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available on Internet Archive (http://www.archive.org)
Note: Images of the original pages are available through Internet Archive. See http://www.archive.org/details/historyofjapanes00briniala
Note: Images of the original pages are available through Internet Archive. See http://www.archive.org/details/historyofjapanes00briniala
A HISTORY OF THE JAPANESE PEOPLE
From the Earliest Times to the End of the Meiji Era
From the Earliest Times to the End of the Meiji Era
by
by
CAPT. F. BRINKLEY, R. A.
Editor of the "Japan Mail"
Editor of "Japan Mail"
With the Collaboration of BARON KIKUCHI
With the collaboration of Baron Kikuchi
Former President of the Imperial University at Kyoto
Former President of Kyoto Imperial University
With 150 Illustrations Engraved on Wood by Japanese Artists;
Half-Tone Plates, and Maps
With 150 illustrations engraved on wood by Japanese artists;
halftone plates and maps
DEDICATED BY GRACIOUS PERMISSION TO HIS MAJESTY MEIJI TENNO, THE LATE EMPEROR OF JAPAN
FOREWORD
It is trite to remark that if you wish to know really any people, it is necessary to have a thorough knowledge of their history, including their mythology, legends and folk-lore: customs, habits and traits of character, which to a superficial observer of a different nationality or race may seem odd and strange, sometimes even utterly subversive of ordinary ideas of morality, but which can be explained and will appear quite reasonable when they are traced back to their origin. The sudden rise of the Japanese nation from an insignificant position to a foremost rank in the comity of nations has startled the world. Except in the case of very few who had studied us intimately, we were a people but little raised above barbarism trying to imitate Western civilisation without any capacity for really assimilating or adapting it. At first, it was supposed that we had somehow undergone a sudden transformation, but it was gradually perceived that such could not be and was not the case; and a crop of books on Japan and the Japanese, deep and superficial, serious and fantastic, interesting and otherwise, has been put forth for the benefit of those who were curious to know the reason of this strange phenomenon. But among so many books, there has not yet been, so far as I know, a history of Japan, although a study of its history was most essential for the proper understanding of many of the problems relating to the Japanese people, such as the relation of the Imperial dynasty to the people, the family system, the position of Buddhism, the influence of the Chinese philosophy, etc. A history of Japan of moderate size has indeed long been a desideratum; that it was not forthcoming was no doubt due to the want of a proper person to undertake such a work. Now just the right man has been found in the author of the present work, who, an Englishman by birth, is almost Japanese in his understanding of, and sympathy with, the Japanese people. It would indeed be difficult to find any one better fitted for the task—by no means an easy one—of presenting the general features of Japanese history to Western readers, in a compact and intelligible form, and at the same time in general harmony with the Japanese feeling. The Western public and Japan are alike to be congratulated on the production of the present work. I may say this without any fear of reproach for self-praise, for although my name is mentioned in the title-page, my share is very slight, consisting merely in general advice and in a few suggestions on some special points.
It's pretty obvious that to truly understand any group of people, you need to have a good grasp of their history, including their myths, legends, and folklore, as well as their customs, habits, and personality traits. What might seem bizarre or even morally questionable to an outsider from a different nationality or culture can actually be explained and will make sense when you trace it back to its roots. The rapid rise of the Japanese nation from a relatively insignificant position to a leading role among nations has surprised the world. Aside from a few people who had studied us closely, we were seen as a society barely above barbarism, trying to mimic Western civilization without really being able to absorb or adapt it. Initially, it was thought we had undergone a sudden change, but over time it became clear that was not the case. A variety of books about Japan and the Japanese—ranging from deep to superficial, serious to fantastical—have been published to satisfy curiosity about this unusual situation. However, as far as I know, there hasn't yet been a comprehensive history of Japan, even though studying its history is crucial for understanding various issues related to the Japanese people, such as the relationship between the imperial dynasty and the populace, the family structure, the role of Buddhism, and the influence of Chinese philosophy. A moderately sized history of Japan has long been needed; the lack of such a work is likely due to the absence of a qualified person to take on the task. Now, the perfect person has been found in the author of this book, who, although English by birth, has a deep understanding of and sympathy for the Japanese people. It's hard to find anyone better suited for the challenging task of presenting the main elements of Japanese history to Western readers in a clear and concise way that still aligns with Japanese sensibilities. Both the Western audience and Japan itself should feel fortunate about the release of this book. I can say this without worrying about sounding self-congratulatory, because even though my name appears on the title page, my role has been minimal, providing just some general guidance and a few specific suggestions.
DAIROKU KIKUCHI.
KYOTO, 1912.
AUTHOR'S PREFACE
During the past three decades Japanese students have devoted much intelligent labour to collecting and collating the somewhat disjointed fragments of their country's history. The task would have been practically impossible for foreign historiographers alone, but now that the materials have been brought to light there is no insuperable difficulty in making them available for purposes of joint interpretation. That is all I have attempted to do in these pages, and I beg to solicit pardon for any defect they may be found to contain.
Over the last thirty years, Japanese students have put a lot of smart effort into gathering and organizing the scattered pieces of their country's history. This would have been nearly impossible for foreign historians to do alone, but now that the materials have been uncovered, it's not too hard to make them accessible for collective analysis. That's all I've tried to do here, and I apologize for any flaws that might be present.
F. BRINKLEY.
TOKYO, 1912.
CONTENTS
CHAPTER
I. The Historiographer's Art in Old Japan
I. The Historiographer's Art in Old Japan
II. Japanese Mythology
II. Japanese Mythology
III. Japanese Mythology (Continued)
III. Japanese Mythology (Continued)
IV. Rationalization
IV. Justification
V. Origin of the Japanese Nation: Historical Evidences
V. Origin of the Japanese Nation: Historical Evidence
VI. Origin of the Nation: Geographical and Archaeological
Relics
VI. Origin of the Nation: Geographical and Archaeological
Relics
VII. Language and Physical Characteristics
VII. Language and Physical Traits
VIII. Manners and Customs in Remote Antiquity
VIII. Manners and Customs in Ancient Times
IX. The Prehistoric Sovereigns
IX. The Prehistoric Rulers
X. The Prehistoric Sovereigns (Continued)
X. The Prehistoric Rulers (Continued)
XI. The Prehistoric Sovereigns (Continued)
XI. The Prehistoric Rulers (Continued)
XII. The Protohistoric Sovereigns
The Protohistoric Rulers
XIII. The Protohistoric Sovereigns (Continued)
XIII. The Protohistoric Rulers (Continued)
XIV. From the 29th to the 35th Sovereign
XIV. From the 29th to the 35th Sovereign
XV. The Daika Reforms
XV. The Taika Reforms
XVI. The Daiho Laws and the Yoro Laws
XVI. The Daiho Laws and the Yoro Laws
XVII. The Nara Epoch
XVII. The Nara Period
XVIII. The Heian Epoch
18. The Heian Period
XIX. The Heian Epoch (Continued)
19. The Heian Period (Continued)
XX. The Heian Epoch (Continued)
XX. The Heian Period (Continued)
XXI. The Capital and the Provinces
XXI. The Capital and the Provinces
XXII. Recovery of Administrative Authority by the Throne
XXII. Restoring Administrative Power to the Throne
XXIII. Manners and Customs of the Heian Epoch
XXIII. Manners and Customs of the Heian Period
XXIV. The Epoch of the Gen (Minamoto) and the Hei (Taira)
XXIV. The Era of the Gen (Minamoto) and the Hei (Taira)
XXV. The Epoch of the Gen and the Hei (Continued)
XXV. The Age of the Gen and the Hei (Continued)
XXVI. The Kamakura Bakufu
The Kamakura Shogunate
XXVII. The Hojo
The Hojo
XXVIII. Art, Religion, Literature, Customs, and Commerce in the
Kamakura Period
XXVIII. Art, Religion, Literature, Customs, and Commerce in the
Kamakura Period
XXIX. Fall of the Hojo and Rise of the Ashikaga
XXIX. Fall of the Hojo and Rise of the Ashikaga
XXX. The War of the Dynasties
XXX. The War of the Dynasties
XXXI. The Fall of the Ashikaga
XXXI. The Fall of the Ashikaga
XXXII. Foreign Intercourse, Literature, Art, Religion, Manners, and Customs in the Muromachi Epoch
XXXII. Foreign Relations, Literature, Art, Religion, Manners, and Customs in the Muromachi Period
XXXIII. The Epoch of Wars (Sengoku Jidai)
XXXIII. The Age of Wars (Sengoku Jidai)
XXXIV. Nobunaga, Hideyoshi, and Ieyasu
Nobunaga, Hideyoshi, and Ieyasu
XXXV. The Invasion of Korea
35. The Invasion of Korea
XXXVI. The Momo-Yama Epoch
The Momo-Yama Period
XXXVII. Christianity in Japan
Christianity in Japan
XXXVIII. The Tokugawa Shogunate
The Tokugawa Shogunate
XXXIX. First Period of the Tokugawa Bakufu; from the First
Tokugawa Shogun, Ieyasu, to the Fourth, Ietsuna
(1603-1680)
XXXIX. First Period of the Tokugawa Bakufu; from the First
Tokugawa Shogun, Ieyasu, to the Fourth, Ietsuna
(1603-1680)
XL. Middle Period of the Tokugawa Bakufu; from the Fifth
Shogun, Tsunayoshi, to the Tenth Shogun, Ieharu
(1680-1786)
XL. Middle Period of the Tokugawa Shogunate; from the Fifth
Shogun, Tsunayoshi, to the Tenth Shogun, Ieharu
(1680-1786)
XLI. The Late Period of the Tokugawa Bakufu. The Eleventh
Shogun,Ienari (1786-1838)
XLI. The Late Period of the Tokugawa Bakufu. The Eleventh
Shogun, Ienari (1786-1838)
XLII. Organization, Central and Local; Currency and the
Laws of the Tokugawa Bakufu
XLII. Organization, Central and Local; Currency and the
Laws of the Tokugawa Bakufu
XLIII. Revival of the Shinto Cult
XLIII. Revival of the Shinto Religion
XLIV. Foreign Relations and the Decline of the Tokugawa
XLIV. Foreign Relations and the Decline of the Tokugawa
XLV. Foreign Relations and the Decline of the Tokugawa (Continued)
XLV. Foreign Relations and the Decline of the Tokugawa (Continued)
XLVI. The Meiji Government
XLVI. The Meiji Administration
XLVII. Wars with China and Russia
XLVII. Conflicts with China and Russia
APPENDIX
1. Constitution of Japan, 1889
Constitution of Japan, 1889
2. Anglo-Japanese Agreement, 1905
Anglo-Japanese Treaty, 1905
3. Treaty of Portsmouth, 1905
Treaty of Portsmouth, 1905
INDEX
HISTORICAL MAPS
Japan about 1337: Northern and Southern Courts
Japan around 1337: Northern and Southern Courts
Japan in Era of Wars, 1577: Distribution of Fiefs
Japan in the Age of Wars, 1577: Distribution of Land
Japan in 1615: Feudatories
Japan in 1615: Daimyo
Japan, Korea and the Mainland of Asia
Japan, Korea, and East Asia
FULL PAGE HALF-TONES
Capt. F. Brinkley, R. A.
Capt. F. Brinkley, R.A.
The Emperor Jimmu
Emperor Jimmu
The Shrine of Ise
Ise Shrine
Prehistoric Remains: Plate A
Prehistoric Remains: Plate A
Prehistoric Remains: Plate B
Prehistoric Remains: Plate B
Prince Shotoku
Prince Shōtoku
Kaigen Ceremony of the Nara Daibutsu
Kaigen Ceremony of the Nara Daibutsu
Thirty-six Versifiers (Painting by Korin)
Thirty-Six Poets (Painting by Korin)
Cherry-Viewing Festival at Mukojima
Cherry Blossom Festival at Mukojima
Kamakura Daibutsu
Kamakura Great Buddha
Kinkaku-ji (Golden Pavilion)
Kinkaku-ji (Golden Pavilion)
Court Costumes
Court Outfits
Tokugawa Shrine at Nikko
Tokugawa Shrine in Nikko
The Emperor Meiji (Mutsuhito)
Emperor Meiji (Mutsuhito)
Sinking of the Russian Battleship Osliabya
Sinking of the Russian Battleship Osliabya
Admiral Togo
Admiral Tōgō
WORKS CONSULTED
ENGRAVING: MT. FUJI SEEN FROM THE FUJI-GAWA
CHAPTER I
THE HISTORIOGRAPHER'S ART IN OLD JAPAN
MATERIALS FOR HISTORY
IN the earliest eras of historic Japan there existed a hereditary corporation of raconteurs (Katari-be) who, from generation to generation, performed the function of reciting the exploits of the sovereigns and the deeds of heroes. They accompanied themselves on musical instruments, and naturally, as time went by, each set of raconteurs embellished the language of their predecessors, adding supernatural elements, and introducing details which belonged to the realm of romance rather than to that of ordinary history. These Katari-be would seem to have been the sole repository of their country's annals until the sixth century of the Christian era. Their repertories of recitation included records of the great families as well as of the sovereigns, and it is easy to conceive that the favour and patronage of these high personages were earned by ornamenting the traditions of their households and exalting their pedigrees. But when the art of writing was introduced towards the close of the fourth century, or at the beginning of the fifth, and it was seen that in China, then the centre of learning and civilization, the art had been applied to the compilation of a national history as well as of other volumes possessing great ethical value, the Japanese conceived the ambition of similarly utilizing their new attainment. For reasons which will be understood by and by, the application of the ideographic script to the language of Japan was a task of immense difficulty, and long years must have passed before the attainment of any degree of proficiency.
In the earliest days of Japan's history, there was a hereditary group of storytellers (Katari-be) who passed down the art of recounting the deeds of rulers and heroes from generation to generation. They played musical instruments while telling their stories. Over time, each group of storytellers added their own flair to the tales, incorporating supernatural elements and romantic details that strayed from ordinary history. These Katari-be seemed to be the only keepers of their nation's history until the sixth century AD. Their performances included stories about noble families as well as the rulers, and it’s easy to imagine that they won the favor and support of these high-ranking individuals by enhancing the legends of their families and glorifying their lineages. However, when writing was introduced at the end of the fourth century or the beginning of the fifth, the Japanese were inspired by how China, the center of knowledge and culture at the time, used writing to compile a national history and other significant texts. They aspired to do the same with their newfound skill. But, as will be explained later, adapting the ideographic script to the Japanese language was incredibly challenging, and it took many years before they gained any significant proficiency.
Thus it was not until the time of the Empress Suiko (593-628) that the historical project took practical shape. Her Majesty, at the instance, doubtless, of Prince Shotoku, one of the greatest names in all Japan's annals, instructed the prince himself and her chief minister, Soga no Umako, to undertake the task of compiling historical documents, and there resulted a Record of the Emperors (Tennoki), a Record of the Country (Koki), and Original Records (Hongi) of the Free People (i.e., the Japanese proper as distinguished from aliens, captives, and aborigines), of the great families and of the 180 Hereditary Corporations (Be). This work was commenced in the year 620, but nothing is known as to the date of its completion. It represents the first Japanese history. A shortlived compilation it proved, for in the year 645, the Soga chiefs, custodians of the documents, threw them into the fire on the eve of their own execution for treason. One only, the Record of the Country, was plucked from the flames, and is believed to have been subsequently incorporated in the Kojiki '(Records of Ancient Things).' No immediate attempt seems to have been made to remedy the loss of these invaluable writings. Thirty-seven years later the Emperor Temmu took the matter in hand. One of his reasons for doing so has been historically transmitted. Learning that "the chronicles of the sovereigns and the original words in the possession of the various families deviated from the truth and were largely amplified with empty falsehoods," his Majesty conceived that unless speedy steps were taken to correct the confusion and eliminate the errors, an irremediable state of affairs would result.
It wasn't until the reign of Empress Suiko (593-628) that the historical project really took shape. Her Majesty, likely at the suggestion of Prince Shotoku, one of Japan's most significant historical figures, instructed the prince himself and her chief minister, Soga no Umako, to compile historical documents. This effort led to the creation of the Record of the Emperors (Tennoki), the Record of the Country (Koki), and Original Records (Hongi) of the Free People (meaning the Japanese proper, as opposed to aliens, captives, and aborigines), the great families, and the 180 Hereditary Corporations (Be). The work began in 620, but we don't know when it was finished. It marked Japan’s first history. However, it was short-lived; in 645, the Soga leaders, who were in charge of these documents, burned them just before being executed for treason. Only one, the Record of the Country, was saved from the flames and is thought to have later been included in the Kojiki ('Records of Ancient Things'). There doesn't seem to have been an immediate effort to recover these invaluable writings. Thirty-seven years later, Emperor Temmu decided to address the situation. One reason he did this, as recorded in history, was that he learned that "the chronicles of the sovereigns and the original words in the possession of various families were inaccurate and filled with empty falsehoods." His Majesty believed that if prompt action wasn't taken to clear up the confusion and correct the mistakes, it would lead to irreparable consequences.
Such a preface prepares us to learn that a body of experts was appointed to distinguish the true and the false, and to set down the former alone. The Emperor did, in fact, commission a number of princes and officials to compile an authentic history, and we shall presently see how their labours resulted. But in the first place a special feature of the situation has to be noted. The Japanese language was then undergoing a transition. In order to fit it to the Chinese ideographs for literary purposes, it was being deprived of its mellifluous polysyllabic character and reduced to monosyllabic terseness. The older words were disappearing, and with them many of the old traditions. Temmu saw that if the work of compilation was abandoned solely to princely and official littérateurs, they would probably sacrifice on the altar of the ideograph much that was venerable and worthy to be preserved. He therefore himself undertook the collateral task of having the antique traditions collected and expurgated, and causing them to be memorized by a chamberlain, Hiyeda no Are, a man then in his twenty-eighth year, who was gifted with ability to repeat accurately everything heard once by him. Are's mind was soon stored with a mass of ancient facts and obsolescent phraseology, but before either the task of official compilation or that of private restoration had been carried to completion the Emperor died (686), and an interval of twenty-five years elapsed before the Empress Gemmyo, on the 18th of September, 711, ordered a scholar, Ono Yasumaro, to transcribe the records stored in Are's memory. Four months sufficed for the work, and on the 28th of January, 712, Yasumaro submitted to the Throne the Kojiki (Records of Ancient Things) which ranked as the first history of Japan, and which will be here referred to as the Records.
Such a preface prepares us to understand that a group of experts was appointed to separate the true from the false and record only the former. The Emperor did commission several princes and officials to create an authentic history, and we will soon see how their efforts turned out. First, though, it's important to note a significant aspect of the situation. The Japanese language was going through a transformation. To adapt it to Chinese characters for literary purposes, it was losing its rich, flowing nature and becoming more concise and monosyllabic. Older words were disappearing, along with many old traditions. Temmu realized that if the task of compilation was left entirely to literary-minded princes and officials, they would likely sacrifice much that was valuable and worthy of preservation for the sake of the ideograph. Therefore, he took on the additional responsibility of gathering and refining ancient traditions, having them memorized by a chamberlain, Hiyeda no Are, who was then in his twenty-eighth year and had a remarkable ability to accurately repeat everything he heard once. Are soon filled his mind with a wealth of ancient facts and outdated phrases, but before the official compilation or the private restoration was completed, the Emperor died (686), and twenty-five years went by before Empress Gemmyo, on September 18, 711, instructed a scholar named Ono Yasumaro to transcribe the records that Are had memorized. It took just four months to complete the work, and on January 28, 712, Yasumaro presented the Kojiki (Records of Ancient Things) to the Throne, which was recognized as the first history of Japan and will be referred to here as the Records.
THE NIHONGI AND THE NIHON SHOKI
It is necessary to revert now to the unfinished work of the classical compilers, as they may be called, whom the Emperor Temmu nominated in 682, but whose labours had not been concluded when his Majesty died in 686. There is no evidence that their task was immediately continued in an organized form, but it is related that during the reign of Empress Jito (690-696) further steps were taken to collect historical materials, and that the Empress Gemmyo (708-715)—whom we have seen carrying out, in 712, her predecessor Temmu's plan with regard to Hiyeda no Are—added, in 714, two skilled littérateurs to Temmu's classical compilers, and thus enabled them to complete their task, which took the shape of a book called the Nihongi (Chronicle of Japan).
We need to go back to the unfinished work of the classical compilers, as they are referred to, whom Emperor Temmu appointed in 682. Their work wasn’t completed when he passed away in 686. There's no proof that their efforts were immediately picked up in an organized manner, but it's noted that during Empress Jito’s reign (690-696), more steps were taken to gather historical materials. Empress Gemmyo (708-715)—who we saw implementing her predecessor Temmu’s plan regarding Hiyeda no Are in 712—added two skilled writers to Temmu’s classical compilers in 714, allowing them to finish their work, which became known as the Nihongi (Chronicle of Japan).
This work, however, did not prove altogether satisfactory. It was written, for the most part, with a script called the Manyo syllabary; that is to say, with Chinese ideographs employed phonetically, and it did not at all attain the literary standard of its Chinese prototype. Therefore, the Empress entrusted to Prince Toneri and Ono Yasumaro the task of revising it, and their amended manuscript, concluded in 720, received the name of Nihon Shoki (Written Chronicles of Japan), the original being distinguished as Kana Nihongi, or Syllabic Chronicles. The Nihon Shoki consisted originally of thirty-one volumes, but of these one, containing the genealogies of the sovereigns, has been lost. It covers the whole of the prehistoric period and that part of the historic which extends from the accession of the Emperor Jimmu (660 B.C.) to the abdication of the Empress Jito (A.D. 697). The Kojiki extends back equally far, but terminates at the death of the Empress Suiko (A.D. 628).
This work, however, was not entirely satisfactory. It was mostly written using a script called the Manyo syllabary; that is, with Chinese characters used phonetically, and it did not reach the literary standard of its Chinese original. Therefore, the Empress assigned Prince Toneri and Ono Yasumaro the job of revising it, and their revised manuscript, completed in 720, was named Nihon Shoki (Written Chronicles of Japan), while the original was referred to as Kana Nihongi, or Syllabic Chronicles. The Nihon Shoki originally included thirty-one volumes, but one, which contained the genealogies of the rulers, has been lost. It encompasses the entire prehistoric period and that part of history which spans from the accession of Emperor Jimmu (660 B.C.) to the abdication of Empress Jito (A.D. 697). The Kojiki also goes back that far, but ends with the death of Empress Suiko (A.D. 628).
THE FUDOKI
In the year 713, when the Empress Gemmyo was on the throne, all the provinces of the empire received orders to submit to the Court statements setting forth the natural features of the various localities, together with traditions and remarkable occurrences. These documents were called Fudoki (Records of Natural Features). Many of them have been lost, but a few survive, as those of Izumo, Harima, and Hitachi.
In 713, when Empress Gemmyo was on the throne, all the provinces of the empire were ordered to submit reports to the Court outlining the natural features of their areas, along with traditions and notable events. These documents were known as Fudoki (Records of Natural Features). Many of them have been lost, but a few still exist, like those from Izumo, Harima, and Hitachi.
CHARACTER OF THE RECORDS AND THE CHRONICLES
The task of applying ideographic script to phonetic purposes is exceedingly difficult. In the ideographic script each character has a distinct sound and a complete meaning. Thus, in China shan signifies "mountain," and ming "light." But in Japanese "mountain" becomes yama and "light" akari. It is evident, then, that one of two things has to be done. Either the sounds of the Japanese words must be changed to those of the Chinese ideographs; or the sounds of the Chinese ideographs must alone be taken (irrespective of their meaning), and with them a phonetic syllabary must be formed. Both of these devices were employed by a Japanese scholar of early times. Sometimes disregarding the significance of the ideographs altogether, he used them simply as representing sounds, and with them built up pure Japanese words; at other times, he altered the sounds of Japanese words to those of their Chinese equivalents and then wrote them frankly with their ideographic symbols.
The challenge of using ideographic script for phonetic purposes is really tough. In the ideographic script, each character has its own distinct sound and complete meaning. For example, in Chinese, shan means "mountain," and ming means "light." But in Japanese, "mountain" is yama and "light" is akari. So, it's clear that one of two things needs to happen. Either the sounds of the Japanese words must be changed to match the sounds of the Chinese ideographs, or only the sounds of the Chinese ideographs must be used (regardless of their meanings) to create a phonetic syllabary. Both of these methods were used by an early Japanese scholar. Sometimes he ignored the meaning of the ideographs completely and used them to represent sounds, creating pure Japanese words. Other times, he modified the sounds of Japanese words to match their Chinese equivalents and then wrote them using their ideographic symbols.
In this way each Japanese word came to have two pronunciations: first, its own original sound for colloquial purposes; and second, its borrowed sound for purposes of writing. At the outset the spoken and the written languages were doubtless kept tolerably distinct. But by degrees, as respect for Chinese literature developed, it became a learned accomplishment to pronounce Japanese words after the Chinese manner, and the habit ultimately acquired such a vogue that the language of men—who wrote and spoke ideographically—grew to be different from the language of women—who wrote and spoke phonetically. When Hiyeda no Are was required to memorize the annals and traditions collected and revised at the Imperial Court, the language in which he committed them to heart was pure Japanese, and in that language he dictated them, twenty-nine years later, to the scribe Yasumaro. The latter, in setting down the products of Are's memory, wrote for the most part phonetically; but sometimes, finding that method too cumbersome, he had recourse to the ideographic language, with which he was familiar. At all events, adding nothing nor taking away anything, he produced a truthful record of the myths, traditions, and salient historical incidents credited by the Japanese of the seventh century.
In this way, each Japanese word ended up having two pronunciations: first, its original sound for everyday use; and second, its borrowed sound for writing. Initially, the spoken and written languages were probably kept fairly separate. But over time, as appreciation for Chinese literature grew, it became a skill to pronounce Japanese words in the Chinese style, and this habit became so popular that the language of men—who wrote and spoke using characters—began to differ from the language of women—who wrote and spoke phonetically. When Hiyeda no Are was tasked with memorizing the chronicles and traditions gathered and revised at the Imperial Court, the language he learned them in was pure Japanese, and in that language, he dictated them, twenty-nine years later, to the scribe Yasumaro. The latter, in recording Are's memories, mostly wrote phonetically; but sometimes, finding that method too cumbersome, he switched to the ideographic language he was familiar with. In any case, adding nothing and omitting nothing, he created an accurate record of the myths, traditions, and key historical events recognized by the Japanese of the seventh century.
It may well be supposed, nevertheless, that Are's memory, however tenacious, failed in many respects, and that his historical details were comparatively meagre. An altogether different spirit presided at the work subsequently undertaken by this same Yasumaro, when, in conjunction with other scholars, he was required to collate the historical materials obtained abundantly from various sources since the vandalism of the Soga nobles. The prime object of these collaborators was to produce a Japanese history worthy to stand side by side with the classic models of China. Therefore, they used the Chinese language almost entirely, the chief exception being in the case of the old poems, a great number of which appear in the Records and the Chronicles alike. The actual words of these poems had to be preserved as well as the metre, and therefore it was necessary to indite them phonetically. For the rest, the Nihon Shoki, which resulted from the labours of these annalists and literati, was so Chinese that its authors did not hesitate to draw largely upon the cosmogonic myths of the Middle Kingdom, and to put into the mouths of Japanese monarchs, or into their decrees, quotations from Chinese literature. "As a repertory of ancient Japanese myth and legend there is little to choose between the Records and the Chronicles. The former is, on the whole, the fuller of the two, and contains legends which the latter passes over in silence; but the Chronicles, as we now have them, are enriched by variants of the early myths, the value of which, for purposes of comparison, is recognized by scientific inquirers. But there can be no comparison between the two works when viewed as history. Hiyeda no Are's memory cannot be expected to compete in fullness and accuracy with the abundant documentary literature accessible to the writers of the Chronicles, and an examination of the two works shows that, in respect to the record of actual events, the Chronicles are far the more useful authority".*
It’s reasonable to assume that Are's memory, no matter how strong, had its limitations and that his historical details were relatively sparse. A completely different approach was taken by Yasumaro later when, along with other scholars, he was tasked with compiling the historical materials that had been gathered from various sources since the destruction caused by the Soga nobles. The main goal of these collaborators was to create a Japanese history that could stand alongside the classic Chinese models. As a result, they primarily used the Chinese language, with the notable exception of many of the old poems, which appear in both the Records and the Chronicles. The exact words of these poems needed to be preserved, along with their meter, so they had to be written phonetically. Overall, the Nihon Shoki, which emerged from the efforts of these historians and scholars, was so influenced by Chinese styles that the authors didn't hesitate to incorporate themes from Chinese creation myths and include quotes from Chinese literature in the words of Japanese rulers and their decrees. "In terms of ancient Japanese myths and legends, there's little difference between the Records and the Chronicles. The former is generally more comprehensive and contains legends that the latter skips over; however, the Chronicles, as we have them now, include variants of the early myths, which are valuable for comparison according to academic researchers. Nevertheless, when comparing the two as historical documents, Are's memory cannot match the depth and accuracy of the extensive documentary sources available to the writers of the Chronicles, and a review of both works shows that, regarding the account of real events, the Chronicles are much more reliable."
*Aston's Nihongi.
*Aston's Nihongi.
It will readily be supposed, too, that the authors of both works confused the present with the past, and, in describing the manners and customs of by-gone eras, unconsciously limned their pictures with colours taken from the palette of their own times, "when the national thought and institutions had become deeply modified by Chinese influences." Valuable as the two books are, therefore, they cannot be accepted without large limitations. The Nihon Shoki occupied a high place in national esteem from the outset. In the year following its compilation, the Empress Gensho summoned eminent scholars to the Court and caused them to deliver lectures on the contents of the book, a custom which was followed regularly by subsequent sovereigns and still finds a place among the New Year ceremonials. This book proved to be the precursor of five others with which it is commonly associated by Japanese scholars. They are the Zoku Nihongi (Supplementary Chronicles of Japan), in forty volumes, which covers the period from 697 to 791 and was finished in 798; the Nihon Koki (Later Chronicles of Japan), in forty volumes—ten only survive—which covers the period from 792 to 833; the Zoku Nihon Koki (Supplementary Later Chronicles), in twenty volumes, which covers the single reign of the Emperor Nimmyo (834-850) and was compiled in 869; the Montoku Jitsu-roku (True Annals of Montoku), in ten volumes, covering the reign of Montoku (851-858), and compiled in 879, and the Sandai Jitsu-roku (True Annals of Three Reigns) in fifty volumes, covering the period from 859 to 887 and compiled in 901. These five compilations together with the Nihon Shoki are honoured as the Six National Histories. It is noticeable that the writers were men of the highest rank, from prime ministers downwards. In such honour was the historiographer's art held in Japan in the eighth and ninth centuries.
It's easy to assume that the authors of both works mixed up the present with the past and, while describing the customs and manners of earlier times, unknowingly painted their pictures using colors from their own era, "when national thought and institutions had been heavily influenced by China." While the two books are valuable, they cannot be accepted without significant limitations. The Nihon Shoki has been highly regarded nationally since its creation. In the year after it was compiled, Empress Gensho invited prominent scholars to the Court to give lectures on its content, a practice that later emperors continued and which is still part of the New Year ceremonies today. This book became the precursor to five others commonly associated with it by Japanese scholars. They are the Zoku Nihongi (Supplementary Chronicles of Japan), in forty volumes, which covers the period from 697 to 791 and was completed in 798; the Nihon Koki (Later Chronicles of Japan), in forty volumes—only ten of which survive—which spans from 792 to 833; the Zoku Nihon Koki (Supplementary Later Chronicles), in twenty volumes, covering the reign of Emperor Nimmyo (834-850) and compiled in 869; the Montoku Jitsu-roku (True Annals of Montoku), in ten volumes, covering the reign of Montoku (851-858) and compiled in 879; and the Sandai Jitsu-roku (True Annals of Three Reigns) in fifty volumes, covering the period from 859 to 887 and compiled in 901. Together, these five compilations and the Nihon Shoki are honored as the Six National Histories. It is noteworthy that the writers were individuals of the highest rank, including prime ministers. The art of historiography was highly respected in Japan during the eighth and ninth centuries.
CHRONOLOGY
Before beginning to read Japanese history it is necessary to know something of the chronology followed in its pages. There have been in Japan four systems for counting the passage of time. The first is by the reigns of the Emperors. That is to say, the first year of a sovereign's reign—reckoning from the New Year's day following his accession—became the 1 of the series, and the years were thenceforth numbered consecutively until his death or abdication. This method might be sufficiently accurate if the exact duration of each reign were known as well as the exact sequence of the reigns. But no such precision could be expected in the case of unwritten history, transmitted orally from generation to generation. Thus, while Japanese annalists, by accepting the aggregate duration of all the reigns known to them, arrive at the conclusion that the first Emperor, Jimmu, ascended the throne in the year 660 B.C., it is found on analysis that their figures assign to the first seventeen sovereigns an average age of 109 years.
Before you start reading Japanese history, it's important to understand the timeline used throughout. Japan has had four different systems for tracking the passage of time. The first system is based on the reigns of the Emperors. This means that the first year of a ruler's reign—counting from the New Year's Day after they take the throne—becomes year 1, and the years are then numbered consecutively until their death or abdication. This method could be fairly accurate if the exact lengths of each reign and the order of the reigns were known. However, such precision can't be expected from unwritten history, which has been passed down orally through generations. Therefore, while Japanese historians, by using the total duration of all the reigns they are aware of, conclude that the first Emperor, Jimmu, took the throne in 660 B.C., it turns out that their calculations give the first seventeen emperors an average lifespan of 109 years.
The second system was by means of periods deriving their name (nengo) from some remarkable incident. Thus, the discovery of copper in Japan was commemorated by calling the year Wado (Japanese copper), and the era so called lasted seven years. Such a plan was even more liable to error than the device of reckoning by reigns, and a specially confusing feature was that the first year of the period dated retrospectively from the previous New Year's day, so that events were often recorded as having occurred in the final year of one period and in the opening year of another. This system was originally imported from China in the year A.D. 645, and is at present in use, the year 1910 being the forty-third of the Meiji (Enlightenment and Peace) period.
The second system used periods named (nengo) after significant events. For example, the discovery of copper in Japan was marked by the year Wado (Japanese copper), and this era lasted seven years. This approach was even more prone to mistakes than counting by reigns, and a particularly confusing aspect was that the first year of a period was calculated from the previous New Year's Day, making it common for events to be noted as happening in the last year of one period and the first year of another. This system was originally brought over from China in A.D. 645 and is still in use today, with the year 1910 being the forty-third year of the Meiji (Enlightenment and Peace) period.
The third system was that of the sexagenary cycle. This was operated after the manner of a clock having two concentric dials, the circumference of the larger dial being divided into ten equal parts, each marked with one of the ten "celestial signs," and the circumference of the smaller dial being divided into twelve equal parts each marked with one of the twelve signs of the zodiac. The long hand of the clock, pointing to the larger dial, was supposed to make one revolution in ten years, and the shorter hand, pointing to the small dial, revolved once in twelve years. Thus, starting from the point where the marks on the two dials coincide, the long hand gained upon the short hand by one-sixtieth each year, and once in every sixty years the two hands were found at the point of conjunction. Years were indicated by naming the "celestial stem" and the zodiacal sign to which the imaginary hands happen to be pointing, just as clock-time is indicated by the minutes read from the long hand and the hours from the short. The sexagenary cycle came into use in China in 623 B.C. The exact date of its importation into Japan is unknown, but it was probably about the end of the fourth century A.D. It is a sufficiently accurate manner of counting so long as the tale of cycles is carefully kept, but any neglect in that respect exposes the calculator to an error of sixty years or some multiple of sixty. Keen scrutiny and collation of the histories of China, Korea, and Japan have exposed a mistake of at least 120 years connected with the earliest employment of the sexagenary cycle in Japan.
The third system was the sexagenary cycle. It worked like a clock with two concentric dials. The larger dial was divided into ten equal sections, each labeled with one of the ten "celestial signs," while the smaller dial was divided into twelve equal sections, each marked with one of the twelve zodiac signs. The long hand of the clock, pointing to the larger dial, was designed to make one full rotation every ten years, and the shorter hand, pointing to the smaller dial, completed a rotation every twelve years. Starting from the point where the markings on both dials lined up, the long hand advanced on the short hand by one-sixtieth each year, and every sixty years, the two hands aligned again. Years were indicated by naming the "celestial stem" and the zodiac sign that the imaginary hands pointed to, just like how clock time is read from the long hand for minutes and from the short hand for hours. The sexagenary cycle was introduced in China in 623 B.C. The exact date it came to Japan is unknown, but it was likely around the end of the fourth century A.D. It's a pretty accurate way of counting as long as the cycles are meticulously recorded; however, any lapse in that could lead to an error of sixty years or a multiple of sixty. Close examination and comparison of the histories of China, Korea, and Japan have revealed a mistake of at least 120 years related to the earliest use of the sexagenary cycle in Japan.
The fourth method corresponds to that adopted in Europe where the number of a year is referred to the birth of Christ. In Japan, the accession of the Emperor Jimmu—660 B.C.—is taken for a basis, and thus the Occidental year 1910 becomes the 2570th year of the Japanese dynasty. With such methods of reckoning some collateral evidence is needed before accepting any of the dates given in Japanese annals. Kaempfer and even Rein were content to endorse the chronology of the Chronicles—the Records avoid dates altogether—but other Occidental scholars* have with justice been more sceptical, and their doubts have been confirmed by several eminent Japanese historians in recent times. Where, then, is collateral evidence to be found?
The fourth method is similar to the one used in Europe, where years are counted from the birth of Christ. In Japan, the start date is the accession of Emperor Jimmu in 660 B.C., so the Western year 1910 corresponds to the 2570th year of the Japanese dynasty. With these different ways of counting, some additional evidence is necessary before accepting any of the dates listed in Japanese records. Kaempfer and even Rein were happy to support the timeline of the Chronicles—the Records don’t use dates at all—but other Western scholars have justifiably been more skeptical, and their doubts have been backed up by several notable Japanese historians in recent years. So where can we find this additional evidence?
*Notably Bramsen, Aston, Satow, and Chamberlain.
*Notably Bramsen, Aston, Satow, and Chamberlain.
In the pages of Chinese and Korean history. There is, of course, no inherent reason for attributing to Korean history accuracy superior to that of Japanese history. But in China the habit of continuously compiling written annals had been practised for many centuries before Japanese events began even to furnish materials for romantic recitations, and no serious errors have been proved against Chinese historiographers during the periods when comparison with Japanese annals is feasible. In Korea's case, too, verification is partially possible. Thus, during the first five centuries of the Christian era, Chinese annals contain sixteen notices of events in Korea. If Korean history be examined as to these events, it is found to agree in ten instances, to disagree in two, and to be silent in four.* This record tends strongly to confirm the accuracy of the Korean annals, and it is further to be remembered that the Korean peninsula was divided during many centuries into three principalities whose records serve as mutual checks. Finally, Korean historians do not make any such demand upon our credulity as the Japanese do in the matter of length of sovereigns' reigns. For example, while the number of successions to the throne of Japan during the first four centuries of the Christian era is set down as seven only, making fifty-six years the average duration of a reign, the corresponding numbers for the three Korean principalities are sixteen, seventeen, and sixteen, respectively, making the average length of a reign from twenty-four to twenty-five years. It is, indeed, a very remarkable fact that whereas the average age of the first seventeen Emperors of Japan, who are supposed to have reigned from 660 B.C. down to A.D. 399, was 109 years, this incredible habit of longevity ceased abruptly from the beginning of the fifth century, the average age of the next seventeen having been only sixty-one and a half years; and it is a most suggestive coincidence that the year A.D. 461 is the first date of the accepted Japanese chronology which is confirmed by Korean authorities.
In the history of China and Korea, there’s no real reason to consider Korean history more accurate than Japanese history. However, China has a long tradition of continuously compiling written records that started long before Japan began documenting its own events for storytelling. Notably, there have been no major mistakes identified in Chinese historians’ accounts during periods when they can be compared to Japanese records. When it comes to Korea, verification is also partly possible. For instance, during the first five centuries of the Common Era, Chinese records mention sixteen events in Korea. When these events are cross-referenced with Korean history, ten align, two disagree, and four are not mentioned. This data strongly supports the accuracy of Korean records. It’s also important to note that the Korean peninsula was divided for many centuries into three principalities, and their records help validate each other. Moreover, Korean historians don’t ask us to believe unbelievable claims as the Japanese do regarding the lengths of their rulers' reigns. For example, while Japan lists only seven rulers for the first four centuries of the Common Era, averaging fifty-six years per reign, the three Korean principalities had sixteen, seventeen, and sixteen successions, respectively, with reigns averaging twenty-four to twenty-five years. It’s striking that the first seventeen Emperors of Japan, who supposedly reigned from 660 B.C. to A.D. 399, had an average lifespan of 109 years, but this remarkable longevity suddenly dropped off at the beginning of the fifth century, with the next seventeen averaging just sixty-one and a half years. Interestingly, the year A.D. 461 is the first date in the accepted Japanese timeline that is corroborated by Korean sources.
*Aston's essay on Early Japanese History
*Aston's essay on Early Japanese History
In fact, the conclusion is almost compulsory that Japanese authentic history, so far as dates are concerned, begins from the fifth century. Chinese annals, it is true, furnish one noteworthy and much earlier confirmation of Japanese records. They show that Japan was ruled by a very renowned queen during the first half of the third century of the Christian era, and it was precisely at that epoch that the Empress Jingo is related by Japanese history to have made herself celebrated at home and abroad. Chinese historiographers, however, put Jingo's death in the year A.D. 247, whereas Japanese annalists give the date as 269. Indeed there is reason to think that just at this time—second half of the third century—some special causes operated to disturb historical coherence in Japan, for not only does Chinese history refer to several signal events in Japan which find no place in the latter's records, but also Korean history indicates that the Japanese dates of certain cardinal incidents err by exactly 120 years. Two cycles in the sexagenary system of reckoning constitute 120 years, and the explanation already given makes it easy to conceive the dropping of that length of time by recorders having only tradition to guide them.
Actually, the conclusion seems pretty clear that Japanese authentic history, at least regarding dates, starts from the fifth century. Chinese records do provide one significant and much earlier confirmation of Japanese accounts. They indicate that Japan was ruled by a well-known queen during the first half of the third century A.D., and it was around that time that the Empress Jingo is mentioned in Japanese history as having achieved fame both locally and internationally. However, Chinese historians date Jingo's death to A.D. 247, while Japanese historians say it was in 269. There’s good reason to believe that during this period—the second half of the third century—some specific factors disrupted historical consistency in Japan, as Chinese history references several major events in Japan that don’t appear in Japanese records, and Korean history suggests that Japanese dates of certain significant events are off by exactly 120 years. Two cycles in the sexagenary counting system make up 120 years, and the previous explanation makes it easy to understand how recorders relying solely on tradition might have skipped that amount of time.
On the whole, whatever may be said as to the events of early Japanese history, its dates can not be considered trustworthy before the beginning of the fifth century. There is evidently one other point to be considered in this context; namely, the introduction of writing. Should it appear that the time when the Japanese first began to possess written records coincides with the time when, according to independent research, the dates given in their annals begin to synchronize with those of Chinese and Korean history, another very important landmark will be furnished. There, is such synchronism, but it is obtained at the cost of considerations which cannot be lightly dismissed. For, although it is pretty clearly established that an event which occured at the beginning of the fifth century preluded the general study of the Chinese language in Japan and may not unreasonably be supposed to have led to the use of the Chinese script in compiling historical records, still it is even more clearly established that from a much remoter era Japan had been on terms of some intimacy with her neighbours, China and Korea, and had exchanged written communications with them, so that the art of writing was assuredly known to her long before the fifth century of the Christian era, to whatever services she applied it. This subject will present itself again for examination in more convenient circumstances.
Overall, no matter what is said about early Japanese history, its dates can't be considered reliable before the start of the fifth century. There's clearly another point to consider here: the introduction of writing. If it turns out that the period when the Japanese first began to have written records matches up with when, according to independent research, the dates in their annals start to align with those of Chinese and Korean history, that would provide another significant landmark. There is such alignment, but it comes at the cost of considerations that shouldn't be taken lightly. For while it's fairly well established that an event at the beginning of the fifth century led to a greater interest in the Chinese language in Japan and likely resulted in the use of Chinese script for historical records, it's even more clearly established that Japan had been somewhat acquainted with its neighbors, China and Korea, for a much longer time and had exchanged written communications with them. Thus, the art of writing was certainly known to Japan long before the fifth century AD, regardless of how it was used. This topic will come up again for further examination in more suitable circumstances.
ENGRAVING: YUKIMIDORO (Style of Stone Lantern used in Japanese
Gardens)
ENGRAVING: YUKIMIDORO (Type of stone lantern found in Japanese
gardens)
ENGRAVING: "YATSUHASHI" STYLE OF GARDEN BRIDGE
CHAPTER II
JAPANESE MYTHOLOGY
KAMI
THE mythological page of a country's history has an interest of its own apart from legendary relations; it affords indications of the people's creeds and furnishes traces of the nation's genesis. In Japan's mythology there is a special difficulty for the interpreter—a difficulty of nomenclature. It has been the constant habit of foreign writers of Japan's story to speak of an "Age of Gods" (Kami no yo). But the Japanese word Kami* does not necessarily convey any such meaning. It has no divine import. We shall presently find that of the hundreds of families into which Japanese society came to be divided, each had its Kami, and that he was nothing more than the head of the household. Fifty years ago, the Government was commonly spoken of as O Kami (the Honourable Head), and a feudatory frequently had the title of Kami of such and such a locality. Thus to translate Kami by "deity" or "god" is misleading, and as the English language furnishes no exact equivalent, the best plan is to adhere to the original expression. That plan is adopted in the following brief summary of Japanese mythology.
THE mythological aspect of a country's history has its own significance beyond legendary tales; it reveals the people's beliefs and provides insights into the nation's origins. In Japan's mythology, there is a unique challenge for interpreters—a challenge of terminology. Foreign writers have often referred to an "Age of Gods" (Kami no yo) in their accounts of Japan. However, the Japanese word Kami* doesn’t necessarily imply that meaning. It carries no divine connotation. We will soon see that among the many clans into which Japanese society was divided, each had its own Kami, who was nothing more than the head of the household. Fifty years ago, the Government was often referred to as O Kami (the Honourable Head), and a vassal frequently held the title of Kami of a particular area. Therefore, translating Kami as "deity" or "god" is misleading, and since the English language lacks an exact equivalent, it’s best to stick with the original term. This approach is used in the following brief summary of Japanese mythology.
*Much stress is laid upon the point by that most accurate scholar,
Mr. B. H. Chamberlain.
*Much emphasis is placed on this point by that highly respected scholar,
Mr. B. H. Chamberlain.
COSMOGONY
Japanese mythology opens at the beginning of "the heaven and the earth." But it makes no attempt to account for the origin of things. It introduces us at once to a "plain of high heaven," the dwelling place of these invisible* Kami, one of whom is the great central being, and the other two derive their titles from their productive attributes. But as to what they produced or how they produced it, no special indication is given. Thereafter two more Kami are born from an elementary reedlike substance that sprouts on an inchoate earth. This is the first reference to organic matter. The two newly born Kami are invisible like their predecessors, and like them are not represented as taking any part in the creation. They are solitary, unseeable, and functionless, but the evident idea is that they have a more intimate connexion with cosmos than the Kami who came previously into existence, for one of them is named after the reed-shoot from which he emanated, and to the other is attributed the property of standing eternally in the heavens.
Japanese mythology begins with "the heaven and the earth." However, it doesn’t try to explain the origin of things. It immediately introduces us to a "plain of high heaven," the home of these invisible Kami, one of whom is the great central being, and the other two derive their names from their creative qualities. But it doesn’t specify what they created or how they did it. Then, two more Kami are born from a basic reed-like substance that grows on an undeveloped earth. This is the first mention of organic matter. The two newly born Kami are also invisible like the ones before them, and they aren’t depicted as participating in creation. They are solitary, unseen, and without function, but the clear implication is that they have a closer connection to the cosmos than the earlier Kami, as one of them is named after the reed sprout from which he came, and the other is said to stand eternally in the heavens.
*The expression here translated "invisible" has been interpreted in the sense that the Kami "hid their persons," i.e., died, but the true meaning seems to be that they were invisible.
*The term translated as "invisible" has been understood to mean that the Kami "hid themselves," or in other words, died, but the actual meaning appears to be that they were invisible.
Up to this point there has not been any suggestion of measuring time. But now the record begins to speak of "generations." Two more solitary and invisible beings are born, one called the Kami who stands eternally on earth, the other the "abundant integrator." Each of these represents a generation, and it will be observed that up to this time no direct mention whatever is made of sex. Now, however, five generations ensue, each consisting of two Kami, a male and a female, and thus the epithet "solitary" as applied to the first seven Kami becomes intelligible. All these generations are represented as gradually approximating to the exercise of creative functions, for the names* become more and more suggestive of earthly relations. The last couple, forming the fifth generation, are Izanagi and Izanami, appellations signifying the male Kami of desire and the female Kami of desire. By all the other Kami these two are commissioned to "make, consolidate, and give birth to the drifting land," a jewelled spear being given to them as a token of authority, and a floating bridge being provided to carry them to earth. Izanagi and Izanami thrust the spear downwards and stir the "brine" beneath, with the result that it coagulates, and, dropping from the spear's point, forms the first of the Japanese islands, Onogoro. This island they take as the basis of their future operations, and here they beget, by ordinary human processes—which are described without any reservations—first, "a great number of islands, and next, a great number of Kami." It is related that the first effort of procreation was not successful, the outcome being a leechlike abortion and an island of foam, the former of which was sent adrift in a boat of reeds. The islands afterwards created form a large part of Japan, but between these islands and the Kami, begotten in succession to them, no connexion is traceable. In several cases the names of the Kami seem to be personifications of natural objects. Thus we have the Kami of the "wind's breath," of the sea, of the rivers, of the "water-gates" (estuaries and ports), of autumn, of "foam-calm," of "bubbling waves," of "water-divisions," of trees, of mountains, of moors, of valleys, etc. But with very rare exceptions, all these Kami have no subsequent share in the scheme of things and cannot be regarded as evidence that the Japanese were nature worshippers.
Up to now, there hasn't been any mention of measuring time. But now, the record starts referencing "generations." Two more solitary and unseen beings are born: one is called the Kami who remains eternally on earth, and the other is the "abundant integrator." Each of these represents a generation, and it’s important to note that up until this point, there's been no direct mention of gender. However, now five generations follow, each consisting of two Kami, one male and one female, which clarifies the term "solitary" as it relates to the first seven Kami. All these generations are shown to gradually approach creative functions, as their names start to suggest earthly connections. The last couple of the fifth generation are Izanagi and Izanami, names that mean the male Kami of desire and the female Kami of desire. All the other Kami task these two to "create, consolidate, and give birth to the drifting land," and they are given a jeweled spear as a symbol of authority, along with a floating bridge to bring them to earth. Izanagi and Izanami plunge the spear down and stir the "brine" below, causing it to solidify, which then drops from the spear’s tip to form the first of the Japanese islands, Onogoro. They choose this island as the base for their future work, and here they produce, through ordinary human means—which are described openly—first, "a great number of islands, and next, a great number of Kami." It’s said that their first attempt at procreation didn’t succeed, resulting in a leech-like abortion and an island of foam, which was set adrift in a reed boat. The islands created afterward make up a significant part of Japan, but there’s no clear connection between these islands and the Kami born afterward. In several instances, the names of the Kami seem to symbolize natural objects. For example, there are Kami for the "wind's breath," for the sea, for rivers, for "water-gates" (estuaries and ports), for autumn, for "foam-calm," for "bubbling waves," for "water-divisions," for trees, for mountains, for moors, for valleys, and so on. But with very few exceptions, none of these Kami play a role in the overall scheme and shouldn’t be seen as evidence that the Japanese were nature worshippers.
*The Kami of mud-earth; the Kami of germ-integration; the Kami of the great place; the Kami of the perfect exterior, etc.
*The Kami of mud-earth; the Kami of germ-integration; the Kami of the great place; the Kami of the perfect exterior, etc.
A change of method is now noticeable. Hitherto the process of production has been creative; henceforth the method is transformation preceded by destruction. Izanami dies in giving birth to the Kami of fire, and her body is disintegrated into several beings, as the male and female Kami of metal mountains, the male and female Kami of viscid clay, the female Kami of abundant food, and the Kami of youth; while from the tears of Izanagi as he laments her decease is born the female Kami of lamentation. Izanagi then turns upon the child, the Kami of fire, which has cost Izanami her life, and cuts off its head; whereupon are born from the blood that stains his sword and spatters the rocks eight Kami, whose names are all suggestive of the violence that called them into existence. An equal number of Kami, all having sway over mountains, are born from the head and body of the slaughtered child.
A noticeable change in method is taking place. Until now, the process of production has been creative; from now on, the method involves transformation after destruction. Izanami dies giving birth to the Kami of fire, and her body breaks apart into several beings, like the male and female Kami of metal mountains, the male and female Kami of thick clay, the female Kami of abundant food, and the Kami of youth; while from the tears of Izanagi, mourning her death, the female Kami of lamentation is born. Izanagi then turns on the child, the Kami of fire, which has cost Izanami her life, and beheads it; from the blood that stains his sword and drips onto the rocks, eight Kami are born, their names all reflecting the violence that created them. An equal number of Kami, all with power over mountains, emerge from the head and body of the slain child.
At this point an interesting episode is recorded. Izanagi visits the "land of night," with the hope of recovering his spouse.* He urges her to return, as the work in which they were engaged is not yet completed. She replies that, unhappily having already eaten within the portals of the land of night, she may not emerge without the permission of the Kami** of the underworld, and she conjures him, while she is seeking that permission, not to attempt to look on her face. He, however, weary of waiting, breaks off one of the large teeth of the comb that holds his hair*** and, lighting it, uses it as a torch. He finds Izanami's body in a state of putrefaction, and amid the decaying remains eight Kami of thunder have been born and are dwelling. Izanagi, horrified, turns and flees, but Izanami, enraged that she has been "put to shame," sends the "hideous hag of hades" to pursue him. He obtains respite twice; first by throwing down his head-dress, which is converted into grapes, and then casting away his comb, which is transformed into bamboo sprouts, and while the hag stops to eat these delicacies, he flees. Then Izanami sends in his pursuit the eight Kami of thunder with fifteen hundred warriors of the underworld.**** He holds them off for a time by brandishing his sword behind him, and finally, on reaching the pass from the nether to the upper world, he finds three peaches growing there with which he pelts his pursuers and drives them back. The peaches are rewarded with the title of "divine fruit," and entrusted with the duty of thereafter helping all living people***** in the central land of "reed plains"****** as they have helped Izanagi.
At this point, an interesting episode is recorded. Izanagi visits the "land of night," hoping to bring back his wife.* He urges her to return, as their work isn’t finished yet. She replies that, unfortunately, since she has already eaten in the land of night, she can’t leave without permission from the Kami** of the underworld. She asks him not to try to look at her face while she seeks that permission. However, tired of waiting, he breaks off a large tooth from his comb and lights it to use as a torch. He finds Izanami's body in a state of decay, and among the rotting remains, eight Kami of thunder have been born and are living there. Horrified, Izanagi turns and runs away, but Izanami, furious that she has been "shamed," sends the "hideous hag of Hades" to chase him. He buys himself some time by throwing down his head-dress, which turns into grapes, and then tossing away his comb, which becomes bamboo shoots, and while the hag stops to eat these treats, he escapes. Then Izanami sends the eight Kami of thunder along with fifteen hundred warriors of the underworld after him. He holds them off for a while by waving his sword behind him, and finally, when he reaches the pass between the underworld and the living world, he finds three peaches growing there. He throws the peaches at his pursuers and drives them back. The peaches are honored with the title of "divine fruit" and given the task of helping all living people***** in the central land of "reed plains"****** as they had helped Izanagi.
*It is unnecessary to comment upon the identity of this incident with the legend of Orpheus and Eurydice.
*There’s no need to discuss how this incident is similar to the story of Orpheus and Eurydice.
**It will be observed that we hear of these Kami now for the first time.
**It’s worth noting that we’re hearing about these Kami for the first time now.
***This is an obvious example of a charge often preferred against the compilers of the Records that they inferred the manners and customs of remote antiquity from those of their own time.
***This is a clear example of a common accusation against the compilers of the Records, which is that they assumed the ways and customs of ancient times were similar to those of their own era.
****Again we have here evidence that the story of creation, as told in the Records, is not supposed to be complete. It says nothing as to how the denizens of the underworld came into existence.
****Once again, we see proof that the creation story in the Records is not meant to be complete. It doesn't mention how the inhabitants of the underworld came to be.
*****The first mention of human beings.
*****The first mention of human beings.
******This epithet is given to Japan.
This nickname is given to Japan.
This curious legend does not end here. Finding that the hag of hades, the eight Kami of thunder, and the fifteen hundred warriors have all been repulsed, Izanami herself goes in pursuit. But her way is blocked by a huge rock which Izanagi places in the "even pass of hades," and from the confines of the two worlds the angry pair exchange messages of final separation, she threatening to kill a thousand folk daily in his land if he repeats his acts of violence, and he declaring that, in such event, he will retaliate by causing fifteen hundred to be born.
This strange legend doesn’t stop here. After realizing that the witch of the underworld, the eight thunder gods, and the fifteen hundred warriors have all been driven back, Izanami decides to go after them herself. However, her path is blocked by a massive rock that Izanagi has placed at the "even pass of the underworld," and from the boundaries of both realms, the furious couple exchange messages of their final separation. She threatens to kill a thousand people every day in his land if he continues his violent ways, and he responds by claiming that if that happens, he will make fifteen hundred people be born in retaliation.
In all this, no mention whatever is found of the manner in which human beings come into existence: they make their appearance upon the scene as though they were a primeval part of it. Izanagi, whose return to the upper world takes place in southwestern Japan,* now cleanses himself from the pollution he has incurred by contact with the dead, and thus inaugurates the rite of purification practised to this day in Japan. The Records describe minutely the process of his unrobing before entering a river, and we learn incidentally that he wore a girdle, a skirt, an upper garment, trousers, a hat, bracelets on each arm, and a necklace, but no mention is made of footgear. Twelve Kami are born from these various articles as he discards them, but without exception these additions to Japanese mythology seem to have nothing to do with the scheme of the universe: their titles appear to be wholly capricious, and apart from figuring once upon the pages of the Records they have no claim to notice. The same may be said of eleven among fourteen Kami thereafter born from the pollution which Izanagi washes off in a river.
In all this, there's no mention of how humans come into existence; they just seem to appear as if they’ve always been part of the scene. Izanagi, who returns to the upper world in southwestern Japan,* now cleanses himself of the pollution he acquired from being in contact with the dead, thus starting the rite of purification that is still practiced in Japan today. The Records detail the process of him taking off his clothes before entering a river, and we find out that he wore a belt, a skirt, an upper garment, trousers, a hat, bracelets on each arm, and a necklace, but there’s no mention of shoes. Twelve Kami are born from these various items as he discards them, but these additions to Japanese mythology don’t seem to relate to the universe's creation; their names seem completely random, and aside from appearing briefly in the Records, they don’t have any significant importance. The same can be said for eleven of the fourteen Kami born from the pollution that Izanagi washes off in the river.
*At Himuka in Kyushu, then called Tsukushi.
*At Himuka in Kyushu, now called Tsukushi.
But the last three of these newly created beings act a prominent part in the sequel of the story. They are the "heaven-shining Kami" (Amaterasu-o-mi-Kami), commonly spoken of as the "goddess of the Sun;" the Kami of the Moon, and the Kami of force.* Izanagi expresses much satisfaction at the begetting of these three. He hands his necklace to the Kami of the Sun and commissions her to rule the "plain of heaven;" he confers upon the Kami of the Moon the dominion of night, and he appoints the Kami of force (Susanoo) to rule the sea-plain. The Kami of the Sun and the Kami of the Moon proceed at once to their appointed task, but the Kami of force, though of mature age and wearing a long beard, neglects his duty and falls to weeping, wailing, and fuming. Izanagi inquires the cause of his discontent, and the disobedient Kami replies that he prefers death to the office assigned him; whereupon he is forbidden to dwell in the same land with Izanagi and has to make his abode in Omi province. Then he forms the idea of visiting the "plain of high heaven" to bid farewell to his sister, the goddess of the Sun.
But the last three of these newly created beings play a key role in the rest of the story. They are the "heaven-shining Kami" (Amaterasu-o-mi-Kami), often referred to as the "goddess of the Sun;" the Kami of the Moon, and the Kami of force.* Izanagi expresses great satisfaction at the creation of these three. He gives his necklace to the Kami of the Sun and assigns her to rule the "plain of heaven;" he grants the Kami of the Moon authority over the night, and he designates the Kami of force (Susanoo) to govern the sea-plain. The Kami of the Sun and the Kami of the Moon immediately take up their responsibilities, but the Kami of force, despite being of mature age and having a long beard, neglects his duties and starts to weep, wail, and get angry. Izanagi asks why he’s unhappy, and the disobedient Kami responds that he would rather die than accept the position given to him; as a result, he is forbidden to live in the same land as Izanagi and has to make his home in Omi province. He then decides to visit the "plain of high heaven" to say goodbye to his sister, the goddess of the Sun.
*Mr. Chamberlain translates the title of this Kami "brave, swift, impetuous, male, augustness."
*Mr. Chamberlain translates the title of this Kami as "brave, swift, impulsive, male greatness."
But his journey is attended with such a shaking of mountains and seething of rivers that the goddess, informed of his recalcitrancy and distrusting his purpose, makes preparations to receive him in warlike guise, by dressing her hair in male fashion (i.e. binding it into knots), by tying up her skirt into the shape of trousers, by winding a string of five hundred curved jewels round her head and wrists, by slinging on her back two quivers containing a thousand arrows and five hundred arrows respectively, by drawing a guard on her left forearm, and by providing herself with a bow and a sword.
But his journey is accompanied by such violent earthquakes and turbulent rivers that the goddess, aware of his defiance and doubting his intentions, gets ready to confront him in a warrior's style. She ties her hair up in masculine knots, shapes her skirt into pants, wraps a string of five hundred curved jewels around her head and wrists, slings two quivers holding a thousand arrows and five hundred arrows on her back, puts a guard on her left forearm, and arms herself with a bow and a sword.
The Records and the Chronicles agree in ascribing to her such an exercise of resolute force that she stamps her feet into the ground as though it had been soft snow and scatters the earth about. Susanoo, however, disavows all evil intentions, and agrees to prove his sincerity by taking an oath and engaging in a Kami-producing competition, the condition being that if his offspring be female, the fact shall bear condemnatory import, but if male, the verdict shall be in his favour. For the purpose of this trial, they stand on opposite sides of a river (the Milky Way). Susanoo hands his sword to Amaterasu-o-mi-Kami, who breaks it into three pieces, chews the fragments, and blowing them from her mouth, produces three female Kami. She then lends her string of five hundred jewels to Susanoo and, he, in turn, crunches them in his mouth and blows out the fragments which are transformed into five male Kami. The beings thus strangely produced have comparatively close connexions with the mundane scheme, for the three female Kami—euphoniously designated Kami of the torrent mist, Kami of the beautiful island, and Kami of the cascade—become tutelary goddesses of the shrines in Chikuzen province (or the sacred island Itsuku-shima), and two of the male Kami become ancestors of seven and twelve families, respectively, of hereditary nobles.
The Records and the Chronicles agree that she shows such strong determination that she stomps her feet into the ground as if it were soft snow, scattering the earth around. Susanoo, on the other hand, denies any evil intentions and agrees to prove his sincerity by making an oath and participating in a Kami-producing competition. The condition is that if his offspring are female, it will be seen negatively, but if they are male, the outcome will be in his favor. For this trial, they stand on opposite sides of a river (the Milky Way). Susanoo hands his sword to Amaterasu-o-mi-Kami, who breaks it into three pieces, chews on the fragments, and blows them from her mouth, creating three female Kami. She then lends her string of five hundred jewels to Susanoo, who crunches them in his mouth and blows out the fragments, which turn into five male Kami. The beings produced in this unusual way are closely connected to the ordinary world: the three female Kami, known as the Kami of the torrent mist, Kami of the beautiful island, and Kami of the cascade, become guardian goddesses of shrines in Chikuzen province (or the sacred island Itsuku-shima), while two of the male Kami become ancestors of seven and twelve families, respectively, of hereditary nobles.
On the "high plain of heaven," however, trouble is not allayed. The Sun goddess judges that since female Kami were produced from the fragments of Susanoo's sword and male Kami from her own string of jewels, the test which he himself proposed has resulted in his conviction; but he, repudiating that verdict, proceeds to break down the divisions of the rice-fields laid out by the goddess, to fill up the ditches, and to defile the palace—details which suggest either that, according to Japanese tradition, heaven has its agriculture and architecture just as earth has, or that the "plain of high heaven" was really the name of a place in the Far East. The Sun goddess makes various excuses for her brother's lawless conduct, but he is not to be placated. His next exploit is to flay a piebald horse and throw it through a hole which he breaks in the roof of the hall where the goddess is weaving garments for the Kami. In the alarm thus created, the goddess* is wounded by her shuttle, whereupon she retires into a cave and places a rock at the entrance, so that darkness falls upon the "plain of high heaven" and upon the islands of Japan,** to the consternation of the Kami of evil, whose voices are heard like the buzzing of swarms of flies.
On the "high plain of heaven," however, trouble is not eased. The Sun goddess judges that since female Kami came from the fragments of Susanoo's sword and male Kami from her own string of jewels, the test he proposed has led to his conviction; but he, rejecting that verdict, goes on to break down the boundaries of the rice fields set by the goddess, fill in the ditches, and desecrate the palace—details which suggest that, according to Japanese tradition, heaven has its own agriculture and architecture just like the earth does, or that the "plain of high heaven" was actually a place in the Far East. The Sun goddess finds various excuses for her brother's reckless behavior, but he is not to be calmed. His next act is to skin a piebald horse and throw it through a hole he breaks in the roof of the hall where the goddess is weaving garments for the Kami. In the chaos this creates, the goddess is accidentally injured by her shuttle, causing her to retreat into a cave and block the entrance with a rock, plunging the "plain of high heaven" and the islands of Japan** into darkness, much to the dismay of the Kami of evil, whose voices are heard like the buzzing of swarms of flies.
*According to the Records, it is the attendants of the goddess that suffer injury.
*According to the Records, it's the goddess's attendants who get hurt.
**Referring to this episode, Aston writes in his Nihongi: "Amaterasu-o-mi-Kami is throughout the greater part of this narrative an anthropomorphic deity, with little that is specially characteristic of her solar functions. Here, however, it is plainly the sun itself which witholds its light and leaves the world to darkness. This inconsistency, which has greatly exercised the native theologians, is not peculiar to Japanese myth."
**Referring to this episode, Aston writes in his Nihongi: "Amaterasu-o-mi-Kami is throughout the greater part of this narrative an anthropomorphic deity, with little that is specially characteristic of her solar functions. Here, however, it is plainly the sun itself which withholds its light and leaves the world in darkness. This inconsistency, which has greatly puzzled the native theologians, is not unique to Japanese mythology."**
Then follows a scene perhaps the most celebrated in all the mythological legends; a scene which was the origin of the sacred dance in Japan and which furnished to artists in later ages a frequent motive. The "eight hundred myriads" of Kami—so numerous have the denizens of the "plain of high heaven" unaccountably become—assemble in the bed of the "tranquil river"* to confer about a means of enticing the goddess from her retirement. They entrust the duty of forming a plan to the Kami of "thought combination," now heard of for the first time as a son of one of the two producing Kami, who, with the "great central" Kami, constituted the original trinity of heavenly denizens. This deity gathers together a number of barn-yard fowl to signal sunrise, places the Kami of the "strong arm" at the entrance of the cave into which the goddess has retired, obtains iron from the "mines of heaven" and causes it to be forged into an "eight-foot" mirror, appoints two Kami to procure from Mount Kagu a "five-hundred branched" sakaki tree (cleyera Japonica), from whose branches the mirror together with a "five-hundred beaded" string of curved jewels and blue and white streamers of hempen cloth and paper-mulberry cloth are suspended, and causes divination to be performed with the shoulder blade of a stag.
Then comes a scene that's probably the most famous in all the mythological legends; a scene that inspired the sacred dance in Japan and provided artists in later ages with a common theme. The "eight hundred myriad" Kami—so incredibly numerous have the inhabitants of the "plain of high heaven" become—gather in the bed of the "tranquil river"* to discuss how to lure the goddess out of her isolation. They assign the task of creating a plan to the Kami of "thought combination," first mentioned as a son of one of the two generating Kami, who, along with the "great central" Kami, made up the original trinity of celestial beings. This deity collects several barnyard birds to signal dawn, positions the Kami of the "strong arm" at the entrance of the cave where the goddess has withdrawn, retrieves iron from the "mines of heaven," and has it forged into an "eight-foot" mirror. He also appoints two Kami to fetch a "five-hundred branched" sakaki tree (cleyera Japonica) from Mount Kagu, from which the mirror, along with a "five-hundred beaded" string of curved jewels and blue and white streamers made of hemp and paper-mulberry cloth, are hung, and he has divination performed with the shoulder blade of a stag.
*The Milky Way.
The Milky Way Galaxy.
Then, while a grand liturgy is recited, the "heaven-startling" Kami, having girdled herself with moss, crowned her head with a wreath of spindle-tree leaves and gathered a bouquet of bamboo grass, mounts upon a hollow wooden vessel and dances, stamping so that the wood resounds and reciting the ten numerals repeatedly. Then the "eight-hundred myriad" Kami laugh in unison, so that the "plain of high heaven" shakes with the sound, and the Sun goddess, surprised that such gaiety should prevail in her absence, looks out from the cave to ascertain the cause. She is taunted by the dancer, who tells her that a greater than she is present, and the mirror being thrust before her, she gradually comes forward, gazing into it with astonishment; whereupon the Kami of the "strong arm" grasps her hand and drags her out, while two other Kami* stretch behind her a rope made of straw, pulled up by the roots,** to prevent her return, and sunshine once more floods the "plain of high heaven."
Then, while a grand ceremony is performed, the amazing Kami, adorned with moss, wears a crown of spindle-tree leaves and holds a bouquet of bamboo grass. She steps onto a hollow wooden vessel and dances, stamping her feet so that the wood echoes while reciting the ten numerals repeatedly. Then, the countless Kami laugh together, causing the "plain of high heaven" to tremble from the sound. The Sun goddess, surprised by the celebration happening without her, looks out from the cave to see what's going on. The dancer mocks her, saying that someone greater than her is present. As the mirror is held up to her, she gradually steps forward, looking into it with amazement. At that moment, the Kami of the "strong arm" takes her hand and pulls her out, while two other Kami stretch a rope made of uprooted straw behind her to stop her from going back, and sunlight fills the "plain of high heaven" once again.
*These two are the ancestors of the Kami of the Nakatomi and the Imibe hereditary corporations, who may be described as the high priests of the indigenous cult of Japan.
*These two are the ancestors of the Kami of the Nakatomi and the Imibe hereditary groups, who can be seen as the high priests of Japan's native religion.*
**This kind of rope called shime-nawa, an abbreviation of shiri-kume-nawa may be seen festooning the portals of any Shinto shrine.
**This type of rope, called shime-nawa, which is short for shiri-kume-nawa, can be seen adorning the entrances of any Shinto shrine.
The details of this curious legend deserve attention for the sake of their close relation to the observances of the Shinto cult. Moreover, the mythology now takes a new departure. At the time of Izanagi's return from hades, vague reference is made to human beings, but after Susanoo's departure from the "plain of high heaven," he is represented as holding direct converse with them. There is an interlude which deals with the foodstuffs of mortals. Punished with a fine of a great number of tables* of votive offerings, his beard cut off, and the nails of his fingers and toes pulled out, Susanoo is sentenced to expulsion from heaven. He seeks sustenance from the Kami of food, and she responds by taking from the orifices of her body various kinds of viands which she offers to him. But he, deeming himself insulted, kills her, whereupon from her corpse are born rice, millet, small and large beans, and barley. These are taken by one of the two Kami of production, and by him they are caused to be used as seeds.
The details of this intriguing legend deserve attention because they connect closely to the practices of the Shinto religion. Furthermore, the mythology takes a new turn. When Izanagi returns from the underworld, there are vague mentions of humans, but after Susanoo leaves the "plain of high heaven," he is shown as engaging directly with them. There’s a break in the story that discusses the food of mortals. Punished with a large number of tables* of offerings, having his beard shaved, and his fingernails and toenails pulled out, Susanoo is sentenced to be banished from heaven. He seeks food from the Kami of food, who responds by offering him various dishes from her body. However, feeling insulted, he kills her, and from her corpse come rice, millet, small and large beans, and barley. These are taken by one of the two Kami of production and turned into seeds.
*The offerings of food in religious services were always placed upon small, low tables.
*The food offerings in religious services were always placed on small, low tables.*
Thereafter Susanoo descends to a place at the headwaters of the river Hi (Izumo province). Seeing a chop-stick float down the stream, he infers the existence of people higher up the river, and going in search of them, finds an old man and an old woman lamenting over and caressing a girl. The old man says that he is an earthly Kami, son of the Kami of mountains, who was one of the thirty-five Kami borne by Izanami before her departure for hades. He explains that he had originally eight daughters, but that every year an eight-forked serpent has come from the country of Koshi and devoured one of the maidens, so that there remains only Lady Wonderful, whose time to share her sisters' fate is now at hand. It is a huge monster, extending over eight valleys and eight hills, its eyes red like winter cherries, its belly bloody and inflamed, and its back overgrown with moss and conifers. Susanoo, having announced himself as the brother of the Sun goddess, receives Lady Wonderful and at once transforms her into a comb which he places in his hair. He then instructs the old man and his wife to build a fence with eight gates, placing in every gate a vat of rice wine.
After that, Susanoo goes to a place at the source of the Hi River in Izumo province. When he sees a chopstick floating down the stream, he realizes there must be people upstream, so he goes to find them. He discovers an old man and woman mourning and embracing a girl. The old man explains that he is a local deity, the son of the mountain deity, one of the thirty-five deities born by Izanami before she went to the underworld. He tells Susanoo that he originally had eight daughters, but every year an eight-headed serpent comes from Koshi and eats one of the maidens, so now only Lady Wonderful is left, and her time to meet her sisters' fate is approaching. The serpent is a massive creature, stretching across eight valleys and eight hills, with eyes red like winter cherries, a bloody and swollen belly, and a back covered in moss and conifers. Susanoo introduces himself as the brother of the Sun goddess, takes Lady Wonderful, and immediately turns her into a comb, which he puts in his hair. He then tells the old man and his wife to build a fence with eight gates, placing a vat of rice wine at each gate.
Presently the serpent arrives, drinks the wine, and laying down its heads to sleep, is cut to pieces by Susanoo with his ten-span sabre. In the body of the serpent the hero finds a sword, "great and sharp," which he sends to the Sun goddess, at whose shrine in Ise it is subsequently found and given to the famous warrior, Yamato-dake, when he is setting out on his expedition against the Kumaso of the north. The sword is known as the "Herb-queller." Susanoo then builds for himself and Lady Wonderful a palace at Suga in Izumo, and composes a celebrated verse of Japanese poetry.* Sixth in descent from the offspring of this union is the "Kami of the great land," called also the "Great-Name Possessor," or the "Kami of the reed plains," or the "Kami of the eight thousand spears," or the "Kami of the great land of the living," the last name being antithetical to Susanoo's title of "Ruler of Hades."
Right now, the serpent shows up, drinks the wine, and as it lays down to sleep, Susanoo cuts it into pieces with his ten-span sword. Inside the serpent's body, the hero finds a "great and sharp" sword, which he sends to the Sun goddess. This sword is later discovered at her shrine in Ise and given to the famous warrior, Yamato-dake, as he prepares for his journey against the Kumaso in the north. The sword is known as the "Herb-queller." Susanoo then builds a palace for himself and Lady Wonderful at Suga in Izumo and writes a famous Japanese poem. Sixth in line from the descendants of this union is the "Kami of the great land," also known as the "Great-Name Possessor," the "Kami of the reed plains," the "Kami of the eight thousand spears," or the "Kami of the great land of the living," with the last name being the opposite of Susanoo's title, "Ruler of Hades."
*"Many clouds arise,
On all sides a manifold fence,
To receive within it the spouse,
They form a manifold fence
Ah! that manifold fence."
*"Many clouds gather,
Surrounding a diverse barrier,
To welcome in the partner,
They create a diverse barrier
Ah! that diverse barrier."
Several legends are attached to the name of this multinominal being—legends in part romantic, in part supernatural, and in part fabulous. His eighty brethren compel him to act as their servant when they go to seek the hand of Princess Yakami of Inaba. But on the way he succours a hare which they have treated brutally and the little animal promises that he, not they, shall win the princess, though he is only their baggage-bearer. Enraged at the favour she shows him, they seek in various ways to destroy him: first by rolling down on him from a mountain a heated rock; then by wedging him into the cleft of a tree, and finally by shooting him. But he is saved by his mother, and takes refuge in the province of Kii (the Land of Trees) at the palace of the "Kami of the great house."* Acting on the latter's advice, he visits his ancestor, Susanoo, who is now in hades, and seeks counsel as to some means of overcoming his eighty enemies. But instead of helping him, that unruly Kami endeavours to compass his death by thrusting him into a snake-house; by putting him into a nest of centipedes and wasps, and finally by shooting an arrow into a moor, sending him to seek it and then setting fire to the grass. He is saved from the first two perils through the agency of miraculous scarves given to him by Princess Forward, Susanoo's daughter, who has fallen in love with him; and from the last dilemma a mouse instructs him how to emerge.
Several legends are connected to this multi-named being—legends that are partly romantic, partly supernatural, and partly mythical. His eighty brothers force him to serve them as they go to court Princess Yakami of Inaba. However, along the way, he helps a hare that they have mistreated, and the little creature promises that he, not they, will win the princess, even though he’s just their baggage bearer. Furious at the attention she gives him, they try various ways to get rid of him: first by rolling a hot rock down on him from a mountain; then by trapping him in a tree; and finally by shooting him. But he is saved by his mother and takes refuge in Kii Province (the Land of Trees) at the palace of the "Kami of the great house." Acting on the advice of the latter, he visits his ancestor, Susanoo, who is now in the underworld, to seek guidance on how to deal with his eighty enemies. But instead of helping him, that troublesome Kami tries to kill him by throwing him into a snake house, by placing him among centipedes and wasps, and finally by shooting an arrow into a marsh, sending him to look for it and then setting the grass on fire. He is rescued from the first two dangers thanks to miraculous scarves given to him by Princess Forward, Susanoo’s daughter, who has fallen in love with him; and from the last challenge, a mouse shows him how to escape.
*A son of Susanoo. Under the name of Iso-Takeru he is recorded to have brought with him a quantity of seeds of trees and shrubs, which he planted, not in Korea, but in Tsukushi (Kyushu) and the eight islands of Japan. These words "not in Korea" are worthy of note, as will presently be appreciated.
*A son of Susanoo. Known as Iso-Takeru, he is said to have brought with him a number of seeds from trees and shrubs, which he planted, not in Korea, but in Tsukushi (Kyushu) and the eight islands of Japan. The phrase "not in Korea" is noteworthy, as will soon be understood.*
A curious episode concludes this recital: Susanoo requires that the parasites shall be removed from his head by his visitor. These parasites are centipedes, but the Great-Name Possessor, again acting under the instruction of Princess Forward, pretends to be removing the centipedes, whereas he is in reality spitting out a mixture of berries and red earth. Susanoo falls asleep during the process, and the Great-Name Possessor binds the sleeping Kami's hair to the rafters of the house, places a huge rock at the entrance, seizes Susanoo's life-preserving sword and life-preserving bow and arrows as also his sacred lute,* and taking Princess Forward on his back, flees. The lute brushes against a tree, and its sound rouses Susanoo. But before he can disentangle his hair from the rafters, the fugitives reach the confines of the underworld, and the enraged Kami, while execrating this visitor who has outwitted him, is constrained to direct him how to overcome his brethren and to establish his rule firmly. In all this he succeeds, and having married Princess Yakami, to whom he was previously engaged,** he resumes the work left unfinished by Izanagi and Izanami, the work of "making the land."
A strange event wraps up this recital: Susanoo asks his visitor to remove the parasites from his head. These parasites are centipedes, but the Great-Name Possessor, again following Princess Forward's guidance, pretends to take the centipedes out while actually spitting out a mix of berries and red dirt. Susanoo falls asleep during this, and the Great-Name Possessor ties the sleeping Kami's hair to the rafters of the house, puts a giant rock at the entrance, grabs Susanoo's life-saving sword, bow and arrows, and his sacred lute,* then takes Princess Forward on his back and escapes. The lute brushes against a tree, making a sound that wakes Susanoo. But before he can free his hair from the rafters, the fugitives reach the edge of the underworld, and the furious Kami, while cursing the visitor who tricked him, is forced to tell him how to defeat his siblings and establish his power. He succeeds in all this, and after marrying Princess Yakami, who he was already engaged to,** he continues the work left unfinished by Izanagi and Izanami, the task of "making the land."
*Sacred because divine revelations were supposed to be made through a lute-player.
*Sacred because divine revelations were meant to come through a lute player.
**In the story of this Kami, we find the first record of conjugal jealousy in Japan. Princess Forward strongly objects to her husband's excursions into novel fields.
**In this story about the Kami, we see the first account of marital jealousy in Japan. Princess Forward strongly disapproves of her husband's ventures into new areas.**
The exact import of this process, "making the land," is not discernible. In the hands of Izanagi and Izanami it resolves itself into begetting, first, a number of islands and, then, a number of Kami. At the outset it seems to have no more profound significance for the Great-Name Possessor. Several generations of Kami are begotten by him, but their names give no indication of the parts they are supposed to have taken in the "making of the land." They are all born in Japan, however, and it is perhaps significant that among them the one child—the Kami of wells—brought forth by Princess Yakami, is not included. Princess Forward has no children, a fact which doubtless augments her jealousy of her husband's amours; jealousy expressed in verses that show no mean poetic skill. Thus, the Great-Name Possessor on the eve of a journey from Izumo to Yamato, sings as he stands with one hand on his saddle and one foot in the stirrup:—
The exact meaning of this process, "making the land," isn't clear. In the hands of Izanagi and Izanami, it becomes about creating, first, a number of islands and then, a number of Kami. At first, it doesn’t seem to have any deeper significance for the Great-Name Possessor. He begets several generations of Kami, but their names don’t suggest what roles they played in the "making of the land." They are all born in Japan, though it’s interesting that among them, the one child—the Kami of wells—born to Princess Yakami, isn’t included. Princess Forward has no children, which likely adds to her jealousy of her husband's affairs; this jealousy is expressed in verses that show considerable poetic talent. So, the Great-Name Possessor, just before a journey from Izumo to Yamato, sings as he stands with one hand on his saddle and one foot in the stirrup:—
Though thou sayest thou willst not weep
If like the flocking birds, I flock and depart,
If like the led birds, I am led away and
Depart; thou wilt hang down thine head like
A single Eulalia upon the mountain and
Thy weeping shall indeed rise as the mist of
The morning shower.
Then the Empress, taking a wine-cup, approaches and offers it to
him, saying:
Oh! Thine Augustness, the Deity-of-Eight-Thousand-Spears!
Thou, my dear Master-of-the-Great-Land indeed,
Being a man, probably hast on the various island headlands thou
seest,
And on every beach-headland that thou lookest on,
A wife like the young herbs. But as for me, alas!
Being a woman, I have no man except thee; I have no spouse except
thee.
Beneath the fluttering of the ornamented fence,
Beneath the softness of the warm coverlet,
Beneath the rustling of the cloth coverlet,
Thine arms, white as rope of paper-mulberry bark softly patting
my breast soft as the melting snow,
And patting each other interlaced, stretching out and pillowing
ourselves on each other's arms,
True jewel arms, and with outstretched legs, will we sleep.*
Though you say you won't cry
If, like the gathering birds, I gather and leave,
If, like the led birds, I am taken away and
Leave; you will lower your head like
A single Eulalia on the mountain and
Your tears will indeed rise like the mist from
The morning rain.
Then the Empress, picking up a wine cup, approaches and offers it to
him, saying:
Oh! Your Majesty, the Deity-of-Eight-Thousand-Spears!
You, my beloved Master-of-the-Great-Land indeed,
Being a man, probably have on the various island headlands you
see,
And on every beach-headland that you look at,
A wife like the young herbs. But as for me, sadly!
Being a woman, I have no man but you; I have no spouse but
you.
Beneath the fluttering of the decorated fence,
Beneath the softness of the warm blanket,
Beneath the rustling of the cloth cover,
Your arms, white as paper-mulberry bark, softly touching
my chest soft as melting snow,
And touching each other intertwined, stretching and resting
on each other's arms,
True gem arms, and with outstretched legs, will we sleep.*
*B. H. Chamberlain.
B. H. Chamberlain.
"Having thus sung, they at once pledged each other by the cup with their hands on each other's necks." It is, nevertheless, from among the children born on the occasion of the contest between the Sun goddess and Susanoo that the Great-Name Possessor first seeks a spouse—the Princess of the Torrent Mist—to lay the foundation of fifteen generations of Kami, whose birth seems to have been essential to the "making of the land," though their names afford no clue to the functions discharged by them. From over sea, seated in a gourd and wearing a robe of wren's feathers, there comes a pigmy, Sukuna Hikona, who proves to be one of fifteen hundred children begotten by the Kami of the original trinity. Skilled in the arts of healing sickness and averting calamities from men or animals, this pigmy renders invaluable aid to the Great-Name Possessor. But the useful little Kami does not wait to witness the conclusion of the work of "making and consolidating the country." Before its completion he takes his departure from Cape Kumano in Izumo to the "everlasting land"—a region commonly spoken of in ancient Japanese annals but not yet definitely located. He is replaced by a spirit whose coming is thus described by the Chronicles:
"After singing, they immediately made a toast to each other, placing their hands around each other’s necks." However, it is from the children born during the contest between the Sun goddess and Susanoo that the Great-Name Possessor first looks for a partner—the Princess of the Torrent Mist—to establish the lineage of fifteen generations of Kami, whose births seem crucial to the "making of the land," even though their names don’t reveal their roles. From across the sea, a tiny figure, Sukuna Hikona, arrives seated in a gourd and wearing a robe made of wren feathers. He turns out to be one of fifteen hundred children fathered by the original trinity of Kami. Talented in healing sickness and preventing disasters for people or animals, this little Kami provides invaluable help to the Great-Name Possessor. Yet the helpful Kami doesn’t stick around to see the completion of the "making and consolidating of the country." Before it's finished, he departs from Cape Kumano in Izumo to the "everlasting land"—a place often mentioned in ancient Japanese records but not yet specifically identified. He is succeeded by a spirit, whose arrival is described by the Chronicles:
After this (i.e. the departure of Sukuna), wherever there was in the land a part which was imperfect, the Great-Name Possessor visited it by himself and succeeded in repairing it. Coming at last to the province of Izumo, he spake and said: "This central land of reed plains had always been waste and wild. The very rocks, trees, and huts were all given to violence… But I have now reduced it to submission, and there is none that is not compliant." Therefore he said finally: "It is I, and I alone, who now govern this land. Is there, perchance, anyone who could join with me in governing the world?" Upon this a divine radiance illuminated the sea, and of a sudden there was something which floated towards him and said: "Were I not here, how couldst thou subdue this land? It is because I am here that thou hast been enabled to accomplish this mighty undertaking." Then the Great-Name Possessor inquired, saying, "Then who art thou?" It replied and said: "I am thy guardian spirit, the wonderous spirit." Then said the Great-Name Possessor: "True, I know therefore that thou art my guardian spirit, the wonderous spirit. Where dost thou now wish to dwell?" The spirit answered and said, "I wish to dwell on Mount Mimoro in the province of Yamato." Accordingly he built a shrine in that place and made the spirit go and dwell there. This is the Kami of Omiwa.*
After this (i.e. the departure of Sukuna), wherever there was something imperfect in the land, the Great-Name Possessor went to it himself and managed to fix it. Eventually, he arrived in the province of Izumo and spoke, saying: "This central land of reed plains has always been desolate and wild. Even the rocks, trees, and huts were all subjected to chaos… But now I have tamed it, and everyone is compliant." Therefore, he concluded: "It is I, and I alone, who govern this land now. Is there anyone who might join me in ruling the world?" At that moment, a divine light shone on the sea, and suddenly something floated towards him and said: "If I weren't here, how could you conquer this land? It is because I am here that you have been able to achieve this great task." The Great-Name Possessor then asked, "Who are you?" It responded: "I am your guardian spirit, the wondrous spirit." The Great-Name Possessor said: "Yes, I now understand that you are my guardian spirit, the wondrous spirit. Where do you wish to reside?" The spirit replied, "I wish to live on Mount Mimoro in the province of Yamato." So, he built a shrine there and allowed the spirit to reside there. This is the Kami of Omiwa.*
*Aston's Translation of the Nihongi.
Aston's Translation of the Nihongi.
After the above incident, another begetting of Kami takes place on a large scale, but only a very few of them—such as the guardian of the kitchen, the protector of house-entrances, the Kami of agriculture, and so forth—have any intelligible place in the scheme of things.
After the incident mentioned above, another major generation of Kami occurs, but only a handful of them—like the guardian of the kitchen, the protector of doorways, the Kami of agriculture, and others—have any clear role in the overall plan.
ENGRAVING: CRESTS
CHAPTER III
JAPANESE MYTHOLOGY (Continued)
JAPANESE MYTHOLOGY (Continued)
THE SUBJUGATION OF JAPAN
THE dividing line between mythological tradition and historical legend is now reached. It will have been observed that, after the descent of Susanoo, the Kami on the "plain of high heaven" took no further part in "making" or "ruling" the "ever fruitful land of reed-covered moors, and luxuriant rice-fields," as Japan was called. Everything was left in the hands of Susanoo, the insubordinate Kami, who had been expelled from heaven for his destructive violence. His descendant in the sixth generation, the Great-Name Possessor, now held supreme sway over the islands, in conjunction with a number of his own relations, his seat of power being in the province of Izumo. At this juncture the goddess of the Sun decided that a sovereign should be sent down to govern the land of many islands, and she chose for this purpose the son of the eldest* of the five Kami born from her necklace during the procreation competition with Susanoo.
THE dividing line between mythological tradition and historical legend has now been reached. It should be noted that after Susanoo's descent, the Kami in the "plain of high heaven" no longer participated in "creating" or "ruling" the "ever fruitful land of reed-covered moors and lush rice fields," which was how Japan was described. Everything was left in the hands of Susanoo, the rebellious Kami, who had been cast out of heaven for his violent destruction. His descendant, the Great-Name Possessor, wielded supreme power over the islands, alongside several of his relatives, with his seat of authority located in the province of Izumo. At this point, the goddess of the Sun decided that a ruler should be sent down to govern the land of many islands, and she chose for this task the son of the eldest* of the five Kami born from her necklace during the creation competition with Susanoo.
In the first place, however, it was considered necessary to reduce the country to order, observation having shown it to be in a state of tumult. For that purpose the second of the five necklace Kami—considered "the most heroic" of all the beings on the "plain of high heaven"—was despatched. But he "curried favour" with the Great-Name Possessor and took up his abode in Japan. At the end of three years,** seeing that he had not returned, it was decided by the Kami in council to send another envoy, the Heavenly Young Prince. But he proved even more disloyal, for he married the daughter of the Great-Name Possessor, famous for her beauty,*** and planning to succeed his father-in-law as sovereign of the land, remained in Izumo for eight years. A third conclave of the Kami was now convened by the Sun goddess and her coadjutor, the Great-Producing Kami,* and they decided to despatch a pheasant to make observations.
First of all, it was deemed necessary to restore order in the country, as it was observed to be in chaos. To achieve this, the second of the five necklace Kami—known as "the most heroic" among all beings on the "plain of high heaven"—was sent. However, he "gained favor" with the Great-Name Possessor and settled in Japan. After three years, seeing that he hadn’t returned, the Kami in council decided to send another envoy, the Heavenly Young Prince. But he turned out to be even more untrustworthy, as he married the beautiful daughter of the Great-Name Possessor and, intending to take his father-in-law's place as ruler, stayed in Izumo for eight years. A third gathering of the Kami was then called by the Sun goddess and her companion, the Great-Producing Kami, and they decided to send a pheasant to observe the situation.
*This Kami married a daughter of one of the two Great-Producing Kami who belonged to the original trinity, and who co-operates with the Sun goddess throughout.
*This Kami married a daughter of one of the two Great-Producing Kami who were part of the original trinity and who works alongside the Sun goddess continuously.
**This is the first mention of a measure of time in the Records.
**This is the first mention of a time measurement in the Records.**
***She was called Princess Undershining, because her beauty shone through her raiment.
***She was known as Princess Undershining because her beauty radiated through her clothes.
The bird flew down and lit on a cassia tree at the gate of the Heavenly Young Prince's dwelling, whereupon the prince, at the instigation of a female spy, taking a bow given to him originally by the Great-Producing Kami, shot a shaft which pierced the bird's bosom, and, reaching the Milky Way where sat the Sun goddess and the Great-Producing Kami, was recognized by the latter, who threw it back to earth, decreeing that it should strike the prince were he guilty of treason, and leave him unharmed if the blood on the arrow was that of the earthly Kami whom he had been sent to quell. The shaft struck the prince and killed him.
The bird flew down and landed on a cassia tree at the entrance of the Heavenly Young Prince's house. At that moment, the prince, spurred by a female spy, took a bow that had originally been given to him by the Great-Producing Kami and shot an arrow that hit the bird in the chest. The arrow then traveled to the Milky Way, where the Sun goddess and the Great-Producing Kami were. The Great-Producing Kami recognized the arrow and sent it back to earth, declaring that it would strike the prince if he was guilty of treason, but would leave him unharmed if the blood on the arrow belonged to the earthly Kami he had been sent to subdue. The arrow struck the prince and killed him.
At this point the course of the history is interrupted by an unintelligible description of the resulting obsequies—held in heaven according to the Chronicles, on earth according to the Records. Wild geese, herons, kingfishers, sparrows, and pheasants were the principal officiators; the mourning rites, which included singing, and dancing,* continued for eight days and eight nights, and the proceedings were rudely interrupted by the prince's brother-in-law, who, coming to condole and being mistaken for the deceased, is so enraged by the error that he draws his sword, cuts down the mortuary house, and kicks away the pieces.
At this point, the story takes a break with a confusing account of the funeral service—held in heaven according to the Chronicles, and on earth according to the Records. Wild geese, herons, kingfishers, sparrows, and pheasants were the main participants; the mourning rituals, which included singing and dancing,* lasted for eight days and nights. The ceremony was abruptly disrupted by the prince's brother-in-law, who came to offer condolences but was mistaken for the deceased. Furious about the mix-up, he drew his sword, destroyed the mortuary house, and kicked the pieces away.
*It has been conjectured, with much probability, that this singing and dancing was a ceremony in imitation of the rites performed to entice the Sun goddess from her cave. The motive was to resuscitate the dead.
*It has been speculated, with a lot of reason behind it, that this singing and dancing was a ritual meant to mimic the ceremonies done to lure the Sun goddess out of her cave. The goal was to bring the dead back to life.
These two failures did not deter the Great-Producing Kami and the Sun goddess. They again took counsel with the other beings on the "plain of high heaven," and it was decided to have recourse to the Kami born from the blood that dropped from Izanagi's sword when he slew the Kami of fire. To one of these—the Kami of courage—the mission of subduing the land of many islands was entrusted, and associated with him in the work was the Kami of boats, a son of Izanagi and Izanami. The two descended to Izumo. They carried swords ten hand-breadths long, and having planted these upside down, they seated themselves on the points and delivered their message to the Great-Name Possessor, requiring him to declare whether or not he would abdicate in favour of the newly named sovereign.
These two setbacks didn't stop the Great-Producing Kami and the Sun goddess. They consulted with other beings in the "plain of high heaven," and decided to call upon the Kami born from the blood that dripped from Izanagi's sword when he defeated the Kami of fire. One of them—the Kami of courage—was tasked with conquering the land of many islands, and he was joined by the Kami of boats, a son of Izanagi and Izanami. The two descended to Izumo. They carried swords that were ten hand-breadths long, and after planting them upside down, they sat on the points and delivered their message to the Great-Name Possessor, asking him to declare whether he would step down in favor of the newly named sovereign.
The Great-Name Possessor replied that he must consult his son, who was absent on a hunting expedition. Accordingly, the Kami of boats went to seek him, and, on being conducted into his father's presence, the latter declared his willingness to surrender, sealing the declaration by suicide.* There remained, then, only the second son of the Great-Name Possessor to be consulted. He did not submit so easily. Relying on his great strength, he challenged the Kami of courage to a trial of hand grasping. But when he touched the Kami's hand it turned first into an icicle and then into a sword-blade, whereas his own hand, when seized by the Kami, was crushed and thrown aside like a young reed. He fled away in terror, and was pursued by the Kami as far as the distant province of Shinano, when he saved his life by making formal submission and promising not to contravene the decision of his father and elder brother.
The Great-Name Possessor said he needed to talk to his son, who was away on a hunting trip. So, the Kami of boats went to find him, and when he was brought to his father's side, the father agreed to give up, sealing his agreement with his own death. Then, only the second son of the Great-Name Possessor was left to consult. He wasn’t so quick to give in. Confident in his strength, he challenged the Kami of courage to a hand-grasping contest. But when he touched the Kami’s hand, it first turned into an icicle and then into a sword blade, while his own hand was crushed and tossed aside like a fragile reed. He ran in fear and was chased by the Kami all the way to the far province of Shinano, where he saved his life by formally submitting and promising not to go against his father and older brother's decision.
*He stepped on the side of his boat so as to upset it, and with hands crossed behind his back sank into the sea.
*He stepped to the side of his boat to tip it over and, with his arms crossed behind his back, sank into the sea.
Then the Great-Name Possessor, having "lost his sons, on whom he relied," agreed to abdicate provided that a shrine were built in memory of him, "having its pillars made stout on the nethermost rock-bottom, and its cross-beams raised to the 'plain of high heaven.'"* He handed over the broad-bladed spear which had assisted him to pacify the land, and declaring that if he offered resistance, all the earthly Kami, too, would certainly resist, he "hid in the eighty road-windings."
Then the Great-Name Possessor, who had "lost his sons, whom he depended on," agreed to step down as long as a shrine was built in his memory, "with its pillars strong on the lowest rock, and its cross-beams raised to the 'plain of high heaven.'"* He handed over the broad-bladed spear that had helped him bring peace to the land, and stated that if he stood against it, all the earthly Kami would also rebel, he "disappeared in the eighty twists of the road."
*This hyperbolical language illustrates the tone of the Records and the Chronicles. Applied to the comparatively humble buildings that served for residences in ancient Japan, the description in the text is curiously exaggerated. The phrase here quoted finds frequent reproduction in the Shinto rituals.
*This exaggerated language captures the tone of the Records and the Chronicles. When applied to the relatively modest buildings that were homes in ancient Japan, the description in the text is quite embellished. The quoted phrase is often repeated in Shinto rituals.*
Thus, already in the eighth century when the Records and the Chronicles were compiled, suicide after defeat in battle had become a recognized practice. The submission and self-inflicted death of the Great-Name Possessor did not, however, save his followers. All the rebellious Kami were put to the sword by the envoys from the "plain of high heaven." This chapter of the annals ends with an account of the shrine erected in memory of the Great-Name Possessor. It was placed under the care of a grandson of the Kami born to Izanagi and Izanami, who is represented as declaring that he "would continue drilling fire for the Kami's kitchen until the soot hung down eight hand-breadths from the roof of the shrine of the Great-Producing Kami and until the earth below was baked to its nethermost rocks; and that with the fire thus drilled he would cook for him the fish brought in by the fishermen, and present them to him in baskets woven of split bamboos which would bend beneath their weight."
Thus, already in the eighth century when the Records and the Chronicles were compiled, suicide after defeat in battle had become an accepted practice. The surrender and self-inflicted death of the Great-Name Possessor did not, however, save his followers. All the rebellious Kami were killed by the envoys from the "plain of high heaven." This chapter of the annals ends with an account of the shrine built in memory of the Great-Name Possessor. It was entrusted to a grandson of the Kami born to Izanagi and Izanami, who is shown declaring that he "would continue drilling fire for the Kami's kitchen until the soot hung down eight hand-breadths from the roof of the shrine of the Great-Producing Kami and until the earth below was baked to its deepest rocks; and that with the fire thus drilled he would cook for him the fish brought in by the fishermen, and present them to him in baskets woven of split bamboos that would bend under their weight."
THE DESCENT UPON TSUKUSHI
It had been originally intended that the dominion of Japan should be given to the senior of the five Kami born of the five-hundred-jewel string of the Sun goddess. But during the interval devoted to bringing the land to a state of submission, this Kami's spouse, the Princess of the Myriad Looms of the Luxuriant Dragon-fly Island,* had borne a son, Hikoho no Ninigi, (Rice-Ears of Ruddy Plenty), and this boy having now grown to man's estate, it was decided to send him as ruler of Japan. A number of Kami were attached to him as guards and assistants, among them being the Kami of "thought combination," who conceived the plan for enticing the Sun goddess from her cave and who occupied the position of chief councillor in the conclave of high heaven; the female Kami who danced before the cave; the female Kami who forged the mirror, and, in short, all the Kami who assisted in restoring light to the world. There were also entrusted to the new sovereign the curved-jewel chaplet of the Sun goddess, the mirror that had helped to entice her, and the sword (herb-queller) which Susanoo had taken from the body of the eight-headed serpent.
It was originally planned that Japan's rule would be given to the oldest of the five Kami, born from the five-hundred-jewel string of the Sun goddess. However, while preparing the land for submission, this Kami's wife, the Princess of the Myriad Looms from Luxuriant Dragon-fly Island,* gave birth to a son, Hikoho no Ninigi (Rice-Ears of Ruddy Plenty). Now that he had grown into a man, it was decided to send him to rule Japan. Several Kami were assigned to him as guards and assistants, including the Kami of "thought combination," who came up with the idea of luring the Sun goddess out of her cave and served as the chief adviser in the heavenly council; the female Kami who danced in front of the cave; the female Kami who created the mirror; and, basically, all the Kami who helped bring light back to the world. The new sovereign was also entrusted with the curved-jewel crown of the Sun goddess, the mirror that helped draw her out, and the sword (herb-queller) that Susanoo took from the eight-headed serpent's body.
*"Dragon-fly Island" was a name anciently given to Japan on account of the country's shape.
*"Dragon-fly Island" was an ancient name for Japan, due to the country's shape.*
These three objects thenceforth became the three sacred things of Japan. Strict injunction was given that the mirror was to be regarded and reverenced exactly as though it was the spirit of the Sun goddess, and it was ordered that the Kami of "thought combination" should administer the affairs of the new kingdom. The fact is also to be noted that among the Kami attached to Hikoho no Ninigi's person, five—three male and two female—are designated by the Records as ancestors and ancestresses of as many hereditary corporations, a distinctive feature of the early Japan's polity. As to the manner of Hikoho no Ninigi's journey to Japan, the Chronicles say that the Great-Producing Kami threw the coverlet of his couch over him and caused him to cleave his way downwards through the clouds; but the Records allege that he descended "shut up in the floating bridge of heaven."
These three objects became the three sacred treasures of Japan. It was strictly instructed that the mirror should be treated and revered as if it represented the spirit of the Sun goddess, and it was decreed that the Kami of "thought combination" would oversee the affairs of the new kingdom. It's also important to note that among the Kami associated with Hikoho no Ninigi, five—three males and two females—are identified in the Records as ancestors of several hereditary clans, which was a unique aspect of early Japan's government. As for how Hikoho no Ninigi traveled to Japan, the Chronicles state that the Great-Producing Kami covered him with the bedding and allowed him to cut through the clouds; however, the Records claim that he descended "enclosed in the floating bridge of heaven."
The point has some interest as furnishing a traditional trace of the nature of this so-called invasion of Japan, and as helping to confirm the theory that the "floating bridge of heaven," from which Izanagi thrust his spear downwards into the brine of chaos, was nothing more than a boat. It will naturally be supposed that as Hikoho no Ninigi's migration to Japan was in the sequel of a long campaign having its main field in the province of Izumo, his immediate destination would have been that province, where a throne was waiting to be occupied by him, and where he knew that a rich region existed. But the Records and the Chronicles agree in stating that he descended on Kirishimayama* in Tsukushi, which is the ancient name of the island of Kyushu. This is one of the first eight islands begotten by Izanagi and Izanami. Hence the alternative name for Japan, "Land of the Eight Great Islands."
The point is interesting as it provides a traditional hint about the nature of this so-called invasion of Japan and supports the idea that the "floating bridge of heaven," from which Izanagi plunged his spear into the chaotic waters, was just a boat. It's naturally assumed that since Hikoho no Ninigi's journey to Japan followed a long campaign primarily located in the province of Izumo, his first destination would have been that province, where a throne awaited him and where he knew there was a rich land. However, both the Records and the Chronicles state that he arrived at Kirishimayama* in Tsukushi, which is the old name for the island of Kyushu. This is one of the first eight islands created by Izanagi and Izanami, which is why Japan is also known as the "Land of the Eight Great Islands."
*Takachiho-dake is often spoken of as the mountain thus celebrated, but Takachiho is only the eastern, and lower, of the two peaks of Kirishima-yama.
*Takachiho-dake is often mentioned as the celebrated mountain, but Takachiho is just the eastern and lower of the two peaks of Kirishima-yama.*
It was, moreover, to a river of Tsukushi that Izanagi repaired to cleanse himself from the pollution of hades. But between Kyushu (Tsukushi) and Izumo the interval is immense, and it is accentuated by observing that the mountain Kirishima, specially mentioned in the story, raises its twin peaks at the head of the Bay of Kagoshima in the extreme south of Kyushu. There is very great difficulty in conceiving that an army whose ultimate destination was Izumo should have deliberately embarked on the shore of Kagoshima. The landing of Ninigi—his full name need not be repeated—was made with all precautions, the van of his army (kume) being commanded by the ancestor of the men who thenceforth held the highest military rank (otomo) through many centuries, and the arms carried being bows, arrows, and swords.*
It was, by the way, to a river in Tsukushi that Izanagi went to cleanse himself of the pollution from the underworld. However, the distance between Kyushu (Tsukushi) and Izumo is vast, and it's highlighted by the fact that Mount Kirishima, specifically mentioned in the story, has its twin peaks at the head of Kagoshima Bay in the far south of Kyushu. It is quite difficult to imagine that an army whose final destination was Izumo would have intentionally landed on the shores of Kagoshima. Ninigi's landing—there's no need to repeat his full name—was executed with all necessary precautions, with the forefront of his army (kume) led by the ancestor of those who would thereafter hold the highest military rank (otomo) for many centuries, and they were armed with bows, arrows, and swords.*
*The swords are said to have been "mallet-headed," but the term still awaits explanation.
*The swords are described as "mallet-headed," but the term still needs clarification.
All the annals agree in suggesting that the newcomers had no knowledge of the locality, but whereas one account makes Ninigi consult and obtain permission from an inhabitant of the place, another represents him as expressing satisfaction that the region lay opposite to Kara (Korea) and received the beams of the rising and the setting sun, qualifications which it is not easy to associate with any part of southern Kyushu.
All the records agree that the newcomers were unfamiliar with the area, but while one account says Ninigi sought permission from a local resident, another shows him pleased that the region faced Kara (Korea) and received sunlight from both sunrise and sunset, details that are hard to link to any part of southern Kyushu.
At all events he built for himself a palace in accordance with the orthodox formula—its pillars made stout on the nethermost rock-bottom and its cross-beams made high to the plain of heaven—and apparently abandoned all idea of proceeding to Izumo. Presently he encountered a beautiful girl. She gave her name as Brilliant Blossom, and described herself as the daughter of the Kami of mountains one of the thirty-five beings begotten by Izanagi and Izanami who would seem to have been then living in Tsukushi, and who gladly consented to give Brilliant Blossom. He sent with her a plentiful dower—many "tables"* of merchandise—but he sent also her elder sister, Enduring-as-Rock, a maiden so ill favoured that Ninigi dismissed her with disgust, thus provoking the curse of the Kami of mountains, who declared that had his elder daughter been welcomed, the lives of the heavenly sovereigns** would have been as long as her name suggested, but that since she had been treated with contumely, their span of existence would be comparatively short. Presently Brilliant Blossom became enceinte. Her lord, however, thinking that sufficient time had not elapsed for such a result, suspected her of infidelity with one of the earthly Kami,*** whereupon she challenged the ordeal of fire, and building a parturition hut, passed in, plastered up the entrance, and set fire to the building. She was delivered of three children without mishap, and their names were Hosuseri (Fire-climax), Hohodemi (Fire-shine), and Hoori (Fire-subside).
Regardless, he built himself a palace following the traditional design—its pillars sturdy on the solid rock below and its cross-beams elevated to the heavens—and seemingly abandoned any plans to go to Izumo. Soon, he encountered a beautiful girl who introduced herself as Brilliant Blossom. She said she was the daughter of the Kami of the mountains, one of the thirty-five beings born from Izanagi and Izanami, who appeared to be living in Tsukushi at the time and willingly agreed to give Brilliant Blossom to him. He sent her off with a generous dowry—many "tables"* of goods—but he also sent her older sister, Enduring-as-Rock, a girl so unattractive that Ninigi dismissed her in disgust, which angered the Kami of the mountains. The Kami declared that if his older daughter had been accepted, the lives of the heavenly rulers** would have been as long as her name implied, but since she was treated poorly, their lives would be relatively short. Eventually, Brilliant Blossom became pregnant. However, her husband, thinking that not enough time had passed for that to happen, suspected her of being unfaithful with one of the earthly Kami.*** In response, she chose to undergo a trial by fire, and after building a birthing hut, she entered, sealed the entrance, and set the hut on fire. She gave birth to three children without any issues, and they were named Hosuseri (Fire-climax), Hohodemi (Fire-shine), and Hoori (Fire-subside).
*This expression has reference to the fact that offerings at religious ceremonials were always heaped on low tables for laying before the shrine.
*This expression refers to the fact that offerings at religious ceremonies were always piled on low tables to be placed before the shrine.*
**The expression "heavenly sovereign" is here applied for the first time to the Emperors of Japan.
**The term "heavenly sovereign" is being used here for the first time to refer to the Emperors of Japan.
***The term "earthly" was applied to Kami born on earth, "heavenly"
Kami being those born in heaven.
***The term "earthly" referred to Kami who were born on earth, while "heavenly"
Kami were those born in heaven.
THE CASTLE OF THE SEA DRAGON
At this stage the annals digress to relate an episode which has only collateral interest Hosuseri and Hohodemi made fishing and hunting, respectively, their avocations. But Hohodemi conceived a fancy to exchange pursuits, and importuned Hosuseri to agree. When, however, the former tried his luck at angling, he not only failed to catch anything but also lost the hook which his brother had lent him. This became the cause of a quarrel. Hosuseri taunted Hohodemi on the foolishness of the original exchange and demanded the restoration of his hook, nor would he be placated though Hohodemi forged his sabre into five hundred hooks and then into a thousand. Wandering disconsolate,* by the seashore, Hohodemi met the Kami of salt, who, advising him to consult the daughter of the ocean Kami,** sent him to sea in a "stout little boat."
At this point, the records take a turn to describe an event that is only somewhat related. Hosuseri and Hohodemi made fishing and hunting their main hobbies, respectively. However, Hohodemi got the idea to switch activities and kept bugging Hosuseri to agree. When Hohodemi finally tried fishing, he not only didn't catch anything but also lost the hook that his brother had lent him. This led to an argument. Hosuseri mocked Hohodemi for the foolish idea to switch and demanded his hook back, refusing to be appeased even when Hohodemi forged his sword into five hundred hooks, then into a thousand. Feeling defeated and wandering along the seashore, Hohodemi met the Kami of salt, who advised him to seek out the daughter of the ocean Kami, sending him off to sea in a "sturdy little boat."
*"Weeping and lamenting" are the words in the Records.
"Weeping and lamenting" are the terms in the Records.
**One of the Kami begotten by Izanagi and Izanami.
**One of the deities created by Izanagi and Izanami.
After drifting for a time, he found himself at a palace beside which grew a many-branched cassia tree overhanging a well. He climbed into the tree and waited. Presently the handmaidens of Princess Rich Gem, daughter of the ocean Kami, came to draw water, and seeing a shadow in the well, they detected Hohodemi in the cassia tree. At his request they gave him water in a jewelled vessel, but instead of drinking, he dropped into the vessel a gem from his own necklace, and the handmaidens, unable to detach the gem, carried the vessel to their mistress. Then the princess went to look and, seeing a beautiful youth in the cassia tree, "exchanged glances" with him. The ocean Kami quickly recognized Hohodemi; led him in; seated him on a pile of many layers of sealskins* overlaid by many layers of silk rugs; made a banquet for him, and gave him for wife Princess Rich Gem.
After drifting for a while, he found himself at a palace next to a sprawling cassia tree that hung over a well. He climbed into the tree and waited. Soon, the handmaidens of Princess Rich Gem, daughter of the ocean Kami, came to draw water, and noticing a shadow in the well, they spotted Hohodemi in the cassia tree. At his request, they gave him water in a jeweled vessel, but instead of drinking, he dropped a gem from his necklace into the vessel. The handmaidens, unable to remove the gem, took the vessel to their mistress. Then the princess came to check it out and, seeing a handsome young man in the cassia tree, "exchanged glances" with him. The ocean Kami quickly recognized Hohodemi; brought him inside; seated him on a stack of many layers of sealskins overlaid with layers of silk rugs; prepared a banquet for him, and gave him Princess Rich Gem as his wife.
*Chamberlain translates this "sea-asses' skins," and conjectures that sea-lions or seals may be meant.
*Chamberlain translates this as "sea-asses' skins" and suggests that it might refer to sea lions or seals.
Three years passed tranquilly without the bridegroom offering any explanation of his presence. At the end of that time, thoughts of the past visited him and he "sighed." Princess Rich Gem took note of this despondency and reported it to her father, who now, for the first time, inquired the cause of Hohodemi's coming. Thereafter all the fishes of the sea, great and small, were summoned, and being questioned about the lost hook, declared that the tai* had recently complained of something sticking in its throat and preventing it from eating. So the lost hook was recovered, and the ocean Kami instructed Hohodemi, when returning it to his brother, to warn the latter that it was a useless hook which would not serve its purpose, but would rather lead its possessor to ruin. He further instructed him to follow a method of rice culture the converse of that adopted by his brother, since he, the ocean Kami, would rule the waters so as to favour Hohodemi's labours, and he gave him two jewels having the property of making the tide ebb and flow, respectively. These jewels were to be used against Hosuseri, if necessary.
Three years went by quietly without the bridegroom explaining why he was there. After that time, old memories came back to him, and he "sighed." Princess Rich Gem noticed his sadness and told her father about it, prompting him to finally ask why Hohodemi had come. Subsequently, all the fish in the sea, big and small, were gathered and questioned about the lost hook. They mentioned that the tai* had recently complained about something stuck in its throat that was keeping it from eating. So, the lost hook was found, and the ocean Kami instructed Hohodemi, when he returned it to his brother, to warn him that it was a useless hook that wouldn't serve any purpose and would instead lead its owner to ruin. He also told him to follow a method of rice farming that was the opposite of what his brother used, as he, the ocean Kami, would control the waters to help Hohodemi's efforts. He gave him two jewels that could make the tide go in and out, respectively. These jewels were to be used against Hosuseri, if needed.
*Pagrus major.
Pagrus major.
Finally the Kami of the ocean instructed a crocodile to carry Hohodemi to his home. This was accomplished, and in token of his safe arrival, Hohodemi placed his stiletto on the crocodile's neck for conveyance to the ocean Kami.
Finally, the ocean Kami told a crocodile to take Hohodemi to his home. This was done, and to show that he had arrived safely, Hohodemi placed his stiletto on the crocodile's neck to be delivered to the ocean Kami.
The programme prescribed by the latter was now faithfully pursued, so that Hosuseri grew constantly poorer, and finally organized a fierce attack upon his younger brother, who, using the tide-flowing jewel, overwhelmed his assailants until they begged for mercy, whereupon the power of the tide-ebbing jewel was invoked to save them. The result was that Hosuseri, on behalf of himself and his descendants for all time, promised to guard and respectfully serve his brother by day and by night. In this episode the hayabito had their origin. They were palace guards, who to their military functions added the duty of occasionally performing a dance which represented the struggles of their ancestor, Hosuseri, when he was in danger of drowning.
The plan set by the latter was now being followed closely, so Hosuseri became increasingly poorer and eventually launched a fierce attack on his younger brother. However, with the tide-flowing jewel, his brother overwhelmed the attackers until they begged for mercy. At that point, the power of the tide-ebbing jewel was called upon to save them. As a result, Hosuseri, for himself and his descendants forever, promised to protect and respectfully serve his brother day and night. This event marked the origin of the hayabito. They were palace guards who not only carried out military duties but also occasionally performed a dance that depicted their ancestor, Hosuseri, struggling to avoid drowning.
BIRTH OF THE EMPEROR JIMMU
After the composition of the quarrel described above, Princess Rich Gem arrived from the castle of the ocean Kami, and built a parturition hut on the seashore, she being about to bring forth a child. Before the thatch of cormorants' feathers could be completed, the pains of labour overtook her, and she entered the hut, conjuring her husband not to spy upon her privacy, since, in order to be safely delivered, she must assume a shape appropriate to her native land. He, however, suffered his curiosity to overcome him, and peeping in, saw her in the form of an eight-fathom crocodile. It resulted that having been thus put to shame, she left her child and returned to the ocean Kami's palace, declaring that there should be no longer any free passage between the dominions of the ocean Kami and the world of men. "Nevertheless afterwards, although angry at her husband's having wished to peep, she could not restrain her loving heart," and she sent her younger sister, Good Jewel, to nurse the baby and to be the bearer of a farewell song to Hohodemi.
After the argument described above, Princess Rich Gem arrived from the castle of the ocean Kami and set up a birthing hut on the beach because she was about to have a baby. Before the thatch made of cormorant feathers could be finished, she went into labor and entered the hut, begging her husband not to invade her privacy, as she needed to take on a form that was fitting for her homeland to safely give birth. However, his curiosity got the better of him, and when he peeked in, he saw her as an eight-fathom crocodile. As a result, feeling embarrassed, she left her child behind and returned to the ocean Kami's palace, declaring that there would no longer be a free passage between the ocean Kami's realm and the world of men. "Nevertheless, later on, even though she was angry at her husband for wanting to spy, she couldn’t help but feel love," and she sent her younger sister, Good Jewel, to care for the baby and deliver a farewell song to Hohodemi.
The Records state that the latter lived to the age of 580 years and that his mausoleum was built to the west of Mount Takachiho, on which his palace stood. Thus for the first time the duration of a life is stated in the antique annals of Japan. His son, called Fuki-ayezu (Unfinished Thatch), in memory of the strange incident attending his birth, married Princess Good Jewel, his own aunt, and by her had four sons. The first was named Itsuse (Five Reaches) and the youngest, Iware (a village in Yamato province). This latter ultimately became Emperor of Japan, and is known in history as Jimmu (Divine Valour), a posthumous name given to him many centuries after his death.* From the time of this sovereign dates and events are recorded with full semblance of accuracy in the Chronicles, but the compilers of the Records do not attempt to give more than a bald statement of the number of years each sovereign lived or reigned.
The Records say that he lived to be 580 years old and that his mausoleum was built to the west of Mount Takachiho, where his palace was located. This is the first time the lifespan of a person is mentioned in Japan’s ancient records. His son, named Fuki-ayezu (Unfinished Thatch), was named after a strange event that occurred at his birth. He married Princess Good Jewel, who was his aunt, and they had four sons. The first was called Itsuse (Five Reaches) and the youngest was Iware (a village in Yamato province). Iware eventually became the Emperor of Japan and is known in history as Jimmu (Divine Valour), a name given to him long after his death. From the time of this emperor, events are recorded with a degree of accuracy in the Chronicles, but the writers of the Records only provide a simple account of how many years each emperor lived or reigned.
*Posthumous names for the earthly Mikados were invented in the reign of Kwammu (A.D. 782-805), i.e., after the date of the compilation of the Records and the Chronicles. But they are in universal use by the Japanese, though to speak of a living sovereign by his posthumous name is a manifest anomaly.
*Posthumous names for the earthly emperors were created during the reign of Kwammu (A.D. 782-805), which is after the Records and the Chronicles were compiled. However, these names are widely used by the Japanese, even though referring to a living emperor by their posthumous name is obviously unusual.*
THE EXPEDITION TO YAMATO
According to the Chronicles, the four sons of Fuki-ayezu engaged in a celebrated expedition from Tsukushi (Kyushu) to Yamato, but one alone, the youngest, survived. According to the Records, two only took part in the expedition, the other two having died before it set out. The former version seems more consistent with the facts, and with the manner of the two princes' deaths, as described in the Records. Looking from the east coast of the island of Kyushu, the province of Yamato lies to the northeast, at a distance of about 350 miles, and forms the centre of the Kii promontory. From what has preceded, a reader of Japanese history is prepared to find that the objective of the expedition was Izumo, not Yamato, since it was to prepare for the occupation of the former province that the Sun goddess and her coadjutors expended so much energy. No explanation whatever of this discrepancy is offered, but it cannot be supposed that Yamato was regarded as a halfway house to Izumo, seeing that they lie on opposite coasts of Japan and are two hundred miles distant.
According to the Chronicles, the four sons of Fuki-ayezu went on a famous expedition from Tsukushi (Kyushu) to Yamato, but only the youngest survived. The Records state that only two participated in the expedition, as the other two had died before it began. The first version seems more aligned with the facts and the way the two princes died, as described in the Records. Looking from the eastern coast of Kyushu, Yamato province is located to the northeast, about 350 miles away, and is the center of the Kii promontory. From earlier context, a reader of Japanese history might expect that the aim of the expedition was Izumo, not Yamato, since it was to prepare for occupying Izumo that the Sun goddess and her supporters put in so much effort. No explanation is given for this discrepancy, but it’s unlikely that Yamato was seen as a stopover to Izumo, considering they are on opposite coasts of Japan and about two hundred miles apart.
The Chronicles assign the genesis of the enterprise to Prince Iware, whom they throughout call Hohodemi, and into whose mouth they put an exhortation—obviously based on a Chinese model—speaking of a land in the east encircled by blue mountains and well situated, as the centre of administrative authority. To reach Yamato by sea from Kyushu two routes offer; one, the more direct, is by the Pacific Ocean straight to the south coast of the Kii promontory; the other is by the Inland Sea to the northwestern coast of the same promontory. The latter was chosen, doubtless because nautical knowledge and seagoing vessels were alike wanting.
The Chronicles attribute the start of the venture to Prince Iware, whom they consistently refer to as Hohodemi. They present him delivering a speech—clearly inspired by a Chinese model—talking about a land in the east surrounded by blue mountains and ideally located as the center of government. There are two sea routes to reach Yamato from Kyushu; the first, which is more direct, goes via the Pacific Ocean straight to the southern coast of the Kii peninsula, while the second takes you through the Inland Sea to the northwestern coast of the same peninsula. The second route was likely chosen because there was a lack of nautical knowledge and suitable seagoing vessels.
It is not possible, however, to speak with confidence as to the nature of the ships possessed by the Japanese in early times. The first mention of ships occurs in the story of Susanoo's arrival in Japan. He is said to have carried with him quantities of tree seeds which he planted in the Eight Island Country, the cryptomeria and the camphor being intended to serve as "floating riches," namely ships. This would suggest, as is indeed commonly believed, that the boats of that era were simply hollow trunks of trees.
It isn't possible, however, to confidently discuss the type of ships the Japanese had in ancient times. The first reference to ships comes from the tale of Susanoo's arrival in Japan. He reportedly brought along a lot of tree seeds which he planted in the Eight Island Country, with the cryptomeria and camphor trees meant to serve as "floating treasures," or in other words, ships. This suggests, as is widely believed, that the boats of that time were essentially hollowed-out tree trunks.
Five centuries later, however, without any intervening reference, we find the Emperor Sujin urging the construction of ships as of cardinal importance for purposes of coastwise transport—advice which is hardly consistent with the idea of log boats. Again, in A.D. 274, the people of Izu are recorded as having built and sent to the Court a vessel one hundred feet long; and, twenty-six years later, this ship having become old and unserviceable, was used as fuel for manufacturing salt, five hundred bags of which were distributed among the provinces with directions to construct as many ships.
Five centuries later, we see Emperor Sujin emphasizing the importance of building ships for coastal transport—advice that definitely clashes with the idea of log boats. Then, in A.D. 274, the people of Izu are noted for having built and sent a vessel that was one hundred feet long to the Court; twenty-six years later, since that ship had become old and unusable, it was used as fuel for making salt, with five hundred bags of salt distributed to the provinces along with instructions to build as many ships as possible.
There is no mention in either the Chronicles or the Records of any marked change in the matter of marine architecture during all these years. The nature of the Kyushu expeditionary ships must therefore remain a matter of conjecture, but that they were propelled by oars, not sails, seems pretty certain. Setting out from some point in Kyushu probably the present Kagoshima Bay the expedition made its way up the east coast of the island, and reaching the Bungo Channel, where the tide is very rapid, obtained the services of a fisherman as pilot. Thence the fleet pushed on to Usa in the province of Buzen, at the north of Kyushu, when two local chieftains built for the entertainment and residence of the princes and their followers a "one pillared palace"—probably a tent. The next place of call was Oka (or Okada) in Chikuzen, where they passed a year before turning eastward into the Inland Sea, and pushing on to one of the many islands off the coast of Aki, they spent seven years before proceeding to another island (Takashima) in Kibi, as the present three provinces of Bingo, Bitchu, and Bizen were then called. There they delayed for eight years the Chronicles say three—in order to repair the oars of their vessels and to procure provisions.
There’s no mention in either the Chronicles or the Records of any significant changes in marine architecture over all these years. The specifics of the Kyushu expeditionary ships must remain a guess, but it seems pretty certain they were powered by oars, not sails. Setting out from some point in Kyushu, probably present-day Kagoshima Bay, the expedition made its way up the east coast of the island. Upon reaching the Bungo Channel, where the tides are very swift, they enlisted a fisherman as a pilot. From there, the fleet continued on to Usa in the province of Buzen, in northern Kyushu, where two local chieftains built a "one-pillared palace"—likely a tent—for the princes and their followers to stay in. Their next destination was Oka (or Okada) in Chikuzen, where they stayed for a year before heading east into the Inland Sea. After that, they progressed to one of the many islands off the coast of Aki, where they spent seven years before moving on to another island (Takashima) in Kibi, the area now known as the three provinces of Bingo, Bitchu, and Bizen. They stayed there for eight years—though the Chronicles say it was three—so they could repair the oars of their ships and gather supplies.
Up to this time there had been no fighting or any attempt to effect a lodgment on the mainland. But the expedition was now approaching the narrow westerly entrance to the present Osaka Bay, where an army might be encountered at any moment. The boats therefore sailed in line ahead, "the prow of each ship touching the stern of the other." Off the mouth of the river, now known as the Yodo, they encountered such a high sea that they called the place Nami-hana (Wave Flowers), a name subsequently abbreviated to Naniwa. Pushing on, the expeditionary force finally landed at a place—not now identifiable—in the province of Kawachi, which bounds Yamato on the west.
Up to this point, there hadn't been any fighting or attempts to establish a foothold on the mainland. But now the expedition was nearing the narrow western entrance to what is now Osaka Bay, where they could encounter an army at any moment. The boats sailed in a line, with "the front of each ship touching the back of the other." At the mouth of the river, now called the Yodo, they faced such a rough sea that they named the place Nami-hana (Wave Flowers), which was later shortened to Naniwa. Continuing on, the expeditionary force finally landed at a location—not currently identifiable—in the province of Kawachi, which borders Yamato to the west.
The whole voyage had occupied four years according to the Chronicles, sixteen according to the Records. At Kusaka they fought their first battle against the army of Prince Nagasune and were repulsed, Prince Itsuse being wounded by an arrow which struck his elbow. It was therefore decided to change the direction of advance, so that instead of moving eastward in the face of the sun, a procedure unpleasing to the goddess of that orb, they should move westward with the sun behind them. This involved re-embarking and sailing southward round the Kii promontory so as to land on its eastern coast, but the dangerous operation of putting an army on board ship in the presence of a victorious enemy was successfully achieved by the aid of skilfully used shields.
The entire journey took four years according to the Chronicles and sixteen years according to the Records. At Kusaka, they had their first battle against Prince Nagasune's army and were pushed back, with Prince Itsuse getting hit by an arrow in his elbow. They decided to change their approach, so instead of heading east toward the sun—something that displeased the goddess of the sun—they would move west with the sun at their backs. This meant re-boarding their ships and sailing south around the Kii promontory to land on its eastern coast. However, the risky task of loading the army onto the ships while facing a victorious enemy was successfully completed with the clever use of shields.
On the voyage round Kii, where stormy seas are frequent, the fleet encountered a heavy gale and the boats containing two of the princes were lost.* Prince Itsuse had already died of his wound, so of the four brothers there now remained only the youngest, Prince Iware. It is recorded that, at the age of fifteen, he had been made heir to the throne, the principle of primogeniture not being then recognized, and thus the deaths of his brothers did not affect that question. Landing ultimately at Kumano on the southeast of Kii, the expeditionary force was stricken by a pestilence, the prince himself not escaping. But at the behest of the Sun goddess, the Kami of thunder caused a sword of special virtue to come miraculously into the possession of an inhabitant of Kii, who carried it to the prince, and at once the sickness was stayed. When, however, the army attempted to advance into the interior, no roads were found and precipitous mountains barred the progress. In this dilemma the Sun goddess sent down the three-legged crow of the Sun** to act as guide.
On the journey around Kii, where storms are common, the fleet faced a severe gale and the boats carrying two of the princes were lost.* Prince Itsuse had already died from his injury, so out of the four brothers, only the youngest, Prince Iware, remained. It’s noted that, at fifteen, he had been named heir to the throne, as the rule of inheritance favored the firstborn was not recognized at that time, so the deaths of his brothers didn’t change that situation. Eventually landing at Kumano on the southeast side of Kii, the expedition faced a plague, and the prince himself fell ill. But at the request of the Sun goddess, the Kami of thunder miraculously provided a sword of special power to a local resident of Kii, who delivered it to the prince, and immediately the sickness was halted. However, when the army tried to move further into the interior, they found no roads, and steep mountains blocked their way. In this predicament, the Sun goddess sent down the three-legged crow of the Sun** to guide them.
*In the Chronicles the two princes are represented as having deliberately entered the stormy sea, angered that such hardships should overtake the descendants of the ocean Kami.
*In the Chronicles, the two princes are depicted as having intentionally ventured into the turbulent sea, frustrated that such challenges should befall the descendants of the ocean Kami.*
**The Yang-wu, or Sun-crow (Japanese Yata-garasu), is a creature of purely Chinese myth. It is supposed to be red in colour, to have three legs, and to inhabit the sun.
**The Yang-wu, or Sun-crow (Japanese Yata-garasu), is a creature from Chinese mythology. It's said to be red in color, have three legs, and live in the sun.
Thus indiscriminately are the miraculous and the commonplace intermixed. Following this bird, the invading force pushed on into Yamato, receiving the allegiance of a body of men who fished with cormorants in the Yoshino River and who doubtless supplied the army with food, and the allegiance of fabulous beings with tails, who came out of wells or through cliffs. It is related that the invaders forced the elder of two brothers into a gyn which he had prepared for their destruction; and that on ascending a hill to reconnoitre, Prince Iware observed an army of women and a force of eighty "earth-hiders (Tsuchi-gumo) with tails," by which latter epithet is to be understood bandits or raiders who inhabited caves.
The miraculous and the ordinary are mixed together. Following this bird, the invading force moved into Yamato, gaining the loyalty of a group of men who fished with cormorants in the Yoshino River and probably provided food for the army, as well as the loyalty of mythical beings with tails, who emerged from wells or cliffs. It is said that the invaders forced the elder of two brothers into a trap he had set up for their destruction; and that while climbing a hill to scout the area, Prince Iware saw an army of women and a group of eighty "earth-hiders (Tsuchi-gumo) with tails," which refers to bandits or raiders who lived in caves.
How it fared with the amazons the annals do not say, but the eighty bandits were invited to a banquet and slaughtered in their cups. Still the expeditionary force encountered great opposition, the roads and passes being occupied by numerous hostile bands. An appeal was accordingly made for divine assistance by organizing a public festival of worship, the vessels employed—eighty platters and as many jars—being made by the hands of the prince himself with clay obtained from Mount Kagu in Yamato.* Several minor arrangements followed, and finally swords were crossed with the army of Nagasune, who had inflicted a defeat on the invaders on the occasion of their first landing at Kusaka, when Prince Itsuse received a mortal wound. A fierce battle ensued. Prince Iware burned to avenge his brother's death, but repeated attacks upon Nagasune's troops proved abortive until suddenly a golden-plumaged kite perched on the end of Prince Iware's bow, and its effulgence dazzled the enemy so that they could not fight stoutly.**
How things turned out with the Amazons isn’t recorded, but the eighty bandits were invited to a feast and killed while drinking. The expedition faced intense resistance, as many hostile groups occupied the roads and passes. Therefore, a public festival of worship was organized to seek divine help, using eighty platters and as many jars crafted by the prince himself from clay sourced from Mount Kagu in Yamato.* Several smaller preparations followed, and eventually, swords were crossed with the army of Nagasune, who had previously defeated the invaders during their first landing at Kusaka, when Prince Itsuse suffered a fatal wound. A fierce battle broke out. Prince Iware was eager to avenge his brother’s death, but several assaults on Nagasune's troops were unsuccessful until, suddenly, a golden-plumed kite landed on the end of Prince Iware's bow, its bright light blinding the enemy so they couldn’t fight effectively.**
*The Chronicles state that the prince made ame on the platters. Ame is confectioned from malted millet and is virtually the same as the malt extract of the Occident.
*The Chronicles say that the prince made ame on the platters. Ame is made from malted millet and is essentially the same as malt extract in the West.
**This tradition of the golden kite is cherished in Japan. The "Order of the Golden Kite" is the most coveted military distinction.
**This tradition of the golden kite is valued in Japan. The "Order of the Golden Kite" is the most sought-after military honor.**
From this incident the place where the battle occurred was called Tabi-no-mura, a name now corrupted into Tomi-no-mura. It does not appear, however, that anything like a decisive victory was gained by the aid of this miraculous intervention. Nagasune sought a conference with Prince Iware, and declared that the ruler of Yamato, whom he served, was a Kami who had formerly descended from heaven. He offered in proof of this statement an arrow and a quiver belonging to the Kami. But Prince Iware demonstrated their correspondence with those he himself carried. Nagasune, however, declining to abstain from resistance, was put to death by the Kami he served, who then made act of submission to Prince Iware.
From this incident, the location of the battle became known as Tabi-no-mura, a name that has since evolved into Tomi-no-mura. However, it seems that this miraculous intervention didn't lead to a decisive victory. Nagasune requested a meeting with Prince Iware and claimed that the ruler of Yamato, whom he served, was a Kami who had previously come down from heaven. To support his assertion, he presented an arrow and a quiver that belonged to the Kami. However, Prince Iware showed that they matched the ones he himself carried. Still, Nagasune refused to stop resisting and was killed by the Kami he served, who then submitted to Prince Iware.
The interest of this last incident lies in the indication it seems to afford that a race identical with the invaders had already settled in Yamato. Prince Iware now caused a palace to be built on the plain of Kashiwa-bara (called Kashihara by some historians), to the southwest of Mount Unebi, and in it assumed the imperial dignity, on the first day of the first month of the year 660 B.C. It is scarcely necessary to say that this date must be received with all reserve, and that the epithet "palace" is not to be interpreted in the European sense of the term. The Chronicles, which alone attempt to fix the early dates with accuracy, indicate 667 B.C. as the year of the expedition's departure from Kyushu, and assign to Prince Iware an age of forty-five at the time. He was therefore fifty-two when crowned at Kashiwa-bara, and as the same authority makes him live to an age of 127, it might be supposed that much would be told of the last seventy-five years of his life.
The significance of this last incident lies in the suggestion that a race similar to the invaders had already settled in Yamato. Prince Iware had a palace constructed on the Kashiwa-bara plain (sometimes referred to as Kashihara by historians) to the southwest of Mount Unebi, where he assumed the title of emperor on the first day of the first month in 660 B.C. It's important to approach this date with caution and to note that the term "palace" shouldn't be understood in the European context. The Chronicles, which are the only sources attempting to accurately determine early dates, indicate that the expedition left Kyushu in 667 B.C. and state that Prince Iware was forty-five at that time. This means he was fifty-two when he was crowned at Kashiwa-bara, and since the same source claims he lived to be 127, it would be reasonable to expect that much would be documented about the last seventy-five years of his life.
But whereas many pages are devoted to the story of his adventures before ascending the throne, a few paragraphs suffice for all that is subsequently related of him. While residing in Kyushu he married and had two sons, the elder of whom, Tagishi-mimi, accompanied him on his eastward expedition. In Yamato he married again and had three sons, the youngest of whom succeeded to the throne. The bestowing of titles and rewards naturally occupied much attention, and to religious observances scarcely less importance seems to have been attached. All references to these latter show that the offices of priest and king were united in the sovereign of these days. Thus it was by the Emperor that formulae of incantation to dissipate evil influences were dictated; that sacrifices were performed to the heavenly Kami so as to develop filial piety; and that shrines were consecrated for worshiping the Imperial ancestors. Jimmu was buried in a tumulus (misasagi) on the northeast of Mount Unebi. The site is officially recognized to this day, and on the 3rd of April every year it is visited by an Imperial envoy, who offers products of mountain, river, and sea.
But while a lot of pages are spent on his adventures before becoming king, only a few paragraphs cover everything that happens afterward. While he was living in Kyushu, he got married and had two sons, the older one, Tagishi-mimi, joined him on his journey east. After moving to Yamato, he married again and had three sons, the youngest of whom became king. A lot of attention was given to granting titles and rewards, and religious practices were also seen as very important. References to these practices show that the roles of priest and king were held by the sovereign at that time. It was the Emperor who dictated the spells to ward off evil, performed sacrifices to the heavenly Kami to promote filial piety, and dedicated shrines to worship the Imperial ancestors. Jimmu was buried in a burial mound (misasagi) on the northeast side of Mount Unebi. The site is still officially recognized today, and every year on April 3rd, an Imperial envoy visits to offer products from the mountains, rivers, and seas.
TRACES OF FOREIGN INFLUENCE
What traces of Chinese or foreign influence are to be found in the legends and myths set down above? It is tolerably certain that communication existed between China and Japan from a date shortly prior to the Christian era, and we naturally expect to find that since China was at that time the author of Asiatic civilization, she contributed materially to the intellectual development of her island neighbour. Examining the cosmogonies of the two countries, we find at the outset a striking difference. The Chinese did not conceive any creator, ineffable, formless, living in space; whereas the Japanese imagined a great central Kami and two producing powers, invisible and working by occult processes.
What evidence of Chinese or foreign influence can be found in the legends and myths mentioned above? It's pretty clear that there was communication between China and Japan from a time just before the Christian era, and we would naturally expect that since China was the source of Asian civilization at that time, it significantly contributed to the intellectual growth of its island neighbor. When we look at the creation stories of both countries, we notice a significant difference right away. The Chinese didn't envision any creator as ineffable or formless, existing in space; whereas the Japanese imagined a great central Kami and two producing forces, which were invisible and operated through mysterious processes.
On the other hand, there is a marked similarity of thought. For, as on the death of Panku, the giant toiler of Chinese myth on whom devolved the task of chiselling out the universe, his left eye was transmitted into the orb of day and his right into the moon, so when the Japanese Kami returned from his visit to the underworld, the sun emerged from the washing of his left eye and the moon from the washing of his right. Japanese writers have sought to differentiate the two myths by pointing out that the sun is masculine in China and feminine in Japan, but such an objection is inadequate to impair the close resemblance.
On the other hand, there is a clear similarity in the ideas. Just as, after the death of Panku, the giant worker from Chinese mythology who was responsible for shaping the universe, his left eye became the sun and his right eye became the moon, when the Japanese Kami returned from his trip to the underworld, the sun came from the washing of his left eye and the moon from the washing of his right. Japanese writers have tried to distinguish the two myths by stating that the sun is masculine in China and feminine in Japan, but this argument doesn’t significantly weaken the strong resemblance.
In truth "creation from fragments of a fabulous anthropomorphic being is common to Chaldeans, Iroquois, Egyptians, Greeks, Tinnehs, Mangaians, and Aryan Indians," and from that fact a connexion between ancient Japan and West Asia might be deduced by reference to the beings formed out of the parts: of the fire Kami's body when Izanagi put him to the sword. On the other hand, the tale of which the birth of the sun and the moon forms a part, namely, the visit of Izanagi to hades in search of Izanami, is an obvious reproduction of the Babylonian myth of Ishtar's journey to the underworld in search of Du'uzu, which formed the basis of the Grecian legend of Orpheus and Eurydice. Moreover, Izanami's objection to return, on the ground of having already eaten of the food of the underworld, is a feature of many ancient myths, among which may be mentioned the Indian story of Nachiketas, where the name Yama, the Indian god of the lower world, bears an obvious resemblance to the Japanese yomi (hades), as does, indeed, the whole Indian myth of Yami and Yama to that of Izanagi and Izanami.
In reality, "creation from fragments of a remarkable human-like being is common to the Chaldeans, Iroquois, Egyptians, Greeks, Tinnehs, Mangaians, and Aryan Indians," and from that, one might infer a connection between ancient Japan and West Asia by looking at the beings formed from the parts of the fire Kami's body when Izanagi killed him. On the other hand, the story involving the birth of the sun and the moon, specifically, Izanagi's visit to the underworld in search of Izanami, clearly mirrors the Babylonian myth of Ishtar's journey to the underworld in search of Du'uzu, which also inspired the Greek legend of Orpheus and Eurydice. Additionally, Izanami's refusal to return because she had already eaten food from the underworld is a common theme in many ancient myths. Among them is the Indian tale of Nachiketas, where the name Yama, the Indian god of the lower world, closely resembles the Japanese yomi (hades). In fact, the entire Indian myth of Yami and Yama has notable parallels to that of Izanagi and Izanami.
Is it not also more than a mere coincidence that as all the Semitic tribes worshipped the goddess Isis, so—the Japanese worshipped, for supreme being, the goddess of the Sun? Thus, here again there would seem to have been some path of communication other than that via China between Japan and the west of Asia. Further, the "river of heaven"—the Milky Way—which so often figures in Japanese mythology, is prominent in Chinese also, and is there associated with the Spinning Damsel, just as in the Japanese legend it serves the Kami for council-place after the injury done by Susanoo's violence to the Sun goddess and her spinning maidens. It has been remarked [Chamberlain] that the chop-stick which Susanoo found floating down a river in Izumo, and the sake (rice-wine) which he caused to be made for the purpose of intoxicating the eight-headed serpent, are obviously products of Chinese civilization, but as for the rescue of the maiden from the serpent, it is a plain replica of the legend of Perseus and Andromeda, which, if it came through China, left no mark in transit.
Is it not more than just a coincidence that while all the Semitic tribes worshipped the goddess Isis, the Japanese worshipped the goddess of the Sun as the supreme being? This suggests that there might have been another connection between Japan and the western part of Asia, apart from the route through China. Additionally, the "river of heaven"—the Milky Way—which frequently appears in Japanese mythology, is also significant in Chinese mythology, where it is linked to the Spinning Damsel. In the Japanese legend, it serves as a meeting place for the Kami after the chaos caused by Susanoo's assault on the Sun goddess and her spinning maidens. It has been noted [Chamberlain] that the chopstick Susanoo found floating in a river in Izumo and the sake (rice-wine) he had made to intoxicate the eight-headed serpent are clearly elements of Chinese culture. However, the story of rescuing the maiden from the serpent is a clear imitation of the legend of Perseus and Andromeda, which, if it did travel through China, left no trace behind.
Less palpable, but still sufficiently striking, is the resemblance between the story of Atalanta's golden apples and the casting down of Izanagi's head-dress and comb as grapes and bamboo sprouts to arrest the pursuit of the "hag of hades." But indeed this throwing of his comb behind him by Izanagi and its conversion into a thicket are common incidents of ancient folk-lore, while in the context of this Kami's ablutions on his return from hades, it may be noted that Ovid makes Juno undergo lustration after a visit to the lower regions and that Dante is washed in Lethe when he passes out of purgatory. Nor is there any great stretch of imagination needed to detect a likeness between the feathered messenger sent from the Ark and the three envoys—the last a bird—despatched from the "plain of high heaven" to report upon the condition of disturbed Japan. This comparison is partially vitiated, however, by the fact that there is no tradition of a deluge in Japanese annals, though such phenomena are like ly to occur occasionally in all lands and to produce a great impression on the national imagination. "Moreover, what is specially known to us as the deluge has been claimed as an ancient Altaic myth. Yet here we have the oldest of the undoubtedly Altaic nations without any legend of the kind." [Chamberlain.]
Less obvious, but still quite striking, is the similarity between the story of Atalanta's golden apples and the throwing down of Izanagi's headpiece and comb as grapes and bamboo shoots to stop the pursuit of the "hag of hades." This act of Izanagi tossing his comb behind him and it turning into a thicket is a common theme in ancient folklore. It's also worth noting that in the context of this Kami's cleansing after returning from hades, Ovid describes Juno undergoing a purification after visiting the underworld, and Dante is washed in Lethe when he exits purgatory. Additionally, it doesn't take much imagination to see a connection between the feathered messenger sent from the Ark and the three envoys—one being a bird—sent from the "plain of high heaven" to report on the situation in troubled Japan. However, this comparison is somewhat weakened by the fact that there is no flood myth in Japanese history, even though such events are likely to occur in any region and leave a strong impact on the national consciousness. "Moreover, what we particularly know as the flood has been identified as an ancient Altaic myth. Yet here we have the oldest of the clearly Altaic nations without any legend of that sort." [Chamberlain.]
It appears, further, from the account of the Great-Name Possessor's visit to the underworld, that one Japanese conception of hades corresponded exactly with that of the Chinese, namely, a place where people live and act just as they do on earth. But the religion out of which this belief grew in China had its origin at a date long subsequent to the supposed age of the Gods in Japan. The peaches with which Izanagi pelted and drove back the thunder Kami sent by Izanami to pursue him on his return from the underworld were evidently suggested by the fabulous female, Si Wang-mu, of Chinese legend, who possessed a peach tree, the fruit of which conferred immortality and repelled the demons of disease. So, too, the tale of the palace of the ocean Kami at the bottom of the sea, with its castle gate and cassia tree overhanging a well which serves as a mirror, forms a page of Chinese legendary lore, and, in a slightly altered form, is found in many ancient annals.
It seems that, based on the account of the Great-Name Possessor's visit to the underworld, one Japanese view of Hades matched that of the Chinese: a place where people live and act just like they do on earth. However, the religion that gave rise to this belief in China originated much later than the supposed age of the Gods in Japan. The peaches that Izanagi threw to fend off the thunder Kami sent by Izanami while he was returning from the underworld were clearly inspired by the legendary figure Si Wang-mu from Chinese folklore, who had a peach tree whose fruit granted immortality and warded off disease. Similarly, the story of the ocean Kami's palace at the bottom of the sea, complete with its castle gate and cassia tree hanging over a well that acts as a mirror, reflects a piece of Chinese legendary tradition, and in a slightly modified form, appears in many ancient records.
The sea monster mentioned in this myth is written with a Chinese ideograph signifying "crocodile," but since the Japanese cannot have had any knowledge of crocodiles, and since the monster is usually represented pictorially as a dragon, there can be little doubt that we are here confronted by the Dragon King of Chinese and Korean folk-lore which had its palace in the depths of the ocean. In fact, the Japanese, in all ages, have spoken of this legendary edifice as Ryu no jo (the Dragon's castle).
The sea monster mentioned in this myth is represented with a Chinese character that means "crocodile," but since the Japanese likely had no knowledge of crocodiles, and since the monster is usually depicted as a dragon, it’s clear that we’re dealing with the Dragon King from Chinese and Korean folklore, who had a palace deep in the ocean. In fact, throughout history, the Japanese have referred to this legendary structure as Ryu no jo (the Dragon's castle).
The eminent sinologue, Aston, has shrewdly pointed out that the term wani (crocodile) may be a corruption of the Korean word, wang-in (king), which the Japanese pronounced "wani." As for the "curved jewels," which appear on so many occasions, the mineral jade, or jadelike stone, of which many of them were made, has never been met with in Japan and must therefore have come from the continent of Asia. The reed boat in which the leech, first offspring of Izanagi and Izanami, was sent adrift, "recalls the Accadian legend of Sargon and his ark of rushes, the biblical story of Moses as an infant and many more," though it has no known counterpart in Chinese mythology.
The well-known sinologist, Aston, has cleverly noted that the term wani (crocodile) might be a distortion of the Korean word wang-in (king), which the Japanese pronounced as "wani." Regarding the "curved jewels" that appear so often, the mineral jade, or jadelike stone, from which many of these were made, has never been found in Japan and must have come from the Asian continent. The reed boat in which the leech, the first child of Izanagi and Izanami, was set adrift "brings to mind the Akkadian legend of Sargon and his basket of rushes, the biblical story of Moses as an infant, and many others," even though it has no known equivalent in Chinese mythology.
It is noticeable that in spite of the honour paid to the stars in the Chinese cosmogony, the only star specially alluded to in Japanese myth is Kagase, who is represented as the last of the rebellious Kami on the occasion of the subjugation of Izumo by order of the Sun goddess and the Great-Producing Kami. So far as the Records and the Chronicles are concerned, "the only stars mentioned are Venus, the Pleiades, and the Weaver," the last being connected with a Chinese legend, as shown above.
It's clear that despite the respect given to the stars in Chinese creation stories, the only star specifically mentioned in Japanese mythology is Kagase, portrayed as the last of the rebellious Kami during the conquest of Izumo by the Sun goddess and the Great-Producing Kami. According to the Records and the Chronicles, "the only stars mentioned are Venus, the Pleiades, and the Weaver," with the last one linked to a Chinese legend, as noted above.
Two other points remain to be noticed. One is that divination by cracks in a deer's roasted shoulder blade, a process referred to more than once in the Records and the Chronicles, was a practice of the Chinese, who seem to have borrowed it from the Mongolians; the other, that the sounding arrow (nari-kabura) was an invention of the Huns, and came to Japan through China. It had holes in the head, and the air passing through these produced a humming sound. As for the Chronicles, they are permeated by Chinese influence throughout. The adoption of the Chinese sexagenary cycle is not unnatural, but again and again speeches made by Chinese sovereigns and sages are put into the mouths of Japanese monarchs as original utterances, so that without the Records for purposes of reference and comparison, even the small measure of solid ground that can be constructed would be cut from under the student's feet.
Two more points should be noted. One is that divining by the cracks in a deer's roasted shoulder blade, a method mentioned multiple times in the Records and the Chronicles, was a practice of the Chinese, who seem to have borrowed it from the Mongolians; the other is that the sounding arrow (nari-kabura) was invented by the Huns and arrived in Japan through China. It had holes in the head, and the air passing through these created a humming sound. As for the Chronicles, they are deeply influenced by Chinese culture throughout. The adoption of the Chinese sexagenary cycle is not surprising, but time and again, speeches made by Chinese leaders and philosophers are presented as original statements by Japanese emperors, so that without the Records for reference and comparison, even the little solid ground that can be established would be taken away from the learner.
ENGRAVING: BUNDAI SUZURI BAKO (A WRITING SET)
ENGRAVING: 'NO' MASKS
CHAPTER IV
RATIONALIZATION
GEOGRAPHICAL FEATURES
THE southwestern extremity of the main island of Japan is embraced by two large islands, Kyushu and Shikoku, the former lying on the west of the latter and being, in effect, the southern link of the island chain which constitutes the empire of Japan. Sweeping northward from Formosa and the Philippines is a strong current known as the Kuro-shio (Black Tide), a name derived from the deep indigo colour of the water. This tide, on reaching the vicinity of Kyushu, is deflected to the east, and passing along the southern coast of Kyushu and the Kii promontory, takes its way into the Pacific. Evidently boats carried on the bosom of the Kuro-shio would be likely to make the shore of Japan at one of three points, namely, the south, or southeast, of Kyushu, the south of Shikoku or the Kii promontory.
The southwestern tip of Japan's main island is bordered by two large islands, Kyushu and Shikoku, with Kyushu located to the west of Shikoku and essentially serving as the southern link in the island chain that makes up Japan. A strong current called the Kuro-shio (Black Tide), named for the deep indigo color of the water, flows northward from Taiwan and the Philippines. When this current reaches the area around Kyushu, it shifts eastward, moving along the southern coast of Kyushu and the Kii Peninsula before heading into the Pacific. Clearly, boats carried by the Kuro-shio would likely land on Japan's coast at one of three locations: the south or southeast of Kyushu, the south of Shikoku, or the Kii Peninsula.
Now, according to the Records, the first place "begotten" by Izanagi and Izanami was an island called Awa, supposed to be in the vicinity of Awaji. The latter is a long, narrow island stretching from the northeast of Shikoku towards the shore of the main island—which it approaches very closely at the Strait of Yura—and forming what may be called a gate, closing the eastern entrance to the Inland Sea. After the island of Awa, the producing couple gave birth to Awaji and subsequently to Shikoku, which is described as an island having four faces, namely, the provinces of Awa, Iyo, Tosa, and Sanuki.
Now, according to the records, the first place "created" by Izanagi and Izanami was an island called Awa, believed to be near Awaji. Awaji is a long, narrow island that stretches from the northeast of Shikoku toward the shore of the main island—getting very close at the Strait of Yura—and forming what could be considered a gate, closing off the eastern entrance to the Inland Sea. After the island of Awa, the couple brought forth Awaji and then Shikoku, which is described as an island with four regions: Awa, Iyo, Tosa, and Sanuki.
Rejecting the obviously allegorical phantasy of "procreation," we may reasonably suppose ourselves to be here in the presence of an emigration from the South Seas or from southern China, which debarks on the coast of Awaji and thence crosses to Shikoku. Thereafter, the immigrants touch at a triplet of small islands, described as "in the offing," and thence cross to Kyushu, known at the time as Tsukushi. This large island is described in the Records as having, like Shikoku, one body and four faces, and part of it was inhabited by Kumaso, of whom much is heard in Japanese history. From Kyushu the invaders pass to the islands of Iki and Tsushima, which lie between Kyushu and Korea, and thereafter they sail northward along the coast of the main island of Japan until they reach the island of Sado.
Rejecting the obviously symbolic notion of "procreation," we can reasonably assume that we're looking at an immigration from the South Seas or southern China, landing on the coast of Awaji and then crossing over to Shikoku. After that, the immigrants stop at a set of small islands described as "in the offing," and then make their way to Kyushu, which was known at the time as Tsukushi. This large island is noted in the Records as having, like Shikoku, one body and four faces, and part of it was inhabited by Kumaso, who features prominently in Japanese history. From Kyushu, the invaders move on to the islands of Iki and Tsushima, which are located between Kyushu and Korea, and then they sail northward along the coast of the main island of Japan until they reach the island of Sado.
All this—and the order of advance follows exactly the procreation sequence given in the Records—lends itself easily to the supposition of a party of immigrants coming originally from the south, voyaging in a tentative manner round the country described by them, and establishing themselves primarily on its outlying islands.
All of this—and the order of advance matches exactly the procreation sequence outlined in the Records—supports the idea that a group of immigrants originally from the south traveled around the region described by them in a cautious way and primarily settled on its outer islands.
The next step, according to the Records, was to Yamato. About this name, Yamato, there has been some dispute. Alike in ancient and in modern times the term has been applied, on the one hand, to the whole of the main island, and, on the other, to the single province of Yamato. The best authorities, however, interpret it in the latter sense for the purposes of the Izanagi-and-Izanami legend, and that interpretation is plainly consistent with the probabilities, for the immigrants would naturally have proceeded from Awaji to the Kii promontory, where the province of Yamato lies. Thereafter—on their "return," say the Records, and the expression is apposite—they explored several small islands not identifiable by their names but said to have been in Kibi, which was the term then applied to the provinces of Bingo, Bitchu, and Bizen, lying along the south coast of the Inland Sea and thus facing the sun, so that the descriptive epithet "sun-direction" applied to the region was manifestly appropriate.
The next step, according to the Records, was to Yamato. There has been some debate about this name, Yamato. In both ancient and modern times, it has been used, on one hand, to refer to the entire main island, and on the other, to just the single province of Yamato. However, the most reliable sources interpret it in the latter way for the purposes of the Izanagi-and-Izanami legend, and that interpretation makes sense. The immigrants would have naturally moved from Awaji to the Kii promontory, where the province of Yamato is located. After that—on their "return," as the Records say, and this term is fitting—they explored several small islands that are not identifiable by name but are said to have been in Kibi, which referred to the provinces of Bingo, Bitchu, and Bizen along the south coast of the Inland Sea. This area faced the sun, so the descriptive term "sun-direction" used for the region was clearly appropriate.
In brief, the whole narrative concerts well with the idea of a band of emigrants carried on the breast of the "Black Tide," who first make the circuit of the outlying fringe of islands, then enter the mainland at Yamato, and finally sail down the Inland Sea, using the small islands off its northern shore as points d'appui for expeditions inland.
In short, the entire story aligns well with the concept of a group of emigrants being swept along by the "Black Tide," who first navigate around the outer islands, then arrive on the mainland at Yamato, and finally travel down the Inland Sea, using the small islands along its northern coast as support points for their expeditions inland.
JAPANESE OPINION
Japanese euhemerists, several of whom, in former times as well as in the present, have devoted much learned research to the elucidation of their country's mythology, insist that tradition never intended to make such a demand upon human credulity as to ask it to believe in the begetting of islands by normal process of procreation. They maintain that such descriptions must be read as allegories. It then becomes easy to interpret the doings of Izanagi and Izanami as simple acts of warlike aggression, and to suppose that they each commanded forces which were to have co-operated, but which, by failing at the outset to synchronize their movements, were temporarily unsuccessful. It will seem, as we follow the course of later history, that the leading of armies by females was common enough to be called a feature of early Japan, and thus the role assigned to Izanami need not cause any astonishment. At their first miscarriage the two Kami, by better organization, overran the island of Awaji and then pushed on to Shikoku, which they brought completely under their sway.
Japanese euhemerists, many of whom have dedicated extensive research to understanding their country's mythology both in the past and now, argue that tradition never intended to stretch human belief so far as to suggest that islands were created through normal procreation. They assert that these descriptions should be interpreted as allegories. This perspective makes it easier to view the actions of Izanagi and Izanami as straightforward acts of military aggression, and to think that they each led forces meant to collaborate, but failed to coordinate their movements at the start, resulting in temporary setbacks. As we observe the later course of history, it becomes clear that women leading armies was common enough in early Japan to be considered a notable feature, so Izanami's role shouldn't be surprising. After their initial failure, the two Kami, with better organization, conquered the island of Awaji and then continued onward to Shikoku, bringing it fully under their control.
But what meaning is to be assigned to the "plain of high heaven" (Takama-ga-hara)? Where was the place thus designated? By a majority of Japanese interpreters Takama-ga-hara is identified as the region of Taka-ichi in Yamato province. The word did not refer to anything supernatural but was used simply in an honorific sense. In later ages Court officials were called "lords of the moon" (gekhei) or "cloud-guests" (unkaku), while officials not permitted to attend the Court were known as "groundlings" (jige); the residence of the Emperor was designated "purple-clouds hall" (shishin-deri); to go from the Imperial capital to any other part of the country was to "descend," the converse proceeding being called to "ascend," and the palace received the names of "blue sky" and "above the clouds."
But what meaning should we give to the "plain of high heaven" (Takama-ga-hara)? Where was this place? Most Japanese scholars identify Takama-ga-hara as the area of Taka-ichi in Yamato province. The term didn’t refer to anything supernatural; rather, it was used honorifically. In later times, court officials were called "lords of the moon" (gekhei) or "cloud-guests" (unkaku), while those not allowed to attend the court were known as "groundlings" (jige). The Emperor's residence was referred to as "purple-clouds hall" (shishin-deri); traveling from the Imperial capital to anywhere else in the country was described as "descending," while the opposite journey was called "ascending." The palace was also named "blue sky" and "above the clouds."
To-day in Yamato province there is a hill called Takama-yama and a plain named Takama-no. The Records say that when the Sun goddess retired to a rock cave, a multitude of Kami met at Taka-ichi to concert measures for enticing her out, and this Taka-ichi is considered to be undoubtedly the place of the same name in Yamato. But some learned men hold that Takama-ga-hara was in a foreign country, and that the men who emigrated thence to Japan belonged to a race very superior to that then inhabiting the islands. When, however, the leader of the invaders had established his Court in Yamato the designation Takama-ga-hara came to be applied to the latter place.
Today in Yamato province, there's a hill called Takama-yama and a plain named Takama-no. The Records say that when the Sun goddess hid in a rock cave, a gathering of Kami met at Taka-ichi to come up with plans to lure her out, and this Taka-ichi is widely considered to be the same place in Yamato. However, some scholars believe that Takama-ga-hara was in a foreign land, and that the people who came to Japan from there were part of a race that was far superior to those living on the islands at that time. Once the leader of the invaders set up his Court in Yamato, the name Takama-ga-hara was applied to that area.
Whichever theory be correct—and the latter certainly commends itself as the more probable—it will be observed that both agree in assigning to Takama-ga-hara a terrestrial location; both agree in assigning the sense of "unsettled and turbulent" to the "floating, drifting" condition predicated of the country when the Kami first interested themselves in it, and both agree in interpreting as an insignium of military authority the "jewelled spear" given to Izanagi and Izanami—an interpretation borne out by the fact that, in subsequent eras of Japanese history, it was customary for a ruler to delegate authority in this manner. Applying the same process of reasoning to the socalled "birth" of Kami, that process resolves itself very simply into the creation of chieftains and administrators.
Whichever theory is correct—and the latter definitely seems more likely—it’s clear that both agree on positioning Takama-ga-hara in a physical location; both interpret the “floating, drifting” condition of the country, when the Kami first took an interest in it, as “unsettled and turbulent,” and both see the “jewelled spear” given to Izanagi and Izanami as a symbol of military authority—an interpretation supported by the fact that, in later periods of Japanese history, it was common for a ruler to assign authority in this way. Using the same reasoning for the so-called “birth” of Kami, that reasoning simply equates to the creation of leaders and administrators.
RATIONALIZATION OF THE LEGEND OF THE VISIT TO HADES
It would seem that from Yamato the invaders prosecuted their campaign into the interior, reaching Izumo on the west coast. The Records say that after Izanami's death in giving birth to the Kami of fire, she was buried at Mount Kagu on the confines of Izumo and Hoki. Now the land of Yomi generally interpreted "underworld"—which Izanagi visited in search of Izanami, was really identical with Yomi-shima, located between the provinces of Hoki and Izumo, and Ne-no-Kuni*—commonly taken to mean the "netherland"—subsequently the place of Susanoo's banishment, was in fact a designation of Izumo, or had the more extensive application of the modern Sanin-do and Sanyo-do (districts in the shadow of the hill and districts on the sunny side of the hill), that is to say, the western provinces and the south coast of the Inland Sea.
It seems that from Yamato, the invaders continued their campaign into the interior, reaching Izumo on the west coast. The Records say that after Izanami died giving birth to the Kami of fire, she was buried at Mount Kagu on the border of Izumo and Hoki. Now, the land of Yomi, often interpreted as the "underworld"—which Izanagi visited in search of Izanami—was actually the same as Yomi-shima, located between the provinces of Hoki and Izumo, and Ne-no-Kuni*—commonly understood to mean the "netherland"—which was later the place of Susanoo's banishment, was essentially a designation for Izumo, or had a broader meaning of the modern Sanin-do and Sanyo-do (regions in the shadow of the hill and regions on the sunny side of the hill), meaning the western provinces and the southern coast of the Inland Sea.
*In the language of ancient Japan ne meant "mountain," and Ne-no-Kuni signified simply "Land of Mountains."
*In the language of ancient Japan, ne meant "mountain," and Ne-no-Kuni simply meant "Land of Mountains."
What the allegory of the visit to hades would seem to signify, therefore, was that Izanami was defeated in a struggle with the local chieftains of Izumo or with a rebellious faction in that province; was compelled to make act of submission before Izanagi arrived to assist her—allegorically speaking she had eaten of the food of hades—and therefore the conference between her and Izanagi proved abortive. The hag who pursued Izanagi on his retreat from Yomi represents a band of amazons—a common feature in old Japan—and his assailant, the Kami of thunder, was a rebel leader.
What the allegory of the visit to Hades seems to signify, then, is that Izanami was defeated in a battle against the local chieftains of Izumo or a rebellious group in that area; she was forced to submit before Izanagi arrived to help her—symbolically, she had eaten the food of Hades—and so the meeting between her and Izanagi was unproductive. The old woman who chased Izanagi as he escaped from Yomi represents a group of amazons—a common theme in ancient Japan—and his attacker, the Kami of thunder, was a rebel leader.
As for the idea of blocking the "even pass of hades" with rocks, it appears to mean nothing more than that a military force was posted at Hirasaka—now called Ifuyo-saka in Izumo—to hold the defile against the insurgent troops under Izanami, who finally took the field against Izanagi. It may be inferred that the struggle ended indecisively, although Izanagi killed the chieftain who had instigated the rebellion (the so-called "Kami of fire"), and that Izanami remained in Izumo, becoming ruler of that province, while Izanagi withdrew to the eastern part of Tsukushi (Kyushu), where he performed the ceremony of grand lustration.
As for the idea of blocking the "even pass of Hades" with rocks, it seems to only mean that a military force was stationed at Hirasaka—now known as Ifuyo-saka in Izumo—to hold the narrow pass against the rebel troops led by Izanami, who eventually confronted Izanagi on the battlefield. It can be inferred that the conflict ended without a clear decision, even though Izanagi killed the leader who had sparked the rebellion (the so-called "Kami of fire"). Meanwhile, Izanami stayed in Izumo, becoming the ruler of that province, while Izanagi retreated to the eastern part of Tsukushi (Kyushu), where he performed the grand purification ceremony.
THE STORY OF SUSANOO
The story of Susanoo lends itself with equal facility to rationalization. His desire to go to his "mother's land" instead of obeying his father and ruling the "sea-plain" (unabara)—an appellation believed by some learned commentators to apply to Korea—may easily be interpreted to mean that he threw in his lot with the rebellious chiefs in Izumo. Leading a force into Yamato, he laid waste the land so that the "green mountains were changed into withered mountains," and the commotion throughout the country was like the noise of "flies swarming in the fifth month." Finally he was driven out of Yamato, and retiring to Izumo, found that the local prefect was unable to resist the raids of a tribe from the north under the command of a chief whose name—Yachimata no Orochi—signified "eight-headed serpent."
The story of Susanoo is easy to interpret in different ways. His wish to go to his "mother's land" instead of following his father's orders to rule the "sea-plain" (unabara)—a term some scholars believe refers to Korea—can be seen as him siding with the rebellious leaders in Izumo. He led an army into Yamato and devastated the area, turning the "green mountains into withered mountains," and the chaos across the country was like the noise of "flies swarming in the fifth month." Eventually, he was expelled from Yamato and returned to Izumo, where he discovered that the local governor couldn’t fend off attacks from a northern tribe led by a chief known as Yachimata no Orochi, which means "eight-headed serpent."
This tribe had invaded the province and taken possession of the hills and valleys in the upper reaches of the river Hi, whence tradition came to speak of the tribe as a monster spreading over hills and dales and having pine forests growing on its back. The tribute of females, demanded yearly by the tribe, indicates an exaction not uncommon in those days, and the sword said to have been found by Susanoo in the serpent's tail was the weapon worn by the last and the stoutest of Orochi's followers.
This tribe had invaded the region and claimed the hills and valleys in the upper part of the river Hi, which led to the tradition describing the tribe as a monster stretching across the landscape with pine forests growing on its back. The annual demand for females as tribute by the tribe reflects a practice that wasn't unusual in those times, and the sword that Susanoo was said to have found in the serpent's tail was the weapon carried by the last and strongest of Orochi's followers.
There is another theory equally accordant with the annals and in some respects more satisfying. It is that Susanoo and his son, Iso-takeru, when they were expelled from Yamato, dwelt in the land of Shiragi—the eastern of the three kingdoms into which Korea was formerly divided—and that they subsequently built boats and rowed over to Izumo. This is distinctly stated in one version of the Chronicles, and another variant says that when Iso-takeru descended from Takama-ga-hara, he carried with him the seeds of trees in great quantities but did not plant them in "the land of Han" (Korea). Further, it is elsewhere stated that the sword found by Susanoo in the serpent's tail was called by him Orochi no Kara-suki (Orochi's Korean blade), an allusion which goes to strengthen the reading of the legend.
There’s another theory that aligns with the historical records and, in some ways, is more satisfying. It suggests that Susanoo and his son, Iso-takeru, after being banished from Yamato, lived in the land of Shiragi—the eastern of the three kingdoms that Korea was once divided into—and that they later built boats and rowed over to Izumo. This is clearly stated in one version of the Chronicles, while another version mentions that when Iso-takeru came down from Takama-ga-hara, he brought many seeds of trees but didn’t plant them in "the land of Han" (Korea). Additionally, it’s noted elsewhere that the sword Susanoo found in the serpent's tail was named by him Orochi no Kara-suki (Orochi's Korean blade), which adds to the interpretation of the legend.
THE DESCENT OF NINIGI
Omitting other comparatively trivial legends connected with the age of Susanoo and his descendants, we come to what may be called the second great event in the early annals of Japan, namely, the descent of Ninigi on the southern coast of Tsukushi (Kyushu). The Records and the Chronicles explicitly state that this expedition was planned in the court at Takama-ga-hara (the "plain of high heaven"), and that, after sending forces to subdue the disturbed country and to obtain the submission of its ruler, the grandson (Ninigi) of the Sun goddess was commissioned to take possession of the land. It is also clearly shown that Izumo was the centre of disturbance and that virtually all the preliminary fighting took place there. Yet when Ninigi descends from Takama-ga-hara—a descent which is described in one account as having taken place in a closed boat, and in another, as having been effected by means of the coverlet of a couch—he is said to have landed, not in Izumo or in Yamato, but at a place in the far south, where he makes no recorded attempt to fulfil the purpose of his mission, nor does that purpose receive any practical recognition until the time of his grandson Iware. The latter pushes northward, encountering the greatest resistance in the very province (Yamato) where his grandfather's expedition was planned and where the Imperial Court was held.
Omitting other relatively minor legends related to the era of Susanoo and his descendants, we arrive at what could be called the second major event in early Japanese history: the arrival of Ninigi on the southern coast of Tsukushi (Kyushu). The Records and the Chronicles clearly state that this mission was organized in the court at Takama-ga-hara (the "plain of high heaven"). After sending forces to calm the troubled region and secure the loyalty of its ruler, the grandson (Ninigi) of the Sun goddess was tasked with claiming the land. It is also made clear that Izumo was the center of unrest and that almost all the initial battles occurred there. However, when Ninigi descends from Takama-ga-hara—a descent described in one account as happening in a closed boat, and in another as accomplished using a couch cover—he is said to have landed not in Izumo or in Yamato, but in a distant southern location, where he makes no documented attempt to carry out his mission, nor is that mission meaningfully acknowledged until the time of his grandson Iware. The latter moves northward, facing the strongest resistance in the very province (Yamato) where his grandfather's expedition was planned and where the Imperial Court was located.
It is plain that these conditions cannot be reconciled except on one of two suppositions: either that the Takama-ga-hara of this section of the annals was in a foreign country, or that the descent of Ninigi in the south of Japan was in the sequel of a complete defeat involving the Court's flight from Yamato as well as from Izumo.
It’s clear that these conditions can’t be resolved unless we consider one of two possibilities: either the Takama-ga-hara mentioned in this section of the records was located in a foreign land, or the descent of Ninigi in southern Japan was the result of a total defeat that included the Court fleeing from both Yamato and Izumo.
Let us first consider the theory of a foreign country. Was it Korea or was it China? In favour of Korea there are only two arguments, one vague and the other improbable. The former is that one of Ninigi's alleged reasons for choosing Tsukushi as a landing-place was that it faced Korea. The latter, that Tsukushi was selected because it offered a convenient base for defending Japan against Korea. It will be observed that the two hypotheses are mutually conflicting, and that neither accounts for debarkation at a part of Tsukushi conspicuously remote from Korea. It is not wholly impossible, however, that Ninigi came from China, and that the Court which is said to have commissioned him was a Chinese Court.
Let's first look at the theory regarding a foreign country. Was it Korea or China? There are only two arguments in favor of Korea: one is vague and the other is unlikely. The vague argument is that one of Ninigi's supposed reasons for choosing Tsukushi as a landing spot was because it faced Korea. The unlikely argument is that Tsukushi was chosen as a convenient base to defend Japan against Korea. It's important to note that these two theories contradict each other, and neither explains why he landed at a part of Tsukushi that is notably far from Korea. However, it’s not entirely out of the question that Ninigi came from China and that the court said to have sent him was a Chinese court.
In the history of China a belief is recorded that the Japanese sovereigns are descended from a Chinese prince, Tai Peh, whose father wished to disinherit him in favour of a younger son. Tai Peh fled to Wu in the present Chekiang, and thence passed to Japan about 800 B.C. Another record alleges that the first sovereign of Japan was a son of Shao-kang of the Hsia dynasty (about 850 B.C.), who tattooed his body and cut off his hair for purposes of disguise and lived on the bank of the Yangtsze, occupying himself with fishing until at length he fled to Japan.
In Chinese history, there's a belief that the Japanese emperors are descendants of a Chinese prince named Tai Peh, whose father intended to disinherit him in favor of a younger brother. Tai Peh escaped to Wu, located in what is now Zhejiang Province, and then traveled to Japan around 800 B.C. Another account claims that the first emperor of Japan was the son of Shao-kang from the Hsia dynasty (around 850 B.C.). He tattooed his body and cut his hair to disguise himself and lived by the Yangtze River, fishing until he eventually fled to Japan.
That Ninigi may have been identical with one of these persons is not inconceivable, but such a hypothesis refuses to be reconciled with the story of the fighting in Izumo which preceded the descent to Tsukushi. The much more credible supposition is that the Yamato Court, confronted by a formidable rebellion having its centre in Izumo, retired to Tsukushi, and there, in the course of years, mustered all its followers for an expedition ultimately led by the grandson of the fugitive monarch to restore the sway of his house. This interpretation of the legend consists with the fact that when Jimmu reached Yamato, the original identity of his own race with that of the then ruler of the province was proved by a comparison of weapons.
That Ninigi might have been the same as one of these people isn’t impossible, but this idea doesn’t fit well with the story of the battles in Izumo that happened before the arrival in Tsukushi. A much more believable explanation is that the Yamato Court, facing a strong rebellion centered in Izumo, retreated to Tsukushi and, over the years, gathered all its supporters for an expedition eventually led by the grandson of the fleeing monarch to restore his family’s power. This interpretation of the legend aligns with the fact that when Jimmu arrived in Yamato, the original connection of his own people with the then ruler of the province was confirmed by comparing their weapons.
THE CASTLE OF THE OCEAN KAMI
With regard to the legend of the ocean Kami, the rationalists conceive that the tribe inhabiting Tsukushi at the time of Ninigi's arrival there had originally immigrated from the south and had gradually spread inland. Those inhabiting the littoral districts were ultimately placed by Ninigi under the rule of Prince Hohodemi, and those inhabiting the mountain regions under the sway of Prince Hosuseri. The boats and hooks of the legend are symbolical of military and naval power respectively. The brothers having quarrelled about the limits of their jurisdictions, Hohodemi was worsted, and by the advice of a local elder he went to Korea to seek assistance. There he married the daughter of the Ocean King—so called because Korea lay beyond the sea from Japan—and, after some years' residence, was given a force of war-vessels (described in the legend as "crocodiles") together with minute instructions (the tide-ebbing and the tide-flowing jewels) as to their skilful management. These ships ultimately enabled him to gain a complete victory over his elder brother.
Regarding the legend of the ocean Kami, rationalists believe that the tribe living in Tsukushi when Ninigi arrived had originally moved from the south and gradually expanded inland. Those living along the coast were eventually placed under the leadership of Prince Hohodemi, while those in the mountains were governed by Prince Hosuseri. In the legend, the boats and hooks symbolize military and naval power, respectively. After the brothers argued over the boundaries of their territories, Hohodemi was defeated and, on the advice of a local elder, went to Korea to seek help. There, he married the daughter of the Ocean King—so named because Korea was across the sea from Japan—and after living there for several years, he was given a fleet of warships (described in the legend as "crocodiles") along with detailed instructions (the tide-ebbing and tide-flowing jewels) on how to manage them skillfully. These ships ultimately allowed him to achieve a decisive victory over his older brother.
WHAT THE JAPANESE BELIEVE
These rationalizing processes will commend themselves in different degrees to different minds. One learned author has compared such analyses to estimating the historical residuum of the Cinderella legend by subtracting the pumpkin coach and the godmother. But we are constrained to acknowledge some background of truth in the annals of old Japan, and anything that tends to disclose that background is welcome. It has to be noted, however, that though many learned Japanese commentators have sought to rationalize the events described in the Records and the Chronicles, the great bulk of the nation believes in the literal accuracy of these works as profoundly as the great bulk of Anglo-Saxon people believes in the Bible, its cosmogony, and its miracles.
These rationalizing processes will appeal to different minds in varying degrees. One knowledgeable author has compared such analyses to figuring out the true essence of the Cinderella story by removing the pumpkin coach and the fairy godmother. However, we must acknowledge that there is some background of truth in the history of old Japan, and anything that reveals that truth is appreciated. It’s important to note, though, that while many knowledgeable Japanese commentators have tried to rationalize the events described in the Records and the Chronicles, the vast majority of the nation believes in the literal truth of these works just as deeply as most Anglo-Saxon people believe in the Bible, its creation story, and its miracles.
The gist of the Japanese creed, as based on their ancient annals, may be briefly summarized. They hold that when the Sun goddess handed the three sacred objects to Ninigi—generally called Tenson, or "heavenly grandchild"—she ordained that the Imperial Throne should be coeval with heaven and earth. They hold that the instructions given with regard to these sacred objects comprised the whole code of administrative ethics. The mirror neither hides nor perverts; it reflects evil qualities as faithfully as good; it is the emblem of honesty and purity. The jewel illustrates the graces of gentleness, softness, amiability, and obedience, and is therefore emblematic of benevolence and virtue.* The sword indicates the virtues of strength, sharpness, and practical decision, and is thus associated with intelligence and knowledge. So long as all these qualities are exercised in the discharge of administrative functions, there can be no misrule.
The essence of the Japanese belief, based on their ancient records, can be summarized briefly. They believe that when the Sun goddess gave the three sacred objects to Ninigi—commonly known as Tenson, or "heavenly grandchild"—she declared that the Imperial Throne should exist alongside heaven and earth. They believe that the instructions regarding these sacred objects encompass the entire code of ethical governance. The mirror neither conceals nor distorts; it reflects bad qualities as accurately as good; it symbolizes honesty and purity. The jewel represents traits like gentleness, softness, friendliness, and obedience, making it a symbol of kindness and virtue. The sword signifies the qualities of strength, sharpness, and practical decision-making, linking it to intelligence and knowledge. As long as all these qualities are applied in carrying out administrative duties, there will be no misrule.
*It must be remembered that the jewel referred to was a piece of green or white jade.
*It should be noted that the jewel mentioned was a piece of green or white jade.
They further hold that when the Sun goddess detailed five Kami to form the suite of Ninigi, these Kami were entrusted with the ministerial duties originally discharged by them, and becoming the heads of five administrative departments, transmitted their offices to generation after generation of their descendants. Thus Koyane was the ancestor of the Nakatomi family who discharged the priestly duties of worship at the Court and recited the Purification Rituals; Futodama became the ancestor of the Imibe (or Imbe), a hereditary corporation whose members performed all offices connected with mourning and funerals; Usume became ancestress of the Sarume, whose duties were to perform dances in honour of the deities and to act as mediums of divine inspiration; Oshihi was the ancestor of the Otomo chief who led the Imperial troops, and Kume became the ancestor of the Kumebe, a hereditary corporation of palace guards. Further, they hold that whereas Ninigi and his five adjunct Kami all traced their lineage to the two producing Kami of the primal trinity, the special title of sovereignty conferred originally on the Sun goddess was transmitted by her to the Tenson (heavenly grandchild), Ninigi, the distinction of ruler and ruled being thus clearly defined. Finally they hold that Ninigi and these five adjunct Kami, though occupying different places in the national polity, had a common ancestor whom they jointly worshipped, thus forming an eternal union.
They also believe that when the Sun goddess appointed five Kami to accompany Ninigi, these Kami were given the administrative roles originally held by them and became the heads of five different departments, passing their roles down through generations of their descendants. Koyane was the ancestor of the Nakatomi family, who took care of the worship duties at the Court and performed the Purification Rituals; Futodama became the ancestor of the Imibe (or Imbe), a hereditary group responsible for all tasks related to mourning and funerals; Usume was the ancestress of the Sarume, whose responsibilities included performing dances in honor of the deities and serving as mediums for divine inspiration; Oshihi was the ancestor of the Otomo chief, who led the Imperial troops, and Kume became the ancestor of the Kumebe, a hereditary group of palace guards. Moreover, they believe that while Ninigi and his five associated Kami all traced their lineage back to the two original Kami of the primal trinity, the special title of sovereignty initially granted to the Sun goddess was passed down to her heavenly grandchild, Ninigi, clearly defining the roles of ruler and ruled. Lastly, they believe that Ninigi and these five associated Kami, although occupying different positions in the national structure, shared a common ancestor whom they all worshipped, thus creating an eternal bond.
ENGRAVING: ANCIENT CIVIL AND MILITARY HEAD-GEAR
CHAPTER V
ORIGIN OF THE JAPANESE NATION: HISTORICAL EVIDENCES
IN considering the question of the origin of the Japanese nation four guides are available; namely, written annals, archaeological relics, physical features, and linguistic affinities.
In looking at the question of where the Japanese nation comes from, there are four sources to consider: written records, archaeological finds, physical characteristics, and language similarities.
WRITTEN ANNALS
The annals, that is to say, the Records and the Chronicles, speak of six peoples; namely, first, Izanagi and his fellow Kami, who, as shown above, may reasonably be identified with the original immigrants represented in the story of the so-called "birth" of the islands; secondly, Jimmu and his followers, who re-conquered the islands; thirdly, the Yemishi, who are identical with the modern Ainu; fourthly, the Kumaso; fifthly, the Sushen; and sixthly the Tsuchi-gumo (earth-spiders). By naming these six separately it is not intended to imply that they are necessarily different races: that remains to be decided. It will be convenient to begin with the Sushen.
The records and chronicles mention six groups of people: first, Izanagi and his fellow Kami, who, as mentioned earlier, can likely be linked to the original immigrants in the tale of the "birth" of the islands; second, Jimmu and his people, who reclaimed the islands; third, the Yemishi, who are the same as the modern Ainu; fourth, the Kumaso; fifth, the Sushen; and sixth, the Tsuchi-gumo (earth-spiders). By listing these six separately, it doesn't mean they are definitely different races; that still needs to be determined. It makes sense to start with the Sushen.
THE SUSHEN
The Sushen were Tungusic ancestors of the Manchu. They are first mentioned in Japanese annals in A.D. 549, when a number of them arrived by boat on the north of Sado Island and settled there, living on fish caught during spring and summer and salted or dried for winter use. The people of Sado regarded them as demons and carefully avoided them, a reception which implies total absence of previous intercourse. Finally they withdrew, and nothing more is heard of their race for over a hundred years, when, in A.D. 658, Hirafu, omi of Abe and warden of Koshi (the northwestern provinces, Etchu, Echizen, and Echigo), went on an expedition against them.
The Sushen were Tungusic ancestors of the Manchu. They were first mentioned in Japanese records in A.D. 549 when a group of them arrived by boat on the northern part of Sado Island and settled there, surviving on fish caught in the spring and summer, which they salted or dried for winter. The locals of Sado viewed them as demons and avoided them carefully, suggesting there had been no previous contact. Eventually, they left, and there was no mention of their people for over a hundred years, until A.D. 658, when Hirafu, the omi of Abe and the warden of Koshi (the northwestern provinces: Etchu, Echizen, and Echigo), led an expedition against them.
Nothing is recorded as to the origin or incidents of this campaign. One account says that Hirafu, on his return, presented two white bears to the Empress; that he fought with the Sushen and carried back forty-nine captives. It may be assumed, however, that the enterprise proved abortive, for, two years later (660), he was again sent against the Sushen with two hundred ships. En route for his destination he took on board his own vessel some of the inhabitants of Yezo (Yemishi) to act as guides, and the flotilla arrived presently in the vicinity of a long river, unnamed in the annals but supposed to have been the Ishikari, which debouches on the west coast of Yezo. There a body of over a thousand Yemishi in a camp facing the river sent messengers to report that the Sushen fleet had arrived in great force and that they were in imminent danger. The Sushen had over twenty vessels and were lying in a concealed port whence Hirafu in vain sent messengers to summon them.
Nothing is recorded about the origin or events of this campaign. One account says that Hirafu, upon his return, presented two white bears to the Empress; that he fought against the Sushen and brought back forty-nine captives. However, it can be assumed that the mission was unsuccessful because, two years later (660), he was sent again against the Sushen with two hundred ships. On the way to his destination, he took some of the people from Yezo (Yemishi) on board his ship to act as guides, and the fleet soon arrived near a long river, unnamed in the records but believed to have been the Ishikari, which flows into the west coast of Yezo. There, a group of over a thousand Yemishi in a camp by the river sent messengers to report that the Sushen fleet had arrived in great force and that they were in immediate danger. The Sushen had over twenty vessels and were lying in a hidden port from which Hirafu sent messengers in vain to summon them.
What ensued in thus told in the Chronicles: "Hirafu heaped up on the beach coloured silk stuffs, weapons, iron, etc.," to excite the cupidity of the Sushen, who thereupon drew up their fleet in order, approached "with equal oars, flying flags made of feathers tied to poles, and halted in a shallow place. Then from one of their ships they sent forth two old men who went round the coloured silk stuffs and other articles which had been piled up, examined them closely, whereafter they changed the single garments they had on, and each taking up a piece of cloth went on board their ship and departed." Meanwhile the Japanese had not made any attempt to molest them. Presently the two old men returned, took off the exchanged garments and, laying them down together with the cloth they had taken away, re-embarked and departed.
What happened next is recorded in the Chronicles: "Hirafu piled colored silk, weapons, iron, and other goods on the beach to tempt the Sushen. They then organized their fleet in formation, approached with their oars in sync, flying flags made of feathers tied to poles, and stopped in shallow water. From one of their ships, they sent two old men who circled the colorful silk and other items that had been stacked up, examined them closely, and then changed out of the single garments they were wearing. Each took a piece of cloth, went back to their ship, and left." Meanwhile, the Japanese did not attempt to interfere with them. Soon after, the two old men returned, removed the exchanged garments, laid them down along with the cloth they had taken, re-embarked, and departed.
Up to this Hirafu seems to have aimed at commercial intercourse. But his overtures having been rejected, he sent to summon the Sushen. They refused to come, and their prayer for peace having been unsuccessful, they retired to "their own palisades." There the Japanese attacked them, and the Sushen, seeing that defeat was inevitable, put to death their own wives and children. How they themselves fared is not recorded, nor do the Chronicles indicate where "their own palisades" were situated, but in Japan it has always been believed that the desperate engagement was fought in the Amur River, and its issue may be inferred from the fact that although the Japanese lost one general officer, Hirafu was able on his return to present to the Empress more than fifty "barbarians," presumably Sushen. Nevertheless, it is recorded that in the same year (A.D. 660), forty-seven men of Sushen were entertained at Court, and the inference is either that these were among the above "savages"—in which case Japan's treatment of her captured foes in ancient times would merit applause—or that the Sushen had previously established relations with Japan, and that Hirafu's campaign was merely to repel trespass.
Up to this point, Hirafu seemed to have aimed for trade relations. However, when his proposals were turned down, he sent for the Sushen. They refused to come, and when their plea for peace failed, they retreated to "their own palisades." There, the Japanese attacked them, and seeing inevitable defeat, the Sushen killed their own wives and children. What happened to them is not recorded, nor do the Chronicles specify the location of "their own palisades," but in Japan, it's always been believed that the desperate battle took place at the Amur River. The outcome can be inferred from the fact that although the Japanese lost one general officer, Hirafu was able to return and present more than fifty "barbarians," presumably Sushen, to the Empress. Nonetheless, it's noted that in the same year (A.D. 660), forty-seven Sushen men were hosted at Court, suggesting either that these were among the aforementioned "savages"—which would mean Japan's treatment of captured enemies in ancient times deserves praise—or that the Sushen had already established relations with Japan, and Hirafu's campaign was just to repel an invasion.
During the next sixteen years nothing more is heard of the Sushen, but, in A.D. 676, seven of them arrived in the train of an envoy from Sinra, the eastern of the three kingdoms into which Korea was then divided. This incident evokes no remark whatever from the compilers of the Chronicles, and they treat with equal indifference the statement that during the reign of the Empress Jito, in the year A.D. 696, presents of coats and trousers made of brocade, together with dark-red and deep-purple coarse silks, oxen, and other things were given to two men of Sushen. Nothing in this brief record suggests that any considerable intercourse existed in ancient times between the Japanese and the Tungusic Manchu, or that the latter settled in Japan in any appreciable numbers.
For the next sixteen years, there was no further mention of the Sushen, but in A.D. 676, seven of them came with an envoy from Sinra, the easternmost of the three kingdoms that Korea was divided into at that time. This event received no comment from the compilers of the Chronicles, who also showed equal disinterest in the fact that during the reign of Empress Jito, in the year A.D. 696, gifts of brocade coats and trousers, along with dark-red and deep-purple coarse silks, oxen, and other items, were given to two Sushen men. This brief record doesn't indicate that there was any significant interaction in ancient times between the Japanese and the Tungusic Manchu, nor does it suggest that the latter settled in Japan in any significant numbers.
THE YEMISHI
The Yemishi are identified with the modern Ainu. It appears that the continental immigrants into Japan applied to the semi-savage races encountered by them the epithet "Yebisu" or "Yemishi," terms which may have been interchangeable onomatopes for "barbarian." The Yemishi are a moribund race. Only a remnant, numbering a few thousands, survives, now in the northern island of Yezo. Nevertheless it has been proved by Chamberlain's investigations into the origin of place-names, that in early times the Yemishi extended from the north down the eastern section of Japan as far as the region where the present capital (Tokyo) stands, and on the west to the province now called Echizen; and that, when the Nihongi was written, they still occupied a large part of the main island.
The Yemishi are now identified with the modern Ainu. It seems that the continental immigrants into Japan referred to the semi-savage groups they encountered as "Yebisu" or "Yemishi," which might have been interchangeable terms for "barbarian." The Yemishi are an at-risk race. Only a small group, numbering a few thousand, remains, mostly in the northern island of Yezo. However, Chamberlain's research into the origins of place names has shown that in ancient times, the Yemishi lived in the north and extended down the eastern part of Japan as far as where today's capital (Tokyo) is located, and west to the area now known as Echizen; and that when the Nihongi was written, they still inhabited a significant portion of the main island.
We find the first mention of them in a poem attributed to the Emperor Jimmu. Conducting his campaign for the re-conquest of Japan, Jimmu, uncertain of the disposition of a band of inhabitants, ordered his general, Michi, to construct a spacious hut (muro) and invite the eighty doubtful characters to a banquet. An equal number of Jimmu's soldiers acted as hosts, and, at a given signal, when the guests were all drunk, they were slaughtered. Jimmu composed a couplet expressing his troops' delight at having disposed of a formidable foe so easily, and in this verselet he spoke of one Yemishi being reputed to be a match for a hundred men.
We first see them mentioned in a poem said to be written by Emperor Jimmu. While he was campaigning to retake Japan, unsure about the intentions of a group of locals, Jimmu instructed his general, Michi, to build a large hut (muro) and invite the eighty suspicious individuals to a feast. An equal number of Jimmu's soldiers served as hosts, and at a prearranged signal, when the guests were all intoxicated, they were killed. Jimmu wrote a couplet expressing his troops' joy at easily eliminating a formidable enemy, referring to one Yemishi as being equal to a hundred men.
Whether this couplet really belongs to its context, however, is questionable; the eighty warriors killed in the muro may not have been Yemishi at all. But the verse does certainly tend to show that the Yemishi had a high fighting reputation in ancient times, though it will presently be seen that such fame scarcely consists with the facts revealed by history. It is true that when next we hear of the Yemishi more than seven and a half centuries have passed, and during that long interval they may have been engaged in a fierce struggle for the right of existence. There is no evidence, however, that such was the case.
Whether this couplet actually fits its context is questionable; the eighty warriors killed in the muro might not have been Yemishi at all. However, the verse does suggest that the Yemishi had a strong fighting reputation in ancient times, though it will soon be shown that such fame doesn’t quite match up with historical facts. It’s true that the next time we hear of the Yemishi, more than seven and a half centuries have passed, and during that long period, they may have been involved in a fierce struggle for survival. However, there’s no evidence to support that this was the case.
On the contrary, it would seem that the Japanese invaders encountered no great resistance from the Yemishi in the south, and were for a long time content to leave them unmolested in the northern and eastern regions. In A.D. 95, however, Takenouchi-no-Sukune was commissioned by the Emperor Keiko to explore those regions. He devoted two years to the task, and, on his return in 97, he submitted to his sovereign this request: "In the eastern wilds there is a country called Hi-taka-mi (Sun-height). The people of this country, both men and women, tie up their hair in the form of a mallet and tattoo their bodies. They are of fierce temper and their general name is Yemishi. Moreover, the land is wide and fertile. We should attack it and take it." [Aston's translation.] It is observable that the principal motive of this advice is aggressive. The Yemishi had not molested the Japanese or shown any turbulence. They ought to be attacked because their conquest would be profitable: that was sufficient.
On the contrary, it seems that the Japanese invaders faced little resistance from the Yemishi in the south and were content to leave them alone in the northern and eastern areas for a long time. In A.D. 95, however, Takenouchi-no-Sukune was sent by Emperor Keiko to explore those regions. He spent two years on this task and, upon his return in 97, he made this request to his ruler: "In the eastern wilds, there is a country called Hi-taka-mi (Sun-height). The people there, both men and women, style their hair like a mallet and have tattoos all over their bodies. They are fierce, and their general name is Yemishi. Furthermore, the land is vast and fertile. We should attack it and take it." [Aston's translation.] It’s clear that the main motive behind this advice is aggressive. The Yemishi had not disturbed the Japanese or caused any trouble. They should be attacked because conquering them would be profitable: that was enough reason.
Takenouchi's counsels could not be immediately followed. Other business of a cognate nature in the south occupied the Court's attention, and thirteen years elapsed before (A.D. 110) the celebrated hero, Prince Yamato-dake, led an expedition against the Yemishi of the east. In commanding him to undertake this task, the Emperor, according to the Chronicles, made a speech which, owing to its Chinese tone, has been called apocryphal, though some, at any rate, of the statements it embodies are attested by modern observation of Ainu manners and customs. He spoke of the Yemishi as being the most powerful among the "eastern savages;" said that their "men and women lived together promiscuously," that there was "no distinction of father and child;" that in winter "they dwelt in holes and in summer they lived in huts;" that their clothing consisted of furs and that they drank blood; that when they received a favour they forgot it, but if an injury was done them they never failed to avenge it, and that they kept arrows in their top-knots and carried swords within their clothing. How correct these attributes may have been at the time they were uttered, there are no means of judging, but the customs of the modern Ainu go far to attest the accuracy of the Emperor Keiko's remarks about their ancestors.
Takenouchi's advice couldn't be acted upon right away. The Court was focused on other related matters in the south, and it took thirteen years before, in A.D. 110, the well-known hero, Prince Yamato-dake, led a campaign against the Yemishi in the east. In asking him to take on this mission, the Emperor, according to the Chronicles, delivered a speech that some consider apocryphal due to its Chinese tone, even though some of the points it makes are supported by modern observations of Ainu customs. He referred to the Yemishi as the strongest among the "eastern savages," noted that their "men and women lived together casually," that there was "no distinction between father and child," that in winter "they lived in holes and in summer in huts," that their clothing was made from furs, and that they drank blood. He stated that when they received a favor, they would forget it, but they would always seek revenge for any wrong done to them, and that they kept arrows in their top-knots and carried swords hidden in their clothing. We have no way of judging how accurate these descriptions were at the time they were made, but the customs of the modern Ainu largely support the Emperor Keiko's observations about their ancestors.
Yamato-dake prefaced his campaign by worshipping at the shrine of Ise, where he received the sword "Herb-queller," which Susanoo had taken from the last chieftain of the Izumo tribesmen. Thence he sailed along the coast to Suruga, where he landed, and was nearly destroyed by the burning of a moor into which he had been persuaded to penetrate in search of game. Escaping with difficulty, and having taken a terrible vengeance upon the "brigands" who had sought to compass his destruction, he pushed on into Sagami, crossed the bay to Kazusa and, sailing north, reached the southern shore of Shimosa, which was the frontier of the Yemishi. The vessels of the latter assembled with the intention of offering resistance, but at the aspect of the Japanese fleet and the incomparably superior arms and arrows of the men it carried, they submitted unconditionally and became personal attendants on Yamato-dake.
Yamato-dake started his campaign by visiting the shrine of Ise, where he received the sword "Herb-queller," which Susanoo had taken from the last leader of the Izumo tribes. From there, he sailed along the coast to Suruga, where he landed and nearly met his end in a burning marsh that he had been convinced to enter in search of game. After narrowly escaping and exacting brutal revenge on the "bandits" who had tried to kill him, he moved on into Sagami, crossed the bay to Kazusa, and, sailing north, reached the southern shore of Shimosa, which marked the border of the Yemishi. The Yemishi gathered their ships to resist, but when they saw the Japanese fleet and the far superior weapons and arrows of its soldiers, they surrendered without conditions and became personal attendants to Yamato-dake.
Three things are noticeable in this narrative. The first is that the "brigands of Suruga" were not Yemishi; the second, that the Yemishi offered no resistance, and the third, that the Yemishi chiefs are called in the Chronicles "Kami of the islands" and "Kami of the country"—titles which indicate that they were held in some respect by the Japanese. It is not explicitly recorded that Yamato-dake had any further encounter with the Yemishi, but figurative references show that he had much fighting. The Chronicles quote him as saying, after his return to Kii from an extended march through the northeastern provinces and after penetrating as far as Hi-taka-mi (modern Hitachi), the headquarters of the Yemishi, that the only Yemishi who remained unsubmissive were those of Shinano and Koshi (Echigo, Etchu, and Echizen). But although Yamato-dake subsequently entered Shinano, where he suffered much from the arduous nature of the ground, and though he sent a general to explore Koshi, he ultimately retired to Owari, where he died from the effects of fatigue and exposure according to some authorities, of a wound from a poisoned arrow according to others. His last act was to present as slaves to the shrine of Ise the Yemishi who had originally surrendered and who had subsequently attached themselves to his person. They proved so noisy, however, that the priestess of the shrine sent them to the Yamato Court, which assigned for them a settlement on Mount Mimoro. Here, too, their conduct was so turbulent that they received orders to divide and take up their abode at any place throughout the five provinces of Harima, Sanuki, Iyo, Aki, and Awa, where, in after ages, they constituted a hereditary corporation of Saeki (Saekibe).
Three things stand out in this story. First, the "brigands of Suruga" were not Yemishi; second, the Yemishi didn't resist, and third, the Yemishi leaders are referred to in the Chronicles as "Kami of the islands" and "Kami of the country"—titles showing they were respected by the Japanese. It's not specifically noted that Yamato-dake had any further confrontations with the Yemishi, but figurative mentions suggest he faced a lot of fighting. The Chronicles quote him saying, after returning to Kii from a long march through the northeastern provinces and reaching as far as Hi-taka-mi (modern Hitachi), the base of the Yemishi, that the only Yemishi who remained defiant were those from Shinano and Koshi (Echigo, Etchu, and Echizen). However, even though Yamato-dake later entered Shinano, where he struggled significantly due to the challenging terrain, and sent a general to scout Koshi, he eventually retreated to Owari, where he died from exhaustion and exposure according to some sources, or from a wound inflicted by a poisoned arrow according to others. His final act was to offer as slaves to the Ise shrine the Yemishi who had initially surrendered and then attached themselves to him. They were so disruptive that the shrine's priestess sent them to the Yamato Court, which assigned them to settle on Mount Mimoro. Even there, their behavior was so unruly that they were ordered to split up and live in any location across the five provinces of Harima, Sanuki, Iyo, Aki, and Awa, where, in later times, they formed a hereditary group called Saeki (Saekibe).
These details deserve to be recorded, for their sequel shows historically that there is an Yemishi element in the Japanese race. Thus, in later times we find the high rank of muraji borne by a member of the Saekibe. Fifteen years (A.D. 125) after the death of Yamato-dake, Prince Sajima was appointed governor-general of the fifteen provinces of Tosan-do (the Eastern Mountain circuit); that is to say, the provinces along the east coast. He died en route and his son, Prince Mimoro, succeeded to the office. During his tenure of power the Yemishi raised a disturbance, but no sooner was force employed against them than they made obeisance and threw themselves on the mercy of the Japanese, who pardoned all that submitted.
These details are important to note because they show that there is a Yemishi element in the Japanese race. Later on, we see that a member of the Saekibe held the high rank of muraji. Fifteen years (A.D. 125) after the death of Yamato-dake, Prince Sajima was appointed governor-general of the fifteen provinces of Tosan-do (the Eastern Mountain circuit); that is, the provinces along the east coast. He died on the way, and his son, Prince Mimoro, took over the position. During his time in power, the Yemishi caused a disturbance, but as soon as force was used against them, they submitted and asked for mercy from the Japanese, who pardoned all who surrendered.
This orderly condition remained uninterrupted until A.D. 367, when the Yemishi in Kazusa made one of the very few successful revolts on record. They killed Tamichi, a Japanese general sent against them, and they drove back his forces, who do not appear to have taken very effective measures of retaliation. In 482 we find the Yemishi rendering homage to the Emperor Kenso, a ceremony which was repeated on the accession of the Emperor Kimmei (540).
This stable situation continued without disruption until A.D. 367, when the Yemishi in Kazusa carried out one of the very few successful revolts noted in history. They killed Tamichi, a Japanese general sent to confront them, and pushed back his troops, who didn’t seem to mount a strong counterattack. In 482, the Yemishi acknowledged the authority of Emperor Kenso, and this ceremony was once again held when Emperor Kimmei came to power in 540.
But, though meek in the presence of peril, the Yemishi appear to have been of a brawling temperament. Thus, in 561, several thousands of them showed hostility on the frontier, yet no sooner were their chiefs threatened with death than they submitted. At that time all the provinces in the northeast and northwest—then included in Mutsu and Dewa—were in Yemishi possession. They rebelled again in 637, and at first gained a signal success, driving the Japanese general, Katana, into a fortress where he was deserted by his troops. His wife saved the situation. She upbraided her husband as he was scaling the palisades to escape by night, fortified him with wine, girded his sword on herself, and caused her female attendants—of whom there were "several tens"—to twang bowstrings. Katana, taking heart of grace, advanced single handed; the Yemishi, thinking that his troops had rallied, gave way, and the Japanese soldiers, returning to their duty, killed or captured all the insurgents.
But, even though they were calm in the face of danger, the Yemishi seemed to have a combative nature. In 561, thousands of them expressed hostility at the border, but as soon as their leaders were threatened with death, they backed down. At that time, all the provinces in the northeast and northwest—then part of Mutsu and Dewa—were under Yemishi control. They rebelled again in 637, initially achieving a significant victory by forcing the Japanese general, Katana, into a fortress where he was abandoned by his troops. His wife turned the tide. She scolded him as he was trying to escape over the palisades at night, strengthened him with wine, strapped on his sword herself, and had her female attendants—of whom there were "several tens"—make bowstring noises. Rekindled by her support, Katana charged out alone; the Yemishi, thinking his troops had regrouped, retreated, and the Japanese soldiers, returning to their posts, killed or captured all the rebels.
No other instance of equally determined resistance is recorded on the part of the Yemishi. In 642, several thousands made submission in Koshi. Four years later (646), we find Yemishi doing homage to the Emperor Kotoku. Yet in 645 it was deemed necessary to establish a barrier settlement against them in Echigo; and whereas, in 655, when the Empress Saimei ascended the throne, her Court at Naniwa entertained ninety-nine of the northern Yemishi and forty-five of the eastern, conferring cups of honour on fifteen, while at the same time another numerous body came to render homage and offer gifts, barely three years had elapsed when, in 655, a Japanese squadron of 180 vessels, under the command of Hirafu, omi of Abe, was engaged attacking the Yemishi at Akita on the northwest coast of the main island.
No other instance of equally determined resistance from the Yemishi is recorded. In 642, several thousand submitted in Koshi. Four years later (646), we see Yemishi paying their respects to Emperor Kotoku. However, in 645, it was considered necessary to establish a barrier settlement against them in Echigo. By 655, when Empress Saimei took the throne, her Court at Naniwa hosted ninety-nine northern Yemishi and forty-five eastern ones, giving honor cups to fifteen. At the same time, another large group came to pay homage and offer gifts. Just three years later, in 655, a Japanese fleet of 180 ships, led by Hirafu, the omi of Abe, was engaged in attacking the Yemishi at Akita on the northwest coast of the main island.
All this shows plainly that many districts were still peopled by Yemishi and that their docility varied in different localities. In the Akita campaign the usual surrender was rehearsed. The Yemishi declared that their bows and arrows were for hunting, not for fighting, and the affair ended in a great feast given by Hirafu, the sequel being that two hundred Yemishi proceeded to Court, carrying presents, and were appointed to various offices in the localities represented, receiving also gifts of arms, armour, drums, and flags.*
All of this clearly shows that many regions were still inhabited by the Yemishi and that their willingness to cooperate differed in various places. During the Akita campaign, the typical surrender took place. The Yemishi claimed their bows and arrows were for hunting, not for fighting, and the situation ended with a big feast hosted by Hirafu. As a result, two hundred Yemishi went to the Court, bringing gifts, and were given different positions in the areas they represented, also receiving gifts of weapons, armor, drums, and flags.*
*It is related that these flags had tops shaped like cuttlefish.
*It is said that these flags had tops shaped like cuttlefish.
An interesting episode is recorded of this visit. One of the Yemishi, having been appointed to a high post, was instructed to investigate the Yemishi population and the captive population. Who were these captives? They seem to have been Sushen, for at the feast given by Hirafu his Yemishi guests came accompanied by thirty-five captives, and it is incredible that Japanese prisoners would have been thus humiliated in the sight of their armed countrymen. There will be occasion to recur to this point presently. Here we have to note that in spite of frequent contact, friendly or hostile, and in spite of so many years of intercourse, the Yemishi seem to have been still regarded by the Japanese as objects of curiosity. For, in the year 654, envoys from Yamato to the Tang Emperor of China took with them a Yemishi man and woman to show to his Majesty.
An interesting episode is noted from this visit. One of the Yemishi, who was appointed to a high position, was tasked with investigating the Yemishi population and the captured individuals. Who were these captives? They appear to have been Sushen, since at the feast hosted by Hirafu, his Yemishi guests arrived with thirty-five captives, which is hard to believe that Japanese prisoners would have been publicly humiliated in front of their armed fellow countrymen. We will revisit this point shortly. It’s important to note that despite frequent interactions, whether friendly or hostile, and many years of engagement, the Yemishi still seemed to be viewed by the Japanese as objects of curiosity. In 654, envoys from Yamato to the Tang Emperor of China even brought a Yemishi man and woman to show to his Majesty.
The Chinese sovereign was much struck by the unwonted appearance of these people. He asked several questions, which are recorded verbatim in the Chronicles; and the envoys informed him that there were three tribes of Yemishi; namely, the Tsugaru* Yemishi, who were the most distant; next, the Ara Yemishi (rough or only partially subdued), and lastly, the Nigi Yemishi (quiet or docile); that they sustained life by eating, not cereals, but flesh, and that they dispensed with houses, preferring to live under trees and in the recesses of mountains. The Chinese Emperor finally remarked, "When we look at the unusual bodily appearance of these Yemishi, it is strange in the extreme."
The Chinese ruler was taken aback by the unusual appearance of these people. He asked several questions, which are documented word for word in the Chronicles; and the envoys told him that there were three tribes of Yemishi: the Tsugaru* Yemishi, who were the most remote; next, the Ara Yemishi (rough or only partially subdued); and lastly, the Nigi Yemishi (calm or docile). They survived by eating not grains but meat, and they didn't have houses, choosing instead to live under trees and in the mountain caves. The Chinese Emperor finally said, "When we see the strange physical appearance of these Yemishi, it is extremely unusual."
*The Story of Korea, by Longford.
*The Story of Korea, by Longford.*
Evidently whatever the original provenance of the Yemishi, they had never been among the numerous peoples who observed the custom of paying visits of ceremony to the Chinese capital. They were apparently not included in the family of Far Eastern nations. From the second half of the seventh century they are constantly found carrying tribute to the Japanese Court and receiving presents or being entertained in return. But these evidences of docility and friendship were not indicative of the universal mood. The Yemishi located in the northeastern section of the main island continued to give trouble up to the beginning of the ninth century, and throughout this region as well as along the west coast from the thirty-eighth parallel of latitude northward the Japanese were obliged to build six castles and ten barrier posts between A.D. 647 and 800.
Clearly, no matter where the Yemishi originally came from, they were never among the many peoples who followed the tradition of visiting the Chinese capital. They didn’t seem to be part of the Far Eastern nations. From the second half of the seventh century, they were often seen bringing tribute to the Japanese Court and receiving gifts or hospitality in return. However, these signs of obedience and friendship didn’t reflect the overall attitude. The Yemishi living in the northeastern part of the main island continued to cause problems until the early ninth century, and throughout this area, as well as along the west coast from the thirty-eighth parallel northward, the Japanese had to build six castles and ten barrier posts between A.D. 647 and 800.
These facts, however, have no concern with the immediate purpose of this historical reference further than to show that from the earliest times the Yamato immigrants found no opponents in the northern half of the island except the Yemishi and the Sushen. One more episode, however, is germane. In the time (682) of the Emperor Temmu, the Yemishi of Koshi, who had by that time become quite docile, asked for and received seven thousand families of captives to found a district. A Japanese writing alleges that these captives were subjects of the Crown who had been seized and enslaved by the savages. But that is inconsistent with all probabilities. The Yamato might sentence these people to serfdom among men of their own race, but they never would have condemned Japanese to such a position among the Yemishi. Evidently these "captives" were prisoners taken by the Yamato from the Koreans, the Sushen, or some other hostile nation.
These facts, however, don't relate to the immediate aim of this historical reference except to show that from the earliest times, the Yamato immigrants faced no opponents in the northern part of the island except for the Yemishi and the Sushen. One more episode, however, is relevant. During the time of Emperor Temmu (682), the Yemishi of Koshi, who had by then become quite tame, requested and received seven thousand families of captives to establish a district. A Japanese text claims that these captives were subjects of the Crown who had been captured and enslaved by the savages. However, that doesn’t add up. The Yamato might have sentenced these people to serfdom among their own people, but they would never have condemned Japanese to such a fate among the Yemishi. Clearly, these "captives" were prisoners taken by the Yamato from the Koreans, the Sushen, or another hostile nation.
THE KUMASO
There has been some dispute about the appellation "Kumaso." One high authority thinks that Kuma and So were the names of two tribes inhabiting the extreme south of Japan; that is to say, the provinces now called Hyuga, Osumi, and Satsuma. Others regard the term as denoting one tribe only. The question is not very material. Among all the theories formed about the Kumaso, the most plausible is that they belonged to the Sow race of Borneo and that they found their way to Japan on the breast of the "Black Tide." Many similarities of custom have been traced between the two peoples. Both resorted freely to ornamental tattooing; both used shields decorated with hair; both were skilled in making articles of bamboo, especially hats; both were fond of dancing with accompaniment of singing and hand-clapping; and both dressed their hair alike. Japanese annals use the word "Kumaso" for the first time in connexion with the annexation of Tsukushi (Kyushu) by the Izanagi expedition, when one of the four faces of the island is called the "land of Kumaso." Plainly if this nomenclature may be taken as evidence, the Kumaso must have arrived in Japan at a date prior to the advent of the immigrants represented by Izanagi and Izanami; and it would further follow that they did not penetrate far into the interior, but remained in the vicinity of the place of landing, which may be supposed to have been some point on the southern coast of Kyushu. Nor does there appear to have been any collision between the two tides of immigrants, for the first appearance of the Kumaso in a truculent role was in A.D. 81 when they are said to have rebelled.
There has been some debate about the name "Kumaso." One expert believes that Kuma and So were the names of two tribes living in the far south of Japan, specifically in the areas now known as Hyuga, Osumi, and Satsuma. Others think the term refers to just one tribe. The issue isn’t very significant. Among all the theories about the Kumaso, the most credible suggests they were part of the Sow race from Borneo and traveled to Japan with the "Black Tide." There are many cultural similarities between the two groups. Both practiced decorative tattooing, used shields adorned with hair, were skilled at making bamboo items (especially hats), enjoyed dancing with singing and hand-clapping, and styled their hair similarly. Japanese historical records first mention "Kumaso" in relation to the annexation of Tsukushi (Kyushu) by the Izanagi expedition, when one of the four regions of the island is called the "land of Kumaso." Clearly, if this naming can be taken as evidence, the Kumaso arrived in Japan before the immigrants represented by Izanagi and Izanami; it would also suggest that they didn’t move far inland but stayed near where they landed, likely on the southern coast of Kyushu. Furthermore, there seems to have been no conflict between the two waves of immigrants, as the first record of the Kumaso in an aggressive role was in A.D. 81 when they are said to have rebelled.
The incident, though remote from the capital, was sufficiently formidable to induce the Emperor Keiko to lead a force against them in person from Yamato. En route he had to deal with "brigands" infesting Suwo and Buzen, provinces separated by the Inland Sea and situated respectively on the south of the main island and the north of Kyushu. These provinces were ruled by chieftainesses, who declared themselves loyal to the Imperial cause, and gave information about the haunts and habits of the "brigands," who in Suwo had no special appellation but in Buzen were known as Tsuchi-gumo, a name to be spoken of presently. They were disposed of partly by stratagem and partly by open warfare. But when the Yamato troops arrived in Hyuga within striking distance of the Kumaso, the Emperor hesitated. He deemed it wise not to touch the spear-points of these puissant foes. Ultimately he overcame them by enticing the two daughters of the principal leaders and making a show of affection for one of them. She conducted Japanese soldiers to her father's residence, and having plied him with strong drink, cut his bow-string while he slept so that the soldiers could kill him with impunity. It is recorded that Keiko put the girl to death for her unfilial conduct, but the assassination of her father helped the Japanese materially in their campaign against the Kumaso, whom they succeeded in subduing and in whose land the Emperor remained six years.
The incident, though far from the capital, was impressive enough to prompt Emperor Keiko to personally lead a force from Yamato against them. On the way, he had to confront "brigands" troubling Suwo and Buzen, provinces divided by the Inland Sea, located respectively to the south of the main island and to the north of Kyushu. These provinces were led by chieftainesses, who claimed loyalty to the Imperial cause and provided intel about the "brigands," who in Suwo had no specific name but were known as Tsuchi-gumo in Buzen, a name I'll explain shortly. They were dealt with through tactics and direct combat. However, when the Yamato troops reached Hyuga, close enough to engage the Kumaso, the Emperor hesitated. He thought it best not to provoke these powerful foes. Ultimately, he managed to overcome them by winning over the two daughters of the main leaders, showing affection for one of them. She led Japanese soldiers to her father's home and, after getting him drunk, cut his bowstring while he slept so the soldiers could kill him without risk. It's noted that Keiko executed the girl for her disloyalty, but the assassination of her father significantly aided the Japanese in their campaign against the Kumaso, whom they eventually subdued, and the Emperor stayed in their land for six years.
The Kumaso were not quelled, however. Scarcely eight years had elapsed from the time of Keiko's return to Yamato when they rebelled again, "making ceaseless raids upon the frontier districts;" and he sent against them his son, Yamato-dake; with a band of skilled archers. This youth, one of the most heroic figures in ancient Japanese history, was only sixteen. He disguised himself as a girl and thus gained access to a banquet given by the principal Kumaso leader to celebrate the opening of a new residence. Attracted by the beauty of the supposed girl, the Kumaso chieftain placed her beside him, and when he had drunk heavily, Yamato-dake stabbed him to the heart,* subsequently serving all his band in the same way. After this, the Kumaso remained quiet for nearly a century, but in the year 193,** during the reign of the Emperor Chuai, they once more rebelled, and the Emperor organized an expedition against them. He failed in the struggle and was killed by the Kumaso's arrows. Thenceforth history is silent about them.
The Kumaso were not defeated, though. Just eight years after Keiko returned to Yamato, they rebelled again, launching constant raids on the border areas. He sent his son, Yamato-dake, along with a group of skilled archers, to confront them. This young man, one of the most legendary figures in ancient Japanese history, was only sixteen years old. He dressed as a girl to attend a banquet hosted by the main Kumaso leader, who was celebrating the opening of a new residence. Enchanted by the beauty of the "girl," the Kumaso chieftain sat her next to him, and after he had drunken heavily, Yamato-dake stabbed him in the heart, then dealt with all his men the same way. After this, the Kumaso stayed quiet for nearly a century, but in the year 193, during Emperor Chuai's reign, they revolted again, prompting the Emperor to organize a military campaign against them. He was unsuccessful in the battle and was killed by the Kumaso's arrows. After that, history has nothing more to say about them.
*The Chronicles relate that when the Kumaso was struck down he asked for a moment's respite to learn the name of his slayer, whose prowess astounded him. On receiving an answer he sought the prince's permission to give him a title, and declared that instead of being called Yamato Oguna, the name hitherto borne by him, he should be termed Yamato-dake (Champion of Japan) because he had conquered the hitherto unconquerable. The prince accepted the name, and then gave the Kumaso his coup de grace.
*The Chronicles say that when the Kumaso was defeated, he asked for a moment to find out the name of his killer, whose skill amazed him. After learning the name, he requested the prince's permission to give him a title, stating that instead of being called Yamato Oguna, the name he had held before, he should now be called Yamato-dake (Champion of Japan) because he had conquered what was previously unconquerable. The prince accepted the new name and then gave the Kumaso his final blow.*
**It should be understood that these dates, being prehistoric, are not wholly reliable.
**It should be understood that these dates, being prehistoric, are not entirely reliable.**
Who, then, were they? It is related in the Chronicles that, after breaking the power of the Kumaso, the Emperor Keiko made a tour of inspection in Tsukushi (Kyushu), and arriving at the district of Kuma, summoned two brothers, princes of Kuma, to pay homage. One obeyed, but the other refused, and soldiers were therefore sent to put him to death. Now Kuma was the name of the three kingdoms into which the Korean peninsula was divided in ancient times, and it has been suggested [Aston] that the land of Kuma in Korea was the parent country of Kuma in Japan, Kom in the Korean language having the same meaning (bear) as Kuma in the Japanese. This, of course, involves the conclusion that the Kumaso were originally Korean emigrants; a theory somewhat difficult to reconcile with their location in the extreme south of Kyushu.
Who, then, were they? The Chronicles say that after defeating the Kumaso, Emperor Keiko toured Tsukushi (Kyushu) and, upon reaching the Kuma district, summoned two princes of Kuma to pay their respects. One complied, but the other refused, leading to soldiers being sent to execute him. Kuma was the name of the three kingdoms that divided the Korean peninsula in ancient times, and it's been suggested [Aston] that the land of Kuma in Korea was the original home of Kuma in Japan, as "Kom" in Korean means the same thing (bear) as "Kuma" in Japanese. This, of course, implies that the Kumaso were originally Korean immigrants, a theory that's somewhat hard to reconcile with their location in the far south of Kyushu.
The apparent silence of the annals about the subsequent career of the tribe is accounted for by supposing that the Kumaso were identical with the Hayato (falcon men), who make their first appearance upon the scene in prehistoric days as followers of Hosuseri in his contest with his younger brother, Hohodemi, the hero of the legend about the palace of the sea god. Hohodemi according to the rationalized version of the legend having obtained assistance in the shape of ships and mariners from an oversea monarch (supposed to have reigned in Korea), returned to Tsukushi to fight his brother, and being victorious, spared Hosuseri's life on condition that the descendants of the vanquished through eighty generations should serve the victor's descendants as mimes.
The silence in historical records about the later history of the tribe can be explained by the belief that the Kumaso were the same as the Hayato (falcon men), who first appeared in prehistoric times as followers of Hosuseri during his conflict with his younger brother, Hohodemi, the hero in the legend of the sea god's palace. In the rationalized version of the legend, Hohodemi received help in the form of ships and sailors from a king across the sea (thought to have ruled in Korea). He returned to Tsukushi to fight his brother, and after winning, spared Hosuseri's life on the condition that the descendants of the defeated would serve his descendants as mimics for eighty generations.
"On that account," says the Chronicles, "the various Hayato, descended from Hosuseri to the present time, do not leave the vicinity of the Imperial palace enclosure and render service instead of watch-dogs." The first mention of the name Hayato after the prehistoric battle in Kyushu, occurs in the year 399, when Sashihire, one of the tribe, was induced to assassinate his master, an Imperial prince. This incident goes to show that individual members of the tribe were then employed at Court; an inference confirmed fifty-one years later, when, on the death of Emperor Yuryaku, "the Hayato lamented night and day beside the misasagi (tomb) and refused the food offered to them, until at the end of seven days they died."
"Because of this," the Chronicles say, "the different Hayato, descended from Hosuseri to today, stay close to the Imperial palace and serve as guards instead of watch-dogs." The first mention of the name Hayato after the ancient battle in Kyushu is in the year 399, when Sashihire, a member of the tribe, was persuaded to kill his master, an Imperial prince. This incident shows that individual members of the tribe were employed at the Court, which is further confirmed fifty-one years later when, after the death of Emperor Yuryaku, "the Hayato mourned day and night beside the tomb and refused the food offered to them, until they died at the end of seven days."
It can scarcely be doubted that we have here a reversion to the old custom which compelled slaves to follow their lords to the grave. The Hayato serving in the Court at that epoch held the status generally assigned in ancient days to vanquished people, the status of serfs or slaves. Six times during the next 214 years we find the Hayato repairing to the Court to pay homage, in the performance of which function they are usually bracketted with the Yemishi. Once (682) a wrestling match took place in the Imperial presence between the Hayato of Osumi and those of Satsuma, and once (694) the viceroy of Tsukushi (Kyushu) presented 174 Hayato to the Court.
It’s hard to argue that we’re seeing a return to the old tradition that forced slaves to follow their masters to the grave. The Hayato serving in the Court at that time had the same status typically assigned to conquered peoples in ancient times, that of serfs or slaves. Over the next 214 years, we see the Hayato visiting the Court six times to pay their respects, usually being grouped with the Yemishi. Once, in 682, there was a wrestling match in the presence of the Emperor between the Hayato from Osumi and those from Satsuma, and once, in 694, the viceroy of Tsukushi (Kyushu) presented 174 Hayato to the Court.
THE TSUCHI-GUMO
In ancient Japan there was a class of men to whom the epithet "Tsuchi" (earth-spiders) was applied. Their identity has been a subject of much controversy. The first mention made of them in Japanese annals occurs in connexion with the slaughter of eighty braves invited to a banquet by the Emperor Jimmu's general in a pit-dwelling at Osaka.* The Records apply to these men the epithet "Tsuchi-gumo," whereas the Chronicles represent the Emperor as celebrating the incident in a couplet which speaks of them as Yemishi. It will be seen presently that the apparent confusion of epithet probably conveys a truth.
In ancient Japan, there was a group of men known as "Tsuchi" (earth-spiders). Their identity has been a topic of much debate. The first reference to them in Japanese history is linked to the massacre of eighty warriors who were invited to a banquet by the general of Emperor Jimmu in a pit-dwelling in Osaka.* The Records refer to these men as "Tsuchi-gumo," while the Chronicles depict the Emperor celebrating the event in a couplet, calling them Yemishi. It will become clear soon that the apparent mix-up in terms likely holds some truth.
*This incident has been already referred to under the heading "Yemishi." It is to be observed that the "Osaka" here mentioned is not the modern city of Osaka.
*This incident has already been mentioned under the heading "Yemishi." It's important to note that the "Osaka" referred to here is not the modern city of Osaka.*
The next allusion to Tsuchi-gumo occurs in the annals of the year (662 B.C.) following the above event, according to the chronology of the Chronicles. The Emperor, having commanded his generals to exercise the troops, Tsuchi-gumo were found in three places, and as they declined to submit, a detachment was sent against them. Concerning a fourth band of these defiant folk, the Chronicles say: "They had short bodies and long legs and arms. They were of the same class as the pigmies. The Imperial troops wove nets of dolichos, which they flung over them and then slew them."
The next mention of Tsuchi-gumo appears in the records from the year (662 B.C.) after the previous event, according to the timeline in the Chronicles. The Emperor ordered his generals to drill the troops, and Tsuchi-gumo were found in three locations. When they refused to surrender, a team was sent to confront them. About a fourth group of these rebellious people, the Chronicles state: "They had short bodies with long legs and arms. They belonged to the same group as the pygmies. The Imperial troops made nets from dolichos, which they threw over them and then killed them."
There are four comments to be made on this. The first is that the scene of the fighting was in Yamato. The second, that the chiefs of the Tsuchi-gumo had Japanese names—names identical, in two cases, with those of a kind of Shinto priest (hafuri), and therefore most unlikely to have been borne by men not of Japanese origin. The third, that the presence of Tsuchi-gumo in Yamato preceded the arrival of Jimmu's expedition. And the fourth, that the Records are silent about the whole episode. As for the things told in the Chronicles about short bodies, long limbs, pigmies, and nets of dolichos, they may be dismissed as mere fancies suggested by the name Tsuchi-gumo, which was commonly supposed to mean "earth-spiders." If any inference may be drawn from the Chronicles' story, it is that there were Japanese in Yamato before Jimmu's time, and that Tsuchi-gumo were simply bands of Japanese raiders.
There are four comments to make on this. First, the fighting took place in Yamato. Second, the leaders of the Tsuchi-gumo had Japanese names—two of which were the same as a type of Shinto priest (hafuri), making it very unlikely that they were not of Japanese descent. Third, the Tsuchi-gumo were in Yamato before Jimmu's expedition arrived. Lastly, the Records don’t mention this whole event. As for the stories in the Chronicles about short bodies, long limbs, pigmies, and nets of dolichos, those can be dismissed as mere fanciful ideas suggested by the name Tsuchi-gumo, which was commonly thought to mean "earth-spiders." If we can draw any conclusion from the Chronicles' narrative, it is that there were Japanese people in Yamato before Jimmu's time, and that the Tsuchi-gumo were simply groups of Japanese raiders.
ENGRAVING: AINUS (INHABITANTS OF HOKKAIDO, THE NORTHERN ISLAND)
They are heard of next in the province of Bungo (on the northeast of Kyushu) where (A.D. 82) the Emperor Keiko led an army to attack the Kumaso. Two bands of Tsuchi-gumo are mentioned as living there, and the Imperial forces had no little difficulty in subduing them. Their chiefs are described as "mighty of frame and having numerous followers." In dealing with the first band, Keiko caused his bravest soldiers to carry mallets made from camellia trees, though why such weapons should have been preferred to the trenchant swords used by the Japanese there is nothing to show. (Another account says "mallet-headed swords," which is much more credible). In dealing with the second, he was driven back once by their rain of arrows, and when he attacked from another quarter, the Tsuchi-gumo, their submission having been refused, flung themselves into a ravine and perished.
They next come up in the province of Bungo (in northeast Kyushu), where in A.D. 82, Emperor Keiko led an army to fight against the Kumaso. Two groups of Tsuchi-gumo are mentioned as living there, and the Imperial forces faced significant challenges in defeating them. Their leaders are described as "large in stature and having many followers." When dealing with the first group, Keiko had his bravest soldiers use mallets made from camellia trees, though it's unclear why these weapons were preferred over the sharp swords typically used by the Japanese. (Another version mentions "mallet-headed swords," which seems more plausible.) When confronting the second group, he was initially pushed back by their barrage of arrows, and when he attacked from a different angle, the Tsuchi-gumo, refusing to surrender, threw themselves into a ravine and died.
Here again certain points have to be noticed: that there were Tsuchi-gumo in Kyushu as well as in Yamato; that if one account describes them as pigmies, another depicts them as "mighty of frame," and that in Kyushu, as in Yamato, the Tsuchi-gumo had Japanese names. Only once again do the annals refer to Tsuchi-gumo. They relate curtly that on his return from quelling the Kumaso the Emperor Keiko killed a Tsuchi-gumo in the province of Hizen. The truth seems to be that factitious import has been attached to the Tsuchi-gumo. Mainly because they were pit-dwellers, it was assumed for a tune that they represented a race which had immigrated to Japan at some date prior to the arrival of the Yemishi (modern Ainu). This theory was founded on the supposed discovery of relics of pit-dwellers in the islands of Yezo and Itorop, and their hasty identification as Kuro-pok-guru—the Ainu term for underground dwellers—whose modern representatives are seen among the Kurilsky or their neighbours in Kamchatka and Saghalien. But closer examination of the Yezo and Itorop pits showed that there was complete absence of any mark of antiquity—such as the presence of large trees or even deep-rooted brushwood;—that they were arranged in regular order, suggesting a military encampment rather than the abode of savages; that they were of uniform size, with few exceptions; that on excavation they yielded fragments of hard wood, unglazed pottery, and a Japanese dirk, and, finally, that their site corresponded with that of military encampments established in Yezo and the Kuriles by the Japanese Government in the early part of the nineteenth century as a defence against Russian aggression.
Here again, certain points need to be noted: that there were Tsuchi-gumo in Kyushu as well as in Yamato; that while one account describes them as pigmies, another depicts them as "mighty of frame," and that in both Kyushu and Yamato, the Tsuchi-gumo had Japanese names. The annals mention Tsuchi-gumo only once more. They briefly state that upon returning from defeating the Kumaso, Emperor Keiko killed a Tsuchi-gumo in the province of Hizen. It seems that an exaggerated significance has been assigned to the Tsuchi-gumo. Mainly because they lived in pits, it was assumed for a time that they represented a race that migrated to Japan before the arrival of the Yemishi (modern Ainu). This theory was based on the supposed discovery of pit-dweller relics in the islands of Yezo and Itorop, which were quickly identified as Kuro-pok-guru—the Ainu term for underground dwellers—whose modern descendants can be found among the Kuril people or their neighbors in Kamchatka and Sakhalin. However, a closer look at the pits in Yezo and Itorop revealed that they showed no signs of antiquity—such as large trees or deep-rooted brushwood; that they were arranged in a regular pattern, suggesting a military camp rather than a savage dwelling; that they were mostly uniform in size; that excavations yielded fragments of hard wood, unglazed pottery, and a Japanese dirk; and, finally, that their location matched that of military camps established in Yezo and the Kuriles by the Japanese Government in the early nineteenth century as a defense against Russian aggression.
Evidently the men who constructed and used these pit-dwellings were not prehistoric savages but modern Japanese soldiers. Further very conclusive testimony has been collected by the Rev. John Batchelor, who has devoted profound study to the Ainu. He found that the inhabitants of Shikotan, who had long been supposed to be a remnant of pre-Ainu immigrants, were brought thither from an island called Shimushir in the Kurile group in 1885 by order of the Japanese Government; that they declared themselves to be descended from men of Saghalien; that they spoke nothing but the Ainu language, and that they inhabited pits in winter, as do also the Ainu now living in Saghalien. If any further proof were needed, it might be drawn from the fact that no excavation has brought to light any relics whatever of a race preceding and distinct from the Yemishi (Ainu), all the pits and graves hitherto searched having yielded Yamato or Yemishi skulls. Neither has there been found any trace of pigmies.
Clearly, the people who built and lived in these pit dwellings weren’t prehistoric savages but modern Japanese soldiers. The Rev. John Batchelor, who has studied the Ainu extensively, gathered very convincing evidence. He discovered that the residents of Shikotan, who were long thought to be remnants of pre-Ainu immigrants, were actually brought there from an island called Shimushir in the Kurile Islands in 1885 at the direction of the Japanese Government. They claimed to be descendants of people from Saghalien, spoke only Ainu, and lived in pits during the winter, just like the Ainu who currently reside in Saghalien. If any additional evidence is needed, it can be found in the fact that no excavation has uncovered any artifacts from a distinct race preceding the Yemishi (Ainu); all the pits and graves explored so far have only revealed Yamato or Yemishi skulls. No traces of pygmies have been found either.
An Ainu myth is responsible for the belief in the existence of such beings: "In very ancient times, a race of people who dwelt in pits lived among us. They were so very tiny that ten of them could easily take shelter beneath one burdock leaf. When they went to catch herrings they used to make boats by sewing the leaves together, and always fished with a hook. If a single herring was caught, it took all the strength of the men of five boats, or ten sometimes, to hold it and drag it ashore, while whole crowds were required to kill it with their clubs and spears. Yet, strange to say, these divine little men used even to kill great whales. Surely these pit-dwellers were gods."*
An Ainu myth explains the belief in these beings: "A long time ago, a race of people who lived in holes existed among us. They were so tiny that ten of them could easily fit under one burdock leaf. When they went to catch herring, they made boats by stitching leaves together and always fished with hooks. If they caught a single herring, it took all the strength of five or sometimes ten boats to hold it and drag it to shore, while large crowds were needed to kill it with their clubs and spears. Yet, strangely enough, these tiny divine beings could even kill huge whales. Surely, these pit-dwellers were gods."*
*"The Ainu and their Folk-lore," by Batchelor.
*"The Ainu and their Folklore," by Batchelor.*
Evidently if such legends are to be credited, the existence of fairies must no longer be denied in Europe. Side by side with the total absence of all tangible relics may be set the fact that, whereas numerous place-names in the main island of Japan have been identified as Ainu words, none has been traced to any alien tongue such as might be associated with earlier inhabitants. Thus, the theory of a special race of immigrants anterior to the Yemishi has to be abandoned so far as the evidence of pit-dwelling is concerned. The fact is that the use of partially underground residences cannot be regarded as specially characteristic of any race or as differentiating one section of the people of Japan from another. To this day the poorer classes in Korea depend for shelter upon pits covered with thatch or strong oil-paper. They call these dwellings um or um-mak, a term corresponding to the Japanese muro. Pit-dwellers are mentioned in old Chinese literature, and the references to the muro in the Records and Chronicles show that the muro of those days had a character similar to that of the modern Korean um-mak [Aston]. We read of a muro being dug; of steps down to it; and we read of a muro big enough to hold 160 persons at one time. The muro was not always simply a hole roofed over: it sometimes contained a house having a wooden frame lashed together with vine-tendrils, the walls lined with sedges and reeds and plastered with a mixture of grass and clay. The roof was thatched with reeds; there was a door opening inwards, and a raised platform served for sleeping purposes. A dwelling closely resembling this description was actually unearthed near Akita in O-U, in 1807. Muro were used in ancient times by the highest as Well as the poorest classes. Susanoo is said by the Izumo Fudoki to have made for himself a muro; Jimmu's sort is represented as sleeping in a great muro, and the Emperor Keiko, when (A.D.82) prosecuting his campaign in Kyushu, is said to have constructed a muro for a temporary palace. "In fact, pit-dwelling in northern climates affords no indication of race."
Clearly, if we are to believe such legends, the existence of fairies can no longer be dismissed in Europe. Alongside the complete lack of any physical evidence, there is the fact that, while many place names on the main island of Japan have been identified as Ainu words, none have been linked to any foreign language that might be associated with earlier inhabitants. Therefore, the theory of a unique race of immigrants predating the Yemishi must be set aside when considering the evidence of pit-dwelling. The truth is that the use of partially underground homes cannot be considered a unique feature of any race or as something that distinguishes one group of people in Japan from another. Even today, the poorer classes in Korea rely on pits covered with thatch or strong oil-paper for shelter. They refer to these homes as um or um-mak, a term that aligns with the Japanese muro. Pit-dwellers are referenced in ancient Chinese literature, and mentions of the muro in the Records and Chronicles indicate that the muro of that time was similar to the modern Korean um-mak [Aston]. We find accounts of murō being dug, steps leading down to them, and even a muro large enough to hold 160 people at once. A muro wasn't always just a covered hole; it sometimes included a house built with a wooden frame tied together with vine tendrils, walls lined with sedges and reeds, and plastered with a mix of grass and clay. The roof would be thatched with reeds, there was an inward-opening door, and a raised platform was used for sleeping. A dwelling closely matching this description was actually discovered near Akita in O-U in 1807. Murō were utilized in ancient times by both the highest and the poorest classes. Susanoo is said by the Izumo Fudoki to have built a muro for himself; Jimmu's kind is depicted as sleeping in a large muro, and Emperor Keiko, when campaigning in Kyushu in A.D. 82, reportedly constructed a muro as a temporary palace. "In fact, pit-dwelling in northern climates offers no indication of race."
CONCLUSION FROM HISTORICAL EVIDENCE
Thus the conclusion suggested by historical evidence is that the Japanese nation is composed of four elements: the Yamato; the Yemishi (modern Ainu); the Kumaso (or Hayato), and the Sushen. As to the last of these, there is no conclusive indication that they ever immigrated in appreciable numbers. It does not follow, of course, that the historical evidence is exhaustive, especially Japanese historical evidence; for the annalists of Japan do not appear to have paid any special attention to racial questions.
Thus, the conclusion suggested by historical evidence is that the Japanese nation is made up of four elements: the Yamato; the Yemishi (modern Ainu); the Kumaso (or Hayato), and the Sushen. As for the last group, there's no solid proof that they ever migrated in significant numbers. It doesn't mean that the historical evidence is complete, especially Japanese historical evidence; the historians of Japan don't seem to have focused much on racial issues.
ENGRAVING: ANCIENT HANGING BELLS
ENGRAVING: FUTAMI-GA-URA (The Husband and Wife Rocks)
ENGRAVING: FUTAMI-GA-URA (The Husband and Wife Rocks)
CHAPTER VI
ORIGIN OF THE NATION: GEOGRAPHICAL AND ARCHAEOLOGICAL RELICS
JAPAN'S CONNEXION WITH THE ASIATIC CONTINENT
THE group of islands forming Japan may be said to have routes of communication with the continent of Asia at six places: two in the north; two in the southwest, and two in the south. The principal connexion in the north is across the narrow strait of Soya from the northwest point of Yezo to Saghalien and thence to the Amur region of Manchuria. The secondary connexion is from the north-east point of Yezo via the long chain of the Kuriles to Kamchatka. The first of the southwestern routes is from the northwest of Kyushu via the islands of Iki and Tsushima to the southeast of Korea; and the second is from the south of the Izumo promontory in Japan, by the aid of the current which sets up the two southern routes. One of these is from the southwest of Kyushu via the Goto Islands to southeastern China; the other is from the south of Kyushu via the Ryukyu Islands, Formosa, and the Philippines to Malaysia and Polynesia. It has also been proved geologically* that the islands now forming Japan must at one time have been a part of the Asiatic continent. Evidently these various avenues may have given access to immigrants from Siberia, from China, from Malaysia, and from Polynesia.
The group of islands that make up Japan has six main routes of communication with the Asian continent: two in the north, two in the southwest, and two in the south. The main connection in the north is through the narrow Soya Strait from the northwest point of Hokkaido to Sakhalin and then to the Amur region of Manchuria. The secondary connection is from the northeast point of Hokkaido through the long chain of the Kuril Islands to Kamchatka. The first southwestern route goes from the northwest of Kyushu through the islands of Iki and Tsushima to the southeast of Korea, while the second comes from the south of the Izumo promontory in Japan, aided by the current that runs these two southern routes. One of these routes travels from the southwest of Kyushu through the Goto Islands to southeastern China, and the other goes from the south of Kyushu through the Ryukyu Islands, Taiwan, and the Philippines to Malaysia and Polynesia. It has also been geologically proven that the islands now known as Japan were once part of the Asian continent. Clearly, these various pathways may have allowed immigrants from Siberia, China, Malaysia, and Polynesia to arrive.
*There have been found in the gravel Tertiary mammals including elephas primigenius, elephas Namadicus, stegodon Clifti, and unnamed varieties of bear, deer, bison, ox, horse, rhinoceros, and whale. (Outlines of the Geology of Japan; Imperial Geological Survey).
*In the gravel, researchers have discovered Tertiary mammals such as the woolly mammoth, Indian elephant, Clifti stegodon, and various unnamed species of bear, deer, bison, ox, horse, rhinoceros, and whale. (Outlines of the Geology of Japan; Imperial Geological Survey).
CULTURE
Archaeological research indicates the existence of two distinct cultures in Japan together with traces of a third. One of these cultures has left its relics chiefly in shell-heaps or embedded in the soil, while the remains of another are found mainly in sepulchral chambers or in caves. The relics themselves are palpably distinct except when they show transitional approach to each other.
Archaeological research shows that there were two separate cultures in Japan, along with remnants of a third. One culture primarily left its artifacts in shell mounds or buried in the ground, while the remains of another are mostly found in burial chambers or caves. The artifacts are clearly different, except when they display a transitional connection to each other.
The older culture is attested by more than four thousand residential sites and shell-heaps. Its most distinctive features are the absence of all metallic objects and the presence of pottery not turned on the wheel. Polished, finely chipped, and roughly hewn implements and weapons of stone are found, as are implements of bone and horn.
The older culture is evidenced by over four thousand residential sites and shell heaps. Its most distinctive characteristics include the lack of any metal objects and the presence of pottery that wasn’t made on a wheel. There are polished, finely chipped, and roughly shaped tools and weapons made of stone, as well as tools made from bone and horn.
It was, in short, a neolithic culture. The vestiges of the other culture do not include weapons of stone. There are imitations of sheath-knives, swords, and arrow-heads, and there are some models of stone articles. But the alien features are iron weapons and hard pottery always moulded on the wheel. Copper is present mainly in connexion with the work of the goldsmith and the silversmith, and arrow-heads, jingle-bells, mirrors, etc., are also present. The former culture is identified as that of the aboriginal inhabitants, the Yemishi; the latter belongs to the Yamato race, or Japanese proper. Finally, "there are indications that a bronze culture intervened in the south between the stone and the iron phases."*
It was essentially a Neolithic culture. The remnants of the other culture don’t include stone weapons. There are copies of sheath knives, swords, and arrowheads, along with some models of stone tools. However, the distinct characteristics include iron weapons and pottery that is always shaped on a wheel. Copper is mainly found in relation to the work of goldsmiths and silversmiths, and there are also arrowheads, jingle bells, mirrors, and so on. The earlier culture is identified as that of the indigenous people, the Yemishi; the later one belongs to the Yamato race, or what we now call the Japanese. Lastly, "there are signs that a bronze culture came into play in the south between the stone and the iron phases."*
*Munro's Prehistoric Japan.
Munro's Ancient Japan.
PRIMITIVE CULTURE
The neolithic sites occur much more frequently in the northern than in the southern half of Japan. They are, indeed, six times as numerous on the north as on the south of a line drawn across the main island from the coast of Ise through Orai. The neighbourhood of the sea, at heights of from thirty to three hundred feet, and the alluvial plains are their favourite positions. So far as the technical skill shown by the relics—especially the pottery—is concerned, it grows higher with the latitude. The inference is that the settlements of the aborigines in the south were made at an earlier period than those in the north; which may be interpreted to mean that whereas the stone-using inhabitants were driven back in the south at an early date, they held their ground in the north to a comparatively modern era.
Neolithic sites are found much more often in the northern part of Japan than in the southern part. In fact, there are six times as many in the north compared to the south of a line drawn across the main island from the coast of Ise through Orai. They generally prefer locations near the sea, at elevations ranging from thirty to three hundred feet, as well as alluvial plains. The technical skill displayed in the artifacts—particularly the pottery—improves as you move north. This suggests that the settlements of the indigenous people in the south were established earlier than those in the north, which could mean that while the stone-using residents were pushed back in the south earlier, they managed to maintain their presence in the north into a relatively modern time.
That is precisely what Japanese history indicates. Jimmu's conquests, which took place several centuries before the Christian era, carried him as far as the Ise-Omi line, but Yamato-dake's expedition against the Yemishi north of that line was not planned until the second century after Christ. Apart from the rough evidence furnished by the quality of the relics, calculations have been made of the age of an important shell-heap by assuming that it originally stood at the seaside, and by estimating the number of years required to separate it by the present interval from the coast at a fixed annual rate of silting. The result is from five thousand to ten thousand years. A book (the Hitachi Fudoki), published in A.D. 715, speaks of these kaizuka (shell-heaps) as existing already at that remote period, and attributes their formation to a giant living on a hill who stretched out his hand to pick up shell-fish. This myth remained current until the eighteenth century, and stone axes exhumed from the heaps were called thunder-axes (rai-fu) just as similar relics in Europe were called elf-bolts or thunder-stones.
That’s exactly what Japanese history shows. Jimmu’s conquests, which occurred several centuries before the Christian era, reached as far as the Ise-Omi line, but Yamato-dake’s expedition against the Yemishi north of that line wasn’t planned until the second century after Christ. Besides the rough evidence provided by the quality of the artifacts, scientists have estimated the age of an important shell-heap by assuming it originally stood by the sea and calculating how many years would be needed for it to be separated from the coast by the current rate of silting. The result ranges from five thousand to ten thousand years. A book (the Hitachi Fudoki), published in A.D. 715, mentions these kaizuka (shell-heaps) as already existing in that ancient time and attributes their formation to a giant living on a hill who reached out to pick up shellfish. This myth was still popular until the eighteenth century, and stone axes dug up from the heaps were called thunder-axes (rai-fu), similar to how similar artifacts in Europe were referred to as elf-bolts or thunder-stones.
There is great diversity of size among the shell-heaps, some being of insignificant dimensions and others extending to five hundred square yards. They are most numerous in the eight provinces forming the Kwanto. In fact, in these ancient times, the Yamato race and the aborigines had their headquarters in the same localities, respectively, as the Imperial and Feudal governments had in mediaeval and modern times. But there are no distinct traces of palaeolithic culture; the neolithic alone can be said to be represented. Its relics are numerous—axes, knives, arrow-heads, arrow-necks, bow-tips, spear-heads, batons, swords, maces, sling-stones, needles, drill-bows, drill and spindle weights, mortars and pestles, paddles, boats, sinkers, fishing-hooks, gaffs, harpoons, mallets, chisels, scrapers, hoes, sickles, whetstones, hammers, and drills.
There is a wide range in size among the shell mounds, with some being quite small and others reaching up to five hundred square yards. They are most plentiful in the eight provinces that make up the Kwanto region. In fact, during ancient times, both the Yamato people and the indigenous groups had their main settlements in the same areas where the Imperial and Feudal governments were located in medieval and modern times. However, there are no clear signs of paleolithic culture; only neolithic culture can be identified. Its artifacts are plentiful—axes, knives, arrowheads, arrow shafts, bow tips, spear points, staffs, swords, maces, sling stones, needles, drill bows, drill and spindle weights, mortars and pestles, paddles, boats, sinkers, fishing hooks, gaffs, harpoons, mallets, chisels, scrapers, hoes, sickles, whetstones, hammers, and drills.
It must be premised that though so many kinds of implements are here enumerated, the nomenclature cannot be accepted as universally accurate. The so-called "hoe," for example, is an object of disputed identity, especially as agriculture has not been proved to have been practised among the primitive people of Japan, nor have any traces of grain been found in the neolithic sites. On the other hand, the modern Ainu, who are believed to represent the ancient population, include in their religious observances the worship of the first cakes made from the season's millet, and unless that rite be supposed to have been borrowed from the Yamato, it goes to indicate agricultural pursuits.
It should be noted that while many tools are listed here, the terminology cannot be considered universally accurate. The so-called "hoe," for instance, is a subject of debate, especially since there’s no evidence that agriculture was practiced by the early people of Japan, nor have any signs of grain been discovered at neolithic sites. On the other hand, the modern Ainu, who are thought to be descendants of the ancient population, include in their religious practices the worship of the first cakes made from the season's millet. Unless this ritual is assumed to have been adopted from the Yamato, it suggests that agricultural activities were indeed present.
There is, indeed, one great obstacle to any confident differentiation of the customs and creeds prevalent in Japan. That obstacle consists in the great length of the period covered by the annals. It may reasonably be assumed that the neolithic aborigines were in more or less intimate contact with the invading Yamato for something like twenty-five centuries, an interval quite sufficient to have produced many interactions and to have given birth to many new traditions. An illustration is furnished by the mental attitude of the uneducated classes in Japan towards the neolithic implements. So completely has all memory of the human uses of these implements faded, that they are regarded as relics of supernatural beings and called by such names as raifu (thunder-axe), raitsui (thunder-club), kitsune no kuwa (fox-hoe), raiko (thunder-pestle), and tengu no meshigai (rice-spoon of the goblins). Many of the neolithic relics show that the people who used them had reached a tolerably high level of civilization.
There’s definitely a big challenge when it comes to clearly understanding the customs and beliefs in Japan. This challenge comes from the long span of time that the records cover. It’s reasonable to think that the neolithic natives interacted closely with the invading Yamato for about twenty-five centuries, which is plenty of time for many exchanges and the development of new traditions. An example of this is how uneducated people in Japan view neolithic tools. The memories of how these tools were used by humans have faded so completely that they’re seen as relics of supernatural beings, and they’re given names like raifu (thunder-axe), raitsui (thunder-club), kitsune no kuwa (fox-hoe), raiko (thunder-pestle), and tengu no meshigai (goblin’s rice-spoon). Many of the neolithic artifacts suggest that the people who used them had reached a fairly advanced level of civilization.
This is specially seen in the matter of ceramics. It is true that the wheel was not employed, and that the firing was imperfect, but the variety of vessels was considerable,* and the shapes and decorations were often very praiseworthy. Thus, among the braziers are found shapes obviously the originals of the Japanese choji-buro (clove-censer) and the graceful rice-bowl, while community of conception with Chinese potters would seem to be suggested by some of the forms of these ancient vases. Particularly interesting are earthenware images obtained from these neolithic sites. Many of them have been conventionalized into mere anthropomorphs and are rudely moulded. But they afford valuable indications of the clothing and personal adornments of the aborigines.
This is especially seen in ceramics. It's true that they didn’t use the wheel and that the firing process wasn’t perfect, but there was a significant variety of vessels, and the shapes and decorations were often quite impressive. For example, among the braziers, you can see shapes that are clearly the originals of the Japanese choji-buro (clove-censer) and the elegant rice-bowl, while some of the forms of these ancient vases seem to show a shared concept with Chinese potters. Particularly interesting are the earthenware figures found at these Neolithic sites. Many of them have been simplified into basic human forms and are roughly made. However, they provide valuable insights into the clothing and personal adornments of the indigenous people.
*Cooking-pots and pans, jars and vases, bowls and dishes, cups, bottles, nipple pots, lamps, braziers, ewers, strainers, spindles or drill weights, stamps, ornaments, images, and plaques (Munro's Prehistoric Japan).
*Cooking pots and pans, jars and vases, bowls and dishes, cups, bottles, baby bottles, lamps, braziers, pitchers, strainers, spindles or drill weights, stamps, ornaments, images, and plaques (Munro's Prehistoric Japan).
What end these effigies were intended to serve remains an unsettled question. Some suggest that they were used as substitutes for human sacrifices, and that they point to a time when wives and slaves were required to follow their husbands and masters to the grave. They may also have been suggested by the example of the Yamato, who, at a very remote time, began to substitute clay images for human followers of the dead; or they may have been designed to serve as mere mementoes. This last theory derives some force from the fact that the images are found, not in graves or tombs, but at residential sites. No data have been obtained, however, for identifying burying-places: sepulture may have been carried out in the house of the deceased. Whichever explanation be correct, the fact confronts us that these clay effigies have no place in the cult of the modern Ainu. History teaches, however, that degeneration may become so complete as to deprive a nation of all traces of its original civilization. Such seems to have been the case with the Ainu.
What purpose these effigies were meant to serve remains an open question. Some suggest they were used as stand-ins for human sacrifices, indicating a time when wives and slaves were expected to follow their husbands and masters to the grave. They might also have been inspired by the Yamato, who, long ago, started using clay figures instead of actual followers of the deceased; or perhaps they were just meant to be keepsakes. This last idea is supported by the fact that these images are found not in graves or tombs, but at residential sites. However, there is no data identifying burial places: burial might have taken place in the deceased’s home. Regardless of which explanation is correct, it’s clear that these clay figures have no role in the modern Ainu belief system. History shows us that a culture can degenerate so completely that it loses all traces of its original civilization. That seems to have happened with the Ainu.
INTERMEDIATE CULTURE
Traces of a culture occupying a place intermediate between the primitive culture and that of the Yamato are not conclusive. They are seen in pottery which, like the ware of the neolithic sites, is not turned on the wheel, and, like the Yamato ware, is decorated in a very subdued and sober fashion. It is found from end to end of the main island and even in Yezo, and in pits, shell-heaps, and independent sites as well as in tombs, burial caves, and cairns of the Yamato. Thus, there does not seem to be sufficient warrant for associating it with a special race. It was possibly supplied to order of the Yamato by the aboriginal craftsmen, who naturally sought to copy the salient features of the conquering immigrants' ware.
Traces of a culture that falls between primitive culture and that of the Yamato are not definitive. They appear in pottery that, similar to that from neolithic sites, isn’t wheel-thrown, and like Yamato pottery, it is decorated in a very simple and understated style. It can be found throughout the main island and even in Yezo, as well as in pits, shell heaps, and independent sites, alongside tombs, burial caves, and cairns of the Yamato. Therefore, there doesn’t seem to be enough evidence to link it to a specific race. It was likely produced on the orders of the Yamato by indigenous craftsmen, who naturally attempted to replicate the key characteristics of the pottery of the invading immigrants.
BRONZE VESTIGES
There are also some bronze vestiges to which considerable interest attaches, for evidently people using bronze weapons could not have stood against men carrying iron arms, and therefore the people to whom the bronze implements belonged must have obtained a footing in Japan prior to the Yamato, unless they came at the latter's invitation or as their allies. Moreover, these bronze relics—with the exception of arrow-heads—though found in the soil of western and southern Japan, do not occur in the Yamato sepulchres, which feature constitutes another means of differentiation. Daggers, swords, halberds, and possibly spear-heads constitute the hand-weapons. The daggers have a certain resemblance to the Malay kris, and the swords and halberds are generally leaf-shaped. But some features, as overshort tangs and unpierced loops, suggest that they were manufactured, not for service in battle but for ceremonial purposes, being thus mere survivals from an era when their originals were in actual use, and possibly those originals may have been of iron. Some straight-edged specimens have been classed as spear-heads, but they closely resemble certain ancient bronze swords of China. As for bronze arrow-heads, they occur alike in Yamato sepulchres and in the soil, so that no special inference is warranted in their case. The bronze hand-weapons have been found in twelve provinces of southern and western Japan: namely, five provinces of northwest Kyushu; three on the Inland Sea; one facing Korea and China, and the rest on the islands of Iki and Tsushima.
There are some bronze remnants that are quite interesting because it’s clear that people with bronze weapons wouldn't have been able to stand up to those with iron weapons. This suggests that the people who created these bronze tools must have settled in Japan before the Yamato, unless they arrived at the Yamato's request or as allies. Additionally, these bronze artifacts—except for arrowheads—are found in the soil of western and southern Japan but are not present in Yamato tombs, which is another way to tell them apart. The hand weapons include daggers, swords, halberds, and possibly spearheads. The daggers look somewhat like the Malay kris, and the swords and halberds are mostly leaf-shaped. However, some characteristics like the short tangs and unpierced loops hint that they were made not for combat but for ceremonial use, remnants from a time when their predecessors were actually in use, and those predecessors might have been made of iron. Some straight-edged pieces have been categorized as spearheads, but they look very similar to certain ancient bronze swords from China. As for bronze arrowheads, they are found in both Yamato tombs and the surrounding soil, so no special conclusion can be made about them. These bronze hand weapons have been discovered in twelve provinces of southern and western Japan: five provinces in northwest Kyushu; three along the Inland Sea; one facing Korea and China, and the rest on the islands of Iki and Tsushima.
These localities and the fact that similar swords have been met with in Shantung, suggest that the bronze culture came from central and eastern Asia, which hypothesis receives confirmation from the complete absence of bronze vestiges in the southern provinces of Kyushu, namely, Osumi and Satsuma. Bronze bells, of which there are many, belong to a separate page of archaeology. Though they have been found in no less than twenty-four provinces, there is no instance of their presence in the same sites with hand-weapons of bronze. In Kyushu, Higo is the only province where they have been seen, whereas in the main island they extend as far east as Totomi, and are conspicuously numerous in that province and its neighbour, Mikawa, while in Omi they are most abundant of all. They vary in height from about one foot four inches to four and a half feet, and are of highly specialized shape, the only cognate type being bells used in China during the Chou dynasty (1122-225 B.C.) for the purpose of giving military signals. A Chinese origin is still more clearly indicated by the decorative designs, which show a combination of the circle, the triangle, and the spiral, obviously identical with the decorative motive* on Chinese drums of the Han dynasty (202 B.C.-A.D. 220). The circle and the triangle occur also in the sepulchral pottery of the Yamato sites, and considering the fact together with the abundance of the bells in districts where the Yamato were most strongly established, there seems to be warrant for attributing these curious relics to the Yamato culture.
These areas, along with the discovery of similar swords in Shantung, suggest that the bronze culture originated from central and eastern Asia. This theory is supported by the complete lack of bronze artifacts in the southern provinces of Kyushu, particularly Osumi and Satsuma. Bronze bells, which are quite numerous, represent a separate aspect of archaeology. Although they have been found in at least twenty-four provinces, there are no cases of them being discovered alongside bronze hand weapons. In Kyushu, Higo is the only province where they have been seen, while on the main island, they are found as far east as Totomi, being notably plentiful in that province and its neighbor, Mikawa. In Omi, they are the most numerous of all. The bells range in height from about one foot four inches to four and a half feet and have a highly specialized design, with the only similar type being the bells used in China during the Chou dynasty (1122-225 B.C.) for military signaling. A Chinese origin is even more evident in the decorative motifs, which combine circles, triangles, and spirals, resembling designs on Chinese drums from the Han dynasty (202 B.C.-A.D. 220). The circle and triangle are also present in the burial pottery of the Yamato sites. Given this fact, along with the abundance of the bells in regions where the Yamato were most established, there seems to be a basis for linking these intriguing relics to the Yamato culture.
*This resemblance has been pointed out by a Japanese archaeologist, Mr. Teraishi. Dr. Munro states that the same elements are combined in an Egyptian decorative design.
*This similarity has been noted by a Japanese archaeologist, Mr. Teraishi. Dr. Munro mentions that the same elements are used in an Egyptian decorative design.*
To this inference it has been objected that no bells have been found in the tombs of the Yamato. The same is true, however, of several other objects known to have belonged to that people. If, then, the bells be classed as adjuncts of the Yamato culture, shall we be justified in assigning the bronze weapon to a different race? On the whole, the most reasonable conclusion seems to be that all the bronze relics, weapons, and bells alike, are "vestiges of the Yamato procession at a time anterior to the formation of the great dolmens and other tombs" [Munro]. A corollary would be that the Yamato migrated from China in the days of the Chou dynasty (1122-225 B.C.), and that, having landed in the province of Higo, they conquered the greater part of Tsukushi (Kyushu), and subsequently passed up the Inland Sea to Yamato; which hypothesis would invest with some accuracy the date assigned by the Chronicles to Jimmu's expedition and would constitute a general confirmation of the Japanese account of his line of advance.
It has been argued that no bells have been found in the tombs of the Yamato. However, the same applies to several other items known to have belonged to that culture. If we consider the bells as parts of Yamato culture, can we justify assigning the bronze weapons to a different group? Overall, the most reasonable conclusion seems to be that all the bronze artifacts, including weapons and bells, are "remnants of the Yamato procession before the creation of the great dolmens and other tombs" [Munro]. This implies that the Yamato migrated from China during the Chou dynasty (1122-225 B.C.), landing in the province of Higo, conquering much of Tsukushi (Kyushu), and then moving up the Inland Sea to Yamato; this theory would lend some accuracy to the date given by the Chronicles for Jimmu's expedition and would generally support the Japanese version of his route.
YAMATO CULTURE
The ancient Yamato are known chiefly through the medium of relics found in their sepulchres. Residential sites exist in comparatively small numbers, so far as research ha hitherto shown, and such sites yield nothing except more or less scattered potsherds and low walls enclosing spaces of considerable area. Occasionally Yamato pottery and other relics are discovered in pits, and these evidences, combined with historical references, go to show that the Yamato themselves sometimes used pit-dwellings.
The ancient Yamato are primarily known through the relics found in their graves. There are relatively few residential sites, based on current research, and these sites mainly produce scattered pieces of pottery and low walls surrounding large areas. Sometimes, Yamato pottery and other artifacts are found in pits, and these discoveries, along with historical records, indicate that the Yamato themselves occasionally used pit dwellings.
The tombs yield much more suggestive relics of metal, stone, and pottery. Some four thousand of such sepulchres have been officially catalogued, but it is believed that fully ten times that number exist. The most characteristic is a tomb of larger dimensions enclosing a dolmen which contains a coffin hollowed out from the trunk of a tree, or a sarcophagus of stone,* the latter being much more commonly found, as might be expected from its greater durability. Burial-jars were occasionally used, as were also sarcophagi of clay or terracotta,** the latter chiefly in the provinces of Bizen and Mimasaka, probably because suitable materials existed there in special abundance. Moreover, not a few tombs belonged to the category of cists; that is to say, excavations in rock, with a single-slabbed or many-slabbed cover; or receptacles formed with stone clubs, cobbles, or boulders.
The tombs provide many more intriguing relics made of metal, stone, and pottery. About four thousand of these burial sites have been officially recorded, but it's believed that there are really ten times that amount. The most typical type is a larger tomb enclosing a dolmen that holds either a coffin carved from the trunk of a tree or a stone sarcophagus,* the latter being much more common due to its greater durability. Burial jars were sometimes used, as well as clay or terracotta sarcophagi,** which were mostly found in the provinces of Bizen and Mimasaka, likely because those areas had an abundance of suitable materials. Additionally, many tombs were categorized as cists; that is, excavated spaces in rock with either a single slab or multiple slabs as a cover, or they were containers made from stone blocks, cobbles, or boulders.
*The stone sarcophagus was of considerable size and various shapes, forming an oblong box with a lid of a boatlike form.
*The stone coffin was quite large and had different shapes, resembling a long box with a lid that looked like a boat.*
**The terracotta sarcophagi were generally parallel, oblong or elongated oval in shape, with an arched or angular covering and several feet. One has been found with doors moving on hinges.
**The terracotta sarcophagi were usually parallel, rectangular or elongated oval in shape, with an arched or angular lid and several feet. One was found with doors that opened on hinges.
There is great difficulty in arriving at any confident estimate of age amid such variety. Dolmens of a most primitive kind "exist side by side with stone chambers of highly finished masonry in circumstances which suggest contemporaneous construction" so that "the type evidently furnishes little or no criterion of age," and, moreover, local facilities must have largely influenced the method of building. The dolmen is regarded by archaeologists as the most characteristic feature of the Yamato tombs. It was a chamber formed by setting up large slabs of stone, inclined slightly towards each other, which served as supports for another slab forming the roof. Seen in plan, the dolmens presented many shapes: a simple chamber or gallery; a chamber with a gallery, or a series of chambers with a gallery. Above the dolmen a mound was built, sometimes of huge dimensions (as, for example, the misasagi* of the Emperor Tenchi—d. A.D. 671—which with its embankments, measured 5040 feet square), and within the dolmen were deposited many articles dedicated to the service of the deceased. Further, around the covering-mound there are generally found, embedded in the earth, terracotta cylinders (haniwa), sometimes surmounted with figures or heads of persons or animals.
It’s really hard to make an accurate estimate of age with so much variety. Simple dolmens exist right next to intricately built stone chambers, suggesting they were constructed at the same time, which means the type doesn’t really help determine age. Plus, local resources likely shaped the building style. Archaeologists consider the dolmen to be the most distinctive element of the Yamato tombs. It was a chamber made by setting up large stone slabs that leaned slightly toward each other, supporting another slab as a roof. When viewed from above, dolmens took on many shapes: a simple chamber or gallery; a chamber with a gallery; or a series of chambers with a gallery. Above the dolmen, a mound was constructed, sometimes very large (like the misasagi* of Emperor Tenchi—d. A.D. 671—which, including its embankments, measured 5040 square feet), and in the dolmen, many items were placed as offerings for the deceased. Additionally, there are usually terracotta cylinders (haniwa) found embedded in the ground around the mound, often topped with figures or heads of people or animals.
*By this name all the Imperial tombs were called.
*All the Imperial tombs were referred to by this name.*
According to the Chronicles, incidents so shocking occurred in connexion with the sacrifice of the personal attendants* of Prince Yamato at his burial (A.D. 2) that the custom of making such sacrifices was thenceforth abandoned, clay images being substituted for human beings. The Records speak of a "hedge of men set up round a tumulus," and it would therefore seem that these terracotta figures usually found encircling the principal misasagi, represented that hedge and served originally as pedestals for images. Within the dolmen, also, clay effigies are often found, which appear to have been substitutes for retainers of high rank. Had the ancient custom been effectually abolished in the year A.D. 3, when the Emperor Suinin is recorded to have issued orders in that sense, a simple and conclusive means would be at hand for fixing the approximate date of a dolmen, since all tombs containing clay effigies or encircled by terracotta haniwa would necessarily be subsequent to that date, and all tombs containing skeletons other than the occupants of the sarcophagi would be referable to an earlier era. But although compulsory sacrifices appear to have ceased from about the first century of the Christian era, it is certain that voluntary sacrifices continued through many subsequent ages. This clue is therefore illusory. Neither does the custom itself serve to connect the Yamato with any special race, for it is a wide-spread rite of animistic religion, and it was practised from time immemorial by the Chinese, the Manchu Tatars, and many other nations of northeastern Asia.
According to the Chronicles, some shocking incidents happened in connection with the sacrifice of Prince Yamato's personal attendants during his burial (A.D. 2), which led to the abandonment of this practice, with clay figures taking the place of human sacrifices. The Records mention a "hedge of men set up around a tumulus," suggesting that these terracotta figures, typically found surrounding the main tomb (misasagi), represented that hedge and originally served as bases for images. Inside the dolmen, clay effigies are often discovered, which seem to have been substitutes for high-ranking retainers. If the ancient custom had truly come to an end in A.D. 3, when Emperor Suinin is said to have issued orders to that effect, it would provide a straightforward way to date a dolmen. All tombs containing clay figures or surrounded by terracotta haniwa would have to date from after that time, while tombs with skeletons other than those in the sarcophagi would be linked to an earlier period. However, while mandatory sacrifices seem to have stopped around the first century of the Christian era, it’s clear that voluntary sacrifices continued for many years afterward. Therefore, this clue is misleading. The custom itself doesn’t link the Yamato to any specific race, as it is a widespread practice in animistic religion and has been observed for ages by the Chinese, the Manchu Tatars, and many other nations in northeastern Asia.
*They are said to have been buried upright in the precincts of the misasagi. "For several days they died not, but wept and wailed day and night. At last they died and rotted. Dogs and crows gathered and ate them." (Chronicles. Aston's translation.)
*They were reportedly buried standing up in the area of the misasagi. "For several days they didn't die, but cried and mourned day and night. Finally, they died and decomposed. Dogs and crows came and ate them." (Chronicles. Aston's translation.)
The substitution of images for living beings, however, appears to have been a direct outcome of contact with China, for the device was known there as early as the seventh century before Christ. It would seem, too, from the researches of a learned Japanese archaeologist (Professor Miyake), that the resemblance between Japanese and Chinese burial customs was not limited to this substitution. The dolmen also existed in China in very early times, but had been replaced by a chamber of finished masonry not later than the ninth century B.C. In the Korean peninsula the dolmen with a megalithic roof is not uncommon, and the sepulchral pottery bears a close resemblance to that of the Yamato tombs. It was at one time supposed that the highly specialized form of dolmen found in Japan had no counterpart anywhere on the continent of Asia, but that supposition has proved erroneous.
The replacement of images with living beings seems to have directly resulted from contact with China, as the concept was known there as early as the seventh century BC. Furthermore, research by a knowledgeable Japanese archaeologist (Professor Miyake) suggests that the similarities between Japanese and Chinese burial customs went beyond just this replacement. The dolmen also existed in ancient China but was replaced by a finished stone chamber by the ninth century BC. In the Korean Peninsula, dolmens with large stone roofs are fairly common, and the burial pottery is very similar to that found in Yamato tombs. At one point, it was believed that the highly specialized form of dolmen found in Japan had no equivalent anywhere in Asia, but that idea has been proven wrong.
The contents of the sepulchres, however, are more distinctive. They consist of "noble weapons and armour, splendid horse-trappings, vessels for food and drink, and various objects de luxe," though articles of wood and textile fabrics have naturally perished. Iron swords are the commonest relics. They are found in all tombs of all ages, and they bear emphatic testimony to the warlike habits of the Yamato, as well as to their belief that in the existence beyond the grave weapons were not less essential than in life. Arrow-heads are also frequently found and spear-heads sometimes.* The swords are all of iron. There is no positive evidence showing that bronze swords were in use, though grounds exist for supposing, as has been already noted, that they were employed at a period not much anterior to the commencement of dolmen building, which seems to have been about the sixth or seventh century before Christ. The iron swords themselves appear to attest this, for although the great majority are single-edged and of a shape essentially suited to iron, about ten per cent, are double-edged with a central ridge distinctly reminiscent of casting in fact, a hammered-iron survival of a bronze leaf-shaped weapon.** Occasionally these swords have, at the end of the tang, a disc with a perforated design of two dragons holding a ball, a decorative motive which already betrays Chinese origin. Other swords have pommels surmounted by a bulb set at an angle to the tang,*** and have been suspected to be Turanian origin.
The contents of the burial sites, however, are more distinctive. They include "noble weapons and armor, beautiful horse decorations, containers for food and drink, and various luxury items," though wooden and textile articles have naturally decayed. Iron swords are the most common finds. They appear in all tombs from every era, clearly indicating the martial lifestyle of the Yamato and their belief that weapons were just as important in the afterlife as they were in life. Arrowheads are also often found, and spearheads sometimes.* The swords are all made of iron. There isn’t any solid evidence that bronze swords were used, but it’s reasonable to think, as noted before, that they might have been in use not long before dolmen construction began, which seems to have started around the sixth or seventh century before Christ. The iron swords themselves seem to support this, as most are single-edged and shaped specifically for iron, while about ten percent have a double-edged design with a central ridge that clearly resembles a bronze leaf-shaped weapon.** Occasionally, these swords have a disc at the end of the tang, featuring a design of two dragons holding a ball, a decorative motif that already shows a Chinese influence. Other swords have pommels topped with a bulb angled to the tang,*** and there are suspicions they might have Turanian origins.
*The most comprehensive list of these objects is that given in Munro's Prehistoric Japan: "Objects of iron—(1), Swords and daggers; (2), Hilt-guards and pommels; (3), Arrow-heads; (4), Spear-heads and halberd-heads; (5) Armour and helmets; (6), Stirrups and bridle-bits; (7), Ornamental trappings for horses; (8), Axes, hoes, or chisels; (9), Hoes or spades; (10), Chains; (11), Rings; (12), Buckles; (13), Smith's tongs or pincers; (14), Nails; (15), Caskets, handles, hinges, and other fittings. Objects of copper and bronze—(1), Arrow-heads; (2), Spear-heads; (3), Hilt-guards and pommels; (4), Scabbard-covers and pieces of sheet-copper for ornamental uses; (5), Helmets; (6), Arm-and-leg guards; (7), Shoes; (8), Horse-trappings; (9), Belts; (10), Mirrors; (11), Bracelets and rings; (12), Various fittings. Silver and gold were employed chiefly in plating, but fine chains and pendants as well as rings of pure gold and silver have been met with.
*The most complete list of these items can be found in Munro's Prehistoric Japan: "Objects made of iron—(1) Swords and daggers; (2) Hilt-guards and pommels; (3) Arrowheads; (4) Spearheads and halberd heads; (5) Armor and helmets; (6) Stirrups and bridle bits; (7) Decorative horse gear; (8) Axes, hoes, or chisels; (9) Hoes or spades; (10) Chains; (11) Rings; (12) Buckles; (13) Smith's tongs or pincers; (14) Nails; (15) Caskets, handles, hinges, and other fittings. Objects made of copper and bronze—(1) Arrowheads; (2) Spearheads; (3) Hilt-guards and pommels; (4) Scabbard covers and sheets of copper for decorative purposes; (5) Helmets; (6) Arm and leg guards; (7) Shoes; (8) Horse gear; (9) Belts; (10) Mirrors; (11) Bracelets and rings; (12) Various fittings. Silver and gold were mainly used for plating, but fine chains and pendants, as well as rings made of pure gold and silver, have also been found.*
"The stone objects may be divided into two classes, viz:
"The stone objects can be divided into two categories, namely:"
"A. Articles of use or ornaments—(1), Head-rest; (2), Mortar and pestle; (3), Caskets and vessels; (4), Cups and other vessels; (5), Bracelets; (6), Magatama; (7), Other ornaments; (8), Plumb-line pendant; (9), Spindle-weight; (10), Objects of unascertained function.
A. Articles of use or decorations—(1) Headrest; (2) Mortar and pestle; (3) Caskets and containers; (4) Cups and other vessels; (5) Bracelets; (6) Magatama; (7) Other decorations; (8) Plumb-line pendant; (9) Spindle weight; (10) Objects with unknown functions.
"B. Sepulchral substitutes—(1), Swords and daggers; (2), Sheath-knife; (3), Arrow-head; (4), Spear-head; (5), Shield; (6); Armour; (7), Wooden dogs; (8), Mirror; (9), Comb; (10), Magatama; (11), Cooking-knife; (12), Sickle or scythe-blade; (13), Hoe or chisel; (14), Head of chisel or spear; (15), Bowl; (16), Table; (17), Sword-pommel; (18), Nondescript objects." The above list does not include pottery.
"B. Items for burial—(1) Swords and daggers; (2) Sheath knife; (3) Arrowhead; (4) Spearhead; (5) Shield; (6) Armor; (7) Wooden dogs; (8) Mirror; (9) Comb; (10) Magatama; (11) Cooking knife; (12) Sickle or scythe blade; (13) Hoe or chisel; (14) Tip of chisel or spear; (15) Bowl; (16) Table; (17) Sword pommel; (18) Miscellaneous objects." The above list does not include pottery.
**The leaf-shaped bronze sword is found over all Europe from the
Mediterranean to Lapland, but generally without a central ridge.
**The leaf-shaped bronze sword is found all over Europe from the
Mediterranean to Lapland, but usually without a central ridge.
***Mr. Takahashi, a Japanese archaeologist, suggests that these weapons were the so called "mallet-headed swords" said to have been used by Keiko's soldiers (A.D. 82) against the Tsuchi-gumo. The name, kabutsuchi, supports this theory, kabu being the term for "turnip," which is also found in kabuya, a humming arrow having a turnip-shaped head perforated with holes.
***Mr. Takahashi, a Japanese archaeologist, suggests that these weapons were the so-called "mallet-headed swords" reportedly used by Keiko's soldiers (A.D. 82) against the Tsuchi-gumo. The name, kabutsuchi, supports this theory, with kabu meaning "turnip," which is also seen in kabuya, a humming arrow that has a turnip-shaped head with holes drilled in it.***
Yet another form—found mostly in the Kwanto provinces and to the north of them, from which fact its comparatively recent use may be inferred—was known in western Asia and especially in Persia, whence it is supposed to have been exported to the Orient in connexion with the flourishing trade carried on between China and Persia from the seventh to the tenth century. That a similar type is not known to exist in China proves nothing conclusive, for China's attitude towards foreign innovations was always more conservative than Japan's. Scabbards, having been mostly of wood, have not survived, but occasionally one is found having a sheeting of copper thickly plated with gold. Arrow-heads are very numerous. Those of bronze have, for the most part, the leaf shape of the bronze sword, but those of iron show many forms, the most remarkable being the chisel-headed, a type used in Persia.
Another version—mainly found in the Kwanto regions and the areas to the north of them, suggesting its relatively recent use—was known in western Asia, particularly in Persia, from where it’s believed to have been exported to the East due to the thriving trade between China and Persia from the seventh to the tenth century. The fact that a similar type isn’t known to exist in China doesn’t prove anything definitive, as China's approach to foreign innovations has always been more conservative than Japan's. Scabbards, mostly made of wood, have not survived well, but every so often one is discovered with a copper covering thickly plated with gold. Arrowheads are quite common. Most bronze ones have a leaf shape similar to the bronze sword, but the iron ones come in various designs, with the most notable being the chisel-headed type, which was used in Persia.
Spear-heads are not specially suggestive as to provenance, with the exception of a kind having a cross-arm like the halberd commonly used in China from the seventh century before Christ. Yamato armour affords little assistance to the archaeologist: it bears no particularly close resemblance to any type familiar elsewhere. There was a corset made of sheet iron, well rivetted. It fastened in front and was much higher behind than before, additioned protection for the back being provided by a lattice-guard which depended from the helmet and was made by fastening strips of sheet iron to leather or cloth. The helmet was usually of rivetted iron, but occasionally of bronze, with or without a peak in front. There were also guards of copper or iron for the legs, and there were shoulder-curtains constructed in the same manner as the back-curtain pendant from the helmet. Shoes of copper complete the panoply.
Spearheads don’t give much information about their origin, except for one type with a cross-arm similar to the halberd commonly used in China since the seventh century BC. Yamato armor offers little help to archaeologists; it doesn't closely resemble any styles seen elsewhere. There was a corset made of sheet iron, well-riveted, that fastened in the front and was much taller in the back than in the front, with extra protection for the back provided by a lattice guard that hung from the helmet, made by attaching strips of sheet iron to leather or cloth. The helmet was typically made of riveted iron but sometimes of bronze, with or without a peak in front. There were also guards for the legs made of copper or iron, and shoulder curtains designed in the same way as the back curtain that hung from the helmet. Copper shoes completed the outfit.
The workmanship of these weapons and armour is excellent: it shows an advanced stage of manufacturing skill. This characteristic is even more remarkable in the case of horse-trappings. The saddle and stirrups, the bridle and bit, are practically the same as those that were used in modern times, even a protective toe-piece for the stirrup being present. A close resemblance is observable between the ring stirrups of old Japan and those of mediaeval Europe, and a much closer affinity is shown by the bits, which had cheek-pieces and were usually jointed in the centre precisely like a variety common in Europe; metal pendants, garnished with silver and gold and carrying globular jingle-bells in their embossed edges, served for horse decoration. These facts are learned, not from independent relics alone, but also from terracotta steeds found in the tumuli and moulded so as to show all their trappings.
The craftsmanship of these weapons and armor is outstanding: it reflects a high level of manufacturing skill. This quality is even more striking when it comes to horse gear. The saddle and stirrups, as well as the bridle and bit, are nearly identical to those used in modern times, including a protective toe piece for the stirrup. There is a noticeable similarity between the ring stirrups of ancient Japan and those from medieval Europe, and an even closer resemblance is evident in the bits, which featured cheek pieces and were typically jointed in the center, just like a common type in Europe. Metal pendants, embellished with silver and gold and featuring rounded jingle bells on their decorative edges, were used for horse decoration. These details are gathered not only from independent artifacts but also from terracotta horses discovered in burial mounds, which were molded to display all their equipment.
Other kinds of expert iron-work have also survived; as chains, rings and, buckles, which differ little from corresponding objects in Europe at the present day; and the same is true of nails, handles, hinges, and other fittings. Tools used in working metal are rarely found, a fact easily accounted for when we remember that such objects would naturally be excluded from sepulchres.
Other types of expert metalwork have also lasted; things like chains, rings, and buckles, which are very similar to items found in Europe today; and the same goes for nails, handles, hinges, and other fittings. Tools used for working with metal are hard to find, which makes sense when we consider that these objects would usually be left out of graves.
There is another important relic which shows that the Yamato were "indebted to China for the best specimens of their decorative art." This is a round bronze mirror, of which much is heard in early Japanese annals from the time of Izanagi downwards. In China the art of working in bronze was known and practised during twenty centuries prior to the Christian era; but although Japan seems to have possessed the knowledge at the outset of the dolmen epoch, (circ. 600 B.C.), she had no copper mine of her own until thirteen centuries later, and was obliged to rely on Korea for occasional supplies. This must have injuriously affected her progress in the art of bronze casting.
There is another important relic that shows how the Yamato were "indebted to China for the best examples of their decorative art." This is a round bronze mirror, which is often mentioned in early Japanese records from the time of Izanagi onward. In China, the art of working with bronze was known and practiced for twenty centuries before the Christian era; however, even though Japan seemed to have had the knowledge at the beginning of the dolmen period (around 600 B.C.), it didn't have its own copper mine until thirteen centuries later, and had to rely on Korea for occasional supplies. This must have negatively impacted its progress in the art of bronze casting.
Nevertheless, in almost all the dolmens and later tombs mirrors of bronze were placed. This custom came into vogue in China at an early date, the mirror being regarded as an amulet against decay or a symbol of virtue. That Japan borrowed the idea from her neighbour can scarcely be doubted. She certainly procured many Chinese mirrors, which are easily distinguished by finely executed and beautiful decorative designs in low relief on their backs; whereas her own mirrors—occasionally of iron—did not show equal skill of technique or ornamentation. Comparative roughness distinguished them, and they had often a garniture of jingle-bells (suzu) cast around the rim, a feature not found in Chinese mirrors. They were, in fact, an inferior copy of a Chinese prototype, the kinship of the two being further attested by the common use of the dragon as a decorative motive. Bronze vases and bowls, simple or covered, are occasionally found in the Yamato sepulchres. Sometimes they are gilt, and in no case do their shapes differentiate them from Chinese or modern Japanese models.
However, in nearly all the dolmens and later tombs, bronze mirrors were placed. This custom became popular in China early on, with the mirror seen as a charm against decay or a symbol of virtue. It's hard to deny that Japan borrowed this idea from its neighbor. Japan certainly obtained many Chinese mirrors, which are easily recognized by their finely executed and beautiful decorative designs in low relief on the backs; while its own mirrors—sometimes made of iron—lacked the same level of technique and ornamentation. They were noticeably rougher and often had a decorative trim of jingle-bells (suzu) around the rim, a feature not found in Chinese mirrors. They were, in fact, an inferior copy of a Chinese prototype, with the connection between the two further confirmed by the common use of the dragon as a decorative motif. Bronze vases and bowls, whether simple or covered, are sometimes found in Yamato tombs. Occasionally, they are gilded, and in no case do their shapes set them apart from Chinese or modern Japanese models.
It might be supposed that in the field of personal ornament some special features peculiar to the Yamato civilization should present themselves. There is none. Bronze or copper bracelets,* closed or open and generally gilt, recall the Chinese bangle precisely, except when they are cast with a garniture of suzu. In fact, the suzu (jingle-bell) seems to be one of the few objects purely of Yamato origin. It was usually globular, having its surface divided into eight parts, and it served not only as part of a bangle and as a pendant for horse-trappings but also as a post-bell (ekirei), which, when carried by nobles and officials, indicated their right to requisition horses for travelling purposes.
It might be assumed that there would be some unique features in personal adornment specific to the Yamato civilization. However, there aren't any. Bronze or copper bracelets, whether closed or open and typically gold-plated, are very similar to Chinese bangles, except when they include a design with suzu. In fact, the suzu (jingle-bell) seems to be one of the few items that purely originates from Yamato. It was usually round, with its surface split into eight sections, and it served not just as part of a bangle and as a pendant for horse gear, but also as a post-bell (ekirei), which, when used by nobles and officials, signified their right to demand horses for travel.
*Jasper also was employed for making bracelets, and there is some evidence that shells were similarly used.
*Jasper was also used to make bracelets, and there’s some evidence that shells were used in a similar way.*
To another object interest attaches because of its wide use in western Asia and among the Celtic peoples of Europe. This is the penannular (or open) ring. In Europe, it was usually of solid gold or silver, but in Japan, where these metals were very scarce in early days, copper, plated with beaten gold or silver, was the material generally employed. Sometimes these rings were hollow and sometimes, but very rarely, flattened. The smaller ones seem to have served as earrings, worn either plain or with pendants.
To another object, interest is drawn due to its widespread use in western Asia and among the Celtic peoples of Europe. This is the penannular (or open) ring. In Europe, it was typically made of solid gold or silver, but in Japan, where these metals were very rare in earlier times, copper plated with beaten gold or silver was the common material used. Sometimes these rings were hollow, and sometimes, though very rarely, they were flattened. The smaller ones appear to have been used as earrings, worn either plain or with pendants.
Prominent among personal ornaments were magatama (curved jewels) and kudatama (cylindrical jewels). It is generally supposed that the magatama represented a tiger's claw, which is known to have been regarded by the Koreans as an amulet. But the ornament may also have taken its comma-like shape from the Yo and the Yin, the positive and the negative principles which by Chinese cosmographists were accounted the great primordial factors, and which occupy a prominent place in Japanese decorative art as the tomoye.* The cylindrical jewels evidently owed their shape to facility for stringing into necklaces or chaplets. The Chronicles and the Records alike show that these jewels, especially the magatama, acted an important part in some remarkable scenes in the mythological age.** Moreover, a sword, a mirror, and a magatama, may be called the regalia of Japan. But these jewels afford little aid in identifying the Yamato. Some of them—those of jade, chrysoprase, and nephrite***—must have been imported, these minerals never having been found in Japan. But the latter fact, though it may be held to confirm the continental origin of the Yamato, gives no indication as to the part of Asia whence they emigrated.
Prominent among personal ornaments were magatama (curved jewels) and kudatama (cylindrical jewels). It is generally thought that the magatama represented a tiger's claw, which was considered an amulet by the Koreans. However, the ornament may also have taken its comma-like shape from the concepts of Yo and Yin, the positive and negative principles that Chinese cosmographers described as the great primordial factors, and which hold a significant place in Japanese decorative art as the tomoye.* The cylindrical jewels were clearly designed to be easily strung into necklaces or chaplets. Both the Chronicles and the Records show that these jewels, especially the magatama, played an important role in some remarkable scenes from the mythological age.** In addition, a sword, a mirror, and a magatama can be considered the regalia of Japan. However, these jewels provide little help in identifying the Yamato. Some of them—those made from jade, chrysoprase, and nephrite***—must have been imported, since these minerals have never been found in Japan. But while this fact may support the idea of a continental origin for the Yamato, it doesn't specify the part of Asia from which they migrated.
*Professor Takashima has found magatama among the relics of the primitive culture, but that is probably the result of imitation.
*Professor Takashima has discovered magatama among the artifacts of the ancient culture, but that’s likely due to imitation.
**The goddess of the Sun, when awaiting the encounter with Susanoo, twisted a complete string, eight feet long, with five hundred magatama. Lesser Kami were created by manipulating the jewels. When Amaterasu retired into a cave, magatama were hung from the branches of a sakaki tree to assist in enticing her out. Several other reverential allusions are made to the jewels in later times.
**The goddess of the Sun, while waiting to meet Susanoo, twisted a full string, eight feet long, with five hundred magatama. Lesser Kami were created by rearranging the jewels. When Amaterasu hid in a cave, magatama were hung from the branches of a sakaki tree to help coax her out. Several other respectful references to the jewels appeared later on.**
***The jewels were of jasper, agate, chalcedony, serpentine, nephrite, steatite, quartz, crystal, glass, jade (white and green), and chrysoprase. Mention is also made of rakan, but the meaning of the term is obscure. Probably it was a variety of jade.
***The jewels included jasper, agate, chalcedony, serpentine, nephrite, steatite, quartz, crystal, glass, jade (both white and green), and chrysoprase. There's also a mention of rakan, but the exact meaning of that term isn't clear. It was likely a type of jade.
YAMATO POTTERY
The pottery found in the Yamato tombs is somewhat more instructive than the personal ornaments. It seems to have been specially manufactured, or at any rate selected, for purposes of sepulture, and it evidently retained its shape and character from very remote if not from prehistoric times. Known in Japan as iwaibe (sacred utensils), it resembles the pottery of Korea so closely that identity has been affirmed by some archaeologists and imitation by others. It has comparatively fine paste—taking the primitive pottery as standard—is hard, uniformly baked, has a metallic ring, varies in colour from dark brown to light gray, is always turned on the wheel, has only accidental glaze, and is decorated in a simple, restrained manner with conventionalized designs. The shapes of the various vessels present no marked deviation from Chinese or Korean models, except that, the tazzas and occasionally other utensils are sometimes pierced in triangular, quadrilateral, and circular patterns, to which various meanings more or less fanciful have been assigned.
The pottery found in the Yamato tombs is somewhat more informative than the personal ornaments. It seems to have been specifically made, or at least chosen, for burial purposes, and it clearly kept its shape and style from very early, if not prehistoric, times. Known in Japan as iwaibe (sacred utensils), it closely resembles Korean pottery, with some archaeologists affirming the identity and others suggesting imitation. It has a relatively fine paste—considering primitive pottery as the standard—is hard, uniformly baked, produces a metallic sound, ranges in color from dark brown to light gray, is always turned on a wheel, has only incidental glaze, and is simply and subtly decorated with conventional designs. The shapes of the various vessels do not significantly deviate from Chinese or Korean models, except that the tazzas and occasionally other utensils are sometimes punctured in triangular, quadrilateral, and circular patterns, which have been assigned various fanciful meanings.
There is, however, one curious form of iwaibe which does not appear to have any counterpart in China or Korea. It is a large jar, or tazza, having several small jars moulded around its shoulder,* these small jars being sometimes interspersed with, and sometimes wholly replaced by, figures of animals.** It is necessary to go to the Etruscan "black ware" to find a parallel to this most inartistic kind of ornamentation.
There is, however, one unusual type of iwaibe that doesn't seem to have any equivalent in China or Korea. It's a large jar, or tazza, with several small jars molded around its shoulder; these small jars are sometimes mixed with, and other times completely replaced by, figures of animals. It's necessary to look at the Etruscan "black ware" to find a similar example of this rather unartistic type of decoration.
*This style of ornamentation was called komochi (child-bearing), the small jars being regarded as children of the large.
*This style of decoration was called komochi (child-bearing), with the small jars seen as the children of the larger ones.*
**Mr. Wakabayashi, a Japanese archaeologist, has enumerated seven varieties of figures thus formed on vases: horses, deer, wild boars, dogs, birds, tortoises; and human beings.
**Mr. Wakabayashi, a Japanese archaeologist, has listed seven types of figures created on vases: horses, deer, wild boars, dogs, birds, tortoises; and humans.**
With regard to the general decorative methods of the iwaibe potters, it is noticeable, first, that apparent impressions of textiles are found (they are seldom actual imprints, being usually imitations of such), and, secondly, that simple line decoration replaces the rude pictorial representations of a primitive culture and suggests propagation from a centre of more ancient and stable civilization than that of the Yamato hordes: from China, perhaps from Korea—who knows? As for the terracotta figures of human beings and sometimes of animals found in connexion with Yamato sepulchres, they convey little information about the racial problem.* The idea of substituting such figures for the human beings originally obliged to follow the dead to the grave seems to have come from China, and thus constitutes another evidence of intercourse, at least, between the two countries from very ancient times.
Regarding the general decorative techniques of the iwaibe potters, it's noticeable, first, that we see impressions of textiles (these are rarely actual imprints and are usually imitations), and second, that simple line decorations have taken the place of the crude pictorial representations of a primitive culture. This suggests a connection to a more ancient and stable civilization than that of the Yamato tribes, possibly from China or maybe from Korea—who knows? As for the terracotta figures of humans and occasionally animals that are found with Yamato burial sites, they don’t provide much insight into the racial issue.* The idea of replacing human beings, who were originally expected to accompany the dead to the grave, with these figures seems to have originated in China, offering further evidence of contact between the two countries from very early times.
*Chinese archaic wine-pots of bronze sometimes have on the lid figures of human beings and animals, but these served a useful purpose.
*Chinese ancient bronze wine pots sometimes have figures of people and animals on the lid, but these served a practical purpose.
It has been remarked that "the faces seen on these images by no means present a typical Mongolian type; on the contrary, they might easily pass for European faces, and they prompt the query whether the Yamato were not allied to the Caucasian race." Further, "the national vestiges of the Yamato convey an impression of kinship to the civilization which we are accustomed to regard as our own, for their intimate familiarity with the uses of swords, armour, horse-gear, and so forth brings us into sympathetic relation to their civilization." [Munro.]
It has been noted that "the faces seen in these images don't represent a typical Mongolian type; instead, they could easily be mistaken for European faces, raising the question of whether the Yamato were connected to the Caucasian race." Additionally, "the cultural remnants of the Yamato give the impression of a connection to the civilization we typically consider our own, as their close familiarity with swords, armor, horse gear, and so on creates a bond with their civilization." [Munro.]
SUMMARY
It will be seen from the above that archaeology, while it discloses to us the manners and customs of the ancient inhabitants of Japan, does not afford material for clearly differentiating more than three cultures: namely, the neolithic culture of the Yemishi; the iron culture of the Yamato, and the intermediate bronze culture of a race not yet identified. There are no archaeological traces of the existence of the Kumaso or the Tsuchi-gumo, and however probable it may seem, in view of the accessibility of Japan from the mainland, not only while she formed part of the latter but even after the two had become separate, that several races co-existed with the Yemishi and that a very mixed population carried on the neolithic culture, there is no tangible evidence that such was the case. Further, the indications furnished by mythology that the Yamato were intellectually in touch with central, if not with western Asia, are re-enforced by archaeological suggestions of a civilization and even of physical traits cognate with the Caucasian.
It can be seen from the above that archaeology, while revealing the customs and ways of life of ancient inhabitants of Japan, doesn't provide enough information to clearly identify more than three distinct cultures: the Neolithic culture of the Yemishi, the Iron culture of the Yamato, and the intermediate Bronze culture of an unidentified race. There are no archaeological signs of the Kumaso or the Tsuchi-gumo, and despite how likely it may seem, considering Japan’s proximity to the mainland—both when it was part of it and after they became separate—there’s no solid evidence that multiple races coexisted with the Yemishi or that a mixed population supported the Neolithic culture. Additionally, the hints provided by mythology suggesting that the Yamato had intellectual connections with central, if not western, Asia are supported by archaeological evidence of a civilization and even physical traits related to Caucasian characteristics.
ENGRAVING: DRUM AND MASK
ENGRAVING: "NO" MASKS
CHAPTER VII
LANGUAGE AND PHYSICAL CHARACTERISTICS
LANGUAGE
HOWEVER numerous may have been the races that contributed originally to people Japan, the languages now spoken there are two only, Ainu and Japanese. They are altogether independent tongues. The former undoubtedly was the language of the Yemishi; the latter, that of the Yamato. From north to south all sections of the Japanese nation—the Ainu of course excepted—use practically the same speech. Varieties of local dialects exist, but they show no traits of survival from different languages. On the contrary, in few countries of Japan's magnitude does corresponding uniformity of speech prevail from end to end of the realm. It cannot reasonably be assumed that, during a period of some twenty-five centuries and in the face of steady extermination, the Yemishi preserved their language quite distinct from that of their conquerors, whereas the various languages spoken by the other races peopling the island were fused into a whole so homogeneous as to defy all attempts at differentiation. The more credible alternative is that from time immemorial the main elements of the Japanese nation belonged to the same race, and whatever they received from abroad by way of immigration became completely absorbed and assimilated in the course of centuries.
NO MATTER how many races originally contributed to populating Japan, the languages spoken today are just two: Ainu and Japanese. These are completely independent languages. The Ainu was definitely the language of the Yemishi; Japanese was that of the Yamato. From north to south, all parts of the Japanese nation—the Ainu, of course, being the exception—essentially use the same language. There are local dialects, but they don't show signs of having survived from different languages. In fact, few countries of Japan's size have such consistent language use from one end to the other. It's not reasonable to assume that, over a period of about twenty-five centuries and with ongoing extermination, the Yemishi kept their language entirely separate from that of their conquerors, while the other languages spoken by different groups on the island merged into a uniform whole that resisted differentiation. The more believable alternative is that for a very long time, the main components of the Japanese nation came from the same race, and whatever they received through immigration was completely absorbed and assimilated over centuries.
No diligent attempt has yet been made to trace the connexion—if any exist—between the Ainu tongue and the languages of northeastern Asia, but geology, history, and archaeology suffice to indicate that the Yemishi reached Japan at the outset from Siberia. The testimony of these three sources is by no means so explicit in the case of the Yamato, and we have to consider whether the language itself does not furnish some better guide. "Excepting the twin sister tongue spoken in the Ryukyu Islands," writes Professor Chamberlain, "the Japanese language has no kindred, and its classification under any of the recognized linguistic families remains doubtful. In structure, though not to any appreciable extent in vocabulary, it closely resembles Korean, and both it and Korean may possibly be related to Mongol and to Manchu, and might therefore lay claim to be included in the so-called 'Altaic group' In any case, Japanese is what philologists call an agglutinative tongue; that is to say, it builds up its words and grammatical forms by means of suffixes loosely soldered to the root or stem, which is invariable."
No serious effort has been made to trace the connection—if any exists—between the Ainu language and the languages of northeastern Asia. However, geology, history, and archaeology clearly show that the Yemishi originally came to Japan from Siberia. The evidence from these three fields is not nearly as clear-cut for the Yamato, and we need to consider whether the language itself provides a better clue. "Aside from the closely related language spoken in the Ryukyu Islands," writes Professor Chamberlain, "the Japanese language has no relatives, and its classification within any of the recognized language families remains uncertain. In terms of structure—though not much in vocabulary—it closely resembles Korean, and both Japanese and Korean may be connected to Mongolian and Manchu, possibly justifying their inclusion in the so-called 'Altaic group'. In any case, Japanese is what linguists refer to as an agglutinative language; that is, it constructs its words and grammatical forms through the use of suffixes loosely attached to the root or stem, which remains unchanged."
This, written in 1905, has been supplemented by the ampler researches of Professor S. Kanazawa, who adduces such striking evidences of similarity between the languages of Japan and Korea that one is almost compelled to admit the original identity of the two. There are no such affinities between Japanese and Chinese. Japan has borrowed largely, very largely, from China. It could scarcely have been otherwise. For whereas the Japanese language in its original form—a form which differs almost as much from its modern offspring as does Italian from Latin—has little capacity for expansion, Chinese has the most potential of all known tongues in that respect. Chinese may be said to consist of a vast number of monosyllables, each expressed by a different ideograph, each having a distinct significance, and each capable of combination and permutation with one or more of the others, by which combinations and permutations disyllabic and trisyllabic words are obtained representing every conceivable shade of meaning.
This, written in 1905, has been expanded upon by the more extensive research of Professor S. Kanazawa, who presents such compelling evidence of similarities between the languages of Japan and Korea that one is almost forced to accept their original identity. There are no such connections between Japanese and Chinese. Japan has borrowed extensively, very extensively, from China. It could hardly have been any other way. The Japanese language in its original form—a form that differs almost as much from its modern version as Italian does from Latin—has little capacity for growth, while Chinese has the most potential of all known languages in that regard. Chinese can be seen as made up of a vast number of monosyllables, each represented by a different ideograph, each having a distinct meaning, and each capable of being combined and permuted with one or more others, which through these combinations and permutations creates disyllabic and trisyllabic words that represent every conceivable shade of meaning.
It is owing to this wonderful elasticity that Japan, when suddenly confronted by foreign arts and sciences, soon succeeded in building up for herself a vocabulary containing all the new terms, and containing them in self-explaining forms. Thus "railway" is expressed by tetsu-do, which consists of the two monosyllables tetsu (iron) and do (way); "chemistry" by kagaku, or the learning (gaku) of changes (ka); "torpedo" by suirai, or water (sui) thunder (rai); and each of the component monosylables being written with an ideograph which conveys its own meaning, the student has a term not only appropriate but also instructive. Hundreds of such words have been manufactured in Japan during the past half-century to equip men for the study of Western learning, and the same process, though on a very much smaller scale, had been going on continuously for many centuries, so that the Japanese language has come to embody a very large number of Chinese words, though they are not pronounced as the Chinese pronounce the corresponding ideographs.
Thanks to this incredible flexibility, Japan quickly created a vocabulary that effectively described foreign arts and sciences. For example, "railway" is expressed as tetsu-do, which combines the words tetsu (iron) and do (way); "chemistry" is kagaku, meaning the study (gaku) of changes (ka); and "torpedo" is suirai, meaning water (sui) thunder (rai). Each part is represented by an ideograph that conveys its own meaning, giving students terms that are not only suitable but also informative. Over the past fifty years, hundreds of new words have been created in Japan to help people study Western knowledge, and this process, albeit on a much smaller scale, has been happening for centuries. As a result, the Japanese language now includes a significant number of Chinese words, though they are not pronounced the same way as in Chinese when referring to the same ideographs.
Yet in spite of this intimate relation, re-enforced as it is by a common script, the two languages remain radically distinct; whereas between Japanese and Korean the resemblance of structure and accidence amounts almost to identity. Japanese philologists allege that no affinity can be traced between their language and the tongues of the Malay, the South Sea islanders, the natives of America and Africa, or the Eskimo, whereas they do find that their language bears a distinct resemblance to Manchu, Persian, and Turkish. Some go so far as to assert that Latin, Greek, and Sanskrit are nearer to Japanese than they are to any European language. These questions await fuller investigation.
Yet despite this close relationship, which is strengthened by a shared writing system, the two languages remain fundamentally different; however, Japanese and Korean are so similar in structure and grammar that they are almost identical. Japanese linguists claim that there is no connection between their language and those of the Malay, South Sea islanders, Native Americans, Africans, or Eskimos, while they do find their language has a clear resemblance to Manchu, Persian, and Turkish. Some even argue that Latin, Greek, and Sanskrit are closer to Japanese than they are to any European language. These issues need to be explored further.
PHYSICAL CHARACTERISTICS OF RACES
The Japanese are of distinctly small stature. The average height of the man is 160 centimetres (5 feet 3.5 inches) and that of the woman 147 centimetres (4 feet 10 inches). They are thus smaller than any European race, the only Occidentals over whom they possess an advantage in this respect being the inhabitants of two Italian provinces. [Baelz.] Their neighbours, the Chinese and the Koreans, are taller, the average height of the northern Chinese being 168 centimetres (5 feet 7 inches), and that of the Koreans 164 centimetres (5 feet 5.5 inches). Nevertheless, Professor Dr. Baelz, the most eminent authority on this subject, avers that "the three great nations of eastern Asia are essentially of the same race," and that observers who consider them to be distinct "have been misled by external appearances." He adds: "Having made a special study of the race question in eastern Asia, I can assert that comity of race in general is clearly proved by the anatomical qualities of the body. In any case the difference between them is much smaller than that between the inhabitants of northern and southern Europe."
The Japanese are notably shorter in stature. The average height for men is 160 centimeters (5 feet 3.5 inches) and for women, it's 147 centimeters (4 feet 10 inches). They are shorter than any European group, with the only Westerners they are taller than being from two Italian regions. Their neighbors, the Chinese and Koreans, are taller, with the average height for northern Chinese being 168 centimeters (5 feet 7 inches) and for Koreans, 164 centimeters (5 feet 5.5 inches). However, Professor Dr. Baelz, a leading expert on this topic, claims that "the three great nations of eastern Asia are fundamentally of the same race," and that those who view them as distinct "have been misled by outward appearances." He adds: "After extensively studying the race issue in eastern Asia, I can confirm that the racial unity is clearly supported by the anatomical characteristics of the body. In any case, the differences among them are much smaller than those between the people of northern and southern Europe."
The marked differences in height, noted above, do not invalidate this dictum: they show merely that the Asiatic yellow race has several subdivisions. Among these subdivisions the more important are the Manchu-Korean type, the Mongol proper, the Malay, and the Ainu. To the first, namely the Manchu-Korean, which predominates in north China and in Korea, Baelz assigns the higher classes in Japan; that is to say, the men regarded as descendants of the Yamato. They have "slender, elegant and often tall figures, elongated faces with not very prominent cheek-bones, more or less slanting eyes, aquiline noses, large upper teeth, receding chins, long slender necks, narrow chests, long trunks, thin limbs, and often long fingers, while the hair on the face and body is scarce." Dr. Munro, however, another eminent authority, holds that, "judging from the Caucasian and often Semitic physiognomy seen in the aristocratic type of Japanese, the Yamato were mainly of Caucasic, perhaps Iranian, origin. These were the warriors, the conquerors of Japan, and afterwards the aristocracy, modified to some extent by mingling with a Mongoloid rank and file, and by a considerable addition of Ainu." He remarks that a white skin was the ideal of the Yamato, as is proved by their ancient poetry.
The significant differences in height mentioned earlier don’t negate this statement; they simply indicate that the Asiatic yellow race has several subdivisions. The main ones include the Manchu-Korean type, the true Mongol, the Malay, and the Ainu. Baelz attributes the higher classes in Japan, particularly the Yamato descendants, to the Manchu-Korean type, which is prevalent in northern China and Korea. These individuals have "slender, elegant, and often tall figures, narrow faces with not very prominent cheekbones, slightly slanting eyes, aquiline noses, large upper teeth, receding chins, long slender necks, narrow chests, long torsos, thin limbs, and often long fingers, while facial and body hair is sparse." However, Dr. Munro, another respected expert, believes that "considering the Caucasian and often Semitic features seen in the aristocratic type of Japanese, the Yamato mostly had a Caucasian, maybe Iranian, origin. These were the warriors and conquerors of Japan, and later became the aristocracy, somewhat modified by mixing with a Mongoloid lower class and a significant influx of Ainu." He notes that a fair complexion was the ideal among the Yamato, as evidenced by their ancient poetry.
As for the Mongol-proper type, which is seen in the lower classes and even then not very frequently, its representative is squarely built, and has prominent cheek-bones, oblique eyes, a more or less flat nose with a large mouth. The Malay type is much commoner. Its characteristics are small stature, good and sometimes square build, a face round or angular, prominent cheek-bones, large horizontal eyes, a weak chin, a short neck, broad well-developed chest, short legs, and small delicate hands. As for the Ainu type, Dr. Baelz finds it astonishing that they have left so little trace in the Japanese nation. "Yet those who have studied the pure Ainu closely will observe, particularly in the northern provinces, a not insignificant number of individuals bearing the marks of Ainu blood. The most important marks are: a short, thickly set body; prominent bones with bushy hair, round deep-set eyes with long divergent lashes, a straight nose, and a large quantity of hair on the face and body all qualities which bring the Ainu much nearer to the European than to the Japanese proper."
As for the Mongol type, which is found in the lower classes and not very often, it's characterized by a solid build, prominent cheekbones, slanted eyes, a relatively flat nose, and a large mouth. The Malay type is much more common. Its features include a small height, a well-proportioned or sometimes stocky build, either a round or angular face, noticeable cheekbones, large horizontal eyes, a weak chin, a short neck, a broad, well-developed chest, short legs, and small, delicate hands. Regarding the Ainu type, Dr. Baelz finds it surprising that they've left such a small mark on the Japanese population. "However, those who have closely studied pure Ainu individuals will notice, especially in the northern provinces, a significant number of people showing traces of Ainu ancestry. The most notable characteristics are: a short, solid body; prominent bones with thick hair, round deep-set eyes with long outwardly curving lashes, a straight nose, and a lot of hair on the face and body—all features that align the Ainu more closely with Europeans than with the Japanese."
GENERAL PHYSICAL CHARACTERISTICS
In addition to physical characteristics which indicate distinctions of race among the inhabitants of Japan, there are peculiarities common to a majority of the nation at large. One of these is an abnormally large head. In the typical European the height of the head is less than one-seventh of the stature and in Englishmen it is often one-eighth. In the Japanese is it appreciably more than one-seventh. Something of this may be attributed to smallness of stature, but such an explanation is only partial.
In addition to the physical traits that show the differences in race among the people of Japan, there are characteristics shared by most of the population. One of these is an unusually large head. In an average European, the height of the head is less than one-seventh of their overall height, and for Englishmen, it's often one-eighth. In Japanese people, it is noticeably more than one-seventh. Some of this can be linked to shorter height, but that's only part of the story.
Shortness of legs in relation to the trunk is another marked feature. "Long or short legs are mainly racial in origin. Thus, in Europe, the northern, or Teutonic race—namely Anglo-Saxons, North Germans, Swedes, and Danes—are tail; long-legged, and small-headed, while the Alpine, or central European race are short of stature, have short legs and large heads with short necks, thus resembling the Mongolian race in general, with which it was probably originally connected." [Baelz.]
Short legs compared to the trunk is another noticeable characteristic. "Long or short legs mainly come from racial background. In Europe, the northern, or Teutonic races—like the Anglo-Saxons, North Germans, Swedes, and Danes—are tall, long-legged, and have small heads. Meanwhile, the Alpine, or central European race is shorter, has short legs, and large heads with short necks, resembling the Mongolian race in general, which it likely had a connection with originally." [Baelz.]
In the Japanese face, too, there are some striking points. The first is in the osseous cavity of the eyeball and in the skin round the eye. "The socket of the Japanese eye is comparatively small and shallow, and the osseous ridges at the brows being little marked, the eye is less deeply set than in the European. Seen in profile, forehead and upper lid often form one unbroken line." Then "the shape of the eye proper, as modelled by the lids, shows a most striking difference between the European and the Mongolian races; the open eye being almost invariably horizontal in the former but very often oblique in the latter on account of the higher level of the outer corner. But even apart from obliqueness the shape of the corner is peculiar in the Mongolian eye. The inner corner is partly or entirely covered by a fold of the upper lid continuing more or less into the lower lid. This fold, which has been called the Mongolian fold, often also covers the whole free rim of the upper lid, so that the insertion of the eyelashes is hidden. When the fold takes an upward direction towards the outer corner, the latter is a good deal higher than the inner corner, and the result is the obliqueness mentioned above. The eyelashes are shorter and sparser than in the European, and whereas in the European the lashes of the upper and the lower lid diverge, so that their free ends are farther distant than their roots, in the Japanese eye they converge, the free ends being nearer together than the insertions. Then again in the lower class the cheek-bones are large and prominent, making the face look flat and broad, while in the higher classes narrow and elongated faces are quite common. Finally, the Japanese is less hairy than the European, and the hair of the beard is usually straight." [Baelz.]
In the Japanese face, there are some notable features as well. First, there’s the shape of the eye socket and the skin around the eyes. "The Japanese eye socket is relatively small and shallow, and since the bony ridges of the brow are not very pronounced, the eyes are not set as deeply as in Europeans. When viewed from the side, the forehead and upper eyelid often form a smooth, continuous line." Additionally, "the actual shape of the eye, influenced by the eyelids, displays a significant difference between Europeans and Mongolians; the open eye in Europeans is almost always horizontal, while it tends to be slanted in Mongolians due to the higher position of the outer corner. Moreover, regardless of the slant, the shape of the corner is unique in the Mongolian eye. The inner corner is partly or completely covered by a fold of the upper eyelid that extends into the lower eyelid. This fold, known as the Mongolian fold, often also conceals the entire edge of the upper lid, so the lashes are not visible. When the fold angles upward toward the outer corner, the outer corner is much higher than the inner corner, leading to the slant mentioned earlier. The eyelashes are shorter and less dense than those of Europeans, and while in Europeans the lashes of the upper and lower lids fan out, making the free ends farther apart than the roots, in the Japanese eye, they come together, with the free ends being closer than their insertions. Furthermore, in the lower classes, the cheekbones are large and prominent, giving the face a flat and broad appearance, while in higher classes, narrow and elongated faces are quite common. Lastly, Japanese individuals tend to have less body hair than Europeans, and their facial hair is usually straight." [Baelz.]
VIEWS OF JAPANESE ETHNOLOGISTS
It may well be supposed that the problem of their nation's origin has occupied much attention among the Japanese, and that their ethnologists have arrived at more or less definite conclusions. The outlines of their ideas are that one of the great waves of emigration which, in a remote age, emerged from the cradle of the human race in central Asia, made its way eastward with a constantly expanding front, and, sweeping up the Tarim basin, emerged in the region of the Yellow River and in Manchuria. These wanderers, being an agricultural, not a maritime, race, did not contribute much to the peopling of the oversea islands of Japan. But in a later—or an earlier—era, another exodus took place from the interior of Asia. It turned in a southerly direction through India, and coasting along the southern seaboard, reached the southeastern region of China; whence, using as stepping-stones the chain of islands that festoon eastern Asia, it made its way ultimately to Korea and Japan.
It’s safe to say that the question of their nation’s origin has drawn a lot of interest from the Japanese, and their ethnologists have come to fairly clear conclusions. They believe that one of the major waves of migration that began in a distant time from the birthplace of humanity in central Asia moved eastward with a continuously expanding front. This wave swept through the Tarim Basin and emerged in the areas around the Yellow River and in Manchuria. These migrants, being an agricultural rather than a maritime culture, didn’t significantly contribute to the population of Japan’s islands. However, in a later—or perhaps earlier—period, another migration started from the interior of Asia. This group moved southward through India and, following the southern coastline, reached southeastern China. From there, using the chain of islands along eastern Asia as stepping stones, they eventually made their way to Korea and Japan.
Anterior to both of these movements another race, the neolithic Yemishi of the shell-heaps, had pushed down from the northeastern regions of Korea or from the Amur valley, and peopled the northern half of Japan. The Korean peninsula, known in Chinese records as Han, appears in the form of three kingdoms at the earliest date of its historical mention: they were Sin-Han and Pyon-Han on the east and Ma-Han on the West. The northeastern portion, from the present Won-san to Vladivostok, bore the name of Yoso, which is supposed to have been the original of Yezo, the Yoso region thus constituting the cradle of the Yemishi race.
Before these movements, another group, the neolithic Yemishi from the shell heaps, made their way down from the northeastern parts of Korea or the Amur Valley and settled in the northern half of Japan. The Korean peninsula, referred to in Chinese records as Han, first appears divided into three kingdoms: Sin-Han and Pyon-Han to the east and Ma-Han to the west. The northeastern area, stretching from present-day Won-san to Vladivostok, was called Yoso, which is believed to be the origin of Yezo, making the Yoso region the birthplace of the Yemishi people.
Japanese ethnologists interpret the ancient annals as pointing to very close intercourse between Japan and Korea in early days,* and regard this as confirming the theory stated above as to the provenance of the Yamato race. Connexion with the colonists of northern China was soon established via Manchuria, and this fact may account for some of the similarities between the civilization as well as the legends of the Yamato and those of Europe, since there is evidence that the Greeks and Romans had some hazy knowledge of China, and that the Chinese had a similarly vague knowledge of the Roman Empire,** possibly through commercial relations in the second century B.C.
Japanese ethnologists interpret the ancient records as indicating a close relationship between Japan and Korea in early times,* which they see as supporting the earlier theory about the origins of the Yamato race. A connection with the settlers from northern China was quickly established through Manchuria, and this may explain some of the similarities in civilization and legends between the Yamato and those of Europe, since there's evidence that the Greeks and Romans had a vague awareness of China, and that the Chinese had a similarly unclear understanding of the Roman Empire,** possibly through trade relations in the second century B.C.
*The annals state of Princes Mikeno and Inahi, elder brothers of Prince Iware (afterwards Jimmu Tenno). that the former "crossed over to the Eternal Land" (Tokoyo-no-kuni) and the latter went down to the sea plain, it being his deceased mother's land. Japanese archaeologists identify "mother's land" as Shiragi in Korea, and Tokoyo-no-kuni as the western country where the sun sets, namely China. They further point out that Susanoo with his son, Itakeru, went to Shiragi and lived at Soshi-mori, for which reason Susanoo's posthumous title was Gozu Tenno, gozu being the Japanese equivalent for the Korean soshi-mori (ox head). Susanoo is also quoted as saying, "there are gold and silver in Koma and it were well that there should be a floating treasury;"* so he built a vessel of pine and camphor-wood to export these treasures to Japan. The "Korea" here spoken of is the present Kimhai in Kyongsan-do. It is further recorded that Susanoo lived for a time at Kumanari-mine, which is the present Kongju. Again, a Japanese book, compiled in the tenth century A.D., enumerates six shrines in the province of Izumo which were called Kara-kuni Itate Jinja, or shrine of Itakeru of Korea. A much abler work, Izuma Fudoki, speaks of Cape Kitsuki in Izumo as a place where cotton-stuffs were imported from Shiragi by Omitsu, son of Susanoo. There are other evidences to the same effect, and taken in conjunction with the remarkable similarity of the Korean and Japanese languages, these facts are held to warrant the conclusion that the most important element of the Japanese nation came via Korea, its Far Eastern colony being the ultima thule of its long wanderings from central Asia.
*The records mention Princes Mikeno and Inahi, the older brothers of Prince Iware (who later became Jimmu Tenno). It states that Mikeno "crossed over to the Eternal Land" (Tokoyo-no-kuni) and Inahi went down to the sea plain, which was his deceased mother's land. Japanese archaeologists believe that "mother's land" refers to Shiragi in Korea, while Tokoyo-no-kuni is identified as the western country where the sun sets, specifically China. They also note that Susanoo, along with his son Itakeru, went to Shiragi and lived at Soshi-mori, which is why Susanoo's posthumous title was Gozu Tenno, with gozu being the Japanese term for the Korean soshi-mori (ox head). Susanoo is quoted saying, "there are gold and silver in Koma and it would be good to have a floating treasury;" so he built a ship made of pine and camphor wood to transport these treasures to Japan. The "Korea" mentioned here is present-day Kimhai in Kyongsan-do. It is also recorded that Susanoo lived for a time at Kumanari-mine, which is now Kongju. Additionally, a Japanese text compiled in the tenth century A.D. lists six shrines in the province of Izumo called Kara-kuni Itate Jinja, or shrine of Itakeru of Korea. A more comprehensive work, Izuma Fudoki, describes Cape Kitsuki in Izumo as a place where cotton was imported from Shiragi by Omitsu, the son of Susanoo. There is further evidence supporting this, and combined with the significant similarities between the Korean and Japanese languages, these facts suggest that a major element of the Japanese nation originated from Korea, with its Far Eastern colony being the ultimate destination after a long journey from central Asia.*
**See Encyclopaedia Britannica, 11th Edition, Vol. 6, p. 189 b.
**See Encyclopaedia Britannica, 11th Edition, Vol. 6, p. 189 b.**
The first mention of Japan in Chinese records is contained in a book called Shan-hai-ching, which states that "the northern and southern Wo* were subject to the kingdom of Yen." Yen was in the modern province of Pechili. It existed as an independent kingdom from 1 122 to 265 B.C. That the inhabitants of Japan were at any time subject to Yen is highly improbable, but that they were tributaries is not unlikely. In other words, intercourse between Japan and northern China was established in remote times via the Korean peninsula, and people from Japan, travelling by this route, carried presents to the Court of Yen, a procedure which, in Chinese eyes constituted an acknowledgement of suzerainty. The "northern and southern Wo" were probably the kingdom of Yamato and that set up in Kyushu by Ninigi, a supposition which lends approximate confirmation to the date assigned by Japanese historians for the expedition of Jimmu Tenno. It is also recorded in the Chronicles of the Eastern Barbarians, a work of the Han dynasty (A.D. 25-221), that Sin-Han, one of the three Korean kingdoms, produced iron, and that Wo and Ma-Han, the western of these Korean kingdoms, traded in it and used it as currency. It is very possible that this was the iron used for manufacturing the ancient double-edged swords (tsurugi) and halberds of the Yamato, a hypothesis strengthened by the fact that the sword of Susanoo was called Orochi no Kara-suki, Kara being a Japanese name for Korea.
The first mention of Japan in Chinese records appears in a book called Shan-hai-ching, which states that "the northern and southern Wo were under the kingdom of Yen." Yen was located in what is now the province of Pechili. It existed as an independent kingdom from 1122 to 265 B.C. While it's very unlikely that the inhabitants of Japan were ever directly ruled by Yen, it's not improbable that they paid tribute. This means that interactions between Japan and northern China were established long ago through the Korean peninsula, and people from Japan traveled this route to bring gifts to the Court of Yen, which, in Chinese terms, signified recognition of their authority. The "northern and southern Wo" likely referred to the kingdom of Yamato and the one established in Kyushu by Ninigi, a theory that aligns with the timeline suggested by Japanese historians for the expedition of Jimmu Tenno. It is also noted in the Chronicles of the Eastern Barbarians, a work from the Han dynasty (A.D. 25-221), that Sin-Han, one of the three Korean kingdoms, produced iron and that Wo and Ma-Han, the western of these kingdoms, traded in iron and used it as currency. It’s very possible that this was the iron used to make the ancient double-edged swords (tsurugi) and halberds of the Yamato, a theory supported by the fact that Susanoo's sword was called Orochi no Kara-suki, with "Kara" being a Japanese name for Korea.
*This word was originally pronounced Wa, and is written with the ideograph signifying "dwarf." It was applied to the Japanese by Chinese writers in earliest times, but on what ground such an epithet was chosen there is no evidence.
*This word was originally pronounced Wa and is written with the ideograph meaning "dwarf." Chinese writers used it to refer to the Japanese in ancient times, but there is no evidence explaining why this specific term was chosen.
ENGRAVING: JAPANESE SADDLE, BRIDLE, AND STIRRUPS
CHAPTER VIII
MANNERS AND CUSTOMS IN REMOTE ANTIQUITY
If it be insisted that no credence attaches to traditions unsupported by written annals, then what the Records and the Chronicles, compiled in the eighth century, tell of the manners and customs of Japan twelve or thirteen hundred years previously, must be dismissed as romance. A view so extreme is scarcely justified. There must be a foundation of truth in works which, for the most part, have received the imprimatur of all subsequent generations of Japanese. Especially does that hold as to indications of manners, customs, and institutions. These, at least, are likely to be mirrored with a certain measure of accuracy, though they may often reflect an age later than that to which they are referred, and may even have been partially moulded to suit the ideas of their narrators. In briefly epitomizing this page of history, the plan here pursued is to adhere as far as possible to Japanese interpretations, since these must of necessity be most intelligent.
If we insist that no value can be placed on traditions that lack written records, then we must disregard what the Records and the Chronicles, compiled in the eighth century, say about the customs and practices of Japan twelve or thirteen hundred years earlier as mere fiction. Such an extreme viewpoint is hardly justified. There must be a basis of truth in these works, which have largely been accepted by all subsequent generations of Japanese. This is especially true for descriptions of manners, customs, and institutions. These aspects are likely to be represented with a fair amount of accuracy, even though they may often reflect a later era than the one they describe and might have been adapted to align with the perspectives of their authors. In summarizing this part of history, the approach taken here is to stick as closely as possible to Japanese interpretations, as these will naturally be the most insightful.
THE SOCIAL STRUCTURE
At the basis of the social structure stand the trinity of Kami, mythologically called the Central Master (Naka-Nushi) and the two Constructive Chiefs (Musubi no Kami). The Central Master was the progenitor of the Imperial family; the Constructive Chiefs were the nobility, the official class. What was originally involved in the conception of official functions, we learn from incidents prefatory to the expedition conducted by Ninigi for the subjugation of Japan. Amaterasu (the Sun goddess) attached to the person of her grandson four chiefs and one chieftainess. To two of the former (Koyane and Futodama) she entrusted all matters relating to religious rites, and they became respectively the ancestors of the Nakatomi and the Imibe families. To the female Kami (Usume) was entrusted the making of sacred music and she founded the Sarume family. Finally, all military functions were committed to the chiefs, Oshihi and Kume, whose descendants constituted the Otomo and Kume families.
At the core of the social structure is the trio of Kami, known in mythology as the Central Master (Naka-Nushi) and the two Constructive Chiefs (Musubi no Kami). The Central Master was the ancestor of the Imperial family, while the Constructive Chiefs represented the nobility and the official class. We can understand what was originally meant by official roles through events leading up to the expedition led by Ninigi to conquer Japan. Amaterasu (the Sun goddess) assigned four chiefs and one chieftainess to her grandson. She entrusted two of the chiefs (Koyane and Futodama) with all matters related to religious ceremonies, and they became the ancestors of the Nakatomi and Imibe families. The female Kami (Usume) was given the task of creating sacred music and established the Sarume family. Finally, all military responsibilities were handed over to the chiefs, Oshihi and Kume, whose descendants formed the Otomo and Kume families.
In every case these offices were hereditary for all time, and the families of their holders constitute the aristocracy of the nation, marrying among themselves and filling the highest offices from generation to generation. Their members bore the title of hiko (son of the Sun) and hime (daughter of the Sun), and those that governed towns and villages were called tomo no miyatsuko, while those that held provincial domains were entitled kuni no miyatsuko.
In every case, these positions were passed down through families forever, and the families of those in these roles make up the nation's aristocracy, intermarrying and occupying the highest offices from one generation to the next. Their members held the titles of hiko (son of the Sun) and hime (daughter of the Sun), with those who governed towns and villages referred to as tomo no miyatsuko, while those who ruled provincial regions were called kuni no miyatsuko.
This was the origin of the Japanese polity. The descendants of Amaterasu, herself a descendant of the Central Master, occupied the throne in unbroken succession, and the descendants of the two Constructive Chiefs served as councillors, ministers, and generals. But the lineage of all being traceable to three chiefs who originally occupied places of almost equal elevation, they were united by a bond of the most durable nature. At the same time it appears that this equality had its disadvantage; it disposed the members of the aristocratic families to usurp the administrative power while recognizing its source, the Throne, and it encouraged factional dissensions, which sometimes resulted disastrously. As to the middle and lower classes, no evidence bearing on their exact composition is forthcoming. It is plain, however, that they accepted a subordinate position without active protest, for nothing like a revolt on their part is alluded to, directly or indirectly, in the Records or the Chronicles. The term for all subjects was tomobe.
This was the beginning of the Japanese government. The descendants of Amaterasu, who was herself a descendant of the Central Master, held the throne in an unbroken line, while the descendants of the two Constructive Chiefs acted as advisors, ministers, and generals. However, since all could trace their lineage back to three chiefs who originally held nearly equal status, they were bonded in a strong way. At the same time, this equality had its downsides; it led members of the aristocratic families to try to seize power while still acknowledging its source, the Throne, and it sparked internal conflicts that sometimes had serious consequences. As for the middle and lower classes, there’s no clear information about their exact makeup. It’s obvious, though, that they accepted their lower status without any significant opposition, as there's no mention of a revolt from them in the Records or the Chronicles. The term used for all subjects was tomobe.
DWELLING-HOUSES
The palace of the sovereign—called miya or odono—corresponded in appearance and construction with the shrines of the deities. It was built by erecting central pillars—originally merely sunk in the ground but in later times having a stone foundation—from which rafters sloped to corner posts, similarly erected, the sides being clapboarded. Nails were used, but the heavy timbers were tied together with ropes made by twisting the fibrous stems of climbing plants. A conspicuous feature was that the upper ends of the rafters projected across each other, and in the V-shaped receptacle thus formed, a ridge-pole was laid with a number of short logs crossing it at right angles. This disposition of timbers was evidently devised to facilitate tying and to impart stability to the thatch, which was laid to a considerable thickness.
The palace of the ruler—called miya or odono—looked and was built similarly to the shrines dedicated to the gods. It was constructed by setting up central pillars—originally just pushed into the ground, but later with a stone base—from which rafters sloped down to the corner posts, which were also built the same way, with the sides covered in clapboard. Nails were used, but the heavy beams were tied together with ropes made from twisting the fibrous stems of climbing plants. A noticeable feature was that the upper ends of the rafters extended over each other, creating a V-shaped space where a ridge-pole was laid with several short logs placed across it at right angles. This arrangement of wood was clearly designed to make tying easier and to provide stability to the thick thatch laid on top.
It is not certain whether in the earliest times floors were fully boarded, or whether boarding was confined to a dais running round the sides, the rest of the interior being of beaten mud. Subsequently, however, the whole floor was boarded. Chimneys were not provided; charcoal being the principal fuel, its smoke did not incommode, and when firewood was employed, the fumes escaped through openings in the gable. For windows there were holes closed by shutters which, like the doors, swung upon hooks and staples. Rugs of skin or of rush matting served to spread on the boarded floor, and in rare cases silk cushions were employed.
It’s unclear whether in the earliest times floors were completely covered with boards or if boarding was limited to a platform around the sides, with the rest of the interior made of packed mud. However, later on, the entire floor was covered with boards. There were no chimneys; charcoal was the main fuel, and its smoke didn’t cause trouble. When firewood was used, the smoke escaped through openings in the gable. For windows, there were holes that were covered with shutters that, like the doors, swung on hooks and staples. Rugs made of animal skin or rush matting were used on the boarded floor, and in rare cases, silk cushions were used.
The areas on which buildings stood were generally surrounded by palisades, and for a long time no other kind of defence save these palings seems to have been devised. Indeed, no mention of castles occurs until the first century B.C., when the strange term "rice-castle" (ina-ki) is found; the reference being apparently to a palisade fortified with rice-bags, or to a rice-granary used as a fortress. The palace of the sovereign towered so high by comparison that it was termed Asahi-no-tada-sasu-miya (miya on which the morning sun shines direct), or Yuhi-no-hiteru-miya (miya illumined by the evening sun), or some other figurative epithet, and to the Emperor himself was applied the title 0-mikado (great august Gate). The dwellings occupied by the nobility were similarly built, though on a less pretentious scale, and those of the inferior classes appear to have been little better than huts, not a few of them being partially sunk in the ground, as is attested by the fact that the term "enter" took the form of "creep in" (hairu).
The areas where buildings were located were usually surrounded by wooden fences, and for a long time, it seems that no other type of defense was developed except for these barriers. In fact, the first mention of castles didn’t occur until the first century B.C., when the unusual term "rice-castle" (ina-ki) was found; this likely referred to a palisade reinforced with rice bags or a granary used as a fortress. The palace of the ruler was so much taller that it was called Asahi-no-tada-sasu-miya (the palace that the morning sun shines directly on), or Yuhi-no-hiteru-miya (the palace lit by the evening sun), or some other figurative name, and the Emperor himself was given the title O-mikado (great august Gate). The residences of the nobility were built similarly but on a smaller scale, while those of the lower classes seemed to be little better than huts, with many of them being partly sunk into the ground, as indicated by the fact that the term "enter" was expressed as "creep in" (hairu).
ADMINISTRATION AND WORSHIP
In the instruction said to have been given by Amaterasu to her grandson Ninigi, on the eve of his expedition to Japan, the words are recorded: "My child, regard this mirror as you regard me. Keep it in the same house with yourself, and make it the mirror of purity." Accordingly the insignia—the mirror, the jewel, and the sword—were always kept in the main hall of the palace under the care of the Nakatomi and the Imibe families. An ancient volume (Kogo-shui) records that when the palace of Kashihara was reached by Jimmu's army, the grandson of the founder of the Imibe family—cutting timber with a consecrated axe (imi-ono) and digging foundations with a consecrated spade (imi-suki)—constructed a palace in which he placed the mirror, the jewel, and the sword, setting out offerings and reciting prayers to celebrate the completion of the building and the installation of the insignia.
In the instructions said to have been given by Amaterasu to her grandson Ninigi, before his journey to Japan, the words are recorded: "My child, respect this mirror as you would respect me. Keep it in the same house as you, and make it a symbol of purity." As a result, the insignia—the mirror, the jewel, and the sword—were always kept in the main hall of the palace under the care of the Nakatomi and the Imibe families. An ancient book (Kogo-shui) states that when Jimmu's army arrived at the palace of Kashihara, the grandson of the founder of the Imibe family—using a consecrated axe (imi-ono) to cut timber and a consecrated spade (imi-suki) to dig foundations—built a palace where he placed the mirror, the jewel, and the sword, offering sacrifices and reciting prayers to celebrate the completion of the building and the installation of the insignia.
"At that time the sovereign was still very close to the Kami, and the articles and utensils for the latter were little distinguished from those for the former. Within the palace there stood a store house (imi-kura), the Imibe family discharging daily and nightly the duties relating to it." Thus it is seen that in remote antiquity religious rites and administrative functions were not distinguished. The sovereign's residence was the shrine of the Kami, and the term for "worship" (matsuri) was synonymous with that for "government."
"Back then, the ruler was still very connected to the Kami, and the items used for the Kami were not much different from those used by the ruler. Inside the palace, there was a storeroom (imi-kura), and the Imibe family handled the related duties every day and night." This shows that in ancient times, religious rituals and administrative tasks were not separated. The ruler's home was also the sanctuary of the Kami, and the word for "worship" (matsuri) was the same as the word for "government."
RELIGIOUS RITES
The ceremony spoken of above—the Odono matsuri, or consecration of the palace—is the earliest religious rite mentioned. Next in importance was the "harvest festival." In the records of the mythological age it is related that Amaterasu obtained seeds of the "five cereals," and, recognizing their value as food, caused them to be cultivated, offering a part to the Kami when they were ripe and eating some herself. This became a yearly custom, and when Ninigi set out to conquer Japan, his grandmother gave rice seed to the ancestors of the Nakatomi and the Imibe families, who thenceforth conducted the harvest festival (nii-name, literally "tasting the new rice") every autumn, the sovereign himself taking part, and the head of the Nakatomi reciting a prayer for the eternity of the Imperial line and the longevity of the Emperor. Other important rites were the "great purification" (Oharai) performed twice a year, on the last day of the sixth month and the last day of the twelfth month; the "fire-subduing fete," the "spirit-tranquillizing fete," etc.
The ceremony mentioned earlier—the Odono matsuri, or the consecration of the palace—is the earliest religious rite noted. Next in importance was the "harvest festival." According to records from the mythological age, Amaterasu obtained seeds of the "five cereals" and, recognizing their value as food, had them cultivated, offering some to the Kami when they were ripe and eating some herself. This practice became an annual tradition, and when Ninigi set out to conquer Japan, his grandmother gave rice seeds to the ancestors of the Nakatomi and Imibe families, who then conducted the harvest festival (nii-name, literally "tasting the new rice") every autumn, with the sovereign himself participating, and the head of the Nakatomi reciting a prayer for the eternity of the Imperial line and the longevity of the Emperor. Other significant rites included the "great purification" (Oharai) performed twice a year, on the last day of the sixth month and the last day of the twelfth month; the "fire-subduing festival," the "spirit-tranquilizing festival," and so on.
Of all these rites the principal features were the recitation of rituals and the offering of various objects, edible or otherwise useful. The rituals (norito) being, in several cases, set formulas, lent themselves with special facility to oral transmission from generation to generation. It is certain that they were familiar to the compilers of the Records and the Chronicles, and they contain expressions dating from such a remote era as to have become incomprehensible before history began to be written in Japan. In the year A.D. 927, seventy-five of the norito were transcribed into a book (Yengi-shiki, or Ceremonial Law) which contains, in addition to these rituals, particulars as to the practice of the Shinto religion; as to the organization of the priesthood—which included ten virgin princesses of the Imperial family, one each for the two great temples of Watarai in Ise and Kamo in Yamashiro—and as to the Shinto shrines qualified to receive State support. These shrines totalled 3132, among which number 737 were maintained at the Emperor's charges. Considering that the nation at that time (tenth century) did not comprise more than a very few millions, the familiar criticism that the Japanese are indifferent to religion is certainly not proved by any lack of places of worship. The language of the rituals is occasionally poetic, often figurative and generally solemn,* but they are largely devoted to enumeration of Kami, to formulae of praise for past favours, to petitions for renewed assistance, and to recapitulations of the offerings made in support of these requests. As for the offerings, they comprise woven stuffs, and their raw materials, models of swords, arrows, shields, stags' antlers, hoes, fish (dried and fresh), salt, sake, and, in some cases, a horse, a cock, and a pig. In short, the things offered were essentially objects serviceable to living beings.
Of all these rituals, the main aspects were the recitation of prayers and the offering of various items, whether edible or otherwise useful. The prayers (norito) were, in many cases, standardized formulas that could be easily passed down orally through generations. It's clear that the writers of the Records and the Chronicles were familiar with them, and they include phrases so ancient that they became unintelligible before written history began in Japan. In the year A.D. 927, seventy-five of the norito were written down in a book (Yengi-shiki, or Ceremonial Law) that also includes details about the practice of Shinto; the organization of the priesthood—which had ten virgin princesses from the Imperial family, one for each of the two major temples of Watarai in Ise and Kamo in Yamashiro—and information about Shinto shrines that were eligible for State support. There were 3,132 shrines overall, of which 737 were funded by the Emperor. Considering that the nation at that time (tenth century) had only a few million people, the common claim that the Japanese are indifferent to religion is certainly not supported by a lack of places of worship. The language of the prayers is sometimes poetic, often figurative, and generally solemn, but they mainly focus on listing Kami, expressing gratitude for past blessings, asking for continued support, and reviewing the offerings made in connection with these requests. The offerings themselves included textiles and their raw materials, representations of swords, arrows, shields, stag antlers, hoes, fish (both dried and fresh), salt, sake, and in some cases, a horse, a rooster, and a pig. In short, the items offered were primarily practical objects for living beings.
*The Norito of the Great Purification Service has been translated by
Mr. W. G. Aston in his Japanese Literature.
*The Norito of the Great Purification Service has been translated by
Mr. W. G. Aston in his Japanese Literature.
THE KAMI
The Kami may be broadly divided into two groups, namely, those originally regarded as superior beings and those elevated to that rank in consideration of illustrious deeds performed during life. Of the former group the multitudinous and somewhat heterogenous components have been supposed to suggest the amalgamation of two or more religious systems in consequence of a blending of races alien to one another. But such features may be due to survivals incidental to the highest form of nature religion, namely, anthropomorphic polytheism.
The Kami can be generally split into two groups: those originally seen as superior beings and those raised to that status due to notable achievements during their lives. The first group, which is numerous and somewhat diverse, is thought to reflect the combination of two or more religious systems resulting from the mixing of different races. However, these aspects might also be remnants of the highest form of nature religion, specifically anthropomorphic polytheism.
There were the numerous Kami, more or less abstract beings without any distinguishing functions, who preceded the progenitors of the Yamato race, and there was the goddess of the Sun, pre-eminent and supreme, together with deities of the Moon, of the stars, of the winds, of the rain, of fire, of water, of mountains, of mines, of fields, of the sea, of the trees, and of the grass—the last a female divinity (Kaya-no-hime). The second group those deified for illustrious services during life—furnished the tutelary divinities (uji-gami or ubusuna-Kami) of the localities where their families lived and where their labours had been performed. Their protection was specially solicited by the inhabitants of the regions where their shrines stood, while the nation at large worshipped the Kami of the first group. Out of this apotheosis of distinguished mortals there grew, in logical sequence, the practice of ancestor worship. It was merely a question of degrees of tutelary power. If the blessings of prosperity and deliverance could be bestowed on the denizens of a region by the deity enshrined there, the same benefits in a smaller and more circumscribed measure might be conferred by the deceased head of a family. As for the sovereign, standing to the whole nation in the relation of priest and intercessor with the deities, he was himself regarded as a sacred being, the direct descendant of the heavenly ancestor (Tenson).
There were many Kami, mostly abstract beings without specific roles, who existed before the ancestors of the Yamato race. Among them was the goddess of the Sun, the most important and supreme, along with deities of the Moon, stars, winds, rain, fire, water, mountains, mines, fields, the sea, trees, and grass—the last being a female deity (Kaya-no-hime). The second group consisted of individuals deified for their significant contributions during their lives, and they became the guardian deities (uji-gami or ubusuna-Kami) of the places where their families lived and worked. The locals sought their protection, especially at the shrines dedicated to them, while the entire nation worshipped the Kami from the first group. This elevation of distinguished individuals naturally led to the practice of ancestor worship. It was simply a matter of varying degrees of protective power. If the deity honored at a shrine could grant prosperity and safety to those in the area, then the deceased head of a family could offer similar blessings, albeit on a smaller scale. As for the sovereign, who acted as the nation's priest and mediator with the deities, he was also seen as a sacred figure, a direct descendant of the celestial ancestor (Tenson).
THERIANTHROPIC ELEMENTS
That the religion of ancient Japan—known as Shinto, or "the way of the gods"—had not fully emerged from therianthropic polytheism is proved by the fact that, though the deities were generally represented in human shape, they were frequently conceived as spiritual beings, embodying themselves in all kinds of things, especially in animals, reptiles, or insects. Thus, tradition relates that the Kami of Mimoro Mountain appeared to the Emperor Yuryaku (A.D. 457-459) in the form of a snake; that during the reign of the Emperor Keitai (A.D. 507-531), a local deity in the guise of a serpent interfered with agricultural operations and could not be placated until a shrine was built in its honour; that in the time of the Emperor Kogyoku, the people of the eastern provinces devoted themselves to the worship of an insect resembling a silkworm, which they regarded as a manifestation of the Kami of the Moon; that the Emperor Keiko (A.D. 71-130) declared a huge tree to be sacred; that in the days of the Empress Suiko (A.D. 593-628), religious rites were performed before cutting down a tree supposed to be an incarnation of the thunder Kami; that on the mountain Kannabi, in Izumo, there stood a rock embodying the spirit of the Kami whose expulsion from Yamato constituted the objective of Ninigi's expedition, and that prayer to it was efficacious in terminating drought, that the deity Koto-shiro-nushi became transformed into a crocodile, and that "the hero Yamato-dake emerged from his tomb in the shape of a white swan."
The ancient religion of Japan—called Shinto, or "the way of the gods"—had not completely separated from animal-human polytheism. This is shown by the fact that while deities were mostly depicted in human form, they were often thought of as spiritual beings that could take on all sorts of shapes, especially as animals, reptiles, or insects. For example, tradition suggests that the Kami of Mimoro Mountain appeared to Emperor Yuryaku (A.D. 457-459) as a snake; during Emperor Keitai's reign (A.D. 507-531), a local deity in the form of a serpent disrupted farming activities and wouldn’t be appeased until a shrine was built for it; during Emperor Kogyoku's time, people in the eastern provinces worshipped an insect that looked like a silkworm, believing it to be a manifestation of the Kami of the Moon; Emperor Keiko (A.D. 71-130) declared a giant tree sacred; during Empress Suiko's reign (A.D. 593-628), religious ceremonies were held before cutting down a tree thought to be the embodiment of a thunder Kami; on Mount Kannabi in Izumo, there was a rock that held the spirit of the Kami, whose removal from Yamato was the goal of Ninigi's mission, and praying to it helped end droughts; the deity Koto-shiro-nushi transformed into a crocodile, and "the hero Yamato-dake rose from his grave as a white swan."
Many other cognate instances might be quoted. A belief in amulets and charms, in revelations by dreams and in the efficacy of ordeal, belongs to this category of superstitions. The usual form of ordeal was by thrusting the hand into boiling water. It has been alleged that the Shinto religion took no account of a soul or made any scrutiny into a life beyond the grave. Certainly no ideas as to places of future reward or punishment seem to have engrossed attention, but there is evidence that not only was the spirit (tama) recognized as surviving the body, but also that the spirit itself was believed to consist of a rough element (am) and a gentle element (nigi), either of which predominated according to the nature of the functions to be performed; as when a nigi-tama was believed to have attached itself to the person of the Empress Jingo at the time of her expedition to Korea, while an ara-tama formed the vanguard of her forces.
Many other similar examples could be mentioned. A belief in amulets and charms, in revelations through dreams, and in the effectiveness of ordeals falls into this category of superstitions. The typical form of ordeal involved putting the hand into boiling water. It's been said that the Shinto religion did not consider the soul or investigate life after death. Certainly, no concepts of places for future rewards or punishments seem to have captured attention, but there is evidence that not only was the spirit (tama) recognized as surviving the body, but it was also believed that the spirit itself consisted of a rough element (am) and a gentle element (nigi), with the dominant one depending on the nature of the functions to be carried out; for example, it was believed that a nigi-tama had attached itself to Empress Jingo during her expedition to Korea, while an ara-tama led her forces.
Some Japanese philosophers, however—notably the renowned Motoori—have maintained that this alleged duality had reference solely to the nature of the influence exercised by a spirit on particular occasions. Shinto has no sacred canon like the Bible, the Koran, or the Sutras. Neither has it any code of morals or body of dogma. Cleanliness may be called its most prominent feature. Izanagi's lustrations to remove the pollution contracted during his visit to the nether world became the prototype of a rite of purification (misogi) which always prefaced acts of worship. A cognate ceremony was the harai (atonement). By the misogi the body was cleansed; by the harai all offences were expiated; the origin of the latter rite having been the exaction of certain penalties from Susanoo for his violent conduct towards the Sun goddess.* The two ceremonies, physical cleansing and moral cleansing, prepared a worshipper to approach the shrine of the Kami. In later times both rites were compounded into one, the misogi-harai, or simply the harai. When a calamity threatened the country or befell it, a grand harai (o-harai) was performed in atonement for the sins supposed to have invited the catastrophe. This principle of cleanliness found expression in the architecture of Shinto shrines; plain white wood was everywhere employed and ornamentation of every kind eschewed. In view of the paramount importance thus attached to purity, a celebrated couplet of ancient times is often quoted as the unique and complete canon of Shinto morality,
Some Japanese philosophers, particularly the famous Motoori, have argued that this supposed duality only related to how a spirit influenced events at specific times. Shinto lacks a sacred text like the Bible, the Quran, or the Sutras. It also does not have a formal code of ethics or a set of doctrines. Cleanliness is perhaps its most important feature. Izanagi’s rituals to cleanse himself of the pollution he picked up during his visit to the underworld became the model for a purification rite (misogi) that always preceded acts of worship. A related ceremony was the harai (atonement). Through misogi, the body was purified; through harai, all offenses were atoned for, with the latter rite originating from penalties imposed on Susanoo for his violent behavior towards the Sun goddess.* The two ceremonies—physical cleansing and moral cleansing—prepared a worshipper to approach the Kami's shrine. Over time, both rites merged into one, the misogi-harai, or simply the harai. When a disaster threatened or struck the country, a grand harai (o-harai) was conducted in atonement for the sins believed to have caused the calamity. This emphasis on cleanliness was reflected in Shinto shrine architecture; plain white wood was used extensively, and any type of ornamentation was avoided. Given the significance placed on purity, a well-known couplet from ancient times is often cited as the definitive moral code of Shinto,
*His nails were extracted and his beard was plucked out.
*His nails were pulled out and his beard was ripped off.*
"Unsought in prayer,
"The gods will guard
"The pure of heart."*
"Unasked in prayer,
"The gods will protect
"The kind-hearted."*
*Kokoro dani
Makoto no michi ni
Kanai naba
Inorazu tote mo
Kami ya mamoran.
*Kokoro dani
Makoto no michi ni
Kanai naba
Inorazu tote mo
Kami ya mamoran.
It is plain, however, that Shinto cannot be included in the category of ethical religions; it belongs essentially to the family of nature religions.
It’s clear, though, that Shinto doesn't fit into the category of ethical religions; it essentially belongs to the group of nature religions.
CRIMES
The acts which constituted crimes in ancient Japan were divided into two classes: namely, sins against heaven and sins against the State. At the head of the former list stood injuries to agricultural pursuits, as breaking down the ridges of rice-fields, filling up drains, destroying aqueducts, sowing seeds twice in the same place, putting spits in rice-fields, flaying an animal alive or against the grain, etc. The crimes against the State were cutting and wounding (whether the living or the dead), defilement on account of leprosy or cognate diseases, unnatural offences, evil acts on the part of children towards parents or of parents towards children, etc. Methods of expiating crime were recognized, but, as was the universal custom in remote times, very cruel punishments were employed against evil-doers and enemies. Death was inflicted for comparatively trivial offences, and such tortures were resorted to as cutting the sinews, extracting the nails and the hair, burying alive, roasting, etc. Branding or tattooing seems to have been occasionally practised, but essentially as a penalty or a mark of ignominy.
The acts that were considered crimes in ancient Japan were divided into two categories: sins against heaven and sins against the State. At the top of the first category were offenses against agriculture, such as breaking down the ridges of rice fields, filling in drainage ditches, destroying aqueducts, sowing seeds in the same spot twice, putting sticks in rice fields, and flaying an animal alive or against its will, among others. The crimes against the State included cutting and wounding (whether of the living or the dead), contamination due to leprosy or similar diseases, unnatural acts, and harmful behavior from children towards parents or from parents towards children. There were recognized methods for atoning for crimes, but, as was common in ancient times, extremely harsh punishments were used against wrongdoers and enemies. Death was enacted for relatively minor offenses, and tortures included cutting tendons, pulling out nails and hair, burying people alive, roasting, and more. Branding or tattooing was sometimes practiced, primarily as a punishment or a mark of shame.
DIVINATION
As is usually the case in a nation where a nature religion is followed, divination and augury were practised largely in ancient Japan. The earliest method of divination was by roasting the shoulder-blade of a stag and comparing the cracks with a set of diagrams. The Records and the Chronicles alike represent Izanagi and Izanami as resorting to this method of presaging the future, and the practice derives interest from the fact that a precisely similar custom has prevailed in Mongolia from time immemorial. Subsequently this device was abandoned in favour of the Chinese method, heating a tortoise-shell; and ultimately the latter, in turn, gave way to the Eight Trigrams of Fuhi. The use of auguries seems to have come at a later date. They were obtained by playing a stringed instrument called koto, by standing at a cross-street and watching the passers, by manipulating stones, and by counting footsteps.
As is often the case in a country that follows a nature religion, divination and augury were widely practiced in ancient Japan. The earliest method of divination involved roasting the shoulder blade of a stag and comparing the cracks to a set of diagrams. Both the Records and the Chronicles depict Izanagi and Izanami using this method to predict the future, and it's interesting to note that a similar custom has existed in Mongolia for ages. Later, this method was replaced by the Chinese practice of heating a tortoise shell, which eventually gave way to the Eight Trigrams of Fuhi. The use of auguries appears to have arrived later. They were derived from playing a stringed instrument called koto, standing at a crossroad and observing passersby, manipulating stones, and counting footsteps.
MILITARY FORCES
It has been related that when the "heavenly grandson" undertook his expedition to Japan, the military duties were entrusted to two mikoto* who became the ancestors of the Otomo and the Kume families. There is some confusion about the subsequent differentiation of these families, but it is sufficient to know that, together with the Mononobe family, they, were the hereditary repositories of military authority. They wore armour, carried swords, spears and bows, and not only mounted guard at the palace but also asserted the Imperial authority throughout the provinces. No exact particulars of the organization of these forces are on record, but it would seem that the unit was a battalion divided into twenty-five companies, each company consisting of five sections of five men per section, a company being under the command of an officer whose rank was miyatsuko.
It’s been said that when the "heavenly grandson" went on his mission to Japan, the military tasks were given to two mikoto* who became the ancestors of the Otomo and Kume families. There is some confusion about how these families later developed, but it's enough to know that, along with the Mononobe family, they were the traditional holders of military power. They wore armor, carried swords, spears, and bows, and not only guarded the palace but also represented Imperial authority across the provinces. There are no detailed records of how these forces were organized, but it seems that the unit was a battalion split into twenty-five companies, with each company made up of five sections of five men each. A company was led by an officer known as a miyatsuko.
*"August being," a term of respect applied to the descendants of the
Kami.
*"August being," a term of respect used for the descendants of the
Kami.
FINANCE AND ADMINISTRATION
No mention is made of such a thing as currency in prehistoric Japan. Commerce appears to have been conducted by barter only. In order to procure funds for administrative and religious purposes, officers in command of forces were despatched to various regions, and the inhabitants were required to contribute certain quantities of local produce. Steps were also taken to cultivate useful plants and cereals and to promote manufactures. The Kogo-shui states that a certain mikoto inaugurated the fashioning of gems in Izumo, and that his descendants continued the work from generation to generation, sending annual tribute of articles to the Court every year. Another mikoto was sent to plant paper-mulberry and hemp in the province of Awa (awa signifies "hemp"), and a similar record is found in the same book with regard to the provinces of Kazusa and Shimosa, which were then comprised in a region named Fusa-kuni. Other places owed their names to similar causes.
No mention is made of currency in prehistoric Japan. Commerce seems to have been conducted only through barter. To gather resources for administrative and religious purposes, commanding officers were sent to different regions, and local residents were expected to contribute specific amounts of local produce. Efforts were also made to grow useful plants and grains and to encourage manufacturing. The Kogo-shui states that a certain mikoto started the crafting of gems in Izumo, and that his descendants continued this tradition from generation to generation, providing annual tribute of items to the Court each year. Another mikoto was sent to plant paper-mulberry and hemp in the province of Awa (which means "hemp"), and a similar record is found in the same book concerning the provinces of Kazusa and Shimosa, which were then part of a region called Fusa-kuni. Other places also got their names from similar reasons.
It is plain that, whatever may have been the case at the outset, this assignment of whole regions to the control of officials whose responsibility was limited to the collection of taxes for the uses of the Court, could not but tend to create a provincial nobility and thus lay the foundations of a feudal system. The mythological accounts of meetings of the Kami for purposes of consultation suggest a kind of commonwealth, and recall "the village assemblies of primitive times in many parts of the world, where the cleverness of one and the general willingness to follow his suggestions fill the place of the more definite organization of later times."* But though that may be true of the Yamato race in the region of its origin, the conditions found by it in Japan were not consistent with such a system, for Chinese history shows that at about the beginning of the Christian era the Island Empire was in a very uncentralized state and that the sway of the Yamato was still far from receiving general recognition. A great Japanese scholar** has contended that the centralization which prevailed in later ages was wholly an imitation of Chinese bureaucracy, and that organized feudalism was the original form of government in Japan. The annals appear to support that view to a limited extent, but the subject will presently be discussed at greater length.
It's clear that, regardless of the initial situation, assigning entire regions to officials whose only job was to collect taxes for the Court would inevitably lead to the rise of a provincial nobility and lay the groundwork for a feudal system. The mythological stories of the Kami meeting for discussions suggest a form of commonwealth, reminiscent of "the village assemblies of early societies in many parts of the world, where the intelligence of one individual and the general willingness to follow their ideas replace the more structured organization of later periods."* However, while this may have been true for the Yamato people in their homeland, the circumstances they found in Japan did not support such a system. Chinese history indicates that around the beginning of the Christian era, the Island Empire was quite decentralized, and the power of the Yamato was still not widely accepted. A prominent Japanese scholar** has argued that the centralization seen in later periods was entirely modeled after Chinese bureaucracy and that organized feudalism was Japan's original form of government. The historical records seem to partially support this viewpoint, but the topic will be examined in more detail shortly.
*B. H. Chamberlain.
B.H. Chamberlain.
**Hirata Atsutane.
Hirata Atsutane.
RAIMENT
In the use of clothing and the specialization of garments the early Japanese had reached a high level. We read in the ancient legends of upper garments, skirts, trousers, anklets, and head-ornaments of stones considered precious.* The principal material of wearing apparel was cloth woven from threads of hemp and mulberry bark. According to the annals, the arts of spinning, weaving, and dyeing were known and practised from the earliest age. The Sun goddess herself is depicted as seated in the hall of the sacred loom, reeling silk from cocoons held in her mouth, and at the ceremony of enticing her from her retirement, the weaving of blue-and-white stuffs constituted an important adjunct. Terms are used (akarurtae and teru-tae) which show that colour and lustre were esteemed as much as quality. Ara-tae and nigi-tae were the names used to designate coarse and fine cloth respectively; striped stuff was called shidori, and the name of a princess, Taku-hata-chiji, goes to show that corrugated cloth was woven from the bark of the taku. Silken fabrics were manufactured, but the device of boiling the cocoons had not yet been invented. They were held in the mouth for spinning purposes, and the threads thus obtained being coarse and uneven, the loom could not produce good results. Silk stuffs therefore did not find much favour: they were employed chiefly for making cushions, cloth woven from cotton, hemp, or mulberry bark being preferred for raiment. Pure white was the favourite colour; red, blue, and black being placed in a lower rank in that order. It has been conjectured that furs and skins were worn, but there is no explicit mention of anything of the kind. It would seem that their use was limited to making rugs and covering utensils.** Sewing is not explicitly referred to, but the needle is; and in spite of an assertion to the contrary made by the Chinese author of the Shan-hai-ching (written in the fourth century A.D.) there is no valid reason to doubt that the process of sewing was familiar.
In terms of clothing and the variety of garments, the early Japanese had achieved a high level of sophistication. Ancient legends mention outer garments, skirts, trousers, anklets, and headpieces made from precious stones. The main material for clothing was fabric woven from hemp and mulberry bark threads. Historical records indicate that the skills of spinning, weaving, and dyeing were known and practiced from very early times. The Sun goddess is depicted sitting in the sacred loom, pulling silk from cocoons she held in her mouth, and during a ceremony to bring her out of hiding, weaving blue-and-white fabrics played a significant role. There are terms (akarurtae and teru-tae) that indicate that color and shine were valued just as much as quality. Ara-tae and nigi-tae were the names for coarse and fine cloth, respectively; striped fabric was called shidori, and the name of a princess, Taku-hata-chiji, suggests that crinkled cloth was woven from taku bark. Silken fabrics were made, but the method of boiling cocoons had not yet been discovered. They were spun using the mouth, resulting in coarse, uneven threads that didn’t produce good results on the loom. Consequently, silk fabrics were not very popular; they were mainly used for cushions, while fabrics made from cotton, hemp, or mulberry bark were preferred for clothing. Pure white was the favorite color, with red, blue, and black considered less desirable in that order. It is believed that furs and skins were worn, but there's no explicit evidence of this; their use seemed limited to making rugs and covering containers. Sewing isn't explicitly mentioned, but the needle is; and despite a contrary claim made by the Chinese author of the Shan-hai-ching (written in the fourth century A.D.), there’s no good reason to doubt that sewing was a known practice.
*B. H. Chamberlain.
B. H. Chamberlain.
**In China the case was different. There, garments made of skins or covered with feathers were worn in remote antiquity before the art of weaving had become known. The Records recount that in the age of the Kami "there came" (to Japan) "riding on the crest of the waves, a kami dressed in skins of geese," and this passage has been quoted as showing that skins were used for garments in Japan. But it is pointed out by Japanese commentators that this Kami Sukuna-bikona is explicitly stated to have come from a foreign country, and that if the passage warrants any inference, it is that the visitor's place of departure had been China.
**In China, it was different. There, in ancient times, people wore garments made from animal skins or feathers long before weaving was invented. The Records mention that during the age of the Kami, "there came" (to Japan) "riding on the crest of the waves, a kami dressed in goose skins," and this has been cited as evidence that skins were used for clothing in Japan. However, Japanese commentators point out that this Kami Sukuna-bikona is specifically said to have come from a foreign country, and if the passage suggests anything, it implies that the visitor originated from China.
As to the form of the garments worn, the principal were the hakama and the koromo. The hakama was a species of divided skirt, used by men and women alike. It has preserved its shape from age to age, and is to-day worn by school-girls throughout Japan. The koromo was a tunic having tight sleeves reaching nearly to the knees. It was folded across the breast from right to left and secured by a belt of cloth or silk tied round the loins. Veils also were used by both sexes, one kind (the katsugi) having been voluminous enough to cover the whole body. "Combs are mentioned, and it is evident that much attention was devoted to the dressing of the hair."* Men divided theirs in the middle and bound it up in two bunches, one over each ear. Youths tied theirs into a top-knot; girls wore their locks hanging down the back but bound together at the neck, and married ladies "dressed theirs after a fashion which apparently combined the last two methods." Decoration of the head was carried far on ceremonial occasions, gems, veils, and even coronets being used for the purpose. "There is no mention in any of the old books of cutting the hair or beard except in token of disgrace; neither do we gather that the sexes, but for this matter of head-dress, were distinguished by a diversity of apparel or ornamentation."*
As for the types of clothing worn, the main pieces were the hakama and the koromo. The hakama was a type of divided skirt, used by both men and women. It has kept its shape over the years and is still worn by schoolgirls all over Japan today. The koromo was a tunic with tight sleeves that reached almost to the knees. It was folded across the chest from right to left and secured with a cloth or silk belt tied around the waist. Both genders also used veils, with one type (the katsugi) being large enough to cover the entire body. "Combs are mentioned, and it is clear that a lot of care went into hairstyling." Men parted their hair in the middle and tied it up in two bunches, one over each ear. Young men styled theirs into a top-knot, while girls wore their hair hanging down the back but tied together at the neck. Married women styled theirs in a way that seemingly combined the last two methods. Hairstyles were elaborately decorated for special occasions, with gems, veils, and even crowns being used. "Old texts don’t mention cutting hair or beards except as a sign of disgrace; we also don’t find that the genders, aside from this head-dress matter, were distinguished by different clothing or jewelry."
*B. H. Chamberlain.
B. H. Chamberlain.
FOOD AND DRINK
Rice was the great staple of diet in ancient, as it is in modern, times. The importance attaching to it is shown by the fact that the Sun goddess herself is represented as engaging in its cultivation and that injuring a rice-field was among the greatest offences. Barley, millet, wheat, and beans are mentioned, but the evidence that they were grown largely in remote antiquity is not conclusive. The flesh of animals and birds was eaten, venison and wild boar being particularly esteemed. Indeed, so extensively was the hunting of deer practised that bows and arrows were often called kago-yumi and kago-ya (kago signifies "deer"). Fish, however, constituted a much more important staple of diet than flesh, and fishing in the abundantly stocked seas that surround the Japanese islands was largely engaged in. Horses and cattle were not killed for food. It is recorded in the Kogo-shui that the butchering of oxen to furnish meat for workers in a rice-field roused the resentment of a Kami called Mitoshi. There does not appear to have been any religious or superstitious scruple connected with this abstention: the animals were spared simply because of their usefulness. Vegetables occupied a large space in the list of articles of food. There were the radish, the cabbage, the lotus, the melon, and the wild garlic, as well as as several kinds of seaweed. Salt was used for seasoning, the process of its manufacture having been familiar from the earliest times. Only one kind of intoxicating liquor was ever known in Japan until the opening of intercourse with the Occident. It was a kind of beer brewed* from rice and called sake. The process is said to have been taught by Sukuna, who, as shown above, came to Japan from a foreign country—probably China—when the Kami, Okuni-nushi, was establishing order in the Japanese islands.
Rice was the main staple of the diet in ancient times, just like it is today. Its significance is highlighted by the fact that the Sun goddess is depicted as involved in its cultivation, and damaging a rice field was considered one of the worst offenses. While barley, millet, wheat, and beans are mentioned, there isn’t conclusive evidence that they were widely cultivated in ancient times. People ate meat from animals and birds, especially valuing venison and wild boar. In fact, hunting deer was so common that bows and arrows were often referred to as kago-yumi and kago-ya (where kago means "deer"). However, fish was a much more significant part of the diet than meat, with fishing in the plentiful seas around the Japanese islands being a major activity. Horses and cattle were not used for food. An account in the Kogo-shui notes that the slaughter of oxen for meat for rice field workers angered a Kami named Mitoshi. It seems there wasn’t any religious or superstitious reason for this abstention; they were simply valued for their usefulness. Vegetables featured prominently in the diet, including radishes, cabbages, lotus, melons, and wild garlic, along with various types of seaweed. Salt was used for seasoning, and the method for making it has been known since ancient times. Until Japan opened up to Western influences, the only type of alcoholic beverage known was a rice beer called sake. This process is said to have been introduced by Sukuna, who came to Japan from abroad—likely China—when the Kami, Okuni-nushi, was bringing order to the Japanese islands.
*The term for "brew" being kamu or kamosu, the former of which is homonymous with the equivalent for "to chew," some commentators have supposed that sake was manufactured in early times by grinding rice with the teeth. This is at once disproved by the term for "yeast," namely, kabi-tachi (fermenting).
*The term for "brew" is kamu or kamosu, which sounds the same as the word for "to chew." Some commentators have suggested that sake was made in ancient times by grinding rice with teeth. However, this is disproved by the term for "yeast," which is kabi-tachi (fermenting).
COOKING AND TABLE EQUIPAGE
From time immemorial there were among the officials at the Imperial Court men called kashiwa-de, or oak-leaf hands. They had charge of the food and drink, and their appellation was derived from the fact that rice and other edibles were usually served on oak leaves. Earthenware utensils were used, but their surface, not being glazed, was not allowed to come into direct contact with the viands placed on them. In this practice another example is seen of the love of cleanliness that has always characterized and distinguished the Japanese nation. Edibles having been thus served, the vessels containing them were ranged on a table, one for each person, and chop-sticks were used. Everything was cooked, with the exception of certain vegetables and a few varieties of fish. Friction of wood upon wood provided fire, a fact attested by the name of the tree chiefly used for the purpose, hi-no-ki, or fire-tree. To this day the same method of obtaining a spark is practised at the principal religious ceremonials. Striking metal upon stone was another device for the same purpose, and there is no record in Japan, as there is in China, of any age when food was not cooked. Various vessels of unglazed pottery are mentioned in the Records, as bowls, plates, jars, and wine-holders, the last being often made of metal. These were all included in the term suemono, which may be translated "table-utensils."
Since ancient times, there have been officials at the Imperial Court known as kashiwa-de, or oak-leaf hands. They were responsible for the food and drink, and their name comes from the fact that rice and other dishes were typically served on oak leaves. They used earthenware utensils, but because these weren't glazed, they couldn’t come into direct contact with the food placed on them. This practice reflects the long-standing love of cleanliness that has always marked the Japanese nation. Once the food was served, the vessels were arranged on a table, one for each person, and chopsticks were used. Everything was cooked, except for certain vegetables and a few types of fish. Fire was created by rubbing wood against wood, as evidenced by the name of the primary tree used for this, hi-no-ki, or fire-tree. Even today, this method of creating a spark is used in major religious ceremonies. Striking metal against stone was another way to create fire, and there is no record in Japan, unlike in China, of a time when food was not cooked. The Records mention various unglazed pottery vessels, such as bowls, plates, jars, and wine-holders, with the last often being made of metal. All of these were collectively referred to as suemono, which translates to "table-utensils."
ARMS, ARMOUR, AND GEMS
It has already been stated that archaeological research shows the Yamato race to have been in possession of iron swords and spears, as well as metal armour and shields, from a very early period, probably the date of these colonists' first coming to Japan. They also used saddles, stirrups, bridles, and bits for horses, so that a Yamato warrior in full mail and with complete equipment was perhaps as formidable a fighting man as any contemporary nation could produce. Bows and arrows were also in use. The latter, tipped with iron or stone and feathered, were carried in a quiver. The swords employed by men were originally double-edged. Their names* show that they were used alike for cutting and thrusting, and that they varied in length from ten "hands" to five. There was also a small single-edged sword** carried by women and fastened inside the robe. The value attached to the sword is attested by numerous appellations given to blades of special quality. In later times the two-edged sword virtually fell out of use, being replaced by the single-edged.
It has already been mentioned that archaeological research indicates the Yamato people had iron swords and spears, along with metal armor and shields, from a very early time, likely around the period when these colonists first arrived in Japan. They also used saddles, stirrups, bridles, and bits for horses, making a Yamato warrior in full armor and complete gear possibly as formidable a fighter as any other nation at the time. Bows and arrows were also commonly used. The arrows, tipped with iron or stone and fletched with feathers, were carried in a quiver. The swords used by men were initially double-edged. Their names* suggest they were used for both cutting and thrusting and ranged in length from ten "hands" to five. There was also a small single-edged sword** that women carried, tucked inside their robes. The importance of the sword is shown by the various names given to blades of exceptional quality. Over time, the double-edged sword largely fell out of favor, being replaced by the single-edged sword.
*Tsurugi (to pierce) and tachi (to cut).
*Tsurugi (to pierce) and tachi (to cut).
**This was originally called himo-kala-ha, which literally means "cord single edge." subsequently kala-ha became katana, by which term all Japanese swords are now known.
**This was originally called himo-kala-ha, which literally means "single-edged cord." Later, kala-ha became katana, the term used to refer to all Japanese swords today.**
Sometimes a spear was decorated with gems. It is curious that gems should have been profusely used for personal adornment in ancient times by people who subsequently eschewed the custom well-nigh altogether, as the Japanese did. The subject has already been referred to in the archaeological section, but it may be added here that there were guilds of gem-makers (Tama-tsukuri-be) in several provinces, and that, apart from imported minerals, the materials with which they worked were coral, quartz, amber, gold, silver, and certain pebbles found in Izumo.
Sometimes a spear was decorated with gems. It's interesting that gems were widely used for personal decoration in ancient times by people who later largely abandoned this practice, like the Japanese did. This topic has already been mentioned in the archaeological section, but it can be added here that there were guilds of gem-makers (Tama-tsukuri-be) in several provinces, and that, aside from imported minerals, the materials they used included coral, quartz, amber, gold, silver, and certain pebbles found in Izumo.
AGRICULTURE AND INDUSTRY
It appears that when the Yamato immigrants reached Japan, the coast lands were overgrown with reeds and the greater part of the island was covered with primeval forests. Fabulous accounts are given of monster trees. Thus, in the Tsukushi Fudoki we read of an oak in Chikugo which towered to a height of 9700 feet, its branches shading the peaks of Hizen in the morning and the mountains of Higo in the evening. The Konjaku Monogatari tells of another oak with a stem measuring 3000 feet in circumference and casting its shadow over Tamba at dawn and on Ise at sunset. In the Fudoki of other provinces reference is made to forest giants in Harima, Bungo, Hitachi, etc., and when full allowance has been made for the exaggerations of tradition, there remains enough to indicate that the aboriginal inhabitants did not attempt any work of reclamation.
It seems that when the Yamato immigrants arrived in Japan, the coastal areas were choked with reeds and most of the island was blanketed with ancient forests. Amazing tales are told of gigantic trees. For example, in the Tsukushi Fudoki, there's mention of an oak in Chikugo that reached a height of 9,700 feet, its branches casting shade over the peaks of Hizen in the morning and the mountains of Higo in the evening. The Konjaku Monogatari talks about another oak with a trunk measuring 3,000 feet in circumference, shading Tamba at dawn and Ise at sunset. Other provinces' Fudoki also mention towering trees in Harima, Bungo, Hitachi, and more, and even after accounting for the exaggerations of legend, it’s clear that the indigenous people did not make any efforts to reclaim the land.
Over regions measuring scores of miles perpetual darkness reigned, and large districts were often submerged by the overflow of rivers. There is no mention, however, of a deluge, and Professor Chamberlain has called attention to the remarkable fact that a so-called "Altaic myth" finds no place in the traditions of "the oldest of the undoubtedly Altaic nations."
In areas spanning many miles, there was constant darkness, and large areas were frequently flooded by rising rivers. However, there is no mention of a flood, and Professor Chamberlain pointed out the interesting fact that a so-called "Altaic myth" is not found in the traditions of "the oldest of the undoubtedly Altaic nations."
The annals are eloquent in their accounts of the peopling of the forests by wild and fierce animals and the infesting of the vallies by noxious reptiles. The Nihongi, several of the Fudoki, the Konjaku Monogatari, etc., speak of an eight-headed snake in Izumo, of a horned serpent in Hitachi, and of big snakes in Yamato, Mimasaka, Bungo, and other provinces; while the Nihon Bummei Shiryaku tells of wolves, bears, monkeys, monster centipedes, whales, etc., in Harima, Hida, Izumo, Oki, Tajima, and Kaga. In some cases these gigantic serpents were probably bandit chiefs transfigured into reptiles by tradition, but of the broad fact that the country was, for the most part, in a state of natural wilderness there can be little doubt.
The records clearly describe how wild and fierce animals populated the forests and how the valleys were filled with harmful reptiles. The Nihongi, several Fudoki, the Konjaku Monogatari, and others mention an eight-headed snake in Izumo, a horned serpent in Hitachi, and large snakes in Yamato, Mimasaka, Bungo, and other regions; while the Nihon Bummei Shiryaku talks about wolves, bears, monkeys, giant centipedes, whales, and more in Harima, Hida, Izumo, Oki, Tajima, and Kaga. In some instances, these enormous serpents were likely bandit leaders transformed into reptiles through stories, but there’s little doubt that much of the country was primarily a natural wilderness.
Under the sway of the Yamato, however, a great change was gradually effected. Frequent allusions are made to the encouragement of agriculture and even its direct pursuit by the Kami. The Sun goddess is represented as having obtained seeds of the five cereals from the female Kami, Ukemochi,* and as having appointed a village chief to superintend their culture. She had three regions of her own specially devoted to rice growing, and her unruly brother, Susanoo, had a similar number, but the latter proved barren. The same goddess inaugurated sericulture, and entrusted the care of it to a princess, who caused mulberry trees to be planted and was able to present silk fabrics to Amaterasu. In the reign of Jimmu, hemp is said to have been cultivated, and Susanoo, after his reformation, became the guardian of forests, one of his functions being to fix the uses of the various trees, as pine and hinoki (ground-cypress) for house building, maki (podocarpus Chinensis) for coffin making, and camphor-wood for constructing boats. He also planted various kinds of fruit-trees. Thenceforth successive sovereigns encouraged agriculture, so that the face of the country was materially changed.
Under the influence of the Yamato, a significant change gradually took place. There are many references to the promotion of farming and even direct involvement in it by the Kami. The Sun goddess is depicted as having received seeds of the five grains from the female Kami, Ukemochi, and she appointed a village chief to oversee their cultivation. She had three regions dedicated specifically to growing rice, while her wayward brother, Susanoo, also had three regions, but his turned out to be unproductive. This same goddess started sericulture and entrusted its care to a princess, who had mulberry trees planted and was able to present silk fabrics to Amaterasu. During Jimmu's reign, hemp is said to have been grown, and after his transformation, Susanoo became the protector of forests, with one of his responsibilities being to designate the uses of various trees, such as pine and hinoki (ground-cypress) for building houses, maki (podocarpus Chinensis) for making coffins, and camphor wood for constructing boats. He also planted different types of fruit trees. From then on, successive rulers promoted agriculture, significantly changing the landscape of the country.
*The Sun goddess, Amaterasu, and the goddess of Food (Ukemochi no
Kami) are the two deities now worshipped at the great shrine of Ise.
*The Sun goddess, Amaterasu, and the goddess of Food (Ukemochi no
Kami) are the two deities currently worshipped at the great shrine of Ise.
In the matter of farming implements, however, neither archaeology nor history indicates anything more than iron spades, wooden hoes shod with bronze or iron, hand-ploughs, and axes. As to manufacturing industries, there were spinners and weavers of cotton and silk, makers of kitchen utensils, polishers of gems, workers in gold, silver, copper, and iron, forgers of arms and armour, potters of ornamental vessels, and dressers of leather. In later eras the persons skilled in these various enterprises formed themselves into guilds (be), each of which carried on its own industry from generation to generation.
In terms of farming tools, both archaeology and history show us nothing beyond iron spades, wooden hoes covered in bronze or iron, hand-ploughs, and axes. As for manufacturing industries, there were people spinning and weaving cotton and silk, creating kitchen utensils, polishing gems, working with gold, silver, copper, and iron, forging weapons and armor, making decorative pottery, and tanning leather. In later times, those skilled in these different crafts organized themselves into guilds, each continuing its trade from one generation to the next.
The fact that there must have been an exchange of goods between these various groups is almost the only indication furnished by the annals as to trade or commerce. In the name of a daughter of Susa (Princess Kamu-o-ichi) we find a suggestion that markets (ichi) existed, and according to the Wei Records (A.D. 211-265) there were, at that time, "in each province of Japan markets where the people exchanged their superfluous produce for articles of which they were in need." But Japanese history is silent on this subject.
The fact that there was likely an exchange of goods between these different groups is almost the only hint provided by historical records regarding trade or commerce. In the name of a daughter of Susa (Princess Kamu-o-ichi), there's an implication that markets (ichi) existed, and according to the Wei Records (A.D. 211-265), at that time, "in each province of Japan, there were markets where people exchanged their surplus produce for items they needed." However, Japanese history provides little information on this topic.
About the be, however, a great deal is heard. It may be described as a corporated association having for purpose the securing of efficiency by specialization. Its members seem to have been at the outset men who independently pursued some branch of industry. These being ultimately formed into a guild, carried on the same pursuit from generation to generation under a chief officially appointed. "Potters, makers of stone coffins, of shields, of arrows, of swords, of mirrors, saddlers, painters, weavers, seamstresses, local recorders, scribes, farmers, fleshers, horse-keepers, bird-feeders, the mibu who provided wet-nurses for Imperial princes, palace attendants, and reciters (katari) were organized into be under special chiefs who were probably responsible for their efficient services. It would appear, however, that 'chief of be' was sometimes a title bestowed for exceptional service and that it was occasionally posthumous."*
There's a lot to say about the be. It can be described as a collective organization aimed at achieving efficiency through specialization. Its members initially seemed to be individuals who independently pursued various industries. Eventually, these individuals came together to form a guild, continuing the same work from one generation to the next under an officially appointed leader. "Potters, makers of stone coffins, shields, arrows, swords, mirrors, saddlers, painters, weavers, seamstresses, local recorders, scribes, farmers, butchers, horse-keepers, bird-feeders, mibu who provided wet-nurses for Imperial princes, palace attendants, and storytellers (katari) were organized into be under specific chiefs who were likely responsible for their efficient services. However, it seems that the title 'chief of be' was sometimes awarded for exceptional service and could occasionally be given posthumously."*
*Munro.
*Munro.
Be were also organized for the purpose of commemorating a name quite irrespective of industrial pursuits. "The religious be were for general or special purposes. For instance, there was a be of sun-worshippers, while the Imibe, a body of abstainers, were obliged to avoid ritual contamination or impurity. They carried out a technique of spiritual aseptics, both in their persons and through the utensils which they employed, much as a modern surgeon guards against infection of his patient. Thus they were prepared to perform sacred functions."*
Be were also organized to honor a name regardless of industrial activities. "The religious be were for general or specific purposes. For example, there was a be of sun-worshippers, while the Imibe, a group of abstainers, had to steer clear of ritual contamination or impurity. They practiced a method of spiritual cleanliness, both in themselves and in the tools they used, similar to how a modern surgeon prevents infection in a patient. This way, they were ready to carry out sacred duties."*
*Munro.
Munro.
NAVIGATION AND FISHING
No information is obtainable as to the nature of the boats used in very early times, but it may reasonably be inferred that the Yamato and other immigrant races possessed craft of some capacity. Several names of boats are incidentally mentioned. They evidently refer to the speed of the craft—as bird-boat (tori-fune), pigeon-boat (hato-fune)—or to the material employed, as "rock-camphor boat" (iwa-kusu-bune). "The presence of neolithic remains on the islands around Japan proves that the boats of the primitive people were large enough to traverse fifty miles, or more, of open sea."* Only one distinct reference to sailing occurs, however, in the ancient annals. On the occasion of the alleged expedition to Korea (A.D. 200) under the Empress Jingo, the Chronicles say, "Sail was set from the harbour of Wani." At a date nearly three centuries earlier, there appears to have been a marked deficiency of coasting vessels, for the Chronicles quote an Imperial decree issued B.C. 81, which says: "Ships are of cardinal importance to the Empire. At present the people of the coast, not having ships, suffer grievously by land transport. Therefore let every province be caused to have ships built;"* and it is related that, a few months later, the building of ships was begun. Again, in A.D. 274, a vessel (the Karano) one hundred feet in length, was constructed in the province of Izu, and twenty-six years later, according to the Chronicles, the Emperor issued this order: "The Government ship named Karano was sent as tribute by the Lord of Izu. It is rotten and unfit for use. It has, however, been in the Government use for a long time, and its services should not be forgotten. Shall we not keep the name of that ship from being lost and hand it down to after ages?" The Karano was then broken and her timbers being employed as firewood for roasting salt, the latter was given to the various provinces, which, in return, were caused to build ships for the State, the result being a fleet of five hundred vessels.
No information is available about the types of boats used in very early times, but it's reasonable to assume that the Yamato and other immigrant groups had some kind of seaworthy vessels. Several boat names are mentioned, likely referring to the speed of the boats—like bird-boat (tori-fune) and pigeon-boat (hato-fune)—or the materials used, such as "rock-camphor boat" (iwa-kusu-bune). "The presence of neolithic remains on the islands around Japan shows that the boats of the primitive people were large enough to cross fifty miles or more of open sea."* However, there's only one clear mention of sailing in the ancient records. During the supposed expedition to Korea (A.D. 200) led by Empress Jingo, the Chronicles state, "Sail was set from the harbor of Wani." Nearly three centuries earlier, there seems to have been a significant lack of coastal vessels, as the Chronicles quote an Imperial decree from B.C. 81, which states: "Ships are crucial to the Empire. Right now, the coastal people, lacking ships, suffer greatly due to land transport. Therefore, let each province be instructed to build ships;"* and it is noted that shipbuilding began a few months later. Again, in A.D. 274, a ship (the Karano) measuring one hundred feet was built in the province of Izu, and twenty-six years later, according to the Chronicles, the Emperor issued this order: "The Government ship named Karano was sent as tribute by the Lord of Izu. It is rotten and not fit for use. However, it has served the Government for a long time and should not be forgotten. Shall we not preserve the name of that ship for future generations?" The Karano was then dismantled, and its timbers were used as firewood for roasting salt, which was given to various provinces in return for committing to build ships for the State, leading to the formation of a fleet of five hundred vessels.
*Aston's Nihongi.
*Aston's Nihongi.
It would seem that there was always an abundance of fishing-boats, for fishing by traps, hooks, and nets was industriously carried on. A passage in the Records speaks of a thousand-fathom rope of paper-mulberry which was used to draw the net in perch fishing. Spearing was also practised by fishermen, and in the rivers cormorants were used just as they are to-day.
It seems there were always plenty of fishing boats, as people were busy fishing with traps, hooks, and nets. A record mentions a thousand-fathom rope made from paper mulberry that was used to pull in the nets for perch fishing. Fishermen also used spears, and just like today, cormorants were used in the rivers.
MARRIAGE
It does not appear that the marriage tie possessed any grave significance in ancient Japan, or that any wedding ceremony was performed; unless, indeed, the three circuits made by Izanagi and Izanami prior to cohabitation round a "heavenly august pillar" be interpreted as the circumambulatory rite observed in certain primitive societies. Pouring water over a bride seems, however, to have been practised and is still customary in some provinces, though as to its antiquity nothing can be said. An exchange of presents is the only fact made clear by the annals. There did not exist in Japan, as in China, a veto on marriages between people of the same tribe, but this difference does not signify any reproach to Japan: the interdict was purely political in China's case, and corresponding conditions did not exist in Japan.
It seems that marriage didn’t have much significance in ancient Japan, and there’s no evidence that any wedding ceremonies were held—unless you consider the three times Izanagi and Izanami walked around a "heavenly august pillar" before living together as a ritual similar to those in some early societies. Pouring water over a bride appears to have been practiced, and it’s still a tradition in some areas, although we can’t say much about how long it’s been around. The only clear fact from historical records is that gifts were exchanged. Unlike in China, Japan didn’t have a ban on marriages between people of the same tribe, but that doesn’t reflect poorly on Japan; the ban in China was strictly political, and similar circumstances didn’t apply in Japan.
On the other hand, the Japanese system permitted a degree of licence which in the Occident is called incest: brothers and sisters might intermarry provided that they had not been brought up together. To understand this condition it is necessary to observe that a bride generally continued to live in her family dwelling where she received her husband's visits, and since there was nothing to prevent a husband from contracting many such alliances, it was possible for him to have several groups of children, the members of each group being altogether unknown to the members of all the rest. In a later, but not definitely ascertained era, it became customary for a husband to take his wife to his own home, and thereafter the veto upon such unions soon became imperative, so that a Prince Imperial in the fifth century who cohabited with his sister forfeited the succession and had to commit suicide, his conduct being described in the Chronicles as "a barbarous outrage."
On the other hand, the Japanese system allowed for a level of freedom that in the West is considered incest: brothers and sisters could marry as long as they hadn't been raised together. To understand this rule, it’s important to note that a bride usually stayed in her family's home where her husband would visit. Since there was nothing stopping a husband from having multiple wives, he could end up with several sets of children, with each set not knowing the others. Eventually, although the timeline isn’t precisely known, it became common for a husband to bring his wife to his own home, and soon after, the prohibition against such marriages became strict. As a result, a Prince Imperial in the fifth century who lived with his sister lost his claim to the throne and had to take his own life, an act that the Chronicles described as "a barbarous outrage."
In all eras sisters might marry the same man, and polygamy was common. A Chinese book, compiled in the early years of the Christian epoch, speaks of women being so numerous in Japan that nobles had four or five wives and commoners two or three. Of course, the reason assigned for this custom is incorrect: not plenitude of females but desire of abundant progeny was primarily the cause. It is notable that although the line between nobles and commoners was strictly drawn and rigidly observed, it did not extend to marriage in one sense: a nobleman could always take a wife or a concubine from the family of an inferior. In fact, orders were commonly issued to this or that province to furnish so many ladies-in-waiting (uneme)—a term having deeper significance than it suggests—and several instances are recorded of sovereigns summoning to court girls famed for beauty. That no distinction was made between wives and concubines has been alleged, but is not confirmed by the annals. Differentiation by rank appears to have been always practised, and the offspring was certainly thus distinguished.
In every era, sisters could marry the same man, and polygamy was common. A Chinese book from the early years of the Common Era mentions that there were so many women in Japan that nobles had four or five wives, while commoners had two or three. The reason given for this practice is mistaken; it wasn't just the abundance of women but the desire for many children that was the main motivation. It's interesting to note that while the line between nobles and commoners was clearly defined and strictly enforced, it didn't apply to marriage in one way: a nobleman could always take a wife or concubine from a lower-status family. In fact, there were often orders sent to different provinces to provide a number of ladies-in-waiting (uneme)—a term with more significance than it seems. Several instances are recorded of rulers inviting beautiful girls to court. While some have claimed there was no distinction between wives and concubines, this hasn't been established in historical records. It appears that differentiation by rank was consistently practiced, and the children were certainly distinguished in this way.
BIRTH AND EDUCATION
A child in ancient Japan was born under considerable difficulties: its mother had to segregate herself in a parturition hut (ubuya), whence even light was excluded and where she was cut off from all attendance. This strange custom was an outcome of the Shinto canon of purity. Soon after birth, a child received from its mother a name generally containing some appropriate personal reference. In the most ancient times each person (so far as we can judge) bore one name, or rather one string of words compounded together into a sort of personal designation. But already at the dawn of the historical epoch we are met by the mention of surnames and of "gentile names bestowed by the sovereign as a recompense for some noteworthy deed."* These names constantly occur. The principal of them are suzerain (atae), departmental suzerain (agata-no-atae), departmental lord (agata-no-nushi), Court noble (ason), territorial lord (inaki), lord (iratsuko), lady (iratsume), duke (kimi), ruler (miyatsuko), chief (muraji), grandee (omi), noble (sukune), and lord (wake). In the case of the Emperors there are also canonical names, which were applied at a comparatively late date in imitation of Chinese usages, and which may be said to have completely replaced the names borne during life. Thus, the Emperor known to posterity as Jimmu was called Iware in life, the Emperor named Homuda while he sat on the throne is now designated Ojin, and the Emperor who ruled as Osazaki is remembered as Nintoku. In the Imperial family, and doubtless in the households of the nobility, wet-nurses were employed, if necessary, as also were bathing-women, washing-women, and rice-chewers.**
A child in ancient Japan was born under difficult circumstances: its mother had to isolate herself in a birthing hut (ubuya), where even light was blocked, and she was cut off from all assistance. This unusual practice stemmed from the Shinto belief in purity. Soon after birth, a child received a name from its mother that usually included a personal element. In the earliest times, each person seemed to have one name, or rather a string of words combined into a type of personal identifier. However, by the early historical period, we see the use of surnames and "gentile names given by the ruler as a reward for notable achievements."* These names frequently appear. The main ones include suzerain (atae), departmental suzerain (agata-no-atae), departmental lord (agata-no-nushi), Court noble (ason), territorial lord (inaki), lord (iratsuko), lady (iratsume), duke (kimi), ruler (miyatsuko), chief (muraji), grandee (omi), noble (sukune), and lord (wake). For emperors, there were also canonical names, introduced later by imitating Chinese practices, which have largely replaced the names they used in life. Therefore, the Emperor known to history as Jimmu was called Iware in life, the Emperor named Homuda while on the throne is now referred to as Ojin, and the Emperor who ruled as Osazaki is remembered as Nintoku. In the Imperial family, and likely in the households of the nobility, wet-nurses were hired as needed, along with bathing-women, washing-women, and rice-chewers.**
*B.H. Chamberlain.
B. H. Chamberlain.
**"Rice, which is mainly carbohydrate, is transformed into grape-sugar by the action of the saliva. This practice is still common in China and used to be so in Japan where it is now rarely met with. It was employed only until dentition was complete." (Munro.)
**"Rice, which is mostly carbohydrates, is converted into grape sugar through the action of saliva. This practice is still common in China and used to be common in Japan, where it's now rarely seen. It was used only until all the teeth were in." (Munro.)**
"To what we should call education, whether mental or physical, there is absolutely no reference made in the histories. All that can be inferred is that, when old enough to do so; the boys began to follow one of the callings of hunter or fisherman, while the girls stayed at home weaving the garments of the family. There was a great deal of fighting, generally of a treacherous kind, in the intervals of which the warriors occupied themselves in cultivating patches of ground."*
"There's no mention in the histories of what we would now consider education, whether it’s mental or physical. All we can gather is that when the boys were old enough, they took up roles as hunters or fishermen, while the girls remained at home weaving the family’s clothing. There was a lot of fighting, often underhanded, and during breaks, the warriors worked on cultivating small plots of land."
*B.H. Chamberlain.
*B.H. Chamberlain.
BURIAL OF THE DEAD
Burial rites were important ceremonials. The house hitherto tenanted by the deceased was abandoned—a custom exemplified in the removal of the capital to a new site at the commencement of each reign—and the body was transferred to a specially erected mourning-hut draped inside with fine, white cloth. The relatives and friends then assembled, and for several days performed a ceremony which resembled an Irish wake, food and sake being offered to the spirit of the dead, prayers put up, and the intervals devoted to weird singing and solemn dancing. Wooden coffins appear to have been used until the beginning of the Christian era, when stone is said to have come into vogue.
Burial rituals were significant ceremonies. The home previously occupied by the deceased was left behind—a practice seen in moving the capital to a new location at the start of each reign—and the body was placed in a specially built mourning hut lined with fine white cloth. Family and friends would gather and, for several days, participated in a ceremony similar to an Irish wake, offering food and sake to the spirit of the deceased, reciting prayers, and engaging in eerie singing and solemn dancing during breaks. Wooden coffins seem to have been used until the start of the Christian era, when stone became popular.
At the obsequies of nobles there was considerable organization. Men (mike-hito) were duly told off to take charge of the offerings of food and liquor; others (kisari-mochi) were appointed to carry the viands; others (hahaki-mochi) carried brooms to sweep the cemetery; there were females (usu-me) who pounded rice, and females (naki-me) who sung dirges interspersed with eulogies of the deceased. The Records mention that at the burial of Prince Waka a number of birds were used instead of these female threnodists. It appears, further, that those following a funeral walked round the coffin waving blue-and-red banners, carrying lighted torches, and playing music.
At noble funerals, there was a lot of organization. Some men were assigned to handle the food and drinks, others were tasked with carrying the dishes, and some carried brooms to sweep the cemetery. Women were involved too; some pounded rice while others sang mourning songs mixed with praises for the deceased. Records indicate that during the burial of Prince Waka, birds were used instead of the women singers. Additionally, those who followed the funeral procession walked around the coffin waving blue and red banners, carrying lit torches, and playing music.
In the sepulchres the arms, utensils, and ornaments used daily by the deceased were interred, and it was customary to bury alive around the tombs of Imperial personages and great nobles a number of the deceased's principal retainers. The latter inhuman habit was nominally abandoned at the close of the last century before Christ, images of baked clay being substituted for human sacrifices, but the spirit which informed the habit survived, and even down to modern times there were instances of men and women committing suicide for the purpose of rejoining the deceased beyond the grave. As to the nature of the tombs raised over the dead, the main facts have been stated in Chapter VI.
In the graves, the weapons, tools, and personal items used daily by the deceased were buried, and it was common to entomb a number of the deceased's main servants alive around the tombs of emperors and high-ranking nobles. This cruel practice was officially stopped at the end of the last century BCE, with clay figures replacing human sacrifices, but the underlying belief continued. Even up to modern times, there have been cases of men and women taking their own lives to be reunited with the deceased in the afterlife. As for the type of tombs built for the dead, the main details have been covered in Chapter VI.
TEETH BLACKENING AND FACE PAINTING
The habit of blackening the teeth has long prevailed among married women in Japan, but the Yamato tombs have thus far furnished only one example of the practice, and no mention occurs in the ancient annals. Face painting, however, would seem to have been indulged in by both sexes. Several of the pottery images (haniwa) taken from the tombs indicate that red pigment was freely and invariably used for that purpose. It was applied in broad streaks or large patches, the former encircling the face or forming bands across it; the latter, covering the eyes or triangulating the cheeks. It is probable that this bizarre decoration was used only on ceremonial occasions and that it appears in a greatly accentuated form on the haniwa.
The practice of blackening teeth has been common among married women in Japan for a long time, but the Yamato tombs have only provided one example of this practice, and ancient records don’t mention it. However, it seems that both men and women indulged in face painting. Several pottery figures (haniwa) found in the tombs show that red pigment was used freely for this purpose. It was applied in wide streaks or large patches, with the streaks going around the face or forming bands across it, and the patches covering the eyes or shaping the cheeks. It’s likely that this unusual decoration was only used on special occasions and that it appears much more exaggerated on the haniwa.
AMUSEMENTS
As to amusements in prehistoric times little information is furnished. Hunting the boar and the stag was the principal pastime, and hawking is described as having been practised in the fourth century of the Christian era. Music and dancing seem to have been in vogue from time immemorial, but there is nothing to tell what kind of musical instruments were in the hands of the early Yamato. The koto, a kind of horizontal lute, and the flute are spoken of in the Chronicles, but the date of their introduction is not indicated. Wrestling, cockfighting (with metal spurs), picnics, a kind of drafts, gambling with dice, and football are all referred to, and were probably indulged in from a very early date.
When it comes to entertainment in prehistoric times, there's not much information available. Hunting wild boar and deer was the main activity, and falconry is noted to have been practiced in the fourth century AD. Music and dancing seem to have always been popular, but we don’t know what kind of musical instruments the early Yamato used. The koto, a type of horizontal lute, and the flute are mentioned in the Chronicles, but there’s no indication of when they were introduced. Wrestling, cockfighting (with metal spurs), picnics, a type of checkers, dice games, and football are all mentioned, and likely enjoyed from a very early time.
SLAVERY
The institution of slavery existed among the Yamato. It will be presently spoken of.
The practice of slavery was present among the Yamato. This will be discussed shortly.
POSITION OF WOMEN
There is evidence to show that in the prehistoric age a high position was accorded to women and that their rights received large recognition. The facts that the first place in the Japanese pantheon was assigned to a goddess; that the throne was frequently occupied by Empresses; that females were chiefs of tribes and led armies on campaign; that jealous wives turned their backs upon faithless husbands; that mothers chose names for their children and often had complete charge of their upbringing—all these things go to show that the self-effacing rank taken by Japanese women in later ages was a radical departure from the original canon of society. It is not to be inferred, however, that fidelity to the nuptial tie imposed any check on extra-marital relations in the case of men: it had no such effect.
There is evidence that in prehistoric times, women held a high status and their rights were widely acknowledged. The fact that a goddess was given the top spot in the Japanese pantheon, that Empresses often sat on the throne, that women served as tribe leaders and led armies, that jealous wives rejected unfaithful husbands, and that mothers named their children and took charge of their upbringing—all these things indicate that the subordinate role of Japanese women in later periods was a significant departure from the original social standards. However, it shouldn't be assumed that loyalty to marriage had any impact on men's extramarital affairs: it did not.
ENGRAVING: "IKEBANA" FLOWER ARRANGEMENT
ENGRAVING: ENTRANCE TO THE TOMB OF THE EMPEROR JIMMU IN UNEBI-YAMA
CHAPTER IX
THE PREHISTORIC SOVEREIGNS
JIMMU
IT is held by eminent Japanese historians that the Emperor Jimmu, when he set out for Yamato, did not contemplate an armed campaign but merely intended to change his capital from the extreme south to the centre of the country. This theory is based on the words of the address he made to his elder brothers and his sons when inviting them to accompany him on the expedition "Why should we not proceed to Yamato and make it the capital?"—and on the fact that, on arriving in the Kibi district, namely, the region now divided into the three provinces of Bizen, Bitchu, and Bingo, he made a stay of three years for the purpose of amassing an army and provisioning it, the perception that he would have to fight having been realized for the first time. Subsequently he encountered strongest resistance at the hands of Prince Nagasune, whose title of Hiko (Child of the Sun) showed that he belonged to the Yamato race, and who exercised military control under the authority of Nigihayahi, elder brother of Jimmu's father. This Nigihayahi had been despatched from the continental realm of the Yamato—wherever that may have been—at a date prior to the despatch of his younger brother, Ninigi, for the purpose of subjugating the "land of fair rice-ears and fertile reed plains," but of the incidents of his expedition history takes no notice: it merely shows him as ruling in Yamato at the time of Jimmu's arrival there, and describes how Nigihayahi, having been convinced by a comparison of weapons of war that Jimmu was of his own lineage, surrendered the authority to him and caused, Prince Nagasune to be put to death.
It’s believed by prominent Japanese historians that when Emperor Jimmu set out for Yamato, he didn’t plan an armed campaign; he simply wanted to move his capital from the far south to the center of the country. This idea comes from his speech to his older brothers and sons when he invited them to join him on the journey: “Why shouldn’t we go to Yamato and make it the capital?” Additionally, when he arrived in the Kibi area, which is now divided into the three provinces of Bizen, Bitchu, and Bingo, he stayed for three years to gather an army and supply it, realizing for the first time that he would have to fight. He faced strong opposition from Prince Nagasune, whose title Hiko (Child of the Sun) indicated his Yamato lineage, and who had military control under Nigihayahi, Jimmu’s father’s elder brother. Nigihayahi had been sent from the Yamato realm—wherever that was—before his younger brother Ninigi was dispatched to conquer the “land of fair rice-ears and fertile reed plains,” but history doesn’t record the details of his expedition; it only shows him ruling in Yamato when Jimmu arrived. It describes how Nigihayahi, convinced by comparing their weapons of war that Jimmu was of his own bloodline, handed over his authority to him and had Prince Nagasune killed.
From a chronological point of view it is difficult to imagine the co-existence of Jimmu and his great-granduncle, but the story may perhaps be accepted in so far as it confirms the tradition that, in prosecuting his Yamato campaign, Jimmu received the submission of several chieftains (Kami) belonging to the same race as himself. Reference to these facts is essential to an understanding of the class distinctions found in the Japanese social system. All the chieftains who led the expedition from Kyushu were subsequently designated Tenshin—a term which may be conveniently rendered "Kami of the descent"—and all those who, like Nigihayahi, had previously been in occupation of the country, were styled kum-tsu-Kami, or "territorial Kami." Another method of distinguishing was to include the former in the Kwobetsu and the latter in the Shimbetsu—distinctions which will be more fully explained hereafter—and after apotheosis the members of these two classes became respectively "deities of heaven" and "deities of earth," a distinction possessing historical rather than qualificatory force.
From a chronological perspective, it's hard to picture Jimmu and his great-granduncle living at the same time, but the story can perhaps be accepted as it supports the tradition that, while leading his Yamato campaign, Jimmu gained the allegiance of several chieftains (Kami) who were of the same background as him. Referencing these facts is key to understanding the class distinctions in the Japanese social system. All the chieftains who led the expedition from Kyushu were later called Tenshin—a term that can be conveniently translated as "Kami of the descent"—and those, like Nigihayahi, who had previously occupied the land were referred to as kum-tsu-Kami, or "territorial Kami." Another way to make distinctions was to categorize the former as Kwobetsu and the latter as Shimbetsu—distinctions that will be explained in more detail later—and after deification, the members of these two classes became known respectively as "deities of heaven" and "deities of earth," a distinction that has historical significance rather than descriptive value.
As for subdivisions, the head of a Kwobetsu family had the title of omi (grandee) and the head of a Shimbetsu family that of muraji (chief). Thus, the organization of the State depended primarily on the principle of ancestor worship. The sceptre descended by divine right without any regard to its holder's competence, while the administrative posts were filled by men of the same race with a similar hereditary title. Aliens like the Yezo, the Tsuchi-gumo, and the Kumaso were either exterminated or made slaves (nuhi).
As for subdivisions, the leader of a Kwobetsu family held the title of omi (grandee), while the leader of a Shimbetsu family was called muraji (chief). Thus, the organization of the State was mainly based on ancestor worship. The power was passed down by divine right, regardless of the competence of the person holding it, while administrative positions were filled by men of the same ethnicity with similar hereditary titles. Foreign groups like the Yezo, the Tsuchi-gumo, and the Kumaso were either wiped out or enslaved (nuhi).
THE TERM "YAMATO"
As to the term "Yamato," it appears that, in the earliest times, the whole country now called Japan was known as Yamato, and that subsequently the designation became restricted to the province which became the seat of government. The Chinese, when they first took cognizance of the islands lying on their east, seem to have applied the name Wado—pronounced "Yamato" by the Japanese—to the tribes inhabiting the western shores of Japan, namely, the Kumaso or the Tsuchi-gumo, and in writing the word they used ideographs conveying a sense of contempt. The Japanese, not unnaturally, changed these ideographs to others having the same sounds but signifying "great peace." At a later time the Chinese or the Koreans began to designate these eastern islands, Jih-pen, or "Sunrise Island," a term which, in the fifteenth century, was perverted by the Dutch into Japan.
As for the term "Yamato," it seems that in ancient times, the entire area now known as Japan was referred to as Yamato, and later, the name was limited to the region that became the center of government. When the Chinese first became aware of the islands to their east, they seem to have used the name Wado—pronounced "Yamato" by the Japanese—for the tribes living along Japan's western shores, like the Kumaso or the Tsuchi-gumo, and they wrote it using characters that conveyed a sense of disdain. The Japanese understandably changed these characters to others that had the same sounds but meant "great peace." Later on, the Chinese or Koreans began to refer to these eastern islands as Jih-pen, meaning "Sunrise Island," a term that was later distorted by the Dutch in the fifteenth century into Japan.
THE FIRST NINE EMPERORS
In attempting to construct coherent annals out of the somewhat fragmentary Japanese histories of remote ages, the student is immediately confronted by chronological difficulties. Apart from the broad fact that the average age of the first seventeen Emperors from Jimmu downwards is 109 years, while the average age of the next seventeen is only sixty-one and a half years, there are irreconcilable discrepancies in some of the dates themselves. Thus, according to the Records, the eighth Emperor, Kogen, died at fifty-seven, but according to the Chronicles he ascended the throne at fifty-nine and reigned fifty-six years. Again, whereas the ninth sovereign, Kaikwa, is by the Records given a life of only sixty-three years, the Chronicles make him assume the sceptre at fifty-one and wield it for fifty-nine years. Such conflicts of evidence are fatal to confidence. Nor do they disappear wholly until the beginning of the fifth century, at which time, moreover, the incidents of Japanese history receive their first confirmation from the history of China and Korea.
In trying to piece together a clear history from the somewhat scattered Japanese records of ancient times, the researcher quickly faces chronological issues. Beyond the significant fact that the average age of the first seventeen Emperors, starting with Jimmu, is 109 years, while the average age of the next seventeen is only sixty-one and a half years, there are major inconsistencies in some of the actual dates. For instance, according to the Records, the eighth Emperor, Kogen, died at fifty-seven, but the Chronicles state he became Emperor at fifty-nine and ruled for fifty-six years. Similarly, while the ninth monarch, Kaikwa, is recorded to have lived only sixty-three years, the Chronicles claim he took the throne at fifty-one and held it for fifty-nine years. Such conflicting evidence undermines trust in the records. These discrepancies don't fully resolve until the early fifth century, when, importantly, events in Japanese history start to be confirmed through the histories of China and Korea.
It is therefore not extravagant to conclude that the first ten and a half centuries covered by Japanese annals must be regarded as prehistoric. On the other hand, the incidents attributed to this long interval are not by any means of such a nature as to suggest deliberate fabrication. An annalist who was also a courtier, applying himself to construct the story of his sovereign's ancestors, would naturally be disposed to embellish his pages with narratives of great exploits and brilliant achievements. Neither the Records nor the Chronicles can be said to display such a propensity in any marked degree. The Chronicles do, indeed, draw upon the resources of Chinese history to construct ethical codes and scholarly diction for their Imperial figures, but the Records show no traces of adventitious colour nor make an attempt to minimize the evil and magnify the good.
It’s not unreasonable to say that the first ten and a half centuries covered by Japanese history should be considered prehistoric. However, the events noted during this lengthy period don’t seem to be deliberate fabrications. A historian who was also part of the court, working to create a narrative about his ruler's ancestors, would likely want to enhance his account with stories of great deeds and notable achievements. Yet, neither the Records nor the Chronicles seem to have such a tendency in any significant way. The Chronicles do refer to Chinese history to develop moral codes and refined language for their Imperial figures, but the Records don’t show any signs of unnecessary embellishment or attempts to downplay negative aspects while glorifying positive ones.
Thus, while it is evident that to consolidate Jimmu's conquest and to establish order among the heterogeneous elements of his empire he must have been followed by rulers of character and prowess, the annals show nothing of the kind. On the contrary, the reigns of his eight immediate successors are barren of all striking incident. The closing chapter of Jimmu himself is devoted chiefly to his amours, and the opening page in the life of his immediate successor, Suisei, shows that the latter reached the throne by assassinating his elder brother. For the rest, the annals of the eight sovereigns who reigned during the interval between 561 and 98 B.C. recount mainly the polygamous habits of these rulers and give long genealogies of the noble families founded by their offspring—a dearth of romance which bears strong witness to the self-restraint of the compilers. We learn incidentally that on his accession each sovereign changed the site of his palace, seldom passing, however, beyond the limits of the province of Yamato, and we learn, also, that the principle of primogeniture, though generally observed, was often violated.
Thus, while it’s clear that to solidify Jimmu's conquest and bring order to the diverse elements of his empire, he must have been supported by strong and capable rulers, the records don’t show anything like that. On the contrary, the reigns of his eight immediate successors are devoid of any significant events. The last chapter about Jimmu mainly focuses on his romantic escapades, and the very first page about his immediate successor, Suisei, reveals that he took the throne by killing his older brother. For the most part, the records of the eight rulers who reigned between 561 and 98 B.C. mostly discuss their many marriages and provide lengthy genealogies of the noble families created by their children—a lack of excitement that highlights the restraint of the writers. We find out along the way that each new ruler changed the location of his palace upon taking power, though they rarely moved beyond the boundaries of Yamato province, and we also learn that while the rule of passing power to the firstborn was generally followed, it was often broken.
HSU FUH
A Japanese tradition assigns to the seventy-second year of the reign of Korei the advent of a Chinese Taoist, by name Hsu Fuh. Korei, seventh in descent from Jimmu, held the sceptre from 290 to 215 B.C., and the seventy-second year of his reign fell, therefore, in 219 B.C. Now, to the east of the town of Shingu in Kii province, at a place on the seashore in the vicinity of the site of an ancient castle, there stands a tomb bearing the inscription "Grave of Hsu Fuh from China," and near it are seven tumuli said to be the burial-places of Hsu's companions. Chinese history states that Hsu Fuh was a learned man who served the first Emperor of the Chin dynasty (255-206 B.C.), and that he obtained his sovereign's permission to sail to the islands of the east in search of the elixir of life. Setting out from Yentai (the present Chefoo) in his native province of Shantung, Hsu landed at Kumano in the Kii promontory, and failing to find the elixir, preferred to pass his life in Japan rather than to return unsuccessful to the Court of the tyranical Chin sovereign, burner of the books and builder of the Great Wall. A poem composed in the Sung dynasty (A.D. 960-1280) says that when Hsu Fuh set out, the books had not been burned, and that a hundred volumes thus survived in his keeping. Of course, the date assigned by Japanese tradition to the coming of Hsu may have been adapted to Chinese history, and it therefore furnishes no evidence as to the accuracy of the Chronicles' chronology. But the existence of the tomb may be regarded as proving that some communication took place between China and Japan at that remote epoch.*
A Japanese tradition states that in the seventy-second year of Korei's reign, a Chinese Taoist named Hsu Fuh arrived. Korei, who was the seventh descendant of Jimmu, ruled from 290 to 215 B.C., which means the seventy-second year of his reign was in 219 B.C. East of Shingu in Kii province, at a spot along the seashore near the site of an ancient castle, there is a tomb with the inscription "Grave of Hsu Fuh from China," and close by are seven burial mounds believed to be the graves of Hsu's companions. Chinese historical records indicate that Hsu Fuh was a knowledgeable man who served the first Emperor of the Chin dynasty (255-206 B.C.) and received permission from the emperor to sail to the eastern islands in search of the elixir of life. Departing from Yentai (now Chefoo) in his home province of Shantung, Hsu landed at Kumano in the Kii area. Failing to find the elixir, he chose to live in Japan rather than return unsuccessful to the oppressive Chin court, ruled by the book-burning emperor who built the Great Wall. A poem from the Sung dynasty (A.D. 960-1280) mentions that when Hsu Fuh set out, the books had not yet been burned, and that he possessed a hundred volumes. Of course, the date assigned by Japanese tradition for Hsu's arrival may have been adjusted to align with Chinese history and doesn’t confirm the accuracy of the Chronicles' timeline. However, the existence of the tomb can be seen as evidence that some form of contact occurred between China and Japan during that distant time.*
*The route taken by Hsu Fuh namely, from Chefoo down the China Sea and round the south of Japan is difficult to understand.
*The route taken by Hsu Fuh, from Chefoo down the China Sea and around the south of Japan, is hard to comprehend.
THE TENTH EMPEROR, SUJIN
The reign of this sovereign (97-30 B.C.) is the first eventful period since the death of Jimmu. It is memorable for the reorganization of religious rites; for the extension of the effective sway of the Throne, and for the encouragement of agriculture. When the first Emperor installed the sacred insignia in the palace where he himself dwelt, the instinct of filial piety and the principle of ancestor worship were scarcely distinguishable. But as time passed and as the age of the Kami became more remote, a feeling of awe began to pervade the rites more strongly than a sense of family affection, and the idea of residing and worshipping in the same place assumed a character of sacrilege. This may have been directly suggested by a pestilence which, decimating the nation, was interpreted as implying the need of greater purity. A replica of the sacred mirror was manufactured, and the grandson of the great worker in metal Mahitotsu, the "One-eyed" was ordered to forge an imitation of the sacred sword. These imitations, together with the sacred jewel, were kept in the palace, but the originals were transferred to Kasanui in Yamato, where a shrine for the worship of the Sun goddess had been built. But though the pestilence was stayed, it brought an aftermath of lawlessness and produced much unrest in the regions remote from Yamato. Sujin therefore organized a great military movement, the campaign of the Shido shogun, or "Generalissimo of the four Circuits."*
The reign of this ruler (97-30 B.C.) marks the first significant period since the death of Jimmu. It's notable for the restructuring of religious ceremonies, the expansion of the Throne's influence, and the promotion of agriculture. When the first Emperor established the sacred symbols in the palace where he lived, the feelings of filial piety and ancestor worship were almost indistinguishable. However, as time went on and the era of the Kami grew more distant, a sense of reverence began to overshadow familial affection in the rituals, and the practice of residing and worshipping in the same place started to seem sacrilegious. This change may have been prompted by a plague that devastated the country and was seen as a sign that greater purity was needed. A replica of the sacred mirror was created, and the grandson of the great metalworker Mahitotsu, known as the "One-eyed," was tasked with forging a copy of the sacred sword. These replicas, along with the sacred jewel, were kept in the palace, while the originals were moved to Kasanui in Yamato, where a shrine for the worship of the Sun goddess had been constructed. Although the plague was halted, it left behind a period of lawlessness and unrest in areas far from Yamato. Therefore, Sujin organized a major military campaign, known as the Shido shogun, or "Generalissimo of the four Circuits."*
*The term "do" indicates a group of provinces.
*The term "do" refers to a collection of provinces.*
The leaders chosen for this task were all members of the Imperial family—a great-uncle, an uncle, a younger brother, and a first cousin of the Emperor—and the fields of operation assigned to them were: first, to the west along the northern shore of the Inland Sea; secondly, to the northwest into Tamba, Tango, and Tajima; thirdly, to the north along the sea of Japan, and finally to the east along the route now known as the Tokaido. No attempt is made by the writers of either the Records or the Chronicles to describe the preparations for this extensive campaign. Tradition seems to have preserved the bare fact only.
The leaders chosen for this task were all members of the Imperial family—a great-uncle, an uncle, a younger brother, and a first cousin of the Emperor—and the areas assigned to them were: first, to the west along the northern shore of the Inland Sea; second, to the northwest into Tamba, Tango, and Tajima; third, to the north along the Sea of Japan; and finally, to the east along the route now known as the Tokaido. The authors of both the Records and the Chronicles do not attempt to detail the preparations for this large campaign. Tradition seems to have preserved only the basic facts.
One interesting interlude is described, however. Before the first body of troops had passed beyond range of easy communication with Mizugaki in Yamato, where the Court resided, the prince in command heard a girl singing by the wayside, and the burden of her song seemed to imply that, while foes at home menaced the capital, foes abroad should not be attacked. The prince, halting his forces, returned to Mizugaki to take counsel, and the Emperor's aunt interpreted the song to signify that his Majesty's half-brother, Haniyasu, who governed the adjacent province of Yamato, was plotting treason. Then all the troops having been recalled, preparations to guard the capital were made, and soon afterwards, news came that Haniyasu, at the head of an army, was advancing from the direction of Yamashiro, while his wife, Ata, was leading another force from Osaka, the plan being to unite the two armies for the attack on Yamato. The Emperor's generals at once assumed the offensive. They moved first against Princess Ata, killed her and exterminated her forces; after which they dealt similarly with Haniyasu. This chapter of history illustrates the important part taken by women in affairs of State at that epoch, and incidentally confirms the fact that armour was worn by men in battle.
One interesting event is described, though. Before the first group of troops had moved out of range for easy communication with Mizugaki in Yamato, where the Court was located, the prince in charge heard a girl singing by the roadside, and the theme of her song suggested that, while enemies at home threatened the capital, foes from abroad shouldn’t be attacked. The prince, stopping his forces, returned to Mizugaki to seek advice, and the Emperor's aunt interpreted the song to mean that His Majesty's half-brother, Haniyasu, who ruled the nearby province of Yamato, was plotting treason. Then all the troops were recalled, preparations to protect the capital were made, and soon after, news arrived that Haniyasu, leading an army, was advancing from the direction of Yamashiro, while his wife, Ata, was bringing another force from Osaka, with the plan to join the two armies to attack Yamato. The Emperor's generals immediately went on the offensive. They first targeted Princess Ata, killed her, and wiped out her forces; then they did the same to Haniyasu. This chapter of history highlights the significant role women played in state affairs at that time and also confirms that men wore armor in battle.
The four Imperial generals were now able to resume their temporarily interrupted campaigns. According to the Chronicles they completed the tasks assigned to them and returned to the capital within six months. But such chronology cannot be reconciled with facts. For it is related that the generals sent northward by the western seaboard and the eastern seaboard, respectively, came together at Aizu,* one reaching that place via Hitachi, the other via Echigo. Thus, it would result that Yamato armies at that remote epoch marched hundreds of miles through country in the face of an enemy within a few months. Further, to bring the aboriginal tribes into subjugation, an isolated campaign would have been quite inadequate. Some kind of permanent control was essential, and there is collateral evidence that the descendants of the four princely generals, during many generations, occupied the position of provincial magnates and exercised virtually despotic sway within the localities under their jurisdiction. Thus in the provinces of Omi, of Suruga, of Mutsu, of Iwashiro, of Iwaki, of Echigo, of Etchu, of Echizen, of Bizen, of Bitchu, of Bingo, of Harima, of Tamba, and elsewhere, there are found in later ages noble families all tracing their descent to one or another of the Shido shoguns despatched on the task of pacifying the country in the days of the Emperor Sujin. The genealogies which fill pages of the Records from the days of Jimmu downwards point clearly to the growth of a powerful feudal aristocracy, for the younger sons born to successive sovereigns bear, for the most part, names indicative of territorial lordship; but it seems justifiable to conclude that the first great impetus to that kind of decentralization was given by Sujin's despatch of the Shido shoguns.
The four Imperial generals were finally able to continue their temporarily paused campaigns. According to the Chronicles, they finished their assignments and returned to the capital in about six months. However, this timeline doesn’t match the facts. It’s said that the generals sent to the northern regions by the western and eastern coasts met at Aizu, one traveling there through Hitachi and the other through Echigo. Therefore, it would mean that the Yamato armies at that distant time marched hundreds of miles through enemy territory in just a few months. Additionally, a single campaign wouldn’t have been enough to bring the indigenous tribes under control. Some form of lasting authority was necessary, and there’s supporting evidence that the descendants of the four princely generals, for many generations, held positions as local leaders and wielded almost absolute power in their regions. Thus, in provinces like Omi, Suruga, Mutsu, Iwashiro, Iwaki, Echigo, Etchu, Echizen, Bizen, Bitchu, Bingo, Harima, Tamba, and others, noble families emerged in later ages, all tracing their lineage back to one or another of the Shido shoguns sent to pacify the country during the reign of Emperor Sujin. The genealogies that fill pages of the Records from the time of Jimmu onward clearly indicate the rise of a powerful feudal nobility, as the younger sons of successive sovereigns mostly carry names linked to territorial control; hence, it’s reasonable to conclude that the initial significant push towards that kind of decentralization was given by Sujin’s dispatch of the Shido shoguns.
*Hence the term "Aizu," form, signifies "to meet."
*Therefore, the term "Aizu" means "to meet."
AGRICULTURE AND TAXATION
The digging of reservoirs and tunnels for irrigating rice-fields received unprecedented attention in the reign of this Emperor, and mention is for the first time made of taxes—tributes of "bow-notches and of finger-tips," in other words, the produce of the chase and the products of the loom. A census was taken for taxation purposes, but unhappily the results are nowhere recorded. The Court gave itself some concern about maritime transport also. A rescript ordered that ships should be built by every province, but nothing is stated as to their dimensions or nature. In this rescript it is mentioned that "the people of the coast not having ships, suffer grievously by land transport." What they suffered may be inferred from a description in the Chronicles where we read that at the building of the tomb of a princess, "the people, standing close to each other, passed the stones from hand to hand, and thus transported them from Osaka to Yamato."
The construction of reservoirs and tunnels for irrigating rice fields got a lot of attention during this Emperor's reign, and for the first time, there was mention of taxes—tributes known as "bow-notches and finger-tips," meaning the goods from hunting and products from weaving. A census was conducted for tax purposes, but unfortunately, the results have never been documented. The Court also took some interest in maritime transport. A decree was issued requiring each province to build ships, but there are no details provided about their size or type. This decree states that "the coastal people, lacking ships, suffer greatly from land transport." The extent of their suffering can be understood from a description in the Chronicles, where it says that during the construction of a princess's tomb, "the people, standing close together, passed the stones hand to hand, transporting them from Osaka to Yamato."
FOREIGN INTERCOURSE
Korea, when Japanese history is first explicitly concerned with it, was peopled by a number of semi-independent tribes, and the part of the peninsula lying southward of the Han River—that is to say, southward of the present Seoul—comprised three kingdoms. Of these Ma-Han occupied the whole of the western half of the peninsula along the coast of the Yellow Sea; while Sin-Han and Pyong-Han formed the eastern half, lying along the shore of the Sea of Japan. The three were collectively spoken of as Sam-Han (the three Han). But Japan's relations with the peninsula did not always involve these major divisions. Her annals speak of Shiragi (or Sinra), Kara, Kudara, and Koma. Shiragi and Kara were principalities carved respectively out of the southeast and south of Pyong-Han. Thus, they lay nearest to Japan, the Korea Strait alone intervening, and the Korea Strait was almost bridged by islands. Kudara constituted the modern Seoul and its vicinity; Koma, (called also Korai and in Korea, Kokuli), the modern Pyong-yang and its district. These two places were rendered specially accessible by the rivers Han and Tadong which flowed through them to the Yellow Sea; but of course in this respect they could not compare with Shiragi (Sinra) and Kara, of which latter place the Japanese usually spoke as Mimana.
Korea, when Japanese history first explicitly noted it, was inhabited by several semi-independent tribes, and the part of the peninsula south of the Han River—that is, south of present-day Seoul—was made up of three kingdoms. Ma-Han covered the entire western half of the peninsula along the coast of the Yellow Sea, while Sin-Han and Pyong-Han formed the eastern half along the shore of the Sea of Japan. Together, these three were referred to as Sam-Han (the three Han). However, Japan's interactions with the peninsula didn't exclusively involve these major divisions. Historical records mention Shiragi (or Sinra), Kara, Kudara, and Koma. Shiragi and Kara were principalities established in the southeast and south of Pyong-Han, respectively. They were the closest to Japan, with only the Korea Strait separating them, which was nearly bridged by islands. Kudara corresponded to modern Seoul and its surrounding area; Koma, also known as Korai and in Korea as Kokuli, related to modern Pyong-yang and its region. These two locations were easily accessible via the Han and Tadong rivers, which flowed through them into the Yellow Sea; however, they were not as convenient as Shiragi (Sinra) and Kara, the latter of which the Japanese typically referred to as Mimana.
There can scarcely be any doubt that the Korean peninsula was largely permeated with Chinese influences from a very early date, but the processes which produced that result need not be detailed here. It has been also shown above that, in the era prior to Jimmu, indications are found of intercourse between Japan and Korea, and even that Susanoo and his son held sway in Shiragi. But the first direct reference made by Japanese annals to Korea occurs in the reign of Sujin, 33 B.C. when an envoy from Kara arrived at the Mizugaki Court, praying that a Japanese general might be sent to compose a quarrel which had long raged between Kara and Shiragi, and to take the former under Japan's protection. It appears that this envoy had travelled by a very circuitous route. He originally made the port of Anato (modern Nagato), but Prince Itsutsu, who ruled there, claimed to be the sole monarch of Japan and refused to allow the envoy to proceed, so that the latter had to travel north and enter Japan via Kehi-no-ura (now Tsuruga.)
There’s hardly any doubt that the Korean peninsula was heavily influenced by China from a very early time, but we don’t need to go into the details of how that happened here. It was also mentioned earlier that before Jimmu’s era, there are signs of interaction between Japan and Korea, and even that Susanoo and his son had power in Shiragi. However, the first direct mention of Korea in Japanese records happens during the reign of Sujin in 33 B.C., when an envoy from Kara arrived at the Mizugaki Court, requesting that a Japanese general be sent to resolve a longstanding dispute between Kara and Shiragi, and to bring Kara under Japan's protection. It seems this envoy took a very roundabout route. He first reached the port of Anato (now Nagato), but Prince Itsutsu, who ruled there, claimed to be the sole ruler of Japan and wouldn’t let the envoy continue, so he had to travel north and enter Japan through Kehi-no-ura (now Tsuruga).
Incidentally this narrative corroborates a statement made in Chinese history (compiled in the Later Han era, A.D. 25-220) to the effect that many Japanese provinces claimed to be under hereditary rulers who exercised sovereign rights. Such, doubtless, was the attitude assumed by several of the Imperial descendants who had obtained provincial estates. The Emperor Sujin received the envoy courteously and seemed disposed to grant his request, but his Majesty's death (30 B.C.) intervened, and not until two years later was the envoy able to return. His mission had proved abortive, but the Emperor Suinin, Sujin's successor, gave him some red-silk fabrics to carry home and conferred on his country the name Mimana, in memory of Sujin, whose appellation during life had been Mimaki.
By the way, this story supports a claim made in Chinese history (compiled during the Later Han period, A.D. 25-220) that many Japanese provinces stated they were ruled by hereditary leaders who held sovereign power. This was probably the mindset of several Imperial descendants who had acquired regional lands. The Emperor Sujin welcomed the envoy politely and appeared ready to fulfill his request, but the Emperor passed away (30 B.C.) before that could happen, and it wasn’t until two years later that the envoy could return. His mission was unsuccessful, but Emperor Suinin, Sujin's successor, gave him some red silk fabrics to take back home and named his country Mimana, in honor of Sujin, whose name during his life had been Mimaki.
These details furnish an index to the relations that existed in that era between the neighbouring states of the Far East. The special interest of the incident lies, however, in the fact that it furnishes the first opportunity of comparing Japanese history with Korean. The latter has two claims to credence. The first is that it assigns no incredible ages to the sovereigns whose reigns it records. According to Japanese annals there were only seven accessions to the throne of Yamato during the first four centuries of the Christian era. According to Korean annals, the three peninsular principalities had sixteen, seventeen, and sixteen accessions, respectively, in the same interval. The second claim is that, during the same four centuries, the histories of China and Korea agree in ten dates and differ in two only.* On the whole, therefore, Korean annals deserve to be credited. But whereas Japanese history represents warfare as existing between Kara and Shiragi in 33 B.C., Korean history represents the conflict as having broken out in A.D. 77. There is a difference of just 110 years, and the strong probability of accuracy is on the Korean side.
These details provide a glimpse into the relationships that existed during that time between the neighboring states of the Far East. The unique significance of this incident lies in the fact that it gives the first chance to compare Japanese history with Korean history. The latter has two points in its favor. The first is that it doesn't attribute unbelievable lengths of reign to the monarchs it documents. According to Japanese records, there were only seven ascensions to the throne of Yamato during the first four centuries of the Common Era. In contrast, Korean records show that the three principalities on the peninsula had sixteen, seventeen, and sixteen ascensions, respectively, in the same period. The second point is that, in those same four centuries, the histories of China and Korea agree on ten dates while differing on just two.* Overall, Korean records deserve some credibility. However, while Japanese history indicates that conflict existed between Kara and Shiragi in 33 B.C., Korean history claims that this conflict began in A.D. 77. There is a difference of exactly 110 years, and the likelihood of accuracy leans toward the Korean account.
*For a masterly analysis of this subject see a paper on Early Japanese History by Mr. W. G. Aston in Vol. XVI of the "Translations of the Asiatic Society of Japan."
*For an expert analysis of this topic, check out a paper on Early Japanese History by Mr. W. G. Aston in Vol. XVI of the "Translations of the Asiatic Society of Japan."
THE ELEVENTH SOVEREIGN, SUININ (29 B.C.—A.D. 70)
Suinin, second son of his predecessor, obtained the throne by a process which frankly ignored the principle of primogeniture. For Sujin, having an equal affection for his two sons, confessed himself unable to choose which of them should be his successor and was therefore guided by a comparison of their dreams, the result being that the younger was declared Prince Imperial, and the elder became duke of the provinces of Kamitsuke (now Kotsuke) and Shimotsuke. Suinin, like all the monarchs of that age, had many consorts: nine are catalogued in the Records and their offspring numbered sixteen, many of whom received local titles and had estates conferred in the provinces. In fact, this process of ramifying the Imperial family went on continuously from reign to reign.
Suinin, the second son of the previous emperor, came to the throne in a way that completely disregarded the rule of primogeniture. Sujin, who loved both of his sons equally, found himself unable to choose one as his successor and decided to base his decision on a comparison of their dreams. As a result, the younger son was named Prince Imperial, while the older son became the duke of the provinces of Kamitsuke (now Kotsuke) and Shimotsuke. Like all monarchs of that time, Suinin had many consorts: nine are recorded in the historical documents, and they had a total of sixteen children, many of whom were given local titles and received estates in the provinces. In fact, this process of expanding the Imperial family continued from reign to reign.
There are in the story of this sovereign some very pathetic elements. Prince Saho, elder brother of the Empress, plotted to usurp the throne. Having cajoled his sister into an admission that her brother was dearer than her husband, he bade her prove it by killing the Emperor in his sleep. But when an opportunity offered to perpetrate the deed as the sovereign lay sleeping with her knees as pillow, her heart melted, and her tears, falling on the Emperor's face, disturbed his slumber. He sought the cause of her distress, and learning it, sent a force to seize the rebel. Remorse drove the Empress to die with Prince Saho. Carrying her little son, she entered the fort where her brother with his followers had taken refuge. The Imperial troops set fire to the fort—which is described as having been built with rice-bags piled up—and the Empress emerged with the child in her arms; but having thus provided for its safety, she fled again to the fort and perished with her brother. This terrible scene appears to have given the child such a shock that he lost the use of speech, and the Records devote large space to describing the means employed for the amusement of the child, the long chase and final capture of a swan whose cry, as it flew overhead, had first moved the youth to speech, and the cure ultimately effected by building a shrine for the worship of the deity of Izumo, who, in a previous age, had been compelled to abdicate the sovereignty of the country in favour of a later descendant of the Sun goddess, and whose resentment was thereafter often responsible for calamities overtaking the Court or the people of Japan.
The story of this ruler has some very sad elements. Prince Saho, the Empress's older brother, plotted to take the throne for himself. He convinced his sister to admit that she loved him more than her husband and asked her to prove it by killing the Emperor while he slept. However, when the time came for her to carry out the act while the Emperor lay asleep with her knees as a pillow, her heart softened, and her tears fell onto his face, waking him up. He asked her why she was upset, and upon learning the truth, he sent troops to capture the rebel. Guilt drove the Empress to join her brother in death. Carrying her young son, she entered the stronghold where her brother and his followers had taken refuge. The Imperial troops set fire to the fort, which was said to be built with stacked rice bags, and the Empress came out with the child in her arms. But after ensuring his safety, she ran back into the fort and died with her brother. This tragic event seemed to shock the child so much that he lost the ability to speak. The Records spend a lot of time describing how they tried to entertain him, including a long chase and eventual capture of a swan whose cry, as it flew overhead, had first inspired him to speak. The cure was ultimately achieved by constructing a shrine to honor the deity of Izumo, who had previously been forced to give up the throne to a later descendant of the Sun goddess and whose anger often brought misfortune to the Court or the people of Japan.
THE ISE SHRINE AND THE PRACTICE OF JUNSHI
Two events specially memorable in this reign were the transfer of the shrine of the Sun goddess to Ise, where it has remained ever since, and the abolition of the custom of junshi, or following in death. The latter shocking usage, a common rite of animistic religion, was in part voluntary, in part compulsory. In its latter aspect it came vividly under the notice of the Emperor Suinin when the tomb of his younger brother, Yamato, having been built within earshot of the palace, the cries of his personal attendants, buried alive around his grave, were heard, day and night, until death brought silence. In the following year (A.D. 3), the Empress having died, a courtier, Nomi-no-Sukune, advised the substitution of clay figures for the victims hitherto sacrificed. Nominally, the practice of compulsory junshi ceased from that date,* but voluntary junshi continued to find occasional observance until modern times.
Two events that stand out in this reign were the relocation of the shrine of the Sun goddess to Ise, where it has stayed ever since, and the ending of the custom of junshi, or following in death. This shocking practice, a common ritual in animistic religion, was partly voluntary and partly mandatory. It caught the attention of Emperor Suinin when he heard the cries of his younger brother Yamato's personal attendants, who were buried alive near his tomb, day and night, until they eventually died. The following year (A.D. 3), after the Empress passed away, a courtier named Nomi-no-Sukune suggested replacing the victims traditionally sacrificed with clay figures. Officially, the practice of mandatory junshi ended from that point on,* but voluntary junshi continued to be observed occasionally well into modern times.
*Of course it is to be remembered that the dates given by Japanese historians prior to the fifth century A.D. are very apocryphal.
*Of course, it's important to remember that the dates provided by Japanese historians before the fifth century A.D. are quite questionable.
WRESTLING
The name of Nomi-no-Sukune is associated with the first mention of wrestling in Japanese history. By the Chronicles a brief account is given of a match between Nomi and Taema-no-Kuehaya. The latter was represented to be so strong that he could break horns and straighten hooks. His frequently expressed desire was to find a worthy competitor. Nomi-no-Sukune, summoned from Izumo by the Emperor, met Kuehaya in the lists of the palace of Tamaki and kicked him to death. Wrestling thereafter became a national pastime, but its methods underwent radical change, kicking being abolished altogether.
The name Nomi-no-Sukune is linked to the earliest mention of wrestling in Japanese history. According to the Chronicles, there’s a brief account of a match between Nomi and Taema-no-Kuehaya. Kuehaya was said to be so strong that he could break horns and straighten hooks. He often expressed his wish to find a worthy opponent. Nomi-no-Sukune, called from Izumo by the Emperor, faced Kuehaya in the palace of Tamaki and kicked him to death. After that, wrestling became a national pastime, but its techniques changed significantly, with kicking being completely eliminated.
FOREIGN INTERCOURSE
It is believed by Japanese historians that during the reign of Suinin a local government station (chinju-fu) was established in Anra province of Mimana, and that this station, subsequently known as Nippon-fu, was transferred to Tsukushi (Kyushu) and named Dazai-fu when Japan's influence in Mimana waned. The first general (shoguri) of the chinju-fu was Prince Shihotari, and the term kishi—which in Korea signified headman—was thenceforth incorporated into his family name. To the members of that family in later generations was entrusted the conduct of the Empire's foreign affairs. But it does not appear that the Imperial Court in Yamato paid much attention to oversea countries in early eras. Intercourse with these was conducted, for the most part, by the local magnates who held sway in the western regions of Japan.
Japanese historians believe that during the reign of Suinin, a local government station (chinju-fu) was set up in Anra province of Mimana. This station, later known as Nippon-fu, was moved to Tsukushi (Kyushu) and renamed Dazai-fu when Japan's influence in Mimana declined. The first general (shoguri) of the chinju-fu was Prince Shihotari, and the term kishi—meaning headman in Korea—was then added to his family name. In later generations, this family was given the responsibility of managing the Empire's foreign affairs. However, it seems that the Imperial Court in Yamato didn't pay much attention to overseas countries in the early days. Interactions with these regions were mostly handled by the local leaders in western Japan.
It was during the reign of Suinin, if Japanese chronology be accepted, that notices of Japan began to appear in Chinese history—a history which justly claims to be reliable from 145 B.C. Under the Later Han dynasty (A.D. 25-220), great progress was made in literature and art by the people of the Middle Kingdom, and this progress naturally extended, not only to Korea, which had been conquered by the Chinese sovereign, Wu-Ti, in the second century before Christ and was still partly under the rule of Chinese governors, but also to the maritime regions of Japan, whence the shores of Korea were almost within sight. China in those ages was incomparably the greatest and most enlightened country in the Orient, and it had become the custom with adjacent States to send emissaries to her Court, bearing gifts which she handsomely requited; so that while, from one point of view, the envoys might be regarded as tribute-carriers, from another, the ceremony presented the character of a mere interchange of neighbourly civilities. In Japan, again, administrative centralization was still imperfect. Some of the local magnates had not yet been brought fully under the sway of the Yamato invaders, and some, as scions of the Imperial family, arrogated a considerable measure of independence. Thus it resulted that several of these provincial dukes—or "kings," as not a few of them were called—maintained relations with Korea, and through her despatched tribute missions to the Chinese Court from time to time.
It was during the reign of Suinin, according to Japanese chronology, that mentions of Japan started appearing in Chinese history—which claims to be reliable from 145 B.C. During the Later Han dynasty (A.D. 25-220), the people of the Middle Kingdom made significant advancements in literature and art, and this progress naturally extended not only to Korea, which had been conquered by the Chinese ruler Wu-Ti in the second century B.C. and was still partially governed by Chinese officials, but also to the coastal areas of Japan, where the shores of Korea were almost visible. In those times, China was undoubtedly the most powerful and enlightened nation in the East, and it became customary for neighboring states to send envoys to its court, bringing gifts that were generously rewarded; so while, from one perspective, the envoys could be seen as carrying tribute, from another perspective, the ceremony was simply a friendly exchange of courtesies. In Japan, administrative centralization was still not fully established. Some local leaders had not yet completely come under the control of the Yamato invaders, and some, as descendants of the imperial family, claimed a significant degree of independence. As a result, many of these regional leaders—or "kings," as some of them were called—maintained connections with Korea and occasionally sent tribute missions to the Chinese court through her.
In these circumstances it is not surprising to find the Chinese historians of the first century A.D. writing: "The Wa (Japanese) dwell southeast of Han* (Korea) on a mountainous island in midocean. Their country is divided into more than one hundred provinces. Since the time when Wu-Ti (140-86 B.C.) overthrew Korea, they (the Japanese) have communicated with the Han (Korean) authorities by means of a postal service. There are thirty-two provinces which do so, all of which style their rulers 'kings' who are hereditary. The sovereign of Great Wa resides in Yamato, distant 12,000 li (4000 miles) from the frontier of the province of Yolang (the modern Pyong-yang in Korea). In the second year of Chung-yuan (A.D. 57), in the reign of Kwang-wu, the Ito** country sent an envoy with tribute, who styled himself Ta-fu. He came from the most western part of the Wa country. Kwang-wu presented him with a seal and ribbon." [Aston's translation.]
In this situation, it's not surprising to see Chinese historians from the first century A.D. writing: "The Wa (Japanese) live southeast of Han* (Korea) on a mountainous island in mid-ocean. Their country is split into over one hundred provinces. Since Wu-Ti (140-86 B.C.) conquered Korea, they (the Japanese) have been in contact with the Han (Korean) authorities using a postal service. Thirty-two provinces do this, all of which refer to their rulers as 'kings' who are hereditary. The ruler of Great Wa lives in Yamato, which is 12,000 li (4000 miles) from the border of the province of Yolang (modern-day Pyong-yang in Korea). In the second year of Chung-yuan (A.D. 57), during the rule of Kwang-wu, the Ito** country sent an envoy with tribute, who called himself Ta-fu. He came from the farthest western part of the Wa country. Kwang-wu gave him a seal and ribbon." [Aston's translation.]
*It is necessary to distinguish carefully between the Han dynasty of
China and the term "Han" as a designation of Korea.
*It is important to clearly differentiate between the Han dynasty of
China and the term "Han" as it refers to Korea.
**The ideographs composing this word were pronounced "I-to" at the time when they were written by the Hou-Han historians, but they subsequently received the sound of "Wo-nu" or "wa-do."
**The symbols that make up this word were pronounced "I-to" when the Hou-Han historians wrote them, but later they were pronounced "Wo-nu" or "wa-do."**
These passages have provoked much discussion, but Japanese annalists are for the most part agreed that "Ito" should be read "I-no-na," which corresponds with the ancient Na-no-Agata, the present Naka-gori in Chikuzen, an identification consistent with etymology and supported by the fact that, in 1764, a gold seal supposed to be the original of the one mentioned above, was dug out of the ground in that region. In short, Na-no-Agata is identical with the ancient Watazumi-no-Kuni, which was one of the countries of Japan's intercourse. Further, the Yamato of the Hou-Han historians is not to be regarded as the province of that name in central Japan, but as one of the western districts, whether Yamato in Higo, or Yamato in Chikugo. It has been shrewdly suggested* that the example of Korea had much influence in inducing the local rulers in the western and southern provinces to obtain the Chinese Court's recognition of their administrative status, but, whatever may have been the dominant motive, it seems certain that frequent intercourse took place between Japan and China via Korea immediately before and after the beginning of the Christian era. Again, that Koreans came freely to Japan and settled there is attested by the case of a son of the King of Shiragi who, coming to the Tajima region, took a Japanese wife and established himself there, founding a distinguished family. The closing episode of the Emperor Suinin's life was the despatch of Tajima Mori, this immigrant's descendant, to the country of Tokoyo, nominally for the purpose of obtaining orange-seeds, but probably with the ulterior motive of exploration.
These passages have sparked a lot of discussion, but Japanese historians mostly agree that "Ito" should be read as "I-no-na," which aligns with the ancient Na-no-Agata, now known as Naka-gori in Chikuzen. This identification makes sense etymologically and is backed by the discovery of a gold seal, believed to be the original mentioned earlier, that was found in that area in 1764. In essence, Na-no-Agata is the same as the ancient Watazumi-no-Kuni, which was one of the regions involved in Japan's interactions. Furthermore, the Yamato referred to by the Hou-Han historians shouldn’t be seen as the province of that name in central Japan, but rather as one of the western districts, whether it’s Yamato in Higo or Yamato in Chikugo. It has been cleverly suggested that Korea's example greatly influenced local rulers in the western and southern provinces to seek recognition from the Chinese Court for their administrative status. Regardless of the main motivation, it's clear that there was frequent interaction between Japan and China through Korea right before and after the start of the Christian era. Additionally, it's documented that Koreans came to Japan and settled there, evidenced by the story of a son of the King of Shiragi, who moved to the Tajima region, married a Japanese woman, and established a prominent family. The final event in Emperor Suinin's life involved sending Tajima Mori, a descendant of this immigrant, to the land of Tokoyo, officially to gather orange seeds, but likely with the hidden goal of exploration.
*By Dr. Ariga, an eminent Japanese authority.
*By Dr. Ariga, a leading expert from Japan.
The reader is already familiar with this Tokoyo-no-Kuni (Eternal Land). We hear of it first as the home of "long-singing birds" summoned to take part in enticing the Sun goddess from her cave. Then it figures as the final retreat of Sukuna-hikona, the Aescalapius of the mythological age. Then we find one of Jimmu's elder brothers treading on the waves to reach it. Then we hear of it as the birthplace of the billows that make Ise their bourne, and now it is described by Tajima Mori in his death-song as the "mysterious realm of gods and genii," so distant that ten years were needed to reach it and return. It appears in fact to have been an epithet for China in general, and the destination of Tajima Mori is believed to have been Shantung, to reach which place by sea from Japan was a great feat of navigation in those primitive days. Tajima Mori returned to find the Emperor dead, and in despair he committed suicide.
The reader is already familiar with this Tokoyo-no-Kuni (Eternal Land). We first hear about it as the home of "long-singing birds" called to help lure the Sun goddess from her cave. Then it becomes the final refuge of Sukuna-hikona, the Aesculapius of the mythological age. Next, we see one of Jimmu's older brothers walking on the waves to reach it. We also learn that it's the birthplace of the waves that make Ise their destination, and now Tajima Mori describes it in his death-song as the "mysterious realm of gods and spirits," so far away that it took ten years to get there and back. It seems to have been a term for China in general, and Tajima Mori is thought to have aimed for Shantung, a place that was a significant maritime journey from Japan in those early days. Tajima Mori returned to find the Emperor dead, and in despair, he took his own life.
AGRICULTURE AND ADMINISTRATION
The reclamation of land for purposes of rice cultivation went on vigorously during Suinin's reign. More than eight hundred ponds and aqueducts are said to have been constructed by order of the sovereign for irrigation uses throughout the provinces. It would seem, too, that the practice of formally consulting Court officials about administrative problems had its origin at this time. No definite organization for the purpose was yet created, but it became customary to convene distinguished scions of the Imperial line and heads of great subject-families to discuss and report upon affairs of State. Another innovation referred to in this era was the offering of weapons of war at the shrines. We read of as many as a thousand swords being forged to form part of the sacred treasures at the shrine of Ise-no-Kami, and the occasion was seized to organize a number of hereditary corporations (be) of arm-makers and armourers. These were placed under the control of Prince Inishiki, another of the captains of the Imperial life-guards (mononobe-no-Obito). It is thus evident that something more than a religious rite was involved in these measures.
The reclamation of land for rice cultivation was actively pursued during Suinin's reign. It's said that over eight hundred ponds and aqueducts were built by the emperor's order for irrigation across the provinces. It also appears that the practice of formally consulting Court officials about administrative issues began around this time. While there wasn't a formal organization for this yet, it became the norm to gather prominent members of the Imperial family and leaders of powerful subject-families to discuss and report on state matters. Another development mentioned during this period was the presentation of weapons at the shrines. It's noted that as many as a thousand swords were forged to become part of the sacred treasures at the shrine of Ise-no-Kami, which also led to the establishment of several hereditary corporations of arm-makers and armorers. These were put under the supervision of Prince Inishiki, one of the captains of the Imperial life-guards. It's clear that these actions involved more than just a religious ceremony.
THE TWELFTH EMPEROR, KEIKO (A.D. 71—130)
According to the Records, Keiko was ten feet two inches high, and his shank measured four feet one inch. His nomination as Prince Imperial was an even more arbitrary violation of the right of primogeniture than the case of his predecessor had been, for he was chosen in preference to his elder brother merely because, when the two youths were casually questioned as to what they wished for, the elder said, "a bow and arrows," and the younger, "the empire." The delusive nature of the Nihongi's chronology in these prehistoric epochs is exemplified in the annals of this sovereign, for he is represented as having been in his eighty-third year when he ascended the throne, yet, in the third year of his reign, he took a consort who bore him thirteen children, and altogether his progeny numbered eighty sons and daughters by seven wives. His plan of providing for these numerous scions constituted the first systematization of a custom which had been observed in a fitful manner by several of his predecessors. They had given to their sons local titles and estates but had not required them to leave the capital. Keiko, however, appointed his sons, with three exceptions, to the position of provincial or district viceroy, preserving their Imperial connexion by calling them wake, or branch families. This subject will present itself for further notice during the reign of Keiko's successor.
According to the records, Keiko was ten feet two inches tall, and his leg measured four feet one inch. His selection as Prince Imperial was an even more random violation of the right of primogeniture than that of his predecessor, as he was chosen over his older brother simply because, when the two young men were casually asked what they wanted, the elder said, "a bow and arrows," while the younger answered, "the empire." The misleading nature of the Nihongi’s timeline during these prehistoric times is illustrated in the records of this ruler. He is said to have been eighty-three years old when he became king, yet in the third year of his reign, he took a wife who bore him thirteen children, and altogether he had eighty sons and daughters from seven wives. His approach to managing this large family marked the first systematic organization of a custom that several of his predecessors had observed sporadically. They had given their sons local titles and estates but had not required them to leave the capital. However, Keiko appointed his sons, with three exceptions, to the roles of provincial or district governors, maintaining their Imperial connection by referring to them as wake, or branch families. This topic will be revisited during the reign of Keiko's successor.
One of the most memorable events in this epoch was the Emperor's military expedition in person to quell the rebellious Kumaso (q.v.) in Kyushu. There had not been any instance of the sovereign taking the field in person since Jimmu's time, and the importance attaching to the insurrection is thus shown. Allowance has to be made, however, for the fact that the territory held by these Kumaso in the south of Kyushu was protected by a natural rampart of stupendous mountain ranges which rendered military access arduous, and which, in after ages, enabled a great feudatory to defy the Central Government for centuries. In connexion with this expedition a noteworthy fact is that female chieftains were found ruling in the provinces of Suwo and Bingo. They were not aliens, but belonged to the Yamato race, and their existence goes far to account for the appellation, "Queens' Country," applied by Chinese historians to the only part of Japan with which the people of the Middle Kingdom were familiar, namely, Kyushu and the west-coast provinces. Keiko's reign is remarkable chiefly for this expedition to the south, which involved a residence of six years in Hyuga, and for the campaigns of one of the greatest of Japan's heroes, Prince Yamato-dake. The military prowess of the sovereign, the fighting genius of Yamato-dake, and the administrative ability of Takenouchi-no-Sukune, the first "prime minister" mentioned in Japanese history, combined to give signal eclat to the reign of Keiko.
One of the most memorable events during this time was the Emperor's personal military campaign to suppress the rebellious Kumaso in Kyushu. It had been a long time since a sovereign had led troops in person, dating back to Jimmu, highlighting the significance of this uprising. However, it's important to recognize that the Kumaso territory in southern Kyushu was protected by a massive mountain range, making military access difficult. Later on, this same challenge allowed a powerful feudal lord to resist the Central Government for centuries. Interestingly, during this campaign, there were female leaders in the provinces of Suwo and Bingo. They were not outsiders but were part of the Yamato race, which explains why Chinese historians referred to this area as "Queens' Country," the only part of Japan known to them—Kyushu and the provinces along the west coast. Keiko's reign is especially notable for this southern expedition, which included a six-year stay in Hyuga, and for the military feats of one of Japan's greatest heroes, Prince Yamato-dake. The Emperor's military strength, Yamato-dake's fighting skills, and the administrative talents of Takenouchi-no-Sukune, the first "prime minister" mentioned in Japanese history, all combined to bring notable fame to Keiko's reign.
Arriving at this stage of the annals, we are able to perceive what an influence was exercised on the fortunes of the country by its topographical features. The southwestern sections of the islands are comparatively accessible from the centre (Chogoku or Kinai), whether by sea or by land, but the northeastern are guarded by mountain chains which can be crossed only by arduous and easily defended passes. It was, therefore, in these northeastern provinces that the Yemishi maintained their independence until their strength was broken by the splendid campaign of Yamato-dake; it was in these northeastern provinces that the bushi, noblest product of Japanese civilization, was nurtured; it was in the same provinces that the Taira family made its brilliant debut, and it was by abandoning these provinces for the sweets of Kyoto that the Taira fell; it was in the north-eastern provinces that Minamoto Yoritomo, the father of military feudalism, established himself, to be followed in succession by the Hojo, the Ashikaga, and the Tokugawa, and it is in the northeastern provinces that the Meiji Government has its seat of power.
Reaching this point in history, we can see how much the country's landscape influenced its fate. The southwestern parts of the islands are relatively easy to reach from the center (Chogoku or Kinai), whether by sea or land, while the northeastern areas are protected by mountain ranges that can only be crossed through tough and easily defendable passes. Because of this, it was in these northeastern regions that the Yemishi were able to maintain their independence until their power was broken by the remarkable campaign of Yamato-dake; it was in these northeastern provinces that the bushi, the highest achievement of Japanese civilization, was developed; it was also in these areas that the Taira family made a stunning entrance, and it was by leaving these provinces for the attractions of Kyoto that the Taira fell; it was in the northeastern regions that Minamoto Yoritomo, the founder of military feudalism, established himself, later followed by the Hojo, the Ashikaga, and the Tokugawa, and it is in the northeastern provinces that the Meiji Government has its seat of power.
We can not wonder, therefore, that modern historiographers have devoted much labour to tracing the route followed by Yamato-dake's troops and rationalizing the figurative or miraculous features of the narratives told in the Kojiki and the Nihongi. It is enough to know, however, that he overran the whole region stretching from the provinces along the Eastern Sea as far as Iwaki; crossed westward through Iwashiro to Echigo on the west coast, and turning southward, made his way through Shinano and Mino to Owari, whence, suffering from a wound caused by a poisoned arrow, he struggled on to Ise and died there. This campaign seems to have occupied ten years, and Yamato-dake was only thirty at the time of his death. He had marched against the Kumaso in the south at the age of sixteen. The Chronicles relate that when crossing the Usui Pass and looking down on the sea where his loved consort had cast herself into the waves to quell their fury, the great warrior sighed thrice and exclaimed, "My wife, my wife, my wife!" (Ago, tsuma haya), whereafter the provinces east of the mountain were designated Azuma.
We can’t help but notice that today’s historians have put in a lot of effort to trace the path taken by Yamato-dake’s troops and to make sense of the figurative or miraculous aspects of the stories found in the Kojiki and the Nihongi. However, it’s enough to understand that he conquered the entire area from the provinces along the Eastern Sea to Iwaki; crossed westward through Iwashiro to Echigo on the west coast, and then headed south through Shinano and Mino to Owari, where he ultimately succumbed to a wound from a poisoned arrow, struggling on to Ise where he died. This campaign seems to have lasted ten years, and Yamato-dake was only thirty at the time of his death. He had marched against the Kumaso in the south when he was just sixteen. The Chronicles say that while crossing the Usui Pass and looking down at the sea where his beloved wife had thrown herself into the waves to calm them, the great warrior sighed three times and cried, "My wife, my wife, my wife!" (Ago, tsuma haya), after which the provinces east of the mountain were named Azuma.
It was imagined until quite recent times that the pass referred to was the well-known Usui Toge on the Nakasendo road; but Dr. Kume has shown that such a supposition is inconsistent with any rational itinerary of Yamato-dake's march, and that the sea in question cannot be seen from that defile. The pass mentioned in the Chronicles is another of the same name not far from the Hakone region, and the term "Azuma" "had always been used to designate the Eastern Provinces." Throughout the Records and the Chronicles frequent instances occur of attempts to derive place-names from appropriate legends, but probably in many cases the legend was suggested by the name. In connexion with Yamato-dake's career, a circumstance is recorded which indirectly points to the absence of history at that period. In order to immortalize the memory of the hero, hereditary corporations (be) called after him were created. These Take-be gave their names to the districts where they lived, in Ise, Izumo, Mimasaka, and Bizen.
Until fairly recently, people believed that the pass in question referred to the well-known Usui Toge on the Nakasendo road. However, Dr. Kume has demonstrated that this assumption doesn't fit a reasonable itinerary for Yamato-dake's march, and you can't see the sea from that pass. The pass mentioned in the Chronicles is a different one, also called the same name, located not far from the Hakone region. The term "Azuma" has always been used to refer to the Eastern Provinces. Throughout the Records and the Chronicles, there are many instances of attempts to link place-names to relevant legends, but in many cases, the legend likely arose from the name instead. In connection with Yamato-dake's story, there's a detail recorded that indirectly highlights the lack of historical accounts from that time. To honor the hero's memory, hereditary groups named after him were established. These Take-be gave their names to the areas where they lived, in Ise, Izumo, Mimasaka, and Bizen.
FEMALE HOSTAGES
Another custom inaugurated by this sovereign was to require that the rulers of provinces should send to the Yamato Court female hostages. The first example of this practice took place on the occasion of an Imperial visit to the regions overrun by Yamato-dake's forces. Each of twelve kuni-yatsuko (provincial rulers) was required to send one damsel for the purpose of serving in the culinary department of the palace. They were called makura-ko (pillow-child) and they seem to have been ultimately drafted into the ranks of the uneme (ladies-in-waiting). Japanese historians hold that the makura-ko were daughters of the local magnates by whom they were sent, though the fact of that relationship is not clearly stated in either the Records or the Chronicles.
Another custom established by this ruler was to require that the leaders of provinces send female hostages to the Yamato Court. The first instance of this practice occurred during an Imperial visit to the areas occupied by Yamato-dake's forces. Each of the twelve kuni-yatsuko (provincial rulers) had to send one young woman to work in the palace's kitchen. They were known as makura-ko (pillow-child) and eventually seemed to be integrated into the ranks of the uneme (ladies-in-waiting). Japanese historians believe that the makura-ko were daughters of the local nobility who sent them, although this relationship is not clearly stated in either the Records or the Chronicles.
TABE AND MIYAKE
In the annals of Suinin's reign brief reference is made to granaries (miyake) erected by order of the Court. The number of these was increased in Keiko's time, and it is further mentioned that a hereditary corporation of rice-field cultivators (tabe) were organized for service on the Imperial estates. The miyake were at once storehouse and offices for administering agricultural affairs.
In the records of Suinin's reign, there is a brief mention of granaries (miyake) built at the Court's request. The number of these increased during Keiko's time, and it’s also noted that a hereditary group of rice-field cultivators (tabe) was formed to manage the Imperial estates. The miyake served as both storage and offices for overseeing agricultural activities.
THE THIRTEENTH EMPEROR, SEIMU (A.D. 131—190)
The thirteenth Emperor, Seimu, occupied the throne for fifty-nine years, according to the Chronicles, but the only noteworthy feature of his reign was the organization of local government, and the details of his system are so vaguely stated as to be incomprehensible without much reference and some hypotheses. Speaking broadly, the facts are these: Imperial princes who had distinguished themselves by evidences of ability or courage were despatched to places of special importance in the provinces, under the name of wake, a term conveying the signification of "branch of the Imperial family." There is reason to think that these appointments were designed to extend the prestige of the Court rather than to facilitate the administration of provincial affairs. The latter duty was entrusted to officials called kuni-no-miyatsuko and agata-nushi, which may be translated "provincial governor" and "district headman." The word miyatsuko literally signifies "honourable (mi) servant (yatsuko or yakko)."
The thirteenth Emperor, Seimu, ruled for fifty-nine years, according to the Chronicles, but the only notable aspect of his reign was the setup of local government, and the specifics of his system are described so vaguely that they are hard to understand without significant reference and some guesses. Broadly speaking, the key points are these: Imperial princes who had shown ability or courage were sent to important locations in the provinces, referred to as wake, a term that means "branch of the Imperial family." It's believed these roles were meant to enhance the Court's prestige rather than improve provincial administration. This responsibility was given to officials known as kuni-no-miyatsuko and agata-nushi, which can be translated as "provincial governor" and "district headman." The term miyatsuko literally means "honourable (mi) servant (yatsuko or yakko)."
In the most ancient times all subjects were yakko, but subsequently those holding office at Court were distinguished as omi (grandee). Persons eligible for the post of provincial governor seem to have been chosen from among men of merit, or Imperial princes, or chiefs of aboriginal tribes. There was little exclusiveness in this respect. The rate of expansion of the area under Imperial sway may be inferred from the fact that whereas there were nine provinces (kuni) in Jimmu's time, one was added by Kaikwa, eleven by Sujin, seven by Keiko, and sixty-three by Seimu, making a total of ninety-one. Yet, though by the time of the last named sovereign almost the whole of the southern and central regions were included in the administrative circle, the northern provinces, some of the western, and certain regions in the south (Kyushu) were not yet fully wrested from the Yemishi and the Kumaso. In subsequent reigns the rate of growth was as follows: Chuai (A.D. 192-200), two provinces; Ojin (270-310), twenty-one; Nintoku (313-399), seven; Hansho (406-411) and Inkyo (412-453), one each; Yuryaku (457-459), three; Keitai (507-531), one; and eight others at untraceable periods, the total being one hundred thirty-five.
In ancient times, everyone was considered a yakko, but later, those who served at the Court were recognized as omi (grandees). The people eligible for the position of provincial governor seemed to be chosen from among capable men, Imperial princes, or leaders of indigenous tribes. There wasn't much exclusivity in this regard. The growth of the territory under Imperial control can be seen in the fact that there were nine provinces (kuni) during Jimmu's era. One was added by Kaikwa, eleven by Sujin, seven by Keiko, and sixty-three by Seimu, bringing the total to ninety-one. However, by the time of the last mentioned ruler, nearly all of the southern and central areas were included in the administrative territory, but the northern provinces, some western areas, and certain regions in the south (Kyushu) had not yet been fully taken from the Yemishi and the Kumaso. In later reigns, the rate of expansion was as follows: Chuai (A.D. 192-200), two provinces; Ojin (270-310), twenty-one; Nintoku (313-399), seven; Hansho (406-411) and Inkyo (412-453), one each; Yuryaku (457-459), three; Keitai (507-531), one; and eight others at untraceable times, totaling one hundred thirty-five.
The agata was a division smaller than a province (kuni). It corresponded to the modern kori or gun, and its nearest English equivalent is "district." A distinction must be made, however, between agata and mi-agata. The latter were Imperial domains whence the Court derived its resources, and their dimensions varied greatly. A smaller administrative district than the agata was the inagi.* This we learn from a Chinese book—the Japanese annals being silent on the subject—consisted of eighty houses, and ten inagi constituted a kuni. The terra inagi was also applied to the chief local official of the region, who may be designated "Mayor."
The agata was a division smaller than a province (kuni). It corresponded to the modern kori or gun, and its closest English equivalent is "district." However, a distinction should be made between agata and mi-agata. The latter were Imperial domains from which the Court obtained its resources, and their sizes varied greatly. A smaller administrative district than the agata was the inagi.* We learn from a Chinese book—the Japanese records being silent on the matter—that it consisted of eighty houses, and ten inagi made up a kuni. The term inagi was also used for the chief local official of the area, who could be referred to as "Mayor."
*Supposed to be derived from ine (rice) and oki (store).
*Supposed to come from ine (rice) and oki (store).
THE FOURTEENTH EMPEROR, CHUAI (A.D. 192—200) AND THE EMPRESS JINGO (A.D. 201—269)
Were the Records our sole guide, the early incidents of Chuai's reign would be wrapped in obscurity. For when we first meet him in the pages of the Kojiki, he is in a palace on the northern shores of the Shimonoseki Strait, whence he soon crosses to the Kashii palace in Kyushu. His predecessors, while invariably changing their residences on mounting the throne, had always chosen a site for the new palace in Yamato or a neighbouring province, but the Records, without any explanation, carry Chuai to the far south after his accession. The Chronicles are more explicit. From them we gather that Chuai—who was the second son of Yamato-dake and is described as having been ten feet high with "a countenance of perfect beauty"—was a remarkably active sovereign. He commenced his reign by a progress to Tsuruga (then called Tsunuga) on the west coast of the mainland, and, a month later, he made an expedition to Kii on the opposite shore. While in the latter province he received news of a revolt of the Kumaso, and at once taking ship, he went by sea to Shimonoseki, whither he summoned the Empress from Tsuruga. An expedition against the Kumaso was then organized and partially carried out, but the Emperor's force was beaten and he himself received a fatal arrow-wound. Both the Records and the Chronicles relate that, on the eve of this disastrous move against the Kumaso, the Empress had a revelation urging the Emperor to turn his arms against Korea as the Kumaso were not worthy of his steel. But Chuai rejected the advice with scorn, and the Kojiki alleges that the outraged deities punished him with death, though doubtless a Kumaso arrow was the instrument. His demise was carefully concealed, and the Empress, mustering the troops, took vengeance upon the Kumaso.
If we relied only on the Records, the early events of Chuai's reign would remain unclear. When we first encounter him in the Kojiki, he is in a palace on the northern shores of the Shimonoseki Strait, from where he quickly travels to the Kashii palace in Kyushu. His predecessors always chose new palace locations in Yamato or nearby provinces upon becoming emperor, but the Records inexplicably take Chuai far south after he takes the throne. The Chronicles provide more detail. They reveal that Chuai—who was the second son of Yamato-dake and described as being ten feet tall with "a face of perfect beauty"—was a particularly active ruler. He began his reign by traveling to Tsuruga (then known as Tsunuga) on the west coast of the mainland, and, a month later, he launched an expedition to Kii on the opposite shore. While in Kii, he learned about a revolt by the Kumaso and immediately took a ship to Shimonoseki, calling for the Empress to join him from Tsuruga. An attack on the Kumaso was then planned and partially executed, but the Emperor's forces were defeated, and he suffered a fatal arrow wound. Both the Records and the Chronicles state that, just before this unfortunate mission against the Kumaso, the Empress received a vision advising the Emperor to focus his efforts on Korea instead, as the Kumaso weren't worthy foes. However, Chuai dismissed her advice with contempt, and the Kojiki claims that the enraged deities punished him with death, though it was likely a Kumaso arrow that did the deed. His death was kept a secret, and the Empress rallied the troops to take revenge on the Kumaso.
Thereafter her Majesty became the central figure in a page of history—or romance—which has provoked more controversy than any incident in Japanese annals. A descendant of the Korean prince, Ama-no-Hihoko, who settled in the province of Tajima during the reign of the Emperor Suinin, she must have possessed traditional knowledge of Shiragi, whence her ancestor had emigrated. She was the third consort of Chuai. His first had borne him two sons who were of adult age when, in the second year of his reign, he married Jingo,* a lady "intelligent, shrewd, and with a countenance of such blooming loveliness that her father wondered at it." To this appreciation of her character must be added the attributes of boundless ambition and brave resourcefulness. The annals represent her as bent from the outset on the conquest of Korea and as receiving the support and encouragement of Takenouchi-no-Sukune, who had served her husband and his predecessor as prime minister. A military expedition oversea led by a sovereign in person had not been heard of since the days of Jimmu, and to reconcile officials and troops to such an undertaking the element of divine revelation had to be introduced. At every stage signs and portents were vouchsafed by the guardian deities. By their intervention the Empress was shown to be possessed of miraculous prowess, and at their instance troops and ships assembled spontaneously. The armada sailed under divine guidance, a gentle spirit protecting the Empress, and a warlike spirit leading the van of her forces. The god of the wind sent a strong breeze; the god of the sea ruled the waves favourably; all the great fishes accompanied the squadron, and an unprecendented tide bore the ships far inland. Fighting became unnecessary. The King of Shiragi did homage at once and promised tribute and allegiance forever, and the other monarchs of the peninsula followed his example. In short, Korea was conquered and incorporated with the dominions of Japan.
After that, her Majesty became a key figure in a chapter of history—or romance—that stirred up more controversy than any event in Japanese history. A descendant of the Korean prince Ama-no-Hihoko, who settled in the Tajima region during Emperor Suinin's reign, she likely had traditional knowledge of Shiragi, from where her ancestor had emigrated. She was Chuai's third consort. His first wife had given him two sons who were already adults when he married Jingo in the second year of his reign, a woman "who was intelligent, shrewd, and with such stunning beauty that her father was amazed." In addition to these qualities, she had boundless ambition and brave resourcefulness. Historical records depict her as determined from the beginning to conquer Korea, with support and encouragement from Takenouchi-no-Sukune, who had served her husband and his predecessor as prime minister. A military expedition led personally by a sovereign hadn’t been seen since the days of Jimmu, and to persuade officials and troops to commit to such an endeavor, divine revelation had to be introduced. Signs and omens were provided by the guardian deities at every turn. Through their intervention, the Empress was shown to have miraculous strength, and at their prompting, troops and ships gathered spontaneously. The armada set sail under divine guidance, with a gentle spirit protecting the Empress and a fierce spirit leading her forces. The god of the wind sent a strong breeze; the god of the sea controlled the waves favorably; all the great fish accompanied the fleet, and an unprecedented tide carried the ships far inland. Fighting became unnecessary. The King of Shiragi submitted immediately and pledged tribute and loyalty forever, and the other rulers of the peninsula followed suit. In short, Korea was conquered and integrated into the territories of Japan.
*It should be clearly understood that the names by which the sovereigns are called in these pages, are the posthumous appellations given to them in later times when Chinese ideographs came into use and Chinese customs began to be followed in such matters. The posthumous was compiled with reference to the character or achievements of the sovereign, Thus Jingo signifies "divine merit," on account of her conquests; "Chuai" means "lamentable second son," with reference to his evil fate, and "Keiko" implies "great deeds." These three sovereigns were called during life, Okinaga-Tarashi, Tarashi-Nakatsu, and 0-Tarashi, respectively.
*It should be clearly understood that the names used for the kings in these pages are the posthumous titles given to them later, when Chinese characters and customs started being adopted. The posthumous names were chosen based on the king's character or achievements. For example, Jingo means "divine merit" because of her victories; "Chuai" translates to "unfortunate second son," referring to his tragic fate, and "Keiko" suggests "great deeds." These three kings were known during their lifetimes as Okinaga-Tarashi, Tarashi-Nakatsu, and 0-Tarashi, respectively.*
CRITICISM OF THE ALLEGED CONQUEST OF KOREA
By some learned historiographers the whole of the above account is pronounced a fiction. There was no such invasion of Korea, they say, nor does the narrative deserve more credit than the legend of the Argonauts or the tale of Troy. But that is probably too drastic a view. There can indeed be little doubt that the compilers of the Nihongi embellished the bald tradition with imaginary details; used names which did not exist until centuries after the epoch referred to; drew upon the resources of Chinese history for the utterances they ascribe to the Empress and for the weapons they assign to her soldiers, and were guilty of at least two serious anachronisms.
Some educated historians claim that the entire account above is a fabrication. They argue that there was no invasion of Korea and that the story isn't worth any more credibility than the legend of the Argonauts or the tale of Troy. However, that might be too extreme a position. There's definitely little doubt that the authors of the Nihongi added fictional details to the bare tradition; they used names that didn't exist until centuries after the period being discussed; they borrowed from Chinese history for the statements they attribute to the Empress and for the weapons they say her soldiers used, and they made at least two significant errors in terms of historical timeline.
But none of these faults disfigures the story as told in the pages of the Kojiki, which was written before the Nihongi. It has always to be remembered that the compilers of the latter essayed the impossible task of adjusting a new chronology to events extending over many centuries, and that the resulting discrepancies of dates does not necessarily discredit the events themselves. It has also to be remembered that the same compilers were required to robe their facts in Chinese costume and that the consequent ill-fits and artificialities do not of necessity vitiate the facts. In the particular case under consideration did the Kojiki stand alone, little doubt would ever have been entertained about the reality of an armed expedition to Korea, under the Empress Jingo. The sober and unexaggerated narrative of that history would have been accepted, less only the miraculous portents which accompany it.
But none of these flaws diminish the story as told in the pages of the Kojiki, which was written before the Nihongi. It's important to remember that the compilers of the latter attempted the impossible task of fitting a new timeline to events spanning many centuries, and the resulting discrepancies in dates don’t necessarily undermine the events themselves. It should also be noted that these same compilers had to present their facts in a Chinese style, and the resulting awkwardness and artificiality don’t automatically invalidate the facts. If the Kojiki stood on its own, there would be little doubt about the reality of an armed expedition to Korea led by Empress Jingo. The straightforward and unembellished account of that history would have been accepted, except for the miraculous signs that accompanied it.
As to the date of the invasion, however, it must have remained obscure: the Kojiki's narrative furnishes one clue. According to Korean history, an apparently unimportant descent upon Sinra (Shiragi) took place in A.D. 219; a more serious one in 233, when the Japanese ships were burned and their crews massacred, and a still more formidable one in 249, when a Sinra statesman who had brought on the invasion by using insulting language towards the sovereign of Japan in presence of a Japanese ambassador, gave himself up to the Japanese in the hope of appeasing their anger. They burnt him, and proceeded to besiege Keumsyong, the Sinra capital, but were ultimately beaten off. "No less than twenty-five descents by Japanese on the Sinra coast are mentioned in Korean history in the first five centuries of the Christian era, but it is impossible to identify any one of them with Jingo's expedition." [Aston.] Nevertheless, modern Japanese historians are disposed to assign the Jingo invasion to the year 364, when Nai-mul ruled Shiragi, from which monarch's era tribute seems to have been regularly sent to Yamato. Indeed the pages of the Nihongi which deal with the last sixty years of Jingo's reign are devoted almost entirely to descriptions of incidents connected with the receipt of tribute and the advent or despatch of envoys. The chronology is certainly erroneous. In no less than four several cases events obviously the same are attributed by the Korean annals to dates differing from those of the Nihongi by exactly two cycles; and in one important instance the Japanese work assigns to A.D. 205 an occurrence which the Tongkan* puts in the year 418.
As for the date of the invasion, it has likely remained unclear: the Kojiki's account provides one hint. According to Korean history, an apparently minor landing on Sinra (Shiragi) occurred in A.D. 219; a more significant one happened in 233, when Japanese ships were destroyed and their crews were killed, and an even more serious invasion took place in 249, when a Sinra statesman—who had provoked the invasion by insulting the Japanese sovereign in front of a Japanese ambassador—surrendered in hopes of calming their anger. They burned him and then laid siege to Keumsyong, the Sinra capital, but were eventually driven back. "No less than twenty-five landings by Japanese on the Sinra coast are noted in Korean history during the first five centuries of the Christian era, but it's impossible to link any of them to Jingo's expedition." [Aston.] Nevertheless, modern Japanese historians tend to attribute the Jingo invasion to the year 364, when Nai-mul ruled Shiragi, from which tribute appears to have been regularly sent to Yamato. In fact, the sections of the Nihongi that discuss the last sixty years of Jingo's reign focus almost entirely on events related to receiving tribute and sending or receiving envoys. The timeline is definitely incorrect. In at least four different instances, events that are clearly the same are dated in the Korean records two cycles apart from those in the Nihongi; and in one significant case, the Japanese document assigns an event to A.D. 205, while the Tongkan* places it in the year 418.
*Korean history. Its full title is Tong-kuk-lhong-kan.
*Korean history. Its full title is Tong-kuk-lhong-kan.*
Whichever annals be correct—and the balance sways in favour of the Korean so far as those protohistoric eras are concerned—"there can be no doubt that Japan, at an early period, formed an alliance with Paikche" (spoken of in Japan as "Kudara," namely, the regions surrounding the modern Seoul), "and laid the foundation of a controlling power over the territory known as Imna (or Mimana), which lasted for several centuries." [Aston.] One evidence of this control is furnished in the establishment of an office called uchi-tsu-miyake in addition to the chinju-fu already spoken of. From early times it had been customary in Japan that whenever any lands were acquired, a portion of them was included in the Imperial domain, the produce being thenceforth stored and the affairs of the estate managed at a miyake presided over by a mikoto-mochi. Thus, on the inclusion of certain Korean districts in Japan's dominions, this usage was observed, and the new miyake had the syllables uchi-tsu ("of the interior") prefixed to distinguish it as a part of Japan. It is on record that a mikoto-mochi was stationed in Shiragi, and in the days of Jingo's son (Ojin) the great statesman, Takenouchi-no-Sukune, took up his residence for a time in Tsukushi to assist this mikoto-mochi and the chinju-fu, should occasion arise. Modern Japanese historians describe this era as the first period of Japanese national development, for an almost immediate result of the oversea relations thus established was that silk and cotton fabrics of greatly improved quality, gold, silver, iron, implements, arts, and literature were imported in increasing quantities to the great benefit of civilization.
Whichever historical records are accurate—and the evidence leans towards the Korean perspective for those early periods—"there's no doubt that Japan formed an alliance with Paikche" (known in Japan as "Kudara," referring to the areas around modern-day Seoul), "and laid the groundwork for a controlling influence over the territory called Imna (or Mimana), which lasted for several centuries." [Aston.] One sign of this control is the establishment of an office called uchi-tsu-miyake, in addition to the chinju-fu already mentioned. From early times, it was customary in Japan that whenever new lands were acquired, part of them would be incorporated into the Imperial domain, with the produce being stored and the estate managed at a miyake overseen by a mikoto-mochi. So, when certain Korean districts became part of Japan's territories, this practice continued, and the new miyake had the prefix uchi-tsu ("of the interior") added to distinguish it as part of Japan. Records show that a mikoto-mochi was stationed in Shiragi, and during the time of Jingo's son (Ojin), the prominent statesman, Takenouchi-no-Sukune, lived for a while in Tsukushi to assist this mikoto-mochi and the chinju-fu, if needed. Modern Japanese historians refer to this period as the first phase of Japanese national development because one of the immediate results of these overseas relations was the increasing import of silk and cotton fabrics of higher quality, gold, silver, iron, tools, arts, and literature, greatly benefiting civilization.
SHIFTING OF POLITICAL INFLUENCE
An important change dates from the reign of Jingo. It has been shown above that, from a period prior to the death of Suinin, the power and influence of the Imperial princes and nobles was a constantly growing quantity. But the political situation developed a new phase when the Sukune family appeared upon the scene. The first evidence of this was manifested in a striking incident. When the Emperor Chuai died, his consort, Jingo, was enceinte* But the Emperor left two sons by a previous marriage, and clearly one of them should have succeeded to the throne. Nevertheless, the prime minister, Takenouchi-no-Sukune, contrived to have the unborn child recognized as Prince Imperial.** Naturally the deceased Emperor's two elder sons refused to be arbitrarily set aside in favour of a baby step-brother. The principle of primogeniture did not possess binding force in those days, but it had never previously been violated except by the deliberate and ostensibly reasonable choice of an Emperor. The two princes, therefore, called their partisans to arms and prepared to resist the return of Jingo to Yamato. Here again Takenouchi-no-Sukune acted a great part. He carried the child by the outer sea to a place of safety in Kii, while the forces of the Empress sailed up the Inland Sea to meet the brothers at Naniwa (modern Osaka). Moreover, when the final combat took place, this same Takenouchi devised a strategy which won the day, and in every great event during the reign of the Empress his figure stands prominent. Finally, his granddaughter became the consort of the Emperor Nintoku (313-399), an alliance which opened a channel for exercising direct influence upon the Throne and also furnished a precedent adopted freely in subsequent times by other noble families harbouring similarly ambitious aims. In short, from the accession of the Empress Jingo a large part of the sovereign power began to pass into the hands of the prime minister.
An important change started during the reign of Jingo. As mentioned earlier, even before Suinin's death, the power and influence of the Imperial princes and nobles was steadily increasing. However, the political situation took a new turn when the Sukune family entered the picture. The first sign of this was a striking incident. When Emperor Chuai died, his consort, Jingo, was pregnant. But the Emperor had two sons from a previous marriage, and it was clear that one of them should have taken the throne. Still, Prime Minister Takenouchi-no-Sukune managed to have the unborn child recognized as Prince Imperial. Naturally, the two older sons of the deceased Emperor refused to be pushed aside for a baby half-brother. The principle of primogeniture wasn’t strictly enforced at that time, but it had never been ignored before except through a deliberate and supposedly reasonable choice of an Emperor. So, the two princes rallied their supporters and prepared to oppose Jingo’s return to Yamato. Once again, Takenouchi-no-Sukune played a significant role. He took the child by the outer sea to safety in Kii, while the Empress's forces sailed up the Inland Sea to confront the princes at Naniwa (modern Osaka). Furthermore, when the final battle occurred, Takenouchi devised a strategy that won the day, and he was prominent in every major event during the Empress's reign. Ultimately, his granddaughter became the consort of Emperor Nintoku (313-399), which opened a way for direct influence over the Throne and set a precedent that other noble families with similar ambitions would follow later on. In summary, from the time Empress Jingo took the throne, a significant portion of sovereign power began to shift into the hands of the prime minister.
*As illustrating the confused chronology of the Nihongi, it may be noted that, calculated by the incident of Chuai's career, he must have been fully one hundred years old when he begot this child. That is marvellous enough, but to add to the perplexity the Nihongi says that Chuai died at fifty-two.
*To highlight the confusing timeline of the Nihongi, it’s worth noting that, based on the events of Chuai's life, he would have been at least one hundred years old when he had this child. That’s already astonishing, but to complicate things further, the Nihongi states that Chuai died at the age of fifty-two.*
**The legend says of this child that its birth was artificially delayed until the return of the empress from the Korean expedition, but the fact seems to be that the Emperor died at the end of June and the Empress' accouchement took place in the following April.
**The legend claims that this child's birth was intentionally postponed until the empress came back from the Korean expedition, but the reality appears to be that the Emperor passed away at the end of June and the Empress gave birth the following April.**
ENGRAVING: DEVIL WITH DRAGON HEAD (Sculptured Wood Figure in the
Museum at Kyoto)
ENGRAVING: DEVIL WITH DRAGON HEAD (Sculptured Wood Figure in the
Museum in Kyoto)
ENGRAVING: HORSE RACE IN OLD JAPAN
CHAPTER X
THE PREHISTORIC SOVEREIGNS (Continued)
THE PREHISTORIC KINGS (Continued)
THE SOCIAL ORGANIZATION
AT the beginning of the previous chapter brief reference was made to the three great divisions of the inhabitants of Japan; namely, the Shimbetsu (Kami class) the Kwobetsu (Imperial class) and the Bambetsu (aboriginal class). The Shimbetsu comprised three sub-classes; namely, first, the Tenjin, a term used to designate the descendants of the great primeval trinity and of the other Kami prior to the Sun goddess; secondly, the Tenson, or descendants of the Sun goddess to Jimmu's father (Ugaya-fukiaezu), and thirdly, the Chigi, an appellation applied to the chiefs found in Izumo by the envoys of the Sun goddess and in Yamato by Jimmu—chiefs who, though deprived of power, were recognized to be of the same lineage as their conquerors. It is plain that few genealogical trees could be actually traced further back than the Chigi. Hence, for all practical purposes, the Shimbetsu consisted of the descendants of vanquished chiefs, and the fact was tacitly acknowledged by assigning to this class the second place in the social scale, though the inclusion of the Tenjin and the Tenson should have assured its precedence. The Kwobetsu comprised all Emperors and Imperial princes from Jimmu downwards. This was the premier class. The heads of all its families possessed as a birthright the title of omi (grandee), while the head of a Shimbetsu family was a muraji (group-chief). The Bambetsu ranked incomparably below either the Kwobetsu or the Shimbetsu. It consisted of foreigners who had immigrated from China or Korea and of aboriginal tribes alien to the Yamato race. Members of the Ban class were designated yakko (or yatsuko), a term signifying "subject" or "servant."
At the start of the previous chapter, a brief reference was made to the three main divisions of the people of Japan: the Shimbetsu (Kami class), the Kwobetsu (Imperial class), and the Bambetsu (aboriginal class). The Shimbetsu was made up of three sub-classes: first, the Tenjin, which refers to the descendants of the ancient primeval trinity and other Kami before the Sun goddess; second, the Tenson, or the descendants of the Sun goddess down to Jimmu's father (Ugaya-fukiaezu); and third, the Chigi, a term used for the chiefs found in Izumo by the envoys of the Sun goddess and in Yamato by Jimmu—chiefs who, although stripped of power, were acknowledged to share lineage with their conquerors. It's clear that few family trees could be traced further back than the Chigi. Therefore, for all practical purposes, the Shimbetsu consisted of the descendants of defeated chiefs, and this reality was silently accepted by placing this class in the second position on the social hierarchy, even though the inclusion of the Tenjin and Tenson should have secured its top rank. The Kwobetsu included all Emperors and Imperial princes from Jimmu onward. This was the highest class. The leaders of all its families held the title of omi (grandee) by birthright, while the leader of a Shimbetsu family was called a muraji (group chief). The Bambetsu ranked far below both the Kwobetsu and the Shimbetsu. It consisted of foreigners who had immigrated from China or Korea and of aboriginal tribes that were different from the Yamato race. Members of the Bambetsu were referred to as yakko (or yatsuko), a term meaning "subject" or "servant."
THE UJI
In addition to the above three-class distribution, the whole Yamato nation was divided into uji, or families. An uji founded by one of the Tenson took precedence of all others, the next in rank being one with an Imperial prince for ancestor, and after the latter came the families of the Tenjin and Chigi. All that could not thus trace their genealogy were attached to the various uji in a subordinate capacity. It is not to be supposed that one of these families consisted simply of a husband and wife, children, and servants. There were great uji and small uji, the former comprising many of the latter, and the small uji including several households. In fact, the small uji (ko-uji) may be described as a congeries of from fifty to ninety blood relations.
In addition to the three-class system mentioned earlier, the entire Yamato nation was divided into families called uji. An uji founded by one of the Tenson held the highest status, followed by one that had an Imperial prince as an ancestor, and then the families of the Tenjin and Chigi. Those who couldn't trace their lineage were attached to various uji in a lower position. It's important to note that these families weren't just made up of a husband, wife, children, and servants. There were large uji and small uji, with the larger ones encompassing many smaller ones, and the small uji consisting of several households. In fact, the small uji (ko-uji) can be described as a group of about fifty to ninety blood relatives.
In the uji the principle of primogeniture was paramount. A successor to the headship of an uji must be the eldest son of an eldest son. Thus qualified, he became the master of the household, ruled the whole family, and controlled its entire property. The chief of an ordinary uji (uji no Kami) governed all the households constituting it, and the chief of a great uji (o-uji no Kami) controlled all the small uji of which it was composed. In addition to the members of a family, each uji, small and great alike, had a number of dependants (kakibe or tomobe). In colloquial language, an o-uji was the original family; a ko-uji, a branch family. For example, if the Abe family be considered, Abe-uji is a great uji (o-uji), while such names as Abe no Shii, Abe no Osada, Abe no Mutsu, etc., designate small uji (ko-uji). If a great uji was threatened with extinction through lack of heir, the proper Kami of a small uji succeeded to the vacant place. As for the kakibe or tomobe, they were spoken of as "so and so of such and such an uji:" they had no uji of their own.
In the uji, the principle of primogeniture was crucial. A successor to the headship of an uji had to be the eldest son of the eldest son. Once qualified, he became the head of the household, governed the entire family, and managed all its property. The leader of an ordinary uji (uji no Kami) oversaw all the households within it, while the leader of a large uji (o-uji no Kami) controlled all the smaller uji that made it up. Besides family members, each uji, both small and large, had several dependents (kakibe or tomobe). In everyday language, an o-uji was the main family, and a ko-uji was a branch family. For instance, considering the Abe family, Abe-uji represents a large uji (o-uji), while names like Abe no Shii, Abe no Osada, Abe no Mutsu, etc., refer to small uji (ko-uji). If a large uji faced extinction due to a lack of heirs, the rightful Kami of a small uji would take the vacant position. As for the kakibe or tomobe, they were referred to as "so and so of such and such an uji:" they did not have their own uji.
All complications of minor importance were dealt with by the Kami* of the uji in which they occurred, consultation being held with the Kami of the appropriate o-uji in great cases. Reference was not made to the Imperial Court except in serious matters. On the other hand, commands from the sovereign were conveyed through the head of an o-uji, so that the chain of responsibility was well defined. An interesting feature of this ancient organization was that nearly every uji had a fixed occupation which was hereditary, the name of the occupation being prefixed to that of the uji. Thus, the uji of gem-polishers was designated Tamatsukuri-uji, and that of boat builders, Fune-uji.
All minor issues were handled by the Kami* of the uji where they happened, and for more significant cases, they consulted with the Kami of the relevant o-uji. The Imperial Court was only involved in serious matters. On the flip side, orders from the sovereign were communicated through the head of an o-uji, ensuring a clear chain of responsibility. An interesting aspect of this ancient organization was that almost every uji had a specific hereditary occupation, with the occupation's name added in front of the uji name. For example, the uji of gem-polishers was called Tamatsukuri-uji, and the uji of boat builders was Fune-uji.
*An uji no Kami was called uji no choja in later ages.
*An uji no Kami was later referred to as uji no choja.
There were also uji whose members, from generation to generation, acted as governors of provinces (kuni no miyatsuko) or headmen of districts (agata-nushi). In these cases the name of the region was prefixed to the uji; as Munakata-uji, Izumo-uji, etc. Finally, there were uji that carried designations given by the sovereign in recognition of meritorious deeds. These designations took the form of titles. Thus the captor of a crane, at sight of which a dumb prince recovered his speech, was called Totori no Miyatsuko (the bird-catching governor), and Nomi-no-Sukune, who devised the substitution of clay figures (haniwa) for human sacrifices at Imperial obsequies, was designated as Hashi no Omi (the Pottery Grandee).
There were also clans whose members, from generation to generation, acted as governors of provinces (kuni no miyatsuko) or leaders of districts (agata-nushi). In these cases, the name of the region was added to the clan name, such as Munakata clan, Izumo clan, etc. Finally, there were clans that received titles from the sovereign in recognition of their achievements. These titles honored their meritorious deeds. For example, the person who captured a crane that helped a mute prince regain his speech was called Totori no Miyatsuko (the bird-catching governor), and Nomi-no-Sukune, who introduced the use of clay figures (haniwa) instead of human sacrifices at Imperial funerals, was given the title Hashi no Omi (the Pottery Grandee).
THE TOMOBE
The tomobe (attendants)—called also mure (the herd) or kakibe (domestics)—constituted an important element of the people. They were, in fact, serfs. We find them first spoken of in an active role as being sent to the provinces to provide foodstuffs for the Imperial household, and in that capacity they went by the name of provincial Imibe. Perhaps the most intelligible description of them is that they constituted the peasant and artisan class, and that they were attached to the uji in subordinate positions for purposes of manual labour. By degrees, when various kinds of productive operations came to be engaged in as hereditary pursuits, the tomobe were grouped according to the specialty of the uji to which they wore attached, and we hear of Kanuchibe, or the corporation of blacksmiths; Yumibe, or the corporation of bow-makers; Oribe, or the corporation of weavers, and so on.
The tomobe (attendants)—also known as mure (the herd) or kakibe (domestics)—were an important part of the population. Essentially, they were serfs. They are first mentioned actively being sent to the provinces to supply food for the Imperial household, and in that role, they were referred to as provincial Imibe. A clear way to describe them is that they made up the peasant and artisan class, working for the uji in lower-level positions for manual labor. Over time, as various types of production became hereditary trades, the tomobe were organized based on the specialty of the uji they were affiliated with, leading to groups like Kanuchibe, the blacksmiths' association; Yumibe, the bow-makers' association; Oribe, the weavers' association, and so on.
It is not to be supposed, however, that all the tomobe were thus organized as special classes. Such was the case only when the uji to which they belonged pursued some definite branch of productive work. Moreover, there were corporations instituted for purposes quite independent of industry; namely, to perpetuate the memory of an Imperial or princely personage who had died without issue or without attaining ancestral rank. Such tomobe were collectively known as nashiro (namesakes) or koshiro (child substitutes). For example, when Prince Itoshi, son of the Emperor Suinin, died without leaving a son to perpetuate his name, the Itoshibe was established for that purpose; and when Prince Yamato-dake perished without ascending the throne, the Takebe was formed to preserve the memory of his achievements. A be thus organized on behalf of an Emperor had the title of toneri (chamberlain) suffixed. Thus, for the Emperor Ohatsuse (known in history as Yuryaku) the Hatsuse-be-no-toneri was formed; and for the Emperor Shiraga (Seinei), the Shiraga-be-no-toneri. There can be little doubt that underlying the creation of these nashiro was the aim of extending the Imperial estates, as well as the number of subjects over whom the control of the Throne could be exercised without the intervention of an uji no Kami. For it is to be observed that the sovereign himself was an o-uji no Kami, and all tomobe created for nashiro purposes or to discharge some other functions in connexion with the Court were attached to the Imperial uji.
It shouldn't be assumed that all tomobe were organized as special classes. This only happened when the uji they belonged to focused on a specific type of productive work. Additionally, there were groups created for reasons unrelated to industry, specifically to honor the memory of an Imperial or royal figure who died without heirs or failed to achieve ancestral status. These tomobe were collectively referred to as nashiro (namesakes) or koshiro (child substitutes). For instance, when Prince Itoshi, the son of Emperor Suinin, died without leaving a son to carry on his name, the Itoshibe was established for that purpose; and when Prince Yamato-dake died without ascending to the throne, the Takebe was created to commemorate his accomplishments. A group organized for an Emperor carried the title toneri (chamberlain) at the end. So, for Emperor Ohatsuse (known in history as Yuryaku), the Hatsuse-be-no-toneri was formed; and for Emperor Shiraga (Seinei), the Shiraga-be-no-toneri. It’s clear that the formation of these nashiro was aimed at expanding the Imperial estates and increasing the number of subjects under the Throne's control, without the intervention of an uji no Kami. It's important to note that the sovereign was also an o-uji no Kami, and all tomobe created for nashiro purposes or to fulfill other roles related to the Court were connected to the Imperial uji.
TAMIBE
Another kind of be consisted of aliens who had been naturalized in Japan or presented to the Japanese Throne by foreign potentates. These were formed into tamibe (corporations of people). They became directly dependent upon the Court, and they devoted themselves to manufacturing articles for the use of the Imperial household. These naturalized persons were distinguished, in many cases, by technical skill or literary attainments. Hence they received treatment different from that given to ordinary tomobe, some of them being allowed to assume the title and enjoy the privilege of uji, distinguished, however, as uji of the Bambetsu. Thus, the descendants of the seamstresses, E-hime and Oto-hime, and of the weavers, Kure-hatori and Ana-hatori, who were presented to the Yamato Court by an Emperor of the Wu dynasty in China, were allowed to organize themselves into Kinu-nui-uji (uji of Silk-robe makers); and that a Hata-uji (Weavers' uji) was similarly organized is proved by a passage in the records of the Emperor Ojin (A.D. 284) which relates that the members of the Hata-uji had become scattered about the country and were carrying on their manufacturing work in various jurisdictions. This fact having been related to the Throne, steps were taken to bring together all these weavers into the Hata-uji, and to make them settle at villages to which the name of Kachibe was given in commemoration of the weavers' ancestor, Kachi. The records show that during the first four centuries of the Christian era the people presented to the Yamato Court by the sovereigns of the Wu dynasty and of Korea must have been very numerous, for no less than 710 uji were formed by them in consideration of their skill in the arts and crafts.
Another group consisted of foreigners who had been naturalized in Japan or presented to the Japanese Throne by foreign rulers. These individuals formed tamibe (corporations of people) and became directly dependent on the Court, dedicating themselves to manufacturing items for the Imperial household. Many of these naturalized individuals were recognized for their technical skills or literary talents. As a result, they received different treatment compared to regular tomobe, with some allowed to take on the title and privileges of uji, specifically recognized as uji of the Bambetsu. For example, the descendants of the seamstresses E-hime and Oto-hime, and the weavers Kure-hatori and Ana-hatori, who were presented to the Yamato Court by an Emperor of the Wu dynasty in China, were permitted to form the Kinu-nui-uji (uji of Silk-robe makers). Moreover, the establishment of a Hata-uji (Weavers' uji) is supported by a passage from the records of Emperor Ojin (A.D. 284), which mentions that Hata-uji members had scattered across the country and were continuing their manufacturing work in various regions. Upon hearing this, the Throne took steps to gather all these weavers into the Hata-uji and settle them in villages named Kachibe, in honor of their ancestor, Kachi. Records indicate that during the first four centuries of the Christian era, the individuals presented to the Yamato Court by the rulers of the Wu dynasty and Korea must have been numerous, as they formed no less than 710 uji based on their skills in arts and crafts.
SLAVES
The institution of slavery (nuhi) existed in ancient Japan as in so many other countries. The slaves consisted of prisoners taken in war and of persons who, having committed some serious offence, were handed over to be the property of those that they had injured. The first recorded instance of the former practice was when Yamato-dake presented to the Ise shrine the Yemishi chiefs who had surrendered to him in the sequel of his invasion of the eastern provinces. The same fate seems to have befallen numerous captives made in the campaign against the Kumaso, and doubtless wholesale acts of self-destruction committed by Tsuchi-gumo and Kumaso when overtaken by defeat were prompted by preference of death to slavery. The story of Japan's relations with Korea includes many references to Korean prisoners who became the property of their captors, and that a victorious general's spoils should comprise some slaves may be described as a recognized custom. Of slavery as a consequence of crime there is also frequent mention, and it would appear that even men of rank might be overtaken by that fate, for when (A.D. 278) Takenouchi-no-Sukune's younger brother was convicted of slandering him, the culprit's punishment took the form of degradation and assignment to a life of slavery. The whole family of such an offender shared his fate. There is no evidence, however, that the treatment of the nuhi was inhuman or even harsh: they appear to have fared much as did the tomobe in general.
The institution of slavery (nuhi) existed in ancient Japan, just as it did in many other countries. The slaves were typically prisoners taken in war and individuals who, after committing serious offenses, were handed over to become the property of those they had harmed. The first documented case of this practice occurred when Yamato-dake presented to the Ise shrine the Yemishi chiefs who surrendered during his invasion of the eastern provinces. Many captives from the campaign against the Kumaso likely faced a similar fate, and the large-scale acts of self-destruction committed by Tsuchi-gumo and Kumaso when defeated may have been motivated by a preference for death over slavery. Japan's history with Korea contains numerous references to Korean prisoners who became the property of their captors, and it became a common practice for a victorious general's spoils to include some slaves. There are also frequent mentions of slavery as a punishment for crime, and it appears that even noble individuals could fall victim to this fate; for instance, when Takenouchi-no-Sukune's younger brother was convicted of slandering him in A.D. 278, the punishment involved degradation and a life of slavery. The entire family of such an offender would share in this punishment. However, there is no evidence to suggest that the treatment of nuhi was inhumane or particularly harsh; they seem to have been treated similarly to the tomobe in general.
THE LAND
There are two kinds of territorial rights, and these, though now clearly differentiated, were more or less confounded in ancient Japan. One is the ruler's right—that is to say, competence to impose taxes; to enact rules governing possession; to appropriate private lands for public purposes, and to treat as crown estates land not privately owned. The second is the right of possession; namely, the right to occupy definite areas of land and to apply them to one's own ends. At present those two rights are distinct. A landowner has no competence to issue public orders with regard to it, and a lessee of land has to discharge certain responsibilities towards the lessor. It was not so in old Japan. As the Emperor's right to rule the people was not exercised over an individual direct but through the uji no Kami who controlled that individual, so the sovereign's right over the land was exercised through the territorial owner, who was usually the uji no Kami. The latter, being the owner of the land, leased a part of it to the members of the uji, collected a percentage of the produce, and presented a portion to the Court when occasion demanded. Hence, so long as the sovereign's influence was powerful, the uji no Kami and other territorial magnates, respecting his orders, refrained from levying taxes and duly paid their appointed contributions to the Court.
There are two types of territorial rights, which are now clearly distinguished but were often confused in ancient Japan. One is the ruler's right—meaning the authority to impose taxes, create rules about ownership, take private land for public use, and designate land that isn't privately owned as crown land. The second is the right of possession, which is the right to occupy specific pieces of land and use them for personal purposes. Today, these two rights are separate. A landowner cannot issue public orders regarding the land, and a tenant must fulfill certain obligations to the landlord. This was not the case in ancient Japan. Just as the Emperor's power over the people wasn't direct but came through the uji no Kami who controlled individuals, the sovereign's right to land was exercised through the territorial owner, who was typically the uji no Kami. This owner would lease part of the land to members of the uji, collect a share of the harvest, and provide a portion to the Court when needed. So as long as the sovereign's power was strong, the uji no Kami and other territorial leaders, respecting his commands, refrained from imposing taxes and properly paid their required contributions to the Court.
But in later times, when the Throne's means of enforcing its orders ceased to bear any sensible ratio to the puissance of the uji no Kami and other local lords, the Imperial authority received scanty recognition, and the tillers of the soil were required to pay heavy taxes to their landlords. It is a fallacy to suppose that the Emperor in ancient times not only ruled the land but also owned it. The only land held in direct possession by the Throne was that constituting the Imperial household's estates and that belonging to members of the Imperial family. The private lands of the Imperial family were called mi-agata.* The province of Yamato contained six of these estates, and their produce was wholly devoted to the support of the Court. Lands cultivated for purposes of State revenue were called miyake.** They existed in several provinces, the custom being that when land was newly acquired, a miyake was at once established and the remainder was assigned to princes or Court nobles (asomi or asori). The cultivators of miyake were designated ta-be (rustic corporation); the overseers were termed ta-zukasa (or mi-ta no tsukasa), and the officials in charge of the stores were mi-agata no obito.
But later on, when the Throne's ability to enforce its orders became weak compared to the power of the uji no Kami and other local lords, the Imperial authority lost much of its recognition, and the farmers had to pay large taxes to their landlords. It's a misconception to think that the Emperor in ancient times not only ruled the land but also owned it. The only land directly owned by the Throne was that which made up the Imperial household's estates and land belonging to members of the Imperial family. The private lands of the Imperial family were called mi-agata.* The province of Yamato had six of these estates, and their produce was entirely used to support the Court. Lands farmed for state revenue were called miyake.** These existed in several provinces, with the custom being that when land was newly acquired, a miyake was immediately established, and the rest was given to princes or Court nobles (asomi or asori). The farmers of miyake were referred to as ta-be (rustic corporation); the supervisors were called ta-zukasa (or mi-ta no tsukasa), and the officials in charge of the stores were known as mi-agata no obito.
*The prefix mi (honourable) was and is still used for purposes of courtesy.
*The prefix mi (honorable) was and is still used for courtesy.
**In ancient Japan, officials and their offices were often designated alike. Thus, miyake signified a public estate or the store for keeping the produce, just as tsukasa was applied alike to an overseer and to his place of transacting business.
**In ancient Japan, officials and their offices were often referred to in the same way. Therefore, miyake meant a public estate or the storage place for keeping the produce, just as tsukasa was used for both an overseer and the location where business was conducted.**
As far back as 3 B.C., according to Japanese chronology, we read of the establishment of a miyake, and doubtless that was not the first. Thenceforth there are numerous examples of a similar measure. Confiscated lands also formed a not unimportant part of the Court's estates. Comparatively trifling offences were sometimes thus expiated. Thus, in A.D. 350, Aganoko, suzerain of the Saegi, being convicted of purloining jewels from the person of a princess whom he had been ordered to execute, escaped capital punishment only by surrendering all his lands; and, in A.D. 534, a provincial ruler who, being in mortal terror, had intruded into the ladies' apartments in the palace, had to present his landed property for the use of the Empress. These facts show incidentally that the land of the country, though governed by the sovereign, was not owned by him. Lands in a conquered country were naturally regarded as State property, but sufficient allusion has already been made to that custom.
As far back as 3 B.C., according to Japanese history, we see the establishment of a miyake, and it’s likely that wasn’t the first instance. From that point on, there are many examples of similar actions. Confiscated lands also played a significant role in the Court's estates. Relatively minor offenses were sometimes addressed in this way. For example, in A.D. 350, Aganoko, the suzerain of the Saegi, was convicted of stealing jewels from a princess he was ordered to execute and managed to avoid the death penalty by giving up all his lands. Similarly, in A.D. 534, a provincial ruler, terrified for his life, intruded into the ladies' quarters in the palace and had to surrender his land to the Empress. These instances indicate that although the sovereign governed the land of the country, he did not own it. Lands in a conquered territory were naturally seen as State property, but that custom has already been mentioned.
THE SPHERE OF THE SOVEREIGN'S RULE
It is related in the Records that, in prehistoric days, the last of the chieftains sent by Amaterasu to wrest Japan from its then holders addressed the leaders of the latter in these terms, "The central land of reed plains owned (ushi-haku) by you is the country to be governed (shirasu) by my son." Japanese historiographers attach importance to the different words here used. Ushi-haku signifies "to hold in intimate lordship"—as one wears a garment—whereas shirasu means "to exercise public rights as head of a State." A Japanese Emperor occupied both positions towards mi-nashiro (q.v.), toward naturalized or conquered folks, towards mi-agata, miyake, and confiscated estates, but his functions with regard to the people and the land in general were limited to governing (shirasu).
It is recorded that, in ancient times, the last chieftain sent by Amaterasu to take Japan from its then rulers spoke to their leaders, saying, "The central land of reed plains that you possess is the territory to be governed by my son." Japanese historians place significance on the different words used here. Ushi-haku means "to hold in intimate lordship"—like wearing a garment—while shirasu means "to exercise public authority as the head of a State." A Japanese Emperor fulfilled both roles regarding mi-nashiro (see q.v.), towards naturalized or conquered people, towards mi-agata, miyake, and confiscated estates, but his duties concerning the people and the land overall were primarily focused on governance (shirasu).
If the ancient prerogatives of the sovereign be tabulated, they stand thus:
If we list the traditional rights of the ruler, they are as follows:
(1) to conduct the worship of the national deities as general head of all the uji;
(1) to lead the worship of the national deities as the overall head of all the uji;
(2) to declare war against foreign countries and to make peace with them, as representative of the uji, and (3) to establish or abolish uji, to nominate uji no Kami, and to adjudicate disputes between them. The first of these prerogatives remains unaltered to the present day. The second was partly delegated in medieval times to the military class, but has now been restored to the Throne. As for the third, its exercise is to-day limited to the office of the hereditary nobility, the Constitution having replaced the Crown in other respects.
(2) to declare war against foreign countries and to make peace with them as a representative of the uji, and (3) to establish or abolish uji, to appoint uji no Kami, and to settle disputes between them. The first of these powers has not changed to this day. The second was partly given to the military class during medieval times, but has now been returned to the Throne. As for the third, it is now limited to the role of the hereditary nobility, with the Constitution having replaced the Crown in other areas.
Two thousand years have seen no change in the Emperor's function of officiating as the high priest of the nation. It was the sovereign who made offerings to the deities of heaven and earth at the great religious festivals. It was the sovereign who prayed for the aid of the gods when the country was confronted by any emergency or when the people suffered from pestilence. In short, though the powers of the Emperor over the land and the people were limited by the intervention of the uji, the whole nation was directly subservient to the Throne in matters relating to religion. From the earliest eras, too, war might not be declared without an Imperial rescript, and to the Emperor was reserved the duty of giving audience to foreign envoys and receiving tribute. By foreign countries, China and Korea were generally understood, but the Kumaso, the Yemishi, and the Sushen were also included in the category of aliens. It would seem that the obligation of serving the country in arms was universal, for in the reign of Sujin, when an oversea expedition was contemplated, the people were numbered according to their ages, and the routine of service was laid down. Contributions, too, had to be made, as is proved by the fact that a command of the same sovereign required the various districts to manufacture arms and store them in the shrines.
Two thousand years have seen no change in the Emperor's role as the high priest of the nation. It was the sovereign who made offerings to the gods of heaven and earth at major religious festivals. It was the sovereign who prayed for help from the gods when the country faced emergencies or when the people suffered from epidemics. In short, although the Emperor's powers over the land and the people were limited by the influence of the uji, the entire nation was directly loyal to the Throne in religious matters. From the earliest times, war could not be declared without an Imperial edict, and it was the Emperor's duty to give audience to foreign envoys and accept tribute. By foreign countries, China and Korea were generally meant, but the Kumaso, the Yemishi, and the Sushen were also considered outsiders. It seems that the obligation to serve the country in military matters was universal, as shown during the reign of Sujin, when an overseas expedition was planned, and the people were counted by age to establish service requirements. Contributions were also necessary, as evidenced by the fact that an order from the same sovereign required different districts to produce weapons and store them in the shrines.
THE THRONE AND THE UJI
The sovereign's competence to adjudicate questions relating to the uji is illustrated by a notable incident referred to the year A.D. 415, during the reign of Inkyo. Centuries had then passed since the inauguration of the uji, and families originally small with clearly defined genealogies had multiplied to the dimensions of large clans, so that much confusion of lineage existed, and there was a wide-spread disposition to assert claims to spurious rank. It was therefore commanded by the Emperor that, on a fixed day, all the uji no Kami should assemble, and having performed the rite of purification, should submit to the ordeal of boiling water (kuga-dachi). Numerous cauldrons were erected for the purpose, and it was solemnly proclaimed that only the guilty would be scalded by the test. At the last moment, those whose claims were willingly false absconded, and the genealogies were finally rectified.
The ruler's ability to settle issues related to the uji is shown by a significant event that took place in A.D. 415, during Emperor Inkyo's reign. By that time, centuries had passed since the establishment of the uji, and families that had started small with well-defined lineages had grown into large clans, leading to a lot of confusion about who belonged to which lineage, along with many people trying to falsely claim noble status. Therefore, the Emperor ordered that, on a specific day, all the uji no Kami gather together, and after performing a purification ritual, they should undergo a boiling water ordeal (kuga-dachi). Many cauldrons were set up for this purpose, and it was formally announced that only those who were guilty would be burned by the test. At the last minute, those with false claims ran away, and the lineages were finally corrected.
Instances of uji created by the sovereign to reward merit, or abolished to punish offences, are numerously recorded. Thus, when (A.D. 413) the future consort of the Emperor Inkyo was walking in the garden with her mother, a provincial ruler (miyatsuko), riding by, peremptorily called to her for a branch of orchid. She asked what he needed the orchid for and he answered, "To beat away mosquitoes when I travel mountain roads." "Oh, honourable sir, I shall not forget," said the lady. When she became Empress, she caused the nobleman to be sought for, and had him deprived of his rank in lieu of execution. There is also an instance of the killing of all the members of an uji to expiate the offence of the uji no Kami. This happened in A.D. 463, when Yuryaku sat on the throne. It was reported to the Court that Sakitsuya, Kami of the Shimotsumichi-uji, indulged in pastimes deliberately contrived to insult the occupant of the throne. Thus he would match a little girl to combat against a grown woman, calling the girl the Emperor and killing her if she won; or would set a little cock with clipped wings and plucked feathers to represent the sovereign in a fight with a big, lusty cock, which he likened to himself, and if the small bird won, he would slaughter it with his own sword. The Emperor sent a company of soldiers, and Sakitsuya with all the seventy members of his uji were put to death.
Instances of clans created by the ruler to reward merit, or abolished to punish offenses, are recorded numerous times. For example, in A.D. 413, when the future consort of Emperor Inkyo was walking in the garden with her mother, a provincial leader (miyatsuko) rode by and rudely called out to her for a branch of orchid. She asked what he needed the orchid for, and he replied, “To swat away mosquitoes when I travel mountain roads.” “Oh, esteemed sir, I won’t forget,” said the lady. When she became Empress, she had the nobleman found and stripped of his rank instead of executing him. There’s also an instance where all the members of a clan were killed to atone for the offense of the uji no Kami. This occurred in A.D. 463 when Yuryaku was on the throne. It was reported to the Court that Sakitsuya, Kami of the Shimotsumichi-uji, was engaging in activities specifically designed to insult the emperor. He would make a little girl fight a grown woman, calling the girl the Emperor and killing her if she won; or he would have a small, clipped-wing rooster and a fully-feathered big rooster fight, representing the sovereign in the smaller one, and if the little bird won, he would slaughter it with his own sword. The Emperor sent a group of soldiers, and Sakitsuya along with all seventy members of his clan were executed.
ADMINISTRATIVE ORGANIZATION
The administrative organization in ancient Japan was simply a combination of the uji. It was purely Japanese. Not until the seventh century of the Christian era were any foreign elements introduced. From ministers and generals of the highest class down to petty functionaries, all offices were discharged by uji no Kami, and as the latter had the general name of kabane root of the uji the system was similarly termed. In effect, the kabane was an order of nobility. Offices were hereditary and equal. The first distribution of posts took place when five chiefs, attached to the person of the Tenson at the time of his descent upon Japan, were ordered to discharge at his Court the same duties as those which had devolved on them in the country of their origin. The uji they formed were those of the Shimbetsu,* the official title of the Kami being muraji (group chief) in the case of an ordinary uji, and o-muraji (great muraji) in the case of an o-uji, as already stated. These were the men who rendered most assistance originally in the organization of the State, but as they were merely adherents of the Tenson, the latter's direct descendants counted themselves superior and sought always to assert that superiority.
The administrative structure in ancient Japan was basically a blend of the uji. It was entirely Japanese. Not until the seventh century AD did any foreign influences come into play. From top ministers and generals down to low-level officials, all positions were held by uji no Kami, and since they shared the general title of kabane, that term was used for the system as well. Essentially, the kabane was a noble rank. Positions were hereditary and equal. The initial distribution of roles happened when five chiefs, who were close to the Tenson during his arrival in Japan, were instructed to perform the same duties at his Court that they had in their home country. The uji they formed were those of the Shimbetsu,* with the official title of the Kami being muraji (group chief) for a regular uji, and o-muraji (great muraji) for an o-uji, as previously mentioned. These were the individuals who initially provided the most support in organizing the State, but since they were merely followers of the Tenson, the direct descendants of the Tenson regarded themselves as superior and always attempted to assert that superiority.
*The distinction of Shimbetsu and Kwobetsu was not nominally recognized until the fourth century, but it undoubtedly existed in practice at an early date.
*The difference between Shimbetsu and Kwobetsu wasn't officially acknowledged until the fourth century, but it clearly existed in practice much earlier.
Thus, the title omi (grandee) held by the Kami of a Kwobetsu-uji was deemed higher than that of muraji (chief) held by the Kami of a Shimbetsu-uji. The blood relations of sovereigns either assisted at Court in the administration of State affairs or went to the provinces in the capacity of governors. They received various titles in addition to that of omi, for example sukune (noble), ason or asomi (Court noble), kimi (duke), wake (lord), etc.
Thus, the title omi (grandee) held by the Kami of a Kwobetsu-uji was considered superior to that of muraji (chief) held by the Kami of a Shimbetsu-uji. The royal family members either helped out at the Court with government matters or went to the provinces as governors. They were given various titles in addition to omi, such as sukune (noble), ason or asomi (Court noble), kimi (duke), wake (lord), and so on.
History gives no evidence of a fixed official organization in ancient times. The method pursued by the sovereign was to summon such omi and muraji as were notably influential or competent, and to entrust to them the duty of discharging functions or dealing with a special situation. Those so summoned were termed mae-isu-gimi (dukes of the Presence). The highest honour bestowed on a subject in those days fell to the noble, Takenouchi, who, in consideration of his services, was named O-mae-tsu-gimi (great duke of the Presence) by the Emperor Seimu (A.D. 133). Among the omi and muraji, those conspicuously powerful were charged with the superintendence of several uji, and were distinguished as o-omi and o-muraji. It became customary to appoint an o-omi and an o-muraji at the Court, just as in later days there was a sa-daijin (minister of the Left) and an u-daijin (minister of the Right). The o-omi supervised all members of the Kwobetsu-uji occupying administrative posts at Court, and the o-muraji discharged a similar function in the case of members of Shimbetsu-uji. Outside the capital local affairs were administered by kuni-no-miyatsuko or tomo-no-miyatsuko* Among the former, the heads of Kwobetsu-uji predominated among the latter, those of Shimbetsu-uji.
History shows no evidence of a fixed official organization in ancient times. The method used by the sovereign was to call together influential or competent omi and muraji and assign them the responsibility of handling specific functions or situations. Those summoned were called mae-isu-gimi (dukes of the Presence). The highest honor given to a subject during that time went to the noble Takenouchi, who was named O-mae-tsu-gimi (great duke of the Presence) by Emperor Seimu (A.D. 133) in recognition of his services. Among the omi and muraji, those with notable power were given oversight over several uji and were referred to as o-omi and o-muraji. It became customary to appoint an o-omi and an o-muraji at the Court, similar to later appointments of a sa-daijin (minister of the Left) and an u-daijin (minister of the Right). The o-omi oversaw all members of the Kwobetsu-uji holding administrative positions at Court, while the o-muraji performed a similar role for members of the Shimbetsu-uji. Outside the capital, local matters were managed by kuni-no-miyatsuko or tomo-no-miyatsuko. Among the former, the heads of the Kwobetsu-uji were predominant, while among the latter, the heads of the Shimbetsu-uji held sway.
*Tomo is an abbreviation of tomo-be.
*Tomo is short for tomboy.*
VALUE OF LINEAGE
It will be seen from the above that in old Japan lineage counted above everything, alike officially and socially. The offices, the honours and the lands were all in the hands of the lineal descendants of the original Yamato chiefs. Nevertheless the omi and the muraji stood higher in national esteem than the kuni-no-miyatsuko or the tomo-no-miyatsuko; the o-omi and the o-muraji, still higher; and the sovereign, at the apex of all. That much deference was paid to functions. Things remained unaltered in this respect until the sixth century when the force of foreign example began to make itself felt.
It can be seen from the above that in old Japan, lineage was everything, both officially and socially. The positions, honors, and land were all held by the direct descendants of the original Yamato chiefs. However, the omi and the muraji were held in greater national esteem than the kuni-no-miyatsuko or the tomo-no-miyatsuko; the o-omi and the o-muraji were even more esteemed; and the sovereign was at the very top. A great deal of respect was given to these roles. This situation remained unchanged until the sixth century when the influence of foreign examples began to be felt.
ENGRAVING: FISHERMAN'S BOAT AND NET
CHAPTER XI
THE PREHISTORIC SOVEREIGNS (Continued)
THE PREHISTORIC KINGS (Continued)
THE FIFTEENTH SOVEREIGN, OJIN (A.D. 270-310)
The fifteenth Sovereign, Ojin, came to the throne at the age of seventy, according to the Chronicles, and occupied it for forty years. Like a majority of the sovereigns in that epoch he had many consorts and many children—three of the former (including two younger sisters of the Emperor) and twenty of the latter. Comparison with Korean history goes to indicate that the reign is antedated by just 120 years, or two of the sexagenary cycles, but of course such a correction cannot be applied to every incident of the era.
The fifteenth Sovereign, Ojin, took the throne at the age of seventy, according to the Chronicles, and ruled for forty years. Like most rulers of that time, he had multiple consorts and many children—three consorts (including two younger sisters of the Emperor) and twenty children. A comparison with Korean history suggests that his reign happened about 120 years earlier, or two sexagenary cycles, but it's important to note that this adjustment doesn’t apply to every event from that period.
MARITIME AFFAIRS
One of the interesting features of Ojin's reign is that maritime affairs receive notice for the first time. It is stated that the fishermen of various places raised a commotion, refused to obey the Imperial commands, and were not quieted until a noble, Ohama, was sent to deal with them. Nothing is stated as to the cause of this complication, but it is doubtless connected with requisitions of fish for the Court, and probably the fishing folk of Japan had already developed the fine physique and stalwart disposition that distinguish their modern representatives. Two years later, instructions were issued that hereditary corporations (be) of fishermen should be established in the provinces, and, shortly afterwards, the duty of constructing a boat one hundred feet in length was imposed upon the people of Izu, a peninsular province so remote from Yamato that its choice for such a purpose is difficult to explain. There was no question of recompensing the builders of this boat: the product of their labour was regarded as "tribute."
One of the interesting aspects of Ojin's reign is that maritime affairs are acknowledged for the first time. It’s noted that fishermen from various locations caused a disturbance, refused to follow the Imperial commands, and were only calmed when a noble named Ohama was sent to handle the situation. The reason behind this issue isn’t specified, but it likely relates to requests for fish for the Court, and probably the fishing communities in Japan had already developed the strong physiques and robust characters that we see in their modern counterparts. Two years later, directives were issued to establish hereditary fishing corporations in the provinces, and soon after, the responsibility of building a boat one hundred feet long was assigned to the people of Izu, a remote peninsula far from Yamato, making the choice for such a task hard to understand. There was no expectation of compensation for the builders of this boat: the outcome of their work was seen as "tribute."
Twenty-six years later the Karano, as this vessel was called, having become unserviceable, the Emperor ordered a new Karano to be built, so as to perpetuate her name. A curious procedure is then recorded, illustrating the arbitrary methods of government in those days. The timbers of the superannuated ship were used as fuel for roasting salt, five hundred baskets of which were sent throughout the maritime provinces, with orders that by each body of recipients a ship should be constructed. Five hundred Karanos thus came into existence, and there was assembled at Hyogo such a fleet as had never previously been seen in Japanese waters. A number of these new vessels were destroyed almost immediately by a conflagration which broke out in the lodgings of Korean envoys from Sinra (Shiragi), and the envoys being held responsible, their sovereign hastened to send a body of skilled shipmakers by way of atonement, who were thereafter organized into a hereditary guild of marine architects, and we thus learn incidentally that the Koreans had already developed the shipbuilding skill destined to save their country in later ages.
Twenty-six years later, the Karano, as this ship was called, became unserviceable, and the Emperor ordered a new Karano to be built to keep her name alive. A curious process is then recorded, showing the arbitrary methods of government at that time. The wood from the old ship was used as fuel for roasting salt, and five hundred baskets of it were sent throughout the coastal provinces, with instructions for each group receiving it to build a ship. Thus, five hundred Karanos were created, and a fleet was gathered at Hyogo like none ever seen in Japanese waters before. A number of these new vessels were destroyed almost immediately by a fire that broke out in the lodgings of Korean envoys from Sinra (Shiragi), and since the envoys were held responsible, their ruler quickly sent a group of skilled shipbuilders as a gesture of atonement. These builders were then organized into a hereditary guild of marine architects, revealing that the Koreans had already developed shipbuilding skills that would later benefit their country.
IDEALISM OF THE THIRD CENTURY
In connexion with the Karano incident, Japanese historians record a tale which materially helps our appreciation of the men of that remote age. A portion of the Karano's timber having emerged unscathed from the salt-pans, its indestructibility seemed curious enough to warrant special treatment. It was accordingly made into a lute (koto),* and it justified that use by developing "a ringing note that could be heard from afar off." The Emperor composed a song on the subject:
In relation to the Karano incident, Japanese historians tell a story that really helps us understand the people of that distant time. A piece of the Karano's timber surfaced unharmed from the salt pans, and its durability seemed so intriguing that it deserved special attention. It was crafted into a lute (koto),* and it proved its worth by producing "a ringing note that could be heard from far away." The Emperor wrote a song about it:
"The ship Karano
"Was burned for salt:
"Of the remainder
"A koto was made.
"When it is placed on
"One hears the saya-saya
"Of the summer trees,
"Brushing against, as they stand,
"The rocks of the mid-harbour,
"The harbour of Yura." [Aston.]
"The ship Karano
"Was burned for salt:
"From what was left
"A koto was crafted.
"When it’s set down on
"You can hear the saya-saya
"Of the summer trees,
"Brushing against, as they stand,
"The rocks of the mid-harbour,
"The harbour of Yura." [Aston.]
*The Japanese lute, otherwise called the Azuma koto, was an instrument five or six feet long and having six strings. History first alludes to it in the reign of Jingo, and such as it was then, such it has remained until to-day.
*The Japanese lute, also known as the Azuma koto, is an instrument that measures five or six feet long and has six strings. Its history dates back to the reign of Jingo, and it has remained basically the same ever since.*
LAW, INDUSTRY, LOYALTY
Five facts are already deducible from the annals of this epoch: the first, that there was no written law, unless the prohibitions in the Rituals may be so regarded; the second, that there was no form of judicial trial, unless ordeal or torture may be so regarded; the third, that the death penalty might be inflicted on purely ex-parte evidence; the fourth, that a man's whole family had to suffer the penalty of his crimes, and the fifth, that already in those remote times the code of splendid loyalty which has distinguished the Japanese race through all ages had begun to find disciples.
Five facts can already be gathered from the records of this time: first, there was no written law, unless the prohibitions in the Rituals can be considered as such; second, there was no formal judicial trial, unless ordeal or torture can be seen as one; third, the death penalty could be imposed based solely on one-sided evidence; fourth, a man's entire family had to bear the consequences of his crimes; and fifth, even in those ancient times, the strong code of loyalty that has characterized the Japanese people throughout history had started to attract followers.
An incident of Ojin's reign illustrates all these things. Takenouchi, the sukune (noble) who had served Ojin's mother so ably, and who had saved Ojin's life in the latter's childhood, was despatched to Tsukushi (Kyushu) on State business. During his absence his younger brother accused him of designs upon the Emperor. At once, without further inquiry, Ojin sent men to kill the illustrious minister. But Maneko, suzerain (atae) of Iki, who bore a strong resemblance to Takenouchi, personified him, and committing suicide, deceived the soldiers who would have taken the sukune's life, so that the latter was enabled to return to Yamato. Arriving at Court, he protested his innocence and the ordeal of boiling water was employed. It took place on the bank of the Shiki River. Takenouchi proving victorious; his brother with all his family were condemned to become tomo-be of the suzerain of Kii.
An incident from Ojin's reign shows all of this. Takenouchi, the noble who had served Ojin's mother well and saved Ojin's life when he was a child, was sent to Tsukushi (Kyushu) on government business. While he was away, his younger brother accused him of plotting against the Emperor. Without any investigation, Ojin immediately sent men to kill the esteemed minister. However, Maneko, the suzerain of Iki, who looked a lot like Takenouchi, impersonated him and, committing suicide, fooled the soldiers who were sent to kill the noble, allowing Takenouchi to return to Yamato. When he got to Court, he declared his innocence, and they used the ordeal of boiling water to prove it. This took place on the banks of the Shiki River. Takenouchi emerged victorious; as a result, his brother and his entire family were sentenced to serve the suzerain of Kii.
THE GRACE OF LIFE
Side by side with these primitive conditions stands a romantic story of Ojin's self-denial in ceding to his son, Osazaki, a beautiful girl whom the sovereign has destined to be his own consort. Discovering that the prince loved her, Ojin invited him to a banquet in the palace, and, summoning the girl, made known by the aid of poetry his intention of surrendering her to his son, who, in turn, expressed his gratitude in verse. It is true that the character of this act of renunciation is marred when we observe that Ojin was eighty years old at the time; nevertheless the graces of life were evidently not wanting in old-time Japan, nor did her historians deem them unworthy of prominent place in their pages. If at one moment they tell us of slanders and cruelty, at another they describe how a favourite consort of Ojin, gazing with him at a fair landscape from a high tower, was moved to tears by the memory of her parents whom she had not seen for years, and how the Emperor, sympathizing with her filial affection, made provision for her return home and took leave of her in verse:
Next to these basic conditions is a romantic tale of Ojin's selflessness in giving his son, Osazaki, a beautiful girl whom the emperor intended to be his own bride. Realizing that the prince loved her, Ojin invited him to a banquet at the palace and, calling for the girl, revealed his intention to hand her over to his son through poetry, to which the son expressed his gratitude in verse. It's true that the nature of this act of giving up is somewhat diminished when we consider that Ojin was eighty years old at the time; still, it’s clear that life had its pleasures in ancient Japan, and historians believed these stories deserved a prominent place in their writings. At one moment, they recount tales of slander and cruelty, and at another, they describe how one of Ojin's favorite consorts, looking with him at a beautiful landscape from a high tower, was moved to tears by the memory of her parents whom she hadn’t seen in years, and how the Emperor, understanding her longing, arranged for her return home and bid her farewell in verse.
"Thou Island of Awaji
"With thy double ranges;
"Thou Island of Azuki
"With thy double ranges
"Ye good islands,
"Ye have seen face to face
"My spouse of Kibi."
"Awaji Island
"With your twin ranges;
"Azuki Island
"With your twin ranges
"Good islands,
"You have seen face to face
"My spouse from Kibi."
FOREIGN INTERCOURSE
The most important feature of the Ojin era was the intercourse then inaugurated with China. It may be that after the establishment of the Yamato race in Japan, emigrants from the neighbouring continent settled, from early times, in islands so favoured by nature. If so, they probably belonged to the lowest orders, for it was not until the third and fourth centuries that men of erudition and skilled artisans began to arrive. Modern Japanese historians seem disposed to attribute this movement to the benign administration of the Emperor Ojin and to the repute thus earned by Japan abroad. Without altogether questioning that theory, it may be pointed out that much probably depended on the conditions existing in China herself. Liu Fang, founder of the Han dynasty (202 B.C.), inaugurated the system of competitive examinations for civil appointments, and his successors, Wen-Ti, Wu-Ti, and Kwang-wu, "developed literature, commerce, arts, and good government to a degree unknown before anywhere in Asia." It was Wu-Ti (140-86 B.C.) who conquered Korea, and unquestionably the Koreans then received many object lessons in civilization. The Han dynasty fell in A.D. 190, and there ensued one of the most troubled periods of Chinese history. Many fugitives from the evils of that epoch probably made their way to Korea and even to Japan. Then followed the after-Han dynasty (A.D. 211-265) when China was divided into three principalities; one of which, since it ruled the littoral regions directly opposite to Japan, represented China in Japanese eyes, and its name, Wu, came to be synonymous with China in Japanese years.
The most significant aspect of the Ojin era was the connection established with China. After the Yamato people settled in Japan, it's possible that migrants from the nearby continent arrived early on in these naturally blessed islands. If that’s the case, they likely came from the lower classes, as it wasn't until the third and fourth centuries that educated individuals and skilled craftsmen began to arrive. Modern Japanese historians often credit this movement to the favorable rule of Emperor Ojin and the reputation Japan gained abroad. While this theory has merit, it’s important to note that much probably depended on the circumstances in China itself. Liu Fang, the founder of the Han dynasty (202 B.C.), introduced competitive exams for civil service positions, and his successors—Wen-Ti, Wu-Ti, and Kwang-wu—advanced literature, commerce, arts, and governance to levels never seen before in Asia. Wu-Ti (140-86 B.C.) conquered Korea, undeniably providing the Koreans with many lessons in civilization. The Han dynasty collapsed in A.D. 190, leading to one of the most chaotic periods in Chinese history. Many refugees from that troubled time likely fled to Korea and even to Japan. This was followed by the after-Han dynasty (A.D. 211-265), when China was split into three main territories; one of these, which governed the coastal areas directly across from Japan, represented China in the eyes of the Japanese, and its name, Wu, became synonymous with China in their understanding.
It was, however, in the days of the Tsin dynasty (A.D. 265-317) and in those of the Eastern Tsin (A.D. 317-420) that under the pressure of the Hun inroads and of domestic commotions, numbers of emigrants found their way from China to Korea and thence to Japan. The Eastern Tsin occupied virtually the same regions as those held by the Wu dynasty: they, too, had their capital at Nanking, having moved thither from Loh-yang, and thus the name Wu was perpetuated for the Japanese. In the year A.D. 283, according to Japanese chronology, Koreans and Chinese skilled in useful arts began to immigrate to Japan. The first to come was a girl called Maketsu. She is said to have been sent by the monarch of Kudara, the region corresponding to the metropolitan province of modern Korea. It may be inferred that she was Chinese, but as to her nationality history is silent. She settled permanently in Japan, and her descendants were known as the kinu-nui (silk-clothiers) of Kume in Yamato. In the same year (A.D. 283), Yuzu (called Yutsuki by some authorities), a Chinese Imperial prince, came from Korea and memorialized the Yamato Throne in the sense that he was a descendant of the first Tsin sovereign and that, having migrated to Korea at the head of the inhabitants of 120 districts, he had desired to conduct them to Japan, but was unable to accomplish his purpose owing to obstruction offered by the people of Sinra (Shiragi). Ojin sent two embassies—the second accompanied by troops—to procure the release of these people, and in A.D. 285 they reached Japan, where they received a hearty welcome, and for the sake of their skill in sericulture and silk weaving, they were honoured by organization into an uji—Hata-uji (hata in modern Japanese signifies "loom," but in ancient days it designated silk fabrics of all kinds).
It was during the Tsin dynasty (A.D. 265-317) and the Eastern Tsin (A.D. 317-420) that many emigrants traveled from China to Korea and then to Japan due to invasions by the Huns and internal conflicts. The Eastern Tsin mostly occupied the same areas as the Wu dynasty, and they also had their capital in Nanking after moving from Loh-yang, preserving the name Wu for the Japanese. In A.D. 283, according to Japanese records, Koreans and Chinese skilled in various trades began to immigrate to Japan. The first was a girl named Maketsu, who is said to have been sent by the king of Kudara, which corresponds to modern Korea's metropolitan province. It is suggested she was Chinese, but her exact nationality is unclear. She settled permanently in Japan, and her descendants became known as the kinu-nui (silk-clothiers) of Kume in Yamato. In the same year (A.D. 283), Yuzu (also called Yutsuki by some sources), a Chinese royal prince, came from Korea and reported to the Yamato Throne that he was a descendant of the first Tsin emperor. He had intended to lead the inhabitants of 120 districts to Japan but was unable to due to resistance from the people of Sinra (Shiragi). Emperor Ojin sent two missions—one of which included troops—to secure the release of these people, and in A.D. 285 they arrived in Japan, where they were warmly welcomed. Due to their expertise in sericulture and silk weaving, they were honored by being organized into a group called Hata-uji (hata in modern Japanese means "loom," but in ancient times referred to all kinds of silk fabrics).
An idea of the dimensions of this Chinese addition to the population of Japan is furnished by the fact that, 175 years later, the Hata-uji having been dispersed and reduced to ninety-two groups, steps were taken to reassemble and reorganize them, with the result that 18,670 persons were brought together. Again, in A.D. 289, a sometime subject of the after-Han dynasty, accompanied by his son, emigrated to Japan. The names of these Chinese are given as Achi and Tsuka, and the former is described as a great-grandson of the Emperor Ling of the after-Han dynasty, who reigned from A.D. 168 to 190. Like Yuzu he had escaped to Korea during the troublous time at the close of the Han sway, and, like Yuzu, he had been followed to the peninsula by a large body of Chinese, who, at his request, were subsequently escorted by Japanese envoys to Japan. These immigrants also were allowed to assume the status of an uji, and in the fifth century the title of Aya no atae (suzerain of Aya) was given to Achi's descendants in consideration of the skill of their followers in designing and manufacturing figured fabrics (for which the general term was aya).
An idea of the size of this Chinese addition to Japan's population can be seen in the fact that, 175 years later, the Hata-uji were scattered and reduced to ninety-two groups. Efforts were made to reassemble and reorganize them, resulting in 18,670 people coming together. Again, in A.D. 289, a former subject of the after-Han dynasty, along with his son, moved to Japan. The names of these Chinese are listed as Achi and Tsuka, with the former described as a great-grandson of Emperor Ling of the after-Han dynasty, who ruled from A.D. 168 to 190. Like Yuzu, he had escaped to Korea during the troubled times at the end of the Han period, and, like Yuzu, he was followed to the peninsula by a large group of Chinese, who, at his request, were later escorted by Japanese envoys to Japan. These immigrants were also allowed to take on the status of an uji, and in the fifth century, Achi's descendants were given the title of Aya no atae (suzerain of Aya) because of the skill of their followers in designing and producing patterned fabrics (known generally as aya).
When Achi had resided seventeen years in Japan, he and his son were sent to Wu (China) for the purpose of engaging women versed in making dress materials. The title of omi (chief ambassador) seems to have been then conferred on the two men, as envoys sent abroad were habitually so designated. They did not attempt to go by sea. The state of navigation was still such that ocean-going voyages were not seriously thought of. Achi and his son proceeded in the first instance to Koma (the modern Pyong-yang) and there obtained guides for the overland journey round the shore of the Gulf of Pechili. They are said to have made their way to Loh-yang where the Tsin sovereigns then had their capital (A.D. 306). Four women were given to them, whom they carried back to Japan, there to become the ancestresses of an uji known as Kure no kinu-nui and Kaya no kinu-nui (clothiers of Kure and of Kaya), appellations which imply Korean origin, but were probably suggested by the fact that Korea had been the last continental station on their route. The journey to and from Loh-yang occupied four years. This page of history shows not only the beginning of Japan's useful intercourse with foreign countries, but also her readiness to learn what they had to teach and her liberal treatment of alien settlers.
When Achi had lived in Japan for seventeen years, he and his son were sent to Wu (China) to find women skilled in making textiles. The title of omi (chief ambassador) seems to have been given to them, as envoys sent abroad were usually called that. They didn’t try to travel by sea because ocean voyages weren’t really considered safe at the time. Achi and his son first went to Koma (modern-day Pyongyang) and got guides for the overland trip around the shores of the Gulf of Pechili. They reportedly made their way to Loh-yang, where the Tsin rulers had their capital (A.D. 306). Four women were given to them, whom they brought back to Japan, and these women became the ancestors of a clan known as Kure no kinu-nui and Kaya no kinu-nui (the clothiers of Kure and Kaya), names that suggest a Korean origin but probably came from the fact that Korea was the last continental stop on their journey. The round trip to Loh-yang took four years. This part of history highlights not just the beginning of Japan’s meaningful relationships with other countries, but also her willingness to learn from them and her welcoming approach to foreign settlers.
THE ART OF WRITING
It is not infrequently stated that a knowledge of Chinese ideographs was acquired by the Japanese for the first time during the reign of Ojin. The basis of this belief are that, in A.D. 284, according to the Japanese chronology—a date to which must be added two sexagenary cycles, bringing it to A.D. 404—the King of Kudara sent two fine horses to the Yamato sovereign, and the man who accompanied them, Atogi by name, showed himself a competent reader of the Chinese classics and was appointed tutor to the Prince Imperial. By Atogi's advice a still abler scholar, Wani (Wang-in), was subsequently invited from Kudara to take Atogi's place, and it is added that the latter received the title of fumi-bito (scribe), which he transmitted to his descendants in Japan. But close scrutiny does not support the inference that Chinese script had remained unknown to Japan until the above incidents. What is proved is merely that the Chinese classics then for the first time became an open book in Japan.
It is often said that the Japanese first learned about Chinese characters during the reign of Ojin. This belief is based on the fact that in A.D. 284, according to Japanese records—adding two sexagenary cycles brings us to A.D. 404—the King of Kudara sent two exceptional horses to the Yamato ruler, and a man named Atogi, who accompanied them, was recognized as a skilled reader of Chinese classics and became the tutor for the Prince Imperial. Following Atogi's advice, a more talented scholar named Wani (Wang-in) was later invited from Kudara to replace Atogi, and it's noted that Atogi received the title of fumi-bito (scribe), which he passed down to his descendants in Japan. However, a closer look does not support the idea that Chinese writing was completely unknown to Japan until these events. What is clear is that the Chinese classics became accessible to Japan for the first time at that point.
As for the ideographs themselves, they must have been long familiar, though doubtless to a very limited circle. Chinese history affords conclusive evidence. Thus, in the records of the later Han (A.D. 25-220) we read that from the time when Wu-Ti (140-86 B.C.) overthrew Korea, the Japanese of thirty-two provinces communicated with the Chinese authorities in the peninsula by means of a postal service. The Wei annals (A.D. 220-265) state that in A.D. 238, the Chinese sovereign sent a written reply to a communication from the "Queen of Japan"—Jingo was then on the throne. In the same year, the Japanese Court addressed a written answer to a Chinese rescript forwarded to Yamato by the governor of Thepang—the modern Namwon in Chollado—and in A.D. 247, a despatch was sent by the Chinese authorities admonishing the Japanese to desist from internecine quarrels. These references indicate that the use of the ideographs was known in Japan long before the reign of Ojin, whether we take the Japanese or the corrected date for the latter. It will probably be just to assume, however, that the study of the ideographs had scarcely any vogue in Japan until the coming of Atogi and Wani, nor does it appear to have attracted much attention outside Court circles even subsequently to that date, for the records show that, in the reign of the Emperor Bidatsu (A.D. 572-585), a memorial sent by Korea to the Yamato Court was illegible to all the officials except one man, by name Wang-sin-i, who seems to have been a descendant of the Paikche emigrant, Wan-i.
As for the ideographs themselves, they must have been well-known for a long time, though probably only to a very small group. Chinese history provides clear evidence of this. In the records of the later Han (A.D. 25-220), we find that from the time when Wu-Ti (140-86 B.C.) overthrew Korea, the Japanese from thirty-two provinces communicated with the Chinese authorities in the peninsula using a postal service. The Wei annals (A.D. 220-265) mention that in A.D. 238, the Chinese ruler sent a written reply to a message from the "Queen of Japan"—Jingo was on the throne at that time. In the same year, the Japanese Court sent a written response to a Chinese document forwarded to Yamato by the governor of Thepang—the modern Namwon in Chollado—and in A.D. 247, a dispatch was sent by the Chinese authorities urging the Japanese to stop their internal conflicts. These references suggest that the use of ideographs was known in Japan long before the reign of Ojin, regardless of whether we consider the Japanese or the corrected date for him. It’s probably fair to assume, however, that the study of ideographs was not really popular in Japan until the arrival of Atogi and Wani, and it doesn't seem to have gained much attention outside court circles even after that point. Records show that during the reign of Emperor Bidatsu (A.D. 572-585), a memorial sent by Korea to the Yamato Court was unreadable to all the officials except one man named Wang-sin-i, who appears to have been a descendant of the Paikche emigrant, Wan-i.
Buddhism, introduced into Japan in A.D. 552, doubtless supplied the chief incentive to the acquisition of knowledge. But had the Japanese a script of their own at any period of their history? The two oldest manuscripts which contain a reference to this subject are the Kogo-shui, compiled by Hironari in A.D. 808, and a memorial (kammori) presented to the Throne in A.D. 901 by Miyoshi Kiyotsura. Both explicitly state that in remote antiquity there were no letters, and that all events or discourses had to be transmitted orally. Not until the thirteenth century does the theory of a purely Japanese script seem to have been conceived, and its author* had no basis for the hypothesis other than the idea that, as divination was practised in the age of the Kami, letters of some kind must have been in use. Since then the matter has been much discussed. Caves used in ancient times as habitations or sepulchres and old shrines occasionally offer evidence in the form of symbols which, since they bear some resemblance to the letters of the Korean alphabet (onmuri), have been imagined to be at once the origin of the latter and the script of the Kami-no-yo (Age of the Kami). But such fancies are no longer seriously entertained. It is agreed that the so-called "letters" are nothing more than copies of marks produced by the action of fire upon bones used in divination. The Japanese cleverly adapted the Chinese ideographs to syllabic purposes, but they never devised a script of their own.
Buddhism, which came to Japan in A.D. 552, was definitely the main driver behind the pursuit of knowledge. But did the Japanese have their own writing system at any point in their history? The two oldest documents that mention this are the Kogo-shui, compiled by Hironari in A.D. 808, and a memorial (kammori) presented to the Throne in A.D. 901 by Miyoshi Kiyotsura. Both clearly state that in ancient times, there were no written characters, and that all events and discussions had to be passed down through word of mouth. It wasn't until the thirteenth century that the idea of a purely Japanese writing system seems to have been developed, and the person behind it had no other evidence for this theory besides the belief that since divination was practiced during the age of the Kami, some form of writing must have existed. Since then, this topic has been widely discussed. Caves that were used long ago as homes or burial sites and old shrines sometimes provide evidence in the form of symbols that look somewhat like letters from the Korean alphabet (onmuri), leading some to believe that these could be the origin of that alphabet as well as the writing system of the Kami-no-yo (Age of the Kami). However, these ideas are no longer taken seriously. It's now accepted that the so-called "letters" are just replicas of marks created by the heat from fire on bones used in divination. The Japanese cleverly adapted Chinese characters for their own syllabic uses, but they never created a writing system of their own.
*Kanekata, who wrote the Shaku Nihongi in the era 1264—1274.
*Kanekata, who wrote the Shaku Nihongi during the years 1264–1274.
ETHICAL EFFECTS OF THE INTRODUCTION OF CHINESE LITERATURE
A generally accepted belief is that the study of the Chinese classics exercised a marked ethical influence upon the Japanese nation. That is a conclusion which may be profitably contrasted with the views of Japan's most distinguished historians. Mr. Abe Kozo says: "Acquaintance with the Chinese classics may be supposed to have produced a considerable moral effect on the people of Japan. Nothing of the kind seems to have been the case. The practical civilization of China was accepted, but not her ethical code. For any palpable moral influence the arrival of Buddhism had to be awaited. Already the principles of loyalty and obedience, propriety, and righteousness were recognized in Japan though not embodied in any written code." Dr. Ariga writes: "Our countrymen did not acquire anything specially new in the way of moral tenets. They must have been surprised to find that in China men did not respect the occupants of the throne. A subject might murder his sovereign and succeed him without incurring the odium of the people." Rai Sanyo says: "Moral principles are like the sun and the moon; they cannot be monopolized by any one country. In every land there are parents and children, rulers and ruled, husbands and wives. Where these relations exist, there also filial piety and affection, loyalty and righteousness may naturally be found. In our country we lack the precise terminology of the classics, but it does not follow that we lack the principles expressed. What the Japanese acquired from the classics was the method of formulating the thought, not the thought itself."
A commonly held belief is that studying the Chinese classics had a strong ethical impact on Japan. This idea can be effectively compared to what some of Japan's leading historians think. Mr. Abe Kozo states: "Familiarity with the Chinese classics is thought to have had a significant moral effect on the people of Japan. However, that doesn't seem to be true. The practical civilization of China was adopted, but not its ethical standards. It wasn't until Buddhism arrived that any real moral influence was felt. By that time, concepts like loyalty, obedience, propriety, and righteousness were already recognized in Japan, even if they weren't codified in writing." Dr. Ariga notes: "Our people didn’t pick up anything particularly new in terms of moral values. They probably were surprised to see that in China, people did not honor those in power. A citizen could kill their ruler and take their place without being looked down upon by the public." Rai Sanyo remarks: "Moral principles are like the sun and the moon; no one nation can own them. In every country, there are parents and children, rulers and subjects, husbands and wives. Where these relationships exist, you will also naturally find filial piety and affection, loyalty, and righteousness. In our country, we may not have the exact language of the classics, but that doesn't mean we lack the principles they discuss. What the Japanese gained from the classics was a way to articulate these ideas, not the ideas themselves."
THE SIXTEENTH SOVEREIGN, NINTOKU (A.D. 313-399)
This sovereign is represented by the Chronicles as having reigned eighty-six years, and by the Records as having died at the age of eighty-three. The same Chronicles make him the lover of a girl whom his father, also her lover, generously ceded to him. This event happened in A.D. 282. Assuming that Nintoku was then sixteen, he cannot have been less than 133 at the time of his death. It is thus seen that the chronology of this period, also, is untrustworthy. Nintoku's reign is remembered chiefly on account of the strange circumstances in which he came to the throne, his benevolent charity, and the slights he suffered at the hands of a jealous consort. His father, Ojin, by an exercise of caprice not uncommon on the part of Japan's ancient sovereigns, had nominated a younger son, Waka-iratsuko, to be his heir. But this prince showed invincible reluctance to assume the sceptre after Ojin's death. He asserted himself stoutly by killing one of his elder brothers who conspired against him, though he resolutely declined to take precedence of the other brother, and the latter, proving equally diffident, the throne remained unoccupied for three years when Waka-iratsuko solved the problem by committing suicide.
This ruler is described in the Chronicles as having reigned for eighty-six years and by the Records as having died at eight-three. According to the same Chronicles, he was in love with a girl whom his father, also her lover, generously gave to him. This happened in A.D. 282. If we assume Nintoku was sixteen at that time, he could not have been younger than 133 when he died. Thus, it's clear that the chronology of this period is unreliable. Nintoku's reign is mainly remembered for the unusual circumstances surrounding his ascension, his generous nature, and the mistreatment he faced from a jealous consort. His father, Ojin, whimsically chose his younger son, Waka-iratsuko, to be his successor, which wasn't an uncommon practice among ancient Japanese rulers. However, this prince showed strong reluctance to take the throne after Ojin's death. He defended his claim by killing one of his older brothers who plotted against him, but he still refused to take precedence over his other brother. As that brother hesitated as well, the throne remained vacant for three years until Waka-iratsuko resolved the situation by committing suicide.
Such are the simplest outlines of the story. But its details, when filled in by critical Japanese historians of later ages, suggest a different impression. When Ojin died his eldest two sons were living respectively in Naniwa (Osaka) and Yamato, and the Crown Prince, Waka-iratsuko, was at Uji. They were thus excellently situated for setting up independent claims. From the time of Nintoku's birth, the prime minister, head of the great Takenouchi family, had taken a special interest in the child, and when the lad grew up he married this Takenouchi's granddaughter, who became the mother of three Emperors. Presently the representatives of all branches of the Takenouchi family came into possession of influential positions at Court, among others that of o-omi, so that in this reign were laid the foundations of the controlling power subsequently vested in the hands of the Heguri, Katsuragi, and Soga houses. In short, this epoch saw the beginning of a state of affairs destined to leave its mark permanently on Japanese history, the relegation of the sovereign to the place of a fainéant and the usurpation of the administrative authority by a group of great nobles.
These are the basic outlines of the story. However, when later Japanese historians filled in the details, they presented a different view. When Ojin passed away, his two eldest sons were living in Naniwa (Osaka) and Yamato, while the Crown Prince, Waka-iratsuko, was in Uji. They were in a great position to claim independence. Since Nintoku's birth, the prime minister, leader of the prominent Takenouchi family, had taken a special interest in him, and as he grew older, he married a granddaughter of this Takenouchi, who became the mother of three Emperors. Soon, representatives from all branches of the Takenouchi family held influential positions at Court, including that of o-omi, which laid the groundwork for the controlling power later held by the Heguri, Katsuragi, and Soga families. In short, this period marked the beginning of a situation that would permanently impact Japanese history, with the sovereign being relegated to a powerless figure and the administrative power usurped by a group of powerful nobles.
Nintoku had the active support of the Takenouchi magnates, and although the Crown Prince may have desired to assert the title conferred on him by his father, he found himself helpless in the face of obstructions offered by the prime minister and his numerous partisans. These suffered him to deal effectively with that one of his elder brothers who did not find a place in their ambitious designs, but they created for Waka-iratsuko a situation so intolerable that suicide became his only resource. Nintoku's first act on ascending the throne explains the ideographs chosen for his posthumous name by the authors of the Chronicles, since nin signifies "benevolence" and toku, "virtue." He made Naniwa (Osaka) his capital, but instead of levying taxes and requisitioning forced labour to build his palace of Takatsu, he remitted all such burdens for three years on observing from a tower that no smoke ascended from the roofs of the houses and construing this to indicate a state of poverty. During those three years the palace fell into a condition of practical ruin, and tradition describes its inmates as being compelled to move from room to room to avoid the leaking rain.*
Nintoku had the strong backing of the Takenouchi leaders, and while the Crown Prince might have wanted to assert the title given to him by his father, he felt helpless against the obstacles put in place by the prime minister and his many supporters. They allowed him to handle one of his older brothers who didn’t fit into their ambitious plans, but they created a situation for Waka-iratsuko that was so unbearable that suicide became his only option. Nintoku's first act upon becoming king reveals the characters chosen for his posthumous name by the writers of the Chronicles, as "nin" means "benevolence" and "toku" means "virtue." He made Naniwa (Osaka) his capital, but instead of imposing taxes and forcing labor to build his palace of Takatsu, he canceled all such burdens for three years after noticing from a tower that no smoke was rising from the roofs, which he interpreted as a sign of poverty. During those three years, the palace fell into a state of near ruin, and tradition says its residents had to move from room to room to dodge the leaking rain.*
*Doubts have been thrown on the reality of this incident because a poem, attributed to Nintoku on the occasion, is couched in obviously anachronistic language. But the poem does not appear in either the Records or the Chronicles: it was evidently an invention of later ages.
*Questions have been raised about the authenticity of this incident because a poem, credited to Nintoku for the occasion, uses language that is clearly out of place for that time. However, the poem is not found in either the Records or the Chronicles: it was clearly created in later times.*
Under Nintoku's sway riparian works and irrigation improvements took place on a large scale, and thus the eminent historian, Rai Sanyo, may not be without warrant for attributing to this ruler the sentiment quoted in the Chronicles: "A sovereign lives for his people. Their prosperity is his enrichment; their poverty, his loss." Yet it is in connexion with Nintoku's repairs of the Manda river-bank that we find the first mention of a heinous custom occasionally practised in subsequent ages—the custom of sacrificing human life to expedite the progress or secure the success of some public work.
Under Nintoku's rule, there were significant improvements in river management and irrigation, so the well-known historian, Rai Sanyo, might have a valid basis for attributing to this ruler the sentiment captured in the Chronicles: "A leader exists for their people. Their success enriches them; their hardship is their loss." However, it is in connection with Nintoku's repairs to the Manda riverbank that we first see a disturbing practice that was sometimes carried out in later years—the practice of sacrificing human life to speed up progress or ensure the success of a public project.
At the same time, that habits indicating a higher civilization had already begun to gain ground is proved by an incident which occurred to one of the Imperial princes during a hunting expedition. Looking down over a moor from a mountain, he observed a pit, and, on inquiry, was informed by the local headman that it was an "ice-pit." The prince, asking how the ice was stored and for what it was used, received this answer: "The ground is excavated to a depth of over ten feet. The top is then covered with a roof of thatch. A thick layer of reed-grass is then spread, upon which the ice is laid. The months of summer have passed and yet it is not melted. As to its use—when the hot months come it is placed in water or sake and thus used." [Aston's Nihongi.] Thenceforth the custom of storing ice was adopted at the Court. It was in Nintoku's era that the pastime of hawking, afterward widely practised, became known for the first time in Japan. Korea was the place of origin, and it is recorded that the falcon had a soft leather strap fastened to one leg and a small bell to the tail. Pheasants were the quarry of the first hawk flown on the moor of Mozu.
At the same time, the habits that indicate a more advanced civilization had already started to take hold, as shown by an incident that happened to one of the Imperial princes during a hunting trip. While looking down over a moor from a mountain, he spotted a pit and, upon asking, learned from the local leader that it was an "ice pit." The prince inquired how the ice was stored and for what purpose, and the response was: "The ground is dug out to a depth of over ten feet. The top is then covered with a thatched roof. A thick layer of reed grass is spread out, and the ice is placed on top. The summer months have passed, and yet it has not melted. As for its use—when the hot months come, it is put in water or sake and used that way." [Aston's Nihongi.] From that point on, the practice of storing ice was adopted at the Court. It was during Nintoku's era that the sport of hawking, which later became widely popular, was first introduced in Japan. The practice originated in Korea, and it is recorded that the falcon had a soft leather strap attached to one leg and a small bell on its tail. Pheasants were the first quarry hunted with the hawk on the moor of Mozu.
Light is also thrown in Nintoku's annals on the method of boatbuilding practised by the Japanese in the fourth century. They used dug-outs. The provincial governor* of Totomi is represented as reporting that a huge tree had floated down the river Oi and had stopped at a bend. It was a single stem forked at one end, and the suzerain of Yamato was ordered to make a boat of it. The craft was then brought round by sea to Naniwa, "where it was enrolled among the Imperial vessels." Evidently from the days of Ojin and the Karano a fleet formed part of the Imperial possessions. This two-forked boat figures in the reign of Nintoku's successor, Richu, when the latter and his concubine went on board and feasted separately, each in one fork.
Nintoku's records also shed light on how the Japanese built boats in the fourth century. They used dugouts. The provincial governor of Totomi reported that a massive tree had floated down the Oi River and got stuck at a bend. It was a single trunk with a fork at one end, and the ruler of Yamato was instructed to make a boat from it. The boat was then transported by sea to Naniwa, "where it was added to the Imperial fleet." Clearly, since the days of Ojin and the Karano, a fleet was part of the Imperial assets. This two-forked boat is mentioned during the reign of Nintoku's successor, Richu, when he and his concubine each boarded and feasted separately, each in one fork.
*This term, "provincial governor," appears now for the first time written with the ideographs "kokushi." Hitherto it has been written "kuni-no-miyatsuko." Much is heard of the koushi in later times. They are the embryo of the daimyo, the central figures of military feudalism.
*This term, "provincial governor," appears here for the first time written with the characters "kokushi." Before this, it was written as "kuni-no-miyatsuko." We hear a lot about the koushi in later times. They are the beginnings of the daimyo, the key figures in military feudalism.*
THE FAMILY OF TAKENOUCHI-NO-SUKUNE
For the better understanding of Japanese history at this stage, a word must be said about a family of nobles (sukune) who, from the days of Nintoku, exercised potent sway in the councils of State. It will have been observed that, in the annals of the Emperor Keiko's reign, prominence is given to an official designated Takenouchi-no-Sukune, who thereafter seems to have served sovereign after sovereign until his death in the year 368, when he must have been from two hundred to three hundred years old. This chronological difficulty has provoked much scepticism. Dr. Kume, an eminent Japanese historian, explains, however, that Takenouchi was the name not of a person but of a family, and that it was borne by different scions in succeeding reigns. The first was a grandson of the Emperor Kogen (B.C. 214-158), and the representatives of the family in Nintoku's era had seven sons, all possessing the title sukune. They were Hata no Yashiro, Koze no Ogara, Soga no Ishikawa, Heguri no Tsuku, Ki no Tsunu, Katsuragi no Sotsu, and Wakugo.
To better understand Japanese history at this point, we need to mention a noble family (sukune) that has held significant influence in the government since the time of Nintoku. It has been noted that in the records of Emperor Keiko's reign, an official called Takenouchi-no-Sukune is prominently featured, who appears to have served various emperors until his death in 368, when he was likely between two hundred and three hundred years old. This poses a chronological issue that has led to a lot of skepticism. However, Dr. Kume, a respected Japanese historian, clarifies that Takenouchi was not a single individual but rather a family name, used by different members in subsequent reigns. The first was a grandson of Emperor Kogen (B.C. 214-158), and during Nintoku's time, the family had seven sons, all with the title sukune. They were Hata no Yashiro, Koze no Ogara, Soga no Ishikawa, Heguri no Tsuku, Ki no Tsunu, Katsuragi no Sotsu, and Wakugo.
From these were descended the five uji of Koze, Soga, Heguri, Ki, and Katsuragi. Although its founder was an Emperor's grandson and therefore entitled to be called "Imperial Prince" (O), the family connexion with the Throne naturally became more remote as time passed, and from the reign of Ojin we find its members classed among subjects. Nevertheless, the Empress Iwa, whose jealousy harrassed Nintoku so greatly, was a daughter of Katsuragi no Sotsu, and, as with the sole exception of the Emperor Shomu, every occupant of the throne had taken for his Empress a lady of Imperial blood, it may be assumed that the relationship between the Imperial and the Takenouchi families was recognized at that time. The roles which the five uji mentioned above acted in subsequent history deserve to be studied, and will therefore be briefly set down here.
From these, the five clans of Koze, Soga, Heguri, Ki, and Katsuragi emerged. Even though its founder was a grandson of an Emperor and could be called "Imperial Prince," the family's connection to the Throne naturally became weaker over time. By the reign of Ojin, its members were classified as subjects. However, Empress Iwa, who caused much jealousy for Nintoku, was a daughter of Katsuragi no Sotsu. With the exception of Emperor Shomu, every ruler had an Empress from Imperial blood, so it's reasonable to assume that the relationship between the Imperial and the Takenouchi families was acknowledged at that time. The roles that the five clans mentioned above played in later history are worth examining, and will be briefly outlined here.
THE KOZE-UJI
This uji had for founder Koze no Ogara. The representative of the fourth generation, Koze no Ohito, held the post of o-omi during the reign of the Emperor Keitai (A.D. 507-531), and his great-grandson was minister of the Left under Kotoku (A.D. 545-654). Thereafter, the heads of the uji occupied prominent positions under successive sovereigns.
This uji was founded by Koze no Ogara. The fourth-generation representative, Koze no Ohito, served as o-omi during the reign of Emperor Keitai (A.D. 507-531), and his great-grandson became the Minister of the Left under Kotoku (A.D. 545-654). After that, the leaders of the uji held important positions under successive rulers.
THE SOGA-UJI
Soga no Ishikawa founded this uji. His son, Machi, shared the administrative power with Heguri no Tsuku in the reign of Richu (A.D. 400-405), and Machi's great-grandson, Iname, immortalized himself by promoting the introduction of Buddhism in the reign of Kimmei (A.D. 540-571). Iname's son, Umako, and the latter's son, Yemishi, will be much heard of hereafter. No family, indeed, affected the course of Japanese history in early days more than did the Soga-uji.
Soga no Ishikawa established this clan. His son, Machi, shared administrative power with Heguri no Tsuku during the reign of Richu (A.D. 400-405), and Machi's great-grandson, Iname, made a name for himself by promoting the acceptance of Buddhism during the reign of Kimmei (A.D. 540-571). Iname's son, Umako, and Umako's son, Yemishi, will be frequently mentioned from this point on. No family, in fact, influenced the course of early Japanese history more than the Soga clan did.
THE HEGURI-UJI
During the reign of the Emperor Richu (A.D. 400-405), Heguri no Tsuku, founder of this uji, shared in the administration with Soga no Machi. His son, Heguri no Matori, was minister under Yuryaku (A.D. 457-459), and the fate which he and his son, Shibi, brought upon their family is one of the salient incidents of Japanese history.
During the reign of Emperor Richu (A.D. 400-405), Heguri no Tsuku, the founder of this clan, worked alongside Soga no Machi in the government. His son, Heguri no Matori, served as minister under Yuryaku (A.D. 457-459), and the outcome that he and his son, Shibi, brought upon their family is one of the notable events in Japanese history.
THE KI-UJI
The representatives of this uji, from the days of its founder, Ki no Tsunu, took a prominent share in the empire's foreign affairs, but served also in the capacity of provincial governor and commander-in-chief.
The representatives of this uji, since its founder, Ki no Tsunu, played a significant role in the empire's foreign affairs, while also serving as provincial governors and commanders-in-chief.
THE KATSURAGI-UJI
Nintoku's Empress, Iwa, was a daughter of the ancestor of this uji, Katsuragi no Sotsu, and the latter's great-granddaughter, Hae, was the mother of two sovereigns, Kenso (A.D. 485-487) and Ninken (A.D. 488-498).
Nintoku's Empress, Iwa, was the daughter of the ancestor of this clan, Katsuragi no Sotsu, and her great-granddaughter, Hae, was the mother of two rulers, Kenso (A.D. 485-487) and Ninken (A.D. 488-498).
ENGRAVING: TOBACCO PIPE AND POUCH
ENGRAVING: HINOMI YAGURA (FIRE WATCH TOWER)
CHAPTER XII
THE PROTOHISTORIC SOVEREIGNS
The 17th Sovereign, Richu A.D. 400-405
The 17th Sovereign, Richu A.D. 400-405
" 18th " Hansho " 406-411
" 18th " Hansho " 406-411
" 19th " Inkyo " 412-453
" 19th " Inkyo " 412-453
" 20th " Anko " 454-456
"
" 21st " Yuryaku " 457-479
" 21st " Yuryaku " 457-479
RICHU'S REIGN
THE prehistoric era may be said to terminate with the accession of Richu. Thenceforth the lives and reigns of successive sovereigns cease to extend to incredible lengths, and though the chronology adopted by the writers of the Nihongi may not yet be implicitly accepted, its general accuracy is not open to dispute. The era of the five sovereigns standing at the head of this chapter—an era of fifty-nine years—inherited as legacies from the immediate past: a well-furnished treasury, a nation in the enjoyment of peace, a firmly established throne, and a satisfactory state of foreign relations. These comfortable conditions seem to have exercised demoralizing influence. The bonds of discipline grew slack; fierce quarrels on account of women involved fratricide among the princes of the blood, and finally the life of an Emperor was sacrificed—the only instance of such a catastrophe in Japanese history.
THE prehistoric era is considered to end with the rise of Richu. From that point on, the lives and reigns of subsequent rulers no longer stretch on for extraordinarily long periods, and while the timeline established by the writers of the Nihongi may not be fully accepted, its overall accuracy is not disputed. The era of the five rulers mentioned at the beginning of this chapter—lasting fifty-nine years—came with legacies from the immediate past: a well-stocked treasury, a nation enjoying peace, a firmly established throne, and good foreign relations. However, these favorable conditions seem to have had a demoralizing effect. Discipline weakened; fierce disputes over women led to fratricide among the royal family, ultimately resulting in the death of an Emperor—the only occurrence of such a tragedy in Japanese history.
Immediately after Nintoku's death this evil state of affairs was inaugurated by Prince Nakatsu, younger brother of the heir to the throne, who had not yet assumed the sceptre. Sent by the Crown Prince (Richu) to make arrangements for the latter's nuptials with the lady Kuro, a daughter of the Takenouchi family, Nakatsu personified Richu, debauched the girl, and to avoid the consequences of the act, sought to take the life of the man he had betrayed. It does not redound to the credit of the era that the debaucher found support and was enabled to hold his own for a time, though his treachery ultimately met with its merited fate. At this crisis of his life, Richu received loyal assistance from a younger brother, and his gratitude induced him to confer on the latter the title of Crown Prince. In thus acting, Richu may have been influenced by the fact that the alternative was to bequeath the throne to a baby, but none the less he stands responsible for an innovation which greatly impaired the stability of the succession. It should be noted, as illustrating the influence of the Takenouchi family that, in spite of the shame she had suffered, the lady Kuro became the Emperor's concubine. In fact, among the four nobles who administered the affairs of the empire during Richu's reign, not the least powerful were Heguri no Tsuku and Soga no Machi. Moreover, Richu, as has been stated already, was a son of Iwa, a lady of the same great family, and his two successors, Hansho and Inkyo, were his brothers by the same mother.
Right after Nintoku's death, Prince Nakatsu, the younger brother of the heir to the throne who hadn’t taken the crown yet, kicked off this troublesome situation. Sent by Crown Prince Richu to prepare for his wedding to Kuro, a daughter of the Takenouchi family, Nakatsu took advantage of Richu’s position, seduced the girl, and to avoid the fallout, tried to kill the man he had betrayed. It doesn’t reflect well on the time that the seducer found support and managed to stay afloat for a while, though his betrayal eventually caught up with him. During this challenging period, Richu received loyal help from a younger brother, and out of gratitude, he made him Crown Prince. Richu’s decision might have been influenced by the fact that the only other option was to pass the throne to a baby, but he still bears responsibility for a change that weakened the stability of the succession. It’s worth noting that despite the shame she endured, Kuro became the Emperor's concubine, which shows the power of the Takenouchi family. In fact, among the four nobles managing the empire during Richu's reign, some of the most influential were Heguri no Tsuku and Soga no Machi. Additionally, as mentioned before, Richu was a son of Iwa, a woman from the same prominent family, and his two successors, Hansho and Inkyo, were his full brothers.
MANNERS AND CUSTOMS
The annals of Richu's reign confirm a principle which received its first illustration when the Emperor Keiko put to death for parricide the daughter of a Kumaso chief, though she had betrayed her father in the interest of Keiko himself. Similar deference to the spirit of loyalty led to the execution of Sashihire in the time of Richu. A retainer of the rebellious Prince Nakatsu, Sashihire, assassinated that prince at the instance of Prince Mizuha, who promised large reward. But after the deed had been accomplished, Heguri no Tsuku advised his nephew, Mizuha, saying, "Sashihire has killed his own lord for the sake of another, and although for us he has done a great service, yet towards his own lord his conduct has been heartless in the extreme." Sashihire was therefore put to death. That this principle was always observed in Japan cannot be asserted, but that it was always respected is certain.
The records from Richu's reign highlight a principle that was first demonstrated when Emperor Keiko executed the daughter of a Kumaso chief for parricide, despite her having betrayed her father for Keiko’s sake. A similar respect for loyalty led to the execution of Sashihire during Richu's time. Sashihire, a retainer of the rebellious Prince Nakatsu, killed that prince at the request of Prince Mizuha, who offered a hefty reward. However, after the act was carried out, Heguri no Tsuku advised his nephew Mizuha, saying, "Sashihire has killed his own lord for the sake of another, and while he has done us a great service, his actions towards his own lord have been extremely cold-hearted." As a result, Sashihire was executed. It can't be claimed that this principle was always followed in Japan, but it was certainly respected.
In Richu's reign there is found the first clear proof that tattooing was not practised in Japan for ornamental purposes. Tattooing is first mentioned as a custom of the Yemishi when their country was inspected by Takenouchi at Keiko's orders. But in Richu's time it was employed to punish the muraji of Atsumi, who had joined the rebellion of Prince Nakatsu. He was "inked" on the face. It appears also that the same practice had hitherto been employed to distinguish horse-keepers, but the custom was finally abandoned in deference to an alleged revelation from Izanagi, the deity of Awaji, on the occasion of a visit by Richu to that island. In the context of this revelation it is noticeable that belief in the malign influence of offended deities was gaining ground. Thus, on the occasion of the sudden death of Princess Kuro, the voice of the wind was heard to utter mysterious words in the "great void" immediately before the coming of a messenger to announce the event, and the Emperor attributed the calamity to the misconduct of an official who had removed certain persons from serving at a shrine.
During Richu's reign, there's clear evidence that tattooing wasn't done in Japan for decorative reasons. Tattooing is first noted as a practice of the Yemishi when Takenouchi inspected their country on Keiko's orders. However, in Richu's time, it was used as a punishment for the muraji of Atsumi, who had joined Prince Nakatsu's rebellion. He was "inked" on his face. It also seems that this method was previously used to identify horse-keepers, but the practice was eventually dropped due to a supposed revelation from Izanagi, the deity of Awaji, during Richu's visit to the island. In this context, it's important to note that the belief in the harmful influence of displeased deities was gaining traction. For instance, after the sudden death of Princess Kuro, the wind was said to have spoken mysterious words into the "great void" just before a messenger arrived to share the news, and the Emperor blamed the disaster on the misconduct of an official who had removed certain individuals from serving at a shrine.
The annals of this reign are noteworthy as containing the earliest reference to the compilation of books. It is stated that in the year A.D. 403 "local recorders were appointed for the first time in the various provinces, who noted down statements and communicated the writings of the four quarters." An eminent critic—Mr. W. G. Aston—regards this as an anachronism, since the coming of the Korean scholar, Wani (vide sup.), did not take place until the year 405, which date probably preceded by many years the appointment of recorders. But it has been shown above that the innovation due to Wani was, not the art of writing, but, in all probability, a knowledge of the Chinese classics.
The records from this reign are significant because they include the earliest mention of book compilation. It is noted that in the year A.D. 403, "local recorders were appointed for the first time in the various provinces, who documented statements and shared the writings of the four quarters." A well-known critic—Mr. W. G. Aston—considers this an anachronism since the arrival of the Korean scholar, Wani (see above), didn't happen until the year 405, which likely came many years after the recorders were appointed. However, it has been demonstrated above that Wani's contribution was not the invention of writing but probably an understanding of the Chinese classics.
Another institution established during this era was a treasury (A.D. 405), and the two learned Koreans who had come from Paikche (Kudara) were appointed to keep the accounts. A work of later date than the Chronicles or Records—the Shokuin-rei—says that in this treasury were stored "gold and silver, jewels, precious utensils, brocade and satin, saicenet, rugs and mattresses, and the rare objects sent as tribute by the various barbarians."
Another institution set up during this time was a treasury (A.D. 405), and two educated Koreans who came from Paikche (Kudara) were appointed to manage the accounts. A later work than the Chronicles or Records—the Shokuin-rei—states that in this treasury were stored "gold and silver, jewels, valuable utensils, brocade and satin, saicenet, rugs and mattresses, and the rare objects sent as tribute by various foreign groups."
HANSHO
The Emperor Hansho's short reign of five years is not remarkable for anything except an indirect evidence that Chinese customs were beginning to be adopted at the Japanese Court. In the earliest eras, the ladies who enjoyed the sovereign's favour were classed simply as "Empress" or "consort." But from the days of Hansho we find three ranks of concubines.
The Emperor Hansho's brief five-year reign is notable only for suggesting that Chinese customs were starting to influence the Japanese Court. In the earliest times, the women who had the Emperor's favor were just referred to as "Empress" or "consort." However, starting with Hansho's era, we see the introduction of three levels of concubines.
INKYO
Inkyo was a younger brother of his predecessor, Hansho, as the latter had been of Richu. No formal nomination of Inkyo as Prince Imperial had taken place, and thus for the first time the sceptre was found without any legalized heir or any son of the deceased sovereign to take it. In these circumstances, the ministers held a council and agreed to offer the throne to Inkyo, the elder of two surviving sons of Nintoku. Inkyo was suffering from a disease supposed to be incurable, and, distrusting his own competence, he persistently refused to accept the responsibility. The incident responsible for his ultimate consent was the intervention of a concubine, Onakatsu, afterwards Empress. Under pretext of carrying water for the prince she entered his chamber, and when he turned his back on her entreaty that he would comply with the ministers' desire, she remained standing in the bitter cold of a stormy day of January, until the water, which she had spilled over her arm, became frozen and she fell in a faint. Then the prince yielded. A year later envoys were sent to seek medical assistance in Korea, which was evidently regarded as the home of the healing science as well as of many other arts borrowed from China. A physician arrived from Sinra, and Inkyo's malady was cured.
Inkyo was the younger brother of his predecessor, Hansho, just as Hansho had been of Richu. There was no formal nomination of Inkyo as Prince Imperial, so for the first time, the scepter was found without any legal heir or any son of the deceased ruler to take it. In this situation, the ministers held a meeting and agreed to offer the throne to Inkyo, who was the elder of the two surviving sons of Nintoku. Inkyo was suffering from a disease considered incurable, and doubting his own ability, he consistently refused to accept the responsibility. The turning point that led to his eventual agreement was the intervention of a concubine, Onakatsu, who later became Empress. Under the pretext of fetching water for the prince, she entered his room, and when he ignored her pleas to comply with the ministers' wishes, she stood in the bitter cold of a stormy January day until the water she spilled over her arm froze and she collapsed. Finally, the prince agreed. A year later, envoys were sent to seek medical help in Korea, which was seen as the home of healing sciences and many other arts borrowed from China. A physician arrived from Sinra, and Inkyo's illness was cured.
In this reign took place a celebrated incident, already referred to, when the lineage of the nobles was corrected by recourse to the ordeal of boiling water. But a much larger space in the annals is occupied with the story of an affair, important only as illustrating the manners and customs of the time. From an early period it had been usual that Japanese ladies on festive occasions should go through the graceful performance of "woven paces and waving hands," which constituted dancing, and, in the era now occupying our attention, there prevailed in the highest circles a custom that the danseuse should offer a maiden to the most honoured among the guests. One winter's day, at the opening of a new palace, the Empress Onakatsu danced to the music of the Emperor's lute. Onakatsu had a younger sister, Oto, of extraordinary beauty, and the Emperor, fain to possess the girl but fearful of offending the Empress, had planned this dance so that Onakatsu, in compliance with the recognized usage, might be constrained to place her sister at his disposal. It fell out as Inkyo wished, but there then ensued a chapter of incidents in which the dignity of the Crown fared ill. Again and again the beautiful Oto refused to obey her sovereign's summons, and when at length, by an unworthy ruse, she was induced to repair to the palace, it was found impossible to make her an inmate of it in defiance of the Empress' jealousy. She had to be housed elsewhere, and still the Imperial lover was baffled, for he dared not brave the elder sister's resentment by visiting the younger. Finally he took advantage of the Empress' confinement to pay the long-deferred visit, but, on learning of the event, the outraged wife set fire to the parturition house and attempted to commit suicide. "Many years have passed," she is recorded to have said to the Emperor, "since I first bound up my hair and became thy companion in the inner palace. It is too cruel of thee, O Emperor! Wherefore just on this night when I am in childbirth and hanging between life and death, must thou go to Fujiwara?" Inkyo had the grace to be "greatly shocked" and to "soothe the mind of the Empress with explanations," but he did not mend his infidelity. At Oto's request he built a residence for her at Chinu in the neighbouring province of Kawachi, and thereafter the compilers of the Chronicles, with fine irony, confine their record of three consecutive years' events to a repetition of the single phrase, "the Emperor made a progress to Chinu."
In this reign, there was a famous incident already mentioned, where the nobles’ lineage was verified through the ordeal of boiling water. However, a much larger part of the history is taken up by a story that mainly illustrates the customs and habits of the time. Traditionally, Japanese women would perform a graceful dance called “woven paces and waving hands” during festive occasions. During the era we are discussing, it became customary in high society for the dancer to offer a young woman to the most honored guest. One winter day, at the opening of a new palace, Empress Onakatsu danced to the music of the Emperor's lute. Onakatsu had a younger sister, Oto, who was exceptionally beautiful. The Emperor wanted to have Oto but was afraid of upseting the Empress, so he arranged the dance, hoping Onakatsu would have to offer her sister to him, following the custom. Things went as the Emperor wished, but this led to a series of events that severely harmed the dignity of the Crown. Beautiful Oto repeatedly refused the Emperor’s requests, and eventually, when she was tricked into coming to the palace, it turned out it was impossible to keep her there without provoking the Empress's jealousy. She had to be accommodated elsewhere, but the Emperor was still thwarted, as he didn’t dare visit the younger sister out of fear of angering the elder. Finally, he took advantage of the Empress' confinement to make the long-postponed visit, but when she found out, the outraged wife set fire to the childbirth house and tried to take her own life. “Many years have passed,” she reportedly told the Emperor, “since I first styled my hair for you and became your companion in the inner palace. It is so cruel of you, O Emperor! Why, on this night when I am giving birth and between life and death, must you go to Fujiwara?” The Emperor, acknowledging the gravity of the situation, expressed that he was "greatly shocked" and tried to "soothe the Empress' mind with explanations," but he did not stop his infidelity. At Oto's request, he built her a house at Chinu in the nearby Kawachi province, and afterward, the chroniclers ironically noted three consecutive years of events simply as, "the Emperor made a progress to Chinu."
It is not, perhaps, extravagant to surmise that the publicity attending this sovereign's amours and the atmosphere of loose morality thus created were in part responsible for a crime committed by his elder son, the Crown Prince Karu. Marriage between children of the same father had always been permitted in Japan provided the mother was different, but marriage between children of the same mother was incest. Prince Karu was guilty of this offence with his sister, Oiratsume, and so severely did the nation judge him that he was driven into exile and finally obliged to commit suicide. With such records is the reign of Inkyo associated. It is perplexing that the posthumous name chosen for him by historians should signify "sincerely courteous." Incidentally, four facts present themselves—that men wore wristbands and garters to which grelots were attached; that a high value was set on pearls; that metal was used for the construction of great men's gates, and that the first earthquake is said to have been experienced in A.D. 416.
It’s not unreasonable to assume that the publicity surrounding this ruler's affairs and the environment of moral looseness that followed were partly responsible for a crime committed by his older son, Crown Prince Karu. In Japan, marriages between siblings sharing the same father were allowed as long as the mother was different, but marriage between siblings sharing the same mother was considered incest. Prince Karu committed this offense with his sister, Oiratsume, and the nation judged him so harshly that he was exiled and ultimately forced to take his own life. Such events mark the reign of Inkyo. It’s puzzling that historians chose a posthumous name for him that means "sincerely courteous." Additionally, four facts stand out: men wore wristbands and garters with bells attached; pearls were highly valued; metal was used to build the gates of the wealthy; and it is said that the first earthquake occurred in A.D. 416.
ANKO
The records of this sovereign's reign make a discreditable page of Japanese history. Anko, having ascended the throne after an armed contest with his elder brother, which ended in the latter's suicide, desired to arrange a marriage between his younger brother, Ohatsuse, and a sister of his uncle, Okusaka. He despatched Ne no Omi, a trusted envoy, to confer with the latter, who gladly consented, and, in token of approval, handed to Ne no Omi a richly jewelled coronet for conveyance to the Emperor. But Ne no Omi, covetous of the gems, secreted the coronet, and told the Emperor that Okusaka had rejected the proposal with scorn. Anko took no steps to investigate the truth of this statement. It has been already seen that such investigations were not customary in those days. Soldiers were at once sent to slaughter Okusaka; his wife, Nakashi, was taken to be the Emperor's consort, and his sister, Hatahi, was married to Prince Ohatsuse.
The accounts of this ruler's reign reflect a shameful chapter in Japanese history. Anko took the throne after a violent dispute with his older brother, which ended in his brother's suicide. He wanted to arrange a marriage between his younger brother, Ohatsuse, and a sister of his uncle, Okusaka. He sent Ne no Omi, a trusted messenger, to speak to Okusaka, who happily agreed and, as a sign of approval, gave Ne no Omi a beautifully jeweled coronet to take to the Emperor. However, Ne no Omi, tempted by the jewels, hid the coronet and told the Emperor that Okusaka had disdainfully rejected the proposal. Anko didn’t bother to check the truth of this claim. It’s already been noted that such inquiries were not common in those times. Soldiers were immediately dispatched to kill Okusaka; his wife, Nakashi, was taken as the Emperor's consort, and his sister, Hatahi, was married to Prince Ohatsuse.
Now, at the time of his death, Okusaka had a son, Mayuwa, seven years old. One day, the Emperor, having drunk heavily, confessed to the Empress, Nakashi, that he entertained some apprehension lest this boy might one day seek to avenge his father's execution. The child overheard this remark, and creeping to the side of his step-father, who lay asleep with his head in Nakashi's lap, killed him with his own sword. Such is the tale narrated in the Chronicles and the Records. But its incredible features are salient. A deed of the kind would never have been conceived or committed by a child, and the Empress must have been a conniving party.
Now, at the time of his death, Okusaka had a seven-year-old son named Mayuwa. One day, after drinking quite a bit, the Emperor admitted to the Empress, Nakashi, that he was worried this boy might try to get revenge for his father's execution one day. The child overheard this conversation and, sneaking up to where his step-father lay asleep with his head in Nakashi's lap, took his own sword and killed him. This is the story told in the Chronicles and the Records. But its unbelievable details stand out. A child would never have thought of or done something like that, and the Empress must have been involved.
To what quarter, then, is the instigation to be traced? An answer seems to be furnished by the conduct of Prince Ohatsuse. Between this prince and the throne five lives intervened; those of the Emperor Anko, of the latter's two brothers, Yatsuri no Shiro and Sakai no Kuro, both older than Ohatsuse, and of two sons of the late Emperor Richu, Ichinobe no Oshiwa and Mima. Every one of these was removed from the scene in the space of a few days. Immediately after Anko's assassination, Ohatsuse, simulating suspicion of his two elder brothers, killed the o-omi, who refused to give them up. Ohatsuse then turned his attention to his grand-uncles, the two sons of Richu. He sent a military force to destroy one of them without any pretence of cause; the other he invited to a hunting expedition and treacherously shot. If Ohatsuse did not contrive the murder of Anko, as he contrived the deaths of all others standing between himself and the throne, a great injustice has been done to his memory.
To what source, then, can the encouragement for this be traced? An answer appears to lie in the actions of Prince Ohatsuse. There were five lives between this prince and the throne: Emperor Anko, his two older brothers, Yatsuri no Shiro and Sakai no Kuro, and two sons of the late Emperor Richu, Ichinobe no Oshiwa and Mima. Each of these individuals was removed from the scene within just a few days. Right after Anko's assassination, Ohatsuse, pretending to be suspicious of his two older brothers, killed the o-omi who refused to hand them over. Ohatsuse then focused on his grand-uncles, the two sons of Richu. He sent a military force to eliminate one of them without any pretense of justification; the other he invited on a hunting trip and treacherously shot. If Ohatsuse did not orchestrate Anko's murder, as he did with the deaths of all others who stood between him and the throne, then a grave injustice has been committed against his memory.
LOYALTY
These shocking incidents are not without a relieving feature. They furnished opportunities for the display of fine devotion. When Prince Okusaka died for a crime of which he was wholly innocent, two of his retainers, Naniwa no Hikaga, father and son, committed suicide in vindication of his memory. When Prince Sakai no Kuro and Mayuwa took refuge in the house of the o-omi Tsubura, the latter deliberately chose death rather than surrender the fugitives. When Prince Kuro perished, Nie-no-Sukune took the corpse in his arms and was burned with it. When Prince Ichinobe no Oshiwa fell under the treacherous arrow of Prince Ohatsuse, one of the former's servants embraced the dead body and fell into such a paroxysm of grief that Ohatsuse ordered him to be despatched. And during this reign of Yuryaku, when Lord Otomo was killed in a fatal engagement with the Sinra troops, his henchman, Tsumaro, crying, "My master has fallen; what avails that I alone should remain unhurt?" threw himself into the ranks of the enemy and perished. Loyalty to the death characterized the Japanese in every age.
These shocking incidents aren’t without a silver lining. They provided chances to show incredible devotion. When Prince Okusaka died for a crime he didn’t commit, two of his retainers, Naniwa no Hikaga, father and son, took their own lives to honor his memory. When Prince Sakai no Kuro and Mayuwa sought refuge in the home of the o-omi Tsubura, he chose death over betraying them. When Prince Kuro died, Nie-no-Sukune held his body and was burned with him. When Prince Ichinobe no Oshiwa was struck down by the treacherous arrow of Prince Ohatsuse, one of Ichinobe's servants hugged the dead body and was overcome with grief, leading Ohatsuse to order his execution. And during the reign of Yuryaku, when Lord Otomo was killed in a deadly clash with the Sinra troops, his henchman, Tsumaro, cried out, "My master has fallen; what’s the point of me surviving?" and threw himself into the enemy ranks, meeting his end. Loyalty until death has defined the Japanese throughout the ages.
YURYAKU
This sovereign was the Ohatsuse of whose unscrupulous ambition so much has just been heard. Some historians have described him as an austere man, but few readers of his annals will be disposed to endorse such a lenient verdict. He ordered that a girl, whose only fault was misplaced affection, should have her four limbs stretched on a tree and be roasted to death; he slew one of his stewards at a hunt, because the man did not understand how to cut up the meat of an animal; he removed a high official—Tasa, omi of Kibi—to a distant post in order to possess himself of the man's wife (Waka), and he arbitrarily and capriciously killed so many men and women that the people called him the "Emperor of great wickedness." One act of justice stands to his credit. The slanderer, Ne no Omi, who for the sake of a jewelled coronet had caused the death of Prince Okusaka, as related above, had the temerity to wear the coronet, sixteen years subsequently, when he presided at a banquet given in honour of envoys from China; and the beauty of the bauble having thus been noised abroad, Ne no Omi was required to show it at the palace. It was immediately recognized by the Empress, sister of the ill-starred prince, and Ne no Omi, having confessed his crime, was put to death, all the members of his uji being reduced to the rank of serfs. One moiety of them was formed into a hereditary corporation which was organized under the name of Okusakabe, in memory of Prince Okusaka.
This ruler was the Ohatsuse, known for his ruthless ambition that we've just discussed. Some historians have called him a stern man, but few readers of his history would agree with such a mild assessment. He ordered a girl, whose only mistake was unrequited love, to have her limbs stretched on a tree and be roasted alive; he killed one of his stewards during a hunt because the man didn’t know how to butcher an animal; he exiled a high official—Tasa, the omi of Kibi—to a remote position so he could take the man's wife (Waka); and he arbitrarily and whimsically murdered so many men and women that people named him the "Emperor of Great Wickedness." One act of justice is credited to him. The slanderer, Ne no Omi, who, for a jeweled crown, had caused the death of Prince Okusaka—as mentioned earlier—had the audacity to wear the crown sixteen years later while hosting a banquet for envoys from China; and the beauty of the crown had become well-known. Ne no Omi was summoned to the palace to display it. The Empress, sister of the unfortunate prince, immediately recognized it, and Ne no Omi, after confessing his crime, was executed, with all the members of his clan reduced to the status of serfs. Half of them were formed into a hereditary organization named Okusakabe, in memory of Prince Okusaka.
ARTS AND CRAFTS
The reign of Yuryaku is partially saved from the reproach of selfish despotism by the encouragement given to the arts and crafts. It has already been related that the members of the Hata-uji, which had been constituted originally with artisans from China, gradually became dispersed throughout the provinces and were suffering some hardships when Yuryaku issued orders for their reassembly and reorganization. Subsequently the sovereign gave much encouragement to sericulture, and, inspired doubtless by the legend of the Sun goddess, inaugurated a custom which thereafter prevailed in Japan through all ages, the cultivation of silkworms by the Empress herself. At a later date, learning from a Korean handicraftsman (tebito)—whose name has been handed down as Kwan-in Chiri—that Korea abounded in experts of superior skill, Yuryaku commissioned this man to carry to the King of Kudara (Paikche) an autograph letter asking for the services of several of these experts. This request was complied with, and the newcomers were assigned dwellings at the village of Tsuno in Yamato;* but as the place proved unhealthy, they were afterwards distributed among several localities.
The reign of Yuryaku is somewhat redeemed from the criticism of being a selfish dictator because of the support given to arts and crafts. It has already been noted that the members of the Hata-uji, originally formed from artisans from China, had scattered across the provinces and were facing hardships when Yuryaku ordered them to come back together and reorganize. After that, the emperor strongly promoted sericulture, and likely inspired by the legend of the Sun goddess, he established a tradition that continued in Japan through the ages, where the Empress herself would cultivate silkworms. Later, learning from a skilled Korean craftsman (tebito)—whose name was recorded as Kwan-in Chiri—that Korea had many experts of higher skill, Yuryaku tasked him with delivering an autograph letter to the King of Kudara (Paikche) requesting the help of several of these experts. This request was fulfilled, and the newcomers were settled in the village of Tsuno in Yamato; however, since the area proved to be unhealthy, they were later spread out across different locations.
*There were potters, saddlers, brocade-weavers, and interpreters.
*There were potters, saddle makers, fabric weavers, and translators.*
It is also recorded that, about this time, there came from China a man called An Kiko, a descendant of one of the Wu sovereigns. He settled in Japan, and his son, Ryu afterwards—named Shinki—is reputed to have been the first exponent of Chinese pictorial art in Japan. In the year A.D. 470, there was another arrival of artisans, this time from Wu (China), including weavers and clothiers. They landed in the province of Settsu, and to commemorate their coming a road called the "Kure-saka" (Wu acclivity) was constructed from that port to the Shihatsu highway. The descendants of these immigrants were organized into two hereditary corporations (be) of silk-clothiers, the Asuka no Kinu-nui-be and the Ise no Kinu-nui-be. Two years later (472), orders were issued for the cultivation of mulberry trees in all suitable provinces, and at the same time the previously reassembled members of the Hata-uji were once more distributed to various localities with the object of widening their sphere of instruction.
It is also recorded that around this time, a man named An Kiko came from China, a descendant of one of the Wu rulers. He settled in Japan, and his son, Ryu, later known as Shinki, is considered to be the first person to introduce Chinese pictorial art to Japan. In the year A.D. 470, another group of artisans arrived, this time from Wu (China), including weavers and clothiers. They landed in the province of Settsu, and to commemorate their arrival, a road called the "Kure-saka" (Wu slope) was built from that port to the Shihatsu highway. The descendants of these immigrants were organized into two hereditary corporations (be) of silk clothiers, the Asuka no Kinu-nui-be and the Ise no Kinu-nui-be. Two years later (472), orders were given for the cultivation of mulberry trees in all suitable provinces, and at the same time, the previously assembled members of the Hata-uji were once again distributed to various locations to expand their teaching.
In the year 473 a very interesting event is recorded. The muraji of the Hanishi was ordered to furnish craftsmen to manufacture "pure utensils" for serving viands daily in the palace. These Hanishi are first spoken of as having been employed at the suggestion of Nomi-no-Sukune, in the days of the Emperor Suinin (A.D. 3), to make clay substitutes for the human beings thitherto inhumed at the sepulchres of notables. In response to this order the muraji summoned his own tami-be (private hereditary corporation) then located at seven villages in the provinces of Settsu, Yamashiro, Ise, Tamba, Tajima, and Inaba. They were organized into the Nie no Hanishibe, or hereditary corporation of potters of table-utensils. Ceramists had previously come from Kudara (Paikche), and there can be no doubt that some progress was made in the art from the fifth century onwards. But there does not appear to be sufficient ground for a conclusion formed by some historians that the "pure utensils" mentioned above were of glazed pottery. The art of applying glaze to ceramic manufactures was not discovered until a much later period.
In the year 473, a very interesting event was recorded. The muraji of the Hanishi was instructed to provide craftsmen to create "pure utensils" for serving food daily in the palace. The Hanishi are first mentioned as having been employed at the suggestion of Nomi-no-Sukune during the reign of Emperor Suinin (A.D. 3) to make clay substitutes for the human beings that had previously been buried at the graves of notable individuals. In response to this order, the muraji called upon his own tami-be (private hereditary corporation), which was then located in seven villages across the provinces of Settsu, Yamashiro, Ise, Tamba, Tajima, and Inaba. They were organized into the Nie no Hanishibe, or hereditary corporation of potters for table utensils. Previous ceramists had come from Kudara (Baekje), and it’s clear that some progress was made in the art from the fifth century onward. However, there doesn't seem to be enough evidence to support the conclusion drawn by some historians that the "pure utensils" mentioned were made of glazed pottery. The technique of applying glaze to ceramics wasn't discovered until much later.
RELATIONS WITH KOREA
When Yuryaku ascended the throne, Japan still enjoyed her original friendship with Paikche (Kudara), whence ladies-in-waiting were sent periodically to the Yamato Court. She also retained her military post at Mimana (Imna) and kept a governor there, but her relations with Shiragi (Sinra) were somewhat strained, owing to harsh treatment of the latter's special envoys who had come to convey their sovereign's condolences on the death of the Emperor Inkyo (453). From the time of Yuryaku's accession, Shiragi ceased altogether to send the usual gifts to the Emperor of Japan. In the year 463, Yuryaku, desiring to possess himself of the wife of a high official, Tasa, sent him to be governor of Mimana, and in his absence debauched the lady. Tasa, learning how he had been dishonoured, raised the standard of revolt and sought aid of the Shiragi people. Then Yuryaku, with characteristic refinement of cruelty, ordered Tasa's son, Oto, to lead a force against his father. Oto seemingly complied, but, on reaching the peninsula, opened communication with his father, and it was agreed that while Tasa should hold Imna, breaking off all relations with Japan, Oto should adopt a similar course with regard to Paikche. This plot was frustrated by Oto's wife, Kusu, a woman too patriotic to connive at treason in any circumstances. She killed her husband, and the Court of Yamato was informed of these events.
When Yuryaku took the throne, Japan still enjoyed its original friendship with Paikche (Kudara), which meant that ladies-in-waiting were sent regularly to the Yamato Court. Japan also maintained its military presence at Mimana (Imna) and had a governor there, but relations with Shiragi (Sinra) were a bit tense due to the mistreatment of Shiragi's special envoys who had come to express condolences for the death of Emperor Inkyo (453). After Yuryaku's accession, Shiragi stopped sending the usual gifts to the Emperor of Japan. In 463, Yuryaku, wanting to take the wife of a high official named Tasa, made him the governor of Mimana, and during his absence, he seduced the lady. When Tasa found out he had been dishonored, he raised a revolt and sought help from the Shiragi people. Yuryaku, showing a cruel finesse, ordered Tasa's son, Oto, to lead a force against his father. Oto seemed to comply, but once he reached the peninsula, he secretly contacted his father, and they agreed that while Tasa would hold Imna and cut off all ties with Japan, Oto would do the same with Paikche. This plan was thwarted by Oto's wife, Kusu, a woman who was too patriotic to be part of any betrayal. She killed her husband, and the Court of Yamato was informed of these events.
From that time, however, Japan's hold upon the peninsula was shaken. Yuryaku sent four expeditions thither, but they accomplished nothing permanent. The power of Koma in the north increased steadily, and it had the support of China. Yuryaku's attempts to establish close relations with the latter—the Sung were then on the throne—seem to have been inspired by a desire to isolate Korea. He failed, and ultimately Kudara was overrun by Koma, as will be seen by and by. It is scarcely too much to say that Japan lost her paramount status in Korea because of Yuryaku's illicit passion for the wife of one of his subjects.
From that time on, Japan's grip on the peninsula was weakened. Yuryaku launched four expeditions there, but they achieved nothing lasting. The power of Koma in the north grew steadily, and it had the backing of China. Yuryaku's attempts to build close ties with China—the Sung were in power at the time—seem to have been driven by a desire to isolate Korea. He failed, and eventually, Kudara was taken over by Koma, as will be explained later. It's not an exaggeration to say that Japan lost its dominant position in Korea because of Yuryaku's inappropriate infatuation with the wife of one of his subjects.
CHRONOLOGY
The first absolute agreement between the dates given in Japanese history and those given in Korean occurs in this reign, namely, the year A.D. 475. The severest critics therefore consent to admit the trustworthiness of the Japanese annals from the third quarter of the fifth century.
The first complete agreement between the dates recorded in Japanese history and those noted in Korean history happens during this reign, specifically in A.D. 475. Even the harshest critics therefore agree to recognize the reliability of the Japanese records from the latter part of the fifth century.
TREASURIES
In the record of Richu's reign, brief mention has been made of the establishment of a Government treasury. In early days, when religious rites and administrative functions were not differentiated, articles needed for both purposes were kept in the same store, under the charge of the Imibe-uji. But as the Court grew richer, owing to receipt of domestic taxes and foreign "tribute," the necessity of establishing separate treasuries, was felt and a "domestic store" (Uchi-kura) was formed during Richu's reign, the Koreans, Achi and Wani, being appointed to keep the accounts. In Yuryaku's time a third treasury had to be added, owing to greatly increased production of textile fabrics and other manufactures. This was called the Okura, a term still applied to the Imperial treasury, and there were thus three stores, Okura, Uchi-kura, and Imi-kura. Soga no Machi was placed in supreme charge of all three, and the power of the Soga family grew proportionately.
In the records of Richu's reign, there’s a brief mention of the establishment of a government treasury. In the early days, when religious ceremonies and administrative tasks weren’t separated, items needed for both were stored together under the supervision of the Imibe-uji. However, as the Court became wealthier from domestic taxes and foreign "tribute," it became necessary to create separate treasuries. During Richu's reign, a "domestic store" (Uchi-kura) was established, with Koreans Achi and Wani appointed to manage the accounts. In Yuryaku's time, a third treasury was added due to a significant increase in the production of textiles and other goods. This was known as the Okura, a term still used for the Imperial treasury, resulting in three stores: Okura, Uchi-kura, and Imi-kura. Soga no Machi was put in charge of all three, and the power of the Soga family grew accordingly.
MANNERS AND CUSTOMS
It is observable that at this epoch the sovereigns of Japan had not yet begun to affect the sacred seclusion which, in later ages, became characteristic of them. It is true that, after ascending the throne, they no longer led their troops in war, though they did so as Imperial princes. But in other respects they lived the lives of ordinary men—joining in the chase, taking part in banquets, and mixing freely with the people. As illustrating this last fact a strange incident may be cited. One day the Emperor Yuryaku visited the place where some carpenters were at work and observed that one of them, Mane, in shaping timber with an axe, used a stone for ruler but never touched it with the axe. "Dost thou never make a mistake and strike the stone?" asked the monarch. "I never make a mistake," replied the carpenter. Then, to disturb the man's sang-froid, Yuryaku caused the ladies-in-waiting (uneme) to dance, wearing only waist-cloths. Mane watched the spectacle for a while, and on resuming his work, his accuracy of aim was momentarily at fault. The Emperor rebuked him for having made an unwarranted boast and handed him over to the monono-be for execution. After the unfortunate man had been led away, one of his comrades chanted an impromptu couplet lamenting his fate, whereat the Emperor, relenting, bade a messenger gallop off on "a black horse of Kai" to stay the execution. The mandate of mercy arrived just in time, and when Mane's bonds were loosed, he, too, improvised a verse:
It’s noticeable that during this time, the rulers of Japan hadn’t yet started to embrace the sacred isolation that later became typical for them. It’s true that after taking the throne, they no longer led their troops into battle, although they did so as Imperial princes. However, in other ways, they lived like regular people—hunting, attending banquets, and interacting freely with the public. A peculiar incident illustrates this point. One day, Emperor Yuryaku visited a site where carpenters were working and noticed that one of them, Mane, was shaping timber with an axe and using a stone as a ruler but never striking it with the axe. "Don’t you ever make a mistake and hit the stone?" the emperor asked. "I never make a mistake," the carpenter replied. To unsettle him, Yuryaku had the ladies-in-waiting (uneme) dance, wearing only waist-cloths. Mane watched the performance for a bit, and when he went back to work, his aim was briefly off. The emperor chastised him for making an unjustified claim and turned him over to the monono-be for execution. After the unfortunate man was taken away, one of his friends recited a spontaneous couplet mourning his fate, which led the emperor to soften his heart and send a messenger riding off on "a black horse of Kai" to stop the execution. The message of mercy arrived just in time, and when Mane’s bonds were released, he, too, composed a verse:
"Black as the night
"Was the horse of Kai.
"Had they waited to
"Saddle him, my life were lost
"O, horse of Kai!"
"Black as the night
"Was Kai's horse.
"If they had waited to
"Saddle him, my life would be lost
"Oh, horse of Kai!"
The whole incident is full of instruction. A sovereign concerning himself about trivialities as petty as this pretext on which he sends a man to death; the shameful indignity put upon the ladies-in-waiting to minister to a momentary whim; the composition of poetry by common carpenters, and the ride for life on a horse which there is not time to saddle. It is an instructive picture of the ways of Yuryaku's Court.
The entire incident is quite educational. A ruler worrying about insignificant details like this excuse to send someone to their death; the embarrassing shame placed on the maids to cater to a fleeting impulse; ordinary carpenters composing poetry, and the frantic escape on a horse without enough time to saddle it. It paints a revealing picture of how things worked at Yuryaku's Court.
In truth, this couplet-composing proclivity is one of the strangest features of the Yamato race as portrayed in the pages of the Records and the Chronicles. From the time when the fierce Kami, Susanoo, put his thoughts into verse as he sought for a place to celebrate his marriage, great crises and little crises in the careers of men and women respectively inspire couplets. We find an Emperor addressing an ode to a dragon-fly which avenges him on a gad-fly; we find a prince reciting impromptu stanzas while he lays siege to the place whither his brother has fled for refuge; we find a heartbroken lady singing a verselet as for the last time she ties the garters of her lord going to his death, and we find a sovereign corresponding in verse with his consort whose consent to his own dishonour he seeks to win.
In reality, this habit of composing couplets is one of the oddest traits of the Yamato people as shown in the Records and the Chronicles. Ever since the fierce deity, Susanoo, expressed his feelings in verse while looking for a place to celebrate his wedding, significant events and minor troubles in the lives of both men and women have inspired couplets. We see an Emperor writing a poem to a dragonfly that avenges him against a gadfly; a prince improvising lines while he lays siege to the location where his brother has taken refuge; a grieving woman singing a few lines as she ties the garters of her lord going off to his death for the last time; and a ruler exchanging verses with his consort, trying to gain her approval for his own disgrace.
Yet in the lives of all these men and women of old, there are not many other traces of corresponding refinement or romance. We are constrained to conjecture that many of the verses quoted in the Records and the Chronicles were fitted in after ages to the events they commemorate. Another striking feature in the lives of these early sovereigns is that while on the one hand their residences are spoken of as muro, a term generally applied to dwellings partially underground, on the other, we find more than one reference to high towers. Thus Yuryaku is shown as "ordering commissioners to erect a lofty pavilion in which he assumes the Imperial dignity," and the Emperor Nintoku is represented as "ascending a lofty tower and looking far and wide" on the occasion of his celebrated sympathy with the people's poverty.
Yet in the lives of all these men and women from the past, there aren't many signs of similar sophistication or romance. We can only guess that many of the verses found in the Records and the Chronicles were added in later times to fit the events they describe. Another notable aspect of these early rulers' lives is that while their homes are referred to as muro, a term typically used for dwellings that are partially underground, we also see multiple references to tall towers. For example, Yuryaku is depicted as "ordering officials to build a tall pavilion where he takes on the Imperial title," and Emperor Nintoku is shown "climbing a high tower and looking far and wide" during his famous display of compassion for the people's poverty.
ENGRAVING: ANCIENT ACROBATIC PERFORMANCE
ENGRAVING: DAIRISAMA (KINO) AND OKUSAMA (QUEEN) OF THE FEAST OF THE DOLLS
CHAPTER XIII
THE PROTOHISTORIC SOVEREIGNS (Continued)
THE PROTOHISTORIC RULERS (Continued)
The 22nd Sovereign, Seinei A.D. 480-484
The 22nd Sovereign, Seinei A.D. 480-484
" 23rd " Kenso " 485-487
" 23rd " Kenso " 485-487
" 24th " Ninken " 488-498
" 24th " Ninken " 488-498
" 25th " Muretsu " 499-506
" 25th " Muretsu " 499-506
" 26th " Keitai " 507-531
" 26th " Keitai " 507-531
" 27th " Ankan " 534-535
" 27th " Ankan " 534-535
" 28th " Senkwa " 536-539
" 28th " Senkwa " 536-539
DISPUTE ABOUT THE SUCCESSION
THE Emperor Yuryaku's evil act in robbing Tasa of his wife, Waka, entailed serious consequences. He selected to succeed to the throne his son Seinei, by Princess Kara, who belonged to the Katsuragi branch of the great Takenouchi family. But Princess Waka conspired to secure the dignity for the younger of her own two sons, Iwaki and Hoshikawa, who were both older than Seinei. She urged Hoshikawa to assert his claim by seizing the Imperial treasury, and she herself with Prince Iwaki and others accompanied him thither. They underestimated the power of the Katsuragi family. Siege was laid to the treasury and all its inmates were burned, with the exception of one minor official to whom mercy was extended and who, in token of gratitude, presented twenty-five acres of rice-land to the o-muraji, Lord Otomo, commander of the investing force.
THE Emperor Yuryaku's wicked act of stealing Tasa's wife, Waka, had significant consequences. He chose his son Seinei, by Princess Kara from the Katsuragi branch of the prominent Takenouchi family, to inherit the throne. However, Princess Waka plotted to elevate her younger son, Iwaki or Hoshikawa, who were both older than Seinei. She encouraged Hoshikawa to claim his rights by taking the Imperial treasury, and she, along with Prince Iwaki and others, accompanied him. They didn't realize the strength of the Katsuragi family. They laid siege to the treasury, burning everyone inside except for one minor official who was spared and, in appreciation, granted twenty-five acres of rice land to Lord Otomo, the commander of the besieging force.
THE FUGITIVE PRINCES
The Emperor Seinei had no offspring, and for a time it seemed that the succession in the direct line would be interrupted. For this lack of heirs the responsibility ultimately rested with Yuryaku. In his fierce ambition to sweep away every obstacle, actual or potential, that barred his ascent to the throne, he inveigled Prince Oshiwa, eldest son of the Emperor Richu, to accompany him on a hunting expedition, and slew him mercilessly on the moor of Kaya. Oshiwa had two sons, Oke and Woke, mere children at the time of their father's murder. They fled, under the care of Omi, a muraji, who, with his son, Adahiko, secreted them in the remote province of Inaba. Omi ultimately committed suicide in order to avoid the risk of capture and interrogation under torture, and the two little princes, still accompanied by Adahiko, calling themselves "the urchins of Tamba," became menials in the service of the obito of the Shijimi granaries in the province of Harima.
The Emperor Seinei had no children, and for a while, it looked like the royal line would be broken. The responsibility for this lack of heirs ultimately fell on Yuryaku. Driven by his intense ambition to eliminate any obstacle that stood in his way to the throne, he lured Prince Oshiwa, the eldest son of Emperor Richu, to go on a hunting trip and killed him ruthlessly on the moor of Kaya. Oshiwa had two sons, Oke and Woke, who were just kids when their father was murdered. They escaped with the help of Omi, a muraji, who, along with his son, Adahiko, hid them in the far-off province of Inaba. Omi eventually took his own life to avoid being captured and tortured, and the two young princes, still with Adahiko, called themselves "the urchins of Tamba" and became servants for the obito of the Shijimi granaries in Harima province.
Twenty-four years had been passed in that seclusion when it chanced that Odate, governor of the province, visited the obito on an occasion when the latter was holding a revel to celebrate the building of a new house, it fell to the lot of the two princes to act as torch-bearers, the lowest role that could be assigned to them, and the younger counselled his brother that the time had come to declare themselves, for death was preferable to such a life. Tradition says that, being invited to dance "when the night had become profound, when the revel was at its height and when every one else had danced in turn," the Prince Woke, accompanying his movements with verses extemporized for the occasion, danced so gracefully that the governor twice asked him to continue, and at length he announced the rank and lineage of his brother and himself. The governor, astonished, "made repeated obeisance to the youths, built a palace for their temporary accommodation, and going up to the capital, disclosed the whole affair to the Emperor, who expressed profound satisfaction."
Twenty-four years had passed in that isolation when Odate, the governor of the province, happened to visit the obito during a celebration for the completion of a new house. It fell to the two princes to carry torches, the lowest task they could be assigned, and the younger prince advised his brother that it was time to reveal their identities, as death was better than living like this. According to tradition, when invited to dance "as the night deepened, at the height of the celebration, and after everyone else had taken their turn," Prince Woke danced so elegantly, accompanied by verses he improvised for the moment, that the governor asked him to continue twice. Eventually, he announced the rank and lineage of himself and his brother. The governor, astonished, "bowed repeatedly to the youths, constructed a palace for their temporary stay, and returned to the capital to inform the Emperor, who expressed great satisfaction."
Oke, the elder of the two, was made Prince Imperial, and should have ascended the throne on the death of Seinei, a few months later. Arguing, however, that to his younger brother, Woke it was entirely due that they had emerged from a state of abject misery, Oke announced his determination to cede the honour to Woke, who, in turn, declined to take precedence of his elder brother. This dispute of mutual deference continued for a whole year, during a part of which time the administration was carried on by Princess Awo, elder sister of Woke. At length the latter yielded and assumed the sceptre. His first care was to collect the bones of his father, Prince Oshiwa, who had been murdered and buried unceremoniously on the moor of Kaya in Omi province. It was long before the place of interment could be discovered, but at length an old woman served as guide, and the bones of the prince were found mingled in inextricable confusion with those of his loyal vassal, Nakachiko, who had shared his fate.
Oke, the older of the two, was made Prince Imperial and was set to take the throne after Seinei died a few months later. However, arguing that his younger brother, Woke, was the reason they had come out of a state of deep misery, Oke decided to pass the honor to Woke, who, in turn, refused to take precedence over his older brother. This respectful disagreement went on for a whole year, during which time the administration was led by Princess Awo, the older sister of Woke. Eventually, Woke relented and took the throne. His first priority was to gather the remains of his father, Prince Oshiwa, who had been murdered and buried without ceremony on the moor of Kaya in Omi province. It took a long time to locate the burial site, but eventually, an old woman guided them, and they found the prince's bones mixed up with those of his loyal vassal, Nakachiko, who had met the same fate.
The ethics of that remote age are illustrated vividly in this page of the record. A double sepulchre was erected in memory of the murdered prince and his faithful follower and the old woman who had pointed out the place of their unhonoured grave was given a house in the vicinity of the palace, a rope with a bell attached being stretched between the two residences to serve as a support for her infirm feet and as a means of announcing her coming when she visited the palace. But the same benevolent sovereign who directed these gracious doings was with difficulty dissuaded from demolishing the tomb and scattering to the winds of heaven the bones of the Emperor Yuryaku, under whose hand Prince Oshiwa had fallen.
The ethics of that distant time are clearly depicted on this page of the record. A double grave was built to honor the murdered prince and his loyal companion, and the elderly woman who had indicated the location of their unmarked grave was given a house near the palace, with a rope and bell set up between the two homes to help her frail legs and to announce her arrival when she visited the palace. However, the same kind ruler who arranged these generous acts was with great difficulty convinced not to demolish the tomb and scatter the remains of Emperor Yuryaku, under whose command Prince Oshiwa had died.
THE VENDETTA
In connexion with this, the introduction of the principle of the vendetta has to be noted. Its first practical application is generally referred to the act of the boy-prince, Mayuwa, who stabbed his father's slayer, the Emperor Anko (A.D. 456). But the details of Anko's fate are involved in some mystery, and it is not until the time (A.D. 486) of Kenso that we find a definite enunciation of the Confucian doctrine, afterwards rigidly obeyed in Japan, "A man should not live under the same heaven with his father's enemy." History alleges that, by his brother's counsels, the Emperor Kenso was induced to abandon his intention of desecrating Yuryaku's tomb, but the condition of the tomb to-day suggests that these counsels were not entirely effective.
In connection with this, we need to acknowledge the introduction of the vendetta principle. Its first real example is typically linked to the act of the young prince, Mayuwa, who killed his father’s murderer, Emperor Anko (A.D. 456). However, the specifics of Anko’s demise are somewhat mysterious, and it’s not until the time of Kenso (A.D. 486) that we encounter a clear statement of the Confucian doctrine, which would later be strictly followed in Japan: “A man should not live under the same heaven as his father’s enemy.” History suggests that, advised by his brother, Emperor Kenso was persuaded to give up his plan to desecrate Yuryaku’s tomb, but the current state of the tomb implies that this advice wasn't fully effective.
BANQUETS
The annals of this epoch refer more than once to banquets at the palace. Towards the close of Seinei's reign we read of "a national drinking-festival which lasted five days," and when Kenso ascended the throne he "went to the park, where he held revel by the winding streams," the high officials in great numbers being his guests. On this latter occasion the ministers are said to have "uttered reiterated cries of 'banzai'"*, which has come into vogue once more in modern times as the equivalent of "hurrah."
The records from this time often mention feasts at the palace. Towards the end of Seinei's reign, we hear about "a national drinking festival that lasted five days," and when Kenso took the throne, he "went to the park, where he celebrated by the winding streams," hosting many high officials as his guests. During this event, the ministers are described as having "repeatedly shouted 'banzai'," which has become popular again today as the equivalent of "hurrah."
*Banzai means literally "ten thousand years," and thus corresponds to viva.
*Banzai literally means "ten thousand years," which makes it similar to viva.
THE EMPEROR NINKEN
The twenty-fourth sovereign, Ninken, was the elder of the two brothers, Oke and Woke, whose escape from the murderous ambition of the Emperor Yuryaku and their ultimate restoration to princely rank have been already described. He succeeded to the throne after the death of his younger brother, and occupied it for ten years of a most uneventful reign. Apart from the fact that tanners were invited from Korea to improve the process followed in Japan, the records contain nothing worthy of attention. One incident, however, deserves to be noted as showing the paramount importance attached in those early days to all the formalities of etiquette. The Empress dowager committed suicide, dreading lest she should be put to death for a breach of politeness committed towards Ninken during the life of his predecessor, Kenso. At a banquet in the palace she had twice neglected to kneel when presenting, first, a knife and, secondly, a cup of wine to Ninken, then Prince Imperial. It has already been related that the Empress Onakatsu, consort of Inkyo, was disposed to inflict the death penalty on a high official who had slighted her unwittingly prior to her husband's accession. There can be no doubt that differences of rank received most rigid recognition in early Japan.
The twenty-fourth ruler, Ninken, was the older brother of Oke and Woke, who escaped from the deadly ambitions of Emperor Yuryaku and were eventually restored to royal status, as previously described. He took the throne after his younger brother's death and ruled for ten years in a very uneventful reign. Apart from inviting tanners from Korea to improve Japanese techniques, the records show nothing of significance. One incident, however, stands out as a reflection of the importance placed on etiquette during that time. The Empress Dowager committed suicide, fearing she would be executed for a breach of politeness towards Ninken during the reign of his predecessor, Kenso. At a banquet in the palace, she had failed to kneel twice—first when offering a knife and then when presenting a cup of wine to Ninken, who was then the Prince Imperial. It has already been mentioned that Empress Onakatsu, the wife of Inkyo, was inclined to impose the death penalty on a high official who had inadvertently offended her before her husband's ascension. There is no doubt that differences in rank were strictly upheld in early Japan.
THE EMPEROR MURETSU
This sovereign was the eldest son of his predecessor, Ninken. According to the Chronicles, his reign opened with a rebellion by the great Heguri family, whose representative, Matori, attempted to usurp the Imperial dignity while his son, Shibi, defiantly wooed and won for himself the object of the Emperor's affections. Matori had been Yuryaku's minister, and his power as well as his family influence were very great, but the military nobles adhered to the sovereign's cause and the Heguri were annihilated. In the Records this event is attributed to the reign of Seinei in a much abbreviated form, but the account given in the Chronicles commands the greater credence. The Chronicles, however, represent Muretsu as a monster of cruelty, the Nero of Japanese history, who plucked out men's nails and made them dig up yams with their mutilated fingers; who pulled out people's hair; who made them ascend trees which were then cut down, and who perpetrated other hideous excesses. Here again the Records, as well as other ancient authorities are absolutely silent, and the story in the Chronicles has attracted keen analyses by modern historiographers. Their almost unanimous conclusion is that the annals of King Multa of Kudara have been confused with those of the Emperor Muretsu. This Korean sovereign, contemporary with Muretsu, committed all kinds of atrocities and was finally deposed by his people. There are evidences that the compilers of the Chronicles drew largely on the pages of Korean writers, and it is not difficult to imagine accidental intermixing such as that suggested by the critics in this case.
This ruler was the eldest son of his predecessor, Ninken. According to the Chronicles, his reign began with a rebellion by the powerful Heguri family. Their representative, Matori, tried to take the Imperial title for himself while his son, Shibi, boldly pursued and won the affections of the Emperor’s love interest. Matori had served as Yuryaku's minister, and he had substantial power and family influence, but the military nobles supported the sovereign’s side, leading to the Heguri’s defeat. In the Records, this event is briefly noted during the reign of Seinei, but the account in the Chronicles is considered more credible. However, the Chronicles depict Muretsu as a brutal figure, likening him to Nero in Japanese history, inflicting horrendous torture like pulling out people's fingernails and forcing them to dig up yams with their damaged fingers, ripping out hair, making them climb trees that were then cut down, and other despicable acts. Here, the Records and other ancient sources are completely silent, and the story in the Chronicles has been critically examined by modern historians. Almost all agree that the accounts of King Multa of Kudara have been confused with those of Emperor Muretsu. This Korean ruler, who lived around the same time as Muretsu, committed various atrocities and was eventually overthrown by his own people. There is evidence that the compilers of the Chronicles heavily referenced Korean writings, making it easy to see how such mix-ups, as noted by critics, could occur.
KEITAI
The death of the Emperor Muretsu left the throne without any successor in the direct line of descent, and for the first time since the foundation of the Empire, it became necessary for the great officials to make a selection among the scions of the remote Imperial families. Their choice fell primarily on the representative of the fifth generation of the Emperor Chuai's descendants. But as their method of announcing their decision was to despatch a strong force of armed troops to the provincial residence of the chosen man, he naturally misinterpreted the demonstration and sought safety in flight. Then the o-omi and the o-muraji turned to Prince Odo, fifth in descent from the Emperor Ojin on his father's side and eighth in descent from the Emperor Suinin on his mother's. Arako, head of the horse-keepers, had secretly informed the prince of the ministers' intentions, and thus the sudden apparition of a military force inspired no alarm in Odo's bosom. He did, indeed, show seemly hesitation, but finally he accepted the insignia and ascended the throne, confirming all the high dignitaries of State in their previous offices. From the point of view of domestic affairs his reign was uneventful, but the empire's relations with Korea continued to be much disturbed, as will be presently explained.
The death of Emperor Muretsu left the throne without a direct heir for the first time since the Empire was founded, making it necessary for the high officials to choose from among the distant Imperial families. They primarily selected a descendant from the fifth generation of Emperor Chuai. However, since they announced their decision by sending a strong force of troops to the provincial residence of the chosen successor, he misinterpreted this show of power and fled for safety. The o-omi and o-muraji then turned to Prince Odo, who was fifth in line from Emperor Ojin on his father's side and eighth from Emperor Suinin on his mother's side. Arako, the head of the horse-keepers, had secretly alerted the prince about the ministers' plans, so the sudden appearance of the military did not alarm Odo. He hesitated at first, but ultimately accepted the regalia and took the throne, keeping all the high-ranking officials in their previous positions. His reign was relatively uneventful in terms of domestic matters, but relations with Korea remained troubled, as will be explained shortly.
ANKAN
The Emperor Keitai had a large family, but only one son was by the Empress, and as he was too young to ascend the throne immediately after his father's death, he was preceded by his two brothers, Ankan and Senkwa, sons of the senior concubine. This complication seems to have caused some difficulty, for whereas Keitai died in 531, Ankan's reign did not commence until 534. The most noteworthy feature of his era was the establishment of State granaries in great numbers, a proof that the Imperial power found large extension throughout the provinces. In connexion with this, the o-muraji, Kanamura, is quoted as having laid down, by command of the Emperor, the following important doctrine, "Of the entire surface of the soil, there is no part which is not a royal grant in fee; under the wide heavens there is no place which is not royal territory." The annals show, also, that the custom of accepting tracts of land or other property in expiation of offences was obtaining increased vogue.
Emperor Keitai had a big family, but only one son with the Empress. Since he was too young to take the throne right after his father's death, his two older brothers, Ankan and Senkwa, who were sons of the senior concubine, took precedence. This created some complications, as Keitai died in 531, but Ankan didn’t start his reign until 534. The most significant aspect of his time was the establishment of state granaries in large numbers, showing that Imperial power had a strong presence throughout the provinces. In relation to this, the o-muraji, Kanamura, is noted for stating, at the Emperor's command, the following important principle: "Of all the land, there is no part that isn't a royal grant; under the wide heavens, there is no place that isn’t royal territory." The records also indicate that the practice of accepting land or other property in exchange for atoning for offenses was becoming more common.
SENKWA
Senkwa was the younger brother of Ankan. He reigned only three years and the period of his sway was uneventful, if we except the growth of complications with Korea, and the storing of large quantities of grain in Tsukushi, as a "provision against extraordinary occasions," and "for the cordial entertainment of our good guests" from "the countries beyond the sea."
Senkwa was Ankan's younger brother. He ruled for just three years, and his time in power was pretty uneventful, aside from increasing issues with Korea and stockpiling a lot of grain in Tsukushi, labeled as "a provision for extraordinary occasions" and "for the warm hospitality of our good guests" from "the lands beyond the sea."
RELATIONS WITH KOREA
With whatever scepticism the details of the Empress Jingo's expedition be regarded, it appears to be certain that at a very early date, Japan effected lodgement on the south coast of Korea at Mimana, and established there a permanent station (chinju-fu) which was governed by one of her own officials. It is also apparent that, during several centuries, the eminent military strength of Yamato received practical recognition from the principalities into which the peninsula was divided; that they sent to the Court of Japan annual presents which partook of the nature of tribute, and that they treated her suggestions, for the most part, with deferential attention. This state of affairs received a rude shock in the days of Yuryaku, when that sovereign, in order to possess himself of the wife of a high official named Tasa, sent the latter to distant Mimana as governor, and seized the lady in his absence. Tasa revolted, and from that time Japan's position in the peninsula was compromised. The Koreans perceived that her strength might be paralyzed by the sins of her sovereigns and the disaffection of her soldiers. Shiragi (Sinra), whose frontier was conterminous with that of the Japanese settlement on the north, had always been restive in the proximity of a foreign aggressor. From the time of Yuryaku's accession she ceased to convey the usual tokens of respect to the Yamato Court, and, on the other hand, she cultivated the friendship of Koma as an ally in the day of retribution.
No matter how skeptically one views the details of Empress Jingo's expedition, it seems clear that Japan established a presence on the south coast of Korea at Mimana quite early on and set up a permanent station (chinju-fu) governed by one of its own officials. It’s also evident that, for several centuries, the significant military power of Yamato was acknowledged by the various principalities on the peninsula; they sent annual gifts to the Court of Japan that were essentially tributes and generally treated Japan's suggestions with respect. This situation suffered a major disruption during the reign of Yuryaku, when he, in order to take the wife of a high official named Tasa, sent Tasa to the distant Mimana as governor and seized the lady in his absence. Tasa rebelled, and from that point on, Japan's position on the peninsula was jeopardized. The Koreans realized that Japan's strength could be weakened by the wrongdoings of its rulers and the discontent of its troops. Shiragi (Sinra), which shared a border with the Japanese settlement to the north, had always been uneasy about the presence of a foreign aggressor. After Yuryaku took power, she stopped sending typical signs of respect to the Yamato Court and instead sought to strengthen her alliance with Koma as a partner for eventual retaliation.
It may be broadly stated that Korea was then divided into three principalities: Shiragi in the south and east; Kudara in the centre and west, with its capital at the modern Seoul, and Koma in the north, having Pyong-yang for chief city. This last had recently pushed its frontier into Manchuria as far as the Liao River, and was already beginning to project its shadow over the southern regions of the peninsula, destined ultimately to fall altogether under its sway. In response to Shiragi's overtures, the King of Koma sent a body of troops to assist in protecting that principality against any retaliatory essay on the part of the Japanese in Mimana. But the men of Shiragi, betrayed into imagining that these soldiers were destined to be the van of an invading army, massacred them, and besought Japanese succour against Koma's vengeance. The Japanese acceded, and Shiragi was saved for a time, but at the cost of incurring, for herself and for Japan alike, the lasting enmity of Koma. Shiragi appears to have concluded, however, that she had more to fear from Koma than from Japan, for she still withheld her tribute to the latter, and invaded the territory of Kudara, which had always maintained most friendly relations with Yamato. The Emperor Yuryaku sent two expeditions to punish this contumacy, but the result being inconclusive, he resolved to take the exceptional step of personally leading an army to the peninsula.
Korea was largely divided into three main states: Shiragi in the south and east; Kudara in the center and west, with its capital in what is now Seoul; and Koma in the north, with Pyongyang as its main city. Koma had recently expanded its territory into Manchuria, reaching as far as the Liao River, and was starting to cast its influence over the southern parts of the peninsula, which were ultimately going to come under its control. In response to Shiragi's requests for help, the King of Koma sent soldiers to aid Shiragi in defending itself against possible retaliation from the Japanese in Mimana. However, the people of Shiragi, misled into thinking these troops were the advance of an invading force, killed them and sought Japanese support against Koma's potential wrath. The Japanese agreed to help, and Shiragi was temporarily saved, but this came with the consequence of attracting long-term hostility from Koma for both itself and Japan. It seems Shiragi ultimately decided that Koma posed a greater threat than Japan, as it continued to withhold tribute from Japan and invaded Kudara, which had always had friendly ties with Yamato. Emperor Yuryaku sent two military campaigns to address this defiance, but since the outcomes were inconclusive, he made the unusual decision to personally lead an army to the peninsula.
This design, which, had it matured, might have radically changed the history of the Far East, was checked by an oracle, and Yuryaku appointed three of his powerful nobles to go in his stead. The Shiragi men fought with desperate tenacity. One wing of their army was broken, but the other held its ground, and two of the Japanese generals fell in essaying to dislodge it. Neither side could claim a decisive victory, but both were too much exhausted to renew the combat. This was not the limit of Japan's misfortunes. A feud broke out among the leaders of the expedition, and one of them, Oiwa, shot his comrade as they were en route for the Court of the Kudara monarch, who had invited them in the hope of composing their dissensions, since the existence of his own kingdom depended on Japan's intervention between Koma and Shiragi.
This plan, which, if it had been fully developed, could have significantly altered the history of the Far East, was hindered by an oracle, and Yuryaku sent three of his powerful nobles to go in his place. The Shiragi fighters battled with intense determination. One flank of their army was broken, but the other stood firm, and two of the Japanese generals were killed in their attempt to dislodge it. Neither side could claim a clear victory, but both were too exhausted to continue fighting. This was not the end of Japan's troubles. A dispute broke out among the leaders of the expedition, and one of them, Oiwa, shot his companion while they were heading to the Court of the Kudara king, who had invited them in hopes of resolving their conflicts since the survival of his own kingdom relied on Japan’s involvement between Koma and Shiragi.
Owing to this feud among her generals, Japan's hold on Mimana became more precarious than ever while her prestige in the peninsula declined perceptibly. Nevertheless her great military name still retained much of its potency. Thus, ten years later (A.D. 477), when the King of Koma invaded Kudara and held the land at his mercy, he declined to follow his generals' counsels of extermination in deference to Kudara's long friendship with Yamato. It is related that, after this disaster, the Japanese Emperor gave the town of Ung-chhon (Japanese, Kumanari) to the remnant of the Kudara people, and the latter's capital was then transferred from its old site in the centre of the peninsula—a place no longer tenable—to the neighbourhood of Mimana. Thenceforth Yuryaku aided Kudara zealously. He not only despatched a force of five hundred men to guard the palace of the King, but also sent (480) a flotilla of war-vessels to attack Koma from the west coast. The issue of this attempt is not recorded, and the silence of the annals may be construed as indicating failure. Koma maintained at that epoch relations of intimate friendship with the powerful Chinese dynasty of the Eastern Wei, and Yuryaku's essays against such a combination were futile, though he prosecuted them with considerable vigour.
Due to the conflict among her generals, Japan’s control over Mimana became more unstable than ever, while her reputation on the peninsula noticeably declined. However, her strong military name still carried a lot of weight. So, ten years later (A.D. 477), when the King of Koma invaded Kudara and had the land at his mercy, he chose not to follow his generals’ advice for complete destruction out of respect for Kudara’s long-standing friendship with Yamato. It’s said that after this disaster, the Japanese Emperor gave the town of Ung-chhon (Japanese, Kumanari) to the remaining Kudara people, and their capital was then moved from its previous site in the center of the peninsula—a location that was no longer defensible—to the vicinity of Mimana. From that point on, Yuryaku actively supported Kudara. He not only sent a force of five hundred men to protect the King’s palace but also dispatched a fleet of warships to attack Koma from the west coast in 480. The result of this attempt isn’t recorded, and the silence in the historical accounts may suggest it failed. At that time, Koma had a close friendship with the powerful Chinese dynasty of Eastern Wei, and Yuryaku’s efforts against such a strong alliance were in vain, though he pursued them with significant determination.
After his death the efficiency of Japan's operations in Korea was greatly impaired by factors hitherto happily unknown in her foreign affairs—treason and corruption. Lord Oiwa, whose shooting of his fellow general, Karako, has already been noted, retained his post as governor of Mimana for twenty-one years, and then (487), ambitious of wider sway, opened relations with Koma for the joint invasion of Kudara, in order that he himself might ascend the throne of the latter. A desperate struggle ensued. Several battles were fought, in all of which the victory is historically assigned to Oiwa, but if he really did achieve any success, it was purely ephemeral, for he ultimately abandoned the campaign and returned to Japan, giving another shock to his country's waning reputation in the peninsula. If the Yamato Court took any steps to punish this act of lawless ambition, there is no record in that sense. The event occurred in the last year of Kenso's reign, and neither that monarch nor his successor, Ninken, seems to have devoted any special attention to Korean affairs.
After his death, Japan's operations in Korea were seriously weakened by factors that had previously been unknown in its foreign affairs—betrayal and corruption. Lord Oiwa, who had shot his fellow general, Karako, kept his position as governor of Mimana for twenty-one years, and then (487), seeking more power, established relations with Koma for a joint invasion of Kudara, hoping to take the throne of the latter for himself. A fierce struggle followed. Several battles were fought, and history credits Oiwa with victory in all of them, but if he actually achieved any success, it was short-lived, as he ultimately abandoned the campaign and returned to Japan, damaging his country's already declining reputation on the peninsula. If the Yamato Court took any action to punish this reckless ambition, there’s no record of it. This event happened in the last year of Kenso's reign, and neither that king nor his successor, Ninken, seems to have paid any special attention to Korean affairs.
Nothing notable took place until 509, when Keitai was on the throne. In that year, a section of the Kudara people, who, in 477, had been driven from their country by the Koma invaders and had taken refuge within the Japanese dominion of Mimana, were restored to their homes with Japanese co-operation and with renewal of the friendly relations which had long existed between the Courts of Yamato and Kudara. Three years later (512), Kudara preferred a singular request. She asked that four regions, forming an integral part of the Yamato domain of Mimana, should be handed over to her, apparently as an act of pure benevolence. Japan consented. There is no explanation of her complaisance except that she deemed it wise policy to strengthen Kudara against the growing might of Shiragi, Yamato's perennial foe. The two officials by whose advice the throne made this sacrifice were the o-muraji, Kanamura, and the governor of Mimana, an omi called Oshiyama. They went down in the pages of history as corrupt statesmen who, in consideration of bribes from the Kudara Court, surrendered territory which Japan had won by force of arms and held for five centuries.
Nothing noteworthy happened until 509, when Keitai was king. In that year, a group of the Kudara people, who had been driven from their homeland by Koma invaders in 477 and had sought refuge in the Japanese territory of Mimana, were returned to their homes with Japan's help and the restoration of the friendly relations that had long existed between the courts of Yamato and Kudara. Three years later (512), Kudara made an unusual request. She asked for four regions that were part of the Yamato domain of Mimana to be handed over to her, apparently as a goodwill gesture. Japan agreed. There’s no clear reason for this compliance other than a belief that it was smart to strengthen Kudara against the rising power of Shiragi, Yamato's long-time enemy. The two officials who advised the throne to make this concession were the o-muraji, Kanamura, and the governor of Mimana, an omi named Oshiyama. They became known in history as corrupt officials who, in exchange for bribes from the Kudara Court, surrendered land that Japan had claimed through military might and held for five centuries.
In the following year (513) the Kudara Court again utilized the services of Oshiyama to procure possession of another district, Imun (Japanese, Komom), which lay on the northeast frontier of Mimana. Kudara falsely represented that this region had been wrested from her by Habe, one of the petty principalities in the peninsula, and the Yamato Court, acting at the counsels of the same o-muraji (Kanamura) who had previously espoused Kudara's cause, credited Kudara's story. This proved an ill-judged policy. It is true that Japan's prestige in the peninsula received signal recognition on the occasion of promulgating the Imperial decree which sanctioned the transfer of the disputed territory. All the parties to the dispute, Kudara, Shiragi, and Habe, were required to send envoys to the Yamato Court for the purpose of hearing the rescript read, and thus Japan's pre-eminence was constructively acknowledged. But her order provoked keen resentment in Shiragi and Habe. The general whom she sent with five hundred warships to escort the Kudara envoys was ignominiously defeated by the men of Habe, while Shiragi seized the opportunity to invade Mimana and to occupy a large area of its territory.
In the following year (513), the Kudara Court once again employed Oshiyama to gain control over another district, Imun (Japanese, Komom), located on the northeast border of Mimana. Kudara falsely claimed that this area had been taken from her by Habe, one of the small principalities on the peninsula, and the Yamato Court, influenced by the same o-muraji (Kanamura) who had previously supported Kudara's claims, believed Kudara's account. This turned out to be a poorly considered strategy. It is true that Japan's reputation on the peninsula received significant recognition when the Imperial decree was issued to approve the transfer of the disputed territory. All parties involved in the dispute—Kudara, Shiragi, and Habe—were required to send envoys to the Yamato Court to hear the decree read, which essentially acknowledged Japan's dominance. However, this action incited strong resentment from Shiragi and Habe. The general sent with five hundred warships to escort the Kudara envoys suffered a humiliating defeat at the hands of Habe's forces, while Shiragi took advantage of the situation to invade Mimana and occupy a large portion of its territory.
For several years the Yamato Court made no attempt to re-assert itself, but in 527 an expedition of unprecedented magnitude was organized. It consisted of sixty thousand soldiers under the command of Keno no Omi, and its object was to chastise Shiragi and to re-establish Mimana in its original integrity. But here an unforeseeable obstacle presented itself. For all communication with the Korean peninsula, Tsukushi (Kyushu) was an indispensable basis, and it happened that, just at this time, Kyushu had for ruler (miyatsuko) a nobleman called Iwai, who is said to have long entertained treasonable designs. A knowledge of his mood was conveyed to Shiragi, and tempting proposals were made to him from that place conditionally on his frustrating the expedition under Keno no Omi. Iwai thereupon occupied the four provinces of Higo, Hizen, Bungo, and Buzen, thus effectually placing his hand on the neck of the communications with Korea and preventing the embarkation of Keno no Omi's army. He established a pseudo-Court in Tsukushi and there gave audience to tribute-bearing envoys from Koma, Kudara and Shiragi.
For several years, the Yamato Court didn’t try to regain its power, but in 527, they organized a massive expedition. It included sixty thousand soldiers led by Keno no Omi, with the goal of punishing Shiragi and restoring Mimana to its original state. However, an unexpected obstacle arose. All communication with the Korean peninsula depended on Tsukushi (Kyushu), and at that time, Kyushu was ruled by a noble named Iwai, who reportedly harbored treasonous intentions. His intentions reached Shiragi, and he received tempting offers from Iwai on the condition that he thwart Keno no Omi's expedition. Iwai then took control of the four provinces of Higo, Hizen, Bungo, and Buzen, effectively choking off communication with Korea and preventing Keno no Omi's army from setting sail. He established a fake Court in Tsukushi and received tribute-bearing envoys from Koma, Kudara, and Shiragi there.
For the space of a twelvemonth this rebel remained master of the situation, but, in A.D. 528, the o-muraji, Arakahi, crushed him after a desperate conflict in the province of Chikugo.* Iwai effected his escape to Buzen and died by his own hand in a secluded valley. Although, however, this formidable rebellion was thus successfully quelled, the great expedition did not mature. Keno, its intended leader, did indeed proceed to Mimana and assume there the duties of governor, but he proved at once arrogant and incompetent, employing to an extravagant degree the ordeal of boiling water, so that many innocent people suffered fatally, and putting to death children of mixed Korean and Japanese parentage instead of encouraging unions which would have tended to bring the two countries closer together.
For a year, this rebel held control over the situation, but in A.D. 528, the o-muraji, Arakahi, defeated him after a fierce battle in the province of Chikugo.* Iwai managed to escape to Buzen but took his own life in a secluded valley. Even though this significant rebellion was successfully suppressed, the major expedition did not happen. Keno, the planned leader, did go to Mimana and take on the role of governor, but he quickly showed himself to be both arrogant and incompetent. He excessively used the boiling water ordeal, causing many innocent people to suffer fatal consequences, and executed children of mixed Korean and Japanese descent instead of promoting unions that could have brought the two countries closer together.
*In the Chikugo Fudoki a minute description is given of Iwai's sepulchre, built during his lifetime but presumably never occupied by his body. The remarkable feature of the tomb was a number of stone images, several representing grave-guards, and one group being apparently designed to represent the judicial trial of a poacher.
*In the Chikugo Fudoki, there's a brief description of Iwai's tomb, which was built while he was alive but was likely never used for his body. The standout aspect of the tomb was a collection of stone figures, including several that seem to represent grave guardians, and one set that appears to depict the judicial trial of a poacher.*
In all her relations with Korea at this epoch, Japan showed more loyalty than sagacity. She was invariably ready to accede to proposals from her old friend, Kudara, and the latter, taking astute advantage of this mood, secured her endorsement of territorial transfers which brought to the Yamato Court nothing but the enmity of Kudara's rivals. By these errors of statesmanship and by the misgovernment of officials like Keno, conditions were created which, as will be seen hereafter, proved ultimately fatal to Japan's sway in the peninsula. Meanwhile, every student of Japanese ancient annals cannot but be struck by the large space devoted to recording her relations with Korea. As the eminent historian, Rai Sanyo, said in later times, her soldiers were wearied by constant campaigns oversea, and her agriculturists were exhausted by frequent requisitions for supplies. During the epoch of Jingo and Ojin, Japan was palpably inferior to her peninsular neighbour in civilization, in wealth, and in population. But in one respect the superiority was largely on her side; namely, in the quality of her soldiers. Therefore, she utilized her military strength for campaigns which cost comparatively little and produced much. The peninsula, at that time, verified the term commonly applied to it, Uchi-tsurmiyake, or the "Granary of the Home-land." But as the material development of Japan and her civilization progressed, she stood constantly to lose more and gain less by despatching expeditions to a land which squandered much of its resources on internecine quarrels and was deteriorating by comparison. The task of maintaining Mimana and succouring Kudara then became an obligation of prestige which gradually ceased to interest the nation.
In all her dealings with Korea during this time, Japan was more loyal than wise. She was always willing to agree to suggestions from her long-time friend, Kudara, who cleverly took advantage of this mindset to gain her approval for territorial transfers that only brought the Yamato Court hostility from Kudara's rivals. These mistakes in statesmanship, along with the mismanagement by officials like Keno, led to conditions that, as will be seen later, ultimately harmed Japan's control over the peninsula. Meanwhile, anyone studying Japan's ancient history can't help but notice the significant focus on its relationships with Korea. As the notable historian Rai Sanyo remarked later, Japanese soldiers were exhausted from constant overseas campaigns, and farmers were drained by frequent demands for supplies. During the era of Jingo and Ojin, Japan was clearly behind her peninsular neighbor in civilization, wealth, and population. However, she had a distinct advantage in the quality of her soldiers. Consequently, she used her military strength for campaigns that were relatively inexpensive and yielded great results. At that time, the peninsula truly lived up to the term Uchi-tsurmiyake, meaning the “Granary of the Homeland.” But as Japan's material growth and civilization advanced, she found herself losing more and gaining less by sending expeditions to a region that wasted much of its resources on internal conflicts and was deteriorating in comparison. Maintaining Mimana and assisting Kudara became a matter of prestige that gradually lost the nation's interest.
FINANCE
In the period now under consideration no system of land taxation had yet come into existence. The requirements of the Court were met by the produce of the mi-agata (Imperial domains), and rice for public use was grown in the miyake districts, being there stored and devoted to the administrative needs of the region. Occasionally the contents of several miyake were collected into one district, as, for example, when (A.D. 536) the Emperor Senkwa ordered a concentration of foodstuffs in Tsukushi. The miyake were the property of the Crown, as were also a number of hereditary corporations (be), whose members discharged duties, from building and repairing palaces—no light task, seeing that the site of the palace was changed with each change of occupant—to sericulture, weaving, tailoring, cooking, and arts and handicrafts of all descriptions, each be exercising its own function from generation to generation, and being superintended by its own head-man (obito or atae).
During the time we're discussing, there was no system of land taxation in place. The needs of the Court were met by the produce from the mi-agata (Imperial domains), and rice for public use was cultivated in the miyake districts, where it was stored and used for the region's administrative needs. Sometimes, the contents of several miyake would be gathered into one district, as happened in A.D. 536 when Emperor Senkwa ordered food to be concentrated in Tsukushi. The miyake belonged to the Crown, as did several hereditary corporations (be), whose members performed various duties, from building and repairing palaces—which was no small task since the palace site changed with each new occupant—to activities like sericulture, weaving, tailoring, cooking, and various arts and crafts. Each be had its own role passed down through generations and was overseen by its own leader (obito or atae).
Any insufficiency in the supplies furnished by the sovereign's own people was made good by levying on the tomo-no-miyatsuko. It will be seen that there was no annual tax regularly imposed on the people in general, though universal requisitions were occasionally made to meet the requirements of public works, festivals or military operations. Hence when it is said that the Emperor Nintoku remitted all taxes for the space of three years until the people's burdens were lightened, reference is made only to the be and tomobe belonging to the Throne itself. Doubtless this special feature of Yamato finance was due in part to the fact that all the land and all the people, except those appertaining to the Crown, were in the possession of the uji, without whose co-operation no general fiscal measure could be adopted. When recourse to the nation at large was necessitated to meet some exceptional purpose, orders had to be given, first, to the o-omi and o-muraji; next, by these to the Kami of the several o-uji; then, by the latter to the Kami of the various ko-uji, and, finally, by these last to every household.
Any shortage in the supplies provided by the sovereign's own people was compensated for by taxing the tomo-no-miyatsuko. It's clear that there was no regular annual tax imposed on the general population, though there were occasional universal requisitions to meet the needs of public works, festivals, or military operations. So, when it is said that Emperor Nintoku waived all taxes for three years to ease the people's burdens, it specifically refers to the be and tomobe belonging to the Throne. This unique aspect of Yamato finance was partly due to the fact that all land and people, except those attached to the Crown, were owned by the uji, and without their cooperation, no major fiscal measure could be implemented. When it became necessary to call upon the entire nation for some exceptional purpose, orders had to be issued, first, to the o-omi and o-muraji; then, by them to the Kami of the different o-uji; next, by those to the Kami of the various ko-uji, and, finally, by the last group to every household.
The machinery was thorough, but to set it in motion required an effort which constituted an automatic obstacle to extortion. The lands and people of the uji were governed by the Emperor but were not directly controlled by him. On the other hand, to refuse a requisition made by the Throne was counted contumelious and liable to punishment. Thus when (A.D. 534) the Emperor Ankan desired to include a certain area of arable land in a miyake established for the purpose of commemorating the name of the Empress, and when Ajihari, suzerain (atae) of the region, sought to evade the requisition by misrepresenting the quality of the land, he was reprimanded and had to make atonement by surrendering a portion of his private property. There can be no doubt, however, that as the population increased and as uncultivated areas grew less frequent, the arbitrary establishment of koshiro or of nashiro became more and more irksome, and the pages of history indicate that from the time of Keitai (A.D. 507-531) this practice was gradually abandoned.
The machinery was efficient, but getting it started required an effort that acted as an automatic barrier to extortion. The lands and people of the uji were managed by the Emperor but were not directly under his control. On the other hand, refusing a request from the Throne was seen as disrespectful and could lead to punishment. So, when Emperor Ankan wanted to include a specific piece of farmland in a miyake set up to honor the Empress, and Ajihari, the local lord, tried to avoid the request by misrepresenting the land's quality, he was reprimanded and had to atone by giving up part of his personal property. However, it's clear that as the population grew and undeveloped areas became scarcer, the arbitrary setting of koshiro or nashiro became increasingly burdensome, and historical records show that this practice was slowly phased out starting from the time of Keitai (A.D. 507-531).
CRIMINAL LAW
Although the use of the ideographic script became well known from the fifth century, everything goes to show that no written law existed at that time, or, indeed, for many years afterwards. Neither are there any traces of Korean or Chinese influence in this realm. Custom prescribed punishments, and the solemnity of a judicial trial found no better representative than the boiling-water ordeal. If a man took oath to the deities of his innocence and was prepared to thrust his arm into boiling mud or water, or to lay a red-hot axe on the palm of his hand, he was held to have complied with all the requirements. The familiar Occidental doctrine, "the King can do no wrong," received imperative recognition in Japan, and seems to have been extended to the Crown Prince also. There were no other exemptions. If a man committed a crime, punishment extended to every member of his family. On the other hand, offences might generally be expiated by presenting lands or other valuables to the Throne. As for the duty of executing sentences, it devolved on the mononobe, who may be described as the military corporation. Death or exile were common forms of punishment, but degradation was still more frequent. It often meant that a family, noble and opulent to-day, saw all its members handed over to-morrow to be the serfs or slaves of some uji in whose be they were enrolled to serve thenceforth, themselves and their children, through all generations in some menial position,—it might be as sepulchre-guards, it might be as scullions.
Although the use of ideographic writing became well known by the fifth century, it’s clear that there were no written laws at that time or for many years after. There’s also no evidence of Korean or Chinese influence in this area. Customs dictated punishments, and the boiling-water ordeal was the most common way to conduct a serious trial. If a man swore an oath to the deities of his innocence and was willing to put his arm in boiling mud or water, or to place a red-hot axe on his palm, he was considered to have met all requirements. The familiar Western idea that "the King can do no wrong" was recognized in Japan and seems to have applied to the Crown Prince as well. There were no other exceptions. If someone committed a crime, the punishment affected all members of their family. On the flip side, offenses could often be compensated for by giving lands or other valuables to the Throne. The responsibility for carrying out sentences fell to the mononobe, which could be described as the military group. Death or exile were common punishments, but demotion was even more frequent. This often meant that a family, which was noble and wealthy one day, could find all its members turned into serfs or slaves of some uji the next day, forced to serve in menial roles—sometimes as grave-keepers, sometimes as kitchen help—throughout all generations.
Tattooing on the face was another form of penalty. The first mention of it occurs in A.D. 400 when Richu condemned the muraji, Hamako, to be thus branded, but whether the practice originated then or dated from an earlier period, the annals do not show. It was variously called hitae-kizamu (slicing the brow), me-saku (splitting the eyes), and so on, but these terms signified nothing worse than tattooing on the forehead or round the eyes. The Emperor Richu deemed that such notoriety was sufficient penalty for high treason, but Yuryaku inflicted tattooing on a man whose dog had killed one of his Majesty's fowls.
Tattooing on the face was another form of punishment. The first record of it appears in A.D. 400 when Richu sentenced the muraji, Hamako, to be branded in this way, but it's unclear whether this practice started then or went back further in time. It was referred to by various names like hitae-kizamu (slicing the brow) and me-saku (splitting the eyes), but these terms only meant tattooing on the forehead or around the eyes. Emperor Richu thought that this level of notoriety was enough punishment for high treason, but Yuryaku imposed tattooing on a man whose dog had killed one of his fowls.
Death at the stake appears to have been very uncommon. This terrible form of punishment seems to have been revived by Yuryaku. He caused it to be inflicted on one of the ladies-in-waiting and her paramour, who had forestalled him in the girl's affections. The first instance is mentioned in the annals of the Empress Jingo, but the victim was a Korean and the incident happened in war. To Yuryaku was reserved the infamy of employing such a penalty in the case of a woman. Highly placed personages were often allowed to expiate an offence by performing the religious rite of harai (purification), the offender defraying all expenses.
Death by burning at the stake seems to have been very rare. This brutal form of punishment appears to have been brought back by Yuryaku. He ordered it to be carried out on one of the ladies-in-waiting and her lover, who had gotten to her first. The first recorded instance is noted in the annals of Empress Jingo, but the victim was Korean, and the incident occurred during wartime. It was Yuryaku who earned the disgrace of using such a punishment on a woman. High-ranking individuals were often allowed to atone for their offenses by performing the religious rite of harai (purification), with the offender covering all costs.
ARCHITECTURE
As Chinese literature became familiar and as the arts of the Middle Kingdom and Korea were imported into Japan, the latter's customs naturally underwent some changes. This was noticeable in the case of architecture. Lofty buildings, as has been already stated, began to take the place of the partially subterranean muro. The annals make no special reference to the authors of this innovation, but it is mentioned that among the descendants of the Chinese, Achi, and the Korean, Tsuka, there were men who practised carpentry. Apparently the fashion of high buildings was established in the reign of Anko when (A.D. 456) the term ro or takadono (lofty edifice) is, for the first time, applied to the palace of Anko in Yamato. A few years later (468), we find mention of two carpenters,* Tsuguno and Mita, who, especially the latter, were famous experts in Korean architecture, and who received orders from Yuryaku to erect high buildings. It appears further that silk curtains (tsumugi-kaki) came into use in this age for partitioning rooms, and that a species of straw mat (tatsu-gomo) served for carpet when people were hunting, travelling, or campaigning.
As Chinese literature became more well-known and as the arts of the Middle Kingdom and Korea were brought to Japan, Japanese customs naturally changed. This was especially evident in architecture. As noted before, tall buildings started to replace the partially underground muro. The records don’t specifically mention who introduced this change, but they do note that among the descendants of the Chinese, Achi, and the Koreans, Tsuka, there were people who practiced carpentry. The trend of tall buildings seems to have begun during the reign of Anko when, in A.D. 456, the term ro or takadono (lofty edifice) was first used for Anko’s palace in Yamato. A few years later, in 468, two carpenters, Tsuguno and Mita, were mentioned; Mita in particular was a well-known expert in Korean architecture and received orders from Yuryaku to build high structures. It also seems that silk curtains (tsumugi-kaki) started to be used during this time to divide rooms, and a type of straw mat (tatsu-gomo) served as a carpet for hunting, traveling, or campaigning.
*It should be remembered that as all Japanese edifices were made of timber, the carpenter and the architect were one and the same.
*It should be remembered that since all Japanese buildings were made of wood, the carpenter and the architect were essentially the same person.*
SHIPS
Occasional references have been made already to the art of shipbuilding in Japan, and the facts elicited may be summed up very briefly. They are that the first instance of naming a ship is recorded in the year A.D. 274, when the Karano (one hundred feet long) was built to order of the Emperor Ojin by the carpenters of Izu promontory, which place was famed for skill in this respect; that the general method of building was to hollow out tree-trunks,* and that the arrival of naval architects from Shiragi (A.D. 300) inaugurated a superior method of construction, differing little from that employed in later ages.
There have been some mentions already of shipbuilding in Japan, and the key points can be summed up briefly. The first recorded instance of naming a ship dates back to A.D. 274, when the Karano (one hundred feet long) was commissioned by Emperor Ojin and built by the skilled carpenters from Izu promontory, known for their expertise. The typical building method involved hollowing out tree trunks, and the arrival of naval architects from Shiragi in A.D. 300 introduced a more advanced construction technique that was similar to those used in later periods.
*Such dug-outs were named maruki-bune, a distinguishing term which proves that some other method of building was also employed.
*Such dugouts were called maruki-bune, a specific term that indicates another building method was also used.*
VEHICLES
A palanquin (koshi) used by the Emperor Ojin (A.D. 270-310) was preserved in the Kyoto palace until the year 1219, when a conflagration consumed it. The records give no description of it, but they say that Yuryaku and his Empress returned from a hunting expedition on a cart (kuruma), and tradition relates that a man named Isa, a descendant in the eighth generation of the Emperor Sujin, built a covered cart which was the very one used by Yuryaku. It is, indeed, more than probable that a vehicle which had been in use in China for a long time must have become familiar to the Japanese at an early epoch.
A palanquin (koshi) used by Emperor Ojin (A.D. 270-310) was kept in the Kyoto palace until 1219, when a fire destroyed it. The records don’t describe it, but they mention that Yuryaku and his Empress came back from a hunting trip in a cart (kuruma), and tradition says that a man named Isa, a descendant from the eighth generation of Emperor Sujin, built a covered cart that was the same one used by Yuryaku. It's very likely that a vehicle that had been used in China for a long time became familiar to the Japanese quite early on.
MEDICAL ART
For relief in sickness supplication to the gods and the performance of religious rites were chiefly relied on. But it is alleged* that medicines for internal and external use were in existence and that recourse to thermal springs was commonly practised from remote times.
For relief from illness, people mainly depended on praying to the gods and following religious rituals. However, it is claimed that medicines for both internal and external use existed and that visiting thermal springs was a common practice from ancient times.
*By the Nihon Bummei Shiryaku.
By the Japan Cultural Research.
PICTORIAL ART
While Yuryaku was on the throne, Korea and China sent pictorial experts to Japan. The Korean was named Isuraka, and the Chinese, Shinki. The latter is said to have been a descendant of the Emperor Wen of the Wei dynasty. His work attracted much attention in the reign of Muretsu, who bestowed on him the uji title of Ooka no Obito. His descendants practised their art with success in Japan, and from the time of the Emperor Tenchi (668-671) they were distinguished as Yamato no eshi (painters of Yamato).
While Yuryaku was king, Korea and China sent artists to Japan. The Korean was named Isuraka, and the Chinese one was Shinki. It's said that Shinki was a descendant of Emperor Wen of the Wei dynasty. His work gained a lot of attention during the reign of Muretsu, who awarded him the title of Ooka no Obito. His descendants successfully continued their craft in Japan, and starting from the reign of Emperor Tenchi (668-671), they were recognized as Yamato no eshi (painters of Yamato).
POETRY
If we credit the annals, the composition of poetry commenced in the earliest ages and was developed independently of foreign influences. From the sovereign down to the lowest subject, everyone composed verses. These were not rhymed; the structure of the Japanese language does not lend itself to rhyme. Their differentiation from prose consisted solely in the numerical regularity of the syllables in consecutive lines; the alternation of phrases of five and seven syllables each. A tanka (short song) consisted of thirty-one syllables arranged thus, 5, 7, 5, 7, and 7; and a naga-uta (long song) consisted of an unlimited number of lines, all fulfilling the same conditions as to number of syllables and alternation of phrases. No parallel to this kind of versification has been found yet in the literature of any other nation. The Chronicles and the Records abound with tanka and naga-uta, many of which have been ascribed by skeptics to an age not very remote from the time when those books were compiled. But the Japanese themselves think differently. They connect the poems directly with the events that inspired them. Further reference to the subject will be made hereafter. Here it will suffice to note that the composing of such verselets was a feature of every age in Japan.
If we look at historical records, poetry started in the earliest times and developed independently from outside influences. From the emperor to the common people, everyone created verses. These weren't rhymed; the structure of the Japanese language doesn’t really allow for rhyme. The main distinction from prose was the consistent syllable count in each line, alternating between five and seven syllables. A tanka (short poem) had thirty-one syllables arranged in this pattern: 5, 7, 5, 7, and 7; while a naga-uta (long poem) could have any number of lines, all following the same syllable count and phrase alternation. No other nation’s literature has produced a similar kind of verse. The Chronicles and the Records are filled with tanka and naga-uta, many of which skeptics claim were created not long before those books were compiled. However, the Japanese people see it differently. They link these poems directly to the events that inspired them. More will be discussed on this topic later. For now, it's important to note that composing these short verses has been a part of every era in Japan.
UTA-GAKI
A favourite pastime during the early historic period was known as uta-gaki or uta-kai. In cities, in the country, in fields, and on hills, youths and maidens assembled in springtime or in autumn and enjoyed themselves by singing and dancing. Promises of marriage were exchanged, the man sending some gifts as a token, and the woman, if her father or elder brother approved, despatching her head-ornament (oshiki no tamakatsura) to her lover. On the wedding day it was customary for the bride to present "table-articles" (tsukue-shiro) to the bridegroom in the form of food and drink. There were places specially associated in the public mind with uta-gaki—Tsukuba Mountain in Hitachi, Kijima-yama in Hizen, and Utagaki-yama in Settsu. Sometimes men of noble birth took part in this pastime, but it was usually confined to the lower middle classes. The great festival of bon-odori, which will be spoken of by and by, is said to be an outgrowth of the uta-gaki.
A popular activity during the early historic period was called uta-gaki or uta-kai. In cities, the countryside, fields, and on hills, young men and women gathered in the spring and fall to enjoy singing and dancing. They exchanged marriage promises, with the man giving gifts as tokens, and the woman, if her father or older brother approved, sending her hair ornament (oshiki no tamakatsura) to her partner. On the wedding day, the bride would typically give "table-articles" (tsukue-shiro) to the groom in the form of food and drinks. There were places that were particularly linked in the public's mind with uta-gaki, such as Tsukuba Mountain in Hitachi, Kijima-yama in Hizen, and Utagaki-yama in Settsu. Sometimes noble men participated in this activity, but it was mainly practiced by the lower middle classes. The major festival of bon-odori, which will be discussed later, is said to have developed from uta-gaki.
SUPERSTITIONS
No influences of alien character affected the religious beliefs of the Japanese during the period we are now considering (fourth, fifth, and sixth centuries). The most characteristic feature of the time was a belief in the supernatural power of reptiles and animals. This credulity was not limited to the uneducated masses. The Throne itself shared it. Yuryaku, having expressed a desire to see the incarnated form of the Kami of Mimoro Mountain, was shown a serpent seventy feet long. In the same year a group of snakes harrassed a man who was reclaiming a marsh, so that he had to take arms against them and enter into a compact of limitations and of shrine building. Other records of maleficent deities in serpent shape were current, and monkeys and dragons inspired similar terror. Of this superstition there was born an evil custom, the sacrifice of human beings to appease the hostile spirits. The Kami of Chusan in Mimasaka province was believed to be a giant ape, and the Kami of Koya, a big reptile. The people of these two districts took it in turn to offer a girl at the shrines of those Kami, and in the province of Hida another colossal monkey was similarly appeased. There were further cases of extravagant superstition.
No foreign influences affected the religious beliefs of the Japanese during the period we are looking at (fourth, fifth, and sixth centuries). The most notable feature of this time was a belief in the supernatural power of reptiles and animals. This belief wasn’t just held by the uneducated masses; even the Throne believed it. Yuryaku, wanting to see the embodied form of the Kami of Mimoro Mountain, was shown a serpent that was seventy feet long. In that same year, a group of snakes attacked a man who was draining a marsh, forcing him to take up arms against them and make an agreement that involved setting limits and building shrines. There were other stories of malevolent deities taking the shape of serpents, and monkeys and dragons also inspired similar fear. From this superstition arose a terrible practice: the sacrifice of humans to appease these hostile spirits. The Kami of Chusan in Mimasaka province was thought to be a giant ape, while the Kami of Koya was viewed as a large reptile. The people of these two areas took turns offering a girl at the shrines for those Kami, and in the province of Hida, another massive monkey was appeased in a similar way. There were even more instances of extreme superstition.
ARTS AND CRAFTS
Of the development of sericulture and of the arts of weaving and ceramics in this era enough has already been written; but, as showing the growth of refinement, it may be noted that among the articles ordered by the Emperor Yuryaku were a silk hat and a sashiha, or round fan with a long handle. The colour of the fan was purple, and it is said to have been hung up as an ornament in the palace.
Of the development of sericulture and the arts of weaving and ceramics in this era, a lot has already been written; but, to illustrate the growth of refinement, it's worth mentioning that among the items requested by Emperor Yuryaku were a silk hat and a sashiha, or round fan with a long handle. The fan was purple, and it's said to have been hung up as decoration in the palace.
FORM OF GOVERNMENT
The original form of government under the Yamato seems to have been feudal. The heads of uji were practically feudal chiefs. Even orders from the Throne had to pass through the uji no Kami in order to reach the people. But from the time of Nintoku (313-349) to that of Yuryaku (457-479), the Court wielded much power, and the greatest among the uji chiefs found no opportunity to interfere with the exercise of the sovereign's rights. Gradually, however, and mainly owing to the intrusion of love affairs or of lust, the Imperial household fell into disorder, which prompted the revolt of Heguri, the o-omi of the Kwobetsu (Imperial families); a revolt subdued by the loyalty of the o-muraji of the Shimbetsu (Kami families).
The original government structure under the Yamato seems to have been feudal. The heads of uji were essentially feudal lords. Even commands from the Throne had to go through the uji no Kami to reach the people. However, from the time of Nintoku (313-349) to that of Yuryaku (457-479), the Court held significant power, and the leading uji chiefs found no chance to interfere with the sovereign's authority. Over time, though, mainly due to personal scandals or affairs, the Imperial household became chaotic, leading to the revolt of Heguri, the o-omi of the Kwobetsu (Imperial families), which was suppressed thanks to the loyalty of the o-muraji of the Shimbetsu (Kami families).
From the days of the Emperor Muretsu (499-506), direct heirs to succeed to the sceptre were wanting in more than one instance, and a unique opportunity thus offered for traitrous essays. There was none. Men's minds were still deeply imbued with the conviction that by the Tenjin alone might the Throne be occupied. But with the introduction of Buddhism (A.D. 552), that conviction received a shock. That the Buddha directed and controlled man's destiny was a doctrine inconsistent with the traditional faith in the divine authority of the "son of heaven." Hence from the sixth century the prestige of the Crown began to decline, and the puissance of the great uji grew to exceed that of the sovereign. During a short period (645-670) the authority of the Throne was reasserted, owing to the adoption of the Tang systems of China; but thereafter the great Fujiwara-uji became paramount and practically administered the empire.
From the time of Emperor Muretsu (499-506), there were several instances where direct heirs to the throne were missing, creating a unique chance for betrayal. However, none occurred. People still strongly believed that only the Tenjin could occupy the Throne. But when Buddhism was introduced (A.D. 552), that belief was challenged. The idea that the Buddha guided and controlled human destiny conflicted with the traditional faith in the divine rule of the "son of heaven." As a result, from the sixth century onward, the prestige of the Crown started to decline, and the power of the noble uji grew to surpass that of the emperor. For a brief period (645-670), the authority of the Throne was restored due to the adoption of the Tang systems from China; however, afterward, the powerful Fujiwara-uji became dominant and effectively ran the empire.
For the sake, therefore, of an intelligent sequence of conception, there is evidently much importance in determining whether, in remote antiquity, the prevailing system was feudal, or prefectural, or a mixture of both. Unfortunately the materials for accurate differentiation are wanting. Much depends on a knowledge of the functions discharged by the kuni-no-miyatsuko, who were hereditary officials, and the kuni-no-tsukasa (or kokushi) who were appointed by the Throne. The closest research fails to elucidate these things with absolute clearness. It is not known even at what date the office of kokushi was established. The first mention of these officials is made in the year A.D. 374, during the reign of Nintoku, but there can be little doubt that they had existed from an earlier date. They were, however, few in number, whereas the miyatsuko were numerous, and this comparison probably furnishes a tolerably just basis for estimating the respective prevalence of the prefectural and the feudal systems. In short, the method of government inaugurated at the foundation of the empire appears to have been essentially feudal in practice, though theoretically no such term was recognized; and at a later period—apparently about the time of Nintoku—when the power of the hereditary miyatsuko threatened to grow inconveniently formidable, the device of reasserting the Throne's authority by appointing temporary provincial governors was resorted to, so that the prefectural organization came into existence side by side with the feudal, and the administration preserved this dual form until the middle of the seventh century. There will be occasion to refer to the matter again at a later date.
To maintain a clear progression of understanding, it’s important to figure out whether, in ancient times, the main system was feudal, prefectural, or a mix of both. Unfortunately, the evidence for making a clear distinction is lacking. Much relies on understanding the roles of the kuni-no-miyatsuko, who were hereditary officials, and the kuni-no-tsukasa (or kokushi), who were appointed by the Throne. Even thorough research doesn’t clarify these points perfectly. It’s unclear when the kokushi office was first established. The earliest reference to these officials is from A.D. 374, during Nintoku's reign, but they likely existed before that. However, there were few kokushi compared to the many miyatsuko, and this comparison likely provides a reasonable basis for assessing the prevalence of the prefectural and feudal systems. Essentially, the government method established at the foundation of the empire seems to have been primarily feudal in practice, though theoretically, that term wasn’t used; and later—around the time of Nintoku—when the hereditary miyatsuko’s power started to become an issue, the strategy of reaffirming the Throne's authority by appointing temporary provincial governors was employed. This led to the coexistence of the prefectural and feudal systems, and the administration maintained this dual structure until the mid-seventh century. We will revisit this topic later.
ANNALS OF THE UJI
It is essential to an intelligent appreciation of Japanese history that some knowledge should be acquired of the annals of the great uji.
It is crucial for a thoughtful understanding of Japanese history to have some knowledge of the records of the great uji.
From the time of Nintoku (A.D. 313-399) until the introduction of Buddhism (A.D. 552), there were four uji whose chiefs participated conspicuously in the government of the country. The first was that of Heguri. It belonged to the Imperial class (Kwobetsu) and was descended from the celebrated Takenouchi-no-Sukune. In the days of the Emperor Muretsu (499-506), the chief of this uji attempted to usurp the throne and was crushed. The second was the Otomo. This uji belonged to the Kami class (Shimbetsu) and had for ancestor Michi no Omi, the most distinguished general in the service of the first Emperor Jimmu. The chiefs of the Otomo-uji filled the post of general from age to age, and its members guarded the palace gates. During the reign of Yuryaku the office of o-muraji was bestowed upon Moroya, then chief of this uji, and the influence he wielded may be inferred from the language of an Imperial rescript where it is said that "the tami-be of the o-muraji fill the country." His son, Kanamura, succeeded him. By his sword the rebellion of Heguri no Matori was quelled, and by his advice Keitai was called to the Throne. He served also under Ankan, Senkwa, and Kimmei, but the miscarriage of Japan's relations with Korea was attributed to him, and the title of o-muraji was not conferred on any of his descendants.
From the time of Nintoku (A.D. 313-399) until the introduction of Buddhism (A.D. 552), there were four uji whose leaders played significant roles in governing the country. The first was Heguri. It was part of the Imperial class (Kwobetsu) and descended from the famous Takenouchi-no-Sukune. During the reign of Emperor Muretsu (499-506), the leader of this uji tried to take the throne and was defeated. The second was Otomo. This uji belonged to the Kami class (Shimbetsu) and traced its lineage back to Michi no Omi, the most notable general serving the first Emperor Jimmu. The leaders of the Otomo-uji held the position of general through the ages, and its members stood guard at the palace gates. During Yuryaku's reign, the title of o-muraji was granted to Moroya, the chief of this uji, and the power he had can be understood from an Imperial decree stating that "the tami-be of the o-muraji fill the country." His son, Kanamura, took over after him. He used his sword to suppress the rebellion of Heguri no Matori and advised the ascension of Keitai to the Throne. He also served under Ankan, Senkwa, and Kimmei, but the failure of Japan's relations with Korea was blamed on him, and the title of o-muraji was not given to any of his descendants.
The uji of Mononobe next calls for notice. "Monono-be" literally signifies, when expanded, a group (be) of soldiers (tsuwamono). In later times a warrior in Japan was called mono-no-fu (or bushi), which is written with the ideographs mono-be. This uji also belonged to the Kami class, and its progenitor was Umashimade, who surrendered Yamato to Jimmu on the ground of consanguinity. Thenceforth the members of the uji formed the Imperial guards (uchi-tsu-mononobe) and its chiefs commanded them. Among all the uji of the Kami class the Mononobe and the Otomo ranked first, and after the latter's failure in connexion with Korea, the Mononobe stood alone. During the reign of Yuryaku, the uji's chief became o-muraji, as did his grandson, Okoshi, and the latter's son, Moriya, was destroyed by the o-omi, Soga no Umako, in the tumult on the accession of Sushun (A.D. 588).
The Mononobe clan deserves attention. "Mononobe" literally means a group (be) of soldiers (tsuwamono). In later times, a warrior in Japan was called mono-no-fu (or bushi), which is written with the characters for mono-be. This clan also belonged to the Kami class, and its ancestor was Umashimade, who gave up Yamato to Jimmu due to their kinship. From then on, the members of this clan served as the Imperial guards (uchi-tsu-mononobe), with their leaders in command. Among all the clans in the Kami class, the Mononobe and the Otomo were ranked highest, and after the latter's failure related to Korea, the Mononobe stood alone. During the reign of Yuryaku, the chief of the clan became o-muraji, as did his grandson, Okoshi, whose son, Moriya, was killed by the o-omi, Soga no Umako, during the chaos surrounding the accession of Sushun (A.D. 588).
The fourth of the great uji was the Soga, descended from Takenouchi-no-Sukune. After the ruin of the Heguri, this uji stood at the head of all the Imperial class. In the reign of Senkwa (536-539), Iname, chief of the Soga, was appointed o-omi, and his son, Umako, who held the same rank, occupies an important place in connexion with the introduction of Buddhism. It will be observed that among these four uji, Heguri and Soga served as civil officials and Otomo and Mononobe as military.
The fourth of the major clans was the Soga, descended from Takenouchi-no-Sukune. After the fall of the Heguri, this clan was at the forefront of all the Imperial class. During the reign of Senkwa (536-539), Iname, the leader of the Soga, was appointed o-omi, and his son, Umako, who held the same title, played a significant role in the introduction of Buddhism. It's notable that among these four clans, Heguri and Soga served as civil officials, while Otomo and Mononobe took on military roles.
There are also three other uji which figure prominently on the stage of Japanese history. They are the Nakotomi, the Imibe, and the Kume. The Nakatomi discharged the functions of religious supplication and divination, standing, for those purposes, between (Naka) the Throne and the deities. The Imibe had charge of everything relating to religious festivals; an office which required that they should abstain (imi suru) from all things unclean. The Kume were descended from Amatsu Kume no Mikoto, and their duties were to act as chamberlains and as guards of the Court.
There are also three other families that play a significant role in Japanese history. They are the Nakotomi, the Imibe, and the Kume. The Nakotomi handled religious prayers and divination, serving as a link between the Throne and the deities for those purposes. The Imibe were responsible for everything related to religious festivals; a role that required them to avoid all things considered impure. The Kume were descendants of Amatsu Kume no Mikoto, and their responsibilities included acting as chamberlains and guards of the Court.
Finally, there was the Oga-uji, descended from Okuninushi, which makes the eighth of the great uji. From the time of the Emperor Jimmu to that of the Empress Suiko (A.D. 593-628), the nobles who served in ministerial capacities numbered forty and of that total the Mononobe furnished sixteen; the Otomo, six; the o-omi houses (i.e. the Kwobetsu), nine; the Imibe, one; the Nakatomi, six; and the Oga, two. Thus, the military uji of Mononobe and Otomo gave to the State twenty-two ministers out of forty during a space of some twelve centuries.
Finally, there was the Oga-uji, descended from Okuninushi, which makes it the eighth of the great clans. From the time of Emperor Jimmu to Empress Suiko (A.D. 593-628), the nobles who held ministerial positions numbered forty in total, and among them, the Mononobe provided sixteen; the Otomo, six; the o-omi houses (i.e., the Kwobetsu), nine; the Imibe, one; the Nakatomi, six; and the Oga, two. Therefore, the military clans of Mononobe and Otomo accounted for twenty-two ministers out of forty over a period of about twelve centuries.
ENGRAVING: PROFESSIONAL STORY-TELLER
ENGRAVING: SHIGURETEI AND KASA-NO-CHAYA IN THE KODAIJI (Examples of
Ancient Tea Houses)
ENGRAVING: SHIGURETEI AND KASA-NO-CHAYA IN THE KODAIJI (Examples of
Ancient Tea Houses)
CHAPTER XIV
FROM THE 29TH TO THE 35TH SOVEREIGN
The 29th Sovereign, Kimmei A.D. 540-571
The 29th Sovereign, Kimmei A.D. 540-571
" 30th " Bidatsu " 572-585
" 30th " Bidatsu " 572-585
" 31st " Yomei " 586-587
" 31st " Yomei " 586-587
" 32nd " Sushun " 588-592
" 32nd " Sushun " 588-592
" 33rd " Suiko " 593-628
" 33rd " Suiko " 593-628
" 34th " Jomei " 629-641
" 34th " Jomei " 629-641
" 35th " Kogyoku " 642-645
" 35th " Kogyoku " 642-645
THE seven reigns five Emperors and two Empresses commencing with the Emperor Kimmei and ending with the Empress Kogyoku, covered a period of 105 years, from 540 to 645, and are memorable on three accounts: the introduction of Buddhism; the usurpation of the great uji, and the loss of Japan's possessions in Korea.
THE seven reigns of five Emperors and two Empresses, starting with Emperor Kimmei and ending with Empress Kogyoku, spanned 105 years, from 540 to 645, and are significant for three reasons: the introduction of Buddhism, the usurpation of the powerful uji, and the loss of Japan's territories in Korea.
THE INTRODUCTION OF BUDDHISM
During the reign of the Emperor Ming of the Hou-Han dynasty, in the year AD. 65, a mission was sent from China to procure the Buddhist Sutras as well as some teachers of the Indian faith. More than three centuries elapsed before, in the year 372, the creed obtained a footing in Korea; and not for another century and a half did it find its way (522) to Japan. It encountered no obstacles in Korea. The animistic belief of the early Koreans has never been clearly studied, but whatever its exact nature may have been, it certainly evinced no bigotry in the presence of the foreign faith, for within three years of the arrival of the first image of Sakiya Muni in Koma, two large monasteries had been built, and the King and his Court were all converts.
During the reign of Emperor Ming of the Hou-Han dynasty, in the year AD 65, a mission was sent from China to obtain the Buddhist Sutras and some teachers of the Indian faith. More than three centuries later, in the year 372, the religion took root in Korea; and it wasn't until another century and a half later that it reached Japan. It faced no obstacles in Korea. The animistic beliefs of the early Koreans have never been thoroughly examined, but whatever their true nature was, they showed no intolerance toward the foreign faith. Within three years of the arrival of the first statue of Sakyamuni in Koma, two large monasteries were built, and the King and his Court had all converted.
No such reception awaited Buddhism in Japan when, in 522, a Chinese bonze, Shiba Tachito, arrived, erected a temple on the Sakata plain in Yamato, enshrined an image, of Buddha there, and endeavoured to propagate the faith. At that time, Wu, the first Emperor of the Liang dynasty in China, was employing all his influence to popularize the Indian creed. Tradition says that Shiba Tachito came from Liang, and in all probability he took the overland route via the Korean peninsula, but the facts are obscure. No sensible impression seems to have been produced in Japan by this essay. Buddhism was made known to a few, but the Japanese showed no disposition to worship a foreign god. Twenty-three years later (545), the subject attracted attention again. Song Wang Myong, King of Kudara, menaced by a crushing attack on the part of Koma and Shiragi in co-operation, made an image of the Buddha, sixteen feet high, and petitioned the Court of Yamato in the sense that as all good things were promised in the sequel of such an effort, protection should be extended to him by Japan. Tradition says that although Buddhism had not yet secured a footing in Yamato, this image must be regarded as the pioneer of many similar objects subsequently set up in Japanese temples.
No warm welcome awaited Buddhism in Japan when, in 522, a Chinese monk, Shiba Tachito, arrived, built a temple on the Sakata plain in Yamato, enshrined an image of Buddha there, and tried to spread the faith. At that time, Wu, the first Emperor of the Liang dynasty in China, was using all his influence to promote the Indian belief. Tradition says that Shiba Tachito came from Liang, and he probably took the overland route through the Korean peninsula, but the details are unclear. It seems that this attempt made little impact in Japan. Buddhism reached a few people, but the Japanese showed no interest in worshipping a foreign god. Twenty-three years later (545), the topic came up again. Song Wang Myong, the King of Kudara, threatened by a severe attack from Koma and Shiragi working together, created a sixteen-foot high statue of Buddha and requested the Court of Yamato for support, stating that all good things were promised in the aftermath of such efforts. Tradition says that although Buddhism had not yet gained a foothold in Yamato, this statue should be seen as the first of many similar representations later established in Japanese temples.
Nevertheless, A.D. 552 is usually spoken of as the date of Buddhism's introduction into Japan. In that year the same King of Kudara presented direct to the Yamato Court a copper image of Buddha plated with gold; several canopies (tengai), and some volumes of the sacred books, by the hands of Tori Shichi (Korean pronunciation, Nori Sachhi) and others. The envoys carried also a memorial which said: "This doctrine is, among all, most excellent. But it is difficult to explain and difficult to understand. Even the Duke Chou and Confucius did not attain to comprehension. It can produce fortune and retribution, immeasurable, illimitable. It can transform a man into a Bodhi. Imagine a treasure capable of satisfying all desires in proportion as it is used. Such a treasure is this wonderful doctrine. Every earnest supplication is fulfilled and nothing is wanting. Moreover, from farthest India to the three Han, all have embraced the doctrine, and there is none that does not receive it with reverence wherever it is preached. Therefore thy servant, Myong, in all sincerity, sends his retainer, Nori Sachhi, to transmit it to the Imperial country, that it may be diffused abroad throughout the home provinces,* so as to fulfil the recorded saying of the Buddha, 'My law shall spread to the East.'"** It is highly probable that in the effort to win the Yamato Court to Buddhism, King Myong was influenced as much by political as by moral motives. He sought to use the foreign faith as a link to bind Japan to his country, so that he might count on his oversea neighbour's powerful aid against the attacks of Koma and Shiragi.
Nevertheless, A.D. 552 is typically considered the year Buddhism was introduced to Japan. In that year, the King of Kudara sent a golden-plated copper statue of Buddha, several canopies (tengai), and some volumes of sacred texts to the Yamato Court through Tori Shichi (Korean pronunciation, Nori Sachhi) and others. The envoys also delivered a message that read: "This teaching is the most excellent of all. But it is hard to explain and hard to understand. Even Duke Chou and Confucius couldn’t fully grasp it. It can bring immense and limitless fortune and consequences. It can transform a person into a Bodhi. Imagine a treasure that fulfills all desires depending on how it's used. This teaching is that wonderful treasure. Every sincere prayer is answered, and nothing is lacking. Furthermore, from the distant land of India to the three Han, everyone has embraced this teaching, and it is received with respect wherever it is shared. Therefore, your servant, Myong, sincerely sends his retainer, Nori Sachhi, to convey it to the Imperial country, so it can spread throughout the local provinces,* fulfilling the Buddha's prophecy that 'My law shall spread to the East.'"** It's very likely that King Myong was motivated by both political and moral reasons in his effort to win the Yamato Court over to Buddhism. He aimed to use this foreign faith to strengthen ties between Japan and his own country, hoping to count on his neighbor’s powerful support against the attacks from Koma and Shiragi.
*That is to say, the Kinai, or five provinces, of which Yamato is the centre.
*That is to say, the Kinai, or five regions, with Yamato at the center.
**The memorial is held by some critics to be of doubtful authenticity, though the compilers of the Chronicles may have inserted it in good faith.
**Some critics consider the memorial to be of questionable authenticity, although the compilers of the Chronicles may have included it in good faith.**
A more interesting question, however, is the aspect under which the new faith presented itself to the Japanese when it first arrived among them as a rival of Shinto and Confucianism. There can be no doubt that the form in which it became known at the outset was the Hinayana, or Exoteric, as distinguished from the Mahayana, or Esoteric. But how did the Japanese converts reconcile its acceptance with their allegiance to the traditional faith, Shinto? The clearest available answer to this question is contained in a book called Taishiden Hochu, where, in reply to a query from his father, Yomei, who professed inability to believe foreign doctrines at variance with those handed down from the age of the Kami, Prince Shotoku is recorded to have replied:
A more interesting question, however, is how the new faith appeared to the Japanese when it first came to them as a competitor to Shinto and Confucianism. It's clear that the form it was known by initially was Hinayana, or Exoteric, as opposed to Mahayana, or Esoteric. But how did the Japanese converts integrate this new faith with their commitment to the traditional belief, Shinto? The clearest answer to this question can be found in a book called Taishiden Hochu, where, in response to a question from his father, Yomei, who expressed doubt about believing in foreign doctrines that conflicted with those passed down since the age of the Kami, Prince Shotoku is said to have replied:
"Your Majesty has considered only one aspect of the matter. I am young and ignorant, but I have carefully studied the teachings of Confucius and the doctrine of the Kami. I find that there is a plain distinction. Shinto, since its roots spring from the Kami, came into existence simultaneously with the heaven and the earth, and thus expounds the origin of human beings. Confucianism, being a system of moral principles, is coeval with the people and deals with the middle stage of humanity. Buddhism, the fruit of principles, arose when the human intellect matured. It explains the last stage of man. To like or dislike Buddhism without any reason is simply an individual prejudice. Heaven commands us to obey reason. The individual cannot contend against heaven. Recognizing that impossibility, nevertheless to rely on the individual is not the act of a wise man or an intelligent. Whether the Emperor desire to encourage this creed is a matter within his own will. Should he desire to reject it, let him do so; it will arise one generation later. Should he desire to adopt it, let him do so; it will arise one generation earlier. A generation is as one moment in heaven's eyes. Heaven is eternal. The Emperor's reign is limited to a generation; heaven is boundless and illimitable. How can the Emperor struggle against heaven? How can heaven be concerned about a loss of time?"
"Your Majesty has only considered one side of the issue. I may be young and inexperienced, but I've studied the teachings of Confucius and the principles of the Kami closely. I see a clear difference. Shinto, originating from the Kami, was established at the same time as heaven and earth, and explains the beginning of humanity. Confucianism, being a set of moral principles, developed alongside people and focuses on the middle stage of human existence. Buddhism, born from these principles, emerged when human intellect evolved. It addresses the final stage of humanity. Simply liking or disliking Buddhism without justification is just personal bias. Heaven commands us to follow reason. An individual cannot go against heaven. Recognizing this impossibility, depending solely on the individual is not the act of a wise or intelligent person. Whether the Emperor wants to promote this belief is entirely up to him. If he wishes to dismiss it, he can do so; it will come back in the next generation. If he wants to embrace it, he can do that too; it will appear in the prior generation. A generation is just a moment in heaven's perspective. Heaven is eternal. The Emperor's reign is limited to a generation; heaven is limitless and boundless. How can the Emperor fight against heaven? How can heaven care about losing time?"
The eminent modern Japanese historiographer, Dr. Ariga, is disposed to regard the above as the composition of some one of later date than the illustrious Shotoku, but he considers that it rightly represents the relation assigned to the three doctrines by the Japanese of the sixth and seventh centuries. "Shinto teaches about the origin of the country but does not deal with the present or the future. Confucianism discusses the present and has no concern with the past or the future. Buddhism, alone, preaches about the future. That life ends with the present cannot be believed by all. Many men think of the future, and it was therefore inevitable that many should embrace Buddhism."
The prominent modern Japanese historian, Dr. Ariga, tends to view the above as written by someone later than the famous Shotoku, but he believes it accurately reflects how the Japanese viewed the three doctrines during the sixth and seventh centuries. "Shinto explains the origin of the country but doesn’t address the present or the future. Confucianism focuses on the present and ignores the past and the future. Buddhism, on the other hand, emphasizes the future. Not everyone can accept that life ends with the present. Many people think about the future, so it’s not surprising that many would turn to Buddhism."
But at the moment when the memorial of King Myong was presented to the Emperor Kimmei, the latter was unprepared to make a definite reply. The image, indeed, he found to be full of dignity, but he left his ministers to decide whether it should be worshipped or not. A division of opinion resulted. The o-omi, Iname, of the Soga family, advised that, as Buddhism had won worship from all the nations on the West, Japan should not be singular. But the o-muraji, Okoshi, of the Mononobe-uji, and Kamako, muraji of the Nakatomi-uji, counselled that to bow down to foreign deities would be to incur the anger of the national gods. In a word, the civil officials advocated the adoption of the Indian creed; the military and ecclesiastical officials opposed it. That the head of the Mononobe-uji should have adopted this attitude was natural: it is always the disposition of soldiers to be conservative, and that is notably true of the Japanese soldier (bushi). In the case of the Nakatomi, also, we have to remember that they were, in a sense, the guardians of the Shinto ceremonials: thus, their aversion to the acceptance of a strange faith is explained.
But when the memorial of King Myong was presented to Emperor Kimmei, he wasn't ready to make a clear decision. He thought the image was dignified, but he let his ministers decide whether it should be worshiped. This led to differing opinions. The o-omi, Iname, from the Soga family, suggested that since Buddhism was being worshipped in many Western countries, Japan shouldn’t be an exception. However, the o-muraji, Okoshi, from the Mononobe clan, and Kamako, muraji of the Nakatomi clan, argued that bowing to foreign gods would anger the national deities. In short, the civil officials supported adopting the Indian religion, while the military and religious officials opposed it. It was natural for the head of the Mononobe clan to take this stance; soldiers tend to be conservative, and this is especially true for Japanese soldiers (bushi). As for the Nakatomi, we must remember they were, in a sense, the protectors of Shinto rituals, which explains their reluctance to accept an unfamiliar faith.
What is to be said, however, of the apparently radical policy of the Soga chief? Why should he have advocated so readily the introduction of a foreign creed? There are two apparent reasons. One is that the Hata and Aya groups of Korean and Chinese artisans were under the control of the Soga-uji, and that the latter were therefore disposed to welcome all innovations coming from the Asiatic continent. The other is that between the o-muraji of the Kami class (Shimbetsu) and the o-omi of the Imperial class (Kwobetsu) there had existed for some time a political rivalry which began to be acute at about the period of the coming of Buddhism, and which was destined to culminate, forty years later, in a great catastrophe. The Emperor himself steered a middle course. He neither opposed nor approved but entrusted the image to the keeping of the Soga noble. Probably his Majesty was not unwilling to submit the experiment to a practical test vicariously, for it is to be noted that, in those days, the influence of the Kami for good or for evil was believed to be freely exercised in human affairs.
What can we say about the seemingly radical policy of the Soga chief? Why was he so quick to support the introduction of a foreign religion? There are two clear reasons. One is that the Hata and Aya groups of Korean and Chinese craftsmen were under the control of the Soga clan, which made them inclined to embrace new ideas from the Asian continent. The other reason is that there had been a political rivalry between the o-muraji of the Kami class (Shimbetsu) and the o-omi of the Imperial class (Kwobetsu) for a while, which became intense around the time Buddhism arrived and was destined to lead to a major disaster forty years later. The Emperor himself took a neutral position. He neither opposed nor supported it but entrusted the image to the Soga noble. It’s likely his Majesty was open to trying this experiment indirectly, as it was believed at that time that the influence of the Kami could play a significant role in human affairs, for better or worse.
This last consideration does not seem to have influenced Soga no Iname at all. He must have been singularly free from the superstitions of his age, for he not only received the image with pleasure but also enshrined it with all solemnity in his Mukuhara residence, which he converted wholly into a temple.
This last point doesn't seem to have affected Soga no Iname at all. He must have been unusually free from the superstitions of his time, as he not only welcomed the image with joy but also respectfully enshrined it in his Mukuhara residence, which he completely transformed into a temple.
Very shortly afterwards, however, the country was visited by a pestilence, and the calamity being regarded as an expression of the Kami's resentment, the o-muraji of the Mononobe and the muraji of the Nakatomi urged the Emperor to cast out the emblems of a foreign faith. Accordingly, the statue of the Buddha was thrown into the Naniwa canal and the temple was burned to the ground. Necessarily these events sharply accentuated the enmity between the Soga and the Mononobe. Twenty-five years passed, however, without any attempt to restore the worship of the Buddha. Iname, the o-omi of the Soga, died; Okoshi, the o-muraji of the Mononobe, died, and they were succeeded in these high offices by their sons, Umako and Moriya, respectively.
Very shortly after that, though, the country was hit by a plague, which was seen as a sign of the Kami's anger. The o-muraji of the Mononobe and the muraji of the Nakatomi urged the Emperor to get rid of the symbols of a foreign religion. So, they tossed the Buddha statue into the Naniwa canal and set the temple on fire. These events made the rivalry between the Soga and the Mononobe even stronger. However, twenty-five years passed without any effort to bring back the worship of the Buddha. Iname, the o-omi of the Soga, died; Okoshi, the o-muraji of the Mononobe, also died, and their sons, Umako and Moriya, took over these high positions, respectively.
When the Emperor Bidatsu ascended the throne in A.D. 572, the political stage was practically occupied by these two ministers only; they had no competitors of equal rank. In 577, the King of Kudara made a second attempt to introduce Buddhism into Japan. He sent to the Yamato Court two hundred volumes of sacred books; an ascetic; a yogi (meditative monk); a nun; a reciter of mantras (magic spells); a maker of images, and a temple architect. If any excitement was caused by this event, the annals say nothing of the fact. It is briefly related that ultimately a temple was built for the new-comers in Naniwa (modern Osaka). Two years later, Shiragi also sent a Buddhist eidolon, and in 584—just sixty-two years after the coming of Shiba Tachito from Liang and thirty-two years after Soga no Iname's attempt to popularize the Indian faith—two Japanese high officials returned from Korea, carrying with them a bronze image of Buddha and a stone image of Miroku.* These two images were handed over, at his request, to the o-omi, Umako, who had inherited his father's ideas about Buddhism. He invited Shiba Tachito, then a village mayor, to accompany one Hida on a search throughout the provinces for Buddhist devotees. They found a man called Eben, a Korean who had originally been a priest, and he, having resumed the stole, consecrated the twelve-year-old daughter of Shiba Tachito, together with two other girls, as nuns. The o-omi now built a temple, where the image of Miroku was enshrined, and a pagoda on the top of whose central pillar was deposited a Buddhist relic which had shown miraculous powers.
When Emperor Bidatsu took the throne in A.D. 572, the political scene was mostly dominated by these two ministers; they had no rivals of equal status. In 577, the King of Kudara made another attempt to bring Buddhism to Japan. He sent two hundred volumes of sacred texts to the Yamato Court, along with an ascetic, a yogi (a meditative monk), a nun, a mantra reciter (someone who chants spells), a statue maker, and a temple architect. If this event caused any excitement, the historical records don’t mention it. It’s briefly noted that eventually, a temple was built for the newcomers in Naniwa (modern Osaka). Two years later, Shiragi also sent a Buddhist idol, and in 584—just sixty-two years after Shiba Tachito arrived from Liang and thirty-two years after Soga no Iname's effort to promote the Indian faith—two Japanese high officials returned from Korea, bringing with them a bronze statue of Buddha and a stone statue of Miroku.* These two statues were given, at his request, to the o-omi, Umako, who had inherited his father's views on Buddhism. He invited Shiba Tachito, who was then a village mayor, to team up with a man named Hida to search throughout the provinces for Buddhist followers. They found a man named Eben, a Korean who had once been a priest, and he, after taking up the robes again, consecrated the twelve-year-old daughter of Shiba Tachito, along with two other girls, as nuns. The o-omi then built a temple where the image of Miroku was enshrined, and a pagoda that housed a Buddhist relic which had shown miraculous powers.
*The Sanskrit Maitreya, the expected Messiah of the Buddhist.
*The Sanskrit Maitreya, the anticipated Messiah of Buddhism.
Thus, once more the creed of Sakiya Muni seemed to have found a footing in Japan. But again the old superstitions prevailed. The plague of small-pox broke out once more. This fell disease had been carried from Cochin China by the troops of General Ma Yuan during the Han dynasty, and it reached Japan almost simultaneously with the importation of Buddhism. The physicians of the East had no skill in treating it, and its ravages were terrible, those that escaped with their lives having generally to lament the loss of their eyes. So soon as the malady made its second appearance in the immediate sequel of the new honours paid to Buddhism, men began to cry out that the Kami were punishing the nation's apostacy, and the o-muraji, Moriya, urged the Emperor (Bidatsu) to authorize the suppression of the alien religion. Bidatsu, who at heart had always been hostile to the innovation, consented readily, and the o-muraji, taking upon himself the duty of directing the work of iconoclasm, caused the pagoda and the temple to be razed and burned, threw the image into the canal, and flogged the nuns. But the pestilence was not stayed. Its ravages grew more unsparing. The Emperor himself, as well as the o-omi, Umako, were attacked, and now the popular outcry took another tone: men ascribed the plague to the wrath of Buddha. Umako, in turn, pleaded with the Emperor, and was permitted to rebuild the temple and reinstate the nuns, on condition that no efforts were made to proselytize.
Thus, once again, the teachings of Sakyamuni seemed to gain a foothold in Japan. But once more, the old superstitions took over. The smallpox outbreak returned. This deadly disease had been brought from Cochin China by General Ma Yuan's troops during the Han dynasty, reaching Japan nearly simultaneously with the introduction of Buddhism. The Eastern physicians had no expertise in treating it, and its devastation was horrific; those who survived often lamented the loss of their eyesight. As soon as the disease reappeared right after the new honors given to Buddhism, people began to shout that the Kami were punishing the nation for its abandonment of their faith. The o-muraji, Moriya, urged the Emperor (Bidatsu) to approve the suppression of the foreign religion. Bidatsu, who had always been secretly opposed to the change, agreed quickly, and the o-muraji took on the task of leading the campaign against the new faith. He had the pagoda and the temple destroyed, threw the image into the canal, and punished the nuns. But the plague didn’t stop. Its destruction became even more ruthless. The Emperor himself, along with the o-omi, Umako, fell ill, and the popular outcry shifted: people blamed the plague on the anger of Buddha. Umako, in turn, pleaded with the Emperor and was allowed to rebuild the temple and reinstate the nuns, on the condition that there would be no efforts to convert others.
Thus Buddhism recovered its footing, but the enmity between the o-muraji and the o-omi grew more implacable than ever. They insulted each other, even at the obsequies of the sovereign, and an occasion alone was needed to convert their anger into an appeal to arms.
Thus Buddhism regained its stability, but the hostility between the o-muraji and the o-omi became more unyielding than ever. They insulted each other, even during the sovereign's funeral, and it only took one opportunity to turn their anger into a call to arms.
DISPUTES ABOUT THE ACCESSION
When the Emperor Bidatsu died (A.D. 585) no nomination of a Prince Imperial had taken place, and the feud known to exist between the o-omi and the o-muraji increased the danger of the situation. The following genealogical table will serve to elucidate the relation in which the Soga-uji stood to the Imperial Family, as well as the relation between the members of the latter:
When Emperor Bidatsu died (A.D. 585), no Prince Imperial had been appointed, and the existing feud between the o-omi and the o-muraji made the situation even more dangerous. The following family tree will help clarify how the Soga clan was related to the Imperial Family, as well as how the members of the Imperial Family were related to each other:
\
| Prince Shotoku******
/ Emperor Yomei** > (married to a daughter
/ \ | (originally Prince Oe)| of Soga no Umako)
|Princess Kitashi| | /
|(consort of >< Empress Suiko*****
|Emperor Kimmei* | | (originally consort
| / | of Emperor Bidatsu***
Soga | \
no <
Iname | \ /
|Oane-kimi | | Prince Anahobe*******
|(consort of ><
|Emperor Kimmei) | | Emperor Sushun****
| / \
|
|Omako-Emishi-Iruka
\
| Prince Shotoku******
/ Emperor Yomei** > (married to a daughter
/ \ | (originally Prince Oe)| of Soga no Umako)
|Princess Kitashi| | /
|(consort of >< Empress Suiko*****
|Emperor Kimmei* | | (originally consort
| / | of Emperor Bidatsu***
Soga |
no <
Iname | \ /
|Oane-kimi | | Prince Anahobe*******
|(consort of ><
|Emperor Kimmei) | | Emperor Sushun****
| /
|
|Omako-Emishi-Iruka
\
*The Emperor Kimmei was the elder brother-in-law of Soga no Umako.
**The Emperor Yomei was the nephew of Soga no Umako.
***The Emperor Bidatsu was a nephew of Umako.
****The Emperor Sushun was a nephew of Umako.
*****The Empress Suiko was a niece of Umako.
******Prince Shotoku was son-in-law of Umako.
*******Prince Anahobe was a nephew of Umako.
*Emperor Kimmei was the older brother-in-law of Soga no Umako.
**Emperor Yomei was the nephew of Soga no Umako.
***Emperor Bidatsu was a nephew of Umako.
****Emperor Sushun was a nephew of Umako.
*****Empress Suiko was a niece of Umako.
******Prince Shotoku was the son-in-law of Umako.
*******Prince Anahobe was a nephew of Umako.
It is thus seen that the great uji of Soga was closely related to all the Imperial personages who figured prominently on the stage at this period of Japanese history.
It’s clear that the significant uji of Soga was closely connected to all the Imperial figures who played important roles during this period of Japanese history.
THE EMPEROR YOMEI
The Emperor Yomei was the fourth son of the Emperor Kimmei and a nephew of the o-omi, Umako. The Chronicles say that he "believed in the law of Buddha and reverenced Shinto" which term now makes its first appearance on the page of Japanese history, the Kami alone having been spoken of hitherto. Yomei's accession was opposed by his younger brother, Prince Anahobe (vide above genealogical table), who had the support of the o-muraji, Moriya; but the Soga influence was exerted in Yomei's behalf. Anahobe did not suffer his discomfiture patiently. He attempted to procure admission to the mourning chamber of the deceased Emperor for some unexplained purpose, and being resisted by Miwa Sako, who commanded the palace guards, he laid a formal complaint before the o-omi and the o-muraji. In the sequel Sako was killed by the troops of the o-muraji, though he merited rather the latter's protection as a brave soldier who had merely done his duty, who opposed Buddhism, and who enjoyed the confidence of the Empress Dowager. To Umako, predicting that this deed of undeserved violence would prove the beginning of serious trouble, Moriya insultingly retorted that small-minded men did not understand such matters. Moriya's mind was of the rough military type. He did not fathom the subtle unscrupulous intellect of an adversary like Umako, and was destined to learn the truth by a bitter process.
The Emperor Yomei was the fourth son of Emperor Kimmei and the nephew of the chief minister, Umako. The Chronicles state that he "believed in the law of Buddha and respected Shinto," marking the first time this term appears in Japanese history, as previously only the Kami had been mentioned. Yomei's rise to power was challenged by his younger brother, Prince Anahobe (see the genealogical table above), who had the support of the chief minister, Moriya; however, the Soga influence was in favor of Yomei. Anahobe did not take his defeat lightly. He tried to gain access to the mourning chamber of the late Emperor for reasons that were unclear, and when he was stopped by Miwa Sako, who commanded the palace guards, he filed a formal complaint with the chief minister and the chief of the clans. Eventually, Sako was killed by the troops of the chief minister, even though he deserved protection as a brave soldier who was simply doing his duty, opposing Buddhism, and earning the trust of the Empress Dowager. To Umako, who predicted that this act of unjust violence would lead to serious issues, Moriya insultingly replied that narrow-minded people didn’t understand such matters. Moriya had a rough military mindset and didn't grasp the complex and unscrupulous intellect of an opponent like Umako, destined to learn the harsh truth the hard way.
SHOTOKU TAISHI
Umayado, eldest son of the Emperor Yomei, is one of the most distinguished figures in the annals of Japan. He has been well called "the Constantine of Buddhism." In proof of his extraordinary sagacity, the Chronicles relate that in a lawsuit he could hear the evidence of ten men without confusing them. From his earliest youth he evinced a remarkable disposition for study. A learned man was invited from China to teach him the classics, and priests were brought from Koma to expound the doctrine of Buddhism, in which faith he ultimately became a profound believer. In fact, to his influence, more than to any other single factor, may be ascribed the final adoption of the Indian creed by Japan. He never actually ascended the throne, but as regent under the Empress Suiko he wielded Imperial authority. In history he is known as Shotoku Taishi (Prince Shotoku).
Umayado, the oldest son of Emperor Yomei, is one of the most notable figures in Japan's history. He has rightly been called "the Constantine of Buddhism." To demonstrate his exceptional wisdom, the Chronicles say that during a lawsuit, he could listen to the testimonies of ten men without getting them mixed up. From a young age, he showed a strong inclination for learning. A scholar was brought in from China to teach him the classics, and priests were invited from Koma to explain the principles of Buddhism, in which he ultimately became a deep believer. In fact, Japan's full acceptance of the Indian faith can be attributed more to his influence than to any other single factor. He never actually became emperor, but as regent for Empress Suiko, he held imperial power. In history, he is known as Shotoku Taishi (Prince Shotoku).
FINAL STRUGGLE BETWEEN THE MONONOBE AND THE SOGA
In the second year of his reign, the Emperor Yomei was seized with the malady which had killed his father. In his extremity he desired to be received into the Buddhist faith to which he had always inclined, and he ordered the leading officials to consider the matter. A council was held. Moriya, o-muraji of the Mononobe, and Katsumi, muraji of the Nakatomi, objected resolutely. They asked why the Kami of the country should be abandoned in a moment of crisis. But Umako, o-omi of the Soga, said: "It is our duty to obey the Imperial commands and to give relief to his Majesty. Who will dare to suggest contumely?" Buddhist priests were then summoned to the palace. It was a moment of extreme tension. Prince Umayado (Shotoku) grasped the hands of the o-omi and exclaimed, "If the minister had not believed in Buddhism, who would have ventured to give such counsel?" Umako's answer is said to have been: "Your Imperial Highness will work for the propagation of the faith. I, a humble subject, will maintain it to the death." Moriya, the o-muraji, made no attempt to hide his resentment, but recognizing that his adherents in the palace were comparatively few, he withdrew to a safe place and there concentrated his forces, endeavouring, at the same time, to enlist by magic rites the assistance of the Kami against the disciples of the foreign faith. Meanwhile the Emperor's malady ended fatally. His reign had lasted only one year. At the point of death he was comforted by an assurance that the son of Shiba Tachito would renounce the world to revere his Majesty's memory and would make an image of the Buddha sixteen feet high.
In the second year of his reign, Emperor Yomei fell ill with the same disease that had killed his father. In his desperation, he wanted to be accepted into the Buddhist faith, which he had always been drawn to, and he instructed his top officials to discuss this. A council convened. Moriya, the o-muraji of the Mononobe, and Katsumi, muraji of the Nakatomi, strongly opposed the idea. They questioned why the Kami of the country should be forsaken in a time of crisis. But Umako, o-omi of the Soga, replied, "We must follow the Emperor's commands and provide relief to His Majesty. Who would dare to show disrespect?" Buddhist priests were then called to the palace. The atmosphere was intensely charged. Prince Umayado (Shotoku) took hold of the o-omi's hands and exclaimed, "If the minister hadn't believed in Buddhism, who would have had the courage to give such advice?" Umako is said to have responded: "Your Imperial Highness will promote the faith. I, as a humble servant, will uphold it until my death." Moriya, the o-muraji, couldn't hide his bitterness, but realizing his supporters in the palace were relatively few, he retreated to a safe place to regroup his forces while also trying to summon the Kami through magical rites to help him against the followers of the foreign faith. Meanwhile, the Emperor's illness ultimately proved fatal. His reign lasted only one year. At the moment of his death, he was reassured that the son of Shiba Tachito would give up worldly life to honor his memory and would create a sixteen-foot statue of the Buddha.
Buddhism had now gained a firm footing at the Yamato Court, but its opponents were still active. Their leader, the o-muraji, thought that his best chance of success was to contrive the accession of Prince Anahobe, whose attempt to take precedence of his elder brother, the Emperor Yomei, has been already noted. The conspiracy was discovered, and the Soga forces, acting under the nominal authority of the deceased Emperor's consort, Umako's niece, moved against Anahobe and Moriya, who had not been able to combine their strength. The destruction of Prince Anahobe was easily effected, but the work of dealing with the o-muraji taxed the resources of the Soga to the utmost. Moriya himself ascended a tree and by skill of archery held his assailants long at bay. Archery had been practised assiduously by the Yamato warrior from time immemorial, and arrows possessing remarkable power of penetration had been devised. During the reign of Nintoku, when envoys from Koma presented to the Court iron shields and iron targets, a Japanese archer, Tatebito, was able to pierce them; and in the time of Yuryaku, a rebel named Iratsuko shot a shaft which, passing through his adversary's shield and twofold armour, entered the flesh of his body to the depth of an inch. There was an archery hall within the enclosure of the palace; whenever envoys or functionaries from foreign countries visited Yamato they were invited to shoot there; frequent trials of skill took place, and when oversea sovereigns applied for military aid, it was not unusual to send some bundles of arrows in lieu of soldiers.
Buddhism had now established a strong presence at the Yamato Court, but its opponents were still active. Their leader, the o-muraji, believed his best chance for success was to support Prince Anahobe, who had tried to claim the throne over his elder brother, Emperor Yomei, as mentioned earlier. The conspiracy was uncovered, and the Soga forces, operating under the nominal authority of the late Emperor's consort, who was Umako's niece, moved against Anahobe and Moriya, who had not managed to join their forces. Prince Anahobe was easily taken down, but handling the o-muraji put a significant strain on the Soga's resources. Moriya himself climbed a tree and, with his archery skills, was able to hold off his attackers for a considerable time. Archery had been diligently practiced by the Yamato warriors for ages, and powerful arrows had been created. During Nintoku's reign, when envoys from Koma presented iron shields and targets to the Court, a Japanese archer named Tatebito was able to pierce them; and during Yuryaku's time, a rebel named Iratsuko shot an arrow that went through his opponent's shield and double armor, penetrating an inch deep into his flesh. There was an archery hall within the palace grounds; whenever envoys or officials from foreign lands visited Yamato, they were invited to shoot there. Skill contests were common, and when overseas rulers requested military assistance, it was not unusual to send bundles of arrows instead of soldiers.
Thus, the general of the Mononobe, perched among the branches of a tree, with an unlimited supply of shafts and with highly trained skill as a bowman, was a formidable adversary. Moriya and his large following of born soldiers drove back the Soga forces three times. Success seemed to be in sight for the champion of the Kami. At this desperate stage Prince Shotoku—then a lad of sixteen—fastened to his helmet images of the "Four Guardian Kings of Heaven"* and vowed to build a temple in their honour if victory was vouchsafed to his arms. At the same time, the o-omi, Umako, took oath to dedicate temples and propagate Buddhism. The combat had now assumed a distinctly religious character. Shotoku and Umako advanced again to the attack; Moriya was shot down; his family and followers fled, were put to the sword or sent into slavery, and all his property was confiscated.
Thus, the general of the Mononobe, sitting high in the branches of a tree, armed with an endless supply of arrows and highly skilled as a bowman, was a tough opponent. Moriya and his large group of seasoned soldiers pushed back the Soga forces three times. Success seemed close for the champion of the Kami. At this critical moment, Prince Shotoku—then just sixteen years old—attached images of the "Four Guardian Kings of Heaven"* to his helmet and promised to build a temple in their honor if victory was granted to him. At the same time, the o-omi, Umako, vowed to dedicate temples and spread Buddhism. The battle had now taken on a distinctly religious tone. Shotoku and Umako charged forward again; Moriya was shot down; his family and followers fled, were killed, or taken into slavery, and all his property was seized.
*The "Four Guardian Kings" (Shi-Tenno) are the warriors who guard the world against the attacks of demons.
*The "Four Guardian Kings" (Shi-Tenno) are the warriors who protect the world from demon attacks.*
An incident of this campaign illustrates the character of the Japanese soldier as revealed in the pages of subsequent history: a character whose prominent traits were dauntless courage and romantic sympathy. Yorozu, a dependent of the o-muraji, was reduced to the last straits after a desperate fight. The Chronicles say: "Then he took the sword which he wore, cut his bow into three pieces, and bending his sword, flung it into the river. With a dagger which he had besides, he stabbed himself in the throat and died. The governor of Kawachi having reported the circumstances of Yorozu's death to the Court, the latter gave an order by a stamp* that his body should be cut into eight pieces and distributed among the eight provinces."** In accordance with this order the governor was about to dismember the corpse when thunder pealed and a great rain fell. "Now there was a white dog which had been kept by Yorozu. Looking up and looking down, it went round, howling beside the body, and at last, taking up the head in its mouth, it placed it on an ancient mound, lay down close by, and starved to death. When this was reported to the Court, the latter, moved by profound pity, issued an order that the dog's conduct should be handed down to after ages, and that the kindred of Yorozu should be allowed to construct a tomb and bury his remains."
An event from this campaign shows the nature of the Japanese soldier as revealed in later history: a nature marked by fearless bravery and deep compassion. Yorozu, a follower of the o-muraji, found himself in dire circumstances after a fierce battle. The Chronicles state: "Then he took the sword he wore, cut his bow into three pieces, and bending his sword, threw it into the river. With a dagger he also had, he stabbed himself in the throat and died. The governor of Kawachi reported Yorozu's death to the Court, which then ordered—by a stamp*—that his body should be cut into eight pieces and distributed among the eight provinces."** Following this order, the governor was about to dismember the corpse when a loud thunderclap occurred and a heavy rain began. "There was a white dog that had belonged to Yorozu. Looking around, it went in circles, howling beside the body, and finally, picking up the head in its mouth, it placed it on an ancient mound, lay down nearby, and starved to death. When this was reported to the Court, they, moved by deep compassion, issued an order that the dog's actions should be remembered for future generations and that Yorozu's relatives should be allowed to build a tomb and bury his remains."
*A stamp in red or black on the palm of the hand.
A stamp in red or black on the palm of the hand.
**This custom of dismembering and distributing the remains was practised in Korea until the time, at the close of the nineteenth century, when the peninsula came under Japanese protection. It was never customary in Japan.
**This practice of dismembering and distributing the remains was carried out in Korea until the late nineteenth century, when the peninsula fell under Japanese control. It was never a common practice in Japan.
BUILDING OF TEMPLES
After order had been restored, Prince Shotoku fulfilled his vow by building in the province of Settsu a temple dedicated to the Four Guardian Kings of Heaven (Shitenno-ji), and by way of endowment there were handed over to it one-half of the servants of the o-muraji, together with his house and a quantity of other property. The o-omi, Umako, also erected a temple called Hoko-ji in Asuka near Kara. It has been shown above that Soga no Iname converted one of his houses into a temple to receive the Buddhist image sent by Myong in 552, and that his son, Umako, erected a temple on the east of his residence to enshrine a stone image of Miroku, in 584. But these two edifices partook largely of the nature of private worship. The first public temples for the service of Buddhism were Shotoku's Shitenno-ji and Umako's Hoko-ji erected in 587.
After order was restored, Prince Shotoku kept his promise by building a temple dedicated to the Four Guardian Kings of Heaven (Shitenno-ji) in the province of Settsu. To support it, he transferred half of the servants of the o-muraji, along with his house and some other property. The o-omi, Umako, also built a temple called Hoko-ji in Asuka near Kara. As mentioned earlier, Soga no Iname turned one of his houses into a temple to house the Buddhist image sent by Myong in 552, and his son, Umako, built a temple east of his residence to enshrine a stone image of Miroku in 584. However, these two structures were primarily for private worship. The first public temples for the practice of Buddhism were Shotoku's Shitenno-ji and Umako's Hoko-ji, both established in 587.
AMOUNT OF THE O-MURAJI'S PROPERTY
In the Annals of Prince Shotoku (Taishi-deri) it is recorded that the parts of the o-muraji's estate with which the temple of the Four Kings was endowed were 273 members of his family and household; his three houses and movable property, together with his domain measuring 186,890 shiro, and consisting of two areas of 128,640 shiro and 58,250 shiro in Kawachi and Settsu, respectively. The shiro is variously reckoned at from 5% to 7.12 tsubo (1 tsubo = 36 square feet). Taking the shiro as 6 tsubo, the above three areas total 1000 acres approximately. That this represented a part only of the o-muraji's property is held by historians, who point to the fact that the o-omi's wife, a younger sister of the o-muraji, incited her husband to destroy Moriya for the sake of getting possession of his wealth.
In the Annals of Prince Shotoku (Taishi-deri), it’s recorded that the portions of the o-muraji's estate that were donated to the Temple of the Four Kings included 273 members of his family and household; his three houses and personal property, along with his land covering 186,890 shiro, divided into two areas of 128,640 shiro and 58,250 shiro in Kawachi and Settsu, respectively. The shiro is estimated to be between 5% and 7.12 tsubo (1 tsubo = 36 square feet). If we take the shiro to be 6 tsubo, these three areas amount to roughly 1000 acres. Historians believe this was only a portion of the o-muraji's property, pointing out that the o-omi's wife, who was a younger sister of the o-muraji, urged her husband to destroy Moriya in order to take his wealth.
THE EMPEROR SUSHUN
The deaths of Prince Anahobe and Moriya left the Government completely in the hands of Soga no Umako. There was no o-muraji; the o-omi was supreme. At his instance the crown was placed upon the head of his youngest nephew, Sushun. But Sushun entertained no friendship for Umako nor any feeling of gratitude for the latter's action in contriving his succession to the throne. Active, daring, and astute, he judged the o-omi to be swayed solely by personal ambition, and he placed no faith in the sincerity of the great official's Buddhist propaganda. Meanwhile, the fortunes of the new faith prospered. When the dying Emperor, Yomei, asked to be qualified for Nirvana, priests were summoned from Kudara. They came in 588, the first year of Sushun's reign, carrying relics (sarira), and they were accompanied by ascetics, temple-architects, metal-founders, potters, and a pictorial artist.
The deaths of Prince Anahobe and Moriya left the Government entirely in the hands of Soga no Umako. There was no o-muraji; the o-omi was in charge. At his request, the crown was placed on the head of his youngest nephew, Sushun. However, Sushun felt no friendship for Umako and no gratitude for his role in arranging his rise to the throne. Active, bold, and clever, he believed the o-omi was motivated only by personal ambition, and he didn't trust the sincerity of the great official's Buddhist promotion. Meanwhile, the fortunes of the new faith thrived. When the dying Emperor, Yomei, asked to attain Nirvana, priests were called from Kudara. They arrived in 588, the first year of Sushun's reign, bringing relics (sarira), and they were joined by ascetics, temple builders, metalworkers, potters, and a painter.
The Indian creed now began to present itself to the Japanese people, not merely as a vehicle for securing insensibility to suffering in this life and happiness in the next, but also as a great protagonist of refined progress, gorgeous in paraphernalia, impressive in rites, eminently practical in teachings, and substituting a vivid rainbow of positive hope for the negative pallor of Shinto. Men began to adopt the stole; women to take the veil, and people to visit the hills in search of timbers suited for the frames of massive temples. Soga no Umako, the ostensible leader of this great movement, grew more and more arrogant and arbitrary. The youthful Emperor unbosomed himself to Prince Shotoku, avowing his aversion to the o-omi and his uncontrollable desire to be freed from the incubus of such a minister. Shotoku counselled patience, but Sushun's impetuosity could not brook delay, nor did he reflect that he was surrounded by partisans of the Soga.
The Indian belief system started to appeal to the Japanese people, not just as a way to numb the pain of this life and find happiness in the next, but also as a strong advocate for advancement, glamorous in its rituals, impressive in its ceremonies, extremely practical in its teachings, and replacing the gloomy outlook of Shinto with a bright spectrum of hope. Men began to wear the stole; women started to take the veil, and people went to the mountains looking for wood suitable for building large temples. Soga no Umako, the apparent leader of this major movement, became more arrogant and domineering. The young Emperor confided in Prince Shotoku, expressing his dislike for the o-omi and his intense wish to be free from the burden of such a minister. Shotoku advised patience, but Sushun's impatience couldn’t tolerate waiting, nor did he consider that he was surrounded by Soga supporters.
A Court lady betrayed his designs to the o-omi, and the latter decided that the Emperor must be destroyed. An assassin was found in the person of Koma, a naturalized Chinese, suzerain of the Aya uji, and, being introduced into the palace by the o-omi under pretence of offering textile fabrics from the eastern provinces, he killed the Emperor. So omnipotent was the Soga chief that his murderous envoy was not even questioned. He received open thanks from his employer and might have risen to high office had he not debauched a daughter of the o-omi. Then Umako caused him to be hung from a tree and made a target of his body, charging him with having taken the Emperor's life. "I knew only that there was an o-omi," retorted the man. "I did not know there was an Emperor." Many others shared Koma's comparative ignorance when the Soga were in power. At the Emperor Yomei's death, only one person honoured his memory by entering the Buddhist priesthood. When Soga no Umako died, a thousand men received the tonsure. The unfortunate Sushun was interred on the day of his murder, an extreme indignity, yet no one ventured to protest; and even Prince Shotoku, while predicting that the assassin would ultimately suffer retribution, justified the assassination on the ground that previous misdeeds had deserved it.
A court lady revealed his plans to the o-omi, who decided that the Emperor had to be eliminated. An assassin was found in Koma, a naturalized Chinese man and leader of the Aya uji. He was brought into the palace by the o-omi under the pretense of offering textiles from the eastern provinces, and he killed the Emperor. The Soga chief was so powerful that his murderous agent wasn’t even questioned. Koma received public gratitude from his employer and could have risen to a high position if he hadn't corrupted a daughter of the o-omi. Eventually, Umako had him hanged from a tree and made a target of his body, accusing him of killing the Emperor. "I only knew there was an o-omi," the man retorted. "I didn’t know there was an Emperor." Many others shared Koma's relative ignorance during the Soga’s reign. When Emperor Yomei died, only one person honored his memory by becoming a Buddhist monk. When Soga no Umako died, a thousand men took the tonsure. The unfortunate Sushun was buried on the day he was murdered, which was a great indignity, yet no one dared to object; even Prince Shotoku, while predicting that the assassin would eventually face consequences, justified the assassination by claiming that past wrongs warranted it.
Shotoku's conduct on this occasion has inspired much censure and surprise when contrasted with his conspicuous respect for virtue in all other cases. But the history of the time requires intelligent expansion. Cursory reading suggests that Umako's resolve to kill Sushun was taken suddenly in consequence of discovering the latter's angry mood. The truth seems to be that Sushun was doomed from the moment of his accession. His elder brother had perished at the hands of Umako's troops, and if he himself did not meet the same fate, absence of plausible pretext alone saved him. To suffer him to reign, harbouring, as he must have harboured, bitter resentment against his brother's slayer, would have been a weakness inconsistent with Umako's character. Sushun was placed on the throne as a concession to appearance, but, at the same time, he was surrounded with creatures of the o-omi, so that the latter had constant cognizance of the sovereign's every word and act.
Shotoku's behavior in this situation has drawn a lot of criticism and surprise when compared to his obvious respect for virtue in all other cases. However, understanding the context of the time requires a deeper look. A quick glance might suggest that Umako's decision to kill Sushun was a sudden reaction to Sushun's angry mood. The reality appears to be that Sushun was marked for death from the moment he became ruler. His older brother had already been killed by Umako's forces, and if Sushun managed to avoid the same fate, it was only because there was no reasonable excuse to do so. Allowing him to rule while undoubtedly harboring resentment against his brother's killer would have been a weakness that didn't fit Umako's character. Sushun was put on the throne as a show, but at the same time, he was surrounded by Umako's supporters so that Umako was always aware of every word and action of the sovereign.
When the o-omi judged the time fitting, he proposed to the Emperor that an expedition should be despatched to recover Mimana, which had been lost to Japan some time previously. An army of twenty thousand men, commanded by a majority of the omi and muraji, was sent to Tsukushi, and all potential opponents of the Soga chief having been thus removed, he proceeded to carry out his design against the Emperor's life. The very indignity done to Sushun's remains testifies the thoroughness of the Soga plot. It has been shown that in early days the erection of a tomb for an Imperial personage was a heavy task, involving much time and labour. Pending the completion of the work, the corpse was put into a coffin and guarded day and night, for which purpose a separate palace was* erected. When the sepulchre had been fully prepared, the remains were transferred thither with elaborate ceremonials,** and the tomb was thenceforth under the care of guardians (rioko).
When the o-omi felt the time was right, he suggested to the Emperor that a mission be sent to reclaim Mimana, which had been lost to Japan some time ago. An army of twenty thousand men, led by most of the omi and muraji, was dispatched to Tsukushi. With all potential rivals to the Soga chief out of the way, he moved forward with his plan against the Emperor's life. The disgrace inflicted on Sushun's remains clearly shows how thorough the Soga conspiracy was. It's evident that in earlier times, building a tomb for an Imperial figure was a significant endeavor, requiring a lot of time and effort. While the tomb was being constructed, the body was placed in a coffin and guarded around the clock, for which a separate palace was built. Once the burial site was completely ready, the remains were moved there with elaborate ceremonies, and the tomb was then overseen by guardians (rioko).
*Called Araki-no-miya, or the "rough palace." The interval during which time the coffin remained there was termed kari-mo-gari, or "temporary mourning."
*Called Araki-no-miya, or the "rough palace." The time when the coffin stayed there was known as kari-mo-gari, or "temporary mourning."
**Known as kakushi-matsuri, or the "rite of hiding." It would seem that the term of one year's mourning prescribed in the case of a parent had its origin in the above arrangement.
**Known as kakushi-matsuri, or the "rite of hiding." It seems that the one-year mourning period required for a parent comes from this arrangement.
All these observances were dispensed with in the case of the Emperor Sushun. His remains did not receive even the measure of respect that would have been paid to the corpse of the commonest among his subjects. Nothing could indicate more vividly the omnipotence of the o-omi; everything had been prepared so that his partisans could bury the body almost before it was cold. Had Prince Shotoku protested, he would have been guilty of the futility described by a Chinese proverb as "spitting at the sky." Besides, Shotoku and Umako were allies otherwise. The Soga minister, in his struggle with the military party, had needed the assistance of Shotoku, and had secured it by community of allegiance to Buddhism. The prince, in his projected struggle against the uji system, needed the assistance of Buddhist disciples in general, and in his effort to reach the throne, needed the assistance of Umako in particular. In short, he was building the edifice of a great reform, and to have pitted himself, at the age of nineteen, against the mature strength of the o-omi would have been to perish on the threshold of his purpose.
All those rituals were skipped in the case of Emperor Sushun. His remains didn’t even get the minimum respect that would have been shown to the body of the least important person among his subjects. Nothing could illustrate the power of the o-omi more clearly; everything was arranged so that his supporters could bury the body almost immediately. If Prince Shotoku had protested, it would have been as pointless as "spitting at the sky," as a Chinese proverb puts it. Additionally, Shotoku and Umako were allies in other respects. The Soga minister needed Shotoku’s help in his fight against the military faction, which he secured through their shared loyalty to Buddhism. The prince, in his planned fight against the uji system, needed the support of Buddhist followers in general, and specifically needed Umako’s assistance to reach the throne. In short, he was building the foundation for major reform, and taking on the formidable strength of the o-omi at just nineteen would have meant failing right at the start of his goal.
THE EMPRESS SUIKO
By the contrivance of Umako, the consort of the Emperor Bidatsu was now placed on the throne, Prince Shotoku being nominated Prince Imperial and regent. The Soga-uji held absolute power in every department of State affairs.
Through Umako's scheme, the Emperor Bidatsu's consort was now on the throne, with Prince Shotoku appointed as the Prince Imperial and regent. The Soga clan held complete control over all aspects of State affairs.
THE CONSTITUTION OF SHOTOKU
One of the most remarkable documents in Japanese annals is the Jushichi Kempo, or Seventeen-Article Constitution, compiled by Shotoku Taishi in A.D. 604. It is commonly spoken of as the first written law of Japan. But it is not a body of laws in the proper sense of the term. There are no penal provisions, nor is there any evidence of promulgation with Imperial sanction. The seventeen articles are simply moral maxims, based on the teachings of Buddhism and Confucianism, and appealing to the sanctions of conscience. Prince Shotoku, in his capacity of regent, compiled them and issued them to officials in the guise of "instructions."
One of the most significant documents in Japanese history is the Jushichi Kempo, or Seventeen-Article Constitution, created by Shotoku Taishi in A.D. 604. It's often referred to as Japan's first written law. However, it isn't a set of laws in the traditional sense. There are no penalties, and there's no evidence of official approval from the Emperor. The seventeen articles are just moral guidelines rooted in Buddhist and Confucian teachings, appealing to people's sense of right and wrong. Prince Shotoku, serving as regent, compiled these articles and presented them to officials as "instructions."
I. Harmony is to be valued, and the avoidance of wanton opposition honoured. All men are swayed by class feeling and few are intelligent. Hence some disobey their lords and fathers or maintain feuds with neighbouring villages. But when the high are harmonious and the low friendly, and when there is concord in the discussion of affairs, right views spontaneously find acceptance. What is there that cannot be then accomplished?
I. Harmony is valuable, and avoiding pointless conflict is important. Everyone is influenced by their social class, and very few think for themselves. As a result, some ignore their leaders and parents, or engage in disputes with nearby communities. However, when those in power are united and those with less power are amicable, and when there’s agreement in discussing matters, the right ideas naturally gain acceptance. What can't be achieved in such an environment?
II. Reverence sincerely the Three Treasures—Buddha, the Law, and the Priesthood—for these are the final refuge of the Four Generated Beings* and the supreme objects of faith in all countries. What man in what age can fail to revere this law? Few are utterly bad: they may be taught to follow it. But if they turn not to the Three Treasures, wherewithal shall their crookedness be made straight?
II. Truly respect the Three Treasures—Buddha, the Dharma, and the Sangha—because they are the ultimate refuge for all sentient beings and the highest objects of faith in every nation. What person in any time can ignore this truth? Few are completely evil; they can be guided to follow it. But if they don’t turn to the Three Treasures, how can their wrongdoings be corrected?
*Beings produced in transmigration by the four processes of being born from eggs, from a womb, from fermentation, or from metamorphosis.
*Beings that come into existence through the four processes: being born from eggs, from a womb, from fermentation, or from metamorphosis.
III. When you receive the Imperial Commands fail not to obey scrupulously. The lord is Heaven; the vassal, Earth. Heaven overspreads; Earth upbears. When this is so, the four seasons follow their due course, and the powers of Nature develop their efficiency. If the Earth attempt to overspread, Heaven falls in ruin. Hence when the lord speaks, the vassal hearkens; when the superior acts, the inferior yields compliance. When, therefore, you receive an Imperial Command, fail not to carry it out scrupulously. If there be want or care in this respect, a catastrophe naturally ensues.
III. When you receive Imperial Commands, make sure to follow them carefully. The lord represents Heaven; the vassal, Earth. Heaven encompasses all; Earth supports all. When this relationship is maintained, the four seasons follow their natural order, and the forces of Nature operate effectively. If Earth tries to overreach, Heaven will be in chaos. Therefore, when the lord speaks, the vassal listens; when the superior acts, the inferior complies. So, when you receive an Imperial Command, make sure to implement it diligently. If there's a lack of attention or care in this regard, a disaster will inevitably occur.
IV. Ministers and functionaries should make decorous behavior their guiding principle, for decorous behavior is the main factor in governing the people. If superiors do not behave with decorum, inferiors are disorderly; if inferiors are wanting in proper behaviour, offences are inevitable. Thus it is that when lord and vassal behave with propriety, the distinctions of rank are not confused; and when the people behave with propriety, the government of the State proceeds of itself.
IV. Ministers and officials should prioritize respectful behavior as their key principle, because respectful behavior is essential for effectively governing the people. If those in higher positions don’t act with respect, those below them will be disorderly; if those below fail to behave properly, violations will happen. Therefore, when leaders and followers act appropriately, the differences in rank are clear, and when the people behave properly, the government runs smoothly on its own.
V. Refraining from gluttony and abandoning covetous desires, deal impartially with the suits brought before you. Of complaints preferred by the people there are a thousand in one day: how many, then, will there be in a series of years? Should he that decides suits at law make gain his ordinary motive and hear causes with a view to receiving bribes, then will the suits of the rich man be like a stone flung into water,* while the plaints of the poor will resemble water cast on a stone. In such circumstances, the poor man will not know whither to betake himself, and the duty of a minister will not be discharged.
V. Avoid gluttony and let go of greedy desires; judge the cases presented to you fairly. Each day, there are countless complaints from the people: just imagine how many there will be over the years. If someone who decides legal cases makes profit their main goal and considers cases only for bribes, then the cases of the rich will sink like a stone thrown into water, while the complaints of the poor will just splash against a stone. In this situation, the poor will have no idea where to turn, and the responsibilities of a minister will go unfulfilled.
*That is to say, they will encounter no opposition.
*In other words, they won’t face any resistance.
VI. Chastise that which is evil and encourage that which is good. This was the excellent rule of antiquity. Conceal not, therefore, the good qualities of others, and fail not to correct that which is wrong when you see it. Flatterers and deceivers are a sharp weapon for the overthrow of the State, and a pointed sword for the destruction of the people. Sycophants are also fond, when they meet, of dilating to their superiors on the errors of their inferiors; to their inferiors, they censure the faults of their superiors. Men of this kind are all wanting in fidelity to their lord, and in benevolence towards the people. From such an origin great civil disturbances arise.
VI. Criticize what is wrong and promote what is right. This was the great principle of the past. So don’t hide the good traits of others, and make sure to address wrongdoings when you notice them. Flatterers and deceivers are a dangerous threat to the stability of the State and a serious risk to the well-being of the people. Sycophants also like to boast to their superiors about the mistakes of those below them; to those below, they point out the faults of their superiors. People like this lack loyalty to their leader and concern for the people. Such behavior leads to significant civil unrest.
VII. Let every man have his own charge, and let not the spheres of duty be confused. When wise men are entrusted with office, the sound of praise arises. If unprincipled men hold office, disasters and tumults are multiplied. In this world, few are born with knowledge: wisdom is the product of earnest meditation. In all things, whether great or small, find the right man, and they will surely be well managed: on all occasions, be they urgent or the reverse, meet with but a wise man and they will of themselves be amenable. In this way will the State be eternal and the Temples of the Earth and of Grain* will be free from danger. Therefore did the wise sovereigns of antiquity seek the man to fill the office, and not the office for the sake of the man.
VII. Let each person have their own responsibilities, and let’s not mix up who does what. When wise individuals are given positions of authority, they earn respect and praise. But if dishonest people are in charge, problems and chaos multiply. In this world, few are born with knowledge; wisdom comes from deep reflection. In everything, whether big or small, find the right person, and they will be managed well: in all situations, urgent or not, just engage with a wise person, and things will naturally fall into place. This is how the State will endure, and the Temples of the Earth and of Grain* will remain safe. That’s why the wise rulers of the past sought the right person for each role, rather than just filling a position for someone’s sake.
*A Chinese expression for the Imperial house.
*A Chinese expression for the royal family.*
VIII. Let the ministers and functionaries attend the Court early in the morning, and retire late. The business of the State does not admit of remissness, and the whole day is hardly enough for its accomplishment. If, therefore, the attendance at Court is late, emergencies cannot be met: if officials retire soon, the work cannot be completed.
VIII. Let the ministers and officials arrive at Court early in the morning and leave late. The business of the State doesn’t allow for any slack, and the entire day is barely enough to get everything done. So, if attendance at Court is delayed, emergencies can’t be handled; if officials leave early, the work won’t get finished.
IX. Good faith is the foundation of right. In everything let there be good faith, for in it there surely consists the good and the bad, success and failure. If the lord and the vassal observe good faith one with another, what is there which cannot be accomplished? If the lord and the vassal do not observe good faith towards one another, everything without exception ends in failure.
IX. Good faith is the basis of what is right. In everything, there should be good faith, as it truly holds the key to what is good and bad, to success and failure. If the lord and the vassal honor good faith with each other, what can’t be achieved? If the lord and the vassal do not maintain good faith towards each other, everything without exception ends in failure.
X. Let us cease from wrath, and refrain from angry looks. Nor let us be resentful when others differ from us. For all men have hearts, and each heart has its own leanings. Their right is our wrong, and our right is their wrong. We are not unquestionably sages nor are they unquestionably fools. Both of us are simply ordinary men. How can anyone lay down a rule by which to distinguish right from wrong? For we are all, one with another, wise and foolish like a ring which has no end. Therefore, although others give way to anger, let us, on the contrary, dread our own faults, and though we alone may be in the right, let us follow the multitude and act like them.
X. Let's stop being angry and avoid giving people dirty looks. We shouldn't hold a grudge when others see things differently. Everyone has feelings, and each person has their own preferences. What they believe is right can seem wrong to us, and what we think is right can seem wrong to them. None of us are always wise, and neither are they always foolish. We're just regular people. How can anyone establish a firm guideline to tell right from wrong? We’re all a mix of wisdom and foolishness, like a never-ending circle. So, even if others let their anger take over, we should be more concerned about our own flaws, and even if we think we're right, we should go along with the crowd and act like them.
XI. Give clear appreciation to merit and demerit, and deal out to each its sure reward or punishment. In these days, reward does not attend upon merit, nor punishment upon crime. Ye high functionaries who have charge of public affairs, let it be your task to make clear rewards and punishments.
XI. Clearly recognize merit and demerit, and ensure each receives its appropriate reward or punishment. Nowadays, rewards don’t necessarily align with merit, nor do punishments match crime. You, the high officials responsible for public affairs, it’s your job to clarify rewards and punishments.
XII. Let not the provincial authorities or the kuni no miyatsuko levy exactions on the people. In a country there are not two lords; the people have not two masters. The sovereign is the master of the people of the whole country. The officials to whom he gives charge are all his vassals. How can they, as well as the Government, presume to levy taxes on the people?
XII. Let not the local authorities or the kuni no miyatsuko impose burdens on the people. In a country, there aren't two lords; the people have only one master. The sovereign is the ruler of all the people in the country. The officials he entrusts are all his subordinates. How can they, along with the Government, think they can tax the people?
XIII. Let all persons entrusted with office attend equally to their functions. Owing to illness or despatch on missions their work may sometimes be neglected. But whenever they are able to attend to business, let them be as accommodating as though they had cognizance of it from before, and let them not hinder public affairs on the score of not having had to do with them.
XIII. Let everyone in a position of responsibility equally fulfill their duties. Due to illness or being away on assignments, their work may sometimes be overlooked. However, whenever they are able to engage in their responsibilities, they should be as helpful as if they were already familiar with the matters at hand, and they should not obstruct public affairs just because they haven't been involved with them before.
XIV. Ministers and functionaries, be not envious. If we envy others, they, in turn, will envy us. The evils of envy know no limit. If others excel us in intelligence, it gives us no pleasure; if they surpass us in ability, we are envious. Therefore it is not until after the lapse of five hundred years that we at last meet with a wise man, and even in a thousand years we hardly obtain one sage. But if wise men and sages be not found, how shall the country be governed?
XIV. Ministers and officials, don’t be envious. If we envy others, they will end up envying us too. The problems caused by envy are endless. If others are smarter than us, it doesn’t make us happy; if they are more capable, we just feel envy. That’s why it takes five hundred years to finally meet a wise person, and even after a thousand years, we barely find one sage. But if wise people and sages are so rare, how will the country be governed?
XV. To turn away from that which is private and to set one's face towards that which is public this is the path of a minister. If a man is influenced by private motives, he will assuredly feel resentment; if he is influenced by resentment, he will assuredly fail to act harmoniously with others; if he fails to act harmoniously with others, he will assuredly sacrifice the public interest to his private feelings. When resentment arises, it interferes with order and is subversive of law. Therefore, in the first clause it was said that superiors and inferiors should agree together. The purport is the same as this.
XV. Turning away from what is private and focusing on what is public is the way of a minister. If a person is driven by personal motives, they will definitely feel resentment; if they are influenced by resentment, they will certainly struggle to work well with others; and if they do not work well with others, they will likely put their personal feelings ahead of the public good. When resentment comes up, it disrupts order and undermines the law. That’s why, in the first part, it was stated that leaders and followers should come to an agreement. The message is the same.
XVI. Let the employment of the people in forced labour be at seasonable times. This is an ancient and excellent rule. Let them be employed, therefore, in the winter months when they have leisure. But from spring to autumn, when they are engaged in agriculture or with the mulberry trees, the people should not be employed. For if they do not attend to agriculture, what will they have to eat? If they do not attend to the mulberry trees, what will they do for clothing?
XVI. The workforce should be utilized for mandatory labor during appropriate times. This is a longstanding and valuable guideline. Therefore, they should be employed during the winter months when they have free time. However, from spring to autumn, when they are busy with farming or taking care of the mulberry trees, the people should not be assigned work. Because if they neglect farming, what will they eat? And if they don’t tend to the mulberry trees, how will they get clothing?
XVII. Decisions on important matters should not be rendered by one person alone: they should be discussed by many. But small matters being of less consequence, need not be consulted about by a number of people. It is only in the discussion of weighty affairs, when there is an apprehension of miscarriage, that matters should be arranged in concert with others so as to arrive at the right conclusion.*
XVII. Important decisions shouldn't be made by just one person; they should involve discussion among many. However, small matters are less significant and don’t need to be discussed by a group. It's only when dealing with serious issues, where there's a fear of failure, that decisions should be made in collaboration with others to reach the right conclusion.*
*The above is taken almost verbatim from Aston's translation of the
Nihongi.
*The above is taken almost word-for-word from Aston's translation of the
Nihongi.
For a document compiled at the beginning of the seventh century these seventeen ethical precepts merit much approbation. With the exception of the doctrine of expediency, enunciated at the close of the tenth article, the code of Shotoku might be taken for guide by any community in any age. But the prince as a moral reformer* cannot be credited with originality; his merit consists in having studied Confucianism and Buddhism intelligently. The political purport of his code is more remarkable. In the whole seventeen articles there is nothing to inculcate worship of the Kami or observance of Shinto rites. Again, whereas, according to the Japanese creed, the sovereign power is derived from the Imperial ancestor, the latter is nowhere alluded to. The seventh article makes the eternity of the State and the security of the Imperial house depend upon wise administration by well-selected officials, but says nothing of hereditary rights. How is such a vital omission to be interpreted, except on the supposition that Shotoku, who had witnessed the worst abuses incidental to the hereditary system of the uji, intended by this code to enter a solemn protest against that system?
For a document put together at the start of the seventh century, these seventeen ethical guidelines deserve a lot of praise. Except for the idea of expediency mentioned at the end of the tenth article, Shotoku's code could serve as a guide for any community at any time. However, the prince as a moral reformer can't be considered entirely original; his contribution lies in having studied Confucianism and Buddhism thoughtfully. The political implications of his code are even more noteworthy. Throughout the seventeen articles, there is no promotion of worshiping the Kami or following Shinto rituals. Additionally, while Japanese belief holds that sovereign power comes from the Imperial ancestor, this figure is not mentioned at all. The seventh article states that the longevity of the State and the stability of the Imperial family rely on wise governance by well-chosen officials, but it doesn't reference hereditary rights. How can such a significant omission be interpreted, if not as a sign that Shotoku, who had seen the worst abuses related to the hereditary system of the uji, aimed with this code to make a serious protest against that system?
*It is a curious fact that tradition represents this prince as having been born at the door of a stable. Hence his original name, Umayado (Stable-door).
*It's interesting to note that tradition describes this prince as being born at the door of a stable. That's why his original name was Umayado (Stable-door).
Further, the importance attached to the people* is a very prominent feature of the code. Thus, in Article IV, it is stated that "when the people behave with propriety the government of the State proceeds of itself;" Article V speaks of "complaints preferred by the people;" Article VI refers to "the overthrow of the State" and "the destruction of the people;" Article VII emphasises "the eternity of the State;" that "the sovereign is the master of the people of the whole country;" that "the officials to whom he gives charge are all his vassals," and that these officials, whether miyatsuko or provincial authorities, must not "presume, as well as the Government, to levy taxes on the people." All those expressions amount to a distinct condemnation of the uji system, under which the only people directly subject to the sovereign were those of the minashiro, and those who had been naturalized or otherwise specially assigned, all the rest being practically the property of the uji, and the only lands paying direct taxes to the Throne were the domains of the miyake.
Furthermore, the emphasis placed on the people is a key aspect of the code. In Article IV, it states that "when the people act appropriately, the government of the State functions on its own;" Article V mentions "complaints made by the people;" Article VI talks about "the overthrow of the State" and "the destruction of the people;" Article VII highlights "the permanence of the State;" that "the sovereign is the master of all the people in the country;" that "the officials he appoints are all his vassals," and that these officials, whether miyatsuko or provincial authorities, must not "assume, like the Government, to impose taxes on the people." All these statements clearly condemn the uji system, where the only people directly subject to the sovereign were those from the minashiro and those who had been naturalized or specifically assigned, while the rest were essentially the property of the uji, and the only lands that paid direct taxes to the Throne were the domains of the miyake.
*The word used is hyakusho, which ultimately came to be applied to farmers only.
*The term used is hyakusho, which eventually came to be used specifically for farmers only.
Forty-two years later (A.D. 646), the abolition of private property in persons and lands was destined to become the policy of the State, but its foundations seem to have been laid in Shotoku's time. It would be an error to suppose that the neglect of Shinto suggested by the above code was by any means a distinct feature of the era, or even a practice of the prince himself. Thus, an Imperial edict, published in the year 607, enjoined that there must be no remissness in the worship of the Kami, and that they should be sincerely reverenced by all officials, In the sequel of this edict Prince Shotoku himself, the o-omi, and a number of functionaries worshipped the Kami of heaven and of earth. In fact, Shotoku, for all his enthusiasm in the cause of Buddhism, seems to have shrunk from anything like bigoted exclusiveness. He is quoted* as saying: "The management of State affairs cannot be achieved unless it is based on knowledge, and the sources of knowledge are Confucianism, Buddhism, and Shinto."** He who inclines to one of these three, must study the other two also; for what one knows seems reasonable, but that of which one is ignorant appears unreasonable. Therefore an administrator of public affairs should make himself acquainted with all three and should not affect one only, for such partiality signifies maladministration.
Forty-two years later (A.D. 646), the abolition of private property in people and land was set to become government policy, but its foundations seem to have been established during Shotoku's time. It would be a mistake to think that the neglect of Shinto suggested by the above code was a clear feature of the era or even a practice of the prince himself. An Imperial edict published in 607 stated that there must be no neglect in the worship of the Kami, and that all officials should sincerely honor them. Following this edict, Prince Shotoku himself, along with the o-omi and several officials, worshipped the Kami of heaven and earth. In fact, despite his enthusiasm for Buddhism, Shotoku appears to have avoided any form of bigoted exclusiveness. He is quoted as saying: "The management of State affairs cannot be achieved unless it is based on knowledge, and the sources of knowledge are Confucianism, Buddhism, and Shinto." Those who favor one of these three must also study the other two; for what one knows seems reasonable, while ignorance makes things seem unreasonable. Therefore, a public affairs administrator should familiarize themselves with all three and not show preference for just one, as such bias indicates poor governance.
*In the Sankyo-ron.
*In the Sankyo Theory.
**The order of this enumeration is significant.
**The order of this list matters.
DEATH OF SHOTOKU TAISHI
Prince Shotoku died in the year 621. The Records do not relate anything of his illness: they say merely that he foresaw the day and hour of his own death, and they say also that when the Buddhist priest, Hyecha of Koma, who had instructed the prince in the "inner doctrine," learned of his decease, he also announced his determination to die on the same day of the same month in the following year so as "to meet the prince in the Pure Land and, together with him, pass through the metempsychosis of all living creatures."
Prince Shotoku died in 621. The records don’t mention anything about his illness; they only say that he predicted the day and time of his death. They also mention that when the Buddhist priest Hyecha of Koma, who had taught the prince the "inner doctrine," learned of his passing, he declared his intention to die on the same day of the same month the following year to "meet the prince in the Pure Land and, together with him, experience the rebirth of all living beings."
The last months of Shotoku's life were devoted to compiling, in concert with the o-omi Umako, "a history of the Emperors; a history of the country, and the original record of the omi, the muraji, the tomo no miyatsuko, the kuni no miyatsuko, the 180 be, and the free subjects." This, the first Japanese historical work, was completed in the year 620. It was known afterwards as the Kujihongi, and twenty-five years later (645) when—as will presently be seen—the execution of the Soga chief took place, the book was partially consumed by fire. Yet that it had not suffered beyond the possibility of reconstruction, and that it survived in the Ko-jiki was never doubted until the days (1730-1801) of "the prince of Japanese literati," Motoori Norinaga. The question of authenticity is still unsettled.
The last months of Shotoku's life were spent working with the o-omi Umako to compile "a history of the Emperors, a history of the country, and the original record of the omi, the muraji, the tomo no miyatsuko, the kuni no miyatsuko, the 180 be, and the free subjects." This was the first Japanese historical work, finished in 620. It later became known as the Kujihongi, and twenty-five years later (645), when—as will be explained shortly—the execution of the Soga chief occurred, the book was partially destroyed by fire. However, it was never doubted that it hadn’t been damaged beyond repair, and that it survived in the Ko-jiki until the days (1730-1801) of "the prince of Japanese literati," Motoori Norinaga. The question of its authenticity remains unsettled.
Shotoku's name is further connected with calendar making, though no particulars of his work in that line are on record. Japanese historians speak of him as the father of his country's civilization. They say that he breathed life into the nation; that he raised the status of the Empire; that he laid the foundations of Japanese learning; that he fixed the laws of decorum; that he imparted a new character to foreign relations, and that he was an incarnation of the Buddha, specially sent to convert Japan. The Chronicles say that at his death nobles and commoners alike, "the old, as if they had lost a dear child, the young, as if they had lost a beloved parent, filled the ways with the sound of their lamenting."
Shotoku's name is also associated with creating calendars, although there are no specific records of his work in that area. Japanese historians refer to him as the father of the nation’s civilization. They claim he revitalized the country, elevated the Empire's status, established the foundations of Japanese education, set the standards of behavior, transformed foreign relations, and was believed to be an incarnation of the Buddha, sent to convert Japan. The Chronicles mention that upon his death, both nobles and commoners, "the old, as if they had lost a dear child, the young, as if they had lost a beloved parent, filled the streets with their cries of mourning."
THE SPREAD OF BUDDHISM AND THE CONTROL OF ITS PRIESTS
The roots of Japanese Buddhism were watered with blood, as have been the roots of so many religions in so many countries. From the day of the destruction of the military party under the o-muraji Moriya, the foreign faith flourished. Then—as has been shown—were built the first two great temples, and then, for the first time, a Buddhist place of worship was endowed* with rich estates and an ample number of serfs to till them. Thenceforth the annals abound with references to the advent of Buddhist priests from Korea, bearing relics or images. The omi and the muraji vied with each other in erecting shrines, and in 605, we find the Empress Suiko commanding all high dignitaries of State to make 16-foot images of copper** and of embroidery. Buddhist festivals were instituted in 606, and their magnificence, as compared with the extreme simplicity of the Shinto rites, must have deeply impressed the people. In a few decades Buddhism became a great social power, and since its priests and nuns were outside the sphere of ordinary administration, the question of their control soon presented itself. It became pressing in 623 when a priest killed his grandfather with an axe. The Empress Suiko, who was then on the throne, would have subjected the whole body of priests and nuns to judicial examination, a terrible ordeal in those days of torture; but at the instance of a Korean priest, officials corresponding to bishops (sojo), high priests (sozu) and abbots (hotto) were appointed from the ranks of Buddhism, and the duty of prescribing law and order was entrusted to them. This involved registration of all the priesthood, and it was thus found (623) that the temples numbered 46; the priests 816, and the nuns 569.
The roots of Japanese Buddhism were soaked in blood, just like so many religions across various countries. Ever since the downfall of the military faction led by o-muraji Moriya, the foreign belief system began to thrive. Subsequently, as noted, the first two major temples were constructed, and for the first time, a Buddhist worship site was given rich lands and a significant number of serfs to work them. From that point on, historical records are filled with mentions of Buddhist monks arriving from Korea, carrying relics or images. The omi and the muraji competed to erect shrines, and in 605, we see Empress Suiko instructing all high-ranking state officials to create 16-foot copper statues and embroidered artworks. Buddhist festivals were established in 606, and their grandeur, especially when compared to the extreme simplicity of Shinto ceremonies, must have left a strong impression on the people. Within a few decades, Buddhism grew into a substantial social force, and since its monks and nuns were outside the normal governmental framework, the question of how to manage them soon arose. This became urgent in 623 when a monk killed his grandfather with an axe. Empress Suiko, at that time ruling, wanted to put all the monks and nuns through judicial scrutiny, a horrific process in an era of torture; however, at the suggestion of a Korean monk, officials resembling bishops (sojo), high priests (sozu), and abbots (hotto) were appointed from within Buddhism, and the responsibility of maintaining law and order was assigned to them. This meant registering all the clergy, and it was discovered (623) that there were 46 temples; 816 monks; and 569 nuns.
*The endowment of religious edifices was not new in Japan. A conspicuous instance was in A.D. 487, when rice-fields were dedicated to the Moon god and to the ancestor of the Sun goddess.
*The funding of religious buildings wasn't new in Japan. A notable example was in A.D. 487, when rice fields were dedicated to the Moon god and to the ancestor of the Sun goddess.*
**The metal employed was of gold and copper; in the proportion of one part of the former to 430 of the latter. It is related that when these images were completed, the temple door proved too low to admit them, and the artisan—Tori the Saddle-maker—whose ingenuity overcame the difficulty without pulling down the door, received large honour and reward.
**The metal used was gold and copper, in a ratio of one part gold to 430 parts copper. It’s said that when these images were finished, the temple door was too low to fit them, and the craftsman—Tori the Saddle-maker—found a clever solution to the problem without having to lower the door. He was greatly honored and rewarded for his ingenuity.**
INTERCOURSE WITH CHINA
That not a few Chinese migrated to Japan in remote times is clear. The Records show that in the year A.D. 540, during the reign of Kimmei, immigrants from Tsin and Han were assembled and registered, when their number was found to be 7053 households. The terms "Tsin" and "Han" refer to Chinese dynasties of those names, whose sway covered the period between 255 B.C. and A.D. 419. Hence the expression is too vague to suggest any definite idea of the advent of those settlers; but the story of some, who came through Korea, has already been traced. It was in A.D. 552, during the reign of this same Kimmei, that Buddhism may be said to have found a home in Japan. China was then under the sceptre of the Liang dynasty, whose first sovereign, Wu, had been such an enthusiastic Buddhist that he abandoned the throne for a monastery.. Yet China took no direct part in introducing the Indian faith to Japan, nor does it appear that from the fourth century A.D. down to the days of Shotoku Taishi, Japan thought seriously of having recourse to China as the fountain-head of the arts, the crafts, the literature, and the moral codes which she borrowed during the period from Korea.
It's clear that quite a few Chinese migrated to Japan in ancient times. The records show that in the year A.D. 540, during the reign of Kimmei, immigrants from the Tsin and Han dynasties were gathered and registered, totaling 7,053 households. The terms "Tsin" and "Han" refer to Chinese dynasties that existed between 255 B.C. and A.D. 419. Therefore, this description is too vague to suggest a clear idea of when those settlers arrived; however, some stories of those who came through Korea have already been identified. In A.D. 552, during the reign of Kimmei, Buddhism can be said to have established itself in Japan. At that time, China was under the Liang dynasty, whose first ruler, Wu, was such a devoted Buddhist that he gave up his throne for a monastery. However, China did not directly influence the introduction of Buddhism into Japan, nor did Japan seem to seriously look to China, from the fourth century A.D. until the days of Shotoku Taishi, as the main source for the arts, crafts, literature, and moral codes that were borrowed during that time from Korea.
Something of this want of enterprise may have been attributable to the unsettled state of China's domestic politics; something to the well-nigh perpetual troubles between Japan and Korea—troubles which not only taxed Japan's resources but also blocked the sole route by which China was then accessible, namely, the route through Korea. But when the Sui dynasty (A.D. 589-619) came to the Chinese throne, its founder, the Emperor Wen, on the one hand, devoted himself to encouraging literature and commerce; and on the other, threw Korea and Japan into a ferment by invading the former country at the head of a huge army.* This happened when Shotoku Taishi was in his sixteenth year, and though the great expedition proved abortive for aggressive purposes, it brought China into vivid prominence, and when news reached Japan of extensions of the Middle Kingdom's territories under Wen's successor, the Japanese Crown Prince determined to open direct intercourse with the Sui Court; not only for literary and religious purposes, but also to study the form of civilization which the whole Orient then revered. This resolve found practical expression in the year 607, when the omi Imoko was sent as envoy to the Sui Court, a Chinese of the Saddlers' Corporation, by name Fukuri, being attached to him in the capacity of interpreter. China received these men hospitably and sent an envoy of her own, with a suite of twelve persons, to the Yamato sovereign in the following year.
Some of this lack of initiative may have been due to the unstable state of China's domestic politics; some may have been because of the almost constant conflicts between Japan and Korea—conflicts that not only drained Japan's resources but also blocked the only route for access to China, which was through Korea. However, when the Sui dynasty (A.D. 589-619) came to power in China, its founder, Emperor Wen, worked on one hand to promote literature and trade, while on the other hand stirred things up by invading Korea with a massive army. This occurred when Shotoku Taishi was 16 years old, and although the military campaign turned out to be unsuccessful in its aggressive aims, it brought China into the spotlight. When news reached Japan about the expansion of the Middle Kingdom's territories under Wen's successor, the Japanese Crown Prince decided to establish direct relations with the Sui Court, not just for literary and religious purposes, but also to learn about the civilization that the whole region admired. This plan took shape in 607 when the omo Imoko was sent as an envoy to the Sui Court, accompanied by a Chinese interpreter named Fukuri, who was part of the Saddlers' Corporation. China welcomed these men warmly and sent its own envoy with a group of twelve people back to the Yamato emperor the following year.
*Reputed to have mustered 300,000 strong.
*Known to have gathered 300,000 strong.
The annals contain an instructive description of the ceremony connected with the reception of this envoy in Japan. He was met in Tsukushi (Kyushu) by commissioners of welcome, and was conducted thence by sea to Naniwa (now Osaka), where, at the mouth of the river, thirty "gaily-decked" boats awaited him, and he and his suite were conducted to a residence newly built for the occasion. Six weeks later they entered the capital, after a message of welcome had been delivered to them by a muraji. Seventy-five fully caparisoned horses were placed at their disposal, and after a further rest of nine days, the envoy's official audience took place. He did not see the Empress' face. Her Majesty was secluded in the hall of audience to which only the principal ministers were admitted. Hence the ceremony may be said to have taken place in the court-yard. There the gifts brought by the envoy were ranged, and the envoy himself, introduced by two high officials, advanced to the front of the court, made obeisance twice, and, kneeling, declared the purport of his mission. The despatch carried by him ran as follows:
The records provide a detailed account of the ceremony for welcoming this envoy in Japan. He was greeted in Tsukushi (Kyushu) by welcoming commissioners and then taken by sea to Naniwa (now Osaka), where thirty "festively decorated" boats awaited him at the river's mouth. He and his entourage were taken to a residence built specifically for this occasion. Six weeks later, they entered the capital after a welcome message was delivered to them by a muraji. Seventy-five fully equipped horses were offered for their use, and after an additional nine days of rest, the envoy's official audience took place. He did not see the Empress; Her Majesty remained secluded in the hall of audience where only the top ministers were allowed. Thus, the ceremony can be considered to have happened in the courtyard. There, the gifts brought by the envoy were displayed, and the envoy himself, introduced by two high officials, stepped forward, bowed twice, and knelt to explain the purpose of his mission. The dispatch he carried read as follows:
The Emperor greets the sovereign of Wa.* Your envoy and his suite have arrived and have given us full information. We, by the grace of heaven, rule over the universe. It is Our desire to diffuse abroad our civilizing influence so as to cover all living things, and Our sentiment of loving nurture knows no distinction of distance. Now We learn that Your Majesty, dwelling separately beyond the sea, bestows the blessings of peace on Your subjects; that there is tranquillity within Your borders, and that the customs and manners are mild. With the most profound loyalty You have sent Us tribute from afar, and We are delighted at this admirable token of Your sincerity. Our health is as usual, notwithstanding the increasing heat of the weather. Therefore We have sent Pei Shieh-ching, Official Entertainer of the Department charged with the Ceremonial for the Reception of Foreign Ambassadors, and his suite, to notify to you the preceding. We also transmit to you the products of which a list is given separately.**
The Emperor welcomes the ruler of Wa.* Your envoy and his entourage have arrived and provided us with complete information. With heaven's grace, we govern the world. We aim to spread our civilizing influence to encompass all living beings, and our spirit of nurturing knows no boundaries. We’ve heard that Your Majesty, residing across the sea, offers peace to Your people; that there is calm within Your territory, and that customs and manners are gentle. With the deepest loyalty, You have sent Us tribute from afar, and we are pleased with this commendable sign of Your honesty. Our health is steady, despite the rising heat of the season. Therefore, we have dispatched Pei Shieh-ching, the Official Entertainer from the Department responsible for ceremonially receiving Foreign Ambassadors, along with his team, to inform you of this. We also send you the products listed separately.**
*It has already been stated that Japan was generally known in China and Korea by the term "Wa," which, being written with an ideograph signifying "dwarf" or "subservient," was disliked by the Japanese. The envoy sent from Yamato in 607 was instructed to ask for the substitution of Nippon (Place of Sunrise), but the Sui sovereign declined to make the change and Japan did not receive the designation "Nippon" in China until the period Wu Teh (A.D. 618-626) of the Tang dynasty. It is not certain at what time exactly the Japanese themselves adopted this nomenclature, but it certainly was before the seventh century.
*It has already been mentioned that Japan was generally known in China and Korea as "Wa," which, written with a character meaning "dwarf" or "subservient," was disliked by the Japanese. The envoy sent from Yamato in 607 was instructed to request the change to Nippon (Place of Sunrise), but the Sui ruler refused to make the switch. Japan did not get the name "Nippon" in China until the period of Wu Teh (A.D. 618-626) during the Tang dynasty. It's unclear exactly when the Japanese themselves started using this name, but it was definitely before the seventh century.*
**Translated by Aston in the Nihongi.
**Translated by Aston in the Nihongi.
When the reading of the document was concluded, a high noble stepped forward, took it from the envoy's hands and advanced with it towards the audience-hall, from which another noble came out to meet him, received the letter, deposited it on a table before the chief entrance, and then reported the facts to the Empress. This ended the ceremony. The haughty condescension of the Chinese despatch does not appear to have offended the Japanese, nor did they cavil at the omission of one important ideograph from the title applied to their Empress. China's greatness seems to have been fully recognized. When, a month later, the envoy took his departure, the same Imoko was deputed to accompany him, bearing a despatch* in which, to China's simple "greeting," Japan returned a "respectful address;" to China's expression of ineffable superiority Japan replied that the coming of the embassy had "dissolved her long-harboured cares;" and to China's grandiloquent prolixity Japan made answer with half a dozen brief lines. Imoko was now accompanied by eight students four of literature and four of religion. Thus was established, and for long afterwards maintained, a bridge over which the literature, arts, ethics, and philosophies of China were copiously imported into Japan.
When the reading of the document was finished, a high noble stepped forward, took it from the envoy's hands, and moved toward the audience hall. Another noble came out to meet him, received the letter, placed it on a table by the main entrance, and then reported the details to the Empress. This marked the end of the ceremony. The arrogant tone of the Chinese dispatch didn’t seem to upset the Japanese, nor did they complain about the absence of an important character in the title given to their Empress. China’s superiority appeared to be fully acknowledged. When, a month later, the envoy was set to leave, the same Imoko was chosen to accompany him, carrying a dispatch* in which Japan responded to China's simple "greeting" with a "respectful address;" to China's assertion of unmatched superiority, Japan replied that the arrival of the embassy had "dissolved her long-held worries;" and to China's elaborate verbosity, Japan answered with just a few brief lines. Imoko was now joined by eight students—four studying literature and four studying religion. This established a bridge through which China’s literature, arts, ethics, and philosophies were widely imported into Japan for many years to come.
*In this despatch Japan called herself "the place where the sun comes forth," and designated China as "the place where the sun sets." The idea, doubtless, was merely to distinguish between east and west, but the Sui sovereign resented the diction of this "barbarian letter."
*In this message, Japan referred to itself as "the land of the rising sun" and called China "the land of the setting sun." The intention was likely just to differentiate between the east and west, but the Sui emperor took offense at the wording of this "barbarian letter."
RANKS
It will be recognized by considering the uji system that while many titles existed in Japan, there was practically no promotion. A man might be raised to uji rank. Several instances of that kind have been noted, especially in the case of foreign artists or artisans migrating to the island from Korea or China. But nothing higher was within reach, and for the hereditary Kami of an uji no reward offered except a gift of land, whatever services he might render to the State. Such a system could not but tend to perfunctoriness in the discharge of duty. Perception of this defect induced the regent, Shotoku, to import from China (A.D. 603) the method of official promotion in vogue under the Sui dynasty and to employ caps as insignia of rank.* Twelve of such grades were instituted, and the terminology applied to them was based on the names of six moral qualities—virtue, benevolence, propriety, faith, justice, and knowledge—each comprising two degrees, "greater" and "lesser." The caps were made of sarcenet, a distinctive colour for each grade, the cap being gathered upon the crown in the shape of a bag with a border attached. The three highest ranks of all were not included in this category.
It will be recognized by looking at the uji system that while many titles existed in Japan, there was virtually no promotion. A man could be elevated to uji rank. Several instances like that have been noted, especially regarding foreign artists or craftsmen moving to the island from Korea or China. But nothing higher was attainable, and for the hereditary Kami of an uji, there was no reward offered except a gift of land, regardless of the services he might provide to the State. Such a system was bound to lead to indifference in fulfilling duties. Awareness of this flaw prompted the regent, Shotoku, to bring in from China (A.D. 603) the method of official promotion used during the Sui dynasty and to use caps as symbols of rank.* Twelve grades were established, and the terminology used for them was based on the names of six moral qualities—virtue, benevolence, propriety, faith, justice, and knowledge—each with two levels, "greater" and "lesser." The caps were made of sarcenet, with a specific color for each grade, shaped like a bag on the crown with a border attached. The three highest ranks were not included in this system.
*In China to-day the distinguishing mark is a button of varying material fastened on the top of the cap.
*In China today, the distinguishing feature is a button made of different materials attached to the top of the cap.*
THE EMPEROR JOMEI AND THE EMPRESS KOGYOKU
In the year 626, the omnipotent Soga chief, the o-omi Umako, died. His brief eulogy in the Chronicles is that he had "a talent for military tactics," was "gifted with eloquence," and deeply reverenced "the Three Precious Things" (Buddha, Dharma, and Samgha). In the court-yard of his residence a pond was dug with a miniature island in the centre, and so much attention did this innovation attract that the great minister was popularly called Shima (island) no o-omi. His office of o-omi was conferred on his son, Emishi, who behaved with even greater arrogance and arbitrariness than his father had shown. The Empress Suiko died in 628, and the question of the accession at once became acute. Two princes were eligible; Tamura, grandson of the Emperor Bidatsu, and Yamashiro, son of Shotoku Taishi. Prince Yamashiro was a calm, virtuous, and faithful man. He stated explicitly that the Empress, on the eve of her demise, had nominated him to be her successor. But Prince Tamura had the support of the o-omi, Emishi, whose daughter he admired. No one ventured to oppose the will of the Soga chieftain except Sakaibe no Marise, and he with his son were ruthlessly slain by the orders of the o-omi.
In the year 626, the powerful Soga leader, the o-omi Umako, passed away. His short eulogy in the Chronicles mentions that he had "a talent for military tactics," was "gifted with eloquence," and held "the Three Precious Things" (Buddha, Dharma, and Sangha) in deep respect. A pond with a small island in the center was created in the courtyard of his home, and this innovation drew so much attention that people started calling him Shima (island) no o-omi. His title of o-omi was passed on to his son, Emishi, who acted with even more arrogance and unpredictability than his father. The Empress Suiko died in 628, and the issue of succession immediately became pressing. Two princes were eligible: Tamura, the grandson of Emperor Bidatsu, and Yamashiro, the son of Shotoku Taishi. Prince Yamashiro was calm, virtuous, and loyal. He clearly stated that the Empress had named him her successor on the night before her death. However, Prince Tamura had the backing of the o-omi, Emishi, who admired his daughter. No one dared to challenge the will of the Soga leader except for Sakaibe no Marise, and he and his son were brutally killed on the orders of the o-omi.
Prince Tamura then (629) ascended the throne—he is known in history as Jomei—but Soga no Emishi virtually ruled the empire. Jomei died in 641, after a reign of twelve years, and by the contrivance of Emishi the sceptre was placed in the hands of an Empress, Kogyoku, a great-granddaughter of the Emperor Bidatsu, the claims of the son of Shotoku Taishi being again ignored. One of the first acts of the new sovereign was to raise Emishi to the rank held by his father, the rank of o-omi, and there then came into prominence Emishi's son, Iruka, who soon wielded power greater than even that possessed by his father. Iruka's administration, however, does not appear to have been altogether unwholesome. The Chronicles say that "thieves and robbers were in dread of him, and that things dropped on the highway were not picked up." But Emishi rendered himself conspicuous chiefly by aping Imperial state. He erected an ancestral temple; organized performances of a Chinese dance (yatsura) which was essentially an Imperial pageant; levied imposts on the people at large for the construction of tombs—one for himself, another for his son, Iruka—which were openly designated misasagi (Imperial sepulchres); called his private residence mikado (sacred gate); conferred on his children the title of miko (august child), and exacted forced labour from all the people of the Kamutsumiya estate, which belonged to the Shotoku family.
Prince Tamura then (629) became emperor—he's known in history as Jomei—but Soga no Emishi basically ruled the empire. Jomei died in 641, after a 12-year reign, and, through Emishi's scheming, the throne was passed to an Empress, Kogyoku, a great-granddaughter of Emperor Bidatsu, while the claims of Shotoku Taishi's son were once again overlooked. One of the first actions of the new ruler was to elevate Emishi to the rank held by his father, the rank of o-omi, and then Emishi's son, Iruka, started to gain more power than his father ever had. However, Iruka's leadership doesn't seem to have been entirely negative. The Chronicles state that "thieves and robbers feared him, and items dropped on the road were not taken." But Emishi distinguished himself mainly by mimicking imperial authority. He built an ancestral temple; organized performances of a Chinese dance (yatsura), which was basically an imperial event; taxed the public for building tombs—one for himself, another for his son, Iruka—which were openly called misasagi (imperial tombs); referred to his home as mikado (sacred gate); gave his children the title of miko (august child), and forced all the people of the Kamutsumiya estate, which belonged to the Shotoku family, to do labor for him.
This last outrage provoked a remonstrance from Shotoku Taishi's daughter, and she was thenceforth reckoned among the enemies of the Soga. One year later (643), this feud ended in bloodshed. Emishi's usurpation of Imperial authority was carried so far that he did not hesitate to confer the rank of o-omi on his son, Iruka, and upon the latter's younger brother also. Iruka now conceived the design of placing upon the throne Prince Furubito, a son of the Emperor Jomei. It will be remembered that the Soga chief, Emishi, had lent his omnipotent influence to secure the sceptre for Jomei, because of the latter's affection for Emishi's daughter. This lady, having become one of Jomei's consorts, had borne to him Prince Furubito, who was consequently Iruka's uncle. Iruka determined that the prince should succeed the Empress Kogyoku. To that end it was necessary to remove the Shotoku family, against which, as shown above, the Soga had also a special grudge. Not even the form of devising a protest was observed. Orders were simply issued to a military force that the Shotoku house should be extirpated. Its representative was Prince Yamashiro, the same who had effaced himself so magnanimously at the time of Jomei's accession. He behaved with ever greater nobility on this occasion. Having by a ruse escaped from the Soga troops, he was urged by his followers to flee to the eastern provinces, and there raising an army, to march back to the attack of the Soga.
This last outrage led to a protest from Shotoku Taishi's daughter, and from that point on, she was considered an enemy of the Soga. One year later (643), this conflict turned violent. Emishi's seizure of Imperial power went so far that he did not hesitate to give the title of o-omi to his son, Iruka, and also to Iruka's younger brother. Iruka then planned to put Prince Furubito, a son of Emperor Jomei, on the throne. It's important to note that the Soga chief, Emishi, had used his significant influence to help Jomei become Emperor because Jomei was fond of Emishi’s daughter. This woman, who became one of Jomei's consorts, had given birth to Prince Furubito, making him Iruka's uncle. Iruka decided that the prince should succeed Empress Kogyoku. To achieve this, it was essential to eliminate the Shotoku family, which the Soga also held a particular grudge against, as mentioned earlier. Not even a formal protest was made. Instead, orders were given to a military force to completely eradicate the Shotoku house. Its representative was Prince Yamashiro, who had previously nobly stepped back during Jomei’s rise to power. He demonstrated even greater nobility this time. Having cleverly escaped from the Soga troops, he was encouraged by his followers to flee to the eastern provinces, gather an army there, and march back to confront the Soga.
There is reason to think that this policy would have succeeded. But the prince replied: "I do not wish it to be said by after generations that, for my sake, anyone has mourned the loss of a father or a mother. Is it only when one has conquered in battle that one is to be called a hero? Is he not also a hero who has made firm his country at the expense of his own life?" He then returned to the temple at Ikaruga, which his father had built, and being presently besieged there by the Soga forces, he and the members of his family, twenty-three in all, committed suicide. This tragedy shocked even Emishi. He warned Iruka against the peril of such extreme measures.
There’s reason to believe this policy could have worked. But the prince said, "I don’t want future generations to say that because of me, anyone has grieved the loss of a father or a mother. Is a person only regarded as a hero when they win a battle? Isn’t someone who strengthens their country at the cost of their own life also a hero?" He then went back to the temple at Ikaruga, which his father had built, and when he and his family—twenty-three in total—were besieged there by the Soga forces, they took their own lives. This tragedy shocked even the Emishi. He cautioned Iruka about the dangers of such drastic actions.
ENGRAVING: FUJIWARA KAMATAKI
There now appears a statesman destined to leave his name indelibly written on the pages of Japanese history, Kamatari, muraji of the Nakatomi-uji. The Nakatomi's functions were specially connected with Shinto rites, and Kamatari must be supposed to have entertained little good-will towards the Soga, who were the leaders of the Buddhist faction, and whose feud with the military party sixty-seven years previously had involved the violent death of Katsumi, then (587) muraji of the Nakatomi. Moreover, Kamatari makes his first appearance in the annals as chief Shinto official. Nevertheless, it is not apparent that religious zeal or personal resentment was primarily responsible for Kamatari's determination to compass the ruin of the Soga. Essentially an upright man and a loyal subject, he seems to have been inspired by a frank resolve to protect the Throne against schemes of lawless ambitions, unconscious that his own family, the Fujiwara, were destined to repeat on a still larger scale the same abuses.
There is now a statesman destined to have his name permanently etched in Japanese history: Kamatari, muraji of the Nakatomi-uji. The Nakatomi’s role was closely tied to Shinto rituals, and it can be assumed that Kamatari held little goodwill toward the Soga, who were the leaders of the Buddhist faction. Their feud with the military party sixty-seven years earlier had led to the violent death of Katsumi, who was then the muraji of the Nakatomi. Kamatari first appears in the records as the chief Shinto official. However, it doesn’t seem that religious zeal or personal resentment were the main reasons behind Kamatari's determination to bring down the Soga. Essentially an honest man and a loyal subject, he appears to have been driven by a genuine commitment to protect the Throne from lawless ambitions, unaware that his own family, the Fujiwara, were destined to repeat those same abuses on an even larger scale.
The succession may be said to have had three aspirants at that time: first, Prince Karu, younger brother of the Empress Kogyoku; secondly, Prince Naka, her son, and thirdly, Prince Furubito, uncle of Soga no Iruka. The last was, of course, excluded from Kamatari's calculations, and as between the first two he judged it wiser that Prince Karu should have precedence in the succession, Prince Naka not being old enough. The conspiracy that ensued presents no specially remarkable feature. Kamatari and Prince Naka became acquainted through an incident at the game of football, when the prince, having accidently kicked off his shoe, Kamatari picked it up and restored it to him on bended knee. The two men, in order to find secret opportunities for maturing their plans, became fellow students of the doctrines of Chow and Confucius under the priest Shoan, who had been among the eight students that accompanied the Sui envoy on his return to China in the year 608.
At that time, there were three contenders for the succession: first, Prince Karu, the younger brother of Empress Kogyoku; second, Prince Naka, her son; and third, Prince Furubito, the uncle of Soga no Iruka. Naturally, the last one was excluded from Kamatari's considerations, and between the first two, he thought it was better for Prince Karu to take precedence in the succession since Prince Naka was not old enough. The conspiracy that followed wasn't particularly remarkable. Kamatari and Prince Naka got to know each other during a football game when the prince accidentally kicked off his shoe, and Kamatari picked it up and handed it back to him on one knee. To create secret opportunities to develop their plans, they became fellow students of the teachings of Chow and Confucius under the priest Shoan, who had been one of the eight students that accompanied the Sui envoy back to China in the year 608.
Intimate relations were cemented with a section of the Soga through Kurayamada, whose daughter Prince Naka married, and trustworthy followers having been attached to the prince, the conspirators watched for an occasion. It was not easy to find one. The Soga mansion, on the eastern slope of Mount Unebi, was a species of fortress, surrounded by a moat and provided with an armoury having ample supply of bows and arrows. Emishi, the o-omi, always had a guard of fifty soldiers when he went abroad, and Iruka, his son, wore a sword "day and night." Nothing offered except to convert the palace itself into a place of execution. On the twelfth day of the sixth month, 645, the Empress held a Court in the great hall of audience to receive memorials and tribute from the three kingdoms of Korea. All present, except her Majesty and Iruka, were privy to the plot. Iruka having been beguiled into laying aside his sword, the reading of the memorials was commenced by Kurayamada, and Prince Naka ordered the twelve gates to be closed simultaneously. At that signal, two swordsmen should have advanced and fallen upon Iruka; but they showed themselves so timorous that Prince Naka himself had to lead them to the attack. Iruka, severely wounded, struggled to the throne and implored for succour and justice; but when her Majesty in terror asked what was meant, Prince Naka charged Iruka with attempting to usurp the sovereignty. The Empress, seeing that her own son led the assassins, withdrew at once, and the work of slaughtering Iruka was completed, his corpse being thrown into the court-yard, where it lay covered with straw matting.
Intimate relationships were solidified with part of the Soga through Kurayamada, whose daughter Prince Naka married. With loyal supporters attached to the prince, the conspirators waited for the right moment. It wasn’t easy to find one. The Soga mansion, located on the eastern slope of Mount Unebi, was like a fortress, surrounded by a moat and equipped with an armory stocked with plenty of bows and arrows. Emishi, the o-omi, always had fifty guards whenever he went out, and his son Iruka carried a sword "day and night." There seemed to be no option but to turn the palace itself into a scene of execution. On the twelfth day of the sixth month in 645, the Empress held a Court in the great hall to receive memorials and tributes from the three Korean kingdoms. Everyone present, except her Majesty and Iruka, was aware of the plot. Iruka was tricked into setting aside his sword, and Kurayamada began reading the memorials, while Prince Naka ordered all twelve gates to be shut at once. At that signal, two swordsmen were supposed to step forward and attack Iruka; however, they were so scared that Prince Naka had to lead them in the assault himself. Iruka, severely wounded, struggled to the throne and begged for help and justice; but when her Majesty, in fear, asked what was happening, Prince Naka accused Iruka of trying to seize the throne. The Empress, realizing her own son was behind the assassins, quickly withdrew, and the brutal assault on Iruka continued, his body being discarded in the courtyard, where it was covered with straw matting.
Prince Naka and Karaatari had not been so incautious as to take a wide circle of persons into their confidence. But they were immediately joined by practically all the nobility and high officials, and the o-omi's troops having dispersed without striking a blow, Emishi and his people were all executed. The Empress Kogyoku at once abdicated in favour of her brother, Prince Kara, her son, Prince Naka, being nominated Prince Imperial. Her Majesty had worn the purple for only three years. All this was in accord with Kamatari's carefully devised plans. They were epoch making.
Prince Naka and Karaatari hadn’t been careless enough to trust a large group of people. However, they were soon joined by almost all the nobility and high officials, and the o-omi's troops scattered without fighting, leading to the execution of Emishi and his followers. Empress Kogyoku immediately stepped down in favor of her brother, Prince Kara, while her son, Prince Naka, was named Prince Imperial. She had only held the throne for three years. Everything unfolded according to Kamatari's carefully laid plans. They were groundbreaking.
RELATIONS WITH KOREA DURING THE SEVEN REIGNS FROM KIMMEI TO KOGYOKU (A.D. 540-645)
The story of Japan's relations with Korea throughout the period of over a century, from the accession of Kimmei (540) to the abdication of Kogyoku (645), is a series of monotonously similar chapters, the result for Japan being that she finally lost her position at Mimana. There was almost perpetual fighting between the petty kingdoms which struggled for mastery in the peninsula, and Kudara, always nominally friendly to Japan, never hesitated to seek the latter's assistance against Shiragi and Koma. To these appeals the Yamato Court lent a not-unready ear, partly because they pleased the nation's vanity, but mainly because Kudara craftily suggested danger to Mimana unless Japan asserted herself with arms. But when it came to actually rendering material aid, Japan did nothing commensurate with her gracious demeanour. She seems to have been getting weary of expensive interference, and possibly it may also have occurred to her that no very profound sympathy was merited by a sovereign who, like the King of Kudara, preferred to rely on armed aid from abroad rather than risk the loss of his principality to his own countrymen.
The story of Japan's relations with Korea over more than a century, from the ascension of Kimmei (540) to the abdication of Kogyoku (645), is a series of repetitively similar events, with the outcome for Japan being the eventual loss of its position in Mimana. There was almost constant fighting among the small kingdoms vying for control on the peninsula, and Kudara, which was always supposedly friendly toward Japan, never hesitated to ask for Japan's help against Shiragi and Koma. The Yamato Court listened to these requests, partly because they flattered the nation's pride, but mainly because Kudara cleverly warned of danger to Mimana unless Japan took action with military force. However, when it actually came to providing meaningful assistance, Japan did little in comparison to its polite demeanor. It seems Japan was growing tired of costly interventions and perhaps also realized that a ruler like the King of Kudara, who preferred to depend on foreign military support rather than risking his throne to his own people, didn’t deserve much support.
At all events, in answer to often iterated entreaties from Kudara, the Yamato Court did not make any practical response until the year 551, when it sent five thousand koku of barley-seed (?), followed, two years later, by two horses, two ships, fifty bows with arrows, and—a promise. Kudara was then ruled by a very enterprising prince (Yo-chang). Resolving to strike separately at his enemies, Koma and Shiragi, he threw himself with all his forces against Koma and gained a signal victory (553). Then, at length, Japan was induced to assist. An omi was despatched (554) to the peninsula with a thousand soldiers, as many horses and forty ships. Shiragi became at once the objective of the united forces of Kudara and Japan. A disastrous defeat resulted for the assailants. The Kudara army suffered almost complete extermination, losing nearly thirty thousand men, and history is silent as to the fate of the omi's contingent. Nevertheless the fear of Japanese vengeance induced Shiragi to hold its hand, and, in the year 561, an attempt was made twice to renew friendly relations with the Yamato Court by means of tribute-bearing envoys. Japan did not repel these overtures, but she treated the envoy of the victorious Shiragi with less respect than that extended to the envoy of the vanquished Kudara.
At any rate, in response to Kudara's repeated requests, the Yamato Court didn't take any real action until 551, when it sent five thousand koku of barley seeds, followed two years later by two horses, two ships, fifty bows with arrows, and—a promise. Kudara was then led by a very ambitious prince (Yo-chang). He decided to attack his enemies, Koma and Shiragi, separately, targeting Koma with all his forces and achieving a significant victory in 553. Finally, Japan was persuaded to help. An omi was sent to the peninsula with a thousand soldiers, as many horses, and forty ships. Shiragi quickly became the focus of the united armies of Kudara and Japan. This led to a disastrous defeat for the attackers. The Kudara army nearly faced total destruction, losing almost thirty thousand men, and history doesn't mention what happened to the omi's troops. However, the threat of Japanese retaliation made Shiragi hesitate, and in 561, two attempts were made to restore friendly relations with the Yamato Court through tribute-bearing envoys. Japan didn’t reject these offers but treated the envoy from victorious Shiragi with less respect than that shown to the envoy from defeated Kudara.
In the spring of the following year (562), Shiragi invaded Mimana, destroyed the Japanese station there and overran the whole region (ten provinces). No warning had reached Japan. She was taken entirely unawares, and she regarded it as an act of treachery on Shiragi's part to have transformed itself suddenly from a tribute-bearing friend into an active enemy. Strangely enough, the King of Shiragi does not appear to have considered that his act precluded a continuance of friendly relations with the Yamato Court. Six months after his invasion of Mimana he renewed the despatch of envoys to Japan, and it was not until their arrival in Yamato that they learned Japan's mood. Much to the credit of the Yamato Court, it did not wreak vengeance on these untimely envoys, but immediately afterwards an armed expedition was despatched to call Shiragi to account. The forces were divided into two corps, one being ordered to march under Ki no Omaro northwest from Mimana and effect a junction with Kudara; the other, under Kawabe no Nie, was to move eastward against Shiragi. This scheme became known to the Shiragi generals owing to the seizure of a despatch intended for Kudara. They attempted to intercept Omaro's corps, but were signally defeated.
In the spring of the following year (562), Shiragi invaded Mimana, destroyed the Japanese outpost there, and took over the entire region (ten provinces). Japan had no warning and was completely caught off guard. They saw this sudden shift from a tribute-paying ally to an active enemy as an act of betrayal by Shiragi. Strangely, the King of Shiragi seemingly didn't realize that his actions would end any possibility of friendly relations with the Yamato Court. Six months after invading Mimana, he sent envoys to Japan again, and it was only upon their arrival in Yamato that they understood the nation's mood. To the credit of the Yamato Court, they did not take revenge on these unexpected envoys; instead, shortly after, they launched a military expedition to hold Shiragi accountable. The forces were split into two groups: one, led by Ki no Omaro, was ordered to march northwest from Mimana and join up with Kudara; the other, under Kawabe no Nie, was to move eastward against Shiragi. The Shiragi generals learned about this plan when they intercepted a message meant for Kudara. They tried to cut off Omaro's group but were decisively defeated.
The movement under Kawabe no Nie fared differently. Japanese annals attempt to palliate his discomfiture by a story about the abuse of a flag of truce, but the fact seems to have been that Kawabe no Nie was an incompetent and pusillanimous captain. He and his men were all killed or taken prisoners, the only redeeming feature being the intrepidity of a Japanese officer, Tsugi no Ikina, who, with his wife and son, endured to be tortured and killed rather than utter an insult against their country.
The situation with Kawabe no Nie was no better. Japanese history tries to soften his defeat with a tale about misusing a flag of truce, but the reality is that Kawabe no Nie was a weak and cowardly leader. He and his soldiers were either killed or captured, with the only bright spot being the bravery of a Japanese officer, Tsugi no Ikina, who, along with his wife and son, chose to be tortured and killed instead of insulting their country.
It is difficult to interpret the sequence of events after this catastrophe. Japan immediately despatched a strong army—from thirty to forty thousand men—but instead of directing it against Shiragi, sent it to the attack of Koma, under advice of the King of Kudara. Possibly the idea may have been to crush Koma, and having thus isolated Shiragi, to deal with the latter subsequently. If so, the plan never matured. Koma, indeed, suffered a signal defeat at the hands of the Japanese, Satehiko, muraji of the Otomo, but Shiragi remained unmolested, and nothing accrued to Japan except some attractive spoils—curtains of seven-fold woof, an iron house, two suits of armour, two gold-mounted swords, three copper belts with chasings, two variously coloured flags, and two beautiful women. Even as to the ultimate movements of Satehiko and his army the annals are silent.
It's hard to make sense of what happened after this disaster. Japan quickly sent a strong army of about thirty to forty thousand soldiers, but instead of targeting Shiragi, they directed it to attack Koma, following the advice of the King of Kudara. The idea might have been to defeat Koma, isolating Shiragi for later. If that was the plan, it never really came together. Koma did indeed suffer a significant defeat at the hands of the Japanese under Satehiko, the muraji of the Otomo, but Shiragi remained untouched, and Japan gained little more than some appealing spoils—seven-fold woven curtains, an iron house, two suits of armor, two gold-mounted swords, three copper belts with designs, two colorful flags, and two beautiful women. The records are also silent about the later movements of Satehiko and his army.
Things remained thus for nine years. Tribute-bearing envoys arrived at intervals from Koma, but with Shiragi there was no communication. At last, in 571, an official was sent to demand from Shiragi an explanation of the reasons for the destruction of Mimana. The intention may have been to follow up this formality with the despatch of an effective force, but within a month the Emperor Kimmei died. On his death-bed he is said to have taken the Prince Imperial—Bidatsu—by the hand and said: "That which comes after devolves on thee. Thou must make war on Shiragi and establish Mimana as a feudal dependency, renewing a relationship like that of husband and wife, just as it was in former days. If this be done, in my grave I shall rest content."
Things stayed this way for nine years. Envoys from Koma brought tributes at intervals, but there was no communication with Shiragi. Finally, in 571, an official was sent to ask Shiragi to explain the reasons for the destruction of Mimana. The intention may have been to follow up this formality with an effective military force, but within a month, Emperor Kimmei passed away. On his deathbed, he reportedly took the hand of the Prince Imperial—Bidatsu—and said: "What comes next falls on you. You must go to war with Shiragi and re-establish Mimana as a feudal dependency, creating a bond similar to a marriage, just as it was in the past. If you do this, I will rest content in my grave."
Twelve years passed before Bidatsu took any step to comply with this dying injunction. During that long interval there were repeated envoys from Koma, now a comparatively feeble principality, and Shiragi made three unsuccessful overtures to renew amicable relations. At length, in 583, the Emperor announced his intention of carrying out the last testament of his predecessor. To that end his Majesty desired to consult with a Japanese, Nichira, who had served for many years at the Kudara Court and was thoroughly familiar with the conditions existing in Korea. Nichira came to Japan, but the annals indicate that his counsels were directed wholly against Kudara, which was ostensibly on the friendliest terms with Japan, and not at all against Shiragi, whose punishment was alone in question. Besides, instead of advising an appeal to arms, he urged the necessity of developing Japan's material resources, so that her neighbours might learn to count her formidable and her people might acquire ardour in her cause. Whether the wisdom of this advice appealed to Bidatsu, or whether the disputes consequent upon the introduction of Buddhism paralyzed his capacity for oversea enterprise, he made no further attempt to resolve the Korean problem.
Twelve years went by before Bidatsu took any action to fulfill this dying wish. During that long time, there were repeated envoys from Koma, which had become a relatively weak principality, and Shiragi made three unsuccessful attempts to restore friendly relations. Finally, in 583, the Emperor announced his intention of acting on the last request of his predecessor. To do this, his Majesty wanted to consult with Nichira, a Japanese man who had served for many years at the Kudara Court and was well-acquainted with the situation in Korea. Nichira came to Japan, but records show that his advice was completely against Kudara, which was supposedly on friendly terms with Japan, and not at all against Shiragi, which was the only issue in question. Instead of recommending military action, he stressed the importance of developing Japan's resources so that her neighbors would recognize her might and her people would become passionate about her cause. Whether Bidatsu found this advice appealing, or whether the disputes that arose from the introduction of Buddhism hindered his ability to engage in overseas matters, he made no further attempts to address the Korean issue.
In the year 591, the ill-fated Emperor Sushun conceived the idea of sending a large army to re-establish his country's prestige in the peninsula, but his own assassination intervened, and for the space of nine years the subject was not publicly revived. Then, in 600, the Empress Suiko being on the throne, a unique opportunity presented itself. War broke out between Shiragi and Mimana. The Yamato Court at once despatched a force of ten thousand men to Mimana's aid, and Shiragi, having suffered a signal defeat, made act of abject submission, restoring to Mimana six of its original provinces and promising solemnly to abstain from future hostilities. The Japanese committed the error of crediting Shiragi's sincerity. They withdrew their forces, but no sooner had their ships passed below the horizon than Shiragi once more invaded Mimana. It seemed at this juncture as though the stars in their courses fought against Japan. Something, indeed, must be ascribed to her own methods of warfare which appear to have been overmerciful for the age. Thus, with the bitter experience of Shiragi's treachery fresh in her recollection, she did not execute a Shiragi spy seized in Tsushima, but merely banished him to the province of Kozuke. Still, she must be said to have been the victim of special ill-fortune when an army of twenty-five thousand men, assembled in Tsukushi for the invasion of Shiragi, was twice prevented from sailing by unforseeable causes, one being the death of Prince Kume, its commander-in-chief; the other, the death of the consort of his successor, Prince Taema.*
In 591, the unfortunate Emperor Sushun came up with the idea of sending a large army to restore his country's prestige on the peninsula, but his assassination got in the way, and for nine years, the topic was not openly discussed. Then, in 600, during Empress Suiko's reign, a unique opportunity arose. War broke out between Shiragi and Mimana. The Yamato Court quickly sent a force of ten thousand men to assist Mimana, and after suffering a significant defeat, Shiragi submitted completely, returning six of Mimana's original provinces and promising to refrain from future conflicts. The Japanese mistakenly believed Shiragi was sincere. They pulled back their forces, but as soon as their ships disappeared from sight, Shiragi invaded Mimana again. At this point, it felt like fate was against Japan. Part of the issue was Japan's own tactics, which seemed too lenient for the time. With the bitter memory of Shiragi's betrayal still fresh, Japan did not execute a Shiragi spy captured in Tsushima but merely exiled him to the province of Kozuke. Still, it must be said that Japan faced particularly bad luck when an army of twenty-five thousand men, gathered in Tsukushi for the invasion of Shiragi, was twice unable to set sail due to unforeseen events, one being the death of Prince Kume, the commander-in-chief; the other, the death of the consort of his successor, Prince Taema.*
*Early Japanese history furnishes several examples showing that wives often accompanied their husbands on campaigns.
*Early Japanese history provides several examples showing that wives often went with their husbands on campaigns.*
These things happened in the year 603, and for the next five years all relations with Korea seem to have been severed. Then (608) a brief paragraph in the Chronicles records that "many persons from Shiragi came to settle in Japan." It is certainly eloquent of the Yamato Court's magnanimity that it should have welcomed immigrants from a country with which it was virtually at war. Two years later (610), Shiragi and Mimana, acting in concert, sent envoys who were received with all the pomp and ceremony prescribed by Shotoku Taishi's code of decorum. Apparently this embassy was allowed to serve as a renewal of friendly relations, but it is not on record that the subject of former dispute was alluded to in any way, nor was the old-time habit of annual tribute-bearing envoys revived. Visitors from Korea were, indeed, few and far-between, as when, in 616, Shiragi sent a golden image of Buddha, two feet high, whose effulgence worked wonders; or in 618, when an envoy from Korea conveyed the important tidings that the invasion of the peninsula by the Sui sovereign, Yang, at the head of three hundred thousand men, had been beaten back. This envoy carried to Yamato presents in the form of two captive Chinese, a camel, and a number of flutes, cross-bows, and catapults (of which instruments of war mention is thus made for the first time in Japanese history).
These events took place in the year 603, and for the next five years, all relations with Korea seem to have been cut off. Then, in 608, a short entry in the Chronicles notes that "many people from Shiragi came to settle in Japan." It's a clear indication of the Yamato Court's generosity that it welcomed immigrants from a country it was practically at war with. Two years later, in 610, Shiragi and Mimana teamed up to send envoys who were received with all the pomp and ceremony outlined by Shotoku Taishi's code of decorum. This embassy seemingly marked a renewal of friendly relations, but there’s no record of any mention of past disputes, nor was the old custom of sending annual tribute-bearing envoys restored. Visitors from Korea were indeed few and far between, as shown when, in 616, Shiragi sent a two-foot tall golden image of Buddha, whose radiance was miraculous; or in 618, when an envoy from Korea delivered the important news that the Sui emperor, Yang, had been repelled during his attempt to invade the peninsula with three hundred thousand troops. This envoy brought to Yamato gifts that included two captured Chinese, a camel, and several flutes, crossbows, and catapults (instruments of war that are mentioned for the first time in Japanese history).
The Yamato Court had evidently now abandoned all idea of punishing Shiragi or restoring the station at Mimana; while Shiragi, on her side, was inclined to maintain friendly relations though she did not seek frequent intercourse. After an interval of five years' aloofness, she presented (621) a memorial on an unrecorded subject, and in the following year, she presented, once more, a gold image of Buddha, a gold pagoda, and a number of baptismal flags.* But Shiragi was nothing if not treacherous, and, even while making these valuable presents to the Yamato Court, and while despatching envoys in company with those from Mimana, she was planning another invasion of the latter. It took place that very year (622). When the news reached Japan, the Empress Suiko would have sent an envoy against Shiragi, but it was deemed wiser to employ diplomacy in the first place, for the principalities of Korea were now in close relations with the great Tang dynasty of China and might even count on the latter's protection in case of emergency.
The Yamato Court had clearly given up on punishing Shiragi or restoring its influence in Mimana; meanwhile, Shiragi was inclined to keep friendly relations, though she didn’t seek frequent contact. After five years of distance, she submitted (621) a memorial on an unspecified topic, and the following year, she sent, once again, a gold statue of Buddha, a gold pagoda, and several baptismal flags.* But Shiragi was nothing if not deceitful, and while she was sending these valuable gifts to the Yamato Court and dispatching envoys alongside those from Mimana, she was also planning another invasion of the latter. This invasion happened that very year (622). When the news reached Japan, Empress Suiko wanted to send an envoy against Shiragi, but it was decided that diplomacy would be the wiser first step, as the Korean principalities were now closely tied to the powerful Tang dynasty of China and could potentially count on its protection in case of an emergency.
*"The Buddhist baptism consists in washing the top of the head with perfumed water. The baptismal flags were so called because they had the same efficiency, raising those who passed under them, first, to the rank of Tchakra Radja, and, ultimately, to that of a Buddha." (Aston.)
*"The Buddhist baptism involves washing the top of the head with scented water. The baptismal flags were named as such because they had the same effect, elevating those who passed beneath them, first to the status of Tchakra Radja, and ultimately to that of a Buddha." (Aston.)*
Two plenipotentiaries were therefore sent from Japan. Their mission proved very simple. Shiragi acquiesced in all their proposals and pledged herself once for all to recognize Mimana as a dependency of Japan. But after the despatch of these plenipotentiaries, the war-party in Japan had gained the ascendancy, and just as the plenipotentiaries, accompanied by tribute-bearing envoys from Shiragi and Mimana, were about to embark for Japan, they were astounded by the apparition of a great flotilla carrying thousands of armed men. The exact dimensions of this force are not on record: it is merely described as having consisted of "several tens of thousands of men," but as it was commanded by two generals of the first rank and seven of the second, it must have been a very formidable army, and nothing is more remarkable about it than that it was assembled and embarked in the space of a few weeks. Shiragi did not attempt to resist. The King tendered his submission and it was accepted without a blow having been struck. But there were no tangible results. Japan did not attempt to re-establish her miyake in Mimana, and Shiragi refrained from sending envoys to Yamato except on special occasions. Friendly, though not intimate, relations were still maintained with the three kingdoms of Korea, mainly because the peninsula long continued to be the avenue by which the literature, arts, and crafts of China under, the Tang dynasty found their way to Japan. Since, however, the office in Mimana no longer existed to transact business connected with this intercourse, and since Yamato was too distant from the port of departure and arrival—Anato, now Nagato—a new office was established in Tsukushi (Kyushu) under the name of the Dazai-fu.
Two representatives were sent from Japan. Their job was quite straightforward. Shiragi agreed to all their suggestions and committed to recognizing Mimana as a part of Japan. However, after these representatives were sent, the pro-war faction in Japan had taken over, and just as the representatives, along with tribute-bearing envoys from Shiragi and Mimana, were about to set sail for Japan, they were shocked by the sight of a large fleet carrying thousands of armed soldiers. The exact size of this force isn't recorded; it's only noted to have been "several tens of thousands of men," but since it was led by two top-ranking generals and seven second-ranking ones, it was clearly a strong army. What stands out the most is that it was gathered and sent out in just a few weeks. Shiragi didn’t try to fight back. The King submitted, and that was accepted without any fighting. But there were no real outcomes. Japan didn’t try to re-establish its influence in Mimana, and Shiragi only sent envoys to Yamato on special occasions. They maintained friendly but not close relations with the three kingdoms of Korea, mainly because the peninsula continued to be the route through which Chinese literature, arts, and crafts from the Tang dynasty came to Japan. Since the office in Mimana no longer existed to manage this interaction, and Yamato was too far from the ports of Anato, now Nagato, a new office was created in Tsukushi (Kyushu) called the Dazai-fu.
LESSONS TAUGHT BY THE INTERCOURSE BETWEEN JAPAN AND KOREA
The record of Japan's relations with Korea, so far as it has been carried above—namely, to the close of the Empress Kogyoku's reign (A.D. 645)—discloses in the Korean people a race prone to self-seeking feuds, never reluctant to import foreign aid into domestic quarrels, and careless of the obligations of good faith. In the Japanese we see a nation magnanimous and trustful but of aggressive tendencies.
The history of Japan's relations with Korea, up to the end of Empress Kogyoku's reign (A.D. 645), shows that the Korean people are often caught up in selfish conflicts, quick to seek foreign help in their local disputes, and indifferent to the importance of keeping promises. In contrast, the Japanese are seen as generous and trusting but have a tendency to be aggressive.
IMPORTATION OF CHINESE CIVILIZATION
Although Japan's military influence on the neighbouring continent waned perceptibly from the reign of Kimmei (540-571) onwards, a stream of Chinese civilization flowed steadily into the Island Empire from the west, partly coming direct from the fountain head; partly filtering, in a more or less impure form, through Korean channels. Many of the propagandists of this civilization remained permanently in Japan, where they received a courteous welcome, being promoted to positions of trust and admitted to the ranks of the nobility. Thus a book (the Seishi-roku), published in 814, which has been aptly termed the "peerage of Japan," shows that, at that time, nearly one-third of the Japanese nobility traced their descent to Chinese or Korean ancestors in something like equal proportions. The numbers are, China, 162 families; Kudara, 104; Koma, 50; Mimana, 9; Shiragi, 9; doubtful, 47. Total, 381 Chinese and Korean families out of a grand aggregate of 1177. But many of the visitors returned home after having sojourned for a time as teachers of literature, art, or industrial science.
Although Japan's military influence on the neighboring continent decreased noticeably from the reign of Kimmei (540-571) onward, a steady stream of Chinese culture flowed into the Island Empire from the west, partly coming directly from its source and partly filtering, in a more or less impure form, through Korean channels. Many of the promoters of this culture stayed permanently in Japan, where they were warmly welcomed, given positions of trust, and included among the nobility. Thus, a book (the Seishi-roku), published in 814, which has been aptly called the "peerage of Japan," shows that, at that time, nearly one-third of the Japanese nobility could trace their ancestry to Chinese or Korean ancestors in roughly equal proportions. The numbers are: China, 162 families; Kudara, 104; Koma, 50; Mimana, 9; Shiragi, 9; doubtful, 47. Total, 381 Chinese and Korean families out of a grand total of 1177. However, many of the visitors returned home after spending some time as teachers of literature, art, or industrial science.
This system of brief residence for purposes of instruction seems to have been inaugurated during the reign of Keitai, in the year 513, when Tan Yang-i, a Chinese expounder of the five classics, was brought to Yamato by envoys from Kudara as a gift valued enough to purchase political intervention for the restoration of lost territory; and when, three years later, a second embassy from the same place, coming to render thanks for effective assistance in the matter of the territory, asked that Tan might be allowed to return in exchange for another Chinese pundit, Ko An-mu. The incident suggests how great was the value attached to erudition even in those remote days. Yet this promising precedent was not followed for nearly forty years, partly owing to the unsettled nature of Japan's relations. with Korea.
This system of short stays for educational purposes seems to have started during the reign of Keitai, in the year 513, when Tan Yang-i, a Chinese scholar of the five classics, was brought to Yamato by envoys from Kudara as a gift valued enough to secure political intervention for the restoration of lost territory. Three years later, a second embassy from the same place, which came to express gratitude for effective assistance regarding the territory, requested that Tan be allowed to return in exchange for another Chinese scholar, Ko An-mu. The incident shows how highly erudition was regarded even in those distant times. However, this promising precedent was not pursued for nearly forty years, partly due to the unstable nature of Japan's relations with Korea.
After the advent of Buddhism (552), however, Chinese culture found new expansion eastward. In 554, there arrived from Kudara another Chinese literatus, and, by desire of the Emperor, Kimmei, a party of experts followed shortly afterwards, including a man learned in the calendar, a professor of divination, a physician, two herbalists, and four musicians. The record says that these men, who, with the exception of the Chinese doctor of literature, were all Koreans, took the place of an equal number of their countrymen who had resided in Japan for some years. Thenceforth such incidents were frequent. Yet, at first, a thorough knowledge of the ideographic script seems to have spread very slowly in Japan, for in 572, when the Emperor Bidatsu sought an interpretation of a memorial presented by the Koma sovereign, only one man among all the scribes (fumi-bito), and he (Wang Sin-i) of Chinese origin, was found capable of reading the document.
After the arrival of Buddhism in 552, Chinese culture began to expand eastward. In 554, another Chinese scholar arrived from Kudara, and at the request of Emperor Kimmei, a group of experts followed shortly after. This group included a calendar expert, a divination teacher, a physician, two herbalists, and four musicians. Records mention that these individuals, except for the Chinese literatus, were all Koreans, and they replaced an equal number of their countrymen who had been living in Japan for several years. From then on, such events became common. However, initially, a comprehensive understanding of the ideographic script seemed to spread quite slowly in Japan. In 572, when Emperor Bidatsu sought to understand a memorial presented by the Koma sovereign, only one person among all the scribes (fumi-bito), a man named Wang Sin-i of Chinese descent, was found capable of reading the document.
But from the accession of the Empress Suiko (593), the influence of Shotoku Taishi made itself felt in every branch of learning, and thenceforth China and Japan may be said to have stood towards each other in the relation of teacher and pupil. Literature, the ideographic script,* calendar compiling, astronomy, geography, divination, magic, painting, sculpture, architecture, tile-making, ceramics, the casting of metal, and other crafts were all cultivated assiduously under Chinese and Korean instruction. In architecture, all substantial progress must be attributed to Buddhism, for it was by building temples and pagodas that Japanese ideas of dwelling-houses were finally raised above the semi-subterranean type, and to the same influence must be attributed signal and rapid progress in the art of interior decoration. The style of architecture adopted in temples was a mixture of the Chinese and the Indian. Indeed, it is characteristic of this early epoch that traces of the architectural and glyptic fashions of the land where Buddhism was born showed themselves much more conspicuously than they did in later eras; a fact which illustrates Japan's constant tendency to break away from originals by modifying them in accordance with her own ideals.
But from the time Empress Suiko took the throne in 593, Shotoku Taishi's influence was felt in all areas of knowledge, and from then on, China and Japan had a relationship of teacher and student. Literature, ideographic writing, calendar making, astronomy, geography, divination, magic, painting, sculpture, architecture, tile-making, ceramics, metal casting, and other crafts were all diligently developed under Chinese and Korean guidance. In architecture, all significant advancements were thanks to Buddhism, as it was through the construction of temples and pagodas that Japanese ideas about homes evolved beyond simple underground types. This same influence also led to rapid advancements in interior decoration. The architectural style used in temples was a blend of Chinese and Indian elements. In fact, it is typical of this early period that the architectural and decorative styles from the birthplace of Buddhism were much more prominent than in later times; this illustrates Japan's ongoing tendency to adapt originals to fit its own ideals.
*The oldest ideographic inscription extant in Japan is carved on a stone in Iyo province dating from A.D. 596. Next in point of antiquity is an inscription on the back of an image of Yakushi which stands in the temple Horyu-ji. It is ascribed to the year A.D. 607.
*The oldest known ideographic inscription in Japan is carved on a stone in Iyo province and dates back to A.D. 596. The next oldest inscription is on the back of an image of Yakushi located in the Horyu-ji temple, which is attributed to the year A.D. 607.*
ENGRAVING: THE KONDO, HALL or THE HORYU-JI TEMPLE (Ji means temple)
ENGRAVING: THE KONDO, HALL OF THE HORYU-JI TEMPLE (Ji means temple)
None of the religious edifices then constructed has survived in its integrity to the present day. One, however,—the Horyu-ji, at Nara—since all its restorations have been in strict accord with their originals, is believed to be a true representative of the most ancient type. It was founded by Shotoku Taishi and completed in 607. At the time of its construction, this Horyu-ji was the chief academy of Buddhist teaching, and it therefore received the name of Gakumon-ji (Temple of Learning). Among its treasures is an image of copper and gold which was cast by the Korean artist, Tori—commonly called Tori Busshi, or Tori the image-maker—to order of Shotoku; and there is mural decoration from the brush of a Korean priest, Doncho. This building shows that already in the seventh century an imposing type of wooden edifice had been elaborated—an edifice differing from those of later epochs in only a few features; as, slight inequality in the scantling of its massive pillars; comparatively gentle pitch of roof; abnormally overhanging eaves, and shortness of distance between each storey of the pagoda. These sacred buildings were roofed with tiles, and were therefore called kawara-ya (tiled house) by way of distinction, for all private dwellings, the Imperial palace not excepted, continued to have thatched roofs in the period now under consideration,* or at best roofs covered with boards. The annals show that when the Empress Kogyoku built the Asuka palace, timber was obtained from several provinces; labour was requisitioned throughout a district extending from Omi in the east to Aki in the west; the floor of the "great hall"** was paved with tiles; there were twelve gates, three on each of the four sides, and the whole was in the architectural style of the Tang dynasty. Yet for the roofs, boards alone were used.
None of the religious buildings built back then have survived fully intact to this day. However, one—Horyu-ji in Nara—has been restored in strict accordance with its original design and is believed to be a true representative of the oldest type. It was founded by Shotoku Taishi and completed in 607. At the time it was built, Horyu-ji was the main academy for Buddhist teachings, earning it the name Gakumon-ji (Temple of Learning). Among its treasures is a copper and gold statue cast by the Korean artist Tori—commonly known as Tori Busshi, or Tori the image-maker—on the order of Shotoku, along with mural decorations created by a Korean priest named Doncho. This building demonstrates that by the seventh century, a substantial type of wooden structure had been developed—one that differs from later buildings in just a few aspects, such as slight variations in the size of its massive pillars, a relatively gentle roof pitch, unusually overhanging eaves, and a shorter distance between each story of the pagoda. These sacred structures were covered with tiles, which is why they were referred to as kawara-ya (tiled house) to distinguish them, as all private homes, including the Imperial palace, still had thatched roofs during this period,* or at best roofs made of boards. Records show that when Empress Kogyoku constructed the Asuka palace, timber was sourced from several provinces; labor was mobilized from a region stretching from Omi in the east to Aki in the west; the floor of the "great hall"** was paved with tiles; there were twelve gates, three on each of the four sides, and the entire design followed the architectural style of the Tang dynasty. Yet for the roofs, only boards were used.
*Down to A.D. 645.1
Down to A.D. 645.1
**It was here that the assassination of Soga no Iruka took place.
**The assassination of Soga no Iruka happened here.**
PAINTING
Little is recorded about the progress of painting in this epoch. It has been shown above that during Yuryaku's reign pictorial experts crossed to Japan from Korea and from China. The Chronicles add that, in A.D. 604, when the Empress Suiko occupied the throne, two schools of painters were established, namely, the Kibumi and the Yamashiro. It is elsewhere explained that the business of those artists was to paint Buddhist pictures, the special task of the Kibumi men being to illuminate scrolls of the Sutras. We read also that, in 603, on the occasion of the dedication of the temple of Hachioka, Prince Shotoku painted banners as offerings. These had probably the same designs as those spoken of a century later (710) when, at a ceremony in the great hall of the palace, there were set up flags emblazoned with a crow,* the sun, an azure dragon, a red bird, and the moon, all which designs were of Chinese origin. Shotoku Taishi himself is traditionally reported to have been a skilled painter and sculptor, and several of his alleged masterpieces are preserved to this day, but their authenticity is disputed.
There isn't much recorded about the development of painting during this time. As mentioned earlier, during Yuryaku's reign, skilled painters came to Japan from Korea and China. The Chronicles state that in A.D. 604, when Empress Suiko was on the throne, two schools of painting were founded: the Kibumi and the Yamashiro. It's noted that these artists focused on creating Buddhist artwork, with the Kibumi artists specifically responsible for illuminating scrolls of the Sutras. We also learn that in 603, during the dedication of the Hachioka temple, Prince Shotoku painted banners as offerings. These banners likely featured similar designs to those mentioned a century later (710) when flags with images of a crow, the sun, a blue dragon, a red bird, and the moon were displayed in a ceremony at the palace's great hall, all of which were inspired by Chinese designs. Shotoku Taishi is traditionally said to have been a talented painter and sculptor, and several of his purported masterpieces still exist today, although their authenticity is debated.
*The three-legged crow of the sun.
*The three-legged crow of the sun.*
AGRICULTURE
In the field of agriculture this epoch offers nothing more remarkable than the construction of nine reservoirs for irrigation purposes and the digging of a large canal in Yamashiro province. It is also thought worthy of historical notice that a Korean prince unsuccessfully attempted to domesticate bees on a Japanese mountain.
In agriculture, this period presents nothing more noteworthy than the building of nine reservoirs for irrigation and the excavation of a large canal in Yamashiro province. It's also historically significant that a Korean prince tried, but failed, to domesticate bees on a Japanese mountain.
COMMERCE
Considerable progress seems to have been made in tradal matters. Markets were opened at several places in the interior, and coastwise commerce developed so much that, in A.D. 553, it was found expedient to appoint an official for the purpose of numbering and registering the vessels thus employed. The Chinese settler, Wang Sin-i, who has already been spoken of as the only person able to decipher a Korean memorial, was given the office of fune no osa (chief of the shipping bureau) and granted the title of fune no fubito (registrar of vessels). Subsequently, during the reign of Jomei (629-641), an akinai-osa (chief of trade) was appointed in the person of Munemaro, whose father, Kuhi, had brought scales and weights from China during the reign of Sushun (558-592), and this system was formally adopted in the days of Jomei (629-641). There had not apparently been any officially recognized weights and measures in remote antiquity. The width of the hand (ta or tsuka) and the spread of the arms (hiro) were the only dimensions employed. By and by the Korean shaku (foot), which corresponds to 1.17 shaku of the present day, came into use. In Kenso's time (485-487) there is mention of a measure of rice being sold for a piece of silver, and the Emperor Kimmei (540-571) is recorded to have given 1000 koku of seed-barley to the King of Kudara. But it is supposed that the writer of the Chronicles, in making these entries, projected the terminology of his own time into the previous centuries. There were neither coins nor koku in those eras.
Significant progress seems to have been made in trade matters. Markets were opened in several areas inland, and coastal commerce grew to such an extent that in A.D. 553, it became necessary to appoint an official to number and register the ships involved. The Chinese settler Wang Sin-i, noted as the only person who could read a Korean memorial, was appointed as the fune no osa (chief of the shipping bureau) and awarded the title of fune no fubito (registrar of vessels). Later, during the reign of Jomei (629-641), Munemaro was appointed as the akinai-osa (chief of trade). His father, Kuhi, had brought scales and weights from China during the reign of Sushun (558-592), and this system was officially adopted during Jomei's reign. Apparently, there were no officially recognized weights and measures in ancient times. The width of a hand (ta or tsuka) and the span of the arms (hiro) were the only measurements used. Gradually, the Korean shaku (foot), which corresponds to 1.17 shaku today, came into use. In Kenso's time (485-487), there are mentions of rice being sold for a piece of silver, and Emperor Kimmei (540-571) is recorded to have given 1000 koku of seed barley to the King of Kudara. However, it is believed that the writer of the Chronicles, in making these entries, imposed the terminology of their own time onto previous centuries. There were neither coins nor koku during those eras.
COSTUME AND COIFFURE
Up to the time (A.D. 603) of the institution of caps as marks of rank, men were in the habit of dividing their hair in the centre and tying it above the ears in a style called mizura. But such a fashion did not accord with the wearing of caps which were gathered up on the crown in the shape of a bag. Hence men of rank took to binding the hair in a queue on the top of the head. The old style was continued, however, by men having no rank and by youths. A child's hair was looped on the temples in imitation of the flower of a gourd—hence called hisago-bana—and women wore their tresses hanging free. The institution of caps interfered also with the use of hairpins, which were often made of gold and very elaborate. These now came to be thrust, not directly into the hair, but through the cord employed to tie the cap above. It is recorded that, in the year 611, when the Empress Suiko and her Court went on a picnic, the colour of the ministers' garments agreed with that of their official caps, and that each wore hair-ornaments which, in the case of the two highest functionaries, were made of gold; in the case of the next two, of leopards' tails; and in the case of lower ranks, of birds' tails.
Up until the institution of caps as symbols of rank in A.D. 603, men typically styled their hair by parting it down the center and tying it above their ears in a style known as mizura. However, this style didn’t match the caps, which were gathered on top of the head like a bag. As a result, men of rank began to tie their hair in a queue on the top of their heads. The old style remained popular among those of no rank and among young men. A child’s hair was styled at the temples to resemble a gourd flower, called hisago-bana, while women wore their hair loose. The introduction of caps also affected the use of hairpins, which were often made of gold and very decorative. These pins were now inserted not directly into the hair but through the cord used to tie the cap above. In 611, it was recorded that when Empress Suiko and her Court went on a picnic, the colors of the ministers' garments matched their official caps, and each wore hair ornaments: the two highest officials wore gold, the next two wore leopards' tails, and those of lower ranks wore birds' tails.
On a more ceremonious occasion, namely, the reception of the Chinese envoys from the Sui Court, the Chronicles state that Japanese princes and ministers "all wore gold hair-ornaments,* and their garments were of brocade, purple, and embroidery, with thin silk stuffs of various colours and patterns." Costume had become thus gorgeous after the institution of Buddhism and the establishment of intercourse direct with the Sui, and, subsequently, the Tang dynasty. Even in the manner of folding the garments over the breast—not from right to left but from left to right—the imported fashion was followed. Wadded garments are incidently mentioned in the year A.D. 643.
On a more formal occasion, specifically the reception of the Chinese envoys from the Sui Court, the Chronicles note that Japanese princes and ministers "all wore gold hair ornaments,* and their clothes were made of brocade, purple, and embroidery, with light silk fabrics in various colors and patterns." Fashion had become so elaborate after the introduction of Buddhism and direct trade with the Sui, and later the Tang dynasty. Even the way they draped their garments over their chests changed—not from right to left but from left to right—following the imported style. Wadded garments are mentioned incidentally in the year A.D. 643.
*These were called usu. They were, in fact, hairpins, generally shaped like a flower.
*These were called usu. They were actually hairpins, usually shaped like a flower.
MUSIC AND AMUSEMENTS
It has already been recorded that, in the middle of the sixth century, musicians were sent from the Kudara Court to the Yamato, and since these are said to have taken the place of others then sojourning in Japan, the fact is established that such a visit was not then without precedent. Music, indeed, may be said to have benefitted largely by the advent of Buddhism, for the services of the latter required a special kind of music. The first foreign teacher of the art was a Korean, Mimashi, who went to Japan in A.D. 612, after having studied both music and dancing for some years in China. A dwelling was assigned to him at Sakurai (in Yamato) and he trained pupils. At the instance of Prince Shotoku and for the better performance of Buddhist services, various privileges were granted to the professors of the art. They were exempted from the discharge of official duties and their occupation became hereditary. Several ancient Japanese books contain reference to music and dancing, and in one work* illustrations are given of the wooden masks worn by dancers and the instruments used by musicians of the Wu (Chinese) school. These masks were introduced by Mimashi and are still preserved in the temple Horyu-ji.
It has already been noted that in the middle of the sixth century, musicians were sent from the Kudara Court to Yamato, and since they are said to have replaced others already in Japan, it’s clear that such visits were not without precedent. Music, in fact, greatly benefited from the arrival of Buddhism, as Buddhist services required a specific type of music. The first foreign teacher of this art was a Korean named Mimashi, who came to Japan in A.D. 612 after studying music and dance for several years in China. He was given a residence in Sakurai (in Yamato) and trained students there. At the request of Prince Shotoku and to improve the performance of Buddhist services, various privileges were granted to the teachers of this art. They were exempt from official duties, and their profession became hereditary. Several ancient Japanese texts reference music and dance, and in one work* there are illustrations of the wooden masks worn by dancers and the instruments used by musicians of the Wu (Chinese) school. These masks were introduced by Mimashi and are still kept in the Horyu-ji temple.
*The Horyu-ji Shizai-cho, composed in A.D. 747.
*The Horyu-ji Shizai-cho, written in A.D. 747.*
In the matter of pastimes, a favourite practice, first mentioned in the reign of the Empress Suiko, was a species of picnic called "medicine hunting" (kusuri-kari). It took place on the fifth day of the fifth month. The Empress, her ladies, and the high functionaries, all donned gala costumes and went to hunt stags, for the purpose of procuring the young antlers, and to search for "deer-fungus" (shika-take), the horns and the vegetables being supposed to have medical properties. All the amusements mentioned in previous sections continued to be followed in this era, and football is spoken of as having inaugurated the afterwards epoch-making friendship between Prince Naka and Kamatari. It was not played in the Occidental manner, however. The game consisted in kicking a ball from player to player without letting it fall. This was apparently a Chinese innovation. Here, also, mention may be made of thermal springs. Their sanitary properties were recognized, and visits were paid to them by invalids. The most noted were those of Dogo, in Iyo, and Arima, in Settsu. The Emperor Jomei spent several months at each of these, and Prince Shotoku caused to be erected at Dogo a stone monument bearing an inscription to attest the curative virtues of the water.
In terms of leisure activities, a popular tradition, first noted during the reign of Empress Suiko, was a type of picnic called "medicine hunting" (kusuri-kari). This event occurred on the fifth day of the fifth month. The Empress, her ladies, and the high officials all dressed in their finest attire and went out to hunt stags to collect young antlers, and to search for "deer-fungus" (shika-take), as both the antlers and the plants were believed to have healing properties. All the entertainment mentioned earlier continued during this time, and football is noted for starting the significant friendship between Prince Naka and Kamatari. However, it was not played in the Western style. The game involved kicking a ball from player to player without letting it touch the ground, which seems to be a Chinese innovation. Additionally, thermal springs were acknowledged for their health benefits, and sick people would visit them. The most famous springs were Dogo in Iyo and Arima in Settsu. Emperor Jomei spent several months at each of these, and Prince Shotoku had a stone monument erected at Dogo with an inscription that highlighted the healing qualities of the water.
CONDITION OF THE PEOPLE
That Buddhism obtained a firm footing among the upper classes during the first century after its introduction must be attributed in no small measure to the fact that the throne was twice occupied by Empresses in that interval. The highly decorative aspects of the creed appealing to the emotional side of woman's nature, these Imperial ladies encouraged Buddhist propagandism with earnest munificence. But the mass of the people remained, for the most part, outside the pale. They continued to believe in the Kami and to worship them. Thus, when a terribly destructive earthquake* occured in 599, it was to the Kami of earthquakes that prayers were offered at his seven shrines in the seven home provinces (Kinai), and not to the Merciful Buddha, though the saving grace of the latter had then been preached for nearly a cycle. The first appeal to the foreign deity in connexion with natural calamity was in the opening year (642) of the Empress Kogyoku's reign when, in the presence of a devastating drought, sacrifices of horses and cattle to the Shinto Kami, changes of the market-places,** and prayers to the river gods having all failed to bring relief, an imposing Buddhist service was held in the south court of the Great Temple. "The images of Buddha, of the bosatsu, and of the Four Heavenly Kings were magnificently adorned; a multitude of priests read the Mahayana Sutra, and the o-omi, Soga no Emishi, held a censer, burned incense, and prayed." But there was no success; and not until the Empress herself had made a progress to the source of a river and worshipped towards the four quarters, did abundant rain fall.
Buddhism gained a strong following among the upper classes in the first century after its introduction, largely because the throne was held by Empresses twice during that time. The visually appealing aspects of the faith resonated with the emotional nature of women, and these Imperial ladies actively promoted Buddhism with great generosity. However, the majority of the population largely stayed outside this influence. They continued to worship the Kami. So, when a devastating earthquake occurred in 599, people prayed to the Kami of earthquakes at his seven shrines across the seven home provinces (Kinai), rather than to the Merciful Buddha, even though his teachings had been spread for almost a full cycle already. The first appeal to this foreign deity in relation to a natural disaster happened in the first year (642) of Empress Kogyoku's reign. Faced with a severe drought and after sacrifices of horses and cattle to the Shinto Kami, changes in the marketplaces, and prayers to the river gods had all failed, a grand Buddhist service was held in the south court of the Great Temple. "The images of Buddha, the bosatsu, and the Four Heavenly Kings were stunningly decorated; a large number of priests chanted the Mahayana Sutra, and the o-omi, Soga no Emishi, held a censer, burned incense, and prayed." But it was unsuccessful; only after the Empress herself traveled to the source of a river and worshipped in all directions did the rains finally come.
*Only three earthquakes are recorded up to the year A.D. 645, and the second alone (A.D. 599) is described as destructive.
*Only three earthquakes are recorded up to the year A.D. 645, and the second one (A.D. 599) is described as devastating.
**This was a Chinese custom, as was also the sacrificial rite mentioned in the same context.
**This was a Chinese tradition, as was also the sacrificial ritual mentioned in the same context.
Such an incident cannot have contributed to popularize the Indian creed. The people at large adhered to their traditional cult and were easily swayed by superstitions. The first half of the seventh century was marked by abnormal occurrences well calculated to disturb men's minds. There were comets (twice); there was a meteor of large dimensions; there were eclipses of the sun and moon; there were occultations of Venus; there was snow in July and hail "as large as peaches" in May, and there was a famine (621) when old people ate roots of herbs and died by the wayside, when infants at the breast perished with their mothers, and when thieves and robbers defied authority. It is not, perhaps, surprising in such circumstances, and when witches and wizards abounded, that people fell into strange moods, and were persuaded to regard a caterpillar as the "insect of the everlasting world," to worship it, and to throw away their valuables in the belief that riches and perpetual youth would be thus won. A miyatsuko, by name Kawakatsu, had the courage to kill the designing preacher of this extravagance, and the moral epidemic was thus stayed.
Such an incident couldn't have helped make the Indian belief system more popular. Most people stuck to their traditional practices and were easily influenced by superstitions. The first half of the seventh century was marked by unusual events that really shook people up. There were comets (twice), a large meteor, solar and lunar eclipses, occultations of Venus, snow in July, and hail "the size of peaches" in May. There was also a famine in 621, where elderly people resorted to eating roots and died by the roadside, infants perished with their mothers, and thieves openly challenged authority. Given these circumstances, and with witches and wizards all around, it’s not surprising that people started having strange thoughts. They even believed a caterpillar was the "insect of the everlasting world," worshipped it, and discarded their valuables, thinking they could gain wealth and eternal youth that way. A miyatsuko named Kawakatsu had the bravery to kill the manipulative preacher behind this madness, which helped put an end to the moral panic.
ENGRAVING: ONE OF THE STATUES OF "SHITENNO" IN THE KAIDAN-IN, TODAIJI
(Tembyo Sculpture, Eighth Century)
ENGRAVING: ONE OF THE STATUES OF "SHITENNO" IN THE KAIDAN-IN, TODAIJI
(Tembyo Sculpture, Eighth Century)
ENGRAVING: UTENSILS USED IN THE TEA CEREMONY (CHA-NO-YU)
CHAPTER XV
THE DAIKA REFORMS
THE THIRTY-SIXTH SOVEREIGN, THE EMPEROR KOTOKU (A.D. 645-654)
AFTER the fall of the Soga and the abdication of the Empress Kogyoku, her son, Prince Naka, would have been the natural successor, and such was her own expressed wish. But the prince's procedure was largely regulated by Kamatari, who, alike in the prelude and in the sequel of this crisis, proved himself one of the greatest statesmen Japan ever produced. He saw that the Soga influence, though broken, was not wholly shattered, and he understood that the great administrative reform which he contemplated might be imperilled were the throne immediately occupied by a prince on whose hands the blood of the Soga chief was still warm. Therefore he advised Prince Naka to stand aside in favour of his maternal uncle, Prince Karu, who could be trusted to co-operate loyally in the work of reform and whose connexion with the Soga overthrow had been less conspicuous. But to reach Prince Karu it was necessary to pass over the head of another prince, Furubito, Naka's half-brother, who had the full sympathy of the remnant of the Soga clan, his mother having been a daughter of the great Umako. The throne was therefore offered to him. But since the offer followed, instead of preceding the Empress' approval of Prince Karu, Furubito recognized the farce, and knowing that, though he might rule in defiance of the Kamatari faction, he could not hope to rule with its consent, he threw away his sword and declared his intention of entering religion.
AFTER the downfall of the Soga and the abdication of Empress Kogyoku, her son, Prince Naka, would have been the obvious choice for the throne, and that was her own stated wish. However, Prince Naka's actions were largely influenced by Kamatari, who, both at the beginning and during the aftermath of this crisis, proved to be one of the greatest statesmen in Japanese history. He realized that while the Soga's power was weakened, it wasn't completely destroyed, and he knew that the major administrative reform he envisioned could be threatened if the throne was taken over by a prince who still had the blood of the Soga chief on his hands. So, he advised Prince Naka to step aside in favor of his maternal uncle, Prince Karu, who could be trusted to work loyally on the reform and whose connection to the Soga's downfall was less apparent. To reach Prince Karu, however, it was necessary to bypass another prince, Furubito, Naka's half-brother, who had the full support of what remained of the Soga clan, as his mother was a daughter of the powerful Umako. The throne was thus offered to him. But since this offer came after the Empress had already approved of Prince Karu, Furubito saw through the pretense and, understanding that while he might rule against the Kamatari faction, he couldn’t do so with their approval, he laid down his sword and announced his decision to enter a religious life.
Very soon the Buddhist monastery at Yoshino, where he received the tonsure, became a rallying point for the Soga partisans, and a war for the succession seemed imminent. Naka, however, now Prince Imperial, was not a man to dally with such obstacles. He promptly sent to Yoshino a force of soldiers who killed Furubito with his children and permitted his consorts to strangle themselves. Prince Naka's name must go down to all generations as that of a great reformer, but it is also associated with a terrible injustice. Too readily crediting a slanderous charge brought against his father-in-law, Kurayamada, who had stood at his right hand in the great coup d'etat of 645, he despatched a force to seize the alleged traitor. Kurayamada fled to a temple, and there, declaring that he would "leave the world, still cherishing fidelity in his bosom," he committed suicide, his wife and seven children sharing his fate. Subsequent examination of his effects established his innocence, and his daughter, consort of Prince Naka, died of grief.
Very soon, the Buddhist monastery at Yoshino, where he had his head shaved, became a gathering place for the Soga supporters, and a battle for the succession seemed unavoidable. Naka, now the Prince Imperial, wasn’t the type to let such obstacles slow him down. He quickly sent a group of soldiers to Yoshino, who killed Furubito along with his children and allowed his wives to take their own lives. Prince Naka’s name will be remembered for generations as that of a great reformer, but it is also associated with a terrible injustice. He too easily believed a slanderous accusation against his father-in-law, Kurayamada, who had supported him during the major coup in 645, and sent forces to capture the so-called traitor. Kurayamada fled to a temple, and there, declaring that he would "leave the world, still holding onto loyalty in his heart," he took his own life, with his wife and seven children following him. A later investigation of his belongings revealed his innocence, and his daughter, who was married to Prince Naka, died from grief.
THE DAIKA, OR "GREAT CHANGE"
Not for these things, however, but for sweeping reforms in the administration of the empire is the reign of Kotoku memorable. Prince Naka and Kamatari, during the long period of their intimate intercourse prior to the deed of blood in the great hall of audience, had fully matured their estimates of the Sui and Tang civilization as revealed in documents and information carried to Japan by priests, literati, and students, who, since the establishment of Buddhism, had paid many visits to China. They appreciated that the system prevailing in their own country from time immemorial had developed abuses which were sapping the strength of the nation, and in sweeping the Soga from the path to the throne, their ambition had been to gain an eminence from which the new civilization might be authoritatively proclaimed.
Not for these reasons, though, but for major changes in how the empire was run, the reign of Kotoku is remembered. Prince Naka and Kamatari, during their long time spent together before the violent event in the great hall of audience, had fully formed their opinions on Sui and Tang civilization based on documents and information brought to Japan by priests, scholars, and students who had visited China many times since Buddhism was established. They recognized that the system in their country, which had been in place for ages, had developed problems that were undermining the nation's strength, and by removing the Soga from the path to the throne, their goal was to achieve a position from which the new civilization could be officially announced.
Speaking broadly, their main objects were to abolish the system of hereditary office-holders; to differentiate aristocratic titles from official ranks; to bring the whole mass of the people into direct subjection to the Throne, and to establish the Imperial right of ownership in all the land throughout the empire. What these changes signified and with what tact and wisdom the reformers proceeded, will be clearly understood as the story unfolds itself. Spectacular effect was enlisted as the first ally. A coronation ceremony of unprecedented magnificence took place. High officials, girt with golden quivers, stood on either side of the dais forming the throne, and all the great functionaries—omi, muraji, and miyatsuko—together with representatives of the 180 hereditary corporations (be) filed past, making obeisance. The title of "Empress Dowager" was conferred for the first time on Kogyoku, who had abdicated; Prince Naka was made Prince Imperial; the head of the great uji of Abe was nominated minister of the Left (sa-daijiri); Kurayamada, of the Soga-uji, who had shared the dangers of the conspiracy against Emishi and Iruka, became minister of the Right (u-daijiri), and Kamatari himself received the post of minister of the Interior (nai-daijin), being invested with the right to be consulted on all matters whether of statecraft or of official personnel.
Speaking generally, their main goals were to eliminate the system of hereditary office-holders, to separate aristocratic titles from official ranks, to bring the entire population under the direct authority of the Throne, and to establish Imperial ownership of all land throughout the empire. The significance of these changes and the tact and wisdom with which the reformers acted will become clear as the story unfolds. A spectacular approach was used as the first strategy. A coronation ceremony of unprecedented splendor occurred. High officials, adorned with golden quivers, stood on either side of the throne's dais, while all the important functionaries—omi, muraji, and miyatsuko—along with representatives of the 180 hereditary clans (be), filed past, bowing in respect. The title of "Empress Dowager" was given for the first time to Kogyoku, who had abdicated; Prince Naka was named Prince Imperial; the head of the prominent Abe clan was appointed minister of the Left (sa-daijiri); Kurayamada, from the Soga clan, who had shared the dangers of the conspiracy against Emishi and Iruka, became minister of the Right (u-daijiri), and Kamatari himself was appointed minister of the Interior (nai-daijin), being granted the right to be consulted on all matters related to state affairs or official personnel.
These designations, "minister of the Left"*, "minister of the Right," and "minister of the Interior," were new in Japan.** Hitherto, there had been o-omi and o-muraji, who stood between the Throne and the two great classes of uji, the o-omi and the o-muraji receiving instructions direct from the sovereign, and the two classes of uji acknowledging no control except that of the o-omi and the o-muraji. But whereas the personal status of Kurayamada was only omi (not o-omi), and the personal status of Kamatari, only muraji (not o-muraji), neither was required, in his new capacity, to take instructions from any save the Emperor, nor did any one of the three high dignitaries nominally represent this or that congeries of uji. A simultaneous innovation was the appointment of a Buddhist priest, Bin, and a literatus, Kuromaro, to be "national doctors." These men had spent some years at the Tang Court and were well versed in Chinese systems.
These titles, "minister of the Left," "minister of the Right," and "minister of the Interior," were new in Japan. Until then, there had been o-omi and o-muraji, who acted as intermediaries between the Throne and the two main classes of uji. The o-omi and o-muraji received orders directly from the sovereign, while the two classes of uji recognized no authority other than that of the o-omi and o-muraji. However, Kurayamada's personal status was only omi (not o-omi), and Kamatari's was only muraji (not o-muraji), so neither was required, in their new roles, to take orders from anyone except the Emperor, and none of the three high officials officially represented any specific group of uji. Another change was the appointment of a Buddhist priest, Bin, and a scholar, Kuromaro, as "national doctors." These men had spent several years at the Tang Court and were knowledgeable about Chinese systems.
*The left takes precedence of the right in Japan.
*The left side is prioritized over the right in Japan.*
**The offices were borrowed from the Tang system of China a remark which applies to nearly all the innovations of the epoch.
**The offices were taken from the Tang system of China, a statement that applies to almost all the changes of the time.**
The next step taken was to assemble the ministers under a patriarchal tree, and, in the presence of the Emperor, the Empress Dowager, and the Prince Imperial, to pronounce, in the names of the Kami of heaven and the Kami of earth—the Tenshin and the Chigi—a solemn imprecation on rulers who attempted double-hearted methods of government, and on vassals guilty of treachery in the service of their sovereign. This amounted to a formal denunciation of the Soga as well as a pledge on the part of the new Emperor. The Chinese method of reckoning time by year-periods was then adopted, and the year A.D. 645 became the first of the Daika era. But before proceeding to really radical innovations, two further precautions were taken. In order to display reverence for the foundations of the State, the sovereign publicly declared that "the empire should be ruled by following the footsteps of the Emperors of antiquity," and in order to win the sympathy of the lower orders, his Majesty directed that inquiry should be made as to the best method of alleviating the hardships of forced labour. Further, a solemn ceremony of Shinto worship was held by way of preface.
The next step was to gather the ministers under a large tree and, in front of the Emperor, the Empress Dowager, and the Prince Imperial, to declare, in the names of the heavenly Kami and the earthly Kami—the Tenshin and the Chigi—a serious curse on rulers who tried to govern with deceit and on vassals who betrayed their sovereign. This was a formal condemnation of the Soga as well as a commitment from the new Emperor. The Chinese system of counting years was then adopted, making the year A.D. 645 the first year of the Daika era. However, before implementing any major changes, two additional precautions were taken. To show respect for the foundations of the State, the sovereign publicly stated that "the empire should be ruled by following the example of the ancient Emperors," and to gain the support of the lower classes, his Majesty ordered an investigation into the best ways to reduce the burdens of forced labor. Additionally, a solemn Shinto worship ceremony was held as a prelude.
Then the reformers commenced their work in earnest. Governors (kokushi) were appointed to all the eastern provinces. These officials were not a wholly novel institution. It has been shown that they existed previously to the Daika era, but in a fitful and uncertain way, whereas, under the system now adopted, they became an integral part of the administrative machinery. That meant that the government of the provinces, instead of being administered by hereditary officials, altogether irrespective of their competence, was entrusted for a fixed term to men chosen on account of special aptitude. The eastern provinces were selected for inaugurating this experiment, because their distance from the capital rendered the change less conspicuous. Moreover, the appointments were given, as far as possible, to the former miyatsuko or mikotomochi. An ordinance was now issued for placing a petition-box in the Court and hanging a bell near it. The box was intended to serve as a receptacle for complaints and representations. Anyone had a right to present such documents. They were to be collected and conveyed to the Emperor every morning, and if a reply was tardy, the bell was to be struck.
Then the reformers got to work seriously. Governors (kokushi) were appointed to all the eastern provinces. These officials weren't a completely new idea. It's been shown that they existed before the Daika era, but in an inconsistent and unreliable way. Now, under the new system, they became a key part of the administrative structure. This meant that provincial governance, instead of being run by hereditary officials without regard for their capabilities, was handed over for a set period to individuals chosen for their special skills. The eastern provinces were picked to start this experiment because their distance from the capital made the change less noticeable. Additionally, the appointments were, as much as possible, given to the former miyatsuko or mikotomochi. An ordinance was issued to place a petition box in the Court and hang a bell near it. The box was meant to collect complaints and requests. Anyone had the right to submit such documents. They would be collected and sent to the Emperor every morning, and if a response was slow, the bell was to be rung.
Side by side with these measures for bettering the people's lot, precautions against any danger of disturbance were adopted by taking all weapons of war out of the hands of private individuals and storing them in arsenals specially constructed on waste lands. Then followed a measure which seems to have been greatly needed. It has been already explained that a not inconsiderable element of the population was composed of slaves, and that these consisted of two main classes, namely, aborigines or Koreans taken prisoners in war, and members of an uji whose Kami had been implicated in crime. As time passed, there resulted from intercourse between these slaves and their owners a number of persons whose status was confused, parents asserting the manumission of their children and masters insisting on the permanence of the bond. To correct these complications the whole nation was now divided into freemen (ryomin) and bondmen (senmin), and a law was enacted that, since among slaves no marriage tie was officially recognized, a child of mixed parentage must always be regarded as a bondman. On that basis a census was ordered to be taken, and in it were included not only the people of all classes, but also the area of cultivated and throughout the empire.
Alongside these efforts to improve people's lives, measures were implemented to prevent any potential unrest by removing all weapons from private individuals and storing them in specially built arsenals on vacant land. Following that, a measure that seemed urgently needed was introduced. It has already been noted that a significant part of the population consisted of slaves, primarily from two groups: indigenous people or Koreans captured in war, and members of an uji whose Kami had been involved in wrongdoing. As time went on, interactions between these slaves and their owners led to a number of individuals with ambiguous social status, with parents claiming their children were freed and masters insisting they remained enslaved. To address these issues, the entire nation was now categorized into free individuals (ryomin) and enslaved individuals (senmin), and a law was created stating that since no marriage bond was officially recognized among slaves, a child of mixed parentage would always be considered enslaved. Based on this, a census was ordered, which included not only people from all social classes but also the area of cultivated land throughout the empire.
At the same time stringent regulations were enacted for the control and guidance of the provincial governors. They were to take counsel with the people in dividing the profits of agriculture. They were not to act as judges in criminal cases or to accept bribes from suitors in civil ones; their staff, when visiting the capital, was strictly limited, and the use of public-service horses* as well as the consumption of State provisions was vetoed unless they were travelling on public business. Finally, they were enjoined to investigate carefully all claims to titles and all alleged rights of land tenure. The next step was the most drastic and far-reaching of all. Hereditary corporations were entirely abolished, alike those established to commemorate the name of a sovereign or a prince and those employed by the nobles to cultivate their estates. The estates themselves were escheated. Thus, at one stroke, the lands and titles of the hereditary aristocracy were annulled, just as was destined to be the case in the Meiji era, twelve centuries later.
At the same time, strict regulations were put in place to control and guide the provincial governors. They were required to consult with the people when dividing agricultural profits. They were not allowed to act as judges in criminal cases or accept bribes from parties in civil ones; their staff was limited when visiting the capital, and the use of public horses as well as the consumption of government supplies was banned unless they were on official business. Finally, they were instructed to thoroughly investigate all claims to titles and any alleged land rights. The next step was the most drastic and far-reaching of all. Hereditary corporations were completely abolished, both those established to honor the name of a sovereign or prince and those used by the nobles to manage their estates. The estates themselves were repossessed. Thus, in one move, the lands and titles of the hereditary aristocracy were annulled, just as would happen in the Meiji era, twelve centuries later.
*Everyone having a right to use public-service horses was required to carry a token of his right in the shape of a small bronze bell, or group of bells, indicating by their shape and number how many horses the bearer was entitled to.
*Everyone who had the right to use public-service horses had to carry a token proving that right in the form of a small bronze bell, or a group of bells, which indicated by their shape and number how many horses the bearer was allowed to use.
This reform involved a radical change in the system and method of taxation, but the consideration of that phase of the question is deferred for a moment in order to explain the nature and the amount of the new fiscal burdens. Two kinds of taxes were thenceforth imposed, namely, ordinary taxes and commuted taxes. The ordinary consisted of twenty sheaves of rice per cho* (equivalent to about eight sheaves per acre), and the commuted tax—in lieu of forced labour—was fixed at a piece of silk fabric forty feet in length by two and a half feet in breadth per cho, being approximately a length of sixteen feet per acre. The dimensions of the fabric were doubled in the case of coarse silk, and quadrupled in the case of cloth woven from hemp or from the fibre of the inner bark of the paper-mulberry. A commuted tax was levied on houses also, namely, a twelve-foot length of the above cloth per house. No currency existed in that age. All payments were made in kind. There is, therefore, no method of calculating accurately the monetary equivalent of a sheaf of rice. But in the case of fabrics we have some guide. Thus, in addition to the above imposts, every two townships—a township was a group of fifty houses—had to contribute one horse of medium quality (or one of superior quality per two hundred houses) for public service; and since a horse was regarded as the equivalent of a total of twelve feet of cloth per house, it would follow, estimating a horse of medium quality at £5, ($25.), that the commuted tax in the case of land was above 5s.4d., ($1.30) per acre. Finally, each homestead was required to provide one labourer as well as rations for his support; and every two homesteads had to furnish one palace waiting-woman (uneme), who must be good-looking, the daughter or sister of a district official of high rank, and must have one male and two female servants to attend on her—these also being supported by the two homesteads. In every homestead there was an alderman who kept the register, directed agricultural operations, enforced taxes, and took measures to prevent crime as well as to judge it.
This reform involved a major change in the system and method of taxation, but we'll hold off on discussing that for a moment to clarify the nature and extent of the new tax burdens. From now on, there were two types of taxes: ordinary taxes and commuted taxes. The ordinary tax consisted of twenty sheaves of rice per cho (about eight sheaves per acre), while the commuted tax—in place of forced labor—was set at a piece of silk fabric forty feet long by two and a half feet wide per cho, which is roughly a length of sixteen feet per acre. The size of the fabric doubled for coarse silk and quadrupled for cloth made from hemp or the fibers of the inner bark of the paper mulberry. A commuted tax was also charged on houses, specifically a twelve-foot length of the same cloth per house. There was no currency at that time; all payments were made in kind. Therefore, it's impossible to calculate the exact monetary value of a sheaf of rice. However, we do have some guidance regarding fabrics. In addition to these taxes, every two townships—a township being a group of fifty houses—had to provide one medium-quality horse (or one superior-quality horse for every two hundred houses) for public service. Since a horse was considered equivalent to a total of twelve feet of cloth per house, this would mean that if a medium-quality horse is valued at £5 ($25), the commuted tax for land would be over 5s.4d. ($1.30) per acre. Lastly, each homestead was required to supply one laborer along with rations for his support, and every two homesteads had to provide one palace waiting-woman (uneme) who had to be attractive, the daughter or sister of a high-ranking district official, and needed one male and two female servants to attend her—these servants were also provided for by the two homesteads. Each homestead had an alderman who kept the records, managed agricultural activities, enforced taxes, and took measures to prevent and judge crime.
*The cho was two and a half acres approximately.
*The plot was about two and a half acres.
Thus it is seen that a regular system of national taxation was introduced and that the land throughout the whole empire was considered to be the property of the Crown. As for the nobles who were deprived of their estates, sustenance gifts were given to them, but there is no record of the bases upon which these gifts were assessed. With regard to the people's share in the land, the plan pursued was that for every male or female over five years of age two tan (about half an acre) should be given to the former and one-third less to the latter, these grants being made for a period of six years, at the end of which time a general restoration was to be effected. A very striking evidence of the people's condition is that every adult male had to contribute a sword, armour, a bow and arrows, and a drum. This impost may well have outweighed all the others.
Thus, it is evident that a regular system of national taxation was introduced and that land throughout the entire empire was considered to belong to the Crown. For the nobles who lost their estates, support gifts were provided, but there is no record of how these gifts were determined. Regarding the people's share of the land, the plan was that for every male or female over five years old, two tan (about half an acre) would be given to males and one-third less to females, with these grants lasting for six years, after which a general restoration was to take place. A striking indication of the people's situation is that every adult male had to provide a sword, armor, a bow and arrows, and a drum. This requirement may have outweighed all the others.
SEPULCHRES
Another important reform regulated the dimensions of burial mounds. The construction of these on the grand scale adopted for many sovereigns, princes, and nobles had long harrassed the people, who were compelled to give their toil gratis for such a purpose. What such exactions had entailed may be gathered from Kotoku's edict, which said, "Of late the poverty of our people is absolutely due to the construction of tombs." Nevertheless, he did not undertake to limit the size of Imperial tombs. The rescript dealt only with those from princes downwards. Of these, the greatest tumulus permitted was a square mound with a side of forty-five feet at the base and a height of twenty-five feet, measured along the slope, a further restriction being that the work must not occupy more than one thousand men for seven days. The maximum dimensions were similarly prescribed in every case, down to a minor official, whose grave must not give employment to more than fifty men for one day. When ordinary people died, it was directed that they should be buried in the ground without a day's delay, and, except in the case of an Emperor or an Empress, the custom of temporary interment was strictly vetoed. Cemeteries were ordered to be constructed for the first time, and peremptory injunctions were issued against self-destruction to accompany the dead; against strangling men or women by way of sacrifice; against killing the deceased's horse, and against cutting the hair or stabbing the thighs by way of showing grief. It must be assumed that all these customs existed.
Another important reform regulated the size of burial mounds. The large-scale construction for many rulers, princes, and nobles had long troubled the people, who were forced to work for free on these projects. The impact of such demands can be seen in Kotoku's edict, which stated, "Recently, our people's poverty is entirely due to the building of tombs." However, he did not seek to limit the size of Imperial tombs. The decree only addressed those from princes downwards. For these, the largest allowed mound was a square with a base of forty-five feet per side and a height of twenty-five feet, measured along the slope. Additionally, it was restricted to a maximum of one thousand men working for seven days. Similar maximum sizes were set for other officials, where even a minor official's grave could employ no more than fifty men for one day. When common people died, it was mandated that they should be buried without any delay, and except for an Emperor or Empress, the practice of temporary burial was strictly prohibited. Cemeteries were ordered to be established for the first time, and strict rules were enforced against self-harm alongside the dead, sacrificing men or women, killing the deceased's horse, and showing grief through cutting hair or stabbing thighs. It can be assumed that all these customs existed.
ABUSES
Other evil practices are incidentally referred to in the context of the Daika reforms. Thus it appears that slaves occasionally left their lawful owners owing to the latter's poverty and entered the service of rich men, who thereafter refused to give them up; that when a divorced wife or concubine married into another family, her former husband, after the lapse of years, often preferred claims against her new husband's property; that men, relying on their power, demanded people's daughters in marriage, and in the event of the girl entering another house, levied heavy toll on both families; that when a widow, of ten or twenty years' standing, married again, or when a girl entered into wedlock, the people of the vicinity insisted on the newly wedded couple performing the Shinto rite of harai (purgation), which was perverted into a device for compelling offerings of goods and wine; that the compulsory performance of this ceremony had become so onerous as to make poor men shrink from giving burial to even their own brothers who had died at a distance from home, or hesitate to extend aid to them in mortal peril, and that when a forced labourer cooked his food by the roadside or borrowed a pot to boil his rice, he was often obliged to perform expensive purgation.
Other harmful practices are mentioned in relation to the Daika reforms. It seems that slaves sometimes left their rightful owners because of the owners' poverty and went to work for wealthier individuals, who then refused to return them; that when a divorced wife or concubine remarried, her former husband, after many years, would often make claims against her new husband's assets; that powerful men demanded daughters in marriage and, if the girl married into another household, imposed heavy fees on both families; that when a widow of ten or twenty years remarried, or when a girl got married, the people in the area insisted that the newlyweds perform the Shinto rite of harai (purgation), which was twisted into a way to force offerings of goods and wine; that the mandatory performance of this ceremony became such a burden that poor men shied away from burying even their own brothers who had died far from home or hesitated to help them in life-threatening situations; and that when a forced laborer cooked food by the roadside or borrowed a pot to cook rice, he often had to pay for expensive purgation.
OFFICIAL ORGANIZATION
At the head of all officials were the sa-daijin (minister of the Left), the u-daijin (minister of the Right) and the nai-daijin (minister of the Interior), and after them came the heads of departments, of which eight were established, after the model of the Tang Court in China. They were the Central Department (Nakatsukasa-sho); the Department of Ceremonies (Shikibu-sho); the Department of Civil Government (Jibu-sho); the Department of Civil Affairs (Mimbu-sho); the Department of War (Hyobu-sho); the Department of Justice (Gyobu-sho); the Treasury (Okura-sho), and the Household Department (Kunai-sho). These departments comprised a number of bureaux. All officials of high rank had to assemble at the south gate of the palace in time to enter at sunrise, and they remained there until some time between 11 A.M. and 1 P.M.
At the top of all the officials were the sa-daijin (Minister of the Left), the u-daijin (Minister of the Right), and the nai-daijin (Minister of the Interior). After them came the heads of eight departments, which were set up based on the model of the Tang Court in China. These were the Central Department (Nakatsukasa-sho), the Department of Ceremonies (Shikibu-sho), the Department of Civil Government (Jibu-sho), the Department of Civil Affairs (Mimbu-sho), the Department of War (Hyobu-sho), the Department of Justice (Gyobu-sho), the Treasury (Okura-sho), and the Household Department (Kunai-sho). These departments included several bureaus. All high-ranking officials had to gather at the south gate of the palace in time to enter at sunrise, and they stayed there until sometime between 11 A.M. and 1 P.M.
In a province the senior official was the governor, and under him were heads of districts, aldermen of homesteads (fifty houses), elders of five households—all the houses being divided into groups of five for purposes of protection—and market commissioners who superintended the currency (in kind), commerce, the genuineness of wares, the justness of weights and measures, the prices of commodities, and the observance of prohibitions. Since to all official posts men of merit were appointed without regard to lineage, the cap-ranks inaugurated by Prince Shotoku were abolished, inasmuch as they designated personal status by inherited right only, and they were replaced by new cap-grades, nineteen in all, which were distinguished partly by their borders, partly by their colours, and partly by their materials and embroidery. Hair-ornaments were also a mark of rank. They were cicada-shaped, of gold and silver for the highest grades, of silver for the medium grades, and of copper for the low grades. The caps indicated official status without any reference to hereditary titles.
In a province, the top official was the governor, and underneath him were district heads, local leaders of neighborhoods (fifty houses each), elders of five households—all the houses were organized into groups of five for protection—and market officials who oversaw the currency (in kind), trade, the authenticity of goods, fairness in weights and measures, pricing of products, and adherence to prohibitions. Since people of merit were appointed to all official positions regardless of their background, the cap-ranks established by Prince Shotoku were eliminated, as they defined social status based solely on inheritance. They were replaced by new cap-grades, a total of nineteen, which were distinguished by their borders, colors, materials, and embroidery. Hair ornaments also indicated rank. They were shaped like cicadas, made of gold and silver for the highest ranks, silver for the medium ranks, and copper for the lower ranks. The caps represented official status without referring to hereditary titles.
RATIONALE OF THE NEW SYSTEM
The radical changes outlined above were all effected in the short space of eight years. If it be asked what motive inspired the reformers, the obvious answer is that experience, culminating in the usurpations of the Soga, had fully displayed the abuses incidental to the old system. Nothing more memorable than this flood of reforms has left its mark upon Japan's ancient history. During the first thirteen centuries of the empire's existence—if we accept the traditional chronology—the family was the basis of the State's organization. Each unit of the population either was a member of an uji or belonged to the tomobe of an uji, and each uji was governed by its own omi or muraji, while all the uji of the Kwobetsu class were under the o-omi and all those of the Shimbetsu class, under the o-muraji. Finally, it was through the o-omi and the o-muraji alone that the Emperor communicated his will. In other words, the Japanese at large were not recognized as public people, the only section that bore that character being the units of the hereditary corporations instituted in memory of some Imperial personage and the folk that cultivated the miyake (State domains).
The significant changes mentioned above took place in just eight years. If we were to ask what motivated the reformers, the clear answer is that their experiences, particularly the usurpations by the Soga, highlighted the abuses of the old system. No other event in Japan's ancient history has been as impactful as this wave of reforms. During the first thirteen centuries of the empire—assuming we follow the traditional timeline—the family formed the foundation of the State's organization. Each part of the population was either a member of an uji or part of the tomobe associated with an uji. Each uji was led by its own omi or muraji, while all the uji classified as Kwobetsu were under the o-omi, and those classified as Shimbetsu were under the o-muraji. Ultimately, it was only through the o-omi and o-muraji that the Emperor’s will was communicated. In other words, the general Japanese population was not recognized as public individuals; the only groups that had that status were the members of hereditary corporations established in honor of an Imperial figure and the people who worked on the miyake (State domains).
All these facts, though already familiar to the reader, find a fitting place in the context of the great political development of the Daika era. For the main features of that development were that the entire nation became the public people of the realm and the whole of the land became the property of the Crown, the hereditary nobles being relegated to the rank of State pensioners. This metamorphosis entailed taking an accurate census of the population; making a survey of the land; fixing the boundaries of provinces, districts, and villages; appointing officials to administer the affairs of these local divisions, and organizing the central government with boards and bureaux. The system of taxation also had to be changed, and the land had to be apportioned to the people. In former days, the only charges levied by the State on the produce of the land were those connected with religious observances and military operations, and even in imposing these the intervention of the heads of uji had to be employed. But by the Daika reforms the interest of the hereditary nobility in the taxes Avas limited to realizing their sustenance allowances; while as for the land, it was removed entirely beyond their control and partitioned among the people, in the proportion already noted, on leases terminable at the end of six years.
All these facts, while already known to the reader, fit perfectly within the larger context of the significant political changes during the Daika era. The main aspects of this development were that the entire nation became the citizens of the realm, and all the land became the property of the Crown, with hereditary nobles reduced to the status of State pensioners. This transformation involved accurately counting the population, surveying the land, defining the boundaries of provinces, districts, and villages, appointing officials to manage these local areas, and organizing the central government with boards and bureaus. The taxation system also needed to be reformed, and the land had to be allocated to the people. In the past, the only charges that the State imposed on the produce of the land were related to religious practices and military needs, and even these required the involvement of the heads of uji. However, through the Daika reforms, the hereditary nobility's interest in taxes was limited to securing their maintenance allowances; as for the land, it was completely taken from their control and distributed among the people, based on the previously mentioned proportions, under leases that could be ended after six years.
Of course, whatever political exigency may have dictated this short-tenure system, it was economically unsound and could not remain long in practice. The measures adopted to soften the aspect of these wholesale changes in the eyes of the hereditary nobility whom they so greatly affected, have been partly noted above. It may here be added, however, that not only was the office of district governor—who ranked next to the provincial governor (kokushi)—filled as far as possible by former kuni no miyatsuko, but also these latter were entrusted with the duty of observing and reporting upon the conduct of the new officials as to assiduity and integrity, to which duty there were also nominated special officials called choshu-shi. By the aid of these and other tactful devices, the operation of the new system was guaranteed against disturbance. Nothing was deemed too trivial to assist in promoting that end. Even such a petty incident as the appearance of a white pheasant was magnified into a special indication of heaven's approval, and a grand Court ceremony having been held in honour of the bird, the Emperor proclaimed a general amnesty and ordered that the name of the period should be changed to Haku-chi (White Pheasant). Something of this may be set down frankly to the superstitious spirit of the time. But much is evidently attributable to the statecraft of the Emperor's advisers, who sought to persuade the nation that this breaking away from all its venerable old traditions had supernatural approval.
Of course, whatever political necessity may have driven this short-tenure system, it was economically weak and couldn't last long in practice. The measures taken to soften the impact of these sweeping changes on the hereditary nobility they greatly affected have been partly mentioned above. It can be added here, however, that not only was the position of district governor—who ranked right below the provincial governor (kokushi)—filled as much as possible by former kuni no miyatsuko, but these individuals were also tasked with observing and reporting on the performance of the new officials regarding their diligence and integrity. Special officials called choshu-shi were also appointed for this duty. With the help of these and other clever strategies, the functioning of the new system was secured against disruption. Nothing was deemed too insignificant to help achieve that goal. Even a minor event like the sighting of a white pheasant was blown up into a sign of heaven's favor, and after a major Court ceremony was held in honor of the bird, the Emperor declared a general amnesty and ordered the name of the era to be changed to Haku-chi (White Pheasant). Some of this can honestly be attributed to the superstitious mindset of the time. But much can clearly be linked to the statecraft of the Emperor's advisers, who aimed to convince the nation that this break from all its revered old traditions had the blessing of the supernatural.
There was, indeed, one defect in the theory of the new system. From time immemorial the polity of the empire had been based on the family relation. The sovereign reigned in virtue of his lineage, and the hereditary nobles owed their high positions and administrative competence equally to descent. To discredit the title of the nobles was to disturb the foundation of the Throne itself, and to affirm that want of virtue constituted a valid reason for depriving the scions of the gods of their inherited functions, was to declare constructively that the descendant of Amaterasu also held his title by right of personal worthiness. That was the Chinese theory. Their history shows plainly that they recognized the right of men like Tang or Wu to overturn tyrants like Chieh of the Hsia dynasty, and Chou of the Yen dynasty. The two Japanese Emperors, Kotoku and Tenchi (668-671), seem to have partially endorsed a cognate principle. But nothing could be at greater variance with the cardinal tenet of the Japanese polity, which holds that "the King can do no wrong" and that the Imperial line must remain unbroken to all eternity.
There was, indeed, one flaw in the theory of the new system. Traditionally, the empire's governance was based on family relations. The ruler held power because of his lineage, and the hereditary nobles gained their high status and administrative abilities through their ancestry. Undermining the nobles' titles would shake the very foundation of the Throne, and claiming that a lack of virtue justified taking away the roles of those descended from the gods would imply that a descendant of Amaterasu could also claim his title based on personal merit. That was the Chinese perspective. Their history clearly shows that they accepted the right of people like Tang or Wu to overthrow tyrants like Chieh of the Hsia dynasty and Chou of the Yen dynasty. The two Japanese Emperors, Kotoku and Tenchi (668-671), seem to have partially accepted a similar idea. But nothing could be more opposed to the fundamental belief of Japanese governance, which asserts that "the King can do no wrong" and that the Imperial line must remain unbroken for all time.
ENVOYS TO CHINA
The importance attached to intercourse with China during the reign of Kotoku was illustrated by the dimensions of the embassies sent to the Tang Court and by the quality of the envoys. Two embassies were sent in 653, one consisting of 121 persons and the other of 120.* The former included seventeen student-priests, and among them was the eldest son of Kamatari himself. Another embassy was despatched in 654, and the records show incidently that the sea route was taken, for after a voyage lasting some months and therefore presumably of a coasting character, the envoys landed at Laichou in Shantung. They finally reached Changan, the Tang capital, and were most hospitably received by the Emperor Kao-sung. The hardships of the journey are attested by the fact that three of the student-priests died at sea. One remained in China for thirty-six years, and Joye, Kamatari's son, did not return to Japan for twelve years.
The significance of interactions with China during Kotoku's reign is reflected in the size of the embassies sent to the Tang Court and the caliber of the envoys. In 653, two embassies were dispatched, one with 121 members and the other with 120.* The first included seventeen student-priests, among whom was Kamatari’s eldest son. Another embassy was sent in 654, and records indicate that they took the sea route. After a journey lasting several months, which was likely along the coast, the envoys landed at Laichou in Shantung. They eventually reached Changan, the Tang capital, where they were warmly welcomed by Emperor Kao-sung. The difficulties of the trip are highlighted by the fact that three student-priests died at sea. One stayed in China for thirty-six years, and Joye, Kamatari's son, did not come back to Japan for twelve years.
*The ship carrying the embassy was wrecked off the south coast of
Japan, and out of 120 persons only five escaped.
*The ship carrying the embassy was wrecked off the south coast of
Japan, and out of 120 people, only five survived.
In short, when these students left their country in search of literary, religious, and political lore, they had no assurance of ever thereafter finding an opportunity to see their homes again. The overland journey was almost impossible without guides and guards, and communication by sea seems to have been fitful and uncertain. The last of the above three embassies was led by no less a person than the renowned scholar, Kuromaro, who had been associated with the priest, Bin, in modelling the new administrative system of Japan. Kuromaro never returned from China; he died there. A few months before the despatch of Kuromaro as envoy, his illustrious coadjutor, Bin, expired in the temple of Azumi. The Emperor repaired in person to the sick priest's chamber, and said, "If you die to-day, I will follow you to-morrow." So great was the reverence showed towards learning and piety in that era. Thus, hazardous and wearisome as was the voyage to China over stormy waters in a rude sailing boat, its successful accomplishment established a title to official preferment and high honour. It will be seen by and by that similar treatment was extended in the nineteenth century to men who visited Europe and America in the pursuit of knowledge.
In short, when these students left their country to seek out literary, religious, and political knowledge, they had no guarantee that they would ever have the chance to return home. The overland journey was nearly impossible without guides and guards, and sea travel appeared to be sporadic and unreliable. The last of the three embassies was led by none other than the famous scholar, Kuromaro, who had worked with the priest, Bin, on developing Japan's new administrative system. Kuromaro never came back from China; he died there. A few months before Kuromaro was sent as an envoy, his esteemed partner, Bin, passed away in the temple of Azumi. The Emperor personally visited the sick priest’s room and said, "If you die today, I will follow you tomorrow." Such was the immense respect for learning and piety in that time. Therefore, despite the dangerous and exhausting journey to China across stormy seas in a primitive sailing boat, completing it successfully secured a title to official promotion and high honor. It will soon be evident that similar treatment was given in the nineteenth century to those who traveled to Europe and America in search of knowledge.
THE THIRTY-SEVENTH SOVEREIGN, THE EMPRESS SAIMEI (A.D. 655-661)
On the demise of Kotoku, in 654, his natural successor would have been Prince Naka, who, ten years previously, had chosen to reform the empire rather than to rule it. But the prince deemed that the course of progress still claimed his undivided attention, and therefore the Empress Kogyoku was again raised to the throne under the name of* Saimei—the first instance of a second accession in Japanese history. She reigned nearly seven years, and the era is remarkable chiefly for expeditions against the Yemishi and for complications with Korea. To the former chapter of history sufficient reference had already been made, but the latter claims a moment's attention.
On the death of Kotoku in 654, his natural successor should have been Prince Naka, who, ten years earlier, had chosen to reform the empire instead of ruling it. However, the prince believed that his focus needed to be on the path of progress, so Empress Kogyoku was elevated to the throne once more under the name of Saimei—the first time a ruler in Japan had returned to power. She ruled for nearly seven years, and this era is particularly notable for military campaigns against the Yemishi and issues with Korea. The earlier events in this history have been mentioned, but the situation with Korea deserves a moment's attention.
*It is scarcely necessary to remind the reader that all the names given in these pages to Japanese sovereigns are posthumous. Thus Saimei, during her lifetime, was called Ame-toyo-takara-ikashi-hi-tarashi-hime.
*It’s hardly worth reminding the reader that all the names given in these pages to Japanese rulers are posthumous. So, Saimei, while she was alive, was called Ame-toyo-takara-ikashi-hi-tarashi-hime.*
RELATIONS WITH KOREA
It has been shown how, in A.D. 562, the Japanese settlement in Mimana was exterminated; how the Emperor Kimmei's dying behest to his successor was that this disgrace must be removed; how subsequent attempts to carry out his testament ended in failure, owing largely to Japan's weak habit of trusting the promises of Shiragi, and how, in 618, the Sui Emperor, Yang, at the head of a great army, failed to make any impression on Korea.
It has been shown how, in A.D. 562, the Japanese settlement in Mimana was wiped out; how Emperor Kimmei's last wish to his successor was that this disgrace should be rectified; how attempts to fulfill his wish after that ended in failure, largely because Japan had a tendency to trust the promises of Shiragi, and how, in 618, the Sui Emperor, Yang, leading a large army, failed to make any impact on Korea.
Thereafter, intercourse between Japan and the peninsula was of a fitful character unmarked by any noteworthy event until, in the second year (651) of the "White Pheasant" era, the Yamato Court essayed to assert itself in a futile fashion by refusing to give audience to Shiragi envoys because they wore costumes after the Tang fashion without offering any excuse for such a caprice. Kotoku was then upon the Japanese throne, and Japan herself was busily occupied importing and assimilating Tang institutions. That she should have taken umbrage at similar imitation on Shiragi's part seems capricious. Shiragi sent no more envoys, and presently (655), finding herself seriously menaced by a coalition between Koma and Kudara, she applied to the Tang Court for assistance. The application produced no practical response, but Shiragi, who for some time had been able to defy the other two principalities, now saw and seized an opportunity offered by the debauchery and misrule of the King of Kudara. She collected an army to attack her neighbour and once more supplicated Tang's aid. This was in the year 660. The second appeal produced a powerful response. Kao-sung, then the Tang Emperor, despatched a general, Su Ting-fang, at the head of an army of two hundred thousand men. There was now no long and tedious overland march round the littoral of the Gulf of Pechili and across Liaotung. Su embarked his forces at Chengshan, on the east of the Shantung promontory, and crossed direct to Mishi-no-tsu—the modern Chemulpo—thus attacking Kudara from the west while Shiragi moved against it from the east. Kudara was crushed. It lost ten thousand men, and all its prominent personages, from the debauched King downwards, were sent as prisoners to Tang. But one great captain, Pok-sin, saved the situation. Collecting the fugitive troops of Kudara he fell suddenly on Shiragi and drove her back, thereafter appealing for Japanese aid.
After that, the interactions between Japan and the peninsula were inconsistent and lacked any significant events until the second year (651) of the "White Pheasant" era. The Yamato Court tried to assert itself in a pointless way by refusing to meet with Shiragi envoys because they wore Tang-style clothing and didn’t offer any reason for this oddity. Kotoku was then the emperor of Japan, which was busy importing and adopting Tang customs. It seemed unreasonable for Japan to be upset by Shiragi's similar imitation. Shiragi stopped sending envoys, and soon after (655), faced a serious threat from a coalition between Koma and Kudara, so they reached out to the Tang Court for help. This request led to no real action, but Shiragi, which had previously been able to resist the other two principalities, found an opportunity in the excess and mismanagement of the King of Kudara. They gathered an army to attack Kudara and once again requested Tang’s assistance. This was in the year 660. The second request received a strong response. Kao-sung, the Tang Emperor at the time, sent General Su Ting-fang with an army of two hundred thousand men. Instead of a long and tedious overland march around the Gulf of Pechili and across Liaotung, Su loaded his troops onto ships at Chengshan, on the east of the Shantung peninsula, and crossed directly to Mishi-no-tsu—the modern Chemulpo—attacking Kudara from the west while Shiragi advanced from the east. Kudara was decisively defeated, losing ten thousand men, and all its key figures, including the debauched King, were captured and sent to Tang. However, one great captain, Pok-sin, managed to turn the tide. He gathered the fleeing troops of Kudara and launched a surprise attack on Shiragi, pushing them back before calling for Japanese assistance.
At the Yamato Court Shiragi was now regarded as a traditional enemy. It had played fast and loose again and again about Mimana, and in the year 657 it had refused safe conduct for a Japanese embassy to the Tang Court. The Empress Saimei decided that Kudara must be succoured. Living in Japan at that time was Phung-chang,* a younger brother of the deposed King of Kudara. It was resolved that he should be sent to the peninsula accompanied by a sufficient force to place him on the throne. But Saimei died before the necessary preparations were completed, and the task of carrying out a design which had already received his endorsement devolved upon Prince Naka, the great reformer. A fleet of 170 ships carrying an army of thirty-seven thousand men escorted Phung-chang from Tsukushi, and the kingdom of Kudara was restored. But the conclusive battle had still to be fought. It took place in September, 662, at Paik-chhon-ku (Ung-jin), between the Chinese under Liu Jen-kuei, a Tang general, and the Japanese under Atsumi no Hirafu. The forces were about equal on each side, and it was the first signal trial of strength between Chinese and Japanese. No particulars have been handed down by history. Nothing is known except that the Japanese squadron drove straight ahead, and that the Chinese attacked from both flanks. The result was a crushing defeat for the Japanese. They were shattered beyond the power of rallying, and only a remnant found its way back to Tsukushi. Kudara and Koma fell, and Japan lost her last footing in a region where her prestige had stood so high for centuries.
At the Yamato Court, Shiragi was now seen as a traditional enemy. It had repeatedly messed with Mimana and, in the year 657, denied safe passage for a Japanese embassy to the Tang Court. Empress Saimei decided that Kudara needed support. At that time, Phung-chang,* the younger brother of the deposed King of Kudara, was living in Japan. It was decided that he should be sent to the peninsula with enough support to help him reclaim the throne. However, Saimei passed away before the necessary preparations were made, and the responsibility of executing a plan that she had approved fell to Prince Naka, the great reformer. A fleet of 170 ships carrying an army of thirty-seven thousand men escorted Phung-chang from Tsukushi, and the kingdom of Kudara was restored. But the final battle still needed to be fought. This took place in September 662, at Paik-chhon-ku (Ung-jin), between the Chinese led by Liu Jen-kuei, a Tang general, and the Japanese commanded by Atsumi no Hirafu. The forces were roughly equal on both sides, and it was the first major showdown between Chinese and Japanese. No details have been passed down through history. All that is known is that the Japanese fleet charged straight ahead while the Chinese attacked from both sides. The outcome was a devastating defeat for the Japanese. They were shattered and unable to regroup, with only a few making it back to Tsukushi. Kudara and Koma were lost, and Japan forfeited its last stronghold in a region where its prestige had been high for centuries.
*He was a hostage. The constant residence of Korean hostages in Japan speaks eloquently of the relations existing between the two countries. There were no Japanese hostages in Korea.
*He was a hostage. The ongoing presence of Korean hostages in Japan clearly reflects the relationship between the two countries. There were no Japanese hostages in Korea.
Shiragi continued during more than a hundred years to maintain a semblance of deferential intercourse, but her conduct became ultimately so unruly that, in the reign of Nimmyo (834-850), her people were prohibited from visiting Japan. From Kudara, however, after its overthrow by China, there migrated almost continuously for some time a number of inhabitants who became naturalized in Japan. They were distributed chiefly in the provinces of Omi and Musashi, Son-Kwang, a brother of the former King of Kudara, being required to live in Naniwa (Osaka) for the purpose of controlling them. Koma, also, when it fell into Chinese hands, sent many settlers to Japan, and during the reign of the Empress Gemmyo (708-715), they were transferred from the six provinces of Suruga, Kai, Sagami, Kazusa, Shimosa, and Hitachi to Musashi, where the district inhabited by them was thenceforth called Koma-gori. Thus, Japan extended her hospitality to the men whose independence she had not been able to assert. Her relations with her peninsular neighbour ended humanely though not gloriously. They had cost her heavily in life and treasure, but she had been repaid fully with the civilization which Korea helped her to import.
Shiragi maintained a facade of respectful interaction for over a hundred years, but her behavior eventually became so disruptive that, during the reign of Nimmyo (834-850), her citizens were banned from visiting Japan. Following the fall of Kudara to China, many of its inhabitants migrated to Japan for a significant period. They primarily settled in the provinces of Omi and Musashi, with Son-Kwang, a brother of the former King of Kudara, being required to live in Naniwa (Osaka) to manage them. When Koma also fell to the Chinese, it sent many settlers to Japan, and during the reign of Empress Gemmyo (708-715), they were moved from the six provinces of Suruga, Kai, Sagami, Kazusa, Shimosa, and Hitachi to Musashi, where the area they settled in came to be known as Koma-gori. Thus, Japan welcomed those whose independence she couldn’t maintain. Her relationship with her neighbor ended on a compassionate note, though not a glorious one. It had cost her dearly in lives and resources, but she was compensated fully with the culture that Korea helped her to adopt.
THE THIRTY-EIGHTH SOVEREIGN, THE EMPEROR TENCHI (A.D. 668-671)
It will be observed that although the thirty-seventh sovereign, the Empress Saimei, died in the year 661, the reign of her successor, Tenchi, did not commence historically until 668. There thus appears to have been an interregnum of seven years. The explanation is that the Crown Prince, Naka, while taking the sceptre, did not actually wield it. He entrusted the administrative functions to his younger brother, Oama, and continued to devote himself to the great work of reform. He had stood aside in favour of Kotoku sixteen years previously and in favour of the Empress Saimei six years previously, and now, for seven years longer, he refrained from identifying himself with the Throne until the fate of his innovations was known. Having assumed the task of eradicating abuses which, for a thousand years, had been growing unchecked, he shrank from associating the Crown directly with risks of failure. But in the year 668, judging that his reforms had been sufficiently assimilated to warrant confidence, he formally ascended the throne and is known in history as Tenchi (Heavenly Intelligence).
It will be noted that even though the thirty-seventh ruler, Empress Saimei, passed away in 661, the reign of her successor, Tenchi, didn't officially begin until 668. This means there was a gap of seven years. The reason for this is that the Crown Prince, Naka, while taking the scepter, didn’t actually exercise power. He handed over the administrative duties to his younger brother, Oama, and focused on major reforms. He had sidelined himself in favor of Kotoku sixteen years earlier and then for Empress Saimei six years earlier, and now, for another seven years, he stayed away from the throne until he could see the outcome of his reforms. Having taken on the challenge of eliminating abuses that had been allowed to grow for a thousand years, he was hesitant to link the Crown directly to the risk of failure. But in 668, feeling that his reforms had been widely accepted enough to inspire confidence, he officially became emperor and is known in history as Tenchi (Heavenly Intelligence).
Only four years of life remained to him, and almost immediately after his accession he lost his great coadjutor, Kamatari. Of the four men who had worked out the "Daika restoration," Kuromaro, the student, died in China a year (654) after the demise of the illustrious priest, Bin; Kamatari barely survived until success came in sight, and Prince Naka (Tenchi) was taken two years later (671). It is related that in the days when the prince and Kamatari planned the outlines of their great scheme, they were accustomed to meet for purposes of conference in a remote valley on the east of the capital, where an aged wistaria happened to be in bloom at the most critical of their consultations. Kamatari therefore desired to change his uji name from Nakatomi to Fujiwara (wistaria), and the prince, on ascending the throne, gave effect to this request. There thus came into existence a family, the most famous in Japanese history. The secluded valley where the momentous meetings took place received the name of Tamu* no Mine, and a shrine stands there now in memory of Kamatari. The Emperor would fain have attended Kamatari's obsequies in person, but his ministers dissuaded him on the ground that such a course would be unprecedented. His Majesty confined himself therefore to conferring on the deceased statesman posthumous official rank, the first instance of a practice destined to became habitual in Japan.
Only four years of life were left to him, and almost immediately after he took the throne, he lost his key supporter, Kamatari. Of the four men who had worked out the "Daika restoration," Kuromaro, the scholar, died in China a year (654) after the death of the renowned priest, Bin; Kamatari barely lingered until success was in sight, and Prince Naka (Tenchi) was taken two years later (671). It’s said that during the time when the prince and Kamatari were outlining their grand plan, they would often meet for discussions in a secluded valley to the east of the capital, where an ancient wisteria was blooming during their most critical consultations. Kamatari then wanted to change his family name from Nakatomi to Fujiwara (wisteria), and when the prince ascended the throne, he granted this request. Thus was born a family that would become the most famous in Japanese history. The quiet valley where these significant meetings took place became known as Tamu no Mine, and a shrine now stands there in memory of Kamatari. The Emperor wished to attend Kamatari's funeral in person, but his ministers advised against it, saying it would be unprecedented. Therefore, His Majesty limited himself to granting the deceased statesman posthumous official rank, marking the first instance of a practice that would become common in Japan.
*"Tamu" signifies to converse about military affairs.
"Tamu" means to talk about military matters.
THE OMI STATUES AND THE CENSUS REGISTER
During the reign of Tenchi no rescript embodying signal administrative changes was issued, though the reforms previously inaugurated seem to have made steady progress. But by a legislative office specially organized for the purpose there was enacted a body of twenty-two laws called the Omi Ritsu-ryo (the Omi Statutes), Omi, on the shore of Lake Biwa, being then the seat of the Imperial Court. Shotoku Taishi's Jushichi Kempo, though often spoken of as a legislative ordinance, was really an ethical code, but the Omi Ritsu-ryo had the character of genuine laws, the first of their kind in Japan. Unfortunately this valuable document did not survive. Our knowledge of it is confined to a statement in the Memoirs of Kamatari that it was compiled in the year 667. Two years later—that is to say, in the year after Tenchi's actual accession—the census register, which had formed an important feature of the Daika reforms, became an accomplished fact. Thenceforth there was no further occasion to appeal to the barbarous ordeal of boiling water (kuga-dachi) when questions of lineage had to be determined.
During the reign of Tenchi, a significant administrative change was implemented, although the previous reforms seemed to be progressing steadily. A special legislative office was created for this purpose, and it enacted a set of twenty-two laws known as the Omi Ritsu-ryo (the Omi Statutes), with Omi, located by Lake Biwa, serving as the seat of the Imperial Court at that time. Shotoku Taishi's Jushichi Kempo, often regarded as a legislative ordinance, was actually an ethical code, while the Omi Ritsu-ryo represented genuine laws—the first of their kind in Japan. Unfortunately, this important document did not survive. Our understanding of it comes from a mention in the Memoirs of Kamatari, which states it was compiled in the year 667. Two years later, in the year following Tenchi's actual accession, the census register, an important aspect of the Daika reforms, was successfully established. From that point onward, there was no longer a need to resort to the brutal practice of boiling water (kuga-dachi) for determining lineage.
THE THIRTY-NINTH SOVEREIGN, THE EMPEROR KOBUN (A.D. 672-672)
Among four "palace ladies" (uneme) upon whom the Emperor Tenchi looked with favour, one, Yaka of Iga province, bore him a son known in his boyhood days as Prince Iga but afterwards called Prince Otomo. For this lad his father conceived a strong affection, and would doubtless have named him heir apparent had he not been deterred by the consideration that during his own abstention from actually occupying the throne, administrative duties would have to be entrusted mainly to the hands of a Prince Imperial, and Otomo, being only thirteen years of age, could not undertake such a task. Thus, on Tenchi's younger brother, Oama, the dignity of Crown Prince was conferred, and he became the Emperor's locum tenens, in which position he won universal applause by sagacity and energy. But during these seven years of nominal interregnum, the fame of Prince Otomo also grew upon men's lips. An ancient book speaks of him as "wise and intelligent; an able administrator alike of civil and of military affairs; commanding respect and esteem; sage of speech, and rich in learning." When the Emperor actually ascended the throne, Otomo had reached his twentieth year, and four years later (671) the sovereign appointed him prime minister (dajo daijin), an office then created for the first time.
Among four "palace ladies" (uneme) whom Emperor Tenchi favored, one, Yaka from Iga province, gave birth to a son known in his childhood as Prince Iga but later called Prince Otomo. The Emperor developed a strong affection for this boy and would likely have named him heir apparent if not for the fact that during his own time away from the throne, administrative duties would mainly have to be handled by a Prince Imperial. Since Otomo was only thirteen years old, he couldn't take on such a responsibility. Thus, Tenchi's younger brother, Oama, was appointed as Crown Prince and became the Emperor's representative, earning widespread praise for his wisdom and energy. However, during these seven years of temporary leadership, Prince Otomo’s reputation grew as well. An ancient text describes him as "wise and intelligent; a capable administrator of both civil and military matters; someone who commands respect and admiration; eloquent in speech, and knowledgeable." When the Emperor finally took the throne, Otomo was twenty, and four years later (671), the sovereign appointed him as prime minister (dajo daijin), an office that was created for the first time.
Thenceforth the question of Tenchi's successor began to be disquieting. The technical right was on Oama's side, but the paternal sympathy was with Otomo. Tradition has handed down a tale about a certain Princess Nukata, who, having bestowed her affections originally on Prince Oama, was afterwards constrained to yield to the addresses of the Emperor Tenchi, and thus the two brothers became enemies. But that story does not accord with facts. It is also related that during a banquet at the palace on the occasion of Tenchi's accession, Prince Oama thrust a spear through the floor from below, and the Emperor would have punished the outrage with death had not Kamatari interceded for the prince. These narratives are cited to prove that the Emperor Tenchi's purpose was to leave the throne to Otomo, not Oama. There is, however, no valid reason to infer any such intention. What actually occurred was that when, within a few months of Otomo's appointment as dajo daijin, the sovereign found himself mortally sick, he summoned Oama and named him to succeed But Oama, having been warned of a powerful conspiracy to place Otomo on the throne, and not unsuspicious that it had the Emperor's sympathy, declined the honour and announced his intention of entering religion, which he did by retiring to the monastery at Yoshino. The conspirators, at whose head were the minister of the Left, Soga no Akae, and the minister of the Right, Nakatomi no Kane, aimed at reverting to the times when, by placing on the throne a prince of their own choice, one or two great uji had grasped the whole political power. The prime mover was Kane, muraji of the Nakatomi.
From that point on, the question of Tenchi's successor became troubling. The technical right was with Oama, but the emotional support leaned toward Otomo. There’s a tradition about Princess Nukata, who initially liked Prince Oama but later had to accept the advances of Emperor Tenchi, which turned the brothers into rivals. However, that story doesn’t match the facts. It is also said that during a feast at the palace when Tenchi took the throne, Prince Oama drove a spear through the floor from below, and the Emperor would have executed him for the offense if Kamatari hadn’t intervened on his behalf. These tales are cited to suggest that Emperor Tenchi intended to pass the throne to Otomo, not Oama. However, there’s no solid reason to believe that was his plan. What really happened was that a few months after Otomo was appointed as dajo daijin, the Emperor fell gravely ill and called for Oama to name him as his successor. But Oama, having been warned of a powerful plot to put Otomo on the throne and suspicious it had the Emperor's backing, turned down the offer and stated he would pursue a religious life, which he did by retreating to the monastery at Yoshino. The conspirators, led by the minister of the Left, Soga no Akae, and the minister of the Right, Nakatomi no Kane, aimed to return to the days when placing a prince of their choice on the throne allowed a couple of powerful clans to seize all political control. The main instigator was Kane, muraji of the Nakatomi.
Immediately after Tenchi's death, which took place at the close of 671, and after the accession of Prince Otomo—known in history as the Emperor Kobun—the conspirators began to concert measures for the destruction of Prince Oama, whom they regarded as a fatal obstacle to the achievement of their purpose. But the Emperor Kobun's consort, Toichi, was a daughter of Prince Oama, and two sons of the latter, Takaichi and Otsu, were also in the Court at Omi. By these three persons Yoshino was kept fully informed of everything happening at Omi. Oama fled precipitately. He did not even wait for a palanquin or a horse. His course was shaped eastward, for two reasons: the first, that his domains as Prince Imperial had been in Ise and Mino; the second, that since in the eastern provinces the Daika reforms had been first put into operation, in the eastern provinces, also, conservatism might be expected to rebel with least reluctance.
Immediately after Tenchi's death at the end of 671 and the rise of Prince Otomo—who became known as Emperor Kobun—the conspirators started plotting to eliminate Prince Oama, whom they saw as a significant threat to their goals. However, the Emperor Kobun's wife, Toichi, was the daughter of Prince Oama, and two of Oama's sons, Takaichi and Otsu, were also present in the Court at Omi. Because of these three individuals, Yoshino was kept completely updated on everything occurring at Omi. Oama fled in a hurry. He didn’t even wait for a palanquin or a horse. He headed east for two reasons: first, his territories as Prince Imperial were in Ise and Mino; second, since the Daika reforms had first been implemented in the eastern provinces, it was expected that conservatism would be less hesitant to resist there.
The struggle that ensued was the fiercest Japan had witnessed since the foundation of the empire. For twenty days there was almost continuous fighting. The prince's first measure was to block the passes on the eastward high-roads, so that the Omi forces could not reach him till he was fully ready to receive them. Thousands flocked to his standard, and he was soon able to assume the offensive. On the other hand, those whom the Omi Court summoned to arms declined for the most part to respond. The nation evidently regarded Prince Oama as the champion of the old against the new. The crowning contest took place at the Long Bridge of Seta, which spans the waters of Lake Biwa at the place where they narrow to form the Seta River. Deserted by men who had sworn to support him, his army shattered, and he himself a fugitive, the Emperor fled to Yamazaki and there committed suicide. His principal instigator, muraji of the Nakatomi and minister of the Right, with eight other high officials, suffered the extreme penalty; Akae, omi of the Soga and minister of the Left, had to go into exile, but the rest of Kobun's followers were pardoned. Not because of its magnitude alone but because its sequel was the dethronement and suicide of a legitimate Emperor, this struggle presents a shocking aspect to Japanese eyes. It is known in history as the "Jinshin disturbance," so called after the cyclical designation of the year (672) when it occurred.
The battle that followed was the toughest Japan had seen since the empire was established. For twenty days, there was almost constant fighting. The prince’s first move was to block the main roads to the east, preventing the Omi forces from reaching him until he was fully prepared. Thousands joined his cause, and he quickly gained the upper hand. Meanwhile, most of those called to arms by the Omi Court chose not to answer. The country clearly saw Prince Oama as the defender of traditional values against change. The final showdown happened at the Long Bridge of Seta, which crosses Lake Biwa at the point where it narrows into the Seta River. Abandoned by those who had vowed to support him, his army was in ruins, and he became a fugitive as the Emperor fled to Yamazaki, where he took his own life. His main supporter, the muraji of Nakatomi and minister of the Right, along with eight other high officials, faced execution; Akae, the omi of Soga and minister of the Left, was exiled, while the rest of Kobun's followers were pardoned. This struggle is shocking to the Japanese not only because of its scale but also because it led to the dethronement and suicide of a legitimate Emperor. It is referred to in history as the "Jinshin disturbance," named after the year (672) when it took place.
THE FORTIETH SOVEREIGN, THE EMPEROR TEMMU (A.D. 673-686)
Prince Oama succeeded to the throne and is known in history as the fortieth Sovereign, Temmu. During the fourteen years of his reign he completed the administrative systems of the Daika era, and asserted the dignity and authority of the Court to an unprecedented degree. Among the men who espoused his cause in the Jinshin struggle there are found many names of aristocrats who boasted high titles and owned hereditary estates. Whatever hopes these conservatives entertained of a reversion to the old-time-order of things, they were signally disappointed. The Daika reformers had invariably contrived that conciliation should march hand in hand with innovation. Temmu relied on coercion. He himself administered State affairs with little recourse to ministerial aid but always with military assistance in the background. He was especially careful not to sow the seeds of the abuses which his immediate predecessors had worked to eradicate. Thus, while he did not fail to recognize the services of those that had stood by him in the Jinshin tumult, he studiously refrained from rewarding them with official posts, and confined himself to bestowing titles of a purely personal character together with posthumous rank in special cases.
Prince Oama became the ruler and is known in history as the fortieth Sovereign, Temmu. During his fourteen-year reign, he completed the administrative systems of the Daika era and established the dignity and authority of the Court like never before. Among those who supported him during the Jinshin conflict were many aristocrats with high titles and hereditary estates. Any hopes these conservatives had of returning to the old ways were greatly disappointed. The Daika reformers consistently ensured that conciliation went hand in hand with innovation. Temmu relied on force. He managed State affairs mostly without ministerial help, always supported by military power. He was particularly careful not to reintroduce the abuses that his recent predecessors had worked to eliminate. Therefore, while he did recognize the contributions of those who stood by him during the Jinshin upheaval, he intentionally avoided awarding them official positions, instead giving them titles that were purely personal and, in special instances, posthumous ranks.
It has been shown that in the so-called "code" of Shotoku Taishi prominent attention was directed to the obligations of decorum. This principle received much elaboration in Temmu's reign. A law, comprising no less than ninety-two articles, was enacted for guidance in Court ceremonials, the demeanour and salutation of each grade of officials being explicitly set forth. It is worthy of note that a veto was imposed on the former custom of kneeling to make obeisance and advancing or retreating in the presence of a superior on the knees and hands; all salutations were ordered to be made standing. Further, the clear differentiation of official functions, which had been commenced under the sway of Tenchi, was completed in this reign.
It has been shown that in the so-called "code" of Shotoku Taishi, significant attention was given to the importance of decorum. This principle was further developed during Temmu's reign. A law, made up of no less than ninety-two articles, was created to guide Court ceremonies, clearly outlining how officials of each rank should behave and greet one another. It's important to note that the previous practice of kneeling for greetings and moving on hands and knees in front of a superior was abolished; all greetings were to be done while standing. Additionally, the clear distinction of official roles, which had begun under Tenchi's rule, was finalized in this reign.
But, though relying on military force in the last resort, Temmu did not neglect appeals to religion and devices to win popularity. On the one hand, we find him establishing a War-Office (Heisei-kan) and making it second in grade and importance to the Privy Council (Dajo-kwan) alone; on the other, he is seen endowing shrines, erecting temples, and organizing religious fetes on a sumptuous scale. If, again, all persons in official position were required to support armed men; if the provincials were ordered to practise military exercises, and if arms were distributed to the people in the home provinces (Kinai), at the same time taxes were freely remitted, and amnesties were readily granted. Further, if much attention was paid to archery, and if drastic measures were adopted to crush the partisans of the Omi Court who still occasionally raised the standard of revolt, the sovereign devoted not less care to the discharge of the administrative functions, and his legislation extended even to the realm of fishery, where stake-nets and other methods of an injurious nature were strictly interdicted. The eating of flesh was prohibited, but whether this veto was issued in deference to Buddhism or from motives of economy, there is no evidence to show.
But, while relying on military force as a last resort, Temmu also appealed to religion and used strategies to gain popularity. On one hand, he established a War Office (Heisei-kan) and made it the second most important office after the Privy Council (Dajo-kwan); on the other hand, he funded shrines, built temples, and organized lavish religious festivals. Additionally, all government officials were required to support armed forces; provincial leaders were told to practice military drills, and weapons were distributed to the people in the home provinces (Kinai). At the same time, taxes were often reduced, and pardons were frequently granted. Furthermore, while he paid a lot of attention to archery and took strict measures to suppress the supporters of the Omi Court who still occasionally revolted, the sovereign also focused on fulfilling administrative duties, and his laws even extended to fisheries, where harmful methods like stake-nets were strictly banned. The consumption of meat was prohibited, though it’s unclear if this ban was out of respect for Buddhism or for economic reasons.
One very noteworthy feature of Temmu's administration was that he never appointed to posts in the Government men who did not give promise of competence. All those who possessed a claim on his gratitude were nominated chamberlains (toneri), and having been thus brought under observation, were subsequently entrusted with official functions commensurate with their proved ability. The same plan was pursued in the case of females. With regard to the titles conferred by this sovereign in recognition of meritorious services, they were designed to replace the old-time kabane (or sei), in that whereas the kabane had always been hereditary, and was generally associated with an office, the new sei was obtained by special grant, and, though it thereafter became hereditary, it was never an indication of office bearing. Eight of these new titles were instituted by Temmu, namely, mahito, asomi, sukune, imiki, michi-no-shi, omi, muraji, and inagi, and their nearest English equivalents are, perhaps, duke, marquis, count, lord, viscount, baron, and baronet. It is unnecessary to give any etymological analysis of these terms; their order alone is important. But two points have to be noted. The first is that the title imiki was generally that chosen for bestowal on naturalized foreigners; the second, that a conspicuously low place in the list is given to the revered old titles, ami and muraji. This latter feature is significant. The new peerage was, in fact, designed not only to supplant, but also to discredit, the old.
One notable aspect of Temmu's reign was that he only appointed individuals to government positions who showed promise of competence. Those who had a reason for his gratitude were named chamberlains (toneri) and, once monitored, were later given official roles matching their demonstrated abilities. The same approach was taken with women. The titles granted by this ruler in recognition of deserving service were meant to replace the old kabane (or sei) system. While kabane were hereditary and usually linked to a specific office, the new sei was awarded as a special privilege. Although it became hereditary over time, it did not signify an official role. Temmu established eight new titles: mahito, asomi, sukune, imiki, michi-no-shi, omi, muraji, and inagi, which might correspond to duke, marquis, count, lord, viscount, baron, and baronet in English. An etymological analysis of these terms is unnecessary; their arrangement is what matters. However, two points should be noted. First, the title imiki was commonly chosen for naturalized foreigners; second, the esteemed old titles, ami and muraji, are placed noticeably lower on the list. This latter detail is significant. The new peerage was designed not only to replace but also to undermine the old system.
Thus, in the first place, the system was abolished under which all uji having the title of omi were controlled by the o-omi, and all having the title of muraji by the o-muraji; and in the second, though the above eight sei were established, not every uji was necessarily granted a title. Only the most important received that distinction, and even these found themselves relegated to a comparatively low place on the list. All the rest, however, were permitted to use their old, but now depreciated kabane, and no change was made in the traditional custom of entrusting the management of each uji's affairs to its own Kami. But, in order to guard against the abuses of the hereditary right, an uji no Kami ceased in certain cases to succeed by birthright and became elective, the election requiring Imperial endorsement.
Thus, first, the system that had all uji with the title of omi controlled by the o-omi, and those with the title of muraji controlled by the o-muraji, was abolished. Secondly, although the eight sei were established, not every uji was automatically given a title. Only the most significant ones received that honor, and even those found themselves placed relatively low on the list. All the others, however, were allowed to keep their old, but now lesser, kabane, and there was no change in the traditional practice of letting each uji's Kami manage their own affairs. However, to prevent the misuse of hereditary rights, the Kami of some uji stopped succeeding by birthright and became elected, with the election needing Imperial approval.
The effect of these measures was almost revolutionary. They changed the whole fabric of the Japanese polity. But in spite of all Temmu's precautions to accomplish the centralization of power, success was menaced by a factor which could scarcely have been controlled. The arable lands in the home provinces at that time probably did not exceed 130,000 acres, and the food stuffs produced cannot have sufficed for more than a million persons. As for the forests, their capacities were ill developed, and thus it fell out that the sustenance fiefs granted to omi and muraji of the lower grades did not exceed a few acres. Gradually, as families multiplied, the conditions of life became too straightened in such circumstances, and relief began to be sought in provincial appointments, which furnished opportunities for getting possession of land. It was in this way that local magnates had their origin and the seeds of genuine feudalism were sown. Another direction in which success fell short of purpose was in the matter of the hereditary guilds (be). The Daika reforms had aimed at converting everyone in the empire into a veritable unit of the nation, not a mere member of an uji or a tomobe. But it proved impossible to carry out this system in the case of the tomobe (called also kakibe), or labouring element of the uji, and the yakabe, or domestic servants of a family. To these their old status had to be left.
The impact of these measures was almost revolutionary. They transformed the entire structure of Japanese governance. However, despite all of Temmu's efforts to centralize power, his success was threatened by a factor that was hard to control. At that time, the arable land in the home provinces likely didn't exceed 130,000 acres, and the food produced couldn’t support more than a million people. The forests were underutilized, leading to the result that the sustenance fiefs given to lower-ranked omi and muraji were only a few acres. As families grew, living conditions became increasingly cramped, and people began looking for provincial positions to acquire land. This is how local elites emerged, planting the seeds of true feudalism. Another area where success fell short was with the hereditary guilds (be). The Daika reforms aimed to turn everyone in the empire into a true member of the nation, rather than just a part of an uji or a tomobe. However, it proved impossible to apply this system to the tomobe (also known as kakibe), the laboring class of the uji, and the yakabe, or domestic servants of a family. Their old status had to be maintained.
THE FORTY-FIRST SOVEREIGN, THE EMPRESS JITO (A.D. 690-697)
The Emperor Temmu died in 686, and the throne remained nominally unoccupied until 690. A similar interregnum had separated the accession of Tenchi from the death of his predecessor, the Empress Saimei, and both events were due to a cognate cause. Tenchi did not wish that his reforms should be directly associated with the Throne until their success was assured; Temmu desired that the additions made by him to the Daika system should be consolidated by the genius of his wife before the sceptre passed finally into the hands of his son. Jito had stood by her husband's side when, as Prince Oama, he had barely escaped the menaces of the Omi Court, and there is reason to think that she had subsequently shared his administrative confidence as she had assisted at his military councils. The heir to the throne, Prince Kusakabe, was then in his twenty-fifth year, but he quietly endorsed the paternal behest that his mother should direct State affairs. The arrangement was doubtless intended to be temporary, but Kusakabe died three years later, and yielding to the solicitations of her ministers, Jito then (690) finally ascended the throne.
The Emperor Temmu died in 686, and the throne was technically unoccupied until 690. A similar gap had occurred between Tenchi’s rise to power and the death of his predecessor, Empress Saimei, and both situations were linked by a common reason. Tenchi didn't want his reforms to be directly associated with the Throne until they were successful; Temmu wanted his enhancements to the Daika system to be solidified by his wife's brilliance before passing the scepter to his son. Jito had been by her husband’s side when, as Prince Oama, he narrowly escaped the threats of the Omi Court, and there’s reason to believe she had later gained his trust in administration, as she participated in his military councils. The heir to the throne, Prince Kusakabe, was then 25 years old, but he quietly accepted his father's wish that his mother lead State affairs. The arrangement was probably meant to be temporary, but Kusakabe died three years later, and after being persuaded by her ministers, Jito finally ascended the throne in 690.
Her reign, however, was not entirely free from the family strife which too often accompanied a change of sovereigns in Japan's early days. In addition to his legitimate offspring, Kusakabe, the Emperor Temmu left several sons by secondary consorts, and the eldest survivor of these, Prince Otsu, listening to the counsels of the Omi Court's partisans and prompted by his own well-deserved popularity and military prowess, intrigued to seize the throne. He was executed in his house, and his fate is memorable for two reasons: the first, that his young wife, Princess Yamanobe, "hastened thither with her hair dishevelled and her feet bare and joined him in death;" the second, that all his followers, over thirty in number, were pardoned—rare clemency in those days. Prince Otsu is said to have inaugurated a pastime which afterwards became very popular—the composition of Chinese verses.
Her reign, however, wasn't totally free from the family conflicts that often came with a change of rulers in Japan's early days. Besides his legitimate children, Kusakabe, Emperor Temmu, had several sons with secondary consorts. The oldest surviving son among them, Prince Otsu, influenced by the advice of the Omi Court's supporters and driven by his own well-earned popularity and military skill, plotted to take the throne. He was executed in his home, and his story is notable for two reasons: first, that his young wife, Princess Yamanobe, "rushed there with her hair unkempt and her feet bare and joined him in death;" second, that all his followers, more than thirty in total, were pardoned—an unusual act of mercy at that time. Prince Otsu is said to have started a hobby that later became very popular—the writing of Chinese poetry.
SLAVES
The most important legislation of the Empress Jito's reign related to slaves.* In the year of her accession (690), she issued an edict ordering that interest on all debts contracted prior to, or during the year (685) prior to Temmu's death should be cancelled. Temmu himself had created the precedent for this. When stricken by mortal illness, he had proclaimed remission of all obligations, "whether in rice or in valuables," incurred on or before the last day of the preceding year. But Jito's edict had a special feature. It provided that anyone already in servitude on account of a debt should be relieved from serving any longer on account of the interest. Thus it is seen that the practice of pledging the service of one's body in discharge of debt was in vogue at that epoch, and that it received official recognition with the proviso that the obligation must not extend to interest. Debts, therefore, had become instruments for swelling the ranks of the slave class.
The most important laws during Empress Jito's reign were related to slaves.* When she took power in 690, she issued a decree stating that all interest on debts incurred before or during the year prior (685) to Temmu's death should be canceled. Temmu had set this precedent himself. When he was seriously ill, he declared that all debts, "whether in rice or in valuables," made on or before the last day of the previous year were forgiven. However, Jito's decree had a unique aspect. It specified that anyone already enslaved due to a debt would no longer have to serve because of the interest. This shows that the practice of offering one’s own labor as repayment for debt was common at that time, and it was officially recognized as long as it didn’t include interest. As a result, debts were turning into a way to increase the number of slaves.
*The senmin, or slave class, was divided into two groups, namely, public slaves (kwanko ryoko, and ko-nuhi), and private slaves (kenin and shi-nuhi).
*The senmin, or slave class, was divided into two groups: public slaves (kwanko ryoko and ko-nuhi) and private slaves (kenin and shi-nuhi).
But while sanctioning this evil custom, the tendency of the law was to minimize its results. In another edict of the same reign it was laid down that, when a younger brother of the common people (hyakusei) was sold by his elder brother, the former should still be classed as a freeman (ryomin), but a child sold by its father became a serf (senmin); that service rendered to one of the senmin class by a freeman in payment of a debt must not affect the status of the freeman, and that the children of freemen so serving, even though born of a union with a slave, should be reckoned as freemen. It has been shown already that degradation to slavery was a common punishment or expiation of a crime, and the annals of the period under consideration indicate that men and women of the slave class were bought and sold like any other chattels. Documents certainly not of more recent date than the ninth century, show particulars of some of these transactions. One runs as follows:
But while allowing this harmful practice, the law tended to downplay its consequences. In another decree from the same era, it was established that if a younger brother from the common people (hyakusei) was sold by his elder brother, he would still be regarded as a free person (ryomin). However, if a child was sold by their father, they became a serf (senmin). Additionally, if a freeman provided service to someone from the senmin class to pay off a debt, it wouldn’t change the freeman's status, and the children of freemen who provided such service—even if born from a union with a slave—would still be considered freemen. It has already been shown that falling into slavery was a common punishment or way to atone for a crime, and records from this period indicate that people in the slave class were bought and sold like any other property. Documents dating no later than the ninth century detail some of these transactions. One states:
Men (nu) 3
Women (hi) 3
—
Total 6
Men (nu) 3
Women (hi) 3
—
Total 6
2 at 10000 bundles of rice each
2 at 800 bundles of rice each.
1 at 700 bundles of rice.
1 at 600 bundles of rice.
——-
Total 4900 bundles
2 at 10,000 bundles of rice each
2 at 800 bundles of rice each.
1 at 700 bundles of rice.
1 at 600 bundles of rice.
———
Total 4,900 bundles
1 man (nu) named Kokatsu; age 34; with a mole under the left eye
Price 1000 bundles of rice.
The above are slaves of Kannawo Oba of Okambe in Yamagata district.
1 man (nu) named Kokatsu; age 34; with a mole under the left eye
Price 1000 bundles of rice.
The above are slaves of Kannawo Oba of Okambe in Yamagata district.
Comparison of several similar vouchers indicates that the usual price of an able-bodied slave was one thousand bundles of rice, and as one bundle gave five sho of unhulled rice, one thousand bundles represented fifty koku, which, in the modern market, would sell for about six hundred yen. It is not to be inferred, however, that the sale of freemen into slavery was sanctioned by law. During the reign of the Emperor Temmu, a farmer of Shimotsuke province wished to sell his child on account of a bad harvest, but his application for permission was refused, though forwarded by the provincial governor. In fact, sales or purchases of the junior members of a family by the seniors were not publicly permitted, although such transactions evidently took place. Even the manumission of a slave required official sanction. Thus it is recorded that, in the reign of the Empress Jito, Komaro, an asomi, asked and obtained the Court's permission to grant their freedom to six hundred slaves in his possession. Another rule enacted in Jito's time was that the slaves of an uji, when once manumitted, could not be again placed on the slaves' register at the request of a subsequent uji no Kami. Finally this same sovereign enacted that yellow-coloured garments should be worn by freemen and black by slaves. History shows that the sale and purchase of human beings in Japan, subject to the above limitations, was not finally forbidden until the year 1699.
Comparison of several similar vouchers shows that the typical price for an able-bodied slave was one thousand bundles of rice. Since one bundle contained five sho of unhulled rice, one thousand bundles equated to fifty koku, which would sell for about six hundred yen in today's market. However, this doesn't mean that selling free people into slavery was legally allowed. During Emperor Temmu's reign, a farmer in Shimotsuke province wanted to sell his child due to a poor harvest, but his request for permission, even after being sent by the provincial governor, was denied. In fact, selling or buying junior family members by their elders wasn’t allowed publicly, although these transactions clearly happened. Even freeing a slave required official approval. It’s noted that during Empress Jito's reign, Komaro, an asomi, requested and received the Court’s approval to free six hundred slaves he owned. Another rule established during Jito’s reign stated that once the slaves of an uji were freed, they couldn’t be re-registered as slaves at the request of a later uji no Kami. Lastly, this same sovereign mandated that free people wear yellow clothing while slaves wore black. History indicates that the sale and purchase of human beings in Japan, with these restrictions in place, wasn't completely prohibited until 1699.
THE MILITARY SYSTEM
It has been seen that the Emperors Kotoku and Temmu attached much importance to the development of military efficiency and that they issued orders with reference to the training of provincials, the armed equipment of the people, the storage of weapons of war, and the maintenance of men-at-arms by officials. Compulsory service, however, does not appear to have been inaugurated until the reign of the Empress Jito, when (689) her Majesty instructed the local governors that one-fourth of the able-bodied men in each province should be trained every year in warlike exercises. This was the beginning of the conscription system in Japan.
It has been noted that Emperors Kotoku and Temmu placed a high priority on improving military efficiency. They issued commands regarding the training of locals, equipping the populace with arms, storing weaponry, and ensuring that officials maintained soldiers. However, mandatory service doesn’t seem to have started until the reign of Empress Jito, when in 689, she directed local governors to ensure that one-fourth of able-bodied men in each province trained annually in military exercises. This marked the beginning of the conscription system in Japan.
THE ORDER OF SUCCESSION OF THE THRONE
That the throne should be occupied by members of the Imperial family only had been a recognized principle of the Japanese polity from remotest epochs. But there had been an early departure from the rule of primogeniture, and since the time of Nintoku the eligibility of brothers also had been acknowledged in practice. To this latitude of choice many disturbances were attributable, notably the fell Jinshin struggle, and the terrors of that year were still fresh in men's minds when, during Jito's reign, the deaths of two Crown Princes in succession brought up the dangerous problem again for solution. The princes were Kusakabe and Takaichi. The former had been nominated by his father, Temmu, but was instructed to leave the reins of power in the hands of his mother, Jito, for a time. He died in the year 689, while Jito was still regent, and Takaichi, another of Temmu's sons, who had distinguished himself as commander of a division of troops in the Jinshin campaign, was made Prince Imperial. But he too died in 696, and it thus fell out that the only surviving and legitimate offspring of an Emperor who had actually reigned was Prince Kuzuno, son of Kobun.
The throne being held only by members of the Imperial family has been a fundamental rule of Japanese governance for a very long time. However, there was an early shift away from the rule of firstborn succession, and since the era of Nintoku, the eligibility of brothers became accepted in practice. This flexibility in choice led to many conflicts, particularly the disastrous Jinshin struggle, and the fear from that time was still fresh in people's minds when, during Jito's reign, the deaths of two Crown Princes in a row raised the risky issue again. The princes were Kusakabe and Takaichi. The former had been named by his father, Temmu, but was directed to let his mother, Jito, hold power for a while. He died in 689 while Jito was still regent, and Takaichi, another of Temmu's sons who had proven himself as a military leader during the Jinshin campaign, was made Prince Imperial. Unfortunately, he also died in 696, leaving Prince Kuzuno, the son of Kobun, as the only surviving and legitimate child of an Emperor who had actually reigned.
To his accession, however, there was this great objection that his father, though wielding the sceptre for a few months, had borne arms in the Jinshin disturbance against Temmu and Jito, and was held to have forfeited his title by defeat and suicide. His assumption of the sceptre would have created a most embarrassing situation, and his enforced disqualification might have led to trouble. In this dilemma, the Empress convened a State council, Prince Kuzuno also being present, and submitted the question for their decision. But none replied until Kuzuno himself, coming forward, declared that unless the principle of primogeniture were strictly followed, endless complications would be inevitable. This involved the sacrifice of his own claim and the recognition of Karu, eldest son of the late Kusakabe. The 14th of March, 696, when this patriotic declaration was made, is memorable in Japanese history as the date when the principle of primogeniture first received official approval. Six months afterwards, the Empress abdicated in favour of Prince Karu, known in history as forty-second sovereign, Mommu. She herself was honoured by her successor with the title of Dajo-Tenno (Great Superior).
However, when he came to power, there was a major issue: his father, while ruling for a few months, had fought in the Jinshin disturbance against Temmu and Jito and was considered to have lost his title due to defeat and suicide. If he took the throne, it would have created a very awkward situation, and his disqualification could have led to trouble. In this tough spot, the Empress called a State council, with Prince Kuzuno also present, to decide the matter. But no one spoke up until Kuzuno stepped forward and said that if the principle of primogeniture wasn't followed strictly, endless complications would arise. This meant giving up his own claim and recognizing Karu, the eldest son of the late Kusakabe. March 14, 696, when this patriotic statement was made, is an important date in Japanese history as it marks the first official approval of the principle of primogeniture. Six months later, the Empress abdicated in favor of Prince Karu, who is known in history as the forty-second sovereign, Mommu. She was honored by her successor with the title of Dajo-Tenno (Great Superior).
ENGRAVING: ONE OF THE ORNAMENTAL GATES USED IN JAPANESE GARDENS
ENGRAVING: SWORDS
CHAPTER XVI
THE DAIHO LAWS AND THE YORO LAWS
THE FORTY-SECOND SOVEREIGN, THE EMPEROR MOMMU (A.D. 697-707)
THE Emperor Mommu took for consort a daughter of Fuhito, representative of the Fujiwara family and son of the great Kamatari. She did not receive the title of Empress, that distinction having been hitherto strictly confined to spouses chosen from a Kwobetsu family, whereas the Fujiwara belonged to the Shimbetsu. But this union proved the first step towards a practice which soon became habitual and which produced a marked effect on the history of Japan, the practice of supplying Imperial consorts from the Fujiwara family.
THE Emperor Mommu took as his consort a daughter of Fuhito, a member of the Fujiwara family and son of the great Kamatari. She was not given the title of Empress, as that title had been strictly reserved for spouses chosen from a Kwobetsu family, while the Fujiwara belonged to the Shimbetsu. However, this union marked the first step towards a practice that quickly became common and had a significant impact on the history of Japan: the practice of providing Imperial consorts from the Fujiwara family.
THE DAIHO LEGISLATION
On Mommu's accession the year-period took his name, that being then the custom unless some special reason suggested a different epithet. Such a reason was the discovery of gold in Tsushima in 701, and in consequence the year-name was altered to Daiho (Great Treasure). It is a period memorable for legislative activity. The reader is aware that, during the reign of Tenchi, a body of statutes in twenty-two volumes was compiled under the name of Omi Ritsu-ryo, or the "Code and Penal Law of Omi," so called because the Court then resided at Shiga in Omi. History further relates that these statutes were revised by the Emperor Mommu, who commenced the task in 681 and that, eleven years later, when the Empress Jito occupied the throne, this revised code was promulgated.
When Mommu became emperor, the year was named after him, which was the usual practice unless there was a specific reason to use a different name. Such a reason arose with the discovery of gold in Tsushima in 701, leading to the year being renamed Daiho (Great Treasure). This period is notable for its legislative activity. As you may know, during Tenchi's reign, a set of laws was compiled into twenty-two volumes called Omi Ritsu-ryo, or the "Code and Penal Law of Omi," named after the Court's location in Shiga, Omi. History also tells us that these laws were revised by Emperor Mommu, who started this work in 681, and eleven years later, when Empress Jito was on the throne, this revised code was officially announced.
But neither in its original nor in its revised form has it survived, and the inference is that in practice it was found in need of a second revision, which took place in the years 700 and 701 under instructions from the Emperor Mommu, the revisers being a committee of ten, headed by Fuhito of the Fujiwara family, and by Mahito (Duke) Awada. There resulted eleven volumes of the Code (ryo) and six of the Penal Law (ritsu), and these were at once promulgated, expert jurists being despatched, at the same time, to various quarters to expound the new legislation. Yet again, seventeen years later (718), by order of the Empress Gensho, revision was carried out by another committee headed by the same Fujiwara Fuhito, now prime minister, and the amended volumes, ten of the Code and ten of the Law, were known thenceforth as the "New Statutes," or the "Code and Law of the Yoro Period." They were supplemented by a body of official rules (kyaku) and operative regulations (shiki), the whole forming a very elaborate assemblage of laws.
But neither in its original nor in its revised form has it survived, and the conclusion is that it was found to need another revision in practice, which took place in the years 700 and 701 under orders from Emperor Mommu. The revision was carried out by a committee of ten, led by Fuhito of the Fujiwara family and Mahito (Duke) Awada. This resulted in eleven volumes of the Code (ryo) and six of the Penal Law (ritsu), which were immediately published, with expert jurists sent to different regions to explain the new laws. Then, seventeen years later (718), another revision was conducted by a different committee under the order of Empress Gensho, again led by Fujiwara Fuhito, who was now prime minister. The revised works, ten volumes of the Code and ten of the Law, became known as the "New Statutes," or the "Code and Law of the Yoro Period." They were further supplemented by a set of official rules (kyaku) and operational regulations (shiki), creating a very complex collection of laws.
The nature and scope of the code will be sufficiently understood from the titles of its various sections: (1) Official Titles; (2) Duties of Officials; (3) Duties of Officials of the Empress' Household; (4) Duties of Officials in the Household of the Heir Apparent; (5) Duties of Officials in the Households of Officers of High Rank; (6) Services to the Gods; (7) Buddhist Priests; (8) the Family; (9) the Land; (10) Taxation; (11) Learning; (12) Official Ranks and Titles; (13) The Descent of the Crown and Dignities of Imperial Persons; (14) Meritorious Discharge of Official Duties; (15) Salaries; (16) Court Guards; (17) Army and Frontier Defences; (18) Ceremonies; (19) Official Costumes; (20) Public Works; (21) Mode of addressing Persons of Rank; (22) Stores of Rice and other Grain; (23) Stables and Fodder; (24) Duties of Medical Officers attached to the Court; (25) Official Vacations; (26) Funerals and Mourning; (27) Watch and Ward and Markets; (28) Arrest of Criminals; (29) Jails, and (30) Miscellaneous, including Bailment, Finding of Lost Goods, etc.*
The nature and scope of the code are clearly indicated by the titles of its various sections: (1) Official Titles; (2) Duties of Officials; (3) Duties of Officials in the Empress' Household; (4) Duties of Officials in the Household of the Heir Apparent; (5) Duties of Officials in the Households of High-Ranking Officers; (6) Services to the Gods; (7) Buddhist Priests; (8) the Family; (9) the Land; (10) Taxation; (11) Education; (12) Official Ranks and Titles; (13) The Lineage of the Crown and Dignities of Imperial Individuals; (14) Proper Fulfillment of Official Duties; (15) Salaries; (16) Court Guards; (17) Military and Border Defenses; (18) Ceremonies; (19) Official Attire; (20) Public Works; (21) Addressing Individuals of Rank; (22) Stores of Rice and Other Grains; (23) Stables and Feed; (24) Duties of Medical Officers at Court; (25) Official Vacations; (26) Funerals and Mourning; (27) Security and Markets; (28) Arresting Criminals; (29) Prisons; and (30) Miscellaneous, including Bailment, Finding Lost Items, etc.*
This "Code and the Penal Law" accompanying it went into full operation from the Daiho era and remained in force thereafter, subject to the revisions above indicated. There is no reason to doubt that the highly artificial organization of society which such statutes indicate, existed, in outline at all events, from the reign of Kotoku, but its plainly legalized reality dates, so far as history is concerned, from the Daiho era. As for the rules (kyaku) and regulations (shiki), they were re-drafted: first, in the Konin era (810-824) by a commission under the direction of the grand councillor,* Fujiwara Fuyutsugu; next, in the Jokwan era (859-877) by Fujiwara Ujimune and others, and finally in the Engi era (901-923) by a committee with Fujiwara Tadahira for president. These three sets of provisions were spoken of in subsequent ages as the "Rules and Regulations of the Three Generations" (Sandai-kyaku-shiki). It will be observed that just as this remarkable body of enactments owed its inception in Japan to Kamatari, the great founder of the Fujiwara family, so every subsequent revision was presided over by one of his descendants. The thirty sections of the code comprise 949 articles, which are all extant, but of the penal laws in twelve sections there remain only 322 articles.
This "Code and the Penal Law" that goes along with it started being used fully from the Daiho era and stayed in effect after that, with the revisions mentioned earlier. There's no reason to doubt that the highly structured organization of society suggested by these laws existed, at least in some form, from the reign of Kotoku, but its officially recognized existence dates, based on historical records, from the Daiho era. The rules (kyaku) and regulations (shiki) were re-written: first, during the Konin era (810-824) by a commission led by the grand councillor, Fujiwara Fuyutsugu; then, in the Jokwan era (859-877) by Fujiwara Ujimune and others, and finally in the Engi era (901-923) by a committee with Fujiwara Tadahira as president. These three sets of laws were later referred to as the "Rules and Regulations of the Three Generations" (Sandai-kyaku-shiki). Notably, just as this significant collection of laws originated in Japan under Kamatari, the great founder of the Fujiwara family, every revision afterwards was overseen by one of his descendants. The thirty sections of the code include 949 articles, all of which still exist, but of the penal regulations in twelve sections, only 322 articles remain.
*Tarring, in the "Transactions of the Asiatic Society of Japan."
*Tarring, in the "Transactions of the Asiatic Society of Japan."*
It may be broadly stated that the Daika reformation, which formed the basis of this legislation, was a transition from the Japanese system of heredity to the Chinese system of morality. The penal law (ritsu), although its Chinese original has not survived for purposes of comparison, was undoubtedly copied from the work of the Tang legislators, the only modification being in degrees of punishment; but the code, though it, too, was partially exotic in character, evidently underwent sweeping alterations so as to bring it into conformity with Japanese customs and traditions. Each of the revisions recorded above must be assumed to have extended this adaptation.
It can be generally said that the Daika reformation, which was the foundation of this legislation, marked a shift from the Japanese system of inheritance to the Chinese system of ethics. The penal code (ritsu), although the original Chinese text hasn't survived for comparison, was undoubtedly modeled after the work of the Tang lawmakers, with the main change being in the severity of punishments. However, the code, even though it was partly influenced by foreign elements, clearly went through significant changes to align it with Japanese customs and traditions. Each of the revisions mentioned above should be seen as contributing to this adaptation.
The basic principle of the Daiho code was that the people at large, without regard to rank or pedigree, owed equal duty to the State; that only those having special claims on public benevolence were entitled to fixed exemptions, and that not noble birth but intellectual capacity and attainments constituted a qualification for office. Nevertheless Japanese legislators did not find it possible to apply fully these excellent principles. Habits of a millennium's growth could not be so lightly eradicated. Traces of the old obtrude themselves plainly from between the lines of the new. Thus the "Law of Descent" (Keishi-ryo), which formed the thirteenth section of the code, was a special embodiment of Japanese social institutions, having no parallel in the Tang statutes, and further, while declaring erudition and intelligence to be the unique qualifications for office, no adequate steps were taken to establish schools for imparting the former or developing the latter. In short, the nobles still retained a large part of their old power, and the senmin (slave) class still continued to labour under various disabilities.
The main idea of the Daiho code was that everyone, regardless of their status or background, had an equal responsibility to the State; only those with specific claims to public support were entitled to certain exemptions, and it was not noble lineage but knowledge and skills that determined eligibility for office. However, Japanese lawmakers found it challenging to fully implement these admirable principles. Centuries of established habits couldn’t be easily changed. Signs of the old traditions clearly emerge through the new laws. For example, the "Law of Descent" (Keishi-ryo), which was the thirteenth section of the code, specifically reflected Japanese social customs and had no equivalent in the Tang laws. Additionally, while the code stated that education and intelligence were the main requirements for holding office, no significant efforts were made to set up schools to provide the necessary education or to cultivate intelligence. In summary, the nobles still held onto much of their previous power, and the senmin (slave) class continued to face various hardships.
That several important provisions of the Land Code (Den-ryo) should have fallen quickly into disuse will be easily comprehended when we come presently to examine that system in detail, but for the neglect of portions of the Military Code (Gumbo-ryo), of the Code of Official Ranks and Titles, and of the Code relating to the Meritorious Discharge of Official Duties, it is necessary to lay the responsibility on the shoulders of the hereditary nobles, whose influence out-weighed the force of laws. It may indeed be broadly stated that the potency of the Daiho code varied in the direct ratio of the centralization of administrative authority. Whenever feudalism prevailed, the code lost its binding force. In the realm of criminal law it is only consistent with the teaching of all experience to find that mitigation of penalties was provided according to the rank of the culprit. There were eight major crimes (hachi-gyaku), all in the nature of offences against the State, the Court, and the family, and the order of their gravity was: (1) high treason (against the State); (2) high treason (against the Crown); (3) treason; (4) parricide, fratricide, etc.; (5) offences against humanity; (6) lése majesté; (7) unfilial conduct, and (8) crimes against society. But there were also six mitigations (roku-gi), all enacted with the object of lightening punishments according to the rank, official position, or public services of an offender. As for slaves, being merely a part of their proprietor's property like any other goods and chattels, the law took no cognizance of them.
That several important provisions of the Land Code (Den-ryo) quickly fell into disuse is easy to understand once we examine the system in detail. However, the neglect of parts of the Military Code (Gumbo-ryo), the Code of Official Ranks and Titles, and the Code regarding the Meritorious Discharge of Official Duties can be attributed to the hereditary nobles, whose influence outweighed the power of the laws. It can be generally stated that the effectiveness of the Daiho code was directly related to how centralized administrative authority was. Whenever feudalism was dominant, the code lost its binding force. In terms of criminal law, it aligns with all experience that penalties were reduced based on the rank of the offender. There were eight major crimes (hachi-gyaku), all relating to offences against the State, the Court, and the family, ranked by severity as follows: (1) high treason (against the State); (2) high treason (against the Crown); (3) treason; (4) parricide, fratricide, etc.; (5) offences against humanity; (6) lèse-majesté; (7) unfilial conduct; and (8) crimes against society. Additionally, there were six mitigations (roku-gi) established to lessen punishments based on an offender's rank, official position, or public service. As for slaves, since they were considered part of their owner’s property like any other possessions, the law did not recognize them.
OFFICIAL ORGANIZATION
Under the Daiho code a more elaborate system of administrative organization was effected than that conceived by the Daika reformers. In the Central Government there were two boards, eight departments, and one office, namely: (1). The Jingi-kwan, or Board of Religion (Shinto). This stood at the head of all, in recognition of the divine origin of the Imperial family. A Japanese work (Nihon Kodaiho Shakugi) explains the fundamental tenet of the nation's creed thus: "If a State has its origin in military prowess, which is essentially human, then by human agencies also a State may be overthrown. To be secure against such vicissitudes a throne must be based upon something superior to man's potentialities. Divine authority alone fulfils that definition, and it is because the throne of Japan had a superhuman foundation that its existence is perennial. Therefore the Jingi-kwan stands above all others in the State." In another, book (Jingi-ryo) we find it stated: "All the deities* of heaven and earth are worshipped in the Jingi-kwan. On the day of the coronation the Nakatomi performs service to the deities of heaven and the Imibe makes offerings of three kinds of sacred articles."
Under the Daiho code, a more detailed system of administrative organization was put in place compared to what the Daika reformers had envisioned. In the Central Government, there were two boards, eight departments, and one office, specifically: (1) The Jingi-kwan, or Board of Religion (Shinto). This was the highest authority, acknowledging the divine origins of the Imperial family. A Japanese work (Nihon Kodaiho Shakugi) summarizes the key principle of the nation's belief this way: "If a State is formed from military strength, which is inherently human, then it can also be dismantled by human actions. To protect against such uncertainties, a throne must be based on something greater than human capabilities. Only divine authority meets that requirement, and because the throne of Japan has a superhuman foundation, it endures indefinitely. Therefore, the Jingi-kwan holds a higher position than all others in the State." In another book (Jingi-ryo), it is stated: "All the deities of heaven and earth are worshipped in the Jingi-kwan. On the day of the coronation, the Nakatomi conducts services for the deities of heaven, and the Imibe presents three types of sacred offerings."
*The eight Kami specially worshipped in the Jingi-kwan were
Taka-mi-musubi, Kammi-musubi, Tamatsume-musubi, Iku-musubi,
Taru-musubi, Omiya no me, Miketsu, and Koto-shiro-nushi.
*The eight Kami specifically honored in the Jingi-kwan were
Taka-mi-musubi, Kammi-musubi, Tamatsume-musubi, Iku-musubi,
Taru-musubi, Omiya no me, Miketsu, and Koto-shiro-nushi.
Thus, though the models for the Daiho system were taken from China, they were adapted to Japanese customs and traditions, as is proved by the premier place given to the Jingi-kwan. Worship and religious ceremonial have always taken precedence of secular business in the Court of Japan. Not only at the central seat of government did the year commence with worship, but in the provinces, also, the first thing recorded by a newly appointed governor was his visit to the Shinto shrines, and on the opening day of each month he repaired thither to offer the gohei.* Religious rites, in short, were the prime function of government, and therefore, whereas the office charged with these duties ranked low in the Tang system, it was placed at the head of all in Japan.
Thus, even though the models for the Daiho system were taken from China, they were adapted to fit Japanese customs and traditions, as shown by the prominent role given to the Jingi-kwan. Worship and religious ceremonies have always taken precedence over secular business in the Court of Japan. Not only did the year start with worship at the central government, but also in the provinces, the first thing recorded by a newly appointed governor was his visit to the Shinto shrines, and on the first day of each month, he would go there to offer the gohei.* Religious rites, in summary, were the main function of government, and therefore, while the office responsible for these duties ranked low in the Tang system, it was placed at the top in Japan.
*Angular bunches of white paper stripes, representing the cloth offerings originally tied to branches of the sacred cleyera tree at festival time.
*Angular bunches of white paper strips, representing the cloth offerings originally tied to branches of the sacred cleyera tree during festival time.
(2). The Daijo-kwan (called also Dajo-kwari), or Board of Privy Council. This office ranked next to the Board of Religion and had the duty of superintending the eight State departments. Its personnel consisted of the prime minister (daijo-daijin or dajo-daijin), the minister of the Left (sa-daijiri), and the minister of the Right (u-daijiri).
(2). The Daijo-kwan (also called Dajo-kwari), or Board of Privy Council. This office ranked just below the Board of Religion and was responsible for overseeing the eight State departments. Its staff included the prime minister (daijo-daijin or dajo-daijin), the minister of the Left (sa-daijiri), and the minister of the Right (u-daijiri).
(3). The Nakatsukasa-sho, or Central Department of State (literally, "Intermediate Transacting Department"), which was not an executive office, its chief duties being to transmit the sovereign's decrees to the authorities concerned and the memorials of the latter to the former, as well as to discharge consultative functions.
(3). The Nakatsukasa-sho, or Central Department of State (literally, "Intermediate Transacting Department"), was not an executive office. Its main functions were to communicate the sovereign's decrees to the relevant authorities and to convey the latter's memorials back to the former, as well as to provide consultative support.
(4). The Shikibu-sho, or Department of Ceremonies. This office had to consider and determine the promotion and degradation of officials according to their competence and character.
(4). The Shikibu-sho, or Department of Ceremonies. This office was responsible for evaluating and deciding on the promotions and demotions of officials based on their abilities and character.
(5). The Jibu-sho, or Department of Civil Government, which examined and determined everything concerning the position of noblemen, and administered affairs relating to priests, nuns, and members of the Bambetsu,* that is to say, men of foreign nationality residing in Japan.
(5). The Jibu-sho, or Department of Civil Government, which looked into and decided everything regarding the status of noblemen, and managed matters related to priests, nuns, and members of the Bambetsu,* meaning foreign nationals living in Japan.
*The reader is already familiar with the terms "Kwobetsu" and
"Shimbetsu." All aliens were classed as Bambetsu.
*The reader is already familiar with the terms "Kwobetsu" and
"Shimbetsu." All aliens were categorized as Bambetsu.
(6). The Mimbu-sho, or Department of Civil Affairs. An office which managed affairs relating to the land and the people, to taxes and to forced services.
(6). The Mimbu-sho, or Department of Civil Affairs. An office that handled matters concerning the land and the people, taxes, and mandatory services.
(7). The Gyobu-sho, or Department of Justice.
(7). The Gyobu-sho, or Department of Justice.
(8). The Okura-sho, or Department of Finance.
(8). The Okura-sho, or Department of Finance.
(9). The Kunai-sho, or Imperial Household Department.
(9). The Kunai-sho, or Imperial Household Department.
(10). The Hyobu-sho, or Department of War.
(10). The Hyobu-sho, or the Department of War.
(11). The Danjo-dai, or Office of Censorship, This office had the duty of correcting civil customs and punishing and conduct on the part of officials. In the year 799, Kwammu being then on the throne, a law was enacted for the Danjo-dai. It consisted of eighty-three articles, and it had the effect of greatly augmenting the powers of the office. But in the period 810-829, it was found necessary to organize a special bureau of kebiishi, or executive police, to which the functions of the Danjo-dai subsequently passed, as did also those of the Gyobu-sho in great part. These two boards, eight departments, and one office all had their locations within the palace enclosure, so that the Imperial Court and the Administration were not differentiated.
(11). The Danjo-dai, or Office of Censorship, had the responsibility of regulating public behavior and disciplining officials. In 799, during the reign of Emperor Kwammu, a law was passed for the Danjo-dai. It included eighty-three articles and significantly increased the office's authority. However, between 810 and 829, it became necessary to establish a special bureau of kebiishi, or executive police, to which the roles of the Danjo-dai later transferred, along with a large portion of the Gyobu-sho's responsibilities. These two boards, along with eight departments and one office, were all located within the palace grounds, blurring the lines between the Imperial Court and the Administration.
LOCAL ADMINISTRATIVE MACHINERY
For administrative purposes the capital was divided into two sections, the Eastern and the Western, which were controlled by a Left Metropolitan Office and a Right Metropolitan Office, respectively. In Naniwa (Osaka) also, which ranked as a city of special importance, there was an executive office called the Settsu-shoku—Settsu being the name of the province in which the town stood—and in Chikuzen province there was the Dazai-fu (Great Administrative Office), which had charge of foreign relations in addition to being the seat of the governor-generalship of the whole island of Kyushu. In spite of its importance as an administrative post, the Dazai-fu, owing to its distance from the capital, came to be regarded as a place of exile for high officials who had fallen out of Imperial favour.
For administrative purposes, the capital was split into two sections: the Eastern and the Western, each managed by the Left Metropolitan Office and the Right Metropolitan Office, respectively. In Naniwa (Osaka), a city of particular importance, there was an executive office called the Settsu-shoku—Settsu being the name of the province where the town was located. In Chikuzen province, there was the Dazai-fu (Great Administrative Office), which handled foreign relations and also served as the governor-general's office for the entire island of Kyushu. Despite its significance as an administrative center, the Dazai-fu, due to its distance from the capital, became seen as a place of exile for high officials who had lost favor with the Imperial court.
The empire was divided into provinces (kuni) of four classes—great, superior, medium, and inferior,—and each province was subdivided into districts (kori) of five classes—great, superior, medium, inferior, and small. The term "province" had existed from remote antiquity, but it represented at the outset a comparatively small area, for in the time of the Emperor Keitai (A.D. 507-531), there were 144 kuni. This number was largely reduced in the sequel of surveys and re-adjustments of boundaries during the Daika era (645-650), and after the Daiho reforms (701-704) it stood at fifty-eight, but subsequently, at an uncertain date, it grew to sixty-six and remained permanently thus. The kori (district) of the Daika and Daiho reforms had originally been called agata (literally "arable land"), and had been subdivided into inaki (granary) and mura (village). A miyatsuko had administered the affairs of the kuni, holding the office by hereditary right, and the agata of which there were about 590, a frequently changing total as well as the inaki and the mura had been under officials called nushi. But according to the Daika and Daiho systems, each kuni was placed under a governor (kokushi), chosen on account of competence and appointed for a term of four years; each district (kori) was administered by a cho (chief).
The empire was divided into provinces (kuni) of four classes—great, superior, medium, and inferior—and each province was further divided into districts (kori) of five classes—great, superior, medium, inferior, and small. The term "province" has been around since ancient times, but originally it referred to a relatively small area. During the reign of Emperor Keitai (A.D. 507-531), there were 144 kuni. This number was significantly reduced following surveys and boundary adjustments during the Daika era (645-650), and after the Daiho reforms (701-704), it was down to fifty-eight. Later, at an uncertain time, it increased to sixty-six and stayed that way permanently. The kori (district) created during the Daika and Daiho reforms were originally called agata (meaning "arable land") and were further divided into inaki (granary) and mura (village). A miyatsuko managed the affairs of the kuni, holding the position by hereditary right, while the around 590 agata, along with the inaki and the mura, were overseen by officials called nushi. According to the Daika and Daiho systems, each kuni was governed by a kokushi, who was chosen for their competence and appointed for a four-year term; each district (kori) was managed by a cho (chief).
MILITARY INSTITUTIONS
In the capital there were three bodies of guards; namely, the emon-fu (gate guards); the sa-eji-fu and the u-eji-fu (Left and Right watches). There was also the sa-ma-ryo and the u-ma-ryo (cavalry of the Left and of the Right), and the sa-hyogo-ryo and the u-hyogo-ryo (Left and Right Departments of Supply). These divisions into "left" and "right," and the precedence given to the left, were derived from China, but it has to be observed in Japan's case that the metropolis itself was similarly divided into left and right quarters. Outside the capital each province had an army corps (gundan), and one-third of all the able-bodied men (seitei), from the age of twenty to that of sixty, were required to serve with the colours of an army corps for a fixed period each year. From these provincial troops drafts were taken every year for a twelve-month's duty as palace guards (eji) in the metropolis, and others were detached for three-years' service as frontier guards (saki-mori) in the provinces lying along the western sea board.
In the capital, there were three types of guards: the emon-fu (gate guards), the sa-eji-fu, and the u-eji-fu (Left and Right watches). Additionally, there were the sa-ma-ryo and the u-ma-ryo (cavalry of the Left and Right), as well as the sa-hyogo-ryo and the u-hyogo-ryo (Left and Right Departments of Supply). The division into "left" and "right," with a preference for the left, was influenced by China. However, it's important to note that Japan's capital was also divided into left and right sections. Outside the capital, each province had an army corps (gundan), and one-third of all able-bodied men (seitei), aged twenty to sixty, were required to serve in an army corps for a set period each year. From these provincial troops, recruits were selected every year for a year of duty as palace guards (eji) in the capital, while others were assigned for three years of service as frontier guards (saki-mori) in the provinces along the western coastline.
The army corps differed numerically according to the extent of the province where they had their headquarters, but for each thousand men there were one colonel (taiki) and two lieutenant-colonels (shoki); for every five hundred men, one major (gunki); for every two hundred, one captain (koi); for every one hundred, a lieutenant (ryosui), and for every fifty, a sergeant-major (taisei). As for the privates, they were organized in groups of five (go); ten (kwa), and fifty (tai). Those who could draw a bow and manage a horse were enrolled in the cavalry, the rest being infantry. From each tai two specially robust men were selected as archers, and for each kwa there were six pack-horses. The equipment of a soldier on campaign included a large sword (tachi) and a small sword (katana or sashi-zoe) together with a quiver (yanagui or ebira); but in time of peace these were kept in store, the daily exercises being confined to the use of the spear, the catapult (ishi-yumi) and the bow, and to the practice of horsemanship. When several army corps were massed to the number of ten thousand or more, their staff consisted of a general (shogun), two lieutenant-generals (fuku-shogun), two army-inspectors (gunkan), four secretaries (rokuji), and four sergeants (gunso). If more than one such force took the field, the whole was commanded by a general-in-chief.
The army corps varied in size based on the province where they were based, but for every thousand soldiers, there was one colonel and two lieutenant colonels; for every five hundred men, there was one major; for every two hundred, one captain; for every one hundred, a lieutenant; and for every fifty, a sergeant major. The privates were organized into groups of five, ten, and fifty. Those who could use a bow and ride a horse were enlisted in the cavalry, while the others were infantry. From each group of fifty, two strong men were chosen as archers, and for each group of ten, there were six pack-horses. A soldier's equipment for campaigns included a large sword and a small sword, along with a quiver; however, in times of peace, these were stored away, and daily training focused on using the spear, catapult, bow, and horsemanship. When multiple army corps were gathered together to number ten thousand or more, their leadership included a general, two lieutenant generals, two army inspectors, four secretaries, and four sergeants. If more than one of these forces was deployed, the entire operation was led by a commanding general.
APPOINTMENT AND PROMOTION
The law provided that appointment to office and promotion should depend, not upon rank, but upon knowledge and capacity. Youths who had graduated at the university were divided into three categories: namely, those of eminent talent (shusai); those having extensive knowledge of the Chinese classics (meikei), and those advanced in knowledge (shinshi). Official vacancies were filled from these three classes in the order here set down, and promotion subsequently depended on proficiency. But though thus apparently independent of inherited rank, the law was not so liberal in reality. For admission to the portals of the university was barred to all except nobles or the sons and grandsons of literati. Scions of noble families down to the fifth rank had the right of entry, and scions of nobles of the sixth, seventh, and eighth ranks were admitted by nomination.
The law stated that getting a job and promotions should depend on knowledge and skill, not social status. Young people who graduated from university were categorized into three groups: those with exceptional talent (shusai), those with extensive knowledge of the Chinese classics (meikei), and those who were advanced in knowledge (shinshi). Official openings were filled from these three categories in the specified order, and promotions later depended on competence. However, despite appearing to be independent of social status, the law was not as open as it seemed. Access to the university was limited to nobles or the sons and grandsons of educated families. Members of noble families up to the fifth rank had the right to enter, while those from sixth, seventh, and eighth rank noble families could join only by nomination.
OFFICIAL EMOLUMENT
Remuneration to officials took the form of revenue derived from lands and houses, but this subject can be treated more intelligently when we come to speak of the land.
Payment to officials came from the income generated by land and property, but we can discuss this topic more clearly when we address the matter of land.
THE PEOPLE
According to the Daiho laws one family constituted a household. But the number of a family was not limited: it included brothers and their wives and children, as well as male and female servants, so that it might comprise as many as one hundred persons. The eldest legitimate son was the head of the household, and its representative in the eyes of the law. A very minute census was kept. Children up to three years of age were classed as "yellow" (kwo); those between three and sixteen, as "little" (sho); those members of the household between sixteen and twenty, as "middling" (chu); those between twenty and sixty, as "able-bodied" (tei), and those above sixty as "old" or "invalids," so as to secure their exemption from forced labour (kayaku or buyaku). The census was revised every six years, two copies of the revised document being sent to the privy council (Daijo-kwan) and one kept in the district concerned. It was customary, however, to preserve permanently the census of every thirtieth year* for purposes of record, and moreover the census taken in the ninth year of Tenchi's reign (670)** was also kept as a reference for personal names. To facilitate the preservation of good order and morality, each group of five households was formed into an "association of five" (goho or gonin-gumi) with a recognized head (hocho); and fifty households constituted a village (sato or mura), which was the smallest administrative unit. The village had a mayor (richo), whose functions were to keep a record of the number of persons in each household; to encourage diligence in agriculture and sericulture; to reprove, and, if necessary, to report all evil conduct, and to stimulate the discharge of public service. Thus the district chief (guncho or gunryo) had practically little to do beyond superintending the richo.
According to the Daiho laws, one family made up a household. However, the size of a family wasn't limited; it included brothers, their wives and children, and both male and female servants, so a household could have up to a hundred people. The eldest legitimate son was the head of the household and represented it legally. A detailed census was maintained. Children up to three years old were classified as "yellow" (kwo); those between three and sixteen were "little" (sho); members aged sixteen to twenty were "middling" (chu); those between twenty and sixty were "able-bodied" (tei), and those over sixty were considered "old" or "invalids," exempt from forced labor (kayaku or buyaku). The census was updated every six years, with two copies sent to the privy council (Daijo-kwan) and one kept in the local district. However, it was customary to permanently preserve the census from every thirtieth year for record-keeping, and the census taken in the ninth year of Tenchi's reign (670) was also maintained as a reference for personal names. To help maintain order and morality, every group of five households was organized into an "association of five" (goho or gonin-gumi) with an appointed leader (hocho); and fifty households made up a village (sato or mura), which was the smallest administrative unit. The village had a mayor (richo), whose responsibilities included keeping track of the number of people in each household, promoting hard work in agriculture and sericulture, addressing any wrongdoing, and encouraging public service. As a result, the district chief (guncho or gunryo) had little to do other than supervise the richo.
*This was called gohi-seki; i.e., comparative record for a period of five times six years.
*This was called gohi-seki; meaning, a comparative record for a period of five times six years.*
**It was designated the Kogoanen-seki, from the cyclical name of the year.
**It was called the Kogoanen-seki, based on the year's cyclical name.
THE LAND
The land laws of the Daiho era, like those of the Daika, were based on the hypothesis that all land throughout the country was the property of the Crown, and that upon the latter devolved the responsibility of equitable distribution among the people. Rice being the chief staple of diet and also the standard of exchange, rice-lands—that is to say, irrigated fields—were regarded as most important. The law—already referred to in connexion with the Daika era but here cited again for the sake of clearness—enacted that all persons, on attaining the age of five, became entitled to two tan of such land, females receiving two-thirds of that amount. Land thus allotted was called kubun-den, or "sustenance land" (literally, "mouth-share land"). The tan was taken for unit, because it represented 360 bu (or ho), and as the rice produced on one bu constituted one day's ration for an adult male, a tan yielded enough for one year (the year being 360 days).*
The land laws of the Daiho era, just like those of the Daika, were based on the idea that all land in the country belonged to the Crown, which had the responsibility to distribute it fairly among the people. Since rice was the main food source and also a form of currency, rice fields—specifically, irrigated lands—were considered the most valuable. The law—previously mentioned in connection with the Daika era but reiterated here for clarity—stated that everyone, upon turning five, was entitled to two tan of such land, with females receiving two-thirds of that amount. The land given out was called kubun-den, or "sustenance land" (literally, "mouth-share land"). The tan was used as the unit because it represented 360 bu (or ho), and the rice produced on one bu was enough for one day's ration for an adult male, so a tan provided enough for a whole year (which is 360 days).*
*The bu in early times represented 5 shaku square, or 25 square shaku (1 seki = 1 foot very nearly); but as the shaku (10 sun) then measured 2 sun (1 sun = 1.2 inch) more than the shaku of later ages, the modern bu (or tsubo) is a square of 6 shaku side, or 36 square shaku, though in actual dimensions the ancient and the modern are equal.
*The bu in ancient times measured 5 shaku square, or 25 square shaku (1 seki is almost 1 foot); however, since the shaku (10 sun) then was 2 sun (1 sun = 1.2 inches) longer than the shaku used today, the modern bu (or tsubo) is a square with sides of 6 shaku, or 36 square shaku, although in actual dimensions, the ancient and modern measurements are equivalent.
The theory of distribution was that the produce of one tan served for food, while with the produce of the second tan the cost of clothes and so forth was defrayed. The Daika and Daiho legislators alike laid down the principle that rice-fields thus allotted should be held for a period of six years only, after which they were to revert to the Crown for redistribution, and various detailed regulations were compiled to meet contingencies that might arise in carrying out the system. But, of course, it proved quite unpracticable, and though that lesson obviously remained unlearned during the cycle that separated the Daika and the Daiho periods, there is good reason to think that these particular provisions of the land law (Den-ryo) soon became a dead letter.
The distribution theory was that the produce from one plot was used for food, while the yield from another plot covered clothing costs and so on. The Daika and Daiho lawmakers established the rule that rice fields allocated in this way should be held for only six years, after which they were to return to the Crown for redistribution. Various detailed regulations were created to address potential issues that might come up during the implementation of this system. However, it turned out to be completely impractical, and even though this lesson clearly wasn't learned during the period between the Daika and Daiho eras, it's likely that these specific land law provisions (Den-ryo) quickly became irrelevant.
A different method was pursued, however, in the case of uplands (as distinguished from wet fields). These—called onchi*—were parcelled out among the families residing in a district, without distinction of age or sex, and were held in perpetuity, never reverting to the Crown unless a family became extinct. Such land might be bought or sold—except to a Buddhist temple—but its tenure was conditional upon planting from one hundred to three hundred mulberry trees (for purposes of sericulture) and from forty to one hundred lacquer trees, according to the grade of the tenant family. Ownership of building-land (takuchi) was equally in perpetuity, though its transfer required official approval, but dwellings or warehouses—which in Japan have always been regarded as distinct from the land on which they stand—might be disposed of at pleasure. It is not to be inferred from the above that all the land throughout the Empire was divided among the people. Considerable tracts were reserved for special purposes. Thus, in five home provinces (Go-Kinai) two tracts of seventy-five acres each were kept for the Court in Yamato and Settsu, and two tracts of thirty acres each in Kawachi and Yamashiro, such land being known as kwanden (official fields), and being under the direct control of the Imperial Household Department.
A different approach was taken for uplands (as opposed to wet fields). These, known as onchi, were divided among families in a district, regardless of age or gender, and were owned forever, only reverting to the Crown if a family died out. This land could be bought or sold—except to a Buddhist temple—but it had to have between one hundred and three hundred mulberry trees planted (for silk production) and between forty and one hundred lacquer trees, depending on the tenant family's status. Ownership of building land (takuchi) was also permanent, but transferring it required official approval. However, homes or warehouses—which have always been seen as separate from the land in Japan—could be sold freely. It's important to note that not all land in the Empire was distributed among the people. Large areas were set aside for specific purposes. For example, in five main provinces (Go-Kinai), two plots of seventy-five acres each were reserved for the Court in Yamato and Settsu, and two plots of thirty acres each in Kawachi and Yamashiro, known as kwanden (official fields), which were directly managed by the Imperial Household Department.
*Called also yenchi—These uplands were regarded as of little value compared with rice-fields.
*Called also yenchi—These uplands were seen as having little value compared to rice fields.
There were also three other kinds of special estates, namely, iden, or lands granted to mark official ranks; shokubunden, or lands given as salary to office-holders; and koden, or lands bestowed in recognition of merit. As to the iden, persons of the four Imperial ranks received from one hundred to two hundred acres, and persons belonging to any of the five official grades—in each of which there were two classes—were given from twenty to two hundred, females receiving two-thirds of a male's allotment. Coming to salary lands, we find a distinction between officials serving in the capital (zaikyo) and those serving in the provinces (zaige). Among the former, the principal were the prime minister (one hundred acres), the ministers of the Left and Right (seventy-five acres each) and the great councillor (fifty acres). As for provincial officials, the highest, namely, the governor of Kyushu (who had his seat at the Dazai-fu), received twenty-five acres, and the lowest, one and a half acres. Governors of provinces—which were divided into four classes (great, superior, medium, and inferior)—received from four acres to six and a half acres; an official (dai-hanji), corresponding to a chief-justice, had five acres; a puisne justice (sho-hanji), four acres; an officer in command of an army corps, four acres, and a literary professor (hakushi), four acres. Grants of land as salaries for official duties were made even to post-towns for the purpose of defraying the expense of coolies and horses for official use. Finally, there were koden, or lands bestowed in recognition of distinguished public services. Of such services four grades were differentiated: namely, "great merit" (taiko), for which the grant was made in perpetuity; "superior merit" (joko), which was rewarded with land held for three generations; "medium merit" (chuko), in which case the land-title had validity to the second generation only, and "inferior merit" (geko), where the land did not descend beyond a son or a daughter. It is worthy of note that in determining the order of eligibility for grants of sustenance land (kubunden), preference was given to the poor above the rich, and that the officials in a province were allowed to cultivate unoccupied land for their own profit.
There were also three other types of special estates: iden, or land granted to reflect official ranks; shokubunden, or land given as salary to officeholders; and koden, or land awarded for merit. For iden, individuals of the four Imperial ranks received between one hundred and two hundred acres, while those in any of the five official grades—which included two classes each—were allotted between twenty and two hundred acres, with females receiving two-thirds of what males got. Regarding salary lands, there was a distinction between officials working in the capital (zaikyo) and those in the provinces (zaige). Among the former, the main figures included the prime minister (one hundred acres), the Left and Right ministers (seventy-five acres each), and the great councillor (fifty acres). For provincial officials, the highest, the governor of Kyushu (based in Dazai-fu), received twenty-five acres, while the lowest got one and a half acres. Governors of provinces—divided into four classes (great, superior, medium, and inferior)—received between four acres and six and a half acres; an official (dai-hanji), similar to a chief justice, got five acres; a junior justice (sho-hanji) received four acres; an officer commanding an army corps was allotted four acres, and a literary professor (hakushi) also received four acres. Land grants as salaries for official duties extended even to post-towns to help cover the costs of coolies and horses for official use. Lastly, there was koden, or land awarded for notable public services, which were categorized into four grades: "great merit" (taiko), where the grant was permanent; "superior merit" (joko), rewarded with land held for three generations; "medium merit" (chuko), where the land title was valid only for the second generation; and "inferior merit" (geko), where the land could only pass down to a son or daughter. It's notable that when determining eligibility for grants of sustenance land (kubunden), preference was given to the poor over the rich, and officials in a province were allowed to cultivate unused land for their own benefit.
TAXATION
There were three kinds of imposts; namely, tax (so), forced service (yo or kayaku) and tribute (cho). The tax was three per cent, of the gross produce of the land—namely, three sheaves of rice out of every hundred in the case of a male, and two out of sixty-six in the case of a female. The tribute was much more important, for it meant that every able-bodied male had to pay a fixed quantity of silk-fabric, pongee, raw-silk, raw-cotton, indigo (675 grains troy), rouge (the same quantity), copper (two and a quarter lbs.), and, if in an Imperial domain, an additional piece of cotton cloth, thirteen feet long. Finally, the forced service meant thirty days' labour annually for each able-bodied male and fifteen days for a minor. Sometimes this compulsory service might be commuted at the rate of two and a half feet of cotton cloth for each day's work. Exemption from forced labour was granted to persons of and above the grade of official rank and to their families through three generations; to persons of and above the fifth grade and to their families for two generations; to men of the Imperial blood; to the sick, the infirm, the deformed, females, and slaves. Forced labourers were allowed to rest from noon to 4 P.M. in July and August. They were not required to work at night. If they fell sick so as to be unable to labour out of doors, they were allowed only half rations. If they were taken ill on their way to their place of work, they were left to the care of the local authorities and fed at public charge. If they died, a coffin was furnished out of the public funds, and the corpse, unless claimed, was cremated, the ashes being buried by the wayside and a mark set up. Precise rules as to inheritance were laid down. A mother and a step-mother ranked equally with the eldest son for that purpose, each receiving two parts; younger sons received one part, and concubines and female children received one-half of a part. There were also strict rules as to the measure of relief from taxation granted in the event of crop-failure.
There were three types of taxes: regular tax, forced labor, and tribute. The regular tax was three percent of the total yield from the land—specifically, three sheaves of rice for every hundred for men, and two out of sixty-six for women. Tribute was much more significant since it required every able-bodied man to pay a fixed amount of silk fabric, pongee, raw silk, raw cotton, indigo (675 grains troy), rouge (the same amount), copper (two and a quarter pounds), and if within an Imperial domain, an extra piece of cotton cloth measuring thirteen feet long. Lastly, forced labor meant thirty days of work each year for each able-bodied man and fifteen days for a minor. Sometimes this mandatory service could be exchanged for two and a half feet of cotton cloth for each day of labor. Exemptions from forced labor were granted to individuals of official rank and their families for three generations; to those of the fifth grade and their families for two generations; to men of Imperial descent; and to the sick, disabled, deformed, women, and slaves. Laborers were allowed to rest from noon to 4 PM in July and August and were not required to work at night. If they were too ill to work outside, they received only half rations. If they fell ill on their way to work, they would be cared for by local authorities and fed at public expense. If they died, a coffin was provided from public funds, and if no one claimed the body, it was cremated, with the ashes buried by the roadside and a marker set up. Specific rules for inheritance were established. A mother and stepmother were treated equally with the eldest son for inheritance, with each receiving two parts; younger sons received one part, and concubines and daughters received half a part each. There were also strict guidelines on the tax relief provided in cases of crop failure.
IMPORTANCE OF DAIHO LAWS
What has been set down above constitutes only a petty fraction of the Daiho legislation, but it will suffice to furnish an idea of Japanese civilization in the eighth century of the Christian era a civilization which shared with that of China the credit of being the most advanced in the world at that time.
What has been outlined above is just a small part of the Daiho legislation, but it’s enough to give an idea of Japanese civilization in the eighth century AD—a civilization that was among the most advanced in the world at that time, alongside that of China.
ENGRAVING: HATSUNE-NO-TANA (A Gold-lacquered Stand or Cabinet)
ENGRAVING: HATSUNE-NO-TANA (A Gold-lacquered Stand or Cabinet)
ENGRAVING: STATUES OF SHAKA AND TWO BOSATSUS IN THE KONDO OF THE HORYU-JI
CHAPTER XVII
THE NARA EPOCH
THE FORTY-THIRD SOVEREIGN, THE EMPRESS GEMMYO (A.D. 708-715)
THE Empress Gemmyo, fourth daughter of the Emperor Tenchi and consort of Prince Kusakabe, was the mother of the Emperor Mommu, whose accession had been the occasion of the first formal declaration of the right of primogeniture (vide Chapter XV). Mommu, dying, willed that the throne should be occupied by his mother in trust for his infant son—afterwards Emperor Shomu.
THE Empress Gemmyo, the fourth daughter of Emperor Tenchi and the partner of Prince Kusakabe, was the mother of Emperor Mommu. His rise to the throne marked the first official declaration of the right of primogeniture (see Chapter XV). As Mommu lay dying, he requested that his mother serve as regent for his young son—who later became Emperor Shomu.
REMOVAL OF THE CAPITAL TO NARA
In ancient times it was customary to change the locality of the Imperial capital with each change of sovereign. This custom, dictated by the Shinto conception of impurity attaching to sickness and death, exercised a baleful influence on architectural development, and constituted a heavy burden upon the people, whose forced labour was largely requisitioned for the building of the new palace. Kotoku, when he promulgated his system of centralized administration, conceived the idea of a fixed capital and selected Naniwa. But the Emperor Tenchi moved to Omi, Temmu to Asuka (in Yamato) and the Empress Jito to Fujiwara (in Yamato). Mommu remained at the latter place until the closing year (707) of his reign, when, finding the site inconvenient, he gave orders for the selection of another. But his death interrupted the project, and it was not until the second year of the Empress Gemmyo's reign that the Court finally removed to Nara, where it remained for seventy-five years, throughout the reigns of seven sovereigns. Nara, in the province of Yamato, lies nearly due south of Kyoto at a distance of twenty-six miles from the latter. History does not say why it was selected, nor have any details of its plan been transmitted. To-day it is celebrated for scenic beauties—a spacious park with noble trees and softly contoured hills, sloping down to a fair expanse of lake, and enshrining in their dales ancient temples, wherein are preserved many fine specimens of Japanese art, glyptic and pictorial, of the seventh and eighth centuries. Nothing remains of the palace where the Court resided throughout a cycle and a half, nearly twelve hundred years ago, but one building, a storehouse called Shoso-in, survives in its primitive form and constitutes a landmark in the annals of Japanese civilization, for it contains specimens of all the articles that were in daily use by the sovereigns of the Nara epoch.
In ancient times, it was common to move the capital city with each new emperor. This tradition, based on the Shinto belief that sickness and death brought impurity, had a negative impact on architectural development and placed a significant burden on the people, who were forced to contribute labor to build the new palace. When Kotoku established his centralized administration, he envisioned a permanent capital and chose Naniwa. However, Emperor Tenchi moved to Omi, Temmu to Asuka (in Yamato), and Empress Jito to Fujiwara (in Yamato). Mommu stayed in Fujiwara until the last year (707) of his reign, when he found the location inconvenient and ordered a new site to be chosen. His death halted this plan, and it wasn't until the second year of Empress Gemmyo's reign that the Court finally moved to Nara, where it remained for seventy-five years, across the reigns of seven emperors. Nara, located in Yamato province, is nearly due south of Kyoto, about twenty-six miles away. History doesn't explain why it was chosen, nor have any details of its layout been preserved. Today, it's known for its scenic beauty—a vast park with majestic trees and gently rolling hills leading down to a lovely lake, containing ancient temples that house many fine examples of Japanese art from the seventh and eighth centuries. The palace where the Court lived for about twelve hundred years ago has left only one surviving building, a storehouse called Shoso-in, which remains in its original form and serves as a significant landmark in Japanese history, as it contains items that were commonly used by the emperors of the Nara period.
JAPANESE COINS
There is obscurity about the production of the precious metals in old Japan. That gold, silver, and copper were known and used is certain, for in the dolmens,—which ceased to be built from about the close of the sixth century (A.D.)—copper ear-rings plated with gold are found, and gold-copper images of Buddha were made in the reign of the Empress Suiko (605), while history says that silver was discovered in the island of Tsushima in the second year of the Emperor Temmu's reign (674). From the same island, gold also is recorded to have come in 701, but in the case of the yellow and the white metal alike, the supply obtained was insignificant, and indeed modern historians are disposed to doubt whether the alleged Tsushima gold was not in reality brought from Korea via that island. On the whole, the evidence tends to show that, during the first seven centuries of the Christian era, Japan relied on Korea mainly, and on China partially, for her supply of the precious metals. Yet neither gold, silver, nor copper coins seem to have been in anything like general use until the Wado era (708-715).
There is some uncertainty about the production of precious metals in ancient Japan. It's clear that gold, silver, and copper were known and used because, in the dolmens—which stopped being built around the end of the sixth century (A.D.)—copper earrings plated with gold have been found, and gold-copper images of Buddha were created during the reign of Empress Suiko (605). History also notes that silver was discovered on the island of Tsushima in the second year of Emperor Temmu's reign (674). From that same island, gold is also recorded to have come in 701, but in both cases, the amounts obtained were quite small. In fact, modern historians often question whether the supposed gold from Tsushima was actually brought from Korea through that island. Overall, the evidence suggests that, during the first seven centuries of the Christian era, Japan primarily relied on Korea and partially on China for its supply of precious metals. However, it seems that gold, silver, and copper coins were not commonly used until the Wado era (708-715).
Coined money had already been a feature of Chinese civilization since the fourth century before Christ, and when Japan began to take models from her great neighbour during the Sui and Tang dynasties, she cannot have failed to appreciate the advantages of artificial media of exchange. The annals allege that in A.D. 677 the first mint was established, and that in 683 an ordinance prescribed that the silver coins struck there should be superseded by copper. But this rule did not remain long in force, nor have there survived any coins, whether of silver or of copper, certainly identifiable as antecedent to the Wado era. It was in the year of the Empress Gemmyo's accession (708) that deposits of copper were found in the Chichibu district of Musashi province, and the event seemed sufficiently important to call for a change of year-name to Wado (refined copper). Thenceforth, coins of copper—or more correctly, bronze—were regularly minted and gradually took the place of rice or cotton cloth as units of value.
Coined money had been part of Chinese civilization since the fourth century BC, and when Japan started looking at examples from its much larger neighbor during the Sui and Tang dynasties, it must have recognized the benefits of artificial forms of exchange. Historical records state that in AD 677, the first mint was set up, and that in 683, a regulation declared that the silver coins produced there should be replaced by copper ones. However, this regulation didn't last long, and no coins, whether silver or copper, have definitely been identified as existing before the Wado era. In the year Empress Gemmyo came to power (708), copper deposits were discovered in the Chichibu district of Musashi province, and the event was significant enough to warrant a new era name, Wado (refined copper). From that point on, copper—or more accurately, bronze—coins were regularly minted and gradually replaced rice or cotton cloth as units of value.
It would seem that, from the close of the seventh century, a wave of mining industry swept over Japan. Silver was procured from the provinces of Iyo and Kii; copper from Inaba and Suo, and tin from Ise, Tamba, and Iyo. All this happened between the years 690 and 708, but the discovery of copper in the latter year in Chichibu was on comparatively the largest scale, and may be said to have given the first really substantial impetus to coining. For some unrecorded reason silver pieces were struck first and were followed by copper a few months later. Both were of precisely the same form—round with a square hole in the middle to facilitate threading on a string—both were of the same denomination (one won), and both bore the same superscription (Wado Kaiho, or "opening treasure of refined copper"), the shape, the denomination, and the legend being taken from a coin of the Tang dynasty struck eighty-eight years previously. It was ordered that in using these pieces silver should be paid in the case of sums of or above four mon, and copper in the case of sums of or below three won, the value of the silver coin being four times that of the copper. But the silver tokens soon ceased to be current and copper mainly occupied the field, a position which it held for 250 years, from 708 to 958. During that interval, twelve forms of sen* were struck. They deteriorated steadily in quality, owing to growing scarcity of the supply of copper; and, partly to compensate for the increased cost of the metal, partly to minister to official greed, the new issues were declared, on several occasions, to have a value ten times as great as their immediate predecessors. Concerning that value, the annals state that in 711 the purchasing power of the mon (i.e., of the one-sen token) was sixty go of rice, and as the daily ration for a full-grown man is five go, it follows that one sen originally sufficed for twelve days' sustenance.**
It seems that starting from the end of the seventh century, a wave of mining activity hit Japan. Silver was extracted from the provinces of Iyo and Kii; copper from Inaba and Suo, and tin from Ise, Tamba, and Iyo. This occurred between the years 690 and 708, but the discovery of copper in Chichibu in 708 was particularly significant, giving a real boost to coining. For some unknown reason, silver coins were made first, followed by copper coins a few months later. Both types were exactly the same shape—round with a square hole in the middle for threading on a string—both had the same value (one won), and both featured the same inscription (Wado Kaiho, meaning "opening treasure of refined copper"), which was modeled after a coin from the Tang dynasty struck eighty-eight years earlier. It was mandated that silver should be used for payments of four mon or more, while copper was to be used for sums of three won or less, with the silver coin valued at four times that of the copper. However, the silver coins quickly fell out of circulation, and copper primarily took over, maintaining that position for 250 years, from 708 to 958. During this time, twelve forms of sen* were minted. They steadily declined in quality due to the diminishing supply of copper, and to offset the rising costs of the metal and satisfy official greed, new issues were occasionally declared to be worth ten times more than their immediate predecessors. Historical records indicate that in 711, the purchasing power of the mon (i.e., the one-sen token) was equivalent to sixty go of rice, and since the daily ration for an adult man is five go, it means one sen could originally provide sustenance for twelve days.**
*The ideograph sen signified originally a "fountain," and its employment to designate a coin seems to have been suggested by an idea analogous to that underlying the English word "currency."
*The ideograph sen originally meant a "fountain," and using it to represent a coin seems to have been inspired by a concept similar to the one behind the English word "currency."
**"At the present time the wages of a carpenter are almost a yen a day. Now the yen is equal to 1000 mon of the smaller sen and to 500 mon of the larger ones, so that he could have provided himself with rice, if we count only 500 mon to the yen, for sixteen years on the wages which he receives for one day's labour in 1900." (Munro's Coins of Japan.)
**"Right now, a carpenter earns almost a yen a day. The yen is equal to 1000 mon of the smaller sen and to 500 mon of the larger ones, so if we consider only 500 mon to the yen, he could have bought rice for sixteen years based on the wages he receives for one day's work in 1900." (Munro's Coins of Japan.)**
Much difficulty was experienced in weaning the people from their old custom of barter and inducing them to use coins. The Government seems to have recognized that there could not be any effective spirit of economy so long as perishable goods represented the standard of value, and in order to popularize the use of the new tokens as well as to encourage thrift, it was decreed that grades of rank would be bestowed upon men who had saved certain sums in coin. At that time (711), official salaries had already been fixed in terms of the Wado sen. The highest received thirty pieces of cloth, one hundred hanks of silk and two thousand mon, while in the case of an eighth-class official the corresponding figures were one piece of cloth and twenty mon.* The edict for promoting economy embodied a schedule according to which, broadly speaking, two steps of executive rank could be gained by amassing twenty thousand mon and one step by saving five thousand.
It was quite a challenge to persuade people to give up their old habit of bartering and start using coins. The government seemed to realize that true economic progress couldn’t happen as long as perishable goods were considered the standard for value. To make the new coins more popular and promote saving, they announced that people who saved certain amounts in coins would receive ranks of honor. At that time (711), official salaries were already set in Wado sen. The top officials received thirty pieces of cloth, one hundred hanks of silk, and two thousand mon, while an eighth-class official got just one piece of cloth and twenty mon.* The decree aimed at promoting savings included a guideline stating that, generally, accumulating twenty thousand mon would elevate someone by two ranks, while saving five thousand would raise them by one rank.
*These figures sound ludicrously small if translated into present-day money, for 1000 mon go to the yen, and the latter being the equivalent of two shillings, 20 mon represents less then a half-penny. But of course the true calculation is that 20 mon represented 240 days' rations of rice in the Wado schedule of values.
*These amounts seem ridiculously small when converted to today's currency, as 1000 mon equals one yen, and one yen is equivalent to about two shillings, meaning 20 mon is less than a half-penny. However, the real perspective is that 20 mon was actually worth 240 days' worth of rice rations based on the Wado value system.*
Observing that the fundamental principle of a sound token of exchange was wholly disregarded in these Wado sen, since their intrinsic value bore no appreciable ratio to their purchasing power, and considering also the crudeness of their manufacture, it is not surprising to find that within a few months of their appearance they were extensively forged. What is much more notable is that the Wado sen remained in circulation for fifty years. The extraordinary ratio, however, by which copper and silver were linked together originally, namely, 4 to 1, did not survive; in 721 it was changed to 25 to 10, and in the following year to 50 to 10. Altogether, as was not unnatural, the early treatment of this coinage question by Japanese statesmen showed no trace of scientific perception. The practice, pursued almost invariably, of multiplying by ten the purchasing power of each new issue of sen, proved, of course, enormously profitable to the issuers, but could not fail to distress the people and to render unpopular such arbitrarily varying tokens.
Noticing that the basic idea of a reliable currency was completely ignored in these Wado sen, since their actual value had no real relationship to their buying power, and taking into account the roughness of how they were made, it’s not surprising that just a few months after they were introduced, they were widely counterfeited. What’s even more remarkable is that the Wado sen stayed in circulation for fifty years. However, the original exchange rate between copper and silver, which was 4 to 1, didn’t last; in 721 it changed to 25 to 10, and the next year to 50 to 10. Overall, it wasn't unexpected that the initial approach of Japanese leaders to the currency issue showed no signs of scientific understanding. The common practice of multiplying the purchasing power of each new batch of sen by ten was certainly very profitable for those issuing them, but it clearly caused distress for the public and made such randomly fluctuating currencies unpopular.
The Government spared no effort to correct the latter result, and some of the devices employed were genuinely progressive. In that epoch travellers had to carry their own provisions, and not uncommonly the supply ran short before they reached their destination, the result sometimes being death from starvation on the roadside. It was therefore ordered that in every district (korf) a certain portion of rice should be stored at a convenient place for sale to wayfarers, and these were advised to provide themselves with a few sen before setting out. It is evident that, since one of the Wado coins sufficed to buy rice for twelve days' rations, a traveller was not obliged to burden himself with many of these tokens. Wealthy persons in the provinces were also admonished to set up roadside shops for the sale of rice, and anyone who thus disposed of one hundred koku in a year was to be reported to the Court for special reward. Moreover, no district governor (gunryo), however competent, was counted eligible for promotion unless he had saved six thousand sen, and it was enacted that all taxes might be paid in copper coin. In spite of all this, however, the use of metallic media was limited for a long time to the upper classes and to the inhabitants of the five home provinces. Elsewhere the old habit of barter continued.
The government made every effort to fix this situation, and some of the solutions they used were genuinely progressive. At that time, travelers had to bring their own food, and often they ran out before reaching their destination, which sometimes led to death from starvation along the way. So, it was decided that in every district (korf), a certain amount of rice should be stored in a convenient spot for sale to travelers, who were advised to bring a few sen before starting their journey. It's clear that since one of the Wado coins was enough to buy rice for twelve days, travelers didn't have to load themselves down with many of these coins. Wealthy people in the provinces were also urged to open roadside shops to sell rice, and anyone who sold one hundred koku in a year would be reported to the Court for a special reward. Furthermore, no district governor (gunryo), no matter how capable, could be promoted unless they had saved six thousand sen, and it was established that all taxes could be paid in copper coins. Despite all this, the use of metal currency remained limited for a long time to the upper classes and the residents of the five main provinces. In other areas, the old practice of barter continued.
THE FORTY-FOURTH SOVEREIGN, THE EMPRESS GENSHO (A.D. 715-723)
In the year 715, the Empress Gemmyo, after a reign of seven years, abdicated in favour of her daughter, Gensho. This is the only instance in Japanese history of an Empress succeeding an Empress.
In 715, Empress Gemmyo, after ruling for seven years, stepped down in favor of her daughter, Gensho. This is the only time in Japanese history that an Empress has been succeeded by another Empress.
HISTORICAL COMPILATION
The reigns of these two Empresses are memorable for the compilation of the two oldest Japanese histories which have been handed down to the present epoch, the Kojiki and the Nihongi; but as the circumstances in which these works, as well as the Fudoki (Records of Natural Features), were written have been sufficiently described already (vide Chapter I), it remains only to refer to a custom inaugurated by Gemmyo in the year (721) after the compilation of the Nihongi, the custom of summoning to Court learned men (hakase) and requiring them to deliver lectures on that work. Subsequent generations of sovereigns followed this example, and to this day one of the features of the New Year's observances is a historical discourse in the palace. The writing of history became thenceforth an imperially patronized occupation. Six works, covering the period from 697 to 887, appeared in succession and were known through all ages as the Six National Histories. It is noticeable that in the compilation of all these a leading part was taken by one or another of the great Fujiwara ministers, and that the fifth numbered among its authors the illustrious Sugawara Michizane.
The reigns of these two Empresses are notable for the creation of the two oldest Japanese histories that have been passed down to this day: the Kojiki and the Nihongi. However, since the circumstances surrounding the writing of these works, along with the Fudoki (Records of Natural Features), have already been thoroughly discussed (see Chapter I), I will only mention a custom started by Gemmyo in 721, after the Nihongi was compiled. This custom involved inviting learned men (hakase) to the Court to give lectures on that work. Later generations of rulers continued this tradition, and even today, one element of the New Year's celebrations includes a historical talk in the palace. From that point on, writing history became a profession supported by the emperor. Six works, covering the period from 697 to 887, were produced in succession and are known throughout history as the Six National Histories. It’s notable that in the compilation of all these, a prominent role was played by various great Fujiwara ministers, and the fifth was co-authored by the renowned Sugawara Michizane.
THE FORTY-FIFTH SOVEREIGN, THE EMPEROR SHOMU (A.D. 724-748)
When the Emperor Mommu died (707), his son, the Prince Imperial, was too young to succeed. Therefore the sceptre came into the hands of Mommu's mother, who, after a reign of seven years, abdicated in favour of her daughter, the Empress Gensho, and, eight years later, the latter in turn abdicated in favour of her nephew, Shomu, who had now reached man's estate. Shomu's mother, Higami, was a daughter of Fujiwara Fuhito, and as the Fujiwara family did not belong to the Kwobetsu class, she had not attained the rank of Empress, but had remained simply Mommu's consort (fujiri). Her son, the Emperor Shomu, married another daughter of the same Fujiwara Fuhito by a different mother; that is to say, he took for consort his own mother's half-sister, Asuka. This lady, Asuka, laboured under the same disadvantage of lineage and could not properly be recognized as Empress. It is necessary to note these details for they constitute the preface to a remarkable page of Japanese history. Of Fujiwara Fuhito's two daughters, one, Higami, was the mother of the reigning Emperor, Shomu, and the other, Asuka, was his consort. The blood relationship of the Fujiwara family to the Court could scarcely have been more marked, but its public recognition was impeded by the defect in the family's lineage.
When Emperor Mommu died in 707, his son, the Prince Imperial, was too young to take over. So, Mommu's mother took the throne and ruled for seven years before stepping down in favor of her daughter, Empress Gensho. Eight years later, Gensho also abdicated in favor of her nephew, Shomu, who was now an adult. Shomu’s mother, Higami, was a daughter of Fujiwara Fuhito, and because the Fujiwara family wasn't part of the Kwobetsu class, she never held the title of Empress and remained just Mommu's consort. Shomu married another daughter of Fujiwara Fuhito from a different mother, making his consort his own mother's half-sister, Asuka. Asuka faced the same issues with her lineage and couldn't be officially recognized as Empress either. It’s important to highlight these details, as they set the stage for a significant chapter in Japanese history. Among Fujiwara Fuhito's two daughters, one, Higami, is the mother of the current Emperor, Shomu, while the other, Asuka, is his consort. The connection between the Fujiwara family and the Court was quite evident, but their lineage issues prevented them from being publicly recognized.
THE FUJIWARA CONSPIRACY
Immediately after Shomu's accession, his mother, Higami, received the title of Kwo-taifujin (Imperial Great Lady). But the ambition of her family was to have her named Kwo-taiko (Empress Dowager). The Emperor also desired to raise his consort, Asuka, to the position of Empress. Consulting his ministers on the subject, he encountered opposition from Prince Nagaya, minister of the Left. This prince, a great-grandson of the Emperor Temmu, enjoyed high reputation as a scholar, was looked up to as a statesman of great wisdom, and possessed much influence owing to his exalted official position. He urged that neither precedent nor law sanctioned nomination of a lady of the Shimbetsu class to the rank of Empress. The Daiho code was indeed very explicit on the subject. In China, whither the drafters of the code went for models, no restrictions were imposed on a sovereign's choice of wife. But the Japanese legislators clearly enacted that an Empress must be taken from among Imperial princesses. Prince Nagaya, in his position as minister of the Left, opposed any departure from that law and thus thwarted the designs of the Fujiwara.
Immediately after Shomu became emperor, his mother, Higami, was given the title of Kwo-taifujin (Imperial Great Lady). However, her family's ambition was to have her named Kwo-taiko (Empress Dowager). The Emperor also wanted to elevate his consort, Asuka, to the role of Empress. When he consulted his ministers about it, he faced opposition from Prince Nagaya, the minister of the Left. This prince, a great-grandson of Emperor Temmu, was well-respected as a scholar, regarded as a wise statesman, and held significant influence due to his high-ranking position. He argued that neither precedent nor law allowed for a woman of the Shimbetsu class to be named Empress. The Daiho code was very clear on this matter. In China, where the drafters of the code looked for examples, there were no restrictions on a sovereign's choice of spouse. However, the Japanese lawmakers distinctly stated that an Empress must come from among Imperial princesses. Prince Nagaya, in his role as minister of the Left, opposed any deviation from that law, effectively blocking the ambitions of the Fujiwara.
The lady Asuka bore a son to the Emperor three years after his accession. His Majesty was profoundly pleased. He caused a general amnesty to be proclaimed, presented gratuities to officials, and granted gifts to all children born on the same day. When only two months old, the child was created Prince Imperial, but in his eleventh month he fell ill. Buddhist images were cast; Buddhist Sutras were copied; offerings were made to the Kami, and an amnesty was proclaimed. Nothing availed. The child died, and the Emperor was distraught with grief. In this incident the partisans of the Fujiwara saw their opportunity. They caused it to be laid to Prince Nagaya's charge that he had compassed the death of the infant prince by charms and incantations. Two of the Fujiwara nobles were appointed to investigate the accusation, and they condemned the prince to die by his own hand. He committed suicide, and his wife and children died with him. The travesty of justice was carefully acted throughout. A proclamation was issued promising capital punishment to any one, of whatever rank or position, who compassed the death or injury of another by spells or incantations, and, six months later, the lady Asuka was formally proclaimed Empress.
The lady Asuka had a son with the Emperor three years after he took the throne. He was overjoyed. He ordered a general pardon to be announced, gave bonuses to officials, and gifted items to all kids born on that same day. When the baby was just two months old, he was named Prince Imperial, but by the time he was eleven months old, he fell ill. Images of Buddha were created; Buddhist texts were copied; offerings were made to the Kami, and a pardon was declared. Nothing worked. The child died, leaving the Emperor heartbroken. The Fujiwara faction seized this chance. They accused Prince Nagaya of causing the infant prince's death through spells and rituals. Two Fujiwara nobles were assigned to investigate the claim, and they sentenced the prince to take his own life. He did so, and his wife and children followed him in death. The entire situation was a mockery of justice. A declaration was issued threatening severe punishment to anyone, regardless of status, who caused another's death or harm through magic or spells, and six months later, the lady Asuka was officially named Empress.
In one respect the Fujiwara conspirators showed themselves clumsy. The rescript justified Asuka's elevation by reference to the case of Iwa, a daughter of the Takenouchi, whom the Emperor Nintoku had made his Empress. But the Takenouchi family belonged to the Kwobetsu class, and the publication of a special edict in justification could be read as self-condemnation only. Nevertheless, the Fujiwara had compassed their purpose. Thenceforth they wielded the power of the State through the agency of their daughters. They furnished Empresses and consorts to the reigning sovereigns, and took their own wives from the Minamoto family, itself of Imperial lineage. To such an extent was the former practice followed that on two occasions three Fujiwara ladies served simultaneously in the palace. This happened when Go-Reizei (1222-1232) had a Fujiwara Empress, Kwanko, and two Fujiwara consorts, Fumi and Hiro. At one moment it had seemed as though fate would interfere to thwart these astute plans. An epidemic of small-pox, originating (735) in Kyushu, spread over the whole country, and carried off the four sons of Fuhito—Muchimaro, Fusazaki, Umakai, and Maro—leaving the family's fortunes in the hands of juniors, who occupied only minor official positions. But the Fujiwara genius rose superior to all vicissitudes. The elevation of the lady Asuka to be Empress Komyo marks an epoch in Japanese history.
In one way, the Fujiwara conspirators showed themselves to be clumsy. The decree justified Asuka's rise by referencing Iwa, a daughter of the Takenouchi, whom Emperor Nintoku had made his Empress. However, the Takenouchi family belonged to the Kwobetsu class, and releasing a special edict to justify this could only be seen as self-condemnation. Yet, the Fujiwara achieved their goal. From then on, they held the power of the State through their daughters. They provided Empresses and consorts to the ruling sovereigns and chose their own wives from the Minamoto family, which was of Imperial descent. This practice was so prevalent that there were two occasions when three Fujiwara women served in the palace at the same time. This happened when Go-Reizei (1222-1232) had a Fujiwara Empress, Kwanko, along with two Fujiwara consorts, Fumi and Hiro. For a moment, it seemed like fate might interfere and ruin these clever plans. An outbreak of smallpox, starting in Kyushu, spread across the country and took the lives of Fuhito's four sons—Muchimaro, Fusazaki, Umakai, and Maro—leaving the family's fortunes dependent on younger members, who held only minor official positions. But the intelligence of the Fujiwara overcame all challenges. The rise of Asuka to become Empress Komyo marks a significant point in Japanese history.
COMMUNICATIONS WITH CHINA
In spite of the length and perils of a voyage from Japan to China in the seventh and eighth centuries—one embassy which sailed from Naniwa in the late summer of 659 did not reach China for 107 days—the journey was frequently made by Japanese students of religion and literature, just as the Chinese, on their side, travelled often to India in search of Buddhist enlightenment. This access to the refinement and civilization of the Tang Court contributed largely to Japan's progress, both material and moral, and is frankly acknowledged by her historians as a main factor in her advance. When Shomu reigned at Nara, the Court in Changan had entered the phase of luxury and epicurism which usually preludes the ruin of a State. Famous literati thronged its portals; great poets and painters enjoyed its patronage, and annalists descanted on its magnificence. Some of the works of these famous men were carried to Japan and remained with her as models and treasures. She herself showed that she had competence to win some laurels even amid such a galaxy. In the year 716, Nakamaro, a member of the great Abe family, accompanied the Japanese ambassador to Tang and remained in China until his death in 770. He was known in China as Chao Heng, and the great poet, Li Pai, composed a poem in his memory, while the Tang sovereign conferred on him the posthumous title of "viceroy of Luchou." Not less celebrated was Makibi,* who went to China at the same time as Nakamaro, and after twenty years' close study of Confucius, returned in 735, having earned such a reputation for profound knowledge of history, the five classics, jurisprudence, mathematics, philosophy, calendar making, and other sciences that the Chinese parted with him reluctantly. In Japan he was raised to the high rank of asomi, and ultimately became minister of the Right during the reign of Shotoku.
Despite the long and dangerous journey from Japan to China in the seventh and eighth centuries—one embassy that set sail from Naniwa in late summer of 659 took 107 days to reach China—Japanese students of religion and literature often made the trip, just as the Chinese frequently traveled to India in search of Buddhist enlightenment. This access to the culture and sophistication of the Tang Court significantly contributed to Japan's material and moral progress and is openly recognized by Japanese historians as a key factor in the nation’s development. During Shomu's reign in Nara, the Court in Chang'an had entered a phase of luxury and decadence that typically precedes the fall of a state. Notable intellectuals crowded its doors; renowned poets and artists received its patronage, and historians wrote about its splendor. Some works by these celebrated figures were brought back to Japan and remained as models and treasures. Japan demonstrated that she could also earn recognition amidst such brilliance. In 716, Nakamaro, a member of the prominent Abe family, accompanied the Japanese ambassador to Tang and stayed in China until his death in 770. He was known in China as Chao Heng, and the famous poet Li Bai wrote a poem in his honor, while the Tang emperor awarded him the posthumous title of "Viceroy of Luchou." Equally renowned was Makibi, who traveled to China at the same time as Nakamaro, and after twenty years studying Confucius, returned in 735 with a reputation for extensive knowledge in history, the five classics, law, mathematics, philosophy, calendar making, and other subjects, causing the Chinese to part with him with great reluctance. In Japan, he was elevated to the high rank of asomi and eventually became the Minister of the Right during Shotoku's reign.
*Generally spoken of as "Kibi no Mabi," and credited by tradition with the invention of the katakana syllabary.
*Generally referred to as "Kibi no Mabi," and traditionally credited with the invention of the katakana syllabary.
Such incidents speak eloquently of the respect paid in Japan to mental attainments and of the enlightened hospitality of China. In the realm of Buddhism perhaps even more than in that of secular science, this close intercourse made its influence felt. Priests went from Japan to study in China, and priests came from China to preach in Japan. During the Nara era, three of these men attained to special eminence. They were Doji, Gembo, and Kanshin. Doji was the great propagandist of the Sanron sect, whose tenets he had studied in China for sixteen years (701-717). From plans prepared by him and taken from the monastery of Hsi-ming in China, the temple Daian-ji was built under the auspices of the Emperor Shomu, and having been richly endowed, was placed in Doji's charge as lord-abbot. Gembo, during a sojourn of two years at the Tang Court, studied the tenets of the Hosso sect, which, like the Sanron, constituted one of the five sects originally introduced into Japan. Returning in 736, he presented to the Emperor Shomu five thousand volumes of the Sutras, together with a number of Buddhist images, and he was appointed abbot of the celebrated temple, Kofuku-ji. The third of the above three religious celebrities was a Chinese missionary named Kanshin. He went to Japan accompanied by fourteen priests, three nuns, and twenty-four laymen, and the mission carried with it many Buddhist relics, images, and Sutras. Summoned to Nara in 754, he was treated with profound reverence, and on a platform specially erected before the temple Todai-ji, where stood the colossal image of Buddha—to be presently spoken of—the sovereign and many illustrious personages performed the most solemn rite of Buddhism under the ministration of Kanshin. He established a further claim on the gratitude of the Empress by curing her of an obstinate malady, and her Majesty would fain have raised him to the highest rank (dai-sojo) of the Buddhist priesthood. But he declined the honour. Subsequently, the former palace of Prince Nittabe was given to him as a residence and he built there the temple of Shodai-ji, which still exists.
Such events clearly show the respect that Japan has for mental achievements and the warm hospitality of China. In Buddhism, perhaps even more than in secular science, this close relationship made a significant impact. Monks traveled from Japan to study in China, and monks came from China to teach in Japan. During the Nara period, three of these individuals became particularly prominent. They were Doji, Gembo, and Kanshin. Doji was the key promoter of the Sanron sect, whose teachings he studied in China for sixteen years (701-717). Based on plans he created, which were derived from the Hsi-ming monastery in China, the Daian-ji temple was constructed under Emperor Shomu's patronage. It was generously endowed and given to Doji as its chief abbot. Gembo, during his two-year stay at the Tang Court, studied the beliefs of the Hosso sect, which, like Sanron, was one of the five sects originally brought to Japan. When he returned in 736, he presented Emperor Shomu with five thousand volumes of the Sutras, along with several Buddhist images, and he was appointed abbot of the famous Kofuku-ji temple. The third notable religious figure was Kanshin, a Chinese missionary. He came to Japan with fourteen priests, three nuns, and twenty-four laypeople, bringing numerous Buddhist relics, images, and Sutras with him. Summoned to Nara in 754, he was treated with great respect, and on a specially built platform in front of the Todai-ji temple, where a colossal Buddha statue was located—which will be discussed shortly—the emperor and many dignitaries participated in a significant Buddhist ceremony overseen by Kanshin. He further earned the gratitude of the Empress by curing her of a stubborn illness, and she wished to elevate him to the highest rank (dai-sojo) in the Buddhist priesthood, but he declined the honor. Later, he was granted the former palace of Prince Nittabe as his residence, where he built the Shodai-ji temple, which still exists today.
RELIGION AND POLITICS
The great Confucianist, Makibi, and the Buddhist prelate, Gembo, met with misfortune and became the victims of an unjust accusation because they attempted to assert the Imperial authority as superior to the growing influence of the Fujiwara. Makibi held the post of chamberlain of the Empress' household, and Gembo officiated at the "Interior monastery" (Nai-dojo) where the members of the Imperial family worshipped Buddha. The Emperor's mother, Higami, who on her son's accession had received the title of "Imperial Great Lady" (vide sup.), fell into a state of melancholia and invited Gembo to prescribe for her, which he did successfully. Thus, his influence in the palace became very great, and was augmented by the piety of the Empress, who frequently listened to discourses by the learned prelate. Makibi naturally worked in union with Gembo in consideration of their similar antecedents. Fujiwara Hirotsugu was then governor of Yamato. Witnessing this state of affairs with uneasiness, he impeached Gembo. But the Emperor credited the priest's assertions, and removed Hirotsugu to the remote post of Dazai-fu in Chikuzen. There he raised the standard of revolt and was with some difficulty captured and executed. The Fujiwara did not tamely endure this check. They exerted their influence to procure the removal of Makibi and Gembo from the capital, both being sent to Tsukushi (Kyushu), Makibi in the capacity of governor, and Gembo to build the temple Kwannon-ji. Gembo died a year later, and it was commonly reported that the spirit of Hirotsugu had compassed his destruction, while more than one book, professing to be historical, alleged that his prime offence was immoral relations with the "Imperial Great Lady," who was then some sixty years of age! There can be little doubt that the two illustrious scholars suffered for their fame rather than for their faults, and that their chief offences were overshadowing renown and independence of Fujiwara patronage.
The great Confucian scholar, Makibi, and the Buddhist leader, Gembo, faced tragedy and became targets of false accusations because they tried to assert the Imperial authority over the rising influence of the Fujiwara. Makibi was the chamberlain of the Empress' household, and Gembo ran the "Interior monastery" (Nai-dojo) where the Imperial family worshipped Buddha. The Emperor's mother, Higami, who received the title of "Imperial Great Lady" when her son ascended the throne, fell into a state of depression and asked Gembo for help, which he provided effectively. This increased his influence in the palace, especially since the Empress often attended his teachings. Naturally, Makibi collaborated with Gembo because of their shared background. At the time, Fujiwara Hirotsugu was the governor of Yamato. Unsettled by the situation, he accused Gembo. However, the Emperor believed the priest's claims and moved Hirotsugu to the distant post of Dazai-fu in Chikuzen. There, Hirotsugu launched a rebellion, but was captured and executed with difficulty. The Fujiwara did not accept this setback easily. They used their power to have Makibi and Gembo removed from the capital; Makibi was sent to Tsukushi (Kyushu) as governor, and Gembo went to build the temple Kwannon-ji. Gembo died a year later, and it was widely said that Hirotsugu's spirit was behind his demise, while several books claiming to be historical argued that his main offense was having immoral relations with the "Imperial Great Lady," who was about sixty at the time! It's clear that these two distinguished scholars suffered more for their accomplishments than their faults, as their primary offenses were their overshadowing fame and independence from Fujiwara support.
BUDDHISM IN THE NARA EPOCH
From what has been related above of the priests Kanshin and Gembo, it will have been observed that the Emperor Shomu was an earnest disciple of Buddhism. The heritage of administrative reforms bequeathed to him by Tenchi and Temmu should have engrossed his attention, but he subserved everything to religion, and thus the great national work, begun in the Daika era and carried nearly to completion in the Daiho, suffered its first check. Some annalists have pleaded in Shomu's behalf that he trusted religious influence to consolidate the system introduced by his predecessors. However that may be, history records as the most memorable event of his reign his abdication of the throne in order to enter religion, thus inaugurating a practice which was followed by several subsequent sovereigns and which materially helped the Fujiwara family to usurp the reality of administrative power. Shomu, on receiving the tonsure, changed his name to Shoman, and thenceforth took no part in secular affairs.
From what has been described above about the priests Kanshin and Gembo, it's clear that Emperor Shomu was a devoted follower of Buddhism. He should have focused on the administrative reforms handed down to him by Tenchi and Temmu, but he prioritized religion above all else, leading to the first setback of the major national work that began in the Daika era and was nearly completed in the Daiho. Some historians argue that Shomu believed religious influence would strengthen the system established by his predecessors. Regardless, history marks his abdication of the throne to pursue a religious life as the most significant event of his reign, setting a precedent that several later emperors followed and which greatly assisted the Fujiwara family in seizing real administrative power. After taking the tonsure, Shomu changed his name to Shoman and no longer participated in secular matters.
In all this, however, his procedure marked a climax rather than a departure. In fact, never did any foreign creed receive a warmer welcome than that accorded to Buddhism by the Japanese after its first struggle for tolerance. Emperor after Emperor worshipped the Buddha. Even Tenchi, who profoundly admired the Confucian philosophy and whose experience of the Soga nobles' treason might well have prejudiced him against the faith they championed; and even Temmu, whose ideals took the forms of frugality and militarism, were lavish in their offerings at Buddhist ceremonials. The Emperor Mommu enacted a law for the better control of priests and nuns, yet he erected the temple Kwannon-ji. The great Fujiwara statesmen, as Kamatari, Fuhito, and the rest, though they belonged to a family (the Nakatomi) closely associated with Shinto worship, were reverent followers of the Indian faith. Kamatari approved of his eldest son, Joye, entering the priesthood, and sent him to China to study the Sutras. He also gave up his residence at Yamashina for conversion into a monastery. Fujiwara Fuhito built the Kofuku-ji, and his son, Muchimaro, when governor of Omi, repaired temples in the provinces, protected their domains, and erected the Jingu-ji.
In all this, though, his approach was more of a peak than a shift. In fact, no foreign belief system was ever welcomed as warmly as Buddhism was by the Japanese after its initial struggle for acceptance. Emperor after Emperor revered Buddha. Even Tenchi, who greatly respected Confucian philosophy and whose experiences with the betrayal of the Soga nobles could have easily biased him against the faith they supported; and even Temmu, whose ideals revolved around simplicity and militarism, generously offered their support at Buddhist ceremonies. Emperor Mommu passed a law to better regulate priests and nuns, yet he built the Kwannon-ji temple. The prominent Fujiwara leaders, like Kamatari, Fuhito, and others, despite belonging to a family (the Nakatomi) closely linked with Shinto worship, were devoted followers of the Indian faith. Kamatari approved of his eldest son, Joye, becoming a monk and sent him to China to learn the Sutras. He even converted his residence in Yamashina into a monastery. Fujiwara Fuhito constructed the Kofuku-ji, and his son, Muchimaro, while governor of Omi, repaired temples in the provinces, protected their lands, and built the Jingu-ji.
That among the occupants of the throne during 165 years, from 593 to 758, no less than seven were females could not but contribute to the spread of a religion which owed so much to spectacular effect. Every one of these sovereigns lent earnest aid to the propagation of Buddhism, and the tendency of the age culminated in the fanaticism of Shomu, re-enforced as it was by the devotion of his consort, Komyo. Tradition has woven into a beautiful legend the nation's impression of this lady's piety. In an access of humility she vowed to wash the bodies of a thousand beggars. Nine hundred and ninety-nine had been completed when the last presented himself in the form of a loathsome leper. Without a sign of repugnance the Empress continued her task, and no sooner was the ablution concluded than the mendicant ascended heavenwards, a glory of light radiating from his body. It is also told of her that, having received in a dream a miniature golden image of the goddess of Mercy (Kwannon) holding a baby in her arms, she conceived a daughter who ultimately reigned as the Empress Koken.*
That among the rulers of the throne during 165 years, from 593 to 758, no less than seven were women, which certainly contributed to the spread of a religion that relied heavily on visual appeal. Each of these queens played a significant role in promoting Buddhism, and the spirit of the time peaked with the zeal of Shomu, supported by the devotion of his wife, Komyo. Tradition has created a beautiful legend around this woman's piety. In a moment of humility, she vowed to wash the bodies of a thousand beggars. She completed nine hundred and ninety-nine when the last one appeared as a repulsive leper. Without showing any disgust, the Empress continued her task, and as soon as she finished the washing, the beggar ascended to heaven, radiating a glow of light from his body. It is also said that, after receiving a dream of a tiny golden image of the goddess of Mercy (Kwannon) holding a baby, she became pregnant and eventually gave birth to a daughter who became Empress Koken.*
*The resemblance between the legend and the Buddhist account of the Incarnation is plain. It has to be remembered that Nestorians had carried Christianity to the Tang Court long before the days of Komyo.
*The similarity between the legend and the Buddhist story of the Incarnation is clear. It's important to remember that Nestorians brought Christianity to the Tang Court long before Komyo's time.*
In spite, however, of all this zeal for Buddhism, the nation did not entirely abandon its traditional faith. The original cult had been ancestor worship. Each great family had its uji no Kami, to whom it made offerings and presented supplications. These deities were now supplemented, not supplanted. They were grafted upon a Buddhist stem, and shrines of the uji no Kami became uji-tera, or "uji temples."* Thenceforth the temple (tera) took precedence of the shrine (yashiro). When spoken of together they became ji-sha. This was the beginning of Ryobu Shinto, or mixed Shinto, which found full expression when Buddhist teachers, obedient to a spirit of toleration born of their belief in the doctrines of metempsychosis and universal perfectibility, asserted the creed that the Shinto Kami were avatars (incarnations) of the numerous Buddhas.
In spite of all the enthusiasm for Buddhism, the nation didn’t completely give up its traditional beliefs. The original practice was ancestor worship. Each prominent family had its uji no Kami, to whom they made offerings and prayers. These deities were now added to, not replaced. They were integrated into a Buddhist framework, and the shrines of the uji no Kami became uji-tera, or "uji temples." From then on, the temple (tera) took priority over the shrine (yashiro). When mentioned together, they were referred to as ji-sha. This marked the beginning of Ryobu Shinto, or mixed Shinto, which fully developed when Buddhist teachers, guided by a spirit of tolerance rooted in their beliefs about reincarnation and universal improvement, claimed that the Shinto Kami were manifestations (incarnations) of the many Buddhas.
*Thus, Kofukuji, built by Kamatari and Fuhito was called O-Nakatomi no uji-tera; Onjo-ji, erected by Otomo Suguri, was known as Otomo no uji-tera, and so forth.
*Thus, Kofukuji, built by Kamatari and Fuhito, was called O-Nakatomi no uji-tera; Onjo-ji, constructed by Otomo Suguri, was known as Otomo no uji-tera, and so on.
The Nara epoch has not bequeathed to posterity many relics of the great religious edifices that came into existence under Imperial patronage during its seventy-five years. Built almost wholly of wood, these temples were gradually destroyed by fire. One object, however, defied the agent of destruction. It is a bronze Buddha of huge proportions, known now to all the world as the "Nara Daibutsu." On the fifteenth day of the tenth month of the fifteenth year of Tembyo—7th of November, 743—the Emperor Shomu proclaimed his intention of undertaking this work. The rescript making the announcement is extant. It sets out by declaring that "through the influence and authority of Buddha the country enjoys tranquillity," and while warning the provincial and district governors against in any way constraining the people to take part in the project, it promises that every contributor shall be welcome, even though he bring no more than a twig to feed the furnace or a handful of clay for the mould. The actual work of casting began in 747 and was completed in three years, after seven failures. The image was not cast in its entirety; it was built up with bronze plates soldered together. A sitting presentment of the Buddha, it had a height of fifty-three and a half feet and the face was sixteen feet long, while on either side was an attendant bosatsu standing thirty feet high. For the image, 986,030,000 lbs. of copper were needed, and on the gilding of its surface 870 lbs. of refined gold were used.
The Nara period hasn’t left many remnants of the impressive religious buildings that were established under Imperial support during its seventy-five years. Mostly made of wood, these temples were slowly destroyed by fire. One notable object, however, survived destruction. It’s a massive bronze Buddha now known around the world as the "Nara Daibutsu." On the fifteenth day of the tenth month in the fifteenth year of Tembyo—November 7, 743—the Emperor Shomu announced his plan to undertake this project. The proclamation detailing this announcement still exists. It begins by stating that "through the influence and authority of Buddha, the country enjoys peace," and while it cautions local and district governors against forcing people to contribute, it promises that anyone who wishes to help will be welcome, even if they can only bring a small twig for the fire or a handful of clay for the mold. The actual casting started in 747 and took three years to complete after seven attempts. The statue wasn’t cast as a whole; it was assembled from bronze plates that were soldered together. Depicting a seated Buddha, it stood fifty-three and a half feet tall, with a face measuring sixteen feet long, and on each side, there was an attendant bosatsu standing thirty feet high. To create the image, 986,030,000 pounds of copper were used, and 870 pounds of refined gold were applied to gild its surface.
These figures represented a vast fortune in the eighth century. Indeed it seemed likely that a sufficiency of gold would not be procurable, but fortunately in the year 749 the yellow metal was found in the province of Mutsu, and people regarded the timely discovery as a special dispensation of Buddha. The great hall in which the image stood had a height of 120 feet and a width of 290 feet from east to west, and beside it two pagodas rose to a height of 230 feet each. Throughout the ten years occupied in the task of collecting materials and casting this Daibutsu, the Emperor solemnly worshipped Rushana Buddha three times daily, and on its completion he took the tonsure. It was not until the year 752, however, that the final ceremony of unveiling took place technically called "opening the eyes" (kaigan). On that occasion the Empress Koken, attended by all the great civil and military dignitaries, held a magnificent fete, and in the following year the temple—Todai-ji—was endowed with the taxes of five thousand households and the revenue from twenty-five thousand acres of rice-fields.
These numbers represented a massive fortune in the eighth century. It seemed unlikely that enough gold could be found, but fortunately, in the year 749, the precious metal was discovered in the province of Mutsu, and people viewed this timely find as a special blessing from Buddha. The great hall where the statue stood was 120 feet tall and 290 feet wide from east to west, and next to it, two pagodas rose to a height of 230 feet each. Over the ten years spent gathering materials and casting this Daibutsu, the Emperor diligently worshipped Rushana Buddha three times a day, and upon its completion, he shaved his head as a sign of devotion. However, it wasn't until the year 752 that the final ceremony of unveiling, known as "opening the eyes" (kaigan), took place. On that occasion, Empress Koken, accompanied by all the major civil and military leaders, threw a magnificent celebration, and in the following year, the temple—Todai-ji—was granted the taxes from five thousand households and the revenues from twenty-five thousand acres of rice fields.
PROVINCIAL TEMPLES
While all this religious fervour was finding costly expression among the aristocrats in Nara, the propagandists and patrons of Buddhism did not neglect the masses. In the year 741, provincial temples were officially declared essential to the State's well-being. These edifices had their origin at an earlier date. During the reign of Temmu (673-686) an Imperial rescript ordered that throughout the whole country every household should provide itself with a Buddhist shrine and place therein a sacred image. When the pious Empress Jito occupied the throne (690-696), the first proselytizing mission was despatched to the Ezo, among whom many converts were won; and, later in the same reign, another rescript directed that a certain Sutra—the Konkwo myo-kyo, or Sutra of Golden Effulgence—should be read during the first month of every year in each province, the fees of the officiating priests and other expenses being defrayed out of the local official exchequers.
While all this religious passion was expressing itself at great cost among the aristocrats in Nara, the advocates and supporters of Buddhism didn’t overlook the common people. In 741, provincial temples were officially recognized as essential to the State's well-being. These structures had originated earlier. During the reign of Temmu (673-686), an Imperial decree mandated that every household across the country should set up a Buddhist shrine and place a sacred image inside it. When the devout Empress Jito took the throne (690-696), the first missionary team was sent to the Ezo, where many converts were made; later in her reign, another decree ordered that a certain Sutra—the Konkwo myo-kyo, or Sutra of Golden Effulgence—should be read in every province during the first month of every year, with the costs for the officiating priests and other expenses covered by the local government funds.
ENGRAVING: PAGODA OF YAKUSHI-JI, NARA
During Mommu's time (697-707), Buddhist hierarchs (kokushi) were appointed to the provinces. Their chief functions were to expound the Sutra and to offer prayers. The devout Shomu not only distributed numerous copies of the Sutras, but also carried his zeal to the length of commanding that every province should erect a sixteen-foot image of Shaka with attendant bosatsu (Bodhisattva), and, a few years later, he issued another command that each province must provide itself with a pagoda seven storeys high. By this last rescript the provincial temples (kokubun-ji) were called into official existence, and presently their number was increased to two in each province, one for priests and one for nuns. The kokushi attached to these temples laboured in the cause of propagandism and religious education side by side with the provincial pundits (kunihakase), whose duty was to instruct the people in law and literature; but it is on record that the results of the former's labours were much more conspicuous than those of the latter.
During Mommu's time (697-707), Buddhist leaders (kokushi) were appointed to the provinces. Their main roles were to explain the Sutra and offer prayers. The devoted Shomu not only distributed many copies of the Sutras but also took it a step further by ordering that every province build a sixteen-foot statue of Shaka along with attendant bosatsu (Bodhisattva). A few years later, he issued another directive stating that each province must set up a seven-story pagoda. This last order officially established the provincial temples (kokubun-ji), and their number soon increased to two in each province, one for priests and one for nuns. The kokushi linked to these temples worked on promoting the religion and educating the public alongside the provincial scholars (kunihakase), whose job was to teach the people about law and literature; however, records show that the results of the former's efforts were much more noticeable than those of the latter.
GYOGI
It is said to have been mainly at the instance of the Empress Komyo that the great image of Todai-ji was constructed and the provincial temples were established. But undoubtedly the original impulse came from a priest, Gyogi. He was one of those men who seem to have been specially designed by fate for the work they undertake. Gyogi, said to have been of Korean extraction, had no learning like that which won respect for Kanshin and Gembo. But he was amply gifted with the personal magnetism which has always distinguished notably successful propagandists of religion. Wherever he preached and prayed, thousands of priests and laymen flocked to hear him, and so supreme was his influence that under his direction the people gladly undertook extensive works of bridge building and road making. Like Shotoku Taishi, his name is associated by tradition with achievements not properly assignable to him, as the invention of the potter's wheel—though it had been in use for centuries before his time—and the production of various works of art which can scarcely have occupied the attention of a religious zealot. By order of the Empress Gensho, Gyogi was thrown into prison for a time, such a disturbing effect did his propagandism produce on men's pursuit of ordinary bread winning; but he soon emerged from durance and was taken into reverent favour by the Emperor Shomu, who attached four hundred priests as his disciples and conferred on him the titles of Dai-Sojo (Great Hierarch) and Dai-Bosatsu (Great Bodhisattva).
It is said that it was mainly at the request of Empress Komyo that the great statue at Todai-ji was built and provincial temples were established. However, the original inspiration came from a priest named Gyogi. He seemed to be someone specifically destined for the work he undertook. Gyogi, believed to have Korean ancestry, didn’t have the scholarly reputation that Kanshin and Gembo had. But he was incredibly charismatic, a trait that has always set apart notably successful religious leaders. Wherever he preached and prayed, thousands of priests and laypeople gathered to hear him, and his influence was so strong that, under his guidance, people willingly took on large projects like building bridges and roads. Like Shotoku Taishi, his name is traditionally linked to achievements that can’t be entirely attributed to him, such as the invention of the potter's wheel—though it had already been in use for centuries before his time—and the creation of various works of art that likely wouldn’t have occupied the focus of a fervent religious person. By order of Empress Gensho, Gyogi was imprisoned for a time because his advocacy disrupted people’s regular quest for making a living; however, he soon got out and came to be honored by Emperor Shomu, who assigned four hundred priests to be his disciples and gave him the titles of Dai-Sojo (Great Hierarch) and Dai-Bosatsu (Great Bodhisattva).
The enigma of the people's patience under the stupendous burdens imposed on them by the fanatic piety of Shomu and his consort, Komyo, finds a solution in the co-operation of Gyogi, whose speech and presence exercised more influence than a hundred Imperial edicts. It is recorded that, by way of corollary to the task of reconciling the nation to the Nara Court's pious extravagance, Gyogi compassed the erection of no less than forty-nine temples. But perhaps the most memorable event in his career was the part he took in reconciling the indigenous faith and the imported. However fervent Shomu's belief in Buddhism, the country he ruled was the country of the Kami, and on descent from the Kami his own title to the throne rested. Thus, qualms of conscience may well have visited him when he remembered the comparatively neglected shrine of the Sun goddess at Ise. Gyogi undertook to consult the will of the goddess, and carried back a revelation which he interpreted in the sense that Amaterasu should be regarded as an incarnation of the Buddha. The Emperor then despatched to Ise a minister of State who obtained an oracle capable of similar interpretation, and, on the night after receipt of this utterance, the goddess, appearing to his Majesty in a vision, told him that the sun was Birushana (Vairotchana Tathagata); or Dainishi (Great Sun) Nyorai.
The mystery of the people's patience under the enormous burdens placed on them by the zealous devotion of Shomu and his partner, Komyo, is resolved through the efforts of Gyogi, whose words and presence had more impact than a hundred Imperial decrees. It's noted that, as part of the effort to get the nation to accept the Nara Court's religious excesses, Gyogi managed to build no fewer than forty-nine temples. But perhaps the most significant moment in his career was his role in reconciling the native faith with the imported one. No matter how strongly Shomu believed in Buddhism, the land he ruled was the land of the Kami, and his claim to the throne depended on his descent from them. Thus, he might have felt a pang of guilt when he considered the relatively forgotten shrine of the Sun goddess at Ise. Gyogi decided to seek the will of the goddess and returned with a revelation that he interpreted to mean that Amaterasu should be seen as an incarnation of the Buddha. The Emperor then sent a government minister to Ise, who received an oracle that could be interpreted in the same way. The night after receiving this message, the goddess appeared to the Emperor in a vision and told him that the sun was Birushana (Vairotchana Tathagata); or Dainishi (Great Sun) Nyorai.
Thus was originated a theory which enabled Buddhism and Shinto to walk hand in hand for a thousand years, the theory that the Shinto Kami are avatars of the Buddha. Some historians contend that this idea must have been evolved and accepted before the maturity of the project for casting the colossal image at Nara, and that the credit probably belongs to Gembo; others attribute it to the immortal priest Kukai (Kobo Daishi), who is said to have elaborated the doctrine in the early years of the ninth century. Both seem wrong.
Thus began a theory that allowed Buddhism and Shinto to coexist peacefully for a thousand years—the idea that the Shinto Kami are avatars of the Buddha. Some historians argue that this concept must have been developed and accepted before the completion of the colossal statue at Nara, and that the credit likely goes to Gembo; others give credit to the legendary priest Kukai (Kobo Daishi), who is said to have expanded on the doctrine in the early years of the ninth century. Both views seem to be incorrect.
SUPERSTITIONS
Side by side with the vigorous Buddhism of the Nara epoch, strange superstitions obtained currency and credence. Two may be mentioned as illustrating the mood of the age. One related to an ascetic, En no Ubasoku, who was worshipped by the people of Kinai under the name of En no Gyoja (En the anchorite). He lived in a cave on Katsuragi Mount for forty years, wore garments made of wistaria bark, and ate only pine leaves steeped in spring water. During the night he compelled demons to draw water and gather firewood, and during the day he rode upon clouds of five colours. The Kami Hitokotonushi, having been threatened by him for neglecting his orders, inspired a man to accuse him of treasonable designs, and the Emperor Mommu sent soldiers to arrest him. But as he was able to evade them by recourse to his art of flying, they apprehended his mother in his stead, whereupon he at once gave himself up. In consideration of his filial piety his punishment was commuted to exile on an island off the Izu coast, and in deference to the Imperial orders he remained there quietly throughout the day, but devoted the night to flying to the summit of Mount Fuji or gliding over the sea. This En no Gyoja was the founder of a sect of priests calling themselves Yamabushi.
Alongside the dynamic Buddhism of the Nara period, unusual superstitions also gained traction and belief. Two examples highlight the spirit of the time. One involved an ascetic named En no Ubasoku, who was revered by the people of Kinai as En no Gyoja (En the hermit). He lived in a cave on Mount Katsuragi for forty years, wore clothes made from wistaria bark, and survived only on pine leaves soaked in spring water. At night, he forced demons to fetch water and gather firewood, and during the day, he rode on clouds of five colors. The Kami Hitokotonushi, angered by him for ignoring his commands, inspired a man to accuse him of treasonous intentions, prompting Emperor Mommu to send soldiers to capture him. However, he managed to escape using his flying skills, so they arrested his mother instead; he then surrendered willingly. Considering his dedication to his mother, his punishment was reduced to exile on an island off the Izu coast, where he obediently stayed during the day but spent his nights flying to the peak of Mount Fuji or gliding over the sea. This En no Gyoja was the founder of a group of priests known as the Yamabushi.
The second superstition relates to one of the genii named Kume. By the practice of asceticism he obtained supernatural power, and while riding one day upon a cloud, he passed above a beautiful girl washing clothes in a river, and became so enamoured of her that he lost his superhuman capacities and fell at her feet. She became his wife. Years afterwards it chanced that he was called out for forced labour, and, being taunted by the officials as a pseudo-genius, he fasted and prayed for seven days and seven nights. On the eighth morning a thunder-storm visited the scene, and after it, a quantity of heavy timber was found to have been moved, without any human effort, from the forest to the site of the projected building. The Emperor, hearing of this, granted him forty-five acres, on which he built the temple of Kume-dera.
The second superstition is about a genie named Kume. Through intense self-discipline, he gained supernatural powers. One day, while riding on a cloud, he saw a beautiful girl washing clothes in a river and became so infatuated with her that he lost his extraordinary abilities and fell at her feet. She became his wife. Years later, he was called for forced labor, and when the officials mocked him as a fake genius, he fasted and prayed for seven days and nights. On the eighth morning, a thunderstorm struck the area, and afterward, a large amount of heavy timber appeared to have been moved, without any human help, from the forest to the construction site. When the Emperor heard about this, he granted Kume forty-five acres of land, on which he built the temple of Kume-dera.
Such tales found credence in the Nara epoch, and indeed all through the annals of early Japan there runs a well-marked thread of superstition which owed something of its obtrusiveness to intercourse with Korea and China, whence came professors of the arts of invisibility and magic. A thunder deity making his occasional abode in lofty trees is gravely spoken of in the context of a campaign, and if at one moment a river is inhabited by a semi-human monster, at another a fish formed like a child is caught in the sea. There is, of course, an herb of longevity—"a plant resembling coral in shape, with clustering leaves and branches; some red, others purple, others black, others golden coloured, and some changing their colours in the four seasons." In the reign of the Empress Kogyoku, witches and wizards betray the people into all sorts of extravagances; and a Korean acolyte has for friend a tiger which teaches him all manner of wonderful arts, among others that of healing any disease with a magic needle. Later on, these and cognate creations of credulity take their appropriate places in the realm of folk-lore, but they rank with sober history in the ancient annals. In this respect Japan did not differ from other early peoples.
Such stories were taken seriously during the Nara period, and throughout the early history of Japan, there’s a clear thread of superstition influenced by contact with Korea and China, where experts in invisibility and magic came from. A thunder deity is mentioned as occasionally residing in tall trees during military campaigns, and sometimes a river is said to be home to a semi-human monster, while at other times a fish resembling a child is caught at sea. There's, of course, a longevity herb—"a plant shaped like coral, with clusters of leaves and branches; some are red, others purple, some black, others golden, with some changing colors through the seasons." During the reign of Empress Kogyoku, witches and wizards lead people into all sorts of extremes, and a Korean apprentice has a tiger as a companion, teaching him various incredible skills, including healing any illness with a magical needle. Later, these and similar products of belief find their place in folklore but were considered part of serious history in ancient records. In this way, Japan was not unlike other early societies.
THE FORTY-SIXTH SOVEREIGN, THE EMPRESS KOKEN (A.D. 749-758)
In July, 749, the Emperor Shomu abdicated in favour of his daughter, Princess Abe, known in history as Koken. Her mother was the celebrated Princess Asuka, who, in spite of the Shimbetsu lineage of her Fujiwara family, had been made Shomu's Empress, and whose name had been changed to Komyo (Refulgence) in token of her illustrious piety. The daughter inherited all the mother's romance, but in her case it often degenerated into a passion more elementary than religious ecstasy. Shomu, having no son, made his daughter heir to the throne. Japanese history furnished no precedent for such a step. The custom had always been that a reign ceased on the death of a sovereign unless the Crown Prince had not yet reached maturity, in which event his mother, or some other nearly related princess, occupied the throne until he came of age and then surrendered the reigns of government to his hands. Such had been the practice in the case of the Empresses Jito, Gemmyo, and Gensho. Shomu, however, not only bequeathed the throne to a princess, but while himself still in the prime of life, abdicated in her favour.
In July 749, Emperor Shomu stepped down and passed the throne to his daughter, Princess Abe, known in history as Koken. Her mother was the famous Princess Asuka, who, despite her Fujiwara family's Shimbetsu lineage, had been made Shomu's Empress and was given the name Komyo (Refulgence) to signify her remarkable piety. The daughter inherited all of her mother’s allure, but for her, it often turned into a passion that was more primal than religious ecstasy. Since Shomu had no son, he designated his daughter as the heir to the throne. Japanese history had no precedent for such a decision. Traditionally, a reign ended upon a sovereign's death unless the Crown Prince was still a minor, in which case his mother or another closely related princess would take the throne until he came of age, at which point she would hand over the reins of power to him. This had been the case with Empresses Jito, Gemmyo, and Gensho. However, Shomu not only passed the throne to a princess but did so while he was still in his prime.
Thereafter, at the recognized instance of the all-powerful Fujiwara family, Emperors often surrendered the sceptre to their heirs, themselves retiring into religious life with the secular title of Da-joko (Great ex-Emperor) and the ecclesiastical designation of Ho-o (pontiff). Shomu was the originator of this practice, but the annals are silent as to the motive that inspired him. It will be presently seen that under the skilful manipulation of the Fujiwara nobles, this device of abdication became a potent aid to their usurpation of administrative power, and from that point of view the obvious inference is that Shomu's unprecedented step was taken at their suggestion. But the Buddhist propagandists, also, were profoundly interested. That the sovereign himself should take the tonsure could not fail to confer marked prestige on the Church. It is probable, therefore, that Shomu was swayed by both influences—that of the Buddhists, who worked frankly in the cause of their creed, and that of the Fujiwara, who desired to see a lady of their own lineage upon the throne.
After that, at the request of the powerful Fujiwara family, Emperors often passed the throne to their heirs, choosing to retire into religious life while holding the secular title of Da-joko (Great ex-Emperor) and the religious title of Ho-o (pontiff). Shomu initiated this practice, but history doesn’t reveal what prompted him to do so. It will soon be evident that, with the clever manipulation of the Fujiwara nobles, this abdication became a useful tool for them to seize administrative power, which suggests that Shomu's groundbreaking decision was made at their urging. The Buddhist advocates were also deeply invested in this change. The Emperor becoming a monk certainly boosted the Church's prestige. Therefore, it’s likely that Shomu was influenced by both the Buddhists, who were openly promoting their faith, and the Fujiwara, who wanted to see a woman from their family on the throne.
KOKEN AND NAKAMARO
The fanaticism of the Emperor Shomu and his consort, Komyo, bore fruit during the reign of Koken. In the third year after Shomu's abdication, a decree was issued prohibiting the taking of life in any form. This imposed upon the State the responsibility of making donations of rice to support the fishermen, whose source of livelihood was cut off by the decree. Further, at the ceremony of opening the public worship of the great image of Buddha, the Empress in person led the vast procession of military, civil, and religious dignitaries to the temple Todai-ji. It was a fete of unparalleled dimensions. All officials of the fifth grade and upwards wore full uniform, and all of lesser grades wore robes of the colour appropriate to their rank. Ten thousand Buddhist priests officiated, and the Imperial musicians were re-enforced by those from all the temples throughout the home provinces. Buddhism in Japan had never previously received such splendid homage.
The enthusiasm of Emperor Shomu and his consort, Komyo, paid off during Koken’s reign. In the third year after Shomu stepped down, a decree was issued banning the taking of life in any form. This put the State in charge of providing rice donations to support the fishermen, whose livelihoods were affected by the decree. Additionally, at the ceremony for the public worship of the great image of Buddha, the Empress personally led the massive procession of military, civil, and religious leaders to the Todai-ji temple. It was an event of unmatched scale. All officials of the fifth grade and above wore full uniforms, while those of lower ranks donned robes in colors that matched their status. Ten thousand Buddhist priests officiated, and the Imperial musicians were joined by musicians from temples across the home provinces. Buddhism in Japan had never received such magnificent recognition before.
In the evening, the Empress visited the residence of the grand councillor, Fujiwara no Nakamaro. Fourteen hundred years had elapsed, according to Japanese history, since the first of the Yamato sovereigns set up his Court, and never had the Imperial house incurred such disgrace as now befell it. Fujiwara no Nakamaro was a grandson of the great Kamatari. He held the rank of dainagon and was at once a learned man and an able administrator. From the time of that visit to the Tamura-no-tei (Tamura mansion), as his residence was called, the Empress repaired thither frequently, and finally made it a detached palace under the name of Tamura-no-miya. Those that tried to put an end to the liaison were themselves driven from office, and Nakamaro's influence became daily stronger.
In the evening, the Empress visited the home of the grand councillor, Fujiwara no Nakamaro. According to Japanese history, it had been fourteen hundred years since the first of the Yamato rulers established his court, and never had the Imperial family faced such disgrace as it did now. Fujiwara no Nakamaro was the grandson of the great Kamatari. He held the rank of dainagon and was both a knowledgeable scholar and an effective administrator. Since that visit to the Tamura-no-tei (Tamura mansion), which was his home, the Empress started visiting frequently and eventually turned it into a detached palace named Tamura-no-miya. Those who tried to end the affair were ousted from their positions, and Nakamaro's influence continued to grow stronger each day.
THE FORTY-SEVENTH SOVEREIGN, THE EMPEROR JUNNIN (758-764 A.D.)
In August, 758, the Empress, after a reign of four years, nominally abdicated in favour of the Crown Prince, Junnin, but continued to discharge all the functions of government herself. Her infatuation for Nakamaro seemed to increase daily. She bestowed on him titles of admiration and endearment under the guise of homonymous ideographs, and she also bestowed on him in perpetuity the revenue from 3000 households and 250 acres of land. But Koken's caprice took a new turn. She became a nun and transferred her affection to a priest, Yuge no Dokyo. Nakamaro did not tamely endure to be thus discarded. He raised the standard of revolt and found that the nun could be as relentless as the Empress had been gracious. The rebellion—known by irony of fate as that of Oshikatsu (the Conqueror), which was one of the names bestowed on him by Koken in the season of her favour—proved a brief struggle. Nakamaro fell in battle and his head, together with those of his wife, his children, and his devoted followers to the number of thirty-four, was despatched to Nara. The tumult had a more serious sequel. It was mainly through Nakamaro's influence that Junnin had been crowned six years previously, and his Majesty naturally made no secret of his aversion for the new favourite. The Dowager Empress—so Koken had called herself—did not hesitate a moment. In the very month following Nakamaro's destruction, she charged that the Emperor was in collusion with the rebel; despatched a force of troops to surround the palace; dethroned Junnin; degraded him to the rank of a prince, and sent him and his mother into exile, where the conditions of confinement were made so intolerable that the ex-Emperor attempted to escape, was captured and killed.
In August 758, the Empress, after reigning for four years, officially stepped down in favor of Crown Prince Junnin but continued to run the government herself. Her obsession with Nakamaro seemed to grow every day. She gave him titles of admiration and affection disguised as homonymous ideographs and granted him the income from 3,000 households and 250 acres of land for life. However, Koken's whims changed, and she became a nun, turning her affection toward a priest, Yuge no Dokyo. Nakamaro did not accept being cast aside quietly. He led a rebellion and discovered that the nun could be as unforgiving as the Empress had been kind. This rebellion—ironically known as that of Oshikatsu (the Conqueror), one of the names Koken had given him during her favor—turned out to be a short-lived struggle. Nakamaro was killed in battle, and his head, along with those of his wife, children, and thirty-four loyal followers, was sent to Nara. The chaos led to a more serious outcome. It was largely because of Nakamaro's influence that Junnin had been crowned six years earlier, and he clearly revealed his dislike for the Empress's new favorite. The Dowager Empress—what Koken called herself—didn't hesitate for a moment. In the very month following Nakamaro's downfall, she accused the Emperor of conspiring with the rebel, sent troops to surround the palace, dethroned Junnin, demoted him to the rank of a prince, and exiled him and his mother. The conditions of their exile were so unbearable that the former Emperor tried to escape, was captured, and killed.
ENGRAVING: THE KASUGA JINJA SHRINE AT KARA
THE FORTY-EIGHTH SOVEREIGN, THE EMPRESS SHOTOKU (765-770 A.D.)
The nun Koken now abandoned the veil and re-ascended the throne under the name of Shotoku. Her affection for Dokyo had been augmented by his constant ministrations during her illness while on a visit to the "detatched palace" at Omi, and she conferred on him a priestly title which made him rank equally with the prime minister. All the civil and military magnates had to pay homage to him at the festival of the New Year in his exalted capacity. Yet her Majesty was not satisfied. Another step of promotion was possible. In the year after her second ascent of the throne she named him Ho-o (pontiff), a title never previously borne by any save her father, the ex-Emperor Shomu. Dokyo rose fully to the level of the occasion. He modelled his life in every respect on that of a sovereign and assumed complete control of the administration of the empire. He not only fared sumptuously but also built many temples, and as the Empress was not less extravagant, the burden of taxation became painfully heavy. But the priestly favourite, who seems to have now conceived the ambition of ascending the throne, abated nothing of his pomp. Whether at his instigation or because his favour had become of paramount importance to all men of ambition, Asomaro, governor of the Dazai-fu, informed the Empress that, according to an oracle delivered by the god of War (Hachiman) at Usa, the nation would enjoy tranquillity and prosperity if Dokyo were its ruler.
The nun Koken now abandoned her veil and took the throne again under the name Shotoku. Her feelings for Dokyo had grown because he had been so devoted to her during her illness while she was visiting the "detached palace" at Omi, and she gave him a priestly title that placed him on equal footing with the prime minister. All the civil and military leaders had to pay their respects to him at the New Year festival in his elevated role. Yet, her Majesty was not content. Another promotion was possible. A year after she took the throne for the second time, she named him Ho-o (pontiff), a title that had only been held by her father, the ex-Emperor Shomu. Dokyo fully embraced the occasion, shaping his life to mimic that of a sovereign and taking complete control of the empire's administration. He lived lavishly and constructed many temples, and as the Empress indulged just as much, the tax burden became painfully heavy. However, the priestly favorite, who seemed to be nursing ambitions of his own to take the throne, showed no signs of reducing his splendor. Whether on his suggestion or because his favor had become essential to all ambitious people, Asomaro, the governor of the Dazai-fu, informed the Empress that an oracle from the god of War (Hachiman) at Usa had declared that the nation would enjoy peace and prosperity if Dokyo was its ruler.
The Empress had profound reverence for Hachiman, as, indeed, was well known to Asomaro and to Dokyo. Yet she hesitated to take this extreme step without fuller assurance. She ordered Wake no Kiyomaro to proceed to Usa and consult the deity once more. Kiyomaro was a fearless patriot. That Shotoku's choice fell on him at this juncture might well have been regarded by his countrymen as an intervention of heaven. Before setting out he had unequivocal evidence of what was to be expected at Dokyo's hands by the bearer of a favourable revelation from Hachiman. Yet the answer carried back by him from the Usa shrine was explicitly fatal to Dokyo's hope. "Since the establishment of the State the distinction of sovereign and subject has been observed. There is no instance of a subject becoming sovereign. The successor of the throne must be of the Imperial family and a usurper is to be rejected." Dokyo's wrath was extreme. He ordered that Kiyomaro's name should be changed to Kegaremaro, which was equivalent to substituting "foul" for "fair;" he banished him to Osumi in the extreme south of Kyushu, and he sent emissaries whose attempt to assassinate him was balked by a thunder-storm. But before he could bring any fresh design to maturity, the Empress died. Dokyo and Asomaro were banished, and Kiyomaro was recalled from exile.
The Empress held a deep respect for Hachiman, which was well known to Asomaro and Dokyo. However, she was hesitant to take such a drastic step without more assurance. She instructed Wake no Kiyomaro to travel to Usa and consult the deity once again. Kiyomaro was a brave patriot. That Shotoku chose him at this moment could have been seen by his fellow countrymen as a sign from heaven. Before he left, he had clear evidence of what to expect from Dokyo through a messenger with a positive message from Hachiman. However, the answer he brought back from the Usa shrine was directly against Dokyo's hopes. "Since the establishment of the State, the distinction between sovereign and subject has been maintained. There is no instance of a subject becoming sovereign. The successor to the throne must come from the Imperial family, and a usurper must be rejected." Dokyo was furious. He commanded that Kiyomaro's name be changed to Kegaremaro, effectively replacing "fair" with "foul." He banished him to Osumi in the far south of Kyushu and sent assassins after him, but their attempt was thwarted by a thunderstorm. Before he could hatch any new plans, the Empress died. Dokyo and Asomaro were banished, and Kiyomaro was called back from exile.
Historians have been much perplexed to account for the strangely apathetic demeanour of the high dignitaries of State in the presence of such disgraceful doings as those of the Empress and her favourite. They specially blame Kibi no Makibi, the great scholar. He had recovered from his temporary eclipse in connexion with the revolt of Fujiwara Hirotsugu, and he held the office of minister of the Right during a great part of Koken's reign. Yet it is not on record that he offered any remonstrance. The same criticism, however, seems to apply with not less justice to his immediate predecessors in the post of ministers of the Right, Tachibana no Moroe and Fujiwara no Toyonari; to the minister of the Left, Fujiwara no Nagate; to the second councillor, Fujiwara no Matate, and to the privy councillors, Fujiwara no Yoshitsugu, Fujiwara no Momokawa, and Fujiwara no Uwona. It was with the Fujiwara families that the responsibility rested chiefly, and the general conduct of the Fujiwara at that period of history forbids us to construe their apparent indifference in a wholly bad sense. Probably the simplest explanation is the true one: Koken herself was a Fujiwara.
Historians have been quite puzzled trying to understand the strangely indifferent behavior of the high-ranking officials in the presence of the disgraceful actions of the Empress and her favorite. They particularly blame Kibi no Makibi, the prominent scholar. He had bounced back from his temporary setback related to the revolt of Fujiwara Hirotsugu and held the position of minister of the Right for much of Koken's reign. However, there’s no record of him raising any objections. The same criticism also applies justly to his immediate predecessors in the post of ministers of the Right, Tachibana no Moroe and Fujiwara no Toyonari; to the minister of the Left, Fujiwara no Nagate; to the second councillor, Fujiwara no Matate; and to the privy councillors, Fujiwara no Yoshitsugu, Fujiwara no Momokawa, and Fujiwara no Uwona. The responsibility primarily rested with the Fujiwara clans, and the overall behavior of the Fujiwara during that time suggests that their apparent indifference shouldn't be interpreted entirely negatively. Probably the simplest explanation is the most accurate one: Koken herself was a Fujiwara.
STATE OF THE PROVINCES
In the days of Shomu and Koken administrative abuses were not limited to the capital, they extended to the provinces also. Among the Daika and Daiho laws, the first that proved to be a failure was that relating to provincial governors. At the outset men of ability were chosen for these important posts, and their term of service was limited to four years. Soon, however, they began to petition for reappointment, and under the sway of the Empress Koken a via media was found by extending the period of office to six years. Moreover, whereas at first a newly appointed governor was supposed to live in the official residence of his predecessor, it quickly became the custom to build a new mansion for the incoming dignitary and leave the outgoing undisturbed.
In the days of Shomu and Koken, administrative abuses weren't just confined to the capital; they also reached the provinces. Among the Daika and Daiho laws, the first one that failed was the one concerning provincial governors. Initially, skilled individuals were selected for these key roles, and their term was set at four years. However, they soon started asking to be reappointed, and under Empress Koken, a compromise was reached by extending the term of office to six years. Additionally, while it was originally expected that a newly appointed governor would live in the former governor's official residence, it quickly became the norm to construct a new mansion for the incoming official and let the outgoing one remain undisturbed.
What that involved is plain when we observe that such edifices were all constructed by forced labour. These governors usually possessed large domains, acquired during their period of office. The Court endeavoured to check them by despatching inspectors (ansatsu-shi) to examine and report on current conditions; but that device availed little. Moreover, the provincial governors exercised the power of appointing and dismissing the district governors (gunshi) in their provinces, although this evil system had been prohibited in the time of Gemmyo. In connexion, too, with the rice collected for public purposes, there were abuses. This rice, so long as it lay in the official storehouses, represented so much idle capital. The provincial governors utilized it by lending the grain to the farmers in the spring, partly for seed purposes and partly for food, on condition that it should be paid back in the autumn with fifty per cent, increment. Subsequently this exorbitant figure was reduced to thirty per cent. But the result was ruin for many farmers. They had to hand over their fields and houses or sell themselves into bondage.
What that involved is clear when we see that these buildings were all made using forced labor. These governors usually owned large estates, which they gained during their time in office. The Court tried to control them by sending inspectors (ansatsu-shi) to check and report on the current situation; however, this approach didn’t help much. Additionally, the provincial governors had the power to hire and fire the district governors (gunshi) in their areas, even though this corrupt practice had been banned during Gemmyo's reign. There were also issues with the rice collected for public use. As long as this rice remained in the official storage, it was essentially idle capital. The provincial governors took advantage of it by lending the grain to farmers in the spring, partly for seeds and partly for food, with the agreement that it would be repaid in the autumn plus a fifty percent increase. Over time, this high rate was reduced to thirty percent. However, the outcome was disastrous for many farmers. They had to give up their fields and homes or sell themselves into servitude.
Thus, outlaws, living by plunder, became a common feature of the time, and there arose a need for guards more capable than those supplied by the system of partial conscription. Hence, in the reign of Shomu, the sons and brothers of district governors (gunshi) proficient in archery and equestrianism were summoned from Omi, Ise, Mino, and Echizen, and to them was assigned the duty of guarding the public storehouses in the provinces. At the same time many men of prominence and influence began to organize guards for their private protection. This was contrary to law, but the condition of the time seemed to warrant it, and the authorities were powerless to prevent it. The ultimate supremacy of the military class had its origin in these circumstances. The Government itself was constrained to organize special corps for dealing with the brigands and pirates who infested the country and the coasts.
So, outlaws who lived by stealing became a common sight during this time, leading to a demand for guards who were more skilled than those provided by the system of limited conscription. Therefore, during Shomu's reign, the sons and brothers of district governors (gunshi) who were skilled in archery and horsemanship were called from Omi, Ise, Mino, and Echizen, and they were tasked with guarding the public storehouses in the provinces. At the same time, many prominent and influential individuals started to form their own guards for personal protection. This was against the law, but the situation of the time seemed to justify it, and the authorities were unable to stop it. The ultimate dominance of the military class began under these circumstances. The Government itself had to create special units to deal with the bandits and pirates that plagued the country and the coastlines.
It has been well said by a Japanese historian that the fortunes of the Yamato were at their zenith during the reigns of the three Emperors Jimmu, Temmu, and Mommu. From the beginning of the eighth century they began to decline. For that decline, Buddhism was largely responsible. Buddhism gave to Japan a noble creed in the place of a colourless cult; gave to her art and refinement, but gave to her also something like financial ruin. The Indian faith spread with wonderful rapidity among all classes and betrayed them into fanatical extravagance. Anyone who did not erect or contribute largely to the erection of a temple or a pagoda was not admitted to the ranks of humanity. Men readily sacrificed their estates to form temple domains or to purchase serfs (tera-yakko) to till them. The sublimity of these edifices; the solemn grandeur of the images enshrined there; the dazzling and exquisite art lavished on their decoration; the strange splendour of the whole display might well suggest to the Japanese the work of some supernatural agencies.
A Japanese historian wisely noted that the Yamato were at their peak during the reigns of the three Emperors Jimmu, Temmu, and Mommu. However, starting in the early eighth century, their fortune began to decline. Buddhism played a significant role in this downturn. While Buddhism provided Japan with a noble belief system instead of a bland cult, and introduced art and refinement, it also led to something like financial ruin. The Indian faith spread rapidly across all social classes, leading to fanatical extravagance. Anyone who didn’t build or significantly contribute to a temple or pagoda was excluded from being considered part of humanity. People often sacrificed their properties to create temple estates or buy serfs (tera-yakko) to work the land. The grandeur of these structures, the solemn beauty of the images housed inside, the stunning and intricate art used in their decoration, and the overall striking display could easily lead the Japanese to believe that some supernatural forces were at work.
In the Nara epoch, the Government spent fully one-half of its total income on works of piety. No country except in time of war ever devoted so much to unproductive expenditures. The enormous quantities of copper used for casting images not only exhausted the produce of the mines but also made large inroads upon the currency, hundreds of thousands of cash being thrown into the melting-pot. In 760 it was found that the volume of privately coined cash exceeded one-half of the State income, and under pretext that to suspend the circulation of such a quantity would embarrass the people, the Government struck a new coin—the mannen tsuho—which, while not differing appreciably from the old cash in intrinsic value, was arbitrarily invested with ten times the latter's purchasing power. The profit to the treasury was enormous; the disturbance of values and the dislocation of trade were proportionately great. Twelve years later (772), another rescript ordered that the new coin should circulate at par with the old. Such unstable legislation implies a very crude conception of financial requirements.
During the Nara period, the government spent half of its total income on religious projects. No other country, except during wartime, ever allocated so much to non-essential spending. The massive amounts of copper used for casting statues not only drained the mines' resources but also significantly impacted the currency, with hundreds of thousands of cash being melted down. In 760, it was discovered that the volume of privately minted cash was more than half of the state's income. Under the pretense that stopping the circulation of such a large amount would harm the people, the government issued a new coin—the mannen tsuho—which, while not much different in actual value from the old cash, was arbitrarily assigned ten times the purchasing power of the latter. The treasury gained significantly from this, but it caused considerable disruption in value and trade. Twelve years later (772), another decree stated that the new coin should circulate at the same value as the old one. Such unstable legislation shows a very simplistic understanding of financial needs.
RECLAIMED UPLANDS
It has been shown that the Daika reforms regarded all "wet fields" as the property of the Crown, while imposing no restriction on the ownership of uplands, these being counted as belonging to their reclaimers. Thus, large estates began to fall into private possession; conspicuously in the case of provincial and district governors, who were in a position to employ forced labour, and who frequently abused their powers in defiance of the Daika code and decrees, where it was enacted that all profits from reclaimed lands must be shared with the farmers.* So flagrant did these practices become that, in 767, reclamation was declared to constitute thereafter no title of ownership. Apparently, however, this veto proved unpractical, for five years later (772), it was rescinded, the only condition now attached being that the farmers must not be distressed. Yet again, in 784, another change of policy has to be recorded. A decree declared that governors must confine their agricultural enterprise to public lands, on penalty of being punished criminally. If the language of this decree be read literally, a very evil state of affairs would seem to have existed, for the governors are denounced as wholly indifferent to public rights or interests, and as neglecting no means of exploiting the farmers. Finally, in 806, the pursuit of productive enterprise by governors in the provinces was once more sanctioned.
It has been shown that the Daika reforms considered all "wet fields" as Crown property, while placing no restrictions on the ownership of uplands, which were viewed as belonging to those who reclaimed them. As a result, large estates began to shift into private hands, particularly among provincial and district governors who had the power to use forced labor and often abused their authority, ignoring the Daika code and decrees that stated all profits from reclaimed lands had to be shared with the farmers.* These practices became so blatant that, in 767, reclamation was declared to no longer be a valid claim to ownership. However, this ban turned out to be impractical, and five years later (772), it was lifted, with the only condition being that farmers must not be harmed. Again, in 784, a new policy change occurred. A decree stipulated that governors must limit their agricultural activities to public lands, under threat of criminal punishment. If this decree is taken literally, it suggests that a very serious situation had developed, as the governors are accused of being completely indifferent to public rights or interests and not hesitating to exploit the farmers. Finally, in 806, governors' involvement in productive enterprises in the provinces was once again allowed.
*The term "farmers," as used in the times now under consideration, must not be interpreted strictly in the modern sense of the word. It meant, rather, the untitled and the unofficial classes in the provinces.
*The term "farmers," as used in the times we're discussing, shouldn't be taken strictly in the modern sense. It referred more to the untitled and unofficial classes in the provinces.*
Thus, between 650 and 806, no less than five radical changes of policy are recorded. It resulted that this vascillating legislation received very little practical attention. Great landed estates (shoen) accumulated in private hands throughout the empire, some owned by nobles, some by temples; and in order to protect their titles against the interference of the Central Government, the holders of these estates formed alliances with the great Court nobles in the capital, so that, in the course of time, a large part of the land throughout the provinces fell under the control of a few dominant families.
Between 650 and 806, there were at least five major changes in policy recorded. As a result, this unstable legislation got very little practical attention. Large land estates (shoen) accumulated in private hands across the empire, some owned by nobles and some by temples. To protect their titles from interference by the Central Government, the owners of these estates formed alliances with powerful Court nobles in the capital. Over time, a significant portion of the land in the provinces became controlled by a few dominant families.
In the capital (Nara), on the other hand, the enormous sums squandered upon the building of temples, the casting or carving of images, and the performance of costly religious ceremonials gradually produced such a state of impecuniosity that, in 775, a decree was issued ordering that twenty-five per cent, of the revenues of the public lands (kugaideri) should be appropriated to increase the emoluments of the metropolitan officials. This decree spoke of the latter officials as not having sufficient to stave off cold or hunger, whereas their provincial confreres were living in opulence, and added that even men of high rank were not ashamed to apply for removal to provincial posts. As illustrating the straits to which the metropolitans were reduced and the price they had to pay for relief, it is instructive to examine a note found among the contents of the Shoso-in at Nara.
In the capital (Nara), however, the huge amounts of money wasted on building temples, creating or carving images, and holding expensive religious rituals eventually led to such a state of poverty that in 775, a decree was issued requiring that twenty-five percent of the revenues from public lands (kugaideri) be set aside to increase the salaries of city officials. This decree mentioned that these officials didn’t have enough to keep warm or fed, while their counterparts in the provinces were living in luxury, and it noted that even high-ranking individuals weren’t embarrassed to request transfers to provincial positions. To illustrate the difficult situation the city officials faced and the cost they had to pay for help, it is helpful to look at a note found among the items in the Shoso-in at Nara.
STATEMENT OF MON (COPPER CASH) LENT
Total, 1700 Mon. Monthly interest, 15 per hundred.
Total, 1700 Mon. Monthly interest, 15 percent.
Debtors Sums lent Amounts to be returned
Debtors Amounts borrowed Amounts to be paid back
Tata no Mushimaro 500 mon 605 mon, on the 6th of the 11th month;
namely, original debt, 500 mon, and
interest for 1 month and 12 days, 105 mon
Tata no Mushimaro 500 mon 605 mon, on the 6th of the 11th month;
specifically, the original debt, 500 mon, and
interest for 1 month and 12 days, 105 mon
Ayabe no Samimaro 700 mon 840 mon, on the 6th of the 11th month;
namely, original debt, 700 mon, and
interest for 1 month and 10 days, 140 mon
Ayabe no Samimaro 700 mon 840 mon, on the 6th of the 11th month;
specifically, original debt, 700 mon, and
interest for 1 month and 10 days, 140 mon
Kiyono no Hitotari 500 mon 605 mon, on the 6th of the 11th month;
namely, original debt, 500 mon, and
interest for 1 month and 12 days, 105 mon
Kiyono no Hitotari 500 mon 605 mon, on the 6th of the 11th month;
that is, original debt, 500 mon, and
interest for 1 month and 12 days, 105 mon
The above to be paid back when the debtors receive their salaries.
Dated the 22nd of the 9th month of the 4th year of the Hoki era.
(October 13, 773.)
The above will be repaid when the debtors get their salaries.
Dated the 22nd of the 9th month of the 4th year of the Hoki era.
(October 13, 773.)
Another note shows a loan of 1000 mon carrying interest at the rate of 130 mon monthly. The price of accommodation being so onerous, it is not difficult to infer the costliness of the necessaries of life. When the Daika reforms were undertaken, the metropolitan magnates looked down upon their provincial brethren as an inferior order of beings, but in the closing days of the Nara epoch the situations were reversed, and the ultimate transfer of administrative power from the Court to the provincials began to be foreshadowed.
Another note shows a loan of 1000 mon with interest at a rate of 130 mon per month. With the cost of living being so high, it's easy to see how expensive basic necessities have become. When the Daika reforms were implemented, the city elites viewed their provincial counterparts as a lesser class, but by the end of the Nara period, that dynamic changed, and the eventual shift of power from the Court to the provinces started to become apparent.
THE FUJIWARA FAMILY
The religious fanaticism of the Emperor Shomu and his consort, Komyo, brought disorder into the affairs of the Imperial Court, and gave rise to an abuse not previously recorded, namely, favouritism with its natural outcome, treasonable ambition. It began to be doubtful whether the personal administration of the sovereign might not be productive of danger to the State. Thus, patriotic politicians conceived a desire not to transfer the sceptre to outside hands but to find among the scions of the Imperial family some one competent to save the situation, even though the selection involved violation of the principle of primogeniture. The death of the Empress Shotoku without issue and the consequent extinction of the Emperor Temmu's line furnished an opportunity to these loyal statesmen, and they availed themselves of it to set Konin upon the throne, as will be presently described.
The religious zeal of Emperor Shomu and his wife, Komyo, created chaos in the Imperial Court and led to a new kind of favoritism, which naturally resulted in treasonous ambitions. There was growing concern that the sovereign's direct control over affairs might pose a risk to the State. Consequently, loyal politicians wanted to keep the throne in the Imperial family but were looking for someone competent to handle the situation, even if it meant going against the principle of primogeniture. The death of Empress Shotoku without heirs and the eventual end of Emperor Temmu's line provided an opportunity for these devoted statesmen, and they took action to place Konin on the throne, as will be detailed shortly.
In this crisis of the empire's fortunes, the Fujiwara family acted a leading part. Fuhito, son of the illustrious Kamatari, having assisted in the compilation of the Daika code and laws, and having served throughout four reigns—Jito, Mommu, Gemmyo, and Gensho—died at sixty-two in the post of minister of the Right, and left four sons, Muchimaro, Fusazaki, Umakai, and Maro. These, establishing themselves independently, founded the "four houses" of the Fujiwara. Muchimaro's home, being in the south (nan) of the capital, was called Nan-ke; Fusazaki's, being in the north (hoku), was termed Hoku-ke; Umakai's was spoken of as Shiki-ke, since he presided over the Department of Ceremonies (Shiki), and Maro's went by the name of Kyo-ke, this term also having reference to his office. The descendants of the four houses are shown in the following table:
In this crisis of the empire's fortunes, the Fujiwara family played a leading role. Fuhito, son of the renowned Kamatari, helped compile the Daika code and laws, and served during four reigns—Jito, Mommu, Gemmyo, and Gensho—before passing away at sixty-two while holding the position of minister of the Right. He left four sons: Muchimaro, Fusazaki, Umakai, and Maro. These sons established themselves independently and founded the "four houses" of the Fujiwara. Muchimaro's house, located in the south (nan) of the capital, was called Nan-ke; Fusazaki's, in the north (hoku), was known as Hoku-ke; Umakai's was referred to as Shiki-ke, since he oversaw the Department of Ceremonies (Shiki), and Maro's was named Kyo-ke, also relating to his office. The descendants of the four houses are shown in the following table:
/
/ | Toyonari—Tsugunawa
| Muchimaro < Nakamaro (Emi no Oshikatsu)
| (Nan-ke) | Otomaro—Korekimi
| \
|
| / /
| | Nagate | Nagayoshi (Mototsune)
| Fusazaki < Matate—Uchimaro—Fuyutsugu < adopted
| (Hoku-ke) | Kiyokawa | Yoshifusa—Mototsune-+
| \ \ |
| |
| / |
| | Hirotsugu |
| Umakai < Yoshitsugu—Tanetsugu— / Nakanari |
| (Shiki-ke) | —Kiyonari \ Kusuko |
| | Momokawa—Otsugu |
Kamatari- | \ |
Fuhito < |
| +——————————————————————————-+
| Maro |
| (Kyo-ke) | Tokihira /
| Miyako | Nakahira / | Koretada
| (Consort | | Saneyori | Kanemichi
| of Mommu) | Tadahira < Morosuke— < Kaneiye ——+
| | | Morotada | Tamemitsu |
| \ \ | Kinsuye |
| \ |
| Asuka |
| (Empress |
| of Shomu) |
\ |
|
+——————————————————————————+
|
| / Korechika
| Michitaka <
| \ Takaiye
| Michikane
| / Yorimichi—Morozane—Moromichi ———-+
| Michinaga < |
\ \ Norimichi |
|
|
+——————————————————————————+
|
| / Tadamichi
| Tadazane <
| \ Yorinaga
\
/
/ | Toyonari—Tsugunawa
| Muchimaro < Nakamaro (Emi no Oshikatsu)
| (Nan-ke) | Otomaro—Korekimi
| \
|
| / /
| | Nagate | Nagayoshi (Mototsune)
| Fusazaki < Matate—Uchimaro—Fuyutsugu < adopted
| (Hoku-ke) | Kiyokawa | Yoshifusa—Mototsune-+
| \ \ |
| |
| / |
| | Hirotsugu |
| Umakai < Yoshitsugu—Tanetsugu— / Nakanari |
| (Shiki-ke) | —Kiyonari \ Kusuko |
| | Momokawa—Otsugu |
Kamatari- | \ |
Fuhito < |
| +——————————————————————————-+
| Maro |
| (Kyo-ke) | Tokihira /
| Miyako | Nakahira / | Koretada
| (Consort | | Saneyori | Kanemichi
| of Mommu) | Tadahira < Morosuke— < Kaneiye ——+
| | | Morotada | Tamemitsu |
| \ \ | Kinsuye |
| \ |
| Asuka |
| (Empress |
| of Shomu) |
\ |
|
+——————————————————————————+
|
| / Korechika
| Michitaka <
| \ Takaiye
| Michikane
| / Yorimichi—Morozane—Moromichi ———-+
| Michinaga < |
\ \ Norimichi |
|
|
+——————————————————————————+
|
| / Tadamichi
| Tadazane <
| \ Yorinaga
\
It has already been related how the four heads of these families all died in one year (736) during an epidemic of small-pox, but it may be doubted whether this apparent calamity did not ultimately prove fortunate, for had these men lived, they would have occupied commanding positions during the scandalous reign of the Empress Koken (afterwards Shotoku), and might have supported the ruinous disloyalty of Nakamaro or the impetuous patriotism of Hirotsugu. However that may be, the Fujiwara subsequently took the lead in contriving the selection and enthronement of a monarch competent to stem the evil tendency of the time, and when the story of the Fujiwara usurpations comes to be written, we should always remember that it had a long preface of loyal service, a preface extending to four generations.
It has already been mentioned that the four heads of these families all died in one year (736) during a smallpox epidemic, but it might be questioned whether this apparent disaster ultimately turned out to be fortunate. If these men had lived, they would have held powerful positions during the scandalous reign of Empress Koken (later known as Shotoku), and they might have backed the destructive disloyalty of Nakamaro or the fervent patriotism of Hirotsugu. Regardless of that, the Fujiwara later took the lead in orchestrating the selection and enthronement of a monarch capable of countering the negative trends of the time. When the history of the Fujiwara usurpations is written, we should always keep in mind that it had a long history of loyal service, a history that spanned four generations.
THE FORTY-NINTH SOVEREIGN, THE EMPEROR KONIN (A.D. 770-781)
When the Empress Shotoku died, no successor had been designated, and it seemed not unlikely that the country would be thrown into a state of civil war. The ablest among the princes of the blood was Shirakabe, grandson of the Emperor Tenchi. He was in his sixty-second year, had held the post of nagon, and unquestionably possessed erudition and administrative competence. Fujiwara Momokawa warmly espoused his cause, but for unrecorded reason Kibi no Makibi offered opposition. Makibi being then minister of the Right and Momokawa only a councillor, the former's views must have prevailed had not Momokawa enlisted the aid of his brother, Yoshitsugu, and of his cousin, Fujiwara Nagate, minister of the Left. By their united efforts Prince Shirakabe was proclaimed and became the Emperor Konin, his youngest son, Osabe, being appointed Prince Imperial.
When Empress Shotoku died, no one had been named as her successor, and it seemed likely that the country could fall into civil war. The most capable among the royal princes was Shirakabe, the grandson of Emperor Tenchi. He was sixty-two years old, had held the position of nagon, and clearly had both knowledge and administrative skills. Fujiwara Momokawa strongly supported him, but for unknown reasons, Kibi no Makibi opposed him. Since Makibi was the Minister of the Right and Momokawa was just a councillor, Makibi's opinions would have won out if Momokawa hadn’t gotten help from his brother, Yoshitsugu, and his cousin, Fujiwara Nagate, the Minister of the Left. Thanks to their combined efforts, Prince Shirakabe was proclaimed and became Emperor Konin, with his youngest son, Osabe, being appointed Prince Imperial.
Konin justified the zeal of his supporters, but his benevolent and upright reign has been sullied by historical romanticists, who represent him as party to an unnatural intrigue based on the alleged licentiousness and shamelessness of his consort, Princess Inokami, a lady then in her fifty-sixth year with a hitherto blameless record. Much space has been given to this strange tale by certain annalists, but its only apparent basis of fact would seem to be that Momokawa, wishing to secure the succession to Prince Yamabe—afterwards Emperor Kwammu—compassed the deaths of the Empress Inokami and her son, Osabe, the heir apparent. They were probably poisoned on the same day, and stories injurious to the lady's reputation—stories going so far as to accuse her of attempting the life of the Emperor by incantation—were circulated in justification of the murder. Certain it is, however, that to Momokawa's exertions the Emperor Kwammu owed his accession, as had his father, Konin. Kwammu, known in his days of priesthood as Yamabe, was Konin's eldest son, and would have been named Prince Imperial on his father's ascent of the throne had not his mother, Takano, been deficient in qualifications of lineage. He had held the posts of president of the University and minister of the Central Department, and his career, alike in office and on the throne, bore witness to the wisdom of his supporters.
Konin defended the passion of his supporters, but his kind and honorable reign has been tarnished by historical romantics, who portray him as involved in a unnatural scheme based on accusations of immorality and shamelessness associated with his wife, Princess Inokami, a woman who was then fifty-six and had a previously unblemished reputation. Certain historians have devoted considerable space to this bizarre story, yet the only apparent basis for it seems to be that Momokawa, wanting to ensure the succession of Prince Yamabe—who later became Emperor Kwammu—was responsible for the deaths of Empress Inokami and her son, Osabe, the heir apparent. They were likely poisoned on the same day, and damaging rumors about her character—some even claiming she tried to kill the Emperor through sorcery—were spread as excuses for the murders. It is clear, however, that Emperor Kwammu's rise to power was due to Momokawa’s efforts, just as it had been for his father, Konin. Kwammu, who was known as Yamabe during his time as a priest, was Konin's eldest son and would have been named Prince Imperial when his father ascended the throne if his mother, Takano, had met the required standards of lineage. He had served as president of the University and minister of the Central Department, and his career, both in politics and as a ruler, demonstrated the wisdom of his supporters.
As illustrating the religious faith of the age, it is noteworthy that Momokawa, by way of promoting Prince Yamabe's interests, caused a statue to be made in his likeness, and, enshrining it in the temple Bonshaku-ji, ordered the priests to offer supplications in its behalf. The chronicle further relates that after the deaths of the Empress (Inokami) and her son (Osabe), Momokawa and Emperor Konin were much troubled by the spirits of the deceased. That kind of belief in the maleficent as well as in the beneficent powers of the dead became very prevalent in later times. Momokawa died before the accession of Kwammu, but to him was largely due the great influence subsequently wielded by the Fujiwara at Court. It is on record that Kwammu, speaking in after years to Momokawa's son, Otsugu, recalled his father's memory with tears, and said that but for Momokawa he would never have reigned over the empire.
As a reflection of the religious beliefs of the time, it's important to note that Momokawa, to support Prince Yamabe's interests, had a statue made in his likeness and placed it in the Bonshaku-ji temple, instructing the priests to pray for it. The chronicle also mentions that after the deaths of Empress Inokami and her son Osabe, both Momokawa and Emperor Konin were greatly troubled by the spirits of the deceased. This belief in both the harmful and helpful powers of the dead became quite common in later years. Momokawa passed away before Kwammu became emperor, but he played a significant role in the considerable influence that the Fujiwara family later held at Court. Records indicate that in later years, Kwammu spoke to Momokawa's son, Otsugu, with tears in his eyes, recalling his father's memory and stating that without Momokawa, he would never have ruled over the empire.
The fact is that the Fujiwara were a natural outcome of the situation. The Tang systems, which Kamatari, the great founder of the family, had been chiefly instrumental in introducing, placed in the hands of the sovereign powers much too extensive to be safely entrusted to a monarch qualified only by heredity. Comprehending the logic of their organization, the Chinese made their monarchs' tenure of authority depend upon the verdict of the nation. But in Japan the title to the crown being divinely bequeathed, there could be no question of appeal to a popular tribunal. So long as men like Kotoku, Tenchi, and Temmu occupied the throne, the Tang polity showed no flagrant defects. But when the exercise of almost unlimited authority fell into the hands of a religious fanatic like Shomu, or a licentious lady like Koken, it became necessary either that the principle of heredity should be set aside altogether, or that some method of limited selection should be employed.
The truth is that the Fujiwara were a natural result of the situation. The Tang systems, which Kamatari, the great founder of the family, played a key role in introducing, gave the sovereign powers too much control to be safely entrusted to a monarch who was just qualified by bloodline. Understanding the logic of their structure, the Chinese made their monarchs' authority depend on the will of the people. However, in Japan, since the crown was considered divinely passed down, there was no way to appeal to a public court. As long as leaders like Kotoku, Tenchi, and Temmu were on the throne, the Tang government had no major flaws. But when nearly unlimited power fell into the hands of someone like Shomu, a religious fanatic, or Koken, a morally reckless woman, it became essential to either completely set aside the principle of heredity or to find a way to limit the selection of rulers.
It was then that the Fujiwara became a species of electoral college, not possessing, indeed, any recognized mandate from the nation, yet acting in the nation's behalf to secure worthy occupants for the throne. For a time this system worked satisfactorily, but ultimately it inosculated itself with the views it was designed to nullify, and the Fujiwara became flagrant abusers of the power handed down to them. Momokawa's immediate followers were worthy to wear his mantle. Tanetsugu, Korekimi, Tsugunawa—these are names that deserve to be printed in letters of gold on the pages of Japan's annals. They either prompted or presided over the reforms and retrenchments that marked Kwammu's reign, and personal ambition was never allowed to interfere with their duty to the State.
It was then that the Fujiwara became like an electoral college, not having any official approval from the nation, yet acting on its behalf to ensure deserving people occupied the throne. For a while, this system worked well, but eventually, it became intertwined with the ideas it was meant to oppose, and the Fujiwara became blatant abusers of the power given to them. Momokawa's immediate followers were worthy of his legacy. Tanetsugu, Korekimi, Tsugunawa—these names deserve to be celebrated in the history books of Japan. They either initiated or oversaw the reforms and cutbacks that defined Kwammu's reign, and personal ambition was never allowed to get in the way of their duty to the State.
IMPERIAL PRINCES
Contemporaneously with the rise of the Fujiwara to the highest places within reach of a subject, an important alteration took place in the status of Imperial princes. There was no relation of cause and effect between the two things, but in subsequent times events connected them intimately. According to the Daika legislation, not only sons of sovereigns but also their descendants to the fifth generation were classed as members of the Imperial family and inherited the title of "Prince" (0). Ranks (hon-i) were granted to them and they often participated in the management of State affairs. But no salaries were given to them; they had to support themselves with the proceeds of sustenance fiefs. The Emperor Kwammu was the first to break away from this time-honoured usage. He reduced two of his own sons, born of a non-Imperial lady, from the Kwobetsu class to the Shimbetsu, conferring on them the uji names of Nagaoka and Yoshimine, and he followed the same course with several of the Imperial grandsons, giving them the name of Taira.
At the same time that the Fujiwara family was rising to the highest positions available to subjects, there was a significant change in the status of Imperial princes. There wasn't a direct cause-and-effect relationship between these two events, but later on, they became closely linked. According to the Daika laws, not only sons of emperors but also their descendants up to the fifth generation were considered part of the Imperial family and inherited the title of "Prince." They were given ranks (hon-i) and often took part in government affairs. However, they were not paid salaries; they had to support themselves from the revenues of land grants. Emperor Kwammu was the first to break this long-standing tradition. He downgraded two of his sons, born of a non-Imperial woman, from the Kwobetsu class to the Shimbetsu class, giving them the uji names Nagaoka and Yoshimine, and did the same for several of his grandsons, naming them Taira.
Thenceforth, whenever a sovereign's offspring was numerous, it became customary to group them with the subject class under a family name. A prince thus reduced received the sixth official rank (roku-i), and was appointed to a corresponding office in the capital or a province, promotion following according to his ability and on successfully passing the examination prescribed for Court officials. Nevertheless, to be divested of the title of "Prince" did not mean less of princely prestige. Such nobles were always primi inter pares. The principal uji thus created were Nagaoka, Yoshimine, Ariwara, Taira, and Minamoto.
From then on, whenever a ruler had many children, it became common to group them with the common people under a family name. A prince who was put into this position received the sixth official rank (roku-i) and was assigned to a related office in the capital or a province, with promotions based on his abilities and successfully passing the exam for Court officials. However, losing the title of "Prince" didn't mean losing status. These nobles were always first among equals. The main clans that formed were Nagaoka, Yoshimine, Ariwara, Taira, and Minamoto.
THE TAIRA FAMILY
Prince Katsurabara was the fifth son of the Emperor Kwammu. Intelligent, reserved, and a keen student, he is said to have understood the warnings of history as clearly as its incentives. He petitioned the Throne that the title of should be exchanged in his children's case for that of Taira no Asomi (Marquis of Taira). This request, though several times repeated, was not granted until the time (889) of his grandson, Takamochi, who became the first Taira no Asomi and governor of Kazusa province. He was the grandfather of Masakado and great-grandfather of Tadamori, names celebrated in Japanese history. For generations the Taira asomi were appointed generals of the Imperial guards conjointly with the Minamoto, to be presently spoken of. The name of Taira was conferred also on three other sons of Kwammu, the Princes Mamta, Kaya, and Nakano, so that there were four Tairahouses just as there were four Fujiwara.
Prince Katsurabara was the fifth son of Emperor Kwammu. He was intelligent, reserved, and a dedicated student, known for his understanding of history's warnings as well as its incentives. He petitioned the Throne to allow his children's title to be changed to Taira no Asomi (Marquis of Taira). This request, though made several times, wasn't granted until the time of his grandson, Takamochi, in 889, who became the first Taira no Asomi and governor of Kazusa province. He was the grandfather of Masakado and great-grandfather of Tadamori, names that are well-known in Japanese history. For generations, the Taira asomi held the position of generals of the Imperial guards alongside the Minamoto, who will be mentioned later. The name Taira was also given to three other sons of Kwammu: Princes Mamta, Kaya, and Nakano, resulting in four Taira houses, just like there were four Fujiwara houses.
THE MINAMOTO FAMILY
The Emperor Saga (810) had fifty children. From the sixth son downwards they were grouped under the uji of Minamoto. All received appointments to important offices. This precedent was even more drastically followed in the days of the Emperor Seiwa (859-876). To all his Majesty's sons, except the Crown Prince, the uji of Minamoto was given. The best known among these early Minamoto was Tsunemoto, commonly called Prince Rokuson. He was a grandson of the Emperor Seiwa, celebrated for two very dissimilar attainments, which, nevertheless, were often combined in Japan—the art of composing couplets and the science of commanding troops. Appointed in the Shohyo era (931-937) to be governor of Musashi, the metropolitan province of modern Japan, his descendants constituted the principal among fourteen Minamoto houses. They were called the Seiwa Genji, and next in importance came the Saga Genji and the Murakami Genji.*
The Emperor Saga (810) had fifty children. From the sixth son onward, they were organized under the Minamoto clan. All of them received important positions. This trend was even more strongly followed during the reign of Emperor Seiwa (859-876). All of his Majesty's sons, except the Crown Prince, were designated under the Minamoto clan. The most well-known among these early Minamoto was Tsunemoto, often referred to as Prince Rokuson. He was a grandson of Emperor Seiwa and was celebrated for two very different skills that were often combined in Japan—the art of writing couplets and the ability to lead troops. Appointed as the governor of Musashi during the Shohyo era (931-937), which is the modern metropolitan province of Japan, his descendants formed the leading branch among the fourteen Minamoto households. They were known as the Seiwa Genji, followed in importance by the Saga Genji and the Murakami Genji.*
*That is to say, descended from the Emperor Murakami (947-967). Gen is the Chinese sound of Minamoto and ji (jshi) represents uji. The Minamoto are alluded to in history as either the Genji or the Minamoto. Similarly, hei being the Chinese pronunciation of Taira, the latter are indiscriminately spoken of Taira or Heike (ke = house). Both names are often combined into Gen-pei.
*In other words, descended from Emperor Murakami (947-967). Gen is the Chinese pronunciation of Minamoto, and ji (jshi) represents uji. The Minamoto are referred to in history as either the Genji or the Minamoto. Likewise, hei is the Chinese pronunciation of Taira, and they are commonly referred to as Taira or Heike (ke = house). Both names are often combined into Gen-pei.
UJI NO CHOJA AND GAKU-IN NO BETTO
The imperially descended uji spoken of above, each consisting of several houses, were grouped according to their names, and each group was under the supervision of a chief, called uji no choja or uji no cho. Usually, as has been already stated, the corresponding position in an ordinary uji was called uji no Kami and belonged to the first-born of the principal house, irrespective of his official rank. But in the case of the imperially descended uji, the chief was selected and nominated by the sovereign with regard to his administrative post. With the appointment was generally combined that of Gaku-in no betto, or commissioner of the academies established for the youths of the uji. The principal of these academies was the Kwangaku-in of the Fujiwara. Founded by Fujiwara Fuyutsugu, minister of the Left, in the year 821, and endowed with a substantial part of his estate in order to afford educational advantages for the poorer members of the great family, this institution rivalled even the Imperial University, to be presently spoken of. It was under the superintendence of a special commissioner (benkwari).
The uji of imperial descent mentioned above, each made up of several houses, were organized by their names, and each group was overseen by a leader, called uji no choja or uji no cho. Typically, as previously noted, the equivalent position in an ordinary uji was called uji no Kami and belonged to the first-born of the main house, regardless of his official rank. However, in the case of the uji of imperial descent, the leader was chosen and appointed by the sovereign concerning his administrative role. This appointment generally included that of Gaku-in no betto, or commissioner of the academies set up for the youths of the uji. The head of these academies was the Kwangaku-in of the Fujiwara. Established by Fujiwara Fuyutsugu, Minister of the Left, in 821, and funded with a significant portion of his estate to provide educational opportunities for the less affluent members of the prestigious family, this institution rivaled even the Imperial University, which will be discussed shortly. It was managed by a special commissioner (benkwari).
Next in importance was the Shogaku-in of the Minamoto, established by Ariwara Yukihira in the year 881. Ariwara being a grandson of the Emperor Saga, a member of the Saga Genji received the nomination of chief commissioner; but in the year 1140, the minister of the Right, Masasada, a member of the Murakami Genji, was appointed to the office, and thenceforth it remained in the hands of that house. Two other educational institutions were the Junna-in of the O-uji and the Gakukwan-in of the Tachibana-iyt, the former dating from the year 834 and the latter from 820. It is not on record that there existed any special school under Taira auspices.
Next in importance was the Shogaku-in of the Minamoto, founded by Ariwara Yukihira in 881. Ariwara, being a grandson of Emperor Saga and part of the Saga Genji, was appointed chief commissioner. However, in 1140, the minister of the Right, Masasada, a member of the Murakami Genji, took over the position, which then remained with that family. Two other educational institutions were the Junna-in of the O-uji, established in 834, and the Gakukwan-in of the Tachibana-iyt, which dates back to 820. There is no record of any special school under Taira support.
AGRICULTURE
One of the principal duties of local governors from the time of the Daika reforms was to encourage agriculture. A rescript issued by the Empress Gensho in the year 715 declared that to enrich the people was to make the country prosperous, and went on to condemn the practice of devoting attention to rice culture only and neglecting upland crops, so that, in the event of a failure of the former, the latter did not constitute a substitute. It was therefore ordered that barley and millet should be assiduously grown, and each farmer was required to lay down two tan (2/3 acre) annually of these upland cereals. Repeated proclamations during the eighth century bear witness to official solicitude in this matter, and in 723 there is recorded a distribution of two koku (nearly ten bushels) of seeds, ten feet of cotton cloth, and a hoe (kuwa) to each agriculturist throughout the empire. Such largesse suggests a colossal operation, but, in fact, it meant little more than the remission of about a year's taxes. Necessarily, as the population increased, corresponding extension of the cultivated area became desirable, and already, in the year 722, a work of reclamation on a grand scale was officially undertaken by organizing a body of peasants and sending them to bring under culture a million cho (two and a half million acres) of new land. This interesting measure is recorded without any details whatever.
One of the main responsibilities of local governors since the Daika reforms was to promote agriculture. A decree issued by Empress Gensho in 715 stated that enriching the people would lead to a prosperous country and criticized the focus on rice cultivation while neglecting upland crops, which couldn’t support the population if rice failed. Therefore, it was mandated that barley and millet be diligently grown, with each farmer required to cultivate two tan (2/3 acre) of these upland grains annually. Multiple proclamations throughout the eighth century highlight the government’s concern in this area, and in 723, records show a distribution of two koku (almost ten bushels) of seeds, ten feet of cotton cloth, and a hoe (kuwa) to every farmer in the empire. This generosity implies a massive effort, but in reality, it was little more than a tax exemption for about a year. As the population grew, expanding the cultivated land became necessary, and already in 722, an extensive reclamation project was officially initiated by organizing a group of peasants to cultivate a million cho (two and a half million acres) of new land. This significant measure is documented without any further details.
Private initiative was also liberally encouraged. An Imperial rescript promised that any farmer harvesting three thousand koku (fifteen thousand bushels) of cereals from land reclaimed by himself should receive the sixth class order of merit (kun roku-to), while a crop of over a thousand koku and less than three thousand would carry lifelong exemption from forced labour. The Daika principle that the land was wholly the property of the Crown had thus to yield partially to the urgency of the situation, and during the third decade of the eighth century it was enacted that, if a man reclaimed land by utilizing aqueducts and reservoirs already in existence, the land should belong to him for his lifetime, while if the reservoirs and aqueducts were of his own construction, the right of property should be valid for three generations.* From the operation of this law the provincial governors were excepted; the usufruct of lands reclaimed by them was limited to the term of their tenure of office, though, as related already, legislation in their case varied greatly from time to time.
Private initiative was also widely encouraged. An Imperial decree promised that any farmer who harvested three thousand koku (fifteen thousand bushels) of cereals from land they reclaimed would receive the sixth-class order of merit (kun roku-to), while a crop of over a thousand koku but less than three thousand would grant them a lifelong exemption from forced labor. The principle that all land belonged to the Crown had to give way somewhat to the urgency of the situation, and in the third decade of the eighth century, it was established that if a person reclaimed land using existing aqueducts and reservoirs, they would own it for their lifetime. If they built the reservoirs and aqueducts themselves, the property right would last for three generations.* Provincial governors were excluded from this law, as their use of land reclaimed by them was limited to their term in office, although, as mentioned earlier, legislation regarding them varied greatly over time.
*This system was called Sansei-isshin no ho. It is, perhaps, advisable to note that the Daika system of dividing the land for sustenance purposes applied only to land already under cultivation.
*This system was called Sansei-isshin no ho. It's worth mentioning that the Daika system of dividing land for food production only applied to land that was already being farmed.
For a certain period the system of "three generations, or one life" worked smoothly enough; but subsequently it was found that as the limit of time approached, farmers neglected to till the land and suffered it to lie waste. Therefore, in the year 743, the Government enacted that all reclaimed land should be counted the perpetual property of the reclaimer, with one proviso, namely, that three years of neglect to cultivate should involve confiscation. The recognition of private ownership was not unlimited. An area of five hundred cho (1250 acres) was fixed as the superior limit, applicable only to the case of a "First Class" prince, the quantities being thereafter on a sliding scale down to ten cho (twenty-five acres). Any excess resulting from previous accretions was to revert to the State. Evidently the effective operation of such a system predicated accurate surveys and strict supervision. Neither of these conditions existed in Japan at that remote period. The prime purpose of the legislators was achieved, since the people devoted themselves assiduously to land reclamation; but by free recourse to their power of commanding labour, the great families acquired estates largely in excess of the legal limit. A feature of the Nara epoch was the endowment of the Buddhist temples with land by men of all classes, and the sho-en, or temple domain, thus came into existence.
For a while, the system of "three generations, or one life" worked pretty well; however, it was later found that as the time limit approached, farmers started ignoring their land and let it go to waste. So, in 743, the Government declared that all reclaimed land would be considered the permanent property of the person who reclaimed it, with one condition: if the land was left uncultivated for three years, it could be taken back. The recognition of private ownership wasn’t absolute. A limit of five hundred cho (1,250 acres) was set for "First Class" princes, and then the amount decreased down to ten cho (twenty-five acres). Any excess from prior gains would revert to the State. Clearly, for such a system to work effectively, accurate surveys and strict oversight were necessary. Neither of these conditions existed in Japan at that time. The main goal of the lawmakers was met, as people actively engaged in land reclamation; however, powerful families exploited their ability to command labor and ended up with estates far larger than the legal limit. One notable aspect of the Nara period was that individuals from all social classes donated land to Buddhist temples, leading to the establishment of the sho-en, or temple domain.
STOCK FARMING
Information on the subject of stock farming is scanty and indirect, but in the year 713 we find a rescript ordering the provincials of Yamashiro to provide and maintain fifty milch-cows, and in 734, permission was given that all the districts in the Tokai-do, the Tosan-do, and the Sanin-do might trade freely in cattle and horses. Seven years later (741), when Shomu occupied the throne, and when Buddhism spread its protecting mantle over all forms of life, an edict appeared condemning anyone who killed a horse or an ox to be flogged with a hundred strokes and to be fined heavily. Only one other reference to stock farming appears in the annals of the Nara epoch: the abolition of the two pastures at Osumi and Himeshima in the province of Settsu was decreed in 771, but no reason is recorded.
Information on stock farming is limited and indirect, but in the year 713, there was an order for the people of Yamashiro to provide and care for fifty milking cows. In 734, it was permitted for all districts in the Tokai-do, Tosan-do, and Sanin-do to trade freely in cattle and horses. Seven years later (741), during Shomu's reign, when Buddhism was promoting the protection of all forms of life, a decree was issued punishing anyone who killed a horse or an ox with a hundred lashes and a hefty fine. The only other mention of stock farming during the Nara period is when the two pastures at Osumi and Himeshima in the province of Settsu were abolished in 771, although no reason was provided.
SERICULTURE
From the remotest times sericulture was assiduously practised in Japan, the ladies of the Imperial Court, from the Empress downwards, taking an active part in the pursuit. The wave of Buddhist zeal which swept over Japan in the eighth century gave a marked impulse to this branch of industry, for the rich robes of the priests constituted a special market.
From ancient times, sericulture has been diligently practiced in Japan, with the women of the Imperial Court, including the Empress, actively involved in it. The wave of Buddhist enthusiasm that spread across Japan in the eighth century provided a significant boost to this industry because the priests' elaborate robes created a special demand.
ORANGES
It is recorded in the Chronicles that Tajimamori, a Korean emigrant of royal descent, was sent to the "Eternal Land" by the Emperor Suinin, in the year A.D. 61, to obtain "the fragrant fruit that grows out of season;" that, after a year's absence, he returned, and finding the Emperor dead, committed suicide at his tomb. The "fragrant fruit" is understood to have been the orange, then called tachibana (Citrus nobilis). If the orange really reached Japan at that remote date, it does not appear to have been cultivated there, for the importation of orange trees from China is specially mentioned as an incident of the early Nara epoch.
It is recorded in the Chronicles that Tajimamori, a Korean emigrant of royal heritage, was sent to the "Eternal Land" by Emperor Suinin in A.D. 61 to obtain "the fragrant fruit that grows out of season." After being away for a year, he returned only to find the Emperor had died, and he committed suicide at the tomb. The "fragrant fruit" is believed to have been the orange, which was then called tachibana (Citrus nobilis). If oranges actually made it to Japan back then, they don’t seem to have been cultivated, as the importation of orange trees from China is specifically noted as a part of the early Nara period.
INDUSTRIES
One of the unequivocal benefits bestowed on Japan by Buddhism was a strong industrial and artistic impulse. Architecture made notable progress owing to the construction of numerous massive and magnificent temples and pagodas. One of the latter, erected during the reign of Temmu, had a height of thirteen storeys. The arts of casting and of sculpture, both in metal and in wood, received great development, as did also the lacquer industry. Vermilion lacquer was invented in the time of Temmu, and soon five different colours could be produced, while to the Nara artisans belongs the inception of lacquer strewn with makie. Lacquer inlaid with mother-of-pearl was another beautiful concept of the Nara epoch. A special tint of red was obtained with powdered coral, and gold and silver were freely used in leaf or in plates. As yet, history does not find any Japanese painter worthy of record. Chinese and Korean masters remained supreme in that branch of art.
One of the clear benefits that Buddhism brought to Japan was a strong push for industry and the arts. Architecture saw significant advancement due to the building of many impressive temples and pagodas. One such pagoda, built during Temmu's reign, reached a height of thirteen stories. The arts of metal and wood casting, along with sculpture, developed greatly, as did the lacquer industry. Vermilion lacquer was created during Temmu's time, and soon five different colors could be made. The artisans of Nara are credited with the introduction of lacquer decorated with makie. Lacquer inlaid with mother-of-pearl was another beautiful innovation from the Nara period. A special shade of red was achieved using powdered coral, while gold and silver were often incorporated in leaves or plates. So far, history has not recorded any Japanese painter of note; Chinese and Korean masters continued to dominate that art form.
TRADE
Commerce with China and Korea was specially active throughout the eighth century, and domestic trade also nourished. In the capital there were two markets where people assembled at noon and dispersed at sunset. Men and women occupied different sections, and it would seem that transactions were subject to strict surveillance. Thus, if any articles of defective quality or adulterated were offered for sale, they were liable to be confiscated officially, and if a buyer found that short measure had been given, he was entitled to return his purchase. Market-rates had to be conformed with, and purchasers were required to pay promptly. It appears that trees were planted to serve as shelter or ornament, for we read of "trees in the Market of the East" and "orange trees in the market of Kaika."
Trade with China and Korea was particularly active throughout the eighth century, and local commerce also thrived. In the capital, there were two markets where people gathered at noon and left by sunset. Men and women had separate areas, and it seemed like transactions were closely monitored. So, if any items of poor quality or mixed goods were sold, they could be officially confiscated, and if a buyer realized they received the wrong amount, they could return their purchase. Market prices had to be followed, and buyers were expected to pay on time. It seems that trees were planted for shade or decoration, as we read about "trees in the Market of the East" and "orange trees in the market of Kaika."
HABITATIONS
The Buddhist temple, lofty, spacious, with towering tiled roof, massive pillars and rich decoration of sculpture and painting, could not fail to impart an impetus to Japanese domestic architecture, especially as this impressive apparition was not evolved gradually under the eyes of the nation but was presented to them suddenly in its complete magnificence. Thus it is recorded that towards the close of the seventh century, tiled roofs and greater solidity of structure began to distinguish official buildings, as has been already noted. But habitations in general remained insignificant and simple. A poem composed by the Dowager Empress Gensho (724) with reference to the dwelling of Prince Nagaya is instructive:
The Buddhist temple, grand and spacious, with its towering tiled roof, massive pillars, and intricate decorations of sculpture and painting, undoubtedly influenced Japanese domestic architecture. This was especially true since this striking structure was not gradually developed in front of the nation but was revealed to them all at once in its full splendor. Records show that by the late seventh century, tiled roofs and sturdier building designs began to characterize official buildings, as previously mentioned. However, homes in general still remained small and simple. A poem written by Dowager Empress Gensho (724) about Prince Nagaya’s residence is telling:
"Hata susuki" (Thatched with miscanthus)
"Obana sakafuki" (And eularia)
"Kuro-ki mochi" (Of ebon timbers built, a house)
"Tsukureru yado wa" (Will live a myriad years.)
"Yorozu yo made ni."
"Hata susuki" (Thatched with miscanthus)
"Obana sakafuki" (And eularia)
"Kuro-ki mochi" (Built with ebony timbers, a house)
"Tsukureru yado wa" (Will last for countless years.)
"Yorozu yo made ni."
This picture of a nobleman's dwelling in the eighth century is not imposing. In the very same year the Emperor Shomu, responding to an appeal from the council of State, issued an edict that officials of the fifth rank and upwards and wealthy commoners should build residences with tiled roofs and walls plastered in red. This injunction was only partly obeyed: tiles came into more general use, but red walls offended the artistic instinct of the Japanese. Nearly fifty years later, when (767-769) the shrine of Kasuga was erected at Nara in memory of Kamatari, founder of the Fujiwara family, its pillars were painted in vermilion, and the fashion inaugurated found frequent imitation in later years.
This image of a nobleman's house in the eighth century isn't very impressive. In the same year, Emperor Shomu, responding to a request from the council of State, issued a decree that officials of the fifth rank and above, along with wealthy commoners, should build homes with tiled roofs and red-plastered walls. This order was only partially followed: tiles became more common, but red walls clashed with the artistic sensibilities of the Japanese. Nearly fifty years later, when the shrine of Kasuga was built in Nara in memory of Kamatari, the founder of the Fujiwara family, its pillars were painted bright red, and this trend was often copied in later years.
Of furniture the houses had very little as compared with Western customs. Neither chairs nor bedsteads existed; people sat and slept on the floor, separated from it only by mats made of rice-straw, by cushions or by woollen carpets, and in aristocratic houses there was a kind of stool to support the arm of the sitter, a lectern, and a dais for sitting on. Viands were served on tables a few inches high, and people sat while eating. From the middle of the seventh century a clepsydra of Chinese origin was used to mark the hours.
The houses had very little furniture compared to Western customs. There were no chairs or beds; people sat and slept on the floor, which was covered only by rice-straw mats, cushions, or wool carpets. In wealthier homes, there was a type of stool to support the sitter's arm, a lectern, and a platform for sitting. Meals were served on low tables, and people would sit while eating. Starting in the middle of the seventh century, a water clock of Chinese origin was used to keep track of time.
The first of these instruments is recorded to have been made in A.D. 660, and tradition does not tell what device had previously served the purpose. When temple bells came into existence, the hours were struck on them for public information, and there is collateral evidence that some similar system of marking time had been resorted to from early eras. But the whole story is vague. It seems, however, that the method of counting the hours was influenced by the manner of striking them. Whether bronze bell or wooden clapper was used, three preliminary strokes were given by way of warning, and it therefore became inexpedient to designate any of the hours "one," "two," or "three." Accordingly the initial number was four, and the day being divided into six hours, instead of twelve, the highest number became nine, which corresponded to the Occidental twelve.*
The first of these instruments is recorded to have been made in A.D. 660, and tradition doesn't specify what device was used before that. When temple bells were introduced, they marked the hours for public notice, and there is some evidence that a similar system for tracking time was in place from early times. However, the details are unclear. It appears that the way hours were counted was influenced by how they were struck. Whether a bronze bell or wooden clapper was used, three preliminary strokes were given as a warning, which made it impractical to call any of the hours "one," "two," or "three." So, the first hour was designated as four, and since the day was divided into six hours instead of twelve, the highest number became nine, matching the Western twelve.*
*There were no subdivisions into minutes and seconds in old Japan.
The only fraction of an hour was one-half.
*There were no divisions into minutes and seconds in ancient Japan.
The only fraction of an hour was one-half.
BELLS
Concerning the bells here mentioned, they are one of the unexplained achievements of Japanese casters. In Europe the method of producing a really fine-toned bell was evolved by "ages of empirical trials," but in Japan bells of huge size and exquisite note were cast in apparent defiance of all the rules elaborated with so much difficulty in the West. One of the most remarkable hangs in the belfry of Todai-ji at Nara. It was cast in the year 732 when Shomu occupied the throne; it is 12 feet 9 inches high; 8 feet 10 inches in diameter; 10 inches thick, and weighs 49 tons. There are great bells also in the temples at Osaka and Kyoto, and it is to be noted that early Japanese bronze work was largely tributary and subsidiary to temple worship. Temple bells, vases, gongs, mirrors and lanterns are the principal items in this class of metal-working, until a much later period with its smaller ornaments.
Regarding the bells mentioned here, they are one of the unexplained achievements of Japanese metalworkers. In Europe, the technique for creating a truly well-tuned bell developed over "ages of empirical trials," but in Japan, massive bells with beautiful tones were made seemingly without regard for the complex rules established in the West. One of the most remarkable bells is housed in the belfry of Todai-ji in Nara. It was cast in 732 during the reign of Shomu; it stands 12 feet 9 inches tall, has a diameter of 8 feet 10 inches, is 10 inches thick, and weighs 49 tons. There are also large bells in the temples of Osaka and Kyoto, and it's noteworthy that early Japanese bronze work was primarily focused on temple worship. Temple bells, vases, gongs, mirrors, and lanterns are the main items in this category of metalworking until a much later period, which featured smaller ornaments.
Very few references to road making are found in the ancient annals, but the reign of the Empress Gensho (715-723) is distinguished as the time when the Nakasen-do, or Central Mountain road, was constructed. It runs from Nara to Kyoto and thence to the modern Tokyo, traversing six provinces en route. Neither history nor tradition tells whether it was wholly made in the days of Gensho or whether, as seems more probable, it was only commenced then and carried to completion in the reign of Shomu (724-748), when a large force of troops had to be sent northward against the rebellious Yemishi. Doubtless the custom of changing the capital on the accession of each sovereign had the effect of calling many roads into existence, but these were of insignificant length compared with a great trunk highway like the Nakasen-do.
Very few references to road construction can be found in ancient records, but the reign of Empress Gensho (715-723) stands out as the period when the Nakasen-do, or Central Mountain Road, was built. It connects Nara to Kyoto and then to modern-day Tokyo, passing through six provinces along the way. Neither history nor tradition specifies whether it was completely constructed during Gensho's time or, as seems more likely, only started then and finished during the reign of Shomu (724-748), when a large number of troops had to be sent north to deal with the rebellious Yemishi. It's likely that the practice of moving the capital with each new ruler generated many new roads, but those were quite short compared to a major highway like the Nakasen-do.
Along these roads the lower classes travelled on foot; the higher on horseback, and the highest in carts drawn by bullocks. For equestrians who carried official permits, relays of horses could always be obtained at posting stations. Among the ox-carts which served for carriages, there was a curious type, distinguished by the fact that between the shafts immediately in front of the dashboard stood a figure whose outstretched arm perpetually pointed south. This compass-cart, known as the "south-pointing chariot," was introduced from China in the year 658. There was also a "cloud-chariot," but this served for war purposes only, being a movable erection for overlooking an enemy's defensive work, corresponding to the turris of Roman warfare. Borrowed also from China was a battering engine which moved on four wheels, and, like the cloud-chariot, dated from 661, when a Tang army invaded Korea.
Along these roads, the lower classes walked; the upper classes rode horses, and the elite traveled in carts pulled by oxen. Equestrians with official permits could always get fresh horses at posting stations. Among the ox-carts that acted as carriages, there was a unique type known as the "south-pointing chariot," which featured a figure ahead of the dashboard with an arm that constantly pointed south. This compass-cart was brought over from China in 658. There was also a "cloud-chariot," but it was used only for military purposes, serving as a movable structure to survey enemy defenses, similar to the Roman turris in warfare. Additionally, a battering ram was borrowed from China that moved on four wheels, and like the cloud-chariot, it dated back to 661, when a Tang army invaded Korea.
HABILIMENTS
A reader of the Chronicles is struck by the fact that from the close of the seventh century much official attention seems to have been bestowed on the subject of costume. Thus, during the last five years of the Emperor Temmu's reign—namely, from 681—we find no less than nine sumptuary regulations issued. The first was an edict, containing ninety-two articles, of which the prologue alone survives, "The costumes of all, from the princes of the Blood down to the common people, and the wearing of gold and silver, pearls and jewels, purple, brocade, embroidery, fine silks, together with woollen carpets, head-dresses, and girdles, as well as all kinds of coloured stuffs, are regulated according to a scale, the details of which are given in the written edict." In the next year (682), another edict forbids the wearing of caps of rank, aprons, broad girdles, and leggings by princes or public functionaries, as well as the use of shoulder-straps or mantillas by palace stewards or ladies-in-waiting. The shoulder-strap was a mark of manual labour, and its use in the presence of a superior has always been counted as rude in Japan.
A reader of the Chronicles notices that since the end of the seventh century, a lot of official focus seems to have been put on attire. During the last five years of Emperor Temmu's reign—specifically from 681—we see at least nine regulations regarding clothing issued. The first was an edict consisting of ninety-two articles, but only the prologue has survived: "The clothing of everyone, from the royal family to ordinary people, and the wearing of gold and silver, pearls and jewels, purple, brocade, embroidery, fine silks, as well as wool carpets, headpieces, and belts, along with all kinds of colored fabrics, are regulated according to a scale, the details of which are outlined in the written edict." The following year (682), another edict banned princes and public officials from wearing rank caps, aprons, wide belts, and leggings, as well as the use of shoulder straps or mantillas by palace stewards or ladies-in-waiting. The shoulder strap was seen as a sign of manual labor, and wearing it in front of a superior has always been considered disrespectful in Japan.
A few days later, this meticulous monarch is found commanding men and women to tie up their hair, eight months being granted to make the change, and, at the same time, the practice of women riding astride on horseback came into vogue, showing that female costume had much in common with male. Caps of varnished gauze, after the Chinese type, began to be worn by both sexes simultaneously with the tying-up of the hair. Two years later, women of forty years or upwards were given the option of tying up their hair or letting it hang loose, and of riding astride or side-saddle as they pleased. At the same time, to both sexes, except on State occasions, liberty of choice was accorded in the matter of wearing sleeveless jackets fastened in front with silk cords and tassels, though in the matter of trousers, men had to gather theirs in at the bottom with a lace. By and by, the tying up of the hair by women was forbidden in its turn; the wearing of leggings was sanctioned, and the colours of Court costumes were strictly determined according to the rank of the wearer red, deep purple, light purple, dark green, light green, deep grape-colour and light grape-colour being the order from above downwards.
A few days later, this detail-oriented king is found ordering men and women to tie up their hair, giving them eight months to make the change. At the same time, it became fashionable for women to ride horses astride, demonstrating that female clothing had a lot in common with male attire. Caps made of shiny gauze, inspired by Chinese styles, began to be worn by both genders alongside the new hairstyle. Two years later, women aged forty and older were given the choice to either tie up their hair or let it hang loose, as well as the option to ride either astride or side-saddle as they wished. Additionally, both genders were allowed the freedom to choose whether to wear sleeveless jackets fastened in front with silk cords and tassels, except on State occasions. However, when it came to trousers, men had to cinch theirs at the bottom with a lace. Eventually, women were banned from tying up their hair; wearing leggings was approved, and the colors of Court costumes were strictly regulated based on the wearer’s rank, with red, deep purple, light purple, dark green, light green, deep grape, and light grape arranged from highest to lowest rank.
All this attention to costume is suggestive of much refinement. From the eighth century even greater care was devoted to the subject. We find three kinds of habiliments prescribed—full dress (reifuku), Court dress (chofuku) and uniform (seifuku)—with many minor distinctions according to the rank of the wearer. Broadly speaking, the principal garments were a paletot, trousers, and a narrow girdle tied in front. The sleeves of the paletot were studiously regulated. A nobleman wore them long enough to cover his hands, and their width—which in after ages became remarkable—was limited in the Nara epoch to one foot. The manner of folding the paletot over the breast seems to have perplexed the legislators for a time. At first they prescribed that the right should be folded over the left (hidarimae), but subsequently (719) an Imperial decree ordered that the left should be laid across the right (migimae), and since that day, nearly twelve hundred years ago, there has not been any departure from the latter rule. Court officials carried a baton (shaku), that, too, being a habit borrowed from China.
All this focus on clothing suggests a lot of sophistication. Starting in the eighth century, even more attention was paid to this matter. We see three types of attire specified—full dress (reifuku), court dress (chofuku), and uniform (seifuku)—along with many minor distinctions based on the wearer's rank. Generally, the main articles of clothing included a coat, trousers, and a narrow belt tied in front. The sleeves of the coat were carefully regulated. A nobleman wore them long enough to cover his hands, and their width—which later became quite notable—was limited during the Nara period to one foot. The way to fold the coat over the chest seems to have confused lawmakers for a while. Initially, they required that the right side be folded over the left (hidarimae), but later (in 719) an Imperial decree stated that the left should go over the right (migimae), and since then, nearly twelve hundred years ago, this rule has not changed. Court officials carried a baton (shaku), a custom that was also borrowed from China.
FOOD
When the influence of Buddhism became supreme in Court circles, all taking of life for purposes of food was interdicted. The first prohibitory decree in that sense was issued by Temmu (673-686), and the veto was renewed in more peremptory terms by Shomu (724-748), while the Empress Shotoku (765-770) went so far as to forbid the keeping of dogs, falcons, or cormorants for hunting or fishing at Shinto ceremonials. But such vetoes were never effectually enforced. The great staple of diet was rice, steamed or boiled, and next in importance came millet, barley, fish of various kinds (fresh or salted), seaweed, vegetables, fruit (pears, chestnuts, etc.), and the flesh of fowl, deer, and wild boar. Salt, bean-sauce, and vinegar were used for seasoning. There were many kinds of dishes; among the commonest being soup (atsumono) and a preparation of raw fish in vinegar (namasu). In the reign of Kotoku (645-654), a Korean named Zena presented a milch cow to the Court, and from that time milk was recognized as specially hygienic diet. Thus, when the Daiho laws were published at the beginning of the eighth century, dairies were attached to the medical department, and certain provinces received orders to present butter (gyuraku) for the Court's use.
When Buddhism's influence became dominant in the Court, all killing for food was banned. The first prohibition of this kind was issued by Temmu (673-686), and Shomu (724-748) renewed it with stronger language, while Empress Shotoku (765-770) even prohibited keeping dogs, falcons, or cormorants for hunting or fishing during Shinto ceremonies. However, these bans were never effectively enforced. The main staple of the diet was rice, either steamed or boiled, followed closely by millet, barley, various types of fish (both fresh and salted), seaweed, vegetables, fruits (like pears and chestnuts), and the meat of birds, deer, and wild boar. Salt, bean sauce, and vinegar were used for seasoning. There were many types of dishes, with the most common being soup (atsumono) and a type of raw fish prepared with vinegar (namasu). During Kotoku's reign (645-654), a Korean named Zena presented a dairy cow to the Court, and from then on, milk was considered a particularly healthy food. So, when the Daiho laws were published at the beginning of the eighth century, dairies were established under the medical department, and certain provinces were instructed to supply butter (gyuraku) for the Court's use.
MARRIAGES AND FUNERALS
Very little is known of the marriage ceremony in old Japan. That there was a nuptial hut is attested by very early annals, and from the time of the Emperor Richu (400-405) wedding presents are recorded. But for the rest, history is silent, and it is impossible to fix the epoch when a set ceremonial began to be observed.
Very little is known about the wedding ceremony in ancient Japan. There is evidence of a nuptial hut from very early records, and from the time of Emperor Richu (400-405), wedding presents are mentioned. However, beyond that, history is quiet, and it’s impossible to determine when a formal set of rituals began to be practiced.
As to funerals, there is fuller but not complete information. That a mortuary chamber was provided for the corpse pending the preparation of the tomb is shown by the earliest annals, and from an account, partly allegorical, contained in the records of the prehistoric age, we learn that dirges were sung for eight days and eight nights, and that in the burial procession were marshalled bearers of viands to be offered at the grave, bearers of brooms to sweep the path, women who prepared the viands, and a body of hired mourners. But the Kojiki, describing the same ceremony, speaks of "making merry" with the object of recalling the dead to life, as the Sun goddess had been enticed from her cave. From the days of the Emperor Bidatsu (572-585), we find the first mention of funeral orations, and although the contents of tombs bear witness to the fact that articles other than food were offered to the deceased, it is not until the burial of the Emperor's consort, Katachi, (612) that explicit mention is made of such a custom. On that occasion Tori, omi of the Abe-uji, offered to the spirit of the dead "sacred utensils and sacred garments, fifteen thousand kinds in all." Fifty years later, white is mentioned as the mourning colour, but when next (683) we hear of funerals, it is evident that their realm had been invaded by Chinese customs, for it is recorded that "officials of the third rank were allowed at their funerals one hearse, forty drums, twenty great horns, forty little horns, two hundred flags, one metal gong, and one hand-bell, with lamentation for one day." At Temmu's obsequies (687) mention is made of an "ornamented chaplet," the first reference to the use of flowers, which constitute such a prominent feature of Buddhist obsequies.
When it comes to funerals, we have a lot of information, but it's still not complete. Early records show that a room for the body was set up while the tomb was being prepared. From a partly symbolic account in prehistoric records, we learn that mournful songs were sung for eight days and nights. The burial procession included people carrying food to offer at the grave, sweepers to clear the path, women who prepared the food, and hired mourners. However, the Kojiki describes the same ceremony as "making merry" with the intent of bringing the dead back to life, similar to how the Sun goddess was lured from her cave. Starting from the time of Emperor Bidatsu (572-585), we see the first mention of funeral speeches. Although the contents of tombs indicate that items other than food were offered to the deceased, it wasn't until the burial of Emperor's consort, Katachi (612), that this practice was explicitly mentioned. On that occasion, Tori, a noble from the Abe clan, offered "sacred utensils and sacred garments, totaling fifteen thousand kinds." Fifty years later, white was noted as the color of mourning. The next time (683) we hear about funerals, we see the influence of Chinese customs as it was recorded that "officials of the third rank were allowed at their funerals a hearse, forty drums, twenty large horns, forty small horns, two hundred flags, a metal gong, and a hand-bell, along with a day of lamentation." During Temmu's funeral (687), there is mention of an "ornamented chaplet," marking the first reference to flowers, which became an important part of Buddhist funerals.
But there is no evidence that Buddhist rites were employed at funerals until the death of the retired Emperor Shomu (756). Thereafter, the practice became common. It was also to a Buddhist priest, Dosho, that Japan owed the inception of cremation. Dying in the year 700, Dosho ordered his disciples to cremate his body at Kurihara, and, two years later, the Dowager Empress Jito willed that her corpse should be similarly disposed of. From the megalithic tombs of old Japan to the little urn that holds the handful of ashes representing a cremated body, the transition is immense. It has been shown that one of the signal reforms of the Daika era was the setting of limits to the size of sepulchres, a measure which afforded to the lower classes much relief from forced labour. But an edict issued in 706 shows that the tendance of the resting place of the dead was still regarded as a sacred duty, for the edict ordered that, alike at the ancestral tombs of the uji and in the residential quarter of the common people, trees should be planted.
But there is no evidence that Buddhist rituals were used at funerals until the death of the retired Emperor Shomu (756). After that, the practice became common. Japan also owes the introduction of cremation to a Buddhist priest named Dosho. He died in 700 and instructed his disciples to cremate his body at Kurihara, and two years later, Dowager Empress Jito requested that her body be treated the same way. The shift from the megalithic tombs of ancient Japan to the small urn that holds a handful of ashes from a cremated body is significant. One of the major reforms of the Daika era was limiting the size of graves, which helped relieve the lower classes from forced labor. However, an edict issued in 706 shows that taking care of the dead's resting place was still seen as a sacred duty, as it mandated the planting of trees at both the ancestral tombs of the uji and in the residential areas of common people.
Not yet, however, does the custom of erecting monuments with inscriptions seem to have come into vogue. The Empress Gemmyo (d. 721) appears to have inaugurated that feature, for she willed not only that evergreens should be planted at her grave but also that a tablet should be set up there. Some historians hold that the donning of special garments by way of mourning had its origin at that time, and that it was borrowed from the Tang code of etiquette. But the Chronicles state that in the year A.D. 312, when the Prince Imperial committed suicide rather than occupy the throne, his brother, Osasagi, "put on plain unbleached garments and began mourning for him." White ultimately became the mourning colour, but in the eighth century it was dark,* and mourning habiliments were called fuji-koromo, because they were made from the bark of the wisteria (fuji). Among the Daiho statutes was one providing that periods of mourning should be of five grades, the longest being one year and the shortest seven days.
Not yet, however, did the custom of building monuments with inscriptions seem to be popular. Empress Gemmyo (d. 721) seems to have started that practice, as she requested not only that evergreens be planted at her grave but also that a tablet be placed there. Some historians believe that wearing special clothes for mourning originated during that time and was borrowed from the Tang code of etiquette. However, the Chronicles say that in A.D. 312, when the Prince Imperial committed suicide rather than take the throne, his brother, Osasagi, "wore plain unbleached garments and began mourning for him." White eventually became the color of mourning, but in the eighth century it was dark, and mourning clothes were called fuji-koromo because they were made from the bark of the wisteria (fuji). Among the Daiho statutes was one that stated mourning periods should have five grades, with the longest lasting a year and the shortest lasting seven days.
*"On the death of the Emperor Inkyo (A.D. 453), the Korean Court sent eighty musicians robed in black, who marched in procession to the Yamato palace, playing and singing a dirge as they went."
*"When Emperor Inkyo died (A.D. 453), the Korean Court sent eighty musicians dressed in black, who marched in a procession to the Yamato palace, playing and singing a mournful song as they went."*
PASTIMES
Foremost among the pastimes of the Japanese people in all epochs was dancing. We hear of it in the prehistoric age when the "monkey female" (Sarume) performed a pantominic dance before the rock cave of the Sun goddess; we hear of it in protohistoric times when Inkyo's consort was betrayed into an offer that wrecked her happiness, and we hear of it in the historic epoch when the future Emperor Kenso danced in the disguise of a horse-boy. But as the discussion of this subject belongs more intelligently to the era following the Nara, we confine ourselves here to noting that even the religious fanatic Shomu is recorded as having repaired to the Shujaku gate of the palace to witness a performance of song and dance (utagaki) in which 240 persons, men and women, took part; and that, in the same year (734), 230 members of six great uji performed similarly, all robed in blue garments fastened in front with long red cords and tassels.
Among the favorite activities of the Japanese people throughout history was dancing. We hear about it in prehistoric times when the "monkey female" (Sarume) did a pantomime dance in front of the rock cave of the Sun goddess; we hear about it in protohistoric times when Inkyo's wife was misled into a decision that destroyed her happiness, and we hear about it in the historical period when the future Emperor Kenso danced disguised as a horse-boy. However, since this topic is more relevant to the era after the Nara, we will just mention that even the religious zealot Shomu is noted to have gone to the Shujaku gate of the palace to see a performance of song and dance (utagaki) featuring 240 participants, both men and women; and that, in the same year (734), 230 members of six major uji performed similarly, all dressed in blue clothing secured in the front with long red cords and tassels.
The tendency of the Japanese has always been to accompany their feasting and merry-making with music, versifying, and dancing. At the time now under consideration there was the "winding-water fete" (kyoku-sui no en), when princes, high officials, courtiers, and noble ladies seated themselves by the banks of a rivulet meandering gently through some fair park, and launched tiny cups of mulled wine upon the current, each composing a stanza as the little messenger reached him, or drinking its contents by way of penalty for lack of poetic inspiration. There were also the flower festivals—that for the plum blossoms, that for the iris, and that for the lotus, all of which were instituted in this same Nara epoch—when the composition of couplets was quite as important as the viewing of the flowers. There was, further, the grand New Year's banquet in the Hall of Tranquillity at the Court, when all officials from the sixth grade downwards sang a stanza of loyal gratitude, accompanying themselves on the lute (koto). It was an era of refined effeminate amusements. Wrestling had now become the pursuit of professionals. Aristocrats engaged in no rougher pastime than equestrian archery, a species of football, hawking, and hunting. Everybody gambled. It was in vain that edicts were issued against dicing (chobo and sugoroku). The vice defied official restraint.
The Japanese have always loved to pair their feasting and celebrations with music, poetry, and dance. During the period we’re discussing, there was the "winding-water fete" (kyoku-sui no en), where princes, high officials, courtiers, and noble ladies gathered by a stream gently flowing through a beautiful park. They would send small cups of mulled wine downstream, composing a stanza as each cup reached them or drinking its contents if they couldn't think of anything poetic. There were also flower festivals for the plum blossoms, iris, and lotus, all established in the same Nara era, where writing couplets was just as significant as enjoying the flowers. Additionally, there was the grand New Year's banquet in the Hall of Tranquillity at the Court, where all officials from the sixth grade down would sing a stanza of loyal gratitude, playing the lute (koto) as they did. It was a time of sophisticated and delicate entertainment. Wrestling had turned into a professional sport. Aristocrats engaged in gentler pastimes like equestrian archery, a form of football, hawking, and hunting. Gambling was rampant, and despite official bans on dice games (chobo and sugoroku), the activity thrived beyond control.
LITERATURE AND POETRY
Having no books of her own, Japan naturally borrowed freely from the rich mine of Chinese literature. By the tutors of the Imperial family, at the colleges of the capital, and in the provincial schools the classics constituted virtually the whole curriculum. The advantages of education were, however, enjoyed by a comparatively small element of the population. During the Nara epoch, it does not appear that there were more than five thousand students attending the schools and colleges at one time. The aim of instruction was to prepare men for official posts rather than to impart general culture or to encourage scientific research. Students were therefore selected from the aristocrats or the official classes only. There were no printed books; everything had to be laboriously copied by hand, and thus the difficulties of learning were much enhanced. To be able to adapt the Chinese ideographs skilfully to the purposes of written Japanese was a feat achieved by comparatively few. What the task involved has been roughly described in the opening chapter of this volume, and with what measure of success it was achieved may be estimated from the preface to the Records (Kojiki), written by Ono Yasumaro, from the Chronicles (Nihon Shoki) and from the Daiho Ritsu-ryo, which three works may be called the sole surviving prose essays of the epoch.
Without any books of their own, Japan naturally borrowed extensively from the wealth of Chinese literature. The tutors of the Imperial family, the colleges in the capital, and provincial schools primarily focused on the classics. However, the benefits of education were limited to a small segment of the population. During the Nara period, it seems that no more than five thousand students were enrolled in schools and colleges at a time. The purpose of education was to prepare individuals for official positions rather than to provide general knowledge or promote scientific inquiry. As a result, only students from the aristocracy or official classes were selected. There were no printed books; everything had to be painstakingly copied by hand, making learning significantly more challenging. Skillfully adapting Chinese characters for written Japanese was an accomplishment achieved by only a few. The challenges involved were roughly outlined in the opening chapter of this volume, and the level of success can be assessed from the preface to the Records (Kojiki), the Chronicles (Nihon Shoki), and the Daiho Ritsu-ryo, which can be regarded as the only surviving prose works from that era.
Much richer, however, is the realm of poetry. It was during the Nara epoch that the first Japanese anthology, the Manyo-shu (Collection of a Myriad Leaves), was compiled. It remains to this day a revered classic and "a whole mountain of commentary has been devoted to the elucidation of its obscurities." [Chamberlain.] In the Myriad Leaves are to be found poems dating nominally from the reigns of Yuryaku and Nintoku, as well as from the days of Shotoku Taishi, but much more numerous are those of Jomei's era (629-641) and especially those of the Nara epoch. The compiler's name is not known certainly; he is believed to have been either Tachibana no Moroe or Otomo no Yakamochi. Old manuscripts and popular memory were the sources, and the verselets total 4496, in twenty volumes. Some make love their theme; some deal with sorrow; some are allegorical; some draw their inspiration from nature's beauties, and some have miscellaneous motives. Hitomaru, who flourished during the reign of the Empress Jito (690-697), and several of whose verses are to be found in the Myriad Leaves, has been counted by all generations the greatest of Japanese poets. Not far below him in fame is Akahito, who wrote in the days of Shomu (724-749). To the same century—the eighth—as the Manyo-shu, belongs the Kiraifu-so, & volume containing 120 poems in Chinese style, composed by sixty-four poets during the reigns of Temmu, Jito, and Mommu, that is to say, between 673 and 707. Here again the compiler's name is unknown, but the date of compilation is clear, November, 751.
Much richer, however, is the realm of poetry. It was during the Nara period that the first Japanese anthology, the Manyo-shu (Collection of a Myriad Leaves), was compiled. It remains a revered classic and "a whole mountain of commentary has been devoted to the elucidation of its obscurities." [Chamberlain.] In the Myriad Leaves, you can find poems that are said to date back to the reigns of Yuryaku and Nintoku, as well as from the days of Shotoku Taishi, but there are many more from Jomei's era (629-641) and especially those from the Nara period. The compiler's name is not definitively known; he is believed to be either Tachibana no Moroe or Otomo no Yakamochi. Old manuscripts and popular memory were the sources, and the total number of verses is 4,496, in twenty volumes. Some focus on love; some deal with sorrow; some are allegorical; some draw inspiration from nature's beauty, and some cover various other themes. Hitomaru, who flourished during the reign of Empress Jito (690-697), and several of whose verses can be found in the Myriad Leaves, has been regarded by all generations as the greatest of Japanese poets. Not far behind him in fame is Akahito, who wrote during the days of Shomu (724-749). The Kiraifu-so, a volume containing 120 poems in Chinese style, composed by sixty-four poets during the reigns of Temmu, Jito, and Mommu, which means between 673 and 707, also belongs to the same eighth century as the Manyo-shu. Again, the compiler's name is unknown, but the compilation date is clear: November 751.
From the fact that, while bequeathing to posterity only two national histories and a few provincial records (the Fudo-ki), the Nara epoch has left two anthologies, it will be inferred readily that the writing of poetry was a favourite pursuit in that age. Such, indeed, was the case. The taste developed almost into a mania. Guests bidden to a banquet were furnished with writing materials and invited to spend hours composing versicles on themes set by their hosts. But skill in writing verse was not merely a social gift; it came near to being a test of fitness for office.
From the fact that the Nara period left behind only two national histories and a few provincial records (the Fudo-ki), but also two poetry collections, it's clear that writing poetry was a popular activity back then. And it truly was. People developed such a strong appreciation for it that it became almost an obsession. Guests at banquets were given writing materials and encouraged to spend hours creating verses based on topics chosen by their hosts. However, being skilled at writing poetry was not just a social talent; it was nearly seen as a qualification for holding office.
"In their poetry above everything the Japanese have remained impervious to alien influences. It owes this conservation to its prosody. Without rhyme, without variety of metre, without elasticity of dimensions, it is also without known counterpart. To alter it in any way would be to deprive it of all distinguishing characteristics. At some remote date a Japanese maker of songs seems to have discovered that a peculiar and very fascinating rhythm is produced by lines containing 5 syllables and 7 syllables alternately. That is Japanese poetry (uta or tanka). There are generally five lines: the first and third consisting of 5 syllables, the second, fourth and fifth of 7, making a total of 31 in all. The number of lines is not compulsory: sometimes they may reach to thirty, forty or even more, but the alternation of 5 and 7 syllables is compulsory. The most attenuated form of all is the hokku (or haikai) which consists of only three lines, namely, 17 syllables. Necessarily the ideas embodied in such a narrow vehicle must be fragmentary. Thus it results that Japanese poems are, for the most part, impressionist; they suggest a great deal more than they actually express. Here is an example:
"In their poetry, the Japanese have remained unaffected by outside influences. This preservation is thanks to its prosody. Lacking rhyme, variety of meter, and flexibility of dimensions, it also has no known equivalent. Changing it in any way would strip it of all its unique features. At some point in the past, a Japanese poet seems to have discovered that a captivating rhythm is created by alternating lines of 5 syllables and 7 syllables. This is Japanese poetry (uta or tanka). It typically consists of five lines: the first and third lines have 5 syllables, while the second, fourth, and fifth lines contain 7 syllables, totaling 31 syllables. The number of lines isn't fixed; sometimes there can be thirty, forty, or even more, but the alternation of 5 and 7 syllables is mandatory. The most concise form is the hokku (or haikai), which has only three lines totaling 17 syllables. Naturally, the ideas conveyed in such a limited structure must be brief. As a result, Japanese poems are mostly impressionistic; they suggest much more than they actually say. Here is an example:
Momiji-ha wo
Kaze ni makasete
Miru yori mo
Hakanaki mono wa
Inochi nari keri
Momiji leaves
Let the wind carry them
More than just seeing
Transient things
Are indeed life itself
This may be translated:
This can be translated:
More fleeting than the glint of withered leaf wind-blown, the thing called life."*
More fleeting than the shimmer of a dried leaf blown by the wind, is what we call life."*
*See Encyclopaedia Britannica, 11th Edition, article "Japan."
*See Encyclopaedia Britannica, 11th Edition, article "Japan."
The sketchy nature of Japanese poetry, especially in this five-line stanza, may be illustrated further by two poems quoted by Prof. B. H. Chamberlain in his "Things Japanese" (pp. 375-376),
The vague quality of Japanese poetry, particularly in this five-line stanza, can be further illustrated by two poems quoted by Prof. B. H. Chamberlain in his "Things Japanese" (pp. 375-376),
The first:
The first:
Hototogisu
Nakitsuru kata wo
Nagamureba—
Tada ari-ake no
Tsuki zo nokoreru
Hototogisu
When I look at the one who cries,
Only the dawn's
Moon remains.
is literally translated by Professor Chamberlain as follows:
is literally translated by Professor Chamberlain as follows:
"When I gaze towards the place where the cuckoo has been singing, nought remains but the moon in the early dawn."
"When I look at the spot where the cuckoo has been singing, all that’s left is the moon in the early morning."
And the conventional and pictorial character of the literary form is illustrated again in the lines:
And the standard and visual nature of the literary form is shown again in these lines:
Shira-kumo ni
Hane uchi-kawashi
Tobu kari no
Kazu sae miyuru
Aki no yo no tsuki!
Shira-kumo ni
Hane uchi-kawashi
Tobu kari no
Kazu sae miyuru
Aki no yo no tsuki!
which the same eminent scholar translates: "The moon on an autumn night making visible the very number of the wild-geese that fly past with wings intercrossed in the white clouds." It is to be noted that this last is, to Occidental notions, a mere poetic phrase and not a unit.
which the same prominent scholar translates: "The moon on an autumn night reveals the exact number of wild geese flying by, their wings intertwined in the white clouds." It's important to note that this last part is, to Western ideas, just a poetic expression and not a unit.
Of course, the very exigencies of the case make the three-line stanza (or hokku), containing only 17 syllables, even more sketchy—hardly more indeed than a tour de force composed of a limited number of brush strokes! The Western critic, with his totally different literary conventions, has difficulty in bringing himself to regard Japanese verse as a literary form or in thinking of it otherwise than as an exercise in ingenuity, an Oriental puzzle; and this notion is heightened by the prevalence of the couplet-composing contests, which did much to heighten the artificiality of the genre.
Of course, the specific demands of the situation make the three-line stanza (or hokku), which has just 17 syllables, even more minimal—it's really just a remarkable feat created with a limited number of brush strokes! Western critics, with their entirely different literary standards, struggle to see Japanese poetry as a legitimate literary form or to view it in any way other than as a clever challenge, an Oriental brainteaser; this perception is intensified by the popularity of couplet-writing competitions, which greatly contributed to the artificiality of the form.
RELATIONS BETWEEN THE SEXES
There was probably no more shocking sexual vice or irregularity in the Nara epoch than there had been before nor than there was afterwards. The only evidence adduced to prove that there was anything of the sort is the fact that laws were promulgated looking to the restraint of illicit intercourse. These laws seem to have accomplished little or nothing and the existence of the laws argues rather a growing sense of the seriousness of the evil than any sudden increase in the prevalence of the evil itself. There can be no question, however, of the wide diffusion of concubinage in this period. Not morals nor repute nor public opinion, but the wealth and wishes of each man limited him in his amours of this sort. The essential of a virtuous woman was that she be faithful to her husband or lover; no such faithfulness was expected of him. And neither in the case of man nor woman did the conventions of the period depend at all on the nature of the relationship between the two. Wives no longer lived in their fathers' homes after marriage, but the newly-wedded husband built new rooms for his wife's especial use, so that, by a fiction such as the Oriental delights in and Occidental law is not entirely ignorant of, her home was still not his. Before betrothal, girls were not allowed to call themselves by a family name. At the betrothal her affianced first bound up in a fillet the hair that she had formerly worn loose around her face. Even more symbolical was the custom upon lovers' parting of tying to the woman's undergarment a string from the man's; this knot was to be unloosed only when they met again.
There was probably no more shocking sexual vice or irregularity during the Nara period than there had been before or than there would be afterward. The only evidence offered to suggest that there was any such thing is the fact that laws were created aiming to control illicit relationships. These laws appear to have done little or nothing, and their existence suggests a growing awareness of the seriousness of the issue rather than any sudden rise in the issue itself. However, there's no doubt that concubinage was widespread during this time. It wasn't morals, reputation, or public opinion that limited a man’s affairs of this kind, but rather his wealth and desires. The essence of a virtuous woman was her fidelity to her husband or partner; no such loyalty was expected from him. Furthermore, the conventions of the time for both men and women were not at all influenced by the nature of their relationship. Wives no longer lived in their fathers' homes after marriage; instead, the newly married husband built new rooms specifically for his wife, allowing, through a fiction appreciated in the East and not entirely lost to Western law, for her home to still not be his. Before engagement, girls were not permitted to use a family name. At the engagement, her fiancé would first tie up her hair, which she had previously worn loose around her face. Even more symbolic was the custom of tying a string from the man's to the woman’s undergarment when they parted; this knot was to be undone only when they met again.
THE SHOSO-IN
At Nara, in Yamato province, near the temple of Todai-ji, a store house built of wood and called the Shoso-in was constructed in the Nara epoch, and it still stands housing a remarkable collection of furniture and ornaments from the Imperial palace. There is some question whether this collection is truly typical of the period, or even of the palace of the period; but the presence of many utensils from China, some from India (often with traces of Greek influence), and a few from Persia certainly shows the degree of cosmopolitan culture and elegance there was in the palace at Nara. At the present day, strangers may visit the collection only by special permission and only on two days each year; and the museum has always had a mingled imperial and sacred character. When the power of the shogunate was at its height, the Shoso-in was never opened except by orders of the Emperor. Among the contents of this museum are: polished mirrors with repousse backs, kept in cases lined with brocaded silk; bronze vases; bronze censers; hicense-boxes made of Paulownia wood or of Chinese ware; two-edged swords, which were tied to the girdle, instead of being thrust through it; narrow leather belts with silver or jade decoration; bamboo flutes; lacquer writing-cases, etc.
At Nara, in Yamato province, close to the Todai-ji temple, a wooden storehouse known as the Shoso-in was built during the Nara period, and it still stands today, housing an impressive collection of furniture and ornaments from the Imperial palace. There's some debate about whether this collection is really representative of the period or even of the palace itself; however, the presence of many utensils from China, some from India (often showing traces of Greek influence), and a few from Persia clearly demonstrates the level of cosmopolitan culture and sophistication that existed in the palace at Nara. Nowadays, visitors can view the collection only with special permission and only on two days each year; the museum has always maintained a blend of imperial and sacred significance. When the power of the shogunate was at its peak, the Shoso-in was only opened by orders of the Emperor. Among the items in this museum are: polished mirrors with repousse backs, stored in cases lined with brocaded silk; bronze vases; bronze censers; hicense-boxes made of Paulownia wood or of Chinese craftsmanship; two-edged swords, which were tied to the waist rather than being stuck through it; narrow leather belts adorned with silver or jade; bamboo flutes; lacquer writing cases; and more.
ENGRAVING: OUTLINE SKETCH OF THE SHOSO-IN AT NARA
REFORM OF LOCAL ADMINISTRATIONS
To the Emperor Konin belongs the credit of correcting some flagrant abuses in provincial administration. There was an inconvenient outcome of the religious mania which pervaded the upper classes during the reigns of Shomu and Koken. To meet the expense of building temples and casting images, men of substance in the provinces were urged to make contributions of money, cereals, or land, and in return for this liberality they were granted official posts. It resulted that no less than thirty-one supernumerary provincial governors were borne on the roll at one time, and since all these regarded office as a means of recouping the cost of nomination, taxpayers and persons liable to the corvée fared ill. In 774, Koken issued an edict that provincial governors who had held office for five years or upwards should be dismissed at once, those of shorter terms being allowed to complete five years and then removed.
To Emperor Konin goes the credit for fixing some obvious problems in provincial administration. There was an unfortunate result of the religious fervor that swept through the upper classes during the reigns of Shomu and Koken. To cover the costs of building temples and casting statues, wealthy individuals in the provinces were pressured to contribute money, grain, or land, and in return for their generosity, they were given official positions. This led to no fewer than thirty-one extra provincial governors being listed at one time, and since all of these saw their roles as a way to recover the expenses of their appointment, taxpayers and those subject to labor duties were left in a tough spot. In 774, Koken issued a decree that provincial governors who had been in office for five years or more should be dismissed immediately, while those with shorter terms were allowed to finish their five years before being removed.
Another evil, inaugurated during the reign of Shomu, when faith in the potency of supernatural influences obsessed men's minds, was severely dealt with by Konin. Office-seekers resorted to the device of contriving conflagrations of official property, rewarding the incendiaries with the plunder, and circulating rumours that these calamities were visitations of heaven to punish the malpractices of the provincial governors in whose jurisdictions they occurred. It is on record that, in several cases, these stories led to the dismissal of governors and their replacement by their traducers. Konin decreed that such crimes should be punished by the death of all concerned. These reforms, supplemented by the removal of many superfluous officials, earned for Konin such popularity that for the first time in Japan's history, the sovereign's birthday became a festival*, thereafter celebrated through all ages.
Another issue that started during Shomu's reign, when people were obsessed with the power of supernatural forces, was strongly addressed by Konin. Those seeking office started to create fires in official buildings, paying the arsonists with stolen goods, and spreading rumors that these disasters were divine punishments for the wrongdoings of the provincial governors where they happened. It's recorded that, in several instances, these tales resulted in the dismissal of governors and their replacement by the people who slandered them. Konin ordered that anyone involved in such crimes should face the death penalty. These reforms, along with the removal of many unnecessary officials, made Konin so popular that for the first time in Japan's history, the sovereign's birthday became a festival, celebrated through the ages.
*Called Tenchosetsu.
Called Tenchosetsu.
THE MILITARY SYSTEM
It has been shown that compulsory military service was introduced in 689, during the reign of the Empress Jito, one-fourth of all the able-bodied men in each province being required to serve a fixed time with the colours. It has also been noted that under the Daiho legislation the number was increased to one-third. This meant that no distinction existed between soldier and peasant. The plan worked ill. No sufficient provision of officers being made, the troops remained without training, and it frequently happened that, instead of military exercises, they were required to labour for the enrichment of a provincial governor.
Compulsory military service was introduced in 689 during the reign of Empress Jito, requiring one-fourth of all able-bodied men in each province to serve a set time in the military. It was later noted that under the Daiho legislation, the number increased to one-third. This meant there was no distinction between soldiers and farmers. The plan didn't work well. With no adequate supply of officers, the troops lacked training and often ended up doing labor for the benefit of a provincial governor instead of participating in military exercises.
The system, being thus discredited, fell into abeyance in the year 739, but that it was not abolished is shown by the fact that, in 780, we find the privy council memorializing the Throne in a sense unfavourable to the drafting of peasants into the ranks. The memorial alleged that the men lacked training; that they were physically unfit; that they busied themselves devising pretexts for evasion; that their chief function was to perform fatigue-duty for local governors, and that to send such men into the field of battle would be to throw away their lives fruitlessly. The council recommended that indiscriminate conscription of peasants should be replaced by a system of selection, the choice being limited to men with some previous training; that the number taken should be in proportion to the size of the province, and that those not physically robust should be left to till the land. These recommendations were approved. They constituted the first step towards complete abolishment of compulsory service and towards the glorifying of the profession of arms above that of agriculture. Experience quickly proved, however, that some more efficient management was necessary in the maritime provinces, and in 792, Kwammu being then on the throne, an edict abolished the provincial troops in all regions except those which, by their proximity to the continent of Asia, were exposed to danger, namely, Dazai-fu in Kyushu, and in Mutsu, Dewa, and Sado in the north. Some specially organized force was needed also for extraordinary service and for guarding official storehouses, offices, and places where post-bells (suzu) were kept. To that end the system previously practised during the reign of Shomu (724-749) was reverted to; that is to say, the most robust among the sons and younger brothers of provincial governors and local officials were enrolled in corps of strength varying with the duties to be performed. These were called kondei or kenji. We learn from the edict that the abuse of employing soldiers as labourers was still practised, but of course this did not apply to the kondei.
The system, having lost credibility, was put on hold in 739, but it wasn't completely abolished. In 780, the privy council petitioned the Throne against drafting peasants into the military. The petition argued that the men had no training, were physically unfit, spent their time finding excuses to avoid service, primarily did labor for local governors, and sending them into battle would be a waste of their lives. The council proposed that instead of indiscriminate conscription, there should be a selective process, limited to men with some prior training, with the number drafted based on the size of the province, leaving those not physically strong enough to work the land. These recommendations were accepted. They marked the first step toward completely ending mandatory service and elevating the military profession over farming. However, experience quickly showed that better management was needed in the coastal provinces, and in 792, during Kwammu’s reign, an edict disbanded provincial troops in all areas except those close to the Asian continent, which were at risk, specifically Dazai-fu in Kyushu, and Mutsu, Dewa, and Sado in the north. Some specially organized force was also necessary for extraordinary services and for guarding government warehouses, offices, and places where post-bells (suzu) were kept. To accomplish this, the previous system from Shomu's reign (724-749) was reinstated; that is, the strongest sons and younger brothers of provincial governors and local officials were recruited into units varying in size based on their duties. These units were called kondei or kenji. The edict reveals that the misuse of soldiers as laborers was still going on, but this did not apply to the kondei.
The tendency of the time was against imposing military service on the lower classes. During the period 810-820, the forces under the Dazai-fu jurisdiction, that is to say, in the six provinces of Chikuzen, Chikugo, Hizen, Higo, Buzen, and Bungo, were reduced from 17,100 to 9000. Dazai-fu and Mutsu being littoral regions, the conscription system still existed there, but in Mutsu there were not only heishi, that is to say, local militiamen of the ordinary type and kenji or kondei, but also chimpei, or guards who were required to serve at a distance from home. Small farmers, upon whom this duty devolved, had no choice but to take their wives and children with them, the family subsisting on the pittance given as rations eked out by money realized from sales of chattels and garments. Thus, on the expiration of their service they returned to their native place in a wholly destitute condition, and sometimes perished of hunger on the way. In consideration of the hardships of such a system, it was abolished, and thus the distinction between the soldier and the peasant received further accentuation.
The trend at the time was against forcing the lower classes into military service. Between 810 and 820, the military forces under the Dazai-fu jurisdiction, which included the six provinces of Chikuzen, Chikugo, Hizen, Higo, Buzen, and Bungo, were cut from 17,100 to 9,000. Since Dazai-fu and Mutsu were coastal regions, the conscription system still applied there, but in Mutsu, there were not only heishi, or local militiamen, and kenji or kondei, but also chimpei, or guards required to serve away from home. Small farmers, who were obligated to serve, had no choice but to bring their wives and children along; the family lived off the meager rations and money earned from selling possessions and clothing. As a result, when their service ended, they returned home in complete poverty and sometimes starved along the way. Due to the difficulties of this system, it was abolished, further highlighting the divide between soldiers and peasants.
There is no record as to the exact dimensions of Japan's standing army in the ninth century, but if we observe that troops were raised in the eight littoral provinces only—six in the south and two in the north—and in the island of Sado, and that the total number in the six southern provinces was only nine thousand, it would seem reasonable to conclude that the aggregate did not exceed thirty thousand. There were also the kondei (or kenji), but these, since they served solely as guards or for special purposes, can scarcely be counted a part of the standing army. The inference is that whatever the Yamato race may have been when it set out upon its original career of conquest, or when, in later eras, it sent great armies to the Asiatic continent, the close of the fifth cycle after the coming of Buddhism found the country reduced to a condition of comparative military weakness. As to that, however, clearer judgment may be formed in the context of the campaign—to be now spoken of—conducted by the Yamato against the Yemishi tribes throughout a great part of the eighth century and the early years of the ninth.
There’s no record of the exact size of Japan's standing army in the ninth century, but if we note that troops were raised in only the eight coastal provinces—six in the south and two in the north—and on the island of Sado, and that the total number in the six southern provinces was just nine thousand, it seems reasonable to conclude that the total didn't exceed thirty thousand. There were also the kondei (or kenji), but since they served only as guards or for specific purposes, they can hardly be counted as part of the standing army. This suggests that regardless of what the Yamato people were when they first started their conquests, or when they later sent large armies to the Asian continent, by the end of the fifth cycle after the arrival of Buddhism, the country had become relatively militarily weak. However, clearer insights can be gained by looking at the campaign to be discussed now, conducted by the Yamato against the Yemishi tribes throughout much of the eighth century and the early years of the ninth.
REVOLT OF THE YEMISHI
It has been shown that the close of the third decade of the eighth century saw the capital established at Nara amid conditions of great refinement, and saw the Court and the aristocracy absorbed in religious observances, while the provincial governments were, in many cases, corrupt and inefficient. In the year 724, Nara received news of an event which illustrated the danger of such a state of affairs. The Yemishi of the east had risen in arms and killed Koyamaro, warden of Mutsu. At that time the term "Mutsu" represented a much wider area than the modern region of the same name: it comprised the five provinces now distinguished as Iwaki, Iwashiro, Rikuzen, Rikuchu, and Mutsu—in other words, the whole of the northeastern and northern littoral of the main island. Similarly, the provinces now called Ugo and Uzen, which form the northwestern littoral, were comprised in the single term "Dewa." Nature has separated these two regions, Mutsu and Dewa, by a formidable chain of mountains, constituting the backbone of northern Japan. Within Dewa, Mutsu, and the island of Yezo, the aboriginal Yemishi had been held since Yamato-dake's signal campaign in the second century A.D., and though not so effectually quelled as to preclude all danger of insurrection, their potentialities caused little uneasiness to the Central Government.
It has been shown that by the end of the third decade of the eighth century, the capital was established at Nara under conditions of great refinement, with the Court and the aristocracy focused on religious practices, while local governments were often corrupt and ineffective. In 724, Nara received news of an event that highlighted the risks of this situation. The Yemishi from the east had revolted and killed Koyamaro, the warden of Mutsu. At that time, "Mutsu" referred to a much larger area than the modern region of the same name; it included the five provinces now known as Iwaki, Iwashiro, Rikuzen, Rikuchu, and Mutsu—in other words, the entire northeastern and northern coastal region of the main island. Similarly, the provinces known today as Ugo and Uzen, which make up the northwestern coast, were grouped under the single term "Dewa." A formidable mountain range that forms the backbone of northern Japan separates these two areas, Mutsu and Dewa. In Dewa, Mutsu, and the island of Yezo, the native Yemishi had been subdued since Yamato-dake's notable campaign in the second century A.D., and although they were not completely suppressed to eliminate all risk of rebellion, their potential for unrest caused little concern for the Central Government.
But there was no paltering with the situation which arose in 724. Recourse was immediately had to the Fujiwara, whose position at the Imperial Court was paramount, and Umakai, grandson of the renowned Kamatari, set out at the head of thirty thousand men, levied from the eight Bands provinces, by which term Sagami, Musashi, Awa, Kazusa, Shimosa, Hitachi, Kotsuke, and Shimotsuke were designated. The expanded system of conscription established under the Daiho code was then in force, and thus a large body of troops could easily be assembled. Umakai's army did not experience any serious resistance. But neither did it achieve anything signal. Marching by two routes, it converged on the castle of Taga, a fortress just constructed by Ono Azumahito, the lord warden of the Eastern Marches. The plan pursued by the Yamato commanders was to build castles and barriers along the course of rivers giving access to the interior, as well as along the coast line. Taga Castle was the first of such works, and, by the year 767, the programme had been carried in Mutsu as far as the upper reaches of the Kitakami River,* and in Dewa as far as Akita.
But there was no playing games with the situation that developed in 724. They quickly turned to the Fujiwara, who held a dominant position at the Imperial Court, and Umakai, the grandson of the famous Kamatari, set out in command of thirty thousand men, gathered from the eight Bands provinces, which included Sagami, Musashi, Awa, Kazusa, Shimosa, Hitachi, Kotsuke, and Shimotsuke. The expanded conscription system established under the Daiho code was then active, making it easy to assemble a large army. Umakai's troops did not face any significant opposition. However, they also didn’t accomplish anything noteworthy. Marching by two routes, they came together at Taga Castle, a fortress just built by Ono Azumahito, the lord warden of the Eastern Marches. The strategy employed by the Yamato commanders was to construct castles and barriers along the rivers leading into the interior, as well as along the coast. Taga Castle was the first of these fortifications, and by the year 767, the initiative had progressed in Mutsu as far as the upper reaches of the Kitakami River,* and in Dewa as far as Akita.
*A monument still stands on the site of the old Taga Castle. It was put up in A.D. 762, and it records that the castle stood fifty miles from the island of Yezo.
A monument still stands at the site of the old Taga Castle. It was erected in A.D. 762 and notes that the castle was located fifty miles from the island of Yezo.
History has nothing further to tell about the Yemishi until the year 774, when they again took up arms, captured one (Mono) of the Japanese forts and drove out its garrison. Again the eight Bando provinces were ordered to send levies, and at the head of the army thus raised a Japanese general penetrated far into Mutsu and destroyed the Yemishi's chief stronghold. This success was followed by an aggressive policy on the part of the lord-warden, Ki no Hirozumi. He extended the chain of forts to Kabe in Dewa, and to Isawa in Mutsu. This was in 780. But there ensued a strong movement of reprisal on the part of the Yemishi. Led by Iharu no Atamaro, they overwhelmed Hirozumi's army, killed the lord-warden himself, and pushed on to Taga Castle, which they burned, destroying vast stores of arms and provisions. It was precisely at this time that the State council, as related above, memorialized the Throne, denouncing the incompetency of the provincial conscripts and complaining that the provincial authorities, instead of training the soldiers, used them for forced labour. The overthrow of the army in Mutsu and the destruction of Taga Castle justified this memorial.
History has no further records about the Yemishi until 774, when they took up arms again, capturing one of the Japanese forts (Mono) and driving out its garrison. The eight Bando provinces were once again ordered to send troops, and a Japanese general led the army, penetrating deep into Mutsu and destroying the Yemishi's main stronghold. This success led to a more aggressive approach by the lord-warden, Ki no Hirozumi, who extended the chain of forts to Kabe in Dewa and to Isawa in Mutsu in 780. However, there was a strong counter-movement from the Yemishi. Led by Iharu no Atamaro, they overwhelmed Hirozumi's army, killed the lord-warden himself, and advanced to Taga Castle, which they burned, along with vast amounts of weapons and supplies. It was around this time that the State council, as mentioned earlier, petitioned the Throne, criticizing the ineffectiveness of the provincial conscripts and complaining that the local authorities, instead of training the soldiers, were using them for forced labor. The defeat of the army in Mutsu and the destruction of Taga Castle proved the validity of this petition.
The Court appointed Fujiwara Tsugunawa to take command of a punitive expedition, and once again Bando levies converged on the site of the dismantled castle of Taga. But beyond that point no advance was essayed, in spite of bitter reproaches from Nara. "In summer," wrote the Emperor (Konin), "you plead that the grass is too dry; in winter you allege that bran is too scant. You discourse adroitly but you get no nearer to the foe." Konin's death followed shortly afterwards, but his successor, Kwammu, zealously undertook the pursuit of the campaign. Notice was sent (783) to the provincial authorities directing them to make preparations and to instruct the people that an armed expedition was inevitable. News had just been received of fresh outrages in Dewa. The Yemishi had completely dispersed and despoiled the inhabitants of two districts, so that it was found necessary to allot lands to them elsewhere and to erect houses for their shelter.
The Court appointed Fujiwara Tsugunawa to lead a punitive expedition, and once again Bando troops gathered at the site of the dismantled Taga castle. However, no further progress was made beyond that point, despite harsh criticisms from Nara. "In summer," wrote the Emperor (Konin), "you say the grass is too dry; in winter you claim there’s not enough bran. You speak cleverly, but you're not getting any closer to the enemy." Soon after, Konin passed away, but his successor, Kwammu, eagerly took on the campaign. A notice was sent (783) to local authorities instructing them to prepare and inform the people that an armed expedition was unavoidable. News had just come in about new attacks in Dewa. The Yemishi had completely scattered and looted the residents of two districts, making it necessary to assign them lands elsewhere and build houses for their shelter.
The Emperor said in his decree that the barbarian tribes, when pursued, fled like birds; when unmolested, gathered like ants; that the conscripts from the Bando provinces were reported to be weak and unfit for campaigning, and that those skilled in archery and physically robust stood aloof from military service, forgetting that they all owed a common duty to their country and their sovereign. Therefore, his Majesty directed that the sons and younger brothers of all local officials or provincial magnates should be examined with a view to the selection of those suited for military service, who should be enrolled and drilled, to the number of not less than five hundred and not more than two thousand per province according to its size. Thus, the eight Bando provinces must have furnished a force of from four to sixteen thousand men, all belonging to the aristocratic class. These formed the nucleus of the army. They were supplemented by 52,800 men, infantry and cavalry, collected from the provinces along the Eastern Sea (Tokai) and the Eastern Mountains (Tosan). so that the total force must have aggregated sixty thousand. The command in chief was conferred on Ki no Kosami, thirteenth in descent from the renowned Takenouchi-no-Sukune, who had been second in command of the Fujiwara Tsugunawa expedition nine years previously. A sword was conferred on him by the Emperor, and he received authority to act on his own discretion without seeking instructions from the Throne.
The Emperor stated in his decree that when chased, the barbarian tribes fled like birds, but when left alone, they gathered like ants. It was reported that the conscripts from the Bando provinces were weak and unfit for campaigning, and those who were good at archery and physically strong kept avoiding military service, forgetting that they all had a shared duty to their country and their emperor. Therefore, his Majesty ordered that the sons and younger brothers of all local officials or provincial leaders should be examined to select those suited for military service. They were to be enrolled and trained, with a requirement of at least five hundred and no more than two thousand per province based on its size. Thus, the eight Bando provinces were to provide a force of between four thousand and sixteen thousand men, all from the aristocratic class. This group formed the core of the army, which was bolstered by 52,800 infantry and cavalry from the provinces along the Eastern Sea (Tokai) and the Eastern Mountains (Tosan). Consequently, the total force reached about sixty thousand. The overall command was given to Ki no Kosami, thirteenth in line from the famous Takenouchi-no-Sukune, who had been second in command of the Fujiwara Tsugunawa expedition nine years earlier. The Emperor presented him with a sword and gave him the authority to make decisions on his own without needing to get approval from the Throne.
Meanwhile, the province of Mutsu had been ordered to send 35,000 koku (175,000 bushels) of hulled rice to Taga Castle, and the other provinces adjacent were required to store 23,000 koku (115,000 bushels) of hoshi-i (rice boiled and dried) and salt at the same place. The troops were to be massed at Taga, and all the provisions and munitions were collected there by April, 789. These figures are suggestive of the light in which the Government regarded the affair. Kosami moved out of Taga at the appointed time and pushed northward. But with every forward movement the difficulties multiplied. Snow in those regions lies many feet deep until the end of May, and the thaw ensuing brings down from the mountains heavy floods which convert the rivers into raging torrents and the roads into quagmires. On reaching the bank of the Koromo River, forty-five miles north of Taga, the troops halted. Their delay provoked much censure in the capital where the climatic conditions do not appear to have been fully understood or the transport difficulties appreciated. Urged by the Court to push on rapidly, Kosami resumed his march in June; failed to preserve efficient connexion between the parts of his army; had his van ambushed; fled precipitately himself, and suffered a heavy defeat, though only 2500 of his big army had come into action. His casualties were 25 killed, 245 wounded, and 1036 drowned. A truce was effected and the forces withdrew to Taga, while, as for Kosami, though he attempted to deceive the Court by a bombastic despatch, he was recalled and degraded together with all the senior officers of his army.
Meanwhile, the province of Mutsu was ordered to send 35,000 koku (175,000 bushels) of hulled rice to Taga Castle, and the neighboring provinces were required to store 23,000 koku (115,000 bushels) of hoshi-i (rice that has been boiled and dried) and salt at the same location. The troops were to gather at Taga, and all supplies and munitions were collected there by April, 789. These numbers suggest how the Government viewed the situation. Kosami left Taga at the scheduled time and moved north. However, with every step forward, the challenges increased. Snow in those areas can reach many feet deep until the end of May, and the subsequent thaw causes heavy floods from the mountains that turn rivers into rushing torrents and roads into muddy traps. Upon reaching the banks of the Koromo River, forty-five miles north of Taga, the troops halted. Their delay drew heavy criticism in the capital, where the climatic conditions and transport challenges were not fully understood. Pressured by the Court to advance quickly, Kosami resumed his march in June; however, he failed to maintain effective communication among his troops, had his front lines ambushed, fled in a panic, and suffered a significant defeat, even though only 2,500 of his large army engaged in the battle. His losses included 25 killed, 245 wounded, and 1,036 drowned. A truce was established, and the forces withdrew to Taga. As for Kosami, despite trying to mislead the Court with an inflated report, he was recalled and demoted along with all the senior officers of his army.
It would seem as though this disaster to one comparatively small section of a force aggregating from fifty to sixty thousand men need not have finally interrupted the campaign, especially when the enemy consisted of semi-civilized aborigines. The Government thought differently, however. There was no idea of abandoning the struggle, but the programme for its renewal assumed large dimensions, and events in the capital were not propitious for immediate action. The training of picked soldiers commenced at once, and the provision of arms and horses. Kosami's discomfiture took place in 789, and during the next two years orders were issued for the manufacture of 2000 suits of leather armour and 3000 of iron armour; the making of 34,500 arms, and the preparation of 1 10,000 bushels of hoshi-i. To the command-in-chief the Emperor (Kwammu) appointed Saka-no-ye no Tamuramaro.
It seems that this disaster affecting a relatively small part of a force of about fifty to sixty thousand people shouldn't have completely derailed the campaign, especially since the enemy was made up of semi-civilized indigenous people. However, the Government had a different perspective. There was no intention of giving up the fight, but the plan for resuming it became quite extensive, and the situation in the capital wasn't favorable for immediate action. Training for elite soldiers started right away, along with the provision of weapons and horses. Kosami's defeat happened in 789, and over the next two years, orders were placed for the production of 2,000 sets of leather armor and 3,000 sets of iron armor; making 34,500 weapons, and preparing 110,000 bushels of hoshi-i. The Emperor (Kwammu) appointed Saka-no-ye no Tamuramaro as the commander-in-chief.
This selection illustrates a conclusion already proved by the annals, namely, that racial prejudice had no weight in ancient Japan. For Tamuramaro was a direct descendant of that Achi no Omi who, as already related, crossed from China during the Han dynasty and became naturalized in Japan. His father, Karitamaro, distinguished himself by reporting the Dokyo intrigue, in the year 770, and received the post of chief of the palace guards, in which corps his son, Tamuramaro, thereafter served. Tradition has assigned supernatural capacities to Tamuramaro, and certainly in respect of personal prowess no less than strategical talent he was highly gifted. In June, 794, he invaded Mutsu at the head of a great army and, by a series of rapidly delivered blows, effectually crushed the aborigines, taking 457 heads, 100 prisoners, and 85 horses, and destroying the strongholds of 75 tribes. Thereafter, until the year of his death (811), he effectually held in check the spirit of revolt, crushing two other insurrections—in 801 and 804—and virtually annihilating the insurgents. He transferred the garrison headquarters from Taga to Isawa, where he erected a castle, organizing a body of four thousand militia (tonden-hei) to guard it; and in the following year (803), he built the castle of Shiba at a point still further north.
This selection illustrates a conclusion already proven by history: that racial prejudice held no significance in ancient Japan. Tamuramaro was a direct descendant of Achi no Omi, who, as mentioned earlier, immigrated from China during the Han dynasty and became a naturalized citizen of Japan. His father, Karitamaro, gained recognition for reporting the Dokyo intrigue in 770 and was appointed chief of the palace guards, a position in which his son, Tamuramaro, later served. Tradition attributes supernatural abilities to Tamuramaro, and he was certainly gifted in both personal strength and strategic skills. In June 794, he led a large army to invade Mutsu and, through a series of swift attacks, effectively defeated the native tribes, taking 457 heads, 100 prisoners, and 85 horses, while destroying the strongholds of 75 tribes. From then until his death in 811, he successfully suppressed rebellion, quelling two more uprisings—in 801 and 804—and nearly wiping out the insurgents. He moved the garrison headquarters from Taga to Isawa, where he built a castle and organized a militia of four thousand (tonden-hei) to protect it; in the following year (803), he constructed the castle of Shiba even further north.
NATIONALITY OF THE INSURGENTS
Annals of historical repute are confined to the above account. There is, however, one unexplained feature, which reveals itself to even a casual reader. In their early opposition to Yamato aggression, the Yemishi—or Ainu, or Yezo, by whatever name they be called—displayed no fighting qualities that could be called formidable. Yet now, in the eighth century, they suddenly show themselves men of such prowess that the task of subduing them taxes the resources of the Yamato to the fullest. Some annalists are disposed to seek an explanation of this discrepancy in climatic and topographical difficulties. Kosami, in his despatch referring to the Koromo-gawa campaign, explains that 12,440 men had to be constantly employed in transporting provisions and that the quantity carried by them in twenty-four days did not exceed eleven days' rations for the troops. The hardship of campaigning in a country where means of communication were so defective is easily conjectured, and it has also to be noted that during only a brief period in summer did the climate of Mutsu permit taking the field. But these conditions existed equally in the eras of Yamato-dake and Hirafu. Whatever obstacles they presented in the eighth century must have been equally potent in the second and in the seventh.
The historical records mentioned above are limited to this account. However, there is one unexplained aspect that stands out even to a casual reader. In their early resistance to Yamato aggression, the Yemishi—or Ainu, or Yezo, regardless of the name used—showed no significant fighting skills. Yet now, in the eighth century, they suddenly demonstrate such strength that controlling them fully strains the resources of the Yamato. Some historians try to explain this gap by pointing to climate and geography. Kosami, in his report about the Koromo-gawa campaign, notes that 12,440 men were constantly needed to transport supplies, and the total amount they carried in twenty-four days was only enough for eleven days' rations for the troops. The difficulties of campaigning in a region with such poor communication are easy to imagine, and it’s also important to highlight that only a short summer window in Mutsu allowed for military operations. However, these conditions were just as relevant during the times of Yamato-dake and Hirafu. Any challenges they posed in the eighth century must have been just as significant in the second and seventh centuries.
Two explanations are offered. They are more or less conjectural. One is that the Yemishi of Mutsu were led by chieftains of Yamato origin, men who had migrated to the northeast in search of fortune or impelled by disaffection. It seems scarcely credible, however, that a fact so special would have eluded historical reference, whereas only one passing allusion is made to it and that, too, in a book not fully credible. The other explanation is that the Yemishi were in league with hordes of Tatars who had crossed from the mainland of Asia, or travelled south by the islands of Saghalien and Yezo. The main evidence in support of this theory is furnished by the names of the insurgent leaders Akuro-o, Akagashira, and Akahige. Ideographists point out that the character aku is frequently pronounced o, and with that reading the name "Akuro-o" becomes "Oro-o," which was the term used for "Russian." As for "Akagashira" and "Akahige," they frankly signify "red head" and "red beard," common Japanese names for foreigners. In a shrine at Suzuka-yama in Ise, to which point the insurgents pushed southward before Tamuramaro took the field, there used to be preserved a box, obviously of foreign construction, said to have been left there by the "Eastern Barbarians;" and in the Tsugaru district of the modern Mutsu province, relics exist of an extensive fortress presenting features not Japanese, which is conjectured to have been the basis of the Tatar invaders. But all these inferences rest on little more than hypothesis.
Two explanations are given. They are mostly speculative. One is that the Yemishi of Mutsu were led by chieftains of Yamato origin, men who had moved northeast in search of wealth or driven by discontent. However, it's hard to believe that such a specific fact would have gone unmentioned in historical records, as there is only one brief reference to it, and that comes from a book that isn't entirely reliable. The other explanation is that the Yemishi were allied with groups of Tatars who had crossed from the Asian mainland or traveled south through the islands of Saghalien and Yezo. The main support for this theory comes from the names of the rebel leaders Akuro-o, Akagashira, and Akahige. Scholars note that the character aku is often pronounced o, which means that "Akuro-o" can be read as "Oro-o," a term used to refer to "Russian." As for "Akagashira" and "Akahige," they literally mean "red head" and "red beard," common Japanese names for foreigners. In a shrine at Suzuka-yama in Ise, where the insurgents advanced south before Tamuramaro took action, there used to be a box, clearly made by foreigners, said to have been left by the "Eastern Barbarians"; and in the Tsugaru area of what is now Mutsu province, remnants of a large fortress show non-Japanese characteristics, thought to be connected to the Tatar invaders. Yet all these conclusions are based on little more than conjecture.
RISE OF MILITARY HOUSES
What is certain, however, is that a collateral result of these disturbances was to discredit the great Court nobles—the Otomo, the Tachibana, the Ki, and the Fujiwara—as leaders of armies, and to lay the foundation of the military houses (buke) which were destined to become feudal rulers of Japan in after ages. Ki no Hirozumi, Ki no Kosami, Otomo Yakamochi, Fujiwara Umakai, and Fujiwara Tsugunawa having all failed, the Court was compelled to have recourse to the representatives of a Chinese immigrant family, the Saka-no-ye. By those who trace the ringer of fate in earthly happenings, it has been called a dispensation that, at this particular juncture, a descendant of Achi no Omi should have been a warrior with a height of six feet nine inches,* eyes of a falcon, a beard like plaited gold-wire, a frown that terrified wild animals, and a smile that attracted children. For such is the traditional description of Tamuramaro. Another incidental issue of the situation was that conspicuous credit for fighting qualities attached to the troops specially organized in the Bando (Kwanto) provinces with the sons and younger brothers of local officials. These became the nucleus of a military class which ultimately monopolized the profession of arms.
What is certain, however, is that an unintended consequence of these disturbances was to undermine the great Court nobles—the Otomo, the Tachibana, the Ki, and the Fujiwara—as military leaders, paving the way for the rise of the military houses (buke) that would later become the feudal rulers of Japan. With Ki no Hirozumi, Ki no Kosami, Otomo Yakamochi, Fujiwara Umakai, and Fujiwara Tsugunawa all failing, the Court had to turn to representatives of a Chinese immigrant family, the Saka-no-ye. Those who believe in destiny in earthly events have referred to it as a sign that, at this pivotal moment, a descendant of Achi no Omi happened to be a warrior standing six feet nine inches tall,* with falcon-like eyes, a beard resembling braided gold wire, a frown that frightened wild animals, and a smile that endeared him to children. This is the traditional description of Tamuramaro. Another side effect of the situation was that the troops specifically organized in the Bando (Kwanto) provinces, made up of the sons and younger brothers of local officials, gained notable recognition for their fighting skills. These troops became the foundation of a military class that ultimately dominated the profession of arms.
*The height recorded is five feet eight inches, but as that would be a normal stature, there can be little doubt that "great" (dai) measure is referred to and that the figures indicate six feet nine inches.
*The height listed is five feet eight inches, but since that's an average height, there's little doubt that "great" (dai) refers to a larger measurement and that the actual height is six feet nine inches.*
RELATIONS WITH KOREA
During the eighth century relations of friendship were once more established with Koma. A Manchurian tribe, migrating from the valley of the Sungali River (then called the Sumo), settled on the east of the modern province of Shengking, and was there joined by a remnant of the Koma subjects after the fall of the latter kingdom. Ultimately receiving investiture at the hands of the Tang Court, the sovereign of the colony took the name of Tsuying, King of Pohai, and his son, Wu-i, sent an envoy to Japan in 727, when Shomu was on the throne. Where the embassy embarked there is no record, but, being blown out of their course, the boats finally made the coast of Dewa, where several of the envoy's suite were killed by the Yemishi. The envoy himself reached Nara safely, and, representing his sovereign as the successor of the Koma dynasty, was hospitably received, the usual interchange of gifts taking place.
During the eighth century, friendships with Koma were reestablished. A Manchurian tribe migrating from the Sungali River valley (then known as the Sumo) settled in what is now the eastern part of Shengking province. They were joined there by some former subjects of Koma after that kingdom fell. Eventually, they were recognized by the Tang Court, and the leader of this new colony took the title of Tsuying, King of Pohai. His son, Wu-i, sent an envoy to Japan in 727 while Shomu was on the throne. There's no record of where the embassy set out, but due to bad weather, their boats ended up on the coast of Dewa, where several members of the envoy's party were killed by the Yemishi. The envoy himself reached Nara safely and presented himself as the successor to the Koma dynasty. He was warmly welcomed, and the usual exchange of gifts took place.
Twenty-five years later (752), another envoy arrived. The Empress Koken then reigned at Nara, and her ministers insisted that, in the document presented by the ambassador, Pohai must distinctly occupy towards Japan the relation of vassal to suzerain, such having been the invariable custom observed by Koma in former times. The difficulty seems to have been met by substituting the name "Koma" for "Pohai," thus, by implication, admitting that the new kingdom held towards Japan the same status as that formerly held by Koma. Throughout the whole of her subsequent intercourse with the Pohai kingdom, intercourse which, though exceedingly fitful, lasted for nearly a century and a half, Japan uniformly insisted upon the maintenance of that attitude.
Twenty-five years later (752), another envoy arrived. Empress Koken was then ruling in Nara, and her ministers insisted that the document presented by the ambassador clearly state that Pohai had a vassal relationship with Japan, as had always been the practice with Koma in the past. The challenge seemed to be resolved by replacing the name "Koma" with "Pohai," thereby implicitly acknowledging that the new kingdom had the same status with Japan as Koma had before. Throughout all her later interactions with the Pohai kingdom, which, while very sporadic, lasted for nearly a century and a half, Japan consistently maintained that position.
ENGRAVING: EMPEROR KWAMMU
CHAPTER XVIII
THE HEIAN EPOCH
THE FIFTIETH SOVEREIGN, THE EMPEROR KWAMMU (A.D. 782-805)
JAPANESE history divides itself readily into epochs, and among them not the least sharply defined is the period of 398 years separating the transfer of the Imperial palace from Nara to Kyoto (794) and the establishment of an administrative capital at Kamakura (1192). It is called the Heian epoch, the term "Heian-jo" (Castle of Peace) having been given to Kyoto soon after that city became the residence of the Mikado. The first ruler in the epoch was Kwammu. This monarch, as already shown, was specially selected by his father, Konin, at the instance of Fujiwara Momokawa, who observed in the young prince qualities essential to a ruler of men. Whether Kwammu's career as Emperor reached the full standard of his promise as prince, historians are not agreed.
JAPANESE history is easily divided into different periods, and one of the most distinctly defined is the 398 years between the move of the Imperial palace from Nara to Kyoto in 794 and the establishment of an administrative capital in Kamakura in 1192. This era is known as the Heian period, with the name "Heian-jo" (Castle of Peace) being given to Kyoto shortly after it became the home of the Mikado. The first ruler of this period was Kwammu. This emperor, as indicated earlier, was specifically chosen by his father, Konin, at the suggestion of Fujiwara Momokawa, who recognized key qualities in the young prince that were vital for a ruler. Historians can't agree on whether Kwammu's reign as Emperor lived up to the high expectations set during his time as prince.
Konin receives a larger meed of praise. His reforms of local abuses showed at once courage and zeal But he did not reach the root of the evil, nor did his son Kwammu, though in the matter of intention and ardour there was nothing to choose between the two. The basic trouble was arbitrary and unjust oppression of the lower classes by the upper. These latter, probably educated in part by the be system, which tended to reduce the worker with his hands to a position of marked subservience, had learned to regard their own hereditary privileges as practically unlimited, and to conclude that well nigh any measure of forced labour was due to them from their inferiors. Konin could not correct this conception, and neither could Kwammu. Indeed, in the latter's case, the Throne was specially disqualified as a source of remonstrance, for the sovereign himself had to make extravagant demands upon the working classes on account of the transfer of the capital from Nara to Kyoto. Thus, although Kwammu's warnings and exhortations were earnest, and his dismissals and degradations of provincial officials frequent, he failed to achieve anything radical.
Konin gets a lot of credit. His reforms to address local issues showed both courage and enthusiasm. However, he didn't tackle the root of the problem, nor did his son Kwammu, though both had the same good intentions and passion. The main issue was the arbitrary and unfair oppression of the lower classes by the upper class. The latter, likely influenced by the education system, which tended to demean manual workers, had come to see their hereditary privileges as almost limitless and felt entitled to demand forced labor from those beneath them. Konin couldn't change this mindset, and neither could Kwammu. In fact, Kwammu was especially hindered because the Throne itself couldn't push back against these injustices, as the sovereign had to make excessive demands on the working class due to the capital moving from Nara to Kyoto. So, even though Kwammu's warnings and calls to action were sincere, and he frequently dismissed and demoted provincial officials, he didn't manage to implement any real changes.
TRANSFER OF THE CAPITAL TO KYOTO
The reign of Kwammu is remarkable for two things: the conquest of the eastern Yemishi by Tamuramaro and the transfer of the capital from Nara to Kyoto. Nara is in the province of Yamato; Kyoto, in the neighbouring province of Yamashiro,* and the two places lie twenty miles apart as the crow flies. It has been stated that to change the site of the capital on the accession of a sovereign was a common custom in Japan prior to the eighth century. In those early days the term "miyako," though used in the sense of "metropolis," bore chiefly the meaning "Imperial residence," and to alter its locality did not originally suggest a national effort. But when Kwammu ascended the throne, Nara had been the capital during eight reigns, covering a period of seventy-five years, and had grown into a great city, a centre alike of religion and of trade. To transfer it involved a correspondingly signal sacrifice. What was Kwammu's motive? Some have conjectured a desire to shake off the priestly influences which permeated the atmosphere of Nara; others, that he found the Yamato city too small to satisfy his ambitious views or to suit the quickly developing dimensions and prosperity of the nation. Probably both explanations are correct. Looking back only a few years, a ruler of Kwammu's sagacity must have appreciated that religious fanaticism, as practised at Nara, threatened to overshadow even the Imperial Court, and that the influence of the foreign creed tended to undermine the Shinto cult, which constituted the main bulwark of the Throne.
The reign of Kwammu is notable for two main events: Tamuramaro’s conquest of the eastern Yemishi and the move of the capital from Nara to Kyoto. Nara is located in the province of Yamato, while Kyoto is in the neighboring province of Yamashiro,* with the two cities being about twenty miles apart in a straight line. It has been mentioned that changing the capital when a new emperor took the throne was a common practice in Japan before the eighth century. In those early times, the term "miyako," while meaning "metropolis," primarily referred to the "Imperial residence," and shifting its location didn’t originally imply a national endeavor. However, by the time Kwammu became emperor, Nara had been the capital for eight reigns, spanning seventy-five years, and it had developed into a major city, serving as a hub for both religion and commerce. Moving it involved a significant sacrifice. What motivated Kwammu? Some speculate he wanted to break free from the strong religious influences present in Nara; others believe he found the city too small for his ambitious plans or for the rapidly growing prosperity of the nation. It's likely that both reasons are valid. Looking back just a few years, a ruler as wise as Kwammu would have understood that the religious fanaticism prevalent in Nara posed a threat to the Imperial Court and that the influence of foreign beliefs could undermine Shintoism, which formed the primary support for the Throne.
*Previously to becoming the metropolitan province, Yamashiro was written with ideographs signifying "behind the mountain" (yama no ushiro), but these were afterwards changed to "mountain castle" (yamashiro).
*Before it became the metropolitan province, Yamashiro was represented by characters meaning "behind the mountain" (yama no ushiro), but these were later changed to "mountain castle" (yamashiro).
We shall presently see how this latter danger was averted at Kyoto, and it certainly does not appear extravagant to credit Kwammu with having promoted that result. At all events, he was not tempted by the superior advantages of any other site in particular. In 784, when he adopted the resolve to found a new capital, it was necessary to determine the place by sending out a search party under his most trusted minister, Fujiwara Tanetsugu. The choice of Tanetsugu fell, not upon Kyoto, but upon Nagaoka in the same province. There was no hesitation. The Emperor trusted Tanetsugu implicitly and appointed him chief commissioner of the building, which was commenced at once, a decree being issued that all taxes for the year should be paid at Nagaoka where also forced labourers were required to assemble and materials were collected. The Records state that the area of the site for the new palace measured 152 acres, for which the owners received compensation amounting to the equivalent of £2580 ($12,550); or an average of £17 ($82) per acre. The number of people employed is put at 314,000,* and the fund appropriated, at 680,000 sheaves of rice, having a value of about £40,800 ($200,000) according to modern prices.
We will soon see how this latter danger was avoided at Kyoto, and it definitely isn’t unreasonable to credit Kwammu for that outcome. In any case, he wasn’t swayed by the better advantages of any other particular location. In 784, when he decided to establish a new capital, it was necessary to identify the location by sending a search party led by his most trusted minister, Fujiwara Tanetsugu. Tanetsugu chose not Kyoto, but Nagaoka in the same province. There was no doubt about it. The Emperor trusted Tanetsugu completely and appointed him chief commissioner for the construction, which began immediately, with a decree issued that all taxes for the year should be paid in Nagaoka, where forced laborers were also required to gather, and materials were collected. The Records indicate that the area of the site for the new palace covered 152 acres, for which the owners received compensation totaling about £2580 ($12,550); or an average of £17 ($82) per acre. The number of people employed is estimated at 314,000,* and the budget allocated was 680,000 sheaves of rice, valued at roughly £40,800 ($200,000) based on today's prices.
*This does not mean that 314,000 persons were employed simultaneously, but only that the number of workmen multiplied by the number of days of work equalled 314,000.
*This doesn’t mean that 314,000 people were employed at the same time, but only that the total number of workers multiplied by the number of days worked added up to 314,000.*
The palace was never finished. While it was still uncompleted, the Emperor took up his abode there, in the fall of 784, and efforts to hasten the work were redoubled. But a shocking incident occurred. The Crown Prince, Sagara, procured the elevation of a member of the Saeki family to the high post of State councillor (sangi), and having been impeached for this unprecedented act by Fujiwara Tanetsugu, was deprived of his title to the throne. Shortly afterwards, the Emperor repaired to Nara, and during the absence of the Court from Nagaoka, Prince Sagara compassed the assassination of Tanetsugu. Kwammu exacted stern vengeance for his favourite minister. He disgraced the prince and sent him into exile in the island of Awaji, which place he did not reach alive, as was perhaps designed.
The palace was never finished. While it was still incomplete, the Emperor moved in during the fall of 784, and efforts to speed up the construction were intensified. But then something shocking happened. The Crown Prince, Sagara, arranged for a member of the Saeki family to be appointed to the high position of State Councillor (sangi), and after being impeached for this unusual act by Fujiwara Tanetsugu, he lost his claim to the throne. Soon after, the Emperor went to Nara, and while the Court was away from Nagaoka, Prince Sagara plotted Tanetsugu's assassination. Kwammu took harsh revenge for his favorite minister. He disgraced the prince and exiled him to the island of Awaji, a place he didn't reach alive, as might have been intended.
ENGRAVING: COURTYARD OF THE IMPERIAL PALACE, AT KYOTO
These occurrences moved the Emperor so profoundly that Nagaoka became intolerable to him. Gradually the work of building was abandoned, and, in 792, a new site was selected by Wake no Kiyomaro at Uda in the same province. So many attractions were claimed for this village that failure to choose it originally becomes difficult to understand. Imperial decrees eulogized its mountains and rivers, and people recalled a prediction uttered 170 years previously by Prince Shotoku that the place would ultimately be selected for the perpetual capital of the empire. The Tang metropolis, Changan, was taken for model. Commenced in April, 794, the new metropolis was finished in December, 805.
These events affected the Emperor so deeply that he found Nagaoka unbearable. Gradually, the construction was abandoned, and in 792, Wake no Kiyomaro selected a new site at Uda in the same province. This village was said to have so many appealing features that it's hard to see why it wasn’t chosen at first. Imperial edicts praised its mountains and rivers, and people remembered a prediction made 170 years earlier by Prince Shotoku that this place would eventually become the permanent capital of the empire. The Tang city of Changan served as the model. Construction started in April 794, and the new capital was completed in December 805.
The city was laid out with mathematical exactness in the form of a rectangle, nearly three and one-half miles long, from north to south, and about three miles wide, from east to west. In each direction were nine principal thoroughfares, those running east and west crossing the north and south streets at right angles. The east and west streets were numbered from 1 to 9, and, although the regularity of structure and plan of the city has been altered by fire and other causes in eleven hundred years, traces of this early system of nomenclature are still found in the streets of Kyoto.* Running north from the centre of the south side was a great avenue, two hundred and eighty feet wide, which divided the city into two parts, the eastern, called "the left metropolis" (later Tokyo, "eastern capital"), and "the right metropolis" (or Saikyo, "western capital"),—the left, as always in Japan, having precedence over the right, and the direction being taken not from the southern entrance gate but from the Imperial palace, to which this great avenue led and which was on the northern limits of the city and, as the reader will see, at the very centre of the north wall. Grouped around the palace were government buildings of the different administrative departments and assembly and audience halls.
The city was designed with mathematical precision in the shape of a rectangle, nearly three and a half miles long from north to south and about three miles wide from east to west. In each direction, there were nine main roads, with those running east and west intersecting the north and south streets at right angles. The east-west streets were numbered from 1 to 9, and even though the city's layout and design have been changed by fire and other events over eleven hundred years, remnants of this early naming system can still be found in the streets of Kyoto.* Running north from the center of the southern side was a wide avenue, two hundred and eighty feet across, that split the city into two parts: the eastern part, known as "the left metropolis" (later Tokyo, "eastern capital"), and "the right metropolis" (or Saikyo, "western capital"). The left metropolis, as is traditional in Japan, was considered more important than the right, with the orientation taken not from the southern entrance gate but from the Imperial palace, which this grand avenue led to and was located at the northern edge of the city, right at the center of the north wall. Surrounding the palace were government buildings for various administrative departments, as well as assembly and audience halls.
*The Kyoto of today is only a remnant of the ancient city; it was almost wholly destroyed by fire in the Onin war of 1467.
*The Kyoto of today is just a shadow of the ancient city; it was nearly completely destroyed by fire during the Onin War in 1467.
The main streets, which have already been mentioned as connecting the gates in opposite walls, varied in width from 80 feet to 170 feet. They divided the city into nine districts, all of the same area except the ones immediately east of the palace. The subdivisions were as formal and precise. Each of the nine districts contained four divisions. Each division was made up of four streets. A street was made up of four rows, each row containing eight "house-units." The house-unit was 50 by 100 feet. The main streets in either direction were crossed at regular intervals by lanes or minor streets, all meeting at right angles.
The main streets, previously mentioned as linking the gates in opposite walls, ranged in width from 80 feet to 170 feet. They divided the city into nine districts, all of the same size except for the ones directly east of the palace. The subdivisions were equally formal and precise. Each of the nine districts included four divisions. Each division consisted of four streets. A street comprised four rows, with each row containing eight "house-units." The house-unit measured 50 by 100 feet. The main streets in both directions were intersected at regular intervals by lanes or minor streets, all meeting at right angles.
The Imperial citadel in the north central part of the city was 4600 feet long (from north to south) and 3840 feet wide, and was surrounded by a fence roofed with tiles and pierced with three gates on either side. The palace was roofed with green tiles of Chinese manufacture and a few private dwellings had roofs made of slate-coloured tiles, but most of them were shingled. In the earlier period, it is to be remembered, tiles were used almost exclusively for temple roofs. The architecture of the new city was in general very simple and unpretentious. The old canons of Shinto temple architecture had some influence even in this city built on a Chinese model. Whatever display or ornament there was, appeared not on the exterior but in inner rooms, especially those giving on inner court yards. That these resources were severely taxed, however, cannot be doubted, especially when we remember that the campaign against the Yemishi was simultaneously conducted. History relates that three-fifths of the national revenues were appropriated for the building.
The Imperial citadel in the north-central part of the city measured 4,600 feet long (from north to south) and 3,840 feet wide, and was surrounded by a fence topped with tiles and had three gates on each side. The palace had a roof made of green Chinese tiles, while a few private homes had roofs of slate-colored tiles, but most were shingled. It’s worth noting that in earlier times, tiles were mainly used for temple roofs. The architecture of the new city was generally very simple and unpretentious. The traditional styles of Shinto temple architecture still influenced this city, even though it was based on a Chinese model. Any decorative elements were mainly found indoors, especially in rooms facing inner courtyards. However, it's clear that these resources were heavily strained, especially considering the ongoing campaign against the Yemishi. History tells us that three-fifths of the national revenues were allocated for the construction.
INTERCOURSE WITH CHINA AND BUDDHIST PROPAGANDISM
The fact that the metropolis at Changan was taken for model in building Kyoto prepares us to find that intercourse with the Middle Kingdom was frequent and intimate. But although China under the Tang dynasty in the ninth century presented many industrial, artistic, and social features of an inspiring and attractive nature, her administrative methods had begun to fall into disorder, which discredited them in Japanese eyes. We find, therefore, that although renowned religionists went from Japan during the reign of Kwammu and familiarized themselves thoroughly with the Tang civilization, they did not, on their return, attempt to popularize the political system of China, but praised only her art, her literature, and certain forms and conceptions of Buddhism which they found at Changan.
The fact that the city of Changan was used as a model for building Kyoto shows us that there was frequent and close interaction with China. However, even though China in the ninth century during the Tang dynasty had many inspiring and appealing industrial, artistic, and social aspects, its administrative methods had started to become disorganized, which made them less respectable in the eyes of the Japanese. As a result, even though well-known religious figures traveled from Japan during the reign of Kwammu and fully immersed themselves in Tang civilization, when they returned, they didn’t try to promote China's political system. Instead, they only praised its art, literature, and certain forms and ideas of Buddhism that they encountered in Changan.
ENGRAVING: PRIEST SAICHO, AFTERWARD KNOWN AS DENGYO DAISHI
The most celebrated of these religionists were Saicho and Kukai—immortalized under their posthumous names of Dengyo Daishi and Kobo Daishi, respectively. The former went to Changan in the train of the ambassador, Sugawara Kiyokimi, in 802, and the latter accompanied Fujiwara Kuzunomaro, two years later. Saicho was specially sent to China by his sovereign to study Buddhism, in order that, on his return, he might become lord-abbot of a monastery which his Majesty had caused to be built on Hie-no-yama—subsequently known as Hiei-zan—a hill on the northeast of the new palace in Kyoto. A Japanese superstition regarded the northeast as the "Demon's Gate," where a barrier must be erected against the ingress of evil influences. Saicho also brought from China many religious books.
The most famous of these religious figures were Saicho and Kukai—known by their posthumous names Dengyo Daishi and Kobo Daishi, respectively. Saicho traveled to Changan with the ambassador Sugawara Kiyokimi in 802, and Kukai went two years later with Fujiwara Kuzunomaro. Saicho was specifically sent to China by the emperor to study Buddhism, so that when he returned, he could become the head monk of a monastery that his Majesty had built on Hie-no-yama—later known as Hiei-zan—a hill northeast of the new palace in Kyoto. A Japanese superstition considered the northeast as the "Demon's Gate," where a barrier needed to be put up to block evil influences. Saicho also returned from China with many religious texts.
Down to that time the Buddhist doctrine preached in Japan had been of a very dispiriting nature. It taught that salvation could not be reached except by efforts continued through three immeasurable periods of time. But Saicho acquired a new doctrine in China. From the monastery of Tientai (Japanese, Tendai) he carried back to Hiei-zan a creed founded on the "Lotus of the Good Law"—a creed that salvation is at once attainable by a knowledge of the Buddha nature, and that such knowledge may be acquired by meditation and wisdom. That was the basic conception, but it underwent some modification at Japanese hands. It became "a system of Japanese eclecticism, fitting the disciplinary and meditative methods of the Chinese sage to the pre-existing foundations of earlier sects."* This is not the place to discuss details of religious doctrine, but the introduction of the Tendai belief has historical importance. In the first place, it illustrates a fact which may be read between the lines of all Japanese annals, namely, that the Japanese are never blind borrowers from foreign systems: their habit is "to adapt what they borrow so as to fit it to what they possess." In the second place, the Tendai system became the parent of nearly all the great sects subsequently born in Japan. In the third place, the Buddhas of Contemplation, by whose aid the meditation of absolute truth is rendered possible, suggested the idea that they had frequently been incarnated for the welfare of mankind, and from that theory it was but a short step to the conviction that "the ancient gods whom the Japanese worshipped are but manifestations of these same mystical beings, and that the Buddhist faith had come, not to destroy the native Shinto, but to embody It into a higher and more universal system. From that moment the triumph of Buddhism was secured."** It is thus seen that the visit of Saicho (Dengyo Daishi) to China at the beginning of the ninth century and the introduction of the Tendai creed into Japan constitute landmarks in Japanese history.
Up to that point, Buddhist teaching in Japan had been quite discouraging. It said that salvation could only be achieved through efforts that lasted for three endless periods. However, Saicho learned a new doctrine in China. From the Tientai monastery (known as Tendai in Japan), he brought back to Hiei-zan a belief based on the "Lotus of the Good Law"—a belief that salvation is readily attainable through understanding one’s Buddha nature, which can be gained through meditation and wisdom. This was the foundational idea, but it was somewhat changed by Japanese influences. It evolved into "a system of Japanese eclecticism, adapting the disciplinary and meditative practices of the Chinese sage to the earlier foundations of existing sects."* This isn’t the right place to delve into the details of religious doctrine, but the introduction of the Tendai belief is historically significant. First, it illustrates a truth that can be seen throughout Japanese history: the Japanese never simply copy foreign systems blindly; they tend to "adapt what they borrow to fit what they already have." Second, the Tendai system became the source of nearly all the major sects that later developed in Japan. Third, the Buddhas of Contemplation, who make the meditation on absolute truth possible, led to the idea that they had often been incarnated for the benefit of humanity. From that belief, it was an easy leap to the notion that "the ancient gods worshipped by the Japanese are just manifestations of these same mystical beings, and that Buddhism arrived not to destroy the native Shinto but to incorporate it into a higher, more universal system. From that moment, Buddhism's success was ensured."** Thus, Saicho's visit (Dengyo Daishi) to China in the early ninth century and the introduction of the Tendai creed into Japan are significant moments in Japanese history.
*Developments of Japanese Buddhism, by the Rev. A. Lloyd. M. A.
*Developments of Japanese Buddhism, by Rev. A. Lloyd, M.A.*
**The doctrines that the Shinto deities were incarnations of the
Buddhas of Contemplation (Dhyani) had already been enunciated by
Gyogi but its general acceptance dates from the days of Dengyo
Daishi. The doctrine was called honchi-suishaku.
**The beliefs that the Shinto gods were manifestations of the
Buddhas of Contemplation (Dhyani) were already expressed by
Gyogi, but it became widely accepted during the time of Dengyo
Daishi. This belief was known as honchi-suishaku.
ENGRAVING: PRIEST KOKAI, AFTERWARD KNOWN AS KOBO DAISHI
KOBO DAISHI
Contemporary with and even greater in the eyes of his countrymen than Dengyo Daishi, was Kobo Daishi (known as Kukai during his lifetime). He, too, visited China as a student of Buddhism, especially to learn the interpretation of a Sutra which had fallen into his hands in Japan, and on his return he founded the system of the True Word (Shingori), which has been practically identified with the Gnosticism of early Christian days. Kobo Daishi is the most famous of all Japanese Buddhist teachers; famous alike as a saint, as an artist, and as a calligraphist. His influence on the intellectual history of his country was marked, for he not only founded a religious system which to this day has a multitude of disciples, but he is also said to have invented, or at any rate to have materially improved, the Japanese syllabary (hira-gana).
Contemporary with and even more revered by his fellow countrymen than Dengyo Daishi, was Kobo Daishi (known as Kukai during his lifetime). He also traveled to China as a student of Buddhism, mainly to learn the interpretation of a Sutra that had come into his possession in Japan. Upon his return, he established the True Word (Shingori) system, which has often been associated with the Gnosticism of early Christian times. Kobo Daishi is the most renowned of all Japanese Buddhist teachers; celebrated as a saint, an artist, and a calligrapher. His influence on Japan's intellectual history was significant, as he not only created a religious system that still has many followers today, but he is also credited with inventing, or at least significantly improving, the Japanese syllabary (hira-gana).
THE SUBSERVIENCE OF SHINTO
That the disciples of the Shinto cult so readily endorsed a doctrine which relegated their creed to a subordinate place has suggested various explanations, but the simplest is the most convincing, namely, that Shinto possessed no intrinsic power to assert itself in the presence of a religion like Buddhism. At no period has Shinto produced a great propagandist. No Japanese sovereign ever thought of exchanging the tumultuous life of the Throne for the quiet of a Shinto shrine, nor did Shinto ever become a vehicle for the transmission of useful knowledge.
That the followers of the Shinto religion easily accepted a belief that placed their faith in a lesser position has led to several explanations, but the simplest one is the most convincing: Shinto didn't have the inherent strength to stand up against a religion like Buddhism. At no point has Shinto produced a significant promoter. No Japanese emperor ever considered trading the chaotic life of the Throne for the peace of a Shinto shrine, nor did Shinto ever become a way to share useful knowledge.
ENGRAVING: OKUNO-IN (Kobo Daishi's shrine) AT MT. KOYASAN
ENGRAVING: OKUNO-IN (Kobo Daishi's shrine) AT MT. KOYASAN
With Buddhism, the record is very different. Many of its followers were inspired by the prospect of using it as a stepping-stone to preferment rather than as a route to Nirvana. Official posts being practically monopolized by the aristocratic classes, those born in lowlier families found little opportunity to win honour and emoluments. But by embracing a religious career, a man might aspire to become an abbot or even a tutor to a prince or sovereign. Thus, learned and clever youths flocked to the portals of the priesthood, and the Emperor Saga is said to have lamented that the Court nobility possessed few great and able men, whereas the cloisters abounded in them. On the other hand, it has been observed with much reason that as troublers of the people the Buddhist priests were not far behind the provincial governors. In fact, it fared with Buddhism as it commonly fares with all human institutions—success begot abuses. The example of Dokyo exercised a demoralizing influence. The tonsure became a means of escaping official exactions in the shape of taxes or forced labour, and the building of temples a device to acquire property and wealth as well as to evade fiscal burdens. Sometimes the Buddhist priests lent themselves to the deception of becoming nominal owners of large estates in order to enable the real owners to escape taxation. Buddhism in Japan ultimately became a great militant power, ready at all times to appeal to force.
With Buddhism, the situation was quite different. Many of its followers were motivated by the chance to use it as a way to gain status rather than as a path to Nirvana. Official positions were mostly held by the aristocrats, leaving those from lower-class backgrounds with few chances to gain honor and rewards. However, by choosing a religious career, a person could aim to become an abbot or even a tutor to a prince or ruler. As a result, educated and talented young men eagerly joined the priesthood, and it’s said that Emperor Saga complained that the Court nobility had few great and capable individuals, while the monasteries were full of them. On the flip side, it’s also been rightly noted that as disruptors of society, Buddhist monks were not much better than provincial governors. In fact, Buddhism experienced what often happens with all human institutions—success led to corruption. The example of Dokyo had a corrupting effect. Shaving one’s head became a way to escape official demands like taxes or forced labor, and building temples turned into a strategy to acquire property and wealth while avoiding financial obligations. Sometimes, Buddhist priests would pretend to be the owners of large estates to help the actual owners evade taxes. Eventually, Buddhism in Japan grew into a powerful militant force, ready to resort to violence at any moment.
THE FIFTY-FIRST SOVEREIGN, THE EMPEROR HEIJO (A.D. 806-809)
Heijo, the fifty-first sovereign, was the eldest son of Kwammu. The latter, warned by the distress that his own great expenditures on account of the new capital had produced, and fully sensible of the abuses practised by the provincial officials, urged upon the Crown Prince the imperative necessity of retrenchment, and Heijo, on ascending the throne, showed much resolution in discharging superfluous officials, curtailing all unneeded outlays, and simplifying administrative procedure. But physical weakness—he was a confirmed invalid—and the influence of an ambitious woman wrecked his career. While still Crown Prince, he fixed his affections on Kusu, daughter of Fujiwara Tanetsugu, who had been assassinated by Prince Sagara during Kwammu's reign, and when Heijo ascended the throne, this lady's influence made itself felt within and without the palace, while her brother, Nakanari, a haughty, headstrong man, trading on his relationship to her, usurped almost Imperial authority.
Heijo, the fifty-first emperor, was the eldest son of Kwammu. The latter, conscious of the troubles caused by his own huge spending on the new capital and fully aware of the problems caused by provincial officials, stressed to the Crown Prince the urgent need for budget cuts. When Heijo became emperor, he was determined to get rid of unnecessary officials, cut unneeded expenses, and simplify administrative processes. However, his physical weakness—he was a chronic invalid—and the influence of an ambitious woman ultimately derailed his reign. While still Crown Prince, he fell in love with Kusu, the daughter of Fujiwara Tanetsugu, who had been killed by Prince Sagara during Kwammu’s reign. When Heijo took the throne, her influence was felt both inside and outside the palace, and her brother, Nakanari, a arrogant and headstrong man, took advantage of their relationship to seize almost Imperial power.
Heijo's ill-health, however, compelled him to abdicate after a reign of only three years. He retired to the old palace at Nara, entrusting the sceptre to his brother, Saga. This step was profoundly disappointing to Kusu and her brother. The former aimed at becoming Empress—she possessed only the title of consort—and Fujiwara Nakanari looked for the post of prime minister. They persuaded the ex-Emperor to intimate a desire of reascending the throne. Saga acquiesced and would have handed over the sceptre, but at the eleventh hour, Heijo's conscientious scruples, or his prudence, caused a delay, whereupon Kusu and her brother, becoming desperate, publicly proclaimed that Heijo wished to transfer the capital to Nara. Before they could consummate this programme, however, Saga secured the assistance of Tamuramaro, famous as the conqueror of the Yemishi, and by his aid Fujiwara Nakanari was seized and thrown into prison, the lady Kusu being deprived of her rank as consort and condemned to be banished from Court. Heijo might have bowed to Nakanari's fate, but Kusu's sentence of degradation and exile overtaxed his patience. He raised an army and attempted to move to the eastern provinces. In Mino, his route was intercepted by a force under Tamuramaro, and the ex-Emperor's troops being shattered, no recourse offered except to retreat to Nara. Then the Jo-o (Heijo) took the tonsure, and his consort Kusu committed suicide. Those who had rallied to the ex-Emperor's standard were banished.
Heijo's poor health, unfortunately, forced him to step down after just three years on the throne. He moved to the old palace in Nara, passing the scepter to his brother, Saga. This decision was a huge disappointment to Kusu and her brother. Kusu wanted to be Empress—she only held the title of consort—and Fujiwara Nakanari was aiming for the prime minister position. They convinced the ex-Emperor to express a desire to reclaim the throne. Saga agreed and was ready to give back the scepter, but at the last moment, Heijo's sense of duty, or his caution, caused a delay. Desperate, Kusu and her brother openly declared that Heijo wanted to move the capital to Nara. However, before they could carry out this plan, Saga enlisted the help of Tamuramaro, known for defeating the Yemishi, and with his assistance, Fujiwara Nakanari was captured and imprisoned, while Kusu was stripped of her title as consort and exiled from the Court. Heijo might have accepted Nakanari's fate, but Kusu's punishment of disgrace and banishment pushed him over the edge. He raised an army and tried to head to the eastern provinces. In Mino, his path was blocked by Tamuramaro's forces, and Heijo's troops were defeated, leaving him no choice but to retreat to Nara. After that, Heijo took the vow of a monk, and Kusu ended her own life. Those who had supported the ex-Emperor were exiled.
THE FIRST JAPANESE THAT ENTERED INDIA
When Heijo ceded the throne to Saga, the former's son, Takaoka, was nominated Crown Prince, though Saga had sons of his own. Evidently that step was taken for the purpose of averting precisely such incidents as those subsequently precipitated by the conspiracy to restore Heijo. Therefore on the day following Heijo's adoption of the tonsure, Takaoka was deprived of his rank.* Entering the priesthood, he called himself Shinnyo, retired to Higashi-dera and studied the doctrine of the True Word (Shingori). In 836, he proceeded to China to prosecute his religious researches, and ultimately made his way to India (in his eighty-first year), where he was killed by a tiger in the district now known as the Laos States of Siam. This prince is believed to have been the first Japanese that travelled to India. His father, the ex-Emperor Heijo, was a student of the same Buddhist doctrine (Shingon) and received instruction in it from Kukai. Heijo died in 824, at the age of fifty-one.
When Heijo passed the throne to Saga, Heijo's son, Takaoka, was named Crown Prince, even though Saga had sons of his own. Clearly, this decision was made to prevent incidents like those caused by the conspiracy to restore Heijo. So, on the day after Heijo took vows as a monk, Takaoka lost his rank.* He entered the priesthood, took the name Shinnyo, retired to Higashi-dera, and studied the True Word doctrine (Shingori). In 836, he traveled to China to continue his religious studies and eventually made his way to India (in his eighty-first year), where he was killed by a tiger in the area now known as the Laos States of Siam. This prince is thought to be the first Japanese person to travel to India. His father, the former Emperor Heijo, also studied the same Buddhist doctrine (Shingon) and learned it from Kukai. Heijo died in 824, at the age of fifty-one.
*His family was struck off the roll of princes and given the uji of
Ariwara Asomi.
*His family was removed from the list of princes and given the uji of
Ariwara Asomi.
THE FIFTY-SECOND SOVEREIGN, THE EMPEROR SAGA (A.D. 810-823)
It is memorable in the history of the ninth century that three brothers occupied the throne in succession, Heijo, Saga, and Junna. Heijo's abdication was certainly due in part to weak health, but his subsequent career proves that this reason was not imperative. Saga, after a most useful reign of thirteen years, stepped down frankly in favour of his younger brother. There is no valid reason to endorse the view of some historians that these acts of self-effacement were inspired by an indolent distaste for the cares of kingship. Neither Heijo nor Saga shrank from duty in any form. During his brief tenure of power the former unflinchingly effected reforms of the most distasteful kind, as the dismissal of superfluous officials and the curtailing of expenses; and the latter's reign was distinguished by much useful legislation and organization. Heijo's abdication seems to have been due to genuine solicitude for the good of the State, and Saga's to a sense of reluctance to be outdone in magnanimity. Reciprocity of moral obligation (giri) has been a canon of Japanese conduct in all ages.
It's memorable in the history of the ninth century that three brothers consecutively held the throne: Heijo, Saga, and Junna. Heijo's abdication was partly due to his poor health, but his later actions show that this reason wasn't the only factor. After a highly effective reign of thirteen years, Saga stepped down openly in favor of his younger brother. There's no solid reason to support the view of some historians that these acts of selflessness were motivated by a lazy aversion to the responsibilities of kingship. Neither Heijo nor Saga avoided their duties in any way. During his brief time in power, Heijo courageously implemented tough reforms, like firing unnecessary officials and cutting expenses; Saga’s reign was marked by significant legislation and organization. Heijo's abdication seems to stem from a genuine concern for the welfare of the State, and Saga's from a desire not to be outdone in generosity. The concept of moral obligation (giri) has been a principle of Japanese conduct throughout history.
SANGI AND KURANDO
One of the earliest acts of Saga's reign was to establish the office of Court councillor (sangi) definitely and to determine the number of these officials at eight. The post of sangi had been instituted more than a century previously, but its occupants had neither fixed function, rank, nor number: they merely gave fortuitous advice about political affairs. Another office, dating from the same time (810), was that of kurando (called also kurodo). This seems to have been mainly a product of the political situation. At the palace of the retired Emperor in Nara—the Inchu, as it was called—the ambitious Fujiwara Nakanari and the Imperial consort, Kusu, were arrogating a large share of administrative and judicial business, and were flagrantly abusing their usurped authority. Saga did not know whom to trust. He feared that the council of State (Dajo-kwan) might include some traitors to his cause, and he therefore instituted a special office to be the depository of all secret documents, to adjudicate suits at law, to promulgate Imperial rescripts and decrees, to act as a kind of palace cabinet, and to have charge of all supplies for the Court. Ultimately this last function became the most important of the kurando's duties.
One of the first actions during Saga's reign was to set up the office of Court councillor (sangi) with a clear definition and a fixed number of eight officials. The position of sangi had been established over a century earlier, but those who held it had no specific role, rank, or set number; they simply offered random advice on political matters. Another position created around the same time (810) was that of kurando (also known as kurodo). This role primarily emerged due to the political circumstances. At the palace of the retired Emperor in Nara, known as the Inchu, the ambitious Fujiwara Nakanari and the Imperial consort, Kusu, were taking on too much administrative and judicial work and were openly abusing their usurped power. Saga was unsure whom to trust. He worried that the council of State (Dajo-kwan) might include traitors to his cause, so he established a special office to handle all secret documents, settle legal disputes, publish Imperial edicts and orders, function as a kind of palace cabinet, and manage all supplies for the Court. Eventually, this last task became the most significant responsibility of the kurando.
KEBIISHI AND TSUIHOSHI
It has already been explained that the Daiho legislators, at the beginning of the eighth century, having enacted a code (ryo) and a penal law (ritsu), supplemented these with a body of official rules (kyaku) and operative regulations (shiki). The necessity of revising these rules and regulations was appreciated by the Emperor Kwammu, but he did not live to witness the completion of the work, which he had entrusted to the sa-daijin, Fujiwara Uchimaro, and others. The task was therefore re-approached by a committee of which the dainagon, Fujiwara Fuyutsugu, was president, under orders from the Emperor Saga. Ten volumes of the rules and forty of the regulations were issued in 819, the former being a collection of all rescripts and decrees issued since the first year of Daiho (701), and the latter a synopsis of instructions given by various high officials and proved by practice since the same date. Here, then, was a sufficiently precise and comprehensive body of administrative guides. But men competent to utilize them were not readily forthcoming. The provincial governors and even the metropolitan officials, chosen from among men whose qualifications were generally limited to literary ability or aristocratic influence, showed themselves incapable of dealing with the lawless conditions existing in their districts.
It has already been explained that the Daiho legislators, at the start of the eighth century, enacted a code (ryo) and a penal law (ritsu), and then added a set of official rules (kyaku) and operational regulations (shiki). The need to revise these rules and regulations was recognized by Emperor Kwammu, but he didn’t live to see the completion of the work, which he had entrusted to the sa-daijin, Fujiwara Uchimaro, and others. The task was then taken up again by a committee led by dainagon Fujiwara Fuyutsugu, under orders from Emperor Saga. In 819, ten volumes of the rules and forty volumes of the regulations were published; the rules were a collection of all rescripts and decrees issued since the first year of Daiho (701), while the regulations summarized instructions given by various high officials and validated by practice since that date. This created a detailed and comprehensive set of administrative guidelines. However, people capable of effectively using them were hard to find. The provincial governors and even the metropolitan officials, often selected for their literary skills or aristocratic connections, proved to be unable to manage the lawless situations in their areas.
This state of affairs had been noticeable ever since the reign of Shomu (724-749), but not until the time of Saga was a remedy devised. It took the form of organizing a body of men called kebiishi, upon whom devolved the duty of pursuing and arresting lawbreakers. At first this measure was on a small scale and of a tentative character. But its results proved so satisfactory that the system was extended from the capital to the provinces, and, in 830, a Kebiishi-cho (Board of Kebiishi) was duly formed, the number and duties of its staff being definitely fixed four years later. The importance attaching to the post of chief of this board is attested by the fact that only the emon no Kami or the hyoye no Kami* was eligible originally, the bushi (military men) in the hereditary service of these high dignitaries being entrusted—under the name of tsuiho-shi—with the duty of enforcing the law against all violators. Ultimately the judicial functions hitherto discharged by the Efu (Guard Office), the Danjo-dai (Police Board) and the Gyobu-sho (Department of Justice) were all transferred to the Kebiishi-cho, and the latter's orders ranked next to Imperial decrees.
This situation had been noticeable since the reign of Shomu (724-749), but it wasn't until the time of Saga that a solution was created. It involved forming a group of men called kebiishi, who were tasked with pursuing and arresting lawbreakers. Initially, this measure was small-scale and somewhat tentative. However, its results were so satisfactory that the system expanded from the capital to the provinces, and by 830, a Kebiishi-cho (Board of Kebiishi) was officially established, with the number and duties of its staff clearly defined four years later. The significance of the chief position of this board is shown by the fact that only the emon no Kami or the hyoye no Kami* were originally eligible, with the bushi (military men) in the hereditary service of these high officials being assigned—under the name of tsuiho-shi—the task of enforcing the law against all offenders. Eventually, the judicial responsibilities previously held by the Efu (Guard Office), the Danjo-dai (Police Board), and the Gyobu-sho (Department of Justice) were all transferred to the Kebiishi-cho, and the orders of the Kebiishi-cho ranked just below Imperial decrees.
*Three corps of military guards formed part of the organization. The senior corps were the Imperial guards (konoe): then came the military guards (hyoye) and then the gate-guards (yemon). Each was divided into two battalions; a battalion of the Left and a battalion of the Right. Then there were the sa-konye and the u-konye, the sa-hyoye and the u-hyoye, the sa-yemon and the u-yemon. These six offices were known as roku-yefu, and the officer in chief command of each corps was a kami.
*Three military guard corps were part of the organization. The top corps was the Imperial guards (konoe), followed by the military guards (hyoye), and then the gate-guards (yemon). Each was split into two battalions: a Left battalion and a Right battalion. There were also the sa-konye and the u-konye, the sa-hyoye and the u-hyoye, and the sa-yemon and the u-yemon. These six divisions were known as roku-yefu, and the officer in charge of each corps was called a kami.*
These kebiishi and tsuiho-shi have historical importance. They represent the unequivocal beginning of the military class which was destined ultimately to impose its sway over the whole of Japan. Their institution was also a distinct step towards transferring the conduct of affairs, both military and civil, from the direct control of the sovereign to the hands of officialdom. The Emperor's power now began to cease to be initiative and to be limited to sanction or veto. The Kurando-dokoro was the precursor of the kwampaku; the Kebiishi-cho, of the so-tsuihoshi.
These kebiishi and tsuiho-shi are historically significant. They mark the clear beginning of the military class that would eventually dominate all of Japan. Their establishment was also a key step in shifting the management of both military and civil matters from direct control by the sovereign to government officials. The Emperor's power began to transition from being proactive to being mostly for approval or rejection. The Kurando-dokoro was the forerunner of the kwampaku; the Kebiishi-cho was the predecessor of the so-tsuihoshi.
FUJIWARA FUYUTSUGU
Fujiwara Fuyutsugu, who, as mentioned above, took such an important part in the legislation of his era, may be adduced as illustrating the error of the too common assertion that because the Fujiwara nobles abused their opportunities in the later centuries of the Heian epoch, the great family's services to its country were small. Fujiwara Fuyutsugu was at once a statesman, a legislator, an historian, and a soldier. Serving the State loyally and assiduously, he reached the rank of first minister (sa-daijiri) though he died at the early age of fifty-two, and it is beyond question that to his ability must be attributed a large measure of the success achieved by his Imperial master, Saga. The story of his private life may be gathered from the fact that he established and richly endowed an asylum for the relief of his indigent relatives; a college (the Kwangaku-iri) for the education of Fujiwara youths, and an uji-tera (Nanyen-do) at Nara for soliciting heaven's blessing on all that bore his name.
Fujiwara Fuyutsugu, who played a significant role in the legislation of his time, demonstrates the misconception that because the Fujiwara nobles misused their influence in the later years of the Heian period, the great family's contributions to the country were minimal. Fuyutsugu was a statesman, a legislator, an historian, and a soldier. He served the state faithfully and diligently, achieving the rank of first minister (sa-daijiri) despite dying at the young age of fifty-two. It's undeniable that much of the success accomplished by his Imperial master, Saga, can be credited to his capabilities. His private life reveals that he established and generously funded a hospice for his needy relatives, a college (the Kwangaku-iri) for educating Fujiwara youths, and a family temple (Nanyen-do) in Nara to pray for blessings for all who bore his name.
THE JAPANESE PEERAGE
An interesting episode of Saga's reign was the compilation of a record of all the uji (family names). Originally the right to use a family name had been guarded as carefully as is a title of nobility in Europe. The uji was, in truth, a hereditary title. But, as has been occasionally noted in these pages, an uji was from time to time bestowed on families of aliens, and thus, in the course of ages, confusion gradually arose. From the middle of the eighth century, efforts to compile a trustworthy record were made, and in Kwammu's reign a genealogical bureau (kankei-jo) was actually organized, its labours resulting in a catalogue of titles (seishi mokuroku). This proved defective, however, as did a subsequent effort in Heijo's time. Finally, the Emperor Saga entrusted the task to Prince Mamta, who, with a large staff of assistants, laboured for ten years, and, in 814, produced the Seishi-roku (Record of Uji) in thirty volumes. Though not absolutely exhaustive, this great work remained a classic down to modern times. It divided into three classes the whole body of uji—1182—enrolled in its pages: namely, Kwobetsu, or those of Imperial lineage; Shimbetsu, or those descended from the Kami, and Bambetsu, or those of alien origin (Chinese or Korean). A few who could not be clearly traced were placed in a "miscellaneous list." This paragraph of history suggests the quality of Japanese civilization in the ninth century.
An interesting part of Saga's reign was the effort to compile a record of all the uji (family names). Originally, the right to use a family name was protected as carefully as a noble title in Europe. The uji was, in fact, a hereditary title. However, as mentioned in previous sections, an uji was sometimes granted to families of outsiders, which led to confusion over time. Starting in the mid-eighth century, attempts were made to create a reliable record, and during Kwammu's reign, a genealogical bureau (kankei-jo) was actually established, resulting in a catalog of titles (seishi mokuroku). Unfortunately, this effort was flawed, as was a later attempt during Heijo's time. Eventually, Emperor Saga assigned the task to Prince Mamta, who worked with a large team for ten years and, in 814, produced the Seishi-roku (Record of Uji) in thirty volumes. While it wasn't completely comprehensive, this significant work remained a classic through modern times. It categorized all 1182 uji listed in its pages into three groups: Kwobetsu, or those of Imperial lineage; Shimbetsu, or those descended from the Kami; and Bambetsu, or those of foreign origin (Chinese or Korean). A few who couldn't be clearly traced were placed in a "miscellaneous list." This historical account reflects the state of Japanese civilization in the ninth century.
ENGRAVING: HYO-NO-MA ROOM IN THE KOHOAN OF DAITOKU-JI, AT KYOTO
THE FIFTY-THIRD SOVEREIGN, THE EMPEROR JUNNA (A.D. 824-833)
Junna was Kwammu's third son. He ascended the throne on the abdication of his elder brother, Saga, and he himself abdicated in favour of the latter's son, Nimmyo, nine years later. Junna's reign is not remarkable for any achievement. No special legislation was inaugurated nor any campaign against abuses undertaken. The three brothers, Heijo, Saga, and Junna, may be said to have devoted paramount attention to the study of Chinese literature. History refuses, however, to connect this industry with a desire for ethical instruction. Their efforts are said to have been limited to the tracing of ideographs and the composition of verselets. A perfectly formed ideograph possesses in Japanese eyes many of the qualities that commend a pictorial masterpiece to Western appreciation. Saga achieved the distinction of being reckoned among the "Three Penmen" of his era,* and he carried his enthusiasm so far as to require that all the scions of the aristocracy should be instructed in the Chinese classics. Junna had less ability, but his admiration was not less profound for a fine specimen of script or a deftly turned couplet. It is, nevertheless, difficult to believe that these enthusiasts confined themselves to the superficialities of Chinese learning. The illustrations of altruism which they furnished by abdicating in one another's favour may well have been inspired by perusing the writings of Confucius.** However that may be, the reign of Junna, though not subjectively distinguished, forms a landmark in Japanese history as the period which closed the independent exercise of sovereign authority. When Junna laid down the sceptre, it may be said, as we shall presently see, to have been taken up by the Fujiwara.
Junna was Kwammu's third son. He became king after his older brother, Saga, stepped down, and he himself abdicated in favor of Saga's son, Nimmyo, nine years later. Junna's rule isn't noted for any specific achievements. No major laws were introduced, nor were any efforts made to address injustices. The three brothers—Heijo, Saga, and Junna—focused mainly on studying Chinese literature. However, history doesn't link this interest to a pursuit of moral teachings. Their efforts seem to have been limited to practicing ideographs and writing short poems. A perfectly crafted ideograph is valued in Japan for many of the same reasons that a great painting is appreciated in the West. Saga became known as one of the "Three Penmen" of his time,* and he was so passionate about it that he required all aristocratic descendants to learn the Chinese classics. Junna wasn’t as skilled, but he still had a deep admiration for beautiful writing or a well-crafted couplet. Still, it’s hard to believe that these enthusiasts only engaged in the basics of Chinese learning. The selflessness they showed by stepping down for each other may have been inspired by reading Confucius.** Regardless, Junna's reign, although not particularly distinctive in itself, marks a significant moment in Japanese history as it ended the independent exercise of sovereign power. When Junna relinquished the throne, as we will soon see, it was effectively taken over by the Fujiwara.
*The other two were Kobo Daishi, and Tachibana Hayanari.
*The other two were Kobo Daishi and Tachibana Hayanari.*
**Vide the remarks of the Chinese sage on Tai-pei, Chou-kung,
Wen-wang, and Wu-wang.
**See the remarks of the Chinese sage on Taipei, Chou-kung,
Wen-wang, and Wu-wang.
ENGRAVING: "SHAKUHACHI," FLUTES MADE OF BAMBOO
ENGRAVING: "KARAMON" GATE OF NISHI HONGWAN-JI TEMPLE, AT KYOTO
CHAPTER XIX
THE HEIAN EPOCH (Continued)
THE HEIAN PERIOD (Continued)
54th Sovereign, Nimmyo A.D. 834-850
54th Sovereign, Nimmyo A.D. 834-850
55th " Montoku 851-858
55th Montoku 851-858
56th " Seiwa 859-876
56th " Seiwa 859-876
57th " Yozei 877-884
57th Yozei 877-884
58th " Koko 885-887
58th Koko 885-887
59th " Uda 888-897
59th " Uda 888-897
60th " Daigo 898-930
60th " Daigo 898-930
BEGINNING OF FUJIWARA SUPREMACY
THE events that now occurred require to be prefaced by a table:
The events that are about to happen need to be introduced by a table:
/
| Heijo
|
| Saga—Nimmyo (m. Jun, / Prince Michiyasu
| daughter of < (Emperor Montoku)
Kwammu < Fujiwara Fuyutsugu) \
|
| /
| Junna (m. Masa, < Prince Tsunesada
| daughter of Saga) \
\
/br/>
| Heijo
|
| Saga—Nimmyo (married Jun, / Prince Michiyasu
| daughter of < (Emperor Montoku)
Kwammu < Fujiwara Fuyutsugu) \
|
| /
| Junna (married Masa, < Prince Tsunesada
| daughter of Saga) \
\
In the year 834, Junna abdicated in favour of his elder brother Saga's second son, who is known in history as Emperor Nimmyo. The latter was married to Jun, daughter of Fujiwara Fuyutsugu, and had a son, Prince Michiyasu. But, in consideration of the fact that Junna had handed over the sceptre to Nimmyo, Nimmyo, in turn, set aside the claim of his own son, Michiyasu, and conferred the dignity of Prince Imperial on Prince Tsunesada, Junna's son. A double debt of gratitude was thus paid, for Tsunesada was not only Junna's son but also Saga's grandson, and thus the abdications of Saga and Junna were both compensated. The new Prince Imperial, however, being a man of much sagacity, foresaw trouble if he consented to supplant Nimmyo's son. He struggled to avoid the nomination, but finally yielded to the wishes of his father and his grandfather.
In the year 834, Junna stepped down in favor of his older brother Saga's second son, who is known in history as Emperor Nimmyo. Nimmyo was married to Jun, the daughter of Fujiwara Fuyutsugu, and they had a son, Prince Michiyasu. However, since Junna had transferred the throne to Nimmyo, Nimmyo, in turn, overlooked the claim of his own son, Michiyasu, and granted the title of Prince Imperial to Prince Tsunesada, Junna's son. This acted as a double repayment of gratitude, as Tsunesada was not only Junna's son but also Saga's grandson, thus compensating for both Saga and Junna's abdications. The new Prince Imperial, who was quite wise, anticipated issues if he agreed to replace Nimmyo's son. He tried hard to avoid the nomination but ultimately gave in to the wishes of his father and grandfather.
While these two ex-Emperors lived, things moved smoothly, to all appearances. On their demise trouble arose immediately. The Fujiwara family perceived its opportunity and decided to profit by it. Fujiwara Fuyutsugu had died, and it chanced that his son Yoshifusa was a man of boundless ambition. By him and his partisans a slander was framed to the effect that the Crown Prince, Tsunesada, harboured rebellious designs, and the Emperor, believing the story—having, it is said, a disposition to believe it—pronounced sentence of exile against Prince Tsunesada, as well as his friends, the celebrated scholar, Tachibana no Hayanari, and the able statesman, Tomo no Kowamine, together with a number of others. It is recorded that the sympathy of the people was with the exiles.
While these two former Emperors were alive, everything seemed to be running smoothly. However, as soon as they passed away, trouble emerged immediately. The Fujiwara family saw their chance and decided to take advantage of it. Fujiwara Fuyutsugu had died, and it just so happened that his son Yoshifusa was an extremely ambitious man. He and his supporters spread a rumor that the Crown Prince, Tsunesada, was plotting rebellion. The Emperor, believing the story—since he apparently had a tendency to believe it—sent Prince Tsunesada, along with his friends, the famous scholar Tachibana no Hayanari and the skilled politician Tomo no Kowamine, into exile, along with several others. It's noted that the public sympathized with the exiles.
These things happened in the year 843. The Fujiwara sought a precedent in the action of their renowned ancestor, Momokawa, who, in 772, contrived the degradation and death of the Crown Prince Osabe on a charge of sorcery But Momokawa acted from motives of pure patriotism, whereas Yoshifusa worked in the Fujiwara interests only. This, in fact, was the first step towards the transfer of administrative power from the Throne to the Fujiwara.
These events took place in 843. The Fujiwara looked for a precedent in the actions of their famous ancestor, Momokawa, who, in 772, engineered the disgrace and death of Crown Prince Osabe on accusations of witchcraft. However, Momokawa was driven by genuine patriotism, while Yoshifusa was motivated solely by the interests of the Fujiwara. This was, in fact, the first step toward shifting administrative power from the Throne to the Fujiwara.
FRESH COMPLICATIONS ABOUT THE SUCCESSION
Another table may be consulted with advantage:
Another table can be consulted with benefit:
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Emperor Heijo—Prince Aho—Ariwara no Narihira |
>
/ |
| Aritsune—a daughter |
| /
Ki no Natora < \
| Shizu—a daughter |
\ |
> Prince Koretaka
Emperor Montoku |
/
\
Emperor Montoku |
|
\ > Prince Korehito
Fujiwara Yoshifusa | | (Emperor Seiwa)
Princess Kiyo > Aki (Empress Somedono) |
(daughter of Saga) | /
/
\
Emperor Heijo—Prince Aho—Ariwara no Narihira |
>
/ |
| Aritsune—a daughter |
| /
Ki no Natora < \
| Shizu—a daughter |
\ |
> Prince Koretaka
Emperor Montoku |
/
\
Emperor Montoku |
|
\ > Prince Korehito
Fujiwara Yoshifusa | | (Emperor Seiwa)
Princess Kiyo > Aki (Empress Somedono) |
(daughter of Saga) | /
/
In the year 851, the Emperor Montoku ascended the throne, and Fujiwara Yoshifusa was appointed minister of the Right. Yoshifusa married Princess Kiyo, daughter of the Emperor Saga. She had been given the uji of Minamoto in order to legalize this union, and she bore to Yoshifusa a daughter who became Montoku's Empress under the name of Somedono. By her, Montoku had a son, Prince Korehito, whose chance of succeeding to the crown should have been very slender since he had three half-brothers, the oldest of whom, Prince Koretaka, had already attained his fourth year at the time of Korehito's birth, and was his father's favourite. In fact, Montoku would certainly have nominated Koretaka to be Prince Imperial had he not feared to offend the Fujiwara. These let it be seen very plainly what they designed. The baby, Korehito, was taken from the palace into Yoshifusa's mansion, and when only nine months old was nominated Crown Prince. The event enriched Japanese literature. For Montoku's first born, Prince Koretaka, seeing himself deprived of his birthright, went into seclusion in Ono at the foot of Mount Hiei, and there, in the shadow of the great Tendai monastery, devoted his days to composing verselets. In that pastime he was frequently joined by Ariwara no Narihira, who, as a grandson of the Emperor Heijo, possessed a title to the succession more valid than even that of the disappointed Koretaka. In the celebrated Japanese anthology, the Kokin-shu, compiled at the beginning of the tenth century, there are found several couplets from the pens of Koretaka and Narihira.
In 851, Emperor Montoku took the throne, and Fujiwara Yoshifusa became the Minister of the Right. Yoshifusa married Princess Kiyo, the daughter of Emperor Saga. To legitimize their marriage, she was given the Minamoto clan name, and she had a daughter with Yoshifusa who became Montoku's Empress, known as Somedono. Through her, Montoku had a son, Prince Korehito, who had slim chances of inheriting the throne since he had three half-brothers, the oldest being Prince Koretaka, who was already four years old when Korehito was born and was favored by their father. In fact, Montoku would have likely named Koretaka as Prince Imperial if he hadn’t feared upsetting the Fujiwara clan, who made their intentions very clear. Baby Korehito was taken from the palace to Yoshifusa's mansion, and by the time he was just nine months old, he was named Crown Prince. This situation fueled Japanese literature. Montoku's firstborn, Prince Koretaka, feeling robbed of his birthright, went into seclusion in Ono at the base of Mount Hiei, where, in the shadow of the great Tendai monastery, he spent his days writing poetry. He was often joined in this pastime by Ariwara no Narihira, who, as a grandson of Emperor Heijo, had a more legitimate claim to the throne than the spurned Koretaka. The renowned Japanese anthology, the Kokin-shu, compiled in the early tenth century, includes several couplets written by Koretaka and Narihira.
THE FUJIWARA REGENCY
It was in the days of Fujiwara Yoshifusa that the descendants of Kamatari first assumed the role of kingmakers. Yoshifusa obtained the position of minister of the Right on the accession of Montoku (851), and, six years later, he was appointed chancellor of the empire (dajo daijin) in the sequel of the intrigues which had procured for his own grandson (Korehito) the nomination of Prince Imperial. The latter, known in history as the Emperor Seiwa, ascended the throne in the year 859. He was then a child of nine, and naturally the whole duty of administration devolved upon the chancellor. This situation fell short of the Fujiwara leader's ideal in nomenclature only. There had been many "chancellors" but few "regents" (sessho). In fact, the office of regent had always been practically confined to princes of the Blood, and the qualifications for holding it were prescribed in very high terms by the Daiho statutes. Yoshifusa did not possess any of the qualifications, but he wielded power sufficient to dispense with them, and, in the year 866, he celebrated the Emperor's attainment of his majority by having himself named sessho. The appointment carried with it a sustenance fief of three thousand houses; the privilege of being constantly attended by squadrons of the Right and Left Imperial guards, and the honour of receiving the allowances and the treatment of the Sangu, that is to say, of an Empress, a Dowager Empress, or a Grand Dowager Empress. Husband of an Empress, father of an Empress Dowager, grandfather of a reigning Emperor, chancellor of the empire, and a regent—a subject could climb no higher. Yoshifusa died in 872 at the age of sixty-eight. Having no son of his own, he adopted his nephew, Mototsune, son of Fujiwara Nagara.
It was during the time of Fujiwara Yoshifusa that the descendants of Kamatari began to take on the role of kingmakers. Yoshifusa became the minister of the Right when Montoku ascended the throne in 851, and six years later, he was appointed chancellor of the empire (dajo daijin) following the political maneuvers that secured his grandson, Korehito, the title of Prince Imperial. Korehito, who is known in history as Emperor Seiwa, became emperor in 859 when he was just nine years old, so the entire responsibility of governance fell to the chancellor. This scenario was close to what the Fujiwara leader desired in terms of title; there had been many "chancellors" but few "regents" (sessho). The regent position had traditionally been limited to members of the royal family, and the criteria for it were set very high by the Daiho statutes. Yoshifusa did not meet these qualifications, but he had enough power to bypass them, and in 866, he celebrated the Emperor reaching adulthood by becoming a sessho himself. This appointment came with a fief of three thousand households, the right to be always accompanied by squadrons of the Right and Left Imperial guards, and the honor of receiving allowances and treatment equivalent to that of an Empress, a Dowager Empress, or a Grand Dowager Empress. As the husband of an Empress, father of a Dowager Empress, grandfather of a reigning Emperor, chancellor of the empire, and a regent, a subject could not rise higher. Yoshifusa passed away in 872 at the age of sixty-eight. Without a son, he adopted his nephew, Mototsune, the son of Fujiwara Nagara.
SEIWA'S EMPRESS
Seiwa abdicated in 876, at the age of twenty-seven. Some historians ascribe his abdication to a sentiment of remorse. He had ascended the throne in despite of the superior claims of his elder brother, Koretaka, and the usurpation weighed heavily on his conscience. It is at least credible that since, in taking the sceptre he obeyed the dictates of the Fujiwara, so in laying it down he followed the same guidance. We cannot be sure as to the exact date when the great family's policy of boy-sovereigns first took definite shape, but the annals seem to show that Yoshifusa conceived the programme and that his adopted son, Mototsune, carried it out. A halo rests on Seiwa's head for the sake of his memorable descendants, the Minamoto chiefs, Yoritomo, Takauji, and Ieyasu. Heaven is supposed to have compensated the brevity of his own tenure of power by the overwhelming share that his posterity enjoyed in the administration of the empire.
Seiwa stepped down in 876 at the age of twenty-seven. Some historians believe his decision to abdicate was due to feelings of regret. He had taken the throne despite his older brother Koretaka's stronger claim, and this usurpation weighed heavily on his conscience. It's at least believable that, just as he accepted the crown under the influence of the Fujiwara clan, he also relinquished it following their guidance. We aren't sure exactly when the influential family's strategy of boy-sovereigns became clearly defined, but the records suggest that Yoshifusa developed the plan and that his adopted son, Mototsune, executed it. Seiwa is remembered fondly because of his notable descendants, the Minamoto leaders Yoritomo, Takauji, and Ieyasu. It is believed that Heaven balanced his short reign with the significant role his descendants played in governing the empire.
But Seiwa was undoubtedly a good man as well as a zealous sovereign. One episode in his career deserves attention as illustrating the customs of the era. Mention has already been made of Ariwara no Narihira, a grandson of the Emperor Heijo and one of the most renowned among Japanese poets. He was a man of singular beauty, and his literary attainments, combined with the melancholy that marked his life of ignored rights, made him a specially interesting figure. He won the love of Taka, younger sister of Fujiwara Mototsune and niece of Yoshifusa. Their liaison was not hidden. But Yoshifusa, in default of a child of his own, was just then seeking some Fujiwara maiden suitable to be the consort of the young Emperor, Seiwa, in pursuance of the newly conceived policy of building the Fujiwara power on the influence of the ladies' apartments in the palace. Taka possessed all the necessary qualifications. In another age the obstacle of her blemished purity must have proved fatal. Yoshifusa's audacity, however, was as limitless as his authority. He ordered the poet prince to cut his hair and go eastward in expiation of the crime of seeking to win Taka's affections, and having thus officially rehabilitated her reputation, he introduced her into the household of the Empress Dowager, his own daughter, through whose connivance the lady soon found her way to the young Emperor's chamber and became the mother of his successor, Yozei.
But Seiwa was undoubtedly a good man as well as an enthusiastic ruler. One incident in his life highlights the customs of the time. We've already mentioned Ariwara no Narihira, a grandson of Emperor Heijo and one of the most celebrated poets in Japan. He was a man of exceptional beauty, and his literary talents, along with the sadness of his life spent struggling with ignored rights, made him an especially intriguing figure. He won the heart of Taka, the younger sister of Fujiwara Mototsune and niece of Yoshifusa. Their relationship was not a secret. However, Yoshifusa, lacking a child of his own, was at that time searching for a suitable Fujiwara maiden to become the consort of the young Emperor, Seiwa, as part of a new strategy to strengthen Fujiwara power through the influence of women in the palace. Taka had all the necessary traits. In another era, the challenge of her tarnished purity might have been a dealbreaker. Yet, Yoshifusa's boldness was as vast as his authority. He commanded the poet prince to cut his hair and travel eastward as a way to atone for trying to win Taka's love. Having restored her reputation publicly, he brought her into the household of the Empress Dowager, his own daughter, through whose assistance Taka soon made her way to the young Emperor's chamber and became the mother of his successor, Yozei.
Nor was this all. Though only a Fujiwara, and a soiled Fujiwara at that, Taka was subsequently raised to the rank of Empress. Ultimately, when Empress Dowager, her name was coupled with that of the priest Zenyu of Toko-ji, as the Empress Koken's had been with that of Dokyo, a hundred years previously, and she suffered deprivation of Imperial rank. As for Narihira, after a few years he was allowed to return from exile, but finding that all his hopes of preferment were vain, he abandoned himself to a life of indolence and debauchery. His name, however, will always stand next to those of Hitomaro and Akahito on the roll of Japanese poets.
Nor was this all. Even though she was just a Fujiwara, and a stained one at that, Taka was eventually elevated to the rank of Empress. In the end, when she became Empress Dowager, her name was linked to that of the priest Zenyu of Toko-ji, similar to how Empress Koken's was linked to Dokyo a hundred years earlier, and she lost her Imperial rank. As for Narihira, after a few years he was allowed to return from exile, but when he realized that all his hopes for advancement were in vain, he gave in to a life of laziness and indulgence. However, his name will always be remembered alongside those of Hitomaro and Akahito on the list of Japanese poets.
ENGRAVING: FUJIWARA SEIWA
YOZEI, UDA, AND THE KWAMPAKU
The fifty-seventh sovereign was Yozei, offspring of the Emperor Seiwa's union with the lady Taka. He ascended the throne in the year 877, at the age of ten, and Fujiwara Mototsune—Yoshifusa had died five years previously—became regent (sessho), holding also the post of chancellor (dajo-daijin). When Yozei was approaching his seventeenth year he was overtaken by an illness which left him a lunatic. It is related that he behaved in an extraordinary manner. He set dogs and monkeys to fight and then slaughtered them; he fed toads to snakes, and finally compelling a man lo ascend a tree, he stabbed him among the branches. The regent decided that he must be dethroned, and a council of State was convened to consider the matter. There had never been an example of an act so sacrilegious as the deposition of an Emperor at the dictate of his subjects. The ministers hesitated. Then one of the Fujiwara magnates (Morokuzu) loudly proclaimed that anyone dissenting from the chancellor's proposal would have to answer for his contumacy. Thereafter, no one hesitated—so overshadowing was the power of the Fujiwara. When carried to a special palace—thenceforth called Yozei-in—and informed that he had been dethroned for killing a man, the young Emperor burst into a flood of tears.
The fifty-seventh emperor was Yozei, the child of Emperor Seiwa and Lady Taka. He took the throne in 877 at the age of ten, and Fujiwara Mototsune—Yoshifusa had died five years earlier—became regent (sessho) and chancellor (dajo-daijin). As Yozei approached his seventeenth year, he fell ill and became insane. It’s said that he acted in bizarre ways. He made dogs and monkeys fight and then killed them; he fed toads to snakes, and eventually forced a man to climb a tree before stabbing him among the branches. The regent decided he had to be removed from the throne, and a council of State was called to discuss the situation. There had never been anything so sacrilegious as removing an emperor at the whim of his subjects. The ministers were unsure. Then one of the Fujiwara nobles (Morokuzu) declared loudly that anyone opposing the chancellor’s decision would have to face consequences. After that, no one hesitated—such was the overwhelming power of the Fujiwara. When he was taken to a special palace—known from then on as Yozei-in—and told he had been dethroned for killing a man, the young emperor broke down in tears.
No hesitation was shown in appointing Yozei's successor. Prince Tokiyasu, son of the Emperor Nimmyo, satisfied all the requirements. His mother, a daughter of Fujiwara Tsugunawa, was Mototsune's maternal aunt, and the Prince himself, already in his fifty-fifth year, had a son, Sadami, who was married to the daughter of Fujiwara Takafuji, a close relation to Mototsune. There can be no doubt that the latter had the whole programme in view when he proposed the dethronement of Yozei. Shortly after his accession, Prince Tokiyasu—known in history as the Emperor Koko—fell ill, and at Mototsune's instance the sovereign's third son (Sadami) was nominated Prince Imperial. He succeeded to the throne as Emperor Uda on the death of his father, which occurred (887) after a reign of two years.
There was no hesitation in appointing Yozei's successor. Prince Tokiyasu, son of Emperor Nimmyo, met all the criteria. His mother, who was a daughter of Fujiwara Tsugunawa, was Mototsune's maternal aunt. The Prince himself, already fifty-five years old, had a son named Sadami, who was married to the daughter of Fujiwara Takafuji, a close relative of Mototsune. It's clear that Mototsune had the entire plan in mind when he suggested dethroning Yozei. Shortly after he became Emperor, Tokiyasu—who is known in history as Emperor Koko—fell ill. At Mototsune's suggestion, the Emperor's third son (Sadami) was named Prince Imperial. He took the throne as Emperor Uda following his father's death, which happened in 887 after a two-year reign.
This event saw fresh extension of the Fujiwara's power. Uda was twenty-two years of age when he received the sceptre, but recognizing that he owed his elevation to Mototsune's influence and that his prospects of a peaceful reign depended upon retaining the Fujiwara's favour, his first act was to decree that the administration should be carried on wholly by the chancellor, the latter merely reporting to the Throne. This involved the exercise of power hitherto unprecedented. To meet the situation a new office had to be created, namely, that of kwampaku. The actual duties of this post were those of regent to a sovereign who had attained his majority, whereas sessho signified regent to a minor. Hence the kwampaku was obviously the more honourable office, since its incumbent officiated in lieu of an Emperor of mature years. Accordingly, the kwampaku—or mayor of the palace, as the term is usually translated—took precedence of all other officials. A subject could rise no higher without ceasing to yield allegiance. As Mototsune was the first kwampaku, he has been called the most ambitious and the least scrupulous of the Fujiwara. But Mototsune merely stood at the pinnacle of an edifice, to the building of which many had contributed, and among those builders not a few fully deserved all they achieved. The names of such members of the Fujiwara family as Mimori, Otsugu, Yoshino, Sadanushi, Nagara, Yoshisuke, and Yasunori, who wrought and ruled in the period from Heijo and Saga to Montoku and Seiwa, might justly stand high in any record.*
This event marked a significant increase in the Fujiwara's power. Uda was twenty-two when he received the scepter, but knowing that his rise was due to Mototsune's influence and that a peaceful reign depended on keeping the Fujiwara's support, his first action was to mandate that the administration be run entirely by the chancellor, who would only report to the Throne. This required a level of power that hadn't been seen before. To address this, a new position had to be established, called kwampaku. This role involved acting as a regent for a sovereign who had reached adulthood, while sessho referred to a regent for a minor. Thus, the kwampaku was clearly the more prestigious position, as its holder represented an Emperor of mature age. As a result, the kwampaku—or mayor of the palace, as it's often translated—held precedence over all other officials. A subject couldn't rise higher without abandoning their allegiance. Since Mototsune was the first kwampaku, he is regarded as the most ambitious and the least scrupulous of the Fujiwara. However, Mototsune merely stood at the top of a structure that many helped to build, and among those builders, several truly deserved their accomplishments. The names of Fujiwara family members like Mimori, Otsugu, Yoshino, Sadanushi, Nagara, Yoshisuke, and Yasunori, who served and led during the periods from Heijo and Saga to Montoku and Seiwa, should rightfully be recognized in any account.
*The office of Kwampaku was continued from the time of its creation, 882, to 1868.
*The office of Kwampaku existed from the time it was established in 882 until 1868.*
THE AKO INCIDENT
The Emperor Uda, as already stated, owed everything to the Fujiwara. He himself did not possess even the claim of primogeniture, since he was the third among several sons, and he had stepped out of the ranks of the Imperial princes by accepting a family name. His decree conferring administrative autocracy on Mototsune was thus a natural expression of gratitude.
Emperor Uda, as mentioned earlier, owed everything to the Fujiwara. He didn’t even have the right of primogeniture, since he was the third of several sons, and he stepped away from the Imperial lineage by adopting a family name. Therefore, his decree giving full administrative power to Mototsune was a clear expression of gratitude.
Yet this very document proved a source of serious trouble. It was drafted by Tachibana Hiromi, a ripe scholar, whose family stood as high on the aristocratic roll as did that of the Fujiwara themselves. At that time literary attainments conferred immense prestige in Kyoto. To be skilled in calligraphy; to be well versed in the classics; to be capable of composing a sonorous decree or devising a graceful couplet—such accomplishments constituted a passport not only to high office but even to the love of women. Tachibana Hiromi was one of the leading literati of his era. He rendered into most academical terms the Emperor's intentions towards Mototsune. From time immemorial it has always been a canon of Japanese etiquette not to receive anything with avidity. Mototsune declined the rescript; the Emperor directed Hiromi to re-write it. Thus far the procedure had been normal. But Hiromi's second draft ran thus: "You have toiled for the welfare of the country. You have aided me in accordance with the late sovereign's will. You are the chief servant of the empire, not my vassal. You will henceforth discharge the duties of ako." This term "ako" occurs in Chinese history. It signifies "reliance on equity," a name given by an early Emperor to the administration of the sage, I Yin. Hiromi inserted it solely to impart a classical flavour to the decree and in all good faith.
Yet this very document caused serious trouble. It was written by Tachibana Hiromi, a well-respected scholar, whose family was as high on the aristocratic ladder as the Fujiwara themselves. At that time, being educated was incredibly prestigious in Kyoto. Skills in calligraphy, a deep understanding of the classics, and the ability to draft a powerful decree or create a beautiful couplet were key to gaining not only high office but also the affection of women. Tachibana Hiromi was a leading intellectual of his time. He expressed the Emperor's intentions toward Mototsune in highly academic terms. Historically, it has always been a principle of Japanese etiquette not to accept anything too eagerly. Mototsune turned down the rescript; the Emperor then instructed Hiromi to rewrite it. So far, the process was standard. But Hiromi's second draft read: "You have worked hard for the country's welfare. You have assisted me in line with the late sovereign's wishes. You are the chief servant of the empire, not my subordinate. From now on, you will fulfill the duties of ako." The term "ako" comes from Chinese history. It means "reliance on equity," a name given by an early Emperor to the governance of the sage, I Yin. Hiromi included it solely to give the decree a classical touch and with good intentions.
But Fujiwara Sukeyo, a rival literatus who possessed the confidence of Mototsune, persuaded the latter that the epithet "ako" could not apply to the discharge of active duties. What followed was characteristic. Mototsune caused a number of horses to be let loose in the city, his explanation being that, as he had no official functions to discharge, neither had he any need of horses. Naturally a number of horses running wild in the streets of the capital caused confusion which soon came to the notice of the palace. The Emperor at once convoked a meeting of literati to discuss the matter, but these hesitated so long between their scholarly convictions and their political apprehensions that, for several months, a state of administrative anarchy prevailed, and the Emperor recorded in his diary a lament over the corruption of the age. At last, by the advice of the minister of the Left, Minamoto Toru, his Majesty sacrificed Hiromi. A third decree was drafted, laying the blame on Hiromi's shoulders, and Mototsune graciously consented to resume the duties of the first subject in the empire. Just forty-five years previously, Hayanari, another illustrious scholar of the Tachibana family, had been among the victims of the false charge preferred against the Crown Prince, Tsunesada, by the Fujiwara partisans. Mototsune may well have been desirous of removing from the immediate neighbourhood of the throne the representative of a family having such a cause of umbrage against the Fujiwara.
But Fujiwara Sukeyo, a competing scholar who had Mototsune's trust, convinced him that the title "ako" didn't apply to someone actively performing duties. What happened next was typical. Mototsune had a number of horses let loose in the city, claiming that since he had no official responsibilities, he had no need for horses. Naturally, having horses running wild in the streets of the capital created chaos, which quickly grabbed the palace's attention. The Emperor immediately called a meeting of scholars to discuss the issue, but they took so long to balance their academic beliefs with their political fears that a state of administrative chaos lasted for several months. The Emperor recorded in his diary his sorrow over the corruption of the time. Finally, following the advice of the minister of the Left, Minamoto Toru, the Emperor sacrificed Hiromi. A third decree was written, placing the blame on Hiromi, and Mototsune graciously agreed to take up the duties of the first subject in the empire once again. Just forty-five years earlier, Hayanari, another distinguished scholar from the Tachibana family, had been a victim of false charges brought against Crown Prince Tsunesada by the Fujiwara supporters. Mototsune may have wanted to distance the representative of a family with such a grudge against the Fujiwara from the throne.
At the same time, it is only just to note that he found ready coadjutors among the jealous schoolmen of the time. Rival colleges, rival academies, and rival literati quarrelled with all the rancour of medieval Europe. The great luminaries of the era were Sugawara Michizane, Ki no Haseo, Koze no Fumio, Miyoshi Kiyotsura, and Tachibana Hiromi. There was little mutual recognition of talent. Kiyotsura abused Haseo as a pundit inferior to any of his predecessors. Michizane ridiculed Fumio's panegyric of Kiyotsura, The pupils of these men endorsed their teachers' verdicts. Ajnong them all, Tachibana Hiromi occupied the most important position until the day of his downfall. He practically managed the affairs of the Court under Yozei, Koko, and Uda. Fujiwara Sukeyo, a greatly inferior scholar, served as his subordinate, and was the willing tool in contriving his degradation. It did not cause the Fujiwara any serious concern that in compassing the ruin of Hiromi, they effectually alienated the sympathies of the sovereign.
At the same time, it's important to point out that he found willing partners among the envious scholars of the era. Competing colleges, rival academies, and conflicting intellectuals argued with all the bitterness of medieval Europe. The prominent figures of the time included Sugawara Michizane, Ki no Haseo, Koze no Fumio, Miyoshi Kiyotsura, and Tachibana Hiromi. There was little acknowledgment of each other's abilities. Kiyotsura insulted Haseo as a scholar beneath any of his predecessors. Michizane mocked Fumio's praise of Kiyotsura. The students of these men supported their teachers' opinions. Among them all, Tachibana Hiromi held the most significant position until his fall. He practically ran the affairs of the Court under Yozei, Koko, and Uda. Fujiwara Sukeyo, a much less competent scholar, worked under him and was a willing accomplice in orchestrating his downfall. The Fujiwara didn’t seem too worried that by orchestrating Hiromi’s ruin, they effectively alienated the goodwill of the sovereign.
CESSATION OF EMBASSIES TO CHINA
It may be supposed that in an era when Chinese literati attracted so much attention, visits to the Middle Kingdom were frequent. But from the closing years of the eighth century, the great Tang dynasty began to fall into disorder, and the embassies sent from Japan reported a discouraging state of affairs. The last of these embassies (kento-shi) was in the year 838. It had long ceased to take the overland route via Liaoyang; the envoys' vessels were obliged to go by long sea, and the dangers were so great that to be named for this duty was regarded with consternation. In Uda's reign a project was formed to appoint Sugawara Michizane as kento-shi, and Ki no Haseo as his lieutenant. There is reason to think that this suggestion came from Michizane's enemies who wished to remove him from a scene where his presence threatened to become embarrassing. The course Michizane adopted at this crisis showed moral courage, whatever may be thought of its expediency. He memorialized the Throne in the sense that the dangers of the journey were not compensated by its results. The memorial was approved. Since the days of the Empress Suiko, when the first kento-shi was despatched by Prince Shotoku, 294 years had elapsed, and by some critics the abandonment of the custom has been condemned. But it is certain that China in the ninth century had little to teach Japan in the matter of either material or moral civilization.
It might be assumed that during a time when Chinese scholars were highly regarded, trips to China were common. However, from the late eighth century, the great Tang dynasty began to decline, and the embassies sent from Japan reported troubling news. The last of these embassies (kento-shi) took place in 838. They had long stopped taking the overland route through Liaoyang; instead, the envoys' ships had to make a long sea journey, which was so perilous that being chosen for this mission was seen as alarming. During Uda's reign, there was a plan to appoint Sugawara Michizane as kento-shi, with Ki no Haseo as his deputy. It’s believed this idea came from Michizane’s rivals who wanted to get him out of a situation that might become awkward for them. The stance Michizane took during this critical moment demonstrated moral bravery, regardless of whether it was politically smart. He submitted a memorial to the Emperor stating that the risks of the journey weren’t worth the outcomes. The memorial was approved. Since the time of Empress Suiko, when the first kento-shi was sent by Prince Shotoku, 294 years had passed, and some critics condemned the end of the practice. However, it’s clear that by the ninth century, China had little to offer Japan in terms of either material or moral culture.
THE AFFAIR OF THE ENGI ERA
The Emperor Uda not only possessed great literary knowledge but was also deeply sensible of the abuse that had grown out of the virtual usurpation of administrative authority by one family. As illustrating his desire to extend the circle of the Throne's servants and to enlist erudite men into the service of the State, it is recorded that he caused the interior of the palace to be decorated* with portraits of renowned statesmen and literati from the annals of China. Fate seemed disposed to assist his design, for, in the year 891, the all-powerful Fujiwara Mototsune died, leaving three sons, Tokihira, Nakahira, and Tadahira, the eldest of whom was only twenty-one. During the life of Mototsune, to whom the Emperor owed everything, it would not have been politically or morally possible to contrive any radical change of system, and even after his death, the Fujiwara family's claim to the Throne's gratitude precluded any direct attempt on Uda's part to supplant them. Therefore, he formed the plan of abdicating in favour of his son, as soon as the latter should attain a suitable age—a plan inspired in some degree by his own feeble health and by a keen desire to pass the closing years of his life in comparative retirement. He carried out this design in the year 897, and was thenceforth known as Uda-in.**
The Emperor Uda not only had a deep understanding of literature but was also very aware of the problems caused by one family taking over administrative power. To show his desire to widen the circle of people serving the Throne and to bring educated individuals into government service, it's noted that he had the palace's interior decorated* with portraits of famous statesmen and scholars from China's history. Fortune seemed to support his plan, as in 891, the powerful Fujiwara Mototsune passed away, leaving behind three sons: Tokihira, Nakahira, and Tadahira, the oldest of whom was only twenty-one. While Mototsune was alive, to whom the Emperor owed everything, it would have been politically or morally unacceptable to make any significant changes. Even after his death, the Fujiwara family's claim to the Throne's gratitude prevented Uda from making any direct moves against them. So, he decided to abdicate in favor of his son once the latter reached an appropriate age—a decision partly influenced by his own declining health and a strong wish to spend his final years in relative peace. He executed this plan in 897 and was thereafter known as Uda-in.**
*It is on this occasion that we hear of Koze no Kanaoka, the first
Japanese artist of great repute.
*It is on this occasion that we hear of Koze no Kanaoka, the first
Japanese artist of great reputation.
**The suffix in was now first used for the names of retired Emperors.
**The suffix in was now first used for the names of retired Emperors.**
His son, Daigo, who now ascended the throne, was thirteen years old, but no Fujiwara regent was appointed, Tokihira, the one person eligible in respect of lineage, being precluded by youth. Therefore the office of minister of the Left was conferred on Tokihira, and Sugawara Michizane (called also Kwanko) became minister of the Right.
His son, Daigo, who had now become emperor, was thirteen years old, but no Fujiwara regent was appointed since Tokihira, the only eligible candidate by lineage, was too young. As a result, the position of minister of the Left was given to Tokihira, while Sugawara Michizane (also known as Kwanko) became minister of the Right.
It was to this Michizane that the ex-Emperor looked for material assistance in the prosecution of his design. The Sugawara family traced its descent to Nomi no Sukune, the champion wrestler of the last century before Christ and the originator of clay substitutes for human sacrifices at burials, though the name "Sugawara" did not belong to the family until eight hundred years later, when the Emperor Konin bestowed it on the then representative in recognition of his great scholarship. Thenceforth, the name was borne by a succession of renowned literati, the most erudite and the most famous of all being Michizane.
It was to this Michizane that the former Emperor turned for help in carrying out his plans. The Sugawara family traced its lineage back to Nomi no Sukune, the champion wrestler from the last century before Christ who came up with clay substitutes for human sacrifices at burials. However, the name "Sugawara" was not associated with the family until eight hundred years later, when Emperor Konin granted it to the then-head of the family in recognition of his exceptional scholarship. From that point on, the name was passed down through a line of notable scholars, with Michizane being the most learned and well-known of them all.
The ex-Emperor, on the accession of his thirteen-year-old son, Daigo, handed to the latter an autograph document known in history as the Counsels of the Kwampei Era. Its gist was: "Be just. Do not be swayed by love or hate. Study to think impartially. Control your emotion and never let it be externally visible. The sa-daijin, Fujiwara Tokihira, is the descendant of meritorious servants of the Crown. Though still young, he is already well versed in the administration of State affairs. Some years ago, he sinned with a woman,* but I have no longer any memory of the event. You will consult him and be guided by his counsels. The u-daijin, Sugawara Michizane, is a man of profound literary knowledge. He is also acquainted with politics. Frequently I have profited by his admonitions. When I was elected Crown Prince I had but Michizane to advise me. Not only has he been a loyal servant to me, but he will be a loyal servant to my successor also." Plainly the intention of the document was to place Michizane on a footing at least equal to that of Tokihira. Michizane understood the perils of such preferment. He knew that the scion of a comparatively obscure family would not be tolerated as a rival by the Fujiwara. Three times he declined the high post offered to him. In his second refusal he compared himself to a man walking on thin ice, and in the third he said: "If I myself am astounded at my promotion, how must others regard it? The end will come like a flash of lightning." But the Emperor and the ex-Emperor had laid their plans, and Michizane was an indispensable factor.
The ex-Emperor, upon his thirteen-year-old son Daigo taking the throne, gave him a written document known in history as the Counsels of the Kwampei Era. Its main points were: "Be fair. Don’t let love or hate influence you. Learn to think impartially. Keep your emotions in check and never show them outwardly. The Prime Minister, Fujiwara Tokihira, comes from a family of loyal servants to the Crown. Even though he's still young, he is already knowledgeable about government affairs. A few years ago, he made a mistake with a woman,* but I no longer remember that incident. You should consult him and follow his advice. The Minister, Sugawara Michizane, is a profoundly educated man. He also understands politics well. I have often gained from his warnings. When I became Crown Prince, he was my sole advisor. He has not only been a faithful servant to me, but he will also be a loyal servant to my successor." Clearly, the intent of this document was to elevate Michizane to a status at least equal to Tokihira's. Michizane recognized the dangers of such preference. He understood that someone from a relatively lesser-known family would not be accepted as a rival by the Fujiwara. He refused the high position offered to him three times. In his second refusal, he likened himself to a man walking on thin ice, and in the third, he remarked: "If I am surprised by my own promotion, how must others see it? The end will come like a flash of lightning." But the Emperor and the ex-Emperor had their plans in place, and Michizane was a vital part of them.
*A liaison with his uncle's wife.
A relationship with his uncle's wife.
Events moved rapidly. Two years later (900), the Emperor, in concert with the cloistered sovereign, proposed to raise Michizane to the post of chancellor and to entrust the whole administration to him. This was the signal for the Fujiwara to take action. One opportunity for slandering Michizane offered; his daughter had been married to Prince Tokiyo, the Emperor's younger brother. A rumour was busily circulated that this meant a plot for the dethronement of Daigo in favour of Tokiyo. Miyoshi Kiyotsura, an eminent scholar, acting subtly at the instance of the Fujiwara, addressed a seemingly friendly letter to Michizane, warning him that his career had become dangerously rapid and explaining that the stars presaged a revolution in the following year. At the same time, Minamoto Hikaru, son of the Emperor Nimmyo; Fujiwara Sadakuni, father-in-law of Daigo, and several others who were jealous of Michizane's preferment or of his scholarship, separately or jointly memorialized the Throne, impeaching Michizane as a traitor who plotted against his sovereign.
Events moved quickly. Two years later (900), the Emperor, along with the secluded sovereign, suggested promoting Michizane to chancellor and giving him control over the entire administration. This was the cue for the Fujiwara to act. There was an opportunity to tarnish Michizane’s reputation; his daughter had married Prince Tokiyo, the Emperor's younger brother. A rumor was spread that this signified a scheme to overthrow Daigo in favor of Tokiyo. Miyoshi Kiyotsura, a prominent scholar, subtly acting on the Fujiwara’s behalf, sent a seemingly friendly letter to Michizane, cautioning him that his rise was becoming dangerously swift and explaining that the stars foretold a revolution in the coming year. Meanwhile, Minamoto Hikaru, son of Emperor Nimmyo; Fujiwara Sadakuni, the father-in-law of Daigo, and several others who envied Michizane's elevation or his scholarship, individually or together, petitioned the Throne, accusing Michizane of being a traitor plotting against his sovereign.
ENGRAVING: SUGAWARA MICHIZANE
Supplemented by Miyoshi's "friendly" notice of a star-predicated cataclysm, this cumulative evidence convinced, and doubtless the number and rank of the accusers alarmed the Emperor, then only in his seventeenth year. Michizane was not invited to defend himself. In the first year (901) of the Engi era, a decree went out stripping him of all his high offices, and banishing him to Dazai-fu in Kyushu as vice-governor. Many other officials were degraded as his partisans. The ex-Emperor, to whose pity he pleaded in a plaintive couplet, made a resolute attempt to aid him. His Majesty repaired to the palace for the purpose of remonstrating with his son, Daigo. Had a meeting taken place, Michizane's innocence would doubtless have been established. But the Fujiwara had provided against such an obvious miscarriage of their design. The palace guards refused to admit the ex-Emperor, and, after waiting throughout a winter's day seated on a straw mat before the gate, Uda went away in the evening, sorehearted and profoundly humiliated. Michizane's twenty-three children were banished to five places, and he himself, having only a nominal post, did not receive emoluments sufficient to support him in comfort. Even oil for a night-lamp was often unprocurable, and after spending twenty-five months in voluntary confinement with only the society of his sorrows, he expired (903) at the age of fifty-eight, and was buried in the temple Anraku-ji in Chikuzen.
Supplemented by Miyoshi's "friendly" notice of a star-predicted disaster, this growing evidence convinced, and surely the number and status of the accusers worried the Emperor, who was only seventeen at the time. Michizane was not given the chance to defend himself. In the first year (901) of the Engi era, a decree was issued that stripped him of all his high offices and banished him to Dazai-fu in Kyushu as the vice-governor. Many other officials who supported him were also demoted. The ex-Emperor, to whom he appealed for help in a sorrowful couplet, made a determined effort to assist him. His Majesty went to the palace intending to speak with his son, Daigo. Had they met, Michizane's innocence would likely have been proven. But the Fujiwara ensured that such a straightforward disruption of their plan didn't happen. The palace guards refused to let the ex-Emperor in, and after waiting all day in winter seated on a straw mat by the gate, Uda left in the evening, heartbroken and deeply humiliated. Michizane's twenty-three children were exiled to five different locations, and he himself, holding only a nominal position, didn't receive enough funds to live comfortably. Even oil for a night lamp was often hard to come by, and after spending twenty-five months in voluntary isolation with only his sorrows for company, he died (903) at the age of fifty-eight and was buried in the Anraku-ji temple in Chikuzen.
ENGRAVING: SHRINE OF SUGAWARA MICHIZANE AT KITANO, KYOTO
No figure in Japanese history has received such an abundant share of national sympathy. His unjust fate and the idea that he suffered for his sovereign appealed powerfully to popular imagination. Moreover, lightning struck the palace in Kyoto, and the three principal contrivers of Michizane's disgrace, Fujiwara Tokihira, Fujiwara Sugane, and Minamoto Hikaru, all expired within a few years' interval. At that epoch a wide-spread belief existed in the powers of disembodied spirits for evil or for good. Such a creed grew logically out of the cult of ancestor worship. It began to be whispered abroad that Michizane's spirit was taking vengeance upon his enemies. The Emperor was the first to act upon this superstition. He restored Michizane's titles, raised him to the first grade of the second rank, and caused all the documents relating to his exile to be burned. Retribution did not stop there. Forty-five years after Michizane's death, the people of Kyoto erected to his memory the shrine of Temman Tenjin,* and in the year 1004, the Emperor Ichijo not only conferred on him the posthumous office of chancellor with the unprecedented honour of first grade of the first rank, but also repaired in person to worship at the shrine. In later times, memorial shrines were built in various places, and to this day he is fervently worshipped as the deity of calligraphy, so high was he elevated by the Fujiwara's attempt to drag him down.
No figure in Japanese history has garnered as much national sympathy as he did. His unfair fate and the belief that he suffered for his emperor resonated deeply with the public. Additionally, lightning struck the palace in Kyoto, and the three main architects of Michizane's downfall—Fujiwara Tokihira, Fujiwara Sugane, and Minamoto Hikaru—died within a few years of each other. At that time, many believed in the powers of spirits for both good and evil. This belief naturally evolved from the practice of ancestor worship. It started to be rumored that Michizane's spirit was seeking revenge on his adversaries. The Emperor was the first to act on this superstition. He restored Michizane's titles, elevated him to the first grade of the second rank, and ordered all documents related to his exile to be destroyed. The retribution didn't stop there. Forty-five years after Michizane's death, the people of Kyoto built the Temman Tenjin shrine in his honor, and in 1004, Emperor Ichijo not only posthumously awarded him the title of chancellor with the exceptional rank of first grade of the first rank but also visited the shrine personally to pay his respects. In later years, memorial shrines were established in various locations, and he is still fervently worshipped today as the deity of calligraphy, a testament to how high he was elevated by the Fujiwara's attempts to undermine him.
*Michizane was apotheosized under the name of Tenjin. He is known also as Kan Shojo, and Temmangu.
*Michizane was honored as Tenjin. He is also known as Kan Shojo and Temmangu.*
ENGRAVING: SAMISEN (A MUSICAL INSTRUMENT)
ENGRAVING: SANJU-SANGEN-DO TEMPLE AT KYOTO
CHAPTER XX
THE HEIAN EPOCH (Continued)
THE HEIAN PERIOD (Continued)
60th Sovereign, Daigo (Continued) 61st " Emperor Shujaku A.D. 931-946
60th Sovereign, Daigo (Continued) 61st " Emperor Shujaku A.D. 931-946
THE ENGI ERA (A.D. 901-923)
In the year 909, Fujiwara Tokihira died and was followed to the grave, in 913, by Minamoto Hikaru. For an interval of some years no minister of State was nominated; the Emperor Daigo himself administered affairs. For this interregnum in the sway of the Fujiwara, the Engi era is memorable.
In the year 909, Fujiwara Tokihira passed away, and in 913, Minamoto Hikaru followed him to the grave. For several years, no State Minister was appointed; instead, Emperor Daigo handled the affairs himself. This period without Fujiwara influence is notable in the Engi era.
It is memorable for other things also; notably for the compilation of documents which throw much light on the conditions then existing in Japan. The Emperor, in 914, called upon the Court officials to submit memorials which should supply materials for administrative reforms. The great scholar, Miyoshi Kiyotsura, responded with ability so conspicuous that posterity has been disposed to question the justice of the charges against him in connexion with Michizane's fate. He set out by stating that, in the early times, the national sentiment had been kind and simple; the people loyal to the Throne and obedient to parents; the taxes moderate. But, thereafter, customs had gradually deteriorated. Laws and regulations were promulgated with bewildering rapidity. Taxes and forced labour grew heavier day by day. Cultivated lands were suffered to lie fallow. Buddhism established such a hold upon men's minds that people of all classes impoverished themselves to build places of worship and to cast images. Upon the erection of the provincial temples (Kokubun-ji) five-tenths of the national taxes were expended; and in connexion with the removal of the capital to Kyoto and the building of new palaces, a further sum of three-tenths was paid out. Again, the Emperor Nimmyo's (834-850) love of luxury and display led to architectural extravagance entirely unprecedented, and involved the squandering of yet another tenth of the remaining income of the State. Thereafter, in the Jokwan era (859-876), frequent conflagrations destroyed the Imperial edifice, and its restoration cost a tenth of the remaining revenue, so that only one-twentieth was ultimately available for general expenses.
It’s also memorable for other reasons, especially for the collection of documents that shed light on the conditions in Japan at that time. In 914, the Emperor asked the Court officials to submit reports that would provide materials for administrative reforms. The great scholar, Miyoshi Kiyotsura, responded with such remarkable ability that later generations have questioned the fairness of the accusations against him regarding Michizane's fate. He began by stating that, in earlier times, the national sentiment was kind and straightforward; the people were loyal to the Throne and respectful to their parents; taxes were moderate. However, over time, customs gradually declined. Laws and regulations were introduced at a dizzying pace. Taxes and forced labor increased daily. Fertile lands were left uncultivated. Buddhism took such a strong hold on people's minds that those from all social classes became impoverished, spending their resources on building places of worship and creating statues. When the provincial temples (Kokubun-ji) were constructed, half of the national taxes were spent; and during the relocation of the capital to Kyoto and the construction of new palaces, an additional thirty percent was used. Moreover, Emperor Nimmyo’s (834-850) obsession with luxury and extravagance led to unprecedented architectural expenditures, consuming yet another ten percent of the remaining state income. Subsequently, during the Jokwan era (859-876), frequent fires destroyed the Imperial building, and its restoration cost ten percent of the remaining revenue, leaving only one-twentieth available for general expenses.
As illustrating the state of the rural regions, the memorialist instanced the case of Bitchu, a province on the Inland Sea, where he held an official appointment in the year 893. The local records (Fudoki) showed that a levy made there about the middle of the seventh century had produced twenty thousand able-bodied soldiers,* whereas a century later, there were found only nineteen hundred; yet another century afterwards, only seventy; at the close of the ninth century, nine, and in the year 911, not one. To such a state of desolation had the district been reduced in the space of 250 years, and its story might be taken as typical.
To illustrate the condition of rural areas, the memorialist pointed to Bitchu, a province on the Inland Sea, where he held an official position in 893. The local records (Fudoki) indicated that a draft from around the mid-seventh century had produced twenty thousand able-bodied soldiers, but a century later, there were only nineteen hundred. Another century after that, the number dropped to seventy; by the end of the ninth century, it was down to nine, and in 911, there were none. This region had fallen into such desolation over the span of 250 years, and its story can be seen as representative of the broader situation.
*The district was consequently named Nima, an abbreviation of ni (two) man (ten thousand).
*The district was then named Nima, a shortened form of ni (two) man (ten thousand).
Passing to the question of religion, the memorialist declared that the Shinto ceremonials to secure good harvests had lost all sincerity. The officials behaved as though there were no such thing as deities. They used the offerings for their own private purposes, sold the sacred horses, and recited the rituals without the least show of reverence. As for Buddhist priests, before asking them to pray for the welfare of their parishioners, they must be asked to purge themselves of their own sins. The priests who ministered at the provincial temples had lost all sense of shame. They had wives, built houses, cultivated lands, and engaged in trade. Was it to be supposed that heaven would hearken to the intervention of such sinners?
Addressing the topic of religion, the memorialist stated that the Shinto ceremonies meant to ensure good harvests had lost all sincerity. The officials acted as if there were no deities at all. They used the offerings for their own benefit, sold the sacred horses, and performed the rituals without any sign of reverence. As for the Buddhist priests, before asking them to pray for the well-being of their congregations, they needed to cleanse themselves of their own sins first. The priests serving at the provincial temples had completely lost their sense of shame. They had wives, built homes, farmed land, and engaged in business. Could it be assumed that heaven would listen to the pleas of such sinners?
Meanwhile, luxury and extravagance had reached an extreme degree. On one suit of clothes a patrimony was expended, and sometimes a year's income barely sufficed for a single banquet. At funeral services all classes launched into flagrant excesses. Feasts were prepared on such a scale that the trays of viands covered the entire floor of a temple. Thousands of pieces of gold were paid to the officiating priests, and a ceremony, begun in mourning, ended in revelry. Corresponding disorder existed with regard to the land. The original distribution into kubunden, as we saw, had been partly for purposes of taxation. But now these allotments were illegally appropriated, so that they neither paid imposts nor furnished labourers; and while governors held worthless regions, wealthy magnates annexed great tracts of fertile land. Another abuse, prevalent according to Miyoshi Kiyotsura's testimony, was that accusations were falsely preferred by officials against their seniors. Provincial governors were said to have frequently indulged in this treacherous practice and to have been themselves at times the victims of similar attacks. The Court, on receipt of such charges, seldom scrutinized them closely, but at once despatched officers to deal with the incriminated persons, and in the sequel, men occupying exalted positions were obliged to plead on an equal footing with officials of low grade or even common people. Self-respecting persons chose to stand aside altogether from official life rather than to encounter such risks.
Meanwhile, luxury and extravagance had reached an extreme level. A single outfit could cost a fortune, and sometimes an entire year's salary was barely enough for a single banquet. At funerals, all classes indulged in blatant excesses. Feasts were organized on such a grand scale that trays of food covered the entire floor of a temple. Thousands of gold coins were paid to the priests officiating the ceremonies, which began in mourning and ended in celebration. Corresponding chaos existed regarding land. The original division for tax purposes had been partly for taxation, but now these plots were illegally seized, resulting in no taxes collected or laborers provided; while governors held worthless land, wealthy elites annexed large areas of fertile ground. Another prevalent abuse, according to Miyoshi Kiyotsura's report, was false accusations made by officials against their superiors. Provincial governors were said to often engage in this treacherous behavior and were sometimes victims of similar false claims. The Court, upon receiving such allegations, rarely investigated them thoroughly but quickly sent officers to handle the accused, leading to high-ranking individuals having to defend themselves alongside lower-ranking officials or even ordinary citizens. Self-respecting individuals chose to completely withdraw from official life rather than risk such situations.
This was an almost inevitable result of the exceptional facilities given to petitioners under the Daika and Daiho systems. Miyoshi Kiyotsura urged that all petitioning and all resulting inquiries by specially appointed officials should be interdicted, except in matters relating to political crime, and that all offenders should be handed over to the duly constituted administrators of justice. As to these latter, he spoke very plainly. The kebiishi, he wrote, who, being appointed to the various provinces, have to preserve law and order within their jurisdictions, should be men specially versed in law, whereas a majority of those serving in that capacity are ignorant and incompetent persons who have purchased their offices. To illustrate further the want of discrimination shown in selecting officials, he refers to the experts appointed in the maritime provinces for manufacturing catapults, and declares that many of these so-called "experts" had never seen a catapult.
This was almost an unavoidable outcome of the exceptional privileges granted to petitioners under the Daika and Daiho systems. Miyoshi Kiyotsura argued that all petitions and subsequent inquiries by specially appointed officials should be banned, except for cases related to political crimes, and that all offenders should be handed over to the proper legal authorities. He was quite direct about the latter. The kebiishi, he said, who are appointed to various provinces to maintain law and order in their areas, should be individuals who are knowledgeable in the law, whereas most of those in that role are unqualified and incapable people who have bought their positions. To further illustrate the lack of judgment in choosing officials, he pointed out the experts chosen in the coastal provinces for building catapults, noting that many of these so-called "experts" had never even seen a catapult.
ENGRAVING: FAMILY LIFE OF NOBLES, HEIAN EPOCH, A.D. 782-1192
It is against the Buddhist priests and the soldiers of the six guards that he inveighs most vehemently, however. He calls them "vicious and ferocious," Those who take the tonsure, he says, number from two to three thousand yearly, and about one-half of that total are wicked men—low fellows who, desiring to evade taxation and forced labour, have shaved their heads and donned priests vestments, aggregate two-thirds of the population. They marry, eat animal food, practise robbery, and carry on coining operations without any fear of punishment. If a provincial governor attempts to restrain them, they flock together and have recourse to violence. It was by bandits under the command of wicked priests that Fujiwara Tokiyoshi, governor of Aki, and Tachibana Kinkado, governor of Kii, were waylaid and plundered.
He strongly criticizes the Buddhist priests and the soldiers of the six guards. He calls them "vicious and ruthless." He mentions that around two to three thousand people become monks every year, and about half of them are bad individuals—lowly people who, wanting to avoid taxes and forced labor, have shaved their heads and put on priestly robes, making up two-thirds of the population. They marry, eat meat, commit robbery, and engage in counterfeiting without any fear of punishment. If a provincial governor tries to control them, they band together and resort to violence. It was bandits led by corrupt priests who ambushed and robbed Fujiwara Tokiyoshi, the governor of Aki, and Tachibana Kinkado, the governor of Kii.
As for the soldiers of the guards, instead of taking their monthly term of duty at the palace, they are scattered over the country, and being strong and audacious, they treat the people violently and the provincial governors with contumacy, sometimes even forming leagues to rob the latter and escaping to the capital when they are hard pressed. (These guardsmen had arms and horses of their own and called themselves bushi, a term destined to have wide vogue in Japan.) It is interesting to note that they make their historical debut thus unfavourably introduced. Miyoshi Kiyotsura says that instead of being "metropolitan tigers" to guard the palace, they were "rural wolves" to despoil the provinces.
As for the guards, instead of fulfilling their monthly duty at the palace, they are spread out across the country. Strong and bold, they often treat the people harshly and defy the provincial governors, sometimes even banding together to rob them and retreating to the capital when they’re under pressure. (These guardsmen had their own weapons and horses and referred to themselves as bushi, a term that would later become popular in Japan.) It’s interesting to see that they make their historical debut in such a negative light. Miyoshi Kiyotsura states that rather than being "metropolitan tigers" to protect the palace, they were "rural wolves" that plundered the provinces.
APPRECIATIONS OF THE MIYOSHI MEMORIAL
This celebrated document consisted of twelve articles and contained five thousand ideographs, so that nothing was wanting in the matter of voluminousness. The writer did not confine himself to enumerating abuses: he also suggested remedies. Thus he urged that no man, having become an equerry (toneri) of the six corps of guards, should be allowed to return to his province during his term of service; that the spurious priests should be all unfrocked and punished; that the office of kebiishi should be restricted to men having legal knowledge; that the upper classes should set an example of economy in costumes and observances; that the ranks of the Buddhist priesthood should be purged of open violators of the laws of their creed, and so forth. Historians have justly eulogized the courage of a memorialist who thus openly attacked wide-spread and powerful abuses. But they have also noted that the document shows some reservations. For generations the Fujiwara family had virtually usurped the governing power; had dethroned Emperors and chosen Empresses; had consulted their own will alone in the administrations of justice and in the appointment and removal of officials. Yet of these things Miyoshi Kiyotsura says nothing whatever. The sole hope of their redress lay in Michizane; but instead of supporting that ill-starred statesman, Miyoshi had contributed to his downfall. Could a reformer with such a record be regarded as altogether sincere?
This famous document included twelve articles and contained five thousand symbols, so it certainly was extensive. The writer didn't just list problems; he also proposed solutions. He insisted that no one who became an equerry of the six corps of guards should be allowed to return to their home province during their service; that fraudulent priests should be stripped of their positions and punished; that the role of kebiishi should be limited to people with legal expertise; that the upper class should lead by example in being frugal with their clothing and practices; and that the ranks of the Buddhist priesthood should be cleansed of those who openly broke their creed’s laws, among other things. Historians have rightly praised the bravery of a memorialist who boldly confronted widespread and powerful issues. However, they have also pointed out that the document reveals some hesitations. For generations, the Fujiwara family had effectively taken control of the governing power, had removed Emperors and chosen Empresses, and had acted solely based on their own whims in administering justice and appointing and dismissing officials. Yet, Miyoshi Kiyotsura says nothing about these matters. The only hope for addressing these issues rested with Michizane; but instead of supporting that ill-fated politician, Miyoshi contributed to his downfall. Could a reformer with such a background be considered completely sincere?
ADMINISTRATION OF THE EMPEROR DAIGO
The Emperor Daigo, who ruled thirty-two years—from 898 to 930—is brought very close to us by the statement of a contemporary historian that he was "wise, intelligent, and kind-hearted," and that he always wore a smiling face, his own explanation of the latter habit being that he found it much easier to converse with men familiarly than solemnly. A celebrated incident of his career is that one winter's night he took off his wadded silk garment to evince sympathy with the poor who possessed no such protection against the cold. Partly because of his debonair manner and charitable impulses he is popularly remembered as "the wise Emperor of the Engi era." But close readers of the annals do not fully endorse that tribute. They note that Daigo's treatment of his father, Uda, on the celebrated occasion of the latter's visit to the palace to intercede for Michizane, was markedly unfilial; that his Majesty believed and acted upon slanders which touched the honour of his father no less than that of his well-proved servant, and that he made no resolute effort to correct the abuses of his time, even when they had been clearly pointed out by Miyoshi Kiyotsura. The usurpations of the Fujiwara; the prostitution of Buddhism to evil ends; the growth of luxurious and dissipated habits, and the subordination of practical ability to pedantic scholarship—these four malignant growths upon the national life found no healing treatment at Daigo's hands.
Emperor Daigo, who ruled for thirty-two years—from 898 to 930—is brought closer to us by a contemporary historian's description of him as "wise, intelligent, and kind-hearted," always wearing a smile. He explained this habit by saying it was easier to talk to people casually than seriously. A notable incident during his reign happened one winter night when he took off his padded silk garment to show sympathy for the poor who had no warmth against the cold. Due to his charming demeanor and charitable nature, he is commonly remembered as "the wise Emperor of the Engi era." However, careful readers of history don't fully agree with this praise. They point out that Daigo's behavior towards his father, Uda, during Uda's visit to the palace to advocate for Michizane, was clearly unfilial; that he believed and acted on slanders that harmed both his father's reputation and that of his loyal servant; and that he made no serious effort to correct the issues of his time, even when they were clearly outlined by Miyoshi Kiyotsura. The usurpations of the Fujiwara, the misuse of Buddhism for negative purposes, the rise of lavish and indulgent lifestyles, and the prioritization of scholarly pretense over practical skill—these four harmful issues in national life went untreated during Daigo's reign.
THE CLASSICAL AGE OF LITERATURE
The Engi era and the intervals of three or four decades before and after it may be regarded as the classical age of literature in Japan. Prose composition of a certain class was wholly in Chinese. All works of a historical, scientific, legal, or theological nature were in that language, and it cannot be said that they reached a very high level. Yet their authors had much honour. During the reigns of Uda and Daigo (888-930), Sugawara Michizane, Miyoshi Kiyotsura, Ki no Haseo, and Koze no Fumio, formed a quartet of famous masters of Chinese literature. From one point of view, Michizane's overthrow by Fujiwara Tokihira may be regarded as a collision between the Confucian doctrines which informed the polity of the Daika epoch and the power of aristocratic heredity. Kibi no Makibi and Sugawara no Michizane were the only two Japanese subjects that attained to be ministers of State solely in recognition of their learning, but several littérateurs reached high office, as chief chamberlain, councillor of State, minister of Education, and so forth. Miyoshi Kiyotsura ranks next to Michizane among the scholars of that age. He was profoundly versed in jurisprudence, mathematics (such as they were at the time), the Chinese classics, and history. But whereas Michizane bequeathed to posterity ten volumes of poems and two hundred volumes of a valuable historical work, no production of Kiyotsura's pen has survived except his celebrated memorial referred to above. He received the post of minister of the Household in 917 and died in the following year.
The Engi era, along with the three or four decades before and after it, can be seen as Japan's classical age of literature. Prose writing of a certain type was entirely in Chinese. All works related to history, science, law, or theology were written in that language, and while they didn’t reach a very high level, their authors were held in great esteem. During the reigns of Uda and Daigo (888-930), Sugawara Michizane, Miyoshi Kiyotsura, Ki no Haseo, and Koze no Fumio formed a well-known group of Chinese literature masters. From one perspective, Michizane's downfall at the hands of Fujiwara Tokihira can be seen as a conflict between the Confucian principles that shaped the politics of the Daika period and the power of aristocratic lineage. Kibi no Makibi and Sugawara no Michizane were the only two Japanese who became ministers of State purely due to their scholarly achievements, but many writers achieved high-ranking positions such as chief chamberlain, councillor of State, and minister of Education. Miyoshi Kiyotsura is considered second only to Michizane among the scholars of that time. He was deeply knowledgeable in law, mathematics (as it was then), the Chinese classics, and history. However, while Michizane left behind ten volumes of poetry and two hundred volumes of a significant historical work, nothing has survived from Kiyotsura except for his famous memorial mentioned earlier. He was appointed minister of the Household in 917 and passed away the following year.
It must be understood that the work of these scholars appealed to only a very limited number of their countrymen. The ako incident (pp. 239-240) illustrates this; the rescript penned by Tachibana no Hiromi was not clearly comprehended outside a narrow circle of scholars. Official notices and enactments were intelligible by few men of the trading classes and by no women. But a different record is found in the realm of high literature. Here there is much wealth. The Nara epoch gave to Japan the famous Manyo-shu (Myriad Leaves), and the Engi era gave her the scarcely less celebrated Kokin-shu, an anthology of over eleven hundred poems, ancient and modern. As between the two books, the advantage is with the former, though not by any means in a marked degree, but in the abundance and excellence of its prose writings—pure Japanese writings apart from the Chinese works referred to above—"the Heian epoch leaves the Nara far behind. The language had now attained to its full development. With its rich system of terminations and particles it was a pliant instrument in the writer's hands, and the vocabulary was varied and copious to a degree which is astonishing when we remember that it was drawn almost exclusively from native sources. The few words of Chinese origin which it contains seem to have found their way in through the spoken language and are not taken straight from Chinese books, as at a later stage when Japanese authors loaded their periods with alien vocables."
It should be noted that the work of these scholars only appealed to a very small number of their fellow countrymen. The ako incident (pp. 239-240) highlights this; the document written by Tachibana no Hiromi wasn't clearly understood outside a narrow group of scholars. Official announcements and laws were only understood by a few men in the trading classes and by no women at all. However, a different story is told in the world of high literature. There is significant richness here. The Nara period produced the renowned Manyo-shu (Myriad Leaves), and the Engi era created the almost equally famous Kokin-shu, an anthology of over eleven hundred poems, both ancient and modern. Between the two collections, the advantage goes to the former, although not by a significant margin, but in the quantity and quality of its prose writings—pure Japanese texts aside from the Chinese works mentioned earlier—"the Heian period far surpasses the Nara. The language had now reached its full development. With its rich system of endings and particles, it became a flexible tool in the writer's hands, and the vocabulary was diverse and extensive to an impressive degree, especially considering it was almost entirely sourced from native origins. The few words of Chinese origin that are present seem to have entered through everyday speech rather than being taken directly from Chinese texts, as happened later when Japanese writers filled their sentences with foreign terms."
This Heian literature "reflects the pleasure-loving and effeminate, but cultured and refined, character of the class of Japanese who produced it. It has no serious masculine qualities and may be described in one word as belles-lettres—poetry, fiction, diaries, and essays of a desultory kind. The lower classes of the people had no share in the literary activity of the time. Culture had not as yet penetrated beyond a very narrow circle. Both writers and readers belonged exclusively to the official caste. It is remarkable that a very large and important part of the best literature which Japan has produced was written by women. A good share of the Nara poetry is of feminine authorship, and, in the Heian period, women took a still more conspicuous part in maintaining the honour of the native literature. The two greatest works which have come down from Heian time are both by women.* This was no doubt partly due to the absorption of the masculine intellect in Chinese studies. But there was a still more effective cause. The position of women in ancient Japan was very different from what it afterwards became when Chinese ideals were in the ascendant. The Japanese of this early period did not share the feeling common to most Eastern countries that women should be kept in subjection and as far as possible in seclusion. Though the morality which the Heian literature reveals is anything but strait-laced, the language is uniformly refined and decent, in this respect resembling the best literature of China."**
This Heian literature reflects the pleasure-seeking and delicate, yet cultured and sophisticated, nature of the Japanese class that produced it. It lacks any serious masculine qualities and can be summed up in one word: belles-lettres—poetry, fiction, diaries, and essays of a scattered nature. The lower classes had no involvement in the literary activities of the time. Culture had not yet spread beyond a very narrow circle. Both writers and readers were exclusively from the official class. It’s noteworthy that a significant part of the best literature Japan has produced was written by women. A considerable amount of Nara poetry was authored by women, and during the Heian period, women played an even more prominent role in upholding the honor of native literature. The two greatest works that have survived from the Heian era were both written by women. This was likely partly because men's intellects were focused on Chinese studies. However, there was an even stronger reason. The status of women in ancient Japan was very different from what it later became when Chinese ideals became dominant. The Japanese of that early period did not share the common belief found in most Eastern cultures that women should be kept subordinate and as secluded as possible. Although the morality presented in Heian literature is anything but strict, the language is consistently refined and respectable, resembling the best literature of China in this aspect.
*The Genji Monogatari by Murasaki Shikibu, and the Makura Soshi by
Sei Shonagon.
*The Tale of Genji by Murasaki Shikibu, and the Pillow Book by
Sei Shonagon.
**Japanese Literature, by W. G. Aston.
**Japanese Literature, by W. G. Aston.**
With the Heian epoch is connected the wide use of the phonetic script known as kana, which may be described as a syllabary of forty-seven symbols formed from abbreviated Chinese ideographs. There are two varieties of the kana—the kata-kana and the hiragana* The former is said to have been devised by Makibi, the latter by Kobo Daishi (Kukai), but doubts have been cast on the accuracy of that record, and nothing can be certainly affirmed except that both were known before the close of the ninth century, though they do not seem to have been largely used until the Heian epoch, and even then almost entirely by women.
With the Heian period came the widespread use of a phonetic script known as kana, which can be described as a syllabary of forty-seven symbols created from simplified Chinese characters. There are two types of kana—katakana and hiragana. The former is said to have been developed by Makibi, while the latter was attributed to Kobo Daishi (Kukai), but there are doubts about the accuracy of this account. What can be confirmed is that both were known before the end of the ninth century, although they don't seem to have been widely used until the Heian period, and even then, mainly by women.
*Katakana means "side kana" because its symbols are fragments (sides) of Chinese forms of whole ideographs.
*Katakana means "side kana" because its characters are fragments (sides) of Chinese forms of complete ideographs.
ENGRAVING: MURASAKI SHIKIBU (COURT LADY AND POETESS)
"Much of the poetry of this time was the outcome of poetical tournaments at which themes were proposed to the competitors by judges who examined each phrase and word with the minutest critical care before pronouncing their verdict. As might be expected, the poetry produced in those circumstances is of a more or less artificial type, and is wanting in the spontaneous vigour of the earlier essays of the Japanese muse. Conceits, acrostics, and untranslatable word-plays hold much too prominent a place, but for perfection of form the poems of this time are unrivalled. It is no doubt to this quality that the great popularity of the Kokin-shu is due. Sei Shonagon, writing in the early years of the eleventh century, sums up a young lady's education as consisting of writing, music, and the twenty volumes of the Kokin-shu."*
"Much of the poetry from this era came from poetic competitions where judges proposed themes to the contestants, carefully analyzing each phrase and word before giving their verdict. As you might expect, the poetry created in these settings is somewhat artificial and lacks the spontaneous energy of earlier Japanese works. There are too many clever twists, acrostics, and untranslatable word games, but in terms of form, the poems from this period are unmatched. This quality likely explains the immense popularity of the Kokin-shu. Sei Shonagon, writing in the early 11th century, summarizes a young lady's education as focusing on writing, music, and the twenty volumes of the Kokin-shu."*
*Japanese Literature, by W. G. Aston.
*Japanese Literature, by W. G. Aston.
The first notable specimen of prose in Japanese style (wabun) was the preface to the Kokin-shu, written by Ki no Tsurayuki, who contended, and his own composition proved, that the introduction of Chinese words might well be dispensed with in writing Japanese. But what may be called the classical form of Japanese prose was fixed by the Taketori Monogatari,* an anonymous work which appeared at the beginning of the Engi era (901),** and was quickly followed by others. Still, the honour in which the ideograph was held never diminished. When Tsurayuki composed the Tosa Nikki (Tosa Diary), he gave it out as the work of a woman, so reluctant was he to identify himself with a book written in the kana syllabary; and the Emperor Saga, Kobo Daishi, and Tachibana Hayanari will be remembered forever in Japan as the "Three Calligraphists" (Sampitsu).
The first significant example of Japanese prose (wabun) was the preface to the Kokin-shu, written by Ki no Tsurayuki. He argued—and his own writing demonstrated—that it was possible to write Japanese without using Chinese words. However, what we can consider the classical form of Japanese prose was established by the Taketori Monogatari,* an anonymous work that appeared at the beginning of the Engi era (901),** which quickly inspired others. Nevertheless, the respect for ideographs remained strong. When Tsurayuki wrote the Tosa Nikki (Tosa Diary), he claimed it was authored by a woman, as he was hesitant to associate himself with a book written in kana. The Emperor Saga, Kobo Daishi, and Tachibana Hayanari will always be remembered in Japan as the "Three Calligraphists" (Sampitsu).
*The expression "monogatari" finds its nearest English equivalent in "narrative."
*The term "monogatari" is most closely translated to "narrative" in English.*
**An excellent translation of this has been made by Mr. F. V. Dickins in the "Journal of the Royal Asiatic Society," Jan., 1887.
**An excellent translation of this has been made by Mr. F. V. Dickins in the "Journal of the Royal Asiatic Society," Jan., 1887.**
In short, an extraordinary love of literature and of all that pertained to it swayed the minds of Japan throughout the Nara and the Heian epochs. The ninth and tenth centuries produced such poets as Ariwara no Yukihira and his younger brother, Narihira; Otomo no Kuronushi, Ochikochi no Mitsune, Sojo Henjo, and the poetess Ono no Komachi; gave us three anthologies (Sandai-shu), the Kokin-shu, the Gosen-shu, and the Shui-shu, as well as five of the Six National Histories (Roku Kokushi), the Zoku Nihonki, the Nihon Koki, the Zoku Nihon Koki, the Montoku Jitsuroku, and the Sandai Jitsuroku; and saw a bureau of poetry (W aka-dokoro) established in Kyoto. Fine art also was cultivated, and it is significant that calligraphy and painting were coupled together in the current expression (shogwa) for products of pictorial art. Kudara no Kawanari and Koze no Kanaoka, the first Japanese painters to achieve great renown, flourished in the ninth and tenth centuries, as did also a famous architect, Hida no Takumi.
In short, an incredible love for literature and everything related to it influenced people's minds in Japan during the Nara and Heian periods. The ninth and tenth centuries produced poets like Ariwara no Yukihira and his younger brother, Narihira; Otomo no Kuronushi, Ochikochi no Mitsune, Sojo Henjo, and the poetess Ono no Komachi; gave us three anthologies (Sandai-shu), the Kokin-shu, the Gosen-shu, and the Shui-shu, along with five of the Six National Histories (Roku Kokushi), the Zoku Nihonki, the Nihon Koki, the Zoku Nihon Koki, the Montoku Jitsuroku, and the Sandai Jitsuroku; and saw the establishment of a poetry bureau (W aka-dokoro) in Kyoto. Fine art was also developed, and it’s noteworthy that calligraphy and painting were combined in the term (shogwa) used for works of pictorial art. Kudara no Kawanari and Koze no Kanaoka, the first Japanese painters to gain significant fame, thrived in the ninth and tenth centuries, along with a well-known architect, Hida no Takumi.
INTERVAL BETWEEN THE CAPITAL AND THE PROVINCES
Thus, in the capital, Kyoto, where the Fujiwara family constituted the power behind the Throne, refinements and luxury were constantly developed, and men as well as women amused themselves composing Chinese and Japanese poems, playing on musical instruments, dancing, and making picnics to view the blossoms of the four seasons. But in the provincial districts very different conditions existed. There, men, being virtually without any knowledge of the ideographic script, found the literature and the laws of the capital a sealed book to them, and as for paying periodical visits to Kyoto, what that involved may be gathered from the fact that the poet Tsurayuki's return to the capital from the province of Tosa, where he had served as acting governor, occupied one hundred days, as shown in his Tosa Nikki (Diary of a Journey from Tosa), and that thirteen days were needed to get from the mouth of the Yodo to the city. The pageant of metropolitan civilization and magnificence never presented itself to provincial eyes.
In the capital, Kyoto, where the Fujiwara family held the real power behind the throne, culture and luxury were constantly evolving. Both men and women enjoyed composing Chinese and Japanese poetry, playing musical instruments, dancing, and having picnics to admire the blossoms throughout the seasons. However, the situation was very different in the rural areas. There, men, lacking knowledge of the complex writing system, found the capital's literature and laws completely inaccessible. Traveling to Kyoto was a significant undertaking, as illustrated by Tsurayuki's return to the capital from Tosa, where he had served as acting governor; it took him one hundred days, as detailed in his Tosa Nikki (Diary of a Journey from Tosa), and it required thirteen days just to journey from the mouth of the Yodo River to the city. The grandeur and charm of city life were never visible to those living in the provinces.
ORIGIN OF THE SHOEN
Much has already been said on the subject of land tenure; but as this problem is responsible for some cardinal phases of Japanese history, a brief resume will be useful here. There were four chief causes for the existence of shoen, or manors. The first was reclamation. In the year 723, it was decreed that persons who reclaimed land should acquire a de facto title of tenure for three generations, and, twenty years later, the tenure of title was made perpetual, limits of area being fixed, however—1250 acres for princes and nobles of the first rank, and thereafter by various gradations, to twenty-five acres for a commoner. But these limits were not enforced, and in the year 767 it became necessary to issue a decree prohibiting further reclamation, which was followed, seventeen years later, by a rescript forbidding provincial governors to exact forced labour for tilling their manors.
A lot has already been discussed about land tenure, but since this issue has played a key role in significant events in Japanese history, a brief summary will be helpful here. There were four main reasons for the existence of shoen, or manors. The first was land reclamation. In 723, it was announced that people who reclaimed land would gain a de facto title of tenure for three generations, and twenty years later, this title was made permanent, with area limits set—1250 acres for princes and nobles of the first rank, and then various reductions down to twenty-five acres for commoners. However, these limits were not strictly enforced, and by 767, a decree was issued to stop further reclamation, followed seventeen years later by a rescript that prohibited provincial governors from requiring forced labor to cultivate their manors.
That this did not check the evil is proved by an official record, compiled in 797, from which it appears that princes and influential nobles possessed manors of great extent; that they appointed intendants to manage them; that these intendants themselves engaged in operations of reclamation; that they abused their power by despoiling the peasants, and that dishonest farmers made a practice of evading taxes and tribute by settling within the bounds of a manor. These abuses reached their acme during the reigns of Uda and Daigo (888-930), when people living in the vicinity of a manor were ruthlessly robbed and plundered by the intendant and his servants, and when it became habitual to elude the payment of taxes by making spurious assignments of lands to influential officials in the capital. In vain was the ownership of lands by powerful nobles interdicted, and in vain its purchase by provincial governors: the metropolis had no power to enforce its vetoes in the provinces, and the provincials ignored them. Thus the shoen grew in number and extent.
That this didn't stop the wrongdoing is shown by an official record from 797, which reveals that princes and powerful nobles held large estates; they hired managers to run them; these managers got involved in land reclamation projects; they abused their authority by exploiting the peasants, and dishonest farmers regularly evaded taxes and tribute by moving onto the estate. These abuses peaked during the reigns of Uda and Daigo (888-930), when people living near an estate were brutally robbed and pillaged by the manager and his staff, and it became common to avoid paying taxes by making fake land assignments to influential officials in the capital. Efforts to prohibit land ownership by powerful nobles and stop provincial governors from purchasing land were in vain: the capital had no power to enforce its prohibitions in the provinces, and the locals ignored them. As a result, the shoen increased in number and size.
The second factor which contributed to the extension of manors was the bestowal of estates in perpetuity on persons of conspicuous ability, and afterwards on men who enjoyed Imperial favour. Land thus granted was called shiden and enjoyed immunity from taxation. Then there were tracts given in recognition of public merit. These koden were originally of limited tenure, but that condition soon ceased to be observed, and the koden fell into the same category with manors (shoen).
The second factor that contributed to the expansion of manors was the granting of estates forever to individuals of notable ability, and later to those who had Imperial favor. Land given in this way was called shiden and was exempt from taxes. Additionally, there were areas granted in recognition of public service. These koden were originally intended for limited use, but that condition was quickly disregarded, and the koden became categorized the same as manors (shoen).
Finally we have the jiden, or temple lands. These, too, were at the outset granted for fixed terms, but when Buddhism became powerful the limitation ceased to be operative, and moreover, in defiance of the law, private persons presented tracts, large or small, to the temples where the mortuary tablets of their families were preserved, and the temples, oh their own account, acquired estates by purchase or by reclamation. The jiden, like the other three kinds of land enumerated above, were exempt from taxation. Owned by powerful nobles or influential families, the shoen were largely cultivated by forced labour, and as in many cases it paid the farmers better to rent such land; and thus escape all fiscal obligations, than to till their own fields, the latter were deserted pan passu with the development of the manor system, and thus the State revenues suffered dual reduction.
Finally, we have the jiden, or temple lands. These were initially granted for fixed terms, but as Buddhism grew stronger, that limitation became ineffective. In addition, in violation of the law, private individuals donated plots, whether large or small, to the temples where their family's mortuary tablets were kept. The temples, on their own initiative, acquired estates through purchases or reclamation. The jiden, like the other three types of land mentioned above, were exempt from taxation. Owned by powerful nobles or influential families, the shoen were mostly farmed using forced labor. In many cases, farmers found it more profitable to rent such land and avoid all financial obligations than to work their own fields, leading to a gradual abandonment of the latter as the manor system developed, which in turn caused a decline in State revenues.
During the last quarter of the tenth century peremptory edicts were issued to check this state of affairs, but the power of the Court to exact obedience had then dwindled almost to cipher. History records that during the Ho-en era (1135-1140), the regent Fujiwara Tadamichi's manor of Shimazu comprised one-fourth of the province of Osumi. On these great manors, alike of nobles and of temples, armed forces soon began to be maintained for purposes nominally of police protection but ultimately of military aggression. This was especially the case on the shoen of the puissant families of Taira and Minamoto. Thus, Minamoto Yoshitomo came to own fifteen of the eastern provinces, and in the tumult of the Heiji era (1159-1160), he lost all these to Taira no Kiyomori, who, supplementing them with his own already large manors and with the shoen of many other nobles and temples, became owner of five hundred districts comprising about one-half of the empire. Subsequently, when the Minamoto crushed the Taira (1185), the whole of the latter's estates were distributed by the former among the nobles who had fought under the Minamoto standard.
During the last quarter of the tenth century, strict orders were issued to address this situation, but the Court's ability to enforce compliance had almost vanished. History records that during the Ho-en era (1135-1140), the regent Fujiwara Tadamichi's manor of Shimazu made up one-fourth of the province of Osumi. On these vast estates, owned by both nobles and temples, armed forces began to be maintained under the pretense of police protection, but ultimately for military aggression. This was especially true for the shoen of the powerful Taira and Minamoto families. As a result, Minamoto Yoshitomo gained control of fifteen eastern provinces, but during the chaotic Heiji era (1159-1160), he lost all of them to Taira no Kiyomori, who added these to his already large estates and the shoen of many other nobles and temples, becoming the owner of five hundred districts that made up about half of the empire. Later, when the Minamoto defeated the Taira (1185), all of the latter's estates were redistributed by the former among the nobles who had fought alongside them.
In that age the holders of manors were variously called ryoshu, ryoke, shoya, or honjo, and the intendants were termed shocho, shoji, kengyo, betto, or yoryudo, a diversity of nomenclature that is often very perplexing. In many cases reclaimed lands went by the name of the person who had reclaimed them. Such manors were spoken of as myoden (name-land), and those owning large tracts were designated daimyo (great name), while smaller holders were termed shomyo. Yet another term for the intendants of these lands was nanushi-shoku.
In that era, manor holders were referred to as ryoshu, ryoke, shoya, or honjo, and the administrators were called shocho, shoji, kengyo, betto, or yoryudo, which can be quite confusing. Often, reclaimed lands were named after the individuals who had reclaimed them. These manors were known as myoden (name-land), and those who owned large areas were called daimyo (great name), while smaller owners were referred to as shomyo. Another term for the administrators of these lands was nanushi-shoku.
It will be readily seen that in the presence of such a system the lands paying taxes to the Central Government became steadily less and less. Thus, in the reign of the Emperor Toba (1108-1123), the State domains administered by the provincial governors are recorded to have been only one per cent, of the area of the provinces. In these circumstances, the governors deemed it unnecessary to proceed themselves to their posts; they remained in Kyoto and despatched deputies to the provinces, a course which conspired to reduce the authority of the Crown.
It's clear that with such a system in place, the amount of land paying taxes to the Central Government kept decreasing. During the reign of Emperor Toba (1108-1123), the state lands managed by the provincial governors were noted to be just one percent of the provinces' total area. Given these conditions, the governors found it unnecessary to travel to their locations; instead, they stayed in Kyoto and sent deputies to the provinces, which contributed to diminishing the Crown's authority.
For the sake of intelligent sequence of ideas, the above synopsis makes some departure from the chronological order of these pages. Returning to the early part of the tenth century, the historian may affirm that the salient features of the era were virtual abrogation of the Daiho laws imposing restrictions upon the area and period of land-ownership; rapid growth of tax-free manors and consequent impoverishment of the Court in Kyoto; the appearance of provincial magnates who yielded scant obedience to the Crown, and the organization of military classes which acknowledged the authority of their own leaders only.
To create a clear flow of ideas, the summary above steps away from the chronological order of these pages. Looking back at the early part of the tenth century, the historian can say that the key characteristics of the time were the effective repeal of the Daiho laws that limited land ownership in terms of area and time; a swift rise in tax-free estates leading to the financial decline of the Court in Kyoto; the emergence of regional leaders who showed little loyalty to the Crown; and the formation of military groups that recognized the authority of their own leaders only.
REVOLT OF TAIRA NO MASAKADO
The above state of affairs soon bore practical fruit. In the year 930, the Emperor Daigo died and was succeeded by his son Shujaku, a child of eight, whose mother was a daughter of Fujiwara Mototsune. In accordance with the system now fully established, Fujiwara Tadahira became regent. History depicts this Tadahira as an effeminate dilettante, one of whose foibles was to have a cuckoo painted on his fan and to imitate the cry of the bird whenever he opened it. But as representative of the chief aristocratic family in an age when to be a Fujiwara was to possess a title superior to that conferred by ability in any form and however conspicuous, his right to administer the government in the capacity of regent obtained universal recognition.
The situation soon led to practical results. In 930, Emperor Daigo died and was succeeded by his eight-year-old son Shujaku, whose mother was a daughter of Fujiwara Mototsune. Following the now fully established system, Fujiwara Tadahira became regent. History portrays Tadahira as an effeminate dabbler; one of his quirks was having a cuckoo painted on his fan and imitating the bird's cry whenever he opened it. However, as a representative of the leading aristocratic family at a time when being a Fujiwara meant holding a title that was more esteemed than any personal merit, his right to govern as regent was widely accepted.
It had become the custom at that time for the provincial magnates to send their sons to Kyoto, where they served in the corps of guards, became acquainted with refined life, and established relations of friendship with the Taira and the Minamoto, the former descended from the Emperor Kwammu, the latter from the Emperor Seiwa. Thus, at the time of Daigo's death, a scion of the Taira, by name Masakado, was serving under Tadahira in the capital. Believing himself endowed with high military capacity, Masakado aspired to be appointed kebiishi of his native province, Shimosa. But his archery, his horsemanship, and his fencing elicited no applause in Kyoto, whereas a relative, Sadabumi, attracted admiration by a licentious life.
It was common at that time for local nobles to send their sons to Kyoto, where they joined the guard corps, became familiar with a more refined lifestyle, and built friendships with the Taira and the Minamoto clans, the former being descended from Emperor Kwammu and the latter from Emperor Seiwa. So, at the time of Daigo's death, a Taira descendant named Masakado was serving under Tadahira in the capital. Believing he was a great military leader, Masakado aimed to be appointed kebiishi of his home province, Shimosa. However, his skills in archery, horsemanship, and fencing didn’t impress anyone in Kyoto, while a relative named Sadabumi gained admiration for his reckless lifestyle.
Masakado finally retired to Shimosa in an angry mood. At first, however, the idea of revolt does not seem to have occurred to him. On the contrary, the evidence is against such a hypothesis. For his military career began with family feuds, and after he had killed one of his uncles on account of a dispute about the boundaries of a manor, and sacked the residence of another in consequence of a trouble about a woman, he did not hesitate to obey a summons to Kyoto to answer for his acts of violence. Such quarrels were indeed of not uncommon occurrence in the provinces, as is shown by the memorial of Miyoshi Kiyotsura, and the capital appears to have left them severely alone, so far as practical interference was concerned, though the pretence of jurisdiction might be preserved. Thus, Masakado was acquitted after the formality of investigation had been satisfied. Naturally this judgment did not prove a deterrent; on the contrary, it amounted to a mandate.
Masakado eventually returned to Shimosa feeling angry. At first, though, the thought of revolt didn't seem to cross his mind. In fact, the evidence suggests otherwise. His military career started with family disputes, and after he killed one of his uncles over a boundary issue and raided the home of another because of a woman, he still willingly went to Kyoto to answer for his violent actions. Such conflicts were pretty common in the provinces, as shown by the memorial of Miyoshi Kiyotsura, and the capital generally left them alone, at least when it came to practical involvement, even though they maintained the appearance of having jurisdiction. As a result, Masakado was acquitted once the investigation procedure was completed. Naturally, this ruling didn't serve as a warning; in fact, it acted as a green light.
On his return to Kwanto, Masakado was soon found once more in the arena. The details of his campaign have little interest except as indicating that the provincial officials followed the example of Kyoto in suffering local disturbances to settle themselves, and that the abuses catalogued in the Miyoshi memorial were true to fact. A raid that Masakado made into Musashi province is memorable as the occasion of the first collision between the Taira and the Minamoto,* which great families were destined ultimately to convert all Japan into a battlefield. Finally, Masakado carried his raids so far that he allowed himself to be persuaded of the hopelessness of pardon. It was then that he resolved to revolt. Overrunning the whole eight provinces of the Kwanto, he appointed his own partisans to all posts of importance and set up a court after the Kyoto model. A letter written by him at this time to the regent Tadahira affords an interesting guide to the ethics of the era:
On his return to Kwanto, Masakado quickly found himself back in action. The specifics of his campaign aren't very interesting, except to show that the local officials followed Kyoto's lead by letting local issues settle themselves and that the problems listed in the Miyoshi memorial were indeed accurate. A raid Masakado led into Musashi province is notable as the first clash between the Taira and the Minamoto, two prominent families that would eventually turn all of Japan into a battleground. Ultimately, Masakado took his raids so far that he became convinced that there was no hope for forgiveness. That's when he decided to rebel. He swept through all eight provinces of Kwanto, appointed his supporters to significant positions, and established a court modeled after Kyoto. A letter he wrote at this time to the regent Tadahira offers an intriguing insight into the ethics of the period:
"The genealogy of my house shows that I am the fifth in descent from the Emperor Kwammu. Therefore, though I hold one-half of a province, that cannot be attributed to mere good fortune. In the history of ancient times there are occasions where a whole country was appropriated by force of arms. Nature has endowed me with military talent. None, I presume, excels me in that respect. You, however, had no praise to bestow on me. Rather was I frequently reprimanded when I served in the capital, so that my shame was unendurable, whereas your sympathy would have delighted me. While Masakado was still a youth he served Tadahira, the prime minister, for tens of years, and when Tadahira became regent, Masakado never entertained his present project. I have no words to express my regret. Though I have conspired to revolt, I will not forget my old master, and I hope that he will make allowances for the circumstances in which I am placed."
The family tree of my house shows that I’m the fifth generation from Emperor Kwammu. So, even though I control half of a province, it’s not just due to luck. There are times in ancient history when entire countries were taken by force. I have a natural talent for military leadership, and I doubt anyone is better than me in that regard. However, you never praised me. Instead, I was often scolded while serving in the capital, and my shame was unbearable, while your support would have made me happy. When Masakado was still young, he served Prime Minister Tadahira for many years, and even when Tadahira became regent, Masakado never thought about his current plans. I can't express how sorry I am. Even though I have plotted to rebel, I won’t forget my old master, and I hope he understands the circumstances I’m in.
*The vice-governor of Musashi, Minamoto Tsunemoto, was at feud with the governor, Prince Okiyo, and Masakado espoused the latter's cause.
*The vice-governor of Musashi, Minamoto Tsunemoto, was in conflict with the governor, Prince Okiyo, and Masakado supported the latter's side.
Had it rested with Kyoto to subdue this revolt, Masakado might have attained his goal. But chance and the curious spirit of the time fought for the Court. A trifling breach of etiquette on the part of Masakado—not pausing to bind up his hair before receiving a visitor—forfeited the co-operation of a great soldier, Fujiwara Hidesato, (afterwards known as Tawara Toda), and the latter, joining forces with Taira Sadamori, whose father Masakado had killed, attacked the rebels in a moment of elated carelessness, shattered them completely, and sent Masakado's head to the capital. The whole affair teaches that the Fujiwara aristocrats, ruling in Kyoto, had neither power nor inclination to meddle with provincial administration, and that the districts distant from the metropolis wore practically under the sway of military magnates in whose eyes might constituted right. This was especially notable in the case of the Kwanto, that is to say the eight provinces surrounding the present Tokyo Bay, extending north to the Nikko Mountains. Musashi, indeed, was so infested with law-breakers that, from the days of the Emperor Seiwa (859-876), it became customary to appoint one kebiishi in each of its districts, whereas elsewhere the establishment was one to each province. The kebiishi represented the really puissant arm of the law, the provincial governors, originally so powerful, having now degenerated into weaklings.
If it had been up to Kyoto to put down this revolt, Masakado might have succeeded. But fate and the unique spirit of the time favored the Court. A minor breach of etiquette by Masakado—not taking a moment to tie up his hair before welcoming a visitor—cost him the support of a powerful warrior, Fujiwara Hidesato (later known as Tawara Toda). Hidesato, teaming up with Taira Sadamori, whose father Masakado had killed, launched a surprise attack on the rebels during a moment of arrogant overconfidence, completely defeated them, and sent Masakado’s head to the capital. This whole incident highlights that the Fujiwara aristocrats in Kyoto had neither the power nor the desire to interfere with local governance, and that the regions far from the capital were essentially under the control of military leaders who believed that might made right. This was particularly evident in the case of the Kwanto, which includes the eight provinces around what is now Tokyo Bay, stretching north to the Nikko Mountains. Musashi was so plagued by lawlessness that starting from the reign of Emperor Seiwa (859-876), it became standard to appoint one kebiishi in each of its districts, while other regions only had one for the entire province. The kebiishi represented the true strength of the law, as the once-mighty provincial governors had now become weak.
THE REVOLT OF FUJIWARA SUMITOMO
Another event, characteristic of the time, occurred in Nankai-do (the four provinces of the island of Shikoku) contemporaneously with the revolt of Masakado. During the Shohei era (931-937) the ravages of pirates became so frequent in those waters that Fujiwara no Sumitomo was specially despatched from Kyoto to restrain them. This he effected without difficulty. But instead of returning to the capital, he collected a number of armed men together with a squadron of vessels, and conducted a campaign of spoliation and outrage in the waters of the Inland Sea as well as the channels of Kii and Bungo. Masakado's death, in 939, relieved the Court from the pressure in the east, and an expedition was despatched against Sumitomo under the command of Ono no Yoshifuru, general of the guards.
Another event, typical of the era, took place in Nankai-do (the four provinces of Shikoku) at the same time as Masakado's revolt. During the Shohei period (931-937), pirate attacks became so common in those waters that Fujiwara no Sumitomo was sent from Kyoto to control them. He managed this easily. But instead of going back to the capital, he gathered a group of armed men along with a fleet of ships and launched a campaign of looting and violence in the Inland Sea and the waterways of Kii and Bungo. Masakado's death in 939 eased the pressure on the Court from the east, and a mission was sent against Sumitomo led by Ono no Yoshifuru, the general of the guards.
Yoshifuru mustered only two hundred ships whereas Sumitomo had fifteen hundred. The issue might have been foretold had not the pirate chief's lieutenant gone over to the Imperial forces. Sumitomo, after an obstinate resistance and after one signal success, was finally routed and killed. Some historians* have contended that Masakado and Sumitomo, when they were together in Kyoto, conspired a simultaneous revolt in the east and the south; but such a conclusion is inconsistent with the established fact that Masakado's treason was not premeditated.
Yoshifuru had only two hundred ships, while Sumitomo had fifteen hundred. The outcome might have been predicted if the pirate chief's lieutenant hadn't switched sides to the Imperial forces. Sumitomo, after a stubborn fight and one major victory, was ultimately defeated and killed. Some historians* argue that Masakado and Sumitomo plotted a simultaneous uprising in the east and the south when they were together in Kyoto; however, this idea contradicts the established fact that Masakado's betrayal wasn't planned.
*Notably the authors of the Okagami and the Nihon Gwaishi.
*Notably the writers of the Okagami and the Nihon Gwaishi.
That the two events synchronized is attributable wholly to the conditions of the time. We have seen what was the state of affairs in Kwanto, and that of Kyushu and Shikoku is clearly set forth in a memorial presented (946) by Ono Yoshifuru on his return from the Sumitomo campaign. In that document he says: "My information is that those who pursue irregular courses are not necessarily sons of provincial governors alone. Many others make lawless use of power and authority; form confederacies; engage daily in military exercises; collect and maintain men and horses under pretext of hunting game; menace the district governors; plunder the common people; violate their wives and daughters, and steal their beasts of burden and employ them for their own purposes, thus interrupting agricultural operations. Yesterday, they were outcasts, with barely sufficient clothes to cover their nakedness; to-day, they ride on horseback and don rich raiment. Meanwhile the country falls into a state of decay, and the homesteads are desolate. My appeal is that, with the exception of provincial governors' envoys, any who enter a province at the head of parties carrying bows and arrows, intimidate the inhabitants, and rob them of their property, shall be recognized as common bandits and thrown into prison on apprehension."
That the two events happened at the same time is entirely due to the conditions of the moment. We have seen the situation in Kwanto, and the conditions in Kyushu and Shikoku are clearly described in a report given (946) by Ono Yoshifuru upon his return from the Sumitomo campaign. In that document, he states: "I've learned that those who act outside the law aren't just the sons of provincial governors. Many others abuse power and authority; form alliances; participate in military drills every day; gather and maintain men and horses under the guise of hunting game; threaten the local governors; loot the common people; violate their wives and daughters, and steal their pack animals to use for their own purposes, disrupting agricultural activities. Just yesterday, they were outcasts, barely able to clothe themselves; today, they ride horses and wear expensive clothing. Meanwhile, the country is falling apart, and homes are abandoned. My request is that, except for envoys of provincial governors, anyone who enters a province leading groups carrying bows and arrows, intimidates the residents, and steals their possessions should be recognized as plain bandits and imprisoned upon capture."
In a word, the aristocratic officialdom in Kyoto, headed by the Fujiwara, though holding all the high administrative posts, wielded no real power outside the capital, nor were they competent to preserve order even within its precincts, for the palace itself was not secure against incendiarism and depredation. When the heads of the Minamoto and the Taira families were appointed provincial governors in the Kwanto, they trained their servants in the use of arms, calling them iye-no-ko (house-boys) or rodo (retainers), and other local magnates purchased freedom from molestation by doing homage and obeying their behests. Taira Masakado, Minamoto Tsunemoto, Fujiwara Hidesato, and Taira Sadamori, who figure in the above narrative, were all alike provincial chiefs, possessing private estates and keeping armed retinues which they used for protection or for plunder. The Imperial Court, when confronted with any crisis, was constrained to borrow the aid of these magnates, and thus there came into existence the buke, or military houses, as distinguished from the kuge, or Court houses.
In short, the aristocratic leadership in Kyoto, led by the Fujiwara, held all the important administrative positions but had no real power outside the capital and were unable to maintain order even within its walls, as the palace itself was vulnerable to fires and attacks. When the heads of the Minamoto and Taira families were appointed as provincial governors in the Kanto region, they trained their followers in combat, calling them iye-no-ko (house-boys) or rodo (retainers). Other local leaders secured their safety by paying tribute and following their commands. Taira Masakado, Minamoto Tsunemoto, Fujiwara Hidesato, and Taira Sadamori, mentioned in the previous narrative, were all provincial leaders with private estates and armed followers that they used for protection or raiding. The Imperial Court, when faced with a crisis, had no choice but to seek help from these leaders, leading to the emergence of the buke, or military houses, in contrast to the kuge, or Court houses.
ENGRAVING: UMBRELLAS
ENGRAVING: KINKAKU-JI, AT KYOTO
CHAPTER XXI
THE CAPITAL AND THE PROVINCES
RELATIONS BETWEEN THE COURT AND THE FUJIWARA
We now arrive at a period of Japanese history in which the relations of the Fujiwara family to the Throne are so complicated as greatly to perplex even the most careful reader. But as it is not possible to construct a genealogical table of a really helpful character, the facts will be set down here in their simplest form.
We now come to a time in Japanese history when the connections between the Fujiwara family and the Throne are so complex that they can confuse even the most attentive reader. However, since it's not feasible to create a truly useful family tree, the facts will be presented here in their most straightforward manner.
THE SIXTY-SECOND SOVEREIGN, THE EMPEROR MURAKAMI (A.D. 947-967)
Murakami, son of Daigo by the daughter of the regent, Fujiwara Mototsune, ascended the throne in succession to Shujaku, and Fujiwara Tadahira held the post of regent, as he had done in Shujaku's time, his three sons, Saneyori, Morosuke, and Morotada, giving their daughters; one, Morosuke's offspring, to be Empress, the other two to be consorts of the sovereign. Moreover, Morosuke's second daughter was married to the Emperor's younger brother, Prince Takaaki, who afterwards descended from princely rank to take the family name of Minamoto. Saneyori, Morosuke, and Takaaki took a prominent part in the administration of State affairs, and thus indirectly by female influence at Court, or by their own direct activity, the Fujiwara held a supreme place. Murakami has a high position among Japan's model sovereigns. He showed keen and intelligent interest in politics; he sought to employ able officials; he endeavoured to check luxury, and he solicited frank guidance from his elders. Thus later generations learned to indicate Engi (901-923), when Daigo reigned, and Tenryaku (947-957), when Murakami reigned, as essentially eras of benevolent administration. But whatever may have been the personal qualities of Murakami, however conspicuous his poetical ability and however sincere his solicitude for the welfare of his subjects, he failed signally to correct the effeminate tendency of Kyoto society or to protect the lives and property of his people. Bandits raided the capital, broke into the palace itself, set fire to it, and committed frequent depredations unrestrained. An age when the machinery for preserving law and order was practically paralyzed scarcely deserves the eulogies of posterity.
Murakami, the son of Daigo and the daughter of the regent, Fujiwara Mototsune, took the throne after Shujaku, with Fujiwara Tadahira serving as regent, just as he had during Shujaku's reign. His three sons, Saneyori, Morosuke, and Morotada, arranged marriages for their daughters—one daughter of Morosuke became Empress, while the other two became consorts of the emperor. Additionally, Morosuke's second daughter married the Emperor's younger brother, Prince Takaaki, who later gave up his royal status to take the family name Minamoto. Saneyori, Morosuke, and Takaaki were heavily involved in running state affairs, and through their female relatives at court or their own direct actions, the Fujiwara maintained a dominant position. Murakami is recognized as one of Japan's exemplary rulers. He was deeply interested in politics, aimed to hire skilled officials, tried to curb luxury, and sought honest advice from his elders. Consequently, later generations referred to the periods of Engi (901-923) during Daigo's reign and Tenryaku (947-957) during Murakami's reign as times of compassionate leadership. However, despite Murakami's personal qualities, notable poetic talent, and genuine concern for his subjects' welfare, he significantly failed to address the decline in the moral fabric of Kyoto society or to safeguard his people's lives and property. Bandits attacked the capital, broke into the palace, set it on fire, and carried out frequent robberies without restraint. An era when law and order were nearly non-existent hardly deserves praise from future generations.
THE SUCCESSION
The lady with whom Murakami first consorted was a daughter of Fujiwara Motokata, who represented a comparatively obscure branch of the great family, and had attained the office of chief councillor of State (dainagori) only. She bore to his Majesty a son, Hirohira, and the boy's grandfather confidently looked to see him named Prince Imperial. But presently the daughter of Fujiwara Morosuke, minister of the Right, entered the palace, and although her Court rank was not at first superior to that of the dainagon's daughter, her child had barely reached its third month when, through Morosuke's irresistible influence, it was nominated heir to the throne. Motokata's disappointment proved so keen that his health became impaired and he finally died—of chagrin, the people said. In those days men believed in the power of disembodied spirits for evil or for good. The spirit of the ill-fated Sugawara Michizane was appeased by building shrines to his memory, and a similar resource exorcised the angry ghost of the rebel, Masakado; but no such prevention having been adopted in the case of Motokata, his spirit was supposed to have compassed the early deaths of his grandson's supplanter, Reizei, and of the latter's successors, Kwazan and Sanjo, whose three united reigns totalled only five years.
The woman Murakami first got involved with was the daughter of Fujiwara Motokata, who came from a relatively minor branch of the prominent family and only held the position of chief councillor of State (dainagori). She had a son for the Emperor named Hirohira, and her father confidently expected him to be named Prince Imperial. However, the daughter of Fujiwara Morosuke, the minister of the Right, entered the palace. Although her Court rank wasn’t initially higher than the dainagon's daughter, her child was named heir to the throne just three months later, thanks to Morosuke's powerful influence. Motokata was so disappointed that it affected his health, and he eventually died—people said it was from grief. Back then, people believed in the power of spirits to do good or harm. The spirit of the unfortunate Sugawara Michizane was appeased by building shrines in his honor, and a similar approach was taken to exorcise the vengeful ghost of the rebel, Masakado. But no such measures were taken for Motokata, and his spirit was thought to have caused the early deaths of his grandson’s rival, Reizei, and Reizei's successors, Kwazan and Sanjo, whose combined reigns lasted only five years.
A more substantial calamity resulted, however, from the habit of ignoring the right of primogeniture in favour of arbitrary selection. Murakami, seeing that the Crown Prince (Reizei) had an exceedingly feeble physique, deemed it expedient to transfer the succession to his younger brother, Tamehira. But the latter, having married into the Minamoto family, had thus become ineligible for the throne in Fujiwara eyes. The Emperor hesitated, therefore, to give open expression to his views, and while he waited, he himself fell mortally ill. On his death-bed he issued the necessary instruction, but the Fujiwara deliberately ignored it, being determined that a consort of their own blood must be the leading lady in every Imperial household. Then the indignation of the other great families, the Minamoto and the Taira, blazed out. Mitsunaka, representing the former, and Shigenobu the latter, entered into a conspiracy to collect an army in the Kwanto and march against Kyoto with the sole object of compelling obedience to Murakami's dying behest. The plot was divulged by Minamoto Mitsunaka in the sequel of a quarrel with Taira no Shigenobu; the plotters were all exiled, and Takaaki, youngest son of the Emperor Daigo, though wholly ignorant of the conspiracy, was falsely accused to the Throne by Fujiwara Morotada, deprived of his post of minister of the Left, to which his accuser was nominated, and sent to that retreat for disgraced officials, the Dazai-fu. Another instance is here furnished of the readiness with which political rivals slandered one another in old Japan, and another instance, also, of the sway exercised over the sovereign by his Fujiwara ministers.
A bigger disaster occurred, though, because of the habit of ignoring the right of primogeniture in favor of random selection. Murakami, noticing that the Crown Prince (Reizei) was very frail, thought it best to pass the succession onto his younger brother, Tamehira. However, since Tamehira had married into the Minamoto family, he was considered ineligible for the throne in the eyes of the Fujiwara. The Emperor hesitated to openly share his thoughts, and while he waited, he became seriously ill. On his deathbed, he gave the necessary instructions, but the Fujiwara intentionally ignored them, determined that a consort of their own lineage must be the main woman in every Imperial household. This ignited the anger of the other powerful families, the Minamoto and the Taira. Mitsunaka, representing the Minamoto, and Shigenobu from the Taira, conspired to gather an army in the Kwanto and march on Kyoto to force compliance with Murakami's dying wishes. The plot was exposed by Minamoto Mitsunaka during a dispute with Taira no Shigenobu; the conspirators were all exiled, and Takaaki, the youngest son of Emperor Daigo, though completely unaware of the conspiracy, was falsely accused to the Throne by Fujiwara Morotada, stripped of his position as minister of the Left, which was given to his accuser, and sent to the Dazai-fu, a place for disgraced officials. This provides another example of how easily political rivals slandered each other in old Japan, and another example of the power the Fujiwara ministers held over the sovereign.
THE SIXTY-THIRD SOVEREIGN, THE EMPEROR REIZEI (A.D. 968-969)
THE SIXTY-FOURTH SOVEREIGN, THE EMPEROR ENYU (A.D. 970-984)
The reigns of Reizei and Enyu are remarkable for quarrels among the members of the Fujiwara family—quarrels which, to be followed intelligently, require frequent reference to the genealogical table (page 203). Fujiwara Morosuke had five sons, Koretada, Kanemichi, Kaneiye, Tamemitsu, and Kinsuye. Two of these, Koretada and Kaneiye, presented one each of their daughters to the Emperor Reizei, and Koretada's daughter gave birth to Prince Morosada, who afterwards reigned as Kwazan, while Kaneiye's daughter bore Okisada, subsequently the Emperor Sanjo. After one year's reign, Reizei, who suffered from brain disease, abdicated in favour of his younger brother, Enyu, then only in his eleventh year. Fujiwara Saneyori acted as regent, but, dying shortly afterwards, was succeeded in that office by his nephew, Koretada, who also had to resign on account of illness.
The reigns of Reizei and Enyu are noteworthy for the conflicts among the members of the Fujiwara family—conflicts that, to fully understand, require frequent checking of the family tree (page 203). Fujiwara Morosuke had five sons: Koretada, Kanemichi, Kaneiye, Tamemitsu, and Kinsuye. Two of them, Koretada and Kaneiye, each gave one of their daughters to Emperor Reizei. Koretada's daughter had Prince Morosada, who later became Kwazan, while Kaneiye's daughter had Okisada, who eventually became Emperor Sanjo. After a year of reign, Reizei, who was suffering from a brain illness, abdicated in favor of his younger brother Enyu, who was only eleven at the time. Fujiwara Saneyori served as regent but, shortly after his death, was succeeded by his nephew Koretada, who also had to resign due to illness.
Between this latter's two brothers, Kanemichi and Kaneiye, keen competition for the regency now sprang up. Kanemichi's eldest daughter was the Empress of Enyu, but his Majesty favoured Kaneiye, who thus attained much higher rank than his elder brother. Kanemichi, however, had another source of influence. His sister was Murakami's Empress and mother of the reigning sovereign, Enyu. This Imperial lady, writing to his Majesty Enyu at Kanemichi's dictation, conjured the Emperor to be guided by primogeniture in appointing a regent, and Enyu, though he bitterly disliked Kanemichi, could not gainsay his mother. Thus Kanemichi became chancellor and acting regent. The struggle was not concluded, however. It ended in the palace itself, whither the two brothers repaired almost simultaneously, Kanemichi rising from his sick-bed for the purpose. In the presence of the boy Emperor, Kanemichi arbitrarily transferred his own office of kwampaku to Fujiwara Yoritada and degraded his brother, Kaneiye, to a comparatively insignificant post. The sovereign acquiesced; he had no choice. A few months later, this dictator died. It is related of him that his residence was more gorgeous than the palace and his manner of life more sumptuous than the sovereign's. The men of his time were wont to say, "A tiger's mouth is less fatal than the frown of the regent, Kanemichi."
Between the two brothers, Kanemichi and Kaneiye, a fierce competition for the regency broke out. Kanemichi's eldest daughter was the Empress of Enyu, but the Emperor favored Kaneiye, which allowed him to achieve a much higher rank than his older brother. However, Kanemichi had another source of influence—his sister was Murakami's Empress and the mother of the current sovereign, Enyu. This imperial lady, writing to Emperor Enyu at Kanemichi's request, urged him to follow the principle of primogeniture when appointing a regent, and although Enyu had a strong dislike for Kanemichi, he could not go against his mother’s wishes. This led to Kanemichi becoming chancellor and acting regent. However, the struggle wasn’t over yet. It culminated in the palace itself, where both brothers arrived almost at the same time, with Kanemichi even getting up from his sickbed to be there. In the presence of the young Emperor, Kanemichi unilaterally transferred his own position of kwampaku to Fujiwara Yoritada and demoted his brother, Kaneiye, to a much lesser role. The sovereign went along with it; he had no other option. A few months later, this dictator died. It is said that his residence was more opulent than the palace and his lifestyle was more extravagant than that of the sovereign. People of that time used to say, "A tiger’s mouth is less dangerous than the frown of the regent, Kanemichi."
THE SIXTY-FIFTH SOVEREIGN, THE EMPEROR KWAZAN (A.D. 985-986)
THE SIXTY-SIXTH SOVEREIGN, THE EMPEROR ICHIJO (A.D. 987-1011)
Eldest son of the Emperor Reizei, Kwazan ascended the throne in 985. His mother was a daughter of Fujiwara Koretada, and Yoritada, whose appointment as regent has just been described, continued to act in that capacity. Kaneiye's opportunity had now come. Kwazan having succeeded Enyu, nominated the latter's son to be Crown Prince, instead of conferring the position on his own brother, Prince Okisada (afterwards Sanjo). Now the Crown Prince was the son of Kaneiye's daughter, and that ambitious noble determined to compass the sovereign's abdication without delay. Kwazan, originally a fickle lover, had ultimately conceived an absorbing passion for the lady Tsuneko. He could not be induced to part with her even at the time of her pregnancy, and as there was no proper provision in the palace for such an event, Tsuneko died in labour. Kwazan, distraught with grief, was approached by Kaneiye's son, Michikane, who urged him to retire from the world and seek in Buddhism the perfect peace thus alone attainable. Michikane declared his own intention of entering the "path," and on a moonlight night the two men, leaving the palace, repaired to the temple Gwangyo-ji to take the tonsure. There, Michikane, pretending he wished to bid final farewell to his family, departed to return no more, and the Emperor understood that he had been deceived.
Eldest son of Emperor Reizei, Kwazan became emperor in 985. His mother was the daughter of Fujiwara Koretada, and Yoritada, who had just been appointed as regent, continued to fulfill that role. Kaneiye saw his chance. After Kwazan succeeded Enyu, he chose Enyu's son to be Crown Prince instead of giving the title to his own brother, Prince Okisada (later known as Sanjo). The Crown Prince was the son of Kaneiye's daughter, and that ambitious noble decided to work towards the emperor's abdication without delay. Although Kwazan was initially a fickle lover, he eventually developed an intense passion for the lady Tsuneko. He refused to part with her even during her pregnancy, and since there was no proper provision in the palace for such a situation, Tsuneko died during childbirth. Distraught with grief, Kwazan was approached by Kaneiye's son, Michikane, who encouraged him to leave the world behind and seek peace through Buddhism. Michikane expressed his own desire to pursue the monastic life, and one moonlit night, the two men left the palace and went to Gwangyo-ji temple to shave their heads. There, Michikane, pretending he wanted to say a final goodbye to his family, left and never returned, leaving the emperor aware that he had been deceived.
Retreat was now impossible, however. He abdicated in favour of Ichijo, a child of seven, and Kaneiye became regent and chancellor. He emulated the magnificence of his deceased brother and rival, Kanemichi, and his residence at Higashi-Sanjo in Kyoto was built after the model of the "hall of freshness" in the palace. He had five sons, the most remarkable of whom were Michitaka, Michikane, and Michinaga. It will be presently seen that in the hands of the last the power of the Fujiwara reached its zenith. On the death of Kaneiye the office of kwampaku fell to his eldest son, Michitaka, and, in 993, the latter being seriously ill, his son, Korechika, looked to be his successor. But the honour fell to Michitaka's brother, Michikane. Seven days after his nomination, Michikane died, and, as a matter of course, men said that he had been done to death by the incantations of his ambitious nephew. Again, however, the latter was disappointed. Kaneiye's third son, Michinaga, succeeded to the regency.
Retreat was no longer an option. He stepped down in favor of Ichijo, a seven-year-old child, and Kaneiye became regent and chancellor. He tried to match the grandeur of his late brother and rival, Kanemichi, and his home at Higashi-Sanjo in Kyoto was modeled after the "hall of freshness" in the palace. He had five sons, the most notable being Michitaka, Michikane, and Michinaga. It will soon be shown that the power of the Fujiwara reached its peak under the last one. After Kaneiye's death, the position of kwampaku passed to his eldest son, Michitaka, and in 993, as Michitaka was gravely ill, his son, Korechika, seemed to be the next in line. But the honor went to Michitaka's brother, Michikane. Just seven days after his appointment, Michikane died, and people naturally said that his ambitious nephew was responsible for his death through sorcery. Once again, however, the nephew was left disappointed. Kaneiye's third son, Michinaga, took over the regency.
Almost immediately, the new regent seems to have determined that his daughter should be Empress. But the daughter of his elder brother, the late Michitaka, already held that position. This, however, constituted no sort of obstacle in the eyes of the omnipotent Michinaga. He induced—"required" would probably be a more accurate expression—the Empress to abandon the world, shave her head, and remove to a secluded palace, (the Kokideri); where-after he caused his own daughter to become the Imperial consort under the title of chugu,* her residence being fixed in the Fujitsubo, which was the recognized palace of the Empress.
Almost immediately, the new regent seemed to decide that his daughter should become Empress. However, the daughter of his older brother, the late Michitaka, already held that title. This, though, was no issue for the powerful Michinaga. He pressured—"required" would probably be a better word—the Empress to withdraw from public life, shave her head, and move to a secluded palace (the Kokideri). Afterward, he arranged for his own daughter to be the Imperial consort, under the title of chugu,* with her residence established in the Fujitsubo, which was the official palace of the Empress.
*A lady on introduction to the palace received the title of jokwan. If the daughter of a minister of State, she was called nyogo. Chugu was a still higher title devised specially for Michinaga's purpose, and naturally it became a precedent.
*A lady introduced to the palace received the title of jokwan. If she was the daughter of a minister of State, she was called nyogo. Chugu was a higher title specifically created for Michinaga's purposes, and it naturally set a precedent.*
It is not to be imagined that with such a despotic regent, the Emperor himself exercised any real authority. The annals show that Ichijo was of benevolent disposition; that he sympathized with his people; that he excelled in prose composition and possessed much skill in music. Further, during his reign of twenty-four years many able men graced the era. But neither their capacity nor his own found opportunity for exercise in the presence of Michinaga's proteges, and, while profoundly disliking the Fujiwara autocrat, Ichijo was constrained to suffer him.
It’s hard to believe that with such a tyrannical leader, the Emperor had any real power. Historical records show that Ichijo was kind-hearted and cared about his people; he was great at writing and had a talent for music. Moreover, during his twenty-four-year reign, many talented individuals emerged. However, neither their abilities nor his own were given a chance to shine under the influence of Michinaga’s followers, and even though Ichijo deeply disliked the Fujiwara dictator, he had no choice but to put up with him.
THE SIXTY-SEVENTH SOVEREIGN, THE EMPEROR SANJO (A.D. 1012-1017)
THE SIXTY-EIGHTH SOVEREIGN, THE EMPEROR GO-ICHIJO (A.D. 1017-1036)
Prince Okisada, younger brother of the Emperor Kwazan, ascended the throne at the age of thirty-six, on the abdication of Ichijo, and is known in history as Sanjo. Before his accession he had married the daughter of Fujiwara Naritoki, to whom he was much attached, but with the crown he had to accept the second daughter of Michinaga as chugu, his former consort becoming Empress. His Majesty had to acquiesce in another arbitrary arrangement also. It has been shown above that Michinaga's eldest daughter had been given the title of chugu in the palace of Ichijo, to whom she bore two sons, Atsunari and Atsunaga. Neither of these had any right to be nominated Crown Prince in preference to Sanjo's offspring. Michinaga, however, caused Atsunari to be appointed Prince Imperial, ignoring Sanjo's son, since his mother belonged to an inferior branch of the Fujiwara. Further, it did not suit the regent's convenience that a ruler of mature age should occupy the throne. An eye disease from which Sanjo suffered became the pretext for pressing him to abdicate, and, in 1017, Atsunari, then in his ninth year, took the sceptre as Emperor Go-Ichijo, or Ichijo II. Michinaga continued to act as regent, holding, at the same time, the office of minister of the Left, but he subsequently handed over the regency to his son, Yorimichi, becoming himself chancellor.
Prince Okisada, the younger brother of Emperor Kwazan, took the throne at the age of thirty-six, following Ichijo's abdication, and is known in history as Sanjo. Before he became emperor, he had married Fujiwara Naritoki's daughter, whom he loved dearly, but upon becoming emperor, he had to accept Michinaga's second daughter as chugu, while his first wife became Empress. His Majesty also had to go along with another arbitrary decision. It was mentioned earlier that Michinaga's eldest daughter had been given the title of chugu in Ichijo's palace, where she gave birth to two sons, Atsunari and Atsunaga. Neither of them had the right to be named Crown Prince over Sanjo's children. However, Michinaga arranged for Atsunari to be named Prince Imperial, disregarding Sanjo's son, since his mother came from a lesser branch of the Fujiwara. Furthermore, it wasn't convenient for the regent to have a mature ruler on the throne. Sanjo's eye condition became an excuse to pressure him to abdicate, and in 1017, Atsunari, at just nine years old, became Emperor Go-Ichijo, or Ichijo II. Michinaga continued to serve as regent while also holding the position of minister of the Left, but later he passed the regency to his son, Yorimichi, while he took on the role of chancellor.
Go-Ichijo was constrained to endure at Michinaga's hands the same despotic treatment as that previously meted out to Sanjo. The legitimate claim of his offspring to the throne was ignored in favour of his brother, Atsunaga, who received for consort the fourth daughter of Michinaga. Thus, this imperious noble had controlled the administration for thirty years; had given his daughters to three Emperors; had appointed his son to be regent in his place, and had the Crown Prince for grandson. Truly, as his historians say, he held the empire in the hollow of his hand. His estates far exceeded those of the Crown; the presents offered to him by all ranks reached an enormous total; he built for himself a splendid mansion (Jotomon) with forced labour requisitioned from the provinces, and for his wife a scarcely less magnificent residence (Kyogoku) was erected at the charges of the Emperor Go-Ichijo. At the approach of illness he took refuge in Buddhism, but even here the gorgeous ostentation of his life was not abated. He planned the building of a monastery which should prove a worthy retreat for his declining years, and it is on record that his order to the provincial governor was, "though you neglect your official duties, do not neglect to furnish materials and labour for the building of Hojo-ji." Even from the palace itself stones were taken for this monastery, and the sums lavished upon it were so enormous that they dwarfed Michinaga's previous extravagances. Michinaga retired there to die, and on his death-bed he received a visit from the Emperor, who ordered three months' Court mourning on his decease. There is a celebrated work entitled Eigwa Monogatari (Tales of Splendour), wherein is depicted the fortunes and the foibles of the Fujiwara family from the days (889) of the Emperor Uda to those (1092) of the Emperor Horikawa. Specially minute is the chronicle when it treats of the Mido kwampaku, as Michinaga was called after he set himself to build the monastery Hojo-ji.
Go-Ichijo was forced to endure the same oppressive treatment from Michinaga that Sanjo had previously faced. His legitimate claims to the throne were ignored in favor of his brother, Atsunaga, who married Michinaga's fourth daughter. Thus, this powerful noble maintained control over the government for thirty years; he married off his daughters to three Emperors, appointed his son as regent in his place, and had the Crown Prince as his grandson. Truly, as his historians say, he had the empire in the palm of his hand. His estates far surpassed those of the Crown; the gifts he received from all ranks amounted to an enormous total; he built an impressive mansion (Jotomon) using forced labor from the provinces, and for his wife, a similarly grand residence (Kyogoku) was constructed at the expense of Emperor Go-Ichijo. When he fell ill, he turned to Buddhism, but even then, the lavishness of his life did not lessen. He planned a monastery that would serve as a fitting retreat for his later years, and it's recorded that he ordered the provincial governor to ensure materials and labor for the construction of Hojo-ji, stating, “Even if you neglect your official duties, do not neglect to provide for the building of Hojo-ji.” Stones were even taken from the palace for this monastery, and the money spent was so massive that it overshadowed Michinaga’s previous excessiveness. Michinaga retired there to die, and on his deathbed, he was visited by the Emperor, who declared three months of Court mourning for his passing. There is a well-known work called Eigwa Monogatari (Tales of Splendor), which depicts the fortunes and follies of the Fujiwara family from the days (889) of Emperor Uda to those (1092) of Emperor Horikawa. The account is particularly detailed when it discusses Mido kwampaku, the name Michinaga was called after he began constructing the Hojo-ji monastery.
Loyal Japanese historians shrink from describing this era, when the occupants of the throne were virtually puppets in the hands of the Fujiwara. There was, however, one redeeming feature: amid this luxury and refinement literature flourished vigorously, so that the era of Tenryaku (947-957) lives in the memory of the nation as vividly as that of Engi (901-923). Oye Tomotsuna, Sugawara Fumitoki, Minamoto Shitago—these were famous littérateurs, and Minamoto Hiromasa, grandson of the Emperor Uda, attained celebrity as a musical genius. Coming to the reigns of Kwazan, Enyu, and Ichijo (985-1011), we find the immortal group of female writers, Murasaki Shikibu, Izumi Shikibu, Sei Shonagon, and Akazome Emon; we find also in the Imperial family, Princes Kaneakira and Tomohira; we find three famous scribes, Fujiwara Yukinari, Fujiwara Sari, and Ono no Tofu, and, finally the "Four Nagon" (Shi-nagori), Fujiwara Yukinari, Fujiwara Kinto. Minamoto Narinobu, and Minamoto Toshikata.
Loyal Japanese historians hesitate to describe this era when the rulers were practically puppets controlled by the Fujiwara. However, there was one bright spot: amidst all this luxury and sophistication, literature thrived, so the era of Tenryaku (947-957) is remembered as vividly as that of Engi (901-923). Oye Tomotsuna, Sugawara Fumitoki, and Minamoto Shitago were notable writers, and Minamoto Hiromasa, the grandson of Emperor Uda, became famous as a musical talent. Moving on to the reigns of Kwazan, Enyu, and Ichijo (985-1011), we encounter the legendary group of female authors, Murasaki Shikibu, Izumi Shikibu, Sei Shonagon, and Akazome Emon; we also see in the Imperial family, Princes Kaneakira and Tomohira; we meet three renowned scribes, Fujiwara Yukinari, Fujiwara Sari, and Ono no Tofu, and lastly, the "Four Nagon" (Shi-nagori), Fujiwara Yukinari, Fujiwara Kinto, Minamoto Narinobu, and Minamoto Toshikata.
It is observable that in this necessarily brief summary the name "Minamoto" occurs several times, as does that of "Fujiwara" also. But that the scions of either family confined themselves to the arts of peace, is not to be inferred. There were Fujiwara among the military magnates in the provinces, and we shall presently see the Minamoto taking the lead in the science of war. Already, indeed, the Fujiwara in the capital were beginning to recognize the power of the Minamoto. It has been related above that one of the rebel Masakado's earliest opponents was a Minamoto, vice-governor of Musashi. His son, Mitsunaka, a redoubtable warrior, assisted the Fujiwara in Kyoto, and Mitsunaka's sons, Yorimitsu and Yorinobu, contributed materially to the autocracy of the regent Michinaga. Yorimitsu was appointed by the regent to command the cavalry of the guard, and he is said to have brought that corps to a state of great efficiency.
It’s clear from this brief summary that the names "Minamoto" and "Fujiwara" come up several times. However, it shouldn’t be assumed that members of either family only engaged in peaceful pursuits. There were Fujiwara among the military leaders in the provinces, and soon we’ll see the Minamoto taking the lead in warfare. Indeed, the Fujiwara in the capital were starting to recognize the strength of the Minamoto. As mentioned earlier, one of the earliest opponents of the rebel Masakado was a Minamoto vice-governor of Musashi. His son, Mitsunaka, was a formidable warrior who supported the Fujiwara in Kyoto, and Mitsunaka's sons, Yorimitsu and Yorinobu, played significant roles in the rise of the regent Michinaga’s power. Yorimitsu was appointed by the regent to lead the cavalry of the guard, and it’s said he turned that unit into a highly efficient force.
There was, indeed, much need of a strong hand. One had only to emerge from the palace gates to find oneself among the haunts of bandits. The names of such robber chiefs as Hakamadare no Yasusuke, Kidomaru, Oeyama Shutendoji, and Ibaraki-doji have been handed down as the heroes in many a strange adventure and the perpetrators of many heinous crimes. Even the Fujiwara residences were not secure against the torches of these plunderers, and during the reign of Ichijo the palace itself was frequently fired by them. In Go-Ichijo's tune, an edict was issued forbidding men to carry bows and arrows in the streets, but had there been power to enforce such a veto, its enactment would not have been necessary. Its immediate sequel was that the bandits broke into Government offices and murdered officials there.
There was definitely a strong need for decisive action. Just stepping out of the palace gates meant entering areas controlled by bandits. Names like Hakamadare no Yasusuke, Kidomaru, Oeyama Shutendoji, and Ibaraki-doji have become legendary, remembered for their bizarre adventures and serious crimes. Even the Fujiwara residences weren't safe from these looters, and during Ichijo's reign, the palace itself was often set on fire by them. In Go-Ichijo's time, a law was put in place banning people from carrying bows and arrows in the streets, but if there had been any real power to enforce such a ban, it wouldn't have been needed in the first place. Almost immediately after, the bandits broke into government offices and killed officials there.
THE INVASION OF JAPAN BY THE TOI
In the spring of 1019, when Go-Ichijo occupied the throne, a large host of invaders suddenly poured into the island of Tsushima. There had not been any warning. Tsushima lies half-way between the south of Korea and the northeast of Kyushu, distant about sixty miles from either coast. Since the earliest times, its fine harbours had served as a military station for ships plying between Japan and Korea, but such intercourse had long been interrupted when this invasion took place.
In the spring of 1019, when Go-Ichijo was on the throne, a large group of invaders suddenly descended on the island of Tsushima. There was no warning. Tsushima is located halfway between southern Korea and northeastern Kyushu, about sixty miles from either coast. Since ancient times, its excellent harbors had acted as a military base for ships traveling between Japan and Korea, but this kind of interaction had been interrupted long before this invasion occurred.
The invaders were the Toi, originally called Sushen or Moho, under the former of which names they make their appearance in Japanese history in the middle of the sixth century. They inhabited that part of the Asiatic continent which lies opposite to the island of Ezo, but there is nothing to show what impulse they obeyed in making this sudden descent upon Japan. Their fleet comprised some fifty vessels only, each from forty to sixty feet long and propelled by thirty or forty oars, but of how many fighting men the whole force consisted, no record has been preserved. As to arms, they carried swords, bows, spears, and shields, and in their tactical formation spearmen occupied the front rank, then came swordsmen, and finally bowmen. Every man had a shield. Their arrows were short, measuring little over a foot, but their bows were powerful, and they seem to have fought with fierce courage.
The invaders were the Toi, originally known as Sushen or Moho, under which names they first appeared in Japanese history in the mid-sixth century. They lived in the part of the Asian continent opposite the island of Ezo, but there’s no indication of what motivated them to make this sudden attack on Japan. Their fleet consisted of only about fifty ships, each measuring between forty and sixty feet long and powered by thirty or forty oars. However, no records exist to tell us how many soldiers were in total. As for their weapons, they carried swords, bows, spears, and shields, and their battle formation had spearmen in the front, followed by swordsmen and then archers. Each soldier had a shield. Their arrows were short, a little over a foot long, but their bows were strong, and they appeared to fight with great bravery.
At first they carried everything before them. The governor of Tsushima, being without any means of defence, fled to the Dazai-fu in Kyushu, and the inhabitants were left to the mercy of the invaders, who then pushed on to the island of Iki. There the governor, Fujiwara Masatada, made a desperate resistance, losing his own life in the battle. It is said that of all the inhabitants, one only, a Buddhist priest, escaped to tell the story.
At first, they easily dominated everything in their path. The governor of Tsushima, without any way to defend himself, ran away to the Dazai-fu in Kyushu, leaving the residents at the mercy of the invaders, who then advanced to the island of Iki. There, the governor, Fujiwara Masatada, put up a desperate fight, ultimately losing his life in the battle. It's said that out of all the residents, only one, a Buddhist priest, managed to escape to share the tale.
Ten days after their first appearance off Tsushima, the Toi effected a landing in Chikuzen and marched towards Hakata, plundering, burning, massacring old folks and children, making prisoners of adults, and slaughtering cattle and horses for food. It happened, fortunately, that Takaiye, younger brother of Fujiwara Korechika, was in command at the Dazai-fu, whither he had repaired partly out of pique, partly to undergo treatment for eye disease at the hands of a Chinese doctor. He met the crisis with the utmost coolness, and made such skilful dispositions for defence that, after three days' fighting, in which the Japanese lost heavily, Hakata remained uncaptured.
Ten days after they first showed up near Tsushima, the Toi landed in Chikuzen and marched toward Hakata, looting, burning, killing old people and children, taking adults prisoner, and slaughtering cattle and horses for food. Luckily, Takaiye, the younger brother of Fujiwara Korechika, was in charge at the Dazai-fu, where he had gone partly out of annoyance and partly to get treatment for an eye condition from a Chinese doctor. He faced the crisis with complete composure and made such smart arrangements for defense that, after three days of fighting, during which the Japanese suffered significant losses, Hakata remained unconquered.
High winds and rough seas now held the invaders at bay, and in that interval the coast defences were repaired and garrisoned, and a fleet of thirty-eight boats having been assembled, the Japanese assumed the offensive, ultimately driving the Toi to put to sea. A final attempt was made to effect a landing at Matsuura in the neighbouring province of Hizen, but, after fierce fighting, the invaders had to withdraw altogether. The whole affair had lasted sixteen days, and the Japanese losses were 382 killed and 1280 taken prisoners. Two hundred and eighty of the latter—60 men and 220 women—were subsequently returned. They were brought over from Koma six months later by a Koma envoy, Chong Cha-ryang, to whom the Court presented three hundred pieces of gold.
High winds and rough seas kept the invaders at bay, and during that time, the coastal defenses were repaired and manned. A fleet of thirty-eight boats was gathered, and the Japanese took the offensive, eventually forcing the Toi to retreat to the sea. A last attempt was made to land at Matsuura in the nearby province of Hizen, but after intense fighting, the invaders had to withdraw completely. The whole event lasted sixteen days, resulting in 382 Japanese soldiers killed and 1,280 taken prisoner. Of the prisoners, 280—60 men and 220 women—were returned later. They were brought back from Koma six months later by a Koma envoy, Chong Cha-ryang, who received three hundred pieces of gold from the Court as a gift.
Kyoto's attitude towards this incident was most instructive. When the first tidings of the invasion reached the capital, the protection of heaven was at once invoked by services at Ise and ten other shrines. But when, on receipt of news that the danger had been averted, the question of rewarding the victors came up for discussion, a majority of the leading statesmen contended that, as the affair had been settled before the arrival of an Imperial mandate at the Dazai-fu, no official cognizance could be taken of it. This view was ultimately overruled since the peril had been national, but the rewards subsequently given were insignificant, and the event clearly illustrates the policy of the Central Government—a policy already noted in connexion with the revolt of Masakado—namely, that any emergency dealt with prior to the receipt of an Imperial rescript must be regarded as private, whatever its nature, and therefore beyond the purview of the law.
Kyoto's reaction to this incident was quite revealing. When the first news of the invasion reached the capital, they immediately called for divine protection through ceremonies at Ise and ten other shrines. However, once they learned that the danger had been avoided, the discussion about rewarding the victors revealed that most of the key statesmen argued that, since the issue had been resolved before an Imperial order arrived at the Dazai-fu, it couldn't be officially recognized. This perspective was eventually overturned because the threat had been national, but the rewards given later were minimal. This event clearly illustrates the approach of the Central Government—a stance already noted in relation to the revolt of Masakado—namely, that any crisis addressed before an Imperial decree is received must be seen as a private matter, regardless of its nature, and thus beyond the reach of the law.
A more effective method of decentralization could not have been devised. It was inevitable that, under such a system, the provincial magnates should settle matters to their own liking without reference to Kyoto, and that, the better to enforce their will, they should equip themselves with armed retinues. In truth, it is not too much to say that, from the tenth century, Japan outside the capital became an arena of excursions and alarms, the preservation of peace being wholly dependent on the ambitions of local magnates.
A more effective way to decentralize couldn't have been created. It was bound to happen that, under such a system, the provincial leaders would handle things their own way without consulting Kyoto, and to ensure their control, they would gather armed followers. In reality, it’s fair to say that from the tenth century on, Japan outside the capital turned into a battleground of conflicts and fears, with the maintenance of peace relying entirely on the ambitions of local leaders.
A history of all these happenings would be intolerably long and tedious. Therefore only those that have a national bearing will be here set down. Prominent among such is the struggle between the Taira and the Minamoto in the Kwanto. The origin of these two families has already been recounted. Some historians have sought to differentiate the metropolitan section of the Minamoto from the provincial section—that is to say, the men of luxury and literature who frequented the capital, from the men of sword and bow who ruled in the provinces. Such differentiation is of little practical value. Similar lines of demarcation might be drawn in the case of the Taira and Fujiwara themselves. If there were great captains in each of these famous families, there were also great courtiers. To the former category belonged Taira Tadatsune. For generations his family had ruled in the province of Shimosa and had commanded the allegiance of all the bushi of the region. Tadatsune held at one time the post of vice-governor of the neighbouring province of Kazusa, where he acquired large manors (shoen). In the year 1028, he seized the chief town of the latter province, and pushing on into Awa, killed the governor and obtained complete control of the province.* The Court, on receiving news of these events, ordered Minamoto Yorinobu, governor of Kai, and several other provincial governors to attack the Taira chief.
A history of all these events would be unbearably long and boring. So, only those with national significance will be recorded here. A key event is the conflict between the Taira and the Minamoto in the Kanto region. The origins of these two families have already been discussed. Some historians have tried to distinguish between the metropolitan branch of the Minamoto and the provincial branch—that is, the wealthy and educated men who frequented the capital versus the warriors who ruled in the provinces. However, this distinction is of little practical use. Similar lines could be drawn for the Taira and Fujiwara families themselves. Just as there were great leaders in each of these famous families, there were also significant courtiers. Taira Tadatsune belonged to the former category. His family had ruled in the province of Shimosa for generations and had commanded the loyalty of all the bushi in the area. At one point, Tadatsune was the vice-governor of the neighboring province of Kazusa, where he acquired large estates (shoen). In 1028, he seized the main town of that province, and moving into Awa, killed the governor and took complete control of it.* The Court, upon hearing about these events, ordered Minamoto Yorinobu, the governor of Kai, along with several other provincial governors, to attack the Taira leader.
*Murdoch, in his History of Japan, says that in three years Tadatsune's aggressions "reduced the Kwanto to a tangled wilderness. Thus, in the province of Shimosa, in 1027, there had been as much as 58,000 acres under cultivation; but in 1031 this had shrunk to forty-five acres."
*Murdoch, in his History of Japan, says that in three years Tadatsune's actions "turned the Kwanto into a chaotic wilderness. So, in the province of Shimosa, in 1027, there were as many as 58,000 acres being farmed; but by 1031, this had decreased to just forty-five acres."
Yorinobu did not wait for his associates. Setting out with his son, Yoriyoshi, in 1031, he moved at once against Tadatsune's castle, which stood on the seashore of Shimosa, protected by moats and palisades, and supposed to be unapproachable from the sea except by boats, of which Tadatsune had taken care that there should not be any supply available. But the Minamoto general learned that the shore sloped very slowly on the castle front, and marching his men boldly through the water, he delivered a crushing attack.
Yorinobu didn't wait for his associates. Setting out with his son, Yoriyoshi, in 1031, he immediately went after Tadatsune's castle, which was located on the coast of Shimosa, protected by moats and wooden barriers, and thought to be unreachable from the sea except by boats, of which Tadatsune had ensured there was no supply available. However, the Minamoto general discovered that the shoreline sloped gently in front of the castle, and by leading his men confidently through the water, he launched a powerful attack.
For this exploit, which won loud plaudits, he was appointed commandant of the local government office, a post held by his grandfather, Tsunemoto, whom we have seen as vice-governor of Musashi in the days of Masakado; by his father, Mitsunaka, one of the pillars of the Minamoto family, and by his elder brother, Yorimitsu, who commanded the cavalry of the guards in Kyoto. The same post was subsequently bestowed on Yorinobu's son, Yoriyoshi, and on the latter's son, Yoshiiye, known by posterity as "Hachiman Taro," Japan's most renowned archer, to whom the pre-eminence of the Minamoto family was mainly due. Tadatsune had another son, Tsunemasa, who was appointed vice-governor of Shimosa and who is generally spoken of as Chiba-no-suke. The chief importance of these events is that they laid the foundation of the Minamoto family's supremacy in the Kwanto, and thus permanently influenced the course of Japanese history.
For this achievement, which earned him loud praise, he was made head of the local government office, a position once held by his grandfather, Tsunemoto, who we learned about as the vice-governor of Musashi during Masakado's time; his father, Mitsunaka, a key figure in the Minamoto family; and his older brother, Yorimitsu, who led the cavalry guards in Kyoto. This same position was later given to Yorinobu's son, Yoriyoshi, and then to Yoriyoshi's son, Yoshiiye, popularly known as "Hachiman Taro," Japan's most famous archer, who was largely responsible for the prominence of the Minamoto family. Tadatsune had another son, Tsunemasa, who was made vice-governor of Shimosa and is commonly referred to as Chiba-no-suke. The main significance of these events is that they established the Minamoto family's dominance in the Kwanto, which permanently shaped the course of Japanese history.
THE CAMPAIGN OF ZEN-KUNEN
It is advisable at this stage to make closer acquaintance with the Japanese bushi (soldier), who has been cursorily alluded to more than once in these pages, and who, from the tenth century, acts a prominent role on the Japanese stage. History is silent as to the exact date when the term "bushi" came into use, but from a very early era its Japanese equivalent, "monono-fu," was applied to the guards of the sovereign's palace, and when great provincial magnates began, about the tenth century, to support a number of armed retainers, these gradually came to be distinguished as bushi. In modern times the ethics of the bushi have been analysed under the name "bushido" (the way of the warrior), but of course no such term or any such complete code existed in ancient days. The conduct most appropriate to a bushi was never embodied in a written code. It derived its sanctions from the practice of recognized models, and only by observing those models can we reach a clear conception of the thing itself.
At this point, it's a good idea to take a closer look at the Japanese bushi (soldier), who has been briefly mentioned more than once in this text and has played a significant role in Japanese history since the tenth century. While history doesn't specify the exact moment when the term "bushi" came into use, its Japanese equivalent, "monono-fu," referred to the guards of the emperor's palace from a very early period. When powerful regional leaders began, around the tenth century, to maintain a number of armed followers, these gradually became known as bushi. In modern times, the ethics of the bushi have been explored under the term "bushido" (the way of the warrior), but such a term or a complete code didn't exist in ancient times. The behavior expected of a bushi was never codified in writing. Instead, it was defined by the practices of recognized role models, and only by observing these models can we achieve a clear understanding of the concept itself.
ENGRAVING: HALL OF BYODOIN TEMPLE (1052), AT UJI
To that end, brief study may be given to the principal campaigns of the eleventh century, namely, the century immediately preceding the establishment of military feudalism. It must be premised, however, that although the bushi figured mainly on the provincial stage, he acted an important part in the capital also. There, the Throne and its Fujiwara entourage were constrained to enlist the co-operation of the military nobles for the purpose of controlling the lawless elements of the population. The Minamoto family were conspicuous in that respect. Minamoto Mitsunaka—called also Manchu—served at the Court of four consecutive sovereigns from Murakami downwards, was appointed governor of several provinces, and finally became commandant of the local Government office. Yorimitsu, his son, a still greater strategist, was a prominent figure at five Courts, from the days of Enyu, and his brothers, Yorichika and Yorinobu, rendered material assistance in securing the supremacy of the great Fujiwara chief, Michinaga. Indeed, the Minamoto were commonly spoken of as the "claws" of the Fujiwara. It was this Yorinobu who won such fame by escalading the castle of Taira Tadatsune and who established his family's footing in the Kwanto. His uncle, Yoshimitsu, had a large estate at Tada in Settsu, and this branch of the family was known as Tada Genji.*
To that end, a brief study can be given to the major campaigns of the eleventh century, specifically the century right before military feudalism was established. It should be noted, however, that while the bushi mainly played a role in the provinces, they were also significant in the capital. There, the Throne and its Fujiwara supporters relied on the military nobles to help control the lawless elements of society. The Minamoto family stood out in that regard. Minamoto Mitsunaka—also known as Manchu—served at the Court for four consecutive emperors starting from Murakami, was appointed governor of several provinces, and ultimately became the head of the local Government office. His son, Yorimitsu, an even greater strategist, was a key figure at five Courts from the time of Enyu, and his brothers, Yorichika and Yorinobu, played important roles in helping secure the dominance of the major Fujiwara leader, Michinaga. In fact, the Minamoto were often referred to as the "claws" of the Fujiwara. It was this Yorinobu who gained fame by scaling the castle of Taira Tadatsune and who established his family's presence in the Kwanto. His uncle, Yoshimitsu, owned a large estate at Tada in Settsu, and this branch of the family became known as Tada Genji.*
Then there were:
Then there were:
The Yamato Genji descended from Yorichika
The Yamato Genji came from Yorichika.
" Suruga " " " Mitsumasa
" Suruga " " " Mitsumasa
" Shinano " " " Mitsunaka
" Shinano " " " Mitsunaka
" Uda " of Omi, called also the Sasaki family
"Uda" of Omi, also known as the Sasaki family
" Saga " of Settsu " " " Watanabe
" Saga " of Settsu " " " Watanabe
" Hizen " of Hizen " " " Matsuura
" Hizen " of Hizen " " " Matsuura
The Taira family became famous from the time of Sadamori, who quelled the insurrection of Masakado. Of this clan, there were these branches:
The Taira family gained fame during the time of Sadamori, who put down the uprising of Masakado. This clan had the following branches:
The Daijo-uji of Hitachi, so called because for generations they held the office of daijo in Hitachi.
The Daijo-uji of Hitachi, named this way because they held the position of daijo in Hitachi for generations.
The Ise-Heishi of Ise, descended from Korehira, son of Sadamori.
The Ise-Heishi of Ise are descended from Korehira, the son of Sadamori.
" Shiro-uji of Mutsu, Dewa, Shinano, and Echigo, descended from
Shigemori and Koremochi
"Shiro-uji from Mutsu, Dewa, Shinano, and Echigo, descended from
Shigemori and Koremochi
" Nishina-uji " " " " " " " "
" Nishina-uji " " " " " " " "
" Iwaki-uji " " " " " " " "
"Iwaki tea"
" Miura-no-suke of Musashi, Kazusa, and Shimosa, descendants of
Taira no Yoshibumi
"Miura-no-suke of Musashi, Kazusa, and Shimosa, descendants of
Taira no Yoshibumi
" Chiba-no-suke " " " " "
Chiba-no-suke
" Chichibu-uji " " " " "
" Chichibu-uji " " " " "
Soma family, who succeeded to the domains of Masakado.
Soma family, who inherited the lands of Masakado.
*"Gen" is the alternative pronunciation of "Minamoto" as "Hei" is of "Taira." The two great families who occupy such a large space in the pages of Japanese history are spoken of together as "Gen-Pei," and independently as "Genji" and "Heishi," or "Minamoto" and
*"Gen" is the alternate pronunciation of "Minamoto," just like "Hei" is for "Taira." The two major families that play a significant role in Japanese history are often referred to together as "Gen-Pei," and separately as "Genji" and "Heishi," or "Minamoto" and
The Fujiwara also had many provincial representatives, descended mainly from Hidesato, (called also Tawara Toda), who distinguished himself in the Masakado crisis. There were the Sano-uji of Shimotsuke, Mutsu, and Dewa; and there were the Kondo, the Muto, the Koyama, and the Yuki, all in different parts of the Kwanto. In fact, the empire outside the capital was practically divided between the Minamoto, the Taira, and the Fujiwara families, so that anything like a feud could scarcely fail to have wide ramifications.
The Fujiwara also had many local representatives, mainly descended from Hidesato (also known as Tawara Toda), who made a name for himself during the Masakado crisis. There were the Sano-uji from Shimotsuke, Mutsu, and Dewa; and then there were the Kondo, Muto, Koyama, and Yuki, all located in different areas of the Kwanto. In fact, the empire outside the capital was basically divided among the Minamoto, the Taira, and the Fujiwara families, so any kind of conflict was bound to have far-reaching effects.
The eleventh century may be said to have been the beginning of such tumults. Not long after the affair of Taira Tadatsune, there occurred the much larger campaign known as Zen-kunen no Sodo, or the "Prior Nine Years' Commotion." The scene of this struggle was the vast province of Mutsu in the extreme north of the main island. For several generations the Abe family had exercised sway there, and its representative in the middle of the eleventh century extended his rule over six districts and defied the authority of the provincial governors. The Court deputed Minamoto Yoriyoshi to restore order. The Abe magnate was killed by a stray arrow at an early stage of the campaign, but his son, Sadato, made a splendid resistance.
The eleventh century can be seen as the start of such chaos. Shortly after the incident with Taira Tadatsune, a much larger conflict emerged known as Zen-kunen no Sodo, or the "Prior Nine Years' Commotion." This struggle took place in the vast province of Mutsu, located in the far north of the main island. For several generations, the Abe family had held power there, and their leader in the middle of the eleventh century controlled six districts while resisting the authority of the provincial governors. The Court sent Minamoto Yoriyoshi to restore order. The Abe leader was struck down by a stray arrow early in the campaign, but his son, Sadato, put up an impressive fight.
In December, 1057, Yoriyoshi, at the head of eighteen hundred men, led a desperate assault on the castle of Kawasaki, garrisoned by Sadato with four thousand picked soldiers. The attack was delivered during a heavy snow-storm, and in its sequel the Minamoto general found his force reduced to six men. Among these six, however, was his eldest son, Yoshiiye, one of the most skilful bowmen Japan ever produced. Yoshiiye's mother was a Taira. When she became enceinte her husband dreamed that the sacred sword of the war deity, Hachiman, had been given to him, and the boy came to be called Hachiman Taro. This name grew to be a terror to the enemy, and it was mainly through his prowess that his father and their scanty remnant of troops escaped over roads where the snow lay several feet deep.
In December 1057, Yoriyoshi, leading eighteen hundred men, launched a desperate attack on the castle of Kawasaki, which was held by Sadato and his four thousand elite soldiers. The assault took place during a heavy snowstorm, and as a result, the Minamoto general was left with only six men. Among these six was his eldest son, Yoshiiye, one of the most skilled archers Japan has ever seen. Yoshiiye’s mother was a Taira. When she became pregnant, her husband dreamed that the sacred sword of the war deity, Hachiman, had been given to him, and the boy was named Hachiman Taro. This name became a source of fear for their enemies, and it was largely due to his skill that his father and their small group managed to escape over paths covered in several feet of snow.
On a subsequent occasion in the same campaign, Yoshiiye had Sadato at his mercy and, while fixing an arrow to shoot him, composed the first line of a couplet, "The surcoat's warp at last is torn." Sadato, without a moment's hesitation, capped the line, "The threads at last are frayed and worn,"* and Yoshiiye, charmed by such a display of ready wit, lowered his bow. Nine years were needed to finish the campaign, and, in its sequel, Yoriyoshi was appointed governor of Iyo, and Yoshiiye, governor of Mutsu, while Kiyowara Takenori, without whose timely aid Sadato could scarcely have been subdued, received the high post of chinju-fu shogun (commandant of the local Government office). Yoshiiye's magnanimity towards Sadato at the fortress of Koromo-gawa has always been held worthy of a true bushi.
On another occasion during the same campaign, Yoshiiye had Sadato in his sights and, while getting ready to shoot him, thought up the first line of a couplet: "The surcoat's warp at last is torn." Without missing a beat, Sadato completed the line with, "The threads at last are frayed and worn,"* and Yoshiiye, impressed by such quick wit, lowered his bow. It took nine years to finish the campaign, and afterwards, Yoriyoshi was appointed governor of Iyo, while Yoshiiye became governor of Mutsu. Kiyowara Takenori, whose timely assistance was crucial in subduing Sadato, was awarded the high position of chinju-fu shogun (commandant of the local Government office). Yoshiiye's generosity toward Sadato at the fortress of Koromo-gawa has always been seen as a true bushi's virtue.
*The point of this couplet is altogether lost in English. It turns upon the fact that the word tate used by Yoshiiye means either a fortress or the vertical threads in woven stuff, and that koromo was the name of the fortress where the encounter took place and had also the significance of "surcoat."
*The meaning of this couplet is completely lost in English. It hinges on the fact that the word "tate," used by Yoshiiye, means either a fortress or the vertical threads in textiles, and that "koromo" was the name of the fortress where the encounter took place and also referred to a "surcoat."
Sadato was ultimately killed, but his younger brother Muneto had the affection and full confidence of Yoshiiye. Muneto, however, remembered his brother's fate and cherished a desire to take vengeance on Yoshiiye, which mood also was recognized as becoming to a model bushi. One night, the two men went out together, and Muneto decided that the opportunity for vengeance had come. Drawing his sword, he looked into the ox-carriage containing Yoshiiye and found him sound asleep. The idea of behaving treacherously in the face of such trust was unendurable, and thereafter Muneto served Yoshiiye with faith and friendship. The confidence that the Minamoto hero reposed in the brother of his old enemy and the way it was requited—these, too, are claimed as traits of the bushi.
Sadato was ultimately killed, but his younger brother Muneto had Yoshiiye's affection and full trust. However, Muneto remembered his brother's fate and wanted revenge on Yoshiiye, which was also seen as fitting for a model warrior. One night, the two men went out together, and Muneto felt that the moment for revenge had arrived. He drew his sword, looked into the ox-cart with Yoshiiye inside, and saw him sound asleep. The thought of betraying someone who trusted him was unbearable, so Muneto chose to serve Yoshiiye with loyalty and friendship. The trust that the Minamoto hero showed towards the brother of his old enemy and how Muneto responded—these are also regarded as qualities of a true warrior.
Yet another canon is furnished by Yoshiiye's career—the canon of humility. Oye no Masafusa was overheard remarking that Yoshiiye had some high qualities but was unfortunately ignorant of strategy. This being repeated to Yoshiiye, he showed no resentment but begged to become Masafusa's pupil. Yet he was already conqueror of the Abe and governor of Dewa.
Yet another principle is shown through Yoshiiye's career—the principle of humility. Oye no Masafusa was heard saying that Yoshiiye had some great qualities but was sadly clueless about strategy. When this was relayed to Yoshiiye, he felt no anger; instead, he asked to become Masafusa's student. Yet he had already defeated the Abe and was the governor of Dewa.
THE GO-SANNEN CAMPAIGN
Thereafter the provinces of Mutsu and Dewa were again the scene of another fierce struggle which, since it began in the third year (1089) of the Kwanji era and ended in the fifth year (1091), was called the "After Three-years War." With regard to the nature of this commotion, no enumeration of names is necessary. It was a family quarrel between the scions of Kiyowara Takenori, a magnate of Mutsu who had rendered conclusive assistance to Yoshiiye in the Nine-years' War; and as a great landowner of Dewa, Kimiko Hidetake, took part, the whole north of Japan may be said to have been involved. It fell to Yoshiiye, as governor of Mutsu, to quell the disturbance, and very difficult the task proved, so difficult that the issue might have been different had not Fujiwara Kiyohira—who will be presently spoken of—espoused the Minamoto cause.
After that, the provinces of Mutsu and Dewa were once again the site of a fierce conflict that started in the third year (1089) of the Kwanji era and ended in the fifth year (1091), known as the "After Three-years War." There’s no need to list names to explain the nature of this upheaval. It was a family feud involving the descendants of Kiyowara Takenori, a powerful figure in Mutsu who had significantly helped Yoshiiye during the Nine-years' War; and Kimiko Hidetake, a major landowner in Dewa, also got involved, meaning the entire northern region of Japan was affected. As the governor of Mutsu, it was Yoshiiye's responsibility to restore order, and it turned out to be a very challenging task, so tough that the outcome might have been different if Fujiwara Kiyohira—who will be discussed shortly—had not supported the Minamoto side.
When news of the struggle reached Kyoto, Yoshiiye's younger brother, Yoshimitsu, who held the much coveted post of kebiishi, applied for permission to proceed at once to his brother's assistance. The Court refused his application, whereupon he resigned his office and, like a true bushi, hastened to the war. Yoshimitsu was a skilled performer upon a musical instrument called the sho. He had studied under a celebrated master, Toyohara Tokimoto, now no more, and, on setting out for the field of battle in the far north, he became apprehensive lest the secrets imparted to him by his teacher should die with him. He therefore invited Tokimoto's son, Tokiaki, to bear him company during the first part of his journey, and to him he conveyed all the knowledge he possessed. The spectacle of this renowned soldier giving instruction in the art of music to the son of his deceased teacher on moonlit nights as he travelled towards the battlefield, has always appealed strongly to Japanese conception of a perfect samurai, and has been the motive of many a picture.
When news of the conflict reached Kyoto, Yoshiiye's younger brother, Yoshimitsu, who held the highly sought-after position of kebiishi, asked for permission to immediately go to his brother's aid. The Court denied his request, so he resigned from his position and, like a true warrior, rushed to the battlefield. Yoshimitsu was talented at playing a musical instrument called the sho. He had studied under a famous master, Toyohara Tokimoto, who had since passed away, and as he set out for the distant Northern front, he worried that the secrets his teacher had shared would die with him. So, he invited Tokimoto's son, Tokiaki, to accompany him for the early part of his journey, and he passed on all the knowledge he had. The image of this famous warrior teaching music to the son of his late master on moonlit nights while heading toward the battlefield has always resonated with the Japanese idea of an ideal samurai and has inspired many artworks.
This Go-sannen struggle furnished also another topic for frequent pictorial representation. When about to attack the fortress of Kanazawa, to which the approaches were very difficult, Yoshiiye observed a flock of geese rising in confusion, and rightly inferred an ambuscade of the enemy. His comment was, "Had not Oye Masafusa taught me strategy, many brave men had been killed to-night." Yet one more typical bushi may be mentioned in connexion with this war. Kamakura Gongoro, a youth of sixteen, always fought in the van of Yoshiiye's forces and did great execution. A general on the enemy's side succeeded in discharging a shaft which entered the boy's eye. Gongoro, breaking the arrow, rode straight at the archer and cut him down. A shrine in Kamakura was erected to the memory of this intrepid lad.
This Go-sannen struggle also provided another subject for frequent artistic depiction. When preparing to attack the fortress of Kanazawa, which was difficult to access, Yoshiiye noticed a flock of geese taking flight in confusion and correctly suspected an ambush by the enemy. He commented, "If Oye Masafusa hadn't taught me strategy, many brave men would have died tonight." Another noteworthy warrior can be mentioned in connection with this war. Kamakura Gongoro, a sixteen-year-old, always fought at the front of Yoshiiye's forces and was very effective in battle. A general on the enemy's side managed to shoot an arrow that struck the boy in the eye. Gongoro broke the arrow, charged at the archer, and killed him. A shrine in Kamakura was built in honor of this fearless young man.
When Yoshiiye reported to the Throne the issue of this sanguinary struggle, Kyoto replied that the war had been a private feud and that no reward or distinctions would be conferred. Yoshiiye therefore devoted the greater part of his own manors to recompensing those that had followed his standard. He thus won universal respect throughout the Kwanto. Men competed to place their sons and younger brothers as kenin (retainers) in his service and the name of Hachiman-ko was on all lips. But Yoshiiye died (1108) in a comparatively low rank. It is easy to comprehend that in the Kwanto it became a common saying, "Better serve the Minamoto than the sovereign."
When Yoshiiye brought the matter of this bloody conflict to the Throne, Kyoto responded that the war was a private issue and that no rewards or honors would be given. Consequently, Yoshiiye dedicated most of his own lands to compensate those who followed him. This earned him widespread respect throughout the Kwanto. People vied to place their sons and younger brothers as retainers in his service, and the name Hachiman-ko was on everyone's lips. However, Yoshiiye died (1108) holding a relatively low rank. It's easy to see why it became a common saying in the Kwanto, "It's better to serve the Minamoto than the sovereign."
THE FUJIWARA OF THE NORTH
Fujiwara Kiyohira, who is mentioned above as having espoused the cause of the Minamoto in the Go-sannen, was descended from Hidesato, the conqueror of Masakado. After the Go-sannen outbreak he succeeded to the six districts of Mutsu which had been held by the insurgent chiefs. This vast domain descended to his son Motohira, and to the latter's son, Hidehira, whose name we shall presently find in large letters on a page of Japanese history.
Fujiwara Kiyohira, who was mentioned earlier for supporting the Minamoto during the Go-sannen, was a descendant of Hidesato, the conqueror of Masakado. After the Go-sannen uprising, he took control of the six districts of Mutsu that had been held by the rebel leaders. This expansive territory was passed down to his son Motohira, and then to Motohira's son, Hidehira, whose name we will soon see prominently featured in Japanese history.
The Mutsu branch of the Fujiwara wielded paramount sway in the north for several generations. Near Hiraizumi, in the province of Rikuchu, may still be seen four buildings forming the monastery Chuson-ji. In one of these edifices repose the remains of Kiyohira, Motohira, and Hidehira. The ceiling, floor and four walls of this Konjiki-do (golden hall) were originally covered with powdered gold, and its interior pillars are inlaid with mother-of-pearl on which are traced the outlines of twelve Arhats. In the days of Kiyohira the monastery consisted of forty buildings and was inhabited by three hundred priests.
The Mutsu branch of the Fujiwara held significant power in the north for many generations. Near Hiraizumi, in the province of Rikuchu, you can still see four buildings that make up the Chuson-ji monastery. In one of these structures lie the remains of Kiyohira, Motohira, and Hidehira. The ceiling, floor, and four walls of this Konjiki-do (golden hall) were originally covered in powdered gold, and its interior pillars are inlaid with mother-of-pearl, featuring the outlines of twelve Arhats. During Kiyohira's time, the monastery included forty buildings and was home to three hundred priests.
ENGRAVING: A CONJUROR
ENGRAVING: SIDE VIEW OF THE "KOHO-AN" OF DAITOKU-JI, AT KYOTO
CHAPTER XXII
RECOVERY OF ADMINISTRATIVE AUTHORITY BY THE THRONE
The 69th Sovereign, the Emperor Go-Shujaku A.D. 1037-1045
The 69th Sovereign, Emperor Go-Shujaku A.D. 1037-1045
70th " " Go-Reizei 1046-1068
70th Go-Reizei 1046-1068
71st " " Go-Sanjo 1069-1072
71st " " Go-Sanjo 1069-1072
72nd " " Shirakawa 1073-1086
72nd " " Shirakawa 1073-1086
73rd " " Horikawa 1087-1107
73rd Horikawa 1087-1107
74th " " Toba 1108-1123
74th " " Toba 1108-1123
75th " " Sutoku 1124-1141
75th " " Sutoku 1124-1141
76th " " Konoe 1142-1155
76th " " Konoe 1142-1155
77th " " Go-Shirakawa 1156-1158
77th Go-Shirakawa 1156-1158
DECADENCE OF FUJIWARA AUTOCRACY
During two centuries the administrative power remained in the hands of the Fujiwara. They lost it by their own timidity rather than through the machinations of their enemies. When the Emperor Go-Shujaku was mortally ill, he appointed his eldest son, Go-Reizei, to be his successor, and signified his desire that the latter's half-brother, Takahito, should be nominated Crown Prince. Fujiwara Yorimichi was then regent (kwampaku). To him, also, the dying sovereign made known his wishes. Now Takahito had not been born of a Fujiwara mother. The regent, therefore, while complying at once in Go-Reizei's case, said that the matter of the Crown Prince might be deferred, his purpose being to wait until a Fujiwara lady should bear a son to Go-Reizei.
For two centuries, the Fujiwara held onto administrative power. They lost it not because of their enemies but due to their own timidity. When Emperor Go-Shujaku was gravely ill, he chose his eldest son, Go-Reizei, to be his successor and expressed his wish for Go-Reizei's half-brother, Takahito, to be named Crown Prince. At that time, Fujiwara Yorimichi was the regent (kwampaku). The dying emperor communicated his wishes to him as well. However, Takahito was not born of a Fujiwara mother. Consequently, while the regent quickly agreed to Go-Reizei's succession, he suggested that the decision regarding the Crown Prince could wait, intending to hold off until a Fujiwara lady could have a son for Go-Reizei.
In thus acting, Yorimichi obeyed the policy from which his family had never swerved through many generations, and which had now become an unwritten law of the State. But his brother, Yoshinobu, read the signs of the times in a sinister light. He argued that the real power had passed to the military magnates, and that by attempting to stem the current the Fujiwara might be swept away altogether. He therefore repaired to the palace, and simulating ignorance of what had passed between the late sovereign and the kwampaku, inquired whether it was intended that Prince Takahito should enter a monastery. Go-Reizei replied emphatically in the negative and related the facts, whereupon Yoshinobu declared that the prince should be nominated forthwith. It was done, and thus for the first time in a long series of years a successor to the throne was proclaimed who had not the qualification of a Fujiwara mother.
By acting this way, Yorimichi followed the longstanding policy that his family had adhered to for generations, which had now become an unspoken law of the State. However, his brother, Yoshinobu, interpreted the current situation in a more ominous way. He argued that real power had shifted to the military leaders, and that trying to resist this change could completely erase the Fujiwara clan. Therefore, he went to the palace and pretended not to know what had happened between the late emperor and the kwampaku, asking if it was planned for Prince Takahito to enter a monastery. Go-Reizei firmly answered no and explained the situation; then Yoshinobu insisted that the prince should be appointed immediately. It was done, and thus for the first time in many years, a successor to the throne was proclaimed who did not have a Fujiwara mother.
There remained to the kwampaku only one way of expressing his dissent. During many years it had been customary that the Prince Imperial, on his nomination, should receive from the Fujiwara regent a famous sword called Tsubo-kiri (Jar-cutter). Yorimichi declined to make the presentation in the case of Prince Takahito on the ground that he was not of Fujiwara lineage. The prince—afterwards Go-Sanjo—had the courage to deride this omission. "Of what service is the sword to me?" he said. "I have no need of it."
There was only one way left for the kwampaku to express his disagreement. For many years, it had been the tradition for the Prince Imperial, upon his nomination, to receive a renowned sword called Tsubo-kiri (Jar-cutter) from the Fujiwara regent. Yorimichi refused to present it to Prince Takahito, claiming he wasn't of Fujiwara lineage. The prince—later known as Go-Sanjo—boldly mocked this omission. "What good is the sword to me?" he said. "I have no use for it."
Such an attitude was very significant of the changing times. During more than twenty years of probation as Crown Prince, this sovereign, Go-Sanjo, had ample opportunity of observing the arbitrary conduct of the Fujiwara, and when he held the sceptre he neglected no means of asserting the authority of the Crown, one conspicuous step being to take a daughter of Go-Ichijo into the palace as chugu, a position created for a Fujiwara and never previously occupied by any save a Fujiwara.
Such an attitude was very indicative of the changing times. During more than twenty years as Crown Prince, this ruler, Go-Sanjo, had plenty of opportunities to witness the arbitrary actions of the Fujiwara. Once he took the throne, he did everything he could to assert the authority of the Crown, with one notable action being his decision to bring a daughter of Go-Ichijo into the palace as chugu, a role that was specifically created for a Fujiwara and had never been held by anyone except a Fujiwara before.
Altogether, Go-Sanjo stands an imposing figure in the annals of his country. Erudition he possessed in no small degree, and it was supplemented by diligence, high moral courage and a sincere love of justice. He also set to his people an example of frugality. It is related that, observing as he passed through the streets one day, an ox-carriage with gold mountings, he stopped his cortege and caused the gold to be stripped off. Side by side with this record may be placed his solicitude about the system of measures, which had fallen into disorder. With his own hands he fashioned a standard which was known to later generations as the senshi-masu of the Enkyu era (1069-1074). The question of tax-free manors (shoen) also received much attention. During the reign of Go-Shujaku, decrees were frequently issued forbidding the creation of these estates. The Fujiwara shoen were conspicuous. Michinaga possessed wide manors everywhere, and Yorimichi, his son, was not less insatiable. Neither Go-Shujaku nor Go-Reizei could check the abuse. But Go-Sanjo resorted to a really practical measure. He established a legislative office where all titles to shoen had to be examined and recorded, the Daiho system of State ownership being restored, so that all rights of private property required official sanction, the Court also becoming the judge in all disputes as to validity of tenure.
Altogether, Go-Sanjo is a significant figure in his country’s history. He had a great deal of knowledge, which was complemented by hard work, strong moral courage, and a genuine love for justice. He also set an example of frugality for his people. It’s said that one day while walking through the streets, he saw a decorative ox-cart with gold embellishments and stopped his procession to have the gold removed. Alongside this act, he showed concern for the disorganized system of measurements. He personally created a standard known as the senshi-masu of the Enkyu era (1069-1074). He also paid a lot of attention to the issue of tax-free estates (shoen). During Go-Shujaku's reign, edicts were frequently issued against the establishment of these estates. The Fujiwara shoen were particularly noticeable; Michinaga owned vast estates in many places, and his son, Yorimichi, was just as greedy. Neither Go-Shujaku nor Go-Reizei could put an end to this abuse. However, Go-Sanjo took a very practical approach. He set up a legislative office where all shoen titles had to be examined and recorded, restoring the Daiho system of State ownership so that all private property rights required official approval, with the Court also serving as the adjudicator in any disputes over the validity of ownership.
These orders came like a clap of thunder in a blue sky. Many great personages had acquired vast manorial tracts by processes that could not endure the scrutiny of the Kiroku-jo (registrar's office). Yorimichi, the kwampaku, was a conspicuous example. On receipt of the order to register, he could only reply that he had succeeded to his estates as they stood and that no documentary evidence was available. Nevertheless, he frankly added that, if his titles were found invalid, he was prepared to surrender his estates, since the position he occupied required him to be an administrator of law, not an obstacle to its administration. This was the same noble who had refused to present the sword, Tsubo-kiri, to Go-Sanjo when the latter was nominated Crown Prince. The Emperor might now have exacted heavy reparation. But his Majesty shrank from anything like spoliation. A special decree was issued exempting from proof of title all manors held by chancellors, regents, or their descendants.
These orders came like a thunderclap on a clear day. Many influential figures had acquired large estates in ways that wouldn't hold up under scrutiny from the Kiroku-jo (registrar's office). Yorimichi, the kwampaku, was a notable example. When he received the order to register, he could only respond that he inherited his estates as they were and that there was no documentation to support it. Still, he openly stated that if his titles turned out to be invalid, he was ready to give up his estates, as his role demanded he uphold the law, not block its enforcement. This was the same noble who had refused to present the sword, Tsubo-kiri, to Go-Sanjo when he was named Crown Prince. The Emperor could have demanded significant reparations. However, his Majesty avoided anything that resembled confiscation. A special decree was issued that exempted all manors held by chancellors, regents, or their descendants from proof of title.
SALE OF OFFICES AND RANKS
Another abuse with which Go-Sanjo sought to deal drastically was the sale of offices and ranks. This was an evil of old standing. Whenever special funds were required for temple building or palace construction, it had become customary to invite contributions from local magnates, who, in return, received, or were renewed in their tenure of, the post of provincial governor. Official ranks were similarly disposed of. At what time this practice had its origin the records do not show, but during the reign of Kwammu (782-805,) the bestowal of rank in return for a money payment was interdicted, and Miyoshi Kiyotsura, in his celebrated memorial to Daigo (898-930), urged that the important office of kebiishi should never be conferred in consideration of money. But in the days of Ichijo, the acquisition of tax-free manors increased rapidly and the treasury's income diminished correspondingly, so that it became inevitable, in times of State need, that recourse should be had to private contributions, the contributors being held to have shown "merit" entitling them to rank or office or both.
Another issue that Go-Sanjo aimed to tackle seriously was the selling of offices and ranks. This had been a long-standing problem. Whenever special funds were needed for building temples or constructing palaces, it became common practice to ask local wealthy individuals for donations, who in return received or were reappointed to the position of provincial governor. Official ranks were similarly sold off. The records don’t indicate when this practice started, but during Kwammu's reign (782-805), giving out ranks in exchange for money was banned, and Miyoshi Kiyotsura, in his well-known letter to Daigo (898-930), insisted that the important role of kebiishi should never be awarded for a financial contribution. However, during Ichijo's time, the number of tax-free estates grew rapidly, causing a corresponding decrease in the treasury's income. As a result, it became unavoidable, in times of state need, to rely on private donations, with the donors considered to have shown "merit" deserving of rank or office or both.
Go-Sanjo strictly interdicted all such transactions. But this action brought him into sharp collision with the then kwampaku, Fujiwara Norimichi. The latter built within the enclosure of Kofuku-ji at Nara an octagonal edifice containing two colossal images of Kwannon. On this nanen-do the regent spent a large sum, part of which was contributed by the governor of the province. Norimichi therefore applied to the Emperor for an extension of the governor's term of office. Go-Sanjo refused his assent. But Norimichi insisted. Finally the Emperor, growing indignant, declared that the kwampaku's sole title to respect being derived from his maternal relationship to the sovereign, he deserved no consideration at the hands of an Emperor whose mother was not a Fujiwara. It was a supreme moment in the fortunes of the Fujiwara. Norimichi angrily swept out of the presence, crying aloud: "The divine influence of Kasuga Daimyojin* ceases from to-day. Let every Fujiwara official follow me." Thereat all the Fujiwara courtiers flocked out of the palace, and the Emperor had no choice but to yield. Victory rested with the Fujiwara, but it was purchased at the loss of some prestige.
Go-Sanjo strictly prohibited all such transactions. However, this put him in direct conflict with the then kwampaku, Fujiwara Norimichi. The latter constructed an octagonal building containing two massive images of Kwannon within the Kofuku-ji enclosure at Nara. Norimichi spent a significant amount of money on this nanen-do, part of which was contributed by the provincial governor. As a result, Norimichi asked the Emperor for an extension of the governor's term. Go-Sanjo denied his request. But Norimichi persisted. Eventually, the Emperor, feeling agitated, stated that the kwampaku's only claim to respect came from his maternal connection to the sovereign, and he deserved no consideration from an Emperor whose mother was not a Fujiwara. This was a pivotal moment for the Fujiwara. Norimichi stormed out, exclaiming, "The divine influence of Kasuga Daimyojin* ends today. Let every Fujiwara official follow me." At this, all the Fujiwara courtiers rushed out of the palace, leaving the Emperor with no choice but to concede. The Fujiwara emerged victorious, but it came at the cost of some prestige.
*Titulary deity of the Fujiwara-uji.
Titulary deity of the Fujiwara clan.
CAMERA SOVEREIGNTY
Their obviously selfish device of seating a minor on the throne and replacing him as soon as he reached years of discretion, had been gradually invested by the Fujiwara with an element of spurious altruism. They had suggested the principle that the tenure of sovereign power should not be exercised exclusively. Go-Sanjo held, however, that such a system not only impaired the Imperial authority but also was unnatural. No father, he argued, could be content to divest himself of all practical interest in the affairs of his family, and to condemn the occupant of the throne to sit with folded hands was to reduce him to the rank of a puppet. Therefore, even though a sovereign abdicated, he should continue to take an active part in the administration of State affairs. This was, in short, Go-Sanjo's plan for rendering the regent a superfluity. He proposed to substitute camera government (Insei) for control by a kwampaku. But fate willed that he should not carry his project into practice. He abdicated, owing to ill health, in 1073, and died the following year.
Their clearly selfish plan of putting a young child on the throne and replacing him once he was mature had been gradually wrapped by the Fujiwara in a guise of false altruism. They proposed the idea that sovereign power shouldn’t be held exclusively. Go-Sanjo believed, however, that such a system not only weakened Imperial authority but also was unnatural. No father, he argued, would be satisfied to completely remove himself from his family's affairs, and forcing the person on the throne to sit idle was to make him a mere puppet. Therefore, even if a sovereign abdicated, he should still play an active role in governing the State. This was, in essence, Go-Sanjo's plan to make the regent unnecessary. He suggested replacing control by a kwampaku with camera government (Insei). However, fate decided that he wouldn’t be able to implement his ideas. He abdicated due to ill health in 1073 and died the following year.
SHIRAKAWA
Go-Sanjo was succeeded by his eldest son, Shirakawa. He had taken for consort the daughter of Fujiwara Yorimichi. This lady, Kenko, had been adopted into the family of Fujiwara Morozane, and it is recorded that Yorimichi and Morozane shed tears of delight when they heard of her selection by the Crown Prince—so greatly had the influence of the Fujiwara declined. Shirakawa modelled himself on his father. He personally administered affairs of State, displaying assiduity and ability but not justice. Unlike his father he allowed himself to be swayed by favour and affection, arbitrarily ignored time-honoured rules, and was guilty of great extravagance in matters of religion. But he carried into full effect the camera (or cloistered) system of government, thereafter known as Insei. For, in 1086, after thirteen years' reign, he resigned the sceptre to an eight-year-old boy, Horikawa, his son by the chugu, Kenko. The untimely death of the latter, for whom he entertained a strong affection, was the proximate cause of Shirakawa's abdication, but there can be little doubt that he had always contemplated such a step. He took the tonsure and the religious title of Ho-o (pontiff), but in the Toba palace, his new residence, he organized an administrative machine on the exact lines of that of the Court.
Go-Sanjo was succeeded by his eldest son, Shirakawa. He took as his consort the daughter of Fujiwara Yorimichi. This woman, Kenko, had been adopted into the family of Fujiwara Morozane, and it’s noted that Yorimichi and Morozane wept with joy when they heard about her being chosen by the Crown Prince—such had been the decline of Fujiwara influence. Shirakawa modeled himself after his father. He personally managed state affairs, showing diligence and skill but lacking in fairness. Unlike his father, he allowed himself to be influenced by favoritism and affection, carelessly disregarded long-established rules, and was excessively extravagant in religious matters. However, he fully implemented the cloistered government system, later known as Insei. In 1086, after thirteen years of reign, he passed the throne to an eight-year-old boy, Horikawa, his son with the chugu, Kenko. The untimely death of Kenko, for whom he had deep feelings, was a major reason for Shirakawa’s abdication, but it’s clear he had always considered this step. He took the tonsure and the religious title of Ho-o (pontiff), but at the Toba palace, his new residence, he established an administrative system exactly like that of the Court.
ENGRAVING: KO-NO-MA (ROOM) NISHI (WEST) HONGWAN-JI TEMPLE, AT KYOTO
(An example of "Shoinzukuri" building)
ENGRAVING: KO-NO-MA (ROOM) NISHI (WEST) HONGWAN-JI TEMPLE, IN KYOTO
(An example of "Shoinzukuri" architecture)
Thenceforth the functions of Imperialism were limited to matters of etiquette and ceremony, all important State business being transacted by the Ho-o and his camera entourage. If the decrees of the Court clashed with those of the cloister, as was occasionally inevitable, the former had to give way. Thus, it can scarcely be said that there was any division of authority. But neither was there any progress. The earnest efforts made by Go-Sanjo to check the abuse of sales of rank and office as well as the alienation of State lands into private manors, were rendered wholly abortive under the sway of Shirakawa. The cloistered Emperor was a slave of superstition. He caused no less than six temples* to be built of special grandeur, and to the principal of these (Hosho-ji) he made frequent visits in state, on which occasions gorgeous ceremonies were performed. He erected the Temple of the 33,333 Images of Kwannon (the Sanjusangen-do) in Kyoto; he made four progresses to the monastery at Koya and eight to that at Kumano; he commissioned artists to paint 5470 Buddhist pictures, sculptors to cast 127 statues each sixteen feet high; 3150 life-size, and 2930 of three feet or less, and he raised twenty-one large pagodas and 446,630 small ones.
From then on, the role of Imperialism was mostly limited to protocol and ceremonies, while all significant government business was handled by the Ho-o and his group of advisors. If the Court's decrees ever conflicted with those from the cloister, which sometimes happened, the former had to yield. Therefore, it couldn't truly be said that there was a split in authority. But there was also no advancement. Go-Sanjo's serious efforts to put a stop to the corrupt sale of ranks and offices, as well as the transfer of public land into private estates, were entirely ineffective under Shirakawa’s influence. The cloistered Emperor was a puppet to superstition. He had six impressive temples built, and he made regular visits to the main one (Hosho-ji), where elaborate ceremonies took place. He constructed the Temple of the 33,333 Images of Kwannon (the Sanjusangen-do) in Kyoto; he made four trips to the monastery at Koya and eight to Kumano; he hired artists to create 5,470 Buddhist paintings, commissioned sculptors to cast 127 statues each standing sixteen feet tall, 3,150 life-size statues, and 2,930 smaller ones, and he built twenty-one large pagodas and 446,630 smaller ones.
*These were designated Roku-sho-ji, or "six excellent temples."
*These were called Roku-sho-ji, or "six excellent temples."
His respect for Buddhism was so extreme that he strictly interdicted the taking of life in any form, a veto which involved the destruction of eight thousand fishing nets and the loss of their means of sustenance to innumerable fishermen, as well as the release of all falcons kept for hawking. It has even been suggested that Shirakawa's piety amounted to a species of insanity, for, on one occasion, when rain prevented a contemplated progress to Hosho-ji, he sentenced the rain to imprisonment and caused a quantity to be confined in a vessel.* To the nation, however, all this meant something very much more than a mere freak. It meant that the treasury was depleted and that revenue had to be obtained by recourse to the abuses which Go-Sanjo had struggled so earnestly to check, the sale of offices and ranks, even in perpetuity, and the inclusion of great tracts of State land in private manors.
His respect for Buddhism was so extreme that he strictly prohibited taking life in any form, which meant destroying eight thousand fishing nets and leaving countless fishermen without their livelihood, as well as releasing all falcons kept for hunting. It has even been suggested that Shirakawa's devotion bordered on madness because, on one occasion, when rain stopped him from heading to Hosho-ji, he sentenced the rain to imprisonment and had some of it confined in a container.* To the nation, however, this was more than just a bizarre act. It meant the treasury was running low, and revenue had to be raised through the very abuses that Go-Sanjo had worked so hard to eliminate, like selling offices and ranks, even in perpetuity, and turning large areas of State land into private estates.
*This silliness was spoken of by the people as ame-kingoku (the incarceration of the rain).
*This silliness was talked about by the people as ame-kingoku (the imprisonment of the rain).
TOBA
Horikawa died in 1107, after a reign of twenty years, and was succeeded by his son Toba, a child of five. Affairs of State continued to be directed by the cloistered sovereign, and he chose for his grandson's consort Taiken-mon-in, who bore to him a son, the future Emperor Sutoku. Toba abdicated, after a reign of fifteen years, on the very day of Sutoku's nomination as heir apparent, and, six years later, Shirakawa died (1128), having administered the empire from the cloister during a space of forty-three years.
Horikawa died in 1107, after reigning for twenty years, and his son Toba, who was just five years old, took over. State matters continued to be managed by the retired emperor, who chose Taiken-mon-in to be his grandson's wife. She gave birth to a son, the future Emperor Sutoku. Toba stepped down after fifteen years of rule, on the same day that Sutoku was named the heir apparent. Six years later, Shirakawa passed away in 1128, having governed the empire from retirement for a total of forty-three years.
As a device to wrest the governing power from the grasp of the Fujiwara, Go-Sanjo's plan was certainly successful, and had he lived to put it into operation himself, the results must have been different. But in the greatly inferior hands of Shirakawa this new division of Imperial authority and the segregation of its source undoubtedly conspired to prepare the path for military feudalism and for curtained Emperors.
As a strategy to take the governing power away from the Fujiwara, Go-Sanjo's plan was definitely successful, and if he had lived to implement it himself, the outcomes would have been different. However, in the much less capable hands of Shirakawa, this new division of Imperial authority and the separation from its source likely set the stage for military feudalism and for emperors who were merely figureheads.
Toba, with the title of Ho-o, took the tonsure and administered from the cloister after Shirakawa's death. One of his first acts after abdication was to take another consort, a daughter of Fujiwara Tadazane, whom he made Empress under the name of Kaya-no-in; but as she bore him no offspring, he placed in the Toba palace a second Fujiwara lady, Bifuku-mon-in, daughter of Nagazane. By her he had (1139) a son whom he caused to be adopted by the Empress, preparatory to placing him on the throne as Emperor Konoe, at the age of three. Thus, the cloistered sovereigns followed faithfully in the footsteps of the Fujiwara.
Toba, known as Ho-o, shaved his head and ruled from the monastery after Shirakawa's death. One of his first actions after stepping down was to take another wife, a daughter of Fujiwara Tadazane, whom he named Empress Kaya-no-in; however, since she didn't have any children, he brought another Fujiwara woman, Bifuku-mon-in, daughter of Nagazane, into the Toba palace. With her, he had a son in 1139, whom he arranged to have adopted by the Empress, getting ready to put him on the throne as Emperor Konoe at the age of three. In this way, the cloistered emperors continued to follow the example set by the Fujiwara.
SOLDIER-PRIESTS
A phenomenon which became conspicuous during the reign of Shirakawa was recourse to violence by Buddhist priests. This abuse had its origin in the acquisition of large manors by temples and the consequent employment of soldiers to act as guards. Ultimately, great monasteries like Kofuku-ji, Onjo-ji, and Enryaku-ji came to possess thousands of these armed men, and consequently wielded temporal power. Shirakawa's absorbing belief in Buddhism created opportunities for the exercise of this influence. Keenly anxious that a son should be born of his union with Kenko, the daughter of Fujiwara Yorimichi, his Majesty bespoke the prayers of Raigo, lord-abbot of Onjo-ji. It happened that unsuccessful application had frequently been made by the Onjo-ji monks for an important religious privilege. Raigo informed the Emperor that, if this favour were promised, the prayer for a prince would certainly be heard. Shirakawa made the promise, and Kenko gave birth to Prince Atsubumi. But when the Emperor would have fulfilled his pledge, the priests of Enryaku-ji (Hiei-zan), jealous that a privilege which they alone possessed should be granted to priests of another monastery, repaired to the Court en masse to protest. Shirakuwu yielded to this representation and despatched Oye no Masafusa to placate Raigo. But the abbot refused to listen. He starved himself to death, passing day and night in devotion, and shortly after his demise the little prince, born in answer to his prayers, died of small-pox.
A noticeable trend during Shirakawa's reign was the use of violence by Buddhist priests. This issue arose from temples acquiring large estates and hiring soldiers as guards. Over time, major monasteries like Kofuku-ji, Onjo-ji, and Enryaku-ji ended up with thousands of these armed men, granting them substantial political power. Shirakawa's strong belief in Buddhism allowed this influence to flourish. Eager for a son from his union with Kenko, the daughter of Fujiwara Yorimichi, the Emperor sought the prayers of Raigo, the lord abbot of Onjo-ji. The monks at Onjo-ji had made many unsuccessful attempts to secure an important religious privilege. Raigo told the Emperor that if this favor was granted, their prayer for a prince would surely be answered. Shirakawa agreed to the promise, and Kenko gave birth to Prince Atsubumi. However, when the Emperor tried to fulfill his promise, the priests of Enryaku-ji (Hiei-zan), jealous of the privilege going to a different monastery, flocked to the Court to protest. Shirakawa succumbed to their demands and sent Oye no Masafusa to appease Raigo. But the abbot would not be swayed. He fasted to death, devoting himself day and night to prayer, and shortly after his death, the little prince, born in response to those prayers, died of smallpox.
In an age when superstition prevailed widely the death of the child was, of course, attributed to the incantations of the abbot. From that time a fierce feud raged between Onjo-ji and Enryaku-ji. In the year 1081, the priest-soldiers of the latter set the torch to the former, and, flocking to Kyoto in thousands, threw the capital into disorder. Order was with difficulty restored through the exertions of the kebiishi and the two Minamoto magnates, Yoshiiye and Yoshitsuna, but it was deemed expedient to guard the palace and the person of the Emperor with bushi. Twelve years later (1093), thousands of cenobites, carrying the sacred tree of the Kasuga shrine, marched from Nara to Kyoto, clamouring for vengeance on the governor of Omi, whom they charged with arresting and killing the officials of the shrine. This became a precedent. Thereafter, whenever the priests had a grievance, they flocked to the palace carrying the sacred tree of some temple or shrine. The soldier cenobites of Enryaku-ji—yama-hoshi, as they were called—showed themselves notably turbulent. They inaugurated the device of replacing the sacred tree with the "divine car," against which none dare raise a hand or shoot an arrow. If their petition were rejected, they would abandon the car in the streets of the capital, thus placing the city under a curse.
In a time when superstition was widespread, the child’s death was obviously blamed on the abbot's spells. From that moment, a fierce conflict broke out between Onjo-ji and Enryaku-ji. In 1081, the warrior priests from the latter set the former ablaze, and thousands flooded into Kyoto, plunging the city into chaos. Restoring order was challenging and required the efforts of the kebiishi and the two Minamoto leaders, Yoshiiye and Yoshitsuna, but it became necessary to protect the palace and the Emperor with warriors. Twelve years later (1093), thousands of monks, carrying the sacred tree from the Kasuga shrine, marched from Nara to Kyoto, demanding revenge on the governor of Omi, whom they accused of arresting and killing the shrine’s officials. This established a pattern. From then on, whenever the priests had a complaint, they would gather at the palace with the sacred tree from a temple or shrine. The warrior monks of Enryaku-ji—known as yama-hoshi—were particularly unruly. They introduced the tactic of replacing the sacred tree with the "divine car," which no one dared to touch or attack. If their request was denied, they would leave the car in the streets of the capital, putting the city under a curse.
A notable instance occurred, in 1095, when these yama-hoshi of Hiyoshi preferred a charge of blood-guiltiness against Minamoto Yoshitsuna, governor of Mino. They flocked to the palace in a truculent mob, but the bushi on duty, being under the command of a Minamoto, did not hesitate to use their bows. Thereupon the yama-hoshi discarded the divine car, hastened back to the temple, and assembling all the priests, held a solemn service invoking the wrath of heaven on the State. In an age of profound superstition such action threw the Court into consternation, and infinite pains were taken to persuade Shinto officials of an independent shrine to carry the divine car back to Hiei-zan.
A notable instance happened in 1095 when the yama-hoshi of Hiyoshi accused Minamoto Yoshitsuna, the governor of Mino, of blood-guilt. They stormed the palace in an aggressive mob, but the bushi on duty, under the command of a Minamoto, didn’t hesitate to use their bows. As a result, the yama-hoshi abandoned the divine car, rushed back to the temple, and gathered all the priests to hold a serious service, calling for heaven’s wrath on the State. In a time of deep superstition, this action shocked the Court, and great efforts were made to convince Shinto officials from an independent shrine to take the divine car back to Hiei-zan.
Instances of such turbulence were not infrequent, and they account in part for the reckless prodigality shown by Shirakawa in building and furnishing temples. The cenobites did not confine themselves to demonstrations at the palace; they had their own quarrels also. Kofuku-ji's hand was against Kimbusen and Todai-ji, and not a few priests doffed the stole and cassock to engage in temporary brigandage. The great Taira leader, Tadamori, and his son, Kiyomori—one of the most prominent figures on the stage of medieval Japan—dealt strongly with the Shinto communities at Hiyoshi and Gion, and drove the Kofuku-ji priests out of the streets of Kyoto, the result being that this great military family became an object of execration at Kofuku-ji and Enryaku-ji alike. With difficulty the Court kept peace between them. It is related of Shirakawa Ho-o that the three things which he declared to defy his control were the waters of the Kamo River, the fall of the dice, and the yama-hoshi.
Instances of such upheaval were quite common, and they partly explain the reckless extravagance shown by Shirakawa in building and decorating temples. The monks didn’t just protest at the palace; they also had their own conflicts. Kofuku-ji was at odds with Kimbusen and Todai-ji, and quite a few priests removed their vestments to engage in temporary banditry. The powerful Taira leader, Tadamori, and his son, Kiyomori—who was one of the most notable figures in medieval Japan—took strong action against the Shinto communities at Hiyoshi and Gion, forcing the Kofuku-ji priests out of the streets of Kyoto. This led to the great military family being reviled at both Kofuku-ji and Enryaku-ji. The Court struggled to maintain peace between them. It is said that Shirakawa Ho-o identified three things he believed were beyond his control: the waters of the Kamo River, the roll of the dice, and the yama-hoshi.
ENGRAVING: PLAYING BATTLEDORE AND SHUTTLECOCK (From a painting)
ENGRAVING: PLAYING BADMINTON (From a painting)
CHAPTER XXIII
MANNERS AND CUSTOMS OF THE HEIAN EPOCH
GENERAL SUMMARY
THE period we are considering is a long one which owes its unity to the sole fact that the capitol was at Kyoto. It is, therefore, unsafe to generalize on its manners and customs. But we may say with a degree of accuracy that the epoch was marked by an increasing luxury and artificiality, due largely to the adoption of Chinese customs. The capital city was built on a Chinese pattern and the salient characteristics of the Court during the period named from the new capital are on the Chinese pattern too. The Chinese idea of a civil service in which worth was tested by examinations was carried to a pedantic extreme both in administration and in society. In these examinations the important paper was in Chinese prose composition, which was much as if Latin prose were the main subject to prove the fitness of a candidate for an English or American administrative post! And the tests of social standing and the means of gaining fame at Court were skill in verse-writing, in music and dancing, in calligraphy and other forms of drawing, and in taste in landscape gardening.
The period we’re looking at is quite lengthy and is unified mainly because the capital was in Kyoto. So, it’s tricky to make broad statements about its customs and behaviors. However, we can fairly say that this era was defined by increasing luxury and artificiality, largely influenced by Chinese customs. The capital city was designed based on Chinese models, and many of the key characteristics of the Court during this period are also reminiscent of Chinese culture. The Chinese concept of a civil service, where merit was determined through exams, was taken to an overly detailed extent in both governance and society. In these exams, the crucial subject was Chinese prose composition, much like if Latin prose were the primary subject to assess someone’s suitability for a government position in an English or American context! Additionally, social status and the ways to gain recognition at Court were based on skills in poetry, music and dance, calligraphy, and other artistic forms, as well as having a good eye for landscape gardening.
Ichijo was famed as a musician and a prose writer, and Saga as a calligraphist. The Ako incident (see p. 240) illustrates the lengths to which pedantry was carried in matters of administration. And the story of the ill-success at the capital of the young soldier Taira Masakado, contrasted with the popularity of his showily vicious kinsman Sadabumi (see p. 253), illustrate what Murdoch means when he says that the early emperors of the Heian epoch had an "unbalanced craze for Chinese fashions, for Chinese manners, and above all for Chinese literature." Remarkable though the power of the Japanese people always seems to have been to assimilate foreign culture in large doses and speedily, it is hardly to be expected that at this period, any more than at a later one when there came in a sudden flood of European civilization, the nation should not have suffered somewhat—that it should not have had the defects of its qualities.
Ichijo was well-known as a musician and a prose writer, while Saga was recognized for his calligraphy. The Ako incident (see p. 240) shows how far pedantry extended in administrative matters. The story of the young soldier Taira Masakado's failures in the capital, contrasted with the flashy cruelty of his relative Sadabumi (see p. 253), highlights what Murdoch means when he says that the early emperors of the Heian period had an "unbalanced obsession with Chinese styles, manners, and especially Chinese literature." While the Japanese people have always shown a remarkable ability to quickly assimilate foreign cultures in large amounts, it’s not surprising that during this time, just as later when European civilization suddenly surged in, the nation would have experienced some negative consequences—it had to bear the flaws that came with its strengths.
LUXURY OF THE COURT
Of Nimmyo's luxury and architectural extravagance we have already spoken, and of the arraignment of prodigality in dress, banquets, and funerals in the famous report of Miyoshi Kiyotsura (see p. 246). Indeed, we might almost cite the madness of the Emperor Yozei as being a typical, though extreme, case of the hysteria of the young and affected court nobles. Two of the Fujiwara have been pilloried in native records for ostentation: one for carrying inside his clothes hot rice-dumplings to keep himself warm, and, more important, to fling them away one after another as they got cold; and the other for carrying a fan decorated with a painting of a cuckoo and for imitating the cuckoo's cry whenever he opened the fan.
We've already discussed Nimmyo's luxury and extravagant architecture, as well as the criticism of excessive spending on clothing, feasts, and funerals in the well-known report by Miyoshi Kiyotsura (see p. 246). In fact, one could almost mention the madness of Emperor Yozei as a typical, albeit extreme, example of the hysteria of the young and pretentious court nobles. Two members of the Fujiwara clan have been ridiculed in local records for their showiness: one for carrying hot rice dumplings inside his clothes to keep warm and tossing them aside as they cooled, and the other for using a fan adorned with a painting of a cuckoo and mimicking its call whenever he opened the fan.
CONVENTION AND MORALITY
If the men of the period were effeminate and emotional, the women seem to have sunk to a lower stage of morals than in any other era, and sexual morality and wifely fidelity to have been abnormally bad and lightly esteemed. The story of Ariwara Narihira, prince, poet, painter and Don Juan, and of Taka and her rise to power (see p. 238) has already been told; and it is to be noted that the Fujiwara working for the control of the Throne through Imperial consorts induced, even forced, the Emperors to set a bad example in such matters. But over all this vice there was a veneer of elaborate etiquette. Even in the field a breach of etiquette was a deadly insult: as we have seen (p. 254) Taira Masakado lost the aid of a great lieutenant in his revolt because he forgot to bind up his hair properly before he received a visitor. At Court, etiquette and ceremony became the only functions of the nominal monarch after the camera government of the cloistered ex-Emperors had begun. And aristocratic women, though they might be notoriously unfaithful, kept up a show of modesty, covering their faces in public, refusing to speak to a stranger, going abroad in closed carriages or heavily veiled with hoods, and talking to men with their faces hid by a fan, a screen, or a sliding door, these degrees of intimacy being nicely adjusted to the rank and station of the person addressed. Love-making and wooing were governed by strict and conventional etiquette, and an interchange of letters of a very literary and artificial type and of poems usually took the place of personal meetings. Indeed, literary skill and appreciation of Chinese poetry and art were the main things sought for in a wife.
If the men of that time were soft and emotional, the women seemed to have descended to a lower level of morality than in any other period, with sexual morality and loyalty to their husbands being shockingly poor and not taken seriously. The tale of Ariwara Narihira, prince, poet, painter, and womanizer, along with Taka and her rise to power (see p. 238), has already been recounted; it’s worth noting that the Fujiwara, in their quest to control the Throne through Imperial consorts, influenced and even pressured the Emperors to set a bad example in these matters. However, amidst all this corruption, there was a facade of elaborate etiquette. Even in battle, breaking etiquette was considered a serious insult: as we have seen (p. 254), Taira Masakado lost the support of a key lieutenant during his revolt simply because he neglected to tie up his hair properly before meeting a visitor. At the Court, etiquette and ceremony became the sole functions of the nominal ruler once the cloistered ex-Emperors began their shadow governance. Aristocratic women, though they might have been openly unfaithful, maintained a facade of modesty, covering their faces in public, refusing to talk to strangers, traveling in closed carriages or heavily veiled hoods, and conversing with men while hidden behind a fan, screen, or sliding door, with these levels of intimacy carefully adjusted according to the status of the person they were addressing. Courtship and romance were governed by strict social rules, and exchanging letters filled with literary flair and poetry typically replaced face-to-face meetings. In fact, literary talent and an appreciation for Chinese poetry and art were the most sought-after qualities in a wife.
ENGRAVING: ARIWARA NARIHARA (Poet and Painter)
ENGRAVING: ARIWARA NARIHARA (Poet and Painter)
AMUSEMENTS
The pastimes of Court society in these years differed not so much in kind as in degree from those of the Nara epoch. In amusement, as in all else, there was extravagance and elaboration. What has already been said of the passion for literature would lead us to expect to find in the period an extreme development of the couplet-tournament (uta awase) which had had a certain vogue in the Nara epoch and was now a furore at Court. The Emperor Koko and other Emperors in the first half of the Heian epoch gave splendid verse-making parties, when the palace was richly decorated, often with beautiful flowers. In this earlier part of the period the gentlemen and ladies of the Court were separated, sitting on opposite sides of the room in which the party was held. Later in the Heian epoch the composition of love letters was a favorite competitive amusement, and although canons of elegant phraseology were implicitly followed, the actual contents of these fictitious letters were frankly indecent.
The pastimes of Court society during these years were not so much different in type as in intensity compared to those of the Nara period. In entertainment, as in everything else, there was extravagance and detail. What has already been mentioned about the passion for literature would lead us to expect an extreme development of the couplet-tournament (uta awase), which had been somewhat popular in the Nara period and was now a sensation at Court. Emperor Koko and other Emperors in the first half of the Heian period hosted lavish verse-making parties, during which the palace was beautifully decorated, often with lovely flowers. In this earlier part of the period, the men and women of the Court were separated, sitting on opposite sides of the room where the party was taking place. Later in the Heian period, writing love letters became a favored competitive pastime, and although elegant phrasing was typically followed, the actual content of these imaginary letters was quite explicit.
Other literary pastimes were: "incense-comparing," a combination of poetical dilletantism and skill in recognizing the fragrance of different kinds of incense burned separately or in different combinations; supplying famous stanzas of which only a word or so was given; making riddles in verse; writing verse or drawing pictures on fans,—testing literary and artistic skill; and making up lists of related ideographs. The love of flowers was carried to extravagant lengths. The camera Court in particular organized magnificent picnics to see the cherry-trees of Hosho-ji and the snowy forest at Koya. There were spring festivals of sunrise at Sagano and autumn moonlight excursions to the Oi River. The taste of the time was typified in such vagaries as covering trees with artificial flowers in winter and in piling up snow so that some traces of snowy landscapes might still be seen in spring or summer. Such excess reminds the student of decadent Rome as portrayed by the great Latin satirists.
Other literary pastimes included "incense-comparing," which was a mix of poetic hobbyism and the ability to identify different scents of incense that were burned separately or in various combinations; filling in famous lines with just a word or two; creating riddles in verse; writing poetry or drawing pictures on fans to showcase literary and artistic talents; and compiling lists of related ideographs. The passion for flowers was taken to extremes. The camera Court, in particular, organized amazing picnics to admire the cherry blossoms at Hosho-ji and the snowy forest at Koya. There were spring sunrise festivals at Sagano and autumn moonlight outings by the Oi River. The tastes of the time were reflected in eccentricities like decorating trees with artificial flowers in winter and making snow piles so that remnants of snowy landscapes would still be visible in spring or summer. Such excesses remind students of the decadent Rome depicted by the great Latin satirists.
Other favorite amusements at Court were: gathering sweet-flag in summer and comparing the length of its roots, hawking, fan-lotteries, a kind of backgammon called sugoroku, and different forms of gambling. Football was played, a Chinese game in which the winner was he who kicked the ball highest and kept it longest from touching the ground.
Other popular activities at Court included gathering sweet-flag in the summer and comparing the lengths of its roots, hawking, fan-lotteries, a type of backgammon called sugoroku, and various forms of gambling. They played football, a Chinese game where the winner was the one who kicked the ball the highest and kept it in the air the longest without it touching the ground.
Another rage was keeping animals as pets, especially cats and dogs, which received human names and official titles and, when they died, elaborate funerals. Kittens born at the palace at the close of the tenth century were treated with consideration comparable to that bestowed on Imperial infants. To the cat-mother the courtiers sent the ceremonial presents after childbirth, and one of the ladies-in-waiting was honoured by an appointment as guardian to the young kittens.
Another source of outrage was keeping animals as pets, particularly cats and dogs, which were given human names and titles, and, upon their death, were given elaborate funerals. Kittens born in the palace at the end of the tenth century were treated with the same care as Imperial infants. The cat-mother received ceremonial gifts from the courtiers after giving birth, and one of the ladies-in-waiting was honored with the role of guardian to the young kittens.
ENGRAVING: SKETCH OF "SHINDENZUKUBI" (Style of Dwelling House of
Nobles in the Heian Epoch)
ENGRAVING: SKETCH OF "SHINDENZUKUBI" (Style of Dwelling House of
Nobles in the Heian Period)
MUSIC AND DANCING
With the growth of luxury in the Heian epoch and the increase of extravagant entertainment and amusement, there was a remarkable development of music and the dance. Besides the six-stringed harp or wagon, much more complex harps or lutes of thirteen or twenty-five strings were used, and in general there was a great increase in the number and variety of instruments. Indeed, we may list as many as twenty kinds of musical instruments and three or four times as many varieties of dance in the Heian epoch. Most of the dances were foreign in their origin, some being Hindu, more Korean, and still more Chinese, according to the usual classification. But imported dances, adaptations of foreign dances, and the older native styles were all more or less pantomimic.
With the rise of luxury during the Heian period and the growth of extravagant entertainment, there was a significant development in music and dance. In addition to the six-stringed harp or wagon, more complex harps or lutes with thirteen or twenty-five strings were used, leading to a notable increase in the number and variety of instruments overall. In fact, we can identify as many as twenty different types of musical instruments and three or four times that number of dance styles from the Heian period. Most of the dances had foreign origins, with some being Hindu, many more Korean, and even more Chinese, according to the usual classification. However, imported dances, adaptations of foreign dances, and older native styles all had a pantomimic quality to them.
ARCHITECTURE AND LANDSCAPE GARDENING
Except in the new capital city with its formal plan there were no great innovations in architecture. Parks around large houses and willows and cherry-trees planted along the streets of Kyoto relieved this stiffness of the great city. Landscape-gardening became an art. Gardens were laid out in front of the row of buildings that made up the home of each noble or Court official.
Except for the new capital city with its official layout, there weren't many major innovations in architecture. Parks surrounding large houses, along with willows and cherry trees planted along the streets of Kyoto, helped soften the rigidity of the big city. Landscape gardening became a true art form. Gardens were designed in front of the series of buildings that comprised the residence of each noble or Court official.
Convention was nearly as rigid here as it was in Court etiquette. In the centre of this formal garden was a miniature lake with bridges leading to an island; there was a waterfall feeding the lake, usually at its southern end; and at the eastern and western limits of the garden, respectively, a grotto for angling and a "hermitage of spring water"—a sort of picnic ground frequented on summer evenings. The great artist, Kanaoka, of the end of the ninth century worked at laying out these rockeries and tiny parks. A native school of architects, or more correctly carpenters, had arisen in the province of Hida. There was less temple building than in the Nara epoch and more attention was given to the construction of elegant palaces for court officials and nobles. But these were built of wood and were far from being massive or imposing. As in other periods of Japanese architecture, the exterior was sacrificed to the interior where there were choice woodworking and joinery in beautiful woods, and occasionally screen-or wall-painting as decoration. There was still little house-furnishing. Mats (tatami), fitted together so as to cover the floor evenly, were not used until the very close of the period; and then, too, sliding doors began to be used as partitions. The coverings of these doors, silk or paper, were the "walls" for Japanese mural paintings of the period. As the tatami came into more general use, the bedstead of the earlier period, which was itself a low dais covered with mats and with posts on which curtains and nets might be hung, went out of use, being replaced by silken quilts spread on the floor-mats. Cushions and arm-rests were the only other important pieces of furniture.
Convention here was almost as strict as court etiquette. In the center of this formal garden was a small lake with bridges leading to an island; there was a waterfall feeding the lake, usually at its southern end; and at the eastern and western edges of the garden were a fishing grotto and a "hermitage of spring water"—a kind of picnic area popular on summer evenings. The great artist, Kanaoka, from the late ninth century, designed these rockeries and little parks. A local group of architects, or more accurately carpenters, had emerged in the Hida province. There was less temple construction than during the Nara period, with more focus on building elegant palaces for court officials and nobles. However, these were made of wood and were far from massive or grand. As in other periods of Japanese architecture, the exterior was less important than the interior, which featured exquisite woodworking and joinery with beautiful woods, and sometimes screen or wall paintings for decoration. Furnishings were still limited. Mats (tatami), which were fitted together to cover the floor evenly, weren't commonly used until the very end of the period; and at that time, sliding doors began to serve as partitions. The coverings of these doors, made from silk or paper, were the “walls” for Japanese mural paintings of the time. As tatami became more widely used, the earlier type of bedstead—a low platform covered with mats, with posts to hang curtains and nets—fell out of use, being replaced by silken quilts spread on the floor mats. Cushions and armrests were the only other significant pieces of furniture.
COSTUME
In the Heian epoch, Court costume was marked by the two characteristics that we have seen elsewhere in the period—extravagance and convention. Indeed, it may be said that Chinese dress and etiquette, introduced after the time of Kwammu were the main source of the luxury of the period. Costume was extreme, not alone in being rich and costly, but in amount of material used. Princely and military head-dresses were costly, jewelled, and enormously tall, and women wore their hair, if possible, so that it trailed below their elaborate skirts. Men's sleeves and trousers were cut absurdly large and full; and women's dress was not merely baggy but voluminous. At a palace fete in 1117 the extreme of elegance was reached by ladies each wearing a score or so of different coloured robes. In this period the use of costly and gorgeous brocades and silks with beautiful patterns and splendid embroideries began.
In the Heian period, court attire was defined by two main traits we've seen throughout this time—luxury and tradition. It can be said that Chinese clothing and customs, which were introduced after the era of Kwammu, mostly influenced the opulence of this period. The garments were extravagant, not just in their richness and cost, but also in the volume of fabric used. Noble and military headgear was expensive, adorned with jewels, and incredibly tall, while women styled their hair to trail behind their elaborate skirts. Men’s sleeves and trousers were exaggeratedly large, and women’s dresses were not just baggy but dramatically voluminous. At a palace celebration in 1117, the height of sophistication was showcased as ladies donned about twenty different colored robes. This period marked the beginning of using luxurious brocades and silks with gorgeous patterns and stunning embroideries.
Women at Court, and the Court dandies who imitated them, painted artificial eye-brows high on the forehead, shaving or plucking out the real brows, powdered and rouged their faces and stained their teeth black.
Women at court, along with the fashionable men who copied them, painted fake eyebrows high on their foreheads, shaved or plucked their real eyebrows, powdered and rouged their faces, and stained their teeth black.
ART
Ceramics did not advance in the Heian epoch, but in all other branches of art there were rapid strides forward. The development of interior decoration in temples, monasteries, and palaces was due to progress on the part of lacquerers and painters. Gold lacquer, lacquer with a gold-dust surface (called nashi-ji), and lacquer inlaid with mother-of-pearl were increasingly used. Thanks in part to the painters' bureau (E-dokoro) in the palace, Japanese painters began to be ranked with their Chinese teachers. Koze Kanaoka was the first to be thus honored, and it is on record that he was engaged to paint figures of arhats on the sliding doors of the palace. The epoch also boasted Fujiwara Tameuji, founder of the Takuma family of artists, and Fujiwara Motomitsu, founder of the Tosa academy. The sculpture of the time showed greater skill, but less grandeur of conception, than the work of the Nara masters. Sculpture in wood was important, dating especially from the 11th century. Jocho, possibly the greatest of the workers in this medium, followed Chinese models, and carved a famous Buddha for Michinaga's temple of Hosho-ji (1022). Jocho's descendant Unkei was the ancestor of many busshi or sculptors of Buddhist statues; and Kwaikei, a pupil of Unkei's brother Jokaku, is supposed to have collaborated with Unkei on the great gate-guardians of the Todai-ji temple. It is important to note that, especially in the latter half of the Heian epoch, painters and sculptors were usually men of good family. Art had become fashionable.
Ceramics didn't progress during the Heian period, but all other art forms saw rapid advancements. The enhancement of interior decoration in temples, monasteries, and palaces was driven by improvements made by lacquerers and painters. Gold lacquer, lacquer with a gold-dust finish (known as nashi-ji), and lacquer inlaid with mother-of-pearl became increasingly popular. Thanks in part to the painters' bureau (E-dokoro) in the palace, Japanese painters started to be recognized alongside their Chinese counterparts. Koze Kanaoka was the first to receive such recognition, and it’s recorded that he was commissioned to paint figures of arhats on the sliding doors of the palace. The period also featured Fujiwara Tameuji, who founded the Takuma family of artists, and Fujiwara Motomitsu, who established the Tosa academy. Sculpture from this time displayed greater skill but lacked the grandeur of the Nara masters. Wood sculpture became significant, especially from the 11th century. Jocho, possibly the most renowned artist in this medium, followed Chinese influences and carved a famous Buddha for Michinaga's temple of Hosho-ji (1022). Jocho's descendant Unkei became the ancestor of many busshi or sculptors of Buddhist statues; and Kwaikei, a student of Unkei's brother Jokaku, is believed to have worked with Unkei on the great gate-guardians of the Todai-ji temple. It's crucial to note that, especially in the latter half of the Heian period, painters and sculptors were typically men from well-off families. Art had become trendy.
Two minor forms of sculpture call for special attention. The decoration of armour reached a high pitch of elaboration; and the beautiful armour of Minamoto Yoshitsune is still preserved at Kasuga, Nara. And masks to be used in mimetic dances, such as the No, received attention from many great glyptic artists.
Two minor forms of sculpture deserve special attention. The decoration of armor became highly elaborate, and the beautiful armor of Minamoto Yoshitsune is still preserved at Kasuga, Nara. Additionally, masks for mimetic dances, like No, were crafted by many renowned artists in glyptic art.
ENGRAVING: RAKAN (BUDDHIST DISCIPLE) (Carving in Stone at Horiuji)
ENGRAVING: RAKAN (BUDDHIST DISCIPLE) (Carving in Stone at Horyu-ji)
AGRICULTURE
In the year 799, cotton-seed, carried by an Indian junk which drifted to the coast of Mikawa, was sown in the provinces of Nankai-do and Saikai-do, and fifteen years later, when Saga reigned, tea plants were brought from overseas and were set out in several provinces. The Emperor Nimmyo (834-850) had buckwheat sown in the home provinces (Kinai), and the same sovereign encouraged the cultivation of sorghum, panic-grass, barley, wheat, large white beans, small red beans, and sesame. It was at this time that the ina-hata (paddy-loom) was devised for drying sheaves of rice before winnowing. Although it was a very simple implement, it nevertheless proved of such great value that an Imperial command was issued urging its wide use. In short, in the early years of the Heian epoch, the Throne took an active part in promoting agriculture, but this wholesome interest gradually declined in proportion to the extension of tax-free manors (shoen).
In the year 799, cotton seeds were brought ashore by an Indian junk that drifted to the coast of Mikawa. They were planted in the provinces of Nankai-do and Saikai-do, and fifteen years later, during the reign of Saga, tea plants were imported from abroad and planted in several provinces. Emperor Nimmyo (834-850) had buckwheat grown in the home provinces (Kinai), and this ruler also encouraged the cultivation of sorghum, panic grass, barley, wheat, large white beans, small red beans, and sesame. It was during this time that the ina-hata (paddy loom) was invented for drying sheaves of rice before winnowing. Although it was a very simple tool, it proved to be so valuable that an Imperial command was issued to promote its widespread use. In short, in the early years of the Heian period, the Throne took an active role in encouraging agriculture, but this positive interest gradually declined as tax-free estates (shoen) expanded.
TRADE
The story of trade resembled that of agriculture prosperous development at the beginning of the era, followed by stagnation and decline. Under Kwummu (782-805) and his immediate successors, canals and roads were opened, irrigation works were undertaken, and coins were frequently cast. But coins were slow in finding their way into circulation, and taxes were generally paid in kind. Nevertheless, for purposes of trade, prices of staples were fixed in terms of coin. Thus in the year 996, a koku (about 5 bushels) of rice was the equivalent of 1000 cash (ik-kan-mon); a koku of barley was valued at 2500 cash, and a hiki (25 yards) of silk at 2000 cash. Yet in actual practice, commodities were often assessed in terms of silk or rice. Goods were packed in stores (kura) or disposed on shelves in shops (machi-ya), and at ports where merchantmen assembled there were houses called tsuya (afterwards toiya) where wholesale transactions were conducted on the commission system.
The story of trade was similar to that of agriculture, which experienced a period of growth at the start of the era, followed by stagnation and decline. During Kwummu’s reign (782-805) and his immediate successors, canals and roads were built, irrigation projects were launched, and coins were regularly minted. However, coins were slow to enter circulation, and taxes were usually paid in kind. Still, for trade purposes, staple prices were set in coins. In the year 996, a koku (about 5 bushels) of rice was worth 1000 cash (ik-kan-mon); a koku of barley was priced at 2500 cash, and a hiki (25 yards) of silk at 2000 cash. Yet, in practice, goods were often valued in silk or rice. Products were stored in warehouses (kura) or displayed on shelves in shops (machi-ya), and at ports where merchants gathered, there were buildings called tsuya (later known as toiya) where wholesale transactions took place on a commission basis.
The city of Kyoto was divided into two parts, an eastern capital (Tokyo) and a western capital (Saikyo). During the first half of every month all commercial transactions were conducted in the eastern capital, where fifty-one kinds of commodities were sold in fifty-one shops; and during the second half the western capital alone was frequented, with its thirty-three shops and thirty-three classes of goods. After the abolition of embassies to China, at the close of the ninth century, oversea trade declined for a time. But the inhabitants of Tsukushi and Naniwa, which were favourably located for voyages, continued to visit China and Korea, whence they are reported to have obtained articles of value. Other ports frequented by foreign-going ships were Kanzaki, Eguchi, Kaya, Otsu, and Hakata.
The city of Kyoto was split into two areas: the eastern capital (Tokyo) and the western capital (Saikyo). During the first half of each month, all business transactions took place in the eastern capital, where fifty-one types of goods were sold in fifty-one shops. In the second half, people only visited the western capital, which had thirty-three shops and thirty-three types of goods. After the embassies to China were abolished at the end of the ninth century, overseas trade dropped for a while. However, the residents of Tsukushi and Naniwa, who were well-positioned for travel, continued to visit China and Korea, where they reportedly brought back valuable items. Other ports that were popular with ships heading abroad included Kanzaki, Eguchi, Kaya, Otsu, and Hakata.
SUPERSTITION
Turning to the inner life of the people in the Heian epoch, we may say with little fear of exaggeration that the most notable thing was the increase of superstition. This was due in part at least to the growth in Japan of the power of Buddhism, and, be it understood, of Buddhism of a degraded and debased form. The effort to combine Buddhism and Shinto probably robbed the latter of any power it might otherwise have had to withstand superstition. Although men of the greatest ability went into the Buddhist monasteries, including many Imperial princes, their eminence did not make them better leaders and guides of the people, but rather aided them in misleading and befooling the laity. Murdoch in speaking of the beginning of the 12th century says: "At this date, Buddhism in Japan from a moral point of view was in not a whit better case than was the Church of Rome between the death of Sylvester II and the election of Leo IX." An interesting parallel might be drawn between Japanese and European superstition, as each was consequent on the low standards of the clergy of the times. The famous report of Miyoshi Kiyotsura, to which we have so often alluded, spoke in no measured terms of the greed and vice of the Buddhist priests. And the character of these hireling shepherds goes far to explain the gross superstition of the tune. We have told (p. 274) the story of the abbot Raigo and how the Court was forced to purchase from him intercessory prayers for the birth of an heir,—and of the death of the heir in apparent consequence of Raigo's displeasure. Near the end of the ninth century one Emperor made a gift of 500,000 yen for prayers that seemed to have saved the life of a favourite minister. Prayers for rain, for prolonged life, for victory over an enemy, were implicitly believed to be efficient, and priests received large bribes to make these prayers. Or they received other rewards: the privilege of coming to Court in a carriage was granted to one priest for bringing rain after a long drought and to another for saving the life of a sick prince in 981. As men got along in years they had masses said for the prolongation of their lives,—with an increase in the premium each year for such life insurance. Thus, at forty, a man had masses said in forty shrines, but ten years later at fifty shrines in all.
Looking at the inner lives of people during the Heian period, we can say, without much exaggeration, that the most significant aspect was the rise of superstition. This was partly due to the growing influence of Buddhism in Japan, particularly a corrupted version of it. The effort to merge Buddhism and Shinto likely weakened Shinto’s ability to resist superstition. Although some of the most talented individuals, including many Imperial princes, entered Buddhist monasteries, their status did not improve their ability to lead and guide the public; in fact, it often helped them mislead and deceive the common people. Murdoch, discussing the early 12th century, stated: "At this time, Buddhism in Japan from a moral perspective was no better off than the Church of Rome between the death of Sylvester II and the election of Leo IX." An interesting comparison can be made between Japanese and European superstition, both born out of the low standards of the clergy at the time. The well-known report from Miyoshi Kiyotsura, which we have frequently referenced, bluntly criticized the greed and corruption of Buddhist priests. The conduct of these mercenary leaders significantly explains the rampant superstition of the period. We have recounted (p. 274) the tale of Abbot Raigo, who made the Court pay for prayers for the birth of an heir—only for the heir to die under circumstances that seemed to reflect Raigo's anger. Towards the end of the ninth century, a certain Emperor donated 500,000 yen for prayers believed to have saved a beloved minister. Prayers for rain, long life, and victory over enemies were widely believed to be effective, and priests were offered substantial bribes to perform these rituals. Alternatively, they received other rewards: one priest was allowed to come to Court in a carriage for bringing rain after a lengthy drought, while another received similar honors for saving the life of a sick prince in 981. As people aged, they had masses held for extending their lives, increasing the offerings each year for such life insurance. So, at age forty, a man would have masses said in forty shrines, but ten years later, that number would grow to fifty.
In this matter, as in others, the influence of the Fujiwara was great. They were in a close alliance with the priests, and they controlled the Throne through consorts and kept the people in check through priests and superstitions.
In this issue, like in others, the Fujiwara had a significant influence. They were closely allied with the priests and controlled the Throne through their consorts, while keeping the people subdued through priests and superstitions.
With the widespread belief in the power of priestly prayer there was prevalent a fear of spirits and demons. Oda received a promise in a dream that he would become Emperor. In the next generation the Emperor Daigo exiled Sugawara Michizane to Kyusml, where the exile died in two years. Soon afterwards the Emperor fell sick; and this, the disaster of 930 when a thunderstorm killed many nobles in the Imperial palace, and the sudden death of Michizane's accusers and of the Crown Prince were explained as due to the ill-will of the injured man's spirit. His titles were restored and everything possible was done to placate the ghost (see p. 244). To an earlier period belongs the similar story of Kwammu and his efforts to placate the spirit of his younger brother whom he had exiled and killed. Kwammu, fearing that death was coming upon him, built a temple to the shade of this brother. A cloud over the palace of another Emperor was interpreted as a portentous monster, half monkey and half snake, and one of the Minamoto warriors won fame for his daring in shooting an arrow at the cloud, which then vanished. Equally foolhardy and marvellous was the deed of Fujiwara Michinaga, who alone of a band of courtiers in the palace dared one dark night to go unattended and without lights from one end of the palace to the other.
With the widespread belief in the power of priestly prayer, there was also a strong fear of spirits and demons. Oda received a promise in a dream that he would become Emperor. In the next generation, Emperor Daigo exiled Sugawara Michizane to Kyushu, where he died two years later. Shortly after that, the Emperor fell ill; this was seen as a disaster in 930 when a thunderstorm killed many nobles in the Imperial palace, along with the sudden deaths of Michizane's accusers and the Crown Prince, which were all blamed on the anger of the wronged man's spirit. His titles were restored, and everything possible was done to appease the ghost (see p. 244). An earlier story involves Kwammu and his efforts to appease the spirit of his younger brother, whom he had exiled and killed. Fearing that death was near, Kwammu built a temple to honor his brother's spirit. A cloud over another Emperor's palace was interpreted as a menacing creature, half monkey and half snake, and one of the Minamoto warriors gained fame for his courage in shooting an arrow at the cloud, which then disappeared. Equally reckless and remarkable was the act of Fujiwara Michinaga, who, out of all the courtiers in the palace, dared to walk unattended and without lights from one end of the palace to the other on a dark night.
When the new city of Kyoto was built, a Buddhist temple was put near the northeast gate to protect the capital from demons, since the northeast quarter of the sky belonged to the demons; and on a hill a clay statue was erected, eight feet high and armed with bow, arrows and cuirass, to guard the city. So implicit was the belief in the power of this colossal charm that it was said that it moved and shouted to warn the city of danger.
When the new city of Kyoto was built, a Buddhist temple was placed near the northeast gate to protect the capital from demons, as the northeast part of the sky was associated with them. On a hill, a clay statue was erected, standing eight feet tall and armed with a bow, arrows, and armor, to guard the city. The belief in the power of this massive charm was so strong that people said it could move and shout to warn the city of danger.
ENGRAVING: EARTHEN-WARE HOUSE FOR ORNAMENT
EDUCATION
There was, of course, no organized system of schools in this period, but education was not neglected. A university was established in the newly built capital, and there were five family schools or academies for the youth of the separate uji. A school and hospital, founded by Fujiwara Fuyutsugu in 825, received an Imperial endowment. At almost exactly the same time (823) the Bunsho-in was founded by Sugawara. The Sogaku-in was founded in 831 by Arihara Yukihara. In 850 the consort of the emperor Saga built the Gakkwan-in for the Tachibana family; and in 841 the palace of Junna became a school. And there was one quasi-public school, opened in 828, in the Toji monastery south of the capital, which was not limited to any family and was open to commoners.
There wasn't a formal school system back then, but education was still important. A university was set up in the newly constructed capital, along with five family schools or academies for the youth of different uji. A school and hospital established by Fujiwara Fuyutsugu in 825 received funding from the emperor. Around the same time, in 823, Sugawara founded the Bunsho-in. The Sogaku-in was started in 831 by Arihara Yukihara. In 850, the emperor Saga's consort built the Gakkwan-in for the Tachibana family, and in 841, the palace of Junna was turned into a school. There was also a quasi-public school that opened in 828 at the Toji monastery south of the capital, which was accessible to everyone, not just specific families.
ENGRAVING: NETSUKE (Hand-carvings in Ivory)
ENGRAVING: NETSUKE (Hand-carved Ivory)
ENGRAVING: ARCHERY IN OLD JAPAN
CHAPTER XXIV
THE EPOCH OF THE GEN (MINAMOTO) AND THE HEI (TAIRA)
SUPREMACY OF THE MILITARY CLASS
DESCRIBED superficially, the salient distinction between the epochs of the Fujiwara and the Gen-pei was that during the former the administrative power lay in the hands of the Court nobles in Kyoto, whereas, during the latter, it lay in the hands of the military magnates in the provinces. The processes by which this change was evolved have already been explained in part and will be further elucidated as we advance. Here, however, it is advisable to note that this transfer of authority was, in one sense, a substitution of native civilization for foreign, and, in another, a reversion to the conditions that had existed at the time of the Yamato conquest. It was a substitution of native civilization for foreign, because the exotic culture imported from China and Korea had found its chief field of growth in the capital and had never extended largely to the provinces; and it was a reversion to the conditions existing at the time of the Yamato conquest, because at that time the sword and the sceptre had been one.
DESCRIBED superficially, the main difference between the eras of the Fujiwara and the Gen-pei was that during the former, power was held by the Court nobles in Kyoto, while during the latter, it was held by military leaders in the provinces. The processes that led to this change have been partly explained and will be further clarified as we continue. Here, however, it’s important to note that this shift in authority represented, in one sense, a replacement of native culture for foreign influences, and in another sense, a return to the conditions that existed at the time of the Yamato conquest. It was a replacement of native culture for foreign because the exotic cultures brought from China and Korea predominantly thrived in the capital and never extended much to the provinces; and it was a return to the conditions present during the Yamato conquest because back then, the sword and the scepter were one.
The Mononobe and the Otomo families constituted the pillars of the State under the early Emperors. Their respective ancestors were Umashimade no Mikoto and Michi no Omi no Mikoto. The Japanese term monobe (or mononofu) was expressed by Chinese ideographs having the sound, bushi. Thus, though it is not possible to fix the exact date when the expression, bushi, came into general use, it is possible to be sure that the thing itself existed from time immemorial. When the Yamato sovereign undertook his eastward expedition, Umashimade with his monobe subdued the central districts, and Michi no Omi with his otomo and Okume-be consolidated these conquests. Thereafter the monobe were organized into the konoe-fu (palace guards) and the otomo into the emon-fu (gate guards). Not military matters alone, but also criminal jurisdiction, belonged to the functions of these two.
The Mononobe and Otomo families were the foundation of the State during the early Emperors. Their ancestors were Umashimade no Mikoto and Michi no Omi no Mikoto. The Japanese term monobe (or mononofu) was represented by Chinese characters that sound like bushi. While we can't pinpoint the exact time when the term bushi became widely used, we can be certain that the concept itself has existed for a very long time. When the Yamato emperor launched his eastward campaign, Umashimade and his monobe conquered the central regions, while Michi no Omi and his otomo and Okume-be solidified these victories. Afterward, the monobe were organized into the konoe-fu (palace guards), and the otomo into the emon-fu (gate guards). Their responsibilities included not only military affairs but also criminal jurisdiction.
THE BUSHI
The earliest type of the Yamato race having thus been military, it becomes important to inquire what tenets constituted the soldier's code in old Japan. Our first guide is the celebrated anthology, Manyo-shu, compiled in the ninth century and containing some poems that date from the sixth. From this we learn that the Yamato monono-fu believed himself to have inherited the duty of dying for his sovereign if occasion required. In that cause he must be prepared at all times to find a grave, whether upon the desolate moor or in the stormy sea. The dictates of filial piety ranked next in the ethical scale. The soldier was required to remember that his body had been given to him by his parents, and that he must never bring disgrace upon his family name or ever disregard the dictates of honour. Loyalty to the Throne, however, took precedence among moral obligations. Parent, wife, and child must all be abandoned at the call of patriotism. Such, as revealed in the pages of the Myriad Leaves, were the simple ethics of the early Japanese soldier. And it was largely from the Mononobe and Otomo families that high officials and responsible administrators were chosen at the outset.
The earliest type of the Yamato race was military, so it’s important to look into the principles that made up the soldier's code in ancient Japan. Our first source is the famous anthology, Manyo-shu, compiled in the ninth century and featuring some poems that date back to the sixth century. From this, we learn that the Yamato monono-fu believed it was their duty to die for their sovereign if necessary. For this cause, they had to be ready at all times to meet their end, whether on a lonely moor or in the rough sea. The principles of filial piety were next in importance. Soldiers had to remember that their bodies were given to them by their parents, and they must never bring shame to their family name or ignore the calls of honor. Loyalty to the Throne, however, was the highest moral obligation. Parents, wives, and children had to be put aside for the sake of patriotism. These simple ethics of the early Japanese soldier are shown in the Myriad Leaves. Additionally, high officials and responsible administrators were largely chosen from the Mononobe and Otomo families from the very beginning.
When Buddhism arrived in the sixth century, we have seen that it encountered resolute opposition at the hands of Moriya, the o-muraji of the Mononobe family. That was natural. The elevation of an alien deity to a pedestal above the head of the ancestral Kami seemed specially shocking to the soldier class. But the tendency of the time was against conservatism. The Mononobe and the Otomo forfeited their position, and the Soga stepped into their place, only to be succeeded in turn by the Fujiwara. These last, earnest disciples of Chinese civilization, looked down on the soldier, and delegated to him alone the use of brute force and control of the criminal classes, reserving for themselves the management of civil government and the pursuit of literature, and even leaving politics and law in the hands of the schoolmen.
When Buddhism arrived in the sixth century, it faced strong resistance from Moriya, the o-muraji of the Mononobe family. This opposition was understandable. The idea of placing a foreign deity above the ancestral Kami was particularly shocking to the warrior class. However, the trend of the time was moving away from conservatism. The Mononobe and the Otomo lost their influence, and the Soga took their place, only to be eventually replaced by the Fujiwara. The Fujiwara, who were dedicated followers of Chinese civilization, looked down on the warriors and assigned the use of force and control over criminals solely to them, while they managed civil government and pursued literature, even leaving politics and law to the scholars.
In these circumstances the military families of Minamoto (Gen) and Taira (Hei), performing the duties of guards and of police, gradually acquired influence; were trusted by the Court on all occasions demanding an appeal to force, and spared no pains to develop the qualities that distinguished them—the qualities of the bushi. Thus, as we turn the pages of history, we find the ethics of the soldier developing into a recognized code. His sword becomes an object of profound veneration from the days of Minamoto Mitsunaka, who summons a skilled swordsmith to the capital and entrusts to him the task of forging two blades, which, after seven days of fasting and prayer and sixty days of tempering, emerge so trenchant that they are thereafter handed down from generation to generation of the Minamoto as treasured heirlooms.*
In this situation, the military families of Minamoto (Gen) and Taira (Hei), taking on the roles of guards and police, gradually gained influence. They were relied upon by the Court whenever there was a need for force and made significant efforts to develop the qualities that set them apart—the qualities of the bushi. As we look through history, we see the soldier's ethics evolving into a recognized code. His sword becomes an item of deep respect, starting from the time of Minamoto Mitsunaka, who invites a skilled swordsmith to the capital and assigns him the task of forging two blades. After seven days of fasting and prayer and sixty days of tempering, the swords result so sharp that they are passed down through generations of the Minamoto as treasured heirlooms.*
*The swords were named "Knee-cutter" and "Beard-cutter," because when tested for decapitating criminals, they severed not only the necks but also the beard and the knees.
*The swords were called "Knee-cutter" and "Beard-cutter," because when tested for beheading criminals, they cut through not just the necks but also the beards and knees.
That the bushi's word must be sacred and irrevocable is established by the conduct of Minamoto Yorinobu who, having promised to save the life of a bandit if the latter restore a child taken as a hostage, refuses subsequently to inflict any punishment whatever on the robber. That a bushi must prefer death to surrender is a principle observed in thousands of cases, and that his family name must be carefully guarded against every shadow of reproach is proved by his habit of prefacing a duel on the battle-field with a recitation of the titles and deeds of his ancestors. To hold to his purpose in spite of evil report; to rise superior to poverty and hardship; not to rest until vengeance is exacted for wrong done to a benefactor or a relation; never to draw his sword except in deadly earnest—these are all familiar features of the bushi's practice, though the order and times of their evolution cannot be precisely traced.
The bushi's word must be seen as sacred and unbreakable, as shown by Minamoto Yorinobu, who promised to save a bandit’s life if the bandit returned a child who had been taken hostage, and then refused to punish him afterward. The principle that a bushi should prefer death over surrender is evident in countless instances, and the need to protect his family name from any hint of disgrace is reflected in his practice of starting a duel on the battlefield by stating his ancestors' titles and accomplishments. Staying true to his purpose despite bad reputation, overcoming poverty and hardship, not resting until he avenges wrongs done to a benefactor or family member, and only drawing his sword with serious intent—these are all well-known traits of the bushi, although the exact order and timing of these practices cannot be precisely determined.
Even more characteristic is the quality called fudoshin, or immobility of heart. That this existed in practice from an early era cannot be doubted, but its cultivation by a recognized system of training dates from the beginning of the thirteenth century, when the introspective tenet (kwanshin-ho) of the Zen sect of Buddhism taught believers to divest themselves wholly of passion and emotion and to educate a mind unmoved by its environment, so that, in the storm and stress of battle, the bushi remains as calm and as self-possessed as in the quietude of the council chamber or the sacred stillness of the cloister. The crown of all his qualities was self-respect. He rated himself too high to descend to petty quarrels, or to make the acquisition of rank his purpose, or to have any regard for money.
Even more characteristic is the quality known as fudoshin, or immobility of heart. It’s clear that this existed in practice from an early time, but its development through a structured training system began in the early thirteenth century. During this period, the introspective principle (kwanshin-ho) of the Zen sect of Buddhism instructed followers to completely let go of passion and emotion and to cultivate a mind that remains unaffected by its surroundings. This way, in the chaos of battle, the bushi can stay as calm and composed as they would be in the tranquility of a council chamber or the sacred stillness of a cloister. The highest of all his qualities was self-respect. He valued himself too much to engage in petty disputes, to make seeking rank his goal, or to be concerned about money.
THE MILITARY ART
As for tactics, individual prowess was the beginning and the end of all contests, and strategy consisted mainly of deceptions, surprises, and ambushes. There were, indeed, certain recognized principles derived from treatises compiled by Sung and 'Ng,* two Chinese generals of the third century A.D. These laid down that troops for offensive operations in the field must be twice as numerous as the enemy; those for investing a fortress should be to the garrison as ten to one, and those for escalade as five to one. Outflanking methods were always to be pursued against an adversary holding high ground, and the aim should be to sever the communications of an army having a mountain or a river on its rear. When the enemy selected a position involving victory or death, he was to be held, not attacked, and when it was possible to surround a foe, one avenue of escape should always be left to him, since desperate men fight fiercely. In crossing a river, much space should separate the van from the rear of the crossing army, and an enemy crossing was not to be attacked until his forces had become well engaged in the operation. Birds soaring in alarm should suggest an ambush, and beasts breaking cover, an approaching attack. There was much spying. A soldier who could win the trust of the enemy, sojourn in his midst, and create dissensions in his camp, was called a hero.
When it comes to tactics, individual skill was everything. Strategies mainly relied on tricks, surprises, and ambushes. There were some established principles taken from writings by Sung and 'Ng,* two Chinese generals from the third century A.D. They stated that troops for offensive operations should be at least double the size of the enemy's; those laying siege to a fortress should outnumber the garrison ten to one, and those storming a position five to one. Flanking movements were always encouraged against an enemy on higher ground, and the goal should be to cut off the communication lines of an army that had a mountain or river at its back. When the enemy chose a position where they either win or die, they should be contained rather than attacked, and if encircling an opponent was possible, at least one escape route should be left open, as cornered individuals tend to fight harder. When crossing a river, there should be plenty of space between the front and the back of the advancing army, and an attacking enemy should not be engaged until they were well into the crossing. If birds flew up in alarm, it indicated a possible ambush, while animals fleeing suggested an imminent attack. Spying was common. A soldier who could gain the enemy's trust, stay among them, and create conflict within their ranks was considered a hero.
*See Captain Calthrop's The Book of War.
*See Captain Calthrop's The Book of War.
Judged by this code of precepts, the old-time soldier of the East has been denounced by some critics as representing the lowest type of military ethics. But such a criticism is romantic. The secret-intelligence department of a twentieth-century army employs and creates opportunities just as zealously as did the disciples of Sung and 'Ng. It is not here that the defects in the bushi's ethics must be sought. The most prominent of those defects was indifference to the rights of the individual. Bushido taught a vassal to sacrifice his own interest and his own life on the altar of loyalty, but it did not teach a ruler to recognize and respect the rights of the ruled. It taught a wife to efface herself for her husband's sake, but it did not teach a husband any corresponding obligation towards a wife. In a word, it expounded the relation of the whole to its parts, but left unexpounded the relation of the parts to one another.
Judged by this set of principles, the old soldier of the East has been criticized by some as embodying the lowest standards of military ethics. But that kind of criticism is outdated. The intelligence departments of modern armies operate just as actively as the followers of Sung and 'Ng did. The real flaws in the bushi's ethics lie elsewhere. The most significant of those flaws was a disregard for individual rights. Bushido taught a vassal to put aside his own interests and life for loyalty, but it didn’t teach a ruler to acknowledge and respect the rights of those he ruled. It instructed a wife to submerge her identity for her husband's benefit, but it didn’t instill a similar duty in husbands toward their wives. In short, it explained the relationship of the whole to its parts but did not address how the parts relate to each other.
A correlated fault was excessive reverence for rank and rigid exclusiveness of class. There was practically no ladder for the commoner,—the farmer, the artisan, and the merchant—to ascend into the circle of the samurai. It resulted that, in the thirteenth and fourteenth centuries, gifted men of the despised grades sought in the cloister an arena for the exercise of their talents, and thus, while the bushi received no recruits, the commoners lost their better elements, and Buddhism became a stage for secular ambition. It can not be doubted that by closing the door of rank in the face of merit, bushido checked the development of the nation. Another defect in the bushido was indifference to intellectual investigation. The schoolmen of Kyoto, who alone received honour for their moral attainments, were not investigators but imitators, not scientists but classicists. Had not Chinese conservatism been imported into Japan and had it not received the homage of the bushi, independent development of original Japanese thought and of intellectual investigation might have distinguished the Yamato race. By a learned Japanese philosopher (Dr. Inouye Tetsujiro) the ethics of the bushi are charged with inculcating the principles of private morality only and ignoring those of public morality.
A related issue was the excessive respect for rank and strict class exclusivity. There was basically no way for common people—the farmers, craftsmen, and merchants—to move up into the samurai circle. As a result, during the thirteenth and fourteenth centuries, talented individuals from these marginalized groups turned to monasteries as a place to showcase their skills, and while the samurai had no new recruits, the commoners lost their best talents, and Buddhism became a platform for worldly ambitions. It's clear that by shutting out merit in favor of rank, bushido hindered the nation's growth. Another flaw in bushido was its lack of interest in intellectual exploration. The scholars of Kyoto, who alone were celebrated for their ethical accomplishments, were not true investigators but mere imitators, not scientists but classicists. If Chinese conservatism hadn’t been brought to Japan and embraced by the samurai, the independent development of original Japanese thinking and intellectual inquiry could have set the Yamato people apart. A learned Japanese philosopher, Dr. Inouye Tetsujiro, criticized the ethics of the samurai for promoting only personal morality while neglecting public morality.
MILITARY FAMILES AND THEIR RETAINERS
It has been noticed that the disposition of the Central Government was to leave the provincial nobles severely alone, treating their feuds and conflicts as wholly private affairs. Thus, these nobles being cast upon their own resources for the protection of their lives and properties, retained the services of bushi, arming them well and drilling them assiduously, to serve as guards in time of peace and as soldiers in war. One result of this demand for military material was that the helots of former days were relieved from the badge of slavery and became hereditary retainers of provincial nobles, nothing of their old bondage remaining except that their lives were at the mercy of their masters.
It has been observed that the Central Government's approach was to leave the provincial nobles completely alone, considering their disputes and conflicts as entirely private matters. As a result, these nobles had to rely on themselves for the protection of their lives and property, hiring bushi, who were well armed and rigorously trained, to serve as guards in peacetime and as soldiers in war. One outcome of this need for military support was that the serfs of previous times were freed from their status as slaves and became hereditary retainers of the provincial nobles, with the only remnant of their former bondage being that their lives were at the mercy of their masters.
FIEFS AND TERRITORIAL NAMES
As the provincial families grew in numbers and influence they naturally extended their estates, so that the landed property of a great sept sometimes stretched over parts, or even the whole, of several provinces. In these circumstances it became convenient to distinguish branches of a sept by the names of their respective localities and thus, in addition to the sept name (uji or sei), there came into existence a territorial name (myoji or shi). For example, when the descendants of Minamoto no Yoshiiye acquired great properties at Nitta and Ashikaga in the provinces of Kotsuke and Shimotsuke, they took the territorial names of Nitta and Ashikaga, remaining always Minamoto; and when the descendants of Yoshimitsu, younger brother of Yoshiiye, acquired estates in the province of Kai, they began to call themselves Takeda.
As provincial families grew in number and power, they naturally expanded their estates, so that the land owned by a large clan sometimes covered parts or even all of several provinces. In this situation, it became useful to distinguish branches of a clan by the names of their specific areas, resulting in the creation of a territorial name (myoji or shi) in addition to the clan name (uji or sei). For instance, when the descendants of Minamoto no Yoshiiye acquired significant lands in Nitta and Ashikaga in the provinces of Kotsuke and Shimotsuke, they adopted the territorial names of Nitta and Ashikaga, while still remaining Minamoto. Similarly, when the descendants of Yoshimitsu, Yoshiiye's younger brother, acquired estates in the province of Kai, they started calling themselves Takeda.
It is unnecessary to pursue the subject further than to note that, while the names of the great septs (uji) were few, the territorial cognomens were very numerous; and that while the use of myoji (or shi) was common in the case of the Fujiwara, the Taira, and the Minamoto septs, the uji alone was employed by the Abe, the Ono, the Takahashi, the Kusakabe, the Ban, the Hata, and certain others. It will readily be conceived that although the territorial sections of the same sept sometimes quarrelled among themselves, the general practice was that all claiming common descent supported each other in war. The Minamoto (Gen) bushi recognized as the principal family line that of Tsunemoto from whom were descended the following illustrious chiefs:
It’s not necessary to go deeper into the topic other than to point out that, while there were only a few names for the major clans (uji), there were many territorial names. Additionally, using myoji (or shi) was common for the Fujiwara, Taira, and Minamoto clans, while the uji was used by the Abe, Ono, Takahashi, Kusakabe, Ban, Hata, and a few others. It's clear that, although different territorial branches of the same clan sometimes argued among themselves, the usual practice was for all claiming a common ancestry to support each other in battle. The Minamoto (Gen) warriors recognized the Tsunemoto family line as the main lineage, from which the following notable leaders descended:
Minamoto (Gen) no Tsunemoto, commander-in-chief of local Governments
|
Mitsunaka
|
+————-+————+
| |
Yorimitsu Yorinobu
|
Yoriyoshi
|
Yoshiiye
|
+—————+——————+——-+——-+—————-+—————-+
| | | | | |
Yoshimune Yoshichika Yoshikuni Yoshitada Yoshitoki Yoshitaka
|
Tameyoshi
|
+—————+——————+—————-+
| | | |
Yoshitomo Yoshikata Tametomo Twenty others
| |
| Yoshinaka
| (of Kiso)
|
+—————+————-+—————-+——————+
| | | |
Yoritomo Noriyori Yoshitsune Six others
Minamoto (Gen) no Tsunemoto, chief commander of local governments
|
Mitsunaka
|
+————-+————+
| |
Yorimitsu Yorinobu
|
Yoriyoshi
|
Yoshiiye
|
+—————+——————+——-+——-+—————-+—————-+
| | | | | |
Yoshimune Yoshichika Yoshikuni Yoshitada Yoshitoki Yoshitaka
|
Tameyoshi
|
+—————+——————+—————-+
| | | |
Yoshitomo Yoshikata Tametomo Twenty others
| |
| Yoshinaka
| (of Kiso)
|
+—————+————-+—————-+——————+
| | | |
Yoritomo Noriyori Yoshitsune Six others
A similar table for the Taira (Hei) runs thus:
A similar table for the Taira (Hei) looks like this:
Taira (Hei) no Sadamori (quelled the Masakado revolt).
|
Korehira (of Ise province)
|
———-
|
———-
|
Masamori (governed Ise, Inaba, Sanuki, etc.;
| quelled the rebellion of Minamoto
+—————+ Yoshichika).
| |
Tadamasa Tadamori (served the Emperors Shirakawa,
| Horikawa, and Toba;* subdued the
| pirates of Sanyo-do and Nankai-do)
|
Kiyomori (crushed the Minamoto and temporarily
| established the supremacy of the Taira).
|
Shigemori
Taira (Hei) no Sadamori (put down the Masakado revolt).
|
Korehira (from Ise province)
|
———-
|
———-
|
Masamori (governed Ise, Inaba, Sanuki, etc.;
| subdued the rebellion of Minamoto
+—————+ Yoshichika).
| |
Tadamasa Tadamori (served Emperors Shirakawa,
| Horikawa, and Toba;* defeated the
| pirates of Sanyo-do and Nankai-do)
|
Kiyomori (defeated the Minamoto and temporarily
| established the dominance of the Taira).
|
Shigemori
In its attitude towards these two families the Court showed short-sighted shrewdness. It pitted one against the other; If the Taira showed turbulence, the aid of the Minamoto was enlisted; and when a Minamoto rebelled, a Taira received a commission to deal with him. Thus, the Throne purchased peace for a time at the cost of sowing, between the two great military clans, seeds of discord destined to shake even the Crown. In the capital the bushi served as palace guards; in the provinces they were practically independent. Such was the state of affairs on the eve of a fierce struggle known in history as the tumult of the Hogen and Heiji eras (1150-1160).
In its attitude toward these two families, the Court displayed short-sighted cleverness. It pitted one against the other; if the Taira caused trouble, they enlisted the help of the Minamoto, and when a Minamoto rebelled, they gave a Taira the job of dealing with him. This way, the Throne bought time for peace at the expense of sowing discord between the two major military clans, which would eventually shake the Crown itself. In the capital, the bushi served as palace guards; in the provinces, they were essentially independent. This was the situation leading up to a fierce conflict known in history as the tumult of the Hogen and Heiji eras (1150-1160).
*It is of this noble that history records an incident illustrative of the superstitions of the eleventh century. The cloistered Emperor Shirakawa kept Tadamori constantly by his side. One night, Shirakawa, accompanied by Tadamori, went to visit a lady favourite in a detached palace near the shrine of Gion. Suddenly the two men saw an apparition of a demon covered with wirelike hair and having a luminous body. The Emperor ordered Tadamori to use his bow. But Tadamori advanced boldly and, seizing the demon, found that it was an old man wearing straw headgear as a protection against the rain, and carrying a lamp to kindle the light at the shrine. This valiant deed on Tadamori's part elicited universal applause, as indeed it might in an era of such faith in the supernatural.
*This noble is mentioned in history for a story that shows the superstitions of the eleventh century. Emperor Shirakawa, who lived in seclusion, always had Tadamori by his side. One night, they went to visit a lady friend in a separate palace near the Gion shrine. Suddenly, they saw an apparition of a demon with wiry hair and a glowing body. The Emperor told Tadamori to use his bow. But Tadamori bravely stepped forward and grabbed the demon, only to discover it was an old man wearing straw headgear for rain protection and carrying a lamp to light the shrine. Tadamori's courageous act earned him widespread praise, which was fitting for a time so steeped in belief in the supernatural.*
THE HOGEN INSURRECTION
It has been related in Chapter XXII that Taiken-mon-in, consort of the Emperor Toba, was chosen for the latter by his grandfather, the cloistered Emperor Shirakawa, and that she bore to Toba a son who ultimately ascended the throne as Sutoku. But, rightly or wrongly, Toba learned to suspect that before she became his wife, the lady's relations with Shirakawa had been over-intimate and that Sutoku was illegitimate. Therefore, immediately after Shirakawa's demise, Toba took to himself an Empress, Kaya-no-in, daughter of Fujiwara Tadazane; and failing offspring by her, chose another Fujiwara lady, Bifuku-mon-in, daughter of Nagazane. For this, his third consort, he conceived a strong affection, and when she bore to him a prince, Toba placed the latter on the throne at the age of three, compelling Sutoku to resign. This happened in the year 1141, and there were thenceforth two cloistered Emperors, Toba and Sutoku, standing to each other in the relation of grandfather and grandson. The baby sovereign was called Konoe, and Fujiwara Tadamichi, brother of Bifu-ku-mon-in, became kwampaku.
It has been mentioned in Chapter XXII that Taiken-mon-in, the wife of Emperor Toba, was chosen for him by his grandfather, the retired Emperor Shirakawa, and that she gave birth to a son who eventually became known as Sutoku. However, rightly or wrongly, Toba started to suspect that before marrying him, the lady had been too close to Shirakawa, and that Sutoku might be illegitimate. So, right after Shirakawa passed away, Toba took an Empress, Kaya-no-in, the daughter of Fujiwara Tadazane; and when she failed to give him children, he chose another Fujiwara woman, Bifuku-mon-in, the daughter of Nagazane. He developed a strong affection for this third consort, and when she had a prince, Toba made him emperor at just three years old, forcing Sutoku to step down. This occurred in 1141, leading to two retired Emperors, Toba and Sutoku, related as grandfather and grandson. The young emperor was named Konoe, and Fujiwara Tadamichi, Bifuku-mon-in's brother, became kwampaku.
Between this Tadamichi and his younger brother, Yorinaga, who held the post of sa-daijin, there existed acute rivalry. The kwampaku had the knack of composing a deft couplet and tracing a graceful ideograph. The sa-daijin, a profound scholar and an able economist, ridiculed penmanship and poetry as mere ornament. Their father's sympathies were wholly with Yorinaga, and he ultimately went so far as to depose Tadamichi from his hereditary position as o-uji of the Fujiwara. Thus, the enmity between Tadamichi and Yorinaga needed only an opportunity to burst into flame, and that opportunity was soon furnished.
Between Tadamichi and his younger brother Yorinaga, who was the sa-daijin, there was intense rivalry. The kwampaku had a talent for crafting clever couplets and writing elegant characters. On the other hand, the sa-daijin, a serious scholar and skilled economist, mocked penmanship and poetry as mere decoration. Their father completely favored Yorinaga, even going as far as to remove Tadamichi from his inherited title as o-uji of the Fujiwara. Thus, the animosity between Tadamichi and Yorinaga just needed a chance to ignite, and that chance came soon.
The Emperor Konoe died (1155) at the early age of seventeen, and the cloistered sovereign, Sutoku, sought to secure the throne for his son Shigehito, whom Toba's suspicions had disqualified. But Bifuku-mon-in, believing, or pretending to believe, that the premature death of her son had been caused by Sutoku's incantations, persuaded the cloistered Emperor, Toba, in that sense, and having secured the co-operation of the kwampaku, Tadamichi, she set upon the throne Toba's fourth son, under the name of Go-Shirakawa (1156-1158), the latter's son, Morihito, being nominated Crown Prince, to the complete exclusion of Sutoku's offspring. So long as Toba lived the arrangement remained undisturbed, but on his death in the following year (1156), Sutoku, supported by the sa-daijin, Yorinaga, planned to ascend the throne again, and there ensued a desperate struggle. Stated thus briefly, the complication suggests merely a quarrel for the succession, but, regarded more closely, it is seen to derive rancour chiefly from the jealousies of the Fujiwara brothers, Yorinaga and Tadamichi, and importance from the association of the Minamoto and the Taira families. For when Sutoku appealed to arms against the Go-Shirakawa faction, he was incited by Fujiwara Yorinaga and his father Tadazane, and supported by Taira Tadamasa as well as by jthe two Minamoto, Tameyoshi and Tametomo; while Go-Shirakawa's cause was espoused by Fujiwara Tadamichi, by Taira no Kiyomori, and by Minamoto Yoshitomo.
The Emperor Konoe died in 1155 at just seventeen, and the retired emperor, Sutoku, tried to secure the throne for his son Shigehito, who had been deemed unfit due to Toba's suspicions. However, Bifuku-mon-in, who believed or claimed to believe that her son's untimely death was due to Sutoku's spells, persuaded the cloistered Emperor Toba to support her cause. With the backing of the kwampaku, Tadamichi, she placed Toba's fourth son on the throne as Go-Shirakawa (1156-1158), while Morihito, his son, was named Crown Prince, completely excluding Sutoku’s heirs. As long as Toba was alive, this arrangement stayed intact, but after his death in the following year (1156), Sutoku, aided by the sa-daijin, Yorinaga, plotted to regain the throne, leading to a fierce struggle. While this summary may seem like a simple succession dispute, a closer look reveals it was mainly fueled by the rivalries between the Fujiwara brothers, Yorinaga and Tadamichi, and gained significance from the involvement of the Minamoto and Taira clans. When Sutoku took up arms against the Go-Shirakawa faction, he was encouraged by Fujiwara Yorinaga and his father Tadazane, with support from Taira Tadamasa, as well as Minamoto Tameyoshi and Tametomo; meanwhile, Go-Shirakawa's side was backed by Fujiwara Tadamichi, Taira no Kiyomori, and Minamoto Yoshitomo.
Among this group of notables the most memorable in a historical sense are Minamoto Tametomo and Taira Kiyomori. Of the latter there will presently be occasion to speak again. The former was one of those born warriors illustrated by Yamato-dake, Saka-no-ye no Tamura-maro, and Minamoto no Yoshiiye. Eighth son of Minamoto Tameyoshi, he showed himself so masterful, physically and morally, that his father deemed it wise to provide a distant field for the exercise of his energies and to that end sent him to Bungo in the island of Kyushu. Tametomo was then only thirteen. In two years he had established his sway over nearly the whole island, and the ceaseless excursions and alarms caused by his doings having attracted the attention of the Court, orders for his chastisement were issued to the Dazai-fu, in Chikuzen—futile orders illustrating only Kyoto's ignorance. Tameyoshi, his father, was then removed from office as a punishment for his son's contumacy, and thereupon Tametomo, esteeming filial piety as one of the bushi's first obligations, hastened to the capital, taking with him only twenty-five of his principal retainers. His age was then seventeen; his height seven feet; his muscular development enormous, and he could draw a bow eight feet nine inches in length. His intention was to purchase his father's pardon by his own surrender, but on reaching Kyoto he found the Hogen tumult just breaking out, and, of course, he joined his father's party.
Among this group of notable figures, the most historically significant are Minamoto Tametomo and Taira Kiyomori, the latter of whom we will discuss again shortly. Tametomo was one of those innate warriors like Yamato-dake, Saka-no-ye no Tamura-maro, and Minamoto no Yoshiiye. He was the eighth son of Minamoto Tameyoshi and displayed such exceptional skill and strength, both physically and morally, that his father decided it would be best for him to have a distant place to channel his energies; thus, he sent him to Bungo on the island of Kyushu when Tametomo was just thirteen. In two years, he had established control over nearly the entire island, and the constant disturbances caused by his actions attracted the attention of the Court, leading to futile orders for his punishment issued to the Dazai-fu in Chikuzen—highlighting Kyoto's ignorance. As a consequence, Tameyoshi, his father, was removed from his position as punishment for his son's defiance. In response, Tametomo, valuing filial piety as one of a warrior's primary duties, hurried to the capital, accompanied by only twenty-five of his top retainers. At that time, he was seventeen, stood seven feet tall, had an impressive muscular build, and could draw a bow that was eight feet nine inches long. His plan was to win back his father's forgiveness through his own surrender, but upon arriving in Kyoto, he found that the Hogen uprising was just beginning, and naturally, he joined his father's faction.
The relationship of the opposing nobles deserves to be studied, as this was probably one of the most unnatural struggles on record.
The relationship between the rival nobles is worth examining, as this was likely one of the most unnatural conflicts ever documented.
CLOISTERED EMPEROR'S SIDE REIGNING EMPEROR'S SIDE
Sutoku (the Jo-o) Go-Shirakawa, younger brother of Sutoku.
Sutoku (the Jo-o) Go-Shirakawa, the younger brother of Sutoku.
Fujiwara Yorinaga Fujiwara Tadamichi, son of Tadazane and brother of Yorinaga.
Fujiwara Yorinaga Fujiwara Tadamichi, son of Tadazane and brother of Yorinaga.
Fujiwara Tadazane
Fujiwara Tadazane
Minamoto Tameyoshi Minamoto Yoshitomo, son of Tameyoshi and brother of Tametomo.
Minamoto Tameyoshi Minamoto Yoshitomo, son of Tameyoshi and brother of Tametomo.
Minamoto Tametomo
Minamoto Tametomo
Taira no Tadamasa Taira no Kiyomori, nephew of Tadamasa
Taira no Tadamasa Taira no Kiyomori, Tadamasa's nephew
Sutoku's party occupied the Shirakawa palace. Unfortunately for the ex-Emperor the conduct of the struggle was entrusted to Fujiwara Yorinaga, and he, in defiance of Tametomo's advice, decided to remain on the defensive; an evil choice, since it entailed the tenure of wooden buildings highly inflammable. Yoshitomo and Kiyomori took full advantage of this strategical error. They forced the Shirakawa palace, and after a desperate struggle,* the defenders took to flight. Thus far, except for the important issues involved and the unnatural division of the forces engaged, this Hogen tumult would not have differed materially from many previous conflicts. But its sequel acquired terrible notoriety from the cruel conduct of the victors. Sutoku was exiled to Sanuki, and there, during three years, he applied himself continuously to copying a Buddhist Sutra, using his own blood for ink. The doctrine of the Zen sect had not yet prevailed in Japan, and to obtain compensation in future happiness for the pains he had suffered in life, it was essential that the exile's laboriously traced Sutra should be solemnly offered to the Buddha. He sent it to Kyoto, praying that the necessary step should be taken. But by the orders of his own brother, the Emperor, the request was refused, and the manuscript returned. Superstition ultimately succeeded where natural affection had failed; for the ex-Emperor, having inscribed maledictions on each of the five volumes of the Sutra with blood obtained by biting his tongue, and having hastened his demise by self-inflicted privations,—he died (1164) eight years after being sent into exile—the evils of the time were attributed to his unquiet spirit and a shrine was built to his memory.
Sutoku's group took over the Shirakawa palace. Unfortunately for the ex-Emperor, the management of the conflict was handed to Fujiwara Yorinaga, who, ignoring Tametomo's advice, decided to play it safe; a bad choice, as it meant holding onto wooden buildings that were very flammable. Yoshitomo and Kiyomori exploited this strategic mistake completely. They stormed the Shirakawa palace, and after a fierce battle, the defenders fled. So far, aside from the significant issues at stake and the unusual division of forces involved, this Hogen uprising wouldn’t have been much different from many earlier conflicts. But its aftermath gained terrible infamy due to the brutal actions of the winners. Sutoku was exiled to Sanuki, where, for three years, he tirelessly copied a Buddhist Sutra, using his own blood as ink. The Zen sect's teachings hadn't taken hold in Japan yet, and to secure some future happiness in exchange for his suffering, it was crucial that the exile's painstakingly copied Sutra be properly offered to the Buddha. He sent it to Kyoto, praying that the necessary actions would be taken. But at the order of his own brother, the Emperor, the request was denied and the manuscript was sent back. Superstition ultimately triumphed where familial love failed; the ex-Emperor, having inscribed curses on each of the five volumes of the Sutra with blood he got from biting his tongue, and having hastened his own death through self-imposed hardships—he died (1164) eight years after his exile—the troubles of the era were blamed on his restless spirit, and a shrine was built in his memory.
*One incident of the fight has been admiringly handed down to posterity. The duty of holding the west gate of the Shirakawa palace fell to Tametomo and his handful of followers. The duty of attacking it happened to devolve on his brother, Yoshitomo. To avert such an unnatural conflict, Tametomo, having proclaimed his identity, as was usual among bushi, drew his bow with such unerring aim that the arrow shore off an ornament from Yoshitomo's helmet without injuring him in any way. Yoshitomo withdrew, and the Taira took up the attack.
*One memorable moment from the fight has been handed down through the ages. Tametomo and his small group of followers were tasked with guarding the west gate of the Shirakawa palace. On the other hand, his brother, Yoshitomo, was assigned to attack it. To prevent such an awkward confrontation, Tametomo announced who he was, as was customary among warriors, and shot his bow with such precise aim that the arrow clipped an ornament off Yoshitomo's helmet without hurting him at all. Yoshitomo retreated, and the Taira continued the assault.*
Not less heartless was the treatment of the vanquished nobles. The Fujiwara alone escaped. Yorinaga had the good fortune to fall on the field of battle, and his father, Tadazane, was saved by the intercession of his elder son, Tadamichi, of whose dislike he had long been a victim. But this was the sole spot of light on the sombre page. By the Emperor's orders, the Taira chief, Kiyomori, executed his uncle, Tadamasa; by the Emperor's orders, though not without protest, the Minamoto chief, Yoshitomo, put to death his father, Tameyoshi; by the Emperor's orders all the relatives of Yorinaga were sent into exile; by the Emperor's orders his nephew, Prince Shigehito, was compelled to take the tonsure, and by the Emperor's orders the sinews of Tametomo's bow-arm were cut and he was banished to the Izu island.* In justice it has to be noted that Go-Shirakawa did not himself conceive these merciless measures. He was prompted thereto by Fujiwara Michinori, commonly known as Shinzei, whose counsels were all-powerful at the Court in those days.
The treatment of the defeated nobles was equally harsh. Only the Fujiwara were spared. Yorinaga was fortunate enough to die in battle, and his father, Tadazane, was rescued thanks to the intervention of his elder son, Tadamichi, who had long been a target of his father’s disdain. But this was the only bright spot in an otherwise dark situation. By the Emperor's orders, the Taira leader, Kiyomori, executed his uncle, Tadamasa; by the Emperor's orders, despite some objections, the Minamoto leader, Yoshitomo, killed his father, Tameyoshi; by the Emperor's orders, all of Yorinaga's relatives were exiled; by the Emperor's orders, his nephew, Prince Shigehito, was forced to become a monk; and by the Emperor's orders, Tametomo's bow arm was injured, leading to his banishment to the Izu islands.* It should be noted that Go-Shirakawa did not personally design these cruel actions. He was influenced by Fujiwara Michinori, known as Shinzei, whose advice was extremely influential at the Court during that time.
*The celebrated littérateur, Bakin, adduced many proofs that Tametomo ultimately made his way to Ryukyu and that his descendants ruled the island. The great soldier himself died ultimately by his own hand in the sequel of an unsuccessful engagement with the forces of the vice-governor of Izu.
*The renowned writer, Bakin, provided numerous pieces of evidence that Tametomo eventually arrived in Ryukyu and that his descendants ruled the island. The great warrior himself ultimately took his own life after an unsuccessful battle against the forces of the vice-governor of Izu.*
GO-SHIRAKAWA
Go-Shirakawa, the seventy-seventh sovereign, occupied the throne during two years only (1156-1158), but he made his influence felt from the cloister throughout the long period of thirty-four years (1158 to 1192), directing the administration from his "camera palace" (Inchu) during the reigns of five Emperors. Ambition impelled him to tread in the footsteps of Go-Sanjo. He re-opened the Office of Records (Kiroku-jo), which that great sovereign had established for the purpose of centralizing the powers of the State, and he sought to recover for the Throne its administrative functions. But his independence was purely nominal, for in everything he took counsel of Fujiwara Michinori (Shinzei) and obeyed that statesman's guidance. Michinori's character is not to be implicitly inferred from the cruel courses suggested by him after the Hogen tumult. He was a man of keen intelligence and profound learning, as learning went in those days: that is to say, he knew the classics by heart, had an intimate acquaintance with Buddhism and astrology, and was able to act as interpreter of the Chinese language. With his name is associated the origin of the shirabyoshi, or "white measure-markers"—girls clad in white, who, by posture and gesture, beat time to music, and, in after ages, became the celebrated geisha of Japan. To the practice of such arts and accomplishments Michinori devoted a great part of his life, and when, in 1140, that is to say, sixteen years before the Hogen disturbance, he received the tonsure, all prospect of an official career seemed to be closed to him. But the accession of Go-Shirakawa gave him an opportunity. The Emperor trusted him, and he abused the trust to the further unhappiness of the nation.
Go-Shirakawa, the seventy-seventh emperor, sat on the throne for only two years (1156-1158), but he made his influence known from the cloister for a long span of thirty-four years (1158 to 1192), guiding the administration from his "camera palace" (Inchu) during the reigns of five emperors. Driven by ambition, he followed in the footsteps of Go-Sanjo. He re-established the Office of Records (Kiroku-jo), which that great emperor had created to centralize the powers of the State, and he aimed to restore the Throne's administrative powers. However, his independence was merely symbolic, as he sought advice from Fujiwara Michinori (Shinzei) and followed that statesman's direction in all matters. Michinori's character shouldn't be solely judged by the harsh actions he suggested after the Hogen conflict. He was a man of sharp intellect and deep knowledge for his time: he had memorized the classics, was well-versed in Buddhism and astrology, and could translate Chinese. His name is linked to the origin of the shirabyoshi, or "white measure-markers"—girls dressed in white who used their movements to keep time with the music, eventually becoming the famous geisha of Japan. Michinori dedicated much of his life to these arts and skills, and when he took Buddhist vows in 1140, sixteen years before the Hogen upheaval, it seemed his chances for an official career were over. But with Go-Shirakawa's rise to power, he found new opportunities. The emperor placed his trust in him, and he misused that trust, leading to more suffering for the nation.
THE HEIJI TUMULT
Go-Shirakawa's son, Morihito, ascended the throne in 1159 and is known in history as Nijo, the seventy-eighth sovereign of Japan. From the very outset he resented the ex-Emperor's attempt to interfere in the administration of affairs, and the two Courts fell into a state of discord, Fujiwara Shinzei inciting the cloistered Emperor to assert himself, and two other Fujiwara nobles, Tsunemune and Korekata, prompting Nijo to resist. These two, observing that another noble of their clan, Fujiwara Nobuyori; was on bad terms with Shinzei, approached Nobuyori and proposed a union against their common enemy. Shinzei had committed one great error; he had alienated the Minamoto family. In the Hogen struggle, Yoshitomo, the Minamoto chief, an able captain and a brave soldier, had suggested the strategy which secured victory for Go-Shirakawa's forces. But in the subsequent distribution of rewards, Yoshitomo's claims received scant consideration, his merits being underrated by Shinzei.
Go-Shirakawa's son, Morihito, became emperor in 1159 and is known in history as Nijo, the seventy-eighth ruler of Japan. From the beginning, he disliked the ex-Emperor's attempts to interfere in governance, leading to tension between the two courts. Fujiwara Shinzei encouraged the retired Emperor to assert his authority, while two other Fujiwara nobles, Tsunemune and Korekata, urged Nijo to push back. They noticed that another noble from their clan, Fujiwara Nobuyori, was not getting along with Shinzei, so they approached Nobuyori to suggest an alliance against their shared enemy. Shinzei made one major mistake: he had turned the Minamoto family against him. During the Hogen conflict, Yoshitomo, the Minamoto leader, a skilled captain and courageous soldier, devised the strategy that led to victory for Go-Shirakawa’s forces. However, in the later distribution of rewards, Shinzei barely acknowledged Yoshitomo's contributions, undervaluing his achievements.
This had been followed by a still more painful slight. To Yoshitomo's formal proposal of a marriage between his daughter and Shinzei's son, not only had a refusal been given, but also the nuptials of the youth with the daughter of the Taira chief, Kiyomori, had been subsequently celebrated with much eclat. In short, Shinzei chose between the two great military clans, and though such discrimination was neither inconsistent with the previous practice of the Fujiwara nor ill-judged so far as the relative strength of the Minamoto and the Taira was concerned for the moment, it erred egregiously in failing to recognize that the day had passed when the military clans could be thus employed as Fujiwara tools. Approached by Nobuyori, Yoshitomo joined hands with the plotters, and the Minamoto troops, forcing their way into the Sanjo palace, set fire to the edifice and killed Shinzei (1159). The Taira chief, Kiyomori, happened to be then absent in Kumano, and Yoshitomo's plan was to attack him on his way back to Kyoto before the Taira forces had mustered. But just as Fujiwara Yorinaga had wrecked his cause in the Hogen tumult by ignoring Minamoto Tametomo's advice, so in the Heiji disturbance, Fujiwara Nobuyori courted defeat by rejecting Minamoto Yoshitomo's strategy. The Taira, thus accorded leisure to assemble their troops, won such a signal victory that during many years the Minamoto disappeared almost completely from the political stage, and the Taira held the empire in the hollow of their hands.
This was followed by an even more painful insult. When Yoshitomo formally proposed a marriage between his daughter and Shinzei's son, not only was it refused, but the young man ended up marrying Kiyomori's daughter, the chief of the Taira, in a lavish ceremony. In short, Shinzei chose between the two major military clans, and although this choice was consistent with previous practices of the Fujiwara and made sense given the temporary power dynamics between the Minamoto and Taira, it was a huge mistake to think that the military clans could still be used as tools by the Fujiwara. When approached by Nobuyori, Yoshitomo allied with the conspirators, and the Minamoto forces broke into the Sanjo palace, set it on fire, and killed Shinzei (1159). At that time, Kiyomori, the Taira chief, was away in Kumano, and Yoshitomo's plan was to attack him on his way back to Kyoto before the Taira could gather their troops. However, just as Fujiwara Yorinaga had sabotaged his own cause in the Hogen disturbance by ignoring Minamoto Tametomo's advice, in the Heiji uprising, Fujiwara Nobuyori aimed for defeat by dismissing Minamoto Yoshitomo's strategy. The Taira, given the time to assemble their forces, achieved such a decisive victory that for many years the Minamoto mostly vanished from political life, while the Taira controlled the empire completely.
Japanese historians regard Fujiwara Shinzei as chiefly responsible for these untoward events. Shinzei's record shows him to have been cruel, jealous, and self-seeking, but it has to be admitted that the conditions of the time were calculated to educate men of his type, as is shown by the story of the Hogen insurrection. For when Sutoku's partisans assembled at the palace of Shirakawa, Minamoto Tametomo addressed them thus: "I fought twenty battles and two hundred minor engagements to win Kyushu, and I say that when an enemy is outnumbered, its best plan is a night attack. If we fire the Takamatsu palace on three sides to-night and assault it from the fourth, the foe will surely be broken. I see on the other side only one man worthy to be called an enemy. It is my brother Yoshitomo, and with a single arrow I can lay him low. As for Taira Kiyomori, he will fall if I do but shake the sleeve of my armour. Before dawn we shall be victors."
Japanese historians consider Fujiwara Shinzei mainly responsible for these unfortunate events. Shinzei's record depicts him as cruel, jealous, and selfish, but it must be acknowledged that the conditions of the time were inclined to shape men like him, as illustrated by the story of the Hogen insurrection. When Sutoku's supporters gathered at the Shirakawa palace, Minamoto Tametomo spoke to them: "I've fought twenty battles and two hundred smaller skirmishes to take Kyushu, and I say that when you outnumber the enemy, the best strategy is a night attack. If we set fire to the Takamatsu palace on three sides tonight and attack from the fourth, our enemy will surely be defeated. I see only one person on the other side who deserves to be called an enemy: my brother Yoshitomo, and with a single shot, I can take him down. As for Taira Kiyomori, he will fall if I just shake the sleeve of my armor. Before dawn, we will be victorious."
Fujiwara Yorinaga's reply to this counsel was: "Tametomo's method of fighting is rustic. There are here two Emperors competing for the throne, and the combat must be conducted in a fair and dignified manner." To such silliness the Minamoto hero made apt answer. "War," he said, "is not an affair of official ceremony and decorum. Its management were better left to the bushi whose business it is. My brother Yoshitomo has eyes to see an opportunity. To-night, he will attack us.". It is true that Tametomo afterwards refrained from taking his brother's life, but the above proves that he would not have exercised any such forbearance had victory been attainable by ruthlessness. History does not often repeat itself so exactly as it did in these Hogen and Heiji struggles. Fujiwara Yorinaga's refusal to follow Tametomo's advice and Fujiwara Nobuyori's rejection of Yoshitomo's counsels were wholly responsible for the disasters that ensued, and were also illustrative of the contempt in which the Fujiwara held the military magnates, who, in turn, were well aware of the impotence of the Court nobles on the battle-field.
Fujiwara Yorinaga's response to this advice was: "Tametomo's way of fighting is basic. There are two Emperors vying for the throne, and the battle should be carried out fairly and with dignity." To such nonsense, the Minamoto hero replied wisely. "War," he said, "is not about official ceremonies and decorum. It should be left to the bushi, whose job it is. My brother Yoshitomo knows how to spot an opportunity. Tonight, he will attack us." It’s true that Tametomo later chose not to kill his brother, but this shows that he wouldn’t have held back if victory could have been achieved through brutality. History doesn’t often repeat itself so perfectly as it did in these Hogen and Heiji conflicts. Fujiwara Yorinaga's refusal to heed Tametomo’s advice and Fujiwara Nobuyori's dismissal of Yoshitomo’s counsel were entirely responsible for the disasters that followed, and they also highlighted the disdain the Fujiwara had for the military leaders, who, in turn, were fully aware of the powerlessness of the Court nobles on the battlefield.
The manner of Yoshitomo's death, too, reveals something of the ethics of the bushi in the twelfth century. Accompanied by Kamada Masaie and a few others, the Minamoto chief escaped from the fight and took refuge in the house of his concubine, Enju, at Awobaka in Owari. There they were surrounded and attacked by the Taira partisans. The end seemed inevitable. Respite was obtained, however, by one of those heroic acts of self-sacrifice that stand so numerously to the credit of the Japanese samurai. Minamoto Shigenari, proclaiming himself to be Yoshitomo, fought with desperate valour, killing ten of the enemy. Finally, hacking his own face so that it became unrecognizable, he committed suicide. Meanwhile, Yoshitomo had ridden away to the house of Osada Tadamune, father of his comrade Masaie's wife. There he found a hospitable reception. But when he would have pushed on at once to the east, where the Minamoto had many partisans, Tadamune, pointing out that it was New Year's eve, persuaded him to remain until the 3d of the first month.
The way Yoshitomo died also highlights the ethics of the samurai in the twelfth century. Accompanied by Kamada Masaie and a few others, the Minamoto leader escaped from the battle and sought refuge in the house of his concubine, Enju, in Awobaka, Owari. They were soon surrounded and attacked by Taira supporters. The situation looked hopeless, but one of those brave acts of self-sacrifice that the Japanese samurai are known for came into play. Minamoto Shigenari, claiming to be Yoshitomo, fought fiercely, killing ten enemies. In the end, he slashed his own face to make himself unrecognizable and took his own life. Meanwhile, Yoshitomo had ridden to the home of Osada Tadamune, the father of Masaie's wife. There, he received a warm welcome. However, when he was about to head east, where the Minamoto had many supporters, Tadamune, reminding him that it was New Year's Eve, convinced him to stay until the 3rd of the first month.
Whether this was done of fell purpose or out of hospitality is not on record, but it is certain that Tadamune and his son, Kagemune, soon determined to kill Yoshitomo, thus avoiding a charge of complicity and earning favour at Court. Their plan was to conceal three men in a bathroom, whither Yoshitomo should be led after he had been plied with sake at a banquet. The scheme succeeded in part, but as Yoshitomo's squire, Konno, a noted swordsman, accompanied his chief to the bath, the assassins dared not attack. Presently, however, Konno went to seek a bath-robe, and thereupon the three men leaped out. Yoshitomo hurled one assailant from the room, but was stabbed to death by the other two, who, in their turn, were slaughtered by the squire. Meanwhile, Masaie was sitting, unsuspicious, at the wine-party in a distant chamber. Hearing the tumult he sprang to his feet, but was immediately cut down by Tadamune and Kagemune. At this juncture Masaie's wife ran in, and crying, "I am not faithless and evil like my father and my brother; my death shall show my sincerity," seized her husband's sword and committed suicide, at which sight the dying man smiled contentedly. As for Konno, after a futile attempt to lay hands on Tadamune and Kagemune, he cut his way through their retainers and rode off safely. The heads of Yoshitomo and Masaie were carried to Kyoto by Tadamune and Kagemune, but they made so much of their exploit and clamoured for such high reward that Kiyomori threatened to punish them for the murder of a close connexion—Kiyomori, be it observed, on whose hands the blood of his uncle was still wet.
Whether this was done on purpose or out of hospitality isn't recorded, but it's clear that Tadamune and his son, Kagemune, quickly decided to kill Yoshitomo to avoid being seen as complicit and to gain favor at Court. Their plan was to hide three men in a bathroom, where Yoshitomo would be taken after drinking sake at a banquet. The scheme succeeded to some extent, but when Yoshitomo's squire, Konno, a well-known swordsman, accompanied him to the bath, the assassins hesitated to attack. Eventually, Konno went to get a bathrobe, and that’s when the three men jumped out. Yoshitomo managed to throw one attacker out of the room, but the other two stabbed him to death, only to be killed themselves by Konno. Meanwhile, Masaie was sitting unsuspectingly at the wine party in a distant room. When he heard the commotion, he jumped to his feet, but Tadamune and Kagemune immediately cut him down. At that moment, Masaie's wife rushed in and cried, "I'm not unfaithful and evil like my father and brother; my death will prove my sincerity," before seizing her husband's sword and committing suicide, which made the dying man smile contentedly. As for Konno, after a failed attempt to capture Tadamune and Kagemune, he fought his way through their retainers and managed to escape. Tadamune and Kagemune took the heads of Yoshitomo and Masaie back to Kyoto, but they boasted so much about their achievement and demanded such high rewards that Kiyomori threatened to punish them for murdering a close relative—Kiyomori, it should be noted, who still had the blood of his uncle on his hands.
Yoshitomo had many sons* but only four of them escaped from the Heiji tumult. The eldest of these was Yoritomo, then only fourteen. After killing two men who attempted to intercept his flight, he fell into the hands of Taira Munekiyo, who, pitying his youth, induced Kiyomori's step-mother to intercede for his life, and he was finally banished to Izu, whence, a few years later, he emerged to the destruction of the Taira. A still younger son, Yoshitsune, was destined to prove the most renowned warrior Japan ever produced. His mother, Tokiwa, one of Yoshitomo's mistresses, a woman of rare beauty, fled from the Minamoto mansion during a snow-storm after the Heiji disaster, and, with her three children, succeeded in reaching a village in Yamato, where she might have lain concealed had not her mother fallen into the hands of Kiyomori's agents. Tokiwa was then required to choose between giving herself up and suffering her mother to be executed. Her beauty saved the situation. Kiyomori had no sooner seen her face than he offered to have mercy if she entered his household and if she consented to have her three sons educated for the priesthood. Thus, Yoshitsune survived, and in after ages people were wont to say of Kiyomori's passion and its result that his blissful dream of one night had brought ruin on his house.
Yoshitomo had many sons, but only four of them escaped the Heiji conflict. The oldest was Yoritomo, who was only fourteen at the time. After killing two men who tried to stop him, he was captured by Taira Munekiyo. Feeling sorry for his youth, Munekiyo persuaded Kiyomori's step-mother to plead for his life, and as a result, he was eventually exiled to Izu. A few years later, he returned to lead the downfall of the Taira. Another younger son, Yoshitsune, would become the most famous warrior in Japan's history. His mother, Tokiwa, one of Yoshitomo's mistresses and a woman of extraordinary beauty, ran away from the Minamoto mansion during a snowstorm after the Heiji disaster. She managed to reach a village in Yamato with her three children, where they could have hidden safely if her mother hadn’t been captured by Kiyomori's agents. Tokiwa then had to choose between surrendering herself or allowing her mother to be executed. Her beauty turned the situation around. As soon as Kiyomori saw her, he offered her mercy if she would join his household and agree to have her three sons trained for the priesthood. Thus, Yoshitsune was saved, and later, people would say that Kiyomori's fleeting passion had brought ruin to his family.
*One of these sons, Tomonaga, fell by his father's hand. Accompanying Yoshitomo's retreat, he had been severely wounded, and he asked his father to kill him rather than leave him at Awobake to fall into the hands of the Taira. Yoshitomo consented, though the lad was only fifteen years of age.
*One of these sons, Tomonaga, was killed by his father's hand. While helping Yoshitomo escape, he had been badly injured, and he asked his father to end his life instead of leaving him at Awobake to be captured by the Taira. Yoshitomo agreed, even though the boy was only fifteen years old.*
THE TAIRA AND THE FUJIWARA
In human affairs many events ascribed by onlookers to design are really the outcome of accident or unforseen opportunity. Historians, tracing the career of Taira no Kiyomori, ascribe to him singular astuteness in creating occasions and marked promptness in utilizing them. But Kiyomori was not a man of original or brilliant conceptions. He had not even the imperturbability essential to military leadership. The most prominent features of his character were unbridled ambition, intolerance of opposition, and unscrupulous pursuit of visible ends. He did not initiate anything but was content to follow in the footsteps of the Fujiwara. It has been recorded that in 1158—after the Hogen tumult, but before that of Heiji—he married his daughter to a son of Fujiwara Shinzoi. In that transaction, however, Shinzei's will dominated. Two years later, the Minamoto's power having been shattered, Kiyomori gave another of his daughters to be the mistress of the kwampaku, Fujiwara Motozane. There was no offspring of this union, and when, in 1166, Motozane died, he left a five-year-old son, Motomichi, born of his wife, a Fujiwara lady. This boy was too young to succeed to the office of regent, and therefore had no title to any of the property accruing to the holder of that post, who had always been recognized as de jure head of the Fujiwara family. Nevertheless, Kiyomori, having contrived that the child should be entrusted to his daughter's care, asserted its claims so strenuously that many of the Fujiwara manors and all the heirlooms were handed over to it, the result being a visible weakening of the great family's influence.*
In human affairs, many events that bystanders attribute to design are actually the result of chance or unforeseen opportunity. Historians, tracing the career of Taira no Kiyomori, credit him with unique cleverness in creating opportunities and notable quickness in seizing them. But Kiyomori wasn't a man of original or brilliant ideas. He didn't even have the composure essential for military leadership. The most prominent traits of his character were unchecked ambition, intolerance of opposition, and a ruthless pursuit of visible goals. He didn't initiate anything but was satisfied to follow in the footsteps of the Fujiwara. Records indicate that in 1158—after the Hogen disturbance, but before that of Heiji—he married his daughter to a son of Fujiwara Shinzoi. However, in that arrangement, Shinzei's will took precedence. Two years later, after the Minamoto's power had been broken, Kiyomori married another one of his daughters to be the mistress of the kwampaku, Fujiwara Motozane. There were no children from this union, and when Motozane died in 1166, he left behind a five-year-old son, Motomichi, born to his wife, a Fujiwara lady. This boy was too young to take on the role of regent and therefore had no claim to any property associated with that position, which had always been recognized as the rightful head of the Fujiwara family. Nonetheless, Kiyomori arranged for the child to be placed in his daughter's care and so forcefully asserted the child's claims that many of the Fujiwara estates and all the family heirlooms were handed over to him, resulting in a noticeable decline in the great family's influence.*
*See Murdoch's History of Japan.
*Check out Murdoch's History of Japan.
RESULTS OF THE HOGEN AND HEIJI INSURRECTIONS
The most signal result of the Hogen and Heiji insurrections was to transfer the administrative power from the Court nobles to the military chiefs. In no country were class distinctions more scrupulously observed than in Japan. All officials of the fifth rank and upwards must belong to the families of the Court nobility, and no office carrying with it rank higher than the sixth might be occupied by a military man. In all the history of the empire down to the twelfth century there had been only one departure from this rule, and that was in the case of the illustrious General Saka-no-ye no Tamura-maro, who had been raised to the third rank and made dainagon.
The most significant outcome of the Hogen and Heiji uprisings was the shift of administrative power from the Court nobles to military leaders. Nowhere were class distinctions more strictly enforced than in Japan. All officials of the fifth rank and higher had to come from the families of Court nobility, and no position with a rank above the sixth could be held by a military person. In all of the empire’s history up to the twelfth century, there had been only one exception to this rule, which was the case of the renowned General Saka-no-ye no Tamura-maro, who was elevated to the third rank and appointed as dainagon.
The social positions of the two groups were even more rigidly differentiated; those of the fifth rank and upwards being termed tenjo-bito, or men having the privilege of entree to the palace and to the Imperial presence; while the lower group (from the sixth downwards) had no such privilege and were consequently termed chige-bito, or groundlings. The three highest offices (spoken of as san-ko) could not be held by any save members of the Fujiwara or Kuga families; and for offices carrying fifth rank upwards (designated taifu) the range of eligible families extended to only four others, the Ariwara, the Ki, the Oye, and the Kiyowara. All this was changed after the Heiji commotion. The Fujiwara had used the military leaders for their own ends; Kiyomori supplemented his military strength with Fujiwara methods. He caused himself to be appointed sangi (councillor of State) and to be raised to the first grade of the third rank, and he procured for his friends and relations posts as provincial governors, so that they were able to organize throughout the empire military forces devoted to the Taira cause.
The social status of the two groups was even more clearly defined; those in the fifth rank and above were called tenjo-bito, or people who had the privilege of entering the palace and being in the presence of the Emperor. In contrast, the lower group (from the sixth rank down) had no such privilege and were therefore referred to as chige-bito, or groundlings. The three highest positions (known as san-ko) could only be held by members of the Fujiwara or Kuga families. For positions from fifth rank and above (called taifu), only four other families—the Ariwara, the Ki, the Oye, and the Kiyowara—were eligible. All of this changed after the Heiji disturbance. The Fujiwara had exploited military leaders for their own gain, while Kiyomori bolstered his military power using Fujiwara tactics. He arranged to be appointed sangi (councillor of State) and to be elevated to the first grade of the third rank, and he secured positions as provincial governors for his friends and family, enabling them to organize military forces across the empire in support of the Taira cause.
These steps were mere preludes to his ambitious programme. He married his wife's elder sister to the ex-Emperor, Go-Shirakawa, and the fruit of this union was a prince who subsequently ascended the throne as Takakura. The Emperor Nijo had died in 1166, after five years of effort, only partially successful, to restrain his father, Go-Shirakawa's, interference in the administration. Nijo was succeeded by his son, Rokujo, a baby of two years; and, a few months later, Takakura, then in his seventh year, was proclaimed Prince Imperial. Rokujo (the seventy-ninth sovereign) was not given time to learn the meaning of the title "Emperor." In three years he was deposed by Go-Shirakawa with Kiyomori's co-operation, and Takakura (eightieth sovereign) ascended the throne in 1169, occupying it until 1180. Thus, Kiyomori found himself uncle of an Emperor only ten years of age. Whatever may have been the Taira leader's defects, failure to make the most of an opportunity was not among them. The influence he exercised in the palace through his sister-in-law was far more exacting and imperious than that exercised by Go-Shirakawa himself, and the latter, while bitterly resenting this state of affairs, found himself powerless to correct it. Finally, to evince his discontent, he entered the priesthood, a demonstration which afforded Kiyomori more pleasure than pain. On the nomination of Takakura to be Crown Prince the Taira leader was appointed—appointed himself would be a more accurate form of speech—to the office of nai-daijin, and within a very brief period he ascended to the chancellorship, overleaping the two intervening posts of u-daijin and sa-daijin. This was in the fiftieth year of his life. At fifty-one, he fell seriously ill and took the tonsure by way of soliciting heaven's aid. People spoke of him as Dajo Nyudo, or the "lay-priest chancellor." Recovering, he developed a mood of increased arrogance. His residence at Rokuhara was a magnificent pile of building, as architecture then went, standing in a park of great extent and beauty. There he administered State affairs with all the pomp and circumstance of an Imperial court. He introduced his daughter, Toku, into the Household and very soon she was made Empress, under the name of Kenrei-mon-in.
These steps were just the beginning of his ambitious plan. He married his wife's older sister to the former Emperor, Go-Shirakawa, and their child was a prince who later became Emperor Takakura. Emperor Nijo passed away in 1166, after five years of struggling, only somewhat successfully, to limit his father Go-Shirakawa's interference in the government. Nijo was succeeded by his two-year-old son, Rokujo, and a few months later, seven-year-old Takakura was declared Prince Imperial. Rokujo (the seventy-ninth Emperor) didn’t even get the chance to understand what it meant to be called "Emperor." In three years, he was removed from power by Go-Shirakawa with Kiyomori's help, and Takakura (the eightieth Emperor) took the throne in 1169, ruling until 1180. Thus, Kiyomori found himself as the uncle of an Emperor who was only ten years old. No matter what flaws the Taira leader had, he was not one to miss an opportunity. The influence he held in the palace through his sister-in-law was much stronger and more commanding than that of Go-Shirakawa, who, while resentful of this situation, was unable to change it. To show his dissatisfaction, he became a monk, which brought Kiyomori more satisfaction than upset. When Takakura was named Crown Prince, Kiyomori was appointed—actually, he appointed himself—to the position of nai-daijin, and soon after, he became chancellor, skipping the two roles of u-daijin and sa-daijin. This was when he was fifty years old. At fifty-one, he became seriously ill and shaved his head to seek heaven's help. People referred to him as Dajo Nyudo, or the "lay-priest chancellor." After recovering, he grew increasingly arrogant. His home at Rokuhara was an impressive structure for the time, set in a vast and beautiful park. There, he conducted State affairs with all the grandeur of an Imperial court. He introduced his daughter, Toku, into the court, and soon she became Empress, taking the name Kenrei-mon-in.
Thus completely were the Fujiwara beaten at their own game and the traditions of centuries set at naught. A majority of the highest posts were filled by Kiyomori's kinsmen. Fifteen of his family were of, or above, the third rank, and thirty were tenjo-bito. "Akitsushima (Japan) was divided into sixty-six provinces. Of these thirty were governed by Taira partisans. Their manors were to be found in five hundred places, and their fields were innumerable. Their mansions were full of splendid garments and rich robes like flowers, and the spaces before their portals were so thronged with ox-carriages and horses that markets were often held there. Not to be a Taira was not to be a man."*
The Fujiwara were completely outmaneuvered in their own game, and centuries of tradition were disregarded. A majority of the top positions were taken by Kiyomori's relatives. Fifteen members of his family held positions of the third rank or higher, and thirty were tenjo-bito. "Akitsushima (Japan) was split into sixty-six provinces. Of these, thirty were run by Taira supporters. Their estates were found in five hundred locations, and their farmlands were countless. Their homes were filled with beautiful clothes and luxurious robes, resembling flowers, and the areas in front of their entrances were so crowded with ox-drawn carts and horses that markets were frequently held there. Not being a Taira meant not being a man.”*
*Gen-pei Seisuiki (Records of the Vicissitudes of the Minamoto and the Taira).
*Gen-pei Seisuiki (Records of the Changes of the Minamoto and the Taira).
It is necessary to note, too, with regard to these manors, that many of them were tax-free lands (koderi) granted in perpetuity. Such grants, as has been already shown, were not infrequent. But they had been made, for the most part, to civilian officials, by whose serfs they were farmed, the proceeds being forwarded to Kyoto for the support of their owners; whereas the koden bestowed on Taira officers were, in effect, military fiefs. It is true that similar fiefs existed in the north and in the south, but their number was so greatly increased in the days of Taira ascendancy as almost to constitute a new departure. Kiyomori was, in truth, one of the most despotic rulers that ever held sway in Japan. He organized a band of three hundred youths whose business was to go about Kyoto and listen to the citizens' talk. If anyone was reported by these spies as having spoken ill of the Taira, he was seized and punished. One day Kiyomori's grandson, Sukemori, met the regent, Fujiwara Motofusa, and failing to alight from his carriage, as etiquette required, was compelled by the regent's retinue to do so. On learning of this incident, Kiyomori ordered three hundred men to lie in wait for the regent, drag him from his car and cut off his cue.
It’s important to note that many of these manors were tax-free lands (koderi) granted permanently. As already mentioned, such grants weren’t uncommon. However, most were given to civilian officials, who farmed them with the help of their serfs, sending the profits to Kyoto to support their owners; on the other hand, the koden given to Taira officers were essentially military fiefs. While similar fiefs existed in the north and south, their numbers surged during the Taira’s rise to power, marking a significant change. Kiyomori was truly one of the most tyrannical rulers in Japan's history. He organized a group of three hundred young men to roam Kyoto and listen to what people were saying. If anyone was reported by these spies for speaking poorly of the Taira, they would be captured and punished. One day, Kiyomori’s grandson, Sukemori, encountered the regent, Fujiwara Motofusa, and, failing to get out of his carriage as etiquette dictated, was forced by the regent’s entourage to step down. Upon hearing about this incident, Kiyomori ordered three hundred men to ambush the regent, pull him from his carriage, and cut off his queue.
PLOTS AGAINST THE TAIRA: KIYOMORI'S LAST YEARS
All these arbitrary acts provoked indignation among every class of the people. A conspiracy known in history as the "Shishi-ga-tani plot," from the name of the place where the conspirators met to consult, was organized in 1177, having for object a general uprising against the Taira. At the Court of the cloistered Emperor the post of gon-dainagon was filled by Fujiwara Narichika, who harboured resentment against Kiyomori's two sons, Shigemori and Munemori, inasmuch as they held positions for which he had striven in vain, the Left and Right generals of the guards. There was also a bonze, Saiko, who enjoyed the full confidence of Go-Shirakawa. In those days any cause was legitimized if its advocates could show an Imperial edict or point to the presence of the sovereign in their midst. Thus, in the Heiji insurrection, the Minamoto received their severest blow when Fujiwara Korekata contrived that, under cover of darkness, the Emperor, disguised as a maid-of-honour in the household of the Empress, should be transported in her Majesty's suite, from the Kurodo palace to the Taira mansion at Rokuhara. The Minamoto were thus transformed into rebels, and the Taira became the representatives of Imperial authority. Therefore, in the Shishi-ga-tani plot the part assigned to the priest Saiko was to induce Go-Shirakawa to take active interest in the conspiracy and to issue a mandate to the Minamoto bushi throughout the country. No such mandate was issued, nor does it appear that the ex-Emperor attended any of the meetings in Shishi-ga-tani, but there can be no doubt that he had full cognizance of, and sympathized with, what was in progress.
All these arbitrary actions caused outrage among every social class. A conspiracy known in history as the "Shishi-ga-tani plot," named after the location where the conspirators gathered to strategize, was organized in 1177, aiming for a general uprising against the Taira. At the court of the cloistered Emperor, the position of gon-dainagon was held by Fujiwara Narichika, who resented Kiyomori's two sons, Shigemori and Munemori, since they occupied roles for which he had struggled in vain, the Left and Right generals of the guards. There was also a monk, Saiko, who had the full trust of Go-Shirakawa. Back then, any cause was validated if its proponents could present an Imperial decree or indicate the sovereign's presence among them. In the Heiji insurrection, the Minamoto faced their greatest setback when Fujiwara Korekata orchestrated a plan to have the Emperor, disguised as a maid of honor in the Empress's household, secretly transported from the Kurodo palace to the Taira mansion at Rokuhara under the cover of darkness. The Minamoto were thus labeled as rebels, while the Taira became the face of Imperial authority. In the Shishi-ga-tani plot, Saiko's role was to persuade Go-Shirakawa to actively engage in the conspiracy and to issue a directive to the Minamoto warriors across the country. No such directive was issued, nor does it seem that the ex-Emperor attended any of the meetings in Shishi-ga-tani, but there is no doubt that he was fully aware of, and sympathetic to, the ongoing situation.
The conspiracy never matured. It was betrayed by Minamoto Yukitsuna. Saiko and his two sons were beheaded; Narichika was exiled and subsequently put to death, and all the rest were banished. The great question was, how to deal with Go-Shirakawa. Kiyomori was for leading troops to arrest his Majesty, and to escort him as a prisoner to the Toba palace or the Taira mansion. None of the despot's kinsmen or adherents ventured to gainsay this purpose until Kiyomori's eldest son, Shigemori, appeared upon the scene. Shigemori had contributed much to the signal success of the Taira. Dowered with all the strategical skill and political sagacity which his father lacked, he had won victories for the family arms, and again and again had restrained the rash exercise of Kiyomori's impetuous arrogance. The Taira chief had learned to stand in awe of his son's reproaches, and when Shigemori declared that he would not survive any violence done to Go-Shirakawa, Kiyomori left the council chamber, bidding Shigemori to manage the matter as he thought fit.* Thus, Go-Shirakawa escaped all the consequences of his association with the conspirators. But Kiyomori took care that a copy of the bonze Saiko's confession, extracted under torture and fully incriminating his Majesty, should come into the Imperial hands.
The conspiracy never came to fruition. It was betrayed by Minamoto Yukitsuna. Saiko and his two sons were beheaded; Narichika was exiled and later executed, and everyone else was banished. The big question was how to handle Go-Shirakawa. Kiyomori wanted to lead troops to arrest the emperor and take him as a prisoner to the Toba palace or the Taira mansion. None of the despot's relatives or supporters dared to oppose this plan until Kiyomori's eldest son, Shigemori, showed up. Shigemori had played a significant role in the Taira's success. Gifted with the strategic skills and political insight that his father lacked, he had secured victories for the family and repeatedly held back Kiyomori's reckless arrogance. The Taira chief had come to respect his son's criticisms, and when Shigemori stated that he wouldn’t support any violence against Go-Shirakawa, Kiyomori left the council chamber, telling Shigemori to handle it as he saw fit. Thus, Go-Shirakawa avoided all the repercussions of his ties to the conspirators. But Kiyomori made sure that a copy of the monk Saiko's confession, obtained under torture and fully implicating the emperor, reached the Imperial court.
*It is recorded that, on this occasion, Kiyomori, learning of his son's approach, attempted unsuccessfully to conceal under priestly robes the armour he had donned to go to the arrest of Go-Shirakawa.
*It is recorded that, on this occasion, Kiyomori, upon hearing of his son's approach, tried unsuccessfully to hide the armor he had put on beneath his priestly robes in order to arrest Go-Shirakawa.*
A final rupture between the ex-Emperor and the Taira leader became daily imminent. Two events contributed to precipitate it. One was that in the year following the Shishi-ga-tani conspiracy, Kiyomori's daughter, Toku, bore to Takakura a prince—the future Emperor Antoku (eighty-first sovereign). The Taira chief thus found himself grandfather of an heir to the throne, a fact which did not tend to abate his arrogance. The second was the death of Shigemori, which took place in 1179.
A final break between the ex-Emperor and the Taira leader was becoming more likely every day. Two events helped push it along. One was that in the year after the Shishi-ga-tani conspiracy, Kiyomori's daughter, Toku, gave birth to a prince for Takakura—the future Emperor Antoku (the eighty-first sovereign). This made the Taira chief a grandfather to an heir to the throne, which only increased his arrogance. The second event was the death of Shigemori in 1179.
Shigemori's record shows him to have been at once a statesman and a general. He never hesitated to check his father's extravagances, and it has to be recorded in Kiyomori's favour that, however, intolerant of advice or opposition he habitually showed himself, his eldest son's remonstrances were seldom ignored. Yet, though many untoward issues were thus averted, there was no sign that growing responsibility brought to Kiyomori any access of circumspection. From first to last he remained the same short-sighted, passion-driven, impetuous despot and finally the evil possibilities of the situation weighed so heavily on Shigemori's nerves that he publicly repaired to a temple to pray for release from life. As though in answer to his prayer he was attacked by a disease which carried him off at the age of forty-two. There is a tradition that he installed forty-eight images of Buddha in his mansion, and for their services employed many beautiful women, so that sensual excesses contributed to the semi-hysterical condition into which he eventually fell. That is not impossible, but certainly a sense of impotence to save his father and his family from the calamities he clearly saw approaching was the proximate cause of his breakdown.
Shigemori's record shows that he was both a statesman and a general. He never hesitated to rein in his father's extravagant habits, and it's worth noting that, despite Kiyomori's usual intolerance of advice or opposition, he rarely ignored his eldest son's objections. However, even though many unfortunate outcomes were avoided this way, there was no indication that Kiyomori's growing responsibilities led him to be more cautious. From beginning to end, he remained the same short-sighted, passion-driven, impulsive tyrant, and ultimately, the heavy burden of the situation weighed so heavily on Shigemori's nerves that he publicly went to a temple to pray for relief from life. As if in response to his prayer, he succumbed to an illness that took him at the age of forty-two. There's a tradition that he installed forty-eight Buddha statues in his mansion and employed many beautiful women to serve them, which contributed to the excesses that led to his semi-hysterical state. While that’s possible, it’s clear that his feeling of powerlessness to save his father and family from the disasters he foresaw was the main reason for his breakdown.
ENGRAVING: KIYOMIZU-DEKA TEMPLE, AT KYOTO
Results soon became apparent. The ex-Emperor, who had truly estimated Shigemori's value as a pillar of Taira power, judged that an opportunity for revolt had now arrived, and the Taira chief, deprived of his son's restraining influence, became less competent than ever to manage the great machine which fortune had entrusted to his direction. The first challenge came from the ex-Emperor's side. It has been related above that one of Kiyomori's politic acts after the Heiji insurrection was to give his daughter to the regent; that, on the latter's death, his child, Motomichi, by a Fujiwara, was entrusted to the care of the Taira lady; that a large part of the Fujiwara estates were diverted from the regent and settled upon Motomichi, and that the latter was taken into a Taira mansion. The regent who suffered by this arbitrary procedure was Fujiwara Motofusa, the same noble whom, a few years later, Kiyomori caused to be dragged from his car and docked of his queue because Motofusa had insisted on due observance of etiquette by Kiyomori's grandson. Naturally, Motofusa was ready to join hands with Go-Shirakawa in any anti-Taira procedure.
Results quickly became clear. The former Emperor, who accurately recognized Shigemori's importance as a key figure in Taira power, believed that the time for revolt had finally come. Meanwhile, the Taira leader, no longer under his son's calming influence, proved to be even less capable of managing the large operation that fate had entrusted to him. The first challenge emerged from the ex-Emperor's side. It has been previously mentioned that one of Kiyomori's strategic moves after the Heiji insurrection was to marry off his daughter to the regent; that, after the regent's death, his child, Motomichi, by a Fujiwara, was placed under the care of the Taira lady; that a significant portion of the Fujiwara estates was redirected from the regent to Motomichi, who was then brought into a Taira residence. The regent who suffered from this arbitrary action was Fujiwara Motofusa, the same noble whom, a few years later, Kiyomori had dragged from his carriage and forced to cut off his topknot because Motofusa insisted on proper etiquette being observed by Kiyomori's grandson. Naturally, Motofusa was eager to collaborate with Go-Shirakawa in any anti-Taira efforts.
Therefore, in 1179, on the death of Kiyomori's daughter, to whose care Motomichi had been entrusted in his childhood, the ex-Emperor, at the instance of Motofusa, appropriated all her manors and those of Motomichi. Moreover, on the death of Shigemori shortly afterwards, the same course was pursued with his landed property, and further, Motomichi, though lawful head of the Fujiwara family, son-in-law of Kiyomori, and of full age, had been refused the post of chunagon, the claim of a twelve year-old son of Motofusa being preferred.* The significance of these doings was unmistakable. Kiyomori saw that the gauntlet had been thrown in his face. Hastening from his villa of Fukuhara, in Settsu, at the head of a large force of troops, he placed the ex-Emperor in strict confinement in the Toba palace, segregating him completely from the official world and depriving him of all administrative functions; he banished the kwampaku, Motofusa, and the chancellor, Fujiwara Moronaga; he degraded and deprived of their posts thirty-nine high officials who had formed the entourage of Go-Shirakawa; he raised Motomichi to the office of kwampaku, and he conferred on his son, Munemori, the function of guarding Kyoto, strong bodies of soldiers being posted in the two Taira mansions of Rokuhara on the north and south of the capital.
Therefore, in 1179, following the death of Kiyomori's daughter, who had taken care of Motomichi during his childhood, the ex-Emperor, urged by Motofusa, took control of all her estates as well as those belonging to Motomichi. Additionally, after Shigemori's death shortly after, the same actions were taken regarding his properties. Furthermore, Motomichi, despite being the legitimate head of the Fujiwara family, Kiyomori's son-in-law, and of adult age, was denied the position of chunagon, with a twelve-year-old son of Motofusa being favored instead. The implications of these actions were clear. Kiyomori recognized that a challenge had been made against him. Quickly leaving his villa in Fukuhara, Settsu, with a large force of troops, he confined the ex-Emperor strictly in the Toba palace, completely isolating him from the official realm and stripping him of all administrative duties. He exiled the kwampaku, Motofusa, and the chancellor, Fujiwara Moronaga; he demoted and removed thirty-nine high officials who had been part of Go-Shirakawa's retinue; he elevated Motomichi to the position of kwampaku, and he assigned his son, Munemori, the responsibility of protecting Kyoto, positioning strong military units in the two Taira residences at Rokuhara, north and south of the capital.
*See Murdoch's History of Japan.
*See Murdoch's History of Japan.*
THE YORIMASA CONSPIRACY
In 1180, at the instance of Kiyomori and partly, no doubt, because of the difficult position in which he found himself placed with regard to his imprisoned father, the Emperor Takakura, then in his twentieth year, resigned the throne in favour of Kiyomori's grandson, Antoku (eighty-first sovereign), a child of three. This was the culmination of the Taira's fortunes. There was at that time among the Kyoto officials a Minamoto named Yorimasa, sixth in descent from Minamoto Mitsunaka, who flourished in the tenth century and by whose order the heirloom swords, Hige-kiri and Hiza-kiri, were forged. This Yorimasa was an expert bowman, a skilled soldier, and an adept versifier, accomplishments not infrequently combined in one person during the Heian epoch. Go-Shirakawa, appreciating Yorimasa's abilities, nominated him director of the Imperial Estates Bureau (Kurando) and afterwards made him governor of Hyogo.
In 1180, at Kiyomori’s urging and partly due to the tough situation he was in with regard to his imprisoned father, Emperor Takakura, who was then 20 years old, stepped down from the throne in favor of Kiyomori’s three-year-old grandson, Antoku (the eighty-first sovereign). This marked the peak of the Taira family's fortunes. At that time, there was a Minamoto named Yorimasa among the officials in Kyoto. He was a sixth-generation descendant of Minamoto Mitsunaka, who thrived in the tenth century and commissioned the forging of the heirloom swords, Hige-kiri and Hiza-kiri. Yorimasa was a skilled archer, a talented soldier, and a talented poet, skills that were often found in one person during the Heian period. Go-Shirakawa, recognizing Yorimasa’s talents, appointed him as the director of the Imperial Estates Bureau (Kurando) and later made him the governor of Hyogo.
But it was not until he had reached the age of seventy-five that, on Kiyomori's recommendation, he received promotion, in 1178, to the second grade of the third rank (ju-sammi), thus for the first time obtaining the privilege of access to the Imperial presence. The explanation of this tardy recognition is, perhaps, to be sought in Yorimasa's preference of prudence to loyalty. In the year of Heiji, he held his little band of bushi in the leash until the issue of the battle could be clearly forseen, and then he threw in his lot with the Taira. Such shallow fealty seldom wins its way to high place. Men did not forget Yorimasa's record. His belated admission to the ranks of the tenjo-bito provoked some derision and he was commonly spoken of as Gen-sammi (the Minamoto third rank).
But it wasn't until he turned seventy-five that, on Kiyomori's recommendation, he was promoted in 1178 to the second grade of the third rank (ju-sammi), finally gaining the privilege of access to the Emperor. The reason for this late recognition might be found in Yorimasa's preference for caution over loyalty. During the year of Heiji, he kept his small group of warriors in check until he could see the outcome of the battle more clearly, and then he decided to support the Taira. This kind of superficial loyalty rarely leads to high positions. People didn’t forget Yorimasa’s history. His late entry into the ranks of the tenjo-bito drew some mockery, and he was often referred to as Gen-sammi (the Minamoto third rank).
But even for one constitutionally so cautious, the pretensions of the Taira became intolerable. Yorimasa determined to strike a blow for the Minamoto cause, and looking round for a figure-head, he fixed upon Prince Mochihito, elder brother of Takakura. This prince, being the son of a concubine, had never reached Imperial rank, though he was thirty years of age, but he possessed some capacity, and a noted physiognomist had recognized in him a future Emperor. In 1170, at Yorimasa's instance, Prince Mochihito secretly sent to all the Minamoto families throughout the empire, especially to Yoritomo at his place of exile in Izu, a document impeaching the conduct of the Taira and exhorting the Minamoto to muster and attack them.
But even for someone so naturally cautious, the Taira's claims became unbearable. Yorimasa decided to take action for the Minamoto cause, and looking for a figurehead, he chose Prince Mochihito, the older brother of Takakura. This prince, being the son of a concubine, had never attained Imperial status, despite being thirty years old, but he had some ability, and a well-known physiognomist had recognized in him the potential to become an Emperor. In 1170, at Yorimasa's urging, Prince Mochihito secretly sent a message to all the Minamoto families across the empire, especially to Yoritomo in his exile in Izu, criticizing the actions of the Taira and urging the Minamoto to gather and confront them.
Yorimasa's story shows that he would not have embarked upon this enterprise had he not seen solid hope of success. But one of the aids he counted on proved unsound. That aid was the Buddhist priesthood. Kiyomori had offended the great monasteries by bestowing special favour on the insignificant shrine of Itsukushima-Myojin. A revelation received in a dream having persuaded him that his fortunes were intimately connected with this shrine, he not only rebuilt it on a scale of much magnificence, but also persuaded Go-Shirakawa to make three solemn progresses thither. This partiality reached its acme at the time of Takakura's abdication (1180), for instead of complying with the custom hitherto observed on such occasions—the custom of worshipping at one or more shrines of the three great monasteries—Enryaku (Hiei-zan), Kofuku (Nara), or Onjo (Miidera)—Takakura, prompted by Kiyomori, proceeded to Itsukushima.*
Yorimasa's story shows that he wouldn't have started this venture if he hadn't seen a real chance of success. But one of the supports he relied on turned out to be unreliable. That support was the Buddhist priesthood. Kiyomori had upset the major monasteries by favoring the minor shrine of Itsukushima-Myojin. A vision he had in a dream convinced him that his fortunes were closely tied to this shrine, so he not only rebuilt it impressively but also got Go-Shirakawa to make three formal visits there. This favoritism peaked during Takakura's abdication (1180), because instead of following the usual practice of worshipping at one or more of the three major monasteries—Enryaku (Hiei-zan), Kofuku (Nara), or Onjo (Miidera)—Takakura, influenced by Kiyomori, went to Itsukushima instead.*
*See Murdoch's History of Japan.
Check out Murdoch's History of Japan.
A monster demonstration on the part of the offended monasteries was temporarily quieted, but deep umbrage rankled in the bosoms of the priests, and Yorimasa counted on their co-operation with his insurrection. He forgot, however, that no bond could be trusted to hold them permanently together in the face of their habitual rivalry, and it was here that his scheme ultimately broke down. At an early stage, some vague news of the plot reached Kiyomori's ears and he hastened from his Fukuhara villa to Kyoto. But it soon became evident that his information was incomplete. He knew, indeed, that Prince Mochihito was involved, but he suspected Go-Shirakawa also, and he entertained no conception of Yorimasa's complicity. Thus, while removing Go-Shirakawa to Rokuhara and despatching a force to seize Mochihito, he entrusted the direction of the latter measure to Yorimasa's son, Kanetsuna, who, it need scarcely be said, failed to apprehend the prince or to elicit any information from his followers.
A huge protest from the offended monasteries was briefly quieted, but deep resentment simmered among the priests, and Yorimasa relied on their support for his uprising. He overlooked the fact that no alliance could be trusted to keep them united in light of their ongoing rivalry, and it was here that his plan ultimately fell apart. Early on, some vague information about the plot reached Kiyomori, prompting him to leave his Fukuhara villa for Kyoto. However, it soon became clear that his information was incomplete. He knew that Prince Mochihito was involved, but he also suspected Go-Shirakawa, and he had no idea about Yorimasa's involvement. So, while relocating Go-Shirakawa to Rokuhara and sending a force to capture Mochihito, he assigned the latter task to Yorimasa's son, Kanetsuna, who, unsurprisingly, failed to capture the prince or to gather any information from his followers.
Presently Kiyomori learned that the prince had escaped to Onjo-ji (Miidera). Thereupon secret negotiations were opened between Rokuhara and Enryaku-ji (Hiei-zan), not that the Taira chief suspected the latter, but because he appreciated that if Hiei-zan joined Miidera, the situation would become formidable. Meanwhile, his trust in Yorimasa remaining still unshaken, he sent him to attack Onjo-ji, which mission the old Minamoto warrior fulfilled by entering the monastery and joining forces with the prince. Yorimasa took this step in the belief that immediate aid would be furnished from Hiei-zan. But before his appeal reached the latter, Kiyomori's overtures had been accepted. Nothing now remained for Yorimasa and Mochihito except to make a desperate rush on Kyoto or to ride away south to Nara, where temporary refuge offered. The latter course was chosen, in spite of Yorimasa's advice. On the banks of the Uji River in a dense fog they were overtaken by the Taira force, the latter numbering twenty thousand, the fugitives three or four hundred. The Minamoto made a gallant and skilful resistance, and finally Yorimasa rode off with a handful of followers, hoping to carry Mochihito to a place of safety. Before they passed out of range an arrow struck the old warrior. Struggling back to Byodo-in, where the fight was still in progress, he seated himself on his iron war-fan and, having calmly composed his death-song, committed suicide.
Currently, Kiyomori found out that the prince had escaped to Onjo-ji (Miidera). Secret negotiations then began between Rokuhara and Enryaku-ji (Hiei-zan), not because the Taira leader suspected the latter, but because he realized that if Hiei-zan allied with Miidera, the situation would become serious. In the meantime, still trusting Yorimasa, he sent him to attack Onjo-ji. The old Minamoto warrior succeeded in this mission by entering the monastery and teaming up with the prince. Yorimasa believed that he would quickly receive support from Hiei-zan. However, before his request reached them, Kiyomori's proposals were accepted. Now, Yorimasa and Mochihito had no choice but to make a desperate dash to Kyoto or flee south to Nara, where they could find temporary safety. They chose the latter option, despite Yorimasa's advice. On the banks of the Uji River, shrouded in dense fog, they were caught by the Taira forces, which numbered twenty thousand, while the fugitives had only three or four hundred. The Minamoto put up a brave and skillful fight, but ultimately Yorimasa rode off with a small group, hoping to get Mochihito to safety. Before they could get out of range, an arrow struck the old warrior. Struggling back to Byodo-in, where the battle was still ongoing, he sat on his iron war-fan, calmly composed his death poem, and then committed suicide.
CHANGE OF CAPITAL AND DEATH OF KIYOMORI
These things happened in May, 1180, and in the following month Kiyomori carried out a design entertained by him for some time. He transferred the capital from Kyoto to Fukuhara, in Settsu, where the modern town of Kobe stands. Originally the Taira mansions were at the two Fukuhara, one on the north of Kyoto, the other on the south, the city being dominated from these positions. But Kiyomori seems to have thought that as the centres of Taira strength lay in the south and west of the empire, the province of Settsu would be a more convenient citadel than Kyoto. Hence he built at Fukuhara a spacious villa and took various steps to improve the harbour—then called Muko—as well as to provide maritime facilities, among which may be mentioned the opening of the strait, Ondo no Seto. But Fukuhara is fifty miles from Kyoto, and to reach the latter quickly from the former in an emergency was a serious task in the twelfth century. Moreover, Kyoto was devastated in 1177 by a conflagration which reduced one-third of the city to ashes, and in April of 1180 by a tornado of most destructive force, so that superstitious folk, who abounded in that age, began to speak ominously of the city's doom.
These events took place in May 1180, and the following month, Kiyomori enacted a plan he had been considering for some time. He moved the capital from Kyoto to Fukuhara, in Settsu, where the modern town of Kobe is located. Initially, the Taira residences were at two locations in Fukuhara, one north of Kyoto and the other south, controlling the city from those spots. However, Kiyomori believed that since the main Taira power was in the south and west of the empire, Settsu would be a more strategic stronghold than Kyoto. Therefore, he built a large villa in Fukuhara and took various measures to enhance the harbor—then called Muko—and to provide maritime facilities, including the opening of the Ondo no Seto strait. But Fukuhara is fifty miles from Kyoto, and during emergencies, reaching the latter quickly from the former was quite challenging in the twelfth century. Additionally, Kyoto had been devastated in 1177 by a fire that destroyed a third of the city, and again in April 1180 by a powerful tornado, leading superstitious people of that time to ominously predict the city's downfall.
What weighed most with the Taira leader, however, was the propinquity of the three great monasteries; Hiei-zan on the north, Miidera on the east, and Nara on the south. In fact, the city lay at the mercy of the soldier-priests. At any moment they might combine, descend upon the capital, and burn it before adequate succour could be marshalled. That such a peril should have been dreaded from such a source seems strange; but the Buddhist priests had shown a very dangerous temper more than once, and from Kiyomori's point of view the possibility of their rising to restore the fortunes of the Fujiwara was never remote.
What really concerned the Taira leader was the closeness of the three major monasteries: Hiei-zan to the north, Miidera to the east, and Nara to the south. The city was essentially at the mercy of the warrior-priests. They could join forces at any time, attack the capital, and set it on fire before any help could arrive. It seems odd that such a threat could come from this group; however, the Buddhist priests had displayed a very dangerous temperament more than once, and from Kiyomori's perspective, the chance of their uprising to restore the Fujiwara’s power was always a possibility.
Kiyomori carried with him to Fukuhara the boy-Emperor (Antoku), the ex-Emperor (Takakura), the cloistered Emperor (Go-Shirakawa), the kwampaku (Motomichi), and all the high Court officials with rare exceptions. The work of construction at Fukuhara not being yet complete, Go-Shirakawa had to be lodged in a building thirty feet square, to which men gave the name of the "jail palace." Kyoto, of course, was thrown into a state of consternation. Remonstrances, petitions, and complaints poured into the Fukuhara mansion. Meanwhile the Minamoto rose. In August of 1180, their white flag was hoisted, and though it looked very insignificant on the wide horizon of Taira power, Kiyomori did not underrate its meaning. At the close of the year, he decided to abandon the Fukuhara scheme and carry the Court back to Kyoto. On the eve of his return he found an opportunity of dealing a heavy blow to the monasteries of Miidera and Nara. For, it having been discovered that they were in collusion with the newly risen Minamoto, Kiyomori sent his sons, Tomomori and Shigehira, at the head of a force which sacked and burned Onjo-ji, Todai-ji, and Kofuku-ji. Thereafter a terrible time ensued for Kyoto, for the home provinces (Kinai), and for the west of the empire. During the greater part of three years, from 1180 to 1182 inclusive, the people suffered, first from famine and afterwards from pestilence. Pitiful accounts are given by contemporary writers. Men were reduced to the direst straits. Hundreds perished of starvation in the streets of Kyoto, and as, in many cases, the corpses lay unburied, pestilence of course ensued. It is stated that in Kyoto alone during two months there were forty-two thousand deaths. The eastern and western regions, however, enjoyed comparative immunity. By the priests and the political enemies of the Taira these cruel calamities were attributed to the evil deeds of Kiyomori and his fellow clansmen, so that the once omnipotent family gradually became an object of popular execration. Kiyomori, however, did not live to witness the ruin of his house. He expired at the age of sixty in March, 1181, just three months after the restoration of Kyoto to metropolitan rank. Since August of the preceding year, the Minamoto had shown signs of troublesome activity, but as yet it seemed hardly possible that their puny onsets should shake, still less pull down, the imposing edifice of power raised by the Taira during twenty years of unprecedented success. Nevertheless, Kiyomori, impatient of all reverses, bitterly upbraided his sons and his officers for incompetence, and when, after seven days' sickness, he saw the end approaching, his last commission was that neither tomb nor temple should be raised to his memory until Yoritomo's head had been placed on his grave.
Kiyomori brought with him to Fukuhara the young Emperor (Antoku), the former Emperor (Takakura), the retired Emperor (Go-Shirakawa), the regent (Motomichi), and almost all the high-ranking court officials. Since construction at Fukuhara was still not finished, Go-Shirakawa had to stay in a thirty-foot square structure, which people called the "jail palace." Kyoto was, of course, thrown into a panic. Complaints, petitions, and protests flooded into the Fukuhara mansion. Meanwhile, the Minamoto clan began to rise. In August of 1180, they raised their white flag, and although it looked small against the vast power of the Taira, Kiyomori understood its significance. By the end of the year, he decided to give up on the Fukuhara plan and return the Court to Kyoto. Just before going back, he found a chance to deal a severe blow to the monasteries of Miidera and Nara. After discovering that these monasteries were colluding with the rising Minamoto, Kiyomori sent his sons, Tomomori and Shigehira, leading a force that looted and burned Onjo-ji, Todai-ji, and Kofuku-ji. A terrible period followed for Kyoto, for the home provinces (Kinai), and for the western part of the empire. For most of three years, from 1180 to 1182, the people suffered first from famine and then from disease. Contemporary writers provide tragic accounts; men were driven to extreme circumstances. Hundreds starved to death in the streets of Kyoto, and with many corpses left unburied, a pestilence naturally followed. Reports state that in Kyoto alone there were forty-two thousand deaths in just two months. However, the eastern and western regions had relative immunity. The priests and political enemies of the Taira blamed these harsh calamities on Kiyomori and his clan, so the once all-powerful family slowly became hated by the public. Kiyomori, however, did not live to see the downfall of his house. He died at the age of sixty in March 1181, just three months after Kyoto was restored to its capital status. Since August of the previous year, the Minamoto had been showing signs of troublesome activity, but it still seemed unlikely that their minor attacks could shake, let alone topple, the formidable power the Taira had built over twenty years of extraordinary success. Nevertheless, Kiyomori, impatient with any setbacks, harshly criticized his sons and officers for their incompetence, and when he saw the end approaching after seven days of illness, his last request was that no tomb or temple should be built in his honor until Yoritomo's head was placed on his grave.
ENGRAVING: ARTIST'S SEAL
ENGRAVING: SWORD-GUARDS (Tsuba) HAND-CARVED IN BRONZE
ENGRAVING: SWORD GUARDS (Tsuba) HAND-CARVED IN BRONZE
CHAPTER XXV
THE EPOCH OF THE GEN AND THE HEI (Continued)
THE EPOCH OF THE GEN AND THE HEI (Continued)
OPENING OF THE CONFLICT
WHEN, after the great struggle of 1160, Yoritomo, the eldest of Yoshitomo's surviving sons, fell into the hands of Taira Munekiyo and was carried by the latter to Kyoto, for execution, as all supposed, and as would have been in strict accord with the canons of the time, the lad, then in his fourteenth year, won the sympathy of Munekiyo by his nobly calm demeanour in the presence of death, and still more by answering, when asked whether he did not wish to live, "Yes, since I alone remain to pray for the memories of my father and my elder brothers." Munekiyo then determined to save the boy if possible, and he succeeded through the co-operation of Kiyomori's step-mother, whom he persuaded that her own son, lost in his infancy, would have grown up to resemble closely Yoritomo.
WHEN, after the great struggle of 1160, Yoritomo, the eldest of Yoshitomo's surviving sons, was captured by Taira Munekiyo and taken to Kyoto for execution, as everyone thought would happen according to the customs of the time, the boy, who was just fourteen, earned Munekiyo's sympathy with his calm composure in the face of death. He moved Munekiyo even more when he responded to the question of whether he wished to live, saying, "Yes, since I alone remain to pray for the memories of my father and my older brothers." Munekiyo then resolved to save the boy if he could, and he succeeded with the help of Kiyomori's stepmother, whom he convinced that her own son, who had died in infancy, would have grown up to closely resemble Yoritomo.
It was much to the credit of Kiyomori's heart but little to that of his head that he listened to such a plea, and historians have further censured his want of sagacity in choosing Izu for Yoritomo's place of exile, seeing that the eastern regions were infested by Minamoto kinsmen and partisans. But Kiyomori did not act blindly. He placed Yoritomo in the keeping of two trusted wardens whose manors were practically conterminous in the valley of the Kano stream on the immediate west of Hakone Pass. These wardens were a Fujiwara, Ito Sukechika, and a Taira, who, taking the name Hojo from the locality of his manor, called himself Hojo Tokimasa. The dispositions of these two men did not agree with the suggestions of their lineage. Sukechika might have been expected to sympathize with his ward in consideration of the sufferings of the Fujiwara at Kiyomori's hands. Tokimasa, as a Taira, should have been wholly antipathetic. Yet had Tokimasa shared Sukechika's mood, the Minamoto's sun would never have risen over the Kwanto.
It was mostly due to Kiyomori's compassion, but not so much his wisdom, that he listened to such a request. Historians have also criticized his lack of judgment in choosing Izu as Yoritomo's place of exile, considering that the eastern regions were filled with Minamoto relatives and supporters. However, Kiyomori did not act recklessly. He entrusted Yoritomo to two reliable guardians whose estates were nearly adjacent in the Kano stream valley, just west of Hakone Pass. These guardians were a Fujiwara named Ito Sukechika and a Taira who took the name Hojo from the area of his estate, calling himself Hojo Tokimasa. The actions of these two men did not align with their family backgrounds. Sukechika might have been expected to feel empathy for his charge given the hardships the Fujiwara faced under Kiyomori. Tokimasa, as a Taira, should have been completely opposed. Yet if Tokimasa had shared Sukechika's sentiment, the Minamoto’s rise in the Kwanto would never have happened.
The explanation is that Tokimasa belonged to a large group of provincial Taira who were at once discontented because their claims to promotion had been ignored, and deeply resentful of indignities and ridicule to which their rustic manners and customs had exposed them at the hands of their upstart kinsmen in Kyoto. Moreover, it is not extravagant to suppose, in view of the extraordinary abilities subsequently shown by Tokimasa, that he presaged the instability of the Taira edifice long before any ominous symptoms became outwardly visible. At any rate, while remaining Yoritomo's ostensible warden, he became his confidant and abettor.
The explanation is that Tokimasa was part of a large group of provincial Taira who were unhappy because their hopes for advancement had been overlooked, and were also deeply upset by the disrespect and mockery their rural ways and customs faced from their newly successful relatives in Kyoto. Additionally, it’s not unreasonable to think, given the remarkable skills Tokimasa demonstrated later, that he anticipated the instability within the Taira structure long before any warning signs became obvious. In any case, while still acting as Yoritomo's official guardian, he became his trusted advisor and supporter.
This did not happen immediately, however. Yoritomo was placed originally under Sukechika's care, and during the latter's absence in Kyoto a liaison was established between his daughter and the Minamoto captive, with the result that a son was born. Sukechika, on his return, caused the child to be thrown into a cataract, married its mother to Ema Kotaro, and swore to have the life of his ward. But Yoritomo, warned of what was pending, effected his escape to Tokimasa's manor. It is recorded that on the way thither he prayed at the shrine of Hachiman, the tutelary deity of his family: "Grant me to become sei-i-shogun and to guard the Imperial Court. Or, if I may not achieve so much, grant me to become governor of Izu, so that I may be revenged on Sukechika. Or, if that may not be, grant me death." With Tokimasa he found security. But here again, though now a man over thirty, he established relations with Masa, his warden's eldest daughter. In all Yoritomo's career there is not one instance of a sacrifice of expediency or ambition on the altar of sentiment or affection. He was a cold, calculating man. No cruelty shocked him nor did he shrink from any severity dictated by policy. It is in the last degree improbable that he risked his political hopes for the sake of a trivial amour. At any rate the event suggests crafty deliberation rather than a passing passion. For though Tokimasa simulated ignorance of the liaison and publicly proceeded with his previous engagement to wed Masa to Taira Kanetaka, lieutenant-governor of Izu, he privately connived at her flight and subsequent concealment.
This didn't happen right away, though. Yoritomo was initially put under Sukechika's guardianship, and while Sukechika was away in Kyoto, a connection was formed between his daughter and the Minamoto captive, resulting in the birth of a son. When Sukechika returned, he had the child thrown into a waterfall, married its mother off to Ema Kotaro, and swore to kill Yoritomo. But Yoritomo, warned about what was coming, managed to escape to Tokimasa's estate. It's recorded that on his way there, he prayed at the shrine of Hachiman, the guardian deity of his family: "Help me become sei-i-shogun and protect the Imperial Court. Or, if that's too much, let me be the governor of Izu so I can take revenge on Sukechika. Or, if that’s not possible, grant me death." With Tokimasa, he found safety. However, even at over thirty, he developed a relationship with Masa, Tokimasa's eldest daughter. Throughout Yoritomo's life, there's not a single instance where he sacrificed his ambitions or pragmatic plans for love or affection. He was a cold, calculating person. Nothing shocked him, and he never hesitated to implement policies that were harsh. It's extremely unlikely he jeopardized his political ambitions for a fleeting romance. Regardless, the situation suggests careful planning rather than a fleeting passion. Even though Tokimasa pretended not to know about the affair and continued his plan to marry Masa to Taira Kanetaka, the lieutenant-governor of Izu, he secretly supported her escape and concealment.
This incident is said to have determined Yoritomo. He disclosed all his ambitions to Hojo Tokimasa, and found in him an able coadjutor. Yoritomo now began to open secret communications with several of the military families in Izu and the neighbouring provinces. In making these selections and approaches, the Minamoto exile was guided and assisted by Tokimasa. Confidences were not by any means confined to men of Minamoto lineage. The kith and kin of the Fujiwara, and even of the Taira themselves, were drawn into the conspiracy, and although the struggle finally resolved itself into a duel à l'outrance between the Taira and the Minamoto, it had no such exclusive character at the outset.
This incident is said to have shaped Yoritomo's future. He shared all his ambitions with Hojo Tokimasa and found a skilled ally in him. Yoritomo then started secret communications with several military families in Izu and the nearby provinces. In making these selections and reaching out, the Minamoto exile was guided and supported by Tokimasa. The trust extended beyond just those of Minamoto descent. Relatives of the Fujiwara and even the Taira were pulled into the conspiracy, and while the conflict eventually turned into an intense battle between the Taira and the Minamoto, it wasn't solely defined that way at the beginning.
In May, or June, 1180, the mandate of Prince Mochihito reached Yoritomo, carried by his uncle, Minamoto Yukiiye, whose figure thenceforth appears frequently upon the scene. Yoritomo showed the mandate to Tokimasa, and the two men were taking measures to obey when they received intelligence of the deaths of Mochihito and Yorimasa and of the fatal battle on the banks of the Uji.
In May or June of 1180, Prince Mochihito's order arrived at Yoritomo, delivered by his uncle, Minamoto Yukiiye, who soon became a frequent presence. Yoritomo shared the order with Tokimasa, and the two were preparing to act on it when they learned about the deaths of Mochihito and Yorimasa and the deadly battle along the Uji River.
Yoritomo would probably have deferred conclusive action in such circumstances had there not reached him from Miyoshi Yasunobu in Kyoto a warning that the Taira were planning to exterminate the remnant of the Minamoto and that Yoritomo's name stood first on the black-list. Moreover, the advisability of taking the field at once was strongly and incessantly urged by a priest, Mongaku, who, after a brief acquaintance, had impressed Yoritomo favourably. This bonze had been the leading figure in an extraordinary romance of real life. Originally Endo Morito, an officer of the guards in Kyoto, he fell in love with his cousin, Kesa,* the wife of a comrade called Minamoto Wataru. His addresses being resolutely rejected, he swore that if Kesa remained obdurate, he would kill her mother. From this dilemma the brave woman determined that self-sacrifice offered the only effective exit. She promised to marry Morito after he had killed her husband, Wataru; to which end she engaged to ply Wataru with wine until he fell asleep. She would then wet his head, so that Morito, entering by an unfastened door and feeling for the damp hair, might consummate his purpose surely. Morito readily agreed, but Kesa, having dressed her own hair in male fashion and wet her head, lay down in her husband's place.
Yoritomo would likely have postponed making a decision in this situation if he hadn’t received a warning from Miyoshi Yasunobu in Kyoto that the Taira were planning to wipe out the remaining Minamoto, with Yoritomo at the top of their target list. Additionally, a priest named Mongaku, who had quickly made a positive impression on Yoritomo, kept urging him to take action immediately. This monk had been the key figure in a remarkable real-life love story. Originally Endo Morito, a guard officer in Kyoto, he fell in love with his cousin, Kesa, the wife of a comrade named Minamoto Wataru. When Kesa rejected his advances, he vowed that if she didn’t change her mind, he would kill her mother. From this predicament, the brave woman decided that self-sacrifice was the only way out. She promised to marry Morito after he killed her husband, Wataru; to do this, she agreed to get Wataru drunk until he fell asleep. She would then wet his head so that Morito, entering through an unlocked door and feeling for the damp hair, could achieve his goal without fail. Morito readily agreed, but Kesa, having styled her hair like a man’s and wet her head, lay down in her husband’s place.
*Generally spoken of as "Kesa Gozen," but the latter word signifies "lady."
*Generally referred to as "Kesa Gozen," but the second word means "lady."
When Morito found that he had killed the object of his passionate affection, he hastened to confess his crime and invited Wataru to slay him. But Wataru, sympathizing with his remorse, proposed that they should both enter religion and pray for the rest of Kesa's spirit. It is related that one of the acts of penance performed by Mongaku—the monastic name taken by Morito—was to stand for twenty-one days under a waterfall in the depth of winter. Subsequently he devoted himself to collecting funds for reconstructing the temple of Takao, but his zeal having betrayed him into a breach of etiquette at the palace of Go-Shirakawa, he was banished to Izu, where he obtained access to Yoritomo and counselled him to put his fortune to the test.*
When Morito realized he had killed the person he loved deeply, he rushed to confess his crime and asked Wataru to kill him. However, Wataru, feeling compassion for his guilt, suggested they both become monks and pray for Kesa's spirit. It's said that one of the penance acts performed by Mongaku—the monastic name Morito took—was standing under a waterfall for twenty-one days in the dead of winter. Later, he focused on raising money to rebuild the Takao temple, but his enthusiasm led him to commit a social faux pas at the palace of Go-Shirakawa, resulting in his banishment to Izu, where he met Yoritomo and advised him to test his fortunes.*
*Tradition says that among the means employed by Mongaku to move
Yoritomo was the exhibition of Yoshitomo's bones.
*Tradition says that one of the ways Mongaku influenced
Yoritomo was by displaying Yoshitomo's bones.
THE FIRST STAGE OF THE STRUGGLE
The campaign was opened by Hojo Tokimasa on the 8th of September, 1180. He attacked the residence of the lieutenant-governor of Izu, Taira Kanetaka, burned the mansion, and killed Kanetaka, whose abortive nuptials with the lady Masa had been celebrated a few months previously. Yoritomo himself at the head of a force of three hundred men, crossed the Hakone Pass three days later en route for Sagami, and encamped at Ishibashi-yama. This first essay of the Minamoto showed no military caution whatever. It was a march into space. Yoritomo left in his rear Ito Sukechika, who had slain his infant son and sworn his own destruction, and he had in his front a Taira force of three thousand under Oba Kagechika. It is true that many Taira magnates of the Kwanto were pledged to draw the sword in the Minamoto cause. They had found the selfish tyranny of Kiyomori not at all to their taste or their profit. It is also true that the Oba brothers had fought staunchly on the side of Yoritomo's father, Yoshitomo, in the Heiji war. Yoritomo may possibly have entertained some hope that the Oba army would not prove a serious menace.
The campaign began on September 8, 1180, led by Hojo Tokimasa. He attacked the home of the lieutenant-governor of Izu, Taira Kanetaka, burned down the mansion, and killed Kanetaka, who had just a few months earlier celebrated an unsuccessful marriage with Lady Masa. Three days later, Yoritomo, leading three hundred men, crossed the Hakone Pass on his way to Sagami and set up camp at Ishibashi-yama. This initial venture by the Minamoto showed no military caution whatsoever. It was a reckless march into the unknown. Yoritomo left behind Ito Sukechika, who had killed his own infant son and vowed to destroy himself, while facing a Taira force of three thousand under Oba Kagechika. However, many Taira leaders in the Kwanto were willing to fight for the Minamoto cause, having found Kiyomori's selfish tyranny unappealing and unprofitable. It’s also true that the Oba brothers had fought loyally alongside Yoritomo’s father, Yoshitomo, during the Heiji war. Yoritomo might have had some hope that the Oba army wouldn’t pose a significant threat.
Whatever the explanation may be, the little Minamoto band were attacked in front and rear simultaneously during a stormy night. They suffered a crushing defeat. It seemed as though the white flag* was to be lowered permanently, ere it had been fully shaken out to the wind. The remnants of the Minamoto sought shelter in a cryptomeria grove, where Yoritomo proved himself a powerful bowman. But when he had tune to take stock of his followers, he found them reduced to six men. These, at the suggestion of Doi Sanehira, he ordered to scatter and seek safety in flight, while he himself with Sanehira hid in a hollow tree. Their hiding-place was discovered by Kajiwara Kagetoki, a member of the Oba family, whose sympathies were with the Minamoto. He placed himself before the tree and signalled that the fugitives had taken another direction. Presently, Oba Kagechika, riding up, thrust his bow into the hollow tree, and as two pigeons flew out, he concluded that there was no human being within.
Whatever the reason, the little Minamoto group was attacked from both the front and back during a stormy night. They faced a devastating defeat. It felt like the white flag* was about to be permanently lowered before it had even fully waved in the wind. The survivors of the Minamoto sought refuge in a grove of cryptomeria trees, where Yoritomo demonstrated his skill as an archer. But when he had time to assess his followers, he found that only six men remained. At Doi Sanehira’s suggestion, he ordered them to scatter and flee for safety, while he and Sanehira hid in a hollow tree. Their hiding spot was discovered by Kajiwara Kagetoki, a member of the Oba family, who was sympathetic to the Minamoto. He positioned himself in front of the tree and signaled that the fugitives had gone in another direction. Soon, Oba Kagechika rode up, thrust his bow into the hollow tree, and when two pigeons flew out, he concluded that no one was inside.
*The Taira flew a red ensign; the Minamoto, a white.
*The Taira flew a red flag; the Minamoto, a white one.*
ENGRAVING: MINAMOTO YORITOMO
From the time of this hairbreadth escape, Yoritomo's fortunes rose rapidly. After some days of concealment among the Hakone mountains, he reached the shore of Yedo Bay, and crossing from Izu to Awa, was joined by Tokimasa and others. Manifestoes were then despatched in all directions, and sympathizers began to flock in. Entering Kazusa, the Minamoto leader secured the cooperation of Taira Hirotsune and Chiba Tsunetane, while Tokimasa went to canvass in Kai. In short, eight provinces of the Kwanto responded like an echo to Yoritomo's call, and, by the time he had made his circuit of Yedo Bay, some twenty-five thousand men were marshalled under his standard. Kamakura, on the seacoast a few miles south of the present Yokohama, was chosen for headquarters, and one of the first steps taken was to establish there, on the hill of Tsurugaoka, a grand shrine to Hachiman, the god of War and tutelary deity of the Minamoto.
From the moment of this narrow escape, Yoritomo's fortunes began to rise quickly. After staying hidden in the Hakone mountains for a few days, he made it to Yedo Bay. He crossed from Izu to Awa and was joined by Tokimasa and others. Manifestos were then sent out in all directions, and supporters started to gather. Upon entering Kazusa, the Minamoto leader secured the support of Taira Hirotsune and Chiba Tsunetane, while Tokimasa went to campaign in Kai. In short, eight provinces of the Kwanto responded enthusiastically to Yoritomo's call, and by the time he finished his tour of Yedo Bay, around twenty-five thousand men had gathered under his banner. Kamakura, on the coast a few miles south of modern-day Yokohama, was chosen as the headquarters, and one of the first things he did was establish a grand shrine to Hachiman, the god of War and the protective deity of the Minamoto, on the hill of Tsurugaoka.
Meanwhile, Tokimasa had secured the allegiance of the Takeda family of Kai, and was about to send a strong force to join Yoritomo's army. But by this time the Taira were in motion. Kiyomori had despatched a body of fifty thousand men under Koremori, and Yoritomo had decided to meet this army on the banks of the Fuji river. It became necessary, therefore, to remove all potential foes from the Minamoto rear, and accordingly Hojo Tokimasa received orders to overrun Suruga and then to direct his movements with a view to concentration on the Fuji. Thither Yoritomo marched from Kamakura, and by the beginning of November, 1180, fifty thousand Taira troops were encamped on the south bank of the river and twenty-seven thousand Minamoto on the north. A decisive battle must be fought in the space of a few days. In fact, the 13th of November had been indicated as the probable date. But the battle was never fought. The officer in command of the Taira van, Fujiwara no Tadakiyo, laboured under the disadvantage of being a coward, and the Taira generals, Koremori and Tadamori, grandson and youngest brother, respectively, of Kiyomori, seem to have been thrown into a state of nervous prostration by the unexpected magnitude of the Minamoto's uprising. They were debating, and had nearly recognized the propriety of falling back without challenging a combat or venturing their heads further into the tiger's mouth, when something—a flight of water-birds, a reconnaissance in force, a rumour, or what not—produced a panic, and before a blow had been struck, the Taira army was in full retreat for Kyoto.
Meanwhile, Tokimasa had secured the loyalty of the Takeda family from Kai and was about to send a strong force to join Yoritomo's army. But by this time, the Taira were on the move. Kiyomori had dispatched a force of fifty thousand men under Koremori, and Yoritomo had decided to confront this army on the banks of the Fuji River. It became necessary to eliminate all potential enemies from the Minamoto's rear. Therefore, Hojo Tokimasa received orders to invade Suruga and then adjust his movements to focus on the Fuji. Yoritomo marched from Kamakura, and by early November 1180, fifty thousand Taira troops were camped on the south bank of the river, while twenty-seven thousand Minamoto were on the north. A decisive battle needed to happen within a few days. In fact, November 13 had been marked as the likely date. But the battle never occurred. The officer in charge of the Taira vanguard, Fujiwara no Tadakiyo, was unfortunately a coward, and the Taira generals, Koremori and Tadamori—Kiyomori's grandson and youngest brother, respectively—seemed to become so anxious due to the unexpected scale of the Minamoto's uprising. They were discussing the possibility of retreating without engaging in combat or risking more danger when something—perhaps a flock of water birds, a military reconnaissance, a rumor, or something else—triggered a panic, and before a single blow was struck, the Taira army was in full retreat towards Kyoto.
YOSHITSUNE
In the Minamoto camp there was some talk of pursuing the fugitive Taira, and possibly the most rapid results would thus have been attained. But it was ultimately decided that the allegiance of the whole Kwanto must be definitely secured before denuding it of troops for the purpose of a western campaign. This attitude of caution pointed specially to the provinces of Hitachi and Shimotsuke, where the powerful Minamoto families of Satake and Nitta, respectively, looked coldly upon the cause of their kinsman, Yoritomo. Therefore the army was withdrawn to a more convenient position on the Kiso River, and steps, ultimately successful, were taken to win over the Nitta and the Satake.
In the Minamoto camp, there was some discussion about going after the fleeing Taira, and doing so might have brought quick results. However, it was ultimately decided that securing the loyalty of the entire Kwanto region was more important than sending troops away for a campaign in the west. This caution particularly reflected concerns about the provinces of Hitachi and Shimotsuke, where the influential Minamoto families of Satake and Nitta, respectively, were indifferent to their relative, Yoritomo’s cause. As a result, the army was pulled back to a more strategic position along the Kiso River, and efforts, which were eventually successful, were made to win over the Nitta and Satake families.
It was at this time that there arrived in Yoritomo's camp a youth of twenty-one with about a score of followers. Of medium stature and of frame more remarkable for grace than for thews, he attracted attention chiefly by his piercing eyes and by the dignified intelligence of his countenance. This was Yoshitsune, the youngest son of Yoshitomo. His life, as already stated, had been saved in the Heiji disturbance, first, by the intrepidity of his mother, Tokiwa, and, afterwards, by the impression her dazzling beauty produced upon the Taira leader. Placed in the monastery of Kurama, as stipulated by Kiyomori, Yoshitsune had no sooner learned to think than he became inspired with an absorbing desire to restore the fortunes of his family. Tradition has surrounded the early days of this, the future Bayard of Japan, with many romantic legends, among which it is difficult to distinguish the true from the false. What is certain, however, is that at the age of fifteen he managed to effect his escape to the north of Japan. The agent of his flight was an iron-merchant who habitually visited the monastery on matters of business, and whose dealings took him occasionally to Mutsu.
At this time, a twenty-one-year-old young man with about twenty followers arrived in Yoritomo's camp. He was of average height and built more for grace than strength, and he caught attention mainly because of his sharp eyes and the dignified intelligence on his face. This was Yoshitsune, the youngest son of Yoshitomo. As noted earlier, his life was saved during the Heiji disturbance first by his mother Tokiwa's bravery and later by the impression her stunning beauty made on the Taira leader. After being placed in the Kurama monastery as Kiyomori had decreed, Yoshitsune quickly began to think for himself and developed a strong desire to restore his family's fortunes. Many romantic legends surround the early life of this future hero of Japan, making it hard to separate fact from fiction. What we do know is that at the age of fifteen, he successfully escaped to northern Japan. The person who helped him flee was an iron merchant who regularly visited the monastery for business and occasionally traveled to Mutsu.
At the time of Yoshitsune's novitiate in the Kurama temple, the political power in Japan may be said to have been divided between the Taira, the provincial Minamoto, the Buddhist priests, and the Fujiwara, and of the last the only branch that had suffered no eclipse during the storms of Hogen and Heiji had been the Fujiwara of Mutsu. It has been shown in the story of the Three Years' War, and specially in the paragraph entitled "The Fujiwara of the North," that the troops of Fujiwara Kiyohira and Minamoto Yoshiiye had fought side by side, and that, after the war, Kiyohira succeeded to the six districts of Mutsu, which constituted the largest estate in the hands of any one Japanese noble. That estate was in the possession of Hidehira, grandson of Kiyohira, at the time when the Minamoto family suffered its heavy reverses. Yoshitsune expected, therefore, that at least an asylum would be assured, could he find his way to Mutsu. He was not mistaken. Hidehira received him with all hospitality, and as Mutsu was practically beyond the control of Kyoto, the Minamoto fugitive could lead there the life of a bushi, and openly study everything pertaining to military art. He made such excellent use of these opportunities that, by the time the Minamoto standard was raised anew in Izu, Yoshitsune had earned the reputation of being the best swordsman in the whole of northern Japan.
At the time when Yoshitsune was training at the Kurama temple, Japan's political power was basically split between the Taira, the regional Minamoto, the Buddhist priests, and the Fujiwara. Among the Fujiwara, the only branch that had not been affected during the turmoil of Hogen and Heiji was the Fujiwara of Mutsu. The story of the Three Years' War, especially in the section titled "The Fujiwara of the North," shows that the forces of Fujiwara Kiyohira and Minamoto Yoshiiye fought alongside each other. After the war, Kiyohira took control of the six districts of Mutsu, which was the biggest estate held by any single Japanese noble. This estate was owned by Hidehira, Kiyohira's grandson, at the time when the Minamoto family faced their significant losses. Yoshitsune hoped that he would at least find refuge if he could reach Mutsu. He was right. Hidehira welcomed him warmly, and since Mutsu was largely outside Kyoto's influence, the Minamoto fugitive could live as a bushi and openly study military techniques. He took full advantage of these opportunities, and by the time the Minamoto banner was raised again in Izu, Yoshitsune had gained a reputation as the greatest swordsman in all of northern Japan.
This was the stripling who rode into Yoritomo's camp on a November day in the year 1180. The brothers had never previously seen each other's faces, and their meeting in such circumstances was a dramatic event. Among Yoshitsune's score of followers there were several who subsequently earned undying fame, but one deserves special mention here. Benkei, the giant halberdier, had turned his back upon the priesthood, and, becoming a free lance, conceived the ambition of forcibly collecting a thousand swords from their wearers. He wielded the halberd with extraordinary skill, and such a huge weapon in the hand of a man with seven feet of stalwart stature constituted a menace before which a solitary wayfarer did not hesitate to surrender his sword. One evening, Benkei observed an armed acolyte approaching the Gojo bridge in Kyoto. The acolyte was Yoshitsune, and the time, the eve of his departure for Mutsu. Benkei made light of disarming a lad of tender years and seemingly slender strength. But already in his acolyte days Yoshitsune had studied swordsmanship, and he supplemented his knowledge by activity almost supernatural. The giant Benkei soon found himself praying for life and swearing allegiance to his boy conqueror, an oath which he kept so faithfully as to become the type of soldierly fidelity for all subsequent generations of his countrymen.
This was the young man who rode into Yoritomo's camp on a November day in 1180. The brothers had never seen each other before, so their meeting under such dramatic circumstances was significant. Among Yoshitsune's many followers, several would later achieve lasting fame, but one deserves special mention here. Benkei, the giant halberd fighter, had turned away from the priesthood and, becoming a freelancer, aimed to collect a thousand swords from their owners by force. He wielded the halberd with incredible skill, and such a massive weapon in the hands of a man who stood seven feet tall was enough to intimidate any traveler into handing over his sword. One evening, Benkei saw an armed acolyte approaching the Gojo bridge in Kyoto. The acolyte was Yoshitsune, and it was the night before his departure for Mutsu. Benkei dismissed the idea of disarming a young boy who seemed slender and weak. However, even in his acolyte days, Yoshitsune had trained in sword fighting and supplemented his skills with nearly supernatural abilities. The giant Benkei soon found himself praying for his life and pledging loyalty to his young conqueror, an oath he kept so faithfully that he became the embodiment of soldierly loyalty for future generations of his countrymen.
KISO YOSHINAKA
Looking at the map of central Japan, it is seen that the seven provinces of Suruga, Izu, Awa, Kai, Sagami, Musashi, and Kazusa are grouped approximately in the shape of a Japanese fan (uchiwa), having Izu for the handle. Along the Pacific coast, eastward of this fan, lie the provinces of Shimosa and Hitachi, where the Nitta and the Satake, respectively, gave employment for some time to the diplomatic and military resources of the Minamoto. Running inland from the circumference of the fan are Shinano and Kotsuke, in which two provinces, also, a powerful Minamoto resurrection synchronized with, but was independent of, the Yoritomo movement.
Looking at the map of central Japan, you can see that the seven provinces of Suruga, Izu, Awa, Kai, Sagami, Musashi, and Kazusa are arranged roughly in the shape of a Japanese fan (uchiwa), with Izu as the handle. Along the Pacific coast, to the east of this fan, are the provinces of Shimosa and Hitachi, where the Nitta and the Satake, respectively, relied on the diplomatic and military strength of the Minamoto for some time. Inland from the edges of the fan are Shinano and Kotsuke, where a strong Minamoto resurgence also arose, which was synchronized with but independent of the Yoritomo movement.
The hero of the Shinano-Kotsuke drama was Minamoto no Yoshinaka, commonly called Kiso Yoshinaka, because his youth was passed among the mountains where the Kiso River has its source. In the year 1155, Yoshitomo's eldest son, Yoshihira,* was sent to Musashi to fight against his uncle, Yoshikata. The latter fell, and his son, Yoshinaka, a baby of two, was handed to Saito Sanemori to be executed; but the latter sent the child to Shinano, where it was brought up by Nakahara Kaneto, the husband of its nurse. Yoshinaka attained an immense stature as well as signal skill in archery and horsemanship. Like Yoritomo and Yoshitsune, he brooded much on the evil fortunes of the Minamoto, and paid frequent visits to Kyoto to observe the course of events. In the year 1180, the mandate of Prince Mochihito reached him, and learning that Yoritomo had taken the field, he gathered a force in Shinano. Between the two leaders there could be no final forgetfulness of the fact that Yoritomo's brother had killed Yoshinaka's father, and had ordered the slaying of Yoshinaka himself. But this evil memory did not obtrude itself at the outset. They worked independently. Yoshinaka gained a signal victory over the Taira forces marshalled against him by the governor of Shinano, and pushing thence eastward into Kotsuke, obtained the allegiance of the Ashikaga of Shimotsuke and of the Takeda of Kai. Thus, the year 1180 closed upon a disastrous state of affairs for the Taira, no less than ten provinces in the east having fallen practically under Minamoto sway.
The main character of the Shinano-Kotsuke drama was Minamoto no Yoshinaka, usually known as Kiso Yoshinaka, because he grew up in the mountains where the Kiso River begins. In 1155, Yoshitomo's eldest son, Yoshihira,* was sent to Musashi to battle his uncle, Yoshikata. Yoshikata was defeated, and his son, Yoshinaka, who was only two years old, was handed over to Saito Sanemori for execution; however, Sanemori sent the child to Shinano, where he was raised by Nakahara Kaneto, the husband of his nurse. Yoshinaka grew to be very tall and exceptionally skilled in archery and horseback riding. Like Yoritomo and Yoshitsune, he often pondered the unfortunate fate of the Minamoto family and frequently visited Kyoto to keep an eye on developments. In 1180, he received a message from Prince Mochihito, and after learning that Yoritomo had gone to war, he gathered a force in Shinano. Both leaders were unable to forget that Yoritomo's brother had killed Yoshinaka's father and had ordered Yoshinaka's own death. However, this painful memory did not intrude at the beginning. They operated independently. Yoshinaka achieved a significant victory over the Taira forces led by the governor of Shinano, and then moved east into Kotsuke, gaining the loyalty of the Ashikaga of Shimotsuke and the Takeda of Kai. Thus, by the end of 1180, the Taira faced a dire situation, with nearly ten provinces in the east falling largely under Minamoto control.
*This Yoshihira was a giant in stature. He shares with Tametomo the fame of having exhibited the greatest prowess in the Hogen and Heiji struggles. It was he who offered to attack Kyoto from Kumano a measure which, in all probability, would have reversed the result of the Heiji war.
*This Yoshihira was very tall. He shares with Tametomo the reputation for having shown the greatest skill in the Hogen and Heiji conflicts. He was the one who proposed to launch an attack on Kyoto from Kumano, a move that likely would have changed the outcome of the Heiji war.*
CONTINUATION OF THE CAMPAIGN
Kiyomori expired in March, 1181, as already related. His last behest, that the head of Yoritomo should be laid on his grave, nerved his successors to fresh efforts. But the stars in their courses seemed to be fighting against the Taira. Kiyomori's son, Munemori, upon whom devolved the direction of the great clan's affairs, was wholly incompetent for such a trust. One gleam of sunshine, however, illumined the fortunes of the Heike. Two months after Kiyomori's death, a Taira army under Shigehira attacked Yukiiye, Yoritomo's uncle, who had pushed westward as far as Owari. This Yukiiye never showed any qualities of generalship. He was repeatedly defeated, the only redeeming feature of his campaigns being that he himself always escaped destruction. On this occasion he was driven out of Owari and forced to retire within the confines of the Kwanto.
Kiyomori died in March 1181, as previously mentioned. His final wish, that Yoritomo's head be placed on his grave, motivated his successors to make renewed efforts. However, it seemed like fate was against the Taira. Kiyomori's son, Munemori, who took over the leadership of the powerful clan, was completely unqualified for such a responsibility. However, there was a small ray of hope for the Heike. Two months after Kiyomori's death, a Taira army led by Shigehira attacked Yukiiye, Yoritomo's uncle, who had moved west as far as Owari. Yukiiye never demonstrated any military skill and was consistently defeated, with the only positive aspect of his campaigns being that he always managed to avoid total destruction. On this occasion, he was pushed out of Owari and forced to retreat back to the Kwanto region.
But now the home provinces and the west fell into the horrors of famine and pestilence, as described above; and in such circumstances to place armies in the field and to maintain them there became impossible. The Taira had to desist from all warlike enterprises until the summer of 1182, when a great effort was made to crush the rapidly growing power of the Minamoto. Commissions of provincial governor were sent to Jo no Nagashige, a puissant Taira magnate of Echigo; to Taira no Chikafusa, of Etchu, and to Fujiwara Hidehira, of Mutsu, who were all ordered to attack Yoritomo and Yoshinaka. Hidehira made no response, but Nagashige set in motion against Yoshinaka a strong force, swelled by a contingent from Kyoto under Michimori. The results were signal defeat for the Taira and the carrying of the white flag by Yoshinaka into Echigo, Etchu, Noto, and Kaga.
But now the home provinces and the west were struck by famine and disease, as mentioned earlier; and in such circumstances, it became impossible to deploy and sustain armies. The Taira had to pause all military activities until the summer of 1182, when they made a significant effort to crush the rapidly rising power of the Minamoto. Provincial governors were dispatched to Jo no Nagashige, a powerful Taira leader from Echigo; to Taira no Chikafusa, from Etchu; and to Fujiwara Hidehira, from Mutsu, all commanded to attack Yoritomo and Yoshinaka. Hidehira didn’t respond, but Nagashige launched a strong force against Yoshinaka, augmented by a contingent from Kyoto led by Michimori. The outcome was a decisive defeat for the Taira and Yoshinaka's success in capturing the white flag in Echigo, Etchu, Noto, and Kaga.
DISSENSIONS AMONG THE MINAMOTO
Meanwhile discord had declared itself between Yoritomo and Yoshinaka. It has been shown that the records of the two families afforded no basis of mutual confidence, and it has also been shown that the Takeda clan of Kai province were among the earliest adherents of the Minamoto cause. In view of Yoshinaka's brilliant successes, Takeda Nobumitsu proposed a marriage between his daughter and Yoshinaka's son, Yoshitaka. This union was declined by Yoshinaka, whereupon Nobumitsu suggested to Yoritomo that Yoshinaka's real purpose was to ally his house with the Taira by marriage. Whether Nobumitsu believed this, or whether his idea had its origin in pique, history does not indicate. But there can be no hesitation in concluding that a rupture between the two Minamoto chiefs was presaged by Yoritomo's entourage, who judged that two Richmonds could not remain permanently in the field.
Meanwhile, tensions had arisen between Yoritomo and Yoshinaka. The records from the two families showed no foundation for trust, and it was also revealed that the Takeda clan from Kai province were among the earliest supporters of the Minamoto cause. Given Yoshinaka's impressive victories, Takeda Nobumitsu suggested a marriage between his daughter and Yoshinaka's son, Yoshitaka. Yoshinaka declined this proposal, after which Nobumitsu advised Yoritomo that Yoshinaka's true intention was to form an alliance with the Taira through marriage. Whether Nobumitsu genuinely believed this or his suggestion stemmed from resentment is unclear from history. However, it's clear that Yoritomo's followers anticipated a split between the two Minamoto leaders, believing that two powerful figures could not coexist in the same field.
Things gradually shaped themselves in accordance with that forecast. The malcontents in Yoritomo's camp or his discomfited opponents began to transfer their allegiance to Yoshinaka; a tendency which culminated when Yoritomo's uncle, Yukiiye, taking umbrage because a provincial governorship was not given to him, rode off at the head of a thousand cavalry to join Yoshinaka. The reception given by Yoshinaka to these deserters was in itself sufficient to suggest doubts of his motives. Early in the year 1183, Yoritomo sent a force into Shinano with orders to exterminate Yoshinaka. But the latter declined the combat. Quoting a popular saying that the worst enemies of the Minamoto were their own dissensions, he directed his troops to withdraw into Echigo, leaving to Yoritomo a free hand in Shinano. When this was reported to Yoritomo, he recalled his troops from Shinano, and asked Yoshinaka to send a hostage. Yoshinaka replied by sending his son Yoshitaka, the same youth to whom Takeda Nobumitsu had proposed to marry his daughter. He was now wedded to Yoritomo's daughter, and the two Minamoto chiefs seemed to have been effectually reconciled.
Things gradually started to unfold as predicted. The discontented members of Yoritomo's camp and his disappointed opponents began to shift their loyalty to Yoshinaka; this trend peaked when Yoritomo's uncle, Yukiiye, upset because he wasn’t given a provincial governorship, left with a thousand cavalry to join Yoshinaka. Yoshinaka’s reception of these defectors was enough to raise questions about his intentions. Early in 1183, Yoritomo sent troops into Shinano with orders to eliminate Yoshinaka. However, Yoshinaka avoided the fight. Citing a popular saying that the greatest enemies of the Minamoto were their own divisions, he instructed his troops to retreat to Echigo, leaving Yoritomo free rein in Shinano. When Yoritomo heard this, he pulled his troops back from Shinano and asked Yoshinaka to send a hostage. Yoshinaka responded by sending his son Yoshitaka, the same young man whom Takeda Nobumitsu had wanted to marry his daughter. He was now married to Yoritomo's daughter, and the two Minamoto leaders appeared to have reconciled effectively.
ADVANCE OF YOSHINAKA ON KYOTO
Yoshinaka's desire to avoid conflict with Yoritomo had been partly due to the fact that the Taira leaders were known to be just then straining every nerve to beat back the westward-rolling tide of Minamoto conquest. They had massed all their available forces in Echizen, and at that supreme moment Yoritomo's active hostility would have completely marred Yoshinaka's great opportunity. In May, 1183, this decisive phase of the contest was opened; Koremori, Tamemori, and Tomonori being in supreme command of the Taira troops, which are said to have mustered one hundred thousand strong. At first, things fared badly with the Minamoto. They lost an important fortress at Hiuchi-yama, and Yukiiye was driven from Kaga into Noto. But when the main army of the Minamoto came into action, the complexion of affairs changed at once. In a great battle fought at Tonami-yama in Echizen, Yoshinaka won a signal victory by the manoeuvre of launching at the Taira a herd of oxen having torches fastened to their horns. Thousands of the Taira perished, including many leaders.
Yoshinaka's desire to avoid conflict with Yoritomo was partly because the Taira leaders were currently doing everything they could to push back the advancing Minamoto forces. They had gathered all their available troops in Echizen, and at that critical moment, Yoritomo's active hostility would have ruined Yoshinaka's significant opportunity. In May 1183, this decisive phase of the battle began; Koremori, Tamemori, and Tomonori were in command of the Taira troops, which were said to number around one hundred thousand. Initially, the Minamoto faced difficulties. They lost an important fortress at Hiuchi-yama, and Yukiiye was pushed from Kaga into Noto. However, when the main army of the Minamoto got involved, the situation changed dramatically. In a major battle fought at Tonami-yama in Echizen, Yoshinaka achieved a remarkable victory by sending a herd of oxen with torches attached to their horns toward the Taira. Thousands of Taira soldiers perished, including many leaders.
Other victories at Kurikara and Shinowara opened the road to Kyoto. Yoshinaka pushed on and, in August, reached Hiei-zan; while Yukiiye, the pressure on whose front in Noto had been relieved, moved towards Yamato; Minamoto no Yukitsuna occupied Settsu and Kawachi, and Ashikaga Yoshikiyo advanced to Tamba. Thus, the capital lay at the mercy of Yoshinaka's armies. The latter stages of the Minamoto march had been unopposed. Munemori, after a vain attempt to secure the alliance of the Hiei-zan monks, had recalled his generals and decided to retire westward, abandoning Kyoto. He would have taken with him the cloistered Emperor, but Go-Shirakawa secretly made his way to Hiei-zan and placed himself under the protection of Yoshinaka, rejoicing at the opportunity to shake off the Taira yoke.
Other victories at Kurikara and Shinowara opened the way to Kyoto. Yoshinaka pushed forward and, in August, reached Hiei-zan; meanwhile, Yukiiye, whose pressure in Noto had lessened, moved towards Yamato; Minamoto no Yukitsuna occupied Settsu and Kawachi, and Ashikaga Yoshikiyo advanced to Tamba. Thus, the capital was at the mercy of Yoshinaka’s armies. The later stages of the Minamoto march faced no opposition. Munemori, after unsuccessfully trying to secure an alliance with the Hiei-zan monks, recalled his generals and decided to retreat westward, abandoning Kyoto. He intended to take the cloistered Emperor with him, but Go-Shirakawa secretly made his way to Hiei-zan and placed himself under Yoshinaka’s protection, delighted at the chance to break free from Taira control.
RETREAT OF THE TAIRA
On August 14, 1183, the evacuation of Kyoto took place. Munemori, refusing to listen to the counsels of the more resolute among his officers, applied the torch to the Taira mansions at northern and southern Rokuhara, and, taking with him the Emperor Antoku, then in his sixth year, his Majesty's younger brother, and their mother, together with the regalia—the mirror, the sword, and the gem—retired westward, followed by the whole remnant of his clan. Arrived at Fukuhara, they devoted a night to praying, making sacred music, and reading Sutras at Kiyomori's tomb, whereafter they set fire to all the Taira palaces, mansions, and official buildings, and embarked for the Dazai-fu in Chikuzen. They reckoned on the allegiance of the whole of Kyushu and of at least one-half of Shikoku.
On August 14, 1183, Kyoto was evacuated. Munemori, ignoring the advice of his more determined officers, set fire to the Taira mansions in northern and southern Rokuhara. He took the six-year-old Emperor Antoku, his Majesty's younger brother, their mother, and the imperial treasures—the mirror, the sword, and the gem—and fled west, followed by the remaining members of his clan. Once they reached Fukuhara, they spent the night praying, playing sacred music, and reciting Sutras at Kiyomori's tomb. After that, they burned down all the Taira palaces, mansions, and official buildings before boarding ships for the Dazai-fu in Chikuzen. They hoped to gain the loyalty of all of Kyushu and at least half of Shikoku.
EIGHTY-SECOND SOVEREIGN, THE EMPEROR GO-TOBA (A.D. 1184-1198)
The Taira leaders having carried off the Emperor Antoku, there was no actually reigning sovereign in Kyoto, whither the cloistered Emperor now returned, an imposing guard of honour being furnished by Yoshinaka. Go-Shirakawa therefore resumed the administration of State affairs, Yoshinaka being given the privilege of access to the Presence and entrusted with the duty of guarding the capital. The distribution of rewards occupied attention in the first place. Out of the five hundred manors of the Taira, one hundred and fifty were given to Yoshinaka and Yukiiye, and over two hundred prominent Taira officials were stripped of their posts and their Court ranks. Yoritomo received more gracious treatment than Yoshinaka, although the Kamakura chief could not yet venture to absent himself from the Kwanto for the purpose of paying his respects at Court. For the rest, in spite of Yoshinaka's brilliant success, he was granted only the fifth official rank and the governorship of the province of Iyo.
After the Taira leaders took Emperor Antoku, there was no reigning sovereign in Kyoto, where the cloistered Emperor now returned, accompanied by a prominent honor guard provided by Yoshinaka. Go-Shirakawa then resumed control of state affairs, allowing Yoshinaka access to the Emperor and assigning him the responsibility of guarding the capital. The distribution of rewards was the first order of business. Out of the Taira's five hundred manors, one hundred and fifty were awarded to Yoshinaka and Yukiiye, while over two hundred high-ranking Taira officials were stripped of their positions and ranks at court. Yoritomo was treated more favorably than Yoshinaka, though he still couldn’t leave the Kwanto to pay his respects at court. Overall, despite Yoshinaka's impressive success, he was granted only the fifth official rank and the governorship of Iyo Province.
These things could not fail to engender some discontent, and presently a much graver cause for dissatisfaction presented itself. Fujiwara Kanezane, minister of the Right, memorialized the Court in the sense that, as Antoku had left the capital, another occupant to the throne should be appointed, in spite of the absence of the regalia. He pointed out that a precedent for dispensing with these tokens of Imperialism had been furnished in the case of the Emperor Keitai (507-531). No valid reason existed for such a precipitate step. Antoku had not abdicated. His will had not been consulted at all by the Taira when they carried him off; nor would the will of a child of six have possessed any validity in such a matter. It is plain that the proposal made by the minister of the Right had for motive the convenience of the Minamoto, whose cause lacked legitimacy so long as the sovereign and the regalia were in the camp of the Taira.
These issues inevitably caused some discontent, and soon a much bigger reason for dissatisfaction emerged. Fujiwara Kanezane, the minister of the Right, petitioned the Court to appoint another person to the throne now that Antoku had left the capital, despite the absence of the imperial regalia. He noted that a precedent for doing without these symbols of imperial authority had been set with Emperor Keitai (507-531). There was no good reason for such a hasty action. Antoku had not abdicated. The Taira had not consulted his wishes at all when they took him away, and the wishes of a six-year-old wouldn’t have held any weight in such matters. It’s clear that the proposal made by the minister of the Right was motivated by the convenience of the Minamoto, whose claim to power remained illegitimate as long as the emperor and the regalia were with the Taira.
But the minister's advice had a disastrous sequel. Yoshinaka was resolutely bent on securing the succession for the son of Prince Mochihito, who had been killed in the Yorimasa emeute. It was practically to Mochihito that the Court owed its rescue from the Taira tyranny, and his son—now a youth of seventeen, known as Prince Hokuriku, because he had founded an asylum at a monastery in Hokuriku-do after his father's death—had been conducted to Kyoto by Yoshinaka, under a promise to secure the succession for him. But Go-Shirakawa would not pay any attention to these representations. He held that Prince Hokuriku was ineligible, since his father had been born out of wedlock, and since the prince himself had taken the tonsure; the truth being that the ex-Emperor had determined to obtain the crown for one of his own grandsons, younger brothers of Antoku. It is said that his Majesty's manner of choosing between the two lads was most capricious. He had them brought into his presence, whereupon the elder began to cry, the younger to laugh, and Go-Shirakawa at once selected the latter, who thenceforth became the Emperor Go-Toba.
But the minister's advice had a disastrous outcome. Yoshinaka was determined to secure the succession for the son of Prince Mochihito, who had been killed in the Yorimasa uprising. The Court practically owed its rescue from the Taira tyranny to Mochihito, and his son—now a seventeen-year-old known as Prince Hokuriku because he had founded a shelter at a monastery in Hokuriku-do after his father's death—had been brought to Kyoto by Yoshinaka, with a promise to secure the succession for him. However, Go-Shirakawa ignored these appeals. He believed Prince Hokuriku was ineligible since his father had been born out of wedlock, and the prince himself had become a monk; the truth was that the ex-Emperor aimed to place one of his own grandsons, younger brothers of Antoku, on the throne. It's said that his Majesty's way of choosing between the two boys was quite arbitrary. He had them brought before him, and when the older one started to cry and the younger one began to laugh, Go-Shirakawa immediately chose the latter, who then became Emperor Go-Toba.
FALL OF YOSHINAKA
Yoshinaka's fortunes began to ebb from the time of his failure to obtain the nomination of Prince Hokuriku. A force despatched to Bitchu with the object of arresting the abduction of Antoku and recovering possession of the regalia, had the misfortune to be confronted by Taira no Noritsune, one of the stoutest warriors on the side of the Heike. Ashikaga Yoshikiyo, who commanded the pursuers, was killed, and his men were driven back pele-mele. This event impaired the prestige of Yoshinaka's troops, while he himself and his officers found that their rustic ways and illiterate education exposed them constantly to the thinly veiled sneers of the dilettanti and pundits who gave the tone to metropolitan society. The soldiers resented these insults with increasing roughness and recourse to violence, so that the coming of Yoritomo began to be much desired. Go-Shirakawa sent two messages at a brief interval to invite the Kamakura chief's presence in the capital. Yoritomo replied with a memorial which won for him golden opinions, but he showed no sign of visiting Kyoto. His absorbing purpose was to consolidate his base in the east, and he had already begun to appreciate that the military and the Imperial capitals should be distinct.
Yoshinaka's luck started to decline after he failed to get the nomination from Prince Hokuriku. A force sent to Bitchu to stop the abduction of Antoku and recover the regalia unfortunately ran into Taira no Noritsune, one of the strongest warriors on the Heike side. Ashikaga Yoshikiyo, who led the pursuers, was killed, and his men were scattered in chaos. This event damaged the reputation of Yoshinaka's troops, while he and his officers realized that their rural backgrounds and lack of education made them targets of the barely concealed mockery from the social elites and scholars who set the cultural standards in the city. The soldiers grew increasingly rough and violent in response to these insults, leading to a rising desire for Yoritomo's arrival. Go-Shirakawa sent two messages in quick succession to invite the Kamakura leader to the capital. Yoritomo responded with a memorial that earned him much admiration, but he made no indication of going to Kyoto. His main goal was to strengthen his position in the east, and he had started to understand that the military and Imperial capitals needed to be separate.
Naturally, when the fact of these pressing invitations to Yoritomo reached Yoshinaka's ears, he felt some resentment, and this was reflected in the demeanour of his soldiers, outrages against the lives and properties of the citizens becoming more and more frequent. Even the private domains of the cloistered Emperor himself, to say nothing of the manors of the courtiers, were freely entered and plundered, so that public indignation reached a high pitch. The umbrage thus engendered was accentuated by treachery. Driven from Kyushu, the Taira chiefs had obtained a footing in Shikoku and had built fortifications at Yashima in Sanuki, which became thenceforth their headquarters. They had also collected on the opposite coast of the Inland Sea a following which seemed likely to grow in dimensions, and, with the idea of checking that result, it was proposed to send troops to the Sanyo-do under Minamoto Yukiiye, who had been named governor of Bizen. Taught, however, by experience that disaster was likely to be the outcome of Yukiiye's generalship, Yoshinaka interfered to prevent his appointment, and Yukiiye, resenting this slight, became thenceforth a secret foe of Yoshinaka.
Naturally, when the news of these urgent invitations to Yoritomo reached Yoshinaka, he felt some resentment, and this showed in the behavior of his soldiers, leading to more and more attacks on the lives and properties of the citizens. Even the private lands of the cloistered Emperor, not to mention the estates of the courtiers, were routinely invaded and looted, causing public outrage to soar. The anger that arose was intensified by betrayal. Forced out of Kyushu, the Taira leaders had established a foothold in Shikoku and built fortifications at Yashima in Sanuki, which then became their headquarters. They had also gathered support on the opposite coast of the Inland Sea, which seemed to be growing, and to counter this, it was suggested to send troops to the Sanyo-do under Minamoto Yukiiye, who had been appointed governor of Bizen. However, having learned from experience that disaster was likely to result from Yukiiye's leadership, Yoshinaka stepped in to block his appointment, and Yukiiye, feeling slighted, became a secret enemy of Yoshinaka.
In analyzing the factors that go to the making of this complicated chapter of Japanese history, a place must be given to Yukiiye. He seems to have been an unscrupulous schemer. Serving originally under Yoritomo, who quickly took his measure, he concluded that nothing substantial was to be gained in that quarter. Therefore, he passed over to Yoshinaka, who welcomed him, not as an enemy of Yoritomo, but as a Minamoto. Thenceforth Yukiiye's aim was to cause a collision between the two cousins and to raise his own house on the ruins of both. He contributed materially to the former result, but as to the latter, the sixth year of his appearance upon the stage as Prince Mochihito's mandate-bearer saw his own head pilloried in Kyoto.
In analyzing the factors that contributed to this complex chapter of Japanese history, we have to consider Yukiiye. He seems to have been a ruthless schemer. Initially serving under Yoritomo, who quickly understood him, Yukiiye realized that he wouldn't gain anything substantial there. So, he switched sides to Yoshinaka, who accepted him, not as Yoritomo's enemy, but as a member of the Minamoto clan. From that point on, Yukiiye's goal was to incite a conflict between the two cousins and build up his own house over the ruins of both. He played a significant role in creating that conflict, but regarding his own ambitions, by the sixth year of his role as Prince Mochihito’s messenger, he ended up executed in Kyoto.
Yoshinaka, however, had too frank a disposition to be suspicious. He believed until the end that Yukiiye's heart was in the Minamoto cause. Then, when it became necessary to choose, between taking stupendous risks in the west or making a timely withdrawal to the east, he took Yukiiye into his confidence. That was the traitor's opportunity. He secretly informed the ex-Emperor that Yoshinaka had planned a retreat to the east, carrying his Majesty with him, and this information, at a time when the excesses committed by Yoshinaka's troops had provoked much indignation, induced Go-Shirakawa to obtain from Hiei-zan and Miidera armed monks to form a palace-guard under the command of the kebiishi, Taira Tomoyasu, a declared enemy of Yoshinaka. At once Yoshinaka took a decisive step. He despatched a force to the palace; seized the persons of Go-Shirakawa and Go-Toba; removed Motomichi from the regency, appointing Moroie, a boy of twelve, in his place, and dismissed a number of Court officials.
Yoshinaka, however, was too straightforward to be suspicious. He believed until the very end that Yukiiye was loyal to the Minamoto cause. Then, when he had to choose between taking massive risks in the west or making a strategic retreat to the east, he confided in Yukiiye. That was the traitor's chance. He secretly informed the ex-Emperor that Yoshinaka planned a retreat to the east, taking His Majesty with him. This information, especially at a time when Yoshinaka's troops had stirred up a lot of anger, led Go-Shirakawa to get armed monks from Hiei-zan and Miidera to form a palace guard under the command of the kebiishi, Taira Tomoyasu, who was openly against Yoshinaka. Immediately, Yoshinaka took decisive action. He sent a force to the palace, captured Go-Shirakawa and Go-Toba, removed Motomichi from the regency, appointed a twelve-year-old named Moroie in his place, and dismissed several Court officials.
In this strait, Go-Shirakawa, whose record is one long series of undignified manoeuvres to keep his own head above water, applied himself to placate Yoshinaka while privately relying on Yoritomo. His Majesty granted to the former the control of all the domains previously held by the Taira; appointed him to the high office of sei-i tai-shogun (barbarian-subduing generalissimo), and commissioned him to attack Yoritomo while, at the same time, the latter was secretly encouraged to destroy his cousin. At that moment (February, 1184), Yoritomo's two younger brothers, Yoshitsune and Noriyori, were en route for Kyoto, where they had been ordered to convey the Kwanto taxes. They had a force of five hundred men only, but these were quickly transformed into the van of an army of fifty or sixty thousand, which Yoritomo, with extraordinary expedition, sent from Kamakura to attack Yoshinaka.
In this situation, Go-Shirakawa, who had a history of desperate moves to save himself, worked to calm Yoshinaka while secretly depending on Yoritomo. The Emperor granted Yoshinaka control over all the lands that the Taira had held; he appointed him to the high position of sei-i tai-shogun (barbarian-subduing generalissimo) and ordered him to attack Yoritomo, even as Yoritomo was being secretly encouraged to eliminate his cousin. At that time (February 1184), Yoritomo's two younger brothers, Yoshitsune and Noriyori, were on their way to Kyoto, where they had been sent to deliver the Kwanto taxes. They only had five hundred men, but those were quickly turned into the leading edge of an army of fifty or sixty thousand, which Yoritomo rapidly sent from Kamakura to confront Yoshinaka.
The "Morning Sun shogun" (Asahi-shogun), as Yoshinaka was commonly called with reference to his brilliant career, now at last saw himself confronted by the peril which had long disturbed his thoughts. At a distance of three hundred miles from his own base, with powerful foes on either flank and in a city whose population was hostile to him, his situation seemed almost desperate. He took a step dictated by dire necessity—made overtures to the Taira, asking that a daughter of the house of Kiyomori be given him for wife. Munemori refused. The fortunes of the Taira at that moment appeared to be again in the ascendant. They were once more supreme in Kyushu; the west of the main island from coast to coast was in their hands; they had re-established themselves in Fukuhara, and at any moment they might move against Kyoto. They could afford, therefore, to await the issue of the conflict pending between the Minamoto cousins, sure that it must end in disaster for one side and temporary weakness for the other.
The "Morning Sun shogun" (Asahi-shogun), as Yoshinaka was often referred to due to his impressive career, finally found himself facing the danger that had long troubled him. Three hundred miles from his base, with powerful enemies on both sides and in a city whose people were hostile to him, his situation felt almost hopeless. He took a step born out of urgent need—he reached out to the Taira, asking for a daughter of the Kiyomori family to be given to him as a wife. Munemori refused. At that moment, the Taira's fortunes seemed to be rising again. They were once again dominant in Kyushu; the entire west of the main island was under their control; they had re-established themselves in Fukuhara, and could move against Kyoto at any time. They could afford to wait for the outcome of the conflict between the Minamoto cousins, confident that it would end in disaster for one side and temporary weakness for the other.
In fact, the situation was almost hopeless for Yoshinaka. There had not been time to recall the main body of his troops which were confronting the Taira. All that he could do was to arrest momentarily the tide of onset by planting handfuls of men to guard the chief avenues at Uji and Seta where, four years previously, Yorimasa had died for the Minamoto cause, and Seta, where a long bridge spans the waters of Lake Biwa as they narrow to form the Setagawa. To the Uji bridge, Nenoi Yukichika was sent with three hundred men; to the Seta bridge, Imai Kanehira with five hundred. The names of these men and of their brothers, Higuchi Kanemitsu and Tate Chikatada, are immortal in Japanese history. They were the four sons of Nakahara Kaneto, by whom Yoshinaka had been reared, and their constant attendance on his person, their splendid devotion to him, and their military prowess caused people to speak of them as Yoshinaka's Shi-tenno—the four guardian deities of Buddhist temples. Their sister, Tomoe, is even more famous. Strong and brave as she was beautiful, she became the consort of Yoshinaka, with whom she had been brought up, and she accompanied him in all his campaigns, fighting by his side and leading a body of troops in all his battles. She was with him when he made his final retreat and she killed a gigantic warrior, Uchida Ieyoshi, who attempted to seize her on that occasion. Yoshinaka compelled her to leave him at the supreme moment, being unwilling that she should fall into the enemy's hands; and after his death she became a nun, devoting the rest of her days to prayers for his spirit.
In fact, the situation was almost hopeless for Yoshinaka. He hadn’t had time to call back the main part of his troops that were facing the Taira. All he could do was temporarily slow down the attack by placing small groups of men to guard the main paths at Uji and Seta, where, four years earlier, Yorimasa had died for the Minamoto cause, and Seta, where a long bridge crosses the waters of Lake Biwa as they narrow into the Setagawa. Nenoi Yukichika was sent to the Uji bridge with three hundred men; Imai Kanehira was sent to the Seta bridge with five hundred. The names of these men and their brothers, Higuchi Kanemitsu and Tate Chikatada, are legendary in Japanese history. They were the four sons of Nakahara Kaneto, who had raised Yoshinaka. Their constant presence around him, their incredible loyalty, and their military skill led people to refer to them as Yoshinaka’s Shi-tenno—the four guardian deities of Buddhist temples. Their sister, Tomoe, is even more famous. Strong and brave as well as beautiful, she became Yoshinaka's partner, having grown up with him, and she accompanied him in all his campaigns, fighting by his side and leading troops in every battle. She was with him during his final retreat and killed a giant warrior, Uchida Ieyoshi, who tried to capture her then. Yoshinaka forced her to leave at that critical moment, not wanting her to fall into enemy hands; after his death, she became a nun, dedicating the rest of her life to praying for his spirit.
But it is not to be supposed that Yoshinaka repaid this noble devotion with equal sincerity. On the contrary, the closing scene of his career was disfigured by passion for another woman, daughter of the kwampaku, Fujiwara Motofusa. Attracted by rumours of her beauty after his arrival in Kyoto, he compelled her to enter his household, and when news came that the armies of Yoshitsune and Noriyori were approaching the capital, this great captain, for such he certainly was, instead of marshalling his forces and making dispositions for defence, went to bid farewell to the beautiful girl who resided in his Gojo mansion. Hours of invaluable time passed, and still Asahi shogun remained by the lady's side. Finally, two of his faithful comrades, Echigo Chuta and Tsuwata Saburo, seated themselves in front of the mansion and committed suicide to recall their leader to his senses. Yoshinaka emerged, but it was too late. He could not muster more than three hundred men, and in a short time Yoshitsune rode into the city at the head of a large body of cavalry.
But it shouldn't be assumed that Yoshinaka returned this noble devotion with the same sincerity. On the contrary, the end of his career was marred by his infatuation with another woman, the daughter of the kwampaku, Fujiwara Motofusa. Drawn in by rumors of her beauty after arriving in Kyoto, he forced her into his household. When news came that the armies of Yoshitsune and Noriyori were approaching the capital, this great general, which he certainly was, chose to say goodbye to the beautiful girl living in his Gojo mansion instead of gathering his troops and preparing for defense. Precious hours went by, and still Asahi shogun stayed by the lady's side. Finally, two of his loyal comrades, Echigo Chuta and Tsuwata Saburo, positioned themselves in front of the mansion and took their own lives to bring their leader back to reality. Yoshinaka finally emerged, but it was too late. He could gather no more than three hundred men, and soon after, Yoshitsune rode into the city at the head of a large cavalry force.
Yoshitsune had approached by way of Uji. He was not at all deterred by the fact that the enemy had destroyed the bridge. His mounted bowmen dashed into the river* and crossed it with little loss. A few hours brought them to Kyoto, where they made small account of the feeble resistance that Yoshinaka was able to offer. Wounded and with little more than half a score of followers, Yoshinaka rode off, and reaching the plain Of Awazu, met Imai Kanehira with the remnant of his five hundred men who had gallantly resisted Noriyori's army of thirty thousand. Imai counselled instant flight eastward. In Shinano, Yoshinaka would find safety and a dominion, while to cover his retreat, Imai would sacrifice his own life. Such noble deeds were the normal duty of every true bushi. Yoshinaka galloped away, but, riding into a marsh, disabled his horse and was shot down. Meanwhile Imai, in whose quiver there remained only eight arrows, had killed as many of the pursuing horsemen, and then placing the point of his sword in his mouth, had thrown himself headlong from his horse. One incident, shocking but not inconsistent with the canons of the time, remains to be included in this chapter of Japanese history. It has been related that Yoshinaka's son, Yoshitaka, was sent by his father to Kamakura as a hostage, and was married to Yoritomo's daughter. After the events above related Yoshitaka was put to death at Kamakura, apparently without Yoritomo's orders, and his widow, when pressed by her brother to marry again, committed suicide.
Yoshitsune had approached via Uji. He was not at all discouraged by the fact that the enemy had destroyed the bridge. His mounted archers plunged into the river and crossed it with minimal losses. A few hours later, they reached Kyoto, where they dismissed the weak resistance that Yoshinaka could muster. Wounded and with just a handful of followers left, Yoshinaka rode away and, upon reaching the plain of Awazu, encountered Imai Kanehira and the remnants of his five hundred men, who had bravely fought against Noriyori's army of thirty thousand. Imai advised an immediate retreat eastward. In Shinano, Yoshinaka would find safety and a stronghold, while Imai would sacrifice his own life to cover their escape. Such noble deeds were the expected duty of every true bushi. Yoshinaka galloped off, but while riding into a marsh, he disabled his horse and was shot down. Meanwhile, Imai, with only eight arrows left in his quiver, had killed that many of the pursuing cavalry, and then, placing the tip of his sword in his mouth, threw himself off his horse. One shocking incident, though not inconsistent with the norms of the time, remains to be noted in this chapter of Japanese history. It has been said that Yoshinaka's son, Yoshitaka, was sent by his father to Kamakura as a hostage and was married to Yoritomo's daughter. After the events just described, Yoshitaka was executed in Kamakura, seemingly without Yoritomo's orders, and his widow, when pressured by her brother to remarry, took her own life.
*Japanese tradition loves to tell of a contest between Sasaki Takatsuna and Kajiwara Kagesue as to which should cross the river first. Kagesue was the son of that Kajiwara who had saved. Yoritomo's life in the episode of the hollow tree.
*Japanese tradition loves to tell of a contest between Sasaki Takatsuna and Kajiwara Kagesue about who would cross the river first. Kagesue was the son of the Kajiwara who had saved Yoritomo's life during the incident with the hollow tree.*
BATTLE OF ICHI-NO-TANI
The victory of the armies led by Noriyori and Yoshitsune brought Kamakura and Fukuhara into direct conflict, and it was speedily decided that these armies should at once move westward to attack the Taira. A notable feature of the military operations of that era was celerity. Less than a month sufficed to mobilize an army of fifty thousand men and to march it from Kamakura to Kyoto, a distance of three hundred miles, and within ten days of the death of Yoshinaka this same army, augmented to seventy-six thousand, began to move westward from Kyoto (March 19, 1184). The explanation of this rapidity is furnished, in part, by simplicity of commisariat, and by the fact that neither artillery nor heavy munitions of war had to be transported. Every man carried with him a supply of cooked rice, specially prepared so as to occupy little space while sufficing for several days' food, and this supply was constantly replenished by requisitions levied upon the districts traversed. Moreover, every man carried his own implements of war—bow and arrows, sword, spear, or halberd—and the footgear consisted of straw sandals which never hurt the feet, and in which a man could easily march twenty miles a day continuously.
The victory of the armies led by Noriyori and Yoshitsune brought Kamakura and Fukuhara into direct conflict, and it was quickly decided that these armies should immediately move west to attack the Taira. A key feature of military operations during that time was speed. In less than a month, an army of fifty thousand men was mobilized and marched from Kamakura to Kyoto, a distance of three hundred miles. Within ten days of Yoshinaka's death, this same army, which had grown to seventy-six thousand, began moving west from Kyoto (March 19, 1184). The reason for this rapid movement is partly due to the simplicity of logistics and the fact that there was no need to transport artillery or heavy weaponry. Each soldier carried a supply of cooked rice, specially prepared to take up little space while lasting several days, and this supply was constantly refreshed through requisitions from the areas they passed through. Additionally, every soldier carried their own weapons—bow and arrows, sword, spear, or halberd—and wore straw sandals that were comfortable and allowed them to easily march twenty miles a day without pain.
These remarks apply to all the fighting men of whatever part of Japan, but as to the Kwanto bushi, their special characteristics are thus described by a writer of the twelfth century: "Their ponderous bows require three men or five to bend them. Their quivers, which match these bows, hold fourteen or fifteen bundles of arrows. They are very quick in releasing their shafts, and each arrow kills or wounds two or three foemen, the impact being powerful enough to pierce two or three thicknesses of armour at a time, and they never fail to hit the mark. Every daimyo (owner of a great estate) has at least twenty or thirty of such mounted archers, and even the owner of a small barren estate has two or three. Their horses are very excellent, for they are carefully selected, while as yet in pasture, and then trained after their own peculiar fashion. With five or ten such excellent mounts each, they go out hunting deer or foxes and gallop up and down mountains and forests. Trained in these wild methods, they are all splendid horsemen who know how to ride but never how to fall. It is the habit of the Kwanto bushi that if in the field of battle a father be killed, the son will not retreat, or if a son be slain the father will not yield, but stepping over the dead, they will fight to the death."*
These comments apply to all the warriors from different regions of Japan, but regarding the Kwanto bushi, a writer from the twelfth century described their unique traits like this: "Their heavy bows need three to five men to pull them back. Their quivers, which go with these bows, can hold fourteen or fifteen bundles of arrows. They are very quick at shooting, and each arrow can kill or injure two or three enemies, with enough force to go through two or three layers of armor at once, and they always hit their target. Every daimyo (landowner) has at least twenty or thirty mounted archers, and even the owner of a small, barren estate has two or three. Their horses are top-notch because they are carefully chosen while still grazing, and then trained in their own special way. With five to ten of these great mounts each, they hunt deer or foxes and race through mountains and forests. Trained in these wild styles, they are all amazing horse riders who know how to ride but never how to fall. The Kwanto bushi have a tradition: if a father is killed in battle, the son won't back down, and if a son is killed, the father won't yield; instead, stepping over the dead, they will fight to the death."*
*Murdoch's History of Japan.
Murdoch's History of Japan.
The Taira, as noted above, had by this time largely recovered from the disasters suffered in their first encounters with Yoshinaka's forces. In the western provinces of the main island, in Shikoku, and in Kyushu, scions of the clan had served as governors in former times, so that ties of close intimacy had been established with the inhabitants. Since the first flight to Kyushu in August, 1183, their generals, Shigehira, Michimori, Noritsune, and others had defeated the forces of Yoshinaka at Mizushima and those of Yukiiye at Muroyama, so that no less than fourteen provinces of the Sanyo-do and the Nankai-do owned Taira sway, and by the beginning of 1184 they had re-occupied the Fukuhara district, establishing themselves at a position of great natural strength called Ichi-no-tani in the province of Harima. Their lines extended several miles, over which space one hundred thousand men were distributed. They lay within a semi-circle of mountains supposed to be inaccessible from the north; their camp was washed on the south by the sea where a thousand war-vessels were assembled; the east flank rested on a forest, and the west was strongly fortified.
The Taira had mostly bounced back from the setbacks they faced in their early confrontations with Yoshinaka's forces. In the western regions of the main island, including Shikoku and Kyushu, members of the clan had previously held positions as governors, creating strong bonds with the local population. Since their initial retreat to Kyushu in August 1183, their generals—Shigehira, Michimori, Noritsune, and others—had defeated Yoshinaka's troops at Mizushima and Yukiiye's forces at Muroyama, leading to control over fourteen provinces in the Sanyo-do and Nankai-do. By early 1184, they had reclaimed the Fukuhara district and established themselves in a strategically strong location called Ichi-no-tani in the province of Harima. Their lines stretched over several miles, housing around one hundred thousand soldiers. They were positioned within a semi-circle of mountains thought to be unreachable from the north; their camp was bordered to the south by the sea, where a thousand warships were gathered; the eastern side was backed by a forest, and the west was heavily fortified.
On March 21, 1184, the Kamakura armies delivered their assault on this position; Noriyori with fifty-six thousand men against the east flank at Ikuta; Yoshitsune's lieutenants with twenty thousand men against the west at Suma. Little progress was made. Defence and attack were equally obstinate, and the advantage of position as well as of numbers was with the former. But Yoshitsune himself had foreseen this and had determined that the best, if not the only, hope of victory lay in delivering an assault by descending the northern rampart of mountains at Hiyodori Pass. Access from that side being counted impracticable, no dispositions had been made by the Taira to guard the defile. Yoshitsune selected for the venture seventy-five men, among them being Benkei, Hatakeyama Shigetada, and others of his most trusted comrades. They succeeded in riding down the steep declivity, and they rushed at the Taira position, setting fire to everything inflammable.
On March 21, 1184, the Kamakura armies launched their attack on this position; Noriyori led fifty-six thousand men against the eastern flank at Ikuta, while Yoshitsune's lieutenants brought twenty thousand men against the west at Suma. Little progress was made. Both defense and offense were equally determined, and the advantage of both position and numbers was with the defenders. However, Yoshitsune had anticipated this and decided that the best, if not the only, chance of victory lay in launching an attack by descending the northern mountains at Hiyodori Pass. Since the access from that side was considered impractical, the Taira had made no preparations to guard the pass. Yoshitsune chose seventy-five men for the mission, including Benkei, Hatakeyama Shigetada, and others he trusted most. They managed to ride down the steep slope and charged at the Taira position, setting fire to everything that could burn.
What ensued is soon told. Taken completely by surprise, the Taira weakened, and the Minamoto, pouring in at either flank, completed the rout which had already commenced. Munemori was among the first of the fugitives. He embarked with the Emperor Antoku and the regalia, and steered for Yashima, whither he was quickly followed by the remnants of his force. Shigehira, Kiyomori's fifth son, was taken prisoner. Michimori, Tadanori, and Atsumori were killed. Several illustrative incidents marked this great fight. Michimori's wife threw herself into the sea when she heard of her husband's death. Tomoakira, the seventeen-year-old son of Tomomori, deliberately sacrificed himself to save his father, and the latter, describing the incident subsequently to his brother, Munemori, said with tears: "A son died to save his father; a father fled, leaving his son to die. Were it done by another man, I should spit in his face. But I have done it myself. What will the world call me?" This same Tomomori afterwards proved himself the greatest general on the Taira side. Okabe Tadazumi, a Minamoto captain, took the head of Tadanori but could not identify it. In the lining of the helmet, however, was found a roll of poems and among them one signed "Tadanori:"
What happened next is quick to explain. Caught completely off guard, the Taira faltered, and the Minamoto, attacking from both sides, finished the route that had already begun. Munemori was among the first to flee. He boarded a boat with Emperor Antoku and the royal treasures and headed for Yashima, where the remnants of his forces quickly followed. Shigehira, Kiyomori's fifth son, was captured. Michimori, Tadanori, and Atsumori were killed. Several memorable events marked this great battle. Michimori's wife jumped into the sea when she heard about her husband's death. Tomoakira, the seventeen-year-old son of Tomomori, willingly sacrificed himself to save his father. Later, when Tomomori described the event to his brother Munemori, he tearfully said, "A son died to save his father; a father fled, leaving his son to die. If it were done by someone else, I would spit in his face. But I did it myself. What will the world think of me?" This same Tomomori later proved to be the greatest general on the Taira side. Okabe Tadazumi, a Minamoto captain, took Tadanori's head but couldn’t recognize it. However, in the lining of the helmet, a roll of poems was found, including one signed "Tadanori:"
Twilight upon my path,
And for mine inn to-night
The shadow of a tree,
And for mine host, a flower.
Twilight on my path,
And for my inn tonight
The shadow of a tree,
And for my host, a flower.
This little gem of thought has gleamed on Tadanori's memory through all the centuries and has brought vicarious fame even to his slayer, Tadazumi. Still more profoundly is Japanese sympathy moved by the episode of Taira no Atsumori and Kumagaye Naozane. Atsumori, a stripling of fifteen, was seized by Naozane, a stalwart warrior on the Minamoto side. When Naozane tore off the boy's helmet, preparatory to beheading him, and saw a young face vividly recalling his own son who had perished early in the fight, he was moved with compassion and would fain have stayed his hand. To have done so, however, would merely have been to reserve Atsumori for a crueller death. He explained his scruples and his sorrows to the boy, who submitted to his fate with calm courage. But Naozane vowed never to wield weapon again. He sent Atsumori's head and a flute found on his person to the youth's father, Tsunemori, and he himself entered the priesthood, devoting the remaining years of his life to prayers for the soul of the ill-fated lad. Such incidents do not find a usual place in the pages of history, but they contribute to the interpretation of a nation's character.
This small piece of thought has shimmered in Tadanori's memory over the centuries and has even brought indirect fame to his killer, Tadazumi. Japanese sympathy is even more deeply stirred by the story of Taira no Atsumori and Kumagaye Naozane. Atsumori, a fifteen-year-old boy, was captured by Naozane, a strong warrior on the Minamoto side. When Naozane removed the boy's helmet in preparation for beheading him and saw a young face that reminded him of his own son who had died early in the battle, he felt compassion and wished he could stop. However, to spare Atsumori would only mean reserving him for a worse death. He shared his doubts and sorrows with the boy, who faced his fate with calm bravery. But Naozane vowed never to wield a weapon again. He sent Atsumori's head and a flute found on him to the boy's father, Tsunemori, and entered the priesthood himself, dedicating his remaining years to praying for the soul of the unfortunate boy. Such events usually don't appear in history books, but they help to explain a nation's character.
BATTLE OF YASHIMA
The battle of Ichi-no-tani was not by any means conclusive. It drove the Taira out of Harima and the four provinces on the immediate west of the latter, but it did not disturb them in Shikoku or Kyushu, nor did it in any way cripple the great fleet which gave them a signal advantage. In these newly won provinces Yoritomo placed military governors and nominated to these posts Doi Sanehira and Kajiwara Kagetoki, heroes, respectively, of the cryptomeria forest and the hollow tree. But this contributed little to the solution of the vital problem, how to get at the Taira in Shikoku and in Kyushu. Noriyori returned to Kamakura to consult Yoritomo, but the latter and his military advisers could not plan anything except the obvious course of marching an army from Harima westward to the Strait of Shimonoseki, and thereafter collecting boats to carry it across to Kyushu. That, however, was plainly defective strategy. It left the flank of the westward-marching troops constantly exposed to attack from the coast where the Taira fleet had full command of the sea; it invited enterprises against the rear of the troops from the enemy's position at Yashima in Shikoku, and it assumed the possibility of crossing the Strait of Shimonoseki in the presence of a greatly superior naval force.
The battle of Ichi-no-tani wasn’t decisive. It pushed the Taira out of Harima and the four provinces directly to the west, but it didn’t affect them in Shikoku or Kyushu, nor did it seriously weaken the powerful fleet that gave them a significant edge. In the newly acquired provinces, Yoritomo appointed military governors and chose Doi Sanehira and Kajiwara Kagetoki for these roles, who were both celebrated figures—one linked to the cryptomeria forest and the other to the hollow tree. However, this didn’t really solve the critical problem of how to reach the Taira in Shikoku and Kyushu. Noriyori returned to Kamakura to consult with Yoritomo, but he and his military advisors could only think of the obvious solution: marching an army from Harima westward to the Strait of Shimonoseki, and then gathering boats to transport it to Kyushu. However, this was clearly a flawed strategy. It constantly exposed the flanks of the westward-moving troops to attacks from the coast, where the Taira fleet had complete control of the sea; it invited attacks against the troops from the enemy’s position at Yashima in Shikoku, and it assumed that crossing the Strait of Shimonoseki was feasible in the face of a much larger naval force.
Yet no other plan of operations suggested itself to the Kamakura strategists. Yoshitsune was not consulted. He remained in Kyoto instead of repairing to Kamakura, and he thereby roused the suspicion of Yoritomo, who began to see in him a second Yoshinaka. Hence, in presenting a list of names for reward in connexion with the campaign against the "Morning Sun shogun," Yoritomo made no mention of Yoshitsune, and the brilliant soldier would have remained entirely without recognition had not the cloistered Emperor specially appointed him to the post of kebiishi. Thus, when the largely augmented Minamoto force began to move westward from Harima in October, 1184, under the command of Noriyori, no part was assigned to Yoshitsune. He remained unemployed in Kyoto.
Yet no other operational plans came to the Kamakura strategists. Yoshitsune was not consulted. He stayed in Kyoto instead of going to Kamakura, which raised suspicion in Yoritomo, who began to see him as a second Yoshinaka. Therefore, when Yoritomo presented a list of names for rewards related to the campaign against the "Morning Sun shogun," he did not mention Yoshitsune. The brilliant warrior would have gone completely unrecognized if the cloistered Emperor hadn’t specifically appointed him to the role of kebiishi. So, when the much larger Minamoto force started moving west from Harima in October 1184, under Noriyori's command, there was no role assigned to Yoshitsune. He remained idle in Kyoto.
Noriyori pushed westward steadily, but not without difficulty. He halted for a time in the province of Suwo, and finally, in March, 1185, five months after moving out of Harima, he contrived to transfer the main part of his force across Shimonoseki Strait and to marshall them in Bungo in the north of Kyushu. The position then was this: first, a Taira army strongly posted at Yashima in Sanuki (Shikoku), due east of Noriyori's van in Bungo, and threatening his line of communications throughout its entire length from Harima to the Strait of Shimonoseki; secondly, another Taira army strongly posted on Hikoshima, an island west of Shimonoseki Strait, which army menaced the communications between Noriyori's van across the water in Bungo and his advanced base in Suwo, and thirdly, the command of the whole Inland Sea in the hands of the Taira.
Noriyori pushed steadily westward, but it wasn't easy. He paused for a while in the province of Suwo, and finally, in March 1185, five months after leaving Harima, he managed to move most of his forces across the Shimonoseki Strait and gather them in Bungo in northern Kyushu. The situation was as follows: first, a strong Taira army was positioned at Yashima in Sanuki (Shikoku), directly east of Noriyori's front in Bungo, threatening his supply lines all the way from Harima to the Shimonoseki Strait; second, another Taira army was strongly stationed on Hikoshima, an island west of Shimonoseki Strait, which threatened the connections between Noriyori's front across the water in Bungo and his base in Suwo; third, the entire Inland Sea was under the control of the Taira.
Evidently, in such conditions, no advance into Kyushu could be made by Noriyori without inviting capital risks. The key of the situation for the Minamoto was to wrest the command of the sea from the Taira and to drive them from Shikoku preparatory to the final assault upon Kyushu. This was recognized after a time, and Kajiwara Kagetoki received orders to collect or construct a fleet with all possible expedition, which orders he applied himself to carry out at Watanabe, in Settsu, near the eastern entrance to the Inland Sea. In justice to Yoritomo's strategy it must be noted that these orders were given almost simultaneously with the departure of the Minamoto army westward from Harima, so that by the time of Noriyori's arrival in Bungo, the military governor, Kagetoki, had got together some four hundred vessels at Watanabe.
Clearly, under these circumstances, Noriyori couldn’t make any advances into Kyushu without taking significant risks. The key to the situation for the Minamoto was to take control of the sea from the Taira and drive them out of Shikoku in preparation for the final attack on Kyushu. This was acknowledged after some time, and Kajiwara Kagetoki was ordered to gather or build a fleet as quickly as possible. He focused on this task at Watanabe, in Settsu, near the eastern entrance to the Inland Sea. To be fair to Yoritomo's strategy, it should be noted that these orders were issued almost at the same time the Minamoto army headed west from Harima, so by the time Noriyori arrived in Bungo, the military governor, Kagetoki, had assembled around four hundred vessels at Watanabe.
Meanwhile, Yoshitsune had been chafing in Kyoto. To a man of his temperament enforced passivity on the eve of such epoch-making events must have been intolerable. He saw plainly that to drive the Taira from Shikoku was an essential preliminary to their ultimate defeat, and he saw, too, that for such an enterprise a larger measure of resolution and daring was needed than Kajiwara Kagetoki seemed disposed to employ. He therefore obtained from the cloistered Emperor the commission of tai-shogun (great general) and hastened to Settsu to take command. Complications ensued at once. Kagetoki objected to be relegated to a secondary place, and Go-Shirakawa was induced to recall Yoshitsune. But the latter refused to return to Kyoto, and, of course, his relations with Kagetoki were not cordial. The situation was complicated by an unpleasant incident. Kagetoki wished to equip the war-junks with sakaro. Yoshitsune asked what that meant, and being informed that sakaro signified oars at the bow of a boat for use in the event of going astern, he said that such a provision could tend only to suggest a movement fatal to success.
Meanwhile, Yoshitsune had been feeling frustrated in Kyoto. For someone with his temperament, being forced to stay inactive right before such significant events must have been unbearable. He realized that driving the Taira out of Shikoku was a crucial first step toward their ultimate defeat, and he also understood that this task required more determination and courage than Kajiwara Kagetoki seemed willing to show. So, he got a commission as tai-shogun (great general) from the retired Emperor and hurried to Settsu to take command. Complications arose immediately. Kagetoki didn’t want to be pushed into a secondary role, and Go-Shirakawa was persuaded to recall Yoshitsune. However, Yoshitsune refused to go back to Kyoto, and naturally, his relationship with Kagetoki was tense. The situation became even more complicated due to an unpleasant incident. Kagetoki wanted to equip the war-junks with sakaro. Yoshitsune asked what that meant, and when he learned that sakaro referred to oars at the front of a boat for use when going backward, he said that such a setup could only imply a move that would be disastrous for success.
"Do you contemplate retiring?" he asked Kagetoki. "So far as I am concerned, I desire only to be equipped for advancing." Kagetoki indignantly replied: "A skilful general advances at the right moment and retires at the right moment. You know only the tactics of a wild boar." Yoshitsune angrily retorted, "I know not whether I am a boar or whether I am a deer, but I do know that I take pleasure in crushing a foe by attacking him." From that moment the relations between the two generals were distinctly strained, and it will presently be seen that the consequences of their estrangement became historical.
"Are you thinking about retiring?" he asked Kagetoki. "As for me, I just want to be prepared to move forward." Kagetoki replied angrily, "A skilled general knows when to advance and when to retreat. You only know the tactics of a wild boar." Yoshitsune shot back, "I don't know if I'm a boar or a deer, but I do know that I enjoy crushing my enemies by attacking them." From that point on, the relationship between the two generals was clearly tense, and it will soon be evident that the fallout from their rift became significant in history.
The 21st of March, 1185, was a day of tempest. Yoshitsune saw his opportunity. He proposed to run over to the opposite coast and attack Yashima under cover of the storm. Kagetoki objected that no vessel could live in such weather. Yoshitsune then called for volunteers. About one hundred and fifty daring spirits responded. They embarked in five war-junks, some of the sailors being ordered to choose between manning the vessels or dying by the sword. Sweeping over the Harima Nada with the storm astern, Yoshitsune and his little band of heroic men landed safely on the Awa coast, and dashed at once to the assault of the Taira, who were taken wholly by surprise, never imagining that any forces could have essayed such an enterprise in such a tempest. Some fought resolutely, but ultimately all that had not perished under the swords of the Minamoto obeyed Munemori's orders to embark, and the evening of the 23rd of March saw the Taira fleet congregated in Shido Bay and crowded with fugitives. There they were attacked at dawn on the 24th by Yoshitsune, to whom there had arrived on the previous evening a re-enforcement of thirty war-junks, sent, not by Kagetoki, but by a Minamoto supporter who had been driven from the province of Iyo some time previously by the Taira.
March 21, 1185, was a day of storm. Yoshitsune saw his chance. He suggested crossing over to the other coast and attacking Yashima under the cover of the storm. Kagetoki argued that no ship could survive such weather. Yoshitsune then called for volunteers. About one hundred and fifty brave souls stepped forward. They boarded five war-junks, with some sailors ordered to choose between manning the vessels or facing death by the sword. Riding the storm with the winds at their back, Yoshitsune and his small group of heroic men landed safely on the Awa coast and immediately charged at the Taira, who were completely taken by surprise, never expecting anyone would attempt such a bold move in such terrible weather. Some fought fiercely, but ultimately those who survived the Minamoto's blades obeyed Munemori’s command to board their ships, and by the evening of March 23, the Taira fleet was gathered in Shido Bay, overflowing with refugees. They were attacked at dawn on March 24 by Yoshitsune, who had received reinforcements of thirty war-junks the previous evening, sent not by Kagetoki, but by a Minamoto supporter who had been forced out of the Iyo province some time earlier by the Taira.
As usual, the impetuosity of Yoshitsune's onset carried everything before it. Soon the Taira fleet was flying down the Inland Sea, and when Kajiwara Kagetoki, having at length completed his preparations, arrived off Yashima on the 25th of March with some four hundred war-vessels, he found only the ashes of the Taira palaces and palisades. Munemori, with the boy Emperor and all the survivors of the Taira, had fled by sea to join Tomomori at Hikoshima. This enterprise was even more brilliant and much more conclusive than that of Ichi-no-tani. During three consecutive days, with a mere handful of one hundred and fifty followers, Yoshitsune had engaged a powerful Taira army on shore, and on the fourth day he had attacked and routed them at sea, where the disparity of force must have been evident and where no adventitious natural aids were available.
As always, Yoshitsune's impulsive attack swept everything aside. Soon, the Taira fleet was racing down the Inland Sea, and when Kajiwara Kagetoki finally finished getting ready and arrived off Yashima on March 25th with about four hundred warships, he found nothing but the ruins of the Taira palaces and fences. Munemori, along with the young Emperor and the surviving Taira, had escaped by sea to join Tomomori at Hikoshima. This mission was even more impressive and decisive than the one at Ichi-no-tani. For three straight days, with just a small group of one hundred and fifty followers, Yoshitsune fought against a powerful Taira army on land, and on the fourth day, he attacked and defeated them at sea, where the difference in numbers was clear and there were no natural advantages to help them.
When every allowance is made for the incompetence of the Taira commander, Munemori, and for the crippling necessity of securing the safety of the child-sovereign, Antoku, the battle of Yashima still remains one of the most extraordinary military feats on record. Among the incidents of the battle, it is recorded that Yoshitsune himself was in imminent peril at one time, and the details illustrate the manner of fighting in that era. He dropped his bow into the sea during the naval engagement, and when he essayed to pick it up, some Taira soldiers hooked his armour with a grapnel. Yoshitsune severed the haft of the grapnel with his sword and deliberately picked up the bow. Asked why he had imperilled his person for a mere bow, he replied, "Had it been a bow such as my uncle Tametomo bent, its falling into the enemy's possession would not matter; but a weak bow like mine would give them something to laugh at." Observing this incident, Noritsune, one of the best fighters and most skilled archers among the Taira, made Yoshitsune the target of his shafts. But Sato Tsuginobu, member of the band of trusted comrades who had accompanied the Minamoto hero from Mutsu, interposed his body and received the arrow destined for Yoshitsune. Kikuo, Noritsune's squire, leaped from his boat to decapitate the wounded Tsuginobu, but was shot down by the latter's younger brother. Yoshitsune pillowed Tsuginobu's head on his knees and asked the dying man whether he had any last message. The answer was: "To die for my lord is not death. I have longed for such an end ever since we took the field. My only regret is that I cannot live to see the annihilation of the Taira." Yoshitsune, weeping, said, "To annihilate the Taira is a mere matter of days, but all time would not suffice to repay your devotion."
When you consider the shortcomings of the Taira commander, Munemori, and the crucial need to protect the child-emperor, Antoku, the battle of Yashima still stands out as one of the most remarkable military achievements recorded. During the battle, it’s noted that Yoshitsune himself was in serious danger at one point, and the details highlight the fighting style of that time. He dropped his bow into the sea during the naval battle, and when he tried to retrieve it, some Taira soldiers hooked his armor with a grapnel. Yoshitsune cut the grapnel with his sword and deliberately picked up the bow. When asked why he risked his life for just a bow, he replied, “If it had been a bow like the one my uncle Tametomo used, losing it to the enemy wouldn’t matter; but a weak bow like mine would give them something to laugh about.” Seeing this, Noritsune, one of the top fighters and best archers of the Taira, targeted Yoshitsune with his arrows. But Sato Tsuginobu, one of the loyal friends who had accompanied the Minamoto hero from Mutsu, stepped in and took the arrow meant for Yoshitsune. Kikuo, Noritsune's squire, jumped from his boat to behead the injured Tsuginobu, but was shot down by Tsuginobu’s younger brother. Yoshitsune held Tsuginobu's head in his lap and asked the dying man if he had any final words. Tsuginobu replied, “Dying for my lord isn’t death. I’ve wished for this end ever since we went to battle. My only regret is that I won’t live to see the Taira destroyed.” Yoshitsune, in tears, said, “Destroying the Taira is just a matter of days, but I could never repay your loyalty.”
BATTLE OF DAN-NO-URA
The fight at Yashima was followed by a month's interval of comparatively minor operations, undertaken for the purpose of bringing Shikoku completely under Minamoto sway. During that time the two clans prepared for final action. The Taira would have withdrawn altogether into Kyushu, but such a course must have been preceded by the dislodging of Noriyori, with his army of thirty thousand men, from Bungo province, which they had occupied since the beginning of March. It is true that Noriyori himself was unable to make any further incursion into Kyushu so long as his maritime communications with his advanced base in Suwo remained at the mercy of the Taira fleet. But it is equally true that the Taira generals dared not enter Kyushu so long as a strong Minamoto force was planted on the left flank of their route.
The fight at Yashima was followed by a month of relatively minor operations aimed at bringing Shikoku completely under Minamoto control. During this time, both clans prepared for the final showdown. The Taira considered withdrawing entirely to Kyushu, but that would require getting Noriyori and his army of thirty thousand men out of Bungo province, which they had occupied since the beginning of March. It’s true that Noriyori couldn't make any further moves into Kyushu as long as his sea routes to his advanced base in Suwo were under threat from the Taira fleet. However, it's also true that the Taira generals were hesitant to enter Kyushu while a strong Minamoto force was positioned on the left side of their route.
Thus, a peculiar situation existed at the beginning of April, 1185. Of the two provinces at the extreme south of the main island, one, the eastern (Suwo), was in Minamoto occupation; the other, the western (Nagato), was mainly held by the Taira; and of the three provinces forming the northern littoral of Kyushu, two, the western (Chikuzen and Buzen), were in Taira hands, and the third, the eastern (Bungo), was the camp of Noriyori with his thirty thousand men. Finally, the Strait of Shimonoseki between Chikuzen and Buzen was in Taira possession. Evidently the aim of the Taira must be to eliminate Noriyori from the battle now pending, and to that end they selected for arena Dan-no-ura, that is to say, the littoral of Nagato province immediately east of the Shimonoseki Strait.
Thus, a unique situation existed at the beginning of April 1185. Of the two provinces at the far south of the main island, one, the eastern (Suwo), was occupied by the Minamoto; the other, the western (Nagato), was mainly controlled by the Taira. Of the three provinces along the northern coast of Kyushu, two, the western ones (Chikuzen and Buzen), were in Taira hands, while the third, the eastern one (Bungo), was the stronghold of Noriyori and his thirty thousand men. Finally, the Strait of Shimonoseki between Chikuzen and Buzen was under Taira control. Clearly, the Taira's goal must have been to eliminate Noriyori from the upcoming battle, and for that purpose, they chose Dan-no-ura, which is to say, the coast of Nagato province just east of the Shimonoseki Strait, as their battleground.
We have seen that ever since the Ichi-no-tani fight, the Minamoto generals, especially Kajiwara Kagetoki, had been actively engaged in building, or otherwise acquiring, war-junks. By April, 1185, they had brought together a squadron of seven to eight hundred; whereas, in the sequel of Yashima and minor engagements, the Taira fleet had been reduced to some five hundred. The war-junk of those days was not a complicated machine. Propelled by oars, it had no fighting capacities of its own, its main purpose being to carry its occupants within bow-range or sword-reach of their adversaries. Naval tactics consisted solely in getting the wind-gage for archery purposes.
We’ve seen that ever since the Ichi-no-tani battle, the Minamoto generals, especially Kajiwara Kagetoki, had been actively working on building or acquiring war-junks. By April 1185, they had assembled a fleet of seven to eight hundred; meanwhile, after Yashima and other smaller skirmishes, the Taira fleet had been cut down to around five hundred. The war-junk of that time wasn’t a complicated vessel. It was powered by oars and had no combat capabilities on its own; its main goal was to get its occupants close enough to their enemies to fight with bows or swords. Naval tactics consisted purely of gaining the wind advantage for archery.
By the 22nd of April, 1185, the whole of the Minamoto fleet had assembled at Oshima, an island lying off the southeast of Suwo, the Taira vessels, with the exception of the Hikoshima contingent, being anchored at Dan-no-ura. On that day, a strong squadron, sent out by Yoshitsune for reconnoitring purposes, marshalled itself at a distance of about two miles from the Taira array, and this fact having been signalled to the Taira general, Tomomori, at Hikoshima, he at once passed the strait and joined forces with the main fleet at Dan-no-ura. Yoshitsune's design had been to deliver a general attack immediately after the despatch of the reconnoitring squadron, but this was prevented by a deluge of blinding rain which lasted until the night of the 24th.
By April 22, 1185, the entire Minamoto fleet had gathered at Oshima, an island off the southeast of Suwo, while the Taira ships, except for the Hikoshima group, were anchored at Dan-no-ura. On that day, a strong squadron sent out by Yoshitsune for reconnaissance formed up about two miles away from the Taira formation. This was reported to the Taira general, Tomomori, at Hikoshima, who immediately crossed the strait and joined the main fleet at Dan-no-ura. Yoshitsune intended to launch a full attack right after sending out the reconnaissance squadron, but this was interrupted by a heavy downpour that lasted until the night of the 24th.
Thus, it was not until the 25th that the battle took place. It commenced with an inconclusive archery duel at long range, whereafter the two fleets closed up and a desperate hand-to-hand struggle ensued. Neither side could claim any decisive advantage until Taguchi Shigeyoshi deserted from the Taira and passed over with all his ships to the Minamoto. This Taguchi had been originally an influential magnate of Iyo in Shikoku, whence he had accompanied the Taira retreat to Nagato, leaving his son with three thousand men to defend the family manors in Iyo. The son was so generously treated by the Minamoto that he threw in his lot with them and sent letters urging his father to adopt the same cause. Taguchi not only followed his son's advice but also chose the moment most disastrous for the Taira.
So, it wasn't until the 25th that the battle began. It started with an inconclusive archery duel at a distance, after which the two fleets closed in and a fierce hand-to-hand fight broke out. Neither side could claim a clear advantage until Taguchi Shigeyoshi defected from the Taira and switched sides with all his ships to the Minamoto. Taguchi had originally been a powerful leader from Iyo in Shikoku, where he had joined the Taira's retreat to Nagato, leaving his son with three thousand men to defend their family estates in Iyo. The Minamoto treated his son so well that he decided to side with them and sent letters urging his father to do the same. Not only did Taguchi follow his son's advice, but he also chose the worst possible moment for the Taira.
His defection was followed quickly by the complete rout of the Heike. A resolute attempt was made to defend the ship containing the young Emperor, his mother, his grandmother, and several other Taira ladies; but the vessel finally passed into Minamoto possession. Not before she had been the scene of a terrible tragedy, however. Kiyomori's widow, the Ni-i-no-ama, grandmother of Antoku, took the six-year old child in her arms and jumped into the sea, followed by Antoku's mother, the Empress Dowager (Kenrei-mon-in), carrying the regalia, and by other court ladies. The Empress Dowager was rescued, as were also the sacred mirror and the gem, but the sword was irrevocably lost.
His defection was soon followed by the complete defeat of the Heike. A determined effort was made to protect the ship carrying the young Emperor, his mother, his grandmother, and several other Taira women; but the vessel eventually fell into Minamoto hands. However, it had already been the site of a terrible tragedy. Kiyomori's widow, the Ni-i-no-ama, grandmother of Antoku, took the six-year-old child in her arms and jumped into the sea, followed by Antoku's mother, the Empress Dowager (Kenrei-mon-in), who was carrying the imperial regalia, along with other court ladies. The Empress Dowager was rescued, as were the sacred mirror and the gem, but the sword was lost forever.
The Taira leader, Munemori, and his son, Kiyomune, were taken prisoner, but Tomomori, Noritsune, and seven other Taira generals were drowned. Noritsune distinguished himself conspicuously. He singled out Yoshitsune for the object of his attack, but being unable to reach him, he seized two Minamoto bushi and sprang into the sea with them. Tomomori, Munemori's brother, who had proved himself a most able general, leaped overboard carrying an anchor. Yoshitsune spoke in strongly laudatory terms of Noritsune and ascribed to him much of the power hitherto wielded by the Taira. Munemori and his son were executed finally at Omi. Shigehira, in response to a petition from the Nara priests whose fanes he had destroyed by Kiyomori's orders, was handed over to the monks and put to death by them at Narasaka. But Kiyomori's brother, who had interceded for the life of Yoritomo after the Heiji emeule, was pardoned, his rank and property being restored to him; and Taira no Munekiyo, who also had acted an important part in saving Yoritomo at that time, was invited to visit Kamakura where he would have been received with honour; but he declined the invitation, declaring that a change of allegiance at such a moment would be unworthy of a bushi.
The Taira leader, Munemori, and his son, Kiyomune, were captured, but Tomomori, Noritsune, and seven other Taira generals drowned. Noritsune stood out for his bravery. He targeted Yoshitsune in his attack, but unable to reach him, he grabbed two Minamoto warriors and jumped into the sea with them. Tomomori, Munemori's brother and a skilled general, jumped in with an anchor. Yoshitsune praised Noritsune highly, attributing much of the Taira's past strength to him. Munemori and his son were ultimately executed in Omi. Shigehira was handed over to the monks and executed at Narasaka in response to a petition from the Nara priests whose temples Kiyomori had destroyed. However, Kiyomori's brother, who had pleaded for Yoritomo's life after the Heiji incident, was pardoned and had his rank and property restored. Taira no Munekiyo, who also played a key role in saving Yoritomo then, was invited to visit Kamakura, where he would have been honored, but he declined, stating that switching sides at such a moment would be unworthy of a warrior.
It may here be noted that, although several of the Taira leaders who took the field against the Minamoto were killed in the campaign or executed or exiled after it, the punitory measures adopted by Yoritomo were not by any means wholesale. To be a Taira did not necessarily involve Kamakura's enmity. On the contrary, not only was clemency extended to several prominent members of Kiyomori's kith and kin, but also many local magnates of Taira origin whose estates lay in the Kwanto were from first to last staunch supporters and friends of the Minamoto. After Dan-no-ura, the Heike's sun permanently ceased to dominate the political firmament, but not a few Heike stars rose subsequently from time to time above the horizon.
It’s worth noting that, even though several Taira leaders who fought against the Minamoto were killed in the campaign or faced execution or exile afterward, the punitive actions taken by Yoritomo were not universal. Being a Taira didn’t automatically mean being an enemy of Kamakura. In fact, clemency was shown to several notable members of Kiyomori’s family, and many local Taira-born nobles whose lands were in the Kwanto remained loyal supporters and friends of the Minamoto throughout. After Dan-no-ura, the Heike’s influence in politics ended, but a number of Heike figures occasionally emerged later on.
MUNEMORI AND ANTOKU
The record of Munemori, whose leadership proved fatal to the Taira cause, stamps him as something very rare among Japanese bushi—a coward. He was the first to fly from every battle-field, and at Dan-no-ura he preferred surrender to death. Tradition alleges that in this final fight Munemori's reputed mother, Ni-i-no-ama, before throwing herself into the sea with the Emperor in her arms, confessed that Munemori was not her son. After she had borne Shigemori she became enceinte and her husband, Kiyomori, looked eagerly for the birth of another boy. But a girl was born. Just at that time the wife of a man who combined the occupations of bonze and umbrella-maker, bore a son, and the two children were surreptitiously exchanged. This story does not rest upon infallible testimony. Nor does another narrative, with regard to the motives which induced Kiyomori's widow to drown the young Emperor. Those motives are said to have been two. One was to fix upon the Minamoto the heinous crime of having done a sovereign to death, so that some avenger might rise in future years; the other was to hide the fact that Antoku was in reality a girl whose sex had been concealed in the interest of the child's maternal grandfather, Kiyomori.
The story of Munemori, whose leadership led to the downfall of the Taira, marks him as a rare type among Japanese warriors—a coward. He was the first to run from every battlefield, and at Dan-no-ura, he chose surrender over death. According to tradition, during this final battle, Munemori's supposed mother, Ni-i-no-ama, confessed before she jumped into the sea with the Emperor in her arms, saying Munemori was not her son. After she had given birth to Shigemori, she became pregnant again, and her husband, Kiyomori, eagerly awaited the arrival of another son. However, a girl was born. At that time, the wife of a man who was both a monk and an umbrella-maker gave birth to a son, and the two babies were secretly swapped. This story isn't backed by indisputable evidence. Neither is another account regarding the reasons that drove Kiyomori's widow to drown the young Emperor. It's said there were two motives. One was to pin the terrible crime of murdering a sovereign on the Minamoto, so that some avenger might arise in the years to come; the other was to hide the truth that Antoku was actually a girl, a fact concealed for the benefit of the child’s maternal grandfather, Kiyomori.
YOSHITSUNE'S FATE
Yoshitsune's signal victories were at Ichi-no-tani and at Yashima. The fight at Dan-no-ura could not have made him famous, for its issue was determined by defection in the enemy's ranks, not by any strategical device or opportune coup on the side of the victors. Yet Japan accords to Yoshitsune the first place among her great captains. Undoubtedly this estimate is influenced by sympathy. Pursued by the relentless anger of his own brother, whose cause he had so splendidly championed, he was forced to fly for refuge to the north, and was ultimately done to death. This most cruel return for glorious deeds has invested his memory with a mist of tears tending to obscure the true outlines of events, so that while Yoritomo is execrated as an inhuman, selfish tyrant, Yoshitsune is worshipped as a faultless hero. Yet, when examined closely, the situation undergoes some modifications. Yoritomo's keen insight discerned in his half-brother's attitude something more than mere rivalry. He discovered the possible establishment of special relations between the Imperial Court and a section of the Minamoto.
Yoshitsune's notable victories were at Ichi-no-tani and Yashima. The battle at Dan-no-ura couldn't have made him famous, as the outcome was decided by defections in the enemy camp, not by any strategic maneuver or timely move from the victors. Still, Japan ranks Yoshitsune among its greatest military leaders. It's clear this perspective is shaped by emotional sympathy. Driven away by the relentless anger of his own brother, whom he had so bravely supported, he had to seek refuge in the north and ultimately met a tragic end. This cruel twist of fate for his glorious acts has shrouded his memory in a haze of sorrow, which tends to obscure the true events, leading to Yoritomo being condemned as a ruthless, selfish tyrant, while Yoshitsune is celebrated as a flawless hero. However, upon closer examination, the situation reveals some complexities. Yoritomo recognized in his half-brother's demeanor something beyond mere rivalry. He realized there was a potential for special connections between the Imperial Court and a faction of the Minamoto.
Yoshitsune's failure to repair to Kamakura after the battle of Ichi-no-tani inspired Yoritomo's first doubts. Japanese annals offer no explanation of Yoshitsune's procedure on that occasion. It would have been in the reasonable sequence of events that the military genius which planned and carried out the great coup at Ichi-no-tani should have been available at the subsequent council of strategists in Kamakura, and it would have been natural that the younger brother should have repaired, as did his elder brother, Noriyori, to the headquarters of the clan's chief. Yet Yoshitsune remained at Kyoto, and that by so doing he should have suggested some suspicions to Yoritomo was unavoidable. The secret of the Court nobles' ability to exclude the military magnates from any share in State administration was no secret in Yoritomo's eyes. He saw clearly that this differentiation had been effected by playing off one military party against the other, or by dividing the same party against itself; and he saw clearly that opportunities for such measures had been furnished by subjecting the military leaders to constant contact with the Court nobility.
Yoshitsune's decision not to return to Kamakura after the battle of Ichi-no-tani raised Yoritomo's first doubts. Historical records provide no reason for Yoshitsune's actions at that time. It would have made sense for the military genius who planned and executed the great strategy at Ichi-no-tani to be present at the following council of strategists in Kamakura, and it would have been normal for him to report to their clan's leader, just as his older brother, Noriyori, did. Yet Yoshitsune stayed in Kyoto, and by doing so, it was inevitable that he aroused some suspicions in Yoritomo. Yoritomo was well aware of the Court nobles' ability to keep military leaders from any involvement in State administration. He understood that this separation had been achieved by pitting one military faction against another or by creating divisions within the same faction; and he recognized that these opportunities had arisen from the constant interaction between the military leaders and the Court nobility.
Therefore, he determined to keep two aims always in view. One was to establish a military and executive capital entirely apart from, and independent of, the Imperial and administrative metropolis; the other, to preserve the unity of the Minamoto clan in all circumstances. Both of these aims seemed to be threatened with failure when Yoshitsune preferred the Court in Kyoto to the camp in Kamakura; still more so when he accepted from Go-Shirakawa rank and office for which Yoritomo had not recommended him, and yet further when he obtained from the ex-Emperor a commission to lead the Minamoto armies westward without any reference to, and in despite of, the obvious intention of the Minamoto chief at Kamakura.
Therefore, he decided to always keep two goals in mind. One was to create a military and executive capital that was completely separate from and independent of the Imperial and administrative center; the other was to maintain the unity of the Minamoto clan under all circumstances. Both of these goals appeared to be at risk when Yoshitsune chose the Court in Kyoto over the camp in Kamakura; even more so when he accepted rank and an office from Go-Shirakawa that Yoritomo hadn’t recommended for him, and even further when he received a commission from the ex-Emperor to lead the Minamoto armies west without any consultation and in defiance of the clear wishes of the Minamoto chief in Kamakura.
All these acts could scarcely fail to be interpreted by Yoritomo as preluding the very results which he particularly desired to avert, namely, a house of Minamoto divided against itself and the re-establishment of Court influence over a strong military party in Kyoto. His apprehensions received confirmation from reports furnished by Kajiwara Kagetoki. Yoritomo trusted this man implicitly. Never forgetting that Kajiwara had saved his life in the affair of the hollow tree, he appointed him to the post of military governor and to the command of the army destined to drive the Taira from Shikoku after the battle of Ichi-no-tani. In that command Kajiwara had been superseded by Yoshitsune, and had moreover been brought into ridicule in connexion not only with the shipbuilding incident but also, and in a far more flagrant manner, with the great fight at Yashima. He seems from the first to have entertained doubts of Yoshitsune's loyalty to Yoritomo, and his own bitter experiences may well have helped to convert those doubts into certainties. He warned Kamakura in very strong terms against the brilliant young general who was then the idol of Kyoto, and thus, when Yoshitsune, in June, 1185, repaired to Kamakura to hand over the prisoners taken in the battle of Dan-no-ura and to pay his respects to Yoritomo, he was met at Koshigoe, a village in the vicinity, by Hojo Tokimasa, who conveyed to him Yoritomo's veto against his entry to Kamakura. A letter addressed by Yoshitsune to his brother on that occasion ran, in part, as follows:
All these actions would have been hard for Yoritomo not to interpret as leading to the very outcomes he desperately wanted to avoid—a divided Minamoto clan and the resurgence of Court influence over a strong military faction in Kyoto. His fears were confirmed by reports from Kajiwara Kagetoki, a man Yoritomo trusted completely. Always remembering that Kajiwara had saved his life in the hollow tree incident, he appointed him as military governor and in charge of the army meant to drive the Taira from Shikoku after the battle of Ichi-no-tani. However, Kajiwara was replaced in that role by Yoshitsune, and he was also ridiculed not only for the shipbuilding debacle but, even more embarrassingly, for the major battle at Yashima. He seemed to have had doubts about Yoshitsune's loyalty to Yoritomo from the start, and his own painful experiences likely turned those doubts into certainty. He strongly warned Kamakura about the brilliant young general who had become the idol of Kyoto. Thus, when Yoshitsune came to Kamakura in June 1185 to turn over the prisoners from the battle of Dan-no-ura and to pay his respects to Yoritomo, he was stopped at Koshigoe, a nearby village, by Hojo Tokimasa, who delivered Yoritomo's order against his entry into Kamakura. A letter that Yoshitsune wrote to his brother on that occasion included the following:
Here am I, weeping crimson tears in vain at thy displeasure. Well was it said that good medicine tastes bitter in the mouth, and true words ring harsh in the ear. This is why the slanders that men speak of me remain unproved, why I am kept out of Kamakura unable to lay bare my heart. These many days 1 have lain here and could not gaze upon my brother's face. The bond of our blood-brotherhood is sundered.
Here I am, crying red tears in vain because of your unhappiness. It’s true what they say: good medicine tastes bitter, and honest words can sound harsh. That’s why the lies people say about me go unproven, and I’m kept away from Kamakura, unable to reveal my true feelings. For many days I’ve been here and haven’t been able to see my brother’s face. The bond of our brotherhood is broken.
But a short season after I was born, my honoured sire passed to another world, and I was left fatherless. Clasped in my mother's bosom, I was carried down to Yamato, and since that day I have not known a moment free from care and danger. Though it was but to drag out a useless life, we wandered round the capital suffering hardship, hid in all manner of rustic spots, dwelt in remote and distant provinces, whose rough inhabitants did treat us with contumely. But at last I was summoned to assist in overthrowing the Taira house, and in this conflict I first laid Kiso Yoshinaka low. Then, so that I might demolish the Taira men, I spurred my steed on frowning precipices. Careless of death in the face of the foe, I braved the dangers of wind and wave, not recking that my body might sink to the bottom of the sea, and be devoured by monsters of the deep. My pillow was my harness, arms my trade. [Translated by W. G. Aston.]
But shortly after I was born, my respected father passed away, and I was left without a dad. Held close by my mom, I was taken to Yamato, and since that day, I've never known a moment without worry and danger. Although it felt pointless to keep living, we roamed around the capital facing hardships, hiding in all kinds of rural places, and staying in remote provinces where the rough locals treated us poorly. But eventually, I was called to help overthrow the Taira clan, and in that battle, I was the first to take down Kiso Yoshinaka. Then, determined to defeat the Taira forces, I charged my horse along steep cliffs. Fearless in the face of danger, I faced the risks of wind and waves, not caring that I could sink to the ocean floor and be eaten by sea monsters. My pillow was my armor, and my weapons were my livelihood. [Translated by W. G. Aston.]
This letter breathes the spirit of sincerity. But its perusal did not soften Yoritomo, if it ever reached his eyes. He steadily refused to cancel his veto, and after an abortive sojourn of twenty days at Koshigoe, Yoshitsune returned to Kyoto where his conduct won for him increasing popularity. Three months later, Yoritomo appointed him governor of Iyo. It is possible that had not the situation been complicated by a new factor, the feud between the brothers might have ended there. But Minamoto Yukiiye, learning of these strained relations, emerged from hiding and applied himself to win the friendship of Yoshitsune, who received his advances graciously. Yoritomo, much incensed at this development, sent the son of Kajiwara Kagetoki to Yoshitsune with a mandate for Yukiiye's execution. Such a choice of messenger was ill calculated to promote concord. Yoshitsune, pleading illness, declined to receive the envoy, and it was determined at Kamakura that extreme measures must be employed. Volunteers were called for to make away with Yoshitsune, and, in response, a Nara bonze, Tosabo Shoshun, whose physical endowments had brought him into prominence at Kamakura, undertook the task on condition that a substantial reward be given him beforehand.
This letter expresses genuine sincerity. However, it didn’t soften Yoritomo, if it even reached him. He consistently refused to lift his veto, and after a fruitless stay of twenty days at Koshigoe, Yoshitsune returned to Kyoto, where his actions earned him growing popularity. Three months later, Yoritomo appointed him governor of Iyo. It's possible that if the situation hadn’t become more complicated, the feud between the brothers could have ended there. But Minamoto Yukiiye, learning about the tensions, came out of hiding and tried to win Yoshitsune's friendship, which Yoshitsune accepted kindly. Yoritomo was furious about this turn of events and sent the son of Kajiwara Kagetoki to Yoshitsune with an order for Yukiiye's execution. Choosing this messenger was not a wise move for fostering peace. Yoshitsune, claiming illness, refused to meet with the envoy, and it was decided in Kamakura that drastic measures were necessary. Volunteers were called to take out Yoshitsune, and a Nara monk, Tosabo Shoshun, whose physical abilities had gained him recognition in Kamakura, agreed to do the job on the condition that he received a substantial reward upfront.
Shoshun did not waste any time. On the eighth night after his departure from Kamakura, he, with sixty followers, attacked Yoshitsune's mansion at Horikawa in Kyoto. By wholesale oaths, sworn in the most solemn manner, he had endeavoured to disarm the suspicions of his intended victim, and he so far succeeded that, when the attack was delivered, Yoshitsune had only seven men to hold the mansion against sixty. But these seven were the trusty and stalwart comrades who had accompanied Yoshitsune from Mutsu and had shared all the vicissitudes of his career. They held their assailants at bay until Yukiiye, roused by the tumult, came to the rescue, and the issue of Shoshun's essay was that his own head appeared on the pillory in Kyoto. Yoshitsune was awakened and hastily armed on this occasion by his beautiful mistress, Shizuka, who, originally a danseuse of Kyoto, followed him for love's sake in weal and in woe. Tokiwa, Tomoe, Kesa, and Shizuka—these four heroines will always occupy a prominent place in Japanese history of the twelfth century.
Shoshun didn't waste any time. On the eighth night after leaving Kamakura, he, along with sixty followers, attacked Yoshitsune's mansion at Horikawa in Kyoto. With a series of serious oaths, he tried to allay the suspicions of his intended target, and he was successful enough that when the attack came, Yoshitsune had only seven men to defend the mansion against sixty. But these seven were loyal and strong comrades who had been with Yoshitsune since Mutsu and had experienced all the ups and downs of his journey. They held off their attackers until Yukiiye, alerted by the commotion, came to help, and the result of Shoshun's attempt was that his own head ended up on display in Kyoto. Yoshitsune was woken and quickly armed by his beautiful mistress, Shizuka, who, originally a dancer from Kyoto, followed him out of love through thick and thin. Tokiwa, Tomoe, Kesa, and Shizuka—these four heroines will always have a prominent place in the history of Japan's twelfth century.
After this event there could be no concealments between the two brothers. With difficulty and not without some menaces, Yoshitsune obtained from Go-Shirakawa a formal commission to proceed against Yoritomo by force of arms. Matters now moved with great rapidity. Yoritomo, always prescient, had fully foreseen the course of events. Shoshun's abortive attack on the Horikawa mansion took place on November 10, 1185, and before the close of the month three strong columns of Kamakura troops were converging on Kyoto. In that interval, Yoshitsune, failing to muster any considerable force in the capital or its environs, had decided to turn his back on Kyoto and proceed westward; he himself to Kyushu, and Yukiiye to Shikoku. They embarked on November 29th, but scarcely had they put to sea when they encountered a gale which shattered their squadron. Yoshitsune and Yukiiye both landed on the Izumi coast, each ignorant of the other's fate. The latter was captured and beheaded a few months later, but the former made his way to Yamato and found hiding-places among the valleys and mountains of Yoshino. The hero of Ichi-no-tani and Yashima was now a proscribed fugitive. Go-Shirakawa, whose fate was always to obey circumstances rather than to control them, had issued a new mandate on the arrival of Yoritomo's forces at Kyoto, and Kamakura was now authorized to exterminate Yoshitsune with all his partisans, wherever they could be found.
After this event, there were no more secrets between the two brothers. With some difficulty and not without threats, Yoshitsune managed to get Go-Shirakawa to officially approve taking up arms against Yoritomo. Things started to move quickly now. Yoritomo, always perceptive, had anticipated how events would unfold. Shoshun's failed attack on the Horikawa mansion happened on November 10, 1185, and before the month ended, three strong groups of Kamakura troops were heading toward Kyoto. During that time, Yoshitsune, unable to gather a significant force in the capital or nearby, decided to leave Kyoto and head west; he would go to Kyushu, while Yukiiye would go to Shikoku. They set sail on November 29, but barely had they hit the water when a storm scattered their fleet. Yoshitsune and Yukiiye both landed on the Izumi coast, unaware of each other's situation. Yukiiye was captured and executed a few months later, but Yoshitsune managed to reach Yamato and found hiding spots in the valleys and mountains of Yoshino. The hero of Ichi-no-tani and Yashima was now a hunted fugitive. Go-Shirakawa, who was always swayed by circumstances instead of controlling them, had issued a new order when Yoritomo's forces arrived in Kyoto, giving Kamakura permission to eliminate Yoshitsune and all his supporters, wherever they might be found.
Almost simultaneously with the capture of Yukiiye, whose fate excites no pity, the fair girl, Shizuka, was apprehended and brought before Hojo Tokimasa, who governed Kyoto as Yoritomo's lieutenant. Little more than a year had elapsed since she first met Yoshitsune after his return from Dan-no-ura, and her separation from him now had been insisted on by him as the only means of saving her life. Indifferent to her own fate, she quickly fell into the hands of Tokimasa's emissaries and was by them subjected to a fruitless examination, repeated with equally abortive results on her arrival at Kamakura. There, in spite of her vehement resistance, she was constrained to dance before Yoritomo and his wife, Masa, but instead of confining herself to stereotyped formulae, she utilized the occasion to chant to the accompaniment of her dance a stanza of sorrow for separation from her lover. It is related that Yoritomo's wrath would have involved serious consequences for Shizuka had not the lady Masa intervened. The beautiful danseuse, being enceinte at the time, was kept in prison until her confinement. She had the misfortune to give birth to a son, and the child was killed by Yoritomo's order, the mother being released. The slaughter of an innocent baby sounds very shocking in modern ears, but it is just to remember that the Kamakura chief and his three younger brothers would all have been executed by Kiyomori had not their escape been contrived by special agencies. The Confucian doctrine, which had passed into the bushi's code, forbade a man to live under the same sky with his father's slayer. Deeds like the killing of Yoshitsune's son were the natural consequence of that doctrine.
Almost at the same time as Yukiiye was captured, whose fate inspires no pity, the beautiful girl Shizuka was taken and brought before Hojo Tokimasa, who ruled Kyoto as Yoritomo's lieutenant. It had been just over a year since she first met Yoshitsune after his return from Dan-no-ura, and he insisted that her separation from him was the only way to save her life. Unconcerned about her own fate, she quickly fell into the hands of Tokimasa's agents and was subjected to a pointless interrogation, repeated with equally fruitless results upon her arrival in Kamakura. There, despite her strong refusals, she was forced to dance before Yoritomo and his wife, Masa. Instead of sticking to the usual routines, she took the opportunity to chant a verse of sadness about being apart from her lover during her dance. It is said that Yoritomo's anger would have led to serious consequences for Shizuka if Masa had not intervened. The beautiful dancer was pregnant at the time and was kept in prison until she gave birth. Unfortunately, she had a son, and Yoritomo ordered the child to be killed, though the mother was released afterward. The killing of an innocent baby sounds very shocking today, but it's important to remember that the Kamakura chief and his three younger brothers would have been executed by Kiyomori if their escape had not been carefully arranged. The Confucian principle, which had become part of the bushi's code, forbade a man from living under the same sky as his father's killer. Actions like the killing of Yoshitsune's son were a direct consequence of that principle.
Meanwhile, Yoshitsune had been passing from one place of concealment to another in the three contiguous provinces of Izumi, Yamato, and Kii. He escaped deadly peril in the Yoshino region through the devotion of Sato Tadanobu, whose brother, Tsuginobu, had died to save Yoshitsune's life in the battle of Yashima. Attacked by the monks of Zo-o-do in overwhelming force, Yoshitsune had prepared to meet death when Tadanobu offered to personify him and hold the position while Yoshitsune escaped. With much difficulty Yoshitsune was induced to consent. Tadanobu not only succeeded in covering the retreat of his chief, but also managed himself to escape to Kyoto where, being discovered, he died by his own hand. Finally, in the spring of 1187, Yoshitsune and his followers, disguised as mendicant friars, made their way up the west coast, and, after hairbreadth escapes, found asylum in the domain of Fujiwara Hidehira, who had protected Yoshitsune in his youth. Hidehira owned and administered the whole of the two provinces of Mutsu and Dewa, which in those days covered some thirty thousand square miles and could easily furnish an army of a hundred thousand men.
Meanwhile, Yoshitsune had been moving from one hiding place to another in the three neighboring provinces of Izumi, Yamato, and Kii. He narrowly escaped death in the Yoshino region thanks to the loyalty of Sato Tadanobu, whose brother, Tsuginobu, had died to save Yoshitsune's life during the battle of Yashima. When the monks of Zo-o-do attacked in overwhelming numbers, Yoshitsune prepared for death when Tadanobu offered to impersonate him and hold the position while Yoshitsune made his escape. After much persuasion, Yoshitsune reluctantly agreed. Tadanobu not only succeeded in covering his chief's retreat but also managed to escape to Kyoto, where, once discovered, he took his own life. Finally, in the spring of 1187, Yoshitsune and his followers, disguised as wandering monks, made their way up the west coast and, after narrow escapes, found refuge in the domain of Fujiwara Hidehira, who had protected Yoshitsune in his youth. Hidehira owned and managed the entirety of the two provinces of Mutsu and Dewa, which at that time covered about thirty thousand square miles and could easily provide an army of a hundred thousand men.
The attitude of this great fief had always been an object of keen solicitude to Yoritomo. At one time there were rumours that Hidehira intended to throw in his lot with Yoshinaka; at another, that he was about to join hands with the Taira. Yoritomo could never be certain that if the Kwanto were denuded of troops for some westward expedition, an overwhelming attack might not be delivered against Kamakura from the north. Thus, when he learned that Yoshitsune had escaped to Mutsu, all his apprehensions were roused. By that time Hidehira had died, in his ninety-first year, but he had committed to his son, Yasuhira, the duty of guarding Yoshitsune. Hence, when, in the spring of 1188, Kamakura became aware of Yoshitsune's presence in Mutsu, two consecutive messages were sent thither, one from Yoritomo, the other from the Court, ordering Yoshitsune's execution. Yasuhira paid no attention, and Go-Shirakawa commissioned Yoritomo to punish the northern chief's contumacy. Yasuhira now became alarmed. He sent a large force to attack Yoshitsune at Koromo-gawa. Benkei and the little band of comrades who had followed Yoshitsune's fortunes continuously during eight years, died to a man fighting for him, and Yoshitsune, having killed his wife and children, committed suicide. His head was sent to Kamakura.
The attitude of this important fief had always been a source of concern for Yoritomo. At one point, there were rumors that Hidehira planned to align himself with Yoshinaka; at another, that he was about to collaborate with the Taira. Yoritomo could never be sure that if the Kwanto was stripped of troops for some westward campaign, a major attack might not be launched against Kamakura from the north. So when he found out that Yoshitsune had escaped to Mutsu, all his fears resurfaced. By that time, Hidehira had passed away at the age of ninety-one, but he had entrusted his son, Yasuhira, with the responsibility of protecting Yoshitsune. Therefore, in the spring of 1188, when Kamakura learned of Yoshitsune's presence in Mutsu, two messages were sent there—one from Yoritomo and the other from the Court—ordering Yoshitsune's execution. Yasuhira ignored them, and Go-Shirakawa ordered Yoritomo to deal with the northern chief's defiance. Yasuhira then became worried. He sent a large force to attack Yoshitsune at Koromo-gawa. Benkei and the small group of comrades who had stood by Yoshitsune’s side for eight years all died fighting for him, and Yoshitsune, having killed his wife and children, took his own life. His head was sent to Kamakura.
But this did not satisfy Yoritomo. He wanted something more than Yoshitsune's head; he wanted the great northern fief, and he had no idea of losing his opportunity. Three armies soon marched northward. They are said to have aggregated 284,000 of all arms. One moved up the western littoral; another up the eastern, and the third, under Yoritomo himself, marched by the inland route. The men of Mutsu fought stoutly, but after a campaign of some two months, Yasuhira, finding himself in a hopeless position, opened negotiations for surrender. His overtures being incontinently rejected, he appreciated the truth, namely, that Yoritomo was bent upon exterminating the Fujiwara of the north and taking possession of their vast estates. Then Yasuhira fled to Ezo, where, shortly afterwards, one of his own soldiers assassinated him and carried his head to Yoritomo, who, instead of rewarding the man, beheaded him for treachery. Thus, from 1189, Yoritomo's sway may be said to have extended throughout the length and breadth of Japan. In the storehouses of the Fujiwara, who, since the days of Kiyohira had ruled for a hundred years in the north, there were found piles of gold, silver, and precious stuffs with which Yoritomo recompensed his troops.
But this didn’t satisfy Yoritomo. He wanted more than just Yoshitsune’s head; he wanted the vast northern land, and he wasn’t going to miss this chance. Soon, three armies marched north. They were said to total 284,000 soldiers of all kinds. One army moved along the western coast, another along the eastern coast, and the third, led by Yoritomo himself, took the inland route. The fighters in Mutsu fought hard, but after about two months of battle, Yasuhira, realizing he was in a hopeless situation, started surrender negotiations. His proposals were quickly turned down, and he understood the harsh reality: Yoritomo was determined to wipe out the northern Fujiwara and seize their large estates. So, Yasuhira fled to Ezo, where, not long after, one of his own soldiers killed him and brought his head to Yoritomo, who, instead of rewarding the soldier, executed him for treachery. Thus, starting in 1189, Yoritomo’s influence can be said to have spread across all of Japan. In the warehouses of the Fujiwara, who had ruled the north for a hundred years since Kiyohira’s time, they found piles of gold, silver, and precious goods, which Yoritomo used to reward his troops.
YORITOMO'S SYSTEM
The system of government established by Yeritomo towards the close of the twelfth century and kept in continuous operation thereafter until the middle of the nineteenth, was known as the Bakufu, a word literally signifying "camp office," and intended to convey the fact that the affairs of the empire were in the hands of the military. None of the great Japanese captains prior to Yoritomo recognized that if their authority was to be permanent, it must be exercised independently of the Court and must be derived from some source outside the Court. The Taira chief, in the zenith of his career, had sufficient strength to do as Yoritomo did, and at one moment, that is to say, when he established his headquarters at Fukuhara, he appears to have had a partial inspiration. But he never recognized that whatever share he obtained in the administration of State affairs was derived solely from the nature of the office conferred on him by the Court, and could never exceed the functions of that office or survive its loss. The Fujiwara were astuter politicians. By their plan of hereditary offices and by their device of supplying maidens of their own blood to be Imperial consorts, they created a system having some elements of permanency and some measure of independence.
The government system set up by Yoritomo towards the end of the twelfth century, which continued to operate until the mid-nineteenth century, was called the Bakufu, meaning "camp office." This term signified that the empire's affairs were managed by the military. None of the major Japanese leaders before Yoritomo understood that for their authority to be lasting, it needed to be independent of the Court and come from a source outside the Court. The Taira leader, at the peak of his power, had enough strength to do what Yoritomo did, and at one point, when he set up his headquarters in Fukuhara, he seemed to have some insight. However, he never grasped that any authority he held in state affairs came solely from the position given to him by the Court and could not go beyond that role or persist after losing it. The Fujiwara were more clever politicians. Through a system of hereditary offices and by providing their own daughters as Imperial consorts, they created a system with some elements of stability and a degree of independence.
ENGRAVING: HACHIMAN SHRINE AT KAMAKURA
But it was reserved for Yoritomo to appreciate the problem in all its bearings and to solve it radically. The selection of Kamakura for capital was the first step towards solution. Kamakura certainly has topographical advantages. It is surrounded by mountains except on one face, which is washed by the sea. But this feature does not seem to have counted so much in Yoritomo's eyes as the fact that his father, Yoshitomo, had chosen Kamakura as a place of residence when he exercised military sway in the Kwanto, and Yoritomo wished to preserve the tradition of Minamoto power. He wished, also, to select a site so far from Kyoto that the debilitating and demoralizing influence of the Imperial metropolitan society might be powerless to reach the military capital. Kamakura was then only a fishing hamlet, but at the zenith of its prosperity it had grown to be a city of at least a quarter of a million of inhabitants. During a period of one hundred and fifty years it remained the centre of military society and the focus of a civilization radically different from that of Kyoto. The Taira had invited their own ruin by assimilating the ways of the Fujiwara and of the courtiers; the Minamoto aimed at preserving and developing at Kamakura the special characteristics of the buke.
But it was Yoritomo who fully understood the problem and found a thorough solution. Choosing Kamakura as the capital was the first step towards that solution. Kamakura definitely has geographical advantages. It's surrounded by mountains except for one side that faces the sea. However, this aspect didn’t seem to matter as much to Yoritomo as the fact that his father, Yoshitomo, had chosen Kamakura as his home while he held military power in the Kwanto, and Yoritomo wanted to uphold the tradition of Minamoto strength. He also wanted to choose a location far enough from Kyoto that the weakening and demoralizing influence of the Imperial city wouldn’t infiltrate the military capital. At that time, Kamakura was just a fishing village, but at the height of its prosperity, it grew into a city with at least a quarter of a million residents. For one hundred and fifty years, it remained the center of military society and the hub of a culture that was completely different from that of Kyoto. The Taira had set themselves up for destruction by adopting the ways of the Fujiwara and the courtiers; the Minamoto aimed to preserve and cultivate the unique traits of the buke in Kamakura.
POLICY TOWARDS RELIGION
Yoritomo seems to have believed that the Taira had owed their downfall largely to divine wrath, in that they had warred against the monasteries and confiscated manors belonging to shrines and temples. He himself adopted the policy of extending the utmost consideration to religion, whether Shinto or Buddhism, and to its devotees and their possessions. At Kamakura, though it has well-nigh reverted to its original rank as a fishing hamlet, there exist to-day eloquent evidences of the Minamoto chief's reverent mood; among them being the temple of Hachiman; a colossal bronze image of Buddha which, in majesty of conception and execution, is not surpassed by any idol in the world;* a temple of Kwannon, and several other religious edifices, though the tomb of Yoritomo himself is "a modest little monument covered with creepers."
Yoritomo seemed to believe that the Taira's downfall was mainly due to divine anger because they had fought against monasteries and taken lands from shrines and temples. He took a different approach by showing great respect for religion, whether it was Shinto or Buddhism, and for its followers and their properties. In Kamakura, which has nearly returned to its roots as a fishing village, there are still clear signs of the Minamoto leader's pious attitude; among these are the Hachiman temple, a massive bronze statue of Buddha that is unmatched in grandeur by any idol in the world,* a Kwannon temple, and several other religious buildings, though Yoritomo’s tomb is simply "a modest little monument covered with vines."
*This image was not actually erected by Yoritomo, but the project is attributed to him.
*This image wasn't actually built by Yoritomo, but the project is credited to him.*
YORITOMO'S MEMORIAL
It has been stated above that, after the retreat of the Taira from Fukuhara, in 1183, Go-Shirakawa sent an envoy to Kamakura inviting Yoritomo's presence in Kyoto. Restrained, however, by a sense of insecurity,* the Minamoto chief declined to leave Kamakura, and sent in his stead a memorial to the Throne. This document commenced with a statement that the ruin of the Taira had been due not to human prowess but to divine anger against the plunderers of sacred lands. Therefore, all manors thus improperly acquired should be at once restored to their original owners. Passing on to the case of estates taken by the Taira from princes, Court nobles, officials, and private individuals, Yoritomo urged that only by full restitution of this property could a sense of security be imparted to the people. "If any of these manors be now granted to us, the indignation roused by the Taira's doings will be transferred simultaneously with the estates. To change men's misery to happiness is to remove their resentment and repining. Finally," the memorial continued, "if there be any Taira partisans who desire to submit, they should be liberally treated even though their offences deserve capital punishment. I myself was formerly an offender,** but having had the good fortune to be pardoned, I have been enabled to subdue the insurgents. Thus, even men who have been disloyal on the present occasion may serve a loyal purpose at some future time."
It was mentioned earlier that after the Taira retreated from Fukuhara in 1183, Go-Shirakawa sent a messenger to Kamakura inviting Yoritomo to come to Kyoto. However, feeling insecure, the Minamoto leader chose not to leave Kamakura and instead sent a memorial to the Throne. This document started by stating that the downfall of the Taira was not due to human strength but rather to divine anger against those who had plundered sacred lands. Therefore, all estates that were wrongfully taken should be returned to their rightful owners. Moving on to the estates seized by the Taira from princes, court nobles, officials, and private citizens, Yoritomo argued that only by fully restoring this property could a sense of security be brought to the people. "If any of these estates are now granted to us, the anger stirred up by the Taira's actions will come along with the properties. Changing people's suffering to happiness means removing their resentment and sorrow. Finally," the memorial continued, "if there are any Taira supporters who wish to submit, they should be treated generously even though their actions deserve severe punishment. I myself was once an offender, but having had the luck to be forgiven, I was able to defeat the rebels. Thus, even those who have been disloyal now may serve a loyal purpose in the future."
*Kamakura was always exposed to pressure from the north. It had long been proverbial that white the eight provinces of the Kwanto could defy the whole empire, 0-U (Oshu and Ushu-Mutsu and Dewa) could defy the eight provinces.
*Kamakura was always under pressure from the north. It had long been said that while the eight provinces of the Kanto could stand against the entire empire, O-U (Oshu and Ushu-Mutsu and Dewa) could challenge the eight provinces.*
**In allusion to the fact that owing to the Emperor's presence in the camp of the Taira during the emeule, the Minamoto occupied the position of rebels.
**Referring to the fact that because the Emperor was present in the Taira's camp during the battle, the Minamoto were seen as rebels.
On receipt of this memorial, Go-Shirakawa ordered that the manors held by the Taira in the Tokai-do and Tosan-do should all be restored to their original owners, the duty of adjudicating in each case being delegated to Yoritomo. How much of this admirably conceived document was inspired by political acumen we may not venture to judge, but it is proper to note that the principles enunciated in the memorial found expression in the practice of Yoritomo himself. He always extended clemency to a defeated enemy if he deemed the latter's submission to be sincere, and throughout his whole career he showed a strong respect for justice. The men of his time ultimately gave him credit for sincerity, and his memorial won universal approval and popularity.
Upon receiving this memorial, Go-Shirakawa instructed that the lands held by the Taira in the Tokai-do and Tosan-do should all be returned to their original owners, with the responsibility of deciding each case handed over to Yoritomo. We can't fully assess how much of this well-thought-out document was driven by political insight, but it's important to recognize that the principles outlined in the memorial were reflected in Yoritomo's own actions. He consistently showed mercy to a defeated enemy if he believed their submission was genuine, and throughout his career, he demonstrated a strong commitment to justice. People of his time ultimately respected him for his sincerity, and his memorial received widespread approval and popularity.
POLITY OF THE KAMAKURA BAKUFU
Under the Dadka (A.D. 645) system, various administrative organs were created in accordance with Tang models, and a polity at once imposing and elaborate came into existence. But when the capital was overtaken by an era of literary effeminacy and luxurious abandonment, the Imperial exchequer fell into such a state of exhaustion that administrative posts began to be treated as State assets and bought and sold like commercial chattels, the discharge of the functions connected with them becoming illusory, and the constant tendency being in the direction of multiplication of offices with a corresponding increase of red tape. Yoritomo and his councillors appreciated the evils of such a system and were careful not to imitate it at Kamakura. They took brevity and simplicity for guiding principles, and constructed a polity in marked contrast with that of Kyoto.
Under the Dadka (A.D. 645) system, various administrative bodies were established based on Tang models, creating a government that was both impressive and complex. However, when the capital fell into a period of cultural decline and excessive indulgence, the Imperial treasury became so drained that administrative positions started to be viewed as government property, bought and sold like goods, rendering their functions practically meaningless, while there was a continual push to increase the number of offices alongside more bureaucratic red tape. Yoritomo and his advisors recognized the problems with this system and made sure not to replicate it in Kamakura. They focused on brevity and simplicity as guiding principles and built a government that starkly contrasted with that of Kyoto.
At the head of the whole stood the shogun, or commander-in-chief of the entire body of bushi, and then followed three sections. They were, first, the Samurai-dokoro, which term, according to its literal rendering, signified "samurai place" and may be appropriately designated "Central Staff Office." Established in 1180, its functions were to promote or degrade military men; to form a council of war; to direct police duties so far as they concerned bushi', to punish crime, and to select men for guards and escorts. The president (betto) obviously occupied a post of prime importance, as he practically controlled all the retainers (keniri) of the Minamoto clan and its allied houses. Its first occupant was Wada Yoshimori, representative of a famous family in the Kwanto, who had greatly distinguished himself in the Gen-Hei War. He held the post until the year 1213, when, taking up arms against Hojo Yoshitoki, he was defeated and killed. Thereafter, it being deemed inadvisable that the functions of such an important office should be delegated independently, they were made supplementary to those of the military regent (shikken), to be presently spoken of.
At the top of the whole structure was the shogun, or commander-in-chief of all the bushi, followed by three sections. The first was the Samurai-dokoro, which literally means "samurai place" and can be appropriately referred to as the "Central Staff Office." Established in 1180, its functions included promoting or demoting military personnel, forming a council of war, overseeing police duties related to the bushi, punishing crimes, and selecting individuals for guards and escorts. The president (betto) held a crucial position since he effectively controlled all the retainers (keniri) of the Minamoto clan and its allied families. The first person to hold this position was Wada Yoshimori, a representative of a well-known family in the Kwanto, who had distinguished himself during the Gen-Hei War. He held the role until 1213 when he rose against Hojo Yoshitoki, was defeated, and killed. After that, it was considered unwise to allow such a significant office to operate independently, so its functions were combined with those of the military regent (shikken), which will be discussed next.
MAN-DOKORO
The second of the three great sections of the Bakufu polity was the Mandokoro (literally, "place of administration"), which, at the time of its establishment in 1184, was designated Kumon-jo, the change of name to Man-dokoro being made after Yoritomo's first visit to Kyoto (1190), when he was nominated gon-dainagon as well as general of the Right division of the guards (u-kon-e taisho). In fact, the office Man-dokoro had long existed in the establishment of the civil regent (kwampaku) at the Imperial capital, and a concession to Kyoto usages in the matter of nomenclature appealed to Yoritomo's taste for simplicity. The Man-dokoro had to discharge the duties and general business of the Bakufu. Its president was called betto; its vice-president, rei; there were secretaries, a manager (shitsuji), whose functions were mainly financial, and certain minor officials. Oye no Hiromoto was the first president, and the office of shitsuji became hereditary in the Nikaido family.
The second of the three main parts of the Bakufu government was the Mandokoro (literally, "place of administration"). When it was set up in 1184, it was originally called Kumon-jo, but the name changed to Mandokoro after Yoritomo's first visit to Kyoto in 1190, when he was appointed gon-dainagon and general of the Right division of the guards (u-kon-e taisho). In reality, the office of Mandokoro had existed long before as part of the civil regent (kwampaku) system in the Imperial capital, and Yoritomo's preference for simple names made the change appealing. The Mandokoro was responsible for the duties and overall operations of the Bakufu. Its leader was called betto; the deputy was called rei; and there were secretaries, a manager (shitsuji) focused mainly on finances, and some minor officials. Oye no Hiromoto was the first president, and the position of shitsuji became hereditary in the Nikaido family.
It will be seen that the betto of the Man-dokoro corresponded to the regent in the Kyoto polity, the only difference being that the former officiated in military government, the latter in civil. The betto of the Man-dokoro was, in fact, designated by the alternative name of shikken (literally, "holder of authority") Thus there were two regents, one in Kyoto, one in Kamakura. In succession to Oye no Hiromoto, the military regency fell to Hojo Tokimasa, and subsequently to his son Yoshitoki, who, as shown above, held the post of betto of the Samurai-dokoro. In short, both offices became hereditary in the Hojo family, who thus acquired virtually all the power of the Bakufu. The shikken, standing at the head of the Samurai-dokoro and the Man-dokoro simultaneously, came to wield such authority that even the appointment of the shogun depended upon his will, and though a subject of the Emperor, he administered functions far exceeding those of the Imperial Court. In the year 1225, a reorganization of the Man-dokoro was effected. An administrative council was added (Hyojoshu), the councillors, fifteen or sixteen in number, being composed, in about equal parts, of men of science and members of the great clans. The regent (shikken) presided ex-officio.
It can be seen that the betto of the Man-dokoro was similar to the regent in the Kyoto government, with the only difference being that the former was involved in military leadership while the latter handled civil matters. The betto of the Man-dokoro was also called shikken (literally, "holder of authority"). Thus, there were two regents, one in Kyoto and one in Kamakura. After Oye no Hiromoto, the military regency went to Hojo Tokimasa, and then to his son Yoshitoki, who, as mentioned earlier, held the position of betto of the Samurai-dokoro. In summary, both positions became hereditary within the Hojo family, which gained nearly all the power of the Bakufu. The shikken, leading both the Samurai-dokoro and the Man-dokoro at the same time, came to hold such power that even the appointment of the shogun was influenced by his decision, and although he was a subject of the Emperor, he carried out duties that far exceeded those of the Imperial Court. In 1225, a reorganization of the Man-dokoro took place. An administrative council (Hyojoshu) was established, consisting of fifteen or sixteen members, made up roughly equally of scholars and members of the major clans. The regent (shikken) presided by default.
MONJU-DOKORO
The third of the Bakufu offices was the Monju-dokoro, or "place for recording judicial inquiries;" in other words, a high court of justice and State legislature. Suits at law were heard there and were either decided finally or transferred to other offices for approval. This office was established in 1184. Its president was called shitsuji (manager), indicating that he ranked equally with the Man-dokoro official having the same appellation. The first occupant of the post was Miyoshi Yasunobu. He not only presided over the Monju-dokoro in a judicial capacity but also attended the meetings of the Man-dokoro council (Hyojoshu) ex-officio.
The third of the Bakufu offices was the Monju-dokoro, or "place for recording judicial inquiries," which served as a high court of justice and a state legislature. Legal cases were heard there, and decisions were either made final or sent to other offices for approval. This office was established in 1184. Its leader was called shitsuji (manager), indicating that he held an equal rank with the Man-dokoro official who had the same title. The first person to hold this position was Miyoshi Yasunobu. He not only presided over the Monju-dokoro in a judicial role but also participated in the meetings of the Man-dokoro council (Hyojoshu) in his official capacity.
This Miyoshi Yasunobu,* as well as the representative of the Nikaido who occupied the post of shitsuji in the Man-dokoro; the Oye family, who furnished the president of the latter, and the Nakahara, who served as the secretaries, were all men of erudition whom Yoritomo invited from Kyoto to fill posts in his administrative system at Kamakura. In these unquiet and aristocratically exclusive times, official promotion in the Imperial capital had largely ceased to be within reach of scholastic attainments, and Yoritomo saw an opportunity to attract to Kamakura men of learning and of competence. He offered to them careers which were not open in Kyoto, and their ready response to his invitations was a principal cause of the success and efficacy that attended the operation of the Bakufu system in the early days.
This Miyoshi Yasunobu, along with the representative of the Nikaido who held the position of shitsuji in the Man-dokoro; the Oye family, who provided the president of the latter, and the Nakahara, who acted as secretaries, were all educated men whom Yoritomo invited from Kyoto to fill roles in his administration in Kamakura. During these turbulent and aristocratically exclusive times, getting promoted in the Imperial capital had mostly become unattainable for those with academic achievements, and Yoritomo saw a chance to draw skilled and knowledgeable individuals to Kamakura. He offered them career opportunities that weren't available in Kyoto, and their enthusiastic acceptance of his invitations was a key factor in the success and efficiency of the Bakufu system in its early days.
*Miyoshi Yasunobu held the office of chugu no sakan in Kyoto. He was personally known to Yoritomo, and he was instrumental in securing the services of the astute Oye no Hiromoto, whose younger brother, Chikayoshi, was governor of Aki at the time of receiving Yoritomo's invitation. His descendants received the uji of Nagai and Mori; those of Yasunobu, the uji of Ota and Machine, and those of Chikayoshi, the uji of Settsu and Otomo.
*Miyoshi Yasunobu was the chugu no sakan in Kyoto. He knew Yoritomo personally and played a key role in bringing in the clever Oye no Hiromoto, whose younger brother, Chikayoshi, was the governor of Aki when he got Yoritomo's invitation. His descendants took the names Nagai and Mori; Yasunobu's descendants took the names Ota and Machine, and Chikayoshi's descendants took the names Settsu and Otomo.*
HIGH CONSTABLES AND LAND-STEWARDS
The most far-reaching change effected by Yoritomo was prompted by Oye no Hiromoto, at the close of 1185, when, Yoshitsune and Yukiiye having gone westward from Kyoto, the Kamakura chief entertained an apprehension that they might succeed in raising a revolt in the Sanyo-do, in Shikoku, and in Kyushu. He sought advice from the high officials of the Bakufu as to the best preventive measures, and Oye no Hiromoto presented a memorial urging that the Emperor's sanction be obtained for appointing in each province a high constable (shugo) and a land-steward (jito), these officials being nominated from Kamakura, while Yoritomo himself became chief land-steward (so-jito) and subsequently lord high constable (so-tsuihoshi) for the sixty-six provinces. The object of these appointments was to insure that the control of local affairs should be everywhere in the hands of the Bakufu, whose nominees would thus be in a position to check all hostile movements or preparations.
The most significant change brought about by Yoritomo was initiated by Oye no Hiromoto at the end of 1185. With Yoshitsune and Yukiiye heading west from Kyoto, the Kamakura leader worried they might spark a rebellion in Sanyo-do, Shikoku, and Kyushu. He consulted with the top officials of the Bakufu about the best ways to prevent this threat. Oye no Hiromoto submitted a proposal suggesting that the Emperor's approval be sought to appoint a high constable (shugo) and a land-steward (jito) in each province, with these positions filled by people from Kamakura. Yoritomo took on the role of chief land-steward (so-jito) and later became the lord high constable (so-tsuihoshi) for all sixty-six provinces. The aim of these appointments was to ensure that local governance was firmly in the control of the Bakufu, allowing their appointed officials to monitor and thwart any hostile actions or preparations.
Yoritomo recognized the important bearings of this project. He at once sent Hojo Tokimasa to guard Kyoto and to submit to the Court a statement that it would be far more effective and economical to prevent acts of insurrection than to deal with them after their full development, and that, to the former end, trustworthy local officials should be appointed, the necessary funds being obtained by levying from the twenty-six provinces of the Go-Kinai, Sanin, Sanyo, Nankai, and Saikai a tax of five sho of rice per tan (two bushels per acre). Go-Shirakawa seems to have perceived the radical character of the proposed measure. He evinced much reluctance to sanction it. But Yoritomo was too strong to be defied. The Court agreed, and from that moment military feudalism may be said to have been established in Japan.
Yoritomo understood the significance of this project. He immediately sent Hojo Tokimasa to secure Kyoto and to present the Court with a statement arguing that it would be much more effective and cost-efficient to prevent uprisings rather than deal with them after they had escalated. To achieve this goal, reliable local officials should be appointed, with the necessary funds raised by imposing a tax of five sho of rice per tan (two bushels per acre) from the twenty-six provinces of the Go-Kinai, Sanin, Sanyo, Nankai, and Saikai. Go-Shirakawa appeared to grasp the radical nature of the proposed plan and showed considerable hesitation to approve it. However, Yoritomo's influence was too powerful to be ignored. The Court acquiesced, and from that point on, military feudalism could be said to have been established in Japan.
It has been shown that the land system fixed by the Daiho-ryo had fallen into confusion. Private manors existed everywhere, yielding incomes to all classes from princes to soldiers. In the days of the Fujiwara and the Taira more than one-half of the arable land throughout the empire was absorbed into such estates, which paid no taxes to anyone except their direct owners. The provincial governor appointed by the Court gradually ceased to exercise control over the shoen in his district, unless he happened to be a military man with a sufficient force of armed retainers (kenin) to assert his authority. Hence it became customary for provincial governors not to proceed in person to the place of their function. They appointed deputies (mokudai), and these limited their duties to the collection of taxes from manors. Lands constituting the domains of great families were under the complete control of their holders, and there being no one responsible for the preservation of general peace and order, bandits and other lawbreakers abounded.
It has been shown that the land system established by the Daiho-ryo had become chaotic. Private estates were everywhere, providing income to all classes from nobles to soldiers. During the Fujiwara and Taira periods, more than half of the arable land in the empire was taken over by these estates, which paid no taxes to anyone except their direct owners. The provincial governor appointed by the Court gradually stopped exercising control over the shoen in his area, unless he was a military man with enough armed followers (kenin) to enforce his authority. As a result, it became common for provincial governors not to go themselves to carry out their duties. They appointed deputies (mokudai), and these limited their responsibilities to collecting taxes from estates. The lands owned by powerful families were entirely under their control, and with no one responsible for maintaining peace and order, bandits and other criminals were rampant.
This state of affairs was remedied by the appointment of high constables and land-stewards. The high constable had to arrest insurgents, assassins, and robbers wherever he found them, and to muster the soldiers for service in the Kyoto guards. The land-steward was to collect taxes from all private manors. Soon, however, these functions were extended, so that the high constables exercised judicial and administrative powers, and the land-stewards not only collected taxes, and, after deducting their own salaries, handed the remainder to those entitled to receive it, but also were responsible for the maintenance of peace and order within the manors entrusted to their charge. High constables and land-stewards alike were responsible to Kamakura alone; they were beyond the jurisdiction of the Imperial Court. Thus, the sway of the Minamoto extended throughout the whole country. It may be stated at once here that the landsteward system did not work altogether satisfactorily. The acts of these officials created friction in several quarters, and they were soon withdrawn from all manors other than those owned or administered by Taira. The high constables remained, however, and were in full control of local military affairs, the Kamakura chief controlling the whole in his capacity of lord high constable.
This situation was fixed by appointing high constables and land-stewards. The high constable was responsible for arresting rebels, assassins, and thieves wherever they found them, and for gathering soldiers for the Kyoto guards. The land-steward was tasked with collecting taxes from all private estates. Soon, however, these roles expanded, so that the high constables also held judicial and administrative power, and the land-stewards not only collected taxes but, after taking their own salaries, distributed the rest to those entitled to it. They were also responsible for maintaining peace and order within the estates they managed. Both high constables and land-stewards answered only to Kamakura; they were not subject to the authority of the Imperial Court. Thus, the Minamoto's influence spread throughout the entire country. It should be noted that the land-steward system did not function perfectly. The actions of these officials caused tension in various areas, leading to their removal from all estates except those owned or managed by the Taira. However, the high constables remained and had full control of local military matters, with the Kamakura chief overseeing everything in his role as the lord high constable.
EXEMPTION OF SHRINES AND TEMPLES FROM THE SHUGO SYSTEM
In pursuance of his policy of special benevolence towards religious institutions, Yoritomo exempted the manors of temples and shrines from the jurisdiction of high constables. Thus military men were not permitted to make an arrest within the enclosure of a fane, or to trespass in any way on its domains, these being tax-free.
In line with his policy of special kindness towards religious institutions, Yoritomo exempted the estates of temples and shrines from the authority of high constables. As a result, military personnel were not allowed to make arrests within the boundaries of a temple or intrude in any way on its grounds, which were tax-exempt.
REFORM OF THE COURT
Yoritomo did not confine himself to re-casting the system of provincial administration. He extended his reforms to the Court, also. Thrice within the short space of five years he had been proscribed as a rebel by Imperial decree once at the instance of the Taira; once at the instance of Yoshinaka, and once at the instance of Yoshitsune. In short, the Court, being entirely without military power of its own, was constrained to bow to any display of force from without. As a means of correcting this state of affairs, Hojo Tokimasa was despatched to the Imperial capital at the close of 1185, to officiate there as high constable and representative of the Bakufu. A strong force of troops was placed at his disposal, and efficient means of speedy communications between the east and the west were organized. Moreover, a new office, that of scrutator (nairari), was instituted, and to him were transferred some of the powers hitherto wielded by the regent (kwampaku). Fujiwara Kanezane was the first occupant of this post. Further, a body of twelve councillors (giso), headed by Kanezane, were organized in the cloistered Emperor's Court (Inchu), and to this council was entrusted the duty of discussing and deciding all State affairs. These important steps were taken early in 1186.
Yoritomo didn’t just reshape the provincial administration; he also brought changes to the Court. In just five years, he had been labeled a rebel by Imperial decree three times—once at the request of the Taira, once at the request of Yoshinaka, and once at the request of Yoshitsune. Essentially, the Court had no military power of its own and had to submit to any show of force from outside. To fix this situation, Hojo Tokimasa was sent to the Imperial capital at the end of 1185 to serve as high constable and representative of the Bakufu. He was given a strong military force and efficient communication systems between the east and the west were set up. Additionally, a new position called scrutator (nairari) was created, transferring some powers from the regent (kwampaku) to this new role. Fujiwara Kanezane became the first person to hold this office. Moreover, a group of twelve councillors (giso), led by Kanezane, was formed within the cloistered Emperor's Court (Inchu), tasked with discussing and deciding all State affairs. These significant changes were made early in 1186.
Simultaneously, a number of Court officials, including all that had been connected with Yoshitsune and Yukiie, lost their posts, and, shortly afterwards, Kanezane, becoming regent (kwampaku) in place of Fujiwara Motomichi, co-operated with Oye no Hiromoto in effecting many important changes, the latter operating at Kamakura, the former at Kyoto. It may be noted here that Kanezane's descendants received the name of Kujo, those of Motomichi being called Konoe, and the custom of appointing the kwampaku alternately from these two families came into vogue from that time. All the above reforms having been effected during the year 1186, the Bakufu recalled Hojo Tokimasa and appointed Nakahara Chikayoshi to succeed him. But, as the latter was not a scion of a military family, the Court desired to have a Hojo appointed, and Yoritomo acceded by sending Hojo Tokisada.
At the same time, several Court officials, including those associated with Yoshitsune and Yukiie, lost their positions. Soon after, Kanezane became regent (kwampaku) in place of Fujiwara Motomichi and worked with Oye no Hiromoto to implement many important changes, with Hiromoto operating in Kamakura and Kanezane in Kyoto. It's worth noting that Kanezane's descendants were given the name Kujo, while Motomichi's descendants were called Konoe. From this time onwards, it became common to alternate the appointment of the kwampaku between these two families. All these reforms took place in 1186, after which the Bakufu recalled Hojo Tokimasa and appointed Nakahara Chikayoshi as his replacement. However, since Chikayoshi was not from a military family, the Court wanted a Hojo appointed, and Yoritomo complied by sending Hojo Tokisada.
PALACES AND FANES
Yoritomo maintained from first to last a reverential attitude towards the Throne and towards religion. It has already been shown how generously he legislated in the matter of estates belonging to temples and shrines, and we may add that his munificence in that respect was stimulated by a terrible earthquake which visited Kyoto in the autumn of 1185. While the city trembled under repeated shocks, the citizens told each other that this was the work of vengeful spirits of the Taira who, having fallen in the great sea-fight, were still without full rites of sepulture. The Kamakura chief seems to have accepted that view, for he not only gave substantial encouragement to the burning of incense and intoning of memorial Sutras, but he also desisted largely from his pursuit of the Taira survivors. Two years later (1187), he sent Oye no Hiromoto to the Imperial capital with authority and ample competence to repair the palaces there. The city was then infested with bandits, a not unnatural product of the warlike era. Chiba Tsunetane, specially despatched from Kamakura, dealt drastically with this nuisance, and good order was finally restored.
Yoritomo consistently showed deep respect for the Throne and for religion throughout his life. It's already been pointed out how generously he made laws regarding the estates of temples and shrines, and we can add that his generosity in this area was prompted by a devastating earthquake that hit Kyoto in the autumn of 1185. As the city shook from repeated tremors, the people believed it was the result of angry spirits of the Taira who, after dying in the great sea battle, still hadn't received proper burial rites. The Kamakura leader seemed to agree with this idea, as he not only encouraged the burning of incense and chanting of memorial Sutras, but he also largely moved away from pursuing the surviving Taira. Two years later (1187), he sent Oye no Hiromoto to the Imperial capital with the authority and resources needed to repair the palaces there. The city was plagued by bandits, a common occurrence in such a violent time. Chiba Tsunetane, who was specially sent from Kamakura, took strong action against this issue, and order was eventually restored.
YORITOMO VISITS KYOTO
During the early years of his signal triumphs Yoritomo was invited to Kyoto on several occasions. Various considerations deterred him. He wished, in the first place, to dispel the popular illusion that the Imperial capital was the centre of all dignity and power. People must be taught to recognize that, although Kyoto might be the ultimate source of authority, Kamakura was its place of practical exercise. He wished, in the second place, not to absent himself from Kamakura until he could be absolutely assured that his absence would not afford an opportunity to his enemies; which sense of security was not fully reached until the death of Yoshitsune and Fujiwara no Yasuhira, and the complete subjugation of the great northern fief of Oshti in the year 1189. Finally, he wished to appear in Kyoto, not merely as the representative of military power, but also as a benefactor who had rebuilt the fanes and restored the palaces.
During the early years of his major successes, Yoritomo was invited to Kyoto several times. Various reasons held him back. First, he wanted to challenge the common belief that the Imperial capital was the center of all respect and authority. People needed to understand that while Kyoto might be the ultimate source of power, Kamakura was where it was actually exercised. Second, he didn't want to leave Kamakura until he was completely sure that his absence wouldn't give his enemies a chance to act; he didn't feel fully secure until the deaths of Yoshitsune and Fujiwara no Yasuhira and the total conquest of the large northern territory of Oshti in 1189. Finally, he wanted to enter Kyoto not just as a military leader but also as a benefactor who had rebuilt temples and restored the palaces.
On the 2nd of November, in the year 1190, he set out from Kamakura and reached Kyoto on December 5th. His armies had shown that, for the purpose of a campaign, the distance would be traversed in little more than half of that time. But Yoritomo's journey was a kind of Imperial progress. Attended by a retinue designed to surprise even the citizens of the Imperial metropolis, he travelled at a leisurely pace and made a pause of some duration in Owari to worship at his father's tomb. The Court received him with all consideration. He had already been honoured with the first grade of the second rank, so that he enjoyed the right of access to the Presence, and the cloistered Emperor held with him long conversations, sometimes lasting a whole day. But Yoritomo did not achieve his purpose. It is true that he received the appointments of gon-dainagon and general of the Right division of the guards. These posts, however, were more objectionable on account of their limitations than acceptable as marks of honour. Their bestowal was a mere formality, and Yoritomo resigned them in a few days, preferring to be nominated so-tsuihoshi.
On November 2nd, 1190, he set out from Kamakura and arrived in Kyoto on December 5th. His armies demonstrated that, for a campaign, they could cover the distance in just over half that time. However, Yoritomo's journey was more like an Imperial visit. Accompanied by a group meant to impress even the citizens of the Imperial city, he traveled at a leisurely pace and took a significant break in Owari to pay respects at his father's tomb. The Court welcomed him with great respect. He had already been honored with the first grade of the second rank, giving him the right to access the Emperor directly, and the cloistered Emperor engaged in lengthy conversations with him, sometimes lasting an entire day. Nevertheless, Yoritomo did not achieve his goal. While he did receive the appointments of gon-dainagon and general of the Right division of the guards, these roles were more limiting than they were prestigious. Their granting was merely a formality, and Yoritomo resigned them a few days later, choosing instead to be appointed so-tsuihoshi.
What he really desired, however, was the office of sei-i tai-shogun (barbarian-subduing great general). This high title had been conferred more than once previously, but only for the purpose of some finite and clearly indicated purpose, on the attainment of which the office had to be surrendered. The Kamakura chief's plan was to remove these limitations, and to make the appointment not only for life but also general in the scope of its functions and hereditary in his own family, reserving to the sovereign the formal right of investiture alone. Go-Shirakawa, however, appreciated the far-reaching effects of such an arrangement and refused to sanction it. Thus, Yoritomo had to content himself with the post of lord high constable of the empire (so-tsuihoshi), an office of immense importance, but differing radically from that of sei-i tai-shogun in that, whereas the latter had competence to adopt every measure he pleased without reference to any superior authority, the former was required to consult the Imperial Court before taking any step of a serious nature. The Minamoto chief returned quietly to Kamakura, but he left many powerful friends to promote his interests in Kyoto, and when Go-Shirakawa died, in 1192, his grandson and successor, Go-Toba, a boy of thirteen, had not occupied the throne more than three months before the commission of sei-i tai-shogun was conveyed to Yoritomo by special envoys. Thereafter it became the unwritten law of the empire that the holder of this high post must be either the head of the principal Minamoto family or an Imperial prince.
What he really wanted, though, was the position of sei-i tai-shogun (barbarian-subduing great general). This prestigious title had been granted before, but only for specific, clearly defined purposes, and the office had to be given up after those purposes were achieved. The Kamakura chief aimed to eliminate these restrictions, making the appointment not only for life but also broad in its functions and hereditary within his family, leaving only the formal right of appointment to the sovereign. However, Go-Shirakawa understood the significant implications of such an arrangement and refused to approve it. As a result, Yoritomo had to settle for the title of lord high constable of the empire (so-tsuihoshi), which was very important but fundamentally different from that of sei-i tai-shogun in that the latter could act as he wished without needing permission from any higher authority, while the former had to consult the Imperial Court before taking any serious action. The Minamoto chief returned quietly to Kamakura, but he left many influential allies working on his behalf in Kyoto. When Go-Shirakawa died in 1192, his thirteen-year-old grandson and successor, Go-Toba, had barely been on the throne for three months when the position of sei-i tai-shogun was granted to Yoritomo by special envoys. From then on, it became an unwritten rule of the empire that the holder of this high position must be either the leader of the main Minamoto family or an Imperial prince.
Never before had there been such encroachment upon the prerogatives of the Crown. We have seen that, in the centuries antecedent to the Daika (A.D. 645) reforms, the sovereign's contact with his subjects had been solely through the medium of the o-omi or the o-muraji. By these, the Imperial commands were transmitted and enforced, with such modifications as circumstances might suggest, nor did the prerogative of nominating the o-omi or the o-muraji belong practically to the Throne. The Daika reforms, copying the Tang polity called into existence a cabinet and a body of officials appointable or removable by the sovereign at will, each entrusted with definite functions. But almost before that centralized system had time to take root, the Fujiwara grafted on it a modification which, in effect, substituted their own family for the o-omi and the o-muraji of previous times. And now, finally, came the Minamoto with their separate capital and their sei-i tai-shogun, who exercised the military and administrative powers of the empire with practically no reference to the Emperor. Yoritomo himself was always willing and even careful to envelop his own personality in a shadow of profound reverence towards the occupant of the throne, but he was equally careful to preserve for Kamakura the substance of power.
Never before had there been such an infringement on the rights of the Crown. In the centuries before the Daika reforms (A.D. 645), the emperor only connected with his subjects through the o-omi or the o-muraji. These officials relayed and enforced the Imperial commands, adapting them to fit the situation, and the authority to appoint the o-omi or the o-muraji was not practically in the hands of the Throne. The Daika reforms, which mirrored the Tang system, established a cabinet and a group of officials who could be appointed or removed by the emperor at any time, each assigned specific duties. However, before this centralized system could take hold, the Fujiwara family modified it, effectively replacing the previous o-omi and o-muraji with their own family members. Finally, the Minamoto emerged with their own capital and the title of sei-i tai-shogun, exercising military and administrative control over the empire with little regard for the Emperor. Yoritomo himself was always willing and careful to shroud his own identity in deep respect for the throne, but he was equally meticulous in keeping the real power in Kamakura.
DEATH OF YORITOMO
Yoritomo lived only seven years after he had reached the summit of his ambition. He received the commission of sei-i tai-shogun in the spring of 1192, and, early in 1199, he was thrown from his horse and killed, at the age of fifty-three. He had proceeded to the pageant of opening a new bridge over the Sagami River, and it was popularly rumoured that he had fallen from his horse in a swoon caused by the apparition of Yoshitsune and Yukiiye on the Yamato plain and that of the Emperor Antoku at Inamura promontory. Just twenty years had elapsed since he raised the Minamoto standard in Sagami. His career was short but meteoric, and he ranks among the three greatest statesmen Japan has ever produced, his compeers being Hideyoshi and Ieyasu.
Yoritomo lived only seven years after reaching the peak of his ambitions. He was given the title of sei-i tai-shogun in the spring of 1192, and in early 1199, he fell from his horse and died at the age of fifty-three. He had just attended a ceremony for the opening of a new bridge over the Sagami River, and it was widely rumored that he fell from his horse in a faint caused by the sight of Yoshitsune and Yukiiye on the Yamato plain, as well as the ghost of Emperor Antoku at Inamura promontory. Just twenty years had passed since he raised the Minamoto banner in Sagami. His career was brief but brilliant, and he is considered one of the three greatest leaders Japan has ever had, alongside Hideyoshi and Ieyasu.
YORITOMO's CHARACTER
Yoritomo's Character
Japanese historians have written much about this illustrious man. Their views may be condensed into the following: Yoritomo was short in stature with a disproportionately large head. He had a ringing voice, gentle manners, an intrepid and magnanimous heart, profound insight, and extraordinary caution. The power of imposing his will upon others was one of his notable characteristics, as was also munificence to those that served him. Retainers of the Taira or of the Minamoto—he made no distinction. All that swore fealty to him were frankly regarded as go-kenin of the Bakufu. Estates were given to them, whether restored or newly bestowed, and they were treated much as were the hatamoto of the Yedo shogunate in later times. He spared no pains to preserve Kamakura against the taint of Kyoto's demoralizing influences. The bushi of the Kwanto were made the centre of society; were encouraged to observe the canons of their caste—frugality, loyalty, truth, valour, and generosity—canons daily becoming crystallized into inflexible laws. When Toshikane, lord of Chikugo, appeared at the Kamakura Court in a magnificent costume, Yoritomo evinced his displeasure by slashing the sleeves of the nobleman's surcoat. Skill in archery or equestrianism was so much valued that it brought quick preferment and even secured pardon for a criminal.
Japanese historians have written a lot about this remarkable man. Their insights can be summarized like this: Yoritomo was short but had a disproportionately large head. He had a strong voice, gentle manners, a brave and generous heart, deep understanding, and remarkable caution. One of his notable traits was the ability to impose his will on others, as well as his generosity towards those who served him. He made no distinction between the retainers of the Taira or the Minamoto. Anyone who pledged loyalty to him was straightforwardly considered a go-kenin of the Bakufu. He granted estates to them, whether they were restored or newly given, treating them much like the hatamoto of the Yedo shogunate in later times. He went to great lengths to keep Kamakura safe from the corrupting influences of Kyoto. The bushi of the Kwanto became the center of society and were encouraged to uphold the values of their class—frugality, loyalty, truth, courage, and generosity—values that were gradually becoming unbreakable laws. When Toshikane, the lord of Chikugo, showed up at the Kamakura Court in a lavish outfit, Yoritomo showed his disapproval by cutting the sleeves of the nobleman's coat. Skill in archery or horseback riding was highly valued and could quickly earn someone a promotion or even a pardon for a crime.
On the other hand, neglect of these arts, or conduct unbecoming a samurai, was mercilessly punished. When Hayama Muneyori retired to his province without accompanying the army sent to attack O-U, he was severely censured and deprived of his estates. Cognate instances might be multiplied. In the year 1193, the first case of the vendetta occurred in Japan. Yoritomo organized a grand hunting party on the moors at the southern base of Fuji-yama. Among those that accompanied him was Kudo Suketsune, who had done to death Soga no Sukeyasu. The latter's sons, Sukenari (commonly called Juro) and Tokimune (Goro), having sworn to avenge their father, broke into Yoritomo's camp and took the head of their enemy. The elder was killed in the enterprise; the younger, captured and beheaded. Yoritomo would fain have saved Goro's life, though the youth declared his resolve not to survive his brother. But the Kamakura chief was constrained to yield to the demands of Suketsune's son. He, however, marked his appreciation of Juro and Goro's filial piety by carefully observing their last testament, and by exonerating the Soga estate from the duty of paying taxes in order that funds might be available for religious rites on account of the spirits of the brothers.
On the other hand, neglecting these arts or acting unworthy of a samurai was harshly punished. When Hayama Muneyori retired to his province instead of joining the army that was sent to attack O-U, he was severely criticized and lost his estates. Similar examples could be provided. In 1193, the first case of vendetta happened in Japan. Yoritomo organized a big hunting party on the moors at the southern base of Fuji-yama. Among those who joined him was Kudo Suketsune, who had killed Soga no Sukeyasu. Sukeyasu's sons, Sukenari (often called Juro) and Tokimune (Goro), swore to avenge their father, broke into Yoritomo's camp, and took the head of their enemy. The elder was killed during the attempt; the younger was captured and executed. Yoritomo would have liked to save Goro's life, even though the young man insisted he didn't want to live without his brother. But the Kamakura chief had to give in to the demands of Suketsune's son. However, he showed his respect for Juro and Goro's loyalty by honoring their last wish and by relieving the Soga estate from paying taxes so that there would be funds available for religious rites in honor of the brothers' spirits.
This encouragement of fidelity may well have been dictated by selfish policy rather than by moral conviction. Yet that Yoritomo took every conspicuous opportunity of asserting the principle must be recorded. Thus, he publicly declared Yasuhira a traitor for having done to death his guest, Yoshitsune, though in so doing Yasuhira obeyed the orders of Yoritomo himself; he executed the disloyal retainer who took Yasuhira's head, though the latter was then a fugitive from the pursuit of the Kamakura armies, and he pardoned Yuri Hachiro, one of Yasuhira's officers, because he defended Yasuhira's reputation in defiance of Yoritomo's anger.
This encouragement of loyalty might have been driven by self-serving motives instead of genuine moral beliefs. However, it's important to note that Yoritomo took every clear chance to affirm this principle. He openly labeled Yasuhira a traitor for killing his guest, Yoshitsune, even though Yasuhira was following Yoritomo's own orders. He executed the disloyal servant who beheaded Yasuhira, even though Yasuhira was a fugitive from the Kamakura armies at the time, and he forgave Yuri Hachiro, one of Yasuhira's officers, for defending Yasuhira's honor despite Yoritomo's rage.
Gratitude Yoritomo never failed to practise within the limit of policy. Rumour said that he had fallen in his first battle at Ishibashi-yama. Thereupon, Miura Yoshiaki, a man of eighty-nine, sent out all his sons to search for Yoritomo's body, and closing his castle in the face of the Taira forces, fell fighting. Yoritomo repaid this loyal service by appointing Yoshiaki's son, Wada Yoshimori, to be betto of the Samurai-dokoro, one of the very highest posts in the gift of the Kamakura Government. Again, it will be remembered that when, as a boy of fourteen, Yoritomo had been condemned to death by Kiyomori, the lad's life was saved through the intercession of Kiyomori's step-mother, Ike, who had been prompted by Taira no Munekiyo. After the fall of the Taira, Yoritomo prayed the Court to release Ike's son, Yorimori, and to restore his rank and estates, while in Munekiyo's case he made similar offers but they were rejected.
Gratitude was something Yoritomo consistently practiced within the bounds of policy. There were rumors that he had died in his first battle at Ishibashi-yama. In response, Miura Yoshiaki, an eighty-nine-year-old man, sent all his sons to look for Yoritomo's body. He then closed his castle to face the Taira forces and fought bravely. Yoritomo honored this loyalty by appointing Yoshiaki's son, Wada Yoshimori, as betto of the Samurai-dokoro, one of the highest positions in the Kamakura Government. It’s also important to recall that when Yoritomo was just fourteen and sentenced to death by Kiyomori, his life was saved thanks to the intercession of Kiyomori's stepmother, Ike, who had been encouraged by Taira no Munekiyo. After the Taira were defeated, Yoritomo asked the Court to free Ike's son, Yorimori, and restore his rank and lands, while he made similar offers for Munekiyo, but those were turned down.
Towards his own kith and kin, however, he showed himself implacable. In Yoshitsune's case it has been indicated that there was much to awaken Yoritomo's suspicions. But his brother Noriyori had no qualities at all likely to be dangerously exercised. A commonplace, simple-hearted man, he was living quietly on his estate in Izu when false news came that Yoritomo had perished under the sword of the Soga brothers. Yoritomo's wife being prostrated by the intelligence, Noriyori bade her be reassured since he, Noriyori, survived. When this came to Yoritomo's ears, doubtless in a very exaggerated form, he sent a band of assassins who killed Noriyori. Assassination was a device from which the Kamakura chief did not shrink at all. It has been shown how he sent Tosabo Shoshun to make away with Yoshitsune in Kyoto, and we now see him employing a similar instrument against Noriyori, as he did also against his half-brother, Zensei. It would seem to have been his deliberate policy to remove every potential obstacle to the accession of his own sons. Many historians agree in ascribing these cruelties to jealousy. But though Yoritomo might have been jealous of Yoshitsune, he could not possibly have experienced any access of such a sentiment with regard to Noriyori or Zensei.
Towards his own family, however, he was unforgiving. In Yoshitsune's case, there were many reasons to raise Yoritomo's suspicions. But his brother Noriyori had no traits that could lead to any serious threat. A straightforward, simple man, he was living quietly on his estate in Izu when false news spread that Yoritomo had been killed by the Soga brothers. With Yoritomo's wife devastated by the news, Noriyori reassured her by saying that he was still alive. When Yoritomo heard this, likely in an exaggerated manner, he sent a group of assassins who killed Noriyori. Assassination was something the Kamakura leader was not afraid to use at all. We've seen how he sent Tosabo Shoshun to eliminate Yoshitsune in Kyoto, and now we see him employing a similar tactic against Noriyori, just as he did with his half-brother, Zensei. It seems to have been his calculated strategy to eliminate any potential obstacles to his sons' rise to power. Many historians believe these brutal actions stemmed from jealousy. But while Yoritomo might have been envious of Yoshitsune, he couldn't have possibly felt any jealousy toward Noriyori or Zensei.
Towards religion, it would seem that his attitude was sincere. Not in Kyoto and Kamakura alone did he adopt drastic measures for the restoration or erection of temples and shrines, but also throughout the provinces he exerted his all-powerful influence in the same cause. He himself contributed large sums for the purpose, and at his instance the Courts of the Emperor and of the Bakufu granted special rights and privileges to bonzes who went about the country collecting subscriptions. Thus encouraged, the priests worked with conspicuous zeal, and by men like Mongaku, Jugen, Eisai, and their comrades not only were many imposing fanes erected and many images cast, but also roads were opened, harbours constructed, and bridges built. Yoritomo knew what an important part religion had contributed in past ages to the country's national development, and he did not neglect to utilize its services in the interests, first, of the nation's prosperity and, secondly, of the Bakufu's popularity. Incidentally all this building of fanes and restoration of palaces promoted in no small degree the development of art, pure and applied. Experts in every line made their appearance, and many masterpieces of architecture and sculpture enriched the era. These reflected the change which the spirit of the nation was undergoing in its passage from the delicacy and weakness of the Fujiwara type to the strength, directness, and dignity of the bushi's code.
It seems that he was genuinely sincere about religion. Not only in Kyoto and Kamakura did he take significant steps to restore or build temples and shrines, but he also used his powerful influence throughout the provinces for the same purpose. He personally donated large amounts of money, and at his request, the Imperial Court and Bakufu granted special rights and privileges to monks who traveled the country collecting donations. Encouraged by this, the priests worked with notable enthusiasm, and figures like Mongaku, Jugen, Eisai, and their peers not only constructed many impressive temples and cast numerous images but also opened roads, built harbors, and erected bridges. Yoritomo understood how essential religion had been to the country's national development in the past, and he did not hesitate to leverage its role for the sake of the nation's prosperity and the popularity of the Bakufu. Additionally, all this temple building and palace restoration greatly contributed to the growth of both fine and applied arts. Experts in various fields emerged, and many masterpieces of architecture and sculpture enriched the era. These works reflected the shift in the nation's spirit as it moved from the delicacy and fragility of the Fujiwara style to the strength, directness, and dignity of the bushi's code.
ENGRAVING: CANDLE-STICKS
ENGRAVING: SAMURAI'S RESIDENCE IN THE KAMAKURA PERIOD
CHAPTER XXVI
THE KAMAKURA BAKUFU
ABDICATION OF GO-TOBA
IN the year 1198, the Emperor Go-Toba abdicated the throne in favour of his son, who reigned during twelve years (1199-1210) under the name of Tsuchi-mikado, eighty-third sovereign. Of Go-Toba much will be said by and by. It will suffice to note here, however, that his abdication was altogether voluntary. Ascending the throne in 1184, at the age of four, he had passed the next eight years as a mere puppet manipulated by his grandfather, Go-Shirakawa, the cloistered Emperor, and on the latter's death in 1192, Go-Toba fell into many of the faults of youth. But at eighteen he became ambitious of governing in fact as well as in name, and as he judged that this could be accomplished better from the Inchu (retired palace) than from the throne, he abdicated without consulting the Kamakura Bakufu. It is more than probable that Yoritomo would have made his influence felt on this occasion had any irregularity furnished a pretext. But the advisers of the Kyoto Court were careful that everything should be in order, and the Kamakura chief saw no reason to depart from his habitually reverent attitude towards the Throne.
In the year 1198, Emperor Go-Toba stepped down from the throne for his son, who ruled for twelve years (1199-1210) as Tsuchi-mikado, the eighty-third sovereign. We'll discuss Go-Toba more later, but it's important to mention that his abdication was completely voluntary. He had become emperor in 1184 at just four years old and spent the next eight years being controlled by his grandfather, Go-Shirakawa, the retired emperor. After Go-Shirakawa died in 1192, Go-Toba started to exhibit many youthful faults. However, by eighteen, he wanted to govern genuinely, not just in name. He believed he could do this more effectively from the Inchu (retired palace) than from the throne, so he abdicated without consulting the Kamakura Bakufu. It's likely that Yoritomo would have asserted his influence if any irregularities had arisen, but the Kyoto Court's advisers ensured everything was proper, and the Kamakura leader saw no reason to alter his usual respectful stance towards the throne.
YORIIYE, THE LADY MASA, AND HOJO TOKIMASA
On the demise of Yoritomo (1199), his eldest son, Yoriiye, succeeded to the compound office of lord high constable and chief land-steward (so-shugo-jito), his investiture as shogun being deferred until Kyoto's sanction could be obtained. Yoriiye was then in his eighteenth year, and he had for chief adviser Hatakeyama Shigetada, appointed to the post by Yoritomo's will. He inherited nothing of his father's sagacity. On the contrary, he did not possess even average ability, and his thoughts were occupied almost uniquely with physical pleasures. His mother, Masa, astute, crafty, resourceful, and heroic, well understood the deficiency of his moral endowments, but as her second son, Sanetomo, was only seven years old, Yoriiye's accession presented itself in the light of a necessity. She therefore determined to give him every possible aid. Even during her husband's life she had wielded immense influence, and this was now greatly augmented by the situation. She shaved her head—after the manner of the cloistered Emperors—and taking the name of Ni-i-no-ama, virtually assumed charge of the Bakufu administration in association with her father, Hojo Tokimasa.
On the death of Yoritomo (1199), his eldest son, Yoriiye, took over the combined roles of lord high constable and chief land-steward (so-shugo-jito), but his appointment as shogun was postponed until they could get approval from Kyoto. Yoriiye was only eighteen at the time, and he had Hatakeyama Shigetada as his main advisor, a position that Yoritomo had designated in his will. He didn’t inherit any of his father’s wisdom. In fact, he lacked even average intelligence and was mostly focused on physical pleasures. His mother, Masa, who was clever, cunning, resourceful, and brave, recognized her son's shortcomings, but since her younger son, Sanetomo, was just seven, Yoriiye’s rise to power seemed necessary. So, she decided to support him in every way she could. Even while her husband was alive, she had significant influence, and this increased due to the circumstances. She shaved her head—like the cloistered Emperors—and took on the name Ni-i-no-ama, effectively taking control of the Bakufu administration alongside her father, Hojo Tokimasa.
Exactly what part this remarkable man acted in the episodes of Yoritomo's career, can never be known. He exerted his influence so secretly that contemporary historians took little note of him; and while, in view of his final record, some see in him the spirit that prompted Yoritomo's merciless extirpation of his own relatives, others decline to credit him with such far-seeing cruelty, and hold that his ultimately attempted usurpations were inspired solely by fortuitous opportunity which owed nothing to his contrivance. Wherever the truth may lie as between these views, it is certain that after Yoritomo's death, Hojo Tokimasa conspired to remove the Minamoto from the scene and to replace them with the Hojo.
Exactly what role this remarkable man played in the events of Yoritomo's career can never be known. He exerted his influence so subtly that contemporary historians paid little attention to him; and while, considering his eventual outcomes, some see him as the force behind Yoritomo's ruthless elimination of his own relatives, others do not attribute such premeditated cruelty to him, believing instead that his later attempts at usurpation were driven solely by chance opportunities that had nothing to do with his planning. Wherever the truth may lie between these viewpoints, it is clear that after Yoritomo's death, Hojo Tokimasa plotted to remove the Minamoto from power and replace them with the Hojo.
THE DELIBERATIVE COUNCIL
The whole coterie of illustrious men—legislators, administrators, and generals—whom Yoritomo had assembled at Kamakura, was formed into a council of thirteen members to discuss the affairs of the Bakufu after his death. This body of councillors included Tokimasa and his son, Yoshitoki; Oye no Hiromoto, Miyoshi Yasunobu; Nakahara Chikayoshi, Miura Yoshizumi, Wada Yoshimori, Hiki Yoshikazu, and five others. But though they deliberated, they did not decide. All final decision required the endorsement of the lady Masa and her father, Hojo Tokimasa.
The entire group of distinguished figures—legislators, administrators, and generals—whom Yoritomo brought together at Kamakura formed a council of thirteen members to discuss the affairs of the Bakufu after his death. This council included Tokimasa and his son, Yoshitoki; Oye no Hiromoto, Miyoshi Yasunobu; Nakahara Chikayoshi, Miura Yoshizumi, Wada Yoshimori, Hiki Yoshikazu, and five others. However, even though they talked things over, they couldn't come to a decision. Any final decision needed the approval of Lady Masa and her father, Hojo Tokimasa.
DEATH OF YORIIYE
Yoriiye had been at the head of the Bakufu for three years before his commission of shogun came from Kyoto, and in the following year (1203), he was attacked by a malady which threatened to end fatally. The question of the succession thus acquired immediate importance. Yoriiye's eldest son, Ichiman, the natural heir, was only three years old, and Yoritomo's second son, Sanetomo, was in his eleventh year. In this balance of claims, Hojo Tokimasa saw his opportunity. He would divide the Minamoto power by way of preliminary to supplanting it. Marshalling arguments based chiefly on the advisability of averting an armed struggle, he persuaded the lady Masa to endorse a compromise, namely, that to Sanetomo should be given the office of land-steward in thirty-eight provinces of the Kwansai; while to Ichiman should be secured the title of shogun and the offices of lord high constable and land-steward in twenty-eight provinces of the Kwanto.
Yoriiye had been leading the Bakufu for three years when he received his shogun commission from Kyoto, and the following year (1203), he fell seriously ill, which posed a risk of death. This made the question of succession critical. Yoriiye's oldest son, Ichiman, the rightful heir, was only three years old, while Yoritomo's second son, Sanetomo, was eleven. Seeing an opportunity in this situation, Hojo Tokimasa decided to divide the Minamoto power as a first step to take it over. Using arguments mainly focused on the need to prevent armed conflict, he convinced Lady Masa to agree to a compromise: Sanetomo would be given the position of land steward in thirty-eight provinces of the Kwansai, while Ichiman would receive the title of shogun and the roles of lord high constable and land steward in twenty-eight provinces of the Kwanto.
Now the maternal grandfather of Ichiman was Hiki Yoshikazu, a captain who had won high renown in the days of Yoritomo. Learning of the projected partition and appreciating the grave effect it must produce on the fortunes of his grandson, Hiki commissioned his daughter to relate the whole story to Yoriiye, and applied himself to organize a plot for the destruction of the Hojo. But the facts came to the lady Masa's ears, and she lost no time in communicating them to Tokimasa, who, with characteristic promptitude, invited Hiki to a conference and had him assassinated. Thereupon, Hiki's son, Munetomo, assembled all his retainers and entrenched himself in Ichiman's mansion, where, being presently besieged by an overwhelming force of Tokimasa's partisans, he set fire to the house and perished with the child, Ichiman, and with many brave soldiers. The death of his son, of his father-in-law, and of his brother-in-law profoundly affected Yoriiye. He attempted to take vengeance upon his grandfather, Tokimasa, but his emissaries suffered a signal defeat, and he himself, being now completely discredited, was constrained to follow his mother, Masa's, advice, namely, to take the tonsure and retire to the monastery Shuzen-ji in Izu. There he was followed and murdered by Tokimasa's agents. It is apparent that throughout these intrigues the lady Masa made no resolute attempt to support her first-born. She recognized in him a source of weakness rather than of strength to the Minamoto.
Now, Ichiman’s maternal grandfather was Hiki Yoshikazu, a captain who had gained great fame during the time of Yoritomo. Upon learning about the planned division and understanding its serious implications for his grandson's future, Hiki instructed his daughter to tell Yoriiye the whole story and began plotting the downfall of the Hojo. However, the information reached Lady Masa, and she quickly informed Tokimasa, who, acting swiftly, called Hiki for a meeting and had him assassinated. Then, Hiki’s son, Munetomo, gathered all his followers and fortified himself in Ichiman's mansion, where he was soon besieged by a large force of Tokimasa’s supporters. He set the house on fire and died along with Ichiman and many brave soldiers. The deaths of his son, father-in-law, and brother-in-law deeply affected Yoriiye. He sought revenge against his grandfather Tokimasa, but his agents were decisively defeated, and he himself, now thoroughly disgraced, had to heed his mother Masa’s advice to take vows as a monk and retire to the Shuzen-ji monastery in Izu. There, Tokimasa’s agents tracked him down and killed him. It’s clear that throughout these events, Lady Masa made no real effort to support her eldest son. She saw him as a weakness, not a strength, for the Minamoto.
SANETOMO
After Yoriiye's retirement, in 1204, to the monastery in Izu, Masa, with the concurrence of her father, Tokimasa, decided on the accession of her second son, Sanetomo, then in his twelfth year, and application for his appointment to the office of shogun having been duly made, a favourable and speedy reply was received from Kyoto. The most important feature of the arrangement was that Hojo Tokimasa became shikken, or military regent, and thus wielded greater powers than ever—powers which he quickly proceeded to abuse for revolutionary purposes. His policy was to remove from his path, by any and every measure, all potential obstacles to the consummation of his ambition.
After Yoriiye’s retirement in 1204 to the monastery in Izu, Masa, with her father Tokimasa's agreement, decided to have her second son, Sanetomo, who was twelve at the time, take over. They formally applied for his appointment as shogun, and a positive and prompt response came back from Kyoto. The key aspect of this arrangement was that Hojo Tokimasa became shikken, or military regent, giving him more power than ever before—powers he quickly began to misuse for his own revolutionary aims. His strategy was to eliminate any and all potential threats to his ambitions by whatever means necessary.
Among these obstacles were the lady Masa and the new shogun, Sanetomo. So long as these two lived, the Yoritomo family could count on the allegiance of the Kwanto, and so long as that allegiance remained intact, the elevation of the Hojo to the seats of supreme authority could not be compassed. Further, the substitution of Hojo for Minamoto must be gradual. Nothing abrupt would be tolerable. Now the Hojo chief's second wife, Maki, had borne to him a daughter who married Minamoto Tomomasa, governor of Musashi and lord constable of Kyoto, in which city he was serving when history first takes prominent notice of him. This lady Maki seems to have been of the same type as her step-daughter, Masa. Both possessed high courage and intellectual endowments of an extraordinary order, and both were profoundly ambitious. Maki saw no reason why her husband, Hojo Tokimasa, should lend all his great influence to support the degenerate scions of one of his family in preference to the able and distinguished representative of the other branch. Tomomasa was both able and distinguished. By a prompt and vigorous exercise of military talent he had crushed a Heike rising in Ise, which had threatened for a time to become perilously formidable. His mother may well have believed herself justified in representing to Hojo Tokimasa that such a man would make a much better Minamoto shogun than the half-witted libertine, Yoriiye, or the untried boy, Sanetomo. It has been inferred that her pleading was in Tokimasa's ears when he sent a band of assassins to murder Yoriiye in the Shuzen-ji monastery. However that may be, there can be little doubt that the Hojo chief, in the closing episodes of his career, favoured the progeny of his second wife, Maki, in preference to that of his daughter, Masa.
Among these obstacles were Lady Masa and the new shogun, Sanetomo. As long as they were alive, the Yoritomo family could rely on the loyalty of the Kwanto, and as long as that loyalty remained strong, the Hojo could not rise to the highest positions of power. Additionally, replacing the Minamoto with the Hojo had to happen gradually; nothing sudden would be acceptable. Now, Hojo Tokimasa's second wife, Maki, had given birth to a daughter who married Minamoto Tomomasa, the governor of Musashi and the lord constable of Kyoto, where he was serving when history first took notice of him. Lady Maki seemed to be similar in character to her stepdaughter, Masa. Both women were exceptionally courageous, intellectually gifted, and deeply ambitious. Maki questioned why her husband, Hojo Tokimasa, should use all his influence to support the weakened descendants of one branch of his family over the capable and notable representative of the other branch. Tomomasa was indeed capable and distinguished. By quickly and decisively using his military skills, he had defeated a Heike uprising in Ise, which had posed a serious threat for a time. His mother likely felt justified in arguing to Hojo Tokimasa that such a man would make a much better Minamoto shogun than the foolish libertine, Yoriiye, or the inexperienced boy, Sanetomo. It has been suggested that her pleas influenced Tokimasa when he sent a group of assassins to kill Yoriiye at the Shuzen-ji monastery. Regardless, it is clear that Hojo Tokimasa, in the later stages of his life, favored the children of his second wife, Maki, over those of his daughter, Masa.
Having "removed" Yoriiye, he extended the same fate to Hatakeyama Shigetada, one of the most loyal and trusted servants of Yoritomo. Shigetada would never have connived at any measure inimical to the interests of his deceased master. Therefore, he was put out of the way. Then the conspirators fixed their eyes upon Sanetomo. The twelve-year-old boy was to be invited to Minamoto Tomomasa's mansion and there destroyed. This was the lady Maki's plan. The lady Masa discovered it, and hastened to secure Sanetomo's safety by carrying him to the house of her brother, Yoshitoki. The political career of Hojo Tokimasa ended here. He had to take the tonsure, surrender his post of regent and go into exile in Izu, where he died, in 1215, after a decade of obscurity. As for Minamoto Tomomasa, he was killed in Kyoto by troops despatched for the purpose. This conflict in 1205, though Hojo Tokimasa and Minamoto Tomomasa figured so largely in it, is by some historians regarded as simply a conflict between the ladies Maki and Masa. These two women certainly occupied a prominent place on the stage of events, but the figure behind the scenes was the white-haired intriguer, Tokimasa. Had the lady Maki's son-in-law succeeded Sanetomo, the former would have been the next victim of Tokimasa's ambition, whereafter the field would have been open for the grand climacteric, the supremacy of the Hojo.
After getting rid of Yoriiye, he did the same to Hatakeyama Shigetada, one of Yoritomo's most loyal and trusted servants. Shigetada would never have plotted against the interests of his late master, so he was eliminated. Then the conspirators turned their attention to Sanetomo. The twelve-year-old boy was to be invited to Minamoto Tomomasa's mansion and killed there. This was lady Maki's plan. Lady Masa found out and quickly took action to protect Sanetomo by bringing him to her brother Yoshitoki's house. This marked the end of Hojo Tokimasa’s political career. He had to shave his head, give up his position as regent, and go into exile in Izu, where he died in 1215 after living in obscurity for a decade. As for Minamoto Tomomasa, he was killed in Kyoto by troops sent specifically for that purpose. This conflict in 1205, although Hojo Tokimasa and Minamoto Tomomasa played significant roles in it, is seen by some historians as merely a clash between ladies Maki and Masa. These two women certainly had a major role in the events, but the real manipulator behind the scenes was the scheming, white-haired Tokimasa. If lady Maki's son-in-law had succeeded Sanetomo, he would have become Tokimasa's next victim, opening the door for the final stage of Hojo supremacy.
HOJO YOSHITOKI
Crafty and astute as was Hojo Tokimasa, his son Yoshitoki excelled him in both of those attributes as well as in prescience. It was to the mansion of Yoshitoki that Sanetomo was carried for safety when his life was menaced by the wiles of Tokimasa. Yet in thus espousing the cause of his sister, Masa, and his nephew, Sanetomo, against his father, Tokimasa, and his brother-in-law, Tomomasa, it is not to be supposed that Yoshitoki's motive was loyalty to the house of Yoritomo. On the contrary, everything goes to show that he would have associated himself with his father's conspiracy had he not deemed the time premature and the method clumsy. He waited patiently, and when the occasion arrived, he "covered his tracks" with infinite skill while marching always towards the goal of Tokimasa's ambition.
Cunning and sharp as Hojo Tokimasa was, his son Yoshitoki surpassed him in both of those qualities as well as in insight. It was to Yoshitoki’s mansion that Sanetomo was taken for safety when his life was threatened by Tokimasa's schemes. However, in supporting his sister Masa and his nephew Sanetomo against his father Tokimasa and his brother-in-law Tomomasa, it should not be assumed that Yoshitoki was motivated by loyalty to the Yoritomo family. On the contrary, everything suggests that he would have joined his father's conspiracy if he hadn't thought the timing was off and the method was too rough. He waited patiently, and when the right moment came, he "covered his tracks" with remarkable skill while always moving toward Tokimasa's ambitions.
The first to be "removed" was Wada Yoshimori, whom Yoritomo had gratefully appointed betto of the Samurai-dokoro. Yoritomo's eldest son, Yoriiye, had left two sons, Kugyo and Senju-maru. The former had taken the tonsure after his father's and elder brother's deaths, in 1204, but the cause of the latter was espoused with arms by a Shinano magnate, Izumi Chikahira, in 1213. On Wada Yoshimori, as betto of the Samurai-dokoro, devolved the duty of quelling this revolt. He did so effectually, but in the disposition of the insurgents' property, the shikken, Yoshitoki, contrived to drive Wada to open rebellion. He attacked the mansion of the shogun and the shikken, captured and burned the former, chiefly through the prowess of his giant son, Asahina Saburo; but was defeated and ultimately killed, Senju-maru, though only thirteen years old, being condemned to death on the pretext that his name had been used to foment the insurrection! After this convenient episode, Yoshitoki supplemented his office of shikken with that of betto of the Samurai-dokoro, thus becoming supreme in military and civil affairs alike.
The first person to be "removed" was Wada Yoshimori, who Yoritomo had appointed as the head of the Samurai-dokoro. Yoritomo's eldest son, Yoriiye, had two sons, Kugyo and Senju-maru. Kugyo had taken vows after his father's and older brother's deaths in 1204, but Senju-maru was supported in arms by a noble from Shinano, Izumi Chikahira, in 1213. As the head of the Samurai-dokoro, Wada Yoshimori was responsible for suppressing this rebellion. He did so effectively, but during the distribution of the insurgents' property, the regent, Yoshitoki, managed to push Wada into open rebellion. Wada attacked the shogun's and Yoshitoki's mansion, capturing and burning the former, largely due to the strength of his giant son, Asahina Saburo; however, he was defeated and ultimately killed, with Senju-maru, who was only thirteen years old, being sentenced to death on the grounds that his name had been used to instigate the uprising! After this convenient incident, Yoshitoki combined his role as regent with that of head of the Samurai-dokoro, thus becoming supreme in both military and civil matters.
DEATH OF SANETOMO
How far Sanetomo appreciated the situation thus created there is much difficulty in determining. The sentiment of pity evoked by his tragic fate has been projected too strongly upon the pages of his annals to leave them quite legible. He had seen his elder brother and two of the latter's three sons done to death. He had seen the "removal" of several of his father's most trusted lieutenants. He had seen the gradual upbuilding of the Hojo power on this hecatomb of victims. That he perceived something of his own danger would seem to be a natural inference. Yet if he entertained such apprehensions, he never communicated them to his mother, Masa, who, from her place of high prestige and commanding intellect, could have reshaped the issue.
It's hard to determine just how much Sanetomo understood the situation he was in. The pity felt for his tragic fate has overshadowed his story too much, making it difficult to see clearly. He had witnessed the deaths of his older brother and two of his brother's three sons. He had seen several of his father's most trusted allies eliminated. He had watched the gradual rise of the Hojo power built on this pile of victims. It would seem natural to conclude that he sensed some of his own danger. However, if he had such fears, he never shared them with his mother, Masa, who, with her high status and sharp intellect, could have changed the course of events.
The fact would appear to be that Hojo Yoshitoki's intrigues were too subtle for the perception of Sanetomo or even of the lady Masa. Yoshitoki had learned all the lessons of craft and cunning that his father could teach and had supplemented them from the resources of his own marvellously fertile mind. His uniformly successful practice was to sacrifice the agents of his crimes in order to hide his own connexion with them, and never to seize an opportunity until its possibilities were fully developed. Tokimasa had feigned ignorance of his daughter's liaison with Yoritomo, but had made it the occasion to raise an army which could be directed either against Yoritomo or in his support, as events ordered. There are strong reasons to think that the vendetta of the Soga brothers was instigated by Tokimasa and Yoshitoki, and that Yoritomo was intended to be the ultimate victim.
It seems that Hojo Yoshitoki's scheming was too subtle for Sanetomo or even for Lady Masa to notice. Yoshitoki had absorbed all the tricks and clever strategies his father could teach him and had added to them with his own incredibly sharp mind. His usual tactic was to sacrifice the people he used in his plots to cover his own involvement, and he never acted on an opportunity until it was fully developed. Tokimasa pretended not to know about his daughter's affair with Yoritomo but used it as a chance to raise an army that could either be sent against Yoritomo or support him, depending on how things played out. There is strong evidence to suggest that Tokimasa and Yoshitoki instigated the Soga brothers' vendetta, intending for Yoritomo to be the ultimate target.
This was the beginning of a long series of intrigues which led to the deaths of Yoriiye and two of his sons, of Hatakeyama Shigetada, of Minamoto Tomomasa, of Wada Yoshimori, and of many a minor partisan of the Yoritomo family. In the pursuit of his sinister design, there came a time when Yoshitoki had to choose between his father and his sister. He sacrificed the former unhesitatingly, and it is very probable that such a choice helped materially to hide from the lady Masa the true purport of his doings. For that it did remain hidden from her till the end is proved by her failure to guard the life of Sanetomo, her own son, and by her subsequent co-operation with his slayer, Yoshitoki, her brother. A mother's heart would never wittingly have prompted such a course.
This was the start of a long series of schemes that resulted in the deaths of Yoriiye and two of his sons, Hatakeyama Shigetada, Minamoto Tomomasa, Wada Yoshimori, and many lesser supporters of the Yoritomo family. In pursuing his dark plans, there came a moment when Yoshitoki had to choose between his father and his sister. He chose to sacrifice his father without hesitation, and it's likely that this decision helped to keep the true nature of his actions hidden from his sister, Masa. That her ignorance lasted until the end is shown by her failure to protect the life of Sanetomo, her son, and by her later cooperation with his killer, Yoshitoki, her brother. A mother’s heart would never intentionally lead her to such a path.
There is a tradition that Sanetomo provoked the resentment of Masa and Yoshitoki by accepting high offices conferred on him by Kyoto—chunagon, and general of the Left division of the guards—in defiance of Yoritomo's motto, "Wield power in fact but never in name," and contrary to remonstrances addressed to him through the agency of Oye no Hiromoto. There is also a tradition that, under pretense of visiting China in the company of a Chinese bonze, Chen Hosiang, he planned escape to the Kinai or Chugoku (central Japan), there to organize armed resistance to the Hojo designs. But it is very doubtful whether these pages of history, especially the latter, should not be regarded in the main as fiction. Sanetomo was too much of a littérateur to be an astute politician, and what eluded the observation of his lynx-eyed mother might well escape his perception.
There’s a story that Sanetomo angered Masa and Yoshitoki by taking high-ranking positions given to him by Kyoto—like chunagon and general of the Left division of the guards—going against Yoritomo's saying, "Wield power in fact but never in name," and ignoring warnings sent to him through Oye no Hiromoto. There's also a tale that he pretended to visit China with a Chinese monk, Chen Hosiang, but actually planned to escape to the Kinai or Chugoku (central Japan) to start armed resistance against the Hojo plans. However, it’s quite questionable whether these accounts, especially the latter, should really be taken as truth. Sanetomo was more of a writer than a clever politician, and what his sharp-eyed mother noticed might easily have slipped past him.
In 1217, Yoshitoki invited Kugyo from Kyoto and appointed him to be betto of the shrine of Hachiman (the god of War) which stood on the hill of Tsurugaoka overlooking the town of Kamakura. Kugyo was the second and only remaining legitimate son of Yoriiye. He had seen his father and his two brothers done to death, and he himself had been obliged to enter religion, all of which misfortunes he had been taught by Yoshitoki's agents to ascribe to the partisans of his uncle, Sanetomo. Longing for revenge, the young friar waited. His opportunity came early in 1219. Sanetomo, having been nominated minister of the Left by the Kyoto Court, had to repair to the Tsurugaoka shrine to render thanks to the patron deity of his family. The time was fixed for ten o 'clock on the night of February 12th. Oye no Hiromoto, who had cognizance of the plot, hid his guilty knowledge by offering counsels of caution. He advised that the function should be deferred until daylight, or, at any rate, that the shogun should wear armour. Minamoto Nakaakira combatted both proposals and they were rejected. Sanetomo had a vague presentiment of peril. He gave a lock of his hair to one of his squires and composed a couplet:
In 1217, Yoshitoki invited Kugyo from Kyoto and appointed him as the betto of the Hachiman shrine (the god of War) that stood on the Tsurugaoka hill overlooking Kamakura. Kugyo was the second and only surviving legitimate son of Yoriiye. He had witnessed the deaths of his father and two brothers, and he himself had been forced into a religious life, all of which misfortunes he had been taught by Yoshitoki's agents to blame on the supporters of his uncle, Sanetomo. Desiring revenge, the young monk bided his time. His chance came early in 1219. Sanetomo, having been appointed minister of the Left by the Kyoto Court, was required to visit the Tsurugaoka shrine to thank the patron deity of his family. The time was set for ten o'clock on the night of February 12th. Oye no Hiromoto, who knew about the plot, concealed his guilty knowledge by offering cautious advice. He recommended that the ceremony be postponed until daylight or, at the very least, that the shogun wear armor. Minamoto Nakaakira fought against both suggestions, and they were dismissed. Sanetomo had a vague sense of danger. He gave a lock of his hair to one of his squires and composed a couplet:
Though I am forth and gone,
And tenantless my home;
Forget not thou the Spring,
Oh! plum tree by the eaves.
Though I'm gone and away,
And my home is empty;
Don't forget the Spring,
Oh! plum tree by the eaves.
Then he set out, escorted by a thousand troopers, his sword of State borne by the regent, Yoshitoki. But at the entrance to the shrine Yoshitoki turned back, pretending to be sick and giving the sword to Nakaakira. Nothing untoward occurred until, the ceremony being concluded, Sanetomo had begun to descend a broad flight of stone steps that led from the summit of the hill. Then suddenly Kugyo sprang out, killed Sanetomo and Nakaakira, carrying off the head of the former, and, having announced himself as his father's avenger, succeeded in effecting his escape. But he had been the agent of Yoshitoki's crime, and his survival would have been inconvenient. Therefore, when he appealed to the Miura mansion for aid, emissaries were sent by the regent's order to welcome and to slay him. Sanetomo perished in his twenty-eighth year. All accounts agree that he was not a mere poet—though his skill in that line was remarkable—but that he also possessed administrative talent; that he strove earnestly to live up, and make his officers live up, to the ideals of his father, Yoritomo, and that he never wittingly committed an injustice.
Then he set out, escorted by a thousand soldiers, with the State sword carried by the regent, Yoshitoki. But at the entrance to the shrine, Yoshitoki turned back, pretending to be sick and handing the sword to Nakaakira. Nothing unusual happened until the ceremony was over and Sanetomo began to descend a wide flight of stone steps leading down from the hilltop. Then suddenly, Kugyo jumped out, killed Sanetomo and Nakaakira, took Sanetomo's head, and proclaimed himself as his father's avenger, managing to escape. However, he had been involved in Yoshitoki's crime, and his survival would have been problematic. So when he sought help from the Miura mansion, Yoshitoki sent agents to welcome and kill him. Sanetomo died at the age of twenty-eight. All accounts agree that he was not just a poet—though he was exceptionally skilled in that area—but that he also had administrative talent; he worked hard to embody his father's ideals, Yoritomo, and encouraged his officers to do the same, and he never intentionally committed an injustice.
ESTABLISHMENT OF THE HOJO REGENCY
Thus, after three generations occupying a period of only forty years, the Minamoto family was ruined, and the reins of power were effectually transferred to Hojo hands. It would seem natural, in the sequence of events, that the office of shogun should now descend to the Hojo. But Yoshitoki understood that such a measure would convict him of having contrived the downfall of Yoritomo's progeny in Hojo interests. Therefore a step was taken, worthy of the sagacity of the lady Masa and her brother, the regent. The Bakufu petitioned the Kyoto Court to appoint an Imperial prince to the post of shogun. That would have invested the Kamakura Government with new dignity in the eyes of the nation. But the ex-Emperor, Go-Toba, upon whom it devolved to decide the fate of this petition, rejected it incontinently.
Thus, after three generations in just forty years, the Minamoto family was destroyed, and control of power effectively shifted to the Hojo. It seemed logical that the position of shogun should now go to the Hojo. However, Yoshitoki realized that doing so would expose him as the one who orchestrated the downfall of Yoritomo's descendants for Hojo's benefit. So, a move was made that showed the wisdom of Lady Masa and her brother, the regent. The Bakufu asked the Kyoto Court to appoint an Imperial prince as shogun. This would have granted new dignity to the Kamakura Government in the eyes of the nation. But the ex-Emperor, Go-Toba, who had the final say on this petition, rejected it outright.
His Majesty, as will presently be seen, was seeking to contrive the downfall of the Bakufu, and the idea of associating one of his own sons with its fortunes must have revolted him. In the face of this rebuff, nothing remained for the Bakufu except recourse to the descendants of the Minamoto in the female line. Yoritomo's elder sister had married into the Fujiwara family, and her greatgrandson, Yoritsune, a child of two, was carried to Kamakura and installed as the head of the Minamoto. Not until 1226, however, was he invested with the title of shogun, and in that interval of seven years a momentous chapter was added to the history of Japan.
His Majesty, as will soon be evident, was trying to orchestrate the downfall of the Bakufu, and the thought of connecting one of his own sons to its fate must have disgusted him. Faced with this setback, the Bakufu had no choice but to turn to the descendants of the Minamoto through their female line. Yoritomo's older sister had married into the Fujiwara family, and her great-grandson, Yoritsune, a two-year-old, was taken to Kamakura and made the head of the Minamoto. However, it wasn't until 1226 that he was officially given the title of shogun, and during the seven years in between, a significant chapter was added to the history of Japan.
THE SHOKYU STRUGGLE
The Shokyu era (1219-1222) gave its name to a memorable conflict between Kyoto and Kamakura. Affairs in the Imperial capital were ruled at that time by the ex-Emperor, Go-Toba. We have seen how, in 1198, he abdicated in favour of his eldest son, Tsuchimikado. It is not impossible that the idea of rebelling, sooner or later, against the Bakufu had begun to germinate in the mind of Go-Toba at that date, but the probability is that, in laying aside the sceptre, his dominant aim was to enjoy the sweets of power without its responsibilities, and to obtain leisure for pursuing polite accomplishments in which he excelled. His procedure, however, constituted a slight to the Bakufu, for the change of sovereign was accomplished without any reference whatever to Kamakura. Tsuchimikado was a baby of three at the time of his accession. He had been chosen by lot from among three sons of Go-Toba, but the choice displeased the latter, and in 1210, Tsuchimikado, then in his fifteenth year, was compelled to abdicate in favour of his younger brother, Juntoku, aged thirteen, the eighty-fourth occupant of the throne. Again, Kamakura was not consulted; but the neglect evoked no remonstrance, for Sanetomo held the post of shogun at the time, and Sanetomo always maintained an attitude of deference towards the Imperial Court which had nominated him to high office.
The Shokyu era (1219-1222) was named after a notable conflict between Kyoto and Kamakura. At that time, the ex-Emperor Go-Toba ran affairs in the Imperial capital. We know that in 1198, he abdicated in favor of his eldest son, Tsuchimikado. It's possible that the idea of rebelling against the Bakufu started to take root in Go-Toba’s mind around that time, but it’s more likely that when he stepped down, his main goal was to enjoy the perks of power without the responsibilities and to have time to pursue the refined skills he was good at. However, his actions were a slight to the Bakufu because the change of ruler happened without any reference to Kamakura. Tsuchimikado was just three years old when he became emperor. He had been chosen by lot from among Go-Toba's three sons, but this choice annoyed Go-Toba, and in 1210, when Tsuchimikado was fifteen, he was forced to abdicate in favor of his younger brother, Juntoku, who was thirteen at the time and became the eighty-fourth emperor. Again, Kamakura wasn’t consulted, but this oversight didn’t prompt any complaints since Sanetomo was the shogun then, and he consistently showed respect towards the Imperial Court that had appointed him to his high position.
Juntoku held the sceptre eleven years, and then (1221) he, too, abdicated at his father's request. Very different considerations, however, were operative on this occasion. Go-Toba had now definitely resolved to try armed conclusions with the Bakufu, and he desired to have the assistance of his favourite son, Juntoku. Thus three cloistered Emperors had their palaces in Kyoto simultaneously. They were distinguished as Hon-in (Go-Toba), Chu-in (Tsuchimikado) and Shin-in* (Juntoku). As for the occupant of the throne, Chukyo (eighty-fifth sovereign) he was a boy of two, the son of Juntoku. Much has been written about Go-Toba by romanticists and little by sober historians. The pathos of his fate tends to obscure his true character. That he was gifted with exceptional versatility is scarcely questionable; but that he lacked all the qualities making for greatness appears equally certain. That his instincts were so cruel as to make him derive pleasure from scenes of human suffering, such as the torture of a prisoner, may have been due to a neurotic condition induced by early excesses, but it must always stand to his discredit that he had neither judgment to estimate opportunities nor ability to create them.
Juntoku held the scepter for eleven years, and then (1221) he also stepped down at his father's request. However, this time there were very different reasons at play. Go-Toba had now firmly decided to confront the Bakufu with force, and he wanted the support of his favorite son, Juntoku. Thus, three cloistered Emperors had their palaces in Kyoto at the same time. They were known as Hon-in (Go-Toba), Chu-in (Tsuchimikado), and Shin-in* (Juntoku). As for the current Emperor, Chukyo (the eighty-fifth sovereign), he was just a two-year-old boy, the son of Juntoku. A lot has been said about Go-Toba by romantics, and very little by serious historians. The tragedy of his fate tends to overshadow his true character. It’s undeniable that he was exceptionally versatile, but it’s equally clear that he lacked all the qualities that lead to greatness. His instincts were so cruel that he seemed to take pleasure in human suffering, like the torture of a prisoner. This may have stemmed from a neurotic condition caused by early excesses, but it will always be a mark against him that he had neither the judgment to recognize opportunities nor the ability to create them.
*Shin-in signifies the "original recluse;" Chu-in, the "middle recluse;" and Shin-in "the new recluse."
*Shin-in means the "original recluse;" Chu-in refers to the "middle recluse;" and Shin-in is "the new recluse."
Briefly summarized, the conditions which contributed mainly to the Shokyu struggle had their origin in the system of land supervision instituted by Yoritomo at the instance of Oye no Hiromoto. The constables and the stewards despatched by the Bakufu to the provinces interfered irksomely with private rights of property, and thus there was gradually engendered a sentiment of discontent, especially among those who owed their estates to Imperial benevolence. A well-known record (Tai-hei-ki) says: "In early morn the stars that linger in the firmament gradually lose their brilliancy, even though the sun has not yet appeared above the horizon. The military families did not wantonly show contempt towards the Court. But in some districts the stewards were more powerful than the owners of the estates, and the constables were more respected than the provincial governors. Thus insensibly the influence of the Court waned day by day and that of the military waxed."
In short, the conditions that led to the Shokyu struggle stemmed from the land management system set up by Yoritomo at the suggestion of Oye no Hiromoto. The constables and stewards sent by the Bakufu to the provinces intrusively infringed on people's property rights, creating a growing sense of discontent, especially among those who had received their estates through Imperial favor. A well-known record (Tai-hei-ki) states: "In the early morning, the stars that linger in the sky gradually fade, even before the sun rises above the horizon. The military families did not openly disrespect the Court. However, in some areas, the stewards were more powerful than the estate owners, and the constables were held in higher regard than the provincial governors. As a result, the Court's influence quietly diminished each day while the military's power increased."
There were other causes also at work. They are thus summarized by the Kamakura Jidaishi: "The conditions of the time called two parties into existence: the Kyoto party and the military party. To the former belonged not only many officials of Shinto shrines, priests of Buddhist temples, and managers of private manors, but also a few nominal retainers of the Bakufu. These last included men who, having occupied posts in the Imperial capital for a long time, had learned to regard the Court with gratitude; others who had special grievances against the Bakufu, and yet others who, having lost their estates, were ready to adopt any means of recovering them. The family system of the time paid no heed to primogeniture. Parents fixed the succession by favouritism, and made such divisions as seemed expedient in their eyes. During a parent's lifetime there could be no appeal nor any remonstrance. But no sooner was a father's tombstone about to be erected, than his children engaged in disputes or appealed to the courts. Therefore the Bakufu, seeking to correct this evil state of affairs, issued an order that the members of a family should be subservient to the directions of the eldest son; which order was followed, in 1202, by a law providing that disputes between brothers must be compromised, and by another, in 1214, ruling that applications for official posts must have the approval of the members of the applicants' family in conclave instead of being submitted direct, as theretofore. Under such a system of family autocracy it frequently happened that men were ousted from all share in their paternal estates, and these men, carrying their genealogical tables constantly in their pockets, were ready to join in any enterprise that might better their circumstances. Hence the Shokyu struggle may be said to have been, politically, a collision between the Imperial Court and the Bakufu, and, socially, a protest against family autocracy."
There were other factors at play as well. These are summarized by the Kamakura Jidaishi: "The conditions of the time led to the emergence of two groups: the Kyoto party and the military party. The Kyoto party included not only many officials from Shinto shrines, Buddhist temple priests, and managers of private estates, but also a few nominal retainers of the Bakufu. Among these were individuals who had held positions in the Imperial capital for a long time and had developed a sense of loyalty to the Court; others who had specific grievances against the Bakufu; and still others who had lost their land and were willing to try any means to regain it. The family system of the time did not prioritize primogeniture. Parents determined succession based on favoritism and divided estates as they saw fit. While parents were alive, there was no room for appeal or disagreement. However, as soon as a father's gravestone was about to be set up, his children would argue or take their disputes to court. In response to this dysfunctional situation, the Bakufu issued a directive that family members must follow the directions of the eldest son; this was followed in 1202 by a law requiring that disputes between brothers be settled amicably, and in 1214, by another law stating that applications for official positions must receive approval from family members in a meeting instead of being submitted directly, as had been the case before. Under this family authoritarian system, it often occurred that individuals were completely excluded from their inherited estates, and these individuals, carrying their family trees with them at all times, were eager to join any ventures that might improve their situations. Therefore, the Shokyu struggle can be seen, politically, as a conflict between the Imperial Court and the Bakufu, and, socially, as a protest against family autocracy."
The murder of Sanetomo inspired the Court with strong hope that a suicidal feud had commenced at Kamakura, and when the Fujiwara baby, Yoritsune, was sent thither, peace-loving politicians entertained an idea that the civil and the military administration would soon be found co-operating. But neither event made any change in the situation. The lady Masa and her brother remained as powerful as ever and as careless of the Court's dignity.
The murder of Sanetomo filled the Court with a strong hope that a violent feud had begun at Kamakura. When the Fujiwara baby, Yoritsune, was sent there, peace-loving politicians thought the civil and military administrations would soon start working together. However, neither event changed the situation. Lady Masa and her brother stayed as powerful as ever and remained indifferent to the Court's dignity.
Two events now occurred which materially hastened a rupture. One was connected with an estate, in the province of Settsu, conferred by Go-Toba on a favourite—a shirabyoshi, "white measure-marker," as a danseuse of those days was called. The land-steward of this estate treated its new owner, Kamegiku, with contumely, and Go-Toba was sufficiently infatuated to lodge a protest, which elicited from Kamakura an unceremonious negative. One of the flagrant abuses of the time was the sale of offices to Court ladies, and the Bakufu's attitude in the affair of the Settsu estates amounted to an indirect condemnation of such evil practices. But Go-Toba, profoundly incensed, applied himself from that day to mustering soldiers and practising military tactics. The second incident which precipitated an appeal to arms was the confiscation of a manor owned by a bushi named Nishina Morito, who, though a retainer (keriin) of the Bakufu, had taken service at the Imperial Court. Go-Toba asked that the estate should be restored, but Yoshitoki flatly refused. It was then (1221) that Go-Toba contrived the abdication of his son, Juntoku, a young man of twenty-four, possessing, apparently, all the qualities that make for success in war, and thereafter an Imperial decree deprived Yoshitoki of his offices and declared him a rebel. The die was now cast. Troops were summoned from all parts of the Empire to attack Kamakura, and a motley crowd mustered in Kyoto.
Two events happened that sped up a break. One involved an estate in Settsu, given by Go-Toba to a favorite—a shirabyoshi, or "white measure-marker," which was what a dancer was called back then. The land steward of this estate treated its new owner, Kamegiku, with disrespect, and Go-Toba was so infatuated that he lodged a protest, which was met with a dismissive response from Kamakura. One of the blatant abuses of the time was the sale of positions to court ladies, and the Bakufu’s stance on the Settsu estates indirectly condemned such corrupt practices. But Go-Toba, deeply angered, began gathering soldiers and practicing military tactics. The second incident that led to a call to arms was the confiscation of a manor owned by a bushi named Nishina Morito, who, despite being a retainer of the Bakufu, had taken service at the Imperial Court. Go-Toba requested the estate be returned, but Yoshitoki flatly refused. It was then (1221) that Go-Toba orchestrated the abdication of his son, Juntoku, a twenty-four-year-old who seemingly had all the qualities for success in war. Afterward, an Imperial decree stripped Yoshitoki of his offices and labeled him a rebel. The line had been drawn. Troops were summoned from all over the Empire to attack Kamakura, and a varied crowd gathered in Kyoto.
STEPS TAKEN BY THE BAKUFU
It was on June 6, 1221, that the Imperial decree outlawing Hojo Yoshitoki appeared, and three days later Kamakura was informed of the event. The lady Masa at once summoned the leading generals of the Bakufu to her presence and addressed them thus: "To-day the time of parting has come. You know well what kind of work the late shogun, my husband, accomplished. But slanderers have misled the sovereign and are seeking to destroy the Kwanto institutions. If you have not forgotten the favours of the deceased shogun, you will join hearts and hands to punish the traducers and to preserve the old order. But if any of you wish to proceed to the west, you are free to do so."
It was on June 6, 1221, that the Imperial decree banning Hojo Yoshitoki was issued, and three days later, Kamakura was informed about it. Lady Masa immediately called the top generals of the Bakufu to her and said, "Today marks the time for us to part. You are all aware of the achievements of my late husband, the shogun. However, slanderers have misled the emperor and are trying to dismantle the Kwanto institutions. If you remember the favors granted by the late shogun, you will unite to punish those who slander us and protect the old order. But if any of you wish to head west, you are free to do so."
This astute appeal is said to have moved the generals greatly. There was not one instance of disaffection; a sufficiently notable fact when we remember that the choice lay between the Throne and the Bakufu. A military council was at once convened by Yoshitoki to discuss a plan of campaign, and the view held by the great majority was that a defensive attitude should be adopted by guarding the Ashigara and Hakone passes.
This sharp appeal reportedly had a significant impact on the generals. There wasn’t a single sign of dissent, which is noteworthy considering the choice was between the Throne and the Bakufu. A military council was quickly assembled by Yoshitoki to discuss a strategy, and the prevalent opinion among the majority was that they should take a defensive approach by securing the Ashigara and Hakone passes.
Alone, Oye no Hiromoto opposed that programme. Regarding the situation from a political, not a strategical, standpoint, he saw that every day they remained unmolested must bring an access of strength to the Imperial forces, and he strenuously urged that a dash should be made for Kyoto at once. Even the lady Masa did not rise to Hiromoto's height of discernment; she advocated a delay until the arrival of the Musashi contingent. Another council was convened, but Hiromoto remained inflexible. He went so far as to urge that the Musashi chief—Yoshitoki's eldest son, Yasutoki—ought to advance alone, trusting his troops to follow. Then the lady Masa summoned Miyoshi Yasunobu and asked his opinion. He said: "The fate of the Kwanto is at stake. Strike at once." Thereupon Hojo Yoshitoki ordered Yasutoki, his son, to set out forthwith from Kamakura, though his following consisted of only eighteen troopers.
Alone, Oye no Hiromoto opposed the plan. Looking at the situation from a political, rather than a strategic, perspective, he realized that every day they stayed safe would only strengthen the Imperial forces, and he strongly insisted that they should make a move for Kyoto immediately. Even Lady Masa didn't reach Hiromoto's level of insight; she suggested waiting for the Musashi contingent to arrive. Another council was called, but Hiromoto remained adamant. He even suggested that the Musashi leader—Yoshitoki's oldest son, Yasutoki—should go ahead on his own, trusting that his troops would follow. Then Lady Masa called in Miyoshi Yasunobu and asked for his opinion. He replied, "The fate of the Kwanto is at stake. We need to strike now." Following that, Hojo Yoshitoki instructed his son Yasutoki to leave immediately from Kamakura, even though he only had eighteen soldiers with him.
Thereafter, other forces mustered in rapid succession. They are said to have totalled 190,000. Tokifusa, younger brother of Yasutoki, was adjutant-general, and the army moved by three routes, the Tokai-do, the Tosan-do, and the Hokuriku-do, all converging upon the Imperial capital. On the night of his departure from Kamakura, Yasutoki galloped back all alone and, hastening to his father's presence, said: "I have my orders for the disposition of the forces and for their destination. But if the Emperor in person commands the western army, I have no orders to guide me." Hojo Yoshitoki reflected for a time and then answered: "The sovereign cannot be opposed. If his Majesty be in personal command, then strip off your armour, cut your bow-strings, and assume the mien of low officials. But if the Emperor be not in command, then fight to the death. Should you be defeated I will never see your face again."
After that, other forces quickly gathered. They were said to number 190,000. Tokifusa, Yasutoki's younger brother, was the adjutant-general, and the army advanced by three routes: the Tokai-do, the Tosan-do, and the Hokuriku-do, all heading toward the Imperial capital. On the night he left Kamakura, Yasutoki rode back alone and, rushing to his father's side, said, "I have my orders for how to deploy the forces and where they're headed. But if the Emperor himself leads the western army, I have no orders to follow." Hojo Yoshitoki thought for a moment and then replied, "You cannot go against the sovereign. If His Majesty is personally in charge, then take off your armor, cut your bowstrings, and act like a lowly official. But if the Emperor is not in charge, then fight to the death. If you are defeated, I will never see you again."
THE STRUGGLE
When they learned that a great army was advancing from the Kwanto, the courtiers in Kyoto lost heart at once. There was no talk of Go-Toba or of Juntoku taking the field. Defensive measures were alone thought of. The Imperialist forces moved out to Mino, Owari, and Etchu. Their plan was to shatter the Bakufu columns separately, or, if that might not be, to fall back and cover the capital. It was a most unequal contest. The Kyoto troops were a mere mob without intelligence or coherence. They broke everywhere under the onset of the Kwanto veterans. At the river Uji, where their last stand was made, they fought gallantly and obstinately. But their efforts only deferred the result by a few hours. On the twenty-fifth day (July 6, 1221) after he had marched out of Kamakura, Yasutoki entered Kyoto. The Throne had no hesitation as to the course to be pursued in such circumstances. From the palace of the Shin-in a decree was issued restoring the official titles of the Hojo chief, and cancelling the edict for his destruction, while, through an envoy sent to meet him, he was informed that the campaign against the Bakufu had been the work of irresponsible subjects; that the sovereign did not sanction it, and that any request preferred by Kamakura would be favourably considered.
When they found out that a massive army was coming from the Kwanto, the courtiers in Kyoto immediately lost confidence. No one mentioned Go-Toba or Juntoku leading the troops. They only focused on defensive strategies. The Imperial forces moved to Mino, Owari, and Etchu. Their plan was to break up the Bakufu forces individually or, if that wasn’t possible, to retreat and protect the capital. It was a totally unfair battle. The Kyoto troops were just a chaotic crowd with no strategy or organization. They fell apart under the assault of the seasoned Kwanto fighters. At the Uji River, where they made their last stand, they fought bravely and stubbornly. But their efforts only delayed the outcome by a few hours. On the twenty-fifth day (July 6, 1221) after he left Kamakura, Yasutoki entered Kyoto. The Throne had no doubts about what to do in that situation. From the Shin-in palace, a decree was issued restoring the official titles of the Hojo chief and revoking the order for his destruction. An envoy was sent to meet him, letting him know that the campaign against the Bakufu had been started by reckless subjects; that the sovereign did not approve of it, and that any requests from Kamakura would be looked upon favorably.
Yasutoki received these gracious overtures with a silent obeisance, and taking up his quarters at Rokuhara, proceeded to arrest the leaders of the anti-Bakufu enterprise; to execute or exile the courtiers that had participated in it, and to confiscate all their estates. In thus acting, Yasutoki obeyed instructions from his implacable father in Kamakura. He himself evinced a disposition to be merciful, especially in the case of the Court nobles. These he sent eastward to the Bakufu capital, which place, however, very few of them reached alive, their deaths being variously compassed on the way.
Yasutoki received these kind gestures with a silent nod and, after settling in at Rokuhara, moved to arrest the leaders of the anti-Bakufu movement. He executed or exiled the courtiers involved and confiscated all their properties. In taking these actions, Yasutoki followed orders from his relentless father in Kamakura. He showed a willingness to be merciful, particularly towards the Court nobles. He sent them east to the Bakufu capital, but very few of them made it there alive; their deaths occurred in various ways along the journey.
To the Imperial family no pity was shown. Even the baby Emperor* was dethroned, and his place given to Go-Horikawa (1221-1232), the eighty-sixth sovereign, then a boy of ten, son of Morisada, Go-Toba's elder brother. Go-Toba, himself was banished to the island of Oki, and Juntoku to Sado, while Tsuchimikado, who had essayed to check the movement against the Bakufu, might have remained in Kyoto had not the exile of his father and brother rendered the city intolerable. At his own request he was transferred, first, to Tosa, and then, to Awa. The three ex-Emperors died in exile. Go-Toba seems to have suffered specially from his reverse of fortunes. He lived in a thatched hut barely impervious to rain, and his lot is said to have been pitiful, even from the point of view of the lower orders.
To the Imperial family, there was no compassion shown. Even the baby Emperor* was dethroned, and his position was given to Go-Horikawa (1221-1232), the eighty-sixth sovereign, who was just a ten-year-old boy, the son of Morisada, Go-Toba’s older brother. Go-Toba was exiled to the island of Oki, and Juntoku to Sado, while Tsuchimikado, who had tried to resist the movement against the Bakufu, might have stayed in Kyoto if his father and brother hadn’t been exiled, making the city unbearable for him. At his own request, he was moved first to Tosa and then to Awa. The three former Emperors died in exile. Go-Toba seems to have suffered particularly from his downfall. He lived in a thatched hut that hardly kept out the rain, and his situation was said to be miserable, even by the standards of the lower classes.
*To this child, Kanenari, who lived a virtual prisoner in Kyoto for thirteen years subsequently, the Bakufu declined to give the title of Emperor. Not until the Meiji Restoration (1870) was he enrolled in the list of sovereigns under the name of Chukyo.
*To this child, Kanenari, who lived as a virtual prisoner in Kyoto for thirteen years afterwards, the Bakufu refused to grant the title of Emperor. It wasn't until the Meiji Restoration (1870) that he was added to the list of sovereigns under the name of Chukyo.*
YASUTOKI'S EXPLANATION
There had not been any previous instance of such treatment of the Imperial family by a subject, and public opinion was not unnaturally somewhat shocked. No little interest attaches, therefore, to an explanation given by Yasutoki himself and recorded in the Biography of Saint Myoe (Myoe Shonin-deri). Visiting the temple after his victory, Yasutoki was thus addressed by Myoe:
There had never been a previous case of such treatment of the Imperial family by a subject, and it’s not surprising that public opinion was somewhat shocked. Therefore, a lot of interest surrounds the explanation given by Yasutoki himself and noted in the Biography of Saint Myoe (Myoe Shonin-deri). After his victory, Yasutoki visited the temple and was addressed by Myoe:
The ancients used to say, "When men are in multitude they may overcome heaven for a moment, but heaven in the end triumphs." Though a country be subdued by military force, calamities will soon overtake it unless it be virtuously governed. From time immemorial in both Japan and China sway founded on force has never been permanent. In this country, since the Age of Deities down to the present reign, the Imperial line has been unbroken through ninety generations. No prince of alien blood has ascended the throne. Everything in the realm is the property of the Crown. Whatever the Throne may appropriate, the subject must acquiesce. Even life must be sacrificed if the cause of good government demands it. But you have broken an Imperial army; destroyed Imperial palaces; seized the persons of sovereigns; banished them to remote regions, and exiled Empresses and princes of the Blood. Such acts are contrary to propriety. Heaven will inflict punishment.
The ancients used to say, "When people gather in large numbers, they might temporarily overpower heaven, but ultimately heaven prevails." Even if a country is conquered by military force, disasters will soon follow unless it is governed virtuously. Historically, both Japan and China have shown that rule based on force is never lasting. In this country, from the Age of Deities to the present reign, the Imperial line has remained unbroken for ninety generations. No ruler of foreign blood has taken the throne. Everything in the realm belongs to the Crown. Whatever the Throne claims, the subjects must accept. Even life must be sacrificed if it means better governance. But you have defeated an Imperial army; destroyed Imperial palaces; captured sovereigns; banished them to distant lands, and exiled Empresses and princes of the Blood. Such actions are improper. Heaven will bring retribution.
These words are said to have profoundly moved Yasutoki. He replied: I desire to express my sincere views. The late shogun (Yoritomo) broke the power of the Heike; restored peace of mind to the Court; removed the sufferings of the people, and rendered loyal service to the sovereign. Among those that served the shogun there was none that did not reverence the Emperor. It seems that his Majesty recognized these meritorious deeds, for he bestowed ranks and titles. Yoritomo was not only appointed dainagon and taisho, but also given the post of so-tsuihoshi with powers extending to all parts of the empire. Whenever such honours were offered, he firmly declined to be their recipient, his contention being that not for personal reward but for the sake of the Throne he had striven to subdue the insurgents and to govern the people mercifully. Pressed again and again, however, he had been constrained finally to accede, and thus his relatives also had benefitted, as my grandfather, Tokimasa, and my father, Yoshitoki, who owed their prosperity to the beneficence of the cloistered Emperor.
These words are said to have deeply affected Yasutoki. He responded: I want to share my honest thoughts. The late shogun (Yoritomo) defeated the Heike, brought peace back to the Court, alleviated the suffering of the people, and served the sovereign loyally. Among those who served the shogun, everyone respected the Emperor. It seems that His Majesty recognized these notable achievements, as he granted ranks and titles. Yoritomo was not only appointed dainagon and taisho but also given the position of so-tsuihoshi with authority throughout the empire. Whenever such honors were offered, he firmly refused to accept them, arguing that he fought to suppress the rebels and to govern the people kindly, not for personal gain but for the sake of the Throne. However, after being pressed repeatedly, he ultimately agreed, and as a result, his family also benefited, including my grandfather, Tokimasa, and my father, Yoshitoki, who prospered due to the generosity of the cloistered Emperor.
But after the demise of his Majesty and of the shogun, the Court's administration degenerated. The loyal and the faithful were not recognized and often the innocent were punished. When it was reported that an Imperial army numbering tens of thousands was advancing against the Kwanto, my father, Yoshitoki, asked my views as to dealing with it. I replied: "The Kwanto has been loyal and has erred in nothing. Yet we are now to be punished. Surely the Court is in error? Still the whole country belongs to the sovereign. What is now threatened must take its course. There is nothing for us but to bow our heads, fold our hands, and supplicate for mercy. If, nevertheless, death be our portion, it will be lighter than to live disloyal. If we be pardoned, we can end our lives in mountain forests." My father, after reflecting for a space, answered: "What you say may be right, but it applies only when the sovereign has properly administered the country. During the present reign, however, the provinces under Imperial sway are in confusion; the peace is disturbed, and the people are in misery; whereas those under the Bakufu are peaceful and prosperous. If the administration of the Court be extended to all the land, misrule and unhappiness will be universal. I do not resist the mandate for selfish reasons. I resist it in the cause of the people. For them I sacrifice my life if heaven be not propitious. There are precedents. Wu of Chou and Kao-tsu of Han acted similarly, but, when victorious, they themselves ascended the throne, whereas if we succeed, we shall merely set up another prince of the same dynasty. Amaterasu and Hachiman will not reproach us. We will punish only the evil councillors who have led the Throne astray. You will set out with all expedition."
But after the death of his Majesty and the shogun, the Court's administration fell apart. The loyal and faithful were overlooked, and often the innocent were punished. When it was reported that an Imperial army of tens of thousands was advancing against the Kwanto, my father, Yoshitoki, asked for my opinion on how to handle it. I replied, "The Kwanto has been loyal and hasn't made any mistakes. Yet, we are about to be punished. Surely the Court is mistaken? But the entire country belongs to the sovereign. What is threatened now must happen. We can only bow our heads, fold our hands, and plead for mercy. If, despite this, death is our fate, it will be easier than living disloyally. If we are pardoned, we can end our lives in the mountain forests." My father, after thinking for a while, replied, "What you say may be true, but it only applies when the sovereign has justly ruled the country. During this reign, however, the provinces under Imperial control are in chaos; peace is disrupted, and the people are suffering, while those under the Bakufu are peaceful and thriving. If the Court's administration spreads across the land, misrule and unhappiness will become widespread. I do not oppose the mandate for selfish reasons. I resist it for the sake of the people. For them, I would give my life if heaven does not favor us. There are precedents. Wu of Chou and Gaozu of Han acted similarly, but when they were victorious, they took the throne themselves, whereas if we succeed, we will simply install another prince from the same dynasty. Amaterasu and Hachiman will not blame us. We will only punish the evil advisors who have misled the Throne. You will leave at once."
Thus instructed, I took the road to Kyoto. But before departing, I went to worship at the shrine of Hachiman. There I prayed that if my taking the field was improper, I might be struck dead forthwith; but that if my enterprise could in any wise aid the country, bring peace to the people, and contribute to the prosperity of the shrines and temples, then might I receive the pity and sympathy of heaven. I took oath before the shrine of Mishima Myojin, also, that my purpose was free from all selfish ambition. Thus, having placed my life in the hand of heaven, I awaited my fate. If to this day I have survived all peril, may I not regard it as an answer to my prayer?
Following those instructions, I headed to Kyoto. But before leaving, I visited the Hachiman shrine to pay my respects. There, I prayed that if my actions were wrong, I would be struck down immediately; but if what I was about to do could help the country, bring peace to the people, and contribute to the prosperity of the shrines and temples, then I hoped to receive the compassion and support of heaven. I also vowed at the Mishima Myojin shrine that my intentions were free from any selfish desires. So, having entrusted my life to heaven, I awaited my fate. If I have survived all dangers until now, should I not see it as a response to my prayer?
A difference will be detected between the views here attributed to Yoshitoki and his previously narrated instructions to his son, Yasutoki. There can be little doubt that the record in the Myoe Shonin-den is the correct version. Yoshitoki obeyed the Chinese political ethics; he held that a sovereign had to answer for his deeds at the bar of public opinion. Yasutoki's loyalty was of a much more whole-hearted type: he recognized the occupant of the throne as altogether sacrosanct. If he obeyed his father's instructions in dealing with the Court, he condemned himself to the constant companionship of regret, which was reflected in the excellence of his subsequent administration.
A difference can be seen between the views attributed to Yoshitoki and his earlier instructions to his son, Yasutoki. It's clear that the record in the Myoe Shonin-den is the accurate version. Yoshitoki adhered to Chinese political ethics; he believed that a ruler must be accountable for their actions to public opinion. Yasutoki's loyalty was much more unwavering: he regarded the person on the throne as untouchable. By following his father's instructions when dealing with the Court, he was left with a constant sense of regret, which showed in the quality of his later administration.
ADMINISTRATIVE CHANGES
By the Shokyu war the camera system of administration (Insei) at the Court was destroyed, and a great change took place in the relations of the Throne to the Bakufu. For, whereas the latter's authority in Kyoto had hitherto been largely nominal, it now became a supreme reality. Kamakura had been represented in the Imperial capital by a high constable only, whereas two special officials, called "inquisitors" (tandai) were now appointed, and the importance attaching to the office becomes apparent when we observe that the first tandai were Yasutoki himself and his uncle, Tokifusa. They presided over administrative machinery at the two Rokuhara—in the northern and southern suburbs of the city—organized exactly on the lines of the Kamakura polity; namely, a Samurai-dokoro, a Man-dokoro, and a Monju-dokoro. Further, in spite of imposing arrangements in Kyoto, no question was finally decided without previous reference to Kamakura, which thus became, in very truth, the administrative metropolis of the empire.
By the time of the Shokyu war, the camera administration system (Insei) at the Court was dismantled, leading to a major shift in the relationship between the Throne and the Bakufu. The Bakufu's authority in Kyoto, which had previously been mostly symbolic, now became a genuine power. Kamakura had only been represented in the Imperial capital by a high constable, but now two special officials known as "inquisitors" (tandai) were appointed. The significance of this position is clear when we note that the first tandai were Yasutoki himself and his uncle, Tokifusa. They oversaw the administrative structure at the two Rokuhara—in the northern and southern suburbs of the city—set up exactly like the Kamakura system, which included a Samurai-dokoro, a Man-dokoro, and a Monju-dokoro. Moreover, despite the impressive setup in Kyoto, no issues were resolved without first consulting Kamakura, which truly became the administrative center of the empire.
THE SHIMPO-JITO
When Yoritomo appointed retainers of his own to be land-stewards in the various manors, these officials did not own the estates where they were stationed; they merely collected the taxes and exercised general supervision. After the Shokyu struggle, however, some three thousand manors, hitherto owned by courtiers hostile to the Bakufu, were confiscated by the latter and distributed among the Minamoto, the Hojo, and their partisans. The recipients of these estates were appointed also to be their land-stewards, and thus there came into existence a new class of manor-holders, who were at once owners and jito, and who were designated shimpo-jito, or "newly appointed land-stewards," to distinguish them from the hompo-jito, or "originally appointed."
When Yoritomo appointed his own retainers to manage the various estates, these officials didn't own the lands they oversaw; they simply collected taxes and provided general supervision. However, after the Shokyu struggle, about three thousand estates that were previously owned by courtiers opposed to the Bakufu were seized by the latter and distributed among the Minamoto, Hojo, and their supporters. The new estate holders were also appointed as their own land-stewards, creating a new class of manor-owners who were both owners and jito, referred to as shimpo-jito, or "newly appointed land-stewards," to differentiate them from the hompo-jito, or "originally appointed."
These shimpo-jito, in whom were vested at once the rights of ownership and of management, were the first genuine feudal chiefs in Japan—prototypes of the future daimyo and shomyo. It should be here noted that, in the distribution of these confiscated estates, the Kamakura regent, Yoshitoki, did not benefit to the smallest extent; and that the grants made to the two tandai in Kyoto barely sufficed to defray the charges of their administrative posts. Yoshitoki is, in truth, one of the rare figures to whom history can assign the credit of coveting neither wealth nor station. Out of the three thousand manors that came into his hands as spolia opima of the Shokyu war, he might have transferred as many as he pleased to his own name; and wielding absolute authority in Kyoto, he could have obtained any title he desired. Yet he did not take a rood of land, and his official status at the time of his death was no higher than the fourth rank.
The shimpo-jito, who held both ownership and management rights, were the first true feudal lords in Japan—models for the future daimyo and shomyo. It's important to note that, in the allocation of these confiscated lands, the Kamakura regent, Yoshitoki, did not gain anything at all; the grants given to the two tandai in Kyoto barely covered their administrative costs. In fact, Yoshitoki is one of the few figures in history credited with wanting neither wealth nor power. Out of the three thousand manors he acquired as spoils of the Shokyu war, he could have transferred as many as he wanted to his own name; and since he held absolute authority in Kyoto, he could have secured any title he wished. Yet he took no land, and his official rank at the time of his death was only the fourth rank.
THE BUILDERS OF THE BAKUFU
The great statesmen, legislators, and judges who contributed so much to the creation of the Bakufu did not long survive the Shokyu struggle. Miyoshi Yasunobu, who presided over the Department of Justice (Monju-dokoro) from the time of its establishment, had been attacked by mortal sickness before the Imperial army commenced its march eastward. His last advice was given to the lady Masa when he counselled an immediate advance against Kyoto. Soon afterwards he died at the age of eighty-two. The great Oye no Hiromoto, who contributed more than any other man to the conception and organization of the Kamakura system, and of whom history says that without him the Minamoto had never risen to fame, survived his colleague by only four years, dying, in 1225, at the age of seventy-eight. The lady Masa, one of the world's heroines, expired in the same year, and 1224 had seen the sudden demise of the regent, Hojo Yoshitoki. Fortunately for the Bakufu, the regent's son, Yasutoki, proved himself a ruler of the highest ability, and his immediate successors were not less worthy of the exalted office they filled.
The great statesmen, lawmakers, and judges who played a crucial role in establishing the Bakufu did not live long after the Shokyu conflict. Miyoshi Yasunobu, who led the Department of Justice (Monju-dokoro) since its founding, had fallen seriously ill before the Imperial army began its march east. His final advice was given to Lady Masa, urging her to make an immediate advance on Kyoto. Shortly after, he passed away at the age of eighty-two. The renowned Oye no Hiromoto, who significantly shaped the Kamakura system and is said to have been essential for the Minamoto's rise to prominence, survived his colleague by just four years, dying in 1225 at the age of seventy-eight. Lady Masa, one of history's heroines, also died that same year, and 1224 saw the unexpected passing of the regent, Hojo Yoshitoki. Fortunately for the Bakufu, the regent's son, Yasutoki, proved to be an exceptionally capable ruler, and his immediate successors were equally deserving of the high positions they occupied.
ENGRAVING: SILK TASSEL
ENGRAVING: ITSUKUSHIMA JINJA (SHRINE), AT MIYAJIMA
CHAPTER XXVII
THE HOJO
THE HOJO IN KYOTO
THERE was nothing perfunctory in the administration of the "Two Rokuhara" (Ryo-Rokuhara) in Kyoto. The northern and the southern offices were presided over by the most prominent members of the Hojo family, men destined to fill the post of regent (shikkeri) subsequently in Kamakura. Thus, when Hojo Yoshitoki died suddenly, in 1224, his son, Yasutoki, returned at once to Kamakura to succeed to the regency, transferring to his son, Tokiuji, the charge of northern Rokuhara, and a short time afterwards the control of southern Rokuhara was similarly transferred from Yoshitoki is brother, Tokifusa, to the latter's son, Tokimori. Nominally, the jurisdiction of the two Rokuhara was confined to military affairs, but in reality their influence extended to every sphere within Kyoto and to the Kinai and the Saikai-do without.
THERE was nothing routine about the administration of the "Two Rokuhara" (Ryo-Rokuhara) in Kyoto. The northern and southern offices were led by the most prominent members of the Hojo family, men who were destined to become regents (shikkeri) later in Kamakura. So, when Hojo Yoshitoki died unexpectedly in 1224, his son, Yasutoki, immediately went back to Kamakura to take over the regency, passing the responsibility for northern Rokuhara to his son, Tokiuji. Soon after, the control of southern Rokuhara was also transferred from Yoshitoki's brother, Tokifusa, to his son, Tokimori. Officially, the authority of the two Rokuhara was limited to military matters, but in reality, their influence reached every area of Kyoto and extended to the Kinai and the Saikai-do beyond.
THE HYOJOSHU
So long as the lady Masa lived, the administrative machinery at Kamakura suggested no sense of deficiency. That great woman accepted all the responsibility herself. But in the year (1225) of her death, Yasutoki, who had just succeeded to the regency, made an important reform. He organized within the Man-dokoro a council of fifteen or sixteen members, which was called the Hyojo-shu, and which virtually constituted the Bakufu cabinet. The Samurai-dokoro and the Monju-dokoro remained unchanged, but the political administration passed from the Monju-dokoro to the Hyojoshu, and the betto of the former became in effect the finance minister of the shogun.
As long as Lady Masa was alive, the administration in Kamakura showed no signs of weakness. That remarkable woman took on all the responsibilities herself. However, in the year 1225, the year of her death, Yasutoki, who had just taken over the regency, enacted a significant reform. He set up a council of fifteen or sixteen members within the Man-dokoro, called the Hyojo-shu, which effectively became the Bakufu cabinet. The Samurai-dokoro and the Monju-dokoro remained the same, but the political administration moved from the Monju-dokoro to the Hyojo-shu, and the head of the former effectively became the finance minister of the shogun.
THE GOOD ADMINISTRATION OF THE HOJO
Commencing with Yasutoki (1225), down to the close of the thirteenth century, Japan was admirably ruled by a succession of Hojo regents. Among them, Yasutoki deserves the highest credit, for he established a standard with the aid of very few guiding precedents. When he came into power he found the people suffering grievously from the extortions of manorial chiefs. It was not an uncommon practice for the owner of an estate to hold in custody the wives and daughters of defaulting tenants until the latter paid their rents, however exorbitant, and seldom indeed did the holder of a manor recognize any duty of succouring the peasants in time of distress. The former cruel practice was strictly forbidden by Yasutoki, and, to correct the latter defect, he adopted the plan of setting a fine example himself. It is recorded that in the Kwanki era (1229-1232), when certain places were suffering from crop failure, the regent distributed nine thousand koku of rice (45,000 bushels approximately) among the inhabitants and remitted all taxes throughout more than one thousand districts.
Starting with Yasutoki (1225) up until the end of the thirteenth century, Japan was exceptionally governed by a series of Hojo regents. Among them, Yasutoki stands out the most, as he set a high standard with very few examples to follow. When he took power, he discovered that people were suffering greatly due to the exploitation by manorial lords. It was common for estate owners to keep the wives and daughters of tenants who were behind on their payments until they paid their often outrageous rents, and rarely did these lords feel any obligation to help peasants in distress. Yasutoki strictly prohibited this cruel practice and worked to address the latter issue by leading by example. It is recorded that during the Kwanki era (1229-1232), when certain areas were experiencing crop failures, the regent distributed nine thousand koku of rice (approximately 45,000 bushels) to the residents and canceled all taxes across more than one thousand districts.
In the Azuma Kagami, a contemporaneous history generally trustworthy, we find various anecdotes illustrative at once of the men and the ethics of the time. Thus, it is related that the farmers of a village called Hojo being in an embarrassed condition, seed-rice was lent to them in the spring by the regent's order, they undertaking to repay it in the autumn. But a storm having devastated their fields, they were unable to keep their pledge. Nothing seemed to offer except flight. When they were on the eve of decamping, however, they received from Yasutoki an invitation to a feast at which their bonds were burned in their presence and every debtor was given half a bushel of rice. Elsewhere, we read that the regent himself lived in a house so unpretentious that the interior was visible from the highroad, owing to the rude nature of the surrounding fence. Urged to make the fence solid, if only as a protection against fire, his reply was: "However economically a new wall and fence be constructed, the outlay would be at the cost of the people. As for me, if I do my duty to the State, my life and my house will be safe. If I fail, the strongest fence will not avail."
In the Azuma Kagami, a generally reliable history of the time, we find various stories that illustrate both the people and the ethics of the era. One tells of farmers in a village called Hojo who were struggling, so the regent ordered seed-rice to be lent to them in the spring, with the promise that they would repay it in the autumn. However, a storm devastated their fields, leaving them unable to keep their promise. Faced with the choice of fleeing, they received an invitation from Yasutoki to a feast, where their debts were forgiven in front of them, and each debtor was given half a bushel of rice. In another account, we learn that the regent himself lived in a house so modest that people could see inside from the main road because of the poor state of the surrounding fence. When he was urged to build a stronger fence for fire protection, he responded, "No matter how cheaply a new wall or fence is built, the cost would come out of the people's pockets. As for me, if I do my duty to the State, my life and my home will be safe. If I fail, even the strongest fence won't help."
In estimating what his bountiful assistance to the farmers meant, it is necessary to remember that he was very poor, The greater part of the comparatively small estates bequeathed to him by his father he divided among his half-brothers by a Fujiwara mother, reserving to himself only a little, for, said he: "I am the regent. What more do I desire?" One day, while attending a meeting of the Hyojoshu, he received news that the house of his brother, Tomotoki, was attacked. Immediately he hastened to the rescue with a small band of followers. Subsequently, one of his principal retainers remonstrated with him for risking his life in an affair so insignificant. Yasutoki answered: "How can you call an incident insignificant when my brother's safety was concerned? To me it seemed as important as the Shokyu struggle. If I had lost my brother, what consolation would my rank have furnished?"
In assessing what his generous help to the farmers meant, it's important to remember that he was very poor. He divided most of the relatively small estates his father left him among his half-brothers from a Fujiwara mother, keeping only a little for himself, because he said, "I am the regent. What more do I want?" One day, while attending a meeting of the Hyojoshu, he got news that his brother Tomotoki's house was under attack. He quickly rushed to help with a small group of followers. Later, one of his main retainers criticized him for putting his life at risk over something so trivial. Yasutoki responded, "How can you call an event trivial when my brother's safety is at stake? To me, it felt as significant as the Shokyu struggle. If I had lost my brother, what good would my rank have done me?"
Yasutoki never made his rank a pretext for avoiding military service; he kept his watch in turn with the other guards, remaining up all night and attending to all his duties. When he periodically visited the temple of Yoritomo, he always worshipped without ascending to the aisle, his reason being that, were the shogun, Yoritomo, alive, the regent would not venture to sit on the dais by his side. Thrifty and eminently practical, he ridiculed a priest who proposed to tranquillize the nation by building fanes. "How can peace be brought to the people," he asked, "by tormenting them to subscribe for such a purpose?" He revered learning, regarded administration as a literary art rather than a military, and set no store whatever by his own ability or competence.
Yasutoki never used his rank as an excuse to avoid military service; he took his turn with the other guards, staying up all night and fulfilling all his responsibilities. Whenever he visited the temple of Yoritomo, he always worshipped without going up to the aisle, explaining that if the shogun, Yoritomo, were alive, the regent wouldn't dare sit on the dais next to him. Practical and frugal, he mocked a priest who suggested calming the nation by building temples. "How can we bring peace to the people," he asked, "by forcing them to pay for that?" He respected knowledge, saw governance as a form of literature rather than military strategy, and thought very little of his own abilities or qualifications.
THE JOEI CODE
The most memorable achievement during Yasutoki's regency was the compilation of a code of law called the Joei Shikimoku* after the name of the era (Joei, 1232-1233) when it was promulgated. What rendered this legislation essentially necessary was that the Daiho code of the eighth century and all the laws founded on it were inspired primarily by the purpose of centralizing the administrative power and establishing the Throne's title of ownership in all the land throughout the realm, a system diametrically opposed to the spirit of feudalism. This incongruity had made itself felt in Yoritomo's time, and had suggested the compilation of certain "Rules for Decisions" (Hanketsu-rei), which became the basis of the Joei code in Yasutoki's days. Another objection to the Daiho code and its correlated enactments was that, being written with Chinese ideographs solely, they were unintelligible to the bulk of those they concerned. Confucius laid down as a fundamental maxim of government that men should be taught to obey, not to understand, and that principle was adopted by the Tokugawa in the seventeenth and eighteenth centuries. But in the thirteenth, the aim of Yasutoki and his fellow legislators was to render the laws intelligible to all, and with that object they were indited mostly in the kana syllabary.
The most memorable achievement during Yasutoki's regency was the creation of a law code called the Joei Shikimoku, named after the era (Joei, 1232-1233) when it was introduced. This legislation was essential because the Daiho code from the eighth century and all the laws based on it aimed mainly at centralizing administrative power and establishing the Throne's claim to ownership of all land in the realm, which was in direct opposition to the principles of feudalism. This mismatch had become apparent during Yoritomo's time and led to the formulation of certain "Rules for Decisions" (Hanketsu-rei), which served as the foundation for the Joei code during Yasutoki's era. Another issue with the Daiho code and its associated laws was that they were written entirely in Chinese characters, making them difficult to understand for most people. Confucius stated that a key principle of government was that people should be taught to obey rather than understand, a principle that the Tokugawa adopted in the seventeenth and eighteenth centuries. However, in the thirteenth century, Yasutoki and his fellow legislators aimed to make the laws accessible to everyone, so they mostly drafted them in the kana syllabary.
*Called also the Kwanto Goseibai Shikimoku.
*Called also the Kwanto Goseibai Shikimoku.
The actual work of compilation was done by Hokkyo Enzen (a renowned bonze), but the idea originated with Hojo Yasutoki and Miyoshi Yasutsura, and every provision was carefully scanned and debated by the Bakufu's State council (Hyojoshu). There was no intention of suppressing the Daiho code. The latter was to remain operative in all regions to which the sway of the Kyoto Court extended direct. But in proportion as the influence of the Bakufu grew, the Joei laws received new adherents and finally became universally effective. A great modern authority, Dr. Ariga, has opined that the motive of the Bakufu legislation was not solely right for right's sake. He thinks that political expediency figured in the business, the Kamakura rulers being shrewd enough to foresee that a reputation for administering justice would prove a potent factor in extending their influence. If so, the scheme was admirably worked out, for every member of the council had to sign a pledge, inserted at the end of the Shikimoku, invoking* the vengeance of heaven on his head if he departed from the laws or violated their spirit in rendering judgment. Nothing, indeed, stands more signally to the credit of the Bakufu rulers from the days of Yoritomo and his wife, Masa, downwards, than their constant endeavour to do justice between man and man.
The actual compilation work was done by Hokkyo Enzen (a famous monk), but the idea came from Hojo Yasutoki and Miyoshi Yasutsura. Every provision was carefully examined and discussed by the Bakufu's State Council (Hyojoshu). There was no intention of suppressing the Daiho code, which was to remain in effect in all areas directly under the Kyoto Court's control. However, as the Bakufu's influence grew, the Joei laws gained more supporters and eventually became universally effective. A well-respected modern authority, Dr. Ariga, believes that the motivation behind the Bakufu legislation was not purely about justice for its own sake. He thinks that political convenience played a role, as the Kamakura rulers were clever enough to see that being known for fair justice would help extend their influence. If this is the case, the plan was well executed, as every council member had to sign a pledge at the end of the Shikimoku, calling upon the wrath of heaven if they strayed from the laws or violated their spirit in making judgments. Nothing highlights the integrity of the Bakufu rulers from the time of Yoritomo and his wife, Masa, onward more than their continuous effort to ensure justice between individuals.
*"This oath indicates, among other things, the deep sense of the importance of unanimity, of a united front, of the individual sharing fully in the collective responsibility, that was cherished by the Bakufu councillors. This was, indeed, one of the chief secrets of the wonderful stability and efficiency of the machine." (Murdoch.)
*"This oath shows, among other things, how crucial it was for everyone to be on the same page, to present a united front, and for each person to take full responsibility for the group, which the Bakufu councillors valued deeply. This was, in fact, one of the key reasons for the amazing stability and effectiveness of the system." (Murdoch.)*
NATURE OF THE CODE
The Joei Shikimoku is not a voluminous document: it contains only fifty-one brief articles, which the poet Basho compares to the luminosity of the full moon. It has been excellently translated and annotated by Mr. Consul-General J. C. Hall in the "Transactions of the Asiatic Society of Japan" (Vol. XXXIV, Part I), and Mr. J. Murdoch, in his admirable History of Japan, summarizes its provisions lucidly. We learn that slavery still existed in the thirteenth century in Japan; but the farmer was guarded against cruel processes of tax-collecting and enjoyed freedom of domicile when his dues were paid. Fiefs might not be sold, but a peasant might dispose of his holding. "Village headmen, while held to a strict discharge of their duties and severely punished for various malpractices, were safeguarded against all aggression or undue interference on the part of the jito. The law of property was almost entirely synonymous with that of fiefs. These, if originally conferred for public services rendered by the grantee, could not be sold. On the death of the holder it was not necessarily the eldest son—even though legitimate—that succeeded. The only provision affecting the father's complete liberty of bequest or gift to his widow—or concubine, in one article—or children, was that a thoroughly deserving eldest son, whether of wife or concubine, could claim one-fifth of the estate.
The Joei Shikimoku isn’t a long document; it has only fifty-one short articles, which the poet Basho compares to the brightness of a full moon. It has been well translated and annotated by Mr. Consul-General J. C. Hall in the "Transactions of the Asiatic Society of Japan" (Vol. XXXIV, Part I), and Mr. J. Murdoch summarizes its provisions clearly in his excellent History of Japan. We learn that slavery still existed in Japan during the thirteenth century; however, farmers were protected from harsh tax collection and could choose their place of residence as long as their dues were paid. Fiefs couldn't be sold, but a peasant could sell his holding. "Village headmen, while required to fulfill their duties strictly and faced with severe consequences for wrongdoing, were protected from any aggression or undue interference by the jito. The law of property was almost completely equivalent to that of fiefs. These could not be sold if initially granted for public services. The eldest son did not automatically inherit the estate upon the holder's death, even if he was legitimate. The only rule affecting the father's freedom to bequeath or give to his widow—or concubine, in one article—or children was that a deserving eldest son, regardless of whether he was from a wife or concubine, could claim one-fifth of the estate."
"Not only could women be dowered with, or inherit, fiefs, and transmit a legal title to them to their own children, but a childless woman was even fully empowered to adopt an heir. Yoritomo had been the first to sanction this broadminded and liberal principle. In Kamakura, an adulterer was stripped of half of his fief if he held one; and if he had none, he was banished. For an adulteress the punishment was no severer, except that if she possessed a fief, the whole of it was confiscated. A good many sections of the code deal with legal procedure and the conduct and duty of magistrates, the great objects being to make the administration of justice simple, prompt, and pure, while repressing everything in the shape of pettifogging or factious litigation.
Women could inherit and pass on fiefs to their children, and even a woman without children had the full right to adopt an heir. Yoritomo was the first to approve this progressive and generous idea. In Kamakura, an adulterer lost half of his fief if he owned one, and if he didn’t have any, he was exiled. The punishment for an adulteress wasn't harsher, except that if she owned a fief, it was completely taken away. Many sections of the code outline legal procedures and the responsibilities of magistrates, with the main goals being to ensure that justice is administered simply, quickly, and fairly, while discouraging any petty or factional lawsuits.
"The penalties were neither cruel nor ferocious. Death for the worst offences—among which theft is specially mentioned—confiscation of fief, and banishment, these exhaust the list. The only other punishment mentioned is that of branding on the face, inflicted on a commoner for the crime of forgery, a bushi's punishment in this case being banishment, or simply confiscation of his fief, if possessed of one.
"The penalties weren't harsh or brutal. The worst offenses, including theft, resulted in death, confiscation of land, or banishment—these were the main punishments. The only other punishment mentioned is branding on the face, which is given to a commoner for forgery. For a bushi, the punishment is banishment or simply taking away their land if they have one."
"Bakufu vassals were strictly forbidden directly to solicit the Imperial Court for rank or office; they must be provided with a special recommendation from Kamakura. But once invested with Court rank, they might be promoted in grade without any further recommendation, while they were free to accept the position of hebiishi. Analogous restrictions were placed on the Kwanto clergy, who were to be summarily removed from their benefices if found appealing to Kyoto for promotion, the only exception being in favour of Zen-shu priests. In their case the erring brother guilty of such an offence got off comparatively lightly—'an influential member of the same sect will be directed to administer a gentle admonition.' The clergy within the Bakufu domains were to be kept strictly in hand; if they squandered the revenues of their incumbency and neglected the fabric and the established services therein, they were to be displaced. As regards the monasteries and priests outside the Bakufu domain, the case was entirely different; they were virtually independent, and Kamakura interfered there only when instructed to do so by Imperial decree."*
"Bakufu vassals were strictly prohibited from directly asking the Imperial Court for rank or positions; they had to get a special recommendation from Kamakura. However, once they received a Court rank, they could be promoted without any more recommendations, and they were allowed to accept the position of hebiishi. Similar rules applied to the Kwanto clergy, who would be quickly removed from their roles if they appealed to Kyoto for promotions, with the only exception for Zen-shu priests. In their case, the offending member of the sect would face a relatively mild consequence—'an influential member of the same sect will be directed to give a gentle warning.' The clergy within the Bakufu territories needed to be closely monitored; if they wasted the funds from their positions and neglected their responsibilities, they would be removed. For monasteries and priests outside the Bakufu territory, the situation was completely different; they were almost independent, and Kamakura would only step in if ordered to by an Imperial decree."
*Murdoch's History of Japan.
Murdoch's History of Japan.
FURTHER LEGISLATION
It is not to be supposed that the Joei Shikimoku represents the whole outcome of Kamakura legislation. Many additions were made to the code during the fourteenth century, but they were all in the nature of amplifications or modifications. Kyoto also was busy with enactments in those times—busier, indeed, than Kamakura, but with smaller practical results.
It shouldn't be assumed that the Joei Shikimoku is the complete result of Kamakura legislation. Many updates were made to the code during the fourteenth century, but these were mostly expansions or changes. Kyoto was also active with new laws during that time—actually more active than Kamakura—but with less significant practical outcomes.
FALL OF THE MIURA
Yasutoki died in 1242, having held the regency (shikken) for eighteen years. His two sons had preceded him to the grave, and therefore his grandson, Tsune-toki, became shikken. Tsunetoki resembled his grandfather in many respects, but, as he died in 1246, he had little opportunity of distinguishing himself. Nevertheless, during his brief tenure of power, he took a step which had momentous consequences. It will be remembered that after the murder of Minamoto Sanetomo by his nephew Kugyo, in 1219, some difficulty was experienced in persuading the Imperial Court to appoint a successor to the shogunate, and finally the choice fell upon Fujiwara Yoritsune, then a child of two, who was not actually nominated shogun until 1226. This noble, when (1244) in the twenty-seventh year of his age and the eighteenth of his shogunate, was induced by the regent, Tsunetoki, to resign, the alleged reason being portents in the sky, and a successor was found for him in his son, Yoritsugu.
Yasutoki died in 1242 after serving as regent (shikken) for eighteen years. His two sons had already passed away, so his grandson, Tsunetoki, became shikken. Tsunetoki resembled his grandfather in many ways, but he died in 1246 with little chance to make a name for himself. However, during his short time in power, he took a step that had significant consequences. It’s important to remember that after Minamoto Sanetomo was murdered by his nephew Kugyo in 1219, there was some difficulty in getting the Imperial Court to appoint a successor to the shogunate, and eventually, they chose Fujiwara Yoritsune, who was just two years old at the time, and he wasn’t officially named shogun until 1226. This nobleman, in 1244, at the age of twenty-seven and in the eighteenth year of his shogunate, was persuaded by the regent, Tsunetoki, to step down, with the excuse being signs in the sky, and a successor was found in his son, Yoritsugu.
Now, for many years past the Miura family had ranked next to the Hojo in power and above it in wealth, but the two had always been loyal friends. Some umbrage was given to the Miura at this time, however, owing to the favours enjoyed at the regency by the Adachi family, one of whose ladies was the mother of the two shikken, Tsunetoki and Tokiyori. The situation thus created had its issue in a plot to kill Tokiyori, and to replace him by an uncle unconnected with the Adachi. Whether the Miura family were really involved in this plot, history gives no definite indication; but certainly the ex-shogun, Yoritsune, was involved, and his very marked friendship with Miura Mitsumura could scarcely fail to bring the latter under suspicion. In the end, the Miura mansion was suddenly invested by a Hojo force. Mitsumura and his elder brother, Yasumura, escaped to a temple where, after a stubborn resistance, they and 270 of their vassals committed suicide. No mercy was shown. The Miura were hunted and slaughtered everywhere, their wide, landed estates being confiscated and divided among the Bakufu, the fanes, and the courtiers at Kyoto.
For many years, the Miura family had been powerful, just below the Hojo in influence and above them in wealth, and the two families had always been loyal allies. However, at this time, the Miura felt slighted due to the favors the Adachi family received during the regency, as one of their women was the mother of the two shikken, Tsunetoki and Tokiyori. This situation led to a plot to assassinate Tokiyori and replace him with an uncle who had no connection to the Adachi. There's no clear evidence that the Miura were actually involved in this conspiracy, but it's known that the ex-shogun, Yoritsune, was, and his close friendship with Miura Mitsumura likely raised suspicions about him. Ultimately, the Miura mansion was suddenly attacked by a Hojo force. Mitsumura and his older brother, Yasumura, managed to escape to a temple where, after a fierce fight, they and 270 of their vassals took their own lives. No mercy was shown. The Miura were hunted down and killed everywhere, and their vast estates were confiscated and divided among the Bakufu, the temples, and the courtiers in Kyoto.
The terribly drastic sequel of this affair illustrates the vast power wielded by the Hojo throughout the empire in the thirteenth century. Yoritomo's system of high constables and land-stewards brought almost every part of the country under the effective sway of Kamakura. It is not to be supposed, however, that these high constables and land-stewards were suffered to subject the people within their jurisdiction to arbitrary or extortionate treatment. Not only could complaints of any such abuses count on a fair hearing and prompt redress at the hands of the Bakufu, but also inspectors were despatched, periodically or at uncertain dates, to scrutinize with the utmost vigilance the conduct of the shugo and jito, who, in their turn, had a staff of specially trained men to examine the land survey and adjust the assessment and incidence of taxation.
The drastic aftermath of this situation shows the immense power held by the Hojo throughout the empire in the thirteenth century. Yoritomo's system of high constables and land-stewards brought nearly every part of the country under the effective control of Kamakura. However, it shouldn't be assumed that these high constables and land-stewards were allowed to treat the people in their areas arbitrarily or exploitatively. Any complaints about such abuses could count on a fair hearing and quick resolution from the Bakufu, and inspectors were sent out periodically or at unpredictable times to closely monitor the behavior of the shugo and jito. These officials, in turn, had a team of specially trained individuals to review land surveys and adjust tax assessments and responsibilities.
ENGRAVING: HOJO TOKIYORI
HOJO TOKIYORI
Tokiyori, younger brother of Tsunetoki, held the post of shikken at the time of the Miura tragedy. He had succeeded to the position, in 1246, on the death of Tsunetoki, and he nominally abdicated in 1256, when, in the sequel of a severe illness, he took the tonsure. A zealous believer, from his youth upwards, in the doctrines of the Zen sect of Buddhism, he built a temple called Saimyo-ji among the hills of Kamakura, and retired thither to tend his health—entrusting the office of shikken to a relative, Nagatoki, as his own son, Tokimune, was still of tender age—but continuing himself to administer military and judicial affairs, especially when any criminal or civil case of a complicated or difficult nature occurred. Thus, there was a cloistered regent at Kamakura, just as there had so often been a cloistered Emperor in Kyoto. Tradition has busied itself much with Tokiyori's life. He carried to extreme lengths the virtue of economy so greatly extolled by his grandfather, Yasutoki. Such was the frugality of his mode of life that we read of him searching for fragments of food among the remnants of a meal, so that he might serve them to a friend, and we read, also, of his mother repairing with her own hands the paper covering of a shoji in expectation of a visit from him. He is further said to have disguised himself as an itinerent bonze and to have travelled about the provinces, observing the state of the people and learning their complaints. His experiences, on this pilgrimage read like a romance. Lodging at one time with an aged widow, he learns that she has been robbed of her estate and reduced to painful poverty, a wrong which Tokiyori hastens to redress; at another time his host is an old samurai whose loyal record comes thus to the knowledge of the shikken and is subsequently recognized.
Tokiyori, the younger brother of Tsunetoki, was the shikken at the time of the Miura tragedy. He took over the position in 1246 after Tsunetoki's death and officially stepped down in 1256 when, following a serious illness, he became a monk. A devoted follower of Zen Buddhism from a young age, he built a temple called Saimyo-ji in the hills of Kamakura and retired there to improve his health—passing the shikken duties to his relative, Nagatoki, since his own son, Tokimune, was still quite young. However, he continued to manage military and legal matters, especially when challenging criminal or civil cases arose. So, there was a cloistered regent in Kamakura, much like having a cloistered Emperor in Kyoto. Tradition has focused a lot on Tokiyori's life. He took the virtue of frugality, praised by his grandfather Yasutoki, to an extreme. It’s said that he would search for leftover food among discarded meal remnants to share with a friend. There's also a story of his mother mending the paper covering of a shoji in anticipation of his visit. Additionally, he is said to have disguised himself as a traveling monk and toured the provinces to see how the people were doing and to hear their grievances. His experiences on this pilgrimage resemble a tale. During one stay with an elderly widow, he learns that she has lost her estate and fallen into deep poverty, a situation he quickly works to fix. At another stop, he stays with an old samurai whose history of loyalty comes to Tokiyori's attention, leading to recognition.
But it must be confessed that these tales rest on very slender evidence. Better attested is the story of Aoto Fujitsuna, which illustrates at once the character of Tokiyori and the customs of the time. This Fujitsuna was a man of humble origin but considerable learning. One year, the country being visited by drought, Tokiyori gave rice and money to priests for religious services, and himself worshipped at the shrine of Mishima. These measures were vehemently criticized by Fujitsuna, who described them as enriching the wealthy to help the impoverished. When informed of this, Tokiyori, instead of resenting it, sent for Fujitsuna and nominated him a member of the Court of Recorders,* where he earned the reputation of being one of Japan's greatest judges.** It is related of him that he devoted his whole fortune to objects of charity, and that when Tokiyori, claiming a revelation from heaven, proposed to increase his endowments, his answer was, "Supposing heaven revealed to you that you should put me to death, would you obey?" ***
But it must be admitted that these stories are based on very little evidence. A better-documented tale is that of Aoto Fujitsuna, which showcases both Tokiyori's character and the customs of the time. Fujitsuna came from a humble background but was quite knowledgeable. One year, during a drought, Tokiyori provided rice and money to priests for religious services and worshipped at the Mishima shrine himself. Fujitsuna strongly criticized these actions, stating that they enriched the wealthy at the expense of the poor. When Tokiyori heard this, instead of being angry, he called for Fujitsuna and appointed him as a member of the Court of Recorders,* where he gained a reputation as one of Japan's greatest judges.** It is said that he dedicated his entire fortune to charitable causes and, when Tokiyori, claiming a revelation from heaven, suggested increasing his endowments, he replied, "If heaven told you to put me to death, would you do it?"***
*The Hikitsuke-shii, a body of men who kept the archives of the Man-dokoro and conducted preliminary judicial investigations. It was organized in Tokiyori's, time and from its members the Hyojoshu was recruited.
*The Hikitsuke-shii was a group of men responsible for maintaining the archives of the Man-dokoro and carrying out initial judicial investigations. It was established during Tokiyori's time, and members of this group were recruited into the Hyojoshu.
**The other was Ooka Tadasuke of the Tokugawa period.
**The other was Ooka Tadasuke from the Tokugawa period.
***It is related of this Aoto Fujitsuna that, having dropped a few cash into the Namera River at night, he expended many times the amount in paying torch-bearers to recover the lost coins, his argument being that the money thus expended was merely put into circulation, whereas the dropped money would have been irrevocably lost.
***It's said that Aoto Fujitsuna, after dropping some coins into the Namera River at night, ended up spending a lot more to hire torch-bearers to retrieve the lost coins. His reasoning was that the money spent was just being put back into circulation, while the coins he dropped would have been permanently lost.
Tokiyori, as already related, though he nominally resigned and entered religion in 1256, really held the reins of power until his death, in 1263. Thus the Insei (camera administration) came into being in Kamakura, as it had done previously in Kyoto. There were altogether nine of the Hojo regents, as shown below:
Tokiyori, as previously mentioned, although he officially resigned and entered a religious life in 1256, actually maintained control until his death in 1263. This is how the Insei (retired emperor's administration) was established in Kamakura, similar to its earlier formation in Kyoto. In total, there were nine Hojo regents, as listed below:
(1) Tokimasa 1203-1205
Tokimasa 1203-1205
(2) Yoshitoki 1205-1224
Yoshitoki 1205-1224
(3) Yasutoki 1224-1242
Yasutoki 1224-1242
(4) Tsunetoki 1242-1246
(4) Tsunetoki 1242-1246
(5) Tokiyori 1246-1256 Retired in 1256, but ruled in camera till 1263
(5) Tokiyori 1246-1256 Retired in 1256, but continued to rule behind the scenes until 1263
(6) Tokimune 1256-1284
Tokimune 1256-1284
(7) Sadatoki 1284-1301 Retired in 1301, but ruled in camera till 1311
(7) Sadatoki 1284-1301 Retired in 1301, but continued to rule privately until 1311
(8) Morotoki 1301-1311
(8) Morotoki 1301-1311
(9) Takatoki 1311-1333
Takatoki 1311-1333
The first six of these were men of genius, but neither Tokimasa nor Yoshitoki can be called really great administrators, if in the science of administration its moral aspects be included. The next four, however, from Yasutoki down to Tokimune, are distinctly entitled to a high place in the pages of history. Throughout the sixty years of their sway (1224-1284), the Japanese nation was governed with justice* and clemency rarely found in the records of any medieval State, and it is a strange fact that Japan's debt to these Hojo rulers remained unrecognized until modern times.
The first six were exceptionally talented men, but neither Tokimasa nor Yoshitoki can be considered truly great leaders when you take into account the moral aspects of governance. However, the next four, from Yasutoki to Tokimune, definitely deserve a prominent place in history. During their sixty years in power (1224-1284), the Japanese nation was ruled with a level of justice and mercy that is rarely seen in the records of any medieval state, and it’s surprising that Japan's debt to these Hojo rulers went unacknowledged until recent times.
*It is recorded that the first half of every month in Kamakura was devoted to judicial proceedings, and that at the gate of the Record Office there was hung a bell, by striking which a suitor or petitioner could count on immediate attention.
*It is recorded that the first half of every month in Kamakura was dedicated to legal matters, and that at the entrance of the Record Office there was a bell hung, which a suitor or petitioner could ring to get immediate attention.*
THE SHOGUNS IN KAMAKURA
In the Minamoto's original scheme of government the office of shogun was an administrative reality. Its purpose was to invest the Bakufu chief with permanent authority to command all the military and naval forces throughout the empire for the defence and tranquillization of the country. In that light the shogunate was regarded while it remained in the hands of Yoritomo and his two sons, Yoriie and Sanetomo. But with the death of Sanetomo, in 1219, and the political extinction of the Minamoto family, the shogunate assumed a different character in the eyes of the Minamoto's successors, the Hojo. These latter, not qualified to hold the office themselves, regarded it as a link between Kamakura and Kyoto, and even as a source from which might be derived lawful sanction for opposing the Throne should occasion arise. Therefore they asked the Emperor Go-Toba to nominate one of his younger sons, and on receiving a refusal, they were fain to be content with a member of the Fujiwara family, who had long held the Court in the hollow of their hands. This nomination was never intended to carry with it any real authority. The shoguns were mere puppets. During the interval of 114 years between the death of Sanetomo (1219) and the fall of the Hojo (1333), there were six of these fainéant officials:
In the Minamoto's original government system, the shogun position was a legitimate administrative role. Its purpose was to give the Bakufu leader permanent power to command all military and naval forces in the empire to defend and stabilize the country. During the time it was held by Yoritomo and his two sons, Yoriie and Sanetomo, the shogunate was seen in this light. However, after Sanetomo's death in 1219 and the political decline of the Minamoto family, the shogunate took on a different meaning for their successors, the Hojo. The Hojo, unable to hold the position themselves, viewed it as a connection between Kamakura and Kyoto, and even as a source of legitimacy for challenging the throne if necessary. When they asked Emperor Go-Toba to appoint one of his younger sons and received a refusal, they settled for a member of the Fujiwara family, who had long controlled the court. This appointment was never meant to hold any real power. The shoguns were just figureheads. Between Sanetomo's death in 1219 and the fall of the Hojo in 1333, there were six of these ineffective officials:
Age at Age at
Appn't Depos'n
Age at Age at
Appointment Deposit
Fujiwara Yoritsune, 1219-1244 2 27
Fujiwara Yoritsune, 1219-1244 2 27
Yoritsugu 1244-1252 5 13
Yoritsugu 1244-1252 5 13
Prince Munetaka, 1252-1266 10 24 elder brother of Go-Fukakusa
Prince Munetaka, 1252-1266 10 24 older brother of Go-Fukakusa
Prince Koreyasu, son of Munetaka 1266-1289 3 26
Prince Koreyasu, son of Munetaka 1266-1289 3 26
Prince Hisaakira, son of Go-Fukakusa 1289-1308 13 32
Prince Hisaakira, son of Go-Fukakusa 1289-1308 13 32
Prince Morikuni, son of Hisaakira 1308-1333 7 32
Prince Morikuni, son of Hisaakira 1308-1333 7 32
The record shows that all these officials were appointed at an age when independent thought had not yet become possible, and that they were removed as soon as they began to think for themselves. It will be observed that there is a palpable break in the uniformity of the list. Yoritsugu alone was stripped of office while still in his teens. That was because his father, the ex-shogun, engaged in a plot to overthrow the Hojo. But the incident was also opportune. It occurred just at the time when other circumstances combined to promote the ambition of the Hojo in the matter of obtaining an Imperial prince for shogun. The throne was then occupied by Go-Fukakusa (the eighty-ninth sovereign), a son of Go-Saga (the eighty-eighth sovereign), who, as we shall see, owed his elevation to the influence exercised by Hojo Yasutoki after the Shokyu war. Now it happened that, in 1252, a conspiracy against Go-Saga was found to have been fomented by the head of that branch of the Fujiwara family from which the Kamakura shoguns were taken. The conspiracy was a thing of the past and so were its principal fomenters, but it served as a conclusive reason for not creating another Fujiwara shogun. Prince Munetaka, an elder brother of the reigning Emperor, was chosen, and thus the last four Bakufu shoguns were all of Imperial blood.
The records show that all these officials were appointed at an age when independent thought wasn’t yet possible, and they were removed as soon as they started thinking for themselves. You can see a clear break in the consistency of the list. Yoritsugu was the only one who lost his position while still a teenager. This happened because his father, the former shogun, was involved in a plot to overthrow the Hojo. However, this incident was also timely. It occurred at a moment when other circumstances were aligning to support the Hojo's ambition to secure an Imperial prince as shogun. At that time, the throne was held by Go-Fukakusa (the eighty-ninth sovereign), a son of Go-Saga (the eighty-eighth sovereign), who, as we will see, owed his rise to the influence exerted by Hojo Yasutoki after the Shokyu war. In 1252, it was discovered that a conspiracy against Go-Saga had been instigated by the leader of that branch of the Fujiwara family from which the Kamakura shoguns were drawn. Though the conspiracy was a thing of the past and its main instigators were gone, it provided a solid reason for not establishing another Fujiwara shogun. Prince Munetaka, an elder brother of the reigning Emperor, was selected, making the last four Bakufu shoguns all of Imperial descent.
Their lineage, however, did not avail much as against Bakufu arbitrariness. The Hojo adopted towards the shoguns the same policy as that previously pursued by the Fujiwara towards the sovereigns—appointment during the years of childhood and removal on reaching full manhood.* But the shoguns were not unavenged.
Their lineage, however, didn't hold much weight against the arbitrariness of the Bakufu. The Hojo treated the shoguns in the same way the Fujiwara had treated the sovereigns—appointing them during their childhood and removing them when they reached adulthood.* But the shoguns didn’t go unpunished.
*It is related that when the regent, Sadatoki, in 1289, removed Prince Koreyasu from the office of shogun, he ordered that the bamboo palanquin in which the prince journeyed to Kyoto should be carried with the back in front. The people said that the prince was banished to Kyoto.
*It’s said that when the regent, Sadatoki, in 1289, took Prince Koreyasu out of the shogun position, he ordered that the bamboo palanquin the prince used to travel to Kyoto be carried with the back facing forward. People said that the prince was exiled to Kyoto.*
It was owing to the social influence exercised by their entourage that the frugal and industrious habits of the bushi at Kamakura were gradually replaced by the effeminate pastimes and enervating accomplishments of the Imperial capital. For the personnel and equipage of a shogun's palace at Kamakura differed essentially from those of Hojo regents (shikken) like Yasutoki and his three immediate successors. In the former were seen a multitude of highly paid officials whose duties did not extend to anything more serious than the conservation of forms of etiquette; the custody of gates, doors, and shutters; the care of pavilions and villas; the practice and teaching of polite accomplishments, such as music and versification; dancing, handball, and football; the cultivation of refined archery and equestrianism, and the guarding of the shogun's person.*
It was due to the social influence of their circle that the simple and hardworking habits of the bushi in Kamakura were slowly replaced by the delicate pastimes and draining activities of the Imperial capital. The staff and setup of a shogun's palace in Kamakura were fundamentally different from those of Hojo regents like Yasutoki and his three immediate successors. In the former, there were many well-paid officials whose roles were limited to maintaining etiquette; managing gates, doors, and shutters; looking after pavilions and villas; practicing and teaching social skills like music and poetry; dancing, handball, and football; nurturing sophisticated archery and horseback riding, and protecting the shogun himself.*
*The officials of the shogun's court were collectively called banshu.
*The officials of the shogun's court were collectively known as banshu.*
At the regency, on the other hand, functions of the most arduous character were continuously discharged by a small staff of earnest, unpretentious men, strangers to luxury or leisure and solicitous, primarily, to promote the cause of justice and to satisfy the canons of efficiency. The contrast could not but be demoralizing. Not rapidly or without a struggle, but slowly and inevitably, the poison of bad example permeated Kamakura society, and the sinecures in the shogun's household came to be coveted by the veterans of the Bakufu, who, throughout the peaceful times secured by Hojo rule, found no means of gaining honours or riches in the field, and who saw themselves obliged to mortgage their estates in order to meet the cost of living, augmented by extravagant banquets, fine buildings, and rich garments. Eight times between 1252 and 1330, edicts were issued by the Bakufu fixing the prices of commodities, vetoing costly residences, prohibiting expensive garments, censuring neglect of military arts, and ordering resumption of the old-time sports and exercises. These attempts to check the evil had only very partial success. The vices spread, and "in the complex of factors that led to the downfall of the Bakufu, the ultimate ascendancy of Kyoto's social standards in Kamakura must probably be regarded as the most important."*
At the regency, however, a small group of dedicated, humble men worked tirelessly to handle the most challenging tasks, without any luxury or free time, driven primarily by a desire to promote justice and ensure efficiency. The contrast was undoubtedly demoralizing. Slowly and inevitably, the negative influence of bad examples spread through Kamakura society. The coveted positions in the shogun's household became attractive to the Bakufu veterans, who, during the peaceful years under Hojo rule, had no way of earning honors or wealth on the battlefield and found themselves having to mortgage their lands to cover living expenses, which were inflated by lavish parties, opulent buildings, and expensive clothing. Between 1252 and 1330, the Bakufu issued edicts eight times to regulate prices, ban extravagant homes, prohibit costly clothing, criticize a lack of military training, and encourage the revival of traditional sports and exercises. These efforts to address the issue had only limited success. The vices continued to spread, and "in the complex of factors that led to the downfall of the Bakufu, the ultimate ascendancy of Kyoto's social standards in Kamakura must probably be regarded as the most important."*
*Murdoch's History of Japan.
Murdoch's History of Japan.
THE TWO LINES OF EMPERORS
It is necessary now to turn for a moment to the story of the Imperial city, which, since the appearance of the Bakufu upon the scene, has occupied a very subordinate place in these pages, as it did in fact. Not that there was any outward or visible sign of diminishing importance. All the old administrative machinery remained operative, the old codes of etiquette continued to claim strict observance, and the old functions of government were discharged. But only the shadow of authority existed at Kyoto; the substance had passed effectually to Kamakura. As for the throne, its chiefly remarkable feature was the brevity of its occupation by successive sovereigns:
It’s time to take a moment to focus on the story of the Imperial city, which, since the rise of the Bakufu, has had a very minor role in these pages, just like it did in reality. There wasn't any obvious sign of its decreasing importance. All the old administrative systems were still in place, the traditional rules of etiquette continued to be strictly followed, and the usual government duties were carried out. However, in Kyoto, only the shadow of authority remained; the real power had effectively shifted to Kamakura. As for the throne, its most notable aspect was how briefly it was held by successive rulers:
Order of Succession Name Date
Order of Succession Name Date
77th Sovereign Go-Shirakawa 1156-1158
77th Sovereign Go-Shirakawa 1156-1158
78th " Nijo 1159-1166
78th Nijo 1159-1166
79th " Rokuju 1166-1168
79th " Rokuju 1166-1168
80th " Takakura 1169-1180
80th " Takakura 1169-1180
81st " Antoku 1181-1183
81st Antoku 1181-1183
82nd " Go-Toba 1184-1198
82nd Go-Toba 1184-1198
83rd " Tsuchimikado 1199-1210
83rd Tsuchimikado 1199-1210
84th " Juntoku 1211-1221
84th " Juntoku 1211-1221
85th " Chukyo 1221
85th Chukyo 1221
86th " Go-Horikawa 1221-1232
86th Go-Horikawa 1221-1232
87th " Shijo 1233-1242
87th Shijo 1233-1242
88th " Go-Saga 1243-1246
88th "Go-Saga" 1243-1246
Here are seen twelve consecutive Emperors whose united reigns covered a period of ninety-one years, being an average of seven and one-half years, approximately. It has been shown that Go-Horikawa received the purple practically from the hands of the Hojo in the sequel of the Shokyu disturbance, and the same is true of Go-Saga, he having been nominated from Kamakura in preference to a son of Juntoku, whose complicity in that disturbance had been notorious. Hence Go-Saga's attitude towards Kamakura was always one of deference, increased by the fact that his eldest son, Munetaka, went to Kamakura as shogun, in 1252. Vacating the throne in 1246, he named his second son, Go-Fukakusa, to succeed; and his third, Kameyama, to be Prince Imperial. The former was only three years old when (1246) he became nominal sovereign, and, after a reign of thirteen years, he was compelled (1259) to make way for his father's favourite, Kameyama, who reigned from 1259 to 1274.
Here we see twelve consecutive Emperors whose combined reigns lasted ninety-one years, averaging about seven and a half years each. It's noted that Go-Horikawa received the throne mainly from the Hojo after the Shokyu disturbance, and the same applies to Go-Saga, who was chosen from Kamakura instead of Juntoku's son, who was notoriously involved in that disturbance. As a result, Go-Saga always showed respect towards Kamakura, a feeling heightened by the fact that his oldest son, Munetaka, went to Kamakura as shogun in 1252. After stepping down from the throne in 1246, he appointed his second son, Go-Fukakusa, as his successor, and his third son, Kameyama, as Prince Imperial. Go-Fukakusa was only three years old when he became the nominal sovereign in 1246, and after a thirteen-year reign, he was forced to step aside in 1259 for his father's favorite, Kameyama, who ruled from 1259 to 1274.
To understand what followed, a short genealogical table will assist:
To grasp what came next, a brief family tree will help:
88th Sovereign, Go-Saga (1243-1246)
|
+———————+——————-+
| |
89th, Go-Fukakusa (1246-1259) 90th, Kameyama (1259-1274)
| |
92nd, Fushimi (1287-1298) 91st, Go-Uda (1274-1287)
| |
+——-+——+ +——-+——-+
| | | |
93rd, 95th, 94th, 96th,
Go-Fushimi Hanazono Go-Nijo Go-Daigo
(1298-1301) (1307-1318) (1301-1307) (1318-1339)
| | | |
+——-+——+ +——-+——-+
| |
Jimyo-in family Daikagu-ji Family
(called afterwards Hoku-cho, (called afterwards Nan-cho,
or the Northern Court) or the Southern Court)
88th Sovereign, Go-Saga (1243-1246)
|
+———————+——————-+
| |
89th, Go-Fukakusa (1246-1259) 90th, Kameyama (1259-1274)
| |
92nd, Fushimi (1287-1298) 91st, Go-Uda (1274-1287)
| |
+——-+——+ +——-+——-+
| | | |
93rd, 95th, 94th, 96th,
Go-Fushimi Hanazono Go-Nijo Go-Daigo
(1298-1301) (1307-1318) (1301-1307) (1318-1339)
| | | |
+——-+——+ +——-+——-+
| |
Jimyo-in family Daikagu-ji Family
(called afterwards Hoku-cho, (called afterwards Nan-cho,
or the Northern Court) or the Southern Court)
The cloistered Emperor, Go-Saga, abdicating after a reign of four years, conducted the administration according to the camera system during twenty-six years. It will be observed from the above table that he essayed to hold the balance equally between the families of his two sons, the occupant of the throne being chosen from each alternately. But everything goes to show that he favoured the Kameyama branch. Like Go-Toba, he cherished the hope of seeing the Imperial Court released from the Bakufu shackles, and to that end the alert, enterprising Kameyama seemed better suited than the dull, resourceless Takakura, just as in Go-Toba's eyes Juntoku had appeared preferable to Tsuchimikado.
The cloistered Emperor, Go-Saga, stepped down after a four-year reign, running the administration using the camera system for twenty-six years. It can be seen from the table above that he tried to balance power equally between his two sons' families, choosing the occupant of the throne from each side alternately. However, everything suggests that he favored the Kameyama branch. Like Go-Toba, he hoped to see the Imperial Court freed from the Bakufu's constraints, and for that goal, the energetic and proactive Kameyama seemed better suited than the dull and resource-less Takakura, just as Juntoku had seemed preferable to Tsuchimikado in Go-Toba's eyes.
Dying in 1272, Go-Saga left a will with injunctions that it should be opened in fifty days. It contained provisions destined to have disastrous consequences. One clause entrusted to the Bakufu the duty of deciding whether the administrative power should be placed in the hands of the cloistered Emperor, Go-Fukakusa, or in those of the reigning sovereign, Kameyama. Another provided that a very large property, known as the Chokodo estates, should be inherited by the monarch thus deposed from authority; while a comparatively small bequest went to the depository of power. In framing this curious instrument, Go-Saga doubtless designed to gild the pill of permanent exclusion from the seats of power, believing confidently that the Imperial succession would be secured to Kameyama and his direct descendants. This anticipation proved correct. The Bakufu had recourse to a Court lady to determine the trend of the deceased sovereign's wishes, and the result was that Kameyama triumphed.
Dying in 1272, Go-Saga left a will stating that it should be opened in fifty days. It included provisions that would lead to disastrous consequences. One clause gave the Bakufu the responsibility of deciding whether the administrative power should be given to the cloistered Emperor, Go-Fukakusa, or to the reigning sovereign, Kameyama. Another clause stated that a large property, known as the Chokodo estates, should be inherited by the deposed monarch; meanwhile, a much smaller inheritance went to the current holder of power. In creating this unusual will, Go-Saga likely intended to soften the blow of being permanently excluded from power, confidently believing that the Imperial succession would remain with Kameyama and his direct descendants. This expectation turned out to be correct. The Bakufu consulted a Court lady to ascertain the deceased sovereign's wishes, and the outcome was that Kameyama succeeded.
In the normal order of things the cloistered Emperor Go-Fukakusa would have succeeded to the administrative place occupied by Go-Saga, and a large body of courtiers, whose chances of promotion and emolument depended upon that arrangement, bitterly resented the innovation. The palace became divided into two parties, the Naiho (interior section) and the Inho (camera section), a division which grew more accentuated when Kameyama's son ascended the throne as Go-Uda, in 1274. Go-Fukakusa declared that he would leave his palace and enter a monastery were such a wrong done to his children. Thereupon Kameyama—now cloistered Emperor—submitted the matter to the Bakufu, who, after grave deliberation, decided that Go-Fukakusa's son should be named Crown Prince and should reign in succession to Go-Uda. This ruler is known in history as Fushimi.
In the usual course of events, the cloistered Emperor Go-Fukakusa would have taken over the administrative role held by Go-Saga. A large group of courtiers, whose chances for promotion and benefits depended on that arrangement, strongly resented this change. The palace split into two factions: the Naiho (interior section) and the Inho (camera section), a division that became more pronounced when Kameyama's son became emperor as Go-Uda in 1274. Go-Fukakusa announced that he would leave his palace and enter a monastery if such a wrong was done to his children. In response, Kameyama—now the cloistered Emperor—brought the issue to the Bakufu, which, after careful consideration, decided that Go-Fukakusa's son should be named Crown Prince and would follow Go-Uda on the throne. This ruler is known in history as Fushimi.
Shortly after his accession a sensational event occurred. A bandit made his way during the night into the palace and seizing one of the court ladies, ordered her to disclose the Emperor's whereabouts. The sagacious woman misdirected him, and then hastened to inform the sovereign, who disguised himself as a female and escaped. Arrested by the guards, the bandit committed suicide with a sword which proved to be a precious heirloom of the Sanjo family. Sanjo Sanemori, a former councillor of State, was arrested on suspicion, but his examination disclosed nothing. Then a grand councillor (dainagori) charged the cloistered Emperor, Kameyama, with being privy to the attempt, and Fushimi showed a disposition to credit the charge. Kameyama, however, conveyed to the Bakufu a solemn oath of innocence, with which Fushimi was fain to be ostensibly content. But his Majesty remained unconvinced at heart. He sent to Kamakura a secret envoy with instructions to attribute to Kameyama an abiding desire to avenge the wrongs of Go-Toba and wipe out the Shokyu humiliation. This vengeful mood might find practical expression at anytime, and Fushimi, warned the Bakufu to be on their guard. "As for me," he concluded, "I leave my descendants entirely in the hands of the Hojo. With Kamakura we stand or fall."
Shortly after he took power, a shocking event happened. A bandit sneaked into the palace at night and grabbed one of the court ladies, demanding to know where the Emperor was. The clever woman misled him and quickly went to inform the sovereign, who disguised himself as a woman and managed to escape. The guards caught the bandit, who then committed suicide with a sword that turned out to be a valuable heirloom of the Sanjo family. Sanjo Sanemori, a former state advisor, was arrested under suspicion, but the investigation revealed nothing. Then a senior councillor accused the cloistered Emperor, Kameyama, of being involved in the plot, and Fushimi seemed inclined to believe this accusation. However, Kameyama sent a solemn vow of innocence to the Bakufu, which Fushimi pretended to accept. Deep down, though, he remained unconvinced. He secretly sent a messenger to Kamakura, instructing them to say that Kameyama harbored a lasting desire to avenge Go-Toba’s wrongs and to erase the humiliation of Shokyu. This vengeful attitude could lead to action at any moment, and Fushimi warned the Bakufu to stay alert. "As for me," he concluded, "I completely trust the Hojo with my descendants. Our fate is tied to Kamakura."
How much of this was sincere, how much diplomatic, it is not possible to determine. In Kamakura, however, it found credence. Sadatoki, then regent (shikken), took prompt measures to have Fushimi's son proclaimed Prince Imperial, and, in 1298, he was enthroned as Go-Fushimi. This evoked an indignant protest from the then cloistered Emperor, Go-Uda, and after some consideration the Kamakura regent, Sadatoki, suggested—"directed" would perhaps be a more correct form of speech—that thenceforth the succession to the throne should alternate between the two families descended from Go-Fukakusa and Kameyama, the length of a reign being limited to ten years. Nominally, this arrangement was a mark of deference to the testament of Go-Saga, but in reality it was an astute device to weaken the authority of the Court by dividing it into rival factions. Kamakura's fiat received peaceful acquiescence at first. Go-Uda's eldest son took the sceptre in 1301, under the name of Go-Nijo, and, after seven years, he was succeeded by Fushimi's son, Hanazono, who, in twelve years, made way for Go-Uda's second son, Go-Daigo.
It's impossible to determine how much of this was genuine and how much was diplomatic. However, in Kamakura, it gained acceptance. Sadatoki, who was the regent (shikken) at the time, quickly took steps to have Fushimi's son declared Prince Imperial, and in 1298, he was crowned as Go-Fushimi. This sparked an angry protest from the cloistered Emperor, Go-Uda. After some thought, the Kamakura regent, Sadatoki, suggested—"directed" might be a more accurate term—that from then on, the succession to the throne should alternate between the two families descended from Go-Fukakusa and Kameyama, with each reign limited to ten years. On the surface, this arrangement was a show of respect for Go-Saga’s wishes, but in reality, it was a clever strategy to undermine the authority of the Court by splitting it into competing factions. Initially, Kamakura's decree was peacefully accepted. Go-Uda's eldest son took the throne in 1301 under the name of Go-Nijo, and after seven years, he was succeeded by Fushimi's son, Hanazono, who in twelve years was followed by Go-Uda’s second son, Go-Daigo.
The descendants of Kameyama were called the "Daigaku-ji family," and the descendants of Go-Fukakusa received the name of the "Jimyo-in family." When a member of the latter occupied the throne, the Court enjoyed opulence, owing to its possession of the extensive Chokodo estates; but when the sovereign was of the Daigaku-ji line comparative penury was experienced. There can be little doubt that, throughout the complications antecedent to this dual system, the Fushimi princes acted practically as spies for the Bakufu. After all, the two Imperial families were descended from a common ancestor and should have shrunk from the disgrace of publishing their rivalries. It is true, as we shall presently see, that the resulting complications involved the destruction of the Hojo; but it is also true that they plunged the nation into a fifty years' war.
The descendants of Kameyama were known as the "Daigaku-ji family," while the descendants of Go-Fukakusa were called the "Jimyo-in family." When a member of the latter took the throne, the Court thrived due to the wealth from the extensive Chokodo estates. However, when the sovereign came from the Daigaku-ji line, the Court faced relative poverty. There's little doubt that during the issues leading up to this dual system, the Fushimi princes effectively acted as informants for the Bakufu. After all, both Imperial families descended from a common ancestor and should have avoided the shame of exposing their rivalries. It’s true, as we will see shortly, that these complications led to the downfall of the Hojo; but it’s also true that they dragged the nation into a fifty-year war.
THE FIVE REGENT FAMILIES
It has already been related how, by Yoritomo's contrivance, the post of family—descended from Fujiwara Kanezane—and scions of the Konoe family—descended from Fujiwara Motomichi. This system was subsequently extended at the instance of the Hojo. The second and third sons of Michiiye, grandson of Kanezane, founded the houses of Nijo and Ichijo, respectively; while Kanehira, the second of two grandsons of Motomichi, established the house of Takatsukasa. These five families—Konoe, Kujo, Nijo, Ichijo, and Takatsukasa—were collectively called Go-sekke (the Five Regent Houses) in recognition of the fact that the regent in Kyoto was supposed to be taken from them in succession. The arrangement led to frequent strife with resulting weakness, thus excellently achieving the purpose of its contrivers, the Hojo.
It has already been explained how, through Yoritomo's setup, the position of the family—descended from Fujiwara Kanezane—and descendants of the Konoe family—descended from Fujiwara Motomichi. This system was later expanded at the request of the Hojo. The second and third sons of Michiiye, who was the grandson of Kanezane, founded the Nijo and Ichijo houses, respectively; while Kanehira, the second of Motomichi's two grandsons, established the Takatsukasa house. These five families—Konoe, Kujo, Nijo, Ichijo, and Takatsukasa—were collectively known as Go-sekke (the Five Regent Houses) because the regent in Kyoto was supposed to be chosen from them in turn. This arrangement led to frequent conflicts and resulting weaknesses, which perfectly achieved the goals of its creators, the Hojo.
THE FIRST MONGOL INVASION
The rule of the Hojo synchronized with two events of prime importance the invasion of Japan by a Mongolian army, first in 1274, and subsequently in 1281. Early in the twelfth century, the Emperor of China, which was then under the sway of the Sung dynasty, invited the Golden Tatars to deal with the Khitan Tatars, who held Manchuria, and who, in spite of heavy tribute paid annually by the Sung Court, continually raided northeastern China. The Golden Tatars responded to the invitation by not only expelling the Khitans but also taking their place in Manchuria and subsequently overrunning China, where they established a dynasty of their own from 1115 to 1234.
The rule of the Hojo coincided with two major events: the invasion of Japan by a Mongolian army, first in 1274 and then again in 1281. In the early twelfth century, the Emperor of China, which was then under the control of the Sung dynasty, invited the Golden Tatars to confront the Khitan Tatars, who occupied Manchuria and continually raided northeastern China despite the heavy tribute paid annually by the Sung Court. The Golden Tatars accepted the invitation, not only expelling the Khitans but also taking their place in Manchuria and later invading China, where they established their own dynasty from 1115 to 1234.
These struggles and dynastic changes did not sensibly affect Japan. Her intercourse with the Asiatic continent in those ages was confined mainly to an interchange of visits by Buddhist priests, to industrial enterprise, and to a fitful exchange of commodities. It does not appear that any branch of the Tatars concerned themselves practically about Japan or the Japanese. Ultimately, however, in the first part of the thirteenth century, the Mongols began to sweep down on the Middle Kingdom under the leadership of Jenghiz Khan. They crushed the Golden Tatars, transferred (1264) the Mongol capital from central Asia to Peking (Cambaluc), and, in 1279, under Kublai, completely conquered China. Nearly thirty years before the transfer of the capital to Peking, the Mongols invaded the Korean peninsula, and brought it completely under their sway in 1263, receiving the final submission of the kingdom of Koma, which alone had offered any stubborn resistance.
These struggles and changes in dynasties didn’t really impact Japan. During that time, Japan's interactions with the Asian continent were mostly limited to visits from Buddhist priests, industrial activities, and occasional trade in goods. It didn’t seem like any group of Tatars paid much attention to Japan or the Japanese people. However, in the early part of the 13th century, the Mongols started to move into the Middle Kingdom under the leadership of Genghis Khan. They defeated the Golden Tatars, moved the Mongol capital from Central Asia to Beijing (formerly known as Cambaluc) in 1264, and completely conquered China in 1279 under Kublai Khan. Nearly thirty years before the capital was moved to Beijing, the Mongols invaded the Korean peninsula, bringing it fully under their control by 1263 after the kingdom of Koma, which had put up the only significant resistance, finally submitted.
It is probable that Kublai's ambition, whetted by extensive conquests, would have turned in the direction of Japan sooner or later, but tradition indicates that the idea of obtaining the homage of the Island Empire was suggested to the great Khan by a Korean traveller in 1265. Kublai immediately acted on the suggestion. He sent an embassy by way of Korea, ordering the Koma sovereign to make arrangements for the transport of the envoys and to re-enforce them with a Korean colleague. A tempest interrupted this essay, and it was not repeated until 1268, when the Khan's messengers, accompanied by a Korean suite, crossed safely to Chikuzen and delivered to the Dazai-fu a letter from Kublai with a covering despatch from the Korean King. The Korean sovereign's despatch was plainly inspired by a desire to avert responsibility from himself. He explained that in transporting the embassy he acted unavoidably, but that, in sending it, the Khan was not actuated by any hostile feeling, his sole purpose being to include Japan in the circle of his friendly tributaries.
It’s likely that Kublai’s ambition, fueled by his extensive conquests, would have eventually turned toward Japan sooner or later, but tradition suggests that the idea of gaining the allegiance of the Island Empire was brought to the great Khan’s attention by a Korean traveler in 1265. Kublai immediately took action on this suggestion. He sent an embassy through Korea, instructing the Koma sovereign to facilitate the transport of the envoys and to reinforce them with a Korean colleague. A storm interrupted this attempt, and it wasn’t tried again until 1268, when the Khan’s messengers, along with a Korean entourage, successfully crossed to Chikuzen and delivered a letter from Kublai to the Dazai-fu, along with a covering dispatch from the Korean King. The Korean sovereign's dispatch clearly aimed to shift the responsibility away from himself. He explained that his involvement in transporting the embassy was unavoidable, but emphasized that the Khan’s intent wasn’t hostile; his only goal was to bring Japan into the fold of his friendly tributaries.
In short, the Koma prince—he no longer could properly be called a monarch—would have been only too pleased to see Japan pass under the Mongol yoke as his own kingdom had already done. Kublai's letter, however, though not deliberately arrogant, could not be construed in any sense except as a summons to send tribute-bearing envoys to Peking. He called himself "Emperor" and addressed the Japanese ruler as "King;" instanced, for fitting example, the relation between China and Korea, which he described at once as that of lord and vassal and that of parent and child, and predicated that refusal of intercourse would "lead to war."
In short, the Koma prince—who could no longer truly be called a monarch—would have been more than happy to see Japan come under Mongol control, just like his own kingdom had. Kublai's letter, though not intentionally arrogant, could only be interpreted as a demand for the Japanese ruler to send envoys with tribute to Peking. He referred to himself as "Emperor" and addressed the ruler of Japan as "King," using the example of the relationship between China and Korea, which he described as both lord and vassal and parent and child, and warned that refusing to engage would "lead to war."
The Japanese interpreted this to be an offer of suzerainty or subjugation. Two courses were advocated; one by Kyoto, the other by Kamakura. The former favoured a policy of conciliation and delay; the latter, an attitude of contemptuous silence. Kamakura, of course, triumphed. After six months' retention the envoys were sent away without so much as a written acknowledgment. The records contain nothing to show whether this bold course on the part of the Bakufu had its origin in ignorance of the Mongol's might or in a conviction of the bushi's fighting superiority. Probably both factors were operative; for Japan's knowledge of Jenghiz and his resources reached her chiefly through religious channels, and the fact that Koreans were associated with Mongols in the mission must have tended to lower the affair in her estimation. Further, the Japanese had been taught by experience the immense difficulties of conducting oversea campaigns, and if they understood anything about the Mongols, it should have been the essentially non-maritime character of the mid-Asian conquerors.
The Japanese saw this as either an offer of control or submission. Two approaches were suggested: one by Kyoto and the other by Kamakura. Kyoto favored a strategy of diplomacy and delay, while Kamakura took a stance of dismissive silence. In the end, Kamakura won out. After six months, the envoys were sent away without even a written acknowledgment. Records don’t show whether this bold choice by the Bakufu stemmed from ignorance of the Mongol strength or a belief in the martial superiority of the bushi. Likely, both reasons played a role; Japan’s understanding of Jenghiz and his power largely came through religious channels, and the involvement of Koreans with the Mongols could have diminished the significance of the situation in Japan’s eyes. Additionally, the Japanese had learned from experience how challenging overseas campaigns could be, and if they knew anything about the Mongols, it should have been that these mid-Asian conquerors were not primarily naval warriors.
By Kublai himself that defect was well appreciated. He saw that to carry a body of troops to Japan, the seagoing resources of the Koreans must be requisitioned, and on the bootless return of his first embassy, he immediately issued orders to the Koma King to build one thousand ships and mobilize forty thousand troops. In vain the recipient of these orders pleaded inability to execute them. The Khan insisted, and supplemented his first command with instructions that agricultural operations should be undertaken on a large scale in the peninsula to supply food for the projected army of invasion. Meanwhile he despatched embassy after embassy to Japan, evidently being desirous of carrying his point by persuasion rather than by force. The envoys invariably returned re infecta. On one occasion (1269), a Korean vessel carried off two Japanese from Tsushima and sent them to Peking. There, Kublai treated them kindly, showed them his palace as well as a parade of his troops, and sent them home to tell what they had seen. But the Japanese remained obdurate, and finally the Khan sent an ultimatum, to which Tokimune, the Hojo regent, replied by dismissing the envoys forthwith.
By Kublai himself, that issue was clearly recognized. He understood that, to send an army to Japan, the Koreans' naval resources needed to be called upon, and after the unsuccessful return of his first embassy, he immediately ordered the Koma King to build one thousand ships and mobilize forty thousand troops. Despite the recipient of these orders insisting that he couldn’t comply, the Khan pressed on, adding that large-scale agricultural operations should be started in the peninsula to provide food for the intended invasion force. Meanwhile, he sent multiple embassies to Japan, clearly hoping to achieve his goals through persuasion rather than force. The envoys consistently returned with nothing accomplished. On one occasion (1269), a Korean ship captured two Japanese from Tsushima and brought them to Peking. There, Kublai treated them well, showed them his palace, as well as a display of his troops, and sent them back home to share what they had experienced. However, the Japanese remained unyielding, and eventually, the Khan issued an ultimatum, to which Tokimune, the Hojo regent, responded by sending the envoys away immediately.
War was now inevitable. Kublai massed 25,000 Mongol braves in Korea, supplemented them with 15,000 Korean troops, and embarking them in a flotilla of 900 vessels manned by 8000 Koreans, launched this paltry army against Japan in November, 1274. The armada began by attacking Tsushima and Iki, islands lying in the strait that separates the Korean peninsula from Japan. In Tsushima, the governor, So Sukekuni,* could not muster more than two hundred bushi. But these two hundred fought to the death, as did also the still smaller garrison of Iki. Before the passage of the narrow strait was achieved, the invaders must have lost something of their faith in the whole enterprise. On November 20th, they landed at Hako-zaki Gulf in the province of Chikuzen There they were immediately assailed by the troops of five Kyushu chieftains. What force the latter represented there is no record, but they were certainly less numerous than the enemy. Moreover, the Yuan army possessed a greatly superior tactical system. By a Japanese bushi the battle-field was regarded as an arena for the display of individual prowess, not of combined force. The Mongols, on the contrary, fought in solid co-operation, their movements directed by sound of drum from some eminence where the commander-in-chief watched the progress of the fight. If a Japanese approached to defy one of them to single combat, they enveloped and slew him. Further, at close quarters they used light arms dipped in poison, and for long-range purposes they had powerful crossbows, which quite outclassed the Japanese weapons. They were equipped also with explosives which they fired from metal tubes, inflicting heavy loss on the Japanese, who were demoralized by such an unwonted weapon. Finally, they were incomparable horsemen, and in the early encounters they put the Japanese cavalry out of action by raising with drums and gongs a din that terrified the latter's horses. But, in spite of all these disadvantages, the Japanese fought stubbornly. Whenever they got within striking distance of the foe, they struck desperately, and towards evening they were able to retire in good order into cover "behind the primitive fortifications of Mizuki raised for Tenchi Tenno by Korean engineers six centuries before."
War was now unavoidable. Kublai gathered 25,000 Mongol warriors in Korea, added 15,000 Korean soldiers, and loaded them onto a fleet of 900 ships manned by 8,000 Koreans, launching this small army against Japan in November 1274. The fleet started by attacking Tsushima and Iki, islands in the strait separating the Korean peninsula from Japan. In Tsushima, the governor, So Sukekuni,* could only gather about two hundred bushi. But those two hundred fought to the death, as did the even smaller garrison in Iki. Before they crossed the narrow strait, the invaders must have started to doubt the whole venture. On November 20th, they landed at Hako-zaki Gulf in the province of Chikuzen, where they were immediately attacked by the forces of five Kyushu chieftains. There’s no record of the strength of these troops, but they were certainly outnumbered by the enemy. Additionally, the Yuan army had a far superior tactical system. For a Japanese bushi, the battlefield was a place to showcase individual skill, not teamwork. In contrast, the Mongols fought in tight coordination, their moves directed by the beat of a drum from a high point where the commander-in-chief watched the battle unfold. If a Japanese warrior came up to challenge one of them to a duel, they surrounded and killed him. Furthermore, in close combat, they used light weapons coated in poison, and for long-range attacks, they had powerful crossbows that easily surpassed Japanese weapons. They were also equipped with explosives fired from metal tubes, causing significant casualties among the Japanese, who were thrown into chaos by such an unusual weapon. Lastly, they were exceptional horsemen, and in early skirmishes, they neutralized the Japanese cavalry by creating a noise with drums and gongs that frightened the enemy's horses. But despite all these disadvantages, the Japanese fought fiercely. Whenever they got within striking distance, they attacked desperately, and by evening, they managed to retreat in good order behind "the primitive fortifications of Mizuki built for Tenchi Tenno by Korean engineers six centuries before."
*Grandson of Taira no Tomomori, admiral of the Hei fleet in the battle of Dan-no-ura.
*Grandson of Taira no Tomomori, the admiral of the Hei fleet in the battle of Dan-no-ura.*
ENGRAVING: REPULSE OF THE MONGOL INVADERS (From a scroll painting in possession of the Imperial Household)
ENGRAVING: REPULSE OF THE MONGOL INVADERS (From a scroll painting owned by the Imperial Household)
That night the west coast of Kyushu was menaced by one of those fierce gales that rage from time to time in sub-tropical zones. The Korean pilots knew that their ships could find safety in the open sea only. But what was to be done with the troops which had debarked? Had their commanders seen any certain hope of victory, they would not have hesitated to part temporarily from the ships. The day's fighting, however, appears to have inspired a new estimate of the bushi's combatant qualities. It was decided to embark the Yuan forces and start out to sea. For the purpose of covering this movement, the Hakozaki shrine and some adjacent hamlets were fired, and when morning dawned the invaders' flotilla was seen beating out of the bay. One of their vessels ran aground on Shiga spit at the north of the haven and several others foundered at sea, so that when a tally was finally called, 13,200 men did not answer to their names. As to what the Japanese casualties were, there is no information.
That night, the west coast of Kyushu faced one of those intense storms that occasionally hit sub-tropical areas. The Korean pilots knew their ships could only find safety in the open sea. But what about the troops that had disembarked? If their commanders had seen any real chance of victory, they wouldn't have hesitated to leave the ships temporarily. However, the day's fighting seems to have changed their view of the bushi's fighting abilities. It was decided to get the Yuan forces back on board and head out to sea. To cover this movement, the Hakozaki shrine and some nearby villages were set on fire, and when morning came, the invaders' fleet was seen leaving the bay. One of their ships ran aground on Shiga spit to the north of the harbor, and several others sank at sea, so when a roll call was finally done, 13,200 men were missing. There's no information on the Japanese casualties.
THE SECOND MONGOL INVASION
Of course Kublai did not acknowledge this as a defeat at the hands of the Japanese. On the contrary, he seems to have imagined that the fight had struck terror into the hearts of the islanders by disclosing their faulty tactics and inferior weapons. He therefore sent another embassy, which was charged to summon the King of Japan to Peking, there to do obeisance to the Yuan Emperor. Kamakura's answer was to decapitate the five leaders of the mission and to pillory their heads outside the city. Nothing, indeed, is more remarkable than the calm confidence shown at this crisis by the Bakufu regent, Tokimune. His country's annalists ascribe that mood to faith in the doctrines of the Zen sect of Buddhism; faith which he shared with his father, Tokiyori, during the latter's life. The Zen priests taught an introspective philosophy. They preached that life springs from not-living, indestructibility from destruction, and that existence and non-existence are one in reality. No creed could better inspire a soldier.
Of course, Kublai didn't see this as a defeat at the hands of the Japanese. On the contrary, he seemed to believe that the battle had terrified the islanders by exposing their poor tactics and inferior weapons. He then sent another mission, tasked with summoning the King of Japan to Peking to pay respect to the Yuan Emperor. Kamakura's response was to execute the five leaders of the mission and display their heads on poles outside the city. Nothing is more striking than the calm confidence shown during this crisis by the Bakufu regent, Tokimune. His country's historians attribute that confidence to faith in the doctrines of the Zen sect of Buddhism, a belief he shared with his father, Tokiyori, during his life. The Zen priests taught a reflective philosophy. They preached that life comes from not living, indestructibility comes from destruction, and that existence and non-existence are essentially the same. No belief could better motivate a soldier.
It has been suggested that Tokimune was not guided in this matter solely by religious instincts: he used the Zen-shu bonzes as a channel for obtaining information about China. Some plausibility is given to that theory by the fact that he sat, first, at the feet of Doryu, originally a Chinese priest named Tao Lung, and that on Doryu's death he invited (1278) from China a famous bonze, Chu Yuan (Japanese, Sogen), for whose ministrations the afterwards celebrated temple Yengaku-ji was erected. Sogen himself, when officiating at the temple of Nengjen, in Wenchow, had barely escaped massacre at the hands of the Mongols, and he may not have been averse to acting as a medium of information between China and Kamakura.
It has been suggested that Tokimune wasn't motivated in this situation solely by religious feelings: he used the Zen-shu monks as a way to gather information about China. This theory is supported by the fact that he initially studied under Doryu, who was originally a Chinese priest named Tao Lung, and that after Doryu's death, he invited a famous monk from China, Chu Yuan (Japanese, Sogen), in 1278 to provide his services, which led to the construction of the later renowned temple Yengaku-ji. Sogen himself, while serving at the temple of Nengjen in Wenchow, had narrowly escaped being killed by the Mongols, so he might not have been opposed to acting as a source of information between China and Kamakura.
Tokimune's religious fervour, however, did not interfere with his secular preparations. In 1280, he issued an injunction exhorting local officials and vassals (go-kenin) to compose all their dissensions and work in unison. There could be no greater crime, the document declared, then to sacrifice the country's interests on the altar of personal enmities at a time of national crisis. Loyal obedience on the part of vassals, and strict impartiality on the side of high constables—these were the virtues which the safety of the State demanded, and any neglect to practise them should be punished with the utmost severity. This injunction was issued in 1280, and already steps had been taken to construct defensive works at all places where the Mongols might effect a landing—at Hakozaki Bay in Kyushu; at Nagato, on the northern side of the Shimonoseki Strait; at Harima, on the southern shore of the Inland Sea; and at Tsuruga, on the northwest of the main island. Among these places, Hakozaki and Nagato were judged to be the most menaced, and special offices, after the nature of the Kyoto tandai, were established there.
Tokimune's religious zeal, however, did not get in the way of his practical preparations. In 1280, he issued a directive urging local officials and vassals (go-kenin) to settle all their disputes and work together. The document stated that there could be no greater crime than sacrificing the nation's interests for personal grudges during a time of national crisis. Loyal obedience from vassals and strict neutrality from high constables were the virtues that the safety of the State required, and any failure to uphold them should be punished harshly. This directive was issued in 1280, and steps had already been taken to build defensive structures at all locations where the Mongols might land—at Hakozaki Bay in Kyushu; at Nagato, on the northern side of the Shimonoseki Strait; at Harima, on the southern shore of the Inland Sea; and at Tsuruga, on the northwest of the main island. Among these locations, Hakozaki and Nagato were considered the most threatened, and special offices, similar to the Kyoto tandai, were established there.
ENGRAVING: HOJO TOKIMUNE
Seven years separated the first invasion from the second. It was not of deliberate choice that Kublai allowed so long an interval to elapse. The subjugation of the last supporters of the Sung dynasty in southern China had engrossed his attention, and with their fall he acquired new competence to prosecute this expedition to Japan, because while the Mongolian boats were fit only for plying on inland waters, the ships of the southern Chinese were large, ocean-going craft. It was arranged that an army of 100,000 Chinese and Mongols should embark at a port in Fuhkien opposite the island of Formosa, and should ultimately form a junction in Tsushima Strait with an armada of 1000 Korean ships, carrying, in addition to their crews, a force of 50,000 Mongols and 20,000 Koreans.
Seven years passed between the first invasion and the second. Kublai didn't intentionally let so much time go by. He was focused on defeating the last supporters of the Sung dynasty in southern China, and with their defeat, he gained the capability to pursue the expedition to Japan. While Mongolian boats were only suitable for navigating inland waters, the ships from southern China were large, ocean-going vessels. It was organized for an army of 100,000 Chinese and Mongols to set sail from a port in Fuhkien across from the island of Formosa, and eventually join up in Tsushima Strait with an armada of 1,000 Korean ships, which would also carry, alongside their crews, a force of 50,000 Mongols and 20,000 Koreans.
But before launching this formidable host, Kublai made a final effort to compass his end without fighting. In 1280, he sent another embassy to Japan, announcing the complete overthrow of the Sung dynasty, and summoning the Island Empire to enter into friendly relations. Kamakura's answer was to order the execution of the envoys at the place where they had landed, Hakata in Chikuzen. Nothing now remained except an appeal to force. A weak point in the Yuan strategy was that the two armadas were not operated in unison. The Korean fleet sailed nearly a month before that from China. It would seem that the tardiness of the latter was not due wholly to its larger dimensions, but must be attributed in part to its composition. A great portion of the troops transported from China were not Mongols, but Chinese, who had been recently fighting against the Yuan, and whose despatch on a foreign campaign in the service of their victors suggested itself as a politic measure. These men were probably not averse to delay and certainly cannot have been very enthusiastic.
But before launching this powerful force, Kublai made one last attempt to achieve his goals without resorting to battle. In 1280, he sent another group of ambassadors to Japan, announcing the complete defeat of the Sung dynasty and inviting the Island Empire to form friendly relations. Kamakura's response was to order the execution of the envoys right where they landed, in Hakata, Chikuzen. With that, there was nothing left to do but appeal to force. A weak point in the Yuan strategy was that the two fleets were not coordinated. The Korean fleet set sail nearly a month before the one from China. It seems that the delay of the latter was not entirely due to its larger size but also because of its composition. Many of the troops sent from China were not Mongols but Chinese who had recently fought against the Yuan, and sending them on a foreign campaign to serve their conquerors seemed like a smart move. These men were probably not eager for action and likely were not very motivated.
In May, 1281, the flotilla from Korea appeared off Tsushima. Unfortunately, the annals of medieval Japan are singularly reticent as to the details of battles. There are no materials for constructing a story of the events that occurred on the Tsushima shores, more than six centuries ago. We do not even know what force the defenders of the island mustered. But that they were much more numerous than on the previous occasion, seven years before, is certain. Already, in 1280, Tokimune had obtained from Buddhist sources information of the Mongol preparations—preparations so extensive that the felling of timber to make ships inspired a Chinese poem in which the green hills were depicted as mourning for their trees—and he would not have failed to garrison strongly a position so cardinal as the midchannel island of Tsushima. It was not reduced. The enemy were able to effect a lodgement, but could not overrun the island or put its defenders to the sword, as had been done in 1274. The Korean ships remained at Tsushima awaiting the arrival of the Chinese flotilla. They lost three thousand men from sickness during this interval, and were talking of retreat when the van of the southern armada hove in sight. A junction was effected off the coast of Iki island, and the garrison of this little place having been destroyed on June 10th, the combined forces stood over towards Kyushu and landed at various places along the coast of Chikuzen, making Hakozaki Bay their base.
In May 1281, the fleet from Korea showed up near Tsushima. Sadly, the records of medieval Japan are pretty sparse when it comes to the details of battles. There’s not much to piece together a story of what happened on the shores of Tsushima more than six centuries ago. We don't even know how many defenders were on the island. However, it’s certain that they were far more numerous than seven years earlier. In 1280, Tokimune had already received information from Buddhist sources about the Mongol preparations—preparations so vast that the cutting down of trees for shipbuilding inspired a Chinese poem that depicted the green hills mourning their felled trees. Tokimune would have made sure to strongly fortify such a crucial location as Tsushima. The island wasn’t taken. The enemy managed to get a foothold, but they couldn’t completely take over the island or eliminate its defenders, unlike what happened in 1274. The Korean ships stayed at Tsushima waiting for the Chinese fleet. They lost three thousand men to sickness during this time and were considering retreat when the front of the southern armada appeared on the horizon. They joined forces off the coast of Iki Island, and after the garrison there was destroyed on June 10th, the combined forces moved toward Kyushu and landed at various locations along the Chikuzen coast, making Hakozaki Bay their base.
Such a choice of locality was bad, for it was precisely along the shores of this bay that the Japanese had erected fortifications. They were not very formidable fortifications, it is true. The bushi of these days knew nothing about bastions, curtains, glacis, or cognate refinements of military engineering. They simply built a stone wall to block the foe's advance, and did not even adopt the precaution of protecting their flanks. But neither did they fall into the error of acting entirely on the defensive. On the contrary, they attacked alike on shore and at sea. Their boats were much smaller than those of the invaders, but the advantage in dash and daring was all on the side of the Japanese. So furious were their onsets, and so deadly was the execution they wrought with their trenchant swords at close quarters, that the enemy were fain to lash their ships together and lay planks between them for purposes of speedy concentration. It is most improbable that either the Korean or the Chinese elements of the invading army had any heart for the work, whereas on the side of the defenders there are records of whole families volunteering to serve at the front. During fifty-three days the campaign continued; that is to say, from June 23rd, when the first landing was effected, until August 14th, when a tornado swept off the face of the sea the main part of the Yuan armada.
Choosing this location was a poor decision because it was right along the shores of this bay that the Japanese had built fortifications. They weren't very strong fortifications, it's true. The soldiers of that time didn't know much about bastions, curtains, glacis, or other advanced military construction techniques. They simply built a stone wall to stop the enemy's advance and didn't take the extra step of protecting their sides. However, they also didn’t make the mistake of being purely defensive. On the contrary, they attacked both on land and at sea. Their boats were much smaller than those of the invaders, but the Japanese had the advantage in speed and bravery. Their assaults were so fierce and their sword skills so deadly up close that the enemy had to tie their ships together and lay planks between them for quick regrouping. It's very unlikely that either the Korean or Chinese parts of the invading army were very motivated, while records show that whole families from the defenders' side volunteered to fight at the front. The campaign lasted fifty-three days; that is, from June 23rd, when the first landing occurred, until August 14th, when a tornado swept away most of the Yuan fleet.
No account has been preserved, either traditionally or historically, of the incidents or phases of the long fight. We know that the invaders occupied the island of Hirado and landed in Hizen a strong force intended to turn the flank of the Hakozaki Bay parapet. We know, inferentially, that they never succeeded in turning it. We know that, after nearly two months of incessant combat, the Yuan armies had made no sensible impression on the Japanese resistance or established any footing upon Japanese soil. We know that, on August the 14th and 15th, there burst on the shores of Kyushu a tempest which shattered nearly the whole of the Chinese flotilla. And we know that the brunt of the loss fell on the Chinese contingent, some twelve thousand of whom were made slaves. But no such momentous chapter of history has ever been traced in rougher outlines. The annalist is compelled to confine himself to marshalling general results. It was certainly a stupendous disaster for the Yuan arms. Yet Kublai was not content; he would have essayed the task again had not trouble nearer home diverted his attention from Japan. The Island Empire had thus the honour of being practically the only state in the Orient that did not present tribute to the all-conquering Mongols.
No records have been kept, either traditionally or historically, of the events or stages of the long struggle. We know that the invaders took over Hirado Island and landed in Hizen with a strong force meant to outflank the Hakozaki Bay fortifications. We can infer that they never managed to do so. We also know that, after almost two months of nonstop fighting, the Yuan armies had made no significant impact on the Japanese resistance or established any presence on Japanese soil. On August 14th and 15th, a storm hit Kyushu's shores, destroying almost the entire Chinese fleet. The majority of the casualties were from the Chinese forces, with around twelve thousand taken as slaves. Yet no important account of this chapter in history has ever been outlined in rough detail. The historian is forced to focus on summarizing the general results. It was undoubtedly a massive defeat for the Yuan forces. However, Kublai was not satisfied; he would have tried again if not for troubles closer to home that drew his attention away from Japan. The Island Empire thus had the distinction of being practically the only state in the East that did not pay tribute to the all-conquering Mongols.
But, by a strangely wayward fate, these victories over a foreign invader brought embarrassment to the Hojo rulers rather than renown. In the first place, there could not be any relaxation of the extraordinary preparations which such incidents dictated. Kublai's successor, Timur, lost no time in countermanding all measures for a renewed attack on Japan, and even adopted the plan of commissioning Buddhist priests to persuade the Bakufu of China's pacific intentions. One of these emissaries, Nei-issan (Chinese pronunciation, Ning I-shan), settled permanently in Japan, and his holy ministrations as a Zen-shu propagandist won universal respect. But the Bakufu did not relax their precautions, and for more than a score of years a heavy burden of expense had to be borne on this account.
But, by a strangely unpredictable fate, these victories over a foreign invader brought embarrassment to the Hojo rulers instead of fame. First of all, there couldn't be any easing of the extraordinary preparations that such events required. Kublai's successor, Timur, quickly canceled all plans for another attack on Japan and even decided to send Buddhist priests to convince the Bakufu of China's peaceful intentions. One of these messengers, Nei-issan (Chinese pronunciation, Ning I-shan), settled permanently in Japan, and his holy work as a Zen-shu propagandist earned him widespread respect. However, the Bakufu did not let up on their precautions, and for more than twenty years, they had to bear a heavy burden of expenses because of it.
Further, when the wave of invasion broke on the shores of Kyushu, the Court in Kyoto set the example of appealing to the assistance of heaven. Prayers were offered, liturgies were chanted, and incense was burned at many temples and shrines throughout the empire. Several of the priests did not hesitate to assert that their supplications had elicited signs and portents indicating supernatural aid. Rich rewards were bestowed in recognition of these services, whereas, on the contrary, the recompense given to the soldiers who had fought so gallantly and doggedly to beat off a foreign foe was comparatively petty. Means of recompensing them were scant. When Yoritomo overthrew the Taira, the estates of the latter were divided among his followers and co-operators. After the Shokyu disturbance, the property of the Court nobles served a similar purpose. But the repulse of the Mongols brought no access of wealth to the victors, and for the first time military merit had to go unrequited while substantial grants were made to the servants of religion. The Bakufu, fully conscious of this dangerous discrepancy, saw no resource except to order that strict surveys should be made of many of the great estates, with a view to their delimitation and reduction, if possible. This, however, was a slow progress, and the umbrage that it caused was more than commensurate with the results that accrued. Thus, to the Bakufu the consequences of a war which should have strengthened allegiance and gratitude were, on the contrary, injurious and weakening.
Furthermore, when the wave of invasion hit the shores of Kyushu, the Court in Kyoto led the way in seeking help from heaven. Prayers were offered, services were chanted, and incense was burned at many temples and shrines across the empire. Some priests boldly claimed that their prayers had brought forth signs and omens of divine assistance. Generous rewards were given for these religious services, while, in contrast, the compensation for the soldiers who fought bravely against the foreign invaders was relatively small. There were few ways to reward them. When Yoritomo defeated the Taira, he distributed their estates among his supporters and allies. After the Shokyu disturbance, the property of the court nobles was used in a similar way. However, the defeat of the Mongols brought no influx of wealth to the victors, and for the first time, military achievements went unrecognized while significant grants were given to religious servants. The Bakufu, fully aware of this troubling disparity, saw no option but to order thorough surveys of many of the large estates to delineate and possibly reduce them. This process, however, was slow, and the resentment it caused far outweighed the results achieved. Thus, for the Bakufu, the fallout from a war that should have reinforced loyalty and gratitude instead proved damaging and weakening.
ENGRAVING: FIVE STRING BIWA (JAPANESE MANDOLIN)
ENGRAVING: KOTO, 13-STRINGED HORIZONTAL HARP
CHAPTER XXVIII
ART, RELIGION, LITERATURE, CUSTOMS, AND COMMERCE IN THE KAMAKURA PERIOD
ART
From the establishment of the Bakufu, Japanese art separated into two schools, that of Kamakura and that of Kyoto. The latter centered in the Imperial Court, the former in the Court of the Hojo. Taken originally from Chinese masters of the Sui and Tang dynasties, the Kyoto art ultimately developed into the Japanese national school, whereas the Kamakura art, borrowed from the academies of Sung and Yuan, became the favourite of the literary classes and preserved its Chinese traditions. Speaking broadly, the art of Kyoto showed a decorative tendency, whereas that of Kamakura took landscape and seascape chiefly for motives, and, delighting in the melancholy aspects of nature, appealed most to the student and the cenobite. This distinction could be traced in calligraphy, painting, architecture, and horticulture. Hitherto penmanship in Kyoto had taken for models the style of Kobo Daishi and Ono no Tofu. This was called o-ie-fu (domestic fashion), and had a graceful and cursive character. But the Kamakura calligraphists followed the pure Chinese mode (karayo), as exemplified by the Buddhist priests, Sogen (Chu Yuan) and Ichinei (I Ning).
From the time the Bakufu was established, Japanese art split into two main schools: one based in Kamakura and the other in Kyoto. The Kyoto school was centered around the Imperial Court, while the Kamakura school was associated with the Hojo Court. Initially influenced by Chinese masters from the Sui and Tang dynasties, Kyoto art eventually evolved into the Japanese national style. In contrast, Kamakura art, which drew from the Sung and Yuan academies, became popular among the literary elite and maintained its Chinese roots. Generally speaking, Kyoto art had a decorative style, while Kamakura art focused mainly on landscapes and seascapes, often reflecting a melancholic view of nature, which resonated more with scholars and monastics. This difference was evident in calligraphy, painting, architecture, and gardening. Until then, calligraphy in Kyoto was inspired by the styles of Kobo Daishi and Ono no Tofu, known as o-ie-fu (domestic fashion), characterized by elegance and fluidity. On the other hand, Kamakura calligraphers adhered to the traditional Chinese style (karayo), as demonstrated by the Buddhist priests Sogen (Chu Yuan) and Ichinei (I Ning).
In Kyoto, painting was represented by the schools of Koze, Kasuga, Sumiyoshi, and Tosa; in Kamakura, its masters were Ma Yuan, Hsia Kwei, and Mu Hsi, who represented the pure Southern Academy of China, and who were followed by Sesshu, Kao, and Shubun. So, too, the art of horticulture, though there the change was a transition from the stiff and comparatively artificial fashion of the no-niwa (moor garden) to the pure landscape park, ultimately developed into a Japanese specialty. Tradition ascribes to a Chinese bonze, who called himself Nei-issan (or Ichinei), the planning of the first landscape garden, properly so designated in Japan. He arrived in Kyushu, under the name of I Ning, as a delegate from Kublai Khan in the days of Hojo Sadatoki, and was banished, at first, to the province of Izu. Subsequently, however, the Bakufu invited him to Kamakura and assigned the temple Kencho-ji for his residence and place of ministrations. It was there that he designed the first landscape garden, furnishing suggestions which are still regarded as models.
In Kyoto, painting was represented by the schools of Koze, Kasuga, Sumiyoshi, and Tosa; in Kamakura, its masters were Ma Yuan, Hsia Kwei, and Mu Hsi, who represented the pure Southern Academy of China, followed by Sesshu, Kao, and Shubun. Similarly, the art of horticulture experienced a transition from the rigid and somewhat artificial style of the no-niwa (moor garden) to the natural landscape park, ultimately becoming a Japanese specialty. Tradition attributes the design of the first landscape garden in Japan to a Chinese monk named Nei-issan (or Ichinei). He arrived in Kyushu as a delegate from Kublai Khan during the time of Hojo Sadatoki and was initially exiled to the province of Izu. However, the Bakufu later invited him to Kamakura and assigned him to the Kencho-ji temple for his residence and ministry. It was there that he designed the first landscape garden, providing ideas that are still considered models today.
LITERATURE
The conservatism of the Imperial city is conspicuously illustrated in the realm of literature. Careful perusal of the well-known work, Masukagami, shows that from year's end to year's end the same pastimes were enjoyed, the same studies pursued The composition of poetry took precedence of everything. Eminent among the poetasters of the twelfth century was the Emperor Go-Toba. The littérateurs of his era looked up to him as the arbiter elegantiarum, especially in the domain of Japanese versification. Even more renown attached to Fujiwara no Toshinari, whose nom de plume was Shunzei, and who earned the title of the "Matchless Master." His son, Sadaiye, was well-nigh equally famous under the name of Teika.
The conservatism of the Imperial city is clearly shown in the world of literature. A close look at the famous work, Masukagami, reveals that throughout the year, the same pastimes were enjoyed and the same studies were pursued. Writing poetry took priority over everything else. A prominent figure among the poets of the twelfth century was Emperor Go-Toba. The writers of his time regarded him as the ultimate authority, especially in the field of Japanese poetry. Even more famous was Fujiwara no Toshinari, known as Shunzei, who earned the title of the "Matchless Master." His son, Sadaiye, was almost equally renowned under the name of Teika.
After the Shokyu disturbance (1221), the empire enjoyed a long spell of peace under the able and upright sway of the Hojo, and during that time it became the custom to compile anthologies. The first to essay that task was Teika. Grieving that the poets of his time had begun to prefer affectation and elegance to sincerity and simplicity, he withdrew to a secluded villa on Mount Ogura, and there selected, a hundred poems by as many of the ancient authors. These he gave to the world, calling the collection Hyakunin-isshu, and succeeding generations endorsed his choice so that the book remains a classic to this day. Teika's son, Tameiye, won such favour in the eyes of the Kamakura shogun, Sanetomo, that the latter conferred on him the manor of Hosokawa, in Harima. Dying, Tameiye bequeathed this property to his son, Tamesuke, but he, being robbed of it by his step-brother, fell into a state of miserable poverty which was shared by his mother, herself well known as an authoress under the name of Abutsu-ni. This intrepid lady, leaving her five sons in Kyoto, repaired to Kamakura to bring suit against the usurper, and the journal she kept en route—the Izayoi-nikki—is still regarded as a model of style and sentiment. It bears witness to the fact that students of poetry in that era fell into two classes: one adhering to the pure Japanese style of the Heian epoch; the others borrowing freely from Chinese literature.
After the Shokyu disturbance (1221), the empire experienced a long period of peace under the capable and honorable leadership of the Hojo. During this time, it became a tradition to compile poetry anthologies. The first to take on this task was Teika. Distressed that the poets of his era began to value style and elegance over sincerity and simplicity, he retreated to a quiet villa on Mount Ogura, where he selected a hundred poems from as many ancient authors. He shared this collection with the world, naming it Hyakunin-isshu, and later generations praised his selections, ensuring the book remains a classic even today. Teika's son, Tameiye, earned such favor with the Kamakura shogun, Sanetomo, that the shogun granted him the manor of Hosokawa in Harima. Upon his death, Tameiye left this property to his son, Tamesuke, but he was stripped of it by his step-brother, plunging him into misery shared by his mother, who was also a well-known author under the name Abutsu-ni. This determined woman, leaving her five sons in Kyoto, traveled to Kamakura to sue the usurper, and the diary she kept during the journey—the Izayoi-nikki—is still considered a model of style and sentiment. It reflects the fact that poetry students during that time divided into two groups: one that practiced the pure Japanese style of the Heian period and the other that freely borrowed from Chinese literature.
Meanwhile, at Kamakura, the Bakufu regents, Yasutoki, Tokiyori and Tokimune, earnest disciples of Buddhism, were building temples and assigning them to Chinese priests of the Sung and Yuan eras who reached Japan as official envoys or as frank propagandists. Five great temples thus came into existence in the Bakufu capital, and as the Chinese bonzes planned and superintended their construction, these buildings and their surroundings reflected the art-canons at once of China, of Japan, and of the priests themselves. The same foreign influence made itself felt in the region of literature. But we should probably be wrong in assuming that either religion or art or literature for their own sakes constituted the sole motive of the Hojo regents in thus acting. It has already been shown that they welcomed the foreign priests as channels for obtaining information about the neighbouring empire's politics, and there is reason to think that their astute programme included a desire to endow Kamakura with an artistic and literary atmosphere of its own, wholly independent of Kyoto and purged of the enervating elements that permeated the latter.
Meanwhile, in Kamakura, the Bakufu regents Yasutoki, Tokiyori, and Tokimune, who were devoted followers of Buddhism, were constructing temples and bringing in Chinese priests from the Sung and Yuan dynasties who arrived in Japan as official envoys or enthusiastic promoters. Five major temples were built in the Bakufu capital, and since the Chinese monks designed and oversaw their construction, these buildings and their surroundings reflected the artistic styles of China, Japan, and the priests themselves. This foreign influence was also evident in literature. However, it would be a mistake to think that religion, art, or literature were the only motives for the Hojo regents’ actions. It has been established that they welcomed the foreign priests as sources of information about the politics of the neighboring empire, and it seems likely that their clever strategy included a desire to give Kamakura its own unique artistic and literary vibe, completely separate from Kyoto and free of the draining elements that characterized it.
This separation of the civilizations of the east (Kwanto) and the west (Kyoto) resulted ultimately in producing asceticism and religious reform. The former, because men of really noble instincts were insensible to the ambition which alone absorbed a Kyoto littérateur—the ambition of figuring prominently in an approved anthology—and had, at the same time, no inclination to follow the purely military creed of Kamakura. Such recluses as Kamo Chomei, Saigyo Hoshi and Yoshida Kenko were an outcome of these conditions. Chomei has been called the "Wordsworth of Japan." He is immortalized by a little book of thirty pages, called Hojoki (Annals of a Cell.) It is a volume of reflections suggested by life in a hut measuring ten feet square and seven feet high, built in a valley remote from the stir of life. The style is pellucid and absolutely unaffected; the ideas are instinct with humanity and love of nature. Such a work, so widely admired, reveals an author and an audience instinct with graceful thoughts.
This separation of the eastern (Kwanto) and western (Kyoto) civilizations ultimately led to the rise of asceticism and religious reform. The former occurred because truly noble individuals were indifferent to the ambitions that consumed Kyoto writers—specifically, the desire to stand out in a well-regarded anthology—and had no interest in the purely military beliefs of Kamakura. Recluses like Kamo Chomei, Saigyo Hoshi, and Yoshida Kenko emerged from these conditions. Chomei is often referred to as the "Wordsworth of Japan." He is remembered for a short book of thirty pages called Hojoki (Annals of a Cell). It consists of reflections prompted by life in a hut just ten feet square and seven feet high, located in a quiet valley away from the hustle and bustle. The writing is clear and completely natural; the ideas are infused with humanity and a love of nature. Such a highly admired work shows an author and audience filled with graceful thoughts.
In the career of Saigyo—"the reverend," as his title "hoshi" signifies—there were episodes vividly illustrating the manners and customs of the tune. Originally an officer of the guards in Kyoto, he attained considerable skill in military science and archery, but his poetic heart rebelling against such pursuits, he resigned office, took the tonsure, and turning his back upon his wife and children, became a wandering bard. Yoritomo encountered him one day, and was so struck by his venerable appearance that he invited him to his mansion and would have had him remain there permanently. But Saigyo declined. On parting, the Minamoto chief gave him as souvenir a cat chiselled in silver, which the old ascetic held in such light esteem that he bestowed it on the first child he met. Yoshida Kenko, who became a recluse in 1324, is counted among the "four kings" of Japanese poetry—Ton-a, Joben, Keiun, and Kenko. He has been called the "Horace of Japan." In his celebrated prose work, Weeds of Tedium (Tsure-zure-gusa), he seems to reveal a lurking love for the vices he satirizes. These three authors were all pessimistic. They reflected the tendency of the time.
In Saigyo's career—his title "hoshi" means "the reverend"—there were moments that vividly showcased the culture and customs of his time. Originally an officer of the guards in Kyoto, he was skilled in military science and archery, but his poetic spirit rebelled against such pursuits. So, he resigned, became a monk, and turned his back on his wife and children to become a wandering bard. One day, Yoritomo met him and was so impressed by his wise appearance that he invited him to his mansion and wanted him to stay permanently. However, Saigyo declined. Before they parted, the Minamoto leader gave him a silver cat as a souvenir, which the old ascetic valued so little that he gave it to the first child he encountered. Yoshida Kenko, who became a recluse in 1324, is counted among the "four kings" of Japanese poetry—Ton-a, Joben, Keiun, and Kenko. He has been called the "Horace of Japan." In his famous prose work, Weeds of Tedium (Tsure-zure-gusa), he seems to show a hidden affection for the vices he mocks. All three authors were pessimistic, reflecting the mood of their time.
RELIGION
The earliest Buddhist sect established in Japan was the Hosso. It crossed from China in A.D. 653, and its principal place of worship was the temple Kofuku-ji at Nara. Then (736) followed the Kegon sect, having its headquarters in the Todai-ji, where stands the colossal Daibutsu of Nara, Next in order was the Tendai, introduced from China by Dengyo in 805, and established at Hiei-zan in the temple Enryaku-ji; while fourth and last in the early group of important sects came the Shingon, brought from China in 809 by Kukai, and having its principal metropolitan place of worship at Gokoku-ji (or To-ji) in Kyoto, and its principal provincial at Kongobo-ji on Koya-san. These four sects and some smaller ones were all introduced during a period of 156 years. Thereafter, for a space of 387 years, there was no addition to the number: things remained stationary until 1196, when Honen began to preach the doctrines of the Jodo sect, and in the space of fifty-six years, between 1196 and 1252, three other sects were established, namely, the Zen, the Shin, and the Nichiren.
The first Buddhist sect established in Japan was the Hosso. It arrived from China in A.D. 653, and its main place of worship was the Kofuku-ji temple in Nara. Next came the Kegon sect in 736, with its headquarters at Todai-ji, where the giant Daibutsu of Nara stands. Then, in 805, the Tendai sect was introduced from China by Dengyo and established at Hiei-zan in the Enryaku-ji temple. The fourth and last of the early important sects was the Shingon, brought from China in 809 by Kukai, with its main place of worship at Gokoku-ji (or To-ji) in Kyoto, and its main provincial site at Kongobo-ji on Koya-san. These four sects, along with a few smaller ones, were all introduced over a span of 156 years. After that, for 387 years, no new sects were added: things remained the same until 1196, when Honen began to preach the teachings of the Jodo sect. In just fifty-six years, from 1196 to 1252, three more sects were established: Zen, Shin, and Nichiren.
THE TWO GROUPS OF SECTS
In what did the teachings of the early groups of sects differ from those of the later groups, and why did such a long interval separate the two? Evidently the answers to these questions must have an important bearing on Japanese moral culture. From the time of its first introduction (A.D. 522) into Japan until the days of Shotoku Taishi (572-621), Japanese Buddhism followed the lines indicated in the land of its provenance, Korea. Prince Shotoku was the first to appreciate China as the true source of religious learning, and by him priests were sent across the sea to study. But the first sect of any importance—the Hosso—that resulted from this movement does not seem to have risen above the level of idolatry and polytheism. It was a "system built up on the worship of certain perfected human beings converted into personal gods; it affirmed the eternal permanence of such beings in some state or other, and it gave them divine attributes."* Some of these were companions and disciples of Shaka (Sakiya Muni); others, pure creations of fancy, or borrowed from the mythological systems of India. It is unnecessary here to enter into any enumeration of these deities further than to say that, as helpers of persons in trouble, as patrons of little children, as healers of the sick, and as dispensers of mercy, they acted an important part in the life of the people. But they did little or nothing to improve men's moral and spiritual condition, and the same is true of a multitude of arhats, devas, and other supernatural beings that go to make up a numerous pantheon.
How did the teachings of the early sects differ from those of the later ones, and why was there such a long gap between the two? Clearly, the answers to these questions are crucial for understanding Japanese moral culture. From the time it was first introduced to Japan (A.D. 522) until the era of Shotoku Taishi (572-621), Japanese Buddhism followed the path established in Korea. Prince Shotoku was the first to recognize China as the genuine source of religious knowledge, and he sent priests across the sea to study there. However, the first significant sect that emerged from this effort—the Hosso—seemed to remain limited to idolatry and polytheism. It was a "system built on the worship of certain perfected human beings turned into personal gods; it confirmed the eternal existence of such beings in some form, and it attributed divine qualities to them." Some of these figures were companions and disciples of Shaka (Sakyamuni), while others were entirely fictional or drawn from India’s mythological traditions. It’s not necessary to list these deities here, except to note that, as helpers in times of trouble, protectors of children, healers of the sick, and givers of mercy, they played a significant role in people's lives. However, they did little or nothing to enhance individuals' moral and spiritual well-being, and the same goes for a multitude of arhats, devas, and other supernatural beings that populated a vast pantheon.
*Lloyd's Developments of Japanese Buddhism, "Transactions of the Asiatic Society of Japan," Vol. XXII; and Shinran and His Work, by the same author.
*Lloyd's Developments of Japanese Buddhism, "Transactions of the Asiatic Society of Japan," Vol. XXII; and Shinran and His Work, by the same author.
It was not until the end of the eighth century that Japanese Buddhism rose to a higher level, and the agent of its elevation was Dengyo Daishi, whom the Emperor Kwammu sent to China to study the later developments of the Indian faith. Dengyo and his companions in 802 found their way to the monastery of Tientai (Japanese, Tendai), and acquired there a perception of the true road to Saving Knowledge, a middle route "which includes all and rejects none, and in which alone the soul can be satisfied." Meditation and wisdom were declared to be the stepping-stones to this route, and to reach them various rules had to be followed, namely, "the accomplishment of external means"—such as observing the precepts, regulating raiment and food, freedom from all worldly concerns and influences, promotion of all virtuous desires, and so forth; "chiding of evil desires"—such as the lust after beauty, the lust of sound, of perfumes, of taste, and of touch; "casting away hindrances;" "harmonizing the faculties," and "meditating upon absolute truth."
It wasn't until the end of the eighth century that Japanese Buddhism reached a new height, and the person responsible for this was Dengyo Daishi, whom Emperor Kwammu sent to China to study the later developments of the Indian faith. In 802, Dengyo and his companions arrived at the Tientai monastery (known as Tendai in Japan) and gained insight into the true path to Saving Knowledge, a middle way "that includes everything and excludes nothing, where alone the soul can find satisfaction." Meditation and wisdom were identified as the keys to this path, and to achieve them, several rules needed to be followed, including "the accomplishment of external means"—like observing the precepts, managing clothing and food, freeing oneself from all worldly concerns and influences, and promoting all virtuous desires, among others; "reprimanding evil desires"—such as the craving for beauty, sounds, perfumes, tastes, and touch; "removing obstacles;" "aligning the faculties," and "meditating on absolute truth."
Now first we meet with the Buddhas of Contemplation, and with a creed which seems to embody a Father, a Son, and a Holy Spirit. Such, in briefest outline, was the doctrine taught at the close of the sixth century by a Chinese bonze at the monastery of Tientai, and carried thence to Japan two hundred years later by Dengyo, who established the Tendai sect on Mount Hiei near Kyoto. Dengyo did not borrow blindly; he adapted, and thus the Tendai creed, as taught at Hiei-zan, became in reality "a system of Japanese education, fitting the disciplinary and meditative methods of the Chinese propagandist on the pre-existing foundations of earlier sects."
Now we first encounter the Buddhas of Contemplation, along with a belief system that seems to include a Father, a Son, and a Holy Spirit. This was essentially the doctrine taught at the end of the sixth century by a Chinese monk at the Tientai monastery, which was later brought to Japan two hundred years later by Dengyo, who founded the Tendai sect on Mount Hiei near Kyoto. Dengyo didn’t just copy what he found; he adapted it, so the Tendai belief system, as taught at Hiei-zan, actually became "a system of Japanese education, aligning the disciplinary and meditative practices of the Chinese messenger with the existing foundations of earlier sects."
"The comprehensiveness of the Tendai system caused it to be the parent of many schisms. Out of it came all the large sects, with the exception of the Shingon," to be presently spoken of. "On the other hand, this comprehensiveness ensured the success of the Tendai sect. With the conception of the Buddhas of Contemplation came the idea that these personages had frequently been incarnated for the welfare of mankind; that the ancient gods whom the Japanese worshipped were but manifestations of these same mystical beings, and that the Buddhist faith had come, not to destroy the native Shinto, but to embody it into a higher and more universal system."*
"The all-encompassing nature of the Tendai system led to the emergence of many divisions. From it sprang all the major sects, except for the Shingon, which will be discussed later. However, this inclusiveness also contributed to the success of the Tendai sect. With the idea of the Buddhas of Contemplation came the belief that these figures had often incarnated for the benefit of humanity; that the ancient deities worshipped by the Japanese were merely manifestations of these same mystical beings, and that Buddhism came not to eliminate the native Shinto but to integrate it into a higher and more universal framework."
*"The Buddhists recognized that the Shinto gods were incarnations of some of the many Buddhas and Bodhisattvas brought from India and China, and then the two faiths amalgamated and for centuries comfortably shared the same places of worship."—Every-Day Japan, by Lloyd.
*"The Buddhists understood that the Shinto gods were representations of some of the many Buddhas and Bodhisattvas that came from India and China, and over time, the two religions merged and comfortably shared the same places of worship for centuries."—Every-Day Japan, by Lloyd.*
THE SHINGON SECT
It was not to Dengyo, however, that Japan owed her most mysterious form of Buddhism, but to his contemporary, Kukai, remembered by posterity as Kobo Daishi. The traditions that have been handed down with reference to this great teacher's life and personality reveal one of those saints whose preaching and ministration have bestowed a perpetual blessing on humanity. Here, it must suffice to say that he found no peace of mind until a visit to China brought comprehension of a Sutra which he had vainly studied in Japan. On his return, in 806, he appeared before the emperor and many bonzes, and astonished all by his eloquence and his knowledge.
It wasn't Dengyo, but his contemporary, Kukai, known to us as Kobo Daishi, to whom Japan owed its most mysterious form of Buddhism. The stories passed down about this great teacher's life and character reveal a saint whose teachings and service have continued to bless humanity. It’s enough to say that he found no peace of mind until a trip to China helped him understand a Sutra he had unsuccessfully studied in Japan. When he returned in 806, he presented himself before the emperor and many monks, astonishing everyone with his eloquence and knowledge.
There are three "vehicles" in Buddhism, but only two of them need be mentioned here—the Hina-yana, or Small Vehicle, and the Maha-yana, or Great Vehicle. The term "vehicle" signifies a body of doctrine on which "a believer may ride to the perfect consummation of his humanity." The difference between these two requires many words to explain fully, whereas only a few can be devoted to the purpose here. "The Hina-yana Sutra is intended for beginners; the Maha-yana for those more advanced in the path of the law." The teaching in the former is negative; in the latter, positive. In the Hina-yana the perfect path is to abstain from four things—women, palaces, beautiful objects, and riches. In the Maha-yana perfect virtue is the presence of four things—the spirit of wisdom, the love of virtue, patience and firmness, and the retired life. By the "spirit of wisdom" is meant the constant desire for the truth; by the "love of virtue" is signified the abhorrence of evil; by "patience and firmness" are indicated perfect manliness as exhibited towards the weak; by "the retired life" is designated humility and self-effacement.
There are three "vehicles" in Buddhism, but only two of them are important to mention here—the Hina-yana, or Small Vehicle, and the Maha-yana, or Great Vehicle. The term "vehicle" represents a set of beliefs that a "believer can use to reach the ultimate fulfillment of their humanity." Explaining the differences between these two takes many words, but we can cover the basics here. "The Hina-yana Sutra is meant for beginners; the Maha-yana is for those who are further along the path of the law." The teachings in the former focus on what to avoid, while the latter emphasizes what to embrace. In the Hina-yana, the ideal path means avoiding four things—women, palaces, beautiful objects, and wealth. In the Maha-yana, perfect virtue includes four key aspects—the spirit of wisdom, love for virtue, patience and strength, and a simple lifestyle. The "spirit of wisdom" refers to a constant search for truth; "love for virtue" means a strong dislike for evil; "patience and strength" refers to true bravery toward the weak; and "a simple lifestyle" signifies humility and selflessness.
"There is nothing in the world like the Chinese scriptures of the Maha-yana. The canon in China is seven hundred times the amount of the New Testament," and, of course, this vast extent means that there is a correspondingly wide field for eclecticism. "The Hina-yana did not trouble itself with metaphysical speculation; that was reserved for the Maha-yana, and Kukai was the greatest Japanese teacher of the arcana of Buddhism. How much of his system he owed to studies conducted in China, how much to his own inspiration, research has not yet determined. An essentially esoteric system, it conceived a world of ideas," grouped logically and systematically according to genera and species, forming a planetary cosmos, the members of which, with their satellites, revolved not only on their own axes but also round a central sun.
"There’s nothing in the world like the Chinese scriptures of the Maha-yana. The canon in China is seven hundred times larger than the New Testament," and, of course, this immense volume creates a correspondingly broad space for eclecticism. "The Hina-yana didn’t concern itself with metaphysical speculation; that was left to the Maha-yana, and Kukai was the greatest Japanese teacher of Buddhist secrets. Research has not yet determined how much of his system he credited to his studies in China and how much to his own inspiration. An essentially esoteric system, it envisioned a world of ideas," organized logically and systematically into categories, creating a planetary cosmos, where the entities, along with their satellites, spun not only on their own axes but also around a central sun.
This was the "world of golden effulgence"—a world permeated by the light of truth. The sect was called the Shingon (True Word); and the central body was Dainichi (Great Sun), the Spirit of Truth, anterior to Shaka and greater than him. "To reach the realization of the Truth that Dainichi is omnipresent and that everything exists only in him, a disciple must ascend by a double ladder, each half of which has ten steps, namely, the intellectual ladder and the moral ladder." These ladders constitute, in fact, a series of precepts, warnings, and exhortations; some easily comprehensible, others demanding profound thought, and the whole calculated to educate an absorbing aspiration for the "transcendental virtues," to possess which is to attain to perfect Buddhahood. Unquestionably the offspring of a great mind, this Shingon system, with its mysterious possibilities and its lofty morality, appealed strongly to the educated and leisured classes in Kyoto during the peaceful Heian epoch, while for the illiterate and the lower orders the simpler canons of the Tendai had to suffice.
This was the "world of golden light"—a world filled with the light of truth. The sect was called the Shingon (True Word), and the central figure was Dainichi (Great Sun), the Spirit of Truth, who existed before Shaka and is greater than him. "To realize the Truth that Dainichi is everywhere and that everything exists only within him, a disciple must climb a double ladder, each half with ten steps, namely, the intellectual ladder and the moral ladder." These ladders are essentially a series of guidelines, warnings, and reminders; some are easy to understand, while others require deep contemplation, all designed to foster a strong desire for the "transcendental virtues," which, when possessed, lead to perfect Buddhahood. Undoubtedly the creation of a great mind, this Shingon system, with its mysterious possibilities and high morality, strongly attracted the educated and privileged classes in Kyoto during the peaceful Heian period, while the illiterate and lower classes had to make do with the simpler teachings of the Tendai.
THE JODO SECT
It has been shown, however, that the preachers of these sects, one and all, were readily prone to resort to violence and bloodshed in pursuit of worldly interests, not even the exponents of the exalted "True Word" creed being exempt from the reproach. Teachers of a doctrine having for cardinal tenet the sacredness of life, the inmates of the great monasteries nevertheless did not hesitate to appeal to arms, at any time, in defence of their temporal privileges or in pursuit of their ambitious designs. Yet the discredit attaching to such a flagrant discrepancy between precept and practice might not have produced very signal result had not the twelfth century brought the Gen-Hei struggle, which plunged the empire into a state of turbulence and reduced the lower orders to a condition of pitiable misery.
It has been shown, however, that the preachers of these sects, all of them, were quick to resort to violence and bloodshed in pursuit of their worldly interests, with even the proponents of the esteemed "True Word" faith not being free from criticism. Despite being teachers of a doctrine that emphasizes the sacredness of life, the residents of the large monasteries didn't hesitate to take up arms whenever necessary to defend their worldly privileges or pursue their ambitious goals. However, the shame associated with such a glaring contradiction between what they preached and what they practiced might not have led to significant consequences had not the twelfth century brought the Gen-Hei struggle, which threw the empire into chaos and left the lower classes in a state of terrible suffering.
For this distress neither the Tendai doctrines nor the Shingon conceptions were sufficiently simple to supply a remedy. Something more tangible and less recondite was needed, and it came (1196), in the sequel of twenty-five years' meditation and study, to Genku—posthumously called Honen Shonin—a priest of the Tendai sect. The leading characteristics of the Jodo (pure land) system introduced by him are easily stated. "Salvation is by faith, but it is a faith ritually expressed. The virtue that saves comes, not from imitation of, and conformity to, the person and character of the saviour, Amida, but from blind trust in his efforts and from ceaseless repetition of pious formulae. It does not necessitate any conversion or change of heart. It is really a religion of despair rather than of hope. It says to the believer: 'The world is so very evil that you can not possibly reach to Buddha-ship here. Your best plan, therefore, is to give up all such hope and simply set your mind upon being born in Amida's paradise after death.'"*
For this distress, neither the Tendai doctrines nor the Shingon concepts were simple enough to offer a solution. Something more clear and less complicated was needed, and it arrived (1196) after twenty-five years of meditation and study by Genku—later known as Honen Shonin—a priest of the Tendai sect. The main features of the Jodo (Pure Land) system he introduced are easy to describe. "Salvation is through faith, but it is a faith expressed through rituals. The virtue that saves comes not from imitating or conforming to the person and character of the savior, Amida, but from blind trust in his efforts and from the constant repetition of pious phrases. It doesn't require any conversion or change of heart. It is really a religion of despair rather than hope. It tells the believer: 'The world is so evil that you cannot possibly attain Buddhahood here. Your best approach, therefore, is to abandon all such hope and simply focus on being born in Amida's paradise after death.'"*
*Lloyd's Development of Japanese Buddhism and Shinran and His Work.
*Lloyd's Development of Japanese Buddhism and Shinran and His Work.
THE SHIN SECT
An immediate offspring of the Jodo, though not directly following it in the chronological sequence of sects, was the Shin, established (1224) under the name of Jodo Shin-shu* (True Sect of Jodo), and owing its inception to Shinran, a pupil of Genku. It was even simpler and less exacting than its parent, the Jodo-shu, for it logically argued that if faith alone was necessary to salvation, the believer need not trouble himself about metaphysical subtleties and profound speculations; nor need he perform acts of religion and devotion; nor need he keep a multitude of commandments; nor need he leave his home, renounce matrimony, or live by rule. Only he must not worship any save Amida, or pray for anything that does not concern his salvation. As for the time of attaining salvation, the Jodo sect taught that if the mercy of Amida be called to remembrance, he would meet the believer at the hour of death and conduct him to paradise; whereas Shin-shu preaches that the coming of Amida was present and immediate; in other words, that "Buddha dwelt in the heart now by faith."
A direct descendant of the Jodo, although not directly following it in the timeline of sects, was the Shin, established in 1224 under the name of Jodo Shin-shu (True Sect of Jodo), founded by Shinran, a student of Genku. It was even simpler and less demanding than its predecessor, the Jodo-shu, arguing logically that if faith alone was necessary for salvation, then the believer did not need to concern themselves with complicated philosophical ideas or deep speculations. They didn't have to perform religious acts or acts of devotion, follow many commandments, leave their home, give up marriage, or live strictly. They only needed to worship Amida and not pray for anything unrelated to their salvation. Regarding when salvation could be attained, the Jodo sect taught that if one remembered Amida's mercy, he would meet the believer at the moment of death and guide them to paradise. In contrast, Shin-shu teaches that Amida's presence is immediate and ongoing; in other words, "Buddha resides in the heart right now through faith."
*It is called also the Monto-shu.
It’s also called the Monto-shu.
THE ZEN SECT
In the Jodo and the Shin sects an ample spiritual rest was provided for the weary in mind or body, for the illiterate, and for the oppressed. But there was for a time no creed which appealed specially to the military men; no body of doctrine which, while strengthening him for the fight, could bring to him peace of mind. The Zen-shu ultimately satisfied that want. Zen is the Japanese equivalent of the Indian term dhyana, which signifies "meditation." In fact, the Zen is a contemplative sect. Its disciples believe that, "knowledge can be transmitted from heart to heart without the intervention of words." But though purely a contemplative rite at the time of its introduction into Japan, 1168, it was subsequently modified—from 1223—by two teachers, in whose hands it took the form known as the Soto sect. This "joined scholarship and research to contemplation," and taught that, when the highest wisdom and most perfect enlightenment are attained, all the elements of phenomenal existence are seen to be empty, vain, and unreal. "Form does not differ from space or space from form; all things surrounding us are stripped of their qualities, so that in this highest state of enlightenment, there can be no longer birth or death, defilement or purity, addition or destruction. There is, therefore, no such thing as ignorance, and therefore none of the miseries that result from it. If there is no misery, decay, or death, there is no such thing as wisdom, and no such thing as attaining to happiness or rest. Hence, to arrive at perfect emancipation we must grasp the fact of utter and entire void." Such a creed effectually fortified the heart of a soldier. Death ceased to have any terrors for him or the grave any reality.
In the Jodo and Shin sects, there was a substantial spiritual refuge for those worn out in mind or body, for the illiterate, and for the oppressed. However, for a time, there wasn’t a belief system that specifically resonated with military personnel; no set of teachings that could empower them for battle while also providing peace of mind. The Zen sect ultimately filled that gap. Zen is the Japanese equivalent of the Indian word "dhyana," which means "meditation." Essentially, Zen is a contemplative sect. Its followers believe that "knowledge can be shared from heart to heart without the need for words." Although it was purely a contemplative practice when it was introduced to Japan in 1168, it was later adapted—from 1223—by two teachers who shaped it into what is known as the Soto sect. This approach combined study and inquiry with contemplation and taught that when the highest wisdom and ultimate enlightenment are reached, all aspects of the physical world are seen as empty, vain, and unreal. "Form does not differ from space, nor does space differ from form; everything around us is devoid of intrinsic qualities, so that in this highest state of enlightenment, there is no longer birth or death, purity or impurity, addition or loss. Therefore, ignorance does not exist, and consequently, neither do the sufferings that arise from it. If there is no suffering, decay, or death, wisdom is irrelevant, and attaining happiness or peace becomes meaningless. Thus, to achieve complete liberation, we must understand the concept of total and complete emptiness." Such a belief system effectively strengthened the resolve of a soldier. Death lost its fear, and the concept of a grave became unreal to him.
ENGRAVING: NICHIREN PREACHING IN THE STREET
THE NICHIREN SECT
This is the only one among Japanese sects of Buddhism that derives its name from that of its founder. And justly so, for Nichiren's personality pervades it. The son of a fisherman, from youth he applied himself to the study of Buddhism, became a bonze of the Shingon sect, and took the name of Nichiren (lotus of the sun). He, too, studied originally at Hiei-zan under Tendai tutors, but he ultimately followed an eclectic path of his own, which led him to the "Scripture of the Lotus of Good Law," and he taught that salvation could be attained merely by chaunting the formula, "namu myo ho renge kyo" ("hail to the Scripture of the Lotus of Good Law") with sufficient fervour and iteration. In fact, Nichiren's methods partook of those of the modern Salvation Army. He was distinguished, also, by the fanatical character of his propagandism. Up to his time, Japanese Buddhism had been nothing if not tolerant. The friars were quick to take up arms for temporal purposes, but sectarian aggressiveness was virtually unknown until Nichiren undertook to denounce everyone differing from his views.* His favourite formula for denouncing other sects was, "nembutsu mugen, Zen temma, Shingon bokoku, Ritsu kokuzoku" ("incantations are phantasms; the Zen is a demon; the Shingon, national ruin; and the Ritsu, a rebel"). Nichiren gained great credit for predicting, on the eve of the Mongol invasion, that a heavy calamity was about to fall upon the country, but owing to an accusation of political intrigues, he was first condemned to be beheaded, and then was banished to the island of Sado. His sentence was soon revoked, however, by the regent Tokimune, who granted him written permission to propagate his doctrines. Thereafter the spread of his sect was very rapid.
This is the only sect of Japanese Buddhism named after its founder, and rightfully so, as Nichiren's influence is everywhere in it. Born to a fisherman, he devoted himself to Buddhism from a young age, became a monk in the Shingon sect, and took the name Nichiren (lotus of the sun). He initially studied at Hiei-zan under Tendai teachers, but ultimately carved his own path, leading him to the "Scripture of the Lotus of Good Law." He taught that salvation could be achieved simply by chanting the phrase, "namu myo ho renge kyo" ("hail to the Scripture of the Lotus of Good Law") with enough passion and repetition. In fact, Nichiren's approach was similar to that of the modern Salvation Army. He was also noted for the zealous nature of his outreach. Until his time, Japanese Buddhism was extremely tolerant. Monks were quick to resort to violence for worldly reasons, but sectarian hostility was nearly unheard of until Nichiren started to criticize anyone who disagreed with him.* His favorite way to condemn other sects was to say, "nembutsu mugen, Zen temma, Shingon bokoku, Ritsu kokuzoku" ("incantations are illusions; Zen is demonic; Shingon leads to national ruin; and Ritsu is rebellious"). Nichiren gained a lot of recognition for predicting a major disaster just before the Mongol invasion, but due to accusations of political plotting, he was initially sentenced to be beheaded and subsequently exiled to Sado Island. However, his sentence was soon overturned by the regent Tokimune, who gave him written permission to spread his teachings. After that, his sect grew rapidly.
*Out of some 72,000 temples in Japan to-day, 20,000, approximately, belong to the Shin sect; an equal number to the Zen; 13.000 to the Shingon; 8000 to the Jodo; and smaller numbers to the rest.
*Out of about 72,000 temples in Japan today, around 20,000 belong to the Shin sect; an equal number to the Zen sect; 13,000 to the Shingon; 8,000 to the Jodo; and smaller numbers to the others.*
THE PEOPLE
With the decentralization of the administrative power there was a corresponding growth of the vassal class. Of course the Court nobles had vassals in their households, but the power exercised over these vassals had legal limits, whereas the vassals of the provincial chiefs were liable to imprisonment or even death by order of their chiefs. One result was that the provinces came gradually into possession of a large body of men skilled in arms and in administration. Moreover, among these provincial vassals, men originally of humble origin, found themselves raised to the level of honoured subjects, and a man's status came to be determined by his occupation rather than by his lineage. The lines of this new discrimination were fourfold, namely, shi, no, ko, sho—that is to say, military, agricultural, industrial, and commercial. The tradesman stood at the bottom of the scale, and the farmer, as the principal taxpayer, ranked next to the military man. It will be observed that this classification does not include any persons whose occupation involved pollution. This was a result of religious prejudice. Degradation attended every profession that required contact with the sick, the dead, or offal of any kind. Persons practising such callings were designated eta (men of many impurities). All belonging to the class inferior to tradesmen were originally regarded as outlaws, but subsequently, when society was reorganized on a military basis, an official was specially entrusted with absolute control over persons excluded from the quadruple classification of soldier, farmer, mechanic, and merchant. Beggars constituted an important section of the outcasts (hiniri). Next to them were professional caterers for amusement, from dog-trainers, snake-charmers, riddle-readers, acrobats, and trainers of animals, to brothel-keepers and executioners.
With the decentralization of administrative power, the vassal class grew significantly. While court nobles had vassals in their households, the power they held over these vassals had legal limits. In contrast, provincial chiefs had the authority to imprison or even execute their vassals. As a result, provinces gradually acquired a sizable group of skilled fighters and administrators. Additionally, among these provincial vassals, individuals of humble backgrounds found themselves elevated to the status of honored subjects, and a person's standing was determined more by their occupation than by their family lineage. This new social hierarchy was divided into four categories: military (shi), agricultural (no), industrial (ko), and commercial (sho). The tradesman occupied the lowest position on the scale, while the farmer, being the main taxpayer, came just above the military. It's important to note that this classification excluded anyone whose job was considered polluting, reflecting religious biases. Any profession involving contact with the sick, the dead, or any waste materials was looked down upon. Those in such occupations were labeled eta (people of many impurities). Initially, everyone below tradesmen was viewed as outlaws, but later, when society restructured around a military framework, an official was appointed to oversee individuals excluded from the four categories of soldier, farmer, mechanic, and merchant. Beggars made up a significant portion of the outcasts (hiniri). Following them were entertainers and service providers, which included dog trainers, snake charmers, riddle readers, acrobats, animal trainers, brothel owners, and executioners.
DWELLING-HOUSES
During the two centuries from the middle of the twelfth, aristocratic dwellings in the capital underwent little change. Military residences, however, developed some special features, though, in general, their architecture was of the simplest character. They had two enclosures, each surrounded by a boarded fence, and the whole was encircled by a fosse crossed by outer and inner gates. There were ranges for archery and there were watch-towers, but the dwelling itself was small and plain. It consisted mainly of a hall, having a dais with a lacquered chair for important visitors; an apartment for women; a servants' room, and a kitchen, heat being obtained from a hearth sunk in the floor. Austere simplicity was everywhere aimed at, and it is related that great provincial chiefs did not think the veranda too lowly for a sleeping-place. The use of the tatami was greatly extended after the twelfth century. No longer laid on the dais only, these mats were used to cover the whole of the floors, and presently they were supplemented by cushions made of silk crepe stuffed with cotton-wool. In the great majority of cases, roofs were covered with boards. Only in the houses of magnates was recourse had to tiles imported from China or slates of copper-bronze. In the better class of house, the roof-boards were held in place by girders, but humble folks used logs of timber, or stones, to prevent wind-stripping, and these weights imparted an untidy, rude appearance to the structure.
During the two centuries from the middle of the twelfth century, aristocratic homes in the capital changed very little. Military residences, on the other hand, developed some unique features, but overall, their design was quite simple. They had two enclosed areas, each surrounded by a wooden fence, and the entire property was encircled by a ditch crossed by outer and inner gates. There were areas for archery and watchtowers, but the living space itself was small and unadorned. It mainly consisted of a hall with a raised platform and a lacquered chair for important guests; a room for women; a servants' room; and a kitchen, where heat came from a hearth built into the floor. The overall goal was austere simplicity, and it's noted that even high-ranking provincial leaders considered the veranda a suitable sleeping area. After the twelfth century, the use of tatami mats expanded significantly. No longer just placed on the dais, these mats covered all the floors and were eventually accompanied by cushions made of silk crepe filled with cotton. In most cases, roofs were covered with wooden boards. Only the homes of the wealthy featured tiles imported from China or copper-bronze slates. In better-quality homes, the roof boards were secured with beams, while less affluent households used logs or stones to hold them down against the wind, giving the structure a messy and rough appearance.
COSTUME
A notable feature of costume in this era was that the skirt of an official's outer garment had to be long in proportion to his rank. But military men did not observe this rule. It was followed only by the comparatively effeminate Court nobles and civil officials, who shaved their eyebrows, painted their cheeks, and blackened their teeth, as women did. While the soldiers of the Kamakura period wore their hair short and shaved the top of the head,—possibly for greater comfort when they were accoutred in heavy helmets,—the Court noble and the exquisite of the day wore their hair long and gathered in a queue which was bound with paper.
A notable feature of clothing in this era was that the skirt of an official's outer garment needed to be long according to his rank. However, military men didn’t follow this rule. It was mainly adhered to by the comparatively more delicate Court nobles and civil officials, who shaved their eyebrows, painted their cheeks, and blackened their teeth like women did. While the soldiers of the Kamakura period kept their hair short and shaved the top of their heads—possibly for more comfort when wearing heavy helmets—the Court nobles and fashionable individuals of the day wore their hair long, tied back into a queue that was wrapped with paper.
As for women, long hair was counted a beauty, and when a lady of rank left the house, her tresses were gathered in a box carried by an attendant who walked behind; and when she seated herself, this attendant's duty was to spread the hair symmetrically on the ground like a skirt. Girls in their teens had a pretty fashion of wearing their hair in three clearly distinguished lengths—a short fringe over the forehead, two cascades falling below the shoulders, and a long lock behind. Women's hairdressing was simple in one respect: they wore no ornaments in the hair. Aristocratic ladies continued to wear loose trousers, but robes with skirts began to form a part of the costume of the lower classes and of unmarried girls. The girdle, so characteristic of Japanese habiliments in later days, had not yet come into use. Its predecessor was a narrow belt of silk encircling the waist and knotted in front, the outer garment being a long flowing robe, reaching from the neck to the heels and having voluminous sleeves. Female headgear was various. A woman walking abroad wore a large hat like an inverted bowl, and when she rode on horseback, she suspended from the rim of this hat a curtain from three to four feet long.
For women, long hair was seen as beautiful, and when a lady of status left her home, her hair was gathered into a box carried by an attendant who walked behind her; when she sat down, it was the attendant’s job to spread the hair evenly on the ground like a skirt. Teen girls had a cute way of styling their hair in three distinct lengths—a short fringe over the forehead, two sections falling below the shoulders, and a long lock at the back. Women's hairstyling was straightforward in one way: they did not wear any hair ornaments. Aristocratic ladies continued to wear loose trousers, but skirts started becoming part of the outfits for the lower classes and unmarried girls. The girdle, which later became typical in Japanese clothing, hadn’t been introduced yet. Instead, they wore a narrow silk belt that wrapped around the waist and tied in the front, with a long flowing robe covering everything from the neck to the heels and featuring wide sleeves. Women’s headgear varied. A woman outdoors wore a large hat shaped like an inverted bowl, and when riding horseback, she would hang a curtain from three to four feet long from the edge of this hat.
There were other fashions, but only one of them need be mentioned, namely, a hood to envelop the face so that the eyes alone remained visible. In the city streets women of the town wore a distinctive costume as courtesans did in certain parts of Europe in the Middle Ages. The badge in Japan was a spirally twisted pyramidal cap of linen, about a foot and a half high. The materials of which clothing were made varied from rich Chinese brocade to coarse homespun, but, in general, the use of brocade was forbidden except to persons who had received it as a gift from the Court in Kyoto or Kamakura. Historical mention is first made of badges during the war of the Minamoto and the Taira. Their use was originally confined to purposes of distinction, and ultimately they came to be employed as a family crest by military men. A chrysanthemum flower with sixteen petals and a bunch of Paulownia leaves and buds constituted the Imperial badges, the use of which was interdicted to all subjects. It is not to be supposed, however, that badges were necessarily a mark of aristocracy: they might be woven or dyed on the garments of tradespeople or manufacturers. Footgear, also, offered opportunities for embellishment. Common people wore brown-leather socks, but those of position used blue leather having decorative designs embroidered in white thread.
There were other styles, but only one is worth mentioning: a hood that covered the face, leaving only the eyes visible. In the city streets, local women wore a distinctive outfit similar to courtesans in some parts of Europe during the Middle Ages. In Japan, the symbol was a twisted pyramidal cap made of linen, about a foot and a half tall. Clothing materials varied from luxurious Chinese brocade to rough homespun fabric, but generally, wearing brocade was restricted to those who received it as a gift from the court in Kyoto or Kamakura. Badges are first mentioned historically during the Minamoto-Taira war. They were initially used for distinction but eventually became family crests for military people. The Imperial badges featured a sixteen-petal chrysanthemum flower along with a cluster of Paulownia leaves and buds, which all subjects were prohibited from using. However, it's important to note that badges weren't exclusively a sign of nobility; they could also be woven or dyed into the clothing of tradespeople or manufacturers. Footwear also allowed for decoration. Common people wore brown leather socks, while those of higher status wore blue leather with decorative white embroidery.
BRAZIERS, ETC.
Braziers now came into general use, and quickly became objects of ornament as well as of utility. Manufactured of brass or bronze, and sometimes even of silver, they had decorative designs repousse or chiselled, and sometimes they took the shape of a metal receptacle inserted in a case of finely grained or richly lacquered wood. Another important warming utensil was the kotatsu, a latticed wooden frame enclosing a brazier and covered by a quilt. Lanterns were also employed. They consisted of a candle fixed in a skeleton frame on which an envelope of thin paper was stretched. Their introduction was quickly followed by that of a kind of match which took the form of a thin piece of wood tipped with sulphur.
Braziers became widely used and quickly turned into decorative items as well as practical ones. Made from brass or bronze, and sometimes even silver, they featured decorative designs that were embossed or carved. Occasionally, they were shaped like a metal container that fit into a case made of finely grained or richly lacquered wood. Another significant warming tool was the kotatsu, a wooden frame with a lattice design that enclosed a brazier and was covered by a quilt. Lanterns were also used. They consisted of a candle fixed in a lightweight frame, with a thin paper covering stretched over it. Soon after lanterns were introduced, a type of match appeared, which was a thin wooden stick tipped with sulfur.
DIET
The military class did not allow themselves to be influenced by any religious scruples in their choice of viands. They ate everything except the flesh of oxen or horses. In serving meals, tables of Chinese form ceased altogether to be used, edibles being placed on a tray which stood about four inches high. These trays and cups, and the bowls and plates ranged on them, showed great refinement, rich lacquer, silver, and gold being freely used in aristocratic dwellings.
The military class didn't let any religious beliefs affect their choice of food. They ate everything except for beef or horse meat. When it came to serving meals, traditional Chinese tables were completely abandoned, and food was placed on a tray that was about four inches high. These trays, cups, and the bowls and plates arranged on them displayed great elegance, with rich lacquer, silver, and gold commonly used in upscale homes.
AGRICULTURE AND INDUSTRY
Agriculture was, of course, greatly interrupted by the long continuance of military campaigns; but, on the other hand, it received every encouragement from the Minamoto and the Hojo. The most important incident of the era in this context was the introduction of the tea-shrub from China in 1191. As for industrial pursuits, signal progress took place in the art of tempering steel. The Japanese swordsmith forged the most trenchant weapon ever produced by any nation. The ceramic industry, also, underwent great development from the thirteenth century onwards. It may be said to have owed its artistic beginning to Kato Shirozaemon Kagemasa, who visited China at that time, and "learned the art of applying glaze to pottery biscuit, a feat not previously achieved in Japan." Another profession carried to high excellence was the sculpturing of Buddhist images. This reached its acme in a celebrated bronze Buddha which was set up at Kamakura, in 1252, and which remains to this day "one of the most majestic creations of art in any country."
Agriculture was definitely disrupted by the lengthy military campaigns; however, it received significant support from the Minamoto and the Hojo. A key event during this time was the introduction of the tea plant from China in 1191. In terms of industry, there was notable advancement in the art of tempering steel. Japanese swordsmiths created the sharpest weapons ever made by any nation. The ceramics industry also saw significant growth from the thirteenth century onward. Its artistic beginnings can be attributed to Kato Shirozaemon Kagemasa, who traveled to China at the time and "learned the art of applying glaze to pottery biscuit, a skill not previously mastered in Japan." Another profession that reached a high level of excellence was the sculpting of Buddhist images, which peaked with a famous bronze Buddha erected in Kamakura in 1252, standing today as "one of the most majestic creations of art in any country."
SUMPTUARY EDICTS
The laws enacted by the Hojo regents bear ample testimony to their desire of enforcing frugality. In the middle of the thirteenth century, they went so far as to interdict the brewing of sake throughout the empire, and another ordinance vetoed the serving of cakes at meals. Such interdicts could not possibly be strictly enforced, but they undoubtedly exercised much influence, so that the samurai limited themselves to two meals a day and partook only of the coarsest fare.
The laws created by the Hojo regents clearly show their goal of promoting frugality. In the mid-thirteenth century, they banned the brewing of sake across the empire, and another law prohibited serving cakes during meals. While these bans couldn't be strictly enforced, they certainly had a significant impact, leading the samurai to restrict themselves to two meals a day and eat only the simplest foods.
ENGRAVING: WRESTLERS
ENGRAVING: DAIMYO'S GATE
CHAPTER XXIX
FALL OF THE HOJO AND RISE OF THE ASHIKAGA
THE DAYS OF SADATOKI
WITH the accession (1284) of the seventh Hojo regent, Sadatoki, the prosperous era of the Bakufu came to an end. Sadatoki himself seems to have been a man of much ability and fine impulses. He succeeded his father, Tokimune, at the age of fourteen, and during nine years he remained under the tutelage of the prime minister, Taira no Yoritsuna, thereafter taking the reins of government into his own hands. The annals are unfortunately defective at this, period. They fail to explain the reason for Sadatoki's retirement and adoption of religion, in 1301, after eight years of active rule. It may be that the troubles of the time disgusted him. For alike politically and financially an evil state of affairs prevailed. In 1286, the Adachi clan, falling under suspicion of aiming at the shogunate, was extirpated. A few years later, the same fate overtook Taira no Yoritsuna, who had been the chief accuser of the Adachi, and who, being now charged by his own first-born with coveting the regency (shikken), was put to death with his second son and all his retainers. Yet again, three years subsequently to this latter tragedy, Yoshimi, a scion of Yoritomo's brother, the unfortunate Yoshinori, fell a victim to accusations of treachery, and it needed no great insight to appreciate that the Bakufu was becoming a house divided against itself.
With the rise of the seventh Hojo regent, Sadatoki, in 1284, the thriving era of the Bakufu came to an end. Sadatoki himself was clearly a capable and well-intentioned individual. He took over from his father, Tokimune, at just fourteen and spent nine years under the guidance of the prime minister, Taira no Yoritsuna, before finally taking control of the government. Unfortunately, historical records from this period are lacking. They don't explain why Sadatoki stepped down and turned to religion in 1301, after eight years of active leadership. It could be that the troubles of the time disheartened him. Politically and financially, the situation was grim. In 1286, the Adachi clan was eliminated after being suspected of aiming for the shogunate. A few years later, the same fate befell Taira no Yoritsuna, who was the main accuser of the Adachi and was then charged by his own eldest son with desiring the regency (shikken). He was executed along with his second son and all his followers. Following this tragedy, three years later, Yoshimi, a descendant of Yoritomo's brother, the unfortunate Yoshinori, became a victim of accusations of treachery, and it was clear that the Bakufu was becoming a divided entity.
It was at this time, also, that the military families of the Kwanto in general and of Kamakura in particular began to find their incomes distressingly inadequate to meet the greatly increased and constantly increasing outlays that resulted from following the costly customs of Kyoto as reflected at the shogun's palace. Advantage was taken of this condition by professional money-lenders, by ambitious nobles, and even by wealthy farmers, who, supplying funds at exorbitant rates of interest, obtained possession of valuable estates. The Bakufu made several futile legislative essays to amend this state of affairs, and finally, in the year 1297, they resorted to a ruinous device called tokusei, or the "benevolent policy." This consisted in enacting a law which vetoed all suits for the recovery of interest, cancelled all mortgages, and interdicted the pledging of military men's property.
It was around this time that military families in the Kanto region, especially in Kamakura, started to find their incomes sadly insufficient to cover the much higher and continually growing expenses that came from adopting the expensive customs of Kyoto, as seen at the shogun's palace. This situation was exploited by professional moneylenders, ambitious nobles, and even wealthy farmers, who provided funds at outrageous interest rates and took ownership of valuable properties. The Bakufu made several unsuccessful attempts to fix this issue, and finally, in 1297, they implemented a disastrous measure called tokusei, or the "benevolent policy." This involved passing a law that prohibited all lawsuits for recovering interest, canceled all mortgages, and banned military personnel from pledging their property.
Of course, such legislation proved disastrous. Whatever temporary relief it afforded to indigent and improvident debtors, was far outweighed by the blow given to credit generally, and by the indignation excited among creditors. The Bakufu owed much of the stability of their influence to the frugality of their lives and to their unsullied administration of justice. But now the Kwanto bushi rivalled the Kyoto gallants in extravagance; the Kamakura tribunals forfeited the confidence of the people, and the needy samurai began to wish for the return of troublous times, when fortunes could be won with the sword. Amid such conditions Sadatoki took the tonsure in 1300, and was succeeded nominally by his cousin Morotoki, who, however, administered affairs in consultation with the retired regent. In 1303, a son was born to Sadatoki, and the latter, dying in 1311, bequeathed the office of regent to this boy when he should reach years of discretion, entrusting him, meanwhile, to the guardianship of two officials, the more active of whom was a lay priest, Nagasaki Enki.
Of course, that legislation ended up being a disaster. Any temporary relief it provided to poor and reckless debtors was far outweighed by the damage done to credit overall and the anger it stirred among creditors. The Bakufu's stability relied heavily on their frugal lifestyles and their clean handling of justice. But now the Kwanto bushi were matching the extravagance of the Kyoto elites; the Kamakura courts lost the trust of the people, and the struggling samurai started wishing for the chaotic times when fortunes could be gained through battle. In these circumstances, Sadatoki took religious vows in 1300, and his cousin Morotoki was nominally put in charge, although he consulted with the retired regent on matters. In 1303, Sadatoki had a son, and after Sadatoki passed away in 1311, he left the regent position to this boy when he came of age, putting him under the care of two officials, the more involved of whom was a lay priest, Nagasaki Enki.
An idea of the confusion existing at that time in Kamakura may be gathered from the fact that, during the five years between the death of Sadatoki and the accession of his son Takatoki (1316), no less than four members of the Hojo family held the regency in succession. Takatoki was destined to be the last of the Hojo regents. Coming into power at the age of thirteen, his natural giddiness of character is said to have been deliberately encouraged by his guardian, Nagasaki, but even had he been a stronger man it is doubtful whether he could have saved the situation. Corruption had eaten deeply into the heart of the Bakufu. In 1323, a question concerning right of succession to the Ando estate was carried to Kamakura for adjudication, and the chief judge, Nagasaki Takasuke, son of the old lay priest mentioned above, having taken bribes from both of the litigants, delivered an inscrutable opinion. Save for its sequel, this incident would merely have to be catalogued with many cognate injustices which disfigured the epoch. But the Ando family being one of the most powerful in northern Japan, its rival representatives appealed to arms in support of their respective claims, and the province of Oshu was thrown into such confusion that a force had to be sent from Kamakura to restore order. This expedition failed, and with its failure the prestige of the Hojo fell in a region where hitherto it had been untarnished—the arena of arms. The great Japanese historian, Rai Sanyo, compared the Bakufu of that time to a tree beautiful outwardly but worm-eaten at the core, and in the classical work, Taiheiki, the state of affairs is thus described:
An idea of the confusion that existed at that time in Kamakura can be understood from the fact that, during the five years between the death of Sadatoki and the rise of his son Takatoki (1316), four members of the Hojo family held the regency in succession. Takatoki was destined to be the last of the Hojo regents. Coming into power at the age of thirteen, his natural tendency to be carefree is said to have been deliberately encouraged by his guardian, Nagasaki, but even if he had been a stronger leader, it’s doubtful he could have salvaged the situation. Corruption had deeply infiltrated the Bakufu. In 1323, a dispute over the right of succession to the Ando estate was brought to Kamakura for resolution, and the chief judge, Nagasaki Takasuke, son of the aforementioned old lay priest, took bribes from both parties involved and rendered an ambiguous opinion. If not for its aftermath, this incident would just have been another entry in the many related injustices that marked the era. However, since the Ando family was one of the most powerful in northern Japan, their rival representatives resorted to arms to support their respective claims, plunging the province of Oshu into so much chaos that a force had to be sent from Kamakura to restore order. This expedition failed, and with its failure, the prestige of the Hojo declined in a region where it had previously been untarnished—the field of battle. The great Japanese historian, Rai Sanyo, compared the Bakufu of that time to a tree that appears beautiful on the outside but is rotten at the core, and the classical work, Taiheiki, describes the situation as follows:
The Dengaku mime was then in vogue among all classes in Kyoto. Takatoki, hearing of this, summoned two rival troupes of Dengaku players to Kamakura and witnessed their performances without regard to the passage of time. He distributed the members of the troupes among the noble families related to the Hojo, and made these nobles compete to furnish the performers with magnificent costumes. At a banquet when a Dengaku mime was acted, the regent and his guests vied with one another in pulling off their robes and throwing them into a heap, to be redeemed afterwards for heavy sums which were given to the actors. The custom thus inaugurated became perpetual. One day, a number of dogs gathered in the garden of Takatoki's mansion and had a fight. This so amused the regent that orders were despatched to collect dogs by way of taxes, the result being that many people in the provinces took steps to breed dogs and presented them by tens or scores to Kamakura, where they were fed on fish and fowl, kept in kennels having gold and silver ornaments, and carried in palanquins to take the air. When these distinguished animals were borne along the public thoroughfares, people hastening hither and thither on business had to dismount and kneel in obeisance, and farmers, instead of cultivating the fields, had to act as bearers of the dogs' sedan-chairs. Thus, the city of Kamakura presented the curious spectacle of a town filled with well-fed dogs, clothed in tinsel and brocades, and totalling from four to five thousand. Twelve days in every month used to be devoted to dog-fights, and on these occasions, the regent, the nobles, and the people inside and outside the mansion used to assemble as spectators, sitting on the verandas or the ground.
The Dengaku mime was really popular among all classes in Kyoto at that time. Takatoki, hearing about this, called in two rival Dengaku troupes to Kamakura and watched their performances for hours. He spread the troupe members among noble families related to the Hojo and had these nobles compete to provide the performers with lavish costumes. At a banquet where a Dengaku mime was performed, the regent and his guests competed to take off their robes and toss them into a pile, which were then redeemed later for large sums of money given to the actors. This practice became a tradition. One day, a bunch of dogs gathered in Takatoki's garden and started fighting. This entertained the regent so much that he sent out orders to collect dogs as a tax. As a result, many people in the provinces began breeding dogs and sent them in groups of tens or dozens to Kamakura, where they were fed fish and poultry, housed in kennels adorned with gold and silver, and carried in palanquins for fresh air. When these fancy dogs were taken through the streets, busy people had to dismount and kneel in respect, and farmers had to stop farming to carry the dogs’ sedan-chairs. So, Kamakura became a strange sight filled with well-fed dogs dressed in shiny fabrics, numbering between four and five thousand. Twelve days each month were dedicated to dog fights, and during these events, the regent, the nobles, and people from inside and outside the mansion gathered as spectators, sitting on porches or on the ground.
THE COURT IN KYOTO
All these things were watched with keen interest in Kyoto. It has been shown in Chapter XXVI that the Imperial family had been divided into two branches ever since the days of Go-Saga (1242-1246), one descended from his elder son, Go-Fukakusa, the other from his younger, Kameyama. These two branches may be conveniently distinguished as the senior and the junior, respectively. It has also been shown that the princes of the senior branch uniformly relied on Kamakura and kept the Bakufu informed of all intrigues devised in Kyoto, whereas those of the junior branch constantly cherished the hope of reasserting the independence of the throne. A representative of the junior branch, Go-Daigo (1318-1339), happened to be on the throne when Takatoki, holding the regency at Kamakura, scandalized the nation by his excesses and discredited the Hojo by his incompetence.
All these events were closely observed in Kyoto. It was shown in Chapter XXVI that the Imperial family had split into two branches since the reign of Go-Saga (1242-1246), one branch coming from his elder son, Go-Fukakusa, and the other from his younger son, Kameyama. These two branches can be easily referred to as the senior and junior branches, respectively. It was also shown that the princes of the senior branch consistently relied on Kamakura and kept the Bakufu informed of all schemes happening in Kyoto, while those from the junior branch always hoped to restore the independence of the throne. A member of the junior branch, Go-Daigo (1318-1339), was on the throne when Takatoki, who was holding the regency in Kamakura, shocked the nation with his excesses and discredited the Hojo due to his incompetence.
Go-Daigo was an able sovereign. He dispensed justice scrupulously and made the good of the country his prime aim. It appeared to him that the time had come for Kyoto to shake off the fetters of Kamakura. With that object he took into his confidence two Fujiwara nobles, Suketomo, a councillor of State, and Toshimoto, minister of Finance. These he despatched on a secret tour of inspection through the provinces, instructing them at the same time to canvass for adherents among the local samurai. They met with considerable success. Among the provincial families there were some of Taira origin who cherished traditional hatred towards the Minamoto; there were some of Minamoto blood who chafed at the supremacy of the Hojo, and there were some who, independently of lineage, longed for a struggle and its contingent possibilities. Leading representatives of these classes began to hold conclaves in Kyoto. The meetings were marked by complete absence of ceremony, their object being to promote free interchange of ideas. Presently, suspicions were suggested to Kamakura. The regent, Takatoki, who, though a careless libertine in his habits, living in the society of his thirty concubines, his troops of dancing mimes, and his packs of fighting dogs, was capable of stern resolution on occasions, threatened to dethrone the Emperor.
Go-Daigo was a capable ruler. He practiced justice meticulously and made the well-being of the country his top priority. He felt that the time had come for Kyoto to break away from the control of Kamakura. To achieve this, he confided in two Fujiwara nobles, Suketomo, a state councillor, and Toshimoto, the finance minister. He sent them on a covert mission to inspect the provinces while also instructing them to seek support among the local samurai. They found significant success. Among the provincial families, there were some of Taira descent who held a longstanding hatred for the Minamoto; there were some of Minamoto lineage who resented the dominance of the Hojo, and there were those who, regardless of family background, yearned for conflict and its potential outcomes. Key representatives from these groups began to gather in Kyoto. The meetings were completely informal, aimed at encouraging open discussions. Soon, suspicions reached Kamakura. The regent, Takatoki, who, despite being a careless libertine surrounded by his thirty concubines, his entertainers, and his fighting dogs, could be quite resolute when necessary, threatened to overthrow the Emperor.
In this sore strait, Go-Daigo did not hesitate to make solemn avowal of the innocence of his purpose, and Kamakura refrained from any harsh action towards the Throne. But it fared ill with the sovereign's chief confidant, Fujiwara no Suketomo. He was exiled to Sado Island and there killed by Takatoki's instructions. This happened in 1325. Connected with it was an incident which illustrates the temper of the bushi. In spite of his mother's tearful remonstrances, Kunimitsu, the thirteen-year-old son of the exiled noble, set out from Kyoto for Sado to bid his father farewell. The governor of the island was much moved by the boy's affection, but, fearful of Kamakura, he refused to sanction a meeting and commissioned one Homma Saburo, a member of his family, to kill the prisoner. Kunimitsu determined to avenge his father, even at the expense of his own life. During a stormy night, he effected an entry into the governor's mansion, and, penetrating to Saburo's chamber, killed him. The child then turned his weapon against his own bosom. But, reflecting that he had his mother to care for, his sovereign to serve, and his father's will to carry out, he determined to escape if possible. The mansion was surrounded by a deep moat which he could not cross. But a bamboo grew on the margin, and climbing up this, he found that it bent with his weight so as to form a bridge. He reached Kyoto in safety and ultimately attained the high post (chunagon) which his father had held.
In this difficult situation, Go-Daigo didn't hesitate to declare his innocent intentions, and Kamakura held back from taking any drastic action against the Throne. However, things did not go well for the sovereign's main advisor, Fujiwara no Suketomo. He was exiled to Sado Island and killed there on Takatoki's orders. This occurred in 1325. An incident related to this shows the spirit of the samurai. Despite his mother's tearful protests, Kunimitsu, the thirteen-year-old son of the exiled noble, set out from Kyoto for Sado to say goodbye to his father. The island's governor was deeply touched by the boy's loyalty, but scared of Kamakura, he refused to allow the meeting and tasked a family member, Homma Saburo, with killing the prisoner. Kunimitsu decided to avenge his father, even if it meant sacrificing his own life. On a stormy night, he broke into the governor's mansion and, reaching Saburo's room, killed him. The boy then turned the weapon on himself. But, after realizing he had his mother to take care of, his sovereign to serve, and his father's legacy to uphold, he opted to escape if he could. The mansion was surrounded by a deep moat that he couldn't cross. However, he found a bamboo growing at the edge, and by climbing it, he discovered it bent under his weight, creating a bridge. He made it back to Kyoto safely and eventually achieved the high position of chunagon that his father had held.
THE SUCCESSION TO THE THRONE
The year 1326 witnessed the decease of the Crown Prince, Kuninaga, who represented the senior branch of the Imperial family. Thereupon, Go-Daigo conceived the project of appointing his own son, Morinaga, to be Prince Imperial. That would have given the sceptre twice in succession to the junior branch, and the Bakufu regent, insisting that the rule of alternate succession must be followed, proposed to nominate Prince Kazuhito, a son of the cloistered Emperor, Go-Fushimi, who belonged to the senior branch. The question was vehemently discussed at Kamakura, Go-Daigo being represented by Fujiwara no Fujifusa, and Go-Fushimi by another noble. The former contended that never since the days of Jimmu had any subject dared to impose his will on the Imperial family. Go-Saga's testament had clearly provided the order of succession to the throne, yet the Bakufu had ventured to set that testament aside and had dictated the system of alternate succession. Thus, the princes of the elder branch not only became eligible for the throne, but also enjoyed great revenues from the Ghokodo estate, though it had been bequeathed as a solatium for exclusion from the succession; whereas the princes of the junior branch, when not occupying the throne, were without a foot of land or the smallest source of income. Fujifusa was instructed to claim that the usufruct of the Chokodo estate should alternate in the same manner as the succession, or that the latter should be perpetually vested in the junior branch. To this just demand the regent, Takatoki, refused to accede. Kazuhito was named Prince Imperial, and thus the seeds of a sanguinary struggle were sown.
The year 1326 saw the death of Crown Prince Kuninaga, representing the senior branch of the Imperial family. Following this, Go-Daigo came up with the idea of making his own son, Morinaga, the Prince Imperial. This would have passed the throne twice in a row to the junior branch, but the Bakufu regent insisted that they must follow the rule of alternate succession. He proposed to nominate Prince Kazuhito, a son of the cloistered Emperor Go-Fushimi, who belonged to the senior branch. The issue was hotly debated in Kamakura, with Go-Daigo represented by Fujiwara no Fujifusa and Go-Fushimi by another noble. Fujifusa argued that no subject had dared to impose their will on the Imperial family since the days of Jimmu. Go-Saga's testament had clearly outlined the order of succession to the throne, but the Bakufu had disregarded that testament and had enforced the alternate succession system. As a result, the princes of the elder branch not only became eligible for the throne but also received substantial income from the Ghokodo estate, which had originally been left as compensation for their exclusion from the succession. Meanwhile, the princes of the junior branch had no land or income when not on the throne. Fujifusa was directed to claim that the profits from the Chokodo estate should alternate just like the succession or that the succession should permanently remain with the junior branch. The regent, Takatoki, refused this reasonable demand. Kazuhito was named Prince Imperial, planting the seeds for a bloody conflict.
CONSPIRACY IN KYOTO
Go-Daigo now conspired actively for the overthrow of the Hojo. He took Prince Morinaga into his confidence, and, under the name Oto no Miya, made him lord-abbot of the great monastery of Hiei-zan, thus securing at once a large force of soldier cenobites. To the same end other religious establishments were successfully approached. During the space of five years this plot escaped Kamakura's attention. But, in 1331, the Bakufu, becoming suspicious, laid hands on several of the plotters and, subjecting them to judicial examination after the merciless fashion of the age, soon elicited a part, at any rate, of the truth. Yet Kamakura does not appear to have appreciated the situation until, Go-Daigo having summoned the Enryaku monks to his assistance, the cloistered Emperor of the senior branch, Go-Fushimi, despatched an urgent message to the Bakufu, declaring that unless prompt action were taken the situation would elude control.
Go-Daigo actively plotted to overthrow the Hojo. He confided in Prince Morinaga and, using the name Oto no Miya, appointed him as the lord-abbot of the great Hiei-zan monastery, thereby securing a significant force of monk-soldiers. He also successfully reached out to other religious groups for support. For five years, this conspiracy went unnoticed by Kamakura. However, in 1331, the Bakufu became suspicious, captured several conspirators, and subjected them to harsh interrogations typical of the time, revealing at least part of the truth. Yet, it seems Kamakura didn't fully grasp the situation until Go-Daigo called upon the Enryaku monks for help, prompting the cloistered Emperor of the senior branch, Go-Fushimi, to send an urgent message to the Bakufu, warning that immediate action was necessary to prevent the situation from spiraling out of control.
Hasty council was now held in Kamakura. Nagasaki Takasuke, the corrupt kwanryo, advised that Go-Daigo should be dethroned and sent into exile, together with Oto no Miya, and that all implicated in the plot should be severely punished. This violent course was opposed by Nikaido Sadafusa, who pleaded eloquently for the respect due to the Throne, and contended that without the sovereign's favour the Bakufu could not exist. But Takasuke's advice prevailed, re-enforced as it was by reference to the Shokyu disturbance when vigorous daring had won the day. With all possible expedition an army under the command of Sadafusa marched from Kamakura for Kyoto. Advised of these doings, Prince Morinaga persuaded the Emperor to change costumes with Fujiwara Morokata; whereafter the latter, riding in the Imperial palanquin, took ostensible refuge at Hiei-zan, and the sovereign, travelling in a Court lady's ox-car, made his way, first, to Nara and thence to Kasagi in Yamato, guarded by the troops of Fujiwara Fujifusa. Rokuhara was then under the command of Hojo Nakatoki, and upon him devolved the duty of seizing the Emperor's person. He directed an army against Hiei-zan, where Go-Daigo was believed to have found asylum. But Fujiwara Morokata, who personified the sovereign, managed to escape, as did also Prince Morinaga (Oto no Miya). Go-Daigo then sent to Kusunoki Masashige a mandate to raise troops and move against the "rebels," for to that category the Hojo now belonged in the absence of an Imperial commission.
A quick meeting was held in Kamakura. Nagasaki Takasuke, the corrupt kwanryo, suggested that Go-Daigo should be removed from the throne and exiled along with Oto no Miya, and that everyone involved in the plot should face harsh punishment. Nikaido Sadafusa opposed this violent approach, arguing passionately for the respect owed to the Throne and stating that the Bakufu could not survive without the Emperor's support. However, Takasuke's advice won out, strengthened by a reference to the Shokyu disturbance when decisive action had led to success. An army led by Sadafusa quickly marched from Kamakura to Kyoto. Hearing about these events, Prince Morinaga convinced the Emperor to switch clothes with Fujiwara Morokata; thus, Morokata, riding in the Imperial palanquin, took refuge at Hiei-zan, while the Emperor, traveling in a court lady's ox-car, made his way first to Nara and then to Kasagi in Yamato, protected by the troops of Fujiwara Fujifusa. Rokuhara was under the command of Hojo Nakatoki, who was tasked with capturing the Emperor. He sent an army to Hiei-zan, where Go-Daigo was thought to be hiding. However, Fujiwara Morokata, who was impersonating the Emperor, managed to escape, along with Prince Morinaga (Oto no Miya). Go-Daigo then sent a message to Kusunoki Masashige to gather troops and march against the "rebels," as the Hojo now fell into that category without an Imperial commission.
This Kusunoki Masashige (called Nanko) is one of Japan's ideal types of loyalty and courage. He and Nitta Yoshisada are the central figures in the long campaign upon which Japan now entered. Masashige belonged to the Tachibana family, which stood second among the four great septs of Japan—the Fujiwara, the Tachibana, the Minamoto, and the Taira—and Yoshisada claimed kinship with the Minamoto. Receiving Go-Daigo's order, Kusunoki Masashige quickly collected a troop of local bushi and constructed entrenchments at Akasaka, a naturally strong position in his native province of Kawachi. Takatoki now caused Prince Kazuhito to be proclaimed sovereign under the name of Kogon. But this monarch was not destined to find a place among the recognized occupants of the throne. For a time, indeed, fortune smiled on the Hojo. Within a few days after Kogon's assumption of the sceptre, Go-Daigo's retreat at Kasagi became untenable, and he fled, still escorted by the faithful Fujiwara Fujifusa. It must be recognized that, whatever the Fujiwara family's usurpations in the past, their loyalty to the Throne throughout this era of cruel vicissitudes redeems a multitude of sins.
Kusunoki Masashige (known as Nanko) is considered one of Japan's ideal examples of loyalty and bravery. He and Nitta Yoshisada are the key figures in the long campaign that Japan has now entered. Masashige was from the Tachibana family, which was the second most influential among Japan's four great clans—the Fujiwara, the Tachibana, the Minamoto, and the Taira—while Yoshisada was related to the Minamoto. Following Go-Daigo's orders, Kusunoki Masashige quickly gathered a group of local samurai and built fortifications at Akasaka, a naturally strong position in his home province of Kawachi. Takatoki then had Prince Kazuhito declared sovereign under the title of Kogon. However, this ruler was not meant to be among the recognized occupants of the throne. For a while, fortune favored the Hojo. Just a few days after Kogon took the throne, Go-Daigo's position at Kasagi became impossible to hold, and he fled, still accompanied by the loyal Fujiwara Fujifusa. It should be noted that, despite the Fujiwara family's past usurpations, their loyalty to the Throne during this challenging time redeems many of their previous wrongdoings.
During his flight from Kasagi, the Emperor was without food for three days, and had to sleep with a rock for pillow. Overtaken by the Rokuhara troops, his Majesty was placed in a bamboo palanquin and carried to the temple Byodoin, where, after the battle of the Uji Bridge, the aged statesman and general, Yorimasa, had fallen by his own hand, a century and a half previously. Here Go-Daigo received a peremptory order to surrender the Imperial insignia to the Hojo nominee, Kogon. He refused. The mirror and gem, he alleged, had been lost, and there remained only the sacred sword, which he kept to defend himself against the traitors when they fell upon him. The high courage of this answer would have been finer had Go-Daigo's statement been true; but in reality the three insignia were intact. It was then announced to his Majesty that he should be removed to Rokuhara where he would be entirely in the power of the Hojo. Nevertheless, he maintained his lofty bearing, and refused to make the journey unless all appropriate forms of etiquette were observed. At Rokuhara the demand for the insignia was repeated and the Emperor handed over duplicates, secretly retaining the genuine articles himself. Takatoki now issued orders for Go-Daigo to be removed to the island of Oki, sent all the members of his family into exile elsewhere, and banished or killed his principal supporters.
During his escape from Kasagi, the Emperor went without food for three days and had to use a rock as a pillow. Caught by the Rokuhara troops, he was placed in a bamboo palanquin and taken to the Byodoin temple, where, after the battle of the Uji Bridge, the elderly statesman and general, Yorimasa, had taken his own life a century and a half earlier. Here, Go-Daigo was given a strict order to surrender the Imperial insignia to the Hojo nominee, Kogon. He refused, claiming that the mirror and gem were lost and that only the sacred sword remained, which he kept to defend himself against traitors when they attacked him. The bravery of this response would have been more impressive if Go-Daigo's claim had been true; in reality, the three insignia were unharmed. It was then announced to him that he would be moved to Rokuhara, where he would be completely at the mercy of the Hojo. Nevertheless, he maintained his dignity and refused to make the journey unless all proper forms of etiquette were followed. At Rokuhara, the demand for the insignia was repeated, and the Emperor handed over duplicates, secretly keeping the real items for himself. Takatoki then ordered Go-Daigo to be sent to the island of Oki, exiled all his family members elsewhere, and banished or executed his main supporters.
RAISING OF A LOYAL ARMY
Kusunoki Masashige had but five hundred men under his command when he entrenched himself at Akasaka. There for twenty days he held out against the attacks of the greatly superior Hojo forces, until finally, no help arriving and his provisions being exhausted, he would have committed suicide had he not realized that his life belonged to the Imperial cause. He contrived to escape through the enemy's lines, and thus the only organized loyal force that remained in the field was that operating in Bingo under the command of Sakurayama Koretoshi. Thither a false rumour of Masashige's death having been carried, Koretoshi's troops dispersed and he himself committed suicide. Kojima Takanori, too, commonly known as Bingo no Saburo, was about to raise the banner of loyalty when the false news of Masashige's death reached him. This Takanori is the hero of an incident which appeals strongly to the Japanese love of the romantic. Learning that the Emperor was being transported into exile in the island of Oki, and having essayed to rescue him en route, he made his way during the night into the enclosure of the inn where the Imperial party had halted, and having scraped off part of the bark of a cherry tree, he inscribed on the trunk the couplet:
Kusunoki Masashige had only five hundred men with him when he set up defenses at Akasaka. For twenty days, he held out against the much larger Hojo forces until, with no help coming and his supplies running low, he considered taking his own life. However, he realized that his life was dedicated to the Imperial cause. He managed to escape through the enemy lines, leaving the only organized loyal force still active in Bingo under Sakurayama Koretoshi’s command. When a false rumor of Masashige’s death spread, Koretoshi’s troops scattered, and he took his own life. Kojima Takanori, also known as Bingo no Saburo, was about to raise the banner of loyalty when he heard the false news of Masashige's death. Takanori is the hero of a story that strongly resonates with the Japanese love for the romantic. Upon learning that the Emperor was being sent into exile on the island of Oki, and after attempting to rescue him along the way, he ventured into the courtyard of the inn where the Imperial party was resting at night. He scraped off some bark from a cherry tree and wrote on the trunk the couplet:
Heaven destroy not Kou Chien,
He is not without a Fan Li.
Heaven won’t let Kou Chien fall,
He’s not without a Fan Li.
This alluded to an old-time Chinese king (Kou Chien) who, after twenty years of exile, was restored to power by the efforts of a vassal (Fan Li). The Emperor's guards, being too illiterate to comprehend the reference, showed the writing to Go-Daigo, who thus learned that friends were at hand. But Takanori could not accomplish anything more, and for a season the fortunes of the Throne were at a very low ebb, while at Kamakura the regent resumed his life of debauchery. Neither Prince Morinaga nor Masashige was idle, however. By skilful co-operation they recovered the entrenchments at Akasaka and overran the two provinces of Izumi and Kawachi, gaining many adherents. The fall of 1332 saw Masashige strongly posted at the Chihaya fortress on Kongo Mountain; his lieutenants holding Akasaka; Prince Morinaga in possession of Yoshino Castle, and Akamatsu Norimura of Harima blocking the two highways called the Sanindo and the Sanyodo.
This referred to an ancient Chinese king (Kou Chien) who, after twenty years in exile, was restored to power thanks to a loyal vassal (Fan Li). The Emperor's guards, being too uneducated to understand the reference, showed the writing to Go-Daigo, who realized that help was on the way. However, Takanori couldn't achieve anything more, and for a time, the Throne's fortunes were desperately low, while in Kamakura, the regent returned to his life of excess. But neither Prince Morinaga nor Masashige were inactive. By working together skillfully, they reclaimed the defenses at Akasaka and swept through the two provinces of Izumi and Kawachi, gaining many supporters. By the fall of 1332, Masashige had established a strong position at the Chihaya fortress on Kongo Mountain; his lieutenants were holding Akasaka; Prince Morinaga occupied Yoshino Castle, and Akamatsu Norimura of Harima was blocking the two main roads known as the Sanindo and the Sanyodo.
In other words, the Imperialists held the group of provinces forming the northern littoral of the Inland Sea and commanded the approaches from the south. But now again Kamakura put forth its strength. At the close of February, 1333, a numerous force under the Hojo banners attacked Yoshino and its fall became inevitable. Prince Morinaga, wounded in several places, had resolved to make the castle his "death-pillow," when he was saved by one of those acts of heroic devotion so frequently recorded in the annals of the Japanese bushi. Murakami Yoshiteru insisted on donning the prince's armour and personating him so as to cover his retreat. At the supreme moment, Yoshiteru ascended the tower of the entrenchments and loudly proclaiming himself the prince, committed suicide. His son would fain have shared his fate, but Yoshiteru bade him live for further service. Subsequently, he fell fighting against Morinaga's pursuers, but the prince escaped safely to the great monastery of Koya in Kishu.* The victorious Hojo then turned their arms against Akasaka, and having carried that position, attacked Chihaya where Masashige commanded in person. But the great soldier held his foes successfully at bay and inflicted heavy losses on them. Thus, the early months of 1333 witnessed a brighter state of affairs for the Imperial cause. It was supported by Kusunoki Masashige, in Yamato, with Chihaya for headquarters; Prince Morinaga, at Koya-san in Kishu; Akamatsu Norimura, in Harima and Settsu, whence his fortress of Maya menaced Rokuhara, and by Doi Michiharu and Tokuno Michikoto, in Iyo, whence, crossing to Nagato, they had attacked and defeated Hojo Tokinao, the tandai of the province.
In other words, the Imperialists controlled the group of provinces along the northern coast of the Inland Sea and held the southern access points. However, Kamakura once again showed its strength. At the end of February 1333, a large force under the Hojo banners attacked Yoshino, making its capture inevitable. Prince Morinaga, injured in several places, decided to use the castle as his "death-pillow," when he was rescued by one of those acts of heroic devotion often seen in the stories of the Japanese bushi. Murakami Yoshiteru insisted on putting on the prince's armor and pretending to be him to cover his escape. At the critical moment, Yoshiteru climbed the tower of the defenses and, proclaiming himself the prince, took his own life. His son wished to share this fate, but Yoshiteru urged him to live for future duty. Later, he fell while fighting against Morinaga's pursuers, but the prince safely escaped to the great monastery of Koya in Kishu.* The victorious Hojo then turned their attention to Akasaka, and after capturing that position, attacked Chihaya where Masashige personally commanded. But the great soldier successfully held off his enemies and inflicted heavy losses on them. Thus, the early months of 1333 saw more favorable developments for the Imperial cause. It was backed by Kusunoki Masashige in Yamato, with Chihaya as headquarters; Prince Morinaga at Koya-san in Kishu; Akamatsu Norimura in Harima and Settsu, from where his fortress at Maya threatened Rokuhara; and by Doi Michiharu and Tokuno Michikoto in Iyo, who, crossing to Nagato, attacked and defeated Hojo Tokinao, the tandai of the province.
*Yoshiteru's loyal sacrifice received official recognition, in 1908, on the occasion of military manoeuvres in the neighbourhood of the scene of the tragedy. The Emperor honoured his memory by bestowing on him high posthumous rank.
*Yoshiteru's loyal sacrifice was officially recognized in 1908 during military exercises near the site of the tragedy. The Emperor honored his memory by awarding him a high posthumous rank.*
ESCAPE OF THE EMPEROR FROM OKI
The Oki group of islands lie in the Sea of Japan forty miles from the coast of the provinces Izumo and Hoki. Beppu, in Nishi-no-shima, one of the smallest of the group, was Go-Daigo's place of exile. By employing the services of a fishing-boat, Prince Morinaga succeeded in conveying to his Majesty some intelligence of the efforts that were being made in the Imperial cause. This was early in 1333, and when the news spread among the guards at Beppu, they began to talk of the duties of loyalty. Narita Kosaburo and the Nawa brothers, Yasunaga and Nagataka—the name of the last was afterwards changed by the Emperor to Nagatoshi—thus became associated in a scheme for assisting the exile to recover his freedom. To remove him from Nishi-no-Shima was not difficult to contrive, but to traverse the provinces of Izumo or Hoki en route for a safe asylum seemed at first impossible, for in Izumo not only the governor but also the chief official of the great Shinto shrine were hostile, and in Hoki the strictest watchfulness had been enjoined from Rokuhara.
The Oki Islands are located in the Sea of Japan, about forty miles from the coasts of Izumo and Hoki provinces. Beppu, on Nishi-no-shima, one of the smallest islands, was where Go-Daigo was exiled. Prince Morinaga managed to send his Majesty some updates on the efforts being made for the Imperial cause by hiring a fishing boat. This was early in 1333, and when the news spread among the guards in Beppu, they started discussing loyalty duties. Narita Kosaburo and the Nawa brothers, Yasunaga and Nagataka—the latter's name was later changed to Nagatoshi by the Emperor—got involved in a plan to help the exile regain his freedom. While getting him off Nishi-no-shima was easy to arrange, crossing through the provinces of Izumo or Hoki to find a safe place seemed impossible at first. In Izumo, not only was the governor hostile, but so was the chief official of the major Shinto shrine, and in Hoki, strict oversight had been mandated from Rokuhara.
Nevertheless, it became necessary to make the attempt at once or refrain altogether. On the 8th of April, 1333, the guards at Beppu were given a quantity of sake on the plea that the accouchement of a Court lady was imminent. Custom prescribed that in such a case the lady should be removed to a different house, and therefore when the guards had well drunk, a palanquin was carried out, bearing ostensibly this lady only, but in reality freighted with the sovereign also. The night was passed in the village, and at daybreak the little party, leaving the lady behind, set out on foot for the nearest seaport, Chiba. The Emperor could scarcely walk, but happily a man was encountered leading a pack-horse, and on this Go-Daigo rode. The next three days were devoted to seeking a safe landing in Izumo and endeavouring to procure provisions. On one occasion, being pursued by servants of the great shrine, they had to re-embark and put out to sea, the Emperor and his sole attendant, Tadaaki, lying hid in the bottom of the boat beneath a quantity of seaweed and under the feet of the sailors. Finally, on the 13th of April, they made Katami port in the province of Hoki, and, being cordially welcomed by Nawa Nagataka, Go-Daigo was ultimately taken to a mountain called Funanoe, which offered excellent defensive facilities. It is recorded that on the first stage of this journey from Nagataka's residence to the mountain, the Emperor had to be carried on the back of Nagataka's brother, Nagashige, no palanquin being available. Very soon many bushi flocked to the Imperial standard and Funanoe was strongly entrenched. It was on this occasion that Go-Daigo changed Nagataka's name to Nagatoshi, and conferred on him the title of "captain of the Left guards" (saemon-no-jo).
Nevertheless, it became necessary to make the attempt immediately or refrain altogether. On April 8, 1333, the guards at Beppu were given a quantity of sake under the pretense that a court lady was about to give birth. Tradition required that in such cases, the lady should be moved to a different house. So, after the guards had had a good drink, a palanquin was brought out, supposedly carrying only this lady, but in reality also carrying the sovereign. They spent the night in the village and at dawn, leaving the lady behind, set out on foot for the nearest seaport, Chiba. The Emperor could barely walk, but fortunately, they came across a man leading a pack-horse, and on this Go-Daigo rode. The next three days were spent looking for a safe landing in Izumo and trying to get provisions. At one point, while being pursued by servants of the great shrine, they had to go back and put out to sea again, with the Emperor and his only companion, Tadaaki, hiding in the bottom of the boat under some seaweed and the feet of the sailors. Finally, on April 13, they reached Katami port in the province of Hoki, and were warmly welcomed by Nawa Nagataka. Go-Daigo was eventually taken to a mountain called Funanoe, which had excellent defensive features. It is noted that on the first part of the journey from Nagataka’s home to the mountain, the Emperor had to be carried on the back of Nagataka’s brother, Nagashige, as there was no palanquin available. Very soon, many bushi gathered around the Imperial banner, and Funanoe was heavily fortified. During this event, Go-Daigo changed Nagataka’s name to Nagatoshi and gave him the title of "captain of the Left guards" (saemon-no-jo).
DOWNFALL OF THE HOJO
When the Emperor's escape from Oki became known, loyal samurai in great numbers espoused the Imperial cause, and a heavy blow was given to the prestige of the Hojo by Akamatsu Norimura who, after several successful engagements with the Rokuhara army in Settsu, pushed northward from the fortress of Maya, where his forces were almost within sight of Kyoto. Takatoki, appreciating that a crisis had now arisen in the fortunes of the Hojo, ordered Ashikaga Takauji to lead a powerful army westward. Takauji represented a junior branch of the Minamoto family. He was descended from the great Yoshiiye, and when Yoritomo rose against the Taira, in 1180, he had been immediately joined by the then Ashikaga chieftain, who was his brother-in-law. Takau ji, therefore, had ambitions of his own, and his mood towards the Hojo had been embittered by two recent events; the first, that, though in mourning for the death of his father, he had been required to join the attack on Masashige's fortress at Kasagi; the second, that his own illness after returning from that campaign had not availed to save him from frequent summonses to conference with Takatoki.
When the Emperor's escape from Oki became known, many loyal samurai rallied to support the Imperial cause, dealing a significant blow to the Hojo's prestige thanks to Akamatsu Norimura. After several successful battles against the Rokuhara army in Settsu, he advanced north from the fortress of Maya, where his forces were nearly in sight of Kyoto. Realizing a crisis had emerged for the Hojo, Takatoki ordered Ashikaga Takauji to lead a strong army west. Takauji was part of a junior branch of the Minamoto family, descending from the great Yoshiiye. When Yoritomo rebelled against the Taira in 1180, the Ashikaga chieftain at the time, who was his brother-in-law, immediately joined him. Therefore, Takauji had his own ambitions, and two recent events had soured his feelings towards the Hojo: first, despite mourning his father's death, he was forced to participate in the attack on Masashige's fortress at Kasagi; second, his illness after returning from that campaign did not prevent him from being frequently summoned for discussions with Takatoki.
ENGRAVING: ASHIKAGA TAKAUJI
Thus, this second order to take the field found him disposed to join in the overthrow of the Hojo rather than in their support. Learning something of this mood, Takatoki demanded that the Ashikaga chief, before commencing his march, should hand in a written oath of loyalty, and further, should leave his wife, his children, and his brother-in-law as hostages in Kamakura. Takauji, who shrunk from no sacrifice on the altar of his ambition, complied readily, and the confidence of the Bakufu having thus been restored, a parting banquet was given in his honour, at which the Hojo representative presented him with a steed, a suit of armour, a gold-mounted sword, and a white flag, this last being an heirloom from the time of Hachiman (Yoshiiye), transmitted through the hands of Yoritomo's spouse, Masa.
So, when this second order to take the field came through, he was more inclined to support the overthrow of the Hojo instead of backing them. Sensing this change in attitude, Takatoki insisted that the Ashikaga leader must submit a written oath of loyalty before launching his campaign and also leave his wife, children, and brother-in-law as hostages in Kamakura. Takauji, who was willing to make any sacrifice for his ambitions, agreed without hesitation. With the Bakufu's confidence restored, a farewell banquet was held in his honor, where the Hojo representative gifted him a horse, a suit of armor, a gold-mounted sword, and a white flag, which had been passed down since the time of Hachiman (Yoshiiye) through Yoritomo's wife, Masa.
All these things did not turn Takauji by a hair's-breadth from his purpose. His army had not marched many miles westward before he despatched a message to the entrenchments in Hoki offering his services to the Emperor, who welcomed this signal accession of strength and commissioned Takauji to attack the Bakufu forces. Entirely ignorant of these things, Hojo Takaiye, who commanded at Rokuhara, made dispositions to move against the Hoki fortress in co-operation with Takauji. The plan of campaign was that Takaiye's army should march southward through Settsu, and, having crushed Akamatsu Norimura, who occupied that province, should advance through Harima and Mimasaka into Hoki; while Takauji, moving northward at first by the Tamba highway, should ultimately turn westward and reach Hoki by the littoral road of the Japan Sea. In addition to these two armies, the Hojo had a powerful force engaged in beleaguering the fortress of Chihaya, in Yamato, where Kusunoki Masashige commanded in person.
All of this didn't sway Takauji from his goal even slightly. His army had barely marched a few miles west when he sent a message to the fortifications in Hoki, offering his support to the Emperor, who welcomed this boost in strength and tasked Takauji with attacking the Bakufu forces. Completely unaware of these developments, Hojo Takaiye, who was in charge at Rokuhara, arranged to move against the Hoki fortress in partnership with Takauji. The campaign plan was for Takaiye's army to head south through Settsu, defeat Akamatsu Norimura, who controlled that area, and then proceed through Harima and Mimasaka into Hoki. Meanwhile, Takauji would initially move north along the Tamba highway and ultimately veer west, reaching Hoki via the coastal road of the Japan Sea. In addition to these two armies, the Hojo had a strong force besieging the fortress of Chihaya in Yamato, where Kusunoki Masashige was in command.
It will thus be seen that, at this time (May, 1333), the Imperialists were everywhere standing on the defensive, and the Bakufu armies were attacking on the southeast, south, and north of Kyoto. Nothing seemed less probable than that the Imperial capital itself should become the object of an assault by the partisans of Go-Daigo. But the unexpected took place. Hojo Takaiye was killed and his force shattered in the first collision with Norimura, who immediately set his troops in motion towards Kyoto, intending to take advantage of Rokuhara's denuded condition. Meanwhile, Takauji, whose march into Tamba had been very deliberate, learned the course events had taken in Settsu, and immediately proclaiming his allegiance to the Imperial cause, countermarched for Kyoto, his army receiving constant accessions of strength as it approached the city. Rokuhara, though taken by surprise, fought stoutly. Attacked simultaneously from three directions by the armies of Norimura, Takauji, and Minamoto Tadaaki, and in spite of the death of their commandant, Hojo Tokimasu, they held out until the evening, when Hojo Nakatoki escaped under cover of darkness, escorting the titular sovereign, Kogon, and the two ex-Emperors. Their idea was to flee to Kamakura, but taking an escort too large for rapid movement, they were overtaken; the three leaders together with four hundred men killed, and Kogon together with the two ex-Emperors seized and carried back to Kyoto.
It can be seen that, at this time (May, 1333), the Imperialists were on the defensive everywhere, while the Bakufu armies were attacking from the southeast, south, and north of Kyoto. It seemed very unlikely that the Imperial capital itself would become a target for the followers of Go-Daigo. However, the unexpected happened. Hojo Takaiye was killed and his forces were shattered in the first clash with Norimura, who quickly moved his troops toward Kyoto to take advantage of Rokuhara's weakened state. Meanwhile, Takauji, who had been moving deliberately into Tamba, learned about the developments in Settsu, and immediately declared his support for the Imperial cause. He turned back toward Kyoto, with his army gaining strength as it approached the city. Rokuhara, though surprised, fought bravely. They were attacked at the same time from three directions by the armies of Norimura, Takauji, and Minamoto Tadaaki, and despite the death of their commander, Hojo Tokimasu, they held out until evening. Hojo Nakatoki managed to escape under the cover of darkness, taking with him the titular sovereign, Kogon, and the two ex-Emperors. Their plan was to flee to Kamakura, but with too large a group for quick movement, they were caught; the three leaders and four hundred men were killed, while Kogon and the two ex-Emperors were captured and taken back to Kyoto.
THE FALL OF KAMAKURA
These things happened at the close of June, 1333, and immediately after the fall of Rokuhara, Nitta Yoshisada raised the Imperial standard in the province of Kotsuke. Yoshisada represented the tenth generation of the great Yoshiiye's family. Like Ashikaga Takauji he was of pure Minamoto blood, though Takauji belonged to a junior branch. The Nitta estates were in the district of that name in the province of Kotsuke; that is to say, in the very heart of the Kwanto. Hitherto, the whole of the eastern region had remained loyal to the Hojo; but the people were growing weary of the heavy taxes and requisitions entailed by this three-years' struggle, and when Nitta Yoshisada declared against the Hojo, his ranks soon swelled to formidable dimensions. It has been stated by some historians that Yoshisada's resolve was first taken on receipt of news that Rokuhara was lost to the Hojo. But there can be no doubt that, like others of his sept, he had long resented the comparatively subordinate position occupied by Yoritomo's descendants, and the most trustworthy annals show that already while engaged in besieging Masashige in Chihaya fortress, he conceived the idea of deserting the Hojo's cause. Through one of his officers, Funada Yoshimasa, he obtained a mandate from Prince Morinaga, and then, feigning sickness, he left the camp in Yamato and returned to Kotsuke, where he lost no time in making preparations for revolt.
These events occurred at the end of June 1333, right after the fall of Rokuhara, when Nitta Yoshisada raised the Imperial standard in Kotsuke province. Yoshisada was the tenth generation of the famous Yoshiiye family. Like Ashikaga Takauji, he was of pure Minamoto descent, although Takauji came from a junior branch. The Nitta estates were located in the district of the same name within Kotsuke province, in the heart of the Kwanto region. Until that point, the entire eastern area had stayed loyal to the Hojo; however, the people were becoming tired of the heavy taxes and demands from the three-year conflict. When Nitta Yoshisada declared against the Hojo, his forces quickly grew larger and more powerful. Some historians suggest that Yoshisada made his decision after hearing news of Rokuhara's fall to the Hojo. However, it's clear that, like others from his clan, he had long resented the subordinate position held by Yoritomo's descendants. The most reliable records indicate that while he was besieging Masashige in Chihaya fortress, he already started thinking about abandoning the Hojo's side. Through one of his officers, Funada Yoshimasa, he secured a mandate from Prince Morinaga and then, pretending to be sick, left the camp in Yamato and returned to Kotsuke, where he quickly prepared for rebellion.
This actual declaration did not come, however, until the arrival of an officer from Kamakura, carrying a requisition for a great quantity of provisions to victual an army which the Hojo were hastily equipping to recover Rokuhara. The officer was put to death, and Yoshisada with his brother, Yoshisuke, set their forces in motion for Kamakura. Menaced thus closely, the Hojo made a supreme effort. They put into the field an army said to have numbered one hundred thousand of all arms. But their ranks were perpetually reduced by defections, whereas those of the Imperialists received constant accessions. The campaign lasted only a fortnight. For the final attack Yoshisada divided his army into three corps and advanced against Kamakura from the north, the east, and the west. The eastern column was repulsed and its general slain, but the western onset, commanded by Yoshisada himself, succeeded. Taking advantage of a low tide, he led his men over the sands and round the base of a steep cliff,* and carried the city by storm, setting fire to the buildings everywhere. The Hojo troops were shattered and slaughtered relentlessly. Takatoki retreated to his ancestral cemetery at the temple Tosho-ji, and there committed suicide with all the members of his family and some eight hundred officers and men of his army. Thus, Kamakura fell on the 5th of July, 1333, a century and a half after the establishment of the Bakufu by Yoritomo. Many heroic incidents marked the catastrophe and showed the spirit animating the bushi of that epoch. A few of them will find a fitting place here.
This official announcement didn't happen until an officer from Kamakura arrived, bringing a request for a large amount of supplies to feed an army that the Hojo were quickly assembling to take back Rokuhara. The officer was executed, and Yoshisada and his brother, Yoshisuke, mobilized their forces towards Kamakura. Under this direct threat, the Hojo made a desperate push. They deployed an army reportedly numbering around one hundred thousand across various units. However, their ranks were continuously weakened by desertions, while the Imperialist forces kept growing. The campaign lasted just two weeks. For the final assault, Yoshisada split his army into three groups and attacked Kamakura from the north, east, and west. The eastern column was pushed back, and its general was killed, but the western attack, led by Yoshisada himself, was successful. Taking advantage of a low tide, he led his men across the sands and around the base of a steep cliff, storming the city and setting fire to buildings everywhere. The Hojo troops were broken and killed without mercy. Takatoki retreated to his family's cemetery at the Tosho-ji temple, where he committed suicide along with his family and about eight hundred officers and men from his army. Thus, Kamakura fell on July 5, 1333, a century and a half after Yoritomo established the Bakufu. Many heroic events marked this tragedy and highlighted the spirit of the bushi of that time. A few of these will be appropriately shared here.
*This cliff—Inamura-ga-saki—may be seen at Kamakura to-day. Tradition says that Yoshisada threw his sword into the waves, supplicating the god of the Sea to roll back the water and open a path for the loyal army. At dawn on the following day the tide was found to have receded sufficiently.
*This cliff—Inamura-ga-saki—can be seen in Kamakura today. Legend has it that Yoshisada threw his sword into the waves, praying to the sea god to pull back the water and create a path for the loyal army. By dawn the next day, the tide had receded enough.*
HEROIC DEATHS
It has been related above that, when Ashikaga Takauji marched westward from Kamakura, he left his family and his brother-in-law as hostages in the hands of the Bakufu. Subsequently, on the occasion of the assault by Nitta Yoshisada, this brother-in-law (Akabashi Moritoki) resisted stoutly but was defeated at the pass of Kobukoro. He committed suicide, remarking calmly, "It is better to die trusted than to live doubted."
It has been mentioned above that when Ashikaga Takauji marched west from Kamakura, he left his family and his brother-in-law as hostages with the Bakufu. Later, during the attack by Nitta Yoshisada, this brother-in-law (Akabashi Moritoki) fought bravely but was defeated at the Kobukoro pass. He took his own life, saying calmly, "It’s better to die trusted than to live doubted."
Osaragi Sadanao, one of the Hojo generals, was in danger of defeat by Odate Muneuji at the defence of Kamakura, when Homma Saemon, a retainer of the former, who was under arrest for an offence, broke his arrest and galloping into the field, restored the situation by killing the enemy's general, Odate Muneuji. Carrying the head of Muneuji, Saemon presented it to his chief and then disembowelled himself in expiation of his disobedience. Sadanao, crying that his faithful follower should not go unaccompanied to the grave, dashed into the enemy's ranks and fell, covered with wounds.
Osaragi Sadanao, one of the Hojo generals, was facing defeat by Odate Muneuji while defending Kamakura. In a twist of fate, Homma Saemon, a retainer of Sadanao who had been arrested for an offense, broke free and charged into the battlefield. He turned the tide by killing the enemy general, Odate Muneuji. After taking Muneuji’s head, Saemon presented it to his leader and then ended his own life as an atonement for his disobedience. Sadanao, lamenting that his loyal follower should not go to the grave alone, rushed into the enemy lines and fell, covered in wounds.
Ando Shoshu, returning from the successful defence of the eastern approaches to Kamakura on the 5th of July, 1333, found the Government buildings a mass of charred ruins, and being ignorant of the multitude of suicides that had taken place in the cemetery at Tosho-ji, cried out: "The end of a hundred years! How is it that none was found to die the death of fidelity?" Dismounting he prepared to take his own life when a messenger arrived carrying a letter from his niece, the wife of Nitta Yoshisada. This letter counselled surrender. Shoshu exclaimed furiously: "My niece is a samurai's daughter. How could she venture to insult me with words so shameless? And how was it that Yoshisada allowed her to do such a thing?" Then, wrapping the letter round the hilt of his sword, he disembowelled himself.
Ando Shoshu, returning from the successful defense of the eastern approaches to Kamakura on July 5, 1333, found the government buildings reduced to a pile of charred ruins. Unaware of the many suicides that had happened in the cemetery at Tosho-ji, he exclaimed, "The end of a hundred years! How is it that no one was found to die the death of loyalty?" Dismounting, he prepared to take his own life when a messenger arrived with a letter from his niece, the wife of Nitta Yoshisada. This letter advised him to surrender. Shoshu reacted angrily, saying, "My niece is a samurai's daughter. How could she insult me with such shameless words? And how could Yoshisada allow her to do this?" Then, wrapping the letter around the hilt of his sword, he disemboweled himself.
THE LAST SCENE
The last act of the Hojo tragedy, which took place in the cemetery of the temple Tosho-ji, showed the fidelity of the samurai character at its best. Among the Kamakura warriors was one Takashige, son of that Nagasaki Takasuke who had made himself notorious by corrupt administration of justice. Takashige, a skilled soldier of enormous physical power, returned from the battle when all hope of beating back Nitta Yoshisada's army had disappeared, and having warned the regent, Takatoki, that the bushi's last resource alone remained, asked for a few moments' respite to strike a final stroke. Followed by a hundred desperate men, he plunged into the thick of the fight and had almost come within reach of Yoshisada when he was forced back. Galloping to Tosho-ji, he found Takatoki and his comrades drinking their farewell cup of sake. Takatoki handed the cup to Takashige, and he, after draining it thrice, as was the samurai's wont, passed it to Settsu Dojun, disembowelled himself, and tore out his intestines. "That gives a fine relish to the wine," cried Dojun, following Takashige's example. Takatoki, being of highest rank, was the last to kill himself.
The final act of the Hojo tragedy, which unfolded in the cemetery at Tosho-ji temple, showcased the loyalty of the samurai spirit at its finest. Among the Kamakura warriors was a man named Takashige, the son of Nagasaki Takasuke, who had gained infamy for his corrupt handling of justice. Takashige, a formidable soldier with immense physical strength, returned from battle when all hope of defeating Nitta Yoshisada's army was lost. He warned the regent, Takatoki, that only the samurai’s last resort remained and asked for a moment to make a final move. Accompanied by a hundred desperate men, he charged into the thick of the fray and nearly reached Yoshisada before he was pushed back. Racing to Tosho-ji, he found Takatoki and his comrades sharing their farewell cups of sake. Takatoki handed a cup to Takashige, who, after drinking from it three times, as was the custom of the samurai, passed it to Settsu Dojun, then disemboweled himself and pulled out his intestines. "That adds a nice kick to the wine," shouted Dojun, following Takashige’s lead. Takatoki, being of the highest rank, was the last to take his own life.
Eight hundred suicides bore witness to the strength of the creed held by the Kamakura bushi. An eminent Japanese author* writes: "Yoritomo, convinced by observation and experience that the beautiful and the splendid appeal most to human nature, made it his aim to inculcate frugality, to promote military exercises, to encourage loyalty, and to dignify simplicity. Moral education he set before physical. The precepts of bushido he engraved on the heart of the nation and gave to them the honour of a precious heirloom. The Hojo, by exalting bushido, followed the invaluable teaching of the Genji, and supplemented it with the doctrines of Shinto, Confucianism, and Buddhism. Thus every bushi came to believe that the country's fate depended on the spirit of the samurai." Another and more renowned annalist** wrote: "The Hojo, rising from a subordinate position, flourished for nine generations. Their success was due to observing frugality, treating the people with kindness, meting out strict justice, and faithfully obeying the ancestral behest to abstain from seeking high titles." They took the substance and discarded the shadow. The bushido that they developed became a model in later ages, especially in the sixteenth century.
Eight hundred suicides demonstrated the strength of the beliefs held by the Kamakura samurai. A well-known Japanese author* writes: "Yoritomo, convinced by observation and experience that beauty and splendor appeal most to human nature, aimed to instill frugality, promote military training, encourage loyalty, and value simplicity. He prioritized moral education over physical training. He engraved the principles of bushido into the nation's heart and gave them the honor of a cherished heirloom. The Hojo, by elevating bushido, embraced the invaluable teachings of the Genji and added elements from Shinto, Confucianism, and Buddhism. Thus, every samurai came to believe that the country's fate depended on the spirit of the samurai." Another, more prominent historian** wrote: "The Hojo, rising from a lower status, thrived for nine generations. Their success was due to their frugal lifestyle, kind treatment of people, strict justice, and their loyal adherence to the ancestral command to avoid seeking high titles." They focused on substance rather than appearances. The bushido they developed became a model in later times, especially in the sixteenth century.
*Yamada Tesshu (modern).
Yamada Tesshu (modern version).
**Rai Sanyo (1780-1832).
Rai Sanyo (1780-1832).
LAST HOJO ARMY
When Kamakura fell the only Hojo force remaining in the field was that which had been engaged for months in the siege of Chihaya, where Kusunoki Masashige held his own stoutly. This army had retired to Nara on receipt of the news of Rokuhara's capture, and when Kamakura met with the same fate, the leaders of the last Hojo force surrendered at the summons of Ashikaga Takauji's emissaries. Subsequently, fifteen of these leaders were led out at midnight and beheaded.
When Kamakura fell, the only Hojo force still in the field was the one that had been involved for months in the siege of Chihaya, where Kusunoki Masashige held his ground. This army had retreated to Nara upon hearing the news of Rokuhara's capture, and when Kamakura faced the same demise, the leaders of the last Hojo force surrendered at the request of Ashikaga Takauji's messengers. Later, fifteen of these leaders were taken out at midnight and executed.
THE RESTORATION OF THE KEMMU ERA
The conditions that now resulted are spoken of in Japanese history as "the Restoration of the Kemmu era" (1334-1336). It will be presently seen that the term is partly misleading. After his escape from Oki, Go-Daigo remained for some time in the fortress of Funanoe, in Hoki. Kamakura fell on the 5th of July, and his Majesty entered Kyoto on the 17th of that month. While in Hoki he issued various rescripts having special significance. They may be summarized as follows:
The conditions that resulted are referred to in Japanese history as "the Restoration of the Kemmu era" (1334-1336). It's important to note that this term can be somewhat misleading. After his escape from Oki, Go-Daigo stayed for a while in the Funanoe fortress in Hoki. Kamakura fell on July 5th, and he entered Kyoto on the 17th of that month. While in Hoki, he issued several important rescripts, which can be summarized as follows:
From bushi down to priests, any man who performs meritorious deeds in battle will be duly recompensed, in addition to being confirmed in the possession of his previously held domain, and that possession will be continued in perpetuity to his descendants. In the case of persons killed in fight, suitable successors to their domains will be selected from their kith and kin.
From warriors to priests, anyone who does commendable things in battle will be rewarded accordingly, along with keeping their existing territory, which will be passed down forever to their descendants. If someone is killed in battle, appropriate successors for their land will be chosen from their family and relatives.
With regard to Court officials and bushi down to temple priests and functionaries of Shinto shrines, any that come immediately to join the Imperial forces will be rewarded, in addition to being confirmed in the tenure of their original estates.
In terms of court officials and samurai, as well as temple priests and Shinto shrine workers, anyone who comes right away to support the Imperial forces will receive rewards, and they will also be affirmed in their original landholdings.
Similar consideration will be shown to all who, though unable to come in person, supply provisions or military necessaries, submit suggestions with loyal intent, or otherwise work in the interests of the Imperial army. Men surrendering in battle will be pardoned for their previous offences, and will be rewarded for services subsequently rendered.
Similar consideration will be given to everyone who, although unable to attend in person, provides supplies or military necessities, offers suggestions with loyal intentions, or otherwise works in support of the Imperial army. Soldiers who surrender in battle will be pardoned for their past offenses and will be rewarded for services rendered afterward.
The fate of the eastern outlaws (i.e. the Hojo) being sealed, their destruction is imminent. They have slain many innocent people; plundered the property of all classes, despoiled temples, burned houses, and conducted themselves with extreme wickedness. Unless they be punished, public peace cannot be restored. Our army has to remove those evils, and therefore all in its ranks, while uniting to attack the rebels, will be careful not to inflict any suffering on the people or to plunder them and will treat them with all benevolence. If prisoners be common soldiers, they shall be released at once, and if officers, they shall be held in custody pending Imperial instructions. They shall not be punished without judgment. No buildings except the enemy's fortresses and castles shall be burned, unless the conditions of a battle dictate such a course, and it is strictly forbidden to set fire to shrines and temples. When the Imperial forces enter a city and have to be quartered in private houses, the owners of the latter shall be duly recompensed. If these injunctions be obeyed, the deities of heaven and earth and the ancestral Kami will protect the virtuous army in its assault upon the wicked traitors.
The fate of the eastern outlaws (the Hojo) is sealed, and their destruction is imminent. They have killed many innocent people, stolen from everyone, desecrated temples, burned homes, and acted with extreme evil. Unless they are punished, public peace cannot be restored. Our army must eliminate these evils, and everyone in its ranks, while joining forces to fight the rebels, will be careful not to harm the people or steal from them, treating them with kindness. If the captives are regular soldiers, they will be released immediately, and if they are officers, they will be held until we receive instructions from the Emperor. They will not be punished without a fair trial. No buildings except for the enemy's fortresses and castles will be burned, unless the circumstances of battle require it, and it is strictly forbidden to set fire to shrines and temples. When the Imperial forces enter a city and need to be housed in private homes, the owners will be properly compensated. If these orders are followed, the gods of heaven and earth and our ancestral Kami will protect the righteous army in its fight against the wicked traitors.
These edicts make it clear that in one most important respect, namely, the terms of land tenure, there was no idea of reverting to the old-time system which recognized the right of property to be vested in the Throne and limited the period of occupation to the sovereign's will.
These decrees clearly indicate that, in one crucial aspect—specifically, the terms of land ownership—there was no intention of going back to the old system that acknowledged property rights as belonging to the Throne and restricted the duration of occupancy to the sovereign's discretion.
THE NEW GOVERNMENT
When Go-Daigo entered Kyoto on the 17th of July, 1333, it was suggested by some of his advisers that a ceremony of coronation should be again held. But the sa-daijin, Nijo Michihira, opposed that course. He argued that although his Majesty had not resided in the capital for some time, the sacred insignia had been always in his possession, and that his re-entering the capital should be treated as returning from a journey. This counsel was adopted. It involved the exclusion of Kogon from the roll of sovereigns, though the title of "retired Emperor" was accorded to him.
When Go-Daigo entered Kyoto on July 17, 1333, some of his advisers suggested holding a coronation ceremony again. However, the sa-daijin, Nijo Michihira, disagreed. He argued that even though the Emperor hadn’t lived in the capital for a while, he had always kept the sacred insignia, and that his return to the capital should be seen as coming back from a journey. This advice was accepted. It meant that Kogon would be removed from the list of emperors, although he was still given the title of "retired Emperor."
There were thus three ex-Emperors at the same time. Go-Daigo assigned the Chokodo estates for their support, retaining for himself only the provincial taxes of Harima. The Bakufu no longer having any official existence, the machinery of the Government in Kyoto was organized on the hypothesis of genuine administrative efficiency. There was no chancellor (dajo daijiri) or any regent (kwampaku). These were dispensed with, in deference to the "Restoration" theory, namely, that the Emperor himself should rule, as he had done in the eras of Engi and Tenryaku (901-957). But for the rest, the old offices were resuscitated and filled with men who had deserved well in the recent crisis or who possessed hereditary claims. Prince Morinaga, the sometime lord-abbot of Hiei-zan, was nominated commander-in-chief (tai-shoguri), and for the sake of historical lucidity hereafter the following appointments should be noted:
There were three ex-Emperors at the same time. Go-Daigo allocated the Chokodo estates to support them, keeping only the provincial taxes of Harima for himself. With the Bakufu no longer officially existing, the government in Kyoto was organized based on the idea of genuine administrative efficiency. There was no chancellor (dajo daijiri) or any regent (kwampaku). These positions were eliminated in line with the "Restoration" idea that the Emperor should rule himself, as he did during the eras of Engi and Tenryaku (901-957). However, the old offices were revived and filled with people who had proven themselves during the recent crisis or had hereditary claims. Prince Morinaga, the former lord-abbot of Hiei-zan, was named commander-in-chief (tai-shoguri), and for the sake of clarity in history, the following appointments should be noted:
Prince Narinaga to be governor-general (kwanryo) of the Kwanto, with his headquarters at Kamakura, and with Ashikaga Tadayoshi (brother of Takauji) for second in command.
Prince Narinaga will be the governor-general (kwanryo) of the Kwanto, with his main office in Kamakura, and Ashikaga Tadayoshi (brother of Takauji) will serve as his second in command.
Prince Yoshinaga to be governor-general of O-U (Mutsu and Dewa), assisted by Kitabatake Chikafusa (an able statesman and a historian), and the latter's son, Akiiye, as well as by the renowned warrior, Yuki Munehiro.
Prince Yoshinaga will be the governor-general of O-U (Mutsu and Dewa), supported by Kitabatake Chikafusa (a skilled politician and historian), along with his son, Akiiye, and the well-known warrior, Yuki Munehiro.
Nijo Michihira to be sa-daijin.
Nijo Michihira to be prime minister.
Kuga Nagamichi to be u-daijin.
Kuga Nagamichi to be u-daijin.
Doin Kinkata to be nai-daijin.
Doing Kinkata to be prime minister.
It is observable that the occupants of all these great offices were Court nobles. The creed of the Kemmu era was that the usurping buke (military families) had been crushed and that the kuge (Court nobility) had come to their own again. As for the provinces, the main purpose kept in view by the new Government was to efface the traces of the shugo system. Apparently the simplest method of achieving that end would have been to appoint civilian governors (kokushi) everywhere. But in many cases civilian governors would have been powerless in the face of the conditions that had arisen under military rule, and thus the newly nominated governors included
It’s clear that the people in all these high positions were Court nobles. The belief during the Kemmu era was that the usurping military families had been defeated and that the Court nobility had regained their power. Regarding the provinces, the main goal of the new Government was to eliminate the remnants of the shugo system. The easiest way to do this would have been to appoint civilian governors (kokushi) everywhere. However, in many situations, civilian governors would have struggled against the conditions created under military rule, so the newly appointed governors included
Ashikaga Takauji, governor of Musashi, Hitachi, and Shimosa.
Ashikaga Takauji, the governor of Musashi, Hitachi, and Shimosa.
Ashikaga Tadayoshi (brother of Takauji), governor of Totomi.
Ashikaga Tadayoshi (brother of Takauji), governor of Totomi.
Kusunoki Masashige, governor of Settsu, Kawachi, and Izumi.
Kusunoki Masashige, the governor of Settsu, Kawachi, and Izumi.
Nawa Nagatoshi, governor of Inaba and Hoki.
Nawa Nagatoshi, the governor of Inaba and Hoki.
Nitta Yoshisada, governor of Kotsuke and Harima.
Nitta Yoshisada, governor of Kotsuke and Harima.
Nitta Yoshiaki (son of Yoshisada), governor of Echigo.
Nitta Yoshiaki (son of Yoshisada), governor of Echigo.
Wakiya Yoshisuke (brother of Yoshisada), governor of Suruga.
Wakiya Yoshisuke (brother of Yoshisada), governor of Suruga.
One name left out of this list was that of Akamatsu Norimura, who had taken the leading part in driving the Hojo from Rokuhara, and who had been faithful to the Imperial cause throughout. He now became as implacable an enemy as he had previously been a loyal friend. The fact is significant. Money as money was despised by the bushi of the Kamakura epoch. He was educated to despise it, and his nature prepared him to receive such education. But of power he was supremely ambitious—power represented by a formidable army of fully equipped followers, by fortified castles, and by widely recognized authority. The prime essential of all these things was an ample landed estate To command the allegiance of the great military families without placing them under an obligation by the grant of extensive manors would have been futile. On the other hand, to grant such manors in perpetuity meant the creation of practically independent feudal chiefs.
One name missing from this list was Akamatsu Norimura, who had played a key role in driving the Hojo out of Rokuhara and had remained loyal to the Imperial cause throughout. He now became as ruthless an enemy as he had once been a devoted friend. This fact is significant. Money, in itself, was looked down upon by the bushi of the Kamakura period. He was raised to disdain it, and his personality made him open to this mindset. But he was extremely ambitious when it came to power—power represented by a strong army of well-equipped followers, by fortified castles, and by widely acknowledged authority. The essential foundation for all these things was a substantial land estate. Commanding the loyalty of the major military families without putting them in debt through the granting of large estates would have been pointless. On the other hand, granting such estates in perpetuity would have effectively created nearly independent feudal lords.
The trouble with the restored Government of Go-Daigo was that it halted between these two alternatives. Appreciating that its return to power had been due to the efforts of certain military magnates, it rewarded these in a measure; but imagining that its own administrative authority had been replaced on the ancient basis, it allowed itself to be guided, at the same time, by capricious favouritism. Even in recognizing the services of the military leaders, justice was not observed. The records clearly show that on the roll of merit the first place, after Prince Morinaga, should have been given to Kusunoki Masashige's name. When Kasagi fell and when the Emperor was exiled, Masashige, alone among the feudatories of sixty provinces, continued to fight stoutly at the head of a small force, thus setting an example of steadfast loyalty which ultimately produced many imitators. Nitta Yoshisada ought to have stood next in order; then Akamatsu Norimura; then Nawa Nagatoshi, and finally Ashikaga Takauji.* In the case of Takauji, there was comparatively little merit. He had taken up arms against the Imperial cause at the outset, and even in the assault on Rokuhara he had been of little service. Yet to him the Crown allotted the greatest honour and the richest rewards. Some excuse may be found in Takauji's lineage, but in that respect he was inferior to Nitta Yoshisada.
The problem with the restored Government of Go-Daigo was that it was stuck between two options. Realizing that its return to power was thanks to certain military leaders, it rewarded them to some extent; however, believing that its authority was back to the old ways, it also let itself be swayed by unpredictable favoritism. Even when acknowledging the contributions of the military leaders, fair treatment was lacking. The records clearly indicate that after Prince Morinaga, Kusunoki Masashige should have been at the top of the merit list. When Kasagi fell and the Emperor was exiled, Masashige, the only one among the feudal lords of sixty provinces, continued to fight bravely with a small force, setting an example of unwavering loyalty that inspired many others. Nitta Yoshisada should have been next, followed by Akamatsu Norimura, then Nawa Nagatoshi, and finally Ashikaga Takauji.* In Takauji's case, his merit was relatively minimal. He had initially opposed the Imperial cause, and even during the attack on Rokuhara, he was not very helpful. Yet the Crown gave him the highest honors and the greatest rewards. Some justification might be found in Takauji's lineage, but in that respect, he was inferior to Nitta Yoshisada.
*Arai Hakuseki (1656-1725).
Arai Hakuseki (1656-1725).
Still more flagrant partiality was displayed in other directions. Relying on the promises of the Funanoe edicts epitomized above, thousands of military officers thronged the Court in Kyoto, clamouring for recognition of their services. Judges were appointed to examine their pleas, but that proved a tedious task, and in the meanwhile all the best lands had been given away by favour or affection. Go-Daigo himself appropriated the manors of Hojo Takatoki; those of Hojo Yasuie were assigned to Prince Morinaga; those of Osaragi Sadanao went to the Imperial consort, Renko. The immediate attendants of the sovereign, priests, nuns, musicians, littérateurs—all obtained broad acres by the Imperial fiat, and when, in the tardy sequel of judicial procedure, awards were made to military men, no spoil remained to be divided. Soon a cry went up, and gained constantly in volume and vehemence, a cry for the restoration of the military regime. As for Go-Daigo, whatever ability he had shown in misfortune seemed to desert him in prosperity. He neglected his administrative duties, became luxurious and arrogant, and fell more and more under the influence of the lady Ren. Of Fujiwara lineage, this lady had shared the Emperor's exile and assisted his escape from Oki. It had long been her ambition to have her son, Tsunenaga, nominated Crown Prince, but as Prince Morinaga was older and had established a paramount title by his merits, his removal must precede the accomplishment of her purpose. Fate furnished a powerful ally. Prince Morinaga, detecting that Ashikaga Takauji concealed a treacherous purpose under a smooth demeanour, solicited the Emperor's mandate to deal with him. Go-Daigo refused, and thereafter the lady Ren and the Ashikaga chief, whose influence increased daily, entered into a league for the overthrow of Prince Morinaga.
Even more obvious favoritism was shown in other areas. Relying on the promises of the Funanoe edicts mentioned above, thousands of military officers crowded the Court in Kyoto, demanding recognition for their services. Judges were assigned to review their requests, but that turned out to be a slow process, and in the meantime, all the best lands had already been handed out based on favoritism or affection. Go-Daigo took the estates of Hojo Takatoki for himself; those of Hojo Yasuie went to Prince Morinaga; and Osaragi Sadanao's lands were given to the Imperial consort, Renko. The immediate attendants of the emperor—priests, nuns, musicians, and writers—all received large tracts of land by Imperial command, and when, after much delay in legal proceedings, rewards were finally given to military men, there was no land left to share. Soon, a cry arose, growing louder and more intense, demanding the return of the military regime. As for Go-Daigo, any skill he had shown during tough times seemed to leave him in good times. He neglected his administrative responsibilities, became indulgent and arrogant, and fell more and more under the influence of Lady Ren. From the Fujiwara family, she had shared the Emperor's exile and helped him escape from Oki. She had long dreamed of having her son, Tsunenaga, named Crown Prince, but with Prince Morinaga being older and having earned a high title through his achievements, she needed to remove him to achieve her goal. Fate provided a strong ally. Prince Morinaga, realizing that Ashikaga Takauji hid a treacherous agenda behind a friendly facade, requested the Emperor's order to deal with him. Go-Daigo refused, and from then on, Lady Ren and the Ashikaga leader, whose power grew daily, formed a plot to overthrow Prince Morinaga.
It was at this time, when symptoms of disorder were growing more and more apparent, that Fujiwara Fujifusa, a high dignitary of the Court and one of the great statesmen of his era, addressed a solemn warning to Go-Daigo. The immediate occasion was curious. There had been presented to the Court by the governor of Izumo a horse of extraordinary endurance, capable of travelling from Tomita, in that province, to Kyoto, a distance of one hundred and sixty miles, between dawn and darkness. The courtiers welcomed the appearance of this horse as an omen of peace and prosperity, but Fujiwara Fujifusa interpreted it as indicating that occasion to solicit speedy aid from remote provinces would soon arise. He plainly told the Emperor that the officials were steeped in debauchery; that whereas, in the early days of the restoration, the palace gates had been thronged with warriors, to-day none could be seen, thousands upon thousands having left the capital disgusted and indignant to see Court favourites enriched with the rewards which should have fallen to the military; that the already distressed people were subjected to further heavy exactions for building or beautifying Imperial palaces; that grave injustice had been done to Akamatsu Norimura, and that unless the sovereign refrained from self-indulgence and sought to govern benevolently, a catastrophe could not be averted. But Go-Daigo was not moved, and finally, after repeating his admonition on several occasions, Fujifusa left the Court and took the tonsure. It says much for the nobility of the Emperor's disposition that he commissioned Nobufusa, father of Fujifusa, to seek out the persistent critic and offer him a greatly higher office if he would consent to return, and it says much for Fujifusa's sincerity that, hoping to give weight to his counsels, he embraced the life of a recluse and was never seen in public again.
At this time, when signs of trouble were becoming more obvious, Fujiwara Fujifusa, a high-ranking official of the Court and one of the top statesmen of his time, gave a serious warning to Go-Daigo. The reason for his warning was unusual. The governor of Izumo had presented the Court with a remarkable horse, capable of traveling from Tomita in that province to Kyoto—a distance of one hundred and sixty miles—between dawn and dusk. The courtiers saw the arrival of this horse as a sign of peace and prosperity, but Fujiwara Fujifusa interpreted it as a signal that the need to ask for quick help from distant provinces would soon arise. He straightforwardly told the Emperor that officials were caught up in excess; that while the early days of the restoration had seen the palace gates crowded with warriors, now there were none in sight, with countless individuals having left the capital out of frustration and anger at seeing Court favorites rewarded with riches that should have gone to the military; that the already struggling people were facing additional heavy taxes for constructing or beautifying Imperial palaces; that serious injustice had been done to Akamatsu Norimura, and that if the Emperor continued to indulge himself and didn't govern with kindness, a disaster was inevitable. But Go-Daigo was unfazed, and eventually, after repeating his warning several times, Fujifusa left the Court and became a monk. It speaks volumes about the Emperor's character that he sent Nobufusa, Fujifusa's father, to find the persistent critic and offer him a much higher position if he would agree to come back, and it speaks volumes about Fujifusa's sincerity that, hoping to strengthen his advice, he chose the life of a recluse and was never seen in public again.
DEATH OF PRINCE MORINAGA
Things now went from bad to worse in Kyoto, while in the provinces the remnants of the Hojo's partisans began to raise their heads. The ever-loyal Kusunoki Masashige and Nawa Nagatoshi entered the capital to secure it against surprise; Ashikaga Takauji, ostensibly for the same purpose, summoned large forces from the provinces, and Prince Morinaga occupied Nawa with a strong army. Takauji saw that the time had come to remove the prince, in whom he recognized the great obstacle to the consummation of his ambitious designs. Securing the co-operation of the lady Ren by a promise that her son, Narinaga, should be named Crown Prince and commander-in-chief (shoguri) in succession to Morinaga, he informed the Emperor that Prince Morinaga was plotting Go-Daigo's deposition and the elevation of his own son to the throne. The Emperor credited the accusation, summoned the usurping Morinaga to the palace, and caused him to be arrested. This happened in November, 1334. Morinaga vehemently declared his innocence. In a memorial to the Throne he recounted the loyal service he had rendered to his sovereign and father, and concluded with these words:
Things got worse in Kyoto, while in the provinces, the remaining supporters of the Hojo began to emerge. The ever-loyal Kusunoki Masashige and Nawa Nagatoshi entered the capital to protect it against any surprises; Ashikaga Takauji, supposedly for the same reason, called in large forces from the provinces, and Prince Morinaga stationed a strong army at Nawa. Takauji realized it was time to deal with the prince, whom he saw as a major obstacle to his ambitious plans. He secured the cooperation of Lady Ren by promising that her son, Narinaga, would be named Crown Prince and commander-in-chief (shogun) after Morinaga. He then informed the Emperor that Prince Morinaga was conspiring to depose Go-Daigo and place his own son on the throne. The Emperor believed the accusation, summoned the usurper Morinaga to the palace, and had him arrested. This took place in November 1334. Morinaga strongly proclaimed his innocence. In a letter to the Throne, he detailed the loyal service he had provided to his sovereign and father, and ended with these words:
In spite of all this I have unwittingly offended. I would appeal to heaven, but the sun and moon have no favour for an unfilial son. I would bow my head and cry to the earth for help, but the mountains and the rivers do not harbour a disloyal subject. The tie between father and son is severed, and I am cast away. I have no longer anything to hope in the world. If I may be pardoned, stripped of my rank, and permitted to enter religion, there will be no cause for regret. In my deep sorrow I cannot say more.
Despite all this, I have unknowingly offended. I would appeal to heaven, but the sun and moon show no favor to a disloyal son. I would bow my head and cry to the earth for help, but the mountains and rivers have no compassion for a disloyal subject. The bond between father and son is broken, and I am cast aside. I have nothing left to hope for in this world. If I could be forgiven, stripped of my rank, and allowed to enter a religious life, there would be no reason for regret. In my deep sorrow, I can't say more.
Had this piteous appeal reached Go-Daigo, he might have relented. But just as the memorial addressed by Yoshitsune to his brother, Yoritomo, was suppressed by Hiromoto, so the chamberlain to whom Prince Morinaga entrusted his protest feared to carry it to the sovereign. Before the close of the year, the prince was exiled to Kamakura, and there placed in charge of Takauji's brother, Tadayoshi, who confined him in a cave dug for the purpose. He never emerged alive. Seven months later, Tadayoshi, on the eve of evacuating Kamakura before the attack of Hojo Tokiyuki, sent an emissary to assassinate Morinaga in the cave. The unfortunate prince was in his twenty-eighth year. His name must be added to the long list of noble men who fell victims to slander in Japan. A Japanese annalist* contends that Morinaga owed his fate as much to his own tactlessness as to the wiles of his enemies, and claims that in accusing Takauji to the throne, the prince forgot the Emperor's helplessness against such a military magnate as the Ashikaga chief. However that may have been, subsequent events clearly justified the prince's suspicions of Takauji's disloyalty. It must also be concluded that Go-Daigo deliberately contemplated his son's death when he placed him in charge of Takauji's brother.
If this tragic plea had reached Go-Daigo, he might have changed his mind. But just like the memorial Yoshitsune wrote to his brother, Yoritomo, was silenced by Hiromoto, the chamberlain who was supposed to deliver Prince Morinaga's protest was too scared to bring it to the emperor. By the end of the year, the prince was exiled to Kamakura and put in the care of Takauji's brother, Tadayoshi, who locked him away in a cave specifically dug for that purpose. He never came out alive. Seven months later, right before evacuating Kamakura to escape Hojo Tokiyuki's attack, Tadayoshi sent an assassin to kill Morinaga in the cave. The unfortunate prince was only twenty-eight years old. His name should be added to the long list of noble men in Japan who fell victim to slander. One Japanese historian claims that Morinaga's fate was due as much to his own mistakes as to the tricks of his enemies, suggesting that in blaming Takauji to the throne, the prince overlooked the emperor's powerlessness against a military leader like the Ashikaga chief. Still, later events proved that the prince was right to suspect Takauji's disloyalty. It can also be concluded that Go-Daigo intentionally considered the possibility of his son’s death when he left him in the care of Takauji's brother.
*Raj Sanyo.
Raj Sanyo.
ASHIKAGA TAKAUJI OCCUPIES KAMAKURA
The course of events has been somewhat anticipated above in order to relate the end of Prince Morinaga's career. It is necessary, now, to revert to the incident which precipitated his fate, namely, the capture of Kamakura by Hojo Tokiyuki. This Tokiyuki was a son of Takatoki. He escaped to Shinano province at the time of the Hojo downfall, and being joined there by many of his family's vassals, he found himself strong enough to take the field openly in July, 1335, and sweeping away all opposition, he entered Kamakura in August. Ashikaga Takauji's brother was then in command at Kamakura. It seemed, indeed, as though the Emperor deliberately contemplated the restoration of the old administrative machinery in the Kwanto, changing only the personnel; for his Majesty appointed his tenth son, Prince Narinaga, a boy of ten, to be shogun at Kamakura, and placed Ashikaga Tadayoshi in a position amounting, in fact though not in name, to that of regent (shikken). Probably these measures were merely intended to placate the Kwanto. Before there had been time to test their efficacy, the Hojo swept down on Kamakura, and Tadayoshi and the young shogun found themselves fugitives. Meanwhile, Ashikaga Takauji in Kyoto had been secretly fanning the discontent of the unrecompensed bushi, and had assured himself that a reversion to the military system would be widely welcomed. He now applied for a commission to quell the Hojo insurrection, and on the eve of setting out for that purpose, he asked to be nominated shogun, which request being rejected, he left the capital without paying final respects to the Throne, an omission astutely calculated to attract partisans.
The timeline of events has been somewhat anticipated above in order to discuss the conclusion of Prince Morinaga's career. Now, it's important to go back to the incident that triggered his fate, specifically, the capture of Kamakura by Hojo Tokiyuki. This Tokiyuki was a son of Takatoki. He fled to Shinano province during the collapse of the Hojo family, and after being joined by many of his family's vassals, he felt strong enough to take action openly in July 1335, quickly eliminating all opposition and entering Kamakura in August. Ashikaga Takauji's brother was in charge at Kamakura at that time. It seemed as though the Emperor was deliberately considering the restoration of the old administrative system in the Kwanto, only changing the people involved; his Majesty appointed his tenth son, Prince Narinaga, who was just ten years old, as shogun at Kamakura, and placed Ashikaga Tadayoshi in a position that was effectively, though not officially, that of regent (shikken). Likely, these actions were just meant to appease the Kwanto. Before they could be tested for effectiveness, the Hojo stormed Kamakura, and Tadayoshi and the young shogun found themselves on the run. Meanwhile, Ashikaga Takauji in Kyoto had been secretly stirring up the discontent among the unpaid bushi, ensuring that a return to the military system would be widely accepted. He then applied for a commission to crush the Hojo uprising, and just before setting out for that purpose, he requested to be named shogun. When his request was denied, he left the capital without paying his final respects to the Throne, a strategic move designed to win support.
The Hojo's resistance was feeble, and in a few weeks the Ashikaga banners were waving again over Kamakura. The question of returning to Kyoto had now to be considered. Takauji's brother, Tadayoshi, strongly opposed such a step. He compared it to putting one's head into a tiger's mouth, and in fact information had already reached Kamakura in the sense that the enemies of the Ashikaga were busily slandering the victorious general. It may fairly be assumed, however, that Takauji had never intended to return to Kyoto except as dictator. He assumed the title of shogun; established his mansion on the site of Yoritomo's old yashiki; undertook control of the whole Kwanto; confiscated manors of his enemies; recompensed meritorious deeds liberally, and granted pardons readily. In fact, he presented to public gaze precisely the figure he desired to present, the strong ruler who would unravel the perplexities of a distraught age. From all quarters the malcontent bushi flocked to his flag.
The Hojo's resistance was weak, and in just a few weeks, the Ashikaga banners were flying again over Kamakura. Now, the issue of returning to Kyoto had to be addressed. Takauji's brother, Tadayoshi, was strongly against this idea. He likened it to putting one's head in a tiger's mouth, and indeed, news had already reached Kamakura that the Ashikaga's enemies were actively spreading false rumors about the victorious general. However, it's reasonable to assume that Takauji never planned to return to Kyoto unless it was as a dictator. He took the title of shogun, set up his mansion at the site of Yoritomo's old residence, took control of the entire Kwanto region, seized the estates of his enemies, rewarded loyal actions generously, and granted pardons freely. In fact, he showcased exactly the image he wanted to project—a strong leader ready to solve the problems of a troubled time. From all directions, dissatisfied bushi gathered under his banner.
TAKAUJI AND YOSHISADA
A serious obstacle to the achievement of the Ashikaga chief's purpose was Nitta Yoshisada. Both men were of the Minamoto family, but Yoshisada's kinship was the closer and his connexion with the Hojo had always been less intimate. Further, he had never borne arms against Go-Daigo's cause, as Takauji had done, and his unswerving loyalty made him an inconvenient rival. Therefore, the Ashikaga leader took an extreme step. He seized the domains of the Nitta family in the Kwanto and distributed them among his own followers; he caused his brother, Tadayoshi, to send letters inviting the adherence of many bushi; he addressed to the Throne a memorial impeaching Yoshisada on the ground that, whereas the latter's military successes had been the outcome entirely of opportunities furnished by the prowess of the Ashikaga, he did not hesitate to slander Takauji to the sovereign, and he asked for an Imperial commission to destroy the Nitta leader, whom he dubbed a "national thief."
A major obstacle to the Ashikaga chief's goals was Nitta Yoshisada. Both men belonged to the Minamoto family, but Yoshisada was more closely related and had a less strong connection with the Hojo. Additionally, he had never fought against Go-Daigo's cause like Takauji had, and his steadfast loyalty made him a troublesome rival. As a result, the Ashikaga leader took drastic action. He seized the Nitta family's lands in the Kwanto and redistributed them among his own supporters; he had his brother, Tadayoshi, send letters inviting many bushi to join him; and he submitted a memorial to the Throne accusing Yoshisada of being a "national thief," claiming that Yoshisada's military successes were purely due to the opportunities created by the Ashikaga, while he had no problem slandering Takauji to the sovereign and requesting an Imperial commission to eliminate the Nitta leader.
Yoshisada, when he learned of the presentation of this memorial, seized the Ashikaga manors within his jurisdiction and addressed to the Throne a countermemorial in which he conclusively proved the falsehood of Takauji's assertion with reference to military affairs; charged him with usurping the titles of governor-general of the Kwanto, and shogun; declared that Prince Morinaga, the mainstay of the restoration, had become the victim of Takauji's slanders, and asked for an Imperial mandate to punish Takauji and his brother, Tadayoshi. It is significant that the leal and gallant Yoshisada did not hesitate thus openly to assert the innocence and merits of Prince Morinaga, though only a few months had elapsed since the Emperor himself had credited his most unhappy son's guilt. While Go-Daigo hesitated, news from various provinces disclosed the fact that Takauji had been tampering with the bushi in his own interests. This settled the question. Takauji and Tadayoshi were proclaimed rebels, and to Nitta Yoshisada was entrusted the task of chastising them under the nominal leadership of Prince Takanaga, the Emperor's second son, to whom the title of shogun was granted.
Yoshisada, upon learning about the presentation of this memorial, took control of the Ashikaga estates in his area and submitted a countermemorial to the Throne, where he convincingly demonstrated the falsehood of Takauji's claims regarding military matters. He accused Takauji of usurping the titles of governor-general of the Kwanto and shogun; he stated that Prince Morinaga, a key supporter of the restoration, had become a victim of Takauji's lies, and requested an Imperial order to punish Takauji and his brother, Tadayoshi. It's notable that the loyal and brave Yoshisada openly defended the innocence and virtues of Prince Morinaga, even though just a few months prior, the Emperor had believed his unfortunate son's guilt. While Go-Daigo hesitated, reports from different provinces revealed that Takauji had been manipulating the bushi for his own benefit. This clarified the situation. Takauji and Tadayoshi were declared rebels, and Nitta Yoshisada was assigned the task of dealing with them under the nominal leadership of Prince Takanaga, the Emperor's second son, who was given the title of shogun.
TAKAUJI ENTERS KYOTO
In the beginning of November, 1335, the Imperial force moved eastward. It was divided into two armies. One, under Yoshisada's direct orders, marched by the Tokaido, or eastern littoral road; the other, under Yoshisada's brother, Wakiya Yoshisuke, with Prince Takanaga for titular general, advanced along the Nakasen-do, or inland mountain-road. The littoral army, carrying everything before it, pushed on to the capital of Izu, and had it forced its attack home at once, might have captured Kamakura. But the Nitta chief decided to await the arrival of the Nakasen-do army, and the respite thus afforded enabled the Ashikaga forces to rally. Tadayoshi reached the Hakone Pass and posted his troops on its western slopes in a position of immense natural vantage, while Takauji himself occupied the routes on the north, his van being at Takenoshita.
In early November 1335, the Imperial force headed east. It was split into two armies. One, under Yoshisada’s direct command, marched along the Tokaido, or eastern coastal road; the other, led by Yoshisada’s brother, Wakiya Yoshisuke, with Prince Takanaga as the nominal general, advanced via the Nakasen-do, or inland mountain road. The coastal army, pushing aggressively forward, reached the capital of Izu and, had it launched a quick attack, might have captured Kamakura. However, the Nitta chief chose to wait for the Nakasen-do army to arrive, which gave the Ashikaga forces a chance to regroup. Tadayoshi reached the Hakone Pass and positioned his troops on the western slopes in a strong natural position, while Takauji himself took control of the northern routes, with his vanguard at Takenoshita.
The Imperialists attacked both positions simultaneously. Takauji not only held his ground, but also, being joined by a large contingent of the Kyoto men who, under the leadership of Enya Takasada, had deserted in the thick of the fight, he shattered his opponents, and when this news reached Hakone on the following morning, a panic seized Yoshisada's troops so that they either fled or surrendered. The Nitta chieftain himself retired rapidly to Kyoto with a mere remnant of his army, and effected a union with the forces of the ever-loyal Kusunoki Masashige and Nawa Nagatoshi, who had given asylum to Go-Daigo at the time of the escape from Oki. The cenobites of Hiei-zan also took the field in the Imperial cause. Meanwhile, Takauji and Tadayoshi, utilizing their victories, pushed rapidly towards Kyoto. The heart of the samurai was with them, and they constantly received large accessions of strength. Fierce fighting now took place on the south and east of the capital. It lasted for several days and, though the advantage was with the Ashikaga, their victory was not decisive.
The Imperialists attacked both positions at the same time. Takauji not only held his ground but, with the support of a large group of Kyoto men led by Enya Takasada who had deserted during the fight, he defeated his opponents. When this news reached Hakone the next morning, panic struck Yoshisada's troops, causing them to either flee or surrender. The Nitta leader quickly retreated to Kyoto with just a few soldiers left and joined forces with the loyal Kusunoki Masashige and Nawa Nagatoshi, who had sheltered Go-Daigo during his escape from Oki. The monks from Hiei-zan also entered the conflict for the Imperial cause. Meanwhile, Takauji and Tadayoshi, taking advantage of their victories, rapidly advanced toward Kyoto. The samurai's support was strong, and they continually received reinforcements. Intense fighting broke out to the south and east of the capital. It lasted for several days, and although the Ashikaga had the upper hand, their victory wasn't conclusive.
An unlooked-for event turned the scale. It has been related above that, in the struggle which ended in the restoration of Go-Daigo, Akamatsu Norimura was chiefly instrumental in driving the Hojo from Rokuhara; and it has also been related that, in the subsequent distribution of rewards, his name was omitted for the slight reason that he had, at one period, entered religion. He now moved up from Harima at the head of a strong force and, attacking from the south, effected an entry into Kyoto, just as he had done three years previously. Go-Daigo fled to Hiei, carrying the sacred insignia with him, and on the 24th of February, 1336, the Ashikaga armies marched into the Imperial capital.
An unexpected event changed everything. It's been mentioned earlier that Akamatsu Norimura played a crucial role in driving the Hojo out of Rokuhara during the struggle that led to the restoration of Go-Daigo. It's also been noted that he was left out of the reward distribution for the small reason that he had, at one time, taken religious vows. He now came from Harima with a strong force and, attacking from the south, entered Kyoto, just like he had three years earlier. Go-Daigo fled to Hiei, taking the sacred insignia with him, and on February 24, 1336, the Ashikaga armies marched into the Imperial capital.
TAKAUJI RETIRES TO KYUSHU
At this stage succour arrived for the Imperialists from the extreme north. In the arrangement of the local administration after Go-Daigo re-occupied the throne, the two northern provinces of Mutsu and Dewa had been separated from the Kwanto and placed under the control of Prince Yoshinaga, with Kitabatake Akiiye for lieutenant. The latter, a son of the renowned Chikafusa, was in his nineteenth year when the Ashikaga revolted. He quickly organized a powerful army with the intention of joining Yoshisada's attack upon Kamakura, but not being in time to carry out that programme, he changed the direction of his march and hastened towards Kyoto. He arrived there when the Ashikaga troops were laying siege to Hiei-zan, and effecting a union with the Imperialists, he succeeded in raising the siege and recovering the city.
At this point, help arrived for the Imperialists from the far north. After Go-Daigo regained the throne, the two northern provinces of Mutsu and Dewa were separated from the Kwanto and put under the control of Prince Yoshinaga, with Kitabatake Akiiye as his lieutenant. Akiiye, the son of the famous Chikafusa, was just nineteen when the Ashikaga rebelled. He quickly assembled a strong army with the goal of joining Yoshisada's attack on Kamakura, but when he couldn’t make it in time, he shifted his march and rushed to Kyoto. He arrived while the Ashikaga troops were besieging Hiei-zan and, by joining forces with the Imperialists, he was able to lift the siege and reclaim the city.
It is unnecessary to follow in detail the vicissitudes that ensued. Stratagems were frequent. At one time we find a number of Yoshisada's men, officers and privates alike, disguising themselves, mingling with the Ashikaga army, and turning their arms against the latter at a critical moment. At another, Kusunoki Masashige spreads a rumour of Yoshisada's death in battle, and having thus induced Takauji to detach large forces in pursuit of the deceased's troops, falls on him, and drives him to Hyogo, where, after a heavy defeat, he has to flee to Bingo. Now, for a second time, the Ashikaga cause seemed hopeless when Akamatsu Norimura again played a most important role. He provided an asylum for Takauji and Tadayoshi; counselled them to go to the west for the purpose of mustering and equipping their numerous partisans; advised them to obtain secretly a mandate from the senior branch of the Imperial family so that they too, as well as their opponents, might be entitled to fly the brocade banner, and having furnished them with means to effect their escape, returned to Harima and occupied the fortress of Shirahata with the object of checking pursuit. At this point there is a break in the unrelenting continuity of the operations. It should obviously have been the aim of the Imperialists to strike a conclusive blow before the Ashikaga leaders had time to assemble and organize their multitudinous supporters in Shikoku, Kyushu, and the provinces on the north of the Inland Sea. This must have been fully apparent to Kusunoki Masashige, an able strategist. Yet a delay of some weeks occurred.
It's not necessary to go into detail about the twists and turns that followed. Deceptions were common. At one point, many of Yoshisada's soldiers, both officers and rank-and-file, disguised themselves, blended in with the Ashikaga army, and turned against them at a crucial moment. At another time, Kusunoki Masashige spread a rumor about Yoshisada's death in battle, which led Takauji to send large forces after the supposed dead troops. He then launched an attack on Takauji, driving him to Hyogo, where, after a significant defeat, Takauji had to flee to Bingo. For the second time, the Ashikaga cause appeared to be lost when Akamatsu Norimura stepped in with a crucial role. He sheltered Takauji and Tadayoshi, advised them to head west to gather and equip their many supporters, and recommended they secretly get authorization from the senior branch of the Imperial family so both they and their enemies could fly the brocade banner. After providing them with resources to escape, he returned to Harima and took over the Shirahata fortress to delay pursuit. At this point, the continuity of the operations was interrupted. The Imperialists should have aimed to deliver a decisive blow before the Ashikaga leaders could gather and organize their numerous supporters in Shikoku, Kyushu, and the northern provinces of the Inland Sea. This would have been obvious to Kusunoki Masashige, a skilled strategist. However, a delay of several weeks occurred.
A quasi-historical record, the Taiheiki, ascribes this to Yoshinaga's infatuated reluctance to quit the company of a Court beauty whom the Emperor had bestowed on him. Probably the truth is that the Imperialists were seriously in want of rest and that Yoshisada fell ill with fever. Something must also be attributed to a clever ruse on the part of Akamatsu Norimura. He sent to Yoshisada's headquarters a message promising to give his support to the Imperialists if he was appointed high constable of Harima. Ten days were needed to obtain the commission from Kyoto, and Norimura utilized the interval to place the defenses of Shirahata fortress in a thoroughly secure condition. Thus, when his patent of high constable arrived, he rejected it with disdain, saying that he had already received a patent from the shogun, Takauji, and was in no need of an Imperial grant which "could be altered as easily as turning one's hand."
A semi-historical account, the Taiheiki, attributes this to Yoshinaga's infatuated unwillingness to leave the company of a Court beauty given to him by the Emperor. The likely reality is that the Imperialists were genuinely in need of rest, and Yoshisada fell sick with a fever. There should also be credit given to a clever trick by Akamatsu Norimura. He sent a message to Yoshisada's base, promising to support the Imperialists if he was appointed high constable of Harima. It took ten days to get the commission from Kyoto, and Norimura used that time to secure the defenses of Shirahata fortress. So, when his high constable patent finally arrived, he rejected it with contempt, stating that he had already received a patent from the shogun, Takauji, and had no use for an Imperial grant that "could be changed as easily as flipping one's hand."
Yoshisada, enraged at having been duped, laid siege to Shirahata but found it almost invulnerable. It was on March 11, 1336, that Takauji went westward from Bingo; it was on the 2nd of April that Yoshisada invested Shirahata, and it was on the 3rd of July that the siege was raised. The Ashikaga brothers had enjoyed a respite of more than three months, and had utilized it vigorously. They were at the Dazai-fu in Chikuzen in June when a message reached them that Shirahata could not hold out much longer. Immediately they set their forces in motion, advancing by land and water with an army said to have numbered twenty thousand and a fleet of transports and war-junks totalling seven thousand. At the island, Itsukushima, they were met by a Buddhist priest, Kenshun, bearer of a mandate signed by the ex-Emperor Kogon of the senior branch, and thus, in his final advance, the Ashikaga chief was able to fly the brocade banner. In the face of this formidable force the Imperialists fell back to Hyogo—the present Kobe—and it became necessary to determine a line of strategy.
Yoshisada, furious at being tricked, laid siege to Shirahata but found it nearly impenetrable. On March 11, 1336, Takauji headed west from Bingo; on April 2, Yoshisada began his siege of Shirahata, which ended on July 3. The Ashikaga brothers had enjoyed a break of more than three months and took full advantage of it. They were in Dazai-fu, Chikuzen, in June when they received word that Shirahata couldn’t hold out much longer. They quickly mobilized their forces, advancing by land and sea with an estimated army of twenty thousand and a fleet of seven thousand transports and war junks. At Itsukushima Island, they were greeted by a Buddhist priest, Kenshun, who carried a message signed by ex-Emperor Kogon of the senior branch, allowing the Ashikaga chief to display the brocade banner. Faced with this overwhelming force, the Imperialists retreated to Hyogo—now Kobe—making it necessary to decide on a new strategy.
DEATH OF MASASHIGE
Go-Daigo, in Kyoto, summoned Kusunoki Masashige to a conference. That able general spoke in definite tones. He declared it hopeless for the Imperialists with their comparatively petty force of worn-out warriors to make head against the great Ashikuga host of fresh fighters. The only wise course was to suffer the enemy to enter Kyoto, and then, while the sovereign took refuge at Hiei-zan, to muster his Majesty's partisans in the home provinces for an unceasing war upon the Ashikaga's long line of communications—a war culminating in an attack from the front and the rear simultaneously. Thus, out of temporary defeat, final victory would be wrested.
Go-Daigo, in Kyoto, called Kusunoki Masashige to a meeting. The capable general spoke clearly. He stated that it was hopeless for the Imperialists, with their relatively small group of exhausted fighters, to stand against the large Ashikuga army of fresh troops. The only smart move was to let the enemy enter Kyoto, and then, while the emperor took refuge at Hiei-zan, gather his loyal supporters in the provinces for a relentless campaign against the Ashikaga's long supply lines—a campaign that would end with attacks from both the front and the rear at the same time. This way, from temporary defeat, they could achieve ultimate victory.
All present at the conference, with one exception, endorsed Masashige's view as that of a proved strategist. The exception was a councillor, Fujiwara Kiyotada. He showed himself a veritable example of "those whom the gods wish to destroy." Declaring that all previous successes had been achieved by divine aid, which took no count of numerical disparity, he urged that if the sovereign quitted the capital before his troops had struck a blow, officers and men alike would be disheartened; and if refuge was again taken at Hiei-zan, the Imperial prestige would suffer. To these light words the Emperor hearkened. Masashige uttered no remonstrance. The time for controversy had passed. He hastened to the camp and bid farewell to his son, Masatsura: "I do not think that I shall see you again in life. If I fall to-day, the country will pass under the sway of the Ashikaga. It will be for you to judge in which direction your real welfare lies. Do not sully your father's loyalty by forgetting the right and remembering only the expedient. So long as a single member of our family remains alive, or so much as one of our retainers, you will defend the old castle of Kongo-zan and give your life for your native land."
Everyone at the conference, except one person, supported Masashige's opinion as that of a proven strategist. The exception was a councillor, Fujiwara Kiyotada. He was a clear example of "those whom the gods wish to destroy." He claimed that all past successes were due to divine help, which didn't consider numerical differences, and urged that if the emperor left the capital before his troops had engaged in battle, both officers and men would lose heart; and if refuge was taken again at Hiei-zan, the Emperor's prestige would be harmed. The Emperor listened to these casual remarks. Masashige did not protest. The time for debate had passed. He hurried to the camp and said goodbye to his son, Masatsura: "I don’t think I will see you again in this life. If I fall today, the country will fall under the Ashikaga's control. It will be up to you to decide where your true welfare lies. Do not tarnish your father's loyalty by forgetting what is right and only remembering what is convenient. As long as even one member of our family survives, or even one of our retainers, you will defend the old castle of Kongo-zan and give your life for your homeland."
ENGRAVING: THE PARTING OF KUSONOKI MASASHIGE AND HIS SON MASATSURA
He then handed to his son a sword which he himself had received from the Emperor. Passing thence to Hyogo, Masashige joined Nitta Yoshisada, and the two leaders devoted the night to a farewell banquet. The issue of the next day's combat was a foregone conclusion. Masashige had but seven hundred men under his command. He posted this little band at Minato-gawa, near the modern Kobe, and with desperate courage attacked the van of the Ashikaga army. Gradually he was enveloped, and being wounded in ten places he, with his brother and sixty followers, entered the precincts of a temple and died by their own hands.* Takauji and his captains, lamenting the brave bushi's death, sent his head to his family; and history recognizes that his example exercised an ennobling influence not only on the men of his era but also on subsequent generations. After Masashige's fall a similar fate must have overtaken Yoshisada, had not one of those sacrifices familiar on a Japanese field of battle been made for his sake. Oyamada Takaiye gave his horse to the Nitta general and fell fighting in his stead, while Yoshisada rode away. At first sight these sacrifices seem to debase the saved as much as they exalt the saver. But, according to Japanese ethics, an institution was always more precious than the person of its representative, and a principle than the life of its exponent. Men sacrificed themselves in battle not so much to save the life of a commanding officer, as to avert the loss his cause would suffer by his death. Parity of reasoning dictated acceptance of the sacrifice.
He then gave his son a sword that he had received from the Emperor. After that, in Hyogo, Masashige joined up with Nitta Yoshisada, and the two leaders spent the night having a farewell banquet. The outcome of the next day's battle was already decided. Masashige had only seven hundred men under his command. He positioned this small group at Minato-gawa, near modern Kobe, and bravely attacked the front of the Ashikaga army. Gradually, he was surrounded, and after being wounded in ten places, he, along with his brother and sixty followers, took refuge in a temple and took their own lives. Takauji and his commanders, mourning the brave warrior's death, sent his head to his family; history acknowledges that his example had a noble impact not only on his contemporaries but also on future generations. After Masashige's death, a similar fate likely awaited Yoshisada, had it not been for one of those sacrifices common on a Japanese battlefield made in his honor. Oyamada Takaiye gave his horse to the Nitta general and fought in his place, allowing Yoshisada to escape. At first glance, these sacrifices appear to lower the status of those saved as much as they elevate the savers. However, according to Japanese ethics, an institution was always considered more valuable than the person representing it, and a principle more important than the life of its advocate. Men sacrificed themselves in battle not just to protect a commanding officer’s life, but to prevent the loss that his cause would suffer due to his death. The same reasoning supported the acceptance of such sacrifices.
*Kusunoki Masashige is the Japanese type of a loyal and true soldier. He was forty-three at the time of his death. Three hundred and fifty-six years later (1692), Minamoto Mitsukuni, feudal chief of Mito, caused a monument to be erected to his memory at the place of his last fight. It bore the simple epitaph "The Tomb of Kusunoki, a loyal subject."
*Kusunoki Masashige is the quintessential loyal and true soldier in Japan. He was forty-three when he died. Three hundred and fifty-six years later (1692), Minamoto Mitsukuni, the feudal lord of Mito, had a monument built in his honor at the site of his final battle. It featured the simple epitaph "The Tomb of Kusunoki, a loyal subject."*
ENGRAVING: OSONAE (New Year Offering to Family Tutelary Deity)
ENGRAVING: OSONAE (New Year Offering to Family Guardian Deity)
ENGRAVING: PALANQUINS (Used in Old Japan Only by the Nobility)
ENGRAVING: PALANQUINS (Used in Ancient Japan Only by the Nobility)
CHAPTER XXX
THE WAR OF THE DYNASTIES
OCCUPATION OF KYOTO BY ASHIKAGA
IN July, 1336, Takauji entered Kyoto and established his headquarters at the temple Higashi-dera. Go-Daigo had previously taken refuge at the Hiei-zan monastery, the ex-Emperors, Hanazono and Kogon, remaining in the capital where they looked for the restoration of their branch of the Imperial family. The Ashikaga leader lost no time in despatching a force to attack Hiei-zan, but the Imperialists, supported by the cenobites, resisted stoutly, and no impression was made on the defences for a considerable time. In one of the engagements, however, Nawa Nagatoshi, who had harboured Go-Daigo after the flight from Oki, met his death, and the Imperialist forces gradually dwindled. Towards the close of August, Takauji caused Prince Yutahito (or Toyohito, according to gome authorities), younger brother of Kogon, to be proclaimed Emperor, and he is known as Komyo. Characteristic of the people's political ignorance at that time is the fact that men spoke of the prince's good fortune since, without any special merit of his own, he had been granted the rank of sovereign by the shogun.
In July 1336, Takauji entered Kyoto and set up his headquarters at the Higashi-dera temple. Go-Daigo had previously taken refuge at the Hiei-zan monastery, while the former Emperors, Hanazono and Kogon, stayed in the capital hoping to restore their branch of the Imperial family. The Ashikaga leader quickly sent a force to attack Hiei-zan, but the Imperialists, aided by the monks, put up a strong resistance, and it took a long time before any impact was made on the defenses. In one of the battles, however, Nawa Nagatoshi, who had sheltered Go-Daigo after the escape from Oki, was killed, and the Imperialist forces gradually decreased. By the end of August, Takauji had Prince Yutahito (or Toyohito, according to some sources), Kogon’s younger brother, proclaimed as Emperor, and he became known as Komyo. A reflection of the public's political ignorance at that time is the fact that people talked about the prince's good fortune, as he was granted the title of sovereign by the shogun without any special merit of his own.
Meanwhile, the investment of the Hiei monastery made little progress, and Takauji had recourse to treachery. At the close of October he opened secret communications with Go-Daigo; assured him that the Ashikaga did not entertain any disloyal purpose; declared that their seemingly hostile attitude had been inspired by the enmity of the Nitta brothers; begged Go-Daigo to return to Kyoto, and promised not only that should all ideas of revenge be foregone, but also that the administration should be handed over to the Court, and all their ranks and estates restored to the Emperor's followers.
Meanwhile, the Hiei monastery's investment wasn't making much headway, and Takauji resorted to deceit. At the end of October, he secretly reached out to Go-Daigo, assuring him that the Ashikaga had no disloyal intentions. He explained that their seemingly hostile behavior was driven by the animosity of the Nitta brothers. He urged Go-Daigo to return to Kyoto and promised not only to abandon any thoughts of revenge but also to transfer the administration back to the Court and restore all ranks and estates to the Emperor's supporters.
Go-Daigo ought surely to have distrusted these professions. He must have learned from Takauji's original impeachment of Yoshisada how unscrupulous the Ashikaga leader could be on occasion, and he should have well understood the impossibility of peace between these two men. Yet his Majesty relied on Takauji's assurances. It was in vain that Horiguchi Sadamitsu recounted Yoshisada's services, detailed the immense sacrifices he had made in the Imperial cause, and declared that if the Emperor were determined to place himself in Takauji's hands, he should prepare his departure from Hiei-zan by summoning to his presence Yoshisada with the other Nitta leaders and sentencing them to death. Go-Daigo was not to be moved from his purpose. He gave Yoshisada fair words indeed: "I profoundly praise your loyal services. My wish is to pacify the country by the assistance of your family, but heaven has not yet vouchsafed its aid. Our troops are worn out and the hour is unpropitious. Therefore, I make peace for the moment and bide my time. Do you repair to Echizen and use your best endeavours to promote the cause of the restoration. Lest you be called a rebel after my return to Kyoto, I order the Crown Prince to accompany you."
Go-Daigo should have definitely been suspicious of these claims. He must have learned from Takauji's initial accusations against Yoshisada how ruthless the Ashikaga leader could be at times, and he should have clearly understood that peace between the two men was impossible. Still, his Majesty trusted Takauji's promises. It was pointless for Horiguchi Sadamitsu to remind him of Yoshisada's contributions, highlight the enormous sacrifices he had made for the Imperial cause, and insist that if the Emperor intended to put himself in Takauji's hands, he should prepare to leave Hiei-zan by summoning Yoshisada and the other Nitta leaders to him and sentencing them to death. Go-Daigo was unshaken in his resolve. He gave Yoshisada kind words: "I deeply appreciate your loyal services. I hope to bring peace to the country with the help of your family, but heaven has not yet granted its support. Our troops are exhausted, and the timing is not right. So, I will make peace for now and wait. Please go to Echizen and do your best to support the restoration. To prevent you from being labeled a rebel after I return to Kyoto, I will have the Crown Prince accompany you."
Thus Go-Daigo, truly faithful neither to the one side nor to the other, set out for the capital. That night, Yoshisada prayed at the shrine of Hiyoshi: "Look down on my loyalty and help me to perform my journey safely so that I may raise an army to destroy the insurgents. If that is not to be, let one of my descendants achieve my aim." Two hundred and six years later, there was born in Mikawa of the stock of Yoshisada one of the greatest generals and altogether the greatest ruler that Japan has ever produced, Minamoto Ieyasu. Heaven answered Yoshisada's prayer tardily but signally.
Thus, Go-Daigo, truly loyal to neither side, set out for the capital. That night, Yoshisada prayed at the Hiyoshi shrine: "Look down on my loyalty and help me complete my journey safely so I can raise an army to defeat the insurgents. If that's not meant to be, let one of my descendants fulfill my goal." Two hundred and six years later, a descendant of Yoshisada was born in Mikawa, who would become one of the greatest generals and the most remarkable ruler Japan has ever seen, Minamoto Ieyasu. Heaven answered Yoshisada's prayer, though it took time and was significant.
TAKAUJI'S FAITH
Not one of Takauji's promises did he respect. He imprisoned Go-Daigo; he stripped all the courtiers of their ranks and titles; he placed in confinement all the generals and officers of the Imperial forces, and he ordered the transfer of the insignia to the sovereign of his own nomination, Komyo. Tradition has it that Go-Daigo, victim of so many treacheries, practised one successful deception himself: he reserved the original of the sacred sword and seal and handed counterfeits to Komyo. This took place on November 12, 1336. Some two months later, January 23, 1337, Go-Daigo, disguised as a woman for the second time in his career, fled from his place of detention through a broken fence, and reached Yoshino in Yamato, where he was received by Masatsura, son of Kusunoki Masashige, and by Kitabatake Chikafusa.
Not one of Takauji's promises did he keep. He imprisoned Go-Daigo; he took away all the ranks and titles from the courtiers; he confined all the generals and officers of the Imperial forces, and he ordered the insignia to be given to his chosen sovereign, Komyo. According to tradition, Go-Daigo, having suffered from so many betrayals, managed one successful trick himself: he kept the original sacred sword and seal and gave fakes to Komyo. This happened on November 12, 1336. About two months later, on January 23, 1337, Go-Daigo, disguised as a woman for the second time in his life, escaped from his cell through a broken fence and made it to Yoshino in Yamato, where he was welcomed by Masatsura, the son of Kusunoki Masashige, and Kitabatake Chikafusa.
Yoshino now became the rendez-vous of Imperialists from the home provinces, and Go-Daigo sent a rescript to Yoshisada in Echizen, authorizing him to work for the restoration.
Yoshino now became the meeting place for Imperialists from the home provinces, and Go-Daigo sent a message to Yoshisada in Echizen, giving him the green light to work for the restoration.
Thus commenced the War of the Dynasties, known in history as the Conflict of the Northern and Southern Courts, terms borrowed from the fact that Yoshino, where Go-Daigo had his headquarters, lay to the south of Kyoto. Hereafter, then, the junior branch of the Imperial Family will be designated the Southern Court and the senior branch will be spoken of as the Northern Court.
Thus began the War of the Dynasties, known
The struggle lasted from 1337 to 1392, a period of fifty-five years. Much has been written and said about the relative legitimacy of the two Courts. It does not appear that there is any substantial material for doubt. Go-Daigo never abdicated voluntarily, or ever surrendered the regalia. Before his time many occupants of the throne had stepped down at the suggestion of a Fujiwara or a Hojo. But always the semblance of free-will had been preserved. Moreover, the transfer of the true regalia constituted the very essence of legitimate succession. But these remained always in Go-Daigo's possession. Therefore, although in the matter of lineage no distinction could be justly set up between the Northern and the Southern Courts, the collaterals of legitimacy were all with the latter.
The struggle went on from 1337 to 1392, lasting fifty-five years. A lot has been said and written about the legitimacy of the two courts. It seems there’s no substantial evidence to doubt this. Go-Daigo never stepped down voluntarily or gave up the regalia. Before him, many people on the throne had resigned at the suggestion of a Fujiwara or a Hojo. But always, a sense of free will was maintained. Moreover, the transfer of the true regalia was the essence of legitimate succession. However, these items always remained in Go-Daigo's possession. So, while there was no real difference in lineage between the Northern and Southern Courts, all the collateral aspects of legitimacy belonged to the latter.
Of course each complied with all the forms of Imperialism. Thus, whereas the Southern Court used the year-name Engen for 1336-1339, the North kept the year-name Kemmu for two years, and as there were different nengo names for half a century, a new element of confusion was added to the already perplexing chronology of Japan. In administrative methods there was a difference. The Northern Court adhered to the camera system: that is to say, the actual occupant of the throne was a mere figurehead, the practical functions of Government being discharged by the cloistered sovereign. In the Southern Court the Emperor himself, nominally at all events, directed the business of administration. Further, the office of shogun in the Southern Court was held generally by an Imperial Prince, whereas in the Northern Court its holder was an Ashikaga. In brief, the supporters of the Northern Court followed the military polity of the Bakufu while the Southern adopted Imperialism.
Of course, each side followed all the aspects of Imperialism. So, while the Southern Court used the year-name Engen for 1336-1339, the North used the year-name Kemmu for two years. With different year names for almost fifty years, a new layer of confusion was added to the already complicated timeline of Japan. There were differences in administrative methods as well. The Northern Court followed the camera system, meaning the actual person on the throne was just a figurehead, with the real functions of government being carried out by the retired emperor. In the Southern Court, the Emperor himself, at least nominally, handled the administration tasks. Additionally, the position of shogun in the Southern Court was typically held by a member of the Imperial family, while in the Northern Court, it was held by an Ashikaga. In summary, the supporters of the Northern Court followed the military structure of the Bakufu, whereas the Southern Court embraced Imperialism.
NATURE OF THE WAR
As the question at issue lay solely between two claimants to the succession, readers of history naturally expect to find the war resolve itself into a campaign, or a succession of campaigns, between two armies. Such was by no means the case. Virtually the whole empire was drawn into the turmoil, and independent fighting went on at several places simultaneously. The two Courts perpetually made Kyoto their objective. Regardless of its strategical disadvantages, they deemed its possession cardinal. Takauji had been more highly lauded and more generously rewarded than Yoshisada, because the former had recovered Kyoto whereas the latter had only destroyed Kamakura. Thus, while Go-Daigo constantly struggled to capture Kyoto, Komyo's absorbing aim was to retain it. This obsession in favour of the Imperial metropolis left its mark upon many campaigns; as when, in the spring operations of 1336, Yoshisada, instead of being allowed to pursue and annihilate Takauji, was recalled to guard Kyoto, and when, in July of the same year, Kusunoki Masashige was sent to his death rather than temporarily vacate the capital. It must have been fully apparent to the great captains of the fourteenth century that Kyoto was easy to take and hard to hold. Lake Biwa and the river Yodo are natural bulwarks of Yamato, not of Yamashiro. Hiei-zan looks down on the lake, and Kyoto lies on the great plain at the foot of the hill. If, during thirteen generations, the Ashikaga family struggled for Kyoto, they maintained, the while, their ultimate base and rallying-place at Kamakura, and thus, even when shattered in the west, they could recuperate in the east. The Southern Court had no such depot and recruiting-ground. They had, indeed, a tolerable place of arms in the province of Kawachi, but in the end they succumbed to topographical disadvantages.
As the issue at hand was primarily between two claimants for the throne, readers of history typically expect the war to play out as a series of battles between two armies. However, that was far from the reality. Nearly the entire empire got caught up in the chaos, with independent battles happening in multiple locations at the same time. Both Courts consistently made Kyoto their target. Despite its strategic drawbacks, they believed capturing it was crucial. Takauji received more praise and greater rewards than Yoshisada because the former reclaimed Kyoto while the latter only destroyed Kamakura. Consequently, while Go-Daigo was always trying to seize Kyoto, Komyo's main goal was to keep it. This fixation on the Imperial capital influenced many military campaigns; for example, during the spring operations of 1336, Yoshisada was called back to defend Kyoto instead of being allowed to pursue and defeat Takauji, and in July of that year, Kusunoki Masashige was sent to his death rather than temporarily abandon the capital. It must have been clear to the great military leaders of the fourteenth century that Kyoto was easy to conquer but difficult to maintain. Lake Biwa and the Yodo River serve as natural barriers for Yamato, not Yamashiro. Hiei-zan overlooks the lake, and Kyoto rests on the vast plain at the base of the mountain. For thirteen generations, the Ashikaga family fought for Kyoto while holding their main base and rallying point in Kamakura, allowing them to recover in the east even when they faced defeat in the west. The Southern Court lacked such a supply and recruitment center. They had a decent stronghold in Kawachi province, but ultimately, they fell victim to geographical disadvantages.
DEATHS OF YOSHISADA AND AKIIYE
In the fact that he possessed a number of sons, Go-Daigo had an advantage over his fourteen-year-old rival, Komyo, for these Imperial princes were sent out to various districts to stimulate the loyal efforts of local bushi. With Yoshisada to Echizen went the Crown Prince and his brother Takanaga. They entrenched themselves at Kana-ga-saki, on the seacoast, whence Yoshisada's eldest son, Yoshiaki, was despatched to Echigo to collect troops, and a younger brother, Yoshisuke, to Soma-yama on a similar errand. Almost immediately, Ashikaga Takatsune with an army of twenty thousand men laid siege to Kanaga-saki. But Yoshiaki and Yoshisuke turned in their tracks and delivered a rear attack which scattered the besiegers. This success, however, proved only temporary. The Ashikaga leader's deep resentment against Yoshisada inspired a supreme effort to crush him, and the Kana-ga-saki fortress was soon invested by an overwhelming force on sea and on shore. Famine necessitated surrender. Yoshiaki and Prince Takanaga committed suicide, the latter following the former's example and using his blood-stained sword. The Crown Prince was made prisoner and subsequently poisoned by Takauji's orders. Yoshisada and his brother Yoshisuke escaped to Soma-yama and rallied their partisans to the number of three thousand.
With the fact that he had several sons, Go-Daigo had an edge over his fourteen-year-old rival, Komyo, because these Imperial princes were sent to different regions to inspire the loyalty of local bushi. The Crown Prince and his brother Takanaga went with Yoshisada to Echizen. They set up defenses at Kana-ga-saki, on the coast, from where Yoshisada's eldest son, Yoshiaki, was sent to Echigo to gather troops, and a younger brother, Yoshisuke, went to Soma-yama for the same purpose. Almost immediately, Ashikaga Takatsune, with an army of twenty thousand men, laid siege to Kanaga-saki. However, Yoshiaki and Yoshisuke turned around and launched a surprise rear attack that scattered the besieging forces. This victory, though, was short-lived. Takatsune's deep-seated anger towards Yoshisada motivated a decisive effort to defeat him, and soon Kana-ga-saki was surrounded by a massive force both at sea and on land. Famine forced them to surrender. Yoshiaki and Prince Takanaga committed suicide, with the latter following the former's lead and using his blood-stained sword. The Crown Prince was captured and later poisoned by Takauji's orders. Yoshisada and his brother Yoshisuke managed to escape to Soma-yama and gathered their supporters, totaling three thousand.
The fall of Kana-ga-saki occurred in April, 1338, and, two months later, Go-Daigo took the very exceptional course of sending an autograph letter to Yoshisada. The events which prompted his Majesty were of prime moment to the cause of the Southern Court. Kitabatake Akiiye, the youthful governor of Mutsu and son of the celebrated Chikafusa, marched southward at the close of 1337, his daring project being the capture, first, of Kamakura, and next, of Kyoto The nature of this gallant enterprise may be appreciated by observing that Mutsu lies at the extreme north of the main island, is distant some five hundred miles from Kyoto, and is separated from the latter by several regions hostile to the cause which Akiiye represented. Nevertheless, the brilliant captain, then in his twenty-first year, seized Kamakura in January, 1338, and marched thence in February for Yoshino. He gained three victories on the way, and had nearly reached his objective when, at Ishizu, he encountered a great army of Ashikaga troops under an able leader, Ko no Moronao, and after a fierce engagement the Southern forces were shattered, Akiiye himself falling in the fight. This disaster occurred on June 11, 1338. A brave rally was made by Akiiye's younger brother, Akinobu. He gathered the remnants of the Mutsu army and occupied Otokoyama, which commands Kyoto.
The fall of Kana-ga-saki happened in April 1338, and two months later, Go-Daigo made the unusual decision to send a handwritten letter to Yoshisada. The circumstances that prompted his Majesty were crucial for the Southern Court. Kitabatake Akiiye, the young governor of Mutsu and son of the famous Chikafusa, marched south at the end of 1337 with a bold plan to capture Kamakura first, and then Kyoto. The scale of this daring mission can be understood by noting that Mutsu is located in the far north of the main island, about five hundred miles from Kyoto, and is separated from it by several regions hostile to Akiiye's cause. Nonetheless, the brilliant commander, who was just 21 at the time, seized Kamakura in January 1338 and then headed for Yoshino in February. He achieved three victories along the way and was close to reaching his goal when he encountered a large army of Ashikaga troops led by the capable Ko no Moronao at Ishizu. After a fierce battle, the Southern forces were defeated, and Akiiye himself fell in the fight. This disaster took place on June 11, 1338. A brave rally was led by Akiiye's younger brother, Akinobu. He gathered the remnants of the Mutsu army and occupied Otokoyama, which overlooks Kyoto.
It was at this stage of the campaign that Go-Daigo resorted to the exceptional measure of sending an autograph letter to Yoshisada, then entrenched at Somayama, in Echizen. His Majesty conjured the Nitta leader to march to the assistance of Akinobu at Otoko-yama. Yoshisada responded at once. He despatched his brother, Yoshisuke, with twenty thousand men, remaining himself to cover the rear of the expedition. But Otoko-yama surrendered before this succour reached it, and the Nitta brothers then combined their forces to operate against the Ashikaga. Nothing decisive resulted, and in September, 1338, Yoshisada fell in an insignificant combat near the fortress of Fujishima in Echizen. He caused a comrade to behead him and carry off the head, but the enemy identified him by means of the Imperial letter found on his person.
At this point in the campaign, Go-Daigo took the unusual step of sending a personal letter to Yoshisada, who was entrenched at Somayama in Echizen. His Majesty urged the Nitta leader to march to help Akinobu at Otoko-yama. Yoshisada immediately responded. He dispatched his brother, Yoshisuke, with twenty thousand men, while he stayed back to cover the rear of the expedition. However, Otoko-yama surrendered before this support arrived, and the Nitta brothers then joined forces to fight against the Ashikaga. Nothing significant came of it, and in September 1338, Yoshisada was killed in a minor battle near the fortress of Fujishima in Echizen. He had a comrade behead him and take away the head, but the enemy recognized him from the Imperial letter found on his person.
Yoshisada was only thirty-eight at the time of his death (September, 1338). Rai Sanyo (1780-1832), the great Japanese historian, says: "I saw a letter written by Yoshisada with his own hand for the purpose of admonishing the members of his family. In it he wrote: 'An officer in command of an army should respect the sovereign; treat his subordinates with clemency but decision; leave his fate in heaven's hands, and not blame others.' Yoshisada is open to criticism for not pursuing the Ashikaga when they fled westward from Kyoto; yet it must be remembered that he had no firm base, being hurried from one quarter to another. The strategy he used was not his own free choice nor were the battles he fought contrived by himself. But his devotion to the Imperial cause, his unfailing loyalty, and his indifference to self-interest have kept his memory fresh and will always keep it fresh. If, two hundred years after his death, a chieftain was born of his blood to carry the Minamoto name to the pinnacle of glory, who shall say that heaven did not thus answer the prayer put up by Yoshisada at the shrine of Hiyoshi?"
Yoshisada was only thirty-eight when he died (September, 1338). Rai Sanyo (1780-1832), the renowned Japanese historian, states: "I saw a letter written by Yoshisada himself to advise his family. In it, he wrote: 'A commander of an army should respect the emperor; treat his subordinates with kindness but decisively; leave his fate in the hands of heaven and not blame others.' Yoshisada faces criticism for not chasing the Ashikaga when they fled west from Kyoto; however, it’s important to remember that he had no solid foundation, being moved from one place to another in haste. The strategy he employed wasn’t entirely his own choice, nor were the battles he fought arranged by him. Yet his commitment to the Imperial cause, his unwavering loyalty, and his disregard for personal gain have kept his legacy alive and will always do so. If, two hundred years after his death, a leader emerged from his lineage to elevate the Minamoto name to great heights, who can say that heaven didn't answer the prayer Yoshisada made at the Hiyoshi shrine?"
DEATH OF GO-DAIGO
During these events, Go-Daigo sojourned at Yoshino, which was protected by Kusunoki Masatsura, Wada Masatomo, and others. At the close of August, 1339, his Majesty falling ill, and feeling that his end was near, resigned the throne to his twelve-year-old son, the Crown Prince Yoshinaga, whose historical name is Go-Murakami. Go-Daigo's will declared that his only regret in leaving the world was his failure to effect the restoration, and that though his body was buried at Yoshino, his spirit would always yearn for Kyoto. Tradition says that he expired holding a sword in his right hand, the Hokke-kyo-sutra in his left, and that Kitabatake Chikafusa spoke of the event as a dream within a dream.
During these events, Go-Daigo stayed at Yoshino, which was protected by Kusunoki Masatsura, Wada Masatomo, and others. At the end of August 1339, he fell ill and, sensing that his time was short, gave up the throne to his twelve-year-old son, Crown Prince Yoshinaga, who is historically known as Go-Murakami. Go-Daigo’s last will expressed that his only regret in leaving the world was not being able to achieve the restoration, and that although his body was buried at Yoshino, his spirit would always long for Kyoto. Tradition claims that he passed away holding a sword in his right hand and the Hokke-kyo sutra in his left, with Kitabatake Chikafusa describing the event as a dream within a dream.
It is recorded to Ashikaga Takauji's credit that, when the news reached Kyoto, he ordered five days' mourning; that he himself undertook to transcribe a sacred volume by way of supplication for the repose of Go-Daigo's spirit, and that he caused a temple to be built for the same purpose. Of course, these events cast a cloud over the fortunes of the Southern Court, but its adherents did not abate their activities. Everywhere they mustered in greater or less force. The clearest conception of their strength may be obtained by tabulating the names of their families and of the latter's localities:
It’s noted that Ashikaga Takauji, upon hearing the news in Kyoto, declared five days of mourning. He personally took it upon himself to copy a sacred text as a prayer for the peace of Go-Daigo’s spirit, and he also had a temple built for that purpose. Naturally, these events overshadowed the fortunes of the Southern Court, but its supporters didn’t reduce their efforts. They gathered everywhere in varying numbers. The best way to understand their strength is by listing the names of their families and their respective regions:
FAMILIES PROVINCES
Kitabatake Mutsu and Ise
Kitabatake Mutsu and Ise
Nitta Musashi, Shimotsuke, Echizen
Nitta Musashi, Tochigi, Fukui
Kusunoki Kawachi
Kusunoki Kawachi
Kojima, Sakurayama, Arii, Yoshikawa Sanyo-do
Kojima, Sakurayama, Arii, Yoshikawa Sanyo-do
Nawa and Misumi Sanin-do
Nawa and Misumi Sanin-do
Kikuchi, Matsura, Kusano Saikai-do
Kikuchi, Matsura, Kusano Saikai Road
Doi, Tokuno, Yuasa, Yamamoto Nankai-do
Doi, Tokuno, Yuasa, Yamamoto Nankai-do
Ii Totomi
Ii Totomi
Neo Mino
Neo Mino
Shinto officials Atsuta
Shinto officials Atsuta
This table suggests that partisans of the Southern Court existed in almost every part of the empire. So, in truth, they did. But friends of the Northern Court existed also, and thus it resulted that at no time throughout the fifty-five years of the struggle were the provinces free from strife. It resulted also that frequent changes of allegiance took place, for a family had often to choose between total ruin, on the one hand, and comparative prosperity at the sacrifice of constancy, on the other. Some historians have adduced the incidents of this era as illustrating the shallowness of Japanese loyalty. But it can scarcely be said that loyalty was ever seriously at stake. In point of legitimacy there was nothing to choose between the rival branches of the Imperial family. A samurai might-pass from the service of the one to that of the other without doing any violence to his reverence for the Throne.
This table shows that supporters of the Southern Court were present in nearly every part of the empire. And indeed, they were. However, there were also friends of the Northern Court, which meant that throughout the fifty-five years of conflict, the provinces were never free from turmoil. This led to frequent shifts in loyalty, as families often had to decide between total destruction on one side or relative prosperity at the cost of consistency on the other. Some historians have pointed to the events of this period as evidence of the superficiality of Japanese loyalty. Yet, it can't be said that loyalty was ever truly in jeopardy. In terms of legitimacy, there was little difference between the rival branches of the Imperial family. A samurai could move from serving one to the other without compromising his respect for the Throne.
What was certainly born of the troubled era, however, was a sentiment of contempt for central authority and a disposition to rely on one's own right arm. It could not have been otherwise. In several provinces official nominees of both Courts administered simultaneously, and men were requisitioned for aid, to-day, to the Northern cause, to-morrow, to the Southern. To be strong enough to resist one or the other was the only way to avoid ruinous exactions. From that to asserting one's strength at the expense of a neighbour who followed a different flag was a short step, if not a duty, and thus purely selfish considerations dictated a fierce quarrel and inspired many an act of unscrupulous spoliation. A few cases are on record of families which resorted to the device of dividing themselves into two branches, each declaring for a different cause and each warring nominally with the other. Thus the sept as a whole preserved its possessions, in part at any rate, whichever Court triumphed. But such double-faced schemes were very rare. A much commoner outcome of the situation was the growth of powerful families which regulated their affairs by means of a council of leading members without reference to Kamakura, Kyoto, or Yoshino. At the same time, minor septs in the neighbourhood saw the advantage of subscribing to the decisions of these councils and deferring to their judgments.
What definitely came out of that troubled time was a feeling of disdain for central authority and a tendency to depend on one's own strength. It couldn't have been any different. In several regions, official nominees from both sides were running things at the same time, and people were called to support the Northern cause one day and the Southern cause the next. The only way to avoid heavy demands was to be strong enough to resist one side or the other. It was a quick leap from that to asserting one's power at the expense of a neighbor who supported a different side, and this became, if not a duty, at least a common behavior, leading to fierce conflicts driven by selfish motives and prompting many acts of shameless looting. There are some records of families that split into two branches, each backing a different side and supposedly fighting against each other. This way, the family as a whole managed to keep some of its possessions, no matter which side came out on top. But such double-dealing schemes were pretty rare. A much more common outcome was the rise of powerful families that managed their own affairs through a council of prominent members, without consulting Kamakura, Kyoto, or Yoshino. At the same time, smaller groups in the area saw the benefits of accepting the decisions of these councils and deferring to their judgments.
"This was an important step in the development of the feudal system. Another was the abolition of feudal fiefs, as well as of the succession of women to real estate, and a curtailment of the inheritance, not so much of younger sons, as of all sons except the one selected as lord of the clan."* The shugo (high constables) also became a salient element of feudalism. Originally liable to frequent transfers of locality, some of them subsequently came to hold their office hereditarily, and these, together with the great majority of their confreres who had been appointed by the Bakufu, espoused the Ashikaga cause; a choice which impelled many of the military families in their jurisdiction to declare for the Southern Court. The Ashikaga shugo ultimately became leading magnates, for they wielded twofold authority, namely, that derived from their power as owners of broad estates, and that derived from their commission as shogun's delegates entitled to levy taxes locally. The provincial governors, at the outset purely civil officials, occasionally developed military capacity and rivalled the hereditary shugo in armed influence, but such instances were rare.
This was an important step in the development of the feudal system. Another step was the end of feudal land holdings, the ability for women to inherit property, and a reduction in inheritance rights, not just for younger sons, but for all sons except the one chosen as the clan leader. The shugo (high constables) also became a significant part of feudalism. Originally frequently reassigned to different areas, some eventually held their positions as hereditary titles, and these, along with most of their colleagues appointed by the Bakufu, supported the Ashikaga cause; this choice prompted many military families under their authority to align with the Southern Court. The Ashikaga shugo ultimately became powerful lords, as they held two sources of authority: their power as owners of vast estates and their role as shogun's delegates authorized to collect local taxes. The provincial governors, who started as purely civil officials, occasionally developed military skills and competed with the hereditary shugo for armed influence, but such cases were rare.
*Murdoch's History of Japan.
Murdoch's History of Japan.
THE COURSE OF THE WAR
After the death of Kusunoki Masashige, of Nitta Yoshisada, and of Kitabatake Akiiye, the strategical direction of the war devolved mainly upon Kitabatake Chikafusa, so far as the Southern Court was concerned. The greater part of the nation may be said to have been in arms, but only a small section took actual part in the main campaign, the troops in the distant provinces being occupied with local struggles. Chikafusa's general plan was to menace Kyoto and Kamakura simultaneously. Just as the eight provinces of the Kwanto formed the base of the Ashikaga armies, so the eight provinces constituting the Kii peninsula—Yamato, Kawachi, Izumi, Ise, Iga, Shima, Kii (in part), and Omi (in part)—served as bases for the partisans of the South. To strike at Kyoto from this base required the previous subjugation of Settsu, and, on the other hand, a strong army in Settsu menaced Yoshino.
After the deaths of Kusunoki Masashige, Nitta Yoshisada, and Kitabatake Akiiye, the strategic direction of the war primarily fell to Kitabatake Chikafusa for the Southern Court. While much of the country was in arms, only a small portion was directly involved in the main campaign, as troops in remote provinces were focused on local conflicts. Chikafusa's overall strategy was to threaten Kyoto and Kamakura at the same time. Just as the eight provinces of the Kanto served as the base for the Ashikaga armies, the eight provinces that make up the Kii peninsula—Yamato, Kawachi, Izumi, Ise, Iga, Shima, Kii (in part), and Omi (in part)—functioned as bases for the Southern partisans. To attack Kyoto from this base required first subjugating Settsu, while at the same time, a strong army in Settsu posed a threat to Yoshino.
Chikafusa's plan, then, was to marshal in Kawachi force sufficient to threaten, if not to overrun, Settsu, and then to push on into the metropolitan province from Omi and Iga, the Ashikaga having been previously induced to uncover Kyoto by the necessity of guarding Kamakura. From the Kii peninsula the obvious route to the Kwanto is by sea. Therefore, the Southerners established a naval base at Shingu, on the east coast of the peninsula, and used it for the purpose not only of despatching a force northward, but also of maintaining communications with Shikoku and Kyushu, where they had many partisans. Chikafusa himself led the oversea expedition to the Kwanto, but the flotilla was wrecked by a storm, and he reached Yedo Bay with only a small following. Nevertheless, he established himself at Oda, in Hitachi, and being there joined by many of the Ashikaga's enemies, he managed, not indeed to seriously menace Kamakura, but at all events to give occupation to a large force of the Northerners. Driven out at last (1343), after more than four years' operations, he returned to Yoshino, where he found Kusunoki Masatsura, son of Masashige, carrying on from Kawachi a vigorous campaign against the Ashikaga in Settsu.
Chikafusa's plan was to gather enough forces in Kawachi to threaten or even invade Settsu and then advance into the metropolitan province from Omi and Iga. The Ashikaga had been persuaded to pull back from Kyoto because they needed to defend Kamakura. The clear route from the Kii peninsula to the Kanto was by sea. So, the Southerners set up a naval base at Shingu, on the eastern coast of the peninsula, using it not only to send a force northward but also to keep communications open with Shikoku and Kyushu, where they had plenty of supporters. Chikafusa led the naval expedition to the Kanto, but the fleet was wrecked by a storm, and he arrived at Yedo Bay with only a small group. Still, he set up in Oda, in Hitachi, and was joined by many of the Ashikaga's rivals, managing to not seriously threaten Kamakura but at least keeping a large Northerner force occupied. Eventually driven out (1343), after more than four years of operations, he returned to Yoshino, where he found Kusunoki Masatsura, the son of Masashige, conducting a strong campaign against the Ashikaga in Settsu from Kawachi.
After many minor engagements, in all of which he was successful, Masatsura inflicted such a severe defeat on his opponents at Sumiyoshi that the Bakufu became alarmed, and mustering an army of sixty thousand men, sent it under Ko Moronao and his brother, Moroyasu, to attack Masatsura. This was in December, 1347. Then Masatsura and his younger brother, Masatoki, together with Wada Katahide and other bushi, to the number of 140, made oath to conquer in fight or to die. They repaired to Yoshino, and having taken leave of the Emperor, Go-Murakami, they worshipped at the shrine of the late sovereign, Go-Daigo, inscribed their names upon the wall, and wrote under them:
After a series of minor battles, all of which he won, Masatsura dealt a heavy blow to his foes at Sumiyoshi, causing the Bakufu to feel threatened. They gathered an army of sixty thousand troops, led by Ko Moronao and his brother Moroyasu, to launch an attack on Masatsura. This happened in December 1347. Masatsura, his younger brother Masatoki, Wada Katahide, and around 140 other bushi made a vow to either win in battle or die trying. They went to Yoshino, said their farewells to Emperor Go-Murakami, paid their respects at the shrine of the late sovereign Go-Daigo, carved their names on the wall, and wrote beneath them:
We that our bows here
Swear nevermore to slacken
Till in the land of life we
Cease to be counted,
Our names now record.
We who are gathered here
Promise never to give up
Until in the land of the living we
Are no longer counted,
Let our names be recorded now.
It was in February, 1348, that the battle took place at Shijo-nawate in Kawachi. Moronao had sixty thousand men at his disposal; Masatsura only three thousand. The combat raged during six hours, the Kusunoki brothers leading thirty charges, until finally they were both covered with wounds, and only fifty men remained out of the sworn band. Then this remnant committed suicide. Moronao, following up his victory, marched into Yamato, and set fire to the palace there. Go-Murakami escaped to Kanao, and presently the Nitta family in the east and the Kitabatake in the west showed such activity that the Southern cause recovered its vitality, a turn of events largely promoted by dissensions in the Northern camp and by the consequent return of Moronao's forces to Kyoto. It is necessary, therefore, to direct our eyes for a moment to the course of affairs on the side of the Ashikaga.
It was in February 1348 that the battle happened at Shijo-nawate in Kawachi. Moronao had sixty thousand men at his command; Masatsura had only three thousand. The fight lasted for six hours, with the Kusunoki brothers leading thirty charges, until they were both covered in wounds, and only fifty men remained from their original group. Then, this remnant took their own lives. Following his victory, Moronao marched into Yamato and set fire to the palace there. Go-Murakami escaped to Kanao, and soon the Nitta family in the east and the Kitabatake in the west became so active that the Southern cause regained its strength, a change largely driven by conflicts within the Northern camp and the resulting return of Moronao's forces to Kyoto. Therefore, we need to briefly focus on the situation on the Ashikaga side.
THE ASHIKAGA POLITY
Ashikaga Takauji's original idea was to follow the system of Yoritomo in everything. Kamakura was to be his capital and he assumed the title of shogun. This was in 1335. Three years later he received the shogunate in due form from the Northern sovereign, Komyo. But he now discovered that Kyoto must be his headquarters so long as the War of the Dynasties lasted, and he therefore established the Bakufu at Muromachi in that city, modelling it on the lines of Yoritomo's institution, but dispensing with a regent (shikkeri) and substituting for him a second shitsuji. The first two shitsuji at Muromachi were Ko Moronao, the great general, and Uesugi Tomosada, a connexion of Takauji. Kamakura was not neglected, however. It became a secondary basis, Takauji's eight-year-old son, Yoshiakira, being installed there as governor-general (kwanryo) of the Kwanto under the guardianship of Uesugi Noriaki as shitsuji, and the old administrative machinery of the Hojo was revived in the main. Takauji's brother, Tadayoshi, became chief of the general staff in Kyoto, and "several Kamakura literati—descendants of Oye, Nakahara, Miyoshi, and others—were brought up to fill positions on the various boards, the services of some of the ablest priests of the time being enlisted in the work of drafting laws and regulations."*
Ashikaga Takauji initially planned to completely follow Yoritomo's system. He made Kamakura his capital and took on the title of shogun in 1335. Three years later, he officially received the shogunate from the Northern sovereign, Komyo. However, he soon realized that Kyoto needed to be his main base while the War of the Dynasties continued. He then set up the Bakufu at Muromachi in Kyoto, modeling it after Yoritomo's institution but without a regent (shikkeri), instead appointing a second shitsuji. The first two shitsuji at Muromachi were Ko Moronao, the great general, and Uesugi Tomosada, a relative of Takauji. Kamakura was not ignored; it became a secondary base, with Takauji's eight-year-old son, Yoshiakira, installed as governor-general (kwanryo) of the Kwanto under Uesugi Noriaki's guardianship as shitsuji, while largely reviving the old administrative system of the Hojo. Takauji's brother, Tadayoshi, became the chief of the general staff in Kyoto, and several scholars from Kamakura—descendants of Oye, Nakahara, Miyoshi, and others—were brought in to fill various positions, with some of the most skilled priests of the time recruited to help draft laws and regulations.
*Murdoch's History of Japan.
Murdoch's History of Japan.
To these priests and literati was entrusted the task of compiling a code based on the Joei Shikimoku of the Hojo regents, and there resulted the Kemmu Shikimoku, promulgated in 1337.* This was not a law, properly so called, but rather a body of precepts contained in seventeen articles. They have much interest as embodying the ethics of the time in political circles. "Economy must be universally practised. Drinking parties and wanton frolics must be suppressed. Crimes of violence and outrage must be quelled. The practice of entering the private dwellings of the people and making inquisitions into their affairs must be given up." Then follow two articles dealing with the ownership of vacant plots and rebuilding of houses and fireproof godowns in the devastated sections of the capital. The subsequent paragraphs provide that men of special ability for government work should be chosen for the office of shugo; that a stop must be put to the practice of influential nobles and women of all sorts and Buddhist ecclesiastics making interested recommendations (to the sovereign); that persons holding public posts must be liable to reprimand for negligence and idleness; that bribery must be firmly put down; that presents made from all quarters to those attached to the palace, whether of the inside or outside service, must be sent back; that those who are to be in personal attendance on the rulers must be selected for that duty; that ceremonial etiquette should be the predominant principle; that men noted for probity and adherence to high principle should be rewarded by more than ordinary distinction; that the petitions and complaints of the poor and lowly should be heard and redress granted; that the petitions of temples and shrines should be dealt with on their merits, and that certain fixed days should be appointed for the rendering of decisions and the issue of government orders.**
The task of compiling a code based on the Joei Shikimoku of the Hojo regents was assigned to these priests and scholars, resulting in the Kemmu Shikimoku, which was issued in 1337.* This wasn’t exactly a law in the strict sense, but a set of guidelines laid out in seventeen articles. They are quite interesting as they reflect the ethics prevalent in political circles at the time. "Everyone must practice economy. Drinking parties and reckless fun should be limited. Violent crimes and outrages must be stopped. The practice of entering people's homes and prying into their affairs must end." Following this are two articles concerning the ownership of vacant lots and the rebuilding of houses and fireproof storage facilities in the devastated areas of the capital. The subsequent sections state that individuals with special skills for government work should be appointed as shugo; that the influence of powerful nobles, various women, and Buddhist clergy making self-interested suggestions (to the sovereign) must cease; that public officials should be held accountable for negligence and idleness; that corruption must be firmly eradicated; that gifts from all sources to palace staff, whether from inside or outside the court, should be returned; that those who personally serve the rulers must be carefully chosen for that role; that attention to ceremonial etiquette should be paramount; that those known for integrity and adherence to high principles should receive special recognition; that the grievances of the poor should be addressed and remedies provided; that requests from temples and shrines should be handled based on their merits, and that specific days should be designated for making decisions and issuing government orders.**
*Kemmu was the Northern Court's name of the year-period 1334 to 1338: see p. 398.
*Kemmu was the Northern Court's name for the year-period from 1334 to 1338: see p. 398.*
**The Kemmu Shikimoku by Mr. Consul-General Hall, in the
"Transactions of the Asiatic Society of Japan;" epitomized by
Murdoch.
**The Kemmu Shikimoku by Mr. Consul-General Hall, in the
"Transactions of the Asiatic Society of Japan;" summarized by
Murdoch.
THE JINNO SHOTOKI
Before proceeding with the history of this troubled era, it is advisable to speak of a great political brochure which was compiled by Kitabatake Chikafusa during the period (1340-1343) of his attempt to harass the Ashikaga from the direction of Hitachi. This was a work designed to establish the divine claim of the sovereign of the Southern Court. Hence the title of the treatise, Correct Genealogy (Shotoki) of the Divine Emperor (Jinno). The reader knows that when, in the eighth century, Japan went to Chinese sources for jurisprudential inspiration, she had to eliminate the Confucian and Mencian doctrine that the sceptre may not be wielded by anyone whose virtues do not qualify him for the task in the eyes of the nation. This same doctrine permeated by construction the commentaries that accompanied the articles of the Kemmu Shikimoku as quoted above, and in that fact Chikafusa saw an opportunity of winning adherents for the Southern Court by proclaiming its heaven-conferred rights.
Before diving into the history of this troubled era, it's important to mention a significant political pamphlet created by Kitabatake Chikafusa during his efforts (1340-1343) to challenge the Ashikaga from the direction of Hitachi. This work aimed to establish the divine right of the Southern Court's sovereign. That's why the treatise is called Correct Genealogy (Shotoki) of the Divine Emperor (Jinno). The reader should know that when Japan sought legal inspiration from Chinese sources in the eighth century, she had to discard the Confucian and Mencian belief that the ruler must possess virtues that qualify him for leadership in the eyes of the people. This same belief influenced the commentaries that accompanied the articles of the Kemmu Shikimoku mentioned earlier, and Chikafusa recognized this as an opportunity to gain supporters for the Southern Court by asserting its divinely granted rights.
"Great Yamato," Kitabatake wrote, "is a divine country. It is only our land whose foundations were first laid by the divine ancestor. It alone has been transmitted by the Sun goddess to a long line of her descendants. There is nothing of this kind in foreign countries. Therefore it is called the divine land. . . It is only our country which from the time when the heaven and earth were first unfolded, has preserved the succession to the throne intact in one single family. Even when, as sometimes naturally happened, it descended to a lateral branch, it was held according to just principles. This shows that the oath of the gods (to preserve the succession) is ever renewed in a way which distinguishes Japan from all other countries. . . . It is the duty of every man born on the Imperial soil to yield devoted loyalty to his sovereign, even to the sacrifice of his own life. Let no one suppose for a moment that there is any credit due to him for doing so. Nevertheless, in order to stimulate the zeal of those who came after, and in loving memory of the dead, it is the business of the ruler to grant rewards in such cases (to the children). Those who are in an inferior position should not enter into rivalry with them. Still more should those who have done no specially meritorious service abstain from inordinate ambitions. I have already touched on the principles of statesmanship. They are based on justice and mercy, in the dispensing of which firm action is requisite. Such is the clear instruction vouchsafed to us by the Sun goddess."*
"Great Yamato," Kitabatake wrote, "is a divine country. It is our land that was first established by the divine ancestor. It alone has been passed down by the Sun goddess to her long line of descendants. Nothing like this exists in foreign countries. That’s why it's called the divine land. . . It is only our country that, since the time when heaven and earth first came into being, has kept the succession to the throne intact within a single family. Even when it occasionally went to a branch of the family, it was handled fairly. This shows that the gods' promise (to protect the succession) is constantly renewed in a way that sets Japan apart from all other countries. . . It is the duty of every person born on Imperial soil to show devoted loyalty to their sovereign, even at the cost of their own life. No one should think for a second that they deserve credit for doing this. However, to encourage the dedication of those who come after and in loving memory of those who have passed, it’s the ruler's job to give rewards in such cases (to the children). Those in lesser positions should not compete with them. Even more so, those who haven't done anything particularly worthy should avoid excessive ambitions. I've already touched on the principles of governance. They are grounded in justice and compassion, which requires decisive action. Such is the clear guidance bestowed upon us by the Sun goddess."*
*Aston's Japanese Literature.
Aston's Japanese Lit.
It is not to be supposed that these doctrines produced any wide-spread influence on public opinion at the time of their promulgation. In the first place they were not generally accessible; for not until the year 1649 was Kitabatake's brochure printed. That it remained in manuscript during three centuries after its compilation is not attributable to technical difficulties. The art of blockprinting came to Japan from China in very early times, and it is on record that, in 770, the Empress Shotoku caused a million Buddhist amulets to be printed. But the Jinno Shotoki did not fall on fruitful soil. Either its teaching was superfluous or men were too much engrossed with fighting to listen to academical disquisitions. Chikafusa's work was destined to produce great and lasting effects in future ages, but, for the moment, it accomplished little.
It shouldn't be assumed that these ideas had a significant impact on public opinion when they were introduced. First of all, they weren't widely available; Kitabatake's pamphlet was only printed in 1649. The fact that it remained in manuscript form for three centuries after it was written isn’t due to technical issues. The art of block printing came to Japan from China a long time ago, and it's recorded that in 770, Empress Shotoku had a million Buddhist amulets printed. However, the Jinno Shotoki didn’t find a receptive audience. Its teachings may have seemed unnecessary, or people were too caught up in fighting to pay attention to academic discussions. Chikafusa's work was meant to have significant and lasting effects in the future, but at that time, it made little impact.
DISCORD IN THE CAMP OF THE ASHIKAGA
A prominent feature of the Ashikaga family's annals was continuity of internecine strife. The Hojo's era had been conspicuously free from any such blemish; the Ashikaga's was markedly disfigured by it, so much so that by the debilitating effects of this discord the supremacy of the sept was long deferred. The first outward indications of the trouble were seen in 1348, when the able general, Ko Moronao, instead of following up his victory over the Southern Court after the death of Kusunoki Masatsura, turned suddenly northward from Yamato and hastened back to Kyoto. His own safety dictated that step. For during his absence from the capital on campaign, a plot to effect his overthrow had matured under the leadership of Ashikaga Tadayoshi and Uesugi Shigeyoshi.
A key aspect of the Ashikaga family's history was the ongoing internal conflict. The Hojo period had been notably free of such issues, while the Ashikaga era was heavily marred by it, to the point that the family's dominance was significantly delayed due to this discord. The first signs of trouble appeared in 1348 when the skilled general, Ko Moronao, instead of continuing his pursuit of victory over the Southern Court following the death of Kusunoki Masatsura, suddenly headed north from Yamato and rushed back to Kyoto. His safety required that decision. While he was away from the capital on his campaign, a scheme to overthrow him had developed under the leadership of Ashikaga Tadayoshi and Uesugi Shigeyoshi.
The latter held the office of shitsuji, and was therefore Moronao's comrade, while Tadayoshi, as already stated, had the title of commander-in-chief of the general staff and virtually directed administrative affairs, subject, of course, to Takauji's approval. Moronao undoubtedly possessed high strategical ability, and being assisted by his almost equally competent brother, Moroyasu, rendered sterling military service to the Ashikaga cause. But the two brothers were arrogant, dissipated, and passionate. It is recorded of Moronao that he abducted the wife of Enya Takasada, and of Moroyasu that he desecrated the grave of Sugawara in order to enclose its site within his mansion, both outrages being condoned by the shogun, Takauji, In truth, even in the days of Taira overlordship, Kyoto was never so completely under the heel of the military as it was in early Ashikaga times.
The latter held the position of shitsuji, making him Moronao's ally, while Tadayoshi, as mentioned earlier, had the title of commander-in-chief of the general staff and effectively managed administrative matters, with Takauji's approval, of course. Moronao certainly had strong strategic skills, and with the help of his nearly as capable brother, Moroyasu, he provided excellent military service to the Ashikaga cause. However, both brothers were arrogant, indulgent, and hot-headed. There are accounts of Moronao abducting Enya Takasada's wife, and Moroyasu desecrating the grave of Sugawara to expand his mansion's grounds, both of which were overlooked by the shogun, Takauji. In truth, even during the Taira's dominance, Kyoto was never as fully under military control as it was in the early days of Ashikaga rule.
Rokuhara did not by any means arrogate such universal authority as did Muromachi. The Court nobles in the middle of the fourteenth century had no functions except those of a ceremonial nature and were frankly despised by the haughty bushi. It is on record that Doki Yorito, meeting the cortege of the retired Emperor Kogon, pretended to mistake the escorts' cry of "In" (camera sovereign) for "inu" (dog), and actually discharged an arrow at the Imperial vehicle. Yorito suffered capital punishment, but the incident illustrates the demeanour of the military class.
Rokuhara definitely didn't claim the same kind of universal authority that Muromachi did. The court nobles in the middle of the fourteenth century only had ceremonial roles and were openly looked down on by the proud bushi. It's recorded that Doki Yorito, upon encountering the procession of the retired Emperor Kogon, pretended to misinterpret the escorts' shout of "In" (meaning sovereign) as "inu" (meaning dog), and even shot an arrow at the Imperial carriage. Yorito was executed for this act, but the incident highlights the attitude of the military class.
The two Ko brothers were conspicuously masterful and made many enemies. But the proximate cause of the plot alluded to above was jealousy on the part of Ashikaga Tadayoshi and Uesugi Shigeyoshi, who resented the trust reposed by Takauji in Moronao and Moroyasu. The conspirators underestimated Moronao's character. Reaching Kyoto by forced marches from Yamato, he laid siege to Tadayoshi's mansion, and presently Tadayoshi had to save himself by taking the tonsure, while Shigeyoshi was exiled to Echizen, whither Moronao sent an assassin to make away with him. The Ashikaga chief, whose trust in Moronao was not at all shaken by these events, summoned from Kamakura his eldest son, Yoshiakira, and entrusted to him the functions hitherto discharged by his uncle, Tadayoshi, replacing him in Kamakura by a younger son, Motouji.
The two Ko brothers were clearly skilled and made a lot of enemies. But the main reason for the plot mentioned earlier was jealousy from Ashikaga Tadayoshi and Uesugi Shigeyoshi, who were annoyed by Takauji's trust in Moronao and Moroyasu. The conspirators didn’t understand Moronao’s strength. After quickly marching from Yamato to Kyoto, he besieged Tadayoshi's mansion, forcing Tadayoshi to save himself by shaving his head, while Shigeyoshi was exiled to Echizen, where Moronao sent an assassin to kill him. The Ashikaga leader, who remained completely confident in Moronao despite these events, called his eldest son, Yoshiakira, from Kamakura and gave him the duties previously handled by his uncle, Tadayoshi, while sending a younger son, Motouji, to replace him in Kamakura.
Yoshiakira was not Takauji's eldest son; he was his eldest legitimate son. An illegitimate son, four years older, had been left in Kamakura as a priest, but was recognized as the possessor of such abilities that, although his father refused to meet him, his uncle, Tadayoshi, summoned him to Kyoto and procured for him the high office of tandai of the west. This Tadafuyu was discharging his military duties in Bingo when news reached him of Moronao's coup d'etat in Kyoto and of his own patron, Tadayoshi's discomfiture. At once Tadafuyu crossed the sea to Higo in Kyushu, where a large number of discontented samurai rallied to his banner, and Shoni, the Ashikaga tandai of Kyushu, soon found himself vigorously attacked. The struggle presently assumed such importance that Kyoto's attention was attracted. The normal course would have been for Moronao to take the field against Tadafuyu. But Moronao was looking always for an opportunity to compass the death of his enemy, Tadayoshi, and thinking that his chance had now come, he persuaded Takauji to take personal command of the expedition to Kyushu, the idea being to finally dispose of Tadayoshi during the absence of the Ashikaga shogun from Kyoto. Tadayoshi, however, obtained timely information of this design and escaping to Yamato, offered to surrender to the Southern Court. This was in January, 1350.
Yoshiakira was not Takauji's oldest son; he was his oldest legitimate son. An illegitimate son, four years older, had been left in Kamakura as a priest but was recognized for his exceptional abilities. Although his father refused to meet him, his uncle, Tadayoshi, called him to Kyoto and helped him secure the high position of tandai of the west. Tadafuyu was carrying out his military duties in Bingo when news reached him about Moronao's coup in Kyoto and his patron Tadayoshi's troubles. Immediately, Tadafuyu crossed over to Higo in Kyushu, where a large number of dissatisfied samurai rallied to support him, and Shoni, the Ashikaga tandai of Kyushu, found himself under heavy attack. The struggle quickly gained enough significance to catch Kyoto's attention. Normally, Moronao would have taken action against Tadafuyu. But Moronao was always looking for a chance to eliminate his enemy, Tadayoshi, and thinking this was his opportunity, he convinced Takauji to personally lead the mission to Kyushu. The plan was to finally deal with Tadayoshi while the Ashikaga shogun was away from Kyoto. However, Tadayoshi received timely information about this scheme, managed to escape to Yamato, and offered to surrender to the Southern Court. This happened in January 1350.
The advisers of the Emperor Go-Murakami differed radically in their counsels, but it was finally decided that every effort should be made to widen the rift in the Ashikaga lute, and the Court commissioned Tadayoshi to attack Takauji and recover Kyoto. Thus was presented the spectacle of a father (Takauji) fighting against his son (Tadafuyu), and a brother (Tadayoshi) fighting against a brother (Takauji). Tadayoshi was joined by many men of note and puissance whom the arrogance of the two Ko, Moronao and Moroyasu, had offended. A desperate struggle ensued, and the Ko generals had to retreat to Harima, where they joined with Takauji, the latter having abandoned his expedition to Kyushu. Meanwhile, Yoshiakira, Takauji's eldest son, had escaped from Kyoto and entered his father's camp. After a time negotiations for peace were concluded (1351), one of the conditions being that Moronao and Moroyasu should lay down their offices and enter the priesthood. But the blood of the shitsuji, Uesugi Shigeyoshi, was still fresh on Moronao's hands. Shigeyoshi's son, Akiyoshi, waylaid the two Ko on their route to Kyoto to take the tonsure, and Moronao and Moroyasu were both killed.
The advisors of Emperor Go-Murakami had very different opinions, but it was ultimately decided that every effort should be made to deepen the divide in the Ashikaga clan, and the Court tasked Tadayoshi with attacking Takauji to reclaim Kyoto. This led to a dramatic situation where a father (Takauji) fought against his son (Tadafuyu), and a brother (Tadayoshi) fought against another brother (Takauji). Tadayoshi was joined by many notable and powerful individuals who had been offended by the arrogance of the two Ko, Moronao and Moroyasu. A fierce battle followed, forcing the Ko generals to retreat to Harima, where they regrouped with Takauji, who had abandoned his campaign in Kyushu. Meanwhile, Yoshiakira, Takauji's eldest son, managed to escape from Kyoto and joined his father’s camp. After some time, peace negotiations were finalized (1351), one of the conditions being that Moronao and Moroyasu would resign their positions and enter the priesthood. However, the blood of the steward, Uesugi Shigeyoshi, was still fresh on Moronao's hands. Shigeyoshi's son, Akiyoshi, ambushed the two Ko on their way to Kyoto to shave their heads, resulting in the deaths of both Moronao and Moroyasu.
YEAR-PERIODS AND COURTS
Three years before the death of Moronao, that is to say, in 1348, the sovereign of the Northern Court, Komyo, abdicated in favour of Suko. Ever since 1332 there had been a dual year-period, outcome of the divided Imperialism, and history was thus not a little complicated. It will be convenient here to tabulate, side by side, the lines of the two dynasties:
Three years before Moronao died, in 1348, the ruler of the Northern Court, Komyo, stepped down in favor of Suko. Since 1332, there had been two competing lines of emperors due to the split in Imperial rule, making history quite complicated. It will be helpful to compare the two dynasties side by side:
SOUTHERN COURT NORTHERN COURT
96th Sovereign, Go-Daigo 1318-1339 Kogon 1332-1335
96th Sovereign, Go-Daigo 1318-1339 Kogon 1332-1335
97th " Go-Murakami 1339-1368 Komyo 1335-1348
97th " Go-Murakami 1339-1368 Komyo 1335-1348
98th " Chokei 1368-1372 Suko 1348-1352
98th " Chokei 1368-1372 Suko 1348-1352
99th " Go-Kameyama 1372-1392 Go-Kogon 1352-1371
99th " Go-Kameyama 1372-1392 Go-Kogon 1352-1371
Go-Enyu 1371-1382
Go-Enyu 1371-1382
100th " Go-Komatsu 1392-1412 Go-Komatsu 1382-1412
100th " Go-Komatsu 1392-1412 Go-Komatsu 1382-1412
It is observable that the average duration of a Southern sovereign's reign was eighteen years, whereas that of a Northern sovereign was only thirteen years.
It’s clear that the average reign of a Southern ruler lasted eighteen years, while a Northern ruler’s reign was only thirteen years.
DEATH OF TADAYOSHI
The peace concluded between the Ashikaga chief and his brother, Tadayoshi, was of brief duration; their respective partisans distrusted one another too much. The Nikki, the Hosokawa, the Doki, and the Sasaki, all followed Takauji, but the Ishido, the Uesugi, and the Momonoi adhered to Tadayoshi. At last the situation became so strained that Tadayoshi withdrew to Echizen and from thence made his way to Kamakura. In these circumstances, Takauji desired to take the field himself, but since to do so would have exposed Kyoto to danger from the south, he attempted to delude the Court at Yoshino into crediting his loyalty and his willingness to dethrone Suko by way of preliminary to welcoming the return of Go-Murakami to Kyoto.
The peace between the Ashikaga leader and his brother, Tadayoshi, did not last long because their supporters mistrusted each other too much. The Nikki, the Hosokawa, the Doki, and the Sasaki all backed Takauji, while the Ishido, the Uesugi, and the Momonoi supported Tadayoshi. Eventually, the situation became so tense that Tadayoshi retreated to Echizen and then made his way to Kamakura. In this context, Takauji wanted to take action himself, but doing so would put Kyoto at risk from the south, so he tried to trick the Court at Yoshino into believing in his loyalty and his readiness to depose Suko as a way to prepare for the return of Go-Murakami to Kyoto.
Takauji's professions were now appraised at their true value, however. The Court at Yoshino commissioned him to punish his rebellious brother, but took steps, as will presently be seen, to turn the resulting situation to its own advantage. Takauji now placed himself at the head of a strong army, and moving eastward, marched to Kamakura practically unopposed. Tadayoshi escaped to Izu, where he took poison, or was given it. Takauji remained in the Kwanto during the greater part of two years (1352-1353). The task of restoring order and re-establishing the Ashikaga supremacy demanded all his ability and resources. "In the Kwanto alone, during these two years, more battles were fought—some of considerable magnitude—than during the thirty years between 1455 and 1485 in England."*
Takauji's skills were now recognized for what they really were. The Court at Yoshino asked him to deal with his rebellious brother but took steps, as will be explained shortly, to benefit from the situation. Takauji positioned himself at the forefront of a strong army and moved eastward, marching to Kamakura with little resistance. Tadayoshi fled to Izu, where he either poisoned himself or was poisoned. Takauji stayed in the Kwanto for most of two years (1352-1353). The challenge of restoring order and reaffirming Ashikaga dominance required all of his skills and resources. "In the Kwanto alone, during these two years, more battles were fought—some quite significant—than during the thirty years between 1455 and 1485 in England."*
*Murdoch's History of Japan.
Murdoch's History of Japan.
THE SOUTHERN COURT IN KYOTO
In this state of affairs the Southern Court found its opportunity. In accepting Takauji's overtures, Kitabatake Chikafusa, who directed the politics and strategy of the Southern Court, had designed to dethrone Suko, to adopt the year name, Shohei, solely, and to establish an administrative council in Kyoto under his own presidency. He knew well that Takauji's surrender had not been sincere, but he counted on an access of strength from the partisans of Tadayoshi, and he looked for some occasion capable of being turned to advantage. Yoshiakira, who ruled Kyoto in the absence of his father, Takauji, made no difficulty about dethroning Suko and requesting the return of the Southern sovereign, Go-Murakami. Neither did he hesitate to hand over the false insignia which had been given by Go-Daigo to the Northern Court. In February, 1352, Go-Murakami paid a visit to Otoko-yama on the southeast of Kyoto, and ordered a number of officials, under Kitabatake Chikafusa and Kusunoki Masanori, to enter the capital and conduct affairs. But his Majesty did not trust his own person into the city. He waited until his plans were mature, and then a strong force of Southern troops was launched against Kyoto, while a powerful army of Kwanto bushi, led by the Nitta brothers, Yoshioki and Yoshimune, as well as by Wakiya Yoshiharu, marched into Musashi and defeated Takauji on the Kotesashi moor.
In this situation, the Southern Court saw its chance. By accepting Takauji's offers, Kitabatake Chikafusa, who was in charge of the politics and strategy of the Southern Court, aimed to remove Suko from the throne, adopt the era name Shohei exclusively, and set up an administrative council in Kyoto with himself as the leader. He was well aware that Takauji's surrender wasn't genuine, but he relied on an influx of support from Tadayoshi's followers and anticipated an opportunity that could be used to his advantage. Yoshiakira, who governed Kyoto while his father, Takauji, was away, had no problem dethroning Suko and asking for the return of the Southern sovereign, Go-Murakami. He also willingly handed over the false insignia that had been given to the Northern Court by Go-Daigo. In February 1352, Go-Murakami visited Otoko-yama to the southeast of Kyoto and ordered several officials, led by Kitabatake Chikafusa and Kusunoki Masanori, to enter the capital and manage affairs. However, his Majesty did not feel comfortable entering the city himself. He waited until his plans were fully developed, and then a strong force of Southern troops was sent against Kyoto, while a powerful army of Kwanto warriors, led by the Nitta brothers, Yoshioki and Yoshimune, along with Wakiya Yoshiharu, marched into Musashi and defeated Takauji on the Kotesashi moor.
The invaders actually got possession of Kamakura, but the superior strategy of the Ashikaga chief ultimately reversed the situation. Yoshimune had to fly to Echigo with a petty remnant of followers, and Yoshioki and Yoshiharu, evacuating Kamakura, took refuge in the Kawamura fortress. Meanwhile, in Kyoto, things had fared in a somewhat similar manner. The Southern generals carried everything before them at the outset, and Yoshiakira had to fly to Omi. But, after a brief period of quiet, the Northern troops rallied and expelled the Southern. Yoshiakira found himself again supreme. A strange dilemma presented itself, however. There was no sovereign. The retired sovereigns, Kogon, Komyo, and Suko, had all been carried to a place well within the Southern lines, and even the false regalia were not available. Nevertheless, Yoshiakira, regardless of forms, raised to the throne the younger brother of Suko, who is known in history as Go-Kogon. Thenceforth, on the accession of a Northern sovereign a merely nominal ceremony of transferring the sacred regalia sufficed. As for the ex-Emperors Kogon and Komyo, they turned their backs finally on the world and became priests of the Zen sect of Buddhism.
The invaders actually took over Kamakura, but the smarter strategy of the Ashikaga leader eventually turned things around. Yoshimune had to escape to Echigo with a small group of followers, while Yoshioki and Yoshiharu, leaving Kamakura, sought safety in the Kawamura fortress. Meanwhile, in Kyoto, things had gone somewhat similarly. The Southern generals were winning at first, and Yoshiakira had to flee to Omi. But after a short lull, the Northern troops regrouped and drove out the Southern forces. Yoshiakira found himself in control again. However, there was a strange dilemma: there was no sovereign. The retired emperors, Kogon, Komyo, and Suko, had all been taken to a location deep within the Southern territory, and even the false regalia were unavailable. Still, Yoshiakira, setting aside formalities, raised Suko's younger brother to the throne, who is known in history as Go-Kogon. From then on, when a Northern sovereign was crowned, only a basic ceremony to transfer the sacred regalia was needed. As for the former emperors Kogon and Komyo, they ultimately turned away from the world and became Zen Buddhist monks.
CAPTURE AND RE-CAPTURE OF KYOTO
In 1353, the Southern court received a signal accession of strength in the allegiance of the Yamana family and of Tadafuyu. The latter has already been spoken of as an illegitimate son of Takauji, who, through the influence of his uncle, Tadayoshi, was appointed tandai of the western provinces. The death of his patron inclined this able captain to join the Southern Court, and his inclination was translated into action early in 1353, owing to need of support against the partisans of the Ashikaga in the island of Kyushu and the western provinces. As for the Yamana, they were of Minamoto lineage; their influence was supreme in Hoki and Inaba, and they faithfully espoused the Ashikaga cause until an unfulfilled promise of a manor alienated their good-will. For to such considerations of self-interest men not infrequently sacrificed their duty of allegiance in the troublous times of the fourteenth century.
In 1353, the Southern court gained significant strength with the support of the Yamana family and Tadafuyu. Tadafuyu, already mentioned as an illegitimate son of Takauji, was appointed tandai of the western provinces through the influence of his uncle, Tadayoshi. After the death of his patron, this skilled leader decided to join the Southern Court, prompted by a need for support against the Ashikaga followers in Kyushu and the western provinces. The Yamana family, who were of Minamoto descent, had a dominant presence in Hoki and Inaba and had supported the Ashikaga cause until a broken promise regarding a manor caused them to lose their loyalty. During the turbulent times of the fourteenth century, people's self-interest often led them to abandon their duty of allegiance.
Thus re-enforced, the Southern troops, under the supreme command of Tadafuyu, marched against Kyoto in July, 1353, and captured the city. Yoshiakira, guarding the young sovereign, Go-Kogon, effected his escape, and the Southern Emperor, Go-Murakami, issued a decree depriving of their official ranks and possessions all Court nobles who had assisted at the ceremony of the fugitive monarch's coronation. But the supremacy of the South did not last long. In August, Yoshiakira was strong enough to countermarch against the capital and to drive out Tadafuyu. Moreover, Takauji himself now found it safe to leave the Kwanto. Placing his son Motouji in charge at Kamakura, he returned to Kyoto accompanying the Emperor Go-Kogon, and thenceforth during nearly two years the supremacy of the North was practically undisputed.
Thus reinforced, the Southern troops, led by Tadafuyu, marched on Kyoto in July 1353 and took the city. Yoshiakira, who was protecting the young sovereign, Go-Kogon, helped him escape, and the Southern Emperor, Go-Murakami, issued a decree stripping all Court nobles who had participated in the fugitive monarch's coronation of their official ranks and property. However, the Southern dominance didn’t last long. In August, Yoshiakira was strong enough to march back to the capital and drive out Tadafuyu. Additionally, Takauji himself felt it was safe to leave the Kwanto. After placing his son Motouji in charge at Kamakura, he returned to Kyoto with Emperor Go-Kogon, and from then on, for nearly two years, the North's supremacy was practically uncontested.
DEATH OF CHIKAFUSA
Fate willed that while his enemies were thus triumphant, death should overtake the great statesman, strategist, and historian, Kitabatake Chikafusa. He died in 1354, at the age of sixty-two. Japanese annalists say of Chikafusa: "It was through his ability that the Southern forces were co-ordinated and kept active in all parts of the empire. It was due to his clever strategy that Kyoto lay under constant menace from the south. If the first great protagonists in the struggle between the Northern and the Southern Courts were Prince Morinaga and Takauji, and those of the next were Nitta Yoshisada and Takauji, the third couple was Kitabatake Chikafusa and Takauji." Chikafusa was of wide erudition; he had a wonderful memory, and his perpetual guides were justice and righteousness. After his death the Southern Court fell into a state of division against itself; and its spirit sensibly declined.
Fate decided that while his enemies celebrated their victory, death would claim the great statesman, strategist, and historian, Kitabatake Chikafusa. He passed away in 1354 at the age of sixty-two. Japanese historians note about Chikafusa: "It was his skill that coordinated the Southern forces and kept them active throughout the empire. Thanks to his clever strategy, Kyoto was constantly threatened from the south. If the initial key figures in the conflict between the Northern and Southern Courts were Prince Morinaga and Takauji, followed by Nitta Yoshisada and Takauji, the third pair were Kitabatake Chikafusa and Takauji." Chikafusa was highly educated; he had an incredible memory, and his constant principles were justice and righteousness. After his death, the Southern Court became increasingly divided and its spirit noticeably waned.
DEATH OF TAKAUJI
Takauji survived Chikafusa by only four years; he expired in 1358. Undoubtedly his figure is projected in very imposing dimensions on the pages of his country's history, and as the high mountain in the Chinese proverb is gilded by the sunbeams and beaten by the storm, so condemnation and eulogy have been poured upon his head by posterity. An annalist of his time says: "Yoritomo was impartial in bestowing rewards, but so severe in meting out punishments as to seem almost inhuman. Takauji, however, in addition to being humane and just, is strong-minded, for no peril ever summons terror to his eye or banishes the smile from his lip; merciful, for he knows no hatred and treats his foes as his sons; magnanimous, for he counts gold and silver as stones or sand, and generous, for he never compares the gift with the recipient, but gives away everything as it comes to hand. It is the custom for people to carry many presents to the shogun on the first day of the eighth month, but so freely are those things given away that nothing remains by the evening, I am told."
Takauji outlived Chikafusa by just four years; he passed away in 1358. His presence looms large in the history of his country, and just like a high mountain in a Chinese proverb that's illuminated by sunlight and battered by storms, both criticism and praise have been directed at him by later generations. A historian from his time remarks: "Yoritomo was fair when it came to giving out rewards, but he was so harsh with punishments that it almost seemed inhumane. Takauji, on the other hand, is not just humane and just, but also strong-minded; no danger frightens him or takes away his smile. He is merciful, as he harbors no hatred and treats his enemies like family; magnanimous, since he sees gold and silver as mere rocks or sand; and generous, as he doesn't compare gifts to the status of the recipient but gives everything freely as it comes his way. It’s customary for people to bring many gifts to the shogun on the first day of the eighth month, but those gifts are shared so generously that nothing is left by the evening, as I've heard."
A later historian, Rai Sanyo (1780-1832), wrote: "There were as brave men and as clever in the days of the Minamoto as in the days of the Ashikaga. Why, then, did the former never dare to take up arms against the Bakufu, whereas the latter never ceased to assault the Ashikaga? It was because the Minamoto and the Hojo understood the expediency of not entrusting too much power to potential rivals, whereas the Ashikaga gave away lands so rashly that some families—as the Akamatsu, the Hosokawa, and the Hatakeyama—came into the possession of three or four provinces, and in an extreme case one family—that of Yamana—controlled ten provinces, or one-sixth of the whole empire. These septs, finding themselves so powerful, became unmanageable. Then the division of the Ashikaga into the Muromachi magnates and the Kamakura chiefs brought two sets of rulers upon the same stage, and naturally intrigue and distrust were born, so that, in the end, Muromachi was shaken by Hosokawa, and Kamakura was overthrown by Uesugi. An animal with too ponderous a tail cannot wag it, and a stick too heavy at one end is apt to break. The Ashikaga angled with such valuable bait that they ultimately lost both fish and bait. During the thirteen generations of their sway there was no respite from struggle between family and family or between chief and vassal." Takauji's record plainly shows that deception was one of his weapons. He was absolutely unscrupulous. He knew also how to entice men with gain, but he forgot that those who came for gain will go also for gain. It would seem, too, that he sacrificed justice to the fear of alienating his supporters. Not otherwise can we account for his leniency towards the Ko brothers, who were guilty of such violations of propriety.
A later historian, Rai Sanyo (1780-1832), wrote: "There were just as many brave and clever people during the Minamoto era as there were in the Ashikaga era. So why didn’t the Minamoto rise up against the Bakufu, while the Ashikaga were constantly attacked? It was because the Minamoto and the Hojo knew it was smart not to give too much power to potential rivals, while the Ashikaga recklessly handed out lands, allowing some families—like the Akamatsu, the Hosokawa, and the Hatakeyama—to control three or four provinces. In one extreme case, the Yamana family held control over ten provinces, which was one-sixth of the entire empire. These families, becoming so powerful, became unmanageable. Then the split of the Ashikaga into the Muromachi nobility and the Kamakura leaders brought two sets of rulers onto the same stage, leading to intrigue and distrust, eventually causing Muromachi to be weakened by the Hosokawa and Kamakura to be overthrown by Uesugi. An animal with a tail that’s too heavy can’t wag it, and a stick that’s too weighted on one end is likely to break. The Ashikaga threw out such tempting bait that they ended up losing both the fish and the bait. Throughout the thirteen generations of their rule, there was never a break from conflict between families or between lord and vassal." Takauji's record clearly shows that deception was one of his tools. He was completely ruthless. He also knew how to lure people in with promises of gain, but he forgot that those who came for gain would leave for gain as well. It seems he sacrificed justice out of fear of upsetting his supporters. This would explain his leniency towards the Ko brothers, who committed serious breaches of propriety.
THE SECOND ASHIKAGA SHOGUN
Takauji was succeeded in the shogunate by his eldest son, Yoshiakira, of whom so much has already been heard. The fortunes of the Southern Court were now at low ebb. During the year (1359) after Takauji's death, Kamakura contributed materially to the support of the Ashikaga cause. The Kwanto was then under the sway of Takauji's fourth son, Motouji, one of the ablest men of his time. He had just succeeded in quelling the defection of the Nitta family, and his military power was so great that his captains conceived the ambition of marching to Kyoto and supplanting Yoshiakira by Motouji. But the latter, instead of adopting this disloyal counsel, despatched a large army under Hatakeyama Kunikiyo to attack the Southern Court. Marching by the two highways of Settsu and Kawachi, this army attacked Yoshino and gained some important successes. But the fruits of these victories were not gathered. The Hatakeyama chief developed ambitions of his own, and, on returning to the Kwanto, was crushed by Motouji and deprived of his office of shitsuji, that post being given again to Uesugi Noriaki, "who had been in exile since the death of Tadayoshi in 1352. At, or shortly after, this time, Kai and Izu and, later on, Mutsu, were put under Kamakura jurisdiction, and their peaceful and orderly condition formed a marked contrast to the general state of the rest of the empire."*
Takauji was succeeded as shogun by his eldest son, Yoshiakira, who is already well-known. The Southern Court's fortunes were at a low point. In the year following Takauji's death (1359), Kamakura significantly supported the Ashikaga cause. The Kwanto was then controlled by Takauji's fourth son, Motouji, one of the most capable leaders of his time. He had just managed to suppress the Nitta family's rebellion, and his military strength was so formidable that his commanders dreamed of marching to Kyoto to replace Yoshiakira with Motouji. However, instead of following this treacherous advice, Motouji sent a large army led by Hatakeyama Kunikiyo to attack the Southern Court. Marching along the two main roads of Settsu and Kawachi, this army struck Yoshino and achieved some important victories. But the benefits of these victories weren't realized. The Hatakeyama leader developed his own ambitions and, upon returning to the Kwanto, was defeated by Motouji and removed from his position as shitsuji, which was then given back to Uesugi Noriaki, who had been in exile since Tadayoshi's death in 1352. Around this time, or shortly after, Kai, Izu, and later Mutsu were placed under Kamakura's control, and their peaceful and orderly state stood in stark contrast to the general turmoil throughout the rest of the empire.
*Murdoch's History of Japan.
Murdoch's History of Japan.
The next event of cardinal importance in this much disturbed period was the defection of Hosokawa Kiyouji, one of the shitsuji in Kyoto. This powerful chief, disappointed in his expectations of reward, went over to the Southern Court in 1361, and the result was that the Ashikaga shogun had to flee from Kyoto, escorting Go-Kogon. The situation soon changed however. Hosokawa Kiyouji, returning to his native province, Awa, essayed to bring the whole of Shikoku into allegiance to the Southern Court, but was signally worsted by his cousin, Hosokawa Yoriyuki—afterwards very famous,—and scarcely a month had elapsed before Yoshiakira was back in the capital. In the same year (1362), the Northerners received a marked increase of strength by the accession of the Yamana family, which was at that time supreme in the five central provinces of eastern Japan—namely, Tamba, Inaba, Bizen, Bitchu, and Mimasaka. During ten years this family had supported the Southern Court, but its chief, Tokiuji, now yielded to the persuasion of Yoshiakira's emissaries, and espoused the Ashikaga cause on condition that he, Tokiuji, should be named high constable of the above five provinces.
The next major event during this turbulent time was the betrayal of Hosokawa Kiyouji, one of the leaders in Kyoto. Disappointed with the rewards he had expected, he switched his allegiance to the Southern Court in 1361, which forced the Ashikaga shogun to flee Kyoto, taking Emperor Go-Kogon with him. However, the situation quickly shifted. Hosokawa Kiyouji returned to his home province, Awa, and tried to bring all of Shikoku into loyalty with the Southern Court, but he was decisively defeated by his cousin, Hosokawa Yoriyuki—who would later become quite renowned—and within a month, Yoshiakira was back in the capital. In the same year (1362), the Northern side gained significant strength with the support of the Yamana family, which was then dominant in the five central provinces of eastern Japan—Tamba, Inaba, Bizen, Bitchu, and Mimasaka. For ten years, this family had backed the Southern Court, but now its leader, Tokiuji, was persuaded by Yoshiakira's envoys to join the Ashikaga side, on the condition that he would be appointed high constable of the aforementioned five provinces.
Meanwhile, the partisans of the late Tadayoshi—the Kira, the Ishido, the Momonoi, the Nikki, and others—constituted a source of perpetual menace, and even among the Ashikaga themselves there was a rebel (Takatsune). Yoshiakira became weary of the unceasing strife. He addressed overtures to the Southern Court and they were accepted on condition that he made formal act of surrender. This the shogun refused to do, but he treated Go-Murakami's envoy with every mark of respect, and though the pourparlers proved finally abortive, they had continued for five months, an evidence that both sides were anxious to find a path to peace. Yoshiakira died in the same year, 1367.
Meanwhile, the supporters of the late Tadayoshi—the Kira, the Ishido, the Momonoi, the Nikki, and others—were a constant threat, and even within the Ashikaga clan, there was a rebel (Takatsune). Yoshiakira grew tired of the ongoing conflict. He reached out to the Southern Court, and they agreed to talk as long as he formally surrendered. The shogun refused to do that, but he treated Go-Murakami's envoy with great respect, and even though the negotiations ultimately failed, they lasted for five months, showing that both sides were eager to find a way to peace. Yoshiakira died in that same year, 1367.
THE SOUTHERN COURT
Previously to this event, a new trouble had occurred in the Southern Court. The Emperor Go-Murakami signified his desire to abdicate, and thereupon the Court nobles who had followed the three ex-Emperors into the Southern lines in 1352 fell into two cliques, each advocating the nomination of a different successor. This discord exercised a debilitating influence, and when Go-Murakami died (1368), the Southerners found themselves in a parlous condition. For his son and successor, Chokei, failing to appreciate the situation, immediately planned an extensive campaign against Kyoto from the east and the south simultaneously. Then Kusunoki Masanori passed into the Northern camp. Few events have received wider historical comment in Japan. The Kusunoki family stood for everything loyal and devoted in the bushi's record, and Masanori was a worthy chief of the sept. So conspicuous were his virtues and so attractive was his personality that a samurai of the Akamatsu family, who had planned a vendetta against him, committed suicide himself rather than raise his hand to slay such a hero.
Before this event, a new problem arose in the Southern Court. Emperor Go-Murakami expressed his desire to abdicate, which led the court nobles who had aligned with the three ex-Emperors in the Southern lines in 1352 to split into two factions, each pushing for a different successor. This disagreement created a serious problem, and when Go-Murakami died in 1368, the Southerners found themselves in a precarious situation. His son and successor, Chokei, not understanding the gravity of the situation, quickly planned a large-scale campaign against Kyoto from both the east and the south at the same time. Then Kusunoki Masanori switched sides to the Northern camp. Few events have been discussed as much throughout Japanese history. The Kusunoki family represented loyalty and dedication in the bushi's legacy, and Masanori was an admirable leader of the clan. His virtues were so remarkable and his personality so appealing that a samurai from the Akamatsu family, who had intended to take revenge on him, chose to commit suicide rather than harm such a hero.
How, then, are we to account for Masanori's infidelity to the cause he had embraced? The answer of his country's most credible annalists is that his motive was to save the Southern Court. He saw that if the young Emperor. Chokei, persisted in his design of a general campaign against Kyoto, a crushing defeat must be the outcome, and since the sovereign would not pay heed to his remonstrances, he concluded that the only way to arrest the mad enterprise was his own defection, which would weaken the South too much to permit offensive action. Ashikaga Yoshimitsu was then shogun at Muromachi. He had succeeded to that office in 1367, at the age of nine, and his father, then within a year of death, had entrusted him to the care of Hosokawa Yoriyuki, one of the ablest men of his own or any generation. There are strong reasons for thinking that between this statesman and Masanori an understanding existed. So long as Yoriyuki remained in power there was nothing worthy of the name of war between the two Courts, and when, after his retirement in 1379, the struggle re-opened under the direction of his successor (a Yamana chief), Masanori returned to his old allegiance and took the field once more in the Southern cause. His action in temporarily changing his allegiance had given ten years' respite to the Southerners.
How can we explain Masanori's betrayal of the cause he had supported? The answer from the most respected historians in his country is that he wanted to save the Southern Court. He realized that if the young Emperor, Chokei, continued with his plan for a full-scale attack on Kyoto, it would result in a devastating defeat. Since the sovereign ignored his warnings, Masanori believed that the only way to stop this reckless venture was to switch sides, which would weaken the South enough to prevent any offensive actions. At that time, Ashikaga Yoshimitsu was the shogun in Muromachi. He had taken on that role in 1367 when he was just nine years old, and his father, who was close to death, had entrusted him to Hosokawa Yoriyuki, one of the most capable leaders of any generation. There's strong evidence to suggest that an understanding existed between this statesman and Masanori. While Yoriyuki was in power, there was no real conflict between the two Courts, but when he stepped down in 1379 and the fighting resumed under his successor, a Yamana chief, Masanori reverted to his previous allegiance and joined the Southern cause again. His decision to temporarily switch sides had given the Southerners a ten-year break.
PEACE BETWEEN THE TWO COURTS
The Southern Emperor, Chokei, coming to the throne in 1368, abdicated in 1372 in favour of his brother, known in history as Go-Kameyama. During his brief tenure of power Chokei's extensive plans for the capture of Kyoto did not mature, but he had the satisfaction of seeing the whole island of Kyushu wrested from Ashikaga hands. It is true that under the able administration of Imagawa Sadayo (Ryoshun), a tandai appointed by the Ashikaga, this state of affairs was largely remedied during the next ten years, but as the last substantial triumph of the Yoshino arms the record of Chokei's reign is memorable. It was, in truth, the final success. The decade of comparative quiet that ensued on the main island proved to be the calm before the storm.
The Southern Emperor, Chokei, took the throne in 1368 but stepped down in 1372 in favor of his brother, who is remembered as Go-Kameyama. During his short time in power, Chokei's ambitious plans to take Kyoto never came to fruition, but he did get to see the entire island of Kyushu taken from the Ashikaga clan. It’s true that under the skilled management of Imagawa Sadayo (Ryoshun), a tandai appointed by the Ashikaga, this situation was mostly fixed in the following decade, but Chokei's reign is notable as the last major victory for the Yoshino forces. Indeed, it marked the final success. The ten years of relative peace that followed on the main island turned out to be the calm before the storm.
The most prominent figures in the closing chapter of the great dynastic struggle are Hosokawa Yoriyuki and Yamana Mitsuyuki. When the second Ashikaga shogun, Yoshiakira, recognized that his days were numbered, he summoned his trusted councillor, Hosokawa Yoriyuki, and his son Yoshimitsu, and said to the latter, "I give you a father," and to the former, "I give you a son." Yoriyuki faithfully discharged the trust thus reposed in him. He surrounded his youthful charge with literary and military experts, and secured to him every advantage that education could confer. Moreover, this astute statesman seems to have apprehended that if the cause of the Southern Court were not actually opposed, it would die of inanition, and he therefore employed all his influence to preserve peace. He endeavoured also to enforce strict obedience to the economical precepts of the Kemmu code, and altogether the ethics he favoured were out of harmony with the social conditions of Kyoto at the time and with the natural proclivities of the young shogun himself. In fine, he had to leave the capital, too full of his enemies, and to retire to his native province, Awa.
The key players in the final chapter of the epic dynastic struggle are Hosokawa Yoriyuki and Yamana Mitsuyuki. When the second Ashikaga shogun, Yoshiakira, realized his time was running out, he called his trusted advisor, Hosokawa Yoriyuki, along with his son Yoshimitsu, and said to the latter, "I give you a father," and to Yoriyuki, "I give you a son." Yoriyuki loyally fulfilled the trust placed in him. He surrounded the young Yoshimitsu with education and military experts, providing him with every advantage that learning could offer. Additionally, this shrewd statesman understood that if the Southern Court's cause was not actively opposed, it would fade away, so he used all his influence to maintain peace. He also tried to enforce strict adherence to the financial principles of the Kemmu code, but the ethics he promoted were out of sync with the social conditions in Kyoto at that time and with the natural tendencies of the young shogun. Ultimately, he had to leave the capital, which was too hostile for him, and retreat to his home province, Awa.
During ten years he remained in seclusion. But, in 1389, a journey made by the shogun to Miya-jima revealed so many evidences of Yoriyuki's loyalty that he was invited to return to Kyoto, and with his assistance the organization of the Ashikaga forces at Muromachi was brought to a high state of efficiency, partly because the astute Yoriyuki foresaw trouble with the Yamana family, which was then supreme in no less than ten provinces, or nearly one-sixth of all Japan. In 1391 Yamana Ujikiyo and his kinsman Mitsuyuki took the field against Kyoto under the standard of the Southern Court. He commanded a great army, and there resulted a desperate struggle known in history as the Meitoku War, after the name of the year-period when it occurred. The Yamana leader was killed and his army completely routed. In the following year, the great Hosokawa Yoriyuki died. He had lived to see the ten provinces recovered from Yamana rule and partitioned among the Muromachi generals.
For ten years, he kept to himself. However, in 1389, a trip made by the shogun to Miya-jima revealed so many signs of Yoriyuki's loyalty that he was invited to return to Kyoto. With his help, the organization of the Ashikaga forces in Muromachi became highly efficient, partly because the shrewd Yoriyuki anticipated trouble with the Yamana family, which then dominated ten provinces, nearly one-sixth of all Japan. In 1391, Yamana Ujikiyo and his relative Mitsuyuki marched against Kyoto under the banner of the Southern Court. He led a large army, resulting in a fierce conflict known historically as the Meitoku War, named after the year-period in which it took place. The Yamana leader was killed, and his army was completely defeated. The following year, the great Hosokawa Yoriyuki passed away. He lived to see the ten provinces taken back from Yamana control and distributed among the Muromachi generals.
But he expired just before the final triumph to which his genius had so materially contributed. For within a few months of his demise the War of the Dynasties came at last to a close. The proximate cause was the fall of the Kusunoki stronghold, which had been built by Masashige, and during sixty years had remained unconquered. With its reduction, preceded as it had been by the annihilation of the Yamana, the fortunes of the Southern Court had become hopeless, and overtures carried from Kyoto by one of the most distinguished of the Muromachi generals, Ouchi Yoshihiro, were accepted. Go-Komatsu then occupied the Northern throne. He had succeeded Go-Enyu, in 1382, and the latter, had succeeded Go-Kogon, in 1371. Go-Komatsu, having been only six years of age at the time of his accession, was in his sixteenth year when the two Courts came to an agreement.
But he passed away just before the final victory to which his talent had significantly contributed. Within a few months of his death, the War of the Dynasties finally came to an end. The immediate cause was the fall of the Kusunoki stronghold, which had been built by Masashige and had remained unconquered for sixty years. With its capture, following the destruction of the Yamana, the fortunes of the Southern Court became hopeless, and proposals brought from Kyoto by one of the most notable Muromachi generals, Ouchi Yoshihiro, were accepted. Go-Komatsu then took the Northern throne. He had succeeded Go-Enyu in 1382, who had succeeded Go-Kogon in 1371. Go-Komatsu, having been only six years old at the time of his ascension, was sixteen when the two Courts reached an agreement.
For a time the terms proved very difficult of adjustment, but ultimately it was decided that the Southern sovereign, Go-Kameyama, should abdicate in favour of the Northern, the former being thenceforth treated as the latter's father. This compact having been concluded, the sacred insignia were transported from Yoshino to Kyoto with all solemnity. Six Court nobles accompanied them from the South; twenty went out from the North to receive them, and a numerous body of troops formed the escort. The retiring Emperor spent ten days at the palace in Kyoto, throughout which time a magnificent banquet was held to celebrate the conclusion of the fifty-five years' war. Yoshino and other districts were assigned for the support of the ex-Emperor, and pensions or domains were conferred on the Court nobles of the South, some of whom, however, declining to compromise their sense of honour by accepting favours from the North, withdrew to the provinces; and their exile was shared by several of the military leaders who had remained true to the South throughout. There can be little doubt that among these apparent implacables were some of a selfishly calculating disposition, who, anticipating a reversion to the system of alternate succession, as instituted by the Hojo interpreters of Go-Saga's testament, looked for greater personal advantage when the Crown should come to the Southern branch than anything that could be hoped for by submitting to the Northern. They were mistaken. That testament, which had done so much mischief in its time, was ignored from the close of the War of the Dynasties. It did not fall into total abeyance, however, without some further bloodshed, and the facts may be interpolated here so as to dispose finally of the subject.
For a while, the terms were really hard to sort out, but in the end, it was decided that the Southern ruler, Go-Kameyama, would step down in favor of the Northern one, with the former being treated as the latter's father from then on. Once this agreement was reached, the sacred symbols were moved from Yoshino to Kyoto with great ceremony. Six court nobles joined from the South; twenty came from the North to collect them, and a large group of soldiers formed the escort. The retiring Emperor spent ten days at the palace in Kyoto, during which a grand feast was held to celebrate the end of the fifty-five years of conflict. Yoshino and other areas were designated for the support of the ex-Emperor, and pensions or land were given to the Southern court nobles. However, some noblemen, not wanting to compromise their honor by accepting favors from the North, chose to retreat to the provinces, and their exile was joined by several military leaders who had remained loyal to the South throughout. It's likely that among these seemingly unyielding individuals were some who were selfishly calculating, anticipating a return to the alternating succession system established by the Hojo interpreters of Go-Saga's will, hoping for greater personal gain when the Crown returned to the Southern branch rather than anything they could expect by submitting to the Northern side. They were mistaken. That will, which had caused so much trouble in its time, was ignored after the War of the Dynasties. However, it didn't completely fade away without further bloodshed, and the details can be added here to finally settle the matter.
In 1412, the abdication of Go-Komatsu should have been followed by the accession of a Southern prince had the principle of alternation been pursued. It was not so followed. On the contrary, the sceptre fell to Shoko—101st sovereign—son of Go-Komatsu. Hence, in 1413, Date Yasumune, in Mutsu, and, in 1414, Kitabatake Mitsumasa, in Ise, made armed protests, gallant but ineffective. Again, in 1428, on the childless death of Shoko, the claims of the Southern line were tacitly ignored in favour of Go-Hanazono, grandson of the third Northern Emperor, Suko. The same Mitsumasa now took the field, aided this time by Masahide, head of the ever loyal house of Kusunoki, but signal failure ensued. The last struggle in behalf of the Southern line took place in 1443, when "a band of determined men under Kusunoki Jiro and the Court noble, Hino Arimitsu, suddenly assailed the palace from two directions; all but succeeded in killing or capturing the Emperor, and actually got possession of the regalia. They were soon driven out, however, and in their flight to Hiei-zan, where one body of them entrenched themselves, the mirror and the sword were dropped and recovered by the pursuers. The other body made good their escape to the wilds of Odai-ga-hara, carrying with them the seal; and it was not till a year later that it found its way back to Kyoto, when the rebels had been destroyed."*
In 1412, when Go-Komatsu abdicated, a Southern prince was supposed to take over, following the principle of alternation. That didn't happen. Instead, the throne passed to Shoko—101st emperor and son of Go-Komatsu. So, in 1413, Date Yasumune in Mutsu, and in 1414, Kitabatake Mitsumasa in Ise, staged armed protests, brave but ineffective. Again, in 1428, after Shoko died without an heir, the claims of the Southern line were quietly overlooked in favor of Go-Hanazono, the grandson of the third Northern Emperor, Suko. Mitsumasa took up arms once more, this time supported by Masahide, leader of the loyal Kusunoki clan, but they faced a major failure. The last fight for the Southern line happened in 1443 when "a group of determined individuals led by Kusunoki Jiro and the court noble, Hino Arimitsu, launched a surprise attack on the palace from two sides; they nearly succeeded in killing or capturing the Emperor and managed to seize the regalia. They were quickly pushed out, though, and in their retreat to Hiei-zan, where some of them fortified their position, they dropped the mirror and the sword, which were reclaimed by the pursuers. The others successfully escaped to the wilderness of Odai-ga-hara, taking the seal with them; it didn’t return to Kyoto until a year later, after the rebels had been defeated."*
*Murdoch's History of Japan.
Murdoch's History of Japan.
ENGRAVING: KOZUKA AND MENUKI (SWORD FURNITURE)
CHAPTER XXXI
THE FALL OF THE ASHIKAGA
TWO BRANCHES OF THE ASHIKAGA
THE Ashikaga family was divided into two main branches, both descended from Takauji. The representatives of one, the senior, branch had their headquarters at Muromachi in Kyoto and held the office of shogun as a hereditary right. There were fifteen generations:
THE Ashikaga family was split into two main branches, both descended from Takauji. The representatives of one, the senior, branch had their headquarters at Muromachi in Kyoto and held the shogun title as a hereditary right. There were fifteen generations:
Name Born Succeeded Abdicated Died
Name Born Succeeded Stepped Down Died
(1) Takauji 1305 1338 …. 1358
(1) Takauji 1305 1338 …. 1358
(2) Yoshiakira 1330 1358 1367 1368
(2) Yoshiakira 1330 1358 1367 1368
(3) Yoshimitsu 1358 1367 1395 1408
(3) Yoshimitsu 1358 1367 1395 1408
(4) Yoshimochi 1386 1395 1423 1428
(4) Yoshimochi 1386 1395 1423 1428
(5) Yoshikazu 1407 1423 …. 1425
(5) Yoshikazu 1407 1423 …. 1425
(6) Yoshinori 1394 1428 …. 1441
(6) Yoshinori 1394 1428 …. 1441
(7) Yoshikatsu 1433 1441 …. 1443
(7) Yoshikatsu 1433 1441 …. 1443
(8) Yoshimasa 1435 1443 1474 1490
(8) Yoshimasa 1435 1443 1474 1490
(9) Yoshihisa 1465 1474 …. 1489
(9) Yoshihisa 1465 1474 …. 1489
(10) Yoshitane (#1) 1465 1490 1493 ….
(10) Yoshitane (#1) 1465 1490 1493 ….
(11) Yoshizumi 1478 1493 1508 1511
(11) Yoshizumi 1478 1493 1508 1511
Yoshitane (#2) …. 1508 1521 1522
Yoshitane (#2) …. 1508 1521 1522
(12) Yoshiharu 1510 1521 1545 1550
(12) Yoshiharu 1510 1521 1545 1550
(13) Yoshiteru 1535 1545 …. 1565
(13) Yoshiteru 1535 1545 …. 1565
(14) Yoshihide 1565 1565 …. 1568
(14) Yoshihide 1565 1565 …. 1568
(15) Yoshiaki 1537 1568 1573 1597
(15) Yoshiaki 1537 1568 1573 1597
The apparent clashing of dates in the case of the fourth and fifth shoguns, Yoshimochi and Yoshikazu, is due to the fact that on the death of the latter, in 1425, the former resumed the office and held it until his own death, in 1428.
The apparent overlap of dates for the fourth and fifth shoguns, Yoshimochi and Yoshikazu, is because after Yoshikazu died in 1425, Yoshimochi took over the position and kept it until he died in 1428.
THE KAMAKURA KWANRYO AND KUBO
Born Died
Born Died
(1) Motouji 1340 1367
Motouji 1340 1367
(2) Ujimitsu 1357 1398
Ujimitsu 1357 1398
(3) Mitsukane 1376 1409
(3) Mitsukane 1376 1409
(4) Mochiuji 1398 1439
(4) Mochiuji 1398 1439
(5) Shigeuji 1434 1497
(5) Shigeuji 1434 1497
(6) Masatomo …. 1491
(6) Masatomo …. 1491
(7) Takamoto …. ….
(7) Takamoto
(8) Haruuji …. 1560
Haruuji …. 1560
(9) Yoshiuji …. ….
Yoshiuji
The title "kwanryo," as already stated, signifies "governor-general," and the region governed was the eight provinces of the Kwanto, together with Izu and Kai. The first of the Ashikaga kwanryo, Motouji, was Takauji's youngest son, and the following eight names on the above list were direct descendants. But not all had the title of kwanryo or wielded the extensive power attached to that office. Only the first four were thus fortunate. From the days of the fifth, Shigeuji, evil times overtook the family. Driven out of Kamakura by the Uesugi, who had hitherto served as manager (shitsuji), they were obliged to change their domicile to Koga in Shimosa; their sphere of jurisdiction was reduced to four provinces, namely, Shimosa, Shimotsuke, Kazusa, and Awa; their official title was altered to gosho or kubo, and their former title of kwanryo passed to the Uesugi family who also replaced them at Kamakura. These things fell out in 1439, when Mochiuji died. To avoid confusion it is necessary to note that the chief official in the shogun's court at Muromachi in Kyoto was also called kwanryo. He had originally been termed "manager" (shitsuji), but, in 1367, this was changed to "governor-general," and the corresponding functions were practically those discharged by the regent (shikken) in the polity of the old Bakufu. The first Muromachi kwanryo was Shiba Yoshimasa, and it became the ultimate custom to give the post to a member of one of three families, the Shiba, the Hosokawa, and the Hatakeyama.
The title "kwanryo," as mentioned earlier, means "governor-general," and the area governed included the eight provinces of the Kwanto, as well as Izu and Kai. The first of the Ashikaga kwanryo, Motouji, was Takauji's youngest son, and the next eight names on the list were his direct descendants. However, not all of them held the title of kwanryo or had the significant power associated with that position. Only the first four were that fortunate. Starting with the fifth, Shigeuji, the family fell into difficult times. They were pushed out of Kamakura by the Uesugi, who had previously served as manager (shitsuji), and had to move to Koga in Shimosa; their jurisdiction was limited to four provinces: Shimosa, Shimotsuke, Kazusa, and Awa. Their official title changed to gosho or kubo, and the title of kwanryo passed to the Uesugi family, who took over their position in Kamakura. This occurred in 1439, when Mochiuji died. To avoid confusion, it’s important to note that the top official in the shogun's court at Muromachi in Kyoto was also called kwanryo. He was initially referred to as "manager" (shitsuji), but this was changed to "governor-general" in 1367, and his role was largely similar to that of the regent (shikken) in the earlier Bakufu government. The first Muromachi kwanryo was Shiba Yoshimasa, and eventually, it became standard to appoint someone from one of three families: the Shiba, the Hosokawa, and the Hatakeyama.
STATE OF THE PROVINCES
When swords were sheathed after the long and wasting War of the Dynasties, the Ashikaga found themselves in a strong position. Having full control of the Court, they could treat as a rebel anyone opposing them by force of arms, and their partisans were so numerous in Kyoto and its vicinity that they could impose their will upon all. In the east, the Kwanto was effectually ruled by a branch of their own family, and in the north as well as in the south they were represented by tandai, who governed stoutly and loyally. But trouble began very soon. In Kyushu the office of tandai was held by Imagawa Ryoshun, a man ever memorable in Japanese history as the author of the precept that military prowess without education is worse than useless. Ryoshun had been selected for service in Kyushu by the great shitsuji of Muromachi, Hosokawa Yoriyuki, who saw that only by the strongest hands could the turbulent families of the southern island be reduced to order—the Shimazu, the Otomo, the Shoni, and the Kikuchi. Everything went to show that Imagawa would have succeeded had not that familiar weapon, slander, been utilized for his overthrow. The Otomo chief persuaded Ouchi Yoshihiro to traduce Ryoshun, and since the Ouchi sept exercised great influence in the central provinces and had taken a prominent part in composing the War of the Dynasties, the shogun, Yoshimitsu, could not choose but listen to charges coming from such a source. Imagawa Ryoshun was recalled (1396), and thenceforth Kyushu became the scene of almost perpetual warfare which the Muromachi authorities were powerless to check.
When the swords were finally put away after the long and devastating War of the Dynasties, the Ashikaga found themselves in a strong position. With complete control of the Court, they could label anyone opposing them with military force as a rebel, and their supporters were so numerous in Kyoto and the surrounding areas that they could impose their will on everyone. In the east, the Kanto was effectively ruled by a branch of their own family, and in the north and south, they were represented by tandai who governed firmly and faithfully. However, trouble soon began. In Kyushu, the position of tandai was held by Imagawa Ryoshun, who is famously remembered in Japanese history for saying that military skill without education is worse than useless. Ryoshun was chosen for service in Kyushu by the great shitsuji of Muromachi, Hosokawa Yoriyuki, who understood that only the strongest leaders could bring order to the turbulent families of the southern island—the Shimazu, the Otomo, the Shoni, and the Kikuchi. It seemed that Imagawa would have succeeded if it weren't for the familiar weapon of slander being used against him. The Otomo chief convinced Ouchi Yoshihiro to slander Ryoshun, and since the Ouchi clan had significant influence in the central provinces and had played a major role in ending the War of the Dynasties, the shogun, Yoshimitsu, had little choice but to listen to such accusations. Imagawa Ryoshun was recalled in 1396, and from then on, Kyushu became a hotspot for almost constant warfare that the Muromachi authorities were unable to control.
THE OUCHI FAMILY
It was to the same Ouchi family that the Muromachi shogun owed his first serious trouble after the close of the War of the Dynasties. The ancestor of the family had been a Korean prince who migrated to Japan early in the seventh century, and whose descendants, five and a half centuries later, were admitted to the ranks of the samurai. The outbreak of the War of the Dynasties had found the Ouchi ranged on the Southern side, but presently they espoused the Ashikaga cause, and distinguished themselves conspicuously against the Kikuchi in Kyushu and, above all, in promoting the conclusion of the dynastic struggle.
It was the same Ouchi family that the Muromachi shogun faced his first serious trouble with after the War of the Dynasties ended. The family’s ancestor had been a Korean prince who moved to Japan in the early seventh century, and his descendants, five and a half centuries later, were recognized as samurai. At the start of the War of the Dynasties, the Ouchi were on the Southern side, but they soon switched to support the Ashikaga cause and stood out notably against the Kikuchi in Kyushu, especially in helping to bring about an end to the dynastic conflict.
These eminent services were recognized by Ouchi Yoshihiro's appointment to administer no less than six provinces—Nagato, Suwo, Aki, Buzen, Kii, and Izumi. In fact he guarded the western and eastern entrances of the Inland Sea, and held the overlordship of western Japan. At his castle in Sakai, near Osaka, he amassed wealth by foreign trade, and there he received and harboured representatives of the Kusunoki and Kikuchi families, while at the same time he carried on friendly communications with the Doki, the Ikeda, and the Yamana. In short, he grew too powerful to receive mandates from Muromachi, especially when they came through a kwanryo of the Hatakeyama family who had just risen to that distinction.
These prominent services were acknowledged by Ouchi Yoshihiro's appointment to manage six provinces—Nagato, Suwo, Aki, Buzen, Kii, and Izumi. He actually protected the western and eastern entrances of the Inland Sea and held control over western Japan. At his castle in Sakai, near Osaka, he accumulated wealth through foreign trade, hosting representatives from the Kusunoki and Kikuchi families, while also maintaining friendly relations with the Doki, the Ikeda, and the Yamana. In short, he became too powerful to accept orders from Muromachi, especially when those orders came through a kwanryo of the Hatakeyama family, which had just gained that status.
Suddenly, in November, 1399, the Ouchi chief appeared in Izumi at the head of a force of twenty-three thousand men, a force which received rapid and numerous accessions. His grounds of disaffection were that he suspected the shogun of a design to deprive him of the two provinces of Kii and Izumi, which were far remote from the other five provinces in his jurisdiction and which placed him within arm's length of Kyoto, and, further, that no sufficient reward had been given to the family of his younger brother, who fell in battle. There were minor grievances, but evidently all were pretexts: the real object was to overthrow Muromachi. The shogun, Yoshimitsu, acted with great promptitude. He placed Hatakeyama Mitsuiye at the head of a powerful army, and on January 18, 1400, Sakai fell and Yoshihiro committed suicide. Thereafter the province of Kii was placed under the jurisdiction of the Hatakeyama family, and Izumi under that of Hosokawa, while the Shiba ruled in Echizen, Owari, and Totomi. In short, these three families became the bulwarks of the Ashikaga.
Suddenly, in November 1399, the Ouchi chief showed up in Izumi leading an army of twenty-three thousand men, a force that quickly grew with new recruits. He was unhappy because he suspected the shogun was planning to take away the two provinces of Kii and Izumi, which were far away from the other five provinces he controlled and put him close to Kyoto. Additionally, he believed that his younger brother’s family hadn’t received enough compensation for his death in battle. There were some minor complaints, but they were clearly just excuses: the real goal was to topple Muromachi. The shogun, Yoshimitsu, acted quickly. He appointed Hatakeyama Mitsuiye to lead a powerful army, and on January 18, 1400, Sakai fell, and Yoshihiro committed suicide. After that, the province of Kii was put under the control of the Hatakeyama family, and Izumi went to the Hosokawa, while the Shiba ruled in Echizen, Owari, and Totomi. In short, these three families became the stronghold of the Ashikaga.
KAMAKURA AND MUROMACHI
An important episode of the Ouchi struggle was that Mitsukane, the third Kamakura kwanryo of the Ashikaga line, moved an army into Musashi to render indirect assistance to the Ouchi cause. In truth, from an early period of Kamakura's tenure by an Ashikaga governor-general of the Kwanto, there had been an ambition to transfer the office of shogun from the Kyoto to the Kamakura branch of the family. The matter was not mooted during Takauji's lifetime, but when, on his demise, the comparatively incompetent Yoshiakira came into power at Muromachi, certain military magnates of the eastern provinces urged the Kamakura kwanryo, Motouji, to usurp his brother's position. Motouji, essentially as loyal as he was astute, spurned the proposition. But it was not so with his son and successor, Ujimitsu. To him the ambition of winning the shogunate presented itself strongly, and was only abandoned when Uesugi Noriharu committed suicide to add weight to a protest against such an essay. Japanese annals contain many records of lives thus sacrificed on the altar of devotion and loyalty. From the outset the Uesugi family were the pillars of the Ashikaga kwanryo in Kamakura. Uesugi Noriaki served as shitsuji in the time of the first kwanryo, and the same service was rendered by Noriaki's son, Yoshinori, and by the latter's nephew, Tomomune, in the time of the second kwanryo, Ujimitsu. Confusing as are the multitude of names that confront the foreign student of Japanese history, it is necessary to note that from the time of their appointment as shitsuji at Kamakura, Yoshinori took the family name of Yamanouchi, and Tomomune that of Ogigayatsu. Balked in his design against Kyoto, Ujimitsu turned his hand against the Nitta, old enemies of his family, and crushing them, placed the Ashikaga power on a very firm basis in the Kwanto. His son, Mitsukane, had the gift of handling troops with great skill, and in his time the prestige of the Kamakura kwanryo reached its highest point.
An important moment in the Ouchi conflict was when Mitsukane, the third Kamakura kwanryo of the Ashikaga line, sent an army into Musashi to indirectly support the Ouchi cause. From the early days of Kamakura's leadership by an Ashikaga governor-general of the Kwanto, there had been ambitions to move the shogunate from Kyoto to the Kamakura branch of the family. This topic wasn't raised during Takauji's lifetime, but after his death, the relatively incompetent Yoshiakira took power at Muromachi. Some military leaders from the eastern provinces urged Kamakura kwanryo, Motouji, to take his brother's position. However, Motouji, who was loyal and astute, rejected the idea. His son and successor, Ujimitsu, felt strongly about claiming the shogunate and only dropped the ambition after Uesugi Noriharu committed suicide in protest. Japanese history is full of accounts of lives sacrificed for loyalty and devotion. From the beginning, the Uesugi family were the supporters of the Ashikaga kwanryo in Kamakura. Uesugi Noriaki served as shitsuji during the first kwanryo, and his son, Yoshinori, along with Yoshinori's nephew, Tomomune, continued that role during the second kwanryo, Ujimitsu. Though there are many names that may confuse foreign students of Japanese history, it's important to note that when appointed as shitsuji in Kamakura, Yoshinori adopted the family name Yamanouchi, and Tomomune took the name Ogigayatsu. After failing in his plans against Kyoto, Ujimitsu turned his efforts against the Nitta, their family's old enemies. Defeating them solidified Ashikaga's power in the Kwanto. His son, Mitsukane, was skilled at managing troops, and during his time, the prestige of the Kamakura kwanryo reached its peak.
In the eyes of the military men of the eastern provinces, the shogun in distant Kyoto counted for little compared with the governor-general in adjacent Kamakura. The latter's mansion was called gosho (palace); its occupant was termed kubo, an epithet hitherto applied to the shogun only, and the elder and younger branches of the Uesugi family, in which the office of kwanryo of Muromachi was hereditary, were designated Ryo Uesugi (the Two Uesugi). Mitsukane, when he abetted the Ouchi's attempt to overthrow the Kyoto shogun, persuaded himself that he was only carrying out his father's unachieved purpose, and the shogun, Yoshimitsu, took no step to punish him, preferring to accept his overtures—made through Uesugi Tomomune.
In the eyes of the military leaders in the eastern provinces, the shogun in far-off Kyoto mattered little compared to the governor-general in nearby Kamakura. The governor's residence was called gosho (palace); he was referred to as kubo, a title that had previously been used only for the shogun, and the older and younger branches of the Uesugi family, who inherited the office of kwanryo of Muromachi, were known as Ryo Uesugi (the Two Uesugi). Mitsukane, when he supported the Ouchi's attempt to overthrow the Kyoto shogun, convinced himself that he was just fulfilling his father's unfinished goal, and the shogun, Yoshimitsu, took no action against him, choosing instead to accept his overtures—made through Uesugi Tomomune.
THE EXTRAVAGANCE OF YOSHIMITSU
There is little question that whatever applause history can extend to the administration of the third Ashikaga shogun, Yoshimitsu, was won for him by his profoundly sagacious guardian and chief minister, Hosokawa Yoriyuki. After the latter's death, in 1392, many abuses and few meritorious acts appear in the shogun's record. Alike, the wise self-effacement and the admirable frugality which distinguished the Hojo rule were wholly foreign to the mood of Yoshimitsu. He insisted on being raised to the post of chancellor of the empire, and he openly spoke of himself as "king," designating as Go-sekke (Five Regent Houses) the families of Shiba, Hosokawa, Hatakeyama, Rokkaku, and Yumana. At the ceremony of his investiture as chancellor (dajo daijiri) he presented to the Throne a sword forged by Kunimitsu; one hundred pieces of white silk; one thousand silver coins; ten tigers' skins, and fifty pounds of dyed silk. To the ex-Emperor he gave a thousand silver coins; fifty pieces of white silk, and a sword, and among the Imperial princes and Court nobles he distributed ten thousand pieces of silver. Such was his parade of opulence.
There’s no doubt that the praise history might give to the third Ashikaga shogun, Yoshimitsu, was largely due to his wise guardian and chief minister, Hosokawa Yoriyuki. After Yoriyuki’s death in 1392, many wrongdoings and few commendable actions became evident in the shogun's record. Similarly, the wise humility and admirable frugality that characterized the Hojo rule were completely absent in Yoshimitsu’s demeanor. He was determined to become the chancellor of the empire and openly referred to himself as "king," naming the families of Shiba, Hosokawa, Hatakeyama, Rokkaku, and Yumana as Go-sekke (Five Regent Houses). During his chancellor investiture ceremony (dajo daijiri), he offered the Throne a sword made by Kunimitsu, one hundred pieces of white silk, one thousand silver coins, ten tigers' skins, and fifty pounds of dyed silk. To the ex-Emperor, he gave a thousand silver coins, fifty pieces of white silk, and a sword, while distributing ten thousand pieces of silver among the Imperial princes and Court nobles. Such was his display of wealth.
ENGRAVING: ASHIKAGA YOSHIMITSU
The chief obstacle to conferring on him the title of chancellor had been that the records contained only one instance of a military man's appointment to that exalted post. That instance was Taira no Kiyomori, whose example should have been deterrent to a Minamoto. Yoshimitsu overcame the difficulty by nominally transferring his military functions to his son Yoshimochi (1423), and constituting himself the patron of literature. It was now that his love of luxury and splendour assumed its full dimensions. He had already beautified his Muromachi mansion by constructing there a park so spacious and so brilliant at all seasons that it went by the name of Hana no Gosho (Palace of Flowers). This he now assigned as a residence for his son and successor, Yoshimochi, transferring his own place of abode to the site occupied by the Saionji family, to whom was given in exchange an extensive manor in Kawachi. Here the Ashikaga chancellor built a palace of such dimensions that sixteen superintendents and twenty assistant superintendents were required to oversee the work. Most conspicuous was the Kinkaku-ji, or golden pavilion shrine, so called because its interior was gilt, the gold foil being thickly superposed on lacquer varnish. On this edifice, on the adjacent palace, and on a park where deer roamed and noble pine trees hung over their own shadows in a picturesque lake, immense sums were expended. Works of art were collected from all quarters to enhance the charm of a palace concerning which the bonze Sekkei declared that it could not be exchanged for paradise.
The main hurdle to giving him the title of chancellor was that records only showed one case of a military person being appointed to such a high position. That case was Taira no Kiyomori, whose example should have discouraged a Minamoto. Yoshimitsu got around this issue by officially passing his military duties to his son Yoshimochi (1423) and positioning himself as a supporter of literature. This was when his taste for luxury and grandeur fully manifested. He had already enhanced his Muromachi residence by creating a park that was so spacious and stunning year-round that it was called Hana no Gosho (Palace of Flowers). He designated this park as the home for his son and successor, Yoshimochi, moving his own residence to the property formerly held by the Saionji family, who were compensated with a large estate in Kawachi. Here, the Ashikaga chancellor constructed a palace so large that sixteen superintendents and twenty assistant superintendents were needed to manage the project. The most notable feature was the Kinkaku-ji, or golden pavilion shrine, named for its gilt interior, with gold foil layered thickly over lacquer varnish. A vast amount of money was spent on this structure, the nearby palace, and a park where deer grazed and majestic pine trees cast their shadows over a picturesque lake. Artworks were gathered from everywhere to enhance the beauty of a palace that the monk Sekkei claimed could not be traded for paradise.
Yoshimitsu prayed the Emperor to visit this unprecedentedly beautiful retreat and Go-Komatsu complied. During twenty days a perpetual round of pastimes was devised for the entertainment of the sovereign and the Court nobles—couplet composing, music, football, boating, dancing, and feasting. All this was typical of the life Yoshimitsu led after his resignation of the shogun's office. Pleasure trips engrossed his attention—trips to Ise, to Yamato, to Hyogo, to Wakasa, and so forth. He set the example of luxury, and it found followers on the part of all who aimed at being counted fashionable, with the inevitable result that the producing classes were taxed beyond endurance. It has to be noted, too, that although Yoshimitsu lived in nominal retirement at his Kita-yama palace, he really continued to administer the affairs of the empire.
Yoshimitsu begged the Emperor to visit this incredibly beautiful retreat, and Go-Komatsu agreed. For twenty days, a nonstop schedule of activities was planned to entertain the sovereign and the Court nobles—composing poetry, music, football, boating, dancing, and feasting. This was typical of the lifestyle Yoshimitsu led after stepping down from the shogun's position. Pleasure trips captivated his attention—trips to Ise, Yamato, Hyogo, Wakasa, and more. He set the standard for luxury, which was followed by everyone who wanted to be seen as fashionable, resulting in the unfortunate consequence that the working classes were overtaxed. It's also important to note that even though Yoshimitsu lived in what was considered retirement at his Kita-yama palace, he actually continued to manage the empire's affairs.
INTERNATIONAL HUMILIATION
It is not for arrogance, or yet for extravagance, that Japanese historians chiefly reproach Yoshimitsu. His unpardonable sin in their eyes is that he humiliated his country. From the accession of the Ming dynasty (1368) China made friendly overtures to Japan, especially desiring the latter to check the raids of her corsairs who, as in the days of the Hojo after the repulse of the Mongol armada, so also in the times of the Ashikaga, were a constant menace to the coastwise population of the neighbouring continent. Upon the attitude of the shogun towards these remonstrances and overtures depended the prosecution of commerce with the Middle Kingdom, and the profits accruing from that commerce were too considerable to be neglected by a ruler like Yoshimitsu, whose extravagance required constant accessions of revenue. Moreover, the Muromachi shogun was a disciple and patron of the Zen sect of Buddhism, and the priests of that sect always advocated peaceful intercourse with China, the source of philosophic and literary learning.
Japanese historians mainly criticize Yoshimitsu not out of arrogance or extravagance, but because they believe he humiliated his country. Ever since the Ming dynasty came into power in 1368, China had been reaching out to Japan, particularly asking for help to stop the raids from Japanese pirates, which posed a constant threat to the coastal areas of the nearby continent, much like during the Hojo's time after they defeated the Mongol fleet. The shogun's response to these requests and proposals significantly impacted trade relations with China, and the revenue from that trade was too valuable for a leader like Yoshimitsu to ignore, especially given his lavish spending habits. Additionally, the Muromachi shogun was a follower and supporter of the Zen Buddhist sect, whose priests consistently promoted peaceful relations with China, known for its rich philosophical and literary traditions.
All these considerations induced the Ashikaga chief not only to issue orders for the restraint of the corsairs, but also to receive from the Chinese Court despatches in which he was plainly designated the king of a country tributary to China, and to make answer in language unequivocally endorsing the propriety of such terminology. In one despatch, dated February, 1403, Yoshimitsu described himself as a "subject of Ming" and, "prostrate, begged to present twenty horses, ten thousand catties of sulphur, thirty-two pieces of agate, three gold-foil folding screens, one thousand lances, one hundred swords, a suit of armour, and an ink-stone." It is recorded that he even humbled himself so far as to ask for supplies of Chinese coins, and certainly these comparatively pure copper tokens remained largely in circulation in Japan down to Tokugawa times, under the name of Eiraku-tsuho, Eiraku being the Japanese sound of the Chinese year-period, Yunglo (1403-1422).
All these factors led the Ashikaga leader not only to issue orders to restrain the pirates but also to receive messages from the Chinese Court that clearly called him the king of a tributary country to China. He responded with language that clearly supported this terminology. In one message, dated February 1403, Yoshimitsu referred to himself as a "subject of Ming" and, "humbly begged to present twenty horses, ten thousand catties of sulfur, thirty-two pieces of agate, three gold-foil folding screens, one thousand lances, one hundred swords, a suit of armor, and an ink-stone." It's noted that he even went so far as to request supplies of Chinese coins, which were predominantly used in Japan well into the Tokugawa period, referred to as Eiraku-tsuho, with Eiraku being the Japanese pronunciation of the Chinese era name, Yunglo (1403-1422).
DEATH OF YOSHIMITSU
Yoshimitsu died in 1408. He was accorded by the Court the posthumous rank of Dajo Tenno (ex-Emperor), a proof of the extraordinary confusion of etiquette caused by his arrogant pretensions. The Chinese sovereign, Yunglo, sent a message of sympathy to the Japanese potentate's son, Yoshimochi, in which the deceased was designated "Prince Kung-hsien," but Yoshimochi, though not distinguished for ability, had sufficient wisdom ultimately to adopt the advice of the kwanryo, Shiba Yoshimasa, and to decline the rank of Dajo Tenno, as well as to break off relations with the Ming ruler. Yoshimochi also handed over the magnificent edifice at Kita-yama to the Buddhist priesthood.
Yoshimitsu died in 1408. The Court posthumously gave him the title of Dajo Tenno (ex-Emperor), highlighting the unusual confusion of etiquette caused by his arrogant claims. The Chinese emperor, Yunglo, sent a sympathy message to the Japanese ruler's son, Yoshimochi, referring to the deceased as "Prince Kung-hsien." However, Yoshimochi, despite not being particularly talented, showed enough wisdom to follow the advice of the kwanryo, Shiba Yoshimasa, and decline the title of Dajo Tenno, as well as to sever ties with the Ming ruler. Yoshimochi also transferred the impressive building at Kita-yama to the Buddhist priesthood.
THE EMPEROR SHOKO
In 1412, the Emperor Go-Komatsu abdicated in favour of his son Shoko (101st sovereign), then twelve years old. This sovereign abandoned himself to the profligacy of the era. It is doubtful whether his reason was not unhinged. Some accounts say that he fell into a state of lunacy; others, that he practised magic arts. At all events he died childless in 1428, and was succeeded by a grandson of the Emperor Suko, Go-Hanazono, then in his tenth year. Thus, the claims of the Southern dynasty were ignored twice consecutively, and its partisans made armed protests in the provinces, as has been already noted. But these struggles proved abortive, and thereafter history is no more troubled with such episodes. The Daikagu-ji line disappears altogether from view, and the throne is occupied solely by representatives of the Jimyo-in. There can be very little doubt that the former was the legitimate branch; but fortune was against it.
In 1412, Emperor Go-Komatsu stepped down in favor of his twelve-year-old son Shoko (101st sovereign). Shoko gave himself over to the excesses of the time. It's questionable whether he maintained his sanity. Some reports claim he ended up insane; others say he practiced magic. In any case, he died childless in 1428 and was succeeded by his grandfather Emperor Suko's grandson, Go-Hanazono, who was only ten at the time. This meant that the claims of the Southern dynasty were ignored twice in a row, and its supporters protested with armed uprisings in the provinces, as previously mentioned. However, these conflicts were ultimately unsuccessful, and after that, history stops recording such events. The Daikagu-ji line completely fades from view, and the throne is held only by representatives of the Jimyo-in. There is little doubt that the former was the rightful branch, but fate was against it.
YOSHIMOCHI, YOSHIKAZU, AND YOSHINORI
Yoshimochi, son of Yoshimitsu, became shogun (1395) at the age of nine, and the administration was conducted by Hosokawa Mitsumoto, Shiba Yoshishige, and Hatakeyama Mitsuiye. Twenty-eight years later, that is to say, in 1423, he abdicated in favour of his son, Yoshikazu. The cause of that step deserves notice. Yoshimitsu had intended to pass over Yoshimochi, his first-born, in favour of his second son, Yoshitsugu, but death prevented the consummation of that design. Yoshimochi, however, knew that it had been entertained. Therefore, after the death of their father, he seized Yoshitsugu, threw him into prison, and ultimately caused him to be killed. With the blood of his younger brother on his hands he abdicated in favour of his own sixteen-year-old son, Yoshikazu. But the latter died—some historians say that dissipation destroyed him—in two years, and having no second son to succeed, Yoshimochi himself resumed the office of shogun, holding it until his death, in 1428.
Yoshimochi, the son of Yoshimitsu, became shogun in 1395 at the age of nine, with the administration run by Hosokawa Mitsumoto, Shiba Yoshishige, and Hatakeyama Mitsuiye. Twenty-eight years later, in 1423, he abdicated in favor of his son, Yoshikazu. The reason for this decision is noteworthy. Yoshimitsu had intended to pass over Yoshimochi, his firstborn, for his second son, Yoshitsugu, but death prevented him from carrying out that plan. However, Yoshimochi was aware of it. After their father passed away, he captured Yoshitsugu, imprisoned him, and ultimately had him killed. With his younger brother's blood on his hands, he abdicated in favor of his sixteen-year-old son, Yoshikazu. But Yoshikazu died—some historians say he wasted away from indulgence—after just two years, and with no second son to succeed him, Yoshimochi took back the title of shogun, holding it until his death in 1428.
During his thirty-three years' tenure of power this ruler seems to have aimed solely at enjoying the sweets of ease and tranquillity. He left the provinces severely alone and thought only of the peace of the metropolis. Turbulent displays on the part of self-appointed partisans of the Southern Court; intrigues in the Kwanto; revolts among his own immediate followers—all these things were treated by Yoshimochi with gloved hands so long as the atmosphere of Kyoto was not troubled. In 1428, he fell sick, and, the end being in sight, he ordered his advisers to consult about his successor. Some advocated the appointment of his kinsman, Mochiuji, governor-general of the Kwanto, and Mochiuji himself prayed that it should be so. But the choice ultimately fell on Yoshimochi's younger brother, Gien, who had embraced religion and was then serving as abbot of the temple Shoren-in.
During his thirty-three years in power, this ruler seemed to focus solely on enjoying a life of comfort and peace. He largely ignored the provinces and was only concerned with maintaining stability in the capital. Whenever there were disturbances from self-styled supporters of the Southern Court, schemes in the Kwanto, or uprisings among his own followers, Yoshimochi handled them delicately as long as Kyoto remained undisturbed. In 1428, he fell ill, and realizing his end was near, he instructed his advisors to discuss who would succeed him. Some suggested his relative, Mochiuji, the governor-general of the Kwanto, and Mochiuji himself hoped for this outcome. Ultimately, however, the decision was made in favor of Yoshimochi's younger brother, Gien, who had taken up religion and was serving as the abbot of the Shoren-in temple.
This man, then in his thirty-fourth year, hesitated to accept the nomination, but was induced to do so. He changed his name to Yoshinori, and assuming the office in 1428, showed high talents and great intrepidity. He was, in truth, a ruler as efficient as his predecessor had been perfunctory. One of the most important events of his time was the ruin of the Ashikaga Bakufu at Kamakura. Between Kamakura and Muromachi there had been friction from an early date. We have seen the second and third governors-general of the Kwanto, Ujimitsu and Mitsukane, plotting to supplant the elder branch of their family in Kyoto, and we have seen how the accession of the priest, Yoshinori, had disappointed the ambition of the fourth governor-general, Mochiuji, who, if unable to become shogun himself, would fain have obtained that high office for his son, Yoshihisa. Several years previously, namely, in 1417, there had occurred a feud between the Yamanouchi and the Ogigayatsu branches of the Uesugi family in the Kwanto, the former represented by Norimoto, the latter by Ujinori. The Uesugi stood next to the Ashikaga at Kamakura, the important office of manager (shitsuji) being invariably held by the head of the former house. It would have been well-nigh impossible therefore for the governor-general to view such a feud with indifference. Mochiuji, then in his twentieth year, sympathized with Norimoto, and in the sequel, Ujinori, with whom was allied Mochiuji's younger brother, Mochinaka, took the field at the head of such a force that the governor-general must have succumbed had not the shogun, Yoshimochi, rendered aid.
This man, at the age of thirty-four, hesitated to accept the nomination but was persuaded to do so. He changed his name to Yoshinori and took office in 1428, displaying remarkable skills and bravery. He was, in fact, a ruler as effective as his predecessor had been routine. One of the most significant events of his era was the downfall of the Ashikaga Bakufu at Kamakura. There had been tension between Kamakura and Muromachi from an early stage. We’ve seen the second and third governors-general of the Kwanto, Ujimitsu and Mitsukane, conspiring to replace the older branch of their family in Kyoto, and how the rise of the priest Yoshinori thwarted the ambitions of the fourth governor-general, Mochiuji, who, if he couldn't become shogun himself, wanted that prestigious position for his son, Yoshihisa. Several years earlier, in 1417, a feud erupted between the Yamanouchi and Ogigayatsu branches of the Uesugi family in the Kwanto, with Norimoto representing the former and Ujinori the latter. The Uesugi were next to the Ashikaga at Kamakura, with the important role of manager (shitsuji) always held by the head of the Uesugi house. Therefore, it would have been nearly impossible for the governor-general to remain indifferent to such a feud. Mochiuji, then in his twenties, sympathized with Norimoto, and ultimately, Ujinori, allied with Mochiuji's younger brother, Mochinaka, took the field with a force so strong that the governor-general might have been defeated if the shogun, Yoshimochi, hadn't intervened.
This should have placed Kamakura under a heavy debt of gratitude to Muromachi. But Mochiuji was not subject to such emotions. He rebelled vehemently against the lenient treatment accorded to Ujinori's son after their father's death, and the shogun had difficulty in placating him. So long, however, as Yoshimochi ruled in Kyoto, the Kamakura kwanrya abstained from further intrigues; but on the accession of the sometime bonze, Yoshinori, to the shogunate, all sense of restraint was removed. The governor-general now made no attempt to conceal his hostility to the Muromachi shogun. Certain family rights imperatively demanding reference to the shogun were not so referred, and Mochiuji not only spurned the remonstrances of the manager (shitsuji), Uesugi Norimoto, but even attempted to kill the latter's son, Norizane. All efforts to reconcile the Kwanto and the shitsuji proved futile, and Norizane had to flee to Kotsuke. No sooner did these things come to the ears of the shogun, Yoshinori, than he obtained an Imperial commission to quell the insurgents, and placing an army under the orders of Mochifusa, a son of Ujinori, directed him to march against Kamakura.
This should have made Kamakura very grateful to Muromachi. But Mochiuji didn’t feel that way. He strongly opposed the lenient treatment given to Ujinori's son after their father's death, and the shogun struggled to calm him down. However, as long as Yoshimochi was in charge in Kyoto, the Kamakura kwanrya stayed out of trouble. But once Yoshinori, who had been a monk, became shogun, all restraint disappeared. The governor-general openly showed his hostility towards the Muromachi shogun. Certain family rights that needed to be cleared with the shogun were not addressed, and Mochiuji not only ignored the complaints of the manager (shitsuji), Uesugi Norimoto, but even tried to kill Norimoto's son, Norizane. All attempts to reconcile the Kwanto and the shitsuji failed, and Norizane had to escape to Kotsuke. As soon as Yoshinori heard about this, he got an Imperial mandate to put down the rebels, and ordered Mochifusa, Ujinori's son, to lead an army against Kamakura.
At first it seemed as if the Kamakura men would emerge victorious. At the easily defended passes of Hakone they inflicted several successive though not signal defeats upon Mochifusa's army. But the appearance of Norizane in the field quickly changed the complexion of the campaign. Very soon the Kamakura force was shattered, and Mochiuji himself fled to the temple Shomyo-ji in Kanazawa, where he begged to be allowed to retire from the world. But the shogun declined to pardon him and remained obdurate in spite of earnest and repeated petitions from Norizane, praying that Mochiuji should be forgiven and allowed to retire in favour of his son, Yoshihisa. In the end, Mochiuji, his son, his uncle, and many others all died by their own hands. These things happened in 1439. The redeeming feature of the sombre family feud was the fine loyalty of Norizane. Though it had been against him chiefly that Mochiuji raged, and though his death was certain had he fallen under the power of the Kamakura kwanryo, Mochiuji's fate caused him such remorse that he attempted to commit suicide and finally became a priest. Thenceforth, the title of governor-general of the Kwanto passed to the Uesugi, two of whom were appointed to act simultaneously. As for the Kamakura Ashikaga, the three remaining sons of Mochiuji fled to Koga in Shimosa, where two of them were subsequently killed by a Kamakura army, and the third, Shigeuji, fared as has already been described.
At first, it looked like the Kamakura men were going to win. They dealt several successive, though not significant, defeats to Mochifusa's army at the easily defendable passes of Hakone. However, the arrival of Norizane on the battlefield quickly changed the course of the campaign. Before long, the Kamakura force was broken, and Mochiuji himself fled to the Shomyo-ji temple in Kanazawa, pleading to be allowed to withdraw from the world. But the shogun refused to pardon him and stood firm despite heartfelt and repeated requests from Norizane, who asked that Mochiuji be forgiven and allowed to retire in favor of his son, Yoshihisa. In the end, Mochiuji, his son, his uncle, and many others all took their own lives. These events took place in 1439. The only redeeming aspect of this tragic family conflict was Norizane's remarkable loyalty. Even though Mochiuji primarily vented his anger against him, and Norizane would have certainly been killed if he had fallen into the hands of the Kamakura kwanryo, Mochiuji's fate filled him with such deep remorse that he tried to take his own life and ultimately became a priest. From then on, the title of governor-general of the Kwanto passed to the Uesugi, two of whom were appointed to serve at the same time. As for the Kamakura Ashikaga, the three remaining sons of Mochiuji fled to Koga in Shimosa, where two of them were later killed by a Kamakura army, and the third, Shigeuji, had the fate already described.
ASSASSINATION OF THE SHOGUN
It has been shown that Akamatsu Norimura was among the captains who contributed most to the triumph of the Ashikaga cause. In recognition of his distinguished services the offices of high constable in the five provinces of Settsu, Inaba, Harima, Mimasaka, and Bizen were given to his three sons. Mitsusuke, grandson of the eldest of these, administered three of the above provinces in the days of the fourth Ashikaga shogun, Yoshimochi. A puny man of contemptible presence, Mitsusuke received little consideration at Muromachi, and the shogun was induced to promise his office of high constable to a handsome kinsman, Mochisada. Enraged at such partiality, Mitsusuke set fire to his mansion in Kyoto and withdrew to his castle at Shirahata in Harima. When, however, the shogun would have sent an army against him, none was found to take command, Mochisada having given universal offence by his haughty arrogance. In the sequel, Mitsusuke had to be pardoned and Mochisada ordered to kill himself.
It has been shown that Akamatsu Norimura was one of the captains who significantly contributed to the Ashikaga cause. In recognition of his outstanding services, the positions of high constable in the five provinces of Settsu, Inaba, Harima, Mimasaka, and Bizen were given to his three sons. Mitsusuke, the grandson of the eldest son, managed three of those provinces during the time of the fourth Ashikaga shogun, Yoshimochi. A weak man with a contemptible presence, Mitsusuke received little respect at Muromachi, and the shogun was persuaded to promise the high constable position to a handsome relative, Mochisada. Furious at such favoritism, Mitsusuke set fire to his mansion in Kyoto and retreated to his castle at Shirahata in Harima. However, when the shogun intended to send an army against him, no one could be found to lead it, as Mochisada had offended everyone with his arrogant demeanor. In the end, Mitsusuke had to be pardoned, and Mochisada was ordered to commit suicide.
After the death of the shogun, Yoshimochi, Mitsusuke fell into fresh trouble. The new shogun, Yoshinori, belonged to a very different category of men from his immediate predecessors. He conquered the Kitabatake family in Ise; repressed the remnants of the Southern Court league; crushed the military monks by capturing Nara and Hiei-zan; put an end finally to Kamakura's intrigues; obtained control of the west, and quelled his enemies in all directions. It now became his task to bend to his will the overstrong and over-presumptuous among the concerted families of the Ashikaga. Foremost of these were the Akamatsu, their chief, a man whose personality invited contumely. The shogun disliked Mitsusuke, and found it an agreeable occupation to slight him. Gradually the Akamatsu leader became bitterly estranged. Moreover, he saw his younger sister executed for disobedience though she was the shogun's mistress; he saw the nephew of his old enemy, Mochisada, treated with marked favour by the Muromachi potentate, and he learned, truly or untruly, that his own office of high constable was destined to be bestowed on this favourite.
After the shogun Yoshimochi died, Mitsusuke found himself in new trouble. The new shogun, Yoshinori, was a very different kind of leader from his recent predecessors. He defeated the Kitabatake family in Ise, crushed the leftovers of the Southern Court alliance, took down the military monks by capturing Nara and Hiei-zan, ended Kamakura's schemes for good, gained control of the west, and defeated his enemies in every direction. Now it was his job to bring the overly powerful and arrogant Ashikaga families under his control. The Akamatsu family was at the forefront, led by a man whose personality invited disrespect. The shogun didn’t like Mitsusuke and found it enjoyable to belittle him. Gradually, the Akamatsu leader became extremely estranged. Additionally, he witnessed the execution of his younger sister for disobedience, despite her being the shogun's mistress; he saw the nephew of his old enemy, Mochisada, receive special favor from the Muromachi ruler, and he learned, whether true or not, that his position as high constable was going to be given to this favorite.
It was now the time when Kamakura's mischievous potentialities had been finally destroyed, and to commemorate the event, entertainments in the shogun's honour were organized by the heads of the great military families. On the 6th of August, 1441, it fell to Akamatsu Mitsusuke to act as his host. So soon as the shogun and his personal attendants had passed the portals of the Akamatsu mansion, the horses in the stables were set free as though by accident; the gates were closed to prevent the escape of the animals; Yoshinori with his small retinue, being thus caught in a trap, were butchered; the mansion was fired, and Mitsusuke with seven hundred followers rode off in broad daylight to his castle in Harima, whence, assisted by the monk, Gison, he sent circulars in all directions inciting to revolt. Thus miserably perished a ruler whose strong hand, active brain, and fearless measures, had he been spared a few years longer, might have saved his country from some of the terrible suffering she was destined to undergo in the century and a half subsequent to his death. He did not live long enough to reach a high place in history. But all his measures were designed to make for the eradication of immorality and corruption, and for the restoration of law and order throughout the country. His fault seems to have been precipitancy. So many suffered by his reforms, and in such quick succession, that the hatred he provoked could scarcely have been kept within control. In the matter of finance, too, he resorted, as will be presently seen, to devices quite irreconcilable with just administration.
It was now the time when Kamakura's mischievous potential had finally been destroyed, and to mark the occasion, entertainment in honor of the shogun was organized by the leaders of the major military families. On August 6, 1441, it was Akamatsu Mitsusuke's turn to host. As soon as the shogun and his entourage entered the Akamatsu mansion, the horses in the stables were set free as if by accident; the gates were closed to prevent the animals from escaping; Yoshinori and his small retinue, caught in a trap, were slaughtered; the mansion was set on fire, and Mitsusuke, along with seven hundred followers, rode off in broad daylight to his castle in Harima, from where, with the help of the monk Gison, he sent out circulars calling for revolt. Thus miserably perished a ruler whose strong hand, active mind, and fearless measures, had he lived a few more years, might have saved his country from some of the terrible suffering it was destined to endure in the century and a half following his death. He did not live long enough to achieve a prominent place in history. But all his actions aimed to eradicate immorality and corruption and restore law and order throughout the country. His flaw seems to have been acting too hastily. Many suffered from his reforms, and the rapid succession of these changes likely made the resulting hatred difficult to control. In terms of finance, as will be shown shortly, he also resorted to methods that were incompatible with fair administration.
YOSHIKATSU AND YOSHIMASA
The murder of Yoshinori left the shogun's office without any designate occupant, but the heads of the great military families lost no time in electing Yoshikatsu*, the eight-year-old son of Yoshinori, and at the latter's nominal instance the Emperor ordered him to attack his father's assassin. The three Yamana chiefs, Mochitoyo (called also Sozen, or the "Red Monk," one of the ablest captains of his country), Noriyuki, and Norikiyo; the Hosokawa chief, Mochitsune; and Sadamura, representing the Akamatsu family, all joined forces for the expedition, and presently an army of fifty thousand men sat down before Shirahata Castle. In October, 1441, the stronghold fell. Mitsusuke perished, and the three provinces he had administered were transferred to the Yamana—Harima to Mochitoyo, Mimasaka to Norikiyo, and Bizen to Noriyuki.
The murder of Yoshinori left the shogun's office without a designated occupant, but the leaders of the major military families quickly elected Yoshikatsu, the eight-year-old son of Yoshinori. At the latter's nominal request, the Emperor ordered him to go after his father's assassin. The three Yamana chiefs—Mochitoyo (also known as Sozen, or the "Red Monk," one of the best commanders in the country), Noriyuki, and Norikiyo; the Hosokawa chief, Mochitsune; and Sadamura, representing the Akamatsu family—all banded together for the mission, and soon an army of fifty thousand men laid siege to Shirahata Castle. In October 1441, the stronghold fell. Mitsusuke was killed, and the three provinces he had ruled over were transferred to the Yamana: Harima went to Mochitoyo, Mimasaka to Norikiyo, and Bizen to Noriyuki.
*To be distinguished from Yoshikazu (shogun 1423-1425), son of
Yoshimochi.
*To be distinguished from Yoshikazu (shogun 1423-1425), son of
Yoshimochi.
We have seen how, in 1392, the Yamana family was shattered in a revolt against the authority of the shogun, Yoshimitsu. We now see the fortunes of the family thoroughly rehabilitated. The young shogun, however, did not long survive the punishment of his father's murderers. He died in 1443, at the age of ten, and was succeeded by his brother Yoshimasa, then in his eighth year. During the latter's minority, the administration fell into the hands of Hatakeyama Mochikuni and Hosokawa Katsumoto, who held the office of Muromachi kwanryo alternately. The country now began to experience the consequences of Yoshinori's death before his plans to limit the power of the great military septs had matured. Disorder became the normal condition in the provinces. The island of Kyushu took the lead. There the Shoni, the Kikuchi, the Otomo, and the Shiba had always defied a central authority, and now Norishige, a younger brother of the assassin, Akamatsu Mitsusuke; found among them supporters of a scheme to restore the fortunes of his house. In the Kwanto partisans of the late kwanryo, Mochiuji, raised their heads. In the home provinces the warrior-priests of Nara sought to avenge the chastisement they had suffered at Yoshinori's hands, and among the immediate entourage of Muromachi, the Hosokawa, the Hatakeyama, the Shiba, and others engaged in desperate struggles about questions of succession.
We have seen how, in 1392, the Yamana family was broken apart in a revolt against the shogun's authority, Yoshimitsu. Now, we see the family's fortunes completely restored. However, the young shogun did not live long after punishing his father’s murderers. He died in 1443 at just ten years old and was succeeded by his brother Yoshimasa, who was only eight at the time. During Yoshimasa’s minority, the administration fell to Hatakeyama Mochikuni and Hosokawa Katsumoto, who alternated in the role of Muromachi kwanryo. The country soon began to feel the effects of Yoshinori's death before he could implement his plans to limit the power of the major military clans. Disorder became commonplace in the provinces. Kyushu took the lead, where the Shoni, Kikuchi, Otomo, and Shiba had always resisted central authority. Now, Norishige, a younger brother of the assassin Akamatsu Mitsusuke, found support among them for a plan to restore his family's fortunes. In the Kanto region, supporters of the late kwanryo, Mochiuji, began to emerge. In their home provinces, the warrior-priests of Nara sought revenge for the punishment they had faced at Yoshinori's hands, while within the immediate circle of Muromachi, the Hosokawa, Hatakeyama, Shiba, and others engaged in fierce struggles over succession issues.
ENGRAVING: ASHIKAGA YOSHIMASA
THE TOKUSEI
Even when he reached man's estate, Yoshimasa proved wholly incompetent to deal with these complications. He abandoned himself to dissipation and left everything, great or small, to be managed by his wife, Fujiwara Tomiko, and by his consort, Kasuga no Tsubone. Bribery and corruption were the motive forces of the time. The innocent were punished; the unworthy rewarded. The shogun remained indifferent even when his mandates were neglected or contravened. The building of splendid residences, the laying out of spacious parks, the gratification of luxurious tastes, and the procuring of funds to defray the cost of his vast extravagance—these things occupied his entire attention.
Even when he became an adult, Yoshimasa was completely unable to handle these complications. He gave in to a life of excess and left everything, big or small, to be taken care of by his wife, Fujiwara Tomiko, and his mistress, Kasuga no Tsubone. Bribery and corruption were the driving forces of the time. The innocent were punished, and the undeserving were rewarded. The shogun remained indifferent, even when his orders were ignored or violated. The construction of impressive residences, the creation of large parks, the satisfaction of luxurious desires, and finding funds to cover the cost of his enormous extravagance—these were his main focuses.
Associated with the Ashikaga shogunate is a financial device known in history as tokusei, a term signifying "virtuous administration." Originally imported from China, the tokusei meant nothing more than a temporary remission of taxes in times of distress. But during the financial straits to which the country was reduced after the Mongol invasion, the Hojo deemed it necessary to afford relief to landowners who had mortgaged their property, and thus, in 1297, a law—tokusei-rei—was enacted, providing that eviction for debt must not be enforced. Under the Ashikaga, the tokusei received a still wider import. It was interpreted as including all debts and pecuniary obligations of any kind. In other words, the promulgation of a tokusei ordinance meant that all debtors, then and there, obtained complete relief. The law was not construed exactly alike everywhere. Thus, in Nara a debtor must discharge one-third of his obligation before claiming exemption, and elsewhere a nominal sum had to be paid for release. Naturally, legislation so opposed to the fundamental principles of integrity led to flagrant abuses. Forced by riotous mobs, or constrained by his own needs, the Muromachi shogun issued tokusei edicts again and again, incurring the hot indignation of the creditor class and disturbing the whole economic basis of society. Yoshimasa was conspicuously reckless; he put the tokusei system into force thirteen times.
Linked to the Ashikaga shogunate is a financial practice known as tokusei, which translates to "virtuous administration." Originally brought over from China, tokusei simply meant a temporary tax relief during tough times. However, after the financial crises following the Mongol invasion, the Hojo found it necessary to support landowners who had mortgaged their property. So, in 1297, a law called tokusei-rei was passed, stating that eviction for debt could not be enforced. Under the Ashikaga, tokusei took on an even broader meaning. It came to encompass all debts and financial obligations. In other words, announcing a tokusei ordinance meant that all debtors at that moment received total relief. The law was interpreted differently in various places. For example, in Nara, a debtor had to pay off one-third of their debt before being exempted, while in other areas, just a small amount needed to be paid for release. Naturally, legislation that contradicted core principles of integrity led to significant abuses. Faced with unruly mobs or his own needs, the Muromachi shogun repeatedly issued tokusei edicts, provoking anger from creditors and unsettling the entire economic structure. Yoshimasa was especially reckless; he enforced the tokusei system thirteen times.
EXTRAVAGANCE AND INCOMPETENCE OF YOSHIMASA
It is stated in the records of the Onin era (1467-1469) that Yoshimasa subordinated his duties altogether to his pleasures, and that his thoughts seemed to turn wholly on banquets and fetes. His favourites, especially females, had the control of affairs and were the final arbiters in all important matters. Thus, a domain which had been in the undisputed possession of a family for generations might be alienated in favour of any claimant sufficiently unscrupulous and sufficiently rich to "commend" his title, and a judgment delivered by a court of law in the morning was liable to be reversed in the evening by the fiat of the ladies in the Muromachi "palace." Stability of policy had no existence. In a period of twenty-four years (1444-1468), three sentences each of punishment and pardon were pronounced in the case of the Hatakeyama family, and in twenty years, Yoshikado and Yoshitoshi of the Shiba sept were each punished and pardoned three times. In Kyoto it became a current saying that loyal acts, not evil deeds, were penalized, and the truth of the comment found confirmation in the case of an official, Kumagaya, who was dismissed from his post and deprived of his property for venturing to memorialize the shogun in a critical manner.
It’s recorded from the Onin era (1467-1469) that Yoshimasa completely devoted himself to pleasure, with his thoughts fully focused on banquets and parties. His favorite people, especially women, took charge of affairs and made the final decisions on all major issues. As a result, a territory that had been held by a family for generations could be taken away in favor of anyone bold enough and wealthy enough to "commend" their claim, and a court ruling made in the morning could easily be overturned by the women of the Muromachi "palace" by evening. There was no stability in policy. Over a period of twenty-four years (1444-1468), the Hatakeyama family faced three sentences of punishment and pardon, while in twenty years, Yoshikado and Yoshitoshi from the Shiba clan were each punished and pardoned three times. In Kyoto, it became a common saying that loyal actions were penalized, not bad deeds, and this was shown by the case of an official named Kumagaya, who was fired and stripped of his property for daring to criticize the shogun in a memorial.
These same records of the Onin year-period also make clear that one of the factors chiefly responsible for the disturbance was Yoshimasa's curious lack of sympathy with the burdens of the people. Even one grand ceremony in the course of from five to six years sufficed to empty the citizens' pockets. But in Yoshimasa's time there Were nine of such fetes in five years, and four of them had no warrant whatever except pleasure seeking—as a performance of the Sarugaku mime on an immense scale; a flower-viewing party; an al-fresco entertainment, and a visit to the cherry blossoms. On each of these occasions the court officials and the military men had to pawn their estates and sell their heirlooms in order to supply themselves with sufficiently gorgeous robes, and the sequel was the imposition of house taxes and land taxes so heavy that the provincial farmers often found vagrancy more lucrative than agricultural industry. Pawnshops were mercilessly mulcted. In the days of Yoshimitsu, they were taxed at each of the four seasons; in Yoshinori's time the same imposts were levied once a month, and under Yoshimasa's rule the pawnbrokers had to pay nine times in November, 1466, and eight times in December of the same year.
These same records from the Onin year-period also show that one of the main reasons for the unrest was Yoshimasa's strange lack of concern for the people's hardships. Even one grand ceremony over five or six years would be enough to drain the citizens' finances. But during Yoshimasa's reign, there were nine such festivals in five years, and four of them had no purpose other than seeking enjoyment—like a huge Sarugaku mime performance; a cherry blossom viewing party; an outdoor entertainment event, and a visit to the cherry blossoms. On each of these occasions, court officials and military leaders had to pawn their estates and sell their heirlooms just to afford extravagant outfits, leading to the imposition of house and land taxes that were so burdensome that many provincial farmers found vagrancy more profitable than farming. Pawnshops were ruthlessly exploited. In Yoshimitsu's time, they were taxed every season; during Yoshinori's reign, the same taxes were collected monthly, and under Yoshimasa, pawnbrokers had to pay taxes nine times in November 1466 and eight times in December of that same year.
Even after full allowance has been made for exaggeration, natural in the presence of such extravagance, there remains enough to convict Yoshimasa of something like a mania for luxury. He built for himself a residence so splendid that it went by the name of the Palace of Flowers (Hana no Gosho) and of materials so costly that the outlay totalled six hundred thousand strings of cash;* and he built for his mother, Shigeko, a mansion concerning which it is recorded that two of the sliding doors for the interior cost twenty thousand strings.** Yet at times this same Yoshimasa was reduced to such straits for money that we read of him borrowing five hundred "strings" on the security of his armour, to pay for a parturition chamber.
Even after considering the exaggerations that come with such extravagance, there's still enough evidence to show that Yoshimasa had a sort of obsession with luxury. He constructed a residence so impressive that it was called the Palace of Flowers (Hana no Gosho), using such expensive materials that the total cost reached six hundred thousand strings of cash;* he also built a mansion for his mother, Shigeko, where it’s noted that just two of the sliding doors inside cost twenty thousand strings.** Yet there were times when Yoshimasa found himself in such financial trouble that he had to borrow five hundred "strings" against his armor to pay for a birthing room.
*£4,500,000—$22,000,000.
£4.5 million—$22 million.
**£150,000—$7,300,000.
£150,000—$7.3 million.
The Palace of Flowers came into existence in 1459, just on the eve of a period of natural calamities which culminated in famine and pestilence. In 1462, these conditions were at their worst. From various, provinces people flocked to the capital seeking food, and deaths from starvation became frequent in the city. A Buddhist priest, Gwana, constructed grass huts to which the famished sufferers were carried on bamboo stretchers to be fed with soft, boiled millet. It is recorded that, during the first two months of 1462, the number of persons thus relieved totalled eighty-two thousand. Another Buddhist priest erected a monument to the dead found in the bed of the river below the bridge, Gojo. They aggregated twelve hundred. Scores of corpses received no burial, and the atmosphere of the city was pervaded with a shocking effluvium.
The Palace of Flowers was established in 1459, just before a period of natural disasters that led to famine and disease. By 1462, conditions were at their worst. People from various provinces flocked to the capital in search of food, and deaths from starvation became common in the city. A Buddhist priest named Gwana built grass huts where the starving were carried on bamboo stretchers to be fed soft, boiled millet. It’s recorded that during the first two months of 1462, the number of people helped reached eighty-two thousand. Another Buddhist priest built a monument for the dead found in the riverbed below the Gojo bridge, totaling twelve hundred. Many corpses went unburied, and the city was filled with a horrendous stench.
But even the presence of these horrors does not seem to have sobered the Muromachi profligate. The costly edifices were pushed on and the people's resources continued to be squandered. Even the Emperor, Go-Hanazono, was sufficiently shocked to compose a couplet indirectly censuring Yoshimasa, and a momentary sense of shame visited the sybarite. But only momentary. We find him presently constructing in the mansion of his favourite retainer, Ise Sadachika, a bath-house which was the wonder of the time, a bath-house where the bathers were expected to come robed in the most magnificent costumes. One of the edifices that formed part of his palace after his retirement from active life, in 1474, was a "Silver Pavilion" intended to rival the "Golden Pavilion" of his ancestor, Yoshimitsu. During the last sixteen years of his life—he died in 1490—he patronized art with a degree of liberality that atones for much of his previous profligacy. In the halls of the Jisho-ji monastery, constructed on a grand scale as his retreat in old age, he collected chefs d'oeuvre of China and Japan, so that the district Higashi-yama where the building stood became to all ages a synonym for choice specimens, and there, too, he instituted the tea ceremonial whose votaries were thenceforth recognized as the nation's arbitri elegantiarum. Landscape gardens also occupied his attention. Wherever, in province or in capital, in shrine, in temple, in private house, or in official residence, any quaintly shaped rock or picturesque tree was found, it was immediately requisitioned for the park of Higashi-yama-dono, as men then called Yoshimasa, and under the direction of a trio of great artists, So-ami, Gei-ami, and No-ami, there grew up a plaisance of unprecedented beauty, concerning which a poet of the time wrote that "every breeze coming thence wafted the perfume of tea." The pastimes of "listening to incense," of floral arrangement, of the dramatic mime, and of the parlour farce were all practised with a zest which provoked the astonishment even of contemporary annalists.
But even with all these horrors, the Muromachi spendthrift didn’t seem to be sobered. The expensive buildings kept going up, and the people's resources were still being wasted. Even Emperor Go-Hanazono was shocked enough to write a couplet subtly criticizing Yoshimasa, and for a moment, the indulgent ruler felt a twinge of shame. But it was only for a moment. We soon see him building a bathhouse in the mansion of his favorite retainer, Ise Sadachika, which became the talk of the town, where bathers were expected to arrive dressed in the most elaborate outfits. One of the structures that became part of his palace after he retired in 1474 was a "Silver Pavilion" meant to rival the "Golden Pavilion" of his ancestor, Yoshimitsu. During the last sixteen years of his life—he died in 1490—he supported the arts so generously that it made up for much of his earlier extravagance. In the halls of the Jisho-ji monastery, built on a grand scale as his retreat in old age, he collected masterpieces from China and Japan, turning the Higashi-yama district where it stood into a lasting symbol of fine art. There, he also established the tea ceremony, which made those involved recognized as the nation's connoisseurs of taste. He was also focused on landscape gardens. Wherever a uniquely shaped rock or a picturesque tree was found, whether in a province, a capital, a shrine, a temple, a private home, or an official residence, it was immediately taken for the park of Higashi-yama-dono, as Yoshimasa was then called. Under the guidance of three great artists, So-ami, Gei-ami, and No-ami, a place of unprecedented beauty emerged, leading a poet of the time to write that "every breeze coming from there carried the scent of tea." The pastimes of "listening to incense," floral arrangement, dramatic mime, and light-hearted plays were all enjoyed with such enthusiasm that it astonished even the historians of the time.
ENGRAVING: A PICNIC DURING THE FLOWER SEASON IN THE ASHIKAGA PERIOD
All this contributed materially to educate the nation's artistic faculties, but the cost was enormous and the burden of taxation correspondingly heavy. It was under this financial pressure that Yoshimasa approached the Ming emperor seeking pecuniary aid. Thrice the shogun's applications were successful, and the amounts thus obtained are said to have totalled three hundred thousand strings of cash (equivalent of £450,000, or $2,200,000). His requests are said to have assumed the guise of appeals in behalf of famine-stricken people, but there is no evidence that any of the presents were devoted to that purpose. Partial apologists for Yoshimasa's infatuation are not wanting. Thus, it is alleged that he was weary of failure to reform the administration; that the corruption and confusion of society induced him to seek consolation in art; that outside the precincts of his palace he was restrained by the provincial magnates, and inside he had to obey the dictation of his wife, Tomi, of her brother, Katsumitsu, and of his own favourite page, Ise Sadachika, so that only in his tea reunions and his private theatricals could a semblance of independence be obtained; that his orders were not obeyed or his injunctions respected by any save the artists he had gathered around him, and that in gratifying his luxurious tastes, he followed the example of his grandfather, Yoshimitsu. But such exculpations amount to saying that he was an essentially weak man, the slave of his surroundings.
All this significantly helped to develop the nation's artistic skills, but the cost was huge and the burden of taxes was equally heavy. It was under this financial strain that Yoshimasa went to the Ming emperor asking for financial support. Three times, the shogun's requests were successful, and the amounts received are said to have totaled three hundred thousand strings of cash (equivalent to £450,000, or $2,200,000). His requests reportedly took the form of appeals for help for famine-stricken people, but there's no evidence that any of the funds went toward that cause. Some defenders of Yoshimasa's obsession are not lacking. It is said that he was frustrated by his inability to reform the administration; that the corruption and chaos in society led him to seek comfort in art; that outside the palace, he was controlled by the regional lords, and inside, he had to listen to his wife, Tomi, her brother, Katsumitsu, and his favorite page, Ise Sadachika, so that he could only find a semblance of independence in his tea gatherings and private performances; that his orders were ignored and his commands respected only by the artists he surrounded himself with, and that in indulging his lavish tastes, he followed the example of his grandfather, Yoshimitsu. But such excuses ultimately suggest he was a fundamentally weak man, a victim of his circumstances.
THE KWANTO TUMULT
The lawlessness of the time and the indifference with which the shogun's mandates were treated find illustration in the story of the Kwanto. When (1439) Mochiuji perished, the only member of his family that survived was his five-year-old son, Shigeuji. This child placed himself under the protection of Muromachi. It will be remembered that Uesugi Norizane, lamenting his unwilling share in Mochiuji's destruction, had entered religion. His son, Noritada, was then appointed to act as manager (shitsuji) to Shigeuji, his colleague being Uesugi Akifusa (Ogigayatsu Uesugi). But the Yuki family, who had given shelter to two sons of Mochiuji, objected to bow their heads to the Uesugi, and persuaded Shigeuji to have Noritada killed. Therefore, the partisans of the murdered man placed themselves under the banner of his brother, Fusaaki, and having received a commission from Muromachi as well as a powerful contingent of troops under Imagawa Noritada, they marched in great force against Kamakura from Kotsuke, Kazusa, and Echigo.
The chaos of the time and the indifference with which the shogun's orders were ignored is highlighted in the story of the Kwanto. When Mochiuji died in 1439, the only surviving member of his family was his five-year-old son, Shigeuji. This child sought protection from Muromachi. It's important to note that Uesugi Norizane, mourning his unwilling part in Mochiuji's downfall, had turned to religion. His son, Noritada, was then appointed to manage Shigeuji, alongside Uesugi Akifusa (Ogigayatsu Uesugi). However, the Yuki family, who had sheltered two of Mochiuji's sons, refused to submit to the Uesugi and convinced Shigeuji to have Noritada killed. Consequently, supporters of the murdered man rallied behind his brother, Fusaaki, and after receiving a commission from Muromachi, along with a strong force under Imagawa Noritada, they marched against Kamakura in great numbers from Kotsuke, Kazusa, and Echigo.
Kamakurawas well-nigh reduced to ruins, but Shigeuji retired to the fortress of Koga in Shimosa, and his cause against the Uesugi was espoused by the eight families of Chiba, Koyama, Satomi, Satake, Oda, Yuki, Utsunomiya, and Nasu, thenceforth known as the "eight generals" of the Kwanto. Against such a league it was difficult to operate successfully. Masatomo, a younger brother of Yoshimasa, built for himself a fortress at Horigoe, in Izu, which was thereafter known as Horigoe Gosho (the Horigoe Palace), Shigeuji in his castle of Koga being designated Koga Kuba (the Koga shogun). Castle building acquired from this time greatly increased vogue. Uesugi Mochitomo fortified Kawagoe in Musashi; Ota Sukenaga (called also Dokan), a vassal of the Ogigayatsu Uesugi, built at Yedo a fort destined to have world-wide celebrity, and his father, Sukekiyo, entrenched Iwatsuki in the same province of Musashi. Thus the Kwanto became the arena of warring factions.
Kamakura was almost in ruins, but Shigeuji took refuge in the Koga fortress in Shimosa, and his fight against the Uesugi was supported by the eight families of Chiba, Koyama, Satomi, Satake, Oda, Yuki, Utsunomiya, and Nasu, who became known as the "eight generals" of the Kanto. It was tough to operate successfully against such a coalition. Masatomo, Yoshimasa's younger brother, built a fortress for himself at Horigoe in Izu, which was later called Horigoe Gosho (the Horigoe Palace), while Shigeuji in his Koga castle was referred to as Koga Kuba (the Koga shogun). The building of castles saw a significant rise in popularity from this time. Uesugi Mochitomo fortified Kawagoe in Musashi; Ota Sukenaga (also known as Dokan), who was a vassal of the Ogigayatsu Uesugi, built a fort in Yedo that would gain worldwide fame, and his father, Sukekiyo, fortified Iwatsuki in the same Musashi province. Thus, the Kanto became the battleground for warring factions.
PREFACE TO THE ONIN WAR
We now arrive at a chapter of Japanese history infinitely perplexing to the reader. It is generally called the Onin War because the struggle described commenced in the year-period of that name, but whereas the Onin period lasted only two years (1467-1469), the Onin War continued for eleven years and caused shocking destruction of life and property. When war is spoken of, the mind naturally conjectures a struggle between two or perhaps three powers for a cause that is respectable from some points of view. But in the Onin War a score of combatants were engaged, and the motive was invariably personal ambition. It has been described above that when the Ashikaga chief, Takauji, undertook to re-establish the Minamoto Bakufu, he essayed to overcome opposition by persuasion rather than by force. Pursuing that policy, he bestowed immense estates upon those that yielded to him, so that in time there came into existence holders of lands more extensive than those belonging to the shogun himself. Thus, while the landed estates of the Muromachi shogun measured only 15,798 cho* there were no less than eight daimyo more richly endowed. They were:
We now come to a part of Japanese history that can be incredibly confusing for the reader. It's commonly referred to as the Onin War, named after the time period during which it began, but while the Onin period only lasted two years (1467-1469), the Onin War dragged on for eleven years and led to devastating loss of life and property. When people think of war, they often imagine a conflict between two or three powers driven by a cause that can be justified from certain viewpoints. However, during the Onin War, numerous factions were involved, and the underlying motive was almost always personal ambition. It's been mentioned that when the Ashikaga leader, Takauji, sought to restore the Minamoto Bakufu, he tried to win support through persuasion rather than force. Sticking to this approach, he granted massive estates to those who submitted to him, which eventually resulted in individuals owning land that far surpassed the holdings of the shogun himself. While the Muromachi shogun's lands totaled only 15,798 cho,* there were at least eight daimyo with even greater wealth. They were:
*A cho at that time represented 3 acres. It is now 2.5 acres.
*A cho at that time represented 3 acres. It is now 2.5 acres.*
Daimyo Area of Estates in cho (3 acres)
Daimyo Area of Estates in cho (3 acres)
(1) Yanada Takasuke 32,083
Yanada Takasuke 32,083
(2) Uesugi Akisada 27,239
Uesugi Akisada 27,239
(3) Ouchi Mochiyo 25,435
Ouchi Mochiyo 25,435
(4) Hosokawa Katsumoto 24,465
(4) Hosokawa Katsumoto 24,465
(5) Shiba Mochitane 23,576
Shiba Mochitane 23,576
(6) Sasaki Takayori 16,872
(6) Sasaki Takayori 16,872
(7) Hatakeyama Yoshmari 16,801
(7) Hatakeyama Yoshmari 16,801
(8) Sasaki Mochikiyo 16,725
(8) Sasaki Mochikiyo 16,725
If we examine the list still more minutely, we find no less than twenty-two families, each of whose estates was equal to, or larger than, one-half of the Muromachi manors. Some families consisted of several branches whose aggregate properties represented an immense area. This was notably the case of the Yamana; their five branches held lands totalling 45,788 cho. The owners of such estates must not be confounded with the high constables (shugo). Thus Yamana Sozen, as the high constable of Harima province, held administrative authority in fourteen districts covering an area of 10,414 cho, and if to this be added the expanse of his fief, namely, 8016 cho, we get a total nearly equal to the manors of Hosokawa Katsumoto. Again, Shiba Yoshitoshi, in addition to owning 10,816 cho, officiated as tandai of Kyushu, which gave him jurisdiction over another extent of 106,553 cho, though it is true that his authority was defied in the provinces of Satsuma and Osumi. The military owner of one of these great estates levied a revenue on a scale which will be presently discussed, but the high constable was nominally empowered to collect and transmit only such taxes as were payable to the Bakufu, namely, the "military dues" (buke-yaku) and the "farmers' dues" (hyakusho-yaku), whereof the former were originally assessed at two per cent., and subsequently raised to five per cent., of a family income; and the latter varied from one to two per cent, of a homestead's earnings. So long as a high constable or a tandai was loyal to the Bakufu, the latter received the appointed quota of imposts; but in times of insurrection, the shugo or tandai appropriated to his own purposes the proceeds alike of the buke-yaku and the hyakusho-yaku.
If we look at the list more closely, we find at least twenty-two families, each of whose estates was equal to or larger than half of the Muromachi manors. Some families had several branches, and their combined lands covered a vast area. A notable example is the Yamana; their five branches controlled lands totaling 45,788 cho. These estate owners should not be confused with high constables (shugo). For instance, Yamana Sozen, as the high constable of Harima province, had administrative control over fourteen districts with an area of 10,414 cho, and if we add the size of his fief, which was 8,016 cho, we get a total almost equal to the manors of Hosokawa Katsumoto. Similarly, Shiba Yoshitoshi owned 10,816 cho and served as tandai of Kyushu, which gave him authority over another area of 106,553 cho, although it’s true that his authority was challenged in the provinces of Satsuma and Osumi. The military owner of one of these large estates imposed taxes on a large scale, which will be discussed shortly. However, the high constable was officially responsible for collecting and passing on only the taxes due to the Bakufu, specifically the "military dues" (buke-yaku) and the "farmers' dues" (hyakusho-yaku). The former were originally set at two percent of a family's income and later raised to five percent, while the latter varied from one to two percent of a homestead's earnings. As long as a high constable or a tandai was loyal to the Bakufu, the latter received the assigned share of these taxes; but during times of rebellion, the shugo or tandai would keep both the buke-yaku and the hyakusho-yaku for his own use.
Not merely inequalities of wealth operated to produce political unrest. It has also to be noted that each great military family supported a body of armed retainers whose services were at all times available; further, we must remember that the long War of the Dynasties had educated a wide-spread spirit of fighting, which the debility of the Ashikaga Bakufu encouraged to action. The Onin disturbance had its origin in disputes about inheritance. It has been recorded that the high post of kwanryo (governor-general) in the Muromachi polity was filled by a member of one of three families, the Hosokawa, the Hatakeyama, and the Shiba. The Hosokawa were the most powerful, and had for representative in the middle of the fifteenth century an administrator, Katsumoto, who to extensive erudition and a profound knowledge of medicine added very exceptional gifts of statecraft and organizing ability. The Hatakeyama had for head Mochikuni, called also Tokuhon, a man of parts; and it happened that the rival family of Yamana was led by Mochitoyo, or Sozen, who, on account of his powerful physique, shaved head, and peculiar complexion, sometimes received the name of the "Red Monk" (Aka-nyudo).
Not just wealth inequalities caused political unrest. It's important to note that each major military family had a group of armed supporters ready to act at any time. Additionally, the long War of the Dynasties had fostered a widespread fighting spirit, encouraged into action by the weakened Ashikaga Bakufu. The Onin disturbance started from disputes over inheritance. Records show that the high position of kwanryo (governor-general) in the Muromachi government was held by a member of one of three families: the Hosokawa, the Hatakeyama, and the Shiba. The Hosokawa were the most powerful, and in the mid-fifteenth century, they were represented by Katsumoto, an administrator known for his extensive knowledge and unique skills in statecraft and organization, along with a deep understanding of medicine. The Hatakeyama were led by Mochikuni, also known as Tokuhon, a capable individual; meanwhile, the rival Yamana family was headed by Mochitoyo, or Sozen, who, known for his strong build, shaved head, and distinctive complexion, was sometimes called the "Red Monk" (Aka-nyudo).
Tokuhon being without a legitimate son, adopted his nephew, Masanaga, but subsequently desired to secure the succession to Yoshinari, a son borne to him by a concubine. This change was not viewed with equanimity by all the vassals of Tokuhon, and to solve the problem the latter appealed to the shogun, Yoshimasa, who authorized the death of Masanaga. Tokuhon, in his capacity of kwanryo, naturally had much weight with the shogun, but Yoshimasa's conduct on that occasion must be attributed mainly to a laisser-aller mood which he had then developed, and which impelled him to follow the example set by the Imperial Court in earlier times by leaving the military families in the provinces to fight their own battles. Masanaga sought succour from Hosokawa Katsumoto, and that magnate, welcoming the opportunity of avenging an old injury at the hands of the Hatakeyama, laid siege to the mansion of Tokuhon, who barely escaped with his life, his son, Yoshinari, fleeing to the fortress of Wakae, in Kawachi, whence he was presently driven by the forces of Katsumoto and Sozen, then acting in conjunction but destined afterwards to become bitter enemies.
Tokuhon, not having a legitimate son, adopted his nephew, Masanaga. However, he later wanted to secure the succession for Yoshinari, a son he had with a concubine. This change was not well-received by all of Tokuhon’s vassals, so he sought the shogun, Yoshimasa, for help, who approved the death of Masanaga. Tokuhon, as kwanryo, had significant influence with the shogun, but Yoshimasa’s decision was mainly due to a careless attitude he had developed, which led him to follow the earlier example of the Imperial Court by letting the military families in the provinces fight their own battles. Masanaga sought help from Hosokawa Katsumoto, who took the chance to avenge an old grievance against the Hatakeyama and laid siege to Tokuhon’s mansion. Tokuhon narrowly escaped with his life, while his son, Yoshinari, fled to the fortress of Wakae in Kawachi, only to be pushed out by the forces of Katsumoto and Sozen, who were working together at the time but were destined to become bitter enemies later.
The shogun, true to his complacent policy, now recognized Masanaga as head of the house of Hatakeyama, Tokuhon having just died (1455). But Yoshinari did not acquiesce. In 1456, he marched with a Kawachi army against Masanaga, and a deadly struggle was barely prevented by the intervention of the shogun. Thenceforth, the Hatakeyama became divided into two families, Masanaga's branch being the more powerful, but Yoshinari obtaining favour at Muromachi and being nominated kwanryo. Owing, however, to some petty causes, the shogun's good-will was subsequently estranged, and Yoshinari had to flee from Kyoto, pursued by Masanaga, who now held a commission from Muromachi to kill him. A seven-years' fight (1460-1467) ensued in Kawachi and Yamato. Yoshinari displayed greatly superior skill as a strategist, and finally Yamana Sozen, who had always entertained a good opinion of him even while opposing his succession at the outset, openly espoused Yoshinari's cause. The immediate result was that Masanaga, who had been named kwanryo in 1464, had to give way to SOzen's nominee, Shiba Yoshikado, and found himself in deadly peril.
The shogun, sticking to his easygoing policy, now acknowledged Masanaga as the head of the Hatakeyama family, following the recent death of Tokuhon (1455). However, Yoshinari did not accept this. In 1456, he led a Kawachi army against Masanaga, and a fierce battle was narrowly avoided thanks to the shogun's intervention. From that point on, the Hatakeyama family split into two branches, with Masanaga's side being the stronger. Yoshinari gained favor at Muromachi and was appointed kwanryo. However, due to some minor issues, the shogun's favor later dwindled, forcing Yoshinari to flee from Kyoto, pursued by Masanaga, who now had orders from Muromachi to kill him. A seven-year conflict (1460-1467) broke out in Kawachi and Yamato. Yoshinari showed far superior strategic skills, and eventually, Yamana Sozen, who had always held a favorable view of him despite initially opposing his succession, openly supported Yoshinari's cause. The immediate outcome was that Masanaga, who had been named kwanryo in 1464, had to step aside for Sozen's choice, Shiba Yoshikado, and found himself in serious danger.
It is necessary here to recall the murder of the shogun Yoshinori, in 1441. That crime had resulted in the fall of the Akamatsu family, the direct agent of its overthrow being the united forces of Hosokawa, Takeda, and Yamana. There were no bonds of genuine friendship between the Hosokawa chief, Katsumoto, and Yamana Sozen. Their union was primarily due to Katsumoto's ambition. He desired to break the power of Hatakeyama Tokuhon, and with that ultimate object he courted the alliance of Sozen, giving his own daughter to the latter in marriage and himself adopting Sozen's son, Koretoyo. Thus, the two chiefs were subsequently found acting together against Tokuhon's attempt to substitute his son, albeit illegitimate, for his nephew, as heir to the Hatakeyama estates. Neither Katsumoto nor Sozen cared anything about the succession itself. Their object was simply to crush the Hatakeyama; and Sozen, who never relied on argument where force was applicable, lost no time in attacking Tokuhon and driving him from his burning mansion, as has been already stated. From the legal consequences of that violence, Sozen was saved by Katsumoto's intercession at Muromachi, and the alliance (1454) between the Hosokawa and the Yamana seemed stronger than ever. But Sozen did not greatly trust his crafty ally, with whose gifts of political strategy he was well acquainted. He suspected Katsumoto of a design to restore the fortunes of the once powerful Akamatsu family, and he began to muster forces for the great struggle which he anticipated. Therefore it was that, in 1467, as shown above, he not only espoused the cause of Hatakeyama Yoshinari, in whom he recognized an able captain, but also championed Shiba Yoshikado.
It’s important to remember the murder of the shogun Yoshinori in 1441. This crime led to the downfall of the Akamatsu family, with the united forces of Hosokawa, Takeda, and Yamana being the direct agents of their defeat. There wasn’t any real friendship between the Hosokawa leader, Katsumoto, and Yamana Sozen. Their alliance was mainly driven by Katsumoto's ambition. He wanted to weaken the power of Hatakeyama Tokuhon, and to achieve that, he sought Sozen's alliance by marrying off his own daughter to Sozen and adopting Sozen’s son, Koretoyo. Thus, the two leaders ended up working together against Tokuhon’s attempt to appoint his illegitimate son as the heir to the Hatakeyama estates instead of his legitimate nephew. Neither Katsumoto nor Sozen cared about the succession itself; their goal was simply to defeat the Hatakeyama. Sozen, who preferred force over persuasion, quickly attacked Tokuhon and drove him from his burning mansion, as previously mentioned. Katsumoto intervened at Muromachi to protect Sozen from the legal consequences of that violence, and their alliance in 1454 seemed stronger than ever. However, Sozen didn’t fully trust his crafty ally, being well aware of Katsumoto's political strategies. He suspected Katsumoto of trying to restore the once-powerful Akamatsu family and began gathering forces for the major conflict he anticipated. Consequently, in 1467, as noted earlier, he not only supported Hatakeyama Yoshinari, whom he recognized as a capable leader, but also backed Shiba Yoshikado.
With regard to this latter, it is necessary to recognize that he also figured in a succession dispute. The great family of Shiba being without a direct heir, a relative was appointed to the headship in 1452. This successor, Yoshitoshi, attempting to enforce the acquiescence of one of his vassals, was defeated and became a fugitive, a successor, Yoshikado, being nominated by the Shiba vassals. But a sister of the fugitive subsequently married the shogun's favourite, Ise Sadachika, and through her influence the shogun was induced (1466) to recall Yoshitoshi and to declare him rightful head of the Shiba family. Yamana Sozen, who had given his daughter in marriage to Yoshitoshi's rival, Yoshikado, immediately set a powerful army in motion for Kyoto, and the alarmed shogun (Yoshimasa) not only recognized Yoshikado and drove out Yoshitoshi, but also nominated the former to be kwanryo.
Regarding this latter issue, it’s important to note that he was also involved in a succession dispute. The prominent Shiba family didn’t have a direct heir, so a relative was appointed as the leader in 1452. This successor, Yoshitoshi, tried to enforce the loyalty of one of his vassals but was defeated and became a fugitive. Another successor, Yoshikado, was chosen by the Shiba vassals. However, the sister of the fugitive later married the shogun's favorite, Ise Sadachika, and through her influence, the shogun was persuaded (in 1466) to reinstate Yoshitoshi and declare him the rightful head of the Shiba family. Yamana Sozen, who had married his daughter to Yoshitoshi's rival, Yoshikado, quickly mobilized a powerful army toward Kyoto. The concerned shogun (Yoshimasa) not only recognized Yoshikado and expelled Yoshitoshi but also appointed Yoshikado as the kwanryo.
From this grievously complicated story the facts which emerge essentially and conspicuously are: first, that Yamana Sozen now occupied the position of champion to representatives of the two great families of Hatakeyama and Shiba; secondly, that the rival successors of these families looked to Hosokawa Katsumoto for aid; thirdly, that the relations between Sozen and Katsumoto had become very strained, and fourthly, that the issue at stake in every case was never more lofty than personal ambition.. The succession to the shogunate also was in dispute. Yoshimasa, being childless, desired to adopt as his heir his younger brother who had entered religion under the name of Gijin. The latter declined the honour until Yoshimasa swore that were a son subsequently born to him, it should be made a priest but never a shogun. Gijin then took the name of Yoshimi, and was for a time recognized as heir-apparent, Hosokawa Katsumoto being appointed manager (shitsuji). Presently, however, the shogun's consort, Tomi, gave birth to a boy, Yoshihisa, and the mother persuaded Yoshimasa to contrive that her son should supplant the sometime priest. Of necessity, the aid of Sozen was sought to accomplish this scheme, Katsumoto being already officially attached to Yoshimi. The Yamana chief readily assented, and thus the situation received its final element, a claimant whose right rested on a deliberately violated oath.
From this incredibly complicated story, the main facts that stand out are: first, that Yamana Sozen has become the champion for the representatives of the two major families, Hatakeyama and Shiba; second, that the rival heirs of these families looked to Hosokawa Katsumoto for help; third, that the relationship between Sozen and Katsumoto had become very tense; and fourth, that the root of the issue in every case was nothing more than personal ambition. The succession to the shogunate was also in dispute. Yoshimasa, having no children, wanted to adopt his younger brother, who had entered the priesthood under the name Gijin, as his heir. Gijin turned down the honor until Yoshimasa promised that if he had a son later, the boy would be made a priest but would never become a shogun. Gijin then took on the name Yoshimi and was for a time recognized as the heir-apparent, with Hosokawa Katsumoto appointed as manager (shitsuji). However, the shogun's consort, Tomi, soon gave birth to a son, Yoshihisa, and the mother persuaded Yoshimasa to arrange for her son to take the place of the former priest. Consequently, Sozen's help was sought to execute this plan, since Katsumoto was already officially tied to Yoshimi. The Yamana chief readily agreed, and thus the situation was completed with a claimant whose right was based on a deliberately broken oath.
THE ONIN WAR
By the close of 1466, the two great protagonists, Katsumoto and Sozen, had quietly collected in Kyoto armies estimated at 160,000 and 110,000 men, respectively. The shogun attempted to limit the area of disturbance by ordering that the various rival inheritors should be left to fight their own battles, and by announcing that whoever struck the first blow in their behalf would be proclaimed a rebel. Such injunctions were powerless, however, to restrain men like Sozen. In February, 1467, his followers attacked the former kwanryo, Hatakeyama Masanaga, and drove him from the capital. Katsumoto made no move, however; he remained on the watch, confident that thus the legitimacy of his cause would obtain recognition. In fact, the shogun was actually under guard of the Hosokawa troops, who, being encamped on the east and north of Muromachi, received the name of the Eastern Army; the Yamana forces, which were massed on the west and south, being distinguished as the Western Army.
By the end of 1466, the two main figures, Katsumoto and Sozen, had quietly gathered armies in Kyoto, estimated at 160,000 and 110,000 men, respectively. The shogun tried to limit the conflict by ordering the rival factions to fight their own battles, announcing that whoever made the first move on their behalf would be declared a rebel. However, these orders couldn't contain someone like Sozen. In February 1467, his followers attacked the former kwanryo, Hatakeyama Masanaga, and drove him out of the capital. Katsumoto, however, took no action; he waited, confident that this would establish the legitimacy of his cause. In fact, the shogun was actually under the protection of the Hosokawa troops, who were camped to the east and north of Muromachi, known as the Eastern Army; meanwhile, the Yamana forces, positioned to the west and south, were called the Western Army.
It was evident that if either side retreated, the other would perforce be acknowledged by the Bakufu, and both were reluctant to put their fortunes to the final test. At length, early in July, 1467, a petty skirmish precipitated a general engagement. It was inconclusive, and the attitude of mutual observation was resumed. Two months later re-enforcements reached the Western Army, and thereafter, for nearly two years, victory rested with the Yamana. But Katsumoto clung desperately to his position. Kyoto was reduced almost completely to ruins, the Imperial palace, Buddhist temples, and other mansions being laid in ashes, countless rare works of art being destroyed, and the Court nobles and other civil officials being compelled to flee to the provinces for shelter. A celebrated poet of the time said that the evening lark soared over moors where formerly there had been palaces, and in the Onin Records it is stated that the metropolis became a den for foxes and wolves, and that Imperial mandates and religious doctrines were alike unheeded.
It was clear that if either side backed down, the Bakufu would acknowledge the other, and both were hesitant to risk everything in a final showdown. Finally, in early July 1467, a minor clash led to a full-scale battle. It ended without a clear winner, and both sides returned to watching each other closely. Two months later, reinforcements arrived for the Western Army, and for almost two years, victory was mostly with the Yamana. But Katsumoto desperately held onto his position. Kyoto was nearly completely devastated, with the Imperial palace, Buddhist temples, and other buildings reduced to ashes, countless priceless works of art destroyed, and the court nobles and other officials forced to flee to the provinces for safety. A famous poet of the time remarked that the evening lark flew over fields that used to be home to palaces, and the Onin Records mention that the metropolis became a refuge for foxes and wolves, with Imperial decrees and religious teachings ignored completely.
At one time things looked as though the ultimate triumph must be with Sozen. But what Katsumoto lacked in military ability he more than compensated in statecraft. From the outset he took care to legalize his cause by inducing the Emperor and the ex-Emperor to remove to Muromachi, where they were guarded by the Hosokawa troops, and the defections to which this must ultimately expose Sozen's ranks were supplemented by fomenting in the domains of the Yamana and their allies intrigues which necessitated a diversion of strength from the Kyoto campaign. Curious and intricate was the attitude of the Hosokawa towards the rival aspirants to the shogunate. Sozen's aid, as related above, had originally been invoked and exercised in behalf of Yoshimasa, the shogun's son by the lady Tomi.
At one point, it seemed like Sozen was destined to win. But while Katsumoto might not have been the best in military strategy, he made up for it with his political skills. From the beginning, he made sure to legitimize his cause by persuading the Emperor and the former Emperor to move to Muromachi, where the Hosokawa troops protected them. This shift ultimately weakened Sozen's forces, and Katsumoto stirred up trouble in the territories of the Yamana and their allies, which forced a diversion of resources from the Kyoto campaign. The Hosokawa's stance toward the competing claimants for the shogunate was complex and puzzling. Sozen's support, as mentioned earlier, had originally been sought and used on behalf of Yoshimasa, the shogun's son with Lady Tomi.
Hence, it is not surprising to find the Yamana leader turning his back upon the sometime bonze, Yoshimi, in October, 1469. But it is surprising to see him openly espouse this same Yoshimi's cause two months later. The fact was that Sozen might not choose. He had been outmanoeuvered by his astute opponent, who now held complete control of the shogun, and who not only obtained an Imperial decree depriving Yoshimi of his offices, but also contrived that, early in 1469, the lady Tomi's four-year-old son, Yoshihisa, should be officially declared heir to the shogunate. In this matter, Katsumoto's volte-face had been nearly as signal as Sozen's, for the former was Yoshimi's champion at the beginning. Henceforth the war assumed the character of a struggle for the succession to the shogunate. The crude diplomacy of the Yamana leader was unable to devise any effective reply to the spectacular pageant of two sovereigns, a shogun, and a duly-elected heir to the shogunate all marshalled on the Hosokawa side. Nothing better was conceived than a revival of the Southern dynasty, which had ceased to be an active factor seventy-eight years previously. But this farce did little service to the cause of the Yamana. By degrees the hostile forces withdrew from the capital, of which the western half (called Saikyo) alone remained intact, and the strategy of the hostile leaders became concerned chiefly about preserving their own commissariat or depriving the enemy of his.
So, it's not surprising that the Yamana leader turned his back on the former monk, Yoshimi, in October 1469. But it is surprising to see him support Yoshimi's cause openly just two months later. The truth was that Sozen had no choice; he had been outmaneuvered by his clever opponent, who now had complete control over the shogun. Not only did this opponent secure an Imperial decree that removed Yoshimi from his positions, but he also arranged for the four-year-old son of Lady Tomi, Yoshihisa, to be officially declared the heir to the shogunate in early 1469. In this situation, Katsumoto's shift was nearly as notable as Sozen's, as the former had initially been Yoshimi's supporter. From then on, the conflict took on the nature of a struggle for succession to the shogunate. The Yamana leader's clumsy diplomacy couldn't come up with any effective response to the impressive display of two sovereigns, a shogun, and a duly elected heir all aligned with the Hosokawa side. The best idea they had was to try to revive the Southern dynasty, which had not been a significant factor for seventy-eight years. But this farce did little to benefit the Yamana cause. Gradually, the opposing forces started to pull back from the capital, leaving only the western half (known as Saikyo) intact, and the strategies of the opposing leaders focused mainly on preserving their own supplies or cutting off the enemy's.
In 1472, a new feature was introduced: Hatakeyama joined the Eastern Army by order of the shogun, Yoshimasa. This was not merely a great accession of numerical strength, it also opened the road to the north where the Hatakeyama estates lay, and thus the Eastern Army found a solution of the problem which dominated the situation at Kyoto—the problem of provisions. The scale of success now swung in the direction of Hosokawa and his allies. But still no crushing victory was won, and meanwhile the war had continued seven years, with immense loss of life and treasure. There is evidence that alike Katsumoto and Sozen were fain to sheathe the sword in 1472, but during the long struggle conditions had developed which rendered peace difficult. In May, 1473, Sozen died and was followed to the grave in less than a month by Katsumoto. Still the struggle went on in a desultory way until December, 1477, when the Yamana forces burned their cantonments and withdrew, Yoshimi coming to terms with Muromachi and retiring to Mino. Peace at length dawned for Kyoto. But not yet for the provinces. There the sword was not immediately sheathed. In Echizen, Owari, and Totomi the great Shiba family was subjected to weakening onsets by the Asakura, the Oda, and the Imagawa. In Kaga, the Togashi house was divided against itself. In Kyushu there were bitter struggles between the Shimazu and the Ito, the Sagara and the Nawa, and the Otomo, the Shoni, and the Ouchi. Finally, Shinano, Suruga, and Mikawa were all more or less convulsed.
In 1472, a new development happened: Hatakeyama joined the Eastern Army on the orders of the shogun, Yoshimasa. This wasn't just a significant boost in numbers; it also opened the path to the north where the Hatakeyama lands were located, allowing the Eastern Army to tackle the major issue dominating the situation in Kyoto—the problem of supplies. The tide of success began to shift toward Hosokawa and his allies. However, there was still no decisive victory, and the war dragged on for seven years, resulting in massive loss of life and resources. Both Katsumoto and Sozen seemed ready to put down their swords in 1472, but over the prolonged conflict, circumstances had developed that made peace challenging. In May 1473, Sozen passed away, followed by Katsumoto just under a month later. The fighting continued in a scattered manner until December 1477, when the Yamana forces burned their camps and retreated, with Yoshimi negotiating a settlement with Muromachi and withdrawing to Mino. Peace finally arrived for Kyoto. But it wasn't yet over for the provinces. There, the sword wasn't immediately sheathed. In Echizen, Owari, and Totomi, the powerful Shiba family faced aggressive attacks from the Asakura, the Oda, and the Imagawa. In Kaga, the Togashi family was in conflict with itself. In Kyushu, there were fierce battles between the Shimazu and the Ito, the Sagara and the Nawa, as well as the Otomo, the Shoni, and the Ouchi. Ultimately, Shinano, Suruga, and Mikawa were all more or less in turmoil.
YOSHIHISA
In 1474, Yoshimasa retired from office and, at the close of the year, his nine-year-old son, Yoshihisa, succeeded him as shogun, the kwanryo being that Hatakeyama Yoshinari whose appearance in the field practically terminated the Onin War. The shogun Yoshimasa was in his thirty-ninth year at the time of this abdication, and he survived for sixteen years, not the least dissipated of his life, in which he instituted costly art reunions and carried self-indulgence to its extreme. During these years Tomi and her younger brother, Ise Sadachika, acquired such influence as to interfere in the administration, and under the pretext of procuring funds to rebuild the palace destroyed during the Onin War, they restored the toll-gates which had previously stood at the seven chief entrances to Kyoto, appropriating all the proceeds.
In 1474, Yoshimasa stepped down from his position, and by the end of the year, his nine-year-old son, Yoshihisa, took over as shogun. The kwanryo was Hatakeyama Yoshinari, whose involvement in the field basically brought the Onin War to an end. At the time of his abdication, Yoshimasa was thirty-nine years old and lived for another sixteen years, indulging excessively in a lifestyle filled with expensive art gatherings and self-indulgence. During these years, Tomi and her younger brother, Ise Sadachika, gained enough influence to interfere in the administration. Under the guise of raising funds to rebuild the palace destroyed during the Onin War, they restored the toll-gates that had previously stood at the seven main entrances to Kyoto and kept all the earnings for themselves.
The young Yoshihisa could scarcely fail to be tainted by such an environment. Much to his credit, however, he showed sagacity and diligence, eschewing his father's luxurious habits, studying literature and military art, and taking lessons in statecraft from the ex-regent, Ichijo Kaneyoshi. Very early he became familiar with scenes of violence, for, goaded to madness by the taxes exacted at the seven toll-gates, a mob of the metropolitan citizens rose in arms, beat off the troops sent to quell them and threatened to sack the city, when, they were appeased by the issue of a tokusei ordinance, which, as already explained, meant the remission of all debts and the cancellation of all financial obligations. Socialism in such a genial form appealed not only to the masses but also to bushi who had pledged their property as security for loans to meet warlike outlays or the demands of luxurious extravagance.
The young Yoshihisa could hardly escape being affected by such an environment. However, to his credit, he displayed wisdom and hard work, avoiding his father's lavish habits, studying literature and military strategy, and learning about governance from the former regent, Ichijo Kaneyoshi. Very early on, he became familiar with scenes of violence, as a mob of city residents, driven to madness by the taxes imposed at the seven toll-gates, rose up, fought off the troops sent to suppress them, and threatened to loot the city. They were calmed by the announcement of a tokusei ordinance, which, as mentioned earlier, meant the cancellation of all debts and financial obligations. This form of socialism appealed not only to the masses but also to the bushi who had put up their property as collateral for loans to cover military expenses or the demands of extravagant living.
Alike in the home provinces and in distant Kaga, Noto, Etchu, and the south, tokusei riots took place. Notably incompatible with any efficient exercise of Muromachi authority was the independence which the provincial magnates had now learned to display. They levied what taxes they pleased; employed the proceeds as seemed good to them; enacted and administered their own laws; made war or peace as they wished, and granted estates or revenues to their vassals at will. In short, the bushi had gradually constructed for themselves a full suit of feudal garments, and to bring them once again under the effective control of the sovereign or the shogun was almost a hopeless task. Yoshihisa might perhaps have refrained from attempting it had the empire been at peace. But, in truth, the empire was on the threshold of a century-long struggle compared with which the Onin War proved a bagatelle. The mutterings of the coming storm made themselves very audible during the years of Yoshihisa's early manhood. The Uesugi septs, and the Hojo and the Satomi, were fighting in the Kwanto; the western provinces, the central provinces, and Kyushu were the scenes of constant conflicts, and no prospect of tranquillity presented itself. Yoshihisa determined to undertake the work of subjugating the whole country as Yoritomo had done effectually and as Takauji had done partially. But he died in his twenty-fifth year when engaged in conducting a campaign against the Rokkaku branch of the Sasaki family, in Omi province; a campaign which but for his death would certainly have been successful.
Similar unrest occurred both in the local provinces and in faraway Kaga, Noto, Etchu, and the south. The independence that the provincial lords had begun to show was completely at odds with any effective enforcement of Muromachi authority. They imposed whatever taxes they wanted; used the money however they saw fit; created and enforced their own laws; made war or peace as they chose, and granted lands or income to their vassals at will. In short, the bushi had gradually fashioned for themselves a complete set of feudal rights, and bringing them back under the real control of the emperor or the shogun was nearly impossible. Yoshihisa might have avoided trying if the empire had been at peace. However, the empire was actually on the verge of a long struggle that made the Onin War seem trivial by comparison. The signs of the coming conflict were clear during Yoshihisa's early adulthood. The Uesugi clans, along with the Hojo and the Satomi, were battling in the Kanto region; the western provinces, the central provinces, and Kyushu were constantly embroiled in conflicts, with no hint of peace in sight. Yoshihisa resolved to conquer the entire country, just as Yoritomo had done effectively and Takauji had done partially. But he died at the age of twenty-five while leading a campaign against the Rokkaku branch of the Sasaki family in Omi province; a campaign that, if not for his death, would have undoubtedly been successful.
YOSHITANE
Yoshihisa, whose death took place in 1489, left no son, and his father, the ex-shogun Yoshimasa, made tardy atonement to his brother, Yoshimi, the sometime priest, by obtaining the high office of shogun for the latter's son, Yoshitane, a youth of twenty-five. In the following year Yoshimasa died, and, two years later (1492), Yoshitane placed himself at the head of an army to resume the Omi campaign which Yoshihisa's death had interrupted. His opponent was of Minamoto lineage, head of the Rokkaku branch of the Sasaki family, whose representative in the days of the Kamakura Bakufu had been high constable of four provinces, Omi, Izumo, Aki, and Iwami.
Yoshihisa, who died in 1489, left no son, and his father, the former shogun Yoshimasa, reluctantly made amends to his brother, Yoshimi, a former priest, by securing the position of shogun for Yoshimi's son, Yoshitane, a young man of twenty-five. The following year, Yoshimasa died, and two years later (1492), Yoshitane took command of an army to continue the Omi campaign that Yoshihisa's death had interrupted. His opponent was from the Minamoto lineage, head of the Rokkaku branch of the Sasaki family, whose representative during the Kamakura Bakufu had served as high constable of four provinces: Omi, Izumo, Aki, and Iwami.
That the shogun, Yoshihisa, and his successor, Yoshitane, turned their weapons so resolutely against this magnate was due to a cause illustrative of the abuses of the era. From the outset the Ashikaga sway over the provinces had been a vanishing quantity, and had disappeared almost entirely during the Onin War. Not alone did the writ of the sovereign or the shogun cease to run in regions outside Kyoto and its immediate vicinity, but also the taxes, though duly collected, did not find their way to the coffers of either Muromachi or the Court. Shugo there still existed, and jito and kokushi; but neither high constable nor land-steward nor civil governor acted as practical representative of any Central Government: each functioned for his own hand, swallowing up for his own use, or for inclusion in some local fief, the manors which had once been the property of the State or of the Court nobility.
The shogun, Yoshihisa, and his successor, Yoshitane, directed their forces so firmly against this powerful figure because of issues typical of that time. Right from the start, the Ashikaga control over the provinces had been declining, and it nearly vanished during the Onin War. Not only did the authority of the emperor or the shogun fail to extend beyond Kyoto and its nearby areas, but also the taxes that were collected didn’t make it to the coffers of either Muromachi or the Court. Shugo still existed, along with jito and kokushi; however, neither the high constable, land-steward, nor civil governor acted as a real representative of any Central Government: each operated independently, keeping the manors that had once belonged to the State or the Court nobility for themselves or incorporating them into some local estate.
It was evidently of prime necessity from the Muromachi point of view that a state of affairs which crippled the shogun by impoverishing him should be remedied. Sasaki Takayori, head of the Rokkaku house, was a conspicuous product of his time. He had seized the manors of nearly fifty landowners in the province of Omi, and to punish his aggressions signally would furnish a useful object lesson. That was done effectually by Yoshitane's generals, and Sasaki had to flee from Omi. But the young shogun's triumph was short lived. He allowed himself to be drawn by Hatakeyama Masanaga into a private feud. We have already seen this Masanaga engaged with Yoshinari in a struggle for the Hatakeyama succession on the eve of the Onin War. Yoshinari was no longer alive, but he had bequeathed to his son, Yoshitoyo, a heritage of resentment against Masanaga, and the latter, who now held the post of kwanryo for the fourth time, induced the shogun to order an attack upon Yoshitoyo in the provinces of Kii and Kawachi. But Yoshitoyo managed to enlist the aid of the recently discomfited Sasaki, of the soldier-monks of Kofuku-ji, and, above all, of Hosokawa Masamoto, son of Hatakeyama Masanaga's old opponent, Hosokawa Katsumoto. With these co-operated the Yamana, the Isshiki, and other septs, so that Yoshitane found himself between two powerful armies, one in Kyoto, the other in Kii. In the sequel, Masanaga committed suicide, and the shogun, Yoshitane, escaped to Suwo.
It was clearly crucial from the Muromachi perspective that a situation which weakened the shogun by making him poor be fixed. Sasaki Takayori, the leader of the Rokkaku house, was a notable figure of his era. He had taken control of the estates of almost fifty landowners in Omi province, and punishing his offenses would serve as a valuable lesson. This was effectively carried out by Yoshitane's generals, forcing Sasaki to flee Omi. However, the young shogun's victory was short-lived. He got drawn into a personal conflict with Hatakeyama Masanaga. We’ve already seen Masanaga involved with Yoshinari in a struggle for the Hatakeyama succession just before the Onin War. Yoshinari was no longer alive, but he had left his son, Yoshitoyo, with a deep-seated resentment against Masanaga. Now, with Masanaga holding the kwanryo position for the fourth time, he persuaded the shogun to launch an attack on Yoshitoyo in the provinces of Kii and Kawachi. But Yoshitoyo managed to secure the support of the recently defeated Sasaki, the soldier-monks of Kofuku-ji, and, importantly, Hosokawa Masamoto, son of Hatakeyama Masanaga's former rival, Hosokawa Katsumoto. Together with the Yamana, the Isshiki, and other clans, Yoshitane found himself caught between two strong armies, one in Kyoto and the other in Kii. Ultimately, Masanaga took his own life, and the shogun, Yoshitane, fled to Suwo.
YOSHIZUMI AND YOSHIHARU
Hosokawa Masamoto was now master of the situation in Kyoto. It was for him to nominate a new shogun in lieu of the fugitive Yoshitane. He went to the Kwanto for a candidate. In 1461, Masatomo, brother of Yoshimasa, had been nominated governor-general (kwanryo) of the eight eastern provinces. His son, Yoshizumi, was chosen by Hosokawa to rule at Muromachi, and Hosokawa himself became kwanryo. The new shogun held office in name only; all administrative power was usurped by the kwanryo and his nominees. Now, as Hosokawa Masamoto practised asceticism for the better pursuit of necromancy, in which he was a believer, he had no offspring. Therefore he adopted three sons: the first, Sumiyuki, being the child of the regent, Fujiwara Masamoto; the second and third, Sumimoto and Takakuni, being kinsmen of his own. The first of these three was entrusted to Kasai Motochika; the last two were placed in the care of Miyoshi Nagateru. These guardians were Hosokawa's principal vassals in Shikoku, where they presently became deadly rivals. Motochika, believing that Hosokawa's ultimate intention was to elevate Sumimoto to the shogunate, in which event the latter's guardian, Nagateru, would obtain a large access of power, compassed the murder of Hosokawa, the kwanryo, and proclaimed Sumiyuki head of the Hosokawa house. Thereupon Miyoshi Nagateru moved up from Shikoku at the head of a strong army, and, after a fierce conflict, Motochika and Sumiyuki were killed, and Sumimoto, then in his eleventh year, became chief of the Hosokawa family, receiving also the office of kwanryo.
Hosokawa Masamoto was now in control of the situation in Kyoto. It was up to him to name a new shogun to replace the fugitive Yoshitane. He went to the Kanto region to find a candidate. In 1461, Masatomo, brother of Yoshimasa, was appointed governor-general (kwanryo) of the eight eastern provinces. His son, Yoshizumi, was chosen by Hosokawa to rule at Muromachi, while Hosokawa himself became kwanryo. The new shogun held only a ceremonial position; all administrative power was taken over by the kwanryo and his appointees. As Hosokawa Masamoto practiced asceticism to better pursue necromancy, which he believed in, he had no children. So, he adopted three sons: the first, Sumiyuki, was the child of the regent, Fujiwara Masamoto; the second and third, Sumimoto and Takakuni, were his relatives. The first of these three was entrusted to Kasai Motochika; the last two were placed in the care of Miyoshi Nagateru. These guardians were Hosokawa's main vassals in Shikoku, where they eventually became fierce rivals. Motochika, suspecting that Hosokawa's true aim was to promote Sumimoto to the shogunate, which would give Kumiyoki's guardian Nagateru a significant boost in power, plotted to kill Hosokawa, the kwanryo, and declared Sumiyuki the head of the Hosokawa household. Subsequently, Miyoshi Nagateru marched from Shikoku with a strong army, and after a fierce battle, Motochika and Sumiyuki were killed, leaving Sumimoto, who was just eleven years old, as the head of the Hosokawa family, also receiving the title of kwanryo.
The Motochika faction, however, though defeated, were not destroyed. They conceived the plan of reinstating the shogun, Yoshitane, then a fugitive in the province of Suwo, and of securing the office of kwanryo for Takakuni, third son (by adoption) of the late Hosokawa Masamoto. The powerful Ouchi sept, which had its manors in Suwo, espoused the conspiracy, and escorted Yoshitane to Kyoto with a great army, the result being that the shogun, Yoshizumi, had to flee to Omi; that Yoshitane took his place, and that Ouchi Yoshioki became deputy kwanryo.
The Motochika faction, however, although defeated, was not destroyed. They came up with a plan to reinstate the shogun, Yoshitane, who was then a fugitive in the province of Suwo, and to secure the office of kwanryo for Takakuni, the third son (by adoption) of the late Hosokawa Masamoto. The powerful Ouchi clan, which had its lands in Suwo, supported the conspiracy and escorted Yoshitane to Kyoto with a large army. As a result, the shogun, Yoshizumi, had to flee to Omi; Yoshitane took his place, and Ouchi Yoshioki became deputy kwanryo.
These things happened in 1508. Thenceforth, the great protagonists in the Kyoto arena were the two factions of the Hosokawa house, led by Sumimoto and Takakuni, respectively; the former championing the cause of the shogun, Yoshizumi, and in alliance with the Miyoshi; the latter supporting the shogun, Yoshitane, and aided by the Ouchi. One reverse befell the Yoshitane-Ouchi combination, but they quickly recovered from it, and from 1508 until 1518 a gleam of peace and prosperity shone once more in Kyoto under the administration of Ouchi Yoshioki, who governed with skill and impartiality, and whose influence seemed likely to restore the best days of the Bakufu. But, in 1518, he was recalled to his province by an attack from the shugo of Izumo, and by financial embarrassment resulting from his own generosity in supplying funds to the Crown and the shogun.
These events took place in 1508. From that point on, the major players in the Kyoto scene were the two factions of the Hosokawa family, led by Sumimoto and Takakuni. Sumimoto supported the shogun, Yoshizumi, and allied with the Miyoshi, while Takakuni backed the shogun, Yoshitane, with help from the Ouchi. The Yoshitane-Ouchi alliance faced one setback, but they quickly bounced back. From 1508 to 1518, a period of peace and prosperity returned to Kyoto under the leadership of Ouchi Yoshioki, who ruled with skill and fairness. His influence seemed poised to bring back the glory days of the Bakufu. However, in 1518, he was called back to his home province due to an attack from the shugo of Izumo and financial difficulties caused by his own generosity in providing funds to the Crown and the shogun.
Hosokawa Takakuni now became kwanryo, exercising his authority with a high hand. Then the Sumimoto branch of the Hosokawa, taking advantage of Ouchi's absence, mustered a force in Shikoku and moved against Kyoto. Takakuni found himself in a difficult position. In the capital his overbearing conduct had alienated the shogun, Yoshitane, and from the south a hostile army was approaching. He chose Hyogo for battle-field, and, after a stout fight, was discomfited and fled to Omi, the position of kwanryo being bestowed on his rival, Sumimoto, by the shogun. In a few months, however, Takakuni, in alliance with the Rokkaku branch of the Sasaki family under Sadayori, marched into Kyoto in overwhelming force. Miyoshi Nagateru retired to Chion-in, where he committed suicide; Sumimoto fled to Awa, dying there a few months later, and Yoshitane, after brief refuge in the island of Awaji, died in Awa, in 1523. Thus, Hosokawa Takakuni found himself supreme in Kyoto, and he proceeded to appoint a shogun, without awaiting the demise of Yoshitane. Yoshizumi, the eleventh shogun, who, as related above, fled from Kyoto in 1508, dying three years later in exile, left two sons: Yoshiharu, whom he committed to the charge of Akamatsu Yoshimura, and Yoshikore, whom he entrusted to Hosokawa Sumimoto. In 1521, Takakuni invited Yoshiharu, then eleven years old, to the capital and procured his nomination to the shogunate.
Hosokawa Takakuni now took on the role of kwanryo, exercising his authority with a firm hand. Meanwhile, the Sumimoto branch of the Hosokawa, seizing the opportunity created by Ouchi's absence, gathered an army in Shikoku and marched towards Kyoto. Takakuni found himself in a tough spot. His overbearing behavior had alienated the shogun, Yoshitane, and a hostile army was advancing from the south. He chose Hyogo as the battlefield, but after a fierce fight, he was defeated and fled to Omi, with his position as kwanryo handed over to his rival, Sumimoto, by the shogun. However, a few months later, Takakuni allied with the Rokkaku branch of the Sasaki family under Sadayori and returned to Kyoto with a powerful force. Miyoshi Nagateru retreated to Chion-in, where he took his own life; Sumimoto fled to Awa, where he died a few months later, and Yoshitane, after a brief refuge on Awaji Island, died in Awa in 1523. Thus, Hosokawa Takakuni became the dominant figure in Kyoto and moved to appoint a shogun without waiting for Yoshitane's death. Yoshizumi, the eleventh shogun, who, as mentioned earlier, fled Kyoto in 1508 and died in exile three years later, left two sons: Yoshiharu, whom he entrusted to Akamatsu Yoshimura, and Yoshikore, whom he gave to Hosokawa Sumimoto. In 1521, Takakuni invited eleven-year-old Yoshiharu to the capital and secured his nomination to the shogunate.
ANARCHY
From this time forward the confusion grows worse confounded. The Miyoshi of Awa are found in co-operation with Yanamoto Kataharu espousing the cause of the shogun's younger brother, Yoshikore, and of Harumoto, a son of Hosokawa Sumimoto. We see this combination expelling Yoshiharu and Takakuni from Kyoto, and we see the fugitives vainly essaying to reverse the situation. Thereafter, during several years, there is practically no government in the capital. Riot and insurrection are daily features, and brigandage prevails unchecked. Kataharu, though not holding the office of kwanryo, usurps its functions so ostentatiously that the assassin's dagger is turned against him. Again the two Hosokawa chiefs, Takakuni and Harumoto, fight for power, and, in 1531, Takakuni is killed, Harumoto becoming supreme. Soon the Miyoshi brothers, Motonaga and Masanaga, engage in a fierce quarrel about their inheritance, and the former, with Yoshikore as candidate for the shogunate and Hatakeyama as auxiliary, raises the standard against Harumoto, who, aided by the soldier-priests of Hongwan-ji, kills both Yoshitaka and Motonaga and takes Yoshikore prisoner. Thereafter, Harumoto quarrels with the Hongwan-ji bonzes, and being attacked by them, obtains the aid of Rokkaku Sadayori and the Nichiren priests, with the result that the splendid fane of Hongwan-ji is reduced to ashes. A reconciliation is then effected between Harumoto and the shogun, Yoshiharu, while Miyoshi Masanaga is appointed to high office. Yet once more the untiring Takakuni, aided by Miyoshi Norinaga, Motonaga's son, called also Chokei, drives Yoshiharu and Harumoto from the metropolis, and presently a reconciliation is effected by the good offices of Rokkaku Sadayori, the real power of the kwanryo being thenceforth exercised by the Miyoshi family. Japanese historians have well called it an age of anarchy.
From this point on, the confusion only gets worse. The Miyoshi clan from Awa teams up with Yanamoto Kataharu to support the shogun's younger brother, Yoshikore, and Harumoto, a son of Hosokawa Sumimoto. Together, they force Yoshiharu and Takakuni out of Kyoto, while the exiles desperately try to change the situation back. For several years afterwards, there is basically no government in the capital. Riots and uprisings are a daily occurrence, and banditry runs rampant. Kataharu, despite not holding the kwanryo position, acts as if he does so boldly that someone tries to assassinate him. Once again, the two Hosokawa leaders, Takakuni and Harumoto, clash for power, and in 1531, Takakuni is killed, making Harumoto the dominant figure. Soon, the Miyoshi brothers, Motonaga and Masanaga, get into a fierce fight over their inheritance. Motonaga, with Yoshikore as his candidate for shogun and Hatakeyama as an ally, rises against Harumoto, who, with the help of the soldier-priests from Hongwan-ji, kills both Yoshitaka and Motonaga and captures Yoshikore. After that, Harumoto has a falling out with the Hongwan-ji priests and, when attacked by them, seeks help from Rokkaku Sadayori and the Nichiren priests, leading to the Hongwan-ji temple being burned to the ground. A truce is reached between Harumoto and the shogun, Yoshiharu, while Miyoshi Masanaga is given a high-ranking position. Yet again, the relentless Takakuni, supported by Miyoshi Norinaga, Motonaga's son, also known as Chokei, forces Yoshiharu and Harumoto out of the city, and a reconciliation is soon achieved thanks to Rokkaku Sadayori, with the true power of the kwanryo increasingly falling to the Miyoshi family. Japanese historians have aptly named this period an age of anarchy.
YOSHITERU
In 1545, the shogun, Yoshiharu, resigned in favour of his son, Yoshiteru. Two years of quiet ensued in Kyoto, and then the old feud broke out once more. The Hosokawa, represented by Harumoto, and the Miyoshi, by Chokei, fought for supremacy. Victory rested with the Miyoshi. The Hosokawa's power was shattered, and Chokei ruled in Kyoto through his vassal, Matsunaga Hisahide. The era is memorable for the assassination of a shogun. Yoshiteru had become reconciled with Chokei and was suffered to live quietly at Muromachi. But after Chokei's death (he was poisoned by Hisahide), Yoshiteru's cousin, Yoshihide, a son of Yoshikore, sought to be nominated successor to the shogunate through the aid of Masanaga and Hisahide. In 1565, this plot matured. Hisahide suddenly sent a force which attacked Yoshiteru's palace and killed the shogun. Yoshihide replaced the murdered potentate, and the Matsunaga family succeeded to the power previously wielded by the Miyoshi. Yoshiteru's younger brother, Yoshiaki, fled to Omi, but afterwards made his way to Owari, where Oda Nobunaga took him by the hand and ultimately placed him in the shogun's seat at Kyoto.
In 1545, the shogun, Yoshiharu, stepped down in favor of his son, Yoshiteru. Two years of calm followed in Kyoto, and then the old feud erupted again. The Hosokawa, led by Harumoto, and the Miyoshi, led by Chokei, battled for control. The Miyoshi emerged victorious. The Hosokawa's power was destroyed, and Chokei ruled in Kyoto through his vassal, Matsunaga Hisahide. This period is notable for the assassination of a shogun. Yoshiteru had made peace with Chokei and was allowed to live quietly in Muromachi. However, after Chokei's death (he was poisoned by Hisahide), Yoshiteru's cousin, Yoshihide, the son of Yoshikore, sought to be named his successor with the help of Masanaga and Hisahide. In 1565, this scheme came to fruition. Hisahide suddenly sent a force that attacked Yoshiteru's palace and killed the shogun. Yoshihide took over the position of the murdered leader, and the Matsunaga family gained the power that the Miyoshi had once held. Yoshiteru's younger brother, Yoshiaki, fled to Omi but later made his way to Owari, where Oda Nobunaga took him in and eventually placed him in the shogunate position in Kyoto.
REVIEW OF THE ASHIKAGA
Among the fifteen representatives of the Ashikaga, two were slain by their own vassals, five died in exile, and one had to commit suicide. From the accession of Takauji, in 1338, to the death of Yoshiaki, in 1597, a period of 259 years, there was not so much as one decade of signal success and efficient government. With justice the story of the time has been summed up in the epithet "ge-koku-jo," or the overthrow of the upper by the lower. The appreciation of the eminent historian, Rai Sanyo, is most faithful. Every great conflict throughout the era was marked by similar features. It is a weary record of broken promises, violated allegiances, and family feuds. If the Hatakeyama, the Hosokawa, and the Miyoshi set their own interests above those of the shogun, the Ashikaga, in turn, sacrificed the interests of the Throne on the altar of their own ambition. A river cannot be purer than its source. If the Miyoshi vassals plotted against their chiefs, so did the latter against the Hosokawa; so did the Hosokawa against the Ashikaga; so did the Ashikaga against the Imperial family, and so did one branch of the Imperial family against another. Everywhere there was lack of loyalty.
Among the fifteen representatives of the Ashikaga, two were killed by their own vassals, five died in exile, and one had to commit suicide. From Takauji's rise to power in 1338 to Yoshiaki's death in 1597, a span of 259 years, there wasn't even a single decade of notable success and effective governance. The events of this time have been aptly summarized by the phrase "ge-koku-jo," meaning the overthrow of the upper by the lower. The assessment by the renowned historian, Rai Sanyo, is very accurate. Every major conflict during this era shared similar characteristics. It’s a tiresome account of broken promises, betrayed loyalties, and family rivalries. When the Hatakeyama, the Hosokawa, and the Miyoshi prioritized their own interests over those of the shogun, the Ashikaga, in turn, sacrificed the well-being of the Throne to feed their own ambitions. A river cannot be cleaner than its source. If the Miyoshi vassals conspired against their leaders, their leaders did the same against the Hosokawa; the Hosokawa plotted against the Ashikaga; the Ashikaga conspired against the Imperial family, and one branch of the Imperial family conspired against another. Everywhere there was a lack of loyalty.
The loyalty wanting among masters was equally deficient among servants. There is no more treacherous episode in the Middle Ages than Matsunaga Hisahide's poisoning of his liege lord to compass the downfall of the Miyoshi family and slaying the shogun, Yoshiteru, to overthrow the Ashikaga, though he enjoyed the confidence of both. The Dai Nihon-rekishi (History of Great Japan) observes that the ethical primers, with which a literary education had formerly familiarized the nation, lost their influence in this military era. There was no inordinate desire for landed property until the Gen-Hei epoch, when a manor became the principal reward of a successful soldier. Thereafter, greed for domains acquired strength every year. Again, when Yoritomo became so-tsuihoshi (commander-in-chief) and so-jito (general steward) of the whole country, and his meritorious vassals were appointed shugo and jito in each province, local authority passed from the Throne to the military families, and when, after the Shokyu struggle, the shugo and the jito came into actual possession of the estates they had previously administered, military feudalism was practically established. The Hojo, by their just administration and astute measures, brought this system into esteem, but under the Ashikaga regime the reality of landed possession grew to be the unique aim of existence, and, to achieve it, sons forgot their paternal relation and vassals lost sight of fealty. The nation engaged in an armed scramble; individualism became paramount, and social obligations were ignored. This is the more noteworthy because loyalty is so typical a Japanese virtue.
The loyalty that was lacking among leaders was also missing among their followers. There's no more treacherous instance in the Middle Ages than Matsunaga Hisahide's poisoning of his lord to bring down the Miyoshi family and killing shogun Yoshiteru to topple the Ashikaga, despite having their trust. The Dai Nihon-rekishi (History of Great Japan) points out that the values taught through literature that once shaped the nation lost their grip during this military era. There wasn't a strong desire for land until the Gen-Hei period, when owning a manor became the main reward for a successful soldier. After that, greed for land grew stronger year by year. When Yoritomo became the commander-in-chief and general steward of the entire country, and his loyal vassals were appointed as shugo and jito in each province, local power shifted from the Throne to the military families. After the Shokyu conflict, as shugo and jito gained actual control over the estates they had previously managed, military feudalism was effectively established. The Hojo gained respect for this system through fair administration and smart strategies, but under the Ashikaga regime, the desire for land ownership became the sole purpose of existence. To achieve this, sons disregarded their family ties and vassals forgot their loyalty. The nation fell into a chaotic power struggle, individualism took precedence, and social responsibilities were overlooked. This is particularly striking because loyalty is considered a characteristic virtue of the Japanese.
THE ADMINISTRATION OF THE ASHIKAGA
The common saying that the Kamakura Bakufu brought the entire country under one administrative control requires modification. It was not until Tokugawa days in the seventeenth century that the whole sixty provinces passed under one feudal ruler. Still as between the Kamakura Bakufu and the Muromachi, the latter, though its military supremacy was less complete, may be said to have extended its influence theoretically over the whole of the lands throughout the empire except the Chokodo estates.
The common saying that the Kamakura Bakufu unified the entire country under one administration needs to be revised. It wasn't until the Tokugawa era in the seventeenth century that all sixty provinces came under a single feudal ruler. However, when comparing the Kamakura Bakufu to the Muromachi, the latter, despite having less complete military dominance, can be said to have theoretically extended its influence over almost all the lands in the empire, except for the Chokodo estates.
In another respect, also, the advantage lay with the Muromachi shogunate. During the Kamakura era, the Court magnates continued to despise the Bakufu adherents, and the distance between the capital and Kamakura imparted to the latter an element of rusticity. But with the establishment of the Muromachi shogunate a change took place. The Bakufu, the visible repository of power, stood side by side with the Court, and opportunities for close relations existed constantly. Moreover, the Court nobles, notably antagonistic to the military regime, followed the fortunes of the Southern dynasty, those alone remaining in the capital who were on more or less intimate terms with the military. Such were the Nijo, the Saionji, the Hino, and so forth. These observed the behests of the Bakufu, sought to acquire the latter's confidence, and always paid respect to the Hana no Gosho, as the shogun was called. So close were the relations that for ceremonial purposes at the Bakufu, it was customary to employ Court officials, and witty writers of the time discourse amusingly on the often clumsy efforts made by the courtiers to ape the customs and acquire the dialects of the provincial soldiers.
In another way, the advantage was also with the Muromachi shogunate. During the Kamakura period, the Court nobles continued to look down on the Bakufu supporters, and the distance between the capital and Kamakura gave the latter a somewhat rural feel. However, with the rise of the Muromachi shogunate, things changed. The Bakufu, which was the clear center of power, coexisted with the Court, creating opportunities for close relations all the time. Additionally, the Court nobles, who were particularly hostile to the military government, aligned themselves with the Southern dynasty, while those who remained in the capital maintained more or less close ties with the military. Notable families like the Nijo, the Saionji, and the Hino fit into this category. They followed the directions of the Bakufu, aimed to gain its trust, and always showed respect to the Hana no Gosho, as the shogun was referred to. The ties were so strong that it was common to have Court officials perform ceremonial duties at the Bakufu, and witty writers of the time humorously noted the often awkward attempts by the courtiers to mimic the customs and adopt the speech of the provincial soldiers.
THE ORGANIZATION OF THE CENTRAL BAKUFU
The administrative power having been transferred from the Court to the Bakufu, it may be said that the sei-i tai-shogun exercised supreme authority throughout the empire. But the shogun himself did not actually discharge administrative duties. That was done by the kwanryo with the shogun's consent. Originally this official was called shitsuji (manager), and his functions were to look after the affairs of a provincial magnate's establishment. During the Kamakura era, the Ashikaga family occupied a high place. Of Minamoto origin, it was connected with the Hojo by marriage, and for generations its shitsuji had been a member of the Ko family. Ashikaga Takauji made Ko no Moronao his shitsuji, and a highly competent captain he proved himself. Subsequently, in 1362, Shiba Yoshimasa was appointed shitsuji, but soon his title was changed to kwanryo (governor-general), and it thenceforth became customary for the latter position to be occupied by a member of one of the three families, Shiba, Hosokawa, and Hatakeyama, in succession.
The administrative power was shifted from the Court to the Bakufu, so it can be said that the sei-i tai-shogun held supreme authority throughout the empire. However, the shogun himself didn’t actually handle administrative tasks. That was taken care of by the kwanryo with the shogun's approval. Initially, this official was known as shitsuji (manager), and their role was to oversee the affairs of a provincial lord's estate. During the Kamakura period, the Ashikaga family held a significant position. Originating from the Minamoto, they were connected to the Hojo through marriage, and for generations, their shitsuji had been a member of the Ko family. Ashikaga Takauji appointed Ko no Moronao as his shitsuji, proving to be a highly capable leader. Later, in 1362, Shiba Yoshimasa was named shitsuji, but his title was soon changed to kwanryo (governor-general), and from then on, it became common for this position to be held in turn by members of three families: Shiba, Hosokawa, and Hatakeyama.
Speaking broadly, the kwanryo corresponded to the skikken (regent) of Kamakura days. But whereas, the Kamakura shikken exercised virtually autocratic authority, the shogun being a minor, the Muromachi kwanryo, nominally, at all events, was under the control of an adult shogun. In fact, the kwanryo in the Muromachi polity resembled the betto of the Man-dokoro in Yoritomo's time. For the rest, the Muromachi Bakufu was organized on practically the same lines as its Kamakura prototype. There was a Man-dokoro, a Monju-dokoro, and a Samurai-dokoro, and the staff of these offices was taken originally, as far as possible, from the families of men who had distinguished themselves as legislators and administrators at Kamakura. There were also officials called bugyo (commissioners) who directed the enforcement of laws and ordinances. These commissioners numbered thirty-six, and each had his own sphere of duties: as the shonin bugyo, who controlled judicial affairs; the tosen bugyo, who dealt with affairs of foreign trade; the jisha bugyo, who superintended temples and shrines; the onsho bugyo, who had to do with official rewards, etc.
Speaking broadly, the kwanryo was similar to the skikken (regent) of the Kamakura period. However, while the Kamakura shikken had almost absolute power because the shogun was a minor, the Muromachi kwanryo was, at least nominally, under the authority of an adult shogun. In fact, the kwanryo in the Muromachi government resembled the betto of Yoritomo's time. Additionally, the Muromachi Bakufu was structured almost exactly like its Kamakura predecessor. It included a Man-dokoro, a Monju-dokoro, and a Samurai-dokoro, with the staff of these offices originally drawn from families of individuals who had made their mark as lawmakers and administrators in Kamakura. There were also officials known as bugyo (commissioners) who oversaw the implementation of laws and regulations. There were thirty-six commissioners, each responsible for specific areas: the shonin bugyo managed judicial matters; the tosen bugyo handled foreign trade; the jisha bugyo oversaw temples and shrines; the onsho bugyo dealt with official rewards, and so on.
ORGANIZATION OF PROVINCIAL GOVERNMENTS
At Kamakura, also, there was a kwanryo to guard the eastern provinces (Kwanto). In Takauji's time, his second son, Motouji, was appointed to this office, and it was thenceforth inherited for some generations, the Uesugi family furnishing a shitsuji. Ultimately the Kamakura kwanryo became a powerful military satrap, hostile to the Muromachi shogun. The holder of the office then received the title of kubo, and the hitherto shitsuji became kwanryo. In other respects the Kamakura polity retained the form it had under Yoritomo: a Hyojo-shu (Council), a Hikitsuke-shu, a Monju-dokoro, a Samurai-dokoro, and various bugyo. In Kyushu and Dewa, the principal officer was called shugo, that post being of special importance; while in the other provinces shugo and jito (high constables and land-stewards) continued to officiate as before.
At Kamakura, there was also a kwanryo to oversee the eastern provinces (Kwanto). During Takauji's time, his second son, Motouji, was given this position, and it was passed down through several generations, with the Uesugi family providing a shitsuji. Eventually, the Kamakura kwanryo grew into a powerful military leader, opposing the Muromachi shogun. The person holding this office then received the title of kubo, and the former shitsuji became kwanryo. In other respects, the Kamakura government maintained the structure it had during Yoritomo's rule: a Hyojo-shu (Council), a Hikitsuke-shu, a Monju-dokoro, a Samurai-dokoro, and various bugyo. In Kyushu and Dewa, the main officer was called shugo, a position of particular significance, while in other provinces, shugo and jito (high constables and land-stewards) continued their roles as before.
The jurisdiction of these high constables—great military magnates or relatives of the shogun—extended to two or more provinces, and the shugo were then called kuni-mochi-shu (province-holder). A daimyo (great name, i.e. feudal lord), in communicating with Muromachi, had to make a kuni-mochi his medium. For the Kwanto and Shikoku, the Hosokawa house was the kunimochi; for Shinano, Etchu, Echigo, and Kaga, the Hatakeyama; for Ise, Kai, and Suruga, the Yamana; and for Kyushu, the tandai. After the power of the tandai had declined, the Ouchi family took its place. In the days of Yoshinori's shogunate, there were twenty-two shugo in the country, and seven of them administered three provinces or more, each. The provincial governors appointed by the Southern Court disappeared, for the most part, during the War of the Dynasties, and on the restoration of peace the only one of these high officials that remained was Kitabatake of Ise.
The authority of these high constables—powerful military leaders or relatives of the shogun—covered two or more provinces, and the shugo were referred to as kuni-mochi-shu (province-holder). A daimyo (high-ranking feudal lord) needed to use a kuni-mochi as an intermediary when communicating with Muromachi. For the Kwanto and Shikoku regions, the Hosokawa family served as the kunimochi; for Shinano, Etchu, Echigo, and Kaga, it was the Hatakeyama; for Ise, Kai, and Suruga, the Yamana; and for Kyushu, the tandai. After the power of the tandai weakened, the Ouchi family took over. During Yoshinori's time as shogun, there were twenty-two shugo in the country, with seven of them governing three provinces or more each. Most of the provincial governors appointed by the Southern Court vanished during the War of the Dynasties, and when peace was restored, the only one of these high officials who remained was Kitabatake of Ise.
SHUGO AND JITO
Originally appointed for administrative and fiscal purposes only, the shugo said jito acquired titles of land-ownership from the beginning of the Ashikaga era. To plunder and annex a neighbouring province became thenceforth a common feat on the part of these officials. In 1390, tracts of land measuring from one-half of a province to two or three provinces are found to have been converted from the shugo's jurisdictional areas into military domains. Such magnates as Yamana Tokiuji held from five to eleven provinces. These puissant captains had castles and armies of their own. At first, they respected the requisitions of the Bakufu. Thus, in 1463, when an elaborate Buddhist ceremony had to be performed on the decease of Yoshimasa's mother, a tax in the form of cotton cloth was levied from the shugo, a ruler of three provinces contributing ten thousand pieces; a ruler of two provinces, five thousand, and so on.*
Originally appointed for administrative and financial purposes only, the shugo said jito started acquiring land ownership titles at the beginning of the Ashikaga era. From that point on, it became common for these officials to plunder and annex neighboring provinces. By 1390, areas of land ranging from half a province to two or three provinces had been converted from the shugo's jurisdiction into military domains. Powerful figures like Yamana Tokiuji controlled five to eleven provinces. These strong leaders had their own castles and armies. Initially, they respected the demands of the Bakufu. For example, in 1463, when a grand Buddhist ceremony was required following the death of Yoshimasa's mother, a tax in the form of cotton cloth was imposed on the shugo, with a ruler of three provinces contributing ten thousand pieces, a ruler of two provinces five thousand, and so on.*
*A "piece" was 40 feet, approximately. When the castle of Edo was built in Tokugawa days—seventeenth century—each daimyo had to contribute "aid" (otetsudai), after the Ashikaga custom.
A "piece" was about 40 feet. When the Edo castle was built during the Tokugawa era—seventeenth century—each daimyo had to contribute "aid" (otetsudai), following the Ashikaga tradition.
But after the Onin War (1467-1469), military magnates resided wholly on their own domains and paid no attention to requisitions from the Bakufu. Further, these magnates compelled all jito and go-kenin within their jurisdiction to serve as their vassals. Previously to the Onin era the shugo had resided, for the most part, in Kyoto, delegating the discharge of their provincial functions to deputies (shugo-dai), chosen by the shugo and approved by the Bakufu. Presently, the process of selection was dispensed with, and the office became hereditary. Thus, Yusa of the Hatakeyama, Oda of the Shiba, Uragami of the Akamatsu, and so forth are examples of deputies who resided permanently in the provinces concerned and acquired influence there superior even to that of their principals. The deputies, in turn, had their vice-deputies (ko-shugo-dai), to whom the name daikwan (another term for "deputy") was often given. These daikwan were selected from among the members or vassals of a shugo's family to act provisionally as shugo-dai. As for the jito, from the middle of the Kamakura epoch their posts became mere sinecures, the emoluments going to support their families, or being paid over to a temple or shrine. Occasionally the office was sold or pawned. The comparatively small areas of land within which the jito officiated soon came to be recognized as their private domains, but after the Onin commotion this system underwent a change, the jito becoming vassals of the shugo. Many, however, held their original position until the middle of the sixteenth century. In the days of Toyotomi Hideyoshi and Oda Nobunaga—namely, the second half of the sixteenth century—the name jito was given to the headman of a village or district, who served as the immediate representative of authority.
But after the Onin War (1467-1469), military lords started living entirely on their own lands and ignored requests from the Bakufu. Additionally, these lords forced all jito and go-kenin in their areas to become their vassals. Before the Onin period, the shugo mostly lived in Kyoto, letting deputies (shugo-dai) handle their provincial duties, with these deputies being chosen by the shugo and approved by the Bakufu. Now, that selection process was eliminated, making the position hereditary. So, figures like Yusa of the Hatakeyama, Oda of the Shiba, and Uragami of the Akamatsu are examples of deputies who permanently settled in their provinces and gained even more influence than their leaders. The deputies also had their vice-deputies (ko-shugo-dai), sometimes referred to as daikwan (another term for "deputy"). These daikwan were chosen from members or vassals of a shugo's family to temporarily act as shugo-dai. As for the jito, starting from the middle of the Kamakura period, their positions became just figureheads, with the earnings intended to support their families or to be handed over to a temple or shrine. Sometimes the office was sold or pawned. The relatively small areas of land where the jito served soon began to be viewed as their private properties, but after the Onin upheaval, this system changed, and the jito became vassals of the shugo. However, many maintained their original roles until the mid-sixteenth century. During the time of Toyotomi Hideyoshi and Oda Nobunaga—in the second half of the sixteenth century—the term jito was used for the headman of a village or district, who acted as the direct representative of authority.
FINANCE
Cultivated land (koden) was the great source of official revenue. The area under rice—the principal staple of production—in the middle of the fifteenth century was about a million of cho,* or two and a half million acres; and this was owned by the Court, the Court nobles, the military magnates, the temples, and the shrines. From an uncertain date, but probably the close of the Kamakura Bakufu, the area of a domain ceased to be calculated in terms of cho and tan and was expressed in kwan (one thousand cash, or mori). The use of the kwanior this purpose had reference to the military service leviable upon the land. Thus, when land of one hundred kwan-mon was mentioned, an area capable of supporting military service valued at one hundred kwan-mon was understood. The calculation was very simple: one tsubo corresponded to one mon, so that one kwan-mon represented one thousand tsubo for the purposes of this assessment.**
Cultivated land (koden) was the main source of government revenue. By the middle of the fifteenth century, the area dedicated to rice—the primary staple—was around a million cho,* or two and a half million acres. This land was owned by the Court, Court nobles, military leaders, temples, and shrines. From an uncertain date, probably toward the end of the Kamakura shogunate, the size of a domain stopped being measured in cho and tan and was instead expressed in kwan (one thousand cash, or mori). The use of kwan for this purpose was related to the military service required from the land. So, when land valued at one hundred kwan-mon was mentioned, it referred to an area capable of supporting military service worth one hundred kwan-mon. The calculation was straightforward: one tsubo was equal to one mon, meaning that one kwan-mon equated to one thousand tsubo for this assessment.**
*The cho was equal to 10 tan, and the tan comprised 360 tsubo, the tsubo being a square of 6 feet side. At present the area under cultivation is some 3 millions of cho (7.5 millions of acres).
*The cho was equal to 10 tan, and the tan was made up of 360 tsubo, with each tsubo being a square that measures 6 feet on each side. Currently, the area being cultivated is about 3 million cho (7.5 million acres).
**In the Ashikaga era the unit of currency may be said to have been the copper cash of China—called Eiraku-sen after the name (Chinese, Yunglo) of the Chinese year period when it was issued. Gold and silver coins were also in use; namely, the gold ryo, which was equivalent to 10 silver ryo; but their circulation was comparatively small. The gold ryo was equal to 2000 mon of copper coins, and as 100 mon purchased 1 to (one-tenth part of a koku) of rice, it follows that the gold ryo represented 2 koku, or 30 yen of modern currency, the silver ryo representing 3 yen (1 yen=2 shillings-50 cents). It follows also that 10 strings of cash (one kwan) were worth a koku of rice, or 15 yen. As for silk piece-goods, 1 roll (hiki = 48 yards) of the best kind was worth 45 yen, and the second and third-class kinds ranged from 33 to 22.5 yen. Finally, in the year 1498, the records show that the daily wage of a labourer was some 16 sen of modern money (about 4 pence or 8 cents).
**During the Ashikaga period, the main currency was the copper cash from China, known as Eiraku-sen, named after the Chinese year period (Yunglo) when it was issued. Gold and silver coins were also used, specifically the gold ryo, which was worth 10 silver ryo. However, these precious metals were not as widely circulated. The gold ryo was equivalent to 2000 mon of copper coins, and since 100 mon bought 1 to (one-tenth of a koku) of rice, it means the gold ryo was equal to 2 koku, or 30 yen in today's money, while the silver ryo was worth 3 yen (1 yen = 2 shillings, or 50 cents). Therefore, 10 strings of cash (one kwan) were valued at a koku of rice, or 15 yen. For silk fabrics, the best quality roll (hiki = 48 yards) cost 45 yen, while second and third-class varieties ranged from 33 to 22.5 yen. Finally, in 1498, records indicate that a laborer's daily wage was about 16 sen in modern currency (around 4 pence or 8 cents).**
From various documents it appears that the three grades of land—best, medium, and inferior—were taxed at the rate of sixty, forty, and thirty per cent., respectively, of the yield. In other words, the average land-tax was forty per cent, of the yield—called shi-ko roku-min—or four parts to the Government and six to the farmer. If we consider the rates between the current price of land and the tax, there is a record, dated 1418, which shows that the tax levied by a temple—Myoko-ji—was twenty per cent, of the market price of the land. But it would seem that the ratio in the case of Government taxation was much smaller, being only one and a half per cent, of the market value. There were, however, other imposts, which, though not accurately stated, must have brought the land-tax to much more than forty per cent, of the yield.
From various documents, it seems that the three categories of land—high quality, medium quality, and low quality—were taxed at rates of sixty, forty, and thirty percent, respectively, of the yield. In other words, the average land tax was forty percent of the yield—known as shi-ko roku-min—which meant four parts went to the government and six parts to the farmer. If we look at the rates compared to the current price of land and the tax, there's a record from 1418 showing that the tax charged by a temple—Myoko-ji—was twenty percent of the land's market price. However, it appears that the ratio for government taxation was much lower, only one and a half percent of the market value. There were also other fees, which, although not clearly stated, must have raised the land tax to significantly more than forty percent of the yield.
Turning to the Imperial Court, we find it supported by domains hereditarily held; by contributions from the seizei (expediency taxes, that is to say, taxes set aside for extraordinary State requirements); by occasional presents, and by revenues from kugoden (private Imperial land). The Court nobles had their own domains, usually small. All these estates, those of the Crown, of princes, and of Court nobles, were subject to a system called hansai. That is to say, one-half of their revenues were leviable for military purposes. Originally this impost was understood to be a loan to the Bakufu, but ultimately it came to be regarded as a normal levy, though its practical effect was to reduce the revenue from such domains by one-half. Moreover, as the arrogance of the military magnates in the provinces grew more insistent, and as the Bakufu's ability to oppose them became less effective, the domain of the Court nobles suffered frequent encroachments.
Looking at the Imperial Court, we see it was supported by lands owned by noble families, contributions from seizei (special taxes for urgent State needs), occasional gifts, and income from kugoden (private Imperial land). The Court nobles had their own lands, usually small. All these estates, whether Crown, princes, or Court nobles, followed a system called hansai. This meant that half of their income was required for military purposes. Initially, this tax was seen as a loan to the Bakufu, but over time it was seen as a normal tax, even though it effectively cut the revenue from these lands by half. Furthermore, as the power of military leaders in the provinces grew stronger and the Bakufu found it harder to oppose them, the lands of the Court nobles faced frequent encroachments.
REVENUES OF THE BAKUFU
One source of revenue for the Bakufu was its domains in various places; another was the buke-yaku, or military-house dues. These were at first two per cent, of the land-tax of the house concerned, but afterwards they increased to five per cent. Thus an estate paying one hundred koku in the form of land-tax, had to pay a further five koku as buke-yaku, the latter proceeds being sent to Kyoto for the use of the shogun's household. Another important levy was the tansen, which, as its name implies, was a land-rate levied at so much per tan (one-quarter of an acre), the proceeds being devoted to special purposes, as, for example, to defray the cost of grand ceremonials or of new edifices. The records show one payment of tansen which works out at fifty mon per tan. Another document indicates that the monthly expenses of the Man-dokoro were some sixty kwanmon and that they were defrayed by levying taxes upon pawnbrokers and sake-dealers in Kyoto and in Omi province. The latter tax (shuko-zei) is shown to have been, on one occasion, two kwan eight hundred mon per house. The Bakufu collected dues on foreign commerce, also, and miscellaneous imposts of an irregular character made no small addition to its income.
One source of revenue for the Bakufu was its lands in various locations; another was the buke-yaku, or military-house dues. Initially, these were two percent of the land tax of the household involved, but they later increased to five percent. Therefore, an estate that owed one hundred koku in land tax had to pay an additional five koku as buke-yaku, with the latter funds being sent to Kyoto for the shogun's household. Another significant tax was the tansen, which, as its name suggests, was a land rate charged per tan (one-quarter of an acre). The proceeds were used for special purposes, such as covering the costs of grand ceremonies or constructing new buildings. Records indicate one tansen payment calculated to fifty mon per tan. Another document shows that the monthly expenses of the Man-dokoro were around sixty kwanmon, which were covered by taxing pawnbrokers and sake dealers in Kyoto and Omi province. This latter tax (shuko-zei) was recorded at one point as two kwan eight hundred mon per household. The Bakufu also collected fees from foreign trade, and various irregular taxes contributed significantly to its income.
REVENUE OF SHRINES AND TEMPLES
Temples and shrines derived part of their income from port-dues and barrier-tolls. Thus, the Hachiman temple of Iwashimizu received tolls from all traffic passing the Yamazaki barrier; Kofuku-ji levied duties on vessels entering Hyogo port, and Engaku-ji of Kamakura collected tolls at the Hakone barrier (sekisho). Such taxes proving very prolific and easy to levy, the number of barriers increased rapidly, to the no small obstruction of trade and travel. Further, the priests were constantly enriched with donations of land and money, in addition to the rents and taxes obtained from their own domains, and thus it resulted that several of the great monasteries possessed much wealth. To that fact is to be attributed the numerous establishments of soldier-priests maintained at Enryaku-ji, on Hiei-zan, and at Kofuku-ji, in Nara. To that also is to be ascribed in part the signal development of literature among the friars, and the influence wielded by the Shinto officials of Kitano and the betto of Hachiman.
Temples and shrines got part of their income from port fees and tolls. For example, the Hachiman temple of Iwashimizu collected tolls from all traffic passing the Yamazaki barrier; Kofuku-ji charged duties on ships entering Hyogo port, and Engaku-ji in Kamakura collected tolls at the Hakone barrier (sekisho). These taxes were very profitable and easy to collect, leading to a rapid increase in the number of barriers, which significantly hindered trade and travel. Additionally, priests were often enriched through donations of land and money, along with rents and taxes from their own properties, resulting in several major monasteries accumulating considerable wealth. This wealth contributed to the many soldier-priests supported at Enryaku-ji on Hiei-zan and Kofuku-ji in Nara. It also partly explains the notable growth of literature among the monks, as well as the influence held by the Shinto officials of Kitano and the betto of Hachiman.
REVENUE OF JITO
A special tax levied by the jito was the hyakusho-yaku, or farmers' dues. These were one per cent, of the land-tax originally, but the rate was subsequently doubled. Other heavy imposts were frequently and arbitrarily enacted, and there can be no doubt that financial disorder contributed materially to bringing about the terrible calamities of the Battle era (Sengoku Jidai), as the period of eleven decades ending in 1600 is called. For, if the fiscal system was thus defective during the comparatively prosperous age of the Ashikaga, it fell into measureless confusion at a later date. It has been stated above that the area under rice cultivation at the middle of the fifteenth century was about one million did; at the close of that century the figure was found to have decreased by more than fifty thousands of cho. From such a result, opposed as it is to all records of normal development, the unhappy plight of the agricultural classes may be inferred.
A special tax imposed by the jito was the hyakusho-yaku, or farmers' dues. This started at one percent of the land tax but was later doubled. Other heavy taxes were often imposed randomly, and it's clear that financial chaos played a significant role in causing the terrible disasters of the Battle era (Sengoku Jidai), which lasted for eleven decades and ended in 1600. If the financial system was already flawed during the relatively prosperous time of the Ashikaga, it descended into complete chaos later on. It has already been mentioned that the area used for rice cultivation in the mid-fifteenth century was about one million d. By the end of that century, this number had dropped by more than fifty thousand cho. This significant decline, which contradicts all records of normal progress, suggests the dire situation of the farming population.
TOKENS OF CURRENCY
Minting operations also were discontinued under the Ashikaga. Cotton cloth and rice served as principal media of exchange. Fortunately, commerce with China in the days of the Ming rulers, and Yoshimasa's undignified though practical requests, brought a large supply of Yunglo (Japanese, Eiraku) copper cash, which, with other Chinese coins of the Tang and Sung dynasties, served the Japanese as media. This fortuitous element was conspicuous in all the domain of finance, especially after the Onin War, when the territorial magnates fixed the taxes at their own convenience and without any thought of uniformity. One of the only sincere and statesmanlike efforts of reform was made, in 1491, by Hojo Soun. He reduced the rate then ruling, namely, equal parts to the tax-collector and to the taxpayer, and made it forty per cent, to the former and sixty to the latter, and he ordained that any jito collecting so much as a mon in excess of the official figure, should be severely punished. How the people fared elsewhere it is not possible to say accurately, but the records show that extraordinary imposts were levied frequently, and that the tansen was exacted again and again, as also were taxes on trades. As for the Imperial household, such was its condition that it barely subsisted on presents made by certain military magnates, so complete was the decentralization of the empire in this period.
Minting operations were also stopped during the Ashikaga period. Cotton cloth and rice became the main forms of exchange. Luckily, trade with China during the Ming dynasty, along with Yoshimasa's rather undignified but practical requests, brought a large supply of Yunglo (Japanese, Eiraku) copper coins, which, along with other Chinese coins from the Tang and Sung dynasties, were used in Japan as currency. This fortunate occurrence was evident throughout the financial system, especially after the Onin War, when local lords set taxes as they pleased, without any regard for consistency. One of the few genuine and statesmanlike attempts at reform happened in 1491, led by Hojo Soun. He changed the existing tax rate, which had been split equally between the tax collector and the taxpayer, to 40% for the former and 60% for the latter. He also mandated that any jito collecting even a single mon more than the official amount would face serious consequences. It’s hard to say exactly how people fared in other regions, but records indicate that unusually high taxes were often imposed, and the tansen was repeatedly collected, along with taxes on various trades. As for the Imperial household, it was in such a poor state that it barely survived on gifts from certain military leaders, highlighting the complete decentralization of the empire during this time.
ATTITUDE OF THE ASHIKAGA TOWARDS THE THRONE
The policy of the Ashikaga towards the Daikagu-ji line (the Southern Court) of the Imperial house was evidently one of complete elimination at the outset. But the impossibility of achieving such a programme soon came to be recognized and reconciliation was substituted. Thenceforth, in appearance at all events, the representatives of the Daikagu-ji line received due consideration and were sufficiently provided with incomes, as witness the treatment of the ex-Emperor Go-Kameyama by Yoshimitsu. But subsequent and repeated neglect of the claims of the Southern branch in regard to the vital matter of the succession betrayed the insincerity of the Ashikaga, and provoked frequent appeals to arms.
The Ashikaga's approach to the Daikagu-ji line (the Southern Court) of the Imperial family initially aimed to completely eliminate it. However, they soon recognized that this plan was impossible and instead sought reconciliation. From then on, at least on the surface, representatives of the Daikagu-ji line were given proper consideration and received adequate incomes, as seen in how Yoshimitsu treated the ex-Emperor Go-Kameyama. Yet, the ongoing neglect of the Southern branch's claims regarding the crucial issue of succession revealed the Ashikaga’s lack of sincerity, leading to frequent calls for military action.
The situation may be said to have been saved by the habit inaugurated at the close of the Heian epoch. From that time princes and nobles who saw no prospect of secular distinction began to take the tonsure, and this retirement to the cloister was assiduously encouraged by the Muromachi shoguns. A similar policy commended itself in the case of princes of the Jimyo-in branch (the Northern Court). It is true that, from the first, the representatives of this line had relied on the Bakufu, whether of Kamakura or of Muromachi. But in their hearts they deeply resented the usurpation of the shogunate, and the latter, fully cognisant of that sentiment, guarded against its effective display by providing only meagre allowances for the support of the Imperial household (Kinri) and the ex-Emperor's household (Sendo), and by contriving that only young and delicate princes should succeed to the throne. Thus, of seven sovereigns who reigned between 1336 and 1464, the oldest was only sixteen at the time of his succession and the youngest was six. When an Emperor reached maturity, it was usual that he should abdicate and administer thenceforth from the Inchu. Thus the influence of the Court was divided between the Kinri and the Sendo—the reigning sovereign and the retired. But the real depository of power was the shikken (regent) of the Inchu, to which office a member of the Hino family, maternal relatives of the Bakufu, was habitually appointed. When Yoshinori was shogun, he himself acted as shikken of the Inchu. As for the Court officials properly so called, from the kwampaku downwards, they were mere figureheads. Holding their posts, indeed, as of old, they constituted, not administrative actors, but an audience.
The situation was saved by the habit that began at the end of the Heian period. From that point on, princes and nobles who saw no chance for worldly distinction started to shave their heads, and this move to take on monastic life was strongly encouraged by the Muromachi shoguns. A similar approach was adopted for the princes of the Jimyo-in branch (the Northern Court). It’s true that these representatives always relied on the Bakufu, whether from Kamakura or Muromachi. However, they secretly resented the shogunate's power grab, and the shogunate, aware of this feeling, ensured it was kept under control by providing only limited funds for the Imperial household (Kinri) and the ex-Emperor's household (Sendo), while making sure that only young and frail princes took the throne. As a result, of the seven emperors who ruled between 1336 and 1464, the oldest was only sixteen when he became emperor and the youngest was six. Once an emperor reached adulthood, he would typically step down and govern from the Inchu. Thus, the influence of the Court was split between the Kinri and the Sendo—the ruling emperor and the retired one. But the true source of power was the shikken (regent) of the Inchu, which was usually held by a member of the Hino family, who were maternal relatives of the Bakufu. When Yoshinori was shogun, he acted as the shikken of the Inchu. As for the Court officials, from the kwampaku downward, they were just symbols of authority. Although they held their titles as before, they were not actual administrators, but merely an audience.
YOSHIMITSU AND THE THRONE
The shogun Yoshimitsu instituted the custom of inviting the sovereign to his mansion, and thenceforth such visits became a recognized feature of the relations between the Imperial and the Muromachi Courts. Yoshimitsu himself frequently repaired to the Kinri and the Sendo, and frequently accompanied the Empresses and their ladies on social visits or pleasure excursions. He is said to have gone in and out at the Imperial palaces without the slightest reserve, and on more than one occasion history accuses him of flagrantly transgressing the limits of decency in his intercourse with Suken-mon-in, mother of the Emperor Go-Enyu. As a subverter of public morals, however, the palm belongs, not to Yoshimitsu, but to his immediate successor, Yoshimochi. He is said to have visited the Kinri and the Sendo six or seven times every month, and to have there indulged in all kinds of licence. History says, indeed, that he was often unable to appear at Court owing to illness resulting from intoxication.
The shogun Yoshimitsu started the tradition of inviting the emperor to his mansion, and from then on, these visits became a common part of the relationship between the Imperial and Muromachi Courts. Yoshimitsu often went to the Kinri and the Sendo and frequently joined the empresses and their ladies on social visits or outings. It's said he moved in and out of the Imperial palaces without any hesitation, and on more than one occasion, history has accused him of crossing the line in his interactions with Suken-mon-in, the mother of Emperor Go-Enyu. However, when it comes to undermining public morals, the real blame lies not with Yoshimitsu but with his immediate successor, Yoshimochi. He reportedly visited the Kinri and the Sendo six or seven times a month, where he gave in to all sorts of excess. History even claims he often couldn't attend Court due to illnesses caused by drinking too much.
PRINCES AND PRIESTS
As to the fact that, from the close of the Heian epoch, the cloister often proved a prison for Imperial princes whose ambition might have been troublesome had they remained at large, the following figures are eloquent:
As for the fact that, from the end of the Heian period, the cloister often became a prison for Imperial princes whose ambitions could have been problematic if they had stayed free, the following figures speak volumes:
Number entering religion
Number of people entering religion
Of 8 sons born to Emperor Fushimi (1287-1298) 7
Of the 8 sons born to Emperor Fushimi (1287-1298), 7
9 " " " Emperor Go-Fushimi (1298-1301) 9
9 " " " Emperor Go-Fushimi (1298-1301) 9
4 " " " Emperor Hanazono (1307-1318) 4
4 " " " Emperor Hanazono (1307-1318) 4
2 " " " Emperor Suko (1348-1352) 2
2 " " " Emperor Suko (1348-1352) 2
9 " " " Prince Sadatsune, 8 grandson of the Emperor Suko
9 " " " Prince Sadatsune, 8 grandson of Emperor Suko
14 " " " Emperor Go-Kogon (1352-1371) 14
14 " " " Emperor Go-Kogon (1352-1371) 14
Absolute accuracy is not claimed for these figures, but they are certainly close approximations. In fact, under the Muromachi Bakufu, every son of a sovereign, except the Prince Imperial, was expected to become a monk. The Ashikaga adopted a similar system and applied it ruthlessly in their own families. In truth, the Ashikaga epoch was notorious for neglect of the obligations of consanguinity. Father is found pitted against son, uncle against nephew, and brother against brother.
Absolute accuracy isn't promised for these figures, but they are definitely close estimates. In fact, during the Muromachi Bakufu, every son of a sovereign, except the Prince Imperial, was expected to become a monk. The Ashikaga adopted a similar system and enforced it strictly in their own families. The Ashikaga period was known for a lack of respect for family obligations. Fathers were pitted against sons, uncles against nephews, and brothers against brothers.
ENGRAVING: TILES OF THE DAIBUTSUDEN OF TODAI-JI
ENGRAVING: DECORATION OF TOKONOMA (AN ALCOVE IN A JAPANESE
PARLOUR)—Muromachi Period
ENGRAVING: DECORATION OF TOKONOMA (AN ALCOVE IN A JAPANESE
PARLOUR)—Muromachi Period
CHAPTER XXXII
FOREIGN INTERCOURSE, LITERATURE, ART, RELIGION, MANNERS, AND CUSTOMS IN THE MUROMACHI EPOCH
FOREIGN INTERCOURSE
AFTER the Mongol invasion of Kyushu, Japan held no intercourse with the outer world for several decades, nor does her friendship seem to have been sought by any oversea nation. In the closing year of the thirteenth century, merchantmen flying the Yuan flag are reported to have arrived, but the record is nebulous, and the same may be said of a passing reference that, in 1341, Japanese vessels were sent to China to procure articles manufactured there. We reach more solid ground a year later (1342), when the Ashikaga chief, Takauji, being engaged in building the temple Tenryu-ji, opened trade with China for the purpose of obtaining apparatus, vestments, and works of art. The number of vessels was limited to two annually, and the trade must not exceed five hundred kwan-mon (£750, or $3700). Some of the objects then carried to Japan survive to this day in the form of celadon vases known in Japan as Tenryuji-seiji.* Meanwhile, not a few Buddhist priests crossed the sea from China to preach their faith, and it is certain that during the War of the Dynasties in Japan, when the south of the country was in a state of anarchy, privateering in Korean waters was freely resorted to by Japanese adventurers. A Korean envoy arrived at Fukuhara, in Settsu, in 1367, bearer of a strong protest against this marauding, and declaring that for a decade past assassination and plunder had been freely practised by Japanese subjects on the inhabitants of the Korean littoral. China and Korea were then in a troubled condition.
AFTER the Mongol invasion of Kyushu, Japan had no contact with the outside world for several decades, nor did any foreign nation seem to seek friendship with her. In the last year of the thirteenth century, merchant ships flying the Yuan flag are said to have arrived, but the record is vague, and the same goes for a brief mention in 1341 that Japanese ships were sent to China to get manufactured goods. We find more concrete information a year later (1342), when the Ashikaga leader, Takauji, while constructing the Tenryu-ji temple, opened trade with China to obtain equipment, clothing, and artwork. The number of ships allowed was limited to two per year, and trade could not exceed five hundred kwan-mon (£750, or $3700). Some of the items brought to Japan during this time still exist today as celadon vases known in Japan as Tenryuji-seiji.* Meanwhile, quite a few Buddhist priests traveled from China to spread their faith, and it's clear that during the War of the Dynasties in Japan, when the southern part of the country was in chaos, Japanese adventurers frequently turned to privateering in Korean waters. A Korean envoy arrived at Fukuhara, in Settsu, in 1367, carrying a strong protest against this raiding and stating that for the past decade, assassination and looting had been rampant by Japanese subjects against the people living along the Korean coast. At that time, both China and Korea were in a state of turmoil.
*The merchantmen received the name of Tenryuji-bune (bune signifies "ship")
*The merchant ships were called Tenryuji-bune (bune means "ship")
In the year (1368) after the arrival of this envoy, the Yuan dynasty went down in China before the Ming, and in Korea the kingdom of Koma was overthrown, the Yi dynasty rising on its ruins and calling the peninsula Chosen. The Ming sovereign immediately attempted to establish tradal intercourse with Japan, but the negotiations failed, and not until 1392 is there any record of oversea relations. Then, at length, Korea's protest elicited a reply from Japan. The shogun, Yoshimitsu, sent to Chosen a despatch, signifying that piracy had been interdicted, that all captives would be returned, and that he desired to establish friendly relations. It appears that at that time China also suffered from the depredations of Japanese corsairs, for the annals say that she repeatedly remonstrated, and that, in 1401, Yoshimitsu despatched to China an envoy carrying presents and escorting some Chinese subjects who had been cast away on the Japanese coast or carried captive thither. Another record suggests that the Chinese Emperor was perplexed between the two warring Courts in Japan. At the time of his accession, a body of Mongol fugitives established themselves in Shantung, where they received assistance from some Japanese adventurers. The Ming sovereign opened communications on the subject with Prince Kanenaga, who held Kyushu in the interests of the Southern Court, but the tone of the Chinese monarch was so arrogant that Prince Kanenaga made no reply. Then Taitsu employed a Buddhist priest, but the character of this bonze having been detected, he was thrown into prison.
In the year 1368, after the arrival of this envoy, the Yuan dynasty fell in China to the Ming, and in Korea, the kingdom of Koma was overthrown, leading to the rise of the Yi dynasty which renamed the peninsula Chosen. The Ming emperor immediately tried to establish trade relations with Japan, but the negotiations failed, and it wasn't until 1392 that there are records of overseas relations. Eventually, Korea's protest received a response from Japan. The shogun, Yoshimitsu, sent a message to Chosen, stating that piracy had been banned, all captives would be returned, and he wanted to build friendly relations. At that time, it seems China was also facing attacks from Japanese pirates, as historical records indicate that China repeatedly complained, and in 1401, Yoshimitsu sent an envoy to China with gifts and accompanied some Chinese subjects who had ended up on the Japanese coast or had been captured. Another record suggests that the Chinese Emperor was confused by the two warring factions in Japan. When he came to power, a group of Mongolian fugitives settled in Shantung, where they received help from some Japanese adventurers. The Ming emperor reached out to Prince Kanenaga, who controlled Kyushu for the Southern Court, but the Chinese emperor's attitude was so arrogant that Prince Kanenaga did not respond. Then, Taitsu tried to employ a Buddhist monk, but when the monk's true character was revealed, he was imprisoned.
These things happened in 1380. In the following year Taitsu despatched a duly credited envoy who used menacing language and was sent back with a defiance from Prince Kanenaga. The priest, however, was set free in 1382, and having learned while in Japan that two Courts were disputing the title to the Crown, he informed the Chinese sovereign in that sense, and the latter subsequently addressed himself to Kyoto, with the result noted above, namely, that Yoshimitsu opened friendly relations (1401). It was to the Ouchi family of Suwo that the management of intercourse with Chosen was entrusted, the latter sending its envoys to Yamaguchi. Subsequently, after Ouchi Yoshihiro's disaffection and disaster, a Buddhist priest and well-known artist, Soami, acted as Muromachi's envoy to the Ming Court, being accompanied by a merchant, Koetomi, who is described as thoroughly conversant with Chinese conditions. By these two the first commercial treaty was negotiated. It provided that an envoy should be sent by each of the contracting parties in every period of ten years, the suite of this envoy to be limited to two hundred, and any ship carrying arms to be regarded as a pirate.
These events took place in 1380. The following year, Taitsu sent a properly authorized envoy who used threatening language and was sent back with a refusal from Prince Kanenaga. However, the priest was released in 1382, and while in Japan, he learned that two courts were arguing over the crown. He informed the Chinese emperor about this, and as a result, the emperor reached out to Kyoto, leading to Yoshimitsu establishing friendly relations in 1401. The Ouchi family from Suwo was given the responsibility for dealings with Chosen, which sent its envoys to Yamaguchi. Later, after Ouchi Yoshihiro's falling out and downfall, a Buddhist priest and renowned artist named Soami acted as Muromachi’s envoy to the Ming Court, accompanied by a merchant named Koetomi, who was said to be well-informed about Chinese affairs. Together, they negotiated the first commercial treaty, which stipulated that each party would send an envoy every ten years, with the envoy's retinue limited to two hundred people, and any ship carrying weapons would be considered a pirate.
The first envoy from the Ming Court under this treaty was met by Yoshimitsu himself at Hyogo, and being escorted to Kyoto, was hospitably lodged in a hotel there. Instructions were also issued from Muromachi to the officials in Kyushu, peremptorily interdicting piracy and ordering the arrest of any that contravened the veto. Further, the high constables in several provinces were enjoined to encourage trade with China by sending the best products of their localities. In fact, Yoshimitsu showed himself thoroughly earnest in promoting oversea commerce, and a considerable measure of success attended his efforts. Unfortunately, an interruption was caused in 1419, when some seventeen thousand Koreans, Mongolians, and "southern barbarians"—a name given promiscuously to aliens—in 227 ships, bore down on Tsushima one midsummer day and were not driven off until the great families of Kyushu—the Otomo, the Shoni, the Kikuchi, and the Shiba—had joined forces to attack the invaders. The origin of this incident is wrapped in mystery, but probably the prohibition of Japanese pirates was not enforced for the protection of Chosen, and the assault on Tsushima was a desperate attempt at retaliation.
The first envoy from the Ming Court under this treaty was welcomed by Yoshimitsu himself at Hyogo. After being escorted to Kyoto, he was warmly accommodated in a hotel there. Instructions were also sent from Muromachi to the officials in Kyushu, strongly prohibiting piracy and ordering the arrest of anyone who violated this ban. Additionally, the high constables in several provinces were urged to promote trade with China by sending their best local products. In fact, Yoshimitsu was genuinely committed to expanding overseas commerce, and he achieved a significant degree of success. Unfortunately, in 1419, an interruption occurred when about seventeen thousand Koreans, Mongolians, and "southern barbarians"—a term used loosely for outsiders—attacked Tsushima one midsummer day with 227 ships. They were not driven off until the major clans of Kyushu—the Otomo, the Shoni, the Kikuchi, and the Shiba—united to fight the invaders. The reasons behind this incident remain unclear, but likely the ban on Japanese pirates was not enforced to protect Chosen, and the attack on Tsushima was a desperate act of retaliation.
Yoshimochi, however, who was then shogun, seems to have associated China with the invasion, for a Ming envoy, arriving just at the time of the contest, was indignantly refused audience. Thereafter, the tandai appointed from Muroinachi to administer the affairs of Kyushu was driven out by the Shoni family, and the shogun's policy of checking piracy ceased to be enforced, so that the coasts of China and Chosen were much harried, all legitimate commerce being suspended. When Yoshinori became shogun, however, this was one of the directions in which he turned his reforming hand. A Buddhist priest, Doen, proceeded to the Ming Court as Muromachi's delegate, and the Chinese sovereign agreed to restore the old relations, transmitting for that purpose a hundred tallies to be carried by the merchantmen. These tallies were distributed to several high constables, to five great temples, and to merchants in Hyogo and Sakai, the corresponding tallies* being entrusted to the Ouchi family, which, having now recovered its power, was charged with the duty of superintending the trade with China. Meanwhile, So Sadamori of Tsushima had established commercial relations with Chosen, and received from thence a yearly consignment of two hundred koku of soy beans, the vessel that carried the staple being guarded by boats known as Tsushima-bune.
Yoshimochi, who was the shogun at the time, seemed to link China with the invasion, as a Ming envoy who arrived during the conflict was angrily denied an audience. After that, the tandai appointed from Muroinachi to manage affairs in Kyushu was ousted by the Shoni family, and the shogun's efforts to combat piracy fell by the wayside, leading to significant disruption along the coastlines of China and Chosen, with all legitimate trade coming to a halt. However, when Yoshinori became shogun, this was one of the areas he focused on reforming. A Buddhist priest named Doen went to the Ming Court as a representative from Muromachi, and the Chinese ruler agreed to restore the previous relations, sending over a hundred tallies to be carried by merchants. These tallies were given to several high constables, five major temples, and merchants in Hyogo and Sakai, with the corresponding tallies entrusted to the Ouchi family, which had regained its influence and was responsible for overseeing trade with China. Meanwhile, So Sadamori from Tsushima had established trade relations with Chosen and received an annual shipment of two hundred koku of soybeans, with the ship transporting the goods being escorted by boats known as Tsushima-bune.
*The tallies were cards on which a line of ideographs were inscribed. The card was then cut along the line, and a moiety was given to the trader, the corresponding moiety being kept by the superintendent.
*The tallies were cards with a line of symbols written on them. The card was then cut along the line, and one half was given to the trader, while the other half was kept by the superintendent.*
Thus, it fell out that the right of supervising the trade with China and Korea came into the exclusive possession of the Ouchi and the So, respectively, and being liberally encouraged, brought great wealth to them as well as to other territorial magnates of the central and southern provinces. The records show that large profits were realized. Four or five hundred per cent, is spoken of, and, further, the Ming sovereign, in Yoshimasa's time, responded generously, as has been already shown, to the shogun's appeal for supplies of copper cash. One Japanese fan could be exchanged for a copy of a valuable book, and a sword costing one kwan-mon in Japan fetched five kwan-mon in China. Such prices were paid, however, for rare goods only, notably for Japanese raw silk, fifty catties (sixty-seven lbs.) of which sold for ten kwan-mon (£15, or $75, approximately). Gold, too, was much more valuable in China than in Japan. Ten ryo of the yellow metal could be obtained in Japan for from twenty to thirty kwan-mon and sold in China for 130. Sealskins, swords, spears, pepper, sulphur, fans, lacquer, raw silk, etc. were the chief staples of exports; and velvet, musk, silk fabrics, porcelains, etc., constituted the bulk of the imports. The metropolis being Kyoto, with its population of some 900,000, Hyogo was the most important harbour for the trade, and after it came Hakata,* in Chikuzen; Bonotsu, in Satsuma; Obi, in Hyuga, and Anotsu, in Ise. The customs duties at Hyogo alone are said to have amounted to the equivalent of £15,000, or $75,000, annually.
Thus, it turned out that the right to oversee trade with China and Korea became solely held by the Ouchi and the So, respectively. This was generously supported and brought significant wealth to them as well as to other regional leaders in the central and southern provinces. Records indicate that large profits were made. Figures of four or five hundred percent are mentioned, and additionally, the Ming emperor, during Yoshimasa's reign, generously responded to the shogun's request for copper cash supplies, as previously detailed. One Japanese fan could be traded for a copy of a valuable book, and a sword that cost one kwan-mon in Japan could sell for five kwan-mon in China. Such prices, however, were only paid for rare goods, particularly for Japanese raw silk, where fifty catties (sixty-seven lbs.) sold for ten kwan-mon (£15, or about $75). Gold was also much more valuable in China than in Japan. Ten ryo of gold could be bought in Japan for twenty to thirty kwan-mon and sold in China for 130. The main export goods included sealskins, swords, spears, pepper, sulfur, fans, lacquer, raw silk, etc., while velvet, musk, silk fabrics, porcelain, etc., made up the bulk of the imports. The capital city was Kyoto, with a population of around 900,000, and Hyogo was the most important harbor for trade, followed by Hakata in Chikuzen, Bonotsu in Satsuma, Obi in Hyuga, and Anotsu in Ise. Customs duties at Hyogo alone were said to amount to the equivalent of £15,000, or $75,000, annually.
*Hakata's place was subsequently taken by Hirado.
*Hirado later took over Hakata's spot.
In China, Ningpo was the chief port. It had a mercantile-marine office and an inn for foreign guests. The tribute levied on the trade was sent thence to Nanking. In size the vessels employed were from 50 to 130 tons, greater dimensions being eschewed through fear of loss. An invoice shows that the goods carried by a ship in 1458 were: sulphur (410,750 lbs.); copper (206,000 lbs.); spears (11); fans (1250); swords (9500); lacquered wares (634 packages), and sapan-wood (141,333 lbs.). During the days of Yoshimasa's shogunate such profits were realized that overtrading took place, and there resulted a temporary cessation. Fifty years later, when Yoshiharu ruled at Muromachi (1529), a Buddhist priest, Zuisa, sent by the shogun to China, and an envoy, Sosetsu, despatched by the Ouchi family, came into collision at Ningpo. It was a mere question of precedence, but in the sequel Zuisa was seized, Ningpo was sacked, and its governor was murdered. The arm of the shogun at that time could not reach the Ouchi family, and a demand for the surrender of Sosetsu was in vain preferred at Muromachi through the medium of the King of Ryukyu. Yoshiharu could only keep silence.
In China, Ningpo was the main port. It had a trade office and an inn for foreign visitors. The taxes collected on trade were sent from there to Nanking. The ships used ranged from 50 to 130 tons, with larger sizes avoided out of fear of loss. An invoice from 1458 shows that the goods carried by a ship included: sulfur (410,750 lbs.); copper (206,000 lbs.); spears (11); fans (1,250); swords (9,500); lacquered wares (634 packages), and sapan-wood (141,333 lbs.). During Yoshimasa's shogunate, such high profits were made that overtrading occurred, leading to a temporary halt. Fifty years later, when Yoshiharu ruled at Muromachi (1529), a Buddhist priest named Zuisa, sent by the shogun to China, and an envoy, Sosetsu, sent by the Ouchi family, had a conflict in Ningpo. It was just a matter of who had priority, but as a result, Zuisa was captured, Ningpo was looted, and its governor was killed. At that time, the shogun's influence couldn’t reach the Ouchi family, and a request for Sosetsu's surrender was unsuccessfully made at Muromachi through the King of Ryukyu. Yoshiharu could only remain silent.
The Ming sovereign subsequently (1531) attempted to exact redress by sending a squadron to Tsushima, but the deputy high constable of the Ouchi compelled these ships to fly, defeated, and thereafter all friendly intercourse between Japan and China was interrupted, piratical raids by the Japanese taking its place. This estrangement continued for seventeen years, until (1548) Ouchi Yoshitaka re-established friendly relations with Chosen and, at the same time, made overtures to China, which, being seconded by the despatch of an envoy—a Buddhist priest—Shuryo from Muromachi, evoked a favourable response. Once more tallies were issued, but the number of vessels being limited to three and their crews to three hundred, the resulting commerce was comparatively small. Just at this epoch, too, Occidental merchantmen arrived in China, and the complexion of the latter's oversea trade underwent alteration. Thereafter, the Ashikaga fell, and their successor, Oda Nobunaga, made no attempt to re-open commerce with China, while his successor, Toyotomi Hideyoshi, planned the invasion of the Middle Kingdom, so that the sword was more in evidence than the soroban.
The Ming emperor later (1531) tried to seek compensation by sending a fleet to Tsushima, but the deputy high constable of the Ouchi forced these ships to retreat, defeated. As a result, all friendly interactions between Japan and China were halted, replaced by Japanese pirate raids. This rift lasted for seventeen years until (1548) Ouchi Yoshitaka restored friendly relations with Chosen and simultaneously reached out to China. This effort was backed by sending an envoy—a Buddhist priest—named Shuryo from Muromachi, which got a positive reaction. Once again, licenses were issued, but the number of ships was limited to three and their crews to three hundred, resulting in relatively small trade. Around this time, Western merchant ships began arriving in China, changing the nature of its overseas trade. Afterward, the Ashikaga fell, and their successor, Oda Nobunaga, made no effort to reopen trade with China, while his successor, Toyotomi Hideyoshi, planned an invasion of the Middle Kingdom, emphasizing military power over commerce.
JAPANESE PIRACY
It is difficult to trace the beginnings of Japanese piracy in Far Eastern waters, but certainly it dated from a remote past and reached its extreme in the middle of the sixteenth century. The records show that Murakami Yoshihiro, of Iyo province, obtained control of all the corsairs in neighbouring seas and developed great puissance. Nor did any measure of opprobrium attach to his acts, for on his death he was succeeded by Morokiyo, a scion of the illustrious Kitabatake family. Numbers flocked to his standard during the disordered era of the War of the Dynasties, and from Korea in the north to Formosa and Amoy in the south the whole littoral was raided by them.
It's hard to pinpoint when Japanese piracy started in the Far East, but it definitely has roots in the distant past and peaked in the mid-sixteenth century. Records indicate that Murakami Yoshihiro from Iyo province gained control over all the pirates in the surrounding seas and became very powerful. There was no significant shame associated with his actions, as after his death, he was succeeded by Morokiyo, a member of the famous Kitabatake family. Many rallied to his cause during the chaotic War of the Dynasties, and they carried out raids along the entire coastline, from Korea in the north to Formosa and Amoy in the south.
For purposes of protection the Ming rulers divided the coast into five sections, Pehchihli, Shantung, Chekiang, Fuhkien, and Liangkwang, appointing a governor to each, building fortresses and enrolling soldiers. All this proving inefficacious, the Emperor Taitsu, as already stated, addressed to Ashikaga Yoshimitsu a remonstrance which moved the shogun to issue a strict injunction against the marauders. It was a mere formality. Chinese annals show that under its provisions some twenty pirates were handed over by the Japanese and were executed by boiling in kettles. No such international refinement as extra-territorial jurisdiction existed in those days, and the Japanese shogun felt no shame in delivering his countrymen to be punished by an alien State. It is not wonderful that when Yoshimitsu died, the Chinese Emperor bestowed on him the posthumous title Kung-hsien-wang, or "the faithful and obedient king." But boiling a score of the Wokou* in copper kettles did not at all intimidate the corsairs. On nearly all the main islands of the Inland Sea and in the Kyushu waters they had their quarters. In fact, the governors of islands and a majority of the military magnates having littoral estates, took part in the profitable pursuit. No less than fourteen illustrious families were so engaged, and four of them openly bore the title of kaizoku tai-shogun (commander-in-chief of pirates). Moreover, they all obeyed the orders of the Ouchi family. It is on record that Ouchi Masahiro led them in an incursion into Chollado, the southern province of Korea, and exacted from the sovereign of Chosen a promise of yearly tribute to the Ouchi. This was only one of several profitable raids. The goods appropriated in Korea were sometimes carried to China for sale, the pirates assuming, now the character of peaceful traders, now that of ruthless plunderers. The apparition of these Pahan** ships seems to have inspired the Chinese with consternation. They do not appear to have made any effective resistance. The decade between 1553 and 1563 was evidently their time of greatest suffering; and their annals of that era repay perusal, not only for their direct interest but also for their collateral bearing on the story of the invasion of Korea at the close of the century.
To protect themselves, the Ming rulers divided the coast into five regions: Pehchihli, Shantung, Chekiang, Fuhkien, and Liangkwang. They appointed a governor for each region, built fortresses, and recruited soldiers. Despite these efforts being ineffective, Emperor Taitsu, as previously mentioned, sent a reprimand to Ashikaga Yoshimitsu, which prompted the shogun to enforce a strict ban on the pirates. This was largely a formality. Chinese records indicate that under this decree, around twenty pirates were handed over by the Japanese and executed by being boiled in kettles. Back then, there was no notion of extra-territorial jurisdiction, and the Japanese shogun felt no shame in delivering his countrymen to be punished by a foreign power. It’s noteworthy that when Yoshimitsu passed away, the Chinese Emperor honored him with the posthumous title Kung-hsien-wang, or “the faithful and obedient king.” However, boiling a handful of the Wokou* did little to deter the pirates. They had established bases on nearly all the main islands of the Inland Sea and in the waters off Kyushu. In fact, the governors of these islands and many military leaders who owned coastal estates were involved in this lucrative enterprise. At least fourteen prominent families participated, four of which openly held the title of kaizoku tai-shogun (commander-in-chief of pirates). Furthermore, they all followed the orders of the Ouchi family. Records show that Ouchi Masahiro led an attack into Chollado, a southern province of Korea, demanding that the ruler of Chosen pledge yearly tribute to the Ouchi. This was just one of several profitable raids. The goods taken from Korea were sometimes sold in China, with the pirates alternating between being peaceful traders and ruthless plunderers. The sight of these Pahan** ships seemingly caused panic among the Chinese, who did not put up effective resistance. The period between 1553 and 1563 was clearly their most difficult time; the historical accounts from that era are worth reading, not only for their immediate relevance but also for their connection to the story of the invasion of Korea at the end of the century.
"On the 23d of the fifth month of 1553, twenty-seven Japanese vessels arrived at Lungwangtang. They looked like so many hills and their white sails were as clouds in the sky. On the fifth day of the fourth month of 1554, there appeared on the horizon a large ship which presently reached Lungwang-tang. Her crew numbered 562. They blew conches after the manner of trumpets, marshalled themselves in battle array, and surrounding the castle with flying banners, attacked it. On the fourth day of the ninth month of 1555, a two-masted ship carrying a crew of some hundreds came to Kinshan-hai, and on the next day she was followed by eight five-masted vessels with crews totalling some thousands. They all went on shore and looted in succession. On the 23d of the second month of 1556, pirate ships arrived at the entrance to Kinshan-hai. Their masts were like a dense forest of bamboo."
"On the 23rd of May in 1553, twenty-seven Japanese ships arrived at Lungwangtang. They looked like hills and their white sails were like clouds in the sky. On the fifth day of April in 1554, a large ship appeared on the horizon and soon reached Lungwang-tang. It had a crew of 562. They blew conches like trumpets, arranged themselves in battle formation, and surrounded the castle with flying banners before attacking it. On the fourth day of September in 1555, a two-masted ship with a crew of several hundred arrived at Kinshan-hai, and the next day it was followed by eight five-masted ships with thousands of crew members. They all went ashore and took value in succession. On the 23rd of February in 1556, pirate ships arrived at the entrance to Kinshan-hai. Their masts resembled a dense bamboo forest."
*Yamato enemies.
Yamato foes.
**Chinese pronunciation of the ideographs read by the Japanese "Hachiman" (god of War). The pirates inscribed on their sails the legend Hachiman Dai-bosatsu.
**Chinese pronunciation of the ideographs read by the Japanese "Hachiman" (god of War). The pirates marked their sails with the phrase Hachiman Dai-bosatsu.
Further records show that in 1556 the pirates entered Yang-chou, looted and burned the city; that in 1559 they attacked Chekiang; that in 1560, they made their way to Taitsang, and thence pushed on towards Shanghai, Sungteh, etc., looting towns almost daily. There was no effective resistance. We find also the following appreciation of Japanese ships:
Further records show that in 1556 the pirates entered Yang-chou, looted and burned the city; that in 1559 they attacked Chekiang; that in 1560, they made their way to Taitsang, and then pushed on towards Shanghai, Sungteh, and other places, looting towns almost every day. There was no effective resistance. We also find the following assessment of Japanese ships:
"The largest of the Japanese vessels can carry about three hundred men; the medium-sized, from one to two hundred, and the smallest from fifty to eighty. They are constructed low and narrow. Thus, when they meet a big ship they have to look up to attack her. The sails are not rigged like those of our ships which can be navigated in any wind. But wicked people on the coast of Fuhkien sold their ships to the foreigners; and the buyers, having fitted them with double bottoms and keels shaped so as to cleave the waves, came to our shores in them."
"The largest Japanese ships can hold about three hundred men; the medium-sized ones can carry between one and two hundred, and the smallest can accommodate fifty to eighty. They are built low and narrow, so when they encounter a large ship, they have to look up to attack it. Their sails aren't rigged like ours, which can be sailed in any wind. However, unscrupulous people along the coast of Fuhkien sold their ships to foreigners, who equipped them with double bottoms and keels designed to cut through the waves, allowing them to reach our shores."
Evidently the Chinese were better skilled in the art of shipbuilding than the Japanese. As for the defensive measures of the Chinese the following is recorded:
Evidently, the Chinese were more skilled in shipbuilding than the Japanese. Regarding the defensive measures used by the Chinese, the following is recorded:
"The Government troops on sea and on land made every effort to keep off the pirates. They flew banners at morn and eve and fired guns seaward, so that the enemy, understanding by the flash and the detonation that we were prepared to resist, abstained from landing. But when the pirates handled their swords skilfully, their attack was fearful. Our countrymen when they saw these swordsmen, trembled and fled. Their fear of the Japanese was fear of the swords. The pirates' firearms were only guns such as men use in pursuit of game. They did not range over one hundred paces. But their skill in using their guns was such that they never missed. We could not defeat them. They rise early in the morning and take their breakfast kneeling down. Afterwards their chief ascends an eminence and they gather below to hear his orders. He tells them off in detachments not exceeding thirty men, and attaching them to officers, sends them to loot places. The detachments operate at distances of from five hundred to a thousand yards, but unite at the sound of a conch.
The government troops on land and at sea did everything they could to fend off the pirates. They raised flags every morning and evening and fired cannons towards the sea, signaling to the enemy that we were ready to fight, which kept them from landing. However, when the pirates skillfully wielded their swords, their attacks were terrifying. Our people trembled and ran at the sight of these swordsmen. Their fear of the Japanese was rooted in their fear of the swords. The pirates had firearms that were just regular guns like the ones people use for hunting. They didn’t shoot beyond a hundred yards, but they were so skilled with them that they never missed. We couldn’t defeat them. They began their day early, kneeling down for breakfast. Then, their leader would go up on a hill, and they would gather below to hear his orders. He assigned them into groups of no more than thirty men and sent them out with officers to loot places. The groups operated at distances of five hundred to a thousand yards but would come together at the sound of a conch.
"To re-enforce a detachment in case of emergency, small sections of three or four swordsmen move about. At the sight of them our men flee. Towards dark the detachments return to headquarters and hand in their loot, never making any concealment. It is then distributed. They always abduct women, and at night they indulge in drinking and debauchery. They always advance in single rank at a slow pace, and thus their extension is miles long. For tens of days they can run without showing fatigue. In camping, they divide into many companies, and thus they can make a siege effective. Against our positions they begin by sending a few men who by swift and deceptive movements cause our troops to exhaust all their projectiles fruitlessly, and then the assault is delivered. They are clever in using ambushes, and often when they seem to be worsted, their hidden forces spring up in our rear and throw our army into a panic."
"To reinforce a detachment in case of emergency, small groups of three or four swordsmen move around. When our men see them, they flee. As it gets dark, the detachments return to headquarters and report their loot, without hiding anything. It's then distributed. They always abduct women, and at night they engage in drinking and partying. They advance in a single line at a slow pace, which makes their formation extend for miles. They can run for days without showing any signs of fatigue. When camping, they break into many companies, allowing them to effectively lay siege. Against our positions, they start by sending a few men who use fast and deceptive movements to make our troops waste all their projectiles, and then they launch the main assault. They are skilled at using ambushes, and often when they seem to be losing, their hidden forces emerge behind us and throw our army into chaos."
There is no reason to doubt the truth of these records, naive as are some of the descriptions. Unquestionably the Wokou were a terrible scourge to the Chinese on the eastern littoral.
There’s no reason to doubt the accuracy of these records, even if some of the descriptions are somewhat naive. Clearly, the Wokou were a significant threat to the Chinese along the eastern coast.
INTERCOURSE WITH RYUKYU
Japanese annals say that the royal family of Ryukyu was descended from the hero Minamoto Tametomo who was banished to the island in 1156, and certainly the inhabitants of the archipelago are a race closely allied to the Japanese. But in 1373, the then ruler, Chuzan, sent an envoy to the Ming Court and became a tributary of the latter. In 1416, however, an ambassador from the islands presented himself at the Muromachi shogunate, and twenty-five years later (1441), the shogun Yoshinori, just before his death, bestowed Ryukyu on Shimazu Tadakuni, lord of Satsuma, in recognition of meritorious services. Subsequently (1471) the shogun Yoshimasa, in compliance with a request from the Shimazu family, forbade the sailing of any vessel to Ryukyu without a Shimazu permit, and when, a few years later, Miyake Kunihide attempted to invade Ryukyu, the Shimazu received Muromachi's (Yoshitane's) commission to punish him. Historically, therefore, Ryukyu formed part of Japan, but its rulers maintained a tributary attitude towards China until recent times, as will presently be seen.
Japanese records state that the royal family of Ryukyu descended from the hero Minamoto Tametomo, who was exiled to the island in 1156, and it's clear that the people of the archipelago are closely related to the Japanese. However, in 1373, the ruler at the time, Chuzan, sent an envoy to the Ming Court and became a tributary state. In 1416, an ambassador from the islands visited the Muromachi shogunate, and twenty-five years later (1441), just before his death, the shogun Yoshinori granted Ryukyu to Shimazu Tadakuni, the lord of Satsuma, in recognition of his services. Then, in 1471, shogun Yoshimasa, responding to a request from the Shimazu family, prohibited any ships from sailing to Ryukyu without a Shimazu permit. When Miyake Kunihide tried to invade Ryukyu a few years later, the Shimazu received a commission from Muromachi's Yoshitane to punish him. Historically, therefore, Ryukyu was part of Japan, but its rulers had a tributary relationship with China until fairly recently, as will be discussed next.
LITERATURE DURING THE MUROMACHI PERIOD
Throughout the Muromachi period of two and a half centuries a group of military men held the administration and reaped all rewards and emoluments of office so that literary pursuits ranked in comparatively small esteem. Some education was necessary, indeed, for men of position, but eminent scholars were exceptional. Noteworthy among the latter were Nijo Yoshimoto, Ichijo Fuyuyoshi, Doin Kinsada, Sanjonishi Sanetaka, and Kiyowara Naritada. Most renowned was Ichijo Kaneyoshi. Equally versed in the classics of China and Japan, as well as in Buddhism and Confucianism, he composed several works of high merit. A feature of the period was the erudition of the priests. Gen-e, a bonze of the temple Hiei-zan, adopted the commentaries of the Sung savants, Chengtzu and Chutsu, rejecting those of the earlier Han and Tang writers. In other words, he adopted the eclectic system of Buddhism and Confucianism as compounded by the scholars of the Sung and the Yuan epochs, in preference to the system of earlier pundits. The Emperor Go-Daigo invited Gen-e to Court and directed him to expound the Sutras. Thereafter, the Sung philosophy obtained wide allegiance, being preached by the priests of the Five Great Temples in Kyoto, and by all their provincial branches. On the other hand, the hereditary schools of Oye and Sugawara, adhering to their old dogmas, fell behind the times and declined in influence.
Throughout the Muromachi period of two and a half centuries, a group of military leaders held power and enjoyed all the benefits of their positions, making literary pursuits relatively unimportant. While some education was expected for those in power, distinguished scholars were quite rare. Notable among them were Nijo Yoshimoto, Ichijo Fuyuyoshi, Doin Kinsada, Sanjonishi Sanetaka, and Kiyowara Naritada. The most famous was Ichijo Kaneyoshi. Well-versed in the classics of China and Japan, as well as in Buddhism and Confucianism, he wrote several highly regarded works. A significant aspect of this period was the knowledge of the priests. Gen-e, a monk from the Hiei-zan temple, embraced the commentaries of the Sung scholars, Chengtzu and Chutsu, while dismissing those of earlier Han and Tang writers. In other words, he adopted an eclectic approach to Buddhism and Confucianism as interpreted by the scholars of the Sung and Yuan dynasties, instead of following the teachings of earlier experts. Emperor Go-Daigo invited Gen-e to the Court and asked him to explain the Sutras. After this, Sung philosophy gained widespread acceptance, being promoted by priests from the Five Great Temples in Kyoto and all their regional branches. Meanwhile, the traditional schools of Oye and Sugawara, sticking to their old beliefs, fell behind and lost their influence.
The feature of the age in point of learning was that scholarship became a priestly specialty. From the Five Temples (Go-zari) students constantly flocked to China, where they received instructions in the exoterics and esoterics of Buddhism, as modified by the creed of Confucius, laying the foundations of systems upon which philosophers of later ages, as Kazan and Seiga, built fair edifices. These priests of the Five Temples were more than religious propagandists: they were ministers of State, as Tenkai and Soden were in after times under the Tokugawa, and they practically commanded the shoguns. One reason operating to produce this result was that, in an age when lineage or military prowess was the sole secular step to fortune, men of civil talent but humble birth had to choose between remaining in hopeless insignificance or entering the priesthood where knowledge and virtue were sure passports to distinction. It was thus that in nearly every monastery there were found men of superior intellect and erudition. The fact was recognized. When Ashikaga Takauji desired to take counsel of Muso Kokushi, he repaired to that renowned priest's temple and treated him as a respected parent; and Yoshimitsu, the third of the Ashikaga shoguns, showed equal respect towards Gido, Zekkai and Jorin, whose advice he constantly sought.
The defining characteristic of that era in terms of learning was that education became a specialized area for those in religious roles. Students constantly traveled from the Five Temples (Go-zari) to China, where they learned both the basic and advanced teachings of Buddhism, adapted by Confucian beliefs, laying the groundwork for systems that later philosophers like Kazan and Seiga would further develop. These priests from the Five Temples played more than just the role of religious advocates; they served as government officials, much like Tenkai and Soden did later during the Tokugawa period, and they held significant influence over the shoguns. One reason for this was that, in an age when family lineage or military strength was the only path to success, men with intellectual talent but humble backgrounds had to choose between living in obscurity or joining the priesthood, where knowledge and good character could lead to recognition. This is how many monasteries came to be home to individuals of exceptional intellect and learning. This was acknowledged by others. When Ashikaga Takauji wanted advice from Muso Kokushi, he visited that famous priest’s temple and treated him with great respect, almost like a parent; similarly, Yoshimitsu, the third of the Ashikaga shoguns, showed the same respect to Gido, Zekkai, and Jorin, whose guidance he frequently sought.
It was strange, indeed, that in an age when the sword was the paramount tribunal, the highest dignitaries in the land revered the exponents of ethics and literature. Takauji and his younger brother, Tadayoshi, sat at the feet of Gen-e as their preceptor. Yoshimitsu appointed Sugawara Hidenaga to be Court lecturer. Ujimitsu, the Kamakura kwanryo, took Sugawara Toyonaga for preacher. Yoshimasa's love of poetry impelled him to publish the Kinshudan.* Above all, Yoshihisa was an earnest scholar. He had a thorough knowledge of Chinese and Japanese classics; he was himself a poetaster of no mean ability; he read canonical books even as he sat in his palanquin; under his patronage Ichijo Kaneyoshi wrote the Shodan-chiyo and** the Bummei Ittoki; Fujiwara Noritane compiled the Teio-keizu; Otsuki Masabumi lectured on the analects and Urabe Kanetomo expounded the standard literature of the East.
It was quite odd that in a time when the sword was the ultimate authority, the highest officials in the country honored those who taught ethics and literature. Takauji and his younger brother, Tadayoshi, learned from Gen-e as their teacher. Yoshimitsu appointed Sugawara Hidenaga as the Court lecturer. Ujimitsu, the Kamakura kwanryo, chose Sugawara Toyonaga as a preacher. Yoshimasa’s passion for poetry drove him to publish the Kinshudan.* Most importantly, Yoshihisa was a dedicated scholar. He had a deep understanding of Chinese and Japanese classics; he was also a decent poet himself; he read classic texts even while sitting in his palanquin; under his support, Ichijo Kaneyoshi wrote the Shodan-chiyo and** the Bummei Ittoki; Fujiwara Noritane compiled the Teio-keizu; Otsuki Masabumi lectured on the analects and Urabe Kanetomo taught the essential literature of the East.
*The Embroidered Brocade Discourse.
*The Embroidered Brocade Discussion.
**Rustic Ideals of Government.
Rustic Principles of Government.
Yet, side by side with these patrons of learning stood a general public too ignorant to write its own name. Military men, who formed the bulk of the nation, were engrossed with the art of war and the science of intrigue to the exclusion of all erudition. The priests were always available to supply any need, and the priests utilized the occasion. Nevertheless, it stands to the credit of these bonzes that they made no attempt to monopolize erudition. Their aim was to popularize it. They opened temple-seminaries (tera-koya) and exercise halls (dojo) where youths of all classes could obtain instruction and where an excellent series of text-books was used, the Iroha-uta* the Doji-kyo, the Teikin-orai** and the Goseibai-shikimoku.*** The Doji-kyo has been translated by Professor Chamberlain (in Vol. VIII of the "Transactions of the Asiatic Society of Japan"). A few extracts will serve to show the nature of the ethical teaching given to Japanese children in medieval days:
Yet, alongside these patrons of learning stood a general public too uneducated to write its own name. Military personnel, who made up the majority of the nation, were absorbed in the art of war and the science of intrigue, ignoring all forms of knowledge. The priests were always ready to meet any need, and they took advantage of the situation. However, it's commendable that these priests did not try to monopolize knowledge. Their goal was to make it accessible to everyone. They opened temple-seminaries (tera-koya) and training halls (dojo) where young people from all backgrounds could get an education, using excellent textbooks like the Iroha-uta*, the Doji-kyo, the Teikin-orai**, and the Goseibai-shikimoku.*** The Doji-kyo has been translated by Professor Chamberlain (in Vol. VIII of the "Transactions of the Asiatic Society of Japan"). A few extracts will illustrate the kind of ethical teachings offered to Japanese children in medieval times:
*A syllabary of moral precepts like the ethical copy-books of
Occidentals.
A set of moral guidelines similar to the ethical workbooks used by Westerners.
**A model letter-writer.
A great letter writer.
***The criminal laws of Hojo Yasutoki. All these text-books remained in use until the Meiji era.
***The criminal laws of Hojo Yasutoki. All these textbooks remained in use until the Meiji period.
Let nothing lead thee into breaking faith with thy friend, and depart not from thy word. It is the tongue that is the root of misfortunes; if the mouth were made like unto the nose, a man would have no trouble till his life's end. In the house where virtue is accumulated there will surely be superabundant joy. No man is worthy of honour from his birth; 'tis the garnering-up of virtue that bringeth him wisdom and virtue; the rich man may not be worthy of honour. In thin raiment on a winter's night, brave the cold and be reading the whole night through; with scanty fare on a summer's day, repel hunger and be learning the whole day long. . . . A father's loving kindness is higher than the mountains; a mother's bounty is deeper than the sea. . . . He that receiveth benefits and is not grateful is like unto the birds that despoil the branches of the trees they perch on. . . . Above all things, men must practise charity; it is by almsgiving that wisdom is fed; less than all things, men must grudge money; it is by riches that wisdom is hindered. . . . The merit of an alms given with a compassionate heart to one poor man is like unto the ocean; the recompense of alms given to a multitude for their own sake is like unto a grain of poppy-seed.
Let nothing cause you to betray your friend, and don’t go back on your word. It’s the tongue that causes most troubles; if our mouths were like our noses, a person wouldn’t have any issues for their whole life. In a home where virtues are cherished, there will definitely be plenty of joy. No one is deserving of honor just because they were born; it’s the accumulation of virtues that brings wisdom and worth; a wealthy person might not deserve respect. On a cold winter night, wear thin clothes, endure the chill, and read all night long; with little food on a hot summer day, withstand hunger and study all day long... A father’s love is greater than mountains; a mother’s generosity is deeper than the sea... Someone who receives kindness and doesn’t show gratitude is like birds that strip the branches of the trees they sit on... Above all, people must practice kindness; it’s through giving to those in need that wisdom grows; above all, people should not hoard their money; riches can block the path to wisdom... The value of a donation made with a caring heart to one poor person is like the ocean; the reward for giving to many just for the sake of it is like a single grain of poppy seed.
This text-book, the Doji-kyo, was compiled by a priest, Annen, who lived in the second half of the ninth century. Its origin belongs, therefore, to a much more remote era than that of the Muromachi shoguns, but, in common with the other text-books enumerated above, its extensive use is first mentioned in the Ashikaga epoch. The Five Temples of Kyoto—to be spoken of presently—were seats of learning; and many names of the littérateurs that flourished there have been handed down. Not the least celebrated were Gido and Zekkai, who paid several visits to China, the fountain-head of ideographic lore. But these conditions were not permanent. The Onin War created a serious interruption. Kyoto was laid in ruins, and rare books lay on the roadside, no one caring to pick them up.
This textbook, the Doji-kyo, was put together by a priest named Annen, who lived during the second half of the ninth century. Its origins are from a much earlier time than that of the Muromachi shoguns, but like the other textbooks mentioned earlier, its widespread use is first noted during the Ashikaga period. The Five Temples of Kyoto—more on that later—were centers of learning, and many of the writers who thrived there are still remembered today. Notably, Gido and Zekkai, who made several trips to China, the source of ideographic knowledge, were among them. However, these circumstances didn’t last. The Onin War caused significant disruption. Kyoto was devastated, and rare books were left on the streets, with no one bothering to collect them.
PRIVATE SCHOOLS AND LIBRARIES
Throughout the Ashikaga period the Kyoto university existed in name only, and students of Japanese literature in the provinces disappeared. A few courtiers, as Nakahara, Dye, Sugawara, Miyoshi, etc., still kept up the form of lecturing but they did not receive students at large. Nevertheless, a few military magnates, retaining some appreciation of the value of erudition, established schools and libraries. Among these, the Kanazawa-bunko and the Ashikaga-gakko were the most famous. The former had its origin in the closing years of the Kamakura Bakufu. It was founded during the reign of Kameyama (1260-1274) by Sanetoki, grandson of Hojo Yoshitoki. A large collection of Chinese and Japanese works filled its shelves, and all desirous of studying had free access. Akitoki, son of Sanetoki, adopted Kanazawa as his family name and added largely to the library. He caused the ideographs Kanazawa-bunko to be stamped in black on all Confucian works, and in red on Buddhist.
Throughout the Ashikaga period, the Kyoto university existed in name only, and students of Japanese literature in the provinces faded away. A few courtiers, like Nakahara, Dye, Sugawara, and Miyoshi, still maintained the appearance of lecturing, but they didn’t welcome students broadly. However, a few military leaders, who still recognized the value of education, established schools and libraries. Among these, the Kanazawa-bunko and the Ashikaga-gakko were the most notable. The former originated in the last years of the Kamakura Bakufu. It was founded during the reign of Kameyama (1260-1274) by Sanetoki, grandson of Hojo Yoshitoki. A large collection of Chinese and Japanese works filled its shelves, and anyone wanting to study had free access. Akitoki, Sanetoki's son, adopted Kanazawa as his family name and significantly expanded the library. He had the ideographs Kanazawa-bunko stamped in black on all Confucian works and in red on Buddhist texts.
It is recorded in the Hojo Kudaiki that men of all classes, laymen and priests alike, were shut up daily in this library where they studied gratis, and that Akitoki's son, Sadaaki, was as ardent a student as his father, so that men spoke of him as well fitted to be regent (shikken), thus showing that literary skill was counted a qualification for high office. Fire, the destroyer of so many fine relics of Japanese civilization, visited this library more than once, but during the reign of Go-Hanazono (1429-1464) it was restored and extended by the Uesugi family, who also rebuilt and endowed schools for the study of Japanese literature in the province of Kotsuke. Among these schools was the Ashikaga-gakko, under the presidency of a priest, Kaigen, in the day of whose ninth successor, Kyuka, the pupils attending the schools totalled three thousand. A few great families patronized literature without recourse to priests. This was notably the case with the Ouchi, whose tradal connexions gave them special access to Chinese books. Ouchi Yoshitaka, in particular, distinguished himself as an author. He established a library which remained for many generations; he sent officials to China to procure rare volumes, and it is incidentally mentioned that he had several manuscripts printed in the Middle Kingdom, although the art of block-printing had been practised in Japan since the close of the eighth century. A composition which had its origin at this epoch was the yokyoku, a special kind of libretto for mimetic dances. Books on art also were inspired by the Higashiyama craze for choice specimens of painting, porcelain, and lacquer. Commentaries, too, made their appearance, as did some histories, romances, and anthologies.
It is noted in the Hojo Kudaiki that people from all walks of life, including laymen and priests, were regularly shut away in this library where they studied for free. Akitoki's son, Sadaaki, was just as passionate about learning as his father, leading people to believe he was well-suited to be regent (shikken), indicating that literary talent was seen as an important qualification for high office. Fire, which has destroyed many valuable relics of Japanese culture, struck this library more than once, but during the reign of Go-Hanazono (1429-1464), it was restored and expanded by the Uesugi family, who also rebuilt and funded schools for studying Japanese literature in the Kotsuke province. Among these schools was the Ashikaga-gakko, led by a priest named Kaigen. During the era of his ninth successor, Kyuka, there were three thousand students attending the schools. A few prominent families supported literature independently of priests, notably the Ouchi family, whose trade connections gave them special access to Chinese books. Ouchi Yoshitaka, in particular, made a name for himself as an author. He established a library that lasted for many generations, sent officials to China to acquire rare volumes, and it's notably mentioned that he had several manuscripts printed in China, despite the fact that block-printing had been practiced in Japan since the late eighth century. A new art form that emerged during this time was the yokyoku, a specific type of script for mimetic dances. Books on art were also inspired by the Higashiyama trend for select pieces of painting, porcelain, and lacquer. Commentaries, histories, romances, and anthologies also began to appear.
PICTORIAL ART
As Japan during the Ashikaga period sat at the feet of the Sung masters in philosophy and literature, so it was in the realm of art. There is, indeed, a much closer relation between literature and pictorial art in China than in any Occidental country, for the two pursuits have a common starting-point—calligraphy. The ideograph is a picture, and to trace it in such a manner as to satisfy the highest canons is a veritably artistic achievement. It has been shown above that in the Muromachi era the priests of Buddha were the channels through which the literature and the philosophy of Sung reached Japan, and it will presently be seen that the particular priests who imported and interpreted this culture were those of the Zen sect. There is natural sequence, therefore, in the facts that these same priests excelled in calligraphy and introduced Japan to the pictorial art of the immortal Sung painters.
As Japan during the Ashikaga period learned from the Sung masters in philosophy and literature, the same was true in the world of art. In fact, there's a much closer connection between literature and visual art in China than in any Western country, because both fields share a common foundation—calligraphy. The ideograph is a visual representation, and mastering its tracing to meet the highest standards is truly an artistic accomplishment. It has already been mentioned that during the Muromachi era, Buddhist priests were the main conduits for the literature and philosophy of the Sung that reached Japan, and it will soon be noted that the specific priests who brought and interpreted this culture were from the Zen sect. Therefore, it makes sense that these same priests excelled in calligraphy and introduced Japan to the visual art of the legendary Sung painters.
There were in China, at the time of the Ashikaga, two schools of painters: a Northern and a Southern. The term is misleading, for the distinction was really not one of geography but one of method. What distinguished the Southern school was delicacy of conception, directness of execution, and lightness of tone. To produce a maximum of effect with a minimum of effort; to suggest as much as to depict, and to avoid all recourse to heavy colours—these were the cardinal tenets of the Southern school. They were revealed to Japan by a priest named Kao, who, during the reign of Go-Daigo (1318-1339), passed ten years in China, and returning to Kyoto, opened a studio in the temple Kennin-ji, where he taught the methods of Li Lungmin of the Sung dynasty and Yen Hui of the Yuan. He revolutionized Japanese art. After him Mincho is eminent. Under the name of Cho Densu—the Abbot Cho—he acquired perpetual fame by his paintings of Buddhist saints.
During the Ashikaga period, there were two types of painters in China: Northern and Southern. This terminology is somewhat misleading, as the distinction wasn't really about geography but about technique. The Southern school was characterized by a delicate vision, straightforward execution, and a light color palette. Their goal was to achieve a strong impact with minimal effort; to suggest rather than fully illustrate, and to avoid using heavy colors—these were the core principles of the Southern school. A priest named Kao introduced these concepts to Japan. He spent ten years in China during the reign of Go-Daigo (1318-1339) and, upon returning to Kyoto, opened a studio in the Kennin-ji temple, where he taught the techniques of Li Lungmin from the Sung dynasty and Yen Hui from the Yuan dynasty. He transformed Japanese art. Following him, Mincho gained prominence. Known as Cho Densu—the Abbot Cho—he became famous for his paintings of Buddhist saints.
But Mincho's religious pictures did not help to introduce the Sung academy to Japan. That task was reserved for Josetsu—a priest of Chinese or Japanese origin—who, during the second half of the fourteenth century, became the teacher of many students at the temple Shokoku-ji, in Kyoto. Among his pupils was Shubun, and the latter's followers included such illustrious names as Sotan, Sesshu, Shinno; Masanbbu, and Motonobu. It is to this day a question whether Japan ever produced greater artists than Sesshu and Motonobu. To the same galaxy belongs Tosa no Mitsunobu, the founder of the Tosa school as Motonobu was of the Kano. That official patronage was extended to these great men is proved by the fact that Mitsunobu was named president of the E-dokoro, or Court Academy of Painting; and Motonobu received the priestly rank of hogen.
But Mincho's religious paintings didn't manage to bring the Sung academy to Japan. That job fell to Josetsu—a priest of either Chinese or Japanese descent—who, in the second half of the fourteenth century, taught many students at the Shokoku-ji temple in Kyoto. One of his students was Shubun, whose followers included well-known names like Sotan, Sesshu, Shinno, Masanbbu, and Motonobu. Even today, it's debated whether Japan ever produced greater artists than Sesshu and Motonobu. Also in this group is Tosa no Mitsunobu, who founded the Tosa school, just as Motonobu founded the Kano. Official recognition for these great figures is evident from the fact that Mitsunobu was appointed president of the E-dokoro, or Court Academy of Painting, and Motonobu received the priestly rank of hogen.
APPLIED ART
Industries in general suffered from the continual wars of the Ashikaga epoch, but the art of forging swords flourished beyond all precedent. Already Awadaguchi, Bizen, Osafune, and others had attained celebrity, but for Okazaki Masamune, of Kamakura, who worked during the reign of Go-Daigo (1318-1339) was reserved the renown of peerlessness. His long travels to investigate the methods of other masters so as to assimilate their best features, are historically recorded, and at the head of the great trinity of Japanese swordsmiths his name is placed by universal acclaim, his companions being Go no Yoshihiro and Fujiwara Yoshimitsu.* In Muromachi days so much depended on the sword that military men thought it worthy of all honour. A present of a fine blade was counted more munificent than a gift of a choice steed, and on the decoration of the scabbard, the guard, and the hilt extraordinary skill was expended. Towards the close of the fifteenth century, a wonderful expert in metals, Goto Yujo, devoted himself to the production of these ornaments, and his descendants perpetuated his fame down to the middle of the nineteenth century. The Gotos, however, constitute but a small section of the host of masters who will always be remembered in this branch of art. In the Muromachi period alone we have such names as Aoki Kaneiye, Myochin Nobuiye, Umetada Akihisa and others.** Armour making also was carried to a point of high achievement during the epoch, especially by Nobuiye.***
Industries in general were affected by the ongoing wars of the Ashikaga period, but the craft of sword forging thrived like never before. Awadaguchi, Bizen, Osafune, and others had already gained fame, but it was Okazaki Masamune from Kamakura, who worked during the reign of Go-Daigo (1318-1339), who achieved unmatched renown. His extensive travels to learn the techniques of other masters to incorporate their best practices are well documented, and universally, his name is recognized as one of the top three Japanese swordsmiths, alongside Go no Yoshihiro and Fujiwara Yoshimitsu.* During the Muromachi period, so much relied on the sword that military leaders considered it to be of utmost importance. A gift of a fine blade was viewed as more generous than a gift of a prized horse, and great skill was devoted to decorating the scabbard, guard, and hilt. Toward the end of the fifteenth century, a remarkable metalworker, Goto Yujo, focused on creating these embellishments, and his descendants kept his legacy alive until the middle of the nineteenth century. However, the Gotos represent just a small part of the many masters who will always be honored in this art form. In the Muromachi period alone, we have notable names like Aoki Kaneiye, Myochin Nobuiye, Umetada Akihisa, and others.** Armor making also reached impressive heights during this era, particularly thanks to Nobuiye.***
*Chamberlain in Things Japanese says: "Japanese swords excel even the vaunted products of Damascus and Toledo. To cut through a pile of copper coins without nicking the blade is, or was, a common feat. History, tradition, and romance alike re-echo with the exploits of this wonderful weapon."
*Chamberlain in Things Japanese says: "Japanese swords are even better than the famous ones from Damascus and Toledo. Cutting through a stack of copper coins without damaging the blade is, or was, a typical accomplishment. History, tradition, and stories alike resonate with the achievements of this amazing weapon."
**For an exhaustive analysis see Brinkley's China and Japan.
**For a thorough analysis, see Brinkley's China and Japan.
***See Conder's History of Japanese Costume; Vol. IX. of the
"Transactions of the Asiatic Society of Japan."
***See Conder's History of Japanese Costume; Vol. IX. of the
"Transactions of the Asiatic Society of Japan."
LACQUER
It is generally conceded that the Japanese surpass all nations in the art of making lacquer. They not only developed the processes to a degree unknown to their original teacher, China, but they also introduced artistic features of great beauty. Unfortunately, history transmits the names of Jew masters in this line. We can only say that in the days of Yoshimasa's shogunate, that is, during the second half of the fifteenth century, several choice varieties began to be manufactured, as the nashiji, the togidashi, the negoro-nuri, the konrinji-nuri, the shunkei-nuri, the tsuishu, and the tsuikoku. Choice specimens received from later generations the general epithet Higashiyama-mono, in reference to the fact that they owed so much to the patronage of Yoshimasa in his mansion at Higashi-yama.
It is widely accepted that the Japanese excel beyond all other countries in the art of lacquer. They not only advanced the techniques to a level unknown to their original teacher, China, but they also introduced artistic elements of great beauty. Unfortunately, history only reveals the names of a few masters in this art form. We do know that during the shogunate of Yoshimasa, specifically in the latter half of the fifteenth century, several exceptional styles began to be produced, such as nashiji, togidashi, negoro-nuri, konrinji-nuri, shunkei-nuri, tsuishu, and tsuikoku. Notable examples later received the broad label Higashiyama-mono, referring to their strong connection to the patronage of Yoshimasa in his residence at Higashi-yama.
PORCELAIN AND FAIENCE
To the Muromachi epoch belongs also the first manufacture of faience, as distinguished from unglazed pottery, and of porcelain, as distinguished from earthenware. The former innovation is ascribed—as already noted—to Kato Shirozaemon, a native of Owari, who visited China in 1223 and studied under the Sung ceramists; the latter, to Shonzui, who also repaired to China in 1510, and, on his return, set up a kiln at Arita, in Hizen, where he produced a small quantity of porcelain, using materials obtained from China, as the existence of Japanese supplies was not yet known. The faience industry found many followers, but its products all bore the somewhat sombre impress of the cha-no-yu (tea ceremonial) canons.
The Muromachi period also saw the first production of faience, which is different from unglazed pottery, and porcelain, which is different from earthenware. The former innovation is credited to Kato Shirozaemon, a resident of Owari, who traveled to China in 1223 and studied under the Sung ceramic artists. The latter is attributed to Shonzui, who went to China in 1510 and, upon his return, established a kiln in Arita, Hizen, where he made a small amount of porcelain using materials sourced from China, as Japanese supplies were not yet known. The faience industry attracted many followers, but its products all carried the somewhat somber influence of the tea ceremony traditions.
ARCHITECTURE
The architectural feature of the time was the erection of tea-parlours according to the severe type of the cha-no-yu cult. Such edifices were remarkable for simplicity and narrow dimensions. They partook of the nature of toys rather than of practical residences, being, in fact, nothing more than little chambers, entirely undecorated, where a few devotees of the tea ceremonial could meet and forget the world. As for grand structures like the "Silver Pavilion" of Yoshimasa and the "Golden Pavilion" of Yoshimitsu, they showed distinct traces of Ming influence, but with the exception of elaborate interior decoration they do not call for special comment.
The architectural trend of the time was the building of tea parlors based on the strict principles of the tea ceremony. These structures were known for their simplicity and small size. They were more like toys than practical homes, consisting of small, undecorated rooms where a few tea ceremony enthusiasts could gather and escape the outside world. As for larger buildings like the "Silver Pavilion" of Yoshimasa and the "Golden Pavilion" of Yoshimitsu, while they showed clear signs of Ming influence, aside from their intricate interior designs, there’s nothing more to highlight about them.
A large part of the work of the Japanese architect consisted in selecting rare woods and uniquely grown timber, in exquisite joinery, and in fine plastering. Display and ornament in dwelling-houses were not exterior but interior; and beginning with the twelfth century, interior decoration became an art which occupied the attention of the great schools of Japanese painters. The peculiar nature of Japanese interior division of the house with screens or light partitions instead of walls lent itself to a style of decoration which was quite as different in its exigencies and character from Occidental mural decorations as was Japanese architecture from Gothic or Renaissance. The first native school of decorative artists was the Yamato-ryu, founded in the eleventh century by Fujiwara Motomitsu and reaching the height of its powers in the twelfth century. In the thirteenth century Fujiwara Tsunetaka, a great painter of this school, took the title of Tosa. Under him the Tosa-ryu became the successor of the Yamato-ryu and carried on its work with more richness and charm. The Tosa school was to a degree replaced after the fifteenth century in interior painting by the schools of Sesshu and Kano.
A significant part of the Japanese architect's work involved choosing rare woods and specially grown timber, creating exquisite joinery, and doing fine plaster work. Decorative elements in homes were focused on the interior rather than the exterior, and starting in the twelfth century, interior decoration became an art form that engaged the attention of major Japanese painting schools. The unique way Japanese homes used screens or light partitions instead of solid walls allowed for a style of decoration that was quite different in its needs and character compared to Western mural designs, just as Japanese architecture was distinct from Gothic or Renaissance styles. The first native school of decorative artists was the Yamato-ryu, founded in the eleventh century by Fujiwara Motomitsu, peaking in the twelfth century. In the thirteenth century, Fujiwara Tsunetaka, a prominent painter from this school, adopted the title of Tosa. Under him, the Tosa-ryu succeeded the Yamato-ryu and continued its work with greater richness and charm. After the fifteenth century, the Tosa school was somewhat replaced in interior painting by the schools of Sesshu and Kano.
RELIGION
As one of Yoritomo's first acts when he organized the Kamakura Bakufu had been to establish at Tsurugaoka a shrine to Hachiman (the god of War), patron deity of the Minamotos' great ancestor, Yoshiiye, so when Takauji, himself a Minamoto, organized the Muromachi Bakufu, he worshipped at the Iwashimizu shrine of Hachiman, and all his successors in the shogunate followed his example. Of this shrine Tanaka Harukiyo was named superintendent (betto), and with the Ashikaga leader's assistance, he rebuilt the shrine on a sumptuous scale, departing conspicuously from the austere fashion of pure Shinto.* It may, indeed, be affirmed that Shinto had never been regarded as a religion in Japan until, in the days of the Nara Court, it was amalgamated with Buddhism to form what was called Ryobu-shinto. It derived a further character of religion from the theory of Kitabatake Chikafusa, who contended that Shinto, Buddhism, and Confucianism were all capable of being welded into one whole. Moreover, in the Muromachi period, the eminent scholar, Ichijo Kaneyoshi (1402-81), wrote a thesis which gave some support to the views of Chikafusa.
As one of Yoritomo's first actions when he set up the Kamakura Bakufu, he created a shrine to Hachiman (the god of War) at Tsurugaoka, honoring the patron deity of the Minamoto’s great ancestor, Yoshiiye. So when Takauji, who was also a Minamoto, established the Muromachi Bakufu, he worshiped at the Iwashimizu shrine of Hachiman, and all his successors in the shogunate followed his lead. Tanaka Harukiyo was appointed as the superintendent (betto) of this shrine, and with the support of the Ashikaga leader, he rebuilt it on a grand scale, significantly deviating from the simple style of pure Shinto.* In fact, it can be said that Shinto had never been seen as a religion in Japan until the days of the Nara Court when it merged with Buddhism to create what was called Ryobu-shinto. It gained further religious significance from the theory of Kitabatake Chikafusa, who argued that Shinto, Buddhism, and Confucianism could all be combined into one unified belief. Additionally, during the Muromachi period, the prominent scholar Ichijo Kaneyoshi (1402-81) wrote a thesis that provided some support for Chikafusa's views.
*The shrine covered a space of 400 square yards and had a golden gutter, 80 feet long, 13 feet wide, and over 1 inch thick.
*The shrine covered an area of 400 square yards and featured a golden gutter that was 80 feet long, 13 feet wide, and over 1 inch thick.*
But, during the reign of Go-Tsuchimikado (1465-1500), Urabe Kanetomo, professing to interpret his ancestor, Kanenobu, enunciated the doctrine of Yuiitsu-shinto (unique Shinto), namely, that as between three creeds, Shinto was the root; Confucianism, the branches, and Buddhism, the fruit. This was the first explicit differentiation of Shinto. It found favour, and its propounder's son, Yoshida, asserted the principles still more strenuously. The fact is notable in the history of religion in Japan. Yoshida was the forerunner of Motoori, Hirata, and other comparatively modern philosophers who contended for the revival of "Pure Shinto." Many Japanese annalists allege that Shinto owes its religious character solely to the suggestions of Buddhism, and point to the fact that the Shinto cult has never been able to inspire a great exponent.
But during the reign of Go-Tsuchimikado (1465-1500), Urabe Kanetomo, claiming to interpret his ancestor Kanenobu, articulated the doctrine of Yuiitsu-shinto (unique Shinto), which stated that among three beliefs—Shinto as the root, Confucianism as the branches, and Buddhism as the fruit—Shinto was foundational. This was the first clear distinction made regarding Shinto. It gained popularity, and its originator's son, Yoshida, further emphasized these principles. This is notable in the history of religion in Japan. Yoshida was a precursor to Motoori, Hirata, and other more modern philosophers who argued for the revival of "Pure Shinto." Many Japanese historians claim that Shinto's religious character comes entirely from Buddhist influences and note that Shinto has never produced a significant exponent.
ENGRAVING: BELL TOWER OF TODAI-JI
BUDDHISM
The attitude of the Ashikaga towards Buddhism was even more reverential. They honoured the Zen sect almost exclusively. Takauji built the temple Tenryu-ji, in Kyoto, and planned to establish a group of provincial temples under the name of Ankoku-ji. There can be little doubt that his animating purpose in thus acting was to create a counterpoise to the overwhelming strength of the monasteries of Nara and Hiei-zan. The latter comprised three thousand buildings—temples and seminaries—and housed a host of soldier-monks who held Kyoto at their mercy and who had often terrorized the city and the palace. In the eighth century, when the great temple, Todai-ji, was established at Nara, affiliated temples were built throughout the provinces, under the name of Kokubun-ji.
The Ashikaga had a deep respect for Buddhism, particularly for the Zen sect. Takauji built the Tenryu-ji temple in Kyoto and aimed to set up a network of provincial temples called Ankoku-ji. His main goal was likely to create a balance against the dominant power of the monasteries in Nara and Hiei-zan. The latter had three thousand buildings—temples and seminaries—and contained many soldier-monks who could easily threaten Kyoto and had often instilled fear in the city and the palace. In the eighth century, when the significant Todai-ji temple was established in Nara, affiliated temples were constructed throughout the provinces under the name Kokubun-ji.
It was in emulation of this system that Takauji erected the Tenryu-ji and planned a provincial net-work of Ankoku-ji. His zeal in the matter assumed striking dimensions. On the one hand, he levied heavy imposts to procure funds; on the other, he sent to China ships—hence called Tenryuji-bune—to obtain furniture and fittings. Thus, in the space of five years, the great edifice was completed (1345), and there remained a substantial sum in the Muromachi treasury. The monks of Enryaku-ji (Hiei-zan) fathomed Takauji's purpose. They flocked down to the capital, halberd in hand and sacred car on shoulder, and truculently demanded of the Emperor that Soseki, high priest of the new monastery, should be exiled and the edifice destroyed. But the Ashikaga leader stood firm. He announced that if the soldier-monks persisted, their lord-abbot should be banished and their property confiscated; before which evidently earnest menaces the mob of friars turned their faces homeward. Thereafter, Takauji, and his brother Tadayoshi celebrated with great pomp the ceremony of opening the new temple, and the Ashikaga leader addressed to the priest, Soseki, a document pledging his own reverence and the reverence of all his successors at Muromachi. But that part of his programme which related to the provincial branch temples was left incomplete. At no time, indeed, were the provinces sufficiently peaceful and sufficiently subservient for the carrying out of such a plan by the Ashikaga.
It was in imitation of this system that Takauji built the Tenryu-ji and planned a network of Ankoku-ji in the provinces. His enthusiasm for the project was remarkable. On one hand, he imposed heavy taxes to raise funds; on the other, he sent ships to China—known as Tenryuji-bune—to acquire furniture and fittings. Thus, within five years, the grand structure was completed (1345), and there was still a considerable amount left in the Muromachi treasury. The monks of Enryaku-ji (Hiei-zan) understood Takauji's intentions. They descended to the capital, armed with halberds and carrying a sacred cart, and forcefully demanded that the Emperor exile Soseki, the high priest of the new monastery, and destroy the temple. However, the Ashikaga leader held his ground. He declared that if the warrior-monks continued their protests, their lord-abbot would be exiled and their property confiscated; at this, the group of friars reluctantly headed home. Afterwards, Takauji and his brother Tadayoshi celebrated the opening of the new temple with great ceremony, and the Ashikaga leader presented Soseki with a document pledging his own respect as well as the respect of all his successors at Muromachi. However, the part of his plan concerning the provincial branch temples remained unfinished. At no point were the provinces stable or compliant enough for the Ashikaga to implement such a plan.
GREAT PRIESTS
The priest Soseki—otherwise called "Muso Kokushi," or "Muso, the national teacher"—was one of the great bonzes in an age when many monasteries were repositories of literature and statesmanship. His pupils, Myoo and Chushin, enjoyed almost equal renown in the days of the third Ashikaga shogun, Yoshimitsu, whose piety rivalled that of Takauji. He assigned to them a residence in the Rokuon-ji, his own family temple, and there he visited them to hear discourses on Buddhist doctrine and to consult about administrative affairs. A still more illustrious bonze was Ryoken, of Nanzen-ji. It is related of him that he repaired, on one occasion, to the Kita-yama palace of the shogun Yosh mitsu, wearing a ragged garment. Yoshimitsu at once changed his own brocade surcoat for the abbot's torn vestment, and subsequently, when conducting his visitor on a boating excursion, the shogun carried the priest's footgear. It is not possible for a Japanese to perform a lowlier act of obeisance towards another than to be the bearer of the latter's sandals. Yoshimitsu was in a position to dictate to the Emperor, yet he voluntarily performed a menial office for a friar.
The priest Soseki, also known as "Muso Kokushi" or "Muso, the national teacher," was one of the great monks during a time when many monasteries were centers of literature and governance. His students, Myoo and Chushin, were almost equally famous during the time of the third Ashikaga shogun, Yoshimitsu, whose devotion rivaled that of Takauji. He gave them a place to live in Rokuon-ji, his family temple, and would visit them to hear discussions on Buddhist teachings and consult on administrative matters. An even more renowned monk was Ryoken from Nanzen-ji. It is said that he once went to the Kita-yama palace of shogun Yoshimitsu wearing a ragged outfit. Yoshimitsu immediately changed from his luxurious brocade coat into the abbot's tattered robe, and later, during a boating trip, the shogun carried the priest's sandals. For a Japanese person, there is no lower form of respect than to carry someone else's sandals. Although Yoshimitsu had the power to dictate to the Emperor, he willingly took on a humble task for a monk.
These four priests, Soseki, Myoo, Chushin, and Ryoken, all belonged to the Zen sect. The doctrines of that sect were absolutely paramount in Muromachi days, as they had been in the times of the Kamakura Bakufu. A galaxy of distinguished names confronts us on the pages of history—Myocho of Daitoku-ji; Gen-e of Myoshin-ji; Ikkyu Zenji of Daitoku-ji, a descendant of the Emperor Go-Komatsu; Tokuso of Nanzen-ji; Shiren of Tofuku-ji; Shushin of Nanzen-ji; Juo of Myoshin-ji; Tetsuo of Daitoku-ji, and Gazan of Soji-ji. All these were propagandists of Zen-shu doctrine. It has been well said that the torch of religion burns brightest among dark surroundings. In circumstances of tumultuous disorder and sanguinary ambition, these great divines preached a creed which taught that all worldly things are vain and valueless. Moreover, the priests themselves did not practise the virtues they inculcated. They openly disregarded their vow of chastity; bequeathed their temples and manors to their children; employed hosts of stoled soldiers; engaged freely in the fights of the era, and waxed rich on the spoils of their arms.
These four priests, Soseki, Myoo, Chushin, and Ryoken, all belonged to the Zen sect. The teachings of that sect were extremely important during the Muromachi period, just as they had been during the Kamakura Bakufu era. A notable list of names appears in the history books—Myocho of Daitoku-ji; Gen-e of Myoshin-ji; Ikkyu Zenji of Daitoku-ji, who was a descendant of Emperor Go-Komatsu; Tokuso of Nanzen-ji; Shiren of Tofuku-ji; Shushin of Nanzen-ji; Juo of Myoshin-ji; Tetsuo of Daitoku-ji, and Gazan of Soji-ji. All of these figures were advocates of the Zen-shu teachings. It has been said that the light of religion shines the brightest in dark times. Amidst chaos and bloody ambitions, these great leaders preached a belief system that asserted that all worldly possessions are meaningless and worthless. Furthermore, the priests themselves did not practice the virtues they preached. They openly ignored their vow of chastity, passed their temples and estates down to their children, employed many soldiers, actively participated in the conflicts of their time, and became wealthy from the spoils of war.
It is recorded of Kenju (called also Rennyo Shoniri), eighth successor of Shinran, that his eloquence brought him not only a crowd of disciples but also wealth comparable with that of a great territorial magnate; that he employed a large force of armed men, and that by dispensing with prohibitions he made his doctrine popular. This was at the close of the fifteenth century when Yoshimasa practised dilettanteism at Higashi-yama. It became in that age a common habit that a man should shave his head and wear priest's vestments while still taking part in worldly affairs. The distinction between bonze and layman disappeared. Some administrative officials became monks; some daimyo fought wearing sacerdotal vestments over their armour, and some priests led troops into battle. If a bonze earned a reputation for eloquence or piety, he often became the target of jealous violence at the hands of rival sectarians and had to fly for his life from the ruins of a burning temple. Not until the advent of Christianity, in the middle of the sixteenth century, did these outrages cease.
It’s noted that Kenju (also known as Rennyo Shoniri), the eighth successor of Shinran, was so eloquent that he attracted a large group of followers and amassed wealth that rivaled that of a powerful landowner. He maintained a sizable armed force and made his teachings popular by lifting restrictions. This was at the end of the fifteenth century when Yoshimasa indulged in the arts at Higashi-yama. During that time, it became common for men to shave their heads and wear monk's robes while still engaging in worldly activities. The lines between monks and laypeople blurred. Some government officials became monks; some samurai fought in priestly robes over their armor, and some priests led troops into battle. If a monk gained a reputation for being eloquent or devout, he often faced jealousy and violence from competing sects and had to escape for his life from the ruins of a burning temple. These violent incidents didn’t stop until the arrival of Christianity in the mid-sixteenth century.
THE FIVE TEMPLES OF KYOTO
The Zen sect had been almost equally popular during the epoch of the Hojo. They built for it five great temples in Kamakura, and that example was followed by the Ashikaga in Kyoto. The five fanes in the capital were called collectively, Go-zan. They were Kennin-ji, Tofuku-ji, Nanzen-ji, Tenryu-ji, and Shokoku-ji. After the conclusion of peace between the Northern and Southern Courts the temple Shokoku-ji was destroyed by fire and it remained in ashes until the time of Yoshimasa, when the priest, Chushin, persuaded the shogun to undertake the work of reconstruction. A heavy imposition of land-tax in the form of tansen, and extensive requisitions for timber and stones brought funds and materials sufficient not only to restore the edifice and to erect a pagoda 360 feet high, but also to replenish the empty treasury of the shogun. Thus, temple-building enterprises on the part of Japanese rulers were not prompted wholly by religious motives.
The Zen sect was pretty popular during the time of the Hojo. They built five major temples in Kamakura, and the Ashikaga followed their lead in Kyoto. The five temples in the capital were called Go-zan. They were Kennin-ji, Tofuku-ji, Nanzen-ji, Tenryu-ji, and Shokoku-ji. After the peace between the Northern and Southern Courts, Shokoku-ji was destroyed by fire and stayed in ruins until the time of Yoshimasa, when the priest Chushin convinced the shogun to fund its reconstruction. A heavy land tax known as tansen, along with significant requests for timber and stone, provided enough money and materials not just to rebuild the temple and construct a 360-foot pagoda, but also to refill the shogun's empty treasury. So, the temple-building efforts by Japanese leaders were not solely driven by religious reasons.
MANNERS AND CUSTOMS
The frugal austerity of life under the rule of the Hojo was changed to lavish extravagance under the Ashikaga. Yet things should have been otherwise, for in Takauji's time there was enacted and promulgated the code of regulations already referred to as the Kemmu Shikimoku, wherein were strictly forbidden basara, debauchery, gambling, reunions for tea drinking and couplet composing, lotteries, and other excesses. Basara is a Sanskrit term for costly luxuries of every description, and the compilers of the code were doubtless sincere in their desire to popularize frugality. But the Ashikaga rulers themselves did not confirm their precepts by example. They seemed, indeed, to live principally for sensuous indulgence.
Life under the Hojo was marked by strict simplicity, but that changed to lavish extravagance under the Ashikaga. This shift was unexpected, as during Takauji's time, a set of regulations known as the Kemmu Shikimoku was established, which strictly prohibited excesses like basara, debauchery, gambling, gatherings for tea drinking and couplet composing, lotteries, and other indulgences. Basara is a Sanskrit word for expensive luxuries of all kinds, and the creators of this code clearly aimed to promote frugality. However, the Ashikaga rulers themselves did not lead by example. Instead, they seemed to focus mainly on indulgence and pleasure.
A Japanese writer of the fifteenth century, in a rhapsodical account of the Kyoto of his day, dwells on the wonderful majesty of the "sky-piercing roofs" and "cloud-topping balconies" of the Imperial palace. And he points with evident pride to the fact that this splendor—a splendor only a little less—was to be found besides in many other elegant residences which displayed their owners' taste and wealth. The chronicler notes that even those who were not noble, including some who had made their money by fortune-telling or by the practice of medicine, were sometimes able to make such display, to live in pretentious houses and have many servants. So could the provincial nobles, who it seems did not in other periods make much of a showing at the capital.
A Japanese writer from the fifteenth century, in an enthusiastic description of Kyoto during his time, highlights the incredible beauty of the "towering roofs" and "balconies that seem to reach the clouds" of the Imperial palace. He proudly notes that this grandeur—only slightly less impressive—could also be found in many other fine homes that showcased their owners' taste and wealth. The chronicler observes that even those who weren't nobles, including some who had earned their fortunes through fortune-telling or practicing medicine, were occasionally able to flaunt their status, living in grand houses and employing many servants. The same was true for provincial nobles, who apparently didn't usually make a strong impression in the capital during other times.
The dwellers in these mansions lived up to their environment. The degree of their refinement may be inferred from the fact that cooking became a science; they had two principal academies and numerous rules to determine the sizes and shapes of every implement and utensil, as well as the exact manner of manipulating them. The nomenclature was not less elaborate. In short, to become a master of polite accomplishments and the cuisine in the military era of Japan demanded patient and industrious study.
The residents of these mansions adapted to their surroundings. You can tell how refined they were by the fact that cooking turned into a science; they had two main schools and many rules to define the sizes and shapes of every tool and utensil, along with the exact way to use them. The terminology was just as detailed. In short, mastering social skills and cooking during Japan's military era required careful and dedicated study.
MODE OF TRAVELLING
The fashions of the Heian epoch in the manner of travelling underwent little change during the military age. The principal conveyance continued to be an ox-carriage or a palanquin. The only notable addition made was the kago, a kind of palanquin slung on a single pole instead of on two shafts. The kago accommodated one person and was carried by two. Great pomp and elaborate organization attended the outgoing of a nobleman, and to interrupt a procession was counted a deadly crime, while all persons of lowly degree were required to kneel with their hands on the ground and their heads resting on them as a nobleman and his retinue passed.
The fashion of traveling during the Heian period changed little during the military era. The main modes of transport were still ox-drawn carriages or palanquins. The only significant addition was the kago, a type of palanquin suspended on a single pole rather than two shafts. The kago could fit one person and was carried by two people. When a nobleman set out, it was a big deal, and interrupting a procession was considered a serious crime. Everyone of lower status had to kneel with their hands on the ground and their heads resting on them as a nobleman and his entourage passed by.
LANDSCAPE GARDENING
Great progress was made in the art of landscape gardening during the Muromachi epoch, but this is a subject requiring a volume to itself. Here it will suffice to note that, although still trammelled by its Chinese origin, the art received signal extension, and was converted into something like an exact science, the pervading aim being to produce landscapes and water-scapes within the limits of a comparatively small park without conveying any sense of undue restriction. Buddhist monks developed signal skill in this branch of esthetics, and nothing could exceed the delightful harmony which they achieved between nature and art. It may be mentioned that the first treatise on the art of landscape gardening appeared from the pen of Gokyogoku Yoshitsune in the beginning of the thirteenth century. It has been well said that the chief difference between the parks of Japan and the parks of Europe is that, whereas the latter are planned solely with reference to a geometrical scale of comeliness or in pure and faithful obedience to nature's indications, the former are intended to appeal to some particular mood or to evoke special emotion, while, at the same time, preserving a likeness to the landscapes and water-scapes of the world about us.
Significant advances were made in landscape gardening during the Muromachi period, but this topic deserves its own dedicated volume. For now, it's enough to acknowledge that, although still influenced by its Chinese origins, the art evolved into something resembling an exact science. Its main goal was to create landscapes and water features within relatively small parks without feeling overly constrained. Buddhist monks became exceptionally skilled in this area of aesthetics, achieving a wonderful harmony between nature and art. It's worth mentioning that the first treatise on landscape gardening was written by Gokyogoku Yoshitsune in the early thirteenth century. It's often said that the primary difference between Japanese and European parks is that while European parks are designed based solely on geometric beauty or strict adherence to nature's forms, Japanese parks aim to evoke specific moods or emotions while still resembling the natural landscapes and water scenes around us.
MINIATURE LANDSCAPE GARDENING
By observing the principles and practical rules of landscape gardening while reducing the scale of construction so that a landscape or a water-scape, complete in all details and perfectly balanced as to its parts, is produced within an area of two or three square feet, the Japanese obtained a charming development of the gardener's art. Admirable, however, as are these miniature reproductions of natural scenery and consummate as is the skill displayed in bringing all their parts into exact proportion with the scale of the design, they are usually marred by a suggestion of triviality. In this respect, greater beauty is achieved on an even smaller scale by dwarfing trees and shrubs so that, in every respect except in dimensions, they shall be an accurate facsimile of what they would have been had they grown for cycles unrestrained in the forest. The Japanese gardener "dwarfs trees so that they remain measurable only by inches after their age has reached scores, even hundreds, of years, and the proportions of leaf, branch and stem are preserved with fidelity. The pots in which these wonders of patient skill are grown have to be themselves fine specimens of the keramist's craft, and as much as £200 is sometimes paid for a notably well-trained tree."*
By following the principles and practical rules of landscape gardening while scaling down the construction, a landscape or water feature that is complete in all details and perfectly balanced can be created within an area of two to three square feet. The Japanese have developed a charming version of gardening art through this approach. However, while these miniature replicas of natural scenery are impressive and showcase remarkable skill in proportion, they often come across as somewhat trivial. In this regard, greater beauty is achieved on an even smaller scale by dwarfing trees and shrubs so that they closely resemble what they would have looked like if they had grown freely in the forest for ages, just on a smaller scale. The Japanese gardener "dwarfs trees so that they measure only in inches even after they have existed for decades or even hundreds of years, and the proportions of the leaves, branches, and stems are faithfully maintained. The pots these marvels of patience are grown in must also be fine examples of ceramic craftsmanship, and up to £200 is sometimes paid for a particularly well-trained tree."*
*Encyclopaedia Britannica, 11th Edition, article "Japan," Brinkley.
*Encyclopaedia Britannica, 11th Edition, article "Japan," Brinkley.
TEA CEREMONIAL
The tea ceremonial (cha-no-yu) is essentially Japanese in its developments though its origin came from China. It has been well described as "a mirror in which the extraordinary elaborations of Japanese social etiquette may be seen vividly reflected." In fact, the use of tea as a beverage had very little to do with the refined amusement to which it was ultimately elevated. The term "tasting" would apply more accurately to the pastime than "drinking." But even the two combined convey no idea of the labyrinth of observances which constituted the ceremonial. The development of the cha-no-yu is mainly due to Shuko, a priest of the Zen sect of Buddhism, who seems to have conceived that tea drinking might be utilized to promote the moral conditions which he associated with its practice. Prof. H. B. Chamberlain notes that "It is still considered proper for tea enthusiasts to join the Zen sect of Buddhism, and it is from the abbot of Daitokuji at Kyoto that diplomas of proficiency are obtained." The bases of Shuko's system were the four virtues—urbanity, purity, courtesy, and imperturbability—and little as such a cult seemed adapted to the practices of military men, it nevertheless received its full elaboration under the feudal system. But although this general description is easy enough to formulate, the etiquette and the canons of the cha-no-yu would require a whole volume for an exhaustive description.
The tea ceremony (cha-no-yu) is primarily Japanese in its development, even though it originated in China. It's been described as "a mirror reflecting the intricate manners of Japanese social etiquette." In reality, using tea as a drink had little to do with the refined activity it eventually became. The term "tasting" fits this pastime better than "drinking." Yet even combining the two doesn't capture the complex rituals that make up the ceremony. The evolution of cha-no-yu is largely credited to Shuko, a Zen Buddhist priest, who believed that tea drinking could be used to promote the moral values he associated with it. Prof. H. B. Chamberlain points out that "it is still considered appropriate for tea enthusiasts to join the Zen sect of Buddhism, and diplomas of proficiency are obtained from the abbot of Daitokuji in Kyoto." Shuko's system was based on four virtues—urbanity, purity, courtesy, and imperturbability—and though it may not seem well-suited to military practices, it fully developed under the feudal system. While this general overview is straightforward, the etiquette and principles of cha-no-yu would require an entire book for a complete explanation.
INCENSE COMPARING
The Muromachi epoch contributed to aristocratic pastimes the growth of another amusement known as ko-awase, "comparing of incense," a contest which tested both the player's ability to recognize from their odour different varieties of incense and his knowledge of ancient literature. As early as the seventh century the use of incense had attained a wide vogue in Japan. But it was not until the beginning of the sixteenth century that Shino Soshin converted the pastime into something like a philosophy. From his days no less than sixty-six distinct kinds of incense were recognized and distinguished by names derived from literary allusions. This pastime is not so elaborate as the cha-no-yu, nor does it furnish, like the latter, a series of criteria of art-objects. But it shows abundant evidence of the elaborate care bestowed upon it by generation after generation of Japanese dilettanti.
The Muromachi period added another aristocratic pastime known as ko-awase, or "incense comparison," a competition that tested players’ abilities to identify different types of incense by their scent and their knowledge of classical literature. As early as the seventh century, the use of incense had become popular in Japan. However, it wasn't until the early sixteenth century that Shino Soshin turned the activity into something resembling a philosophy. By his time, at least sixty-six distinct types of incense were recognized and given names based on literary references. This pastime is less complex than the tea ceremony, nor does it provide a set of artistic standards like the latter. But it clearly reflects the meticulous attention devoted to it by generations of Japanese enthusiasts.
IKE-BANA
The English language furnishes no accurate equivalent for what the Japanese call ike-bana. The literal meaning of the term is "living flower," and this name well explains the fundamental principle of the art, namely, the arrangement of flowers so as to suggest natural life. In fact, the blossoms must look as though they were actually growing and not as though they were cut from the stems. It is here that the fundamental difference between the Occidental and the Japanese method of flower arrangement becomes apparent; the former appeals solely to the sense of colour, whereas the latter holds that the beauty of a plant is not derived from the colour of its blossoms more than from the manner of their growth. In fact, harmony of colour rather than symmetry of outline was the thing desired in a Japanese floral composition. It might be said that Western art, in general, and more particularly the decorative art of India, Persia and Greece—the last coming to Japan through India and with certain Hindu modifications—all aim at symmetry of poise; but that Japanese floral arrangement and decorative art in general have for their fundamental aim a symmetry by suggestion,—a balance, but a balance of inequalities. The ike-bana as conceived and practised in Japan is a science to which ladies, and gentlemen also, devote absorbing attention.
The English language doesn’t have a perfect equivalent for what the Japanese refer to as ike-bana. The literal translation is "living flower," which accurately represents the core principle of this art form: arranging flowers to evoke a sense of natural life. The blooms need to appear as if they are genuinely growing instead of being cut from their stems. This highlights the key difference between Western and Japanese methods of flower arrangement; the former focuses mainly on color, while the latter believes that a plant’s beauty comes not only from the color of its blossoms but also from how they grow. In fact, a harmonious color scheme is more important than symmetrical shapes in Japanese floral design. It could be said that Western art, especially the decorative arts of India, Persia, and Greece—the latter reaching Japan through India with some Hindu influences—aims for symmetrical balance; however, Japanese floral arrangement and decorative art, in general, strive for a symmetry that suggests balance, but one that comes from inequalities. Ikebana, as practiced and understood in Japan, is a discipline that captivates both women and men.
OTHER PASTIMES
It will be understood that to the pastimes mentioned above as originating in military times must be added others bequeathed from previous eras. Principal among these was "flower viewing" at all seasons; couplet composing; chess; draughts; football; mushroom picking, and maple-gathering parties, as well as other minor pursuits. Gambling, also, prevailed widely during the Muromachi epoch and was carried sometimes to great excesses, so that samurai actually staked their arms and armour on a cast of the dice. It is said that this vice had the effect of encouraging robbery, for a gambler staked things not in his possession, pledging himself to steal the articles if the dice went against him.
It’s understood that the pastimes mentioned earlier, which originated in military times, must also include others passed down from earlier periods. Key among these were "flower viewing" in all seasons, composing couplets, playing chess, draughts, football, mushroom picking, and maple-gathering parties, along with other minor activities. Gambling was also widespread during the Muromachi period and sometimes taken to great extremes, with samurai staking their weapons and armor on a roll of the dice. It’s said that this vice led to an increase in theft, as gamblers would bet items they didn’t own, committing to steal them if they lost.
SINGING AND DANCING
One of the chief contributions of the military era to the art of singing was a musical recitative performed by blind men using the four-stringed Chinese lute, the libretto being based on some episode of military history. The performers were known as biwa-bozu, the name "bozu" (Buddhist priest) being derived from the fact that they shaved their heads after the manner of bonzes. These musicians developed remarkable skill of elocution, and simulated passion so that in succeeding ages they never lost their popularity. Sharing the vogue of the biwa-bozu, but differing from it in the nature of the story recited as well as in that of the instrument employed, was the joruri, which derived its name from the fact that it was originally founded on the tragedy of Yoshitsune's favourite mistress, Joruri. In this the performer was generally a woman, and the instrument on which she accompanied herself was the samisen. These two dances may be called pre-eminently the martial music of Japan, both by reason of the subject and the nature of the musical movement.
One of the main contributions from the military era to the art of singing was a musical recitative performed by blind men using the four-stringed Chinese lute, with lyrics based on episodes from military history. The performers were known as biwa-bozu, with the term "bozu" (Buddhist priest) coming from their practice of shaving their heads like monks. These musicians developed impressive speaking skills and expressed deep emotion, which allowed them to maintain their popularity through the ages. Alongside the biwa-bozu, there was also joruri, which differed in both the stories recited and the instrument used. Joruri got its name from the tragedy of Yoshitsune's favorite mistress, Joruri, and the performer was usually a woman who accompanied herself with the samisen. Together, these two forms of performance represent the martial music of Japan, both in terms of their themes and the style of the music.
The most aristocratic performance of all, however, was the yokyoku, which ultimately grew into the no. This was largely of dramatic character and it owed its gravity and softness of tone to priestly influence, for the monopoly of learning possessed in those ages by the Buddhist friars necessarily made them pre-eminent in all literary accomplishments. The no, which is held in just as high esteem to-day as it was in medieval times, was performed on a stage in the open air and its theme was largely historical. At the back of the stage was seated a row of musicians who served as chorus, accompanying the performance with various instruments, chiefly the flute and the drum, and from time to time intoning the words of the drama. An adjunct of the no was the kyogen. The no was solemn and stately; the kyogen comic and sprightly. In fact, the latter was designed to relieve the heaviness of the former, just as on modern stages the drama is often relieved by the farce. It is a fact of sober history that the shogun Yoshimasa officially invested the no dance with the character of a ceremonious accomplishment of military men and that Hideyoshi himself often joined the dancers on the stage.
The most elite performance of all, however, was the yokyoku, which eventually evolved into the no. This was mostly dramatic in nature and its seriousness and softness of tone were influenced by priests since the Buddhist monks held a monopoly on learning during those times, making them dominant in all literary skills. The no, which is still highly regarded today just as it was in medieval times, was performed on an outdoor stage with themes often based on history. At the back of the stage sat a row of musicians who served as the chorus, accompanying the performance with various instruments, primarily the flute and the drum, and occasionally chanting the words of the drama. An addition to the no was the kyogen. The no was serious and dignified; the kyogen was funny and lively. In fact, the latter was meant to lighten the heaviness of the former, similar to how modern stages often balance drama with comedy. It is a well-documented fact that the shogun Yoshimasa officially recognized the no dance as a ceremonial activity for military men and that Hideyoshi himself often danced on stage with the performers.
ENGRAVING: FLOWER POTS AND DWARF TREE
ENGRAVING: SWORDS PRESERVED AT SHOSO-IN TEMPLE, AT NARA
CHAPTER XXXIII
THE EPOCH OF WARS (Sengoku Jidai)
THE EPOCH OF WARS (Sengoku Jidai)
LIST OF EMPERORS
Order of Succession Name Date
Order of Succession Name Date
97th Sovereign Go-Murakami A.D. 1339-1368
97th Sovereign Go-Murakami 1339-1368 A.D.
98th Chokei 1368-1372
98th Chokei 1368-1372
99th Go-Kameyama 1372-1392
99th Go-Kameyama 1372-1392
100th Go-Komatsu 1392-1412
100th Go-Komatsu 1392-1412
101st Shoko 1412-1428
101st Shoko 1412-1428
102d Go-Hanazono 1428-1465
Go-Hanazono 1428-1465
103d Go-Tsuchimikado 1465-1500
103d Go-Tsuchimikado 1465-1500
104th Go-Kashiwabara 1500-1526
104th Go-Kashiwabara 1500-1526
105th Go-Nara 1526-1557
105th Go-Nara 1526-1557
106th Okimachi 1557-1586
106th Okimachi 1557-1586
107th Go-Yozei 1586-1611
107th Go-Yozei 1586-1611
THE sovereigns of the Northern Court, not being recognized as legitimate by Japanese annalists, are excluded from the above list. Go-Komatsu, however, is made an exception. He reigned from 1382 to 1392 as representing the Northern Court, and thereafter, the two Courts having ceased their rivalry, he reigned undisputed until 1412. It has further to be noted that many histories make the number of sovereigns greater by two than the figures recorded in the lists of this volume. That is because the histories in question count as two the Empresses Kogyoku (642-645) and Saimei (655-661), although they represent the same sovereign under different names, and because they adopt a similar method of reckoning in the case of the Empresses Koken (749-758) and Shotoku (765-770), whereas in this volume the actual number of sovereigns is alone recorded.
THE rulers of the Northern Court, not recognized as legitimate by Japanese historians, are excluded from the above list. Go-Komatsu, however, is an exception. He reigned from 1382 to 1392 as the representative of the Northern Court, and after that, with the two Courts having ended their rivalry, he ruled without dispute until 1412. It should also be noted that many histories count two more rulers than the numbers listed in this volume. This is because those histories count the Empresses Kogyoku (642-645) and Saimei (655-661) as two separate rulers, even though they are the same sovereign under different names, and they use the same approach with Empresses Koken (749-758) and Shotoku (765-770), while this volume records only the actual number of rulers.
THE COURT
The interval between the close of the fifteenth century and the end of the sixteenth is set apart by Japanese annalists as the most disturbed period of the country's history and is distinguished by the term Sengoku Jidai, or the Epoch of Wars. It would be more accurate to date the beginning of that evil time from the Onin year-period (1467-1469); for in the Onin era practical recognition was extended to the principle that the right of succession to a family estate justifies appeal to arms, and that such combats are beyond the purview of the central authority. There ensued disturbances constantly increasing in area and intensity, and not only involving finally the ruin of the Ashikaga shogunate but also subverting all law, order, and morality. Sons turned their hand against fathers, brothers against brothers, and vassals against chiefs. Nevertheless, amid this subversion of ethics and supremacy of the sword, there remained always some who reverenced the Throne and supported the institutions of the State; a noteworthy feature in the context of the fact that, except during brief intervals, the wielder of the sceptre in Japan never possessed competence to enforce his mandates but was always dependent in that respect on the voluntary co-operation of influential subjects.
The period between the end of the fifteenth century and the end of the sixteenth century is marked by Japanese historians as the most chaotic time in the country’s history, known as Sengoku Jidai, or the Era of Warring States. It would be more accurate to start this troubled time from the Onin period (1467-1469); during the Onin era, it became widely accepted that claiming the right to inherit a family estate justified resorting to violence, and that such conflicts were outside the reach of the central authority. This led to ongoing disturbances that grew larger and more intense, ultimately resulting in the downfall of the Ashikaga shogunate and undermining all laws, order, and morality. Sons turned against fathers, brothers against brothers, and vassals against their leaders. Nevertheless, even amid this collapse of ethics and the dominance of violence, there were always some who honored the Emperor and supported the institutions of the State; it is significant to note that, except for brief moments, the ruler in Japan was never able to enforce his orders effectively and was always reliant on the voluntary cooperation of powerful subjects.
In the Sengoku period the fortunes of the Imperial Court fell to their lowest ebb. The Crown lands lay in the provinces of Noto, Kaga, Echizen, Tamba, Mino, and so forth, and when the wave of warfare spread over the country, these estates passed into the hands of military magnates who absorbed the taxes into their own treasuries, and the collectors sent by the Court could not obtain more than a small percentage of the proper amount. The exchequer of the Muromachi Bakufu suffered from a similar cause, and was further depleted by extravagance, so that no aid could be obtained from that source. Even worse was the case with the provincial manors of the Court nobles, who were ultimately driven to leave the capital and establish direct connexion with their properties. Thus, the Ichijo family went to Tosa; the Ane-no-koji to Hida, and when Ouchi Yoshioki retired to Suwo on resigning his office (kwanryo), many Court magnates who had benefitted by his generosity in Kyoto followed him southward.
During the Sengoku period, the power of the Imperial Court reached its lowest point. The Crown lands were located in the provinces of Noto, Kaga, Echizen, Tamba, Mino, and others. As warfare spread across the country, these estates were taken over by military leaders who kept the taxes for themselves, leaving the Court's collectors able to retrieve only a small portion of what was due. The finances of the Muromachi Bakufu faced similar issues and were further drained by extravagance, meaning they could offer no support. The situation was even worse for the provincial estates of the Court nobles, who were ultimately forced to leave the capital and directly manage their properties. For example, the Ichijo family moved to Tosa, the Ane-no-koji went to Hida, and when Ouchi Yoshioki retired to Suwo after stepping down from his position (kwanryo), many Court nobles who had benefited from his generosity in Kyoto followed him south.
So impoverished was the Imperial exchequer that, in the year 1500, when the Emperor Go-Tsuchimikado died, the corpse lay for forty days in a darkened room of the palace, funds to conduct the funeral rites not being available. Money was finally provided by Sasaki Takayori, and in recognition of his munificence he was authorized to use the Imperial crest (chrysanthemum and Paulownia); was granted the right of entree to the palace, and received an autographic volume from the pen of the Emperor Go-Kogon. If there was no money to bury Go-Tsuchimikado, neither were any funds available to perform the coronation of his successor, Go-Kashiwabara. Muromachi made a futile attempt to levy contributions from the daimyo, and the kwanryo, Hosokawa Masamoto, is recorded to have brusquely said, in effect, that the country could be administered without crowning any sovereign. Twenty years passed before the ceremony could be performed, and means were ultimately (1520) furnished by the Buddhist priest Koken—son of the celebrated Rennyo Shonin, prelate of the Shin sect—who, out of the abundant gifts of his disciples, placed at the disposal of the Court a sum of ten thousand gold ryo,* being moved to that munificence by the urging of Fujiwara Sanetaka, a former nai-daijin. In recognition of this service, Koken was raised to high ecclesiastical rank.
So poor was the Imperial treasury that, in 1500, when Emperor Go-Tsuchimikado died, his body remained in a darkened room of the palace for forty days because there weren't enough funds for the funeral rites. The money was eventually supplied by Sasaki Takayori, and in appreciation of his generosity, he was allowed to use the Imperial crest (chrysanthemum and Paulownia), granted access to the palace, and received a signed book from Emperor Go-Kogon. If there was no money to bury Go-Tsuchimikado, there also weren't any funds to crown his successor, Go-Kashiwabara. Muromachi tried in vain to collect donations from the daimyo, and the kwanryo, Hosokawa Masamoto, reportedly bluntly stated that the country could be governed without the need to crown a sovereign. It took twenty years before the coronation could finally be held, and the funds were eventually provided in 1520 by the Buddhist priest Koken—son of the famous Rennyo Shonin, leader of the Shin sect—who, driven by the encouragement of Fujiwara Sanetaka, a former nai-daijin, contributed a sum of ten thousand gold ryo from the generous gifts of his followers. In recognition of this contribution, Koken was elevated to a high ecclesiastical rank.
*£30,000—$145,000.
£30,000—$145,000.
It will be remembered that, early in this sixteenth century, Yoshioki, deputy kwanryo and head of the great Ouchi house, had contributed large sums to the Muromachi treasury; had contrived the restoration of several of the Court nobles' domains to their impoverished owners, and had assisted with open hand to relieve the penury of the throne. The task exhausted his resources, and when recalled to his province by local troubles in 1518, the temporary alleviation his generosity had brought was succeeded by hopeless penury. From time immemorial it had been the universal rule to rebuild the two great shrines at Ise every twentieth year, but nothing of the kind had been possible in the case of the Naigu (inner shrine) since 1462, and in the case of the Gegu (outer shrine) since 1434. Such neglect insulted the sanctity of the Throne; yet appeals to the Bakufu produced no result. In 1526, the Emperor Go-Kashiwabara died. It is on record that his ashes were carried from the crematorium in a box slung from the neck of a general officer, and that the funeral train consisted of only twenty-six officials. For the purposes of the coronation ceremony of this sovereign's successor, subscriptions had to be solicited from the provincial magnates, and it was not until 1536 that the repairs of the palace could be undertaken, so that the Emperor Go-Nara was able to write in his diary, "All that I desired to have done has been accomplished, and I am much gratified." On this occasion the Ouchi family again showed its generosity and its loyalty to the Throne.
It should be noted that, early in the sixteenth century, Yoshioki, the deputy kwanryo and leader of the powerful Ouchi family, had donated significant amounts to the Muromachi treasury. He managed to restore several court nobles' estates to their financially struggling owners and generously helped alleviate the throne's poverty. His efforts drained his resources, and when he was called back to his province due to local issues in 1518, the temporary relief he provided was replaced by dire poverty. Traditionally, it had been a long-standing practice to rebuild the two main shrines at Ise every twenty years, but this had not been done for the Naigu (inner shrine) since 1462, and for the Gegu (outer shrine) since 1434. This neglect disrespected the sanctity of the Throne, yet appeals to the Bakufu went unanswered. In 1526, Emperor Go-Kashiwabara passed away. Records indicate that his ashes were carried from the crematorium in a box hung around the neck of a general officer, and the funeral procession included only twenty-six officials. To prepare for the coronation ceremony of his successor, donations had to be collected from provincial leaders, and it wasn't until 1536 that repairs on the palace could begin. This allowed Emperor Go-Nara to write in his diary, "All that I desired to have done has been accomplished, and I am very pleased." During this time, the Ouchi family once again demonstrated its generosity and loyalty to the Throne.
The extremity of distress was reached during the Kyoroku era (1528-1531), when the struggle between the two branches of the Hosokawa family converted Kyoto once more into a battle-field and reduced a large part of the city to ashes. The Court nobles, with their wives and children, had to seek shelter and refuge within the Imperial palace, the fences of which were broken down and the buildings sadly dilapidated.
The peak of distress came during the Kyoroku era (1528-1531), when the conflict between the two branches of the Hosokawa family turned Kyoto into a battlefield again and left much of the city in ruins. The court nobles, along with their wives and children, had to find safety in the Imperial palace, where the walls were breached and the buildings were in a state of severe disrepair.
A contemporary record tells with much detail the story of the decay of the capital and the pitiful plight of the Throne. The Emperor Go-Nara (1527-1557) was reduced to earning his own living. This he did by his skill as a calligrapher—at least one instance of something useful resulting from the penchant of the Court for the niceties of Chinese art and letters. Any one might leave at the palace a few coins for payment and order a fair copy of this or that excerpt from a famous classic. The palace was overrun, the chronicler says. Its garden became a resort for tea-drinking among the lower classes and children made it a play-ground. It was no longer walled in, but merely fenced with bamboo. The whole city was in a similar desolation, things having become worse and worse beginning with the Onin disturbance of 1467 and the general exodus of the samurai from the capital at that time. At this time the military nobles came to the city only to fight, and the city's population melted away. All was disorder. The city was flooded and the dike which was built to check the flooded rivers came to be thought a fine residence place in comparison with lower parts of the town.
A modern account describes in great detail the decline of the capital and the unfortunate situation of the Throne. Emperor Go-Nara (1527-1557) had to support himself. He did this through his talent as a calligrapher—one of the few useful outcomes of the Court's interest in the subtleties of Chinese art and literature. Anyone could drop off a few coins at the palace and request a nice copy of a passage from a well-known classic. According to the chronicler, the palace was overrun. Its garden became a hangout for tea-drinking among the lower classes, and children turned it into a playground. It was no longer walled off but simply enclosed by bamboo. The entire city was similarly desolate, with conditions worsening since the Onin disturbance of 1467 and the mass exodus of samurai at that time. During this period, military nobles came to the city only to fight, causing the population to dwindle. Everything was in chaos. The city was flooded, and the dike built to control the rising rivers became a preferred living area compared to the lower parts of town.
It was at this time that men might be observed begging for rice in the streets of the capital. They carried bags to receive contributions which were designated kwampaku-ryo (regent's money). Some of the bags thus used are preserved by the noble family of Nijo to this day. Another record says that the stewardess of the Imperial household service during this reign (Go-Nara), on being asked how summer garments were to be supplied for the ladies-in-waiting, replied that winter robes with their wadded linings removed should be used. The annals go so far as to allege that deaths from cold and starvation occurred among the courtiers. An important fact is that one of the provincial magnates who contributed to the succour of the Court at this period was Oda Nobuhide of Owari, father of the celebrated Oda Nobunaga.
It was during this time that men could be seen asking for rice in the streets of the capital. They carried bags to collect donations known as kwampaku-ryo (regent's money). Some of these bags are still kept by the noble Nijo family today. Another account mentions that the stewardess of the Imperial household during this reign (Go-Nara), when asked how to provide summer clothes for the ladies-in-waiting, suggested using winter robes with the padded linings removed. The records even claim that some courtiers died from cold and starvation. An important detail is that one of the regional leaders who helped support the Court during this time was Oda Nobuhide from Owari, the father of the famous Oda Nobunaga.
ENGRAVING: SHINRAN SHONIN
BUDDHIST VIOLENCE
The decline of the Muromachi Bakufu's authority encouraged the monks as well as the samurai to become a law to themselves. Incidental references have already been made to this subject, but the religious commotions of the Sengoku period invite special attention. The Buddhists of the Shin sect, founded by Shinran Shonin (1184-1268), which had for headquarters the great temple Hongwan-ji in Kyoto, were from the outset hostile to the monks of Enryaku-ji. Religious doctrine was not so much concerned in this feud as rivalry. Shinran had been educated in the Tendai tenets at Enryaku-ji. Therefore, from the latter's point of view he was a renegade, and while vehemently attacking the creed of his youth, he had acquired power and influence that placed the Hongwan-ji almost on a level with the great Hiei-zan. In the days of Kenju, popularly called Rennyo Shonin (1415-1479), seventh in descent from the founder, Shinran, the Ikko—by which name the Shin sect was known—developed conspicuous strength. Kenju possessed extraordinary eloquence. Extracts from his sermons were printed on an amulet and distributed among worshippers, who grew so numerous and so zealous that the wealth of the sect became enormous, and its leaders did not hesitate to provide themselves with an armed following. Finally the monks of Hiei-zan swept down on Hongwan-ji, applied the torch to the great temple, and compelled the abbot, Kenju, to fly for his life.
The decline of the Muromachi Bakufu's authority led both monks and samurai to take matters into their own hands. While we've briefly touched on this topic before, the religious upheavals of the Sengoku period deserve special attention. The Buddhists of the Shin sect, founded by Shinran Shonin (1184-1268) and based at the large temple Hongwan-ji in Kyoto, were initially hostile toward the monks of Enryaku-ji. This conflict was less about religious beliefs and more about rivalry. Shinran had been educated in the Tendai teachings at Enryaku-ji. From their perspective, he was a traitor; while he vehemently criticized the faith of his youth, he gained power and influence that brought Hongwan-ji close to rivaling the great Hiei-zan. During the time of Kenju, popularly known as Rennyo Shonin (1415-1479), who was the seventh descendant of the founder Shinran, the Ikko—which is what the Shin sect was called—gained significant strength. Kenju was exceptionally eloquent. Excerpts from his sermons were printed on amulets and handed out to worshippers, who grew so numerous and fervent that the sect's wealth became enormous, and its leaders didn’t hesitate to form an armed following. Eventually, the monks of Hiei-zan attacked Hongwan-ji, set the great temple on fire, and forced the abbot, Kenju, to flee for his life.
It is significant of the time that this outrage received no punishment. Kenju escaped through Omi to Echizen, where the high constable, an Asakura, combining with the high constable, a Togashi, of the neighbouring province of Kaga, erected a temple for the fugitive abbot, whose favour was well worth courting. The Ikko-shu, however, had its own internal dissensions. In the province of Kaga, a sub-sect, the Takata, endeavoured to oust the Hongwan disciples, and rising in their might, attacked (1488) the high constable; compelled him to flee; drove out their Takata rivals; invaded Etchu; raided Noto, routing the forces of the high constable, Hatakeyama Yoshizumi; seized the three provinces—Kaga, Noto, and Etchu—and attempted to take possession of Echizen. This wholesale campaign was spoken of as the Ikko-ikki (revolt of Ikko). A few years later, the Shin believers in Echizen joined these revolters, and marched through the province, looting and burning wherever they passed. No measure of secular warfare had been more ruthless than were the ways of these monks. The high constable, Asakura Norikage, now took the field, and after fierce fighting, drove back the fanatics, destroyed their temples, and expelled their priests.
It’s notable that this outrage went unpunished. Kenju escaped through Omi to Echizen, where the high constable, an Asakura, teamed up with the high constable, a Togashi, from the neighboring province of Kaga, to build a temple for the fugitive abbot, whose approval was definitely worth seeking. However, the Ikko-shu was dealing with its own internal conflicts. In Kaga province, a sub-sect called the Takata tried to push out the Hongwan disciples and, gaining strength, attacked the high constable in 1488, forcing him to flee, driving out their Takata rivals, invading Etchu, raiding Noto, and defeating the forces of high constable Hatakeyama Yoshizumi. They took control of the three provinces—Kaga, Noto, and Etchu—and tried to seize Echizen. This large-scale campaign was referred to as the Ikko-ikki (revolt of Ikko). A few years later, the Shin believers in Echizen joined these rebels and marched through the province, looting and burning everything in their path. No secular warfare had been as ruthless as the actions of these monks. The high constable, Asakura Norikage, then took to the field and after intense fighting, pushed back the fanatics, destroyed their temples, and expelled their priests.
This was only one of several similar commotions. So turbulent did the monks show themselves under the influence of Shin-shu teachers that the Uesugi of Echigo, the Hojo of Izu, and other great daimyo interdicted the propagandism of that form of Buddhism altogether. The most presumptuous insurrection of all stands to the credit of the Osaka priests. A great temple had been erected there to replace the Hongwan-ji of Kyoto, and in, 1529, its lord-abbot, Kokyo, entered Kaga, calling himself the "son of heaven" (Emperor) and assigning to his steward, Shimoma Yorihide, the title of shogun. This was called the "great revolt" (dai-ikki), and the movement of opposition provoked by it was termed the "small revolt" (sho-ikki). Again recourse was had to the most cruel methods. Men's houses were robbed and burned simply because their inmates stood aloof from the insurrection. Just at that time the septs of Hosokawa and Miyoshi were engaged in a fierce struggle for supremacy. Kokyo threw in his lot with Hosokawa Harumoto, and, at the head of fifty thousand troops, attacked and killed Miyoshi Motonaga. Very soon, however, the Hosokawa chief fell out with his cassocked allies. But he did not venture to take the field against them single handed. The priests of the twenty-one Nichiren temples in Kyoto, old enemies of the Ikko, were incited to attack the Hongwan-ji in Osaka. This is known in history as the Hokke-ikki, Hokke-shu being the name of the Nichiren sect. Hiei-zan was involved in the attack, but the warlike monks of Enryaku-ji replied by pouring down into the capital, burning the twenty-one temples of the Nichiren and butchering three thousand of their priests. Such were the ways of the Buddhists in the Sengoku period.
This was just one of several similar disturbances. The monks became so unruly under the influence of Shin-shu teachers that the Uesugi of Echigo, the Hojo of Izu, and other powerful daimyo banned the spread of that form of Buddhism entirely. The most audacious insurrection of all was led by the Osaka priests. A large temple had been built there to replace the Hongwan-ji of Kyoto, and in 1529, its head monk, Kokyo, entered Kaga, calling himself the "son of heaven" (Emperor) and giving his steward, Shimoma Yorihide, the title of shogun. This was referred to as the "great revolt" (dai-ikki), and the opposing movement was called the "small revolt" (sho-ikki). Once again, the cruelest methods were employed. People's homes were robbed and set on fire simply because the residents didn't support the insurrection. At that time, the Hosokawa and Miyoshi clans were locked in a fierce struggle for power. Kokyo allied with Hosokawa Harumoto and, leading fifty thousand troops, attacked and killed Miyoshi Motonaga. However, it wasn't long before the Hosokawa leader fell out with his monk allies. Still, he didn't dare to confront them by himself. The priests of the twenty-one Nichiren temples in Kyoto, longtime enemies of the Ikko, were urged to attack the Hongwan-ji in Osaka. This is known in history as the Hokke-ikki, with Hokke-shu being the name of the Nichiren sect. Hiei-zan was involved in the attack, but the militant monks of Enryaku-ji retaliated by storming the capital, burning down the twenty-one Nichiren temples, and massacring three thousand of their priests. Such were the ways of the Buddhists during the Sengoku period.
THE KWANTO
During the Sengoku period (1490-1600) the Japanese empire may be compared to a seething cauldron, the bubbles that unceasingly rose to the surface disappearing almost as soon as they emerged, or uniting into groups with more or less semblance of permanence. To follow in detail these superficial changes would be a task equally interminable and fruitless. They will therefore be traced here in the merest outline, except in cases where large results or national effects are concerned. The group of eight provinces called collectively Kwanto first claims attention as the region where all the great captains and statesmen of the age had their origin and found their chief sphere of action. It has been seen that the fifth Ashikaga kwanryo, Shigeuji, driven out of Kamakura, took refuge at Koga in Shimotsuke; that he was thenceforth known as Koga Kubo; that the Muromachi shogun, Yoshimasa, then sent his younger brother, Masatomo, to rule in the Kwanto; that he established his headquarters at Horigoe in Izu, and that he was officially termed Horigoe Gosho. His chief retainers were the two Uesugi families—distinguished as Ogigayatsu Uesugi and Yamanouchi Uesugi, after the names of the palaces where their mansions were situated—both of whom held the office of kwanryo hereditarily.
During the Sengoku period (1490-1600), the Japanese empire was like a boiling pot, with bubbles constantly rising to the surface only to vanish almost immediately or grouping together in various ways that seemed somewhat stable. Following these surface-level changes in detail would be an endless and fruitless endeavor. Instead, we will outline them briefly, except when they lead to significant outcomes or national impacts. The cluster of eight provinces known as Kwanto deserves attention first, as it’s the region where all the prominent military leaders and politicians of the time originated and primarily operated. It has been noted that the fifth Ashikaga kwanryo, Shigeuji, when ousted from Kamakura, sought refuge in Koga in Shimotsuke, where he became known as Koga Kubo. The Muromachi shogun, Yoshimasa, then sent his younger brother, Masatomo, to govern the Kwanto, establishing his base at Horigoe in Izu, where he was officially called Horigoe Gosho. His main vassals were the two Uesugi families—identified as Ogigayatsu Uesugi and Yamanouchi Uesugi, named after the palaces where their residences were located—both of whom held the office of kwanryo by inheritance.
These Uesugi families soon engaged in hostile rivalry, and the Ogigayatsu branch, being allied with Ota Dokwan, the founder of Yedo Castle, gained the upper hand, until the assassination of Dokwan, when the Yamanouchi became powerful. It was at this time—close of the fifteenth century—that there occurred in the Horigoe house one of those succession quarrels so common since the Onin era. Ashikaga Masatomo, seeking to disinherit his eldest son, Chachamaru, in favour of his second son, Yoshimichi, was killed by the former, the latter taking refuge with the Imagawa family in Suruga, by whom he was escorted to the capital, where he became the Muromachi shogun under the name of Yoshizumi. Parricides and fratricides were too common in that disturbed age for Chachamaru's crime to cause any moral commotion. But it chanced that among the rear vassals of the Imagawa there was one, Nagauji, who, during many years, had harboured designs of large ambition. Seizing the occasion offered by Chachamaru's crime, he constituted himself Masatomo's avenger, and marching into Izu, destroyed the Horigoe mansion, and killed Chachamaru. Then (1491) Nagauji quietly took possession of the province of Izu, building for himself a castle at Hojo. He had no legal authority of any kind for the act, neither command from the Throne nor commission from the shogun.
The Uesugi families soon found themselves in fierce rivalry, and the Ogigayatsu branch, allied with Ota Dokwan, the founder of Yedo Castle, took the lead until Dokwan was assassinated, allowing the Yamanouchi to rise in power. It was around the end of the fifteenth century that the Horigoe family experienced one of those succession disputes that had become common since the Onin era. Ashikaga Masatomo sought to disinherit his eldest son, Chachamaru, in favor of his younger son, Yoshimichi, but Chachamaru killed him. Yoshimichi then fled to the Imagawa family in Suruga, who helped him reach the capital, where he became the Muromachi shogun under the name of Yoshizumi. In that chaotic time, parricides and fratricides were so frequent that Chachamaru's crime didn't provoke much moral outrage. However, among the Imagawa's lesser vassals was Nagauji, who had long harbored grand ambitions. Seizing the opportunity presented by Chachamaru's crime, he declared himself the avenger of Masatomo, marched into Izu, destroyed the Horigoe mansion, and killed Chachamaru. Then, in 1491, Nagauji quietly took control of the province of Izu, building a castle for himself at Hojo. He had no legal authority whatsoever for this act, lacking any command from the Throne or commission from the shogun.
ENGRAVING: HOJO SOUN
It was an act of unqualified usurpation. Yet its perpetrator showed that he had carefully studied all the essentials of stable government—careful selection of official instruments; strict administration of justice; benevolent treatment of the people, and the practice of frugality. Being descended from the Taira of Ise and having occupied the domains long held by the Hojo, he adopted the uji name of "Hojo," and having extended his conquests to Sagami province, built a strong castle at Odawara. He is often spoken of as Soun, the name he adopted in taking the tonsure, which step did not in any degree interfere with his secular activities. A profoundly skilled tactician, he never met with a military reverse, and his fame attracted adherents from many provinces. His instructions to his son Ujitsuna were characteristic. Side by side with an injunction to hold himself in perpetual readiness for establishing the Hojo sway over the whole of the Kwanto, as soon as the growing debility of the Uesugi family offered favourable opportunity, stood a series of rules elementary almost to affectation: to believe in the Kami; to rise early in the morning; to go to bed while the night is still young, and other counsels of cognate simplicity formed the ethical thesaurus of a philosopher wise enough to formulate the astute maxim that a ruler, in choosing his instruments, must remember that they, too, choose him.
It was a blatant takeover. Yet the person behind it demonstrated that he had thoroughly studied the key elements of a stable government—including carefully selecting the right officials, enforcing justice strictly, treating the people kindly, and practicing frugality. Descended from the Taira of Ise and having taken over the lands long controlled by the Hojo, he took on the name "Hojo" and, after expanding his conquests to Sagami province, built a strong castle at Odawara. He is often referred to as Soun, the name he took when he became a monk, which didn’t hinder his secular pursuits at all. A highly skilled tactician, he never faced a military defeat, and his reputation drew supporters from many regions. His advice to his son Ujitsuna was telling. Alongside the directive to always be prepared to expand Hojo control over the entire Kwanto when the weakening Uesugi family provided a good opportunity, he also included a list of simple but essential rules: to believe in the Kami, to wake up early, to go to bed while it’s still early in the night, and other straightforward pieces of advice that formed the moral framework of a wise philosopher who understood the clever truth that a ruler, in choosing his tools, must remember that they also choose him.
Ujitsuna proved himself a worthy son of Soun, but much had still to be accomplished before the Kwanto was fully won. Among the eight provinces, two, Awa and Kazusa, which looked across the sea to Odawara, were under the firm sway of the Satomi family—one of the "eight generals" of the Kwanto—and not until 1538 could the Hojo chief find an opportunity to crush this strong sept. The fruits of his victory had hardly been gathered when death overtook him, in 1543. His sword descended, however, to a still greater leader, his son Ujiyasu, who pushed westward into Suruga; stood opposed to Kai in the north, and threatened the Uesugi in the east. The two branches of the Uesugi had joined hands in the presence of the Hojo menace, and a powerful league including the Imagawa and the Ashikaga of Koga, had been formed to attack the Hojo. So long did they hesitate in view of the might of Odawara, that the expression "Odawara-hyogi" passed into the language as a synonym for reluctance; and when at length they moved to the attack with eighty thousand men, Hojo Ujiyasu, at the head of a mere fraction of that number, inflicted a defeat which settled the supremacy of the Kwanto.
Ujitsuna showed he was a strong son of Soun, but there was still a lot to achieve before the Kwanto was completely secured. Among the eight provinces, two—Awa and Kazusa—that faced the sea towards Odawara were firmly controlled by the Satomi family, one of the "eight generals" of the Kwanto. It wasn't until 1538 that the Hojo leader found the chance to defeat this powerful clan. He barely enjoyed the benefits of his victory when he passed away in 1543. His legacy, however, was passed on to an even greater leader, his son Ujiyasu, who advanced west into Suruga, faced off against Kai to the north, and threatened the Uesugi to the east. The two branches of the Uesugi united in response to the Hojo threat, forming a strong alliance with the Imagawa and the Ashikaga of Koga to attack the Hojo. They hesitated so long out of fear of Odawara’s strength that the phrase "Odawara-hyogi" became a term for reluctance; and when they finally launched their attack with eighty thousand men, Hojo Ujiyasu, leading only a fraction of that number, dealt a defeat that secured the Hojo dominance over the Kwanto.
The name of Hojo Ujiyasu is enshrined in the hearts of Japanese bushi. He combined in an extraordinary degree gentleness and bravery, magnanimity and resolution, learning and martial spirit. It was commonly said that from the age of sixteen he had scarcely doffed his armour; had never once showed his back to a foe, and had received nine wounds all in front.* Before he died (1570) he had the satisfaction of establishing a double link between the Hojo and the house of the great warrior, Takeda Shingen, a son and a daughter from each family marrying a daughter and a son of the other.**
The name of Hojo Ujiyasu is honored in the hearts of Japanese warriors. He skillfully blended gentleness and bravery, generosity and determination, knowledge and warrior spirit. It was often said that from the age of sixteen, he had rarely taken off his armor, had never turned his back on an enemy, and had sustained nine wounds, all to the front.* Before he died in 1570, he took pride in establishing a double connection between the Hojo family and the formidable Takeda Shingen's house, with a son and daughter from each family marrying a daughter and son of the other.**
*Thus a frontal wound came to be designated by his name.
*So, a frontal wound became known by his name.*
**The present Viscount Hojo is a descendant of Ujiyasu.
**The current Viscount Hojo is a descendant of Ujiyasu.
THE TAKEDA AND THE UESUGI
Descended (sixteenth generation) from Minamoto Yoshimitsu, Takeda Harunobu (1521-1573) took the field against his father, who had planned to disinherit him in favour of his younger brother. Gaining the victory, Harunobu came into control of the province of Kai, which had long been the seat of the Takeda family. This daimyo, commonly spoken of as Takeda Shingen, the latter being the name he took on receiving the tonsure, ranks among Japan's six great captains of the sixteenth century, the roll reading thus:
Descended from Minamoto Yoshimitsu (sixteenth generation), Takeda Harunobu (1521-1573) went against his father, who intended to disinherit him in favor of his younger brother. After winning the battle, Harunobu gained control of the province of Kai, which had long been the home of the Takeda family. This daimyo, often referred to as Takeda Shingen—the name he adopted when he became a monk—ranks among Japan's six great military leaders of the sixteenth century, listed as follows:
Takeda Shingen (1521-1573)
Takeda Shingen (1521-1573)
Uesugi Kenshin (1530-1578)
Uesugi Kenshin (1530-1578)
Hojo Ujimasa (1538-1590)
Hojo Ujimasa (1538-1590)
Oda Nobunaga (1534-1582)
Oda Nobunaga (1534-1582)
Toyotomi Hideyoshi (1536-1598)
Toyotomi Hideyoshi (1536-1598)
Tokugawa Ieyasu (1542-1616)
Tokugawa Ieyasu (1542-1616)
The second of the above, Uesugi Kenshin, was not member of the great Uesugi family which took such an important part in the affairs of the Kwanto. He belonged to the Nagao, which originally stood in a relation of vassalage to the Yamanouchi branch of the Uesugi in Echigo, and his father attained an independent position. Kagetora, as Kenshin was called in his youth, found himself engaged in his twenty-first year in a contest with his elder brother, whom he killed, and, by way of penance for the fratricide, he took the tonsure under the name of Kenshin and would have retired from the world had not his generals insisted on his remaining in command. It was at this time that Kenshin became a member of the Uesugi sept. In 1505, the two branches of the Kwanto Uesugi joined hands against their common enemy, Hojo Soun, and from that time the contest was continued until 1551, when Ujiyasu, grandson of Soun, drove Uesugi Norimasa from his castle of Hirai in Kotsuke. The vanquished general fled to Echigo to seek succour from his family's old-time vassal, Nagao Kagetora, already renowned under the name of Kenshin. Norimasa bestowed the office of kwanryo as well as the uji of Uesugi on Kenshin, who thenceforth became known as Uesugi Kenshin, and who thus constituted himself the foe of the Hojo. At a somewhat earlier date, Kenshin had been similarly supplicated by Murakami Yoshikiyo, whose castle was at Kuzuo in Shinano, whence he had been driven by Takeda Shingen.
The second person mentioned, Uesugi Kenshin, was not a member of the prominent Uesugi family that played a significant role in the affairs of the Kwanto. He belonged to the Nagao clan, which originally had a vassal relationship with the Yamanouchi branch of the Uesugi in Echigo, and his father gained an independent position. Kagetora, as Kenshin was called in his youth, found himself engaged in a conflict with his older brother when he was twenty-one, and he killed him. As a form of penance for the fratricide, he became a monk under the name Kenshin and would have withdrawn from the world had his generals not urged him to stay in command. It was during this time that Kenshin was accepted into the Uesugi clan. In 1505, the two branches of the Kwanto Uesugi united against their common enemy, Hojo Soun, and this conflict continued until 1551, when Ujiyasu, Soun's grandson, expelled Uesugi Norimasa from his castle at Hirai in Kotsuke. The defeated general fled to Echigo to seek help from his family’s old vassal, Nagao Kagetora, who was already famous as Kenshin. Norimasa appointed Kenshin to the position of kwanryo and gave him the Uesugi clan name, so he became known as Uesugi Kenshin, positioning himself as an adversary of the Hojo. Earlier, Kenshin had also been approached by Murakami Yoshikiyo, who had been driven from his castle at Kuzuo in Shinano by Takeda Shingen.
ENGRAVING: UESUGI KENSHIN
It thus fell out that Uesugi Kenshin had for enemies the two captains of highest renown in his era, Hojo Ujimasa and Takeda Shingen. This order of antagonism had far-reaching effects. For Kenshin's ambition was to become master of the whole Kwanto, under pretence of re-establishing the original Uesugi, but his expansion southward from Echigo was barred by Shingen in Shinano and Kai, and his expansion eastward by the Hojo in Sagami and Musashi. The place of the struggle between Shingen-and Kenshin was Kawanaka-jima, an arena often pictured by artists of later generations and viewed to-day by pilgrims to the venerable temple, Zenko-ji. There the two generals, recognized as the two greatest strategists of that epoch, met four times in fierce strife, and though a Japanese historian compares the struggle to the eruption of volcanoes or the blowing of gales of blood, victory never rested on either standard.
It turned out that Uesugi Kenshin had as his enemies the two most famous commanders of his time, Hojo Ujimasa and Takeda Shingen. This rivalry had significant consequences. Kenshin aimed to take control of the entire Kwanto, under the guise of restoring the original Uesugi, but his move south from Echigo was blocked by Shingen in Shinano and Kai, and his push east was stopped by the Hojo in Sagami and Musashi. The battleground between Shingen and Kenshin was Kawanaka-jima, a site often depicted by later artists and visited today by pilgrims to the historic temple, Zenko-ji. There, the two leaders, recognized as the greatest strategists of their time, clashed four times in intense battles, and although a Japanese historian compared the clashes to volcanic eruptions or raging storms, victory never settled on either side.
ENGRAVING: TAKEDA SHINGEN
Peace having been at length restored for a moment, in 1558, Kenshin visited Kyoto in the following year. There he was received with distinction. The Emperor—Okimachi—bestowed on him a sword, and the shogun, Yoshiteru, entitled him to incorporate the ideograph "teru" in his name, which was thus changed from Kagetora to Terutora. He was also granted the office of kwanryo. On his return to Echigo, Kenshin proceeded to assert his new title. Mustering an army said to have been 110,000 strong, he attacked the Hojo in Odawara. But Ujiyasu would not be tempted into the open. He remained always behind the ramparts, and, in the meanwhile incited Shingen to invade Echigo, so that Kenshin had to raise the siege of Odawara and hasten to the defence of his home province. There followed another indecisive battle at Kawanaka-jima, and thereafter renewed attacks upon the Hojo, whose expulsion from the Kwanto devolved on Kenshin as kwanryo. But the results were always vague: the Hojo refrained from final resistance, and Shingen created a diversion. The chief sufferers were the provinces of the Kwanto, a scene of perpetual battle. In the end, after Etchu and Kotsuke had been brought under Kenshin's sway, peace was concluded between him and the Hojo, and he turned his full strength against his perennial foe, Shingen. But at this stage the situation was entirely changed by the appearance of Oda Nobunaga on the scene, as will be presently narrated. It is recorded that, on the eve of his death, Shingen advised his son to place himself and his domains in Kenshin's keeping, for, said he, "Kenshin now stands unrivalled, and Kenshin will never break faith with you;" and it is recorded of Kenshin that when he heard of Shingen's death, he shed tears and exclaimed, "Would that the country had such another hero!"*
Peace was finally restored for a moment in 1558, and in the following year, Kenshin visited Kyoto. There, he received a warm welcome. The Emperor, Okimachi, awarded him a sword, and the shogun, Yoshiteru, allowed him to include the character "teru" in his name, changing it from Kagetora to Terutora. He was also appointed to the position of kwanryo. Upon returning to Echigo, Kenshin began to assert his new title. He gathered an army that was said to be 110,000 strong and attacked the Hojo in Odawara. However, Ujiyasu refused to come out and fight. He stayed behind his defenses while encouraging Shingen to invade Echigo, forcing Kenshin to lift the siege of Odawara and rush back to protect his home province. This led to another inconclusive battle at Kawanaka-jima, followed by renewed assaults on the Hojo, whose defeat in the Kwanto fell to Kenshin as kwanryo. But the outcomes were always unclear: the Hojo avoided a final stand, and Shingen created diversions. The regions of the Kwanto bore the brunt of these conflicts, becoming a battleground. Eventually, after Kenshin brought Etchu and Kotsuke under his control, peace was established between him and the Hojo, allowing him to focus his full strength on his long-time rival, Shingen. However, the situation dramatically shifted with the arrival of Oda Nobunaga, a development that will be detailed shortly. It is noted that, just before his death, Shingen advised his son to place himself and his lands in Kenshin's care, saying, "Kenshin now stands unmatched, and he will always keep his word to you." When Kenshin learned of Shingen's death, he reportedly wept and exclaimed, "If only the country had another hero like him!"
*The present Count Uesugi is descended from Kenshin.
*The current Count Uesugi is a descendant of Kenshin.
THE IMAGAWA, THE KITABATAKE, THE SAITO, AND THE ODA FAMILIES
The Imagawa, a branch of the Ashikaga, served as the latter's bulwark in Suruga province during many generations. In the middle of the sixteenth century the head of the family was Yoshimoto. His sway extended over the three provinces of Suruga, Totomi, and Mikawa, which formed the littoral between Owari Bay and the Izu promontory. On the opposite side of Owari Bay lay Ise province, the site of the principal Shinto shrine and the original domain of the Taira family, where, too, the remnants of the Southern Court had their home. Its hereditary governor was a Kitabatake, and even after the union of the two Courts that great family, descendants of the immortal historian and philosopher, Chikafusa, continued to exercise sway. But, in 1560, discord among the chief retainers of the sept furnished a pretext for the armed intervention of Oda Nobunaga, who invested his son, Nobukatsu, with the rights of government. On the northern littoral of Owari Bay, and therefore separating Ise and Mikawa, was situated the province of Owari, which, in turn, opened on the north into Mino. In this latter province the Doki family was destroyed by the Saito, and these in turn were crushed by the Oda, in 1561, who, from their headquarters in Owari, shattered the Imagawa of Mikawa and the Saito in Mino, thereafter sweeping over Ise.
The Imagawa, a branch of the Ashikaga, acted as the latter's stronghold in Suruga province for many generations. In the mid-sixteenth century, the head of the family was Yoshimoto. His influence stretched over the three provinces of Suruga, Totomi, and Mikawa, which lined the coastline between Owari Bay and the Izu peninsula. On the other side of Owari Bay was Ise province, home to the main Shinto shrine and the original territory of the Taira family, which also housed the remnants of the Southern Court. Its hereditary governor was a Kitabatake, and even after the two Courts united, that prominent family, descendants of the renowned historian and philosopher Chikafusa, continued to hold power. However, in 1560, conflicts among the leading retainers of the clan provided an opportunity for Oda Nobunaga's armed intervention, who granted his son, Nobukatsu, the rights to govern. To the north of Owari Bay, separating Ise and Mikawa, was the province of Owari, which opened northward into Mino. In this latter province, the Doki family was defeated by the Saito, who were then crushed by the Oda in 1561, who, from their base in Owari, shattered the Imagawa of Mikawa and the Saito in Mino, subsequently sweeping into Ise.
THE ROKKAKU, THE ASAI, THE ASAKURA, AND THE HATAKEYAMA FAMILIES
The province of Omi had special importance as commanding the approaches to Kyoto from the east. Hence it became the scene of much disturbance, in which the Hosokawa, the Kyogoku, the Rokkaku, and the Asai families all took part. Finally, in the middle of the sixteenth century, the Asai gained the ascendancy by obtaining the assistance of the Asakura of Echizen. This latter province, conterminous with the north of Omi, was originally under the control of the Shiba family, but the Asakura subsequently obtained the office of high constable, and acquired a great access of power at the time of the Ikko revolt by driving the turbulent priests from the province. At that era, or a little later, the provinces of Kii, Kawachi, Izumi, and Yamato were all the scenes of fierce fighting, but the pages of history need not be burdened with details of the clash of purely private ambitions.
The province of Omi was really important because it controlled the routes to Kyoto from the east. As a result, it was a hotbed of conflict, with the Hosokawa, Kyogoku, Rokkaku, and Asai families all getting involved. Eventually, in the mid-sixteenth century, the Asai rose to power by getting help from the Asakura of Echizen. This province, which bordered the north of Omi, was originally ruled by the Shiba family, but the Asakura later took over as high constables and gained significant power during the Ikko revolt by pushing out the rebellious priests. At that time, or shortly after, the provinces of Kii, Kawachi, Izumi, and Yamato were all fighting fiercely, but there’s no need to clutter history with the details of personal ambitions.
THE MORI AND THE AMAKO FAMILIES
The Ouchi family was very powerfully situated. Descended from a Korean Crown Prince who migrated to Japan early in the seventh century, its representative, Yoshioki (1477-1528), controlled the southern provinces of the main island—Iwami, Aki, Suwo, and Nagato—as well as the two northern provinces of Kyushu—Chikuzen and Buzen. This was the chieftain who, in 1508, marched to Kyoto at the head of a great army, and restored the Ashikaga shogun Yoshitane, himself receiving the office of kwanryo. Eleven years later, on his return to the south, he was followed by many nobles from Kyoto, and his chief provincial town, Yamaguchi, on the Shimonoseki Strait, prospered greatly. But his son Yoshitaka proved a weakling, and being defeated by his vassal, Suye Harukata—called also Zenkyo—he committed suicide, having conjured another vassal, Mori Motonari, to avenge him.
The Ouchi family held a very powerful position. Descended from a Korean Crown Prince who moved to Japan in the early seventh century, their representative, Yoshioki (1477-1528), controlled the southern provinces of the main island—Iwami, Aki, Suwo, and Nagato—as well as the two northern provinces of Kyushu—Chikuzen and Buzen. This was the chieftain who, in 1508, marched to Kyoto at the head of a large army and restored the Ashikaga shogun Yoshitane, subsequently receiving the title of kwanryo. Eleven years later, on his way back south, many nobles from Kyoto followed him, and his main provincial town, Yamaguchi, located on the Shimonoseki Strait, thrived. However, his son Yoshitaka turned out to be weak. After being defeated by his vassal, Suye Harukata—also known as Zenkyo—he committed suicide, having urged another vassal, Mori Motonari, to take revenge for him.
ENGRAVING: MORI MOTONARI
The Mori family* had for ancestor the great statesman and legislator of Yoritomo's time, Oye Hiromoto, and its representative, Motonari (1497-1571), had two sons scarcely inferior to himself in strategical ability, Kikkawa Motoharu and Kohayakawa Takakage. A commission having been obtained from Kyoto, Motonari took the field in 1555, and with only three thousand men succeeded, by a daring feat, in shattering Harukata with twenty thousand. Thus far, Mori Motonari had obeyed the behest of his late chief. But thereafter he made no attempt to restore the Ouchi family. On the contrary, he relentlessly prosecuted the campaign against Suye Harukata, with whom was associated Ouchi Yoshinaga, representing the Ouchi house by adoption, until ultimately Yoshinaga committed suicide and, the Ouchi family becoming extinct, Motonari succeeded to all its domains.
The Mori family had as an ancestor the great statesman and legislator from Yoritomo's era, Oye Hiromoto, and its representative, Motonari (1497-1571), had two sons who were nearly as skilled in strategy as he was: Kikkawa Motoharu and Kohayakawa Takakage. After securing a commission from Kyoto, Motonari went into battle in 1555, and with just three thousand men, he achieved a bold victory over Harukata's twenty thousand. Up to that point, Mori Motonari had followed the wishes of his late leader. However, he made no effort to restore the Ouchi family. Instead, he aggressively continued his campaign against Suye Harukata, who was allied with Ouchi Yoshinaga, representing the Ouchi house by adoption, until Yoshinaga eventually took his own life, leading to the extinction of the Ouchi family, and Motonari inherited all its lands.
*Now represented by Prince Mori.
Now represented by Prince Mori.
At that time the province of Izumo, which is conterminous with Iwami along its western frontier, was under the control of the high constable, Amako Tsunehisa (1458-1540), who, profiting by the fall of the great Yamana sept, had obtained possession of the provinces Bingo and Hoki as well as of the Oki Islands. This daimyo was a puissant rival of the Ouchi family, and on the downfall of the latter he soon came into collision with Mori Motonari. Tsunehisa's grandson, Yoshihisa (1545-1610), inherited this feud, which ended with the extinction of the Amako family and the absorption of its domains by the Mori, the latter thus becoming supreme in no less than thirteen provinces of the Sanyo-do and the Sanin-do.
At that time, the province of Izumo, which shares its western border with Iwami, was controlled by the high constable, Amako Tsunehisa (1458-1540). Taking advantage of the fall of the powerful Yamana clan, he gained control of the provinces of Bingo and Hoki, as well as the Oki Islands. This daimyo was a strong rival of the Ouchi family, and after the latter's downfall, he soon clashed with Mori Motonari. Tsunehisa's grandson, Yoshihisa (1545-1610), inherited this feud, which ultimately led to the extinction of the Amako family and the absorption of its lands by the Mori, who then became dominant in thirteen provinces of the Sanyo-do and the Sanin-do.
THE MIYOSHI, THE ICHIJO, THE CHOSOKABE, AND THE KONO FAMILIES
With the island of Shikoku (four provinces) are connected the names of the Hosokawa, the Miyoshi, the Ichijo, the Chosokabe, and the Kono families. Early in the fourteenth century, the celebrated Hosokawa Yoriyuki was banished to Sanuki, and in the middle of the fifteenth century we find nearly the whole of the island under the sway of Hosokawa Katsumoto. Then, in the Daiei era (1521-1528), the Miyoshi, vassals of the Hosokawa, came upon the scene in Awa. From 1470 to 1573, the province of Tosa was governed by the Ichijo, but, in the latter year, Motochika, head of the Chosokabe, one of the seven vassal families of the Ichijo, usurped the province, and then received orders from Oda Nobunaga to conquer the other three provinces of the island in the interests of Nobunaga's son. Motochika obeyed, but on the death of Nobunaga and his son he constituted himself master of Shikoku until Hideyoshi deprived him of all save Tosa. From 1156 to 1581 the Kono family held the province of Iyo, but there is nothing of historical interest in their career.
With the island of Shikoku (four provinces) are connected the names of the Hosokawa, the Miyoshi, the Ichijo, the Chosokabe, and the Kono families. Early in the 14th century, the notable Hosokawa Yoriyuki was exiled to Sanuki, and by the mid-15th century, almost the entire island was under the control of Hosokawa Katsumoto. Then, during the Daiei era (1521-1528), the Miyoshi, who were vassals of the Hosokawa, emerged in Awa. From 1470 to 1573, the Ichijo family governed the province of Tosa, but in 1573, Motochika, the leader of the Chosokabe—one of the seven vassal families of the Ichijo—seized control of the province. He then received orders from Oda Nobunaga to conquer the other three provinces on behalf of Nobunaga's son. Motochika complied, but after the deaths of Nobunaga and his son, he declared himself the ruler of Shikoku until Hideyoshi stripped him of everything except Tosa. From 1156 to 1581, the Kono family ruled the province of Iyo, but their history holds no notable events.
THE DAIMYO IN KYUSHU
Connected with Kyushu are the families of Shoni, Otomo, Ryuzoji, Kikuchi and Shimazu. The term "shoni" originally signified vice-governor. Its first bearer was Muto Sukeyori (Fujiwara), who received the commission of Dazai no shoni from Minamoto Yoritomo. Subsequently it became a family name, and the Shoni are found fighting against the Mongol invaders; stoutly supporting the Southern Court; passing over to the side of the Ashikaga, and losing their places in history after the suicide of Tokihisa (1559), who had suffered repeated defeats at the hands of the Ryuzoji.
Connected to Kyushu are the families of Shoni, Otomo, Ryuzoji, Kikuchi, and Shimazu. The term "shoni" originally meant vice-governor. The first person to hold this title was Muto Sukeyori (Fujiwara), who was appointed Dazai no shoni by Minamoto Yoritomo. Eventually, it became a family name, and the Shoni were seen fighting against the Mongol invaders; strongly supporting the Southern Court; switching to the side of the Ashikaga, and fading from history after the suicide of Tokihisa (1559), who had faced numerous defeats at the hands of the Ryuzoji.
The Otomo family was a branch of the Fujiwara. One of its members, Nakahara Chikayoshi, received from Minamoto Yoritomo the office of high constable of the Dazai-fu, and to his son, Yoshinao, was given the uji of Otomo, which, as the reader knows, belonged originally to Michi no Omi, a general of the Emperor Jimmu. In Kyushu, the Otomo espoused the cause of the Northern Court, and made themselves masters of Buzen, Bungo, Chikuzen, Chikugo, Hizen, and Higo. In 1396, the head of the family—Chikayo—held the office of tandai of Kyushu. Yoshishige, commonly called Sorin (1530-1587), fought successfully with the Kikuchi and the Akizuki, and the closing years of his life were devoted to a futile struggle against the Shimazu, the Ryuzoji, and the Akizuki. He escaped disaster by obtaining succour from Hideyoshi, but the Otomo domain was reduced to the single province of Bungo.
The Otomo family was a branch of the Fujiwara. One of its members, Nakahara Chikayoshi, was appointed high constable of the Dazai-fu by Minamoto Yoritomo, and his son, Yoshinao, was given the name Otomo, which originally belonged to Michi no Omi, a general under Emperor Jimmu. In Kyushu, the Otomo supported the Northern Court and took control of Buzen, Bungo, Chikuzen, Chikugo, Hizen, and Higo. In 1396, the head of the family—Chikayo—held the position of tandai of Kyushu. Yoshishige, commonly known as Sorin (1530-1587), successfully fought against the Kikuchi and the Akizuki, but in his later years, he faced a losing battle against the Shimazu, the Ryuzoji, and the Akizuki. He avoided disaster by seeking help from Hideyoshi, but the Otomo domain was eventually reduced to just the province of Bungo.
The Ryuzoji first appear in history as vassals of the Shoni, under whose banner they fought against the Otomo, in 1506. Subsequently they became independent and established a stronghold in Hizen, which province was granted to them in fief by Hideyoshi.
The Ryuzoji first show up in history as vassals of the Shoni, fighting against the Otomo in 1506. Later, they became independent and set up a stronghold in Hizen, a province that Hideyoshi granted to them as a fief.
The Kikuchi, a branch of the Fujiwara, held office in Kyushu from the tenth century. They are chiefly noteworthy for their gallant defence of the cause of the Southern Court. After many vicissitudes the family disappeared from history in the middle of the sixteenth century.
The Kikuchi, a branch of the Fujiwara, held power in Kyushu starting in the tenth century. They are mainly remembered for their brave defense of the Southern Court's cause. After many ups and downs, the family faded from history in the mid-sixteenth century.
The ancestor of the Shimazu family was Tadahisa, an illegitimate son of Minamoto Yoritomo. His mother, to escape the resentment of Yoritomo's wife, Masa, fled to Kyushu, and Tadahisa, having been named governor of Satsuma, proceeded thither, in 1196, and by conquest added to it the two provinces, Hyuga and Osumi. The Shimazu family emerged victorious from all campaigns until Hideyoshi in person took the field against them, as will be presently related.*
The ancestor of the Shimazu family was Tadahisa, an illegitimate son of Minamoto Yoritomo. His mother, trying to escape the anger of Yoritomo's wife, Masa, fled to Kyushu. In 1196, Tadahisa, who was appointed governor of Satsuma, went there and expanded his territory by conquering the two provinces, Hyuga and Osumi. The Shimazu family remained successful in all their campaigns until Hideyoshi personally went to battle against them, as will be discussed shortly.*
*The family is now represented by Prince Shimazu.
*The family is now represented by Prince Shimazu.*
THE O-U REGION
The 0-U region (Mutsu-Dewa) was the home of many septs which fought among themselves for supremacy. Of these the most influential were the Mogami of Yamagata, the Date of Yonezawa, and the Ashina of Aizu. In the extreme north were the Nambu who, however, lived too remote from the political centres to occupy historical attention. The Date maintained friendly relations with the Ashikaga, and Harumune was nominated tandai of Oshu by the shogun Yoshiharu, of whose name one ideograph (haru) was given to the Date chief. The family attained its greater distinction in the time of Masamune (1566-1636), and was fortunate in being able to stand aloof from some of the internecine strife of the sixteenth century. Nevertheless, the region was sufficiently disturbed. Thus, the Tsugaru and the Nambu struggled in the north, while the Date, further north, shattered the power of the Nikaido, the Nihonmatsu, the Ashina, and the Tamura, or fought less decisively against the Satake (of Hitachi), and in Ushu (Dewa) the Mogami were confronted by the Uesugi of Echigo.
The 0-U region (Mutsu-Dewa) was home to many clans that fought each other for power. Among these, the most influential were the Mogami from Yamagata, the Date from Yonezawa, and the Ashina from Aizu. In the far north were the Nambu, who lived too far from the political centers to gain much historical attention. The Date maintained friendly ties with the Ashikaga, and Harumune was appointed tandai of Oshu by the shogun Yoshiharu, from whom one character (haru) was given to the Date chief. The family gained greater recognition during the era of Masamune (1566-1636) and was fortunate to distance itself from some of the internal conflicts of the sixteenth century. Still, the region experienced significant turmoil. The Tsugaru and the Nambu clashed in the north, while the Date defeated the Nikaido, the Nihonmatsu, the Ashina, and the Tamura, or engaged less decisively against the Satake (of Hitachi), and in Ushu (Dewa), the Mogami faced off against the Uesugi of Echigo.
DATE MASAMUNE
The most renowned of the Date family was Masamune, who to great military skill added artistic instincts and considerable poetic ability. Tradition has handed down some incidents which illustrate the ethics of that time as well as the character of the man. It is stated that Masamune came into possession of a scroll on which were inscribed a hundred selected poems copied by the celebrated Fujiwara Ietaka. Of this anthology Masamune was much enamoured, for the sake alike of its contents and of its calligraphy. But learning accidentally that the scroll had been pawned to the merchant from whom he had obtained it, he instituted inquiries as to its owner, and ultimately restored the scroll to him with the addition of five gold ryo. The owner was a knight-errant (ronin) named Imagawa Motome, who thereafter entered Masamune's service and ultimately rose to be a general of infantry (ashigaru). The sympathy which taught Masamune to estimate the pain with which the owner of the scroll must have parted with it was a fine trait of character. Another incident in this remarkable man's career happened at an entertainment where he accidentally trod on the robe of one Kanematsu, a vassal of the Tokugawa. Enraged by an act of carelessness which amounted almost to a deliberate insult, Kanematsu struck Masamune, A commotion at once arose, the probable outcome being that Masamune would return the blow with his sword. But he remained pertly cool, making no remark except that he had been paid for his want of care, and that, at any rate, Kanematsu was not an adversary worthy of his resentment.
The most famous member of the Date family was Masamune, who combined great military skill with artistic talent and notable poetic ability. Tradition has preserved some stories that highlight the morals of that era as well as the character of the man. It is said that Masamune came into possession of a scroll containing a hundred carefully selected poems written by the famous Fujiwara Ietaka. Masamune was very fond of this anthology, both for its content and its beautiful calligraphy. However, upon discovering that the scroll had been pawned to the merchant from whom he got it, he sought out its owner and ultimately returned the scroll along with five gold ryo. The owner was a wandering samurai (ronin) named Imagawa Motome, who then joined Masamune's service and eventually became an infantry general (ashigaru). Masamune's ability to understand the pain that the scroll's owner must have felt when he had to part with it was a commendable aspect of his character. Another notable event in this remarkable man's life occurred during a gathering when he accidentally stepped on the robe of Kanematsu, a vassal of the Tokugawa. Furious over what he saw as a careless act that almost felt like a deliberate insult, Kanematsu struck Masamune. A commotion erupted, with the likely outcome being that Masamune would retaliate with his sword. But he stayed remarkably calm, only remarking that he had already been paid for his lack of care and that, in any case, Kanematsu was not a worthy opponent for his anger.
THE FIVE CENTRES
Among the welter of warring regions glanced at above, five sections detach themselves as centres of disturbance. The first is the Court in Kyoto and the Muromachi Bakufu, where the Hosokawa, the Miyoshi, and the Matsunaga deluged the streets with blood and reduced the city to ashes. The second is the Hojo of Odawara, who compassed the destruction of the kubo at Koga and of the two original Uesugi families. The third is Takeda of Kai, who struggled on one side with the Uesugi of Echigo and on the other with the Imagawa of Suruga. The fourth is Oda Nobunaga, who escorted the shogun to the capital. And the fifth is the great Mori family, who, after crushing the Ouchi and the Amako, finally came into collision with the armies of Oda under the leadership of Hideyoshi.
Among the chaos of warring regions mentioned earlier, five areas stand out as hotspots of conflict. The first is the Court in Kyoto and the Muromachi Bakufu, where the Hosokawa, the Miyoshi, and the Matsunaga filled the streets with blood and set the city ablaze. The second is the Hojo of Odawara, who orchestrated the destruction of the kubo at Koga and the two original Uesugi families. The third is the Takeda of Kai, who fought against the Uesugi of Echigo on one side and the Imagawa of Suruga on the other. The fourth is Oda Nobunaga, who brought the shogun to the capital. The fifth is the powerful Mori family, who, after defeating the Ouchi and the Amako, eventually clashed with Oda's armies led by Hideyoshi.
ENGRAVING: "EMA" (Pictures Painted on Wood, Especially of Horses,
Hung up in the Temple as Motive Offerings)
ENGRAVING: "EMA" (Pictures Painted on Wood, Especially of Horses,
Displayed in the Temple as Motive Offerings)
ENGRAVING: ODA NOBUNAGA
CHAPTER XXXIV
NOBUNAGA, HIDEYOSHI, AND IEYASU
ODA NOBUNAGA
WHEN the Taira sept was shattered finally at Dan-no-ura, a baby grandson of Kiyomori was carried by its mother to the hamlet of Tsuda, in Omi province. Subsequently this child, Chikazane, was adopted by a Shinto official of Oda, in Echizen, and thus acquired the name of Oda. For generations the family served uneventfully at the shrine in Omi, but in the disturbed days of the Ashikaga shoguns, the representative of the eighth generation from Chikazane emerged from the obscurity of Shinto services and was appointed steward (karo) of the Shiba family, which appointment involved removal of his residence to Owari. From that time the fortunes of the family became brighter. Nobuhide, its representative at the beginning of the sixteenth century, acquired sufficient power to dispute the Imagawa's sway over the province of Mikawa, and sufficient wealth to contribute funds to the exhausted coffers of the Court in Kyoto.
WHEN the Taira clan was finally defeated at Dan-no-ura, a baby grandson of Kiyomori was carried by his mother to the village of Tsuda in Omi province. Later, this child, Chikazane, was adopted by a Shinto official from Oda in Echizen, and he took on the name Oda. For generations, the family served quietly at the shrine in Omi, but during the turbulent times of the Ashikaga shoguns, the eighth-generation descendant of Chikazane emerged from the background of Shinto services and was appointed steward (karo) of the Shiba family, which meant he had to move his home to Owari. From that point on, the family's fortunes began to improve. Nobuhide, their leader at the start of the sixteenth century, gained enough power to challenge the Imagawa's control over the province of Mikawa and amassed enough wealth to support the depleted treasury of the Court in Kyoto.
This man's son was Nobunaga. Born in 1534, and destined to bequeath to his country a name that will never die, Nobunaga, as a boy, showed much of the eccentricity of genius. He totally despised the canons of the time as to costume and etiquette. One of his peculiarities was a love of long swords, and it is related that on a visit to Kyoto in his youth he carried in his girdle a sword which trailed on the ground as he walked. Rough and careless, without any apparent dignity, he caused so much solicitude to his tutor and guardian, Hirate Masahide, and showed so much indifference to the latter's remonstrances, that finally Masahide had recourse to the faithful vassal's last expedient—he committed suicide, leaving a letter in which the explanation of his act was accompanied by a stirring appeal to the better instincts of his pupil and ward. This proved the turning-point in Nobunaga's career. He became as circumspect as he had previously been careless, and he subsequently erected to the memory of his brave monitor a temple which may be seen to this day by visitors to Nagoya.
This man's son was Nobunaga. Born in 1534, he was destined to leave a legacy that would never fade. As a boy, Nobunaga displayed a lot of the eccentricity typical of genius. He completely disregarded the fashion and social norms of his time. One of his quirks was his love for long swords, and it's said that during a visit to Kyoto in his youth, he wore a sword that dragged on the ground as he walked. He was rough and careless, showing little dignity, which caused his tutor and guardian, Hirate Masahide, a lot of worry. Nobunaga seemed indifferent to Masahide's concerns, which eventually led Masahide to take the drastic step of committing suicide. He left a letter explaining his actions and making a passionate appeal to Nobunaga's better instincts. This became a turning point in Nobunaga's life. He became as careful as he had once been reckless, and later built a temple in honor of his brave mentor, which can still be seen today by visitors in Nagoya.
It is frequently said of Nobunaga that his indifference to detail and his lack of patience were glaring defects in his moral endowment. But that accusation can scarcely be reconciled with facts. Thus, when still a young man, it is related of him that he summoned one of his vassals to his presence but, giving no order, allowed the man to retire. This was repeated with two others, when the third, believing that there must be something in need of care, looked about attentively before retiring, and observing a piece of torn paper on the mats, took it up and carried it away. Nobunaga recalled him, eulogized his intelligence, and declared that men who waited scrupulously for instructions would never accomplish much. The faculties of observation and initiation were not more valued by Nobunaga than those of honesty and modesty. It is recorded that on one occasion he summoned all the officers of his staff, and showing them a sword by a famous maker, promised to bestow it upon the man who should guess most correctly the number of threads in the silk frapping of the hilt. All the officers wrote down their guesses with one exception, that of Mori Rammaru. Asked for the reason of his abstention, Mori replied that he happened to know the exact number of threads, having counted them on a previous occasion when admiring the sword. Nubunaga at once placed the weapon in his hands, thus recognizing his honesty. Again, after the construction of the famous castle at Azuchi, to which reference will be made hereafter, Nobunaga, desiring to have a record compiled in commemoration of the event, asked a celebrated priest, Sakugen, to undertake the composition and penning of the document. Sakugen declared the task to be beyond his literary ability, and recommended that it should be entrusted to his rival, Nankwa. Nobunaga had no recourse but to adopt this counsel, and Nankwa performed the task admirably, as the document, which is still in existence, shows. In recognition of this success, Nobunaga gave the compiler one hundred pieces of silver, but at the same time bestowed two hundred on Sakugen for his magnanimity in recommending a rival.
It’s often said about Nobunaga that his lack of attention to detail and impatience were major flaws in his character. However, that claim doesn’t really fit the facts. For example, as a young man, he called one of his vassals to him but didn’t give any orders, allowing the man to leave. This happened again with two others, when the third person, thinking there must be something that needed attention, looked around carefully before leaving and noticed a piece of torn paper on the mats. He picked it up and took it away. Nobunaga called him back, praised his attentiveness, and said that those who waited too carefully for instructions wouldn’t achieve much. Nobunaga valued observation and initiative just as much as honesty and humility. It's recorded that once he gathered all his officers and showed them a sword made by a famous smith, promising to give it to whoever guessed the number of threads in the silk wrapping of the hilt. All the officers made their guesses except for Mori Rammaru. When asked why he didn’t guess, Mori replied that he knew the exact number of threads because he had counted them before while admiring the sword. Nobunaga immediately handed the sword to him, recognizing his honesty. Later, after the famous castle at Azuchi was built, which will be mentioned further on, Nobunaga wanted a record made to commemorate the event and asked a well-known priest, Sakugen, to write it. Sakugen said the task was beyond his skills and suggested his rival, Nankwa, for the job. Nobunaga had no choice but to take this advice, and Nankwa did an excellent job, as the document still exists today. In recognition of this success, Nobunaga rewarded Nankwa with one hundred pieces of silver but also gave Sakugen two hundred for his generosity in suggesting a competitor.
Nobunaga unquestionably had the gift of endearing himself to his retainers, though there are records which show that he was subject to outbursts of fierce anger. Even his most trusted generals were not exempt from bitter words or even blows, and we shall presently see that to this fault in his character was approximately due his tragic end. Nevertheless, he did not lack the faculty of pity. On the occasion of a dispute between two of his vassals about the boundaries of a manor, the defeated litigant bribed one of Nobunaga's principal staff-officers to appeal for reversal of the judgment. This officer adduced reasons of a sufficiently specious character, but Nobunaga detected their fallacy, and appeared about to take some precipitate action when he happened to observe the wrinkles which time had written on the suppliant's face. He recovered his sang-froid and contented himself with sending the officer from his presence and subsequently causing to be handed to him a couplet setting forth the evils of bribery and corruption. He forgave the guilty man in consideration of his advanced age, and the incident is said to have closed with the suicide of the old officer. Frugality was another trait of Nobunaga's character. But he did not save money for money's sake. He spent with lavish hand when the occasion called for munificence; as when he contributed a great sum for the rebuilding of the Ise shrines. Perhaps nothing constitutes a better clue to his disposition than the verses he habitually quoted:
Nobunaga definitely had a knack for winning over his retainers, though records show he could often lose his temper. Even his most trusted generals weren't safe from his harsh words or even physical outbursts, a flaw in his character that likely contributed to his tragic end. Still, he had the ability to show compassion. When there was a dispute between two of his vassals over the boundaries of a manor, the loser bribed one of Nobunaga's top officers to ask for a reversal of the judgment. This officer presented some rather dubious arguments, but Nobunaga saw through them and seemed ready to act impulsively. However, when he noticed the wrinkles of age on the petitioner's face, he regained his composure. Instead of taking immediate action, he sent the officer away and had a couplet delivered to him that highlighted the harms of bribery and corruption. He forgave the officer because of his old age, but it’s said that the incident ended with the old officer’s suicide. Frugality was another aspect of Nobunaga's character, but he didn’t save money just for the sake of saving. He spent generously when the situation called for it, such as when he donated a large sum for the rebuilding of the Ise shrines. Perhaps the best insight into his character can be found in the verses he often quoted:
Life is short; the world is a mere dream to the idle.
Only the fool fears death, for what is there of life that does
Not die once, sooner or later?
Man has to die once and once only;
He should make his death glorious.
Life is short; the world is just a dream for those who do nothing.
Only a fool is afraid of death, because everything in life
will eventually die, sooner or later.
Everyone has to die just once;
They should make that death meaningful.
It is recorded that Nobunaga's demeanour in battle truly reflected the spirit of these verses.
It is noted that Nobunaga's behavior in battle genuinely mirrored the essence of these verses.
ENGRAVING: TOYOTOMI HIDEYOSHI
HIDEYOSHI
Nobunaga certainly deserved the success he achieved, but that he achieved it must be attributed in part to accident. That accident was his association with Hideyoshi.* It has been sometimes said that circumstances beget the men to deal with them. Fallacious as such a doctrine is, it almost compels belief when we observe that the second half of the sixteenth century in Japan produced three of the greatest men the world has ever seen, and that they joined hands to accomplish the stupendous task of restoring peace and order to an empire which had been almost continuously torn by war throughout five consecutive centuries. These three men were born within an interval of eight years: Nobunaga, in 1534; Hideyoshi, in 1536, and Ieyasu, in 1542.
Nobunaga definitely earned the success he achieved, but it's important to recognize that part of it was due to chance. That chance was his connection with Hideyoshi.* It’s often said that situations create the people needed to handle them. While that idea is misleading, it’s hard not to believe it when we see that the second half of the sixteenth century in Japan produced three of the greatest figures in history, who worked together to accomplish the enormous task of restoring peace and order to an empire that had been almost constantly ravaged by war for five straight centuries. These three men were born just eight years apart: Nobunaga in 1534, Hideyoshi in 1536, and Ieyasu in 1542.
*To avoid needless difficulty the name "Hideyoshi" is used solely throughout this history. But, as a matter of fact, the great statesman and general was called in his childhood Nakamura Hiyoshi; his adult name was Tokichi; afterwards he changed this to Hashiba and ultimately, he was known as Toyotomi Hideyoshi.
*To avoid unnecessary confusion, the name "Hideyoshi" is used exclusively throughout this history. However, in reality, the great statesman and general was called Nakamura Hiyoshi during his childhood; his name as an adult was Tokichi; later he changed it to Hashiba and ultimately became known as Toyotomi Hideyoshi.*
There are many stories about Hideyoshi's early days, but the details are obscured by a record called the Taikoki, which undoubtedly makes many excursions into the region of romance. The plain facts appear to be that Hideyoshi was the son of a humble farmer named Kinoshita Yaemon, who lived in the Aichi district of Owari province, and who preferred the life of a foot-soldier (ashigaru) to the pursuit of agriculture. Yaemon served the Oda family, and died when Hideyoshi was still a youth. In Owari province, at a homestead called Icho-mura from the name of the tree (maiden-hair tree) that flourishes there in abundance, there stands a temple built in the year 1616 on the site of the house where Hideyoshi was born. This temple is known as Taiko-zan—"Taiko" having been the title of Hideyoshi in the latter years of his life—and in the grounds of the temple may be seen the well from which water was drawn to wash the newly born baby. The child grew up to be a youth of dimunitive stature, monkey-like face, extraordinary precocity, and boundless ambition. Everything was against him—personal appearance, obscurity of lineage, and absence of scholarship. Yet he never seems to have doubted that a great future lay before him.
There are many stories about Hideyoshi's early days, but the details are hazy due to a record called the Taikoki, which definitely includes a lot of romantic embellishments. The basic facts seem to be that Hideyoshi was the son of a lowly farmer named Kinoshita Yaemon, who lived in the Aichi area of Owari province and preferred being a foot soldier (ashigaru) to farming. Yaemon served the Oda family and died when Hideyoshi was still a young boy. In Owari province, at a homestead called Icho-mura, named after the maiden-hair tree that grows abundantly there, there is a temple that was built in 1616 on the site where Hideyoshi was born. This temple is known as Taiko-zan—"Taiko" was the title Hideyoshi held in the later years of his life—and in the temple grounds, you can see the well where water was drawn to wash the newborn baby. The child grew up to be a small-framed youth with a monkey-like face, remarkable intelligence, and enormous ambition. He faced many challenges—his looks, humble background, and lack of formal education. Yet he never seemed to doubt that a great future awaited him.
Many curious legends are grouped about his childhood. They are for the most part clumsily constructed and unconvincing, though probably we shall be justified in accepting the evidence they bear of a mind singularly well ordered and resourceful. At the age of sixteen he was employed by a Buddhist priest to assist in distributing amulets, and by the agency of this priest he obtained an introduction to Matsushita Yukitsuna, commandant of the castle of Kuno at Hamamatsu, in Totomi province. This Matsushita was a vassal of Imagawa Yoshimoto. He controlled the provinces of Mikawa, Totomi, and Suruga, which lie along the coast eastward of Owari, and he represented one of the most powerful families in the country. Hideyoshi served in the castle of Kuno for a period variously reckoned at from one year to five. Tradition says that he abused the trust placed in him by his employer, and absconded with the sum of six ryo wherewith he had been commissioned to purchase a new kind of armour which had recently come into vogue in Owari province. But though this alleged theft becomes in certain annals the basis of a picturesque story as to Hideyoshi repaying Matsushita a thousandfold in later years, the unadorned truth seems to be that Hideyoshi was obliged to leave Kuno on account of the jealousy of his fellow retainers, who slandered him to Yukitsuna and procured his dismissal.
Many intriguing legends surround his childhood. Most of them are poorly constructed and unconvincing, but we can likely accept that they reflect a remarkably organized and resourceful mind. At sixteen, he started working for a Buddhist priest, helping to distribute amulets. Through this priest, he got introduced to Matsushita Yukitsuna, the commandant of Kuno Castle in Hamamatsu, Totomi province. Matsushita was a vassal of Imagawa Yoshimoto and controlled the provinces of Mikawa, Totomi, and Suruga, which are located along the coast east of Owari. He was part of one of the most powerful families in the country. Hideyoshi served at Kuno Castle for a period that varies between one to five years. Tradition claims he betrayed the trust of his employer and ran off with six ryo, which he was supposed to use to buy a new style of armor that had recently become popular in Owari province. While some historical accounts turn this supposed theft into a dramatic tale of Hideyoshi later repaying Matsushita a thousandfold, the unsanitized truth appears to be that Hideyoshi had to leave Kuno due to the jealousy of his fellow retainers, who slandered him to Yukitsuna and got him dismissed.
Returning to Owari, he obtained admission to the ranks of Oda Nobunaga in the humble capacity of sandal-bearer. He deliberately chose Nobunaga through faith in the greatness of his destiny, and again the reader of Japanese history is confronted by ingenious tales as to Hideyoshi's devices for obtaining admission to Nobunaga's house. But the most credible explanation is, at the same time, the simplest, namely, that Hideyoshi's father, having been borne on the military roll of Nobunaga's father, little difficulty offered in obtaining a similar favour for Hideyoshi.
Returning to Owari, he gained entry into Oda Nobunaga's ranks as a sandal-bearer. He intentionally chose Nobunaga because he believed in the greatness of his destiny. Once again, those familiar with Japanese history encounter clever stories about Hideyoshi's strategies for gaining access to Nobunaga's household. However, the most believable and simplest explanation is that Hideyoshi's father was listed on the military roll of Nobunaga's father, making it relatively easy for Hideyoshi to receive the same favor.
Nobunaga was then on the threshold of his brilliant career. In those days of perpetual war and tumult, the supreme ambition of each great territorial baron in Japan was to fight his way to the capital, there to obtain from the sovereign and the Muromachi Bakufu a commission to subdue the whole country and to administer it as their lieutenant. Nobunaga seems to have cherished that hope from his early years, though several much more powerful military magnates would surely oppose anything like his pre-eminence. Moreover, in addition to comparative weakness, he was hampered by local inconvenience. The province of Owari was guarded on the south by sea, but on the east it was menaced directly by the Imagawa family and indirectly by the celebrated Takeda Shingen, while on the north it was threatened by the Saito and on the west by the Asai, the Sasaki, and the Kitabatake. Any one of these puissant feudatories would have been more than a match for the Owari chieftain, and that Imagawa Yoshimoto harboured designs against Owari was well known to Nobunaga, for in those days spying, slander, forgery, and deceit of every kind had the approval of the Chinese writers on military ethics whose books were regarded as classics by the Japanese. Hideyoshi himself figures at this very time as the instigator and director of a series of acts of extreme treachery, by which the death of one of the principal Imagawa vassals was compassed; and the same Hideyoshi was the means of discovering a plot by Imagawa emissaries to delay the repair of the castle of Kiyosu, Nobunaga's headquarters, where a heavy fall of rain had caused a landslide. Nobunaga did not venture to assume the offensive against the Imagawa chief. He chose as a matter of necessity to stand on the defensive, and when it became certain that Imagawa Yoshimoto had taken the field, a general impression prevailed that the destruction of the Oda family was unavoidable.
Nobunaga was just starting his impressive career. During those times of constant war and chaos, every major regional lord in Japan aimed to fight their way to the capital to gain a commission from the emperor and the Muromachi Bakufu to conquer the entire country and govern it as their representative. Nobunaga seemed to have held that ambition since he was young, even though several much stronger military leaders would surely challenge any attempt at his dominance. Additionally, he faced practical challenges due to his location. The province of Owari was protected to the south by the sea, but to the east, it was directly threatened by the Imagawa family and indirectly by the famous Takeda Shingen. To the north, it faced the Saito, and to the west, the Asai, Sasaki, and Kitabatake. Any one of these powerful feudal lords could easily overpower the leader of Owari, and it was well known to Nobunaga that Imagawa Yoshimoto had plans against Owari. In those days, spying, slander, forgery, and all sorts of deception were widely accepted, according to the military ethics written by Chinese scholars, which the Japanese regarded as classics. Hideyoshi himself played a key role at this time in orchestrating a series of treacherous acts that led to the death of one of the main Imagawa vassals. He also uncovered a plot by Imagawa agents to delay the repair of Kiyosu Castle, Nobunaga's headquarters, which had suffered a landslide due to heavy rain. Nobunaga did not dare to take the offensive against the Imagawa leader. Instead, he had to adopt a defensive strategy, and when it became clear that Imagawa Yoshimoto had mobilized, it was widely believed that the destruction of the Oda family was inevitable.
BATTLE OF OKEHAZAMA
In the month of June, 1560, Imagawa Yoshimoto crossed the border into Owari at the head of a force stated by the annals to have been forty-six thousand strong. Just two years had elapsed since Hideyoshi's admission to the service of the Owari baron in the office of sandal-bearer. Nevertheless, some generally credible records do not hesitate to represent Hideyoshi as taking a prominent part in the great battle against the Imagawa, and as openly advising Nobunaga with regard to the strategy best adapted to the situation. It is incredible that a private soldier, and a mere youth of twenty-two at that, should have risen in such a short time to occupy a place of equality with the great generals of Nobunaga's army. But that Hideyoshi contributed more or less to the result of the fight may be confidently asserted.
In June 1560, Imagawa Yoshimoto crossed the border into Owari leading a force said to be forty-six thousand strong. It had only been two years since Hideyoshi began serving the Owari baron as a sandal-bearer. Yet, some reliable accounts claim that Hideyoshi played a significant role in the major battle against the Imagawa and openly advised Nobunaga on the best strategies for the situation. It's hard to believe that a private soldier, only twenty-two years old, could have risen so quickly to stand alongside the top generals of Nobunaga's army. However, it's safe to say that Hideyoshi contributed in some way to the outcome of the battle.
The battle itself, though the forces engaged were not large, must be counted one of the great combats of the world, for had not Nobunaga emerged victorious the whole course of Japanese history might have been changed. At the outset, no definite programme seems to have been conceived on Nobunaga's side. He had no allies, and the numerical inferiority of his troops was overwhelming. The latter defect was remedied in a very partial degree by the resourcefulness of Hideyoshi. In his boyhood he had served for some time under a celebrated chief of freebooters, by name Hachisuka Koroku,* and he persuaded that chieftain with his fifteen hundred followers to march to the aid of the Owari army, armour and weapons having been furnished by Sasaki Shotei, of Omi province. Sasaki regarded Nobunaga's plight as too hopeless to warrant direct aid, but he was willing to equip Hachisuka's men for the purpose, although the addition of fifteen hundred soldiers could make very little difference in the face of such a disparity as existed between the combatants.
The battle, even though the forces involved were not large, has to be considered one of the great fights in history. Had Nobunaga not won, the entire course of Japanese history could have changed. Initially, there doesn’t seem to have been a solid plan on Nobunaga's part. He had no allies, and his troops were vastly outnumbered. This disadvantage was somewhat addressed by Hideyoshi's cleverness. In his youth, he had served under a famous pirate leader named Hachisuka Koroku,* and he convinced that leader and his fifteen hundred men to support the Owari army. Sasaki Shotei from Omi province provided the armor and weapons for them. Sasaki thought Nobunaga's situation was too desperate to justify direct help, but he was willing to equip Hachisuka's soldiers for the purpose. However, adding fifteen hundred soldiers wouldn’t make much of a difference given the huge gap in numbers between the two sides.
*Ancestor of the present Marquis Hachisuka.
*Ancestor of the current Marquis Hachisuka.
Shortly before these events, Owari had been invaded from the west by the Kitabatake baron, whose domain lay in Ise, and the invaders had been beaten back by a bold offensive movement on Nobunaga's part. The ultimate result had not been conclusive, as Nobunaga advisedly refrained from carrying the war into Ise and thus leaving his own territory unguarded. But the affair had taught the superiority of offensive tactics, and thus Nobunaga's impulse was to attack the army of Imagawa, instead of waiting to be crushed by preponderate force. His most trusted generals, Shibata Katsuiye, Sakuma Nobumori, and Hayashi Mitsukatsu, strenuously opposed this plan. They saw no prospect whatever of success in assuming the offensive against strength so superior, and they urged the advisability of yielding temporarily and awaiting an opportunity to recover independence. Here, Hideyoshi is reputed to have shown conspicuous wisdom at the council-table. He pointed out that there could be no such thing as temporary surrender. The Imagawa would certainly insist on hostages sufficiently valuable to insure permanent good faith, and he further declared that it was a mistake to credit the Imagawa with possessing the good-will of any of the other great feudatories, since they were all equally jealous of one another.
Shortly before these events, Owari was invaded from the west by the Kitabatake baron, whose territory was in Ise. Nobunaga launched a bold offensive and managed to push the invaders back. The outcome wasn’t definitive, as Nobunaga wisely chose not to invade Ise and leave his own territory unprotected. However, the situation demonstrated the effectiveness of offensive tactics, leading Nobunaga to decide to attack Imagawa’s army instead of waiting to be defeated by their larger force. His most trusted generals, Shibata Katsuiye, Sakuma Nobumori, and Hayashi Mitsukatsu, strongly opposed this plan. They believed there was no chance of success in attacking a stronger force, and they recommended temporarily retreating to find a chance to regain independence. It’s said that Hideyoshi displayed remarkable wisdom at the council meeting. He pointed out that there could be no such thing as a temporary surrender. The Imagawa would definitely demand valuable hostages to ensure their permanent loyalty, and he added that it was a mistake to think the Imagawa had the goodwill of any of the other major feudal lords since they were all equally envious of one another.
Finally, it was resolved that seven forts should be built and garrisoned, and that five of them should be allowed to fall into the enemy's hands if resistance proved hopeless. In the remaining two forts the garrisons were to be composed of the best troops in the Owari army, and over these strongholds were to be flown the flags of Nobunaga himself and of his chief general. It was hoped that by their success in five of the forts the Imagawa army would be at once physically wearied and morally encouraged to concentrate their entire strength and attention on the capture of the last two fortresses. Meanwhile, Nobunaga himself, with a select body of troops, was to march by mountain roads to the rear of the invading forces and deliver a furious attack when such a manoeuvre was least expected. The brave men who engaged in this perilous enterprise were strengthened by worshipping at the shrine of Hachiman in the village of Atsuta, and their prayers evoked appearances which were interpreted as manifestations of divine assistance. Most fortunately for the Owari troops, their movements were shrouded by a heavy rainfall, and they succeeded in inflicting serious loss on the invading army, driving it pele-mele across the border and killing its chief, Yoshimoto. No attempt was made to pursue the fugitives into Mikawa. Nobunaga was prudently content with his signal victory. It raised him at once to a level with the greatest provincial barons in the empire, and placed him in the foremost rank of the aspirants for an Imperial commission.
Finally, it was decided that seven forts would be built and manned, with the plan that five of them could be surrendered to the enemy if resistance seemed futile. The remaining two forts were to house the best troops from the Owari army, and the flags of Nobunaga and his chief general would be flown over these strongholds. The hope was that the Imagawa army would, through their success in capturing five of the forts, become physically exhausted and morally encouraged to focus all their efforts on taking the last two fortresses. Meanwhile, Nobunaga himself, with a select group of troops, would march via mountain paths to the rear of the invading forces and launch a surprise attack at the least expected moment. The brave men taking part in this risky operation found strength in praying at the Hachiman shrine in the village of Atsuta, and their prayers were believed to bring signs of divine support. Fortunately for the Owari troops, their movements were concealed by heavy rain, allowing them to deal serious damage to the invading army, forcing it back across the border and killing its leader, Yoshimoto. No attempt was made to chase the fleeing army into Mikawa. Nobunaga wisely chose to be satisfied with his significant victory. It elevated him to the status of the greatest provincial barons in the empire and positioned him among the top contenders for an Imperial commission.
ENGRAVING: TOKUGAWA IEYASU
TOKUGAWA IEYASU
The battle of Okehazama led to another incident of prime importance in Japanese history. It brought about an alliance between Oda Nobunaga and Tokugawa Ieyasu. Among the small barons subject to the Imagawa there was one called Matsudaira Motoyasu. He had taken the name, Motoyasu, by adopting one of the ideographs of Yoshimoto's appellation. His family, long in alliance with the Imagawa, were at a variance with the Oda, and in the battle of Okehazama this Motoyasu had captured one of the Owari forts. But on the defeat and death of Yoshimoto, the Matsudaira chieftain retired at once to his own castle of Okazaki, in the province of Mikawa. He had then to consider his position, for by the death of Yoshimoto, the headship of the Imagawa family had fallen to his eldest son, Ujizane, a man altogether inferior in intellect to his gifted father. Nobunaga himself appreciated the character of the new ruler, and saw that the wisest plan would be to cement a union with Matsudaira Motoyasu. Accordingly he despatched an envoy to Okazaki Castle to consult the wishes of Motoyasu. The latter agreed to the Owari chief's proposals, and in February, 1562, proceeded to the castle of Kiyosu, where he contracted with Oda Nobunaga an alliance which endured throughout the latter's lifetime. In the following year, Motoyasu changed his name to Ieyasu, and subsequently he took the uji of Tokugawa. The alliance was strengthened by intermarriage, Nobuyasu, the eldest son of Ieyasu, being betrothed to a daughter of Nobunaga.
The battle of Okehazama led to another significant event in Japanese history. It resulted in an alliance between Oda Nobunaga and Tokugawa Ieyasu. Among the minor lords under the Imagawa was one named Matsudaira Motoyasu. He adopted the name Motoyasu by using one of the characters from Yoshimoto's name. His family, which had long been allied with the Imagawa, was at odds with the Oda, and during the battle of Okehazama, Motoyasu captured one of the Owari forts. However, after Yoshimoto's defeat and death, the Matsudaira leader quickly retreated to his own castle in Okazaki, located in the Mikawa province. He then had to reassess his situation, as Yoshimoto's death had resulted in his eldest son, Ujizane, taking over the Imagawa leadership, a man who was significantly less intelligent than his father. Nobunaga recognized the character of the new leader and realized that the smartest move would be to strengthen ties with Matsudaira Motoyasu. So, he sent an envoy to Okazaki Castle to discuss Motoyasu's intentions. Motoyasu agreed to Nobunaga's proposals, and in February 1562, he traveled to Kiyosu Castle, where he formed an alliance with Oda Nobunaga that lasted for the rest of Nobunaga's life. The following year, Motoyasu changed his name to Ieyasu and later adopted the clan name Tokugawa. The alliance was further solidified by intermarriage, with Nobuyasu, Ieyasu's eldest son, betrothed to a daughter of Nobunaga.
NOBUNAGA'S POSITION
It was at this time, according to Japanese annalists, that Nobunaga seriously conceived the ambition of making Kyoto his goal. The situation offered inducements. In the presence of a practically acknowledged conviction that no territorial baron of that era might venture to engage in an enterprise which denuded his territory of a protecting army, it was necessary to look around carefully before embarking upon the Kyoto project. Nobunaga had crushed the Imagawa, for though his victory had not been conclusive from a military point of view, it had placed the Imagawa under incompetent leadership and had thus freed Owari from all menace from the littoral provinces on the east. Again, in the direction of Echigo and Shinano, the great captain, Uesugi Kenshin, dared not strike at Nobunaga's province without exposing himself to attack from Takeda Shingen. But Shingen was not reciprocally hampered. His potentialities were always an unknown quality. He was universally recognized as the greatest strategist of his time, and if Nobunaga ventured to move westward, the Kai baron would probably seize the occasion to lay hands upon Owari. It is true that the alliance with Tokugawa Ieyasu constituted some protection. But Ieyasu was no match for Shingen in the field. Some other check must be devised, and Nobunaga found it in the marriage of his adopted daughter to Shingen's son, Katsuyori.
It was during this time, according to Japanese historians, that Nobunaga seriously considered the goal of making Kyoto his target. The circumstances were enticing. Given the widely accepted belief that no territorial lord of that period would dare to pursue a plan that stripped his territory of a defending army, it was crucial to be cautious before starting the Kyoto project. Nobunaga had defeated the Imagawa; although his victory wasn't entirely decisive from a military standpoint, it had put the Imagawa under weak leadership and had thus removed Owari's threat from the coastal provinces to the east. Furthermore, regarding Echigo and Shinano, the formidable captain Uesugi Kenshin would not risk attacking Nobunaga's territory without exposing himself to an assault from Takeda Shingen. However, Shingen was not equally restrained. His potential was always an unpredictable factor. He was widely acknowledged as the best strategist of his time, and if Nobunaga chose to move west, the Kai lord would likely take the opportunity to seize Owari. While the alliance with Tokugawa Ieyasu provided some level of protection, Ieyasu was no match for Shingen in battle. Therefore, Nobunaga needed to devise another check, which he found in marrying his adopted daughter to Shingen's son, Katsuyori.
THE COURT APPEALS TO NOBUNAGA
In Kyoto, at this time, a state of great confusion existed. The Emperor Okimachi had ascended the throne in 1557. But in the presence of the violent usurpations of the Miyoshi and others, neither the sovereign nor the shogun could exercise any authority, and, as has been shown already, the Throne was constantly in pecuniarily embarassed circumstances. Nobunaga's father, Nobuhide, had distinguished himself by subscribing liberally to aid the Court financially, and this fact being now recalled in the context of Nobunaga's rapidly rising power, the Emperor, in the year 1562, despatched Tachiri Munetsugu nominally to worship at the shrine of Atsuta, but in reality to convey to Nobunaga an Imperial message directing him to restore order in the capital. The Owari baron received this envoy with marked respect. It is recorded that he solemnly performed the ceremony of lustration and clothed himself in hitherto unworn garments on the occasion of his interview with the envoy. It was not in his power, however, to make any definite arrangement as to time. He could only profess his humble determination to obey the Imperial behest, and promise the utmost expedition. But there can be no doubt that the arrival of this envoy decided the question of a march to Kyoto, though some years were destined to elapse before the project could be carried out.
In Kyoto, during this time, there was a lot of chaos. Emperor Okimachi had taken the throne in 1557. However, due to the violent takeovers by the Miyoshi and others, neither the emperor nor the shogun could exercise any real power, and, as previously mentioned, the Throne was constantly facing financial difficulties. Nobunaga's father, Nobuhide, had made a name for himself by generously supporting the Court financially, and as Nobunaga's power grew quickly, the Emperor, in 1562, sent Tachiri Munetsugu to the Atsuta shrine ostensibly to worship, but really to deliver an Imperial message asking Nobunaga to restore order in the capital. The Owari baron welcomed this envoy with great respect. It's recorded that he performed a purification ceremony and dressed in new garments for his meeting with the envoy. However, he was not able to make any specific plans regarding timing. He could only express his sincere determination to follow the Emperor's request and promise to act as quickly as possible. Nevertheless, it’s clear that the arrival of this envoy played a crucial role in the decision to march to Kyoto, although several years would pass before this project could be realized.
Two things were necessary, however, namely, a feasible route and a plausible pretext. Even in those times, when wars were often undertaken merely for the purpose of deciding personal supremacy, there remained sufficient public morality to condemn any baron who suffered himself to be guided openly by ambition alone. Some reasonably decent cause had to be found. Now the Emperor, though, as above stated, communicating his will verbally to Nobunaga, had not sent him any written commission. The necessary pretext was furnished, however, by the relations between the members of the Saito family of Mino province, which lay upon the immediate north of Owari, and constituted the most convenient road to Kyoto. Hidetatsu, the head of that family, had fought against Nobunaga's father, Nobuhide, and one of the conditions of peace had been that the daughter of Hidetatsu should become the wife of Nobunaga.
Two things were necessary, though: a workable route and a believable reason. Even back then, when wars were often fought just to settle personal power struggles, there was enough public morality to criticize any noble who let ambition guide him openly. There had to be a reasonably decent cause. Now, the Emperor, as previously mentioned, communicated his wishes verbally to Nobunaga but hadn’t sent him any written command. However, the necessary excuse came from the relationships within the Saito family of Mino province, which was directly north of Owari and provided the most convenient path to Kyoto. Hidetatsu, the head of that family, had gone to war against Nobunaga's father, Nobuhide, and one of the terms of peace was that Hidetatsu’s daughter would marry Nobunaga.
Subsequently, the Saito household was disturbed by one of the family feuds so common during the fifteenth and sixteenth centuries in Japan. Hidetatsu, desiring to disinherit his eldest son, Yoshitatsu, had been attacked and killed by the latter, and Nobunaga announced his intention of avenging the death of his father-in-law. But before this intention could be carried out, Yoshitatsu died (1561), and his son, Tatsuoki, a man of little resource or ability, had to bear the onset from Owari. Nobunaga, at the head of a large force, crossed the Kiso River into Mino. But he found that, even under the leadership of Tatsuoki, the Mino men were too strong for him, and he was ultimately compelled to adopt the device of erecting on the Mino side of the river a fortress which should serve at once as a basis of military operations and as a place for establishing relations with the minor families in the province. The building of this fort proved a very difficult task, but it was finally accomplished by a clever device on the part of Hideyoshi, who, a master of intrigue as well as of military strategy, subsequently won over to Nobunaga's cause many of the principal vassals of the Saito family, among them being Takenaka Shigeharu, who afterwards proved a most capable lieutenant to Hideyoshi.
Subsequently, the Saito family was troubled by one of the family feuds that were so common in Japan during the fifteenth and sixteenth centuries. Hidetatsu, wanting to disinherit his eldest son, Yoshitatsu, was attacked and killed by him, prompting Nobunaga to announce his intention to avenge his father-in-law's death. However, before he could act on this intention, Yoshitatsu died in 1561, leaving his son, Tatsuoki, who lacked resources and abilities, to face the challenges from Owari. Nobunaga, leading a large force, crossed the Kiso River into Mino. But he discovered that even under Tatsuoki’s leadership, the Mino forces were too strong for him. He was ultimately forced to create a fortress on the Mino side of the river, which would serve as a base for military operations and a way to establish connections with the smaller families in the province. Building this fort was quite challenging, but it was eventually completed thanks to a clever plan by Hideyoshi, who was skilled in both intrigue and military strategy. He later won over many of the key vassals of the Saito family to Nobunaga’s side, including Takenaka Shigeharu, who would go on to become a very capable lieutenant to Hideyoshi.
These preliminaries arranged, Nobunaga once more crossed the Kiso (1564) at the head of a large army, and after many days of severe fighting, captured the castle of Inaba-yama, which had been strongly fortified by Yoshitatsu, and was deemed impregnable. Nobunaga established his headquarters at this castle, changing its name to Gifu, and thus extending his dominion over the province of Mino as well as Owari. He had now to consider whether he would push on at once into the province of Omi, which alone lay between him and Kyoto, or whether he would first provide against the danger of a possible attack on the western littoral of Owari from the direction of Ise. He chose the latter course, and invaded Ise at the head of a considerable force. But he here met with a repulse at the hands of Kusunoki Masatomo, who to the courage and loyalty of his immortal ancestor, Masashige, added no small measure of strategical ability. He succeeded in defending his castle of Yada against Nobunaga's attacks, and finally the Owari general, deceived by a rumour to the effect that Takeda Shingen had reached the neighbourhood of Gifu with a strong army, retired hurriedly from Ise.
With these preparations made, Nobunaga crossed the Kiso again (1564) leading a large army, and after many days of intense fighting, captured the heavily fortified castle of Inaba-yama, which Yoshitatsu had deemed unbeatable. Nobunaga set up his headquarters at this castle, renaming it Gifu, thus expanding his control over the provinces of Mino and Owari. He had to decide whether to advance directly into the province of Omi, which lay between him and Kyoto, or first protect against a potential attack on the western coast of Owari from Ise. He chose to take precautions and invaded Ise with a significant force. However, he faced resistance from Kusunoki Masatomo, who not only inherited the courage and loyalty of his legendary ancestor Masashige but also had considerable strategic skill. He successfully defended his castle of Yada against Nobunaga's assaults, and ultimately, the Owari general, misled by a rumor that Takeda Shingen had arrived near Gifu with a large army, quickly retreated from Ise.
It may here be mentioned that three years later, in 1568, Hideyoshi succeeded in inducing all the territorial nobles of northern Ise, except Kusunoki Masatomo, to place themselves peacefully under Nobunaga's sway. Hideyoshi's history shows him to have been a constant believer in the theory that a conquered foe generally remains an enemy, whereas a conciliated enemy often becomes a friend. Acting on this conviction and aided by an extraordinary gift of persuasive eloquence, he often won great victories without any bloodshed. Thus he succeeded in convincing the Ise barons that Nobunaga was not swayed by personal ambition, but that his ruling desire was to put an end to the wars which had devastated Japan continuously for more than a century. It is right to record that the failures made by Nobunaga himself in his Ise campaign were in the sequel of measures taken in opposition to Hideyoshi's advice, and indeed the annals show that this was true of nearly all the disasters that overtook Nobunaga throughout his career, whereas his many and brilliant successes were generally the outcome of Hideyoshi's counsels.
It should be noted that three years later, in 1568, Hideyoshi managed to persuade all the territorial lords of northern Ise, except for Kusunoki Masatomo, to peacefully submit to Nobunaga's authority. Hideyoshi's history reveals that he consistently believed in the idea that a defeated enemy usually remains a foe, while a reconciled enemy can often become a friend. Relying on this belief and benefiting from a remarkable ability to persuade, he frequently achieved significant victories without any bloodshed. He was able to convince the Ise barons that Nobunaga was not driven by personal ambition, but rather by a genuine desire to end the wars that had ravaged Japan for over a century. It's important to note that Nobunaga's failures in his Ise campaign were a direct result of actions taken against Hideyoshi's advice, and indeed records indicate that this pattern held true for nearly all the calamities faced by Nobunaga throughout his career, while his numerous and remarkable successes were largely the result of Hideyoshi's guidance.
ANOTHER SUMMONS FROM THE EMPEROR
In November, 1567, the Emperor again sent Tachiri Munetsugu to invite Nobunaga's presence in Kyoto. His Majesty still refrained from the dangerous step of giving a written commission to Nobunaga, but he instructed Munetsugu to carry to the Owari chieftain a suit of armour and a sword. Two years previously to this event, the tumult in Kyoto had culminated in an attack on the palace of the shogun Yoshiteru, the conflagration of the building, and the suicide of the shogun amid the blazing ruins. Yoshiteru's younger brother, Yoshiaki, effected his escape from the capital, and wandered about the country during three years, supplicating one baron after another to take up his cause. This was in 1568, just nine months after the Emperor's second message to Nobunaga, and the latter, acting upon Hideyoshi's advice, determined to become Yoshiaki's champion, since by so doing he would represent not only the sovereign but also the shogun in the eyes of the nation. Meanwhile—and this step also was undertaken under Hideyoshi's advice—a friendly contract had been concluded with Asai Nagamasa, the most powerful baron in Omi, and the agreement had been cemented by the marriage of Nobunaga's sister to Nagamasa.
In November 1567, the Emperor once again sent Tachiri Munetsugu to invite Nobunaga to come to Kyoto. The Emperor still held back from the risky move of giving Nobunaga a formal written commission, but he instructed Munetsugu to deliver a suit of armor and a sword to the Owari chieftain. Two years before this, chaos in Kyoto had led to an attack on the palace of the shogun Yoshiteru, which resulted in the building burning down and the shogun's suicide amid the flames. Yoshiteru's younger brother, Yoshiaki, managed to escape from the capital and spent three years traveling around the country begging various barons to support him. This was in 1568, just nine months after the Emperor's second message to Nobunaga. Acting on Hideyoshi's advice, Nobunaga decided to become Yoshiaki's ally, knowing that by doing so he would represent not only the Emperor but also the shogun in the eyes of the nation. Meanwhile—and this step was also taken upon Hideyoshi's suggestion—a friendly agreement had been reached with Asai Nagamasa, the most powerful baron in Omi, which was solidified by the marriage of Nobunaga's sister to Nagamasa.
NOBUNAGA PROCEEDS TO KYOTO
In October, 1568, Nobunaga set out for Kyoto at the head of an army said to have numbered thirty thousand. He did not encounter any serious resistance on the way, but the coming of his troops threw the city into consternation, the general apprehension being that the advent of these provincial warriors would preface a series of depredations such as the people were only too well accustomed to. But Nobunaga lost no time in issuing reassuring proclamations, which, in the sequel, his officers proved themselves thoroughly capable of enforcing, and before the year closed peace and order were restored in the capital, Yoshiaki being nominated shogun and all the ceremonies of Court life being restored. Subsequently, the forces of the Miyoshi sept made armed attempts to recover the control of the city, and the shogun asked Nobunaga to appoint one of his most trusted generals and ablest administrators to maintain peace. It was fully expected that Nobunaga would respond to this appeal by nominating Shibata, Sakuma, or Niwa, who had served under his banners from the outset, and in whose eyes Hideyoshi was a mere upstart. But Nobunaga selected Hideyoshi, and the result justified his choice, for during Hideyoshi's sway Kyoto enjoyed such tranquillity as it had not known for a century.
In October 1568, Nobunaga marched to Kyoto at the head of an army reported to be thirty thousand strong. He faced no significant resistance along the way, but the arrival of his troops caused panic in the city, as many feared that these provincial warriors would bring about a series of robberies and chaos that the people were all too familiar with. However, Nobunaga quickly issued reassuring statements, which his officers effectively enforced. By the end of the year, peace and order had been restored in the capital, with Yoshiaki appointed as shogun and all the Court customs reinstated. Later, the Miyoshi clan made armed attempts to regain control of the city, and the shogun asked Nobunaga to assign one of his most trusted generals and skilled administrators to maintain peace. It was widely expected that Nobunaga would respond to this request by choosing Shibata, Sakuma, or Niwa, who had been with him from the beginning and saw Hideyoshi as just a nobody. But Nobunaga chose Hideyoshi, and this decision proved to be wise, as Kyoto experienced a level of peace it hadn't seen in a century during Hideyoshi's leadership.
Nobunaga omitted nothing that could make for the dignity and comfort of the new shogun. He caused a palace to be erected for him on the site of the former Nijo Castle, contributions being levied for the purpose on the five provinces of the Kinai as well as on six others; and Nobunaga himself personally supervised the work, which was completed in May, 1569. But it may fairly be doubted whether Nobunaga acted in all this matter with sincerity. At the outset his attitude towards the shogun was so respectful and so considerate that Yoshiaki learned to regard and speak of him as a father. But presently Nobunaga presented a memorial, charging the shogun with faults which were set forth in seventeen articles. In this impeachment, Yoshiaki was accused of neglecting his duties at Court; of failing to propitiate the territorial nobles; of partiality in meting out rewards and punishments; of arbitrarily confiscating private property; of squandering money on needless enterprises; of listening to flatterers; of going abroad in the disguise of a private person, and so forth. It is claimed by some of Nobunaga's biographers that he was perfectly honest in presenting this memorial, but others, whose judgment appears to be more perspicacious, consider that his chief object was to discredit Yoshiaki and thus make room for his own subsequent succession to the shogunate.
Nobunaga did everything possible to ensure the new shogun’s dignity and comfort. He had a palace built for him on the site of the old Nijo Castle, collecting contributions from the five provinces of the Kinai and six others for this purpose; Nobunaga himself closely oversaw the construction, which was finished in May 1569. However, one might reasonably question whether Nobunaga was sincere in his actions. At first, he treated the shogun with such respect and care that Yoshiaki came to see him and refer to him as a father. But soon, Nobunaga submitted a document accusing the shogun of various faults listed in seventeen points. In this accusation, Yoshiaki was blamed for neglecting his court duties, failing to appease the territorial lords, being biased in how rewards and punishments were given, confiscating private property without justification, wasting money on unnecessary projects, listening to sycophants, and even going out in disguise as an ordinary person, among other things. Some of Nobunaga’s biographers argue that he was genuine in presenting this document, but others, whose insight seems sharper, believe that his main goal was to undermine Yoshiaki and make way for his own future claim to the shogunate.
At all events Yoshiaki interpreted the memorial in that sense. He became openly hostile to Nobunaga, and ultimately took up arms. Nobunaga made many attempts to conciliate him. He even sent Hideyoshi to solicit Yoshiaki's return to Kyoto from Kawachi whither the shogun had fled. But Yoshiaki, declining to be placated, placed himself under the protection of the Mori family, and thus from the year 1573, Nobunaga became actual wielder of the shogun's authority. Ten years later, Yoshiaki returned to the capital, took the tonsure and changed his name to Shozan. At the suggestion of Hideyoshi a title and a yearly income of ten thousand koku were conferred on him. He died in Osaka and thus ended the Ashikaga shogunate.
At any rate, Yoshiaki saw the memorial that way. He became openly hostile to Nobunaga and eventually went to war. Nobunaga tried many times to make peace with him. He even sent Hideyoshi to ask Yoshiaki to come back to Kyoto from Kawachi, where the shogun had fled. But Yoshiaki, unwilling to be appeased, sought refuge with the Mori family. So from the year 1573, Nobunaga effectively took over the shogun's power. Ten years later, Yoshiaki returned to the capital, took the tonsure, and changed his name to Shozan. At Hideyoshi's suggestion, he was granted a title and an annual income of ten thousand koku. He died in Osaka, marking the end of the Ashikaga shogunate.
SAKAI
One of the incidents connected with Hideyoshi's administration in Kyoto illustrates the customs of his time. Within eight miles of the city of Osaka lies Sakai, a great manufacturing mart. This latter town, though originally forming part of the Ashikaga domain, nevertheless assisted the Miyoshi in their attack upon the shogunate. Nobunaga, much enraged at such action, proposed to sack the town, but Hideyoshi asked to have the matter left in his hands. This request being granted, he sent messengers to Sakai, who informed the citizens that Nobunaga contemplated the destruction of the town by fire. Thereupon the citizens, preferring to die sword in hand rather than to be cremated, built forts and made preparations for resistance.
One incident from Hideyoshi's time in Kyoto shows the customs of that era. About eight miles from Osaka is Sakai, a major manufacturing hub. This town, although originally part of the Ashikaga domain, supported the Miyoshi in their efforts against the shogunate. Nobunaga, furious about this, planned to attack the town, but Hideyoshi asked to handle the situation himself. Once this was agreed upon, he sent messengers to Sakai to warn the citizens that Nobunaga was planning to burn the town down. In response, the citizens chose to fight rather than be killed by fire, so they built forts and prepared for battle.
This was just what Hideyoshi designed. Disguising himself, he repaired to Sakai and asked to be informed as to the object of these military preparations. Learning the apprehensions of the people, he ridiculed their fears; declared that Nobunaga had for prime object the safety and peace of the realm, and that by giving ear to such wild rumours and assuming a defiant attitude, they had committed a fault not to be lightly condoned. Delegates were then sent from Sakai at Hideyoshi's suggestion to explain the facts to Nobunaga, who acted his part in the drama by ordering the deputies to be thrown into prison and promising to execute them as well as their fellow townsmen. In this strait the people of Sakai appealed to a celebrated Buddhist priest named Kennyo, and through his intercession Hideyoshi agreed to ransom the town for a payment of twenty thousand ryo. The funds thus obtained were devoted to the repair of the palaces of the Emperor and the shogun, a measure which won for Nobunaga the applause of the whole of Kyoto.
This was exactly what Hideyoshi had planned. Disguising himself, he went to Sakai and asked about the reason for these military preparations. After learning the concerns of the people, he mocked their fears, stating that Nobunaga's main goal was the safety and peace of the realm. He warned that by believing such wild rumors and taking a defiant stance, they had made a serious mistake that shouldn’t be taken lightly. Following Hideyoshi’s suggestion, delegates were sent from Sakai to present the truth to Nobunaga, who played his part in the act by ordering the deputies to be imprisoned and threatening to execute them and their fellow townspeople. In this difficult situation, the people of Sakai turned to a famous Buddhist priest named Kennyo, and through his mediation, Hideyoshi agreed to ransom the town for a payment of twenty thousand ryo. The money raised was then used for the repair of the palaces of the Emperor and the shogun, a move that earned Nobunaga praise from all of Kyoto.
NOBUNAGA'S SITUATION
Oda Nobunaga was now in fact shogun. So far as concerned legalized power he had no equal in the empire, but his military strength was by no means proportionate. In the north, in the east, in the west, and in the south, there were great territorial nobles who could put into the field armies much larger than all the Owari chief's troops. Takeda Shingen, in the Kwanto, was the most formidable of these opponents. In the year 1570, when the events now to be related occurred, the Hojo sept was under the rule of Ujimasa, and with him Shingen had concluded an alliance which rendered the latter secure against attack on the rear in the event of movement against Kyoto. The better to ensure himself against Hojo designs, Shingen joined hands with the Satomi family in Awa, and the Satake family in Hitachi; while to provide against irruptions by the Uesugi family he enlisted the co-operation of the priests in Kaga, Echizen, and Noto. Shingen further established relations of friendship with Matsunaga Hisahide in the far west. It was this baron that had attacked the palace of Nijo when Yoshiteru, the shogun, had to commit suicide, and Shingen's object in approaching him was to sow seeds of discord between the shogunate and Nobunaga. Most imminent of all perils, however, was the menace of the Asai family in Omi, and the Asakura family in Echizen. A glance at the map shows that the Asai were in a position to sever Nobunaga's communications with his base in Mino, and that the Asakura were in a position to cut off his communications with Kyoto. In this perilous situation Nobunaga's sole resource lay in Tokugawa Ieyasu and in the latter's alliance with the Uesugi, which compact the Owari chief spared no pains to solidify. But from a military point of view Ieyasu was incomparably weaker than Shingen.
Oda Nobunaga was effectively the shogun now. In terms of legal power, he had no equal in the empire, but his military strength was not comparable. In the north, east, west, and south, there were powerful feudal lords who could field armies much larger than Nobunaga's forces. Takeda Shingen, in the Kanto region, was the most formidable of these opponents. In 1570, when the events about to be described took place, the Hojo clan was led by Ujimasa, and Shingen had formed an alliance with him that protected him from attacks in the rear while he focused on Kyoto. To further secure himself against Hojo ambitions, Shingen allied with the Satomi clan in Awa and the Satake clan in Hitachi; to guard against invasions by the Uesugi clan, he sought the help of the priests in Kaga, Echizen, and Noto. Shingen also built a friendship with Matsunaga Hisahide in the far west. This baron had previously attacked the Nijo palace, leading to the suicide of Shogun Yoshiteru, and Shingen's goal in connecting with him was to create discord between the shogunate and Nobunaga. However, the most immediate threat came from the Asai clan in Omi and the Asakura clan in Echizen. A look at the map reveals that the Asai could cut off Nobunaga's communications with his base in Mino, while the Asakura could sever his links with Kyoto. In this dangerous situation, Nobunaga's only hope rested on Tokugawa Ieyasu and Ieyasu's alliance with the Uesugi, a partnership that Nobunaga worked hard to strengthen. But from a military perspective, Ieyasu was far weaker than Shingen.
THE STRUGGLE WITH THE ASAKURA AND THE ASAI
In 1570, Nobunaga determined to put his fortunes to a final test. Having concentrated a large body of troops in Kyoto, he declared war against Asakura Yoshikage, who had refused to recognize the new shogun. Success crowned the early efforts of the Owari forces in this war, but the whole situation was changed by Asai Nagamasa, who suddenly marched out of Omi and threatened to attack Nobunaga's rear. It is true that before setting out for Kyoto originally, Nobunaga had given his sister in marriage to Nagamasa, and had thus invited the latter's friendship. But Nagamasa had always been on terms of close amity with Yoshikage, and, indeed, had stipulated from the outset that Nobunaga should not make war against the latter. It cannot be said, therefore, that Nagamasa's move constituted a surprise. Nobunaga should have been well prepared for such contingencies. He was not prepared, however, and the result was that he found himself menaced by Yoshikage's army in front and by Nagamasa's in rear. Tokugawa Ieyasu, who had associated himself by invitation with this expedition into Echizen, advised Nobunaga to countermarch with all rapidity for Kyoto, and it was so determined. Hideyoshi was left with three thousand men to hold Yoshikage's forces in some degree of check.
In 1570, Nobunaga decided to test his luck one last time. After gathering a large army in Kyoto, he declared war on Asakura Yoshikage, who had refused to acknowledge the new shogun. The initial efforts of the Owari forces were successful in this war, but everything changed when Asai Nagamasa suddenly marched out of Omi, threatening to attack Nobunaga's rear. It's true that before heading to Kyoto, Nobunaga had married his sister to Nagamasa, hoping to secure his friendship. However, Nagamasa had always been closely allied with Yoshikage and had insisted from the beginning that Nobunaga should not go to war against him. Therefore, Nagamasa's move wasn’t really unexpected. Nobunaga should have been ready for such a setback. Unfortunately, he wasn't, and he found himself threatened by Yoshikage's army in front and Nagamasa's behind. Tokugawa Ieyasu, who was invited to join the campaign into Echizen, advised Nobunaga to retreat quickly to Kyoto, and that was the plan. Hideyoshi was left with three thousand men to keep Yoshikage's forces somewhat in check.
The situation at that moment was well-nigh desperate. There seemed to be no hope for either Nobunaga or Hideyoshi. But Nobunaga was saved by the slowness of Nagamasa, who, had he moved with any rapidity, must have reached Kyoto in advance of Nobunaga's forces; and Hideyoshi was saved by an exercise of the wonderful resourcefulness which peril always awoke in this great man. Calculating that Yoshikage's army would reach Kanagasaki Castle at nightfall, Hideyoshi, by means of thousands of lanterns and banners gave to a few scores of men a semblance of a numerous army. Yoshikage, who believed that Nobunaga had retired, was visited by doubts at the aspect of this great array, and instead of advancing to attack at once, he decided to await the morning. Meanwhile, Hideyoshi with his little band of troops, moved round Yoshikage's flank, and delivering a fierce attack at midnight, completely defeated the Echizen forces.*
The situation at that moment was nearly hopeless. It seemed like there was no chance for either Nobunaga or Hideyoshi. But Nobunaga was rescued by Nagamasa's slow pace, as he could have reached Kyoto before Nobunaga's forces if he had moved quickly. Hideyoshi, on the other hand, was saved by his incredible resourcefulness that danger always brought out in him. Knowing that Yoshikage's army would arrive at Kanagasaki Castle by nightfall, Hideyoshi used thousands of lanterns and banners to make a small group of men look like a large army. Yoshikage, who thought Nobunaga had retreated, was filled with doubt at the sight of this impressive display, and instead of attacking immediately, he decided to wait until morning. In the meantime, Hideyoshi and his small band of troops moved around Yoshikage's flank, launching a fierce attack at midnight that completely defeated the Echizen forces.*
*See A New Life of Toyolomi Hideyoshi, by W. Dening.
*See A New Life of Toyolomi Hideyoshi, by W. Dening.
This episode was, of course, not conclusive. It merely showed that so long as Nagamasa and Yoshikage worked in combination, Nobunaga's position in Kyoto and his communications with his base in Mino must remain insecure. He himself would have directed his forces at once against Nagamasa, but Hideyoshi contended that the wiser plan would be to endeavour to win over some of the minor barons whose strongholds lay on the confines of Omi and Mino. This was gradually accomplished, and after an unsuccessful attempt upon the part of Sasaki Shotei of Omi to capture a castle (Choko-ji) which was under the command of Nobunaga's chief general, Katsuiye, the Owari forces were put in motion against Nagamasa's principal strongholds, Otani and Yoko-yama. The former was attacked first, Nobunaga being assisted by a contingent of five thousand men under the command of Ieyasu. Three days of repeated assaults failed to reduce the castle, and during that interval Nagamasa and Yoshikage were able to enter the field at the head of a force which greatly outnumbered the Owari army.
This episode was, of course, not definitive. It simply showed that as long as Nagamasa and Yoshikage worked together, Nobunaga's position in Kyoto and his connections to his base in Mino would remain insecure. He would have immediately directed his forces against Nagamasa, but Hideyoshi argued that a smarter strategy would be to try to win over some of the lesser barons whose strongholds were on the borders of Omi and Mino. This was gradually achieved, and after an unsuccessful attempt by Sasaki Shotei of Omi to capture a castle (Choko-ji) that was under the command of Nobunaga's chief general, Katsuiye, the Owari forces were mobilized against Nagamasa's main strongholds, Otani and Yoko-yama. The former was attacked first, with Nobunaga receiving help from a contingent of five thousand men led by Ieyasu. Three days of continuous assaults failed to breach the castle, and during that time, Nagamasa and Yoshikage were able to come into the field with a force that greatly outnumbered the Owari army.
In midsummer, 1570, there was fought, on the banks of the Ane-gawa, one of the great battles of Japanese history. It resulted in the complete discomfiture of the Echizen chieftains. The records say that three thousand of their followers were killed and that among them were ten general officers. The castle of Otani, however, remained in Nagamasa's hands. Nobunaga now retired to his headquarters in Gifu to rest his forces.
In midsummer, 1570, one of the major battles in Japanese history took place along the banks of the Ane-gawa. It led to a total defeat of the Echizen chieftains. Records indicate that three thousand of their followers were killed, including ten general officers. However, the castle of Otani stayed under Nagamasa's control. Nobunaga then returned to his headquarters in Gifu to regroup his forces.
But he was quickly summoned again to the field by a revolt on the part of the Buddhist priests in the province of Settsu, under the banner of Miyoshi Yoshitsugu and Saito Tatsuoki. Nobunaga's attempt to quell this insurrection was unsuccessful, and immediately Nagamasa and Yoshikage seized the occasion to march upon Kyoto. The priests of Hiei-zan received them with open arms, and they occupied on the monastery's commanding site, a position well-nigh impregnable, from which they constantly menaced the capital. It was now the commencement of winter. For the invading troops to hold their own upon Hiei-zan throughout the winter would have been even more difficult than for Nobunaga's army to cut off their avenues of retreat and supply.
But he was quickly called back to the battlefield by a revolt from the Buddhist priests in the Settsu province, led by Miyoshi Yoshitsugu and Saito Tatsuoki. Nobunaga's attempt to suppress this uprising failed, and right away, Nagamasa and Yoshikage took the chance to march on Kyoto. The priests of Hiei-zan welcomed them with open arms, and they took over the monastery's strategic position, which was nearly impossible to attack, constantly threatening the capital. It was now the start of winter. For the invading troops to maintain their hold on Hiei-zan through the winter would have been even more challenging than for Nobunaga's army to cut off their escape routes and supplies.
In these circumstances peace presented itself to both sides as the most feasible plan, and the forces of Nagamasa and Yoshikage were allowed to march away unmolested to Omi and Echizen, respectively. This result was intensely mortifying to Hideyoshi, who had devoted his whole energies to the destruction of these dangerous enemies. But the final issue was only postponed. By contrivances, which need not be related in detail, Nagamasa was again induced to take the field, and, in 1573, the Owari forces found themselves once more confronted by the allied armies of Echizen and Omi. By clever strategy the Echizen baron was induced to take the fatal step of separating himself from his Omi colleague, and at Tone-yama he sustained a crushing defeat, leaving two thousand of his men and twenty-three of his captains dead upon the field. He himself fled and for a time remained concealed, but ultimately, being closely menaced with capture, he committed suicide. Meanwhile, Nagamasa had withdrawn to his stronghold of Otani, where he was besieged by Nobunaga. The castle ultimately fell, Nagamasa and his son dying by their own hands.
In this situation, peace seemed like the most practical option for both sides, and the forces of Nagamasa and Yoshikage were allowed to leave peacefully for Omi and Echizen, respectively. This outcome was deeply frustrating for Hideyoshi, who had put all his efforts into defeating these dangerous enemies. However, the final confrontation was only delayed. Through means that don't need to be detailed, Nagamasa was persuaded to enter the battlefield again, and in 1573, the Owari forces found themselves once more facing the combined armies of Echizen and Omi. By using smart tactics, the Echizen leader was convinced to make the risky choice of splitting from his Omi ally, and at Tone-yama, he suffered a devastating defeat, losing two thousand of his men and twenty-three of his captains in battle. He managed to escape and hid for a while, but eventually, facing the threat of capture, he took his own life. Meanwhile, Nagamasa had retreated to his stronghold at Otani, where he was besieged by Nobunaga. The castle eventually fell, and both Nagamasa and his son ended their lives by suicide.
This year witnessed also the death of Takeda Shingen, and thus Nobunaga not only established his sway over the whole of the provinces of Omi and Echizen but also was relieved from the constant menace of a formidable attack by a captain to whom public opinion justly attributed the leading place among Japanese strategists. The whole of Nagamasa's estates, yielding an annual return of 180,000 koku, was given to Hideyoshi, and he was ordered to assume the command of Otani Castle, whence, however, he moved shortly afterwards to Nagahama.
This year also saw the death of Takeda Shingen, which meant that Nobunaga not only gained control over all the provinces of Omi and Echizen but was also freed from the ongoing threat of a powerful leader who was rightly regarded as one of Japan's top strategists. All of Nagamasa's estates, producing an annual income of 180,000 koku, were given to Hideyoshi, who was instructed to take command of Otani Castle. However, he soon moved to Nagahama.
HIEI-ZAN
It was now possible for Nobunaga to devote his entire attention to the soldier-priests who had allied themselves with his enemies. It has been shown that the monastery of Hiei-zan had afforded shelter and sustenance to the forces of Echizen and Omi during the winter of 1570-1571, and it has been shown also that Nobunaga, underrating the strength of the priests in the province of Settsu, sustained defeat at their hands. He now (1574) sent an army to hold the soldier-monks of Settsu in check while he himself dealt with Hiei-zan. This great monastery, as already shown, was erected in the ninth century in obedience to the Buddhist superstition that the northeastern quarter of the heavens is the "Demon's Gate," and that a temple must be erected there to afford security against evil influences. The temple on Hiei-zan had received the munificent patronage of monarch after monarch, and had grown to be a huge monastery, containing some three thousand priests. This miniature city completely commanded Kyoto, and was guarded in front by a great lake. But, above all, it was sanctified by the superstition of the people, and when Nobunaga invested it, he found the greatest reluctance on the part of his generals to proceed to extremities. Nevertheless, he overcame these scruples, and drawing a cordon of troops round the great monastery, he applied the torch to the buildings, burnt to death nearly all its inmates, including women, confiscated its estates, and built, for purposes of future prevention, a castle at Sakamoto, which was placed under the command of Akechi Mitsuhide. When, in after years, this same Mitsuhide treacherously compassed Nobunaga's death, men said that the opening of the Demon's Gate had entailed its due penalty.
Nobunaga was now able to focus entirely on the soldier-priests who had allied with his enemies. It's been noted that the Hiei-zan monastery provided shelter and resources to the troops from Echizen and Omi during the winter of 1570-1571, and it has also been noted that Nobunaga underestimated the strength of the priests in Settsu and suffered a defeat at their hands. In 1574, he sent an army to keep the soldier-monks of Settsu in check while he dealt with Hiei-zan himself. This large monastery, as mentioned before, was established in the ninth century due to the Buddhist belief that the northeastern part of the heavens is the "Demon's Gate," and that a temple needed to be built there for protection against evil forces. The temple on Hiei-zan received generous support from many monarchs and had grown into a vast monastery with about three thousand priests. This small city had complete control over Kyoto and was protected in front by a large lake. However, above all, it was revered by the superstitions of the people, and when Nobunaga laid siege to it, he encountered significant hesitation from his generals to take extreme measures. Still, he overcame their doubts, and surrounding the great monastery with troops, he set the buildings on fire, killing nearly all its inhabitants, including women, confiscated its lands, and built a castle at Sakamoto for future prevention, placing Akechi Mitsuhide in command. Later, when Mitsuhide treacherously orchestrated Nobunaga's death, people claimed that the opening of the Demon's Gate had brought about its necessary consequence.
OTHER PRIESTLY DISTURBANCES
It was not in Settsu and at Hiei-zan only that the Buddhist soldiers turned their weapons against Nobunaga. The Asai sept received assistance from no less than ten temples in Omi; the Asakura family had the ranks of its soldiers recruited from monasteries in Echizen and Kaga; the Saito clan received aid from the bonzes in Izumi and Iga, and the priests of the great temple Hongwan-ji in Osaka were in friendly communication with the Mori sept in the west, with the Takeda in Kai, and with the Hojo in Sagami. In fact, the difficulties encountered by Nobunaga in his attempts to bring the whole empire under the affective sway of the Throne were incalculably accentuated by the hostility of the great Shin sect of Buddhism. He dealt effectually with all except the monastery at Ishi-yama in Osaka. The immense natural strength of the position and the strategical ability of its lord-abbot, Kosa, enabled it to defy all the assaults of the Owari chief, and it was not until 1588—six years after Nobunaga's death—that, through the intervention of the Emperor, peace was finally restored. After eleven years of almost incessant struggle, his Majesty's envoy, Konoe Sakihisa, succeeded in inducing the Ikko priests to lay down their arms. It will be presently seen that the inveterate hostility shown by the Buddhists to Nobunaga was largely responsible for his favourable attitude towards Christianity.
It wasn’t just in Settsu and at Hiei-zan that the Buddhist soldiers turned their weapons against Nobunaga. The Asai clan got help from ten temples in Omi; the Asakura family recruited soldiers from monasteries in Echizen and Kaga; the Saito clan received support from the monks in Izumi and Iga, and the priests of the large Hongwan-ji temple in Osaka were in touch with the Mori clan in the west, the Takeda in Kai, and the Hojo in Sagami. In fact, Nobunaga faced significant challenges in his efforts to bring the entire empire under the influence of the Throne, which were greatly intensified by the hostility of the major Shin sect of Buddhism. He managed to deal with almost all of them except for the monastery at Ishi-yama in Osaka. The position’s natural strength and the strategic skill of its leader, Kosa, allowed it to resist all of Nobunaga's attacks, and it wasn’t until 1588—six years after Nobunaga's death—that peace was finally achieved through the Emperor’s intervention. After eleven years of almost constant conflict, the Emperor’s envoy, Konoe Sakihisa, succeeded in convincing the Ikko priests to disarm. It will soon be clear that the deep-rooted animosity the Buddhists held towards Nobunaga played a major role in his favorable view of Christianity.
THE CASTLE OF AZUCHI
The lightness and flimsiness of construction in Japanese houses has been noted already several times. Even though there was continual warfare in the provinces of family against family, the character of the fighting and of the weapons used was such that there was little need for the building of elaborate defenses, and there was practically nothing worthy the name of a castle. Watch-towers had been built and roofs and walls were sometimes protected by putting nails in the building points outward,—a sort of chevaux de frise. But a system of outlying defenses, ditch, earthen wall and wooden palisade, was all that was used so long as fighting was either hand-to-hand or with missiles no more penetrating than arrows. But when fire-arms were introduced in 1542, massively constructed castles began to be built. These were in general patterned after Western models, but with many minor modifications.
The light and flimsy construction of Japanese houses has been mentioned several times. Even though there was constant fighting between families, the nature of the battles and the weapons used meant that there was little need for elaborate defenses, and there was virtually no true castles. Watchtowers had been built, and roofs and walls were sometimes reinforced by placing nails pointing outward—a kind of chevaux de frise. But a system of outer defenses, like ditches, earth walls, and wooden palisades, was all that was used as long as combat was either hand-to-hand or involved projectiles no more powerful than arrows. However, when firearms were introduced in 1542, large, solid castles began to be constructed. These were generally modeled after Western designs, but with several minor adaptations.
The first of these fortresses was built at Azuchi, in Omi, under the auspices of Oda Nobunaga. Commenced in 1576, the work was completed in 1579. In the centre of the castle rose a tower ninety feet high, standing on a massive stone basement seventy-two feet in height, the whole forming a structure absolutely without precedent in Japan. The tower was of wood, and had, therefore, no capacity for resisting cannon. But, as a matter of fact, artillery can scarcely be said to have been used in Japan until modern days. Nobunaga's castle is stated by some historians to have been partially attributable to Christianity, but this theory seems to rest solely upon the fact that the central tower was known as Tenshu-kaku, or the "tower of the lord of Heaven." There were more numerous indications that the spirit of Buddhism influenced the architect, for in one of the highest storeys of the tower, the four "guardian kings" were placed, and in the lower chamber stood an effigy of Tamon (Ananda). The cost of constructing this colossal edifice was very heavy, and funds had to be collected from the whole of the eleven provinces then under Nobunaga's sway.
The first of these fortresses was built at Azuchi, in Omi, under the guidance of Oda Nobunaga. Construction started in 1576 and was finished in 1579. At the center of the castle stood a tower ninety feet high, resting on a massive stone base seventy-two feet tall, creating a structure that was entirely unprecedented in Japan. The tower was made of wood, so it wasn’t able to withstand cannon fire. However, artillery was hardly used in Japan until modern times. Some historians suggest that Nobunaga's castle was influenced by Christianity, mainly because the central tower was known as Tenshu-kaku, or the "tower of the lord of Heaven." There are more signs that Buddhism influenced the architect, as the four "guardian kings" were placed in one of the top stories of the tower, and in the lower chamber stood a figure of Tamon (Ananda). The construction of this massive building was very expensive, requiring funds to be gathered from all eleven provinces that were under Nobunaga's control.
NOBUNAGA AND IEYASU
It has already been noted that Ieyasu was Nobunaga's sole ally in the east of Japan at the time of the fall of the Imagawa clan. It has also been noted that Ujizane, the son of Imagawa Yoshimoto, was a negligible quantity. During many years, however, Ieyasu had to stand constantly on the defensive against Takeda Shingen. But, in 1572, Shingen and Ieyasu made a compact against the Imagawa, and this was followed by a successful campaign on the part of the Tokugawa leader against Ujizane. The agreement between Shingen and Ieyasu lasted only a short time. In November, 1572, Shingen led a large force and seized two of the Tokugawa castles, menacing the third and most important at Hamamatsu, where Ieyasu himself was in command. Nobunaga thereupon despatched an army to succour his ally, and in January, 1573, a series of bloody engagements took place outside Hamamatsu. One of Nobunaga's generals fled; another died in battle, and Ieyasu barely escaped into the castle, which he saved by a desperate device—leaving the gates open and thus suggesting to the enemy that they would be ambushed if they entered. This battle, known in history as the War of Mikata-ga-hara, was the greatest calamity that ever befell Ieyasu, and that he would have suffered worse things at the hands of Takeda Shingen cannot be doubted, had not Shingen's death taken place in May, 1573.
It has already been pointed out that Ieyasu was Nobunaga's only ally in the east of Japan when the Imagawa clan fell. It has also been mentioned that Ujizane, the son of Imagawa Yoshimoto, was not a significant factor. For many years, Ieyasu had to continually defend himself against Takeda Shingen. However, in 1572, Shingen and Ieyasu formed an alliance against the Imagawa, which led to a successful campaign by Ieyasu against Ujizane. This agreement between Shingen and Ieyasu was short-lived. In November 1572, Shingen led a large army and captured two of the Tokugawa castles, threatening the most important one at Hamamatsu, where Ieyasu was in command. Nobunaga then sent an army to support his ally, and in January 1573, a series of fierce battles occurred outside Hamamatsu. One of Nobunaga's generals fled; another was killed in battle, and Ieyasu barely made it back into the castle, which he saved through a desperate tactic—leaving the gates open, making the enemy think they would be ambushed if they entered. This battle, known in history as the War of Mikata-ga-hara, was the greatest disaster Ieyasu ever faced, and it is certain that he would have suffered even worse at the hands of Takeda Shingen had Shingen not died in May 1573.
Various traditions have been handed down about the demise of this celebrated captain, undoubtedly one of the greatest strategists Japan ever possessed. Some say that he was shot by a soldier of Ieyasu; others that he was hit by a stray bullet, but the best authorities agree that he died of illness. His son, Katsuyori, inherited none of his father's great qualities except his bravery. Immediately on coming into power, he moved a large army against the castle of Nagashino in the province of Mikawa, one of Ieyasu's strongholds. This was in June, 1575, and on the news reaching Nobunaga, the latter lost no time in setting out to succour his ally. On the way a samurai named Torii Suneemon arrived from the garrison of Nagashino with news that unless succour were speedily given the fortress could not hold out. This message reached Ieyasu, who was awaiting the arrival of Nobunaga before marching to the relief of the beleagured fortress. Ieyasu assured the messenger that help would come on the morrow, and urged Suneemon not to essay to re-enter the fortress. But the man declared that he must carry the tidings to his hard-set comrades. He was taken prisoner by the enemy and led into the presence of Katsuyori, who assured him that his life would be spared if he informed the inmates of the castle that no aid could be hoped for. Suneemon simulated consent. Despatched under escort to the neighbourhood of the fort, he was permitted to address the garrison, and in a loud voice he shouted to his comrades that within a short time they might look for succour. He was immediately killed by his escort.
Various stories have been passed down about the death of this famous captain, undoubtedly one of the greatest strategists Japan ever had. Some say that he was shot by a soldier of Ieyasu; others claim he was hit by a stray bullet, but the best experts agree that he died of illness. His son, Katsuyori, inherited none of his father’s great qualities except for his bravery. Right after taking power, he led a large army against the castle of Nagashino in Mikawa province, one of Ieyasu’s strongholds. This happened in June 1575, and when Nobunaga heard the news, he quickly set out to support his ally. On his way, a samurai named Torii Suneemon arrived from the Nagashino garrison with news that unless help arrived quickly, the fortress wouldn’t hold out. This message reached Ieyasu, who was waiting for Nobunaga before marching to assist the besieged fortress. Ieyasu assured the messenger that help would come the next day and urged Suneemon not to try to re-enter the fortress. But Suneemon insisted that he had to deliver the news to his desperate comrades. He was captured by the enemy and brought before Katsuyori, who promised him that his life would be spared if he told the people in the castle that no help could be expected. Suneemon pretended to agree. Sent under guard to the area near the fort, he was allowed to speak to the garrison, and he shouted to his comrades that they could expect help soon. He was immediately killed by his escort.
This dramatic episode became a household tradition in Japan. Side by side with it may be set the fact that Hideyoshi, who accompanied Nobunaga in this campaign, employed successfully against the enemy one of the devices recommended by the Chinese strategists, whose books on the method of conducting warfare were closely studied in those days by the Japanese. Sakuma Nobumori, one of Nobunaga's captains, was openly, and of set purpose, insulted and beaten by orders of his general, and thereafter he escaped to the camp of the Takeda army, pretending that the evil treatment he had undergone was too much for his loyalty. Katsuyori, the Takeda commander, received the fugitive with open arms, and acting in accordance with his advice, disposed his troops in such a manner as to forfeit all the advantages of the position. The battle that ensued is memorable as the first historical instance of the use of firearms on any considerable scale in a Japanese campaign. Nobunaga's men took shelter themselves behind palisades and fusilladed the enemy so hotly that the old-fashioned hand-to-hand fighting became almost impossible. The losses of the Takeda men were enormous, and it may be said that the tactics of the era underwent radical alteration from that time, so that the fight at Takinosawa is memorable in Japanese history. Hideyoshi urged the advisability of pushing on at once to Katsuyori's capital, but Nobunaga hesitated to make such a call upon the energies of his troops, and the final overthrow of the Takeda chief was postponed.
This dramatic episode became a household tradition in Japan. Alongside this, it's worth noting that Hideyoshi, who was with Nobunaga during this campaign, effectively used one of the strategies recommended by Chinese military experts, whose texts on warfare were thoroughly studied by the Japanese at the time. Sakuma Nobumori, one of Nobunaga's captains, was openly and intentionally insulted and beaten on his general's orders, and afterward, he fled to the Takeda army's camp, pretending that the mistreatment he experienced was too much for his loyalty. Katsuyori, the Takeda commander, welcomed the deserter with open arms and, following his advice, arranged his troops in a way that lost all strategic advantages. The battle that followed is noteworthy as the first recorded use of firearms on a significant scale in a Japanese campaign. Nobunaga's troops took cover behind palisades and fiercely fired at the enemy, making traditional hand-to-hand combat nearly impossible. The Takeda suffered massive losses, and it can be said that military tactics changed drastically from that point forward, making the battle at Takinosawa significant in Japanese history. Hideyoshi pushed for an immediate advance to Katsuyori's capital, but Nobunaga hesitated to demand such effort from his troops, and the final defeat of the Takeda chief was put off.
MILITARY TACTICS
The Mongol invasion should have taught to the Japanese the great advantages of co-operating military units, but individual prowess continued to be the guiding factor of field tactics in Japan down to the second half of the sixteenth century, when the introduction of firearms inspired new methods. Japanese historians have not much to say upon this subject. Indeed Rai Sanyo, in the Nihon-gwaishi, may almost be said to be the sole authority. He writes as follows: "The generalship of Takeda Shingen and Uesugi Kenshin was something quite new in the country at their time. Prior to their day the art of manoeuvring troops had been little studied. Armies met, but each individual that composed them relied on his personal prowess and strength for victory. These two barons, however, made a special study of strategy and military tactics, with the result that they became authorities on the various methods of handling troops. In reference to the employment of cavalry, the Genji warriors and the first of the Ashikaga shoguns made use of horses largely, but in later days the Ashikaga did not move away from Kyoto and had no use for horses. Nobunaga, being near Kyoto, and most of the wars in which he engaged involving no very long marches, relied almost solely on infantry. Both Takeda and Uesugi were well supplied with mounted troops, but owing to the hilly nature of their territories, they made no special study of cavalry exercises and, almost invariably, the soldiers employed their horses solely for rapid movement from one place to another; when a battle commenced they alighted and fought on foot. It is therefore correct to say that at this time cavalry had gone out of use. Bows and arrows were, of course, superseded when firearms came into use.
The Mongol invasion should have shown the Japanese the significant benefits of coordinated military units, but individual skill remained the main focus of battlefield tactics in Japan until the late sixteenth century, when the introduction of firearms led to new strategies. Japanese historians haven't extensively covered this topic. In fact, Rai Sanyo, in the Nihon-gwaishi, is almost the only source on this. He writes: "The leadership of Takeda Shingen and Uesugi Kenshin was something entirely new for the country at their time. Before them, the art of maneuvering troops was not well understood. Armies would clash, but each fighter relied on his own skill and strength to win. However, these two leaders focused on strategy and military tactics, resulting in their becoming experts in various troop-handling methods. When it comes to the use of cavalry, the Genji warriors and the early Ashikaga shoguns made extensive use of horses, but later the Ashikaga did not leave Kyoto and had no need for them. Nobunaga, being close to Kyoto and engaged in wars that didn't involve lengthy marches, depended almost entirely on infantry. Both Takeda and Uesugi had plenty of mounted troops, but because of the hilly terrain in their regions, they didn't develop specialized cavalry training and usually had their soldiers use horses just for quick movements; when combat began, they would dismount and fight on foot. Therefore, it's accurate to say that at this point cavalry had fallen out of favor. Bows and arrows were, of course, replaced when firearms came into play."
"Thenceforth, the gun and the long spear were the chief weapons relied on. Peasants did not rank as soldiers, but their services were variously utilized in time of war. They were trained in the use of muskets, and of bows and arrows on hunting expeditions, and thus, when hostilities broke out, they were able to render considerable assistance in the defense of their houses. Highwaymen were frequently employed as spies and scouts. Both Takeda and Uesugi sanctioned this practice. These two generals also agreed in approving the following tactical arrangement: the van-guard, consisting of musketeers, artillerymen, and archers, was followed by companies of infantry armed with long spears. Then came the cavalry, and after them the main body, attached to which were drummers and conch-blowers. The whole army was divided into right and left wings, and a body of men was kept in reserve. At the opening of the battle, the horsemen dismounted and advanced on foot. This order was occasionally modified to suit altered circumstances, but as a rule, it was strictly followed."*
"From then on, the gun and the long spear became the main weapons used. Peasants weren’t considered soldiers, but their help was often needed during wartime. They trained with muskets and practiced with bows and arrows while hunting, so when conflicts began, they could provide significant support in defending their homes. Highwaymen were often used as spies and scouts. Both Takeda and Uesugi allowed this practice. These two generals also agreed on the following tactical setup: the front line, made up of musketeers, artillerymen, and archers, was followed by infantry units armed with long spears. Next came the cavalry, and behind them was the main force, which included drummers and conch-blowers. The entire army was split into right and left wings, with a reserve force held back. At the start of the battle, the horsemen would dismount and move forward on foot. This arrangement was sometimes adjusted for changing conditions, but generally, it was strictly adhered to."
*Quoted by W. Dening in A New Life of Hideyoshi.
*Quoted by W. Dening in A New Life of Hideyoshi.
The artillery mentioned in the above quotation must be taken in a strictly limited sense. Indeed, it would be more correct to speak of heavy muskets, for cannon, properly so called, may scarcely be said to have formed any part of the equipment of a Japanese army until modern times. When the Portuguese discovered Japan, in 1542, they introduced the musket to the Japanese, and the weapon was long known as Tanegashima, that being the name of the island where the Portuguese ship first touched. Thenceforth, the manufacture of firearms was carried on with more or less success at various places, especially Sakai in Izumi and Negoro in Kii. "Small guns" (kozutsu) and "large guns" (ozutsu) are mentioned in the annals of the time, but by ozutsuwe must understand muskets of large calibre rather than cannon.
The artillery mentioned in the quote above should be understood in a very limited way. In fact, it’s more accurate to refer to heavy muskets, as cannons, in the true sense, were hardly part of the Japanese army’s equipment until modern times. When the Portuguese arrived in Japan in 1542, they introduced the musket to the Japanese, which was known for a long time as Tanegashima, named after the island where the Portuguese ship first landed. From then on, firearms were produced with varying levels of success in different places, especially Sakai in Izumi and Negoro in Kii. "Small guns" (kozutsu) and "large guns" (ozutsu) are mentioned in historical records from that time, but by ozutsu, we mean large-caliber muskets instead of cannons.
INVASION OF CHUGOKU.
At this time nearly the whole of central Japan (Chugoku) was under the sway of Mori Terumoto, who succeeded his grandfather, Motonari, head of the great Mori family and ancestor of the present Prince Mori. One of these central provinces, namely, Harima, had just been the scene of a revolt which Hideyoshi crushed by his wonted combination of cajolery and conquest. The ease with which this feat was accomplished and the expediency of maintaining the sequence of successes induced Hideyoshi to propose that the subjugation of the whole of central Japan should be entrusted to him and that he should be allowed to adopt Nobunaga's second son, Hidekatsu, to whom the rule of Chugoku should be entrusted, Hideyoshi keeping for himself only the outlying portions. Nobunaga readily agreed, and, in 1577, Hideyoshi set out on this important expedition, with a force of some ten thousand men, all fully equipped and highly trained. It is noteworthy that, before leaving Azuchi, Hideyoshi declared to Nobunaga his intention of conquering Kyushu after the reduction of Chugoku, and thereafter he announced his purpose of crossing to Korea and making that country the basis of a campaign against China. "When that is effected," Hideyoshi is quoted as saying, "the three countries, China, Korea, and Japan, will be one. I shall do it all as easily as a man rolls up a piece of matting and carries it under his arm."
At this time, almost all of central Japan (Chugoku) was under the control of Mori Terumoto, who had taken over from his grandfather, Motonari, the head of the prominent Mori family and ancestor of the current Prince Mori. One of these central provinces, Harima, had recently experienced a revolt that Hideyoshi suppressed using his usual mix of persuasion and force. The ease with which he accomplished this task and the need to keep up the momentum of his victories led Hideyoshi to suggest that he be entrusted with the conquest of all of central Japan, while he also proposed adopting Nobunaga's second son, Hidekatsu, to whom the rule of Chugoku would be assigned, leaving Hideyoshi with just the peripheral areas. Nobunaga agreed without hesitation, and in 1577, Hideyoshi embarked on this crucial expedition with an army of about ten thousand men, all well-equipped and highly trained. Notably, before leaving Azuchi, Hideyoshi informed Nobunaga of his plans to conquer Kyushu after taking Chugoku and later stated his ambition to invade Korea to use it as a launchpad for an assault on China. "Once that is done," Hideyoshi reportedly said, "the three countries—China, Korea, and Japan—will be unified. I will accomplish it as effortlessly as a man rolls up a piece of matting and carries it under his arm."
It is evident from these words that the project of invading Korea and China was entertained by Hideyoshi nearly twenty years before—as will presently be seen—he attempted to carry it into practice. Hideyoshi marched in the first place to Harima, where his operations were so vigorous and so successful that Ukita Naoiye, who held the neighbouring provinces of Bizen and Mimasaka under the suzerainty of Mori Terumoto, espoused Nobunaga's cause without fighting. It is unnecessary to follow the details of the campaign that ensued. It lasted for five years, and ended in the subjection of as many provinces, namely, Harima, Tamba, Tango, Tajima, and Inaba. Hideyoshi then returned to Azuchi and presented to Nobunaga an immense quantity of spolia opima which are said to have exceeded five thousand in number and to have covered all the ground around the castle.
It’s clear from these words that Hideyoshi was thinking about invading Korea and China almost twenty years earlier, as will be shown soon, before he tried to put that plan into action. Hideyoshi first marched to Harima, where his actions were so strong and successful that Ukita Naoiye, who governed the neighboring provinces of Bizen and Mimasaka under Mori Terumoto, joined Nobunaga's side without putting up a fight. There's no need to go into the details of the campaign that followed. It lasted five years and resulted in the conquest of several provinces, including Harima, Tamba, Tango, Tajima, and Inaba. After that, Hideyoshi went back to Azuchi and showed Nobunaga a huge amount of spoils of war, which were said to number more than five thousand and covered the ground around the castle.
DESTRUCTION OF THE TAKEDA
Shortly before Hideyoshi's triumphant return from his first brilliant campaign in the central provinces, a memorable event occurred in Kai. Nobunaga's eldest son, Nobutada, uniting his forces with those of Ieyasu, completely destroyed the army of Takeda Katsuyori at Temmoku-zan, in the province of Kai. So thorough was the victory that Katsuyori and his son both committed suicide. Nobunaga then gave the province of Suruga to Ieyasu, and divided Shinano and Kotsuke into manors, which were distributed among the Owari generals as rewards. Takigawa Kazumasu was nominated kwanryo of the Kwanto, chiefly in order to watch and restrain the movements of the Hojo family, now the only formidable enemy of Nobunaga in the east.
Shortly before Hideyoshi's successful return from his first brilliant campaign in the central provinces, an important event took place in Kai. Nobunaga's oldest son, Nobutada, joined forces with Ieyasu and completely defeated the army of Takeda Katsuyori at Temmoku-zan in the province of Kai. The victory was so decisive that both Katsuyori and his son committed suicide. Nobunaga then granted the province of Suruga to Ieyasu and divided Shinano and Kotsuke into manors, which were awarded to the Owari generals as rewards. Takigawa Kazumasu was appointed kwanryo of the Kwanto, mainly to monitor and restrict the movements of the Hojo family, who were now Nobunaga's only significant enemy in the east.
RESUMPTION OF THE CHUGOKU CAMPAIGN
After a brief rest, Hideyoshi again left Kyoto for the central provinces. He commenced operations on this second occasion by invading the island of Awaji, and having reduced it, he passed on to Bitchu, where he invested the important castle of Takamatsu, then under the command of Shimizu Muneharu. This stronghold was so well planned and had such great natural advantages that Hideyoshi abstained from any attempt to carry it by assault, and had recourse to the device of damming and banking a river so as to flood the fortress. About two miles and a half of embankment had to be made, and during the progress of the work, Mori Terumoto, who had been conducting a campaign elsewhere, found time to march a strong army to the relief of Takamatsu. But Terumoto, acting on the advice of his best generals, refrained from attacking Hideyoshi's army. He sought rather to invite an onset from Hideyoshi, so that, during the progress of the combat, the garrison might find an opportunity to destroy the embankment. Hideyoshi, however, was much too astute to be tempted by such tactics. He saw that the fate of the castle must be sealed in a few days, and he refrained from any offensive movement. But, in order to gratify Nobunaga by simulating need of his assistance, a despatch was sent to Azuchi begging him to come and personally direct the capture of the fort and the shattering of Terumoto's army.
After a short break, Hideyoshi left Kyoto again for the central provinces. He started this second campaign by invading Awaji Island, and after taking control of it, he moved on to Bitchu, where he laid siege to the important Takamatsu castle, which was then commanded by Shimizu Muneharu. The stronghold was so well designed and had such significant natural advantages that Hideyoshi decided not to attempt an assault. Instead, he opted to dam and redirect a river to flood the fortress. About two and a half miles of embankment needed to be built, and while the work was ongoing, Mori Terumoto, who had been on a campaign elsewhere, managed to bring a strong army to help Takamatsu. However, Terumoto, following his top generals’ advice, avoided attacking Hideyoshi’s forces. Instead, he tried to provoke Hideyoshi into attacking, hoping that during the battle, the garrison could find an opportunity to destroy the embankment. But Hideyoshi was too savvy to fall for such tactics. He realized the fate of the castle would be decided in a few days, so he held back from any aggressive moves. However, to please Nobunaga by pretending he needed his help, a message was sent to Azuchi asking him to come and personally oversee the capture of the fort and the defeat of Terumoto's army.
ASSASSINATION OF NOBUNAGA
Among Nobunaga's vassal barons at that time was Akechi Mitsuhide. A scion of the illustrious family of Seiwa Genji, Mitsuhide had served under several suzerains prior to 1566, when he repaired to Gifu and offered his sword to Nobunaga. Five years afterwards he received a fief of one hundred thousand koku and the title of Hyuga no Kami. This rapid promotion made him Nobunaga's debtor, but a shocking event, which occurred in 1577, seems to have inspired him with the deepest resentment against his patron. Mitsuhide, besieging the castle of Yakami in Tamba province, promised quarter to the brothers Hatano, who commanded its defence, and gave his own mother as hostage. But Nobunaga, disregarding this promise, put the Hatano brothers to the sword, and the latter's adherents avenged themselves by slaughtering Mitsuhide's mother. The best informed belief is that this incident converted Mitsuhide into Nobunaga's bitter enemy, and that the spirit of revenge was fostered by insults to which Nobunaga, always passionate and rough, publicly subjected Mitsuhide. At all events, when, as stated above, Hideyoshi's message of invitation reached Nobunaga at Azuchi, the latter gave orders for the despatch of a strong force to Takamatsu, one body, consisting of some thirty thousand men, being placed under the command of Mitsuhide. Nobunaga himself repaired to Kyoto and took up his quarters at the temple Honno-ji, whence he intended to follow his armies to the central provinces.
Among Nobunaga's vassal lords at that time was Akechi Mitsuhide. A member of the famous Seiwa Genji family, Mitsuhide had served under several leaders before 1566, when he went to Gifu and offered his sword to Nobunaga. Five years later, he was granted a fief of one hundred thousand koku and the title of Hyuga no Kami. This rapid rise in status made him indebted to Nobunaga, but a shocking event in 1577 seems to have filled him with deep resentment toward his patron. While besieging the castle of Yakami in Tamba province, Mitsuhide promised mercy to the Hatano brothers, who were defending it, and gave his own mother as a hostage. However, Nobunaga ignored this promise and executed the Hatano brothers, leading their supporters to retaliate by killing Mitsuhide's mother. It is widely believed that this incident turned Mitsuhide into Nobunaga's bitter enemy, and that the desire for revenge was fueled by Nobunaga's public insults, as he was always passionate and rough. In any case, when, as mentioned earlier, Hideyoshi's invitation reached Nobunaga at Azuchi, Nobunaga ordered a strong force to be sent to Takamatsu, with one group of about thirty thousand men placed under Mitsuhide's command. Nobunaga himself then went to Kyoto and settled at the Honno-ji temple, from where he planned to follow his armies to the central provinces.
Mitsuhide concluded that his opportunity had now come. He determined to kill Nobunaga, and then to join hands with Mori Terumoto. He made known his design to a few of his retainers, and these attempted fruitlessly to dissuade him, but, seeing that his resolution was irrevocable, they agreed to assist him. The troops were duly assembled and put in motion, but instead of taking the road westward, they received an unexpected intimation, "The enemy is in Honno-ji," and their route was altered accordingly. Nobunaga defended himself valiantly. But being at last severely wounded and recognizing the hopelessness of resistance, he set fire to the temple and committed suicide, his fourteen-year-old son, Katsunaga, perishing with him. His eldest son, Nobutada, who had just returned from the campaign in the east, followed his father to Kyoto, and was sojourning in the temple Myogaku-ji when news reached him of Mitsuhide's treachery. He attempted to succour his father, but arrived too late. Then he repaired to the Nijo palace and, having entrusted his infant son to the care of Maeda Gen-i with instructions to carry him to Kiyosu, he made preparation for defence against Mitsuhide. Finally, overwhelmed by numbers, he killed himself, and his example was followed by ninety of his retainers. Mitsuhide then proceeded to Azuchi and having pillaged the castle, returned to Kyoto, where he was received in audience by the Emperor, and he then took the title of shogun.
Mitsuhide realized that his chance had finally arrived. He decided to kill Nobunaga and then team up with Mori Terumoto. He shared his plan with a few of his retainers, who tried unsuccessfully to talk him out of it, but seeing that he was determined, they agreed to help him. The troops were gathered and set in motion, but instead of heading west, they received unexpected news: "The enemy is at Honno-ji," so their route changed accordingly. Nobunaga defended himself bravely, but after being severely wounded and recognizing that resistance was futile, he set fire to the temple and committed suicide, with his fourteen-year-old son, Katsunaga, dying alongside him. His eldest son, Nobutada, who had just returned from a campaign in the east, went to Kyoto and was staying at the Myogaku-ji temple when he heard about Mitsuhide's betrayal. He tried to save his father but arrived too late. He then went to the Nijo palace and after entrusting his infant son to Maeda Gen-i with instructions to take him to Kiyosu, he prepared to defend against Mitsuhide. Ultimately, overwhelmed by numbers, he took his own life, a fate also shared by ninety of his retainers. Mitsuhide then went to Azuchi, looted the castle, and returned to Kyoto, where he was granted an audience with the Emperor and took the title of shogun.
AFTER THE ASSASSINATION
Nobunaga was assassinated on the second day of the sixth month, according to Japanese reckoning. News of the event reached the camp of the besiegers of Takamatsu almost immediately, but a messenger sent by Mitsuhide to convey the intelligence to Mori and to solicit his alliance was intercepted by Hideyoshi's men. A great deal of historical confusion envelops immediately subsequent events, but the facts seem simple enough. Hideyoshi found himself in a position of great difficulty. His presence in Kyoto was almost a necessity, yet he could not withdraw from Takamatsu without sacrificing all the fruits of the campaign in the west and exposing himself to a probably disastrous attack by Mori's army. In this emergency he acted with his usual talent. Summoning a famous priest, Ekei, of a temple in Aki, who enjoyed the confidence of all parties, he despatched him to Mori's camp with proposals for peace and for the delimitation of the frontiers of Mori and Nobunaga, on condition that the castle of Takamatsu should be surrendered and the head of its commander, Shimizu Muneharu, presented to his conquerer.
Nobunaga was assassinated on the second day of the sixth month, according to the Japanese calendar. News of the event reached the camp of the besiegers of Takamatsu almost immediately, but a messenger sent by Mitsuhide to share the information with Mori and request his alliance was intercepted by Hideyoshi's men. A lot of historical confusion surrounds the immediate events that followed, but the facts seem straightforward. Hideyoshi found himself in a tough spot. Being in Kyoto was almost essential, yet he couldn't leave Takamatsu without losing all the gains from the campaign in the west and putting himself at risk of a likely disastrous attack from Mori's army. In this crisis, he acted with his usual skill. He called upon a well-known priest, Ekei, from a temple in Aki, who was trusted by all parties, and sent him to Mori's camp with proposals for peace and to define the borders between Mori and Nobunaga, on the condition that the castle of Takamatsu be surrendered and the head of its commander, Shimizu Muneharu, be delivered to his conqueror.
Mori was acting entirely by the advice of his two uncles, Kikkawa and Kohayakawa, both men of profound insight. They fully admitted the desirability of peace, since Hideyoshi's army effectually commanded the communications between the eastern and western parts of Chugoku, but they resolutely rejected the notion of sacrificing the life of Shimizu on the altar of any compact. When the priest carried this answer to Hideyoshi, the latter suggested, as the only recourse, that Shimizu himself should be consulted. Ekei accordingly repaired to the castle and explained the situation to its commandant. Shimizu had not a moment's hesitation. He declared himself more than willing to die for the sake of his liege-lord and his comrades, and he asked only that fish and wine, to give the garrison the rare treat of a good meal, should be furnished. On the 5th of the sixth month this agreement was carried into effect. Shimizu committed suicide, the compact between Mori and Hideyoshi was signed, and the latter, striking his camp, prepared to set out for Kyoto. It was then for the first time that Mori and his generals learned of the death of Nobunaga. Immediately there was an outcry in favour of disregarding the compact and falling upon the enemy in his retreat; but Kikkawa and Kohayakawa stubbornly opposed anything of the kind. They declared that such a course would disgrace the house of Mori, whereas, by keeping faith, the friendship of Hideyoshi and his fellow barons would be secured. Accordingly the withdrawal was allowed to take place unmolested.
Mori was entirely following the advice of his two uncles, Kikkawa and Kohayakawa, both of whom had deep insights. They fully recognized the importance of peace, as Hideyoshi's army had control over the communication between the eastern and western parts of Chugoku, but they firmly rejected the idea of sacrificing Shimizu's life for any agreement. When the priest delivered this message to Hideyoshi, he suggested that the only option left was to consult Shimizu himself. Ekei went to the castle and explained the situation to its commander. Shimizu didn't hesitate for a second. He said he was more than willing to die for his liege lord and comrades, and he only requested that fish and wine be provided to treat the garrison to a good meal. On the 5th of the sixth month, this agreement was carried out. Shimizu committed suicide, the agreement between Mori and Hideyoshi was signed, and Hideyoshi, striking his camp, prepared to leave for Kyoto. It was then that Mori and his generals first learned about Nobunaga's death. Immediately, there was a call to ignore the agreement and attack the enemy in their retreat; but Kikkawa and Kohayakawa strongly opposed this. They argued that such an action would disgrace the house of Mori, while honoring the agreement would ensure the friendship of Hideyoshi and his fellow lords. Consequently, they allowed the withdrawal to happen without interference.
IEYASU
The life of the Tokugawa chieftain was placed in great jeopardy by the Mitsuhide incident. After being brilliantly received by Nobunaga at Azuchi, Ieyasu, at his host's suggestion, had made a sightseeing excursion to Kyoto, whence he prolonged his journey to Osaka and finally to Sakai. The news of the catastrophe reached him at the last-named place, and his immediate impulse was to be avenged upon the assassin. But it was pointed out to him that his following was much too small for such an enterprise, and he therefore decided to set out for the east immediately. Mitsuhide, well aware of the Tokugawa baron's unfriendliness, made strenuous efforts to waylay Ieyasu on the way, and with great difficulty the journey eastward was accomplished by avoiding all the highroads.
The life of the Tokugawa leader was seriously threatened by the Mitsuhide incident. After being warmly welcomed by Nobunaga at Azuchi, Ieyasu, following his host's suggestion, took a sightseeing trip to Kyoto, then extended his journey to Osaka and finally to Sakai. He learned about the disaster while in Sakai, and his immediate reaction was to seek revenge on the assassin. However, he was advised that his forces were far too small for such an action, so he decided to head east right away. Mitsuhide, fully aware of the Tokugawa lord's hostility toward him, made significant efforts to ambush Ieyasu along the way, and with great difficulty, he managed to complete the journey east by avoiding all the main roads.
NOBUNAGA
Nobunaga perished at the age of forty-nine. The great faults of his character seem to have been want of discrimination in the treatment of his allies and his retainers, and want of patience in the conduct of affairs. In his eyes, a baron of high rank deserved no more consideration than a humble retainer, and he often gave offence which disturbed the achievement of his plans. As for his impetuousness, his character has been well depicted side by side with that of Hideyoshi and Ieyasu in three couplets familiar to all Japanese. These couplets represent Nobunaga as saying:
Nobunaga died at the age of forty-nine. His major flaws seem to have been his inability to distinguish between the treatment of his allies and his vassals, as well as his lack of patience in managing affairs. To him, a high-ranking noble deserved no more respect than a low-ranking retainer, and he often offended people, which messed up his plans. His impulsiveness has been well illustrated next to that of Hideyoshi and Ieyasu in three couplets known to every Japanese person. These couplets depict Nobunaga as saying:
Nakaneba korosu
Hototogisu.
(I'll kill the cuckoo
If if it won't sing)
Nakaneba korosu
Hototogisu.
(I’ll kill the cuckoo
If it won’t sing)
By Hideyoshi the same idea is conveyed thus:—
By Hideyoshi, the same idea is expressed this way:—
Nakashite miyo
Hototogisu.
(I'll try to make the cuckoo sing.)
Nakashite miyo
Hototogisu.
(I'll try to make the cuckoo sing.)
Whereas, Ieyasu puts the matter thus:—
Whereas, Ieyasu states it this way:—
Nakumade mato
Hototogisu.
(I'll wait till the cuckoo does sing.)
Nakumade mato
Cuckoo.
(I'll wait till the cuckoo sings.)
Nevertheless, whatever Nobunaga may have lost by these defects, the fact remains that in the three decades of his military career he brought under his sway thirty-three provinces, or one-half of the whole country, and at the time of his death he contemplated the further conquest of Shikoku, Chugoku, and Kyushu. To that end he had appointed Hideyoshi to be Chikuzen no Kami; Kawajiri Shigeyoshi to be Hizen no Kami, while his own son, Nobutaka, with Niwa Nagahide for chief of staff, had been sent to subdue Shikoku. Even admitting that his ambition was self-aggrandizement in the first place, it is undeniable that he made the peace of the realm, the welfare of the people, and the stability of the throne his second purposes, and that he pursued them with ardour. Thus, one of his earliest acts when he obtained the control in Kyoto was to appoint officials for impartially administering justice, to reduce the citizens' taxes; to succour widows and orphans, and to extend to all the blessings of security and tranquillity. In 1572, we find him sending messengers to the provinces with instructions to put in hand the making of roads having a width of from twenty-one to twelve feet; to set up milestones and plant trees along these roads; to build bridges; to remove barriers, and generally to facilitate communications.
Nonetheless, regardless of what Nobunaga may have lost due to these flaws, the fact remains that during his thirty-year military career, he brought thirty-three provinces under his control, which is half of the entire country. At the time of his death, he was planning to conquer Shikoku, Chugoku, and Kyushu. To achieve this, he appointed Hideyoshi as Chikuzen no Kami, Kawajiri Shigeyoshi as Hizen no Kami, and sent his own son, Nobutaka, with Niwa Nagahide as chief of staff, to subdue Shikoku. Even if his ambition was originally for personal gain, it's undeniable that he also focused on the peace of the realm, the welfare of the people, and the stability of the throne, pursuing these goals with passion. One of his earliest actions upon taking control in Kyoto was appointing officials to administer justice fairly, lowering taxes for citizens, aiding widows and orphans, and providing everyone with the blessings of safety and peace. In 1572, we see him sending messengers to the provinces with orders to start building roads that are between twenty-one to twelve feet wide; to install milestones, plant trees along these roads, construct bridges, remove barriers, and generally improve communication.
Towards the Throne he adopted a demeanour emphatically loyal. In this respect, he followed the example of his father, Nobuhide, and departed radically from that of his predecessors, whether Fujiwara, Taira, or Ashikaga. As concrete examples may be cited the facts that he restored the shrines of Ise, and reinstituted the custom of renovating them every twenty years; that, in the year following his entry into the capital, he undertook extensive repairs of the palace; that he granted considerable estates for the support of the Imperial household, and that he organized a commission to repurchase all the properties which had been alienated from the Court. Finally, it is on record that when, in recognition of all this, the sovereign proposed to confer on him the rank of minister of the Left, he declined the honour, and suggested that titles of lower grade should be given to those of his subordinates who had shown conspicuous merit.
Towards the Throne, he took on a distinctly loyal attitude. In this regard, he followed his father, Nobuhide's, example and made a sharp break from the approaches of his predecessors, whether Fujiwara, Taira, or Ashikaga. For instance, he restored the shrines of Ise and reinstated the tradition of renovating them every twenty years; in the year after he moved to the capital, he carried out major repairs of the palace; he granted significant estates to support the Imperial household; and he set up a commission to buy back all properties that had been taken away from the Court. Finally, it’s recorded that when the sovereign proposed to give him the rank of minister of the Left in appreciation of all his efforts, he turned down the honor and suggested that lower titles be awarded to his subordinates who had demonstrated exceptional merit.
DEATH OF MITSUHIDE
It was plainly in Hideyoshi's interests that he should figure publicly as the avenger of Nobunaga's murder, and to this end his speedy arrival in Kyoto was essential. He therefore set out at once, after the fall of Takamatsu, with only a small number of immediate followers. Mitsuhide attempted to destroy him on the way, and the details of this attempt have been magnified by tradition to incredible dimensions. All that can be said with certainty is that Hideyoshi was, for a moment, in extreme danger but that he escaped scathless. Immediately on arriving in Kyoto, he issued an appeal to all Nobunaga's vassal-barons, inviting them to join in exterminating Mitsuhide, whose heinous crime "provoked both heaven and earth."
It was clearly in Hideyoshi's best interest to publicly position himself as the avenger of Nobunaga's murder, and for this reason, his quick arrival in Kyoto was crucial. He set off right away, after the fall of Takamatsu, with only a small group of close followers. Mitsuhide tried to kill him on the way, and the stories about this attempt have been exaggerated by legend to unbelievable extents. What we know for sure is that Hideyoshi was, for a brief moment, in serious danger, but he came out unharmed. As soon as he arrived in Kyoto, he called on all of Nobunaga's vassal-barons, urging them to join together to eliminate Mitsuhide, whose terrible crime "provoked both heaven and earth."
But it was no part of Hideyoshi's policy to await the arrival of these barons. He had already at his command an army of some thirty thousand men, and with this he moved out, challenging Mitsuhide to fight on the plains of Yamazaki. Mitsuhide did not hesitate to put his fortunes to the supreme test. He accepted Hideyoshi's challenge, and, on the 12th of June, a great battle was fought, the issue of which was decided by two things; first, the defection of Tsutsui Junkei, who refrained from striking until the superior strength of Hideyoshi had been manifested, and secondly, the able strategy of Hideyoshi, who anticipated Mitsuhide's attempt to occupy the position of Tenno-zan, which commanded the field. From the carnage that ensued Mitsuhide himself escaped, but while passing through a wood he received from a bamboo spear in the hands of a peasant a thrust which disabled him, and he presently committed suicide. Thus, on the thirteenth day after Nobunaga's death, the head of his assassin was exposed in Kyoto in front of the temple of Honno-ji where the murder had taken place, and Mitsuhide's name went down in history as the "Three days' shogun" (Mikkakubo).
But Hideyoshi wasn't about to wait for the barons to show up. He already had an army of around thirty thousand men, and with that, he marched out, daring Mitsuhide to fight on the plains of Yamazaki. Mitsuhide didn't hesitate to put everything on the line. He accepted Hideyoshi's challenge, and on June 12th, a major battle took place. The outcome was determined by two factors: first, the betrayal of Tsutsui Junkei, who held back until Hideyoshi's greater strength was clear, and second, Hideyoshi's smart strategy, as he anticipated Mitsuhide's attempt to seize the Tenno-zan position, which dominated the battlefield. In the chaos that followed, Mitsuhide managed to escape, but while making his way through a forest, he was struck by a bamboo spear wielded by a peasant, rendering him unable to continue, and he soon took his own life. Thus, on the thirteenth day after Nobunaga's death, the head of his assassin was displayed in Kyoto in front of the Honno-ji temple, where the murder occurred, and Mitsuhide's name became known in history as the "Three days' shogun" (Mikkakubo).
CONFERENCE AT KIYOSU
By this time the principal of Nobunaga's vassal-barons were on their way at the head of contingents to attack Mitsuhide. On learning of the assassin's death, these barons all directed their march to Kiyosu, and in the castle from which Nobunaga had moved to his early conquests thirty years previously, a momentous council was held for the purpose of determining his successor. The choice would have fallen naturally on Samboshi, eldest son of Nobunaga's first-born, Nobutada, who, as already described, met his death in the Mitsuhide affair. But Hideyoshi was well understood to favour Samboshi's succession, and this sufficed to array in opposition several of the barons habitually hostile to Hideyoshi. Thus, in spite of the fact that both were illegitimate and had already been adopted into other families, Nobunaga's two sons, Nobukatsu and Nobutaka, were put forward as proper candidates, the former supported by Ikeda Nobuteru and Gamo Katahide; the latter, by Shibata Katsuiye and Takigawa Kazumasu.
At this point, the leaders of Nobunaga's vassal barons were heading out with their troops to confront Mitsuhide. When they learned about the assassin's death, these barons all redirected their march to Kiyosu, where a significant council was held in the castle that Nobunaga had left thirty years earlier for his early conquests, to decide on his successor. The natural choice would have been Samboshi, the eldest son of Nobunaga's first son, Nobutada, who, as mentioned earlier, died during the Mitsuhide incident. However, since it was well known that Hideyoshi supported Samboshi's succession, this caused several barons who typically opposed Hideyoshi to stand against him. As a result, despite the fact that both were illegitimate and had already been adopted into other families, Nobunaga's two other sons, Nobukatsu and Nobutaka, were proposed as viable candidates. Nobukatsu had the backing of Ikeda Nobuteru and Gamo Katahide, while Nobutaka was supported by Shibata Katsuiye and Takigawa Kazumasu.
At one moment it seemed as though this question would be solved by an appeal to violence, but ultimately, at the suggestion of Tsutsui Junkei, it was agreed that Samboshi should be nominated Nobunaga's successor; that Nobukatsu and Nobutaka should be appointed his guardians, and that the administrative duties should be entrusted to a council consisting of Shibata Katsuiye, Niwa Nagahide, Ikeda Nobuteru, and Hideyoshi, each taking it in turn to discharge these functions and each residing for that purpose in Kyoto three months during the year. An income of one hundred thousand koku in the province of Omi was assigned to Samboshi pending the attainment of his majority, when he should be placed in possession of much larger estates, which were to be entrusted in the meanwhile to the keeping of one of the four barons mentioned above. Nobukatsu received the province of Owari, and Nobutaka that of Mino, the remainder of Nobunaga's dominions being apportioned to his generals, with the exception of Hideyoshi, to whom were assigned the provinces recently overrun by him in the midlands—Tajima, Harima, Inaba, and Tamba.
At one point, it seemed like the only way to resolve this issue would be to resort to violence, but in the end, following Tsutsui Junkei's suggestion, it was decided that Samboshi would be named Nobunaga's successor. Nobukatsu and Nobutaka were appointed as his guardians, and the administrative responsibilities would be shared by a council made up of Shibata Katsuiye, Niwa Nagahide, Ikeda Nobuteru, and Hideyoshi. Each member of the council would take turns performing these duties and would live in Kyoto for three months each year. An income of one hundred thousand koku from the province of Omi was allocated to Samboshi until he reached adulthood, at which point he would inherit much larger estates, which would temporarily be overseen by one of the four barons mentioned. Nobukatsu received the province of Owari, and Nobutaka was given Mino, while the rest of Nobunaga's territory was divided among his generals, except for Hideyoshi, who was assigned the provinces he recently conquered in the midlands—Tajima, Harima, Inaba, and Tamba.
Such an arrangement had no elements of stability. The four councillors could not possibly be expected to work in harmony, and it was certain that Katsuiye, Sakuma Morimasa, and Takigawa Kazumasu would lose no opportunity of quarrelling with Hideyoshi. Indeed, that result was averted solely by Hideyoshi's tact and long suffering, for when, a few days later, the barons again met at Kiyosu for the purpose of discussing territorial questions, every possible effort was made to find a pretext for killing him. But Hideyoshi's astuteness and patience led him successfully through this maze of intrigues and complications. He even went so far as to hand over his castle of Nagahama to Katsuiye, and to endure insults which in ordinary circumstances must have been resented with the sword. Tradition describes a grand memorial ceremony organized in Kyoto by Hideyoshi in honour of Nobunaga, and, on that occasion, incidents are said to have occurred which bear the impress of romance. It is, at all events, certain that the immediate issue of this dangerous time was a large increase of Hideyoshi's authority, and his nomination by the Court to the second grade of the fourth rank as well as to the position of major-general. Moreover, the three barons who had been appointed with Hideyoshi to administer affairs in Kyoto in turn, saw that Hideyoshi's power was too great to permit the peaceful working of such a programme. They therefore abandoned their functions, and Hideyoshi remained in sole charge of the Imperial Court and of the administration in the capital.
Such an arrangement lacked any stability. The four councillors couldn't be expected to work together, and it was clear that Katsuiye, Sakuma Morimasa, and Takigawa Kazumasu would seize every chance to clash with Hideyoshi. In fact, that outcome was only avoided thanks to Hideyoshi's skill and patience, because a few days later, when the barons gathered again at Kiyosu to discuss territorial issues, they made every effort to find a reason to eliminate him. However, Hideyoshi's cleverness and endurance helped him navigate this web of intrigue and complexity. He even went as far as to give his castle in Nagahama to Katsuiye and put up with insults that would normally deserve a violent response. Tradition tells of a grand memorial ceremony organized by Hideyoshi in Kyoto in honor of Nobunaga, where events reportedly unfolded with a touch of romance. Nevertheless, it is certain that the immediate result of this risky period was a significant increase in Hideyoshi's power, as well as his appointment by the Court to the second grade of the fourth rank and as major-general. Additionally, the three barons who had been given the responsibility to manage affairs in Kyoto alongside Hideyoshi recognized that his influence was too strong to allow for the smooth functioning of such a plan. Consequently, they relinquished their roles, and Hideyoshi took full control of the Imperial Court and the administration in the capital.
DEATH OF SHIBATA KATSUIYE
It has been already stated that Nobunaga's sons, Nobutaka and Nobukatsu, were bitter enemies and that Nobutaka had the support of Takigawa Kazumasu as well as of Shibata Katsuiye. Thus, Hideyoshi was virtually compelled to espouse the cause of Nobukatsu. In January, 1583, he took the field at the head of seventy-five thousand men, and marched into Ise to attack Kazumasu, whom he besieged in his castle at Kuwana. The castle fell, but Kazumasu managed to effect his escape, and in the mean while Katsuiye entered Omi in command of a great body of troops, said to number sixty-five thousand. At the last moment, however, he had failed to secure the co-operation of Maeda Toshiiye, an important ally, and his campaign therefore assumed a defensive character. Hideyoshi himself, on reconnoitring the position, concluded that he had neither numerical preponderance nor strategical superiority sufficient to warrant immediate assumption of the offensive along the whole front. He therefore distributed his army on a line of thirteen redoubts, keeping a reserve of fifteen thousand men under his own direct command, his object being to hold the enemy's forces in check while he attacked Gifu, which place he assaulted with such vigour that the garrison made urgent appeals to Katsuiye for succour.
It has already been mentioned that Nobunaga's sons, Nobutaka and Nobukatsu, were fierce enemies and that Nobutaka had the backing of Takigawa Kazumasu and Shibata Katsuiye. As a result, Hideyoshi felt he had to support Nobukatsu. In January 1583, he led an army of seventy-five thousand men into Ise to confront Kazumasu, who was besieged in his castle at Kuwana. The castle was captured, but Kazumasu managed to escape. Meanwhile, Katsuiye entered Omi with a substantial force, reportedly around sixty-five thousand troops. However, at the last minute, he was unable to secure the cooperation of Maeda Toshiiye, an important ally, which meant his campaign became more defensive. When Hideyoshi assessed the situation, he realized he didn’t have the numerical or strategic advantage needed to go on the offensive across the entire front. Therefore, he divided his army along a line of thirteen strongholds and kept a reserve of fifteen thousand men under his direct command, intending to contain the enemy while he attacked Gifu. He assaulted Gifu so forcefully that the garrison urgently called for help from Katsuiye.
In this situation it was imperative that some attempt should be made to break the line of redoubts, but it was equally imperative that this attempt should not furnish to the enemy a point of concentration. Accordingly, having ascertained that the weakest point in the line was at Shizugatake, where only fifteen hundred men were posted, Katsuiye instructed his principal general, Sakuma Morimasa, to lead the reserve force of fifteen thousand men against that position, but instructed him at the same time to be content with any success, however partial, and not to be betrayed into pushing an advantage, since by so doing he would certainly furnish a fatal opportunity to the enemy. Morimasa neglected this caution. Having successfully surprised the detachment at Shizugatake, and having inflicted heavy carnage on the defenders of the redoubt, who lost virtually all their officers, he not only sat down to besiege the redoubt, whose decimated garrison held out bravely, but he also allowed his movements to be hampered by a small body of only two score men under Niwa Nagahide, who took up a position in the immediate neighbourhood, and displaying their leader's flag, deceived Morimasa into imagining that they had a powerful backing. These things happened during the night of April 19, 1583. Katsuiye, on receipt of the intelligence, sent repeated orders to Morimasa requiring him to withdraw forthwith; but Morimasa, elated by his partial victory, neglected these orders.
In this situation, it was crucial to make an attempt to break through the line of defenses, but it was just as important that this attempt didn’t provide the enemy with a point to regroup. After identifying that the weakest spot in the line was at Shizugatake, where only fifteen hundred soldiers were stationed, Katsuiye instructed his main general, Sakuma Morimasa, to lead the reserve force of fifteen thousand men against that position. He also emphasized that Morimasa should be satisfied with any success, no matter how small, and not push for more, as doing so would create a dangerous opportunity for the enemy. Morimasa ignored this advice. After successfully surprising the detachment at Shizugatake and causing significant casualties to the defenders, who lost nearly all their officers, he not only laid siege to the redoubt, whose weakened garrison held out bravely, but also allowed his progress to be hindered by a small group of just forty men under Niwa Nagahide, who positioned themselves nearby and, by displaying their leader’s flag, tricked Morimasa into believing they had strong support. These events occurred on the night of April 19, 1583. When Katsuiye received this information, he sent multiple orders to Morimasa demanding that he withdraw immediately, but Morimasa, pleased with his partial victory, ignored these commands.
On the following day, the facts were communicated to Hideyoshi, at Ogaki, distant about thirty miles from Shizugatake, who immediately appreciated the opportunity thus furnished. He set out at the head of his reserves, and in less than twenty-four hours his men crossed swords with Morimasa's force. The result was the practical extermination of the latter, including three thousand men under Katsuiye's adopted son, Gonroku. The latter had been sent to insist strenuously on Morimasa's retreat, but learning that Morimasa had determined to die fighting, Gonroku announced a similar intention on his own part. This incident was characteristic of samurai canons. Hideyoshi's victory cost the enemy five thousand men, and demoralized Katsuiye's army so completely that he subsequently found himself able to muster a total force of three thousand only. Nothing remained but flight, and in order to withdraw from the field, Katsuiye was obliged to allow his chief retainer, Menju Shosuke, to impersonate him, a feat which, of course, cost Shosuke's life.
The next day, the news reached Hideyoshi in Ogaki, about thirty miles from Shizugatake, who quickly recognized the opportunity before him. He set out leading his reserves, and in less than twenty-four hours, his men clashed with Morimasa's forces. The outcome was the near-total destruction of Morimasa's troops, including three thousand men led by Katsuiye's adopted son, Gonroku. Gonroku had been sent to strongly demand Morimasa's retreat, but upon learning that Morimasa was determined to fight to the death, Gonroku declared he would do the same. This incident was typical of samurai honor codes. Hideyoshi's victory resulted in five thousand enemy casualties and completely demoralized Katsuiye's army, which could only muster a total of three thousand afterward. With no options left but to flee, Katsuiye had to allow his chief retainer, Menju Shosuke, to impersonate him, an act that ultimately cost Shosuke his life.
Katsuiye's end is one of the most dramatic incidents in Japanese history. He decided to retire to his castle of Kitano-sho, and, on the way thither, he visited his old friend, Maeda Toshiiye, at the latter's castle of Fuchu, in Echizen. Thanking Toshiiye for all the assistance he had rendered, and urging him to cultivate friendship with Hideyoshi, he obtained a remount from Toshiiye's stable, and, followed by about a hundred samurai, pushed on to Kitano-sho. Arrived there, he sent away all who might be suspected of sympathizing with Hideyoshi, and would also have sent away his wife and her three daughters. This lady was a sister of Nobunaga. She had been given, as already stated, to Asai Nagamasa, and to him she bore three children. But after Nagamasa's destruction she was married to Katsuiye, and was living at the latter's castle of Kitano-sho when the above incidents occurred. She declined to entertain the idea of leaving the castle, declaring that, as a samurai's daughter, she should have shared her first husband's fate, and that nothing would induce her to repeat that error. Her three daughters were accordingly sent away, and she herself joined in the night-long feast which Katsuiye and his principal retainers held while Hideyoshi's forces were marching to the attack. When the sun rose, the whole party, including the ladies, committed suicide, having first set fire to the castle.
Katsuiye's end is one of the most dramatic incidents in Japanese history. He chose to retire to his castle, Kitano-sho, and on the way there, he visited his old friend, Maeda Toshiiye, at Toshiiye's castle in Fuchu, Echizen. He thanked Toshiiye for all the help he had given and encouraged him to build a friendship with Hideyoshi. He got a fresh horse from Toshiiye's stables and, along with around a hundred samurai, continued on to Kitano-sho. Once he arrived, he sent away anyone who might be suspected of being sympathetic to Hideyoshi and considered sending away his wife and her three daughters. His wife was Nobunaga's sister. She had previously been married to Asai Nagamasa, with whom she had three children. After Nagamasa was defeated, she married Katsuiye and was living at his castle when these events took place. She refused to entertain the idea of leaving the castle, saying that as a samurai's daughter, she should have shared her first husband's fate, and nothing would convince her to make that mistake again. Her three daughters were sent away, while she participated in the night-long feast that Katsuiye and his main retainers held as Hideyoshi's forces marched toward them. When the sun rose, the entire group, including the ladies, committed suicide after setting fire to the castle.
YODOGOMI
One of the three daughters of Asai Nagamasa afterwards became the concubine of Hideyoshi and bore to him a son, Hideyori, who, by her advice, subsequently acted in defiance of Ieyasu, thus involving the fall of the house of Hideyoshi and unconsciously avenging the fate of Nobunaga.
One of Asai Nagamasa's three daughters later became the mistress of Hideyoshi and had a son with him, Hideyori. Following her counsel, he eventually went against Ieyasu, which led to the downfall of the Hideyoshi family and unintentionally avenged Nobunaga's fate.
NOBUTAKA
Nobunaga's son, Nobutaka, who had been allied with Katsuiye, escaped, at first, to Owari on the latter's downfall, but ultimately followed Katsuiye's example by committing suicide. As for Samboshi, Nobunaga's grandson and nominal heir, he attained his majority at this time, but proving to be a man of marked incompetence, the eminent position for which he had been destined was withheld. He took the name of Oda Hidenobu, and with an income of three hundred thousand koku settled down contentedly as Hideyoshi's vassal.
Nobunaga's son, Nobutaka, who had been allied with Katsuiye, initially escaped to Owari after Katsuiye's downfall, but ultimately followed Katsuiye's lead and committed suicide. As for Samboshi, Nobunaga's grandson and nominal heir, he came of age during this time, but due to his obvious incompetence, the prestigious position he was meant to inherit was denied to him. He took the name Oda Hidenobu and, with an income of three hundred thousand koku, settled down comfortably as Hideyoshi's vassal.
OSAKA CASTLE
Hideyoshi left behind him a striking monument of his greatness of thought and power of execution. At Osaka where in 1532 the priests of the Hongwan-ji temple had built a castle which Nobunaga captured in 1580 only after a long and severe siege, Hideyoshi built what is called The Castle of Osaka. It is a colossal fortress, which is still used as military headquarters for garrison and arsenal, and the dimensions of which are still a wonder, though only a portion of the building survives. Materials for the work were requisitioned from thirty provinces, their principal components being immense granite rocks, many of which measured fourteen feet in length and breadth, and some were forty feet long and ten feet wide. These huge stones had to be carried by water from a distance of several miles. The outlying protection of this great castle consisted of triple moats and escarpments. The moats were twenty feet deep, with six to ten feet of water. The total enclosed space was about one hundred acres, but only one-eighth of this was the hominaru, or keep, inside the third moat.
Hideyoshi left behind a remarkable symbol of his vision and ability to get things done. In Osaka, where the priests of the Hongwan-ji temple had built a castle in 1532, which Nobunaga managed to capture in 1580 after a lengthy and tough siege, Hideyoshi constructed what is known as The Castle of Osaka. It's a massive fortress that still serves as a military headquarters with garrison and arsenal, and its size remains impressive, even though only part of the building still exists. Materials for the construction came from thirty provinces, primarily consisting of enormous granite stones, many measuring fourteen feet in length and width, with some reaching forty feet long and ten feet wide. These giant stones were transported by water from several miles away. The outer defenses of this immense castle featured triple moats and embankments. The moats were twenty feet deep, with six to ten feet of water in them. The total enclosed area was about one hundred acres, but only one-eighth of this was the hominaru, or keep, located inside the third moat.
It will be seen that the plan of the castle was to have it divided into spaces separately defensible, so that an enemy had to establish his footing by a series of repeated efforts.
It will be seen that the layout of the castle was designed to have it divided into defensible areas, so that an enemy had to secure their position through a series of repeated attempts.
And the second respect in which it was a novelty in Japanese defensive warfare was that the castle donjon was heavily built and armoured after a fashion. The three-storey donjon was framed in huge timbers, quite unlike the flimsy structure of most Japanese buildings, and the timbers were protected against fire by a heavy coat of plaster. Roof and gates were covered with a sort of armor-plate, for there was a copper covering to the roof and the gates were faced with iron sheets and studs. In earlier "castles" there had been a thin covering of plaster which a musket ball could easily penetrate; and stone had been used only in building foundations.
And the second way it was a new approach in Japanese defensive warfare was that the castle donjon was built strong and reinforced in its own way. The three-story donjon was framed with huge timbers, completely different from the flimsy construction of most Japanese buildings, and the timbers were protected from fire by a thick layer of plaster. The roof and gates were covered with a type of armor, as the roof had a copper covering and the gates were faced with iron sheets and studs. In earlier "castles," there had only been a thin layer of plaster that a musket ball could easily penetrate, and stone was used only for building foundations.
THE KOMAKI WAR
After the suicide of his brother, Nobutaka, and when he saw that his nephew, Samboshi (Hidenobu), was relegated to the place of a vassal of Hideyoshi, Nobukatsu seems to have concluded that the time had come to strike a final blow in assertion of the administrative supremacy of the Oda family. He began, therefore, to plot with that object. Hideyoshi, who was well served by spies, soon learned of these plots, and thinking to persuade Nobukatsu of their hopelessness, he established close relations with the latter's three most trusted retainers. No sooner did this come to the cognizance of Nobukatsu than he caused these three retainers to be assassinated, and applied to Ieyasu for assistance, Ieyasu consented. This action on the part of the Tokugawa baron has been much commented on and variously interpreted by historians, but it has always to be remembered that Ieyasu had been Oda Nobunaga's ally; that the two had fought more than once side by side, and that had the Tokugawa leader rejected Nobukatsu's appeal, he would not only have suffered in public estimation, but would also have virtually accepted a position inferior to that evidently claimed by Hideyoshi.
After his brother Nobutaka’s suicide, and seeing that his nephew Samboshi (Hidenobu) had been reduced to being a vassal of Hideyoshi, Nobukatsu seemed to decide it was time to make a final move to assert the Oda family's dominance. He began to plot with that goal in mind. Hideyoshi, who had efficient spies, quickly found out about these plans and, hoping to dissuade Nobukatsu by showing the futility of his actions, built close relationships with Nobukatsu's three most trusted retainers. As soon as Nobukatsu learned of this, he had the three retainers assassinated and reached out to Ieyasu for help, which Ieyasu agreed to provide. This move by the Tokugawa leader has been widely discussed and interpreted by historians, but it's important to remember that Ieyasu was an ally of Oda Nobunaga, that they had fought side by side multiple times, and that if the Tokugawa leader had turned down Nobukatsu’s request, he would not only have damaged his public reputation but also would have effectively accepted a position subordinate to the one that Hideyoshi was clearly claiming.
The course of subsequent events seems to prove that Ieyasu, in taking the field on this occasion, aimed simply at asserting his own potentiality and had no thought of plunging the empire into a new civil war. In March, 1584, he set out from Hamamatsu and joined Nobukatsu at Kiyosu, in Owari. The scheme of campaign was extensive. Ieyasu placed himself in communication with Sasa Narimasa, in Echizen; with Chosokabe Motochika, in Shikoku, and with the military monks in the province of Kii. The programme was that Narimasa should raise his standard in Echizen and Kaga, and that Motochika, with the monks of Kii, should move to the attack of Osaka, so that Hideyoshi would be compelled to carry on three wars at the same time. Hideyoshi met this combination with his usual astuteness. He commissioned Uesugi Kagekatsu to attack the Sasa troops in rear while Maeda Toshiiye menaced them from the front; he told off Hachisuka to oppose the soldier-monks of Kii; he posted Sengoku Hidehisa in Awaji to hold in check the forces of Chosokabe Motochika, and he stationed Ukita Hideiye at Okayama to provide against the contingency of hostility on the part of the Mori family. Fighting commenced in the province of Ise, and success at the outset crowned the arms of Hideyoshi's generals. They captured two castles, and Ieyasu thereupon pushed his van to an isolated hill called Komaki-yama, nearly equidistant from the castles of Inu-yama and Kiyosu, in Owari, which he entrenched strongly, and there awaited the onset of the Osaka army. The war thus came to be known as that of Komaki.
The following events suggest that when Ieyasu took the field this time, he was mainly focused on proving his own strength and had no intention of dragging the empire into a new civil war. In March 1584, he left Hamamatsu and met with Nobukatsu at Kiyosu in Owari. The campaign plan was extensive. Ieyasu coordinated with Sasa Narimasa in Echizen, Chosokabe Motochika in Shikoku, and the military monks in Kii province. The plan was for Narimasa to raise his banner in Echizen and Kaga, while Motochika and the Kii monks would attack Osaka, forcing Hideyoshi to fight three battles at once. Hideyoshi responded to this move with his usual cleverness. He instructed Uesugi Kagekatsu to strike the Sasa troops from the rear while Maeda Toshiiye threatened them from the front; he assigned Hachisuka to counter the monk soldiers of Kii; he stationed Sengoku Hidehisa in Awaji to contain Chosokabe Motochika's forces, and placed Ukita Hideiye in Okayama to guard against any potential attacks from the Mori family. Fighting began in Ise province, and initially, Hideyoshi's generals had success, capturing two castles. In response, Ieyasu moved his forces to a hill called Komaki-yama, located about the same distance from the castles of Inu-yama and Kiyosu in Owari. He fortified his position there and waited for the Osaka army to attack. This conflict came to be known as the Battle of Komaki.
Hideyoshi himself would have set out for the field on the 19th of March, but he was obliged to postpone his departure for some days, until Kuroda and Hachisuka had broken the offensive strength of the monks of Kii. It thus fell out that he did not reach the province of Owari until the 27th of March. His army is said to have numbered one hundred and twenty thousand men. It is commonly alleged that this was the only war between Ieyasu and Hideyoshi, and that the latter suffered defeat at the hands of the former. But the fact is that two of Hideyoshi's generals, Ikeda Nobuteru and Mori Nagayoshi, acted in direct contravention of his orders, and thus precipitated a catastrophe for which Hideyoshi cannot justly be held responsible. These two captains argued that as Ieyasu had massed a large force at Komaki and at the Obata entrenchments in the same district, he had probably left his base in Mikawa comparatively undefended. They proposed, therefore, to lead a force against Mikawa. Hideyoshi showed great reluctance to sanction this movement, but he allowed himself to be at last persuaded, with the explicit reservation that no success obtained in Mikawa province should be followed up, and that whatever the achievement of Nobukatsu's troops, they should at once rejoin the main army in Owari.
Hideyoshi was supposed to head out to the battlefield on March 19th, but he had to delay his departure for a few days until Kuroda and Hachisuka had weakened the monks of Kii. As a result, he didn't arrive in the Owari province until March 27th. His army was reportedly about 120,000 men strong. It's often said that this was the only conflict between Ieyasu and Hideyoshi, and that Hideyoshi was defeated by Ieyasu. However, the truth is that two of Hideyoshi's generals, Ikeda Nobuteru and Mori Nagayoshi, went directly against his orders, leading to a disaster for which Hideyoshi shouldn't be unfairly blamed. These two commanders believed that since Ieyasu had gathered a large force at Komaki and the Obata fortifications nearby, he probably left his base in Mikawa somewhat unprotected. They proposed to send troops against Mikawa. Hideyoshi was hesitant to approve this move, but ultimately he was convinced, with the clear condition that any success in Mikawa should not be pursued further, and that whatever achievements Nobukatsu's troops made, they should immediately return to the main army in Owari.
Unquestionably Hideyoshi had in vivid recollection the disaster which had overtaken Katsuiye at Shizugatake. Ieyasu, fully cognizant of the situation through the medium of a spy, knew the limitations set by Hideyoshi. On April the 7th, Nobuteru attacked the fortress of Iwasaki, in Mikawa, killed its commandant, and captured the castle. But elated by this victory, he neglected Hideyoshi's caution, and the generals of Ieyasu, closing in on him, inflicted a crushing defeat at a place called Nagakude. It is thus evident that Hideyoshi's share in the disaster was of a most indirect character. He immediately hastened to Nagakude, but only to find that Ieyasu had retired to Obata, and subsequently, when Hideyoshi returned to his headquarters, Ieyasu placed a still longer interval between the two armies by marching back to Komaki.
Without a doubt, Hideyoshi vividly remembered the disaster that had befallen Katsuiye at Shizugatake. Ieyasu, fully aware of the situation through a spy, understood the limits imposed by Hideyoshi. On April 7th, Nobuteru attacked the fortress of Iwasaki in Mikawa, killed its commander, and captured the castle. However, excited by this victory, he ignored Hideyoshi's warnings, and Ieyasu's generals, tightening their grip on him, dealt a devastating defeat at a place called Nagakude. It's clear that Hideyoshi's role in the disaster was quite indirect. He quickly made his way to Nagakude, only to discover that Ieyasu had retreated to Obata, and later, when Hideyoshi returned to his base, Ieyasu created even more distance between the two armies by marching back to Komaki.
The war thenceforth may be said to have consisted of a series of menaces and evasions. Each general sought to entice his opponent out of an entrenched position, and each general showed an equal determination not to be so enticed. At last, Hideyoshi pushed a force into Mino and captured several castles in that province. But even this failed to change Ieyasu's attitude. The Tokugawa leader entered the fortress of Kiyosu, and Nobukatsu repaired to that of Nagashima, in Ise. After eight months of this comparatively fruitless manoeuvring, a treaty was concluded, on December the 11th, between Hideyoshi and Nobukatsu, and subsequently between Hideyoshi and Ieyasu, the latter giving his son Ogimaru to be adopted by Hideyoshi. The boy was eleven years of age at the time. His name was changed to Hashiba Hideyasu, and he received the appointment of governor of Mikawa province.
The war from then on can be described as a series of threats and avoidance tactics. Each general tried to lure the other out of a stronghold, while both remained equally determined not to fall for it. Eventually, Hideyoshi sent troops into Mino and took several castles in that area. However, this didn’t shift Ieyasu’s stance. The Tokugawa leader entered the Kiyosu fortress, while Nobukatsu went to the one in Nagashima, Ise. After eight months of mostly unproductive maneuvering, a treaty was signed on December 11th between Hideyoshi and Nobukatsu, and later between Hideyoshi and Ieyasu, with Ieyasu offering his son Ogimaru to be adopted by Hideyoshi. The boy was eleven at the time. His name was changed to Hashiba Hideyasu, and he was appointed governor of Mikawa province.
The circumstances in which this treaty was concluded have provoked much historical discussion. Did the overtures come originally from Hideyoshi, or did they emanate from Ieyasu and Nobukatsu? Some annalists have endeavoured to prove that Hideyoshi assumed the attitude of a suppliant, while others have attributed that demeanour to the Tokugawa chieftain. The situation, however, presents one feature which is very significant. It was not until the month of November, 1584, that Chosokabe Motochika effectually brought the island of Shikoku under his sway, and thus became free to lead a strong army, including the monks of Kii province, against Osaka. This formidable danger could not but influence Hideyoshi in the direction of clasping hands with his eastern foes, and it is therefore more than probable that a statesman who had never previously allowed considerations of personal dignity to interfere with the prosecution of a vital policy, did not hesitate to bow his head to Nobukatsu, in order to recover the free use of the great army assembled in Owari, Mino, and Ise. Most fortunate was it for Japan that events took this turn, for, had Ieyasu and Hideyoshi remained mutually hostile, the country would probably have been plunged into a repetition of the terrible struggle from which nothing enabled it to emerge except the combined labours of Nobunaga, Hideyoshi, and Ieyasu. It was not, however, until the early summer of 1586 that Hideyoshi and Ieyasu established genuinely friendly relations. During a year and a half subsequent to the conclusion of the treaty which ended the Komaki War, Ieyasu held severely aloof and refrained from visiting Kyoto. Finally, Hideyoshi despatched Asano Nagamasa to propose that Ieyasu should take into his household Hideyoshi's younger sister, and that Hideyoshi should send his mother as a hostage to Okazaki, to remain there during a visit by Ieyasu to Kyoto. Four months were needed by Ieyasu to consider this proposal, and in September, 1586, he repaired to Osaka and thence accompanied Hideyoshi to Kyoto.
The circumstances surrounding the conclusion of this treaty have sparked a lot of historical debate. Did the initial proposals come from Hideyoshi, or did they originate with Ieyasu and Nobukatsu? Some historians have tried to argue that Hideyoshi acted as a supplicant, while others attribute that role to the Tokugawa leader. However, there is one significant aspect of the situation. It wasn't until November 1584 that Chosokabe Motochika effectively secured control over the island of Shikoku, allowing him to lead a strong army, including the monks from Kii province, against Osaka. This serious threat likely pushed Hideyoshi toward joining forces with his eastern rivals. Therefore, it’s highly likely that a statesman who had never let personal pride get in the way of important decisions would not hesitate to defer to Nobukatsu in order to regain the full use of the large army gathered in Owari, Mino, and Ise. Japan was fortunate that events unfolded this way; had Ieyasu and Hideyoshi remained hostile, the country might have gone through another devastating conflict, from which it only emerged thanks to the combined efforts of Nobunaga, Hideyoshi, and Ieyasu. However, it wasn’t until early summer 1586 that Hideyoshi and Ieyasu genuinely established friendly relations. For a year and a half after the treaty that ended the Komaki War, Ieyasu kept his distance and didn’t visit Kyoto. Eventually, Hideyoshi sent Asano Nagamasa to suggest that Ieyasu take Hideyoshi’s younger sister into his household, while Hideyoshi would send his mother as a hostage to Okazaki during Ieyasu's visit to Kyoto. Ieyasu took four months to consider this proposal, and in September 1586, he went to Osaka and then accompanied Hideyoshi to Kyoto.
HIDEYOSHI BECOMES REGENT
In May, 1583, after the downfall of Katsuiye, the Emperor appointed Hideyoshi to be a councillor of State, and conferred on him the fourth order of rank. In November of the following year, he received another step of rank and was nominated gon-dainagon. The Emperor Okimachi at that time contemplated abdication, but the palace which he would have occupied as ex-Emperor had fallen into such a state of disrepair as to be virtually uninhabitable. Hideyoshi signalized his loyalty on this occasion by spending a large sum on the renovation of the palace, and in recognition of his services the Emperor raised him to the high post of nai-daijin. It was confidently expected that he would then become sa-daijin, but, owing to complications which need not be related here, the outcome of the matter was that he received the still higher post of kwampaku (regent). There can be no doubt that he himself had contemplated becoming shogun. In fact, it is on record that he made proposals in that sense to Yoshiaki, the last of the Ashikaga shoguns. But it had come by that time to be recognized that only a scion of the Minamoto family could be eligible for the post of shogun, and thus Yoshiaki declined Hideyoshi's overtures, though to accept them would have materially altered the fallen fortunes of the Ashikaga sept. Hideyoshi ultimately became prime minister of State (dajo daijiri) and took the family name of Toyotomi. It is stated, but the evidence is not conclusive, that in order to reach these high posts, he had to be adopted into the house of a Fujiwara noble. He had been a Taira when he served under Nobunaga, and to become a Fujiwara for courtly purposes was not likely to cause him much compunction.
In May 1583, after Katsuiye's downfall, the Emperor appointed Hideyoshi as a councillor of State and gave him the fourth order of rank. In November of the following year, he got another promotion and was named gon-dainagon. At that time, Emperor Okimachi was considering abdication, but the palace he would have used as ex-Emperor had deteriorated to the point of being nearly unlivable. To show his loyalty, Hideyoshi spent a significant amount on renovating the palace, and in appreciation of his efforts, the Emperor promoted him to the important role of nai-daijin. It was widely expected that he would become sa-daijin, but due to complications that don’t need to be detailed here, he ended up being appointed to the even higher position of kwampaku (regent). There's no doubt that he considered becoming shogun. In fact, it's recorded that he proposed this to Yoshiaki, the last of the Ashikaga shoguns. However, by that time, it was generally accepted that only a member of the Minamoto family could hold the shogun position, so Yoshiaki turned down Hideyoshi's offers, even though accepting them would have significantly changed the fortunes of the Ashikaga family. Hideyoshi eventually became the prime minister of State (dajo daijiri) and adopted the family name Toyotomi. It is said, though the evidence isn't definitive, that he had to be adopted into a Fujiwara noble family to achieve these high positions. He had been a Taira while serving under Nobunaga, and becoming a Fujiwara for court purposes would likely not have troubled him much.
THE MONKS, SHIKOKU, AND ETCHU
Immediately on the termination of the Komaki War, Hideyoshi took steps to deal effectually with the three enemies by whom his movements had been so much hampered, namely, the Buddhist priests of Kii, the Chosokabe clan in Shikoku, and the Sasa in Etchu. It has already been stated that the priests of Kii had their headquarters at Negoro, where there stood the great monastery of Dai-Dembo-In, belonging to the Shingon sect and enjoying almost the repute of Koya-san. Scarcely less important was the monastery of Sawaga in the same province. These two centres of religion had long been in possession of large bodies of trained soldiers whose ranks were from time to time swelled by the accession of wandering samurai (ronin). The army despatched from Osaka in the spring of 1585 to deal with these warlike monks speedily captured the two monasteries, and, for purposes of intimidation, crucified a number of the leaders. For a time, Koya-san itself was in danger, several of the fugitive monks having taken refuge there. But finally Koya-san was spared in consideration of surrendering estates yielding twenty-one thousand koku of rice, which properties had been violently seized by the monasteries in former years.
Immediately after the Komaki War ended, Hideyoshi took action to effectively handle the three enemies that had troubled his movements: the Buddhist priests of Kii, the Chosokabe clan in Shikoku, and the Sasa in Etchu. It has already been mentioned that the priests of Kii had their main base at Negoro, where the great monastery of Dai-Dembo-In, belonging to the Shingon sect and almost as famous as Koya-san, was located. Almost equally significant was the Sawaga monastery in the same region. These two religious centers had long maintained large groups of trained soldiers, bolstered from time to time by wandering samurai (ronin). The army sent from Osaka in the spring of 1585 to confront these militant monks quickly took control of the two monasteries and, as a means of intimidation, crucified a number of their leaders. For a while, Koya-san itself was at risk, as several fleeing monks sought refuge there. Ultimately, Koya-san was spared on the condition that it would surrender estates that produced twenty-one thousand koku of rice, which had been forcefully taken by the monasteries in previous years.
Three months later, Hideyoshi turned his arms against the Chosokabe sept in Shikoku. This being an enterprise of large dimensions, he entrusted its conduct to five of his most competent generals, namely, Ukita Hideiye, Hachisuka Iemasa, Kuroda Nagamasa, Kikkawa Motoharu, and Kohayakawa Takakage. Hideyoshi himself would have assumed the direct command, and had actually set out for that purpose from Osaka, when couriers met him with intelligence that less than one month's fighting had brought the whole of the Island of the Four Provinces into subjection. He therefore turned eastward, and entering Etchu, directed the operations, in progress there under the command of Maeda Toshiiye against Sasa Narimasa. This campaign lasted seven days, and ended in the surrender of Narimasa, to whom Hideyoshi showed remarkable clemency, inasmuch as he suffered him to remain in possession of considerable estates in Etchu.
Three months later, Hideyoshi launched a campaign against the Chosokabe clan in Shikoku. Given the scale of the operation, he assigned it to five of his top generals: Ukita Hideiye, Hachisuka Iemasa, Kuroda Nagamasa, Kikkawa Motoharu, and Kohayakawa Takakage. Hideyoshi intended to take direct command and had actually started his journey from Osaka for that purpose when messengers informed him that in less than a month of fighting, the entire Island of the Four Provinces had been subdued. He then headed east, entering Etchu, where he oversaw the ongoing operations led by Maeda Toshiiye against Sasa Narimasa. This campaign lasted seven days and concluded with Narimasa's surrender, to whom Hideyoshi showed unusual mercy by allowing him to keep significant lands in Etchu.
THE UESUGI
At this time Hideyoshi cemented relations of friendship with the Uesugi family of Echigo, whose potentialities had always been a subject of apprehension to Nobunaga. The powerful sept was then ruled by Kagekatsu, nephew of the celebrated Kenshin. This daimyo had given evidence of good-will towards Hideyoshi during the Komaki War, but it was naturally a matter of great importance to establish really cordial relations with so powerful a baron. History relates that, on this occasion, Hideyoshi adopted a course which might well have involved him in serious peril. He entered Echigo with a mere handful of followers, and placed himself practically at the mercy of Kagekatsu, judging justly that such trustful fearlessness would win the heart of the gallant Kagekatsu. Hideyoshi's insight was justified by the sequel. Several of the principal retainers of Kagekatsu advised that advantage should be taken of Hideyoshi's rashness, and that his victorious career should be finally terminated in Echigo. But this vindictive counsel was rejected by the Uesugi baron, and relations of a warmly friendly character were established between the two great captains.
At this time, Hideyoshi strengthened his friendship with the Uesugi family of Echigo, whose potential had always worried Nobunaga. The powerful clan was then led by Kagekatsu, the nephew of the famous Kenshin. This daimyo had shown kindness towards Hideyoshi during the Komaki War, but it was crucial to establish truly friendly relations with such a powerful leader. History tells us that, on this occasion, Hideyoshi took a risk that could have put him in serious danger. He entered Echigo with only a small group of followers and essentially put himself at Kagekatsu's mercy, believing that such trust would win the favor of the brave Kagekatsu. Hideyoshi's instincts were proven right in the end. Several of Kagekatsu's key retainers suggested that they take advantage of Hideyoshi's boldness and end his victorious campaign in Echigo. However, this vengeful advice was rejected by the Uesugi lord, leading to a warm and friendly relationship between the two great leaders.
INVASION OF KYUSHU
There now remained only three really formidable enemies of Hideyoshi. These were Hojo Ujimasa, in the Kwanto; Date Masamime, in Dewa and Mutsu, and Shimazu Yoshihisa, in Kyushu. Of these, the Shimazu sept was probably the most powerful, and Hideyoshi determined that Kyushu should be the scene of his next warlike enterprise. The Island of the Nine Provinces was then under the rule of three great clans; the Shimazu, in the south; the Otomo, in Bungo, and the Ryuzoji, in Hizen. The most puissant of these had at one time been Ryuzoji Takanobu, but his cruel methods had alienated the sympathy of many of his vassals, among them being Arima Yoshizumi, who threw off his allegiance to Takanobu and joined hands with Shimazu Yoshihisa. Takanobu sent an army against Yoshizumi, but the Satsuma baron despatched Shimazu Masahisa to Yoshizumi's aid, and a sanguinary engagement at Shimabara in 1585 resulted in the rout of Takanobu's forces and his own death.
There were now only three really formidable enemies of Hideyoshi. These were Hojo Ujimasa, in the Kanto; Date Masamune, in Dewa and Mutsu; and Shimazu Yoshihisa, in Kyushu. Of these, the Shimazu clan was probably the most powerful, and Hideyoshi decided that Kyushu would be the site of his next military campaign. The Island of the Nine Provinces was then under the control of three major clans: the Shimazu in the south, the Otomo in Bungo, and the Ryuzoji in Hizen. The most powerful of these had once been Ryuzoji Takanobu, but his brutal tactics had driven away the support of many of his vassals, including Arima Yoshizumi, who broke his loyalty to Takanobu and allied himself with Shimazu Yoshihisa. Takanobu sent an army against Yoshizumi, but the Satsuma lord dispatched Shimazu Masahisa to support Yoshizumi, and a bloody battle at Shimabara in 1585 led to Takanobu's defeat and his own death.
Takanobu's son and successor, who was named Masaiye, being still a boy, advantage was taken of the fact by Otomo Yoshishige, who invaded Hizen, so that Masaiye had to apply to the Shimazu family for succour. The Satsuma chieftain suggested that the matter might be settled by mutual withdrawal of forces, but Yoshishige declined this overture, and the result was a battle in which the Otomo troops were completely defeated. Otomo Yoshishige then (1586) had recourse to Hideyoshi for assistance, thus furnishing the opportunity of which Osaka was in search. Orders were immediately issued to Mori, Kikkawa, Kohayakawa, and Chosokabe Motochika to assemble their forces for an oversea expedition, and in the mean while, Sengoku Hidehisa was despatched to Kyushu bearing a letter in which Hideyoshi, writing over his title of kwampaku, censured the Shimazu baron for having failed to pay his respects to the Imperial Court in Kyoto, and called upon him to do so without delay. This mandate was treated with contempt. Shimazu Yoshihisa threw the document on the ground, declaring that his family had ruled in Satsuma for fourteen generations; that only one man in Japan, namely Prince Konoe, had competence to issue such an injunction, and that the head of the house of Shimazu would never kneel to a monkey-faced upstart.
Takanobu's son and successor, named Masaiye, was still a boy, and Otomo Yoshishige took advantage of this by invading Hizen, forcing Masaiye to seek help from the Shimazu family. The Satsuma chieftain suggested they settle the issue by withdrawing their forces, but Yoshishige rejected this offer, leading to a battle in which the Otomo troops were defeated completely. In 1586, Otomo Yoshishige turned to Hideyoshi for help, which presented the opportunity that Osaka had been waiting for. Immediate orders were given to Mori, Kikkawa, Kohayakawa, and Chosokabe Motochika to gather their forces for an overseas campaign. Meanwhile, Sengoku Hidehisa was sent to Kyushu with a letter from Hideyoshi, written under his title of kwampaku, reprimanding the Shimazu baron for not showing respect to the Imperial Court in Kyoto and urging him to do so promptly. This mandate was disregarded. Shimazu Yoshihisa threw the letter on the ground, stating that his family had ruled in Satsuma for fourteen generations and that only one person in Japan, Prince Konoe, had the authority to issue such a command, insisting that the head of the Shimazu house would never bow to a monkey-faced upstart.
Hideyoshi had foreseen something of this kind, and had warned Sengoku Hidehisa in the sense that whatever might be the action of the Satsuma baron, no warlike measures were to be precipitately commenced. Hidehisa neglected this warning. Yielding to the anger of the moment, he directed the Otomo troops to attack the Satsuma forces, and the result was disastrous. When the fighting ended, the Satsuma baron had pushed into Bungo and taken sixteen forts there, so that fully one-half of Kyushu was now under the sway of the Shimazu. Hideyoshi, on receiving news of these disasters, confiscated the estates of Sengoku Hidehisa, and issued orders to thirty-seven provinces to provide commissariat for three hundred thousand men and twenty thousand horses for a period of one year. Soon an army of one hundred and fifty thousand men assembled at Osaka, and the van, numbering sixty thousand, embarked there on the 7th of January, 1587, and landed at Yunoshima in Bungo on the 19th of the same month—dates which convey some idea of the very defective system of maritime transport then existing. In Bungo, the invading army was swelled by thirty thousand men under the leadership of Kohayakawa and Kikkawa, and the whole force, under the command-in-chief of Hidenaga, Hideyoshi's brother, moved to invest the castle of Takashiro.
Hideyoshi had anticipated something like this and warned Sengoku Hidehisa that, no matter what actions the Satsuma baron took, no military actions should be rushed into. Hidehisa ignored this warning. Caught up in the heat of the moment, he ordered the Otomo troops to attack the Satsuma forces, and the outcome was disastrous. When the fighting was over, the Satsuma baron had advanced into Bungo and captured sixteen forts there, meaning that nearly half of Kyushu was now under the control of the Shimazu. Upon hearing about these disasters, Hideyoshi confiscated Sengoku Hidehisa's estates and ordered thirty-seven provinces to supply provisions for three hundred thousand men and twenty thousand horses for one year. Soon, an army of one hundred and fifty thousand soldiers gathered at Osaka, and the vanguard, consisting of sixty thousand, set sail there on January 7, 1587, arriving at Yunoshima in Bungo on January 19 of that same month—dates that reflect the very poor maritime transport system in place at the time. In Bungo, the invading army was joined by thirty thousand men led by Kohayakawa and Kikkawa, and the entire force, commanded by Hidenaga, Hideyoshi's brother, moved to surround the castle of Takashiro.
It is unnecessary to follow the fighting in all its details. The salient facts are that Hideyoshi left Osaka with the main army of one hundred and thirty thousand men on the 22d of January, 1587, and, travelling by land, reached the Strait of Akamagasaki—now called Shimonoseki—on the 17th of February. He marched through Chikuzen, making friends of the local chieftains by forbearance and diplomacy, and fighting the first great battle of the campaign at Oguchi on the Sendai-gawa. The Satsuma baron's younger brother, Iehisa, after a gallant resistance, surrendered to Hideyoshi, and was employed by the latter to communicate direct with his chief, Yoshihisa. It was generally supposed that Iehisa would never return from this mission, but would remain in the camp of Shimazu. He did return, however, his word of honour being of more importance in his estimation than the opportunity of recovering his liberty.
It’s not necessary to go into all the details of the fighting. The key points are that Hideyoshi left Osaka with a main army of 130,000 men on January 22, 1587, and traveled by land to the Strait of Akamagasaki—now known as Shimonoseki—arriving on February 17. He moved through Chikuzen, winning over local chieftains with patience and diplomacy, and fought the first major battle of the campaign at Oguchi on the Sendai-gawa. The younger brother of the Satsuma baron, Iehisa, after a brave resistance, surrendered to Hideyoshi and was used by him to communicate directly with his leader, Yoshihisa. Many believed that Iehisa would never come back from this task and would stay in the Shimazu camp. However, he did return, as he valued his honor more than the chance to regain his freedom.
History states that Hideyoshi thereafter treated this noble man with the greatest consideration, but it is difficult to reconcile that account with the fact that Hideyoshi subsequently pressed Iehisa to guide the Osaka army through the mountains and rivers which constituted natural defences for the fief of Satsuma. Iehisa, of course, refused, and to Hideyoshi's credit it stands on record that he did not press the matter with any violence. This difficulty of invading an unknown country without any maps or any guides, a country celebrated for its topographical perplexities, was ultimately overcome by sending Buddhist priests to act as spies in the dominions of Shimazu. These spies were led by the abbot, Kennyo, with whose name the reader is already familiar, and as the Shimazu family were sincere believers in Buddhism, no obstacles were placed in the way of the treacherous monks. They were able ultimately to guide the Osaka army through the forests and mountains on the north of Kagoshima, and Hideyoshi adopted the same strategy as that pursued in a similar case three hundred years later, namely, sending a force of fifty thousand men by sea with orders to advance against Kagoshima from the south. The Satsuma troops were completely defeated, and only the castle of Kagoshima remained in their hands.
History states that Hideyoshi then treated this noble man with the utmost respect, but it's hard to match that account with the fact that Hideyoshi later pressured Iehisa to lead the Osaka army through the mountains and rivers that served as natural defenses for the fief of Satsuma. Iehisa, of course, refused, and to Hideyoshi's credit, it's recorded that he did not pursue the matter with any violence. The challenge of invading an unfamiliar territory without any maps or guides—a region known for its confusing geography—was eventually solved by sending Buddhist priests to act as spies in the Shimazu lands. These spies were led by the abbot, Kennyo, whose name you may already recognize, and since the Shimazu family were devout Buddhists, they didn’t put any barriers in the way of the deceptive monks. They were ultimately able to lead the Osaka army through the forests and mountains north of Kagoshima, and Hideyoshi implemented the same strategy that would be used in a similar situation three hundred years later: sending a force of fifty thousand men by sea with orders to advance on Kagoshima from the south. The Satsuma troops were completely defeated, and only the castle of Kagoshima remained in their control.
At this stage of the campaign Hideyoshi behaved with remarkable magnanimity and foresight. Contrary to the advice of some of his principal retainers, he refused to proceed to extremities against the Shimazu clan, and agreed to make peace, on the basis that the clan should be left in possession of the provinces of Satsuma, Osumi, and Hyuga, the only further stipulation being that the then head of the house, Yoshihisa, should abdicate in favour of his younger brother, Yoshihiro. As for the Buddhist priests who had sacrificed their honour to their interests, those that had acted as guides to the invading army were subsequently crucified by order of the Satsuma baron, and the Shin sect, to which they belonged, was interdicted throughout the whole of the Shimazu fief. Yoshihiro was summoned to Kyoto by Hideyoshi to answer for this action, but he pleaded that such treachery amply deserved such punishment, and that he was prepared to bow to Hideyoshi's judgment in the matter. The defence was admitted by Hideyoshi, but the abbot Kennyo received such large rewards that he was able to erect the great temple Nishi Hongwan-ji, "which became the wonder of after-generations of men and which has often been erroneously referred to by foreign writers as a proof of the deep religious feelings of Buddhist converts three hundred years ago."*
At this point in the campaign, Hideyoshi showed remarkable generosity and insight. Going against the advice of some of his key advisers, he chose not to take drastic measures against the Shimazu clan and agreed to peace, allowing the clan to keep control of the provinces of Satsuma, Osumi, and Hyuga. The only other condition was that the current leader of the clan, Yoshihisa, would step down in favor of his younger brother, Yoshihiro. As for the Buddhist priests who compromised their honor for their interests, those who guided the invading army were later crucified by order of the Satsuma lord, and the Shin sect they belonged to was banned throughout the Shimazu territory. Hideyoshi summoned Yoshihiro to Kyoto to explain this decision, but he argued that such betrayal warranted the punishment, and he was ready to accept Hideyoshi's judgment. Hideyoshi acknowledged this defense, but the abbot Kennyo received such generous rewards that he was able to build the magnificent Nishi Hongwan-ji temple, "which became the wonder of future generations and which has often been mistakenly referred to by foreign writers as evidence of the deep religious feelings of Buddhist converts three hundred years ago."*
*A New Life of Hideyoshi, by W. Dening.
*A New Life of Hideyoshi, by W. Dening.*
THE HOJO
From end to end of Japan there were now only two powerful barons whose allegiance had not been formally rendered to Hideyoshi and to the Emperor under the new regime. These were Date Masamune and Hojo Ujimasa. The origin and eminence of the Hojo family from the days of its founder, Nagauji, have already been described in these pages, and it need only be added here that Ujimasa enjoyed a reputation second to none of his predecessors. That he should stand aloof from all his brother barons seemed to the latter an intolerable evidence of pride, and they urged Hideyoshi to resort at once to extreme measures. There can be no doubt that this was the intention of Hideyoshi himself, but with characteristic prudence he had recourse at the outset to pacific devices. He therefore sent an envoy to the Hojo's stronghold at Odawara, urging Ujimasa to lose no time in paying his respects to the Court at Kyoto. The Hojo chief's reply was that Sanada Masayuki had encroached upon the Hojo estates in Numata, and that if this encroachment were rectified, the desired obeisance to the Throne would be made.
From one end of Japan to the other, there were only two powerful barons who had not officially pledged their loyalty to Hideyoshi and the Emperor under the new regime. These were Date Masamune and Hojo Ujimasa. The history and prominence of the Hojo family from the time of its founder, Nagauji, have already been discussed in these pages, and it's worth noting that Ujimasa had a reputation that was unmatched by any of his predecessors. His refusal to align with the other barons seemed intolerably arrogant to them, and they pressed Hideyoshi to take swift action. It's clear that Hideyoshi intended to act decisively himself, but, true to his nature, he first opted for diplomatic measures. He sent a messenger to the Hojo stronghold at Odawara, urging Ujimasa to promptly pay his respects to the Court in Kyoto. Ujimasa's response was that Sanada Masayuki had invaded Hojo lands in Numata, and that once this issue was resolved, he would make the necessary tribute to the Throne.
Thereupon, Hideyoshi caused the restoration of Numata, but the Hojo baron, instead of carrying out his part of the agreement, made this restoration the pretext for an unwarrantable act of aggression. Whatever sympathy might have been felt in Kyoto with the Hojo family was forfeited by this procedure, and in March, 1590, an army of over two hundred thousand men was set in motion for the Kwanto. Hideyoshi's troops moved in three columns. One, commanded by Ieyasu, marched by the seacoast road, the Tokaido; another, under Uesugi Kagekatsu and Maeda Toshiiye, marched by the mountain road, the Tosando, and the third attacked from the sea. None of these armies encountered any very serious resistance. The first approached Odawara by the Hakone range and the second by way of the Usui pass. The castle at Odawara, however, was so strongly built and so stoutly held that its capture by storm seemed impossible, and Hideyoshi's forces were obliged to have recourse to a regular siege which lasted nearly four months. During the latter part of that time, Hideyoshi encouraged his soldiers to indulge in all sorts of amusements, and thus the camp of the besiegers constantly echoed the notes of musical performances and the shouts of dancers and sake drinkers. Finally, in July, 1590, the great fortress surrendered, and the Hojo baron, Ujimasa, was put to death, his head being sent to Kyoto for exposure, but the life of his son, Ujinao, was spared on condition that he enter a monastery.
Then, Hideyoshi arranged for the restoration of Numata, but the Hojo lord, rather than upholding his part of the deal, used this restoration as an excuse for an unwarranted act of aggression. Any sympathy that might have existed in Kyoto for the Hojo family was lost because of this action, and in March 1590, an army of over two hundred thousand was mobilized for the Kanto region. Hideyoshi's forces advanced in three groups. One, led by Ieyasu, moved along the coastal road, the Tokaido; another, under Uesugi Kagekatsu and Maeda Toshiiye, took the mountain route, the Tosando; and the third attacked from the sea. None of these groups faced significant resistance. The first approached Odawara via the Hakone range, and the second came through the Usui pass. However, the castle at Odawara was so well-fortified and fiercely defended that capturing it by direct assault seemed impossible, forcing Hideyoshi's troops to lay siege, which lasted nearly four months. During the latter part of that time, Hideyoshi encouraged his soldiers to partake in various entertainments, so the besieging camp was filled with the sounds of music and the cheers of dancers and sake drinkers. Finally, in July 1590, the stronghold surrendered, and the Hojo lord, Ujimasa, was executed, with his head sent to Kyoto for display, but his son, Ujinao, was spared on the condition that he enter a monastery.
HOJO UJINORI
One incident of this struggle is very characteristic of the ethics of the era. During the interchange of messages that preceded recourse to arms, the Hojo baron sent his brother, Ujinori, to Kyoto as an envoy to discuss the situation with Hideyoshi. The latter received Ujinori with all courtesy and endeavoured to impress upon him the imperative necessity of his chief's acquiescence. Ujinori promised to contribute to that end as far as lay in his power, but history describes him as adding: "Should my brother fail to comply with your commands, and should it be necessary for you to send an army against the Kwanto, it must be clearly understood that this visit of mine to your Excellency shall not in any way prejudice my loyalty to my brother. On the contrary, if the peace be broken, I shall probably have to command the van of my brother's forces, and in that event I may have to offer to your Excellency a flight of my rusty arrows."
One incident from this struggle is very telling of the ethics of the time. Before resorting to arms, the Hojo baron sent his brother, Ujinori, to Kyoto as an envoy to discuss the situation with Hideyoshi. Hideyoshi welcomed Ujinori graciously and tried to convey the absolute necessity of his chief's agreement. Ujinori promised to help as much as he could, but history records him as saying: "If my brother refuses to follow your commands and you must send an army against the Kwanto, it should be understood that this visit to you will not affect my loyalty to my brother. On the contrary, if peace is broken, I will likely have to lead my brother's forces, and in that case, I might have to offer you a barrage of my old arrows."
Hideyoshi is narrated to have laughingly replied that the peace was in no danger of being broken and that he trusted Ujinori to use his best endeavours to avert war. On his return to the Kwanto, Ujinori was ordered to defend the castle of Nira-yama with seven thousand men, and he soon found himself attacked by fifty thousand under seven of Hideyoshi's generals. Ujinori reminded his comrades that Nira-yama had been the birthplace of the founder of the Hojo family, and therefore it would be an eternal shame if even one of the entrenchments were lost. Not one was lost. Again and again assaults were delivered, but they were unsuccessful, and throughout the whole of the Kwanto, Nira-yama alone remained flying the Hojo flag to the end. Ujinori surrendered in obedience to Ujimasa's instructions after the fall of Odawara, but Hideyoshi, instead of punishing him for the heavy losses he had inflicted on the Osaka army, lauded his fidelity and bravery, and presented him with an estate of ten thousand koku.
Hideyoshi reportedly replied with a laugh that peace was not at risk and that he trusted Ujinori to do his best to prevent war. When Ujinori returned to the Kwanto, he was ordered to defend Nira-yama castle with seven thousand men, quickly finding himself under attack by fifty thousand troops led by seven of Hideyoshi's generals. Ujinori reminded his comrades that Nira-yama was the birthplace of the founder of the Hojo family, so it would be a shameful loss to let even one of the entrenchments fall. Not a single one was lost. Repeated assaults were made, but they all failed, and throughout the entire Kwanto, only Nira-yama continued to fly the Hojo flag until the end. Ujinori surrendered following Ujimasa's orders after the fall of Odawara, but instead of punishing him for the significant losses he had caused the Osaka army, Hideyoshi praised his loyalty and courage, rewarding him with an estate of ten thousand koku.
DATE MASAMUNE
When news reached Date Masamune of the fall of all the Hojo's outlying forts and of the final investment of Odawara, he recognized, from his place in Mutsu and Dewa, that an attitude of aloofness could no longer be maintained with safety. Accordingly, braving considerable danger, he made his way with a small retinue to Odawara and signified his willingness to comply with any terms imposed by Hideyoshi. Thus, for the first time since the middle of the fifteenth century, the whole of the empire was pacified.
When Date Masamune heard about the fall of all the Hojo's outer forts and the final siege of Odawara, he realized, from his position in Mutsu and Dewa, that he could no longer safely keep his distance. So, despite facing significant danger, he traveled with a small group to Odawara and indicated that he was willing to accept any terms set by Hideyoshi. This marked the first time since the mid-15th century that the entire empire was at peace.
YEDO
It is historically related that, during the siege of Odawara, Hideyoshi invited Ieyasu to the former's headquarters on Ishigaki Hill, whence an uninterrupted view of the interior of the castle could be had. The Tokugawa baron was then asked whether, if the eight provinces of the Kwanto were handed over to him, he would choose Odawara for central stronghold. He replied in the affirmative. Hideyoshi pointed out the superior advantages of Yedo from a strategical and commercial point of view, and ultimately when he conferred the Kwanto on Ieyasu, he chose Yedo for the latter's capital, the accompanying revenue being about two and a half million koku. Hideyoshi further proposed to appoint Oda Nobukatsu to the lordship of the five provinces which had hitherto constituted the domain of Ieyasu, namely, Suruga, Totomi, Mikawa, Kai, and Shinano. Nobukatsu, however, alleging that he did not desire any large domain, asked to be allowed to retain his old estates in Owari and Ise.
It is historically noted that, during the siege of Odawara, Hideyoshi invited Ieyasu to his headquarters on Ishigaki Hill, where there was an unobstructed view of the castle interior. Hideyoshi then asked the Tokugawa lord if he would make Odawara his central stronghold if he were given control of the eight provinces of Kwanto. Ieyasu agreed. Hideyoshi pointed out the greater strategic and commercial benefits of Yedo, and when he ultimately granted Ieyasu the Kwanto, he selected Yedo as Ieyasu's capital, which came with a revenue of about two and a half million koku. Hideyoshi also proposed to name Oda Nobukatsu as the lord of the five provinces that had previously been part of Ieyasu's domain—Suruga, Totomi, Mikawa, Kai, and Shinano. However, Nobukatsu, claiming he didn’t want a large domain, requested to keep his old estates in Owari and Ise.
This attitude angered Hideyoshi for reasons which will presently be apparent. He assigned to Nobukatsu a comparatively insignificant fief at Akita, in the remote province of Dewa, and gave the estates in Owari and Ise to Hidetsugu, the nephew and adopted successor of Hideyoshi, while the five provinces hitherto under the sway of Ieyasu were divided among Hideyoshi's generals and retainers. In September, 1590, Ieyasu entered Yedo, and subdivided his extensive domain among his followers in order of merit, thus establishing the Tokugawa system of hereditary daimyo and founding a new Bakufu. All this was very significant. In such matters, Hideyoshi had repeatedly shown himself to be a man of great magnanimity, and had allowed even his enemies to retain possession of lands which would certainly have been taken from them by other conquerors. Thus, in the case of the Mori sept, fully half of the midland counties was left in their occupation, and, in the case of the Shimazu family, they were suffered to retain two and a half provinces.
This attitude made Hideyoshi angry for reasons that will soon be clear. He gave Nobukatsu a relatively minor fief in Akita, a distant part of Dewa, and handed over the estates in Owari and Ise to Hidetsugu, Hideyoshi's nephew and adopted successor, while the five provinces previously controlled by Ieyasu were divided among Hideyoshi's generals and retainers. In September 1590, Ieyasu entered Yedo and distributed his vast territory among his followers based on their merit, thus establishing the Tokugawa system of hereditary daimyo and creating a new Bakufu. All of this was very significant. In these matters, Hideyoshi had consistently shown himself to be a very generous leader, even allowing his enemies to keep land that other conquerors would certainly have taken from them. For example, in the case of the Mori clan, he left them with half of the midland counties, and in the case of the Shimazu family, they were allowed to keep two and a half provinces.
With regard to Ieyasu, however, Hideyoshi behaved with marked caution. By granting to the Tokugawa chieftain the whole of the Kwanto, Hideyoshi made it appear as though he were conferring a signal favour; but in reality his object was to remove Ieyasu out of the zone of potential danger to Kyoto. Ieyasu fully recognized this manoeuvre, but bowed to it as the less of two evils. As a further measure of precaution, Hideyoshi interposed one of his own family, Hidetsugu, between the Kwanto and Kyoto, and with the object of menacing the rear of Ieyasu and restraining the movements of the Date, he placed Gamo Ujisato at Aizu in Oshu. He further posted Ishida Katsushige at Sawa-yama (now called Hikone) in the province of Omi, to cover the principal route to Kyoto, and for similar reasons with regard to the Yamato and Tamba roads he assigned to his brother, Hidenaga, the castle of Kori-yama, which commanded Izumi and Kii, and to his adopted son, Hidekatsu, the castle at Fukuchi-yama in Tamba. This plan of distributing their domains, so that the daimyo should be mutually repressive, was followed with still greater care by Ieyasu when he, in turn, became supreme.
When it came to Ieyasu, Hideyoshi acted with notable caution. By giving the Tokugawa leader all of the Kwanto, Hideyoshi made it seem like he was offering a significant favor; however, his real aim was to push Ieyasu out of the area that could threaten Kyoto. Ieyasu understood this strategy but accepted it as the lesser of two evils. To further ensure safety, Hideyoshi placed one of his own family members, Hidetsugu, between the Kwanto and Kyoto. In order to threaten Ieyasu’s rear and control the movements of the Date clan, he assigned Gamo Ujisato to Aizu in Oshu. He also stationed Ishida Katsushige at Sawa-yama (now Hikone) in Omi province to secure the main route to Kyoto, and for similar reasons regarding the Yamato and Tamba roads, he assigned his brother, Hidenaga, to the castle of Kori-yama, which oversaw Izumi and Kii, and gave his adopted son, Hidekatsu, the castle at Fukuchi-yama in Tamba. This approach of spreading their territories so that the daimyo would keep each other in check was carried out with even greater care by Ieyasu when he eventually became the top leader.
HIDEYOSHI AND BUDDHISM
There are evidences that, from his childhood, Hideyoshi had little reverence for the Buddhist faith. When only twelve years of age he is said to have beaten and smashed an image of Amida because it remained always insensible to the offerings of food placed daily before it. Again, when on his way to Kyoto to avenge the assassination of Nobunaga, he saw an idol floating on a stream, and seizing the effigy he cut it into two pieces, saying that the deity Daikoku, having competence to succour one thousand persons only, could be of little use to him at such a crisis as he was now required to meet. Finally, on the occasion of his expedition against the Hojo of Odawara, when the sailors of Mishima, in Sagami, objected to carrying war-horses in their boats on the plea that the god of the sea, Ryujin, hated everything equine, Hideyoshi did not hesitate to remove these scruples by addressing a despatch to the deity with orders to watch over the safety of the steeds.
There’s evidence that, from a young age, Hideyoshi had little respect for the Buddhist faith. At just twelve years old, he reportedly beat and smashed an image of Amida because it remained indifferent to the food offerings placed in front of it every day. Later, on his way to Kyoto to take revenge for Nobunaga's assassination, he saw an idol floating on a stream. He grabbed the statue and cut it in half, saying that the deity Daikoku, who could help only a thousand people, wouldn't be much use to him in such a critical situation. Lastly, during his campaign against the Hojo of Odawara, when the sailors of Mishima in Sagami refused to carry war-horses in their boats, claiming that the sea god, Ryujin, hated anything related to horses, Hideyoshi didn’t hesitate to ease their concerns by sending a message to the deity, ordering him to ensure the horses’ safety.
Yet this same Hideyoshi evidently recognized that the Buddhist faith had great potentialities in Japan, and that its encouragement made for the peace and progress of the country. Buddhism suffered terribly at the hands of Nobunaga. The great monastery of Enryaku-ji was a mass of blackened ruins at the time of the Oda baron's death, and it has been shown that the monasteries of Kii and Osaka fared almost equally badly at the hands of Hideyoshi. Nevertheless the latter had no sooner grasped the supreme administrative power than he showed himself a protector and promotor of Buddhism. Scattered throughout the empire and apparently crippled for all time, the monks of Hiei-zan very soon gave evidence of the vitality of their faith by commencing a vigorous propaganda for the restoration of the great monastery. Many renowned priests, as Zenso, Gosei, and others, headed this movement; Prince Takatomo, adopted son of the Emperor Okimachi, agreed to become lord-abbot of the sect (Tendai), and the Imperial Court issued a proclamation exhorting the people to subscribe for the pious purpose. Hideyoshi, Ieyasu, and other great barons addressed their vassals in a similar sense, and in Hideyoshi's proclamation the imperative necessity of Enryaku-ji as a barrier at the "Demon's Gate" was distinctly stated. Under such auspices the monastery quickly rose from its ashes, though in point of size and magnificence it was inferior to its predecessor. At the same time Hideyoshi steadily pursued the policy of checking the military tendencies of the monks, and it may be said that, from his era, the soldier-priest ceased to be a factor in the political situation.
Yet this same Hideyoshi clearly recognized that Buddhism had significant potential in Japan and that supporting it contributed to the peace and progress of the nation. Buddhism was severely harmed by Nobunaga. The once-great monastery of Enryaku-ji was reduced to a mass of charred ruins at the time of the Oda baron's death, and it has been shown that the monasteries of Kii and Osaka suffered similarly at the hands of Hideyoshi. However, as soon as he took full administrative control, he positioned himself as a protector and supporter of Buddhism. Despite being scattered throughout the country and seemingly incapacitated for good, the monks of Hiei-zan quickly demonstrated the resilience of their faith by launching an active movement to restore the great monastery. Many renowned priests, like Zenso, Gosei, and others, led this effort; Prince Takatomo, the adopted son of Emperor Okimachi, agreed to become the lord-abbot of the Tendai sect, and the Imperial Court issued a proclamation urging the people to contribute to this noble cause. Hideyoshi, Ieyasu, and other powerful feudal lords urged their vassals to do the same, and Hideyoshi's proclamation clearly stated the urgent need for Enryaku-ji as a defense at the "Demon's Gate." Under such auspices, the monastery quickly rose from its ashes, although it was smaller and less magnificent than its predecessor. At the same time, Hideyoshi consistently worked to rein in the military ambitions of the monks, and it can be said that from his era onward, the soldier-priest ceased to be a significant factor in the political landscape.
THE KYOTO DAIBUTSU
The erection of a colossal image of the Buddha at Nara, in the eighth century, and at Kamakura, in the thirteenth century, marked the consummation of great political programmes in which religious influence acted a strong part. Hideyoshi determined to set up a still more imposing effigy in Kyoto, and, in 1586, the work was commenced under the superintendence of Maeda Gen-i. All the principal idol-makers were summoned to the capital, and among them were said to have been some Chinese experts. Hideyoshi declared that whereas the Nara Daibutsu had taken twenty-seven years to build, the Kyoto image should be finished in five. He kept his word. No less than twenty-one provinces were placed under requisition for labour and materials. The enclosure of the temple containing the image measured 260 yards by 274, and the great hall had dimensions of 110 yards by 74.
The construction of a massive statue of Buddha in Nara during the eighth century and in Kamakura in the thirteenth century represented the culmination of significant political initiatives greatly influenced by religion. Hideyoshi decided to create an even more impressive statue in Kyoto, and in 1586, the project began under the supervision of Maeda Gen-i. All the leading sculptors were called to the capital, including some Chinese specialists. Hideyoshi stated that while the Nara Daibutsu took twenty-seven years to complete, the Kyoto statue would be finished in five. He kept his promise. A total of twenty-one provinces were mobilized for labor and materials. The temple enclosure housing the statue measured 260 yards by 274, while the main hall had dimensions of 110 yards by 74.
The original intention had been to make the idol of copper; but as the statue was to have a height of 160 feet, the quantity of metal required could not have been obtained within the time fixed, and lacquered wood was therefore substituted for copper. It is related that timbers of sufficient scantling could not be found anywhere except in the forests at the base of Fuji-yama, and Ieyasu employed fifty thousand labourers at a cost of a one thousand ryo in gold, for the purpose of felling the trees and transporting them to Kyoto. The operations furnished evidence of the curiously arbitrary methods practised officially in that age. Thus, when the building was interrupted owing to a lack of large stones for constructing the pedestal, messengers were sent to appropriate rocks standing in private gardens, without consulting the convenience of the owners, and many beautiful parks were thus deprived of their most picturesque elements. Moreover, on the plea of obtaining iron to make nails, clamps, and so forth, a proclamation was issued calling upon the civilian section of the population at large to throw their swords, their spears, their muskets, and their armour into the melting-pot. This proclamation, though couched in terms of simulated benevolence, amounted in reality to a peremptory order. The people were told that they only wasted their substance and were impeded in the payment of their taxes by spending money upon weapons of war, whereas by giving these for a religious purpose, they would invoke the blessings of heaven and promote their own prosperity. But, at the foot of these specious arguments, there was placed a brief command that the weapons must be surrendered and that those concerned should take due note of their duty in the matter. The import of such an injunction was not lost on the people, and general disarming of the agricultural and the artisan classes marked the success of Hideyoshi's policy. It is on record that he himself actually joined in the manual labour of dragging stones and timbers into position, and that, clad in hempen garments, he led the labourers' chorus of "Kiyari."
The original plan was to make the statue out of copper, but since it was supposed to be 160 feet tall, there wasn't enough metal available in time, so lacquered wood was used instead. It's said that the only suitable timber was found in the forests at the base of Mount Fuji, and Ieyasu hired fifty thousand laborers at a cost of a thousand ryo in gold to cut down the trees and bring them to Kyoto. The work revealed the oddly arbitrary methods used by officials at that time. For instance, when the construction was halted due to a shortage of large stones for the pedestal, messengers were sent to seize rocks from private gardens without regard for the owners' needs, leaving many beautiful parks stripped of their most scenic features. Furthermore, under the pretext of needing iron for nails and other fittings, a proclamation was made urging civilians to surrender their swords, spears, muskets, and armor for melting down. Although it was framed as a kind request, it essentially functioned as a direct order. The people were told that spending money on weapons only drained their resources and hindered tax payments, while donating them for a religious cause would bring divine blessings and enhance their prosperity. Beneath this seemingly benevolent rhetoric was a clear command to surrender the weapons, with a reminder for everyone to recognize their responsibility. The significance of this order was understood by the populace, and the widespread disarmament of farmers and craftsmen signaled the success of Hideyoshi's policies. It is recorded that he personally participated in the labor, helping to move stones and timber, and, dressed in simple hemp clothing, he led the workers in the chant of "Kiyari."
THE JURAKU-TEI
In the year 1586, the Emperor Okimachi resigned the throne to his grandson, Go-Yozei. Like Nobunaga, Hideyoshi was essentially loyal to the Imperial Court. He not only provided for the renovation of the shrines of Ise, but also built a palace for the retiring Emperor's use. On the 11th of the seventh month of 1585, he was appointed regant (kwampaku), and on the 13th of the same month he proceeded to the Court to render thanks. He himself, however, was without a residence in the capital, and to remedy that deficiency he built a palace called Juraku-tei (Mansion of Pleasure) which, according to the accounts transmitted by historians, was an edifice of exceptional magnificence. Thus, the Taikoki (Annals of the Taiko) speak of "gates guarded by iron pillars and copper doors; of high towers which shone like stars in the sky; of roof-tiles which roared in the wind, and of golden dragons which sang songs among the clouds." Nothing now remains of all this grandeur except some of the gates and other decorative parts of the structure, which were given to the builders of the temples of Hongwan-ji after the destruction of the Juraku-tei when Hidetsugu and his whole family died under the sword as traitors. There can be no doubt, however, that the edifice represented every possible feature of magnificence and refinement characteristic of the era.
In 1586, Emperor Okimachi passed the throne to his grandson, Go-Yozei. Like Nobunaga, Hideyoshi remained truly loyal to the Imperial Court. He not only funded the renovation of the Ise shrines but also constructed a palace for the retiring Emperor. On July 11, 1585, he was appointed regent (kwampaku), and on July 13 of the same year, he went to the Court to express his gratitude. However, he did not have a residence in the capital, so to fix that, he built a palace called Juraku-tei (Mansion of Pleasure) that, according to historians, was remarkably grand. The Taikoki (Annals of the Taiko) describe "gates protected by iron pillars and copper doors; tall towers that sparkled like stars in the sky; roof tiles that roared in the wind, and golden dragons that sang among the clouds." Today, nothing remains of that splendor except some gates and other decorative parts, which were given to the builders of the Hongwan-ji temples after the Juraku-tei was destroyed when Hidetsugu and his entire family were executed as traitors. However, it’s clear that the building embodied all the magnificence and elegance typical of that era.
Hideyoshi took up his abode there in 1587, and at the ensuing New Year's festival he prayed to be honoured by a visit from the Emperor. This request was complied with during the month of May in the same year. All the details of the ceremony were ordered in conformity with precedents set in the times of the Ashikaga shoguns, Yoshimitsu and Yoshimasa, but the greatly superior resources of Hideyoshi were enlisted to give eclat to the fete. The ceremonies were spread over five days. They included singing, dancing, couplet composing, and present giving. The last was on a scale of unprecedented dimensions. The presents to the Imperial household and to the Court Nobles Varied from three hundred koku of rice to 5530 ryo of silver, and in the case of the Court ladies, the lowest was fifty koku and the highest three hundred.
Hideyoshi moved into his residence there in 1587, and during the upcoming New Year's festival, he prayed to be honored with a visit from the Emperor. This request was granted in May of that same year. All the details of the ceremony were organized based on traditions from the times of the Ashikaga shoguns, Yoshimitsu and Yoshimasa, but Hideyoshi's much greater resources were used to make the celebration impressive. The ceremonies took place over five days, featuring singing, dancing, couplet writing, and gift-giving. The gifts were on an unprecedented scale. The presents to the Imperial household and the Court Nobles ranged from three hundred koku of rice to 5530 ryo of silver, while the gifts for the Court ladies varied, with the lowest being fifty koku and the highest three hundred.
The occasion was utilized by Hideyoshi for an important ceremony, which amounted to a public recognition of his own supremacy. A written oath was signed and sealed by six great barons, of whom the first four represented the Toyotomi (Hideyoshi's) family and the last two were Ieyasu and Nobukatsu. The signatories of this oath solemnly bound themselves to respect eternally the estates and possessions of the members of the Imperial house, of the Court nobles, and of the Imperial princes, and further to obey faithfully all commands issued by the regent. This obligation was guaranteed by invoking the curse of all the guardian deities of the empire on the head of anyone violating the engagement. A similar solemn pledge in writing was signed by twenty-two of the great military barons.
Hideyoshi used the occasion for an important ceremony that served as a public acknowledgment of his supremacy. A written oath was signed and sealed by six major barons, with the first four representing the Toyotomi (Hideyoshi's) family and the last two being Ieyasu and Nobukatsu. The signatories of this oath solemnly committed to forever respect the estates and possessions of the members of the Imperial family, the Court nobles, and the Imperial princes, as well as to faithfully obey all commands issued by the regent. This commitment was reinforced by invoking the curse of all the guardian deities of the empire on anyone who broke the agreement. A similar formal pledge in writing was signed by twenty-two of the leading military barons.
THE KITANO FETE
The esoterics of the tea ceremonial and the vogue it obtained in the days of the shogun Yoshimasa, have already been described. But note must be taken here of the extraordinary zeal displayed by Hideyoshi in this matter. Some claim that his motive was mainly political; others that he was influenced by purely esthetic sentiments, and others, again, that both feelings were responsible in an equal degree. There is no material for an exact analysis. He doubtless appreciated the point of view of the historian who wrote that "between flogging a war-steed along the way to death and discussing esthetic canons over a cup of tea in a little chamber nine feet square, there was a radical difference." But it must also have appealed keenly to his fancy that he, a veritable upstart, by birth a plebeian and by habit a soldier, should ultimately set the lead in artistic fashions to the greatest aristocrats in the empire in a cult essentially pacific.
The intricacies of the tea ceremony and the trend it gained during the era of the shogun Yoshimasa have been previously discussed. However, it's important to highlight the remarkable enthusiasm that Hideyoshi showed in this regard. Some argue that his motivation was mainly political; others believe he was driven by purely aesthetic feelings, while some say that both motivations played a significant role. There isn't enough evidence for a precise analysis. He certainly understood the perspective of the historian who noted that "there was a fundamental difference between forcing a warhorse to its doom and discussing aesthetic principles over a cup of tea in a small room of nine square feet." But it must have also appealed to his sense of self that he, an actual outsider—born of common roots and trained as a soldier—could ultimately influence artistic trends among the highest aristocrats in the empire through a movement that was fundamentally peaceful.
However these things may have been, the fact remains that on the 1st of November, 1587, there was organized by his orders on the Pine Plain (Matsubara) of Kitano a cha-no-yu fete of unprecedented magnitude. The date of the fete was placarded in Kyoto, Nara, Osaka, Sakai, and other towns of importance more than a month in advance; all lovers of the tea cult were invited, whether plebeian or patrician, whether rich or poor; frugality was enjoined, and the proclamations promised that the choicest among the objects of art collected by Hideyoshi during many decades should be exhibited. It is recorded that over 360 persons attended the fete. Some erected simple edifices under the pine trees; some set up a monster umbrella for a roof, and some brought portable pavilions. These various edifices are said to have occupied a space of six square miles. Three pavilions were devoted to Hideyoshi's art-objects, and he himself served tea and exhibited his esthetic treasures to Ieyasu, Nobukatsu, Toshiiye, and other distinguished personages.
However things may have been, the fact remains that on November 1, 1587, he organized a cha-no-yu festival of unparalleled scale on the Pine Plain (Matsubara) of Kitano. The date of the festival was announced in Kyoto, Nara, Osaka, Sakai, and other significant towns more than a month in advance; all tea enthusiasts were invited, whether commoners or nobles, whether rich or poor; frugality was encouraged, and the announcements promised that the finest art pieces collected by Hideyoshi over many years would be on display. It’s recorded that over 360 people attended the festival. Some built simple structures under the pine trees; some set up a large umbrella for cover, and some brought portable pavilions. These various structures reportedly occupied a space of six square miles. Three pavilions were dedicated to Hideyoshi's art pieces, and he personally served tea and showcased his aesthetic treasures to Ieyasu, Nobukatsu, Toshiiye, and other notable guests.
HIDEYOSHI'S LARGESSE
Hideyoshi's love of ostentation when political ends could be served thereby was strikingly illustrated by a colossal distribution of gold and silver. One morning in June, 1589, the space within the main gate of the Juraku palace was seen to be occupied throughout a length of nearly three hundred yards with gold and silver coins heaped up on trays each containing one hundred and fifty pieces. Immediately within the gate sat Hideyoshi, and beside him was the Emperor's younger brother, Prince Roku. The mass of glittering treasure was guarded by officials under the superintendence of Maeda Gen-i, and presently the names of the personages who were to be recipients of Hideyoshi's largesse were read aloud, whereupon each of those indicated advanced and received a varying number of the precious trays. The members of Hideyoshi's family were specially favoured in this distribution. His mother received 3000 ryo of gold and 10,000 ryo of silver; his brother, Hidenaga, 3000 ryo of gold and 20,000 of silver; and his nephew, Hidetsugu, 3000 of gold and 10,000 of silver. To Nobukatsu, to Ieyasu, to Mori Terumoto, to Uesugi Kagekatsu, and to Maeda Toshiiye, great sums were given, varying from 3000 ryo of gold and 10,000 of silver to 1000 of gold and 10,000 of silver. It is said that the total of the coins thus bestowed amounted to 365,000 ryo, a vast sum in that era. A history of the time observes that the chief recipients of Hideyoshi's generosity were the members of his own family, and that he would have shown better taste had he made these donations privately. Perhaps the deepest impression produced by this grand display was a sense of the vast treasure amassed by Hideyoshi; and possibly he contemplated something of the kind.
Hideyoshi's love for showiness when it served his political goals was dramatically illustrated by a massive distribution of gold and silver. One morning in June 1589, the area inside the main gate of the Juraku palace was occupied for nearly three hundred yards with gold and silver coins piled on trays, each holding one hundred and fifty pieces. Right inside the gate sat Hideyoshi, alongside the Emperor's younger brother, Prince Roku. The dazzling pile of treasure was watched over by officials under the supervision of Maeda Gen-i, and soon the names of those who would receive Hideyoshi's gifts were read out loud. Each selected person stepped forward to collect a varying number of the valuable trays. Hideyoshi’s family received special attention in this distribution. His mother got 3000 ryo of gold and 10,000 ryo of silver; his brother, Hidenaga, received 3000 ryo of gold and 20,000 ryo of silver; and his nephew, Hidetsugu, took home 3000 ryo of gold and 10,000 ryo of silver. Significant amounts were also given to Nobukatsu, Ieyasu, Mori Terumoto, Uesugi Kagekatsu, and Maeda Toshiiye, ranging from 3000 ryo of gold and 10,000 ryo of silver to 1000 ryo of gold and 10,000 ryo of silver. It's said that the total value of the coins given away reached 365,000 ryo, an enormous sum for that time. A history from that period notes that the main beneficiaries of Hideyoshi's generosity were his own family members and suggests he would have shown better taste by making these donations privately. Perhaps the most significant impression from this grand display was the sense of the immense wealth Hideyoshi had accumulated, and he may have contemplated that very notion.
ENGRAVING: SNOW IMAGE OF DHARMA
ENGRAVING: A FENCING OUTFIT
CHAPTER XXXV
THE INVASION OF KOREA
CAUSES
HAVING brought the whole of Japan under his control, Hideyoshi conceived the project of conquering China. That appears to be the simplest explanation of his action. His motive, however, has been variously interpreted. Some historians maintain that his prime purpose was to find occupation for the vast host of soldiers who had been called into existence in Japan by four centuries of almost continuous warfare. Others do not hesitate to allege that this oversea campaign was designed for the purpose of assisting to exterminate the Christian converts. Others, again, attempt to prove that personal ambition was Hideyoshi's sole incentive. It does not seem necessary to estimate the relative truth of these analyses, especially as the evidence adduced by their several supporters is more or less conjectural. As to the idea that Hideyoshi was influenced by anti-Christian sentiment, it is sufficient to observe that out of nearly a quarter of a million of Japanese soldiers who landed in Korea during the course of the campaign, not so much as ten per cent, were Christians, and with regard to the question of personal ambition, it may be conceded at once that if Hideyoshi's character lays him open to such a charge, his well-proven statecraft exonerates him from any suspicion of having acted without thought for his country's good.
Having brought all of Japan under his control, Hideyoshi dreamed of conquering China. That seems to be the simplest way to explain his actions. However, his motives have been interpreted in various ways. Some historians argue that his main goal was to find something for the vast number of soldiers created by four centuries of nearly continuous warfare in Japan. Others claim that this overseas campaign was meant to help wipe out Christian converts. Yet others try to demonstrate that personal ambition was Hideyoshi's only motivation. It doesn’t seem necessary to weigh the relative truth of these analyses, especially since the evidence provided by their supporters is largely speculative. Regarding the idea that Hideyoshi was driven by anti-Christian sentiment, it's enough to point out that out of nearly a quarter of a million Japanese soldiers who landed in Korea during the campaign, fewer than ten percent were Christians. As for the question of personal ambition, it can be acknowledged that if Hideyoshi's character makes him susceptible to such an accusation, his proven skill in governance clears him of any suspicion of acting without consideration for his country's well-being.
One fact which does not seem to have been sufficiently considered by annalists is that during the sixteenth century the taste for foreign adventure had grown largely in Japan. Many persons had gone abroad in quest of fortune and had found it. It is on record that emigrants from the province of Hizen had established themselves in considerable numbers in China, and that their success induced their feudal lord, Nabeshima, to seek the Central Government's permission for returning his province to the latter and taking, in lieu, the district near Ningpo, where his vassals had settled. Hideyoshi doubtless shared the general belief that in oversea countries Japanese enterprise could find many profitable opportunities, and it is easy to believe that the weakened condition of China towards the close of the Ming dynasty led him to form a not very flattering estimate of that country's power of resistance.
One fact that doesn’t seem to have been considered enough by historians is that during the sixteenth century, the desire for foreign adventure had significantly increased in Japan. Many people traveled abroad in search of fortune and found success. Records show that emigrants from the Hizen province settled in large numbers in China, and their success motivated their feudal lord, Nabeshima, to request permission from the Central Government to return his province and, in exchange, take over the area near Ningpo where his vassals had settled. Hideyoshi likely shared the common belief that overseas countries offered many profitable opportunities for Japanese initiative, and it's easy to think that the weakened state of China toward the end of the Ming dynasty led him to underestimate that country’s ability to resist.
The conquest of Korea had not in itself any special temptation. He regarded the peninsula simply as a basis for an attack upon China, and he made it quite clear to the Korean sovereign that, if the latter suffered his territories to be converted into a stepping-stone for that purpose, friendship with Japan might be confidently anticipated. Korea, at that time, was under the sway of a single ruler, whose dynasty enjoyed the protection of the Chinese Court, and between the two sovereigns embassies were regularly exchanged. It has already been stated in these pages that towards the middle of the fifteenth century Japanese settlers in Korea had been assigned three places of residence, but owing to the exactions suffered at the hands of the local authorities, these settlers had risen in revolt and had finally been expelled from Korea until the year 1572, when a concession was once more set apart for Japanese use at Fusan. No longer, however, were envoys sent from Korea to Japan, and evidence of the outrages committed from time to time by Japanese pirates is furnished by a decree of the Korean Government that a Japanese subject landing anywhere except at Fusan would be treated as a corsair.
The conquest of Korea was not particularly tempting on its own. He saw the peninsula simply as a launchpad for an attack on China, and made it clear to the Korean ruler that if his territories were allowed to become a means to that end, they could expect a solid friendship with Japan. At that time, Korea was ruled by a single monarch, whose dynasty was protected by the Chinese Court, and embassies were regularly exchanged between the two rulers. It has already been mentioned here that in the mid-fifteenth century, Japanese settlers in Korea were given three designated areas to live in, but due to the harsh treatment from local authorities, these settlers revolted and were ultimately expelled from Korea until 1572, when a new area was again allocated for Japanese use in Fusan. However, envoys were no longer sent from Korea to Japan, and a decree from the Korean Government indicated that any Japanese citizen landing anywhere other than Fusan would be treated as a pirate.
Such were the existing conditions when, in 1587, Hideyoshi called upon the Korean monarch to explain the cessation of the old-time custom of exchanging envoys. To this the King of Korea replied that he would willingly renew the ancient relations provided that the Japanese authorities seized and handed over a number of Korean renegades, who had been acting as guides to Japanese pirates in descents on the Korean coast. This stipulation having been complied with, a Korean embassy was duly despatched by Kyoto, and after some delay its members were received by Hideyoshi in the hall of audience. What happened on this occasion is described in Korean annals, translated as follows by Mr. Aston*:
Such were the existing conditions when, in 1587, Hideyoshi asked the Korean king to explain why the old practice of exchanging envoys had stopped. In response, the King of Korea said he would gladly restore the ancient relations if the Japanese authorities would capture and hand over some Korean renegades who had been guiding Japanese pirates during their raids on the Korean coast. Once this condition was met, a Korean embassy was sent from Kyoto, and after some delays, its members were received by Hideyoshi in the audience hall. What occurred during this meeting is recorded in Korean annals, translated as follows by Mr. Aston*:
*Hideyoshi's Invasion of Korea, by Aston. "Transactions of the
Asiatic Society of Japan," Vol. VI.
*Hideyoshi's Invasion of Korea, by Aston. "Transactions of the
Asiatic Society of Japan," Vol. VI.
The ambassadors were allowed to enter the palace gate borne in their palanquins. They were preceded the whole way by a band of music. They ascended into the hall, where they performed their obeisances. Hideyoshi is a mean and ignoble-looking man; his complexion is dark, and his features are wanting in distinction. But his eyeballs send out fire in flashes—enough to pierce one through. He sat upon a threefold cushion with his face to the south. He wore a gauze hat and a dark-coloured robe of State. His officers were ranged round him, each in his proper place. When the ambassadors were introduced and had taken their seats, the refreshments offered them were of the most frugal description. A tray was set before each, on which was one dish containing steamed mochi (rice-cake), and sake of an inferior quality was handed round a few times in earthenware cups and in a very unceremonious way. The civility of drinking to one another was not observed.
The ambassadors were allowed to enter the palace gate carried in their palanquins. They were accompanied the entire way by a musical band. They went up into the hall, where they bowed respectfully. Hideyoshi is a mean-looking and unremarkable man; he has a dark complexion, and his features lack distinction. But his eyes flash with intensity—enough to pierce through you. He sat on a threefold cushion facing south. He wore a gauzy hat and a dark-colored robe. His officers were arranged around him, each in their proper place. When the ambassadors were introduced and took their seats, the refreshments offered to them were quite modest. A tray was placed before each of them, with one dish containing steamed mochi (rice cake), and low-quality sake was passed around a few times in earthenware cups, in a very casual manner. The courtesy of toasting one another was not observed.
After a short interval, Hideyoshi retired behind a curtain, but all his officers remained in their places. Soon after, a man came out dressed in ordinary clothes, with a baby in his arms, and strolled about the hall. This was no other than Hideyoshi himself, and everyone present bowed down his head to the ground. Looking out between the pillars of the hall, Hideyoshi espied the Korean musicians. He commanded them to strike up all together as loud as they could, and was listening to their music when he was reminded that babies could despise ceremonies as much as princes, and laughingly called one of his attendants to take the child and bring him a change of clothing. He seemed to do exactly as he pleased, and was as unconcerned as if nobody else were present. The ambassadors, having made their obeisance, retired, and this audience was the only occasion on which they were admitted to Hideyoshi's presence.
After a short break, Hideyoshi stepped behind a curtain, but all his officers stayed in their places. Shortly after, a man walked out dressed in regular clothes, holding a baby in his arms, and strolled around the hall. This was none other than Hideyoshi himself, and everyone there bowed their heads to the ground. Looking out between the pillars of the hall, Hideyoshi spotted the Korean musicians. He told them to play together as loudly as they could, and while listening to their music, he was reminded that babies could disregard ceremonies just like princes. He laughed and called one of his attendants to take the child and bring him a change of clothes. He acted however he wanted, seeming completely unconcerned as if nobody else was there. The ambassadors, after making their formal bows, left, and this audience was the only time they were allowed in Hideyoshi's presence.
After long delay Hideyoshi replied to the letter carried by the above envoys, and his language is important as clearly indicating the part which he designed for Korea in the pending war. The document is thus translated by Mr. Aston:
After a long delay, Hideyoshi responded to the letter brought by the envoys mentioned above, and his words are significant as they clearly outline the role he envisioned for Korea in the upcoming war. The document is translated by Mr. Aston as follows:
This empire has of late years been brought to ruin by internal dissensions which allowed no opportunity for laying aside armour. This state of things roused me to indignation, and in a few years I restored peace to the country. I am the only remaining scion of a humble stock, but my mother once had a dream in which she saw the sun enter her bosom, after which she gave birth to me. There was then a soothsayer who said: "Wherever the sun shines, there will be no place which shall not be subject to him. It may not be doubted that one day his power will overspread the empire." It has therefore been my boast to lose no favourable opportunity, and taking wings like a dragon, I have subdued the east, chastised the west, punished the south, and smitten the north. Speedy and great success has attended my career, which has been like the rising sun illuminating the whole earth.
This empire has recently been destroyed by internal conflicts that never allowed for a break from fighting. This situation angered me, and after a few years, I brought peace back to the country. I am the last descendant of a humble family, but my mother once dreamed that the sun entered her heart, after which she gave birth to me. There was a fortune-teller who said, "Wherever the sun shines, there will be no place that will not be under his control. It’s clear that one day his power will spread across the empire." Therefore, I've made it my mission to seize every opportunity, and like a dragon taking flight, I have conquered the east, disciplined the west, punished the south, and struck the north. My journey has been met with swift and significant success, like the rising sun lighting up the entire earth.
When I reflect that the life of man is less than one hundred years, why should I spend my days in sorrow for one thing only? I will assemble a mighty host, and, invading the country of the great Ming, I will fill with the hoar-frost from my sword the whole sky over the four hundred provinces. Should I carry out this purpose, I hope that Korea will be my vanguard. Let her not fail to do so, for my friendship with your honourable country depends solely on your conduct when I lead my army against China.
When I think about how a person's life is less than a hundred years, why should I waste my days being sad over just one thing? I will gather a powerful army and invade the land of the great Ming, and I will cover the entire sky over the four hundred provinces with the frost from my sword. If I go through with this plan, I hope Korea will be at the front. Don’t let me down, because my friendship with your esteemed country relies entirely on how you act when I lead my army against China.
The Korean envoys entrusted with the delivery of the above despatch were accompanied by one of the chief vassals of the Tsushima baron, and a monk, named Genso, who acted in the capacity of interpreter. By these two Japanese the Korean Government was clearly informed that nothing was required of Korea beyond throwing open the roads to China, and that she would not be asked to give any other assistance whatever in the war against her northern neighbour. In the context of this explanation, the Seoul Government was reminded that, three centuries previously, Korea had permitted her territory to be made a basis of Mongolian operations against Japan, and therefore the peninsula might well allow itself to be now used as a basis of Japanese operations against China. From Korean annals we learn that the following despatch was ultimately sent by the Korean sovereign to Hideyoshi*:
The Korean envoys in charge of delivering the message were accompanied by a chief vassal of the Tsushima baron and a monk named Genso, who served as the interpreter. Through these two Japanese representatives, the Korean Government was clearly informed that all that was expected from Korea was to open the roads to China, and that it would not be asked for any further assistance in the war against its northern neighbor. In this context, the Seoul Government was reminded that, three centuries earlier, Korea had allowed its territory to be used as a base for Mongolian operations against Japan, so it could certainly allow itself to be used now as a base for Japanese operations against China. From Korean records, we learn that the following message was ultimately sent by the Korean sovereign to Hideyoshi*:
*Hulbert's History of Korea.
Hulbert's History of Korea.
Two letters have already passed between us, and the matter has been sufficiently discussed. What talk is this of our joining you against China? From the earliest times we have followed law and right. From within and from without all lands are subject to China. If you have desired to send your envoys to China, how much more should we? When we have been unfortunate she has helped us. The relations which subsist between us are those of parent and child. This you know well. Can we desert both Emperor and parent and join with you? You doubtless will be angry at this, and it is because you have not been admitted to the Court of China. Why is it that you are not willing to admit the suzerainty of the Emperor, instead of harbouring such hostile intents against him? This truly passes our comprehension.
Two letters have already been exchanged between us, and we've discussed this issue enough. What is this talk about us joining you against China? From the beginning, we've followed the law and what’s right. All lands, both near and far, are under China’s influence. If you wish to send your envoys to China, why shouldn’t we do the same? When we've faced difficulties, China has helped us. The relationship between us is like that of a parent and child. You know this well. How can we turn our backs on both our Emperor and our parent to side with you? You’ll likely be upset about this, but it’s because you haven’t been welcomed at the Court of China. Why aren’t you willing to recognize the Emperor’s authority instead of holding onto such hostile intentions against him? This truly baffles us.
The bitterness of this language was intensified by a comment made to the Japanese envoys when handing them the above despatch. His Majesty said that Japan's programme of conquering China resembled an attempt to bail out the ocean with a cockle-shell. From Korea's point of view her attitude was perfectly justifiable. The dynasty by which the peninsula was then ruled owed its very existence to China's aid, and during two centuries the peninsula had enjoyed peace and a certain measure of prosperity under that dynasty. On the other hand, Korea was not in a position to think of resisting Japan on the battle-field. The only army which the former could boast of possessing consisted of men who were too indigent to purchase exemption from service with the colours, and thus she may be said to have been practically without any efficient military organization. Moreover, her troops were not equipped with either artillery or match-locks. The only advantage which she possessed may be said to have been exceedingly difficult topographical features, which were practically unknown to the Japanese. Japan had not at that time even the elements of the organization which she was ultimately destined to carry to such a high point of perfection. She had no secret-service agents or any cartographers to furnish her generals with information essential to the success of an invasion, and from the moment that her troops landed in Korea, their environment would be absolutely strange.
The bitterness of this language was made even sharper by a comment made to the Japanese envoys when handing them the above dispatch. His Majesty said that Japan's plan to conquer China was like trying to bail out the ocean with a shell. From Korea's perspective, her stance was completely understandable. The dynasty ruling the peninsula at that time owed its very existence to China's support, and for two centuries, the peninsula enjoyed peace and a degree of prosperity under that dynasty. On the other hand, Korea couldn't realistically think about resisting Japan on the battlefield. The only army Korea had was made up of men too poor to pay for an exemption from military service, meaning they really had no effective military organization. Furthermore, their troops lacked any artillery or match-locks. The only advantage they had was the difficult terrain, which was mostly unfamiliar to the Japanese. At that time, Japan didn’t even have the basic organization it would eventually develop to a high level of effectiveness. They had no secret agents or cartographers to provide their generals with crucial information for a successful invasion, and once their troops landed in Korea, everything around them would be completely unfamiliar.
JAPAN'S PREPARATIONS
These considerations did not, however, deter Hideyoshi. Immediately on receipt of the above despatch from the Korean Court, preparations were commenced for an oversea expedition on a colossal scale. Nagoya, in the province of Hizen, was chosen for the home-basis of operations. It has been observed by several critics that if Hideyoshi, instead of moving by Korea, had struck at China direct oversea, he would in all probability have seen his flag waving over Peking in a few months, and the whole history of the Orient would have been altered. That may possibly be true. But we have to remember that the Korean peninsula lies almost within sight of the shores of Japan, whereas to reach China direct by water involves a voyage of several hundred miles over seas proverbially tempestuous and dangerous. Even in modern times, when maritime transport has been so greatly developed, a general might well hesitate between the choice of the Korean and the ocean routes to China from Japan, were he required to make a choice. In the face of the certainty of Korean hostility, however, Hideyoshi's selection was certainly open to criticism. Nevertheless, the event showed that he did not err in his calculations so far as the operations on shore were concerned.
These factors didn't, however, stop Hideyoshi. Right after receiving the message from the Korean Court, he started preparations for a huge overseas expedition. Nagoya, in the Hizen province, was chosen as the main base for operations. Several critics have pointed out that if Hideyoshi had attacked China directly instead of going through Korea, he probably would have seen his flag flying over Peking in just a few months, completely changing the history of the East. That might be true. But we have to keep in mind that the Korean peninsula is almost in view of Japan's shores, while reaching China directly by sea requires a journey of several hundred miles over notoriously stormy and dangerous waters. Even today, with all the advancements in maritime transport, a general might hesitate between taking the Korean route or the ocean route to China from Japan if he had to make that choice. However, given the certainty of hostility from Korea, Hideyoshi's choice was definitely open to criticism. Still, events showed that he wasn’t wrong in his calculations regarding the operations on land.
He himself remained in Japan throughout the whole war. He went to Nagoya towards the close of 1592 and stayed there until the beginning of 1594, and it was generally understood that he intended ultimately to assume direct command of the oversea armies. In fact, at a council held to consider this matter, he proposed to cross the water at the head of one hundred and fifty thousand men, handing over the administration of affairs in Japan to Ieyasu. On that occasion, one of his most trusted followers, Asano Nagamasa, provoked a violent outburst of temper on Hideyoshi's part by declaring that such a scheme would be an act of lunacy, since Hideyoshi's presence alone secured the empire against recurrence of domestic strife. The annals are not very clear at this point, but everything seems to indicate that Hideyoshi's purpose of leading the armies in person would have been carried into practice had it not become certain that the invasion of China would have to be abandoned. The time and the manner in which this failure became clear will be seen as we proceed.
He stayed in Japan for the entire war. He went to Nagoya near the end of 1592 and remained there until early 1594, and it was commonly understood that he planned to ultimately take direct command of the overseas armies. In fact, at a council meeting to discuss this, he proposed to lead one hundred and fifty thousand men across the water, handing over the management of affairs in Japan to Ieyasu. During that meeting, one of his most trusted followers, Asano Nagamasa, angered Hideyoshi by claiming that such a plan was crazy, as Hideyoshi’s presence alone ensured that the empire wouldn’t fall into internal conflict. The historical records aren’t very clear at this point, but everything suggests that Hideyoshi would have gone ahead with leading the armies in person if it hadn’t become clear that the invasion of China had to be called off. The timing and details of how this failure became evident will be discussed as we continue.
CONDITIONS FROM THE INVADER'S POINT OF VIEW
The sea which separates Japan from the Korean peninsula narrows on the south to a strait divided by the island of Tsushima into two channels of nearly equal width. Tsushima had, for centuries, been the Japanese outpost in this part of the empire. To reach the island from the Japanese side was always an easy and safe task, but in the fifty-six-mile channel that separates Tsushima from the peninsula of Korea an invading flotilla had to run the risk of an attack by Korean warships.* The army assembled at Nagoya totalled over three hundred thousand men, whereof some seventy thousand constituted the first fighting line and eighty-seven thousand the second, the remainder forming a reserve to meet contingencies. The question of maritime transport presented some difficulty, but was solved by the expedient of ordering each maritime feudatory to furnish two large ships for every hundred thousand koku of the fief's assessment, and their crews were obtained by compelling each fishing village to furnish ten sailors for every hundred houses it contained. These were not fighting vessels but mere transports. Fighting men to the number of ninety-two hundred were, however, distributed among the ships, and were armed with match-locks, bows, and swords. The problem of commissariat was very formidable. This part of the enterprise was entrusted solely to Asano Nagamasa, minister of Justice, one of the five bugyo,—that is to say, five officials called administrators, in whose intelligence and competence Hideyoshi placed signal reliance. In the records of the Asano family it is stated that an immense quantity of rice was shipped at the outset, but that on landing in Korea the army found ample supplies of grain in every castle throughout the peninsula. Nevertheless, the problem of provisions ultimately became exceedingly difficult, as might well have been predicted.
The sea that separates Japan from the Korean peninsula narrows in the south to a strait divided by Tsushima Island into two channels of almost equal width. For centuries, Tsushima had been Japan's outpost in this area of the empire. Getting to the island from the Japanese side was always easy and safe, but in the fifty-six-mile channel that separates Tsushima from the Korean peninsula, any invading fleet had to risk an attack by Korean warships.* The army gathered at Nagoya consisted of over three hundred thousand men, with about seventy thousand forming the front line and eighty-seven thousand the second line, while the rest made up a reserve for emergencies. The issue of maritime transport was somewhat challenging, but it was addressed by requiring each feudal lord to provide two large ships for every hundred thousand koku of their territory’s assessment, and their crews were sourced by requiring each fishing village to supply ten sailors for every hundred houses it had. These ships were not war vessels but simple transports. However, ninety-two hundred fighting men were assigned to the ships, armed with match-locks, bows, and swords. The supply issue was quite significant. This aspect of the operation was the sole responsibility of Asano Nagamasa, the Minister of Justice, one of the five bugyo—that is, the five officials known as administrators—in whom Hideyoshi had great trust. According to the records of the Asano family, a massive amount of rice was shipped at the beginning, but upon arriving in Korea, the army found plenty of grain supplies in every castle across the peninsula. Nonetheless, the supply problem eventually became extremely challenging, as could have been expected.
*See the Encyclopedia Britannica, 11th edition; article "Japan," by
Brinkley.
*See the Encyclopedia Britannica, 11th edition; article "Japan," by
Brinkley.
PLAN OF CAMPAIGN
As for the plan of campaign, it was precisely in accord with the principles of modern strategy. The van, consisting of three army corps, was to cross rapidly to Fusan on the south coast of the peninsula, whence a movement northward, towards the capital, Seoul, was to be immediately commenced, one corps marching by the eastern coast-road, one by the central route, and one by the western. "Thereafter the other four corps, which formed the first fighting line, together with the corps under the direct orders of the commander-in-chief, Ukita Hideiye, were to cross for the purpose of effectually subduing the regions through which the van had passed; and, finally, the two remaining corps of the second line were to be transported by sea up the west coast of the peninsula, to form a junction with the van which, by that time, should be preparing to pass into China over the northern boundary of Korea, namely, the Yalu River. For the landing-place of these re-enforcements the town of Pyong-yang was adopted, being easily accessible by the Tadong River from the coast. In later ages, Japanese armies were destined to move twice over these same regions, once to the invasion of China [in 1894], once to the attack of Russia [in 1904], and they adopted almost the same strategical plan as that mapped out by Hideyoshi in the year 1592. The forecast was that the Koreans would offer their chief resistance, first, at the capital, Seoul; next at Pyong-yang, and finally at the Yalu, as the approaches to all these places constituted positions capable of being utilized to great advantage for defensive purposes."*
As for the campaign plan, it aligned perfectly with the principles of modern strategy. The front, made up of three army corps, was to cross quickly to Fusan on the south coast of the peninsula, after which they would immediately head north toward the capital, Seoul, with one corps taking the eastern coastal road, another using the central route, and the last one traveling along the western route. "Next, the other four corps forming the first fighting line, along with the corps under the direct command of the commander-in-chief, Ukita Hideiye, would cross over to effectively take control of the areas that the front corps had passed through; finally, the two remaining corps of the second line would be transported by sea up the west coast of the peninsula to join the front, which by then would be preparing to move into China via Korea's northern border at the Yalu River. The chosen landing spot for these reinforcements was the town of Pyong-yang, easily reachable via the Tadong River from the coast. In later years, Japanese armies would traverse these same regions twice: first for the invasion of China in 1894, and again for the attack on Russia in 1904, following nearly the same strategic plan laid out by Hideyoshi in 1592. It was predicted that the Koreans would put up their strongest resistance first at the capital, Seoul; then at Pyong-yang; and finally at the Yalu, as the routes to these locations provided advantageous positions for defense."*
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
THE MARCH TO SEOUL
On the 24th of May, 1592, the first army corps (18,700 men), under the command of Konishi Yukinaga, crossed unmolested to the peninsula. So little did the Koreans anticipate an invasion that the earliest intelligence they had of the advent of the invaders was furnished by the commandant of Fusan, who happened that day to be hunting on Deer Island at the entrance to the harbour, and who sighted the approach of the hostile flotilla. On the 25th, Konishi's troops carried the castle of Fusan by storm, after a brave resistance by the garrison, and, on the 27th, the same fate befell another and stronger fortress lying three miles inland and garrisoned by twenty thousand picked soldiers. Four days after the landing of Konishi's army, the second corps (20,800 strong), under Kato Kiyomasa, reached Fusan, and immediately took the east-coast road, according to the programme of campaign.
On May 24, 1592, the first army corps (18,700 men), led by Konishi Yukinaga, crossed the peninsula without any resistance. The Koreans were so unprepared for an invasion that their first warning about the invaders came from the commandant of Fusan, who was out hunting on Deer Island at the harbor's entrance and spotted the enemy fleet approaching. On the 25th, Konishi's troops stormed the castle of Fusan after a fierce fight from the garrison, and on the 27th, a similar fate fell upon another stronger fortress located three miles inland, which was defended by twenty thousand elite soldiers. Four days after Konishi's army landed, the second corps (20,800 strong), under Kato Kiyomasa, arrived in Fusan and immediately took the east-coast road as planned for the campaign.
Thenceforth, however, it was really a race between the two armies as to which should form the van. At the pass of Cho-ryung a reunion was effected. This position offered exceptional facilities for defence, but owing to some unexplained reason no attempt was made by the Koreans to hold it. A few miles further north stood a castle reckoned the strongest fortress in the peninsula. Konishi and Kato continued the combination of their forces as they approached this position, but, contrary to expectation, the Koreans fought in the open and the castle fell without difficulty. Thereafter, the two corps separated, Kato taking the westerly road and Konishi the direct route to Seoul. In short, although the two generals have been accused of crippling themselves by jealous competition, the facts indicate that they co-operated effectively as far as the river Imjin, where a strenuous effort to check them was expected to be made by the Koreans.
From then on, it became a real race between the two armies to see which one could take the lead. They met at the Cho-ryung pass. This location had great defensive advantages, but for some unknown reason, the Koreans didn’t try to hold it. A few miles further north was a castle considered the strongest fortress on the peninsula. Konishi and Kato continued to combine their forces as they got closer to this position, but unexpectedly, the Koreans fought out in the open, and the castle fell easily. After that, the two corps split up, with Kato taking the western road and Konishi heading directly to Seoul. In summary, although both generals have been criticized for undermining each other due to jealousy, the evidence suggests that they worked together effectively up to the Imjin River, where the Koreans were expected to make a strong effort to stop them.
From the landing place at Fusan to the gates of Seoul the distance is 267 miles. Konishi's corps covered that interval in nineteen days, storming two forts, carrying two positions, and fighting one pitched battle on the way. Kato's corps, travelling by a circuitous and more arduous road but not meeting with so much resistance, traversed the distance between Fusan and the capital in four days less. At Seoul, with its thirty thousand battlements and three times as many embrasures, requiring a garrison ninety thousand strong, only seven thousand were available, and nothing offered except flight, a course which the Royal Court adopted without hesitation, leaving the city to be looted and partially destroyed, not by the Japanese invaders but by the Korean inhabitants themselves.
From the landing point at Fusan to the gates of Seoul, the distance is 267 miles. Konishi's troops covered that distance in nineteen days, storming two forts, securing two positions, and engaging in one major battle along the way. Kato's troops, traveling a longer and more challenging route but facing less resistance, made the journey from Fusan to the capital in four days less. At Seoul, with its thirty thousand battlements and three times as many embrasures, needing a garrison of ninety thousand, only seven thousand were available. The only choice left was to flee, a decision the Royal Court made without hesitation, abandoning the city to be looted and partially destroyed—not by the Japanese invaders, but by the Korean residents themselves.
The King did not halt until he had placed the Imjin River between himself and the enemy. Moreover, as soon as he there received news of the sack of the city, he renewed his flight northward and took up his quarters at Pyong-yang. It was on the 12th of June that the Korean capital fell, and by the 16th four army corps had assembled there, while four others had effected a landing at Fusan. After a rest of fifteen days, the northern advance was resumed from Seoul, with the expectation that a great struggle would take place on the banks of the Imjin. The conditions were eminently favourable for defence, inasmuch as the approach to the river from the south was only by one narrow gulch, whereas, on the northern side, lay a long, sandy stretch where troops could easily be deployed. Moreover the Japanese had no boats wherewith to negotiate a broad and swiftly flowing river. During ten days the invaders remained helpless on the southern bank. Then the Koreans allowed themselves to be betrayed by the common device of a simulated retreat. They crossed in exultant pursuit, only to find that they had been trapped into an ambush. Konishi and Kato now again separated, the former continuing the direct advance northward, and the latter taking the northeastern route, which he ultimately followed along the whole of the coast as far as Kyong-sang, whence he turned inland and finally reached Hai-ryong, a place destined to acquire much importance in modern times as the point of junction of the Kilin-Korean railways.
The King didn’t stop until he had the Imjin River between him and the enemy. As soon as he learned about the city being sacked, he fled north again and set up camp in Pyong-yang. The Korean capital fell on June 12th, and by the 16th, four army corps had gathered there, while four others landed at Fusan. After a fifteen-day break, the northern advance resumed from Seoul, with the expectation of a major battle along the banks of the Imjin. The conditions were very favorable for defense, since the only access to the river from the south was through one narrow gorge, while the northern side had a long sandy area where troops could easily spread out. Plus, the Japanese had no boats to cross the wide and fast-flowing river. For ten days, the invaders remained stuck on the southern bank. Then the Koreans fell for the common trick of a fake retreat. They crossed in eager pursuit, only to realize they had walked into an ambush. Konishi and Kato separated once more, with the former continuing to advance north and the latter taking a northeastern route, which he followed all along the coast to Kyong-sang. From there, he moved inland and eventually reached Hai-ryong, a location that would become significant in modern times as the meeting point of the Kilin-Korean railways.
The distance from Seoul to Pyong-yang on the Tadong is 130 miles, and it was traversed by the Japanese in eighteen days, ten of which had been occupied in forcing the passage of the Imjin. On the southern bank of the Tadong, the invaders found themselves in a position even more difficult than that which had confronted them at the Imjin. They had to pass a wide rapid river with a walled city of great strength on its northern bank and with all the boats in the possession of the Korean garrison, which was believed to be very numerous. Some parleying took place, and the issue of the situation seemed very doubtful when the Koreans lost patience and crossed the river, hoping to destroy the Japanese by a night attack. They miscalculated the time required for this operation, and daylight compelled them to abandon the enterprise when its only result had been to disclose to the invaders the whereabouts of the fords. Then ensued a disorderly retreat on the part of the Koreans, and there being no time for the latter to fire the town, storehouses full of grain fell into the hands of the invaders. The Korean Court resumed its flight as far as Wi-ju, a few miles south of the Yalu River, whence messengers were sent to China to solicit succour.
The distance from Seoul to Pyongyang on the Tadong River is 130 miles, and the Japanese took eighteen days to cross it, spending ten of those days trying to get over the Imjin. On the southern bank of the Tadong, the invaders found themselves in an even tougher spot than they had at the Imjin. They needed to cross a wide, fast river with a heavily fortified city on the northern bank, where all the boats were controlled by a large Korean garrison. After some discussions, the situation seemed uncertain until the Koreans grew impatient and decided to cross the river, hoping to launch a surprise night attack on the Japanese. However, they underestimated the time needed for this operation, and the arrival of daylight forced them to abandon the plan, revealing to the invaders the locations of the shallow crossings. This led to a chaotic retreat by the Koreans, and with no time to set fire to the town, the invaders ended up with storehouses full of grain. The Korean Court continued its escape as far as Wi-ju, just south of the Yalu River, from where messengers were sent to China to request help.
THE COMMAND OF THE SEA
Thus far, everything had marched in perfect accord with the Japanese programme. A force of nearly two hundred thousand men had been carried over the sea and had overrun practically the whole of Korea. "At this point, however, the invasion suffered a check owing to a cause which in modern times has received much attention, though in Hideyoshi's days it had been little considered; the Japanese lost the command of the sea. The Japanese idea of sea fighting in those times was to use open boats propelled chiefly by oars. They closed as quickly as possible with the enemy and then fell on with the trenchant swords which they used so skilfully. Now, during the fifteenth century and part of the sixteenth, the Chinese had been so harassed by Japanese piratical raids that their inventive genius, quickened by suffering, suggested a device for coping with these formidable adversaries. Once allow the Japanese swordsman to come to close quarters and he carried all before him. To keep him at a distance, then, was the great desideratum, and the Chinese compassed this in maritime warfare by completely covering their boats with roofs of solid timber, so that those within were protected against missiles or other weapons, while loop-holes and ports enabled them to pour bullets and arrows on a foe.
So far, everything had gone exactly according to the Japanese plan. A force of nearly two hundred thousand troops had crossed the sea and had taken over almost all of Korea. "At this point, however, the invasion faced a setback due to a reason that has received a lot of attention in modern times, although it was not given much thought in Hideyoshi's era; the Japanese lost control of the sea. Back then, the Japanese approach to naval battles involved using open boats primarily powered by oars. They would quickly close in on the enemy and then attack with their sharp swords, which they wielded skillfully. During the fifteenth century and part of the sixteenth, the Chinese had been so plagued by Japanese pirate raids that their inventive spirit, spurred by suffering, led them to create a solution to deal with these formidable foes. Once a Japanese swordsman got in close, he could overpower anyone. Therefore, keeping him at a distance was essential, and the Chinese achieved this in naval warfare by completely covering their boats with solid wooden roofs, protecting those inside from missiles and other weapons while allowing them to shoot bullets and arrows at the enemy through openings and ports.
"The Koreans learned this device from the Chinese and were the first to employ it in actual warfare. Their own history alleges that they improved upon the Chinese model by nailing sheet iron over the roofs and sides of the 'turtle-shell' craft and studding the whole surface with chevaux de frise, but Japanese annals indicate that in the great majority of cases timber alone was used. It seems strange that the Japanese should have been without any clear perception of the immense fighting superiority possessed by such protected war-vessels over small open boats. But certainly they were either ignorant or indifferent. The fleet which they provided to hold the command of Korean waters did not include one vessel of any magnitude; it consisted simply of some hundreds of row-boats manned by seven thousand men. Hideyoshi himself was perhaps not without misgivings. Six years previously, he had endeavoured to obtain two war-galleons from the Portuguese, and had he succeeded, the history of the Far East might have been radically different. Evidently, however, he committed a blunder which his countrymen in modern times have conspicuously avoided; he drew the sword without having fully investigated his adversary's resources.
The Koreans learned this device from the Chinese and were the first to use it in actual warfare. Their own history claims they improved on the Chinese model by covering the roofs and sides of the 'turtle-shell' vessels with sheet iron and adding spikes all over the surface, but Japanese records indicate that in most cases, only wood was used. It's odd that the Japanese didn't recognize the significant advantage that such protected warships had over small open boats. But it seems they were either unaware or unconcerned. The fleet they sent to control Korean waters didn't include any large ships; it was simply made up of hundreds of rowboats staffed by seven thousand men. Hideyoshi himself might have had some doubts. Six years earlier, he tried to get two war galleons from the Portuguese, and had he succeeded, the history of the Far East could have been very different. Clearly, though, he made a mistake that his countrymen today have notably avoided; he drew his sword without fully understanding his opponent's resources.
"Just about the time when the van of the Japanese army was entering Seoul, the Korean admiral, Yi Sun-sin, at the head of a fleet of eighty vessels, attacked the Japanese squadron which lay at anchor near the entrance to Fusan harbour, set twenty-six of the vessels on fire, and dispersed the rest. Four other engagements ensued in rapid succession. The last and most important took place shortly after the Japanese troops had seized Pyong-yang. It resulted in the sinking of over seventy Japanese vessels, transports and fighting ships combined, which formed the main part of a flotilla carrying reinforcements by sea to the van of the invading army. This despatch of troops and supplies by water had been a leading feature of Hideyoshi's plan of campaign, and the destruction of the flotilla to which the duty was entrusted may be said to have sealed the fate of the war by isolating the army in Korea from its home base.
"Just as the Japanese army's van was entering Seoul, Korean admiral Yi Sun-sin, leading a fleet of eighty ships, attacked the Japanese squadron anchored near the entrance to Fusan harbor. He set twenty-six of their vessels on fire and scattered the rest. Four other battles followed quickly. The last and most significant occurred shortly after the Japanese troops captured Pyong-yang. It resulted in the sinking of over seventy Japanese ships, including transports and warships, which were the main part of a flotilla bringing reinforcements by sea to support the invading army. This delivery of troops and supplies by water had been a key part of Hideyoshi's strategy, and destroying the flotilla assigned to this task effectively sealed the fate of the war by cutting off the army in Korea from its home base."
"It is true that Konishi Yukinaga, who commanded the first division, desired to continue his northward march from Pyong-yang without delay. He argued that China was wholly unprepared, and that the best hope of ultimate victory lay in not giving her time to collect her forces. But the commander-in-chief, Ukita Hideiye, refused to endorse this plan. He took the view that since the Korean provinces were still offering desperate resistance, supplies could not be drawn from them, neither could the troops engaged in subjugating them be freed for service at the front. Therefore it was essential to await the consummation of the second phase of Hideyoshi's plan, namely, the despatch of re-enforcements and munitions by water to Pyong-yang. The reader has seen how that second phase fared. The Japanese commander at Pyong-yang never received any accession of strength. His force suffered constant diminution from casualties, and the question of commissariat became daily more difficult. . . . Japanese historians themselves admit the fact that no wise effort was made to conciliate the Korean people. They were treated so harshly that even the humble peasant took up arms, and thus the peninsula, instead of serving as a basis of supplies, had to be garrisoned perpetually by a strong army."* Korean historians give long and minute accounts of the development and exploits of guerilla bands, which, though they did not obtain any signal victory over the invaders, harassed the latter perpetually, and compelled them to devote a large part of their force to guarding the lines of communication.
Konishi Yukinaga, who led the first division, wanted to keep marching north from Pyong-yang right away. He believed that China was completely unprepared and that the best chance for ultimate victory was not to give them time to gather their forces. However, the commander-in-chief, Ukita Hideiye, did not support this plan. He felt that since the Korean provinces were still fiercely resisting, they couldn't get supplies from them, nor could they spare troops involved in subduing them for action at the front. So, it was crucial to wait for the completion of the second phase of Hideyoshi's plan, which included sending reinforcements and ammunition by water to Pyong-yang. The reader has seen how that second phase turned out. The Japanese commander in Pyong-yang never received any additional strength. His forces kept getting smaller due to casualties, and the issue of supplies became increasingly troublesome. . . . Japanese historians themselves acknowledge that no effective efforts were made to win over the Korean people. They were treated so poorly that even the ordinary peasants took up arms, so the peninsula, instead of being a source of supplies, had to be continuously garrisoned by a strong army. Korean historians provide detailed accounts of the rise and actions of guerilla bands, which, although they didn't secure any major victories against the invaders, constantly troubled them and forced them to allocate a significant portion of their forces to protect their supply lines.
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.*
CHINESE INTERFERENCE
Having suffered for their loyalty to China, the Koreans naturally looked to her for succour. Peking should have understood the situation thoroughly. Even without any direct communication from Japan, the Peking Court had cognizance of Hideyoshi's intentions. A letter addressed by him in the year 1591 to the King of Ryukyu stated clearly his intention of extending Japanese sovereignty throughout the whole Orient, and the ruler of Ryukyu had lost no time in making this fact known to Peking.* Yet it does not appear that the Chinese had any just appreciation of the situation. Their first response to Korea's appeal was to mobilize a force of five thousand men in the Liaotung peninsula, which force crossed the Yalu and moved against Pyong-yang, where the Japanese van had been lying idle for over two months. This occurred early in October, 1592. The incident illustrated China's confidence in her own superiority. "The whole of the Korean forces had been driven northward throughout the entire length of the peninsula by Japanese armies, yet Peking considered that five thousand Chinese braves would suffice to roll back this tide of invasion."
Having suffered for their loyalty to China, the Koreans naturally looked to her for help. Peking should have fully understood the situation. Even without direct communication from Japan, the Peking Court was aware of Hideyoshi's intentions. A letter he sent in 1591 to the King of Ryukyu clearly outlined his plan to extend Japanese control throughout the entire Orient, and the ruler of Ryukyu quickly made this known to Peking.* However, it seems the Chinese did not fully grasp the situation. Their first response to Korea's request for help was to mobilize a force of five thousand men in the Liaotung peninsula, which crossed the Yalu and moved against Pyong-yang, where the Japanese vanguard had been inactive for over two months. This happened in early October 1592. The incident demonstrated China's confidence in its own superiority. "The entire Korean forces had been pushed northward along the length of the peninsula by Japanese armies, yet Peking believed that five thousand Chinese soldiers would be enough to turn back this wave of invasion."
*There is still extant a letter addressed by Hideypshi in June, 1592, to Hidetsugu, his nephew, and then nominal successor. In this document it is distinctly stated that the attention of the Emperor of Japan should be directed to the Chinese capital, inasmuch as the Japanese Court would pay a visit to Peking in 1594, on which occasion the ten provinces surrounding the Chinese capital would be presented to his Majesty, and out of this territory the Court nobles would receive estates.
*There is still a letter from Hideyoshi dated June 1592, addressed to his nephew Hidetsugu, who was then his nominal successor. In this document, it clearly states that the Emperor of Japan should focus on the Chinese capital, since the Japanese Court planned to visit Peking in 1594. During this visit, the ten provinces around the Chinese capital would be presented to him, and from this land, the Court nobles would receive estates.*
The result was a foregone conclusion. Three thousand of the Chinese were killed, and the rest fled pele-mele across the Yalu. China now began to be seriously alarmed. She despatched to Pyong-yang an envoy named Chen Weiching—known in Japanese history as Chin Ikei—who was instructed not to conclude peace but only to make such overtures as might induce the Japanese to agree to an armistice, thus enabling the Chinese authorities to mobilize a sufficient force. Konishi Yukinaga fell into this trap. He agreed to an armistice of fifty days, during which the Japanese pledged themselves not to advance more than three miles northward of Pyong-yang while Chen proceeded to Peking to arrange terms of peace. It is very evident that had the Japanese seen any certain prospect of proceeding to the invasion of China, they would not have agreed to such an arrangement as this—an arrangement which guaranteed nothing except leisure for the mobilization of a strong Chinese army. It had, indeed, become plain to the Japanese commanders, after six months of operations in the peninsula, that the wisest course for them was to arrange a satisfactory peace.
The outcome was inevitable. Three thousand Chinese soldiers were killed, and the rest scattered chaotically across the Yalu River. China became seriously concerned. They sent an envoy named Chen Weiching to Pyongyang—known in Japanese history as Chin Ikei—who was instructed not to finalize peace but only to make overtures that might convince the Japanese to agree to a ceasefire, allowing the Chinese authorities to mobilize a sufficient force. Konishi Yukinaga fell for this tactic. He agreed to a fifty-day ceasefire, during which the Japanese committed not to advance more than three miles north of Pyongyang while Chen headed to Beijing to negotiate peace terms. It was clear that had the Japanese seen any real chance of continuing their invasion of China, they wouldn't have accepted such an agreement—an agreement that ensured nothing except time for the Chinese to strengthen their army. After six months of operations on the peninsula, it had become apparent to the Japanese commanders that their best option was to secure a favorable peace.
The second force put in the field by China is estimated by the Jesuits and the Japanese at 200,000 men and at 51,000 by Korean history. Probably the truth lies midway between the two extremes. This powerful army moved across Manchuria in the dead of winter and hurled itself against Pyong-yang during the first week of February, 1593. The Japanese garrison at that place cannot have greatly exceeded twenty thousand men, for nearly one-half of its original number had been detached to hold a line of forts guarding the communications with Seoul. Neither Chinese nor Japanese history comments on the instructive fact that the arrival of this army under the walls of Pyong-yang was China's answer to her envoy's promise of a satisfactory peace, nor does it appear that any discredit attached to Chen Weiching for the deception he had practised; his competence as a negotiator was subsequently admitted without cavil. The Chinese, though their swords were much inferior to the Japanese weapon, possessed great superiority in field artillery and cavalry, as well as in the fact that their troopers wore iron mail which defied the keenest blade. Thus, after a severe fight which cost the Japanese twenty-three hundred men, they had to evacuate Pyong-yang and retreat towards Seoul, the army under Kato Kiyomasa retiring at the same time from the northeast and fighting its way back to the central route. Orders were then issued by the commander-in-chief, Ukita, for the whole of the Japanese forces in the north of the peninsula to concentrate in Seoul, but Kohayakawa, one of Hideyoshi's most trusted generals, whose name has occurred more than once in these annals, conducted a splendid covering movement at a place a few miles northward of Seoul, the result of which was that the Chinese fled in haste over the Injin, losing ten thousand men in their retreat.
The second force deployed by China is estimated by the Jesuits and the Japanese at 200,000 men and at 51,000 by Korean history. The truth is probably somewhere in between. This powerful army crossed Manchuria in the dead of winter and launched an attack on Pyong-yang during the first week of February, 1593. The Japanese garrison there likely numbered no more than twenty thousand men, since nearly half of its original force had been sent to defend a line of forts protecting the communication routes to Seoul. Neither Chinese nor Japanese accounts mention the significant fact that the arrival of this army at the walls of Pyong-yang was China's response to their envoy’s promise of a favorable peace. It also seems that Chen Weiching faced no disgrace for the deception he had employed; his skills as a negotiator were later accepted without dispute. The Chinese, despite having swords that were inferior to the Japanese weapons, had a major advantage with their field artillery and cavalry, plus their soldiers wore iron armor that could withstand even the sharpest blades. After a fierce battle that cost the Japanese twenty-three hundred men, they had to abandon Pyong-yang and fall back towards Seoul. Meanwhile, the army under Kato Kiyomasa retreated from the northeast, fighting its way back to the central route. Orders were given by the commander-in-chief, Ukita, for all Japanese forces in the northern part of the peninsula to concentrate in Seoul, but Kohayakawa, one of Hideyoshi's most trusted generals, whose name has appeared multiple times in these records, executed an excellent covering movement a few miles north of Seoul, causing the Chinese to flee in panic over the Injin, losing ten thousand men during their retreat.
But, though the Japanese had thus shaken off the pursuit, it was impossible for them to continue in occupation of Seoul. The conditions existing there were shocking. Widespread famine menaced, with its usual concomitant, pestilence. According to Korean history, the streets of the city and the roads in the suburbs were piled with corpses to a height of ten feet above the wall. The Japanese, therefore, made proposals of peace, and the Chinese agreed, on condition that the Japanese gave up two Korean princes held captive by them, and retired to the south coast of the peninsula. These terms were accepted, and on May 9, 1593, that is to say, 360 days after the landing of the invaders' van at Fusan, the evacuation of the Korean capital took place. The Chinese commanders showed great lack of enterprise. They failed to utilize the situation, and in October of the same year they withdrew from the peninsula all their troops except ten thousand men. Negotiations for permanent peace now commenced between the Governments of Japan and China, but while the pourparlers were in progress the most sanguinary incident of the whole war took place. During the early part of the campaign a Japanese attack had been beaten back from Chinju, which was reckoned the strongest fortress in Korea. Hideyoshi now ordered that the Japanese troops, before sailing for home, should rehabilitate their reputation by capturing this place, where the Koreans had mustered a strong army. The order was obeyed. Continuous assaults were delivered against the fortress during the space of nine days, and when it passed into Japanese possession the Koreans are said to have lost between sixty and seventy thousand men and the casualties on the Japanese side must have been almost as numerous.
But even though the Japanese had managed to escape from pursuit, they found it impossible to stay in Seoul. The conditions there were terrible. Widespread famine loomed, bringing along the usual sickness. According to Korean history, the streets of the city and the roads in the suburbs were stacked with corpses, reaching up to ten feet high above the walls. Therefore, the Japanese proposed peace, and the Chinese agreed, on the condition that the Japanese release two Korean princes they had captured and retreat to the southern coast of the peninsula. These terms were accepted, and on May 9, 1593, which was 360 days after the invaders first landed at Fusan, the evacuation of the Korean capital occurred. The Chinese commanders showed a significant lack of initiative. They failed to take advantage of the situation, and by October of that same year, they withdrew all their troops from the peninsula except for ten thousand men. Talks for a permanent peace began between the Governments of Japan and China, but while negotiations were ongoing, the bloodiest incident of the entire war happened. Earlier in the campaign, a Japanese attack had been repelled from Chinju, considered the strongest fortress in Korea. Hideyoshi then ordered that the Japanese troops, before heading home, should restore their reputation by capturing this place, where the Koreans had gathered a strong army. The order was carried out. Continuous assaults were launched against the fortress over nine days, and when it fell into Japanese hands, the Koreans reportedly lost between sixty and seventy thousand men, with Japanese casualties being almost as high.
THE NEGOTIATIONS
After the fall of Chinju, all the Japanese troops, with the exception of Konishi's corps, were withdrawn from Korea, and the Japanese confined their operations to holding a cordon of twelve fortified camps along the southern coast of the peninsula. These camps were nothing more than bluffs overlooking the sea on the south, and protected on the land side by moats and earthworks. The action at Chinju had created some suspicion as to the integrity of Japan's designs, but mainly through the persistence and tact of the Chinese envoy, Chen Weiching, terms were agreed upon, and on October 21, 1596, a Chinese mission reached Japan and proceeded to Osaka. The island had just then been visited by a series of uniquely disastrous earthquakes, which had either overthrown or rendered uninhabitable all the great edifices in and around Kyoto. One corner of Osaka Castle alone remained intact, and there the mission was received. Hideyoshi refused to give audience to the Korean members of the mission, and welcomed the Chinese members only, from whom he expected to receive a document placing him on a royal pinnacle at least as high as that occupied by the Emperor of China. The document actually transmitted to him was of a very different significance as the following extract shows:
After the fall of Chinju, all the Japanese troops, except for Konishi's corps, were pulled out of Korea, and the Japanese focused on maintaining a line of twelve fortified camps along the southern coast of the peninsula. These camps were basically bluffs overlooking the sea to the south, protected on the land side by moats and earthworks. The events at Chinju raised some doubts about Japan's intentions, but mainly thanks to the persistence and diplomacy of the Chinese envoy, Chen Weiching, terms were agreed upon, and on October 21, 1596, a Chinese mission arrived in Japan and went to Osaka. The island had just experienced a series of uniquely catastrophic earthquakes, which had either toppled or made uninhabitable all the major buildings in and around Kyoto. Only one corner of Osaka Castle remained standing, and there the mission was received. Hideyoshi refused to meet with the Korean members of the mission and welcomed only the Chinese members, from whom he expected to receive a document elevating him to a status at least as high as that of the Emperor of China. However, the document that was actually sent to him had a very different meaning, as the following extract shows:
The Emperor, who respects and obeys heaven and is favoured by Providence, commands that he be honoured and loved wherever the heavens overhang and the earth upbears. The Imperial command is universal; even as far as the bounds of ocean where the sun rises, there are none who do not obey it. In ancient times our Imperial ancestors bestowed their favours on many lands: the Tortoise Knots and the Dragon Writing were sent to the limits of far Japan; the pure alabaster and the great-seal character were granted to the monarchs of the submissive country. Thereafter came billowy times when communications were interrupted, but an auspicious opportunity has now arrived when it has pleased us again to address you. You, Toyotomi Taira Hideyoshi, having established an Island kingdom and knowing the reverence due to the Central Land, sent to the west an envoy, and with gladness and affection offered your allegiance. On the north you knocked at the barrier of ten thousand li, and earnestly requested to be admitted within our dominions. Your mind is already confirmed in reverent submissiveness. How can we grudge our favour to so great meekness? We do, therefore, specially invest you with the dignity of "King of Japan," and to that intent issue this our commission. Treasure it carefully. As a mark of our special favour towards you, we send you over the sea a robe and crown contained in a costly case, so that you may follow our ancient custom as respects dress. Faithfully defend the frontier of our empire; let it be your study to act worthily of your position as our minister; practice moderation and self-restraint; cherish gratitude for the Imperial favour so bountifully bestowed upon you; change not your fidelity; be humbly guided by our admonitions; continue always to follow our instructions.*
The Emperor, who respects and follows the will of heaven and is favored by Providence, commands that he be honored and loved wherever the sky stretches and the earth supports life. The Imperial command is universal; even at the far edges of the ocean where the sun rises, there is no one who doesn’t obey it. In ancient times, our Imperial ancestors extended their blessings to many lands: gifts like Tortoise Knots and Dragon Writing reached as far as Japan; pure alabaster and great-seal characters were given to the monarchs of the compliant nation. Afterward, there were tumultuous times when communication was disrupted, but now a fortunate moment has come for us to address you once more. You, Toyotomi Taira Hideyoshi, having established a kingdom on the island and recognizing the respect due to the Central Land, sent an envoy to the west, gladly and affectionately offering your allegiance. To the north, you approached the distant borders and earnestly asked to be welcomed into our realm. Your intentions are already clear in your respectful submission. How can we withhold our favor from such great humility? Therefore, we are bestowing upon you the title of "King of Japan," and to that end, we issue this commission. Cherish it carefully. As a sign of our special favor towards you, we are sending you a robe and crown in a lavish case over the sea, so you may follow our ancient customs regarding attire. Faithfully protect the borders of our empire; strive to act honorably in your role as our minister; practice moderation and self-restraint; hold gratitude for the Imperial favor generously granted to you; remain loyal; humbly heed our guidance; and always continue to follow our instructions.*
*Quoted by W. Dening in A New Life of Hideyoshi.
*Quoted by W. Dening in A New Life of Hideyoshi.
Hideyoshi had already donned the robe and crown mentioned in the above despatch, his belief being that they represented his investiture as sovereign of Ming. On learning the truth, he tore off the insignia and flung them on the ground in a fit of ungovernable wrath at the arrogance of the Chinese Emperor's tone. It had never been distinctly explained how this extraordinary misunderstanding arose, but the most credible solution of the problem is that Naito, baron of Tamba, who had proceeded to Peking for the purpose of negotiating peace, was so overawed by the majesty and magnificence of the Chinese Court that, instead of demanding Hideyoshi's investiture as monarch of China, he stated that nothing was needed except China's formal acknowledgement of the kwampaku's real rank. Hideyoshi, in his natural anger, ordered the Chinese ambassadors to be dismissed without any written answer and without any of the gifts usual on such occasions according to the diplomatic custom of the Orient.
Hideyoshi had already put on the robe and crown mentioned in the previous message, believing they signified his elevation as the ruler of Ming. When he learned the truth, he ripped off the insignia and threw them on the ground in a fit of uncontrollable rage at the arrogance of the Chinese Emperor's tone. It was never clearly explained how this remarkable misunderstanding happened, but the most plausible explanation is that Naito, the baron of Tamba, who had gone to Peking to negotiate peace, was so impressed by the grandeur of the Chinese Court that, instead of asking for Hideyoshi's recognition as the monarch of China, he stated that nothing was needed except for China to formally acknowledge the kwampaku's true position. In his natural anger, Hideyoshi ordered the Chinese ambassadors to be sent away without any written response and without any of the customary gifts typically presented during such occasions according to Eastern diplomatic norms.
He was, however, induced not to prosecute his quarrel with the Middle Kingdom, and he turned his anger entirely against Korea. Accordingly, on March 19, 1597, nine fresh corps were mobilized for oversea service, and these being thrown into Korea, brought the Japanese forces in that country to a total of 141,000 men. But the campaign was not at first resumed with activity proportionate to this great army. The Japanese commanders seem to have waited for some practical assurances that the command of the sea would not be again wrested from them; a natural precaution seeing that, after five years' war, Korea herself was no longer in a position to make any contributions to the commissariat of the invaders. It is a very interesting fact that, on this occasion, the Japanese victories at sea were as signal as their defeats had been in 1592. The Korean navy comprised the same vessels which were supposed to have proved so formidable five years previously, but the Japanese naval architects had risen to the level of the occasion, and the Korean fleet was well-nigh annihilated.
He was convinced not to continue his conflict with the Middle Kingdom, so he focused all his anger on Korea. On March 19, 1597, nine new corps were mobilized for overseas service, increasing the Japanese forces in Korea to a total of 141,000 men. However, the campaign didn't kick off as energetically as one might expect from such a large army. The Japanese commanders appeared to be waiting for some solid guarantees that control of the sea wouldn't be taken from them again; this was a reasonable caution considering that, after five years of war, Korea was no longer able to contribute to the invaders' supplies. Interestingly, during this time, the Japanese victories at sea were as significant as their defeats had been in 1592. The Korean navy consisted of the same ships that had been so intimidating five years earlier, but the Japanese shipbuilders had risen to the occasion, and the Korean fleet was nearly completely destroyed.
Meanwhile, the Chinese had sent a powerful army to southern Korea, and against these fresh forces the Japanese attacks were directed. Everywhere the invaders were victorious, and very soon the three southern provinces of the peninsula had been captured. No actual reverse was met with throughout, but an indecisive victory near Chiksan, in the north of the metropolitan province, rendered it impossible for the Japanese to establish themselves in Seoul before the advent of winter, and they therefore judged it advisable to retire to their seaboard chain of entrenched camps. Early in 1598, a fresh army of forty thousand men reached Seoul from China, and for a moment the situation seemed to threaten disaster for the Japanese. Their strategy and desperate valour proved invincible, however, and the Kagoshima samurai won, on October 30, 1598, a victory so signal that the ears and noses of thirty-seven thousand Chinese heads were sent to Japan and buried under a tumulus near the temple of Daibutsu in Kyoto, where this terrible record, called Mimizuka (Mound of Ears), may be seen to-day.
Meanwhile, the Chinese had sent a powerful army to southern Korea, and the Japanese attacks were aimed at these new forces. The invaders were victorious everywhere, and very soon they captured the three southern provinces of the peninsula. There was no major defeat, but an indecisive victory near Chiksan in the northern metropolitan province made it impossible for the Japanese to establish themselves in Seoul before winter, so they decided it was best to retreat to their coastal entrenchments. Early in 1598, a new army of forty thousand men arrived in Seoul from China, and for a moment it looked like disaster was looming for the Japanese. However, their strategy and desperate bravery proved unbeatable, and the Kagoshima samurai achieved a decisive victory on October 30, 1598, so significant that the ears and noses of thirty-seven thousand Chinese soldiers were sent to Japan and buried under a mound near the Daibutsu temple in Kyoto, where this grim memorial, known as Mimizuka (Mound of Ears), can still be seen today.
Just about this time, intelligence of the death of Hideyoshi reached the Japanese commanders in Korea, and immediately an armistice was arranged. The withdrawal of the invading forces followed, not without some serious difficulties, and thus the six years' campaign terminated without any direct results except an immense loss of life and treasure and the reduction of the Korean peninsula to a state of desolation. It has been repeatedly pleaded for the wholly unprogressive state into which Korea thenceforth fell. But to conclude that a nation could be reduced by a six-years' war to three centuries of hopelessness and helplessness is to credit that nation with a very small measure of resilient capacity.
Around this time, news of Hideyoshi's death reached the Japanese commanders in Korea, and an armistice was quickly set up. The withdrawal of the invading forces followed, though not without significant challenges, marking the end of the six-year campaign, which resulted in nothing direct except a tremendous loss of life and resources and left the Korean peninsula in ruins. There have been many pleas regarding Korea's total regression afterwards. However, to suggest that a nation could be brought down by a six-year war to three centuries of despair and powerlessness is to underestimate that nation's ability to recover.
INDIRECT RESULTS
The war was not altogether without indirect results of some value to Japan. Among these may be cited the fact that, a few decades later, when the Tsing dynasty destroyed the Ming in China, subjugated Korea, and assumed a position analogous to that previously held by the Yuan, no attempt was made to defy Japan. The memory of her soldiers' achievements on the Korean battle-fields sufficed to protect her against foreign aggression. Another material result was that, in compliance with Hideyoshi's orders, the returning Japanese generals brought back many Korean art-artisans who contributed largely to the development of the ceramic industry. On no less than seven different kinds of now well-known porcelain and pottery in Japan did these experts exercise marked influence, and their efforts were specially timely in view of the great vogue then enjoyed by all utensils used in connexion with the tea ceremonial. It is not to be supposed, however, that these Korean artisans showed any superiority to the Japanese as artists. The improvements they introduced were almost entirely of a technical character. Another benefit derived by Japan from her contact with Korea at this time was the introduction of movable type. Up to this time the art of printing had been in a very primitive condition in Japan, and the first book printed with movable type made its appearance in the Bunroku era (1592-1595).
The war had some indirect benefits for Japan. For instance, a few decades later, when the Qing dynasty overthrew the Ming in China, conquered Korea, and took up a role similar to that of the Yuan before, they made no effort to challenge Japan. The legacy of Japan's soldiers’ victories on the Korean battlefields was enough to safeguard the nation from foreign threats. Another tangible outcome was that, following Hideyoshi's orders, the returning Japanese generals brought back many Korean artisans who significantly advanced the ceramic industry. These experts had a strong influence on at least seven different types of now-famous porcelain and pottery in Japan, especially as there was a growing trend for all items related to tea ceremonies at that time. However, it shouldn't be assumed that these Korean artisans were better artists than the Japanese. The improvements they brought were mostly technical. Another advantage Japan gained from its interactions with Korea at this time was the introduction of movable type. Until then, printing in Japan was quite rudimentary, and the first book printed with movable type appeared during the Bunroku era (1592-1595).
ENGRAVING: SIGNATURE OF TAKEDA SHINGEN
ENGRAVING: NAGOYA CASTLE
CHAPTER XXXVI
THE MOMO-YAMA EPOCH
MOMO-YAMA
THE epochs of Japanese history from the eighth century until the fall of the Ashikaga shogunate are generally divided into the Nara, the Heian, the Kamakura, the Muromachi, and the Higashi-yama. To these has now to be added the Momo-yama (Peach Hill), a term derived from the name of a palatial residence built by Hideyoshi in the Fushimi suburb of Kyoto. The project was conceived in 1593, that is to say, during the course of the Korean campaign, and the business of collecting materials was managed on such a colossal scale that the foundations could be laid by September in the same year. Two months sufficed not only to construct a mansion of extraordinary magnificence and most elaborate interior decoration, but also to surround it with a spacious park presenting all the choicest features of Japanese landscape gardens. The annals state that fifty thousand men were engaged on the work, and the assertion ceases to seem extravagant when we consider the nature of the task and the singularly brief period devoted to its completion. It was Hideyoshi's foible to surpass all his predecessors and contemporaries alike in the magnitude of his designs and in the celerity of their achievement. Even his pastimes were conceived on the same stupendous scale. Thus, in 1594, at the very time when his armies in Korea were conducting an oversea campaign of unprecedented magnitude, he planned a flower-viewing fete which will live in the pages of history as more sumptuous and more magnificent than the hitherto unrivalled festivities of Yoshimasa. The places visited were the cherry-clad hills of Yoshino and the venerable monastery of Koya, and some idea of the scale of the fete may be gathered from the fact that to a shrine on Koya-san, dedicated to the memory of his mother, Hideyoshi presented a sum equivalent to £14,000 or $68,000.
The periods of Japanese history from the eighth century until the fall of the Ashikaga shogunate are generally divided into the Nara, Heian, Kamakura, Muromachi, and Higashi-yama eras. Now, we also need to add the Momo-yama (Peach Hill), which comes from the name of a grand residence built by Hideyoshi in the Fushimi area of Kyoto. The project began in 1593, during the Korean campaign, and the materials were collected on such a massive scale that the foundations could be laid by September of that same year. It took only two months to build a mansion of extraordinary beauty and intricate interior decoration, along with a spacious park featuring all the finest aspects of Japanese landscape gardens. Historical records indicate that fifty thousand men worked on the project, and this doesn't seem excessive when we consider the complexity of the task and the remarkably short time period for its completion. Hideyoshi had a tendency to outdo all his predecessors and contemporaries in both the grandeur of his plans and the speed of their execution. Even his leisure activities were on the same grand scale. In 1594, while his armies in Korea were engaged in an unprecedented overseas campaign, he organized a flower-viewing festival that would go down in history as more lavish and magnificent than the previously unmatched celebrations of Yoshimasa. The locations visited included the cherry-filled hills of Yoshino and the ancient monastery of Koya, and to give you an idea of the festival's scale, Hideyoshi donated an amount equivalent to £14,000 or $68,000 to a shrine on Koya-san dedicated to his mother's memory.
Still more lavish was a party organized four years later to visit the cherry blossoms at Daigo in the suburbs of Kyoto. This involved the rebuilding of a large Buddhist temple (Sambo-in) to accommodate Hideyoshi and his party as a temporary resting-place, and involved also the complete enclosing of the roads from Momo-yama to Daigo, as well as of a wide space surrounding the slopes of the cherry-clad hills, with fences festooned in silk curtains. Numerous tea pavilions were erected, and Hideyoshi, having sent home all his male guests and attendants, remained himself among a multitude of gorgeously apparelled ladies, and passed from pavilion to pavilion, listening to music, witnessing dancing, and viewing works of art.
Even more extravagant was a party held four years later to enjoy the cherry blossoms at Daigo in the suburbs of Kyoto. This included the reconstruction of a large Buddhist temple (Sambo-in) to serve as a temporary resting place for Hideyoshi and his guests, as well as completely enclosing the roads from Momo-yama to Daigo, along with a wide area around the cherry-covered hills, with fences decorated with silk curtains. Numerous tea pavilions were built, and after sending home all his male guests and attendants, Hideyoshi stayed among a crowd of beautifully dressed ladies, moving from pavilion to pavilion, enjoying music, watching dancing, and admiring works of art.
HIDEYOSHI'S FAMILY
A conspicuous figure at the Daigo fete was Hideyori, the five-year-old son of Hideyoshi. Fate treated Hideyoshi harshly in the matter of a successor. His younger brother, Hidenaga, perished on the threshold of a career that promised to be illustrious; his infant son, Tsurumatsu, passed away in September, 1591, and Hideyoshi, being then in his fifty-fourth year, saw little prospect of becoming again a father. He therefore adopted his nephew, Hidetsugu, ceding to him the office of regent (kwampaku), and thus himself taking the title of Taiko, which by usage attached to an ex-regent.* Hidetsugu, then in his twenty-fourth year, had literary gifts and polite accomplishments much above the average. But traditions—of somewhat doubtful veracity, it must be admitted—attributed to him an inhuman love of taking life, and tell of the indulgence of that mood in shocking ways. On the other hand, if credence be due to these tales, it seems strange that they were not included in the accusations preferred finally against Hidetsugu by the Taiko, when the former's overthrow became advisable in the latter's eyes. For it did so become. Within less than two years of Hidetsugu's elevation to the post of regent, another son was born to Hideyoshi by the same lady, Yodo, the demise of whose child, Tsurumatsu, had caused Hideyoshi to despair of being succeeded by an heir of his own lineage. A niece of Oda Nobunaga, this lady was the eldest of three daughters whose mother shared the suicide of her husband, the great general, Shibata Katsuiye. Hideyoshi placed her among his consorts, bestowing upon her the castle of Yodo, hence her name, Yodogimi. Her rare beauty captivated the veteran statesman and soldier, and won for her suggestions a measure of deference which they did not intrinsically deserve. Soon the court became divided into two cliques, distinguished as the "civil" and the "military." At the head of the latter stood Hideyoshi's wife, Yae, a lady gifted with large discernment, who had shared all the vicissitudes of her husband's fortunes, and acted as his shrewd and loyal adviser on many occasions. With her were Kato Kiyomasa and other generals and nobles of distinction. The civil party espoused the cause of the lady Yodo, and among its followers was Ishida Katsushige, to whom chiefly the ultimate catastrophe is attributed by history.
A noticeable figure at the Daigo festival was Hideyori, the five-year-old son of Hideyoshi. Fate dealt Hideyoshi a tough hand when it came to finding a successor. His younger brother, Hidenaga, died just as his career was about to take off; his infant son, Tsurumatsu, passed away in September 1591, and at fifty-four, Hideyoshi saw little chance of becoming a father again. As a result, he adopted his nephew, Hidetsugu, making him regent (kwampaku) and taking on the title of Taiko, a title typically used by former regents. Hidetsugu, at twenty-four, had literary skills and social graces that were above average. However, there were traditions—somewhat questionable, it must be said—that claimed he had a disturbing fondness for killing, recounting shocking actions he supposedly took when in that state. On the flip side, if these stories are to be believed, it’s odd that they were not part of the charges later brought against Hidetsugu when it became necessary for the Taiko to move against him. This need arose less than two years after Hidetsugu became regent, when another son was born to Hideyoshi by the same woman, Yodo, the death of whose child, Tsurumatsu, had driven Hideyoshi to fear he wouldn't have an heir of his own. Yodo was a niece of Oda Nobunaga, the eldest of three daughters whose mother died by suicide after her husband, the great general Shibata Katsuiye, took his life. Hideyoshi took her as one of his consorts, granting her the castle of Yodo, which is how she came to be known as Yodogimi. Her remarkable beauty captivated the seasoned statesman and soldier, earning her respect for her suggestions that she may not have truly warranted. Soon the court split into two factions, known as the "civil" and the "military." Leading the military faction was Hideyoshi's wife, Yae, a woman with great insight who had experienced all the ups and downs of her husband's journey and served as his clever and loyal advisor on many occasions. Alongside her were generals and nobles like Kato Kiyomasa. The civil group backed Yodogimi, and among its members was Ishida Katsushige, whom history mainly blames for the ultimate disaster that followed.
*It is by this title, "Taiko," that Hideyoshi is most frequently spoken of in History.
*It is by this name, "Taiko," that Hideyoshi is most often referred to in history.*
The birth of Hideyori on August 29, 1593, immediately actuated the dissensions among these two cliques. Ishida Katsushige, acting in Hideyori's interests, set himself to convince the Taiko that Hidetsugu harboured treacherous designs, and Hideyoshi, too readily allowing himself to credit tales which promised to remove the one obstacle to his son's succession, ordered Hidetsugu to commit suicide, and at the same time (August 8, 1595), sentenced his concubines to be executed in the dry bed of the river Sanjo. Their heads, together with that of Hidetsugu himself, were buried in the same grave, over which was set a tablet bearing the inscription, "Tomb of the Traitor, Hidetsugu." To this day, historians remain uncertain as to Hidetsugu's guilt. If the evidence sufficed to convict him, it does not appear to have been transmitted to posterity. The Taiko was not by nature a cruel man. Occasionally fits of passion betrayed him to deeds of great violence. Thus, on one occasion he ordered the crucifixion of twenty youths whose sole offence consisted in scribbling on the gate-posts of the Juraku palace. But in cold blood he always showed himself forebearing, and letters written by his own hand to his mother, his wife, and others disclose an affectionate and sympathetic disposition. It would be unjust to assume that without full testimony such a man sentenced a whole family of his own relatives to be executed.
The birth of Hideyori on August 29, 1593, quickly sparked conflicts between two groups. Ishida Katsushige, working in Hideyori's interests, tried to convince the Taiko that Hidetsugu had treacherous intentions. Hideyoshi, too eager to believe stories that promised to eliminate the only obstacle to his son's succession, ordered Hidetsugu to commit suicide. At the same time (August 8, 1595), he sentenced Hidetsugu's concubines to execution in the dry bed of the Sanjo River. Their heads, along with Hidetsugu’s, were buried in the same grave, which was marked with a tablet that read, "Tomb of the Traitor, Hidetsugu." To this day, historians are unsure about Hidetsugu's guilt. If there was enough evidence to convict him, it hasn’t been passed down through history. The Taiko wasn't naturally a cruel man. Occasionally, fits of passion led him to acts of great violence, such as when he ordered the crucifixion of twenty young men whose only crime was writing on the gateposts of the Juraku palace. However, he generally showed restraint, and letters written by him to his mother, wife, and others reveal a loving and sympathetic nature. It would be unfair to assume that a man like him would sentence an entire family of his own relatives to execution without solid evidence.
ENGRAVING: MAEDA TOSHIIYE
HIDEYOSHI'S DEATH
A few months after the Daigo fete, Hideyoshi was overtaken by mortal sickness. His last days were tormented by the thought that all his skill as an organizer and all his power as a ruler were incompetent to devise a system such as would secure the succession to his child. In June, 1596, he had procured the investiture of Hideyori, then three years old, with the title of regent, and when, just two years later, his own sickness began to develop alarming features, he resolved to place all his trust in Ieyasu. After much thought three boards were ordered to be formed: one consisted of five senior ministers (dairo), its personnel being Tokugawa Ieyasu, Mori Terumoto, Ukita Hideiye, Maeda Toshiiye, and Uesugi Kagekatsu. By these five statesmen the great affairs of the empire were to be managed. The second board was formed with three nobles of lesser note. They were designated the "middle ministers" (churo), whose duty was to arbitrate between the board of senior ministers and the third board, namely that of five "administrators" (bugyo). This third board had been originally organized by Hideyoshi in 1585, but it had not, of course, been associated with the other two boards which came into existence after Hideyoshi's death, though its personnel and its functions remained throughout the same as they had been originally. Again and again, with almost pitiable iteration, the Taiko conjured the thirteen nobles forming these boards to protect Hideyori and to ensure to him the heirship of his father's great fortunes. Each was required to subscribe a written oath of eight articles:
A few months after the Daigo festival, Hideyoshi fell seriously ill. During his final days, he was troubled by the belief that all his skills as an organizer and all his power as a ruler weren't enough to create a system that would guarantee his child's succession. In June 1596, he arranged for his three-year-old son, Hideyori, to be named regent. When, just two years later, his illness began to show alarming signs, he decided to put all his trust in Ieyasu. After much consideration, he ordered the formation of three boards: the first one was made up of five senior ministers (dairo), including Tokugawa Ieyasu, Mori Terumoto, Ukita Hideiye, Maeda Toshiiye, and Uesugi Kagekatsu. These five statesmen were tasked with managing the major affairs of the empire. The second board was made up of three less prominent nobles, called the "middle ministers" (churo), whose job was to mediate between the senior ministers and the third board, which consisted of five "administrators" (bugyo). This third board had originally been set up by Hideyoshi in 1585, but it had not been connected to the other two boards that were formed after Hideyoshi's death, even though its members and functions remained the same as before. Again and again, with almost pathetic insistence, the Taiko urged the thirteen nobles on these boards to protect Hideyori and ensure he inherited his father's vast fortunes. Each was required to sign a written oath of eight articles:
(1) That they would serve Hideyori with the same single-minded loyalty they had shown to his father.
(1) That they would serve Hideyori with the same unwavering loyalty they had shown to his father.
(2) That the rules of Hideyoshi's house were not to be altered; and that if, in the administration of public affairs, the five bugyo were unable to determine a course of action, they should consult Hideyori through Ieyasu and Toshiie; or, if necessary before taking action, the Emperor was to be consulted.
(2) That the rules of Hideyoshi's house were not to be changed; and that if the five bugyo couldn’t decide on a course of action in managing public affairs, they should ask Hideyori for advice through Ieyasu and Toshiie; or, if needed before taking action, the Emperor should be consulted.
(3) That there were to be no factions among them, personal considerations and partiality of every kind being excluded from their councils.
(3) They were not to have any factions among them, eliminating personal interests and biases of all kinds from their discussions.
(4) That they must endeavour to work together in the discharge of their duties, suppressing all petty jealousies and differences.
(4) They must strive to work together in fulfilling their responsibilities, putting aside all small jealousies and disagreements.
(5) That, in settling matters, the opinion of the majority was usually to be followed, but, at the same time, if the opinion of the minority showed no sign of being dictated by personal interests, it should be duly considered. That without permission from Hideyori no administrator should dispose of any of his (the administrator's) territory to another person.
(5) In resolving issues, the majority opinion should generally be followed, but if the minority's viewpoint isn't driven by personal interests, it should be given proper consideration. No administrator should transfer any of their territory to another person without permission from Hideyori.
(6) That all accounts were to be kept in a manner above suspicion; that there were to be no irregularities and no pursuing of personal interests; that no questions concerning landed estates should be dealt with during the minority of Hideyori; that no petitions should be presented to him, and that Ieyasu himself would neither ask for changes to be made in the matter of land-ownership nor accept any gift of land from Hideyori during the latter's minority.
(6) All accounts were to be kept in a way that raised no suspicions; there should be no irregularities and no pursuit of personal interests; no questions regarding land ownership were to be addressed while Hideyori was still a minor; no petitions were to be submitted to him, and Ieyasu himself would neither request changes in land ownership nor accept any land gifts from Hideyori during his minority.
(7) That whatever Hideyori desired to have kept secret, whether connected with his private life or with the Government, must on no account be allowed to leak out.
(7) Whatever Hideyori wanted to keep confidential, whether related to his personal life or the Government, must not be allowed to get out.
(8) That if any of the administrators or their subordinates found that they had unwittingly acted contrary to orders, they should at once report the fact to their superiors, who would then deal leniently with them.
(8) If any of the administrators or their staff realized that they had unknowingly disobeyed orders, they should immediately inform their superiors, who would then respond with kindness.
The above document was solemnly endorsed, the gods being called upon to punish any one violating its provisions. It was further ordered that Hidetada, son of Ieyasu, should give his daughter in marriage to Hideyori; that Ieyasu, residing in the Fushimi palace, should act as regent until Hideyori reached the age of fifteen, and that Maeda Toshiiye, governing the castle of Osaka, should act as guardian of Hideyori. It is recorded by some historians that the taiko conferred on Ieyasu discretionary power in the matter of Hideyori's succession, authorizing the Tokugawa baron to be guided by his own estimate of Hideyori's character as to whether the latter might be safely trusted to discharge the high duties that would devolve on him when he reached his majority. But the truth of this allegation is open to doubt. It may well have been invented, subsequently, by apologists for the line adopted by Ieyasu. Hideyoshi died on September 18, 1598. His last thoughts were directed to the troops in Korea. He is said to have addressed to Asano Nagamasa and Ishida Katsushige orders to go in person to the peninsula, and to provide that "the spirits of one hundred thousand Japanese soldiers serving there should not become disembodied in a foreign land." For a time the death of the great statesman was kept secret, but within three months the newly created boards found themselves strong enough to cope with the situation, and the remains of Hideyoshi were publicly interred at the shrine of Amida-ga-mine, near Kyoto.
The document above was officially endorsed, with the gods called upon to punish anyone who broke its rules. It was also decided that Hidetada, Ieyasu's son, would marry his daughter to Hideyori; that Ieyasu, living in the Fushimi palace, would serve as regent until Hideyori turned fifteen; and that Maeda Toshiiye, who governed the Osaka castle, would be Hideyori's guardian. Some historians note that the taiko granted Ieyasu the authority to decide on Hideyori's succession, allowing him to judge whether Hideyori could be trusted to fulfill the significant responsibilities that would come with adulthood. However, the truth of this claim is questionable. It might have been made up later by supporters of Ieyasu's decisions. Hideyoshi passed away on September 18, 1598. His last thoughts were focused on the troops in Korea. He reportedly instructed Asano Nagamasa and Ishida Katsushige to go to the peninsula personally and ensure that "the spirits of one hundred thousand Japanese soldiers serving there would not become disembodied in a foreign land." For a while, the news of the great leader's death was kept under wraps, but within three months, the newly established boards felt confident enough to handle the situation, and Hideyoshi's remains were publicly buried at the Amida-ga-mine shrine, near Kyoto.
HIDEYOSHI'S CHARACTER
In modern times many distinguished Japanese historians have undertaken to analyze Hideyoshi's character and attainments. They are divided in their estimate of his literary capacity. Some point to his letters, which, while they display a not inconsiderable familiarity with Chinese ideographs, show also some flagrant neglect of the uses of that script. Others refer to his alleged fondness for composing Japanese poems and adduce a verselet said to have been written by him on his death-bed:
In recent times, many notable Japanese historians have taken the initiative to analyze Hideyoshi's character and achievements. They have differing opinions about his writing ability. Some highlight his letters, which, although they reflect a decent understanding of Chinese characters, also demonstrate some significant misuse of that script. Others mention his supposed interest in writing Japanese poetry and cite a short verse reportedly composed by him on his deathbed:
Ah! as the dew I fall,
As the dew I vanish.
Even Osaka fortress
Is a dream within a dream.
Ah! as the dew I fall,
As the dew I disappear.
Even Osaka fortress
Is a dream within a dream.
It is not certain, however, that Hideyoshi composed this couplet, and probably the truth is that his labours as a soldier and a statesman prevented him from paying more than transitory attention to literature. But there can be no question that he possessed an almost marvellous power of reading character, and that in devising the best exit from serious dilemmas and the wisest means of utilizing great occasions, he has had few equals in the history of the world. He knew well, also, how to employ pomp and circumstance and when to dispense with all formalities. Above all, in his choice of agents he never allowed himself to be trammelled by questions of birth or lineage, but chose his officers solely for the sake of their ability and attainments, and neither tradition nor convention had any influence on the appointments he made. He was passionate but not resentful, and he possessed the noble quality of not shrinking from confession of error. As for his military genius and his statecraft, it is only necessary to consider his achievements. They entitle him to stand in the very front of the world's greatest men. Turning to his legislation, we find much that illustrates the ethics of the time. It was in 1585 that he organized the board of five administrators, and the gist of the regulations issued in the following year for their guidance was as follows:
It’s not clear if Hideyoshi actually wrote this couplet, and it’s likely that his duties as a soldier and a statesman meant he couldn’t focus much on literature. However, there’s no doubt that he had an incredible ability to read people, and when it came to finding the best solutions to difficult problems and making the most of significant opportunities, he had few equals in history. He also knew how to use ceremony effectively and when to skip any formalities. Most importantly, he never let factors like birth or lineage limit his choice of agents; he selected his officers based purely on their skills and accomplishments, unaffected by tradition or convention. He was passionate but not spiteful, and he had the admirable quality of admitting when he was wrong. Regarding his military talent and governance skills, just looking at his achievements reveals that he deserves to be among the world’s greatest figures. When we examine his legislation, we find much that reflects the ethics of his era. In 1585, he set up a board of five administrators, and the main points of the regulations issued the following year for their guidance were as follows:
(1) No subordinate shall leave his liege lord without the latter's permission, nor shall anyone give employment to a violator of this rule.
(1) No subordinate shall leave their lord without their permission, nor shall anyone hire someone who breaks this rule.
(2) Farmers must remain on the land assigned to them and must never leave it untilled. On the other hand, landowners should visit their tenants and should investigate in company with the latter the actual amount of the harvest reaped. One-third of this should be left to the farmer and two-thirds should go to the owner of the land.
(2) Farmers must stay on the land given to them and should never leave it untended. Meanwhile, landowners should visit their tenants and check together with them the actual amount of the harvest produced. One-third of this should be kept by the farmer and two-thirds should go to the landowner.
(3) If owing to natural calamity the harvest be less than two bushels per acre, the whole of the yield shall go to the farmer. But if the harvest exceed that figure, it shall be divided in the proportions indicated in (2).
(3) If due to a natural disaster the harvest is less than two bushels per acre, the entire yield will go to the farmer. However, if the harvest exceeds that amount, it will be divided in the proportions stated in (2).
(4) No farmer shall move away from his holding to avoid the land-tax or to escape forced labour. Anyone harbouring a violator of this rule shall expose to punishment not only himself but also the inhabitants of the entire village where he resides.
(4) No farmer is allowed to leave their land to avoid paying the land tax or to escape forced labor. Anyone who helps someone break this rule will face punishment themselves, as well as the residents of the entire village they live in.
(5) The lord of a fief must issue such instructions as shall guarantee his agricultural vassals against trouble or annoyance, and shall himself investigate local affairs instead of entrusting that duty to a substitute. Landowners who issue unreasonable orders to farmers shall be punished.
(5) The lord of a fief must provide instructions that ensure his agricultural tenants are protected from trouble or harassment, and he should personally look into local matters instead of relying on someone else to do it. Landowners who give unreasonable demands to farmers will be punished.
(6) In calculating cubic contents, the regulated unit of measure shall be used, and two per cent, shall be the maximum allowance for shortage.
(6) When calculating cubic measurements, the standard unit of measure should be used, and the maximum allowance for shortage is two percent.
(7) Embankments injured by floods and other mischief wrought by natural calamities must be repaired during the first month of the year when agriculturists are at leisure. In the case, however, of damage which exceeds the farmers' capacity to repair, the facts should be reported to the taiko who will grant necessary assistance.
(7) Embankments damaged by floods and other disasters caused by natural events must be fixed in the first month of the year when farmers have some free time. However, if the damage is too severe for the farmers to handle, they should report it to the taiko, who will provide the needed help.
There follow various sumptuary regulations. We have next a series of interesting instructions known as "wall-writings" of the castle of Osaka:
There are various spending rules that follow. Next, we have an intriguing set of guidelines called "wall-writings" from the castle of Osaka:
(1) Intermarriages between daimyo's families require the previous consent of the Taiko.
(1) Marriages between the families of daimyo need prior approval from the Taiko.
(2) Neither daimyo nor shomyo is permitted to enter into secret engagements or to exchange written oaths, or to give or take hostages.
(2) Neither daimyo nor shomyo is allowed to make secret agreements or exchange written vows, or to give or take hostages.
(3) In a quarrel the one who forebears shall be recognized as having reason.
(3) In a conflict, the one who holds back will be seen as the one with the valid point.
(4) No man, whatever his income, should keep a large number of concubines.
(4) No man, regardless of his income, should have a lot of mistresses.
(5) The amount of sake imbibed should be limited to one's capacity.
(5) The amount of sake consumed should be kept within your own limits.
(6) The use of sedan-chairs shall be confined to Ieyasu, Toshiie, Kagekatsu, Terumoto, Takakage, the court nobles, and high priests. Even a daimyo, when young, should ride on horseback. Those over fifty years of age may use a sedan-chair when they have to travel a distance of over one ri (two and a half miles). Priests are exempted from this veto.
(6) The use of sedan chairs is limited to Ieyasu, Toshiie, Kagekatsu, Terumoto, Takakage, the court nobles, and high priests. Even a young daimyo should ride a horse. Those over fifty can use a sedan chair for trips longer than one ri (two and a half miles). Priests are exempt from this restriction.
Very interesting, too, is the Taiko Shikimoku, consisting of seventy-three articles, of which thirteen are translated as follows:
Very interesting, too, is the Taiko Shikimoku, which has seventy-three articles, of which thirteen are translated as follows:
(1) Free yourself from the thraldom of passion.
(1) Break free from the bondage of passion.
(2) Avoid heavy drinking.
Cut back on heavy drinking.
(3) Be on your guard against women.
(3) Be careful around women.
(4) Be not contentious or disputatious.
(4) Don't be argumentative or confrontational.
(5) Rise early.
Get up early.
(6) Beware of practical jokes.
Watch out for practical jokes.
(7) Think of your own future.
Think about your future.
(8) Do not tire of things.
(8) Don’t get bored of things.
(9) Beware of thoughtless people.
Beware of careless people.
(10) Beware of fire.
Be careful of fire.
(11) Stand in awe of the law.
Follow the law.
(12) Set up fences in your hearts against wandering or extravagant thoughts.
(12) Build barriers in your minds to keep out distracting or excessive thoughts.
(13) Hold nobody in contempt.
Don't hold anyone in contempt.
The sumptuary rules referred to above were that, so far as a man's means permitted, all garments except those worn in winter should be lined with silk, and that this exception did not apply to the members of the Toyotomi family a strange provision showing that Hideyoshi did not expect his own kith and kin to set an example of economy, however desirable that virtue might be in the case of society at large. Further, it was provided that no wadded garment should be worn after the 1st of April—corresponding to about the 1st of May in the Gregorian calendar; that pantaloons and socks must not be lined; that men of inferior position must not wear leather socks, and that samurai must use only half-foot sandals, a specially inexpensive kind of footgear. Finally, no one was permitted to employ a crest composed with the chrysanthemum and the Paulownia imperialis unless specially permitted by the Taiko, who used this design himself, though originally it was limited to the members of the Imperial family. So strict was this injunction that even in the case of renovating a garment which carried the kiku-kiri crest by permission, the badge might not be repeated on the restored garment. Supplementary regulations enjoined members of the priesthood, whether Buddhist or Shinto, to devote themselves to the study of literature and science, and to practise what they preached. Moreover, men of small means were urged not to keep more than one concubine, and to assign for even this one a separate house. It was strictly forbidden that anyone should go about with face concealed, a custom which had prevailed largely in previous eras.
The rules mentioned earlier stated that, as much as a man could afford, all clothing except winter wear should be lined with silk, and that this rule didn’t apply to the Toyotomi family. This odd exception indicated that Hideyoshi didn’t expect his relatives to demonstrate thrift, even if that quality was desirable for society as a whole. Additionally, it was mandated that no padded garments could be worn after April 1st—around May 1st in the Gregorian calendar; that pants and socks couldn’t be lined; that lower-status men couldn’t wear leather socks; and that samurai could only wear half-foot sandals, a particularly low-cost type of footwear. Lastly, no one was allowed to use a crest featuring the chrysanthemum and the Paulownia imperialis unless specifically granted permission by the Taiko, who used this design himself, though it was originally reserved for the Imperial family. This rule was so strict that even if someone was allowed to renovate a garment with the kiku-kiri crest, the symbol couldn’t be repeated on the repaired item. Additional regulations required members of the clergy, whether Buddhist or Shinto, to focus on studying literature and science, and to practice what they preached. Furthermore, those with limited means were advised not to have more than one concubine, and to provide her with a separate house. It was strictly forbidden for anyone to go around with their face covered, a practice that had been common in earlier times.
MOTIVES OF LEGISLATION
The 7th of August, 1595, was the day of the Hidetsugu tragedy, and the above regulations and instructions were promulgated for the most part early in September of the same year. It is not difficult to trace a connexion. The provision against secret alliances and unsanctioned marriages between great families; the veto against passing from the service of one feudal chief to that of another without special permission, and the injunction against keeping many concubines were obviously inspired with the purpose of averting a repetition of the Hidetsugu catastrophe. Indirectly, the spirit of such legislation suggests that the signatories of these laws—Takakage, Terumoto, Toshiiye, Hideiye, and Ieyasu—attached some measure of credence to the indictment of treason preferred against Hidetsugu.
August 7, 1595, was the day of the Hidetsugu tragedy, and the regulations and instructions mentioned above were mostly issued in early September of that same year. It’s not hard to see the connection. The rule against secret alliances and unauthorized marriages between powerful families; the ban on moving from the service of one feudal lord to another without special permission, and the restriction on having multiple concubines were clearly intended to prevent another tragedy like Hidetsugu's. Indirectly, the idea behind such laws suggests that the signatories—Takakage, Terumoto, Toshiiye, Hideiye, and Ieyasu—believed to some extent in the treason charges brought against Hidetsugu.
AGRARIAN LAWS
The agrarian legislation of Hideyoshi is worthy of special attention. It shows a marked departure from the days when the unit of rice measurement was a "handful" and when thirty-six handfuls made a "sheaf," the latter being the tenth part of the produce of a tan. In Hideyoshi's system, all cubic measurements were made by means of a box of accurately fixed capacity—10 go, which was the tenth part of a koku (5.13 bushels)—the allowance for short measure was limited to two per cent., and the rule of 360 tsubo to the tan (a quarter of an acre) was changed to 300 tsubo.
The agrarian laws of Hideyoshi deserve special attention. They represent a clear shift from the time when rice was measured by a "handful," with thirty-six handfuls making a "sheaf," which was one-tenth of the yield from a tan. In Hideyoshi's system, all measurements were done using a box with a precise capacity—10 go, which is one-tenth of a koku (5.13 bushels). The allowance for short measurements was capped at two percent, and the standard for a tan (a quarter of an acre) was adjusted from 360 tsubo to 300 tsubo.
At the same time (1583), land surveyors (kendenshi) were appointed to compile a map of the entire country. A similar step had been taken by the Ashikaga shogun, Yoshiteru, in 1553, but the processes adopted on that occasion were not by any means so accurate or scientific as those prescribed by the Taiko. The latter entrusted the work of survey to Nazuka Masaiye, with whom was associated the best mathematician of the era, Zejobo, and it is recorded that owing to the minute measures pursued by these surveyors and to the system of taking two-thirds of the produce for the landlord instead of one-half or even less, and owing, finally, to estimating the tan at 300 tsubo instead of at 360 without altering its taxable liability, the official revenue derived from the land throughout the empire showed a total increase of eight million koku, equivalent to about £11,000,000 or $54,000,000.
At the same time (1583), land surveyors (kendenshi) were appointed to create a map of the whole country. A similar action was taken by the Ashikaga shogun, Yoshiteru, in 1553, but the methods used then were not nearly as accurate or scientific as those established by the Taiko. The latter assigned the surveying work to Nazuka Masaiye, who worked with the best mathematician of the time, Zejobo. It’s noted that due to the detailed measurements taken by these surveyors, the practice of taking two-thirds of the harvest for the landlord instead of one-half or even less, and finally, valuing the tan at 300 tsubo instead of 360 without changing its taxable status, the official revenue collected from the land across the empire increased by a total of eight million koku, which is about £11,000,000 or $54,000,000.
Hideyoshi has been charged with extortion on account of these innovations. Certainly, there is a striking contrast between the system of Tenchi and that of Toyotomi. The former, genuinely socialistic, divided the whole of the land throughout the empire in equal portions among the units of the nation, and imposed a land-tax not in any case exceeding five per cent, of the gross produce. The latter, frankly feudalistic, parcelled out the land into great estates held by feudal chiefs, who allotted it in small areas to farmers on condition that the latter paid sixty-six per cent, of the crops to the lord of the soil. But in justice to Hideyoshi, it must be owned that he did not devise this system. He was not even the originator of its new methods, namely, the abbreviation of the tan and the expansion of the rate. Both had already been put into practice by other daimyo. It must further be noted that Hideyoshi's era was essentially one of war. The outlays that he was obliged to make were enormous and perpetual. He became accustomed, as did his contemporary barons, to look lightly at vast expenditure. Not otherwise can we account for the fact that, within the brief period of eleven years, he undertook and completed five great works involving enormous cost. These works were the Osaka Castle, in 1583; a palace for the retiring Emperor Okimachi, in 1586; the palace of Juraku, in 1587; the Kyoto Daibutsu, in 1586, and the Momo-yama Palace, in 1594. What sum these outlays aggregated no attempt has been made to calculate accurately, but the figure must have been immense. In fact, when Hideyoshi's financial measures are considered, it should always be in the context of his achievements and his necessities.
Hideyoshi has been accused of extortion due to these innovations. There’s a clear difference between the Tenchi system and Toyotomi’s. The former, which was genuinely socialist, divided all the land across the empire equally among the nation’s units and imposed a land tax that never exceeded five percent of the total produce. In contrast, Toyotomi's system was openly feudalistic, dividing the land into large estates owned by feudal lords, who then allocated smaller portions to farmers on the condition that these farmers paid sixty-six percent of their crops to the landowner. However, to be fair to Hideyoshi, it must be noted that he did not create this system. He wasn’t even the one to introduce the new methods, such as shortening the tan measurement and increasing the tax rate; both had already been implemented by other daimyo. Additionally, it’s important to recognize that Hideyoshi's time was largely one of conflict. The expenses he faced were enormous and ongoing. He, like his fellow barons, became used to spending large amounts. This helps explain why, in just eleven years, he managed to undertake and complete five major projects that cost a fortune. These projects included Osaka Castle in 1583, a palace for the retiring Emperor Okimachi in 1586, the Juraku palace in 1587, the Kyoto Daibutsu in 1586, and the Momo-yama Palace in 1594. While no one has made an accurate calculation of the total costs of these projects, the amount must have been tremendous. In fact, when considering Hideyoshi's financial actions, it’s essential to do so in the context of his accomplishments and needs.
COINS
Another important feature of Hideyoshi's era was the use of coins. During the time of the Ashikaga shogunate, two kinds of gold coins were minted, and both were called after the name of the era when they first went into circulation; they were known as the Shocho koban (1428-1429) and the Tembun koban (1532-1555). But these coins were so rare that they can scarcely be said to have been current. As tokens of exchange, copper coins were imported from China, and were known in Japan as Eiraku-sen, Eiraku being the Japanese pronunciation of the Chinese era, Yunglo. These were of pure metal, and side by side with them were circulated an essentially inferior iron coin struck in Japan and known as bita-sen. Oda Nobunaga, appreciating the disastrous effects produced by such currency confusion, had planned remedial measures when death overtook him, and the task thus devolved upon Hideyoshi. Fortunately, the production of gold and silver in Japan increased greatly at this epoch, owing to the introduction of scientific metallurgical methods from Europe. The gold mines of Sado and the silver mines of Ikuno quadrupled or quintupled their output, and Hideyoshi caused an unprecedented quantity of gold and silver coins to be struck; the former known as the Tensho koban and the Tensho oban,* and the latter as the silver bu (ichibu-giri) and the silver half-bu (nishu-gin.)
Another important aspect of Hideyoshi's era was the use of coins. During the Ashikaga shogunate, two types of gold coins were minted, both named after the era when they first circulated; they were called the Shocho koban (1428-1429) and the Tembun koban (1532-1555). However, these coins were so rare that they could hardly be considered widely used. For everyday transactions, copper coins were imported from China, known in Japan as Eiraku-sen, with Eiraku being the Japanese pronunciation of the Chinese era, Yunglo. These were made of pure metal, but alongside them circulated a much inferior iron coin produced in Japan, known as bita-sen. Oda Nobunaga recognized the disastrous effects of this currency confusion and was planning remedies when death interrupted him, leaving that responsibility to Hideyoshi. Luckily, gold and silver production in Japan greatly increased during this time due to the introduction of scientific metallurgical techniques from Europe. The gold mines of Sado and the silver mines of Ikuno quadrupled or quintupled their output, and Hideyoshi oversaw the minting of an unprecedented amount of gold and silver coins; the gold ones known as the Tensho koban and the Tensho oban,* and the silver ones as the silver bu (ichibu-giri) and the silver half-bu (nishu-gin).
*The oban was an oval plate measuring 7 inches by 4, and weighing 53 ounces. It contained 63.84 per cent, of gold and 20 per cent, of silver. The koban was one-tenth of the value of the oban.
*The oban was an oval plate measuring 7 inches by 4, and weighing 53 ounces. It contained 63.84 percent gold and 20 percent silver. The koban was worth one-tenth of the oban.
Gold and silver thenceforth became the standards of value, and as the mines at Sado and Ikuno belonged to the Government, that is to say, to Hideyoshi, his wealth suddenly received a conspicuous increase. That he did possess great riches is proved by the fact that when, in September, 1596, a terrible earthquake overthrew Momo-yama Castle and wrecked all the great structures referred to above, involving for Hideyoshi a loss of "three million pieces of gold," he is described as having treated the incident with the utmost indifference, merely directing that works of reparation should be taken in hand forthwith. The records say that Osaka Castle, which had suffered seriously and been rendered quite uninhabitable, was put in order and sumptuously fitted up within the short space of six weeks. Of course, much of the resulting expense had to be borne by the great feudatories, but the share of Hideyoshi himself cannot have been inconsiderable.
Gold and silver became the standard for value, and since the mines at Sado and Ikuno were owned by the Government—specifically, by Hideyoshi—his wealth suddenly increased significantly. His considerable riches are evident from the fact that when a devastating earthquake struck Momo-yama Castle in September 1596, destroying many of the great buildings mentioned earlier and causing him a loss of "three million pieces of gold," he is noted to have reacted with extreme indifference, simply ordering that repair work begin immediately. Records indicate that Osaka Castle, which had been heavily damaged and deemed uninhabitable, was restored and lavishly furnished in just six weeks. Naturally, much of the expense fell to the powerful feudal lords, but Hideyoshi's personal share must have been substantial.
LITERATURE, ART, AND COMMERCE
It has already been shown that in spite of the disorder and unrest which marked the military era, that era saw the birth of a great art movement under the Ashikaga shogun, Yoshimasa. It has now to be noted that this movement was rapidly developed under the Taiko. "The latter it was whose practical genius did most to popularize art. Although his early training and the occupations of his life until a late period were not calculated to educate esthetic taste, he devoted to the cause of art a considerable portion of the sovereign power that his great gifts as a military leader and a politician had brought him." His earnest patronage of the tea ceremonial involved the cultivation of literature, and although he himself did not excel in that line, he did much to promote the taste for it in others. In the field of industrial art, however, his influence was much more marked. Not only did he bestow munificent allowances on skilled artists and art artisans, but also he conferred on them distinctions which proved stronger incentives than any pecuniary remuneration, and when he built the celebrated mansions of Juraku and Momo-yama, so vast were the sums that he lavished on their decoration, and such a certain passport to his favour did artistic merit confer, that the little town of Fushimi quickly became the art capital of the empire, and many of the most skilful painters, lacquerers, metal-workers, and wood-carvers within the Four Seas congregated there.
It has already been shown that despite the chaos and unrest of the military era, that period saw the emergence of a significant art movement under the Ashikaga shogun, Yoshimasa. It's important to note that this movement rapidly grew under the Taiko. "It was he whose practical genius did the most to popularize art. Although his early training and the roles he took on throughout most of his life weren't designed to develop aesthetic taste, he dedicated a substantial part of the sovereign power he gained as a great military leader and politician to the promotion of art." His strong support of the tea ceremony fostered the development of literature, and while he wasn't particularly skilled in that area himself, he greatly encouraged others to appreciate it. However, his influence in the realm of industrial art was far more significant. He not only provided generous funding to talented artists and craftsmen, but also awarded them honors that served as stronger motivators than monetary compensation. When he constructed the famous mansions of Juraku and Momo-yama, he spent such large amounts on their decoration that artistic merit quickly became a certain way to win his favor, leading the small town of Fushimi to become the art capital of the empire, attracting many of the most skilled painters, lacquer artists, metalworkers, and wood carvers from all over.
Historians speak with profound regret of the dismantling and destruction of these splendid edifices a few years after the Taiko's death; but it is more than probable that the permanent possession of even such monuments of applied art could not have benefited the country nearly as much as did their destruction. For the immediate result was an exodus of all the experts who, settling at Fushimi, had become famous for the sake of their Momo-yama work. They scattered among the fiefs of the most powerful provincial nobles, who received them hospitably and granted them liberal revenues. From that time, namely, the close of the sixteenth century, there sprang up an inter-fief rivalry of artistic production which materially promoted the development of every branch of art and encouraged refinement of life and manners. Not less noteworthy in the history of this military epoch is the improvement that took place in the social status of the merchant during the sixteenth century. Much was due to the liberal views of the Taiko. He encouraged commercial voyages by his countrymen to Macao and to Cambodia, to Annam, and to other places. Nine ships engaged in this trade every year. They carried licences bearing the Taiko's vermilion stamp, and the ports of departure were Nagasaki, Osaka, and Sakai.
Historians express deep sorrow about the dismantling and destruction of these magnificent buildings a few years after the Taiko's death; however, it's likely that simply keeping these artistic monuments wouldn't have benefited the country as much as their destruction did. The immediate consequence was that all the experts who had settled in Fushimi and gained fame for their Momo-yama work left. They spread out among the domains of the most powerful regional lords, who welcomed them warmly and provided them with generous incomes. From that point, around the end of the sixteenth century, a competitive artistic environment developed among the domains, which significantly advanced every art form and encouraged a refinement of lifestyles and manners. Equally significant in the history of this military era is the rise in the social status of merchants during the sixteenth century, largely attributable to the progressive views of the Taiko. He promoted trade journeys by his fellow countrymen to Macao, Cambodia, Annam, and other locations. Nine ships engaged in this trade each year, carrying licenses stamped with the Taiko's vermilion seal from the ports of Nagasaki, Osaka, and Sakai.
ENGRAVING: SIGNATURE OF TOKUGAWA IEYASU
ENGRAVING: MOUNTAIN "KAGO"
CHAPTER XXXVII
CHRISTIANITY IN JAPAN
DISCOVERY OF JAPAN BY EUROPEANS
THE Portuguese discovered Japan in 1542 or 1543—the precise date is not known. Three of them, travelling by junk from Spain to Macao, were driven from their course and landed at Tanegashima, a small island off the south of Kyushu. The strangers were hospitably received by the Japanese, and great interest was excited by their arquebuses, the first firearms ever seen in Japan. It was, of course, out of the question to hold any oral direct conversation, but a Chinese member of the junk's crew, by tracing ideographs upon the sand, explained the circumstances of the case. Ultimately, the junk was piloted to a convenient port, and very soon the armourers of the local feudatory were busily engaged manufacturing arquebuses. News of the discovery of Japan circulated quickly, and several expeditions were fitted out by Portuguese settlements in the Orient to exploit the new market. All steered for Kyushu, and thus the Island of the Nine Provinces became the principal stage for European intercourse during the second half of the sixteenth century.
THE Portuguese discovered Japan in 1542 or 1543—the exact date is unknown. Three of them, traveling by junk from Spain to Macao, were blown off course and landed on Tanegashima, a small island off the south of Kyushu. The Japanese welcomed the strangers warmly, and there was great interest in their arquebuses, the first firearms ever seen in Japan. Of course, it was impossible to have any direct conversation, but a Chinese member of the junk's crew explained the situation by drawing ideographs in the sand. Eventually, the junk was guided to a suitable port, and soon the local feudatory's armorers were busy making arquebuses. News of Japan's discovery spread quickly, and several expeditions were organized by Portuguese settlements in the East to take advantage of the new market. All headed for Kyushu, and thus the Island of the Nine Provinces became the main stage for European interaction during the second half of the sixteenth century.
THE JESUITS
There were, at that time, not a few Jesuits at Macao, Goa, and other outposts of Western commerce in the Far East. But not until 1549 was any attempt made to proselytize Japan. On August 15th of that year, Francis Xavier, a Jesuit priest, landed at Kagoshima. Before his coming, the Portuguese traders had penetrated as far as Kyoto, which they reported to be a city of some ninety-six thousand houses, and their experience of the people had been very favourable, especially with regard to receptivity of instruction. Xavier was weary of attempting to convert the Indians, whom he had found "barbarous, vicious, and without inclination to virtue," and his mind had been turned towards Japan by a message from a Japanese daimyo (whose identity and reasons for inviting him have never been explained), and by a personal appeal from a Japanese, whose name appears in Portuguese annals as "Anjiro," and who, having committed a serious crime in Japan, had taken refuge in a Portuguese vessel, whose master advised him to repair to Malacca and confess his sins to Xavier.
At that time, there were quite a few Jesuits in Macao, Goa, and other Western trade outposts in the Far East. But it wasn’t until 1549 that any effort was made to convert Japan. On August 15 of that year, Francis Xavier, a Jesuit priest, arrived in Kagoshima. Before his arrival, Portuguese traders had reached as far as Kyoto, which they reported had about ninety-six thousand houses, and their experiences with the locals had been very positive, especially in terms of their openness to learning. Xavier was tired of trying to convert the Indians, whom he found to be "barbaric, immoral, and not inclined to virtue," and he had become interested in Japan after receiving a message from a Japanese daimyo (whose identity and reasons for inviting him remain unclear), as well as a personal request from a Japanese man known in Portuguese records as "Anjiro." Anjiro had committed a serious crime in Japan and sought refuge on a Portuguese ship, where the captain advised him to go to Malacca and confess his sins to Xavier.
This man, Anjiro, already possessed some knowledge of the Portuguese language, and he soon became sufficiently proficient in it to act as interpreter, thus constituting a valuable aid to the Portuguese propagandists. Xavier, with two fellow countrymen and Anjiro, repaired to Kagoshima, where the Satsuma baron gave them unqualified permission to preach their doctrine. Not that he had any sympathy with Christianity, about which he knew nothing, but solely because he wished to secure a share in the oversea commerce which had brought so much wealth to his fellow barons on the main island. He thought, in short, that the Jesuits would be followed by merchant ships, and when Portuguese trading vessels did actually appear in the Satsuma waters, but, instead of making any stay there, passed on to the comparatively petty principality of Hirado, Xavier and his comrades were quickly ordered to leave Kagoshima. It seems, also, that Xavier's zeal had outrun his discretion. The Buddhist priests in Kagoshima were ready at first to listen respectfully to his doctrines, but were quickly alienated by his aggressive intolerance. They urged upon the Satsuma baron the dangers that attended such propagandism, and he, already smarting from commercial disappointment, issued an edict, in 1550, declaring it a capital offence to embrace Christianity. The edict was not retrospective. About one hundred and fifty converts whom Xavier, aided by Anjiro, had won during his two years' sojourn, were not molested, but Xavier himself passed on to the island of Hirado, where he was received by salvos of artillery from Portuguese vessels lying in harbour. Matsuura, the Hirado baron, had already been captivated by the commerce of the newcomers, and seeing the marked reverence extended by them to Xavier, the baron issued orders that respectful attention should be paid to the teaching of the foreign propagandist. Doubtless owing in large part to these orders, one hundred converts were made during the first ten days of Xavier's residence in Hirado.
This man, Anjiro, already had some knowledge of Portuguese, and he quickly became skilled enough to act as an interpreter, providing valuable support to the Portuguese missionaries. Xavier, along with two fellow countrymen and Anjiro, went to Kagoshima, where the Satsuma baron gave them full permission to share their beliefs. This wasn't because he had any interest in Christianity, which he knew nothing about, but simply because he wanted a stake in the overseas trade that had brought immense wealth to his fellow barons on the main island. He believed that the Jesuits would attract merchant ships, and when Portuguese trading vessels eventually arrived in Satsuma waters, they didn’t stay but continued on to the much smaller principality of Hirado. As a result, Xavier and his team were quickly ordered to leave Kagoshima. It also seemed that Xavier's enthusiasm had outrun his judgment. The Buddhist priests in Kagoshima were initially willing to listen respectfully to his teachings but soon became alienated by his aggressive intolerance. They warned the Satsuma baron about the risks of such evangelism, and already feeling the sting of commercial disappointment, he issued a decree in 1550 making it a capital offense to convert to Christianity. The decree didn't apply retroactively. About one hundred and fifty converts that Xavier, with Anjiro's help, had gained during his two years there were not harmed, but Xavier moved on to the island of Hirado, where he was welcomed with cannon fire from Portuguese ships in the harbor. Matsuura, the Hirado baron, had already been intrigued by the trade brought by the newcomers, and noticing the great respect they showed toward Xavier, he ordered that their teachings should be treated with respect. Thanks in large part to these orders, one hundred converts were made in the first ten days of Xavier's stay in Hirado.
It was, in fact, evident that the attitude of the official classes towards the new-comers was mainly influenced by the prospect of trade, and that the attitude of the non-official classes towards the foreign religion depended largely on the mood of their superiors. Xavier argued that "if the favour of such a small prince was so potent for the conversion of his subjects, it would be quite another thing if he (Xavier) could have the protection of the Emperor." He therefore, resolved to visit Kyoto. His journey took him in the first place to Yamaguchi, capital of the Choshu fief. This town lay on the northern shore of Shimonoseki Strait, and had long been the principal emporium of trade with China and Korea. But the ruler of the fief, though courteous to the new-comers, evinced no disposition to show any special cordiality towards humble missionaries unconnected with commerce. Therefore, finding that their preaching produced little effect, Xavier and his companion, Fernandez, continued their journey to Kyoto, which they reached after travelling for nearly two months on foot in the depth of winter. It happened, however, that the capital was then suffering sharply from the effects of internecine strife, and the two missionaries failed to obtain access to either the sovereign or the shogun.
It was clear that the official classes' attitude toward the newcomers was mostly shaped by the potential for trade, while the non-official classes' feelings about the foreign religion largely depended on the sentiments of their superiors. Xavier argued that "if the support of such a small prince was so powerful for the conversion of his subjects, it would be a completely different situation if he (Xavier) could have the backing of the Emperor." He decided to go to Kyoto. His journey first took him to Yamaguchi, the capital of the Choshu fief. This town was located on the northern shore of the Shimonoseki Strait and had long been the main trading hub with China and Korea. However, the fief's ruler, while polite to the newcomers, showed no special warmth toward humble missionaries who had no connections to commerce. As their preaching made little impact, Xavier and his companion, Fernandez, continued their journey to Kyoto, reaching it after nearly two months of walking in the harsh winter. Unfortunately, the capital was then experiencing severe internal conflict, and the two missionaries were unable to meet with either the sovereign or the shogun.
Nothing remained, therefore, but recourse to street preaching, and for this they were ill equipped, for Xavier, constitutionally a bad linguist, knew very little of the Japanese language, and his companion, Fernandez, even less, while as for Anjiro, he had remained in Kagoshima. After devoting a few days to this unproductive task, Xavier returned to Yamaguchi. He had not made any converts in Kyoto, but he had learned a useful lesson, namely, that religious propagandism, to be successful in Japan, must be countenanced by the ruling classes. He therefore caused his canonicals to be sent to him from Hirado, together with his credentials from the viceroy of India, the governor of Malacca, and the bishop of Goa. These documents he submitted to the Choshu baron, accompanying them with certain rare objects of European manufacture, including a clock and a harpsicord. A permit to preach Christianity was now obtained without difficulty, and the Yamaguchi officials went so far as to issue a proclamation expressing approval of the Western religion and granting entire liberty to embrace it. An empty Buddhist monastery was assigned as a residence for Xavier and his companions, and the fact is certainly an eloquent testimony to the magnanimity of the Buddhist priests.
Nothing was left but to try street preaching, and they weren't well-prepared for it. Xavier, who wasn't great with languages, barely knew any Japanese, and his companion, Fernandez, knew even less. As for Anjiro, he had stayed in Kagoshima. After spending a few days on this unproductive effort, Xavier returned to Yamaguchi. He hadn’t converted anyone in Kyoto, but he learned an important lesson: for religious outreach to be successful in Japan, it needs the support of the ruling classes. So, he had his clerical attire sent to him from Hirado, along with his credentials from the viceroy of India, the governor of Malacca, and the bishop of Goa. He presented these documents to the Choshu baron, along with rare European items like a clock and a harpsichord. A permit to preach Christianity was easily obtained, and the Yamaguchi officials even issued a proclamation supporting the Western religion and allowing complete freedom to follow it. An empty Buddhist monastery was designated as a home for Xavier and his companions, which certainly speaks volumes about the generosity of the Buddhist priests.
Many converts were now made, and fresh proof was obtained that the road to success lay in associating propagandism with commerce. It was nearly a decade since the Portuguese had effected their first landing on Tanegashima, and throughout that interval trade had flourished in their hands. They had not sought any new markets on the main island; first, because their ignorance of the coasts rendered navigation risky; and, secondly, because internecine war raged throughout almost the whole of the main island, whereas Kyushu enjoyed comparative tranquillity. Xavier now took advantage of a Portuguese vessel which called at Yamaguchi en route for Bungo, a province on the eastern littoral of Kyushu. His intention was to return for a time to the Indies, but on reaching Bungo he learned that its ruler, Otomo, wielded exceptional power and showed a disposition to welcome the Jesuit father.
Many converts were made, and new evidence showed that the path to success was in linking promotion with business. It had been nearly ten years since the Portuguese first landed on Tanegashima, and during that time, trade had thrived in their hands. They had not pursued new markets on the main island; first, because their lack of knowledge about the coasts made navigation risky, and second, because a civil war was raging across almost the entire main island, while Kyushu was relatively peaceful. Xavier took advantage of a Portuguese ship that stopped in Yamaguchi on its way to Bungo, a province on the eastern coast of Kyushu. He planned to return to the Indies for a while, but upon reaching Bungo, he discovered that its ruler, Otomo, had significant power and was open to welcoming the Jesuit father.
This Otomo was destined ultimately to act a leading part on the stage of Christianity in Japan. Xavier now had recourse to methods suggested by his recent experiences. On a visit to Otomo he caused himself to be escorted by a large number of the Portuguese crew, who wore rich garments, carried arms, and flaunted banners. This procedure seems to have weighed cogently with Otomo, who was keenly desirous of attracting foreign traders and obtaining from them not only wealth but also novel and effective weapons of war. Seeing that Xavier was almost deified by the Portuguese, Otomo naturally applied himself to win the good-will of the Jesuits, and for that purpose not only accorded to them entire liberty to teach and to preach, but also despatched a messenger to his younger brother (who had just succeeded to the lordship of Yamaguchi), advising him to protect the two Jesuits then residing there, namely, Torres and Fernandez. Xavier remained four months in Bungo and then set sail for Goa in February, 1552. He died in December of the same year, and thus his intention of returning to Japan was defeated. His stay in Japan had lasted twenty-seven months, and in that interval he and his comrades had won some 760 converts.
This Otomo was ultimately destined to play a key role in Christianity in Japan. Xavier now turned to strategies based on his recent experiences. During a visit to Otomo, he had himself accompanied by a large group of the Portuguese crew, who wore lavish clothing, carried weapons, and displayed banners. This approach seemed to impress Otomo, who was eager to attract foreign traders to gain not only wealth but also new and effective weapons for warfare. Noticing that the Portuguese almost worshipped Xavier, Otomo naturally sought to earn the favor of the Jesuits. To that end, he granted them complete freedom to teach and preach, and he also sent a messenger to his younger brother (who had just become lord of Yamaguchi), urging him to protect the two Jesuits living there, Torres and Fernandez. Xavier stayed in Bungo for four months before sailing to Goa in February 1552. He died in December of that year, and so his plan to return to Japan was thwarted. His time in Japan lasted twenty-seven months, during which he and his companions made about 760 converts.
RESULTS OF PROPAGANDISM
It is worth while to recapitulate here the main events during this first epoch of Christian propagandism in Japan. It has been shown that in more than a year's labours in Kagoshima, Xavier, with the assistance of Anjiro as an interpreter, obtained 150 believers. Now, "no language lends itself with greater difficulty than Japanese to the discussion of theological questions. The terms necessary for such a purpose are not current among laymen, and only by special study, which, it need scarcely be said, must be preluded by accurate acquaintance with the tongue itself, can a man hope to become duly equipped for the task of exposition and dissertation. It is open to grave doubt whether any foreigner has ever attained the requisite proficiency. Leaving Anjiro in Kagoshima, to care for the converts made there, Xavier pushed on to Hirado, where he baptized a hundred Japanese in a few days. Now, we have it on the authority of Xavier himself that, in this Hirado campaign, 'none of us knew Japanese.' How, then, did they proceed? 'By reciting a semi-japanese volume' (a translation made by Anjiro of a treatise from Xavier's pen) 'and by delivering sermons, we brought several over to the Christian cult.'
It’s worth summarizing the main events during this early period of Christian missionary work in Japan. It has been shown that after more than a year’s efforts in Kagoshima, Xavier, with Anjiro as his interpreter, gained 150 believers. Now, "no language presents greater challenges than Japanese for discussing theological topics. The terms needed for such discussions are not commonly known among everyday people, and only through special study, which must, of course, begin with a thorough understanding of the language itself, can someone hope to be properly equipped for explaining and discussing these matters. There's valid doubt whether any foreigner has ever achieved the necessary level of proficiency. Leaving Anjiro in Kagoshima to look after the converts there, Xavier continued to Hirado, where he baptized a hundred Japanese in just a few days. Interestingly, we have Xavier’s own account that, during this Hirado mission, ‘none of us knew Japanese.’ So, how did they manage? ‘By reciting a semi-Japanese book’ (a translation by Anjiro of a treatise written by Xavier) ‘and by delivering sermons, we converted several to the Christian faith.’
"Sermons preached in Portuguese or Latin to a Japanese audience on the island of Hirado in the year 1550 can scarcely have attracted intelligent interest. On his first visit to Yamaguchi, Xavier's means of access to the understanding of his hearers was confined to the rudimentary knowledge of Japanese which Fernandez had been able to acquire in fourteen months, a period of study which, in modern times with all the aids now procurable, would not suffice to carry a student beyond the margin of the colloquial. No converts were won. The people of Yamaguchi probably admired the splendid faith and devotion of these over-sea philosophers, but as for their doctrine, it was unintelligible. In Kyoto, the same experience was repeated with an addition of much physical hardship. But, when the Jesuits returned to Yamaguchi in the early autumn of 1551, they baptized five hundred persons, including several members of the military class. Still Fernandez with his broken Japanese was the only medium for communicating the profound doctrines of Christianity. It must be concluded that the teachings of the missionaries produced much less effect than the attitude of the local chieftain."*
"Sermons given in Portuguese or Latin to a Japanese audience on the island of Hirado in 1550 likely failed to capture much intelligent interest. During his first visit to Yamaguchi, Xavier's ability to connect with his audience was limited to the basic Japanese that Fernandez had managed to learn in fourteen months—an amount of study that, in today's world with all the resources available, wouldn’t even get a student past basic conversational skills. No converts were made. The people of Yamaguchi probably respected the impressive faith and commitment of these foreign thinkers, but their teachings were incomprehensible. In Kyoto, a similar situation occurred, exacerbated by considerable physical hardships. However, when the Jesuits returned to Yamaguchi in early autumn of 1551, they baptized five hundred individuals, including several members of the military class. Still, Fernandez, with his broken Japanese, was the only way to convey the deep teachings of Christianity. It can be concluded that the missionaries' teachings had a much smaller impact than the stance of the local chieftain."
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
But the Jesuits have not left any misgivings on record. They relate that during Xavier's sojourn in Bungo he had numerous public debates—one continuing for five days—with Buddhist priests, but even Fernandez not being available as an interpreter, these debates must have been either farcical or imaginary, though brilliant results are claimed for them by the Church historians. That Xavier himself was not satisfied is proved by his determination to transfer his ministrations to China, for he said, "if the Chinese adopt the Christian religion, the Japanese also will abandon the religions they have introduced from China."
But the Jesuits haven’t left any doubts on record. They recount that during Xavier's time in Bungo, he had many public debates—one lasting five days—with Buddhist priests. However, since Fernandez wasn’t available as an interpreter, these debates must have been either ridiculous or made up, even though Church historians claim they were impressive. Xavier’s own dissatisfaction is evident in his decision to shift his efforts to China, as he said, "If the Chinese embrace Christianity, the Japanese will also abandon the religions they’ve brought from China."
SECOND PERIOD OF PROPAGANDISM
Torres and Fernandez remained in Japan after Xavier's departure and were there joined soon afterwards by three others. The new-comers landed at Kagoshima and found that the Satsuma baron was as keen as ever in welcoming foreign trade, although his attitude towards the alien religion continued antipathetic. Bungo now became the headquarters of the Jesuits in Japan. Local disturbances had compelled them to leave Yamaguchi, where their disputes with Buddhist priests had become so violent that an official proscription of the Western religion was pronounced. In Funai, the capital of the province of Bungo, they built their first church in Japan and also a hospital. From that place, too, they began to send yearly reports known as the Annual Letters to their generals in Rome, and these Letters give an interesting insight into the conditions then existing in Japan. The writers "describe a state of abject poverty among the lower orders—poverty so cruel that the destruction of children by their famishing parents was an every-day occurrence." This terrible state of affairs was due to the civil wars which had entered their most violent phase in the Onin era (1467-1468), and had continued without intermission ever since. The trade carried on by the Portuguese did not, however, suffer any interruption. Their vessels repaired to Hirado as well as to Funai, and the masters and seamen of the ships appear to have treated the missionaries with such scrupulous respect that the Japanese formed an almost exaggerated conception of the civil influence wielded by the religionists. It further appears that in those early days the Portuguese seamen refrained from the riotous excesses which had already won for them a most unenviable reputation in China.
Torres and Fernandez stayed in Japan after Xavier left and were soon joined by three others. The newcomers arrived in Kagoshima, where they found that the Satsuma baron was still eager to welcome foreign trade, although he remained opposed to the foreign religion. Bungo became the Jesuits' main base in Japan. Local conflicts forced them to leave Yamaguchi, where their arguments with Buddhist priests had become so intense that an official ban on Western religion was issued. In Funai, the capital of Bungo province, they built their first church in Japan and also a hospital. From there, they began sending annual reports known as the Annual Letters to their superiors in Rome, which provide a fascinating glimpse into the conditions in Japan at that time. The writers "describe a state of abject poverty among the lower classes—poverty so severe that the destruction of children by their starving parents was a daily occurrence." This tragic situation was a result of the civil wars that had reached their most violent stage during the Onin era (1467-1468) and had continued without pause ever since. However, the Portuguese trade was not disrupted. Their ships docked at both Hirado and Funai, and the ship captains and crews treated the missionaries with such great respect that the Japanese developed an almost exaggerated view of the influence held by the religious figures. Additionally, it seems that in those early days, the Portuguese sailors avoided the excessive behavior that had already given them a very poor reputation in China.
In fact, their good conduct constituted an object lesson in the interests of Christianity. We learn, incidentally that, in 1557, two of the fathers, visiting Hirado at the instance of some Portuguese sailors who felt in want of religious ministrations, organized a kind of propagandism which anticipated the methods of the Salvation Army. They "sent brothers to parade the streets, ringing bells, and chaunting litanies; they organized bands of boys for the same purpose; they caused the converts, and even children, to flagellate themselves at a model of Mount Calvary, and they worked miracles, healing the sick by contact with scourges or with a booklet in which Xavier had written litanies and prayers. It may well be imagined that such doings attracted surprised attention in Japan. They were supplemented by even more striking practices. For a sub-feudatory of the Hirado chief, having been converted, showed his zeal by destroying Buddhist temples and throwing down the idols, thus inaugurating a campaign of violence destined to mark the progress of Christianity throughout the greater part of its history in Japan. There followed the overthrowing of a cross in the Christian cemetery, the burning of a temple in the town of Hirado, and a street riot, the sequel being that the Jesuit fathers were compelled to return once more to Bungo."*
In fact, their good behavior served as a practical example in favor of Christianity. We learn, incidentally, that in 1557, two priests, visiting Hirado at the request of some Portuguese sailors in need of religious services, set up a kind of outreach that predicted the methods of the Salvation Army. They "sent brothers to walk through the streets, ringing bells and chanting prayers; they organized groups of boys for the same purpose; they had converts, and even kids, whip themselves at a model of Mount Calvary, and they performed miracles, healing the sick by having them touch scourges or with a booklet that Xavier had filled with prayers and litanies. It's easy to see how such actions captured attention in Japan. These actions were accompanied by even more striking practices. A subordinate of the Hirado chief, having converted, demonstrated his enthusiasm by destroying Buddhist temples and tearing down idols, thus starting a campaign of violence that would characterize the spread of Christianity through much of its history in Japan. This led to the toppling of a cross in the Christian cemetery, the burning of a temple in Hirado, and a street riot, resulting in the Jesuit priests being forced to return once again to Bungo."*
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
All this conveys an idea of the guise under which Christianity was presented originally to the Japanese. Meanwhile, the Portuguese traders did not allow their commerce to be interrupted by any misfortunes which overtook the Jesuits. Hirado continued to be frequented by Portuguese merchantmen, and news of the value of their trade induced Sumitada, feudatory of Omura, to invite the Jesuits in Bungo to his fief, offering them a free port for ten years, an extensive tract of land, a residence for the missionaries, and other privileges. This induced the Hirado feudatory to revoke the edict which he had issued against the Jesuits, and they were preparing to take advantage of his renewed hospitality when a Portuguese merchantman entered Hirado. Its appearance convinced the local chieftain that trade could be had without the accompaniment of religion, towards which he renewed his hostility. When, however, this change of demeanour was communicated to Funai, the Jesuit leader, Torres, hastened thence to Hirado, and induced the master of the merchantman to leave the port on the ground that he could not remain in a country where they maltreated those who professed the same religion as himself. Thereafter, for some years, Hirado remained outside the pale of foreign trade. But ultimately three merchant vessels appeared in the offing and announced their willingness to put in provided that the anti-Christian ban was removed. This remonstrance proved effective. A parallel case occurred a few years later in the island of Amakusa. There a petty baron, avowedly for the purpose of attracting foreign trade, embraced Christianity and required all his vassals to follow his example. But when no Portuguese ship arrived, he apostatized; ordered his vassals to return to their old faith, and expelled the missionaries.
All of this gives an idea of how Christianity was originally presented to the Japanese. Meanwhile, the Portuguese traders didn't let any setbacks faced by the Jesuits disrupt their business. Hirado continued to be visited by Portuguese merchant ships, and news of the value of their trade led Sumitada, the feudal lord of Omura, to invite the Jesuits to his territory in Bungo. He offered them a free port for ten years, a large piece of land, housing for the missionaries, and other privileges. This prompted the Hirado feudal lord to lift the ban he had imposed on the Jesuits, and they were getting ready to take advantage of his renewed hospitality when a Portuguese merchant ship arrived in Hirado. Its arrival convinced the local chieftain that trade could happen without the involvement of religion, and he renewed his hostility towards it. However, when this change in attitude was communicated to Funai, the Jesuit leader, Torres quickly went to Hirado and persuaded the captain of the merchant ship to leave the port, arguing that he couldn't stay in a country where those who shared his faith were mistreated. After that, for several years, Hirado was closed off to foreign trade. But eventually, three merchant vessels appeared in the distance and expressed their willingness to dock if the anti-Christian ban was lifted. This protest proved effective. A similar situation occurred a few years later on the island of Amakusa. There, a minor lord, clearly trying to attract foreign trade, converted to Christianity and required all his vassals to do the same. But when no Portuguese ship showed up, he reverted back, ordered his vassals to return to their old faith, and expelled the missionaries.
"In fact, the competition for the patronage of Portuguese traders was so keen that the Hirado feudatory attempted to burn several of their vessels because they frequented the territorial waters of his neighbour and rival, Sumitada. The latter became a most stalwart Christian when his wish was gratified. He set himself to eradicate idolatry throughout his fief with the strong arm, and his fierce intolerance provoked revolts which ended in the destruction of the Christian town at the newly opened free port. Sumitada, however, quickly reasserted his authority, and five years later (1567), he took a step which had far-reaching consequences, namely, the building of a church at Nagasaki, in order that Portuguese commerce might have a centre and the Christians an assured asylum. Nagasaki was then a little fishing village. In five years it grew to be a town of thirty thousand inhabitants, and Sumitada became one of the richest of the Kyushu feudatories."*
"In fact, the competition for the support of Portuguese traders was so intense that the Hirado lord tried to burn several of their ships because they often entered the waters of his neighbor and rival, Sumitada. The latter became a strong Christian once his wish was fulfilled. He set out to eliminate idolatry throughout his territory with an iron fist, and his harsh intolerance sparked revolts that resulted in the destruction of the Christian town at the newly opened free port. However, Sumitada quickly reestablished his control, and five years later (1567), he took a significant step with far-reaching effects by building a church in Nagasaki so that Portuguese trade could have a center and Christians a guaranteed refuge. At that time, Nagasaki was just a small fishing village. Within five years, it grew into a town of thirty thousand people, and Sumitada became one of the wealthiest feudal lords in Kyushu."
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
This baron appears to have been sincere in his adoption of the foreign religion. "When in 1573, successful conflicts with neighbouring fiefs brought him an access of territory, he declared that he owed these victories to the influence of the Christian God, and shortly afterwards he proclaimed banishment for all who would not accept the foreign faith. There were then no Jesuits by his side, but immediately two hastened to join him, and 'these accompanied by a strong guard, but yet not without danger of their lives, went round causing the churches of the Gentiles, with their idols, to be thrown down to the ground, while three Japanese Christians went preaching the law of God everywhere.'" They further record that three fathers who were in the neighbouring fief "all withdrew therefrom to work in this abundant harvest, and in the space of seven months twenty thousand persons were baptized, including the bonzes of about sixty monasteries."* The Jesuit vice-provincial (Francis Cabral), relating these events, speaks with marked satisfaction of the abasement of the Buddhist priests, and adds, "That these should now come to such a humility that they throw themselves on the ground before two ragged members of the Company is one of the miracles worked by the Divine Majesty."
This baron seemed to genuinely embrace the foreign religion. "In 1573, after winning conflicts with neighboring fiefs and gaining more territory, he declared that he owed these victories to the influence of the Christian God. Soon after, he announced that anyone who refused to accept the foreign faith would be banished. At that time, there were no Jesuits with him, but two quickly came to join him, and ‘these, accompanied by a strong guard but still at risk of their lives, went around causing the Gentile churches with their idols to be torn down, while three Japanese Christians preached God’s law everywhere.’ They also noted that three fathers who were in the nearby fief ‘all left to work in this abundant harvest, and in just seven months, twenty thousand people were baptized, including the priests from about sixty monasteries.’* The Jesuit vice-provincial (Francis Cabral), recounting these events, expresses notable satisfaction at the humiliation of the Buddhist priests, adding, ‘That these should now come to such humility that they throw themselves on the ground before two ragged members of the Company is one of the miracles performed by the Divine Majesty.’"
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
In Funai things were by no means so satisfactory. The Jesuits, as stated above, had a hospital there, which had been built at the charges of a devout Portuguese. But Francis Cabral, writing from Bungo, in 1576, said: "Down to this hour the Christians have been so abject and vile that they have shown no desire to acknowledge themselves, partly from being few in the midst of so many Gentiles, partly because the said Christianity began in the hospital where we cure the people of low condition and those suffering from contagious diseases, like the French evil and such others. Whence the Gospel came to be of such little reputation that no man of position would dare to accept it (although it seemed good and true to him) merely lest he should be confounded with this rabble (con quella plebe). And although we gave much edification with such works, the thing nevertheless was a great obstacle to the spread of the holy faith. And thus, during the twenty years we have had a residence in Funai, one gentleman became a Christian, and this after having been cured of the said evil in his house; but as soon as he was cured he afterwards thought it shame to acknowledge his Christianity in the presence of others."
In Funai, things were far from satisfactory. The Jesuits, as mentioned earlier, had a hospital there, built with funds from a devout Portuguese. However, Francis Cabral, writing from Bungo in 1576, remarked: "Until now, the Christians have been so degraded and insignificant that they’ve shown no desire to identify themselves, partly because they are few among so many non-Christians, and partly because Christianity started in a hospital where we treat the lower class and those suffering from contagious diseases like syphilis and others. This led to the Gospel being held in such low regard that no man of standing would dare to embrace it (even if it seemed good and true to him) for fear of being associated with this crowd (con quella plebe). And while we provided much instruction through our works, it nonetheless posed a significant barrier to the spread of the holy faith. In the twenty years we've maintained a presence in Funai, only one gentleman became a Christian after being cured of his illness in his home; but once he was healed, he felt it was shameful to admit his Christianity in front of others."
This most disheartening record underwent a complete change in 1576, when the son of the Bungo feudatory, a youth of some sixteen years, and, two years later, the feudatory himself, Otomo, embraced the Christian faith. In the first Annual Letter sent to Rome after these events a striking admission is made: "It is Otomo, next to God, whom the Jesuits have to thank for their success in Japan." This appreciation looks somewhat exaggerated when placed side by side with the incidents that occurred in Sumitada's fief, as related above. Nevertheless, Otomo certainly did render powerful aid, not within his own fief alone but also through his influence elsewhere. Thus, he did not hesitate to have recourse to arms in order to obtain for the Jesuits access to the island of Amakusa, where one of the local barons, tempted originally by tradal prospects and afterwards urged by his wife, called upon his vassals to choose between conversion or exile, and issued an order that any Buddhist priests refusing to accept Christianity would have their property confiscated and their persons banished.
This discouraging situation changed completely in 1576 when the son of the Bungo feudal lord, a young man about sixteen years old, and two years later, the feudal lord himself, Otomo, converted to Christianity. In the first Annual Letter sent to Rome after these events, a notable admission was made: "It is Otomo, next to God, whom the Jesuits have to thank for their success in Japan." This claim seems somewhat exaggerated when compared to the events that happened in Sumitada's land, as mentioned earlier. However, Otomo did provide significant support, not only within his own territory but also through his influence elsewhere. For instance, he did not hesitate to use force to secure access for the Jesuits to the island of Amakusa, where one of the local barons, initially attracted by trade prospects and later encouraged by his wife, urged his vassals to choose between conversion or exile, issuing an order that any Buddhist priests who refused to accept Christianity would have their property confiscated and would be banished.
Practically the whole population became converts under the pressure of these edicts, and it is thus seen that Christianity owed much of its success in Kyushu to methods which recall Islam and the Inquisition. Another illustration of this is furnished by the Arima fief, which adjoined that of Omura where Sumitada ruled. The heads of these two fiefs were brothers, and thus when Sumitada embraced Christianity the Jesuits received an invitation to visit Arima at the ports of Kuchinotsu and Shimabara, where from that time Portuguese ships repaired frequently. In 1576, the Arima baron, seeing the prosperity and power which had followed the conversion of his brother Sumitada, accepted baptism and became the "Prince Andrew" of missionary records. In those records we read that "the first thing Prince Andrew did after his baptism was to convert the chief temple of his capital into a church, its revenues being assigned for the maintenance of the building and the support of the missionaries. He then took measures to have the same thing done in the other towns of his fief, and he seconded the preachers of the Gospel so well in everything else that he could flatter himself that he soon would not have one single idolater in his states." This fanatical "Prince Andrew" survived his baptism by two years only, but during that time twenty thousand converts were made in Arima. His successor, however, was a believer in Buddhism. He caused the Christian churches to be destroyed and the crosses to be thrown down; he ordered the Jesuits to quit his dominions, and he required the converts to return to Buddhism. Under this pressure about one-half of the converts apostatized, but the rest threatened to leave Kuchinotsu en masse. However this would have meant the loss of foreign trade, and as a result of this circumstance the anti-Christian edicts were radically modified.
Practically the entire population converted under the pressure of these edicts, showing that Christianity's success in Kyushu owed much to methods reminiscent of Islam and the Inquisition. Another example is the Arima fief, which bordered Omura, where Sumitada ruled. The leaders of these two fiefs were brothers, and when Sumitada embraced Christianity, the Jesuits were invited to visit Arima at the ports of Kuchinotsu and Shimabara, where Portuguese ships frequently docked from then on. In 1576, the Arima baron, noticing the prosperity and influence that followed his brother Sumitada's conversion, accepted baptism and became known as "Prince Andrew" in missionary records. Those records note that "the first thing Prince Andrew did after his baptism was to convert the main temple in his capital into a church, with its revenues designated for the upkeep of the building and support for the missionaries. He then took steps to do the same in the other towns of his fief and supported the Gospel preachers so effectively that he could convince himself he would soon have no idolaters left in his lands." This zealous "Prince Andrew" lived for only two more years after his baptism, but during that time, twenty thousand converts were made in Arima. His successor, however, was a follower of Buddhism. He ordered the destruction of Christian churches and the removal of crosses; he expelled the Jesuits from his territories and demanded that converts return to Buddhism. Under this pressure, about half of the converts renounced their faith, but the remaining ones threatened to leave Kuchinotsu completely. However, that would have resulted in losing foreign trade, which led to significant modifications of the anti-Christian edicts.
Just at that time, also, a fortunate incident occurred. It had become the custom for a large vessel from Macao to visit Japan every year, and the advent of this ship had great importance from a commercial point of view. It chanced that she made the port of Kuchinotsu her place of call in 1578, and her presence suggested such a pleasing outcome that the feudatory embraced Christianity and allowed his vassals to do the same. By this "great ship from Macao" the Jesuit vice-general, Valegnani was a passenger. A statesman as well as a preacher, this astute politician made such a clever use of the opportunity that, in 1580, "all the city was made Christian, and the people burned their idols and destroyed forty temples, reserving some materials to build churches."
Just then, a lucky event happened. It had become a tradition for a large ship from Macao to visit Japan every year, and the arrival of this ship was very important for trade. It just so happened that it stopped at the port of Kuchinotsu in 1578, and its visit led to such a positive outcome that the local lord converted to Christianity and allowed his followers to do the same. On this "great ship from Macao" was the Jesuit vice-general, Valegnani. A skilled politician as well as a preacher, he took advantage of the situation so well that by 1580, "the entire city became Christian, and the people burned their idols and destroyed forty temples, keeping some materials to build churches."
RESULTS OF THE FIRST THREE DECADES OF PROPAGANDISM
The record achieved by the Christian propagandists up to this time was distinctly satisfactory. In the Annual Letter of 1582 we find it stated that, at the close of 1581, that is to say, thirty-two years after Xavier's landing in Japan there were about 150,000 converts. Of these some 125,000 were in Kyushu; the remainder in Yamaguchi, Kyoto, and the vicinity of the latter city. As for the Jesuits in Japan, they then numbered seventy-five, but down to the year 1563 there had never been more than nine. "The harvest was certainly great in proportion to the number of sowers. But it was a harvest mainly of artificial growth, forced by despotic insistence of feudal chiefs who possessed the power of life and death over their vassals, and were influenced by a desire to attract foreign trade."
The progress made by Christian missionaries up to this point was quite encouraging. In the Annual Letter of 1582, it states that at the end of 1581, thirty-two years after Xavier arrived in Japan, there were around 150,000 converts. Of these, about 125,000 were in Kyushu, with the rest in Yamaguchi, Kyoto, and the surrounding area. As for the Jesuits in Japan, there were seventy-five at that time, but until 1563, there had never been more than nine. "The harvest was definitely large compared to the number of sowers. However, it was primarily a harvest of artificial growth, driven by the authoritarian insistence of feudal lords who held power over life and death over their subjects and were motivated by a desire to attract foreign trade."
BUDDHISM AND CHRISTIANITY
"To the Buddhist priests this movement of Christian propagandism had brought an experience hitherto almost unknown in Japan—persecution solely on account of creed. They had suffered for interfering in politics, but the cruel vehemence of the Christian fanatic may be said to have now become known for the first time to men themselves usually conspicuous for tolerance of heresy and for receptivity of instruction. They had had little previous experience of humanity in the garb of an Otomo of Bungo, who, in the words of Crasset, Svent to the chase of the bonzes as to that of wild beasts, and made it his singular pleasure to exterminate them from his states.'"*
"To the Buddhist priests, this wave of Christian evangelism brought an experience that was almost unknown in Japan—persecution purely because of belief. They had faced difficulties for getting involved in politics, but the intense cruelty of Christian fanatics was something they had only just witnessed for the first time. These men, who were usually known for their tolerance of different beliefs and willingness to learn, had little prior experience with humanity in the form of an Otomo of Bungo, who, as Crasset put it, went after the monks just like he would hunt wild animals, taking great pleasure in eliminating them from his territory."
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.
JAPANESE EMBASSY TO EUROPE
Another important result of the coming of Valegnani to Japan was that, in 1582, an embassy sailed from Nagasaki for Europe. It consisted of four young men, representing the fiefs of Arima, Omura, and Bungo, and it is related that at Lisbon, Madrid, and Rome they were received with an elaborate show of dazzling magnificence, so that they carried back to their island home a vivid impression of the might and wealth of Western countries.
Another important result of Valegnani arriving in Japan was that, in 1582, an embassy set sail from Nagasaki to Europe. It included four young men representing the fiefs of Arima, Omura, and Bungo, and it’s said that in Lisbon, Madrid, and Rome, they were welcomed with amazing displays of grandeur, leaving them with a strong impression of the power and wealth of Western countries when they returned to their island home.
KYOTO AND CHRISTIANITY
It has already been shown that the visit to Kyoto by Xavier and Fernandez was wholly unsuccessful. Such was not the case, however, when another visit was made to the same city by Vilela, in the year 1559. This eminent missionary had been invited to Kyoto by the abbot of the celebrated Buddhist monastery of Hiei-zan, who desired to investigate the Christian doctrine. It is to be noted that, at this time, Christian propagandism in Kyushu had not yet begun to be disfigured by acts of violence. Vilela carried letters of introduction from the Bungo feudatory, but before he reached the capital the Buddhist abbot of Hiei-zan had died, and his successor did not show the same liberal spirit of inquiry. Still, Vilela was permitted to expound his doctrines in the presence of a gathering of priests in the great monastery, and afterwards the good offices of one of these bonzes, supplemented by the letter of the Bungo feudatory, procured for the Jesuit father the honour of being received by the shogun, Yoshiteru, who treated him with much consideration and assigned a house for his residence.
It has already been shown that Xavier and Fernandez's visit to Kyoto was completely unsuccessful. However, that wasn't the case when Vilela visited the same city in 1559. This well-known missionary had been invited to Kyoto by the abbot of the famous Buddhist monastery of Hiei-zan, who wanted to explore Christian teachings. It's important to note that, at this time, Christian outreach in Kyushu had not yet been marred by violent acts. Vilela brought letters of introduction from the Bungo lord, but before he reached the capital, the Buddhist abbot of Hiei-zan had passed away, and his successor didn't share the same openness to inquiry. Still, Vilela was allowed to share his teachings in front of a group of priests in the large monastery, and later, the help of one of these monks, along with the letter from the Bungo lord, earned the Jesuit father the honor of being received by the shogun, Yoshiteru, who treated him with great respect and provided a house for him to stay in.
Vilela does not seem to have allowed himself to be influenced in any degree by the aid that he received on this occasion from his Buddhist friend, who is described as "one of the most respected men in the city." The Jesuit father seized the first opportunity to denounce Buddhism and its followers in unmeasured terms, and soon the bonzes began to intrigue with corresponding vehemence for the expulsion of the foreign propagandists. But the shogun extended his protection to Vilela, by issuing a decree which made it a capital punishment to injure the missionaries or obstruct their work. The times, however, were very troublous, so that Vilela and his fellow workers had to encounter much difficulty and no little danger. Nothing, however, damped their ardour, and five years after their arrival in Kyoto they had not only obtained many converts but had organized churches in five towns within a radius of fifty miles from the capital. Two incidents may be specially mentioned illustrating the loyal spirit with which the Japanese of that time approached controversy. Among Vilela's converts were two Buddhist priests who had been nominated officially to investigate and report upon the novel doctrines, and who, in the sequel of their investigation, openly embraced Christianity though they had originally been vehemently opposed to it. The second incident was the conversion of a petty feudatory, Takayama, whose fief lay at Takatsuki in the vicinity of the capital. He challenged Vilela to a public discussion of the merits of the two creeds, and being vanquished, he frankly acknowledged his defeat, adopted Christianity, and invited his vassals as well as his family to follow his example. His son, Yusho, became one of the most loyal supporters of Christianity in all Japan. He is the "Don Justo Ukondono" of the Jesuits' annals.
Vilela doesn't seem to have let the support from his Buddhist friend, described as "one of the most respected men in the city," influence him at all. The Jesuit father quickly took the chance to criticize Buddhism and its followers harshly, which led the bonzes to aggressively push for the expulsion of the foreign missionaries. However, the shogun protected Vilela by issuing a decree that made it a capital offense to harm missionaries or interfere with their work. Times were very tumultuous, so Vilela and his colleagues faced a lot of challenges and significant dangers. Nonetheless, their zeal did not wane, and five years after arriving in Kyoto, they not only made many converts but also established churches in five towns within fifty miles of the capital. Two incidents particularly highlight the loyal spirit with which the Japanese approached debates at that time. Among Vilela's converts were two Buddhist priests officially assigned to investigate and report on the new doctrines, who ended up openly embracing Christianity despite initially being strongly opposed to it. The second incident involved a minor feudal lord, Takayama, whose territory was in Takatsuki near the capital. He challenged Vilela to a public debate on the merits of the two faiths, and after being defeated, he admitted his loss, converted to Christianity, and encouraged his vassals and family to do the same. His son, Yusho, became one of the most devoted supporters of Christianity in all of Japan. He is the "Don Justo Ukondono" of the Jesuit records.
NOBUNAGA AND CHRISTIANITY
At the time of Vilela's visit to Kyoto civil war was raging. It led to the death of the shogun, Yoshiteru, and to the issue of an Imperial decree proscribing Christianity, Vilela and his two comrades were obliged to take refuge in the town of Sakai, and they remained there during three years, when they were invited to an interview with Oda Nobunaga, who, at this time, had risen almost to the pinnacle of his immense power. Had Nobunaga shown himself hostile to Christianity, the latter's fate in Japan would have been quickly sealed; but not only was he a man of wide and liberal views, but also he harboured a strong antipathy against the Buddhists, whose armed interference in politics had caused him much embarrassment. He welcomed Christianity largely as an opponent of Buddhism, and when Takayama conducted Froez from Sakai to Nobunaga's presence, the Jesuit received a cordial welcome. Thenceforth, during the fourteen remaining years of his life, Nobunaga steadily befriended the missionaries in particular and foreign visitors to Japan in general. He stood between the Jesuits and the Throne when, in reply to an appeal from Buddhist priests, the Emperor Okimachi, for the second time, issued an anti-Christian decree (1568); he granted a site for a church and a residence at Azuchi on Lake Biwa, where his new castle stood; he addressed to various powerful feudatories letters signifying a desire for the spread of Christianity; he frequently made handsome presents to the fathers, and whenever they visited him he showed himself accessible and gracious. The Jesuits said of him: "This man seems to have been chosen by God to open and prepare the way for our faith. In proportion to the intensity of his enmity to the bonzes and their sects is his good-will towards our fathers who preach the law of God, whence he has shown them so many favours that his subjects are amazed and unable to divine what he is aiming at in this. I will only say that, humanly speaking, what has above all given great credit and reputation to the fathers is the great favour Nobunaga has shown for the Company." It is not to be supposed, however, that Nobunaga's attitude towards the Jesuits signified any belief in their doctrines. In 1579, he took a step which showed plainly that policy as a statesman ranked much higher in his estimation than duty towards religion. For, in order to ensure the armed assistance of a certain feudatory, a professing Christian, Nobunaga seized the Jesuits in Kyoto, and threatened to ban their religion altogether unless they persuaded the feudatory to adopt Nobunaga's side. Nevertheless, that Christianity benefited much by his patronage there can be no dissentient opinion.
At the time of Vilela's visit to Kyoto, a civil war was going on. It resulted in the death of the shogun, Yoshiteru, and an Imperial decree banning Christianity was issued. Vilela and his two companions had to take refuge in the town of Sakai, where they stayed for three years until they were invited to meet Oda Nobunaga, who had now risen to a position of immense power. If Nobunaga had been opposed to Christianity, it would have faced a dire fate in Japan; however, he was a man of broad and tolerant views and had a strong dislike for the Buddhists, who had caused him significant trouble with their political interference. He welcomed Christianity mainly as a rival to Buddhism. When Takayama brought Froez from Sakai to meet Nobunaga, the Jesuit was warmly welcomed. From that point on, for the remaining fourteen years of his life, Nobunaga consistently supported missionaries in particular and foreign visitors to Japan in general. He defended the Jesuits against the Throne when, in response to a request from Buddhist priests, Emperor Okimachi issued another anti-Christian decree in 1568. He provided land for a church and a residence at Azuchi on Lake Biwa, where his new castle was located. He wrote letters to various powerful feudal lords expressing his desire for the spread of Christianity, frequently gifted generous presents to the Jesuits, and was always friendly and approachable when they visited him. The Jesuits remarked, "This man seems chosen by God to pave the way for our faith. The more intense his animosity towards the bonzes and their sects, the greater his goodwill towards our fathers preaching the law of God, which has led him to grant them so many favors that his subjects are amazed and unable to understand his motives. I can only say that, from a human perspective, the great favor Nobunaga has shown the Company has significantly enhanced the reputation of the fathers." However, it shouldn't be assumed that Nobunaga's support for the Jesuits reflected any belief in their teachings. In 1579, he took a step that revealed he valued political strategy far above religious duty. To secure the military support of a Christian feudal lord, Nobunaga detained the Jesuits in Kyoto and threatened to ban their faith entirely unless they convinced the feudal lord to side with him. Regardless, it's undeniable that Christianity gained significantly from his patronage.
HIDEYOSHI AND CHRISTIANITY
After Nobunaga's death, in 1582, the supreme power fell into the hands of Hideyoshi, and had he chosen to exercise it, he could have easily undone the whole work hitherto achieved by the Jesuits at the cost of much effort and devotion. But, at first, Hideyoshi followed Nobunaga's example. He not only accorded a friendly audience to Father Organtino, as representative of the fathers, but also he went in person to assign to the Company a site for a church and a residence in Osaka. At this time, "many Christian converts were serving in high positions, and in 1584, the Jesuits placed it on record that 'Hideyoshi was not only not opposed to the things of God, but he even showed that he made much account of them (the fathers) and preferred them to all the sects of the bonzes. . . He is entrusting to Christians his treasures, his secrets, and his fortresses of most importance, and he shows himself well pleased that the sons of the great lords about him should adopt our customs and our law.' Two years later in Osaka he received with every mark of cordiality and favour a Jesuit mission which had come from Nagasaki seeking audience, and on that occasion his visitors recorded that he spoke of an intention of christianizing one half of Japan." Nor did he confine himself to licensing the missionaries to preach throughout all Japan: he exempted not only churches from the billeting of soldiers but also the priests themselves from local burdens.
After Nobunaga's death in 1582, the top power shifted to Hideyoshi. If he had wanted to, he could have easily reversed all the work the Jesuits had achieved with so much effort and dedication. However, at first, Hideyoshi followed Nobunaga's lead. He not only gave a warm reception to Father Organtino, representing the Jesuits, but he also personally designated a site for a church and residence for the Company in Osaka. At that time, "many Christian converts were in high positions, and in 1584, the Jesuits recorded that 'Hideyoshi was not only not opposed to the things of God, but he even showed that he valued them (the Jesuits) more than all the sects of the bonzes... He is entrusting to Christians his treasures, his secrets, and his most important fortresses, and he appears pleased that the sons of the great lords surrounding him should adopt our customs and our law.' Two years later in Osaka, he warmly welcomed a Jesuit mission that had come from Nagasaki seeking an audience. On that occasion, his visitors noted that he mentioned plans to Christianize half of Japan." He didn't stop at just allowing missionaries to preach across all of Japan; he also exempted churches from having soldiers billeted in them and freed the priests from local burdens.
"This was in 1586, on the eve of his great military enterprise, the invasion of Kyushu. . . He carried that difficult campaign to completion by the middle of 1587, and throughout its course he maintained a uniformly friendly demeanour toward the Jesuits. But suddenly, when on the return journey he reached Hakata in the north of the island, his policy underwent a radical metamorphosis. Five questions were by his orders propounded to the vice-provincial of the Jesuits: 'Why and by what authority he and his fellow propagandists had constrained Japanese subjects to become Christians? Why they had induced their disciples and their sectaries to overthrow temples? Why they persecuted the bonzes? Why they and other Portuguese ate animals useful to men, such as oxen and cows? Why the vice-provincial allowed merchants of his nation to buy Japanese and make slaves of them in the Indies?' To these queries Coelho, the vice-provincial, made answer that the missionaries had never themselves resorted, or incited, to violence in their propagandism, or persecuted bonzes; that if their eating of beef was considered inadvisable, they would give up the practice, and that they were powerless to prevent or restrain the outrages perpetrated by their countrymen. Hideyoshi read the vice-provincial's reply and, without comment, sent him word to retire to Hirado, assemble all his followers there, and quit the country within six months. On the next day (July 25, 1587) the following edict was published:
"This was in 1586, just before his major military campaign, the invasion of Kyushu. He successfully completed that challenging campaign by mid-1587, and throughout the process, he kept a consistently friendly attitude toward the Jesuits. However, when he returned to Hakata in the north of the island, his approach changed drastically. He ordered five questions to be put to the vice-provincial of the Jesuits: 'Why and by what authority did you and your fellow missionaries pressure Japanese subjects to convert to Christianity? Why did you encourage your followers to demolish temples? Why did you persecute the bonzes? Why did you and other Portuguese eat animals that are useful to people, like oxen and cows? Why did you allow merchants from your country to buy Japanese people and enslave them in the Indies?' In response, Coelho, the vice-provincial, stated that the missionaries had never used or encouraged violence in their mission, nor had they persecuted bonzes; that if eating beef was deemed inappropriate, they would stop, and that they could not control or stop the violence committed by their fellow countrymen. Hideyoshi read the vice-provincial's response and, without comment, instructed him to go to Hirado, gather all his followers there, and leave the country within six months. The next day (July 25, 1587), the following edict was published:
'Having learned from our faithful councillors that foreign priests have come into our estates, where they preach a law contrary to that of Japan, and that they have even had the audacity to destroy temples dedicated to our Kami and Hotoke; although the outrage merits the most extreme punishment, wishing nevertheless to show them mercy, we order them under pain of death to quit Japan within twenty days. During that space no harm or hurt will be done, to them. But at the expiration of that term, we order that if any of them be found in our estates, they should be seized and punished as the greatest criminals. As for the Portuguese merchants, we permit them to enter our ports, there to continue their accustomed trade, and to remain in our estates provided our affairs need this. But we forbid them to bring any foreign priests into the country, under the penalty of the confiscation of their ships and goods.'"*
'We’ve been informed by our trusted advisers that foreign priests have entered our lands, preaching a belief system that goes against Japan’s laws, and they’ve even had the nerve to destroy temples dedicated to our Kami and Hotoke. While this offense deserves the harshest punishment, we choose to show them mercy. Therefore, we order them to leave Japan within twenty days, under the threat of death if they do not comply. During this time, no harm will come to them. However, once the deadline passes, if any of them are found in our territory, they will be captured and punished as serious criminals. As for the Portuguese merchants, we allow them to enter our ports to continue their usual trade and to stay in our lands as long as our interests require it. However, they are prohibited from bringing any foreign priests into the country, and if they do, their ships and goods will be confiscated.'
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
How are we to account for this seemingly rapid change of mood on Hideyoshi's part? A comparison of dates furnishes some assistance in replying to that question. The Kyushu campaign took place in 1587, and it was in 1586 that Hideyoshi commenced the construction of the colossal image of Buddha in Kyoto. The Taiko was by no means a religious man. That is amply shown by the stories told in the previous pages. But his political sagacity taught him that to continue Nobunaga's crusade against Buddhism would not be wise statesmanship, and that if the bonzes could be disarmed and diverted from military pursuits, they would become useful agents of intellectual and moral progress. His idea of setting up a gigantic idol in the capital marked his final substitution of a conciliatory programme for the fiercely destructive methods of Nobunaga. Of necessity he had, then, to reconsider his demeanour towards Christianity, and it is on record that before leaving Osaka for Kyushu he publicly stated, "I fear much that all the virtue of the European priests is merely a mask of hypocrisy and serves only to conceal pernicious designs against the empire." Then, in Kyushu, two things influenced him strongly. One was that he now saw with his own eyes what militant Christianity really meant—ruined temples, overthrown idols, and coerced converts. Such excesses had not disgraced Christian propagandism in Kyoto or in the metropolitan provinces, but in Kyushu the unsightly story was forced upon Hideyoshi's attention. The second special feature of the situation in Kyushu was that relations of an altogether exceptional character were established between Hideyoshi and Kennyo, abbot of the Shin sect. By the contrivance of that prelate, Hideyoshi's troops were enabled to follow a secret road to the stronghold of the Satsuma baron, and in return for such valuable services Hideyoshi may well have been persuaded to proscribe Christianity.
How can we explain this seemingly quick change in Hideyoshi's mood? Looking at the dates helps answer that question. The Kyushu campaign occurred in 1587, while Hideyoshi started building the huge statue of Buddha in Kyoto in 1586. The Taiko was definitely not a religious man, as the stories in the previous pages illustrate. However, his political wisdom indicated that continuing Nobunaga's fight against Buddhism wouldn't be smart, and that if the monks could be disarmed and kept away from military actions, they would become valuable contributors to intellectual and moral progress. His plan to erect a massive idol in the capital represented his shift from the aggressive tactics of Nobunaga to a more conciliatory approach. Consequently, he had to rethink his attitude toward Christianity, and it's documented that before leaving Osaka for Kyushu, he publicly remarked, "I fear much that all the virtue of the European priests is merely a mask of hypocrisy and serves only to conceal pernicious designs against the empire." Then, in Kyushu, two significant factors swayed him. First, he witnessed firsthand what militant Christianity really looked like—destroyed temples, toppled idols, and forced conversions. Such extreme actions hadn't tarnished Christian efforts in Kyoto or the nearby provinces, but in Kyushu, the unappealing reality was unavoidable for Hideyoshi. The second notable aspect of the situation in Kyushu was the unique relationship that developed between Hideyoshi and Kennyo, who was the abbot of the Shin sect. Through that abbot's assistance, Hideyoshi's forces were able to use a secret route to reach the Satsuma baron's stronghold, and in exchange for such crucial help, Hideyoshi might have been convinced to ban Christianity.
Some importance, though probably of a less degree, attaches also to the last of the five questions propounded by Hideyoshi to the vice-provincial—why the priests allowed merchants of their nation to buy Japanese subjects and carry them into slavery in the Indies. It was in Kyushu only that these abuses were perpetrated. With respect to this matter the following passage appears in the archives of the Academy of History at Madrid: "Even the Lascars and scullions of the Portuguese purchase and carry slaves away. Hence it happens that many of them die on the voyage, because they are heaped up one upon the other, and if their master fall sick (these masters are sometimes Kaffirs and the negroes of the Portuguese), the slaves are not cared for. It even often happens that the Kaffirs cannot procure the necessary food for them. I here omit the excesses committed in the lands of pagans where the Portuguese spread themselves to recruit youth and girls, and where they live in such a fashion that the pagans themselves are stupefied at it." Nevertheless, the fact that the Taiko specially exempted the Portuguese merchants from his decree of banishment indicates that he did not attach cardinal importance to their evil doings in the matter of slaves. It seems rather to have been against the Jesuits that his resentment was directed, for he did not fail to perceive that, whereas they could and did exact the utmost deference from their country's sailors and traders when the ends of Christian propagandism were served thereby, they professed themselves powerless to dissuade these same traders and sailors from outrages which would have disgraced any religion. He cannot but have concluded that if these Portuguese merchants and seamen were to be regarded as specimens of the products of Christianity, then, indeed, that creed had not much to recommend it. All these things seem amply sufficient to account for the change that manifested itself in Hideyoshi's attitude towards Christianity at the close of the Kyushu campaign.
Some importance, though likely to a lesser extent, is also linked to the last of the five questions posed by Hideyoshi to the vice-provincial—why the priests allowed merchants from their nation to buy Japanese people and take them into slavery in the Indies. These abuses occurred only in Kyushu. Regarding this issue, the following excerpt appears in the archives of the Academy of History in Madrid: "Even the Lascars and kitchen workers of the Portuguese buy and transport slaves. As a result, many of them die during the journey because they are crammed in on top of each other, and if their master becomes ill (these masters are sometimes Kaffirs or the negroes of the Portuguese), the slaves are neglected. It often happens that the Kaffirs cannot provide the necessary food for them. I won't even mention the atrocities committed in pagan lands where the Portuguese go to recruit young men and women, and where they live in such a way that the pagans themselves are shocked by it." Nevertheless, the fact that the Taiko specifically exempted Portuguese merchants from his banishment decree suggests that he did not regard their wrongdoing concerning slaves as critically important. It appears that his anger was mainly directed at the Jesuits, as he noticed that while they could demand utmost respect from their country’s sailors and traders for the purposes of spreading Christianity, they claimed they were powerless to stop these same traders and sailors from committing acts that would have shamed any religion. He must have concluded that if these Portuguese merchants and sailors were to be seen as examples of what Christianity produces, then that faith had little to recommend it. All of these factors seem more than enough to explain the shift in Hideyoshi's attitude toward Christianity at the end of the Kyushu campaign.
SEQUEL OF THE EDICT OF BANISHMENT
The Jesuits, of whom it must be said that they never consulted their own safety when the cause of their faith could be advanced by self-sacrifice, paid no attention to the Taiko's edict. They did indeed assemble at Hirado to the number of 120, but when they received orders to embark at once, they decided that only those needed for service in China should leave Japan. The rest remained and continued to perform their religious duties as usual, under the protection of the converted feudatories. The latter also appear to have concluded that it was not necessary to follow Hideyoshi's injunctions strictly concerning the expulsion of the priests. It seemed, at first, as though nothing short of extermination was contemplated by the Taiko. He caused all the churches in Kyoto, Osaka, and Sakai to be pulled down, and he sent troops to raze the Christian places of worship in Kyushu. But the troops accepted gifts offered to them by the feudatories and left the churches standing, while Hideyoshi not only failed to enforce his edict, but also allowed himself in the following year, 1588, to be convinced by a Portuguese envoy that unless the missionaries were suffered to remain, oversea trade could not possibly be carried on in a peaceful and orderly manner. For the sake of that trade, Hideyoshi agreed to tolerate the Christian propagandists, and, for a time, the foreign faith continued to flourish in Kyushu and found a favourable field even in Kyoto.
The Jesuits, who never put their own safety first when it came to promoting their faith, ignored the Taiko's order. They gathered in Hirado, counting about 120, but when they were told to board immediately, they decided that only those needed for service in China would leave Japan. The others stayed behind and continued their religious work as usual, protected by the converted feudal lords. These lords also seemed to agree that it wasn't necessary to strictly follow Hideyoshi's orders about expelling the priests. Initially, it looked like the Taiko was planning nothing less than extermination. He had all the churches in Kyoto, Osaka, and Sakai demolished, and he sent troops to destroy the Christian places of worship in Kyushu. However, the troops accepted bribes from the feudal lords and left the churches intact, while Hideyoshi not only failed to enforce his order but also allowed himself to be convinced by a Portuguese envoy in 1588 that if the missionaries were expelled, overseas trade wouldn't be able to proceed peacefully and orderly. For the sake of that trade, Hideyoshi agreed to tolerate the Christian missionaries, and for a while, the foreign faith continued to thrive in Kyushu and even found a welcoming environment in Kyoto.
At this time, in response to a message from the Jesuits, the viceroy of the Indies sent an ambassador to thank Hideyoshi for the favours he had hitherto bestowed upon the missionaries, and in the train of this nominally secular embassy came a number of fresh Jesuits to labour in the Japanese field. The ambassador was Valegnani, a man of profound tact. Acting upon the Taiko's unequivocal hints, Valegnani caused the missionaries to divest their work of all ostentatious features and to comport themselves with the utmost circumspection, so that official attention should not be attracted by any salient evidences of Christian propagandism. Indeed, at this very time, as stated above, Hideyoshi took a step which plainly showed that he valued the continuance of trade much more highly than the extirpation of Christianity. "Being assured that Portuguese merchants could not frequent Japan unless they found Christian priests there, he consented to sanction the presence of a limited number of Jesuits," though he was far too shrewd to imagine that their services could be limited to men of their own nationality, and too clever to forget that these very Portuguese, who professed to attach so much importance to religious ministrations, were the same men whose flagrant outrages the fathers declared themselves powerless to check. If any further evidence were needed of Hideyoshi's discrimination between trade and religion, it is furnished by his despatches to the viceroy of the Indies written in 1591:—
At this time, in response to a message from the Jesuits, the viceroy of the Indies sent an ambassador to thank Hideyoshi for the favors he had previously given the missionaries, and along with this essentially secular mission came several new Jesuits to work in Japan. The ambassador was Valegnani, a man of great tact. Following the Taiko's clear hints, Valegnani made sure the missionaries toned down their activities and acted with the utmost caution, so that they wouldn't attract official attention with any obvious signs of Christian evangelism. In fact, at this very moment, as mentioned above, Hideyoshi took a step that clearly indicated he valued trade far more than the eradication of Christianity. "Knowing that Portuguese merchants couldn't come to Japan unless there were Christian priests present, he agreed to allow a limited number of Jesuits to be there," although he was too clever to think their work would be restricted to their own nationality, and too wise to overlook that these very Portuguese, who claimed to prioritize religious services, were the same people whose blatant misdeeds the fathers said they couldn't control. If any further proof were needed of Hideyoshi's distinction between trade and religion, it is provided by his letters to the viceroy of the Indies written in 1591:—
The fathers of the Company, as they are called, have come to these islands to teach another religion here; but as that of the Kami is too surely founded to be abolished, this new law can serve only to introduce into Japan a diversity of cults prejudicial to the welfare of the State. It is for this reason that, by Imperial edict, I have forbidden these foreign doctors to continue to preach their doctrine. I have even ordered them to quit Japan, and I am resolved no longer to allow any one of them to come here to spread new opinions. I nevertheless desire that trade between you and us should always be on the same footing [as before]. I shall have every care that the ways are free by sea and land: I have freed them from all pirates and brigands. The Portuguese will be able to traffic with my subjects, and I will in no wise suffer any one to do them the least wrong.
The founders of the Company, as they are called, have come to these islands to teach a different religion here; but since the belief in the Kami is too firmly established to be overthrown, this new law can only lead to a mix of belief systems that could harm the country's well-being. For this reason, by Imperial order, I have prohibited these foreign teachers from continuing to preach their beliefs. I have even instructed them to leave Japan, and I am determined not to allow anyone to come here to promote new ideas. However, I still want trade between us to continue as it always has. I will ensure that the routes by land and sea are safe: I have cleared them of all pirates and bandits. The Portuguese will be able to trade with my people, and I will not allow anyone to harm them in any way.
The statistics of 1595 showed that there were then in Japan 137 Jesuit fathers with 300,000 native converts, including seventeen feudal chiefs and not a few bonzes.
The statistics from 1595 showed that there were 137 Jesuit priests in Japan, with 300,000 native converts, including seventeen feudal lords and quite a few priests.
HIDEYOSHI'S FINAL ATTITUDE TOWARDS CHRISTIANITY
For ten years after the issue of his anti-Christian decree at Hakata, Hideyoshi maintained a tolerant demeanour. But in 1597, his forbearance was changed to a mood of uncompromising severity. Various explanations have been given of this change, but the reasons are obscure. "Up to 1593 the Portuguese had possessed a monopoly of religious propagandism and oversea commerce in Japan. The privilege was secured to them by agreement between Spain and Portugal and by a papal bull. But the Spaniards in Manila had long looked with somewhat jealous eyes on this Jesuit reservation, and when news of the anti-Christian decree of 1587 reached the Philippines, the Dominicans and Franciscans residing there were fired with zeal to enter an arena where the crown of martyrdom seemed to be the least reward within reach. The papal bull, however, demanded obedience, and to overcome that difficulty a ruse was necessary: the governor of Manila agreed to send a party of Franciscans as ambassadors to Hideyoshi. In that guise, the friars, being neither traders nor propagandists, considered that they did not violate either the treaty or the bull. It was a technical subterfuge very unworthy of the object contemplated, and the friars supplemented it by swearing to Hideyoshi that the Philippines would submit to his sway. Thus they obtained permission to visit Kyoto, Osaka, and Fushimi, but with the explicit proviso that they must not preach."*
For ten years after he issued his anti-Christian decree in Hakata, Hideyoshi acted with tolerance. But in 1597, his attitude shifted to one of strictness. Various explanations have been suggested for this change, but the reasons remain unclear. "Up until 1593, the Portuguese held a monopoly on religious outreach and overseas trade in Japan. This privilege was granted to them through an agreement between Spain and Portugal and by a papal bull. However, the Spaniards in Manila had long been envious of this Jesuit stronghold, and when the news of the anti-Christian decree from 1587 reached the Philippines, the Dominicans and Franciscans there were eager to enter a field where martyrdom seemed to be the least reward they could expect. The papal bull, however, required obedience, so a clever plan was needed: the governor of Manila decided to send a group of Franciscans as ambassadors to Hideyoshi. In this role, the friars, not being traders or missionaries, believed they were not breaking either the treaty or the bull. It was a technical loophole that was quite unworthy of the intended purpose, and the friars further assured Hideyoshi that the Philippines would submit to his authority. This way, they were allowed to travel to Kyoto, Osaka, and Fushimi, but with the strict condition that they could not preach."*
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
How far they observed the terms and the spirit of this arrangement may be gathered from the facts that "very soon they had built a church in Kyoto, consecrated it with the utmost pomp, and were preaching sermons and chaunting litanies there in flagrant defiance of Hideyoshi's veto. Presently, their number received an access of three friars who came bearing gifts from the governor of Manila, and now they not only established a convent in Osaka, but also seized a Jesuit church in Nagasaki and converted the circumspect worship hitherto conducted there by the fathers into services of the most public character. Officially checked in Nagasaki, they charged the Jesuits in Kyoto with having intrigued to impede them, and they further vaunted the courageous openness of their own ministrations as compared with the clandestine timidity of the methods which wise prudence had induced the Jesuits to adopt. Retribution would have followed quickly had not Hideyoshi's attention been engrossed by an attempt to invade China through Korea. At this stage, however, a memorable incident occurred. Driven out of her course by a storm, a great and richly laden Spanish galleon, bound for Acapulco from Manila, drifted to the coast of Tosa province, and running—or being purposely run—on a sand-bank as she was towed into port by Japanese boats, broke her back. She carried goods to the value of some six hundred thousand crowns, and certain officials urged Hideyoshi to confiscate her as derelict, conveying to him, at the same time, a detailed account of the doings of the Franciscans and their open flouting of his orders. Hideyoshi, much incensed, commanded the arrest of the Franciscans and despatched officers to Tosa to confiscate the San Felipe. The pilot of the galleon sought to intimidate these officers by showing them, on a map of the world, the vast extent of Spain's dominions, and being asked how one country had acquired such wide sway, replied,* 'Our kings begin by sending into the countries they wish to conquer missionaries who induce the people to embrace our religion, and when they have made considerable progress, troops are sent who combine with the new Christians, and then our kings have not much trouble in accomplishing the rest.'"**
How well they followed the terms and spirit of this agreement can be seen from the fact that "very soon they built a church in Kyoto, consecrated it with great ceremony, and were preaching sermons and chanting litanies there in clear defiance of Hideyoshi's ban. Soon after, their numbers increased with three friars who arrived with gifts from the governor of Manila, and they not only set up a convent in Osaka, but also took over a Jesuit church in Nagasaki and changed the careful worship happening there into very public services. Officially stifled in Nagasaki, they accused the Jesuits in Kyoto of plotting to hinder them, and they boasted about their brave openness in their ministry compared to the secretive caution that wise judgment had led the Jesuits to adopt. Retribution would have come swiftly if Hideyoshi hadn’t been focused on an attempt to invade China through Korea. At this point, however, a significant event occurred. A great and heavily loaded Spanish galleon, bound for Acapulco from Manila, was blown off course by a storm and drifted to the coast of Tosa province, running—or being intentionally run—aground on a sandbank as it was towed into port by Japanese boats, breaking its back. It carried goods worth about six hundred thousand crowns, and some officials urged Hideyoshi to seize it as abandoned, also providing him with a detailed report of the Franciscans’ actions and their blatant disregard for his orders. Furiously, Hideyoshi ordered the arrest of the Franciscans and sent officers to Tosa to confiscate the San Felipe. The pilot of the galleon tried to intimidate these officers by pointing out, on a map of the world, the vast reach of Spain's territories, and when asked how one country had gained such power, he replied,* 'Our kings start by sending missionaries to the countries they want to conquer to persuade the people to adopt our religion, and once they’ve made significant progress, soldiers are sent who combine with the new Christians, and then our kings don’t have much trouble finishing the job.'"**
*Charlevoix, referring to this incident, says, "This unfortunate statement inflicted a wound on religion which is bleeding still after a century and a half."
*Charlevoix, talking about this incident, says, "This unfortunate statement caused a wound to religion that is still bleeding after a century and a half."
**Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
**Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
THE FIRST CHRISTIAN MARTYRS IN JAPAN
The words of the San Felipe's master were immediately reported to Hideyoshi. They roused him to hot anger. He is reported to have cried: "What! my States are filled with traitors, and their numbers increase every day. I have proscribed the foreign doctors, but out of compassion for the age and infirmity of some among them, I have allowed their remaining in Japan. I shut my eyes to the presence of several others because I fancied them to be quiet and incapable of forming bad designs, and they are serpents I have been cherishing in my bosom. The traitors are entirely employed in making me enemies among my own subjects and perhaps in my own family. But they will learn what it is to play with me… I am not anxious for myself. So long as the breath of life remains, I defy all the powers of the earth to attack me. But I am perhaps to leave the empire to a child, and how can he maintain himself against so many foes, domestic and foreign, if I do not provide for everything incessantly?"
The words of San Felipe's captain were quickly delivered to Hideyoshi, stirring up his intense anger. He reportedly exclaimed, "What! My territories are filled with traitors, and their numbers are growing every day. I've banned the foreign doctors, but out of compassion for the age and health of some of them, I've let them stay in Japan. I’ve turned a blind eye to several others because I thought they were harmless and incapable of any bad intentions, yet they’re the very snakes I’ve been nurturing in my own home. The traitors are fully engaged in turning my own subjects—and maybe even my family—against me. But they will soon find out what it’s like to cross me… I’m not worried about myself. As long as I have breath, I challenge all the powers of the earth to confront me. However, I might have to leave this empire to a child, and how can he protect himself against so many enemies, both internal and external, if I don’t make constant preparations?"
Then, finally, the Franciscans were arrested and condemned to have their noses and ears cut off;* to be promenaded through Kyoto, Osaka, and Sakai, and to be crucified at Nagasaki. "I have ordered these foreigners to be treated thus," Hideyoshi is recorded to have stated, "because they have come from the Philippines to Japan, calling themselves ambassadors, although they were not so; because they have remained here for long without my permission; because in defiance of my prohibition they have built churches, preached their religion, and caused disorders." These men were the first martyrs in Japan.
Then, finally, the Franciscans were arrested and sentenced to have their noses and ears cut off; to be paraded through Kyoto, Osaka, and Sakai, and to be crucified in Nagasaki. "I have ordered these foreigners to be treated this way," Hideyoshi is said to have declared, "because they came from the Philippines to Japan, calling themselves ambassadors, even though they weren't; because they have stayed here for a long time without my permission; and because they built churches, preached their religion, and caused disturbances in defiance of my orders." These men were the first martyrs in Japan.
*The mutilation was confined to the lobe of one ear.
*The injury was limited to the lobe of one ear.
They numbered twenty-six, namely, six Franciscans, three Jesuits, and seventeen native Christians who were chiefly domestic servants of the Franciscans. They met their fate with noble fortitude. Hideyoshi did not stop there. He took measures to have his edict of 1587 converted into a stern reality. The governor of Nagasaki received orders to send away all the Jesuits, permitting only two or three to remain for the service of Portuguese merchants.
They were twenty-six in total: six Franciscans, three Jesuits, and seventeen local Christians who mainly served as domestic helpers for the Franciscans. They faced their fate with remarkable courage. Hideyoshi didn't stop there. He took steps to enforce his 1587 edict strictly. The governor of Nagasaki was ordered to expel all the Jesuits, allowing only two or three to stay for the sake of Portuguese merchants.
The Jesuits, however, were not to be deterred by personal peril. There were 125 of them in Japan at that time, and of these only eleven left Nagasaki by sea in October, 1597, though the same vessel carried a number of pretended Jesuits who were, in reality, disguised sailors. This deception was necessarily known to the local authorities; but their sympathies being with the Jesuits, they kept silence until early the following year, when, owing to a rumour that Hideyoshi himself contemplated a visit to Kyushu, they took really efficient measures to expel all the fathers. No less than 137 churches throughout Kyushu were thrown down, as well as several seminaries and residences of the fathers, and, at Nagasaki, all the Jesuits in Japan were assembled for deportation to Macao in the following year when the "great ship" was expected to visit that port. But before her arrival Hideyoshi died, and a respite was thus gained for the Jesuits.
The Jesuits, however, were not going to back down in the face of danger. There were 125 of them in Japan at that time, and only eleven left Nagasaki by sea in October 1597, even though the same ship was carrying a number of fake Jesuits who were actually disguised sailors. The local authorities had to know about this deception, but since they sympathized with the Jesuits, they stayed quiet until early the next year. When a rumor spread that Hideyoshi planned to visit Kyushu, they took effective action to expel all the Jesuits. A total of 137 churches across Kyushu were destroyed, along with several seminaries and residences of the Jesuits. In Nagasaki, all the Jesuits in Japan were gathered for deportation to Macao the following year when the "great ship" was expected to arrive at that port. However, before the ship's arrival, Hideyoshi passed away, providing the Jesuits with a reprieve.
FOREIGN POLICY OF THE TOKUGAWA FAMILY
It has been confidently stated that Tokugawa Ieyasu regarded Christian nations and Christian propagandists with distrust not less profound than that harboured by Hideyoshi. But facts are opposed to that view. Within less than three months of the Taiko's death, the Tokugawa chief had his first interview with a Christian priest. The man was a Franciscan, by name Jerome de Jesus. He had been a member of the fictitious embassy from Manila, and his story illustrates the zeal and courage that inspired the Christian fathers in those days. "Barely escaping the doom of crucifixion which overtook his companions, he had been deported from Japan to Manila at a time when death seem to be the certain penalty of remaining. But no sooner had he been landed in Manila than he took passage in a Chinese junk, and, returning to Nagasaki, made his way secretly from the far south of Japan to the province of Kii. There arrested, he was brought into the presence of Ieyasu, and his own record of what ensued is given in a letter subsequently sent to Manila:
It has been confidently stated that Tokugawa Ieyasu viewed Christian nations and Christian missionaries with just as much distrust as Hideyoshi. However, the facts tell a different story. Less than three months after the Taiko's death, the Tokugawa leader had his first meeting with a Christian priest. The priest was a Franciscan named Jerome de Jesus. He had been part of the fake embassy from Manila, and his story reflects the zeal and bravery that motivated Christian missionaries during that time. "Barely escaping the fate of crucifixion that claimed his companions, he was deported from Japan to Manila at a time when staying in Japan meant certain death. But as soon as he arrived in Manila, he secured passage on a Chinese junk and, returning to Nagasaki, made his way secretly from the far south of Japan to the province of Kii. There, he was arrested and brought before Ieyasu, and his own account of what happened next is detailed in a letter he later sent to Manila:
"'When the Prince saw me he asked how I managed to escape the previous persecution. I answered him that at that date God had delivered me in order that I might go to Manila and bring back new colleagues from there—preachers of the divine law—and that I had returned from Manila to encourage the Christians, cherishing the desire to die on the cross in order to go to enjoy eternal glory like my former colleagues. On hearing these words the Emperor began to smile, whether in his quality of a pagan of the sect of Shaka which teaches that there is no future life, or whether from the thought that I was frightened at having to be put to death. Then, looking at me kindly, he said, "Be no longer afraid and no longer conceal yourself and no longer change your habit, for I wish you well; and as for the Christians who every year pass within sight of Kwanto where my domains are, when they go to Mexico with their ships, I have a keen desire for them to visit the harbours of this island, to refresh themselves there, and to take what they wish, to trade with my vassals, and to teach them how to develop silver mines; and that my intentions may be accomplished before my death, I wish you to indicate to me the means to take to realize them."
"When the Prince saw me, he asked how I had managed to escape the earlier persecution. I told him that at that time, God had rescued me so that I could go to Manila and bring back new colleagues—preachers of the divine law. I explained that I had returned from Manila to encourage the Christians, longing to die on the cross so I could enjoy eternal glory like my former colleagues. Hearing this, the Emperor began to smile, perhaps because he was a pagan of the sect of Shaka, which teaches that there is no afterlife, or maybe because he thought I was scared of being put to death. Then, looking at me kindly, he said, 'Don't be afraid anymore, and don't hide or change your habits, because I wish you well. As for the Christians who pass by Kwanto each year on their way to Mexico with their ships, I really hope they will visit the harbors of this island, rest there, take what they need, trade with my vassals, and teach them how to develop silver mines. I want to make sure my plans can be carried out before I die, so I would like you to suggest the ways to make this happen.'"
"'I answered that it was necessary that Spanish pilots should take the soundings of his harbours, so that ships might not be lost in future as the San Felipe had been, and that he should solicit this service from the governor of the Philippines. The Prince approved of my advice, and accordingly he has sent a Japanese gentleman, a native of Sakai, the bearer of this message…. It is essential to oppose no obstacle to the complete liberty offered by the Emperor to the Spaniards and to our holy order, for the preaching of the holy gospel. … The same Prince (who is about to visit the Kwanto) invites me to accompany him to make choice of a house, and to visit the harbour which he promises to open to us; his desires in this respect are keener than I can express.'"*
"I said that it was important for Spanish pilots to take soundings of his harbors so that ships wouldn’t be lost in the future like the San Felipe was, and that he should request this service from the governor of the Philippines. The Prince liked my suggestion and has sent a Japanese gentleman from Sakai with this message…. It’s crucial to not put any obstacles in the way of the complete freedom the Emperor offers to the Spaniards and our holy order for preaching the holy gospel. … The same Prince (who is about to visit the Kwanto) invites me to join him to choose a house and visit the harbor he promises to open to us; his eagerness in this matter is more than I can put into words."
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
Subsequent events confirm the accuracy of the above story. Father Jerome was allowed to build the first Christian church in Yedo and to officiate there. Moreover, Ieyasu sent "three embassies in succession to the Philippines, proposing reciprocal freedom of commerce, offering to open ports in the Kwanto, and asking for competent naval architects." These architects never came, and the trade that resulted from the Tokugawa chief's overtures was paltry in comparison with the number of friars that accompanied it to Japan. It has been suggested that Ieyasu designed these Spanish monks to serve as a counterpoise to the influence of the Jesuits. For he must have known that the Franciscans opened their mission in Yedo by "declaiming with violence against the fathers of the Company of Jesus," and he must have understood that the Spanish monks assumed towards the Jesuits in Japan the same intolerent and abusive tone that the Jesuits themselves had previously assumed towards Buddhism.
Subsequent events confirm the accuracy of this story. Father Jerome was permitted to build the first Christian church in Yedo and to lead services there. Additionally, Ieyasu sent "three embassies in succession to the Philippines, proposing reciprocal freedom of commerce, offering to open ports in the Kwanto, and asking for skilled naval architects." These architects never arrived, and the trade that came from the Tokugawa leader's offers was minimal compared to the number of friars who came to Japan. It’s been suggested that Ieyasu intended these Spanish monks to balance out the influence of the Jesuits. He must have known that the Franciscans opened their mission in Yedo by "harshly criticizing the fathers of the Company of Jesus," and he likely understood that the Spanish monks took an intolerant and abusive stance towards the Jesuits in Japan, similar to the attitude the Jesuits once had towards Buddhism.
ENGRAVING: ANJIN-ZUKA, NEAR YOKOSUKA, THE TOMB OF WILL ADAMS
WILL ADAMS
At about this time a Dutch merchant ship named the Liefde arrived in Japan. In 1598, a squadron of five ships sailed from Holland to exploit the sources of Portuguese commerce in the Orient, and of the five vessels only one, the Liefde, was ever heard of again. She reached Japan in the spring of 1600, with only four and twenty survivors of her original crew, numbering 110. Towed into the harbour of Funai, she was visited by Jesuits, who, on discovering her nationality, denounced her to the local authorities as a pirate. On board the Liefde, serving in the capacity of pilot major was an Englishman, Will Adams, of Gillingham in Kent. Ieyasu summoned him to Osaka, and between the rough English sailor and the Tokugawa chief there commenced a curiously friendly intercourse which was not interrupted until the death of Adams, twenty years later.
Around this time, a Dutch merchant ship called the Liefde arrived in Japan. In 1598, a group of five ships set sail from Holland to take advantage of the Portuguese trade in the East, but only one, the Liefde, was ever heard from again. It reached Japan in the spring of 1600, with just 24 survivors out of the original crew of 110. Towed into the harbor of Funai, it was visited by Jesuits who, upon learning of its nationality, reported it to the local authorities as a pirate. On board the Liefde, serving as the main pilot, was an Englishman named Will Adams from Gillingham in Kent. Ieyasu summoned him to Osaka, and a surprisingly friendly relationship developed between the rough English sailor and the Tokugawa leader, continuing until Adams' death twenty years later.
"The Englishman became master-shipbuilder to the Yedo Government; was employed as diplomatic agent when other traders from his own country and from Holland arrived in Japan, received in perpetual gift a substantial estate, and from first to last possessed the implicit confidence of the shogun. Ieyasu quickly discerned the man's honesty; perceived that whatever benefits foreign commerce might confer would be increased by encouraging competition among the foreigners, and realized that English and Dutch trade presented the wholesome feature of complete dissociation from religious propagandism. On the other hand, he showed no intolerance to either Spaniards or Portuguese. He issued (1601) two official patents sanctioning the residence of the fathers in Kyoto, Osaka, and Nagasaki; he employed Father Rodriguez as interpreter at the Court in Yedo, and, in 1603 he gave munificent succour to the Jesuits who were reduced to dire straits owing to the capture of the great ship from Macao by the Dutch and the consequent loss of several years' supplies for the mission in Japan."*
"The Englishman became the chief shipbuilder for the Yedo Government; he was hired as a diplomatic agent when other traders from his own country and from Holland arrived in Japan, received a generous estate as a perpetual gift, and earned the full trust of the shogun from start to finish. Ieyasu quickly recognized the man's integrity; he understood that the benefits of foreign trade would be enhanced by promoting competition among foreigners, and he realized that English and Dutch trade had the positive aspect of being completely separate from religious missions. However, he was not intolerant of either the Spaniards or Portuguese. He issued two official patents in 1601 that allowed the priests to reside in Kyoto, Osaka, and Nagasaki; he employed Father Rodriguez as an interpreter at the Court in Yedo, and in 1603 he provided generous assistance to the Jesuits who were struggling due to the Dutch capture of a large ship from Macao, which resulted in a significant loss of supplies for their mission in Japan."
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
ULTIMATE ATTITUDE OF IEYASU TOWARDS CHRISTIANITY AND FOREIGN INTERCOURSE
From what has been written above it will have been evident that each of Japan's great trio of sixteenth century statesmen—Nobunaga, Hideyoshi, and Ieyasu—adopted originally a tolerant demeanour towards Christianity, and an emphatically favourable attitude towards foreign commerce. The causes of Hideyoshi's change of mood are tolerably clear, but it is not possible to analyse the case of Ieyasu with certainty. That the Tokugawa baron strongly patronized Buddhism might be regarded as a sufficient explanation of his ultimate hostility to the foreign faith, but cannot be reconciled with his amicable attitude at the outset. The more credible explanation is that he was guided by intelligence obtained direct from Europe. He sent thither at the end of the sixteenth century an emissary whose instructions were to observe closely the social and political conditions in the home of Christianity. The better to accomplish his purpose this envoy embraced the Christian faith, and was thus enabled to carry on his observations from within as well as from without.
From what has been discussed above, it’s clear that each of Japan's three prominent statesmen from the sixteenth century—Nobunaga, Hideyoshi, and Ieyasu—initially had a tolerant attitude toward Christianity and a very supportive stance on foreign trade. The reasons for Hideyoshi's shift in attitude are fairly apparent, but it’s hard to analyze Ieyasu's situation with certainty. Although Ieyasu's strong support for Buddhism could explain his eventual hostility toward the foreign religion, it doesn’t align with his friendly attitude at the beginning. A more plausible explanation is that he was influenced by intelligence gathered directly from Europe. At the end of the sixteenth century, he sent an envoy there with instructions to closely observe the social and political conditions in the heart of Christianity. To better achieve his goal, this envoy converted to Christianity, allowing him to carry out his observations from both inside and outside the faith.
It may be easily conceived that the state of affairs in Europe at that time, when recounted to Ieyasu, could scarcely fail to shock and astonish the ruler of a country where freedom of conscience may be said to have always existed. The Inquisition and the stake; wholesale aggressions in the name of the Cross; a head of the Church whose authority extended to confiscation of the realms of heretical sovereigns; religious wars, and profound fanaticism—these were the elements of the story told to Ieyasu by his returned envoy. The details could not fail to produce an evil impression. Already his own observation had disclosed to the Tokugawa chief abundant evidence of the spirit of strife engendered by Christian dogma in those times. No sooner had the Franciscans and the Dominicans arrived in Japan than a fierce quarrel broke out between them and the Jesuits—a quarrel which even community of suffering could not compose. "Not less repellent was an attempt on the part of the Spaniards to dictate to Ieyasu the expulsion of all Hollanders from Japan, and an attempt on the part of the Jesuits to dictate the expulsion of the Spaniards. The former proposal, couched almost in the form of a demand, was twice formulated, and accompanied on the second occasion by a scarcely less insulting offer, namely, that Spanish men-of-war would be sent to Japan to burn all Dutch ships found in the ports of the empire. If in the face of proposals so contumelious of his authority Ieyasu preserved a calm and dignified mein, merely replying that his country was open to all comers, and that, if other nations had quarrels among themselves, they must not take Japan for battle-ground, it is nevertheless unimaginable that he did not strongly resent such interference with his own independent foreign policy, and that he did not interpret it as foreshadowing a disturbance of the realm's peace by sectarian quarrels among Christians."*
It’s easy to imagine that the situation in Europe at that time, when explained to Ieyasu, would shock and surprise the leader of a country known for its freedom of belief. The Inquisition and executions, widespread violence in the name of the Cross, a Church leader with the power to seize the lands of heretical rulers, religious wars, and intense fanaticism—these were the elements in the story that Ieyasu’s envoy returned with. The details would surely leave a negative impression. His own observations had already shown the Tokugawa leader clear evidence of the conflicts sparked by Christian beliefs during those times. As soon as the Franciscans and Dominicans arrived in Japan, a fierce argument erupted between them and the Jesuits—an argument that even their shared suffering couldn’t resolve. "Equally off-putting was the attempt by the Spaniards to demand that Ieyasu expel all Dutch people from Japan, alongside the Jesuits’ attempt to demand the removal of the Spaniards. The former request, almost presented as a demand, was made twice, and the second time it was accompanied by a barely less insulting offer: that Spanish warships would be sent to Japan to burn all Dutch ships found in the country’s ports. Despite receiving such disrespectful proposals, Ieyasu maintained a calm and dignified demeanor, merely stating that his country was open to everyone and that if other nations had disputes among themselves, they should not use Japan as their battleground. Nevertheless, it’s hard to believe he didn’t strongly resent such interference with his own independent foreign policy, nor that he didn’t see it as a sign of potential unrest in his realm due to conflicts among Christians."
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
The repellent aspects under which Christianity thus presented itself to Ieyasu were supplemented by an act of fraud and forgery perpetrated in the interest of a Christian feudatory by a trusted official, himself a Christian. This experience persuaded the Tokugawa ruler that it was unsafe to employ Christians at his Court. He not only dismissed all those so employed, but also banished them from Yedo and forbade any feudal chief to harbour them. Another incident, not without influence, was connected with the survey of the Japanese coast by a Spanish mariner and a Franciscan friar. An envoy from New Spain (Mexico) had obtained permission for this survey, but "when the mariner (Sebastian) and the friar (Sotelo) hastened to carry out the project, Ieyasu asked Will Adams to explain this display of industry. The Englishman replied that such a proceeding would be regarded in Europe as an act of hostility, especially on the part of the Spaniards or Portuguese, whose aggressions were notorious. He added, in reply to further questions, that 'the Roman priesthood had been expelled from many parts of Germany, from Sweden, Norway, Denmark, Holland, and England, and that, although his own country preserved the pure form of the Christian faith from which Spain and Portugal had deviated, yet neither English nor Dutch considered that that fact afforded them any reason to war with, or to annex, States which were not Christian solely for the reason that they were non-Christian.'"* Hearing these things from Will Adams, Ieyasu is said to have remarked, "If the sovereigns of Europe do not tolerate these priests, I do them no wrong if I refuse to tolerate them."
The unpleasant aspects of Christianity that Ieyasu encountered were made worse by a fraud and forgery committed by a Christian official working for a Christian lord. This experience led the Tokugawa ruler to believe it was risky to have Christians in his Court. He not only fired all of them but also exiled them from Yedo and prohibited any feudal lord from sheltering them. Another significant incident involved a Spanish sailor and a Franciscan friar surveying the Japanese coast. An envoy from New Spain (Mexico) had been granted permission for this survey, but when the sailor (Sebastian) and the friar (Sotelo) rushed to start the project, Ieyasu asked Will Adams to explain this sudden activity. The Englishman responded that this would be seen in Europe as a hostile act, particularly by the Spaniards or Portuguese, known for their aggressions. He further explained that "the Roman priesthood has been expelled from many regions in Germany, Sweden, Norway, Denmark, Holland, and England. Although my country maintains the pure form of the Christian faith, unlike Spain and Portugal, neither the English nor the Dutch believe that gives them justification to wage war on or annex non-Christian states just because they are non-Christian." Hearing this from Will Adams, Ieyasu reportedly commented, "If the rulers of Europe don't tolerate these priests, then I do them no wrong by refusing to tolerate them myself."
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th edition; article "Japan," by
Brinkley.
Another incident, too complicated to describe in detail, may be summed up by saying that some Japanese Christians were discovered to have conspired for the overthrow of the Tokugawa Government by the aid of foreign troops. It was not an extensive plot, but it helped to demonstrate that the sympathy of the priests and their converts was plainly with the enemies of Tokugawa's supremacy. Ieyasu, however, abstained from extreme measures in the case of any of the foreign priests, and he might have been equally tolerant towards native Christians, also, had not the Tokugawa authority been openly defied in Yedo itself by a Franciscan father—the Sotelo mentioned above. "Then (1613) the first execution of Japanese converts took place, though the monk himself was released after a short incarceration. At that time… insignificant differences of custom sometimes induced serious misconceptions. A Christian who had violated a secular law was crucified in Nagasaki. Many of his fellow-believers kneeled around his cross and prayed for the peace of his soul. A party of converts were afterwards burnt to death in the same place for refusing to apostatize, and their Christian friends crowded to carry off portions of their bodies as holy relics. When these things were reported to Ieyasu, he said, 'Without doubt that must be a diabolic faith which persuades people not only to worship criminals condemned to death for their crimes, but also to honour those who have been burned or cut to pieces by the order of their lord.'"*
Another incident, too complicated to explain in detail, can be summed up by saying that some Japanese Christians were found to have plotted to overthrow the Tokugawa Government with the help of foreign troops. It wasn’t a large conspiracy, but it showed that the priests and their followers clearly sympathized with those opposing Tokugawa's rule. However, Ieyasu refrained from taking drastic action against any of the foreign priests, and he might have been just as lenient towards native Christians if the Tokugawa authority hadn’t been openly challenged in Yedo by a Franciscan father—the Sotelo mentioned earlier. "Then (1613) the first execution of Japanese converts occurred, although the monk himself was released after a short imprisonment. At that time… minor differences in customs sometimes led to serious misunderstandings. A Christian who had broken a secular law was crucified in Nagasaki. Many of his fellow believers knelt around his cross and prayed for the peace of his soul. Later, a group of converts were burned to death in the same location for refusing to renounce their faith, and their Christian friends rushed to collect parts of their bodies as holy relics. When Ieyasu heard about these events, he said, 'Without doubt that must be a diabolic faith which persuades people not only to worship criminals condemned to death for their crimes but also to honor those who have been burned or cut to pieces by the order of their lord.'"*
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.*
SUPPRESSION OF CHRISTIANITY
The first prohibition of Christianity was issued by Ieyasu in September, 1612, and was followed by another in April, 1613; but both bore the character of warnings rather than of punitive regulations. It was on the 27th of January, 1614—that is to say, fifty-four years and five months after the landing of Xavier at Kagoshima—that an edict appeared ordering that all the foreign priests should be collected in Nagasaki preparatory to removal from Japan; that all churches should be pulled down, and that all converts should be compelled to abjure Christianity. There were then in Japan 156 ministers of Christianity, namely, 122 Jesuits, 14 Franciscans, 9 Dominicans, 4 Augustinians, and 7 secular priests. It is virtually certain that if these men had obeyed the orders of the Japanese Government by leaving the country finally, not so much as one foreigner would have suffered for his faith in Japan, except the six Franciscans executed on the "Martyrs' Mount" at Nagasaki by Hideyoshi's order, in 1597. But the missionaries did not obey. Suffering or even death counted for nothing with these men as against the possibility of saving souls. "Forty-seven of them evaded the edict, some by concealing themselves at the time of its issue, the rest by leaving their ships when the latter had passed out of sight of the shore of Japan, and returning by boats to the scene of their former labours. Moreover, in a few months, those that had actually crossed the sea re-crossed it in various disguises."* The Japanese Government had then to consider whether it would suffer its authority to be thus defied by foreign visitors or whether it would resort to extreme measures.
The first ban on Christianity was issued by Ieyasu in September 1612, followed by another in April 1613; but both served more as warnings rather than strict regulations. On January 27, 1614—fifty-four years and five months after Xavier's arrival in Kagoshima—an edict was announced that required all foreign priests to gather in Nagasaki in preparation for their expulsion from Japan; all churches were to be demolished, and all converts were to be forced to renounce Christianity. At that time, there were 156 Christian ministers in Japan: 122 Jesuits, 14 Franciscans, 9 Dominicans, 4 Augustinians, and 7 secular priests. It’s highly likely that if these men had followed the Japanese Government's orders and left the country, not a single foreigner would have been harmed for their faith in Japan, except for the six Franciscans executed on "Martyrs' Mount" at Nagasaki by Hideyoshi's order in 1597. However, the missionaries did not comply. Suffering or even death meant nothing to them compared to the chance of saving souls. "Forty-seven of them evaded the edict, some by hiding when it was issued, while others left their ships once they were out of sight of the Japanese shore and returned by boat to continue their work. Furthermore, within a few months, those who had actually crossed the sea returned in various disguises." The Japanese Government then had to decide whether to tolerate this defiance from foreign visitors or resort to drastic measures.
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.
*Encyclopedia Britannica, 11th edition; article "Japan," by Brinkley.
PERIOD SUBSEQUENT TO 1613
Throughout a period of two years immediately following the issue of the anti-Christian edict of 1614, the attention of Ieyasu, and indeed of the whole Japanese nation, was concentrated on the struggle which took place between the adherents of the Tokugawa and the supporters of Hideyori. That struggle culminated in an assault on the castle of Osaka, and fresh fuel was added to the fire of anti-Christian resentment inasmuch as many Christian converts espoused Hideyori's cause, and in one part of the field the troops of Ieyasu had to fight against a foe whose banners were emblazoned with a cross and with images of Christ and of St. James, the patron saint of Spain. Nevertheless, the Christian converts possessed the sympathy of so many of the feudal chiefs that much reluctance was shown to inflict the extreme penalty of the law on men and women whose only crime was the adoption of an alien religion. Some of the feudal chiefs, even at the risk of losing their estates, gave asylum to the converts; others falsely reported a complete absence of Christians in their dominions, and some endeavoured earnestly to protect the fanatics; while, as to the people at large, their liberal spirit is shown in the fact that five priests who were in Osaka Castle at the time of its capture were able to make their way to distant refuges without any risk of betrayal.
For two years following the anti-Christian edict of 1614, Ieyasu and the entire Japanese nation focused on the conflict between the Tokugawa loyalists and Hideyori's supporters. This conflict peaked with an attack on Osaka Castle, which intensified anti-Christian feelings since many Christian converts sided with Hideyori. During this battle, Ieyasu's troops faced an enemy whose flags displayed a cross along with images of Christ and St. James, Spain's patron saint. However, many feudal lords empathized with the Christian converts, showing hesitation to impose the harshest penalties on individuals whose only offense was adopting a foreign religion. Some feudal lords risked losing their lands to shelter the converts, others falsely claimed there were no Christians in their territories, and some actively tried to protect the fervent believers. The general public's tolerance was evident when five priests in Osaka Castle during its capture managed to escape to distant safe havens without fear of being betrayed.
ENGRAVING: GREEN-ROOM OF A THEATRE (In the Middle of the Tokugawa
Period)
ENGRAVING: GREEN-ROOM OF A THEATRE (In the Middle of the Tokugawa
Period)
On the other hand, there were not wanting feudatories who, judging that zeal in obeying the edict would prove a passport to official reward, acted on that conviction. Notably was this true of Hasegawa, who received the fief of Arima by way of recompense for barbarous cruelty towards the Christians. Yet it is on record that when this baron sent out a mixed force of Hizen and Satsuma troops to harry the converts, these samurai warned the Christians to flee and then reported that they were not to be found anywhere. During these events the death of Ieyasu took place (June 1, 1616), and pending the dedication of his mausoleum the anti-Christian crusade was virtually suspended.
On the other hand, there were certainly feudal lords who believed that being enthusiastic about enforcing the edict would lead to official rewards, and they acted accordingly. This was especially true for Hasegawa, who was granted the fief of Arima as a reward for his brutal cruelty towards Christians. However, records show that when this baron sent a mixed force of Hizen and Satsuma troops to harass the converts, the samurai warned the Christians to escape and then reported that they couldn't be found anywhere. During this time, Ieyasu passed away (June 1, 1616), and until his mausoleum was dedicated, the anti-Christian campaign was effectively put on hold.
ENGLISH AND DUTCH INTRIGUES AGAINST SPANIARDS AND PORTUGUESE
It has been frequently alleged that if the Spaniards and the Portuguese endeavoured to bring the Hollanders into bad odour, the English and the Dutch intrigued equally against the Portuguese and the Spaniards. The accusation cannot be rebutted. Cocks, the factor of the English commercial mission to Japan, has himself left it on record that, being at the Yedo Court in the fall of 1616, "I enformed the two secretaries that yf they lookt out well about these two Spanish shipps in Xaxama [Satsuma] full of men and treasure, they would fynd that they were sent off purpose by the king of Spaine, having knowledge of the death of the ould Emperour [Ieyasu], thinking som papisticall tono [daimyo] might rise and rebell and so draw all the papists to flock to them and take part, by which means they might on a sudden seaz upon som strong place and keepe it till more succors came, they not wanting money nor men for thackomplishing such a strattgin." The two vessels in question were "greate shipps arrived out of New Spaine, bound, as they said, for the Philippines, but driven into that place per contrary wynd, both shipps being full of souldiers, with great store of treasure, as it is said, above five millions of pezos." It is true that a Spanish captain sent from these vessels to pay respects to the Court in Yedo "gave it out that our shipps and the Hollanders which were at Firando [Hirado] had taken and robbed all the China junks, which was the occasion that very few or non came into Japan this yeare," and therefore Cocks was somewhat justified in saying "so in this sort I cried quittance with the Spaniards." It appears, however, that the Spaniards were not believed, whereas the Englishman could boast, "which speeches of myne wrought so far that the Emperour sent to stay them, and had not the greate shipp cut her cable in the hawse so as to escape, she had been arrested." It was this same Cocks who told a Japanese "admirall" that "My opinion was he might doe better to put it into the Emperour's mynd to make a conquest of the Manillas, and drive those small crew of Spaniards from thence."
It has often been claimed that while the Spaniards and the Portuguese tried to tarnish the reputation of the Dutch, the English and the Dutch were just as involved in scheming against the Portuguese and the Spaniards. This accusation stands unchallenged. Cocks, the agent of the English trade mission to Japan, noted that during his visit to the Yedo Court in the fall of 1616, "I informed the two secretaries that if they kept a close watch on these two Spanish ships in Xaxama [Satsuma] filled with men and treasure, they would find that they were purposely sent by the king of Spain, having learned of the old Emperor's [Ieyasu] death, thinking some Catholic lord [daimyo] might rise up and rebel, thus rallying all the Catholics to join them and seize a stronghold until more support arrived, as they didn’t lack money or manpower to carry out such a strategy." The two ships in question were "big vessels that arrived from New Spain, claiming to be bound for the Philippines, but were blown off course by contrary winds, both ships being full of soldiers, with a vast amount of treasure, reportedly more than five million pesos." It's true that a Spanish captain sent from these ships to pay respects at the Yedo Court "spread the word that our ships and the Dutch ones at Firando [Hirado] had captured and robbed all the Chinese junks, which caused very few, if any, to arrive in Japan this year," and so Cocks was partially justified in saying "thus I settled the score with the Spaniards." However, it seems that the Spaniards weren't believed, while the Englishman could claim, "the things I said influenced the Emperor to send a message to stop them, and had the big ship not cut her cable and escaped, she would have been seized." It was this same Cocks who suggested to a Japanese "admiral" that "I believed it would be better for him to make a plan to conquer the Manillas and drive the small crew of Spaniards out of there."
In fact, none of the four Occidental nationalities then in Japan had any monopoly of slandering its rivals. The accusation preferred by Cocks, however, must have possessed special significance, confirming, as it did, what the pilot of the San Felipe had said twenty years previously as to the political uses to which the propagandists of Christianity were put by the King of Spain, and what Will Adams had said four years earlier as to the Imperial doctrine of Spain and Portugal that the annexation of a non-Christian country was always justifiable. The "greate shipps out of New Spaine," laden with soldiers and treasure and under orders to combine with any Christian converts willing to revolt against the Yedo Government, were concrete evidence of the truth of the Spanish sailor's revelation and of the English exile's charge. It has always to be remembered, too, that Kyushu, the headquarters of Christianity in Japan, did not owe to the Tokugawa shoguns the same degree of allegiance that it had been forced to render to Hideyoshi. A colossal campaign such as the latter had conducted against the southern island, in 1587, never commended itself to the ambition of Ieyasu or to that of his comparatively feeble successor, Hidetada. Hence, the presence of Spanish or Portuguese ships in Satsuma suggested danger of an exceptional degree.
In fact, none of the four Western nationalities then in Japan had a monopoly on badmouthing their rivals. The accusation made by Cocks, however, carried special weight, reinforcing what the pilot of the San Felipe had claimed twenty years earlier about how the King of Spain used Christian propagandists for political gain, and what Will Adams had stated four years prior about the Spanish and Portuguese belief that the annexation of a non-Christian country was always justified. The "great ships from New Spain," filled with soldiers and treasure and ordered to team up with any Christian converts willing to revolt against the Yedo Government, provided concrete evidence supporting the Spanish sailor's claims and the English exile's accusations. It's also important to remember that Kyushu, the center of Christianity in Japan, didn't owe the Tokugawa shoguns the same level of loyalty that it had to Hideyoshi. A massive campaign like the one he launched against the southern island in 1587 never appealed to Ieyasu's ambitions or those of his comparatively weak successor, Hidetada. Therefore, the presence of Spanish or Portuguese ships in Satsuma hinted at an unusual level of danger.
In the very month (September, 1616) when Cocks "cried quittance with the Spaniards," a new anti-Christian edict was promulgated by Hidetada, son and successor of Ieyasu. It pronounced sentence of exile against all Christian priests, not excluding even those whose presence had been sanctioned for the purpose of ministering to the Portuguese merchants; it forbade the Japanese, under penalty of being burned alive and having all their property confiscated, to connect themselves in any way with the Christian propagandists or with their co-operators or servants, and above all, to show them any hospitality. The same penalties were extended to women and children, and to the five neighbours on both sides of a convert's abode, unless these became informers. Every feudal chief was forbidden to keep Christians in his service, and the edict was promulgated with more than usual severity, although its enforcement was deferred until the next year on account of the obsequies of Ieyasu. This edict of 1616 differed from that issued by Ieyasu in 1614, since the latter did not explicitly prescribe the death-penalty for converts refusing to apostatize. But both agreed in indicating expulsion as the sole manner of dealing with the foreign priests. It, is also noteworthy that, just as the edict of Ieyasu was immediately preceded by statements from Will Adams about the claim of Spain and Portugal to absorb all non-Christian countries, so the edict of Hidetada had for preface Cock's attribution of aggressive designs to the Spanish ships at Kagoshima in conjunction with Christian converts. Not without justice, therefore, have the English been charged with some share of responsibility for the terrible things that ultimately befell the propagandists and the professors of Christianity in Japan. As for the shogun, Hidetada, and his advisers, it is probable that they did not foresee much occasion for actual recourse to violence. They knew that a great majority of the converts had joined the Christian Church at the instance, or by the command, of their local rulers, and nothing can have seemed less likely than that a creed thus lightly embraced would be adhered to in defiance of torture and death. The foreign propagandists also might have escaped all peril by obeying the official edict and leaving Japan. They suffered because they defied the laws of the land.
In September 1616, when Cocks "settled his debts with the Spaniards," a new anti-Christian law was announced by Hidetada, the son and successor of Ieyasu. This law condemned all Christian priests to exile, including those who were allowed to be in Japan to minister to Portuguese merchants. It prohibited the Japanese from engaging in any way with Christian missionaries or their associates, with severe penalties including being burned alive and having all possessions confiscated for those who did. The same punishments applied to women and children, and to the five neighbors on either side of a convert's home, unless they turned informers. Every feudal lord was ordered not to employ Christians, and the decree was issued more harshly than usual, though its enforcement was postponed until the following year due to Ieyasu's funeral. This 1616 edict differed from the one issued by Ieyasu in 1614, as the latter did not clearly state the death penalty for converts who refused to renounce their faith. However, both decrees emphasized expulsion as the primary way to deal with foreign priests. It's also significant that just as Ieyasu's edict was preceded by Will Adams’ comments about Spain and Portugal's ambitions to dominate non-Christian nations, Hidetada's decree followed Cocks’ claims about the aggressive intentions of Spanish ships at Kagoshima linked to Christian converts. Therefore, the English have justly been held partially responsible for the terrible fate that ultimately befell Christian missionaries and believers in Japan. As for shogun Hidetada and his advisors, it's likely they didn’t anticipate much need for actual violence. They understood that a large number of converts had joined the Christian Church at the urging or orders of their local leaders, and it seemed unlikely that a faith taken up so easily would be held onto in the face of torture and death. The foreign missionaries could have avoided danger by obeying the official decree and leaving Japan. They faced suffering because they chose to disregard the laws of the land.
Some fifty of them happened to be in Nagasaki at the time of Hidetada's edict. Several of these were apprehended and deported, but a number returned almost immediately. This happened under the jurisdiction of Omura, who had been specially charged with the duty of sending away the bateren (padres). He seems to have concluded that a striking example must be furnished, and he therefore ordered the seizure and decapitation of two fathers, De l'Assumpcion and Machado. The result completely falsified his calculations, for so far from proving a deterrent, the fate of the two fathers appealed widely to the people's sense of heroism. Multitudes flocked to the grave in which the two coffins were buried. The sick were carried thither to be restored to health, and the Christian converts derived new courage from the example of these martyrs. Numerous conversions and numerous returns of apostates took place everywhere.
About fifty of them were in Nagasaki when Hidetada's edict came out. Some were arrested and deported, but many returned almost right away. This happened under Omura's authority, who was specifically tasked with the job of sending away the bateren (padres). He must have believed he needed to set a bold example, so he ordered the capture and execution of two priests, De l'Assumpcion and Machado. The result completely backfired on him because, instead of being a warning, the fate of the two priests inspired a sense of heroism among the people. Crowds gathered at the grave where the two coffins were buried. The sick were brought there to be healed, and Christian converts found new strength from the example of these martyrs. Many people converted and many former believers returned to the faith everywhere.
While this enthusiasm was at its height, Navarette, vice-provincial of the Dominicans, and Ayala, vice-provincial of the Augustins, emerged from hiding, and robed in their full canonicals, commenced an open propaganda, heralding their approach by a letter addressed to Omura and couched in the most defiant terms. Thus challenged, Omura was obliged to act promptly, especially as Navarette declared that he (Navarette) did not recognize the Emperor of Japan but only the Emperor of Heaven. The two fanatics were seized, conveyed secretly to the island of Takashima, and there decapitated; their coffins being weighted with big stones and sunk in the sea, so as to prevent a repetition of the scenes witnessed at the tomb of the fathers mentioned above. Thereupon, the newly elected superior of the Dominicans at once sent three of his priests to preach in Omura's territories, and two of them, having been seized, were cast into prison where they remained for five years. Even more directly defiant was the attitude of the next martyred priest, an old Franciscan monk, Juan de Santa Martha. He had for three years suffered all the horrors of a medieval Japanese prison, yet when it was proposed to release him and deport him to New Spain, his answer was that, if released, he would stay in Japan and preach there. He laid his head on the block in August, 1618.
While the enthusiasm was at its peak, Navarette, the vice-provincial of the Dominicans, and Ayala, the vice-provincial of the Augustins, came out of hiding, dressed in their full robes, and started a public campaign, announcing their arrival with a letter to Omura that was written in the most defiant language. Challenged by this, Omura had to act quickly, especially since Navarette proclaimed that he only recognized the Emperor of Heaven, not the Emperor of Japan. The two extremists were captured, secretly taken to the island of Takashima, and beheaded; their coffins were weighted with large stones and sunk in the sea to avoid a repeat of the scenes seen at the tomb of the aforementioned fathers. Following this, the newly elected head of the Dominicans immediately sent three of his priests to preach in Omura's territories, and two of them were captured and thrown into prison, where they stayed for five years. Even more defiantly was the stance of the next martyred priest, an old Franciscan monk named Juan de Santa Martha. After enduring the horrors of a medieval Japanese prison for three years, when it was suggested that he be released and sent to New Spain, he declared that if he were freed, he would remain in Japan to preach. He laid his head on the block in August 1618.
Throughout the next four years, however, no other foreign missionary was capitally punished in Japan, though many arrived and continued their propagandism. During that interval, also, there occurred another incident calculated to fix upon the Christians still deeper suspicion of political designs. In a Portuguese ship, captured by the Dutch, a letter was found instigating Japanese converts to revolt, and promising that, when the number of disaffected became sufficient, men-of-war would be sent from Portugal to aid them. Another factor tending to invest the converts with political potentialities was the writing of pamphlets by apostates, attributing the zeal of foreign propagandists solely to traitorous motives. Further, the Spanish and Portuguese propagandists were indicted in a despatch addressed to the second Tokugawa shogun, in 1620, by the admiral in command of the British and Dutch fleet of defence, then cruising in Oriental waters. The admiral unreservedly charged the friars with treacherous machinations, and warned the shogun against the aggressive designs of Philip of Spain.
Over the next four years, no other foreign missionary was executed in Japan, although many continued to arrive and spread their beliefs. During this time, another incident further deepened suspicions about Christians having political intentions. A Dutch ship that had captured a Portuguese vessel found a letter encouraging Japanese converts to rebel, promising that when enough discontented people gathered, warships would be sent from Portugal to assist them. Additionally, pamphlets written by former converts suggested that the enthusiasm of foreign missionaries was driven purely by treacherous motives. Moreover, in a communication sent to the second Tokugawa shogun in 1620, the admiral in charge of the British and Dutch defense fleet, which was patrolling Asian waters, openly accused the friars of plotting betrayal and warned the shogun about Spain's aggressive plans under Philip.
This cumulative evidence dispelled the last doubts of the Japanese, and a time of sharp suffering ensued for the fathers and their converts. There were many shocking episodes. Among them may be mentioned the case of Zufliga, son of the marquis of Villamanrica. He visited Japan as a Dominican in 1618, but the governor of Nagasaki persuaded him to withdraw. Yielding for the moment, he returned two years later, accompanied by Father Flores. They travelled in a vessel commanded by a Japanese Christian, and off Formosa she was overhauled by an English warship, which took off the two priests and handed them over to the Dutch at Hirado. There they were tortured and held in prison for sixteen months, when an armed attempt made by some Japanese Christians to rescue them precipitated their fate. By order from Yedo, Zuniga, Flores, and the Japanese master of the vessel which had carried them, were roasted to death in Nagasaki on August 19, 1622. Thus the measures adopted against the missionaries are seen to have gradually increased in severity. The first two fathers put to death, De l'Assumpcion and Machado, were beheaded in 1617, not by the common executioner but by one of the principal officers of the daimyo. The next two, Navarette and Ayala, were decapitated by the executioner. Then, in 1618, Juan de Santa Martha was executed like a common criminal, his body being dismembered and his head exposed. Finally, in 1622, Zuniga and Flores were burned alive.
This accumulating evidence removed the last doubts of the Japanese, leading to a period of intense suffering for the fathers and their converts. There were many shocking incidents. One notable case was that of Zufliga, the son of the marquis of Villamanrica. He arrived in Japan as a Dominican in 1618, but the governor of Nagasaki convinced him to leave. Relenting for a moment, he returned two years later with Father Flores. They traveled on a ship captained by a Japanese Christian, and off the coast of Formosa, they were intercepted by an English warship, which took the two priests and handed them over to the Dutch in Hirado. There, they were tortured and imprisoned for sixteen months, until a failed armed rescue attempt by some Japanese Christians sealed their fate. By order from Yedo, Zuniga, Flores, and the Japanese captain of the ship that had brought them were roasted to death in Nagasaki on August 19, 1622. Thus, it is evident that the measures against the missionaries escalated in severity over time. The first two fathers executed, De l'Assumpcion and Machado, were beheaded in 1617, not by the regular executioner but by one of the main officers of the daimyo. The next two, Navarette and Ayala, were decapitated by the executioner. Then, in 1618, Juan de Santa Martha was executed like a common criminal, with his body dismembered and his head displayed. Finally, in 1622, Zuniga and Flores were burned alive.
The same year was marked by the "great martyrdom" at Nagasaki, when nine foreign priests went to the stake together with nineteen Japanese converts. Apprehension of a foreign invasion seems to have greatly troubled the shogun at this time. He had sent an envoy to Europe who, after seven years abroad, returned on the eve of the "great martyrdom," and made a report thoroughly unfavourable to Christianity. Hidetada therefore refused to give audience to the Philippine embassy in 1624, and ordered that all Spaniards should be deported from Japan. It was further decreed that no Japanese Christians should thenceforth be allowed to go to sea in search of commerce, and that although non-Christians or men who had apostatized might travel freely, they must not visit the Philippines.
The same year was marked by the "great martyrdom" at Nagasaki, when nine foreign priests were executed along with nineteen Japanese converts. The shogun was clearly worried about a potential foreign invasion at this time. He had sent an envoy to Europe who, after seven years away, returned just before the "great martyrdom" and reported very negatively about Christianity. As a result, Hidetada refused to meet with the Philippine embassy in 1624 and ordered all Spaniards to be deported from Japan. It was also mandated that no Japanese Christians should be allowed to travel overseas for trade, and while non-Christians or those who had renounced their faith could travel freely, they were not permitted to visit the Philippines.
Thus ended all intercourse between Japan and Spain. The two countries had been on friendly terms for thirty-two years, and during that time a widespread conviction that Christianity was an instrument of Spanish aggression had been engendered. Iemitsu, son of Hidetada, now ruled in Yedo, though Hidetada himself remained "the power behind the throne." The year (1623) of the former's accession to the shogunate had seen the re-issue of anti-Christian decrees and the martyrdom of some five hundred Christians within the Tokugawa domains, whither the tide of persecution now flowed for the first time. From that period onwards official attempts to eradicate Christianity in Japan were unceasing. Conspicuously active in this cause were two governors of Nagasaki, by name Mizuno and Takenaka, and the feudal chief of Shimabara, by name Matsukura. To this last is to be credited the terrible device of throwing converts into the solfataras at Unzen, and under him, also, the punishment of the "fosse" was resorted to. It consisted in suspension by the feet, head downwards in a pit until death ensued. By many this latter torture was heroically endured to the end, but in the case of a few the pains proved unendurable.
Thus ended all communication between Japan and Spain. The two countries had been friends for thirty-two years, and during that time, a widespread belief developed that Christianity was a tool of Spanish aggression. Iemitsu, the son of Hidetada, was now in charge in Yedo, while Hidetada remained the "power behind the throne." The year of Iemitsu's rise to the shogunate (1623) saw the reissue of anti-Christian laws and the martyrdom of about five hundred Christians within the Tokugawa territories, marking the first time that persecution began to spread there. From that point on, official efforts to eliminate Christianity in Japan became relentless. Two governors of Nagasaki, Mizuno and Takenaka, along with the feudal chief of Shimabara, Matsukura, were particularly active in this campaign. Matsukura was responsible for the horrific act of throwing converts into the solfataras at Unzen, and under his leadership, the "fosse" punishment was also used. This involved hanging victims by their feet, head down in a pit until death resulted. Many endured this torture heroically until the end, but for some, the pain became unbearable.
It is on record that the menace of a Spanish invasion seemed so imminent to Matsukura and Takenaka that they proposed an attack on the Philippines so as to deprive the Spaniards of their base in the East. This bold measure failed to obtain approval in Yedo. In proportion as the Christian converts proved invincible, the severity of the repressive measures increased. There are no accurate statistics showing the number of victims. Some annalists allege that two hundred and eighty thousand perished up to the year 1635, but that figure is probably exaggerated, for the converts do not seem to have aggregated more than three hundred thousand at any time, and it is probable that a majority of these, having embraced the alien creed for light reasons, discarded it readily under menace of destruction. "Every opportunity was given for apostatizing and for escaping death. Immunity could be secured by pointing out a fellow convert, and when it is observed that among the seven or eight feudatories who embraced Christianity only two or three died in that faith, we must conclude that not a few cases of recanting occurred among the vassals. Remarkable fortitude, however, is said to have been displayed." Caron, one of the Dutch traders of Hirado, writing in 1636, says:
It’s recorded that Matsukura and Takenaka believed a Spanish invasion was so likely that they suggested an attack on the Philippines to cut the Spaniards off from their base in the East. This daring plan did not get approved in Yedo. As more Christian converts proved resilient, the crackdown on them intensified. There are no reliable statistics on the number of victims. Some historians claim that two hundred and eighty thousand died by the year 1635, but that number is likely inflated, since the converts never seemed to surpass three hundred thousand at any point, and it’s probable that most of them, having taken up the foreign religion for trivial reasons, quickly abandoned it when threatened with death. "Every chance was given to renounce the faith and escape death. Protection could be obtained by identifying another convert, and when we see that among the seven or eight feudal lords who became Christians, only two or three died still believing, we must conclude that quite a few of the vassals likely recanted. However, remarkable bravery is said to have been shown." Caron, one of the Dutch traders in Hirado, wrote in 1636:
At first the believers in Christ were only beheaded and afterwards attached to a cross, which was considered as a sufficiently heavy punishment. But when many of them were seen to die with emotions of joy and pleasure, some even to go singing to the place of execution; and when although thirty and sometimes one hundred were put to death at a time, and it was found that their numbers did not appear to diminish, it was then determined to use every exertion to change their joy into grief and their songs into tears and groans of misery. To effect this they were tied to stakes and burned alive; were broiled on wooden gridirons, and thousands were thus wretchedly destroyed. But as the number of Christians was not perceptibly lessened by these cruel punishments, they became tired of putting them to death, and attempts were then made to make the Christians abandon their faith by the infliction of the most dreadful torments which the most diabolical invention could suggest. The Japanese Christians, however, endured these persecutions with a great deal of steadiness and courage; very few, in comparison with those who remained steadfast in the faith, were the number of those who fainted under the trials and abjured their religion. It is true that these people possess, on such occasions, a stoicism and an intrepidity of which no examples are to be met with in the bulk of other nations. Neither men nor women are afraid of death. Yet an uncommon steadfastness in the faith must, at the same time, be requisite to continue in these trying circumstances.
At first, the followers of Christ were simply beheaded, and later they were nailed to a cross, which was seen as a heavy punishment. However, when many of them were observed dying with joy and pleasure, some even singing on the way to their execution; and even though thirty and sometimes a hundred were killed at once, it became clear that their numbers didn’t seem to decrease. It was then decided to do everything possible to turn their joy into sorrow and their songs into cries of anguish. To accomplish this, they were tied to stakes and burned alive, grilled on wooden racks, and thousands were destroyed in this terrible way. But since the number of Christians did not noticeably decline despite these brutal punishments, they eventually became tired of killing them and started trying to force Christians to give up their faith by subjecting them to the most horrific tortures imaginable. The Japanese Christians, however, faced these persecutions with remarkable steadiness and courage; very few compared to those who remained firm in their faith succumbed to the trials and renounced their religion. It’s true that these individuals show a level of stoicism and bravery that is rare in most other nations. Neither men nor women fear death. Yet, an extraordinary resilience in their faith is also necessary to persevere under such extreme conditions.
The intrepidity of the native converts was rivalled by the courage of their foreign teachers. Again and again these latter defied the Japanese authorities by visiting Japan—not for the first time but occasionally even after having been deported. Contrary to the orders of the governors of Macao and Manila, nay of the King of Spain himself, the priests arrived, year after year, with the certainty of being apprehended and sent to the stake after brief periods of propagandism. In 1626, when the campaign of persecution was at its height, more than three thousand converts were baptized by these brave priests, of whom none is known to have escaped death except those that apostatized under torture, and they were very few, although not only could life be saved by abandoning the faith but also ample allowances of money could be obtained from the authorities. Anyone denouncing a propagandist received large reward, and the people were required to prove their orthodoxy by trampling upon a picture of Christ.
The bravery of the local converts was matched by the courage of their foreign teachers. Time and again, these teachers challenged the Japanese authorities by returning to Japan—not for the first time but even after having been deported. Despite the orders of the governors of Macao and Manila, and even the King of Spain, the priests came back year after year, fully aware they would likely be caught and executed after a short time spent spreading their beliefs. In 1626, at the peak of the persecution, over three thousand converts were baptized by these courageous priests, and none are known to have survived except those who renounced their faith under torture, which were very few. While abandoning their faith could save their lives, it also meant they could receive substantial monetary rewards from the authorities. Anyone who reported a missionary was paid well, and the people had to demonstrate their loyalty by stepping on a picture of Christ.
CONTINUATION OF THE FEUDS BETWEEN THE DUTCH AND THE PORTUGUESE
While the above events were in progress, the disputes between the Dutch, the Portuguese, and the Spaniards went on without cessation. In 1636, the Dutch discovered in a captured Portuguese vessel a report written by the governor of Macao, describing a festival which had just been held there in honour of Vieyra, who had been martyred in Japan. The Dutch transmitted this document to the Japanese "in order that his Majesty may see more clearly what great honour the Portuguese pay to those he had forbidden his realm as traitors to the State and to his crown." It does not appear that this accusation added much to the resentment and distrust against the Portuguese. At any rate, the Bakufu in Yedo took no step distinctly hostile to Portuguese laymen until the following year (1637), when an edict was issued forbidding "any foreigners to travel in the empire lest Portuguese with passports bearing Dutch names might enter."
While these events were happening, the conflicts between the Dutch, the Portuguese, and the Spaniards continued without pause. In 1636, the Dutch found a report on a captured Portuguese ship, written by the governor of Macao, detailing a festival that had recently taken place there in honor of Vieyra, who had been martyred in Japan. The Dutch sent this document to the Japanese "so that His Majesty can see more clearly how much honor the Portuguese give to those he has banned from his realm as traitors to the State and to his crown." It doesn’t seem that this accusation fueled much more resentment and distrust towards the Portuguese. At any rate, the Bakufu in Yedo didn’t take any overtly hostile actions against Portuguese laymen until the following year (1637), when an edict was issued prohibiting "any foreigners from traveling in the empire lest Portuguese with passports bearing Dutch names might enter."
THE SHIMABARA REVOLT
At the close of 1637, there occurred a rebellion, historically known as the "Christian Revolt of Shimabara," which put an end to Japan's foreign intercourse for over two hundred years. The Gulf of Nagasaki is bounded on the west by the island of Amakusa and by the promontory of Shimabara. In the early years of Jesuit propagandism in Japan, Shimabara and Amakusa had been the two most thoroughly Christianized regions, and in later days they were naturally the scene of the severest persecutions. Nevertheless, the people might have suffered in silence, as did their fellow believers elsewhere, had they not been taxed beyond endurance to supply funds for an extravagant feudatory. Japanese annalists, however, relegate the taxation grievance to an altogether secondary place, and attribute the revolt solely to the instigation of five samurai who led a roving life to avoid persecution for their adherence to Christianity. Whichever version be correct, it is certain that the outbreak attracted all the Christians from the surrounding regions, and was officially regarded as a Christian rising. The Amakusa insurgents passed over from that island to Shimabara, and on the 27th of January, 1638, the whole body—numbering, according to some authorities, twenty thousand fighting men with thirteen thousand women and children; according to others, little more than one-half of these figures—took possession of the dilapidated castle of Kara, which stood on a plateau with three sides descending one hundred feet perpendicularly to the sea and with a swamp on the fourth side.
At the end of 1637, a rebellion known as the "Christian Revolt of Shimabara" took place, which ended Japan's foreign interactions for more than two hundred years. The Gulf of Nagasaki is located to the west of the island of Amakusa and the Shimabara promontory. In the early days of Jesuit missionary activities in Japan, Shimabara and Amakusa were the two most Christianized areas, and later, they became the sites of the harshest persecutions. Still, the people might have endured their suffering quietly, like other believers in different regions, if they hadn’t been taxed to the breaking point to fund an extravagant lord. Japanese historians, however, downplay the issue of taxation and claim the revolt was solely sparked by five samurai who lived on the run to escape persecution for their Christian beliefs. Regardless of which narrative is correct, it’s clear that the uprising drew in all the Christians from nearby areas and was officially seen as a Christian revolt. The Amakusa rebels moved from their island to Shimabara, and on January 27, 1638, the entire group—estimated by some sources to include twenty thousand fighters along with thirteen thousand women and children; by others, to be just over half those numbers—took control of the run-down Kara castle, which was perched on a plateau that dropped off steeply to the sea on three sides, with a swamp on the fourth.
The insurgents fought under flags inscribed with red crosses and their battle cries were "Jesus," "Maria," and "St. Iago." They defended the castle successfully against repeated assaults until the 12th of April, when, their provisions and their ammunition alike being exhausted, they were overwhelmed and put to the sword, with the exception of 105 prisoners. During this siege the Dutch gave practical proof of their enmity to the Christianity of the Spaniards and Portuguese. For, the guns in the possession of the besiegers being too light to accomplish anything effective, application was made to Koeckebacker, the Dutch factor at Hirado, to lend ships carrying heavier metal. He complied by despatching the De Ryp, and her twenty guns threw 426 shots into the castle in fifteen days. There has been handed down a letter carried by an arrow from the castle to the besiegers. It was not an appeal for mercy but a simple enumeration of reasons:—
The insurgents fought under flags marked with red crosses, shouting "Jesus," "Maria," and "St. Iago." They successfully defended the castle against multiple attacks until April 12th, when they ran out of food and ammunition and were overwhelmed and killed, except for 105 prisoners. During this siege, the Dutch openly showed their hostility towards the Christianity of the Spaniards and Portuguese. The cannons used by the besiegers were too light to cause serious damage, so they asked Koeckebacker, the Dutch agent at Hirado, to lend them ships with heavier artillery. He agreed and sent the De Ryp, whose twenty guns fired 426 shots into the castle over fifteen days. A letter was famously sent by arrow from the castle to the besiegers; it was not a plea for mercy but simply listed reasons:—
"For the sake of our people we have now resorted to this castle. You will no doubt think that we have done this with the hope of taking lands and houses. Such is by no means the case. It is simply because Christianity is not tolerated as a distinct sect, which is well known to you. Frequent prohibitions have been published by the shogun, to our great distress. Some among us there are who consider the hope of future life as of the highest importance. For these there is no escape. Because they will not change their religion they incur various kinds of severe punishments, being inhumanly subjected to shame and extensive suffering, till at last for their devotion to the Lord of Heaven, they are tortured to death. Others, even men of resolution, solicitous for the sensitive body and dreading the torture, have, while hiding their grief, obeyed the royal will and recanted. Things continuing in this state, all the people have united in an uprising in an unaccountable and miraculous manner. Should we continue to live as heretofore and the above laws not be repealed, we must incur all sorts of punishments hard to be endured; we must, our bodies being weak and sensitive, sin against the infinite Lord of Heaven and from solicitude for our brief lives incur the loss of what we highly esteem. These things fill us with grief beyond endurance. Hence we are in our present condition. It is not the result of a corrupt doctrine."
"For the sake of our people, we have now taken refuge in this castle. You might think we did this in hopes of gaining land and property, but that's not the case at all. It's simply because Christianity isn’t accepted as a distinct faith, which you already know. The shogun has issued numerous bans, causing us great distress. Some among us believe that the hope for life after death is of utmost importance. For them, there is no escape. Because they refuse to abandon their faith, they face harsh punishments, being subjected to humiliation and immense suffering, until finally, out of their devotion to the Lord of Heaven, they are tortured to death. Others, even those who are brave and concerned for their own well-being and fearful of torture, have hidden their sorrow and complied with royal demands, renouncing their faith. Given this situation, all the people have come together in a surprising and miraculous uprising. If we continue to live as we have and these oppressive laws aren’t repealed, we will face all sorts of unbearable punishments; we must, being weak and vulnerable, betray the infinite Lord of Heaven and, out of concern for our short lives, sacrifice what we hold dear. These circumstances fill us with unimaginable grief. That is why we find ourselves in this situation. It is not the result of a corrupted doctrine."
It seems probable that of the remaining Japanese Christians the great bulk perished at the massacre of Kara. Thenceforth there were few martyrs, and though Christianity was not entirely extirpated in Japan, it survived only in remote places and by stealth.
It seems likely that most of the remaining Japanese Christians died in the massacre at Kara. After that, there were few martyrs, and while Christianity was not completely wiped out in Japan, it only survived in isolated areas and quietly.
ENGRAVING: NANBAN BELL
ENGRAVING: THE "KAIYO KWAN," THE FIRST WARSHIP OF JAPAN (Built in
Holland for the Tokugawa Feudal Government)
ENGRAVING: THE "KAIYO KWAN," THE FIRST WARSHIP OF JAPAN (Built in
Holland for the Tokugawa Feudal Government)
CHAPTER XXXVIII
THE TOKUGAWA SHOGUNATE
THE Tokugawa family traced its descent from Nitta Yoshishige of the Minamoto sept (the Seiwa Genji) who flourished at the beginning of the thirteenth century. His son's place of residence was at the village of Tokugawa in Kotsuke province: hence the name, Tokugawa. After a few generations, Chikauji, the then representative of the family, had to fly to the village of Matsudaira in Mikawa province, taking the name of Matsudaira. Gradually the family acquired possession of about one-half of Mikawa province, and in the seventh generation from Chikauji, the head of the house, Hirotada, crossing swords with Oda Nobuhide, father of Nobunaga, sought succour from the Imagawa family, to which he sent his son, Ieyasu, with fifty other young samurai as hostages. This was in 1547, Ieyasu being then in his fifth year.
THE Tokugawa family traced its ancestry back to Nitta Yoshishige of the Minamoto clan (the Seiwa Genji), who lived at the start of the thirteenth century. His son lived in the village of Tokugawa in Kotsuke province, which is where the name Tokugawa comes from. After a few generations, Chikauji, the then head of the family, had to flee to the village of Matsudaira in Mikawa province, adopting the name Matsudaira. Over time, the family gained control of about half of Mikawa province, and in the seventh generation from Chikauji, the head of the house, Hirotada, fought against Oda Nobuhide, the father of Nobunaga, and sought help from the Imagawa family. He sent his son, Ieyasu, along with fifty other young samurai as hostages. This happened in 1547, when Ieyasu was just five years old.
On the way from Okazaki, which was the stronghold of Hirotada, the party fell into the hands of Nobuhide's officers, and Ieyasu was confined in a temple where he remained until 1559, when he obtained permission to return to Okazaki, being then a vassal of the Imagawa family. But when (1569) the Imagawa suffered defeat in the battle of Okehazama, at the hands of Oda Nobunaga, Ieyasu allied himself with the latter. In 1570, he removed to Hamamatsu, having subjugated the provinces of Mikawa and Totomi. He was forty years old at the time of Nobunaga's murder, and it has been shown above that he espoused the cause of the Oda family in the campaign of Komak-yama. At forty-nine he became master of the Kwanto and was in his fifty-sixth year when Hideyoshi died. Ieyasu had nine sons: (1) Nobuyasu; (2) Hideyasu (daimyo of Echizen); (3) Hidetada (second shoguri); (4) Tadayoshi (daimyo of Kiyosu); (5) Nobuyoshi (daimyo of Mito); (6) Tadateru (daimyo of Echigo); (7) Yoshinao (daimyo of Owari); (8) Yorinobu (daimyo of Kii), and (9) Yorifusa (daimyo of Mito). He had also three daughters; the first married to Okudaira Masanobu; the second to Ikeda Terumasa, and the third to Asano Nagaakira.
On the way from Okazaki, which was the stronghold of Hirotada, the group was captured by Nobuhide's officers, and Ieyasu was imprisoned in a temple where he stayed until 1559, when he received permission to return to Okazaki, then serving as a vassal of the Imagawa family. However, when the Imagawa were defeated by Oda Nobunaga in the battle of Okehazama in 1569, Ieyasu formed an alliance with Nobunaga. In 1570, he moved to Hamamatsu after conquering the provinces of Mikawa and Totomi. He was forty years old at the time of Nobunaga's assassination, and it has been noted that he supported the Oda family's efforts in the campaign of Komak-yama. By the age of forty-nine, he became the master of the Kwanto and was fifty-six when Hideyoshi died. Ieyasu had nine sons: (1) Nobuyasu; (2) Hideyasu (daimyo of Echizen); (3) Hidetada (second shogun); (4) Tadayoshi (daimyo of Kiyosu); (5) Nobuyoshi (daimyo of Mito); (6) Tadateru (daimyo of Echigo); (7) Yoshinao (daimyo of Owari); (8) Yorinobu (daimyo of Kii); and (9) Yorifusa (daimyo of Mito). He also had three daughters; the first married Okudaira Masanobu, the second married Ikeda Terumasa, and the third married Asano Nagaakira.
EVENTS IMMEDIATELY PRIOR TO THE BATTLE OF SEKIGAHARA
The political complications that followed the death of the Taiko are extremely difficult to unravel, and the result is not commensurate with the trouble. Several annalists have sought to prove that Ieyasu strenuously endeavoured to observe faithfully the oath of loyalty made by him to Hideyoshi on the latter's death-bed. They claim for him that until his hands were forced he steadfastly and faithfully worked in the interests of Hideyoshi. But his acts do not lend themselves to any such interpretation. The best that can be said of him is that he believed himself to have been entrusted by the Taiko with discretionary power to determine the expediency of Hideyori's succession, and that he exercised that power in the interests of the Tokugawa family, not of the Toyotomi.
The political issues that arose after the Taiko's death are really hard to sort out, and the outcome isn't worth the trouble. Several historians have tried to show that Ieyasu diligently tried to honor the loyalty oath he took to Hideyoshi on the latter's deathbed. They argue that he consistently worked in Hideyoshi's interests until he had no choice. However, his actions don't support that view. The best that can be said about him is that he thought the Taiko had given him the authority to decide what was best for Hideyori's succession, and he used that authority to benefit the Tokugawa family, not the Toyotomi.
Circumstances helped him as they do generally help great men. From the time of the birth of the lady Yodo's second son, the official world in Kyoto had been divided into two factions. The Hidetsugu catastrophe accentuated the lines of division, and the Korean campaign had a similar effect by affording a field for bitter rivalry between the forces of Konishi Yukinaga, who belonged to the Yodo faction, and Kato Kiyomasa, who was a protege of Hideyoshi's wife, Yae. Further fuel was added to this fire of antagonism when the order went forth that the army should leave Korea, for the Kato faction protested against surrendering all the fruits of the campaign without any tangible recompense, and the Konishi party insisted that the Taiko's dying words must be obeyed implicitly. In this dispute, Ishida Katsushige, the chief actor in the Hidetsugu tragedy, took a prominent part. For, when in their capacity as belonging to the Board of Five Administrators, Ishida and Asano Nagamasa were sent to Kyushu to superintend the evacuation of the Korean peninsula, they, too, fell into a controversy on the same subject. Ieyasu stood aloof from both parties. His policy was to let the feud develop and to step in himself at the supreme moment.
Circumstances helped him as they typically help great individuals. Since the birth of Lady Yodo's second son, the official world in Kyoto had split into two factions. The Hidetsugu disaster highlighted these divisions, and the Korean campaign intensified the rivalry between the forces of Konishi Yukinaga, who was aligned with the Yodo faction, and Kato Kiyomasa, who was supported by Hideyoshi's wife, Yae. The tension escalated further when the order was given for the army to leave Korea, as the Kato faction opposed giving up all the gains of the campaign without any real compensation, while the Konishi group insisted that the Taiko's final wishes must be followed without question. In this conflict, Ishida Katsushige, a key figure in the Hidetsugu tragedy, played a significant role. When Ishida and Asano Nagamasa were dispatched to Kyushu to oversee the evacuation of the Korean peninsula as part of the Board of Five Administrators, they too got caught in a disagreement over the same issue. Ieyasu remained detached from both factions. His strategy was to let the feud unfold and then intervene at the perfect moment.
On the other hand, it was the aim of Ishida Katsushige to involve the Tokugawa chief, thus compassing his downfall and opening an avenue for the ascension of Ishida himself to the place of dictator. Allied with Ishida in this plot was his colleague on the Board of Five Administrators, Masuda Nagamori. Their method was to create enmity between Ieyasu and Maeda Toshiiye, to whom the Taiko had entrusted the guardianship of Hideyori and of the Osaka Castle. This design was barely thwarted by the intervention of Hosokawa Tadaoki (ancestor of the present Marquis Hosokawa). Ieyasu was well informed as to Ishida's schemes on two other occasions; the first immediately before, the second just after, the death of the Taiko. In each case rumours of an armed outbreak were suddenly circulated in Fushimi for the purpose of creating confusion such as might furnish an opportunity to strike suddenly at Ieyasu. These essays failed in both instances, and the Tokugawa chief, instead of retaliating by direct impeachment of Ishida, applied himself to cementing close relations with certain great daimyo by matrimonial alliances. Such unions had been implicitly interdicted by the Taiko, and the procedure of Ieyasu elicited a written protest from the boards of the Five Senior Ministers and the Five Administrators. They threatened Ieyasu with dismissal from the former board unless he furnished a satisfactory explanation. This he declined to do and for some time a very strained situation existed in Kyoto, an armed struggle being ultimately averted by the good offices of the Three Middle Ministers.
On the other hand, Ishida Katsushige aimed to involve the Tokugawa leader, which would lead to his downfall and create a path for Ishida to rise to power as dictator. His ally in this scheme was his colleague on the Board of Five Administrators, Masuda Nagamori. Their plan was to create conflict between Ieyasu and Maeda Toshiiye, to whom the Taiko had given responsibility for the protection of Hideyori and Osaka Castle. This plot was narrowly stopped by the intervention of Hosokawa Tadaoki (the ancestor of the current Marquis Hosokawa). Ieyasu was well aware of Ishida's schemes on two other occasions; the first right before, and the second just after, the death of the Taiko. In both cases, rumors of an armed uprising were suddenly spread in Fushimi to create confusion that might give them a chance to quickly strike at Ieyasu. These attempts failed both times, and instead of directly accusing Ishida, Ieyasu focused on strengthening ties with certain powerful daimyo through marriage alliances. These unions had been implicitly forbidden by the Taiko, and Ieyasu's actions prompted a written protest from the boards of the Five Senior Ministers and the Five Administrators. They threatened Ieyasu with removal from the former board unless he provided a satisfactory explanation. He refused to do so, and for a while, the situation in Kyoto was very tense, with an armed conflict ultimately avoided thanks to the efforts of the Three Middle Ministers.
It was evident, however, that the circumstances had become critical, and it was further evident that, as long as Ishida Katsushige's intrigues continued, a catastrophe might at any moment be precipitated. Sensible of these things, a party of loyal men, spoken of in history as the "seven generals"—Ikeda Terumasa (ancestor of the present Marquis Ikeda); Kato Kiyomasa; Kuroda Nagamasa (son of Kuroda Yoshitaka, and ancestor of the present Marquis Kuroda); Fukushima Masanori, Asano Yukinaga (son of Asano Nagamasa and ancestor of the present Marquis Asano); Hosokawa Tadaoki, and Kato Yoshiaki (ancestor of the present Viscount Kato)—vowed to take Ishida's life, while he was still in Osaka Castle, whither he had gone (1599) to attend the death-bed of his friend, Maeda Toshiiye. Ishida, finding himself powerless to resist such a combination after the death of Maeda, took an extraordinary step; he appealed to the protection of Ieyasu—that is to say, to the protection of the very man against whom all his plots had been directed. And Ieyasu protected him.
It was clear, however, that the situation had become critical, and it was also clear that as long as Ishida Katsushige's schemes continued, a disaster could happen at any moment. A group of loyal men, known in history as the "seven generals"—Ikeda Terumasa (ancestor of the current Marquis Ikeda); Kato Kiyomasa; Kuroda Nagamasa (son of Kuroda Yoshitaka and ancestor of the current Marquis Kuroda); Fukushima Masanori, Asano Yukinaga (son of Asano Nagamasa and ancestor of the current Marquis Asano); Hosokawa Tadaoki, and Kato Yoshiaki (ancestor of the current Viscount Kato)—swore to take Ishida's life while he was still in Osaka Castle, where he had gone (1599) to be at the deathbed of his friend, Maeda Toshiiye. After Maeda's death, Ishida realized he was powerless against such a coalition and made a surprising decision: he sought protection from Ieyasu—that is, from the very man against whom all his schemes had been aimed. And Ieyasu provided him with that protection.
We are here confronted by a riddle which has never been clearly interpreted. Why did Ishida seek asylum from Ieyasu whom he had persistently intrigued to overthrow, and why did Ieyasu, having full knowledge of these intrigues, grant asylum? Possibly an answer to the former question can be furnished by the fact that Ishida was in sore straits. Attending Maeda Toshiiye's death-bed, he had seen the partisans of the deceased baron transfer their allegiance to Ieyasu through the intervention of Hosokawa Tadaoki, and he had learned that his own life was immediately threatened by the seven generals. Even if he succeeded (which was very problematical) in escaping from Osaka to his own castle of Sawa-yama, in Omi province, the respite could have been but brief and such a step would have been equivalent to abandoning the political arena. Only a very strong arm could save him, and with consummate insight he may have appreciated the Tokugawa chief's unreadiness to precipitate a crucial struggle by consenting to his death.
We are faced with a mystery that has never been clearly understood. Why did Ishida seek refuge with Ieyasu, someone he had always been scheming against, and why did Ieyasu, fully aware of these plots, provide that refuge? One reason for the former question might be that Ishida was in very dire circumstances. While at Maeda Toshiiye's deathbed, he witnessed the supporters of the deceased baron shift their loyalty to Ieyasu with help from Hosokawa Tadaoki, and he realized that his own life was in immediate danger from the seven generals. Even if he somehow managed (which was quite uncertain) to flee from Osaka to his own castle at Sawa-yama in Omi province, that escape would likely be only temporary, and taking such action would mean stepping back from the political scene. Only a very powerful ally could save him, and with sharp insight, he may have recognized Ieyasu’s reluctance to initiate a significant conflict by agreeing to his execution.
But what is to be said of Ieyasu? Unwilling to admit that his astuteness could ever have been at fault, some historians allege that the Tokugawa chief saved Ishida's life with the deliberate purpose of letting him discredit himself and his partisans by continued intrigues. These annalists allege, in fact, that Ieyasu, acting on the advice of Honda Masanobu, by whose profound shrewdness he was largely guided, saved the life of Ishida in order that the latter's subsequent intrigues might furnish a pretext for destroying Hideyori. That, however, is scarcely conceivable, for Ishida had many powerful confederates, and the direct outcome of the leniency shown by Ieyasu on that occasion was an armed struggle from which he barely emerged victorious. The truth seems to be that, for all his profound wisdom, Ieyasu erred in this instance. Ishida Kotsushige outwitted him. For, during the very days of his asylum in Fushimi, under the protection of Ieyasu, Ishida opened secret communication with Uesugi Kagekatsu and invited him to strike at the Tokugawa. Uesugi consented. It must be observed that the character of Ishida has been portrayed for posterity mainly by historians who were under Tokugawa influence. Modern and impartial annalists are by no means so condemnatory in their judgment of the man. In whatever arts of deception Ishida excelled, Ieyasu was at least his equal; while in the matter of loyalty to the Toyotomi family, Ishida's conduct compares favourably with that of the Tokugawa leader; and if we look at the men who attached themselves to Ishida's cause and fought by his side, we are obliged to admit that he must have been highly esteemed by his contemporaries, or, at any rate, that they recognized in him the champion of Hideyori, at whose father's hands they had received such benefits.
But what can we say about Ieyasu? Some historians, unwilling to accept that his cleverness could ever be wrong, claim that the Tokugawa leader spared Ishida's life with the intention of letting him undermine himself and his supporters through ongoing schemes. These historians suggest that Ieyasu, following the wise counsel of Honda Masanobu, whom he greatly relied upon for guidance, saved Ishida so that the latter's future intrigues would provide a reason to eliminate Hideyori. However, that's hard to believe because Ishida had many influential allies, and the immediate result of Ieyasu's mercy was a violent conflict from which he just barely came out on top. It seems that, despite his great wisdom, Ieyasu was mistaken in this case. Ishida Kotsushige outsmarted him. While he was staying in Fushimi under Ieyasu's protection, Ishida secretly communicated with Uesugi Kagekatsu and urged him to attack the Tokugawa. Uesugi agreed. It's important to note that Ishida's character has mostly been depicted by historians who were influenced by the Tokugawa. Modern and unbiased historians are not as critical of him. In whatever tricks of deception Ishida was skilled, Ieyasu was at least his equal; furthermore, regarding loyalty to the Toyotomi family, Ishida's actions stand in contrast to those of the Tokugawa leader. If we consider the people who rallied to Ishida's cause and fought alongside him, we have to acknowledge that he must have been well-regarded by his peers, or at least that they saw him as Hideyori's champion, who had provided them with significant benefits from his father.
ORGANIZATION OF THE JAPANESE EMPIRE AT THE CLOSE OF THE SIXTEENTH CENTURY
The realm of Japan was then held by 214 feudatories, each having an annual income of at least 10,000 koku (omitting minor landowners). These 214 estates yielded to their holders a total income of nearly nineteen million koku, and of that aggregate the domains of the five noblemen forming the Board of Senior Statesmen constituted one-third. Tokugawa Ieyasu was the wealthiest. His domains in the eight provinces forming the Kwanto yielded an income of 2,557,000 koku. Next on the list came Mori Terumoto with 2,205,000 koku, and Uesugi Kagekatsu with 1,200,000 koku. The latter two were partisans of Ishida. But direct communication between their forces was difficult, for while the Mori domains covered the nine provinces on the extreme west of the main island, Uesugi's lay on the north of the Kwanto, whence they stretched to the shore of the Japan Sea. Fourth and fifth on the Board of Senior Statesmen were Maeda Toshiiye, whose fief (835,000 koku) occupied Kaga and Etchu; and Ukita Hideiye (574,000 koku), whose castle stood at Oka-yama, in Bizen. All these, except Maeda embraced the anti-Tokugawa cause of Ishida Katsushige, and it thus becomes easy to understand the desire of Ishida to win over Maeda Toshinaga, son of Toshiiye, to his camp. On the side of Ieyasu's foes were also marshalled Shimazu Yoshihisa, feudal chief of Satsuma (700,000 koku); Satake Yoshinobu of Hitachi province (545,700 koku); Konishi Yukinaga in Higo (200,000 koku), who was counted one of the greatest captains of the era, and, nominally, Kohayakawa Hideaki in Chikuzen (522,500 koku). With Ieyasu were the powerful daimyo: Date Masamune of Sendai (580,000 koku); Kato Kiyomasa of Kumamoto (250,000 koku); Hosokawa Tadaoki of Tango (230,000 koku); Ikeda Terumasa of Mikawa (152,000 koku), and Kuroda Nagamasa of Chikuzen (250,000 koku). This analysis omits minor names.
Japan was then divided among 214 feudal lords, each with an annual income of at least 10,000 koku (excluding smaller landowners). These 214 domains generated a total income of nearly nineteen million koku, with one-third of that amount coming from the lands of the five noblemen on the Board of Senior Statesmen. Tokugawa Ieyasu was the richest, with his territories in the eight provinces of Kwanto earning 2,557,000 koku. Next was Mori Terumoto with 2,205,000 koku, and Uesugi Kagekatsu with 1,200,000 koku. The latter two were allies of Ishida. However, communication between their forces was challenging, as the Mori territories spanned nine provinces in the far west of the main island, while Uesugi's lands lay in the north of Kwanto, extending to the Japan Sea coast. Fourth and fifth on the Board of Senior Statesmen were Maeda Toshiiye, whose domain (835,000 koku) included Kaga and Etchu, and Ukita Hideiye (574,000 koku), whose castle was at Okayama in Bizen. All these, except for Maeda, supported Ishida Katsushige’s anti-Tokugawa faction, making it clear why Ishida wanted to bring Maeda Toshinaga, son of Toshiiye, to his side. Also opposing Ieyasu were Shimazu Yoshihisa, the feudal lord of Satsuma (700,000 koku); Satake Yoshinobu from Hitachi province (545,700 koku); Konishi Yukinaga in Higo (200,000 koku), known as one of the greatest commanders of the time; and nominally, Kohayakawa Hideaki in Chikuzen (522,500 koku). Ieyasu had the support of powerful daimyos like Date Masamune from Sendai (580,000 koku), Kato Kiyomasa of Kumamoto (250,000 koku), Hosokawa Tadaoki of Tango (230,000 koku), Ikeda Terumasa of Mikawa (152,000 koku), and Kuroda Nagamasa of Chikuzen (250,000 koku). This summary excludes less significant figures.
BATTLE OF SEKIGAHARA
The plan of campaign formed by Ishida and his confederates was that Uesugi and Satake should attack the Kwanto from the north and the east simultaneously, while Mori and Ukita should move against Fushimi and occupy Kyoto. In May, 1600, Ieyasu went through the form of requiring Uesugi to repair to Kyoto and explain his obviously disaffected preparations. The reply sent by Uesugi was defiant. Therefore, the Tokugawa chief proceeded to mobilize his own and his allies' forces. He seems to have clearly foreseen that if he himself moved eastward to Yedo, Momo-yama would be assaulted in his absence. But it being necessary to simulate trust in Mori and Ukita, then nominally his supporters, he placed in Momo-yama Castle a garrison of only two thousand men under his old and staunch friend, Torii Mototada. Ieyasu planned that Uesugi should be attacked simultaneously from five directions; namely from Sendai by Date; from Kaga by Maeda; from Dewa by Mogami; from Echigo by Hori, and from Hitachi by Satake. But among these five armies that of Satake declared for Ishida, while those of Maeda and Hori were constrained to adopt a defensive attitude by the menace of hostile barons in their vicinity, and thus it fell out that Date and Mogami alone operated effectively in the cause of Ieyasu.
The campaign plan created by Ishida and his allies was for Uesugi and Satake to simultaneously attack the Kwanto from the north and east, while Mori and Ukita moved against Fushimi to take control of Kyoto. In May 1600, Ieyasu pretended to require Uesugi to go to Kyoto and explain his obviously troubling preparations. Uesugi's response was confrontational. As a result, the Tokugawa leader began to mobilize his own forces along with those of his allies. He seemed to clearly anticipate that if he moved east to Yedo, Momo-yama would be attacked in his absence. However, in order to maintain the appearance of trust in Mori and Ukita, who were nominally his supporters, he stationed only two thousand men, led by his long-time and loyal friend, Torii Mototada, at Momo-yama Castle. Ieyasu planned for Uesugi to be attacked from five different directions: from Sendai by Date, from Kaga by Maeda, from Dewa by Mogami, from Echigo by Hori, and from Hitachi by Satake. However, among these five armies, Satake chose to side with Ishida, while Maeda and Hori were forced to take a defensive stance due to threats from hostile barons nearby, leaving only Date and Mogami to effectively fight for Ieyasu.
The Tokugawa chief himself lost no time in putting his troops in motion for Yedo, where, at the head of some sixty thousand men, he arrived in August, 1600, his second in command being his third son, Hidetada. Thence he pushed rapidly northward with the intention of attacking Uesugi. But at Oyama in Shimotsuke news reached him that Ishida and his partisans had drawn the sword in the west, and had seized Osaka, together with the wives and families of several of the captains who were with Ieyasu's army. A council was immediately held and these captains were given the option of continuing to serve under Ieyasu or retiring to join the western army and thus ensuring the safety of their own families. They chose the former, and the council further decided that, leaving Date and Mogami to deal with Uesugi and Satake, and posting for the same purpose at Utsunomiya, Hideyasu, second son of Ieyasu, the main army should countermarch to meet the western forces at some point remote from Yedo.
The Tokugawa chief quickly set his troops in motion for Yedo, where, leading about sixty thousand men, he arrived in August 1600, with his third son, Hidetada, as his second-in-command. From there, he moved rapidly north to attack Uesugi. However, at Oyama in Shimotsuke, he received news that Ishida and his allies had taken up arms in the west and seized Osaka, along with the wives and families of several captains from Ieyasu's army. A council was held immediately, and these captains were offered the choice to continue serving under Ieyasu or leave to join the western army to ensure their families' safety. They chose to stay loyal, and the council further decided that, while leaving Date and Mogami to handle Uesugi and Satake—with Hideyasu, Ieyasu's second son, stationed at Utsunomiya for the same purpose—the main army should turn back to meet the western forces at a location far from Yedo.
The Tokugawa battalions, following two routes—the Tokaido and the Nakasendo—made rapid progress westward, and on September 21st, the van of the division under Fukushima and Ikeda reached Kiyosu. But the Nakasendo column of thirty-eight thousand men under Hidetada encountered such desperate resistance before the castle of Ueda, at the hands of Sanada Masayuki, that it did not reach Sekigahara until the great battle was over. Meanwhile, the western army had pushed steadily eastward. Its first exploit was to capture and burn the Momo-yama castle, which was splendidly defended by the veteran Torii Mototada, then in his sixty-second year. With a garrison of only two thousand men he held at bay during eleven days an investing force of forty thousand. The torch was set to the castle on the 8th of September by traitors in the garrison, and Mototada committed suicide. Thereafter, the van of the western army advanced to Gifu along the Nakasendo, and the main body, making a detour through Ise, ultimately pushed forward into Mino.
The Tokugawa battalions, taking two routes—the Tokaido and the Nakasendo—made quick progress westward, and on September 21st, the lead division under Fukushima and Ikeda reached Kiyosu. However, the Nakasendo column of thirty-eight thousand men under Hidetada faced fierce resistance at the castle of Ueda from Sanada Masayuki, which delayed their arrival at Sekigahara until after the big battle had ended. Meanwhile, the western army continued to push steadily eastward. Their first action was to capture and burn Momo-yama castle, which was well defended by veteran Torii Mototada, who was sixty-two years old. With a garrison of only two thousand men, he held off an invading force of forty thousand for eleven days. The castle was set on fire by traitors in the garrison on September 8th, and Mototada took his own life. After that, the leading troops of the western army advanced to Gifu along the Nakasendo, while the main force took a detour through Ise and eventually moved into Mino.
With this army were no less than forty-three generals of renown, and the number of feudal barons, great and small, who sent troops to swell its ranks was thirty-one. Undoubtedly these barons were partially influenced by the conception generally prevalent that the fortunes of the two great families of Toyotomi and Tokugawa depended on the issue of this struggle. But it must also be admitted that had Ishida Katsushige been as black as the Tokugawa historians paint him, he could never have served for the central figure of such an array. He is seen inciting the besiegers of Momo-yama Castle to their supreme and successful effort. He is seen winning over to the Toyotomi cause baron after baron. He is seen leading the advance of the western army's van. And he is seen fighting to the end in the great battle which closed the campaign. Some heroic qualities must have accompanied his gift of statesmanship. The nominal leader of the western army, which mustered 128,000 strong, was Mori Terumoto, and under him were ranged Ukita Hideiye, Mori Hidemoto, Shimazu Yoshihiro, Konishi Yukinaga, and many other captains of repute. Under the Tokugawa banners there marched 75,000 men, their van led by Ii Naomasa and Honda Tadakatsu.
With this army were no less than forty-three famous generals, and the number of feudal barons, both large and small, who contributed troops to bolster its ranks was thirty-one. It’s clear that these barons were somewhat influenced by the widespread belief that the fortunes of the two prominent families of Toyotomi and Tokugawa relied on the outcome of this battle. However, it must also be acknowledged that if Ishida Katsushige had truly been as evil as the Tokugawa historians portray him, he could never have been the central figure of such a formidable force. He is seen motivating the attackers at Momo-yama Castle to their ultimate and successful effort. He is seen persuading one baron after another to support the Toyotomi cause. He is seen leading the advance of the western army's frontline. And he is seen fighting bravely to the end in the major battle that concluded the campaign. Some heroic qualities must have accompanied his talent for leadership. The nominal leader of the western army, which gathered 128,000 strong, was Mori Terumoto, and under him were Ukita Hideiye, Mori Hidemoto, Shimazu Yoshihiro, Konishi Yukinaga, and many other notable commanders. Under the Tokugawa banners marched 75,000 men, with their front led by Ii Naomasa and Honda Tadakatsu.
On October 21, 1600, the great battle of Sekigahara was fought. The strategy on the side of the western forces was excellent. Their units were disposed along a crescent-shaped line recessed from the enemy, so that an attacking army, unless its numerical strength was greatly superior, had to incur the risk of being enveloped from both flanks—a risk much accentuated by the fact that these flanking troops occupied high ground. But on the side of the western army there was a feature of weakness which no strategy could remove: all the battalions constituting the right wing were pledged to espouse the cause of Ieyasu at the crisis of the struggle. There were six of these battalions, large or small, and they were commanded by Akakura, Ogawa, Kuchiki, Wakizaka, Kohayakawa, and Kikkawa. Thus, not only were the eastern troops able to deliver their attack in full force against the centre and left of their foes, but also the latter were exposed to the most demoralizing of all eventualities, treachery.
On October 21, 1600, the significant battle of Sekigahara took place. The strategy of the western forces was impressive. Their units were arranged in a crescent-shaped line set back from the enemy, so that an attacking army, unless it had a much larger number of troops, faced the risk of being surrounded on both sides—a risk made worse by the fact that these flanking troops held high ground. However, the western army had a weakness that no strategy could fix: all the battalions making up the right wing were committed to support Ieyasu at a critical moment in the battle. There were six of these battalions, big or small, led by Akakura, Ogawa, Kuchiki, Wakizaka, Kohayakawa, and Kikkawa. As a result, the eastern troops could launch their full attack against the center and left sides of their opponents while the latter faced the most demoralizing threat of all: betrayal.
After a fierce fight the western army was completely defeated. Some accounts put its losses at 35,000 men; others, with greater probability, estimating that only 100,000 men were actually engaged on both sides—namely, 60,000 on the Tokugawa side, and 40,000 on the Toyotomi—conclude that the losses were 6000 and 9000, respectively. Shimazu of Satsuma, at the head of a handful of samurai, cut his way through the lines of Ieyasu, and reaching Osaka, embarked hastily for Kyushu. Ishida Katsushige lay concealed in a cave for a few days, but was ultimately seized and beheaded, in company with Konishi Yukinaga and Ankokuji Ekei, at the execution ground in Kyoto. This one battle ended the struggle: there was no rally. Punishment followed quickly for the feudatories who had fought against the Tokugawa. Thus Mori Terumoto's domain, originally covering eight provinces and yielding a revenue of 1,205,000 koku, was reduced to the two provinces of Suwo and Nagato, yielding 300,000 koku. The three provinces of Ukita Hideiye were entirely forfeited, and he himself was banished to the island Hachijoshima. Oda Hidenobu, grandson of Nobunaga, Masuda Nagamori, and Sanada Masayuki, with his son, were ordered to take the tonsure and retire to the monastery of Koya-san. The fief of Uesugi Kagekatsu was reduced from 1,200,000 koku in Aizu to 300,000 koku in Yonezawa; and the 800,000 koku of the Satake family in Hitachi were exchanged for 200,000 koku in Akita. Only the Shimazu family of Satsuma remained without loss. Secured by inaccessibility, it continued to hold the provinces of Satsuma, Osumi, and Hyuga, with a revenue of 700,000 koku.
After a fierce battle, the western army was completely defeated. Some reports suggest it lost 35,000 men, while others, more likely, estimate that only 100,000 men were actually involved on both sides—60,000 from the Tokugawa side and 40,000 from the Toyotomi. They conclude that the losses were 6,000 and 9,000, respectively. Shimazu of Satsuma, leading a small group of samurai, broke through Ieyasu’s lines and, reaching Osaka, quickly set off for Kyushu. Ishida Katsushige hid in a cave for a few days but was eventually captured and executed, along with Konishi Yukinaga and Ankokuji Ekei, at the execution ground in Kyoto. This single battle ended the conflict: there was no comeback. Punishment swiftly followed for those vassals who had fought against the Tokugawa. Mori Terumoto's territory, which originally spanned eight provinces and generated a revenue of 1,205,000 koku, was cut down to the two provinces of Suwo and Nagato, yielding 300,000 koku. Ukita Hideiye lost all three of his provinces, and he himself was exiled to Hachijoshima Island. Oda Hidenobu, Nobunaga’s grandson, along with Masuda Nagamori and Sanada Masayuki and his son, were ordered to shave their heads and retire to Koya-san monastery. Uesugi Kagekatsu’s fief was reduced from 1,200,000 koku in Aizu to 300,000 koku in Yonezawa; and the Satake family’s 800,000 koku in Hitachi were exchanged for 200,000 koku in Akita. Only the Shimazu family of Satsuma remained unscathed. Protected by its remote location, it continued to control the provinces of Satsuma, Osumi, and Hyuga, with a revenue of 700,000 koku.
REDISTRIBUTION OF THE FIEFS
These measures represented only a fraction of the readjustments then effected. Ieyasu, following the example, set on a small scale by the Taiko, parcelled out the country in such a manner as to provide security against future trouble. Dividing the feudatories into hereditary vassals (fudai no kerai) and exterior nobles (tozama), he assigned to the former small but greatly increased estates situated so as to command the main highways as well as the great cities of central Japan, and he located the exterior nobles—many of them with largely reduced domains—in districts remote not only from Yedo and Kyoto but also from each other, wherever such method of distribution was possible. Moreover, in the most important places—as Osaka, Fushimi, Sakai, Nagasaki, Yamada (in Ise), and Sado (the gold mines), there were appointed administrators (bugyo), direct nominees of the Tokugawa; while Kyoto was put under the sway of a deputy of the shogun (shoshidai). Again, although the tozama daimyo received tolerably munificent treatment in the matter of estates, their resources were seriously crippled by the imposition of costly public works. These works consisted mainly of restoring dilapidated castles or building new ones on a scale so colossal as to be exceeded by only the stronghold at Osaka. It is recorded that when Fukushima Masanori, lord of Kiyosu in Owari, complained of the crippling effects of these severe requisitions, Kato Kiyomasa told him that there was no alternative except to retire to his castle and defy Yedo. The most costly of the edifices that came into existence in these circumstances was the castle of Nagoya, which is still one of the wonders of Japan. Twenty great barons took part in erecting it; the leading artists of the time were engaged in its interior decoration, and the roof of its donjon was crowned with, two gold dolphins, measuring nearly nine feet in height.
These measures were just a small part of the adjustments that were made at the time. Ieyasu, following the example set on a smaller scale by the Taiko, divided the country in a way that ensured security against future issues. He categorized the feudal lords into hereditary vassals (fudai no kerai) and outside nobles (tozama). He granted the former smaller but significantly enhanced estates located to control the main highways and major cities of central Japan, while he placed the outside nobles—many of whom had considerably reduced lands—in areas far from both Yedo and Kyoto, as well as from each other, wherever feasible. Furthermore, in the most crucial places—like Osaka, Fushimi, Sakai, Nagasaki, Yamada (in Ise), and Sado (the gold mines)—he appointed administrators (bugyo) who were direct appointees of the Tokugawa; meanwhile, Kyoto was governed by a deputy of the shogun (shoshidai). Although the tozama daimyo received fairly generous treatment regarding estates, their resources were significantly impacted by the demand for expensive public works. These works mainly involved restoring run-down castles or constructing new ones on such a large scale that only the stronghold at Osaka surpassed them. It is noted that when Fukushima Masanori, the lord of Kiyosu in Owari, expressed his frustrations about the debilitating effects of these heavy demands, Kato Kiyomasa advised him that the only option was to retreat to his castle and oppose Yedo. The most expensive building that emerged from these circumstances was the castle of Nagoya, which remains one of Japan's wonders. Twenty major barons contributed to its construction; the leading artists of the time worked on its interior decoration, and the roof of its main tower was topped with two gold dolphins, measuring nearly nine feet tall.
IEYASU BECOMES SHOGUN
On the 28th of March, 1603, the Emperor nominated Ieyasu to be minister of the Right and sei-i tai-shogun, presenting to him at the same time the conventional ox-chariot and military baton. Nine days later, the Tokugawa chief repaired to the palace to return thanks for these honours. The Emperor with his own hands gave him the drinking-cup and expressed profound gratification that through his military skill the wars which had convulsed the nation were ended, and the foundations of the empire's peace securely laid. Ieyasu was then in his sixty-second year. In the following May, Hideyori was made nai-daijin, and in the same month a marriage was contracted between him, then in his eleventh year, and Tenju-in, the seven-year-old daughter of Hidetada, son and successor of Ieyasu.
On March 28, 1603, the Emperor appointed Ieyasu as minister of the Right and sei-i tai-shogun, presenting him with the traditional ox-chariot and military baton. Nine days later, the Tokugawa leader visited the palace to express his gratitude for these honors. The Emperor personally handed him the drinking cup and expressed deep satisfaction that, thanks to his military leadership, the wars that had shaken the nation were over, and the foundations of peace for the empire were firmly established. Ieyasu was 62 years old at that time. In the following May, Hideyori was named nai-daijin, and that same month, a marriage was arranged between him, then 11 years old, and Tenju-in, the seven-year-old daughter of Hidetada, Ieyasu's son and successor.
YEDO AND KYOTO
Ieyasu now took up his residence at Momo-yama Castle and Hidetada was ordered to live in Yedo. But the former made it a custom to go eastward every autumn on the pretext of enjoying the sport of falconry, and to remain in Yedo until the next spring. In February, 1605, the Tokugawa chief's return to Kyoto from the Kwanto capital was made the occasion of a great military display. Both Ieyasu and Hidetada travelled at the same time with a following of 170,000 soldiers, who were encamped outside the city whence they marched in, ten thousand daily, during seventeen consecutive days. This martial parade is said to have produced a great effect upon the nobles of the Kinai and the western provinces. But Ieyasu did not long retain the office of shogun. In 1605, he conveyed to the Imperial Court his desire to be relieved of military functions, in favour of his son Hidetada, and the Emperor at once consented, so that Hidetada succeeded to all the offices of his father, and Ieyasu retired to the castle of Sumpu, the capital of Suruga. His income was thenceforth reduced to 120,000 koku annually, derived from estates in the provinces of Mino, Ise, and Omi. But this retirement was in form rather than in fact. All administrative affairs, great or small, were managed in Sumpu, the shogun in Yedo exercising merely the power of sanction. Ieyasu made, frequent journeys to Yedo under the pretext of hawking but in reality for government purposes.
Ieyasu moved into Momo-yama Castle, and Hidetada was instructed to live in Yedo. However, Ieyasu developed a habit of traveling east every autumn, claiming he was going to enjoy falconry, and stayed in Yedo until the following spring. In February 1605, when the Tokugawa leader returned to Kyoto from the Kanto capital, it was marked by a huge military display. Both Ieyasu and Hidetada traveled together with an entourage of 170,000 soldiers, who camped outside the city and marched in ten thousand at a time over the course of seventeen days. This military parade reportedly had a significant impact on the nobles of the Kinai and the western provinces. However, Ieyasu didn't hold the position of shogun for long. In 1605, he expressed to the Imperial Court his wish to step down from military roles in favor of his son Hidetada, and the Emperor agreed immediately, so Hidetada took over all his father's positions, while Ieyasu retired to Sumpu Castle, the capital of Suruga. From that point on, his income was reduced to 120,000 koku a year from estates in the provinces of Mino, Ise, and Omi. But this retirement was more of a formality than a reality. All administrative matters, big or small, were handled in Sumpu, while the shogun in Yedo only had the power to give approval. Ieyasu frequently traveled to Yedo under the guise of going hawking, but in truth, he was there for government matters.
THE YEDO BAKUFU
It was on the 30th of August, 1590, that Ieyasu made his first formal entry into Yedo from Sumpu. Yedo Castle had previously been occupied by an agent of the Hojo clan. It was very small, and its surroundings consisted of barren plains and a few fishing villages. On the northwest was the moor of Musashi, and on the southeast a forest of reeds marked the littoral of Yedo Bay. The first task that devolved upon Ieyasu was the reclamation of land for building purposes. Some substantial work was done, yet the place did not suggest any fitness for the purpose of an administrative centre, and not until the battle of Sekigahara placed him in command of immense resources, did Ieyasu decide to make Yedo his capital. He then had large recourse to labour requisitioned from the feudatories. By these means hills were levelled, swamps reclaimed, and embankments built, so that the whole aspect of the region was changed, and sites were provided for the residences of various barons and for the establishment of shops and stores whose owners flocked to the new city from Osaka, Kyoto, and other towns. Thereafter, a castle of colossal dimensions, exceeding even the Osaka fortress in magnitude and magnificence, was rapidly constructed, the feudatories being required to supply labour and materials in a measure which almost overtaxed their resources.
On August 30, 1590, Ieyasu made his first official entry into Yedo from Sumpu. Yedo Castle had been previously occupied by an agent of the Hojo clan. It was quite small, surrounded by barren plains and a few fishing villages. To the northwest was the Musashi moor, and to the southeast, a forest of reeds marked the shoreline of Yedo Bay. Ieyasu's first task was to reclaim land for construction. Some significant work was done, but the area didn’t seem suitable for an administrative center. It wasn’t until the Battle of Sekigahara put him in charge of vast resources that Ieyasu decided to make Yedo his capital. He then drew on labor from the feudal lords. As a result, hills were leveled, swamps drained, and embankments built, transforming the entire area and providing locations for the residences of various barons as well as shops and stores, attracting owners from Osaka, Kyoto, and other towns to the new city. Subsequently, a massive castle, larger and more impressive than the Osaka fortress, was quickly constructed, with feudal lords required to supply labor and materials to a degree that nearly strained their resources.
Historians differ as to the exact date of the establishment of the Yedo Bakufu, but the best authorities are agreed that the event should be reckoned from the battle of Sekigahara, since then, for the first time, the administrative power came into the hand of the Tokugawa baron, he having previously been simply the head of a board instituted by the Taiko. There can be no doubt, that in choosing Yedo for his capital, Ieyasu was largely guided by the example of Yoritomo and by the experience of the Ashikaga. Kamakura had been a success as signal as Muromachi had been a failure. In the former, Ieyasu had much to imitate; in the latter, much to avoid. We have seen that he distributed the estates of the feudatories so as to create a system automatically unfavourable to disturbance, in which contrivance he borrowed and extended the ideas of Nobunaga and Hideyoshi. It remains to note that what Hojo Tokimasa and Oye Hiromoto were to Minamoto Yoritomo as advisers and organizers, and what Ashikaga Tadayoshi and Kono Moronao were to Ashikaga Takauji in the same roles, such, also, were Honda Masanobu and Honda Masazumi to Tokugawa Ieyasu.
Historians debate the exact date when the Yedo Bakufu was established, but most experts agree that it should be marked from the battle of Sekigahara. This was the first time the Tokugawa leader held real administrative power, as he had previously only been the head of a board created by the Taiko. It's clear that when Ieyasu chose Yedo as his capital, he was heavily influenced by Yoritomo's example and the lessons learned from the Ashikaga. While Kamakura had been quite successful, Muromachi was a clear failure. In the former, Ieyasu had a lot to copy; in the latter, he had plenty to avoid. We’ve seen that he arranged the lands of the feudal lords in a way that made any disturbances unlikely, borrowing and expanding on the strategies of Nobunaga and Hideyoshi. It’s important to note that just as Hojo Tokimasa and Oye Hiromoto served as advisors and organizers to Minamoto Yoritomo, and Ashikaga Tadayoshi and Kono Moronao played similar roles for Ashikaga Takauji, Honda Masanobu and Honda Masazumi served in the same capacity for Tokugawa Ieyasu.
HIDEYORI AND IEYASU
In May, 1605, Hideyori was nominated u-daijin. At that time the nation was divided pretty evenly into two factors; one obedient to the Tokugawa, the other disposed to await Hideyori's coming of age, which event was expected to restore the authority of the Toyotomi family. Fukushima Masanori and Kato Kiyomasa were the most enthusiastic believers in the latter forecast. Up to that time Ieyasu had not given any definite indication of the attitude he intended to assume towards the Taiko's heir. It was not till the year 1611 that he found an opportunity of forming a first-hand estimate of Hideyori's character. He then had a meeting with the latter at Nijo Castle, and is said to have been much struck with the bearing and intelligence of Hideyori. In fact, whereas common report had spoken in very disparaging terms of the young man's capacities—Hideyori was then seventeen years old—the Tokugawa chief found a dignified and alert lad whose aspect suggested that if he was suffered to remain in possession of Osaka a few years longer, Yedo would run the risk of being relegated to a secondary place.
In May 1605, Hideyori was appointed u-daijin. At that time, the country was fairly divided between two groups: one loyal to the Tokugawa and the other waiting for Hideyori to come of age, which was expected to restore the Toyotomi family's power. Fukushima Masanori and Kato Kiyomasa were the most passionate supporters of this latter prediction. Up until then, Ieyasu hadn't made any clear statements about how he planned to treat the Taiko's heir. It wasn't until 1611 that he had a chance to assess Hideyori's character directly. During a meeting at Nijo Castle, he was reportedly impressed by Hideyori's poise and intelligence. Although common opinion had dismissed the young man's abilities—Hideyori was only seventeen at the time—the Tokugawa leader found a composed and perceptive young man, whose presence suggested that if he were allowed to stay in control of Osaka for a few more years, Yedo might risk being pushed into a secondary position.
Ieyasu after that interview is said to have felt like "a man who, having still a long distance to travel, finds himself enveloped in darkness." He saw that the time for considering justice and humanity had passed, and he summoned Honda Masanobu to whom he said: "I see that Hideyori is grown up to be a son worthy of his father. By and by it will be difficult for such a man to remain subservient to another." Masanobu, whom history describes as the "Tokugawa's storehouse of wisdom," is recorded to have replied: "So I, too, think, but there is no cause for anxiety. I have an idea." What this idea was events soon disclosed. Summoning one of the officials in the service of Hideyori's wife—Hidetada's daughter—Masanobu spoke as follows: "Hideyori is the only son of the late Taiko and it is the desire of the O-gosho" (the title given to Ieyasu after his retirement from the shogunate) "that he, Hideyori, should have a numerous and thriving family. Therefore, if any woman takes his fancy, she must be enrolled among his attendants to whatever class she may belong. Moreover, if there be among these ladies any who show jealousies or make disturbances, no complaint need be preferred to the O-gosho. I will undertake to settle the matter."
Ieyasu, after that meeting, is said to have felt like "a man who, having still a long distance to travel, finds himself enveloped in darkness." He realized that the time for considering justice and humanity had passed, and he called Honda Masanobu, saying: "I see that Hideyori has grown up to be a son worthy of his father. Soon it will be hard for such a man to stay subordinate to anyone." Masanobu, who is described by history as the "Tokugawa's storehouse of wisdom," reportedly replied: "I think the same, but there’s no need for worry. I have an idea." What this idea was soon became clear. Summoning one of the officials serving Hideyori's wife—Hidetada's daughter—Masanobu said: "Hideyori is the only son of the late Taiko, and it’s the O-gosho's wish" (the title given to Ieyasu after he stepped down from the shogunate) "that he, Hideyori, should have a large and prosperous family. Therefore, if any woman catches his interest, she should be accepted among his attendants, no matter her background. Moreover, if any of these ladies show jealousy or cause trouble, there’s no need to report it to the O-gosho. I will handle the situation."
From that time Hideyori lived among women. A word may here be said about the marriage between Hideyori and the granddaughter of Ieyasu, the bride and the bridegroom alike being mere children. According to a recognized historical authority, writing in the Tokugawa Jidaishi, such marriages were inspired by one or more of the following motives: (1) that the bride or bridegroom should serve as a hostage; (2) that the wedding should contribute to cement an alliance between the families of the bride and the bridegroom; (3) that the wedding should become a means of spying into the affairs of one of the families; (4) that it should be an instrument for sowing seeds of enmity between the two families. The objects of Ieyasu in wedding his granddaughter at seven years of age to Hideyori at eleven were doubtless of the nature indicated in the third and fourth of the above definitions. On the one hand, he seemed to the Osaka party to be conforming to the will of the Taiko; on the other, he was able to introduce into the household of Hideyori an unlimited number of spies among the retinue of his granddaughter.
From that time on, Hideyori lived among women. A word should be said about the marriage between Hideyori and Ieyasu's granddaughter, as both the bride and groom were just children. According to a respected historical source, writing in the Tokugawa Jidaishi, such marriages were driven by one or more of the following motives: (1) the bride or groom serving as a hostage; (2) the wedding strengthening an alliance between the families; (3) the marriage being a means to gather intelligence on one of the families; (4) it being a way to create animosity between the two families. Ieyasu’s motives for marrying his granddaughter at seven years old to Hideyori at eleven were likely related to the third and fourth points mentioned. On one hand, he appeared to the Osaka faction to be complying with the wishes of the Taiko; on the other hand, he could place countless spies within Hideyori’s household through his granddaughter’s retinue.
KATAGIRI KATSUMOTO
Just before his death, Hideyoshi specially conjured Koide Hidemasa and Katagiri Katsumoto to labour for the safety of the Toyotomi family. Hidemasa soon followed his patron to the grave, and the duty of managing the affairs of the family devolved entirely upon Katsumoto in his capacity of administrator (bugyo). He devoted himself to the task with the utmost sincerity and earnestness, and he made it the basic principle of his policy to preserve harmony between the Tokugawa and the Toyotomi. His belief was that Ieyasu had not many years more to live, and that on his demise the administrative power would revert wholly to Hideyori as a natural consequence. Hence the wisest course was to avoid any collision in the meanwhile.
Just before he died, Hideyoshi specifically summoned Koide Hidemasa and Katagiri Katsumoto to work for the safety of the Toyotomi family. Hidemasa soon followed his patron to the grave, leaving Katsumoto entirely in charge of managing the family's affairs as the administrator (bugyo). He dedicated himself to this responsibility with complete sincerity and seriousness, making it his main goal to maintain harmony between the Tokugawa and Toyotomi. He believed that Ieyasu didn't have many years left, and that after his death, the administrative power would naturally return to Hideyori. Therefore, he thought the best approach was to avoid any conflicts for the time being.
THE OATH OF FEALTY
On the 14th of May, 1601, that is to say, shortly after the battle of Sekigahara, all the feudatories were invited to subscribe a written oath of loyalty to the Tokugawa. This oath consisted of three articles. The first was a promise to observe strictly all instructions issued by the Bakufu in Yedo. The second was an engagement not to harbour or protect any person who had either violated or opposed the will of the shogun. The third was a pledge not to give employment to any samurai reported to be a traitor or an assassin. By these stipulations the signatories swore to abide strictly, and declared that any violation of the provisions of the oath would render the violator liable to severe punishment. Among the signatories there were not found any members of the Osaka party. These put forward the last will of the Taiko as a reason for refusing to sign, and from that time it became evident that the situation must terminate in an armed struggle.
On May 14, 1601, shortly after the battle of Sekigahara, all the lords were asked to sign a written oath of loyalty to the Tokugawa. This oath included three main points. The first was a promise to strictly follow all rules set by the Bakufu in Edo. The second was a commitment not to hide or protect anyone who had gone against the wishes of the shogun. The third was a vow not to hire any samurai known to be a traitor or an assassin. By agreeing to these terms, the signatories swore to comply fully and stated that any breach of the oath would lead to serious punishment. Among the signatories, there were no members of the Osaka faction. They cited the last will of the Taiko as their reason for not signing, and from that moment, it became clear that the situation would end in armed conflict.
ONO HARUNAGA
Among the Osaka partisans was one called Ono Harunaga, the son of the lady Yodo's nurse. This youth led a life of great profligacy, and although not wanting in any of the attributes of the samurai, he altogether lacked political insight. Thus, his relations with Katsumoto were strained, and Harunaga constantly essayed to undermine Katsumoto's influence. Hideyori himself did not want for ability, but acting by the advice of his mother, Yodo, and of his friend, Harunaga, he adopted a false policy of opposition to Ieyasu.
Among the Osaka supporters was a guy named Ono Harunaga, the son of Yodo's nurse. This young man lived a life of excess, and while he had all the qualities of a samurai, he completely lacked political awareness. As a result, his relationship with Katsumoto was tense, and Harunaga continually tried to undermine Katsumoto's influence. Hideyori himself had talent, but following the advice of his mother, Yodo, and his friend, Harunaga, he took a misguided stance of opposition to Ieyasu.
STATE OF OSAKA
The fact that the feudatories who called themselves friends of the Osaka party had refused to sign the oath of fealty, and the fact that the lady Yodo and Harunaga threw their influence into the anti-Tokugawa scale, had the effect of isolating Osaka so far as the laws of the Bakufu were concerned. Men who had broken those laws or otherwise offended against the shogun took refuge in Osaka. Such was the case with the son of Hosokawa Tadaoki; with Goto Matabei, chief vassal of Kuroda Nagamasa, and with Nambu Saemon, principal retainer of Nambu Nobunao. These three and many others repaired to the castle of Osaka, and being there secure against any unarmed attempt of the Tokugawa to arrest them, they virtually defied Ieyasu's control. By degrees a constant stream of ronin, or free-lances, flowed into that city, and a conspicuous element among its inhabitants consisted of Christian feudatories, who, regardless of the edicts of the Bakufu, openly preached their faith and were in no wise checked by the Toyotomi rulers. Even the Buddhist and Shinto priests in Osaka and its territories were independent of the Bakufu authority, and there were cases of boundary disputes in which the Tokugawa officials declined to give judgment since they were not in a position to enforce it. It may well be supposed that this state of affairs grew steadily more obnoxious to the Tokugawa. Ieyasu only awaited a pretext to assert the supremacy of his authority.
The fact that the feudal lords who called themselves friends of the Osaka faction refused to sign the loyalty oath, along with the support from Lady Yodo and Harunaga towards the anti-Tokugawa side, resulted in Osaka being isolated under Bakufu laws. Those who had violated these laws or offended the shogun sought refuge in Osaka. This included the son of Hosokawa Tadaoki, Goto Matabei, the chief vassal of Kuroda Nagamasa, and Nambu Saemon, the principal retainer of Nambu Nobunao. These three, along with many others, gathered at Osaka Castle, where they felt safe from any attempts by the Tokugawa to arrest them, effectively challenging Ieyasu's authority. Gradually, a steady influx of ronin, or freelance warriors, streamed into the city, with a notable number being Christian feudal lords who, despite Bakufu edicts, openly preached their faith without interference from the Toyotomi rulers. Even the Buddhist and Shinto priests in Osaka and the surrounding areas operated independently of Bakufu authority, and there were boundary disputes where Tokugawa officials refrained from making decisions, as they couldn't enforce them. It's easy to assume that this situation became increasingly intolerable for the Tokugawa. Ieyasu was simply waiting for an opportunity to establish his dominance.
INSCRIPTION ON THE BELL
It has already been stated that, in the year 1586, a colossal image of Buddha was erected by Hideyoshi at the Hoko-ji in Kyoto. This idol was made of wood, and the great earthquake of 1596 destroyed it. Subsequently, Ieyasu advised Hideyori to replace the wooden idol with a bronze one. Ono Harunaga stood opposed to this idea, but Katagiri Katsumoto, constant to his policy of placating Ieyasu, threw his influence into the other scale. It is impossible to tell whether, in making this proposal, Ieyasu had already conceived the extraordinary scheme which he ultimately carried out. It would appear more probable, however, that his original policy was merely to impoverish the Toyotomi family by imposing upon it the heavy outlay necessary for constructing a huge bronze Buddha. Many thousands of ryo had to be spent, and the money was obtained by converting into coin a number of gold ingots in the form of horses, which Hideyoshi had stored in the treasury of the Osaka castle as a war fund. Five years later, that is to say, in 1614, the great image was completed and an imposing ceremony of dedication was organized. A thousand priests were to take part, and all the people in the capital, as well as many from the surrounding provinces, assembled to witness the magnificent fete. Suddenly an order was issued in the name of Ieyasu, interdicting the consummation of the ceremony on the ground that the inscription carried by the bell for the idol's temple was designedly treasonable to the Tokugawa. This inscription had been composed and written by a high Buddhist prelate, Seikan, reputed to be one of the greatest scholars and most skilful calligraphists of his time.
It has already been mentioned that, in 1586, a massive statue of Buddha was erected by Hideyoshi at the Hoko-ji in Kyoto. This statue was made of wood, and the major earthquake in 1596 destroyed it. Later, Ieyasu advised Hideyori to replace the wooden statue with a bronze one. Ono Harunaga opposed this idea, but Katagiri Katsumoto, loyal to his plan of appeasing Ieyasu, supported the proposal. It's hard to say whether Ieyasu had already thought of the remarkable scheme he later implemented when he made this suggestion. However, it seems more likely that his original plan was simply to weaken the Toyotomi family financially by burdening them with the substantial costs of building a giant bronze Buddha. Many thousands of ryo had to be spent, and the funds were obtained by converting several gold ingots in the shape of horses, which Hideyoshi had stored in the Osaka castle treasury as a war fund, into cash. Five years later, in 1614, the great statue was finished, and a grand dedication ceremony was organized. A thousand priests were set to participate, and people from the capital and nearby provinces gathered to witness the spectacular event. Suddenly, an order was given in Ieyasu's name, prohibiting the completion of the ceremony on the grounds that the inscription on the bell for the idol's temple was intentionally treasonous to the Tokugawa. This inscription had been created and written by a prominent Buddhist leader, Seikan, who was known as one of the greatest scholars and most skilled calligraphers of his time.
It was inconceivable that such a man should err flagrantly in the use of the ideographic script. Ieyasu, however, despatched to Kyoto two rival prelates, Soden and Tengai, with instructions to convoke a meeting of the priests of the Five Temples and invite them to express an opinion about the inscription. Soden held the post of administrator of temples. This placed him officially at the head of all the other priests, and thus the opinions he expressed at the instance of Ieyasu possessed special weight. It was in vain that Seikan repudiated all intention of disrespect and pointed out that the inscription did not for a moment lend itself to the interpretation read into it by the Tokugawa chief. Only one priest, Kaizan of Myoshin-ji, had sufficient courage to oppose Soden's view, and the cause of the Tokugawa chief triumphed.
It was unthinkable that such a man could make a glaring mistake with the ideographic script. However, Ieyasu sent two rival leaders, Soden and Tengai, to Kyoto with orders to gather the priests of the Five Temples and ask for their opinion on the inscription. Soden was the administrator of temples, which made him officially in charge of all the other priests, giving his opinions extra weight as he spoke on Ieyasu’s behalf. Seikan tried in vain to deny any disrespect and pointed out that the inscription didn’t support the interpretation suggested by the Tokugawa chief. Only one priest, Kaizan of Myoshin-ji, had the courage to challenge Soden's viewpoint, but in the end, the Tokugawa chief prevailed.
Without a full knowledge of the Chinese ideographic script it is impossible to clearly understand either the charges preferred by the Tokugawa or the arguments employed in rebuttal. Western readers may, however, confidently accept the unanimous verdict of all modern scholars, that the interpretation assigned to the inscription in the first place by the Tokugawa officials, and in the second by Hayashi Doshun, representing the Confucianists, and Soden and Tengai, representing the Buddhists, was grossly unreasonable. That many experts should be found to range themselves on the side of a ruler so powerful as Ieyasu was not wonderful, but it says little for the moral independence of the men of the time that only one Buddhist priest among many thousand had the courage to withhold his consent to a judgment which outraged truth and justice.
Without a complete understanding of the Chinese ideographic script, it's impossible to fully grasp the charges brought by the Tokugawa or the arguments made in response. However, Western readers can confidently accept the unanimous conclusion of all modern scholars: the interpretation given to the inscription initially by the Tokugawa officials, and later by Hayashi Doshun, representing the Confucianists, and Soden and Tengai, representing the Buddhists, was completely unreasonable. It's not surprising that many experts sided with a ruler as powerful as Ieyasu, but it reflects poorly on the moral independence of the people of that time that only one Buddhist priest among thousands had the courage to reject a judgment that violated truth and justice.
Naturally the news of the decision threw Osaka into a state of great excitement. Lady Yodo hastened to despatch to Sumpu her principal lady-in-waiting, Okura-no-Tsubone, accompanied by another dame of the chamber. These two were received by Acha-no-Tsubone at the court of Ieyasu, and through her they conveyed fervent apologies to the Tokugawa chief. Ieyasu treated the whole matter lightly. He granted an interview to the two ladies from Osaka and sent them on to Yedo to visit the wife of Hidetada, the lady Yodo's younger sister. The Osaka deputies naturally drew favourable inferences from this courteous mood, and taking an opportunity to refer to the affair of the inscription on the bell, elicited from Ieyasu an assurance that the matter need not be regarded with concern.
Naturally, the news of the decision sent Osaka into a frenzy of excitement. Lady Yodo quickly sent her main lady-in-waiting, Okura-no-Tsubone, along with another lady of the chamber, to Sumpu. They were welcomed by Acha-no-Tsubone at Ieyasu's court, and through her, they expressed heartfelt apologies to the Tokugawa leader. Ieyasu took the whole situation lightly. He granted an interview to the two ladies from Osaka and then sent them on to Yedo to visit Hidetada's wife, Lady Yodo's younger sister. The Osaka delegates understandably took this polite attitude as a good sign, and while they had the chance, they mentioned the issue of the inscription on the bell, prompting Ieyasu to reassure them that it was nothing to worry about.
Not for a moment suspecting any deception, Okura-no-Tsubone and her companion took their way to Osaka. On the other hand, Honda Masanobu and the priest, Tengai, were instructed to inform Katsumoto that the umbrage of Ieyasu was deeply roused, and that some very strong measure would be necessary to restore the Bakufu's confidence in Hideyori. Katsumoto vainly sought some definite statement as to the nature of the reparation required. He was merely told to answer the question himself. He accordingly proposed one of three courses, namely, that the lady Yodo should be sent to Yedo as a hostage; that Hideyori should leave Osaka and settle at some other castle; or, finally, that he should acknowledge himself a vassal of the Tokugawa. To these proposals the only reply that could be elicited from Ieyasu was that Yodo and her son should choose whichever course they pleased, and, bearing that answer, the disquieting import of which he well understood, Katsumoto set out from Sumpu for Osaka. Travelling rapidly, he soon overtook Okwra-no-Tsubone and explained to her the events and their import. But the lady was incredulous. She was more ready to suspect Katsumoto's sincerity than to believe that Ieyasu had meant to deceive her.
Not suspecting any deception for a moment, Okura-no-Tsubone and her companion headed to Osaka. Meanwhile, Honda Masanobu and the priest, Tengai, were told to inform Katsumoto that Ieyasu was very angry, and that strong measures were needed to restore the Bakufu's confidence in Hideyori. Katsumoto tried in vain to get a clear answer about what kind of reparation was needed. He was just told to figure it out himself. He then proposed one of three options: that Lady Yodo should be sent to Yedo as a hostage; that Hideyori should leave Osaka and move to another castle; or, finally, that he should accept being a vassal of the Tokugawa. The only response he received from Ieyasu was that Yodo and her son could choose any of these options they liked. Understanding the troubling implications of this answer, Katsumoto set out from Sumpu for Osaka. Traveling quickly, he soon caught up with Okura-no-Tsubone and explained the events and their significance to her. But the lady was skeptical. She was more inclined to doubt Katsumoto's sincerity than to believe that Ieyasu had tried to deceive her.
Had Katsumoto been free to continue his journey to Osaka, reaching it in advance of Okura-no-Tsubone's party, the result might have been different. But Ieyasu did not contemplate any such sequence of events. He instructed Itakura Katsushige to invite Katsumoto to call at Kyoto on the way to Osaka with the object of discussing an important affair. Katsumoto had no choice but to delay his journey, and Katsushige took care that the delay should be long enough to afford time for Okura-no-Tsubone's party to reach Osaka, and to present their report, together with their suspicions of Katsumoto's disloyalty.
If Katsumoto had been able to continue his journey to Osaka and arrive before Okura-no-Tsubone's group, things might have turned out differently. But Ieyasu never considered that kind of situation. He told Itakura Katsushige to invite Katsumoto to stop by Kyoto on his way to Osaka to discuss an important matter. Katsumoto had no choice but to delay his trip, and Katsushige ensured that the delay was long enough for Okura-no-Tsubone's group to reach Osaka and present their report, along with their suspicions about Katsumoto's disloyalty.
Lady Yodo was incensed when she learned the terms that Katsumoto had offered. "I am Hideyori's mother," she is reported to have cried. "I will never bend my knee to the Kwanto. Rather will I and my son make this castle our death-pillow." Then, with Ono Harunaga, she formed a plot to kill Katsumoto and to draw the sword against the Tokugawa. Subsequently, when Katsumoto returned to Osaka and reported the result of his mission, he stated his conviction that the only exit from the dilemma was one of the three courses indicated above. Yodogimi, on being informed of this opinion, intimated her desire to see Katsumoto. But when the day named for the meeting came and Katsumoto was on the point of leaving his residence for the purpose of repairing to the conference, he received information that the intention was to kill him en route. He therefore fled to his domain in the remote province of Ibaraki. It is recorded that Katsumoto's plan was to offer to send Yodo as a hostage to Yedo. Then the question would arise as to a place of residence for her in the eastern capital, and the processes of preparing a site and building a house were to be supplemented by accidental conflagrations, so that the septuagenarian, Ieyasu, might easily pass away before the actual transfer of the hostage took place. Such was Katsumoto's device, but he had to flee from Osaka before he could carry it into effect.
Lady Yodo was furious when she learned the terms Katsumoto had proposed. "I am Hideyori's mother," she reportedly shouted. "I will never bow to the Kwanto. Instead, my son and I will make this castle our deathbed." Then, along with Ono Harunaga, she plotted to kill Katsumoto and rise against the Tokugawa. Later, when Katsumoto returned to Osaka and relayed the outcome of his mission, he expressed his belief that the only way out of the situation was one of the three options he outlined. Yodogimi, upon hearing this, expressed her wish to meet Katsumoto. However, when the day for their meeting arrived and Katsumoto was about to leave his home for the conference, he received word that there was a plan to kill him on the way. He then fled to his estate in the distant province of Ibaraki. It is noted that Katsumoto intended to send Yodo as a hostage to Yedo. This would lead to questions about where she would live in the eastern capital, and the preparations for a site and house would be reinforced by unexpected fires, so that the elder Ieyasu could easily pass away before the actual hostage transfer occurred. Such was Katsumoto's scheme, but he had to escape from Osaka before he could put it into action.
THE SIEGE OF OSAKA CASTLE
In the year 1614, Ieyasu issued orders for the attack of Osaka Castle, on the ground that Katsumoto's promise had not been fulfilled. The Tokugawa chief set out from Sumpu and his son, Hidetada, from Yedo. Their armies, combined with the forces of several of the feudatories, are said to have aggregated one hundred and fifty thousand men. In Osaka, also, a great host was assembled, and among its leaders were several renowned warriors, including Sanada Yukimura, Goto Matabei, Hanawa Naotsugu, and others, who, although not originally vassals of the Toyotomi, supported Hideyori loyally. As for the castle, its enormous strength rendered it well-nigh impregnable, and after weeks of effort the Tokugawa forces had nothing to show for their repeated attacks except a long list of casualties.
In 1614, Ieyasu ordered the attack on Osaka Castle because Katsumoto's promise had not been kept. The Tokugawa leader left Sumpu, and his son, Hidetada, departed from Yedo. Their combined armies, along with forces from several feudal lords, are said to have totaled one hundred and fifty thousand men. In Osaka, a large army was also gathered, led by several famous warriors, including Sanada Yukimura, Goto Matabei, Hanawa Naotsugu, and others, who, although not originally vassals of the Toyotomi, pledged their loyalty to Hideyori. The castle's massive strength made it almost impossible to conquer, and after weeks of attempts, the Tokugawa forces had nothing to show for their repeated assaults but a long list of casualties.
Ieyasu now had recourse to intrigue. The mother of Kyogoku Takatsugu, daimyo of Obama, in Wakasa, was the younger sister of the lady Yodo. Ieyasu induced her to open communications with Yodo, and to represent to the latter the advisability of concluding peace with the Tokugawa instead of remaining perpetually beleaguered in a fortress, thus merely postponing an end which could not be finally averted. A council was convened in the castle to consider this advice. Opinions were divided. Some held that Ieyasu could not be believed, and that if the struggle were maintained for a few years, the face of affairs might change radically. Others urged that the loyalty of the garrison was not above suspicion, and that if the fight went on much longer, treachery might be practised, to which risk a speedy peace, even at some cost, would be preferable. Ono Harunaga was among the advocates of surrender, but Hideyori himself showed that his character had not been mistaken by Ieyasu. He indignantly reminded Harunaga and the latter's fellow thinkers that arms had been taken up by their advice and in opposition to the loyal efforts of Katsumoto in the cause of peace.
Ieyasu now turned to political maneuvering. The mother of Kyogoku Takatsugu, the daimyo of Obama in Wakasa, was the younger sister of Lady Yodo. Ieyasu encouraged her to open a dialogue with Yodo and to suggest that making peace with the Tokugawa would be wiser than staying trapped in a fortress, merely delaying an inevitable outcome. A council was called in the castle to discuss this advice. Opinions were split. Some believed that Ieyasu couldn't be trusted and thought that if they held out for a few more years, things might change dramatically. Others argued that the loyalty of the garrison was questionable and that if the conflict continued much longer, betrayal could occur, making a swift peace, even at some cost, preferable. Ono Harunaga was among those pushing for surrender, but Hideyori himself proved that Ieyasu hadn't misjudged his character. He angrily reminded Harunaga and the others that they had taken up arms on his advice and against the loyal efforts of Katsumoto to achieve peace.
Lady Yodo, however, threw her influence into the scale with Ono Harunaga, and finally peace was concluded on terms highly favourable to the Toyotomi. It was agreed that Hideyori should remain in the possession of the castle and of all his domains, and that the garrison, as well as the unattached samurai who formed part of it, should not be punished but should be provided for subsequently. It might have occurred to the leaders of the Osaka party that these lenient conditions covered some occult designs; nothing was less likely than that a statesman like Ieyasu would be content with so signal a failure. But a short-sighted sentiment of confidence seems to have obscured the judgment of the Osaka folks. They actually gave heed to Ieyasu's complaint that he, the o-gosho, and his son, the shogun, must not be allowed to have taken so much trouble for nothing; that it was customary to give hostages to an army which agreed to raise a siege, and that at least a portion of the castle's defences should be destroyed. As to the last point, the Tokugawa chief was kind enough to say that the work of demolition should not cost the garrison anything, since labour would be supplied gratis by the shoguni.
Lady Yodo, however, used her influence with Ono Harunaga, and ultimately, peace was reached on terms that were very favorable to the Toyotomi. It was agreed that Hideyori would keep the castle and all his lands, and that the garrison, along with the samurai not attached to it, would not face punishment but would be supported later on. The leaders of the Osaka party might have thought that these lenient terms concealed some hidden agendas; it was unlikely that a politician like Ieyasu would be satisfied with such a major setback. However, a short-sighted sense of trust seemed to cloud the judgment of the Osaka people. They actually listened to Ieyasu's argument that he, the o-gosho, and his son, the shogun, shouldn't have gone through so much effort for nothing; that it was standard practice to give hostages to an army that agreed to lift a siege, and that at least some of the castle's defenses should be dismantled. Regarding the last point, the Tokugawa leader generously stated that the demolition would not cost the garrison anything since the shogunate would provide the labor for free.
After considerable correspondence it was agreed that Harunaga's son should go to Yedo as a hostage, and that a portion of the outer moat of Osaka Castle should be filled up. Ieyasu did not lose a moment in giving effect to this latter provision. He ordered some of the fudai daimyo of the Kwanto to proceed to Osaka with several thousands of men, who should go to work forthwith to tear down the parapets and fill up the moats of the castle. These orders were implicitly obeyed, and as Ieyasu had omitted to indicate any limit for the work of destruction, it went on without check, and presently the second line of parapets began to follow the first. The Osaka leaders protested and essayed to stay the destruction. But the officers who were in command of the operation said that without a direct message from Honda Masazumi, who represented Ieyasu, they could not suspend their task. Efforts were then made to approach Honda, but he was conveniently absent "on account of his health," and the ensuing correspondence occupied several days, during which the pulling-down and filling-up went on by day and by night. More than one-half of the second moat had disappeared before Masazumi could be found. His answer was that he had been merely told to fill up the moat. Possibly he had mistaken the scope of his instructions and he would refer the matter to Ieyasu. This involved further delay and more filling, until, finally, Masazumi acknowledged that he had made a mistake, declared himself prepared to undergo punishment, and withdrew his men to Fushimi.
After a lot of back-and-forth communication, it was agreed that Harunaga's son would go to Yedo as a hostage and that part of the outer moat of Osaka Castle would be filled in. Ieyasu wasted no time in making this happen. He ordered some of the fudai daimyo from the Kwanto region to go to Osaka with thousands of men to immediately start tearing down the walls and filling in the castle's moats. These orders were followed without question, and since Ieyasu didn't specify any limits on the destruction, it continued unchecked, with the second line of walls soon following the first. The Osaka leaders objected and tried to stop the destruction. However, the officers in charge said they couldn’t halt the work without an official message from Honda Masazumi, who represented Ieyasu. Efforts were made to contact Honda, but he was conveniently "unavailable due to health reasons," and the ongoing correspondence took several days, during which the demolition and filling continued day and night. More than half of the second moat was gone before Masazumi could finally be found. When he responded, he said he had only been instructed to fill in the moat. He might have misunderstood his orders and would refer the issue back to Ieyasu. This led to even more delays and further filling until Masazumi eventually admitted he had made a mistake, said he was ready to face consequences, and pulled his men back to Fushimi.
Ieyasu supplied the sequel of the farce. When complaint was made against Masazumi, the Tokugawa leader simulated astonishment, expressed much regret, and said that he would condemn Masazumi to commit suicide were it permissible to mar this happy occasion by any capital sentence. "Peace," declared the astute old statesman, "has now been fortunately concluded. Let us not talk any more about the castle's moats or parapets." Against such an attitude the Osaka men could not enter any protest, and the farce ended there. Had the Osaka leaders possessed any measure of the wisdom that marked all the doings of Ieyasu, they would not have suffered matters to rest at such a stage. But they foolishly imagined that some retaliation might be effected by calling upon the Tokugawa to supplement that part of the peace provisions which related to allowances for the samurai who had fought on the side of the garrison. A demand in that sense was preferred to Ieyasu. But he had now laid aside his transient suavity. The Osaka people were brusquely informed that they must look to the Toyotomi family for recompense, and that as for rewarding unattached samurai who had drawn the sword against the shogun, the Osaka people, were they obedient to the dictates of loyalty, would of their own account peremptorily reject such an unwarranted proposition, even though Ieyasu himself were disposed to consent to it.
Ieyasu provided the follow-up to the farce. When complaints were made against Masazumi, the Tokugawa leader pretended to be shocked, expressed deep regret, and said he would condemn Masazumi to commit suicide if it were acceptable to ruin this joyful occasion with any death sentence. "Peace," declared the shrewd old statesman, "has now been successfully established. Let’s not discuss the castle's moats or walls anymore." The Osaka officials couldn't protest such an attitude, and the farce came to an end there. If the Osaka leaders had any of the wisdom that characterized Ieyasu's actions, they wouldn't have allowed things to stop at this point. However, they naively thought they could get some kind of retaliation by asking the Tokugawa to fulfill part of the peace agreement concerning allowances for the samurai who had fought alongside the garrison. They made this demand to Ieyasu. But he had now put aside his temporary politeness. The Osaka people were bluntly told that they needed to seek compensation from the Toyotomi family and that if they were truly loyal, they should firmly reject any requests for rewards for unattached samurai who had fought against the shogun, even if Ieyasu himself were inclined to agree to it.
Of course this answer profoundly enraged the Osaka party. They appreciated for the first time that they had been deceived throughout, and that by a series of adroit manoeuvres they had been removed from an almost impregnable position to a practically helpless plight. Not a few turned their backs on the castle, but a great majority determined to renew the conflict and to die at their posts. The circumstances, however, had now undergone a radical change. The castle had been converted from the strongest fortress in Japan into a mere semblance of strength, and no garrison, however brave and however resolute, could have defended it successfully against the forces that the Tokugawa were able to marshal.
Of course, this response deeply angered the Osaka party. For the first time, they realized they had been misled all along, and through a series of clever moves, they had been pushed from a nearly unbeatable position to a virtually powerless situation. Some turned their backs on the castle, but the majority resolved to fight back and die defending their posts. However, the situation had now changed drastically. The castle had been transformed from the strongest fortress in Japan into just a shadow of its former strength, and no garrison, no matter how brave or determined, could successfully defend it against the forces the Tokugawa could bring to bear.
As for Ieyasu, he knew that his task had been immensely lightened. On the 3rd of May, 1615, he started from Sumpu for Osaka at the head of an army numbering scarcely one-third of the force previously led against the castle. Nevertheless, one contingency presented itself in a dangerous light. It was always possible that Hideyori himself should make a sortie from the fortress, and, in that event, the prestige attaching to the memory of his father, Hideyoshi, might have demoralized a large section of the Tokugawa troops. To avert this danger, Ieyasu had recourse to his wonted methods of deception. It has been shown that he held Harunaga's son, as a hostage. This youth was required to write a letter to his father stating that collusion existed between parties within and without the fortress, and that the traitors had plotted to induce Hideyori to make a sortie, whereupon the castle would be given up and Hideyori would be delivered into the hands of his enemies. Harunaga does not appear to have entertained any doubt as to the trustworthiness of this letter. He carried it hastily to Hideyori, who was in the act of preparing to sally out of the castle and throw himself upon the beleaguering forces.
As for Ieyasu, he realized that his job had been greatly eased. On May 3rd, 1615, he left Sumpu for Osaka leading an army that was barely one-third the size of the force he had previously commanded against the castle. However, one risk loomed large. It was always possible for Hideyori to launch an attack from the fortress, and if that happened, the legacy of his father, Hideyoshi, could weaken the resolve of many Tokugawa troops. To prevent this threat, Ieyasu resorted to his usual tactics of deception. It has been noted that he was holding Harunaga's son as a hostage. This young man was instructed to write a letter to his father claiming that there was a conspiracy between people inside and outside the fortress, and that traitors had plotted to convince Hideyori to attack, which would lead to the castle's surrender and Hideyori being captured by his enemies. Harunaga seemed to have no doubts about the reliability of this letter. He rushed to deliver it to Hideyori, who was just getting ready to charge out of the castle and confront the besieging forces.
The receipt of the letter naturally led to a change of plan, and although desperate fighting subsequently took place, the castle was finally set on fire by traitors and its fate was seen to be hopeless. Hideyori's wife, granddaughter of Ieyasu, repaired to the Tokugawa headquarters to plead for the life of her husband and his mother. But Ieyasu was inexorable. He granted asylum to his granddaughter, but replied to her prayer by ordering a renewal of the attack upon the castle. On June 4th, Hideyori committed suicide, and his mother, Yodo, was killed by one of his retainers. Some thirty men and women killed themselves at the same time.
The receipt of the letter naturally led to a change of plans, and although there was desperate fighting afterward, the castle was eventually set on fire by traitors, and its fate was deemed hopeless. Hideyori's wife, the granddaughter of Ieyasu, went to the Tokugawa headquarters to plead for the lives of her husband and his mother. But Ieyasu was unyielding. He offered protection to his granddaughter but responded to her plea by ordering a renewed attack on the castle. On June 4th, Hideyori took his own life, and his mother, Yodo, was killed by one of his retainers. About thirty men and women committed suicide at the same time.
Men spoke of the first fruitless assault upon the castle as the "Winter Campaign," and of the second and successful assault as the "Summer Campaign." But the two operations were radically different in their character. For, whereas in the first assault the garrison—numbering something like one hundred and eighty thousand men—stood strictly on the defensive, wisely relying on the immense strength of the fortress, on the second occasion most of the fighting took place outside the walls, the garrison preferring to rely upon strategy and courage rather than on ruined parapets and half-filled moats. Thus, the details of the second campaign occupy a large space in Japanese histories, but these tedious features of strategy and tactics are abbreviated here. There can be no doubt that Ieyasu, so far from seeking to save Hideyori's life, deliberately planned his destruction. Moreover, when it became known that an illegitimate son of Hideyori, called Kunimatsu, had been carried from the castle by some common soldiers and secreted at a farmhouse in Fushimi, Ieyasu caused this child of six to be seized and beheaded by a common executioner at Sanjo-kawara in Kyoto. This episode reflects no credit whatever on the Tokugawa leader. That he should extirpate every scion of the Toyotomi family was not inconsistent with the canons of the tune or with the interests of his own security. But death at the hands of a common executioner ought never to have been decreed for the son of the u-daijin, and the cruelty of the order finds no excuse. No tenet of bushido can be reconciled with such inhumanity.
Men referred to the first failed attack on the castle as the "Winter Campaign" and the second, successful attack as the "Summer Campaign." However, the two operations were fundamentally different. In the first assault, the garrison, numbering around one hundred and eighty thousand men, adopted a strictly defensive stance, wisely depending on the fortress's immense strength. In contrast, during the second attempt, most of the fighting occurred outside the walls, with the garrison choosing to rely on strategy and bravery instead of crumbling parapets and partially filled moats. As a result, the details of the second campaign are extensively covered in Japanese histories, but these tedious aspects of strategy and tactics are summarized here. There's no doubt that Ieyasu, far from wanting to spare Hideyori's life, intentionally plotted his downfall. Furthermore, when it became known that an illegitimate son of Hideyori, named Kunimatsu, had been taken from the castle by some ordinary soldiers and hidden at a farmhouse in Fushimi, Ieyasu ordered this six-year-old child to be captured and executed by a common executioner at Sanjo-kawara in Kyoto. This act casts no favorable light on the Tokugawa leader. Ensuring the elimination of every descendant of the Toyotomi family was consistent with the norms of the time and with his own security interests. However, having the son of the u-daijin executed by a common executioner should never have been permitted, and the cruelty of this order finds no justification. No principle of bushido can align with such inhumanity.
To this chapter of history belongs the attitude of Ieyasu towards the memory of his old friend and benefactor, Hideyoshi. He caused to be levelled with the ground the temple of Toyokuni Daimyo-jin, where the spirit of Hideyoshi was worshipped, and he ordered the removal of the tomb of the Taiko from Amidagamine to a remote corner of the Daibutsu enclosure. Finally, he sought and obtained the Emperor's sanction to revoke the sacred title conferred posthumously on Hideyoshi. One looks in vain for any fragment of magnanimity among such acts. Ieyasu is reported to have avowedly adopted for guidance the precept, "Before taking any step propound to your heart the query, how about justice?" He certainly did not put any such query to his own conscience in connexion with the castle of Osaka or its inmates.
To this chapter of history belongs Ieyasu's attitude toward the memory of his old friend and benefactor, Hideyoshi. He had the temple of Toyokuni Daimyo-jin, where Hideyoshi's spirit was honored, completely destroyed, and he ordered the relocation of the Taiko's tomb from Amidagamine to a far corner of the Daibutsu enclosure. Finally, he sought and received the Emperor's approval to revoke the sacred title that had been given to Hideyoshi after his death. One looks in vain for any sign of generosity in such actions. Ieyasu reportedly claimed to follow the principle, "Before taking any step, ask yourself, what about justice?" Yet, he certainly didn’t pose such a question to his own conscience regarding the castle of Osaka or its inhabitants.
THE GENNA YEAR-PERIOD (1615-1623)
The battle of Sekigahara is often spoken of as the last great internecine campaign in Japanese history, but this is hardly borne out by the facts. Indeed, from what has been said above, it will be seen that Sekigahara was merely a prelude to Osaka, and that the former stood to the latter almost in the relation of a preliminary skirmish. It is from August, 1615, that we must date the commencement of the long period of peace with which Japan was blessed under Tokugawa rule. The year-name was then changed to Genna.
The battle of Sekigahara is often considered the last major internal conflict in Japanese history, but that's not really supported by the facts. As discussed earlier, Sekigahara was just a lead-up to Osaka, and the former was more like an opening skirmish for the latter. We should mark the beginning of the long period of peace that Japan enjoyed under Tokugawa rule from August 1615. That’s when the year-name was changed to Genna.
DEATH OF IEYASU
In February, 1616, Ieyasu fell sick, and in April the Emperor sent an envoy to confer on him the title of dajo daijin. He expired a few days afterwards at the age of seventy-five and was apotheosized as Tosho Dai-Gongen (Light of the East and Great Incarnation). He was buried on the summit of Mount Kuno in Suruga, and ultimately his ashes were carried to Nikko for interment. It is recorded, though not on independent authority, that when his end was drawing near he spoke to those at his side in the folio whig terms: "My death is now in sight, but happily the country is at peace, and Hidetada has already discharged the duties of shogun for several years. I have, therefore, no cause for anxiety. If, after I am gone, Hidetada should make any failure in his administration of public affairs, or if he should lose control of the people, any one of you to whom the Imperial order may be addressed, should assume the functions of shogun, for, as you well know, that post is not the property of this or that person in particular, nor will my rest in the grave be disturbed though such an event occurs."
In February 1616, Ieyasu got sick, and in April, the Emperor sent a messenger to bestow upon him the title of dajo daijin. He passed away a few days later at the age of seventy-five and was honored as Tosho Dai-Gongen (Light of the East and Great Incarnation). He was buried on the peak of Mount Kuno in Suruga, and eventually, his ashes were taken to Nikko for burial. It is recorded, although not from independent sources, that as his end approached, he spoke to those around him in the following terms: "My death is near, but thankfully the country is at peace, and Hidetada has already been performing the duties of shogun for several years. Therefore, I have no reason to worry. If, after I’m gone, Hidetada fails in his leadership or loses control over the people, anyone of you who receives an Imperial order should take on the role of shogun, because, as you know, that position doesn't belong to any individual specifically, and my peace in the grave won't be disturbed even if that happens."
Another record, however, represents Ieyasu as following the example of the Taiko and conjuring his most trusted retainers to devote their strength to the support of the Tokugawa family. To Hidetada he is said to have suggested the advisability of compelling the daimyo to remain in Yedo for three full years after his (Ieyasu's) demise, in order to test thoroughly their attitude. Hidetada replied that while most unwilling to reject his father's advice, his intention was to allow the feudatories to leave Yedo at once, and if any one of them evinced hostile feeling by shutting himself up in his castle, he, Hidetada, would follow him thither and level his parapets with the ground. Such an object lesson was, in his opinion, the best stepping-stone to supremacy. Ieyasu is reported to have received this answer with profound satisfaction, and to have declared that he was now assured of the permanence of peace. He then had all his sons called to his side and enjoined upon them the duty of serving the shogun faithfully. To his grandson, Iemitsu, he specially addressed himself, saying: "It will fall to your lot, some day, to govern the country. On that day remember that benevolence should be the first principle of a ruler."
Another record, however, shows Ieyasu following the example of the Taiko and urging his most trusted retainers to commit their efforts to supporting the Tokugawa family. To Hidetada, he suggested that it would be wise to force the daimyo to stay in Yedo for three full years after his (Ieyasu's) death, to fully assess their attitudes. Hidetada replied that while he was very reluctant to disregard his father’s advice, he planned to let the feudal lords leave Yedo immediately; if any of them showed hostility by locking themselves in their castles, he, Hidetada, would go after them and destroy their defenses. In his view, such a demonstration was the best way to achieve supremacy. Ieyasu reportedly reacted to this answer with great satisfaction and declared that he was now confident in the stability of peace. He then gathered all his sons and instructed them to serve the shogun loyally. He specifically addressed his grandson, Iemitsu, saying: "One day, it will be your responsibility to govern the country. When that day comes, remember that kindness should be the foremost principle of a ruler."
CHARACTER OF IEYASU
Frugality is one of the virtues which Ieyasu certainly possessed. Striking example of its display is connected with Yedo Castle. This fortress, as built originally by Ota Dokwan, was not of imposing dimensions even as a military stronghold, and the dwelling-house in the keep presented most homely features, having a thatched roof and a porch of rough boat-planks. Yet Ieyasu was content to make this edifice his palace, and while he devoted much care to strengthening the fortifications, he bestowed none on the enlargement and adornment of the dwelling. The system he adopted to populate the city may be said to have been colonial. He encouraged his vassals to settle there, giving them lands to cultivate and breeding-grounds for horses, so that within a brief time the city obtained numerous inhabitants and developed a prosperous condition. It was in planning the details of all enterprises that he particularly excelled. To everything he brought an almost infinite capacity of patient study and minute examination; his principle being that to achieve success the first desideratum is to avoid mistakes. Doubtless he owed this faculty of profound painstaking to the vicissitudes of his early life. The years that he passed under the control of the Imagawa and afterwards under that of Oda taught him patience and self-restraint, and made the study of literature obligatory for him, at the same time begetting in his mind a feeling of reverence for the Buddhist faith.
Frugality is definitely one of the virtues that Ieyasu possessed. A notable example of this can be seen with Yedo Castle. Originally built by Ota Dokwan, this fortress wasn't very impressive, even as a military stronghold, and the house in the keep had a humble appearance, featuring a thatched roof and a porch made of rough boat planks. Still, Ieyasu was satisfied to make this structure his palace. While he focused heavily on strengthening the fortifications, he paid no attention to expanding or decorating the dwelling. The method he used to attract people to the city could be described as colonial. He encouraged his vassals to settle there by giving them land to farm and places to raise horses, which quickly resulted in a growing population and a thriving city. He particularly excelled in planning the details of all ventures. He approached everything with an almost endless capacity for patient study and careful examination, believing that to succeed, the most important thing is to avoid mistakes. This ability to pay close attention likely stemmed from the challenges of his early life. The years he spent under the control of the Imagawa and later the Oda taught him patience and self-control, while also making the study of literature necessary for him and fostering a deep respect for the Buddhist faith.
Japanese historians generally credit him with the virtues of humanity, magnanimity, justice, and affability. That he was always pleased to receive advice from others and that he set an example of courtesy and zeal, there can be no doubt. Neither will anyone deny that his resourcefulness amounted to genius. On the other hand, his record shows that he was unscrupulous in utilizing opportunities, whether created by himself or made accessible by fortune, and from the same record we are compelled to infer that he could be cruel and implacable on occasion. His favourite sayings afford perhaps the best index that we possess to his disposition:—
Japanese historians usually recognize him for his qualities of humanity, generosity, justice, and friendliness. There’s no doubt he was always happy to receive advice from others and set an example of politeness and enthusiasm. No one can deny that his resourcefulness was genius-level. However, his record reveals that he was ruthless in seizing opportunities, whether he created them himself or they came by chance, and from this same record, we must conclude that he could be cruel and relentless at times. His favorite sayings provide perhaps the best insight into his character:—
Man's life is like a long journey toiling under a heavy burden.
Man's life is like a long journey, struggling with a heavy load.
Never be in a hurry.
Don't rush.
He that regards destitution as his habitual lot will never feel
the pressure of want.
Someone who sees poverty as their constant situation will never truly feel the burden of need.
When the spirit of ambition arises in your bosom, recall the
days of your distress.
When the spirit of ambition rises within you, remember the
days of your struggles.
To forbear is the source of harmlessness and the road to
success.
To hold back is the key to being harmless and the path to
success.
Regard anger as an enemy.
See anger as an enemy.
He that knows how to win only and does not know how to lose, will achieve nothing useful.
The person who only knows how to win and doesn’t know how to lose will accomplish nothing worthwhile.
Blame yourself and acquit others.
Blame yourself, not others.
To fall short is better than to exceed.
To come up short is better than to go overboard.
ENGRAVING: SIGNATURE OF ASHIKAGA TAKAUJI
ENGRAVING: THEATRICAL PLAY OF OLD JAPAN
CHAPTER XXXIX
FIRST PERIOD OF THE TOKUGAWA BAKUFU; FROM THE FIRST TOKUGAWA SHOGUN, IEYASU, TO THE FOURTH, IETSUNA (1603-1680)
LEGISLATION
THE Tokugawa family having brought the whole empire under its sway, Ieyasu applied himself to legislative work with a degree of thoroughness and earnestness that far exceeded anything in the history of his predecessors. The terms of the oath of allegiance that he dictated to the feudatories after the battle of Sekigahara have been already referred to. Ten years later, that is to say, in 1611, he required all the provincial governors to subscribe this same oath, and, in 1613, he enacted a law for the Court nobles (kugeshu-hatto), to which the Imperial assent was obtained. This was the first instance of a military man legislating for the nobles of the capital; but it must be noted that the latter by their own misconduct furnished an opportunity for such interference. A Court scandal assumed such dimensions, in 1607, that the Emperor ordered the Bakufu to investigate the matter and to inflict suitable punishment. Ieyasu summoned a number of the offenders to Sumpu, where he subjected fourteen of them to severe examination. Ultimately some were sentenced to exile and others were deprived of their ranks, while the principal malefactor, Inokuma, general of the Left, was condemned to death. This affair demonstrated that the effective power was in the hands of the military, and throughout the Tokugawa rule they never failed to exercise it. In September of the year that witnessed the fall of Osaka Castle, Ieyasu and Hidetada summoned all the provincial governors to Momo-yama, and handed to them a body of rules entitled the "Laws of the Military Houses." These laws ran as follows:-*
THE Tokugawa family having brought the entire empire under its control, Ieyasu dedicated himself to legislative work with a level of thoroughness and seriousness that was far beyond anything seen in the history of his predecessors. The terms of the oath of allegiance that he dictated to the feudal lords after the battle of Sekigahara have already been mentioned. Ten years later, in 1611, he required all provincial governors to sign this same oath, and in 1613, he created a law for the Court nobles (kugeshu-hatto), which received Imperial approval. This was the first instance of a military leader legislating for the nobles of the capital; however, it should be noted that their own misconduct provided an opportunity for such intervention. In 1607, a Court scandal reached such proportions that the Emperor ordered the Bakufu to investigate the matter and impose suitable punishments. Ieyasu called several of the offenders to Sumpu, where he subjected fourteen of them to intense questioning. In the end, some were sentenced to exile and others were stripped of their ranks, while the main offender, Inokuma, the Left General, was sentenced to death. This incident showed that real power lay with the military, and throughout the Tokugawa era, they consistently exercised that power. In September of the year when Osaka Castle fell, Ieyasu and Hidetada summoned all the provincial governors to Momo-yama and presented them with a set of rules titled the "Laws of the Military Houses." These laws stated as follows:-*
*The translation of these laws is taken from a paper read by Mr.
Consul-General J. C. Hall and recorded in the "Transactions of the
Asiatic Society of Japan" for 1911.
*The translation of these laws comes from a paper presented by Mr.
Consul-General J. C. Hall and published in the "Transactions of the
Asiatic Society of Japan" for 1911.
"(1) Literature, arms, archery, and horsemanship are, systematically, to be the favourite pursuits.
"(1) Literature, weapons, archery, and horseback riding are, systematically, supposed to be the favorite activities."
"Literature first, and arms next was the rule of the ancients. They must both be cultivated concurrently. Archery and horsemanship are the more essential for the military houses. Weapons of warfare are ill-omened words to utter; the use of them, however, is an unavoidable necessity. In times of peace and good order we must not forget that disturbance may arise. Dare we omit to practise our warlike exercise and drill?"
"First literature, then arms was the rule of the ancients. Both must be developed at the same time. Archery and horseback riding are crucial for military families. Talking about weapons of war can feel ominous, but using them is a necessary reality. Even in peaceful and orderly times, we should remember that chaos can emerge. Can we really afford to skip our military training and drills?"
Although this provision ostensibly encouraged the pursuit of literary and military arts, those who read the law too implicitly and devoted themselves too earnestly to the pursuit of arms quickly found that they were not in touch with the time or with the intention of the legislators. In fact, the purpose of the latter was to bracket literature and the art of war together, giving no preference to either.
Although this rule seemed to promote the pursuit of literature and military skills, those who took the law too literally and dedicated themselves too seriously to military pursuits soon realized that they were out of sync with the times and the lawmakers' intentions. In reality, the lawmakers aimed to link literature and the art of war together, showing no favoritism to either.
"(2) Drinking parties and gaming amusements must be kept within due bounds.
"(2) Drinking parties and gaming activities need to be kept in check."
"In our Instructions it is laid down that strict moderation in these respects is to be observed. To be addicted to venery and to make a pursuit of gambling is the first step towards the loss of one's domain."
"In our guidelines, it's stated that we must practice strict moderation in these matters. Being obsessed with lust and pursuing gambling is the first step toward losing one's possessions."
This rule may be said to define what is known in Europe as "conduct unbecoming an officer." Not to know how to order one's tongue was as grave an offence as debauchery, according to the canons of the samurai.
This rule can be described as what’s referred to in Europe as "conduct unbecoming an officer." Not knowing how to manage your speech was considered just as serious an offense as debauchery, according to the samurai code.
"(3) Offenders against the law are not to be harboured in feudal domains.
"(3) Lawbreakers are not to be sheltered in feudal territories."
"Law is the very foundation of ceremonial decorum and of social order. To infringe the law in the name of reason is as bad as to outrage reason in the name of law. To disregard the law (laid down by us) is an offence which will not be treated with leniency."
"Law is the core of formal behavior and social order. Violating the law in the name of reason is just as serious as violating reason in the name of law. Ignoring the law (established by us) is an offense that won't be taken lightly."
This provision was directly suggested by the Government's desire to suppress Christianity.
This provision was directly suggested by the Government's wish to eliminate Christianity.
"(4) Throughout the domains whether of the greater or lesser barons (daimyo and shomyo) or of the holders of minor benefits, if any of the gentry or soldiers (shi and sotsu) in their service be guilty of rebellion or murder, such offenders must be at once expelled from their domain.
"(4) In all territories, whether ruled by major or minor barons (daimyo and shomyo) or by those with lesser privileges, if any members of the gentry or soldiers (shi and sotsu) serving them are found guilty of rebellion or murder, those offenders must be immediately removed from their territory."
"Fellows of savage disposition (being retainers) are an apt weapon for overthrowing the domain or the family employing them, and a deadly instrument for cutting off the common people. How can such be tolerated?"
"People with a ruthless nature (being hired hands) are a powerful weapon for taking down the territory or the family that employs them, and a dangerous tool for harming the general public. How can we allow this to continue?"
In the early days of the Yedo Bakufu it was not uncommon for a feudatory to enrol among his vassals refugee samurai who had blood on their hands. These would often be pursued into the fiefs where they had taken refuge, and much disorder resulted. The above provision removed these murderers from the protection of the feudatory in whose service they had enlisted.
In the early days of the Yedo Bakufu, it was common for a lord to recruit refugee samurai with a violent past among his vassals. These individuals would often be hunted down in the fiefs where they sought refuge, leading to significant chaos. The above provision took away the protection of the lord for these murderers who had joined his service.
"(5) Henceforth no social intercourse is to be permitted outside of one's own domain with the people (gentry and commoners) of another domain.
"(5) From now on, no social interactions are allowed outside of your own space with people (both gentry and commoners) from another area."
"In general, the customs of the various domains are all different from one another, each having its own peculiarities. To divulge the secrets of one's own domain is a sure indication of an intent to curry favour."
"In general, the customs of different regions are all different from each other, each having its own unique traits. Revealing the secrets of your own region is a clear sign of trying to gain favor."
It has been shown that by the Chinese masters of strategy whose works were studied in Japan the art of espionage was placed on a high pinnacle. This teaching appears to have produced such evil results that the Tokugawa legislated against it.
It has been shown that by the Chinese masters of strategy, whose works were studied in Japan, the art of espionage was elevated to a high level. This practice seems to have led to such negative outcomes that the Tokugawa government enacted laws against it.
"(6) The residential castles in the domains may be repaired; but the matter must invariably be reported. Still more imperative is it that the planning of structural innovations of any kind must be absolutely avoided.
"(6) The residential castles in the estates can be repaired, but it must always be reported. It's even more crucial that any planning for structural changes of any kind must be completely avoided."
"A castle with a parapet exceeding three thousand feet by ten is a bane to a domain. Crenelated walls and deep moats (of castles) are causes of anarchy."
"A castle with a parapet measuring over three thousand feet by ten is a curse to a realm. Notched walls and deep moats of castles lead to chaos."
This provision was important as a means of enfeebling the barons. They were not at liberty to repair even a fence of the most insignificant character or to dredge a moat, much more to erect a parapet, without previous sanction from the Bakufu.
This rule was significant for weakening the barons. They weren't allowed to fix even a small fence or dig a moat, let alone build a wall, without prior approval from the Bakufu.
"(7) If, in a neighbouring domain, innovations are being hatched or cliques being formed, the fact is to be reported without delay.
"(7) If, in a neighboring area, new ideas are being developed or groups are forming, it should be reported immediately."
"Men are always forming groups; whilst, on the other hand, few ever come to anything. On this account, they fail to follow their lords or fathers, and soon come into collision with those of neighbouring villages. If the ancient prohibitions are not maintained, somehow or other innovating schemes will be formed."
"Men are always forming groups; however, very few ever achieve anything. Because of this, they fail to follow their leaders or fathers, and quickly end up clashing with those from nearby villages. If the old rules are not upheld, new plans will emerge in some way."
Everything in the form of combination, whether nominally for good or for evil, was regarded with suspicion by the Bakufu, and all unions were therefore interdicted. Of course, the most important incident which the law was intended to prevent took the form of alliances between barons of adjacent provinces.
Everything that resembled a group, whether supposedly for good or for bad, was viewed with skepticism by the Bakufu, and all unions were therefore forbidden. Naturally, the most significant situation that the law aimed to prevent involved alliances between lords of neighboring provinces.
"(8) Marriages must not be contracted at private convenience.
(8) Marriages shouldn't be arranged for personal convenience.
"Now, the marriage union is a result of the harmonious blending of the In and Yo (i.e. the Yin and Yang of Chinese metaphysics, the female and male principles of nature). It is therefore not a matter to be lightly undertaken. It is said in the 'Scowling' passage of the (Chow) Book of Changes, 'Not being enemies they unite in marriage.' Whilst (the elders are) thinking of making advances to the opponent (family), the proper time (for the marriage of the young couple) is allowed to slip by. In the 'Peach Young' poem of the Book of Odes it is said, 'If the man and woman, duly observing what is correct, marry at the proper time of life, there will be no widows in the land.' To form cliques (political parties) by means of matrimonial connexions is a source of pernicious stratagems."
"Now, marriage is the result of the harmonious blending of the In and Yo (the Yin and Yang of Chinese philosophy, representing the female and male principles of nature). It’s not something to take lightly. In the 'Scowling' passage of the (Chow) Book of Changes, it says, 'Not being enemies they unite in marriage.' While the elders are considering reaching out to the other family, the right moment for the young couple’s marriage is allowed to pass. In the 'Peach Young' poem of the Book of Odes, it states, 'If the man and woman, properly observing what is right, marry at the right time in life, there will be no widows in the land.' Forming groups (political parties) through marriage connections leads to harmful schemes."
This provision was, in fact, a codification of the veto pronounced by Hideyoshi on his death-bed against marriages between the families of different daimyo. Ieyasu himself had been the first to violate the veto, and he was the first to place it subsequently on the statute book. The third Tokugawa shogun, Iemitsu, extended the restriction by ordering that even families having estates of only three thousand koku should not intermarry without Yedo's previous consent.
This rule was basically a formalization of the veto that Hideyoshi declared on his deathbed against marriages between different daimyo families. Ieyasu was actually the first to break this veto, and he was also the first to officially include it in the law. The third Tokugawa shogun, Iemitsu, tightened the rule even more by stating that families with estates of just three thousand koku weren't allowed to intermarry without getting prior approval from Yedo.
"(9) As to the rule that the daimyo shall come (to the shogun's court at Yedo) to do service:—
(9) Regarding the rule that the daimyo must come (to the shogun's court at Yedo) to provide service:—
"In the Shoku Nihongi (The Continuation of the Chronicles of Japan) it is recorded amongst the enactments,
"In the Shoku Nihongi (The Continuation of the Chronicles of Japan), it's documented among the laws,"
"'Except when entrusted with some official duty to assemble, no one (dignitary) is allowed at his own pleasure to assemble his tribe within the limits of the capital, no one is to go about attended by more than twenty horsemen, etc.'
"'Except when assigned an official task that requires gathering, no dignitary is permitted to gather their tribe in the capital at their own discretion, and no one is allowed to be accompanied by more than twenty horsemen, etc.'"
"Hence it is not permissible to lead about a large force of soldiers. For daimyo whose revenues range from 1,000,000 koko down to 200,000 koku, the number of twenty horsemen is not to be exceeded. For those whose revenues are 100,000 koku and under, the number is to be in the same proportion.
"Hence it’s not allowed to have a large army. For daimyo with revenues from 1,000,000 koko down to 200,000 koku, the number of horsemen should not exceed twenty. For those with revenues of 100,000 koku or less, the number should be in the same proportion."
"On occasions of official service, however (i.e. in time of warfare), the number of followers is to be in proportion to the social standing of each daimyo."
"During official duties, such as during wartime, the number of attendants should reflect the social rank of each daimyo."
The above rule of repairing to the capital to pay respects (go-sankin) was an old fashion, and barons were accustomed to go with large retinues. Thus, it often happened that collisions occurred between the corteges of hostile feudatories, and it was to prevent these sanguinary encounters that the Tokugawa set strict limits to the number of samurai accompanying a military chief.
The rule requiring visits to the capital to pay respects (go-sankin) was an old tradition, and lords typically traveled with large entourages. As a result, there were often conflicts between the groups of rival feudal lords, and to avoid these bloody confrontations, the Tokugawa established strict limits on the number of samurai who could accompany a military leader.
"(10) There must be no confusion in respect of dress uniforms, as regards the materials thereof.
(10) There should be no confusion regarding dress uniforms, particularly concerning the materials used for them.
"The distinction between lord and vassal, between superior and inferior, must be clearly marked by the apparel. Retainers may not, except in rare cases by special favour of their lords, indiscriminately wear silk stuffs, such as shiro-aya (undyed silk with woven patterns), shiro-kosode (white wadded silk coats), murasaki-awase (purple silk coats, lined), murasaki-ura (silk coats lined with purple); nori (white gloss silk), mumon (silk coat without the wearer's badge dyed on it), kosode (a coloured silk-wadded coat). In recent times, retainers and henchmen (soldiers) have taken to wearing rich damasks and silk brocade. This elaborate display was not allowed by the ancient laws and it must be severely kept within bounds."
The difference between a lord and a vassal, between someone superior and someone inferior, needs to be clearly shown through their clothing. Retainers are generally not allowed, except in rare cases with special permission from their lords, to wear luxurious fabrics like shiro-aya (undyed silk with woven patterns), shiro-kosode (white wadded silk coats), murasaki-awase (purple silk coats with lining), murasaki-ura (silk coats lined with purple), nori (white glossy silk), mumon (silk coat without the wearer's badge dyed on it), and kosode (a colored silk-wadded coat). Recently, retainers and henchmen (soldiers) have started wearing lavish damasks and silk brocade. This kind of extravagant display was not permitted by ancient laws and should be strictly controlled.
"(11) Miscellaneous persons are not at their pleasure to ride in palanquins.
(11) Random people aren't allowed to ride in palanquins whenever they want.
"There are families who for special reasons from of old have (inherited) the privilege of riding in palanquins without permission from the authorities: and there are others who by permission of the authorities exercise that privilege. But, latterly, even sub-vassals and henchmen of no rank have taken to so riding. This is a flagrant impertinence. Henceforward the daimyo of the provinces, and such of their kinsfolk as are men of distinction subordinate to them, may ride without applying for Government permission. Besides those, the following have permission, viz., vassals and retainers of high position about their lords; doctors and astrologers; persons of over sixty years of age, and sick persons and invalids. If ordinary retainers, or inferior henchmen (sotsu) are allowed to ride in palanquins, it will be considered to be the fault of their lords.
There are families who have long had the special privilege of riding in palanquins without needing approval from the authorities, and others who do this with permission from those in power. Recently, though, even low-ranking sub-vassals and followers have started to ride in them. This is a blatant disrespect. From now on, the daimyo in the provinces, along with their distinguished relatives, can ride without having to get Government approval. Additionally, the following groups have permission: high-ranking vassals and retainers serving their lords, doctors and astrologers, people over sixty, and those who are sick or disabled. If ordinary retainers or lower-ranking henchmen (sotsu) are allowed to ride in palanquins, it will be seen as a failure on the part of their lords.
"This proviso, however, does not apply to Court nobles, abbots, or ecclesiastics in general.
"This condition, however, does not apply to Court nobles, abbots, or clergy in general."
"(12) The samurai throughout the provinces are to practise frugality.
"(12) The samurai in all regions should practice frugality."
"Those who are rich like to make a display, whilst those who are poor are ashamed of not being on a par with the others. There is no other influence so pernicious to social observances as this; and it must be strictly kept in check."
"Those who are wealthy like to show off, while those who are less fortunate feel ashamed for not measuring up to others. Nothing has a more harmful impact on social norms than this; and it must be closely monitored."
Frugality always occupied a prominent place in the Bakufu's list of essentials. Frequent and strenuous efforts were made by successive shoguns to encourage people in this virtue, but with the long peace enjoyed by the country under Tokugawa rule, a tendency to increasing luxury constantly prevailed, and the Government's aims in this respect were not realized except for brief periods. During the administration of the first three Tokugawa shoguns, and under the eighth shogun (Yoshimune), some success attended official injunctions of economy, but on the whole a steady growth of extravagance characterized the era.
Frugality was always a key priority for the Bakufu. Successive shoguns made frequent and sincere efforts to promote this virtue among the people, but during the long peace of Tokugawa rule, there was a continuous trend towards increasing luxury. As a result, the government's goals in this area were achieved only for short periods. During the leadership of the first three Tokugawa shoguns and the eighth shogun (Yoshimune), there was some success in promoting economy, but overall, the era was marked by a steady rise in extravagance.
"(13) The lords of domain (kokushu, masters of provinces) must select men of capacity for office.
"(13) The lords of the land must choose capable individuals for positions in office."
"The way to govern is to get hold of the proper men. The merits and demerits (of retainers) should be closely scanned, and reward or reproof unflinchingly distributed accordingly. If there be capable men in the administration, that domain is sure to flourish; if there be not capable men, then the domain is sure to go to ruin. This is an admonition which the wise ones of antiquity all agree in giving forth."
"The key to effective governance is to find the right people. The strengths and weaknesses of those in position should be carefully examined, and rewards or punishments should be given without hesitation. If there are competent people in leadership, then the area will thrive; if there aren't, then it will definitely fall apart. This is advice that wise individuals from the past all agree on."
"The tenor of the foregoing rules must be obeyed.
The spirit of the rules above must be followed.
"Keicho, 20th year, 7th month (September 23, 1615)."
"Keicho, 20th year, 7th month (September 23, 1615)."
The above body of laws may be regarded as the Tokugawa Constitution. They were re-enacted by each shogun in succession on assuming office. The custom was to summon all the daimyo to Yedo, and to require their attendance at the Tokugawa palace, where, in the presence of the incoming shogun, they listened with faces bowed on the mats to the reading of the laws. Modifications and additions were, of course, made on each occasion, but the provisions quoted above remained unaltered in their essentials. Up to the time of the third shogun (Iemitsu), the duty of reading aloud the laws at the solemn ceremonial of the new shogun's investiture devolved on a high Buddhist priest, but it was thereafter transferred to the representative of the Hayashi family (to be presently spoken of). Any infraction of the laws was punished mercilessly, and as their occasionally loose phraseology left room for arbitrary interpretation, the provisions were sometimes utilized in the interest of the shogun and at the expense of his enemies.
The laws mentioned above can be seen as the Tokugawa Constitution. Each shogun would re-enact them upon taking office. The tradition was to call all the daimyo to Yedo and require their presence at the Tokugawa palace, where, in front of the new shogun, they would sit with their heads bowed on the mats while the laws were read aloud. Modifications and additions were made each time, but the core provisions remained unchanged. Up until the third shogun (Iemitsu), a high Buddhist priest was responsible for reading the laws during the formal ceremony for the new shogun's investiture, but this duty was later passed to a representative of the Hayashi family (who will be mentioned shortly). Any violation of the laws was punished harshly, and since their sometimes vague wording allowed for subjective interpretation, the provisions were occasionally used to benefit the shogun and disadvantage his enemies.
RULES FOR THE IMPERIAL COURT AND COURT NOBLES
In the same month of the same year there was promulgated a body of laws called the "Rules of the Imperial Court, and the Court Nobles" (Kinchu narabi ni Kugeshu Sho-hatto). This enactment bore the signatures of the kwampaku and the shogun and had the Imperial sanction. It consisted of seventeen articles, but only five of them had any special importance:
In the same month of the same year, a set of laws known as the "Rules of the Imperial Court and the Court Nobles" (Kinchu narabi ni Kugeshu Sho-hatto) was issued. This document was signed by the kwampaku and the shogun and received Imperial approval. It had seventeen articles, but only five of them were particularly significant:
"(1) Learning is the most essential of all accomplishments. Not to study is to be ignorant of the doctrines of the ancient sages, and an ignorant ruler has never governed a nation peacefully."
"(1) Learning is the most important achievement of all. Not studying means being unaware of the teachings of the ancient wise ones, and an uninformed leader has never ruled a country peacefully."
This specious precept was not intended to be literally obeyed. The shoguns had no desire for an erudite Emperor. Their conception of learning on the part of the sovereign was limited to the composition of Japanese verselets. A close study of the doctrines of the ancient Chinese sages might have exposed the illegitimacy of the Bakufu administration. Therefore, Yedo would have been content that the Mikado should think only of spring flowers and autumn moonlight, and should not torment his mind by too close attention to the classics.
This misleading rule wasn't meant to be followed literally. The shoguns didn't want a knowledgeable Emperor. Their idea of the sovereign's education only included writing short Japanese poems. If the Emperor seriously studied the teachings of ancient Chinese philosophers, it might have revealed the illegitimacy of the Bakufu government. So, Yedo preferred that the Mikado only focus on spring flowers and autumn moonlight, and not stress over the classics too much.
"(2) A man lacking in ability must not be appointed to the post of regent or minister of State even though he belong to the Go-sekke (Five Designated Families), and it is needless to say that none but a member of those families may serve in such a position."
"(2) A man who is unqualified should not be appointed as regent or state minister, even if he comes from one of the Go-sekke (Five Designated Families). It's obvious that only members of those families should hold such positions."
"(3) A man of ability, even though he be old, shall not be allowed to resign the post of regent or minister of State in favour of another. If he attempts to resign, his resignation should be refused again and again."
"(3) A capable person, even if they're old, should not be allowed to step down from the position of regent or minister of State for someone else. If they try to resign, their resignation should be denied repeatedly."
The above two provisions practically conferred on the Bakufu the power of not only appointing the regent and ministers of State but also of keeping them in office. For, as the law had been framed in Yedo, in Yedo also was vested competence to judge the ability or disability of a candidate. Hence, when the Emperor proposed to appoint a regent or a minister, the Bakufu had merely to intimate want of confidence in the nominee's ability; and similarly, if the sovereign desired to dismiss one of those high officials, the shogun could interfere effectually by reference to the letter of the law. Thus, the power of appointing and dismissing the great officials in Kyoto, which is one of the important prerogatives of the crown, was practically usurped by the shogun.
The two provisions above essentially gave the Bakufu the authority not only to appoint the regent and ministers of State but also to keep them in their positions. Since the law was established in Yedo, the power to assess a candidate’s competence or incompetence also resided there. Therefore, when the Emperor suggested appointing a regent or a minister, the Bakufu simply had to express a lack of confidence in the nominee's abilities; conversely, if the sovereign wanted to remove one of those high officials, the shogun could effectively intervene by citing the law. As a result, the authority to appoint and dismiss top officials in Kyoto, which is an important privilege of the crown, was essentially taken over by the shogun.
"(4) An adopted son shall always be chosen from the family of his adopter; and a female shall never be adopted to be the head of a family, no such custom having existed in Japan at any time."
"(4) An adopted son must always be chosen from the adopter's family; and a female should never be adopted to lead a family, as this custom has never existed in Japan."
This provision had two main objects. The first was to avert adoptions having the effect of combinations; the second, to prevent adoption of Imperial princes into other families. The Bakufu sought, as far as possible, to bring about the taking of the tonsure by all princes of the Blood who were not in the direct line of the succession, and to keep these princes from attaining to the posts of regents or ministers of State.
This rule had two main purposes. The first was to prevent adoptions that could create alliances; the second was to stop Imperial princes from being adopted into other families. The Bakufu aimed, as much as possible, to have all princes of the Blood who were not in the direct line of succession take holy orders and to keep these princes from holding positions as regents or ministers of State.
"(5) All reports shall be submitted to the Emperor by the regent, the denso, or an administrator (bugyo). Any other person who, in disregard of this rule, attempts to address the Throne direct, shall be sent into exile, whatever his rank."
"(5) All reports must be submitted to the Emperor by the regent, the denso, or an administrator (bugyo). Anyone else who tries to directly approach the Throne in violation of this rule will be exiled, regardless of their rank."
The denso mentioned in this provision was an official appointed by the Bakufu for that special purpose. The whole arrangement as to communication with the Throne constituted a powerful buttress of Bakufu influence. Generally, the latter could contrive, as has been shown above, to control the appointment and continuance in office of a regent or a minister, while as for the administrators (bugyo), they were nominees of Yedo. It thus resulted that the Throne was approachable through the channel of the Bakufu only.
The denso referred to in this provision was an official appointed by the Bakufu for that specific purpose. The entire system of communication with the Throne served as a strong support for Bakufu influence. Generally, as discussed earlier, the Bakufu could manage to control the appointment and tenure of a regent or a minister, while the administrators (bugyo) were appointed by Yedo. As a result, the Throne could only be contacted through the Bakufu.
LAWS WITH REFERENCE TO BUDDHISM
The above laws remained unchanged throughout the Tokugawa era. A special law was also enacted with reference to Buddhist sects and the principal Buddhist temples. Ieyasu secured to these temples the possession of their manors by granting title-deeds bearing what was called the "go-shuinji," or "vermilion signature." The term was not really applicable in the case of Ieyasu. It is true that Hideyoshi, doubtless in imitation of Chinese custom, stamped a vermilion seal upon documents of this character; but the Tokugawa shoguns employed a black signature written with a pen. Nevertheless, the term "go-shuinji" continued to be used from the time of the Taiko downwards. It was an outcome of Ieyasu's astuteness that the great Hongwan temple was divided into two branches, eastern and western, by which process its influence was prevented from becoming excessive. During the administration of the third shogun, every daimyo was required to adhere to a definite sect of Buddhism, and to the Buddhist and Shinto temples was entrusted the duty of keeping an accurate census of their parishioners. The direct purpose of these latter laws was to facilitate the extermination of Christianity. Anyone whose name was not enrolled on one of the above lists fell under suspicion of embracing the foreign faith.
The laws mentioned above stayed the same throughout the Tokugawa period. A specific law was also put in place regarding Buddhist sects and the main Buddhist temples. Ieyasu ensured that these temples kept control of their estates by issuing title deeds with what was called the "go-shuinji," or "vermilion signature." However, this term didn't really apply to Ieyasu. It's true that Hideyoshi, likely following Chinese tradition, stamped a vermilion seal on such documents; but the Tokugawa shoguns used a black signature written with a pen. Still, the term "go-shuinji" continued to be used from the time of the Taiko onward. Ieyasu's cleverness led to the great Hongwan temple being split into two branches, eastern and western, which helped prevent it from gaining too much power. During the rule of the third shogun, every daimyo had to belong to a specific Buddhist sect, and both Buddhist and Shinto temples were tasked with keeping an accurate count of their parishioners. These laws were primarily aimed at making it easier to eliminate Christianity. Anyone whose name wasn't on one of those lists was suspected of converting to the foreign faith.
A JAPANESE HISTORIAN'S OPINION
Referring to the above laws the Tokugawa Jidaishi says:
Referring to the laws mentioned above, the Tokugawa Jidaishi states:
"The above laws and regulations were the Constitution of the Tokugawa Bakufu. By the aid of their provisions the influence of Yedo was extended to every part of the nation from the Imperial Court to the world of religion. No such codes had ever previously existed in Japan. Any unit of the nation, whether a Court noble, a great feudatory, a priest, or a common samurai, had to yield implicit obedience or to suffer condign punishment. Thus, it fell out that everybody being anxious to conform with the rules, the universal tendency was to share in preserving the peace. From the point of view of this system, Ieyasu was eminently above all modern and ancient heroes. Hideyoshi won brilliant victories in war, but he saw no better method of maintaining peace at home than to send the country's armies to fight abroad. He seems to have conceived a hope that his generals would find goals for their ambition in Korea or China, and would exhaust their strength in endeavouring to realize their dreams. But his plan brought about the contrary result; for the generals formed fresh enmities among themselves, and thus the harvest that was subsequently reaped at Sekigahara found hands to sow it.
The above laws and regulations were the Constitution of the Tokugawa Bakufu. With their provisions, the influence of Yedo spread to every part of the country, from the Imperial Court to the realm of religion. No such codes had ever existed in Japan before. Any part of the nation, whether a Court noble, a major feudal lord, a priest, or an ordinary samurai, had to obey without question or face strict punishment. As a result, everyone was eager to follow the rules, and there was a collective effort to maintain peace. From this system's perspective, Ieyasu stood out above all modern and ancient heroes. Hideyoshi achieved impressive victories in war, but he believed that the best way to keep peace at home was to send the nation’s armies to fight abroad. He seemed to think that his generals would find ambition in Korea or China and wear themselves out trying to fulfill their aspirations. However, his strategy had the opposite effect; the generals created new rivalries among themselves, leading to the conflict that would later unfold at Sekigahara.
"Ieyasu, however, prized literature above militarism. He himself became a pioneer of learning, and employed many scholars to assist in constructing a solid framework of peace. The territorial nobles had to follow his example. Even Kato Kiyomasa, Asano Yukinaga, and Kuroda Nagamasa, each of whom during his lifetime was counted a divinely inspired general, found themselves constrained to study the Chinese classics under the guidance of Funabashi Hidekata and Fujiwara Seigwa. How much more cogent, then, was the similar necessity under which lesser men laboured. Thus, Ieyasu's love of literature may be regarded as a cause of the peace that prevailed under the Tokugawa for 260 years."
"Ieyasu, however, valued literature more than military power. He became a leader in learning and hired many scholars to help build a strong framework of peace. The regional lords had to follow his lead. Even Kato Kiyomasa, Asano Yukinaga, and Kuroda Nagamasa, who were considered inspiring generals in their time, found they had to study the Chinese classics under the guidance of Funabashi Hidekata and Fujiwara Seigwa. How much more pressing was the similar need for lesser individuals. Therefore, Ieyasu's love for literature can be seen as a key factor in the peace that lasted for 260 years under the Tokugawa."
REVIVAL OF LEARNING
Ieyasu employed four instruments for educational purposes—the establishment of schools, the engagement of professors, the collection of ancient literary works, and the printing of books. In accordance with his last will his son Yoshinao, daimyo of Owari, built, in 1636, the Daiseiden College beside the temple of Kiyomizu in Ueno Park, near the villa of Hayashi Kazan, the celebrated Confucian scholar; but, in 1691, the college was moved to the slope called Shohei-zaka, where a bridge—Shohei-bashi—was thrown across the river. "Shohei" is the Japanese pronunciation of "Changping," Confucius's birthplace, and the school was known as the Shohei-ko. It received uniform patronage at the hands of the Tokugawa, whose kinsmen and vassals were required to study there, their proficiency, as determined by its examinations, being counted a passport to office. Yoshinao laid the foundation of a great library at the school and the number of volumes was constantly increased.
Ieyasu used four methods for education: setting up schools, hiring professors, collecting ancient literary works, and printing books. Following his last wishes, his son Yoshinao, the daimyo of Owari, established Daiseiden College in 1636 next to Kiyomizu Temple in Ueno Park, near the villa of the renowned Confucian scholar Hayashi Kazan. However, in 1691, the college moved to the slope called Shohei-zaka, where a bridge, Shohei-bashi, spanned the river. "Shohei" is the Japanese pronunciation of "Changping," Confucius's birthplace, and the school was referred to as Shohei-ko. It received consistent support from the Tokugawa, whose relatives and vassals were required to study there, with their exam results being crucial for securing positions in office. Yoshinao established a great library at the school, and the number of volumes was continually increased.
During the lifetime of Ieyasu, one of the most noted scholars was Fujiwara Seigwa. By the invitation of the Tokugawa chief he lectured on the classics in Kyoto, and it is recorded that Ieyasu, who had just (1600) arrived in that city, attended one of these lectures, wearing his ordinary garments. Seigwa is related to have fixed his eyes on Ieyasu and addressed him as follows: "The greatest work of Confucius teaches that to order oneself is the most essential of achievements. How shall a man who does not order himself be able to order his country? I am lecturing on ethics to one who behaves in a disorderly and discourteous manner. I believe that I preach in vain." Ieyasu immediately changed his costume, and the event contributed materially to the reputation alike of the intrepid teacher and of the magnanimous student, as well as to the popularity of Seigwa's doctrines.
During Ieyasu's lifetime, one of the most notable scholars was Fujiwara Seigwa. Invited by the Tokugawa leader, he gave lectures on the classics in Kyoto, and it’s recorded that Ieyasu, who had just arrived in the city in 1600, attended one of these lectures in his regular clothes. Seigwa reportedly focused on Ieyasu and addressed him, saying: "The greatest teaching of Confucius reminds us that self-discipline is the most important achievement. How can a man who can't discipline himself expect to lead his country? I'm lecturing on ethics to someone who conducts himself disorderly and discourteously. I fear my words may be wasted." Ieyasu immediately changed his attire, and this incident significantly boosted the reputations of both the bold teacher and the generous student, as well as increased the popularity of Seigwa's teachings.
Hayashi Kazan was a disciple of Seigwa whose reputation as a scholar he rivalled. Ieyasu employed him extensively in drafting laws; and many of his disciples subsequently served as teachers of the Chinese classics. The scripture of Hayashi's school of ethics was Chu Hi's commentary on the "Great Learning" of Confucius. In this system, ethics become a branch of natural philosophy. "Corresponding to the regular change of the seasons in nature is right action in man (who is the crown of nature), in the relation of sovereign and subject, parent and child, elder brother and younger brother, husband and wife, friend and friend. To his sovereign, or lord, he is bound to be faithful; to his parents, dutiful, and to his elder brother, respectful. Affection should characterize the relations of husband and wife and trust those of friend with friend."
Hayashi Kazan was a student of Seigwa, whose reputation as a scholar was on par with his own. Ieyasu hired him frequently to draft laws, and many of his students later became teachers of Chinese classics. The foundation of Hayashi's ethical school was Chu Hi's commentary on Confucius's "Great Learning." In this framework, ethics became a part of natural philosophy. "Just as nature regularly changes with the seasons, the right actions of people (who are the pinnacle of nature) should reflect the relationships between sovereign and subject, parent and child, older brother and younger brother, husband and wife, and friends. A person should be loyal to their sovereign or lord, dutiful to their parents, and respectful to their older brother. Love should define the relationship between husband and wife, and trust should characterize the bond between friends."
A moment's consideration of this ethical system shows that it cannot be reconciled with such a form of administration as that existing under the Bakufu. Genuine loyalty to the sovereign found no place in the practical code of Tokugawa. Whether Ieyasu appreciated that fact or whether he ignored it in consideration of the civilizing and tranquillizing influences of Confucianism, there is nothing to show. Ultimately, however, it was to the ethics of the Chinese sage that the Tokugawa downfall became indirectly attributable.
A brief reflection on this ethical system reveals that it can't coexist with the type of governance that was present under the Bakufu. True loyalty to the ruler lacked a place in the practical code of Tokugawa. It's unclear whether Ieyasu recognized this reality or overlooked it due to the civilizing and calming effects of Confucianism. In the end, though, the Tokugawa downfall can be indirectly linked to the ethics of the Chinese sage.
Ieyasu showed much earnestness in searching for and collecting ancient books. Before and after the war of Osaka, he ordered priests to copy old books and records preserved in Buddhist temples and noblemen's houses. Subsequently, during the Kwanei era—1621-1643—there was built within the castle of Yedo a library called Momijiyama Bunko where the books were stored. He was also instrumental in causing the compilation and publication of many volumes whose contents contribute materially to our historical knowledge. The writing of history in the Imperial Court had been abandoned for many years, and the scholars employed by Ieyasu had recourse to private diaries for materials. Hayashi Kazan (Doshuri) was entrusted with the duty of distinguishing between the true and the false in using these records, and there resulted two memorable works. The second of these consisted in the main of genealogical tables. It extended to 372 volumes and subsequently became the Kwanei Shoke Keizu-den. The first, a national history, was originally called the Honcho Hennen-roku. Before its compilation Kazan (Doshun) died, and the book was concluded by his son, Harukatsu, in the year 1635. It consisted of three hundred volumes in all, and covered the period from the age of the Gods to the year 1610. It is now known as the Honcho Tsugan. The two works having been published to the order and under the patronage of the Bakufu, their contents were by no means free from the stain of favour and affection, but they nevertheless possess inestimable historical value.
Ieyasu was very dedicated to finding and collecting ancient books. Before and after the Osaka war, he had priests copy old books and records kept in Buddhist temples and noblemen's houses. Later, during the Kwanei era—1621-1643—a library called Momijiyama Bunko was built within the Yedo castle to store these books. He also played a key role in the compilation and publication of many volumes that significantly add to our historical knowledge. The writing of history in the Imperial Court had been neglected for many years, so the scholars working with Ieyasu turned to private diaries for information. Hayashi Kazan (Doshuri) was tasked with sorting out what was true and what was false in these records, resulting in two notable works. The second one primarily consisted of genealogical tables, totaling 372 volumes, which later became known as the Kwanei Shoke Keizu-den. The first, a national history, was initially titled the Honcho Hennen-roku. Kazan (Doshun) died before its completion, and it was finished by his son, Harukatsu, in 1635. It comprised three hundred volumes in total, covering the period from the age of the Gods to 1610. It is now referred to as the Honcho Tsugan. Although these two works were published under the authority and support of the Bakufu, their contents are not entirely free from bias, yet they still hold immense historical value.
THE SECOND TOKUGAWA SHOGUN, HIDETADA
Hidetada, third son of Ieyasu, was born in 1579; succeeded to the shogunate in 1605; abdicated in 1622, and died in 1632. His appearance on the historical stage was not very glorious, for, as already shown, when marching to join his father's army before the battle of Sekigahara, he allowed himself to be detained so long at the siege of Ueda Castle that he failed to be present at the great combat, and Ieyasu, as a mark of displeasure, refused to meet him until Honda Masazumi pleaded Hidetada's cause. During the first eleven years of his shogunate he exercised little real authority, the administration being conducted by Ieyasu himself from his nominal place of retirement in Sumpu. Thus, the period of Hidetada's independent sway extended over six years only. But during the ten subsequent years he continued to exercise much camera influence over the Government, though his power was inferior to that which had been wielded by Ieyasu in nominal retirement. Honda Masazumi, who had befriended him at the critical time mentioned above, occupied the highest post in the administration, the second place being assigned to Sakai Tadayo, while in Kyoto the Tokugawa interests were guarded by Itakura Katsushige and Matsudaira Masatsuna.
Hidetada, the third son of Ieyasu, was born in 1579; he took over the shogunate in 1605, stepped down in 1622, and passed away in 1632. His entry into history wasn't particularly glorious because, as previously mentioned, while heading to join his father's army before the battle of Sekigahara, he got held up for so long at the siege of Ueda Castle that he missed the major battle altogether. As a result, Ieyasu, displeased, refused to meet with him until Honda Masazumi advocated on Hidetada's behalf. During the first eleven years of his shogunate, he had little real power, as the administration was run by Ieyasu himself from his supposed retirement in Sumpu. Consequently, Hidetada's time in charge lasted only six years. However, in the following ten years, he still had considerable behind-the-scenes influence over the Government, though it was less than what Ieyasu had wielded during his nominal retirement. Honda Masazumi, who had helped him during that crucial moment, held the top position in the administration, with Sakai Tadayo in second place. Meanwhile, in Kyoto, the Tokugawa interests were protected by Itakura Katsushige and Matsudaira Masatsuna.
The era of Hidetada was essentially one of organization, and by the exercise of sincerity and justice he contributed much to the stability of the Tokugawa rule. Not the least memorable step taken by him related to the fortress of Yedo. In the year following his succession, he ordered the feudatories of the east to construct the castle which remains to this day one of the marvels of the world. "Around it stretched a triple line of moats, the outermost measuring nine and a half miles in length, the innermost one and a half, their scarps constructed with blocks of granite nearly as colossal as those of the Osaka stronghold, though in the case of the Yedo fortification every stone had to be carried hundreds of miles over the sea. The gates were proportionately as huge as those at Osaka, well-nigh the most stupendous works ever undertaken, not excepting even the Pyramids of Egypt. There is not to be found elsewhere a more striking monument of military power, nor can anyone considering such a work, as well as its immediate predecessor, the Taiko's stronghold at Osaka, and its numerous contemporaries of lesser but still striking proportions in the principal fiefs, refuse to credit the Japanese with capacity for large conceptions and competence to carry them into practice."
The time of Hidetada was basically one of organization, and through his sincerity and sense of justice, he greatly contributed to the stability of Tokugawa rule. One of his most memorable actions was related to the fortress of Edo. In the year after he took power, he ordered the feudal lords of the east to build the castle that still stands today as one of the wonders of the world. "Around it lay a triple line of moats, the outermost being nine and a half miles long and the innermost one and a half, with their embankments made from granite blocks nearly as massive as those of the Osaka stronghold. In the case of the Edo fortifications, every stone had to be transported hundreds of miles over the sea. The gates were as enormous as those at Osaka, among the most impressive constructions ever made, rivaling even the Pyramids of Egypt. There is no other monument of military might as striking as this, and when considering such a work, along with its predecessor, the Taiko's stronghold at Osaka, and its many contemporaries of lesser but still impressive size in the main domains, it's hard not to recognize the Japanese capability for grand ideas and their skill in making them a reality."
CONJUGAL RELATIONS BETWEEN THE IMPERIAL FAMILY AND THE TOKUGAWA
It had been one of the most cherished wishes of Ieyasu to follow the Fujiwara precedent by establishing conjugal relations between the Imperial family and the Tokugawa. But the ex-Emperor, Go-Yozei, turned a deaf ear to this proposal on the ground that a lady born in a military house had never been chosen consort of a sovereign. Ieyasu, however, did not abandon his purpose. He entrusted its prosecution to Todo Takatora, and in 1616, the year of Ieyasu's death, Todo induced Konoe Nobuhiro, minister of the Right, to promote this undertaking. Nobuhiro, being the Emperor's younger brother, was able to exert much influence, and finally the ex-Emperor gave his consent. In June, 1620, Kazuko, daughter of Hidetada, became first lady-in-waiting, and ultimately Empress under the name of Tofuku-mon-in. It is recorded that 1180 chests were required to carry her trousseau from Yedo, and that the costs of her outfit and of her journey to Kyoto aggregated more than a million sterling. She gave birth to two princes and five princesses, and the house of Konoe, which had been instrumental in procuring her summons to the Court, became the leader of the Go-sekke.
It had been one of Ieyasu's dearest wishes to follow the Fujiwara example by creating marital ties between the Imperial family and the Tokugawa. However, the ex-Emperor, Go-Yozei, dismissed this proposal, arguing that a woman born into a military family had never been chosen as a consort for a sovereign. Ieyasu, though, didn't give up on his goal. He entrusted Todo Takatora with pursuing it, and in 1616, the year Ieyasu died, Todo convinced Konoe Nobuhiro, the minister of the Right, to back this effort. As the Emperor's younger brother, Nobuhiro had considerable influence, and eventually, the ex-Emperor agreed. In June 1620, Kazuko, daughter of Hidetada, became the first lady-in-waiting and eventually Empress under the name Tofuku-mon-in. It's noted that 1,180 chests were needed to transport her trousseau from Yedo, and the costs for her clothing and journey to Kyoto totaled over a million pounds. She gave birth to two princes and five princesses, and the Konoe family, which had helped bring her to the Court, became the leader of the Go-sekke.
DEATH OF HIDETADA AND HIS CHARACTER
After resigning the shogunate in 1622, Hidetada retired to the inner castle (Nishi Maru) in Yedo and there continued to direct affairs. He died ten years later, at the age of fifty-eight, and was interred at the temple Zojo-ji, in the Shiba district of the eastern capital. Japanese historians agree that Hidetada's character was adapted for the work of consolidation that fell to his lot. He resembled his father, Ieyasu, in decision and perseverance; he never dealt lightly with any affair, and while outwardly gentle and considerate, he was at heart subtle and uncompromising. An interesting illustration of the administrative canons of the time is afforded in the advice said to have been given by Hosokawa Tadaoki when consulted by Hidetada. "There is an old proverb," Tadaoki replied, "that if a round lid be put on a square vessel, those within will have ease; but if a square lid be used to cover a square vessel, there will result a feeling of distress." Asked for a standard by which to judge qualifications for success, the same nobleman answered that an oyster shell found on the Akashi shore is the best type of a man qualified to succeed, for the shell has been deprived of all its angles by the beating of the waves. Of Hidetada himself there is told an anecdote which shows him to have been remarkably free from superstition. A comet made its appearance and was regarded with anxiety by the astrologists of Kyoto, who associated its advent with certain misfortune. Hidetada ridiculed these fears. "What can we tell," he said, "about the situation of a solitary star in the wide universe, and how can we know that it has anything to do with this little world?"
After stepping down from the shogunate in 1622, Hidetada retired to the inner castle (Nishi Maru) in Yedo and continued to manage affairs from there. He passed away ten years later at the age of fifty-eight and was buried at the Zojo-ji temple in the Shiba district of the eastern capital. Japanese historians generally agree that Hidetada's character was well-suited for the task of consolidation that he faced. He was similar to his father, Ieyasu, in his decisiveness and determination; he never took any issue lightly, and while he appeared outwardly gentle and considerate, he was actually quite shrewd and unyielding. An interesting example of the administrative principles of the time is found in the advice supposedly given by Hosokawa Tadaoki when Hidetada sought his counsel. "There's an old proverb," Tadaoki replied, "that if you put a round lid on a square container, those inside will feel comfortable; but if you use a square lid on a square container, it will create a sense of unease." When asked for a measure to judge someone's qualifications for success, the same nobleman responded that an oyster shell found on the Akashi shore is the best representation of a qualified person because the shell has lost all its edges from the pounding of the waves. There's also a story about Hidetada that shows he was notably free from superstition. When a comet appeared, it caused concern among the astrologers in Kyoto, who associated its arrival with certain misfortunes. Hidetada dismissed these fears, saying, "What can we really know about the position of a solitary star in the vast universe, and how can we be sure that it has any connection to this small world?"
THE THIRD SHOGUN, IEMITSU
Iemitsu, son of Hidetada, was born in 1603; succeeded to the shogunate in 1622, and held that post until his death, in 1651. His principal ministers were Ii Naotaka (who had occupied the post of premier since the days of Ieyasu), Matsudaira Nobutsuna, and Abe Tadaaki, one of the ablest officers that served the Tokugawa. He devoted himself to consolidating the system founded by his grandfather, Ieyasu, and he achieved remarkable success by the exercise of exceptional sagacity and determination. In 1626, he proceeded to Kyoto at the head of a large army, simply for the purpose of conveying to the feudal nobles a significant intimation that he intended to enforce his authority without hesitation. Up to that, time the feudal chiefs were not officially required to reside in Yedo for any fixed time or at any fixed interval. But now it was clearly enacted that the feudatories of the east and those of the west should repair to the Bakufu capital, at different seasons in the year; should remain there a twelvemonth,—in the case of feudal lords from the Kwanto only six months—and should leave their wives and families as hostages during the alternate period of their own absence from the shogun's city, which they spent in the provinces.
Iemitsu, son of Hidetada, was born in 1603; he became shogun in 1622 and remained in that role until his death in 1651. His main ministers were Ii Naotaka (who had been in the premier position since Ieyasu’s time), Matsudaira Nobutsuna, and Abe Tadaaki, one of the most skilled officials serving the Tokugawa. He focused on strengthening the system established by his grandfather, Ieyasu, and he succeeded remarkably through his exceptional insight and determination. In 1626, he led a large army to Kyoto solely to send a strong message to the feudal lords that he intended to enforce his authority decisively. Until then, the feudal leaders were not officially required to stay in Yedo for any set amount of time or at regular intervals. However, it was now clearly mandated that the lords from the east and west would travel to the Bakufu capital during different seasons of the year; they were to stay there for a year—though lords from the Kanto region only needed to stay for six months—and they had to leave their wives and families as hostages during the time they spent in their provinces away from the shogun's city.
This system was technically called sankin kotai, that is "alternate residence in capital." From the point of view of the Tokugawa the plan was eminently wise, for it bound the feudal chiefs closer to the shogun, keeping them under his eye half the time and giving hostages for their good behaviour the other half; and it helped the growth of Yedo both in financial and political power, by bringing money into it and by making it more than before an administrative headquarters. On the other hand there was a corresponding drain on the provinces, all the greater since the standard of living at Yedo was higher than in rural districts and country nobles thus learned extravagance. To prevent other families from growing too rich and powerful seems to have been a part of Ieyasu's definite plan for holding in check possible rivals of the Tokugawa, so that it is not impossible that he foresaw this very result. At any rate it is known that in the instructions for government which he handed down to his successors he urged them to keep strict surveillance over their feudal lords and if any one of them seemed to be growing rich to impose upon him such a burden of public works as would cripple him.
This system was technically called sankin kotai, which means "alternate residence in the capital." From the Tokugawa perspective, the plan was very smart because it tied the feudal lords closer to the shogun, keeping them under his watch half the time and providing hostages for their good behavior the other half; it also helped the growth of Edo both financially and politically by bringing in money and making it more of an administrative center than before. However, there was a corresponding drain on the provinces, especially since the cost of living in Edo was higher than in rural areas, leading country nobles to adopt more extravagant lifestyles. Preventing other families from becoming too rich and powerful seems to have been part of Ieyasu's clear strategy to control potential rivals to the Tokugawa, so it’s possible he anticipated this outcome. At any rate, it is known that in the guidelines for governance he passed down to his successors, he urged them to closely monitor their feudal lords and to impose heavy public work obligations on anyone who appeared to be getting wealthy, in order to keep them in check.
In 1632, Iemitsu made another military demonstration at Kyoto, and on this occasion the Emperor would have conferred on him the post of prime minister (dajo daijiri). But he refused to accept it. This refusal was subsequently explained as a hint to the feudal chiefs that inordinate ambition should be banished from their bosoms; but in reality Iemitsu was influenced by the traditional principle that the Throne had no higher gift to bestow on a subject than the shogunate.
In 1632, Iemitsu staged another show of military strength in Kyoto, and during this event, the Emperor was ready to offer him the position of prime minister (dajo daijiri). However, he turned it down. This refusal was later interpreted as a message to the feudal leaders that excessive ambition should be cast aside; but in truth, Iemitsu was guided by the longstanding principle that the Throne had no greater honor to grant to a subject than the shogunate.
PROMINENT FEATURES OF THE ADMINISTRATION OF IEMITSU
The prominent feature of this able ruler's administration was that he thoroughly consolidated the systems introduced by his grandfather and confirmed by his father. From the time of Iemitsu downwards, cardinal forms were never changed, alterations being confined to non-essentials. On his death-bed he desired that his prime minister, Hotta Masamori, and several other notables should accompany him to the tomb, and on the night of the 10th of June, 1651, Hotta Masamori (aged forty-six), Abe Shigetsugu (aged fifty-two), Uchida Masanobu (aged thirty-three), Masamori's mother (aged sixty-three), Saegusa Moriyoshi, and Okuyama Yasushige all committed suicide. Their tombs stand to this day in Nikko.
The main feature of this capable ruler's administration was that he fully strengthened the systems set up by his grandfather and confirmed by his father. From Iemitsu's time onward, essential structures were never changed, with modifications limited to non-essentials. On his deathbed, he wished for his prime minister, Hotta Masamori, and several other notable figures to accompany him to the tomb. On the night of June 10, 1651, Hotta Masamori (aged forty-six), Abe Shigetsugu (aged fifty-two), Uchida Masanobu (aged thirty-three), Masamori's mother (aged sixty-three), Saegusa Moriyoshi, and Okuyama Yasushige all took their own lives. Their tombs still stand today in Nikko.
THE NIKKO SHRINE AND THE KWANEI TEMPLE
It has been related how largely Ieysau was aided against the Osaka party by Tengai, abbot of Enryaku-ji. This priest it was that devised the singular accusation connected with the inscription on a bell at Hoko-ji. He received from Ieyasu the diocese of Nikko in Shimotsuke province, where he built a temple which ultimately served as the shrine of Ieyasu. But the first Tokugawa shogun, faithful to his frugal habits, willed that the shrine should be simple and inexpensive, and when Hidetada died, his mausoleum (mitamaya) at the temple Zojo-ji in Yedo presented by its magnificence such a contrast to the unpretending tomb at Nikko, that Iemitsu ordered Akimoto Yasutomo to rebuild the latter, and issued instructions to various feudal chiefs to furnish labour and materials. The assistance of even Korea, Ryukyu, and Holland was requisitioned, and the Bakufu treasury presented 700,000 ryo of gold. The shrine was finished in 1636 on a scale of grandeur and artistic beauty almost unsurpassed in any other country. The same priest, Tengai, was instrumental in building the temple known as Kwanei-ji, and at his suggestion, Hidetada asked the Imperial Court to appoint a prince to the post of abbot (monsu).
It's been noted how much Ieyasu was supported against the Osaka faction by Tengai, the abbot of Enryaku-ji. This priest came up with the unusual accusation related to the inscription on a bell at Hoko-ji. He was given the diocese of Nikko in Shimotsuke province by Ieyasu, where he built a temple that eventually became Ieyasu's shrine. However, the first Tokugawa shogun, sticking to his thrifty ways, wanted the shrine to be simple and inexpensive. When Hidetada passed away, his mausoleum at Zojo-ji in Yedo was so magnificent that it starkly contrasted with the modest tomb at Nikko. This led Iemitsu to instruct Akimoto Yasutomo to renovate the latter and directed various feudal lords to provide labor and materials. Help even came from Korea, Ryukyu, and Holland, and the Bakufu treasury contributed 700,000 ryo of gold. The shrine was completed in 1636, showcasing a level of grandeur and artistic beauty that's almost unmatched anywhere else. The same priest, Tengai, also played a key role in the construction of the temple known as Kwanei-ji, and at his suggestion, Hidetada asked the Imperial Court to appoint a prince to the position of abbot.
This system already existed in the case of Enryaku-ji on Hiei-zan in Kyoto, and it was Tengai's ambition that his sect, the Tendai, should possess in Yedo a temple qualified to compete with the great monastery of the Imperial capital. Thus, Ueno hill on which the Yedo structure stood was designated "Toei-zan," as the site of the Kyoto monastery was designated "Hiei-zan," and just as the temple on the latter received the name of "Enryaku-ji," after the era of its construction (Enryaku), so that in Yedo was named "Kwanei-ji," the name of the year period of its foundation being Kwanei. Finally, the Kwanei-ji was intended to guard the "Demon's Gate" of the Bakufu city as the Enryaku-ji guarded the Imperial capital. Doubtless, in furthering this plan, Iemitsu had for ultimate motive the association of an Imperial prince with the Tokugawa family, so that in no circumstances could the latter be stigmatized as "rebels." Not until the day of the Tokugawa's downfall did this intention receive practical application, when the priest-prince of Ueno (Prince Kitashirakawa) was set up as their leader by the remnants of the Bakufu army.
This system was already established at Enryaku-ji on Hiei-zan in Kyoto, and Tengai aimed for his sect, the Tendai, to have a temple in Yedo that could rival the great monastery in the Imperial capital. So, Ueno hill, where the Yedo structure was built, was named "Toei-zan," just like the Kyoto monastery was called "Hiei-zan." Similarly, the Yedo temple was named "Kwanei-ji," after the period it was founded (Kwanei), just as Enryaku-ji was named after its construction era (Enryaku). Ultimately, Kwanei-ji was meant to protect the "Demon's Gate" of the Bakufu city, just as Enryaku-ji protected the Imperial capital. It's likely that Iemitsu's ultimate goal in promoting this plan was to link an Imperial prince with the Tokugawa family, ensuring that they could never be labeled as "rebels." This intention was only put into action on the day of the Tokugawa's downfall, when the priest-prince of Ueno (Prince Kitashirakawa) was appointed their leader by the remnants of the Bakufu army.
ISE AND NIKKO
Through many centuries it had been the custom of the Imperial Court to worship at the great shrine of Ise and to offer suitable gifts. This ceremony was long suspended, however, on account of continuous wars as well as the impecunious condition of the Court. Under the sway of the Oda and the Toyotomi, fitful efforts were made to renew the custom, but it was left for the Tokugawa to re-establish it. The third shogun, Iemitsu, petitioned the Court in that sense, and assigned an estate in Yamashiro as a means of defraying the necessary expenses, the Fujinami family being appointed to perform the ceremony hereditarily. At the same time Iemitsu petitioned that the Court should send an envoy to worship at Nikko every year on the anniversary of the death of Ieyasu, and this request having been granted, Nikko thenceforth became to the Tokugawa what Ise was to the Imperial Court.
For many centuries, it was the tradition of the Imperial Court to worship at the great shrine of Ise and make appropriate offerings. However, this ceremony was often put on hold due to ongoing wars and the financial struggles of the Court. During the rule of the Oda and Toyotomi clans, there were occasional attempts to revive the tradition, but it was the Tokugawa who ultimately restored it. The third shogun, Iemitsu, requested the Court to reinstate the practice and allocated an estate in Yamashiro to cover the necessary expenses, with the Fujinami family designated to carry out the ceremony as a hereditary duty. Additionally, Iemitsu asked the Court to send an envoy to worship at Nikko every year on the anniversary of Ieyasu's death, and with this request approved, Nikko became as significant to the Tokugawa as Ise was to the Imperial Court.
BUDDHISM AND CHRISTIANITY
It has been shown that the Shimabara revolt finally induced the Bakufu Government to adopt the policy of international seclusion and to extirpate Christianity. In carrying out the latter purpose, extensive recourse was had to the aid of Buddhism. The chief temple of each sect of that religion was officially fixed, as were also the branch temples forming the parish of the sect; every unit of the nation was required to register his name in the archives of a temple, and the Government ordered that the priests should keep accurate lists of births and deaths. Anyone whose name did not appear on these lists was assumed to belong to the alien faith. This organization was completed in the time of Iemitsu.
It has been demonstrated that the Shimabara revolt ultimately led the Bakufu Government to implement a policy of international seclusion and to eliminate Christianity. In pursuing this goal, they heavily relied on the support of Buddhism. The main temple for each sect of that religion was officially established, as were the branch temples that made up the sect's parish; every individual in the country was required to register their name in the archives of a temple, and the Government mandated that the priests maintain accurate records of births and deaths. Anyone whose name was not listed was assumed to practice a different religion. This organization was completed during Iemitsu's time.
THE FOURTH SHOGUN, IETSUNA
Ietsuna, the fourth Tokugawa shogun, eldest son of Iemitsu, was born in 1642 and succeeded to the office in 1651, holding it until his death in 1680. In bequeathing the administrative power to a youth in his tenth year, Iemitsu clearly foresaw that trouble was likely to arise. He therefore instructed his younger brother, Hoshina Masayuki, baron of Aizu, to render every assistance to his nephew, and he appointed Ii Naotaka to be prime minister, associating with him Sakai Tadakatsu, Matsudaira Nobutsuna, Abe Tadaaki, and other statesmen of proved ability. These precautions were soon seen to be necessary, for the partisans of the Toyotomi seized the occasion to attempt a coup. The country at that time swarmed with ronin (wave-men); that is to say, samurai who were, for various reasons, roving free-lances. There seems to have been a large admixture of something very like European chivalry in the make up of these ronin, for some of them seem to have wandered about merely to right wrongs and defend the helpless. Others sought adventure for adventure's sake and for glory's, challenging the best swordsman in each place to which they came. Many seem to have taken up the lives of wanderers out of a notion of loyalty; the feudal lords to whom they had owed allegiance had been crushed by the Tokugawa and they refused to enter the service of the shogun.
Ietsuna, the fourth Tokugawa shogun and eldest son of Iemitsu, was born in 1642 and took office in 1651, holding the position until his death in 1680. When Iemitsu passed on the administrative power to a young boy of ten, he clearly anticipated potential troubles ahead. He therefore instructed his younger brother, Hoshina Masayuki, the baron of Aizu, to support his nephew in every way possible, and appointed Ii Naotaka as prime minister, teaming him up with Sakai Tadakatsu, Matsudaira Nobutsuna, Abe Tadaaki, and other skilled statesmen. These precautions quickly proved necessary, as supporters of the Toyotomi seized the moment to attempt a coup. At that time, the country was filled with ronin (wandering samurai) who were roaming as free agents for various reasons. There seemed to be an element similar to European chivalry among these ronin, as some appeared to wander merely to right wrongs and protect the vulnerable. Others were seeking adventure for adventure’s sake and for glory, challenging the best swordsman wherever they traveled. Many seemed to have taken to a wandering lifestyle out of loyalty; their feudal lords, to whom they owed allegiance, had been defeated by the Tokugawa, and they refused to serve the shogun.
The last-named reason seems to have been what prompted the revolt of 1651, when Ietsuna, aged ten, had just succeeded in the shogunate his father Iemitsu who had exalted the power of the Tokugawa at the expense of their military houses. The ronin headed by Yui Shosetsu and Marubashi Chuya plotted to set fire to the city of Yedo and take the shogun's castle. The plot was discovered. Shosetsu committed suicide, and Chuya was crucified. In the following year (1652) another intrigue was formed under the leadership of Bekki Shoetnon, also a ronin. On this occasion the plan was to murder Ii Naotaka, the first minister of State, as well as his colleagues, and then to set fire to the temple Zojo-ji on the occasion of a religious ceremony. But this plot, also, was discovered before it matured, and it proved to be the last attempt that was made to overthrow the Bakufu by force until more than two hundred years had passed.
The last-mentioned reason seems to have triggered the revolt of 1651, when Ietsuna, just ten years old, had recently taken over the shogunate from his father Iemitsu, who had elevated the power of the Tokugawa at the expense of their military houses. The ronin, led by Yui Shosetsu and Marubashi Chuya, plotted to set fire to the city of Yedo and capture the shogun's castle. The plot was discovered. Shosetsu committed suicide, and Chuya was crucified. The following year (1652), another scheme was hatched under the leadership of Bekki Shoetnon, also a ronin. This time, the plan was to assassinate Ii Naotaka, the first minister of State, along with his colleagues, and then set fire to the Zojo-ji temple during a religious ceremony. However, this plot was also uncovered before it could be executed, marking the last attempt to violently overthrow the Bakufu for over two hundred years.
THE LEGISLATION OF IEMITSU AND IETSUNA
On the 5th of August, 1635, a body of laws was issued by Iemitsu under the title of Buke Sho-hatto, and these laws were again promulgated on June 28, 1665, by the fourth shogun, Ietsuna, with a few alterations. The gist of the code of Iemitsu was as follows: That literature and arms were to be the chief object of cultivation; that the great and small barons were to do service by turns in Yedo, strict limits being set to the number of their retainers; that all work on new castles was strictly interdicted, and that all repairs of existing castles must not be undertaken without sanction from the Yedo administration; that in the event of any unwonted occurrence, all barons present at the scene must remain and await the shogun's orders; that no person other than the officials in charge might be present at an execution; that there must be no scheming innovations, forming of parties, or taking of oaths; that private quarrels were strictly interdicted, and that all matters difficult of arrangement must be reported to the Yedo administration; that barons having an income of ten thousand koku or more, and their chief officials, must not form matrimonial alliances without the shogun's permission; that greater simplicity and economy must be obeyed in social observances, such as visits of ceremony, giving and receiving presents, celebrating marriages, entertaining at banquets, building residences, and general striving after elegance; that there must be no indiscriminate intermingling (of ranks); that, as regards the materials of dress, undyed silk with woven patterns (shiro aya) must be worn only by Court nobles (kuge) and others of the highest ranks; that wadded coats of undyed silk might be worn by daimyo and others of higher rank; that lined coats of purple silk, silk coats with the lining of purple, white gloss silk, and coloured silk coats without the badge were not to be worn at random; that coming down to retainers, henchmen, and men-at-arms, the wearing by such persons of ornamental dresses such as silks, damask, brocade, or embroideries was quite unknown to the ancient laws, and a stop must be put to it; that all the old restrictions as to riding in palanquins must be observed; that retainers who had a disagreement with their original lord were not to be taken into employment by other daimyo; that if any such was reported as having been guilty of rebellion or homicide, he was to be sent back (to his former lord); that any who manifests a refractory disposition must either be sent back or expelled; that where the hostages given by sub-vassals to their mesne lords had committed an offence requiring punishment by banishment or death, a report in writing of the circumstances must be made to the administrators' office and their decision awaited; that in case the circumstances were such as to necessitate or justify the instant cutting-down of the offender, a personal account of the matter must be given to the administrator; that lesser feudatories must honestly discharge the duties of their position and refrain from giving unlawful or arbitrary orders (to the people of their fiefs); that they must take care not to impair the resources or well-being of the province or district in which they are; that roads, relays of post-horses, boats, ferries, and bridges must be carefully attended to, so as to ensure that there should be no delays or impediments to quick communication; that no private toll-bars might be erected or any existing ferry discontinued; that no vessels of over five hundred koku burden were to be built; that the glebe lands of shrines and temples scattered throughout the provinces, having been attached to them from ancient times to the present day, were not to be taken from them; that the Christian sect was to be strictly prohibited in all the provinces and in all places; that in case of any unfilial conduct the offender should be dealt with under the penal law; that in all matters the example set by the laws of Yedo was to be followed in all the provinces and places.
On August 5, 1635, a set of laws was issued by Iemitsu called the Buke Sho-hatto, and these laws were reissued on June 28, 1665, by the fourth shogun, Ietsuna, with some changes. The main points of Iemitsu's code were as follows: Literature and martial skills were to be prioritized; the major and minor lords were to serve in Yedo on a rotating basis, with strict limits on the number of their retainers; all construction of new castles was strictly banned, and repairs to existing castles required approval from the Yedo administration; in the event of unusual occurrences, all lords present had to stay and wait for the shogun's orders; only the officials in charge were allowed to attend executions; no scheming innovations, forming of factions, or taking of oaths were permitted; private disputes were strictly forbidden, and all complex matters had to be reported to the Yedo administration; lords with an income of ten thousand koku or more, along with their chief officials, were not allowed to marry without the shogun's permission; greater simplicity and economy were required in social events, such as ceremonial visits, giving and receiving gifts, wedding celebrations, banquet hosting, building homes, and general pursuits of elegance; indiscriminate mixing of social ranks was prohibited; as for clothing, undyed silk with woven patterns (shiro aya) was reserved for Court nobles (kuge) and others of the highest ranks; daimyo and higher-ranking individuals could wear padded coats of undyed silk; lined coats of purple silk, silk coats lined with purple, white glossy silk, and colored silk coats without badges could not be worn freely; as for retainers, henchmen, and soldiers, the wearing of fancy clothing like silks, damask, brocade, or embroidery was not allowed and must be stopped; all previous restrictions on riding in palanquins had to be followed; retainers who had a dispute with their original lord were not to be employed by other daimyo; any reported cases of rebellion or homicide had to be returned to their former lord; anyone showing defiance had to either be sent back or expelled; if hostages provided by sub-vassals to their mid-level lords committed offenses warranting banishment or death, a written report of the situation had to be sent to the administrators' office for their decision; if circumstances required the immediate execution of an offender, a personal account of the situation had to be provided to the administrator; lesser feudatories were required to honestly fulfill their duties and avoid giving unlawful or arbitrary orders to the people in their regions; they had to ensure their actions did not harm the resources or well-being of the province or district they governed; roads, post-horse relays, boats, ferries, and bridges had to be carefully maintained to prevent delays in communication; no private tollgates were to be set up, nor could any existing ferry be discontinued; no vessels over five hundred koku burden were to be built; the lands attached to shrines and temples since ancient times were not to be taken from them; the Christian faith was to be strictly prohibited in all provinces; anyone displaying unfilial behavior would face legal consequences; and in all matters, the laws of Yedo were to be followed in all provinces and locations.
As has been noted above, this same body of laws was re-enacted under the authority of Ietsuna, with the following slight alterations, namely, that the veto was removed from the wearing of costly ornamented dresses by retainers, henchmen, and men-at-arms, and that the restriction as to size should not apply to a cargo vessel. At the same time a prohibition of junshi (following in death) was issued in these terms:
As mentioned earlier, this same set of laws was re-established under Ietsuna's authority, with a few minor changes. Specifically, the ban on retainers, henchmen, and men-at-arms wearing expensive, decorated clothing was lifted, and the size restriction no longer applied to cargo ships. At the same time, a prohibition against junshi (following in death) was issued as follows:
"That the custom of following a master in death is wrong and unprofitable is a caution which has been at times given from of old; but owing to the fact that it has not actually been prohibited, the number of those who cut their belly to follow their lord on his decease has become very great. For the future, to those retainers who may be animated by such an idea, their respective lords should intimate, constantly and in very strong terms, their disapproval of the custom. If, notwithstanding this warning, any instance of the practice should occur, it will be deemed that the deceased lord was to blame for unreadiness. Henceforward, moreover, his son and successor will be held blameworthy for incompetence, as not having prevented the suicides."*
"It's been warned for a long time that the tradition of following a master in death is wrong and unbeneficial; however, since it hasn't been explicitly banned, many people have taken drastic measures to follow their lord after he dies. From now on, lords should make it very clear and strongly express their disapproval of this practice to their retainers who might be inspired by such ideas. If, despite this warning, any instances of this practice occur, it will be considered the deceased lord's fault for not being prepared. Furthermore, his son and successor will also be held responsible for failing to prevent these suicides."
*From a paper read by Mr. Consul-General J. C. Hall and recorded in the "Transactions of the Asiatic Society of Japan" for 1911.
*From a paper presented by Mr. Consul-General J. C. Hall and published in the "Transactions of the Asiatic Society of Japan" for 1911.
RELEASE OF HOSTAGES
Another memorable step was taken during the administrative period of Ietsuna. It had been the custom to require that all the great nobles should send a number of their chief retainers or the latter's fathers, brothers, and sons to Yedo, where they were held as hostages for the peaceful conduct of their feudal chiefs. But when the system of sankin kotai had been in operation for some time, and when the power of the Tokugawa Bakufu had been fully consolidated, this practice of exacting hostages became superfluous and vexatious. It was therefore abandoned in the year 1665 and the hostages were all suffered to leave Yedo.
Another significant change occurred during Ietsuna's administration. It had been common practice for all the major nobles to send several of their top retainers or their fathers, brothers, and sons to Edo, where they were kept as hostages to ensure the good behavior of their feudal leaders. However, after the sankin kotai system had been in place for a while and the Tokugawa Bakufu's power had been firmly established, the practice of demanding hostages became unnecessary and annoying. As a result, it was discontinued in 1665, and all the hostages were allowed to leave Edo.
THE MING DYNASTY
The fall of the Ming dynasty in China took place in the thirteenth year of Ietsuna's succession, and for a moment it seemed that Japan might possibly take the field against the conquering Tatars. A Chinese immigrant who had settled in the island of Hirado, in Hizen, married the daughter of a Japanese farmer, and had a son by her. The immigrant's name was Cheng Chi-lung, and when the partisans of the Ming dynasty made their last stand at Foochaw, they chose Cheng for general, through him soliciting aid from the Yedo Bakufu. Their request was earnestly discussed in Yedo, and it is possible that had the Ming officers held out a little longer, Japan might have sent an expedition across the sea. Cheng Chi-lung's son, Cheng Cheng-kung, resisted to the last, and when he fell fighting at Macao, his Japanese mother committed suicide. Other fugitives from China, notably an able scholar named Chu Chi-yu, settled in Japan at this time, and contributed not a little to the promotion of art and literature.
The fall of the Ming dynasty in China happened in the thirteenth year of Ietsuna's reign, and for a brief moment, it seemed like Japan might be ready to confront the conquering Tatars. A Chinese immigrant who had settled on the island of Hirado in Hizen married a Japanese farmer's daughter and had a son with her. The immigrant's name was Cheng Chi-lung, and when the supporters of the Ming dynasty made their final stand in Foochaw, they chose Cheng as their general, seeking assistance from the Yedo Bakufu through him. Their request was actively discussed in Yedo, and it’s possible that if the Ming officers had held out a bit longer, Japan might have launched an expedition across the sea. Cheng Chi-lung's son, Cheng Cheng-kung, fought to the very end, and when he fell in battle at Macao, his Japanese mother committed suicide. Other refugees from China, particularly a talented scholar named Chu Chi-yu, also settled in Japan during this time and significantly contributed to the advancement of art and literature.
YEDO
The influence of the sankin kotai system upon the prosperity of Yedo, as well as upon the efficiency of the Tokugawa administration, has already been noticed. Indeed, Yedo in the middle of the seventeenth century was one of the most populous and prosperous cities in the world. But very little intelligence had been exercised in planning it. The streets were narrow and there were no bridges across the main river. Thus, in 1657, a fire broke out which, being fanned by a violent wind, burned for two days, destroying the greater part of the city together with the residences of nearly all the daimyo. The calamity occurred in the month of February and was accompanied by a violent snowstorm, which greatly increased the sufferings of the citizens. Tradition says that 108,000 persons lost their lives, but that number is probably an exaggeration. In the following year, another similar catastrophe occurred on almost the same scale, and it seemed as though Yedo could never rise from its ashes. Yet the result of these calamities was salutary. The Bakufu selected suitable situations for the residences of the daimyo, and issued a law requiring that the main thoroughfares must have a width of sixty feet and even the by-streets must not be narrower than from thirty to thirty-six feet. Moreover, three bridges, namely, the Ryogoku, the Eitai, and the Shin-o, were thrown across the Sumida. This river, which formed the eastern boundary of the city, had hitherto been left unbridged for military reasons, and the result was that on the occasion of the great conflagration thousands of people, caught between the flames and the river bank, had to choose death by burning or by drowning. Nevertheless, some officials opposed the building of bridges, and were only silenced by the astute remark of Sakai Tadakatsu that if Yedo was ever to be a great city, the convenience of its inhabitants must be first consulted, for, after all, the people themselves constituted the best stronghold. This may be regarded as an evidence of the deference that was beginning then to be paid to the non-military classes by the samurai.
The impact of the sankin kotai system on the growth of Yedo and the effectiveness of the Tokugawa administration has already been noted. In fact, Yedo in the mid-seventeenth century was one of the largest and wealthiest cities in the world. However, there was very little foresight in its planning. The streets were narrow, and there were no bridges over the main river. Consequently, in 1657, a fire broke out that, driven by strong winds, lasted for two days, destroying much of the city along with the homes of nearly all the daimyo. This disaster took place in February and was worsened by a severe snowstorm, greatly increasing the suffering of the residents. It is said that 108,000 people died, but that figure is likely an exaggeration. The following year, another similar disaster struck, almost on the same scale, and it seemed like Yedo could never recover from it. Yet, these calamities led to positive changes. The Bakufu selected better locations for the daimyo's residences and enacted a law requiring that the main streets be at least sixty feet wide, while even the smaller streets should be no narrower than thirty to thirty-six feet. Furthermore, three bridges—Ryogoku, Eitai, and Shin-o—were built over the Sumida River. This river marked the eastern edge of the city and had previously been left unbridged for military reasons, forcing thousands of people caught in the fire to choose between dying in the flames or drowning. However, some officials resisted the construction of bridges, only to be countered by Sakai Tadakatsu’s clever remark that if Yedo was to become a great city, the comfort of its people had to come first, since, ultimately, the citizens themselves were the best defense. This reflects the growing respect that samurai were beginning to show towards the non-military classes.
It was at this time (1658), also, that the city of Yedo obtained its first supply of good water. There was already an aquaduct from Inokashira Lake to the Kanda district of the city, but it carried only a very small volume of water, and the idea of harnessing the Tama-gawa to supply the town was due to two citizens, Shoemon and Seiemon, who subsequently received the family name of Tamagawa. The Bakufu granted a sum of 7500 ryo towards the expense, and on the completion of the work within two years, gifts of 300 ryo were made to the two projectors. The water had to be carried through a distance of over thirty miles, and the enterprise did high credit to the engineering skill of the men of the time.
It was around this time (1658) that the city of Edo received its first reliable water supply. There was already an aqueduct from Inokashira Lake to the Kanda district, but it carried only a small amount of water. The idea to channel the Tama River to provide water for the city came from two citizens, Shoemon and Seiemon, who later took on the family name Tamagawa. The Bakufu contributed 7,500 ryo towards the costs, and upon finishing the project within two years, they received gifts of 300 ryo each. The water had to be transported over thirty miles, showcasing the impressive engineering skills of the people of that time.
DECADENCE OF THE BAKUFU ADMINISTRATION
The era of this fourth Tokugawa shogun, Ietsuna, was remarkable for things other than the lawlessness of the "wave-men." From that time the Tokugawa began to fare as nearly all great families of previous ages had fared: the substance of the administrative power passed into the hands of a minister, its shadow alone remaining to the shogun. Sakai Tadakiyo was the chief author of this change. Secluded from contact with the outer world, Ietsuna saw and heard mainly through the eyes and ears of the ladies of his household. But Tadakiyo caused an order to be issued forbidding all access to the Court ladies except by ministerial permit, and thenceforth the shogun became practically deaf and dumb so far as events outside the castle were concerned. Some Japanese historians describe this event as an access of "weariness" on the shogun's part towards the duties of administration. This is a euphemism which can be interpreted by what has been set down above. From 1666, when he became prime minister in Yedo, Sakai Tadakiyo seems to have deliberately planned the relegation of his master to the position of a fainéant and the succession of the shogun's son to supreme power. Tadakiyo's lust of authority was equalled only by his cupidity. Everything went to the highest bidder. It had gradually become the fashion that the daimyo should invite to their Yedo residences all the leading administrators of the Bakufu. On these entertainments great sums were squandered and valuable presents were a feature of the fetes. It also became fashionable to pay constant visits at the mansions of the chief officials and these visits were always accompanied with costly gifts. It is recorded that the mansion of Tadakiyo was invariably so crowded by persons waiting to pay their respects that a man repairing thither at daybreak could scarcely count on obtaining access by evening-fall. The depraved state of affairs brought the administration of the Tokugawa into wide disrepute, and loyal vassals of the family sadly contrasted the evil time with the days of Ieyasu, seventy years previously.
The time of the fourth Tokugawa shogun, Ietsuna, was notable for reasons beyond the chaos caused by the "wave-men." From that period, the Tokugawa clan started to follow the pattern that had befallen many great families in the past: real administrative power shifted to a minister, leaving the shogun with only a shadow of authority. Sakai Tadakiyo was the key figure behind this shift. Isolated from the outside world, Ietsuna mainly perceived events through the perspectives of the women in his household. However, Tadakiyo implemented a rule that restricted access to the Court ladies unless approved by a ministerial permit, making the shogun largely oblivious to happenings beyond the castle walls. Some historians describe this situation as the shogun growing "weary" of administrative duties. This euphemism can be better understood in light of the previous points. From 1666, when he became the prime minister in Yedo, Sakai Tadakiyo seems to have intentionally pushed Ietsuna into a role of inactivity, preparing for the shogun's son to take over supreme power. Tadakiyo's desire for control was matched only by his greed. Everything was auctioned off to the highest bidder. It became common for the daimyos to invite leading Bakufu administrators to their Yedo residences, where they wasted large amounts of money and exchanged extravagant gifts. It also became popular to frequently visit the homes of chief officials, always bringing along expensive presents. It’s noted that Tadakiyo's mansion was often so packed with people waiting to pay their respects that a person arriving at dawn could scarcely hope to gain entry by evening. This corrupt state of affairs brought the Tokugawa administration into significant disrepute, and loyal vassals of the family mournfully compared this negative era to the days of Ieyasu, seventy years earlier.
THE COURTS OF KYOTO AND OF YEDO
The great financial straits to which the Imperial Court was reduced during the time of the Muromachi shoguns have been already described. Both Oda Nobunaga and Toyotomi Hideyoshi made some endeavours to correct this evil state of affairs, and when Tokugawa Ieyasu came into power he adopted still more liberal methods. In 1604, he increased the revenue of the Court by 10,000 koku annually, and in the course of the next few years he caused the palace to be rebuilt on a scale of considerable grandeur. The same policy was pursued by the second shogun, Hidetada, who assigned to the ex-Emperor an income of 3000 koku and made various allowances to princes and other members of the Imperial family. The recipients of these allowances totalled 140, and it is on record that, in the year 1706, the revenues of the Imperial Court aggregated 29,000 koku; those of the ex-Emperor 15,000; those of the princes and Court nobles, 44,000; those of the Monzeki* temples, 19,000; those of the Court ladies and Imperial nuns, 7500, and those of the Court officials 2300, the whole making a total of about 120,000 koku. The income of the retired shogun alone equalled that amount, and it was enormously surpassed by the revenues of many of the daimyo. It must be noted, however, that although the rice provided for the above purposes was made a charge upon the Kinai provinces as well as upon Tamba and Omi, neither to the Emperor nor to the Imperial princes nor to the Court nobles were estates granted directly. These incomes were collected and transmitted by officials of the Bakufu, but not a tsubo of land was under the control of either sovereign or prince.
The serious financial problems faced by the Imperial Court during the Muromachi shoguns have already been discussed. Both Oda Nobunaga and Toyotomi Hideyoshi tried to fix this difficult situation, and when Tokugawa Ieyasu came to power, he implemented even more generous measures. In 1604, he raised the Court's revenue by 10,000 koku each year, and over the following years, he had the palace rebuilt with significant grandeur. The same approach was continued by the second shogun, Hidetada, who provided the ex-Emperor with an income of 3,000 koku and allocated various allowances to princes and other members of the Imperial family. The recipients of these allowances totaled 140, and records show that in 1706, the revenues of the Imperial Court amounted to 29,000 koku; the ex-Emperor received 15,000; the princes and Court nobles got 44,000; the Monzeki* temples earned 19,000; the Court ladies and Imperial nuns had 7,500, and the Court officials received 2,300, bringing the total to about 120,000 koku. The income of the retired shogun alone matched that amount and was greatly surpassed by the revenues of many of the daimyo. However, it should be noted that even though the rice allocated for these purposes came from the Kinai provinces as well as Tamba and Omi, no estates were directly granted to the Emperor, the Imperial princes, or the Court nobles. These incomes were collected and distributed by Bakufu officials, but neither the sovereign nor the princes controlled any land.
*Temples governed by Imperial princes.
Temples run by Imperial princes.
Military affairs, civil administration, financial management, including the casting of coins, judicial and legislative affairs, the superintendence of temples, and so forth, were all in the hands of the Bakufu in Yedo or of provincial officials nominated by the shogun. Nothing could have been more complete than the exclusion of the Kyoto Court from the whole realm of practical government; nor could any system have contrasted more flagrantly with the theory of the Daika reforms, according to which every acre of land throughout the length and breadth of the empire was the property of the sovereign. It might have been expected that the Tokugawa shoguns would at least have endeavoured to soften this administrative effacement by pecuniary generosity; but so little of that quality did they display that the Emperor and the ex-Emperor were perpetually in a state of financial embarrassment. As for the Court nobles, their incomes did not always suffice even for the needs of every-day life, and they were obliged to have recourse to various devices, such as marrying their daughters to provincial governors or selling professional diplomas, the right of conferring which was vested in their families.
Military affairs, civil administration, financial management, including creating coins, judicial and legislative matters, the oversight of temples, and more, were all under the control of the Bakufu in Edo or provincial officials appointed by the shogun. The Kyoto Court was completely shut out from any real influence in government, which starkly contrasted with the theory behind the Daika reforms that stated every piece of land across the empire belonged to the sovereign. One might have thought the Tokugawa shoguns would at least try to ease this lack of administrative influence through financial generosity; however, they showed so little of that that the Emperor and the ex-Emperor were constantly struggling with money. As for the Court nobles, their incomes often weren't enough for even their daily needs, forcing them to resort to various tactics, such as marrying their daughters off to provincial governors or selling professional diplomas, which their families had the right to grant.
THE SEKKE, DENSO, AND SHOSHIDAI
The sole functions left to the Imperial Court were those of appointing the shogun—which of course was only formal—conferring ranks, fixing the name of year-periods, ordering the calendar, taking part in ceremonials, nominating priests and officials, and sanctioning the building of temples. Thus, the regent (kwampaku) was the sovereign's appointee. He had to be chosen in succession from one of the five families—Konoe, Takatsukasa, Kujo, Nijo, and Ichijo, to which the general name Go-sekke (the Five Regent Families) was given. But the regent was practically without power of any kind. Very different was the case of the denso, who had direct access to the Throne. Appointed by the shogun from one of seventeen families closely related to the Tokugawa, a denso, before entering upon the duties of his office, was obliged to swear that he would minutely and unreservedly report to the Bakufu everything coming to his knowledge. His principal duty was to communicate direct with the Throne. There was also another Bakufu nominee called the giso, who administered the affairs of the Imperial Court, and who held, in addition, the post of dai-nagon, chu-nagon, or sho-nagon, which offices were reserved for members of the Tokugawa family. Yet another official representing the Bakufu was the shoshidai, who managed all matters connected with the guarding of the Imperial Court and the Court nobles, at the same time transacting financial business. In the event of any disturbance occurring in Court circles in Kyoto, it was reported, first, to the shoshidai and, then, by him, to the senior officials in Yedo, while any disturbance occurring in Yedo was equally reported, first to the shoshidai and afterwards by the latter to the sovereign. The shoshidai was in fact a governor-general, with powers far superior to those of any Court noble, and his sway extended to the eight provinces in the neighbourhood of Kyoto. By means of the shoshidai all circumstances of the Imperial Court were fully conveyed to the Bakufu in Yedo and complete control was exercised over the Imperial capital and its environs. The Bakufu were careful to choose for this post a man whose loyalty and ability stood beyond question. Finally, reference may be made to the administrator of the reigning sovereign's Court (Kinri-zuki bugyo) and the administrator of the ex-Emperor's court (Sendo-zuki bugyo), both of whom were Bakufu nominees.
The only roles left for the Imperial Court were to appoint the shogun—though that was mostly a formality—grant ranks, determine year names, manage the calendar, engage in ceremonies, appoint priests and officials, and approve the construction of temples. Thus, the regent (kwampaku) was the sovereign's designated representative. He had to be selected in turn from one of the five families—Konoe, Takatsukasa, Kujo, Nijo, and Ichijo, collectively known as Go-sekke (the Five Regent Families). However, the regent held virtually no real power. In contrast, the denso had direct access to the Throne. Appointed by the shogun from one of seventeen families closely linked to the Tokugawa, a denso had to take an oath before starting his duties, committing to thoroughly and openly report everything he learned to the Bakufu. His main job was to communicate directly with the Throne. Another Bakufu appointee, the giso, managed the Imperial Court's affairs and also held the titles of dai-nagon, chu-nagon, or sho-nagon, which were reserved for members of the Tokugawa family. Additionally, the shoshidai represented the Bakufu and oversaw everything related to the security of the Imperial Court and the Court nobles, while also handling financial matters. If any disturbances occurred in Court circles in Kyoto, they were first reported to the shoshidai, who then informed the senior officials in Yedo, and vice versa for any disturbances in Yedo. The shoshidai acted as a governor-general, wielding powers far surpassing those of any Court noble, and his influence extended over the eight provinces surrounding Kyoto. Through the shoshidai, all information about the Imperial Court was effectively communicated to the Bakufu in Yedo, allowing for complete control over the Imperial capital and its surroundings. The Bakufu were careful to select someone for this role whose loyalty and competence were unquestionable. Finally, it’s worth noting the administrators of the reigning sovereign's Court (Kinri-zuki bugyo) and the ex-Emperor's court (Sendo-zuki bugyo), both of whom were also Bakufu appointees.
THE 107TH SOVEREIGN, THE EMPEROR GO-YOZEI (A.D. 1586-1611)
This Emperor held the sceptre throughout the memorable epoch from the death of Nobunaga till that of Ieyasu, and he continued to exercise power during six years after his abdication. It was he that conferred the post of shogun on Ieyasu and gave him his posthumous title of Tosho Gongen. His Majesty was the eldest son of the Emperor Okimachi. He surrendered the throne to his third son in 1611, dying at the age of forty-seven in 1617.
This emperor held the scepter throughout the significant period from Nobunaga's death to Ieyasu's death, and he continued to wield power for six years after stepping down. He was the one who appointed Ieyasu as shogun and gave him his posthumous title of Tosho Gongen. His Majesty was the oldest son of Emperor Okimachi. He passed the throne to his third son in 1611 and died at the age of forty-seven in 1617.
THE 108TH SOVEREIGN, THE EMPEROR GO-MIZU-NO-O (A.D. 1611-1629)
This sovereign had for consort a daughter of the shogun Hidetada, as already described. The wedding took place in the year 1620, and its magnificence offered a theme for enthusiastic comment by contemporary historians. The shogun was careful to surround the Imperial bride with officials of his own choosing, and these, joining hands with the shoshidai and the denso, constituted an entourage which ordered everything at Kyoto in strict accordance with the interests of the Tokugawa. The new Empress was dowered with an estate much larger than that of the Emperor himself, although the latter's allowance was increased by ten thousand koku. It is related that his Majesty's impecuniosity compelled the curtailment of various ceremonies and prevented the giving of presents in the ordinary routine of social conventions, so that it became necessary to replenish the Imperial purse by lending rice and money to the citizens at high rates of interest.
This ruler had a daughter of the shogun Hidetada as his wife, as already mentioned. The wedding happened in 1620, and its grandeur drew enthusiastic comments from contemporary historians. The shogun made sure to surround the Imperial bride with officials of his choice, and these, along with the shoshidai and the denso, formed a team that managed everything in Kyoto in strict alignment with the Tokugawa's interests. The new Empress was given an estate much larger than the Emperor's own, even though the Emperor's allowance was increased by ten thousand koku. It's said that the Emperor's financial struggles forced the cancellation of several ceremonies and stopped the exchange of gifts during usual social events, leading to the need to refill the Imperial finances by lending rice and money to the citizens at high interest rates.
A serious collision occurred during Go-Mizu-no-o's reign between the Courts of Kyoto and Yedo. The Emperor, who inclined to literature and religion, conceived a profound reverence for two Buddhist prelates of great learning and conspicuously holy lives. To these priests, Takuan and Gyokushitsu, his Majesty presented purple robes, a mark of the highest distinction, in apparently unwitting violation of the ecclesiastical laws promulgated by Ieyasu, which forbade the giving of such robes to any bonzes except those of Kennin-ji. On learning of the incident, the Bakufu summoned these prelates to Yedo, deprived them of the robes, and sent them into banishment. The Emperor, naturally much offended, declared that he would no longer occupy the throne, and in 1629, the year of the two priests' transportation, he carried out his threat, abdicating in favour of the Imperial princess, Oki, his eldest daughter by the Tokugawa Empress.
A serious clash happened during Go-Mizu-no-o's reign between the Courts of Kyoto and Yedo. The Emperor, who had a passion for literature and religion, developed a deep respect for two highly learned and notably holy Buddhist leaders. To these priests, Takuan and Gyokushitsu, his Majesty gave purple robes, a sign of the highest honor, seemingly disregarding the religious laws set by Ieyasu, which prohibited giving such robes to any monks except those from Kennin-ji. When the Bakufu found out about this incident, they summoned the priests to Yedo, took back the robes, and exiled them. The Emperor, understandably upset, announced that he would no longer rule, and in 1629, the year the two priests were sent away, he followed through on his promise, stepping down in favor of the Imperial princess, Oki, his eldest daughter by the Tokugawa Empress.
THE 109TH SOVEREIGN, THE EMPRESS MYOSHO (A.D. 1629-1643)
The Princess Oki, eldest daughter of Tokufu-mon-in and the Emperor Go-Mizu-no-o, was only seven years of age when thus called on to occupy the throne. During eight hundred years no female had wielded the sceptre of Japan, and the princess was not without a brother older than herself, though born of a different mother. Thus, the announcement of the Emperor's intention created profound astonishment in the Imperial Court. The partisans of the Bakufu supported the project, but the friends of the Imperial family denounced it strenuously. Nothing moved the Emperor, however. His Majesty appears to have thought that to bestow the princess' hand on a subject and to elevate her elder brother to the throne would surely be productive of serious mischief, since the husband of the princess, supported by the Bakufu, would prove an invincible power in the State.
The Princess Oki, the eldest daughter of Tokufu-mon-in and Emperor Go-Mizu-no-o, was just seven years old when she was called to take the throne. For eight hundred years, no woman had ruled Japan, and the princess had an older brother, although he was born to a different mother. So, the Emperor's decision came as a huge shock to the Imperial Court. Supporters of the Bakufu backed the plan, but friends of the Imperial family strongly opposed it. However, nothing could change the Emperor's mind. He seemed to believe that marrying the princess off to a commoner and making her older brother the emperor would lead to serious problems, as the princess’s husband, backed by the Bakufu, would become an unstoppable force in the government.
As for the Tokugawa statesmen, some accounts allege that they objected to the Emperor's project, but others say that when the matter was reported in Yedo, the shogun signified that his Majesty might consult his own judgment. What is certain is that the Bakufu sent to Kyoto the prime minister, Sakai Tadakiyo, with three other representatives, and that shortly after their arrival in the Imperial capital, arrangements were completed for the proposed change. The Imperial consort, Tofuku-mon-in, was declared ex-Empress with a revenue of 10,000 koku, and the little princess, who is known in history as Myosho, received an income of 20,000 koku; while to the ex-Emperor, Go-Mizu-no-o, only 3000 koku were allotted. Not until 1634, on the occasion of a visit made by Iemitsu, was this glaring contrast corrected: the shogun then increased the ex-Emperor's allowance to 7000 koku, and his Majesty continued to administer public affairs from his place of retirement until 1680, when he died hi his eighty-fifth year.
As for the Tokugawa leaders, some reports claim they opposed the Emperor's plan, while others say that when it was brought up in Yedo, the shogun indicated that His Majesty could make his own decision. What’s clear is that the Bakufu sent the prime minister, Sakai Tadakiyo, along with three other representatives to Kyoto, and shortly after they arrived in the Imperial capital, arrangements were made for the proposed change. The Imperial consort, Tofuku-mon-in, was declared ex-Empress with an income of 10,000 koku, and the young princess, known in history as Myosho, received an income of 20,000 koku; meanwhile, the ex-Emperor, Go-Mizu-no-o, was only allotted 3000 koku. Not until 1634, during a visit from Iemitsu, was this glaring disparity addressed: the shogun raised the ex-Emperor's allowance to 7000 koku, and His Majesty continued to oversee public affairs from his retirement until 1680, when he died at the age of eighty-five.
THE 110TH SOVEREIGN, THE EMPEROR GO-KOMYO (A.D. 1643-1654)
This sovereign was a brother of the Empress Myosho but of a different mother. He was brought up by Tofuku-mon-in as though he were her real child, until he succeeded to the throne at the age of eleven, occupying it for eleven years. Form his earliest youth he showed sagacity, magnanimity, and benevolence. His love of literature was absorbing, and he studied earnestly, taking the priests of the Five Temples as his teachers. He is said to have arrived at the conclusion that a sovereign should never study any useless branch of learning, and as he failed to see the utility of Buddhism, he turned to Confucianism in preference. Moreover, dissatisfied with the old commentaries of the Han and Tang dynasties, he chose in their stead the new classics composed by Chengtsz and Chutsz; and as for Japanese literature, he condemned as grossly misleading works like the Genji Monogatari and the Ise Monogatari.
This ruler was a brother of Empress Myosho but had a different mother. He was raised by Tofuku-mon-in as if he were her own child until he ascended to the throne at the age of eleven, ruling for eleven years. From a young age, he demonstrated wisdom, generosity, and kindness. He had a deep passion for literature and studied diligently, with the priests of the Five Temples as his teachers. It’s said that he concluded a ruler shouldn’t pursue any pointless subjects, and since he didn’t see the usefulness of Buddhism, he chose to focus on Confucianism instead. Furthermore, unhappy with the old commentaries from the Han and Tang dynasties, he preferred the new classics written by Chengtsz and Chutsz; and regarding Japanese literature, he criticized works like the Genji Monogatari and the Ise Monogatari as being extremely misleading.
There can be no doubt that this sovereign conceived the ambition of recovering the administrative authority. His reign extended from the twenty-second year of Iemitsu's sway to the fifth of Ietsuna's, and in the troubles of that period he thought that he saw his opportunity. It is related that he devoted much attention to sword exercise, and the shoshidai Itakura Shigemune warned him that the study of military matters did not become the Imperial Court and would probably provoke a remonstrance from Yedo should the fact become known there. The Emperor taking no notice of this suggestion, Shigemune went so far as to declare his intention of committing suicide unless the fencing lessons were discontinued. Thereupon the young Emperor calmly observed: "I have never seen a military man kill himself, and the spectacle will be interesting. You had better have a platform erected in the palace grounds so that your exploit may be clearly witnessed." When this incident was reported by the shoshidai to Yedo, the Bakufu concluded that some decisive measure must be taken, but before their resolve had materialized and before the sovereign's plans had matured, he died of small-pox, in 1654, at the age of twenty-two, having accomplished nothing except the restoration and improvement of certain Court ceremonials, the enactment of a few sumptuary laws, and the abandonment of cremation in the case of Imperial personages.
There’s no doubt that this ruler aimed to regain administrative control. His reign lasted from the twenty-second year of Iemitsu’s rule to the fifth year of Ietsuna’s, and he saw troubles during that time as his chance to act. It’s said that he focused a lot on sword training, and the shoshidai Itakura Shigemune warned him that studying military matters didn’t befit the Imperial Court and would likely provoke a complaint from Yedo if it became known. The Emperor ignored this warning, leading Shigemune to declare that he would commit suicide if the fencing lessons continued. In response, the young Emperor calmly said, “I’ve never seen a military man kill himself, and that would be an interesting sight. You should have a platform set up in the palace grounds so everyone can witness your act.” When the shoshidai reported this incident to Yedo, the Bakufu decided that something decisive needed to be done, but before they could act and before the Emperor’s plans came to fruition, he died of smallpox in 1654 at the age of twenty-two, having achieved little beyond the restoration and enhancement of certain Court ceremonies, the creation of a few sumptuary laws, and the decision to abandon cremation for Imperial family members.
THE 111TH SOVEREIGN, THE EMPEROR GO-SAIEN (A.D. 1654-1663) AND THE 112TH SOVEREIGN, THE EMPEROR REIGEN (A.D. 1663-1686)
Go-Saien was the sixth son of the Emperor Go-Mizu-no-o. His reign is remarkable in connexion with the attitude of the Yedo Bakufu towards the Throne. In 1657, as already related, Yedo was visited by a terrible conflagration, and another of scarcely less destructive violence occurred in the same city the following year, while, in 1661, the Imperial palace itself was burned to the ground, the same fate overtaking the principal Shinto shrine in Ise, and nearly every province suffering more or less from a similar cause. Moreover, in 1662, a series of earthquakes disturbed the country throughout a whole month, and the nation became almost demoralized in the face of these numerous calamities. Then the Bakufu took an extraordinary step. They declared that such visitations must be referred to the sovereign's want of virtue and that the only remedy lay in his abdication. The shogun, Ietsuna, was now ruling in Yedo. He sent envoys to Kyoto conveying an order for the dethronement of the Emperor, and although his Majesty was ostensibly allowed to abdicate of his own will, there could be no doubt as to the real circumstances of the case. His brother, Reigen, succeeded him, and after holding the sceptre for twenty-four years, continued to administer affairs from his place of retirement until his death, in 1732.
Go-Saien was the sixth son of Emperor Go-Mizu-no-o. His reign is notable for the Yedo Bakufu's attitude towards the Throne. In 1657, as mentioned earlier, Yedo experienced a devastating fire, and another almost equally destructive one hit the city the following year. By 1661, the Imperial palace was completely destroyed, and the main Shinto shrine in Ise met the same fate, with nearly every province suffering similarly. Additionally, in 1662, a series of earthquakes rattled the country for an entire month, leaving the nation nearly demoralized by these multiple disasters. In response, the Bakufu took an unusual action. They claimed that such disasters were a reflection of the sovereign's lack of virtue and that the only solution was for him to abdicate. The shogun, Ietsuna, was in power in Yedo. He sent messengers to Kyoto with an order to dethrone the Emperor, and although the Emperor was ostensibly allowed to step down willingly, the reality of the situation was clear. His brother, Reigen, succeeded him and held the throne for twenty-four years, continuing to manage affairs from his retirement until his death in 1732.
SANKE AND SANKYO
When Ieyasu, after the battle of Sekigahara, distributed the fiefs throughout the Empire, he gave four important estates to his own sons, namely, Echizen to Hideyasu; Owari to Tadayoshi; Mito to Nobuyoshi, and Echigo to Tadateru. Subsequently, after the deaths of Tadayoshi and Nobuyoshi, he assigned Owari to his sixth son, Yoshinao, and appointed his seventh son, Yorinobu, to the Kii fief, while to his eighth son, Yorifusa, Mito was given. These last three were called the Sanke (the Three Families). From them the successor to the shogunate was chosen in the event of failure of issue in the direct line. Afterwards this system was extended by the addition of three branch-families (Sankyo), namely those of Tayasu and Hitotsubashi by Munetake and Munetada, respectively, sons of the shogun Yoshimune, and that of Shimizu by Shigeyoshi, son of the shogun Ieshige. It was enacted that if no suitable heir to the shogunate was furnished by the Sanke, the privilege of supplying one should devolve on the Sankyo, always, however, in default of an heir in the direct line. The representatives of the Sanke had their estates and castles, but no fiefs were assigned to the Sankyo; they resided in Yedo close to the shogun's palace, and received each an annual allowance from the Bakufu treasury.
After the battle of Sekigahara, when Ieyasu divided the land across the Empire, he gave four key estates to his sons: Echizen went to Hideyasu, Owari to Tadayoshi, Mito to Nobuyoshi, and Echigo to Tadateru. Later, after Tadayoshi and Nobuyoshi died, he gave Owari to his sixth son, Yoshinao, and appointed his seventh son, Yorinobu, to the Kii fief, while his eighth son, Yorifusa, received Mito. These last three were known as the Sanke (the Three Families). From them, a successor to the shogunate would be chosen if there were no heirs in the direct line. This system was later expanded to include three branch families (Sankyo): Tayasu and Hitotsubashi, which were established by Munetake and Munetada, respectively, sons of shogun Yoshimune, and Shimizu, founded by Shigeyoshi, son of shogun Ieshige. It was decided that if the Sanke didn’t provide a suitable heir for the shogunate, the Sankyo would have the right to nominate one, but only if there were no heirs in the direct line. The representatives of the Sanke had their own estates and castles, but the Sankyo did not receive any fiefs; they lived in Yedo near the shogun’s palace and each received an annual stipend from the Bakufu treasury.
THE FEUDAL SYSTEM OF THE TOKUGAWA
It has been shown that in distributing the fiefs Ieyasu aimed at paralyzing the power of the tozama daimyo and vitalizing that of the fudai barons. This he effected, as far as concerned the tozama feudatories, by isolating them from each other, or by placing those of equal strength in juxtaposition, so that they might become rivals; while in the case of fudai barons, he established an effective system of communications between them, so that co-operation and concentration of forces were facilitated. Broadly speaking, this method had for result the planting of the tozama daimyo in the west and of the fudai barons in the east, as well as along the main roads between the two capitals. The plan worked admirably during 270 years, but at the Restoration, in 1867, the western daimyo combined to overthrow the shogunate.
It has been shown that in distributing the land titles, Ieyasu aimed to weaken the power of the tozama daimyo and strengthen that of the fudai barons. He did this, in relation to the tozama feudatories, by isolating them from each other or by placing those of equal strength next to each other, creating rivalries among them. For the fudai barons, he established an effective communication system between them, making it easier for them to cooperate and concentrate their forces. Overall, this approach resulted in the tozama daimyo being positioned in the west and the fudai barons in the east, as well as along the main roads connecting the two capitals. The plan worked exceptionally well for 270 years, but at the Restoration in 1867, the western daimyo united to overthrow the shogunate.
Very noticeable were the steps taken to provide facilities for communication between Yedo and Kyoto. No less than fifty-three posting stations were established along the road from the Bakufu capital to the Imperial city, and at several places barriers were set up. Among these latter, Hakone was considered specially important. The duty of guarding the barrier there was assigned to the Okubo family, who enjoyed the full confidence of the Tokugawa and who had their castle in Odawara. No one could pass this barrier without a permit. Women were examined with signal strictness, they being regarded as part of the system which required that the wives of the daimyo should live in Yedo as hostages. Thus, whereas a man was granted ingress or egress if he carried a passport signed by his own feudal chief and addressed to the guards at the barrier, a woman might not pass unless she was provided with an order signed by a Bakufu official. Moreover, female searchers were constantly on duty whose business it was to subject women travellers to a scrutiny of the strictest character, involving, even, the loosening of the coiffure. All these precautions formed part of the sankin kotai system, which proved one of the strongest buttresses of Tokugawa power. But, from the days of Ietsuna, the wives and children of the daimyo were allowed to return to their provinces, and under the eighth shogun, Yoshimune, the system of sankin kotai ceased to be binding. This was because the Tokugawa found themselves sufficiently powerful to dispense with such artificial aids.
The steps taken to enable communication between Yedo and Kyoto were very noticeable. A total of fifty-three posting stations were set up along the road from the Bakufu capital to the Imperial city, and barriers were established at several locations. Hakone was considered particularly significant among these. The Okubo family was assigned to guard the barrier there, as they had the full trust of the Tokugawa and their castle was in Odawara. No one could pass this barrier without a permit. Women were examined very strictly, as they were viewed as part of the system that required the wives of the daimyo to live in Yedo as hostages. Therefore, while a man could enter or leave with a passport signed by his own feudal chief and addressed to the guards at the barrier, a woman could only pass if she had an order signed by a Bakufu official. Additionally, female guards were always on duty to search women travelers thoroughly, even going as far as loosening their hair. All these precautions were part of the sankin kotai system, which was one of the key supports of Tokugawa power. However, since the time of Ietsuna, the wives and children of the daimyo were permitted to return to their provinces, and under the eighth shogun, Yoshimune, the sankin kotai system was no longer mandatory. This change occurred because the Tokugawa felt strong enough to do without such artificial measures.
THE FIEFS
There were certain general divisions of the feudatories. Everyone possessing a fief of 10,000 koku or upwards was called a daimyo. The title included the Sanke, the Sankyo, the gokemon (governor of Echizen), the fudai (hereditary vassals), and the tozama. These were again subdivided into three classes according to the sizes of their fiefs. In the first class stood the kokushu (called also kuni-mochi, or provincial barons) who possessed revenues of at least 300,000 koku. The second class consisted of the joshu (called also shiro-mochi, or castle-owning barons) whose incomes ranged between 100,000 and 300,000 koku. Finally, the third class was composed of the ryoshu (sometimes known as shiro-nashi, or castleless barons), whose revenues ranged from 10,000 to 100,000 koku. These feudatories might be recommended by the shogun for Court rank in Kyoto, but the highest office thus conferred was that of dainagon (great councillor), from which fact the attitude of the feudatories towards imperially conferred distinctions can be easily appreciated. Nevertheless, the rules of etiquette were strictly observed by provincial magnates attending Court functions. They had to conform carefully to the order of their precedence and with the sumptuary rules as to colour and quality of garments, and any departure from these conventions was severely punished.
There were certain general categories of the feudal lords. Anyone with a fief of 10,000 koku or more was called a daimyo. This title included the Sanke, the Sankyo, the gokemon (governor of Echizen), the fudai (hereditary vassals), and the tozama. These were further divided into three classes based on the size of their fiefs. The first class included the kokushu (also known as kuni-mochi, or provincial barons) who had revenues of at least 300,000 koku. The second class consisted of the joshu (also called shiro-mochi, or castle-owning barons) whose incomes ranged from 100,000 to 300,000 koku. The third class was made up of the ryoshu (sometimes referred to as shiro-nashi, or castleless barons), whose revenues ranged from 10,000 to 100,000 koku. These feudal lords could be recommended by the shogun for court rank in Kyoto, but the highest title they could receive was dainagon (great councillor), which shows how the feudal lords viewed royal distinctions. Despite this, the rules of etiquette were strictly followed by provincial nobles attending court events. They had to adhere closely to the order of their rank and the dress code regarding the color and quality of their clothing, and any violation of these conventions was harshly punished.
SUCCESSION
If a feudatory committed some crime or died childless, the law required that he should be transferred to another province, or that his successor should suffer a considerable reduction of revenue. Experience showed, however, that as many of the feudatories died childless, there were numerous losses of fiefs, and ultimately it was enacted that a baron might adopt a successor by way of precaution, unless he deferred that step until he lay dying or sought permission to take it before he reached the age of seventeen. This meant that if any feudal chief died before reaching his seventeenth year, his estate was lost to his family. By way of correcting such a hardship, the adoption of an heir was afterwards sanctioned without reference to the age of the adopter, and it was further decided that a man of fifty or upwards might adopt a son even on his death-bed. Finally, in the year 1704, all these restrictions were virtually abolished, and especially the rule that an adopted son must necessarily belong to the family of his adopter.
If a vassal committed a crime or died without children, the law required their transfer to another region or that their successor would face a significant drop in income. However, experience showed that many vassals died without heirs, leading to numerous losses of estates. Ultimately, it was established that a baron could adopt a successor as a precaution, unless they waited until they were dying or sought permission to do so before turning seventeen. This meant that if any feudal lord died before turning seventeen, their estate would be lost to their family. To correct this injustice, it was later allowed to adopt an heir without considering the adopter’s age, and it was also decided that a man aged fifty or older could adopt a son even on his deathbed. Finally, in 1704, all of these restrictions were largely eliminated, especially the rule that an adopted son had to be from the adopter's family.
SEVERITY OF THE TOKUGAWA TOWARDS THE FEUDATORIES
Although Ieyasu and his successors in the shogunate did not fail to provide large estates for their own kith and kin, they never showed any leniency in dealing with the latter's offences. Ieyasu professed to believe in the potency of justice above all administrative instruments, and certainly he himself as well as his successors obeyed that doctrine unswervingly in so far as the treatment of their own families was concerned. They did not hesitate to confiscate fiefs, to pronounce sentence of exile, or even to condemn to death. Thus, in the year of Ieyasu's decease, his sixth son, Matsudaira Tadateru, was deprived of his fief—610,000 koku—and removed from Echigo to Asama, in Ise. Tadateru's offence was that he had unjustly done a vassal of the shogun to death, and had not moved to the assistance of the Tokugawa in the Osaka War. Moreover, when his elder brother, the shogun Hidetada, repaired to the Imperial palace, Tadateru had pretended to be too ill to accompany him, though in reality he was engaged in a hunting expedition. This was the first instance of the Bakufu punishing one of their own relatives.
Although Ieyasu and his successors in the shogunate made sure to provide large estates for their own family members, they never showed any mercy when it came to their relatives’ offenses. Ieyasu claimed to believe in the power of justice above all other administrative tools, and he and his successors strictly adhered to that principle, especially concerning their own families. They didn’t hesitate to confiscate land, issue exile sentences, or even impose death penalties. For example, in the year Ieyasu died, his sixth son, Matsudaira Tadateru, was stripped of his fief—610,000 koku—and relocated from Echigo to Asama in Ise. Tadateru's crime was that he had unfairly killed a vassal of the shogun and failed to support the Tokugawa during the Osaka War. Additionally, when his older brother, shogun Hidetada, went to the Imperial palace, Tadateru pretended to be too sick to join him, even though he was actually off on a hunting trip. This was the first time the Bakufu punished one of their own relatives.
Another example was furnished in 1623 when Matsudaira Tadanao, lord of Echizen, was sentenced to confinement in his own house and was ordered to hand over his fief of 750,000 koku to his heir. This Tadanao was a grandson of Ieyasu, and had shown himself a strong soldier in the Osaka War. But subsequently he fell into habits of violence and lawlessness, culminating in neglect of the sankin kotai system. His uncle, the shogun Hidetada, sentenced him as above described. Under the administration of Iemitsu this unflinching attitude towards wrongdoers was maintained more relentlessly than ever. The dai nagon, Tadanaga, lord of Suruga and younger brother of Iemitsu by the same mother, received (1618) in Kai province a fief of 180,000 koku, and, seven years later, this was increased by Suruga and Totomi, bringing the whole estate up to 500,000 koku. He resided in the castle of Sumpu and led an evil life, paying no attention whatever to the remonstrances of his vassals. In 1632, Iemitsu confiscated his fief and exiled him to Takasaki in Kotsuke, where he was compelled to undergo confinement in the Yashiki of Ando Shigenaga. Fourteen months later, sentence of death was pronounced against him at the early age of twenty-eight.
Another example occurred in 1623 when Matsudaira Tadanao, the lord of Echizen, was sentenced to house arrest and ordered to pass his fief of 750,000 koku to his heir. Tadanao was a grandson of Ieyasu and had proven himself as a strong soldier during the Osaka War. However, he later developed a pattern of violence and lawlessness, which included neglecting the sankin kotai system. His uncle, Shogun Hidetada, sentenced him as mentioned above. Under Iemitsu's administration, this strict approach to wrongdoers was enforced even more rigorously. The dai nagon, Tadanaga, lord of Suruga and Iemitsu's younger brother by the same mother, received a fief of 180,000 koku in Kai province in 1618, which was later expanded by Suruga and Totomi, raising the total to 500,000 koku. He lived in the castle of Sumpu and led a disreputable life, completely ignoring the warnings from his vassals. In 1632, Iemitsu confiscated his fief and exiled him to Takasaki in Kotsuke, where he was forced to endure confinement in the Yashiki of Ando Shigenaga. Fourteen months later, he was sentenced to death at the young age of twenty-eight.
Other instances might be quoted showing how little mercy the Tokugawa shoguns extended to wrongdoers among their own relatives. It need hardly be said that outside clans fared no better. Anyone who gave trouble was promptly punished. Thus, in 1614, Okubo Tadachika, who had rendered good service to the Bakufu in early days, and who enjoyed the full confidence of the shogun, was deprived of his castle at Odawara and sentenced to confinement for the comparatively trifling offence of contracting a private marriage. Again, in 1622, the prime minister, Honda Masazumi, lord of Utsunomiya, lost his fief of 150,000 koku and was exiled to Dawe for the sin of rebuilding his castle without due permission, and killing a soldier of the Bakufu. To persons criticising this latter sentence as too severe, Doi Toshikatsu is recorded to have replied that any weakness shown at this early stage of the Tokugawa rule must ultimately prove fatal to the permanence of the Bakufu, and he expressed the conviction that none would approve the punishment more readily than Masazumi's dead father, Masanobu, were he still living to pass judgment.
Other examples could be given that show how little mercy the Tokugawa shoguns offered to wrongdoers among their own relatives. It goes without saying that outsiders received no better treatment. Anyone who caused trouble was quickly punished. For instance, in 1614, Okubo Tadachika, who had served the Bakufu well in its early days and had the full trust of the shogun, lost his castle at Odawara and was sentenced to confinement for the relatively minor offense of having a private marriage. Similarly, in 1622, the prime minister, Honda Masazumi, lord of Utsunomiya, lost his fief of 150,000 koku and was exiled to Dawe for the offenses of rebuilding his castle without proper permission and killing a Bakufu soldier. When people criticized this latter sentence as too harsh, Doi Toshikatsu reportedly replied that any leniency shown at this early stage of Tokugawa rule could ultimately threaten the stability of the Bakufu, and he expressed his belief that none would support the punishment more than Masazumi's deceased father, Masanobu, if he were still alive to judge.
Doubtless political expediency, not the dictates of justice, largely inspired the conduct of the Bakufu in these matters, for in proportion as the material influence of the Tokugawa increased, that of the Toyotomi diminished. In 1632, when the second shogun, Hidetada, died, it is related that the feudal barons observed the conduct of his successor, Iemitsu, with close attention, and that a feeling of some uneasiness prevailed. Iemitsu, whether obeying his own instinct or in deference to the advice of his ministers, Sakai Tadakatsu and Matsudaira Nobutsuna, summoned the feudal chiefs to his castle in Yedo and addressed them as follows: "My father and my grandfather, with your assistance and after much hardship, achieved their great enterprise to which I, who have followed the profession of arms since my childhood, now succeed. It is my purpose to treat you all without distinction as my hereditary vassals. If any of you object to be so treated, let him return to his province and take the consequences."
Surely, political convenience, rather than a sense of justice, mainly motivated the actions of the Bakufu in these situations, because as the Tokugawa's power grew, the Toyotomi's influence faded. In 1632, when the second shogun, Hidetada, passed away, it was noted that the feudal lords closely watched how his successor, Iemitsu, behaved, and there was a sense of anxiety among them. Whether guided by his own instincts or following the advice of his ministers, Sakai Tadakatsu and Matsudaira Nobutsuna, Iemitsu summoned the feudal leaders to his castle in Edo and said: "My father and grandfather, with your support and after a lot of struggle, achieved their great mission, which I, having trained in military affairs since I was a child, now inherit. I intend to treat all of you equally as my loyal vassals. If any of you disagree with this treatment, feel free to return to your home province and face the consequences."
Date Masamune assumed the duty of replying to that very explicit statement. "There is none here," he said, "that is not grateful for the benevolence he has received at the hands of the Tokugawa. If there be such a thankless and disloyal person, and if he conceive treacherous designs, I, Masamune, will be the first to attack him and strike him down. The shogun need not move so much as one soldier." With this spirited reply all the assembled daimyo expressed their concurrence, and Iemitsu proceeded to distribute his father's legacies to the various barons and their vassals. Very soon after his accession he had to order the execution of his own brother, Tadanaga, and the banishment of Kato Tadahiro, son of the celebrated Kato Kiyomasa. The latter was punished on the ground that he sent away his family from Yedo during the time of mourning for the late shogun, Hidetada. He was deprived of his estate at Kumamoto in Higo and was exiled to Dewa province.
Date Masamune took it upon himself to respond to that very clear statement. "No one here," he said, "is ungrateful for the kindness they have received from the Tokugawa. If there is such a thankless and disloyal person who harbors treacherous plans, I, Masamune, will be the first to confront and eliminate him. The shogun doesn’t need to deploy a single soldier." With this bold response, all the gathered daimyo expressed their agreement, and Iemitsu went on to allocate his father's legacies to the various barons and their vassals. Shortly after taking power, he had to order the execution of his own brother, Tadanaga, and the exile of Kato Tadahiro, the son of the famous Kato Kiyomasa. The latter was punished because he had sent his family away from Yedo during the mourning period for the late shogun, Hidetada. He lost his estate at Kumamoto in Higo and was exiled to Dewa province.
The punishment of these two barons is said to have been in the sequel of a device planned by Iemitsu and carried out by Doi Toshikatsu. The latter, being accused of a simulated crime, was sentenced to confinement in his mansion. Thence he addressed to all the daimyo a secret circular, urging them to revolt and undertaking to make Tadanaga shogun instead of Iemitsu. With two exceptions every baron to whose hands this circular came forwarded it to the Bakufu in Yedo. The exceptions were Tadanaga and Tadahiro, who consequently fell under the shogun's suspicion. Thereafter, it is related that some of the barons set themselves to deceive the Bakufu by various wiles. Thus, Maeda Toshinaga had recourse to the manoeuvre of allowing the hair in his nostrils to grow long, a practice which speedily earned for him the reputation of insanity, and Date Masamune conceived the device of carrying a sword with a wooden blade. The apprehensions of which such acts were indicative cannot be considered surprising in view of the severe discipline exercised by the Bakufu. Thus, during the shogunate of Hidetada, no less than forty changes are recorded to have been made among the feudatories, and in the time of Iemitsu there were thirty-five of such incidents. History relates that to be transferred from one fief to another, even without nominal loss of revenue, was regarded as a calamity of ten years' duration. All this was partly prompted by the Bakufu's policy of weakening the feudatories. To the same motive must be assigned constant orders for carrying out some costly public work.
The punishment of these two barons is said to have been the result of a scheme devised by Iemitsu and executed by Doi Toshikatsu. The latter, accused of faking a crime, was sentenced to confinement in his mansion. From there, he sent a secret circular to all the daimyo, encouraging them to revolt and promising to make Tadanaga shogun instead of Iemitsu. With two exceptions, every baron who received this circular forwarded it to the Bakufu in Yedo. The exceptions were Tadanaga and Tadahiro, who thus drew the shogun's suspicion. Afterward, it’s said that some of the barons tried to deceive the Bakufu in various ways. For instance, Maeda Toshinaga let the hair in his nostrils grow long, which quickly earned him a reputation for insanity, while Date Masamune came up with the idea of carrying a sword with a wooden blade. The fears these actions indicated aren't surprising, given the strict discipline enforced by the Bakufu. During Hidetada's shogunate, there were about forty changes recorded among the feudatories, and during Iemitsu's time, there were thirty-five incidents. History notes that being transferred from one fief to another, even without a nominal loss of income, was seen as a disaster lasting ten years. All this was partly driven by the Bakufu's policy of weakening the feudatories. The same motivation also explains the constant orders for carrying out expensive public works.
ENGRAVING: FANS
ENGRAVING: "THE BUGAKU," ANCIENT DANCING AND MUSIC
CHAPTER XL
MIDDLE PERIOD OF THE TOKUGAWA BAKUFU; FROM THE FIFTH SHOGUN, TSUNAYOSHI, TO THE TENTH SHOGUN, IEHARU (1680-1786)
ACCESSION OF TSUNAYOSHI
IN 1680, the fourth shogun, Ietsuna, fell dangerously ill, and a council of the chief Bakufu officials was held to decide upon his successor. The Bakufu prime minister, Sakai Tadakiyo, proposed that the example of Kamakura should be followed, and that an Imperial prince should be invited to assume the office of shogun. Thereupon Hotta Masatoshi, one of the junior ministers, vehemently remonstrated. "Is the prime minister jesting?" he is reported to have asked. "There is no question whatever as to the succession. That dignity falls to Tsunayoshi and to Tsunayoshi alone. He is the legitimate son of the late shogun, Iemitsu, and the only brother of the present shogun, Ietsuna. If the minister is not jesting, his proposition is inexplicable." This bold utterance was received with profound silence, and after a few moments Sakai Tadakiyo retired from the council chamber.
IN 1680, the fourth shogun, Ietsuna, became seriously ill, and a meeting of the top Bakufu officials was convened to decide on his successor. The Bakufu prime minister, Sakai Tadakiyo, suggested following the example of Kamakura and inviting an Imperial prince to take the position of shogun. Hotta Masatoshi, one of the junior ministers, strongly opposed this idea. "Is the prime minister joking?" he reportedly asked. "There is no question about the succession. That honor belongs to Tsunayoshi and Tsunayoshi alone. He is the legitimate son of the late shogun, Iemitsu, and the only brother of the current shogun, Ietsuna. If the minister isn’t joking, his proposal is baffling." This bold statement was met with complete silence, and after a few moments, Sakai Tadakiyo left the council chamber.
It has to be remembered in connexion with this incident, that Tadakiyo exercised almost complete sway in the Bakufu Court at that time, and the fact that he yielded quietly to Hotta Masatoshi's remonstrance goes far to acquit him of any sinister design such as securing the whole administrative power for himself by setting up an Imperial prince as a mere figurehead. The more probable explanation is that as one of the consorts of the shogun Ietsuna was enceinte at that time, the Bakufu prime minister desired to postpone any family decision until the birth of her child, since to dispense with an Imperial prince would be as easy to procure one, whereas if one of the shogun's lineage were nominated, he would be difficult to displace. There had been born to Iemitsu five sons, of whom the eldest, Ietsuna, had succeeded to the shogunate, and three others had died, the only one remaining alive being Tsunayoshi, who, having been born in 1646, was now (1680) in his thirty-fourth year.
It’s important to keep in mind, in relation to this incident, that Tadakiyo had almost complete control over the Bakufu Court at that time. The fact that he quietly accepted Hotta Masatoshi's concerns suggests he probably didn’t have any ulterior motives, like trying to seize full administrative power for himself by placing an Imperial prince as a mere figurehead. A more likely explanation is that since one of the shogun Ietsuna’s consorts was pregnant at that time, the Bakufu prime minister wanted to delay any family decisions until after her child was born. This is because it would be easy to find a new Imperial prince, but if one of the shogun's lineage were appointed, it would be harder to remove him later. Iemitsu had five sons; the eldest, Ietsuna, had taken over the shogunate, and three others had died, leaving only Tsunayoshi alive, who was born in 1646 and was now (1680) thirty-four years old.
HOTTA MASATOSHI
On Tsunayoshi's accession the prime minister, Sakai Tadakiyo, was released from office, and Hotta Masatoshi became his successor. Naturally, as Masatoshi had been instrumental in obtaining the succession for Tsunayoshi, his influence with the latter was very great. But there can be no question that he deserves to rank as one of Japan's leading statesmen in any age, and that he devoted his signal abilities to the cause of progress and administrative purity. The result of his strenuous services was to check the corruption which had come to pervade every department of State in the closing years of the fourth shogun's sway, and to infuse the duties of government with an atmosphere of diligence and uprightness.
When Tsunayoshi took the throne, the prime minister, Sakai Tadakiyo, was removed from office, and Hotta Masatoshi became his successor. Naturally, since Masatoshi played a key role in securing the succession for Tsunayoshi, his influence with him was significant. However, there is no doubt that he deserves to be recognized as one of Japan's top statesmen in any era, and he dedicated his exceptional skills to advancing progress and administrative integrity. His hard work resulted in curbing the corruption that had spread throughout every government department during the final years of the fourth shogun's rule, and he brought a sense of diligence and honesty to the responsibilities of governance.
THE ECHIGO COMPLICATION
For several years prior to the accession of Tsunayoshi, the province of Echigo had been disturbed by an intrigue in the family of Matsudaira Mitsunaga. It is unnecessary to enter into further details. The incident was typical of the conditions existing in many of the barons' households, and the history of Japan furnishes numerous parallel cases. But connected with this particular example is the remarkable fact that the shogun himself finally undertook in the hall of justice to decide the issue, and that the rendering of justice by the chief of the Bakufu became thenceforth a not infrequently practised habit. Instructed by his prime minister, the shogun swept aside all the obstacles placed in the path of justice by corruption and prejudice; sentenced the principal intriguer to death; confiscated the Mitsunaga family's estate of 250,000 koku on the ground of its chief's incompetence, and severely punished all the Bakufu officials who had been parties to the plot.
For several years before Tsunayoshi took power, the province of Echigo was troubled by a conflict within the Matsudaira Mitsunaga family. There’s no need to go into more details. This situation reflects what many barons faced in their households, and Japan’s history has many similar cases. However, what’s remarkable about this case is that the shogun himself decided the matter in the hall of justice, and from then on, it became common for the head of the Bakufu to deliver justice. Guided by his prime minister, the shogun removed all the barriers to justice caused by corruption and bias; he sentenced the main conspirator to death, confiscated the Mitsunaga family's estate of 250,000 koku due to the chief's incompetence, and severely punished all Bakufu officials involved in the plot.
THE ATAKA MARU
Another act of Tsunayoshi stands to the credit of his acumen. Although the third shogun, Iemitsu, had vetoed the building of any vessels exceeding five hundred koku capacity, his object being to prevent oversea enterprise, he caused to be constructed for the use of the Bakufu a great ship called the Ataka Maru, which required a crew several hundred strong and involved a yearly outlay figuring in the official accounts at one hundred thousand koku. One of Tsunayoshi's first orders was that this huge vessel should be broken up, and when his ministers remonstrated on the ground that she would be invaluable in case of emergency, he replied that if an insurrection could not be suppressed without such extraordinary instruments, the Bakufu might step down at once from the seats of power. "As for me," he added, "I have no desire to preserve such an evidence of constant apprehension and at such a charge on the coffers of the State."
Another act by Tsunayoshi highlights his sharp judgment. Even though the third shogun, Iemitsu, had banned the construction of any ships over five hundred koku capacity to curb overseas ventures, Tsunayoshi had a large ship built for the Bakufu called the Ataka Maru, which needed a crew of several hundred and cost about one hundred thousand koku annually in official expenses. One of Tsunayoshi's first orders was to dismantle this massive ship. When his ministers argued against this decision, claiming it would be crucial in an emergency, he responded that if they couldn't handle a rebellion without such extraordinary resources, the Bakufu should resign from power altogether. "As for me," he added, "I have no interest in keeping such a symbol of constant fear and at such a cost to the State's treasury."
ENCOURAGEMENT OF VIRTUE
Tsunayoshi also instructed his officials to search throughout the empire for persons of conspicuous filial piety and women of noted chastity. To these he caused to be distributed presents of money or pensions, and he directed the littérateurs of the Hayashi family to write the biographies of the recipients of such rewards. In fact, the early years of the shogun's administration constitute one of the brightest periods in the history of the Tokugawa Bakufu.
Tsunayoshi also told his officials to search across the empire for people who showed great respect for their parents and women known for their virtue. He had money or pensions given to these individuals and asked the writers from the Hayashi family to create biographies of those who received these rewards. In fact, the early years of the shogun's leadership were one of the most positive times in the history of the Tokugawa Bakufu.
ASSASSINATION OF HOTTA MASATOSHI
On the 8th of October, 1684, the Bakufu prime minister, Hotta Masatoshi, was assassinated in the shogun's palace by one of the junior ministers, Inaba Masayasu, who met his death immediately at the hands of the bystanders. This extraordinary affair remains shrouded in mystery until the present day. Hotta Masatoshi was the third son of Masamori, who died by his own hand to follow his master, Iemitsu, to the grave. Masatoshi, inheriting a part of his father's domain, received the title of Bitchu no Kami, and resided in the castle of Koga, ultimately (1680) becoming prime minister (dairo) with an annual revenue of 130,000 koku. His high qualities are recorded above, but everything goes to show that he had more than the ordinary reformer's stubbornness, and that tolerance of a subordinate's errors was wholly foreign to his disposition. Even to the shogun himself he never yielded in the smallest degree, and by the majority of those under him he was cordially detested. The records say that on one occasion, when remonstrated with by his friend, the daimyo of Hirado, who warned him that his hardness and severity might involve him in trouble, Masatoshi replied, "I thank you for your advice, but so long as I am endeavouring to reform the country, I have no time to think of myself."
On October 8, 1684, the Bakufu prime minister, Hotta Masatoshi, was assassinated in the shogun's palace by one of the junior ministers, Inaba Masayasu, who was immediately killed by bystanders. This remarkable event remains a mystery to this day. Hotta Masatoshi was the third son of Masamori, who committed suicide to follow his master, Iemitsu, to the grave. Masatoshi inherited part of his father's domain, received the title of Bitchu no Kami, and lived in the castle of Koga, eventually becoming prime minister (dairo) in 1680 with an annual income of 130,000 koku. His impressive qualities are noted, but it shows that he had more than just the typical stubbornness of a reformer, and he was entirely intolerant of his subordinates' mistakes. He never yielded to the shogun even slightly and was widely disliked by those working under him. Records indicate that on one occasion, when his friend, the daimyo of Hirado, cautioned him that his harshness might lead to trouble, Masatoshi responded, "I appreciate your advice, but as long as I am trying to reform the country, I can't afford to think about myself."
It is easy to understand that a man of such methods had enemies sufficiently numerous and sufficiently resolute to compass his death. On the other hand, Masayasu, his assassin, was related to him by marriage, and possessed an estate of 25,000 koku, as well as holding the position of junior minister of State. It is extremely unlikely that a man in such a position would have resorted to such a desperate act without great provocation or ample sanction. The question is, was the shogun himself privy to the deed? It is recorded that there was found on Masayasu's person a document expressing deep gratitude for the favours he had received at the hands of the shogun, and declaring that only by taking the life of Masatoshi could any adequate return be made. It is further recorded that the steward of the Bakufu, addressing the corpse of Masayasu, declared that the deceased had shown unparallelled loyalty. Again, history says that Mitsukuni, daimyo of Mito, repaired to the Inaba mansion after the incident, and expressed to Masayasu's mother his condolences and his applause. Finally, after Masatoshi's death, his son was degraded in rank and removed to a greatly reduced estate. All these things are difficult to explain except on the supposition that the shogun himself was privy to the assassination.
It's clear that a man with such tactics had plenty of enemies who were determined enough to orchestrate his death. On the flip side, Masayasu, his killer, was related to him by marriage and owned an estate of 25,000 koku, in addition to being the junior minister of State. It’s highly unlikely that someone in that position would have taken such a drastic action without strong provocation or official approval. The question is, was the shogun aware of the plan? There's a record of a document found on Masayasu that expressed profound gratitude for the favors he had received from the shogun and stated that the only way to truly repay that was by killing Masatoshi. It’s also noted that the steward of the Bakufu, speaking over Masayasu’s body, claimed that he had displayed unmatched loyalty. Additionally, history notes that Mitsukuni, the daimyo of Mito, visited the Inaba mansion after the event and expressed his condolences and admiration to Masayasu's mother. Lastly, after Masatoshi’s death, his son was demoted and moved to a significantly smaller estate. All of these events are hard to explain unless we assume that the shogun was involved in the assassination.
ENCOURAGEMENT OF CONFUCIANISM
The third shogun, Iemitsu, addressing the mother of his son, Tsimayoshi, is said to have expressed profound regret that his own education had been confined to military science. "That is to me," he is reported to have said, "a source of perpetual sorrow, and care should be taken that Tsunayoshi, who seems to be a clever lad, should receive full instruction in literature." In compliance with this advice, steps were taken to interest Tsunayoshi in letters, and he became so attached to this class of study that even when sick he found solace in his books. The doctrines of Confucius attracted him above all other systems of ethics. He fell into the habit of delivering lectures on the classics, and to show his reverence for the Chinese sages, he made it a rule to wear full dress on these occasions, and to worship after the manner of all Confucianists. It has already been related that a shrine of Confucius was built in Ueno Park by the Tokugawa daimyo of Owari, and that the third shogun, Iemitsu, visited this shrine in 1633 to offer prayer. Fifty years later, the fifth shogun, Tsunayoshi, followed that example, and also listened to lectures on the classics by Hayashi Nobuatsu. Subsequently (1691), a new shrine was erected at Yushima in the Kongo district of Yedo, and was endowed with an estate of one thousand koku to meet the expenses of the spring and autumn festivals. Further, the daimyo were required to contribute for the erection of a school in the vicinity of the shrine. At this school youths of ability, selected from among the sons of the Bakufu officials and of the daimyo, were educated, the doctrines of Confucius being thus rendered more and more popular.
The third shogun, Iemitsu, speaking to the mother of his son, Tsunayoshi, reportedly expressed deep regret that his education was limited to military science. "That is a constant source of sorrow for me," he is said to have remarked, "and we should ensure that Tsunayoshi, who seems to be a bright kid, gets a complete education in literature." Following this advice, efforts were made to engage Tsunayoshi in academics, and he grew so fond of studying that even when he was sick, he found comfort in his books. The teachings of Confucius particularly appealed to him over other ethical systems. He started the habit of giving lectures on the classics, and to show his respect for the Chinese sages, he made it a point to dress formally on these occasions and to worship in the manner typical of Confucianists. It has already been mentioned that a Confucius shrine was built in Ueno Park by the Tokugawa daimyo of Owari, and that the third shogun, Iemitsu, visited this shrine in 1633 to pray. Fifty years later, the fifth shogun, Tsunayoshi, followed his lead and also attended lectures on the classics by Hayashi Nobuatsu. Later on (1691), a new shrine was built at Yushima in the Kongo district of Edo and was given an estate of one thousand koku to fund the spring and autumn festivals. Additionally, the daimyo were asked to contribute to the construction of a school near the shrine. At this school, talented youths chosen from among the sons of the Bakufu officials and daimyo were educated, which helped make Confucian teachings increasingly popular.
Under Tsunayoshi's auspices, also, many books were published which remain to this day standard works of their kind. Another step taken by the shogun was to obtain from the Court in Kyoto the rank of junior fifth class for Hayashi Nobuatsu, the great Confucian scholar, who was also nominated minister of Education and chief instructor at Kongo College. Up to that time it had been the habit of Confucianists and of medical men to shave their heads and use titles corresponding to those of Buddhist priests. In these circumstances neither Confucianists nor physicians could be treated as samurai, and they were thus excluded from all State honours. The distinction conferred upon Hayashi Nobuatsu by the Imperial Court effectually changed these conditions. The Confucianists ceased to shave their heads and became eligible for official posts. Thereafter, ten of Hayashi's disciples were nominated among the shogun's retainers, and were required to deliver lectures periodically at the court of the Bakufu. In short, in whatever related to learning, Tsunayoshi stands easily at the head of all the Tokugawa shoguns.
Under Tsunayoshi's guidance, many books were published that are still considered standard works today. Another important move by the shogun was to secure a junior fifth-class rank for Hayashi Nobuatsu, the great Confucian scholar, who was also appointed Minister of Education and chief instructor at Kongo College. At that time, it was common for Confucianists and medical professionals to shave their heads and use titles similar to those of Buddhist priests. Because of this, neither Confucianists nor physicians could be regarded as samurai and were excluded from any state honors. The rank granted to Hayashi Nobuatsu by the Imperial Court effectively changed this situation. Confucianists stopped shaving their heads and became eligible for official positions. After that, ten of Hayashi's students were appointed among the shogun's retainers and were required to give lectures periodically at the court of the Bakufu. In summary, when it comes to education, Tsunayoshi clearly stands at the top of all the Tokugawa shoguns.
CHANGE OF CALENDAR
A noteworthy incident of Tsunayoshi's administration was a change of calendar, effected in the year 1683. The credit of this achievement belongs to a mathematician called Shibukawa Shunkai. A profound student, his researches had convinced him that the Hsuan-ming calendar, borrowed originally from China and used in Japan ever since the year A.D. 861, was defective. He pointed out some of its errors in a memorial addressed to the Bakufu under the sway of the fourth shogun, but the then prime minister, Sakai Tadakiyo, paid no attention to the document. Shunkai, however, did not desist. In 1683, an eclipse of the moon took place, and he demonstrated that it was erroneously calculated in the Chinese calendar. The fifth shogun, Tsunayoshi, was then in power, and the era of his reforming spirit had not yet passed away. He adopted Shunkai's suggestion and obtained the Imperial sanction for a change of calendar so that the Husan-ming system went out of force after 822 years of use in Japan.
A significant event during Tsunayoshi's reign was a change in the calendar, implemented in 1683. The credit for this accomplishment goes to a mathematician named Shibukawa Shunkai. A dedicated scholar, his studies led him to believe that the Hsuan-ming calendar, which had been adopted from China and used in Japan since A.D. 861, was flawed. He highlighted some of its mistakes in a petition sent to the Bakufu under the fourth shogun, but the then-prime minister, Sakai Tadakiyo, ignored the document. However, Shunkai did not give up. In 1683, when a lunar eclipse occurred, he proved that it was incorrectly calculated in the Chinese calendar. At that time, the fifth shogun, Tsunayoshi, was in power, and his reforming spirit was still strong. He accepted Shunkai's proposal and secured the Imperial approval for a new calendar, which meant the Hsuan-ming system was discontinued after 822 years of use in Japan.
JAPANESE LITERATURE
Tsunayoshi did not confine his patronage to Chinese literature; he devoted much energy to the encouragement of Japanese classical studies, also. Thus, in 1689, he invited to Yedo Kitamura Kigin and his son Shuncho and bestowed upon the former the title of Hoin together with a revenue of five hundred koku. This marked the commencement of a vigorous revival of Japanese literature in the Bakufu capital. Moreover, in Osaka a scholar named Keichu Ajari published striking annotations of the celebrated anthologies, the Manyo-shu and the Kokin-shu, which attracted the admiration of Tokugawa Mitsukuni, baron of Mito. He invited Keichu to his castle and treated him with marked consideration. These littérateurs were the predecessors of the celebrated Kamo and Motoori, of whom there will be occasion to speak by and by.
Tsunayoshi didn't limit his support to Chinese literature; he also put a lot of effort into promoting Japanese classical studies. In 1689, he invited Kitamura Kigin and his son Shuncho to Yedo and granted Kigin the title of Hoin along with a revenue of five hundred koku. This marked the beginning of a strong revival of Japanese literature in the Bakufu capital. Additionally, in Osaka, a scholar named Keichu Ajari published impressive notes on the famous anthologies, the Manyo-shu and the Kokin-shu, which caught the attention of Tokugawa Mitsukuni, the baron of Mito. He invited Keichu to his castle and treated him with great respect. These literary figures were the forerunners of the renowned Kamo and Motoori, whom we will discuss later.
FINE ARTS
Tsunayoshi's patronage extended also to the field of the fine arts. The Tokugawa Bakufu had hitherto encouraged the Kano School only whereas the Tosa Academy was patronized by the Court at Kyoto. This partiality was corrected by Tsunayoshi., He invited Sumiyoshi Gukei—also called Hirozumi—the most distinguished pupil of Tosa Mitsuoki, bestowed on him a revenue of two hundred koku, and gave him the official position of chief artist of the Tosa-ryu, placing him on an equal footing with the chief of the Kano-ryu. It was at this time also that the ukiyoe (genre picture) may be said to have won popular favour. Contemporaneously there appeared some dramatic authors of high ability, and as the ukiyoe and the drama appealed mainly to the middle and lower classes, the domain of literature and the fine arts received wide extension. Thus, Chikamatsu Monzaemon, of Osaka, the greatest dramatist that his country ever possessed, composed plays which have earned for him the title of the "Shakespeare of Japan;" and as for the light literature of the era, though it was disfigured by erotic features, it faithfully reflected in other respects the social conditions and sentiments of the time.
Tsunayoshi's support also extended to the fine arts. The Tokugawa Bakufu had primarily promoted the Kano School, while the Tosa Academy was supported by the Court in Kyoto. Tsunayoshi changed this bias. He invited Sumiyoshi Gukei—also known as Hirozumi, the most talented student of Tosa Mitsuoki—and granted him a revenue of two hundred koku, along with the official title of chief artist of the Tosa-ryu, putting him on equal standing with the chief of the Kano-ryu. It was during this period that ukiyoe (genre pictures) gained widespread popularity. At the same time, several talented playwrights emerged, and since ukiyoe and drama appealed mainly to the middle and lower classes, the fields of literature and the fine arts flourished. Chikamatsu Monzaemon, from Osaka and considered Japan’s greatest dramatist, wrote plays that earned him the title of the "Shakespeare of Japan." As for the light literature of the time, while it had its share of erotic elements, it also accurately reflected the social conditions and sentiments of the era.
THE MERCANTILE CLASS
From the commencement of Japanese history down to the second half of the seventeenth century, the canons and customs were dictated solely by the upper class, and neither merchants nor artisans were recognized as possessing any social or literary influence whatever. But in the middle period of the Tokugawa Bakufu—the Genroku period, as it is commonly called—the tradesman became a comparatively conspicuous figure. For example, in the realm of poetry, hitherto strictly reserved for the upper classes, the classic verse called renga (linked song) was considered to be sullied by the introduction of any common or every-day word, and therefore could be composed only by highly educated persons. This now found a substitute in the haikai, which admitted language taken from purely Japanese sources and could thus be produced without any exercise of special scholarship. Afterwards, by the addition of the hokku, an abbreviation of the already brief renga and haikai, which adapted itself to the capacities of anyone possessing a nimble wit or a sparkling thought, without any preparation of literary study, the range of poetry was still further extended. Matsuo Basho Was the father of the haikai and the hokku, and his mantle descended upon Kikaku, Ransetsu, Kyoriku, and other celebrities. They travelled round the country popularizing their art and immensely expanding the field of literature. The craft of penmanship flourished equally, and was graced by such masters as Hosoi Kotaku and Kitamura Sessan. Yedo, the metropolis of wealth and fashion, became also the capital of literature and the fine arts, and a characteristic of the era was the disappearance of charlatans, whether laymen or bonzes, who professed to teach the arcana of special accomplishments. In short, every branch of study passed out of the exclusive control of one or two masters and became common property, to the great advantage of original developments.
From the start of Japanese history until the second half of the seventeenth century, the rules and customs were dictated solely by the upper class, and merchants and artisans were not recognized as having any social or literary influence at all. However, during the middle period of the Tokugawa Bakufu, known as the Genroku period, tradesmen became more noticeable. For instance, in poetry, which had previously been strictly reserved for the upper classes, the traditional verse called renga (linked song) was seen as tainted by the inclusion of any common or everyday words, so it could only be created by highly educated individuals. This was replaced by the haikai, which allowed language drawn from purely Japanese sources and could therefore be written without any special academic training. Later, with the addition of the hokku, a shortened version of the already brief renga and haikai that was accessible to anyone with a quick wit or a creative thought, poetry expanded even further. Matsuo Basho is recognized as the father of haikai and hokku, and his influence passed on to Kikaku, Ransetsu, Kyoriku, and other notable figures. They traveled throughout the country to popularize their art and greatly broaden the scope of literature. The art of penmanship also thrived, featuring masters like Hosoi Kotaku and Kitamura Sessan. Yedo, the center of wealth and fashion, also became the capital of literature and the fine arts, and a defining trait of the era was the decline of fraudsters, whether laymen or monks, who claimed to teach the secrets of special skills. In short, every field of study shifted away from the exclusive control of one or two masters and became shared knowledge, greatly benefiting original developments.
REMOVAL OF THE ROJU
What has thus far been written depicts the bright side of Tsunayoshi's administration. It is necessary now to look at the reverse of the picture. There we are first confronted by an important change of procedure. It had been the custom ever since the days of Ieyasu to conduct the debates of the council of ministers (Roju) in a chamber adjoining the shogun's sitting-room, so that he could hear every word of the discussion, and thus keep himself au courant of political issues. After the assassination of Hotta Masatoshi this arrangement was changed. The council chamber was removed to a distance, and guards were placed in the room where it had originally assembled, special officials being appointed for the purpose of maintaining communications between the shogun and the Roju. This innovation was nominally prompted by solicitude for the shogun's safety, but as its obvious result was to narrow his sources of information and to bring him under the direct influence of the newly appointed officials, there is strong reason to believe that the measure was a reversion to the evil schemes of Sakai Tadakiyo, who plotted to usurp the shogun's authority.
What has been written so far shows the positive aspects of Tsunayoshi's administration. Now, it's time to look at the other side of the story. Here, we first face a significant change in procedure. Since the days of Ieyasu, it was customary to hold the debates of the council of ministers (Roju) in a room next to the shogun's sitting area, allowing him to hear every word of the discussions and stay updated on political matters. Following the assassination of Hotta Masatoshi, this setup was changed. The council chamber was moved farther away, and guards were stationed in the original room, with special officials assigned to maintain communication between the shogun and the Roju. This new arrangement was supposedly made out of concern for the shogun's safety, but its clear outcome was to limit his sources of information and put him directly under the influence of the newly appointed officials. There's strong reason to believe that this action was a return to the malicious plots of Sakai Tadakiyo, who sought to take control of the shogun's power.
YANAGISAWA YASUAKI
Tsunayoshi had at that time a favourite attendant on whom he conferred the rank of Dewa no Kami with an estate at Kawagoe which yielded 100,000 koku annually. The friendship of the shogun for this most corrupt official had its origin in community of literary taste. Tsunayoshi lectured upon the "Doctrine of the Mean," and Yasuaki on the Confucian "Analects," and after these learned discourses a Sarugaku play, or some other form of light entertainment, was organized. The shogun was a misogynist, and Yasuaki understood well that men who profess to hate women become the slave of the fair sex when their alleged repugnance is overcome. He therefore set himself to lead the shogun into licentious habits, and the lecture-meetings ultimately changed their complexion. Tsunayoshi, giving an ideograph from his name to Yasuaki, called him Yoshiyasu, and authorized him to assume the family name of Matsudaira, conferring upon him at the same time a new domain in the province of Kai yielding 150,000 koku. Thenceforth, the administration fell entirely into the hands of this schemer. No prime minister (dairo) was appointed after the assassination of Hotta Masatoshi; the council of ministers became a mere echo of Yoahiyasu's will and the affairs of the Bakufu were managed by one man alone.
Tsunayoshi had a favorite attendant at that time, whom he gave the title of Dewa no Kami along with an estate in Kawagoe that produced 100,000 koku a year. The shogun's friendship with this corrupt official stemmed from their shared literary interests. Tsunayoshi lectured on the "Doctrine of the Mean," while Yasuaki discussed the Confucian "Analects," and after these scholarly talks, they arranged a Sarugaku play or another form of light entertainment. The shogun was a misogynist, and Yasuaki understood that men who claim to hate women often become their slaves once their supposed loathing is overcome. He then set out to lead the shogun into indulgent behaviors, and the lecture meetings eventually took on a different tone. Tsunayoshi, giving an ideograph from his name to Yasuaki, called him Yoshiyasu and allowed him to take the family name of Matsudaira, also granting him a new domain in the province of Kai that produced 150,000 koku. From then on, the administration was entirely in the hands of this schemer. No prime minister (dairo) was appointed after the assassination of Hotta Masatoshi; the council of ministers became merely a reflection of Yasuaki’s will, and the affairs of the Bakufu were managed by one man alone.
DOG MANIA
Tsunayoshi lost his only son in childhood and no other being born to him, he invited a high Buddhist priest to pray for an heir to the shogunate. This priest, Ryuko by name, informed Tsunayoshi that his childless condition was a punishment for taking animal life in a previous state of existence, and that if he wished to be relieved of the curse, he must show mercy, particularly to dogs, as he had been born in the year whose zodiacal sign was that of the "Dog." It seems strange that such an earnest believer in the Confucian doctrine should have had recourse to Buddhism in this matter. But here also the influence of Yoshiyasu is discernible. At his suggestion the shogun built in Yedo two large temples, Gokoku-ji and Goji-in, and Ryuko was the prelate of the former. An order was accordingly issued against slaughtering dogs or taking life in any form, the result being that all wild animals multiplied enormously and wrought great damage to crops. Thereupon the Bakufu issued a further notice to the effect that in case wild animals committed ravages, they might be driven away by noise, or even by firing blank cartridges, provided that an oath were made not to kill them. Should these means prove defective, instructions must be sought from the judicial department. Moreover, if any animal's life was taken under proper sanction, the carcass must be buried without removing any part of its flesh or skin. Violations of this order were to be severely punished, and it was enacted that an accurate register must be kept of all dogs owned by the people, strict investigations being made in the event of the disappearance of a registered dog, and the officials were specially warned against permitting one animal to be substituted for another. Strange dogs were to be well fed, and any person neglecting this obligation was to be reported to the authorities.
Tsunayoshi lost his only son when he was a child and hadn’t had any other children, so he invited a high Buddhist priest to pray for an heir to the shogunate. This priest, named Ryuko, told Tsunayoshi that his childlessness was a punishment for taking animal life in a past life and that if he wanted to break the curse, he needed to show mercy, especially to dogs, since he was born in the year of the "Dog." It's odd that such a devout believer in Confucianism would turn to Buddhism for help. But here, you can see Yoshiyasu's influence. At his suggestion, the shogun built two large temples in Yedo, Gokoku-ji and Goji-in, and Ryuko was the head of the former. An order was then given to stop the slaughter of dogs or taking any life, which resulted in a dramatic increase in wild animals that caused significant damage to crops. In response, the Bakufu issued another notice stating that if wild animals caused problems, they could be driven away with noise or by firing blank cartridges, as long as an oath was taken not to kill them. If these methods didn’t work, advice was to be sought from the judicial department. Furthermore, if any animal’s life was taken with proper permission, the carcass must be buried without removing any part of its flesh or skin. Violations of this order would be severely punished, and there was a requirement to keep a detailed register of all dogs owned by the people. Strict investigations would occur if a registered dog went missing, and officials were warned not to allow one animal to be swapped for another. Strange dogs were to be well cared for, and anyone failing to do so was to be reported to the authorities.
At first these orders were not very seriously regarded, but by and by, when many persons had been banished to Hachijo-jima for killing dogs; when several others had been reproved publicly for not giving food to homeless animals, and when officials of the supreme court were condemned to confinement for having taken no steps to prevent dog-fights, the citizens began to appreciate that the shogun was in grim earnest. A huge kennel was then constructed in the Nakano suburb of Yedo as a shelter for homeless dogs. It covered an area of about 138 acres, furnished accommodation for a thousand dogs, and was under the management of duly appointed officials, while the citizens had to contribute to a dog-fund, concerning which it was said that a dog's ration for a day would suffice a man for a day and a half.
At first, these orders weren’t taken very seriously, but eventually, when many people were exiled to Hachijo-jima for killing dogs; when several others were publicly scolded for not feeding stray animals, and when supreme court officials were punished for failing to stop dog fights, the citizens began to realize that the shogun meant business. A large kennel was then built in the Nakano suburb of Yedo as a shelter for stray dogs. It spanned about 138 acres, could accommodate a thousand dogs, and was managed by appointed officials, while the citizens had to contribute to a dog fund, which was said to provide enough food for a dog for one day that could feed a man for a day and a half.
Tsunayoshi came to be spoken of as Inu-kubo (Dog-shogun), but all his measures did not bring him a son; neither did their failure shake his superstitious credulity. Solemn prayers were offered again and again with stately pomp and profuse circumstance, and temple after temple was built or endowed at enormous cost, while the laws against taking animal life continued in force more vigorously than ever. Birds and even shell-fish were included in the provisions, and thus not only were the nation's foodstuffs diminished, but also its crops lay at the mercy of destructive animals and birds. It is recorded that a peasant was exiled for throwing a stone at a pigeon, and that one man was put to death for catching fish with hook and line, while another met the same fate for injuring a dog, the head of the criminal being exposed on the public execution ground and a neighbour who had reported the offence being rewarded with thirty ryo. We read, also, of officials sentenced to transportation for clipping a horse or furnishing bad provender. The annals relate a curious story connected with these legislative excesses. The Tokugawa baron of Mito, known in history as Komon Mitsukuni, on receiving evidence as to the monstrous severity with which the law protecting animals was administered, collected a large number of men and organized a hunting expedition on a grand scale. Out of the animals killed, twenty dogs of remarkable size were selected, and their skins having been dressed, were packed in a case for transmission to Yanagisawa Yoshiyasu, whom people regarded as chiefly responsible for the shogun's delirium. The messengers to whom the box was entrusted were ordered to travel with all speed, and, on arriving in Yedo, to repair forthwith to the Yanagisawa mansion, there handing over the skins with a written statement that the Mito baron, having found such articles useful in the cold season, availed himself of this opportunity to submit his experience together with a parcel of dressed hides to the shogun through Yoshiyasu. It is said that the recipient of this sarcastic gift conceived a suspicion of the Mito baron's sanity and sent a special envoy to examine his condition.
Tsunayoshi became known as Inu-kubo (Dog-shogun), but none of his efforts resulted in having a son; their failure didn’t shake his superstitious beliefs. Serious prayers were offered over and over with grand ceremony and lavish details, and temple after temple was built or funded at great expense, while the laws against killing animals were enforced more strictly than ever. Birds and even shellfish were included in these laws, which not only reduced the nation's food supply but also left crops vulnerable to destructive animals and birds. It was recorded that a peasant was exiled for throwing a stone at a pigeon, and one man was executed for fishing with a hook and line, while another faced the same fate for hurting a dog; the criminal's head was displayed at the public execution ground, and a neighbor who reported the offense was rewarded with thirty ryo. There are also accounts of officials being sentenced to exile for trimming a horse or providing bad feed. The records tell a curious story tied to these extreme laws. The Tokugawa lord of Mito, known historically as Komon Mitsukuni, upon learning about the outrageous severity of animal protection laws, gathered a large group of men and organized a massive hunting expedition. Out of the animals killed, twenty unusually large dogs were chosen, and their skins were treated and packed in a box to be sent to Yanagisawa Yoshiyasu, who was seen as primarily responsible for the shogun's madness. The messengers tasked with delivering the box were instructed to hurry, and upon arriving in Yedo, to go directly to the Yanagisawa mansion and hand over the skins along with a written note stating that the Mito baron, finding such materials useful in cold weather, took the opportunity to share his experience along with a bundle of dressed hides with the shogun through Yoshiyasu. It is said that the recipient of this sarcastic gift began to suspect the Mito baron's sanity and sent a special envoy to assess his mental state.
FINANCE
In the sequel of this corrupt administration, this constant building of temples, and this profusion of costly ceremonials, the shogun's Government found itself seriously embarrassed for money. Ieyasu had always made frugality and economy his leading principles. He had escaped the heavy outlays to which his fellow barons were condemned in connexion with the Korean campaign, since his share in the affair did not extend beyond collecting a force in the province of Hizen. Throughout his life he devoted much attention to amassing a reserve fund, and it is said that when he resigned the shogunate to his son, he left 150,000 gold oban (one and a half million ryo), and nearly two million ounces (troy) of silver in the treasury. Further, during his retirement at Sumpu, he saved a sum of one million ryo. The same economy was practised by the second shogun, although he was compelled to spend large sums in connexion with his daughter's promotion to be the Emperor's consort, as well as on the repairs of Yedo Castle and on his several progresses to Kyoto. On the occasion of these progresses, Hidetada is said to have distributed a total of 4.217,400 ryo of gold and 182,000 ryo of silver among the barons throughout the empire. The third shogun, Iemitsu, was open handed. We find him making frequent donations of 5000 kwamme of silver to the citizens of Kyoto and Yedo; constructing the inner castle at Yedo twice; building a huge warship; entertaining the Korean ambassadors with much pomp; disbursing 400,000 ryo on account of the Shimabara insurrection, and devoting a million ryo to the construction and embellishment of the mausolea at Nikko. Nevertheless, on the whole Iemitsu must be regarded as an economical ruler.
In the aftermath of this corrupt administration, with the constant construction of temples and an abundance of expensive ceremonies, the shogun's government found itself in serious financial trouble. Ieyasu had always prioritized frugality and economy. He avoided the huge expenses his fellow barons faced during the Korean campaign, as his involvement was limited to raising a force in the province of Hizen. Throughout his life, he focused on building a reserve fund, and legend has it that when he passed the shogunate to his son, he left behind 150,000 gold oban (one and a half million ryo) and nearly two million troy ounces of silver in the treasury. Additionally, during his retirement in Sumpu, he managed to save one million ryo. The second shogun practiced the same kind of economy, although he had to spend substantial amounts on his daughter's elevation to become the Emperor's consort, as well as on the repairs of Yedo Castle and his various trips to Kyoto. During these trips, Hidetada reportedly distributed a total of 4,217,400 ryo of gold and 182,000 ryo of silver to barons across the empire. The third shogun, Iemitsu, was generous. He frequently gave away 5,000 kwamme of silver to the people of Kyoto and Yedo; rebuilt the inner castle in Yedo twice; constructed a large warship; hosted the Korean ambassadors in a grand manner; spent 400,000 ryo on the Shimabara uprising, and allocated a million ryo for the construction and decoration of the mausoleums at Nikko. Still, overall, Iemitsu can be viewed as an economical ruler.
As for his successor, Ietsuna, he had to deal with several calamitous occurrences. After the great fire in Yedo, he contributed 160,000 ryo for the relief of the sufferers; he rebuilt Yedo Castle, and he reconstructed the Imperial palace of Kyoto twice. In the Empo era (1673-1680), the country was visited by repeated famines, which had the effect of reducing the yield of the taxes and calling for large measures of relief. In these circumstances, a proposal was formally submitted recommending the debasement of the gold coinage, but it failed to obtain official consent. It may be mentioned that, in the year 1659, the treasury was reduced to ashes, and a quantity of gold coin contained therein was melted. With this bullion a number of gold pieces not intended for ordinary circulation were cast, and stamped upon them were the words, "To be used only in cases of national emergency." The metal thus reserved is said to have amounted to 160,000 ryo. The register shows that when the fifth shogun succeeded to power, there were 3,850,000 gold ryo in the treasury. But this enormous sum did not long survive the extravagance of Tsunayoshi.
As for his successor, Ietsuna, he had to handle several disastrous events. After the big fire in Yedo, he donated 160,000 ryo for the relief of those affected; he rebuilt Yedo Castle and reconstructed the Imperial Palace in Kyoto twice. During the Empo era (1673-1680), the country faced recurring famines, which decreased tax revenues and required significant relief efforts. In these conditions, a proposal was formally made to lower the value of the gold coinage, but it didn't receive official approval. It's worth noting that in 1659, the treasury was completely destroyed by fire, melting a significant amount of gold coins inside. With this melted gold, several special gold pieces were created that were not meant for regular use, and they were stamped with the words, "To be used only in cases of national emergency." The total amount of metal set aside for this purpose was reportedly 160,000 ryo. Records indicate that when the fifth shogun came to power, there were 3,850,000 gold ryo in the treasury. However, this massive sum didn't last long due to Tsunayoshi's extravagance.
After the assassination of Hotta Masatoshi, the administrative power fell entirely into the hands of Yanagisawa Yoshiyasu, and the example set by him for those under his guidance, and by his master, the shogun, soon found followers among all classes of the people. As an instance of ludicrous luxury it may be mentioned that the timbers intended for the repair of the castle in Yedo were wrapped in wadded quilts when transported to the city from the forest. Finally, the treasury became so empty that, when the shogun desired to repair to the mausolea at Nikko, which would have involved a journey of ten days at the most, he was compelled to abandon the idea, as the officials of the treasury declared themselves unable to find the necessary funds. That sum was calculated at 100,000 ryo, or about as many pounds sterling, which fact is alone sufficient to convey an idea of the extravagance practised in everything connected with the Government.
After Hotta Masatoshi was assassinated, the administrative power completely shifted to Yanagisawa Yoshiyasu. His way of leading and the example set by the shogun quickly influenced people across all social classes. For instance, it’s absurd to note that the wood meant for repairing the castle in Edo was wrapped in padded quilts during transport from the forest to the city. Ultimately, the treasury became so depleted that when the shogun wanted to visit the mausoleums at Nikko—a trip that would have taken no more than ten days—he had to give up the idea because treasury officials said they couldn't find the necessary funds. That amount was estimated at 100,000 ryo, which is roughly the same in pounds sterling, highlighting the extravagance associated with the government.
The immediate outcome of this incident was the summoning of a council to discuss the financial situation, and after much thought the suggestion of Hagiwara Shigehide, chief of the Treasury, was accepted, namely, wholesale debasement of the gold, silver, and copper coins. The old pieces, distinguished as "Keicho coins," that being the name of the year period (1596-1614) when they were minted, were replaced by greatly inferior "Genroku coins" (1688-1703), with the natural results—appreciation of commodities and much forging of counterfeit coins. Presently the Government is found levying a tax upon 27,200 sake brewers within the Kwanto, and, in 1703, fresh expedients became necessary to meet outlays incurred owing to a great earthquake and conflagration which destroyed a large part of Yedo Castle and of the daimyo's mansions. Further debasement of the currency was resorted to, the new coins being distinguished by the term "Hoei," after the name of the year-period when they were minted.
The immediate result of this incident was the calling of a council to discuss the financial situation. After a lot of deliberation, they accepted the suggestion from Hagiwara Shigehide, the head of the Treasury, to completely debase the gold, silver, and copper coins. The old coins, known as "Keicho coins" from the year period (1596-1614) when they were minted, were replaced by much poorer quality "Genroku coins" (1688-1703), leading to the expected results—rising prices of goods and a lot of counterfeiting. Currently, the Government is imposing a tax on 27,200 sake brewers in the Kanto region, and in 1703, new measures were needed to cover expenses caused by a massive earthquake and fire that destroyed a significant portion of Yedo Castle and the daimyo's residences. They resorted to further debasement of the currency, with the new coins marked by the term "Hoei," named after the year-period when they were minted.
About this time several of the feudatories found themselves in such straits that they began to issue paper currency within their dominions, and this practice having been interdicted by the Bakufu, the daimyo fell back upon the expedient of levying forced loans from wealthy merchants in Osaka. Meanwhile, the crime of forgery became so prevalent that, in the interval between 1688 and 1715, no less than 541 counterfeiters were crucified within the districts under the direct control of the Bakufu., The feudatory of Satsuma is credited with having justly remarked that the victims of this cruel fate suffered for their social status rather than for their offence against the law, the real counterfeiters being Yanagisawa and Hagiwara, who were engaged continuously in uttering debased coins.
Around this time, several lords found themselves in such difficult situations that they started to issue paper currency in their territories. Since the Bakufu had banned this practice, the daimyo resorted to forcing wealthy merchants in Osaka to lend them money. Meanwhile, forgery became so widespread that between 1688 and 1715, no fewer than 541 counterfeiters were crucified in areas directly controlled by the Bakufu. The lord of Satsuma is said to have accurately pointed out that those who suffered this cruel punishment were targeted for their social status rather than for their crimes, as the real counterfeiters were Yanagisawa and Hagiwara, who kept producing worthless coins.
It must be admitted in behalf of the financiers of that era that their difficulties were much accentuated by natural calamities. The destructive earthquake of 1703 was followed, in 1707, by an eruption of Fuji, with the result that in the three provinces of Musashi, Sagami, and Suruga, considerable districts were buried in ashes to the depth of ten feet, so that three years and a heavy expenditure of, money were required to restore normal conditions. Thenceforth the state of the Bakufu treasury went from bad to worse. Once again Hagiwara Shigehide had recourse to adulteration of the coinage. This time he tampered mainly with the copper tokens, but owing to the unwieldy and impure character of these coins, very great difficulty was experienced in putting them into circulation, and the Bakufu financiers finally were obliged to fall back upon the reserve of gold kept in the treasury for special contingencies. There can be no doubt that Japan's foreign trade contributed materially to her financial embarrassment, but this subject will be subsequently dealt with.
It’s important to acknowledge that the financiers of that time faced significant challenges due to natural disasters. The destructive earthquake of 1703 was followed in 1707 by the eruption of Mount Fuji, which buried large areas in the three provinces of Musashi, Sagami, and Suruga under ten feet of ash. It took three years and a lot of money to restore normal conditions. From then on, the state of the Bakufu treasury continued to decline. Once more, Hagiwara Shigehide resorted to corrupting the coinage. This time, he mainly altered the copper coins, but because these coins were bulky and impure, it was very difficult to circulate them. Ultimately, the Bakufu financiers had to rely on the reserve of gold held in the treasury for emergencies. There’s no doubt that Japan's foreign trade significantly added to its financial troubles, but that topic will be discussed later.
TSUNAYOSHI'S FAVOURITE
When Tsunayoshi became shogun, Yanagisawa Yoshiyasu occupied the position of a low-class squire in the shogun's household and was in receipt of a salary of three hundred koku yearly. Four years later, he received the title of Dewa no Kami and his revenue was increased to 100,000 koku. Finally, in 1703, he was appointed daimyo of Kai province and came into the enjoyment of a total income of 150,000 koku. This was the more remarkable inasmuch as, owing to the strategical importance of Kai, it had been reserved as a fief for one of the Tokugawa family, and its bestowal on a complete outsider was equivalent to the admission of the latter into the Tokugawa circle. This remarkable promotion in rank and income shows how completely the shogun had fallen under the influence of his favourite, Yoshiyasu, who exhibited wonderful skill in appealing at once to the passions and to the intellect of his master. Some historians of the time relate that the shogun's infatuation betrayed him into promising to raise Yoshiyasu's revenue to a million koku, and to nominate as successor to the shogunate a son borne by Yoshiyasu's wife to Tsunayoshi; but according to tradition, these crowning extravagances were averted on the very night preceding the day of their intended consummation, the shogun being stabbed to death by his wife, who immediately committed suicide. This tale, however, has been shown to be an invention with no stronger foundation than the fact that Tsunayoshi's death took place very suddenly at a highly critical time. It is not to be doubted that many of the excesses and administrative blunders committed by the fifth Tokugawa shogun were due to the pernicious influence of Yanagisawa Yoshiyasu.
When Tsunayoshi became shogun, Yanagisawa Yoshiyasu held the position of a low-ranking squire in the shogun's household and made a yearly salary of three hundred koku. Four years later, he was given the title of Dewa no Kami and his income was raised to 100,000 koku. Finally, in 1703, he was appointed daimyo of Kai province and his total income increased to 150,000 koku. This was especially noteworthy because Kai was strategically important and had been set aside as a fief for a member of the Tokugawa family, so granting it to an outsider was like bringing him into the Tokugawa circle. This significant rise in rank and income illustrates how much the shogun was under the influence of his favorite, Yoshiyasu, who had a remarkable talent for appealing to both the emotions and the intellect of his master. Some historians from that time suggest that the shogun's obsession led him to promise to raise Yoshiyasu's income to a million koku and to name a son of Yoshiyasu's wife as his successor to the shogunate; however, according to tradition, these extreme promises were avoided on the very night before they were supposed to be fulfilled, when the shogun was fatally stabbed by his wife, who then committed suicide. This story, however, has been shown to be fabricated, based only on the fact that Tsunayoshi's death occurred suddenly during a critical period. It is clear that many of the excesses and administrative mistakes made by the fifth Tokugawa shogun were influenced by Yanagisawa Yoshiyasu's negative impact.
DECLINE OF THE SAMURAI SPIRIT
The no dance was among the indulgences which Tsunayoshi affected and among the accomplishments in which he himself excelled. He took into his service a number of skilled dancers of the no, and treated them as hereditary vassals, setting aside the chamber of the Paulownia for their use. These performers, whatever their origin, received the treatment of samurai, and their dainty posturing in the dance became a model for the lords of the Bakufu Court, so that the simple demeanour of military canons was replaced by a mincing and meretricious mien. Another favourite dance in Yedo Castle was the furyu. A book of the period describes the latter performance in these terms: "Sixteen youths made their appearance; they all wore wide-sleeved robes and purple figured silk with embroidery of oak leaves in gold and silver threads. They carried two swords with gold mountings and scarlet tassels, so that when they danced in harmony with the flutes and drums the spectacle presented was one of dazzling brilliancy." Thenceforth this "Genroku dance," as it came to be called, obtained wide vogue. The same is true of the joruri, which is one of the most emotional forms of chant. Hitherto the samisen had been regarded as a vulgar instrument, and its use had never received the sanction of aristocratic circles. But it now came into favour with all classes of women from the highest to the lowest, and the singing of the joruri was counted a far more important accomplishment than any kind of domestic education.
The no dance was one of the indulgences that Tsunayoshi embraced and an area where he excelled. He employed several talented no dancers and treated them like hereditary vassals, designating the chamber of the Paulownia for their use. These performers, regardless of their background, were treated like samurai, and their elegant movements in dance became a model for the lords of the Bakufu Court, leading to a shift from the straightforward demeanor of military canons to a more affected and flashy style. Another popular dance in Yedo Castle was the furyu. A book from that time describes this performance as follows: "Sixteen youths appeared, all wearing wide-sleeved robes made of purple patterned silk with oak leaf embroidery in gold and silver threads. They carried two swords with gold fittings and scarlet tassels, and when they danced in sync with the flutes and drums, the display was one of stunning brilliance." From then on, this "Genroku dance," as it became known, gained widespread popularity. The same applied to the joruri, which is one of the most emotional forms of chant. Until then, the samisen was seen as a low-class instrument and had never been accepted in aristocratic circles. However, it became popular among women of all classes, and singing joruri was considered a much more significant skill than any type of domestic education.
Such an appeal to the emotional side of human nature could not fail to undermine the stoicism of the samurai and the morality of society in general. The practice of the military arts went out of fashion, and it became an object with the bushi not only to have his sword highly ornamented, but also to adapt its dimensions to the fashion of the moment, thus sacrificing utility to elegance. In short, the Genroku era (1688-1703) was essentially a time of luxury and extravagance, its literature abounding in theatrical plays, songs, verses, and joruri, and its ideals involving the sacrifice of the noble to the elegant. Men were promoted in rank not merely because they could dance gracefully, but also because they made themselves conspicuous for kindness to dogs, in obedience to the shogun's foible, and as many of these men had not learned to ride on horseback they petitioned for permission to use palanquins. This marked a signal departure from the severe rules of former days. Street palanquins (machi-kago) ultimately came into use by all who could afford the luxury. In short, the ancient order of educational precedence was reversed, and polite accomplishments took the place of military science.
Such an appeal to the emotional side of human nature couldn’t help but weaken the stoicism of the samurai and the morals of society as a whole. The practice of martial arts became less popular, and bushi began to focus not just on having their swords beautifully decorated, but also on making sure their swords matched the latest trends, sacrificing practicality for style. In short, the Genroku era (1688-1703) was a time of luxury and extravagance, filled with theatrical plays, songs, poetry, and joruri, valuing elegance over nobility. Men were promoted not only for their graceful dancing but also for standing out by being kind to dogs, following the shogun's odd preference. Since many of these men hadn’t learned to ride horses, they requested permission to use palanquins. This signified a clear shift from the strict rules of earlier times. Ultimately, street palanquins (machi-kago) became the norm for anyone who could afford them. In short, the old hierarchy of education was turned upside down, with social graces replacing military training.
ENGRAVING: FORTY-SEVEN RONIN
THE AKO VENDETTA
Nevertheless, this degenerate era produced one of the most remarkable acts of self-sacrificing loyalty that stand to the credit of Japanese samurai. On the 7th of February, 1703, forty-seven bushi, under the leadership of Oishi Yoshio, forced their way into the mansion of Kira Yoshihide; killed him in order to avenge the death of their feudal chief, Asano Naganori, daimyo of Ako; and then surrendered themselves to justice. Under the title of The Forty-seven Ronins, this story has been told in history, on the stage, and in all forms of literature, so that its details need not be repeated here. It will suffice to say that, under great provocation, the Ako feudatory drew his sword in the precincts of Yedo Castle and cut down Kira Yoshihide, for which breach of court etiquette rather than for the deed of violence, the Ako baron was condemned to commit suicide and his estates were confiscated. Thereupon, forty-seven of his principal vassals pledged themselves to wreak vengeance, and, after nearly two years of planning and watching, they finally succeeded in achieving their purpose. Degenerate as was the spirit of the time, this bold deed aroused universal admiration. The vendetta was not illegal in Japan. It had been practised from medieval times and often with direct sanction of the authorities. But in no circumstances was it officially permissible within the cities of Kyoto, Yedo, Osaka, and Sumpu, or in the vicinity of the shogun's shrines. The forty-seven ronins had therefore committed a capital crime. Yet they had only obeyed the doctrine of Confucius, and the shogun therefore endeavoured to save their lives. More than a year was spent discussing the issue, and it is recorded that Tsunayoshi appealed to the prince-abbot of Ueno in order to secure his intervention in the cause of leniency. The day was ultimately carried by the advocates of stern justice, and the forty-seven ronins were ordered to commit suicide.
Despite the decline of the era, it produced one of the most extraordinary acts of selfless loyalty credited to Japanese samurai. On February 7, 1703, forty-seven bushi, led by Oishi Yoshio, broke into Kira Yoshihide's mansion; they killed him to avenge their feudal lord, Asano Naganori, the daimyo of Ako, and then surrendered to the authorities. Known as The Forty-seven Ronins, this story has been retold throughout history, on stage, and in various forms of literature, so the details don’t need to be repeated here. It’s enough to say that, under severe provocation, the Ako lord drew his sword within the grounds of Yedo Castle and killed Kira Yoshihide. For this breach of court etiquette more than for the violent act itself, the Ako lord was sentenced to suicide and his lands were confiscated. Following that, forty-seven of his top vassals vowed to take revenge, and after nearly two years of planning and surveillance, they finally fulfilled their mission. Even in a morally compromised time, this courageous act was met with widespread admiration. Vendettas were not illegal in Japan; they had been practiced since medieval times, often with the authorities' explicit approval. However, in no situation were they officially allowed within the cities of Kyoto, Yedo, Osaka, and Sumpu, or near the shogun's temples. The forty-seven ronins had thus committed a capital offense. Still, they had followed Confucian principles, which led the shogun to try to save their lives. More than a year was spent deliberating, and it’s noted that Tsunayoshi sought the intervention of the prince-abbot of Ueno to help advocate for leniency. Ultimately, the decision fell in favor of strict punishment, and the forty-seven ronins were ordered to commit suicide.
They obeyed without a murmur. One of them, Terasaka Kichiemon by name, had been sent to carry the news to Ako immediately after the perpetration of the deed of vengeance. He returned when his comrades were condemned and gave himself up to the authorities, but they declined to punish him on the ground that the case had already been disposed of. The eminent Confucian scholar, Hayashi Nobuatsu, petitioned for the pardon of the ronins, and the scarcely less celebrated Muro Kyuso compiled a book describing the incident; but, for some reason never fully explained, the noteworthy scholar, Ogyu Sorai, took the opposite side. One act of the authorities is eloquent as to the sentiment prevailing at the time. They condemned Yoshihide's son, Yoshikata, to be deprived of his ancestral domain for not having died in company with his father. As for the feeling of the nation at large, it was abundantly manifested by many of the great feudatories, who vied with one another in conferring offices and revenues on the sons and grandsons of the "Forty-seven."
They followed orders without complaint. One of them, Terasaka Kichiemon, was sent to deliver the news to Ako right after the act of revenge was carried out. He returned when his fellow comrades were sentenced and turned himself in to the authorities, but they chose not to punish him since the case had already been resolved. The well-known Confucian scholar, Hayashi Nobuatsu, requested a pardon for the ronins, and the almost equally famous Muro Kyuso wrote a book detailing the event; however, for reasons that were never fully clarified, the prominent scholar, Ogyu Sorai, took the opposing view. One action by the authorities speaks volumes about the prevailing attitudes of the time. They stripped Yoshihide's son, Yoshikata, of his ancestral land for not having died alongside his father. As for the feelings of the broader nation, these were clearly shown by many of the powerful feudal lords, who competed with each other in granting positions and wealth to the sons and grandsons of the "Forty-seven."
YAMAGA SOKO
The affair of the forty-seven ronins helped to bring into eminence the name of Yamaga Soko, a firm believer in Confucianism and an ardent follower of military science. Amid an environment of unfavourable conditions Soko preached the cult of bushido, and was the first to embody that philosophy in a written system. His books—the Shi-do (Way of the Warrior) and Bukyo Shogaku (Military Primer)—contain minute instructions as to the practice and the morale of the samurai. Soko rejected the Chutsz interpretation, then in vogue, of the Chinese classics, and insisted on the pure doctrine of the ancient sages, so that he found himself out of touch with the educational spirit of the time. Thus, falling under the displeasure of the Bakufu, he was charged with propagating heterodox views and was sent to Ako to be kept in custody by Asano Naganori, who treated him throughout with courtesy and respect. In return, Soko devoted his whole energy during nineteen years to the education of the Ako vassals, and the most prominent of the Forty-seven Ronins was among his pupils.
The story of the forty-seven ronins raised the profile of Yamaga Soko, a dedicated Confucian and passionate military scholar. In challenging times, Soko promoted the code of bushido and was the first to put that philosophy into a written format. His books—the Shi-do (Way of the Warrior) and Bukyo Shogaku (Military Primer)—offer detailed guidance on the practices and ethics of the samurai. Soko rejected the popular interpretation of the Chinese classics at the time and insisted on the original teachings of the ancient sages, which put him at odds with the educational trends of his era. As a result, he fell out of favor with the Bakufu, who accused him of spreading unorthodox ideas and sent him to Ako to be held in custody by Asano Naganori, who treated him with kindness and respect. In return, Soko dedicated nineteen years to educating the Ako vassals, and one of the most notable of the Forty-seven Ronins was one of his students.
THE SIXTH SHOGUN, IENOBU
Tsunayoshi died of small-pox in 1709, after a brief illness. He had no son, and: five years previously, his nephew Ienobu (third son of his deceased elder brother, Tsunashige) had been declared heir to the shogunate. Having been born in 1662, Ienobu was in his forty-seventh year when he succeeded to the office of shogun. His first act was to abolish Tsunayoshi's legislation for the protection of animals. He is said to have offered the following explanation at the tomb of the deceased shogun: "You desired to protect living animals and strictly interdicted the slaughter of any such. You willed that even after your death the prohibition should be observed. But hundreds of thousands of human beings are suffering from the operation of your law. To repeal it is the only way of bringing peace to the nation."
Tsunayoshi died of smallpox in 1709 after a short illness. He had no son, and five years earlier, his nephew Ienobu (the third son of his late older brother, Tsunashige) had been named heir to the shogunate. Born in 1662, Ienobu was 47 years old when he became shogun. His first action was to repeal Tsunayoshi's laws meant to protect animals. It's said that at the tomb of the late shogun, he provided the following reasoning: "You wanted to protect living animals and strictly forbade their slaughter. You intended for this prohibition to be upheld even after your death. But hundreds of thousands of people are suffering because of your law. Repealing it is the only way to restore peace to the nation."
ARAI HAKUSEKI
Ienobu gave evidence of his sagacity by dismissing Yanagisawa Yoshiyasu, the corrupt favourite of the late shogun; by appointing in his stead Manabe Norifusa to the office of personal assistant (soba yoniri), and by reposing full confidence in Arai Hakuseki. This last is recognized by posterity as the most distinguished among Japanese Confucianists. He studied the literature of both the Tang and the Sung dynasties, and he laboured to apply the precepts of Chinese philosophy to the practical needs of his own country. Moreover, he devoted exceptional attention to the conditions existing in Occidental States, and he embodied his thoughts and researches on the latter subject in a book called Sairan Igen, the first treatise of its kind published in Japan.
Ienobu demonstrated his wisdom by removing Yanagisawa Yoshiyasu, the corrupt favorite of the late shogun, and replacing him with Manabe Norifusa as his personal assistant (soba yoniri). He also placed complete trust in Arai Hakuseki, who is remembered as the most notable among Japanese Confucianists. Hakuseki studied the literature of both the Tang and Sung dynasties, working to apply the teachings of Chinese philosophy to the practical needs of Japan. Additionally, he paid special attention to the situations in Western countries and compiled his thoughts and research on that topic in a book called Sairan Igen, which was the first treatise of its kind published in Japan.
A practical illustration of his knowledge was furnished in connexion with the reception of Korean envoys. It had been customary to convey to these officials an imposing conception of Japanese magnificence by treating them with lavish hospitality. Hakuseki was able to detect that the conduct of the envoys violated in many respects the rules of Chinese etiquette, and having obtained the shogun's nomination to receive the envoy, Cho, he convinced the latter that there must be no more neglect of due formalities. He then memorialized the shogun in the sense that these Korean ambassadors were merely Chinese spies, and that instead of receiving a lavish welcome, they should be required to limit their journey to the island of Tsushima, where only a very restricted ceremonial should be performed in their honour. This shrewd, though somewhat conservative, suggestion elicited general approval, but was not carried into effect until the time of the eleventh shogun.
A practical example of his knowledge was shown in the reception of Korean envoys. It had been a tradition to impress these officials with a grand image of Japanese luxury by offering them extravagant hospitality. Hakuseki noticed that the behavior of the envoys largely broke the rules of Chinese etiquette, and after being appointed by the shogun to receive the envoy, Cho, he convinced him that formalities needed to be properly observed. He then wrote to the shogun suggesting that these Korean ambassadors were essentially Chinese spies, and instead of giving them a lavish welcome, they should only be allowed to travel to the island of Tsushima, where only minimal ceremonies would be held in their honor. This clever, though somewhat conservative, suggestion received widespread approval but wasn’t implemented until the time of the eleventh shogun.
ENGRAVING: ARAI HAKUSEKI
ADJUSTMENT OF THE FINANCES
It has been shown above that the fifth shogun bequeathed to his successor a much embarrassed treasury. In this realm, also, the advice of Arai Hakuseki proved invaluable. In his volume of reminiscences there is an interesting statement connected with finance. It quotes Hagiwara Shigehide, commissioner of the Treasury, as saying that the shogun's estate at that time yielded four million koku annually, in addition to which there accrued from 760,000 ryo to 770,000 ryo in money, representing the proceeds of dues and taxes. In this latter sum was included 40,000 ryo, customs duties collected at Nagasaki, and 6000 ryo yielded by a tax on sake. The same report mentions that a sum of 160,000 ryo had been expended in clearing away the volcanic ashes which fell in the three provinces of Musashi, Sagami, and Suruga after the great eruption of Fujisan. Arai Hakuseki was able to prove the erroneous character of this report, but his demonstration did not impugn any of the above figures. Incidentally it is mentioned in Arai's comments that 700,000 ryo were allotted for building an addition to Yedo Castle, and 200,000 ryo for the construction of the deceased shogun's mausoleum, out of which total Hakuseki explicitly charges the officials, high and low alike, with diverting large sums to their own pockets in collusion with the contractors and tradesmen employed on the works. Another interesting investigation made by Arai Hakuseki is in connexion with the country's foreign trade. He showed that the amount of coins exported from Nagasaki alone, during one year, totalled 6,192,800 ryo of gold; 1,122,687 kwamme of silver and 228,000,000 kin of copper.* He alleged that the greater part of this large outflow of specie produced nothing except luxuries with which the nation could very well dispense, and he therefore advised that the foreign trade of Nagasaki should be limited to thirteen Chinese junks and two Dutch vessels annually, while stringent measures should be adopted to prevent smuggling.
It has been shown above that the fifth shogun left his successor with a heavily burdened treasury. In this area, the advice of Arai Hakuseki proved to be invaluable. In his collection of memories, there’s an interesting statement related to finance. It quotes Hagiwara Shigehide, the commissioner of the Treasury, as saying that the shogun's estate at that time generated four million koku each year, in addition to which there was between 760,000 ryo and 770,000 ryo in cash, coming from dues and taxes. This latter amount included 40,000 ryo in customs duties collected at Nagasaki and 6,000 ryo from a tax on sake. The same report notes that a total of 160,000 ryo had been spent clearing away the volcanic ash that fell in the three provinces of Musashi, Sagami, and Suruga after the major eruption of Fujisan. Arai Hakuseki was able to prove that this report was incorrect, but his demonstration did not challenge any of the above figures. Additionally, Arai mentioned that 700,000 ryo were allocated for building an extension to Yedo Castle, and 200,000 ryo for constructing the deceased shogun's mausoleum, out of which total Hakuseki explicitly accused the officials, high and low alike, of siphoning off large amounts into their own pockets in collusion with the contractors and tradesmen hired for the projects. Another interesting investigation conducted by Arai Hakuseki relates to the country’s foreign trade. He demonstrated that the amount of coins exported from Nagasaki alone during one year totaled 6,192,800 ryo of gold; 1,122,687 kwamme of silver; and 228,000,000 kin of copper.* He claimed that most of this large outflow of currency produced nothing but luxuries that the nation could easily do without, and he therefore recommended that the foreign trade of Nagasaki be limited to thirteen Chinese junks and two Dutch ships each year, while strict measures should be taken to prevent smuggling.
*One kin equals 1.25 lbs.
One kin is 1.25 lbs.
The ordinance based upon this advice consisted of two hundred articles, and is known in history as the "New Nagasaki Trade Rules of the Shotoku Era" (1711-1715). One portion of the document ran as follows: "During the Jokyo era (1684-1687), the trade with Chinese merchants was limited to 6000 kwamme of silver, and that with Dutch traders to 50,000 ryo of gold, while the number of Chinese vessels was not allowed to exceed seventy per annum. After a few years, however, copper coins came into use as media of exchange in addition to silver, and moreover there was much smuggling of foreign goods. Thus, it resulted that gold, silver, and copper flowed out of the country in great quantities. Comparing the aggregate thus exported during the 107 years since the Keicho era with the amount coined in Japan during the same interval, it is found that one-quarter of the gold coins and three-quarters of the silver left the country. If that state of affairs continue, it is obvious that after a hundred years from the present time one-half of the empire's gold will be carried away and there will be no silver at all left. As for copper, the sum remaining in the country is insufficient, not only for purposes of trade but also for the needs of everyday life. It is most regrettable that the nation's treasure should thus be squandered upon foreign luxuries. The amount of currency needed at home and the amount produced by the mines should be investigated so as to obtain a basis for limiting the foreign trade at the open ports of Nagasaki, Tsushima, and Satsuma, and for fixing the maximum number of foreign vessels visiting those places."
The ordinance based on this advice had two hundred articles and is known in history as the "New Nagasaki Trade Rules of the Shotoku Era" (1711-1715). One section of the document stated: "During the Jokyo era (1684-1687), trade with Chinese merchants was limited to 6,000 kwamme of silver, while trade with Dutch traders was capped at 50,000 ryo of gold, and the number of Chinese vessels was restricted to a maximum of seventy per year. After a few years, however, copper coins started being used alongside silver as a medium of exchange, and there was significant smuggling of foreign goods. As a result, gold, silver, and copper left the country in large amounts. Comparing the total exported over the 107 years since the Keicho era with the amount minted in Japan during the same time, it was found that a quarter of the gold coins and three-quarters of the silver were exported. If this situation continues, it's clear that in a hundred years, half of the empire's gold will be gone and there will be no silver left at all. As for copper, what's left in the country is not enough, not just for trade but also for daily life needs. It's very unfortunate that the nation's wealth is being wasted on foreign luxuries. The amount of currency needed domestically and the amount produced by mines should be examined to set limits on foreign trade at the open ports of Nagasaki, Tsushima, and Satsuma, and to determine the maximum number of foreign vessels that can visit those locations."
IMPEACHMENT OF HAGIWARA SHIGEHIDE
In connexion with Arai Hakuseki's impeachment of the Treasury commissioner, Hagiwara Shigehide, it was insisted that an auditor's office must be re-established, and it was pointed out that the yield of rice from the shogun's estates had fallen to 28.9 per cent, of the total produce instead of being forty per cent., as fixed by law. Nevertheless, the condition of the farmers was by no means improved, and the inevitable inference was that the difference went into the pockets of the local officials. Similarly, enormous expenses were incurred for the repair of river banks without any corresponding diminution of floods, and hundreds of thousands of bags of rice went nominally to the bottom of the sea without ever having been shipped. During the year that followed the reconstruction of the auditor's office, the yield of the estates increased by 433,400 bags of rice, and the cost of riparian works decreased by 38,000 ryo of gold, while, at the same time, the item of shipwrecked cereals disappeared almost completely from the ledgers. In consequence of these charges the commissioner, Shigehide, was dismissed. History says that although his regular salary was only 3000 koku annually, he embezzled 260,000 ryo of gold by his debasement of the currency, and that ultimately he starved himself to death in token of repentance.
In connection with Arai Hakuseki's impeachment of the Treasury commissioner, Hagiwara Shigehide, it was argued that an auditor's office needed to be re-established. It was noted that the rice yield from the shogun's estates had dropped to 28.9 percent of the total production, instead of the legally mandated forty percent. However, the situation for the farmers did not improve at all, leading to the obvious conclusion that the missing funds had ended up in the pockets of local officials. Additionally, huge amounts of money were spent on repairing riverbanks without any significant reduction in flooding, and hundreds of thousands of bags of rice went unshipped, supposedly sinking to the bottom of the sea. During the year following the re-establishment of the auditor's office, the estates' yield increased by 433,400 bags of rice, and the cost of river-related projects dropped by 38,000 ryo of gold, while the issue of lost shipments of cereals nearly vanished from the records. As a result of these financial discrepancies, commissioner Shigehide was dismissed. History states that although his official salary was only 3000 koku per year, he embezzled 260,000 ryo of gold through currency manipulation, and ultimately starved himself to death as a sign of remorse.
Ienobu and his able adviser, Hakuseki, desired to restore the currency to the system pursued in the Keicho era (1596-1614), but their purpose was thwarted by insufficiency of the precious metals. They were obliged to be content with improving the quality of the coins while decreasing their weight by one half. These new tokens were called kenji-kin, as they bore on the reverse the ideograph ken, signifying "great original." The issue of the new coins took place in the year 1710, and at the same time the daimyo were strictly forbidden to issue paper currency, which veto also was imposed at the suggestion of Arai Hakuseki.
Ienobu and his capable advisor, Hakuseki, wanted to bring back the currency system used during the Keicho era (1596-1614), but their plan was hindered by a lack of precious metals. They had to settle for improving the quality of the coins while reducing their weight by half. These new coins were called kenji-kin, as they had the ideograph ken on the reverse, meaning "great original." The new coins were issued in 1710, and at the same time, the daimyo were strictly prohibited from issuing paper currency, a ban that was also suggested by Arai Hakuseki.
THE SEVENTH SHOGUN, IETSUGU
The seventh Tokugawa shogun, Ietsugu, son of his predecessor, Ienobu, was born in 1709, succeeded to the shogunate in April, 1713, and died in 1716. His father, Ienobu, died on the 13th of November, 1712, so that there was an interval of five months between the demise of the sixth shogun and the accession of the seventh. Of course, a child of four years who held the office of shogun for the brief period of three years could not take any part in the administration or have any voice in the appointment or dismissal of officials. Thus, Arai Hakuseki's tenure of office depended upon his relations with the other ministers, and as all of these did not approve his drastic reforms, he was obliged to retire, but Manabe Norifusa remained in office.
The seventh Tokugawa shogun, Ietsugu, who was the son of his predecessor, Ienobu, was born in 1709, took over the shogunate in April 1713, and died in 1716. His father, Ienobu, passed away on November 13, 1712, so there was a gap of five months between the death of the sixth shogun and the rise of the seventh. Obviously, a four-year-old child who held the shogunate for just three years couldn’t participate in governance or have any say in the hiring or firing of officials. Therefore, Arai Hakuseki's position relied on his relationships with the other ministers, and since not all of them agreed with his major reforms, he had to step down, but Manabe Norifusa continued to serve.
ENGRAVING: TOKUGAWA YOSHIMUNE
THE EIGHTH SHOGUN, YOSHIMUNE
By the death of Ietsugu, in 1716, the Hidetada line of the Tokugawa family became extinct, and a successor to the shogunate had to be sought from the Tokugawa of Kii province in the person of Yoshimune, grandson of Yorinobu and great-grandson of Ieyasu. Born in 1677, Yoshimune, the eighth Tokugawa shogun, succeeded to office in 1716, at the age of thirty-nine. The son of a concubine, he had been obliged to subsist on the proceeds of a very small estate, and he therefore well understood the uses of economy and the condition of the people. His habits were simple and plain, and he attached as much importance as Ieyasu himself had done to military arts and literary pursuits. It had become a custom on the occasion of each shogun's succession to issue a decree confirming, expanding, or altering the systems of the previous potentate. Yoshimune's first decree placed special emphasis on the necessity of diligence in the discharge of administrative functions and the eschewing of extravagance. Always he made it his unflagging aim to restore the martial spirit which had begun to fade from the samurai's bosom, and in the forefront of important reforms he placed frugality. The Bakufu had fallen into the habit of modelling their systems and their procedure after Kyoto examples. In fact, they aimed at converting Yedo into a replica of the Imperial capital. This, Yoshimune recognized as disadvantageous to the Bakufu themselves and an obstacle to the resuscitation of bushido. Therefore, he set himself to restore all the manners and customs of former days, and it became his habit to preface decrees and ordinances with the phrase "In pursuance of the methods, fixed by Gongen" (Ieyasu). His idea was that only the decadence of bushido could result from imitating the habits of the Imperial Court, and as Manabe Norifusa did not endorse that view with sufficient zeal, the shogun relieved him of his office of minister of the Treasury.
By the time Ietsugu died in 1716, the Hidetada line of the Tokugawa family had come to an end, and a successor for the shogunate needed to be found from the Tokugawa of Kii province, specifically Yoshimune, the grandson of Yorinobu and great-grandson of Ieyasu. Born in 1677, Yoshimune, the eighth Tokugawa shogun, took office in 1716 at the age of thirty-nine. Being the son of a concubine, he had to live on the income from a very small estate, so he understood the importance of being economical and the struggles of the common people. His lifestyle was simple and straightforward, and he valued military skills and education just as much as Ieyasu did. It had become customary for each shogun to issue a decree upon taking office that confirmed, expanded, or changed the policies of the previous shogun. Yoshimune’s first decree emphasized the need for diligence in administrative duties and avoiding extravagance. He was committed to reviving the warrior spirit that had started to fade among the samurai, with frugality being central to his major reforms. The Bakufu had gotten into the habit of modeling their systems and practices on those of Kyoto, indeed trying to turn Yedo into a copy of the Imperial capital. Yoshimune saw this as harmful to the Bakufu and a barrier to restoring bushido. Therefore, he focused on reviving the traditions and customs of earlier times, often starting his decrees and orders with the phrase “In pursuance of the methods fixed by Gongen” (Ieyasu). He believed that imitating the Imperial Court would only lead to the decline of bushido, and since Manabe Norifusa did not support this view vigorously enough, the shogun removed him from his position as Minister of the Treasury.
One of Yoshimune's measures was to remodel the female department of the palace on the lines of simplicity and economy. All the ladies-in-waiting were required to furnish a written oath against extravagance and irregular conduct of every kind, and in the sixth year after his accession the shogun ordered that a list should be furnished setting forth the names and ages of such of these ladies as were, conspicuously beautiful. Fifty were deemed worthy of inscription, and quite a tremor of joyful excitement was caused, the measure being regarded as prefacing the shogun's choice of consorts. But Yoshimune's purpose was very different. He discharged all these fair-faced ladies and kept only the ill-favoured ones, his assigned reason being that as ugly females find a difficulty in getting husbands, it would be only charitable to retain their services.
One of Yoshimune's initiatives was to redesign the female section of the palace with a focus on simplicity and cost-effectiveness. All the ladies-in-waiting had to sign a written oath against extravagance and any inappropriate behavior, and in the sixth year after he took power, the shogun ordered a list to be created that included the names and ages of the most notably beautiful ladies. Fifty were considered worthy of being listed, sparking a wave of joyful excitement, as this was seen as a sign that the shogun would choose consorts among them. However, Yoshimune had a very different intention. He dismissed all these beautiful ladies and kept only the less attractive ones, explaining that since unattractive women have a hard time finding husbands, it would be more compassionate to keep them in service.
He revived the sport of hawking, after the manner of Ieyasu, for he counted it particularly suitable to soldiers; and he pursued the pastime so ardently that men gave him the name of the Taka-shogun (Falcon shogun). He also inaugurated a new game called uma-gari (horse-hunting); and it is on record that he required the samurai to practise swimming in the sea. By way of giving point to his ordinances inculcating frugality, he himself made a habit of wearing cotton garments in winter and hempen in summer—a custom habitually practised by the lower orders only. The very detailed nature of his economical measures is illustrated by an incident which has independent interest. Observing that the fences erected on the scarp of Yedo Castle were virtually useless for purposes of defence and very costly to keep in repair, he caused them all to be pulled down and replaced by pine trees. This happened in 1721, and the result was that the battlements of this great castle were soon overhung by noble trees, which softened and beautified the military aspect of the colossal fortress. To the same shogun Yedo owes the cherry and plum groves of Asuka-yama, of the Sumida-gawa, and of Koganei. The saplings of these trees were taken from the Fukiage park, which remains to-day one of the most attractive landscape gardens in the world.
He brought back the sport of hawking, like Ieyasu did, because he thought it was especially fitting for soldiers. He enjoyed the pastime so much that people started calling him the Taka-shogun (Falcon shogun). He also introduced a new game called uma-gari (horse-hunting); and it’s noted that he made the samurai practice swimming in the sea. To emphasize his rules about frugality, he made it a habit to wear cotton clothes in winter and hemp in summer—a practice usually only observed by the lower classes. The specific nature of his cost-saving measures is highlighted by an interesting incident. Noticing that the fences around Yedo Castle were basically useless for defense and very expensive to maintain, he had them all taken down and replaced with pine trees. This happened in 1721, and as a result, the castle's battlements were soon shaded by beautiful trees, which softened and enhanced the fortress's military appearance. Yedo also owes its cherry and plum groves in Asuka-yama, along the Sumida-gawa, and in Koganei to the same shogun. The saplings for these trees were taken from Fukiage park, which remains one of the most beautiful landscape gardens in the world today.
ENGRAVING: VARIOUS OCCUPATIONS OF WOMEN, KYOHO ERA
OTHER MEASURES
For the purpose of acquiring accurate information about the condition of the people, Yoshimune appointed officials who went by the name of niwa-ban (garden watchmen). They moved about among the lower orders and reported everything constituting knowledge useful for administrative purposes. Moreover, to facilitate the ends of justice, the shogun revived the ancient device of petition-boxes (meyasu-bako), which were suspended in front of the courthouse in order that men might lodge there a written statement of all complaints. It was by Yoshimune, also, that the celebrated Ooka Tadasuke, the "Solomon of Japan," was invited from Yamada and appointed chief justice in Yedo. The judgments delivered by him in that capacity will be famous as long as Japan exists. It has to be noted, however, that the progressive spirit awakened by Yoshimune's administration was not without untoward results. Extremists fell into the error of believing that everything pertaining to the canons of the immediate past must be abandoned, and they carried this conception into the realm of foreign trade, so that the restrictions imposed in the Shotoku era (1711-1715) were neglected. It became necessary to issue a special decree ordering the enforcement of these regulations, although, as will presently be seen, Yoshimune's disposition towards the civilization of the Occident was essentially liberal.
To gather accurate information about the people's condition, Yoshimune appointed officials known as niwa-ban (garden watchmen). They interacted with lower classes and reported any information that could be useful for administrative purposes. Additionally, to promote justice, the shogun reintroduced the ancient practice of petition-boxes (meyasu-bako), which were placed in front of the courthouse so that people could submit written complaints. It was also Yoshimune who invited the renowned Ooka Tadasuke, the "Solomon of Japan," from Yamada to serve as chief justice in Yedo. His rulings in that role will be remembered as long as Japan exists. However, it's important to note that the progressive ideas inspired by Yoshimune's administration had some negative consequences. Extremists mistakenly believed that everything from the recent past should be discarded, and they applied this mindset to foreign trade, leading to the neglect of restrictions set during the Shotoku era (1711-1715). A special decree had to be issued to enforce these regulations, although, as will become clear, Yoshimune's attitude toward Western civilization was generally liberal.
CODES OF LAW
By this time the miscarriages of justice liable to occur when the law is administered with regard to precedent only or mainly, began to be plainly observable, and the shogun, appreciating the necessity for written codes, appointed a commission to collect and collate the laws in operation from ancient times; to embody them in codes, and to illustrate them by precedents. Matsudaira Norimura, one of the ministers of State, was appointed chief commissioner, and there resulted, after four years of labour, the first genuine Japanese code (Oshioki Ojomoku). This body of laws was subsequently revised by Matsudaira Sadanobu, and under the name of Osadame Hyakkajo ("Hundred Articles of Law"), it remained long in practice.
By this time, the unfair outcomes that happen when the law is enforced based solely or mainly on precedents became clearly noticeable. The shogun recognized the need for written laws, so he set up a commission to gather and organize the laws that had been in use since ancient times. They aimed to compile these into codes and explain them with examples. Matsudaira Norimura, one of the state ministers, was appointed as the chief commissioner, and after four years of work, the first true Japanese legal code (Oshioki Ojomoku) was formed. This set of laws was later revised by Matsudaira Sadanobu and was known as Osadame Hyakkajo ("Hundred Articles of Law"), remaining in use for a long time.
LITERATURE
Yoshimune was not behind any of his ancestors in appreciation of learning. In 1721, when his administrative reforms were still in their infancy, he invited to Yedo Kinoshita Torasuke (son of the celebrated Kinoshita Junan), Muro Nawokiyo, and other eminent men of letters, and appointed them to give periodical lectures. Nawokiyo was named "adviser to the shogun," who consulted him about administrative affairs, just as Arai Hakuseki had been consulted by Ienobu. In fact, it was by the advice of Arai Hakuseki that Nawokiyo (whose literary name was Kyuso), entered the service of Yoshimune. Contemporaneous with these littérateurs was the renowned Ogyu Sorai, whose profound knowledge of finance and of administrative affairs in general made him of great value to the Bakufu. He compiled a book called Seidan (Talks on Government) which, immediately became a classic. Special favour was shown to the renowned Confucianist, Hayashi Nobuatsu. He and his son were asked to deliver regular lectures at the Shohei College, and these lectures were the occasion of a most important innovation, namely, the admission of all classes of people, whereas previously the audience at such discourses had been strictly limited to military men.
Yoshimune had a deep appreciation for learning, just like his ancestors. In 1721, while his administrative reforms were still new, he invited Kinoshita Torasuke (the son of the famous Kinoshita Junan), Muro Nawokiyo, and other prominent scholars to Yedo, appointing them to give regular lectures. Nawokiyo was named "adviser to the shogun," providing counsel on administrative matters, much like Arai Hakuseki had done for Ienobu. In fact, it was Arai Hakuseki's advice that led Nawokiyo (whose literary name was Kyuso) to serve Yoshimune. Alongside these scholars was the well-known Ogyu Sorai, whose deep understanding of finance and general administrative issues made him invaluable to the Bakufu. He put together a book called Seidan (Talks on Government), which quickly became a classic. Special recognition was given to the esteemed Confucianist, Hayashi Nobuatsu. He and his son were invited to give regular lectures at Shohei College, marking a significant change by allowing people from all walks of life to attend, whereas previously, the audience for such talks had been strictly limited to military personnel.
It is to be observed that in the days of Yoshimune's shogunate the philosophy of Chutsz (Shu-shi) was preferred to all others. It received the official imprimatur, the philosophy of Wang Yang-ming (O Yo-mei) being set aside. One consequence of this selection was that the Hayashi family came to be regarded as the sole depositories of true Confucianism. Yoshimune himself, however, was not disposed to set any dogmatic limits to the usefulness of men of learning. He assumed an absolutely impartial attitude towards all schools; adopting the good wherever it was found, and employing talent to whatever school it belonged. Thus when Kwanno Chqkuyo established a place of education in Yedo, and Nakai Seishi did the same in Osaka, liberal grants of land were made by the Bakufu to both men. Another step taken by the shogun was to institute a search for old books throughout the country, and to collect manuscripts which had been kept in various families for generations. By causing these to be copied or printed, many works which would otherwise have been destroyed or forgotten were preserved.
During Yoshimune's shogunate, the philosophy of Chutsz (Shu-shi) was favored above all others. It received official endorsement, while the philosophy of Wang Yang-ming (O Yo-mei) was overlooked. One result of this choice was that the Hayashi family became seen as the sole holders of true Confucianism. However, Yoshimune himself was open-minded about the value of scholars from different backgrounds. He took a completely neutral stance toward all schools, embracing the good wherever it was found and utilizing talent regardless of its origin. So, when Kwanno Chqkuyo opened a school in Yedo and Nakai Seishi did the same in Osaka, the Bakufu provided generous land grants to both. Another action taken by the shogun was to initiate a nationwide search for old books and collect manuscripts that had been preserved in various families for generations. By having these copied or printed, many works that might have been lost or forgotten were saved.
It is notable that all this admirable industry had one untoward result: Japanese literature came into vogue in the Imperial capital, and was accompanied by the development of a theory that loyalty to the sovereign was inconsistent with the administration of the Bakufu. The far-reaching consequences of this conception will be dealt with in a later chapter. Here, it is sufficient to say that one of the greatest and most truly patriotic of the Tokugawa shoguns himself unwittingly sowed the seeds of disaffection destined to prove fatal to his own family.
It’s important to note that all this impressive work had one unfortunate outcome: Japanese literature became popular in the Imperial capital, along with a theory suggesting that loyalty to the emperor conflicted with the administration of the Bakufu. The far-reaching consequences of this idea will be discussed in a later chapter. For now, it’s enough to say that one of the greatest and most genuinely patriotic Tokugawa shoguns himself unintentionally planted the seeds of discontent that would ultimately be disastrous for his own family.
ADOPTION OF WESTERN LEARNING
Yoshimune was fond of astronomy. He erected a telescope in the observatory at Kanda, a sun-dial in the palace park, and a rain-gauge at the same place. By his orders a mathematician named Nakane Genkei translated the Gregorian calendar into Japanese, and Yoshimune, convinced of the superior accuracy of the foreign system, would have substituted it for the Chinese then used in Japan, had not his purpose excited such opposition that he judged it prudent to desist. It was at this time that the well-informed Nishikawa Masayasu and Shibukawa Noriyasu were appointed Government astronomers.
Yoshimune loved astronomy. He set up a telescope in the observatory at Kanda, a sundial in the palace park, and a rain gauge in the same area. He ordered a mathematician named Nakane Genkei to translate the Gregorian calendar into Japanese, and Yoshimune, convinced that the foreign system was much more accurate, intended to replace the Chinese calendar then in use in Japan. However, he faced so much opposition that he decided it was wise to back down. Around this time, the knowledgeable Nishikawa Masayasu and Shibukawa Noriyasu were appointed as government astronomers.
Previously the only sources of information about foreign affairs had been the masters of the Dutch ships, the Dutch merchants, and the Japanese interpreters at Nagasaki. The importation of books from the Occident having been strictly forbidden by the third shogun, Iemitsu, Yoshimune appreciated the disadvantage of such a restriction, and being convinced of the benefits to be derived from the study of foreign science and art, he rescinded the veto except in the case of books relating to Christianity. Thus, for the first time, Japanese students were brought into direct contact with the products of Western intelligence. In 1744, Aoki Konyo received official orders to proceed to Nagasaki for the purpose of seeking instruction in Dutch from Dutch teachers. Shibukawa and Aoki are regarded as the pioneers of Occidental learning in Japan, and, in the year 1907, posthumous honours were conferred on them by the reigning Emperor of their country.
Previously, the only sources of information about foreign affairs were the captains of Dutch ships, Dutch merchants, and Japanese interpreters in Nagasaki. The import of books from the West had been strictly prohibited by the third shogun, Iemitsu. Yoshimune recognized the drawbacks of this restriction and, convinced of the advantages of studying foreign science and art, he lifted the ban except for books about Christianity. This allowed Japanese students to directly engage with Western knowledge for the first time. In 1744, Aoki Konyo received official orders to go to Nagasaki to learn Dutch from Dutch teachers. Shibukawa and Aoki are seen as the pioneers of Western learning in Japan, and in 1907, they were posthumously honored by the reigning Emperor of Japan.
THE SANKIN KOTAI
It has already been stated that the financial embarrassment of the Bakufu in Yoshimune's time was as serious as it had been in his predecessor's days. Moreover, in 1718, the country was swept by a terrible tornado, and in 1720 and 1721, conflagrations reduced large sections of Yedo to ashes. Funds to succour the distressed people being imperatively needed, the shogun called upon all the feudatories to subscribe one hundred koku of rice for every ten thousand koku of their estates. By way of compensation for this levy he reduced to half a year the time that each feudal chief had to reside in Yedo. This meant, of course, a substantial lessening of the great expenses entailed upon the feudatories by the sankin kotai system, and the relief thus afforded proved most welcome to the daimyo and the shomyo alike. Yoshimune intended to extend this indulgence ultimately by releasing the barons from the necessity of coming to Yedo more than once in from three to five years, and, in return, he contemplated a corresponding increase of the special levy of rice. But his ministers opposed the project on the ground that it would dangerously loosen the ties between the feudatories and the Bakufu, and inasmuch as events proved that this result threatened to accrue from even the moderate indulgence granted by the shogun, not only was no extension made but also, in 1731, the system of sankin kotai was restored to its original form. The experiment, indeed proved far from satisfactory. The feudatories did not confine themselves to assertions of independence; they also followed the example of the Bakufu by remitting some of the duties devolving on their retainers and requiring the latter to show their gratitude for the remissions by monetary payments. Nominally, these payments took the form of loans, but in reality the amount was deducted from the salaries of vassals. This pernicious habit remained in vogue among a section of the feudatories, even after the sankin kotai had been restored to its original form.
It has already been noted that the financial difficulties of the Bakufu during Yoshimune's time were as severe as they were during his predecessor's era. Additionally, in 1718, the country was hit by a devastating tornado, and in 1720 and 1721, fires destroyed large parts of Yedo. With funds urgently needed to help the affected people, the shogun asked all the feudatories to contribute one hundred koku of rice for every ten thousand koku of their estates. To make up for this tax, he reduced the time each feudal chief had to spend in Yedo to half a year. This, of course, significantly lowered the expenses for the feudatories under the sankin kotai system, and the relief was greatly appreciated by both the daimyo and the shomyo. Yoshimune planned to eventually extend this leniency by allowing the barons to come to Yedo only once every three to five years, and in exchange, he considered a corresponding increase in the special rice levy. However, his ministers opposed this idea, arguing that it would weaken the bonds between the feudatories and the Bakufu, and since events showed that even the moderate leniency granted by the shogun could lead to this outcome, not only was no extension made, but in 1731, the sankin kotai system was reverted to its original form. The experiment turned out to be far from satisfactory. The feudatories did not limit themselves to claiming independence; they also followed the Bakufu's example by reducing some of the responsibilities of their retainers and expecting those retainers to express their gratitude for the reductions through payments. Although these payments were nominally presented as loans, in reality, the amounts were deducted from the salaries of the vassals. This harmful practice persisted among some feudatories even after the sankin kotai system was restored to its original format.
OFFICIAL SALARIES
From ancient times it had been the habit of the Bakufu to assign important offices to men who were in enjoyment of large hereditary incomes. This was mainly for financial reasons. Salaries were paid in the form of additions to the hereditary estates in other words, the emoluments of office became permanent, and the charge upon the Bakufu being correspondingly increased, it was obviously expedient to fill high administrative posts with men already in possession of ample incomes. This system was radically changed by Yoshimune. He enacted that a clear distinction should be made between temporary salary and hereditary income. Thenceforth, salary was to be received only during the tenure of office and was to cease on laying down official functions. This reform had the effect not only of lightening the burden upon the Bakufu income, but also of opening high offices to able men without regard to their private fortunes.
From ancient times, the Bakufu had a practice of giving important positions to men who had large hereditary incomes. This was primarily for financial reasons. Salaries were paid as additions to their hereditary estates; in other words, the benefits of the office became permanent, which increased the financial burden on the Bakufu. It was clearly more practical to fill high administrative roles with people who already had substantial incomes. However, this system was drastically changed by Yoshimune. He established that a clear distinction should be made between temporary salary and hereditary income. From then on, salary would only be received during the time one held office and would stop when official duties ended. This reform not only reduced the financial load on the Bakufu but also allowed capable individuals to hold high positions regardless of their personal wealth.
ENGRAVING: VARIOUS OCCUPATIONS OF WOMEN, KYOHO EHA
THE CURRENCY
From the first day of assuming administrative power, Yoshimune gave earnest thought to reform of the currency. His ambition was to restore the gold and silver coins to the quality and sizes existing in the Keicho era. This he effected, though not on a sufficiently large scale. Each of the new coins was equal in intrinsic value to two of the corresponding kenji coins, and the circulation of the latter was suspended, the new coins being called Kyoho-kin after the year-name of the era (1716-1735) when they made their appearance. It was a thoroughly wholesome measure, but the quality of the precious metals available did not suffice. Thus, whereas the gold coins struck during ten years of the Kyoho era totalled only 8,290,000 ryo, a census taken in 1732 showed a total population of 26,921,816. Therefore, the old coins could not be wholly withdrawn from circulation, and people developed a tendency to hoard the new and more valuable tokens.
From the first day he took over as the administrator, Yoshimune seriously considered reforming the currency. His goal was to bring back the quality and sizes of gold and silver coins that were used during the Keicho era. He successfully implemented this, although not on a very large scale. Each of the new coins was worth the same as two of the older kenji coins, and the circulation of those was stopped. The new coins were named Kyoho-kin after the era name (1716-1735) when they were introduced. It was a solid initiative, but there simply weren't enough precious metals available. As a result, the gold coins produced over ten years during the Kyoho era totaled only 8,290,000 ryo, while a census taken in 1732 showed the population was 26,921,816. Because of this, the old coins couldn't be completely removed from circulation, and people started to hoard the new and more valuable coins.
Other untoward effects also were produced. The shogun paid much attention to promoting agriculture and encouraging land reclamation, so that the yield of rice increased appreciably. But this proved by no means an unmixed blessing. Side by side with an increase in the quantity of rice appearing in the market, the operation of the new currency tended to depreciate prices, until a measure of grain which could not have been bought at one time for less than two ryo became purchasable for one. In fact, the records show that a producer considered himself fortunate if he obtained half a ryo of gold for a koku of rice. This meant an almost intolerable state of affairs for the samurai who received his salary in grain and for the petty farmer. Thus, a man whose income was three rations of rice annually, and who consequently had to live on 5.4 koku for a whole year, found that when he set aside from three to four koku for food, there remained little more than one ryo of assets to pay for salt, fuel, clothes, and all the other necessaries of life.
Other negative effects also emerged. The shogun focused heavily on promoting agriculture and encouraging land reclamation, leading to a significant increase in rice production. However, this was by no means a straightforward blessing. Alongside the rise in the amount of rice available in the market, the introduction of the new currency caused prices to drop, with a measure of grain that once cost two ryo now purchasable for just one. In fact, records indicate that a producer felt lucky if he got half a ryo of gold for a koku of rice. This created an almost unbearable situation for the samurai, who received their salaries in rice, and for small farmers. Thus, a person whose income was three rations of rice annually, meaning they had to live on 5.4 koku for the entire year, found that after setting aside three to four koku for food, they had barely more than one ryo left to cover salt, fuel, clothes, and all other essentials.
So acute was the suffering of the samurai that a rice-exchange was established at Dojima, in Osaka, for the purpose of imparting some measure of stability to the price of the cereal. Just at this time (1732), the central and western provinces were visited by a famine which caused seventeen thousand deaths and reduced multitudes to the verge of starvation. The Bakufu rendered aid on a munificent scale, but the price of rice naturally appreciated, and although this brought relief to the military class, it was misconstrued by the lower orders as a result of speculation on 'Change. Riots resulted, and rice-merchants fearing to make purchases, the market price of the cereal fell again, so that farmers and samurai alike were plunged into their old difficulties.
The suffering of the samurai was so intense that a rice exchange was set up at Dojima in Osaka to help stabilize the price of rice. Around this time (1732), a famine hit the central and western provinces, leading to seventeen thousand deaths and pushing many to the brink of starvation. The Bakufu provided significant assistance, but naturally, rice prices went up. While this helped the military class, the lower classes misinterpreted it as market manipulation. This caused riots, and with rice merchants hesitant to make purchases, the price of rice dropped again, plunging both farmers and samurai back into their previous struggles.
Ultimately, in 1735, the Bakufu inaugurated a system of officially fixed prices (osadame-soba), according to which 1.4 koku of rice had to be exchanged for one ryo of gold in Yedo, the Osaka rate being fixed at forty-two momme of silver for the same quantity of the cereal. Anyone violating this rule was fined ten momme of silver for each koku of rice purchased or sold by him. It is related that the osadame-soba was operative in name only, and that the merchants secretly dealt in the cereal at much lower prices than those officially fixed. The Yedo financiers now concluded that the quantity of currency in circulation was insufficient and its quality too good. Accordingly, the gold and silver coins were once more reminted, smaller and less pure tokens being issued under the name of bunji-kin with reference to the Genbun era (1736-1740) of their issue. Thus, the reform of the currency, achieved with so much difficulty in the early years of Yoshimune's administration, had to be abandoned, and things reverted to their old plight.
Ultimately, in 1735, the Bakufu established a system of officially set prices (osadame-soba), which required exchanging 1.4 koku of rice for one ryo of gold in Yedo, while in Osaka, the rate was set at forty-two momme of silver for the same amount of rice. Anyone who broke this rule would be fined ten momme of silver for each koku of rice they bought or sold. It’s said that the osadame-soba was only a name, and merchants secretly sold rice at much lower prices than those officially set. The financiers in Yedo then decided that the amount of currency in circulation was too low and its quality was too high. As a result, the gold and silver coins were reminted, and smaller, less pure tokens were issued under the name of bunji-kin, referencing the Genbun era (1736-1740) of their release. Thus, the currency reform, which had been so difficult to achieve in the early years of Yoshimune's administration, had to be abandoned, and things returned to their previous state.
If this difficulty operated so acutely under a ruler of Yoshimune's talent, the confusion and disorder experienced when he withdrew his able hand from the helm of State may be imagined. The feudatories were constantly distressed to find funds for supporting their Yedo mansions, as well as for carrying out the public works imposed on them from time to time, and for providing the costly presents which had become a recognized feature of ordinary and extraordinary intercourse. As an example of the luxury of the age, it may be mentioned that when the fifth shogun visited the Kaga baron, the latter had to find a sum of a million ryo to cover the expenses incidental to receiving such a guest. In these circumstances, there arose among the feudatories a habit of levying monetary contributions from wealthy persons in their fiefs, the accommodation thus afforded being repaid by permission to carry swords or by promotion in rank. The poorer classes of samurai being increasingly distressed, they, too, borrowed money at high rates of interest from merchants and wealthy farmers, which loans they were generally unable to repay. Ultimately, the Bakufu solved the situation partially by decreeing that no lawsuit for the recovery of borrowed money should be entertained—a reversion to the tokusei system of the Ashikaga shoguns.
If this challenge was so intense under a ruler as skilled as Yoshimune, the confusion and chaos that followed when he stepped away from leading the State can only be imagined. The feudal lords were constantly struggling to find money to maintain their mansions in Yedo, to carry out public works when required, and to provide the expensive gifts that had become a staple of both regular and special interactions. For instance, when the fifth shogun visited the Kaga lord, the latter had to come up with a million ryo just to cover the costs of hosting such a guest. In this context, the feudal lords developed a practice of collecting monetary contributions from wealthy individuals in their regions, with the benefits returned through permission to carry swords or promotions in rank. The poorer samurai were increasingly burdened, leading them to borrow money at high interest rates from merchants and wealthy farmers, which they often couldn’t repay. Eventually, the Bakufu tried to address the issue by declaring that no lawsuits for recovering borrowed money would be allowed—an approach reminiscent of the tokusei system used by the Ashikaga shoguns.
Of course, credit was completely undermined by the issue of this decree. It is strange that such conditions should have existed under such a ruler as Yoshimune. But even his strenuous influence did not suffice to stem the current of the time. The mercantile instinct pervaded all the transactions of every-day life. If a man desired to adopt a son, he attached much less importance to the latter's social status or personality than to the dimensions of his fortune, and thus it came about that the family names of petty feudatories were freely bought and sold. Yoshimune strictly interdicted this practice, but his veto had no efficiency; wealthy farmers or merchants freely purchased their way into titled families. From this abuse to extortion of money by threats the interval was not long, and the outcome, where farmers were victims, took the form of agrarian riots. It was to the merchants, who stood between the farmers and the samurai, that fortune offered conspicuously favourable opportunities in these circumstances. The tradesmen of the era became the centre of extravagance and luxury, so that in a certain sense the history of the Yedo Bakufu may be said to be the history of mercantile development.
Of course, credit was completely undermined by this decree. It’s odd that such circumstances existed under a ruler like Yoshimune. But even his strong influence couldn't stop the flow of the times. The instinct for commerce permeated all daily transactions. When a man wanted to adopt a son, he cared a lot less about the latter's social status or character than about the size of his wealth, which led to the buying and selling of the family names of minor feudal lords. Yoshimune strictly prohibited this practice, but his ban had no real impact; wealthy farmers or merchants easily bought their way into noble families. It didn’t take long for this abuse to escalate into money extortion through threats, resulting in agrarian uprisings where farmers were the victims. The merchants, who were caught between the farmers and the samurai, found many favorable opportunities in these situations. The traders of the time became the center of excess and luxury, so in a way, the history of the Yedo Bakufu can be seen as the history of commercial growth.
INDUSTRIAL PROGRESS
Yoshimune devoted much attention to the encouragement of industrial progress. Deeming that a large import of drugs and sugar caused a ruinous drain of specie, he sent experts hither and thither through the country to encourage the domestic production of these staples as well as of vegetable wax. The feudatories, in compliance with his suggestion, took similar steps, and from this time tobacco growing in Sagami and Satsuma; the weaving industry in Kotsuke and Shimotsuke; sericulture in Kotsuke, Shinano, Mutsu, and Dewa; indigo cultivation in Awa; orange growing in Kii, and the curing of bonito in Tosa and Satsuma—all these began to flourish. Another feature of the time was the cultivation of the sweet potato at the suggestion of Aoki Konyo, who saw in this vegetable a unique provision against famine. Irrigation and drainage works also received official attention, as did the reclamation of rice-growing areas and the storing of cereals.
Yoshimune paid a lot of attention to promoting industrial growth. Believing that the heavy import of drugs and sugar was draining the country's wealth, he sent experts all over the nation to encourage the local production of these essential goods as well as vegetable wax. The feudal lords followed his advice and took similar actions, leading to the flourishing of tobacco farming in Sagami and Satsuma; the weaving industry in Kotsuke and Shimotsuke; sericulture in Kotsuke, Shinano, Mutsu, and Dewa; indigo farming in Awa; orange cultivation in Kii; and the processing of bonito in Tosa and Satsuma. Another significant development of the time was the cultivation of sweet potatoes, a suggestion made by Aoki Konyo, who recognized this vegetable as a valuable resource against famine. The government also focused on irrigation and drainage projects, along with the reclamation of rice-growing areas and the storage of grains.
THE NINTH SHOGUN, IESHIGE
In 1745, Yoshimune resigned his office to his son, Ieshige, who, having been born in 1702, was now in his forty-third year. Yoshimune had three sons, Ieshige, Munetake, and Munetada. Of these the most promising was the second, Munetake, whose taste for literature and military art almost equalled his father's. Matsudaira Norimura, prime minister, recognizing that Ieshige, who was weak, passionate, and self-willed, would not be able to fill worthily the high office of shogun, suggested to Yoshimune the advisability of nominating Munetake. But Yoshimune had his own programme. Ieshige's son, Ieharu, was a very gifted youth, and Yoshimune reckoned on himself retaining the direction of affairs for some years, so that Ieshige's functions would be merely nominal until Ieharu became old enough to succeed to the shogunate.
In 1745, Yoshimune stepped down from his position and passed it on to his son, Ieshige, who, born in 1702, was now 43 years old. Yoshimune had three sons: Ieshige, Munetake, and Munetada. The most promising among them was the second son, Munetake, whose interest in literature and military strategy was almost as strong as his father's. Matsudaira Norimura, the prime minister, saw that Ieshige, who was weak, passionate, and stubborn, wouldn't be able to effectively fulfill the high office of shogun, so he suggested to Yoshimune that Munetake should be nominated instead. However, Yoshimune had his own plans. Ieshige's son, Ieharu, was a highly talented young man, and Yoshimune intended to keep control of the situation for a few more years, meaning that Ieshige's role would be mostly symbolic until Ieharu was old enough to take over as shogun.
Meanwhile, to prevent complications and avert dangerous rivalry, Yoshimune assigned to Munetake and Munetada residences within the Tayasu and Hitotsubashi gates of the castle, respectively, gave the names of these gates as family titles, and bestowed on each a revenue of one hundred thousand koku, together with the privilege of supplying an heir to the shogunate in the event of failure of issue in the principal house of Tokugawa or in one of the "Three Families." The shogun, Ieshige, followed the same plan with his son, Yoshishige, and as the latter's residence was fixed within the Shimizu gate, there came into existence "Three Branch Families" called the Sankyo, in supplement of the already existing Sanke.*
Meanwhile, to avoid complications and prevent dangerous rivalry, Yoshimune assigned the Munetake and Munetada residences within the Tayasu and Hitotsubashi gates of the castle, respectively. He named these gates after the families and granted each a revenue of one hundred thousand koku, along with the privilege of providing an heir to the shogunate in case there were no successors from the main Tokugawa house or one of the "Three Families." The shogun, Ieshige, followed the same approach with his son, Yoshishige, whose residence was designated within the Shimizu gate. This led to the creation of three branch families known as the Sankyo, in addition to the already existing Sanke.*
*The present Princes Tokugawa are the representatives of the main line of the shogun; the Marquises Tokugawa, representatives of the Sanke, and the Counts Tokugawa, of the Sankyo.
*The current Princes Tokugawa are the representatives of the main line of the shogun; the Marquises Tokugawa represent the Sanke, and the Counts Tokugawa represent the Sankyo.*
Of course, the addition of the Shimizu family had the approval of Yoshimune. In fact, the whole arrangement as to the Sankyo was an illustration of his faithful imitation of the institutions of Ieyasu. The latter had created the Sanke, and Yoshimune created the Sankyo; Ieyasu had resigned in favour of his son and had continued to administer affairs from Sumpu, calling himself 0-gosho; Yoshimune followed his great ancestor's example in all these respects except that he substituted the western part of Yedo Castle for Sumpu. Ieshige's most salient characteristic was a passionate disposition. Men called him the "short-tempered shogun" (kanshaku kubo). He gave himself up to debauchery, and being of delicate physique, his self-indulgence quickly undermined his constitution. So long as Yoshimune lived, his strong hand held things straight, but after his death, in 1751, the incompetence of his son became very marked. He allowed himself to fall completely under the sway of his immediate attendants, and, among these, Tanuma Okitsugu succeeded in monopolizing the evil opportunity thus offered. During nearly ten years the reforms effected by Yoshimune steadily ceased to be operative, and when Ieshige resigned in 1760, the country had fallen into many of the bad customs of the Genroku era.
Of course, the inclusion of the Shimizu family had Yoshimune’s approval. In fact, the entire setup regarding the Sankyo was a demonstration of his faithful imitation of Ieyasu’s institutions. Ieyasu created the Sanke, and Yoshimune established the Sankyo; Ieyasu had stepped down in favor of his son while still managing affairs from Sumpu, calling himself 0-gosho; Yoshimune followed his great ancestor's lead in all these respects, except he replaced Sumpu with the western part of Yedo Castle. Ieshige’s most notable trait was his fiery temperament. People referred to him as the "short-tempered shogun" (kanshaku kubo). He indulged in excesses, and due to his delicate health, his self-indulgence quickly took a toll on his body. As long as Yoshimune was alive, his firm hand kept things in line, but after he died in 1751, his son's incompetence became evident. Ieshige completely allowed himself to be influenced by his close advisors, and among them, Tanuma Okitsugu managed to take full advantage of the situation. For almost ten years, the reforms implemented by Yoshimune gradually fell apart, and by the time Ieshige stepped down in 1760, the country had reverted to many of the negative practices of the Genroku era.
THE TENTH SHOGUN, IEHARU
After his abdication in 1760, Ieshige survived only fourteen months, dying, in 1761, at the age of fifty-one. He was succeeded, in 1760, by his son, Ieharu, who, having been born in 1737, was twenty-three years old when he began to administer the country's affairs. One of his first acts was to appoint Tanuma Okitsugu to be prime minister, bestowing on him a fief of fifty-seven thousand koku in the province of Totomi, and ordering him to construct a fortress there. At the same time Okitsugu's son, Okitomo, received the rank of Yamato no Kami and the office of junior minister. These two men became thenceforth the central figures in an era of maladministration and corruption. So powerful and all-reaching was their influence that people were wont to say, "Even a bird on the wing could not escape the Tanuma." The shogun was not morally incapable, but his intelligence was completely overshadowed by the devices of Okitsugu, who took care that Ieharu should remain entirely ignorant of popular sentiment. Anyone attempting to let light into this state of darkness was immediately dismissed. It is related of a vassal of Okitsugu that he was found one day with three high officials of the shogun's court busily engaged in applying a moxa to his foot. The three officials knew that their places depended on currying favour with this vassal; how much more, then, with his master, Okitsugu! Everything went by bribery. Justice and injustice were openly bought and sold. Tanuma Okitsugu was wont to say that human life was not so precious as gold and silver; that by the liberality of a man's gifts his sincerity might truly be gauged, and that the best solace for the trouble of conducting State affairs was for their administrator to find his house always full of presents.
After his abdication in 1760, Ieshige lived for just fourteen more months, passing away in 1761 at the age of fifty-one. He was succeeded in 1760 by his son, Ieharu, who was born in 1737 and was only twenty-three when he started managing the country’s affairs. One of his first actions was to appoint Tanuma Okitsugu as prime minister, granting him a fief of fifty-seven thousand koku in the province of Totomi and instructing him to build a fortress there. At the same time, Okitsugu's son, Okitomo, received the title of Yamato no Kami and was made a junior minister. From that point on, these two men became key figures in an era marked by mismanagement and corruption. Their influence was so extensive that people would say, "Even a bird in flight couldn’t escape the Tanuma." The shogun wasn't incapable in a moral sense, but his intelligence was completely overshadowed by Okitsugu's schemes, which kept Ieharu completely unaware of public opinion. Anyone trying to shed light on this dark situation was quickly dismissed. It’s said that a vassal of Okitsugu was once found with three high officials from the shogun's court busy applying moxa to his foot. The three officials knew their positions depended on gaining favor with this vassal, and even more so with his master, Okitsugu! Everything was handled through bribery. Justice and injustice were openly bought and sold. Tanuma Okitsugu often claimed that human life wasn't as valuable as gold and silver; that a man’s true sincerity could be measured by the generosity of his gifts, and that the best way to cope with the burdens of state management was for its administrator to keep his home overflowing with presents.
Ieharu, however, knew nothing of all this, or anything of the natural calamities that befell the country under his sway—the eruption of the Mihara volcano, in 1779, when twenty feet of ashes were piled over the adjacent country through an area of several miles; the volcanic disturbance at Sakura-jima, in Osumi, which took place about the same time and ended in the creation of several new islands; the outbreak of the Asama crater, in 1783, when half the provinces of the Kwanto were covered with ashes; and the loss of forty thousand lives by a flood in the Tone-gawa. Of all these visitations the shogun remained uninformed, and, in spite of them, luxury and extravagance marked the lives of the upper classes. Many, however, were constrained to seek loans from wealthy merchants in Osaka, and these tradesmen, admonished by past incidents, refused to lend anything. At last the intolerable situation culminated in a deed of violence. In April, 1784, Sano Masakoto, a hereditary vassal of the shogun, drew his sword upon Okitsugu within the precincts of the castle in Yedo and wounded him severely. Masakoto was seized and sentenced to commit suicide, but the justice of his attempt being recognized, the influence of Okitsugu and his son began to decline. Two years later (1786), there appeared a decree in the name of the Bakufu, ordering that the temples in all the provinces, the farmers, the artisans, and the merchants should send their gold and silver every spring to the Central Government, to the end that the latter might lend this treasure to the feudatories, who would pledge themselves to pay it back after five years.*
Ieharu, however, was completely unaware of all this, or of any natural disasters that struck the country he governed—the eruption of the Mihara volcano in 1779, which covered the surrounding area with twenty feet of ash over several miles; the volcanic activity at Sakura-jima in Osumi around the same time that resulted in the formation of several new islands; the explosion of the Asama crater in 1783, which left half the provinces of Kwanto blanketed in ash; and the flood in the Tone-gawa that caused forty thousand deaths. The shogun remained oblivious to all these disasters, and despite them, the upper classes indulged in luxury and extravagance. Many were forced to borrow money from wealthy merchants in Osaka, but these traders, cautious from past experiences, refused to provide any loans. Eventually, this unbearable situation led to violence. In April 1784, Sano Masakoto, a hereditary vassal of the shogun, attacked Okitsugu with his sword within the castle grounds in Yedo and seriously injured him. Masakoto was captured and sentenced to commit suicide, but since his motive was acknowledged as justified, the power of Okitsugu and his son began to wane. Two years later (1786), a decree was issued in the name of the Bakufu, requiring that temples in all provinces, along with farmers, artisans, and merchants, send their gold and silver to the Central Government every spring, so that it could lend this wealth to the feudal lords, who would promise to repay it after five years.*
*The funds thus obtained were called yuzu-kin (accommodation money).
*The money obtained was referred to as yuzu-kin (accommodation money).
There is reason to believe that the shogun himself knew nothing of this ordinance until a multitude of complaints and remonstrances found their way, in part, to his ears. At all events, the extraordinary decree proved to be the last act of Okitsugu's official life. He was dismissed from office, though whether the credit of that step belongs to the Sanke and the elder officials or to the shogun, is not certain, for Ieharu is said to have died just before the final disgrace of the corrupt statesman was consummated. The Yedo upon which he closed his eyes in October, 1786, presented features of demoralization unsurpassed in any previous era. In fact, during the period of forty-one years between the accession of the ninth shogun, Ieshige, in 1745, and the death of the tenth, Ieharu, in 1786, the manners and customs of the citizens developed along very evil lines. It was in this time that the city Phryne (machi-geisha) made her appearance; it was in this time that the theatre, which had hitherto been closed to the better classes, began to be frequented by them; it was in this time that gambling became universal; it was in this time that parents learned to think it an honour to see their daughters winning favour as dancing girls, and it was in this time that the samurai's noble contempt for money gave place to the omnipotence of gold in military and civil circles alike.
There’s reason to believe that the shogun himself didn’t know about this ordinance until a flood of complaints and objections reached him. In any case, this unusual decree ended up being the last act of Okitsugu's official life. He was removed from office, although it’s unclear whether that decision was made by the Sanke and senior officials or by the shogun himself, as Ieharu is said to have died just before the corrupt statesman’s final disgrace was finalized. The Yedo that he closed his eyes to in October 1786 showed levels of moral decay that were unmatched in any earlier period. In fact, during the forty-one years between the rise of the ninth shogun, Ieshige, in 1745, and the death of the tenth, Ieharu, in 1786, the behaviors and customs of the citizens took a very negative turn. It was during this time that the city Phryne (machi-geisha) emerged; it was during this time that the theater, previously closed off to the upper classes, started to be attended by them; it was during this time that gambling became widespread; it was during this time that parents began to see it as an honor for their daughters to gain attention as dancing girls, and it was during this time that the samurai’s once noble disdain for money was replaced by the overwhelming power of gold in both military and civil circles.
THE IMPERIAL COURT. THE 113TH SOVEREIGN, THE EMPEROR HIGASHIYAMA (A.D. 1687-1710)
In 1687, the Emperor Reigen abdicated in favour of Higashiyama, then a boy of thirteen, Reigen continuing to administer affairs from behind the curtain as was usual. Tsunayoshi was then the shogun in Yedo. He showed great consideration for the interests of the Imperial Court. Thus, he increased his Majesty's allowance by ten thousand koku of rice annually, and he granted an income of three thousand koku to the ex-Emperor. Moreover, all the Court ceremonies, which had been interrupted for want of funds, were resumed, and steps were taken to repair or rebuild the sepulchres of the sovereigns throughout the empire.
In 1687, Emperor Reigen stepped down and passed the throne to Higashiyama, who was only thirteen at the time, while Reigen continued to manage affairs from behind the scenes as was customary. Tsunayoshi was the shogun in Yedo, and he showed great consideration for the needs of the Imperial Court. He increased the Emperor's annual allowance by ten thousand koku of rice and also provided an income of three thousand koku to the former Emperor. Additionally, all the Court ceremonies that had been put on hold due to lack of funds were resumed, and efforts were made to repair or rebuild the tombs of the emperors throughout the empire.
RELATIONS BETWEEN THE FEUDATORIES AND THE COURT NOBLES
According to a rule made in the beginning of the Tokugawa dynasty, a lady of Tokugawa lineage was forbidden to marry a Court noble, but the shogun himself was expected to take a consort from one of the noble houses in the Imperial capital. From the days of Iemitsu this latter custom was steadily maintained, and gradually the feudatories came to follow the shogun's example, so that marriages between military magnates and noble ladies of Kyoto Were frequent. To these unions the Court nobles were impelled by financial reasons and the military men by ambition. The result was the gradual formation of an Imperial party and of a Bakufu party in Kyoto, and at times there ensued sharp rivalry between the two cliques. In the days of the seventh shogun, Ietsugu, the Emperor Reigen would have given his daughter Yaso to be the shogun's consort for the purpose of restoring real friendship between the two Courts, but the death of the shogun in his boyhood interrupted the project.
According to a rule established at the start of the Tokugawa dynasty, a woman of Tokugawa descent was not allowed to marry a Court noble, but the shogun was expected to take a partner from one of the noble families in the Imperial capital. Since the time of Iemitsu, this practice was consistently upheld, and gradually, the feudal lords began to follow the shogun's lead, making marriages between military leaders and noblewomen from Kyoto common. Financial motives drove the Court nobles, while ambition fueled the military leaders. As a result, an Imperial faction and a Bakufu faction started to emerge in Kyoto, leading to periods of intense rivalry between the two groups. During the time of the seventh shogun, Ietsugu, Emperor Reigen considered marrying his daughter Yaso to the shogun to restore genuine friendship between the two Courts, but the shogun’s untimely death in childhood halted the plans.
THE 114TH SOVEREIGN, THE EMPEROR NAKANOMIKADO (A.D. 1710-1735)
Higashiyama abdicated (1710) in favour of Nakanomikado, who reigned for twenty-five years. This reign is remarkable for a change in the system hitherto uniformly pursued, namely, that all Imperial princes with the exception of the direct heir should become Buddhist priests (ho-shinnd), and all princesses except those chosen as consorts of the shoguns, should become Buddhist nuns (bikuni-gosho). It has already been shown that this custom found many followers in the days of Ashikaga administration, and it was observed with almost equal strictness under the Tokugawa, who certainly aimed at the gradual weakening of the Imperial household's influence. Arai Hakuseki remonstrated with the shogun, Ienobu, on the subject. He contended that however humble a man's lot may be, his natural desire is to see his children prosper, whereas in the case of Imperial princes, they were condemned to the ascetic career of Buddhist priests. He denounced such a system as opposed to the instincts of humanity, and he advised not only that certain princes should be allowed to form families of their own, but also that Imperial princesses should marry into branches of the Tokugawa. Ienobu is said to have acknowledged the wisdom of this advice, and its immediate result was the establishment of the princely house of Kanin, which, with the houses of Fushimi, Kyogoku (afterwards Katsura), and Arisugawa, became the four Shinnoke. Among other privileges these were designated to furnish an heir to the throne in the event of the failure of direct issue. When Yoshimune succeeded to the headship of the Bakufu, and after Arai Hakuseki was no longer in office, this far-seeing policy was gradually abandoned, and all the relations between the Imperial Court and the Bakufu became somewhat strained.
Higashiyama stepped down (1710) in favor of Nakanomikado, who ruled for twenty-five years. This reign is notable for a shift in the previously consistent system, where all Imperial princes, except the direct heir, were expected to become Buddhist priests (ho-shinnd), and all princesses, except those chosen as consorts of the shoguns, were to become Buddhist nuns (bikuni-gosho). This practice had many supporters during the Ashikaga period, and it was enforced almost equally strictly under the Tokugawa, who clearly aimed to gradually diminish the influence of the Imperial household. Arai Hakuseki argued with the shogun, Ienobu, about this issue. He contended that, no matter how humble one's situation may be, a parent naturally desires to see their children succeed, whereas Imperial princes were forced into the ascetic lives of Buddhist priests. He criticized this system as contrary to human instincts and suggested that certain princes should be allowed to start their own families, as well as that Imperial princesses should marry into branches of the Tokugawa. Ienobu is said to have recognized the wisdom in this advice, and its immediate result was the creation of the princely house of Kanin, which, alongside the houses of Fushimi, Kyogoku (later Katsura), and Arisugawa, became known as the four Shinnoke. Among other privileges, these houses were tasked with providing an heir to the throne if there were no direct descendants. When Yoshimune took over leadership of the Bakufu, and after Arai Hakuseki was no longer in his position, this forward-thinking policy was slowly rolled back, leading to increased tension between the Imperial Court and the Bakufu.
THE 115TH SOVEREIGN, THE EMPEROR SAKURAMACHI (A. D, 1732-1735), AND THE 116TH SOVEREIGN, THE EMPEROR MOMOZONO (A.D. 1735-1762)
After the death of the ex-Emperor Reigen (1732), the Emperor Nakanomikado administered affairs himself during three years, and then abdicated in 1735 in favour of Sakuramachi, who was sixteen years of age, and who reigned until 1747, when he abdicated in favour of Momozono, then seven years of age. It was in this reign that there appeared an eminent scholar, Yamazaki Ansai, who, with his scarcely less famous pupil, Takenouchi Shikibu, expounded the Chinese classics according to the interpretation of Chutsz. They sought to combine the cults of Confucianism and Shinto, and to demonstrate that the Mikados were descendants of gods; that everything possessed by a subject belonged primarily to the sovereign, and that anyone opposing his Majesty's will must be killed, though his brothers or his parents were his slayers. The obvious effect of such doctrines was to discredit the Bakufu shoguns, and information having ultimately been lodged in Yedo through an enemy of Takenouchi, seventeen Court nobles together with others were arrested and punished, some capitally and some by exile. Among those executed the most remarkable was Yamagata Daini, a master of military science, who, having endured the torture without confession, was finally put to death on the ground that in teaching the method of attacking a fortress he used drawings of Yedo Castle. This incident is remarkable as indicating the first potent appearance of a doctrine to the prevalence of which the fall of the Tokugawa Bakufu was ultimately referable.
After the death of the former Emperor Reigen (1732), Emperor Nakanomikado took charge of the government himself for three years, then abdicated in 1735 in favor of Sakuramachi, who was sixteen at the time. Sakuramachi reigned until 1747, when he abdicated in favor of Momozono, who was just seven years old. It was during this reign that a prominent scholar, Yamazaki Ansai, emerged, along with his equally famous student, Takenouchi Shikibu. They taught the Chinese classics based on Chutsz's interpretation. They aimed to merge the beliefs of Confucianism and Shinto, asserting that the emperors were descendants of gods, that everything owned by a subject ultimately belonged to the emperor, and that anyone who opposed the emperor's authority must be executed, even if their own relatives were the ones carrying out the execution. The clear outcome of these beliefs was to undermine the Bakufu shoguns. Eventually, information reached Yedo through an opponent of Takenouchi, leading to the arrest and punishment of seventeen court nobles and others, some facing execution and others exile. Among those executed was Yamagata Daini, a military science expert, who endured torture without confessing and was eventually killed because he used drawings of Yedo Castle to teach fortress assault techniques. This event is notable as it marks the early significant rise of a belief system that ultimately contributed to the fall of the Tokugawa Bakufu.
THE 117TH SOVEREIGN, THE EMPRESS GO-SAKURAMACHI (A.D. 1762-1770), AND THE 118TH SOVEREIGN, THE EMPEROR GO-MOMOZONO (A.D. 1770-1780)
The Emperor Momozono died in 1762 after having administered the Government for sixteen years. His eldest son, Prince Hidehito, being a mere baby, it was decided that Princess Tomo, Momozono's elder sister, should occupy the throne, Prince Hidehito becoming the Crown Prince. Her Majesty is known in history as Go-Sakuramachi. Her reign lasted only eight years, and in 1770 she abdicated in favour of her nephew, Hidehito, who ascended the throne as the Emperor Go-Momozono and died after a reign of nine years. This exhausted the lineal descendants of the Emperor Nakanomikado.
The Emperor Momozono died in 1762 after governing for sixteen years. Since his eldest son, Prince Hidehito, was just a baby, it was decided that Princess Tomo, Momozono's older sister, should take the throne, while Prince Hidehito became the Crown Prince. She is known in history as Go-Sakuramachi. Her reign lasted only eight years, and in 1770 she abdicated in favor of her nephew, Hidehito, who became Emperor Go-Momozono and ruled for nine years before he died. This marked the end of the direct line of Emperor Nakanomikado.
THE 119TH SOVEREIGN, THE EMPEROR KOKAKU (A.D. 1780-1816)
In default of a direct heir it became necessary to have recourse to one of the "Four Princely Families," and the choice fell upon Prince Tomohito, representing the Kanin house. He succeeded as Kokaku, and a Japanese historian remarks with regard to the event and to the growth of the spirit fostered by Yamazaki Ansai, Takenouchi Shikibu, and Yamagata Daini, that "the first string of the Meiji Restoration lyre vibrated at this time in Japan." Kokaku's reign will be referred to again later on.
In the absence of a direct heir, it became necessary to turn to one of the "Four Princely Families," and the choice was made to select Prince Tomohito, who represented the Kanin house. He became the Kokaku, and a Japanese historian notes about this event and the spirit encouraged by Yamazaki Ansai, Takenouchi Shikibu, and Yamagata Daini that "the first string of the Meiji Restoration lyre vibrated at this time in Japan." Kokaku's reign will be mentioned again later.
ENGRAVING: (Keyari) SPEAR CARRIER (One of a Daimyo's Procession)
ENGRAVING: (Keyari) SPEAR CARRIER (One of a Daimyo's Procession)
ENGRAVING: PICKING TEA LEAVES IN UJI, A CELEBRATED TEA DISTRICT
CHAPTER XLI
THE LATE PERIOD OF THE TOKUGAWA BAKUFU.
THE ELEVENTH SHOGUN, IENARI. (1786-1838)
NATURAL CALAMITIES
THE misgovernment of Tanuma and his son was not the only calamity that befell the country during the closing years of the tenth shogun, Ieharu's, administration. The land was also visited by famine and pestilence of unparallelled dimensions. The evil period began in 1783 and lasted almost without intermission for four years. It is recorded that when the famine was at its height, rice could not be obtained in some parts of the country for less than forty ryo a koku. Sanguinary riots took place in Yedo, Kyoto, Osaka, and elsewhere. The stores of rice-merchants and the residences of wealthy folks were plundered and, in many cases, destroyed. To such extremities were people driven that cakes made from pine-tree bark served as almost the sole means of subsistence in some districts, and the Government is found gravely proclaiming that cakes made of straw were more nutritious. There are records of men deserting their families, wandering into other provinces in search of food and dying by thousands on the way. An official who had been sent to Matsumae, in the province of Mutsu, to observe the state of affairs, reported that the villages to the east of Nambu had been practically depopulated and the once fertile fields converted into barren plains. "Although farmhouses stood in the hamlets, not a solitary person was to be seen on the road; not a human voice was to be heard. Looking through a window, one saw dead bodies lying without anyone to bury them, and sometimes skeletons covered with quilts reposed on the mats, while among the weeds countless corpses were scattered."
The mismanagement by Tanuma and his son was not the only disaster that hit the country during the final years of the tenth shogun, Ieharu's, administration. The land also faced famine and disease on an unprecedented scale. This terrible period began in 1783 and lasted almost continuously for four years. Records show that at the peak of the famine, rice was selling for over forty ryo a koku in some areas. Violent riots erupted in Yedo, Kyoto, Osaka, and other places. The rice stores of merchants and the homes of wealthy people were looted and, in many cases, destroyed. People were pushed to such extremes that cakes made from pine bark became the main source of food in some regions, with the Government even claiming that straw cakes were more nutritious. Reports mentioned men abandoning their families, wandering into other provinces in search of food, and dying in the tens of thousands along the way. An official sent to Matsumae in the province of Mutsu to assess the situation reported that the villages to the east of Nambu had been nearly emptied, and once-fertile fields had turned into wastelands. "Although farmhouses remained in the hamlets, not a single person was seen on the road; not a human voice could be heard. Looking through a window, one could see dead bodies lying unburied and sometimes skeletons covered with quilts lying on the mats, while countless corpses were scattered among the weeds."
THE ELEVENTH SHOGUN, IENARI
Among these terrible conditions the tenth shogun, Ieharu died, in 1786, and was succeeded by Ienari, a son of Hitotsubashi Harunari and a great-grandson of Yoshimune. Ienari was in his fifteenth year, and, of course, at such a tender age he could not possibly deal with the financial, economic, and administrative problems that presented themselves at this, the darkest period of Tokugawa sway. Fortunately a man of genius was found to grapple with the situation. Matsudaira Sadanobu, son of Tayasu Munetake and grandson of Yoshimune, proved himself one of the most capable administrators Japan had hitherto produced. In 1788, he was appointed prime minister, assisted by a council of State comprising the heads of the three Tokugawa families of Mito, Kii, and Owari. Sadanobu was in his thirtieth year, a man of boundless energy, great insight, and unflinching courage. His first step was to exorcise the spectre of famine by which the nation was obsessed. For that purpose he issued rules with regard to the storing of grain, and as fairly good harvests were reaped during the next few years, confidence was in a measure restored. The men who served the Bakufu during its middle period in the capacity of ministers had been taken almost entirely from the families of Ii, Sakai, and Hotta, but none of them had shown any marked ability; they had allowed their functions to be usurped by the personal attendants of the shogun. This abuse was remedied by the appointment of the heads of the three Tokugawa families to the post of ministers, and for a time Sadanobu received loyal and efficient support from his colleagues.
Amid these dire conditions, the tenth shogun, Ieharu, died in 1786 and was succeeded by Ienari, the son of Hitotsubashi Harunari and a great-grandson of Yoshimune. Ienari was just fifteen years old, and at such a young age, he could hardly deal with the financial, economic, and administrative issues facing the country during this dark time for the Tokugawa shogunate. Luckily, a brilliant leader emerged to tackle the situation. Matsudaira Sadanobu, son of Tayasu Munetake and grandson of Yoshimune, proved to be one of the most capable administrators Japan had ever seen. In 1788, he was appointed prime minister, supported by a council of State made up of the heads of the three Tokugawa families from Mito, Kii, and Owari. Sadanobu was 30 years old, full of energy, insight, and unwavering courage. His first move was to address the looming threat of famine that haunted the nation. To achieve this, he implemented rules for grain storage, and as decent harvests were consistently reaped over the next few years, some confidence was restored. The officials who served the Bakufu as ministers during its middle years mainly came from the Ii, Sakai, and Hotta families, but none had demonstrated any significant capability; they allowed their roles to be overshadowed by the personal attendants of the shogun. This issue was resolved by appointing the heads of the three Tokugawa families as ministers, and for a time, Sadanobu received loyal and effective support from his colleagues.
CONFLAGRATION IN KYOTO
The series of calamities which commenced with the tempests, floods, and famines of 1788 culminated in a fire such as never previously had swept Kyoto. It reduced to ashes the Imperial palace, Nijo Castle, 220 Shinto shrines, 128 Buddhist temples, and 183,000 houses. The loss of life (2600) was not by any means as severe as that in the great fire of Yedo, but the Imperial city was practically destroyed. Ishikawa Jinshiro, who commanded at Nijo Castle, immediately distributed a thousand koku of rice from the Government's store to relieve the distressed citizens. He acted in this matter without waiting to seek sanction from the Bakufu, and his discretion was rewarded by appointment to the high office of inspector-general of police (o-metsuke).
The series of disasters that began with the storms, floods, and famines of 1788 ended in a fire that swept through Kyoto like no other before. It turned to ashes the Imperial palace, Nijo Castle, 220 Shinto shrines, 128 Buddhist temples, and 183,000 homes. The death toll (2,600) wasn't as high as in the great fire of Yedo, but the Imperial city was nearly wiped out. Ishikawa Jinshiro, who was in charge at Nijo Castle, quickly distributed a thousand koku of rice from the government’s supplies to help the suffering citizens. He took this action without waiting for approval from the Bakufu, and his quick thinking earned him the position of inspector-general of police (o-metsuke).
The problem of restoring the palace presented much difficulty in the impoverished state of the country, but the Bakufu did not hesitate to take the task in hand, and to issue the necessary requisitions to the feudatories of the home provinces. Sadanobu himself repaired to Kyoto to superintend the work, and took the opportunity to travel throughout a large part of the country. During his tour all that had any grievances were invited to present petitions, and munificent rewards were bestowed on persons who had distinguished themselves by acts of filial piety or by lives of chastity. Such administrative measures presented a vivid contrast with the corrupt oppression practised by the Tanuma family, and it is recorded that men and women kneeled on the road as Sadanobu passed and blessed him with tears.
Restoring the palace was really challenging given the country's financial struggles, but the Bakufu didn’t hesitate to take it on and issued the necessary requests to the local feudal lords. Sadanobu himself went to Kyoto to oversee the work and took the chance to travel across much of the country. During his travels, he encouraged anyone with complaints to submit their petitions, and generous rewards were given to those who showed exceptional filial piety or lived virtuous lives. These administrative actions stood in stark contrast to the corrupt oppression practiced by the Tanuma family, and it's noted that men and women knelt in the road as Sadanobu passed by, blessing him with tears.
ENGRAVING: SANNO FESTIVAL OF TOKYO IN EARLY DAYS
SUMPTUARY REGULATIONS
Convinced that the most important step towards economic improvement was the practice of frugality, Sadanobu caused rules to be compiled and issued which dealt with almost every form of expenditure. He himself made a practice of attending at the castle wearing garments of the coarsest possible materials, and the minute character of his ordinances against extravagance almost taxes credulity.
Convinced that the key to boosting the economy was to be frugal, Sadanobu had rules compiled and published that addressed nearly every type of spending. He personally made it a point to go to the castle dressed in the roughest fabrics possible, and the detailed nature of his regulations against excess seems hard to believe.
Thus, he forbade the custom of exchanging presents between official colleagues; ordered that everyone possessing an income of less than ten thousand koku should refrain from purchasing anything new, whether clothing, utensils, or furniture; interdicted the wearing of white robes except on occasions of ceremony; ordained that wedding presents should henceforth be reduced by one-half, advised that dried lobsters should be substituted for fresh fish in making presents; prohibited the wearing of brocade or embroidered silk by ladies not of the highest class; enjoined simplicity in costumes for the no dance, in children's toys, in women's pipes, or tobacco-pouches, and in ladies' hairpins or hairdress; forbade gold lacquer in any form except to delineate family crests; limited the size of dolls; vetoed banquets, musical entertainments, and all idle pleasures except such as were justified by social status, and actually went to the length of ordering women to dress their own hair, dispensing entirely with professional Hairdressers, who were bade to change their occupation for tailoring or laundry work.
So, he banned the practice of giving gifts between coworkers; required that anyone earning less than ten thousand koku should avoid buying anything new, be it clothes, utensils, or furniture; prohibited the wearing of white robes except during ceremonies; ordered that wedding gifts should be cut by half, suggested using dried lobsters instead of fresh fish for gifts; banned ladies not from the highest class from wearing brocade or embroidered silk; insisted on simplicity in costumes for the no dance, in kids' toys, in women's pipes or tobacco pouches, and in ladies' hairpins or hairstyles; prohibited gold lacquer except for family crests; restricted the size of dolls; prohibited banquets, musical performances, and all leisure activities except those appropriate to social status, and even insisted that women do their own hair, getting rid of professional hairdressers, who were told to switch to tailoring or laundry work.
This remarkable statesman laboured for the ethical improvement of his countrymen as well as for their frugality of life. In 1789, we find him legislating against the multiplication of brothels, and, two years later, he vetoed mixed bathing of men and women. One of the fashions of the time was that vassals left in charge of their lords' mansions in Yedo used to organize mutual entertainments by way of promoting good-fellowship, but in reality for purposes of dissipation. These gatherings were strictly interdicted. Simultaneously with the issue of this mass of negative legislation, Sadanobu took care to bestow rewards and publish eulogies. Whoever distinguished himself by diligent service, by chastity, by filial piety, or by loyalty, could count on honourable notice.
This remarkable statesman worked hard for the moral betterment of his fellow citizens and for their simple way of living. In 1789, he was making laws to reduce the number of brothels, and two years later, he vetoed mixed swimming for men and women. One of the trends at the time was for vassals left in charge of their lords' estates in Yedo to host gatherings to promote camaraderie, but these events were really just for partying. These gatherings were strictly banned. At the same time he was issuing all this negative legislation, Sadanobu also made sure to give out rewards and publish praises. Those who distinguished themselves through hard work, chastity, filial piety, or loyalty could expect honorable recognition.
THE KWANSEI VAGABONDS
During the Kwansei era (1789-1800), Yedo was infested by vagabonds, who, having been deprived of their livelihood by the famine during the years immediately previous, made a habit of going about the town in groups of from three to five men committing deeds of theft or incendiarism. Sadanobu, acting on the advice of the judicial officials, dealt with this evil by establishing a house of correction on Ishikawa Island. There homeless vagrants were detained and provided with work, those ignorant of any handicraft being employed as labourers. The inmates were fed and clothed by the Government, and set free after three years, their savings being handed to them to serve as capital for some occupation. The institution was placed under the care of Hasegawa Heizo, five hundred bags of rice and five hundred ryo being granted annually by the Bakufu for its support.
During the Kwansei era (1789-1800), Edo was overrun by drifters who, having lost their livelihoods due to the famine in the previous years, started roaming the city in groups of three to five, committing theft and arson. Sadanobu, acting on the advice of the judicial officials, addressed this problem by setting up a correctional facility on Ishikawa Island. There, homeless vagrants were detained and given work; those without any skills were employed as laborers. The inmates were provided with food and clothing by the government and released after three years, receiving their savings as capital for a new job. The institution was managed by Hasegawa Heizo, with the Bakufu granting five hundred bags of rice and five hundred ryo every year for its support.
ADOPTION
It has been stated above that one of the abuses which came into large practice from the middle period of the Tokugawa Bakufu was the adoption of children of ignoble birth into samurai families in consideration of monetary payments by their parents. This mercenary custom was strictly interdicted by the Matsudaira regent, who justly saw in it a danger to the solidity of the military class. But it does not appear that his veto received full observance.
It was mentioned earlier that one of the common abuses that arose during the middle period of the Tokugawa Bakufu was the practice of adopting children from low-status backgrounds into samurai families in exchange for money from their parents. This profit-driven custom was strictly prohibited by the Matsudaira regent, who rightly viewed it as a threat to the integrity of the military class. However, it seems that his ban was not fully enforced.
EDUCATION
Since the shogun Tsunayoshi (1680-1709) appointed Hayashi Nobuatsu as chief of Education in Yedo, and entrusted to him the conduct of the college called Seido, Hayashi's descendants succeeded to that post by hereditary right. They steadily followed the principles of Confucianism as interpreted by Chutsz, a Chinese philosopher who died in the year 1200, but in accordance with the inevitable fate of all hereditary offices, the lapse of generations brought inferiority of zeal and talent. During the first half of the seventeenth century, there appeared in the field of Japanese philosophy Nakaye Toju, who adopted the interpretation of Confucianism given by a later Chinese philosopher, Wang Yang-ming (1472-1529). At a subsequent date Yamaga Soko, Ito Jinsai, and Ogyu Sorai (called also Butsu Sorai) asserted the superiority of the ancient Chinese teaching; and finally Kinoshita Junan preached the rule of adopting whatever was good, without distinction of Tang or Sung.
Since Shogun Tsunayoshi (1680-1709) appointed Hayashi Nobuatsu as the head of Education in Edo and put him in charge of the college called Seido, Hayashi's descendants inherited that position. They consistently followed the principles of Confucianism as interpreted by Chutz, a Chinese philosopher who died in 1200. However, as is common with hereditary roles, over time the quality of enthusiasm and talent declined. In the first half of the seventeenth century, Nakaye Toju emerged in Japanese philosophy, embracing the interpretation of Confucianism proposed by a later Chinese philosopher, Wang Yangming (1472-1529). Later, Yamaga Soko, Ito Jinsai, and Ogyu Sorai (also known as Butsu Sorai) claimed the superiority of ancient Chinese teachings; ultimately, Kinoshita Junan advocated for accepting anything good, regardless of whether it came from the Tang or Sung dynasties.
These four schools engaged in vehement controversy, and showed such passion in their statements and such intolerance in their contradictions, that they seemed to have altogether forgotten the ethical principles underlying their own doctrines. In the last quarter of the eighteenth century, other schools came into being, one calling itself the "eclectic school," another the "inductive school," and so forth, so that in the end one and the same passage of the Confucian Analects received some twenty different interpretations, all advanced with more or less abuse and injury to the spirit of politeness.
These four schools argued intensely and displayed such passion in their statements and such intolerance in their disagreements that it seemed like they completely forgot the ethical principles behind their own beliefs. In the last quarter of the eighteenth century, new schools emerged, one calling itself the "eclectic school," another the "inductive school," and so on, leading to one passage from the Confucian Analects being interpreted in about twenty different ways, all presented with varying degrees of disrespect and harm to the spirit of politeness.
In these circumstances the educational chief in Yedo lost control of the situation. Even among his own students there were some who rejected the teachings of Chutsz, and Confucianism threatened to become a stumbling-block rather than an aid to ethics. The prime minister, Sadanobu, now appointed four philosophers of note to assist the Hayashi family, and these famous teachers attended in turn at the Seido to lecture, commoners as well as samurai being allowed to attend. Sadanobu further directed that the heads of Government departments should send in a list of those best educated among their subordinates, and the men thus recommended were promoted after examination. Moreover, the prime minister himself, attended by his colleagues and the administrators, made a habit of inspecting personally, from time to time, the manner of teaching at the college, and finally, in 1795, the Seido was definitely invested with the character of a Government college, a yearly grant of 1130 koku being apportioned to meet the expenses, and an income of 1500 koku being bestowed upon the Hayashi family.
In these circumstances, the education chief in Edo lost control of the situation. Even among his own students, there were some who rejected the teachings of Chutsz, and Confucianism threatened to become a barrier rather than a support for ethics. The prime minister, Sadanobu, appointed four notable philosophers to assist the Hayashi family, and these renowned teachers took turns lecturing at the Seido, allowing both commoners and samurai to attend. Sadanobu also instructed that heads of government departments submit a list of the best-educated individuals among their subordinates, and those recommended were promoted after an examination. Additionally, the prime minister, along with his colleagues and administrators, regularly inspected the teaching methods at the college. Finally, in 1795, the Seido was officially designated as a government college, with an annual grant of 1,130 koku allocated to cover expenses, and an income of 1,500 koku provided to the Hayashi family.
In the same year, it was decreed that no one should be eligible for a post in the civil service unless he was an avowed follower of the Chutsz philosophy. This bigoted measure, spoken of as the "prohibition of heterodoxy," did not produce the desired effect. It tended rather to accentuate the differences between the various schools, and a petition was presented to the Bakufu urging that the invidious veto should be rescinded. The petitioners contended that although the schools differed from each other, their differences were not material, since all stood on common foundations, namely, the doctrines of Confucius and Mencius, and all agreed in inculcating the virtues of filial piety, brotherly love, loyalty, humanity, righteousness, politeness, and general tranquillity.
In the same year, it was decided that no one could hold a position in the civil service unless they openly followed the Chutsz philosophy. This narrow-minded rule, referred to as the "prohibition of heterodoxy," didn’t achieve its intended goal. Instead, it highlighted the differences among the various schools, leading to a petition being submitted to the Bakufu, asking that the unfair restriction be lifted. The petitioners argued that even though the schools had differences, those differences were insignificant because they all shared common foundations, namely the teachings of Confucius and Mencius, and all promoted the virtues of filial piety, brotherly love, loyalty, humanity, righteousness, politeness, and overall peace.
THE PHILOSOPHIES OF CHUTSZ AND WANG YANG-MING
It will be interesting to pause here a moment in order to inquire briefly the nature of the philosophies which occupied Japanese thought throughout the seventeenth and the eighteenth centuries. We need not go beyond the schools of Chutsz and Wang Yang-ming, for the third, or "ancient," school adopted the teachings of Confucius and Mencius in their purity, rejecting all subsequent deductions from the actual words used by these sages. These two schools have been well distinguished as follows by a modern philosopher, Dr. Inouye Tetsujiro:
It’s worth taking a moment to briefly explore the philosophies that influenced Japanese thought during the seventeenth and eighteenth centuries. We don’t need to look further than the schools of Chutsz and Wang Yang-ming, because the third, or "ancient," school embraced the teachings of Confucius and Mencius in their original form, dismissing any later interpretations of the actual words of these sages. A modern philosopher, Dr. Inouye Tetsujiro, has clearly distinguished these two schools as follows:
"(1) Chutsz maintained that it is necessary to make an extensive investigation of the world and its laws before determining what is the moral law. Wang held that man's knowledge of moral law precedes all study and that a man's knowledge of himself is the very highest kind of learning. Chutsz's method may be said to be inductive; Wang's, deductive.
(1) Chutsz argued that it’s essential to conduct a thorough investigation of the world and its laws before figuring out what the moral law is. Wang believed that understanding moral law comes before any research and that self-knowledge is the highest form of learning. Chutsz's approach can be described as inductive, while Wang's is deductive.
"(2) The cosmogony of Chutsz was dualistic. All nature owed its existence to the Ri and Ki, the determining principle and the vital force of primordial aura that produces and modifies motion. Wang held that these two were inseparable. His teaching was therefore monistic.
(2) The creation story of Chutsz was dualistic. Everything in nature came from the Ri and Ki, the guiding principle and the life force of the original energy that creates and changes motion. Wang believed that these two were unbreakable. His teachings were thus monistic.
"(3) Chutsz taught that the primary principle, Ri, and the mind of man were quite separate, and that the latter was attached to the Ki. Wang held that the mind of man and the principle of the universe were one and the same, and argued that no study of external nature was required in order to find out nature's laws. To discover these, man had only to look within his own heart. He that understands his own heart understands nature, says Wang.
"(3) Chutsz taught that the primary principle, Ri, and the human mind were completely separate, and that the latter was connected to Ki. Wang believed that the human mind and the principle of the universe were the same, and argued that there was no need to study the external world to uncover nature's laws. To discover these laws, a person only needed to look within their own heart. He who understands his own heart understands nature, says Wang."
"(4) Chutsz's system makes experience necessary in order to understand the laws of the universe, but Wang's idealism dispenses with it altogether as a teacher.
"(4) Chutsz's system makes experience essential for understanding the laws of the universe, while Wang's idealism completely eliminates it as a teacher."
"(5) Chutsz taught that knowledge must come first and right conduct after. Wang contended that knowledge and conduct cannot be separated. One is part of the other. Chutsz may be said to exalt learned theories and principles, and Wang to extol practice.
"(5) Chutsz taught that knowledge should come first and proper behavior should follow. Wang argued that knowledge and behavior can’t be separated; one is part of the other. Chutsz could be seen as valuing theoretical knowledge and principles, while Wang emphasized the importance of practice."
"The moral results of the systems briefly stated were as follows: Chutsz 'a teaching produced many learned men in this country, but not infrequently these men were inferior, being narrow-minded, prejudiced, and behind the age. Wang's doctrines, on the other hand, while they cannot escape the charge of shallowness on all occasions, serve the moral purpose for which they were propagated better than those of the rival school. Though in the ranks of the Japanese followers of Chutsz there were numbers of insignificant, bigoted traditionalists, the same cannot be said of those who adopted Wang's views. They were as a class fine specimens of humanity, abreast, if not ahead, of the age in which they lived. No system of teaching has produced anything approaching such a number of remarkable men. If a tree is to be judged by its fruit, Wang's philosophy in Japan must be pronounced one of the greatest benefits that she received from the neighbouring continent, though not a little of its power in this country is to be traced to the personality of the man who was the first to make it thoroughly known to his fellow countrymen, Nakaye Toju."*
"The moral outcomes of the systems can be summarized as follows: Chutsz's teachings created many educated individuals in this country, but often these individuals were limited, narrow-minded, and out of touch with modern ideas. In contrast, Wang's doctrines, while sometimes shallow, fulfill their moral intent more effectively than those of the competing school. Although many of the Japanese followers of Chutsz were unremarkable, bigoted traditionalists, the same cannot be said for those who embraced Wang's ideas. They were generally exemplary individuals, keeping up with, if not surpassing, the era in which they lived. No educational system has produced a comparable number of outstanding individuals. If you evaluate a tree by its fruit, Wang's philosophy in Japan stands out as one of the greatest advantages she gained from the neighboring continent, though much of its strength in this country can be attributed to the influence of the person who first introduced it widely, Nakaye Toju."
*See Professor Walter Dening's brochure on Confucian Philosophy in
Japan.
*Check out Professor Walter Dening's brochure on Confucian Philosophy in
Japan.
Dr. Inouye adds: "By exclusive attention to the dictates of conscience and by sheer force of will the Wang school of philosophers succeeded in reaching a standard of attainment that served to make them models for posterity. The integrity of heart preached by his followers in Japan has become a national heritage of which all Japanese are proud. In the West, ethics has become too exclusively a subject of intellectual inquiry, a question as to which of rival theories is the most logical. By the Japanese, practical virtue has been exalted to the pedestal of the highest honour."
Dr. Inouye adds: "With unwavering focus on their conscience and pure determination, the Wang school of philosophers achieved a level of success that made them role models for future generations. The integrity promoted by their followers in Japan has become a national heritage that all Japanese take pride in. In the West, ethics has turned too much into an intellectual debate, a matter of which competing theories are the most logical. The Japanese, however, have elevated practical virtue to the highest level of honor."
The same authority, discussing the merits of the Chutsz school, says: "To the question which has so often been asked during the past few years, whence comes the Japanese fine ethical standard, the answer is that it undoubtedly originated with the teaching of Chutsz as explained, modified, and carried into practice in Japan. The moral philosophy of the Chutsz school in Japan compared with that of the other two schools was moderate in tone, free from eccentricities, and practical in a rare degree. In the enormous importance it attached to self-culture and what is known in modern terminology as self-realization, the teaching of the Chutsz school of Japanese moralists differed in no material respects from the doctrines of the New Kantians in England."
The same authority, discussing the merits of the Chutsz school, says: "In response to the question that has frequently been asked in recent years about the origins of Japan's fine ethical standard, the answer is that it clearly comes from the teachings of Chutsz as interpreted, adapted, and implemented in Japan. The moral philosophy of the Chutsz school in Japan was moderate, sensible, and highly practical compared to the other two schools. Its strong emphasis on self-culture and what we now call self-realization means that the teachings of the Chutsz school of Japanese moralists are not significantly different from the ideas of the New Kantians in England."
RETIREMENT OF SADANOBU
After six years of most enlightened service, Matsudaira Sadanobu resigned office in 1793 to the surprise and consternation of all truly patriotic Japanese. History is uncertain as to the exact cause of his retirement, but the explanation seems to be, first, that his uncompromising zeal of reform had earned him many enemies who watched constantly for an opportunity to attack him, and found it during his absence on a visit to inspect the coasts of the empire with a view to enforcing the veto against foreign trade; and secondly, that a question of prime importance having arisen between the Courts of Kyoto and Yedo, Sadanobu's influence was exercised in a manner deeply resented by the sovereign as well as by the loyalists throughout the empire. This important incident will be presently referred to in detail. Here it will suffice to state that Sadanobu did not retire in disgrace. He was promoted to the rank of general of the Left, which honour was supplemented by an invitation to attend at the castle on State occasions. He chose, however, to live in retirement, devoting himself to the administration of his own domain and to literary pursuits. The author of several well-known books, he is remembered by his pen-name, Rakuo, almost as constantly as by his historical, Sadanobu. He died in 1829, at the age of seventy-two.
After six years of dedicated service, Matsudaira Sadanobu resigned in 1793, surprising and upsetting all truly patriotic Japanese. The exact reason for his retirement is unclear, but it seems that first, his unwavering commitment to reform made him many enemies who were always looking for a chance to attack him, and they found it while he was away inspecting the coasts of the empire to enforce a ban on foreign trade. Secondly, a crucial issue arose between the Courts of Kyoto and Yedo, and Sadanobu's influence was exercised in a way that deeply angered both the sovereign and the loyalists throughout the empire. This significant event will be discussed in detail later. For now, it’s enough to say that Sadanobu did not leave in disgrace. He was promoted to the rank of general of the Left, an honor that was furthered by an invitation to attend State events at the castle. However, he chose to live in seclusion, focusing on managing his own domain and his literary interests. Known for several well-regarded books, he is remembered by his pen name, Rakuo, almost as much as by his historical name, Sadanobu. He passed away in 1829 at the age of seventy-two.
HITOTSUBASHI HARUNARI
After Sadanobu's resignation of the post of prime minister, the shogun's father, Hitotsubashi Harunari, moved into the western citadel of Yedo Castle, and thenceforth the great reforms which Sadanobu had effected by the force of genius and unflagging assiduity, were quickly replaced by an age of retrogression, so that posterity learned to speak of the prodigality of the Bunka and Bunsei eras (1804-1829), instead of the frugality of the Kwansei (1789-1800). As for the shogun, Ienari, he received from the Throne the highest rank attainable by a subject, together with the office of daijo-daijin. Such honour was without precedent since the time of Ieyasu. Ienari had more than fifty daughters, all born of different mothers, from which fact the dimensions of his harem may be inferred.
After Sadanobu resigned as prime minister, the shogun's father, Hitotsubashi Harunari, moved into the western citadel of Yedo Castle. From that point on, the significant reforms that Sadanobu had implemented through his brilliance and relentless hard work were quickly replaced by a period of decline. As a result, future generations came to associate the excesses of the Bunka and Bunsei eras (1804-1829) with the opposite of the frugality seen during the Kwansei era (1789-1800). Meanwhile, the shogun, Ienari, received the highest honor possible for a subject from the Throne, along with the position of daijo-daijin. This level of honor had not been seen since the time of Ieyasu. Ienari had more than fifty daughters, each from different mothers, which provides a hint at the size of his harem.
THE 119TH SOVEREIGN, THE EMPEROR KOKAKU (A.D. 1780-1816)
The Emperor Kokaku ascended the throne in 1780 and abdicated in 1816. He was undoubtedly a wise sovereign and as a classical scholar he won considerable renown. After reigning for thirty-six years, he administered State affairs from the Palace of Retirement during twenty-four, and throughout that long interval of sixty years, the country enjoyed profound peace. The period of Sadanobu's service as prime minister of the Bakufu coincided with the middle of Kokaku's reign, and in those days of happiness and prosperity men were wont to say that with a wise sovereign in the west a wise subject had appeared in the east. Up to that time the relations between Kyoto and Yedo were excellent, but Sadanobu's resignation and the cause that led to it produced between the two Courts a breach which contributed materially, though indirectly, to the ultimate fall of the Tokugawa.
Emperor Kokaku took the throne in 1780 and stepped down in 1816. He was certainly a wise ruler and gained considerable fame as a classical scholar. After ruling for thirty-six years, he managed State affairs from the Palace of Retirement for twenty-four of those years, and during that long sixty-year span, the country experienced significant peace. The time when Sadanobu served as prime minister of the Bakufu overlapped with the middle of Kokaku's reign, and during those times of happiness and prosperity, people would often say that with a wise ruler in the west, a wise subject had emerged in the east. Until then, the relations between Kyoto and Yedo were excellent, but Sadanobu's resignation and the reasons behind it caused a rift between the two Courts that significantly, although indirectly, contributed to the eventual fall of the Tokugawa.
REBUILDING OF THE IMPERIAL PALACE
It has already been noted that after the great fire of 1788, the Bakufu, acting, of course, at the instance of their prime minister, ordered Sadanobu to supervise the work of reconstructing the Imperial palace. Since the days of Oda and Toyotomi, the palace had been rebuilt or extensively repaired on several occasions, but always the plans had been too small for the requirements of the orthodox ceremonials. Sadanobu determined to correct this fault. He called for plans and elevations upon the bases of those of the tenth century, and from the gates to the roofs he took care that everything should be modelled on the old lines. The edifices are said to have been at once chaste and magnificent, the internal decorations being from the brushes of the best artists of the Tosa and Sumiyoshi Academies. Sealed estimates had been required from several leading architects, and Sadanobu surprised his colleagues by awarding the work to the highest bidder, on the ground that cheapness could not consist with true merit in such a case, and that any thought of cost would evince a want of reverence towards the Imperial Court. The buildings were finished in two years, and the two Emperors, the reigning and the retired, took up their residence there. His Majesty Kokaku rewarded the shogun with an autograph letter of thanks as well as a verse of poetry composed by himself, and on Sadanobu he conferred a sword and an album of poems. The shogun Ienari is said to have been profoundly gratified by this mark of Imperial favour. He openly attributed it to Sadanobu's exertions, and he presented to the latter a facsimile of the autograph letter.
It has already been mentioned that after the great fire of 1788, the Bakufu, acting on the instructions of their prime minister, ordered Sadanobu to oversee the reconstruction of the Imperial palace. Since the times of Oda and Toyotomi, the palace had been rebuilt or extensively repaired several times, but the plans had always fallen short of what was needed for the formal ceremonies. Sadanobu aimed to change that. He called for designs based on those from the tenth century, ensuring that everything from the gates to the roofs was modeled on the traditional style. The buildings are said to have been both elegant and grand, with interior decorations crafted by the best artists from the Tosa and Sumiyoshi Academies. Sealed bids were requested from several leading architects, and Sadanobu surprised his peers by awarding the contract to the highest bidder, asserting that low costs could not reflect true excellence in this case and that any cost considerations would show a lack of respect towards the Imperial Court. The construction was completed in two years, and both the reigning and retired Emperors took up residence there. His Majesty Kokaku rewarded the shogun with a handwritten letter of thanks and a poem he had composed himself, while Sadanobu received a sword and a poetry album. The shogun Ienari is said to have been deeply pleased by this sign of Imperial favor. He publicly credited it to Sadanobu's efforts and presented him with a replica of the handwritten letter.
THE TITLE TROUBLE
In the very year (1791) following the Emperor's entry into the new palace, a most untoward incident occurred. Up to that time the relations between the Courts of Kyoto and Yedo had left nothing to be desired, but now a permanent breach of amity took place. The sovereign was the son of Prince Tsunehito, head of the Kanin family. This prince, in spite of his high title, was required by Court etiquette to sit below the ministers of State on ceremonial occasions in the palace. Such an order of precedence offended the sovereign, and his Majesty proposed that the rank of dajo tenno should be given to his father, thus placing him in the position of a retired Emperor. Of course it was within the prerogative of the Emperor to confer titles. The normal procedure would have been to give the desired rank to Prince Tsunehito, and then to inform the Bakufu of the accomplished fact. But, in consideration of the very friendly relations existing between the two Courts, the sovereign seems to have been unwilling to act on his own initiative in a matter of such importance.
In the very year (1791) after the Emperor moved into the new palace, an unfortunate incident occurred. Up until that point, the relationship between the Courts of Kyoto and Yedo was great, but now a permanent rift had formed. The sovereign was the son of Prince Tsunehito, the head of the Kanin family. Despite his high title, this prince had to sit below the ministers of State during formal occasions in the palace due to Court etiquette. This order of precedence upset the sovereign, and he proposed that the rank of dajo tenno be granted to his father, elevating him to the status of a retired Emperor. Of course, it was within the Emperor's power to give titles. Normally, the process would have been to grant the desired rank to Prince Tsunehito and then inform the Bakufu of this decision. However, because of the friendly relations between the two Courts, the sovereign seemed hesitant to take action on his own in such an important matter.
Yedo was consulted, and to the surprise of Kyoto, the Bakufu prime minister assumed an attitude hostile to the Court's desire. The explanation of this singular act on Sadanobu's part was that a precisely analogous problem perplexed Yedo simultaneously. When Ienari was nominated shogun, his father, Hitotsubashi Harunari, fully expected to be appointed guardian of the new potentate, and being disappointed in that hope, he expressed his desire to receive the title of o-gosho (retired shogun), so that he might enter the western citadel of Yedo Castle and thence administer affairs as had been done by ex-Emperors in Kyoto for hundreds of years, and by ex-shoguns on several occasions under the Tokugawa. Disappointed in this aspiration, Harunari, after some hesitation, invited the attention of the shogun to the fact that filial piety is the basis of all moral virtues, and that, whereas the shogun's duty required him to set a good example to the people, he subjected his own father to unbecoming humiliation, Ienari referred the matter to the State council, but the councillors hesitated to establish the precedent of conferring the rank of o-gosho on the head of one of the Sankyo families—Tayasu, Shimizu, and Hitotsubashi—who had never discharged the duties of shogun.
Yedo was consulted, and to Kyoto's surprise, the Bakufu prime minister took a stance against the Court's wishes. The reason for this unusual action by Sadanobu was that Yedo was dealing with a similar issue at the same time. When Ienari was named shogun, his father, Hitotsubashi Harunari, fully expected to be appointed as the guardian of the new ruler. When that didn't happen, he expressed his desire to receive the title of o-gosho (retired shogun), so he could enter the western citadel of Yedo Castle and manage affairs as ex-Emperors had done in Kyoto for centuries and as ex-shoguns had done on several occasions under the Tokugawa. After some hesitation, Harunari, disappointed in this goal, pointed out to the shogun that filial piety is the foundation of all moral virtues, and that while the shogun was supposed to set a good example for the people, he had subjected his own father to unnecessary humiliation. Ienari referred the matter to the State council, but the councillors were reluctant to set a precedent of granting the o-gosho rank to the head of one of the Sankyo families—Tayasu, Shimizu, and Hitotsubashi—who had never performed the duties of shogun.
The prime minister, Sadanobu, however, had not a moment's hesitation in opposing Harunari's project. He did, indeed, order a well-known Confucian scholar to search the annals in order to find whether any precedent existed for the proposed procedure, either in Japan or in China, but he himself declared that if such an example were set in the shogun's family, it might be the cause of grave inconvenience among the people. In other words, a man whose son had been adopted into another family might claim to be regarded as the head of that family in the event of the death of the foster-father. It is certain, however, that other and stronger reasons influenced the Bakufu prime minister. Hitotsubashi Harunari was generally known as Wagamama Irikyo (the Wayward Recluse*). His most intimate friends were the shogun's father-in-law, Shimazu Ei-O, and Ikeda Isshinsai. The latter two were also inkyo and shared the tastes and foibles of Harunari. One of their greatest pleasures was to startle society. Thus, when Sadanobu was legislating with infinite care against prodigality of any kind, the above three old gentlemen loved to organize parties on an ostentatiously extravagant scale, and Sadanobu naturally shrank from seeing the title of o-gosho conferred on such a character, thus investing him with competence to interfere arbitrarily in the conduct of State affairs.
The prime minister, Sadanobu, didn’t hesitate for a second in opposing Harunari’s project. He actually ordered a well-known Confucian scholar to look through the historical records to see if there was any precedent for the proposed procedure, either in Japan or in China. However, he stated that if such an example was set within the shogun’s family, it could lead to serious problems for the people. In other words, a man whose son had been adopted by another family might claim to be considered the head of that family if the foster father passed away. Nonetheless, it’s clear that other and stronger reasons motivated the Bakufu prime minister. Hitotsubashi Harunari was commonly known as Wagamama Irikyo (the Wayward Recluse). His closest friends were the shogun’s father-in-law, Shimazu Ei-O, and Ikeda Isshinsai. The three of them were all retired and shared Harunari’s interests and quirks. One of their biggest joys was to shock society. So, while Sadanobu was carefully enacting laws against any form of extravagance, these three older gentlemen loved to throw parties on an ostentatiously lavish scale. Naturally, Sadanobu was reluctant to see someone like Harunari, with such a reputation, given the title of o-gosho, which would allow him to meddle freely in state affairs.
*It has always been a common custom in Japan for the head of a family to retire nominally from active life after he attains his fiftieth year. He is thenceforth known as inkyo (or recluse). The same is true of women.
*It has always been a common practice in Japan for the head of a family to officially step back from active life after reaching the age of fifty. From that point on, he is called inkyo (or recluse). The same applies to women.*
Just at this time, the Court in Kyoto preferred its application, and Sadanobu at once appreciated that if the rank of dajo tenno were conferred on Prince Tsunehito, it would be impossible to withhold that of o-gosho from Harunari. Consequently the Bakufu prime minister wrote privately to the Kyoto prime minister, Takatsukasa Sukehira, pointing out the inadvisability of the proposed step. This letter, though not actually an official communication, had the effect of shelving the matter for a time, but, in 1791, the Emperor re-opened the question, and summoned a council in the palace to discuss it. The result was that sixty-five officials, headed by the prime minister and the minister of the Right, supported the sovereign's views, but the ex-premier, Takatsukasa Sukehira, and his son, the minister of the Left, with a few others, opposed them.
Just then, the Court in Kyoto submitted its application, and Sadanobu immediately realized that if Prince Tsunehito was given the title of dajo tenno, it would be impossible to deny Harunari the title of o-gosho. So, the Bakufu prime minister privately wrote to the Kyoto prime minister, Takatsukasa Sukehira, highlighting the problem with the proposed move. This letter, while not officially sanctioned, effectively put the issue on hold for a while. However, in 1791, the Emperor brought the topic back up and called a council at the palace to discuss it. The outcome was that sixty-five officials, led by the prime minister and the minister of the Right, supported the Emperor’s stance, but the former prime minister, Takatsukasa Sukehira, and his son, the minister of the Left, along with a few others, were against it.
The proceedings of this council with an autograph covering-letter from the sovereign were sent to the Bakufu, in 1792, but for a long time no answer was given. Meanwhile Prince Tsunehito, already an old man, showed signs of declining health, and the Imperial Court pressed Yedo to reply. Ultimately the Bakufu officially disapproved the project. No statement of reasons accompanied the refusal, but it was softened by a suggestion that an increase of revenue might be conferred on the sovereign's father. This already sufficiently contumelious act was supplemented by a request from the Bakufu that the Imperial Court should send to Yedo the high secretary and the chief of the Household. Unwillingly the Court complied, and after hearing the arguments advanced by these two officials, Sadanobu sentenced them to be placed in confinement for a hundred days, and fifty days, respectively, which sentence was carried out at the temple Seisho-ji in Yedo, and the two high officials were thereafter sent back to Kyoto under police escort. Ultimately they were both dismissed from office, and all the Court dignitaries who had supported the sovereign's wishes were cautioned not to associate themselves again with such "rash and unbecoming acts." It can scarcely be denied that Sadanobu exercised his power in an extreme and unwise manner on this occasion. A little recourse to tact might have settled the matter with equal facility and without open disrespect to the Throne. But the Bakufu prime minister behaved after the manner of the deer-stalker of the Japanese proverb who does not see the mountain, and he thus placed in the hands of the Imperialist party a weapon which contributed materially to the overthrow of the Bakufu seventy years later.
The minutes of this council, along with an autograph cover letter from the ruler, were sent to the Bakufu in 1792, but for a long time, there was no response. Meanwhile, Prince Tsunehito, who was already advanced in age, began to show signs of poor health, and the Imperial Court pressed Yedo for a reply. Eventually, the Bakufu officially rejected the proposal. No reasons were given for the refusal, but it was softened by a suggestion that the sovereign's father might receive an increase in revenue. This already disrespectful act was made worse by a request from the Bakufu that the Imperial Court should send the high secretary and the chief of the Household to Yedo. Reluctantly, the Court agreed, and after hearing the arguments presented by these two officials, Sadanobu sentenced them to one hundred days and fifty days of confinement, respectively. This sentence was carried out at the Seisho-ji temple in Yedo, and the two high officials were then escorted back to Kyoto by police. Ultimately, both were dismissed from their positions, and all Court dignitaries who had supported the sovereign's wishes were warned not to involve themselves again in such "rash and inappropriate actions." It is hard to deny that Sadanobu used his power in an extreme and foolish way on this occasion. A bit of tact could have resolved the issue just as easily without showing open disrespect to the Throne. However, the Bakufu prime minister acted like the deer-stalker from the Japanese proverb who fails to see the mountain, thus equipping the Imperialist party with a weapon that significantly contributed to the downfall of the Bakufu seventy years later.
ENGRAVING: YO-MEI-MON GATE, AT NIKKO
CHAPTER XLII
ORGANIZATION, CENTRAL AND LOCAL; CURRENCY AND THE LAWS OF THE TOKUGAWA BAKAFU
THE ORGANIZATION OF THE TOKUGAWA BAKUFU
THE organization of the Tokugawa Bakufu cannot be referred to any earlier period than that of the third shogun, Iemitsu. The foundations indeed were laid after the battle of Sekigahara, when the administrative functions came into the hands of Ieyasu. By him a shoshidai (governor) was established in Kyoto together with municipal administrators (machi bugyo). But it was reserved for Iemitsu to develop these initial creations into a competent and consistent whole. There was, first, what may be regarded as a cabinet, though the name of its members (roju, or seniors) does not suggest the functions generally discharged by ministers of State. One of the roju was appointed to the post of dairo (great senior). He corresponded to the prime minister in a Western Cabinet, and the other roju may be counted as ministers. Then there were junior ministers, and after them came administrators of accounts, inspectors, administrators of shrines and temples, and municipal administrators. The place where State business was discharged went by the name of Go-Yo-beya. There, the senior and junior ministers assembled to transact affairs, and the chamber being situated in the immediate vicinity of the shogun's sitting-room, he was able to keep himself au courant of important administrative affairs. During the time of the fifth shogun, however, as already related, this useful arrangement underwent radical alteration. As for judicial business, there did not originally exist any special place for its transaction. A chamber in the official residence was temporarily assigned for the purpose, but at a later date a court of justice (Hyojo-sho) was established at Tatsunokuchi in Yedo. This organization, though carried within sight of completion in the days of the third shogun, required to be supplemented by the eighth, and was not actually perfected until the time of the eleventh.
The organization of the Tokugawa Bakufu can't be traced back to any earlier time than the tenure of the third shogun, Iemitsu. The groundwork was indeed set after the battle of Sekigahara, when Ieyasu took over the administrative functions. He established a shoshidai (governor) in Kyoto along with municipal administrators (machi bugyo). However, it was Iemitsu who turned these initial developments into an effective and cohesive system. First, there was what could be seen as a cabinet, although the titles of its members (roju, or seniors) don’t reflect the roles typically held by ministers of State. One of the roju was appointed as dairo (great senior), corresponding to the prime minister in a Western cabinet, while the other roju served as ministers. Then there were junior ministers, followed by administrators of accounts, inspectors, shrine and temple administrators, and municipal administrators. The place where state business was conducted was known as Go-Yo-beya. There, the senior and junior ministers gathered to handle affairs, and since the chamber was located close to the shogun's sitting room, he could stay updated on important administrative matters. However, during the time of the fifth shogun, this effective arrangement underwent significant changes, as previously mentioned. Regarding judicial matters, there wasn't initially a specific place for this purpose. A room in the official residence was temporarily used, but later a court of justice (Hyojo-sho) was established at Tatsunokuchi in Yedo. This organization, although nearing completion during the third shogun's reign, required further additions from the eighth shogun and was not fully perfected until the time of the eleventh.
THE DAIRO
The duties of the dairo—sometimes called karo or o-doshiyori—were to preside over the roju and to handle important administrative affairs. In many respects his functions resembled those discharged by the regent (shikken) of the Kamakura Bakufu. To the office of dairo a specially distinguished member of the roju was appointed, and if no one possessing the necessary qualifications was available, that post had to be left vacant. Generally the Ii, the Hotta, or the Sakai family supplied candidates for the office.
The responsibilities of the dairo—often referred to as karo or o-doshiyori—were to lead the roju and manage significant administrative matters. In many ways, his role was similar to that of the regent (shikken) of the Kamakura Bakufu. A particularly distinguished member of the roju was appointed to the position of dairo, and if there was no one with the required qualifications available, that position would remain unfilled. Typically, candidates for the role came from the Ii, Hotta, or Sakai families.
THE ROJU
The roju or senior ministers—called also toshiyori—discharged the administration. They resembled the kwanryo of the Muromachi Government. There were five of these ministers and they exercised control over all matters relating to the Imperial palace, the palace of the ex-Emperor (Sendo), the Imperial princes, the princely abbots (monzeki) and all the daimyo. It was customary to choose the roju from among officials who had previously served as governors of Osaka or Kyoto or as soshaban, who will be presently spoken of at greater length.
The roju, or senior ministers—also known as toshiyori—managed the administration. They were similar to the kwanryo of the Muromachi Government. There were five of these ministers, and they had control over all matters related to the Imperial palace, the palace of the former Emperor (Sendo), the Imperial princes, the princely abbots (monzeki), and all the daimyo. It was common to select the roju from among officials who had previously served as governors of Osaka or Kyoto or as soshaban, who will be discussed in more detail shortly.
THE WAKA-DOSHIYORI
There were five junior ministers (waka-doshiyori) whose principal functions were to exercise jurisdiction over the hatamoto and the kenin. These latter names have already been alluded to, but for the sake of clearness it may be well to explain that whereas the fudai daimyo consisted of the one hundred and seventy-six barons who joined the standard of Ieyasu before the battle of Sekigahara, the hatamoto (bannerets), while equally direct vassals of the shogun, were lower than the daimyo though higher than the go-kenin, who comprised the bulk of the Tokugawa samurai. Members of the waka-doshiyori might at any time be promoted to the post of roju. Their functions were wide as well as numerous, and resembled those performed by the Hyojo-shu and the hikitsuke-shu of the Kamakura and Muromachi Governments. A junior minister must previously have occupied the post of administrator of temples and shrines (jisha-bugyo) or that of chamberlain (o-soba-shu) or that of chief guard (o-ban). The offices of minister and junior minister were necessarily filled by daimyo who were hereditary vassals of the shogun.
There were five junior ministers (waka-doshiyori) whose main roles were to oversee the hatamoto and the kenin. These terms have already been mentioned, but to be clear, the fudai daimyo were the one hundred and seventy-six lords who supported Ieyasu before the battle of Sekigahara. The hatamoto (bannerets), while direct vassals of the shogun, ranked lower than the daimyo but higher than the go-kenin, who made up most of the Tokugawa samurai. Junior ministers could be promoted to the position of roju at any time. Their responsibilities were broad and considerable, similar to those of the Hyojo-shu and the hikitsuke-shu during the Kamakura and Muromachi periods. A junior minister had to have previously held the position of administrator of temples and shrines (jisha-bugyo), chamberlain (o-soba-shu), or chief guard (o-ban). The roles of minister and junior minister were exclusively held by daimyo who were hereditary vassals of the shogun.
SECRETARIES
There were two secretariats, the oku-yuhitsu (domestic secretariat) and the omote-yuhitsu (external secretariat). They discharged, on account of the senior ministers, the duties of scribes, and were presided over by a todori, who, in later days, wielded large influence.
There were two secretariats: the oku-yuhitsu (domestic secretariat) and the omote-yuhitsu (external secretariat). They carried out tasks for the senior ministers as scribes and were led by a todori, who later held significant influence.
THE JISHA-BUGYO
The jisha-bugyo, as their name suggests, supervised all affairs relating to shrines, temples, Shinto officials, bonzes, and nuns as well as persons residing within the domains of shrines and temples. They also discharged judicial functions in the case of these various classes. The number of these administrators of shrines and temples was originally three, but afterwards it was increased to four, who transacted business for a month at a time in succession. The soshaban, who were entitled to make direct reports to the shogun, had to fill the office of jisha-bugyo in addition to their other functions, which were connected with the management of matters relating to ceremony and etiquette.
The jisha-bugyo, as their name implies, oversaw all matters related to shrines, temples, Shinto officials, monks, and nuns, as well as individuals living within the areas of these religious sites. They also handled legal responsibilities for these various groups. Initially, there were three administrators in charge of shrines and temples, but later it was expanded to four, who took turns handling business for a month at a time. The soshaban, who were allowed to report directly to the shogun, also had to serve as jisha-bugyo in addition to their other roles related to managing ceremonial and etiquette matters.
At first there were only two of these soshaban, but subsequently their number was increased to twenty-four, and it became customary for one of them to keep watch in the castle at night. They were generally ex-governors of Osaka and Fushimi, and they were necessarily daimyo who had the qualification of direct vassalage to the shogun. The jisha-bugyo performed their judicial functions in their own residences, each administrator employing his own vassals for subordinate purposes, and these vassals, when so employed, were distinguished as jisha-yaku or toritsugi. Further, officiating in conjunction with the jisha-bugyo f were chief inspectors (daikenshi), and assistant inspectors (shokenshi) whose duties require no description. The classes of people to whom the jisha-bugyo's jurisdiction extended were numerous: they embraced the cemetery-keepers at Momiji-yama, the bonzes, the fire-watchmen, the musicians, the Shinto officials, the poets, the players at go or chess, and so forth.
At first, there were only two of these soshaban, but later their number increased to twenty-four, and it became standard for one of them to keep watch in the castle at night. They were usually former governors of Osaka and Fushimi, and they were typically daimyo with direct loyalty to the shogun. The jisha-bugyo carried out their judicial duties in their own residences, with each administrator using their own vassals for subordinate tasks. These vassals, when working in this capacity, were known as jisha-yaku or toritsugi. In addition, working alongside the jisha-bugyo were chief inspectors (daikenshi) and assistant inspectors (shokenshi), whose responsibilities don’t need further explanation. The range of people under the jisha-bugyo's authority was broad: it included cemetery-keepers at Momiji-yama, priests, fire-watchers, musicians, Shinto officials, poets, and players of go or chess, among others.
THE MACHI-BUGYO
The municipal administrator (machi-bugyo) controlled affairs relating to the citizens in general. This was among the oldest institutions of the Tokugawa, and existed also in the Toyotomi organization. At first there were three machi-bugyo, but when the Tokugawa moved to Yedo, the number was decreased to one, and subsequently increased again to two in the days of Iemitsu. Judicial business occupied the major part of the machi-bugyo's time. His law-court was in his own residence, and under his direction constables (yoriki or doshiri) patrolled the city. He also transacted business relating to prisons and the municipal elders of Yedo (machi-doshiyori) referred to him all questions of a difficult or serious nature.
The city administrator (machi-bugyo) managed issues affecting the citizens as a whole. This was one of the oldest institutions of the Tokugawa and was also present in the Toyotomi organization. Initially, there were three machi-bugyo, but when the Tokugawa relocated to Yedo, the number was reduced to one, and later increased back to two during Iemitsu's reign. Most of the machi-bugyo's time was spent on judicial matters. His court was held in his own home, and under his supervision, constables (yoriki or doshiri) patrolled the city. He also handled matters related to prisons, and the municipal elders of Yedo (machi-doshiyori) referred all complex or serious questions to him.
THE KANJO-BUGYO
The financial administrator (kanjo-bugyo) received also the appellation of kitchen administrator (daidokoro-bugyo), and his duties embraced everything relating to the finance of the Bakufu, including, of course, their estates and the persons residing on those estates. The eight provinces of the Kwanto were under the direct control of this bugyo, but other districts were administered by a daikwan (deputy). There were two kinds of kanjo-bugyo, namely, the kuji-kata and the katte-kata (public and private), the latter of whom had to adjudicate all financial questions directly affecting the Bakufu, and the former had to perform a similar function in cases where outsiders were concerned. Various officials served as subordinates of these important bugyo, who were usually taken from the roju or the waka-doshiyori, and, in the days of the sixth shogun, it was found necessary to appoint an auditor of accounts (kanjo-gimmiyaku), who, although nominally of the same rank as the kanjo-bugyo, really acted in a supervisory capacity. The Bakufu court of law was the Hyojo-sho. Suits involving issues that lay entirely within the jurisdiction of one bugyo were tried by him in his own residence, but where wider interests were concerned the three bugyo had to conduct the case at the Hyojo-sho, where they formed a collegiate court. On such occasions the presence of the censors was compulsory. Sometimes, also, the three bugyo met at the Hyojo-sho merely for purposes of consultation.
The financial administrator (kanjo-bugyo) was also known as the kitchen administrator (daidokoro-bugyo), and their responsibilities covered everything related to the finances of the Bakufu, including their estates and the people living on those estates. The eight provinces of the Kwanto were directly overseen by this bugyo, while other areas were managed by a daikwan (deputy). There were two types of kanjo-bugyo: the kuji-kata and the katte-kata (public and private). The katte-kata had to handle all financial matters directly affecting the Bakufu, while the kuji-kata dealt with similar issues involving outsiders. Various officials served as subordinates to these important bugyo, usually taken from the roju or the waka-doshiyori. During the sixth shogun's time, it became necessary to appoint an auditor of accounts (kanjo-gimmiyaku), who, although officially of the same rank as the kanjo-bugyo, actually served in a supervisory role. The Bakufu court of law was the Hyojo-sho. Cases that fell entirely within one bugyo's jurisdiction were tried in their own residence, but for broader issues, the three bugyo had to handle the case at the Hyojo-sho, where they formed a collegiate court. On those occasions, the presence of the censors was mandatory. Sometimes, the three bugyo would also meet at the Hyojo-sho just for consultations.
THE CENSORS
An important figure in the Tokugawa organization was the censor (metsuke), especially the great censor (o-metsuke). The holder of the latter office served as the eyes and ears of the roju and supervised the feudal barons. There were four or five great censors. One of them held the additional office of administrator of roads (dochu-bugyo), and had to oversee matters relating to the villages, the towns, and the postal stations along the five principal highways. Another had to inspect matters relating to religious sects and firearms—a strange combination. Under the great censors were placed administrators of confiscated estates. The ordinary censors had to exercise surveillance over the samurai of the hatamoto and were under the jurisdiction of the waka-doshiyori. There were altogether sixty metsuke, and they travelled constantly throughout the empire obtaining materials for reports which were submitted to the waka-doshiyori. Among them are found censors who performed the duties of coroners.*
An important figure in the Tokugawa organization was the censor (metsuke), especially the great censor (o-metsuke). The person holding this position acted as the eyes and ears of the roju and oversaw the feudal barons. There were four or five great censors. One of them also held the role of administrator of roads (dochu-bugyo) and was responsible for managing issues related to the villages, towns, and postal stations along the five main highways. Another had to deal with inspections concerning religious sects and firearms—a strange combination. Beneath the great censors were the administrators of confiscated estates. The ordinary censors were tasked with monitoring the samurai of the hatamoto and were under the authority of the waka-doshiyori. In total, there were sixty metsuke, and they traveled constantly throughout the empire gathering information for reports submitted to the waka-doshiyori. Among them were censors who also acted as coroners.*
*The employment of censors by the Bakufu has been severely criticized as indicating a system of espionage. It scarcely seems necessary to observe that the same criticism applies to all highly organized Occidental Governments with their secret services, their detectives and their inquiry agencies.
*The use of censors by the Bakufu has been heavily criticized as a sign of a spying system. It hardly seems necessary to point out that the same criticism applies to all highly organized Western governments with their secret services, detectives, and investigative agencies.*
THE CHAMBERLAINS
Even more important than the censors were the chamberlains (soba yonin) who had to communicate to the shogun all reports submitted by the roju, and to offer advice as to the manner of dealing with them. They also noted the shogun's decisions and appended them to documents. The exercise of these functions afforded opportunities for interfering in administrative affairs, and such opportunities were fully utilized, to the great detriment of public interest. There were also pages (kosho); castle accountants (nando); literati to the shogun (oku-jusha), and physicians (oku-isha).
Even more important than the censors were the chamberlains (soba yonin) who had to relay all reports submitted by the roju to the shogun and provide advice on how to address them. They also recorded the shogun's decisions and attached them to documents. Performing these functions created chances to interfere in administrative matters, and these chances were fully taken advantage of, greatly harming the public interest. There were also pages (kosho), castle accountants (nando), literati to the shogun (oku-jusha), and physicians (oku-isha).
MASTERS OF CEREMONIES
The duty of transmitting messages from the shogun to the Emperor and of regulating all matters of ceremony connected with the castle was discharged by fifteen masters of ceremonies (koke) presided over by four chiefs (the office of chief being hereditary in such families as the Osawa and the Kira) who, although their fiefs were comparatively small, possessed influence not inferior to that of the daimyo. A koke was usually on watch in the castle by day. These masters of ceremonies are not to be confounded with the chamberlains (soshaban) already spoken of. The latter numbered twenty-four. They regulated affairs connected with ceremonies in which all Government officials were concerned, and they kept watch at the castle by night. Subordinate to the koke and the chamberlains were various officials who conveyed presents from the feudal lords to the shogun; directed matters of decoration and furniture; had charge of miscellaneous works in the castle, and supervised all persons, male or female, entering or leaving the shogun's harem. Officials of this last class were under the command of a functionary called o-rusui who had general charge of the business of the harem; directed the issue of passports to men and women of the samurai class or to commoners, and had the care of all military stores in the castle. The name rusui signifies a person in charge during the absence of his master, and was applied in this case since the o-rusui had to guard the castle when the shogun was not present. The multifarious duties entrusted to officials over whom the o-rusui presided required a large number and a great variety of persons to discharge them, but these need not be enumerated in detail here.
The responsibility of relaying messages from the shogun to the Emperor and managing all ceremonial matters related to the castle was handled by fifteen masters of ceremonies (koke), led by four chiefs (the chief positions being hereditary in families like the Osawa and the Kira). Although their territories were relatively small, they wielded influence comparable to that of the daimyo. A koke was typically on duty in the castle during the day. These masters of ceremonies should not be mixed up with the chamberlains (soshaban) mentioned earlier, who numbered twenty-four. They managed ceremonies involving all government officials and kept watch at the castle at night. Beneath the koke and chamberlains were various officials who delivered gifts from feudal lords to the shogun, handled decorations and furnishings, oversaw various tasks in the castle, and monitored all individuals, both men and women, entering or leaving the shogun's harem. Officials in this group reported to a person called o-rusui, who was in charge of harem affairs, issued passes to samurai or commoners, and managed all military supplies in the castle. The term rusui refers to someone in charge during their master's absence, and it was used in this context because the o-rusui was responsible for guarding the castle when the shogun was away. The diverse tasks assigned to the officials under the o-rusui required a large and varied group of personnel to fulfill them, but detailing them is not necessary here.
THE TAMARIZUME
Characteristic of the elaborate etiquette observed at the shogun's castle was the existence of semi-officials called tamarizume, whose chief duty in ordinary times was to repair to the castle once every five days, and to inquire through the roju as to the state of the shogun's health. On occasions of emergency they participated in the administration, taking precedence of the roju and the other feudatories. The Matsudaira of Aizu, Takamatsu, and Matsuyama; the Ii of Hikone, and the Sakai of Himeji—these were the families which performed the functions of tamarizume as a hereditary right. It is unnecessary to describe the organization and duties of the military guards to whom the safety of the castle was entrusted, but the fact has to be noted that both men and officers were invariably taken from the hatamoto class.
A key feature of the detailed etiquette at the shogun's castle was the presence of semi-officials called tamarizume. Their main job during regular times was to visit the castle every five days to check in with the roju about the shogun's health. During emergencies, they took part in the administration, stepping ahead of the roju and other feudal lords. The families that held the hereditary right to serve as tamarizume included the Matsudaira of Aizu, Takamatsu, and Matsuyama, as well as the Ii of Hikone and the Sakai of Himeji. While it’s not necessary to detail the organization and responsibilities of the military guards responsible for the castle's safety, it’s important to note that both soldiers and officers were always drawn from the hatamoto class.
THE WOMEN'S APARTMENTS
In the o-oku, or innermost buildings of the shogun's castle, the harem was situated. Its chief official was a woman called the o-toshiyori (great elder), under whom were a number of ladies-in-waiting, namely, the toshiyori, the rojo, the churo, the kojoro, and others. There were also ladies who attended solely to visitors; others who kept the keys; others who carried messages to public officers, and others who acted as secretaries. All this part of the organization would take pages to describe in detail,* and is necessarily abbreviated here. We may add, however, that there were official falconers, sailors, grooms, gardeners, and every kind of artist or mechanician.
In the o-oku, or the innermost buildings of the shogun's castle, the harem was located. Its main official was a woman known as the o-toshiyori (great elder), who was in charge of several ladies-in-waiting, including the toshiyori, the rojo, the churo, the kojoro, and others. There were also women who specifically attended to visitors; others who managed the keys; some who delivered messages to public officials, and others who served as secretaries. Detailing this entire organization would require pages,* so it’s summarized here. However, it's worth noting that there were also official falconers, sailors, grooms, gardeners, and every type of artist or mechanic.
*For fuller particulars of the manner of daily life at the shogun's court, see Chapter 1. Vol. IV, of Brinkley's "Oriental Series."
*For more details about daily life at the shogun's court, see Chapter 1, Vol. IV, of Brinkley's "Oriental Series."
THE LOCAL GOVERNMENT SYSTEM
In organizing a system of local government the Tokugawa Bakufu began by appointing a shoshidai in Kyoto to guard the Imperial palace, to supervise Court officials, and to oversee financial measures as well as to hear suits-at-law, and to have control over temples and shrines. The shoshidai enjoyed a high measure of respect. He had to visit Yedo once in every five or six years for the purpose of making a report to the shogun in person. The municipal administrator of Kyoto and the administrators of Nara and Fushimi, the Kyoto deputy (daikwan), and all the officials of the Nijo palace were under the jurisdiction of the shoshidai. To qualify for this high office a man must have served as governor of Osaka. In the Imperial city the municipal administrator heard suits-at-law presented by citizens, managed the affairs of temples and shrines, and was responsible for collecting the taxes in the home provinces. There were two of these officials in Kyoto and, like their namesakes in Yedo, they had a force of constables (yoriki) and policemen (doshin) under their command.
In setting up a local government system, the Tokugawa Bakufu started by appointing a shoshidai in Kyoto to protect the Imperial palace, supervise court officials, manage financial matters, settle legal disputes, and oversee temples and shrines. The shoshidai was held in high regard. He was required to visit Yedo every five or six years to deliver a report to the shogun in person. The municipal administrator of Kyoto, along with the administrators of Nara and Fushimi, the Kyoto deputy (daikwan), and all officials of the Nijo palace fell under the shoshidai's authority. To be eligible for this prestigious position, a man had to have served as the governor of Osaka. In the Imperial city, the municipal administrator handled legal cases brought by citizens, managed temple and shrine affairs, and was responsible for tax collection in the home provinces. There were two of these officials in Kyoto, and similar to their counterparts in Yedo, they had a team of constables (yoriki) and policemen (doshin) under their command.
THE JODAI
Regarded with scarcely less importance than that attaching to the shoshidai was an official called the jodai of Osaka, on whom devolved the responsibility of guarding the Kwansei. For this office a hereditary daimyo of the Tokugawa family was selected, and he must previously have occupied the offices of soshaban and jisha-bugyo. The routine of promotion was from the jodai of Osaka to the shoshidai of Kyoto and from thence to the roju. Originally there were six jodai but their number was ultimately reduced to one. Sumpu also had a jodai, who discharged duties similar to those devolving on his Osaka namesake. In Nagasaki, Sado, Hakodate, Niigata, and other important localities, bugyo were stationed, and in districts under the direct control of the Bakufu the chief official was the daikwan.
Regarded as almost as important as the shoshidai was an official known as the jodai of Osaka, responsible for safeguarding the Kwansei. This role was filled by a hereditary daimyo from the Tokugawa family, who had to have previously held the positions of soshaban and jisha-bugyo. The typical career path led from the jodai of Osaka to the shoshidai of Kyoto, and then to the roju. Initially, there were six jodai, but this number eventually was reduced to one. Sumpu also had a jodai, who performed duties similar to those of his counterpart in Osaka. In Nagasaki, Sado, Hakodate, Niigata, and other significant locations, bugyo were stationed, and in areas directly controlled by the Bakufu, the chief official was the daikwan.
ADMINISTRATION IN FIEFS
The governmental system in the fiefs closely resembled the system of the Bakufu. The daimyo exercised almost unlimited power, and the business of their fiefs was transacted by factors (karo). Twenty-one provinces consisted entirely of fiefs, and in the remaining provinces public and private estates were intermixed.
The government system in the fiefs was very similar to that of the Bakufu. The daimyo held nearly absolute power, and the affairs of their fiefs were managed by factors (karo). Twenty-one provinces were made up entirely of fiefs, while in the other provinces, public and private estates were mixed together.
LOCAL AUTONOMY
Both the Bakufu and the feudatories were careful to allow a maximum of autonomy to the lower classes. Thus the farmers elected a village chief—called nanushi or shoya—who held his post for life or for one year, and who exercised powers scarcely inferior to those of a governor. There were also heads of guilds (kumi-gashira) and representatives of farmers (hyakushodai) who participated in administering the affairs of a village. Cities and towns had municipal elders (machi-doshiyori), under whom also nanushi officiated. The guilds constituted a most important feature of this local autonomic system. They consisted of five householders each, being therefore called gonin-gumi, and their main functions were to render mutual aid in all times of distress, and to see that there were no evasions of the taxes or violations of the law. In fact, the Bakufu interfered as little as possible in the administrative systems of the agricultural, manufacturing, and commercial classes, and the feudatories followed the same rule.
Both the Bakufu and the feudal lords were careful to give the lower classes as much independence as possible. Farmers elected a village chief—called nanushi or shoya—who held his position for life or for one year and had powers almost as great as those of a governor. There were also heads of guilds (kumi-gashira) and representatives of farmers (hyakushodai) who took part in managing the village affairs. Cities and towns had municipal elders (machi-doshiyori), under whom nanushi also served. The guilds were a crucial part of this local self-governance system. They consisted of five householders each, hence called gonin-gumi, and their main roles were to provide mutual support in times of trouble and to ensure that there were no tax evasion or law violations. In fact, the Bakufu intervened as little as possible in the administrative systems of the agricultural, manufacturing, and commercial classes, and the feudal lords adhered to the same approach.
FINANCE
The subject of finance in the Bakufu days is exceedingly complicated, and a very bare outline will suffice. It has already been noted that the unit of land-measurement varied from time to time and was never uniform throughout the empire. That topic need not be further discussed. Rice-fields were divided into five classes, in accordance with which division the rates of taxation were fixed. Further, in determining the amount of the land-tax, two methods were followed; one by inspection, the other by average. In the case of the former, the daikwan repaired in the fall of each year to the locality concerned, and having ascertained the nature of the crop harvested, proceeded to determine the rate of tax. This arrangement lent itself so readily to abuse that the system of averages was substituted as far as possible. That is to say, the average yield of crops for the preceding ten or twenty years served as a standard.
The topic of finance during the Bakufu period is really complicated, so a simple overview will do. It’s already been mentioned that the unit for measuring land changed over time and was never consistent across the empire. We don't need to go into that further. Rice fields were categorized into five classes, and the tax rates were set based on these classifications. Additionally, there were two methods used to determine the land tax: one was through inspection, and the other was based on averages. For the inspection method, the daikwan would visit the area each fall to check on the crop yield and set the tax rate accordingly. This method was easily open to misuse, so the average yield for the previous ten or twenty years was used as a standard whenever possible.
The miscellaneous taxes were numerous. Thus, there were taxes on business; taxes for post-horses and post-carriers; taxes in the form of labour, which were generally fixed at the rate of fifty men per hundred koku, the object in view being work on river banks, roads, and other public institutions; taxes to meet the cost of collecting taxes, and taxes to cover defalcations. Sometimes the above taxes were levied in kind or in actual labour, and sometimes they were collected in money. To facilitate collection in cities, merchants were required to form guilds according to their respective businesses, and the head of each guild had to collect the tax payable by the members. Thus, upon a guild of sake-brewers a tax of a thousand gold ryo was imposed, and a guild of wholesale dealers in cotton had to pay five hundred ryo. There was a house-tax which was assessed by measuring the area of the land on which a building stood, and there was a tax on expert labour such as that of carpenters and matmakers. In order to facilitate the levy of this last-named tax the citizens were required to locate themselves according to the nature of their employment, and thus such names were found as "Carpenter's street," "Matmaker's street," and so forth. Originally these imposts were defrayed by actual labour, but afterwards money came to be substituted.
The various taxes were numerous. There were taxes on businesses, taxes for postal horses and carriers, and labor taxes, usually set at fifty men per hundred koku, aimed at work on riverbanks, roads, and other public projects. There were also taxes to cover the costs of collecting taxes and to address shortages. Sometimes these taxes were paid in goods or actual labor, and sometimes they were collected in cash. To make collection easier in cities, merchants had to form guilds based on their trades, and the leader of each guild had to collect the taxes owed by its members. For example, a guild of sake brewers faced a tax of a thousand gold ryo, while a guild of wholesale cotton dealers had to pay five hundred ryo. There was a property tax calculated by measuring the land area where buildings stood, as well as a tax on skilled labor like carpenters and matmakers. To help with this last tax, citizens had to organize themselves based on their jobs, resulting in names like "Carpenter's Street" and "Matmaker's Street." Initially, these taxes were paid with actual labor, but later on, money replaced that system.
An important feature of the taxation system was the imposition of buke-yaku, (military dues). For these the feudatories were liable, and as the amount was arbitrarily fixed by the Bakufu, though always with due regard to the value of the fief, such dues were often very onerous. The same is true in an even more marked degree as to taxes in labour, materials, or money, which were levied upon the feudatories for the purposes of any great work projected by the Bakufu. These imposts were called aids (otetsudai).
An important feature of the taxation system was the imposition of buke-yaku (military dues). The feudatories were responsible for these dues, which were set arbitrarily by the Bakufu, but always kept in mind the value of the fief. As a result, these dues were often very burdensome. This was even more true for taxes in labor, materials, or money that were charged to the feudatories for any major project initiated by the Bakufu. These imposts were called aids (otetsudai).
MANNER OF PAYING TAXES
The manner of paying taxes varied accordingly to localities. Thus, in the Kwanto, payment was generally made in rice for wet fields and in money for uplands, at the rate of one gold ryo per two and a half koku of rice. In the Kinai and western provinces as well as in the Nankai-do, on the other hand, the total tax on wet fields and uplands was divided into three parts, two of which were paid with rice and one with money, the value of a koku of rice being fixed at forty-eight mon of silver (four-fifths of a gold ryo). As a general rule, taxes imposed on estates under the direct control of the Bakufu were levied in rice, which was handed over to the daikwan of each province, and by him transported to Yedo, Kyoto, or Osaka, where it was placed in stores under the control of store-administrators (kura-bugyo).
The way taxes were paid depended on the local area. In the Kwanto region, payments were mainly in rice for wet fields and in cash for uplands, at a rate of one gold ryo for every two and a half koku of rice. In the Kinai and western provinces, as well as in the Nankai-do region, the total tax on wet fields and uplands was split into three parts: two were paid in rice and one in cash, with a koku of rice valued at forty-eight mon of silver (four-fifths of a gold ryo). Usually, taxes on estates directly managed by the Bakufu were collected in rice, which was then given to the daikwan of each province, and from there transported to Yedo, Kyoto, or Osaka, where it was stored under the supervision of store administrators (kura-bugyo).
In the case of cash payments the money was transported to the castle of Yedo or Osaka, where it came under the care of the finance administrator (kane-bugyo). Finally, the accounts connected with such receipts of cash were compiled and rendered by the administrator of accounts (kane-bugyo), and were subsequently audited by officials named katte-kata, over which office a member of the roju or waka-doshiyori presided. Statistics compiled in 1836 show that the revenue annually collected from the Tokugawa estates in rice and money amounted to 807,068 koku and 93,961 gold ryo respectively. As for the rate of the land-tax, it varied in different parts of the provinces, from seventy per cent, for the landlord and thirty for the tenant to thirty for the landlord and seventy for the tenant.
In the case of cash payments, the money was taken to the castles in Edo or Osaka, where it was managed by the finance administrator (kane-bugyo). Finally, the records related to these cash receipts were compiled and submitted by the accounts administrator (kane-bugyo), and were later audited by officials known as katte-kata, overseen by a member of the roju or waka-doshiyori. Statistics from 1836 indicate that the annual revenue collected from the Tokugawa estates in rice and money totaled 807,068 koku and 93,961 gold ryō, respectively. As for the land tax rates, they varied across different regions, ranging from seventy percent for the landlord and thirty percent for the tenant, to thirty percent for the landlord and seventy percent for the tenant.
CURRENCY
It has been shown above that, from the time of the fifth shogun, debasement of the coins of the realm took place frequently. Indeed it may be said that whenever the State fell into financial difficulty, debasement of the current coins was regarded as a legitimate device. Much confusion was caused among the people by repeated changes in the quality of the coins. Thus, in the days of the eighth shogun, no less than four varieties of a single silver token were in circulation. When the country renewed its foreign intercourse in the middle of the nineteenth century, there were no less than eight kinds of gold coin in circulation, nine of silver, and four of copper or iron. The limits within which the intrinsic value of gold coins varied will be understood when we say that whereas the gold oban of the Keicho era (1596-1614) contained, approximately, 29.5 parts of gold to 13 of silver and was worth about seventy-five yen. The corresponding coin of the Man-en era (1860) contained 10.33 parts of pure gold to 19.25 of silver, and was worth only twenty-eight yen.
It has been shown above that, since the time of the fifth shogun, the devaluation of the realm’s coins happened frequently. In fact, it can be said that whenever the government faced financial struggles, the devaluation of currency was seen as a valid solution. This led to significant confusion among the public due to the constant changes in coin quality. For instance, during the eighth shogun's reign, there were at least four different types of a single silver coin in circulation. When the country resumed international trade in the mid-nineteenth century, there were eight types of gold coins, nine types of silver coins, and four types of copper or iron coins in circulation. The variations in the intrinsic value of gold coins can be understood when we note that the gold oban from the Keicho era (1596-1614) contained about 29.5 parts gold to 13 parts silver and was worth around seventy-five yen. In contrast, the equivalent coin from the Man-en era (1860) contained 10.33 parts of pure gold to 19.25 parts of silver and was only worth twenty-eight yen.
PAPER CURRENCY
The earliest existing record of the use of paper currency dates from 1661, when the feudal chief of Echizen obtained permission from the Bakufu to employ this medium of exchange, provided that its circulation was limited to the fief where the issue took place. These paper tokens were called hansatsu (fief notes), and one result of their issue was that moneys accruing from the sale of cereals and other products of a fief were preserved within that fief. The example of Echizen in this matter found several followers, but the system never became universal.
The earliest known record of paper currency dates back to 1661, when the feudal lord of Echizen received permission from the Bakufu to use this form of money, as long as its circulation was restricted to the fief where it was issued. These paper notes were called hansatsu (fief notes), and one effect of their introduction was that the money earned from selling grains and other products stayed within that fief. Echizen’s example inspired several others, but the system never became widespread.
JUDICIAL PROCEDURE
The administration of justice in the Tokugawa days was based solely on ethical principles. Laws were not promulgated for prospective application. They were compiled whenever an occasion arose, and in their drafting the prime aim was always to make their provisions consonant with the dictates of humanity. Once, indeed, during the time of the second shogun, Hidetada, a municipal administrator, Shimada Yuya, having held the office for more than twenty years, and having come to be regarded as conspicuously expert in rendering justice, it was proposed to the shogun that the judgments delivered by this administrator should be recorded for the guidance of future judges. Hidetada, however, objected that human affairs change so radically as to render it impossible to establish universally recognizable precedents, and that if the judgments delivered in any particular era were transmitted as guides for future generations, the result would probably be slavish sacrifice of ethical principles on the altar of stereotyped practice.
The administration of justice during the Tokugawa period was based entirely on ethical principles. Laws weren't established for future use; they were created as the need arose, with the main goal being to align their provisions with human values. At one point, during the time of the second shogun, Hidetada, a local administrator named Shimada Yuya, who had served for over twenty years and was well-regarded for his expertise in justice, was proposed to have his rulings recorded to guide future judges. However, Hidetada argued that human affairs change so significantly that it’s impossible to set universally applicable precedents. He believed that if court decisions from one era were used as guidelines for future generations, it would likely lead to the blind adherence to outdated practices at the cost of ethical standards.
In 1631, when the third shogun, Iemitsu, ruled in Yedo, a public courthouse (Hyojo-sho) was for the first time established. Up to that time the shogun himself had served as a court of appeal in important cases. These were first brought before a bugyo, and subsequently, if specially vital issues were at stake, the shogun personally sat as judge, the duty of executing his judgments being entrusted to the bugyo and other officials.
In 1631, during the reign of the third shogun, Iemitsu, a public courthouse (Hyojo-sho) was established for the first time in Yedo. Before this, the shogun himself had acted as the court of appeal for important cases. Initially, cases were presented to a bugyo, and if particularly significant issues arose, the shogun would personally serve as the judge, with the responsibility of carrying out his decisions given to the bugyo and other officials.
Thenceforth, the custom came to be this: Where comparatively minor interests were involved and where the matter lay wholly within the jurisdiction of one administrator, that official sat as judge in a chamber of his own mansion; but in graver cases and where the interests concerned were not limited to one jurisdiction, the Hyojo-sho became the judicial court, and the three administrators, the roju, together with the censors, formed a collegiate tribunal. There were fixed days each month for holding this collegiate court, and there were also days when the three administrators alone met at one of their residences for purposes of private conference. The hearing by the shogun was the last recourse, and before submission to him the facts had to be investigated by the chamberlains (sobashu), who thus exercised great influence. A lawsuit instituted by a plebeian had to be submitted to the feudatory of the region, or to the administrator, or to the deputy (daikwari), but might never be made the subject of a direct petition to the shogun. If the feudatory or the deputy Were held to be acting contrary to the dictates of integrity and reason, the suitor might change his domicile for the purpose of submitting a petition to the authorities in Yedo; and the law provided that no obstruction should be placed in the way of such change.
From then on, the practice became this: When relatively minor issues were at stake and the matter was entirely under the authority of one administrator, that official would act as the judge in a room of his own home. However, in more serious cases where the interests involved crossed jurisdictions, the Hyojo-sho served as the court, and the three administrators, known as the roju, along with the censors, formed a collective tribunal. There were specific days each month designated for this collective court, and there were also days when the three administrators met privately at one of their homes for discussions. The shogun's hearing was the final option, and before any case reached him, the facts had to be examined by the chamberlains (sobashu), who thus had significant power. A lawsuit brought by a commoner had to be submitted to the local feudal lord, the administrator, or the deputy (daikwari), and could never be directly petitioned to the shogun. If the feudal lord or the deputy was seen to act against principles of fairness and logic, the plaintiff could change their residence to submit a petition to the authorities in Yedo; and the law stipulated that there should be no obstacles to such a change.
LAW
As stated above, the original principle of the Bakufu was to avoid compiling any written criminal code. But from the days of the sixth and the seventh shoguns, Ienobu and Ietsugu, such provisions of criminal law as related to ordinary offences came to be written in the most intelligible style and placarded throughout the city of Yedo and provincial towns or villages. On such a placard (kosatsu) posted up, in the year 1711, at seven places in Yedo, it was enjoined on parents, sons, daughters, brothers, husbands, wives, and other relatives that they must maintain intimate and friendly relations among themselves; and that, whereas servants must be faithful and industrious, their masters should have compassion and should obey the dictates of right in dealing with them; that everyone should be hard working and painstaking; that people should not transgress the limits of their social status; that all deceptions should be carefully avoided; that everyone should make it a rule of life to avoid doing injury or causing loss to others; that gambling should be eschewed; that quarrels and disputes of every kind should be avoided; that asylum should not be given to wounded persons; that firearms should not be used without cause; that no one should conceal an offender; that the sale or purchase of human being, should be strictly prohibited except in cases where men or women offered their services for a fixed term of years or as apprentices, or in cases of hereditary servitude; finally, that, though hereditary servants went to other places and changed their domicile, it should not be lawful to compel their return.
As mentioned earlier, the original principle of the Bakufu was to avoid creating any written criminal code. However, during the sixth and seventh shoguns, Ienobu and Ietsugu, provisions of criminal law related to ordinary offenses began to be written in clear language and displayed throughout the city of Yedo and in provincial towns or villages. One such placard (kosatsu) posted in 1711 at seven locations in Yedo instructed parents, children, brothers, husbands, wives, and other family members to maintain close and friendly relationships with each other; that while servants should be loyal and hardworking, their masters should show compassion and follow ethical guidelines in their treatment; that everyone should be diligent and dedicated; that people should respect the boundaries of their social status; that all forms of deception should be avoided; that individuals should strive to avoid harming or causing loss to others; that gambling should be avoided; that conflicts and disputes of all kinds should be prevented; that aid should not be provided to injured persons; that firearms should not be used without justification; that no one should hide a criminal; that the sale or purchase of human beings should be strictly prohibited except in cases where individuals offered their services for a fixed term or as apprentices, or in cases of hereditary servitude; finally, that although hereditary servants could move to other places and change their residence, it should not be lawful to force them to return.
In the days of the eighth shogun, Yoshimune, it being held that crimes were often due to ignorance of law, the feudatories and deputies were directed to make arrangements for conveying to the people tinder their jurisdiction some knowledge of the nature of the statutes; and the result was that the mayors (nanushi) of provincial towns and villages had to read the laws once a month at a meeting of citizens or villagers convened for the purpose. Previously to this time, namely, in the days of the fourth shogun, Ietsugu, the office of recorder (tome-yaku) was instituted in the Hyojo-sho for the purpose of committing to writing all judgments given in lawsuits. But in the days of Yoshimune, the rules and regulations issued by the Bakufu from the time of Ieyasu downwards were found to have fallen into such confusion that the difficulty of following them was practically insuperable.
During the time of the eighth shogun, Yoshimune, it was believed that crimes often resulted from a lack of understanding of the law, so the feudal lords and deputies were instructed to set up ways to inform the people under their authority about the laws. As a result, mayors (nanushi) of towns and villages were required to read the laws at a public meeting once a month. Before this, during the time of the fourth shogun, Ietsugu, the position of recorder (tome-yaku) was created in the Hyojo-sho to document all the judgments made in legal cases. However, by Yoshimune’s time, the rules and regulations issued by the Bakufu since Ieyasu's era had become so disorganized that it was nearly impossible to navigate them.
Therefore, in 1742, Matsudaira Norimura, one of the roju, together with the three administrators, was commissioned to compile a body of laws, and the result was a fifteen volume book called the Hatto-gaki (Prohibitory Writings). The shogun himself evinced keen interest in this undertaking. He frequently consulted with the veteran officials of his court, and during a period of several years he revised "The Rules for Judicial Procedure." Associated with him in this work were Kada Arimaro, Ogyu Sorai, and the celebrated judge, Ooka Tadasuke, and not only the Ming laws of China, but also the ancient Japanese Daiho-ritsu were consulted.
In 1742, Matsudaira Norimura, one of the roju, along with three other administrators, was tasked with creating a set of laws, resulting in a fifteen-volume book called the Hatto-gaki (Prohibitory Writings). The shogun himself was very interested in this project. He often met with the experienced officials in his court and over several years, he revised "The Rules for Judicial Procedure." Working with him on this were Kada Arimaro, Ogyu Sorai, and the famous judge, Ooka Tadasuke, and they consulted not only the Ming laws of China but also the ancient Japanese Daiho-ritsu.
This valuable legislation, which showed a great advance in the matter of leniency, except in the case of disloyal or unfilial conduct, was followed, in 1767, by reforms under the shoqun, Ieharu, when all the laws and regulations placarded or otherwise promulgated since the days of Ieyasu were collected and collated to form a prefatory vol-ume to the above-mentioned "Rules for Judicial Procedure," the two being thenceforth regarded as a single enactment under the title of Kajo-ruiten. "The Rules for Judicial Procedure" originally comprised 103 articles, but, in 1790, Matsudaira Sadanobu revised this code, reducing the number of articles to one hundred, and calling it Tokugawa Hyakkajd, or "One Hundred Laws and Regulations of the Tokugawa." This completed the legislative work of the Yedo Bakufu. But it must not be supposed that these laws were disclosed to the general public. They served simply for purposes of official reference. The Tokugawa in this respect strictly followed the Confucian maxim, "Make the people obey but do not make them know.":
This important legislation, which marked a significant step forward in leniency, except for cases of disloyalty or unfilial behavior, was followed in 1767 by reforms under the shogun, Ieharu. During this time, all the laws and regulations that had been posted or otherwise made public since the era of Ieyasu were gathered and organized to create a preliminary collection to the previously mentioned "Rules for Judicial Procedure," with the two now considered a single document called Kajo-ruiten. The original "Rules for Judicial Procedure" included 103 articles, but in 1790, Matsudaira Sadanobu revised this code, reducing the articles to one hundred and renaming it Tokugawa Hyakkajd, or "One Hundred Laws and Regulations of the Tokugawa." This completed the legislative efforts of the Yedo Bakufu. However, it should not be assumed that these laws were made known to the general public; they were intended solely for official reference. The Tokugawa adhered to the Confucian principle, "Make the people obey but do not make them know."
ENGRAVING: MATSUDAIRA SADANORU
CRIMES AND PUNISHMENTS
In Tokugawa days the principal punishments were; six: namely, reprimand (shikari), confinement (oshikome), flogging (tataki), banishment (tsuiho), exile to an island (ento), and death (shikei). The last named was divided into five kinds, namely, deprivation of life (shizai), exposing the head after decapitation (gokumon), burning at the stake (hiaburi), crucifixion (haritsuke), and sawing to death (nokogiri-biki). There were also subsidiary penalties, such as public exposure (sarashi), tattooing (irezumi)—which was resorted to not less for purposes of subsequent identification than as a disgrace—confiscation of an estate (kessho), and degradation to a status below the hinin (hininteshita).
In the Tokugawa era, the main punishments were six: reprimand (shikari), confinement (oshikome), flogging (tataki), banishment (tsuiho), exile to an island (ento), and death (shikei). The last one was further divided into five types: deprivation of life (shizai), displaying the head after decapitation (gokumon), burning at the stake (hiaburi), crucifixion (haritsuke), and sawing to death (nokogiri-biki). There were also additional penalties, such as public exposure (sarashi), tattooing (irezumi)—used for identification as well as for punishment—confiscation of property (kessho), and being degraded to a status lower than the hinin (hininteshita).
The above penalties were applicable to common folk. In the case of samurai the chief punishments were detention (hissoku), confinement (heimon or chikkyo), deprivation of status (kaieki), placing in the custody of a feudatory (azuke), suicide (seppuku), and decapitation (zanzai). Among these, seppuku was counted the most honourable. As a rule only samurai of the fifth official rank and upwards were permitted thus to expiate a crime, and the procedure was spoken of as "granting death" (shi wo tamau). The plebeian classes, that is to say, the farmers, the artisans, and the tradesmen, were generally punished by fines, by confinement, or by handcuffing (tegusari). Priests were sentenced to exposure (sarashi), to expulsion from a temple (tsui-iri), or to exile (kamai).
The penalties mentioned above applied to regular people. For samurai, the main punishments included detention (hissoku), confinement (heimon or chikkyo), loss of status (kaieki), being placed in the custody of a lord (azuke), suicide (seppuku), and decapitation (zanzai). Among these, seppuku was considered the most honorable. Typically, only samurai of the fifth official rank and higher were allowed to atone for a crime in this way, and the process was referred to as "granting death" (shi wo tamau). Commoners, such as farmers, artisans, and tradespeople, usually faced fines, confinement, or handcuffing (tegusari) as punishment. Priests were subject to exposure (sarashi), expulsion from a temple (tsui-iri), or exile (kamai).
For women the worst punishment was to be handed over as servants (yakko) or condemned to shave their heads (teihatsu). Criminals who had no fixed domicile and who repeated their evil acts after expiration of a first sentence, were carried to the island of Tsukuda, in Yedo Bay, or to Sado, where they were employed in various ways. Blind men or beggars who offended against the law were handed over to the chiefs of their guilds, namely, the soroku in the case of the blind, and the eta-gashira in the case of beggars.* Some of the above punishments were subdivided, but these details are unimportant.
For women, the worst punishment was being made into servants (yakko) or being forced to shave their heads (teihatsu). Criminals who were homeless and continued their bad behavior after serving their first sentence were taken to the island of Tsukuda in Yedo Bay or to Sado, where they were put to work in various ways. Blind men or beggars who broke the law were turned over to the leaders of their groups, specifically the soroku for the blind and the eta-gashira for beggars.* Some of these punishments were broken down into categories, but those details aren't really important.
*For fuller information about these degraded classes see Brinkley's
"Oriental Series," Vol. II.
*For more detailed information about these degraded classes, see Brinkley's
"Oriental Series," Vol. II.
PRISONS
In Yedo, the buildings employed as prisons were erected at Demmacho under the hereditary superintendence of the Ishide family. The governor of prisons was known as the roya-bugyo. Each prison was divided into five parts where people were confined according to their social status. The part called the agari-zashiki was reserved for samurai who had the privilege of admission to the shogun's presence; and in the part called the agariya common, samurai and Buddhist priests were incarcerated. The oro and the hyakusho-ro were reserved for plebeians, and in the onna-ro women were confined. Each section consisted of ten rooms and was capable of accommodating seven hundred persons. Sick prisoners were carried to the tamari, which were situated at Asakusa and Shinagawa, and were under the superintendence of the hinin-gashira. All arrangements as to the food, clothing, and medical treatment of prisoners were carefully thought out, but it is not to be supposed that these Bakufu prisons presented many of the features on which modern criminology insists. On the contrary, a prisoner was exposed to serious suffering from heat and cold, while the coarseness of the fare provided for him often caused disease and sometimes death. Nevertheless, the Japanese prisons in Tokugawa days were little, if anything, inferior to the corresponding institutions in Anglo-Saxon countries at the same period.
In Yedo, the buildings used as prisons were built at Demmacho under the long-standing oversight of the Ishide family. The prison governor was called the roya-bugyo. Each prison was divided into five sections where people were held based on their social status. The section known as the agari-zashiki was for samurai who had the privilege to meet the shogun; the agariya common section housed both samurai and Buddhist priests. The oro and the hyakusho-ro sections were for commoners, while the onna-ro was for women. Each section had ten rooms and could hold seven hundred people. Sick prisoners were taken to the tamari, located at Asakusa and Shinagawa, and were supervised by the hinin-gashira. All aspects regarding food, clothing, and medical care for prisoners were carefully planned, but it shouldn't be assumed that these Bakufu prisons had many of the standards that modern criminology advocates. On the contrary, prisoners faced significant suffering from extreme heat and cold, and the low quality of food often led to illness and sometimes death. Nevertheless, the Japanese prisons during the Tokugawa period were little, if any, worse than similar facilities in Anglo-Saxon countries at that time.
LOYALTY AND FILIAL PIETY
In the eyes of the Tokugawa legislators the cardinal virtues were loyalty and filial piety, and in the inculcation of these, even justice was relegated to an inferior place. Thus, it was provided that if a son preferred any public charge against his father, or if a servant opened a lawsuit against his master, the guilt of the son or of the servant must be assumed at the outset as an ethical principle. To such a length was this ethical principle carried that in regulations issued by Itakura Suo no Kami for the use of the Kyoto citizens, we find the following provision: "In a suit-at-law between parent and son judgment should be given for the parent without regard to the pleading of the son. Even though a parent act with extreme injustice, it is a gross breach of filial duty that a son should institute a suit-at-law against a parent. There can be no greater immorality, and penalty of death should be meted out to the son unless the parent petitions for his life." In an action between uncle and nephew a similar principle applied. Further, we find that in nearly every body of law promulgated throughout the whole of the Tokugawa period, loyalty and filial piety are placed at the head of ethical virtues; the practice of etiquette, propriety, and military and literary accomplishments standing next, while justice and deference for tradition occupy lower places in the schedule.
In the view of Tokugawa lawmakers, the main virtues were loyalty and respect for one's parents, and in promoting these, even justice took a back seat. It was established that if a son accused his father in a public matter, or if a servant sued his master, the son or servant was presumed to be at fault from the start as a matter of ethics. This principle was enforced to such an extent that regulations issued by Itakura Suo no Kami for the citizens of Kyoto included this provision: "In a lawsuit between a parent and a son, the judgment should favor the parent, regardless of the son's claims. Even if a parent behaves very unjustly, it is a serious violation of filial duty for a son to bring a lawsuit against a parent. There is no greater immorality, and the son should face the death penalty unless the parent asks for mercy." A similar principle applied in disputes between uncles and nephews. Moreover, in nearly every set of laws created during the Tokugawa period, loyalty and filial piety were prioritized as the top ethical virtues; etiquette, decorum, and military and literary skills followed, while justice and respect for tradition were ranked lower.
A kosatsu (placard) set up in 1682, has the following inscription: "Strive to be always loyal and filial. Preserve affection between husbands and wives, brothers, and all relatives; extend sympathy and compassion to servants." Further, in a street notice posted in Yedo during the year 1656, we find it ordained that should any disobey a parent's directions, or reject advice given by a municipal elder or by the head of a five-households guild, such a person must be brought before the administrator, who, in the first place, will imprison him; whereafter, should the malefactor not amend his conduct, he shall be banished forever; while for anyone showing malice against his father, arrest and capital punishment should follow immediately.
A kosatsu (placard) set up in 1682 has the following message: "Always strive to be loyal and respectful. Maintain love between husbands and wives, brothers, and all family members; show kindness and compassion to your servants." Additionally, in a public notice posted in Yedo in 1656, it was decreed that anyone who disobeys a parent's instructions or ignores advice from a local elder or the leader of a five-household group must be brought before the administrator, who will first imprison them; if the person doesn't change their behavior, they will be banished forever; and anyone who harms their father will be immediately arrested and face execution.
In these various regulations very little allusion is made to the subject of female rights. But there is one significant provision, namely, that a divorced woman is entitled to have immediately restored to her all her gold and silver ornaments as well as her dresses; and at the same time husbands are warned that they must not fail to make due provision for a former wife. The impression conveyed by careful perusal of all Tokugawa edicts is that their compilers obeyed, from first to last, a high code of ethical principles.
In these various regulations, there’s very little mention of women’s rights. However, there is one important provision: a divorced woman is entitled to have all her gold and silver jewelry, as well as her clothing, returned to her immediately. At the same time, husbands are reminded that they must take proper care of their ex-wives. A close reading of all the Tokugawa edicts suggests that their authors adhered to a strict set of ethical principles from beginning to end.
ENGRAVING: "INRO," LACQUERED MEDICINE CASE CARRIED CHIEFLY BY SAMURAI
ENGRAVING: TOKUGAWA MITSUKUNI
CHAPTER XLIII
REVIVAL OF THE SHINTO CULT
RYOBU SHINTO
THE reader is aware that early in the ninth century the celebrated Buddhist priest, Kukai (Kobo Daishi), compounded out of Buddhism and Shinto a system of doctrine called Ryobu Shinto. The salient feature of this mixed creed was the theory that the Shinto deities were transmigrations of Buddhist divinities. Thereafter, Buddhism became the national religion, which position it held until the days of the Tokugawa shoguns, when it was supplanted among educated Japanese by the moral philosophy of Confucius, as interpreted by Chutsz, Wang Yang-ming, and others.
THE reader is aware that early in the ninth century, the famous Buddhist priest, Kukai (Kobo Daishi), created a belief system called Ryobu Shinto by blending Buddhism and Shinto. The main aspect of this combined faith was the idea that the Shinto gods were transformations of Buddhist deities. After that, Buddhism became the national religion, a status it maintained until the time of the Tokugawa shoguns, when it was replaced among educated Japanese by the moral philosophy of Confucius, as interpreted by Chutsz, Wang Yang-ming, and others.
REVIVAL OF PURE SHINTO
The enthusiasm and the intolerance showed by the disciples of Chinese philosophy produced a reaction in Japan, and this culminated in the revival of Shinto, during which process the anomalous position occupied by the shogun towards the sovereign was clearly demonstrated, and the fact contributed materially to the downfall of the Tokugawa. It was by Ieyasu himself that national thought was turned into the new channel, though it need scarcely be said that the founder of the Tokugawa shogunate had no premonition of any results injurious to the sway of his own house.
The excitement and intolerance shown by the followers of Chinese philosophy sparked a reaction in Japan, leading to a revival of Shinto. This revival highlighted the unusual relationship between the shogun and the emperor, which significantly contributed to the fall of the Tokugawa clan. National thought was redirected by Ieyasu himself, although it goes without saying that the founder of the Tokugawa shogunate had no inkling that his actions would harm the power of his own family.
After the battle of Sekigahara had established his administrative supremacy, and after he had retired from the shogunate in favour of Hidetada, Ieyasu applied himself during his residence at Sumpu to collecting old manuscripts, and shortly before his death he directed that the Japanese section of the library thus formed should be handed over to his eighth son, the baron of Owari, and the Chinese portion to his ninth son, the baron of Kii. Another great library was subsequently brought together by a grandson of Ieyasu, the celebrated Mitsukuni (1628-1700), baron of Mito, who, from his youthful days, devoted attention to Japanese learning, and, assembling a number of eminent scholars, composed the Dai Nihon-shi (History of Great Japan), which consisted of 240 volumes and became thenceforth the standard history of the country. It is stated that the expenditures involved in producing this history, together with a five-hundred-volume work on the ceremonies of the Imperial Court, amounted to one-third of the Mito revenues, a sum of about 700,000 ryo. There can be little doubt that Mitsukuni's proximate purpose in undertaking the colossal work was to controvert a theory advanced by Hayashi Razan that the Emperor of Japan was descended from the Chinese prince, Tai Peh, of Wu, of the Yin dynasty.
After the Battle of Sekigahara secured his control, and after he stepped down from the shogunate in favor of Hidetada, Ieyasu spent his time at Sumpu collecting old manuscripts. Just before he died, he instructed that the Japanese section of the library he created should be given to his eighth son, the baron of Owari, while the Chinese section was to go to his ninth son, the baron of Kii. Later, a grandson of Ieyasu, the famous Mitsukuni (1628-1700), baron of Mito, built another great library. From a young age, he focused on Japanese studies and gathered a group of distinguished scholars to create the Dai Nihon-shi (History of Great Japan), which included 240 volumes and became the definitive history of the country. It’s reported that the costs of producing this history, along with a five-hundred-volume work on the ceremonies of the Imperial Court, amounted to one-third of the Mito revenues, totaling about 700,000 ryo. There’s little doubt that Mitsukuni's main aim in tackling this massive project was to challenge a theory proposed by Hayashi Razan, suggesting that the Emperor of Japan was descended from the Chinese prince, Tai Peh, of Wu, from the Yin dynasty.
Chiefly concerned in the compilation of the Dai Nihon-shi were Asaka Kaku, Kuriyama Gen, and Miyake Atsuaki. They excluded the Empress Jingo from the successive dynasties; they included the Emperor Kobun in the history proper, and they declared the legitimacy of the Southern Court as against the Northern. But in the volume devoted to enumeration of the constituents of the empire, they omitted the islands of Ezo and Ryukyu. This profound study of ancient history could not fail to expose the fact that the shogunate usurped powers which properly belonged to the sovereign and to the sovereign alone. But Mitsukuni and his collaborators did not give prominence to this feature. They confined themselves rather to historical details.
The main individuals involved in putting together the Dai Nihon-shi were Asaka Kaku, Kuriyama Gen, and Miyake Atsuaki. They left Empress Jingo out of the list of successive dynasties but included Emperor Kobun in the main history, declaring the Southern Court's legitimacy over the Northern Court. However, in the section listing the empire's components, they left out the islands of Ezo and Ryukyu. This in-depth study of ancient history inevitably revealed that the shogunate took powers that rightfully belonged to the sovereign alone. Yet, Mitsukuni and his team did not emphasize this point; instead, they focused more on historical details.
ENGRAVING: KAMO MABUCHI
ENGRAVING: MOTOORI NOBINAGA
It was reserved for four other men to lay bare the facts of the Mikado's divine right and to rehabilitate the Shinto cult. These men were Kada Azumamaro (1668-1736), Kamo Mabuchi (1697-1769), Motoori Norinaga (1730-1801), and Hirata Atsutane (1776-1834). Associated with them were other scholars of less note, but these are overshadowed by the four great masters. Kada, indeed, did not achieve much more than the restoration of pure Japanese literature to the pedestal upon which it deserved to stand. That in itself was no insignificant task, for during the five centuries that separated the Gen-Hei struggle from the establishment of the Tokugawa family, Japanese books had shared the destruction that overtook everything in this period of wasting warfare, and the Japanese language itself had undergone such change that to read and understand ancient books, like the Kojiki and the Manyo-shu, demanded a special course of study. To make that study and to prepare the path for others was Kada's task, and he performed it so conscientiously that his successors were at once able to obtain access to the treasures of ancient literature. It was reserved for Mabuchi to take the lead in championing Japanese ethical systems as against Chinese. By his writings we are taught the nature of the struggle waged throughout the Tokugawa period between Chinese philosophy and Japanese ethics, and we are enabled, also, to reach a lucid understanding of the Shinto cult as understood by the Japanese themselves. The simplest route to that understanding is to let the four masters speak briefly, each for himself:
It was up to four other men to reveal the truth about the Mikado's divine right and to restore the Shinto belief system. These men were Kada Azumamaro (1668-1736), Kamo Mabuchi (1697-1769), Motoori Norinaga (1730-1801), and Hirata Atsutane (1776-1834). They were joined by other, less prominent scholars, but these four great masters stand out. Kada, in particular, mainly succeeded in restoring pure Japanese literature to the rightful place it deserved. This was no small feat, as the five centuries between the Gen-Hei conflict and the rise of the Tokugawa family saw Japanese books suffer destruction due to the widespread warfare of the time, and the Japanese language changed so much that reading and understanding ancient works, like the Kojiki and the Manyo-shu, required special study. It was Kada's responsibility to undertake that study and pave the way for others, and he did so diligently, enabling his successors to access the treasures of ancient literature. Mabuchi took the lead in promoting Japanese ethical systems over Chinese ones. Through his writings, we learn about the ongoing struggle during the Tokugawa period between Chinese philosophy and Japanese ethics, and we gain a clear understanding of the Shinto belief system as it was perceived by the Japanese. The simplest way to grasp that understanding is to let the four masters speak briefly for themselves:
"Learning is a matter in which the highest interests of the empire are involved, and no man ought to be vain enough to imagine that he is able by himself to develop it thoroughly. Nor should the student blindly adhere to the opinions of his teacher. Anyone who desires to study Japanese literature should first acquire a good knowledge of Chinese, and then pass over to the Manyo-shu, from which he may discover the ancient principles of the divine age. If he resolve bravely to love and admire antiquity, there is no reason why he should fail to acquire the ancient style in poetry as well as in other things. In ancient times, as the poet expressed only the genuine sentiments of his heart, his style was naturally direct, but since the practice of writing upon subjects chosen by lot came into vogue, the language of poetry has become ornate and the ideas forced. The expression of fictitious sentiment about the relations of the sexes and miscellaneous subjects is not genuine poetry. [Kada Azumamaro.]
"Learning is something that deeply affects the interests of the empire, and no one should be arrogant enough to think they can master it alone. Students shouldn’t just follow their teacher's opinions without question. Anyone wanting to study Japanese literature should first gain a solid understanding of Chinese, then move on to the Manyo-shu, from which they can uncover the ancient principles of a divine age. If they are determined to appreciate and admire the past, there's no reason they can't learn the ancient style in poetry and other areas. In ancient times, poets expressed the true feelings of their hearts, so their style was naturally straightforward. However, since writing on chosen topics became popular, poetry has turned ornate and the ideas strained. Writing about imagined feelings regarding relationships and random topics isn't true poetry. [Kada Azumamaro.]"
"Wherein lies the value of a rule of conduct? In its conducing to the good order of the State. The Chinese for ages past have had a succession of different dynasties to rule over them, but Japan has been faithful to one uninterrupted line of sovereigns. Every Chinese dynasty was founded upon rebellion and parricide. Sometimes, a powerful ruler was able to transmit his authority to his son and grandson, but they, in their turn, were inevitably deposed and murdered, and the country was in a perpetual state of civil war. A philosophy which produces such effects must be founded on a false system. When Confucianism was first introduced into Japan, the simple-minded people, deceived by its plausible appearance, accepted it with eagerness and allowed it to spread its influence everywhere. The consequence was the civil war which broke out immediately after the death of Tenji Tenno, in A.D. 671, between that Emperor's brother and son, which only came to an end in 672 by the suicide of the latter.
"Where does the value of a rule of conduct come from? It contributes to the good order of the State. The Chinese have had a series of different dynasties ruling over them for ages, but Japan has remained loyal to an unbroken line of sovereigns. Every Chinese dynasty was established through rebellion and betrayal. Sometimes, a strong ruler managed to pass his authority to his son and grandson, but inevitably, they were overthrown and killed, leaving the country in a constant state of civil war. A philosophy that leads to such outcomes must be based on a flawed system. When Confucianism was first brought to Japan, the simple-minded people, misled by its appealing facade, embraced it eagerly and allowed it to spread its influence everywhere. The result was the civil war that erupted right after the death of Tenji Tenno in A.D. 671, between that Emperor's brother and son, which only ended in 672 with the latter's suicide."
"In the eighth century, the Chinese costume and etiquette were adopted by the Court. This foreign pomp and splendour covered the rapid depravation of men's hearts, and created a wide gulf between the Mikado and his people. So long as the sovereign maintains a simple style of living, the subjects are contented with their own hard lot. Their wants are few and they are easily ruled. But if a sovereign has a magnificent palace, gorgeous clothing, and crowds of finely dressed women to wait on him, the sight of these things must cause in others a desire to possess themselves of the same luxuries; and if they are not strong enough to take them by force, their envy is excited. Had the Mikado continued to live in a house roofed with shingles and having walls of mud, to carry his sword in a scabbard wound round with the tendrils of some creeping plant, and to go to the chase carrying his bow and arrows, as was the ancient custom, the present state of things would never have come about. But since the introduction of Chinese manners, the sovereign, while occupying a highly dignified place, has been degraded to the intellectual level of a woman. The power fell into the hands of servants, and although they never actually assumed the title, they were sovereigns in fact, while the Mikado became an utter nullity. . .
"In the eighth century, the Court adopted Chinese clothing and customs. This foreign showiness masked the declining morals of the people and created a significant divide between the Mikado and his subjects. As long as the ruler leads a simple life, the people are content with their own hardships. Their needs are few and they are easy to govern. But when a ruler has an extravagant palace, luxurious clothing, and a retinue of elegantly dressed women, it stirs envy in others who desire the same luxuries. If they can’t take them by force, their jealousy grows. If the Mikado had continued living in a simple house with a thatched roof and mud walls, carrying his sword in a scabbard wrapped in vine, and hunting with just a bow and arrows, as was the old tradition, the current situation wouldn’t have occurred. However, with the adoption of Chinese ways, while the ruler holds a lofty position, he has been reduced to an intellectual level similar to that of a woman. Real power has shifted to the servants, who though they never claimed the title, essentially became the rulers, while the Mikado became completely powerless…"
"In ancient times, when men's dispositions were straightforward, a complicated system of morals was unnecessary. It would naturally happen that bad acts might occasionally be committed, but the integrity of men's dispositions would prevent the evil from being concealed and growing in extent. In these days, therefore, it was unnecessary to have a doctrine of right and wrong. But the Chinese, being bad at heart, were only good externally, in spite of the teaching they received, and their evil acts became of such magnitude that society was thrown into disorder. The Japanese, being straightforward, could do without teaching. It has been alleged that, as the Japanese had no names for 'benevolence,' 'righteousness,' 'propriety,' 'sagacity,' and 'truth' they must have been without these principles. But these things exist in every country, in the same way as the four seasons which make their annual rounds. In the spring, the weather does not become mild all at once, or in the summer, hot. Nature proceeds by gradual steps. According to the view of the Chinese, it is not summer or spring unless it becomes hot or mild all of a sudden. Their principles sound very plausible but are unpractical. [Kamo Mabuchi.]
"In ancient times, when people's natures were simple, a complicated moral system wasn’t necessary. Bad actions could happen occasionally, but people’s integrity would prevent evil from being hidden and spreading. So, back then, there wasn’t a need for a clear doctrine of right and wrong. However, the Chinese, having a bad nature beneath the surface, only appeared good despite the teachings they received, leading their wrongdoings to escalate to a point where society fell into chaos. The Japanese, being straightforward, didn’t require this kind of teaching. It’s been argued that since the Japanese had no words for 'benevolence,' 'righteousness,' 'propriety,' 'sagacity,' and 'truth,' they must lack these values. But these qualities exist in every country, much like the four seasons that come around each year. In spring, the weather doesn’t suddenly become mild, nor does it get hot all at once in summer. Nature unfolds gradually. From the Chinese perspective, it isn’t spring or summer unless it instantly becomes mild or hot. Their principles may sound reasonable but are impractical. [Kamo Mabuchi.]"
"Japan is the country which gave birth to the goddess of the Sun, which fact proves its superiority over all other countries that also enjoy her favours. The goddess having endowed her grandson with the Three Sacred Treasures, proclaimed him sovereign of Japan for ever and ever. His descendants shall continue to rule it as long as the heavens and earth endure. Being invested with this complete authority, all the gods under heaven and all mankind submitted to him, with the exception of a few wretches who were quickly subdued. To the end of time each Mikado is the son of the goddess. His mind is in perfect harmony of thought and feeling with hers. He does not seek out new inventions but rules in accordance with precedents which date from the Age of the Gods, and if he is ever in doubt, he has recourse to divination, which reveals to him the mind of the great goddess. In this way the Age of the Gods and the present age are not two ages, but one, for not only the Mikado but also his ministers and people act up to the tradition of the divine age. Hence, in ancient times, the idea of michi, or way, (ethics) was applied to ordinary thoroughfares only, and its application to systems of philosophy, government, morals, religion, and so forth is a foreign notion.
Japan is the country that gave birth to the goddess of the Sun, which proves its superiority over all the other countries that also benefit from her favor. The goddess blessed her grandson with the Three Sacred Treasures and declared him the eternal ruler of Japan. His descendants will continue to govern as long as the heavens and earth exist. With this complete authority, all the gods and all humanity bowed to him, except for a few who were quickly brought under control. Each emperor is seen as the son of the goddess. His thoughts and feelings are perfectly aligned with hers. Instead of pursuing new inventions, he rules based on traditions from the Age of the Gods, and whenever he is uncertain, he consults divination, which reveals the will of the great goddess. In this way, the Age of the Gods and the present time are not separate, as both the emperor and his ministers and people follow the traditions of that divine era. Therefore, in ancient times, the concept of michi, or way (ethics), was applied only to ordinary paths, and extending it to philosophy, governance, morality, religion, and so on is a modern idea.
"As foreign countries (China and India, particularly the former) are not the special domain of the Sun goddess, they have no permanent rulers, and evil spirits, finding a field of action there, have corrupted mankind. In those countries, any bad man who could manage to seize the power became a sovereign. Those who had the upper hand were constantly scheming to maintain their positions, while their inferiors were as constantly on the watch for opportunities to oust them. The most powerful and cunning of these rulers succeeded in taming their subjects, and having secured their position, became an example for others to imitate. In China the name of 'holy men' has been given to these persons. But it is an error to count these 'holy men' as in themselves supernatural and good beings, superior to the rest of the world as are the gods. The principles they established are called michi (ethics), and may be reduced to two simple rules, namely, to take other people's territory and to keep fast hold of it.
"As foreign countries (especially China and India, particularly the former) are not under the direct influence of the Sun goddess, they lack permanent rulers, and evil spirits have found a way to corrupt humanity. In these regions, any bad individual who managed to seize power became a ruler. Those in power were always scheming to maintain their positions, while those beneath them were equally vigilant, looking for chances to take them down. The most powerful and cunning of these leaders managed to control their subjects, and having secured their authority, became examples for others to follow. In China, these individuals are referred to as 'holy men.' However, it’s a mistake to view these 'holy men' as inherently supernatural and virtuous beings, superior to the rest of the world like the gods. The principles they established are called michi (ethics), which can be summarized in two simple rules: to take other people's land and to hold on to it tightly."
"The Chinese 'holy men' also invented the Book of Changes, by which they pretended to discover the workings of the universe; a vain attempt, since it is impossible for man with his limited intelligence to discover the principles which govern the acts of the gods. In imitation of them, the Chinese nation has since given itself up to philosophizing, to which are to be attributed its constant internal dissensions. When things go right of themselves, it is best to leave them alone. In ancient times, although there was no prosy system in Japan, there, were no popular disturbances, and the empire was peacefully ruled. It is because the Japanese were truly moral in their practice that they required no theory of morals, and the fuss made by the Chinese about theoretical morals is owing to their laxity in practice. It is not wonderful that students of Chinese literature should despise their own country for being without a system of morals, but that the Japanese, who were acquainted with their own ancient literature, should pretend that Japan too had such a system, simply out of a feeling of envy, is ridiculous.
The Chinese "holy men" also created the Book of Changes, through which they claimed to understand the workings of the universe; a futile effort, since it’s impossible for humans, with their limited intelligence, to grasp the principles that govern the actions of the gods. Imitating them, the Chinese nation has since become preoccupied with philosophy, which is responsible for its constant internal conflicts. When things are going well on their own, it's best to leave them be. In ancient times, even though Japan had no formal system, there were no public upheavals, and the empire was ruled peacefully. The reason the Japanese didn't need a theoretical moral framework was that they genuinely practiced morality, while the Chinese focus on theoretical morals stems from their laxity in practice. It's not surprising that students of Chinese literature might look down on their own country for lacking a moral system, but it's absurd that the Japanese, who were familiar with their own ancient literature, would claim Japan had such a system just out of envy.
"When Chinese literature was imported into Japan, the people adopted many Chinese ideas, laws, customs, and practices, which they so mixed up with their own that it became necessary to adopt a special name for the ancient native customs, which were in consequence called Kami no michi or Shinto, the word 'michi' being applied in the same sense as the Chinese Tao, and Kami because of their divine origin. These native customs survived only in ceremonies with which the native gods are worshipped. Every event in the universe is the act of the gods. They direct the changes of the seasons, the wind and the rain, the good and bad fortune of States and individuals. Some of the gods are good, others bad, and their acts partake of their own natures. Buddhists attribute events to 'retribution' (Inga), while the Chinese ascribe them to be the 'decree of heaven' (Tien ming). This latter is a phrase invented by the so-called 'holy men' to justify murdering sovereigns and seizing their dominions. As neither heaven nor earth has a mind, they cannot issue decrees. If heaven really could issue decrees, it would certainly protect the good rulers and take care to prevent bad men from seizing the power, and, in general, while the good would prosper, the bad would suffer misfortune. But in reality we find many instances of the reverse. Whenever anything goes wrong in the world, it is to be attributed to the action of the evil gods called 'gods of crookedness,' whose power is so great that the Sun goddess and the Creator-gods are sometimes unable to restrain them; much less are human beings able to resist their influence. The prosperity of the wicked and the misfortunes of the good, which seem opposed to ordinary justice, are their doing. The Chinese, not possessing the traditions of the Divine Age, were ignorant of this truth, and were driven to invent the theory of heaven's decrees.
When Chinese literature was brought to Japan, the people adopted many Chinese ideas, laws, customs, and practices, mixing them with their own to the point where a special name was needed for the ancient native customs. These were called Kami no michi or Shinto, with the word 'michi' used similarly to the Chinese Tao, and Kami referring to their divine origin. These native customs survived only in the ceremonies honoring the native gods. Every event in the universe is an act of the gods. They control the changes in seasons, the wind and rain, and the fortunes of states and individuals, both good and bad. Some gods are good, while others are bad, and their actions reflect their natures. Buddhists attribute events to 'retribution' (Inga), while the Chinese refer to them as the 'decree of heaven' (Tien ming). This latter phrase was created by so-called 'holy men' to justify the killing of rulers and taking their lands. Since neither heaven nor earth has a mind, they cannot issue decrees. If heaven could issue decrees, it would surely protect good rulers and make sure bad people couldn't seize power, leading to a world where good thrives and bad suffers. But in reality, we often see the opposite. Whenever something goes wrong in the world, it's attributed to the action of evil gods known as 'gods of crookedness,' whose power is so great that even the Sun goddess and the Creator-gods sometimes can't restrain them; let alone can humans resist their influence. The success of the wicked and the suffering of the good, which seem to contradict ordinary justice, are their doing. The Chinese, lacking the traditions of the Divine Age, were unaware of this truth and felt compelled to create the theory of heaven's decrees.
"The eternal endurance of the dynasty of the Mikado is a complete proof that the 'way,' called Kami no michi or Shinto, infinitely surpasses the systems of all other countries. The 'holy men' of China were merely unsuccessful rebels. The Mikado is the sovereign appointed by the pair of deities, Izanagi and Izanami, who created this country. The Sun goddess never said, 'Disobey the Mikado if he be bad,' and therefore, whether he be good or bad, no one attempts to deprive him of his authority. He is the Immovable Ruler who must endure to the end of time, as long as the sun and moon continue to shine. In ancient language the Mikado was called a god, and that is his real character. Duty, therefore, consists in obeying him implicitly without questioning his acts. During the Middle Ages, such men as Hojo Yoshitoki, Hojo Yasutoki, Ashikaga Takauji, and others, violated this duty (michi) and look up arms against him. Their disobedience to the Mikado is attributable to the influence of the Chinese learning. This 'way' was established by Izanagi and Izanami and delivered by them to the Sun goddess, who handed it down, and this is why it is called the 'way of the gods.'
The lasting power of the Mikado dynasty proves that the "way," known as Kami no michi or Shinto, far surpasses the systems of all other countries. The "holy men" of China were just unsuccessful rebels. The Mikado is the ruler appointed by the two deities, Izanagi and Izanami, who created this nation. The Sun goddess never said, "Disobey the Mikado if he is bad," and so, whether he is good or bad, no one tries to take away his authority. He is the Unchanging Ruler who must remain until the end of time, as long as the sun and moon keep shining. In ancient terms, the Mikado was referred to as a god, and that reflects his true nature. Duty, then, means obeying him completely without questioning his actions. During the Middle Ages, figures like Hojo Yoshitoki, Hojo Yasutoki, Ashikaga Takauji, and others violated this duty (michi) and rose up against him. Their disobedience to the Mikado can be traced back to the influence of Chinese thought. This "way" was established by Izanagi and Izanami and passed down to the Sun goddess, who transmitted it, which is why it is called the "way of the gods."
"The nature of this 'way' is to be learned by studying the Kojiki and ancient writings, but mankind has been turned aside from it, by the spirits of crookedness, to Buddhism and Chinese philosophy. The various doctrines taught under the name of Shinto are without authority, Human beings, having been produced by the spirit of the two creative deities, are naturally endowed with the knowledge of what they ought to do, and what they ought to refrain from doing. It is unnecessary for them to trouble their heads with systems of morality. If a system of morals were necessary, men would be inferior to animals, all of whom are endowed with the knowledge of what they ought to do, only in an inferior degree to man. If what the Chinese call benevolence, modesty, filial piety, propriety, love, fidelity, and truth really constituted the duty of man, they would be so recognized and practised without any teaching; but since they were invented by the so-called 'holy men' as instruments for ruling a viciously inclined population, it became necessary to insist on more than the actual duty of man. Consequently, although plenty of men profess these doctrines, the number of those that practise them is very small. Violations of this teaching were attributed to human lusts. As human lusts are a part of man's nature, they must be a part of the harmony of the universe, and cannot be wrong according to the Chinese theory. It was the vicious nature of the Chinese that necessitated such strict rules, as, for instance, that persons descended from a common ancestor, no matter how distantly related, should not intermarry. These rules, not being founded on the harmony of the universe, were not in accordance with human feelings and were therefore seldom obeyed.
The nature of this "way" can be understood by studying the Kojiki and ancient writings, but people have strayed from it, influenced by the spirits of deceit, towards Buddhism and Chinese philosophy. The various teachings labeled as Shinto lack authority. Humans, created by the two divine deities, naturally possess the understanding of what they should do and what they should avoid. They don’t need to complicate their minds with moral systems. If a moral system were necessary, humans would be inferior to animals, all of which have an instinctual sense of right and wrong, albeit to a lesser degree than humans. If what the Chinese refer to as benevolence, modesty, filial piety, propriety, love, fidelity, and truth truly defined human duty, these would be inherently recognized and practiced without any instruction; but because they were made up by the so-called "holy men" as tools for controlling a morally corrupt population, there arose a need to impose more than the genuine duty of humanity. As a result, although many claim to follow these teachings, few actually practice them. Breaches of this teaching were blamed on human desires. Since these desires are part of human nature, they must be aligned with the universe's harmony and cannot be deemed wrong according to Chinese ideology. It was the corrupt nature of the Chinese that warranted such strict rules, like prohibiting people from intermarrying if they share a common ancestor, regardless of how distantly related they are. These rules, not rooted in the universe's harmony, did not resonate with human feelings and were thus rarely followed.
"In ancient times, Japanese refrained from intermarriage among children of the same mother, but the distance between the noble and the mean was duly preserved. Thus, the country was spontaneously well governed, in accordance with the 'way' established by the gods. Just as the Mikado worshipped the gods in heaven and earth, so his people pray to the good gods in order to obtain blessings, and perform rites in honour of the bad gods in order to avert their displeasure. If they committed crimes or denied themselves, they employed the usual methods of purification taught them by their own hearts. Since there are bad as well as good gods, it is necessary to propitiate them with offerings of agreeable food, playing the lute, blowing the flute, singing and dancing, and whatever else is likely to put them in good humour.
"In ancient times, Japanese people avoided marrying their half-siblings, and the gap between the noble and the common was carefully maintained. As a result, the country was naturally well governed, in line with the 'way' set by the gods. Just as the Emperor worshipped the gods of heaven and earth, so his people prayed to the good gods for blessings and performed rituals for the bad gods to avoid their anger. If they committed crimes or faced hardships, they used the usual purification methods their own instincts taught them. Since there are both good and bad gods, it was important to appease them with offerings of tasty food, playing the lute, blowing the flute, singing and dancing, and anything else that might please them."
"It has been asked whether the Kami no michi is not the same as the Taoism of Laotzu. Laotzu hated the vain conceits of the Chinese scholars, and honoured naturalness, from which a resemblance may be argued; but as he was born in a dirty country not under special protection of the Sun goddess, he had heard only the theories of the succession of so-called 'holy men,' and what he believed to be naturalness was simply what they called natural. He did not know that the gods are the authors of every human action, and this ignorance constituted a cause of radical difference. To have acquired the knowledge that there is no michi (ethics) to be learned and practised is really to have learned to practise the 'way of the gods.' . . . Many miracles occurred in the Age of the Gods, the truth of which was not disputed until men were taught by the Chinese philosophy to analyse the acts of the gods by the aid of their own feeble intelligence. The reason assigned for disbelieving in miracles is that they cannot be explained; but in fact, although the Age of the Gods has passed away, wondrous miracles surround us on all sides. For instance, is the earth suspended in space or does it rest upon something else? If it be said that the earth rests upon something else, then what is it that supports that something else? According to one Chinese theory, the earth is a globe suspended in space with the heavens revolving round it. But even if we suppose the heavens to be full of air, no ordinary principles will account for the land and sea being suspended in space without moving. The explanation offered is as miraculous as the supposition previously made. It seems plausible enough to say that the heavens are merely air and are without any definite form. If this be true, there is nothing but air outside the earth, and this air must be infinite or finite in extent. If it is infinite in extent, we cannot fix any point as its centre, so that it is impossible to understand why the earth should be at rest; for if it be not in the centre it cannot be at rest. If it be finite, what causes the air to condense in one particular spot, and what position shall we assign to it?
"It has been asked whether Kami no michi is the same as Laotzu's Taoism. Laotzu disliked the empty vanity of Chinese scholars and valued naturalness, which might suggest a similarity; however, since he was born in a neglected region not under the special protection of the Sun goddess, he was only familiar with the ideas of the so-called 'holy men.' What he thought of as naturalness was simply what they referred to as natural. He didn't realize that the gods are the true authors of every human action, and this lack of awareness created a fundamental difference. Understanding that there is no michi (ethics) to learn and practice is essentially to have learned to follow the 'way of the gods.' . . . Many miracles took place in the Age of the Gods, and their truth wasn't questioned until people were influenced by Chinese philosophy to analyze the actions of the gods using their own limited intelligence. The argument for doubting miracles is that they can't be explained; however, even though the Age of the Gods has ended, astonishing miracles are all around us. For example, does the earth hang in space or does it rest on something? If the earth rests on something, then what supports that? One Chinese theory suggests that the earth is a globe hanging in space with the heavens rotating around it. But even if we assume the heavens are filled with air, ordinary principles can't explain how the land and sea are suspended in space without moving. The explanation offered is as miraculous as the earlier assumption. It seems reasonable to say that the heavens are just air without any specific form. If this is true, then there is just air outside the earth, and this air must be infinite or finite. If it's infinite, we can't identify a center point, making it hard to understand why the earth should be still; if it's not at the center, it can't be at rest. If it's finite, what makes the air condense in a specific location, and what position do we give it?"
"In any case all these things are miraculous and strange. How absurd to take these miracles for granted, and at the same time to disbelieve in the wonders of the Divine Age! Think again of the human body. Seeing with the eyes, hearing With the ears, speaking with the mouth, walking on the feet, and performing all manner of acts with the hands are strange things; so also the flight of birds and insects through the air, the blossoming of plants and trees, the ripening of their fruits and seeds are strange; and the strangest of all is the transformation of the fox and the badger into human form. If rats, weasels, and certain birds see in the dark, why should not the gods have been endowed with a similar faculty?…. The facts that many of the gods are invisible now and have never been visible furnish no argument against their existence. Existence can be made known to us by other senses than those of sight, such as odour or sound, while the wind, which is neither seen, heard, nor smelt is recognized by the impression which it makes upon our bodies. [Motoori Norinaga].
"In any case, all these things are miraculous and strange. It's absurd to take these miracles for granted while simultaneously doubting the wonders of the Divine Age! Consider the human body. Seeing with our eyes, hearing with our ears, speaking with our mouths, walking on our feet, and performing all sorts of actions with our hands are strange; so are the flights of birds and insects through the air, the blooming of plants and trees, and the ripening of their fruits and seeds; and the strangest of all is the transformation of the fox and the badger into human form. If rats, weasels, and certain birds can see in the dark, why shouldn't the gods have a similar ability? The fact that many of the gods are currently invisible and have never been seen doesn't argue against their existence. Existence can be recognized through senses other than sight, such as smell or sound, while the wind, which cannot be seen, heard, or smelled, is acknowledged by the impact it has on our bodies. [Motoori Norinaga]."
"Although numbers of Japanese cannot state with any certainty from what gods they are descended, all of them have tribal names (kabane) which were originally bestowed by the Mikado, and those who make it their province to study genealogies can tell from a man's ordinary surname who his remotest ancestor must have been. From the fact of the divine descent of the Japanese people proceeds their immeasurable superiority to the natives of other countries in courage and intelligence.*
"Although many Japanese people can't say for sure which gods they come from, they all have tribal names (kabane) that were originally given by the Mikado. Those who study family trees can often tell from a person's regular surname who their distant ancestor is likely to be. The belief in the divine ancestry of the Japanese people contributes to their immense superiority over the natives of other countries in terms of courage and intelligence."
*Although Hirata claims the superiority for his own countrymen, he frankly acknowledges the achievements of the Dutch in natural science.
*Although Hirata asserts the superiority of his own countrymen, he openly recognizes the accomplishments of the Dutch in natural science.*
". . . The accounts given in other countries, whether by Buddhism or by Chinese philosophy, of the form of the heavens and earth and the manner in which they came into existence, are all inventions of men who exercised all their ingenuity over the problem, and inferred that such things must actually be the case. As for the Indian account, it is nonsense fit only to deceive women and children, and I do not think it worthy of reflection. The Chinese theories, on the other hand, are based upon profound philosophical speculations and sound extremely plausible, but what they call the absolute and the finite, the positive and negative essences, the eight diagrams, and the five elements, are not real existences, but are fictitious names invented by the philosophers and freely applied in every direction. They say that the whole universe was produced by agencies, and that nothing exists which is independent of them. But all these statements are nonsense. The principles which animate the universe are beyond the power of analysis, nor can they be fathomed by human intelligence, and all statements founded upon pretended explanations of them are to be rejected. All that man can think and know is limited by the powers of sight, feeling, and calculation, and what goes beyond these powers, cannot be known by any amount of thinking. . . .
". . . The explanations provided in other countries, whether through Buddhism or Chinese philosophy, about the nature of the heavens and the earth and how they came to be, are all creative ideas from people who used their intellect to tackle the issue and concluded that these must be the truth. As for the Indian perspective, it's nonsense meant to trick women and children, and I don't think it's worth considering. The Chinese theories, however, are based on deep philosophical thinking and sound very convincing, but what they refer to as the absolute and the finite, the positive and negative essences, the eight diagrams, and the five elements aren't real entities; they're made-up terms created by philosophers and applied in various ways. They claim that the entire universe was created by forces, and that nothing exists independently of them. But all these claims are nonsense. The principles that drive the universe are beyond what we can analyze, and human intelligence can't fully understand them; any statements based on supposed explanations of them should be dismissed. Everything that humans can think and know is limited by our abilities to see, feel, and calculate, and anything beyond these abilities can't be known no matter how much we think about it. . . ."
"The Chinese accounts sound as if based upon profound principles, and one fancies that they must be right, while the Japanese accounts sound shallow and utterly unfounded in reason. But the former are lies while the latter are the truth, so that as time goes on and thought attains greater accuracy, the erroneous nature of these falsehoods becomes even more apparent whale the true tradition remains intact. In modern times, men from countries lying far off in the West have voyaged all round the seas as their inclinations prompted them, and have ascertained the actual shape of the earth. They have discovered that the earth is round and that the sun and the moon revolve round it in a vertical direction, and it may thus be conjectured how full of errors are all the ancient Chinese accounts, and how impossible it is to believe anything that professes to be determined a priori. But when we come to compare our ancient traditions as to the origin of a thing in the midst of space and its subsequent development, with what has been ascertained to be the actual shape of the earth, we find that there is not the slightest error, and this result confirms the truth of our ancient traditions. But although accurate discoveries made by the men of the Far West as to the actual shape of the earth and its position in space infinitely surpass the theories of the Chinese, still that is only a matter of calculation. There are many other things actually known to exist which cannot be solved by that means; and still less is it possible to solve the question of how the earth, sun, and moon came to assume their form. Probably those countries possess theories of their own, but whatever they may be, they can but be guesses after the event, and probably resemble the Indian and the Chinese theories.
The Chinese accounts seem like they’re based on deep principles, and it’s easy to think they must be correct, while the Japanese accounts appear shallow and completely lacking in reason. But the former are false, while the latter are true, so over time, as thinking becomes more accurate, the incorrect nature of these falsehoods becomes clearer, while the true tradition stays intact. In modern times, people from countries far in the West have traveled the seas as they pleased and have determined the real shape of the earth. They’ve discovered that the earth is round and that the sun and the moon revolve around it vertically, which leads to the conclusion that all the ancient Chinese accounts are filled with errors and that it's impossible to trust anything claimed to be determined a priori. However, when we compare our ancient traditions about the origin of things in space and their development with what has been confirmed about the actual shape of the earth, we see that there isn’t the slightest error, and this result supports the truth of our ancient traditions. While the accurate discoveries made by Westerners about the earth’s actual shape and its position in space are far superior to the Chinese theories, that’s purely a matter of calculation. There are many other things known to exist that can’t be figured out that way; and even less can we answer how the earth, sun, and moon came to take their form. Those countries likely have their own theories, but whatever they are, they can only be guesses after the fact and probably resemble the Indian and Chinese theories.
"The most fearful crimes which a man commits go unpunished by society so long as they are undiscovered, but they draw down on him the hatred of the invisible gods. The attainment of happiness by performing good acts is regulated by the same law. Even if the gods do not punish secret sins by the usual penalties of law, they inflict diseases, misfortunes, short life, and extermination of the race. Never mind the praise or blame of fellow men, but act so that you need not be ashamed before the gods of the Unseen. If you desire to practise true virtue, learn to stand in awe of the Unseen, and that will prevent you from doing wrong. Make a vow to the god who rules over the Unseen and cultivate the conscience implanted in you, and then you will never wander from the way. You cannot hope to live more than one hundred years in the most favourable circumstances, but as you will go to the unseen realm of Okuninushi after death and be subject to his rule, learn betimes to bow down before heaven. The spirits of the dead continue to exist in the unseen world which is everywhere about us, and they all become gods of varying character and degrees of influence. Some reside in temples built in their honour; others hover near their tombs, and they continue to render service to their princes, parents, wives, and children as when in their body. [Hirata Atsutane.]"*
"The most fearful crimes a person commits go unpunished by society as long as they're undiscovered, but they attract the hatred of the unseen gods. Achieving happiness through good deeds follows the same principle. Even if the gods don’t punish secret sins with the usual legal consequences, they bring about illnesses, misfortunes, short lives, and even the extinction of a lineage. Don’t worry about the praise or blame of others; instead, act in a way that won't make you feel ashamed before the Unseen gods. If you want to practice true virtue, learn to respect the Unseen, as this will keep you from doing wrong. Make a promise to the god who oversees the Unseen and nurture the conscience within you, and you will stay on the right path. You can’t expect to live more than a hundred years in the best circumstances, but since you’ll enter the unseen realm of Okuninushi after death and be under his authority, learn to bow before the heavens early on. The spirits of the dead continue to exist in the unseen world surrounding us, becoming gods with different characteristics and levels of influence. Some dwell in temples built in their honor, while others linger near their graves, continuing to serve their princes, parents, spouses, and children just as they did when alive."
*The above extracts are all taken from Sir Ernest Satow's Revival of
Pure Shinto in the appendix to Vol. III. of the "Transactions of the
Asiatic Society of Japan."
*The above excerpts are all taken from Sir Ernest Satow's Revival of
Pure Shinto in the appendix to Vol. III. of the "Transactions of the
Asiatic Society of Japan."
The great loyalist of the eleventh century, Kitabatake Chikafusa, had fully demonstrated the divine title of the sovereigns of Japan, but his work reached only a narrow circle of readers, and his arguments were not re-enforced by the sentiment of the era. Very different was the case in the days of the four literati quoted above. The arrogant and intolerant demeanour of Japanese students of Chinese philosophy who elevated the Middle Kingdom on a pedestal far above the head of their own country, gradually provoked bitter resentment among patriotic Japanese, thus lending collateral strength to the movement which took place in the seventeenth and eighteenth centuries in favour of reversion to the customs and canons of old times.
The great loyalist of the eleventh century, Kitabatake Chikafusa, clearly showcased the divine authority of Japan's rulers, but his work only reached a limited audience, and his arguments didn’t resonate with the feelings of the time. In contrast, the situation was quite different during the periods of the four scholars mentioned earlier. The arrogant and narrow-minded attitudes of Japanese students of Chinese philosophy, who placed the Middle Kingdom on a pedestal far above their own nation, gradually stirred deep resentment among patriotic Japanese, thereby providing added support to the movement that emerged in the seventeenth and eighteenth centuries advocating a return to the customs and norms of the past.
As soon as attention was intelligently concentrated on the history of the past, it was clearly perceived that, in remote antiquity, the empire had always been administered from the Throne, and, further, that the functions arrogated to themselves by the Hojo, the Oda, the Toyotomi, and the Tokugawa were pure usurpations, which deprived the Imperial Court of the place properly belonging to it in the State polity. Just when this reaction was developing strength, the dispute about the title of the ex-Emperor occurred in Kyoto, and furnished an object lesson more eloquent than any written thesis. The situation was complicated by the question of foreign intercourse, but this will be treated separately.
As soon as people started focusing intelligently on the history of the past, it became clear that, in ancient times, the empire had always been run from the Throne. Moreover, the powers claimed by the Hojo, the Oda, the Toyotomi, and the Tokugawa were simply usurpations that robbed the Imperial Court of its rightful place in the government's structure. Just as this reaction was gaining momentum, a dispute about the title of the ex-Emperor arose in Kyoto, providing a more compelling example than any written argument. The situation was complicated by issues related to foreign relations, but that will be discussed separately.
ENGRAVING: MITSUGUMI-NO-SAKAZUKI (Sake Cups used only on Happy
Occasions such as Weddings and New Year Days)
ENGRAVING: MITSUGUMI-NO-SAKAZUKI (Sake cups used only on special
occasions like weddings and New Year's Day)
ENGRAVING: DIFFERENT STYLES OF COIFFURE
CHAPTER XLIV
FOREIGN RELATIONS AND THE DECLINE OF THE TOKUGAWA
FOREIGN TRADE IN THE SEVENTEENTH CENTURY
FROM what has been stated in previous chapters, it is clearly understood that Nobunaga, Hideyoshi, and Ieyasu were all well disposed towards foreign intercourse and trade, and that the Tokugawa chief made even more earnest endeavours than Hideyoshi to differentiate between Christianity and commerce, so that the fate of the former might not overtake the latter. Ieyasu, indeed, seems to have kept three objects steadfastly in view, namely, the development of oversea trade, the acquisition of a mercantile marine, and the prosecution of mining enterprise. To the Spaniards, to the Portuguese, to the English, and to the Dutch, he offered a site for a settlement in a suburb of Yedo, and had the offer been accepted, Japan might never have been closed to foreign intercourse. At that time the policy of the empire was free trade. There were no customs dues, though it was expected that the foreign merchants would make liberal presents to the feudatory into whose port they carried their wares. The Tokugawa baron gave plain evidence that he regarded commerce with the outer world as a source of wealth, and that he wished to attract it to his own domains. On more than one occasion he sent an envoy to Manila to urge the opening of trade with the regions in the vicinity of Yedo, and to ask the Spaniards for expert naval architects. His attitude is well shown by a law enacted in 1602:
FROM what has been stated in previous chapters, it is clear that Nobunaga, Hideyoshi, and Ieyasu were all favorable towards foreign interaction and trade. The Tokugawa leader put in even more effort than Hideyoshi to distinguish between Christianity and commerce, ensuring that the problems of the former would not affect the latter. Ieyasu, in fact, seemed to focus on three main goals: developing overseas trade, creating a merchant fleet, and pursuing mining ventures. He offered the Spaniards, Portuguese, English, and Dutch a location for a settlement in a suburb of Yedo, and if they had accepted the offer, Japan might never have been closed off from foreign trade. At that time, the country's policy favored free trade. There were no customs fees, although it was expected that foreign merchants would make generous gifts to the local lord in the ports where they conducted business. The Tokugawa leader clearly viewed commerce with the outside world as a source of wealth and wanted to attract it to his territories. On multiple occasions, he sent envoys to Manila to promote trade with the regions around Yedo and to request skilled naval architects from the Spaniards. His views are well illustrated by a law passed in 1602:
"If any foreign vessel by stress of weather is obliged to touch at any principality or to put into any harbour of Japan, we order that, whoever these foreigners may be, absolutely nothing whatever that belongs to them, or that they may have brought in their ship, shall be taken from them. Likewise, we rigorously prohibit the use of any violence in the purchase or sale of any of the commodities brought by their ship, and if it is not convenient for the merchants of the ship to remain in the port they have entered, they may pass to any other port that may suit them, and therein buy and sell in full freedom. Likewise, we order, in a general manner, that foreigners may freely reside in any part of Japan they choose, but we rigorously forbid them to propagate their faith."
"If any foreign ship is forced by bad weather to dock at any principality or enter any harbor in Japan, we declare that no matter who these foreigners are, absolutely nothing that belongs to them or that they brought on their ship shall be taken away. We also strictly forbid any violence in the buying or selling of any goods brought by their ship. If the merchants on the ship cannot stay at the port they entered, they can move to any other port that works for them and buy and sell freely there. Additionally, we state that foreigners can freely live in any part of Japan they choose, but we strictly prohibit them from spreading their beliefs."
In the year 1605, the Tokugawa chief granted a permit to the Dutch for trade in Japan, his expectation being that the ships which they undertook to send every year would make Uraga, or some other place near Yedo, their port of entry. In this he was disappointed. The first Hollanders that set foot in Japan were eighteen survivors of the crew of the wrecked Liefde. These men were at first placed in confinement, and during their detention they were approached by emissaries from the feudatory of Hirado, who engaged some of them to instruct his vassals in the art of gun casting and the science of artillery, and who also made such tempting promises with regard to Hirado that the Dutch decided to choose that place for headquarters, although it was then, and always subsequently remained, an insignificant little fishing village. The Dutch possessed one great advantage over their rivals from Manila and Macao: they were prepared to carry on commerce while eschewing religious propagandism. It was this element of the situation that the Hirado feudatory shrewdly appreciated when he enticed the Dutchmen to make Hirado their port of entry.
In 1605, the Tokugawa leader issued a permit to the Dutch for trading in Japan, expecting that the ships they promised to send each year would make Uraga or another nearby location to Yedo their entry point. He was let down. The first Dutch men to arrive in Japan were eighteen survivors from the wrecked ship Liefde. Initially, these men were confined, and during their detention, they were approached by representatives from the Hirado lord, who offered to have some of them teach his subjects about gun casting and artillery. He also made enticing promises about Hirado, leading the Dutch to choose that area for their main base, even though it was, and would always be, a small fishing village. The Dutch had a significant edge over their competitors from Manila and Macao: they were willing to engage in trade without pushing religious beliefs. The Hirado lord cleverly recognized this aspect of the situation and successfully encouraged the Dutch to make Hirado their port of entry.
With regard to the desire of Ieyasu to exploit the mining resources of his country, the fact is demonstrated by an incident which occurred at the time. The governor—general of the Philippines (Rodrigo Yivero y Velasco), whose ship had been cast away on the coast of Japan while en route for Acapulco, had an interview with Ieyasu, and in response to the latter's application for fifty mining experts, the Spaniards made a proposal, to the terms of which, onerous as they were, Ieyasu agreed; namely that one half of the produce, of the mines should go to the miners; that the other half should be divided equally between Ieyasu and the King of Spain; that the latter might send officials to Japan to protect his mining interests, and that these officials might be accompanied by priests, who would have the right to erect public churches, and to hold religious services there.* These things happened in 1609. Previous to that time, the Tokugawa chief had repeatedly imposed a strict veto on Christian propagandism; yet we now find him removing that veto partially, for the sake of obtaining foreign expert assistance. Like Hideyoshi, Ieyasu had full confidence in himself and in his countrymen. He did not doubt his ability to deal with emergencies if they arose, and he made no sacrifice to timidity. But his courageous policy died with him, and the miners never came. Moreover, the Spaniards seemed incapable of any successful effort to establish trade with Japan. Fitful visits were paid by their vessels at Uraga, but the Portuguese continued to monopolize the commerce.
Regarding Ieyasu's desire to tap into his country's mining resources, an incident from that time illustrates this. The governor-general of the Philippines, Rodrigo Yivero y Velasco, whose ship had been wrecked on the coast of Japan while heading to Acapulco, met with Ieyasu. In response to Ieyasu's request for fifty mining experts, the Spaniards made a proposal that, though burdensome, Ieyasu accepted. This included that half of the mining output would go to the miners, while the other half would be split equally between Ieyasu and the King of Spain. The King could send officials to Japan to protect his mining interests, and these officials could bring priests who would have the right to build public churches and hold religious services there.* These events took place in 1609. Before this, the Tokugawa leader had consistently enforced a strict ban on Christian proselytizing, yet now he partially lifted that ban to secure foreign expert help. Like Hideyoshi, Ieyasu was confident in himself and his countrymen. He didn’t doubt his ability to handle emergencies that might arise and made no concessions to fear. However, his bold policy ended with his death, and the miners never arrived. Additionally, the Spaniards seemed unable to successfully establish trade with Japan. Their ships made occasional visits to Uraga, but the Portuguese continued to dominate the trade.
*It is to be understood, of course, that these ministrations were intended to be limited to Spaniards resident in Japan.
*It’s important to note, of course, that these services were meant to be restricted to Spaniards living in Japan.
ENGRAVING: OLD SPANISH CLOCK PRESERVED IN KUNOZAN.
That commerce, however, was not without rude interruptions. One, especially memorable, occurred at the very time when Rodrigo's vessel was cast away. "In a quarrel at Macao some Japanese sailors lost their lives, and their comrades were compelled by the commandant, Pessoa, to sign a declaration exonerating the Portuguese. The signatories, however, told a different tale when they returned to Japan, and their feudal chief, the daimyo of Arima, was much incensed, as also was Ieyasu In the following year (1609), this same Pessoa arrived at Nagasaki in command of the Madre de Dios, carrying twelve Jesuits and a cargo worth a million crowns. Ieyasu ordered the Arima feudatory to seize her. Surrounded by an attacking force of twelve hundred men in boats, Pessoa fought his ship for three days, and then, exploding her magazine, sent her to the bottom with her crew, her passenger-priests, and her cargo."
That trade, however, had its share of harsh disruptions. One particularly notable incident happened just when Rodrigo's ship was wrecked. "In a fight in Macao, some Japanese sailors lost their lives, and their fellow sailors were forced by the commander, Pessoa, to sign a statement clearing the Portuguese of blame. However, when they got back to Japan, the signatories told a different story, which angered their feudal lord, the daimyo of Arima, and Ieyasu as well. The following year (1609), this same Pessoa arrived in Nagasaki in command of the Madre de Dios, carrying twelve Jesuits and a cargo worth a million crowns. Ieyasu ordered the Arima lord to seize the ship. Surrounded by an attacking force of twelve hundred men in boats, Pessoa defended his ship for three days, and then, blowing up her magazine, sent her to the bottom along with her crew, her passenger-priests, and her cargo."
Fifty-eight years before the date of this occurrence, Xavier had conveyed to Charles V a warning that if ships from New Spain "attempted to conquer the Japanese by force of arms, they would have to do with a people no less covetous than warlike, who seem likely to capture any hostile fleet, however strong." It was a just appreciation. The Portuguese naturally sought to obtain satisfaction for the fate of Pessoa, but Ieyasu would not even reply to their demands, though he made no attempt to prevent the resumption of trade with Macao.
Fifty-eight years before this event, Xavier had warned Charles V that if ships from New Spain "tried to conquer the Japanese by force, they would face a people just as greedy as they were warlike, who could easily capture any hostile fleet, no matter how strong." This was a valid point. The Portuguese obviously wanted to seek justice for what happened to Pessoa, but Ieyasu didn't even respond to their requests, even though he made no effort to stop the trade with Macao from continuing.
OPENING OF ENGLISH AND DUTCH TRADE
In the year 1609, Ieyasu had reason to expect that the Spaniards and the Dutch would both open trade with Japan. His expectation was disappointed in the case of the Spaniards, but, two years later, the Dutch flag was seen in Japanese waters. It was flown by the Brack, a merchantman which, sailing from Patani, reached Hirado with a cargo of pepper, cloth, ivory, silk, and lead. Two envoys were on board the vessel, and her arrival in Japan nearly synchronized with the coming of the Spanish embassy from Manila, which had been despatched expressly for the purpose of "settling the matter regarding the Hollanders." Nevertheless, the Dutch obtained a liberal patent from Ieyasu.
In 1609, Ieyasu had reason to expect that both the Spaniards and the Dutch would start trading with Japan. His hopes were dashed with the Spaniards, but two years later, the Dutch flag was spotted in Japanese waters. It was carried by the Brack, a merchant ship that sailed from Patani, arriving in Hirado with a load of pepper, cloth, ivory, silk, and lead. Two envoys were aboard the vessel, and its arrival in Japan almost coincided with the arrival of the Spanish embassy from Manila, which had been sent specifically to address the situation with the Dutch. Still, the Dutch gained a generous trading license from Ieyasu.
Twelve years previously, the merchants of London, stimulated by a spirit of rivalry with the Dutch, had organized the East India Company, which at once began to send ships eastward. As soon as news came that the Dutch were about to establish a trading station in Japan, the East India Company issued orders that the Clove, commanded by Saris, should proceed to the Far Eastern islands. The Clove reached Hirado on the 11th of June, 1613. Her master, Saris, soon proved that he did not possess the capacity essential to success. He was self-opinionated, suspicious, and of shallow judgment. Though strongly urged by Will Adams to make Uraga the seat of the new trade; though convinced of the excellence of the harbour there, and though instructed as to the great advantage of proximity to the shogun's capital, he appears to have harboured some distrust of Adams, for he finally selected Hirado in preference to Uraga, "which was much as though a German going to England to open trade should prefer to establish himself at Dover or Folkestone rather than in the vicinity of London." Nevertheless he received from Ieyasu a charter so liberal that it plainly displayed the mood of the Tokugawa shogun towards foreign trade:
Twelve years earlier, the merchants of London, driven by competition with the Dutch, formed the East India Company, which quickly began sending ships east. As soon as they learned that the Dutch were planning to set up a trading post in Japan, the East India Company ordered the Clove, commanded by Saris, to head to the Far Eastern islands. The Clove arrived in Hirado on June 11, 1613. However, Saris soon showed that he lacked the qualities needed for success. He was arrogant, mistrustful, and had poor judgment. Even though Will Adams strongly advised him to make Uraga the center of the new trade, recognizing the excellent harbor and the benefits of being close to the shogun's capital, he seemed to distrust Adams and ultimately chose Hirado over Uraga, "which would be like a German going to England to start trade and preferring to set up in Dover or Folkestone instead of near London." Still, he received a very generous charter from Ieyasu, which clearly reflected the Tokugawa shogun's attitude toward foreign trade:
"(1) The ship that has now come for the first time from England over the sea to Japan may carry on trade of all kinds without hindrance. With regard to future visits (of English ships), permission will be given in regard to all matters.
"(1) The ship that has now arrived for the first time from England across the sea to Japan can conduct all kinds of trade without any obstacles. Regarding future visits from English ships, permission will be granted for all matters."
"(2) With regard to the cargoes of ships, requisition will be made by list according to the requirements of the shogunate.
"(2) For the cargoes of ships, requisition will be made by list based on the needs of the shogunate."
"(3) English ships are free to visit any port in Japan. If disabled by storms they may put into any harbour.
"(3) English ships can visit any port in Japan. If they're damaged by storms, they can dock at any harbor."
"(4) Ground in Yedo in the place which they may desire shall be given to the English, and they may erect houses and reside and trade there. They shall be at liberty to return to their country whenever they wish to do so, and to dispose as they like of the houses they have erected.
"(4) Land in Yedo will be allocated to the English in the location of their choice, where they can build homes, live, and conduct trade. They will have the freedom to return to their country whenever they wish and can sell or manage the houses they have built as they see fit."
"(5) If an Englishman dies in Japan of disease or any other cause, his effects shall be handed over without fail.
(5) If an Englishman dies in Japan from illness or any other reason, his belongings will be handed over without fail.
"(6) Forced sales of cargo and violence shall not take place.
(6) There will be no forced sales of cargo or any acts of violence.
"(7) If one of the English should commit an offence, he should be sentenced by the English general according to the gravity of his offence."*
"(7) If any English person commits an offense, they should be sentenced by the English general based on the seriousness of their offense."*
*In this article, Ieyasu recognizes the principle of extra-territorial jurisdiction.
*In this article, Ieyasu acknowledges the principle of extra-territorial jurisdiction.*
The terms of the above show that Saris was expected to make Yedo his headquarters. Had he done so he would have been practically free from competition; would have had the eastern capital of the empire for market, and would have avoided many expenses and inconveniences connected with residence elsewhere. But he did not rise to the occasion, and the result of his mistaken choice as well as of bad management was that, ten years later (1623), the English factory at Hirado had to be closed, the losses incurred there having aggregated £2000—$10,000. It has to be noted that, a few months after the death of Ieyasu, the above charter underwent a radical modification. The original document threw open to the English every port in Japan; the revised document limited them to Hirado. But this restriction may be indirectly traced to the blunder of not accepting a settlement in Yedo and a port at Uraga. For the foreign policy of the Tokugawa was largely swayed by an apprehension that the Kyushu feudatories, many of whom were not over-well disposed to the rule of the Bakufu, might derive from the assistance of foreign trade such a fleet and such an armament as would ultimately enable them to overthrow the Tokugawa. Therefore, the precaution was adopted of confining the English and the Dutch to Hirado, the domain of a feudatory too petty to become formidable, and to Nagasaki, which was one of the four Imperial cities, the other three being Yedo, Kyoto, and Osaka.
The terms above indicate that Saris was expected to make Yedo his main base. If he had done this, he would have faced little competition, secured the eastern capital of the empire for trade, and avoided many of the costs and inconveniences that come with living in other places. However, he didn’t seize the opportunity, and as a result of his poor decision and mismanagement, ten years later (1623), the English trading post in Hirado had to shut down, leading to losses of £2000—$10,000. It’s important to note that a few months after Ieyasu's death, the charter underwent a significant change. The original document allowed the English access to every port in Japan; the updated document limited them to Hirado. This restriction can be indirectly linked to the mistake of not establishing a base in Yedo and securing a port at Uraga. The Tokugawa's foreign policy was heavily influenced by concerns that the Kyushu lords, many of whom weren’t very supportive of the Bakufu rule, could use the advantage of foreign trade to build a fleet and military that could eventually overthrow the Tokugawa. To prevent this, the decision was made to restrict the English and Dutch to Hirado, which was under the control of a minor lord, and Nagasaki, one of the four Imperial cities, along with Yedo, Kyoto, and Osaka.
ENGRAVING: THE "ATAKA MARU" (Shogun's Barge)
ENGRAVING: THE "ATAKA MARU" (Shogun's Boat)
It is easy to see that an English factory in Yedo and English ships at Uraga would have strengthened the Tokugawa ruler's hand instead of supplying engines of war to his political foes; and it must further be noted that the question of locality had another injurious outcome. For alike at Hirado and at Nagasaki, the foreign traders "were exposed to a crippling competition at the hands of rich Osaka monopolists, who, as representing an Imperial city and therefore being pledged to the Tokugawa interests, enjoyed special indulgences from the Bakufu. These shrewd traders who were then, as they are now, the merchant-princes of Japan, not only drew a ring around Hirado, but also sent vessels on their own account to Cochin China, Siam, Tonkin, Cambodia, and other foreign lands with which the English and the Dutch carried on trade." One can scarcely be surprised that Cocks, the successor of Saris, wrote, in 1620, "which maketh me altogether aweary of Japan."
It's clear that having an English factory in Yedo and English ships at Uraga would have strengthened the Tokugawa ruler's position instead of providing weapons to his political enemies; however, it's also important to note that the issue of location had another negative effect. At both Hirado and Nagasaki, foreign traders faced crippling competition from wealthy Osaka monopolists, who, as representatives of an Imperial city and loyal to Tokugawa interests, received special favors from the Bakufu. These clever traders, who were then and still are the merchant-princes of Japan, not only dominated Hirado but also dispatched their own vessels to Cochin China, Siam, Tonkin, Cambodia, and other foreign countries where the English and the Dutch were engaged in trade." It's no wonder that Cocks, Saris's successor, wrote in 1620, "which makes me entirely weary of Japan."
It is, however, certain that the closure of the English factory at Hirado was voluntary; from the beginning to the end no serious friction had occurred between the English and the Japanese. When, the former withdrew from the Japanese trade, their houses and stores at Hirado were not sold, but were left in the safe-keeping of the local feudatory, who promised to restore them to their original owners should the English company desire to re-open business in Japan. The company did think of doing so on more than one occasion, but the idea did not mature until the year 1673, when a merchantman, the Return, was sent to obtain permission. "The Japanese authorities, after mature reflection, made answer that as the king of England was married to a Portuguese princess, British subjects could not be permitted to visit Japan. That this reply was suggested by the Dutch is very probable; that it truly reflected the feeling of the Japanese Government towards Roman Catholics is certain."*
It is clear that the closure of the English factory at Hirado was voluntary; from start to finish, there was no serious conflict between the English and the Japanese. When the English pulled out of the Japanese trade, their houses and stores in Hirado weren’t sold but were left in the care of the local feudal lord, who promised to return them to their original owners if the English company wanted to restart business in Japan. The company did consider this on several occasions, but the idea didn’t take shape until 1673, when a merchant ship, the Return, was sent to seek permission. "The Japanese authorities, after careful consideration, responded that since the king of England was married to a Portuguese princess, British subjects could not be allowed to enter Japan. It’s very likely that this response was influenced by the Dutch; it’s certain that it reflected the Japanese Government's attitude towards Roman Catholics."
*Encyclopaedia Britannica (11th Edition)'; article "Japan," by
Brinkley.
*Encyclopaedia Britannica (11th Edition)'; article "Japan," by
Brinkley.
END OF THE PORTUGUESE TRADE WITH JAPAN
In the year 1624, the expulsion of the Spaniards from Japan took place, and in 1638 the Portuguese met the same fate. Two years prior to the latter event, the Yedo Bakufu adopted a measure which effectually terminated foreign intercourse. They ruled that to leave the country, or to attempt to do so, should constitute a capital crime; that any Japanese subject residing abroad should be executed if he returned; that the entire kith and kin of the Spaniards in Japan should be expelled, and that no ships of ocean-going dimensions should be built in Japan. This meant not only the driving out of all professing Christians, but also the imprisonment of the entire nation within the limits of the Japanese islands, as well as an effectual veto on the growth of the mercantile marine. It is worth noting that no act of spoliation was practised against these tabooed people. Thus, when those indicated by the edict—to the number of 287—left the country for Macao, they were allowed to carry away with them their whole fortunes.
In 1624, the Spaniards were expelled from Japan, and in 1638, the Portuguese faced the same fate. Two years before that, the Yedo Bakufu implemented a rule that effectively ended foreign relations. They declared that leaving the country or attempting to do so would be punishable by death; that any Japanese citizen living abroad would be executed if they returned; that all family members of Spaniards in Japan would be expelled; and that no large ships should be built in Japan. This not only meant the removal of all Christians but also imprisoned the entire nation within the Japanese islands, effectively preventing the growth of a merchant navy. It’s important to note that there were no acts of theft against these banned individuals. Therefore, when the 287 people named in the edict left for Macao, they were allowed to take their entire wealth with them.
The expulsion of the Spaniards did not leave the Portuguese in an improved condition. Humiliating restrictions continued to be imposed upon them. If a foreign priest were found upon any galleon bound for Japan, such priest and the whole of the crew of the galleon were liable to be executed, and many other irksome conditions were instituted for the control of the trade. Nor had the aliens even the satisfaction of an open market, for all the goods carried in their galleons had to be sold at a fixed price to a ring of licensed Japanese merchants from Osaka. In spite of all these deterrents, however, the Portuguese continued to send galleons to Nagasaki until the year 1637, when their alleged connexion with the Shimabara rebellion induced the Japanese to issue the final edict that henceforth any Portuguese ship coming to Japan should be burned, together with her cargo, and everyone on board should be executed.
The expulsion of the Spaniards didn't leave the Portuguese in a better situation. They still faced humiliating restrictions. If a foreign priest was found on any galleon heading to Japan, both the priest and the entire crew of the galleon could be executed, and many other annoying conditions were put in place to control trade. The foreigners didn't even have the benefit of an open market, as all the goods on their galleons had to be sold at a fixed price to a group of licensed Japanese merchants from Osaka. Despite all these obstacles, the Portuguese kept sending galleons to Nagasaki until 1637, when their supposed connection to the Shimabara rebellion led the Japanese to issue the final decree that any Portuguese ship arriving in Japan would be burned, along with its cargo, and everyone on board would be executed.
This law was not enforced with any undue haste; ample time was given for compliance with its provisions. Possibly misled by this procrastination, the Portuguese at Macao continued to strive for the re-establishment of commercial relations until 1640, when a very sad event put an end finally to all intercourse. Four aged men, selected from among the most respected citizens of Macao, were sent to Nagasaki as ambassadors. Their ships carried rich presents and an earnest petition for the renewal of commercial intercourse. They were at once imprisoned, and having declined to save their lives by abjuring the Christian faith, the four old men and fifty-seven of their companions were decapitated, thirteen only being left alive for the purpose of conveying the facts to Macao. To these thirteen there was handed at their departure a document setting forth that, "So long as the sun warms the earth, any Christian bold enough to come to Japan, even if he be King Philip himself or the God of the Christians, shall pay for it with his head." One more effort to restore the old intimacy was made by the Portuguese in 1647, but it failed signally, and would certainly have entailed sanguinary results had not the two Portuguese vessels beat a timely retreat.
This law wasn't enforced in a rush; plenty of time was given for people to comply with its terms. Possibly misled by this delay, the Portuguese in Macao kept trying to restore their trade relations until 1640, when a very sad event finally ended all interactions. Four elderly men, chosen from among the most respected citizens of Macao, were sent to Nagasaki as ambassadors. Their ships carried valuable gifts and a heartfelt request to renew trade relations. They were immediately imprisoned, and after refusing to save their lives by renouncing their Christian faith, the four elderly men and fifty-seven of their companions were beheaded, leaving only thirteen alive to bring the news back to Macao. To these thirteen, a document was given at their departure stating, "As long as the sun warms the earth, any Christian brave enough to come to Japan, even if he is King Philip himself or the God of Christians, will pay for it with his life." One more attempt to restore the old relationship was made by the Portuguese in 1647, but it failed miserably and would have certainly led to bloody consequences if the two Portuguese ships hadn’t made a timely escape.
THE DUTCH AT DESHIMA
In 1609, the Dutch made their appearance in Japan, and received an excellent welcome. Ieyasu gave them a written promise that "no man should do them any wrong and that they should be maintained and defended as his own vassals." He also granted them a charter that wherever their ships entered, they should be shown "all manner of help, favour, and assistance." Left free to choose their own trading port, they made the mistake of selecting Hirado, which was eminently unsuited to be a permanent emporium of interstate commerce. Nevertheless, owing partly to their shrewdness, partly to their exclusive possession of the Spice Islands, and partly to their belligerent co-operation with the English against the Spaniards, they succeeded in faring prosperously for a time.
In 1609, the Dutch arrived in Japan and were given a warm welcome. Ieyasu provided them with a written guarantee that "no one would harm them and that they would be protected and defended as his own vassals." He also issued a charter stating that wherever their ships docked, they would receive "all kinds of help, favor, and assistance." Allowed to choose their own trading port, they mistakenly picked Hirado, which was clearly unsuitable for being a major hub of international trade. However, thanks to their cleverness, their exclusive control over the Spice Islands, and their aggressive alliance with the English against the Spaniards, they managed to thrive for a while.
The day came, however, when, being deprived of freedom of trade and limited to dealings with a guild of Nagasaki and Osaka merchants, they found their gains seriously affected. Other vicissitudes overtook them, and finally the Japanese concluded that the safest course was to confine the Dutch to some position where, in a moment of emergency, they could easily be brought under Japanese control. Nagasaki was chosen as suitable, and there a Dutch factory was established which, for a time, flourished satisfactorily. From seven to ten Dutch vessels used to enter the port annually—their cargoes valued at some eighty thousand pounds (avdp.) of silver, and the chief staples of import being silk and piece-goods. Customs duties amounting to five per cent, were levied; 495 pounds of silver had to be paid annually as a rent for the little island of Deshima, and every year a mission had to proceed to Yedo from the factory, carrying presents for the chief Bakufu officials, which presents are said to have aggregated some 550 pounds of silver on each occasion. The Dutch traders, nevertheless, found their business profitable owing to purchases of gold and copper, which metals could be procured in Japan at much lower rates than they commanded in Europe. Thus, the now familiar question of an outflow of specie was forced upon Japanese attention at that early date, and, by way of remedy, the Government adopted, in 1790, the policy of restricting to one vessel annually the Dutch ships entering Nagasaki, and forbidding that vessel to carry away more than 350 tons of copper.
The day eventually arrived when, being cut off from free trade and limited to dealing only with a group of merchants from Nagasaki and Osaka, their profits were significantly impacted. Other challenges arose, and ultimately the Japanese decided the safest move was to restrict the Dutch to a location where, in case of an emergency, they could quickly be brought under Japanese control. Nagasaki was deemed suitable, and a Dutch trading post was established there that initially thrived. Annually, between seven to ten Dutch ships would enter the port, carrying cargoes valued at around eighty thousand pounds of silver, with silk and textiles being the main imports. A customs duty of five percent was imposed; 495 pounds of silver had to be paid every year as rent for the small island of Deshima, and each year a delegation had to travel from the trading post to Yedo, bringing gifts for the top Bakufu officials, which were said to total about 550 pounds of silver each time. Despite these limitations, the Dutch traders found their business profitable because they could buy gold and copper in Japan at much lower prices than in Europe. This situation highlighted the issue of gold and silver leaving Japan even back then, leading the government to adopt a solution in 1790 that limited the Dutch ships entering Nagasaki to one per year and restricted that ship from carrying away more than 350 tons of copper.
EFFECTS PRODUCED UPON JAPAN BY THE POLICY OF EXCLUSION
Whatever losses Japan's policy of seclusion caused to the nations which were its victims, there can be no doubt that she herself was the chief sufferer. During two and a half centuries she remained without breathing the atmosphere of international competition, or deriving inspiration from an exchange of ideas with other countries. While the world moved steadily forward, Japan stood practically unchanging, and when ultimately she emerged into contact with the Occident, she found herself separated by an immense interval from the material civilization it had developed.
No matter what losses Japan's policy of isolation caused to the countries affected, there's no doubt that Japan was the biggest loser. For two and a half centuries, it avoided the climate of international competition and missed out on the inspiration that comes from exchanging ideas with other nations. While the world continued to advance, Japan remained almost unchanged, and when it finally made contact with the West, it discovered a huge gap from the material advancements that had been made.
The contrast between the Japan of the middle of the sixteenth and that of the middle of the seventeenth century has often been made by the historian of foreign influence. In 1541 the country was open to foreign trade, foreign civilization and foreign ideas and these were welcomed eagerly and, in accordance with the remarkable natural aptitude of the Japanese for adaptation, were readily assimilated. Not only were foreign traders allowed to come to Japan, but Japanese were allowed to go abroad. And all this was in the line of a long-continued Japanese policy—the policy thanks to which Chinese influence had made itself so strongly felt in Japan, and which had brought in Buddhism and Confucianism, not to speak of arts and letters of foreign provenance.
The difference between Japan in the mid-sixteenth century and Japan in the mid-seventeenth century has often been discussed by historians examining foreign influence. In 1541, the country was open to foreign trade, foreign culture, and foreign ideas, all of which were eagerly welcomed and, thanks to the Japanese ability to adapt, easily absorbed. Not only were foreign traders permitted to come to Japan, but Japanese citizens were also allowed to travel abroad. This approach was part of a longstanding Japanese policy—one that had allowed Chinese influence to become deeply established in Japan and had introduced Buddhism and Confucianism, not to mention various arts and literature from abroad.
At the close of the hundred years, in 1641, all was changed. Japan was absolutely isolated. Foreigners were forbidden to enter, except the Dutch traders who were confined to the little island of Deshima. And natives were forbidden to go out, or to accept at home the religious teachings of foreigners. Only ships suited for the coastwise trade might be built. The nation's intercourse with Occidental civilization was shut off, and its natural power of change and growth through foreign influences was thus held in check. The wonder is that it was not destroyed by this inhibition. The whole story of foreign intercourse as it has so far been told makes it plain that the reason why it was prohibited was in the nature of foreign propaganda and not in any unreadiness of the Japanese for western civilization.
At the end of the hundred years, in 1641, everything changed. Japan became completely isolated. Foreigners were banned from entering the country, except for Dutch traders who were restricted to the small island of Deshima. Natives were not allowed to travel abroad or to receive any religious teachings from foreigners in their homes. Only ships designed for coastal trade could be constructed. The country's interaction with Western civilization was cut off, hindering its natural ability to change and grow through foreign influences. It's surprising that this restriction didn't destroy the nation. The entire story of foreign interaction so far shows that the reason for the prohibition was related to foreign propaganda, not because the Japanese were unprepared for Western civilization.
SECOND ERA OF FOREIGN TRADE
Japan's seclusion was maintained unflinchingly. But, though her goods found a market in China, only during her period of self-effacement, the reputation of her people for military prowess was such that no outside nation thought of forcing her to open her ports. A British seaman, Sir Edward Michelborne, in the sequel of a fight between his two ships and a Japanese junk near Singapore, left a record that "The Japanese are not allowed to land in any part of India with weapons, being a people so desperate and daring that they are feared in all places where they come." Nevertheless, Russian subjects, their shores being contiguous with those of Japan, occasionally found their way as sailors or colonists into the waters of Saghalien, the Kuriles, and Yezo. The Japanese did not then exercise effective control over Yezo, although the island was nominally under their jurisdiction. Its government changed from one hand to another in the centuries that separated the Kamakura epoch from the Tokugawa, and in the latter epoch we find the Matsumae daimyo ruling all the islands northward of the Tsugaru Straits. But the Matsumae administration contented itself with imposing taxes and left the people severely alone. Thus, when in 1778, a small party of Russians appeared at Nemuro seeking trade, no preparations existed to impose the local government's will on the strangers. They were simply promised an answer in the following year, and that answer proved to be that all Japan's oversea trade must by law be confined to Nagasaki.
Japan's isolation was upheld firmly. Even though its goods were traded in China, it was only during this time of self-imposed quietness that Japan's reputation for military strength was such that no foreign nation considered forcing it to open its ports. A British sailor, Sir Edward Michelborne, after a clash between his ships and a Japanese junk near Singapore, noted that "The Japanese are not allowed to land anywhere in India with weapons, being a people so desperate and bold that they are feared wherever they go." However, Russian nationals, since their territory was adjacent to Japan, occasionally made their way as sailors or settlers into the waters of Saghalien, the Kuriles, and Yezo. At that time, the Japanese did not have effective control over Yezo, even though the island was officially under their jurisdiction. Its governance had shifted between different rulers over the centuries between the Kamakura period and the Tokugawa period, and during the latter period, the Matsumae daimyo controlled all the islands north of the Tsugaru Straits. The Matsumae administration was mainly focused on collecting taxes and largely left the local population alone. So, when a small group of Russians arrived at Nemuro in 1778 looking for trade, there were no measures in place to enforce the local government's rules on them. They were simply told they would receive an answer the following year, which turned out to be that all international trade in Japan was legally restricted to Nagasaki.
The Russians did not attempt to dispute this ruling. They retired quietly. But their two visits had shown them that Yezo was capable of much development, and they gradually began to flock thither as colonists. Officials sent from Japan proper to make an investigation reported that Kamchatka, hitherto a dependency of Japan, had been taken possession of by Russians, who had established themselves in the island of Urup and at other places. The report added that the situation would be altogether lost unless resolute steps were taken to restore it. Unfortunately, the death of the tenth shogun having just then occurred, the Yedo Court found it inconvenient to take action in remote Yezo. Thus, Russian immigration and Japanese inaction continued for some time, and not until 1792 were commissions again despatched from Yedo to inquire and report. They made an exhaustive investigation, and just as it reached the hands of the Bakufu, a large Russian vessel arrived off Nemuro, carrying some ship-wrecked Japanese sailors whom her commander offered to restore to their country, accompanying this offer with an application for the opening of trade between Russia and Japan. Negotiations ensued, the result being that Nagasaki was again referred to as the only port where foreign trade might be lawfully conducted, and the Russians, therefore, declared their intention of proceeding thither, a passport being handed to them for the purpose. It does not appear, however, that they availed themselves of this permit, and in the mean while the Yedo commissioners pursued their journey northward, and pulled up a number of boundary posts which had been erected by the Russians in Urup.
The Russians didn’t challenge this ruling. They left quietly. However, their two visits had shown them that Yezo had a lot of potential for development, and they gradually began to settle there as colonists. Officials sent from mainland Japan to investigate reported that Kamchatka, previously a dependency of Japan, had been taken over by Russians who had established themselves on the island of Urup and at other locations. The report warned that the situation would be completely lost unless decisive action was taken to reclaim it. Unfortunately, the death of the tenth shogun had just occurred, making it difficult for the Yedo Court to take action in distant Yezo. As a result, Russian immigration continued while Japan remained inactive for some time, and it wasn’t until 1792 that commissions were sent from Yedo to investigate and report again. They conducted a thorough investigation, and just as it reached the Bakufu, a large Russian ship arrived off Nemuro, carrying some shipwrecked Japanese sailors, which the captain offered to return to their home country while also requesting to open trade between Russia and Japan. Negotiations followed, with the outcome being that Nagasaki was mentioned again as the only port where foreign trade could be legally conducted. Consequently, the Russians declared their intention to go there, and they were issued a passport for that purpose. However, it seems they didn’t use this permit, while the Yedo commissioners continued their journey northward and removed several boundary posts that the Russians had set up in Urup.
The Bakufu now began to appreciate the situation more fully. They took under their own immediate control the eastern half of Yezo, entrusting the western half to Matsumae. The next incident of note was a survey of the northern islands, made in 1800 by the famous mathematician, Ino Tadayoshi, and the despatch of another party of Bakufu investigators. Nothing practical was done, however, and, in 1804, a Russian ship arrived at Nagasaki carrying a number of Japanese castaways and again applying for permission to trade. But it soon appeared that the Bakufu were playing fast and loose with their visitors and that they had no intention of sanctioning general foreign commerce, even at Nagasaki. Incensed by such treatment, the Russians, in 1806, invaded Saghalien, carried away several Japanese soldiers, and partially raided Etorop and other places. They threatened further violence in the following year unless international trade was sanctioned.
The Bakufu began to understand the situation more clearly. They took direct control of the eastern half of Yezo and put the western half in the hands of Matsumae. The next significant event was a survey of the northern islands, conducted in 1800 by the renowned mathematician Ino Tadayoshi, along with another group of investigators from the Bakufu. However, nothing practical came of it. In 1804, a Russian ship arrived in Nagasaki with several Japanese castaways and sought permission to trade again. It quickly became evident that the Bakufu were not being straightforward with their visitors and had no plans to allow any kind of general foreign trade, even at Nagasaki. Angry over this treatment, the Russians invaded Saghalien in 1806, captured several Japanese soldiers, and partially raided Etorop and other areas. They threatened more violence the following year unless international trade was approved.
The Bakufu had now a serious problem to solve, and their ideas of its solution were almost comical. Thus, one statesman recommended the organization of a special force recruited from the ranks of vagrants and criminals and stationed permanently in the northern islands, A more practical programme was the formation of a local militia. But neither of these suggestions obtained approval, nor was anything done beyond removing the Matsumae feudatory and placing the whole of the islands under the direct sway of the Bakufu.
The Bakufu now faced a serious problem to solve, and their proposed solutions were almost laughable. One statesman suggested organizing a special force made up of vagrants and criminals, stationed permanently in the northern islands. A more practical idea was to form a local militia. However, neither of these suggestions gained approval, and nothing was done beyond removing the Matsumae feudatory and placing all the islands directly under the control of the Bakufu.
For a period of five years after these events the Russians made no further attempt to establish relations with Japan, and their next essay, namely, the despatch of a warship—the Diana—to survey the Yezo coasts, was unceremoniously interrupted by the Japanese. Another vessel flying the Russian flag visited Kunajiri, in 1814. On that occasion the Japanese managed to seize some members of the Russian crew, who were ultimately saved by the shrewdness of one of their officers. These events imparted fresh vigour to Japan's prejudices against foreign intercourse, but, as for the Russians, not a few of them found their way to Saghalien and settled there without any resolute attempt on the part of the Bakufu to expel them.
For five years after these events, the Russians didn’t try to establish relations with Japan again, and their next attempt, sending a warship called the Diana to survey the Yezo coasts, was abruptly interrupted by the Japanese. Another Russian-flagged vessel visited Kunajiri in 1814. During that visit, the Japanese managed to capture some of the Russian crew members, who were ultimately rescued thanks to the cleverness of one of their officers. These incidents renewed Japan's biases against foreign interactions, while many Russians ended up in Saghalien and settled there without any strong effort from the Bakufu to remove them.
COAST DEFENCE
One effect of the events related above was to direct Japanese attention to the necessity of coast defence, a subject which derived much importance from information filtering through the Dutch door at Nagasaki. Under the latter influence a remarkable book (Kai-koku Hei-dan) was compiled by Hayashi Shibei, who had associated for some time with the Dutch at Deshima. He urged frankly that Japan must remain helpless for naval purposes if her people were forbidden to build ocean-going vessels while foreigners sailed the high seas, and he further urged that attention should be paid to coast defence, so that the country might not be wholly at the mercy of foreign adventurers. The brave author was thrown into prison and the printing-blocks of his book were destroyed, but his enlightenment bore some fruit, for immediately afterwards the Bakufu prime minister made a journey along the coasts of the empire to select points for the erection of fortifications, and to encourage the feudatories to take steps for guarding these important positions.
One effect of the events described above was to draw Japanese attention to the need for coastal defense, an issue that gained significance from information coming through the Dutch gate at Nagasaki. Influenced by this, Hayashi Shibei, who had spent time with the Dutch at Deshima, wrote a remarkable book (Kai-koku Hei-dan). He bluntly stated that Japan would remain defenseless at sea if its people were not allowed to build ocean-going ships while foreigners sailed freely. He also emphasized the importance of coastal defense so that the country wouldn’t be completely at the mercy of foreign invaders. The courageous author was imprisoned and the printing blocks of his book were destroyed, but his insights had some impact. Shortly after, the Bakufu prime minister traveled along the coasts of the empire to identify locations for fortifications and encouraged the feudal lords to take measures to protect these vital areas.
FOREIGN LITERATURE
It has already been stated that in the days of the shogun Yoshimune (1716-1745) the veto against studying foreign books was removed. But for some time this liberal measure produced no practical effect, since there did not exist even a Dutch-Japanese vocabulary to open the pages of foreign literature for Japanese study. Indeed, very few books were procurable from the Dutch at Deshima. The most accessible were treatises on medicine and anatomy, and the illustrations in these volumes served as a guide for interpreting their contents. Earnestness well-nigh incredible was shown by Japanese students in deciphering the strange terms, and presently the country was placed in possession of The History of Russia, Notes on the Northern Islands, Universal Geography, A Compendium of Dutch Literature, Treatises on the Art of Translation, a Dutch-Japanese Dictionary and so forth, the immediate result being a nascent public conviction of the necessity of opening the country,—a conviction which, though not widely held, contributed materially to the ultimate fall of the Bakufu.
It has already been mentioned that during the reign of the shogun Yoshimune (1716-1745), the ban on studying foreign books was lifted. However, for a while, this progressive step had little practical impact, as there wasn’t even a Dutch-Japanese vocabulary to help access foreign literature for Japanese learners. In fact, very few books were available from the Dutch at Deshima. The most readily available were medical and anatomical treatises, and the illustrations in these books were used as a guide to understand their content. Japanese students showed astonishing dedication in deciphering the unfamiliar terms, and soon the country had access to The History of Russia, Notes on the Northern Islands, Universal Geography, A Compendium of Dutch Literature, Treatises on the Art of Translation, a Dutch-Japanese Dictionary, and more. The immediate outcome was a growing public awareness of the need to open the country—an awareness that, while not widespread, significantly contributed to the eventual downfall of the Bakufu.
The Yedo Court, however, clung tenaciously to its hereditary conservatism. Thus, in 1825, the Bakufu issued a general order that any foreign vessel coming within range of the coast batteries should at once be fired upon, and not until 1842 was this harsh command modified in the sense that a ship driven into a Japanese port by stress of weather might be given food, water, and provisions, but should be warned to resume her voyage immediately. Meanwhile, strenuous efforts were made to strengthen the littoral defences, and a very active revival of the study of the military art took place throughout the empire, though, at the same time, the number of patriots sufficiently brave and clear-sighted to condemn the policy of seclusion grew steadily.
The Yedo Court, however, stubbornly held on to its traditional ways. So, in 1825, the Bakufu issued a general order that any foreign ship coming close to the coastal defenses should be fired upon immediately. It wasn't until 1842 that this strict command was changed, allowing a ship forced into a Japanese port by bad weather to receive food, water, and supplies, but it was instructed to continue its journey right away. In the meantime, there were strong efforts to improve the coastal defenses, and there was a noticeable resurgence in the study of military strategy across the empire, even as the number of brave and insightful patriots who criticized the policy of isolation continued to grow.
ENGRAVING: "OHARAME" (A FEMALE LABOURER IN THE SUBURBS OF KYOTO)
ENGRAVING: TWO DRUMS AND TSUZUMI—A and D are Drums; B and C are
Tsuzumi.
ENGRAVING: TWO DRUMS AND TSUZUMI—A and D are Drums; B and C are
Tsuzumi.
CHAPTER XLV
FOREIGN RELATIONS AND THE DECLINE OF THE TOKUGAWA: (Continued)
FOREIGN RELATIONS AND THE DECLINE OF THE TOKUGAWA: (Continued)
THE TWELFTH SHOGUN, IEYOSHI (1838-1853)
FROM the period of this shogun the strength of the Bakufu began to wane steadily, and the restoration of the administrative power to the sovereign came to be discussed, with bated breath at first, but gradually with increased freedom. It is undeniable, however, that the decline of the Tokugawa was due as much to an empty treasury as to the complications of foreign intercourse. The financial situation in the first half of the nineteenth century may be briefly described as one of expenditures constantly exceeding income, and of repeated recourse by the Bakufu to the fatal expedient of debasing the currency. Public respect was steadily undermined by these displays of impecuniosity, and the feudatories in the west of the empire—that is to say, the tozama daimyo, whose loyalty to the Bakufu was weak at the best—found an opportunity to assert themselves against the Yedo administration, while the appreciation of commodities rendered the burden of living constantly more severe and thus helped to alienate the people.
FROM the time of this shogun, the strength of the Bakufu started to decline steadily, and discussions about restoring administrative power to the sovereign began, initially whispered with caution but gradually with more confidence. However, it's clear that the fall of the Tokugawa was largely due to an empty treasury, as well as the complexities of foreign relations. The financial situation in the first half of the nineteenth century can be summarized as consistently spending more than was coming in, leading the Bakufu to repeatedly resort to the disastrous measure of devaluing the currency. Public respect was steadily eroded by these signs of financial distress, and the feudal lords in the west of the empire—that is, the tozama daimyo, whose loyalty to the Bakufu was never strong—seized the chance to challenge the Yedo administration. Meanwhile, rising prices made living conditions increasingly difficult, further alienating the populace.
SUMPTUARY LAWS
While with one hand scattering abroad debased tokens of exchange, the Bakufu legislators laboured strenuously with the other to check luxury and extravagance. Conspicuous among the statesmen who sought to restore the economical habit of former days was Mizuno Echizen no Kami, who, in 1826 and the immediately subsequent years, promulgated decree after decree vetoing everything in the nature of needless expenditures. It fared with his attempt as it always does with such legislation. People admired the vetoes in theory but paid little attention to them in practice.
While one hand was busy spreading cheap forms of currency, the Bakufu lawmakers worked hard on the other to limit luxury and extravagance. Notably among the politicians trying to bring back the frugality of earlier times was Mizuno Echizen no Kami, who, in 1826 and the following years, issued decree after decree banning anything considered unnecessary spending. His efforts turned out like they always do with such laws. People appreciated the bans in theory but largely ignored them in practice.
FAMINE IN THE TEMPO ERA (1830-1844)
From 1836 onward, through successive years, one bad harvest followed another until the prices of rice and other cereals rose to unprecedented figures. The Bakufu were not remiss in their measures to relieve distress. Free grants of grain were made in the most afflicted regions; houses of refuge were constructed where the indigent might be fed and lodged during a maximum period of 210 days, each inmate receiving in addition a daily allowance of money which was handed to him on leaving the refuge, and this example of charity was obeyed widely by the feudatories. It is on record that twenty thousand persons availed themselves of these charitable institutions in Yedo alone. One particularly sad episode marks the story. Driven to desperation by the sight of the people's pain and by his own failure to obtain from wealthy folks a sufficient measure of aid, although he sold everything he himself possessed by way of example, a police official, Oshio Heihachiro, raised the flag of revolt and became the instrument of starting a tumult in which eighteen thousand buildings were destroyed in Osaka. In a manifesto issued before committing suicide in company with his son, Heihachiro charged the whole body of officials with corrupt motives, and declared that the sovereign was treated as a recluse without any practical authority; that the people did not know where to make complaint; that the displeasure of heaven was evinced by a succession of natural calamities, and that the men in power paid no attention to these warnings.
From 1836 onward, one poor harvest after another occurred for several years, causing the prices of rice and other grains to reach record highs. The Bakufu took steps to help alleviate the suffering. They provided free grain in the hardest-hit areas, built shelters where the needy could be fed and housed for up to 210 days, and gave each person a daily stipend when they left the shelter. This charitable effort was widely followed by the feudal lords. It’s documented that twenty thousand people used these charitable services in Yedo alone. One notably tragic event stands out in this period. Frustrated by the sight of the people's suffering and his own inability to secure enough help from wealthy individuals, despite selling everything he owned to set an example, a police official named Oshio Heihachiro led a revolt that resulted in the destruction of eighteen thousand buildings in Osaka. In a statement he released before committing suicide alongside his son, Heihachiro accused all officials of being corrupt and claimed that the sovereign was treated like a recluse without any real power; that the people didn’t know where to voice their complaints; that natural disasters were a sign of divine displeasure; and that those in power ignored these warnings.
The eleventh shogun, Ienari, after fifty-one years of office, resigned in favour of his son, Ieyoshi, who ruled from 1838 to 1853. Ienari survived his resignation by four years, during which he resided in the western castle, and, under the title of o-gosho, continued to take part in the administration. As for Ieyoshi, his tenure of power is chiefly notable for the strenuous efforts made by his prime minister, Mizuno Echizen no Kami, to substitute economy for the costly luxury that prevailed. Reference has already been made to this eminent official's policy, and it will suffice here to add that his aim was to restore the austere fashions of former times. The schedule of reforms was practically endless. Expensive costumes were seized and burned; theatres were relegated to a remote suburb of the city; actors were ostracized; a censorship of publications checked under severe penalties the compilation of all anti-foreign or immoral literature, and even children's toys were legislated for.
The eleventh shogun, Ienari, resigned after fifty-one years in office to make way for his son, Ieyoshi, who ruled from 1838 to 1853. Ienari lived for four more years after his resignation, staying at the western castle, and under the title of o-gosho, he continued to be involved in the administration. Ieyoshi’s time in power is mainly marked by the intense efforts of his prime minister, Mizuno Echizen no Kami, to replace the expensive luxury of the time with a focus on economy. This notable official's policy has been mentioned before, and it’s enough to say that his goal was to bring back the simpler styles of earlier days. The list of reforms was nearly endless. Costly clothing was confiscated and burned; theaters were moved to a distant part of the city; actors were excluded from society; a censorship of publications imposed harsh penalties for anyone producing anti-foreign or immoral literature, and even children’s toys were regulated by law.
At first these laws alarmed people, but it was soon found that competence to enforce was not commensurate with ability to compile, and the only result achieved was that splendour and extravagance were more or less concealed. Yet the Bakufu officials did not hesitate to resort to force. It is recorded that storehouses and residences were sealed and their inmates banished; that no less than 570 restaurants were removed from the most populous part of the city, and that the maidservants employed in them were all degraded to the class of "licensed prostitutes." This drastic effort went down in the pages of history as the "Tempo Reformation." It ended in the resignation of its author and the complete defeat of its purpose.
At first, these laws alarmed people, but it quickly became clear that the ability to enforce them didn’t match the ability to create them, and all that was achieved was that luxury and extravagance were mostly hidden. Still, the Bakufu officials didn’t hesitate to use force. Records show that storehouses and homes were sealed, and their occupants were banished; that no less than 570 restaurants were shut down in the busiest part of the city, and that the waitresses working in them were all demoted to the status of "licensed prostitutes." This drastic measure went down in history as the "Tempo Reformation." It ended with the resignation of its originator and a total failure to achieve its goals.
TOKUGAWA NARIAKI
Contemporaneous with the wholesale reformer, Mizuno, was Tokugawa Nariaki (1800-1860), daimyo of Mito, who opposed the conciliatory foreign policy, soon to be described, of Ii Naosuke (Kamon no Kami). Nariaki inherited the literary tastes of his ancestor, Mitsukuni, and at his court a number of earnest students and loyal soldiers assembled. Among them were Fujita Toko (1806-1855) and Toda Tadanori, who are not less remarkable as scholars and historians than as administrators.
At the same time as the major reformer Mizuno, there was Tokugawa Nariaki (1800-1860), the daimyo of Mito, who opposed the conciliatory foreign policy of Ii Naosuke (Kamon no Kami), which will be described soon. Nariaki inherited the literary interests of his ancestor, Mitsukuni, and at his court, a group of dedicated students and loyal soldiers gathered. Among them were Fujita Toko (1806-1855) and Toda Tadanori, who were just as notable as scholars and historians as they were as administrators.
RELATIONS WITH THE UNITED STATES
Japan now began to make the acquaintance of American citizens, who, pursuing the whaling industry in the seas off Alaska and China, passed frequently in their ships within easy sight of the island of Yezo. Occasionally, one of these schooners was cast away on Japan's shores, and as a rule, her people were treated with consideration and sent to Deshima for shipment to Batavia. Japanese sailors, also, were occasionally swept by hurricanes and currents to the Aleutian Islands, to Oregon, or to California, and in several cases these mariners were sent back to Japan by American vessels. It was on such an errand of mercy that the sailing ship Morrison entered Yedo Bay, in 1837, and being required to repair to Kagoshima, was driven from the latter place by cannon shot. It was on such an errand, also, that the Manhattan reached Uraga and lay there four days before she was compelled to take her departure. It would seem that the experiences collected by Cooper, master of the latter vessel, and published after his return to the United States, induced the Washington Government to essay the opening of Japan. A ninety-gun ship of the line and a sloop, sent on this errand, anchored off Uraga in 1846, and their commander, Commodore Biddle, applied for the sanction of trade. He received a positive refusal, and in pursuance of his instructions to abstain from any act calculated to excite hostility or distrust, he weighed anchor and sailed away.
Japan began to meet American citizens who, involved in the whaling industry off the coasts of Alaska and China, often sailed their ships close to the island of Yezo. Occasionally, one of these schooners would end up stranded on Japan's shores, and generally, the crew was treated kindly and sent to Deshima to be shipped to Batavia. Japanese sailors were also sometimes carried by storms and currents to the Aleutian Islands, Oregon, or California, and in several cases, these sailors were returned to Japan by American ships. It was during one such mercy mission that the sailing ship Morrison entered Yedo Bay in 1837, but after being ordered to go to Kagoshima, it was forced to leave the latter port due to cannon fire. Likewise, the Manhattan reached Uraga and stayed there for four days before it had to depart. It seems that the experiences gathered by Cooper, captain of the latter vessel, which he published after returning to the United States, motivated the Washington Government to attempt to open up Japan. A ninety-gun battleship and a sloop were sent on this mission and anchored off Uraga in 1846, where their commander, Commodore Biddle, sought permission to trade. He was met with a firm refusal, and following his orders to avoid any actions that might provoke hostility or distrust, he weighed anchor and sailed away.
GREAT BRITAIN AND OTHER POWERS
In this same year, 1846, a French ship touched at the Ryukyu archipelago, and attempted to persuade the islanders that if they wished for security against British aggression, they must place themselves under the protection of France. England, indeed, was now much in evidence in the seas of southern China, and the Dutch at Deshima, obeying the instincts of commercial rivalry, warned Japan that she must be prepared for a visit from an English squadron at any moment. The King of Holland now (1847) intervened. He sent to Yedo a number of books together with a map of the world and a despatch urging Japan to open her ports. This was not done for Japan's sake. The apparent explanation is that the trade at Deshima having ceased to be worth pursuing, the Dutch East India Company had surrendered its monopoly to the Netherlands Government, so that the latter's advice to Japan is explained. But his Majesty's efforts had no immediate result, though they doubtless augmented Japan's feeling of anxiety.
In 1846, a French ship arrived at the Ryukyu Islands and tried to convince the islanders that if they wanted protection from British threats, they needed to come under France's guard. At that time, Britain was actively present in the southern Chinese seas, and the Dutch at Deshima, motivated by their commercial rivalry, warned Japan to be ready for a possible visit from a British fleet at any moment. The King of Holland intervened in 1847 by sending several books, a world map, and a message urging Japan to open its ports. However, this was not done out of concern for Japan. The real reason was that trade at Deshima had stopped being profitable, and the Dutch East India Company surrendered its monopoly to the Netherlands Government, making the latter's advice to Japan understandable. Nevertheless, the King’s efforts did not lead to immediate results, although they likely heightened Japan's sense of unease.
Twelve months later, the Preble, an American brig under Commander Glynn, anchored off Nagasaki and threatened to bombard the town unless immediate delivery was made of fifteen foreign seamen held by the Japanese for shipment to Batavia. The castaways were surrendered, and Commander Glynn found evidence to prove that Japan was by no means ignorant of American doings in Mexico, and that she was beginning to comprehend how close the world was approaching her shores. Once again in the following year (1849), the King of Holland wrote, telling the Japanese to expect an American fleet in their waters twelve months later, and to look for war unless they agreed to international commerce. This was no empty threat. The Washington Government had actually addressed to European nations a memorandum justifying an expedition to Japan on the ground that it would inure to the advantage of all, and the King of Holland appended to his letter a draft of the treaty which would be presented in Yedo. "All these things render it obvious that in the matter of renewing their relations with the outer world, the Japanese were not required to make any sudden decision under stress of unexpected menace; they had ample notice of the course events were taking."
Twelve months later, the Preble, an American brig led by Commander Glynn, anchored off Nagasaki and threatened to bombard the town unless fifteen foreign seamen held by the Japanese for shipment to Batavia were released immediately. The castaways were handed over, and Commander Glynn discovered evidence showing that Japan was certainly aware of American activities in Mexico and was starting to realize how close the world was getting to its shores. Once again, the following year (1849), the King of Holland wrote to inform the Japanese to expect an American fleet in their waters in twelve months and to prepare for war unless they agreed to international trade. This was not an empty threat. The Washington Government had actually sent a memo to European nations justifying an expedition to Japan on the grounds that it would benefit everyone, and the King of Holland included a draft of the treaty that would be presented in Yedo. "All these things make it clear that when it came to renewing their relations with the outside world, the Japanese didn’t have to make any hasty decisions under pressure of sudden threats; they had plenty of warning about the direction events were heading."
THE 121ST SOVEREIGN, THE EMPEROR KOMEI (A.D. 1846-1867)
The Emperor Ninko died in 1846 and was succeeded by his son, Komei, the 121st sovereign. The country's foreign relations soon became a source of profound concern to the new ruler. Among the Court nobles there had developed in Ninko's reign a strong desire to make their influence felt in the administration of the empire, and thus to emerge from the insignificant position to which the Bakufu system condemned them. In obedience to their suggestions, the Emperor Ninko established a special college for the education of Court nobles, from the age of fifteen to that of forty. This step does not seem to have caused any concern to the Bakufu officials. The college was duly organized under the name of Gakushu-jo (afterwards changed to Gakushu-iri). The Yedo treasury went so far as to contribute a substantial sum to the support of the institution, and early in the reign of Komei the nobles began to look at life with eyes changed by the teaching thus afforded. Instructors at the college were chosen among the descendants of the immortal scholars, Abe no Seimei, Sugawara no Michizane, and others scarcely less renowned. The Emperor Ninko had left instructions that four precepts should be inscribed conspicuously in the halls of the college, namely:
The Emperor Ninko died in 1846 and was succeeded by his son, Komei, the 121st emperor. The country’s foreign relations quickly became a major concern for the new ruler. During Ninko's reign, a strong desire among the Court nobles emerged to assert their influence in the government, wanting to rise from the insignificant position that the Bakufu system had assigned to them. Following their suggestions, Emperor Ninko established a special school for the education of Court nobles from the age of fifteen to forty. This initiative didn’t seem to alarm the Bakufu officials. The school was officially set up under the name Gakushu-jo (later changed to Gakushu-iri). The Yedo treasury even contributed a significant amount to support the institution, and early in Komei's reign, the nobles began to view life through a new perspective shaped by the education they received. The instructors at the school were selected from the descendants of renowned scholars like Abe no Seimei, Sugawara no Michizane, and others of similar stature. Emperor Ninko had instructed that four guiding principles be prominently displayed in the halls of the school, namely:
Walk in the paths trodden by the feet of the great sages.
Walk in the footsteps of the great thinkers.
Revere the righteous canons of the empire.
Honor the just rules of the empire.
He that has not learned the sacred doctrines, how can he govern himself?
He who hasn't learned the sacred teachings, how can he manage himself?
He that is ignorant of the classics, how can he regulate his own conduct?
He who doesn't understand the classics, how can he manage his own behavior?
A manifest sign of the times, the portals of this college were soon thronged by Court nobles, and the Imperial capital began to awake from its sleep of centuries. The Emperor himself evinced his solicitude about foreign relations by fasting and by praying at the shrines of the national deities, his Majesty's constant formula of worship being a supplication that his life might be accepted as a substitute for the safety of his country. The fact was that the overthrow of the Yedo Bakufu had begun to constitute an absorbing object with many of the high officials in Kyoto. It had hitherto been an invariable rule that any policy contemplated in Yedo became an accomplished fact before a report was presented in the Imperial capital. But very soon after his coronation, the Emperor Komei departed from this time-honoured sequence of procedure and formally instructed the Bakufu that the traditional policy of the empire in foreign affairs must be strictly maintained. The early Tokugawa shoguns would have strongly resented such interference, but times had changed, and Ieyoshi bowed his head quietly to the new order. Thenceforth the Bakufu submitted all questions of foreign policy to the Imperial Court before final decision.
A clear sign of the times, the doors of this college were quickly filled with court nobles, and the Imperial capital began to stir from its centuries-long slumber. The Emperor himself showed his concern about foreign relations by fasting and praying at the shrines of the national deities, with his Majesty's consistent prayer being that his life might be accepted as a substitute for the safety of his country. The truth was that the downfall of the Yedo Bakufu had started to become a major focus for many high officials in Kyoto. Until then, it had always been the case that any policy considered in Yedo became a done deal before it was reported in the Imperial capital. But shortly after his coronation, Emperor Komei broke this long-established procedure and formally instructed the Bakufu that the traditional foreign policy of the empire had to be strictly upheld. The early Tokugawa shoguns would have strongly objected to such interference, but times had shifted, and Ieyoshi quietly accepted the new order. From then on, the Bakufu presented all foreign policy matters to the Imperial Court before making final decisions.
COMMODORE PERRY
In the year 1853, Commodore Perry of the United States Navy appeared in Uraga Bay with a squadron of four warships and 560 men. The advent of such a force created much perturbation in Yedo. Instead of dealing with the affair on their own absolute authority, the Bakufu summoned a council of the feudatories to discuss the necessary steps. Meanwhile, the shogun, who had been ill for some time, died, and his decease was pleaded as a pretext for postponing discussion with the Americans. Perry being without authority to resort to force, did not press his point. He transmitted the President's letter to the sovereign of Japan, and steamed away on the 17th of July, declaring his intention to return in the following year. This letter was circulated among the feudatories, who were invited to express their opinions on the document. Their replies are worthy of perusal as presenting a clear idea of Japanese views at that time with regard to foreign intercourse. The gist of the replies may be summarized as follows:
In 1853, Commodore Perry of the United States Navy arrived in Uraga Bay with a squadron of four warships and 560 men. The arrival of such a force caused a lot of unrest in Yedo. Instead of handling the situation on their own, the Bakufu called a meeting of the feudal lords to discuss what steps to take. Meanwhile, the shogun, who had been sick for some time, passed away, and his death was used as an excuse to delay talks with the Americans. Perry, lacking the authority to use force, didn't push the issue. He delivered the President's letter to the emperor of Japan and left on July 17, announcing his intention to return the following year. This letter was shared among the feudal lords, who were invited to share their thoughts on the document. Their responses are worth reading as they provide a clear idea of Japanese opinions at that time regarding foreign relations. The main points of the replies can be summarized as follows:
-The ultimate purpose of foreigners in visiting Japan is to reconnoitre the country. This is proved by the action of the Russians in the north. What has been done by Western States in India and China would doubtless be done in Japan also if opportunity offered. Even the Dutch are not free from suspicion of acting the part of spies.
-The main reason foreigners visit Japan is to explore the country. This is shown by the actions of the Russians in the north. What Western countries have done in India and China would likely happen in Japan as well if the chance arose. Even the Dutch are viewed with some suspicion of acting as spies.
-Foreign trade, so far from benefitting the nation, cannot fail to impoverish it, inasmuch as oversea commerce simply means that, whereas Japan receives a number of unnecessary luxuries, she has to give in exchange quantities of precious metals.
-Foreign trade, instead of helping the nation, is bound to make it poorer because overseas commerce just means that, while Japan gets a bunch of unnecessary luxuries, it has to give away large amounts of precious metals in return.
-To permit foreign intercourse would be to revoke the law of exclusion which has been enforced for centuries, and which was the outcome of practical experience.
-To allow foreign interaction would mean canceling the exclusion law that has been in place for centuries, and which is based on practical experience.
These opinions were subscribed by a great majority of the feudatories. A few, however, had sufficient foresight and courage to advocate foreign intercourse. The leaders of this small minority were, Ii Naosuke, baron of Hikone, historically remembered as Ii Kamon no Kami; Toda Izu no Kami, bugyo of Uraga; Takashima Kihei (called also Shirodayu, or Shuhan); Egawa Tarozaemon, bugyo of Nirayama; and Otsuki Heiji, a vassal of the baron of Sendai. The views of these statesmen may be briefly summarized as follows:
These opinions were supported by a large majority of the feudal lords. However, a few had the insight and bravery to promote foreign relations. The leaders of this small group were Ii Naosuke, baron of Hikone, often remembered as Ii Kamon no Kami; Toda Izu no Kami, bugyo of Uraga; Takashima Kihei (also known as Shirodayu or Shuhan); Egawa Tarozaemon, bugyo of Nirayama; and Otsuki Heiji, a vassal of the baron of Sendai. The perspectives of these statesmen can be briefly summarized as follows:
-It is not to be denied that many illustrious and patriotic men, anticipating injury to the country's fortunes and perversion of the nation's moral canons, are implacably opposed to foreign intercourse. But the circumstances of the time render it impossible to maintain the integrity of the empire side by side with the policy of seclusion. The coasts are virtually unprotected. The country is practically without a navy. Throughout a period of nearly two and a half centuries the building of any ship having a capacity of over one hundred koku has been forbidden, and in the absence of war-vessels there is no means of defence except coast batteries, which are practically non-existent.
It can’t be denied that many distinguished and patriotic individuals, worried about damage to the country’s interests and distortion of national moral values, strongly oppose foreign relations. However, the current circumstances make it impossible to uphold the empire's integrity while following a policy of isolation. The coasts are essentially unprotected. The country hardly has a navy. For almost two and a half centuries, building any ship over one hundred koku has been banned, and without warships, there are no defense options besides coast batteries, which are almost nonexistent.
-When inaugurating the policy of seclusion, the Bakufu Government took care to leave China and Holland as a bridge between Japan and the rest of the world. It will be wise to utilize that bridge for dealing with foreign States, so as to gain time for preparations of defence, instead of rushing blindly into battle without any supply of effective weapons. If the Americans have need of coal, there is an abundant supply in Kyushu. If they require provisions and water, their needs can easily be satisfied. As for returning distressed foreign seamen, that has hitherto been done voluntarily, and an arrangement on this subject can be made through the medium of the Dutch. As for foreign trade, the times have changed radically since a veto was imposed on all commercial transactions, and it by no means follows that what was wise then is expedient now. Japan must have ocean-going vessels, and these cannot be procured in a moment. Her best way is to avail herself of the services of the Dutch as middlemen in trade, and to lose no time in furnishing herself with powerful men-of-war and with sailors and gunners capable of navigating and fighting these vessels.
-When starting the policy of isolation, the Bakufu Government made sure to keep China and Holland as a link between Japan and the rest of the world. It would be smart to use that link for interacting with foreign countries, allowing time for defense preparations instead of rushing into battle without effective weapons. If the Americans need coal, there is plenty available in Kyushu. If they need food and water, those needs can be easily met. As for returning distressed foreign sailors, that has been done voluntarily so far, and an arrangement can be made on this matter through the Dutch. Regarding foreign trade, the situation has changed dramatically since a ban was placed on all commercial dealings, and it doesn't mean that what was wise back then is suitable now. Japan needs ocean-going ships, and those can't be acquired instantly. The best approach is to make use of the Dutch as middlemen in trade and to quickly equip itself with powerful warships and sailors and gunners capable of operating and fighting on those vessels.
-In short, the wisest plan is to make a show of commerce and intercourse, and thus gain time to equip the country with a knowledge of naval architecture and warfare. The two things most essential are that Christianity should not be admitted in the train of foreign trade, and that the strictest economy should be exercised by all classes of the people so as to provide funds for the building of a navy and the fortification of the coasts.
-In short, the smartest approach is to create an impression of trade and interaction, allowing time to prepare the nation with knowledge of shipbuilding and naval warfare. The two most important aspects are that Christianity should not come along with foreign trade, and that everyone must practice strict frugality to raise funds for building a navy and strengthening the coastal defenses.
The question alluded to at the close of the above, namely, the question of finance, was a paramount difficulty for the Bakufu. In the very year of Perry's coming, a member of the Cabinet in Yedo wrote as follows to Fujita Toko, chief adviser of the Mito feudatory: "Unless I tell you frankly about the condition of the treasury you cannot appreciate the situation. If you saw the accounts you would be startled, and would learn at a glance the hopelessness of going to war. The country could not hold out even for a twelvemonth, and there is nothing for it except that everyone should join in saving money for purposes of equipment. If we keep the peace now and toil unremittingly for ten years, we may hope to restore the situation." In truth, the Bakufu had practically no choice. "On one hand, thousands of publicists, who believed themselves patriotic, clamoured for the policy of seclusion, even at the cost of war; on the other, the Yedo Government knew that to fight must be to incur crushing defeat." The Bakufu then issued the following temporizing decree:
The question raised at the end of the previous discussion, specifically about finances, was a major challenge for the Bakufu. In the same year that Perry arrived, a Cabinet member in Yedo wrote to Fujita Toko, the main advisor of the Mito domain: "Unless I level with you about the state of the treasury, you won't understand the situation. If you looked at the accounts, you would be shocked and see right away that going to war is hopeless. The country couldn't last even a year, and the only option is for everyone to start saving money for equipment. If we maintain peace now and work tirelessly for ten years, we might have a chance to turn things around." In reality, the Bakufu had little choice. "On one hand, thousands of publicists, who considered themselves patriotic, pushed for a policy of isolation, even if it meant war; on the other, the Yedo Government understood that fighting would lead to a devastating defeat." The Bakufu then issued the following tentative decree:
"With regard to the despatch from the United States Government, the views of competent men have been taken and have been carefully considered by the shogun. The views expressed are variously worded but they advocate either peace or war. Everyone has pointed out that we are without a navy and that our coasts are undefended. Meanwhile, the Americans will be here again next year. Our policy shall be to evade any definite answer to their request, while at the same time maintaining a peaceful demeanour. It may be, however, that they will have recourse to violence. For that contingency we must be prepared lest the country suffer disgrace. Therefore every possible effort will be made to prepare means of defence. Above all it is imperative that everyone should practise patience, refrain from anger, and carefully observe the conduct of the foreigners. Should they open hostilities, all must at once take up arms and fight strenuously for the country."
"Regarding the message from the United States Government, experts have provided their insights, which have been carefully considered by the shogun. The opinions expressed vary in wording, but they either support peace or war. Everyone has highlighted that we lack a navy and that our coasts are unprotected. Meanwhile, the Americans will return next year. Our strategy will be to avoid giving a clear response to their request while still keeping a peaceful front. However, they may resort to violence. We need to be prepared for that possibility to avoid national disgrace. Thus, every effort will be made to strengthen our defenses. Above all, it’s crucial for everyone to practice patience, control their anger, and closely observe the behavior of the foreigners. If they initiate hostilities, everyone must immediately take up arms and fight fiercely for the country."
A less vertebrate policy could scarcely have been formulated, but the conduct of the Bakufu statesmen was more stalwart than their language. Under the guidance of Abe Masahiro, one of the ablest statesmen that Yedo ever possessed, batteries were built at Shinagawa to guard the approaches to Yedo; defensive preparations were made along the coasts of Musashi, Sagami, Awa, and Kazusa; the veto against the construction of ocean-going ships was rescinded, and the feudatories were invited to build and arm large vessels; a commission was given to the Dutch at Deshima to procure from Europe a library of useful books; cannon were cast; troops were drilled, and everyone who had acquired expert knowledge through the medium of the Dutch was taken into official favour.
A less flexible policy could hardly have been created, but the actions of the Bakufu leaders were more courageous than their words. Under the leadership of Abe Masahiro, one of the most skilled statesmen Yedo ever had, forts were built at Shinagawa to protect the entrances to Yedo; defensive measures were taken along the coasts of Musashi, Sagami, Awa, and Kazusa; the ban on building ocean-going ships was lifted, and the feudal lords were encouraged to construct and equip large vessels; a commission was assigned to the Dutch at Deshima to acquire a library of useful books from Europe; cannons were produced; troops were trained, and anyone who gained expertise through the Dutch was favored in official positions.
But all these efforts tended only to expose their own feebleness, and on the 2nd of November, 1853, instructions were issued that if the Americans returned, they were to be dealt with peacefully. "In short, the sight of Perry's steam-propelled ships, their powerful armament, and the specimens they carried of Western wonders had practically broken down the barriers of Japan's isolation without any need of treaties or conventions." Thus, when the American commodore returned in the following February with ten ships and crews numbering two thousand, he easily obtained a treaty by which Japan promised kind treatment to shipwrecked sailors; permission to foreign vessels to obtain stores and provisions within her territory, and an engagement that American vessels might anchor in the ports of Shimoda and Hakata. Much has been written about Perry's judicious display of force and about his sagacious tact in dealing with the Japanese, but it may be doubted whether the consequences of his exploit did not invest its methods with extravagant lustre.
But all these efforts only revealed their own weakness, and on November 2, 1853, instructions were given that if the Americans returned, they were to be treated peacefully. "In short, the sight of Perry's steam-powered ships, their powerful weapons, and the examples they brought of Western marvels had essentially broken down Japan's isolation without any need for treaties or agreements." So, when the American commodore returned the following February with ten ships and crews totaling two thousand, he easily secured a treaty in which Japan promised to treat shipwrecked sailors well; allowed foreign vessels to acquire supplies and provisions within her territory, and agreed that American vessels could anchor in the ports of Shimoda and Hakata. A lot has been said about Perry's careful use of force and his clever tactics in dealing with the Japanese, but it’s questionable whether the results of his actions didn't give an exaggerated shine to his methods.
TREATIES OF COMMERCE
Russia, Holland, and England speedily obtained treaties similar to that concluded by Commodore Perry in 1854. These, however, were not commercial conventions. It was reserved for Mr. Townsend Harris, American consul-general in Japan, to open the country to trade. Arriving in August, 1856, he concluded in March, 1857, a treaty securing to United States citizens the right of permanent residence at Shimoda and Hakodate, as well as that of carrying on trade at Nagasaki and establishing consular jurisdiction. Nevertheless, nothing worthy to be called commercial intercourse was allowed by the Bakufu, and it was not until Mr. Harris, with infinite patience and tact, had gone to Yedo alter ten months' delay that he secured the opening of ports other than Nagasaki to international commerce. In this achievement he was assisted by Hotta Masamutsu, successor to the great Masahiro, and, like most of his colleagues, a sincere advocate of opening the country.
Russia, Holland, and England quickly secured treaties similar to the one made by Commodore Perry in 1854. However, these were not commercial agreements. It fell to Mr. Townsend Harris, the American consul-general in Japan, to open the country to trade. Arriving in August 1856, he finalized a treaty in March 1857 that granted U.S. citizens the right to permanent residence in Shimoda and Hakodate, the ability to trade in Nagasaki, and to establish consular jurisdiction. Still, the Bakufu did not permit anything that could be called real commercial interaction, and it wasn’t until Mr. Harris, with immense patience and skill, traveled to Yedo after a ten-month wait that he achieved the opening of ports beyond Nagasaki to international trade. He was aided in this success by Hotta Masamutsu, who succeeded the notable Masahiro and, like many of his peers, was a genuine supporter of opening the country.
Japan has been much blamed for her reluctance in this matter, but when we recall the danger to which the Yedo administration was exposed by its own weakness, and when we observe that a strong sentiment was growing up in favour of abolishing the dual form of government, we can easily appreciate that to sanction commercial relations might well have shaken the Bakufu to their foundations. It was possible to construe the Perry convention and the first Harris convention as mere acts of benevolence towards strangers, but a commercial treaty would not have lent itself to any such construction. We cannot wonder that the shogun's ministers hesitated to take an apparently suicidal step. They again consulted the feudatories and again received an almost unanimously unfavourable answer.
Japan has faced a lot of criticism for being hesitant in this matter, but when we think about the risks that the Yedo administration was dealing with due to its own vulnerabilities, and when we see that there was a growing movement to eliminate the dual government system, it’s clear that allowing commercial relationships might have seriously undermined the Bakufu. The Perry convention and the first Harris convention could be seen as simple gestures of goodwill towards outsiders, but a commercial treaty wouldn't have been interpreted that way. It's no surprise that the shogun's ministers were cautious about taking such a seemingly self-destructive step. They consulted the feudal lords again and received an overwhelmingly negative response once more.
In fact, history has preserved only one unequivocal expression of consent. It was formulated by Matsudaira Yoshinaga, baron of Echizen. He had been among the most ardent exclusionists in the first council of feudatories; but his views had subsequently undergone a radical change, owing to the arguments of one of his vassals, Hashimoto Sanae—elder brother of Viscount Hashimoto Tsunatsune, president of the Red Cross Hospital, who died in 1909. "Not only did this remarkable man frankly advocate foreign trade for its own sake and as a means of enriching the nation, thus developing its capacity for independence, but he also recommended the fostering of industries, the purchase of ships and firearms, the study of foreign arts and sciences, and the despatch of students and publicists to Western countries for purposes of instruction. Finally, he laid down the principle that probity is essential to commercial success." Such doctrines were then much in advance of the time. Nevertheless, Harris achieved his purpose. He had audience of the shogun in November, 1857, and, on the 29th of the following July, a treaty was concluded opening Yokohama, from the 1st of July, 1858, to commerce between the United States and Japan.
In fact, history has preserved only one clear expression of consent. It was made by Matsudaira Yoshinaga, the baron of Echizen. He had been one of the most passionate exclusionists at the first council of feudal lords; however, his views had drastically changed due to the arguments of one of his vassals, Hashimoto Sanae—older brother of Viscount Hashimoto Tsunatsune, president of the Red Cross Hospital, who passed away in 1909. "Not only did this remarkable man openly support foreign trade for its own benefit and as a way to enrich the nation, thereby enhancing its ability to be independent, but he also suggested promoting industries, buying ships and firearms, studying foreign arts and sciences, and sending students and publicists to Western countries for training. Finally, he established the principle that integrity is crucial for commercial success." Such ideas were quite ahead of their time. Still, Harris accomplished his goal. He had an audience with the shogun in November 1857, and on July 29 of the following year, a treaty was signed that opened Yokohama to trade between the United States and Japan starting on July 1, 1858.
This treaty was concluded in spite of the failure of two attempts to obtain the sanction of the Throne. Plainly the Bakufu shrank from openly adopting a policy which, while recognizing its necessity, they distrusted their own ability to force upon the nation. They had, however, promised Mr. Harris that the treaty should be signed, and they kept their word at a risk, of whose magnitude the American consul-general had no conception. Mr. Harris had brought to this conference exceptional diplomatic skill and winning tact, but it cannot be denied that he derived assistance from contemporaneous events in China, where the Peiho forts had just been captured and the Chinese forced to sign a treaty. He was thus able to warn the Japanese that the British and the French fleets might be expected at any moment to enter Yedo Bay, and that the best way to avert irksome demands at the hands of the British was to establish a comparatively moderate precedent by yielding to the American proposals.
This treaty was signed despite two failed attempts to get approval from the Throne. Clearly, the Bakufu hesitated to openly adopt a policy that, while they saw as necessary, they doubted their ability to impose on the nation. However, they had promised Mr. Harris that the treaty would be signed, and they kept their promise at a risk that the American consul-general couldn’t fully grasp. Mr. Harris brought exceptional diplomatic skill and charm to the conference, but it's undeniable that he benefited from recent events in China, where the Peiho forts had just been captured and the Chinese had been forced to sign a treaty. He was able to warn the Japanese that the British and French fleets could enter Yedo Bay at any moment, and that the best way to avoid difficult demands from the British was to set a relatively moderate precedent by accepting the American proposals.
THE THIRTEENTH SHOGUN, IESADA (1853-1858)
Between the conclusion of the Harris commercial treaty and its signature, the Bakufu prime minister visited Kyoto, for the purpose of persuading the Imperial Court to abandon its anti-foreign attitude. His mission was quite unsuccessful, the utmost concession obtained by him being that the problem of the treaty should be submitted to the feudatories. Another question raised on this occasion in Kyoto was the succession to the shogunate. The twelfth shogun, Ieyoshi, had died in 1853, and was succeeded by Iesada, a physically incompetent ruler. Iesada had been married to the daughter of the Satsuma feudatory, as planned by the former Bakufu premier, Abe, who hoped thus to cement friendly relations with the great southern baron, a hereditary enemy of the Tokugawa. There was no issue of the marriage, and it being certain that there could be no issue, two candidates for the shogunate were proposed. They were Keiki, son of Nariaki of Mito a man of matured intellect and high capacities, and Iemochi, son of Nariyuki of Kii, a boy of thirteen. Public opinion supported the former, and his connexion with the house of Mito seemed to assure an anti-foreign bias. Chiefly for the latter reason, the Court in Kyoto favoured his nomination.
Between the end of the Harris commercial treaty and its signing, the Bakufu prime minister visited Kyoto to persuade the Imperial Court to drop its anti-foreign stance. His mission was largely unsuccessful; the best concession he managed to get was for the treaty issue to be taken up by the feudal lords. Another topic that came up during this time in Kyoto was the succession to the shogunate. The twelfth shogun, Ieyoshi, had died in 1853 and was succeeded by Iesada, who was not fit to rule. Iesada had married the daughter of the Satsuma feudal lord, as arranged by the former Bakufu premier, Abe, who hoped to strengthen ties with this prominent southern baron, a traditional enemy of the Tokugawa. There were no children from this marriage, and it became clear there would be none, leading to two candidates being proposed for the shogunate. They were Keiki, the son of Nariaki of Mito, a man of mature intellect and high abilities, and Iemochi, the son of Nariyuki of Kii, a boy of thirteen. Public opinion favored the former, and his connection to the house of Mito seemed to promise an anti-foreign stance. For this reason, the Court in Kyoto supported his nomination.
But Keiki was not really an advocate of national seclusion. Had the succession been given to him then, he would doubtless have adopted a liberal policy. On the other hand, his appointment would have been equivalent to the abdication of Iesada, and in order to avert that catastrophe, the shogun's entourage contrived to obtain the appointment of Ii Kamon no Kami to the post of prime minister in Yedo. This baron was not less capable than courageous. He immediately caused the young daimyo of Kii to be nominated successor to the shogunate, and he signed the Harris treaty. A vehement outcry ensued. It was claimed that the will of the Imperial Court had been set at nought by signing the treaty without the sovereign's sanction, and that unconditional yielding to foreign demands was intolerable. The Mito baron headed this opposition. But it is observable that even he did not insist upon the maintenance of absolute seclusion. All that he and his followers demanded was that a delay should be imposed in order to obtain time for definite preparation, whereas the premier, Ii, was for the immediate opening of the country.
But Keiki wasn't really a supporter of national isolation. If he had been given the succession then, he would have likely adopted a more progressive approach. On the other hand, his appointment would have meant Iesada stepping down, and to prevent that disaster, the shogun’s advisors arranged for Ii Kamon no Kami to be appointed as prime minister in Yedo. This baron was just as capable as he was brave. He promptly had the young daimyo of Kii nominated as the successor to the shogunate and signed the Harris treaty. A loud protest followed. People claimed that the will of the Imperial Court had been disregarded by signing the treaty without the emperor’s approval, and that yielding to foreign demands without conditions was unacceptable. The Mito baron led this opposition. However, it’s notable that even he didn't push for complete isolation. All he and his supporters wanted was a delay to allow time for proper preparation, while the premier, Ii, was in favor of opening the country immediately.
THE FOURTEENTH SHOGUN, IEMOCHI (1858-1866)
Iesada died in 1858, and the reluctance of the Imperial Court to sanction the succession of Iemochi was evidenced by a long delay in the transmission of the necessary Imperial document. During that interval, the feudatories of Mito and Echizen had a memorable interview with the premier, Ii, whose life seemed at that time to hang by a thread, but who, nevertheless, advanced unflinchingly towards his goal. The three feudatories offered to compromise; in other words, they declared their willingness to subscribe the commercial convention provided that Keiki was appointed shogun; the important fact being thus established that domestic politics had taken precedence of foreign. Ii not only declined this offer, but also did not hesitate to punish the leaders of the opposition by confinement and by temporary exclusion from the Court.
Iesada died in 1858, and the hesitation of the Imperial Court to approve Iemochi’s succession showed through a lengthy delay in sending the needed Imperial document. During that time, the lords of Mito and Echizen had a significant meeting with the premier, Ii, whose life seemed to be hanging by a thread but who still moved forward bravely towards his goal. The three lords proposed a compromise; in other words, they expressed their willingness to agree to the commercial convention if Keiki was appointed shogun; the key point being that domestic politics had taken precedence over foreign matters. Ii not only rejected this offer but also did not hesitate to punish the opposition leaders by imprisoning them and temporarily excluding them from the Court.
FOREIGN MILITARY SCIENCE
It was during the days of the thirteenth shogun that Japan may be said to have commenced her practical study of foreign military science. Instructors were imported from Holland, and a college was established at Nagasaki. Among its graduates were several historical characters, notably Katsu Rintaro, after-wards Count Katsu, minister of Marine in the Meiji Government. A naval college (Gunkan Kyojujo) also was organized at Tsukiji, in Yedo, while at Akunoura, in Nagasaki, an iron-foundry was erected. There, the first attempt at shipbuilding on foreign lines was made, and there, also, is now situated the premier private dockyard in Japan, namely, that of the Mitsubishi Company. Already, in 1854, the Dutch Government had presented to Japan her first steamship, the Kanko Maru.
It was during the time of the thirteenth shogun that Japan began to seriously study foreign military science. Instructors were brought in from Holland, and a college was set up in Nagasaki. Among its graduates were several notable figures, including Katsu Rintaro, who later became Count Katsu, the Minister of Marine in the Meiji Government. A naval college (Gunkan Kyojujo) was also established in Tsukiji, in Edo, while an iron foundry was built in Akunoura, Nagasaki. This is where the first effort at shipbuilding using foreign methods took place, and it is also now home to Japan's leading private dockyard, owned by the Mitsubishi Company. By 1854, the Dutch Government had already given Japan her first steamship, the Kanko Maru.
FOREIGN REPRESENTATIVES AND THE BAKUFU
An indirect consequence of these disputes between the Throne and the Court nobles, on one side, and the Bakufu officials, on the other, was to perplex the foreign representatives who were now residing in Yedo. These representatives learned to believe that the shogun's ministers were determined either to avoid making treaties or to evade them when made. However natural this suspicion may have been, it lacked solid foundation. That is proved by a memorial which the Yedo statesmen addressed to the Throne after the negotiation of the Harris treaty. They made it quite plain that they were acting in perfect good faith, the only doubtful point in the memorial being that, after the organization of a competent army and navy, the problem of peace or war might be decided. "If peaceful relations be maintained by ratifying the treaty," they wrote, "the avaricious aliens will definitely see that there is not much wealth in the country, and thus, abandoning the idea of gain, they will approach us with friendly feelings only and ultimately will pass under our Emperor's grace. They may then be induced to make grateful offerings to his Majesty, and it will no longer be a question of trade but of tribute." Something of sinister intention seems to present itself between the lines of this document. But we have to remember that it was addressed ultimately to the Kyoto nobles, whose resentment would have been at once excited by the use of friendly or self-effacing language.
An indirect result of the disputes between the Throne and the court nobles on one side, and the Bakufu officials on the other, was the confusion it caused for the foreign representatives living in Yedo. These representatives began to think that the shogun's ministers were either trying to avoid making treaties or were dodging them once they were made. While this suspicion might have seemed reasonable, it didn't have a solid basis. This is shown by a memorial that the Yedo officials sent to the Throne after negotiating the Harris treaty. They made it clear that they were acting in good faith, with the only questionable point in the memorial being that, after establishing a capable army and navy, the decision about peace or war might be settled. "If peaceful relations are maintained by ratifying the treaty," they wrote, "the greedy foreigners will see that there isn't much wealth in the country, and thus, giving up on their idea of profit, they will approach us in friendship and eventually come under our Emperor’s favor. They may then be persuaded to make grateful offerings to His Majesty, shifting the focus from trade to tribute." There seems to be something sinister between the lines of this document. But we must remember it was ultimately directed at the Kyoto nobles, whose resentment would have been stirred by any friendly or humble language.
There is also on record correspondence that passed between the Bakufu premier, Ii, and certain friends of his in the Imperial capital. From these letters it appears that Yedo was advised by the far-seeing section of the Kyoto statesmen to simulate the policy of bringing aliens under Japanese influence, and of using for purposes of military and naval development the wealth that would accrue from oversea trade. In a word, the Bakufu had to disguise their policy in terms such as might placate the Kyoto conservatives, and this deception was once carried so far that an envoy sent to Kyoto from Yedo represented the shogun as hostile at heart to foreigners, though tolerating them temporarily as a matter of prudence. It cannot be wondered at that the foreign representatives found much to perplex them in these conditions, or that at the legations in Yedo, as well as among the peoples of Europe and America, an uneasy feeling grew up that Japan waited only for an opportunity to repudiate her treaty engagements.
There are also records of correspondence between the Bakufu leader, Ii, and some of his friends in the Imperial capital. From these letters, it seems that Yedo was advised by the insightful group of Kyoto statesmen to pretend to adopt a policy of bringing foreigners under Japanese influence and to use the wealth from overseas trade for military and naval development. In other words, the Bakufu had to mask their policy in terms that would appease the Kyoto conservatives, and at one point, this deception went so far that an envoy sent from Yedo to Kyoto portrayed the shogun as secretly hostile to foreigners, while only tolerating them temporarily for the sake of caution. It's no surprise that foreign representatives found these circumstances confusing, or that at the legations in Yedo, as well as among the people in Europe and America, there was a growing unease that Japan was just waiting for a chance to reject her treaty commitments.
INTRIGUES IN KYOTO
About this time there began to assemble in the Imperial capital a number of men who, though without social or official status, were at once talented; patriotic, and conservative. At their head stood Umeda Genjiro, who practised as a physician and wrote political brochures under the nom de plume of Umpin. He soon became the centre of a circle of loyalists whose motto was Son-0 Jo-I (Revere the sovereign, expel the barbarians), and associated with him were Rai Miki, a son of Rai Sanyo; Yanagawa Seigan; Yoshida Shoin; Saigo Kichinosuke—better known as Saigo Takamori, the leader of the Satsuma rebellion of 1877,—Hashimoto Sanae, and others who have been not unjustly described as the real motive force that brought about the Restoration of 1867.
Around this time, a group of men began to gather in the Imperial capital. Although they had no social or official standing, they were all talented, patriotic, and conservative. Leading them was Umeda Genjiro, a physician who wrote political pamphlets under the pseudonym Umpin. He quickly became the focal point for a circle of loyalists whose motto was Son-0 Jo-I (Revere the sovereign, expel the barbarians). Among his associates were Rai Miki, the son of Rai Sanyo; Yanagawa Seigan; Yoshida Shoin; Saigo Kichinosuke—better known as Saigo Takamori, the leader of the Satsuma rebellion in 1877—Hashimoto Sanae, and others who have been rightly regarded as the true driving force behind the Restoration of 1867.
These men soon came to exercise great influence over the Court nobles—especially Konoe, Takatsukasa, Ichijo, Nijo, and Sanjo—and were consequently able to suggest subjects for the sovereign's rescripts. Thus his Majesty was induced to issue an edict which conveyed a reprimand to the shogun for concluding a treaty without previously referring it to the feudatories, and which suggested that the Mito and Owari feudatories should be released from the sentence of confinement passed on them by Ii Kamon no Kami. This edict startled the Bakufu. They at once sent from Yedo envoys to remonstrate with the conservatives, and after a controversy lasting four months, a compromise was effected by which the sovereign postponed any action for the expulsion of foreigners and the shogun declared that his tolerance of international commerce was only temporary. This was regarded as a victory for the shogunate. But the Yedo envoys, during their stay in Kyoto, discovered evidences of a plot to overthrow the Bakufu. Great severity was shown in dealing with this conspiracy. The leaders were beheaded, banished, or ordered to commit suicide; the Mito feudatory being sentenced to perpetual confinement in his fief; the daimyo of Owari, to permanent retirement; and Keiki, former candidate for the succession to the shogunate, being deprived of office and directed to live in seclusion. Many other notable men were subjected to various penalties, and this "Great Judgment of Ansei"—the name of the era—caused a profound sensation throughout the empire. The nation mourned for many sincere patriots who had been sentenced on the flimsiest evidence, and the whole incident tended to accentuate the unpopularity of foreign intercourse.
These men quickly gained significant influence over the Court nobles—especially Konoe, Takatsukasa, Ichijo, Nijo, and Sanjo—and were therefore able to propose topics for the emperor's decrees. As a result, His Majesty was persuaded to issue an order that criticized the shogun for signing a treaty without first consulting the feudal lords, and which suggested that the Mito and Owari feudal lords should be freed from the punishment imposed on them by Ii Kamon no Kami. This order shocked the Bakufu. They immediately sent envoys from Yedo to confront the conservatives, and after a dispute lasting four months, a compromise was reached where the emperor postponed any actions to expel foreigners and the shogun declared that his acceptance of international trade was only temporary. This was seen as a win for the shogunate. However, while the Yedo envoys were in Kyoto, they uncovered signs of a plot to overthrow the Bakufu. Severe measures were taken against this conspiracy. The leaders were executed, banished, or ordered to commit suicide; the Mito feudal lord was sentenced to life confinement in his territory; the daimyo of Owari was forced into permanent retirement; and Keiki, a former candidate for the shogunate, was removed from his position and told to live in seclusion. Many other prominent figures faced various penalties, and this "Great Judgment of Ansei," named after the era, created a huge stir throughout the empire. The nation mourned for many patriotic individuals who had been sentenced based on the weakest evidence, and the whole situation highlighted the increasing unpopularity of foreign relations.
ENGRAVING: II NAOSUKE
THE SECRET EDICT
The compromise mentioned above as having been effected between Yedo and Kyoto had the effect of stultifying the previously drafted edict which condemned the shogun for concluding a treaty without consulting the feudatories. The edict had not been publicly promulgated, but it had come into the possession of the Mito feudatory, and by his orders had been enclosed in the family tomb, where it was guarded night and day by a strong troop of samurai. The Bakufu insisted that to convey such a document direct from the Throne to a feudatory was a plain trespass upon the shogun's authority. Mito, however, refused to surrender it. The most uncompromising conservatives of the fief issued a manifesto justifying their refusal, and, as evidence of their sincerity, committed suicide.
The compromise mentioned earlier between Yedo and Kyoto effectively nullified the previously drafted edict that condemned the shogun for making a treaty without consulting the feudal lords. The edict hadn't been made public, but it had reached the Mito feudal lord, who ordered it to be placed in the family tomb, guarded day and night by a strong group of samurai. The Bakufu insisted that sending such a document directly from the Throne to a feudal lord was a clear violation of the shogun's authority. However, Mito refused to hand it over. The most hardline conservatives of the fief issued a manifesto justifying their refusal, and as proof of their commitment, they committed suicide.
ASSASSINATION OF II
Nariaki, the Mito baron, now instructed his vassals to surrender the edict. He may have shared the views of his retainers, but he was not prepared to assert them by taking up arms against his own family. In the face of this instruction the conservative samurai had no choice but to disperse or commit suicide. Some twenty of them, however, made their way to Yedo bent upon killing Ii Kamon no Kami, whom they regarded as the head and front of the evils of the time. The deed was consummated on the morning of the 24th of March, 1860, as Ii was on his way to the shogun's castle. All the assassins lost their lives or committed suicide.
Nariaki, the Mito baron, now instructed his followers to give up the edict. He might have shared his retainers' views, but he wasn't willing to take up arms against his own family. Faced with this instruction, the conservative samurai had no choice but to disperse or take their own lives. However, about twenty of them headed to Yedo, determined to kill Ii Kamon no Kami, whom they saw as the main source of the problems of the time. The act was carried out on the morning of March 24, 1860, while Ii was on his way to the shogun's castle. All the assassins either died or took their own lives.
ATTITUDE OF THE JAPANESE SAMURAI
The slaying of Ii was followed by several similar acts, a few against foreigners and several against Japanese leaders of progress. Many evil things have been said of the men by whom these deeds of blood were perpetrated. But we have always to remember, that in their own eyes they obeyed the teachings of hereditary conviction and the dictates of patriotism towards their country as well as loyalty towards their sovereign. It has been abundantly shown in these pages that the original attitude of the Japanese towards foreigners was hospitable and liberal. It has also been shown how, in the presence of unwelcome facts, this mood was changed for one of distrust and dislike. Every Japanese patriot believed when he refused to admit foreigners to his country in the nineteenth century that he was obeying the injunctions handed down from the lips of his most illustrious countrymen, Hideyoshi, Ieyasu, and Iemitsu—believed, in short, that to re-admit aliens would be to expose the realm to extreme peril and to connive at its loss of independence. He was prepared to obey this conviction at the cost of his own life, and that sacrifice seemed a sufficient guarantee of his sincerity.
The killing of Ii was followed by several similar acts, some against foreigners and others against Japanese leaders advocating for progress. Many terrible things have been said about the individuals responsible for these violent acts. However, we must always remember that, in their eyes, they were following the teachings of their ancestral beliefs and their sense of patriotism towards their country, as well as loyalty to their emperor. It's been clearly demonstrated in these pages that the initial attitude of the Japanese towards foreigners was welcoming and generous. It has also been shown how this attitude shifted to distrust and dislike in light of unwelcome realities. Every Japanese patriot believed that when he refused to allow foreigners into his country during the nineteenth century, he was adhering to the directives passed down from his most respected ancestors, Hideyoshi, Ieyasu, and Iemitsu—he believed, in essence, that re-admitting foreigners would expose the nation to serious danger and jeopardize its independence. He was ready to uphold this belief even at the cost of his own life, and that sacrifice seemed to assure his sincerity.
THE FIRST FOREIGNERS
It must be conceded, too, that the nineteenth-century foreigner did not present himself to Japan in a very lovable light. His demeanour was marked by all the arrogance habitually shown by the Occidental towards the Oriental, and though the general average of the oversea comers reached a high standard, they approached the solution of all Japanese problems with a degree of suspicion which could not fail to be intensely irksome to a proud nation. Even the foreign representatives made it their habit to seek for trickery or abuse in all Japanese doings, official or private, and though they doubtless had much warrant for this mood, its display did not tend to conciliate the Japanese. Many instances might be cited from the pages of official records and from the columns of local newspapers, but they need not be detailed here.
It should be acknowledged that the foreigners of the nineteenth century didn’t really present themselves in a positive light to Japan. Their behavior was marked by the typical arrogance that Westerners often showed towards Easterners. Even though the average foreign visitor was generally of high quality, they approached Japanese issues with a level of suspicion that must have been very frustrating for a proud nation. Even foreign representatives tended to look for deception or misconduct in everything Japanese, whether official or personal. While they probably had reasons to feel this way, their attitude didn’t help to win over the Japanese. There are many examples in official records and local newspapers, but there’s no need to go into detail here.
Moreover, there were difficulties connected with trade. The framers of the treaties had found it necessary to deal with the currency question, and their manner of dealing with it was to stipulate that foreign coins should be exchangeable with Japanese, weight for weight. This stipulation did not take into any account the ratio between the precious metals, and as that ratio was fifteen to one in Europe and five to one in Japan, it is obvious that, by the mere process of exchange, a foreign merchant could reap a rich harvest. Of course this was never intended by the framers of the treaty, and when the Japanese saw the yellow metal flowing away rapidly from the realm, they adopted the obvious expedient of changing the relative weights of the gold and silver coins.
Moreover, there were challenges related to trade. The drafters of the treaties found it necessary to address the currency issue, and they did so by stating that foreign coins should be exchanged with Japanese coins based on weight. This statement didn’t consider the ratio between the precious metals, which was fifteen to one in Europe and five to one in Japan. It’s clear that, through simple exchange, a foreign merchant could make a substantial profit. This was never the intention of the treaty drafters, and when the Japanese noticed gold disappearing quickly from their country, they took the straightforward step of altering the relative weights of the gold and silver coins.
It may be doubted whether any state would have hesitated to apply that remedy. Yet by the foreigner it was censured as a "gross violation of treaty right" and as "a deliberate attempt on the part of the Japanese authorities to raise all the prices of the native produce two hundred per cent, against the foreign purchaser." The British representative, Sir Rutherford Alcock, in a despatch written to his Government, at the close of 1859, penned some very caustic comments on the conduct of his countrymen, and did not hesitate to declare that "in estimating the difficulties to be overcome in any attempt to improve the aspect of affairs, if the ill-disguised enmity of the governing classes and the indisposition of the Executive Government to give partial effect to the treaties be classed among the first and principal of these, the unscrupulous character and dealings of foreigners who frequent the ports for purposes of trade are only second and scarcely inferior in importance, from the sinister character of the influence they exercise."
It might be questioned whether any state would have hesitated to use that solution. However, a foreigner criticized it as a "major violation of treaty rights" and as "a deliberate attempt by the Japanese authorities to inflate the prices of local products by two hundred percent against foreign buyers." The British representative, Sir Rutherford Alcock, in a letter to his Government at the end of 1859, wrote some very sharp criticism of his fellow countrymen, and didn’t hold back from stating that "in assessing the challenges to improve the situation, if the open hostility of the ruling classes and the reluctance of the Executive Government to partially uphold the treaties are considered among the primary challenges, then the ruthless nature and dealings of foreigners who come to the ports for trade are only slightly less significant, due to the harmful influence they wield."
It is only just, however, to note the other side of the picture, and to observe that the foreign merchant had many causes of legitimate dissatisfaction; that his business was constantly hampered and interrupted by Japanese official interference; that the ready recourse which Japanese samurai had to deeds of blood against peaceful strangers seemed revoltingly cruel; that he appeared to be surrounded by an atmosphere of perplexity and double dealing, and that the large majority of the Anglo-Saxon tradesmen visiting Japan in the early days of her renewed intercourse had nothing whatever in common with the men described in the above despatch.
It’s only fair to acknowledge the other side of the situation and note that the foreign merchant had many valid reasons to be dissatisfied. His business was consistently hindered and disrupted by Japanese officials. The easy way that Japanese samurai resorted to violence against peaceful foreigners felt shockingly brutal. He seemed to be in an environment filled with confusion and dishonesty. Additionally, most of the Anglo-Saxon traders who came to Japan during the early days of its reopening had nothing in common with the men mentioned in the previous message.
KYOTO
In order to follow the sequence of events, it is necessary to revert to Kyoto, which, as the reader will have perceived, was the centre of national politics in this troublous era. An incident apparently of the greatest importance to the Bakufu occurred in 1861. The shogun received the Emperor's sister in marriage. But the auspicious event had to be heavily paid for, since the Bakufu officials were obliged to pledge themselves to expel foreigners within ten years. This inspired new efforts on the part of the conservatives. A number of samurai visited Yokohama, and promised death to any Japanese merchant entering into transactions with the aliens. These conservatives further announced the doctrine that the shogun's title of sei-i (barbarian-expelling) indicated explicitly that to expel foreigners was his duty, and the shogun's principal officials were so craven that they advised him to apologize for failing to discharge that duty instead of wholly repudiating the extravagant interpretation of the anti-foreign party.
To understand the sequence of events, we need to go back to Kyoto, which, as you might have noticed, was the hub of national politics during this tumultuous time. An incident that seemed really significant for the Bakufu happened in 1861. The shogun married the Emperor's sister. However, this fortunate event came with a heavy price, as the Bakufu officials had to commit to expelling foreigners within ten years. This spurred new efforts from the conservatives. Several samurai went to Yokohama and threatened to kill any Japanese merchant who dealt with foreigners. These conservatives also proclaimed that the shogun’s title of sei-i (barbarian-expelling) clearly meant it was his responsibility to remove foreigners, and the shogun's main officials were so spineless that they advised him to apologize for not fulfilling that duty instead of outright rejecting the extreme views of the anti-foreign faction.
Encouraged by these successes, the extremists in Kyoto induced the sovereign to issue an edict in which, after speaking of the "insufferable and contumelious behaviour of foreigners," of "the loss of prestige and of honour constantly menacing the country," and of the sovereign's "profound solicitude," his Majesty openly cited the shogun's engagement to drive out the aliens within ten years, and explicitly affirmed that the grant of an Imperial princess' hand to the shogun had been intended to secure the unity required for that achievement. Such an edict was in effect an exhortation to every Japanese subject to organize an anti-foreign crusade, and it "publicly committed the Bakufu Court to a policy which the latter had neither the power to carry out nor any intention of attempting to carry out."
Encouraged by these successes, the extremists in Kyoto pushed the sovereign to issue an edict where, after mentioning the "unbearable and insulting behavior of foreigners," the "loss of prestige and honor constantly threatening the country," and his Majesty's "deep concern," he explicitly referenced the shogun's promise to expel the foreigners within ten years, affirming that the marriage of an Imperial princess to the shogun was meant to ensure the unity needed to achieve this goal. This edict effectively urged every Japanese citizen to join an anti-foreign movement and "publicly committed the Bakufu Court to a policy that it neither had the power to implement nor any intention of trying to implement."
But at this juncture something like a reaction took place in the Imperial capital. A party of able men, led by Princes Konoe and Iwakura, had the courage to denounce the unwisdom of the extremists, at whose head stood Princes Arisugawa and Sanjo. At that time the most powerful fiefs in Japan were Satsuma and Choshu. Both were hereditarily hostile to the Tokugawa, but were mutually separated by a difference of opinion in the matter of foreign policy, so that when the above two cabals were organized in Kyoto, the Choshu men attached themselves to the extremists, the Satsuma to the moderates. The latter contrived to have an Imperial rescript sent to Yedo by the hands of the Satsuma feudatory, Shimazu Hisamitsu. This rescript indicated three courses, one of which the shogun was asked to choose: namely, first, that he himself should proceed to Kyoto for the purpose of there conferring with the principal feudatories as to the best means of tranquillizing the nation; secondly, that the five principal littoral fiefs should be ordered to prepare coast defences, and, thirdly, that Keiki of Mito and the feudatory of Echizen should be appointed to high office in the Bakufu administration.
But at this point, something like a reaction happened in the Imperial capital. A group of capable individuals, led by Princes Konoe and Iwakura, had the courage to call out the foolishness of the extremists, who were led by Princes Arisugawa and Sanjo. At that time, the most powerful domains in Japan were Satsuma and Choshu. Both were traditionally hostile to the Tokugawa, but they were divided by differing opinions on foreign policy. So, when these two factions formed in Kyoto, the Choshu supporters aligned with the extremists, while the Satsuma supporters joined the moderates. The moderates managed to send an Imperial rescript to Edo through the Satsuma lord, Shimazu Hisamitsu. This rescript outlined three options for the shogun to choose from: first, he should go to Kyoto to meet with the main feudal lords to discuss how to restore peace in the nation; secondly, the five main coastal domains should be instructed to prepare coastal defenses; and thirdly, Keiki of Mito and the lord of Echizen should be appointed to high positions in the Bakufu administration.
To obey this rescript was to violate the fundamental law of the Bakufu, namely, that all interference in administrative affairs was forbidden to the Kyoto Court. The only dignified course for the shogun to take was to refuse compliance or to resign, and probably had he done so he would have recovered the power of which he had gradually been deprived by the interference of Kyoto. But his advisers lacked courage to recommend such a course. At their suggestion the shogun signified his willingness to comply with the first and the third of the conditions embodied in the edict. The Satsuma feudatory strongly counselled that the shogun should decline to proceed to Kyoto and should reject all proposals for the expulsion of foreigners, but the Bakufu ignored his advice.
To follow this order would mean breaking the basic law of the Bakufu, which stated that the Kyoto Court was not allowed to interfere in administrative matters. The only proper choice for the shogun was to either refuse to comply or resign, and if he had chosen to do so, he might have regained the power he had slowly lost due to Kyoto's interference. However, his advisors lacked the courage to suggest such an option. Instead, at their recommendation, the shogun agreed to comply with the first and third conditions outlined in the edict. The Satsuma lord strongly advised the shogun to decline going to Kyoto and to reject any suggestions for the expulsion of foreigners, but the Bakufu ignored his counsel.
THE NAMAMUGI INCIDENT
At this time there occurred an incident which had the most far-reaching consequences. A party of British subjects, three gentlemen and a lady, met, at Namamugi on the Tokaido, the cortege of the Satsuma feudatory as he was returning from Yedo. Unacquainted with the strict etiquette enforced in Japan in such situations, the foreigners attempted to ride through the procession, the result being that one, Mr. Richardson, was killed, and two of the others were wounded. The upshot of this affair was that the British Government, having demanded the surrender of the samurai implicated in the murder, and having been refused, sent a naval squadron to bombard Kagoshima, the capital of the Satsuma baron. In this engagement, the Satsuma men learned for the first time the utter helplessness of their old weapons and old manner of fighting, and their conversion to progressive ideas was thoroughly effected.
At this time, an incident occurred that had significant consequences. A group of British people, including three men and a woman, encountered the procession of the Satsuma lord as he was returning from Yedo at Namamugi on the Tokaido. Unfamiliar with the strict rules of etiquette in Japan during such occasions, the foreigners tried to ride through the procession, which resulted in Mr. Richardson being killed and two others being injured. The outcome of this incident was that the British Government demanded the surrender of the samurai involved in the murder. When this demand was refused, they sent a naval squadron to bombard Kagoshima, the capital of the Satsuma lord. During this engagement, the Satsuma fighters realized for the first time how powerless their old weapons and fighting methods were, leading to a complete shift toward adopting more modern ideas.
CONTINUED INTRIGUES IN KYOTO
The submissive attitude of the Bakufu towards the Imperial Court encouraged the extremists in Kyoto to prefer fresh demands. Instead of waiting for the shogun to repair to Kyoto, as he had pledged himself to do in compliance with the edict mentioned above, they contrived the issue of another rescript, requiring the Bakufu to proclaim openly the adoption of the alien-expelling policy, and to fix a date for its practical inception. Again the Bakufu yielded. They did not, indeed, actually take the steps indicated in the rescript, but they promised to consider its contents as soon as the shogun arrived in Kyoto. The extremists, however, could not reconcile themselves to even that delay. In the spring of 1863, they constrained Keiki, who had been appointed guardian to the shogun and who was then in Kyoto, to give an engagement that on the shogun's return to Yedo decisive measures to put an end to foreign intercourse should be begun. This engagement the shogun found awaiting him on his arrival in the Imperial capital, and at the same time messages daily reached him from Yedo, declaring that unless he returned at once to Yedo to settle the Namamugi affair, war with Great Britain would be inevitable. But the conservatives would not allow him to return. They procured the issue of yet another Imperial decree directing that "if the English barbarians wanted a conference, they should repair to Osaka Harbour and receive a point-blank refusal; that the shogun should remain in Kyoto to direct defensive operations, and that he should accompany the Emperor to the shrine of the god of War where a 'barbarian-quelling sword' would be handed to him." Illness saved the shogun from some of his perplexities and, in his absence, the Yedo statesmen paid the indemnity required by Great Britain for the Namamugi outrage and left her to exact whatever further redress she desired. Accordingly, in July, 1863, a British squadron proceeded to Kagoshima and bombarded it as already described.
The submissive stance of the Bakufu towards the Imperial Court fueled the extremists in Kyoto to push for more demands. Rather than waiting for the shogun to come to Kyoto, as he had promised to do in accordance with the earlier edict, they created another rescript, demanding that the Bakufu publicly announce the adoption of a policy to expel foreigners and set a date for its implementation. Once again, the Bakufu complied. They didn’t actually take the steps outlined in the rescript but agreed to think about its contents as soon as the shogun got to Kyoto. However, the extremists couldn’t accept even that delay. In the spring of 1863, they pressured Keiki, who was appointed guardian to the shogun and was in Kyoto at the time, to commit to decisive actions to end foreign relations upon the shogun’s return to Yedo. This commitment awaited the shogun when he reached the Imperial capital, and he also received daily messages from Yedo warning that if he didn’t return immediately to deal with the Namamugi incident, war with Great Britain was unavoidable. But the conservatives wouldn’t let him go back. They arranged for yet another Imperial decree stating that "if the English barbarians wanted a conference, they should come to Osaka Harbour and receive a direct refusal; that the shogun should stay in Kyoto to oversee defensive actions, and that he should accompany the Emperor to the shrine of the god of War where a 'barbarian-quelling sword' would be given to him." The shogun’s illness spared him from some of these difficulties, and while he was away, the Yedo officials paid the indemnity that Great Britain demanded for the Namamugi incident and left it to her to seek any further compensation she wanted. As a result, in July 1863, a British squadron went to Kagoshima and bombarded the city as described earlier.
THE SHIMONOSEKI COMPLICATION
If the Satsuma men thus received a conclusive lesson as to the superiority of Western armaments, the Choshu fief was destined to be similarly instructed not long afterwards. It will have been perceived that at this epoch the Imperial Court was very prolific in anti-foreign edicts. One of these actually appointed the 11th of May, 1863, as the date for commencing the barbarian-expelling campaign, and copies of the edict were sent direct to the feudatories without previous reference to the shogun. The Choshu daimyo found the edict so congenial that, without waiting for the appointed day, he opened fire on American, French, and Dutch merchantmen passing the Strait of Shimonoseki, which his batteries commanded. The ships suffered no injury, but, of course, such an act could not be condoned, and the Bakufu Government being unwilling or unable to give full reparation, the three powers whose vessels had been fired on joined hands with England for the purpose of despatching a squadron to destroy the Choshu forts, which result was attained with the greatest ease. This "Shimonoseki Expedition," as it was called, enormously strengthened the conviction which the bombardment of Kagoshima had established. The nation thoroughly appreciated its own belligerent incapacity when foreign powers entered the lists, and patriotic men began to say unhesitatingly that their country was fatally weakened by the dual system of government.
If the Satsuma men received a clear lesson about the superiority of Western weapons, the Choshu fief was set to learn a similar lesson not long after. At this time, the Imperial Court was very active in issuing anti-foreign decrees. One of these actually set the date of May 11, 1863, for starting the campaign to expel foreigners, and copies of the decree were sent directly to the feudal lords without consulting the shogun beforehand. The Choshu daimyo found the decree so appealing that, without waiting for the designated date, he opened fire on American, French, and Dutch merchant ships passing through the Strait of Shimonoseki, which his cannons could reach. The ships sustained no damage, but such an action could not be overlooked, and the Bakufu Government, being either unwilling or unable to provide full reparations, led to the three nations whose vessels were attacked teaming up with England to send a squadron to destroy the Choshu forts, which they achieved very easily. This "Shimonoseki Expedition," as it was called, greatly reinforced the belief that had been established by the bombardment of Kagoshima. The nation fully recognized its own military weakness when foreign powers got involved, and patriotic individuals began to openly declare that their country was severely weakened by the dual system of government.
CHANGE OF OPINION IN KYOTO
The sway exercised by the extremists in Kyoto now received a check owing to their excessive zeal. They procured the drafting of an Imperial edict which declared the Emperor's resolve to drive out the foreigners, and announced a visit by his Majesty to the great shrines to pray for success. This edict never received the Imperial seal. The extremists appear to have overrated their influence at Court. They counted erroneously on his Majesty's post facto compliance, and they thus created an opportunity of which the moderates took immediate advantage. At the instance of the latter and in consideration of the fictitious edict, Mori Motonori of Choshu, leader of the extremists, was ordered to leave the capital with all the nobles who shared his opinions. Doubtless the bombardment of Kagoshima contributed not a little to this measure, but the ostensible cause was the irregularity of the edict. There was no open disavowal of conservatism, but, on the other hand, there was no attempt to enforce it. The situation for the extremists was further impaired by an appeal to force on the part of the Choshu samurai. They essayed to enter Kyoto under arms, for the ostensible purpose of presenting a petition to the Throne but really to make away with the moderate leaders. This political coup failed signally, and from that time the ardent advocates of the anti-foreign policy began to be regarded as rebels. Just at this time the Shimonoseki expedition gave an object lesson to the nation, and helped to deprive the barbarian-expelling agitation of any semblance of Imperial sanction.
The influence of the extremists in Kyoto faced a setback due to their overzealousness. They arranged for an Imperial edict that declared the Emperor's determination to expel foreigners and announced a visit by His Majesty to the great shrines to pray for success. However, this edict never received the Imperial seal. The extremists seemed to have overestimated their power at Court. They mistakenly assumed that His Majesty would back them up afterward, creating an opportunity that the moderates quickly seized. At the request of the moderates and in light of the fabricated edict, Mori Motonori of Choshu, the leader of the extremists, was ordered to leave the capital along with all the nobles who supported him. The bombardment of Kagoshima likely contributed to this decision, but the official reason was the irregularity of the edict. There wasn’t a public rejection of conservatism, but there also was no effort to enforce it. The extremists' situation worsened when the Choshu samurai attempted to enter Kyoto armed, claiming they were there to present a petition to the Throne, but their real intention was to eliminate the moderate leaders. This political move failed dramatically, and from then on, the passionate supporters of the anti-foreign policy began to be seen as rebels. At that moment, the Shimonoseki expedition served as a clear lesson to the nation, further stripping the barbarian-expelling movement of any appearance of Imperial endorsement.
CHOSHU AND THE BAKUFU
When the Choshu feudatory attempted to close the Shimonoseki Strait by means of cannon, the Bakufu sent a commissioner to remonstrate. But the Choshu samurai insisted that they had merely obeyed the sovereign's order, and the better to demonstrate their resolution, they put the commissioner to death. Thus directly challenged, the Bakufu mustered a powerful force and launched it against Choshu. But by this time the two great southern clans, having learned the madness of appealing to force for the purpose of keeping the country closed, had agreed to work together in the interests of the State. Thus, when the Bakufu army, comprising contingents from thirty-six feudatories, reached Choshu, the latter appealed to the clemency of the invading generals, among whom the Satsuma baron was the most powerful, and the appeal resulted in the withdrawal of the punitory expedition without the imposition of any conditions. The Bakufu were naturally much incensed. Another formidable force was organized to attack Choshu, but it halted at Osaka and sent envoys to announce the punishment of the rebellious fief, to which announcements the fief paid not the least attention.
When the Choshu feudal lords tried to block the Shimonoseki Strait with cannons, the Bakufu sent a commissioner to protest. However, the Choshu samurai claimed they were just following the emperor's orders, and to prove their determination, they executed the commissioner. Faced with this direct challenge, the Bakufu gathered a strong army and sent it against Choshu. By this time, the two major southern clans, having realized the futility of using force to keep the country isolated, decided to unite in the interest of the State. So, when the Bakufu army, made up of troops from thirty-six feudal domains, arrived at Choshu, the latter appealed to the mercy of the invading generals, with the Satsuma baron being the most influential. This appeal led to the withdrawal of the punitive expedition without any conditions. The Bakufu were understandably furious. Another large force was organized to attack Choshu, but it stopped in Osaka and sent envoys to announce the punishment for the rebellious fief, which the fief completely ignored.
THE HYOGO DEMONSTRATION
While things were at this stage, Sir Harry Parkes, representative of Great Britain, arrived upon the scene in the Far East. A man of remarkably luminous judgment and military methods, this distinguished diplomatist appreciated almost immediately that the ratification of the treaties by the sovereign was essential to their validity, and that by investing the ratification with all possible formality, the Emperor's recovery of administrative power might be accelerated. He therefore conceived the idea of repairing to Hyogo with a powerful naval squadron for the purpose of seeking, first, the ratification of the treaty; secondly, the reduction of the import tariff from an average of fifteen per cent, ad valorem (at which figure it had been fixed by the original treaty) to five per cent., and, thirdly, the opening of the ports of Hyogo and Osaka at once, instead of nearly two years hence, as previously agreed.
While things were at this stage, Sir Harry Parkes, the representative of Great Britain, arrived in the Far East. A man with exceptional judgment and military methods, this distinguished diplomat quickly realized that the ratification of the treaties by the sovereign was crucial to their validity. He understood that formalizing the ratification could speed up the Emperor's recovery of administrative power. So, he came up with the idea of heading to Hyogo with a strong naval squadron to seek, first, the ratification of the treaty; second, to lower the import tariff from an average of fifteen percent ad valorem (the rate set by the original treaty) to five percent; and third, to open the ports of Hyogo and Osaka immediately, instead of waiting nearly two years as previously agreed.
Among the penalties imposed upon Choshu by the four powers which combined to destroy the forts at Shimonoseki was a fine of three million dollars, and the Bakufu, being unable to collect this money from Choshu, had taken upon themselves the duty of paying it and had already paid one million. Sir Harry Parkes's plan was to remit the remaining two millions in consideration of the Government endorsing the three demands formulated above. It need hardly be said that the appearance of a powerful squadron of foreign warships at the very portals of the Imperial palace threw the nation into a ferment. The eight vessels cast anchor off Hyogo in November, 1866, and it seemed to the nation that the problem of foreign intercourse had been revived in an aggravated form.
Among the penalties imposed on Choshu by the four powers that came together to destroy the forts at Shimonoseki was a fine of three million dollars. Since the Bakufu couldn’t collect this money from Choshu, they took it upon themselves to pay it, having already covered one million. Sir Harry Parkes’s plan was to waive the remaining two million in exchange for the government agreeing to the three demands outlined earlier. It goes without saying that the sight of a powerful squadron of foreign warships right at the gates of the Imperial palace stirred the nation into a frenzy. The eight vessels anchored off Hyogo in November 1866, and it felt to the nation that the issue of foreign relations had resurfaced in a more severe form.
Once again the anti-foreign agitators recovered their influence, and inveighed against the Bakufu's incompetence to avert such trespasses even from the sacred city. Under the pressure brought to bear by these conservatives, the Emperor dismissed from office or otherwise punished the ministers appointed by the shogun to negotiate with the foreign representatives, and in the face of this humiliating disavowal of Bakufu authority, the shogun had no alternative except to resign. He did so. But the Imperial Court hesitated to accept the responsibilities that would have resulted from sanctioning his resignation. The Bakufu were informed that the Emperor sanctioned the treaties and that the shogun was authorized to deal with them, but that steps must be taken to revise them in consultation with the feudatories, and that Hyogo and Osaka must not be opened, though the proposed change of tariff-rate would be permitted. Nothing definite was said about remitting the two million dollars remaining from the Choshu fine, and Sir Harry Parkes was able to say triumphantly that he had obtained two out of three concessions demanded by him without having given any quid pro whatever.
Once again, the anti-foreign activists regained their influence and criticized the Bakufu's failure to prevent such infringements, even from the holy city. Under pressure from these conservatives, the Emperor either dismissed or punished the ministers appointed by the shogun to negotiate with foreign representatives. Faced with this humiliating rejection of Bakufu authority, the shogun had no choice but to resign. He did. However, the Imperial Court was reluctant to take on the responsibilities that would come with accepting his resignation. The Bakufu was informed that the Emperor approved the treaties and that the shogun was authorized to handle them, but that they needed to be revised in consultation with the feudal lords. Moreover, Hyogo and Osaka could not be opened, though a change in the tariff rate was allowed. No clear decision was made regarding the two million dollars still owed from the Choshu fine, and Sir Harry Parkes was able to claim triumphantly that he had secured two out of the three concessions he requested without giving anything in return.
THE LAST OF THE TOKUGAWA SHOGUNS
The measures against Choshu were now recommenced, but with complete unsuccess, and thus a final blow was given to the prestige of the Yedo Government. It was at this time (1866) that the fourteenth shogun, Iemochi, passed away and was succeeded by Yoshinobu, better known, as Keiki. Whatever the political views of this nobleman may have been when he was put forward by the conservatives, in 1857, as a candidate for succession to the shogunate, he no sooner attained that dignity, in 1866, than he became an ardent advocate of progress. French experts were engaged to remodel the army, and English officers to organize the navy; the shogun's brother was sent to the Paris Exposition, and Occidental fashions were introduced at the ceremonies of the Bakufu Court.
The measures against Choshu were restarted, but with complete failure, which dealt a final blow to the prestige of the Yedo Government. During this time (1866), the fourteenth shogun, Iemochi, passed away and was succeeded by Yoshinobu, better known as Keiki. Regardless of his political views when he was nominated by the conservatives as a candidate for the shogunate in 1857, once he earned that position in 1866, he became a strong supporter of progress. French experts were brought in to reform the army, and English officers were hired to organize the navy; the shogun's brother was sent to the Paris Exposition, and Western styles were introduced at the ceremonies of the Bakufu Court.
SATSUMA AND CHOSHU
When Keiki assumed office he had to deal speedily with two problems; that is to say, the complication with Choshu, and the opening of Hyogo. The Emperor's reluctant consent to the latter was obtained for the beginning of 1868, and an edict was also issued for the punishment of Choshu. The result was two-fold: fresh life was imparted to the anti-foreign agitation, and the Satsuma and Choshu feudatories were induced to join hands against the Tokugawa. Alike in Satsuma and in Choshu, there were a number of clever men who had long laboured to combine the forces of the two fiefs in order to unite the whole empire under the sway of the Kyoto Court. Saigo and Okubo on the Satsuma side, Kido and Sanjo on the Choshu became leading figures on the stage of their country's new career. Through their influence, aided by that of Ito, afterwards prince, and Inouye, afterwards marquis, the two great clans were brought into alliance, and when, in 1867, the shogun, Keiki, sought and obtained Imperial sanction for the punishment of Choshu, Satsuma agreed to enter the lists on the latter's side.
When Keiki took office, he had to quickly address two issues: the conflict with Choshu and the opening of Hyogo. The Emperor's hesitant approval for the latter was secured at the beginning of 1868, and an edict was issued to punish Choshu. This resulted in two things: a renewed vigor in the anti-foreign movement and the Satsuma and Choshu domains coming together against the Tokugawa. Both Satsuma and Choshu had several smart individuals who had long been working to unify the forces of the two regions to establish the authority of the Kyoto Court over the entire empire. Saigo and Okubo emerged as key figures from Satsuma, while Kido and Sanjo represented Choshu in this new chapter for their country. With their influence, along with that of Ito, who later became a prince, and Inouye, who later became a marquis, the two powerful clans formed an alliance. When, in 1867, the shogun, Keiki, sought and received Imperial approval to punish Choshu, Satsuma agreed to side with Choshu in the conflict.
TOSA MEMORIAL
An incident of a most striking and unexpected nature now occurred. Yodo, the Tosa feudatory, addressed to the shogun a memorial exposing the helpless condition of the Bakufu and strongly urging that the administration should be restored to the Emperor in order that the nation might be united to face the dangers of its new career. It is necessary to note here that, although the feudatories have been frequently referred to in these pages as prominent figures in this or that public drama, the feudal chiefs themselves exercised, in Tokugawa days, very little influence on the current of events. A modern historian speaks justly when he says:
An incident of a very striking and unexpected nature now took place. Yodo, the Tosa lord, sent a memorial to the shogun highlighting the vulnerable state of the Bakufu and strongly urging that the administration be restored to the Emperor so the nation could unite to tackle the challenges of its new path. It's important to note here that, while the feudal lords have often been mentioned in these pages as key figures in various public issues, the feudal chiefs themselves had very little influence on the events during the Tokugawa period. A modern historian accurately states:
"In this respect the descendants of the great Tokugawa statesman found themselves reduced to a position precisely analogous to that of the emperor in Kyoto. Sovereign and shogun were alike mere abstractions so far as the practical work of the government was concerned. With the great mass of the feudal chiefs things fared similarly. These men who, in the days of Nobunaga, Hideyoshi and Ieyasu, had directed the policies of their fiefs and led their armies in the field, were gradually transformed, during the lone peace of the Tokugawa era, into voluptuous fainéants or, at best, thoughtless dilettanti, willing to abandon the direction of their affairs to seneschals and mayors, who, while on the whole their administration was able and loyal, found their account in contriving and perpetuating the effacement of their chiefs. Thus, in effect, the government of the country, taken out of the hands of the shogun and the feudatories, fell into those of their vassals. There were exceptions, of course, but so rare as to be mere accidental. . . The revolution which involved the fall of the shogunate, and ultimately of feudalism, may be called democratic with regard to the personnel of those who planned and directed it. They were, for the most part, men without either rank or social standing."*
"In this regard, the descendants of the great Tokugawa statesman found themselves in a situation much like that of the emperor in Kyoto. Both the sovereign and the shogun were essentially just titles when it came to the actual functioning of the government. The same fate befell the majority of feudal lords. These men, who once guided the policies of their territories and led their armies during the times of Nobunaga, Hideyoshi, and Ieyasu, gradually became, during the long peace of the Tokugawa era, indulgent layabouts or, at best, careless amateurs, content to hand over the management of their affairs to stewards and mayors. While their administration was generally competent and loyal, these subordinates found it beneficial to ensure the diminished influence of their lords. As a result, the governance of the country, taken away from the shogun and the feudal leaders, effectively fell into the hands of their vassals. There were exceptions, but they were so uncommon that they were merely coincidental. The revolution that led to the downfall of the shogunate, and ultimately of feudalism, can be considered democratic in terms of the individuals who orchestrated and led it. They were mostly men without any rank or social standing."
*Encyclopaedia Britannica, 11th Edition; article "Japan," by
Brinkley.
*Encyclopaedia Britannica, 11th Edition; article "Japan," by
Brinkley.
Keiki himself, although the memorial was directed against him, may fairly be reckoned among these longsighted patriots. The Tosa memorial appealed so forcibly to the convictions he entertained that he at once summoned a council of all feudatories and high officials then in Kyoto; informed them of his resolve to adopt the advice of the memorialist, and, on the following day, handed in his resignation to the Emperor. This memorable event took place on the 14th of October, 1867; and the answer of the Emperor before the assembly of December 15th marked the end of the shogunate.
Keiki himself, even though the memorial was aimed at him, can reasonably be considered one of those forward-thinking patriots. The Tosa memorial resonated strongly with his beliefs, prompting him to immediately call a meeting of all the feudal lords and top officials in Kyoto. He informed them of his decision to follow the advice given in the memorial, and the next day, he submitted his resignation to the Emperor. This significant event occurred on October 14, 1867, and the Emperor's response during the assembly on December 15 marked the end of the shogunate.
THE 122ND SOVEREIGN, THE EMPEROR MUTSUHITO (A.D. 1867-1912)
The throne was occupied at this time by Mutsuhito, who had succeeded on the 13th of February, 1867, at the death of his father, Komei, and who himself died on the 29th day of July 1912. At the time of his accession, the new monarch was in his fifteenth year, having been born on the 3rd of November, 1852.
The throne was held at this time by Mutsuhito, who took over on February 13, 1867, after the death of his father, Komei, and who passed away on July 29, 1912. When he became emperor, the new ruler was just fifteen years old, having been born on November 3, 1852.
IMMEDIATE CONSEQUENCE OF THE RESIGNATION
Undoubtedly Keiki's resignation was presented in all good faith. It deserves to rank among the most memorable incidents of the world's history, for such a sacrifice has seldom been made by any ruler in the interests of his nation. But by the Satsuma and Choshu feudatories, the sincerity of the shogun was not recognized. Through their influence the youthful Emperor was induced to issue an edict calling Keiki a traitor, accusing him of arrogance and disloyalty, declaring that he had not hesitated to violate the commands of the late Emperor, and directing that he should be destroyed. In obedience to this rescript the Tokugawa officials were treated with such harshness that Keiki found it impossible to calm their indignation; it culminated in an abortive attack upon Kyoto. Thereupon, Keiki retired to Yedo, which city he subsequently surrendered unconditionally. But all his former adherents did not show themselves equally placable. An attempt was made to set up a rival candidate for the throne in the person of the Imperial lord-abbot of the Ueno monastery in Yedo; the Aizu clan made a gallant and unsuccessful resistance in the northern provinces, and the shogun's admiral, Yenomoto (afterwards viscount), essayed to establish a republic in Yezo, whither he had retired with the Tokugawa warships. But these petty incidents were altogether insignificant compared with the great event of which they were a sequel.
There's no doubt that Keiki's resignation was made in good faith. It deserves to be remembered as one of the significant moments in history, as such a sacrifice is rarely made by a ruler for the benefit of their nation. However, the sincerity of the shogun went unrecognized by the Satsuma and Choshu leaders. Influenced by them, the young Emperor was persuaded to issue an edict labeling Keiki a traitor, accusing him of arrogance and disloyalty, claiming that he had not hesitated to disregard the late Emperor's commands, and ordering his destruction. As a result of this decree, the Tokugawa officials faced such harsh treatment that Keiki could not quell their outrage; it resulted in a failed attack on Kyoto. Following that, Keiki withdrew to Yedo, which he eventually surrendered unconditionally. However, not all of his former supporters were so compliant. There was an attempt to install a rival candidate for the throne in the Imperial lord-abbot of the Ueno monastery in Yedo; the Aizu clan bravely and unsuccessfully resisted in the northern provinces, and the shogun's admiral, Yenomoto (later made viscount), tried to create a republic in Yezo, where he had fled with the Tokugawa warships. But these minor incidents were insignificant compared to the major event that followed.
THE MEIJI GOVERNMENT AND FOREIGN INTERCOURSE
The year-name was now changed to Meiji (Enlightened Government), from January 1, 1868, a term fully justified by events. One of the earliest acts of the new Government was to invite the foreign representatives to the Imperial city, where the Emperor himself received them in audience, an act of extreme condescension according to Japanese canons of etiquette. Thereafter, an Imperial decree announced the sovereign's determination to cement amicable relations with foreign nations, and declared that any Japanese subject guilty of violence to a foreigner would be acting in contravention of his sovereign's commands, as well as injuriously to the dignity and good faith of the country in the eyes of the powers with which his Majesty had pledged himself to maintain friendship. So signal was the change that had taken place in the demeanour of the nation's leaders towards foreign intercourse! Only two years earlier, the advent of a squadron of foreign war-vessels at Hyogo had created almost a panic and had caused men to cry out that the precincts of the sacred city of Kyoto were in danger of desecration by barbarian feet. But now the Emperor invited the once hated aliens to his presence, treated them with the utmost courtesy, and publicly greeted them as welcome guests. Such a metamorphosis has greatly perplexed some students of Japanese history. Yet the explanation is simple. The Kagoshima and Shimonoseki expeditions had taught Japan that she was powerless in the face of Western armaments; she had learned that national effacement must be the sequel of seclusion, and, above all, she had come to an understanding that her divided form of government paralyzed her for purposes of resistance to aggression from abroad.
The year-name was changed to Meiji (Enlightened Government) starting January 1, 1868, a change that was fully justified by the circumstances. One of the first actions of the new government was to invite foreign representatives to the Imperial city, where the Emperor personally received them, an act of significant condescension according to Japanese etiquette. Following this, an Imperial decree expressed the Emperor's commitment to building friendly relations with foreign nations and stated that any Japanese citizen who committed violence against a foreigner would be defying his sovereign's orders and harming the dignity and integrity of the country in the eyes of the powers with which the Emperor had promised to maintain friendship. The shift in the attitude of the nation's leaders toward foreign relations was striking! Just two years earlier, the arrival of foreign warships in Hyogo had caused widespread panic, with people fearing that the sacred city of Kyoto was at risk of being desecrated by "barbarian" feet. But now, the Emperor welcomed these once-despised foreigners into his presence, treated them with great courtesy, and publicly acknowledged them as honored guests. This transformation has puzzled some historians of Japan. However, the reasoning is straightforward. The Kagoshima and Shimonoseki expeditions had shown Japan that it was powerless against Western military power; it learned that isolation would lead to national decline, and most importantly, it recognized that its divided government made it ineffective in resisting foreign aggression.
ENGRAVING: STONE AND WOODEN LANTERNS ERECTED IN FRONT OF SHRINES
CHAPTER XLVI
THE MEIJI GOVERNMENT
THE LEADERS OF REFORM
IN describing the events that culminated in the fall of the Tokugawa, frequent references have been made to the feudatories. But it should be clearly understood that the feudal chiefs themselves had very little to do with the consummation of this great change. "The men that conceived and achieved the Revolution of 1867, were chiefly samurai of inferior grade." They numbered fifty-five in all, and of these only thirteen were aristocrats, namely, five feudal barons and eight court nobles. The average age of these fifty-five did not exceed thirty years.
In describing the events that led to the fall of the Tokugawa, many references have been made to the feudal lords. However, it should be clear that the feudal chiefs themselves played a minimal role in this significant change. "The individuals who envisioned and brought about the Revolution of 1867 were mainly lower-ranking samurai." There were fifty-five in total, and of these, only thirteen were aristocrats, specifically five feudal barons and eight court nobles. The average age of these fifty-five did not exceed thirty years.
THE EMPEROR'S OATH
The great clans which took part in bringing about this restoration of the administrative power to the Emperor did not altogether trust one another. Hitherto, all political commotions had been planned for the sake of some prominent family or eminent leader, and had resulted merely in altering the personnel of those occupying the seats of power. It was not unnatural that history should have been expected to repeat itself in 1867, especially since the clan mainly responsible, Satsuma, overshadowed all its associates with one exception. Therefore, to many onlookers it seemed that the Tokugawa Government had been overthrown to make room for the all-powerful southern feudatory. In order to provide a safeguard against such a danger, the young Emperor was asked to make oath that a broadly based deliberative assembly should be convened for the purpose of conducting State affairs in conformity with public opinion. This "coronation oath," as it was subsequently called, came to occupy an important place in political appreciation, and to be interpreted as a promise of a national assembly. But most assuredly it was not originally intended to carry any such meaning. Its framers never contemplated a parliament in the Occidental sense of the term. Their sole object was to place a barrier in the path of their own selfish ambitions.
The major clans involved in restoring the Emperor's administrative power didn't fully trust each other. Until then, all political upheavals had been organized to benefit a specific prominent family or leader and had only changed who held power. It wasn't surprising that people expected history to repeat itself in 1867, especially since the clan primarily responsible, Satsuma, overshadowed all its peers except for one. For many observers, it looked like the Tokugawa Government had fallen to make way for the dominant southern clan. To safeguard against this threat, the young Emperor was asked to promise that a broadly based assembly would be established to manage State affairs according to public opinion. This "coronation oath," as it later became known, gained significant political importance and was seen as a commitment to a national assembly. However, it definitely wasn't meant to imply that. Its creators never envisioned a parliament in the Western sense. Their only goal was to obstruct their own self-serving ambitions.
ABOLITION OF FEUDALISM
It is more than doubtful whether the abolition of the feudal system found a place in the original plan of the leaders of progress. Looking back to remote centuries, they may well have imagined that the unification of the empire under one supreme ruler, administering as well as governing, was not incompatible with the existence of the fiefs. But when they examined the problem more closely, they recognized that a universally operative system of laws, a central treasury, and the supreme command of the nation's armaments were essential to the end they had in view, namely, strength derived from unity. Hitherto, each feudatory had assessed and collected taxes within his fief according to his own free-will, had exercised the right of legislation, and had held the command of all troops within his territories.
It's more than questionable whether the abolition of the feudal system was part of the original plan of the progress leaders. Looking back to ancient times, they might have thought that unifying the empire under one supreme ruler, who would both govern and administer, could coexist with the fiefs. But as they looked at the issue more closely, they realized that a system of laws that applied universally, a central treasury, and supreme control over the nation's military were crucial to achieving their goal of strength through unity. Until now, each feudal lord had assessed and collected taxes in their own territory based on their own discretion, exercised legislative rights, and commanded all troops within their lands.
The continuance of such conditions would have defeated the purpose of the reformers. This they recognized. But how were these prescriptive privileges to be abolished? An Imperial mandate might indeed have been issued, but even an Imperial mandate without the means of enforcing it would probably have proved futile. In fact, compulsion in any form could not be employed: the only resource was persuasion. The feudatories of Satsuma, Choshu, Tosa, and Hizen were the four most puissant in the empire. They were persuaded to surrender their fiefs to the Throne and to ask for reorganization under a uniform system of law. This example found many imitators. Out of the whole 276 feudatories only seventeen failed to make a similar surrender. It was a wonderful display of patriotic altruism in the case of some, at any rate, of the daimyo. But, at the same time, many undoubtedly obeyed the suggestions of their chief vassals without fully appreciating the cost of obedience. It had long been their habit to abandon the management of their affairs to seneschals (karo), and they followed the custom on this occasion without profound reflection.
The continuation of these conditions would have undermined the reformers’ goals. They realized this. But how were these established privileges to be removed? An imperial decree might have been issued, but even such a decree without enforcement would likely have been ineffective. In fact, any form of coercion couldn't be used; the only option was persuasion. The powerful vassals of Satsuma, Choshu, Tosa, and Hizen were the four strongest in the empire. They were convinced to give up their territories to the Throne and to seek reorganization under a standardized legal system. This example led many others to follow suit. Out of the total 276 vassals, only seventeen did not make a similar surrender. For some of the daimyo, it was a remarkable act of patriotic selflessness. However, many likely followed their senior vassals' suggestions without fully understanding the implications of their compliance. They had long been accustomed to letting their affairs be managed by seneschals (karo), and they followed this habit on this occasion without much thought.
With the samurai at large, however, the case was different. For them, the preservation of the fief had always been the prime object of interest and fealty. To uphold it concerned their honour; to preserve it, their means of livelihood. Nothing could have been more remarkable than that these men should have quietly acquiesced in the surrender of legislative and financial autonomy by their chiefs. The most credible explanation is that on this great occasion the samurai obeyed their habitual custom of associating some form of self-immolation with every signal deed.
With the samurai on the loose, though, the situation was different. For them, protecting their territory had always been their main priority and loyalty. Upholding it was about their honor; preserving it was necessary for their livelihood. It was truly surprising that these warriors accepted the surrender of legislative and financial independence by their leaders without protest. The most reasonable explanation is that on this significant occasion, the samurai followed their usual practice of linking some form of self-sacrifice with every important deed.
THE NEW ORGANIZATION
The total abolition of feudalism may be said to have now come in sight, but the leading progressists adopted all precautions to consummate their programme without disturbance. They resolved to preserve, at the outset, the semblance of the old system, and to that end the ex-feudatories were nominated to the post of governor in the districts where they had formerly exercised autonomic power. The samurai, however, were left in possession of their incomes and official positions. It was enacted that each governor should receive yearly one-tenth of the revenue of his former fief; that the emoluments of the samurai should be taken in full from the same source, and that the surplus, if any, should go to the Central Government.
The complete end of feudalism seems to be on the horizon, but the leading reformers took careful steps to implement their plan without causing any disruption. They decided to maintain the appearance of the old system at first, so they appointed former feudal lords as governors in the areas where they used to have power. The samurai, however, kept their incomes and official roles. It was decided that each governor would get one-tenth of the revenue from their former fief each year; the samurai's salaries would come entirely from the same source, and any surplus would go to the Central Government.
The latter was organized with seven departments, namely, Religion, Home Affairs, Foreign Affairs, Army and Navy, Finance, Justice, and Law. This Cabinet was presided over by a premier—necessarily an Imperial prince—and by a vice-premier. Moreover, it was assisted by a body of eighteen councillors, who comprised the leaders of reform. Evidently, however, all this was only partial. It is true that the fiefs (hari) had been converted into prefectures (ken), and it is also true that the daimyo had become mere governors. But, on the other hand, the local revenues continued to pass through the hands of the governors, and in the same hands remained the control of the samurai and the right of appointing and dismissing prefectural officials. A substantial beginning had been made, however, and presently another appeal being addressed to the ex-daimyo, they were induced to petition for the surrender of their local autonomy. The same plan was pursued in the case of the samurai. It was essential that these should cease to be hereditary soldiers and officials and should be reabsorbed into the mass of the people from whom they had sprung originally. Following the course which had proved so successful with the feudatories, a number of samurai were induced to memorialize for permission to lay aside their swords and revert to agriculture. But neither in the case of the feudatories nor in that of the samurai were these self-sacrificing petitions carried into immediate practice. They merely served as models.
The latter was organized with seven departments: Religion, Home Affairs, Foreign Affairs, Army and Navy, Finance, Justice, and Law. This Cabinet was led by a premier—who had to be an Imperial prince—and a vice-premier. Additionally, it was supported by a council of eighteen members, who were the leaders of reform. However, this structure was only a partial change. It's true that the fiefs (hari) were transformed into prefectures (ken), and the daimyo were reduced to mere governors. But, on the flip side, local revenues still passed through the governors' hands, and they retained control over the samurai as well as the authority to appoint and dismiss prefectural officials. A significant beginning had been made, though, and after another request was made to the former daimyo, they were persuaded to ask for the surrender of their local autonomy. The same approach was taken with the samurai. It was crucial for them to stop being hereditary soldiers and officials and to be reabsorbed into the general population from which they originally came. Following the successful path taken with the feudatories, several samurai were encouraged to petition for permission to lay down their swords and return to farming. However, neither the petitions of the feudatories nor those of the samurai were acted on immediately. They only served as examples.
CLAN REPRESENTATION
It may well be supposed that the ambitions of the great clans by which this revolution has been effected proved somewhat difficult to reconcile. The Satsuma feudatory was the first to take umbrage. He contended that, in selecting the high officials of the new organization, sufficient account had not been taken of the services of his fief. With considerable difficulty he was satisfied by his own appointment to an office second only to that of prime minister. This incident led, however, to an agreement under which each of the great clans, Satsuma, Choshu, Hizen, and Tosa, should be equally represented in the Government. Thus, the "principle of clan-representation received practical recognition in the organization of the Government. It continued to be recognized for many years, and ultimately became the chief target of attack by party-politicians." It was further arranged, at this time, that each of the above four clans should furnish a contingent of troops to guard the sovereign's person and to form the nucleus of a national army.
It can be assumed that the ambitions of the major clans involved in this revolution were somewhat hard to reconcile. The Satsuma lord was the first to take offense. He argued that, in choosing the top officials for the new government, not enough consideration was given to the contributions of his domain. After some negotiation, he was appeased by being appointed to a position just below that of prime minister. However, this incident led to an agreement where each of the major clans—Satsuma, Choshu, Hizen, and Tosa—would be equally represented in the Government. As a result, the "principle of clan-representation received practical acknowledgment in the formation of the Government. This principle continued to be upheld for many years, ultimately becoming a primary target for criticism by party politicians." It was also decided at this time that each of the four clans would provide a contingent of troops to protect the sovereign and form the foundation of a national army.
ABOLITION OF LOCAL AUTONOMY
It being now considered safe to advance to the next stage of the mediatization of the fiefs, the Emperor issued an edict abolishing local autonomy; removing the sometime daimyo from their post of prefectural governor; providing that the local revenues should thereafter be sent into the central treasury; declaring the appointment and dismissal of officials to be among the prerogatives of the Imperial Government; directing that the ex-feudatories should continue to receive one-tenth of their former incomes but that they should make Tokyo* their place of permanent residence, and ordaining that the samurai should be left in continued and undisturbed possession of all their hereditary pensions and allowances.
Now that it is considered safe to move to the next phase of the fiefs' mediatization, the Emperor issued a decree eliminating local autonomy. This removed the former daimyo from their roles as prefectural governors, mandated that local revenues be sent to the central treasury from now on, and declared that the appointment and dismissal of officials would be the responsibility of the Imperial Government. The decree stated that former feudal lords would continue to receive one-tenth of their previous incomes, but they must relocate to Tokyo as their permanent residence. Additionally, it ordained that the samurai would retain full and uninterrupted access to all their hereditary pensions and allowances.
*Yedo was now called Tokyo, or "Eastern Capital;" and Kyoto was named
Saikyo, or "Western Capital."
*Yedo is now called Tokyo, meaning "Eastern Capital," and Kyoto is called
Saikyo, which translates to "Western Capital."
These changes were not so momentous as might be supposed at first sight. It is true that the ex-feudatories were reduced to the position of private gentlemen without even a patent of nobility. But, as a matter of fact, the substance of administrative power had never been possessed by them: it had been left in most cases to their seneschals. Thus, the loss of what they had never fully enjoyed did not greatly distress them. Moreover, they were left in possession of the accumulated funds of their former fiefs, and, at the same time, an income of one-tenth of their feudal revenues was guaranteed to them—a sum which generally exceeded their former incomes when from the latter had been deducted all charges on account of the maintenance of the fiefs. Therefore, the sacrifice they were required to make was not so bitter after all, but that it was a very substantial sacrifice there can be no question.
These changes weren't as significant as one might think at first glance. It's true that the former feudal lords were reduced to the status of private citizens without even a noble title. However, the reality was that they had never really held any actual administrative power; that had largely been in the hands of their stewards. So, losing what they had never truly enjoyed didn't upset them much. Additionally, they retained the accumulated funds from their former estates, and they were guaranteed one-tenth of their feudal revenues—a sum that usually exceeded their previous incomes once all expenses for maintaining the fiefs were subtracted. Therefore, while the loss they faced wasn't as hard to bear as it could have been, it was still a significant sacrifice without a doubt.
THE SAMURAI'S POSITION
The above edict was promulgated on August 29, 1871; that is to say, nearly four years after the fall of the Tokugawa. The samurai, however, remained to be dealt with. Feudalism could not be said to have been abolished so long as the samurai continued to be a class apart. These men numbered four hundred thousand and with their families represented a total of about two million souls. They were the empire's soldiers, and in return for devoting their lives to military service they held incomes, some for life, others hereditary, and these emoluments aggregated two millions sterling annually. No reformer, however radical, would have suggested the sudden disestablishment of the samurai system or advocated the wholesale deprivation of incomes won by their forefathers as a reward for loyal service to the State or to the fiefs.
The above proclamation was issued on August 29, 1871; that is to say, nearly four years after the fall of the Tokugawa. However, the issue of the samurai still needed to be addressed. Feudalism could not be considered abolished as long as the samurai continued to exist as a separate class. There were four hundred thousand of them, and with their families, they represented a total of about two million people. They were the soldiers of the empire, and in exchange for dedicating their lives to military service, they received incomes, some for life and others hereditary, which totaled about two million pounds a year. No reformer, no matter how radical, would have proposed the abrupt dismantling of the samurai system or supported the complete loss of incomes earned by their ancestors as a reward for loyal service to the State or their territories.
The Government dealt with this problem much as it had done with the problem of the feudatories. In 1873, an Imperial decree announced that the treasury was ready to commute the samurai's incomes on the basis of six-years' purchase in the place of hereditary pensions and four years for life-pensions, half of the money to be paid in cash and the remainder in bonds carrying eight per cent, interest. This measure was in no sense compulsory; the samurai were free to accept or reject it. Not a few chose the former course, but a large majority continued to wear their swords and draw their pensions as of old. The Government, however, felt that there could be no paltering with the situation. Shortly after the issue of the above edict a conscription law was enacted, by which every adult male became liable for military service, whatever his social status. Naturally, this law shocked the samurai. The heavy diminution of their incomes hurt them less, perhaps, than the necessity of laying aside their swords and of giving up their traditional title to represent their country in arms. They had imagined that service in the army and navy would be reserved exclusively for them and their sons, whereas by the conscription law the commonest unit of the people became equally eligible.
The Government handled this issue much like it did with the feudal lords. In 1873, an Imperial decree announced that the treasury was prepared to convert the samurai's incomes into a payment based on six years' worth for hereditary pensions and four years for life pensions, with half of the amount paid in cash and the rest in bonds that earned eight percent interest. This measure was not mandatory; the samurai had the option to accept or reject it. Some chose to accept, but a large majority continued to wear their swords and receive their pensions as before. However, the Government believed that there could be no playing around with the situation. Shortly after the issuance of the decree, a conscription law was enacted, making every adult male liable for military service, regardless of social status. Naturally, this law upset the samurai. The significant reduction in their incomes perhaps bothered them less than the need to put away their swords and give up their traditional role of representing their country in battle. They had believed that military service would be reserved just for them and their sons, but the conscription law made the general population equally eligible.
ENGRAVING: KIDO KOIN
FRICTION AMONG THE LEADERS OF REFORM
It could not have: been expected that this manner of treating the samurai would obtain universal approval. Already, too, the strain of constructive statesmanship had developed friction among the progressist leaders who had easily marched abreast for destructive purposes. They differed about the subject of a national assembly, some being inclined to attach more practical importance than others to the Emperor's coronation oath that a broadly based deliberative assembly should be convened. A small number of zealous reformers wished to regard this as a promise of a national assembly, but the great majority of the progressist leaders interpreted it merely as a guarantee against the undue preponderance of any one clan. In fact, according to the view of the latter party the broadly based deliberative assembly was regarded solely as an instrument for eliciting the views of the samurai, and entirely without legislative power. Such an assembly was actually convened in the early years of the Meiji era, but its second session proved it to be nothing more than a debating club and it was suffered to lapse out of existence.
It couldn’t have been expected that this way of treating the samurai would gain universal approval. Already, the pressure of constructive governance had created tension among the progressist leaders who had easily joined forces for destructive purposes. They disagreed about the national assembly, with some placing more practical importance than others on the Emperor's coronation oath that called for a broadly based deliberative assembly to be convened. A small number of passionate reformers wanted to see this as a promise of a national assembly, but the vast majority of progressist leaders viewed it simply as a safeguard against the undue dominance of any single clan. In fact, according to the perspective of the latter group, the broadly based deliberative assembly was seen solely as a means to gather the opinions of the samurai, entirely lacking legislative power. Such an assembly was actually held in the early years of the Meiji era, but its second session revealed it to be nothing more than a debating club, and it eventually faded away.
A more perplexing problem now (1873) presented itself, however. The Korean Court deliberately abandoned the custom followed by it since the time of Hideyoshi's invasion—the custom of sending a present-bearing embassy to felicitate the accession of each shogun. Moreover, this step was accompanied by an offensive despatch announcing a determination to cease all relations with a renegade from the civilization of the Orient. It may well be imagined how indignantly this attitude of the neighbouring kingdom was resented by Japan. The prominent leaders of national reform at that time were Sanjo and Iwakura, originally Court nobles;* Saigo and Okubo, samurai of Satsuma, and Kido, a samurai of Choshu. In the second rank were several men destined afterwards to attain great celebrity—the late Prince Ito, Marquis Inouye, Count Okuma, Count Itagaki—often spoken of as the "Rousseau of Japan"—and several others.
A more complicated problem arose now (1873). The Korean Court intentionally stopped the practice it had followed since Hideyoshi's invasion—sending a gift-bearing embassy to congratulate each new shogun. Furthermore, this move came with an insulting message declaring their decision to cut off all relations with someone who had turned away from the culture of the East. It's easy to imagine how angrily Japan reacted to this stance from the neighboring kingdom. The key figures in the national reform movement at that time were Sanjo and Iwakura, who were originally court nobles; Saigo and Okubo, samurai from Satsuma, and Kido, a samurai from Choshu. In the second tier were several men who later became quite famous—the late Prince Ito, Marquis Inouye, Count Okuma, Count Itagaki—often referred to as the "Rousseau of Japan"—among others.
*The distinction between Court nobles and territorial nobles had been abolished in 1871.
*The difference between Court nobles and regional nobles was eliminated in 1871.*
ENGRAVING: SANJO SANETOMI
The first five, however, were pre-eminent at the moment when Korea sent her offensive message. They were not, however, absolutely united as to policy. Saigo Takamori held some conservative opinions, the chief of which was that he wished to preserve the military class in their old position of the empire's only soldiers. He had, therefore, greatly resented the conscription law, and while his discontent was still fresh, the Korean problem presented itself for solution. In Saigo's eyes an oversea war offered the only chance of saving the samurai, since the conscription law had not yet produced any trustworthy soldiers. He therefore voted to draw the sword at once, and in this he obtained the support of several influential men who burned to avenge the nation's disgrace. On the other hand, those in favour of peace insisted that the country must not venture to engage in a foreign war during the era of radical transition.
The first five were at the forefront when Korea sent its aggressive message. However, they weren't completely united on how to respond. Saigo Takamori had some conservative views, mainly wanting to keep the military class as the empire's only soldiers. He strongly opposed the conscription law and felt bitter about it, especially when the Korean issue needed to be addressed. In Saigo's opinion, a war overseas was the only way to save the samurai since the conscription law hadn't yet created reliable soldiers. Therefore, he advocated for immediate action, gaining support from several influential figures eager to avenge the nation's humiliation. On the other hand, those advocating for peace argued that the country should avoid engaging in a foreign war during such a period of radical change.
The discussion was carried to the Emperor's presence; the peace-party prevailed, and Saigo with three other Cabinet ministers resigned. One of the seceders, Eto Shimpei, had recourse to arms, but was speedily crushed. Another, Itagaki Taisuke, from that moment stood forth as the champion of representative institutions. The third, the most prominent of all, Saigo Takamori, retired to Satsuma and devoted himself to organizing and equipping a strong body of samurai. It is not by any means clear that, in thus acting, Saigo had any revolutionary intention. Posterity agrees in thinking that he sought to exercise control rather than to inspire revolt. He had the support of Shimazu Saburo (Hisamitsu), former feudatory of Satsuma, who, although a reformer, resented a wholesale abandonment of Japanese customs in favour of foreign. The province of Satsuma thus became a seed-plot of conservative influences, where "Saigo and his constantly augmenting band of samurai found a congenial environment." On the one hand, the Central Government steadily proceeded with the organization of a conscript army, teaching it foreign tactics and equipping it with foreign arms. On the other, the southern clan cherished its band of samurai, arming them with the rifle and drilling them in the manner of Europe, but leaving them always in possession of the samurai's sword.
The discussion was brought to the Emperor, and the peace faction won out, leading Saigo and three other Cabinet ministers to resign. One of the defectors, Eto Shimpei, turned to violence but was quickly defeated. Another, Itagaki Taisuke, emerged as the advocate for representative institutions. The third and most prominent, Saigo Takamori, withdrew to Satsuma and focused on organizing and equipping a strong group of samurai. It's not entirely clear that Saigo had any revolutionary goals with his actions. Historians generally agree that he aimed to exert control rather than encourage uprising. He had the backing of Shimazu Saburo (Hisamitsu), a former lord of Satsuma, who, although a reformer, opposed the complete abandonment of Japanese traditions in favor of foreign influences. Consequently, Satsuma became a breeding ground for conservative ideas, where "Saigo and his growing group of samurai found a supportive environment." On one side, the Central Government continued to form a conscript army, training it in foreign tactics and equipping it with foreign weapons. On the other side, the southern clan maintained its group of samurai, arming them with rifles and training them in European methods, while always ensuring they kept their samurai swords.
ENGRAVING: IWAKURA TOMOYOSHI
THE FORMOSAN EXPEDITION
Before these curious conditions bore any practical fruit, Japan found it necessary to send a military expedition to Formosa. That island was claimed as part of China's domains, but it was not administered by her effectively, and its inhabitants showed great barbarity in their treatment of castaways from the Ryukyu, or Loochoo, Islands. The Chinese Government's plain function was to punish these acts of cruelty, but as the Peking statesmen showed no disposition to discharge their duty in that respect, Japan took the law into her own hands. A double purpose was thus served. For the expedition to Formosa furnished employment for the Satsuma samurai, and, at the same time, assured the Ryukyu islanders that Japan was prepared to protect them.
Before these curious conditions had any practical results, Japan decided to send a military expedition to Formosa. That island was claimed as part of China's territory, but it wasn’t effectively governed by them, and its people were notably brutal in their treatment of shipwrecked individuals from the Ryukyu, or Loochoo, Islands. The Chinese government's clear responsibility was to address these acts of cruelty, but since the leaders in Peking showed no intention of fulfilling that duty, Japan took matters into its own hands. This served a dual purpose: the expedition to Formosa provided work for the Satsuma samurai and simultaneously reassured the Ryukyu islanders that Japan was ready to protect them.
The campaign in Formosa proved a very tame affair. It amounted to the shooting-down of a few semi-savages. No attempt was made to penetrate into the ulterior of the island, where, as modern experience shows, many great difficulties would have had to be overcome. Peking took serious umbrage on account of Japan's high-handed conduct—for such it seemed to Chinese eyes. In the first place, the statesmen of the Middle Kingdom contended that the Ryukyu Islands could not properly be regarded as an integral part of the Japanese empire; and in the second place, they claimed that, in attacking Formosa, Japan had invaded Chinese territory. After a long interchange of despatches the Tokyo Government sent an ambassador to Peking, and a peaceful solution was found in the payment by China of a small indemnity, and the recognition of Formosa as a part of the Middle Kingdom.*
The campaign in Formosa turned out to be pretty uneventful. It mainly involved taking down a few semi-savages. No effort was made to explore deeper into the island, where, as modern experience shows, there would have been many significant challenges to face. Peking was seriously upset about Japan's aggressive behavior—at least that's how it looked to the Chinese. First, the leaders of China argued that the Ryukyu Islands shouldn't really be considered a core part of the Japanese empire; second, they claimed that by attacking Formosa, Japan had invaded Chinese territory. After a long exchange of messages, the Tokyo Government sent an ambassador to Peking, and a peaceful resolution was reached with China paying a small indemnity and recognizing Formosa as part of China.*
*The indemnity amounted to 500,000 dollars (Mexican).
*The compensation totaled 500,000 dollars (Mexican).
THE KOREAN QUESTION AGAIN
The Formosan expedition took place in 1874, and, in the fall of 1875, a Korean fort opened fire on a Japanese warship which was engaged in surveying the coast. Such an insult could not be tamely endured. Japan marshalled an imposing number of warships and transports, but, following the example set in her own case by Commodore Perry, she employed this flotilla to intimidate Korea into signing a treaty of amity and commerce and opening certain ports to foreign trade. Thus, Korea was drawn from her hereditary isolation, and to Japan fell the credit of having become an instrument for extending the principle of universal intercourse which she had herself so stoutly opposed during two and a half centuries. It was a clever coup, but it earned little credit with the samurai. They regarded such a settlement as derogatory to their country.
The Formosan expedition happened in 1874, and in the fall of 1875, a Korean fort fired on a Japanese warship that was surveying the coast. Such an insult couldn’t be ignored. Japan gathered a strong fleet of warships and transport vessels, but, following Commodore Perry's example in her own case, she used this fleet to pressure Korea into signing a treaty of friendship and trade, and opening certain ports to foreign commerce. This way, Korea was pulled out of her long-standing isolation, and Japan received credit for helping to promote the idea of global interaction that she had previously resisted for two and a half centuries. It was a smart move, but it didn’t earn much respect from the samurai. They viewed this agreement as degrading to their country.
ABOLITION OF THE SAMURAI
It was at this stage that the Tokyo Government felt itself strong enough to resort to conclusive measures in the cases of the samurai. Three years had now passed since the wearing of swords had been declared optional and since a scheme for the voluntary commutation of the samurai's pensions had been elaborated. The leaders of progress felt that the time had now come to make these measures compulsory, and, accordingly, two edicts were issued in that sense. The edicts, especially their financial provisions, imposed a heavy sacrifice. But it is very noticeable that the momentary question evoked no protests. It was to the loss of their swords that a number of samurai objected strenuously. Some scores of them, wearing old-fashioned armour and equipped with hereditary weapons, attacked a castle, killed or wounded three hundred of the garrison, and then died by their own hands. Here and there throughout the empire a few equally vain protests were raised, and finally the Satsuma samurai took the field.
It was at this point that the Tokyo Government felt strong enough to take decisive action regarding the samurai. Three years had passed since the wearing of swords was declared optional and since a plan for the voluntary conversion of the samurai's pensions had been developed. The leaders of progress believed that the time had come to make these measures mandatory, and as a result, two edicts were issued in that regard. The edicts, particularly their financial provisions, required significant sacrifices. However, it's striking that this immediate issue sparked no protests. Many samurai were fiercely opposed to losing their swords. A number of them, dressed in old-fashioned armor and armed with their ancestral weapons, attacked a castle, resulting in the deaths or injuries of three hundred of the garrison, and then took their own lives. There were a few other minor protests across the empire, and ultimately the Satsuma samurai took up arms.
THE SATSUMA REBELLION
This insurrection in the south severely taxed the resources of the Central Government. The Satsuma samurai were led by Saigo Takamori, but it has always been claimed for him that he undertook the command, not for the purpose of overthrowing the Meiji Government, but in the hope of restraining his followers. Ultimately, however, he seems to have been swept away by the tide of their enthusiasm. The insurgents numbered some forty thousand; they all belonged to the samurai class, were fully trained in Occidental tactics, and were equipped with rifles and field-guns. Their avowed purpose was to restore the military class to its old position, and to insure to it all the posts in the army and the navy.
This uprising in the south heavily strained the resources of the Central Government. The Satsuma samurai were led by Saigo Takamori, but he has always claimed that he took command not to overthrow the Meiji Government, but to keep his followers in check. Ultimately, though, he seems to have been caught up in their enthusiasm. The insurgents numbered around forty thousand; they were all from the samurai class, fully trained in Western tactics, and armed with rifles and field guns. Their stated goal was to restore the military class to its former status and to ensure they held all positions in the army and navy.
Fighting began on January 29, 1877, and ended on September 24th of the same year. All the rebel leaders fell in battle or died by their own hands. During these eight months of warfare, the Government put sixty-six thousand men into the field, and the casualties on both sides totalled thirty-five thousand, or thirty-three per cent, of the whole. Apart from the great issue directly at stake, namely, whether Japan should have a permanent military class, a secondary problem of much interest found a solution in the result. It was the problem whether an army of conscripts, supposed to be lacking in the fighting instinct and believed to be incapable of standing up to do battle with the samurai, could hold its own against the flower of the bushi, as the Satsuma men undoubtedly were. There really never was any substantial reason for doubt about such a subject. The samurai were not racially distinct from the bulk of the nation. They had originally been mere farmers, possessing no special military aptitude. Nevertheless, among all the reforms introduced during the Meiji era, none was counted so hazardous as the substitution of a conscript army for the nation's traditional soldiers. The Satsuma rebellion disposed finally of the question.
Fighting started on January 29, 1877, and ended on September 24 of the same year. All the rebel leaders were either killed in battle or took their own lives. During these eight months of conflict, the Government deployed sixty-six thousand men, with total casualties on both sides reaching thirty-five thousand, or thirty-three percent of the total forces. Beyond the main issue at hand, which was whether Japan should have a permanent military class, there was an interesting secondary question that the outcome helped resolve. This was whether a conscript army, thought to lack fighting spirit and deemed incapable of battling the samurai, could stand its ground against the elite bushi, who the Satsuma fighters certainly were. There was never any solid reason to doubt this matter. The samurai were not racially different from the majority of the nation. They had originally been common farmers without any special military skills. However, among all the reforms made during the Meiji era, none was seen as more risky than replacing the traditional soldiers with a conscript army. The Satsuma rebellion ultimately settled the issue.
ENGRAVING: SAIGO TAKAMORI
EDUCATION OF THE NATION
Meanwhile the Government had been strenuously seeking to equip the people with the products of Western civilization. It has been shown that the men who sat in the seats of power during the first decade of the Meiji era owed their exalted position to their own intellectual superiority and far-seeing statesmanship. That such men should become the nation's teachers would have been natural anywhere. But in Japan there was a special reason for the people's need of official guidance. It had become a traditional habit of the Japanese to look to officialdom for example and direction in everything, and this habit naturally asserted itself with special force when there was question of assimilating a foreign civilization which for nearly three centuries had been an object of national repugnance. The Government, in short, had to inspire the reform movement and, at the same time, to furnish models of its working.
Meanwhile, the government had been working hard to provide the people with the benefits of Western civilization. It's clear that the leaders in power during the first decade of the Meiji era earned their high positions through their intellectual prowess and visionary leadership. It would have been natural for such individuals to become the nation’s educators anywhere. However, in Japan, there was a particular reason for the public's need for official guidance. It had become a longstanding tradition for the Japanese to look to the government for examples and direction in everything, and this tendency grew even stronger when it came to adopting a foreign civilization that had been viewed with national disdain for nearly three centuries. In short, the government needed to lead the reform movement while also providing examples of how it should be done.
The task was approached with wholesale energy by those in power. In general the direction of the work was divided among foreigners of different nations. Frenchmen were employed in revising the criminal code and in teaching strategy and tactics to the Japanese army. The building of railways, the installation of telegraphs and of lighthouses, and the new navy were turned over to English engineers and sailors. Americans were employed in the formation of a postal service, in agricultural reforms, and in planning colonization and an educational system. In an attempt to introduce Occidental ideas of art Italian sculptors and painters were brought to Japan. And German experts were asked to develop a system of local government, to train Japanese physicians, and to educate army officers. Great misgivings were expressed by foreign onlookers at this juncture. They found it impossible to believe that such wholesale adoption of an alien civilization could not be attended with due eclecticism, and they constantly predicted a violent reaction. But all these pessimistic views were contradicted by results. There was no reaction, and the memory of the apprehensions then freely uttered finds nothing but ridicule to-day.
The task was tackled with full energy by those in charge. Overall, the work was divided among foreigners from various nations. French workers revised the criminal code and taught strategy and tactics to the Japanese army. The construction of railways, installation of telegraphs and lighthouses, and the new navy were handed over to English engineers and sailors. Americans were responsible for setting up a postal service, implementing agricultural reforms, and planning colonization and an education system. To introduce Western ideas of art, Italian sculptors and painters were brought to Japan. German experts were recruited to develop a local government system, train Japanese doctors, and educate army officers. At this time, foreign observers expressed great concerns. They found it hard to believe that such a total acceptance of a foreign culture could happen without some eclecticism, and they constantly predicted a violent backlash. However, all these gloomy predictions were proven wrong by the outcomes. There was no backlash, and the fears that were openly voiced then are now met with nothing but ridicule.
FINANCE
One of the chief difficulties with which the Meiji statesmen had to contend was finance. When they took over the treasury from the Bakufu there were absolutely no funds in hand, and for some years, as has been shown above, all the revenues of the former fiefs were locally expended, no part of them, except a doubtful surplus, finding its way to the Imperial treasury. The only resource was an issue of paper money. Such tokens of exchange had been freely employed since the middle of the seventeenth century, and at the time of the mediatization of the fiefs, 1694 kinds of notes were in circulation.
One of the main challenges the Meiji leaders faced was finance. When they took over the treasury from the Bakufu, there were no funds available, and for several years, as mentioned earlier, all the revenues from the former fiefs were spent locally, with only a questionable surplus reaching the Imperial treasury. Their only option was to issue paper money. These forms of currency had been used widely since the mid-seventeenth century, and at the time the fiefs were integrated, there were 1694 different types of notes in circulation.
The first business of the Government should have been to replace these unsecured tokens with uniform and sound media of exchange. But instead of performing that duty the Meiji statesmen saw themselves compelled to follow the evil example set by the fiefs in past times. Government notes were issued. They fell at the outset to a discount of fifty per cent, and various devices, more or less despotic, were employed to compel their circulation at par. By degrees, however, the Government's credit improved, and thus, though the issues of inconvertible notes aggregated sixty million yen at the close of the first five years of the Meiji era, they passed freely from hand to hand without discount. But, of course, the need for funds in connexion with the wholesale reforms and numerous enterprises inaugurated officially became more and more pressing, so that in the fourteenth year (1881) after the Restoration, the face value of the notes in circulation aggregated 180 million yen, and they stood at a heavy discount.
The government's main priority should have been to replace these worthless tokens with reliable and consistent money. Instead of doing that, the Meiji leaders felt they had to follow the bad example set by the feudal states before. They started issuing government notes, which immediately dropped to a value that was fifty percent less than their worth. Various harsh measures were used to force people to accept them at full value. Over time, though, the government’s credibility improved. As a result, even though the total of these non-convertible notes reached sixty million yen by the end of the first five years of the Meiji era, they circulated widely without any discount. However, the demand for funds related to the sweeping reforms and various official projects became increasingly urgent, so by the fourteenth year (1881) after the Restoration, the total face value of the notes in circulation had risen to 180 million yen, and they were now significantly discounted.
The Government, after various tentative and futile efforts to correct this state of depreciation, set themselves to deal radically with the problem. Chiefly by buying exporters' bills and further by reducing administrative expenditures as well as by taxing alcohol, a substantial specie reserve was gradually accumulated, and, by 1885, the volume of fiduciary notes having been reduced to 119 millions, whereas the treasury vaults contained forty-five millions of precious metals, the resumption of specie payments was announced. As for the national debt, it had its origin in the commutation of the feudatories' incomes and the samurai's pensions. A small fraction of these outlays was defrayed with ready money, but the great part took the form of public loan-bonds. These bonds constituted the bulk of the State's liabilities during the first half-cycle of the Meiji era, and when we add the debts of the fiefs, which the Central Government took over; two small foreign loans; the cost of quelling the Satsuma rebellion, and various debts incurred on account of public works, naval construction, and minor purposes, we arrive at the broad fact that the entire national debt of Japan did not exceed 305 million yen at the close of the twenty-eighth year of her new era.
The Government, after several unsuccessful attempts to fix the ongoing depreciation, decided to tackle the issue head-on. Mainly by purchasing exporters' bills and also by cutting administrative costs and taxing alcohol, they gradually built up a significant reserve of precious metals. By 1885, the amount of fiduciary notes had dropped to 119 million, while the treasury held 45 million in precious metals, leading to the announcement of the resumption of gold payments. The national debt originally came from the consolidation of feudal incomes and samurai pensions. A small portion of these expenses was paid in cash, but most were covered through public loan bonds. These bonds represented the majority of the State's liabilities during the first half of the Meiji era. When we include the debts of the fiefs that the Central Government absorbed, two small foreign loans, costs from suppressing the Satsuma rebellion, and various debts from public works, naval construction, and minor expenses, we find that Japan's total national debt at the end of the twenty-eighth year of her new era did not exceed 305 million yen.
A war with China in 1894-1895—to be presently spoken of—and a war with Russia in 1904-1905, together with the price paid for the nationalization of railways and for various undertakings, brought the whole debt of the nation to 2300 million yen in 1907, which is now being paid off at the rate of fifty million yen annually. It remains to be noted that, in 1897, Japan took the momentous step of adopting gold monometallism. The indemnity which she obtained from China after the war of 1894-1895 brought to her treasury a stock of gold sufficient to form a substantial specie reserve. Moreover, gold had appreciated so that its value in terms of silver had exactly doubled during the first thirty years of the Meiji era. There was consequently no arithmetical complication connected with the adoption of the single gold standard. It was only necessary to double the denomination, leaving the silver subsidiary coins unchanged.
A war with China from 1894 to 1895—and another with Russia from 1904 to 1905—along with the costs associated with nationalizing railways and various projects, increased the nation's total debt to 2.3 billion yen by 1907. This debt is currently being repaid at a rate of 50 million yen per year. It's important to note that in 1897, Japan made the significant decision to adopt gold monometallism. The indemnity received from China after the 1894-1895 war provided a stock of gold that established a considerable reserve of gold in the treasury. Additionally, gold's value had appreciated to the point where it was worth twice as much in terms of silver during the first thirty years of the Meiji era. Therefore, there were no mathematical complexities involved in adopting the single gold standard; the only requirement was to double the denomination while keeping the silver coins unchanged.
EDUCATION
In the field of education the Meiji statesmen effected speedy reforms. Comparatively little attention had been directed to this subject by the rulers of medieval Japan, and the fact that the Meiji leaders appreciated the necessity of studying the arts and sciences of the new civilization simultaneously with the adoption of its products, bears strong testimony to the insight of these remarkable men. Very shortly after the abolition of feudalism, an extensive system of public schools was organized and education was made compulsory. There were schools, colleges, and universities, all modelled on foreign lines with such alterations as the special customs of the nation dictated. These institutions grew steadily in public favour, and to-day over ninety per cent, of boys and girls who have attained the school age receive education in the common elementary schools, the average annual cost per child being about 8s. 6d. ($2.00), to which the parents contribute 1.75d. (3.5 cents) per month. Youths receiving education enjoy certain exemption from conscription, but as this is in strict accordance with the Western system, it need not be dwelt upon here.
In the field of education, the Meiji leaders quickly implemented reforms. The rulers of medieval Japan had paid relatively little attention to this area, and the fact that the Meiji leaders recognized the need to study the arts and sciences of the new civilization while also adopting its products shows their remarkable insight. Shortly after feudalism was abolished, a comprehensive public school system was established, and education became mandatory. There were schools, colleges, and universities, all modeled on foreign systems but adjusted to fit the nation's customs. These institutions steadily gained public support, and today, over ninety percent of boys and girls of school age receive education in common elementary schools, with the average annual cost per child being about 8s. 6d. ($2.00), of which parents contribute 1.75d. (3.5 cents) per month. Young people receiving education benefit from certain exemptions from conscription, but since this follows the Western model, it doesn't need further discussion.
LOCAL ADMINISTRATION
For purposes of local administration the empire is divided into prefectures (ken), counties (gun), towns (shi), and districts (cho or son). The three metropolitan prefectures of Tokyo, Osaka, and Kyoto are called fu, and their districts are distinguished as "urban" (cho) and "rural" (son), according to the number of houses they contain. The prefectures derive their names from their chief towns. The principle of popular representation is strictly adhered to, every prefecture, every county, every town, and every district having its own local assembly, wherein the number of members is fixed in proportion to the population. These bodies are all elected. The enjoyment of the franchise depends upon a property qualification which, in the case of prefectural and county assemblies, is an annual payment of direct national taxes to the amount of three yen (6s., $1.50); in the case of town and district assemblies two yen; and in the case of prefectural assemblies, ten yen. There are other arrangements to secure the due representation of property, the electors being divided into classes according to their aggregate payment to the national treasury. Three such classes exist, and each elects one-third of an assembly's members. There is no payment for the members of an assembly, but all salaried officials, ministers of religion, and contractors for public works, as well as persons unable to write their own names and the names of the candidates for whom they vote, are denied the franchise.
For local administration, the empire is divided into prefectures (ken), counties (gun), towns (shi), and districts (cho or son). The three major metropolitan prefectures of Tokyo, Osaka, and Kyoto are referred to as fu, and their districts are categorized as "urban" (cho) and "rural" (son) based on the number of houses they have. The prefectures are named after their main towns. The principle of popular representation is strictly upheld, with every prefecture, county, town, and district having its own local assembly, where the number of members is determined in proportion to the population. All these bodies are elected. The right to vote is based on a property qualification, which requires an annual payment of direct national taxes of three yen (6s., $1.50) for prefectural and county assemblies; two yen for town and district assemblies; and ten yen for prefectural assemblies. There are also additional arrangements to ensure fair representation of property, with electors divided into classes based on their total payment to the national treasury. Three classes exist, and each class elects one-third of the members of an assembly. There is no payment for assembly members, but salaried officials, ministers of religion, contractors for public works, and individuals who cannot write their names or the names of the candidates they vote for are excluded from voting.
A prefectural assembly holds one session of thirty days annually; and a county assembly, one session of not more than fourteen days; while the town and district assemblies are summoned by the mayor or the headman whenever recourse to their deliberation appears expedient. Each prefecture has a prefect (governor) and each county assembly has a headman. Both are appointed by the Central Administration, but an assembly has competence to appeal to the minister of Home Affairs from the prefect's decisions. In the districts, also, there are headmen, but their post is always elective and generally non-salaried. Other details of the local-government system are here omitted. It suffices to say that the system has been in operation for over thirty years and has been found satisfactory in practice. Moreover, these assemblies constitute excellent schools for the political education of the people.
A prefectural assembly holds one session of thirty days each year, while a county assembly meets for no more than fourteen days. Town and district assemblies are called by the mayor or the headman whenever their input is needed. Each prefecture has a prefect (governor), and each county assembly has a headman, both appointed by the Central Administration. However, an assembly can appeal to the minister of Home Affairs regarding the prefect's decisions. In the districts, there are also headmen, but their position is always elected and typically unpaid. Other details of the local government system are left out here. It’s enough to say that this system has been in place for over thirty years and has proven to be effective in practice. Additionally, these assemblies serve as excellent training grounds for the political education of the people.
THE CONSTITUTION
It has already been shown that the sovereign's so-called coronation oath did not contemplate a national assembly in the Western sense of the term. The first assembly convened in obedience to the oath consisted of nobles and samurai only, and was found to be a virtually useless body. Not till 1873, when Itagaki Taisuke, seceding from the Cabinet on account of the Korean complication, became a warm advocate of appealing national questions to an elective assembly, did the people at large come to understand what was involved in such an institution. Thenceforth Itagaki became the centre of a more or less enthusiastic group of men advocating a parliamentary system, some from sincere motives, and others from a conviction that their failure to obtain posts was in a manner due to the oligarchical form of their country's polity.
It has already been shown that the sovereign's so-called coronation oath didn't include a national assembly in the way we understand it today. The first assembly that met in compliance with the oath consisted only of nobles and samurai, and it turned out to be nearly useless. Not until 1873, when Itagaki Taisuke left the Cabinet due to the Korean issue, did he become a strong supporter of bringing national issues before an elected assembly. It was then that the general population started to grasp what such an institution meant. From that point on, Itagaki became the focal point for a more or less enthusiastic group of people advocating for a parliamentary system, some driven by genuine beliefs and others convinced that their inability to secure positions was partly due to the oligarchical nature of their country's government.
When the Satsuma rebellion broke out, four years later, this band of Tosa agitators memorialized the Government, charging it with administering affairs in despite of public opinion; with ignoring popular rights, and with levelling down instead of up, since the samurai had been reduced to the class of commoners, whereas the latter should have been educated to the standard of the former. But the statesmen in power insisted that the nation was not yet ready to enjoy constitutional privileges. They did not, indeed, labour under any delusion as to the ultimate direction in which their reforms tended, but they were determined to move gradually, not precipitately. They had already (1874) arranged for the convention of an annual assembly of prefects who should act as channels of communication between the central authorities and the people in the provinces. This was designed to be the embryo of representative institutions, though obviously it bore that character in a very limited degree only.
When the Satsuma rebellion broke out four years later, this group of Tosa activists appealed to the Government, accusing it of running things without regard for public opinion; of disregarding people's rights, and of dragging everyone down instead of lifting them up, since the samurai had been reduced to the same status as commoners, while the latter should have been raised to the level of the former. However, the leaders in power insisted that the nation wasn’t ready to enjoy constitutional rights yet. They weren’t under any illusion about the eventual goal of their reforms, but they were committed to moving slowly, not hastily. By 1874, they had set up an annual assembly of prefects to serve as a link between the central authorities and the people in the provinces. This was meant to be the beginning of representative institutions, although it obviously only had that characteristic to a very limited extent.
In the following year (1875), the second step was taken by organizing a Senate (Genro-in), which consisted of official nominees and was charged with the duty of discussing and revising laws and ordinances prior to their promulgation. But it had no power of initiative, and its credit in the eyes of the nation was more or less injured by the fact that its members consisted for the most part of men for whom no posts could be found in the administration and who, without some steadying influence, might have been drawn into the current of discontent.
In the following year (1875), the next step was taken by setting up a Senate (Genro-in), made up of official nominees who were responsible for discussing and revising laws and regulations before they were announced. However, it didn’t have the power to propose new laws, and its reputation among the public suffered somewhat because most of its members were individuals who couldn’t find positions in the government and, without some stabilizing force, might have been swept up in the wave of discontent.
At this stage, an event occurred which probably moved the Government to greater expedition. In the spring of 1878, the great statesman, Okubo Toshimitsu, who had acted such a prominent part on the stage of the reformation drama, was assassinated. His slayers were avowedly sympathizers of Saigo, but in their statement of motives they assigned as their principal incentive the Government's failure to establish representative institutions. They belonged to a province far removed from Satsuma, and their explanation of the murder showed that they had little knowledge of Saigo's real sentiments. But the nation saw in them champions of a constitutional form of government, and the authorities appreciated the necessity of greater expedition. Thus, two months after Okubo's death, the establishment of elective assemblies in the prefectures and cities was proclaimed.
At this point, something happened that likely pushed the Government to act more quickly. In the spring of 1878, the influential statesman, Okubo Toshimitsu, who had played a key role in the reform movement, was assassinated. His killers openly supported Saigo, but in their explanation, they claimed that their main reason was the Government's failure to create representative institutions. They came from a province far away from Satsuma, and their justification for the murder showed they didn’t fully understand Saigo's true feelings. However, the nation saw them as defenders of a constitutional government, and the authorities recognized the need for quicker action. So, two months after Okubo's death, the establishment of elected assemblies in the prefectures and cities was announced.
ENGRAVING: OKUBO TOSHIMITSU
Reference has already been made to these and it will suffice here to note that their principal functions were to determine the amount and object of local taxes; to audit the accounts for the previous year; and to petition the Central Government, should that seem expedient. These assemblies represented the foundations of genuinely representative institutions, for although they lacked legislative power, they discharged parliamentary functions in other respects. In fact, they served as excellent training schools for the future Diet. But this did not at all satisfy Itagaki and his followers. They had now persuaded themselves that without a national assembly it would be impossible to oust the clique of clansmen who monopolized the prizes of power. Accordingly, Itagaki organized an association called Jiyu-to (Liberals), the first political party in Japan. Between the men in office and these visionary agitators a time of friction, more or less severe, ensued. The Government withheld from the people the privileges of free speech and public meeting, so that the press and the platform found themselves in frequent collision with the police. Thus, little by little, the Liberals came to be regarded as victims of official tyranny, so that they constantly obtained fresh adherents.
Reference has already been made to these, and it’s enough to note that their main functions were to determine the amount and purpose of local taxes; to audit the previous year’s accounts; and to petition the Central Government when it seemed necessary. These assemblies were the foundation of genuinely representative institutions, because although they didn’t have legislative power, they performed parliamentary functions in other ways. In fact, they acted as excellent training grounds for the future Diet. But this didn’t satisfy Itagaki and his followers at all. They convinced themselves that without a national assembly, it would be impossible to remove the group of clansmen who held all the power. As a result, Itagaki formed an association called Jiyu-to (Liberals), which was the first political party in Japan. This led to a time of tension, more or less severe, between those in office and these idealistic agitators. The Government denied the people the rights of free speech and public assembly, causing the press and public gatherings to frequently clash with the police. Gradually, the Liberals started to be seen as victims of official oppression, which helped them attract more supporters.
Three years subsequently (1881), another political crisis occurred. Okuma Shigenobu resigned his portfolio, and was followed into private life by many able politicians and administrators. These organized themselves into a party ultimately called Progressists (Shimpo-to), who, although they professed the same doctrine as the Liberals, were careful to maintain an independent attitude; thus showing that "Japan's first political parties were grouped, not about principles, but about persons."*
Three years later (1881), another political crisis happened. Okuma Shigenobu stepped down from his position, and many capable politicians and administrators followed him into private life. They formed a party eventually known as the Progressists (Shimpo-to), who, while expressing the same beliefs as the Liberals, were careful to maintain an independent stance; thus demonstrating that "Japan's first political parties were organized not around principles, but around individuals."*
*Encyclopaedia Britannica (11th edition); article "Japan," by
Brinkley.
*Encyclopaedia Britannica (11th edition); article "Japan," by
Brinkley.
It must not be supposed for a moment that the Progressists were conservative. There was no such thing as real conservatism in Japan at that time. The whole nation exhaled the breath of progress. Okuma's secession was followed quickly by an edict promising the convention of a national assembly in ten years. Confronted by this engagement, the political parties might have been expected to lay down their arms. But a great majority of them aimed at ousting the clan-statesmen rather than at setting up a national assembly. Thus, having obtained a promise of a parliament, they applied themselves to exciting anti-official sentiments in the future electorates; and as the Government made no attempt to controvert the prejudices thus excited, it was evident that when the promised parliament came into existence, it would become an arena for vehement attacks upon the Cabinet.
It shouldn't be assumed for a moment that the Progressists were conservative. There was no real conservatism in Japan at that time. The entire nation was filled with a sense of progress. Okuma's departure was quickly followed by a decree promising the establishment of a national assembly within ten years. Faced with this commitment, the political parties might have been expected to lay down their arms. However, the vast majority aimed to push out the clan-statesmen rather than to set up a national assembly. So, having secured a promise for a parliament, they focused on stirring up anti-official feelings among future voters; and since the Government made no effort to challenge these growing prejudices, it was clear that when the promised parliament was created, it would turn into a battleground for fierce attacks on the Cabinet.
Of course, as might have been expected, the ten years of agitated waiting, between 1881 and 1891, were often disfigured by recourse to violence. Plots to assassinate ministers; attempts to employ dynamite; schemes to bring about an insurrection in Korea—such things were not infrequent. There were also repeated dispersions of political meetings by order of police inspectors, as well as suspensions or suppressions of newspapers by the fiat of the Home minister. Ultimately it became necessary to enact a law empowering the police to banish persons of doubtful character from Tokyo without legal trial, and even to arrest and detain such persons on suspicion. In 1887, the Progressist leader, Okuma, rejoined the Cabinet for a time as minister of Foreign Affairs, but after a few months of office his leg was shattered by a bomb and he retired into private life and founded the Waseda University in Tokyo.
Of course, as expected, the ten years of restless waiting, from 1881 to 1891, were often marred by violence. There were plots to assassinate ministers, attempts to use dynamite, and plans to spark an uprising in Korea—these incidents were not uncommon. Political meetings were repeatedly broken up by police orders, and newspapers were suspended or shut down by the Home minister's decree. Eventually, it became necessary to pass a law giving the police the power to expel people of questionable character from Tokyo without a legal trial and even to arrest and detain such individuals based on suspicion. In 1887, the Progressist leader, Okuma, briefly rejoined the Cabinet as the minister of Foreign Affairs, but after a few months, his leg was blown off by a bomb, and he retired from public life to establish Waseda University in Tokyo.
It may indeed be asserted that during the decade immediately prior to the opening of the national assembly, "an anti-Government propaganda was incessantly preached from the platform and in the press." The Tokyo statesmen, however, were not at all discouraged. They proceeded with their reforms unflinchingly. In 1885, the ministry was recast, Ito Hirobumi—the same Prince Ito who afterwards fell in Manchuria under the pistol of an assassin—being appointed premier and the departments of State being reorganized on European lines. Then a nobility was created, with five orders, prince, marquis, count, viscount, and baron. The civil and penal laws were codified. The finances were placed on a sound footing. A national bank with a network of subordinate institutions was established. Railway construction was pushed on steadily. Postal and telegraph services were extended. The foundations of a strong mercantile marine were laid. A system of postal savings-banks was instituted. Extensive schemes of harbour improvement, roads, and riparian works were planned and put into operation. The portals of the civil service were made accessible solely by competitive examination. A legion of students was sent westward to complete their education, and the country's foreign affairs were managed with comparative skill.
It can definitely be said that in the decade leading up to the start of the national assembly, "anti-government propaganda was constantly promoted from the platform and in the media." However, the Tokyo leaders were not discouraged at all. They moved forward with their reforms without hesitation. In 1885, the ministry was restructured, with Ito Hirobumi—the same Prince Ito who was later assassinated in Manchuria—appointed as premier, and the government departments were reorganized based on European models. A nobility was established, with five ranks: prince, marquis, count, viscount, and baron. Civil and criminal laws were codified. The finances were put on solid ground. A national bank, along with a network of subsidiary institutions, was created. Railway construction was consistently advanced. Postal and telegraph services were expanded. The foundations for a strong commercial shipping fleet were established. A system of postal savings banks was introduced. Large-scale plans for improving harbors, roads, and river works were developed and executed. Access to the civil service was made available only through competitive exams. A wave of students was sent abroad to finish their education, and the country's foreign affairs were managed with a fair amount of skill.
PROMULGATION OF THE CONSTITUTION
On the 11th of February, 1889, the Constitution was promulgated amid signs of universal rejoicing. The day was signalized, however, by a terrible deed. Viscount Mori, one of Japan's most enlightened statesmen, was stabbed to death by Nishino Buntaro, a mere stripling, the motive being to avenge what the murderer regarded as a sacrilegious act, namely, that the viscount, when visiting the shrine at Ise in the previous year, had partially raised one of the curtains with his cane. The explanation given of this extraordinary act by a modern historian is that "Japan was suffering at the time from an attack of hysterical loyalty, and the shrine at Ise being dedicated to the progenitrix of the country's sovereigns, it seemed to Nishino Buntaro that when high officials began to touch the sacred paraphernalia with walking-sticks, the foundations of Imperialism were menaced." An interesting light is thrown upon the Japanese character in the sequel of this crime. During many subsequent years the tomb of Nishino received the homage of men and women who "worshipped achievement without regard to the nature of the thing achieved." There was a similar furore of enthusiasm over the would-be assassin of Okuma.
On February 11, 1889, the Constitution was announced amid widespread celebration. However, the day was marked by a horrific act. Viscount Mori, one of Japan's most enlightened statesmen, was murdered by Nishino Buntaro, a young man. The motive was to avenge what the murderer perceived as a desecration: the viscount had partially lifted one of the curtains during a visit to the shrine at Ise the previous year using his cane. A modern historian explains this shocking act by saying that "Japan was experiencing a wave of hysterical loyalty, and since the shrine at Ise is dedicated to the ancestor of the country's rulers, it seemed to Nishino Buntaro that when high officials began to touch the sacred objects with walking sticks, the foundations of Imperialism were under threat." The aftermath of this crime sheds light on the Japanese character. For many years afterward, Nishino's grave received tributes from men and women who "admired achievement regardless of the nature of what was achieved." There was a similar frenzy of admiration for the would-be assassin of Okuma.
PROVISIONS OF THE CONSTITUTION
The framers of the Constitution, chief among whom was Prince Ito, naturally took care not to make its provisions too liberal. The minimum age for electors and elected was fixed at twenty-five and the property qualification at payment of direct taxes aggregating not less than fifteen yen (30s. $7.20) annually.
The creators of the Constitution, mainly Prince Ito, made sure not to set its rules too liberally. The minimum age for voters and those running for office was set at twenty-five, and there was a property requirement of paying direct taxes totaling at least fifteen yen (30s. $7.20) each year.
A bicameral system was adopted. The House of Peers was in part hereditary, in part elective (one representative of the highest tax-payers in each prefecture), and in part nominated by the sovereign (from among men of signal attainments), while the House of Representatives consisted of three hundred elected members. In the eyes of party politicians this property qualification was much too high; it restricted the number of franchise-holders to 460,000 in a nation of nearly fifty millions. A struggle for the extension of the franchise commenced immediately, and, after nearly ten years, the Government framed a bill lowering the qualification to ten yen for electors; dispensing with it altogether in the case of candidates; inaugurating secret ballots; extending the limits of the electorates so as to include the whole of a prefecture, and increasing the members of the lower house to 363. By this change of qualification the number of franchise holders was nearly doubled.
A bicameral system was established. The House of Peers was partly hereditary, partly elected (one representative from the highest taxpayers in each prefecture), and partly appointed by the sovereign (from distinguished individuals), while the House of Representatives included three hundred elected members. Party politicians viewed this property requirement as way too high; it limited the number of voters to 460,000 in a nation of nearly fifty million. A fight for expanding voting rights started right away, and after almost ten years, the Government created a bill that lowered the qualification to ten yen for voters; eliminated it completely for candidates; introduced secret ballots; expanded the boundaries of electorates to cover the entire prefecture, and increased the number of members in the lower house to 363. This change in qualification nearly doubled the number of voters.
ENGRAVING: THE LATE PRINCE ITO
As for the provisions of the Constitution, they differed in no respect from those of the most advanced Western standard. One exception to this statement must be noted, however. The wording of the document lent itself to the interpretation that a ministry's tenure of office depended solely on the sovereign's will. In other words, a Cabinet received its mandate from the Throne, not from the Diet. This reservation immediately became an object of attack by party politicians. They did not venture to protest against the arrangement as an Imperial prerogative. The people would not have endured such a protest. The only course open for the party politicians was to prove practically that a ministry not responsible to the legislature is virtually impotent for legislation.
The provisions of the Constitution were in line with the most advanced Western standards. However, one exception should be mentioned. The wording of the document allowed for the interpretation that a ministry's time in office was based solely on the sovereign's will. In other words, a Cabinet got its mandate from the Throne, not from the Diet. This point quickly became a target for criticism from party politicians. They didn’t dare to oppose the arrangement as an Imperial privilege, since the public would not have tolerated such a protest. The only option for the party politicians was to demonstrate that a ministry not accountable to the legislature is essentially powerless to legislate.
Success has not attended this essay. The Throne continues, nominally at all events, to appoint and dismiss ministers. As for the proceedings of the diet, the most salient feature was that, from the very outset, the party politicians in the lower chamber engaged in successive attacks upon the holders of power. This had been fully anticipated; for during the whole period of probation antecedent to the meeting of the first Diet, the party politicians had been suffered to discredit the Cabinet by all possible means, whereas the Cabinet had made no effort to win for themselves partisans in the electorates. They relied wholly upon the sovereign's prerogative, and stood aloof from alliances of any kind, apparently indifferent to everything but their duty to their country. Fortunately, the House of Peers ranged itself steadfastly on the side of the Cabinet throughout this struggle, and thus the situation was often saved from apparently pressing danger. The war with China (1894-1895) greatly enhanced the Diet's reputation; for all the political parties, laying aside their differences, without a dissenting voice voted funds for the prosecution of the campaign.
Success has not come to this essay. The Throne still, at least in name, has the power to appoint and dismiss ministers. As for the events of the diet, the most noticeable aspect was that, right from the beginning, the party politicians in the lower chamber launched continuous attacks against those in power. This was fully expected; throughout the entire period leading up to the first Diet, the party politicians had been allowed to undermine the Cabinet by every means possible, while the Cabinet had made no effort to gain support from the electorate. They relied completely on the sovereign's authority and stayed away from any alliances, seemingly uninterested in anything but their duty to the country. Fortunately, the House of Peers steadfastly supported the Cabinet during this struggle, which often saved the situation from imminent danger. The war with China (1894-1895) significantly boosted the Diet's reputation; all political parties, putting aside their differences, unanimously voted to allocate funds for the campaign.
POLITICAL PARTIES
During several years the House of Representatives continued to be divided into two great parties with nearly equally balanced power—the Liberals and the Progressists, together with a few minor coteries. But, in 1898, the Liberals and Progressists joined hands, thus coming to wield a large majority in the lower house. Forthwith, the Emperor, on the advice of Prince Ito, invited Counts Okuma and Itagaki to form a Cabinet. An opportunity was thus given to the parties to prove the practical possibility of the system they had so long lauded in theory. The united parties called themselves Constitutionists (Kensei-to). Their union lasted barely six months, and then "the new links snapped under the tension of the old enmities."
For several years, the House of Representatives remained split between two major parties with almost equal power—the Liberals and the Progressists, along with a few smaller groups. In 1898, however, the Liberals and Progressists joined forces, gaining a significant majority in the lower house. Immediately, the Emperor, following Prince Ito's advice, invited Counts Okuma and Itagaki to form a Cabinet. This was a chance for the parties to demonstrate the real-world effectiveness of the system they had long praised in theory. The united parties called themselves Constitutionists (Kensei-to). Their alliance lasted just six months before "the new links broke under the strain of the old rivalries."
A strange thing now happened. The Liberals invited Prince Ito to be their leader, and he agreed on condition that his followers should obey him implicitly. A new and powerful party was thus formed under the designation of Friends of the Constitution (Rikken Seiyukai). Thus, the Liberals not only enlisted under the statesmen whose overthrow they had for nearly twenty years sought to effect, but also they practically expunged from their platform an essential article of faith—parliamentary cabinets. Another proof was here furnished that political combinations in Japan were based rather on persons than on principles.
A strange thing happened next. The Liberals asked Prince Ito to be their leader, and he agreed on the condition that his followers would obey him completely. This led to the formation of a new and powerful party called the Friends of the Constitution (Rikken Seiyukai). So, the Liberals not only aligned themselves with the politicians they had tried to remove for nearly twenty years, but they also basically removed a key belief from their platform—parliamentary cabinets. This further proved that political alliances in Japan were more about individuals than about principles.
As for the new party, even Prince Ito's wonderful talents and unequalled prestige failed to hold successfully the reins of the heterogeneous team which he had now undertaken to drive. The House of Peers opposed him on account of his association with political parties, and he at once resigned the premiership. The party he had formed did not, however, dissolve. Prince Ito, indeed, stepped out of its ranks, but he was succeeded by his intimate friend, Marquis Saionji, one of Japan's blue-blooded aristocrats, and to him the Constitutionists have yielded implicit obedience ever since. For the rest, it is impossible to foresee what the outcome of the parliamentary system will be in Japan. Up to the present the principal lesson learned by politicians seems to have been the value of patience. The Constitutionists have shown that they are quite ready to support a Cabinet entirely independent of parties, where its measures seem conducive to the nation's good. Such a Cabinet was that of Prince Katsura, who, in turn, after three years' tenure of office, stepped down quietly in August, 1911, to make way for the Constitutionists, under Marquis Saionji. In a word, the nation seems to have arrived at the conclusion that these parliamentary problems cannot be safely solved except by long and deliberate experiment.*
As for the new party, even Prince Ito's amazing skills and unmatched reputation couldn't keep the mixed group he had taken on in line. The House of Peers opposed him because of his ties to political parties, so he immediately stepped down as prime minister. However, the party he created didn't dissolve. Prince Ito left, but his close friend, Marquis Saionji, one of Japan's elite aristocrats, took his place, and the Constitutionists have followed him without question ever since. Moreover, it's hard to predict what will happen with the parliamentary system in Japan. So far, the main lesson politicians seem to have learned is the importance of patience. The Constitutionists have shown they're willing to support a Cabinet that's entirely independent of political parties when its actions seem to benefit the nation. Such a Cabinet was that of Prince Katsura, who, after three years in office, quietly stepped down in August 1911 to make room for the Constitutionists under Marquis Saionji. In short, the nation appears to have come to the conclusion that these parliamentary issues can't be safely resolved without extensive and careful experimentation.
*For minute information about party politics and parliamentary procedure see the "Oriental Series," Vol. IV.
*For detailed information about party politics and parliamentary procedures, check out the "Oriental Series," Vol. IV.*
AGRICULTURE AND INDUSTRY
The growth of agricultural and industrial enterprise is one of the most remarkable features of modern Japan. Up to the beginning of the Meiji era, agriculture almost monopolized attention, manufacturing industry being altogether of a domestic character. Speaking broadly, the gross area of land in Japan, exclusive of Saghalien, Korea, and Formosa is seventy-five million acres, and of this only some seventeen millions are arable. It may well be supposed that as rice is the principal staple of foodstuff, and as the area over which it can be produced is so limited, the farmers have learned to apply very intensive methods of cultivation. Thus it is estimated that they spend annually twelve millions sterling—$60,000,000—on fertilizers. By unflinching industry and skilled processes, the total yield of rice has been raised to an annual average of about fifty million koku; that is to say, two hundred and fifty million bushels. But the day cannot be far distant when the growth of the population will outstrip that of this essential staple, and unless the assistance of Korea and Formosa can be successfully enlisted, a problem of extreme difficulty may present itself. Meanwhile, manufacturing industry has increased by leaps and bounds. Thus, whereas at the opening of the Meiji era, every manufacture was of a domestic character, and such a thing as a joint-stock company did not exist, there are now fully 11,000 factories giving employment to 700,000 operatives, and the number of joint-stock companies aggregates 9000. Evidently, Japan threatens to become a keen competitor of Europe and America in all the markets of the Orient, for she possesses the advantage of propinquity, and as well an abundance of easily trained labour. But there are two important conditions that offset these advantages. In the first place Japanese wages have increased so rapidly that in the last fifteen years they have nearly doubled, and, secondly, it must be remembered that Japanese labour is not so efficient as that of Europe and America.
The growth of agriculture and industry is one of the most striking features of modern Japan. Up until the start of the Meiji era, agriculture held almost all the focus, while manufacturing was entirely local. Broadly speaking, the total land area in Japan, excluding Sakhalin, Korea, and Taiwan, is seventy-five million acres, with only about seventeen million acres suitable for farming. Given that rice is the main staple food and the space for its cultivation is quite limited, farmers have learned to use very intensive farming methods. They are estimated to spend around twelve million pounds—$60 million—on fertilizers each year. Through hard work and skilled techniques, the total rice yield has been raised to an annual average of about fifty million koku, which is two hundred and fifty million bushels. However, it won't be long before the population growth surpasses production of this essential staple, and unless Korea and Taiwan can effectively be involved, a significant challenge may arise. Meanwhile, the manufacturing sector has grown rapidly. At the beginning of the Meiji era, all manufacturing was local, and there were no joint-stock companies; now there are more than 11,000 factories employing 700,000 workers, and about 9,000 joint-stock companies. Clearly, Japan is poised to become a strong competitor against Europe and America in all Eastern markets, benefiting from its proximity and a large pool of easily trained labor. However, there are two key factors that balance out these advantages. First, Japanese wages have risen so quickly that they have nearly doubled in the last fifteen years, and secondly, it’s important to note that Japanese labor is not as efficient as that in Europe and America.
ENGRAVING: SEAL OF MUTSUHITO, THE LATE EMPEROR
RAILWAYS
The work of railway construction, which may be said to have commenced with the Meiji era, has not advanced as rapidly as some other undertakings. The country has now only 5770 miles of lines open to traffic and 1079 miles under construction. All these railways may be said to have been built with domestic capital. Nearly the whole was nationalized in 1907, so that the State has paid out altogether sixty-six million pounds sterling—$325,000,000—on account of railways, an investment which yields a net return of about three and a half millions sterling—$17,000,000—annually.
The railway construction work, which started in the Meiji era, hasn't progressed as quickly as some other projects. The country currently has only 5,770 miles of tracks open for use and 1,079 miles under construction. All these railways have been built with domestic funding. Almost all of them were nationalized in 1907, so the State has spent a total of sixty-six million pounds sterling—$325,000,000—on railways, an investment that returns about three and a half million pounds sterling—$17,000,000—each year.
THE MERCANTILE MARINE
Another direction in which Japanese progress has been very marked is in the development of a mercantile marine. At an early period of the country's modern history, her statesmen recognized that transports are as necessary to the safety of a State as are soldiers, and, in fact, that the latter cannot be utilized without the former. The Government, therefore, encouraged with liberal subsidies and grants-in-aid the purchase or construction of ships, the result being that whereas, in 1871, Japan's mercantile marine comprised only forty-six ships with a total tonnage of 17,948, the corresponding figures in 1910 were 6436 and 1,564,443 respectively. In the war with China in 1894-1895, as well as in that with Russia in 1904-1905, Japan was able to carry large armies to the Asiatic continent in her own vessels, thus demonstrating the wisdom of the policy pursued by the Government, although it had been habitually denounced by the enemies of subsidies in any circumstances. Shipbuilding yards had also been called into existence, and there are now four of them where vessels aggregating 87,495 tons have been built.
Another area where Japan has made significant progress is in developing its merchant navy. Early in its modern history, Japanese leaders understood that transport is as vital to the safety of a country as soldiers are, and in fact, soldiers can't be effectively used without transport. The government, therefore, supported the purchase or construction of ships with generous subsidies and grants, resulting in a remarkable increase; while in 1871 Japan's merchant fleet had only forty-six ships totaling 17,948 tons, by 1910 those numbers had jumped to 6,436 ships and 1,564,443 tons. During the war with China from 1894 to 1895 and the war with Russia from 1904 to 1905, Japan successfully transported large armies to the Asian continent using its own vessels, proving the effectiveness of the government's policy, even though it had often been criticized by those opposed to subsidies. Shipyards were also established, and there are now four where ships totaling 87,495 tons have been built.
THE ARMY
It has been seen that the Satsuma rebellion of 1877 severely taxed the military resources of the empire. In fact, the organization of special brigades to supplement the conscripts was found necessary. Therefore, two years later, the conscription law was revised, the total term of service being increased from seven years to ten, with the result that the number of trained soldiers who could be called out in case of war became larger by fully one-half. Further, in 1882, another expansion of armaments was effected in obedience to an Imperial decree, so that when war with China broke out in 1894, Japan possessed an available force of seven divisions (including the guards), and these, raised to a war-footing, represented about 150,000 men. She had already learned that, however civilized the Occident might claim to be, all the great States of the West depended mainly on military and naval force, and that only by a demonstration of that force could international respect be won.
The Satsuma rebellion of 1877 significantly strained the military resources of the empire. In fact, it became necessary to organize special brigades to support the conscripts. Two years later, the conscription law was revised, extending the total term of service from seven years to ten, which resulted in a 50% increase in the number of trained soldiers available for wartime. Additionally, in 1882, more expansion of armaments occurred under an Imperial decree, so that when war with China started in 1894, Japan had seven divisions (including the guards) ready, amounting to around 150,000 men. Japan had already realized that, despite claims of civilization, all major Western countries primarily relied on military and naval power, and that only by demonstrating this might could they gain international respect.
Of course, this creed was not publicly proclaimed. Firmly as Japanese statesmen believed it, they could not confess their conviction openly in the Diet, and therefore much difficulty was experienced in inducing the two houses to endorse the Government's scheme of increased armaments. Indeed, the subject came to be a frequent topic of discussion between the Cabinet and the House of Representatives, and in the end Japan was obliged to go into war against China without a single line-of-battle ship, though her adversary possessed two. Nevertheless, the Island Empire emerged signally victorious.
Of course, this belief wasn't announced publicly. Even though Japanese leaders strongly believed it, they couldn't openly admit their convictions in the Diet, which made it challenging to get the two houses to support the government's plan for increased military spending. In fact, this topic frequently came up in discussions between the Cabinet and the House of Representatives, and ultimately, Japan had to go to war against China without a single battleship, while China had two. Still, the Island Empire emerged as a notable victor.
It might have been supposed that she would then rest content with the assurance of safety her prowess had won. But, in the immediate sequel of the war, three of the great European powers, Russia, Germany, and France, joined hands to deprive Japan of the fruits of her victory by calling upon her to vacate the southern littoral of Manchuria from the mouth of the Yalu to the Liaotung peninsula. Japan thus acquired the conviction that her successes against China were not estimated by Western States as any great evidence of belligerent power, and that it would be necessary for her to fight again if she hoped to win any considerable measure of international respect. Prince Ito, then prime minister, keenly appreciated this necessity. He invited the Diet to vote for a substantial increment of land and sea forces, and after much opposition in the House of Representatives, funds were obtained for raising the army to thirteen divisions and for an increase of the navy which will be by and by spoken of.
It might have been thought that she would then feel satisfied with the sense of safety her skills had achieved. But immediately after the war, three of the major European powers—Russia, Germany, and France—joined forces to take away Japan's victory by demanding that she leave the southern coast of Manchuria from the mouth of the Yalu River to the Liaotung Peninsula. Japan then realized that her victories over China were not seen by Western countries as significant proof of military strength, and that she would need to fight again if she wanted to earn any real international respect. Prince Ito, who was the prime minister at the time, understood this necessity well. He urged the Diet to vote for a significant increase in land and naval forces, and after facing considerable opposition in the House of Representatives, funding was secured to expand the army to thirteen divisions and to increase the navy, which will be discussed later.
The wisdom of these measures found full justification, in 1904, when swords had to be crossed with Russia. After that war, which raised Japan to a leading place among the nations, the old problem came up again for solution. Once more the Elder Statesmen—as the Meiji leaders were called—asked the Diet to maintain the organization of the army at the point to which it had been carried during the war, and once more the lower house of the Diet proved very difficult to persuade. Ultimately, however, the law of military service was revised so that the fixed establishment became nineteen divisions, together with various special corps. It is not possible to speak with absolute accuracy of the force that Japan is now capable of mobilizing, but when the new system is in full working order, she will be able to put something like a million and a half of men into the fighting line. Her military budget amounts to only seven millions sterling—$35,000,000—a wonderfully small sum considering the results obtained.
The wisdom of these measures was fully justified in 1904 when Japan had to go to war with Russia. After that conflict, which elevated Japan to a leading position among nations, the old issue resurfaced for resolution. Once again, the Elder Statesmen—known as the Meiji leaders—requested that the Diet keep the army organized at the level it reached during the war, and once more, the lower house of the Diet proved quite difficult to convince. Ultimately, however, the military service law was revised so that the fixed establishment became nineteen divisions, along with various special corps. It's hard to be completely accurate about the force Japan can now mobilize, but once the new system is fully operational, she will be able to deploy around one and a half million men into combat. Her military budget is only seven million sterling—$35,000,000—which is an impressively small amount considering the results achieved.
THE NAVY
It has been shown how, in the year 1636, the Bakufu Government strictly interdicted the building of all vessels of ocean-going capacity. The veto naturally precluded enterprise in the direction of naval expansion, and when Commodore Perry, at the head of a powerful squadron, arrived in Uraga Bay, two centuries afterwards, the Japanese were suddenly and vividly instructed in the enormous power of a nation wielding such weapons of war. This object lesson having been most practically inculcated by the bombardments of Kagoshima and Shimonoseki, Japan saw that she must not lose one moment in equipping herself with a naval force. At first, she had to purchase all her ships from foreign countries, and so difficult was it to obtain parliamentary support for these acquisitions that, as already stated, when war with the neighbouring empire broke out in 1894, she did not possess a single ironclad, her strongest vessels being four second-class cruisers, which, according to modern ideas, would not be worthy of a place in the fighting line.
It’s been shown that in 1636, the Bakufu Government strictly prohibited the construction of any ocean-going vessels. This ban effectively halted any efforts toward expanding the navy. When Commodore Perry arrived in Uraga Bay with a powerful fleet two centuries later, the Japanese were suddenly made aware of the immense power of a nation with such military capabilities. This lesson was driven home by the bombardments of Kagoshima and Shimonoseki, making Japan realize that it had to quickly build up its naval forces. Initially, Japan had to purchase all its ships from foreign countries, and it was so challenging to gain parliamentary support for these purchases that, as mentioned earlier, when war broke out with the neighboring empire in 1894, Japan didn’t have a single ironclad; its strongest vessels were four second-class cruisers, which, by today’s standards, wouldn’t be considered worthy of front-line service.
During the next ten years the teachings of experience took deeper root, and when the great combat with Russia commenced, the Japanese navy included four ironclads and six armoured cruisers. The signal victories obtained by her in that war did not induce any sentiment of self-complacency. She has gone on ever since increasing her navy, and the present programme of her statesmen is that by the end of 1921, she will possess twenty-five units of the first fighting line; that figure being based on the principle that she should be competent to encounter the greatest force which any foreign State, England excluded, will be able to mass in Far Eastern waters ten years hence. Her annual expenditure on account of the up-keep of her navy is at present three and one-quarter million pounds sterling $17,000,000. No feature is more remarkable than the fact that Japan can now build and equip in her own yards and arsenals warships of the largest size. She is no longer dependent on foreign countries for these essentials of safety.
Over the next ten years, the lessons learned became firmly established, and when the major conflict with Russia began, the Japanese navy had four ironclads and six armored cruisers. The significant victories achieved during that war didn't lead to any feelings of complacency. Since then, Japan has continued to expand its navy, and the current plan from her leaders is that by the end of 1921, she will have twenty-five units of the first fighting line. This number is based on the understanding that she should be capable of facing the largest force any foreign nation, excluding England, could gather in Far Eastern waters a decade from now. Her annual spending to maintain the navy currently stands at three and a quarter million pounds sterling ($17,000,000). One of the most notable aspects is that Japan can now build and equip large warships in its own shipyards and arsenals. She is no longer reliant on foreign countries for these critical components of security.
ENGRAVING: NIJU-BASHI (DOUBLE BRIDGE) (Entrance to the present
Imperial Palace, at Tokyo)
ENGRAVING: NIJU-BASHI (DOUBLE BRIDGE) (Entrance to the current
Imperial Palace, in Tokyo)
CHAPTER XLVII
WARS WITH CHINA AND RUSSIA
THE SAGHALIEN COMPLICATION
ONE of the problems which invited the attention of the new Government early in the Meiji era had been handed down from the days of feudalism. In those days, neither Yezo nor Saghalien nor the Kurile Islands were under effective Japanese administration. The feudatory of Matsumae had his castle at the extreme south of Yezo, but the jurisdiction he exercised was only nominal. Yet the earliest explorers of Saghalien were certainly Japanese. As far back as 1620, some vassals of the Matsumae feudatory landed on the island and remained there throughout a winter. The supposition then was that Saghalien formed part of the Asiatic mainland. But, in 1806, Mamiya Rinzo, a Japanese traveller, voyaged up and down the Amur, and, crossing to Saghalien, discovered that a narrow strait separated it from the continent. There still exists in Europe a theory that Saghalien's insular character was discovered first by a Russian, Captain Nevelskoy, in 1849, but in Japan the fact had already been known.
ONE of the problems that caught the attention of the new Government early in the Meiji era stemmed from the days of feudalism. Back then, neither Yezo, Saghalien, nor the Kurile Islands were effectively administered by Japan. The feudal lord of Matsumae had his castle at the far south of Yezo, but his authority was merely nominal. However, the earliest explorers of Saghalien were definitely Japanese. As early as 1620, some vassals of the Matsumae feudal lord landed on the island and stayed there for the winter. At that time, it was believed that Saghalien was part of the Asian mainland. But in 1806, Mamiya Rinzo, a Japanese traveler, sailed up and down the Amur River, and upon crossing to Saghalien, discovered that a narrow strait separated it from the continent. There is still a theory in Europe that the insular nature of Saghalien was first identified by a Russian, Captain Nevelskoy, in 1849, but this fact had already been known in Japan.
Saghalien commands the estuary of the Amur, and Muravieff, the distinguished Russian commander in East Asia, appreciated the necessity of acquiring the island for his country. In 1858, he visited Japan with a squadron and demanded that the Strait of La Pérouse, which separates Saghalien from Yezo, should be regarded as the Russo-Japanese frontier. Japan naturally refused a proposal which would have given the whole of Saghalien to Russia, and Muravieff then resorted to the policy of sending emigrants to settle on the island. Two futile attempts to prevent this process of gradual absorption were made by the Japanese Government; they first proposed a division of the island, and afterwards they offered to purchase the Russian portion for a sum of about £400,000—$2,000,000. St. Petersburg seemed inclined to acquiesce, but the bargain provoked opposition in Tokyo, and not until 1875 was a final settlement reached, the conditions being that Japan should recognize Russia's title to the whole of Saghalien and Russia should recognize Japan's title to the Kuriles. These latter islands had always been regarded as Japanese property, and therefore the arrangement now effected amounted to the purchase of an area of Japanese territory by Russia, who paid for it with a part of Japan's belongings. An interesting sequel to this chapter of history is that, thirty years later, Saghalien became the scene of a Japanese invasion and was ultimately divided between the two nations along the fiftieth parallel, which was precisely what the Bakufu statesmen had originally proposed.
Saghalien controls the estuary of the Amur, and Muravieff, the notable Russian commander in East Asia, recognized the importance of securing the island for his country. In 1858, he visited Japan with a fleet and demanded that the Strait of La Pérouse, which separates Saghalien from Yezo, be acknowledged as the Russo-Japanese border. Japan naturally rejected a proposal that would have given all of Saghalien to Russia, and Muravieff then turned to the strategy of sending settlers to the island. The Japanese Government made two unsuccessful attempts to stop this process of gradual takeover; first, they suggested dividing the island, and later they offered to buy the Russian part for about £400,000—$2,000,000. St. Petersburg seemed willing to agree, but the deal faced opposition in Tokyo, and it wasn't until 1875 that a final agreement was reached. The terms were that Japan would recognize Russia's claim to all of Saghalien and Russia would recognize Japan's claim to the Kuriles. These latter islands had always been seen as Japanese territory, so the arrangement effectively amounted to Russia purchasing an area of Japanese land by compensating it with a portion of Japan’s assets. An interesting follow-up to this historical chapter is that, thirty years later, Saghalien became the site of a Japanese invasion and was eventually divided between the two nations along the fiftieth parallel, which was exactly what the Bakufu statesmen had originally proposed.
THE FORMOSAN EXPEDITION
The expedition of Formosa in 1874 has already been spoken of. Insignificant in itself, the incident derived vicarious interest from its effect upon the relations between Japan and China in connexion with the ownership of the Ryukyu Islands. Lying a little south of Japan, these islands had for some centuries been regarded as an appanage of the Satsuma fief, and the language spoken by their inhabitants showed unmistakable traces of affinity with the Japanese tongue. Therefore when, in 1873, the crew of a wrecked Ryukyuan junk was barbarously treated by the Formosan aborigines, the Yedo Government at once sought redress from Peking. But the Chinese paid no attention to this demand until a force of Japanese troops had made a punitory visit to Formosa, and China, recognizing that her territory had been invaded, lodged a protest which would probably have involved the two empires in a war had not the British minister in Peking intervened. The arrangement made was that China should indemnify Japan to the extent of the expenses incurred by the latter in punishing the aborigines.
The Formosa expedition in 1874 has already been discussed. While it was minor in itself, the incident gained attention due to its impact on the relationship between Japan and China regarding the ownership of the Ryukyu Islands. Located just south of Japan, these islands had been considered a part of the Satsuma domain for centuries, and the language of the inhabitants clearly showed similarities to Japanese. So, when in 1873 the crew of a stranded Ryukyuan boat was brutally treated by the Formosan natives, the Yedo Government immediately sought compensation from Peking. However, the Chinese ignored this request until Japanese troops made a punitive visit to Formosa, leading China to recognize that its territory had been invaded and to file a protest. This could have potentially led to war between the two empires, but the British minister in Peking stepped in to help. The agreement reached was that China would compensate Japan for the costs incurred in punishing the natives.
THE RYUKYU COMPLICATION
A fact collaterally established by the Formosan affair was that the Ryukyu Islands belonged to Japan, and, in 1876, the system of local government already inaugurated in Japan proper was extended to Ryukyu, the ruler of the latter being pensioned. China now formulated a protest. She claimed that Ryukyu had always been a tributary of her empire. But China's interpretation of "tribute" was essentially unpractical. "So long as her own advantage could be promoted, she regarded as a token of vassalage the presents periodically carried to her Court from neighbouring States, but so soon as there arose any question of discharging a suzerain's duties, she classed these offerings as an insignificant interchange of neighbourly courtesy." Undoubtedly Ryukyu, from time to time, had followed the custom of despatching gift-bearing envoys to Peking, just as Japan herself had done. But it was on clear record that Ryukyu had been subdued by Satsuma without any attempt whatever on China's part to save the islands from that fate; that thereafter, during two centuries, they had been included in the Satsuma fief, and that China, in the settlement of the Formosan complication, had constructively acknowledged Japan's title to the group. Each empire asserted its claims with equal assurance, and things remained thus until 1880, when General Grant, who visited Japan in the course of a tour round the world, suggested a peaceful compromise. A conference met in Peking, and it was agreed that the islands should be divided, Japan taking the northern part and China the southern. But at the moment of signing the convention, China drew back, and the discussion ended in Japan retaining the islands, China's protests being pigeonholed.
A fact indirectly established by the Formosan affair was that the Ryukyu Islands belonged to Japan. In 1876, the local government system already in place in Japan was extended to Ryukyu, with the ruler of Ryukyu being given a pension. China then filed a protest, claiming that Ryukyu had always been a tributary of its empire. However, China's view of "tribute" was quite impractical. As long as it benefited her, China saw gifts brought to her Court from neighboring states as a sign of subservience, but when it came to fulfilling a suzerain's responsibilities, she dismissed these gifts as mere neighborly courtesy. It was clear that Ryukyu had periodically sent envoys bearing gifts to Beijing, just as Japan had done. Yet, it was well-documented that Ryukyu had been conquered by Satsuma without any effort from China to protect the islands; for two centuries they had been part of the Satsuma domain, and in the resolution of the Formosan issue, China effectively acknowledged Japan's claim to the islands. Both empires confidently asserted their claims, and this situation continued until 1880, when General Grant, visiting Japan during his world tour, proposed a peaceful compromise. A conference took place in Beijing, and it was agreed that the islands would be divided, with Japan taking the northern part and China the southern. However, just as the convention was about to be signed, China pulled back, resulting in Japan retaining the islands while China's protests were ignored.
KOREAN COMPLICATION
Sufficient reference has already been made in these pages to the series of events that terminated in 1875, when Japan, by a display of partly fictitious force, drew Korea out of international isolation and signed with the Peninsular Kingdom a treaty acknowledging the latter's independence.
Sufficient reference has already been made in these pages to the series of events that ended in 1875, when Japan, by showing a somewhat fake show of strength, pulled Korea out of international isolation and signed a treaty with the Peninsular Kingdom that recognized its independence.
WAR WITH CHINA
During the centuries when China occupied the undisputed position of first in might and first in civilization on the Asiatic continent, her habit was to use as buffer states the small countries lying immediately beyond her borders. But she always took care to avoid any responsibilities that might grow out of this arrangement. In a word, the tide of foreign aggression was to be checked by an understanding that these little countries shared the inviolability of great China, but it was understood, at the same time, that the consequences of their own acts must rest upon their own heads. Such a system, having no bases except sentiment and prestige, soon proved futile in the face of Occidental practicality. Burma, Siam, Annam, and Tonking, one by one, ceased to be dependent on China and independent towards all other nations.
During the centuries when China held the top spot in power and civilization on the Asian continent, it often relied on the small countries just outside its borders as buffer states. However, China was careful to avoid any responsibilities that might come from this arrangement. In short, foreign aggression was to be stopped by an agreement that these small nations shared in the protection of great China, but it was also understood that the outcomes of their actions were their own responsibility. This system, lacking any solid foundation other than feelings and prestige, quickly proved ineffective against Western practicality. Countries like Burma, Siam, Annam, and Tonkin gradually moved away from dependence on China and became independent from all other nations.
In Korea's case, however, the fiction proved more tenacious, since the peninsula furnished easy access to Manchuria, the cradle of the Manchu dynasty. But while seeking to maintain the old-time relations with Korea, Chinese statesmen clung uniformly to traditional methods. They refrained from declaring Korea a dependency of China, yet they sought to keep up "the romance of ultimate dependency and intermediate sovereignty." It was thus that, in 1876, Korea was allowed to conclude with Japan a treaty describing the former as "an independent State enjoying the same rights as Japan," nor did the Peking Government make any protest when the United States, Great Britain, and other powers concluded similar treaties.
In Korea's situation, however, the narrative was more stubborn, as the peninsula provided easy access to Manchuria, the birthplace of the Manchu dynasty. But while trying to maintain the old relations with Korea, Chinese leaders consistently relied on traditional methods. They avoided declaring Korea a dependency of China but aimed to uphold "the romance of ultimate dependency and intermediate sovereignty." This was how, in 1876, Korea was permitted to sign a treaty with Japan that referred to it as "an independent State enjoying the same rights as Japan," and the Peking Government did not protest when the United States, Great Britain, and other countries signed similar treaties.
To exercise independence in practice, however, was not permitted to Korea. A Chinese resident was stationed in Seoul, the Korean capital, and he quickly became an imperium in imperio. Thenceforth Japan, in all her dealings with the Peninsular Kingdom, found the latter behaving as a Chinese dependency, obeying the Chinese resident in everything. Again and again, Japanese patience was tried by these anomalous conditions, and although nothing occurred of sufficient magnitude to warrant official protest, the Tokyo Government became sensible of perpetual rebuffs and humiliating interferences at China's hands. Korea herself suffered seriously from this state of national irresponsibility. There was no security of life and property, or any effective desire to develop the country's resources. If the victims of oppression appealed to force, China readily lent military assistance to suppress them, and thus the royal family of Korea learned to regard its tenure of power as dependent on ability to conciliate China.
However, exercising independence was not allowed for Korea. A Chinese official was stationed in Seoul, the Korean capital, and he quickly became a ruler within a ruler. From that point on, Japan found Korea acting like a Chinese dependency, obeying the Chinese official in everything. Time and again, Japan’s patience was tested by these strange conditions, and although nothing happened that was serious enough to provoke an official protest, the Tokyo Government became aware of constant insults and humiliating interference from China. Korea itself suffered greatly from this lack of national responsibility. There was no security for life and property, nor any real interest in developing the country’s resources. When the oppressed sought to fight back, China was quick to provide military support to suppress them, leading the Korean royal family to see their hold on power as dependent on their ability to placate China.
On Japan's side, also, the Korean question caused much anxiety. It was impossible for the Tokyo statesmen to ignore the fact that their country's safety depended largely on preserving Korea from the grasp of a Western power. They saw plainly that such a result might at any moment be expected if Korea was suffered to drift into a state of administrative incompetence. Once, in 1882, and again, in 1884, when Chinese soldiers were employed to suppress reform movements which would have impaired the interests of the Korean monarch, the latter's people, counting Japan to be the source of progressive tendencies in the East, destroyed her legation in Seoul, driving its inmates out of the city. Japan was not yet prepared to assert herself forcibly in redress of such outrages, but in the ensuing negotiations she acquired titles that "touched the core of China's alleged Suzerainty." Thus, in 1882, Japan obtained recognition of her right to protect her legation with troops; and, in 1885, a convention, signed at Tientsin, pledged each of the contracting parties not to send a military force to Korea without notifying the other.
On Japan's side, the Korean issue also caused a lot of anxiety. Tokyo's leaders couldn't overlook the reality that their country's safety depended significantly on keeping Korea out of the hands of a Western power. They clearly understood that this threat could arise at any time if Korea were allowed to fall into a state of administrative incompetence. Once in 1882 and again in 1884, when Chinese soldiers were used to suppress reform movements that would have threatened the interests of the Korean monarch, the Korean people, believing Japan to be a source of progressive change in the East, destroyed Japan's legation in Seoul, driving its staff out of the city. Japan wasn't ready to forcefully respond to such acts yet, but through the negotiations that followed, she secured agreements that challenged China's claimed control. In 1882, Japan gained recognition of her right to protect her legation with troops, and in 1885, a convention signed in Tientsin committed each party not to send military forces to Korea without informing the other.
In spite of these agreements China's arbitrary and unfriendly interference in Korean affairs continued to be demonstrated to Japan. Efforts to obtain redress proved futile, and even provoked threats of Chinese armed intervention. Finally, in the spring of 1894, an insurrection of some magnitude broke out in Korea, and in response to an appeal from the Royal family, China sent twenty-five hundred troops, who went into camp at Asan, on the southwest coast of the peninsula. Notice was duly given to the Tokyo Government, which now decided that Japan's vital interests as well as the cause of civilization in the East required that an end must be put to Korea's dangerous misrule and to China's arbitrary interference. Japan did not claim for herself anything that she was not willing to accord to China. But the Tokyo statesmen were sensible that to ask their conservative neighbour to promote in the Peninsular Kingdom a progressive programme which she had always steadily rejected and despised in her own case, must prove a chimerical attempt, if ordinary diplomatic methods alone were used. Accordingly, on receipt of Peking's notice as to the sending of troops to the peninsula, Japan gave corresponding notice on her own part, and thus July, 1894, saw a Chinese force encamped at Asan and a Japanese force in the vicinity of Seoul.
Despite these agreements, China's arbitrary and unfriendly interference in Korean affairs continued to show itself to Japan. Efforts to seek redress proved fruitless and even led to threats of Chinese military intervention. Finally, in the spring of 1894, a significant insurrection broke out in Korea, and in response to a request from the Royal family, China sent 2,500 troops who set up camp at Asan on the southwest coast of the peninsula. Notice was duly given to the Tokyo Government, which decided that Japan's vital interests, as well as the advancement of civilization in the East, required ending Korea's dangerous misrule and China's arbitrary interference. Japan did not claim anything for herself that she was not willing to extend to China. However, Tokyo's leaders understood that asking their conservative neighbor to support a progressive agenda in the Peninsular Kingdom, which she had always rejected and scorned in her own case, would be an unrealistic endeavor if only ordinary diplomatic methods were applied. Therefore, upon receiving Peking's notice regarding the deployment of troops to the peninsula, Japan issued corresponding notice on her part, leading to July 1894, when a Chinese force was camped at Asan and a Japanese force was stationed near Seoul.
In having recourse to military aid, China's nominal purpose was to quell the Tonghak insurrection, and Japan's motive was to obtain a position such as would strengthen her demand for drastic treatment of Korea's malady. In giving notice of the despatch of troops, China described Korea as her "tributary State," thus emphasizing a contention which at once created an impossible situation. During nearly twenty years Japan had treated Korea as her own equal, in accordance with the terms of the treaty of 1876, and she could not now agree that the Peninsular Kingdom should be officially classed as a tributary of China. Her protests, however, were contemptuously ignored, and Chinese statesmen continued to apply the offensive appellation to Korea, while at the same time they asserted the right of limiting the number of troops sent by Japan to the peninsula as well as the manner of their employment.
When seeking military support, China's stated goal was to suppress the Tonghak uprising, while Japan aimed to strengthen its position to demand serious reforms in Korea. In announcing the deployment of troops, China referred to Korea as her "tributary State," highlighting a claim that created an untenable situation. For nearly twenty years, Japan had treated Korea as an equal, following the terms of the 1876 treaty, and could not accept that the Korean Peninsula should officially be labeled as a tributary of China. However, Japan's objections were dismissively ignored, and Chinese officials continued to use the offensive term for Korea, while simultaneously asserting their right to limit the number of troops Japan could send to the peninsula and how they could be used.
Still desirous of preserving the peace, Japan proposed a union between herself and China for the purpose of restoring order in Korea and amending that country's administration. China refused. She even expressed supercilious surprise that Japan, while asserting Korea's independence, should suggest the idea of peremptorily reforming its administration. The Tokyo Cabinet now announced that the Japanese troops should not be withdrawn without "some understanding that would guarantee the future peace, order, and good government of Korea," and as China still refused to come to such an understanding, Japan undertook the work single-handed.
Still wanting to keep the peace, Japan suggested a partnership with China to restore order in Korea and improve that country's administration. China rejected the offer. She even showed arrogant surprise that Japan, while claiming Korea's independence, would propose the idea of forcefully reforming its administration. The Tokyo Cabinet then declared that Japanese troops would not be withdrawn without "some agreement that would ensure the future peace, order, and good government of Korea," and since China continued to refuse such an agreement, Japan decided to handle the situation on its own.
The Tonghak rebellion, which Chinese troops were originally sent to quell, had died of inanition before they landed. The troops, therefore, had been withdrawn. But China kept them in Korea, her avowed reason being the presence of the Japanese military force near Seoul. In these circumstances, Peking was notified that a despatch of re-enforcements on China's side must be construed as an act of hostility. Notwithstanding this notice, China not only sent a further body of troops by sea to encamp at Asan, but also despatched an army overland across the Yalu. These proceedings precipitated hostilities. Three Chinese warships, convoying a transport with twelve hundred soldiers on board, met and opened fire on two Japanese cruisers. The result was signal. One of the Chinese warships was captured, another was so riddled with shot that she had to be beached and abandoned; the third escaped in a dilapidated condition, and the transport, refusing to surrender, was sent to the bottom. These things happened on the 25th of July, 1894, and war was declared by each empire six days subsequently.
The Tonghak rebellion, which Chinese troops were initially sent to suppress, had essentially fizzled out before they even arrived. As a result, the troops were pulled back. However, China kept forces in Korea, claiming it was due to the presence of Japanese military near Seoul. Under these circumstances, Beijing was warned that sending reinforcements from China would be viewed as an act of aggression. Despite this warning, China not only sent more troops by sea to set up camp at Asan, but also sent an army overland across the Yalu River. These actions triggered hostilities. Three Chinese warships, escorting a transport with twelve hundred soldiers, encountered and opened fire on two Japanese cruisers. The outcome was significant. One of the Chinese warships was captured, another was so damaged it had to be grounded and abandoned; the third managed to escape in rough shape, and the transport, refusing to surrender, was sunk. These events took place on July 25, 1894, and both empires declared war six days later.
The Japanese took the initiative. They despatched from Seoul a column of troops and routed the Chinese entrenched at Asan, many of whom fled northward to Pyong-yang, a town on the Tadong River, memorable as the scene of a battle between a Chinese and a Japanese army in 1592. Pyong-yang offered great facilities for defence. The Chinese massed there a force of seventeen thousand men, and made preparations for a decisive contest, building parapets, mounting guns, and strengthening the position by every device of modern warfare. Their infantry had the advantage of being armed with repeating rifles, and the configuration of the ground offered little cover for an attacking army. Against this strong position the Japanese moved in two columns; one marching northward from Seoul, the other striking westward from Yuensan. Forty days elapsed before the Japanese forces came into action, and one day's fighting sufficed to carry all the Chinese positions, the attacking armies having only seven hundred casualties and the defenders, six thousand.
The Japanese took the lead. They sent a group of troops from Seoul and defeated the Chinese who were entrenched at Asan, many of whom fled north to Pyongyang, a town on the Tadong River, known for a battle between Chinese and Japanese armies in 1592. Pyongyang had strong defensive capabilities. The Chinese gathered a force of seventeen thousand men there and prepared for a decisive battle by building fortifications, positioning artillery, and reinforcing their defenses using every modern warfare tactic available. Their infantry was equipped with repeating rifles, and the landscape provided little cover for an attacking force. The Japanese advanced in two columns: one moving north from Seoul and the other moving west from Yuensan. It took forty days before the Japanese forces engaged in battle, and just one day of fighting was enough to take all the Chinese positions, with the attacking armies suffering only seven hundred casualties compared to six thousand for the defenders.
The next day, September 17th, Japan achieved an equally conspicuous success at sea. Fourteen Chinese warships and six torpedo-boats, steering homeward after convoying a fleet of transports to the mouth of the Yalu River, fell in with eleven Japanese war-vessels cruising in the Yellow Sea. The Chinese squadron was not seeking an encounter. Their commanding officer did not appear to appreciate the value of sea-power. His fleet included two armoured battle-ships of over seven thousand tons' displacement, whereas the Japanese had nothing stronger than belted cruisers of four thousand. Therefore a little enterprise on China's part might have severed Japan's maritime communications and compelled her to evacuate Korea. The Chinese, however, used their war-vessels as convoys only, keeping them carefully in port when no such duty was to be performed. It is evident that, as a matter of choice, they would have avoided the battle of the Yalu, though when compelled to fight they fought stoutly. After a sharp engagement, four of their vessels were sunk, and the remainder steamed into Weihaiwei, their retreat being covered by torpedo-boats.
The next day, September 17th, Japan scored a significant victory at sea. Fourteen Chinese warships and six torpedo boats, returning home after escorting a fleet of transports to the mouth of the Yalu River, encountered eleven Japanese warships patrolling the Yellow Sea. The Chinese squadron wasn’t looking for a fight. Their commanding officer didn’t seem to understand the importance of naval power. His fleet included two armored battleships over seven thousand tons in displacement, while the Japanese had nothing stronger than protected cruisers of four thousand tons. So, with a bit of initiative, China could have disrupted Japan’s maritime communications and forced them to pull out of Korea. However, the Chinese only used their warships as escorts, keeping them safely in port when not on duty. Clearly, they preferred to avoid the battle of the Yalu, but when they had to fight, they stood their ground. After a intense battle, four of their ships were sunk, and the others retreated to Weihaiwei, covered by torpedo boats.
By this victory the maritime route to China lay open to Japan. She could now attack Talien, Port Arthur, and Weihaiwei, naval stations on the Liaotung and Shantung peninsulas, where strong permanent fortifications had been built under the direction of European experts. These forts fell one by one before the assaults of the Japanese troops as easily as the castle of Pyong-yang had fallen. Only by the remains of the Chinese fleet at Weihaiwei was a stubborn resistance made, under the command of Admiral Ting. But, after the entire squadron of torpedo craft had been captured, and after three of the largest Chinese ships had been sent to the bottom by Japanese torpedoes, and one had met the same fate by gunfire, the remainder surrendered, and their gallant commander, Admiral Ting, rejecting all overtures from the Japanese, committed suicide.
With this victory, Japan opened up the maritime route to China. It could now attack Talien, Port Arthur, and Weihaiwei, which were naval stations on the Liaotung and Shantung peninsulas, heavily fortified under the guidance of European experts. These forts fell one after another to the Japanese troops as easily as the castle of Pyongyang had. Only the remnants of the Chinese fleet at Weihaiwei put up a stubborn resistance, led by Admiral Ting. But after the entire squadron of torpedo boats was captured, and three of the largest Chinese ships were sunk by Japanese torpedoes, with one going down from gunfire, the rest surrendered. Their brave commander, Admiral Ting, declined all offers from the Japanese and took his own life.
The fall of Weihaiwei ended the war. It had lasted seven and a half months, and during that time the Japanese had operated with five columns aggregating 120,000 men. "One of these columns marched northward from Seoul, won the battle of Pyong-yang, advanced to the Yalu, forced its way into Manchuria, and moved towards Mukden by Feng-hwang, fighting several minor engagements, and conducting the greater part of its operations amid deep snow in midwinter. The second column diverged westward from the Yalu, and, marching through southern Manchuria, reached Haicheng, whence it advanced to the capture of Niuchwang. The third landed on the Liaotung peninsula, and, turning southward, carried Talien and Port Arthur by assault. The fourth moved up the Liaotung peninsula, and, having seized Kaiping, advanced against Niuchwang, where it joined hands with the second column. The fifth crossed from Port Arthur to Weihaiwei, which it captured." In all these operations the Japanese casualties totalled 1005 killed and 4922 wounded; the deaths from disease aggregated 16,866, and the monetary expenditure amounted to twenty millions sterling, about $100,000,000. It had been almost universally believed that, although Japan might have some success at the outset, she would ultimately be shattered by impact with the enormous mass and the overwhelming resources of China. Never was forecast more signally contradicted by events.
The fall of Weihaiwei marked the end of the war. It lasted seven and a half months, during which the Japanese operated with five groups totaling 120,000 soldiers. "One of these groups marched north from Seoul, won the battle of Pyongyang, advanced to the Yalu River, pushed into Manchuria, and moved toward Mukden via Fenghuang, engaging in several minor battles and conducting most of its operations in deep snow during midwinter. The second group moved west from the Yalu, marching through southern Manchuria, reached Haicheng, and then captured Niuchwang. The third group landed on the Liaotung Peninsula and, turning south, captured Talien and Port Arthur by assault. The fourth group progressed up the Liaotung Peninsula, took Kaiping, and then moved against Niuchwang, where it joined forces with the second group. The fifth group crossed from Port Arthur to Weihaiwei, which it seized." In all these operations, Japanese casualties totaled 1,005 killed and 4,922 wounded; deaths from disease amounted to 16,866, and the financial cost reached twenty million sterling, about $100,000,000. It was widely believed that although Japan might have some early successes, it would ultimately be overwhelmed by China's massive force and resources. Never was this prediction more dramatically disproven by events.
CONCLUSION OF PEACE
Li Hung-chang, viceroy of Pehchili, whose troops had been chiefly engaged during the war, and who had been mainly responsible for the diplomacy that had led up to it, was sent by China as plenipotentiary to discuss terms of peace. The conference took place at Shimonoseki, Japan being represented by Marquis (afterwards Prince) Ito, and on the 17th of April, 1895, the treaty was signed. It recognized the independence of Korea; ceded to Japan the littoral of Manchuria lying south of a line drawn from the mouth of the river Anping to the estuary of the Liao, together with the islands of Formosa and the Pescadores; pledged China to pay an indemnity of two hundred million taels; provided for the occupation of Weihaiwei by Japan pending payment of that sum; secured the opening of four new places to foreign trade and the right of foreigners to engage in manufacturing enterprises in China, and provided for a treaty of commerce and amity between the two empires, based on the lines of China's treaty with Occidental powers.
Li Hung-chang, the viceroy of Pehchili, whose forces had been primarily involved in the war and who had largely handled the diplomacy leading up to it, was sent by China as a representative to negotiate peace terms. The conference was held in Shimonoseki, with Japan represented by Marquis (later Prince) Ito, and on April 17, 1895, the treaty was signed. The treaty acknowledged Korea's independence; ceded to Japan the coast of Manchuria south of a line drawn from the mouth of the Anping River to the Liao estuary, along with the islands of Formosa and the Pescadores; committed China to pay an indemnity of two hundred million taels; allowed Japan to occupy Weihaiwei until the indemnity was paid; ensured the opening of four new locations for foreign trade and permitted foreigners to engage in manufacturing ventures in China; and set the stage for a treaty of commerce and friendship between the two empires, modeled after China's treaty with Western powers.
FOREIGN INTERFERENCE
Scarcely was the ink dry upon this agreement when Russia, Germany, and France presented a joint note to the Tokyo Government, urging that the permanent occupation of the Manchurian littoral by Japan would endanger peace. Japan had no choice but to bow to this mandate. The Chinese campaign had exhausted her treasury as well as her supplies of war material, and it would have been hopeless to oppose a coalition of three great European powers. She showed no sign of hesitation. On the very day of the ratified treaty's publication, the Emperor of Japan issued a rescript, in which, after avowing his devotion to the cause of peace, he "yielded to the dictates of magnanimity, and accepted the advice of the three powers."
As soon as this agreement was finalized, Russia, Germany, and France sent a joint note to the Tokyo Government, warning that Japan’s permanent occupation of the Manchurian coast would threaten peace. Japan had no choice but to comply with this demand. The campaign in China had drained its treasury and depleted its military supplies, making it futile to challenge a coalition of three major European powers. There was no hesitation on Japan's part. On the same day the treaty was published, the Emperor of Japan issued a statement in which, expressing his commitment to peace, he "yielded to the calls of generosity and accepted the advice of the three powers."
But although the Tokyo Government sought to soften the situation by the grace of speedy acquiescence, the effect produced upon the nation was profound. There was no difficulty in appreciating the motives of Russia and France. It was natural that the former should object to the propinquity of a warlike people like the Japanese, and it was natural that France should remain true to her ally. But Germany's case defied interpretation. She had no interest in the ownership of Manchuria, and she professed herself a warm friend of Japan. It seemed, therefore, that she had joined in snatching from the lips of the Japanese the fruits of their victory simply for the sake of establishing some shadowy title to Russia's good-will.
But even though the Tokyo Government tried to ease the situation by quickly agreeing, the impact on the nation was significant. It was easy to understand the motives of Russia and France. It made sense for Russia to be concerned about a powerful country like Japan nearby, and it was only natural for France to stay loyal to her ally. However, Germany's actions were hard to figure out. She had no interest in owning Manchuria and claimed to be a close friend of Japan. It seemed like she had joined in taking away the rewards of Japan's victory just to gain some vague favor with Russia.
THE CHINESE CRISIS OF 1900
In the second half of the year 1900 an anti-foreign outbreak, known as the "Boxer Rebellion," broke out in the province of Shantung, and, spreading thence to Pehchili, produced a situation of imminent peril for the foreign communities of Peking and Tientsin. No Western power could intervene with sufficient promptness. Japan alone was within easy reach of the commotion. But Japan held back. She had fully fathomed the distrust with which the growth of her military strength had inspired some European nations, and she appreciated the wisdom of not seeming to grasp at an opportunity for armed display. In fact, she awaited a clear mandate from Europe and America, and, on receiving it, she rapidly sent a division (20,000 men) to Pehchili. Tientsin was relieved first, and then a column of troops provided by several powers, the Japanese in the van, marched to the succour of Peking. In this campaign the Japanese greatly enhanced their belligerent reputation as they fought under the eyes of competent military critics. Moreover, after the relief of the legations in Peking, they withdrew one-half of their forces, and they subsequently cooperated heartily with Western powers in negotiating peace terms, thus disarming the suspicions with which they had been regarded at first.
In the latter half of 1900, an anti-foreigner uprising, called the "Boxer Rebellion," erupted in the Shandong province and quickly spread to Hebei, creating a serious threat for the foreign communities in Beijing and Tianjin. No Western nation could respond quickly enough. Japan was the only country close enough to the unrest, but they chose to hold back. They understood the distrust that their growing military power had caused among some European countries and recognized the importance of not appearing eager for a military opportunity. Instead, they waited for a clear request from Europe and the U.S., and upon receiving it, they promptly sent a division of 20,000 troops to Hebei. Tianjin was relieved first, and then a column of soldiers, led by the Japanese and supported by several other nations, marched to assist Beijing. During this campaign, the Japanese significantly improved their military reputation while being observed by skilled military analysts. Additionally, after aiding the legations in Beijing, they pulled back half of their forces and later worked closely with Western countries to negotiate peace terms, easing the initial suspicions about their intentions.
WAR WITH RUSSIA
From the time (1895) when the three-power mandate dictated to Japan a cardinal alteration of the Shimonoseki treaty, Japanese statesmen concluded that their country must one day cross swords with Russia. Not a few Occidental publicists shared that view, but the great majority, arguing that the little Island Empire of the Far East would never risk annihilation by such an encounter, believed that forbearance sufficient to avert serious trouble would always be forthcoming on Japan's side. Yet neither geographical nor historical conditions warranted that confidence. The Sea of Japan, which, on the east, washes the shores of the Japanese islands and on the west those of Russia and Korea, has virtually only two routes communicating with the Pacific Ocean. One is in the north, namely, the Tsugaru Strait; the other is in the south, namely, the channel between the Korean peninsula and the Japanese island of Kyushu. Tsugaru Strait is practically under Japan's complete control; she can close it at any moment with mines. But the channel between the Korean peninsula and Kyushu has a width of 102 miles, and would therefore be a fine open seaway were it free from islands. Midway in this channel, however, lie the twin islands of Tsushima, and the space that separates them from Japan is narrowed by another island, Iki. Tsushima and Iki have belonged to Japan from time immemorial, and thus the avenues from the Pacific Ocean to the Sea of Japan are controlled by the Japanese empire. In other words, access to the Pacific from Korea's eastern and southern coasts, and access to the Pacific from Russia's Maritime Province depend upon Japan's good-will.
From the time (1895) when the three-power mandate forced Japan to significantly change the Shimonoseki treaty, Japanese leaders realized that their country would eventually have to confront Russia. Many Western commentators agreed with this perspective, but the majority believed that the smaller Island Empire of the Far East would never risk destruction by engaging in such a conflict and that Japan would always show enough restraint to avoid serious issues. However, neither geographical nor historical factors supported this belief. The Sea of Japan, which washes the eastern shores of Japan and the western shores of Russia and Korea, has only two routes connecting it to the Pacific Ocean. One is in the north, the Tsugaru Strait; the other is in the south, the channel between the Korean peninsula and the Japanese island of Kyushu. Japan has nearly complete control over the Tsugaru Strait and can easily close it with mines whenever necessary. On the other hand, the channel between the Korean peninsula and Kyushu is 102 miles wide and would be a great open waterway if it weren't for the islands. However, in the middle of this channel are the twin islands of Tsushima, and the distance from them to Japan is further narrowed by another island, Iki. Tsushima and Iki have been part of Japan for ages, so the routes from the Pacific Ocean to the Sea of Japan are effectively controlled by the Japanese empire. In other words, access to the Pacific from Korea's eastern and southern coasts, as well as access to the Pacific from Russia's Maritime Province, relies on Japan’s goodwill.
These geographical conditions had no great concern for Korea in former days. But with Russia the case was different. Vladivostok, the principal port in the Far East, lay at the southern extremity of the Maritime Province. Freedom of passage by the Tsushima Strait was therefore a matter of vital importance, and to secure it one of two things was essential, namely, that she herself should possess a fortified port on the Korean side, or that Japan should be restrained from acquiring such a port. Here, then, was a strong inducement for Russian aggression in Korea. When the eastward movement of the great northern power brought it to the mouth of the Amur, the acquisition of Nikolaievsk for a naval basis was the immediate reward. But Nikolaievsk, lying in an inhospitable region, far away from all the main routes of the world's commerce, offered itself only as a stepping-stone to further acquisitions. To push southward from this new port became an immediate object.
These geographical conditions didn’t matter much to Korea in the past. But that wasn’t the case for Russia. Vladivostok, the main port in the Far East, was at the southern edge of the Maritime Province. Being able to pass through the Tsushima Strait was therefore critically important, and to ensure this, Russia needed one of two things: either to have a fortified port on the Korean side or to stop Japan from getting such a port. This created a strong incentive for Russian expansion in Korea. As the powerful northern nation moved eastward to the mouth of the Amur, securing Nikolaievsk as a naval base was the immediate reward. However, Nikolaievsk, positioned in an unwelcoming area far from any major trade routes, was merely a stepping-stone for further territorial gains. Expanding southward from this new port became a top priority.
There lay an obstacle in the way. The long strip of seacoast from the mouth of the Amur to the Korean frontier—an area then called the Usuri region because that river forms part of its western boundary—belonged to China, and she, having conceded much to Russia in the way of the Amur, showed no inclination to make further concessions in the matter of the Usuri. She was persuaded to agree, however, that the region should be regarded as common property, pending a convenient opportunity for clear delimitation. That opportunity soon came. Seizing the moment (1860) when China had been beaten to her knees by England and France, Russia secured the final cession of the Usuri region, which then became the Maritime Province of Siberia. Then Russia shifted her naval basis in the Pacific to a point ten degrees south from Nikolaievsk, namely, Vladivostok. Immediately after this transfer an attempt was made to obtain possession of Tsushima. A Russian man-of-war proceeded thither, and quietly began to establish a settlement which would soon have constituted a title of ownership had not Great Britain interfered. The same instinct that led Russia from the mouth of the Amur to Vladivostok prompted the acquisition of Saghalien also, which, as already related, was accomplished in 1875.
There was an obstacle in the way. The long stretch of coastline from the mouth of the Amur River to the Korean border—an area then known as the Usuri region because that river forms part of its western boundary—belonged to China, and after giving up a lot to Russia regarding the Amur, China showed no willingness to give up more when it came to the Usuri. However, she was convinced to agree that the region would be treated as common property until a suitable opportunity for clear boundaries arose. That opportunity came quickly. Taking advantage of the moment in 1860 when China had been defeated by England and France, Russia secured the final transfer of the Usuri region, which then became the Maritime Province of Siberia. Russia then moved her naval base in the Pacific from a point ten degrees south of Nikolaievsk to Vladivostok. Right after this transfer, an attempt was made to take control of Tsushima. A Russian warship went there and quietly started to set up a settlement that would have soon established a claim of ownership if Great Britain hadn’t intervened. The same instinct that drove Russia from the mouth of the Amur to Vladivostok also led to the acquisition of Saghalien, which, as mentioned earlier, happened in 1875.
But all this effort did not procure for Russia an unobstructed avenue from Vladivostok to the Pacific or an ice-free port in the Far East. In Korea seemed to lie a facile hope of saving the maritime results of Russia's great trans-Asian march from Lake Baikal to the Maritime Province and to Saghalien. Korea seemed to offer every facility for such an enterprise. Her people were unprogressive; her resources undeveloped; her self-defensive capacities insignificant; her government corrupt. On the other hand, it could not be expected that Japan and China would acquiesce in any aggressions against their neighbour, Korea, and it became necessary that Russia should seek some other line of communication supplementing the Amur waterway and the long ocean route. Therefore she set about the construction of a railway across Asia. This railway had to be carried along the northern bank of the Amur where engineering and economic difficulties abound. Moreover, the river makes a huge semicircular sweep northward, and a railway following its northern bank to Vladivostok must make the same detour. If, on the contrary, the road could be carried south of the river along the diameter of the semicircle, it would be a straight, and therefore a shorter, line, technically easier and economically better. To follow this diameter, however, would involve passing through Chinese territory, namely, Manchuria, and an excuse for soliciting China's permission was not in sight. In 1894, however, war broke out between Japan and China, and in its sequel Japan passed into possession of the southern littoral of Manchuria, which meant that Russia could never get nearer to the Pacific than Vladivostok, unless she swept Japan from her path. It is here, doubtless, that we must find Russia's true motive in inducing Germany and France to unite with her for the purpose of ousting Japan from Manchuria. The "notice to quit" gave for reasons that the tenure of the Manchurian littoral by Japan would menace the security of the Chinese capital, would render the independence of Korea illusory, and would constitute an obstacle to the peace of the Orient. Only one saving clause offered for Japan—to obtain from China a guarantee that no portion of Manchuria should thereafter be leased or ceded to a foreign State. But France warned the Tokyo Government that to press for such a guarantee would offend Russia, and Russia declared that, for her part, she entertained no design of trespassing in Manchuria. Thus, Japan had no choice but to surrender quietly the main fruits of her victory. She did so, and proceeded to double her army and treble her navy.
But all this effort didn’t give Russia a clear path from Vladivostok to the Pacific or an ice-free port in the Far East. Korea seemed like an easy solution to preserve the benefits of Russia's massive journey across Asia from Lake Baikal to the Maritime Province and Saghalien. Korea appeared to provide all the necessary conditions for such a venture. Its people were stagnant; its resources were untapped; its ability to defend itself was weak; and its government was corrupt. However, it was unrealistic to expect that Japan and China would agree to any aggression against their neighbor, Korea, so Russia needed to find another route to supplement the Amur waterway and the long ocean route. Thus, she started to build a railway across Asia. This railway would need to run along the northern bank of the Amur, where there were plenty of engineering and economic challenges. Furthermore, the river makes a large semicircular bend northward, meaning a railway following its northern bank to Vladivostok would have to make the same detour. If, on the other hand, the railway could be built south of the river along the diameter of the semicircle, it would be a straight, and therefore shorter, line, technically easier and more economical. However, following this route would require crossing through Chinese territory, specifically Manchuria, and there was no reason to request China’s permission. In 1894, though, war broke out between Japan and China, and as a result, Japan took control of the southern coastline of Manchuria, which meant that Russia could never get closer to the Pacific than Vladivostok unless she removed Japan from her way. This is likely where we find Russia's true motive in persuading Germany and France to join her in pushing Japan out of Manchuria. The “notice to quit” cited reasons that Japan's hold on the Manchurian coastline would threaten the security of the Chinese capital, make Korea's independence a falsehood, and become a barrier to peace in the East. There was only one concession offered to Japan—to secure from China a guarantee that no part of Manchuria would ever be leased or ceded to a foreign state. But France warned the Tokyo government that insisting on such a guarantee would anger Russia, and Russia stated that she had no plans to interfere in Manchuria. Thus, Japan had no option but to quietly accept the major losses from her victory. She did so and went on to double her army and triple her navy.
RUSSIA'S AND GERMANY'S REWARDS
As a recompense for the assistance nominally rendered to China in the above matter, Russia obtained permission in Peking to divert her trans-Asian railway from the huge bend of the Amur to the straight line through Manchuria. Neither Germany nor France received any immediate compensation. But three years later, by way of indemnity for the murder of two missionaries by a Chinese mob, Germany seized a portion of the province of Shantung, and forthwith Russia obtained a lease of the Liaotung peninsula, from which she had driven Japan in 1895. This act she followed by extorting from China permission to construct a branch of the trans-Asian railway from north to south, that is to say from Harbin through Mukden to Talien and Port Arthur. Russia's maritime aspirations had now assumed a radically altered phase. Hitherto her programme had been to push southward from Vladivostok along the coast of Korea, but she had now suddenly leaped Korea and found access to the Pacific by the Liaotung peninsula. Nothing was wanting to establish her as practical mistress of Manchuria except a plausible excuse for garrisoning the place. Such an excuse was furnished by the Boxer rising, in 1900. The conclusion of that complication found her in practical occupation of the whole region. But here her diplomacy fell somewhat from its usually high standard. Imagining that the Chinese could be persuaded, or intimidated, to any concession, she proposed a convention virtually recognizing her title to Manchuria.
As a payment for the help supposedly given to China in this issue, Russia got permission in Beijing to change its trans-Asian railway route from the large bend of the Amur River to a direct line through Manchuria. Neither Germany nor France received any immediate compensation. However, three years later, as compensation for the murder of two missionaries by a Chinese mob, Germany took a part of the province of Shandong, and right after that, Russia secured a lease on the Liaotung Peninsula, from which it had expelled Japan in 1895. Following this, Russia forced China to allow the construction of a branch of the trans-Asian railway from north to south, specifically from Harbin through Mukden to Dalian and Port Arthur. Russia's naval ambitions had now taken a drastically different turn. Until then, its plan had been to push southward from Vladivostok along the coast of Korea, but it suddenly bypassed Korea and accessed the Pacific through the Liaotung Peninsula. The only thing needed to establish itself as the effective ruler of Manchuria was a believable reason to station troops there. Such a reason came with the Boxer Rebellion in 1900. By the end of that crisis, Russia was effectively occupying the entire region. However, here its diplomacy fell short of its usual high standards. Believing that the Chinese could be convinced or intimidated into making any concessions, Russia proposed a treaty that essentially acknowledged its control over Manchuria.
JAPAN'S ATTITUDE
Japan watched all these things with profound anxiety. If there were any reality in the dangers which Russia, Germany, and France had declared to be incidental to Japanese occupation of a part of Manchuria, the same dangers must be doubly incidental to Russian occupation of the whole of Manchuria. There were other considerations, also. The reasons already adduced show that the independence of Korea was an object of supreme solicitude to Japan. It was to establish that independence that she fought with China, in 1894, and the same motive led her after the war to annex the Manchurian littoral adjacent to Korea's northern frontier. If Russia came into possession of all Manchuria, her subsequent absorption of Korea would be almost inevitable. Manchuria is larger than France and the United Kingdom put together. The addition of such an immense area to Russia's East Asiatic dominions, together with its littoral on the Gulf of Pehchili and the Yellow Sea, would necessitate a corresponding expansion of her naval force in the Far East. With the exception of Port Arthur and Talien, however, the Manchurian coast does not offer any convenient naval base. It is only in the harbours of southern Korea that such bases can be found. In short, without Korea, Russia's East Asian extension would have been economically incomplete and strategically defective.
Japan observed all these events with great concern. If there was any truth to the threats that Russia, Germany, and France claimed were associated with Japan's occupation of part of Manchuria, then those same threats must be even more relevant to Russia occupying all of Manchuria. There were also other factors to consider. The reasons mentioned earlier indicate that the independence of Korea was of utmost importance to Japan. It was to secure that independence that she fought against China in 1894, and this same motivation led Japan to annex the Manchurian coastal area near Korea's northern border after the war. If Russia took control of all of Manchuria, it would almost certainly lead to the eventual takeover of Korea. Manchuria is larger than both France and the United Kingdom combined. Adding such a vast region to Russia's possessions in East Asia, along with its coastline on the Gulf of Pehchili and the Yellow Sea, would require a proportional increase in its naval power in the Far East. However, besides Port Arthur and Talien, the Manchurian coast lacks suitable naval bases. Only in the ports of southern Korea can these bases be found. In short, without Korea, Russia's expansion into East Asia would be economically incomplete and strategically flawed.
If it be asked why, apart from history and national sentiment, Japan should object to Russia in Korea, the answer is, first, because there would thus be planted almost within cannon-shot of her shores a power of enormous strength and traditional ambition; secondly, because whatever voice in Manchuria's destiny Russia derived from her railway, the same voice in Korea's destiny was possessed by Japan, as the sole owner of the railways in the Korean peninsula; thirdly, that whereas Russia had an altogether insignificant share in the foreign commerce of Korea and scarcely ten bona fide settlers, Japan did the greater part of the oversea trade and had tens of thousands of settlers; fourthly, that if Russia's dominions stretched uninterruptedly from the sea of Okhotsk to the Gulf of Pehchili, her ultimate absorption of northern China would be inevitable, and fifthly, that such domination and such absorption would involve the practical closure of all that immense region to the commerce and industry of every Western nation except Russia.
If someone asks why, besides historical and national feelings, Japan should oppose Russia in Korea, the answers are: first, because a powerful nation with longstanding ambitions would be positioned almost within cannon range of its shores; second, because, while Russia gained influence over Manchuria's future through its railway, Japan had the same influence over Korea's future as the sole owner of the railways on the Korean peninsula; third, that while Russia held a very small share of Korea's foreign trade and had barely ten genuine settlers, Japan conducted most of the overseas trade and had tens of thousands of settlers; fourth, that if Russia's territory extended uninterrupted from the Sea of Okhotsk to the Gulf of Pehchili, its eventual takeover of northern China would be unavoidable; and fifth, that such control and takeover would effectively shut off that vast region from the trade and industry of all Western nations except Russia.
This last proposition did not rest solely on the fact that in opposing artificial barriers to free competition lies Russia's sole hope of utilizing, to her own benefit, any commercial opportunities brought within her reach. It rested, also, on the fact that Russia had objected to foreign settlement at the Manchurian marts recently opened, by Japan's treaty with China, to American and Japanese subjects. Without settlements, trade at those marts would be impossible, and thus Russia had constructively announced that there should be no trade but the Russian, if she could prevent it. Against such dangers Japan would have been justified in adopting any measure of self-protection. She had foreseen them for six years and had been strengthening herself to avert them. But she wanted peace. She wanted to develop her material resources and to accumulate some measure of wealth without which she must remain insignificant among the nations.
This last proposal wasn't just based on the idea that blocking artificial barriers to free competition is Russia's only hope of taking advantage of any commercial opportunities that come her way. It was also because Russia had objected to foreign settlements at the Manchurian markets that were recently opened to American and Japanese subjects through Japan's treaty with China. Without these settlements, trade at those markets would be impossible, and Russia had effectively declared that there should be no trade other than Russian trade if she could help it. Given these threats, Japan would have been justified in taking any protective measures. She had been anticipating these issues for six years and had been strengthening herself to avoid them. But she wanted peace. She wanted to develop her resources and accumulate some wealth, which was essential for her to avoid being seen as insignificant among the nations.
Two pacific programmes offered and she adopted them both. Russia, instead of trusting time to consolidate her tenure of Manchuria, had made the mistake of pragmatically importuning China for a conventional title. If, then, Peking could be strengthened to resist this demand, some arrangement of a distinctly terminable nature might be made. The United States, Great Britain, and Japan, joining hands for that purpose, did succeed in so far stiffening China's backbone that her show of resolution finally induced Russia to sign a treaty pledging herself to withdraw her troops from Manchuria in three installments, each step of evacuation to be accomplished by a fixed date. That was one of the pacific programmes. The other suggested itself in connexion with the new commercial treaties which China had agreed to negotiate in the sequel of the Boxer troubles. These documents contained clauses providing for the opening of three places in Manchuria to foreign trade. It seemed a reasonable hope that the powers, having secured commercial access to Manchuria by covenant with its sovereign, would not allow Russia to restrict arbitrarily their privileges. Both of these hopes were disappointed. When the time came for evacuation, Russia behaved as though no promise had been given. She proposed new conditions which would have strengthened her grasp of Manchuria instead of loosening it.
Two peaceful programs were offered, and she adopted both of them. Instead of trusting time to secure her hold on Manchuria, Russia made the mistake of pragmatically pressuring China for a formal title. If Peking could be empowered to resist this demand, some sort of clearly defined agreement could be reached. The United States, Great Britain, and Japan came together for this purpose and were able to strengthen China's resolve enough that her display of determination finally led Russia to sign a treaty agreeing to withdraw her troops from Manchuria in three phases, with each phase of withdrawal to be completed by a certain date. That was one of the peaceful programs. The other came up in connection with the new trade treaties China had agreed to negotiate following the Boxer Rebellion. These documents included clauses that would allow for the opening of three locations in Manchuria to foreign trade. It seemed reasonable to hope that, having secured commercial access to Manchuria through an agreement with its ruler, the powers would not let Russia arbitrarily limit their rights. Both of these hopes were ultimately crushed. When the time came for withdrawal, Russia acted as if no promise had been made. She proposed new terms that would have tightened her control over Manchuria rather than relaxing it.
NEGOTIATION BETWEEN RUSSIA AND JAPAN
China being powerless to offer any practical protest, and Japan's interest ranking next in order of importance, the Tokyo Government approached Russia direct. They did not ask for anything that could hurt her pride or impair her position. Appreciating fully the economical status she had acquired in Manchuria by large outlays of capital, they offered to recognize that status, provided that Russia would extend similar recognition to Japan's status in Korea; would promise, in common with Japan, to respect the sovereignty and the territorial integrity of China and Korea, and would be a party to a mutual engagement that all nations should have equal commercial and industrial opportunities in Manchuria and in the Korean peninsula. In a word, they invited Russia to subscribe the policy originally enunciated by the United States and Great Britain, the policy of the open door and of the integrity of the Chinese and Korean empires.
With China unable to make any effective protest, and Japan's interests being the next most important, the Tokyo Government directly approached Russia. They didn't ask for anything that would hurt Russia's pride or weaken its position. Fully aware of the economic standing Russia had gained in Manchuria through significant investments, they offered to acknowledge that status, as long as Russia would also recognize Japan's status in Korea; agree, alongside Japan, to respect the sovereignty and territorial integrity of China and Korea, and commit to a mutual agreement that all nations should have equal commercial and industrial opportunities in Manchuria and on the Korean peninsula. In short, they invited Russia to support the policy originally stated by the United States and Great Britain—the policy of the open door and the integrity of the Chinese and Korean empires.
Thus commenced negotiations which lasted five and a half months. Japan gradually reduced her demands to a minimum. Russia never made any appreciable reduction of hers. She refused to listen to Japan for one moment about Manchuria. Eight years previously, Japan had been in military possession of the littoral of Manchuria when Russia, with the assistance of Germany and France, had expelled her for reasons which concerned Japan much more than they concerned any of these three powers. Now, Russia had the assurance to declare that none of these things concerned Japan at all. The utmost she would admit was Japan's partial right to be heard about Korea. At the same time, she herself commenced a series of aggressions in northern Korea. That was not all. While she studiously deferred her answers to Japan's proposals, and while she protracted the negotiations to an extent visibly contemptuous, she hastened to make substantial additions to her fleet and her army in far-eastern Asia. It was impossible to mistake her purpose. She intended to yield nothing, but to prepare such a parade of force that her obduracy would command submission. The only alternatives for Japan were war or permanent effacement in Asia. She chose war.
Thus began negotiations that lasted for five and a half months. Japan gradually lowered her demands to a minimum. Russia, on the other hand, never significantly reduced hers. She refused to listen to Japan at all regarding Manchuria. Eight years earlier, Japan had occupied the coast of Manchuria when Russia, with help from Germany and France, had driven her out for reasons that affected Japan far more than any of those three powers. Now, Russia had the audacity to claim that none of this concerned Japan at all. The most she would concede was Japan’s limited right to be consulted about Korea. Meanwhile, she began a series of aggressive actions in northern Korea. That wasn't all. While she deliberately delayed her responses to Japan's proposals and extended the negotiations in a clearly contemptuous manner, she quickly made significant increases to her naval and ground forces in far-eastern Asia. It was impossible to misinterpret her intentions. She aimed to concede nothing and to display enough military strength to force compliance. Japan's only options were war or permanent insignificance in Asia. She chose war.
EXTRATERRITORIAL JURISDICTION
Before passing to the story of this war, it is necessary to refer to two incidents of Japan's foreign relations, both of which preceded her struggle with Russia. The first was the restoration of her judicial autonomy. It has always been regarded as axiomatic that the subjects or citizens of Western countries, when they travel or reside in Oriental territories, should be exempted from the penalties and processes of the latter's criminal laws. In other words, there is reserved to a Christian the privilege, when within the territories of a pagan State, of being tried for penal offences by Christian judges. In civil cases the jurisdiction is divided, the question at issue being adjudicated by a tribunal of the defendant's nationality; but in criminal cases jurisdiction is wholly reserved. Therefore powers making treaties with Oriental nations establish within the latter's borders consular courts which exercise what is called "extraterritorial jurisdiction." This system was, of course, pursued in Japan's case. It involved the confinement of the foreign residents to settlements grouped around the sites of their consular courts; for it would plainly have been imprudent that such residents should have free access to provincial districts remote from the only tribunals competent to control them.
Before diving into the story of this war, it's important to mention two incidents in Japan's foreign relations that happened before its conflict with Russia. The first was the restoration of Japan's judicial independence. It's long been accepted that citizens from Western countries, when traveling or living in Eastern territories, should not be subject to those territories' criminal laws. In other words, a Christian has the right, when in a pagan state, to be tried for criminal offenses by Christian judges. In civil cases, the jurisdiction is split, with the matter being handled by a court from the defendant's nationality; however, in criminal cases, jurisdiction is completely reserved. As a result, powers entering treaties with Eastern nations set up consular courts within those nations' borders that exercise what is called "extraterritorial jurisdiction." This approach was also taken in Japan's situation. It meant that foreign residents were restricted to settlements near their consular courts; it would clearly have been unwise for them to have unrestricted access to provincial areas far from the only courts that had authority over them.
This provision, though inserted without difficulty in the early treaties with Japan, provoked much indignation among the conservative statesmen in Kyoto. Accordingly, no sooner had the Meiji Restoration been effected than an embassy was despatched to the Occident to negotiate for a revision of the treaties so as to remove the clause about consular jurisdiction, and to restore the customs tariff to the figure at which it had stood prior to Sir Harry Parkes' naval demonstration at Hyogo. The Japanese Government was entitled to raise this question in 1871, for the treaties were textually subject to revision in that year. No time was lost in despatching the embassy. But its failure was a foregone conclusion. The conditions originally necessitating extraterritorial jurisdiction had not, by 1871 undergone any change justifying its abolition. It is not to be denied, on the other hand, that the consular courts themselves invited criticism. Some of the great Western powers had organized competent tribunals with expert judicial officials, but others, whose trade with Japan was comparatively insignificant, were content to entrust consular duties to merchants, who not only lacked legal training but were also themselves engaged in the commercial transactions upon which they might, at any moment, be required to adjudicate magisterially.
This provision, although easily included in the early treaties with Japan, sparked a lot of anger among the conservative politicians in Kyoto. As soon as the Meiji Restoration was established, an embassy was sent to the West to negotiate a revision of the treaties to eliminate the clause about consular jurisdiction and to restore the customs tariff to the level it had been before Sir Harry Parkes' naval show of force at Hyogo. The Japanese Government was entitled to raise this issue in 1871, as the treaties were scheduled for revision that year. There was no delay in sending the embassy. However, its failure was inevitable. The reasons that originally required extraterritorial jurisdiction had not changed by 1871 to justify its removal. On the other hand, it’s true that the consular courts themselves faced criticism. Some of the major Western powers had established competent courts with skilled judicial officials, but others, whose trade with Japan was relatively minor, were satisfied to let merchants handle consular duties, who not only lacked legal training but were also involved in the commercial dealings they might be required to judge at any moment.
ENGRAVING: DANJURO, A FAMOUS ACTOR, AS BENKEI IN KANJINCHO (A PLAY)
It cannot be contended that this obviously imperfect system was disfigured by many abuses. On the whole, it worked passably well, and if its organic faults helped to discredit it, there is no denying that it saved the Japanese from complications which would inevitably have arisen had they been entrusted with jurisdiction which they were not prepared to exercise satisfactorily. Moreover, the system had vicarious usefulness; for the ardent desire of Japanese patriots to recover the judicial autonomy, which is a fundamental attribute of every sovereign State, impelled them to recast their laws and reorganize their law courts with a degree of diligence which would otherwise have probably been less conspicuous. Twelve years of this work, carried on with the aid of thoroughly competent foreign jurists, placed Japan in possession of codes of criminal and civil law in which the best features of European jurisprudence were applied to the conditions and usages of Japan. Then, in 1883, Japan renewed her proposal for the abolition of consular jurisdiction, and by way of compensation she promised to throw the country completely open and to remove all restrictions hitherto imposed on foreign trade, travel, and residence within her realm.
It can't be denied that this obviously flawed system was marred by many abuses. Overall, it functioned reasonably well, and while its inherent problems discredited it, it undeniably protected the Japanese from complications that would have arisen if they'd been given jurisdiction that they weren't ready to manage properly. Additionally, the system had its benefits; the strong desire of Japanese patriots to regain judicial autonomy, a core characteristic of every sovereign state, drove them to reform their laws and restructure their courts with a level of diligence that might not have been as evident otherwise. After twelve years of this effort, supported by skilled foreign judges, Japan developed criminal and civil law codes that integrated the best elements of European law with Japan's own conditions and customs. Then, in 1883, Japan renewed its request to eliminate consular jurisdiction and promised in return to fully open the country and lift all restrictions on foreign trade, travel, and residency within its borders.
But this was a problem against whose liberal solution the international prejudice of the West was strongly enlisted. No Oriental State had ever previously sought such recognition, and the Occident, without exception, was extremely reluctant to entrust the lives and properties of its subjects and citizens to the keeping of a "pagan" people. Not unnaturally the foreigners resident in Japan, who would have been directly affected by the change, protested against it with great vehemence. Many of them, though not averse to trusting Japan, saw that her reforms had been consummated with celerity amounting to haste, and a great majority fought simply for consular jurisdiction as a privilege of inestimable value, not to be surrendered without the utmost deliberation. The struggle that ensued between foreign distrust and Japanese aspirations often developed painful phases, and did much to intensify the feeling of antagonism which had existed between the Japanese and the foreign residents at the outset and which even to-day has not wholly disappeared. The Government and citizens of the United States of America never failed to show sympathy with Japanese aspirations in this matter, and, as a general rule, "foreign tourists and publicists discussed the problem liberally and fairly, perhaps because, unlike the foreign communities resident in Japan, they had no direct interest in its solution."
But this was a problem for which the Western world had a strong bias against a liberal solution. No Eastern country had ever sought such recognition before, and the West, without exception, was very hesitant to trust the lives and property of its citizens to a "pagan" nation. Not surprisingly, the foreigners living in Japan, who would be directly affected by the change, protested vehemently against it. Many of them, while not opposed to trusting Japan, recognized that its reforms had been implemented with a speed that bordered on recklessness. A significant majority fought simply to maintain consular jurisdiction as a priceless privilege that shouldn’t be given up lightly. The conflict that arose between foreign distrust and Japanese ambitions often led to painful situations, exacerbating the existing tension between the Japanese and the foreign residents, a divide that still lingers today. The government and citizens of the United States consistently expressed support for Japanese aspirations in this regard, and, generally speaking, "foreign tourists and commentators discussed the issue openly and fairly, perhaps because, unlike the foreign communities living in Japan, they had no direct stake in its resolution."
The end was not reached until 1894. Then Great Britain agreed that from July, 1899, jurisdiction over all British subjects within the confines of Japan should be entrusted to Japanese tribunals, provided that the new Japanese codes of law should have been in operation during at least one year before the surrender of jurisdiction. Japan, on her side, promised to throw the whole country open from the same date, removing all limitations upon trade, travel, and residence of foreigners.
The end wasn’t reached until 1894. Then, Great Britain agreed that starting July 1899, jurisdiction over all British subjects in Japan would be handed over to Japanese courts, as long as the new Japanese legal codes had been in effect for at least one year before this transfer of authority. Japan, for its part, promised to open up the entire country from the same date, lifting all restrictions on trade, travel, and residence for foreigners.
Tariff autonomy had been an almost equal object of Japanese ambition, and it was arranged that she should recover it after a period of twelve years, an increased scale of import duties being applied in the interval. It will be observed that Great Britain took the lead in abandoning the old system. It was meet that she should do so; for, in consequence of her preponderating commercial interests, she had stood at the head of the combination of powers by which the irksome conditions were originally imposed upon Japan. The other Occidental States followed her example with more or less celerity, and the foreign residents, now that nothing was to be gained by continuing the struggle, showed clearly that they intended to bow gracefully to the inevitable. The Japanese also took some conspicuous steps.
Tariff independence was a major goal for Japan, and it was decided that they would regain it after twelve years, during which higher import duties would be in place. It's worth noting that Great Britain led the way in moving away from the old system. It made sense for her to do so because, due to her dominant commercial interests, she was at the forefront of the group of powers that originally imposed those restrictive conditions on Japan. Other Western countries followed her lead at varying speeds, and the foreign residents, realizing that there was no benefit in continuing the fight, clearly indicated their intention to accept the situation gracefully. The Japanese also took some significant actions.
"An Imperial rescript declared in unequivocal terms that it was the sovereign's policy and desire to abolish all distinctions between natives and foreigners, and that, by fully carrying out the friendly purpose of the treaties, his people would best consult his wishes, maintain the character of the nation, and promote its prestige. The premier and other ministers of State issued instructions to the effect that the responsibility now devolved on the Government, and the duty on the people, of enabling foreigners to reside confidently and contentedly in every part of the country. Even the chief Buddhist prelates addressed to the priests and parishioners of their dioceses injunctions pointing out that freedom of conscience being now guaranteed by the Constitution, men professing alien creeds must be treated as courteously as the disciples of Buddhism and must enjoy the same privileges."*
An imperial announcement clearly stated that it was the sovereign's policy and desire to eliminate all distinctions between locals and foreigners. By fully supporting the friendly intent of the treaties, his people would best align with his wishes, uphold the nation's character, and enhance its prestige. The prime minister and other government officials issued directives indicating that it was now the government's responsibility and the people's duty to ensure that foreigners could live confidently and happily in every part of the country. Even the top Buddhist leaders communicated to the priests and congregations in their areas, emphasizing that freedom of belief is now guaranteed by the Constitution, and that people of different faiths should be treated as courteously as followers of Buddhism and must have the same rights.
*Brinkley, article "Japan," Encyclopaedia Britannica, 11th Edition.
*Brinkley, article "Japan," Encyclopaedia Britannica, 11th Edition.
It may here be stated once for all that Japan's recovery of her judicial autonomy has not been attended by any of the disastrous results freely predicted at one time. Her laws are excellent, and her judiciary is competent and just.
It should be noted that Japan's regained judicial independence has not led to any of the negative outcomes that were once widely predicted. Her laws are outstanding, and her judicial system is capable and fair.
FIRST ANGLO-JAPANESE ALLIANCE
The second of the two incidents alluded to above was an alliance between England and Japan, signed on January 30, 1902. The preamble of this agreement—the first of its kind ever concluded between England and an Oriental power—affirmed that the contracting parties were solely actuated by a desire to preserve the status quo and the general peace of the Far East; that they were both specially interested in maintaining the independence and territorial integrity of the empires of China and Korea, and in securing equal opportunities in these countries for all nations; that they mutually recognized it as admissible for either of the contracting parties to take such measures as might be indispensable to safeguard these interests against a threat of aggressive action by any other power, or against disturbances in China or Korea, and that, if one of the contracting parties became involved in war in defence of these interests, the other should maintain strict neutrality and endeavour to prevent any third power from joining in hostilities against its ally. Finally, should a third power join in such hostilities, then the other contracting party promised to come to the assistance of its ally, to conduct the war in common, and to make peace by mutual agreement only. The alliance was to hold good for five years from the date of signature, but if either ally was engaged in war at such time, the alliance was to continue until the conclusion of peace.
The second of the two incidents mentioned earlier was an alliance between England and Japan, signed on January 30, 1902. The preamble of this agreement—the first of its kind ever made between England and an Asian power—stated that both parties were motivated solely by a desire to maintain the status quo and the overall peace of the Far East; that they were both particularly interested in preserving the independence and territorial integrity of China and Korea, and in ensuring equal opportunities in these countries for all nations; that they mutually recognized it was acceptable for either party to take necessary measures to protect these interests against any aggressive actions from another power, or against disturbances in China or Korea. If one party found itself in a war defending these interests, the other would remain strictly neutral and try to prevent any third power from joining the conflict against its ally. Finally, if a third power entered the conflict, the other party promised to assist its ally, conduct the war together, and make peace only through mutual agreement. The alliance was to last for five years from the date of signing, but if either ally was involved in a war at that time, the alliance would continue until peace was achieved.
It is unnecessary to dwell upon the influence exerted by this compact on the Russo-Japanese war. It kept the field clear for Japan and guaranteed her against a repetition of such a combination as that which must be regarded as the remote cause of the struggle.
It’s not necessary to spend much time on the impact this agreement had on the Russo-Japanese War. It ensured that Japan had a clear path and protected her from experiencing a similar coalition, which should be seen as the distant cause of the conflict.
THE EARLY PHASES OF THE WAR
Japan's great problem in crossing swords with Russia was to obtain a safe avenue for her troops over the sea. Russia might at once have gained an overwhelming advantage had she seized and controlled the lines of communication between the Japanese islands and the continent of Asia. Her strategists can scarcely have failed to appreciate that fact, and would doubtless have acted accordingly had they obtained a few months' leisure to mass an overwhelmingly strong fleet in the seas of China and Japan. They had such a fleet actually in esse; for, at the moment when war broke out, the Russian squadrons assembled in the East, or en route thither, comprised no less than fifty-nine fighting ships, mounting 1350 guns and manned by 18,000 men. But these figures included the Mediterranean squadron which, surprised by the outbreak of hostilities, abandoned its journey to the Pacific. Obviously, Japan's wisest course was to anticipate the combination of Russia's sea forces, and consciousness of that fact operated to hasten the current of events.
Japan's major challenge in facing Russia was finding a safe route for its troops across the sea. Russia could have easily gained a significant advantage by seizing and controlling the lines of communication between the Japanese islands and the Asian continent. Their strategists must have recognized this, and would likely have acted accordingly if they had a few months to gather a strong fleet in the seas of China and Japan. They actually had that fleet; when war began, the Russian squadrons gathered in the East, or on their way there, included no fewer than fifty-nine warships, with 1,350 guns and manned by 18,000 personnel. However, these numbers included the Mediterranean squadron, which, caught off guard by the outbreak of war, abandoned its trip to the Pacific. Clearly, Japan's best strategy was to anticipate the mobilization of Russia's sea forces, and this awareness pushed events to unfold quickly.
Port Arthur, where the bulk of the Russian Pacific squadron lay, is somewhat difficult of ingress and egress. On January 31, 1904, the operation of extracting the ships and parading them outside was commenced, being brought to a conclusion on February 3rd, whereafter the squadron steamed out to sea, and, having made a short cruise off the coast of the Shantung promontory, returned to its position on the following day. The fleet taking part in this manoeuvre consisted of twenty-six ships, and the whole Russian naval force then in eastern Asia comprised seven battle-ships, four armoured cruisers, seven protected cruisers, four gunboats, six sloops, twenty-five destroyers, two mining transports, and fourteen first-class torpedo-boats.
Port Arthur, where most of the Russian Pacific squadron was stationed, is somewhat challenging to enter and leave. On January 31, 1904, they began the operation of moving the ships out and showcasing them outside, which was completed on February 3rd. After that, the squadron sailed out to sea, made a brief cruise off the coast of the Shantung promontory, and returned to its position the next day. The fleet involved in this maneuver consisted of twenty-six ships, and the entire Russian naval force present in eastern Asia included seven battleships, four armored cruisers, seven protected cruisers, four gunboats, six sloops, twenty-five destroyers, two mine transports, and fourteen first-class torpedo boats.
The Japanese, on their side, had six battle-ships, eight armoured cruisers, thirteen protected cruisers, fourteen small cruisers, nineteen destroyers, and eighty-five torpedo-boats. This enumeration shows a numerical superiority on the Japanese side, but in fighting capacity the two fleets were nearly equal. For, though the Russians possessed seven battle-ships to six Japanese, the latter had better gun-protection and greater weight of broadside fire than the former; and though Japan could muster eight armoured cruisers against Russia's four, the latter were supplemented by five protected cruisers which ranked far above anything of the same class on the Japanese side.
The Japanese had six battleships, eight armored cruisers, thirteen protected cruisers, fourteen small cruisers, nineteen destroyers, and eighty-five torpedo boats. This count indicates a numerical advantage for the Japanese, but in terms of combat capability, the two fleets were almost equal. Although the Russians had seven battleships compared to the six from Japan, the Japanese had better gun protection and more powerful broadside fire. Additionally, while Japan could deploy eight armored cruisers against Russia's four, the Russians also had five protected cruisers that were significantly superior to anything similar in the Japanese fleet.
THE FIRST NAVAL OPERATION
When the Russian ships returned on the 4th of February from their cruise off the Shantung promontory, they took up their stations outside Port Arthur, all the harbour lights and beacons being left in position, and no special precaution being taken except that a patrol of three torpedo-boats was sent out. Yet the Russians should have appreciated the presence of danger. For, on the 6th of February, Japan had broken off the negotiations in St. Petersburg, and had given official information of her intention to take measures for protecting her menaced interests. That signified war and nothing but war, and the "Official Messenger" of the same evening published the intimation, which was immediately communicated to Admiral Alexieff at Port Arthur.
When the Russian ships returned on February 4th from their cruise off the Shantung promontory, they took their positions outside Port Arthur, with all the harbor lights and beacons still in place, and no special precautions taken except for a patrol of three torpedo boats being sent out. However, the Russians should have recognized the danger. On February 6th, Japan had ended negotiations in St. Petersburg and officially announced its intention to take action to protect its threatened interests. This meant war, plain and simple, and the "Official Messenger" that same evening published the news, which was immediately relayed to Admiral Alexieff at Port Arthur.
The Russian fleet was then divided into three squadrons. The largest body lay off Port Arthur, and two very much smaller squadrons were posted, one at Chemulpo on the west coast of Korea, and another at Vladivostok. It is obvious that such division of the fleet on the eve of hostilities should have been carefully avoided. The ships should all have been held together with an extensive network of scouts so as to enable them swiftly and strongly to fall upon any Japanese transports carrying troops to the mainland, or to meet effectually and crush any attempt of the Japanese squadrons to obtain command of the sea.
The Russian fleet was divided into three squadrons. The largest group was stationed off Port Arthur, while two much smaller squadrons were positioned, one at Chemulpo on the west coast of Korea and another at Vladivostok. It's clear that this division of the fleet just before hostilities should have been avoided. The ships should have been kept together with a comprehensive network of scouts to allow them to quickly and decisively target any Japanese troop transports heading to the mainland or effectively counter any attempts by Japanese squadrons to secure control of the sea.
On the night of February 8th-9th, three Japanese squadrons of destroyers, aggregating ten vessels, steamed across a calm, moonlit sea and delivered a torpedo attack on the Russian squadron at Port Arthur, the result being that the battle-ships Retvisan and Tsarevitch together with the cruiser Pallada were holed. These battle-ships were the most powerful vessels in the Russian squadron, and the Pallada was a first-class protected cruiser of 6630 tons' displacement. The Japanese destroyers had left Sasebo on the 6th of February and they returned thither uninjured, having materially weakened the Russian fleet. On the day following this surprise, Admiral Togo, the Japanese commander-in-chief, engaged the remains of the Russian squadron with the heavy guns of his battle-ships at a range of eight thousand yards, and succeeded in inflicting some injury on the battle-ship Poltava, the protected cruisers Diana and Askold, and a second-class cruiser Novik. The Russians ultimately retreated towards the harbour with the intention of drawing the Japanese under closer fire of the land batteries, but the Japanese fleet declined to follow after them, and, instead, steamed away. Three days later (February 11th) another disaster overtook the Russians. The Yenisei, one of the two mining-transports included in their fleet, struck a mine and sank so rapidly in Talien Bay that ninety-six of her crew perished. The Japanese had no part at all in this catastrophe. It was purely accidental.
On the night of February 8th-9th, three Japanese destroyer squadrons, totaling ten ships, moved across a calm, moonlit sea and launched a torpedo attack on the Russian squadron at Port Arthur. As a result, the battleships Retvisan and Tsarevitch, along with the cruiser Pallada, sustained damage. These battleships were the most powerful vessels in the Russian squadron, and the Pallada was a top-tier protected cruiser weighing 6,630 tons. The Japanese destroyers had left Sasebo on February 6th and returned without any damage, significantly weakening the Russian fleet. The day after this surprise attack, Admiral Togo, the Japanese commander-in-chief, engaged the remnants of the Russian squadron with the heavy guns of his battleships from a distance of eight thousand yards, managing to inflict some damage on the battleship Poltava, the protected cruisers Diana and Askold, and the second-class cruiser Novik. The Russians ultimately retreated toward the harbor, intending to lure the Japanese into closer fire from the land batteries, but the Japanese fleet chose not to follow and instead sailed away. Three days later (February 11th), another disaster struck the Russians. The Yenisei, one of the two mine transports in their fleet, hit a mine and sank so quickly in Talien Bay that ninety-six of her crew lost their lives. The Japanese had no involvement in this disaster; it was purely accidental.
THE CHEMULPO AFFAIR
While these things were happening at Port Arthur, a squadron of the Japanese navy, under Admiral Uryu, escorted a number of transports to Chemulpo, the port of the Korean capital, Seoul. There the Russian protected cruiser Variag (6500 tons) together with the gunboat Korietz and the transport Sungari were lying. It does not appear that Admiral Uryu's prime object was to engage these Russian ships. But Chemulpo having been chosen as the principal landing-place of the Japanese army corps which was to operate in Korea, it was, of course, imperative that the harbour should be cleared of Russian war-vessels. On February 8th, the Russians at Chemulpo were surprised by a summons from Admiral Uryu to leave the port or undergo bombardment at their anchorage. The vessels stood out bravely to sea, and after an engagement lasting thirty-five minutes at ranges varying from five to ten thousand yards, they were so badly injured that they returned to the port and were sunk by their own crews, together with the transport Sungari. The moral effect of the destruction of these vessels was incalculable.
While all of this was happening at Port Arthur, a squadron of the Japanese navy, led by Admiral Uryu, escorted several transports to Chemulpo, the port near the Korean capital, Seoul. There, the Russian protected cruiser Variag (6500 tons), along with the gunboat Korietz and the transport Sungari, were stationed. It seems that Admiral Uryu's main goal wasn't to engage these Russian ships. However, since Chemulpo was chosen as the primary landing site for the Japanese army corps set to operate in Korea, it was crucial to clear the harbor of Russian warships. On February 8th, the Russians at Chemulpo were caught off guard by Admiral Uryu's demand to leave the port or face bombardment while anchored. The vessels bravely headed out to sea, and after a thirty-five-minute engagement with distances ranging from five to ten thousand yards, they were so severely damaged that they returned to the port and their crews sank them, along with the transport Sungari. The impact of the destruction of these vessels was immense.
DECLARATION OF WAR
On the 10th of February, the Czar and the Mikado respectively issued declarations of war. The former laid stress upon Russia's pacific intentions in proposing revision of the agreements already existing between the two empires with regard to Korean affairs, and accused the Japanese of making a sudden attack on the Russian squadron at Port Arthur "without previously notifying that the rupture of diplomatic relations implied the beginning of warlike action." The Japanese declaration insisted that the integrity of Korea was a matter of the gravest concern to Japan, inasmuch as the separate existence of the former was essential to the safety of the latter, and charged that "Russia, in disrespect of her solemn treaty pledges to China and of her repeated assurances to other powers, was still in occupation of Manchuria, had consolidated and strengthened her hold upon those provinces, and was bent upon their final annexation." With regard to Russia's accusation against Japan of drawing the sword without due notice, a distinguished British publicist made the following comment in the columns of The Times (London):
On February 10th, the Czar and the Mikado both declared war. The Czar emphasized Russia's peaceful intentions by proposing to revise the existing agreements between the two empires about Korean matters and accused the Japanese of launching a surprise attack on the Russian fleet at Port Arthur "without previously notifying that the breakdown of diplomatic relations meant the start of military action." The Japanese declaration maintained that Korea's integrity was of utmost importance to Japan, as its separate existence was crucial for Japan's safety, and claimed that "Russia, ignoring her serious treaty commitments to China and her repeated assurances to other nations, was still occupying Manchuria, had solidified and strengthened her hold on those provinces, and was intent on their final annexation." In response to Russia's accusation that Japan acted without proper notice, a prominent British journalist commented in The Times (London):
"Far from thinking the Japanese attack on the night of February 8th, two full days after the announcement of the intention to take action, was an exception to, or a deviation from, tradition and precedent, we should rather count ourselves fortunate if our enemy, in the next naval war we have to wage, does not strike two days before blazoning forth his intention, instead of two days after. The tremendous and decisive results of success for the national cause are enough to break down all the restraining influences of the code of international law and Christian morality."
"Instead of viewing the Japanese attack on the night of February 8th—two full days after they announced their intention to take action—as an exception to tradition and precedent, we should consider ourselves lucky if our enemy, in the next naval war we face, doesn’t strike two days before declaring their intentions instead of two days after. The significant and decisive results of victory for the national cause are enough to override all the restraining influences of international law and Christian morality."
THE FIRST MILITARY OPERATIONS
From the moment when war became inevitable, the problem of absorbing interest was to determine Russia's strategy, and it was ultimately seen that the two main groups of her forces were to be posted at Port Arthur and on the Yalu; the latter to resist an advance from Korea, and the former to defend the Liaotung peninsula, which constituted the key of the Russian position. Between the mouth of the Yalu and the Liaotung peninsula, a distance of 120 miles, there were many points where raiding parties might have been landed to cut the Russian railway. Against this danger, flying squadrons of Cossacks were employed. After the destruction of the three Russian vessels in Chemulpo and the crippling of the Port Arthur squadron, Japanese transports entered the former port and quietly landed some three thousand troops, which advanced immediately upon Seoul and took possession of it.
From the moment war became unavoidable, the main challenge was figuring out Russia's strategy. It became clear that the two primary groups of its forces would be stationed at Port Arthur and along the Yalu River; the latter to block any advance from Korea and the former to protect the Liaotung Peninsula, which was the key to Russia's position. In the 120 miles between the mouth of the Yalu and the Liaotung Peninsula, there were numerous spots where raiding parties could land to disrupt the Russian railway. To counter this threat, Cossack squadrons were deployed. After three Russian ships were destroyed in Chemulpo and the Port Arthur squadron was severely damaged, Japanese transports entered Chemulpo and quietly unloaded about three thousand troops, who then moved directly towards Seoul and took control of it.
From that time there could be no doubt that the intention of the Japanese was to make their first attack upon the enemy by marching up the Korean peninsula, and that the capital of Korea was chosen for a base of operations because of climatic considerations. Chemulpo, however, was not the only landing-place. Fusan also served for that purpose, as subsequently did also Chinnampo, an inlet on the west coast of the peninsula. The distance from the port of Fusan to the Yalu River is four hundred miles, in round numbers, and the roads are very bad throughout the whole country. Hence the advance of the Japanese, which was made in a leisurely manner with the utmost circumspection and attention to detail, involved so much time that April had drawn to its close before the troops deployed on the banks of the Yalu. They consisted of three divisions constituting an army corps, and each division had a ration-strength of 19,000 men with a combatant strength of 14,000 sabres and rifles and thirty-six field-guns. It may be assumed, therefore, that when the Japanese First Army under General (afterwards Count) Kuroki reached the Yalu, it had a fighting-strength of between forty and fifty thousand men. There had practically been no collision during the interval of the advance from the southern extremity of the peninsula to its northern boundary. It is true that, on March 28th, a squadron of Cossacks attempted to surprise the Japanese cavalry at Chong-ju, but the essay proved a failure, and the Cossacks were driven back upon Wiju, which they evacuated without any further struggle.
From that time, it was clear that the Japanese planned to launch their initial attack on the enemy by advancing up the Korean peninsula, and they chose Korea's capital as a base of operations due to climate factors. However, Chemulpo wasn't the only landing spot; Fusan also fulfilled this role, as did Chinnampo later on, which is an inlet on the peninsula's west coast. The distance from Fusan to the Yalu River is roughly four hundred miles, and the roads throughout the country are in poor condition. Because of this, the Japanese advance, which was carried out carefully and with great attention to detail, took so long that by the end of April, the troops finally positioned themselves along the banks of the Yalu. They comprised three divisions forming an army corps, each division having a strength of 19,000 men with 14,000 combat-ready soldiers armed with sabres and rifles, along with thirty-six field guns. Thus, when the Japanese First Army, led by General (later Count) Kuroki, reached the Yalu, they likely had a fighting force of between forty and fifty thousand men. There had been virtually no conflict during the advance from the southern tip of the peninsula to the northern border. Although on March 28th, a squadron of Cossacks attempted to ambush the Japanese cavalry at Chong-ju, it ended in failure, and the Cossacks retreated to Wiju, leaving without any further resistance.
The Russian plan of operations did not originally contemplate a serious stand at the Yalu. The idea was to retire gradually, drawing the Japanese into Manchuria towards the railway, and engaging them in the exceedingly difficult country crowned by the Motien Mountains. But at the last moment General Kuropatkin, Russian commander-in-chief in Manchuria, issued orders to General Sassulitch, commander of the Second Siberian Army Corps, to hold the line of the Yalu with all his strength. Sassulitch could muster for this purpose only five regiments and one battalion of infantry; forty field-guns; eight machine-guns, and some Cossacks—twenty thousand combatants, approximately. Kuroki disposed his troops so that their front extended some twenty miles along the Yalu, the centre being at Kiuliencheng, a walled town standing about 180 feet above the river. From this point southward, the right, or Manchurian, bank has a considerable command over the left, and at Kiuliencheng a tributary stream, called the Ai, joins the main river, "which thenceforth widens from 4000 to 7000 yards and runs in three channels between the islands and the mainland. The central channel is navigable by small craft, and the other channels are fordable waist-deep. The Ai River is also fordable in many places during the spring." On the right bank of the Yalu, at the point of its junction with the Ai, the ground rises so as to command the position taken by the Russians.
The Russian military plan didn't initially include a strong defense at the Yalu River. The strategy was to pull back gradually, luring the Japanese into Manchuria towards the railway and engaging them in the very challenging terrain of the Motien Mountains. However, at the last minute, General Kuropatkin, the Russian commander-in-chief in Manchuria, instructed General Sassulitch, who led the Second Siberian Army Corps, to hold the line of the Yalu with everything he had. Sassulitch could only gather five regiments and one battalion of infantry, along with forty field guns, eight machine guns, and some Cossacks—about twenty thousand troops in total. Kuroki arranged his forces so that their front stretched for around twenty miles along the Yalu, with the center stationed at Kiuliencheng, a walled town located about 180 feet above the river. From there southward, the right bank, or Manchurian side, has a significant advantage over the left bank, and at Kiuliencheng, a tributary stream called the Ai joins the main river, which then widens from 4000 to 7000 yards and flows in three channels between the islands and the mainland. The central channel is navigable by small boats, while the other channels can be crossed by foot in waist-deep water. The Ai River is also crossable in several spots during the spring. On the right bank of the Yalu, where it meets the Ai, the ground rises to a height that overlooks the position held by the Russians.
The plan of the Japanese commander was to threaten an attack on the lower radius of the river; to throw two divisions against Kiuliencheng, and to use the remaining division in a wide flanking movement, crossing the river higher up. The battle took place on Sunday, the 1st of May. During the preceding nights, the Japanese placed a strong force of artillery in cleverly masked batteries, and under cover of these guns, threw seven bridges across the river, the highest upstream being thirteen miles above Kiuliencheng and the lower two being directed to the centre of the Russian position. General Kuroki then telegraphed to Tokyo that he proposed to attack at dawn on Sunday, his plan being to march one division across the fords of the Ai River, and to employ the other two, one in crumpling up the Russian left, the other in attacking Antung, where a large Russian force was in position. This programme was accurately carried out. The Japanese infantry forded the Ai breast-deep, and, swarming up the heights, drove the Russians from these strong positions. Meanwhile, the Japanese guards' division had crossed on the left and directed its march upon Antung, while the remaining division had completely turned the Russian left flank. The fiercest struggle occurred at Homutang, where a Russian regiment and a battery of artillery made a splendid stand to save their comrades at Antung from being cut off.
The Japanese commander's strategy was to threaten an attack on the lower part of the river; to send two divisions against Kiuliencheng and to utilize the remaining division in a sweeping flanking maneuver, crossing the river farther upstream. The battle took place on Sunday, May 1st. In the nights leading up to it, the Japanese set up a strong artillery force in well-concealed positions, and under the cover of this firepower, built seven bridges across the river, with the furthest upstream located thirteen miles above Kiuliencheng and the lower two aimed at the center of the Russian line. General Kuroki then sent a message to Tokyo stating that he planned to attack at dawn on Sunday, intending to march one division across the Ai River fords, while the other two would one crush the Russian left and the other assault Antung, where a significant Russian contingent was positioned. This plan was executed precisely. The Japanese infantry crossed the Ai River, submerged up to their chests, and quickly climbed the heights, forcing the Russians out of their strong positions. Meanwhile, the Japanese guards division crossed on the left and advanced toward Antung, while the remaining division effectively outflanked the Russian left. The fiercest fighting took place at Homutang, where a Russian regiment and a battery of artillery bravely held their ground to protect their comrades in Antung from being encircled.
The casualties on the Japanese side were 318 killed, including five officers, and 783 wounded, including thirty-three officers. The Russian casualties numbered 1363 killed and 613 prisoners, but the detail of wounded was not published. The Japanese captured twenty-one quick-firing field-guns, eight machine-guns, 1021 rifles and a quantity of ammunition, etc. The moral result of this battle can hardly be overestimated. It had never been seriously believed in Europe that a Russian army could be conquered by a Japanese in a fair fight, and probably that incredulity influenced Kuropatkin when he ordered Sassulitch to defy strategical principles by attempting to hold a radically defective position against a greatly superior force. In a moment, the Japanese were crowned with military laurels and placed on a pedestal for the world to admire. But the Japanese themselves were not deceived. They saw clearly that the contest had been between six battalions of Russians and two divisions of Japanese, a disparity of strength amply sufficient to account for the result in any circumstances.
The Japanese side suffered 318 deaths, including five officers, and 783 were wounded, including thirty-three officers. The Russian casualties were 1,363 killed and 613 captured, but details on the wounded were not released. The Japanese seized twenty-one quick-firing field guns, eight machine guns, 1,021 rifles, and a large amount of ammunition. The impact of this battle cannot be overstated. It had never been truly believed in Europe that a Russian army could be defeated by a Japanese force in a fair fight, and this disbelief likely influenced Kuropatkin when he instructed Sassulitch to disregard strategic principles by trying to hold a fundamentally flawed position against a much stronger force. In an instant, the Japanese earned military honors and were elevated for the world to admire. However, the Japanese themselves were not misled. They recognized that the battle had been between six Russian battalions and two Japanese divisions, a significant difference in strength that easily explains the outcome in any situation.
NAVAL OPERATIONS
During the period of eleven weeks immediately subsequent to the battle of the Yalu, there were no military operations of a striking character. Japan was preparing to despatch a second army to Manchuria, and pending its shipment the chief duty to be discharged devolved upon the fleet, namely, the further crippling of the Port Arthur squadron in order to secure the transports against its enterprises. The object was promoted on the 13th of April by the loss of the Russian battle-ship Petropavlovsk. She struck one of the mines laid by the Japanese and sank in a few minutes, carrying the Russian admiral, Makaroff, together with about six hundred sailors, to the bottom.
During the eleven weeks right after the battle of the Yalu, there were no significant military operations. Japan was getting ready to send a second army to Manchuria, and until that was done, the main responsibility fell on the fleet, specifically to further weaken the Port Arthur squadron to protect the transports from any attacks. This was advanced on April 13th with the loss of the Russian battleship Petropavlovsk. It hit one of the mines planted by the Japanese and sank within minutes, taking Russian Admiral Makaroff and about six hundred sailors down with it.
This event, although it materially weakened the Port Arthur squadron, had nothing to do with the fixed programme of Admiral Togo, which programme was to block the narrow channel forming the entrance of Port Arthur by sinking merchant vessels in the fairway. Three attempts to accomplish this were made. The first was on February 24th; the second, on March 2nd-3rd. In the first essay, five steamers were employed, their crews consisting of seventy-seven volunteers. They failed. On the second occasion four steamers of at least two thousand tons each were sent in under the orders of Commander Hirose. On this occasion, again, the steamers failed to reach vital points in the channel, and their experience alone remained to compensate the loss of many lives. These two attempts were watched by the public with keen interest and high admiration. The courage and coolness displayed by officers and men alike elicited universal applause. But it was generally believed that the successful prosecution of such a design was impossible and that no further essay would be made. The Japanese, however, are not easily deterred. On the night of May 2nd, eight steamers, aggregating some 17,000 tons, were driven into the channel in the face of mines, batteries, and torpedoes, and five of them reached their allotted positions, so that the blocking of the harbour for the passage of large vessels was accomplished. The list of casualties proved very heavy. Out of 159 persons only eight officers and thirty-six men returned unhurt. The whole of the remainder, including twenty officers, were killed, wounded, or missing.
This event, while it significantly weakened the Port Arthur squadron, didn't affect Admiral Togo's fixed plan, which was to block the narrow channel at the entrance of Port Arthur by sinking merchant vessels in the path. Three attempts were made to achieve this. The first was on February 24th; the second, on March 2nd-3rd. In the first attempt, five steamers were used, with seventy-seven volunteers in their crews. They didn’t succeed. In the second attempt, four steamers of at least two thousand tons each were sent in under Commander Hirose's orders. Again, the steamers were unable to reach crucial points in the channel, and the experience alone couldn’t compensate for the loss of many lives. These two efforts were followed with great interest and admiration from the public. The bravery and composure shown by the officers and men received widespread praise. However, it was generally thought that successfully executing such a plan was impossible and that no further attempts would be made. The Japanese, though, are not easily discouraged. On the night of May 2nd, eight steamers, totaling about 17,000 tons, were pushed into the channel despite mines, artillery, and torpedoes, and five of them reached their designated positions, effectively blocking the harbor from large vessels. The casualty list was very heavy. Out of 159 people, only eight officers and thirty-six men returned unharmed. The rest, including twenty officers, were killed, wounded, or missing.
LANDING OF THE SECOND ARMY
On the very night after the accomplishment of this third blocking operation, a second Japanese army commenced to land at Pitszewo, eastward of the Liaotung peninsula. This was precisely the point chosen for a similar purpose by the Japanese in the war with China, ten years previously, and such close adherence to the former programme was condemned by some critics, especially as transports cannot get close to the shore at Pitszewo, but have to lie four miles distant, the intervening space consisting, for the most part, of mud flats. But the Japanese were perfectly familiar with every inch of the coast from the mouth of the Yalu to Port Arthur, and had the Russian commanders possessed equally accurate knowledge, they would have recognized that Pitszewo was designated by natural features as the best available landing-place, and knowing that, they might have made effective dispositions to oppose the Japanese there, whereas ten thousand men had been put on shore before any suspicion seems to have been roused in the Russian camp.
On the very night after the completion of this third blocking operation, a second Japanese army began landing at Pitszewo, east of the Liaotung peninsula. This was exactly the spot the Japanese had chosen for a similar purpose in the war with China ten years earlier, and some critics condemned this close adherence to the previous plan, especially since transports cannot get close to the shore at Pitszewo and have to stay four miles away, with the area in between mostly consisting of mud flats. However, the Japanese were well acquainted with every inch of the coast from the mouth of the Yalu to Port Arthur. If the Russian commanders had had equally precise knowledge, they would have realized that Pitszewo was naturally the best landing spot. Knowing this, they might have made effective plans to counter the Japanese there, but instead, ten thousand men were put ashore before any suspicion seemed to arise in the Russian camp.
BATTLE OF KINCHOU
After its landing at Pitszewo, on May 5th and the following days, the Second Japanese Army, consisting of three divisions under General (afterwards Count) Oku, pushed westward, driving away the Russian detachments in the vicinity and securing the control of the Port Arthur railway. Then, at Kinchou, on the 26th of May, a great battle was fought. A little south of Kinchou lies a narrow neck of land connecting the Kwangtung promontory with the mainland. It is a neck only a mile and three-quarters broad, having Kinchou Bay on the northwest and Hand Bay on the southeast. On each side the ground near the sea is low, but along the centre of the neck a ridge rises, which culminates in a point about 350 feet above the sea. This point is known as Nanshan, and its commanding position is such that an army holding it blocks all access to the Kwangtung peninsula.
After landing at Pitszewo on May 5th, the Second Japanese Army, made up of three divisions led by General (later Count) Oku, advanced westward, pushing back the nearby Russian units and gaining control of the Port Arthur railway. Then, on May 26th, a major battle took place at Kinchou. Just south of Kinchou is a narrow strip of land that connects the Kwangtung peninsula to the mainland. This strip is about a mile and three-quarters wide, with Kinchou Bay to the northwest and Hand Bay to the southeast. The land near the sea is low on both sides, but in the center, a ridge rises to a peak about 350 feet above sea level. This peak is called Nanshan, and its strategic position allows an army that occupies it to block all access to the Kwangtung peninsula.
The problem for the Japanese was to obtain possession of this neck as the sole road of access to Port Arthur; while General Stossel, who commanded the Russian troops, knew that if the neck fell into Japanese hands, Port Arthur would become unapproachable by land. "The Nanshan position offered unusual advantages for defence, and had been diligently prepared for permanent occupation during many weeks. Ten forts of semi-permanent character had been built, and their armament showed that, on this occasion, the Russian artillery was vastly superior, both in calibre and in range, to the Japanese guns. Forts, trenches, and rifle-pits, covered by mines and wire entanglements, were constructed on every point of vantage and in separate tiers. Searchlights were also employed, and every advantage was taken of the proximity of a great fortress and its ample plant."*
The issue for the Japanese was to take control of this neck, the only route to access Port Arthur. General Stossel, who led the Russian forces, understood that if the neck were captured by the Japanese, Port Arthur would become unreachable by land. "The Nanshan position had unique defensive advantages and had been carefully prepared for long-term occupation for many weeks. Ten semi-permanent forts were constructed, and their weaponry showed that, in this instance, the Russian artillery was significantly better, both in caliber and range, than the Japanese guns. Forts, trenches, and rifle pits, protected by mines and barbed wire, were built at every strategic point and in distinct tiers. Searchlights were also used, and every possible benefit was drawn from the nearby large fortress and its extensive resources."*
*The War in the Far East, by the Military Correspondent of "The
Times."
*The War in the Far East, by the Military Correspondent of "The
Times."
It will occur to the reader that war-vessels might have been advantageously used for the attack and defence of such a position, and, as a matter of fact, Russian gunboats manoeuvred in Hand Bay on the southeastern shore of the neck. But, on the western side, the shoal waters of Kinchou Bay prevented access by Japanese vessels in the face of the heavy batteries erected by the Russians on dominating sites. This splendid position was held by a Russian army mustering ten thousand strong with fifty siege-guns and sixteen quick-firers. A frontal attack seemed suicidal but was deliberately chosen. At daybreak the battle commenced, and, after sixteen hours of incessant fighting, a Japanese infantry force turned the left flank of the Russian line and the day was won. Over seven hundred Russian dead were buried by the Japanese, and into the latter's hands fell sixty-eight cannon of all calibres with ten machine-guns. The Japanese casualties totalled 4912.
It will occur to the reader that warships could have been effectively used for the attack and defense of such a position, and, in fact, Russian gunboats maneuvered in Hand Bay on the southeastern shore of the neck. However, on the western side, the shallow waters of Kinchou Bay blocked access for Japanese ships in the face of the heavy artillery set up by the Russians on commanding positions. This impressive position was held by a Russian army of ten thousand soldiers equipped with fifty siege guns and sixteen quick-firing guns. A frontal assault seemed like certain death but was intentionally chosen. At daybreak, the battle began, and after sixteen hours of relentless fighting, a Japanese infantry force managed to flank the left side of the Russian line, securing victory. More than seven hundred Russian dead were buried by the Japanese, and they captured sixty-eight cannons of various calibers along with ten machine guns. The Japanese casualties totaled 4,912.
This battle finally solved the problem as to whether Japanese infantry could hold its own against Russian. "With almost everything in its favour, a strong, fresh, and confident Russian army, solidly entrenched behind almost inaccessible fortifications and supported by a formidable and superior artillery, was, in a single day, fairly swept out of its trenches."* The victorious Japanese pressed forward rapidly, and on the 30th of May obtained possession of Dalny, a base presenting incalculable advantages for the prosecution of an attack upon Port Arthur, which fortress it was now evident that the Japanese had determined to capture.
This battle finally settled the question of whether Japanese infantry could stand up to the Russian forces. "With nearly every advantage on its side—a strong, fresh, and confident Russian army, securely entrenched behind nearly impenetrable fortifications and backed by superior artillery—it was, in just one day, completely driven out of its trenches."* The victorious Japanese rapidly advanced and, on May 30th, took control of Dalny, a location that offered immense benefits for launching an attack on Port Arthur, which it was now clear the Japanese intended to capture.
*The War in the Far East, by the Military Correspondent of "The
Times."
*The War in the Far East, by the Military Correspondent of "The
Times."
THE BATTLE OF TELISSU
To have left the Japanese in undisturbed possession of the neck of the Liaotung peninsula would have been to abandon Port Arthur to its fate. On the other hand, the Russians ought not to have entertained any hope of their own ability to carry such a position by assault after they had signally failed to hold it in the face of attack. Nevertheless, finding it intolerable, alike to their prestige and to their sense of camaraderie, to take no measure in behalf of the great fortress and its thirty thousand defenders, they determined to march at once to its assistance. To that end celerity was all important, and on June 14th, that is to say, only eighteen days after the battle of Kinchou, a Russian army of some thirty-five thousand combatants, under the command of General Baron Stackelberg, moving down the railway to recover Kinchou and Nanshan, came into collision with the Japanese and fought the battle of Telissu. The Russian general, clinging always to the railway, advanced with such a restricted front that the Japanese, under General Oku, outflanked him, and he was driven back with a loss of about ten thousand, killed and wounded, fourteen guns, and four hundred prisoners.
Leaving the Japanese in control of the Liaotung peninsula would mean abandoning Port Arthur to its fate. However, the Russians shouldn’t have believed they could take such a position by assault after failing to hold it during previous attacks. Still, feeling it was unacceptable for their reputation and sense of unity to take no action in support of the great fortress and its thirty thousand defenders, they decided to march to its rescue immediately. Speed was crucial, and on June 14th, just eighteen days after the battle of Kinchou, a Russian army of about thirty-five thousand soldiers, led by General Baron Stackelberg, moved down the railway to reclaim Kinchou and Nanshan, clashing with the Japanese and fighting the battle of Telissu. The Russian general, always staying close to the railway, advanced with a narrow front, allowing the Japanese, under General Oku, to outflank him, resulting in a retreat with around ten thousand losses, including killed and wounded, along with fourteen guns and four hundred prisoners.
NAVAL INCIDENTS
On June 15th, the very day after the Telissu victory, the Japanese met their only naval catastrophe. While their fleet was watching the enemy off Port Arthur, the battleships Hatsuse and Yashima struck mines and sank immediately. Moreover, on the same day, the cruisers Kasuga and Yoshino collided in a dense fog, and the latter vessel was sent to the bottom. As the Japanese possessed only six battle-ships, the loss of two was a serious blow, and might have emboldened the Russians to despatch a squadron from the Baltic to take the earliest possible advantage of this incident. Foreseeing this, the Japanese took care to conceal the loss of the Hatsuse and Yashima, and the fact did not become known until after the battle of Tsushima, a year later, when the Russian fleet had been practically annihilated.
On June 15th, the day after the Telissu victory, the Japanese faced their only major naval disaster. While their fleet was monitoring the enemy off Port Arthur, the battleships Hatsuse and Yashima struck mines and sank immediately. Additionally, on the same day, the cruisers Kasuga and Yoshino collided in thick fog, resulting in the latter sinking. With only six battleships, the loss of two was a significant setback, which could have prompted the Russians to send a squadron from the Baltic to exploit the situation. Anticipating this, the Japanese took steps to hide the loss of Hatsuse and Yashima, and the news did not emerge until after the battle of Tsushima, a year later, when the Russian fleet was nearly destroyed.
Meanwhile, the Russian squadron at Vladivostok had accomplished little. This squadron consisted originally of three armoured cruisers, Gromovoi, Rossia, and Rurik, with one protected cruiser, Bogatyr. But the last-named ship ran on a rock near Vladivostok and became a total wreck in the middle of May, a month marked by many heavy losses. These cruisers made several excursions into the Sea of Japan, sinking or capturing a few Japanese merchantmen, and cleverly evading a Japanese squadron under Admiral Kamimura, detailed to watch them. But their only achievement of practical importance was the destruction of two large Japanese transports, the Hitachi Maru and the Sado Maru. In achieving this feat the Russians appeared off Tsushima in the Straits of Korea, on June 15th, and the transports which they sunk or disabled carried heavy guns for the bombardment of Port Arthur.
Meanwhile, the Russian squadron at Vladivostok had achieved very little. This squadron originally included three armored cruisers—Gromovoi, Rossia, and Rurik—along with one protected cruiser, Bogatyr. However, Bogatyr ran aground on a rock near Vladivostok and was completely wrecked in mid-May, a month plagued by significant losses. These cruisers made several trips into the Sea of Japan, sinking or capturing a few Japanese merchant ships while skillfully evading a Japanese squadron led by Admiral Kamimura that was assigned to monitor them. But their only significant accomplishment was the destruction of two large Japanese transports, the Hitachi Maru and the Sado Maru. The Russians executed this operation off Tsushima in the Straits of Korea on June 15th, and the transports they sank or disabled were carrying heavy guns intended for the bombardment of Port Arthur.
Of course, nothing was publicly known about the cargo of the Hitachi and her consort, but there could be no question that, in timing their attack with such remarkable accuracy, the Russians must have obtained secret information as to the movements of the transports and the nature of their cargo. Considerable criticism was uttered against Admiral Kamimura for failure to get into touch with the Vladivostok vessels during such a long interval. But much of the censure was superficial. Kamimura redeemed his reputation on the 14th of August when, in a running fight between Fusan and Vladivostok, the Rurik was sunk and the Gromovoi and Rossia were so seriously damaged as to be unable to take any further part in the war. On this occasion six hundred Russians were rescued by the Japanese from the sinking Rurik, and it was noted at the time that the Russians had made no attempt to save Japanese life at the sinking of the Hitachi Maru.
Of course, nothing was publicly known about the cargo of the Hitachi and her companion ship, but it was clear that, by timing their attack with such precision, the Russians must have obtained secret information about the movements of the transports and the nature of their cargo. There was quite a bit of criticism aimed at Admiral Kamimura for not getting in touch with the Vladivostok ships during such a long period. However, much of the blame was shallow. Kamimura restored his reputation on August 14th when, in a running battle between Fusan and Vladivostok, the Rurik was sunk, and the Gromovoi and Rossia were so severely damaged that they could no longer participate in the war. On this occasion, six hundred Russians were rescued by the Japanese from the sinking Rurik, and it was observed at the time that the Russians made no effort to save Japanese lives when the Hitachi Maru sank.
THE JAPANESE FORCES
Immediately after the landing of the army corps under General Oku and the capture of Dalny in the sequel of the battle of Kinchou, the Japanese began to pour troops into Dalny, and soon they had there three divisions under the command of General (afterwards Count) Nogi. This force was henceforth known as the Third Army, that of General Kuroki being the First, and that under General Oku, the Second. The next operation was to land another army at Takushan, which lies on the south coast of Manchuria, between Pitszewo and the estuary of the Yalu. This army was under the command of General (afterwards Count) Nozu, and its purpose was to fill the gap between the First Army and the Second. Nozu's corps thus became the Fourth Army. In fact, the Japanese repeated, in every respect, the plan of campaign pursued by them ten years previously in the war with China.
Immediately after the landing of the army corps led by General Oku and the capture of Dalny following the battle of Kinchou, the Japanese started sending troops to Dalny, and soon they had three divisions under the command of General (later Count) Nogi. This force became known as the Third Army, with General Kuroki's force being the First Army, and General Oku's the Second. The next move was to land another army at Takushan, located on the south coast of Manchuria, between Pitszewo and the Yalu River estuary. This army was commanded by General (later Count) Nozu, and its goal was to bridge the gap between the First Army and the Second. Nozu's corps thus became the Fourth Army. In fact, the Japanese repeated, in every way, the campaign strategy they used ten years earlier in the war with China.
There was one ultimate difference, however. In the latter war, the force which captured Port Arthur was subsequently carried oversea to the Shantung province, where it assaulted and took the great Chinese naval port at Weihaiwei. But the army sent against Port Arthur, in 1904, was intended to march up the Liaotung peninsula after the capture of the fortress, so, as to fall into line with the other three armies and to manoeuvre on their left flank during the general advance northward. Thus considered, the plan of campaign suggests that General Nogi and his three divisions were expected to capture Port Arthur without much delay, and indeed their early operations against the fortress were conducted on that hypothesis. But, as a matter of fact, in spite of heroic efforts and unlimited bravery on the Japanese side, Port Arthur, with its garrison of thirty thousand men, its splendid fortifications, and its powerful artillery, backed by the indomitable resolution and stubborn resistance of Russian soldiers, did not fall until the last day of 1904, and Nogi's army was unable to take part in the great field-battles which marked the advance of the three other Japanese armies from the seacoast to the capital of Manchuria.
There was one major difference, however. In the later war, the force that captured Port Arthur was then transported by sea to Shantung province, where it attacked and took the significant Chinese naval port at Weihaiwei. But the army sent against Port Arthur in 1904 was meant to march up the Liaotung peninsula after taking the fortress, so it could align with the other three armies and maneuver on their left flank during the overall advance northward. Viewed this way, the campaign plan indicates that General Nogi and his three divisions were expected to capture Port Arthur quickly, and indeed their early actions against the fortress were based on that assumption. However, despite heroic efforts and unwavering bravery from the Japanese side, Port Arthur, with its garrison of thirty thousand men, impressive fortifications, and powerful artillery, supported by the steadfast determination and fierce resistance of Russian soldiers, did not fall until the last day of 1904, and Nogi's army was unable to participate in the major battles that marked the advance of the other three Japanese armies from the coast to the capital of Manchuria.
Step by step, however, though at heavy sacrifice of life, the Japanese fought their way through the outer lines of the Russian defences, and the end of July saw the besiegers in such a position that they were able to mount guns partly commanding the anchorage within the port. An intolerable situation being thus created for the Russian squadron, it determined to put to sea, and on August 10th this was attempted. Without entering into details of the fight that ensued, it will suffice to state briefly that the result of the sortie was to deprive the Russian squadron of the services of one battle-ship, three cruisers, and five torpedo craft, leaving to Rear-Admiral Prince Ukhtonsky, who commanded the vessels in Port Arthur, only five battle-ships, two cruisers (of which one was injured), and three destroyers. On August 18th, a gunboat; on August 23d, another battle-ship, and on August 24th another destroyer were sunk or disabled by striking Japanese mines, and it may be said briefly that the Russian squadron thenceforth ceased to be a menace to the Japanese, and that only the land forces had to be counted with.
Step by step, though at a heavy cost of lives, the Japanese pushed through the outer lines of the Russian defenses, and by the end of July, they were in a position to set up guns that could partly control the anchorage inside the port. This created an unbearable situation for the Russian squadron, which decided to leave the harbor, and on August 10th, they made their attempt. Without going into the details of the battle that followed, it’s enough to say that the result of the sortie was that the Russian squadron lost one battleship, three cruisers, and five torpedo boats, leaving Rear-Admiral Prince Ukhtonsky, who was in charge of the vessels in Port Arthur, with only five battleships, two cruisers (one of which was damaged), and three destroyers. On August 18th, a gunboat was lost; on August 23rd, another battleship was sunk; and on August 24th, another destroyer was taken out of action after hitting Japanese mines. In short, the Russian squadron ceased to pose a threat to the Japanese, and only the land forces remained to consider.
FIELD OPERATIONS PRIOR TO BATTLE OF LIAOYANG
By the close of June the three Japanese armies under Generals Kuroki, Nozu, and Oku were fully deployed and ready to advance in unison. The task before them was to clear the Russians from the littoral of the Korean Sea and force them through the mountains of Manchuria into the valley of the Liao River. In these operations the Japanese acted uniformly on the offensive, whereas the Russians occupied positions carefully chosen and strictly fortified, where they stood always on the defensive. Five heavy engagements, beginning with Fenshuiling on the 26th of June and ending with Yangtzuling on July 31st, were fought in these circumstances, and in every instance the Japanese emerged victorious. From the commencement of the land campaign until the end of July the invading army's casualties were 12,000, while the Russian losses, exclusive of those at Port Arthur, aggregated 28,000 killed and wounded, and 113 light siege-and field-guns, together with eighteen machine-guns, captured.
By the end of June, the three Japanese armies led by Generals Kuroki, Nozu, and Oku were fully mobilized and ready to move together. Their mission was to drive the Russians away from the coastline of the Korean Sea and push them through the mountains of Manchuria into the Liao River valley. During these operations, the Japanese were consistently on the offensive, while the Russians were entrenched in carefully selected and heavily fortified positions, always on the defensive. Five major battles took place during this time, starting with Fenshuiling on June 26 and concluding with Yangtzuling on July 31, and in each instance, the Japanese came out on top. From the start of the land campaign until the end of July, the invading army suffered 12,000 casualties, while the Russian losses, not counting those at Port Arthur, totaled 28,000 killed and wounded, along with 113 light siege and field guns and eighteen machine guns captured.
THE BATTLE OF LIAOYANG
The first great phase of the field-operations may be said to have terminated with the battle of Liaoyang, which commenced on August 25th and continued almost without interruption for nine days, terminating on the 3rd of September. In this historic contest the Russians had 220,000 men engaged. They were deployed over a front of about forty miles, every part of which had been entrenched and fortified with the utmost care and ingenuity. In fact, the position seemed impregnable, and as the Japanese could muster only some 200,000 men for the attack, their chances of success appeared very small. Desperate fighting ensued, but no sensible impression could be made on the Russian lines, and finally, as a last resource, a strong force of Kuroki's army was sent across the Taitsz River to turn the enemy's left flank. The Russian general, Kuropatkin, rightly estimated that the troops detached by General Kuroki for this purpose were not commensurate with the task assigned to them, whereas the Russians could meet this flanking movement with overwhelming strength. Therefore, Kuropatkin sent three army corps across the river, and by September 1st, the Japanese flanking forces were confronted by a powerful body.
The first major phase of the field operations can be considered to have ended with the battle of Liaoyang, which started on August 25th and lasted almost continuously for nine days, ending on September 3rd. In this historic battle, the Russians had 220,000 troops involved. They were positioned along a front of about forty miles, with each section carefully fortified and entrenched. In fact, the position appeared impregnable, and since the Japanese could only field around 200,000 troops for the assault, their chances of success seemed quite slim. Intense fighting took place, but no significant damage could be done to the Russian defenses. Ultimately, as a last resort, a large part of Kuroki's army was dispatched across the Taitsz River to flank the enemy’s left side. Russian General Kuropatkin correctly assessed that the troops assigned by General Kuroki for this task were not enough for the mission, while the Russians could counter this flanking maneuver with overwhelming force. As a result, Kuropatkin moved three army corps across the river, and by September 1st, the Japanese flanking units were faced with a formidable opposition.
Strategists are agreed that, had Kuropatkin's plans found competent agents to execute them, the Japanese advance would have been at least checked at Liaoyang. In fact, the Japanese, in drafting their original programme, had always expected that Nogi's army would be in a position on the left flank in the field long before there was any question of fighting at Liaoyang. It was thus due to the splendid defence made by the garrison of the great fortress that Kuropatkin found himself in such a favourable position at the end of August. But unfortunately for the Russians, one of their generals, Orloff, who had thirteen battalions under his command, showed incompetence, and falling into an ambuscade in the course of the counter-flanking operation, suffered defeat with heavy losses. The Japanese took full advantage of this error, and Kuropatkin, with perhaps excessive caution, decided to abandon his counter-movement and withdraw from Liaoyang. He effected his retreat in a manner that bore testimony to the excellence of his generalship. The casualties in this great battle were very heavy. From August 25th, when the preliminary operations may be said to have commenced, to September 3rd, when the field remained in the possession of the Japanese, their losses were 17,539, namely, 4866 in the First Army, 4992 in the Fourth, and 7681 in the Second, while the Russian casualties were estimated at 25,000.
Strategists agree that if Kuropatkin's plans had been carried out by capable agents, the Japanese advance would have at least been halted at Liaoyang. In fact, the Japanese had always anticipated that Nogi's army would be positioned on the left flank long before any fighting occurred at Liaoyang. It was thanks to the impressive defense put up by the garrison of the great fortress that Kuropatkin found himself in such a strong position at the end of August. Unfortunately for the Russians, one of their generals, Orloff, who commanded thirteen battalions, demonstrated incompetence and fell into an ambush during the counter-flanking operation, suffering a defeat with heavy losses. The Japanese took full advantage of this mistake, and Kuropatkin, perhaps being overly cautious, decided to abandon his counter-movement and retreat from Liaoyang. He executed his retreat in a way that showcased his strong leadership. The casualties in this significant battle were very high. From August 25th, when the preliminary operations began, to September 3rd, when the Japanese retained control of the field, their losses totaled 17,539: 4,866 from the First Army, 4,992 from the Fourth, and 7,681 from the Second, while Russian casualties were estimated at 25,000.
BATTLES OF SHAHO AND OF HEIKAUTAI
On the 2nd of October, General Kuropatkin issued from his headquarters in Mukden an order declaring that the "moment for the attack, ardently desired by the army, had at last arrived, and that the Japanese were now to be compelled to do Russia's will." Barely a month had elapsed since the great battle at Liaoyang, and it still remains uncertain what had happened in that interval to justify the issue of such an order. But the most probable explanation is that Kuropatkin had received re-enforcements, so that he could marshal 250,000 to 260,000 troops for the proposed offensive, and that his news from Port Arthur suggested the necessity of immediate and strenuous efforts to relieve the fortress. His plan was to throw forward his right so as to outflank the Japanese, recover possession of Liaoyang, and obtain command of the railway.
On October 2nd, General Kuropatkin announced from his headquarters in Mukden that the "moment for the attack, eagerly awaited by the army, had finally come, and that the Japanese would now be forced to comply with Russia's demands." It had been barely a month since the major battle at Liaoyang, and it’s still unclear what occurred during that time to justify such an order. However, the most likely explanation is that Kuropatkin had received reinforcements, allowing him to assemble 250,000 to 260,000 troops for the planned offensive, and that reports from Port Arthur indicated the need for immediate and vigorous efforts to rescue the fortress. His strategy was to push his right flank forward to outmaneuver the Japanese, reclaim Liaoyang, and take control of the railway.
He set his troops in motion on the 9th of October, but he was driven back after more than a week's fighting. No less than 13,333 Russian dead were left on the field, and at the lowest calculation, Kuropatkin's casualties must have exceeded 60,000 men exclusive of prisoners. There can be no doubt whatever that the Russian army had suffered one of the most overwhelming defeats in its history, and that after a fortnight's hard marching and nine days' hard fighting, with little food or sleep, it had been reduced by terrible losses and depressing fatigues to a condition bordering on extermination. Such was the result of Kuropatkin's first attempt to assume the offensive. Thereafter, fully three months of complete inaction ensued, and the onlooking world occupied itself with conjectures as to the explanation of this apparent loss of time.
He mobilized his troops on October 9th, but after more than a week of fighting, he was pushed back. A staggering 13,333 Russian soldiers were left dead on the battlefield, and at a minimum estimate, Kuropatkin's casualties must have topped 60,000 men, not including prisoners. There's no doubt that the Russian army faced one of the most crushing defeats in its history, and after two weeks of tough marching and nine days of intense combat, with hardly any food or sleep, it had been worn down by devastating losses and exhausting fatigue to a state nearly on the brink of collapse. This was the outcome of Kuropatkin's first attempt to take the offensive. Following this, there was a period of about three months of total inactivity, during which the watching world speculated about the reason for this apparent waste of time.
Yet the chief reason was very simple. The weather in central Manchuria at the close of the year is such as to render military manoeuvres almost impossible on a large scale, and this difficulty is greatly accentuated by the almost complete absence of roads. In fact, the reasons which induced Kuropatkin to defy these obstacles, and renew his outflanking attempts after the beginning of the cold weather, have never been fully explained. The most probable theory is that held by Japanese strategists, namely, that he desired to find some opening for the vigorous campaign which he intended to pursue in the spring, and that his attention was naturally directed to the region between the Hun and the Liao rivers, a region unoccupied by either army and yet within striking distance of the bases of both. Moreover, he had received nearly three whole divisions from Europe, and he looked to these fresh troops with much confidence. He set his forces in motion on the 25th of January, 1905. Seven Russian divisions were engaged, and the brunt of the fighting was borne by two Japanese divisions and a brigade of cavalry. Two other divisions were engaged, but the part they acted in the fight was so subordinate that it need scarcely be taken into account. The Russians were finally driven back with a loss of some twenty thousand killed, wounded, or prisoners. This battle of Heikautai was the last engagement that took place before the final encounter.
The main reason was pretty straightforward. The weather in central Manchuria at the end of the year makes large-scale military maneuvers nearly impossible, and this problem is made worse by the almost total lack of roads. In fact, the reasons that drove Kuropatkin to ignore these challenges and renew his attempts to outflank the enemy after the cold weather began have never been fully explained. The most likely theory, as suggested by Japanese strategists, is that he wanted to find some opportunity for the strong offensive he planned for the spring, and his focus was naturally on the area between the Hun and Liao rivers, which neither army occupied but was still close to both sides' bases. Additionally, he had received nearly three entire divisions from Europe and had high hopes for these fresh troops. He began moving his forces on January 25, 1905. Seven Russian divisions were involved, and the majority of the fighting fell on two Japanese divisions and a cavalry brigade. Two other divisions were also engaged, but their role in the battle was so minor that it hardly needs mentioning. The Russians were ultimately pushed back, suffering about twenty thousand casualties, including killed, wounded, or captured. The battle of Heikautai was the last confrontation before the final clash.
PORT ARTHUR
The relief of Port Arthur had ceased to be an important objective of Kuropatkin before he planned his Heikautai attack. The great fortress fell on the last day of 1904. It was not until the middle of May that the Kinchou isthmus and Dalny came into Japanese hands, nor was the siege army under General Nogi marshalled until the close of June. During that interval, General Stossel, who commanded, on the Russian side, availed himself of all possible means of defence, and the investing force had to fight for every inch of ground. The attack on the outlying positions occupied fully a month, and not till the end of July had the Japanese advanced close enough to attempt a coup de main. There can be no doubt that they had contemplated success by that method of procedure, but they met with such a severe repulse, during August, that they recognized the necessity of recourse to the comparatively slow arts of the engineer. Thereafter, the story of the siege followed stereotyped lines except that the colossal nature of the fortifications entailed unprecedented sacrifice of life on the besiegers' part. The crucial point of the siege-operations was the capture of a position called 203-Metre Hill. This took place on November 30th after several days of the most terrible fighting ever witnessed, fighting which cost the Japanese ten thousand casualties. The importance of the hill was that it furnished a post of observation whence indications could be given to guide the heavy Japanese artillery in its cannonade of the remaining Russian ships in the harbour.
The relief of Port Arthur was no longer a key goal for Kuropatkin by the time he planned his Heikautai attack. The great fortress fell on the last day of 1904. It wasn't until mid-May that the Kinchou isthmus and Dalny came under Japanese control, and the siege army led by General Nogi wasn't organized until the end of June. During this time, General Stossel, who was in charge on the Russian side, used every possible means of defense, and the attacking force had to fight for every inch of territory. The assault on the outer positions lasted a full month, and it wasn't until the end of July that the Japanese were close enough to try a surprise attack. There’s no doubt they expected to succeed with that approach, but they faced such a heavy defeat in August that they acknowledged the need to rely on the slower methods of engineering. From then on, the siege followed a predictable pattern, except that the enormous scale of the fortifications required unprecedented sacrifices from the attackers. The critical moment of the siege operations was the capture of a spot known as 203-Metre Hill. This occurred on November 30 after several days of intense fighting, which resulted in ten thousand casualties for the Japanese. The hill was crucial because it provided a vantage point to direct the heavy Japanese artillery in bombarding the remaining Russian ships in the harbor.
Nothing then remained for the Russians except to sink the ships, and this they did, so that Russia lost a squadron which, all told, represented an outlay of over thirty millions sterling—$150,000,000. In a telegram despatched to his own Government on January 1st, General Stossel said: "Great Sovereign, forgive! We have done all that was humanly possible. Judge us; but be merciful. Eleven months have exhausted our strength. A quarter only of the defenders, and one-half of them invalids, occupy twenty-seven versts of fortifications without supports and without intervals for even the briefest repose. The men are reduced to shadows!" On the previous day Stossel had written to General Nogi, declaring that further resistance would merely entail useless loss of life considering the conditions within the fortress. The total number of prisoners who surrendered at the fall of the fortress was 878 officers and 23,491 men, and the captured material included 546 guns; 35,252 rifles; 60 torpedoes; 30,000 kilograms of powder; 82,670 rounds of gun-ammunition; two and a quarter million rounds of small-arm ammunition; a number of wagons; 1,920 horses; four battle-ships; two cruisers; fourteen gunboats and torpedo-craft; ten steamers; thirty-three steam launches, and various other vessels. These figures are worthy of study, as one of General Stossel's alleged reasons for surrendering was scarcity of ammunition.
Nothing was left for the Russians but to sink the ships, which they did, resulting in Russia losing a squadron that represented an investment of over thirty million pounds—$150,000,000. In a telegram sent to his own government on January 1st, General Stossel said: "Great Sovereign, forgive us! We have done everything humanly possible. Judge us, but please be merciful. Eleven months have drained our strength. Only a quarter of the defenders are left, and half of those are invalids, occupying twenty-seven versts of fortifications without support and with no time to rest, even briefly. The men are reduced to shadows!" The day before, Stossel had written to General Nogi, stating that continuing to resist would only lead to unnecessary loss of life given the conditions inside the fortress. The total number of prisoners who surrendered when the fortress fell was 878 officers and 23,491 men, and the captured materials included 546 guns; 35,252 rifles; 60 torpedoes; 30,000 kilograms of powder; 82,670 rounds of gun ammunition; two and a quarter million rounds of small-arms ammunition; several wagons; 1,920 horses; four battleships; two cruisers; fourteen gunboats and torpedo vessels; ten steamers; thirty-three steam launches, and various other ships. These figures are worth noting, as one of General Stossel's supposed reasons for surrendering was a lack of ammunition.
MISHCHENKO'S RAID
The capture of Port Arthur meant something more than the fall of a fortress which had been counted impregnable and which had dominated the strategical situation for fully seven months. It meant, also, that General Nogi's army would now be free to join their comrades beyond the Liao River, and that Kuropatkin would find his opponents' strength increased by four divisions. It became, therefore, important to ascertain how soon this transfer was likely to be effected, and, if possible, to interrupt it by tearing up the railway. Accordingly, on January 8th, General Mishchenko's division of Cossacks, Caucasians, and Dragoons, mustering six thousand sabres, with six batteries of light artillery, crossed the Hun River and marched south on a five-mile front. Throughout the war the Cossacks, of whom a very large force was with the Russian army, had hitherto failed to demonstrate their usefulness, and this raid in force was regarded with much curiosity. It accomplished very little. Its leading squadrons penetrated as far south as Old Niuchwang, and five hundred metres of the railway north of Haicheng were destroyed, a bridge also being blown up. But this damage was speedily restored, and as for the reconnoitring results of the raid, they seem to have been very trifling.
The capture of Port Arthur was more than just the fall of a fortress that was thought to be unbreakable and had been crucial to the strategic situation for seven months. It also meant that General Nogi's army could now join their fellow soldiers across the Liao River, increasing Kuropatkin's opponents' strength by four divisions. Therefore, it became important to determine how soon this transfer would happen and, if possible, to disrupt it by destroying the railway. On January 8th, General Mishchenko's division of Cossacks, Caucasians, and Dragoons, totaling six thousand soldiers with six batteries of light artillery, crossed the Hun River and marched south along a five-mile front. Throughout the war, the Cossacks, of whom a large force was part of the Russian army, had not shown their effectiveness, and this significant raid was met with much curiosity. It accomplished very little. Its leading squadrons got as far south as Old Niuchwang, and five hundred meters of the railway north of Haicheng were destroyed, along with a blown-up bridge. However, this damage was quickly repaired, and the reconnaissance results of the raid seem to have been minimal.
THE BATTLE OF MUKDEN
After the battle of Heikautai, which cost the Russians twenty thousand casualties and exposed the troops to terrible hardships, Kuropatkin's army did not number more than 260,000 effectives. On the other hand, he could rely upon a constant stream of re-enforcements from Europe, as the efficiency of the railway service had been enormously increased by the genius and energy of Prince Khilkoff, Russian minister of Ways and Communications. In fact, when all the forces under orders for Manchuria had reached their destination, Kuropatkin would have under his command twelve army corps, six rifle-brigades, and nine divisions of mounted troops, a total of something like half a million men. Evidently the Japanese would not have acted wisely in patiently awaiting the coming of these troops. Moreover, since the break-up of winter would soon render temporarily impossible all operations in the field, to have deferred any forward movement beyond the month of March would have merely facilitated the massing of Russian re-enforcements in the lines on the Shaho, where the enemy had taken up his position after his defeat at Heikautai. These considerations induced Marshal Oyama to deliver an attack with his whole force during the second half of February, and there resulted a conflict which, under the name of the "battle of Mukden," will go down in the pages of history as the greatest fight on record.
After the battle of Heikautai, which resulted in twenty thousand Russian casualties and subjected the troops to severe hardships, Kuropatkin's army only had about 260,000 effective soldiers. However, he could count on a steady influx of reinforcements from Europe, as the efficiency of the railway system had greatly improved thanks to the talent and determination of Prince Khilkoff, the Russian minister of Ways and Communications. In fact, once all the forces assigned to Manchuria arrived at their destination, Kuropatkin would command twelve army corps, six rifle brigades, and nine divisions of mounted troops, totaling around half a million men. Clearly, it would not have been wise for the Japanese to wait calmly for these troops to arrive. Additionally, with the end of winter approaching, which would soon make field operations temporarily impossible, delaying any advance beyond March would have only helped Russian reinforcements to consolidate along the Shaho, where the enemy had positioned themselves after their loss at Heikautai. These factors prompted Marshal Oyama to launch an attack with his entire force in the second half of February, resulting in a conflict known as the "battle of Mukden," which will go down in history as the greatest battle ever recorded.
It has been claimed by the Russians that Kuropatkin was thinking of assuming the offensive when the Japanese forced his hand; but however that may be, the fact is that he fought on the defensive as he had done throughout the whole war with two exceptions. Nevertheless, we may confidently assert that at no previous period had the Russians been so confident and so strong. According to the Japanese estimate, the accuracy of which may be trusted, Kuropatkin had 376 battalions, 171 batteries, and 178 squadrons; representing 300,000 rifles, 26,000 sabres and 1368 guns, while the defences behind which these troops were sheltered were of the most elaborate character, superior to anything that the Japanese had encountered during the previous battles of the field-campaign. On the other hand, the Japanese also were in unprecedented strength. Up to the battle of Heikautai, Kuropatkin had been confronted by only three armies, namely, the First, Second, and Fourth, under Generals Kuroki, Oku, and Nozu, respectively. In the middle of February, these numbered three, four, and two divisions, respectively. But there had now been added a considerable number of reserve brigades, bringing up the average strength of most of the divisions to from 22,000 to 25,000 men. Further, in addition to these armies, two others were in the field, namely, the Third, under General Nogi, and the Fifth, under General Kawamura. General Nogi's force had marched up from Port Arthur, but General Kawamura's was a new army formed of special reservists and now put in the field for the first time.
Russians claimed that Kuropatkin was considering going on the offensive when the Japanese forced his hand; but regardless, he fought defensively as he had throughout the war, with two exceptions. However, we can confidently say that the Russians had never been so strong and certain before. According to a reliable Japanese estimate, Kuropatkin had 376 battalions, 171 batteries, and 178 squadrons, which amounted to 300,000 rifles, 26,000 sabers, and 1,368 guns. The defenses shielding these troops were extremely elaborate, better than anything the Japanese faced in previous battles. On the other hand, the Japanese were also at an all-time high in strength. Up to the battle of Heikautai, Kuropatkin had only faced three armies: the First, Second, and Fourth, commanded by Generals Kuroki, Oku, and Nozu, respectively. In mid-February, these armies included three, four, and two divisions, respectively. But now, a significant number of reserve brigades had been added, raising the average strength of most divisions to between 22,000 and 25,000 men. Additionally, two more armies were in the field: the Third under General Nogi and the Fifth under General Kawamura. General Nogi's force had marched up from Port Arthur, while General Kawamura's was a new army made up of special reservists and deployed for the first time.
The Russians occupied a front forty-four miles in extent and from five to six miles in depth. They did not know, apparently, that General Kawamura's army had joined Oyama's forces, nor did they know where Nogi's army was operating. The Japanese programme was to hold the Russian centre; to attack their left flank with Kawamura's army, and to sweep round their right flank with Nogi's forces. The latter were therefore kept in the rear until Kawamura's attack had developed fully on the east and until the two centres were hotly engaged. Then "under cover of the smoke and heat generated by the conflict of the other armies on an immense front, and specially screened by the violent activity of the Second Army, Nogi marched in echelon of columns from the west on a wide, circling movement; swept up the Liao valley, and bending thence eastward, descended on Mukden from the west and northwest, giving the finishing blow of this gigantic encounter; severing the enemy's main line of retreat, and forcing him to choose between surrender and flight. To launch, direct, and support four hundred thousand men engaged at such a season over a front one hundred miles in length was one of the most remarkable tasks ever undertaken on the field of battle by a modern staff."
The Russians occupied a front that was forty-four miles long and five to six miles deep. They apparently didn’t realize that General Kawamura's army had joined Oyama's forces, nor did they know where Nogi's army was operating. The Japanese strategy was to hold the Russian center, attack their left flank with Kawamura's army, and sweep around their right flank with Nogi's forces. Nogi’s troops were therefore kept in the rear until Kawamura’s attack was fully underway in the east and until both centers were heavily engaged. Then, "under cover of the smoke and heat generated by the conflict of the other armies across an immense front, and particularly shielded by the intense activity of the Second Army, Nogi advanced in echelon columns from the west in a wide, circular movement; moved up the Liao valley, and then bent eastward, coming down on Mukden from the west and northwest, delivering the final blow of this massive encounter; cutting off the enemy's main line of retreat and forcing them to choose between surrender and flight. Launching, directing, and supporting four hundred thousand troops engaged at such a time over a front one hundred miles long was one of the most remarkable tasks ever undertaken on the battlefield by a modern staff."
Of course, all these events did not move exactly as planned, but the main feature of the great fight was that Kuropatkin, deceived by Kawamura's movement, detached a large force to oppose him, and then recalled these troops too late for the purpose of checking General Nogi's flanking operation. The fighting was continuous for almost two weeks, and on the morning of March 16th, the Russians had been driven out of Mukden and forced northward beyond Tiehling. In fact, they did not pause until March 20th, when Linievitch, who had succeeded Kuropatkin in the chief command, was able to order a halt at Supingchieh, seventy miles to the north of Mukden. "The Russian losses in this most disastrous battle included, according to Marshal Oyama's reports, 27,700 killed and 110,000 wounded," while an immense quantity of war material fell into the hands of the victors. The Japanese losses, up to the morning of March 12th, were estimated at 41,222.
Of course, all these events didn’t unfold exactly as planned, but the main highlight of the great battle was that Kuropatkin, misled by Kawamura's movements, sent a large force to confront him and then recalled these troops too late to stop General Nogi's flanking maneuver. The fighting was continuous for almost two weeks, and by the morning of March 16th, the Russians had been driven out of Mukden and forced northward beyond Tiehling. In fact, they didn’t stop until March 20th, when Linievitch, who had taken over from Kuropatkin in command, was able to order a halt at Supingchieh, seventy miles north of Mukden. "The Russian losses in this most disastrous battle included, according to Marshal Oyama's reports, 27,700 killed and 110,000 wounded," while a huge amount of wartime supplies fell into the hands of the victors. The Japanese losses, up to the morning of March 12th, were estimated at 41,222.
THE BATTLE OF TSUSHIMA
From the outset, both sides had appreciated the enormous preponderance that would be conferred by command of the sea. It was in obedience to this conviction that the Russian authorities were in the act of taking steps to increase largely their Pacific squadron when the outbreak of war compelled them to suspend the despatch of re-enforcements. They did not, however, relinquish their preparations. Evidently, any vessels sent to the scene of combat after fighting had begun must be competent to defend themselves against attack, which condition entailed strength to form an independent squadron. The preparations to acquire this competence involved a long delay, and it was not until the 16th of October, 1904, that Admiral Rozhdestvensky left Libau with some forty ships. The world watched this adventure with astonished eyes. Thitherto Great Britain, equipped as she is with coaling-stations all round the globe, had been the only power thought capable of sending a large fleet on an ocean voyage. Rozhdestvensky's squadron consumed over three thousand tons of coal daily when steaming at a reduced speed, and how this supply was to be kept up in the absence of ports of call, no one was able to conjecture. The difficulty was ultimately overcome by the very benevolent character which the neutrality of certain powers assumed, and in May, 1905, the Baltic squadron, as the vessels under Rozhdestvensky were called, made its appearance in Far Eastern waters.
From the beginning, both sides understood the significant advantage that controlling the sea would provide. Following this belief, the Russian authorities were in the process of greatly expanding their Pacific squadron when the outbreak of war forced them to halt the deployment of reinforcements. However, they did not abandon their preparations. Clearly, any ships sent to the battlefield after the fighting had begun needed to be able to defend themselves, which required enough strength to operate as an independent squadron. The preparations to achieve this capability took a long time, and it wasn't until October 16, 1904, that Admiral Rozhdestvensky departed from Libau with around forty ships. The world watched this venture with astonishment. Until then, Great Britain, with its coaling stations around the globe, was the only nation believed capable of sending a large fleet on an ocean voyage. Rozhdestvensky's squadron used over three thousand tons of coal each day when moving at a reduced speed, and no one could figure out how to maintain this supply without ports of call. The challenge was ultimately resolved thanks to the rather generous nature of the neutrality shown by certain countries, and in May 1905, the Baltic squadron—what Rozhdestvensky's ships were called—showed up in Far Eastern waters.
It had been supposed that the Russians would seek to envelop their movements in obscurity, but they seem to have appreciated, from the outset, the absurdity of endeavouring to conceal the traces of a fleet of forty vessels steaming along the routes of the world's commerce. They therefore proceeded boldly on their way, slowly but indomitably overcoming all obstacles. It will be observed that the date of their departure from Libau was just two months after the last attempt of the Port Arthur squadron to escape to Vladivostok. Doubtless, this sortie, which ended so disastrously for the Russians, was prompted in part by anticipation of the Baltic fleet's approaching departure, and had the Port Arthur squadron, or any considerable portion of it, reached Vladivostok before Rozhdestvensky's coming, Admiral Togo might have been caught between two fires. The result of the sortie, however, dispelled that hope. Long before Rozhdestvensky reached the Far East, he fell into touch with Japanese scouts, and every movement of his ships was flashed to the enemy. That Vladivostok was his objective and that he would try to reach that place if possible without fighting, were unquestionable facts. But by what avenue would he enter the Sea of Japan? The query occupied attention in all the capitals of the world during several days, and conjectures were as numerous as they were conflicting. But Admiral Togo had no moment of hesitation. He knew that only two routes were possible, and that one of them, the Tsugaru Strait, could be strewn with mines at very brief notice. The Russians dare not take that risk. Therefore Togo waited quietly at his base in the Korean Strait and on the 27th of May his scouts reported by wireless telegraphy at 5 A.M., "Enemy's fleet sighted in 203 section. He seems to be steering for the east channel."
It was expected that the Russians would try to keep their movements hidden, but they seemed to realize from the beginning how silly it was to think they could conceal a fleet of forty ships traveling along major trade routes. So, they moved confidently forward, steadily overcoming all challenges. It’s important to note that they left Libau exactly two months after the Port Arthur squadron’s last failed attempt to get to Vladivostok. This earlier attempt, which ended in disaster for the Russians, was likely influenced by the impending departure of the Baltic fleet, and if the Port Arthur squadron, or a significant part of it, had reached Vladivostok before Rozhdestvensky arrived, Admiral Togo could have been caught in a tough situation. However, the outcome of that operation dashed those hopes. Long before Rozhdestvensky reached the Far East, he was detected by Japanese scouts, and every move his ships made was quickly relayed to the enemy. It was clear that Vladivostok was his target and he intended to get there without engaging in battle if he could. But the question was, what route would he take to enter the Sea of Japan? This question kept the world's capitals busy for several days, and theories were both plentiful and conflicting. But Admiral Togo was decisive. He understood that only two routes were available, and that one of them, the Tsugaru Strait, could easily be mined at short notice. The Russians couldn’t afford to take that chance. So, Togo patiently waited at his base in the Korean Strait, and on May 27th, his scouts communicated via wireless telegraphy at 5 A.M., “Enemy fleet sighted in section 203. They appear to be heading for the east channel.”
In the historic action which ensued, Rozhdestvensky had under his command eight battle-ships, nine cruisers, three coast-defence ships, nine destroyers, an auxiliary cruiser, six special-service steamers, and two hospital ships. Togo's fleet consisted of five battle-ships (one of them practically valueless), one coast-defence vessel, eight armoured cruisers, ten protected cruisers, twenty destroyers, and sixty-seven torpedo-boats. Numerically, the advantage was on the Japanese side, although in first-class fighting material the disparity was not remarkable. As for the result, it can only be called annihilation for the Russian squadron. Out of the thirty-eight ships composing it, twenty were sunk; six captured; two went to the bottom or were shattered while escaping; six were disarmed and interned in neutral ports to which they had fled; one was released after capture, and of one the fate is unknown. Only two escaped out of the whole squadron. This wonderful result justifies the comment of a competent authority:
In the historic action that followed, Rozhdestvensky commanded eight battleships, nine cruisers, three coastal defense ships, nine destroyers, an auxiliary cruiser, six special-service ships, and two hospital ships. Togo's fleet included five battleships (one of which was practically worthless), one coastal defense vessel, eight armored cruisers, ten protected cruisers, twenty destroyers, and sixty-seven torpedo boats. In terms of numbers, the Japanese had the advantage, although the difference in high-quality fighting ships wasn't significant. As for the outcome, it can only be described as total destruction for the Russian squadron. Out of the thirty-eight ships in it, twenty were sunk; six were captured; two went down or were badly damaged while trying to escape; six were disarmed and taken to neutral ports where they fled; one was released after being captured, and the fate of one is unknown. Only two managed to escape from the entire squadron. This remarkable result supports the comment of a knowledgeable authority:
"We can recognize that Togo is great—great in the patience he exercised in the face of much provocation to enter upon the fight under conditions less favourable to the success of his cause; great in his determination to give decisive battle despite advice offered to him to resort to methods of evasion, subterfuge, and finesse; great in his use of not one but every means in his power to crush his enemy, and great, greatest perhaps of all, in his moderation after victory unparalleled in the annals of modern naval war.
"We can see that Togo is impressive—impressive in the patience he showed despite being provoked to fight under conditions that were less favorable for his cause; impressive in his determination to engage in a decisive battle even when advised to use tactics of avoidance, deception, and subtlety; impressive in his use of every strategy at his disposal to defeat his enemy, and perhaps most impressive of all, in his restraint after an unmatched victory in modern naval warfare."
"The attitude of the Japanese people in the presence of this epoch-making triumph is a sight for men and gods. They have the grand manner of the ancients, and their invariable attitude throughout the war, whether in the hour of victory or in that of disappointment, has been worthy of a great people. No noisy and vulgar clamour, no self-laudation, no triumph over a fallen enemy, but deep thankfulness, calm satisfaction, and reference of the cause of victory to the illustrious virtue of their Emperor."*
"The attitude of the Japanese people in the face of this groundbreaking triumph is impressive for everyone. They embody the dignity of ancient times, and their consistent demeanor throughout the war, whether celebrating victory or facing disappointment, has been admirable for a great nation. There’s no loud bragging, no boastfulness, no gloating over a defeated enemy, just sincere gratitude, quiet pride, and acknowledgment of their Emperor’s outstanding virtue as the source of their victory."*
*The War in the Far East, by the Military Correspondent of "The
Times."
*The War in the Far East, by the Military Correspondent of "The
Times."
The Japanese losses in the two-days' fighting were three torpedo-boats, and they had 116 killed and 538 wounded.
The Japanese casualties in the two days of fighting included three torpedo boats lost, with 116 killed and 538 wounded.
PEACE RESTORED
After the battles of Mukden and Tsushima, which were great enough to terminate the greatest war, the Russians and the Japanese alike found themselves in a position which must either prelude another stupendous effort on both sides or be utilized to negotiate peace. Here the President of the United States of America intervened, and, on the 9th of June, 1905, the American minister in Tokyo and the ambassador in St. Petersburg, instructed from Washington, handed an identical note to the Japanese and the Russian Governments respectively, urging the two countries to approach each other direct. On the following day, Japan intimated her frank acquiescence, and Russia lost no time in taking a similar step. Two months nevertheless elapsed before the plenipotentiaries of the two powers met, on August 10th, at Portsmouth, New Hampshire. Russia sent M. (afterwards Count) de Witte and Baron Rosen; Japan, Baron (afterwards Marquis) Komura, who had held the portfolio of Foreign Affairs throughout the war, and Mr. (afterwards Baron) Takahira. The Japanese statesmen well understood that much of the credit accruing to them for their successful conduct of the war must be forfeited in the sequel of the negotiations. For the people of Japan had accustomed themselves to expect that Russia would recoup a great part, if not the whole, of the expenses incurred by their country in the contest, whereas the ministry in Tokyo knew that to look for payment of indemnity by a great State whose territory has not been invaded effectively or its existence menaced must be futile.
After the battles of Mukden and Tsushima, which were significant enough to end a major war, both the Russians and the Japanese found themselves in a situation that could either lead to another massive effort from both sides or be used to negotiate peace. At this point, the President of the United States intervened, and on June 9, 1905, the American minister in Tokyo and the ambassador in St. Petersburg, acting on instructions from Washington, delivered an identical note to the Japanese and Russian governments, encouraging both countries to talk directly with each other. The next day, Japan openly agreed, and Russia quickly followed suit. However, it still took two months before the representatives of both powers met on August 10 in Portsmouth, New Hampshire. Russia sent M. (later Count) de Witte and Baron Rosen; Japan sent Baron (later Marquis) Komura, who had been in charge of Foreign Affairs throughout the war, and Mr. (later Baron) Takahira. The Japanese leaders understood that much of the credit they earned for successfully conducting the war would likely diminish during the negotiations. The people of Japan had come to expect that Russia would reimburse a significant portion, if not all, of the expenses incurred during the conflict, while the government in Tokyo realized that expecting payment of reparations from a great nation whose territory had not been effectively invaded or whose existence had not been threatened would be pointless.
Nevertheless, diplomacy required that this conviction should be concealed, and thus Russia carried to the conference a belief that the financial phase of the discussion would be crucial. Baron Komura's mandate was, however, that the only radically essential terms were those formulated by Japan prior to the war. She must insist on securing the ends for which she had fought, since she believed them to be indispensable to the peace of the Far East, but beyond that she would not go. The Japanese plenipotentiaries, therefore, judged it wise to submit their terms in the order of the real importance, leaving their Russian colleagues to imagine, as they probably would, that the converse method had been adopted, and that everything prefatory to questions of finance and territory was of minor consequence.
Still, diplomacy demanded that this belief be kept hidden, so Russia entered the conference thinking that the financial discussions would be key. However, Baron Komura's mandate was clear that the only truly essential terms were those defined by Japan before the war. Japan needed to secure the goals for which it had fought, believing them crucial for peace in the Far East, but would not go beyond that. The Japanese negotiators therefore decided it was wise to present their terms in order of true importance, allowing their Russian counterparts to assume, as they likely would, that they had taken the opposite approach and that everything leading up to discussions of finance and territory was of lesser importance.
The negotiations, commencing on the 10th of August, were not concluded until the 5th of September, when a treaty of peace was signed. There had been a moment when the onlooking world believed that unless Russia agreed to ransom the island of Saghalien by paying to Japan a sum of 120 millions sterling,—$580,000,000, the conference would be broken off. Nor did such an exchange seem unreasonable, for were Russia expelled from the northern part of Saghalien, which commands the estuary of the Amur, her position in Siberia would have been compromised. But Japan's statesmen were not disposed to make any display of territorial aggression. The southern half of Saghalien had originally belonged to Japan and had passed into Russia's possession by an arrangement which the Japanese nation strongly resented. To recover that portion of the island seemed, therefore, a legitimate ambition. Japan did not contemplate any larger demand, nor did she seriously insist on an indemnity. Thus, the negotiations were never in real danger of failure.
The negotiations started on August 10 and wrapped up on September 5, when a peace treaty was signed. At one point, many around the world thought that the conference would fall apart unless Russia agreed to pay Japan 120 million pounds—$580,000,000—to ransom the island of Saghalien. This demand didn't seem unreasonable, since if Russia lost the northern part of Saghalien, which oversees the estuary of the Amur, it would harm their position in Siberia. However, Japan's leaders weren’t looking to act aggressively over territorial claims. The southern half of Saghalien originally belonged to Japan and was taken by Russia in an agreement that the Japanese strongly resented. Therefore, wanting to regain that part of the island felt like a legitimate goal. Japan wasn't planning to make any larger demands, nor did they push for compensation. So, the negotiations were never seriously at risk of failing.
The Treaty of Portsmouth recognized Japan's "paramount political, military, and economic interests" in Korea; provided for the simultaneous evacuation of Manchuria by the contracting parties; transferred to Japan the lease of the Liaotung peninsula, held by Russia from China, together with that of the Russian railways south of Kwanchengtsz and all collateral mining or other privileges; ceded to Japan the southern half of Saghalien, the fiftieth parallel of latitude to be the boundary between the two parties; secured fishing-rights for Japanese subjects along the coasts of the seas of Japan, Okhotsk, and Bering; laid down that the expense incurred by the Japanese for the maintenance of the Russian prisoners during the war should be reimbursed by Russia, less the outlays made by the latter on account of Japanese prisoners, by which arrangement Japan obtained a payment of some four million sterling $20,000,000, and provided that the contracting parties, while withdrawing their military force from Manchuria, might maintain guards to protect their respective railways, the number of such guards not to exceed fifteen per kilometre of line. There were other important restrictions: first, the contracting parties were to abstain from taking, on the Russo-Korean frontier, any military measures which might menace the security of Russian or Korean territory; secondly, the two powers pledged themselves not to exploit the Manchurian railways for strategic purposes, and thirdly, they promised not to build on Saghalien or its adjacent islands any fortifications or other similar works, or to take any military measures which might impede the free navigation of the Strait of La Pérouse and the Gulf of Tatary.
The Treaty of Portsmouth acknowledged Japan's dominant political, military, and economic interests in Korea; outlined the simultaneous withdrawal of troops from Manchuria by both parties; transferred to Japan the lease of the Liaotung Peninsula, which Russia had obtained from China, along with the Russian railways south of Kwanchengtsz and any related mining or other privileges; ceded to Japan the southern half of Sakhalin, with the fiftieth parallel of latitude as the boundary between the two nations; secured fishing rights for Japanese citizens along the coasts of the Sea of Japan, the Sea of Okhotsk, and the Bering Sea; established that Russia would reimburse Japan for the costs incurred in maintaining Russian prisoners during the war, minus the expenses incurred by Russia for Japanese prisoners, resulting in Japan receiving about four million pounds ($20,000,000); and allowed both parties, while pulling back their military forces from Manchuria, to have guards to protect their respective railways, with the total number of these guards not exceeding fifteen per kilometer of rail. There were other significant restrictions: first, both parties were to refrain from taking any military actions on the Russo-Korean border that could threaten the security of Russian or Korean territory; second, the two powers committed to not using the Manchurian railways for strategic purposes; and third, they agreed not to build any fortifications or similar structures on Sakhalin or its nearby islands, or take any military actions that could obstruct the free navigation of the Strait of La Pérouse and the Gulf of Tatary.
The above provisions concerned the two contracting parties only. But China's interests also were considered. Thus, it was agreed to "restore entirely and completely to her exclusive administration" all portions of Manchuria then in the occupation, or under the control, of Japanese or Russian troops, except the leased territory; that her consent must be obtained for the transfer to Japan of the leases and concessions held by the Russians in Manchuria; that the Russian Government should disavow the possession of "any territorial advantages or preferential or exclusive concessions in impairment of Chinese sovereignty or inconsistent with the principle of equal opportunity in Manchuria," and that Japan and Russia "engaged reciprocally not to obstruct any general measures common to all countries which China might take for the development of the commerce and industry of Manchuria."
The above provisions only concerned the two parties involved. However, China's interests were also taken into account. Therefore, it was agreed to "fully restore to her exclusive administration" all parts of Manchuria that were occupied or controlled by Japanese or Russian troops, except for the leased territory; that China’s consent was required for the transfer of leases and concessions held by the Russians in Manchuria to Japan; that the Russian Government would deny having "any territorial benefits or preferential or exclusive concessions that undermine Chinese sovereignty or go against the principle of equal opportunity in Manchuria," and that Japan and Russia "committed not to hinder any general measures that all countries might take for the development of commerce and industry in Manchuria."
This distinction between the special interests of the contracting parties and the interests of China herself, as well as of foreign nations generally, is essential to clear understanding of a situation which subsequently attracted much attention. From the time of the Opium War (1857) to the Boxer rising (1900), each of the great Western powers struggled for its own hand in China, and each sought to gain for itself exclusive concessions and privileges with comparatively little regard for the interests of others and with no regard whatsoever for China's sovereign rights. The fruits of this period were permanently ceded territories (Hongkong and Macao); leases temporarily establishing foreign sovereignty in various districts (Kiao-chou, Weihaiwei, and Kwang-chow); railway and mining concessions, and the establishment of settlements at open ports where foreign jurisdiction was supreme. But when, in 1900, the Boxer rising forced all the powers into a common camp, they awoke to full appreciation of a principle which had been growing current for the past two or three years, namely, that concerted action on the lines of maintaining China's integrity and securing to all alike equality of opportunity and a similarly open door, was the only feasible method of preventing the partition of the Chinese empire and averting a clash of rival interests which might have disastrous results. This, of course, did not mean that there was to be any abandonment of special privileges already acquired or any surrender of existing concessions. The arrangement was not to be retrospective in any sense. Vested interests were to be strictly guarded until the lapse of the periods for which they had been granted, or until the maturity of China's competence to be really autonomous.
This difference between the specific interests of the parties involved and the interests of China itself, as well as foreign nations in general, is crucial for understanding a situation that later drew significant attention. From the time of the Opium War (1857) until the Boxer Rebellion (1900), each major Western power aimed to establish its own dominance in China, vying for exclusive concessions and privileges with little concern for the interests of others and completely ignoring China's sovereignty. The outcomes of this era included permanently ceded territories (Hong Kong and Macao); temporary leases that established foreign control in various areas (Kiao-chou, Weihaiwei, and Kwang-chow); railway and mining concessions; and the creation of settlements in open ports where foreign law prevailed. However, in 1900, when the Boxer Rebellion forced all powers into a united front, they realized a principle that had been gaining traction for the previous two or three years: that coordinated action aimed at preserving China's integrity and ensuring equal opportunities for all with an open door policy was the only viable way to prevent the division of the Chinese empire and avoid a clash of conflicting interests that could lead to disastrous outcomes. This did not, of course, mean that anyone would give up the special privileges already obtained or surrender existing concessions. The arrangement was not to be applied retroactively in any way. Existing interests were to be strictly protected until the timeframes for which they were granted expired, or until China became truly capable of being autonomous.
A curious situation was thus created. International professions of respect for China's sovereignty, for the integrity of her empire, and for the enforcement of the open door and equal opportunity co-existed with legacies from an entirely different past. Russia endorsed this new policy, but not unnaturally declined to abate any of the advantages previously enjoyed by her in Manchuria. Those advantages were very substantial. They included a twenty-five-year lease—with provision for renewal—of the Liaotung peninsula, within which area of 1220 square miles Chinese troops might not penetrate, whereas Russia would not only exercise full administrative authority, but also take military and naval action of any kind; they included the creation of a neutral territory on the immediate north of the former and still more extensive, which remained under Chinese administration, and where neither Chinese nor Russian troops might enter, nor might China, without Russia's consent, cede land, open trading marts, or grant concessions to any third nationality; and they included the right to build some sixteen hundred miles of railway (which China would have the opportunity of purchasing at cost price in the year 1938, and would be entitled to receive gratis in 1982), as well as the right to hold extensive zones on either side of the railway, to administer these zones in the fullest sense, and to work all mines lying along the lines.
A strange situation emerged. International declarations of respect for China's sovereignty, for the integrity of her empire, and for the enforcement of the open door and equal opportunity co-existed with remnants from a completely different past. Russia supported this new policy but understandably refused to give up any of the advantages it previously held in Manchuria. These advantages were quite significant. They included a twenty-five-year lease—with an option to renew—of the Liaotung peninsula, an area of 1,220 square miles that Chinese troops could not enter, while Russia would not only have full administrative control but could also take military and naval action as needed; they included the establishment of a neutral zone immediately north of this area, which remained under Chinese administration, where neither Chinese nor Russian troops could enter, and where China could not cede land, open trading posts, or grant concessions to any other nationality without Russia's consent; and they included the right to build around sixteen hundred miles of railway (which China would have the chance to buy at cost in 1938 and would receive for free in 1982), along with the right to hold extensive zones on either side of the railway, to fully administer these zones, and to extract resources from all mines located along the lines.
Under the Portsmouth treaty these advantages were transferred to Japan by Russia, the railway, however, being divided so that only the portion (521.5 miles) to the south of Kwanchengtsz fell to Japan's share, while the portion (1077 miles) to the north of that place remained in Russia's hands. China's consent to the above transfers and assignments was obtained in a treaty signed at Peking on the 22nd of December, 1905. Thus, Japan came to hold in Manchuria a position somewhat contradictory. On the one hand, she figured as the champion of the Chinese empire's integrity and as an exponent of the new principle of equal opportunity and the open door. On the other, she appeared as the legatee of many privileges more or less inconsistent with that principle. But, at the same time, nearly all the great powers of Europe were similarly circumstanced. In their cases, also, the same incongruity was observed between the newly professed policy and the aftermath of the old practice. It was scarcely to be expected that Japan alone should make a large sacrifice on the altar of a theory to which no other State thought of yielding any retrospective obedience whatever. She did, indeed, furnish a clear proof of deference to the open-door doctrine, for instead of reserving the railway zones to her own exclusive use, as she was fully entitled to do, she sought and obtained from China a pledge to open to foreign trade sixteen places within these zones.
Under the Portsmouth treaty, Russia transferred these advantages to Japan, though the railway was split, granting Japan only the section (521.5 miles) south of Kwanchengtsz, while the section (1077 miles) north of that location remained with Russia. China's agreement to these transfers was formalized in a treaty signed in Beijing on December 22, 1905. Consequently, Japan found itself in a somewhat contradictory position in Manchuria. On one hand, it portrayed itself as the protector of the Chinese empire's integrity and an advocate of the new principle of equal opportunity and the open door. On the other hand, it also held many privileges that conflicted with that principle. Yet, almost all the major powers in Europe faced similar contradictions between their newly claimed policies and the remnants of old practices. It was unrealistic to expect Japan to make significant sacrifices for a theory that no other nation was willing to follow. Nonetheless, Japan demonstrated a clear commitment to the open-door policy; instead of reserving the railway zones for its exclusive use, which it was fully entitled to do, Japan sought and received a promise from China to open sixteen locations within those zones to foreign trade.
For the rest, however, the inconsistency between the past and the present, though existing throughout the whole of China, was nowhere so conspicuous as in the three eastern provinces (Manchuria); not because there was any real difference of degree, but because Manchuria had been the scene of the greatest war of modern times; because that war had been fought by Japan in the cause of the new policy, and because the principles of the equally open door and of China's integrity had been the main bases of the Portsmouth treaty, of the Anglo-Japanese alliance, and of the subsequently concluded ententes with France and Russia. In short, the world's eyes were fixed on Manchuria and diverted from China proper, so that every act of Japan was subjected to an exceptionally rigorous scrutiny, and the nations behaved as though they expected her to live up to a standard of almost ideal altitude. China's mood, too, greatly complicated the situation. She had the choice between two moderate and natural courses; either to wait quietly until the various concessions granted by her to foreign powers in the evil past should lapse by maturity, or to qualify herself by earnest reforms and industrious developments for their earlier recovery. Nominally she adopted the latter course, but in reality she fell into a mood of much impatience. Under the name of a "rights-recovery campaign" her people began to protest vehemently against the continuance of any conditions which impaired her sovereignty, and as this temper coloured her attitude towards the various questions which inevitably grew out of the situation in Manchuria, her relations with Japan became somewhat strained in the early part of 1909.
For everyone else, though, the gap between the past and the present, while evident all over China, was most noticeable in the three eastern provinces (Manchuria); not because there was an actual difference in degree, but because Manchuria had been the site of the biggest war of modern times; because this war had been fought by Japan due to the new policies, and because the principles of the open door and China's integrity were the main foundations of the Portsmouth treaty, the Anglo-Japanese alliance, and the agreements made with France and Russia afterwards. In short, the world's attention was fixed on Manchuria, pulling focus away from China itself, so every action by Japan was under intense scrutiny, and other nations seemed to expect her to uphold almost an ideal standard. China's attitude added to the complications. She could either wait patiently for the various concessions she had granted to foreign powers in a difficult past to naturally expire or work hard to recover them sooner through serious reforms and dedicated progress. On the surface, she chose the latter path, but in reality, she became quite impatient. Under the banner of a "rights-recovery campaign," her people started to strongly protest against any situation that undermined her sovereignty, and this mindset affected her approach to the many issues that inevitably arose from the situation in Manchuria, leading to somewhat strained relations with Japan in early 1909.
JAPAN IN KOREA AFTER THE WAR WITH RUSSIA
Having waged two wars on account of Korea, Japan emerged from the second conflict with the conviction that the policy of maintaining the independence of that country must be modified, and that since the identity of Korean and Japanese interests in the Far East and the paramount character of Japanese interests in Korea would not permit Japan to leave Korea to the care of any third power, she must assume the charge herself. Europe and America also recognized that view of the situation, and consented to withdraw their legations from Seoul, thus leaving the control of Korean foreign affairs entirely in the hands of Japan, who further undertook to assume military direction in the event of aggression from without or disturbance from within. But in the matter of internal administration, she continued to limit herself to advisory supervision. Thus, though a Japanese resident-general in Seoul, with subordinate residents throughout the provinces, assumed the functions hitherto discharged by foreign ministers and consuls, the Korean Government was merely asked to employ Japanese experts in the position of counsellors, the right to accept or reject their counsels being left to their employers.
After fighting two wars over Korea, Japan came out of the second conflict convinced that its policy of keeping Korea independent needed to change. Japan believed that due to the shared interests of Korea and Japan in the Far East, along with Japan's major interests in Korea, it couldn't just leave Korea in the hands of others. Thus, Japan decided to take charge itself. Europe and America agreed with this perspective and chose to withdraw their legations from Seoul, leaving control of Korean foreign affairs solely to Japan. Japan also committed to overseeing military actions in case of outside aggression or internal unrest. However, in terms of the country's internal administration, Japan limited itself to providing advisory supervision. Therefore, while a Japanese resident-general in Seoul and subordinate residents in the provinces took on the roles previously held by foreign ministers and consuls, the Korean Government was simply asked to hire Japanese experts as advisers, retaining the right to accept or reject their advice.
Once again, however, the futility of looking for any real reforms under this optional system was demonstrated. Japan sent her most renowned statesman, Prince Ito, to discharge the duties of resident-general; but even he, in spite of patience and tact, found that some less optional methods must be resorted to. Hence, on the 24th of July, 1907, a new agreement was signed, by which the resident-general acquired initiative as well as consultative competence to enact and enforce laws and ordinances; to appoint and remove Korean officials, and to place capable Japanese subjects in the ranks of the administration. That this constituted a heavy blow to Korea's independence could not be gainsaid. That it was inevitable seemed to be equally obvious. For there existed in Korea nearly all the worst abuses of medieval systems. The administration of justice depended solely on favour or interest. The police contributed by corruption and incompetence to the insecurity of life and property. The troops were a body of useless mercenaries. Offices being allotted by sale, thousands of incapables thronged the ranks of the executive. The Emperor's Court was crowded by diviners and plotters of all kinds, male and female. The finances of the Throne and those of the State were hopelessly confused. There was nothing like an organized judiciary. A witness was in many cases considered particeps criminis; torture was commonly employed to obtain evidence, and defendants in civil cases were placed under arrest. Imprisonment meant death or permanent disablement for a man of means. Flogging so severe as to cripple, if not to kill, was a common punishment; every major offence from robbery upwards was capital, and female criminals were frequently executed by administering shockingly painful poisons. The currency was in a state of the utmost confusion. Extreme corruption and extortion were practised in connexion with taxation. Finally, while nothing showed that the average Korean lacked the elementary virtue of patriotism, there had been repeated proofs that the safety and independence of the empire counted for little with political intriguers. Japan must step out of Korea altogether or effect drastic reforms there.
Once again, however, the pointlessness of seeking any real reforms under this optional system was made clear. Japan sent its most famous statesman, Prince Ito, to take on the role of resident-general; but even he, despite being patient and tactful, realized that some less optional methods had to be used. So, on July 24, 1907, a new agreement was signed, allowing the resident-general to take the initiative as well as advisory power to create and enforce laws and rules; to appoint and remove Korean officials, and to place capable Japanese individuals in administrative positions. It was undeniable that this dealt a serious blow to Korea's independence. It also seemed obvious that it was unavoidable. Korea had nearly all the worst problems of medieval systems. Justice was solely dependent on favoritism or personal interests. The police added to the insecurity of life and property through corruption and incompetence. The military was made up of useless mercenaries. Positions were sold, leading to thousands of unqualified people filling executive roles. The Emperor's Court was filled with fortune-tellers and conspirators of every kind, both male and female. The finances of the Throne and the State were hopelessly mixed up. There was nothing resembling an organized court system. A witness was often viewed as an accomplice; torture was commonly used to extract evidence, and defendants in civil cases were arrested. For a wealthy person, imprisonment often meant death or permanent disability. Brutal flogging that could cripple or even kill was a common punishment; serious offenses like robbery were punishable by death, and female criminals were often executed using extremely painful poisons. The currency was in total chaos. Extreme corruption and extortion were rampant in relation to taxes. Lastly, while nothing indicated that the average Korean lacked basic patriotism, there had been many instances showing that the safety and independence of the empire mattered little to political schemers. Japan needed to either withdraw from Korea completely or implement serious reforms there.
She necessarily chose the latter alternative, and the things which she accomplished between the beginning of 1906 and the close of 1908 may be briefly described as the elaboration of a proper system of taxation; the organization of a staff to administer annual budgets; the re-assessment of taxable property; the floating of public loans for productive enterprises; the reform of the currency; the establishment of banks of various kinds, including agricultural and commercial; the creation of associations for putting bank-notes into circulation; the introduction of a warehousing system to supply capital to farmers; the lighting and buoying of the coasts; the provision of posts, telegraphs, roads, and railways; the erection of public buildings; the starting of various industrial enterprises (such as printing, brick making, forestry and coal mining); the laying out of model farms; the beginning of cotton cultivation; the building and equipping of an industrial training school; the inauguration of sanitary works; the opening of hospitals and medical schools; the organization of an excellent educational system; the construction of waterworks in several towns; the complete remodelling of the Central Government; the differentiation of the Court and the executive, as well as of the administrative and the judiciary; the formation of an efficient body of police; the organization of law-courts with a majority of Japanese jurists on the bench; the enactment of a new penal code, and drastic reforms in the taxation system.
She had to choose the latter option, and the things she accomplished between early 1906 and the end of 1908 can be summed up as creating a proper tax system; organizing a team to manage annual budgets; reassessing taxable property; issuing public loans for productive projects; reforming the currency; establishing various types of banks, including agricultural and commercial ones; creating associations to circulate banknotes; introducing a warehousing system to provide capital to farmers; lighting and marking the coasts; providing postal services, telegraphs, roads, and railways; building public structures; launching various industrial ventures (like printing, brick-making, forestry, and coal mining); developing model farms; starting cotton cultivation; constructing and equipping an industrial training school; initiating sanitation projects; opening hospitals and medical schools; setting up an excellent education system; building waterworks in several towns; completely restructuring the Central Government; separating the Court from the executive, as well as the administrative from the judiciary; forming an effective police force; organizing courts with mostly Japanese judges; enacting a new penal code, and making significant reforms in the tax system.
In the summer of 1907, the resident-general advised the Throne to disband the standing army as an unserviceable and expensive force. The measure was, doubtless desirable, but the docility of the troops had been overrated. Some of them resisted vehemently, and many became the nucleus of an insurrection which lasted in a desultory manner for nearly two years; cost the lives of 21,000 insurgents and 1300 Japanese, and entailed upon Japan an outlay of nearly a million sterling. Altogether, what with building 642 miles of railway, making loans to Korea, providing funds for useful purposes and quelling the insurrection, Japan was fifteen millions sterling $72,000,000 out of pocket on Korea's account by the end of 1909. She had also lost the veteran statesman, Prince Ito, who was assassinated at Harbin by a Korean fanatic on the 26th of October, 1909.*
In the summer of 1907, the resident-general recommended that the Throne disband the standing army because it was ineffective and costly. While this move seemed necessary, the willingness of the troops was overestimated. Some of them pushed back strongly, and many became the core of an uprising that dragged on for almost two years, leading to the deaths of 21,000 insurgents and 1,300 Japanese. It also resulted in Japan spending nearly a million pounds. Overall, considering the construction of 642 miles of railway, loans to Korea, funding for various projects, and suppressing the rebellion, Japan was out nearly fifteen million pounds ($72,000,000) on Korea by the end of 1909. Additionally, they lost the experienced statesman, Prince Ito, who was assassinated in Harbin by a Korean extremist on October 26, 1909.*
*Encylopaedia Britannica, (11th Edition); article "Japan," by
Brinkley.
*Encyclopaedia Britannica, (11th Edition); article "Japan," by
Brinkley.
ANNEXATION OF KOREA
Japan finally resolved that nothing short of annexation would suit the situation, and that step was taken on August 22, 1910. At what precise moment this conviction forced itself upon Japan's judgment it is impossible to say, She knows how to keep her counsel. But it was certainly with great reluctance that she, hitherto the exponent and champion of Korean independence, accepted the role of annexation. The explanation given by her own Government is as follows:
Japan ultimately decided that only annexation would address the situation, and that action was taken on August 22, 1910. It's hard to pinpoint exactly when this belief took hold of Japan's decision-making, as they are quite secretive. However, it was clearly with a lot of hesitation that Japan, which had previously advocated for Korean independence, took on the role of annexer. Here’s the explanation provided by their own Government:
-"In its solicitude to put an end to disturbing conditions, the Japanese Government made an arrangement, in 1905, for establishing a protectorate over Korea and they have ever since been assiduously engaged in works of reform, looking forward to the consummation of the desired end. But they have failed to find in the regime of a protectorate sufficient hope for a realization of the object which they had in view, and a condition of unrest and disquietude still prevails throughout the whole peninsula. In these circumstances, the necessity of introducing fundamental changes in the system of government in Korea has become entirely manifest, and an earnest and careful examination of the Korean problem has convinced the Japanese Government that the regime of a protectorate cannot be made to adapt itself to the actual condition of affairs in Korea, and that the responsibilities devolving upon Japan for the due administration of the country cannot be justly fulfilled without the complete annexation of Korea to the Empire."
"In its effort to end troubling conditions, the Japanese Government arranged in 1905 to establish a protectorate over Korea, and they have been actively working on reforms since then, aiming for the desired outcome. However, they have not found enough hope in the protectorate regime to achieve their objectives, and a sense of unrest and anxiety continues to prevail throughout the entire peninsula. Given this situation, it's clear that fundamental changes in Korea's government system are necessary, and a thorough examination of the Korean issue has led the Japanese Government to realize that a protectorate cannot adapt to Korea's current circumstances, and that Japan's responsibilities for properly governing the country cannot be fairly met without fully annexing Korea to the Empire."
"Thus the dynasty of sovereigns, which had continued in an unbroken line from 1392, came to an end with the independence of this country, whose national traditions and history had extended over four thousand years, whose foundation as a kingdom was coeval with that of the Assyrian empire; and the two last living representatives of the dynasty exchanged their positions as Imperial dignitaries for those of princes and pensioners of Japan."* Since that drastic step was taken, events seem to have fully justified it. Under the able management of Count Terauchi, the evil conditions inimical to the prosperity and happiness of the people are fast disappearing. Comparative peace and order reign; and there appears to be no reason why the fruits of progressive civilization should not ultimately be gathered in Japan's new province as plentifully as they are in Japan herself.
"Thus, the line of rulers that had lasted uninterrupted since 1392 came to an end with the independence of this country, which had a rich history and national traditions spanning over four thousand years, its establishment as a kingdom coinciding with that of the Assyrian Empire; the last two living representatives of the dynasty traded their roles as Imperial dignitaries for those of princes and pensioners of Japan.* Since that significant change, events seem to have fully validated it. Under the capable leadership of Count Terauchi, the negative conditions threatening the prosperity and happiness of the people are quickly fading away. A sense of relative peace and order prevails; and there seems to be no reason why the benefits of progressive civilization shouldn't ultimately be enjoyed in Japan's new province just as abundantly as they are in Japan itself."
*The Story of Korea, by Longford.
*The Story of Korea, by Longford.*
SITUATION IN 1911
The unstable element of the East Asian situation to-day is the position occupied by Japan and Russia in Manchuria. Both powers possess privileges there which will not be easily surrendered, and which are likely, sooner or later, to prove incompatible with China's autonomy. It was apprehended at the outset that Russia would not long consent to occupy the place assigned to her by the Treaty of Portsmouth, and that she would quickly prepare for a war of revenge. Her statesmen, however, showed as much magnanimity as wisdom. On July 30, 1906, they signed with Japan a convention pledging the contracting parties to respect all the rights accruing to one or the other under the Portsmouth Treaty. If international promises can be trusted, continuous peace is assured between the two powers. Russia, however, is not only doubling the track of her Siberian Railway, but is also building a second line along the Amur; while Japan will soon command access to central Manchuria by three lines; one from Dalny to Kwanchengtsz; another from Fusan via Wiju to Mukden, and a third from the northeastern coast of Korea via Hoiryong, on the Tumen, to Kilin.
The unstable part of the East Asian situation today is the role played by Japan and Russia in Manchuria. Both countries have privileges there that they won't easily give up, and these will likely clash with China's independence sooner or later. It was feared from the beginning that Russia wouldn't stick to the position assigned to it by the Treaty of Portsmouth for long and would soon prepare for a revenge war. However, their leaders showed as much generosity as strategy. On July 30, 1906, they signed a convention with Japan, committing both parties to respect all the rights granted to either side under the Portsmouth Treaty. If international commitments can be relied upon, lasting peace is guaranteed between the two nations. Still, Russia is not only doubling the route of its Siberian Railway but is also building a second line along the Amur River; meanwhile, Japan will soon have access to central Manchuria through three routes: one from Dalny to Kwanchengtsz, another from Fusan via Wiju to Mukden, and a third from the northeastern coast of Korea via Hoiryong, on the Tumen, to Kilin.
These developments do not suggest that when the lease of Liaotung and the charter of the railways mature—in twenty-five years and thirty years, respectively, from the date of their signature—either Japan or Russia will be found ready to surrender these properties. Meanwhile, the United States of America is gradually constituting itself the guardian of China's integrity in Manchuria, and the citizens of the Pacific slope, under the influence of the labour question, are writing and speaking as though war between the great republic and the Far Eastern empire were an inevitable outcome of the future. This chimera is unthinkable by anyone really familiar with the trend of Japanese sentiment, but it may encourage in China a dangerous mood, and it helps always to foster an unquiet feeling. On the whole, when we add the chaotic condition into which China is apparently falling, it has to be admitted that the second decade of the twentieth century does not open a peaceful vista in the Far East.
These developments don't suggest that when the lease of Liaotung and the charter of the railways expire—in twenty-five years and thirty years, respectively, from the date they were signed—either Japan or Russia will be ready to give up these properties. Meanwhile, the United States is slowly positioning itself as the protector of China's sovereignty in Manchuria, and people on the Pacific Coast, influenced by labor issues, are talking and writing as if a war between the great republic and the Far Eastern empire is an unavoidable future. This idea is unthinkable for anyone who truly understands Japanese sentiment, but it might stir up a dangerous mood in China and always contributes to a sense of unrest. Overall, considering the chaotic situation China seems to be entering, it's clear that the second decade of the twentieth century does not start off with a peaceful outlook in the Far East.
STEADY-POINTS
There are, however, two steady-points upon the horizon. One is the Anglo-Japanese treaty: not the treaty of 1902, spoken of already above, but a treaty which replaced it and which was concluded on August 12, 1905. The latter document goes much further than the former. For, whereas the treaty of 1902 merely pledged each of the contracting parties to observe neutrality in the event of the other being engaged in defence of its interests, and to come to that other's assistance in the event of any third power intervening belligerently, the treaty of 1905 provides that:
There are, however, two constant points on the horizon. One is the Anglo-Japanese treaty: not the treaty of 1902 mentioned earlier, but a treaty that replaced it and was finalized on August 12, 1905. This new document goes much further than the previous one. While the treaty of 1902 simply committed both parties to remain neutral if the other was defending its interests and to assist each other if a third power intervened belligerently, the treaty of 1905 states that:
"Whenever in the opinion of either Japan or Great Britain, any of the rights and interests referred to in the preamble of this agreement are in jeopardy, the two Governments will communicate with one another fully and frankly, and will consider in common the measures which should be taken to safeguard those menaced rights or interests."
"Whenever Japan or Great Britain believes that any of the rights and interests mentioned in the preamble of this agreement are at risk, the two Governments will communicate openly and honestly with each other, and will discuss together the actions that should be taken to protect those threatened rights or interests."
"If, by reason of unprovoked attack or aggressive action, wherever arising, on the part of any other power or powers, either contracting party should be involved in war in defence of its territorial rights or special interests mentioned in the preamble of this agreement, the other contracting party will at once come to the assistance of its ally, and will conduct the war in common, and make peace in mutual agreement with it."
"If, because of an unprovoked attack or aggressive action from any other power or powers, either party involved should find itself in a war to defend its territorial rights or special interests mentioned in the introduction of this agreement, the other party will immediately assist its ally, conduct the war together, and make peace through mutual agreement."
The "rights and interests" here referred to are defined as follows in the preamble:
The "rights and interests" mentioned here are defined as follows in the preamble:
"The consolidation and maintenance of the general peace in the regions of eastern Asia and of India."
"The consolidation and maintenance of overall peace in eastern Asia and India."
"The preservation of the common interests of all powers in China by insuring the independence and integrity of the Chinese empire and the principle of equal opportunities for the commerce and industry of all nations in China."
"The preservation of the common interests of all countries in China by ensuring the independence and unity of the Chinese empire and the principle of equal opportunities for the trade and industry of all nations in China."
"The maintenance of the territorial rights of the high contracting parties in the regions of eastern Asia and of India, and the defence of their special interests in the said regions."
"The upkeep of the territorial rights of the main parties involved in eastern Asia and India, and the protection of their specific interests in those areas."
This remarkable agreement came into force from the date of its signature, and its period of duration was fixed at ten years. During its existence the two powers, England and Japan, are pledged to use all endeavours for maintaining not only peace in the East, but also the independence and integrity of China. The significance of such a pledge is appreciated when we recall the dimensions of the British navy supplemented by the Japanese, and when we further recall that Japan, with her base of operations within easy reach of the Asiatic continent, can place half a million of men in the field at any moment. The second steady-point is China's financial condition. She is the debtor of several Western nations, and they may be trusted to avert from her any vicissitude that would impair her credit as a borrower. Prominent among such vicissitudes is the dismemberment of the country.
This important agreement took effect on the date it was signed and was set to last for ten years. During this time, England and Japan are committed to doing everything they can to maintain not only peace in the East but also the independence and integrity of China. The importance of this pledge becomes clear when we consider the size of the British navy, enhanced by the Japanese, and remember that Japan can mobilize half a million troops at any time, with its operations close to the Asian continent. Another stable factor is China’s financial situation. She owes money to several Western countries, and they can be relied upon to protect her from any changes that might harm her ability to borrow. One of the major threats to her stability is the potential division of the country.
ENGRAVING: SEAL OF SESSHO, THE PAINTER
APPENDIX
1. CONSTITUTION OF THE EMPIRE OF JAPAN
TOKYO, FEBRUARY 11, 1889
CHAPTER I. THE EMPEROR
Article I. The Empire of Japan shall be ruled over by Emperors of the dynasty, which has reigned in an unbroken line of descent for ages past.
Article I. The Empire of Japan will be ruled by Emperors from the dynasty that has had an unbroken line of descent for many years.
Article II. The succession to the throne shall devolve upon male descendants of the Imperial House, according to the provisions of the Imperial House Law.
Article II. The succession to the throne will pass to male descendants of the Imperial House, following the rules laid out in the Imperial House Law.
Article III. The person of the Emperor is sacred and inviolable.
Article III. The Emperor's person is sacred and cannot be violated.
Article IV. The Emperor being the Head of the Empire the rights of sovereignty are invested in him, and he exercises them in accordance with the provisions of the present Constitution.
Article IV. The Emperor, as the Head of the Empire, holds the rights of sovereignty, which he exercises according to the rules set out in this Constitution.
Article V. The Emperor exercises the legislative power with the consent of the Imperial Diet.
Article V. The Emperor holds the legislative power with the approval of the Imperial Diet.
Article VI. The Emperor gives sanction to laws, and orders them to be promulgated and put into force.
Article VI. The Emperor approves laws and instructs that they be published and enacted.
Article VII. The Emperor convokes the Imperial Diet, opens, closes, and prorogues it, and dissolves the House of Representatives.
Article VII. The Emperor calls together the Imperial Diet, opens, closes, and suspends it, and disbands the House of Representatives.
Article VIII. In case of urgent necessity, when the Imperial Diet is not sitting, the Emperor, in order to maintain the public safety or to avert a public danger, has the power to issue Imperial Ordinances, which shall take the place of laws. Such Imperial Ordinances shall, however, be laid before the Imperial Diet at its next session, and should the Diet disapprove of the said Ordinances, the Government shall declare them to be henceforth invalid.
Article VIII. In case of urgent necessity, when the Imperial Diet is not in session, the Emperor has the authority to issue Imperial Ordinances to ensure public safety or prevent a public danger. These Imperial Ordinances will serve as temporary laws. However, they must be presented to the Imperial Diet at its next session, and if the Diet disapproves of these Ordinances, the Government will declare them invalid moving forward.
Article IX. The Emperor issues, or causes to be issued, the ordinances necessary for the carrying out of the laws, or for the maintenance of public peace and order, and for the promotion of the welfare of his subjects. But no Ordinance shall in any way alter any of the existing laws.
Article IX. The Emperor issues, or has issued, the rules needed to implement the laws, maintain public peace and order, and promote the welfare of his subjects. However, no rule shall change any of the existing laws.
Article X. The Emperor determines the organisation of the different branches of the Administration; he fixes the salaries of all civil and military officers, and appoints and dismisses the same. Exceptions specially provided for in the present Constitution or in other laws shall be in accordance with the respective provisions bearing thereon.
Article X. The Emperor decides how the various branches of the Administration are organized; he sets the salaries for all civil and military officials, and he appoints and removes them. Exceptions specifically outlined in this Constitution or other laws will follow the relevant provisions related to those exceptions.
Article XI. The Emperor has the supreme command of the army and navy.
Article XI. The Emperor has the ultimate authority over the army and navy.
Article XII. The Emperor determines the organisation and peace standing of the army and navy.
Article XII. The Emperor decides on the organization and peace status of the army and navy.
Article XIII. The Emperor declares war, makes peace, and concludes treaties.
Article XIII. The Emperor declares war, makes peace, and signs treaties.
Article XIV. The Emperor proclaims the law of siege. The conditions and operation of the law of siege shall be determined by law.
Article XIV. The Emperor announces the law of siege. The rules and execution of the law of siege will be established by law.
Article XV. The Emperor confers titles of nobility, rank, orders, and other marks of honour.
Article XV. The Emperor awards titles of nobility, ranks, orders, and other honors.
Article XVI. The Emperor orders amnesty, pardon, commutation of punishments, and rehabilitation.
Article XVI. The Emperor grants amnesty, forgiveness, reduced sentences, and rehabilitation.
Article XVII. The institution of a Regency shall take place in conformity with the provisions of the Imperial House Law.*
Article XVII. A Regency will be established according to the rules set out in the Imperial House Law.*
The Regent shall exercise the supreme powers which belong to the
Emperor in his name.
The Regent will exercise the highest powers that belong to the
Emperor in his name.
*Law of succession, coronation, ascension, majority, style of address, regency, imperial governor, imperial family, hereditary estates, imperial expenditures, etc., of Feb. 11, 1889.
*Law of succession, coronation, ascension, majority, style of address, regency, imperial governor, imperial family, hereditary estates, imperial expenditures, etc., of Feb. 11, 1889.
CHAPTER II. RIGHTS AND DUTIES OF SUBJECTS
Article XVIII. The conditions necessary for being a Japanese subject shall be determined by law.
Article XVIII. The requirements for being a Japanese citizen will be established by law.
Article XIX. Japanese subjects shall all equally be eligible for civil and military appointments, and any other public offices, subject only to the conditions prescribed and Laws and Ordinances.
Article XIX. Japanese citizens will all have equal access to civil and military positions, as well as any other public offices, subject only to the requirements set forth in the laws and regulations.
Article XX. Japanese subjects are amenable to service in the army or navy, according to the provisions of law.
Article XX. Japanese citizens are subject to military service in the army or navy, in accordance with the law.
Article XXI. Japanese subjects are amenable to the duty of paying taxes, according to the provisions of law.
Article XXI. Japanese citizens are required to pay taxes as stated in the law.
Article XXII. Subject to the limitations imposed by law, Japanese subjects shall enjoy full liberty in regard to residence and change of abode.
Article XXII. Subject to the legal limitations, Japanese individuals shall have complete freedom regarding their residence and ability to move.
Article XXIII. No Japanese subject shall be arrested, detained, tried or punished, except according to law.
Article XXIII. No Japanese citizen shall be arrested, held, tried, or punished, except in accordance with the law.
Article XXIV. No Japanese subject shall be deprived of his right of being tried by judges determined by law.
Article XXIV. No Japanese citizen shall lose their right to be tried by judges appointed according to the law.
Article XXV. Except in the cases provided for in the law, the house of no Japanese subject shall be entered or searched without his permission.
Article XXV. Except in cases specified by law, no Japanese person's home can be entered or searched without their permission.
Article XXVI. Except in cases provided for in the law, the secrecy of the letters of Japanese subjects shall not be violated.
Article XXVI. Except in cases specified by law, the confidentiality of Japanese citizens' correspondence shall not be breached.
Article XXVII. The rights of property of Japanese subjects shall not be violated. Such measures, however, as may be rendered necessary in the interests of the public welfare shall be taken in accordance with the provisions of the law.
Article XXVII. The property rights of Japanese citizens will not be violated. However, actions necessary for the public good may be taken according to the law.
Article XXVIII. Japanese subjects shall, within limits not prejudicial to peace and order, and not antagonistic to their duties as subjects, enjoy freedom of religious belief.
Article XXVIII. Japanese citizens shall, as long as it doesn’t disrupt peace and order and doesn’t conflict with their responsibilities as citizens, have the freedom to practice their religion.
Article XXIX. Japanese subjects shall, within the limits of the law, enjoy liberty in regard to speech, writing, publication, public meetings, and associations.
Article XXIX. Japanese citizens shall, within the bounds of the law, have the freedom to express themselves through speech, writing, publications, public gatherings, and associations.
Article XXX. Japanese subjects may present petitions, provided that they observe the proper form of respect, and comply with the rules specially provided for such matters.
Article XXX. Japanese citizens can submit petitions as long as they follow the correct procedures and adhere to the specific rules set for these situations.
Article XXXI. The provisions contained in the present chapter shall not interfere with the exercise, in times of war or in case of national emergency, of the supreme powers which belong to the Emperor.
Article XXXI. The rules in this chapter won’t get in the way of the Emperor’s supreme powers during wartime or national emergencies.
Article XXXII. Each and every one of the provisions contained in the preceding articles of the present chapter shall, in so far as they do not conflict with the laws or the rules and discipline of the army and navy, apply to the officers and men of the army and of the navy.
Article XXXII. All the provisions in the previous articles of this chapter shall, as long as they don't conflict with the laws or the rules and discipline of the army and navy, apply to the officers and personnel of both the army and the navy.
CHAPTER III. THE IMPERIAL DIET
Article XXXIII. The Imperial Diet shall consist of two Houses: the
House of Peers and the House of Representatives.
Article XXXIII. The Imperial Diet will have two Houses: the
House of Peers and the House of Representatives.
Article XXXIV. The House of Peers shall, in accordance with the Ordinance concerning the House of Peers, be composed of members of the Imperial Family, of Nobles, and of Deputies who have been nominated by the Emperor.
Article XXXIV. The House of Peers will, following the Ordinance regarding the House of Peers, consist of members of the Imperial Family, Nobles, and Deputies who have been appointed by the Emperor.
Article XXXV. The House of Representatives shall be composed of members elected by the people, according to the provisions of the Law of Election.
Article XXXV. The House of Representatives will be made up of members elected by the people, following the rules set out in the Election Law.
Article XXXVI. No one can at one and the same time be a member of both Houses.
Article XXXVI. No one can be a member of both Houses at the same time.
Article XXXVII. Every law requires the consent of the Imperial Diet.
Article XXXVII. Every law needs the approval of the Imperial Diet.
Article XXXVIII. Both Houses shall vote upon projects of law brought forward by the Government, and may respectively bring forward projects of law.
Article XXXVIII. Both Houses will vote on proposed laws put forth by the Government, and each House may also propose laws.
Article XXXIX. A bill which has been rejected by either of the Houses shall not be again brought in during the same session.
Article XXXIX. A bill that has been rejected by either House cannot be introduced again during the same session.
Article XL. Both Houses can make recommendations to the Government in regard to laws, or upon any other subject. When, however, such recommendations are not adopted, they cannot be made a second time during the same session.
Article XL. Both Houses can suggest changes to the Government regarding laws or any other topic. However, if these suggestions are not accepted, they can't be proposed again in the same session.
Article XLI. The Imperial Diet shall be convoked every year.
Article XLI. The Imperial Diet will be called together every year.
Article XLII. A session of the Imperial Diet shall last during three months. In case of necessity, a duration of a session may be prolonged by Imperial order.
Article XLII. A session of the Imperial Diet will last for three months. If necessary, the duration of a session can be extended by Imperial order.
Article XLIII. When urgent necessity arises, an extraordinary session may be convoked, in addition to the ordinary one. The duration of an extraordinary session shall be determined by Imperial order.
Article XLIII. When an urgent need comes up, an extraordinary session may be called, in addition to the regular one. The length of an extraordinary session will be set by Imperial order.
Article XLIV. With regard to the opening, closing, and prorogation of the Imperial Diet, and the prolongation of its sessions, these shall take place simultaneously in both Houses. Should the House of Representatives be ordered to dissolve, the House of Peers shall at the same time be prorogued.
Article XLIV. Concerning the opening, closing, and prorogation of the Imperial Diet and the extension of its sessions, these will happen at the same time in both Houses. If the House of Representatives is ordered to dissolve, the House of Peers will also be prorogued at the same time.
Article XLV. When the House of Representatives has been ordered to dissolve, the election of new members shall be ordered by Imperial decree, and the new House shall be convoked within five months from the day of dissolution.
Article XLV. When the House of Representatives is ordered to dissolve, an Imperial decree will call for the election of new members, and the new House will be convened within five months from the dissolution date.
Article XLVI. No debate can be opened and no vote can be taken in either House of the Imperial Diet unless not less than one-third of the whole number of the members thereof is present.
Article XLVI. No debate can start and no vote can happen in either House of the Imperial Diet unless at least one-third of all the members are present.
Article XLVII. Votes shall be taken in both Houses by absolute majority. In the case of a tie vote, the President shall have the casting vote.
Article XLVII. Votes will be taken in both Houses by an absolute majority. In the event of a tie, the President will cast the deciding vote.
Article XLVIII. The deliberation of both Houses shall be held in public. The deliberations may, however, upon demand of the Government or by resolution of the House, be held in secret sitting.
Article XLVIII. The discussions of both Houses will be conducted in public. However, the discussions may, at the request of the Government or by resolution of the House, be held in a closed session.
Article XLIX. Both Houses of the Imperial Diet may respectively present addresses to the Emperor.
Article XLIX. Both Houses of the Imperial Diet can each present addresses to the Emperor.
Article L. Both Houses may receive petitions presented by subjects.
Article L. Both Houses can receive petitions submitted by citizens.
Article LI. Both Houses may enact, besides what is provided for in the present constitution and in the law of the Houses, rules necessary for the management of their internal affairs.
Article LI. Both Houses can create additional rules, beyond what is outlined in the current constitution and the House laws, that are necessary for managing their internal affairs.
Article LII. No member of either House shall be held responsible outside the respective Houses for any opinion uttered or for any vote given by him in the House. When, however, a member himself has given publicity to his opinions, by public speech, by documents in print, or in writing, or by any other means, he shall, as regards such actions, be amenable to the general law.
Article LII. No member of either House will be held accountable outside of their respective Houses for any opinion expressed or any vote cast by them in the House. However, if a member publicizes their opinions through public speech, printed documents, writing, or any other means, they will be liable to the general law for those actions.
Article LIII. The members of both Houses shall, during the session, be free from arrest, unless with the permission of the House, except in cases of flagrant delicts, or of offences connected with civil war or foreign troubles.
Article LIII. The members of both Houses shall be free from arrest during the session, unless they have the House's permission, except in cases of serious crimes, or offenses related to civil war or foreign issues.
Article LIV. The Ministers of State, and persons deputed for that purpose by the Government, may at any time take seats and speak in either House.
Article LIV. The Ministers of State and individuals assigned by the Government can take their seats and speak in either House at any time.
CHAPTER IV. THE MINISTERS OF STATE AND THE PRIVY COUNCIL
Article LV. The respective Ministers of State shall give their advice to the Emperor, and be responsible for it.
Article LV. The respective State Ministers will advise the Emperor and be accountable for their advice.
All laws, public ordinances, and imperial rescripts, of whatever kind, that relate to the affairs of the state, require the counter-signature of a Minister of State.
All laws, public regulations, and imperial orders, regardless of their type, that pertain to state matters, need to be countersigned by a Minister of State.
Article LVI. The Privy Council shall, in accordance with the provisions for the organisation of the Privy Council, deliberate upon the important matters of State, when they have been consulted by the Emperor.
Article LVI. The Privy Council will, following the rules for how the Privy Council is organized, discuss important State matters after being consulted by the Emperor.
CHAPTER V. THE JUDICATURE
Article LVII. Judicial powers shall be exercised by the courts of law, according to law, in the name of the Emperor. The organisation of the courts of law shall be determined by law.
Article LVII. Judicial powers will be exercised by the courts of law, according to the law, in the name of the Emperor. The organization of the courts will be defined by law.
Article LVIII. The judges shall be appointed from among those who possess the proper qualifications determined by law. No judge shall be dismissed from his post except on the ground of sentence having been passed upon him for a criminal act, or by reason of his having been subjected to punishment for disciplinary offence. Rules for disciplinary punishment shall be determined by law.
Article LVIII. Judges will be appointed from individuals who meet the qualifications set by law. No judge can be removed from their position unless they have been convicted of a crime or have faced disciplinary action. The rules for disciplinary punishment will be established by law.
Article LIX. Trials shall be conducted and judgments rendered publicly. When, however, there exists any fear that such publicity may be prejudicial to peace and order, or to the maintenance of public morality, the public trial may be suspended, either in accordance with the law bearing on the subject or by the decision of the court concerned.
Article LIX. Trials will be carried out and decisions made publicly. However, if there is a concern that this publicity could harm peace and order, or affect public morality, the public trial may be put on hold, either according to the relevant law or by the decision of the court involved.
Article LX. Matters which fall within the competency of the special courts shall be specially determined by law.
Article LX. Issues that are under the authority of the special courts will be specifically addressed by law.
Article LXI. The courts of law shall not take cognizance of any suits which arise out of the allegations that rights have been infringed by illegal action on the part of the executive authorities, and which fall within the competency of the court of administrative litigation, specially established by law.
Article LXI. The courts will not consider any lawsuits that come from claims of rights being violated by illegal actions taken by executive authorities, and which are under the jurisdiction of the administrative court specifically set up by law.
CHAPTER VI. FINANCE
Article LXII. The imposition of a new tax or the modification of the rates (of an existing one) shall be determined by law.
Article LXII. The creation of a new tax or the change in the rates of an existing one shall be determined by law.
However, all such administrative fees or other revenue as are in the nature of compensation for services rendered shall not fall within the category of the above clause.
However, all administrative fees or other income that serve as payment for services provided won't fall under the category mentioned above.
The raising of national loans and the contracting of other liabilities to the charge of the National Treasury, except those that are provided in the Budget, shall require the consent of the Imperial Diet.
The raising of national loans and taking on other debts charged to the National Treasury, except those included in the Budget, will need the approval of the Imperial Diet.
Article LXIII. Existing taxes shall, in so far as they are not altered by new laws, continue to be collected as heretofore.
Article LXIII. Current taxes will continue to be collected as they have been, unless they are changed by new laws.
Article LXIV. The annual expenditure and revenue of the State shall, in the form of an annual Budget, receive the consent of the Imperial Diet. Any expenditure which exceeds the appropriations set forth under the various heads of the Budget, or those not provided for in the Budget, shall be referred subsequently to the Imperial Diet for its approval.
Article LXIV. The annual spending and income of the State must, in the form of an annual Budget, be approved by the Imperial Diet. Any spending that goes over the allocated amounts in the different sections of the Budget, or that isn't covered in the Budget, will be sent back to the Imperial Diet for approval.
Article LXV. The Budget shall be first laid before the House of
Representatives.
Article LXV. The Budget will be presented to the House of
Representatives.
Article LXVI. The expenditure in respect of the Imperial House shall be defrayed every year out of the National Treasury, according to the present fixed amount for the same, and shall not hereafter require the consent thereto of the Imperial Diet, except in case an increase thereof is found necessary.
Article LXVI. The expenses for the Imperial House will be covered every year by the National Treasury, based on the current fixed amount, and will no longer need approval from the Imperial Diet unless an increase is deemed necessary.
Article LXVII. The fixed expenditure based upon the supreme powers of the Emperor and set forth in this Constitution, and such expenditure as may have arisen by the effect of law, or as appertains to the legal obligations of the Government, shall be neither rejected nor reduced by the Imperial Diet, without the concurrence of the Government.
Article LXVII. The fixed expenses based on the supreme powers of the Emperor and outlined in this Constitution, as well as those expenses that may have come about through law or relate to the Government's legal obligations, shall not be rejected or reduced by the Imperial Diet without the agreement of the Government.
Article LXVIII. In order to meet special requirements the Government may ask the consent of the Imperial Diet to a certain amount as a continuing expenditure fund, for a previously fixed number of years.
Article LXVIII. To address specific needs, the Government may seek the approval of the Imperial Diet for a designated amount as a continuous expenditure fund, for a set number of years.
Article LXIX. In order to supply unavoidable deficits in the Budget, and to meet requirements unprovided for in the same, a reserve fund shall be established.
Article LXIX. To cover unavoidable budget deficits and address unaccounted needs, a reserve fund will be created.
Article LXX. When there is urgent need for the adoption of measures for the maintenance of the public safety, and when in consequence of the state either of the domestic affairs or of the foreign relations, the Imperial Diet cannot be convoked, the necessary financial measures may be taken by means of an Imperial Ordinance. In such cases as those mentioned in the preceding clause the matter shall be submitted to the Imperial Diet at its next session for its approval.
Article LXX. When there’s an urgent need to implement measures for public safety, and because of either domestic issues or foreign relations the Imperial Diet cannot be called, the necessary financial measures can be taken through an Imperial Ordinance. In such cases mentioned above, the issue will be presented to the Imperial Diet at its next session for approval.
Article LXXI. When the Imperial Diet has not voted on the Budget, or when the Budget has not been brought into actual existence, the Government shall carry out the Budget of the preceding year.
Article LXXI. When the Imperial Diet has not voted on the Budget, or when the Budget has not been put into effect, the Government shall implement the Budget from the previous year.
Article LXXII. The final account of the expenditure and revenue of the State shall be verified and confirmed by the Board of Audit, and it shall be submitted by the Government to the Imperial Diet, together with the report of verification of the said Board.
Article LXXII. The final account of the State's spending and income will be checked and approved by the Board of Audit, and it will be presented by the Government to the Imperial Diet, along with the Board's verification report.
The organisation and competency of the Board of Audit shall be determined by law separately.
The structure and abilities of the Board of Audit will be defined by law separately.
CHAPTER VII SUPPLEMENTARY RULES
Article LXXIII. Should, hereafter, the necessity arise for the amendment of the provisions of the present Constitution, A project to that effect shall be submitted for the deliberation of the Imperial Diet by Imperial Order. In the above case, neither House can open a debate, unless not less than two-thirds of the whole number of members are present; and no amendment can be passed unless a majority of not less than two-thirds of the members present is obtained.
Article LXXIII. If the need arises in the future to amend the provisions of this Constitution, a proposal will be submitted to the Imperial Diet for discussion by Imperial Order. In such cases, neither House can begin a debate unless at least two-thirds of all members are present; and no amendment can be approved unless a majority of at least two-thirds of the members present agree.
Article LXXIV. No modification of the Imperial House Law shall be
required to be submitted for the deliberation of the Imperial Diet.
No provision of the present Constitution can be modified by the
Imperial House Law.
Article LXXIV. No changes to the Imperial House Law need to be
submitted for discussion by the Imperial Diet.
No part of the current Constitution can be changed by the
Imperial House Law.
Article LXXV. No modification can be introduced into the
Constitution, or into the Imperial House Law, during the time of a
Regency.
Article LXXV. No changes can be made to the
Constitution or the Imperial House Law while a
Regency is in effect.
Article LXXVI. Existing legal enactments, such as laws, regulations, and ordinances, and all other such enactments, by whatever names they may be called, which do not conflict with the present constitution, shall continue in force. All existing contracts or orders which entail obligations upon the Government, and which are connected with the expenditure, shall come within the scope of Article LXVII.
Article LXXVI. All current laws, regulations, and ordinances, and any other similar rules, regardless of what they are called, that do not conflict with the current constitution, will remain in effect. All existing contracts or agreements that impose obligations on the Government, and that relate to expenditures, will fall under Article LXVII.
2. AGREEMENT BETWEEN JAPAN AND THE UNITED KINGDOM, SIGNED AT LONDON, AUGUST 12, 1905
Preamble. The Governments of Japan and Great Britain, being desirous of replacing the agreement concluded between them on the 30th January, 1902, by fresh stipulations, have agreed upon the following articles, which have for their object:
Preamble. The Governments of Japan and Great Britain, wanting to replace the agreement made between them on January 30, 1902, with new terms, have agreed on the following articles, which aim to:
(a) The consolidation and maintenance of the general peace in the regions of Eastern Asia and of India;
(a) The consolidation and upkeep of overall peace in the areas of East Asia and India;
(b) The preservation of the common interests of all Powers in China by insuring the independence and integrity of the Chinese Empire and the principle of equal opportunities for the commerce and industry of all nations in China;
(b) The protection of the shared interests of all countries in China by ensuring the independence and integrity of the Chinese Empire and the principle of equal opportunities for trade and industry for all nations in China;
(c) The maintenance of the territorial rights of the High Contracting Parties in the regions of Eastern Asia and of India, and the defence of their special interests in the said regions:
(c) The upkeep of the territorial rights of the High Contracting Parties in Eastern Asia and India, and the protection of their special interests in those regions:
Article I. It is agreed that whenever, in the opinion of either Great Britain or Japan, any of the rights and interests referred to in the preamble of this Agreement are in jeopardy, the two Governments will communicate with one another fully and frankly, and will consider in common the measures which should be taken to safeguard those menaced rights or interests. (671)
Article I. It is agreed that whenever Great Britain or Japan, in their opinion, believes that any of the rights and interests mentioned in the preamble of this Agreement are at risk, the two governments will communicate openly and honestly with each other and will work together to think about the measures that should be taken to protect those threatened rights or interests. (671)
Article II. If by reason of unprovoked attack or aggressive action, wherever arising, on the part of any other Power or Powers either Contracting Party should be involved in war in defence of its territorial rights or special interests mentioned in the preamble of this Agreement, the other Contracting Party will at once come to the assistance of its ally, and will conduct the war in common, and make peace in mutual agreement with it. (672)
Article II. If either Contracting Party gets involved in a war to defend its territorial rights or special interests mentioned in the introductory part of this Agreement due to an unprovoked attack or aggressive actions by any other Power or Powers, the other Contracting Party will immediately assist its ally, fight the war together, and agree on terms for peace. (672)
Article III. Japan possessing paramount political, military, and economic interests in Corea, Great Britain recognizes the right of Japan to take such measures of guidance, control, and protection in Corea as she may deem proper and necessary to safeguard and advance those interests, provided always that such measures are not contrary to the principle of equal opportunities for the commerce and industry of all nations. (672)
Article III. Japan has major political, military, and economic interests in Korea, and Great Britain acknowledges Japan's right to take any steps for guidance, control, and protection in Korea that it believes are appropriate and necessary to safeguard and enhance those interests, as long as those steps do not violate the principle of equal opportunities for trade and industry for all nations. (672)
Article IV. Great Britain having a special interest in all that concerns the security of the Indian frontier, Japan recognizes her right to take such measures in the proximity of that frontier as she may find necessary for safeguarding her Indian possessions. (672)
Article IV. Great Britain has a special interest in anything related to the security of the Indian border, and Japan acknowledges its right to take any actions near that border that it considers necessary to protect its Indian territories. (672)
Article V. The High Contracting Parties agree that neither of them will, without consulting the other, enter into separate arrangements with another Power to the prejudice of the objects described in the preamble of this Agreement. (672)
Article V. The High Contracting Parties agree that neither of them will, without consulting the other, enter into separate agreements with another Power that could harm the objectives outlined in the preamble of this Agreement. (672)
Article VI. As regards the present war between Japan and Russia, Great Britain will continue to maintain strict neutrality unless some other Power or Powers should join in hostilities against Japan, in which case Great Britain will come to the assistance of Japan, and will conduct the war in common, and make peace in mutual agreement with Japan. (672)
Article VI. Concerning the ongoing war between Japan and Russia, Great Britain will maintain strict neutrality unless another power or powers join in hostilities against Japan. In that case, Great Britain will support Japan, conduct the war together, and make peace in mutual agreement with Japan. (672)
Article VII. The conditions under which armed assistance shall be afforded by either Power to the other in the circumstances mentioned in the present Agreement, and the means by which such assistance is to be made available, will be arranged by the Naval and Military authorities of the Contracting Parties, who will from time to time consult one another fully and freely upon all questions of mutual interest. (673)
Article VII. The conditions under which one Power will provide armed assistance to the other as outlined in this Agreement, and the methods for delivering that assistance, will be coordinated by the naval and military authorities of the Contracting Parties. They will regularly consult each other openly and thoroughly on all matters of mutual interest. (673)
Article VIII. The present Agreement shall, subject to the provisions of Article VI, come into effect immediately after the date of its signature, and remain in force for ten years from that date.
Article VIII. This Agreement will take effect immediately after the date it is signed, subject to the provisions of Article VI, and will remain in force for ten years from that date.
In case neither of the High Contracting Parties should have notified twelve months before the expiration of the said ten years the intention of terminating it, it shall remain binding until the expiration of one year from the day on which either of the High Contracting Parties shall have denounced it. But, if when the date fixed for its expiration arrives, either ally is actually engaged in war, the alliance shall, ipso facto, continue until peace is concluded. (673)
If neither of the High Contracting Parties notifies the other twelve months before the ten-year period ends that they want to terminate it, the agreement will stay in effect until one year after either party decides to end it. However, if the expiration date arrives and either party is in a state of war, the alliance will automatically continue until peace is achieved. (673)
In faith whereof the Undersigned, duly authorized by their respective Governments, have signed this Agreement and have affixed thereto their Seals.
In faith whereof, the undersigned, properly authorized by their respective governments, have signed this agreement and attached their seals.
Done in duplicate at London, the 12th day of August, 1905.
Done in duplicate in London, on August 12th, 1905.
(L.S.) TADASU HAYASHI
Envoy Extraordinary and Minister Plenipotentiary of His Majesty the
Emperor of Japan at the Court of St. James.
Envoy Extraordinary and Minister Plenipotentiary of His Majesty the
Emperor of Japan at the Court of St. James.
(L.S.) LANSDOWNE
His Britannic Majesty's Principal Secretary of State for Foreign
Affairs.
His Majesty's Principal Secretary of State for Foreign Affairs.
3. TREATY OF PEACE BETWEEN JAPAN AND RUSSIA SIGNED AT PORTSMOUTH, SEPTEMBER 5, 1905
Article I. There shall henceforth be peace and amity between Their Majesties the Emperor of Japan and the Emperor of all the Russias and between Their respective States and subjects. (783)
Article I. From now on, there will be peace and friendship between Their Majesties the Emperor of Japan and the Emperor of all the Russias, as well as between their respective nations and citizens. (783)
Article II. The Imperial Russian Government, acknowledging that Japan possesses in Corea paramount political, military and economical interests, engage neither to obstruct nor interfere with the measures of guidance, protection and control which the Imperial Government of Japan may find it necessary to take in Corea.
Article II. The Imperial Russian Government recognizes that Japan has significant political, military, and economic interests in Korea and agrees not to obstruct or interfere with the actions for guidance, protection, and control that the Imperial Government of Japan may find necessary in Korea.
It is understood that Russian subjects in Corea shall be treated exactly in the same manner as the subjects or citizens of other foreign Powers, that is to say, they shall be placed on the same footing as the subjects or citizens of the most favoured nation.
It is understood that Russian nationals in Korea will be treated the same way as the nationals or citizens of other foreign powers; in other words, they will be placed on the same level as the nationals or citizens of the most favored nation.
It is also agreed that, in order to avoid all cause of misunderstanding, the two High Contracting Parties will abstain, on the Russo-Corean frontier, from taking any military measure which may menace the security of Russian or Corean territory. (783)
It is also agreed that, to prevent any misunderstandings, both High Contracting Parties will refrain from taking any military action on the Russo-Corean border that could threaten the security of Russian or Corean territory. (783)
Article III. Japan and Russia mutually engage:
Article III. Japan and Russia agree to work together:
1. To evacuate completely and simultaneously Manchuria except the territory affected by the lease of the Liao-tung Peninsula, in conformity with the provisions of additional Article I, annexed to this Treaty: and
1. To fully and simultaneously evacuate Manchuria, except for the area impacted by the lease of the Liao-tung Peninsula, in accordance with the terms of additional Article I, attached to this Treaty: and
2. To restore entirely and completely to the exclusive administration of China all portions of Manchuria now in the occupation or under the control of the Japanese or Russian troops, with the exception of the territory above mentioned.
2. To fully return to the exclusive administration of China all areas of Manchuria currently occupied or controlled by Japanese or Russian troops, except for the territory mentioned above.
The Imperial Government of Russia declare that they have not in Manchuria any territorial advantages or preferential or exclusive concessions in impairment of Chinese sovereignty or inconsistent with the principle of equal opportunity. (784)
The Imperial Government of Russia declares that they do not have any territorial advantages or preferential or exclusive concessions in Manchuria that would undermine Chinese sovereignty or go against the principle of equal opportunity. (784)
Article IV. Japan and Russia reciprocally engage not to obstruct any general measures common to all countries, which China may take for the development of the commerce and industry of Manchuria. (784)
Article IV. Japan and Russia agree not to hinder any general measures that China may implement for the growth of commerce and industry in Manchuria, which are common to all countries. (784)
Article V. The Imperial Russian Government transfer and assign to the Imperial Government of Japan, with the consent of the Government of China, the lease of Port Arthur, Talien and adjacent territory, and territorial waters and all rights, privileges and concessions connected with or forming part of such lease and they also transfer and assign to the Imperial Government of Japan all public works and properties in the territory affected by the above mentioned lease.
Article V. The Imperial Russian Government transfers and assigns to the Imperial Government of Japan, with the agreement of the Government of China, the lease of Port Arthur, Talien, and the surrounding area, as well as the territorial waters and all rights, privileges, and concessions related to that lease. Additionally, they transfer and assign to the Imperial Government of Japan all public works and properties in the territory impacted by the mentioned lease.
The two High Contracting Parties mutually engage to obtain the consent of the Chinese Government mentioned in the foregoing stipulation.
The two High Contracting Parties agree to get the consent of the Chinese Government mentioned in the previous clause.
The Imperial Government of Japan on their part undertake that the proprietary rights of Russian subjects in the territory above referred to shall be perfectly respected. (784)
The Imperial Government of Japan promises that the property rights of Russian individuals in the mentioned territory will be fully respected. (784)
Article VI. The Imperial Russian Government engage to transfer and assign to the Imperial Government of Japan, without compensation and with the consent of the Chinese Government, the railway between Chang-chun (Kuan-cheng-tzu) and Port Arthur and all its branches, together with all rights, privileges and properties appertaining thereto in that region, as well as all coal mines in the said region belonging to or worked for the benefit of the railway.
Article VI. The Imperial Russian Government agrees to transfer and assign to the Imperial Government of Japan, without payment and with the approval of the Chinese Government, the railway connecting Chang-chun (Kuan-cheng-tzu) and Port Arthur and all its branches, along with all rights, privileges, and properties related to it in that area, as well as all coal mines in the same area owned by or operated for the benefit of the railway.
The two High Contracting Parties mutually engage to obtain the consent of the Government of China mentioned in the foregoing stipulation. (785)
The two High Contracting Parties agree to get the approval of the Government of China as stated in the previous agreement. (785)
Article VII. Japan and Russia engage to exploit their respective railways in Manchuria exclusively for commercial and industrial purposes and in no wise for strategic purposes.
Article VII. Japan and Russia agree to use their respective railways in Manchuria solely for commercial and industrial purposes, and not for any strategic purposes.
It is understood that that restriction does not apply to the railway in the territory affected by the lease of the Liao-tung Peninsula. (785)
It’s understood that this restriction doesn’t apply to the railway in the area covered by the lease of the Liao-tung Peninsula. (785)
Article VIII. The Imperial Governments of Japan and Russia, with a view to promote and facilitate intercourse and traffic, will, as soon as possible, conclude a separate convention for the regulation of their connecting railway services in Manchuria. (785)
Article VIII. The governments of Japan and Russia will quickly come together to create a separate agreement to regulate their railway services in Manchuria in order to promote and make travel and trade easier. (785)
Article IX. The Imperial Russian Government cede to the Imperial Government of Japan in perpetuity and full sovereignty, the southern portion of the Island of Saghalien and all islands adjacent thereto, and all public works and properties thereon. The fiftieth degree of north latitude is adopted as the northern boundary of the ceded territory. The exact alignment of such territory shall be determined in accordance with the provisions of additional Article II, annexed to this Treaty.
Article IX. The Imperial Russian Government transfers to the Imperial Government of Japan permanently and with full sovereignty, the southern part of Saghalien Island and all nearby islands, along with all public works and properties on them. The fiftieth degree of north latitude is set as the northern boundary of the transferred territory. The precise boundaries of this territory will be determined according to the provisions of additional Article II, attached to this Treaty.
Japan and Russia mutually agree not to construct in their respective possessions on the Island of Saghalien or the adjacent islands, any fortifications or other similar military works. They also respectively engage not to take any military measures which may impede the free navigation of the Straits of La Pérouse and Tartary. (785)
Japan and Russia agree not to build any fortifications or similar military structures on the Island of Sakhalin or the nearby islands. They also commit not to take any military actions that could hinder free navigation through the La Pérouse and Tartary straits. (785)
Article X. It is reserved to the Russian subjects, inhabitants of the territory ceded to Japan, to sell their real property and retire to their country; but, if they prefer to remain in the ceded territory, they will be maintained and protected in the full exercise of their industries and rights of property, on condition of submitting to Japanese laws and jurisdiction. Japan shall have full liberty to withdraw the right of residence in, or to deport from, such territory, any inhabitants who labour under political or administrative disability. She engages, however, that the proprietary rights of such individuals shall be fully respected. (786)
Article X. Russian citizens living in the territory given to Japan can sell their property and go back to their home country; however, if they choose to stay in the ceded territory, they will be supported and protected in exercising their business and property rights, provided they follow Japanese laws and jurisdiction. Japan has the complete authority to revoke the right to reside in, or to deport from, this territory any residents who have political or administrative restrictions. Nevertheless, Japan commits to fully respecting the property rights of those individuals. (786)
Article XL. Russia engages to arrange with Japan for granting to Japanese subjects rights of fishery along the coasts of the Russian possessions in the Japan, Okhotsk and Behring Seas.
Article XL. Russia agrees to negotiate with Japan to grant Japanese citizens fishing rights along the coasts of Russian territories in the Japan, Okhotsk, and Bering Seas.
It is agreed that the foregoing engagement shall not affect rights already belonging to Russian or foreign subjects in those regions. (786)
It is agreed that the above engagement will not impact the rights that already belong to Russian or foreign individuals in those areas. (786)
Article XII. The Treaty of Commerce and Navigation between Japan and Russia having been annulled by the war, the Imperial Governments of Japan and Russia engage to adopt as the basis of their commercial relations, pending the conclusion of a new treaty of commerce and navigation on the basis of the Treaty which was in force previous to the present war, the system of reciprocal treatment on the footing of the most favoured nation, in which are included import and export duties, customs formalities, transit and tonnage dues, and the admission and treatment of the agents, subjects and vessels of one country in the territories of the other. (786)
Article XII. The Treaty of Commerce and Navigation between Japan and Russia has been canceled due to the war. The Imperial Governments of Japan and Russia agree to base their commercial relations, until a new treaty of commerce and navigation is established based on the prior treaty that was in effect before the current war, on a system of reciprocal treatment under the most favored nation principle. This includes import and export duties, customs procedures, transit and tonnage fees, and the admission and treatment of agents, subjects, and vessels from one country within the territories of the other. (786)
Article XIII. As soon as possible after the present Treaty comes into force, all prisoners of war shall be reciprocally restored. The Imperial Governments of Japan and Russia shall each appoint a special Commissioner to take charge of prisoners. All prisoners in the hands of the Government shall be delivered to and received by the Commissioner of the other Government or by his duly authorized representative, in such convenient numbers and at such convenient ports of the delivering State as such delivering State shall notify in advance to the Commissioner of the receiving State.
Article XIII. As soon as the current Treaty goes into effect, all prisoners of war will be returned to each other. The Imperial Governments of Japan and Russia will each appoint a special Commissioner to oversee the prisoners. All prisoners held by the Government will be handed over to and received by the Commissioner of the other Government or by his officially designated representative, in manageable numbers and at designated ports in the delivering State, which the delivering State will notify in advance to the Commissioner of the receiving State.
The Governments of Japan and Russia shall present to each other, as soon as possible after the delivery of prisoners has been completed, a statement of the direct expenditures respectively incurred by them for the care and maintainance of prisoners from the date of capture or surrender up to the time of death or delivery. Russia engages to repay Japan, as soon as possible after the exchange of the statements as above provided, the difference between the actual amount so expended by Japan and the actual amount similarly disbursed by Russia. (787)
The governments of Japan and Russia will provide each other, as soon as possible after the prisoner transfer is complete, a report detailing the direct costs they incurred for the care and maintenance of prisoners from the date of capture or surrender until the time of death or transfer. Russia commits to reimbursing Japan, as soon as possible after the exchange of the reports mentioned above, the difference between the actual amount spent by Japan and the actual amount similarly spent by Russia. (787)
Article XIV. The present Treaty shall be ratified by Their Majesties the Emperor of Japan and the Emperor of all the Russias. Such ratification shall, with as little delay as possible and in any case not later than fifty days from the date of the signature of the Treaty, be announced to the Imperial Governments of Japan and Russia respectively through the French Minister in Tokio and the Ambassador of the United States in Saint Petersburg and from the date of the later of such announcements this Treaty shall in all its parts come into full force.
Article XIV. This Treaty will be ratified by Their Majesties, the Emperor of Japan and the Emperor of all the Russias. This ratification will be communicated to the Imperial Governments of Japan and Russia as quickly as possible, and in any case no later than fifty days from the date of the Treaty’s signature, through the French Minister in Tokyo and the Ambassador of the United States in Saint Petersburg. From the date of the later of these announcements, this Treaty will come into full effect in all its parts.
The formal exchange of the ratification shall take place at
Washington as soon as possible. (787)
The formal exchange of the ratification will occur in
Washington as soon as possible. (787)
Article XV. The present Treaty shall be signed in duplicate in both the English and French languages. The texts are in absolute conformity, but in case of discrepancy in interpretation, the French text shall prevail.
Article XV. This Treaty will be signed in duplicate in both English and French. The texts are completely in agreement, but if there's any difference in interpretation, the French text will take precedence.
In witness whereof, the respective Plenipotentiaries have signed and affixed their seals to the present Treaty of Peace. (788)
In witness of this, the respective representatives have signed and attached their seals to the current Treaty of Peace. (788)
Done at Portsmouth (New Hampshire) this fifth day of the ninth month of the thirty-eighth year of Meiji, corresponding to the twenty-third day of August (fifth September), one thousand nine hundred and five.
Done at Portsmouth (New Hampshire) this 5th day of the 9th month of the 38th year of Meiji, which corresponds to the 23rd day of August (5th September), 1905.
(Signed) JUTARO KOMURA (L.S.)
(Signed) JUTARO KOMURA (L.S.)
(Signed) K. TAKAHIRA (L.S.)
(Signed) K. TAKAHIRA (L.S.)
(Signed) SERGE WITTE (L.S.)
(Signed) SERGE WITTE (L.S.)
(Signed) ROSEN (L.S.)
(Signed) ROSEN (L.S.)
In conformity with the provisions of Articles III and IX of the
Treaty of Peace between Japan and Russia of this date, the
undersigned Plenipotentiaries have concluded the following additional
Articles:
In line with the terms of Articles III and IX of the
Treaty of Peace between Japan and Russia on this date, the
undersigned Plenipotentiaries have agreed to the following additional
Articles:
I. To Article III. The Imperial Governments of Japan and Russia mutually engage to commence the withdrawal of their military forces from the territory of Manchuria simultaneously and immediately after the Treaty of Peace comes into operation, and within a period of eighteen months from that date, the Armies of the two countries shall be completely withdrawn from Manchuria, except from the leased territory of the Liaotung Peninsula.
I. To Article III. The Imperial Governments of Japan and Russia mutually agree to start withdrawing their military forces from Manchuria at the same time and immediately after the Treaty of Peace goes into effect. Within eighteen months from that date, the armies of both countries will be completely withdrawn from Manchuria, except from the leased territory of the Liaotung Peninsula.
The forces of the two countries occupying the front positions shall be first withdrawn.
The troops from the two countries at the front will be the first to be pulled back.
The High Contracting Parties reserve to themselves the right to maintain guards to protect their respective railway lines in Manchuria. The number of such guards shall not exceed fifteen per kilometre and within that maximum number, the commanders of the Japanese and Russian Armies shall, by common accord, fix the number of such guards to be employed, as small as possible having in view the actual requirements.
The High Contracting Parties reserve the right to keep guards to protect their railway lines in Manchuria. The number of these guards won't go over fifteen per kilometer, and within that limit, the commanders of the Japanese and Russian Armies will agree on the number of guards to be used, keeping it as low as possible based on actual needs.
The Commanders of the Japanese and Russian forces in Manchuria shall agree upon the details of the evacuation in conformity with the above principles and shall take by common accord the measures necessary to carry out the evacuation as soon as possible and in any case not later than the period of eighteen months. (789)
The commanders of the Japanese and Russian forces in Manchuria will agree on the details of the evacuation based on the principles outlined above and will jointly take the necessary steps to carry out the evacuation as soon as possible, and in any case, no later than eighteen months from now. (789)
II. To Article IX. As soon as possible after the present Treaty comes into force, a Commission of Delimitation, composed of an equal number of members to be appointed respectively by the two High Contracting Parties, shall on the spot mark in a permanent manner the exact boundary between the Japanese and Russian possessions on the Island of Saghalien. The Commissions shall be bound, so far as topographical considerations permit, to follow the fiftieth parallel of north latitude as the boundary line, and in case any deflections from that line at any points are found to be necessary, compensation will be made by correlative deflections at other points. It shall also be the duty of the said Commission to prepare a list and description of the adjacent islands included in the cession and finally the Commission shall prepare and sign maps showing the boundaries of the ceded territory. The work of the Commission shall be subject to the approval of the High Contracting Parties.
II. To Article IX. As soon as the current Treaty takes effect, a Delimitation Commission, made up of an equal number of members appointed by both High Contracting Parties, will go on-site to permanently mark the exact boundary between Japanese and Russian territories on the Island of Saghalien. The Commission must, as much as topographical conditions allow, use the fiftieth parallel of north latitude as the boundary line. If any adjustments to that line are necessary at certain points, compensation will be made with corresponding adjustments at other points. Additionally, the Commission is responsible for creating a list and description of the adjacent islands included in the cession, and finally, the Commission will prepare and sign maps showing the boundaries of the ceded territory. The Commission's work will be subject to the approval of the High Contracting Parties.
The foregoing additional Articles are to be considered as ratified with the ratification of the Treaty of Peace to which they are annexed. (789)
The additional Articles mentioned above are to be regarded as approved with the ratification of the Treaty of Peace to which they are attached. (789)
Portsmouth the 5th day, 9th month, 38th year of Meiji corresponding to the 23rd August, 5th September, 1905.
Portsmouth, the 5th day of the 9th month, 38th year of Meiji, which corresponds to August 23rd, September 5th, 1905.
(Signed) JUTARO KOMURA (L.S.)
(Signed) JUTARO KOMURA (L.S.)
(Signed) K. TAKAHIRA (L.S.)
(Signed) K. TAKAHIRA (L.S.)
(Signed) SERGE WITTE (L.S.)
(Signed) SERGE WITTE (L.S.)
(Signed) ROSEN (L.S.)
(Signed) ROSEN (L.S.)
INDEX
Abdication, Shomu; Fujiwara policy
Abdication, Shomu; Fujiwara strategy
Abe, Princess, becomes Empress Koken
Abe, Princess, becomes Empress Kōken
Abe family and Nine Years' Commotion; Minister of the Left
Abe family and Nine Years' Commotion; Minister of the Left
—Kozo, on moral influence of Chinese classics
—Kozo, on the moral impact of Chinese classics
—Masahiro, policy in 1853; attempts to strengthen Tokugawa
—Masahiro, policy in 1853; attempts to strengthen Tokugawa
—Muneto, brother of Sadato, war in Mutsu
—Muneto, brother of Sadato, war in Mutsu
—Nakamaro (701-70), studies in China
—Nakamaro (701-70), studies in China
—Sadato (1019-1062), in Nine Years' Commotion
—Sadato (1019-1062), in Nine Years' Commotion
—Seimei, astronomer, his descendants in Gakashujo
—Seimei, astronomer, his descendants in Gakashujo
—Shigetsugu (1600-51)
—Shigetsugu (1600-1651)
—Tadaaki (1583-1644), minister of Iemitsu
—Tadaaki (1583-1644), Iemitsu's minister
Abutsu-ni (d. 1283), author of Izayoi-nikki
Abutsu-ni (d. 1283), author of Izayoi-nikki
Academies for youth of uji, Gaku-in; temple-schools, iera-koya; established by Yoshinao; the Honga school; schools in Yedo and Osaka; for court nobles
Academies for youth of uji, Gaku-in; temple schools, iera-koya; established by Yoshinao; the Honga school; schools in Yedo and Osaka; for court nobles
Acha-no-Tsubone
Acha-no-Tsubone
Achi, Chinese prince, migrates to Japan (289 A.D.) with weavers; carpenters; and Saka-no-ye no Tamuramaro
Achi, a Chinese prince, moves to Japan (289 A.D.) with weavers, carpenters, and Saka-no-ye no Tamuramaro.
Adachi family, connexion with Hojo, Miura plot against; crushed (1286)
Adachi family, connection with Hojo, Miura conspiracy against; defeated (1286)
Adahiko, son of Omi, befriends Oke and Woke
Adahiko, the son of Omi, becomes friends with Oke and Woke.
Adams, Will (d. 1520), English pilot on Liefde, adviser of Ieyasu;
Saris distrusts; tomb (ill.)
Adams, Will (d. 1520), English navigator on Liefde, advisor to Ieyasu;
Saris is distrustful; tomb (ill.)
Adoption, law of, in Court Laws; in Tokugawa fiefs; laws of
Adoption law, in Court Laws; in Tokugawa domains; legal regulations
After-Han dynasty (211-65) of China
After-Han dynasty (211-65) China
Aganoko, lands confiscated
Aganoko, seized lands
Agglutinative language
Agglutinative language
Agriculture, early development of; and religion; encouraged by Sujin; in reign of Suinin; on state revenue lands; in years 540-640; in Nara epoch; in Heian; in Kamakura period; under Yoshimune; Americans in remodelling methods of; growth in 19th century
Agriculture, early growth of; and religion; supported by Sujin; during the reign of Suinin; on state revenue lands; in the years 540-640; in the Nara period; in Heian; in the Kamakura period; under Yoshimune; Americans in reshaping methods of; expansion in the 19th century.
Ai river, fighting on
Ai River, fighting on
Ainu, nature-worship of; language; subdivision of yellow race; ill.
Ainu, worship of nature; language; subgroup of the yellow race; ill.
Aizu, meeting-plan of armies in Shido shogun campaign; clan loyal to shogun at Restoration
Aizu, meeting plan of armies in the Shido shogun campaign; clan loyal to the shogun during the Restoration.
Akabashi Moritoki
Akabashi Moritoki
Akagashira, "red head," Akahige, "red beard," Yemishi leader in 8th century
Akagashira, "red head," Akahige, "red beard," Yemishi leader in the 8th century
Akahito see Yamabe Akahito
Akahito sees Yamabe Akahito
Akakura at Sekigahara
Akakura at Sekigahara
Akamatsu, large land-holdings of; Ashikaga Yoshinori plots against
Akamatsu, with its large land holdings; Ashikaga Yoshinori schemes against
—Mitsusuke (1381-1441), rebels against Yoshimochl; defeated
—Mitsusuke (1381-1441) revolts against Yoshimochi; defeated
—Norimura (1277-1350), defender of Go-Daigo; turns against Crown; captures Kyoto (1336); and Ashikaga
—Norimura (1277-1350), supporter of Go-Daigo; betrays the Crown; takes over Kyoto (1336); and Ashikaga
—Norishige, revolts in Kyushu
—Norishige, uprisings in Kyushu
—Sadamura, among generals attacking Mitsusuke
—Sadamura, among generals targeting Mitsusuke
—Yoshimura, guardian of Ashikaga Yoshiharu
—Yoshimura, guardian of Ashikaga Yoshiharu
Aka-Nyudo, "Red Monk,"; see Yamana Mochitoyo
Aka-Nyudo, "Red Monk"; see Yamana Mochitoyo
Akasaka taken by Hojo
Akasaka captured by Hojo
Akazome Emon, authoress of Eigwa Monogatari
Akazome Emon, author of Eigwa Monogatari
Akechi Mitsuhide (1526-82), soldier under Nobunaga; goes over to the
Mori; shogun; tries to kill Ieyasu; death
Akechi Mitsuhide (1526-82), a soldier serving under Nobunaga; defects to the
Mori; shogun; attempts to assassinate Ieyasu; death
Aki, province
Aki, prefecture
Aki, daughter of Kiyo and Fujiwara Yoshifusa, Montoku's empress
Aki, the daughter of Kiyo and Fujiwara Yoshifusa, Montoku's empress
Akimoto Yasutomo (1580-1642) rebuilds Ieyasu's shrine
Akimoto Yasutomo (1580-1642) rebuilds Ieyasu's shrine.
Akitoki see Kanazawa Akitoki
Akitoki sees Kanazawa Akitoki
Akizuki of Kyushu, defeated by Otomo
Akizuki from Kyushu, defeated by Otomo
Ako, "reliance on equity," quibble over word
Ako, "reliance on equity," debate over wording
Ako, vendetta of
Ako, vendetta of
Akunoura, foundry
Akunoura, factory
Akuro-o, Yemishi leader in 8th century wars, possibly Oro-o, i.e.
Russian
Akuro-o, the Yemishi leader during the 8th century wars, possibly Oro-o, meaning
Russian
Alcock, Sir Rutherford (1809-97), on aliens in Japan
Alcock, Sir Rutherford (1809-97), on foreigners in Japan
Alderman, over homestead of 50 houses
Alderman, over a neighborhood of 50 houses
Alexieff, E. I. (b. 1843), Russian admiral, in command at Port Arthur
Alexieff, E. I. (b. 1843), Russian admiral, in charge at Port Arthur
Aliens, in prehistoric ban or bambetsu; naturalized, skilled artisans, the tamibe; see Extraterritorial Jurisdiction
Aliens, in prehistoric ban or bambetsu; naturalized, skilled artisans, the tamibe; see Extraterritorial Jurisdiction
Altaic myth; group of languages
Altaic myth; language family
Amako family crushed in Izumo by the Mori
Amako family defeated in Izumo by the Mori
—Tsunehisa (1458-1540), rivalry with Ouchi
—Tsunehisa (1458-1540), feud with Ouchi
—Yoshihisa (1545-1610), defeated by Mori
—Yoshihisa (1545-1610), beaten by Mori
—Amakusa, Portuguese trade and Christianity in; Shimabara revolt
—Amakusa, Portuguese trade and Christianity in; Shimabara revolt
Ama-no-Hihoko, prince of Shiragi, Korea, settles in Tajima
Ama-no-Hihoko, prince of Shiragi, Korea, settles in Tajima.
Amaterasu-o-mi-Kami, Sungoddess
Amaterasu, Sun Goddess
Amida, the Saviour; Amida-ga-mine, shrine, near Kyoto, tomb of
Hideyoshi
Amida, the Savior; Amida-ga-mine, shrine, near Kyoto, tomb of
Hideyoshi
Amur river, battle on, (660 A.D.) with Sushen; Russia's position on
Amur River, battle on, (660 A.D.) with Sushen; Russia's position on
Amusements, prehistoric; in early historic times; in Heian epoch; at
Kamakura; in Muromachi epoch; (ills.)
Amusements, prehistoric; in early historic times; in Heian period; at
Kamakura; in Muromachi period; (ills.)
Anahobe, Prince, rival of Yomei for throne; to succeed Yomei
Anahobe, Prince, competitor of Yomei for the throne; to take over from Yomei
Anato now Nagato
Anato is now Nagato
Ancestor-worship, apotheosis of distinguished mortals; grafted on
Buddhism
Ancestor-worship, the elevation of notable individuals to divine status; infused into
Buddhism
Ando family revolt
Ando family uprising
—Shoshu, suicide (1333)
—Shoshu, suicide (1333)
Andrew, Prince, Arima Yoshisada
Andrew, Prince, Arima Yoshisada
Ane-gawa, battle (1570)
Ane-gawa, battle (1570)
Ane-no-koji family
Ane-no-koji family
Animals, killing, forbidden in reign (741) of Koken; earlier; in time of Tsunayoshi; result in stock farming; worship of; mythical and terrible beasts in early records; pets
Animals, killing, forbidden in the reign (741) of Koken; earlier; during the time of Tsunayoshi; resulted in livestock farming; worship of; mythical and terrifying creatures in early records; pets
Anjin-Zuka, tomb of Will Adams, (ill.)
Anjin-Zuka, the grave of Will Adams, (ill.)
"Anjiro," Japanese interpreter of Xavier
"Anjiro," Xavier's Japanese interpreter
Ankan, 27th Emperor (534-535)
Ankan, 27th Emperor (534-535)
Anko, 20th Emperor (454-456), 111-12; palace
Anko, 20th Emperor (454-456), 111-12; palace
Ankokuji Ekei see Ekei
Ankokuji Ekei, see Ekei
Annam, trade with
Annam, trade with
Annen, priest, compiles Doji-kyo
Annen, priest, compiles Doji Sutra
Annual Letter of Jesuits
Jesuit Annual Letter
Anotsu, Ise, China trade
Anotsu, Ise, China commerce
Anra, province Mimana
Anra, Mimana province
Ansatsu-shi, inspectors of provincial government
Assassins, provincial government inspectors
Anthology, first Japanese, "Myriad Leaves,"; of poems in Chinese style, Kwaifu-so; the Kokin-shu, 10th century; the three, of the Ho-en epoch; the Hyakunin-isshu of Teika; in the Kyoto school
Anthology, first Japanese, "Myriad Leaves,"; of poems in Chinese style, Kwaifu-so; the Kokin-shu, 10th century; the three, of the Ho-en epoch; the Hyakunin-isshu of Teika; in the Kyoto school
Antoku, 81st Emperor (1181-1183); drowned at Dan-no-ura; perhaps a girl
Antoku, 81st Emperor (1181-1183); drowned at Dan-no-ura; possibly a girl
Antung, on Yalu, Russians defeated
Antung, on Yalu, Russians won
Aoki Kaneiye, metal-worker of Muromachi period
Aoki Kaneiye, metalworker from the Muromachi period
Konyo, scholar, studies Dutch (1744); introduces sweet potato
Konyo, a scholar, studies Dutch (1744) and introduces sweet potato.
Aoto Fujitsuna criticizes Hojo Tokiyori
Aoto Fujitsuna calls out Hojo Tokiyori
Ape, worship of
Ape, worshipping
Apotheosis, one class of Kami formed by
Apotheosis, one type of Kami formed by
Aqueducts in irrigation
Irrigation aqueducts
Arai Hakuseki (1656-1726), Confucianist, author of Sotran I gen (ill.); retired; opposes forcing Imperial princes into priesthood
Arai Hakuseki (1656-1726), a Confucian scholar, author of Sotran I gen (ill.); retired; opposed forcing Imperial princes into the priesthood.
Arakahi, defeats Iwai in Chikugo (528 A.D.)
Arakahi defeats Iwai in Chikugo (528 A.D.)
Archaeological relics
Archaeological artifacts
Archery, early development of; in reign of Temmu; equestrian, in Nara epoch; (ill.)
Archery, early development of; during the reign of Temmu; equestrian, in the Nara period; (ill.)
Architecture, in proto-historic times; influenced by Buddhism; in
Heian epoch; Kamakura period; Muromachi
Architecture, in prehistoric times; influenced by Buddhism; in
Heian period; Kamakura period; Muromachi
Are see Hiyeda Are
Are see Hiyeda Are
Ariga, Dr., on Korean influence on early relations with China; on supposed moral influence of Chinese classics; on false attribution to Shotoku of estimate of Buddhism; on Joei code
Ariga, Dr., on Korean influence on early relations with China; on the supposed moral influence of Chinese classics; on the incorrect attribution to Shotoku of assessments of Buddhism; on the Joei code
Arii, adherents of Southern Court in Sanyo-do
Arii, followers of the Southern Court in Sanyo-do
Arima, in Settsu, thermal spring; Jesuits and Buddhists in; represented in embassy to Europe
Arima, in Settsu, thermal spring; Jesuits and Buddhists involved; represented in embassy to Europe.
Arima Yostosada (d. 1577), brother of Omura Sumitada, baptized as
Andrew
Arima Yostosada (d. 1577), brother of Omura Sumitada, baptized as
Andrew
—Yoshizumi rebels
—Yoshizumi is rebelling
Arisugawa, one of four princely houses
Arisugawa, one of the four royal families
—Prince (1835-95), leader of anti-foreign party
—Prince (1835-95), leader of the anti-foreign party
Arita, porcelain manufacture
Arita, porcelain production
Ariwara, uji of princely descent; Takaoka's family in; academy; eligible to high office
Ariwara, a noble family; Takaoka's family in; academy; qualified for high office.
—Narihira (825-882), poet; (ill.)
—Narihira (825-882), poet; (ill.)
—Yukihira (818-893), poet; founds academy, (881)
—Yukihira (818-893), poet; establishes an academy, (881)
Armour, Yamato, in sepulchral remains; in Muromachi epoch; early arms and armour; after Daiho; in Heian epoch
Armour, Yamato, in burial remains; in the Muromachi period; early weapons and armor; after Daiho; in the Heian period.
Army see Military Affairs
Army sees Military Affairs
Army and Navy, Department in Meiji government
Army and Navy, Department in the Meiji government
Army inspector
Military inspector
Arrow-heads
Arrowheads
Artillery, early use
Early artillery usage
Artisans, in prehistoric tamibe; Korean and Chinese immigrants
Artisans, in prehistoric times; Korean and Chinese immigrants
Arts and Crafts, promoted by Yuryaku; Chinese and Korean influence; in Kamakura period; in Heian epoch; patronized by Yoshimasa; first books on; in Muromachi epoch; in time of Hideyoshi; patronized by Tsunayoshi
Arts and Crafts, promoted by Yuryaku; Chinese and Korean influence; in the Kamakura period; in the Heian era; supported by Yoshimasa; first books on; in the Muromachi era; during the time of Hideyoshi; supported by Tsunayoshi
Asahina Saburo (or Yoshihide) son of Wada Yoshimori
Asahina Saburo (or Yoshihide), the son of Wada Yoshimori
Asai family control Omi province; Nobunaga's struggle with; helped by
Buddhists
Asai family controls Omi province; Nobunaga's struggle with; helped by
Buddhists
—Nagamasa (1545-73), won over to Nobunaga; joins Asakura, defeated
—Nagamasa (1545-73), aligned with Nobunaga; partners with Asakura, gets defeated
Asaka Kaku, contributor to Dai Nihon-shi
Asaka Kaku, contributor to Dai Nihon-shi
Asakura family in Echizen; struggle with Nobunaga; helped by
Buddhist priests
Asakura family in Echizen; fighting against Nobunaga; assisted by
Buddhist priests
—Yoshikage (1533-73), defeated by Hideyoshi
—Yoshikage (1533-73), defeated by Hideyoshi
Asama, eruption (1783)
Asama, eruption (1783)
Asan, Korea, occupied by Chinese (1894)
Asan, Korea, taken over by the Chinese (1894)
Asano Nagamasa (1546-1610); in charge of commissariat; sent to Korea (1598)
Asano Nagamasa (1546-1610); responsible for logistics; sent to Korea (1598)
—Naganori, daimyo of Ako, exile, suicide, avenged by "47 Ronins,"
—Naganori, lord of Ako, exiled, committed suicide, avenged by "47 Ronins,"
—Yukinaga (1576-1613), against Ishida
—Yukinaga (1576-1613), versus Ishida
Ashikaga family favour Yoritomo; revolt of; shogun of Northern court; government; internal quarrels; estimate by Rai Sanyo; fall of; government; scholarship; school; Buddhism; against Hojo; end of shogunate of
Ashikaga family supports Yoritomo; revolt of; shogun of Northern court; government; internal conflicts; assessment by Rai Sanyo; downfall of; government; scholarship; school; Buddhism; against Hojo; conclusion of shogunate of
—Chachamaru, kills his father Masatomo
—Chachamaru kills his father Masatomo
—gakko, great school, under patronage of Uesugi
—gakko, great school, supported by Uesugi
—Haruuji (d. 1560), kubo
—Haruuji (d. 1560), cubicle
—Masatomo (1436-91), kubo; builds fort at Horigoe; succession
—Masatomo (1436-91), shogun; builds fort at Horigoe; succession
—Mitsukane (1376-1409), kwanryo; assists the Ouchi
—Mitsukane (1376-1409), kwanryo; helps the Ouchi
—Mochinaka, brother of Mochiuji, sides with Ogigayatsu
—Mochinaka, brother of Mochiuji, aligns with Ogigayatsu
—Mochisada, intrigue to make him high constable
—Mochisada, plot to make him chief constable
—Mochiuji (1398-1439), kwanryo; sides with Yamanouchi branch of
Uesugi; suicide
—Mochiuji (1398-1439), kwanryo; aligns with the Yamanouchi branch of
Uesugi; suicide
—Motouji (1340-67), son of Takauji; kwanryo; urged to become shogun
—Motouji (1340-67), son of Takauji; kwanryo; encouraged to become shogun
—Shigeuji (1434-97), kubo
—Shigeuji (1434-97), court painter
Ashikaga Tadafuyu (1326-1400), son of Takauji, rebels in Kyushu; joins Southern party in 1353; takes and loses Kyoto
Ashikaga Tadafuyu (1326-1400), son of Takauji, leads a rebellion in Kyushu; aligns with the Southern faction in 1353; captures and then loses Kyoto.
—Tadayoshi (1307-52), assistant governor-general of Kwanto; governor of Totomi; kills Morinaga; practically regent; in Ashikaga revolt; chief of general staff; plots against the Ko brothers, defeated, joins Southern party; suicide
—Tadayoshi (1307-52), assistant governor-general of Kwanto; governor of Totomi; kills Morinaga; effectively a regent; involved in the Ashikaga revolt; chief of general staff; plots against the Ko brothers, defeated, joins the Southern party; suicide
—Takamoto, kubo
—Takamoto, cube
—Takauji (1305-58), joins Go-Daigo; provincial governor; plots against Morinaga; declares himself shogun; captures Kyoto; changes plans; crushes Tadayoshi; defeated; death, estimate; shogun (1338-58); distributes estates; letters; shrine of Hachiman; Buddhist temples; signature (ill.)
—Takauji (1305-58), teams up with Go-Daigo; is a provincial governor; schemes against Morinaga; proclaims himself shogun; takes control of Kyoto; alters plans; defeats Tadayoshi; is ultimately defeated; dies, estimate; shogun (1338-58); allocates estates; writes letters; shrine of Hachiman; Buddhist temples; signature (ill.)
—Ujimitsu (1357-98), kwanryo; wishes to be shogun; strengthens family in Kwanto; literature
—Ujimitsu (1357-98), kwanryo; wants to be shogun; strengthens family in Kwanto; literature
—Yoshiaki (1537-97), shogun; turns to Mori, defeated; Hideyoshi intrigues with
—Yoshiaki (1537-97), shogun; turns to Mori, defeated; Hideyoshi intrigues with
—Yoshiakira (1330-67), kwanryo of Kwanto; succeeds Tadayoshi; de-thrones Suko; defeats Tadafuyu; shogun; surrender and death; plot against
—Yoshiakira (1330-67), the kwanryo of Kwanto; takes over from Tadayoshi; removes Suko from power; defeats Tadafuyu; becomes shogun; surrender and death; conspiracy against
—Yoshiharu (1510-50), shogun (1521-45)
—Yoshiharu (1510-50), shogun (1521-45)
—Yoshihide (1565-8), shogun
—Yoshihide (1565-8), shogun
—Yoshihisa (1465-89), shogun (1474-89); Onin war; declared heir; administration; scholarship
—Yoshihisa (1465-89), shogun (1474-89); Onin war; named successor; governance; education
—Yoshikatsu (1433-43), shogun
—Yoshikatsu (1433-43), shōgun
—Yoshikazu (1407-25) shogun (1423-5)
—Yoshikazu (1407-25) shogun (1423-5)
—Yoshikiyo, advances on Tamba; killed
—Yoshikiyo, advances on Tamba; slain
—Yoshikore
—Yoshikore
—Yoshimasa (1435-90), shogun; succession; retires; fosters letters
—Yoshimasa (1435-90), shogun; succession; steps down; promotes literature
—Yoshimi (1439-91), called Gijin, heir of Yoshimasa; deserted by
Yamana (1469); retires (1477)
—Yoshimi (1439-91), known as Gijin, heir of Yoshimasa; abandoned by
Yamana (1469); steps back (1477)
—Yoshimichi see Ashikaga Yoshizumi
—Yoshimichi meets Ashikaga Yoshizumi
Ashikaga Yoshimitsu (1358-1408), shogun at Muromachi (1367-95); extravagant administration; foreign policy; dies, receives rank of ex-Emperor; treatment of Crown; and piracy; favours Zen priests
Ashikaga Yoshimitsu (1358-1408), shogun at Muromachi (1367-95); extravagant rule; foreign policy; dies, receives title of ex-Emperor; treatment of Crown; and piracy; supports Zen priests.
—Yoshimochi (1386-1428), shogun; succeeds his father Yoshimitsu in military offices; rebellion against; excesses
—Yoshimochi (1386-1428), shogun; takes over his father Yoshimitsu's military positions; faces rebellion; engages in excesses
—Yoshinori (1394-41), shogun (1428-41); abbot, called Gien; rule; killed; relations with China; grants Ryukyu to Shimazu
—Yoshinori (1394-1441), shogun (1428-1441); abbot, known as Gien; rule; killed; relations with China; grants Ryukyu to Shimazu
—Yoshitane (1465-1523), shogun; rule; defeated by Hatakeyama
Yoshitoyo; death
—Yoshitane (1465-1523), shogun; rule; defeated by Hatakeyama
Yoshitoyo; death
—Yoshiteru (1535-65), shogun, (1545-65); suicide; receives Vilela
—Yoshiteru (1535-65), shogun, (1545-65); suicide; meets Vilela
—Yoshitsugu, killed by his brother Yoshimochi
—Yoshitsugu, killed by his brother Yoshimochi
—Yoshiuji, last kubo
—Yoshiuji, last shogun
—Yoshizumi, originally Yoshimichi (1478-1511), shogun; nominal rule; death
—Yoshizumi, originally Yoshimichi (1478-1511), shogun; symbolic leadership; death
Ashina of Aizu
Ashina from Aizu
Asiatic yellow race
Asian yellow race
Askold, Russian protected cruiser at Port Arthur
Askold, a Russian protected cruiser at Port Arthur
Asbmaro, governor of Dazaifu, wins favor of Dokyo
Asbmaro, the governor of Dazaifu, gains the approval of Dokyo.
Assumption, De l', martyrdom (1617)
Assumption, De l', martyrdom (1617)
Aston, W. G., on dates in "Chronicles,"; Korean origin of Kumaso;
purification service; neolithic boats; chronology; invasions of
Korea; Japanese authority in Korea; local records; 17-Article
Constitution; women in Heian epoch; Yoshitsune's letter; invasion of
Korea
Aston, W. G., on dates in "Chronicles,"; Korean origin of Kumaso;
purification service; neolithic boats; timeline; invasions of
Korea; Japanese rule in Korea; local records; 17-Article
Constitution; women in the Heian period; Yoshitsune's letter; invasion of
Korea
Asuka, Empress Komyo
Asuka, Empress Kōmyō
Asuka, capital moved to; palace built by Kogyoku
Asuka, the capital moved here; palace constructed by Kogyoku
Asuka-yama, groves
Asuka-yama, orchards
Asukara Norikige, high constable, crushes revolt
Asukara Norikige, the high constable, puts down the uprising.
Asylum established by Fujiwara Fuyutsugu
Asylum created by Fujiwara Fuyutsugu
Ata rebels against Sujin
Ata fights against Sujin
Ataka Maru, great ship of Bakufu, broken up by Tsunayoshi
Ataka Maru, the great ship of Bakufu, was dismantled by Tsunayoshi.
Atalanta Izanagi
Atalanta Izanagi
Atogi, Korean scribe
Atogi, Korean writer
Atsumi Hirafu, defeated by Chinese in Korea (662)
Atsumi Hirafu, defeated by the Chinese in Korea (662)
Atsunaga, brother of Atsvnari; see Go-Shujaku
Atsunaga, brother of Atsvnari; see Go-Shujaku
Atsunari, Prince, son of Ichijo; see Go-Ichijo
Atsunari, Prince, son of Ichijo; see Go-Ichijo
Atsuta, Hachiman's shrine
Atsuta Shrine, Hachiman's temple
Auditor of accounts
Account auditor
Auguries
Omens
Augustins in Japan
Augustinians in Japan
Avatars of Buddha, Kami
Buddha and Kami avatars
Awa, mythical first island; culture of mulberry and hemp in; overrun by Taira Tadatsune; invaded by Yoritomo; won from Satomi by Hojo Ujitsuna; Miyoshi in; indigo growing
Awa, the legendary first island; known for its mulberry and hemp culture; taken over by Taira Tadatsune; invaded by Yoritomo; wrested from Satomi by Hojo Ujitsuna; associated with Miyoshi; famous for indigo cultivation.
Awada, Mahito, on committee for Daiho laws (701)
Awada, Mahito, on the committee for Daiho laws (701)
Awadaguchi, swordsmith
Awadaguchi, blade maker
Awaji, island, in early myth; Izanagi goddess of; Sagara exiled to; reduced by Hideyoshi
Awaji, an island, in early mythology; the goddess Izanagi of; Sagara exiled to; diminished by Hideyoshi
Awo, Princess, sister of Woke, rules in interregnum
Awo, Princess and sister of Woke, is in charge during the interregnum.
Axe, in fire ordeal
Axe, in fire trial
Ayala (d. 1617), Augustin vice-provincial, executed
Ayala (d. 1617), Augustin vice-provincial, executed
Azuchi, in Omi, fort built by Nobunaga; church and residence for priests
Azuchi, in Omi, a fortress built by Nobunaga; a church and home for priests
Azuke, placing in custody of feudatory
Azuke, putting into the custody of a vassal
Azuma, eastern provinces, origin of name
Azuma, eastern provinces, origin of name
—Kagami, 13th century history, on Hojo Yasutoki
—Kagami, 13th-century history, on Hojo Yasutoki
Azumi, temple of
Azumi, temple of
Babylonian myth
Babylonian mythology
Backgammon or sugoroku
Backgammon or sugoroku
Badges; and crests
Badges and emblems
Baelz, Dr. E., on stature and race of Japanese; on shape of eye
Baelz, Dr. E., on the height and ethnicity of Japanese people; on the shape of the eye
Bakin, on last years of Minamoto Tametomo
Bakin, on the final years of Minamoto Tametomo
Bakufu, camp government, military control, Yoritomo's system of shogunate; three divisions; entrusted with choice of emperor (1272 & 1274); power weakened by Mongol invasion; and rapidly fails; Go-Fushimi appeals to; re-created at Kyoto by Takauji; in Muromachi period; at Yedo; oath of loyalty, to; Tokugawa B.; appointing power, and other powers; exiles Yamaga Soko for heterodoxy; power lessened by Chinese learning; B. party in Kyoto; relations with Court; organization; decline of power; Court nobles and Emperor begin to oppose; puts through Harris commercial treaty; and foreign representatives; pledged (1861) to drive out foreigners in 10 years; further interference of Crown and Court party; power ended
Bakufu, the military government, controlled by Yoritomo's shogunate; three divisions; responsible for choosing the emperor (1272 & 1274); power weakened by the Mongol invasion; and quickly deteriorating; Go-Fushimi appeals to; re-established in Kyoto by Takauji; during the Muromachi period; at Yedo; oath of loyalty to Tokugawa B.; appointing powers and other authorities; exiles Yamaga Soko for differing beliefs; power diminished by Chinese scholarship; B. party in Kyoto; relations with the Court; organization; decline in power; Court nobles and the Emperor begin to resist; pushes through the Harris commercial treaty; and foreign representatives; pledged (1861) to expel foreigners in 10 years; further intervention from the Crown and the Court party; power ended.
Baltic squadron, Russian, defeated by Togo
Baltic squadron, Russian, defeated by Togo
Bambelsu or Ban, aboriginal class
Bambelsu or Ban, indigenous class
Bandits commanded by Buddhist priests in 10th century; their outrages
Bandits led by Buddhist priests in the 10th century; their wrongdoings.
Bando or Kwanto provinces, army raised in, during 8th century; see
Kwanto
Bando or Kwanto provinces, army formed in, during the 8th century; see
Kwanto
Banishment; edict of 1587, against Christians
Banishment; decree of 1587, against Christians
Banzai, "10,000 years," viva
Banzai, "10,000 years," cheers
Baptismal flags
Baptism flags
Barley, cultivation of, urged as substitute for rice
Barley cultivation is encouraged as an alternative to rice.
Basho see Matsuo Basho
Basho (see Matsuo Basho)
Batchelor, Rev. John, on pit-dwellers
Rev. John Batchelor on pit-dwellers
Battering-engine
Battering ram
Battle Era, Sengoku Jidai, 1490-1600
Sengoku Period, 1490-1600
Be, guilds or corporations; hereditary, not changed by Daika; property of Crown; of armourers; fishermen
Be, guilds or corporations; hereditary, not changed by Daika; property of the Crown; of armorers; fishermen
Bekki Shoemon, in plot of 1652
Bekki Shoemon, in the plot of 1652
Bell, of Hoko-ji, "treasonable" inscription on; on public-service horses; bronze bells; Nanban (ill.); bell-tower (ill.); suzu
Bell, of Hoko-ji, "treasonous" inscription on; on public-service horses; bronze bells; Nanban (ill.); bell tower (ill.); suzu
Benkei, halberdier
Benkei, polearm fighter
Betto superintendent of uji schools; president of samurai-dokoro; regent, shikken, head of man-dokoro, office hereditary in Hojo family; head of monju-dokoro, becomes finance minister of shogun (1225)
Betto, the superintendent of Uji schools; president of Samurai-dokoro; regent, Shikken, head of Man-dokoro, a position passed down through the Hojo family; head of Monju-dokoro, becomes the finance minister of the shogun (1225).
Bidatsu, 30th Emperor (572-85)
Bidatsu, 30th Emperor (572-585)
Biddle, James. (1783-1848), Commodore, U.S.N., in Japan (1846)
Biddle, James. (1783-1848), Commodore, U.S. Navy, in Japan (1846)
Bifuku-mon-in, consort of Toba, mother of Konoe
Bifuku-mon-in, Toba's consort and mother of Konoe.
Bin, Buddhist priest, "national doctor"; death
Bin, a Buddhist priest and "national doctor"; death
Bingo, woman ruler, in
Bingo, female leader, in
Bingo, Saburo, see Kojima Takanori
Got it, Saburo, check out Kojima Takanori.
Birth customs
Birth traditions
Bison, fossil remains
Bison, fossilized remains
Bita-sen, copper coins
Bita-sen, copper coins
Bitchu, province, Yoshinaka's force defeated in; invaded by Hideyoshi
Bitchu, province, Yoshinaka's army was defeated; invaded by Hideyoshi.
Biwa, 4-stringed lute; biwabozu, players; (ill.)
Biwa, 4-string lute; biwabozu, players; (ill.)
Biwa, Lake
Lake Biwa
Bizen, swordsmith
Bizen, sword maker
Bizen transferred from Akamatsu to Yamana family
Bizen moved from the Akamatsu family to the Yamana family.
Black, early colour of mourning
Black, early color of mourning
Black Current see Kuro-shio
Black Currant see Kuro-shio
Boards of Religion and Privy Council under Daiho code
Boards of Religion and Privy Council under Daiho code
Bogatyr, Russian protected cruiser wrecked
Bogatyr, Russian protected cruiser shipwreck
Bondmen and Freemen, division by Daika; by Jito's edict
Bondmen and freemen, divided by Daika; by Jito's decree
Bonita, curing, industry
Bonita, healing, industry
Bonotsu, Satsuma
Bonotsu, Kagoshima
Borneo, possible source of Kumaso
Borneo, potential source of Kumaso
Boxer Rebellion, Japanese troops in China during
Boxer Rebellion, Japanese troops in China during
Brack, Dutch ship
Brack, Dutch vessel
Bramsen, William, on early dates in "Chronicles"
Bramsen, William, on early dates in "Chronicles"
Branding
Branding
Braziers
Fire pits
Brewing
Brewing
Bribery and sale of office, attempts to abolish
Bribery and selling positions, efforts to eliminate
Bridges, (ill.)
Bridges, (ill.)
Brine in cosmogony
Brine in cosmology
Brinkley, Capt. Frank (1841-1912), article in Encyclopaedia
Britannica quoted; Oriental Series referred to
Brinkley, Capt. Frank (1841-1912), article in Encyclopaedia
Britannica quoted; Oriental Series mentioned
Bronze culture in South; traces before the Yamato; bells; mirrors, bowls, vases in Yamato tombs; great statue of Buddha
Bronze culture in the South; traces before the Yamato; bells; mirrors, bowls, vases in Yamato tombs; great statue of Buddha
Buddha, early images of; copper images ordered in 605; golden image
of, from Shiragi (616 and 621); great bronze Nara image (750 A.D.);
Kami incarnations of, theory of Mixed Shinto; bronze image (1252) at
Karnakura; great image at Kyoto; replaced by bronze
Buddha, early images of; copper images commissioned in 605; golden image
of, from Shiragi (616 and 621); great bronze Nara image (750 A.D.);
Kami incarnations of, theory of Mixed Shinto; bronze image (1252) at
Karnakura; great image at Kyoto; replaced by bronze
Buddhism introduced 552 A.D.; use of writing; early politics; rapid spread; priests above law; architecture; music; Empresses; disasters and signs check spread; in Xara epoch; abdications; decline of Yamato; industry; funeral of Shomu; time of Kwammu; official advancement; vices of priests; superstition; in Heian epoch; in Yorimasa uprising; Hojo regents: sects; Korean and Chinese; three Vehicles; soldier priests; crushed by Yoshinori; amulets; Chinese priests; combined with Confucianism and Shinto; Ashikaga; wars of monks; revolt in Settsu; oppose Nobunaga; in Komaki war; spies in Kyushu; Hideyoshi; priests of Kagoshima; in Choshu; in Yamaguchi; persecuted in Hirado by Christians; priests converted by Vilela; Ieyasu's laws; gains by suppression of Christianity
Buddhism was introduced in 552 A.D.; the use of writing emerged; early politics evolved; it spread quickly; priests were above the law; architecture flourished; music developed; there were empresses; disasters and signs hindered its spread; during the Xara epoch; there were abdications; the decline of the Yamato dynasty happened; industry grew; the funeral of Shomu took place; it was the time of Kwammu; official advancements occurred; there were vices among priests; superstition thrived; in the Heian epoch; during the Yorimasa uprising; the Hojo regents were in power; different sects appeared; influences from Korea and China emerged; the three Vehicles of Buddhism were recognized; soldier-priests existed; they were crushed by Yoshinori; amulets were used; Chinese priests were present; there was a combination with Confucianism and Shinto; Ashikaga power was established; there were wars among monks; a revolt happened in Settsu; there was opposition to Nobunaga; during the Komaki war; spies operated in Kyushu; Hideyoshi was involved; priests in Kagoshima were noted; there were activities in Choshu; in Yamaguchi, people were persecuted in Hirado by Christians; priests were converted by Vilela; Ieyasu's laws were enacted; and gains were achieved through the suppression of Christianity.
Bugyo, commissioners of Muromachi; 5 administrators under Hideyoshi; special appointees to rich fiefs; under Babufu; in Emperor's and ex-Emperor's court
Bugyo, commissioners of Muromachi; 5 administrators under Hideyoshi; special appointees to wealthy territories; under Babufu; in the Emperor's and ex-Emperor's court.
Building-land, tenure
Land ownership, tenure
Buke, see Military houses.
Buke, see military homes.
Bukyo Shogaku, "Military Primer," by Yamaga Soko
Bukyo Shogaku, "Military Primer," by Yamaga Soko
Bummei Ittpki, work of Ichijo Kaneyoshi
Bummei Ittpki, by Ichijo Kaneyoshi
Bungo, Tsuchi-gumo in; Xavier in; Jesuit headquarters; Christian success among nobles; in embassy of 1582
Bungo, Tsuchi-gumo in; Xavier in; Jesuit headquarters; Christian success among nobles; in embassy of 1582
Bunji-kin, debased coins of 1736-40
Bunji-kin, worthless coins of 1736-40
Bunka, period, 1804-17
Bunka Era, 1804-17
Bunroku, period, 1592-5
Bunroku period, 1592-1595
Bunsei, period, 1818-29
Bunsei period, 1818-29
Bureaux, under Daika
Offices, under Daika
Burial, jars of Yamato; primitive methods; coffins; honour of tombs; mounds, limited in size; funeral customs
Burial, Yamato jars; basic methods; coffins; respect for tombs; mounds, small in size; funeral traditions
Bushi; originated in N.E. Japan; name first used of guards; virtues of, typified in leaders of Nine Years' Commotion; general description; of Kwanto described; fighting against Mongols; outrages in provinces
Bushi; originated in N.E. Japan; name first used for guards; virtues of, exemplified by leaders of the Nine Years' Commotion; general description; of Kwanto described; fighting against Mongols; incidents in provinces
Bushido, way of the warrior; cult developed by Yamaga Soko; and by
Yoshimune
Bushido, the way of the warrior; a philosophy developed by Yamaga Soko; and by
Yoshimune
Butsu Sorai see Ogyu Sorai
Butsu Sorai meets Ogyu Sorai
Butter, tribute to Court
Butter, offering to the Court
Buzen, Tsuehi-gumo in
Buzen, Tsuehi-gumo in
Byodo-in, Tendai temple; prison of Go-Daigo
Byodo-in, Tendai temple; prison of Go-Daigo
Cabinet under Restoration rule; crisis over Korea (1873); of 1885; dependent on Crown
Cabinet during the Restoration era; crisis regarding Korea (1873); from 1885; reliant on the Crown.
Cabral; Francis (1529-1609), Jesuit Vice-provincial, on early missions, hospitals, Buddhists
Cabral; Francis (1529-1609), Jesuit Vice-provincial, on early missions, hospitals, Buddhists
Calendar, Prince Shotoku; revision of 1683; further revision planned by Yoshimune
Calendar, Prince Shotoku; updated in 1683; additional revision planned by Yoshimune
Calligraphy
Hand lettering
Calthrop, Capt., on Oriental tactics
Calthrop, Capt., on Eastern tactics
Cambodia, trade with
Cambodia, trade with
Camera government, insei, proposed by Go-Sanjo; under Shirakawa; Go-Shirakawa; Yoritomo establishes giso at the Inchu; the three recluses; system destroyed by Shokyu war; in Kamakura regency; camera party at court; in Northern court
Camera government, insei, proposed by Go-Sanjo; under Shirakawa; Go-Shirakawa; Yoritomo establishes giso at the Inchu; the three recluses; system destroyed by Shokyu war; in Kamakura regency; camera party at court; in Northern court
Canals
Canals
Canonical names of emperors
Official titles of emperors
Capital changed at beginning of reign; Jimmu's change to Yamato;
Chuai's to far south; to Nara (709) and previous changes; changes
helped road building; change from Nara to Kyoto (792); from Kyoto to
Fukuhara
Capital changed at the start of the reign; Jimmu's move to Yamato;
Chuai's to the far south; to Nara (709) and earlier changes; changes
supported road construction; change from Nara to Kyoto (792); from Kyoto to
Fukuhara
Capital Punishment
Death Penalty
Caps, official, as insignia of rank; effect of, on hair dressing; cap rank replaced by cap grade after Daika; varnished gauze
Caps, official ones, as symbols of rank; their effect on hair styling; cap rank was replaced by cap grade after Daika; varnished gauze
Car, of Enryaku-ji
Ride, of Enryaku-ji
Caron, Francis, Dutch trader, on Japanese martyrs
Caron, Francis, Dutch trader, on Japanese martyrs
Cart, hunting, 126; "compass cart"; Heian epoch
Cart, hunting, 126; "compass cart"; Heian period
Casting in Nara epoch
Casting in the Nara period
Castles
Castles
Catapult
Catapult
Caterpillar, worship, of
Caterpillar worship
Cats, pets in Heian epoch
Cats, pets in Heian period
Cattle, not used for food in early Japan, killing forbidden;
Christians accused of eating
Cattle, which weren't used for food in early Japan, were forbidden to be killed;
Christians were accused of eating.
Cavalry, in capital; in war
Cavalry, in uppercase; in war
Censor; in Tokugawa organization; as judge
Censor; in Tokugawa organization; as judge
Census, reign of Sujin; time of Daika, (645 A.D.); classifications, under Daiho; by Buddhist and Shinto priests
Census, reign of Sujin; time of Daika, (645 A.D.); classifications, under Daiho; by Buddhist and Shinto priests
Central Department, under Daika; under Daiho
Central Department, under Daika; under Daiho
Centralization of government
Government centralization
Ceramics, primitive; Yamato; Korean; Gyogi; Heian; Kamakura;
Muromachi
Ceramics, primitive; Yamato; Korean; Gyogi; Heian; Kamakura;
Muromachi
Cereals, five; premiums for large crops
Cereals, five; bonuses for big harvests
Ceremonies, Department of, under Daika; under Daiho; 15 masters of,
Koke; law (927)
Ceremonies, Department of, under Daika; under Daiho; 15 masters of,
Koke; law (927)
Chamberlain, Basil Hall, on dates in early "Chronicles"; meaning of
Kami; classification of language; village communities; ancient dress;
Altaic myth; names; education; Doji-kyo; swords
Chamberlain, Basil Hall, on dates in early "Chronicles"; meaning of
Kami; classification of language; village communities; ancient clothing;
Altaic mythology; names; education; Doji-kyo; swords
Chamberlain; pass on cases referred to shogun
Chamberlain; forward cases referred to the shogun
Chancellor, dajo daijin; abolished; Ashikaga Yoshimitsu
Chancellor, chief minister; abolished; Ashikaga Yoshimitsu
Changan, Tang metropolis, Kyoto patterned after
Changan, the Tang capital, modeled after Kyoto.
Chao Heng, Chinese name for Abe Nakamaro
Chao Heng is the Chinese name for Abe Nakamaro.
Charlevoix, quoted on Spanish galleon incident
Charlevoix, quoted on the incident involving the Spanish galleon
Chekiang, attacked by pirates (1559)
Chekiang, raided by pirates (1559)
Chemulpo, Russians in, attacked and defeated by Uryu; landing-place for Japanese attack
Chemulpo, where Russians were attacked and defeated by Uryu; landing spot for the Japanese attack
Cheng Cheng-kung
Zheng Chenggong
Cheng Chi-lung, general of Ming dynasty
Cheng Chi-lung, general of the Ming dynasty
Chengtsz, Confucian commentaries of
Chengtsz, Confucian writings of
Chen Hosiang, bonze
Chen Hosiang, monk
Chen Weiching (Chin Ikei), Chinese envoy to Japanese in Korea; and negotiations for peace
Chen Weiching (Chin Ikei), Chinese envoy to Japan in Korea; and negotiations for peace
Cherry-trees, groves; festivals
Cherry trees, parks; festivals
Chiba, branch of Taira; one of "8 Generals of Kwanto"
Chiba, a branch of Taira; one of the "8 Generals of Kwanto"
Chiba Tsunetane (1118-1201), favours Yoritomo; sent to Kyoto
Chiba Tsunetane (1118-1201) supports Yoritomo and is sent to Kyoto.
Chichibu, copper in, (708)
Chichibu, copper inside, (708)
Chichibu branch of Taira
Taira Chichibu branch
Chihaya in Hojo war
Chihaya in Hojo conflict
Chikamatsu Monzaemon (1653-1724), dramatist,
Chikamatsu Monzaemon (1653-1724), playwright,
Chikauji see Tokugawa Chikauji
Chikauji, refer to Tokugawa Chikauji
Chikayoshi see Nakahira Chikayoshi
Chikayoshi sees Nakahira Chikayoshi
Chiksan, battle, (1597), 519
Chiksan, battle, (1597), 519
Chikuzen province, Dazai-fu in; Toi attack; Mongol landing
Chikuzen province, Dazai-fu; Toi attack; Mongol landing
China, "High Plain of Heaven"; "Eternal Land"; architecture; bronze bells; bronze mirrors; Buddhism; calendar; ceramics; chronology; clay effigies; coinage; Crown; divination; government; literature; morality; myth; nobility; painting; promotion of officials; relations and early intercourse; scholars in Japan; Hideyoshi's plan to conquer; interference in Korea; Ming dynasty; trade; Formosa; China-Japan war; Boxer rebellion; Russia; Treaty of Portsmouth; of Peking; finances
China, "High Plain of Heaven"; "Eternal Land"; architecture; bronze bells; bronze mirrors; Buddhism; calendar; ceramics; chronology; clay figures; coinage; Crown; divination; government; literature; ethics; mythology; nobility; painting; promotion of officials; relations and early interactions; scholars in Japan; Hideyoshi's plan to conquer; interference in Korea; Ming dynasty; trade; Taiwan; China-Japan war; Boxer rebellion; Russia; Treaty of Portsmouth; of Peking; finances
Chin Ikei see Chen Weiching
Chin Ikei sees Chen Weiching
Chinju, fort in Korea, taken by Japanese
Chinju, a fortress in Korea, captured by the Japanese.
Chinju-fu, local government station in Korea
Chinju-fu, local government office in Korea
Chinnampo, landing-place for Japanese (1904)
Chinnampo, Japanese landing spot (1904)
Cho, Korean envoy
Cho, Korean ambassador
Cho Densu see Mineho
Cho Densu sees Mineho
Chokei, 98th Emperor (1368-72)
Chokei, 98th Emperor (1368-72)
Chokei see Miyoshi Norinaga
Chokei by Miyoshi Norinaga
Chokodo estates
Chokodo properties
Choko-ji, castle in Omi
Choko-ji, castle in Omi
Chollado, southern Korea, attacked by pirates
Chollado, South Korea, was attacked by pirates.
Chomei see Kamo Chomeii
Chomei sees Kamo Chomeii
Chong-ju, Korea, Cossacks defeated at
Cossacks defeated in Chong-ju, Korea
Cho-ryung, pass in Korea
Cho-ryung, pass in Korea
Chosen, name of Korea, first use
Chosen, the name for Korea, first appeared
Choshu, Xavier in; feudatory of, opposes Tokugawa and joins extremists; Shimonoseki complication; revolt of samurai; joins Satsuma against Tokugawa; fiefs surrender to Crown; clan representation
Choshu, Xavier in; a feudatory who opposes Tokugawa and aligns with extremists; the Shimonoseki issue; uprising of the samurai; joins Satsuma in opposition to Tokugawa; fiefs relinquished to the Crown; clan representation
Chosokabe family in Shikoku punished by Hideyoshi
Chosokabe family in Shikoku punished by Hideyoshi
—Motochika (1539-99), masters Tosa and all Shikoku; in Komaki war; in invasion of Kyushu
—Motochika (1539-99), rules Tosa and all of Shikoku; involved in the Komaki war; participates in the invasion of Kyushu
Christianity, Nestorian in China; Azuchi castle; invasion of Korea; in Japan; Imperial edict against; aid given by Nobunaga; Hideyoshi's attitude towards; his edict of 1587; Ieyasu's treatment and his edicts; Christians side with Hideyori; Hideteda's edict (1616), (1624); teaching in Osaka after edicts; and Buddhist and Shinto census; laws against (1635, 1665); Ieyasu distinguishes between commerce and; Dutch not propagandists; opposition in 1853
Christianity, Nestorian in China; Azuchi castle; invasion of Korea; in Japan; Imperial decree against; support given by Nobunaga; Hideyoshi's view toward; his decree of 1587; Ieyasu's treatment and his decrees; Christians align with Hideyori; Hideteda's decree (1616), (1624); teaching in Osaka after decrees; and Buddhist and Shinto census; laws against (1635, 1665); Ieyasu distinguishes between commerce and; Dutch not propagandists; opposition in 1853
"Chronicles," Early Japanese, Nihongi, general; character; superior to Records; accuracy of chronology; contradicts Records; Chinese colour in; conquest of Korea; stories from Korean history
"Chronicles," Early Japanese, Nihongi, general; character; better than Records; accuracy of timeline; contradicts Records; Chinese influence; conquest of Korea; tales from Korean history
Chronology; inaccuracy; invasion of Korea; reign of Nintoku
Chronology; inaccuracy; invasion of Korea; reign of Nintoku
Chrysanthemum, Imperial badge
Chrysanthemum, imperial emblem
Chu Chi-yu, Chinese scholar
Chu Chi-yu, Chinese academic
—Hi, Hayashi follows
—Hi, Hayashi is following
Chuai, 14th Emperor (192-200)
Chuai, 14th Emperor (192-200 AD)
Chugoku, central Japan, invaded by Hideyoshi
Chugoku, central Japan, was invaded by Hideyoshi.
Chukyo, 85th Emperor (1221)
Chukyo, 85th Emperor (1221)
Chusan, Mimasaka, Kami of
Chusan, Mimasaka, God of
Chushin, Zen priest, pupil of Soseki
Chushin, a Zen priest and student of Soseki
Choson-ji, monastery, with graves of the Fujiwara of the North
Choson-ji, a monastery, with the graves of the Fujiwara of the North
Chutsz (Shu-shi), Confucian commentaries of; rejected by Yamaga Soko; officially adopted; expounded by Japanese scholars; contrasted with Wang Yang-ming
Chutsz (Shu-shi), Confucian commentaries of; rejected by Yamaga Soko; officially adopted; explained by Japanese scholars; compared with Wang Yang-ming.
Chu Yuan see Sogen
Chu Yuan meets Sogen
Chozan, ruler of Ryukyu (1373)
Chozan, King of Ryukyu (1373)
Cicada-shaped hair ornaments
Cicada-shaped hair accessories
City administration; municipal rulers; administrators; elders
City management; local leaders; officials; community elders
Civil affairs and Civil Government, departments
Civil affairs and Civil Government, departments
Clan representation under Meiji government
Clan representation in Meiji government
Clay Effigies, haniwa, from neolithic sites; substituted for human sacrifice at tomb
Clay effigies, haniwa, from Neolithic sites; replaced human sacrifice at the tomb.
Clepsyora, Chinese
Clepsyora, China
Clocks
Watches
Cloistered monarchs; and set Camera
Cloistered rulers; and set Camera
"Cloud chariot," war tower
"Cloud chariot," battle tower
Clove, English ship
Clove, English vessel
Cock-fighting
Cockfighting
Cocks, Richard, English factor, warns Yedo Court against Spain; apparent cause of edict of 1616; successor of Saris
Cocks, Richard, an English trader, warns the Yedo Court about Spain; this is the likely reason for the edict of 1616; he is the successor of Saris.
Code, ryo, of Daiho (701 A.D.) and Yoro (718 A.D.); of 1742; of 1790
Code, ryo, of Daiho (701 A.D.) and Yoro (718 A.D.); of 1742; of 1790
Coelho, Gaspard (d. 1590), vice-provincial of Jesuits, ordered (1587) from Japan
Coelho, Gaspard (d. 1590), vice-provincial of the Jesuits, ordered (1587) from Japan
Coinage, Wado era (708-715); Nara epoch; of Heian epoch; Chinese; Hideyoshi's time; plan to debase (1673-80); Genroku debased coin; exports of metal from Nagasaki; attempt to restore (1710); again debased; foreign trade
Coinage, Wado era (708-715); Nara period; of Heian period; Chinese; Hideyoshi's era; plan to reduce value (1673-80); Genroku debased coin; metal exports from Nagasaki; attempt to restore (1710); again reduced; foreign trade
Colours of Court costume, grades; indicating social status
Colours of court costumes and their ranks indicate social status.
Combs, ancient
Ancient combs
Commerce, early; after Daika; Nara epoch; Heian; Muromachi; under Hideyoshi; Portuguese; motive for permission to preach; Dutch; trade rules; commercial spirit in Yedo; in Tokugawa period; exclusion; coinage and European trade
Commerce, early; after Daika; Nara period; Heian; Muromachi; under Hideyoshi; Portuguese; reason for permission to preach; Dutch; trade regulations; commercial mentality in Yedo; during the Tokugawa period; exclusion; currency and European trade
Commercial class
Business class
Conception, miraculous
Miraculous conception
Concubinage; classes at court
Concubinage; court classes
Conder, J., on armour
Conder, J., on armor
Confiscation of lands as punishment, or as expiation of offence; escheat at Daika; punishment under Tokugawa
Confiscation of land as punishment or to atone for an offense; escheat at Daika; punishment under Tokugawa
Confucianism, Shotoku on; modifying Buddhism; in Tokugawa period; favoured by Ko-Komyo, and Tsunayoshi; Confucianists eligible for civil posts; Yamaga Soko; combined with Shinto; Japanese schools of; hold on educated class; vendetta
Confucianism, influenced by Shotoku; adapting Buddhism; during the Tokugawa period; supported by Ko-Komyo and Tsunayoshi; Confucianists qualified for civil positions; Yamaga Soko; blended with Shinto; Japanese educational institutions; held by the educated class; revenge.
Conscription, first (689 A.D.) in Japan; partial abolition of (780, 792)
Conscription first started in Japan in 689 A.D.; it was partially abolished in 780 and 792.
Constable, High, and lord high constable, in Yoritomo's land reform; city constables
Constable, High, and lord high constable, in Yoritomo's land reform; city constables
Constitution, of Shotoku (604 A.D.), text and comment; after
Restoration (1889)
Constitution of Shotoku (604 A.D.), text and commentary; after
Restoration (1889)
Constitutionist party
Constitutional party
Consular courts
Diplomatic courts
Cooking in ancient Japan; in Muromachi epoch
Cooking in ancient Japan during the Muromachi period
Cooper, master, of Manhattan
Cooper, master of NYC
Copper in Japan; use for images of Buddha, exhausts currency; Chinese coins; in 15th century trade, debased Japanese coin; exports of Nagasaki
Copper in Japan; used for images of Buddha, depletes currency; Chinese coins; in the 15th century trade, devalued Japanese coin; exports from Nagasaki
Coronation Oath of 1867
Coronation Oath of 1867
Cosmogony
Cosmology
Cost of living
Living expenses
Costume, prehistoric; in Inkyo's reign; Chinese and Buddhist influence; Nara epoch; Heian; Kamakura period; laws of Military Houses; Sadanobu's laws
Costume, prehistoric; during Inkyo's reign; influenced by Chinese and Buddhist styles; Nara period; Heian period; Kamakura period; laws of Military Houses; Sadanobu's laws
Cotton first planted in Japan (799); cloth, tax; cloth as currency
Cotton was first planted in Japan in 799; cloth became a tax; cloth was used as currency.
Council, Administrative, of Man-dokoro
Man-dokoro Administrative Council
—of Twelve, at camera Court
—of Twelve, at Camera Court
Councillor, Sangi, establishment of office
Councillor Sangi, office establishment
Couplet Composing, ula awase; court amusement; at "winding-water fete" and other festivals; mania for; tournaments; in Heian epoch; Kamakura; Tokugawa
Couplet composing, ula awase; entertainment at court; during "winding-water fests" and other celebrations; obsession with tournaments; in the Heian period; Kamakura; Tokugawa.
Court, costume, colours and kinds; ceremonial; for Imperial power see
Crown
Court, attire, colors, and types; ceremonies; for Imperial power see
Crown
Court houses or families, kuge; come into power again at restoration; in Muromachi period; driven to provinces; Ieyasu's laws for; intermarriage with military; college for, established by Ninko; influenced by anti-foreign party; in Restoration; distinction between territorial and court nobles abolished (1871)
Court houses or families, kuge, regained power during the Restoration; in the Muromachi period, they were pushed to the provinces; Ieyasu's laws were enacted for intermarriage with the military; a college for this purpose was established by Ninko; it was influenced by the anti-foreign party during the Restoration; the distinction between territorial and court nobles was abolished in 1871.
Court of justice, hyojo-sho; first, (1631)
Court of justice, hyojo-sho; first, (1631)
Court, Northern and Southern; and see Dynasties
Court, Northern and Southern; and see Dynasties
Crasset on Christian persecution of Buddhists
Crasset on Christian persecution of Buddhists
Creation, story of
Story of creation
Cremation, introduced
Cremation, introduced
Crimes in ancient Japan; classified in Daiho code; see Penal Law
Crimes in ancient Japan, classified in the Daiho code; see Penal Law
Crocodile myth
Crocodile legend
Crown, property of; shifts in power of; divine right; Ashikaga; in Sengoku period; Nobunaga; Ieyasu's Court Laws; Tokugawa; Chinese classics strengthen; Tsunayoshi; loyalty; American commercial treaty; rescript to shogun; turns against extremists; Restoration of 1867; growth of power; Cabinet dependent on
Crown, property of; shifts in power of; divine right; Ashikaga; in Sengoku period; Nobunaga; Ieyasu's Court Laws; Tokugawa; Chinese classics strengthen; Tsunayoshi; loyalty; American commercial treaty; rescript to shogun; turns against extremists; Restoration of 1867; growth of power; Cabinet dependent on
Crown Prince, in proto-historic period, above the law
Crown Prince, in the proto-historic period, above the law
Crucifixion, haritsuke
Crucifixion, haritsuke
Currency in Ashikaga period; see Coinage
Currency in the Ashikaga period; see Coinage
Customs tariff
Customs duty
Daian-ji temple
Daian-ji Temple
Dai-Dembo-In, monastery of Shingon sect in Kii
Dai-Dembo-In, a Shingon sect monastery in Kii
Daiei, year-period, 1521-8
Daiei, 1521-1528
Daigo, 60th Emperor (898-930)
Daigo, 60th Emperor (898-930)
Daigo, suburb of Kyoto
Daigo, a suburb of Kyoto
Daiho (Taiho), year-period, legislation of; revision
Daiho (Taiho), year-period, legislation of; revision
Daijo-uji of Hitachi, branch of Taira
Daijo-uji of Hitachi, a branch of the Taira family
Daika or Taikwa "Great Change," 645 A.D.; name of first nengo or year-period; reforms
Daika or Taikwa "Great Change," 645 A.D.; name of the first nengo or year-period; reforms
Daikagu-ji family, afterwards Nan-cho, the Southern Court, descendants of Kameyama; passed over; treatment by Ashikaga
Daikagu-ji family, later known as Nan-cho, the Southern Court, descendants of Kameyama; overlooked; treatment by Ashikaga
Daikwan, deputy or vice-deputy; tax assessor; judge
Daikwan, deputy or vice-deputy; tax assessor; judge
Daimyo, "great name," holder of large estate; holdings; Buddhism; 10,000 koku or more; powers
Daimyo, "great name," owner of a large estate; possessions; Buddhism; 10,000 koku or more; authority
Dai Nihon-shi, "History of Great Japan,"; on military era
Dai Nihon-shi, "History of Great Japan,"; on military era
Dairies under Daiho laws
Dairies under Daiho regulations
Dairo, 5 senior ministers; prime minister
Dairo, 5 senior ministers; prime minister
Daiseiden College, or Shoheiko, founded by Tokugawa
Daiseiden College, also known as Shoheiko, was established by Tokugawa
Daitoku-ji, Zen temple in Kyoto
Daitoku-ji, Zen temple in Kyoto.
Dajo (Daijo) daijin, chancellor, prime minister, 671 A.D.; Privy
Council Board; office abolished
Dajo (Daijo) daijin, chancellor, prime minister, 671 A.D.; Privy
Council Board; office abolished
Dajo Kwan, Privy Council
Dajo Kwan, Advisory Council
Dalny occupied by Japanese
Dalny occupied by Japan
Dance masks
Dance masks
Dancing at funerals; court; music, Korean influence; pantomimic, of monkey Sarume in myth; music and poetry; development in Heian epoch; white posture dance, shirabyoshi; mimetic dance, libretto for, develops into no; no and furyu
Dancing at funerals; court; music, Korean influence; pantomime of the monkey Sarume in myth; music and poetry; development in the Heian period; white posture dance, shirabyoshi; mimetic dance, libretto for, evolving into Noh; Noh and furyu
Dan-no-ura, defeat of Taira at
Dan-no-ura, Taira's defeat at
Date family of Yonezawa in 16th century wars
Date family of Yonezawa in 16th-century wars
—Harumune
—Harumune
—Masamune (1566-1636); surrenders to Hideyoshi; favours Ieyasu; against Uesugi; loyal to Iemitsu
—Masamune (1566-1636); gives in to Hideyoshi; supports Ieyasu; opposes Uesugi; loyal to Iemitsu
—Yasumune rebels (1413) in Mutsu
—Yasumune rebels (1413) in Mutsu
Dazai-fu, government station in Mimana (Kara, Korea) transferred to
Kyushu
Dazai-fu, a government station in Mimana (Kara, Korea) transferred to
Kyushu
Debt, slavery for, cancellation of interest; legislation (tokusei) of 1297 in favour of military families, and under Ashikaga
Debt, being enslaved by it, cancellation of interest; legislation (tokusei) of 1297 in favor of military families, and under Ashikaga
Decoration, Interior
Interior Design
Defilement in Shinto code
Impurity in Shinto beliefs
Degradation in rank
Rank demotion
Deluge myth
Flood myth
Demmacho, prison at
Demmacho, prison located at
Demon's gate, N.E. entrance; guarded by Hieizan, and at Yedo by
Toei-zan; belief in demons; dragon-headed devil
Demon's gate, N.E. entrance; guarded by Hieizan, and at Yedo by
Toei-zan; belief in demons; dragon-headed devil
Dengaku mime
Dengaku performance
Dengyo Daishi, posthumous name of Saicho (q.v.)
Dengyo Daishi is the posthumous name of Saicho (q.v.)
Dening, W. Life of Toyotomi Hideyoshi; on Confucian philosophy
Dening, W. The Life of Toyotomi Hideyoshi; on Confucian philosophy
Departments, under Daika; under Daiho
Departments, under Daika; under Daiho
Deputy
Deputy
De Ryp, Dutch ship, cannonades Kara castle
De Ryp, a Dutch ship, bombards Kara castle.
"Descent" upon Kyushu
"Landing" on Kyushu
Descent, Law of in Daiho legislation
Descent, Law of in Daiho legislation
Deshima, island, Dutch factory on
Deshima, island, Dutch trading post
Dewa, Yemishi in; Go-Sannen campaign; (U-shu) part of O-U; 16th century wars; silk growing
Dewa, Yemishi in; Go-Sannen campaign; (U-shu) part of O-U; 16th-century wars; silk production
De Witte, Serge Julievitch, Count (b. 1849), Russian peace commissioner at Portsmouth
De Witte, Serge Julievitch, Count (b. 1849), Russian peace commissioner at Portsmouth
Diana, Russian ship, sent to survey Yezo; Russian protected cruiser at Port Arthur
Diana, a Russian ship, was sent to survey Yezo; a Russian protected cruiser is at Port Arthur.
Dickins, F. V., translation of Taketori Monogatari
Dickins, F. V., translation of The Tale of the Bamboo Cutter
Diet, Coronation oath promising; reform leaders differ about; development of; Constitution promulgated; bi-cameral system
Diet, coronation oath promise; reform leaders disagree about; development of; constitution issued; bicameral system
Dirges at funerals
Funeral dirges
District, gun or kori (originally agata), Daika subdivision, smaller than province; classification under Daiho; chief of, guncho; governors, gunshi; district governors and title to uplands; in Meiji administration, cho, or son
District, gun or kori (originally agata), Daika subdivision, smaller than a province; classification under Daiho; chief of guncho; governors, gunshi; district governors and title to uplands; in Meiji administration, cho, or son
Divination
Fortune telling
Doctors, national
National doctors
Doen, Buddhist priest, envoy to China
Doen, a Buddhist monk and ambassador to China
Dogo, Iyo, thermal spring
Dogo, Iyo, hot spring
Dogs as pets; dog fights; Tsunayoshi's mania for
Dogs as pets; dog fights; Tsunayoshi's obsession with
Doi support Southern Court in Nankai-do
Doi supports the Southern Court in Nankai-do.
Sanehira (d. 1220), Yoritomo's lieutenant; military governor
Sanehira (d. 1220), Yoritomo's second-in-command; military governor
Michiharu (d. 1337), defender of Go-Daigo
Michiharu (d. 1337), defender of Go-Daigo
Toshikatsu (1573-1644), enforces feudal laws
Toshikatsu (1573-1644), enforces feudal rules
Doin Kinkata (1291-1360), minister of Go-Daigo
Doin Kinkata (1291-1360), adviser to Go-Daigo
Kinsada (1340-99), scholar
Kinsada (1340-99), academic
Doji, Sanron Buddhist, abbot of Daian-ji
Doji, Sanron Buddhist, head of Daian-ji
Dojima, in Osaka, rice-exchange
Dojima, Osaka, rice market
Dojo, exercise halls
Dojo, workout spaces
Doki (Toki) family favour Takauji; beaten by Saito
Doki (Toki) family supports Takauji; defeated by Saito.
Yorito (d. 1342), insults Kogon
Yorito (d. 1342) disses Kogon
Dokyo see Yuge Dokyo
Dokyo sees Yuge Dokyo
Dolmen in Yamato sepulture; compared with Chinese and Korean; precious metals in
Dolmen in Yamato burial practices; compared with Chinese and Korean; precious metals in
Dominicans, Ayala and other marytrs
Dominicans, Ayala and other martyrs
Doryo (Tao Lung) Chinese priest, teacher of Fujiwara Tokimune
Doryo (Tao Lung), a Chinese priest and teacher of Fujiwara Tokimune
Dosho, Buddhist priest, introduces cremation
Dosho, Buddhist priest, introduces cremation.
Double entendre
Double meaning
Drafts, game, prehistoric
Drafts, game, prehistoric
Dragon, early superstition
Dragons, ancient myth
Dragon-Fly Island, old name of Japan
Dragon-Fly Island, the old name for Japan
Drama; yokyoku, mimetic dance; no; kyogen; time of Tsunayoshi; theatre in Yedo; illustrations
Drama; yokyoku, mimetic dance; no; kyogen; time of Tsunayoshi; theatre in Edo; illustrations
Drums
Drum set
Dualism of Shinto
Shinto Dualism
Dug-outs, maruki-bune
Dugouts, maruki boats
Duke, kimi; mahito
Duke, you; the person
Dukes of the Presence, early official organization
Dukes of the Presence, early official organization
Dutch, trade in Japan, beginning 1600, Spanish intrigues against; Dutch and English intrigues against Portuguese and Spaniards; aid in reduction of Christian revolt in Shimabara; trade at Nagasaki restricted; Western learning; refuse grant in Yedo; choose Hirado as headquarters; the Brack; at Deshima; literature; in 19th century; teachers of military science; give steamship; at Shimonoseki
Dutch trade in Japan started in 1600, with Spanish plotting against them. The Dutch and English also conspired against the Portuguese and Spaniards. They helped suppress the Christian revolt in Shimabara. Trade in Nagasaki was limited. Western knowledge became more accessible. They declined a grant in Yedo and selected Hirado as their main base. The Brack was located at Deshima. Literature flourished in the 19th century, with military science educators emerging. They provided steamships at Shimonoseki.
Dwarf trees and miniature gardens
Dwarf trees and small gardens
Dwelling-Houses, primitive; abandoned on death of owner; general character in Nara epoch; in Heian epoch; Kamakura; Muromachii
Dwelling houses, in their early forms; left behind after the owner's death; overall characteristics during the Nara period; in the Heian period; Kamakura; Muromachi.
Dyeing
Dyeing
Dynasties, War of the (1337-92); table
Dynasties, War of the (1337-1392); table
Ears of enemy as spoil
Enemy ears as a trophy
Earthquake, 416 A.D.; 599 A.D. drives people to appeal to Earthquake Kami; in Kyoto (1185), and (1596); of 1662 charged to Emperor's lack of virtue; of 1703
Earthquake, 416 A.D.; 599 A.D. leads people to call on Earthquake Kami; in Kyoto (1185), and (1596); of 1662 blamed on the Emperor's lack of virtue; of 1703
Eastern Army, Hosokawa Onin War
Eastern Army, Hosokawa Onin Conflict
Eastern Tsin dynasty (317-420) Chinese migration
Eastern Tsin dynasty (317-420) Chinese migration
East India Company
East India Company
Eben, Buddhist priest
Eben, Buddhist monk
Ebisu, variant of Yemishi
Ebisu, variant of Yemishi
Echigo, barrier settlement (645) against Yemishi; and Matsudaira
Echigo, barrier settlement (645) against Yemishi; and Matsudaira
—Chuta, suicide
—Chuta, self-harm
Echizen, paper money in
Echizen, paper currency in
Education, in ancient Japan; in Nara epoch, in Heian; temple schools; military foundations; at Yedo; in Meiji epoch; see Academies
Education in ancient Japan: during the Nara period, in the Heian period; temple schools; military academies; in Edo; during the Meiji period; see Academies
Egawa Tarozaemon advocates foreign intercourse
Egawa Tarozaemon supports foreign relations
Eight Generals of Kwanto
Eight Kwanto Generals
Eigwa Monogatari, "Tales of Splendour," story of the Fujiwara, by
Akazome Emon
Eigwa Monogatari, "Tales of Splendor," story of the Fujiwara, by
Akazome Emon
Eiraku, or Yunglo, Chinese year-period, 1403-22, E. tsuho, Chinese coins
Eiraku, or Yunglo, Chinese year-period, 1403-22, E. tsuho, Chinese coins
Eisai (1141-1215), priest
Eisai (1141-1215), monk
Eitai, bridge in Yedo
Eitai, bridge in Tokyo
Ekei (d. 1600), priest, of Aki
Ekei (d. 1600), priest, from Aki
Elder Statesmen
Senior Leaders
Elder, official over five households, under Daika
Elder, in charge of five households, under Daika
Elephant, fossil
Elephant fossil
Elixir, Hsa Fuh's quest
Elixir, Hsa Fuh's journey
Emishi see Soga Emishi
Emishi sees Soga Emishi
Emperors, long reigns of early; see also Crown Court, Posthumous
Names, Camera government
Emperors, early long reigns; see also Crown Court, Posthumous
Names, Camera government
Empo, period, 1673-80
Empo, era, 1673-80
Empress, Koken first, to receive Crown except in trust
Empress Koken was the first to receive the Crown, but only as a trust.
Empress Dowager, Kwo-taiko, title given only to Kwobetsu until
Shomu's reign
Empress Dowager, Kwo-taiko, a title given only to Kwobetsu until
Shomu's reign
Encyclopedia Britannica, quoted
Encyclopedia Britannica, cited
Endo Morito see Mongaku
Endo Morito meets Mongaku
Engaku-ji, temple
Engaku-ji Temple
Engen, period, 1336-9
Engen, era 1336-9
Engi, period; revision of Rules and Regulations; overthrow of
Sugawara Michizane
Engi, period; update of Rules and Regulations; overthrow of
Sugawara Michizane
English intrigue against Spanish and Portuguese; refuse grant in Yedo; go to Hirado rather than Uraga; early trade; end of trade; fleet expected (1858); Namamugi incident and bombardment of Kagoshima; the Hyogo demonstration; employed in railway, telegraph and navy; treaty of 1894 abolishes consular jurisdiction after 1899; Anglo-Japanese alliance, (text)
English intrigue against Spain and Portugal; refuse to grant in Yedo; go to Hirado instead of Uraga; early trade; end of trade; fleet expected (1858); Namamugi incident and bombardment of Kagoshima; the Hyogo demonstration; involved in railway, telegraph, and navy; treaty of 1894 ends consular jurisdiction after 1899; Anglo-Japanese alliance, (text)
Enkyo, period, 1069-74
Enkyo, era, 1069-74
En no Ubasoku (Shokaku; Gyoja, the anchorite), founder of Yamabushi priests
En no Ubasoku (Shokaku; Gyoja, the hermit), founder of Yamabushi priests
Enomoto see Yenomoto
Enomoto see Yenomoto
Enryaku-ji, Tandai monastery on Hiei-zan; its armed men, yuma-hoshi; jealous of Onjo-ji monks; in Yorimasa conspiracy; in Kyoto conspiracy; quarrel with Takauji; feud with Hongwan-ji; destroyed by Nobunaga; rebuilt; named from year-period
Enryaku-ji, Tandai monastery on Hiei-zan; its armed men, yuma-hoshi; jealous of Onjo-ji monks; involved in the Yorimasa conspiracy; involved in a conspiracy in Kyoto; in conflict with Takauji; feud with Hongwan-ji; destroyed by Nobunaga; rebuilt; named after the year-period.
Envoys, Three, in early myth
Three envoys in early myth
Enya Takasada (d. 1338), Ko Moronao abducts wife of
Enya Takasada (d. 1338), Ko Moronao kidnaps the wife of
Enyu, 64th Emperor (970-84)
Enyu, 64th Emperor (970-84)
Eshi, Yamato no, painters, descendants of Shinki
Eshi, descendants of Shinki, painters from Yamato
Esoteric and Exoteric Buddhism
Esoteric and Exoteric Buddhism
Etchu, province
Etchu Prefecture
"Eternal Land"
"Forever Land"
Ethnologists, Japanese, on origins
Japanese ethnologists on origins
Etorop raided by Russians (1806)
Etorop raided by Russians (1806)
Eto Shimpei (1835-74), minister, revolts
Eto Shimpei (1835-74), minister, rebels
Euhemerist interpretation of myths
Euhemerist view of myths
Exoteric Buddhism
Public Buddhism
Extraterritorial Jurisdiction
Extraterrestrial Jurisdiction
Eye, obliquity, fold, etc.
Eye, angle, fold, etc.
Eyebrows shaved
Shaved eyebrows
Ezo, Buddhist mission to
Ezo, Buddhist mission to
Face-painting
Face painting
Families, uji, rank in prehistoric times; basis of empire before Daika; family qualification for highest Court offices before Heiji tumult; names sold in Yoshimune's time
Families, uji, were significant in prehistoric times; they laid the foundation for the empire before the Daika reforms; family qualifications were essential for the highest Court positions before the Heiji unrest; names were sold during Yoshimune's era.
Famine of 621 A.D., turns people against Buddhism; of 1180-1; of 1462; of 1673-80; of 1783-6; of 1836
Famine of 621 A.D. turns people against Buddhism; of 1180-1; of 1462; of 1673-80; of 1783-6; of 1836
Fans; (ill.); lotteries; verses on; trade
Fans; (ill.); lotteries; verses on; trade
Farmers; taxes; representatives
Farmers, taxes, representatives
Fenshuiling, Russians defeated at
Fenshuiling, Russians lost at
Fernandez, Joao (d. 1566), Portuguese Jesuit, companion of Xavier
Fernandez, Joao (d. 1566), Portuguese Jesuit, companion of Xavier
Festivals, ancient; Buddhist; flower; Heian epoch; Ashikaga;
Hideyoshi; Sanno (ill.); dolls (ill.)
Festivals, ancient; Buddhist; flowers; Heian period; Ashikaga;
Hideyoshi; Sanno (ill.); dolls (ill.)
Feudal system, beginnings; Sujin; land-holding; proto-historic; land grants; Daiho laws; 11th century wars; territorial names; Constables and land-stewards; Joei code; war of dynasties; 15th century; Hideyoshi's land system; fiefs (1600); hereditary vassals; laws of 1635 and 1651; under Tokugawa; sankin kotai; taxes; intermarriage with court nobles; government; tozama oppose Yedo; in Restoration; abolition, of
Feudal system, beginnings; Sujin; land-holding; proto-historic; land grants; Daiho laws; 11th-century wars; territorial names; Constables and land-stewards; Joei code; war of dynasties; 15th century; Hideyoshi's land system; fiefs (1600); hereditary vassals; laws of 1635 and 1651; under Tokugawa; sankin kotai; taxes; intermarriage with court nobles; government; tozama oppose Yedo; in Restoration; abolition, of
Filial piety
Respect for parents
Finance and administration, ancient; in protohistoric tunes; in Nara
epoch; in Muromachi epoch; under early Tokugawa; policy of Arai
Hakuseki; "accommodation" system of 1786; under Tokugawa; in early
Meiji period
Finance and administration, ancient; in early historic times; in Nara
period; in Muromachi period; under early Tokugawa; policy of Arai
Hakuseki; "accommodation" system of 1786; under Tokugawa; in early
Meiji period
Finance or Treasury Department; in 19th century
Finance or Treasury Department; in 19th century
Financial administrator
Finance admin
Firearms, first use; commissioners
Firearms, initial use; commissioners
Fish as food
Fish for eating
Fishermen, revolt of
Fishermen's revolt
Fishing in early times; laws regulating nets in reign of Temmu; keeping cormorants forbidden; equipment
Fishing in ancient times; laws governing nets during the reign of Temmu; cormorant fishing prohibited; gear
Five Regent Houses, see Go-Sekke
Five Regent Houses, see Go-Sekke
Flesh-eating forbidden; defilement
Cannibalism forbidden; defilement
Flores, Luis, Flemish Dominican, burned (1622)
Flores, Luis, Flemish Dominican, executed by burning (1622)
Flowers, at funerals; festivals; in Heian pastimes; arrangement of; pots
Flowers, at funerals; festivals; in Heian activities; arrangement of; pots
Flutes (ill.)
Flutes (ill.)
Fo, dogs of
Fo, dogs of
Folding paletot
Folding coat
Food and drink, ancient; in Nara-epoch; in Kamakura period;
Sadanobu's sumptuary laws
Food and drink, ancient; in the Nara period; in the Kamakura period;
Sadanobu's laws on luxury spending
Football, prehistoric; in proto-historic period; in Heian epoch
Football, prehistoric; in the proto-historic period; in the Heian era
Forced labour
Forced labor
Foreign Affairs, Department of; earliest foreign intercourse; Ashikaga; Muromachi epoch; foreign learning; Tokugawa; military science; Meiji era, 678; foreigners in making new Japan, 686-7; consular jurisdiction abolished; Anglo-Japanese alliance; and see Christianity, and names of countries
Foreign Affairs, Department of; earliest foreign interactions; Ashikaga; Muromachi period; foreign knowledge; Tokugawa; military science; Meiji era, 678; foreigners in the creation of new Japan, 686-7; consular jurisdiction abolished; Anglo-Japanese alliance; and see Christianity, and names of countries
Forests of early Japan
Japanese early forests
Formosa, expedition against (1874); ceded by China (1895)
Formosa, expedition against (1874); ceded by China (1895)
Fortification, development; feudal castles built only by permission of Tokugawa; coast defence
Fortification, development; feudal castles built only with the permission of Tokugawa; coastal defense.
Fossil remains
Fossilized remains
Franchise, extension of
Franchise, extension of
Franciscans, Spanish, enter Japan "-as ambassadors"; intrigue against Portuguese Jesuits; punished by Hideyoshi; favoured to offset Jesuit influence
Franciscans from Spain entered Japan as "ambassadors"; they were plotting against Portuguese Jesuits; were punished by Hideyoshi; and were favored to counter Jesuit influence.
Freemen and bondmen
Free people and slaves
French in Ryuku (1846); Harris plays off English and French to get his commercial treaty; at Shimonoseki; in work on criminal law and army training; in Manchuria note (1895)
French in Ryuku (1846); Harris uses English and French to secure his commercial treaty; at Shimonoseki; in efforts related to criminal law and military training; in Manchuria note (1895)
Froez, Luis (d. 1597), Portuguese Jesuit
Froez, Luis (d. 1597), Portuguese Jesuit
Fudoki, Local Records
Fudoki, Local History Records
Fuhi, Eight Trigrams of
Fuhi, Eight Trigrams of
Fuhito see Fujiwara Fuhito
Fuhito sees Fujiwara Fuhito
Fuhkieri, Kublai at
Fuhkieri, Kublai at
Fuji river, battle on
Fuji River, battle on
Fuji, Mt., eruption of, (1707); (ill.)
Fuji, Mt., eruption of, (1707); (ill.)
Fujinami in Ise worship
Fujinami worship in Ise
Fujita Toko (1806-55), adviser of Nariaki
Fujita Toko (1806-55), advisor to Nariaki
Fujitsuna see Aota Fujitsuna
Fujitsuna see Aota Fujitsuna
Fujiwara, in Yamato, capital moved to, by Jito
Fujiwara, in Yamato, the capital moved to by Jito.
Fujiwara, Shimbetsu family, influence after 670 A.D.; Imperial consorts; legislation; historiography; Asuka made Empress; oppose Makibi and Gembo; Buddhism; abdication; family tree; choose Emperors; academy of; increase of power; policy of abdication; depose Yozei; oppose Tachibana; plot against Michizane; interregnum; war of Taira and Minamoto; influence on Court; oppose Tamehira; family quarrels; literature; Minamoto, "claws" of; provincial branches; Mutsu; power wanes; Imperial consorts; anti-military; power weakened by Kiyomon; Yoritomo's followers get their estates; conspiracy of 1252; loyal to Throne (1331); Hideyoshi adopted by
Fujiwara, Shimbetsu family, influence after 670 A.D.; Imperial consorts; legislation; historiography; Asuka became Empress; opposed Makibi and Gembo; Buddhism; abdication; family tree; choose Emperors; academy of; increase in power; policy of abdication; deposed Yozei; opposed Tachibana; plotted against Michizane; interregnum; the war of Taira and Minamoto; influence on the Court; opposed Tamehira; family disputes; literature; Minamoto, "claws" of; provincial branches; Mutsu; power declines; Imperial consorts; anti-military; power weakened by Kiyomon; Yoritomo's followers received their estates; conspiracy of 1252; loyal to the Throne (1331); Hideyoshi adopted by
—Fuhito, son of Kamatari, Daiho and Yoro codes; builds Buddhist temple; death
—Fuhito, son of Kamatari, Daiho and Yoro codes; constructs Buddhist temple; death
—Fujifusa, aids Go-Daigo (1326); retires
—Fujifusa supports Go-Daigo (1326); retires
—Fusazaki (682-736), son of Fuhito, founds northern family
—Fusazaki (682-736), son of Fuhito, establishes the northern family
—Fuyutsugu (775-826); Konin revision of Rules and Regulations; minister founds academy
—Fuyutsugu (775-826); Konin update of Rules and Regulations; minister establishes academy
—Hidehira (1096-1187), son of Motohira; aids Yoshitsune; provincial governor (1182); death
—Hidehira (1096-1187), son of Motohira; helps Yoshitsune; provincial governor (1182); death
—Hidesato (called Tawara Toda), sides with Taira; founder of provincial branches of Fujiwara
—Hidesato (known as Tawara Toda) supports Taira; he is the founder of local branches of Fujiwara.
—Hirotsugu (715-741), governor, impeaches Gembo
—Hirotsugu (715-741), governor, impeaches Gembo
—Ietaka (1158-1237), poet
—Ietaka (1158-1237), poet
—Joye, Buddhist student in China (653-65)
—Joye, Buddhist student in China (653-65)
—Kamatari, muraji of Nakatomi, chief Shinto official, plots against Soga Iruka (645); Daika; in China; origin of uji name; Kasuga shrine; (ill.)
—Kamatari, the muraji of Nakatomi and the chief Shinto official, is plotting against Soga Iruka (645); Daika; in China; origin of uji name; Kasuga shrine; (ill.)
—Kaneiye (929-99), rivalry with Kanemichi; plot against Kwazan; regent for Ichijo
—Kaneiye (929-99), conflict with Kanemichi; scheme against Kwazan; regent for Ichijo
—Kanehira (1228-94), founds house of Takatsukasa
—Kanehira (1228-94) establishes the Takatsukasa family.
—Kanemichi (925-77), father of Enyu's Empress
—Kanemichi (925-77), father of Enyu's Empress
—Kanezane (1147-1207), son of Tadamichi, minister of the Right; nairan and kwampaku; descendants called Kujo
—Kanezane (1147-1207), son of Tadamichi, minister of the Right; nairan and kwampaku; descendants called Kujo
—Kinsuye (958-1029), son of Morosuke
—Kinsuye (958-1029), Morosuke's son
—Kinto (966-1041) poet, one of Shinagon
—Kinto (966-1041) was a poet and a member of the Shinagon.
—Kiyohira (d. 1126), founds Mutsu branch
—Kiyohira (d. 1126) establishes the Mutsu branch
—Kiyotada opposes advice of Masashige
—Kiyotada disagrees with Masashige's advice
—Korechika (974-1010), son of Michitaka
—Korechika (974-1010), Michitaka's son
—Korekata induces Nobuyori to join Heiji plot
—Korekata convinces Nobuyori to get involved in the Heiji plot.
—Korekimi
—Korekimi
—Koretada (942-72), son of Morosuke, regent
—Koretada (942-72), son of Morosuke, regent
—Kunimutsu, avenges his father Suketomo
—Kunimutsu avenges his father Suketomo
—Maro (695-736), founder of Kyo-ke branch
—Maro (695-736), founder of the Kyo-ke branch
—Masatada, governor
—Masatada, governor
—Matate (716-67), second councillor under Koken
—Matate (716-67), second counselor under Koken
—Michiiye (1192-1252), ancestor of Nijo and Ichijo families
—Michiiye (1192-1252), the ancestor of the Nijo and Ichijo families
—Michikane (955-95), gets Kwazan to become monk; regent
—Michikane (955-95) gets Kwazan to become a monk; regent
—Michinaga (966-1027), regent, his daughter Empress; power
—Michinaga (966-1027), regent, his daughter Empress; power
—Michinori (d. 1159), called Shinzei, Go-Shirakawa's adviser; killed
—Michinori (d. 1159), known as Shinzei, was an adviser to Go-Shirakawa; he was killed.
—Michitaka (953-95), regent
—Michitaka (953-95), regent
—Momokawa (722-79), privy councillor; favours succession of Shirakabe and Yamabe
—Momokawa (722-79), advisory council member; supports the succession of Shirakabe and Yamabe
—Morokata aids Go-Daigo (1331)
—Morokata helps Go-Daigo (1331)
—Moronaga (1137-92), chancellor, banished by Taira Kiyomori
—Moronaga (1137-92), chancellor, exiled by Taira Kiyomori
—Morosuke (908-60), minister of Right; sons
—Morosuke (908-60), Minister of the Right; sons
—Morotada, 257; accuses Takaaki of treason
—Morotada, 257; accuses Takaaki of betrayal
—Morozane (1042-1101)
—Morozane (1042-1101)
—Motofusa (1144-1230), regent; sides with Go-hirakawa, is banished; his daughter
—Motofusa (1144-1230), regent; supports Go-hirakawa, is exiled; his daughter
—Motohira (d. 1157), son and successor of Kiyohira
—Motohira (d. 1157), son and successor of Kiyohira
—Motokata, father of Murakami's consort
—Motokata, father of Murakami's partner
—Motomichi (1160-1233), advanced by Taira Kiyomori; kwampaku; ancestor of Konoe
—Motomichi (1160-1233), promoted by Taira Kiyomori; regent; ancestor of Konoe
—Motomitsu, founder of Tosa academy of painters
—Motomitsu, the founder of the Tosa Academy of Painters
—Mototsune (836-91); sessho under Yozei, first kwampaku (882) under
Uda
—Mototsune (836-91); regent under Yozei, first chief advisor (882) under
Uda
—Motozane (1143-66), regent
—Motozane (1143-66), governor
—Muchimaro (680-736), founds the southern (Nanke) family; Buddhist temples
—Muchimaro (680-736) establishes the southern (Nanke) family; Buddhist temples
—Nagate (714-71), minister of the Left; favours accession of Konin
—Nagate (714-71), Left Minister; supports joining Konin
—Nagazane, father of one of Toba's consorts
—Nagazane, father of one of Toba's partners
—Nakamaro (710-64), grand councillor
—Nakamaro (710-64), chief advisor
—Nakanari (d. 810), in conspiracy of Kusu
—Nakanari (d. 810), involved in a plot with Kusu
—Narichika (1138-78), in Shishi-ga-tani plot
—Narichika (1138-78), in Shishi-ga-tani story
—Naritoki, father of Sanjo's Empress
—Naritoki, dad of Sanjo's Empress
—Nobuyori (1133-59), in Heiji tumult
—Nobuyori (1133-59), during Heiji unrest
—Norimichi (996-1075), quarrels with Go-Sanjo
—Norimichi (996-1075), feuds with Go-Sanjo
—Noritane, compiler of Teiokeizu
—Noritane, compiler of Teiokeizu
—Otsuga (773-843)
—Otsuga (773-843)
—Sadaiye (1162-1241), or Teika, poet and anthologist
—Sadaiye (1162-1241), also known as Teika, was a poet and compiler of anthologies.
—Sadakuni, father-in-law of Daigo
—Sadakuni, Daigo's father-in-law
—Sanetaka, minister
—Sanetaka, minister
—Saneyori (900-70), father of Murakami's consort; regent
—Saneyori (900-70), father of Murakami's partner; regent
—Sari, scribe
—Sari, writer
—Seigwa, or Seikwa, (1561-1619), Confucianist
—Seigwa, or Seikwa, (1561-1619), Confucianist
—Shinzei see Fujiwara Michinori
—Shinzei meets Fujiwara Michinori
—Sukeyo, scholar
—Sukeyo, academic
—Suketomo (d. 1325). Go-Daigo's minister, exile
—Suketomo (d. 1325). Minister to Go-Daigo, in exile
—Sumitomo (d. 941) turns pirate
—Sumitomo (d. 941) becomes a pirate
—Tadahira (880-949), regent; revision of Rules and Regulations
—Tadahira (880-949), regent; update of Rules and Regulations
—Tadakiyo, commands against Yoritomo
—Tadakiyo, orders against Yoritomo
—Tadamichi (1097-1164), regent for Konoe, in Hogen insurrection; saves his father; estates
—Tadamichi (1097-1164), regent for Konoe, during the Hogen insurrection; saves his father; estates
—Tadazane (1078-1162), father of Toba's consort; in Hogen tumult; saved by his son
—Tadazane (1078-1162), father of Toba's partner; during the Hogen upheaval; saved by his son
—Takaiye (979-1044), repels Toi invaders
—Takaiye (979-1044), fights off Toi invaders
—Tameiye (1197-1275)
—Tameiye (1197-1275)
—Tamemitsu
—Tamemitsu
—Tamesuke
—Tamesuke
—Tameuji, artist
—Tameuji, artist
—Tanetsugu (737-85); Kwammu's minister, assassinated; father of consort of Heijo
—Tanetsugu (737-85); minister of Kwammu, assassinated; father of the consort of Heijo
—Tokihira (871-909), minister plots against Sugawara Michizane; death
—Tokihira (871-909), a minister, schemes against Sugawara Michizane; death
—Tomiko, wife of Ashikaga Yoshimasa
—Tomiko, wife of Ashikaga Yoshimasa
—Toshimoto (d. 1330)
—Toshimoto (d. 1330)
—Toshinari (1114-1204), poet, called Shunzei
—Toshinari (1114-1204), poet known as Shunzei
—Toyonari (704-65), minister of Koken
—Toyonari (704-65), Koken minister
—Tsugunawa (727-96); sent against Yemishi
—Tsugunawa (727-96); sent to fight Yemishi
—Tsunemune
—Tsunemune
—Tsunetaka
—Tsunetaka
—Ujimune, Jokwan revision of Rules and Regulations
—Ujimune, Jokwan revision of Rules and Regulations
—Umakai (694-736), founder of the Shiki-ki branch; against Yemishi (724)
—Umakai (694-736), founder of the Shiki-ki branch; against Yemishi (724)
—Uwona (721-83), privy councillor of Koken
—Uwona (721-83), advisor to Koken
—Yasuhira, (d. 1189)
—Yasuhira, (d. 1189)
—Yorimichi (992-1074), son, of Michinaga, regent; in succession of
Takahito; estates; father of Shirakawa's consort
—Yorimichi (992-1074), son of Michinaga, the regent; following
Takahito; estates; father of Shirakawa's consort
—Yorinaga (1120-56) in Hogen tumult
—Yorinaga (1120-56) in Hogen conflict
—Yoritada (924-89), son of Saneyori, kwampaku
—Yoritada (924-89), son of Saneyori, regent
—Yoritsugu (1239-56), shogun (1244)
—Yoritsugu (1239-1256), shogun (1244)
—Yoritsune (1218-56), head of Minamoto (1219) shogun (1226); resigns (1244); against Hojo and Adachi (1247)
—Yoritsune (1218-56), leader of the Minamoto (1219) shogunate (1226); steps down (1244); in conflict with Hojo and Adachi (1247)
—Yoshifusa (804-72), minister; marries Kiyo; regent for Seiwa, (866); makes Taka Seiwa'a Empress
—Yoshifusa (804-872), minister; marries Kiyo; regent for Seiwa, (866); makes Taka Seiwa’s Empress
—Yoshinobu, in Takahito's succession
—Yoshinobu, in Takahito's succession
—Yoshitsugu (716-77), privy councillor under Koken; favours Konin
—Yoshitsugu (716-77), advisor to the council under Koken; supports Konin
Fujiwara, wistaria, origin of uji name
Fujiwara, wisteria, origin of Uji name
Fuki-ayezu, Jimmu's father
Fuki-ayezu, Jimmu's dad
Fukuchi-yama, castle
Fukuchiyama Castle
Fukuhara, now Kobe, villa of Taira Kiyomori in; capital (1180)
Fukuhara, now Kobe, the villa of Taira Kiyomori in the capital (1180)
Fukuri, Chinese saddler
Fukuri, Chinese leatherworker
Fukushima Masanori (1561-1624), plot against Ishida
Fukushima Masanori (1561-1624), conspiracy against Ishida
Funabashi Hidekata (1555-1614), scholar
Funabashi Hidekata (1555-1614), scholar
Funada Yoshimasa, officer of Nitta Yoshisada
Funada Yoshimasa, an officer of Nitta Yoshisada
Funai, in Bungo, Jesuit church and hospital
Funai, in Bungo, Jesuit church and hospital
Funanoe, mount in Hoki
Funanoe, mountain in Hoki
Furniture, house
Home furnishings
Furs
Fur coats
Furubito, Prince, son of Jomei, candidate to succeed Kogyoku; death
Furubito, Prince, son of Jomei, candidate to succeed Kogyoku; death
Furyu, dance
Furyu, dance style
Fusa-Kum-Kazusa
Fusa-Kum-Kazusa
Fusan, Korea, Japanese restricted to, (1572); captured (1592); landing-place for Japanese attack (1904); Kamimura wins battle near
Fusan, Korea, restricted to the Japanese (1572); captured (1592); landing site for the Japanese attack (1904); Kamimura wins a battle nearby.
Fushimi, 92d Emperor (1287-98)
Fushimi, 92nd Emperor (1287-98)
Fushimi, princely house
Fushimi, royal family
Fushimi, Hideyoshi's Momo-Yaina palace
Fushimi, Hideyoshi's Momo-Yaina palace
Futodama and Imibe
Futodama and Imibe
Gaku-in, academies
College, universities
Gambling
Gambling
Gamo Katahide (1534-84) favours Nobukatsu
Gamo Katahide (1534-84) supports Nobukatsu
—Ujisato (1557-96), vassal of Hideyoshi
—Ujisato (1557-96), Hideyoshi's vassal
Garden bridge (ill.)
Garden bridge (ill.)
gate (ill.)
gate (ill.)
Gate guards, in capital; in kebiishi; origin
Gate guards, in capital letters; in kebiishi; origin
Gates, (ill.)
Gates (illustration)
Gazan, priest
Gazan, priest
Gei-ami, artist
Gei-ami, creator
Geisha
Geisha
Gembo, Buddhist of Hosso sect; opposes Fujiwara
Gembo, a Buddhist from the Hosso sect, opposes Fujiwara.
Gemmyo, 43d Empress (708-15); historiography; monument
Gemmyo, 43rd Empress (708-15); historiography; monument
Gems
Jewels
Genbun, year-period, 1736-40, coins of
Genbun, 1736-40, coins of
Gen-e (1269-1352), priest, author
Gen-e (1269-1352), priest, writer
Genealogical bureau
Family history office
Genji Monogatari "narrative of Minamoto," work of Murasaki Shikibu
Genji Monogatari, "the Tale of Genji," a work by Murasaki Shikibu.
Genji or Gen, Chinese pronunciation of Minamoto; divisions of family; epoch of Gen and Hei
Genji or Gen, the Chinese pronunciation of Minamoto; family divisions; the era of Gen and Hei.
Genku see Honen
Genku meets Honen
Genna, period
Genna, end of story
Genpei (Gempei) Minamoto and Taira; epoch; Genpei Seisuiki, Records of Minamoto and Taira
Genpei (Gempei) Minamoto and Taira; era; Genpei Seisuiki, Chronicles of Minamoto and Taira
Genre pictures, Ukiyoe, 600
Genre art, Ukiyoe, 600
Genroku, year period, 1688-1703
Genroku era, 1688-1703
Gensho, (44th) Empress (715-23); inaugurates lectures (721) on Nihon
Shoki
Gensho, the 44th Empress (715-723); starts lectures (721) on Japan
Shoki
Genso, priest, interpreter to Korean embassy
Genso, priest, interpreter for the Korean embassy
Gentile names
Non-Jewish names
Geology and fossil remains
Geology and fossil records
Germans employed by Government
Germans working for the Government
Germany joins France and Russia in note on Manchuria (1895); seizes part of Shantung
Germany joins France and Russia in a note regarding Manchuria (1895); takes control of part of Shantung.
Gido, scholar, adviser of Yoshimitsu
Gido, scholar, advisor to Yoshimitsu
Gien see Ashikaga Yoshinori
Gien meets Ashikaga Yoshinori
Gifu, Nobunaga's headquarters in Mino
Gifu, Nobunaga's base in Mino
Gijin see Ashikaga Yoshimi
Gijin meets Ashikaga Yoshimi
Gion, temple in Kyoto
Gion, temple in Kyoto.
Glazed pottery
Glazed ceramics
Glynn, J., Commander, U.S.N., in Nagasaki (1847)
Glynn, J., Commander, U.S.N., in Nagasaki (1847)
Go, game
Play, game
Go, prefix, "second," with Emperor's name
Go, add "second" before the Emperor's name.
Goa, Jesuits at
Jesuits in Goa
Go-Daigo, 96th Emperor (1318-39); against Hojo; dethroned; escapes from Oki; re-enters Kyoto; his rescripts; after restoration; tricked by Ashikaga Takauji; death; scholarship
Go-Daigo, 96th Emperor (1318-39); fought against Hojo; was dethroned; escaped from Oki; re-entered Kyoto; issued his decrees; after his restoration; was deceived by Ashikaga Takauji; died; left a legacy in scholarship.
Go-Enyu, Northern Emperor (1371-82)
Go-Enyu, Northern Emperor (1371-1382)
Go-Fukakusa, 89th Emperor (1246-59)
Go-Fukakusa, 89th Emperor (1246-1259)
Go-Fushimi, 93d Emperor (1298-1301), son of Fushimi; opposes Go-Daigo
Go-Fushimi, 93rd Emperor (1298-1301), son of Fushimi; opposes Go-Daigo
Go-Hanazono, 102nd Emperor (1428-65)
Go-Hanazono, 102nd Emperor (1428-65)
Gohei, paper strips
Gohei, paper strips
Go-Horikawa, 86th Emperor (1221-32)
Go-Horikawa, 86th Emperor (1221-1232)
Go-Ichijo, 68th Emperor (1017-36)
Go-Ichijo, 68th Emperor (1017-1036)
Goji-in, temple in Yedo
Goji-in, temple in Tokyo
Go-Kameyama, 99th Emperor (1372-92); abdicates
Go-Kameyama, 99th Emperor (1372-92); steps down
Go-Kashiwabara, 104th Emperor, (1500-26)
Go-Kashiwabara, 104th Emperor (1500-1526)
Go-Kogon, Northern Emperor (1352-71)
Go-Kogon, Northern Emperor (1352-1371)
Go-Komatsu, 100th Emperor (1392-1412), in Northern dynasty (1382-92)
Go-Komatsu, 100th Emperor (1392-1412), in Northern dynasty (1382-92)
Go-Komyo, 110th Emperor (1643-54)
Go-Komyo, 110th Emperor (1643-1654)
Gokuki-ji or To-ji, Shingon temple in Kyoto; temple in Yedo
Gokuki-ji, also known as To-ji, is a Shingon temple located in Kyoto; it’s a temple in Edo.
Gokyogoku Yoshitsune, work on landscape gardening
Gokyogoku Yoshitsune, work on landscape gardening
Gold in Japan; discovery in Mutsu, and used in great image of Buddha; exported; coins
Gold in Japan; discovered in Mutsu, and used for the large statue of Buddha; exported; coins
Gold lacquer
Gold paint
Golden Pavilion (1397)
Kinkaku-ji (1397)
Golden Tatars in China
Golden Tatars in China
Go-Mizu-no-o, 108th Emperor (1611-29)
Go-Mizu-no-o, 108th Emperor (1611-1629)
Go-Momozono, 118th Emperor (1770-80)
Go-Momozono, 118th Emperor (1770-1780)
Go-Murakami, 97th Emperor (1339-68); escapes to Kanao; asked to return after Suko's removal; death
Go-Murakami, 97th Emperor (1339-68); escapes to Kanao; invited to return after Suko's removal; dies
Go-Nara, 105th Emperor (1526-57)
Go-Nara, 105th Emperor (1526-57)
Gongen see Tokugawa Ieyasu
Gongen meets Tokugawa Ieyasu
Go-Nijo, 94th Emperor (1301-7), son of Go-Uda
Go-Nijo, 94th Emperor (1301-7), son of Go-Uda
Go-Reizei, 70th Emperor (1046-68)
Go-Reizei, 70th Emperor (1046-68)
Goro see Tokimune
Goro sees Tokimune
Go-Saga, 88th Emperor (1243-46)
Go-Saga, 88th Emperor (1243-46)
Go-Saien, 111th Emperor (1654-63)
Go-Saien, 111th Emperor (1654-1663)
Go-Sakuramachi, (117th) Empress (1762-70)
Go-Sakuramachi, (117th) Empress (1762-70)
Go-Sanjo, 71st Emperor (1069-72), Prince Takahito
Go-Sanjo, 71st Emperor (1069-72), Prince Takahito
Go-Sannen, "After Three-Years War" (1089-91)
Go-Sannen, "After Three Years War" (1089-91)
Goseibai-shikimoku, criminal laws of Yasutoki
Yasutoki's criminal laws
Go-Sekke, "Five Regent Houses"
Go-Sekke, "Five Noble Houses"
Gosen-shu, anthology
Gosen-shu, collection
Go-Shirakawa, 77th Emperor (1156-8); camera government (1158-92); life threatened; confined in palace; sent to Rokuhara; under Yoshinaka's protection; opposes Yoshinaka; calls Yoritomo to Kyoto; sends Yoshitsune to front; relations with Yoritomo; death
Go-Shirakawa, 77th Emperor (1156-8); rule by influence (1158-92); life in danger; imprisoned in the palace; moved to Rokuhara; under Yoshinaka's protection; opposes Yoshinaka; invites Yoritomo to Kyoto; sends Yoshitsune to the front; interactions with Yoritomo; death
Go-Shu jaku, 69th Emperor (1037-45), Prince Atsunaga
Go-Shu Jaku, 69th Emperor (1037-45), Prince Atsunaga
Go-Toba, 82nd Emperor (1184-98), refuses to appoint Imperial prince shogun; called "original recluse"; quarrels with Yoshitoki; exiled; Japanese verse
Go-Toba, the 82nd Emperor (1184-98), refuses to appoint the Imperial prince as shogun; known as the "original recluse"; has conflicts with Yoshitoki; exiled; Japanese verse
Goto Matabei, defies Ieyasu; defends Osaka castle
Goto Matabei stands up to Ieyasu and defends Osaka Castle.
—Yujo (1435-1512), metal-worker
—Yujo (1435-1512), metalworker
Go-Tsuchimikado, 103d Emperor (1465-1500)
Go-Tsuchimikado, 103rd Emperor (1465-1500)
Go-Uda, 91st Emperor (1274-87), son of Kameyama
Go-Uda, 91st Emperor (1274-87), son of Kameyama
Government, primitive administration; connexion with worship; early finance; reign of Suinin; two-fold classification; uji; feudal and prefectural; under Daika; under Daiho; of Ashikaga; Hideyoshi's scheme; early Tokugawa; Tokugawa Bakufu; centralized after Restoration; local, in Meiji era
Government, basic administration; link to religion; early finance; reign of Suinin; dual classification; uji; feudal and prefectural systems; during Daika; under Daiho; of Ashikaga; Hideyoshi's plan; early Tokugawa; Tokugawa Bakufu; centralized after the Restoration; local, during the Meiji era
Governor-general of 10 provinces, kwanryo; of 4, kubo
Governor-general of 10 provinces, kwanryo; of 4, kubo
Go Yoshihiro, swordsmith
Go Yoshihiro, bladesmith
Go-Yozei, 107th Emperor (1586-1611)
Go-Yozei, 107th Emperor (1586-1611)
Gozu Tenno, "Emperor Ox-head," name of Susanoo
Gozu Tenno, "Emperor Ox-head," name of Susanoo
Granaries, Imperial, miyake; in Korea; in reign of Ankan; of Senkwa
Granaries, Imperial, miyake; in Korea; during the reign of Ankan; of Senkwa
Grant, U. S., suggests compromise over Ryukyu
Grant, U. S., suggests a compromise regarding Ryukyu.
"Great Name Possessor" myth
"Great Name Owner" myth
Great-Producing Kami
High-Output Kami
Gromovoi, Russian cruiser at Vladivostok
Gromovoi, Russian cruiser in Vladivostok
Guards, criticized by Miyoshi Kiyotsura; duties transferred to kebiishi
Guards, criticized by Miyoshi Kiyotsura; duties transferred to kebiishi
Guilds, be, 71-2, 94; heads of kumi-gashira, in village rule
Guilds, see, 71-2, 94; leaders of kumi-gashira, in village governance
Gunkan Kyojujo, naval college at Tsukiji
Gunkan Kyojujo, naval college in Tsukiji
Gwangyo-ji, temple where Kwazan took tonsure
Gwangyo-ji, the temple where Kwazan became a monk
Gyogi, Korean Buddhist priest, propaganda and reconciliation of
Buddhism and Shinto
Gyogi, a Korean Buddhist priest, worked on the promotion and reconciliation of
Buddhism and Shinto
Gyokushitsu, priest, Emperor gives purple robes to
Gyokushitsu, priest, the Emperor gives purple robes to
Hachijoshima, island
Hachijojima, island
Hachiman, War God, at Usa, oracle of; tutelary of Minamoto; shrine of, in Kamakura on Tsurugaoka hill; revenue of temple; patron of pirates; shrine of Iwashimizu; shrine at Atsuta
Hachiman, the War God, at Usa, oracle of; guardian of Minamoto; shrine in Kamakura on Tsurugaoka hill; income of the temple; supporter of pirates; shrine of Iwashimizu; shrine at Atsuta
Hachiman Taro see Minamoto Yoshiiye
Hachiman Taro sees Minamoto Yoshiiye
Hachioka, temple of
Hachioka, temple of
Hachisuka Iemasa (1558-1638)
Hachisuka Iemasa (1558-1638)
Hades, myth of
Hades, mythos of
Hae, mother of emperors Kenso and Ninken
Hae, mother of emperors Kenso and Ninken
Hagiwara Shigehide, chief of Treasury, debases coinage; his report; impeached
Hagiwara Shigehide, head of the Treasury, lowers the value of the currency; his report; impeached
Haicheng in fighting of 1894
Haicheng in the 1894 conflict
Hair, racial mark
Hair, racial identifier
Hair-dressing and hair-cutting, ancient; dividing the hair (mizura) goes out when official caps come in; tied up in time of Temmu; girl's hair bound up by lover; in Heian epoch; in Kamakura period; in Sadanobu's laws
Hairdressing and hair-cutting have been around for ages; parting the hair (mizura) goes out of style when official caps become popular; it was tied up during the time of Temmu; a girl’s hair was bound up by her lover; during the Heian period; during the Kamakura period; in Sadanobu's laws.
Hair pins, as insignia; cicada-shaped, marks of grade after
Daika
Hairpins, serving as symbols; cicada-shaped, indicators of rank after
Daika
Hai-ryong, Korea
Hai-ryong, South Korea
Hakamadare Yasusake, bandit
Hakamadare Yasusake, outlaw
Hakata, in Chikuzen, defended against Toi; port in Heian epoch; Mongol envoys executed at; China trade; American vessels allowed in port
Hakata, in Chikuzen, defended against Toi; a port during the Heian period; Mongol envoys executed there; trade with China; American ships allowed in the port.
Hakodate, Americans in
Americans in Hakodate
Hakone, tolls, at barrier; guarded by Okubo
Hakone, tolls, at the barrier; guarded by Okubo
Hakozaki Gulf, Chikuzen, Mongol landing at; bay fortified (1280); base of second Mongol invasion
Hakozaki Gulf, Chikuzen, where the Mongols landed; bay fortified (1280); base of the second Mongol invasion
Haku-chi, "White Pheasant," second nengo or year-period (650-4 A.D.)
Haku-chi, "White Pheasant," second nengō or year-period (650-4 A.D.)
Hakuseki see Arai Hakuseki
Hakuseki (Arai Hakuseki)
Hall, Consul-General J. C., translation of Joei code; Kemmu code;
Laws of Military Houses
Hall, Consul-General J. C., translation of the Joei code; Kemmu code;
Laws of Military Houses
Han, Chinese dynasty, later (25-220 A.D.); disorder after fall of
Han, Chinese dynasty, later (25-220 A.D.); chaos after the collapse of
Han, Land of, see Korea
Han, Land of, see Korea
Hanawa Naotsugu in defence of Osaka castle
Hanawa Naotsugu in defense of Osaka Castle
Hanazono, 95th Emperor (1307-18)
Hanazono, 95th Emperor (1307-18)
Hand Bay near Kinchou; Russian gunboats in
Hand Bay near Kinchou; Russian gunboats in
Hanishi, potters
Hanishi, ceramic artists
Haniwa, clay effigies, buried instead of human sacrifices
Haniwa, clay figures, were buried instead of human sacrifices.
Haniyasu, half-brother of Sujin, rebels against him
Haniyasu, Sujin's half-brother, goes against him.
Hansho, 18th Emperor (406-11); loyal brother of Richu
Hansho, 18th Emperor (406-11); devoted brother of Richu
Hara, castle in Shimabara, occupied by Christians, captured
Hara, a castle in Shimabara, held by Christians, was taken over.
Haranobu see Takeda Shingen
Haranobu meets Takeda Shingen
Harbin, Russian railway
Harbin, Russian train line
Hare in myth
Hare in mythology
Harem
Harem
Harima, province, fortifications in, (1280); transferred from
Akamatsu to Yamana (1441)
Harima, province, fortifications in, (1280); transferred from
Akamatsu to Yamana (1441)
Harris, Townsend (1803-78), U.S. consul-general, concludes commercial treaty (1857)
Harris, Townsend (1803-78), U.S. consul-general, finalizes a trade agreement (1857)
Harumoto see Hosokawa Harumoto
Harumoto sees Hosokawa Harumoto
Harunari see Hitotsubashi Harunari
Harunari see Hitotsubashi Harunari
Harvest Festival
Harvest Festival
Hasegawa receive fief of Arima
Hasegawa receives fief of Arima
—Heizo in charge of Ishikawa house of correction
—Heizo is in charge of the Ishikawa correctional facility.
Hashiba see Toyotomi Hideyoshi
Hashiba meets Toyotomi Hideyoshi
—Hidekatsu (1567-93), son of Nobunaga, adopted by Hideyoshi
—Hidekatsu (1567-93), Nobunaga's son, adopted by Hideyoshi
—Hidenaga (1540-91), brother of Hideyoshi
—Hidenaga (1540-91), Hideyoshi's brother
—Hideyasu, Ogimaru, son of Ieyasu
—Hideyasu, Ogimaru, son of Ieyasu
Hashimoto Sanae favours foreign trade; leader in Imperial movement
Hashimoto Sanae supports foreign trade and is a leader in the Imperial movement.
—Tsunatsune, Viscount (d. 1909)
—Tsunatsune, Viscount (d. 1909)
Hatahi, sister of Okusaka, marries Ohatsuse
Hatahi, sister of Okusaka, marries Ohatsuse.
Hatakeyama family, estates; Muromachi kwanryo; one of Five Regent Houses; in Onin disturbance; join Eastern Army (1472); "province holders"
Hatakeyama family, estates; Muromachi kwanryo; one of the Five Regent Houses; involved in the Onin disturbance; joined the Eastern Army (1472); "province holders"
—Kunikiyo (d. 1364), general under Motouji, removed from office of shitsuji
—Kunikiyo (d. 1364), a general under Motouji, was dismissed from the position of shitsuji
—Masanaga (d. 1493), succeeds Mochikuni; displaced, driven from capital; death
—Masanaga (d. 1493) takes over from Mochikuni; ousted, forced out of the capital; death
—Mitsuiye (d. 1433) captures Sakai (1400); Yoshimochi's minister
—Mitsuiye (d. 1433) takes control of Sakai (1400); Yoshimochi's advisor
—Mochikuni (1397-1455), called Tokuhon, minister for Ashikaga
Yoshimasa; succession
—Mochikuni (1397-1455), known as Tokuhon, minister for Ashikaga
Yoshimasa; succession
—Shigetada (1164-1205), at Ichi-no-tani; adviser of Yoriiye; assassinated by Hojo Tokimasa
—Shigetada (1164-1205), at Ichi-no-tani; advisor to Yoriiye; assassinated by Hojo Tokimasa
—Yoshinari (d. 1493), large estate, succession; kwanryo
—Yoshinari (d. 1493), large estate, succession; kwanryo
—Yoshitoyo (d. 1499)
—Yoshitoyo (d. 1499)
Hatano, brothers killed by Nobunaga
Hatano, brothers killed by Nobunaga
Hatsuse, Japanese battleship lost off Port Arthur
Hatsuse, a Japanese battleship, was lost near Port Arthur.
Hallo-gaki, Prohibitory Writings, code, (1742)
Hallo-gaki, Prohibitory Writings, code, (1742)
Hawking
Hawking
Hayabito or Hayato ("Falcon Men"), palace guard; possibly Kumaso
Hayabito or Hayato ("Falcon Men"), palace guards; possibly Kumaso
Hayama Muneyori, punished for cowardice
Hayama Muneyori, punished for fear
Hayashi family, function of reading military laws; true
Confucianists; education at Yedo
Hayashi family, role of studying military laws; true
Confucianists; education in Edo
Doshun or Kazan (1583-1657), Confucianist, on bell-inscription; ethics and history; traces descent of Emperor from Chinese prince
Doshun or Kazan (1583-1657), a Confucian scholar, on bell inscriptions; ethics and history; traces the lineage of the Emperor back to a Chinese prince.
Harukatsu, son of Razan, historiographer
Harukatsu, son of Razan, historian
Mitsukatsu, soldier of Nobunaga
Mitsukatsu, Nobunaga's soldier
Nobuatsu, Confucianist; petitions for pardon of "47 Ronins"; lectures at Shohei College
Nobuatsu, a Confucianist, requests a pardon for the "47 Ronins" and gives lectures at Shohei College.
Razan see Hayashi Doshun
Razan sees Hayashi Doshun
Shibei (1754-93) urges coast defense
Shibei (1754-93) advocates for coastal defense
Head, racial marks
Head, racial identifiers
Heaven, Plain of High, myth
Heaven, High Plain, myth
"Heavenly Grandchild," tenson
"Heavenly Grandchild," tension
Heavenlv Young Prince
Heavenly Young Prince
Heguri, beginning of power of; descendants of Takenouchi; founder of family, Tsuku, in Richu's reign; revolt of suppressed
Heguri, the start of power of; descendants of Takenouchi; founder of the family, Tsuku, during Richu's reign; uprising of suppressed
Hei and Heike, Chinese name for Taira; Gen and Hei
Hei and Heike, the Chinese name for Taira; Gen and Hei
Heian epoch, capital at Kyoto, or Heian-jo (Castle of Peace), 794-1192 A.D.
Heian period, capital in Kyoto, or Heian-jo (Castle of Peace), 794-1192 A.D.
Height as sign of race
Height as an indicator of race
Heihachiro see Oshio Heihachiro
Heihachiro meets Oshio Heihachiro
Heiji, year period, 1159-60; the tumult of the year; results
Heiji, time frame 1159-60; the chaos of the year; outcomes
Heijo, 51st Emperor (806-9), son of Kwammu
Heijo, 51st Emperor (806-9), son of Kwammu
Heikautai, battle of (1905)
Battle of Heikautai (1905)
Hemp, cultivation of
Hemp farming
Herb of longevity
Longevity herb
Hereditary office and rank; in Shotoku's 17-Article Constitution; the
Daika tries to abolish hereditary office holding
Hereditary positions and status; in Shotoku's 17-Article Constitution; the
Daika aims to eliminate hereditary office holding
Hi, river, in myth
Hi, river, in legend
Hida, messenger in search for Buddhist devotees
Hida, a messenger looking for Buddhist followers
Hida
Hida
Hida Takumi, architect
Takumi Hida, architect
Hidehito see Go-Momozono
Hidehito sees Go-Momozono
Hidekatsu see Hashiba Hidekatsu
See Hashiba Hidekatsu
Hideiye see Ukita Hideiye
Hideiye, see Ukita Hideiye
Hidenaga see Hashiba Hidenaga
Hidenaga sees Hashiba Hidenaga
Hidetada branch of Tokugawa, extinct with Ietsugu (1716)
Hidetada branch of Tokugawa, ended with Ietsugu (1716)
Hidetada see Tokugawa Hidetada
Hidetada sees Tokugawa Hidetada
Hidetsugu see Toyotomi Hidetsugu
Hidetsugu, see Toyotomi Hidetsugu
Hideyasu see Matsudaira Hideyasu
Hideyasu meets Matsudaira Hideyasu
Hideyori see Toyotomi Hideyori
See Toyotomi Hideyori
Hideyoshi see Toyotomi Hideyoshi
Hideyoshi meets Toyotomi Hideyoshi
Hie-no-yama, monastery later called Hiei-zan
Hie-no-yama, later known as Hiei-zan
Hiei-zan, mountain N.E. of Kyoto, between Yamashiro and Omi, on which was Enryaku-ji monastery; power checked by Yoshinori; and Takauji; in Hokke-ikki; aids Yoshikage against Nobunaga; punished by Nobunaga; monastery rebuilt; abbot invites Vilela to Kyoto
Hiei-zan, located northeast of Kyoto, between Yamashiro and Omi, hosted the Enryaku-ji monastery; its influence was limited by Yoshinori and Takauji; involved in the Hokke-ikki; supported Yoshikage against Nobunaga; faced punishment from Nobunaga; the monastery was rebuilt; the abbot invited Vilela to Kyoto.
Higami, mother of Shomu, consort of Mommu
Higami, mother of Shomu, partner of Mommu
Higashi-dera, temple in Kyoto, Takauji's headquarters
Higashi-dera, a temple in Kyoto, was Takauji's headquarters.
Higashiyama, 113th Emperor (1687-1710)
Higashiyama, 113th Emperor (1687-1710)
Higashi-yama, hill E. of Kyoto, site of Yoshimasa's palace; name used of craze for objets d'art, and of lacquer
Higashi-yama, the hill east of Kyoto, where Yoshimasa's palace is located; the term also refers to the obsession with art objects and lacquer.
Higuchi Kanemitsu, Yoshinaka's body guard
Higuchi Kanemitsu, Yoshinaka's bodyguard
Hiki Munetomo (d. 1203)
Hiki Munetomo (d. 1203)
Yoshikazu, in Bakufu council, plots against Hojo and is assassinated
Yoshikazu, in the Bakufu council, conspires against Hojo and is murdered.
Hikoho no Ninigi, his descent upon Kyushu; rationalization of myth; founder of empire
Hikoho no Ninigi, his arrival in Kyushu; explanation of myth; founder of the empire
Hinayana, exoteric Buddhism; the Small Vehicle
Hinayana, popular Buddhism; the Small Vehicle
Hino family, shikken in Camera palace
Hino family, shikken in Camera palace
Hirado, island, occupied by Mongols (1281); Chinese trade; Xavier in;
Portuguese trade; rivalry with Omura; Dutch headquarters, and
English; English factory closed (1623)
Hirado, island, occupied by Mongols (1281); Chinese trade; Xavier in;
Portuguese trade; rivalry with Omura; Dutch headquarters, and
English; English factory closed (1623)
Hirafu, warden of Koshi, campaigns against Sushen (658-660), and
Yemishi (655)
Hirafu, the warden of Koshi, fights against Sushen (658-660), and
Yemishi (655)
Hiragana, syllabary
Hiragana, writing system
Hirai, castle
Hirai Castle
Hirasaka, now Ifuyo-saka
Hirasaka, now Ifuyo Hill
Hirata Atsutane (1776-1843) on Japanese government; Shinto revival; quoted
Hirata Atsutane (1776-1843) on Japanese government; Shinto revival; quoted
Hirate Masahide, tutor of Nobunaga, suicide
Hirate Masahide, Nobunaga's tutor, committed suicide.
Hirohira, son of Murakami, set aside from succession
Hirohira, son of Murakami, was ruled out from the line of succession.
Hirose, commander, attempts to bottle-up Port Arthur
Hirose, the commander, is trying to isolate Port Arthur.
Hirotada see Tokugawa Hirotada
Hirotada meets Tokugawa Hirotada
Hirotsugu see Fujiwara Hirotsugu
Hirotsugu meets Fujiwara Hirotsugu
Hirozumi see Sumiyoshi Gukei
Hirozumi sees Sumiyoshi Gukei
Hisaakira, Prince (1276-1328), shogun (1289-1308)
Hisaakira, Prince (1276-1328), shogun (1289-1308)
Historiography, early; the "Six National Histories" (697-887); compilations of Tokugawa period
Historiography, early; the "Six National Histories" (697-887); compilations of the Tokugawa period
Hitachi; Taira in
Hitachi; Taira at
Fudoki, ancient record (715 A.D.)
Fudoki, historical record (715 A.D.)
Maru, Japanese transport sunk by Russians
Maru, a Japanese ship sunk by the Russians.
Hitomaru see Kakinomoto Hitomaru
Hitomaru sees Kakinomoto Hitomaru
Hitotsubashi, branch of Tokugawa eligible to shogunate, named from gate of Yedo; Ienari's descent from
Hitotsubashi, a branch of the Tokugawa family eligible for the shogunate, named after the gate of Edo; Ienari's lineage from
Harunari, father of fenari; reactionary policy; ambition opposed by
Sadanobu
Harunari, father of fenari; conservative policy; ambition resisted by
Sadanobu
Hiyeda Arc (647), chamberlain, historiography
Hiyeda Arc (647), chamberlain, history writing
Hiyoshi, Shinto temple
Hiyoshi, Shinto shrine
Hizen, Tsuchi-gumo in; Mongol invaders in (1281); natives of, settle in China; fiefs surrendered; clan representation
Hizen, Tsuchi-gumo in; Mongol invaders in (1281); locals of, settle in China; fiefs given up; clan representation
—Genji, or Matsuura
—Genji, or Matsuura
"Hoe" among early implements; distributed to farmers (723)
"Hoe" among early tools; distributed to farmers (723)
Hoei, year-period (1704-10) debased coinage of
Hoei, year-period (1704-10) devalued currency of
Ho-en, year-period (1135-40)
Ho-en, era (1135-40)
Hogen insurrection (1156; in year-period 1156-8); result
Hogen insurrection (1156; in the years 1156-1158); outcome
Hohodemi, myth of; name applied to Iware in "Chronicles"
Hohodemi, a myth; the name used for Iware in the "Chronicles"
Hojo, family holding office of shikken; power increased by Tokimasa; Hojo regency established; excellent rule; the nine regents; control of shogun; Oshu revolt; Go-Daigo overthrows; suicide of leaders; Go-Daigo's rescript; part of estates seized; rising in 1334; system imitated by the Ashikaga
Hojo, a family in power as shikken; their influence grew under Tokimasa; the Hojo regency was created; known for effective governance; the nine regents; dominance over the shogun; the Oshu revolt; overthrowing of Go-Daigo; leaders' suicides; Go-Daigo's proclamation; a portion of estates taken; uprising in 1334; this system was copied by the Ashikaga.
—of Odawara, fight Satomi in Kwanto; alliance with Takeda; their importance; last eastern enemy of Nobunaga; defeated by Hideyoshi
—of Odawara, battle Satomi in Kwanto; alliance with Takeda; their significance; last eastern foe of Nobunaga; conquered by Hideyoshi
Hojoki, Annals of a Cell
Hojoki, Journal of a Cell
Hojo Kudaiki, on Kanazawa-bunko library
Hojo Kudaiki, at Kanazawa-bunko library
—Morotoki, regent (1301-11)
—Morotoki, regent (1301-11)
—Nagatoki (1230-64), shikken (1256)
—Nagatoki (1230-64), prime minister (1256)
—Nakatoki, fails to arrest Go-Daigo (1331); escapes from Rokuhara
—Nakatoki fails to capture Go-Daigo (1331); escapes from Rokuhara
—Sadatoki (1270-1311), regent 1284-1301, and in camera to; succession to Fushimi
—Sadatoki (1270-1311), regent 1284-1301, and in charge of the succession to Fushimi
—Sanetoki founds Kanazawa-bunko
—Sanetoki establishes Kanazawa-bunko
—Soun, or Nagauji (1432-1519), reduces taxes; seizes Izu province
—Soun, or Nagauji (1432-1519), lowers taxes; takes control of Izu province
—Takaiye, commander against Go-Daigo
—Takaiye, commander against Go-Daigo
—Takatoki (1303-33), last of Hojo regents, 1311-33; Go-Daigo's quarrel; suicide
—Takatoki (1303-33), the last of the Hojo regents, 1311-33; conflict with Go-Daigo; suicide
—Tokifusa, leader against Kyoto in Shokyu struggle; one of first tandai
—Tokifusa, leader opposing Kyoto in the Shokyu struggle; one of the first tandai
—Tokimasa (1138-1215), guardian of Yoritomo; kills lieutenant-governor of Izu; in Awa; in Suruga; messenger to Yoshitsune; governs Kyoto; military regent; constables and stewards; high constable at Court; gives power of Minamoto to Hojo; kills Yoriiye, becomes shikken; exiled
—Tokimasa (1138-1215), protector of Yoritomo; kills the lieutenant-governor of Izu; in Awa; in Suruga; sends a messenger to Yoshitsune; governs Kyoto; military regent; constables and stewards; high constable at Court; transfers the power of the Minamoto to the Hojo; kills Yoriiye, becomes shikken; exiled
—Tokimasu, death, (1333)
—Tokimasu, death, (1333)
Hojo Tokimori, in southern Rokuhara
Hojo Tokimori, in southern Rokuhara
—Tokimune (1251-84), son of Tokiyori; regent (1256-84); Mongol invasion; Buddhism, and Buddhist temples; Nichiren
—Tokimune (1251-84), son of Tokiyori; regent (1256-84); Mongol invasion; Buddhism, and Buddhist temples; Nichiren
—Tokisada succeeds Tokimasa as high constable at Kyoto (1186)
—Tokisada takes over from Tokimasa as the high constable in Kyoto (1186)
—Tokiuji (1203-30) in northern Rokuhara
—Tokiuji (1203-30) in northern Rokuhara
—Tokiyori (1226-33), shikken (1246-66), Miura plot against; cloistered regent; Buddhist temples
—Tokiyori (1226-33), regent (1246-66), Miura conspiracy against; cloistered regent; Buddhist temples
—Tokiyuki (d. 1353),captures Kamakura
—Tokiyuki (d. 1353), captures Kamakura
—Tsunetoki (1224-46), shikken
—Tsunetoki (1224-1246), regent
—Ujimasa (1538-90), against Uesugi; ally of Shingen; defeated by
Hideyoshi
—Ujimasa (1538-90), opposed to Uesugi; ally of Shingen; defeated by
Hideyoshi
—Ujinao, son of Ujimasa
—Ujinao, son of Ujimasa
—Ujinori, brother of Ujimasa
—Ujinori, brother of Ujimasa
—Ujitsuna (1487-1543), conquers Kwanto
—Ujitsuna (1487-1543), conquers Kanto
—Ujiyasu(1515-70), conquers Kwanto
—Ujiyasu (1515-70), conquers Kanto
—Yasutoki (1183-1242) sent against Kyoto at outbreak of Shokyu war; captures the capital; explains treatment of ex-Emperors; one of first tandai; in regency; thrift and generosity; Joei code; death; Buddhist temples
—Yasutoki (1183-1242) was sent to Kyoto at the beginning of the Shokyu war; he captured the capital; he detailed his approach to ex-Emperors; he was one of the first tandai; served in the regency; known for both being frugal and generous; involved with the Joei code; his death; Buddhist temples
—Yoshitoki (1163-1224), military regent, defeats Wada Yoshimori; in council of Bakufu; in plot against Sanetomo; Go-Toba quarrels with; attitude toward Crown; restored; death
—Yoshitoki (1163-1224), military regent, defeats Wada Yoshimori; in the Bakufu council; involved in a plot against Sanetomo; quarrels with Go-Toba; attitude toward the Crown; restored; death
Hokke, Hokke-shu, see Nichiren; Hokke-kyo-sutra, book of Nichiren doctrine; Hokke-ikki, war of the sect on Hongwan-ji
Hokke, Hokke-shu, see Nichiren; Hokke-kyo-sutra, book of Nichiren doctrine; Hokke-ikki, conflict of the sect against Hongwan-ji
Hokkyo Enzen, bonze, compiles Joei code
Hokkyo Enzen, a monk, compiles the Joei code.
Hoko-ji, Buddhist temple in Asuka (587 A.D.); image; inscription on bell
Hoko-ji, a Buddhist temple in Asuka (587 A.D.); image; inscription on the bell
Hoku-cho, Northern court
Hoku-cho, Northern court
Hokuriku, Prince
Hokuriku, Prince
Home Affairs, Department of, in Restoration government
Home Affairs Department, in the Restoration government
Homestead, 50 houses, under Daika
Homestead, 50 homes, under Daika
Homma Saburo assassinates Hojo Suketomo
Homma Saburo kills Hojo Suketomo
—Saemon, Hojo soldier
—Saemon, Hojo warrior
Homuda, life name of Emperor Ojin
Homuda, the real name of Emperor Ojin
Homutang, Russian stand at
Homutang, Russian stall at
Honcho Hennen-roku, or Honcho Tsugan, history
Honcho Hennen-roku, or Honcho Tsugan, history
Honda Masanobu (1539-1617) adviser of Ieyasu
Honda Masanobu (1539-1617), advisor to Ieyasu
—Masazumi (1566-1637); Osaka castle; under Hidetada; punished for secret marriage
—Masazumi (1566-1637); Osaka castle; under Hidetada; punished for secret marriage
—Tadakatsu (1548-1610), Ieyasu's general at Sekigahara
—Tadakatsu (1548-1610), Ieyasu's general at Sekigahara
Honen Shonin, or Genku, (1133-1212), preaches Jodo doctrine
Honen Shonin, also known as Genku, (1133-1212), teaches the Jodo doctrine.
Hongi, Original Records of the Free People
Hongi, Original Records of the Free People
Hongo, Yedo, college at
Hongo, Tokyo, college at
Hongwan-ji, Shin temple in Kyoto; monks in 16th century wars; feud with Enryaku-ji; aid Mori, Takeda and Hojo; divided by Ieyasu
Hongwan-ji, Shin temple in Kyoto; monks during the wars of the 16th century; conflict with Enryaku-ji; supported Mori, Takeda, and Hojo; split by Ieyasu
Honno-ji, temple
Honno-ji Temple
Hori, general of Ieyasu
Hori, Ieyasu's general
Horigoe, Izu, fort
Horigoe, Izu, fortress
Horikawa, 73rd Emperor (1087-1107)
Horikawa, 73rd Emperor (1087-1107)
Horses, cavalry; "horse hunting"; wooden pictures, votive offerings; racing
Horses, cavalry; "horse hunting"; wooden carvings, offerings; racing
Horyu-ji, Buddhist temple at Nara (607); ideographic inscription in; dancers' masks and records; statues
Horyu-ji, a Buddhist temple in Nara (607); ideographic inscription in; dancers' masks and records; statues
Hoshikawa, son of Kara, seizes treasury and plots for throne
Hoshikawa, son of Kara, takes control of the treasury and schemes for the throne.
Hoshina Masayuki (1609-72), guardian of Ietsuna
Hoshina Masayuki (1609-72), guardian of Ietsuna
Hosho-ji, temple built by Shirakawa; cherry picnics; image
Hosho-ji, the temple built by Shirakawa; cherry blossom picnics; image
Hosoi Kotaku, calligraphist
Hosoi Kotaku, calligrapher
Hosokawa, Harima, manor given to Fujiwara Tameiye; family favours Takauji; large estates; Muromachi kwanryo; one of Five Regent Houses; power in 15th century; Yamana family; Eastern army in Onin struggle; crushed by Miyoshi; "province holders"; in Sanuki
Hosokawa, Harima, estate granted to Fujiwara Tameiye; family supported Takauji; extensive lands; Muromachi kwanryo; one of the Five Regent Houses; influential in the 15th century; Yamana family; Eastern army in the Onin struggle; defeated by Miyoshi; "province holders"; in Sanuki
—Harumoto (1519-63), son of Sunimoto, in civil war; joined by Kokyo
—Harumoto (1519-63), son of Sunimoto, during the civil war; joined by Kokyo
—Katsumoto(1430-73), kwanryo; estates; feud with the Hatakeyama; quarrels with Yamana, shitsuji; death
—Katsumoto (1430-73), regional leader; lands; conflict with the Hatakeyama; disputes with Yamana, steward; death
—Kiyouji (d. 1362), goes over to Southern Court; defeated
—Kiyouji (d. 1362) joins the Southern Court; defeated
—Masomoto (1466-1507)
—Masomoto (1466-1507)
—Mitsumoto (1378-1426), minister to Ashikaga Yoshimochi
—Mitsumoto (1378-1426), advisor to Ashikaga Yoshimochi
—Sumimoto (1496-1520), kwanryo, (1507); exiled
—Sumimoto (1496-1520), kwanryo, (1507); exiled
—Sumiyuki (d. 1507)
—Sumiyuki (d. 1507)
—Tadaoki (1564-1645), discloses plot against Ieyasu; tries to kill
Ishida; helps Ieyasu
—Tadaoki (1564-1645) reveals a plot against Ieyasu; attempts to kill
Ishida; assists Ieyasu
—Takakuni (d. 1531); driven out by Sumimoto's son; death
—Takakuni (d. 1531); expelled by Sumimoto's son; death
—Yoriyuki (1329-92), guardian of Ashikaga Yoshimitsu; administration and death
—Yoriyuki (1329-92), protector of Ashikaga Yoshimitsu; governance and passing
Hospitals, Jesuit
Jesuit hospitals
Hosso, first Buddhist sect in Japan (653); Gembo studies tenets
Hosso, the first Buddhist sect in Japan (653); Gembo studies its principles.
Hostages, women, "Pillow children"; of feudatories at Yedo
Hostages, women, "Pillow children"; of vassals in Edo
Hosuseri, myth of
Hosuseri, legend of
Hotta family, Bakufu ministers from
Hotta family, Bakufu officials from
—Masamori (1606-51), minister of Iemitsu, suicide
—Masamori (1606-51), minister of Iemitsu, suicide
—Masamutsu (1810-64) aids Townsend Harris
—Masamutsu (1810-64) assists Townsend Harris
—Masatoshi (1631-84), on succession to shogunate; chief minister; assassinated
—Masatoshi (1631-84), upon taking over the shogunate; prime minister; assassinated
Hotto, Buddhist abbots
Hotto, Buddhist leaders
Household, unit of administration under Daiho
Household, admin unit under Daiho
Household Department, under Daika, and Daiho
Household Department, under Daika, and Daiho
Hsia Kwei, Kamakura painter
Hsia Kwei, Kamakura artist
Hsuan-ming calendar revised (1683)
Hsuan-ming calendar updated (1683)
Hsu Fuh, Chinese Taoist, search for elixir of life
Hsu Fuh, a Chinese Taoist, is searching for the elixir of life.
Hulbert, History of Korea quoted
Hulbert, History of Korea referenced
Human sacrifice, at funerals, replaced by use of effigies, abolished; in public works
Human sacrifice at funerals was replaced by effigies and abolished in public works.
Hun river, Manchuria
Hun River, Manchuria
Hunting in prehistoric times; keeping dogs or falcons forbidden by
Shotoku
Hunting in prehistoric times; keeping dogs or falcons was forbidden by
Shotoku
Hyakunin-isshu, "Poems of a Hundred Poets"
Hyakunin-isshu, "Poems by a Hundred Poets"
Hyecha, Buddhist priest, instructor of Prince Shotoku
Hyecha, a Buddhist monk, teacher of Prince Shotoku
Hyogo, now Kobe, in Ashikaga revolt; battle; trade with China;
English demonstration (1866) against
Hyogo, now Kobe, during the Ashikaga revolt; battle; trade with China;
English protest (1866) against
Hyuga, Kumaso in
Hyuga, Kumaso in
Ibaraki-doji, bandit
Ibaraki-doji, thief
Ice storage
Ice storage
Ichijo, 66th Emperor (987-1011)
Ichijo, 66th Emperor (987-1011)
—family, one of "Five Regent Houses"; leave Court for Tosa
—family, one of the "Five Regent Houses"; leave Court for Tosa
—Fuyuyoshi, scholar
—Fuyuyoshi, academic
—Kaneyoshi (1402-81), regent, adviser of Ashikaga Yoshihisa; author; on religions
—Kaneyoshi (1402-81), regent, advisor to Ashikaga Yoshihisa; writer; on religions
Ichiman see Minamoto Ichiman
Ichiman sees Minamoto Ichiman
Ichinei (I Ning, or Nei-issan), Buddhist priest
Ichinei (I Ning, or Nei-issan), Buddhist priest
Ichi-no-tani, near Hyogo, in Settsu, defeat of Taira at
Ichi-no-tani, near Hyogo, in Settsu, defeat of Taira at
Icho-mura, birthplace of Hideyoshi
Icho-mura, Hideyoshi's birthplace
Ideographs, Chinese, historical writing; and Japanese language; date of introduction; adapted for syllabic purposes; in early laws
Ideographs, Chinese, historical writing; and Japanese language; date of introduction; adapted for syllabic purposes; in early laws
Ieharu see Tokugawa Ieharu
Ieharu meets Tokugawa Ieharu
Iehisa see Shimazu Iehisa
Iehisa meets Shimazu Iehisa
Iemitsu see Tokugawa Iemitsu
Iemitsu, see Tokugawa Iemitsu
Iemochi see Tokugawa Iemochi
Iemochi meets Tokugawa Iemochi
Ienari see Tokugawa Ienari
Ienari meets Tokugawa Ienari
Ienobu see Tokugawa Ienobu
See Tokugawa Ienobu
Iesada see Tokugawa Iesada
Iesada meets Tokugawa Iesada
Ieshige see Tokugawa Ieshige
Ieshige meets Tokugawa Ieshige
Ietsugu see Tokugawa Ietsugu
Ietsugu see Tokugawa Ietsugu
Ietsuna see Tokugawa Ietsuna
See Tokugawa Ietsuna
Ieyasu see Tokugawa Ieyasu
Ieyasu see Tokugawa Ieyasu
Ieyoshi see Tokugawa Ieyoshi
Ieyoshi sees Tokugawa Ieyoshi
Iga, Prince, see Otomo
Iga, Prince, meet Otomo
Iharu Atamaro, leader of Yemishi (780)
Iharu Atamaro, leader of Yemishi (780)
Ii, adherents of Southern Court; Bakufu ministers from; tamarizume
Ii, supporters of the Southern Court; Bakufu officials from; tamarizume
—Naomasa (1561-1602), general at Sekigahara
—Naomasa (1561-1602), general at Sekigahara
—Naosuke, Kamon no Kami (1815-60), advocates foreign intercourse; prime minister at Yedo; Tokugawa Nariaki's opposition to; foreign policy; assassinated
—Naosuke, Kamon no Kami (1815-60), supports foreign relations; prime minister in Yedo; opposed by Tokugawa Nariaki; foreign policy; assassinated
—Naotaka (1590-1659), minister of Iemitsu, 581, and of Ietsuna
—Naotaka (1590-1659), minister of Iemitsu, 581, and of Ietsuna
Ikeda Isshinsai, friend of Harunari
Ikeda Isshinsai, Harunari's friend
—Nobuteru (1536-84), councillor after Nobunaga's death; defeated
—Nobuteru (1536-84), advisor after Nobunaga's death; defeated
—Terumasa (1564-1613), in plot against Ishida; favours Ieyasu
—Terumasa (1564-1613), in a plot against Ishida; supports Ieyasu
Iki, island, in early myth; attacked by Toi, by Mongols; held by
Japan
Iki, an island, in early mythology; invaded by Toi and the Mongols; controlled by
Japan
Ikki, "revolt"
Ikki, "uprising"
Ikko, Shin sect; Ikko-ikki, war of 1488
Ikko, Shin sect; Ikko-ikki, war of 1488
Ikkyu Zenji (1394-1481), priest of Daitoku-ji
Ikkyu Zenji (1394-1481), priest of Daitoku-ji
Ikuno, silver mines
Ikuno, silver mines
Imagawa, family, gives refuge to Ashikaga Yoshimichi; against Hojo; in Suruga and Mikawa; Ieyasu's relations with
Imagawa family provides shelter to Ashikaga Yoshimichi against the Hojo in Suruga and Mikawa; Ieyasu's connections with
—Motome, general under Date Masamune
—Motome, general under Date Masamune
—Sadayo (Ryoshun), tandai of Kyushu; recalled
—Sadayo (Ryoshun), a standout from Kyushu; remembered
—Ujizane (1538-1614), son of Yoshimoto
—Ujizane (1538-1614), Yoshimoto's son
—Yoshimoto (1519-60) rules Suruga, Totomi and Mikawa; threatens
Owari; defeated at Okehazama (1560)
—Yoshimoto (1519-60) controls Suruga, Totomi, and Mikawa; poses a threat to
Owari; defeated at Okehazama (1560)
Imai Kanehira, one of Yoshinaka's four body-guards; sacrifices himself for his master
Imai Kanehira, one of Yoshinaka's four bodyguards, sacrifices himself for his master.
Imibe, corporation or guild of mourners, descent; guard Imperial insignia; abstainers; commissary agents in provinces; in charge of Treasury
Imibe, a corporation or guild of mourners, descent; guardians of Imperial insignia; abstainers; commissary agents in provinces; responsible for the Treasury.
Imjin River, Korea
Imjin River, South Korea
Immigration, shadowed in myths; from Siberia, China, Malaysia and Polynesia; Japanese ethnologists on; of Koreans and Chinese in 3rd & 4th centuries; and later; from Shiragi (608)
Immigration, surrounded by myths; from Siberia, China, Malaysia, and Polynesia; Japanese ethnologists on; regarding Koreans and Chinese in the 3rd and 4th centuries; and later; from Shiragi (608)
Imna see Mimana
I'm gonna see Mimana
Imoko (Ono Imoko), envoy to China (607 A.D.)
Imoko (Ono Imoko), ambassador to China (607 A.D.)
Imperial lands
Empire territory
Imprisonment
Incarceration
Imun, Korea, secured by Kudara with Japan's help
Imun, Korea, secured by Kudara with Japan's support.
Inaba, Princess Yakami of
Inaba, Princess Yakami of
Masayasu, assassin of Hotta Masatoshi
Masayasu, assassin of Hotta Masatoshi
Inaba-yama, castle of Saito
Inaba-yama, Saito's castle
Inahi, brother of Jimmu
Inahi, Jimmu's brother
Iname see Soga Iname
Iname see Soga Iname
Inamura-ga-saki, cliff near Kamakura
Inamura-ga-saki, cliff by Kamakura
Incense fetes
Incense festivals
Incest
Incest
India, first Japanese visitor to, Takaoka or Shinnyo
India, the first Japanese visitor to Takaoka or Shinnyo
Indian architecture, influence of, through Buddhism
Buddhism-influenced Indian architecture
Indigo growing in Awa
Indigo farming in Awa
Industrial class, in Kamakura period
Industrial class in Kamakura era
Industry, early Japanese; impulse given by Buddhism in Nara epoch; development in time of Yoshimune; modern manufactures
Industry, early Japanese; influenced by Buddhism during the Nara period; growth during the time of Yoshimune; contemporary manufacturing.
Infantry, use of
Infantry, deployment of
Inheritance, law of, in Daiho legislation; in feudal system of
Tokugawa
Inheritance, law of, in Daiho legislation; in the feudal system of
Tokugawa
I Ning see Ichinei
I Ning see Ichinei
Inishiki, Prince
Prince Inishiki
Inkyo (Ingyo), 19th Emperor (412-53)
Inkyo (Ingyo), 19th Emperor (412-53)
In-memoriam services, Shinto
Shinto memorial services
Inokami, consort of Konin
Inokami, partner of Konin
Inokashira lake and Yedo water-supply
Inokashira Lake and Edo Water Supply
Inokuma, general of the Left, executed
Inokuma, general of the Left, executed
Ino Tadayoshi, survey of Northern islands (1800)
Ino Tadayoshi, survey of Northern islands (1800)
Inouye Kaoru, Marquis (b. 1835)
Inouye Kaoru, Marquis (b. 1835)
—Tetsujiro, Dr., on Bushi ethics; on Chutsz and Wang Yang-ming
—Tetsujiro, Dr., on Bushi ethics; on Chutsz and Wang Yang-ming
Inquisitors, Bakufu officials at Court after Shokyu war
Inquisitors, Bakufu officials at Court after the Shokyu war
Insei see Camera government
Insei see government camera
Insignia, sacred Imperial, mirror, sword, jewel
Insignia, sacred Imperial, mirror, sword, jewel
Inspectors of district officials, after Daika; of provincial government; in temple service
Inspectors of district officials, after Daika; of provincial government; in temple service
Interest on loans
Loan interest
Interior decoration, Yamato school
Yamato school interior design
"Interior," Granary of
"Interior," Hub of
—Ministry of, created by Daika (645)
—Ministry of, established by Daika (645)
"Invisible" Kami
"Hidden" Kami
Iratsuko, rebel against Yuryaku, famous archer
Iratsuko, a rebel against Yuryaku and a well-known archer.
Iris festival
Iris festival
Iroha-uta, text book
Iroha poem, textbook
Iron in Korea; foundry at Akunpura
Iron in Korea; foundry at Akunpura
Irrigation, under Sujin; under Nintoku, in 6th and 7th centuries; rice land; in Nara epoch; in Heian epoch; under Yoshimune
Irrigation, during Sujin; during Nintoku, in the 6th and 7th centuries; rice fields; in the Nara period; in the Heian period; under Yoshimune
Iruka see Soga Iruka
Iruka sees Soga Iruka
Isa, early carriage-builder
Isa, early stagecoach maker
Isawa, headquarters moved from Taga to
Isawa, headquarters moved from Taga to
Ise, shrine of Sun at; Yamatodake at shrine; swords offered; oracle calls Amaterasu an avatar of Buddha; Watarai shrine; revolt of 1414 in; rebuilding shrines; Oda seize; Mori insults the shrine
Ise, shrine of the Sun; Yamatodake shrine; swords offered; oracle refers to Amaterasu as an avatar of Buddha; Watarai shrine; revolt of 1414; rebuilding shrines; Oda seizes; Mori insults the shrine.
Ise Heishi, branch of Taira
Ise Heishi, Taira clan branch
Ise Monogatori
Ise Monogatari
—Sadachika (1417-73) page of Yoshimasa; marries Yoshitoshi's sister; influence of
—Sadachika (1417-73) page of Yoshimasa; marries Yoshitoshi's sister; influence of
Ishida Katsushige, soldier of Hideyoshi; brings about Hidetsugu's death; ordered to Korea; plot against Ieyasu; takes Osaka; death
Ishida Katsushige, a soldier of Hideyoshi; causes Hidetsugu's death; sent to Korea; conspires against Ieyasu; captures Osaka; meets his end.
Ishide family in charge of Yedo prison
Ishide family in charge of Yedo prison
Ishido family favours Tadayoshi
Ishido family prefers Tadayoshi
Ishikawa Island, house of correction on
Ishikawa Island, correctional facility at
Ishikawa Jinshiro relieves suffering in Kyoto
Ishikawa Jinshiro eases pain in Kyoto.
Ishi-yama, temple
Ishi-yama Temple
Ishizu, battle, Akiiye defeated (1338) by Ko Moronao
Ishizu, battle, Akiiye defeated (1338) by Ko Moronao
Iso-takeru (Itakeru), son of Susanoo
Iso-takeru (Itakeru), son of Susanoo
Isuraka, Korean artist
Isuraka, South Korean artist
Itagaki Taisuke, Count (b. 1837); resigns from cabinet and works for parliament; organizes Liberal party; invited into Cabinet
Itagaki Taisuke, Count (b. 1837); resigns from the cabinet and works for parliament; organizes the Liberal Party; invited into the Cabinet.
Itakura Katsushige (1542-1624), in bell-inscription plot; in Kyoto
Itakura Katsushige (1542-1624), in bell-inscription location; in Kyoto
—Shigemune (1587-1656), protests against Go-Komyo's activities
—Shigemune (1587-1656) expresses his objections to Go-Komyo's actions.
Italians employed by Government in fine arts
Italians working for the government in the fine arts
Ito Hirobumi, Prince (1841-1909); premier (1885); framer of constitution; head of Liberal party; treaty with China; assassinated
Ito Hirobumi, Prince (1841-1909); prime minister (1885); creator of the constitution; leader of the Liberal Party; negotiated treaty with China; assassinated
—Jinsai (1627-1705), Confucianist, 626
—Jinsai (1627-1705), Confucian, 626
—Sukechika (d. 1181), guardian of Minamoto Yoritomo; crushes
Yoritomo's army
—Sukechika (d. 1181), protector of Minamoto Yoritomo; defeats
Yoritomo's army
Ito, or Wado, Chinese name for Japanese
Ito, or Wado, is the Chinese term for Japanese.
Itsukushima-Myojin, Buddhist shrine
Itsukushima Myojin, Buddhist shrine
Itsutse, brother of Jimmu
Itsutse, brother of Jimmu
Iwa, consort of Nintoku, of Katsuragi family
Iwa, the partner of Nintoku, from the Katsuragi family
Iwai (Ihawi) ruler of Kyushu, blocks invasion of Korea (527) but is defeated by Arakaho (528)
Iwai (Ihawi), the ruler of Kyushu, stops the invasion of Korea (527) but is defeated by Arakaho (528).
Iwaki, son of Kara, contests throne with Seinei
Iwaki, son of Kara, competes for the throne with Seinei.
Iwaki-uji, branch of Taira
Iwaki-uji, branch of Taira
Iwakura Tomoyoshi, Prince (1825-83), leader of moderate party
Iwakura Tomoyoshi, Prince (1825-83), leader of the moderate party
Iware, life-time name of Jimmu
Iware, lifetime name of Jimmu
Iwasaka, fort in Mikawa
Iwasaka, fortress in Mikawa
Iwatsuki, in Musashi, fortified
Iwatsuki, in Musashi, fortified.
Iyo, province; oldest ideographic inscription (596 A.D.); held by
Kono
Iyo, province; oldest ideographic inscription (596 A.D.); held by
Kono
Izanagi and Izanami, male and female Kami, creators of Japanese islands
Izanagi and Izanami, the male and female deities, creators of the Japanese islands
Izayoi-nikki, journal of Abutsu-ni
Izayoi Diary, journal of Abutsu-ni
Izu, early ship-building in; Minamoto Tametomo exiled to; Yoritomo in; peaceful under Kamakura rule; seized by Hojo Soun (1491)
Izu, early shipbuilding in; Minamoto Tametomo was exiled to; Yoritomo in; peaceful under Kamakura rule; seized by Hojo Soun (1491)
Izumi province, rising of 1399 in
Izumi province, rising of 1399 in
—Chikahira revolts against Hojo
—Chikahira rebels against Hojo
—Shikibu, poetess of 11th century
—Shikibu, 11th-century poet
Izumo in early myth; revolt in causes withdrawal of court from
Yamato; gems in; conquered by Mori
Izumo in early myth; a revolt causes the court to withdraw from
Yamato; gems in; conquered by Mori
Jade, "curved-jewel"
Jade, "curved gem"
Japan, name a Dutch (15th century) perversion of Jihpen; early names
Japan, a name derived from a Dutch variation of Jihpen from the 15th century; early names
Jenghiz Khan
Genghis Khan
Jerome, Father
Jerome, Dad
Jesuits in Japan; banished, but stay; order to leave checked by
Hideyoshi's death; Ieyasu plays off Franciscans against; denounce
Dutch ship as pirate; treated well by Ieyasu
Jesuits in Japan; banned, but remain; order to leave limited by
Hideyoshi's death; Ieyasu pits Franciscans against; denounce
Dutch ship as pirates; treated well by Ieyasu
Jesus, Jerome de. (d. 1602), Franciscan, interview with Ieyasu
Jesus, Jerome de. (d. 1602), Franciscan, interview with Ieyasu
Jewel, curved, chaplet, one of Imperial insignia
Jewel, curved, necklace, one of the Imperial symbols
Jih-pen, "Sunrise Island" name used by Chinese
Jih-pen, the name "Sunrise Island" used by the Chinese
Jimmu, Emperor (660-585 B.C.); chronology dating from accession; ancestry; leader in expedition against Yamato; poem mentioning Yemishi; strategem against Tsuchigumo; successors; tomb
Jimmu, Emperor (660-585 B.C.); timeline starting from when he became emperor; family background; chief in the campaign against Yamato; poem referencing Yemishi; tactics used against Tsuchigumo; heirs; burial site
Jimyo-in family, afterwards Hoku-cho or Northern Court, holding
Chokodo estates; gets throne
Jimyo-in family, later known as Hoku-cho or Northern Court, possessing
Chokodo estates; ascends to the throne
Jingirryo, quoted on Board of Religion
Jingirryo, referenced in the Board of Religion
Jingo, Empress (201-69); Chinese and Japanese chronology of reign; succession; excluded from dynasties by Dai Nihon-shi
Jingo, Empress (201-69); timeline of reign for China and Japan; succession; left out of the dynasties by Dai Nihon-shi
Jingu-ji, temple built by Fujiwara Muchimaro, 192
Jingu-ji, a temple built by Fujiwara Muchimaro, 192
Jinno Shotdki, "Emperor's Genealogy" work on divine right by
Kitabatake Chikafusa
Jinno Shotdki, "Emperor's Genealogy" work on divine right by
Kitabatake Chikafusa
Jinshin, cyclical name for 672 A.D., civil war
Jinshin, the cyclical name for 672 A.D., civil war
Jisho-ji, monastery in Higashiyama, art-gallery
Jisho-ji, Higashiyama monastery, art gallery
Jito, (41st) Empress (690-6), wife of Temmu; historiography; Sushen
Jito, (41st) Empress (690-6), wife of Temmu; historiography; Sushen
Jiyu-to, Liberal party organized by Itagaki
Jiyu-to, the Liberal Party founded by Itagaki
Joben, one of "four kings" of poetry
Joben, one of the "four kings" of poetry
Jocho, wood-carver
Jocho, woodcarver
Jodo, Buddhist sect introduced (1196) by Honen; creed
Jodo, a Buddhist sect introduced in 1196 by Honen; beliefs
Joei, year-period, (1232-3); code of 1232; basis of Kemmu code
Joei, year-period, (1232-3); code of 1232; foundation of the Kemmu code
Jokaku, sculptor
Jokaku, artist
Jokwan, year-period, revision of Rules and Regulations
Jokwan, year-period, update of Rules and Regulations
Jokyo, year-period (1684-7) trade limitations
Jokyo, trade restrictions (1684-7)
Jomei, 34th Emperor (629-41), Tamura
Jomei, 34th Emperor (629-641), Tamura
Jo Nagashige, provincial governor, defeated
Jo Nagashige, governor, defeated
Jorin, scholar, adviser of Yoshimitsu
Jorin, scholar, adviser to Yoshimitsu
Josetsu (end of 14th century), bonze of Shokoku-ji, painter
Josetsu (late 14th century), monk of Shokoku-ji, painter
Joye see Fujiwara Joye
Joye sees Fujiwara Joye
Juko see Shuko
Juko sees Shuko
Jun, mother of Michiyasu (Montoku)
Jun, mom of Michiyasu (Montoku)
Junna, 54th Emperor (824-33)
Junna, 54th Emperor (824-833)
Junnin, 47th Emperor (758-64)
Junnin, 47th Emperor (758-64)
Juntoku, 84th Emperor (1211-21), son of Go-Toba, abdicates, called
Shin-in, "new recluse"; exiled
Juntoku, 84th Emperor (1211-21), son of Go-Toba, abdicates, called
Shin-in, "new recluse"; exiled
Juraku-tei, "Mansion of Pleasure"
Juraku-tei, "Pleasure Mansion"
Juro see Sukenari
Juro sees Sukenari
Justice, Department of, Gyobu-sho, under Daiha; under Daiho; in Meiji government
Justice, Department of, Gyobu-sho, under Daiha; under Daiho; in Meiji government
Justice, court of
Court of justice
Justices, land grants to
Justices, land grants to
Justo Ukondono see Takayama
Justo Ukondono meets Takayama
Kada Arimaro (1706-69) revises code
Kada Arimaro (1706-69) updates code
—Azumamaro (1668-1736), scholar, restores Japanese literature; quoted
—Azumamaro (1668-1736), a scholar, revitalizes Japanese literature; quoted
Kaempfer, Engelbert (1651-1716), historian
Kaempfer, Engelbert (1651-1716), historian
Kagoshima, in Satsume, landing-place (1549) of St. Francis Xavier; bombarded by English
Kagoshima, in Satsume, the landing place (1549) of St. Francis Xavier; bombarded by the English
Kagu, Mt., in sun myth
Kagu Mountain in sun myth
Kai, peaceful under Kamakura rule; won by Takeda Shingen; "black horse of"
Kai, peaceful under Kamakura rule; won by Takeda Shingen; "black horse of"
Kaigen, priest in charge of Ashikaga-gakko
Kaigen, the priest in charge of Ashikaga School
Kai-koku Hei-dan, book by Hayashi Shibei, urging coast defense
Kai-koku Hei-dan, a book by Hayashi Shibei, emphasizing coastal defense
Kaikwa, 9th Emperor (157-98 B.C.)
Kaikwa, 9th Emperor (157-98 BCE)
Kaizan, priest of Myoshin-ji
Kaizan, Myoshin-ji priest
Kajiwara Kagetoki (d. 1200), fighting against Yoritomo, sympathizes with him; military governor; in command of fleet quarrels with Yoshitsune; warns Yoritomo against Yoshitsune
Kajiwara Kagetoki (d. 1200), who fought against Yoritomo, feels sympathy for him; he is a military governor; in charge of the fleet, he has conflicts with Yoshitsune; he cautions Yoritomo about Yoshitsune.
Kakinomoto Hitomaru, poet, end of 7th century
Kakinomoto Hitomaru, poet, late 7th century
Kamada Masaie, companion of Yoshitomo, death
Kamada Masaie, companion of Yoshitomo, death
Kamako see Nakatomi Kamako
Kamako sees Nakatomi Kamako
Kamakura, S. of present Yokohama, Yoritomo's headquarters; military centre for 150 years; shrines built by Yoritomo; school of art; growth of luxury; fall of city (1333); headquarters of Ashikaga family; Takauji removes to Kyoto, keeping Kamakura as secondary basis; Ashikaga driven out, Uesugi come in
Kamakura, south of what is now Yokohama, was Yoritomo's headquarters and a military center for 150 years. Yoritomo built shrines there, and it became a hub for art and luxury. The city fell in 1333 and became the headquarters of the Ashikaga family. Takauji moved the main base to Kyoto but kept Kamakura as a secondary location. The Ashikaga were eventually driven out, and the Uesugi came in.
—Gongoro, soldier of Three Years' War
—Gongoro, soldier of the Three Years' War
—Jidaishi, quoted on parties in Shokyu struggle
—Jidaishi, quoted on parties in Shokyu struggle
Kamatari; see Fujiwara Kamatari
Kamatari; see Fujiwara Kamatari
Kamegiku, dancer
Kamegiku, performer
Kameyama, 90th Emperor (1259-74)
Kameyama, 90th Emperor (1259-74)
Kami in Japanese mythology; "creation" of chiefs; used in "Chronicles" of Yemishi chiefs; trinity of; two classes; the Kami class or Shimbetsu; worship of, in early 7th century; uji no Kami elective in Temmu's time; Shinto K., Buddha's avatars
Kami in Japanese mythology; "creation" of leaders; used in "Chronicles" of Yemishi leaders; trinity of; two classes; the Kami class or Shimbetsu; worship of, in early 7th century; uji no Kami elective in Temmu's time; Shinto K., Buddha's avatars
Kamimura, Japanese admiral, crushes Vladivostok squadron
Kamimura, the Japanese admiral, defeats the Vladivostok squadron.
Kamitsuke (now Kotsuke), early dukedom
Kotsuke, early dukedom
Kamo, Yamashiro, shrine in
Kamo Shrine, Yamashiro
Kamo Chomei, author of Hojoki
Kamo Chomei, Hojoki author
—Mabuchi (1697-1769), restores Japanese ethics; quoted
—Mabuchi (1697-1769) revitalizes Japanese ethics; quoted
Kana, syllabary
Kana, writing system
Kana-ga-saki (Kanasaki), in Echizen, taken by Ashikaga
Kana-ga-saki (Kanasaki), in Echizen, captured by Ashikaga
Kanamura, o-muraji, advises cession (512 A.D.) of part of Mimana to
Kudara; helps Kudara to get Imun (513 A.D.); puts down revolt of
Heguri Matori
Kanamura, the o-muraji, advises giving up part of Mimana to Kudara in 512 A.D.; helps Kudara acquire Imun in 513 A.D.; and puts down the revolt of Heguri Matori.
Kanaoka see Koze Kanaoka
Kanaoka sees Koze Kanaoka
Kanazawa, fortress, in Three Years' War
Kanazawa, a fortress, during the Three Years' War
Kanazawa, Prof. S., on Korean and Japanese languages
Kanazawa, Prof. S., on Korean and Japanese languages
—Akitoki, son of Hojo Sanetoki
—Akitoki, son of Hojo Sanetoki
—bunko, school founded about 1270 by Hojo Sanetoki
—bunko, a school established around 1270 by Hojo Sanetoki
—Sadaaki, son of Akitoki, scholar
—Sadaaki, son of Akitoki, scholar
Kane see Nakatomi Kane
Kane sees Nakatomi Kane
Kaneakira, Prince (914-87), son of Daigo, poet
Kaneakira, Prince (914-87), son of Daigo, poet
Kanenaga, Prince (1326-83), Mongol fugitives
Kanenaga, Prince (1326-83), Mongol refugees
Kanenari, Life-name of Emperor Chukyo
Kanenari, the life name of Emperor Chukyo
Kanin, princely house; Kokaku chosen from
Kanin, royal family; Kokaku selected from
Kanko-Maru, steamship presented by Dutch government
Kanko-Maru, a steamship given by the Dutch government
Kannabi, Mt., sacred rock
Kannabi Mountain, sacred rock
Kano school of painting; patronized by Tokugawa
Kano school of painting; supported by Tokugawa
—Masanobu see Masanobu
—Masanobu sees Masanobu
—Motonobu see Motonobu
—Motonobu watches Motonobu
Kanshin (687-763), Chinese Buddhist missionary, builds Shodai-ji temple
Kanshin (687-763), a Chinese Buddhist missionary, establishes the Shodai-ji temple.
Kanzaki, port in Heian epoch
Kanzaki, port in Heian period
Kao, painter of Kamakura school
Kao, Kamakura school painter
Kara, Princess, wife of Yuryaku
Kara, Princess, Yuryaku's wife
Kara, Korea; war with Shiragi
Kara, Korea; conflict with Shiragi
Karako, Japanese general, killed in Korea by Oiwa
Karako, a Japanese general, was killed in Korea by Oiwa.
Karano, 100-ft, ship (274 A.D.)
Karano, 100-foot ship (274 A.D.)
Karu, Prince, son of Inkyo, suicide
Karu, Prince, son of Inkyo, suicide
—Prince, brother of Empress Kogyoku, in Kamatari's plot; see Kotoku son of Kusakabe, succeeds to throne; see Mommu
—Prince, brother of Empress Kogyoku, involved in Kamatari's scheme; see Kotoku son of Kusakabe, ascends to the throne; see Mommu
Kasagi, refuge of Go-Daigo
Kasagi, refuge of Go-Daigo
Kasai Motochika (d. 1507)
Kasai Motochika (d. 1507)
Kasanui, Shrine of
Kasanui, Shrine
Kashiwa-bara, palace at
Kashiwa-bara, palace located at
Kasuga, cruiser, sinks Yoshino
Kasuga, cruiser, sinks Yoshino.
—shrine at Nara (767-69) in honour of Fujiwara Kamatari; school of painting
—shrine at Nara (767-69) in honor of Fujiwara Kamatari; school of painting
—Tsubone, mistress of Ashikaga Yoshimasa
—Tsubone, wife of Ashikaga Yoshimasa
Katagiri Katsumoto, bugyo of Toyotomi; bronze Buddha; bell-inscription
Katagiri Katsumoto, magistrate of Toyotomi; bronze Buddha; bell-inscription
Katakana, fragments of characters, syllabary
Katakana, character fragments, syllabary
Katana, general, suppresses Yemishi revolt
Katana, general, quells Yemishi revolt
Katari-be, raconteurs
Katari-be, storytellers
Kato Kiyomasa (1562-1611), commands second corps in invasion of
Korea; sides with Yae at court; in plot against Ishida; studies
Chinese classics
Kato Kiyomasa (1562-1611) leads the second corps in the invasion of
Korea; supports Yae at court; involved in a plot against Ishida; studies
Chinese classics
—Shirozaemon Kagemasa, potter
—Shirozaemon Kagemasa, ceramic artist
—Tadahiro, son of Kiyomasa, banished
—Tadahiro, son of Kiyomasa, exiled
—Yoshiaki (1563-1631), plots against Ishida
—Yoshiaki (1563-1631), schemes against Ishida
Katsu, Count (Rintaro), minister of Marine
Katsu, Count (Rintaro), Minister of the Navy
Katsuiye see Shibata Katsuiye
Katsuiye sees Shibata Katsuiye
Katsumi; see Nakatomi Katsumi
Katsumi; see Nakatomi Katsumi
Katsumoto see Hosokawa Katsumoto and Katagiri Katsumoto
Katsumoto sees Hosokawa Katsumoto and Katagiri Katsumoto.
Katsura, princely house
Katsura, royal family
—Taro, Prince (1849-1913), prime minister (1908-11)
—Taro, Prince (1849-1913), prime minister (1908-11)
Katsurabara, Prince (786-853), ancestor of Taira
Katsurabara, Prince (786-853), ancestor of Taira
Katsuragi, beginning of power of; descended from Takenouchi; Kara
Katsuragi, the start of power; descended from Takenouchi; Kara
Katsuragi Mount
Mount Katsuragi
Kawabe Nie, in Korea
Kawabe Nie, in Korea
Kawagoe, in Musashi, fortifications
Kawagoe, in Musashi, defenses
Kawajiri Shigeyoshi, appointed to Hizen
Kawajiri Shigeyoshi, assigned to Hizen
Kawakatsu kills preacher of caterpillar worship
Kawakatsu kills the preacher of caterpillar worship.
Kawamura at Mukden
Kawamura in Mukden
Kawanaka-jima, battlefield
Kawanaka-jima, war zone
Kaya, moor of, Oshiwa murdered on; port
Kaya, moor of, Oshiwa was killed at the port.
Kaya-no-in, consort of Toba
Kaya-no-in, partner of Toba
Kazuhito, Prince, son of Go-Fushimi; nominally Emperor (Kogon, 1332-35)
Kazuhito, Prince, son of Go-Fushimi; officially Emperor (Kogon, 1332-35)
Kazuko, daughter of Hidetada, first Tokugawa consort
Kazuko, daughter of Hidetada, the first Tokugawa consort
Kazumasu see Takigawa Kazumasu
Kazumasu sees Takigawa Kazumasu
Kazusa, revolt of Yemishi in; Yoritomo enters
Kazusa, Yemishi uprising; Yoritomo arrives.
Kebiishi, executive police (810-29)
Kebiishi, executive police (810-29)
Kegon, sect of Buddhists (736 A.D.)
Kegon, a Buddhist sect (736 A.D.)
Kehi-no-ura see Tsuruga
Kehi-no-ura views Tsuruga
Keicho, year-period, 1596-1614, coinage of
Keicho, period from 1596 to 1614, coinage of
Keicha Ajari (1640-1701), scholar
Keicha Ajari (1640-1701), academic
Keiki see Tokugawa Yoshinobu
Keiki meets Tokugawa Yoshinobu
Keiko, 12th Emperor (71-130); expeditions against Yemishi, against
Kumaso, and Tsuchi-gumo in Bungo; tree-worship
Keiko, 12th Emperor (71-130); campaigns against Yemishi, Kumaso, and Tsuchi-gumo in Bungo; tree-worship
Keitai, Emperor (507-31); serpent worship; one province added; nashiro
Keitai, Emperor (507-31); snake worship; one province added; nashiro
Keiun, poet
Kieun, poet
Kemmu era (1334-6), restoration of; crushes military houses and puts court nobles in power; name applied by Northern court to years 1336-8
Kemmu era (1334-6), restoration of; dismantles military families and elevates court nobles; name used by the Northern court for the years 1336-8
—Shikimoku, code of 1337
—Shikimoku, code of 1337
Kencho-ji, Zen temple in Kamakura
Kencho-ji, Zen temple in Kamakura
Kenju, or Rennyo Shonin, (1415-99), Shin priest
Kenju, also known as Rennyo Shonin (1415-99), was a Shin priest.
Kenko, daughter of Fujiwara Yorimichi, consort of Shirakawa, mother of Horikawa
Kenko, the daughter of Fujiwara Yorimichi, who was the consort of Shirakawa and the mother of Horikawa.
Kenko see Yoshida Kenko
Kenko meets Yoshida Kenko
Kennin-ji, temple in Kyoto, Kao's studio in; one of the "Five"; priests alone could wear purple
Kennin-ji, a temple in Kyoto, is where Kao's studio is located; it's one of the "Five"; only priests could wear purple.
Kennyo (1543-92), priest, intervenes for Sakai; guides Hideyoshi in
Kyushu; helps turn Hideyoshi against Christians
Kennyo (1543-92), a priest, steps in for Sakai; advises Hideyoshi in
Kyushu; assists in turning Hideyoshi against Christians
Keno no Omi, in Korea
Keno no Omi, in Korea
Kenrei-mon-in, Takakura's consort, daughter of Taira Kiyomori; drowned at Dan-no-ura
Kenrei-mon-in, Takakura's wife, daughter of Taira Kiyomori; drowned at Dan-no-ura
Kenshin see Uesugi Kenshin
Kenshin sees Uesugi Kenshin
Kenso, 23rd Emperor (485-7), originally called Oke; Yemishi do homage to
Kenso, the 23rd Emperor (485-7), originally named Oke; Yemishi pay their respects to
Kesa, mistress of Endo Morito (Mongaku)
Kesa, the mistress of Endo Morito (Mongaku)
Keumsyong, capital of Sinra, Korea
Keumsyong, capital of Silla, Korea
Khilkoff, Prince, Russian minister
Khilkoff, Prince, Russian minister
Khitan Tatars, in China
Khitan Tatars in China
Ki, family founded by Ki no Tsunu, descendant of Takenouchi; eligible to high office
Ki, a family established by Ki no Tsunu, a descendant of Takenouchi; qualified for high office.
—Haseo (845-912), famous scholar; plot to send him with Michizane to
China; prose
—Haseo (845-912), a renowned scholar; a plan to send him with Michizane to
China; prose
—Hirozumi, leader against Yemishi, killed by them (780)
—Hirozumi, leader fighting against the Yemishi, was killed by them (780)
—Kosami (733-97), general against Yemishi (789), is defeated and degraded; report of the campaign
—Kosami (733-97), the general who fought against the Yemishi (789), is defeated and demoted; report of the campaign
—Omaro, Japanese general in Korea, 6th century
—Omaro, a Japanese general in Korea, 6th century
—Tsurayuki (883-946), prose preface to Kokin-shu; Tosa Nikki
—Tsurayuki (883-946), prose preface to Kokin-shu; Tosa Nikki
Kibi, old name for Bingo, Bitchu and Bizen provinces; Jimmu's stay in
Kibi, the old name for the Bingo, Bitchu, and Bizen provinces; Jimmu's time in
—no Mabi or Makibi (693-775), Japanese student in China, minister of the Right, inventor of syllabary; opposition to Fujiwara; minister of the Right under Koken; opposes succession of Shirakabe (Konin); as littérateur
—no Mabi or Makibi (693-775), a Japanese student in China, minister of the Right, inventor of a writing system; opposed the Fujiwara; served as minister of the Right under Koken; opposed the succession of Shirakabe (Konin); as a writer
Kibumi, school of painters (604 A.D.)
Kibumi, school of painters (604 A.D.)
Kidomaru, famous bandit
Kidomaru, notorious bandit
Kido Takamasa or Koin (1834-77), in alliance of Choshu and Satsuma
Kido Takamasa, also known as Koin (1834-77), aligned with Choshu and Satsuma.
Kii, mythical land of trees; in Yamato expedition; promontory; armed monks in Komaki war; punished by Hideyoshi (499-500); orange growing; Tokugawa of
Kii, the legendary land of trees; during the Yamato expedition; coastal area; armed monks in the Komaki war; punished by Hideyoshi (499-500); orange cultivation; Tokugawa of
Kijima-yama, in Hizen, place for uta-gaki
Kijima-yama, in Hizen, a spot for writing songs
Kikaku, verse-writer
Kikaku, poet
Kikkawa in battle of Sekigahara
Kikkawa at the Battle of Sekigahara
Motoharu (1530-86), son of Mori Motonari; adviser of Mori Terumoto; general
Motoharu (1530-86), son of Mori Motonari; advisor to Mori Terumoto; general
Kikuchi, adherents of Southern Court, in Saikai-do; make trouble in
Kyushu; defeated by Otomo
Kikuchi, supporters of the Southern Court, in Saikai-do; causing issues in
Kyushu; defeated by Otomo
Kimbusen, temple
Kimbusen, temple
Kimiko Hidetake in Three Years' War
Kimiko Hidetake in Three Years' War
Kimmei, 29th Emperor (540-71); Yemishi do homage to; intercourse with
China
Kimmei, 29th Emperor (540-71); Yemishi pay their respects; relations with
China
Kinai, five home provinces; rice grants
Kinai, five home provinces; rice grants
Kinchou, 2d Army wins battle of (1904)
Kinchou, 2nd Army wins battle of (1904)
Kinoshita Junan (1621-98), Confucianist, father of Torasuke
Kinoshita Junan (1621-98), Confucianist, father of Torasuke
—Torasuke, scholar, at Yedo
—Torasuke, scholar, in Edo
—Yaemon, father of Hideyoshi
—Yaemon, father of Hideyoshi
Kinshudan, "Embroidered Brocade Discourse"
Kinshudan, "Embroidered Brocade Dialogue"
Kira family, masters of ceremonies
Kira family, event hosts
—Yoshihide killed by "47 Ronins" (1703)
—Yoshihide was killed by the "47 Ronins" (1703)
—Yoshinaka, son of Yoshihide
—Yoshinaka, son of Yoshihide
Kiso river, boundary of Mino, crossed by Nobunaga (1561 and 1564)
Kiso River, the border of Mino, crossed by Nobunaga (1561 and 1564)
Kiso Yoshinaka see Minamoto Yoshinaka
Kiso Yoshinaka meets Minamoto Yoshinaka
Kitabatake, adherents of Southern Court in Mutsu and Ise; put down by
Yoshinori; rule in Ise
Kitabatake, supporters of the Southern Court in Mutsu and Ise; defeated by
Yoshinori; rule in Ise
—Akiiye (1317-38); raises siege of Kyoto; killed in battle
—Akiiye (1317-38); lifts the siege of Kyoto; dies in battle
—Akinobu
—Akinobu
—Chikafusa (1293-1354), historian and statesman, assistant governor
of O-U; faithful to Go-Daigo; Main leader of Southern army; author of
Jinno Shotoki; attempts to unite courts; death; combines Shinto,
Buddhism and Confucianism; Shinto revival
—Chikafusa (1293-1354), historian and statesman, assistant governor
of O-U; loyal to Go-Daigo; main leader of the Southern army; author of
Jinno Shotoki; tries to unite the courts; death; blends Shinto,
Buddhism, and Confucianism; Shinto revival
—Mitsumase, revolts of
—Mitsumase, uprisings of
—Morokiyo, piracy
—Morokiyo, piracy
Kitamura Kigin (1618-1705) author
Kitamura Kigin (1618-1705), author
—Sessan, calligraphist
—Sessan, calligrapher
—Shuncho, son of Kigin
—Shuncho, son of Kigin
Kitano, Shinto officials of; tea fete
Kitano, Shinto officials of; tea party
Kitashirakawa, Prince, abbot of Kwanei-ji
Kitashirakawa, Prince, abbot of Kwanei-ji
Kita-yama, Ashika Yoshimitsu's palace at; given to Buddhist priests
Kita-yama, the palace of Ashika Yoshimitsu; given to Buddhist priests
Kite, Golden
Golden Kite
Kiuliencheng, on Yalu, centre of Kuroki's line
Kiuliencheng, on the Yalu River, center of Kuroki's line
Kiyo, Princess, daughter of Saga
Kiyo, Princess, daughter of Saga
Kiyomaro see Wake Kiyomaro
Kiyomaro sees Wake Kiyomaro
Kiyomizu, temple
Kiyomizu Temple
Kiyomori see Taira Kiyomori
Kiyomori meets Taira Kiyomori
Kiyosu, castle in Owari, conference of Nobunaga's vassals
Kiyosu, castle in Owari, meeting of Nobunaga's vassals
—Naritada, scholar, 447
—Naritada, scholar, 447
—Takenori, leader in Nine Years' Commotion, helps crush Abe Sadato (1062); family quarrel cause of Three Years' War
—Takenori, leader in Nine Years' Conflict, helps defeat Abe Sadato (1062); family dispute leads to Three Years' War
Kiyowara, family eligible to high office
Kiyowara, a family qualified for high office
Ko An-mu, Chinese scholar in Japan (516 A.D.)
Ko An-mu, a Chinese scholar in Japan (516 A.D.)
Ko Moronao (d. 1351), defeats Kitabatake Akiiye at Ishizu; defeats
Masatsura; shitsuji in Muromachi; plot against; killed by Uesugi
Ko Moronao (d. 1351) defeats Kitabatake Akiiye at Ishizu; defeats
Masatsura; shitsuji in Muromachi; plots against; killed by Uesugi
—Moroyasu (d. 1351); plot against; death
—Moroyasu (d. 1351); conspiracy against; death
Koban, coin
Koban coin
Kobe, formerly Fukuhara, made capital by Kiyomori (1180); Hyogo, in
Ashikaga revolt
Kobe, previously known as Fukuhara, was established as a capital by Kiyomori (1180); Hyogo, in
Ashikaga revolt
Koben see Myoe
Koben meets Myoe
Kobo Daishi, posthumous name of Kukai (q.v.)
Kobo Daishi, the name given to Kukai after his death (see entry).
Kobun, 39th Emperor (672), Prince Otomo (q.v.) succeeds Tenchi; included in Dai Nihon-shi
Kobun, the 39th Emperor (672), Prince Otomo (see entry) takes over from Tenchi; included in the Great History of Japan.
Koeckebacker, Nicholas, Dutch factor, helps conquer castle of Kara
Koeckebacker, Nicholas, a Dutch trader, helps take over the castle of Kara.
Koetomi, merchant, envoy to China
Koetomi, merchant, envoy to China
Kofuku-ji, Nara temple of Hosso sect; armed men of the monastery; their quarrels and their treatment by Taira; burnt by Taira (1180); revenue of temple
Kofuku-ji, a temple in Nara of the Hosso sect; armed men from the monastery; their conflicts and their treatment by Taira; destroyed by Taira (1180); temple revenue
Koga, in Shimosa, seat of Ashikaga after Kamakura; Shigeuji's castle
Koga, in Shimosa, the seat of Ashikaga after Kamakura; Shigeuji's castle
Kogen, 8th Emperor (214-158 B.C.)
Kogen, 8th Emperor (214-158 BCE)
Kogon, Northern Emperor (1332-5), Prince Kazuhito (q.v.), gives commission (1336) to the Ashikaga, and expects restoration to throne; becomes Zen priest
Kogon, Northern Emperor (1332-5), Prince Kazuhito (see above), gives a commission (1336) to the Ashikaga and hopes for restoration to the throne; becomes a Zen priest.
Kogo-shui, ancient record quoted
Kogo-shui, ancient reference cited
Kogyoku, (35th) Empress (642-5); abdicates, becomes Empress Dowager; again Empress see Saimei; Asuka palace; worship of silk-worm
Kogyoku, (35th) Empress (642-5); abdicates, becomes Empress Dowager; again Empress see Saimei; Asuka palace; worship of silkworm.
Kohayakawa Hideaki (1577-1602), nominally against Ieyasu, but goes over in battle of Sekigahara
Kohayakawa Hideaki (1577-1602), who was officially opposed to Ieyasu, switched sides during the Battle of Sekigahara.
—Takakage (1532-96); adviser of Mori Terumoto; general of Hideyoshi; in Korean invasion; signs Hideyoshi's laws of 1595
—Takakage (1532-96); advisor to Mori Terumoto; general under Hideyoshi; involved in the Korean invasion; signs Hideyoshi's laws of 1595
Koide Hidemasa (1539-1604), guardian of Hideyori
Koide Hidemasa (1539-1604), protector of Hideyori
Ko-jiki, Records of Ancient Things; to 628 A.D.; on Chuai; contains the Kuji-hongi; preface
Ko-jiki, Records of Ancient Things; to 628 A.D.; on Chuai; contains the Kuji-hongi; preface
Kojima, adherents of Southern Court
Kojima, supporters of Southern Court
—Takanori, defender of Go-Daigo
—Takanori, defender of Go-Daigo
Kokaku, 119th Emperor (1780-1816); his rank and his father's
Kokaku, 119th Emperor (1780-1816); his title and his father's
Koken, (46th) Empress (749-58), daughter of Shomu, known in life as
Abe; abdicates but dethrones her successor; see Shotoku, son of Kenju
Koken, (46th) Empress (749-58), daughter of Shomu, known in life as
Abe; abdicates but overthrows her successor; see Shotoku, son of Kenju
Koki, Record of the Country
Koki, Country Record
Kokin-shu, 10th century anthology; Ki Tsurayuki's prose preface to; comments by Keichu
Kokin-shu, 10th-century anthology; Ki Tsurayuki's prose introduction to; comments by Keichu
Koko, 58th Emperor (885-7), Prince Tokiyasu; couplet tournaments
Koko, 58th Emperor (885-7), Prince Tokiyasu; couplet contests
Koku, coin, 438-9; unit of measure
Koku, coin, 438-9; unit of measure
Kokubun-ji, official provincial temples; affiliated with Todai-ji; heavy expense of
Kokubun-ji, official provincial temples; connected to Todai-ji; significant cost of
Kokuli, Korea
Kokuli, South Korea
Kokushi, provincial governor; appointed by Throne, first mentioned in 374 A.D.; after Daika (645); over kuni; Buddhist hierarchy
Kokushi, provincial governor; appointed by the Throne, first mentioned in 374 A.D.; after Daika (645); overseeing kuni; Buddhist hierarchy
Kokyo, Osaka abbot, leads great revolt (1529)
Kokyo, the abbot of Osaka, leads a major uprising (1529)
Koma, Korea, now Pyong-yang; increase of power; attacked by Kudara and Japan; families in Japanese nobility; falls; migration; ruler of Pohai recognized as successor of dynasty of; envoys; Mongol invasion
Koma, Korea, now Pyongyang; rise in power; attacked by Kudara and Japan; families in Japanese nobility; decline; migration; ruler of Pohai acknowledged as the successor of the dynasty; envoys; Mongol invasion
Koma, suzerain of Aya-uji, assassinates Sashun
Koma, the lord of Aya-uji, kills Sashun.
Koma-gori, in Musashi, settlement in Japan from Koma
Koma-gori, in Musashi, is a settlement in Japan that originated from Koma.
Komaki war (1583), named from Komaki-yama
Komaki War (1583), named after Komaki Mountain
Komei, 121st Emperor (1846-67)
Komei, 121st Emperor (1846-1867)
Komon Mitsukuni
Komon Mitsukuni
Komura Jutaro, Marquis (1853-1911), minister of foreign affairs, peace commissioner at Portsmouth
Komura Jutaro, Marquis (1853-1911), Minister of Foreign Affairs, Peace Commissioner at Portsmouth
Komyo, Imperial name of Asuka, wife of Shomu and mother of Koken; story of miraculous conception
Komyo, the imperial name of Asuka, who was the wife of Shomu and the mother of Koken; the story of miraculous conception
Komyo, Emperor (1336-48) of Northern dynasty, brother of Kogon; abdicates and becomes Zen priest
Komyo, Emperor (1336-48) of the Northern dynasty, brother of Kogon; steps down and becomes a Zen priest.
Kondo, branch of Fujiwara in Kwanto
Kondo, a branch of Fujiwara in Kanto
Kongobo-ji, Shingon temple on Koya-san
Kongobo-ji, Shingon temple in Koya-san
Konin, 49th Emperor (770-81), formerly Prince Shirakabe; reforms local administration; festival of his birthday, Tenchosetsu
Konin, 49th Emperor (770-81), formerly Prince Shirakabe; reforms local administration; celebration of his birthday, Tenchosetsu.
Konin, year-period (810-24) and revision of Rules and Regulations
Konin, time period (810-24) and update of Rules and Regulations
Konishi Yukinaga (d. 1600), commands first division in Korean invasion (1592); entrapped by Chinese diplomacy; with last troops in Korea; opposes Kato; against Ieyasu; death
Konishi Yukinaga (d. 1600) leads the first division during the Korean invasion (1592); caught in Chinese diplomacy; with the last troops in Korea; opposes Kato; against Ieyasu; death
Konno, swordsman
Konno, swordsman
Kono family in Iyo
Kono family in Iyo
Konoe, 76th Emperor (1142-55)
Konoe, 76th Emperor (1142-1155)
Konoe, Imperial guards; origin; name given to Fujiwara Motomichi's descendants, kwampaku alternately with Kujo; one of "Five Regent Houses"
Konoe, Imperial guards; origin; name given to Fujiwara Motomichi's descendants, kwampaku alternately with Kujo; one of the "Five Regent Houses"
—Prince, leader of moderate party
—Prince, leader of the moderate party
—Nobuhiro (1593-1643), minister of Right
—Nobuhiro (1593-1643), right minister
—Sakihisa (1536-1612), envoy to Shin monks
—Sakihisa (1536-1612), representative to Shin monks
Korai, or Koma, Korea
Korai, or Koma, Korea
Korea, alphabet; architecture; artisans; Buddhism; China, relations with; chronology; language; music; myth; pottery, sepulchral; scholars; treasury, Japanese; early intercourse with Japan; Jingo's conquest; granary; Japanese relations in 540-645; families in Japanese nobility; war between Japan and China for; precious metals; 8th century relations; Mongol invasion; Japanese piracy; Hideyoshi's invasion; Arai Hakusekai's policy toward envoys; break with (1873); treaty (1875); Chinese activity in, 699-700; independence recognized by 1895 treaty; Russian aggression; Japan's interests in, recognized by Treaty of Portsmouth; Japanese occupation and annexation
Korea, alphabet; architecture; artisans; Buddhism; relations with China; chronology; language; music; myth; burial pottery; scholars; Japanese treasury; early interactions with Japan; Jingo's conquest; granary; Japanese relations from 540-645; families in Japanese nobility; war between Japan and China for precious metals; 8th-century relations; Mongol invasion; Japanese piracy; Hideyoshi's invasion; Arai Hakusekai's policy toward envoys; break with (1873); treaty (1875); Chinese activities in, 699-700; independence recognized by the 1895 treaty; Russian aggression; Japan's interests in, recognized by the Treaty of Portsmouth; Japanese occupation and annexation.
Korehito, Prince, Emperor Seiwa
Korehito, Prince, Emperor Seiwa
Korei, 7th Emperor (290-215 B.C.)
Korei, 7th Emperor (290-215 BC)
Korekimi see Fujiwara Korekimi
Korekimi, check out Fujiwara Korekimi
Koretaka, Prince (844-97), Buddhist monk and poet
Koretaka, Prince (844-97), was a Buddhist monk and poet.
Koreyasu, Prince, shogun, (1266-89)
Koreyasu, Prince, shogun (1266-89)
Korietz, Russian gunboat at Chemulpo
Korietz, Russian gunboat in Chemulpo
Koriyama, in Yamato, castle commanding Izumi and Kii
Koriyama, in Yamato, a castle overlooking Izumi and Kii
Koromo, tunic, and name of a fort
Koromo, tunic, and the name of a fort
Koromo-gawa, campaign on, against Yemishi
Koromo-gawa, campaign on, against Yemishi
Kosa, abbot of Ishi-yama monastery
Kosa, abbot of Ishi-yama monastery
Koshi, Yemishi in
Koshi, Yemishi in
Kotesashi moor, Takauji defeated at
Kotesashi moor, Takauji defeated at
Koto, lute
Koto, stringed instrument
Kotoku, 36th Emperor (645-54); Yemishi do homage to (646)
Kotoku, 36th Emperor (645-54); Yemishi pay tribute to (646)
Kotsuke, early Kamitsuke, a dukedom; revolt of Yoshinaka in, (1180); won by Kenshin; silk growing in
Kotsuke, early Kamitsuke, a dukedom; revolt of Yoshinaka in, (1180); won by Kenshin; silk production in
Koya, reptile Kami of; snow festival of
Koya, reptile god of the snow festival of
Koyama, branch of Fujiwara in Kwanto; one of "8 Generals" of Kwanto
Koyama, a branch of Fujiwara in Kanto; one of the "8 Generals" of Kanto
Koyane (Ame-no-Koyane) ancestor of Nakatomi
Koyane (Ame-no-Koyane), ancestor of Nakatomi
Koya-san, mountain in Kii, temple of Kongobo-ji; threatened after
Komaki war; shrine; nobles enter
Koya-san, a mountain in Kii, home to the Kongobo-ji temple; at risk after the
Komaki war; shrine; nobles arrive
Koyomaro, warden of Mutsu, killed by Yemisi (724)
Koyomaro, the warden of Mutsu, was killed by Yemisi (724)
Koze (Kose); family descended from Takenouchi
Koze (Kose); a family that descends from Takenouchi
Koze Fumio, scholar; Chinese prose
Koze Fumio, scholar; Chinese writing
—Kanaoka (850-90), painter and landscape artist of Kyoto; school,
—Kanaoka (850-90), painter and landscape artist from Kyoto; school,
Kublai Khan and the Mongol invasion
Kublai Khan and the Mongol invasion
Kubo, governor general of 4 provinces
Kubo, governor-general of four provinces
Kuchiki Mototsuna (1549-1632) at battle of Sekigahara
Kuchiki Mototsuna (1549-1632) at the Battle of Sekigahara
Kuchinotsu, port, Jesuits invited to
Kuchinotsu, port, Jesuits invited.
Kudara, Korea, now Seoul; Japanese alliance; weaver from; scribe; relations with Yuryaku; story of Multa; invaded by Koma; secures Imun; gains through friendship of Japan; Buddhism; wars with Shiragi and Koma; crushed by Shiragi and China; migration from
Kudara, Korea, now Seoul; Japanese alliance; weaver from; scribe; relations with Yuryaku; story of Multa; invaded by Koma; secures Imun; gains through friendship of Japan; Buddhism; wars with Shiragi and Koma; crushed by Shiragi and China; migration from
Kudara Kawanari, painter
Kudara Kawanari, artist
Kudo Suketsune, killed in vendetta (1193)
Kudo Suketsune, killed in a revenge attack (1193)
Kuga family, eligible for office of highest rank
Kuga family, qualified for the highest-ranking office
—Nagamichi, minister under Go-Daigo
—Nagamichi, minister to Go-Daigo
Kugeshu-hatto, Ieyasu's law for Court nobles
Kugeshu-hatto, Ieyasu's laws for court nobles
Kugyo (1201-19), son of Yoriiye, assassinates Sanetomo
Kugyo (1201-19), son of Yoriiye, kills Sanetomo.
Kuhi brings scales and weights from China
Kuhi brings scales and weights from China.
Kujihongi, history
Kujihongi, history
Kujo, descendants of Fujiwara Kanezane, chosen Kwampaku alternately with Konoe; one of "Five Regent Houses"
Kujo, descendants of Fujiwara Kanezane, selected as Kwampaku in turn with Konoe; one of the "Five Regent Houses"
Kukai (posthumously, Kobo Daishi), (774-835) Buddhist priest, called by some inventor of mixed Shinto; founder (809) of Shingon (True Word) system, calligrapher, and inventor of hira-gana syllabary; portrait; shrine (ill.)
Kukai, also known posthumously as Kobo Daishi (774-835), was a Buddhist priest who some regard as the inventor of mixed Shinto. He founded the Shingon (True Word) system in 809, was a calligrapher, and created the hira-gana syllabary. Here’s his portrait and shrine (ill.).
Kuma, Southern tribe
Kuma, southern tribe
Kumagaye Naozane (d. 1208), kills Taira Atsumori
Kumagaye Naozane (d. 1208) kills Taira Atsumori.
Kumaso, early inhabitants of Kyushu; possibly of Korean origin; may be identical with Hayato; called Wado by Chinese; Keiko's expedition against; Chuai's expedition
Kumaso, early inhabitants of Kyushu; possibly of Korean descent; may be the same as Hayato; referred to as Wado by the Chinese; Keiko's expedition against them; Chuai's expedition
Kume, Dr., on Yamato-dake's route of march; on Takenouchi-no-Sukune
Kume, Dr., on the route of march of Yamato-dake; on Takenouchi-no-Sukune
—Prince, dies on expedition to Shiragi
—Prince dies on expedition to Shiragi
—Kami
—Kami
Kumebe, palace guards
Kumebe, palace security
Kunajiri, Russians seized at (1814)
Kunajiri, Russians captured at (1814)
Kuno, castle of, in Totomi
Kuno, castle in Totomi
Kurama, temple of, Yoshitsune escapes from
Kurama, temple of, Yoshitsune escapes from
Kurando or Kurodo, Imperial estates bureau, office established;
K.-dokoro precursor of kwampaku; held by Minamoto Yorimasa
Kurando or Kurodo, the imperial estates bureau, was established;
K.-dokoro, the precursor to kwampaku; held by Minamoto Yorimasa
Kurayamada, conspirator against Soga; suicide
Kurayamada, conspirator against Soga; suicide
Kuriles, Russians in; Japanese title recognized
Kuriles, Russians are in; Japanese title acknowledged.
Kuriyama Gen, contributor to Dai Nihon-shi
Kuriyama Gen, contributor to The History of Great Japan
Kuro, lady of Takenouchi family
Kuro, lady of the Takenouchi family
Kuroda Nagamasa (1568-1623) soldier of Hideyoshi; against Ishida; favours Ieyasu; studies Chinese classics
Kuroda Nagamasa (1568-1623), a soldier of Hideyoshi, opposed Ishida; supported Ieyasu; and studied Chinese classics.
Kurodo see Kurando
Kurodo meets Kurando
Kuroki, Ibei, Count (b.1844), commands on Yalu; defeats Russians; head of 1st Army; attempts to turn Russian flank; at Mukden
Kuroki, Ibei, Count (b. 1844), commands on the Yalu River; defeats Russians; head of the 1st Army; tries to outflank the Russians; at Mukden
Kuromaro see Takamuku Kuromaro
Kuromaro sees Takamuku Kuromaro
Kuropatkin, Alexei Nikolaievitch (b.1848), Russian commander-in-chief in Manchuria; plans before and after Liaoyang; succeeded by Linievitch
Kuropatkin, Alexei Nikolaievitch (b.1848), Russian commander-in-chief in Manchuria; strategies before and after Liaoyang; succeeded by Linievitch
Kusaka, defeat of Jimmu at
Kusaka, Jimmu's defeat at
Kusakabe, Prince, (d. 690) son of Temmu and Jito
Kusakabe, Prince, (d. 690) son of Temmu and Jito
Kusano support Southern Court
Kusano supports Southern Court
Kusu (Kusuriko), daughter of Fujiwara Tanetsugu, consort of Heijo
Kusu (Kusuriko), daughter of Fujiwara Tanetsugu, partner of Heijo
Kusu, wife of Oto, kills him
Kusu, Oto's wife, murders him.
Kusunoki, adherents of Southern Court
Kusunoki, supporters of Southern Court
—Jiro, in attack on palace (1443)
—Jiro, in attack on palace (1443)
—Masahide rebels in 1428
—Masahide revolts in 1428
—Masanori (d. 1390) minister; joins Northern party, returns to
Southern
—Masanori (d. 1390) minister; joins the Northern party, returns to
Southern
—Masashige (1294-1336), called Nanko, defender of Go-Daigo; provincial governor; against Ashikaga; death, (ill.)
—Masashige (1294-1336), known as Nanko, supporter of Go-Daigo; regional governor; opposing Ashikaga; death, (ill.)
—Masatoki, death
—Masatoki, passing
—Masatomo defeats Nobunaga in Ise
—Masatomo beats Nobunaga in Ise
—Masatsura (132648), son of Masashige; receives Go-Daigo in Yoshimo; campaign in Settsu
—Masatsura (132648), son of Masashige; meets Go-Daigo in Yoshimo; campaigns in Settsu
Kuwana, castle of Takigawa Kazumasu, in Ise
Kuwana, the castle of Takigawa Kazumasu, in Ise
Kuzuno, Prince, son of Kobun, sacrifices his claim to throne (696)
Kuzuno, Prince and son of Kobun, gives up his claim to the throne (696)
Kuzuo, in Shinano, castle
Kuzuo, in Shinano, castle
Kivaifu-so, anthology of poems (751)
Kivaifu-so, poetry anthology (751)
Kwaikei, sculptor
Kwaikei, artist
Kwammu, 50th Emperor (782-805), formerly Yamabe; changes capital to
Kyoto (792); posthumous names first used; sends Saicho to study
Chinese Buddhism
Kwammu, the 50th Emperor (782-805), previously known as Yamabe; moves the capital to
Kyoto (792); first posthumous names are used; sends Saicho to learn about Chinese Buddhism.
Kwampaku, regent for grown Emperor, mayor of palace, office established (882); decline of power under Go-Sanjo; foreshadowed by Kurando-dokoro; chosen alternately from Kujo and Konoe; office abolished after Kemmu restoration; unimportant after Tokugawa period
Kwampaku, the regent for the adult emperor, was the head of the palace, an office established in 882. Its influence declined during the reign of Go-Sanjo and was hinted at by the Kurando-dokoro. The position was selected alternately from the Kujo and Konoe families. It was abolished after the Kemmu Restoration and became insignificant after the Tokugawa period.
Kwampei era (889-97), Counsels of, Uda's letter to Daigo
Kwampei era (889-97), Advisories of, Uda's letter to Daigo
Kwanei, year period, (1621-43); Kwanei Shake Keizu-den, genealogical record; Kwanei-ji, temple
Kwanei, time period, (1621-43); Kwanei Shake Keizu-den, family record; Kwanei-ji, temple
Kwangaku-in, uji academy, founded (821)
Kwangaku-in, Uji Academy, founded (821)
Kwangtung peninsula, in battle of Kinchou
Kwangtung Peninsula, in the Battle of Kinchou
Kwang-wu, Chinese emperor, Japanese envoy to
Kwang-wu, the Chinese emperor, Japanese envoy to
Kwanji, period, (1087-94)
Kwanji period (1087-94)
Kwanki, period, (1229-32), crop failure and famine
Kwanki, period, (1229-32), crop failure and famine
Kwanko see Sugawara Michizane
Kwanko meets Sugawara Michizane
Kwanno Chokuyo establishes school in Yedo
Kwanno Chokuyo opens a school in Edo.
Kwannon, Mercy, Buddhist goddess; Shirakawa's temple; temple at
Kamakura
Kwannon, the goddess of mercy in Buddhism; Shirakawa’s temple; temple at
Kamakura
Kwanryo, governor general; list of Kamakura k.; title passes from Ashikaga to Uesugi family; also given (1367) to shitsuji in shogun's court, and held by Shiba, Hosokawa and Hatakeyama families; compared with shikken and betto
Kwanryo, governor general; list of Kamakura k.; title transfers from the Ashikaga to the Uesugi family; also granted (1367) to the shitsuji in the shogun's court, and held by the Shiba, Hosokawa, and Hatakeyama families; compared with shikken and betto
Kwansei, year-period, 1789-1800, vagabonds in Yedo during
Kwansei, year-period, 1789-1800, vagrants in Edo during
Kwanto, or Bando, many shell-heaps in; army raised in, against Yemishi; Taira and Minamoto fight in; Minamoto supreme in; Ashikaya supreme; Eight Generals of, combine against Uesugi; battle-ground; war between branches of Uesugi and Hojo and Satomi; in Battle Period
Kwanto, or Bando, is home to many shell heaps; an army was raised there against the Yemishi. The Taira and Minamoto are fighting there; the Minamoto are in a dominant position; the Ashikaga hold supreme power; the Eight Generals of the Minamoto unite against the Uesugi. This is the battleground for the war between the Uesugi, Hojo, and Satomi factions during the Battle Period.
Kwazan, 65th Emperor (985-6)
Kwazan, 65th Emperor (985-996)
Kwobetsu, families of chieftains of the conquest, Imperial class; pre-historic administration; classification in Seishwoku; revolt; rank of Empress
Kwobetsu, families of chieftains from the conquest, Imperial class; pre-historic administration; classification in Seishwoku; revolt; rank of Empress
Kyaku, "official rules" supplementing Yoro laws; revised; (819)
Kyaku, "official rules" that supplement Yoro laws; updated; (819)
Kyogen, comic play
Kyogen, comedy play
Kyogoku, one of four princely houses
Kyogoku, one of four noble families
—Takatsugu (1560-1609)
—Takatsugu (1560-1609)
Kyoho, year-period, (1716-35); K.-kin, coins then minted
Kyoho, time period (1716-35); K.-kin, coins minted during that time
Kyong-sang, Korea
Gyeongsang, South Korea
Kyoriku, verse-writer
Kyoriku, poet
Kyoroku, year-period, (1528-31)
Kyoroku period (1528-31)
Kyoto, capital 794 A.D.; two cities and two markets; capital momentarily moved to Fukuhafa (1180); evacuated by Taira (1183); school of art; culture; Go-Daigo's conspiracy; in war of dynasties; Takauji removes to; ravaged; Nobunaga restores order; under Hideyoshi; Portuguese; Xavier; Jesuits; Vilela; Franciscan church; patent to missionaries; shogun's deputy in; Ieyasu; Iemitsu's demonstration against; Court excluded from power; vendetta illegal in; great fire (1788); rebuilding; government; loyalist intrigues in: extremists driven from; foreign ministers invited to
Kyoto, capital since 794 A.D.; two cities and two markets; capital briefly moved to Fukuhafa (1180); evacuated by Taira (1183); school of art; culture; Go-Daigo's conspiracy; in the war of dynasties; Takauji relocates to; devastated; Nobunaga restores order; under Hideyoshi; Portuguese; Xavier; Jesuits; Vilela; Franciscan church; license for missionaries; shogun's deputy in; Ieyasu; Iemitsu's demonstration against; Court excluded from power; vendetta illegal in; great fire (1788); rebuilding; government; loyalist intrigues in: extremists driven out; foreign ministers invited to
Kyuka, priest
Kyuka, priest
Kyushu, early myth; expedition against Yamato; situation; Kingdom called Wo by Chinese; government station; Keiko's expedition against Kumaso; granary; trade; Mongol invasion; revolt of 1349; taken from Ashikaga; disorder; piracy; great families; Hideyoshi's invasion; early European intercourse; Christians
Kyushu, early myths; expedition against Yamato; situation; Kingdom called Wo by the Chinese; government station; Keiko's expedition against Kumaso; granary; trade; Mongol invasion; revolt of 1349; taken from Ashikaga; disorder; piracy; powerful families; Hideyoshi's invasion; early European interaction; Christians
Lacquer, trees, planting of, required for tenure of uplands; development of art in Nara epoch; in Heian; ware exported; manufacture in time of Yoshimasa; (ill.)
Lacquer, trees, planting of, needed for ownership of uplands; development of art in the Nara period; in Heian; ware exported; production during the time of Yoshimasa; (ill.)
Ladies-in-waiting, uneme, at early court; dancers; Yoshimune's reforms
Ladies-in-waiting, uneme, at early court; dancers; Yoshimune's reforms
Land and land-holding, pre-historic; royal fees; taxation; Daika reform; all land Crown property; 6-year lease; sustenance grants lead to feudalism; Daiho laws; reclaimed uplands; centralized holdings, 8th century; grants for reclamation; maximum holdings; abuses in system; large estates; Go-Sanjo's reforms; territorial name; constables and stewards; Shokyu tumult; new distribution; Joei laws; Go-Daigo's grants; estates under Ashikaga; military holdings; tax; Crown lands pass to military houses; Hideyoshi's laws; taxes
Land and land ownership, prehistoric; royal fees; taxation; Daika reform; all land owned by the Crown; 6-year lease; sustenance grants lead to feudalism; Daiho laws; reclaimed uplands; centralized holdings, 8th century; grants for reclamation; maximum holdings; abuses in the system; large estates; Go-Sanjo's reforms; territorial name; constables and stewards; Shokyu turmoil; new distribution; Joei laws; Go-Daigo's grants; estates under Ashikaga; military holdings; tax; Crown lands pass to military houses; Hideyoshi's laws; taxes.
Landscape-gardening, in the Heian epoch; in Kamakura period; patronized by Yoshimasa, in Muromachi epoch; at Momoyama
Landscape gardening in the Heian period; during the Kamakura period; supported by Yoshimasa in the Muromachi period; at Momoyama.
Land steward, jito, and chief steward, so-jito, in Yorikomo's reform of land; shimpo-jito, land holders and stewards after the Shokyu war
Land steward, jito, and chief steward, so-jito, in Yorikomo's land reform; shimpo-jito, landholders and stewards after the Shokyu war.
Language; in Heian epoch; difficulties for preaching
Language; in the Heian period; challenges for preaching
Lanterns, (ill.)
Lanterns (illustration)
La Pérouse, Strait of, claimed as Russian boundary
La Pérouse Strait, claimed as the Russian border
Law, in time of Ojin; criminal, protohistoric period; of Daiho; code of 1232 A.D.; Kemmu code; Hideyoshi's legislation; Laws of Military Houses; Laws for Court Nobles; of Iemitsu and Ietsuna; real code; in Tokugawa period; codified after Restoration; Department, in Meiji administration
Law, during Ojin's time; criminal, protohistoric period; of Daiho; code from 1232 A.D.; Kemmu code; Hideyoshi's laws; Laws of Military Houses; Laws for Court Nobles; from Iemitsu and Ietsuna; real code; in the Tokugawa period; codified after the Restoration; Department in the Meiji administration
Leech, first offspring of Izanagi and Izanami
Leech, the first child of Izanagi and Izanami
Left Minister of, Sa-daijin, office created by Daika
Left Minister of, Sa-daijin, office created by Daika
Legs, length, as racial mark
Legs, length, as racial marker
Lése Majesté under Daiho code
Lèse-majesté under Daiho code
Liao River, Russians forced into valley of
Liao River, Russians pushed into the valley of
Liaotung peninsula, Chinese forces in, (1592), defeated by Japanese; fighting in 1894 in; Russian lease of
Liaodong Peninsula, where Chinese forces were defeated by the Japanese in 1592; conflict in 1894; Russian lease of
Liaoyang, battle of
Battle of Liaoyang
Liberal party, Jiyu-to organized (1878) by Itagaki; unites with
Progressists and forms Constitutionist party
Liberal Party, Jiyu-to, founded in 1878 by Itagaki; merges with
Progressives to create the Constitutionalist Party.
Library of Kanazawa-biwko; of Shohei-ko; of Momijiyama Bunko; and
Shinto
Library of Kanazawa Lake; of Shohei Lake; of Momiji Mountain Library; and
Shinto
Liefde, Dutch ship
Liefde, Dutch vessel
Li Hung-chang (1823-1901), Chinese plenipotentiary for peace of 1895
Li Hung-chang (1823-1901), Chinese peace negotiator of 1895
Li Lungmin, artist
Li Lungmin, creator
Linievitch, Nikolai Petrovitch (b.1834), Russian general, succeeds
Kuropatkin in command, defeated at Mukden
Linievitch, Nikolai Petrovitch (b.1834), Russian general, takes over
from Kuropatkin in command, defeated at Mukden
Literature, in Nara epoch; in Heian epoch; in Tenryaku era, 261; in Kamakura epoch; in Muromachi period; under Hideyoshi; place of, in Military Houses' Laws; in Court Laws; Ieyasu's attitude; Tsunayoshi encourages Japanese and Chinese; favoured by Yoshimune; Japanese, restoration of; foreign; Chinese
Literature in the Nara period; in the Heian period; in the Tenryaku era, 261; in the Kamakura period; in the Muromachi period; under Hideyoshi; its role in Military Houses' Laws; in Court Laws; Ieyasu's perspective; Tsunayoshi promotes Japanese and Chinese literature; supported by Yoshimune; Japanese literature, restoration of; foreign influences; Chinese.
Liu-Jen-kuei, Chinese general, defeats Japanese in Korea (662 A.D.)
Liu-Jen-kuei, a Chinese general, defeats the Japanese in Korea (662 A.D.)
Lloyd, Rev. A., on Buddhism, Tendai, Hosso; and Shinto
Lloyd, Rev. A., on Buddhism, Tendai, Hosso; and Shinto
Longevity, herb of
Longevity herb
Longford's Korea cited
Longford's Korea referenced
Loochoo see Ryukyu Islands
Loochoo is the Ryukyu Islands
Lotteries
Lotteries
Lotus festival
Lotus fest
Loyalty, in early times; in Heian epoch; in Tokugawa period
Loyalty, in ancient times; during the Heian era; in the Tokugawa period
Lute, of Susanoo; the koto, made from the ship Karano; biya, 4-stringed Chinese lute
Lute from Susanoo; koto, created from the ship Karano; biya, 4-stringed Chinese lute.
Mabuchi see Kamo Mabuchi
Mabuchi sees Kamo Mabuchi
Macao, trade with; Jesuits there; annual vessel from; embassy of 1640 from
Macao, trade with; Jesuits there; annual ship from; embassy of 1640 from
Machado, Joao Baptista de (1581-1617), Jesuit, executed
Machado, João Baptista de (1581-1617), Jesuit, executed
Machi-ya, shop
Machi-ya, store
Madre de Dios, Pessoa's ship
Madre de Dios, Pessoa's vessel
Maeda Gen-i or Munehisa (1539-1602), guardian of Oda Nobutada's son
Samboshi; in charge of Kyoto Buddha
Maeda Gen-i or Munehisa (1539-1602), protector of Oda Nobutada's son
Samboshi; responsible for the Kyoto Buddha
—Toshiiye (1538-99), fails to help Shibata Katsuiye; commands armies in Komaki war, and against Hojo; one of 6 senior ministers; attempt to make break between Ieyasu and; death
—Toshiiye (1538-99) fails to help Shibata Katsuiye; commands armies in the Komaki war and against Hojo; one of 6 senior ministers; attempts to create a rift between Ieyasu and; death
—Toshinaga (1562-1614), son of Toshiiye, favours Ieyasu; simulates madness
—Toshinaga (1562-1614), son of Toshiiye, supports Ieyasu; pretends to be crazy
Magic and incantations, of Buddhist abbot Raigo; general belief in
Magic and spells, from Buddhist abbot Raigo; common belief in
Mahayana, Great Vehicle, esoteric Buddhism
Mahayana, Great Vehicle, mystical Buddhism
Mahitotsu, metal worker
Mahitotsu, metalworker
Makaroff, Stephan Osipovitch (1848-1904), Russian admiral drowned with Petropavlovsk
Makaroff, Stephan Osipovitch (1848-1904), Russian admiral who drowned with Petropavlovsk
Maketsu, Chinese or Korean spinning woman, immigrant to Japan
Maketsu, a Chinese or Korean woman who spins, has immigrated to Japan.
Maki, wife of Hojo Tokimasa, favours her son-in-law, Minamoto
Tomomasa
Maki, wife of Hojo Tokimasa, prefers her son-in-law, Minamoto
Tomomasa
Makibi see Kibi no Mabi
Makibi see Kibi no Mabi
Makura Soshi, book by Sei Shonagon
Makura Soshi, book by Sei Shonagon
Mallets and "mallet-headed" swords
Mallets and mallet-headed swords
Mamiya Rinzo (1781-1845) discovers (1826) that Saghalien is not part of continent
Mamiya Rinzo (1781-1845) discovers (1826) that Saghalien is not part of the continent.
Mamta, Prince, in charge of Record of Uji
Mamta, Prince, responsible for the Record of Uji
Manabe Norifusa, minister under Ienobu, and Ietsugu; removed from
Treasury by Yoshimune
Manabe Norifusa, minister under Ienobu and Ietsugu, was removed from the Treasury by Yoshimune.
Manchu-Korean subdivision of Asiatic yellow race
Manchu-Korean subgroup of the Asian yellow race
Manchuria, in colonization from northern China; part ceded to Japan by treaty of 1895, but not occupied after Russian, German and French note; Russian designs upon; Russia's failure to evacuate, and negotiations over "open door"; Russo-Japanese war; evacuation of, provided for by treaty of Portsmouth; Japanese position in
Manchuria, colonized from northern China; part was given to Japan by the treaty of 1895, but it wasn't occupied after the Russian, German, and French note; Russian interests in the region; Russia's failure to withdraw, and discussions regarding the "open door"; Russo-Japanese war; evacuation of the area, as outlined by the treaty of Portsmouth; Japanese position in
Man-dokoro, administration bureau, one of three sections of Bakufu, formerly called kumon-jo; in administration of Kyoto after Shokyu war; in Muromachi administration
Man-dokoro, the administration bureau, one of the three sections of the Bakufu, previously known as kumon-jo; in charge of administration in Kyoto after the Shokyu war; during the Muromachi administration.
Maneko, atae of Iki, suicide
Maneko, atae of Iki, suicide
Man-en, year-period, 1860, coinage of
Man-en, year, 1860, coinage of
Manhattan, American ship, enters Uraga
Manhattan, American ship, arrives in Uraga
Mannen tsuho, coin
Men's coin
Manners and customs, remote; in time of Yuryaku; in Muromachi period
Manners and customs, distant; during the time of Yuryaku; in the Muromachi period.
Manors, large estates, shoen; attempts to regulate; koden, tax free, granted to Taira after Heiji tumult; Yoritomo's memorial on; abuses of, remedied by appointment of constables and land stewards; distribution after restoration of Kemmu; gifts of Takauji
Manors, large estates, shoen; efforts to regulate; koden, tax-free, granted to the Taira after the Heiji upheaval; Yoritomo's memorial regarding; abuses of, addressed by appointing constables and land stewards; distribution following the restoration of Kemmu; gifts from Takauji.
Manumission of slaves
Abolition of slavery
Manyo-shu, "Myriad Leaves" first Japanese anthology; compared with
Kokinshu; on character of soldier; comments on, by Keichu
Manyo-shu, "Myriad Leaves," the first Japanese anthology; compared with
Kokinshu; on the character of a soldier; comments on, by Keichu
Map, official, begun under Hideyoshi
Map, official, started under Hideyoshi
Market Commissioners, after Daika
Market Commissioners, post-Daika
Markets, ichi, in early Japan; in Nara epoch
Markets, ichi, in early Japan; in the Nara period
Marquis, asomi, title established by Temmu
Marquis, asomi, title created by Temmu
Marriage in early Japan; and the festival of utakai; none recognized among slaves by Daika; in Nara and earlier epochs; in laws of Military Houses; between military and court families; child marriage
Marriage in early Japan; and the festival of utakai; none recognized among slaves by Daika; in Nara and earlier periods; in laws of Military Houses; between military and court families; child marriage
Marubashi Chuya, leader in revolt of 1651
Marubashi Chuya, leader of the 1651 uprising
Masa, daughter of Hojo Tokimasa, mistress of Minamoto Yoritomo; mother of Yoriiye and the power, with Tokimasa, in his administration; saves Sanetomo; plea to generals of Bakufu; death (1225)
Masa, daughter of Hojo Tokimasa, mistress of Minamoto Yoritomo; mother of Yoriiye and a key figure alongside Tokimasa in his administration; saves Sanetomo; appeals to the generals of the Bakufu; death (1225)
Masakado see Taira Masakado
Masakado meets Taira Masakado
Masanobu (1453-90), painter
Masanobu (1453-90), artist
Masanori see Kusunoki Masanori
Masanori sees Kusunoki Masanori
Masashige see Kusunoki Masashige
Masashige meets Kusunoki Masashige
Masatomo see Ashikaga Masatomo
Masatomo sees Ashikaga Masatomo.
Masatoshi see Hotta Masatoshi
Masatoshi sees Hotta Masatoshi
Masayasu see Inaba Masayasu
Masayasu sees Inaba Masayasu
Masks for dances, sculptured; no masks
Masks for dances, sculpted; no masks
Masses, Buddhist
Buddhist gatherings
Masuda Nagamori (1545-1615), one of 5 administrators, plots with
Ishida against Ieyasu; enters monastery after Sekigahara
Masuda Nagamori (1545-1615), one of five administrators, conspires with
Ishida against Ieyasu; becomes a monk after Sekigahara
Masukagami, history of 1184-1333, on literature
Masukagami, history of 1184-1333, on literature
Mats, tatami, floor-coverings; tatsu-gomo
Mats, tatami, floor coverings; tatsu-gomo
Matsubara, Pine Plain
Matsubara, Pine Plain
Matsudaira, origin of family; of Aizu, etc.
Matsudaira, family origins; from Aizu, etc.
—Hideyasu (1574-1607), son of Ieyasu
—Hideyasu (1574-1607), Ieyasu's son
—Masatsuna (1567-1648), Tokugawa agent in Kyoto
—Masatsuna (1567-1648), Tokugawa agent in Kyoto
—Mitsunaga (1615-1717), punished by shogun
—Mitsunaga (1615-1717), punished by the shogun
—Motoyasu see Tokugawa Ieyasu
—Motoyasu sees Tokugawa Ieyasu
—Nobutsuna (1596-1662), minister of Iemitsu, and of Ietsuna
—Nobutsuna (1596-1662), minister of Iemitsu and Ietsuna
—Norimura, minister of Yoshimune, drafts code (1742); succession to
Yoshimune
—Norimura, the minister of Yoshimune, writes a code (1742); succession to
Yoshimune
—Sadanobu (1758-1829), revises code; minister under Ienari; sumptuary laws; educational reforms; retires; matter of rebuilding palace; rank of Tsunehito and Hitotsubashi Harunari; revises rules of procedure
—Sadanobu (1758-1829), updates the code; served as minister under Ienari; enforces sumptuary laws; implements educational reforms; retires; issues regarding the rebuilding of the palace; status of Tsunehito and Hitotsubashi Harunari; revises the rules of procedure.
—Tadanao, punished by Tokugawa in 1623
—Tadanao, punished by Tokugawa in 1623
—Tadatem (1593-1683), daimyo of Echigu; removed
—Tadatem (1593-1683), the feudal lord of Echigu; removed
—Yoshinaga, baron of Echizen, advocates foreign trade; importance in new Japan
—Yoshinaga, the baron of Echizen, supports foreign trade; its significance in modern Japan
Matsukura Shigemasa (1574-1630), persecutes Christians, urges conquest of Philippines
Matsukura Shigemasa (1574-1630) persecutes Christians and pushes for the conquest of the Philippines.
Matsumae, ruling Northern islands, clash with Russians
Matsumae, in control of the Northern islands, confronts the Russians.
Matsuriaga Hisahide (1510-77), kills Norinaga and the shogun
Yoshiteru; ally of Shingen
Matsuriaga Hisahide (1510-77) kills Norinaga and the shogun
Yoshiteru; ally of Shingen
Matsuo Basho (1644-94), verse writer
Matsuo Basho (1644-94), poet
Matsushita Yukitsuna, soldier under whom Hideyoshi served
Matsushita Yukitsuna, the soldier for whom Hideyoshi served
Matsuura, in Hizen, Toi attack unsuccessfully; branch of Minamoto; support Southern Court; attitude toward Xavier
Matsuura, in Hizen, unsuccessfully attacked Toi; a branch of the Minamoto; supported the Southern Court; attitude toward Xavier.
Mayor of the palace, kwampaku
Mayor of the palace, kwampaku
Ma Yuan, painter
Ma Yuan, artist
Mayuwa kills Anko
Mayuwa takes out Anko
Measures, early; standard (senshi-mashu) of Go-Sanjo; in Hideyoshi's laws
Measures, early; standard (senshi-mashu) of Go-Sanjo; in Hideyoshi's laws
Medicine
Healthcare
Medicine-hunting, early court amusement
Medicine hunting, early court fun
Meiji, "Enlightened Government" year-period 1868-1912; posthumous name of Mutsuhito
Meiji, "Enlightened Government" era from 1868 to 1912; posthumous name of Mutsuhito
Meitoku, year-period, 1390-3, and the rising of 1391
Meitoku, years 1390-1393, and the rise of 1391
Men, ideographic Japanese used by
Men, Japanese characters used by
Menju Shosuke, impersonates Shibata Katsuiye and saves him
Menju Shosuke pretends to be Shibata Katsuiye and rescues him.
Mercy, goddess, Kwannon
Mercy, goddess, Kwan Yin
Merit lands, Koden, granted for public services
Merit lands, Koden, awarded for public service.
Mexico, Spanish ships from
Mexico, Spanish ships from
Michelborne, Sir Edward, on Japanese sailors (1604 or '5)
Michelborne, Sir Edward, on Japanese sailors (1604 or '5)
Michi no Omi, ancestor of Otomo
Michi no Omi, the ancestor of Otomo
Michinaga see Fujiwara Michinaga
Michinaga sees Fujiwara Michinaga
Michiyasu, Prince; Emperor Montoku (q.v.)
Michiyasu, Prince; Emperor Montoku
Michizane see Sugawara Michizane
Michizane, see Sugawara Michizane
Mikado, origin of title; name appropriated for residence of Soga
Emishi
Mikado, origin of title; name taken for the residence of Soga
Emishi
Mikata-ga-hara, war of, (1572-3)
Mikata-ga-hara, war of (1572-1573)
Mikawa, province, Oda defeat Imagawa in; fighting in Komaki war
Mikawa province, Oda defeats Imagawa in the fighting during the Komaki war.
Mikena, brother of Jimmu
Mikena, Jimmu's brother
Military Affairs, in ancient Japan; first conscription (689 A.D.); organization under Daiho; during Nara epoch; improvement in organization in 12th century; development of tactics; foreign military science; conscription laws and samurai; new army justified by Satsuma rebellion; modern army organization
Military Affairs in ancient Japan; first conscription (689 A.D.); organization under Daiho; during the Nara period; enhancements in organization in the 12th century; evolution of tactics; foreign military science; conscription laws and samurai; new army justified by the Satsuma rebellion; modern army formation.
Military Art of Bushi
Martial Arts of Bushi
—class, shi; in Kamakura period
—class, shi; in Kamakura era
—code, Gumbo-ryo, of Daiho laws
—code, Gumbo-ryo, of Daiho regulations
—dues, Buke-yaku
—dues, Buke-yaku
—ethics, and Primer of Yamaga Soko
—ethics, and Primer of Yamaga Soko
Military houses, buke, rise in 8th century; 10th; 11th; power increased by Hogen and Heiji insurrections; Minamoto ideals; finances; crushed by Kemmu restoration; Northern Court follows system of; in Ashikaga times; Onin disorder; Muromachi period; land holdings; power in Tokugawa period; Laws of; intermarry with Court nobles; weakness
Military houses, known as buke, emerged in the 8th century and continued to rise in the 10th and 11th centuries. Their power grew due to the Hogen and Heiji uprisings, which were influenced by Minamoto ideals and financial factors. They were ultimately weakened by the Kemmu restoration, and the Northern Court adopted a similar system during the Ashikaga era. The Onin War led to chaos in the Muromachi period, impacting land holdings and power dynamics in the Tokugawa period. The Laws of intermarriage with Court nobles further contributed to their decline.
Militia, kondei, in 8th century
Militia, kondei, in 8th century
Milk
Milk
Milky Way in myth
Milky Way in mythology
Millet as substitute for rice
Millet as a rice substitute
Mimaki, life-time name of Emperor Sujin
Mimaki, the lifelong name of Emperor Sujin
Mimana (Imna), Japanese name for Kara, Korea; Japanese influence there; Tasa leads revolt in; part ceded to Kudara; Keno in; pretended expedition against; Shiragi overpowers; Japan intervenes in war between Shiragi and; Shiragi invades (622); families from, in 9th century nobility
Mimana (Imna), the Japanese name for Kara, Korea; Japanese influence there; Tasa leads a revolt in; part ceded to Kudara; Keno in; a fake expedition against; Shiragi overpowers; Japan intervenes in the war between Shiragi and; Shiragi invades (622); families from, in 9th century nobility.
Mimasaka, province, given to Yamana family (1441)
Mimasaka, province, assigned to the Yamana family (1441)
Mimashi, Korean teacher of music (612 A.D.)
Mimashi, Korean music teacher (612 A.D.)
Mime, Dengaku
Mime, Dengaku
Mimoro, Prince
Mimoro, Prince
Mimoro, Mt., in early myth; Kami of, a serpent
Mimoro Mountain, in early myths; God of, a serpent
Minamoto, princely family; Fujiwara take wives from; generals of Imperial guards; called Gen and Gen-ji; academy; manors and troops; win Taira estates; quarrel with Taira; revolt against Fujiwara; literature; military power in provinces, especially Kwanto; "claws" of Fujiwara; provincial branches; war with Taira; power taken by Hojo
Minamoto, a noble family; Fujiwara marrying into; leaders of imperial guards; referred to as Gen and Gen-ji; school; estates and armies; secured Taira lands; conflict with Taira; rebellion against Fujiwara; literature; military strength in various regions, especially Kanto; "clutches" of Fujiwara; regional branches; conflict with Taira; power seized by Hojo.
—Hikaru (845-913), son of Nimmyo, accuses Sugawara Michizane; death
—Hikaru (845-913), son of Nimmyo, accuses Sugawara Michizane; death
—Hiromasa (918-80), musician
—Hiromasa (918-80), artist
—Ichiman (1200-3), candidate for shogun, killed
—Ichiman (1200-3), a candidate for shogun, was killed
—Kanetsuna, in Yorimasa conspiracy
—Kanetsuna, in Yorimasa plot
—Kugyo see Kugyo
—Kugyo check out Kugyo
—Mitsukune, erects monument to Kusunoki Masashige
—Mitsukune erects a monument to Kusunoki Masashige
—Mitsumasa, founder of Suruga Genji
—Mitsumasa, founder of Suruga Genji
Minamoto Mitsunaka (912-97), reveals conspiracy against Fujiwara (967); his influence; founder of Shinano Genji; the two swords
Minamoto Mitsunaka (912-97) exposes a conspiracy against Fujiwara (967); his influence; he is the founder of Shinano Genji; the two swords.
—Nakaakira, killed with Sanetomo by Sugyo
—Nakaakira, killed with Sanetomo by Sugyo
—Narinobu, poet
—Narinobu, poet
—Noriyori (1156-93), sent against Yoshinaka; at Ichino-tani; commands force (1184-5); blocks Taira from withdrawing into Kyushu; assassinated
—Noriyori (1156-93), sent to confront Yoshinaka; at Ichino-tani; leads the troops (1184-5); prevents the Taira from retreating to Kyushu; assassinated
—Sanetonio (1192-1219), rival of Ichiman; blocks Hojo designs; attempt to assassinate him; death; patron of Fujiwara Tameiye
—Sanetonio (1192-1219), competitor of Ichiman; obstructs Hojo plans; assassination attempt against him; death; supporter of Fujiwara Tameiye
—Senju-maru (1201-14), revolt, execution
—Senju-maru (1201-14), uprising, execution
—Shigenari, pretends to be Yoshitomo
—Shigenari pretends to be Yoshitomo
—Shitago (911-83), littérateur
—Shitago (911-83), writer
—Tadaaki, in capture of Rokuhara
—Tadaaki, in capture of Rokuhara
—Tametomo (1139-70), great warrior of Hogen tumult; exiled to Izu; advice not followed
—Tametomo (1139-70), a great warrior of the Hogen turmoil; exiled to Izu; advice ignored
—Tameyoshi, in Hogen, tumult
—Tameyoshi, in Hogen, chaos
—Tomomasa, Maki's candidate for shogun, killed
—Tomomasa, Maki's pick for shogun, was killed
—Toru (822-95), minister of the Left under Uda
—Toru (822-95), Minister of the Left under Uda
—Toshikata (959-1027), poet, one of Shi-nagon
—Toshikata (959-1027), poet, one of Shi-nagon
—Tsunemoto (894-961), Prince Rokusoh, founder of Seiwa Genji; in beginning of hostilities with Taira
—Tsunemoto (894-961), Prince Rokusoh, founder of Seiwa Genji; at the start of conflicts with the Taira
—Wataru, husband of Kesa
—Wataru, Kesa's husband
—Yorichika (d. 1117), ancestor of Suruga Genji
—Yorichika (d. 1117), ancestor of Suruga Genji
—Yoriiye (1182-1204), succeeds (1199) as lord high constable and chief landsteward; as shogun (1202); killed by Tokimasa
—Yoriiye (1182-1204) becomes the lord high constable and chief land steward in 1199; serves as shogun in 1202; killed by Tokimasa
—Yorimasa (1106-80), sides with Taira, killed
—Yorimasa (1106-80), allied with Taira, was killed
—Yorimitsu (944-1021), soldier; aids Michinaga; at Court
—Yorimitsu (944-1021), soldier; assists Michinaga; at Court
—Yorinobu (968-1048); governor of Xai, drives back Taira Tadatsune; helps Michinaga
—Yorinobu (968-1048); governor of Xai, pushes back Taira Tadatsune; supports Michinaga
—Yoritomo (1147-99), son of Yoshitomo; escapes after Heiji war; war of 1180; army crushed; gains; quarrels with Yoshinaka; called to Kyoto; sent against Yoshinaka; relations with Yoshitsune; Bakufu independent of Court; memorial on manors; becomes sei-i tai-shogun; death and character; patron of Saigyo Hoshi; system imitated by Takauji
—Yoritomo (1147-99), son of Yoshitomo; escapes after the Heiji war; war of 1180; army defeated; gains; has disputes with Yoshinaka; called to Kyoto; sent against Yoshinaka; relations with Yoshitsune; Bakufu independent from the Court; memorial on estates; becomes sei-i tai-shogun; death and character; patron of Saigyo Hoshi; system copied by Takauji
—Yoriyoshi (995-1048); in Nine Years' Commotion
—Yoriyoshi (995-1048); in Nine Years' Commotion
—Yoshichika (d. 1117) rebellion put down by Taira Masamori
—Yoshichika (d. 1117) rebellion crushed by Taira Masamori
—Yoshihira, son of Yoshitomo
—Yoshihira, son of Yoshitomo
—Yoshiiye (1041-1108); great archer; called Hachiman Taro, in Nine
Year's Commotion and Three Year's war; helps put down disorder of
Enryaku-ji monks
—Yoshiiye (1041-1108); great archer; known as Hachiman Taro, in Nine
Year's Commotion and Three Year's War; assists in suppressing the chaos caused by
Enryaku-ji monks
—Yoshikata
—Yoshikata
—Yoshimitsu (10567-1127), founder of Tada Genji; in Three Years' War
—Yoshimitsu (10567-1127), founder of Tada Genji; in the Three Years' War
—(Kiso) Yoshinaka (1154-84), revolts in Shinano-Kotsuke; quarrels with Yoritomo; defeats Taira at Tonami-yama; Go-Shirakawa joins; tries to get crown for Hokurika; death
—(Kiso) Yoshinaka (1154-84) rebels in Shinano-Kotsuke; has conflicts with Yoritomo; defeats Taira at Tonami-yama; Go-Shirakawa allies with him; attempts to secure the crown for Hokurika; dies.
—Yoshitaka marries Yoritomo's daughter; death
—Yoshitaka marries Yoritomo's daughter; dies
—Yoshitomo, supports Go-Shirakawa in Hogen tumult; joins in plot of Heiji; advice overruled by Nobuyori, killed; his sons; loses great land holdings
—Yoshitomo supports Go-Shirakawa during the Hogen turmoil; gets involved in the Heiji plot; his advice is ignored by Nobuyori, leading to his death; his sons; loses significant land holdings.
—Yoshitsuna (d.1134), brother of Yoshiiye
—Yoshitsuna (d. 1134), brother of Yoshiiye
—Yoshitsune (1159-89), son of Yoshitomo, escapes after Heiji tumult; joins Yoritomo; sent against Yoshinaka; at Ichi-no-tani; wins battle of Yashima; relations to Yoritomo; attempted assassination; protected by Fujiwara Hidehira, suicide
—Yoshitsune (1159-89), the son of Yoshitomo, escapes after the Heiji incident; teams up with Yoritomo; is sent to confront Yoshinaka; at Ichi-no-tani; wins the battle of Yashima; his relationship with Yoritomo; attempted assassination; protected by Fujiwara Hidehira, suicide
—Yukiiye (d. 1186); repeatedly defeated; joins Yoskinaka; Yoshinaka disapproves his choice to be governor of Bizen; summary criticism of him; turns to Yoshitsune, death
—Yukiiye (d. 1186); repeatedly defeated; joins Yoskinaka; Yoshinaka disapproves of his choice to be governor of Bizen; overall criticism of him; turns to Yoshitsune, death
—Yukitsuna betrays Shishi-ga-tani plot (1177), 296; occupies Settsu and Kawachi (1183)
—Yukitsuna betrays the Shishi-ga-tani plot (1177), 296; takes over Settsu and Kawachi (1183)
Mincho, called Cho Densu, (1352-1431), painter
Mincho, known as Cho Densu, (1352-1431), painter
Ming, Chinese Emperor, mission for Buddhist Sutras; dynasty, its fall
Ming, Chinese Emperor, mission for Buddhist Sutras; dynasty, its fall
Mining, Ieyasu's efforts (1609) to develop
Mining, Ieyasu's efforts (1609) to develop
Ministers, system of three, under Daika; members of Privy Council Board under Daiho; Hideyoshi's system; council of, separated from shogun; senior and junior ministers
Ministers, a system of three, under Daika; members of the Privy Council Board under Daiho; Hideyoshi's system; council of ministers, separate from the shogun; senior and junior ministers.
Mino, province, Oda defeat Saito in
Mino, province, Oda defeats Saito in
Miroku (Sanskrit Martreya), stone image of, brought to Japan (584
A.D.)
Miroku (Sanskrit Martreya), stone statue of, brought to Japan (584
A.D.)
Mirror, in myth of Sun-Goddess; one of Imperial insignia; bronze, in sepulchral remains
Mirror, in the myth of the Sun Goddess; one of the imperial symbols; bronze, found in burial remains.
Mishchenko, Russian general, leads cavalry raid after fall of Port
Arthur
Mishchenko, a Russian general, leads a cavalry raid after the fall of Port
Arthur
Misumi, adherents of Southern Court, in Sanin-do
Misumi, supporters of the Southern Court, in Sanin-do
Mita, Korean architect
Mita, architect from Korea
Mitigations (roku-gi) of penalty of Daiho code for rank, position and public service
Mitigations (roku-gi) of penalties under the Daiho code for rank, position, and public service
Mito, Tokugawa of
Mito, Tokugawa
Mitoshi, a Kami
Mitoshi, a deity
Mitsubishi Company, first private dockyard
Mitsubishi Company, first private shipyard
Mitsuhide see Akechi Mitsuhide
Mitsuhide sees Akechi Mitsuhide
Mitsukuni see Tokugawa Mitsukuni
Mitsukuni meets Tokugawa Mitsukuni
Mitsunobu (Tosa no M.), painter, founder of Tosa school of painting
Mitsunobu (Tosa no M.), painter, founder of the Tosa school of painting
Miura branch of Taira; plot against Hojo
Miura branch of Taira; conspiracy against Hojo
Mitsuinura (d. 1247), suicide
Mitsuinura (d. 1247), took own life
—Yasumara (1204-47), in war with Hojo
—Yasumara (1204-47), in conflict with Hojo
—Yoshiaki
—Yoshiaki
—Yoshizumi (1127-1200), in Bakufu
—Yoshizumi (1127-1200), in the Shogunate
Miwa Sako, commander of palace guards
Miwa Sako, the leader of the palace guards
Miyake Atsuaki, contributor to Dai Nilon-shi
Miyake Atsuaki, contributor to Dai Nilon-shi
Miyoshi, scholars in Ashikaga administration; lecturers; in civil war of 1520-50; crush Hoshokawa; in Awa; attempt to take Kyoto
Miyoshi, scholars in Ashikaga administration; lecturers; during the civil war of 1520-50; defeat Hoshokawa; in Awa; try to capture Kyoto.
—Kiyotsura (847-918); memorial (914), on writing; Chinese scholar
—Kiyotsura (847-918); memorial (914), about writing; Chinese scholar
—Masanaga, inheritance
—Masanaga, legacy
—Miyoshi Motonaga
—Miyoshi Motonaga
—Nagateru (d. 1520), guardian of Hosokawa Sumimoto and Takakuni; death
—Nagateru (d. 1520), protector of Hosokawa Sumimoto and Takakuni; passed away
—Norinaga, called Chokei (1523-64), in civil war
—Norinaga, known as Chokei (1523-64), during the civil war
—Yasunobu (1140-1221), son of Yoritomo's nurse; ancestor of Ota and Machino uji; in Bakufu council; advice at beginning of Shokyu struggle; death
—Yasunobu (1140-1221), son of Yoritomo's nurse; ancestor of Ota and Machino uji; in Bakufu council; provided advice at the start of the Shokyu struggle; passed away
—Yasutsura, with Hojo Yasutoki plans Joei code
—Yasutsura, along with Hojo Yasutoki, is working on the Joei code.
—Yoshitsugu (d.1573), revolts in Settsu
—Yoshitsugu (d. 1573), uprisings in Settsu
Mizugaki, Sujin's court at
Mizugaki, Sujin's court at
Mizuha, life time name of Emperor Hansho
Mizuha, the lifetime name of Emperor Hansho
Mizuno, governor of Nagasaki, persecutes Christians
Mizuno, the governor of Nagasaki, is targeting Christians.
—Echizen no Kami, prime minister of Ieyoshi, sumptuary laws and efforts at reform (1826)
—Echizen no Kami, prime minister of Ieyoshi, spending laws and reform efforts (1826)
Mochifusa see Uesugi Mochifusa
Mochifusa meets Uesugi Mochifusa
Mochihito, Prince, (1150-80), Yorimasa conspiracy
Mochihito, Prince (1150-80), Yorimasa plot
Mogami of Yamagata
Mogami River, Yamagata
—Yoshiakira (1546-1614), one of Ieyasu's generals
—Yoshiakira (1546-1614), one of Ieyasu's generals
Moho, variant name of Sushen or Toi
Moho, an alternative name for Sushen or Toi
Momijiyama Bunko, Tokugawa library at Yedo
Momijiyama Bunko, Tokugawa library in Edo
Mommu, 42nd Emperor (697-707), Prince Karu, accession; succession and plan to move capital
Mommu, 42nd Emperor (697-707), Prince Karu, became emperor; succession and plans to move the capital.
Momokawa see Fujiwara Momokawa
Momokawa meets Fujiwara Momokawa
Momonoi family favours Tadayoshi
Momonoi family prefers Tadayoshi
Momo-yama, "Peach Hill," in Fushimi, Hideyoshi's palace; last epoch of Ashikaga shogunate; palace destroyed (1596); Ieyasu's castle taken (1600)
Momo-yama, "Peach Hill," in Fushimi, Hideyoshi's palace; last period of the Ashikaga shogunate; palace destroyed (1596); Ieyasu's castle seized (1600)
Momozono, 116th Emperor (1735-62)
Momozono, 116th Emperor (1735-1762)
Mon, coin
Mon, coin
Mongaku, priest, originally Endo Morito, aids Yoritomo
Mongaku, a priest originally named Endo Morito, assists Yoritomo.
Mongol, subdivision of yellow race; fold of eye; invasion
Mongol, a subgroup of the yellow race; almond-shaped eyes; invasion
Monju-dokoro, Bakufu department of justice; in administration of Kyoto after Shokyu war; power passes to Hyojoshu; in Muromachi administration
Monju-dokoro, the Bakufu Department of Justice; involved in the administration of Kyoto after the Shokyu War; power shifts to Hyojoshu; during the Muromachi administration.
Monkey, worship of; female divinity
Monkey worship; female deity
Mononobe, palace guard; uji of Kwami class, important especially in
Yuryaku's reign; oppose Buddhism
Mononobe, palace guard; uji of Kwami class, significant especially during Yuryaku's reign; oppose Buddhism
Moriya, o-muraji, killed by Soga; their rivalry; opposes Buddhism; supports Anahobe; final contest with Soga; property
Moriya, the chief minister, was killed by Soga; their rivalry; opposes Buddhism; supports Anahobe; final showdown with Soga; property
—Okoshi, o-muraji; opposes Buddhism
—Okoshi, o-muraji; against Buddhism
Montoku, Emperor (851-58), chronicle of reign
Montoku, Emperor (851-58), account of reign
Montoku Jitsuroku, National History
Montoku Jitsuroku, National History
Monto-shu, Shin sect
Monto-shu, Shin denomination
Moon, Kami of
Moon, Goddess of
Moonlight festivals
Moonlight parties
Mori Arinori, Viscount (1847-89), minister of public instruction, assassinated
Mori Arinori, Viscount (1847-89), minister of public instruction, assassinated
Mori family, rapid rise in power; Ashikaga Yoshiaki turns to
Mori family, quick rise in power; Ashikaga Yoshiaki turns to
—Hidemoto (1579-1650), in Ishida's army
—Hidemoto (1579-1650), in Ishida's army
—Motonari (1497-1571), wins power of Ouchi
—Motonari (1497-1571) gains control of Ouchi
—Motonori (1839-96), of Choshu, leader of extremists, expelled from
Kyoto
—Motonori (1839-96), from Choshu, leader of the extremists, expelled from
Kyoto
—Nagayoshi (1558-84), general of Hideyoshi
—Nagayoshi (1558-84), Hideyoshi's general
—Rammaru, lieutenant of Nobunaga
—Rammaru, Nobunaga's lieutenant
—Terumoto (1553-1625) loses central Japan to Hideyoshi; Akechi
Mitsuhide joins; peace with Hideyoshi; senior minister; signs
Hideyoshi's laws; favours Ishida, leads his army; loses estates
—Terumoto (1553-1625) loses central Japan to Hideyoshi; Akechi
Mitsuhide joins; peace with Hideyoshi; senior minister; signs
Hideyoshi's laws; favors Ishida, leads his army; loses estates
Morihito, Emperor Nijo
Morihito, Emperor Nijo
Morikuni, Prince (1301-33), shogun, (1308-33)
Morikuni, Prince (1301-33), shogun, (1308-33)
Morimasa see Sakuma Morimasa
Morimasa sees Sakuma Morimasa
Morinaga, Prince, (1308-35), called Oto no Miya, son of Go-Daigo, and his defender; commander-in-chief; death
Morinaga, Prince (1308-35), known as Oto no Miya, son of Go-Daigo, and his protector; commander-in-chief; death.
Moriya see Mononobe Moriya
Moriya sees Mononobe Moriya
Morosada, Prince, see Kwazan
Morosada, Prince, check out Kwazan
Moroya, chief of Otomo, o-muraji
Moroya, leader of Otomo, o-muraji
Morrison, American ship in Yedo, 1837
Morrison, American ship in Edo, 1837
Mother-of-pearl and lacquer
Mother-of-pearl and lacquer
"Mother's Land," Shiragi, Korea
"Mother's Land," Shiragi, Korea
Motien Mountains, Russian campaign planned in
Motien Mountains, Russian campaign planned in
Motonobu (1476-1559), painter, Kano school
Motonobu (1476-1559), painter, Kano style
Motoori Norinaga (1730-1801), Shinto revival; quoted; on Shinto dualism
Motoori Norinaga (1730-1801), Shinto revival; quoted; on Shinto dualism
Mourning colour, white, earlier, black; customs; periods of, varying with rank
Mourning colors have changed, with white being the earlier choice and black being more common now; customs and mourning periods vary depending on social status.
Moxa, medicinal herb, touch of, defilement
Moxa, a medicinal herb, a touch of, impurity
Mu Hsi, painter
Mu Hsi, artist
Mukden, Russian railway through; battle of (1905)
Mukden, Russian railway pass; battle of (1905)
Muko, Fukuhara harbour
Muko, Fukuhara Port
Mukuhara, Buddhist temple at
Mukuhara, Buddhist temple at
Mulberry, early culture; used with hemp to make cloth; order for cultivation (472 A.D.); planting of, condition of tenure of upland
Mulberry, early cultivation; used with hemp to create fabric; order for farming (472 A.D.); planting, terms of upland ownership
Multa, King of Kudara, stories of his cruelty told of Emperor Muretsu
Multa, the King of Kudara, was known for his cruelty, as recounted in the stories about Emperor Muretsu.
Munemara, chief of trade
Munemara, trade chief
Munetada see Tokugawa Munetada
Munetada see Tokugawa Munetada
Munetaka, Prince (1242-74), shogun in 1252-66
Munetaka, Prince (1242-74), shogun from 1252 to 1266
Munetake see Tokugawa Munetake
Munetake sees Tokugawa Munetake
Munro, N. G., on Japanese archaeology; imibe; rice-chewers; coins
Munro, N. G., on Japanese archaeology; imibe; rice eaters; coins
Muraji, "chief," title; applied to pre-conquest (Shimbetsu) rulers; o-muraji, head of o-uji; inferior title in Temmu's peerage
Muraji, "chief," title; used for pre-conquest (Shimbetsu) rulers; o-muraji, head of o-uji; lower title in Temmu's peerage.
Murakami, 62nd Emperor (947-67)
Murakami, 62nd Emperor (947-967)
Murakami Genji, branch of Minamoto
Genji, Minamoto clan member
—Yoshihiro, of Iyo province, pirate chief
—Yoshihiro, from Iyo province, pirate leader
—Yoshikiyo (1501-73), driven from Kuzuo by Takeda Shingen
—Yoshikiyo (1501-73), forced out of Kuzuo by Takeda Shingen
—Yoshiteru impersonates Morinaga
—Yoshiteru pretends to be Morinaga
Murasaki Shikibu (d. 992), writer of Genji Monogatari
Murasaki Shikibu (d. 992), author of The Tale of Genji
Muravieff, Nikolai Nikolaievich (d. 1881), Russian commander in Far
East, claims (1858) Saghalien
Muravieff, Nikolai Nikolaievich (d. 1881), Russian commander in the Far East, claims (1858) Saghalien
Murdoch, J., quoted on Tadatsune's ravages of Kwanto; on Heian epoch; weakening of Fujiwara power; Bushi of Kwanto; Joei code; downfall of Bakufu; feudalism in war of dynasties; literati in Ashikaga administration; Kamakura rule in Kai, Izu and Mutsu; revolt of 1443
Murdoch, J., cited on Tadatsune's destruction in Kwanto; on the Heian period; decline of Fujiwara influence; Bushi of Kwanto; Joei code; fall of the Bakufu; feudalism during the war of dynasties; scholars in the Ashikaga administration; Kamakura rule in Kai, Izu, and Mutsu; revolt of 1443
Muretsu (Buretsu), 25th Emperor (499-506)
Muretsu (Buretsu), 25th Emperor (499-506)
Muro Nawokiyo, or Kyuso, (1658-1734). Confucianist, historian of "47
Ronins"; adviser to shogun
Muro Nawokiyo, also known as Kyuso, (1658-1734). Confucian scholar, historian of "47
Ronins"; advisor to the shogun
Muromachi, part of Kyoto, administrative headquarters of Ashikaga;
Ashikaga shoguns at
Muromachi, a district in Kyoto, the administrative center of Ashikaga;
Ashikaga shoguns at
Musashi, immigrants from Koma settle in; war of Taira and Minamoto in; Hojo and Uesugi in
Musashi, immigrants from Koma settle in; the war between the Taira and Minamoto; Hojo and Uesugi in
Mushroom picking
Mushroom foraging
Music, Korean and Buddhist; and poetry; in Heian society; joruri
Music, Korean and Buddhist, poetry, and joruri in Heian society.
Muso Kokushi, "National Teacher," or Soseki (1271-1346), scholar; head of Tenryuji
Muso Kokushi, known as "National Teacher" or Soseki (1271-1346), was a scholar and the head of Tenryuji.
Muto, branch of Fujiwara in Kwanto
Muto, a branch of the Fujiwara family in the Kanto region
—Sukeyori, founder of Shoni family
—Sukeyori, founder of the Shoni family
Mutsu, 5 provinces, in Nara epoch, N. E. and N. littoral; the Nine
Years' Commotion (1056-64) in; Three Years' War (1089-1091) in;
(O-shu) part of 0-U, 388; peaceful under Kamakura rule; revolt of
1413 in; in 16th century wars; silk growing; famine of 1783-6 in
Mutsu, 5 provinces, in the Nara period, N.E. and N. coastline; the Nine
Years' Rebellion (1056-64) in; Three Years' War (1089-1091) in;
(part of O-shu) part of 0-U, 388; peaceful under Kamakura rule; revolt of
1413 in; during the 16th century wars; silk production; famine of 1783-6 in
—branch of Fujiwara, descendants of Fujiwara Kiyohira; give Yoshitsune asylum; crushed by Yoritomo (1189)
—branch of Fujiwara, descendants of Fujiwara Kiyohira; offer Yoshitsune refuge; defeated by Yoritomo (1189)
Mutsuhito, (posthumous name, Meiji), 122nd Emperor (1867-1912); seal
Mutsuhito, (posthumous name, Meiji), 122nd Emperor (1867-1912); seal
Myochin Nobuiye, metalworker and armourer
Myochin Nobuiye, metalworker and armorer
Myocho, Zen priest
Myocho, Zen monk
Myoe (or Koben), bonze, quotation from his biography on Yasutoki
Myoe (or Koben), monk, quote from his biography on Yasutoki
Myogaku-ji, temple
Myogaku-ji, temple
Myong see Song Wang Myong
Myong sees Song Wang Myong
Myoo, priest
Myoo, priest
Myoshin-ji, Zen temple, W. of Kyoto
Myoshin-ji, a Zen temple, west of Kyoto
Myosho, (109th) Empress (1629-43), Princess Oki, daughter of
Go-mizu-no-o and Tokugawa consort
Myosho, (109th) Empress (1629-43), Princess Oki, daughter of
Go-mizu-no-o and Tokugawa consort
Mythology; rationalistic explanation of, by Japanese
Mythology; logical explanation of, by Japanese
Nabeshima Naoshige (1537-1619), invasion of Korea
Nabeshima Naoshige (1537-1619), invasion of Korea
Nagahama, Omi, headquarters of Hideyoshi
Nagahama, Omi, Hideyoshi's headquarters
Nagakude, battle of
Battle of Nagakude
Nagamasa see Asai Nagatnasa and Asano Nagamasa
Nagamasa sees Asai Nagamasa and Asano Nagamasa.
Nagamori see Masuda Nagamori
Nagamori sees Masuda
Nagao Kagetora see Uesugi Kenshin
Nagao Kagetora meets Uesugi Kenshin
Nagaoka, Yamashiro, capital
Nagaoka, Yamashiro, capital city
—uji, of princely descent
—uji, of royal lineage
Nagasaki, port; church, trade, growth; Jesuit church seized by Francisans; missionaries receive patent; Martyrs' Mount; execution of De l'Assumption and Machado; "Great Martyrdom"; trade; Pessoa at; Dutch and English confined to; Dutch factory; Russians come to (1804); Glynn and the Preble; Americans allowed to trade; military college at
Nagasaki, port; church, trade, growth; Jesuit church taken over by Franciscans; missionaries get approval; Martyrs' Mount; execution of De l'Assumption and Machado; "Great Martyrdom"; trade; Pessoa at; Dutch and English restricted to; Dutch factory; Russians arrive in (1804); Glynn and the Preble; Americans permitted to trade; military college at
—Enki, guardian of Hojo Takatoki
—Enki, guardian of Hojo Takatoki
—Takashige, suicide, 386
—Takashige, suicide, 386
—Takasuke (d.1333), minister of Takatoki; dethrones Go-Daigo
—Takasuke (d.1333), minister of Takatoki; overthrows Go-Daigo.
Nagashino, castle
Nagashino Castle
Nagasune, governor of Yamato
Nagasune, Governor of Yamato
Nagato, fortifications at, (1280)
Nagato, fortifications at, (1280)
Nagatoshi, name given to Nawa Nagataka
Nagatoshi, the name given to Nawa Nagataka
Nagauji see Hojo Soun
Nagauji meets Hojo Soun
Nagaya (684-729), minister of the Left
Nagaya (684-729), Minister of the Left
Nagoya, in Hizen, base of operations against Korea; castle of
Nagoya, in Hizen, the headquarters for operations against Korea; castle of
Nai-mul, king of Shiragi (364), first sends tribute to Yamato
Nai-mul, king of Shiragi (364), is the first to send tribute to Yamato.
Naka, Prince, son of Kogyoku; passed over, in succession; interregnum; Great Reform; expedition to Korea; Emperor Tenchi
Naka, Prince, son of Kogyoku; succeeded in turn; interregnum; Great Reform; campaign to Korea; Emperor Tenchi
Nakachiko, Oshiwa's servant
Nakachiko, Oshiwa's aide
Nakahara family, scholars, secretaries in Bakufu; in Ashikaga administration; lecturers
Nakahara family, scholars, secretaries in the Shogunate; in the Ashikaga administration; lecturers
—Chikayoshi (1142-1207) in Yoritomo's Bakufu; nominated; high constable at Court, but not appointed; in Bakufu council; ancestor of Otomo family of Kyushu
—Chikayoshi (1142-1207) in Yoritomo's Bakufu; nominated; high constable at Court, but not appointed; in Bakufu council; ancestor of the Otomo family of Kyushu
—Kaneto, rears Yoshinaka; his four sons, Yoshinaka's guards
—Kaneto raises Yoshinaka; his four sons, Yoshinaka's guards
Nakai Seishi establishes school in Osaka
Nakai Seishi opens a school in Osaka.
Xakamaro see Abe Nakamoro and Fujiwara Nakamaro
Xakamaro sees Abe Nakamoro and Fujiwara Nakamoro
Nakamura Hiyoshi see Toyotomi Hideyoshi
Nakamura Hiyoshi meets Toyotomi Hideyoshi
Nakane Genkei, mathematician, translates Gregorian calendar into
Japanese
Nakane Genkei, a mathematician, translates the Gregorian calendar into
Japanese
Nakanomikado, 114th Emperor (1710-35)
Nakanomikado, 114th Emperor (1710-1735)
Nakano, suburb of Yedo, dog-kennel in
Nakano, a suburb of Edo, dog kennel in
Naka-Nushi, "Central Master"
Naka-Nushi, "Central Master"
Nakasendo, Central Mountain road, completed early in 8th century
Nakasendo, Central Mountain Road, finished in the early 8th century
Nakashi, wife of Okusaka
Nakashi, Okusaka's wife
Nakatomi family, court priests; descended from Koyane; guardians of 3 insignia, and of Shinto ceremonials; oppose Buddhism, and Soga
Nakatomi family, court priests; descended from Koyane; guardians of 3 insignia and Shinto rituals; oppose Buddhism and the Soga clan.
—Kamako, muraji, opposes Buddhism
—Kamako, muraji, is against Buddhism
—Kamatari see Fujiwara Kamatari
—Kamatari, check out Fujiwara Kamatari
—Kane, muraji, minister, in conspiracy against Oama (Temmu)
—Kane, muraji, minister, involved in a conspiracy against Oama (Temmu)
—Katsumi, muraji, killed (587 A.D.)
—Katsumi, muraji, died (587 A.D.)
Nakatsu, Prince
Nakatsu, Prince
Nakaye Toju (1608-48), Confucianist, follower of Wang Yang-ming
Nakaye Toju (1608-48), Confucianist, follower of Wang Yangming
Namamugi incident
Namamugi incident
Nambu family
Nambu family
—Saemon opposes Ieyasu
—Saemon challenges Ieyasu
Names and naming, Japanese system; territorial
Names and naming in the Japanese system; geographical
Naniwa, now Osaka, capital of Emperor Nintoku; Buddhist temple, (579); immigrants from Kudara; administration, Settsu-shoku, under Daiho; removal of capital to, by Kotoku; trade in Heian epoch
Naniwa, now known as Osaka, was the capital of Emperor Nintoku; it had a Buddhist temple (579); immigrants came from Kudara; it was administered by Settsu-shoku, under Daiho; the capital was moved there by Kotoku; and there was trade during the Heian period.
Nanko, see Kusunoki Masashige
Nanko, check out Kusunoki Masashige
Nankwa (16th Cent.), scholar
Nankwa (16th Century), scholar
Na-no-Agata or Watazumi-no-Kuni, Japanese intercourse with
Na-no-Agata or Watazumi-no-Kuni, Japanese interaction with
Naiishan, commanding Port Arthur
Naiishan, leading Port Arthur
Nanzen-ji, Zen temple, 454; one of the "Five"
Nanzen-ji, Zen temple, 454; one of the "Five"
Nara, Yamato province, removal of capital to (709 A.D.); the Nara epoch (709-84); the Nara image of Buddha; city officials, revenues from public lands appropriated for, 775 A.D.; Kusu and Fujiwara Nakanari attempt to make it capital again; power of armed monks controlled by Yoshinori; rebel against Yoshimasa; Takauji tries to check
Nara, Yamato province, transfer of the capital to (709 A.D.); the Nara period (709-84); the Nara depiction of Buddha; city officials, income from public lands allocated for, 775 A.D.; Kusu and Fujiwara Nakanari try to restore it as the capital again; armed monks' power managed by Yoshinori; rebellion against Yoshimasa; Takauji attempts to intervene.
Nariaki see Tokugawa Nariaki
Nariaki meets Tokugawa Nariaki
Narimasa see Sasa Narimasa
Narimasa sees Sasa Narimasa
Narinaga, Prince (1325-38), kwanryo of Kwanto; shogun at Kamakura
Narinaga, Prince (1325-38), colonial governor of Kwanto; shogun in Kamakura
Narita Kosaburo assists Go-Daigo
Narita Kosaburo helps Go-Daigo
Nariyuki see Tokugawa Nariyuki
Nariyuki sees Tokugawa Nariyuki
Nasu family, one of "8 Generals of Kwanto"
Nasu family, one of the "8 Generals of Kwanto"
"National Histories, Six" covering years 697-887 A.D.; five composed in Heian epoch
"National Histories, Six" covering the years 697-887 A.D.; five written during the Heian period
Nature Worship
Nature Appreciation
Navarrete, Alonso (1617), Spanish Dominican, executed by Omura
Navarrete, Alonso (1617), Spanish Dominican, executed by Omura
Navigation; see Ships
Navigation: See Ships
Navy, Japanese, in Mongol invasion; in invasion of Korea; naval
College, Gunkan Kyojujo, at Tsukiji; modern organization; in war with
China; in war with Russia
Navy, Japanese, in Mongol invasion; in invasion of Korea; naval
College, Gunkan Kyojujo, at Tsukiji; modern organization; in war with
China; in war with Russia
Nawa, adherents of Southern Court, in Sanin-do
Nawa, followers of the Southern Court, in Sanin-do
Nagatoshi (d. 1336), helps Go-Daigo escape; provincial governor; commands against the Ashikaga; death
Nagatoshi (d. 1336) helps Go-Daigo escape; he's a provincial governor; commands military actions against the Ashikaga; dies.
Nazuka Masaiye, in charge of land-survey
Nazuka Masaiye, responsible for land surveying
Needle, magic, as cure
Magic needle for healing
Negoro, in Kii, firearms made at; headquarters of priests of Kii
Negoro, in Kii, firearms were made at the headquarters of the priests of Kii.
Nei-issan see Ichinei
Nei-issan sees Ichinei
Nemuro, Russian ship in (1792)
Nemuro, Russian ship (1792)
Nengo, era or period, in chronology; different names in Northern and
Southern courts
Nengo, era or period, in chronology; different names in Northern and
Southern courts
Nenoi Yukichika, one of Yoshinaka's four guards
Nenoi Yukichika, one of Yoshinaka's four guards
Ne no Omi, messenger of Anko
Ne no Omi, messenger of Anko
Neo support Southern Court in Mino
Neo support Southern Court in Mino
Neolithic culture
Neolithic society
Nestorian Christianity in China
Nestorian Christianity in China
Netsuke, (ill.)
Netsuke, (ill.)
New Spain, Mexico, ships from
New Spain, Mexico, incoming ships
New Year's celebration
New Year's party
Ng, Chinese writer on war (3d Cent, A.D.)
Ng, a Chinese writer on war (3rd Century A.D.)
Nichira, Japanese at Kudara Court advises Bidatsu against Kudara
Nichira, a Japanese official at Kudara Court, advises Bidatsu not to support Kudara.
Nichiren, Buddhist sect dating from 13th century; its founder; war with other monks
Nichiren, a Buddhist sect that originated in the 13th century; its founder; conflict with other monks
Nigihayahi, uncle of Jimmu, overlord of Nagasune
Nigihayahi, Jimmu's uncle, ruler of Nagasune
Nihon Bummei Shiryaku, on early medicine
Nihon Bummei Shiryaku, on early medicine
Nihon Kodaiho Shakugi, on Board of Religion
Nihon Kodaiho Shakugi, on Board of Religion
Nihon Koki, Later Chronicles of Japan (792-833)
Nihon Koki, Later Chronicles of Japan (792-833)
Nihongi, Chronicle of Japan (720); on Chuai and Jingo; after 400 A.D.
Nihongi, Chronicle of Japan (720); on Chuai and Jingo; after 400 A.D.
Nihonmatsu family
Nihonmatsu family
Nihon Shoki, Written Chronicles of Japan to 697 A.D. (720), revision of; continuations
Nihon Shoki, Written Chronicles of Japan to 697 A.D. (720), revision of; continuations
Nijo, family founded by son of Fujiwara Michiiye, one of "Five Regent
Houses"
Nijo, a family started by the son of Fujiwara Michiiye, one of the "Five Regent Houses."
Nijo, 78th Emperor (1159-66)
Nijo, 78th Emperor (1159-1166)
Castle, Kyoto, destroyed; officials of
Kyoto Castle, destroyed; officials of
Michihira (1287-1335), Go-Daigo's minister
Michihira (1287-1335), Go-Daigo's advisor
Yoshimoto (1320-88), scholar and author
Yoshimoto (1320-88), scholar and writer
Nikaido in office of shitsuji; defeated by Date
Nikaido in the office of the chief; defeated by Date
Sadafusa opposes the regent (1331)
Sadafusa opposes the regent (1331)
Nikki favour Takauji
Nikki favors Takauji
Nikko, Shimotsuke province, shrine of Ieyasu and tombs in; annual worship at
Nikko, Shimotsuke province, shrine of Ieyasu and tombs in; annual worship at
Nikolaievsk, strategic situation
Nikolaievsk, strategic context
Nimmyo, Emperor (834-50); chronicle of his reign; luxury
Nimmyo, Emperor (834-50); record of his rule; opulence
Nine Years' Commotion, Zenkunen (1056-64)
Nine Years of Turmoil, Zenkunen (1056-64)
Ningpo, trade with Japan; sacked by Japanese
Ningpo, trade with Japan; looted by the Japanese.
Ninigi see Hikoho Ninigi
Ninigi sees Hikoho Ninigi
Ninken, 24th Emperor (488-98), Prince Woke
Ninken, 24th Emperor (488-98), Prince Woke
Ninko, 120th Emperor (1817-46)
Ninko, 120th Emperor (1817-1846)
Nintoku, 16th Emperor (313-99); 7 provinces added by; consort,
Takenouchi's granddaughter; love story; remits taxes
Nintoku, 16th Emperor (313-99); 7 provinces added by; consort,
Takenouchi's granddaughter; love story; waives taxes
Nippon, "Sunrise Place"
Japan, "Land of the Rising Sun"
Nira-yama, Hojo castle
Nira-yama, Hōjō Castle
Nishi Hongwan-ji, temple
Nishi Hongwan-ji, temple
Nishikawa Masayasu, astronomer under Yoshimune
Nishikawa Masayasu, astronomer for Yoshimune
Nishina-uji, branch of Taira family
Nishina-uji, Taira family branch
Nishina Morito (d. 1221), Bakufu retainer, in Shokyu war
Nishina Morito (d. 1221), a retainer of the Bakufu, in the Shokyu war
Nishino Buntaro, assassin (1889) of Viscount Mori
Nishino Buntaro, assassin (1889) of Viscount Mori
Nisi-no-shima, islet in Oki group
Nisi-no-shima, islet in Oki group
Nitta family, Yoritomo's attempt to win; adherents of Southern Court; crushed by Ashikaga Ujimitsu
Nitta family, Yoritomo's effort to gain support; followers of the Southern Court; defeated by Ashikaga Ujimitsu
—Yoshiaki (d. 1338), son of Yoshisada and provincial governor; suicide
—Yoshiaki (d. 1338), son of Yoshisada and provincial governor; suicide
—Yoshimune (1332-68), in defeat of Takauji
—Yoshimune (1332-68), defeating Takauji
—Yoshioki (d. 1358)
—Yoshioki (d. 1358)
—Yoshisada (1301-38) in Kyoto revolt; declares against Hojo, takes
Kamakura; provincial governor; accuses Takauji of treason; commands
army against Takauji; besieges Shirahata; escapes; faithful to
Go-Daigo; death
—Yoshisada (1301-38) in Kyoto revolts; declares against Hojo, takes
Kamakura; provincial governor; accuses Takauji of treason; commands
army against Takauji; besieges Shirahata; escapes; loyal to
Go-Daigo; death
—Yoshishige (d. 1202), ancestor of Tokugawa
—Yoshishige (d. 1202), ancestor of Tokugawa
Nittabe, Prince, residence of, site of Shodai-ji temple
Nittabe, Prince, home of the Shodai-ji temple
Niuchwang taken by Japanese (1894)
Niuchwang captured by Japan (1894)
Niwa Nagahide (1535-85), soldier of Nobunaga; councillor
Niwa Nagahide (1535-85), a soldier under Nobunaga; advisor.
No, dance and drama; Sadanobu regulates costume; masks
No, dance and drama; Sadanobu controls costumes; masks
No-ami, artist, patronized by Yoshimasa
No-ami, artist, supported by Yoshimasa
Nobility, primitive; administrative; growth of power at expense of Emperor; Daika attempts to distinguish from official ranks; titles of hereditary aristocracy annulled by Daika and estates escheated; nobles state pensioners; new titles under Temmu; influence of hereditary nobles against Daiho laws; court society in Heian epoch; in Meiji era; see Court Houses, Military Houses
Nobility, primitive; administrative; growth of power at the expense of the Emperor; Daika tries to distinguish from official ranks; titles of hereditary aristocracy canceled by Daika and estates forfeit; nobles as state pensioners; new titles under Temmu; influence of hereditary nobles against Daiho laws; court society in the Heian period; in the Meiji era; see Court Houses, Military Houses
Nobukatsu see Oda Nobukatsu
Nobukatsu sees Oda Nobukatsu
Nobunaga see Oda Nobunaga
Nobunaga, see Oda Nobunaga
Nobuteru see Ikeda Nobuteru
Nobuteru sees Ikeda Nobuteru
Nobuyoshi see Tokugawa Nobuyoshi
Nobuyoshi meets Tokugawa Nobuyoshi
Nogi, Kiten, Count (1849-1912), commanding 3d Army, at Dalny; receives surrender of Port Arthur; at Mukden
Nogi, Kiten, Count (1849-1912), in charge of the 3rd Army, at Dalny; accepts the surrender of Port Arthur; at Mukden
Nomi-no-Sukune, suggests clay effigies instead of human funeral sacrifices; wrestler; ancestor of Sugawara family
Nomi-no-Sukune suggests using clay figures instead of human sacrifices for funerals; wrestler; ancestor of the Sugawara family.
No-niwa, moor-garden
No-niwa, moor garden
Norimura see Akamatsu Norimura
Norimura sees Akamatsu Norimura
Nori Sachhi see Tori Shichi
Nori watches Tori Shichi
Norito, ancient rituals
Norito, ancient ceremonies
Northeastern Japan, political importance of
Northeastern Japan, political significance of
North-east gate, the Demon's gate
North-east gate, the Demon’s gate
Northern and Southern Dynasties; table; Northern in control
Northern and Southern Dynasties; table; Northern in control
Northern Japan, more primitive culture of
Northern Japan, with its more primitive culture of
Novik, Russian 2d-class cruiser at Port Arthur
Novik, a Russian second-class cruiser at Port Arthur
Nozu, Michitsura, Count (1840-1908), commanding 4th Army; at Mukden
Nozu, Michitsura, Count (1840-1908), commanding the 4th Army; at Mukden
Nuns, Buddhist, Imperial princesses become
Nuns, Buddhists, imperial princesses become
Nurses, provided for the Court by Mibu
Nurses, arranged for the Court by Mibu
Oama, younger brother of Naka (Emperor Tenchi), administrator during 7-year interregnum (661-668); appointed Tenchi's successor, declines in face of conspiracy; becomes Emperor Temmu
Oama, the younger brother of Naka (Emperor Tenchi), was the administrator during the 7-year interregnum (661-668). He was appointed as Tenchi's successor but declined due to a conspiracy and later became Emperor Temmu.
Oba Kagechika (d. 1182), hems in Yoritomo and crushes his army
Oba Kagechika (d. 1182) surrounds Yoritomo and defeats his army.
Oban, coin
Oban, coin
Obi, in Hyuga, Chinese trade
Obi, in Hyuga, Chinese commerce
Occupations, hereditary among prehistoric uji or families
Occupations passed down through prehistoric clans or families
Oda family, one of "8 Generals of Kwanto"; origin of family
Oda family, one of the "8 Generals of Kwanto"; origin of family
—Hidenobu (1581-1602), grandson of Nobunaga
—Hidenobu (1581-1602), Nobunaga's grandson
—Katsunaga (1568-82), death
—Katsunaga (1568-82), passed away
—Nobuhide (d. 1549) aids Crown
—Nobuhide (d. 1549) supports the Crown
—Nobukatsu, son of Nobunaga, in Ise; succession; Komaki war; peace with Hideyoshi; Hideyoshi's treatment; signs oath of loyalty
—Nobukatsu, son of Nobunaga, in Ise; succession; Komaki war; peace with Hideyoshi; Hideyoshi's treatment; signs oath of loyalty
—Nobunaga (1534-82); seizes Ise; career; Hideyoshi serves under; wins Okehazama; alliance with Ieyasu and Shingen; Court appeals to; attitude toward Yoshiaki; practically shogun; makes peace; friendly to Christians; aids Ieyasu; death; character; currency reform
—Nobunaga (1534-82); takes control of Ise; career; Hideyoshi serves under him; wins at Okehazama; forms an alliance with Ieyasu and Shingen; appeals to the Court; attitude toward Yoshiaki; virtually shogun; establishes peace; supportive of Christians; assists Ieyasu; death; personality; currency reform
—Nobutada (1557-82), with Ieyasu destroys army of Takeda Katsuyori; death; succession
—Nobutada (1557-82), along with Ieyasu, defeats the army of Takeda Katsuyori; death; succession
—Nobutaka (1558-83)
—Nobutaka (1558-83)
—Samboshi called Hidenobu (1581-1602), son of Nobutada, his successor
—Samboshi referred to Hidenobu (1581-1602), Nobutada's son, as his successor.
Odate, governor of Harima, and Oke and Woke
Odate, the governor of Harima, and Oke and Woke
Odate Muneuji, killed in attack on Kamakura
Odate Muneuji was killed in an attack on Kamakura.
Odawara, fortress of Hojo; Odawara-hyogi proverb of reluctance; attacked by Kenshin; surrenders (1590)
Odawara, the fortress of the Hojo; Odawara-hyogi saying about hesitance; attacked by Kenshin; surrenders (1590)
Oeyama Shutendoji, bandit
Oeyama Shutendoji, outlaw
Office and official called by same name; and rank, family qualifications for, before Heiji commotion
Office and official referred to by the same name; and rank, family qualifications for, before the Heiji disturbance.
Official or Court lands, kwanden, under Daiho laws
Official or Court lands, kwanden, under Daiho laws
—rank and aristocratic titles distinguished by the Daika
—rank and noble titles distinguished by the Daika
—rules (kyaku) supplementing Yoro laws
—rules (kyaku) supplementing Yoro legislation
Oga, eighth of the great uji, descended from Okuninushi
Oga, the eighth of the great uji, descended from Okuninushi
Ogawa, at Sekigahara
Ogawa, at Sekigahara
Ogigayatsu, family name taken by Uesugi Tomomune; feud with
Yamanouchi; against Hojo
Ogigayatsu, the family name adopted by Uesugi Tomomune; conflict with
Yamanouchi; opposing Hojo
Ogimaru see Hashiba Hidekatsu
Ogimaru meets Hashiba Hidekatsu
Oguchi, battle of, Hideyoshi defeats Shimazu Iehisa
Oguchi, Battle of, Hideyoshi defeats Shimazu Iehisa
Ogura, Mount, home of Fujiwara Sadaiye
Ogura, Mount, home of Fujiwara Sadaiye
Ogyu (or Butsu) Sorai (1666-1728), Confucianist, writes on "47
Ronin", and on government; revises code
Ogyu (or Butsu) Sorai (1666-1728), a Confucianist, writes about "47
Ronin" and government; updates the code
Ohama, nobleman, placates fishermen
Ohama, nobleman, calms fishermen
Ohatsuse, brother of Anko; apparently instigates murder of all between him and crown; succeeds as Yuryaku
Ohatsuse, brother of Anko, apparently orchestrates the murder of everyone between him and the throne; he succeeds as Yuryaku.
Oiratsume, incestuous sister of Karu
Oiratsume, Karu's incestuous sister
Oishi Yoshiyo (1659-1703), leader of "47 Ronin" (1703)
Oishi Yoshiyo (1659-1703), leader of the "47 Ronin" (1703)
Oiwa, general in Korea, tries to get throne of Kudara
Oiwa, a general in Korea, attempts to seize the throne of Kudara.
Ojin, 15th Emperor (270-310); 21 provinces added in his reign; ship building; palanquin
Ojin, the 15th Emperor (270-310); added 21 provinces during his reign; shipbuilding; palanquin.
Okabe Tadazumi kills Taira Tadanori at Ichi-no-tani
Okabe Tadazumi kills Taira Tadanori at Ichi-no-tani
Okagami, historical work
Okagami, historical document
Oka-yama, castle in Bizen
Okayama, castle in Bizen
Okazaki, in Mikawa, Ieyasu's castle in
Okazaki, in Mikawa, Ieyasu's castle in
Okazaki Masamune (1264-1344), swordsmith of Kamakura
Okazaki Masamune (1264-1344), a sword maker from Kamakura
Oke, Prince, see Kenso
Okay, Prince, see Kenso
Okehazama, battle (1560) victory of Nobunaga
Okehazama, battle (1560) victory of Nobunaga
Oki, Princess, see Myosho
Okay, Princess, see Myosho
Okimachi, 106th Emperor (1557-86); honours Kenshin, summons Nobunaga to Kyoto; Hideyoshi; decrees against Christianity
Okimachi, 106th Emperor (1557-86); honors Kenshin, summons Nobunaga to Kyoto; Hideyoshi; issues decrees against Christianity.
Okisada, see Sanjo
Okisada, check out Sanjo
Okitsugu, see Tanuma Okitsugu
Tanuma Okitsugu
Okiyo, Prince, governor of Musashi
Okiyo, Prince, governor of Musashi
Okoshi, see Mononobe Okoshi
Okoshi, refer to Mononobe Okoshi
Oku Hokyo, Count (b. 1844) commanding 2d Army wins battle of Kinchou; and of Telissu; at Mukden
Oku Hokyo, Count (b. 1844) commanding the 2nd Army wins the battle of Kinchou and of Telissu at Mukden.
Okubo family, guards of Hakone barrier
Okubo family, guardians of the Hakone barrier
—Tadachika (1553-1628) punished for disobedience to Military Law
—Tadachika (1553-1628) was punished for not following Military Law.
—Toshimitsu (1832-78) of Satsuma, in alliance with Choshu; and Korean question; assassinated
—Toshimitsu (1832-78) from Satsuma, allied with Choshu; Korean issue; assassinated
Okuma Shigenobu, Count (b. 1838); organizes Progressist party; attack upon, retirement; invited into Cabinet
Okuma Shigenobu, Count (b. 1838); organizes the Progressist Party; faced criticism, resigned; invited to join the Cabinet
Okuni-nushi, Kami, "Great Name Possessor"; ancestor of Oga-uji
Okuni-nushi, God, "Great Name Possessor"; ancestor of Oga-uji
Okura-no-Tsubone, Yodo's lady-in-waiting
Okura-no-Tsubone, Yodo's attendant
Okusaka, uncle of Anko, accused of treason; Okusakabe formed in his honour
Okusaka, Anko's uncle, was accused of treason; Okusakabe was formed in his honor.
Okuyama Yasushige (d. 1651)
Okuyama Yasushige (d. 1651)
Omi, muraji, befriends Oke and Woke
Omi, a muraji, becomes friends with Oke and Woke.
Omi, "grandee", title, applied to chiefs of conquest, and to subjects holding court office; higher than muraji; inferior title in Temmu's peerage
Omi, "grandee," is a title given to chiefs of conquest and to people with court offices; it's higher than muraji and is a lower title in Temmu's peerage.
Omi, immigrants from Kudara settle in; seat of court and place of issue of Omi statutes; capital moved to; Asai control; Buddhists help Asai in; rice grants
Omi, immigrants from Kudara settle in; seat of court and place of issue of Omi statutes; capital moved to; Asai control; Buddhists help Asai in; rice grants
Omitsu, son of Susanoo, imports cotton from Korea
Omitsu, son of Susanoo, brings in cotton from Korea.
Omiwa, Kami of
Omiwa, God of
Omura, fief in Hizen, represented in embassy to Europe of 1582
Omura, a fief in Hizen, was represented in the embassy to Europe in 1582.
—Sumitada (1532-87) invites Jesuits to Omura in Hizen; a Christian, persecutes
—Sumitada (1532-87) invites Jesuits to Omura in Hizen; as a Christian, he persecutes.
Omura Sumiyori (d. 1619), persecutes Christians
Omura Sumiyori (d. 1619) persecutes Christians.
O-muraji, head of o-uji or preeminent grandee; office held by Otomo and then Mononobe; political rivalry with o-omi; opposing Buddhism; property of, unimportant after the Daika; not in Temmu's scheme of titles
O-muraji, leader of o-uji or top noble; position held by Otomo and then Mononobe; political competition with o-omi; against Buddhism; status of, insignificant after the Daika; not included in Temmu's plan of titles.
Onakatsu, consort of Inkyo
Onakatsu, partner of Inkyo
Onchi, or Yenchi, uplands, distinguished from irrigated rice land in
Daiho code
Onchi, or Yenchi, uplands, set apart from irrigated rice land in
Daiho code
Ondo no Seto, strait near Kobe
Ondo no Seto, the strait close to Kobe
Onin, period, 1467-9, its records; civil war of; beginning of Sengoku
Jidai
Onin period, 1467-9, its records; civil war of; beginning of Sengoku
Jidai
Onjo-ji, in Omi, temple of Jimon branch, of Tendai sect, built by Otomo Suguri; its armed men; its abbot Raigo; part played by monastery in Yorimasa conspiracy; burnt by Taira (1180)
Onjo-ji, located in Omi, is a temple of the Jimon branch of the Tendai sect, built by Otomo Suguri; it had its armed men and its abbot Raigo; it played a role in the Yorimasa conspiracy; it was burned by the Taira in 1180.
Ono Tofu, scribe
Ono Tofu, writer
Ono Azumahito (d. 742), lord of eastern marches, builds castle of
Taga
Ono Azumahito (d. 742), lord of the eastern frontiers, builds the castle of
Taga
—Harunaga (d. 1615), son of Yodo's nurse, adviser of Hideyori; plots against Katagiri and Tokugawa; advises surrender of Osaka
—Harunaga (d. 1615), son of Yodo's nurse, advisor to Hideyori; schemes against Katagiri and Tokugawa; recommends surrendering Osaka
—Imoko, Japanese envoy to China (607 A.D.)
—Imoko, Japanese ambassador to China (607 A.D.)
—Yasumaro (d. 723), scribe; preface to Ko-jiki
—Yasumaro (d. 723), writer; introduction to Ko-jiki
—Yoshifuru, general of guards, crushes revolt of Fujiwara Sumitomo
—Yoshifuru, the chief of guards, puts down the rebellion led by Fujiwara Sumitomo
Onogoro, mythic island in story of cosmogony
Onogoro, a legendary island in the tale of creation.
Ooka Tadasuke (1677-1751), chief-justice in Yedo; revises code
Ooka Tadasuke (1677-1751), chief justice in Edo; updates the code
O-oku, harem
O-oku, harem
O-omi, pre-eminent ami, head of Kwobetsu-uji; rivalry with o-muraji; favour Buddhism; pre-eminent after death of Mononobe Moriya; title given by Soga Emishi to his sons; no longer important after Daika (645)
O-omi, leading friend, head of Kwobetsu-uji; rivalry with o-muraji; supports Buddhism; prominent after the death of Mononobe Moriya; title given by Soga Emishi to his sons; no longer significant after Daika (645)
Operative regulations, Shiki, supplementing Yoro laws
Operative regulations, Shiki, adding to Yoro laws
Oracle, of Sun Goddess at Ise; War God at Usa
Oracle, of the Sun Goddess at Ise; War God at Usa
Orange (tachibana) seeds brought from China (61 A.D.); trees introduced
Orange (tachibana) seeds brought from China (61 A.D.); trees introduced
Ordeal; of fire; of boiling water, kugadachi; used in Korea by Keno; in questions of lineage
Ordeal by fire; by boiling water, kugadachi; used in Korea by Keno; in matters of lineage.
Organtino (1530-1609), Jesuit, Hideyoshi's treatment
Organtino (1530-1609), Jesuit, Hideyoshi's treatment
Orloff, Russian general, ambuscaded at Liaoyang
Orloff, a Russian general, was ambushed at Liaoyang.
Orpheus-Eurydice legend, Japanese parallel
Orpheus-Eurydice myth, Japanese counterpart
Osabe, Prince Imperial, son of Konin, poisoned (772)
Osabe, Prince Imperial, son of Konin, was poisoned (772)
Osada Tadamune and his son Kagemune kill Minamoto Yoshitomo
Osada Tadamune and his son Kagemune kill Minamoto Yoshitomo.
Osadame Hyakkajo, Hundred Articles of Law
Osadame Hyakkajo, Hundred Articles of Law
Osafune, swordsmith
Osafune, sword maker
Osaka, campaign from, against Sujin; Hideyoshi's castle; Chinese envoys; Franciscan convent; missionaries' residence; castle attacked; taken by Ishida; party of, refuse oath of loyalty to Tokugawa; castle partly destroyed; taken; vendetta illegal in; Nakai Seishi's school; rice exchange; jodai; traders crush English and Dutch competition; opened by Hyogo demonstration (1866)
Osaka, campaign from, against Sujin; Hideyoshi's castle; Chinese envoys; Franciscan convent; missionaries' residence; castle attacked; taken by Ishida; group of, refuse oath of loyalty to Tokugawa; castle partly destroyed; taken; vendetta illegal in; Nakai Seishi's school; rice exchange; jodai; traders crush English and Dutch competition; opened by Hyogo demonstration (1866)
Osaragi Sadanao, Hojo general, suicide (1333)
Osaragi Sadanao, Hojo general, took his own life (1333)
Osawa family, masters of ceremonies
Osawa family, event planners
Osazaki, life name of Emperor Nintoku
Osazaki, the personal name of Emperor Nintoku
Oshihi, ancestor of Otomo chiefs
Oshihi, ancestor of Otomo leaders
Oshikatsu, Rebellion of
Oshikatsu, Rebellion of
Oshioki Ojomoku, code
Oshioki Ojomoku, code
Oshio Heihachiro (1792-1837) leads revolt after famine of 1836-7
Oshio Heihachiro (1792-1837) leads a rebellion after the famine of 1836-1837.
Oshiwa, son of Richu, killed by Yuryaku
Oshiwa, son of Richu, was killed by Yuryaku.
Oshiyama, governor of Mimana, recommends cession of part of Mimana to
Kudara; territorial dispute of
Oshiyama, the governor of Mimana, suggests giving up part of Mimana to
Kudara; territorial dispute of
Oshu, or Mutsu subjugated (1189); revolt of Ando
Oshu, or Mutsu conquered (1189); Ando's rebellion
Ota Sukekiyo (1411-93), builds fort at Iwatsuki
Ota Sukekiyo (1411-93) builds a fort at Iwatsuki.
Dokwan or Sukenaga (1432-86), builds fort at Yedo; aids Ogigayatsu branch of Uesugi
Dokwan or Sukenaga (1432-86) builds a fort in Yedo and assists the Ogigayatsu branch of Uesugi.
Otani, Nagamasa's castle
Nagamasa's Castle, Otani
Oto, sister of Onakatsu, concubine of Inkyo
Oto, sister of Onakatsu, and mistress of Inkyo
Oto, son of Tasa
Oto, son of Tasa
Oto Miya see Morinaga
Oto Miya sees Morinaga
Otoko-yama, surrendered
Otoko-yama, gave up
Otomo family, descent; gate-guards; in Kyushu; treatment of Xavier in
Bungo; feudatory and son Christians; persecute Buddhists
Otomo family, descent; gatekeepers; in Kyushu; treatment of Xavier in
Bungo; vassal and son Christians; persecute Buddhists
—general, defeats Iwaki and Hoshikawa
—general, defeats Iwaki and Hoshikawa
—Prince, prime-minister (671); conspiracy against Oama, succession as
Kobun
—Prince, prime minister (671); conspiracy against Oama, succession as
Kobun
—Chikayo, tandai of Kyushu (1396)
—Chikayo, leader of Kyushu (1396)
—Satehiko, in Korea (562)
—Satehiko, in Korea (562)
—Yakamochi (d. 785), anthology
—Yakamochi (d. 785), collection
—Yoshishige, called Sorin, (1530-87), in wars in Kyushu; defeated in
Hizen, appeals to Hideyoshi
—Yoshishige, known as Sorin, (1530-87), fought in wars in Kyushu; defeated in
Hizen, he appeals to Hideyoshi
Otsu, port
Otsu, harbor
Otsu, Prince, son of Temmu; rebels against Jito and is killed
Otsu, Prince and son of Temmu, rebels against Jito and is killed.
Otsuki Heiji advocates foreign intercourse
Otsuki Heiji supports foreign relations
O-U, O-shu (Mutsu) and U-shu (Dewa); in 16th century wars
O-U, O-shu (Mutsu) and U-shu (Dewa); in 16th-century wars
Ouchi family of Suwo, and the revolt of 1399; conspires in behalf of
Hosokawa Yoshitane; tandai; in charge of relations with Korea, and
China; quarrel with Shogun; superintend pirates; scholarship; gifts
to Throne; power in 16th century, taken over by Mori Motonari
Ouchi family of Suwo and the revolt of 1399; plots on behalf of
Hosokawa Yoshitane; tandai; responsible for relations with Korea and
China; conflict with the Shogun; oversee pirates; scholarship; gifts
to the Throne; power in the 16th century, taken over by Mori Motonari
—Masahiro, pirate leader
—Masahiro, captain of the crew
—Mochiyo (1395-1442)
—Mochiyo (1395-1442)
—Yoshihiro (1355-1400), Muromachi general, negotiates with Southern
Court; slanders Imagawa Ryoshun; suicide
—Yoshihiro (1355-1400), a general from the Muromachi period, negotiates with the Southern Court; badmouths Imagawa Ryoshun; takes his own life.
—Yoshinaga (d. 1557)
—Yoshinaga (d. 1557)
—Yoshioki (1477-1528), deputy kwanryo to Hosokawa Yoshitane; removes to Suwo
—Yoshioki (1477-1528), deputy kwanryo to Hosokawa Yoshitane; moves to Suwo
—Yoshitaka (1507-51), re-establishes (1548) trade with China; Chinese literature; defeated by Suye Harukata
—Yoshitaka (1507-51) picks up trade with China again in 1548; Chinese literature; defeated by Suye Harukata
Owari, province, Nobunaga in; fighting in Komaki war; Tokugawa of
Owari Province, Nobunaga is fighting in the Komaki War against Tokugawa.
Oyama, Iwao, Prince (b.1842), at Mukden
Oyama, Iwao, Prince (b. 1842), at Mukden
Oyamada Takaiye, sacrifice saves Nitta Yoshisada
Oyamada Takaiye, sacrifice saves Nitta Yoshisada
Oye family could hold office above 5th rank; scholars; in Ashikaga administration
Oye family could hold positions above the 5th rank; scholars; in the Ashikaga administration.
—Hiramoto (1148-1225), first president of man-dokoro; reforms (1185); sent to Kyoto after earthquake of 1185; in council of Bakufu; remonstrates with Sanetomo; urges offensive at beginning of Shokyu struggle; death
—Hiramoto (1148-1225), first president of the man-dokoro; reforms (1185); sent to Kyoto after the earthquake of 1185; in the council of Bakufu; argues with Sanetomo; advocates for an offensive at the start of the Shokyu struggle; death
—Masafusa, general in Nine Years' Commotion; attempt to placate Raigo
—Masafusa, general during the Nine Years' Commotion; tries to calm Raigo
—Tomotsuna, littérateur
—Tomotsuna, writer
O Yo-mei see Wang Yang-ming
Oh Yo-mei, see Wang Yang-ming.
Paddy-loom, introduction
Paddy loom, introduction
Pagoda, 7-storey; 13-storey; many built by Shirakawa
Pagoda, 7 stories; 13 stories; many constructed by Shirakawa
Pahan-Hachiman, of pirate ships
Pahan-Hachiman, of pirate ships
Paikche, or Kudara, near Seoul, Japanese alliance with; artisans from
Paikche, or Kudara, located near Seoul, had an alliance with Japan and artisans from
Paik-chhon-ku (Ung-jin), Japanese and Kudara army defeated by Chinese
A.D.
Paik-chhon-ku (Ung-jin), the Japanese and Kudara forces were defeated by the Chinese
A.D.
Painting, Chinese, in Japan; and Korean; in years 540-640; in Nara epoch; in Heian epoch; in Kamakura period; in Muromachi period
Painting, Chinese, in Japan; and Korean; in the years 540-640; during the Nara period; in the Heian period; throughout the Kamakura period; in the Muromachi period
Palace, ancient; consecration; in Nintoku's reign; Asuka; temporary, in burial; Kyoto palace burned and rebuilt; guards; officials; Yoshimitsu's; Yoshimasa's; Hideyoshi's
Palace, ancient; dedication; during Nintoku's reign; Asuka; temporary, in burial; Kyoto palace was burned and rebuilt; guards; officials; Yoshimitsu's; Yoshimasa's; Hideyoshi's
Palanquin, koshi, of 3rd century; one-pole, kago; legislation about; luxurious use of, in Genroku period
Palanquin, koshi, from the 3rd century; one-pole, kago; laws regarding; luxurious use of, during the Genroku period
Paletot
Overcoat
Palisades, early defence
Palisades, early defense
Pattada, Russian cruiser at Port Arthur
Pattada, Russian cruiser at Port Arthur
Paper currency
Cash
Parkes, Sir Harry (1828-85), and Hyogo demonstration
Parkes, Sir Harry (1828-85), and the Hyogo demonstration
Parks in Heian epoch in Kyoto; in Kamakura period; in Muromachi; see
Landscape gardening
Parks in the Heian period in Kyoto; during the Kamakura period; in the Muromachi period; see
Landscape gardening
Parties, political, personal character of; opposition to cabinet; union of Liberals and Progressists
Parties, political, personal character of; opposition to the cabinet; union of Liberals and Progressives
Partitions in houses
Room dividers in homes
Parturition hut, ubuya
Birthing hut, ubuya
Paulownia, Imperial badge
Paulownia, Imperial emblem
Pavilion, Golden, of Yoshimitsu; Silver of Yoshimasa
Pavilion, Golden, of Yoshimitsu; Silver of Yoshimasa
Pawnshops, heavy taxes on
Pawnshops, high taxes on
Peaches in myth of Izanagi and Izanami; Chinese origin of story
Peaches in the myth of Izanagi and Izanami; the Chinese origin of the story
Peach Hill, Momoyama, Hideyoshi's palace
Peach Hill, Momoyama, Hideyoshi's palace
"Peerage," Japanese, Seishi-roku (814 A.D.)
"Peerage," Japanese, Seishi-roku (814 AD)
Pehchili, in Boxer Rebellion
Pehchili, during Boxer Rebellion
Peking, Japanese in march to, during Boxer Rebellion
Peking, Japanese in march to, during Boxer Rebellion
Penal law and penalties, ancient; proto-historic; ritsu of Daiho and
Yoro; in Joei code; in Tokugawa period
Penal law and penalties, ancient; proto-historic; ritsu of Daiho and
Yoro; in Joei code; in Tokugawa period
Perry, Matthew C. (1794-1858), Commodore, U.S.N., and treaty with
Japan
Perry, Matthew C. (1794-1858), Commodore, U.S. Navy, and treaty with
Japan
Persecution of Buddhists, by Christians, influence Hideyoshi; of
Jesuits after edict of 1587; of Franciscans; of Dominicans (1622); of
Japanese Christians (1613); (1616), (1622), in Iemitsu's time
Persecution of Buddhists by Christians influenced Hideyoshi; of
Jesuits after the edict of 1587; of Franciscans; of Dominicans (1622); of
Japanese Christians (1613); (1616), (1622) during Iemitsu's time.
Perseus-Andromeda story, Japanese parallel
Perseus-Andromeda story, Japanese counterpart
Pescadores, ceded by China (1895)
Pescadores, handed over by China (1895)
Pessoa, Andrea, blows up his ship at Nagasaki
Pessoa, Andrea, blows up his ship in Nagasaki.
Pestilence in reign of Sujin; in 1182; in 1783-6; displeasure of gods at adoption of Buddhism
Pestilence during Sujin's reign; in 1182; in 1783-1786; the gods' anger at the adoption of Buddhism.
Petition-box (meyasu-bako) and right of petition (645 A.D.); abuse of, pointed out in Miyoshi no Kiyotsura; petition bell in Kamakura; boxes re-introduced
Petition box (meyasu-bako) and right to petition (645 A.D.); misuse of, highlighted by Miyoshi no Kiyotsura; petition bell in Kamakura; boxes brought back
Petropavlovsk, Russian battle-ship, sunk
Petropavlovsk, Russian battleship, sunk
Pets, cats and dogs
Pets, cats, and dogs
Pheasant in myth of Heavenly Young Prince
Pheasant in the myth of the Heavenly Young Prince
—White, Hakurchi, nengo or year-period, 650-4 A.D.
—White, Hakurchi, nengo or year-period, 650-4 A.D.
Philippine Islands, promised to Hideyoshi by Franciscans; Ieyasu's embassies to; conquest of, urged by Cocks, and by Matsukura and Takenaka; Japanese forbidden to visit; governor-general of, in Japan
Philippine Islands, promised to Hideyoshi by Franciscans; Ieyasu's embassies to; conquest of, urged by Cocks, and by Matsukura and Takenaka; Japanese forbidden to visit; governor-general of, in Japan
Phung-chang, prince of Kudara
Phung-chang, prince of Kudara
Physical characteristics of Japanese
Physical traits of Japanese people
Piece, 40 ft., unit of cloth measure
Piece, 40 ft., unit of fabric measurement
Pine-bark for food
Pine bark for food
Pine trees in Yedo castle
Pine trees in Edo Castle
Pirates in Shikoku, Fujiwara Sumitomo sent against; Japanese piracy in Muromachi epoch; and invasion of Korea
Pirates in Shikoku, Fujiwara Sumitomo was sent against; Japanese piracy during the Muromachi period; and the invasion of Korea.
Pit-dwellers see Tsuchi-gumo
Pit-dwellers spot Tsuchi-gumo
Pitszewo, landing-place of 2d Japanese army (1904)
Pitszewo, landing spot of the 2nd Japanese army (1904)
Plum tree groves, 612; blossom festival
Plum tree groves, 612; blossom festival
Poetry; Nara epoch; Heian; Chinese style; in battle; in Genroku era; bureau of; quoted; see Couplet Composing
Poetry; Nara period; Heian; Chinese style; in battle; in Genroku era; office of; quoted; see Couplet Composing
Pohai, Korean kingdom of 8th century recognized by Japan as successor of Koma
Pohai, an 8th-century Korean kingdom recognized by Japan as the successor of Koma.
Pok-ein, Kudara general, defeats Shiragi troops (660)
Pok-ein, the Kudara general, defeats the Shiragi troops (660)
Police, doshin
Police, officer
—Board, Danjo-dai, duties taken over by kebiishi
—Board, Danjo-dai, responsibilities taken over by kebiishi
—executive, kebiishi, (810-29)
—executive, kebiishi, (810-29)
Poltava, Russian cruiser at Port Arthur
Poltava, Russian cruiser at Port Arthur
Polygamy in early Japan
Polygamy in ancient Japan
Polytheism of early Buddhism
Buddhism's early polytheism
Pontiff, ho-o, title taken by abdicating Emperor
Pontiff, ho-o, title taken by resigning Emperor
Porcelain
Ceramic
Port Arthur, taken from Chinese (1894); Russian railway; Russian fleet at, crippled by Japanese; Japanese attack on, was it warranted?; fleet further crippled; harbour entrance blocked; movements toward; captured (end of 1904)
Port Arthur, taken from China (1894); Russian railway; Russian fleet at, damaged by the Japanese; Japanese attack on, was it justified?; fleet further damaged; harbor entrance blocked; movements toward; captured (end of 1904)
Portsmouth, Peace of, (text)
Portsmouth Peace
Portuguese in Japan; introduce fire-arms; Spanish jealousy of; Dutch and English intrigue against; instigate Christian revolt; edict of 1637 against; refuse grant in Yedo; monopolize early trade; end of trade
Portuguese in Japan; introduce firearms; Spanish jealousy of; Dutch and English plots against; instigate Christian rebellion; edict of 1637 against; refuse grant in Edo; monopolize early trade; end of trade
Post bells, suzu
Post bells, suzu
Posthumous names; official rank first conferred
Posthumous names; official rank first given
Posting stations
Posting locations
Potato, sweet, introduced
Sweet potato, introduced
Powder, in costume
Powder in costume
Prayer, magic, etc.
Prayer, magic, etc.
Preble, American brig, in Nagasaki (1847)
Preble, an American brig, in Nagasaki (1847)
Prefectural government as opposed to feudal; prefecture or ken
Prefectural government instead of feudal; prefecture or ken
Prices, official, (1735)
Prices, official, (1735)
Priesthood, Buddhist, attempt to bring under law; armed priests; princes enter, except Crown Prince; temporal power; scholarship
Priesthood, Buddhist, tries to bring things under control; armed priests; princes come in, except for the Crown Prince; worldly power; education
—Catholic, Ieyasu's attitude; and see Jesuits, Franciscans,
Dominicans, Augustins
—Catholic, Ieyasu's attitude; and see Jesuits, Franciscans,
Dominicans, Augustinians
—Shinto, early rules
—Shinto, initial guidelines
Prime Minister, 85, development of political power; office first established (671)
Prime Minister, 85, growth of political power; office first created (671)
Primogeniture in early times, Imperial; in the family; Imperial, established 696 A.D.
Primogeniture in ancient times, Imperial; within the family; Imperial, established 696 A.D.
Princely Houses
Noble Families
Princes, Imperial, change of status in Nara epoch; many become priests in Ashikaga epoch; abbots of Enryaku-ji and Kwanei-ji; all but Crown Prince enter priesthood; prince abbots, or monzeki
Princes from the Imperial family experienced a change in status during the Nara period; many became priests during the Ashikaga period; they served as abbots of Enryaku-ji and Kwanei-ji; all except the Crown Prince entered the priesthood; these were the prince abbots, or monzeki.
Printing, Buddhist amulets (770); in China; from movable type, about 1592
Printing, Buddhist amulets (770); in China; using movable type, around 1592
Prisons
Jails
Privy council, Daijo (dajo) kwan; Board of
Privy council, Daijo (dajo) kwan; Board of
Progressist party, Shimpo-to, organized (1881) by Okuma; joins with
Liberals
Progressive party, Shimpo-to, founded (1881) by Okuma; combines with
Liberals
Promotion, official, Chinese system introduced (603 A.D.); under
Daiho
Promotion, official, Chinese system introduced (603 A.D.); under
Daiho
Prose of Nara epoch; of Engi era wholly in Chinese; Ki no Tsurayuki's preface to Kokin-shu
Prose from the Nara period; during the Engi era, entirely in Chinese; Ki no Tsurayuki's introduction to the Kokin-shu
Prosody, Japanese; and see Poetry, Couplet
Prosody, Japanese; and see Poetry, Couplet
Prostitution in Yedo; Sadanobu's legislation
Prostitution in Edo; Sadanobu's laws
Provinces, kuni, in reign of Seimu; classification, and subdivision into kori, under Daiho; difference between capital and provinces in Heian epoch; lawlessness; power of provincial families; Bushi employed by provincial nobles; shugo system, abolished by Kemmu restoration; local autonomy abolished
Provinces, kuni, during the rule of Seimu; classification and subdivision into kori, under Daiho; the distinction between the capital and provinces in the Heian period; lawlessness; influence of provincial families; Bushi hired by provincial lords; the shugo system, which was abolished by the Kemmu restoration; local autonomy eliminated.
Provincial rulers, in early times; administration by imperial princes; early kuni-no-miyatsuko, later kokushi; kokushi under Daika; abuses under Shomu and Koken; use forced labour to reclaim uplands; term reduced to 5 years (774); administration criticized by Miyoshi no Kiyotsura; administration after Onin war; in Muromachi period; and Christianity
Provincial rulers in ancient times; management by imperial princes; early kuni-no-miyatsuko, later known as kokushi; kokushi during the Daika period; misconduct under Shomu and Koken; use of forced labor to reclaim uplands; term shortened to 5 years (774); administration criticized by Miyoshi no Kiyotsura; administration after the Onin war; during the Muromachi period; and Christianity.
—temples, kokubun-ji; expense
—temples, kokubun-ji; cost
—troops, abolished (792) except on frontiers
—troops, removed (792) except at the borders
Public land, Kugaiden
Public land, Kugaiden
Purchase value of money
Value of money
Purification, Great, Oharai; regular, harai; bodily, misogi; as punishment for persons of high rank
Purification, Great, Oharai; regular, harai; bodily, misogi; as punishment for those of high rank
Purple court costume; ecclesiastical robes
Purple court outfit; church robes
Pyong-yang, Korea; in campaign of 1592; taken from Japanese by
Chinese (1593); Chinese defeated at, (1894)
Pyongyang, Korea; captured from the Japanese during the campaign of 1592 by
the Chinese (1593); the Chinese were defeated at (1894)
Queen's Country, Chinese name for Kyushu and west-coast provinces because of female rulers
Queen's Country, the Chinese name for Kyushu and the western provinces, refers to areas ruled by female leaders.
Queue—wearing and official caps, (603)
Queue—wearing official caps, (603)
Quiver
Shake
Race of Japanese
Japanese ethnicity
Raconteurs or reciters, guild of, Kataribe, (ill)
Raconteurs or storytellers, guild of, Kataribe, (ill)
Raigo, abbot, influence
Raigo, abbot, impact
Rai Miki (1825-59), in Imperial restoration movement
Rai Miki (1825-59) was involved in the movement for the restoration of the emperor.
Rai Sanyo (1780-1832) on ethical effects of Chinese classics; on Mintoku; on Bakufu; on the Hojo; on Morinaga; on Yoshisada; on development of tactics
Rai Sanyo (1780-1832) on the ethical impacts of Chinese classics; on Mintoku; on Bakufu; on the Hojo; on Morinaga; on Yoshisada; on the evolution of tactics
Railways, Englishmen employed in planning; modern building
Railways, English people working in planning; modern construction
Rakuo, pen-name of Matsudaira Sadanobu
Rakuo, the pen name of Matsudaira Sadanobu
Rank, hon-i; changed by Taira Kiyomori after Heiji commotion; and costume
Rank, honor; changed by Taira Kiyomori after the Heiji incident; and costume
Ransetsu, verse-writer
Ransetsu, poet
Ratio of copper and silver in coinage; of silver and gold
Ratio of copper and silver in coins; of silver and gold
Reclamation, of upland, in 8th century; and perpetual title; in
Yoshimune's time
Reclamation of upland in the 8th century and permanent title in
Yoshimune's era.
Recluse Emperors, Three; and see Camera Government
Reclusive Emperors, Three; and check out Camera Government
Recorder, of judgments
Judgment recorder
Recorders, Court of
Court Recorders
Records, early Japanese; local
Local early Japanese records
Red court costume, mark of highest rank; colour of Taira ensign
Red court costume, symbol of the highest rank; color of the Taira flag
Red Monk, name given to Yamana Mochitoyo
Red Monk, the name given to Yamana Mochitoyo
Red walls
Red walls
Reed, source of terrestrial life; boat in Japanese myth
Reed, source of life on Earth; boat in Japanese mythology
Reform, Great (645)
Great Reform (645)
Regent for grown Emperor, mayor of palace, kwampaku, office abolished after Kemmu restoration, in Tokugawa period; to minor, sessho; military, shikken
Regent for the adult Emperor, mayor of the palace, kwampaku, position eliminated after the Kemmu restoration, during the Tokugawa period; for minors, sessho; military, shikken.
Regent Houses, Five, Go-Sekke
Regent Houses, Five, Go-Sekke
Registrar of Vessels
Vessel Registrar
Registration of land
Land registration
Reigen, 112th Emperor (1663-86); abdicates
Reigen, 112th Emperor (1663-86); steps down
Rein, J. J., on chronology
Rein, J. J., on timeline
Reizei, 63rd Emperor (968-969), grandson of Fujiwara no Morosuke
Reizei, 63rd Emperor (968-969), grandson of Fujiwara no Morosuke
Relief in crop-failure or sickness, under Daiho laws; for debtors; for sufferers from fire and tornado; for famine
Relief for crop failures or illness, under Daiho laws; for borrowers; for those affected by fire and tornado; for famine.
Religion, early rites; rites reorganized; Emperor at head of; in
protohistoric period; Board of; Miyoshi Kiyotsura's description;
Yoritomo's attitude; in Muromachi period; Department of; and see
Mythology, Shinto, Buddhism, Christianity
Religion, early rituals; rituals restructured; Emperor at the top; in
the protohistoric period; Board of; Miyoshi Kiyotsura's account;
Yoritomo's perspective; during the Muromachi period; Department of; and see
Mythology, Shinto, Buddhism, Christianity
Ren, lady of Go-Daigo, conspires against Morinaga, for her son
Tsunenaga
Ren, the lady of Go-Daigo, is plotting against Morinaga, for her son
Tsunenaga
Rennyo Shonin see Kenju
Rennyo Shonin sees Kenju
Restoration, of Kemmu era; of 1867
Restoration of the Kemmu era; of 1867
Return, English ship
Come back, English ship
Retvisan, Russian battleship at Port Arthur
Retvisan, a Russian battleship at Port Arthur
Rhinoceros, fossil
Rhinoceros fossil
Rice, castle; diet; culture; chewers, nurses; corporation of cultivators; for public use; standard of exchange; store-houses, for sale to travelers; loaned to farmers; substitute crops urged; boiled and dried, ration; paddy-loom; area cultivated, 15th century, beginning of 16th century; currency; relief tax on feudatories; production increased; rice exchange; classification of fields; modern crops
Rice, castle; diet; culture; eaters, caregivers; group of farmers; for community use; medium of exchange; warehouses, for sale to travelers; lent to farmers; alternative crops promoted; cooked and dried, portion; paddy-loom; area cultivated, 15th century, start of 16th century; money; relief tax on lords; production grew; rice trading; classification of fields; contemporary crops
Richardson, English subject, killed in Namamugi
Richardson, an Englishman, was killed in Namamugi.
"Rich Gem," Princess, in myth of Hosuseri and Hohodemi
"Rich Gem," Princess, in the myth of Hosuseri and Hohodemi
Richu, 17th Emperor (400-405 A.D.), first of "protohistoric" sovereigns
Richu, 17th Emperor (400-405 A.D.), first of the "protohistoric" rulers
Right, Minister of
Right, Minister of
Rikken Seiyukai, "Friends of the Constitution"
Rikken Seiyukai, "Friends of the Constitution"
Riparian improvements under Nintoku
Riparian upgrades under Nintoku
Rituals, Ancient
Ancient Rituals
River of Heaven, Milky Way
River of Heaven, Milky Way
Rock, Sacred, on Kannabi mountains
Sacred Rock on Kannabi mountains
Rodriguez, Joao (1559-1633), Portuguese Jesuit, interpreter at Yedo
Rodriguez, Joao (1559-1633), Portuguese Jesuit, interpreter in Edo
Roju, seniors, cabinet; council of ministers, removed from proximity to shogun; and tax collecting; judges
Roju, seniors, cabinet; council of ministers, distanced from the shogun; and tax collection; judges
Rokkaku, one of Five Regent Houses; Yoshihisa's campaign against
Rokkaku, one of the Five Regent Houses; Yoshihisa's campaign against
—Sadayori, see Sasaki Sadayori
—Sadayori, refer to Sasaki Sadayori
—Takayori, see Sasaki Takayori
—Takayori, check out Sasaki Takayori
Rokuhara, n. and s. suburbs of Kyoto, offices of the Bakufu tandai; in Kyoto revolt
Rokuhara, north and south suburbs of Kyoto, offices of the Bakufu tandai; in Kyoto revolt
Rokujo, 79th Emperor (1166-1168)
Rokujo, 79th Emperor (1166-1168)
Roku Kokushi, Six National Histories
Roku Kokushi, Six National Histories
Rokuon-ji, family temple of Yoshimitsu
Rokuon-ji, Yoshimitsu's family temple
Roku-sho-ji, Six Temples built by Shirakawa
Roku-sho-ji, Six Temples built by Shirakawa
Roman Empire, early trade with China
Roman Empire, early trade with China
Ronin, free lances; revolt of; "47"
Ronin, freelancers; uprising of "47"
Roofs
Roofs
Rope, straw, in myth; paper-mulberry, used in fishing
Rope, straw, in myth; paper mulberry, used for fishing
Rosen, Roman Romanovitch, Baron, Russian peace commissioner at
Portsmouth
Rosen, Roman Romanovitch, Baron, Russian peace commissioner at
Portsmouth
Rossia, Russian cruiser at Vladivostok
Russia, Russian cruiser in Vladivostok
Rouge, in costume
Rouge, in costume
Rozhdestvensky, Ziniry Petrovitch (b. 1848), commanding Baltic squadron, defeated by Togo
Rozhdestvensky, Ziniry Petrovitch (b. 1848), commander of the Baltic squadron, was defeated by Togo.
Rules for Decisions; of Judicial Procedure
Rules for Decisions; of Judicial Procedure
—and Regulations of Three Generations, Saridai-Kyaku-shiki; revised (819)
—and Regulations of Three Generations, Saridai-Kyaku-shiki; revised (819)
Rurik, Russian cruiser
Rurik, Russian warship
Russia, relations with, 18th and early 19th centuries; joins France and Germany in note protesting against Japanese occupation of Manchurian littoral; war with; peace, (text); situation in 1911
Russia, relations with, 18th and early 19th centuries; joins France and Germany in a note protesting against Japanese occupation of the Manchurian coast; war with; peace, (text); situation in 1911
Russian, name Akuro-o may be read Oro-o and mean
Russian, the name Akuro-o can be read as Oro-o and means
Ryobu Shinto, mixed Shinto, Kami being avatars of Buddhas
Ryobu Shinto, a blended form of Shinto, views kami as avatars of Buddhas.
Ryogoku, bridge in Yedo
Ryogoku, bridge in Edo
Ryoken, priest of Nanzen-ji
Ryoken, Nanzen-ji priest
Ryoshun see Imagawa Sadayo
Ryoshun sees Imagawa Sadayo
Ryu, Shinki, artist
Ryu, Shinki, creator
Ryuko, Buddhist priest, advises of Tsunayoshi
Ryuko, a Buddhist priest, gives advice to Tsunayoshi.
Ryokyu Islands, language cognate to Japanese; King of, intervenes; Japanese intercourse with islands; king of, and Japanese invasion of mainland; French in, (1846); Formosa and; Chinese claims to, given up
Ryokyu Islands, a language related to Japanese; King of, intervenes; Japanese interaction with the islands; king of, and Japanese invasion of the mainland; French in, (1846); Formosa and; Chinese claims to, given up.
Ryuzoki, Kyushu family, defeat Shoni
Ryuzoki, Kyushu family, defeat Shoni
—Takanobu (1530-85), death
—Takanobu (1530-85), passed away
Sacrifice, early; human; of weapons; at grave
Sacrifice, early; human; of weapons; at grave
Sadami, Prince, Emperor Uda (q.v.)
Sadami, Prince, Emperor Uda (see entry)
Sadanobu see Matsudaira Sadanobu
Sadanobu meets Matsudaira Sadanobu
Sadato see Abe Sadato
Sad to see Abe Sadato
Sadatoki see Hojo Sadatoki
Sadatoki sees Hojo Sadatoki
Sadatsune, Prince, sons
Sadatsune, Prince, sons
Sadayori see Sasaki Sadayori
Sadayori sees Sasaki Sadayori
Sado, island, in early myth; settlement; silver mines; penal establishment
Sado, an island, known in early myths; settlement; silver mines; prison establishment
Sado Maru, Japanese transport sunk by Vladivostok squadron
Sado Maru, a Japanese transport ship, was sunk by the Vladivostok squadron.
Saegusa Moriyoshi (d. 1651)
Saegusa Moriyoshi (d. 1651)
Saeki family, member of, made state councillor
Saeki family, member of, made state councillor
Saga, 52nd Emperor (810-23); as calligrapher; his children and the
Minamoto
Saga, 52nd Emperor (810-823); as a calligrapher; his children and the
Minamoto
Genji, branch of Minamoto
Minamoto clan, Genji branch
Sagami province conquered by Hojo Soun; Hojo and Uesugi; tobacco in
Sagami province taken over by Hojo Soun; Hojo and Uesugi; tobacco in
Sagara (Sawara) Crown Prince under Kwammu
Sagara (Sawara) Crown Prince under Kwammu
Saghalien, Russians in (18th century); Russian and Japanese claims in; Russian title recognized (1875); Japan's claim to, after war with Russia; not to be fortified
Saghalien, Russians in (18th century); Russian and Japanese claims in; Russian title recognized (1875); Japan's claim to, after war with Russia; not to be fortified
Saho plots against Suinin
Saho schemes against Suinin
Saicho, posthumously Dengyo Daishi, 805 A.D. introduces Buddhist
Tendai, (ill.)
Saicho, later known as Dengyo Daishi, introduced Buddhist Tendai in 805 A.D.
Saigo Takamori or Kichinosuke (1827-77), leader in anti-foreign movement; in alliance with Choshu; urges war with Korea and resigns from cabinet (1873); in Satsuma rebellion, (ill.)
Saigo Takamori, also known as Kichinosuke (1827-77), was a leader in the anti-foreign movement. He allied with Choshu and pushed for war with Korea, then resigned from the cabinet in 1873. He was involved in the Satsuma rebellion (ill.).
Saigyo Hoshi (1118-90), poet and ascetic
Saigyo Hoshi (1118-90), poet and ascetic
Saiko, bonze
Saiko, monk
Saikyo, western capital
Saikyo, western capital
Saimei, Empress (655-61), the Empress Kogyoku succeeds Kotoku;
Yemishi at coronation
Saimei, Empress (655-61), Empress Kogyoku takes over from Kotoku;
Yemishi at the coronation
Saimyo-ji, Zen temple
Saimyo-ji, Zen temple
Saionji in Kawachi
Saionji in Kawachi
—Kimmochi, Marquis (b. 1849), head of Constitutionist (Liberal) party
—Kimmochi, Marquis (b. 1849), leader of the Constitutional (Liberal) party
Sairan Igen, book by Arai Hakusekai
Sairan Igen, a book by Arai Hakusekai
Saito family in Ise defeated by Oda; feud in Mino; helped by Buddhist priests
Saito family in Ise defeated by Oda; feud in Mino; aided by Buddhist priests.
—Hidetatsu
—Hidetatsu
—Tatsuoki, defeated by Nobunaga; leads revolt in Settsu
—Tatsuoki, defeated by Nobunaga; leads a rebellion in Settsu
—Yoshitatsu (1527-61), son of Hidetatsu, kills him
—Yoshitatsu (1527-61), the son of Hidetatsu, kills him
Sajima, Prince, (d. 125 A.D.)
Sajima, Prince (d. 125 AD)
Sakai, near Osaka, Ouchi Yoshihiro's castle at; China trade;
Nobunaga's quarrel with; firearms made at; port
Sakai, near Osaka, is home to Ouchi Yoshihiro's castle; China trade;
Nobunaga's conflict with; firearms produced at; port
—family, Bakufu ministers from; tamarizume
—family, Bakufu ministers from; tamarizume
—Tadakatsu, minister of Tokugawa
—Tadakatsu, Tokugawa minister
—Tadakiyo (1626-81) takes over most of Shogun's power; succession to
Go-Mizu-no-o; succession to Ietsuna; displaced
—Tadakiyo (1626-81) takes over most of the Shogun's power; succession to
Go-Mizu-no-o; succession to Ietsuna; displaced
—Tadayo, minister under Hidetada
—Tadayo, minister to Hidetada
Sakaibe Marise, uncle of Emishi
Sakaibe Marise, Emishi's uncle
Sakamoto, castle at
Sakamoto Castle
Saka-no-ye Tamuramaro (758-811), against Yemishi; aids Saga
Saka-no-ye Tamuramaro (758-811), fighting against the Yemishi; supports Saga
—Karitamuro (728-86), chief of palace guards
—Karitamuro (728-86), head of the palace guards
Sake, manufacture of, taught by Sukuna; dealers taxed
Sake production, taught by Sukuna; sellers taxed
Sakitsuya, killed for lése-majesté (463 A.D.)
Sakitsuya, executed for treason against the crown (463 A.D.)
Sakugen, priest
Sakugen, priest
Sakuma Morimasa (1554-83), defeated
Sakuma Morimasa (1554-83), defeated
—Nobumori (d. 1582), soldier of Nobunaga
—Nobumori (d. 1582), soldier of Nobunaga
Sakura-jima, eruption
Sakurajima, eruption
Sakuramachi, 115th Emperor (1735-47)
Sakuramachi, 115th Emperor (1735-47)
Sakurayama, adherents of Southern Court
Sakurayama, followers of Southern Court
—Koretoshi, commands force loyal to Go-Daigo
—Koretoshi, leads forces that are loyal to Go-Daigo
Salaries, official
Official salaries
Salt, use of, in early Japan
Salt, its use in early Japan
Sanbo-in, temple
Sanbo-in, shrine
Samisen, 3-stringed guitar
Samisen, 3-string guitar
Samurai, soldier class, freelances; attitude of, toward foreigners; place of, in making New Japan; attitude of Crown to; abolition of; Satsuma rebellion
Samurai, soldier class, freelancers; their attitude toward foreigners; their role in shaping New Japan; Crown's attitude toward them; abolition of their status; Satsuma rebellion
Samurai-dokoro, Central Staff Office, (1180) in Yoritomo's Bakufu system; in administration of Kyoto after Shokyu war; in Muromachi administration
Samurai-dokoro, Central Staff Office, (1180) in Yoritomo's Bakufu system; in the administration of Kyoto after the Shokyu war; in the Muromachi administration
Sanada Masayuki (1544-1608), accused of encroachment; blocks Tokugawa
Hidetada's army
Sanada Masayuki (1544-1608), charged with encroachment; obstructs Tokugawa
Hidetada's army
—Yukimura (1570-1615), in defence of Osaka castle
—Yukimura (1570-1615), in defense of Osaka Castle
Sandai Jitsu-roku, True Annals of Three Reigns, (901)
Sandai Jitsu-roku, True Annals of Three Reigns, (901)
Sandai-Kyaku-shiki, Rules and Regulations of Three Generations
Sandai-Kyaku-shiki, Rules and Regulations of Three Generations
Sanetomo see Minamoto Sanetomo
Sanetomo meets Minamoto Sanetomo
San Felipe, Spanish galleon, wrecked in Tosa
San Felipe, a Spanish galleon, sank in Tosa.
Sanjo, 67th Emperor (1012-16)
Sanjo, 67th Emperor (1012-1016)
Sanetomi, Prince (1837-91), leader of extremist party; in alliance of
Choshu and Satsuma, (ill.)
Sanetomi, Prince (1837-91), leader of the extremist party; in alliance with
Choshu and Satsuma, (ill.)
Sanjonishi Sanetaka, scholar
Sanjonishi Sanetaka, academic
Sankyo-ron, Shotoku quoted in, on management of state
Sankyo-ron, as quoted by Shotoku, on state management
Sano, branch of Fujiwara
Sano, branch of Fujiwara
Sano Masakoto attempts to assassinate Tanuma Okitsugu
Sano Masakoto tries to kill Tanuma Okitsugu.
Sanron, Buddhist sect
Sanron, Buddhist school
Santa-Martha, Juan de, Spanish Franciscan, executed (1618)
Santa-Martha, Juan de, Spanish Franciscan, executed (1618)
Sanuki, province
Sanuki, prefecture
Sapan wood, trade
Sapan wood trade
Sarcophagus, stone, clay, and terra cotta, of Yamato
Sarcophagus made of stone, clay, and terracotta from Yamato
Saris, John, agent of East India Company, settles at Hirado
Saris, John, representative of the East India Company, establishes himself in Hirado.
Sarume, "monkey female" dances before cave of Sun goddess
Sarume, "female monkey," dances in front of the cave of the Sun goddess.
Sasa Narimasa (1539-88), in Komaki war
Sasa Narimasa (1539-88), in the Komaki war
Sasaki family, branch of the Minamoto; favour Takauji
Sasaki family, a branch of the Minamoto; support Takauji
—Mochikiyo, estates of
—Mochikiyo, property of
—(Rokkaku) Sadayori (d. 1552) captures Kyoto; reconciles hostile parties; generosity to Crown
—(Rokkaku) Sadayori (d. 1552) takes control of Kyoto; brings together opposing factions; shows generosity to the Crown.
—Shotei general in forces against Nobunaga
—Shotei general in forces against Nobunaga
—Takayori (d. 1520), great estates; campaign against
—Takayori (d. 1520), large estates; military campaign against
Sasebo, Japanese sally from, on Port Arthur
Sasebo, Japanese attack from, on Port Arthur
Sashihire, Hayato assassin (399) of Nakatsu; death
Sashihire, Hayato, assassin (399) of Nakatsu; death
Sassulitch, Russian general, on Yalu
Sassulitch, Russian general, at Yalu
Satake family, Yoritomo's attempt to win; one of "8 Generals of
Kwanto"; of Hitachi, allies of Shingen
Satake family, Yoritomo's effort to succeed; one of "8 Generals of
Kwanto"; from Hitachi, allies of Shingen
—Yoshinobu (1570-1633), opposes Ieyasu, taking army over to Ishida; fief reduced (1600)
—Yoshinobu (1570-1633) opposes Ieyasu, leading his army to Ishida; fief reduced (1600)
Satehiko see Otomo Satehiko
Satehiko meets Otomo Satehiko
Sato Tadanobu, impersonates Yoshitsune
Sato Tadanobu plays Yoshitsune
—Tsuginobu
—Tsuginobu
Satomi family, one of "8 Generals of Kwanto"; fight Hojo; defeated; allies of Shingen
Satomi family, one of the "8 Generals of Kwanto"; fought against Hojo; were defeated; allies of Shingen.
Satow, Sir Ernest, sceptical of dates in "Chronicles"; on revival of
Shinto
Satow, Sir Ernest, doubtful about dates in "Chronicles"; on the revival of
Shinto
Satsuma, Xavier in; later preaching; foreign ships in, menace Tokugawa; trade; tobacco; bonita; moderate party; against Tokugawa; predominant; fiefs surrendered; clan representation; rebellion of 1877
Satsuma, Xavier in; later preaching; foreign ships in, threat to Tokugawa; trade; tobacco; bonita; moderate party; against Tokugawa; predominant; fiefs surrendered; clan representation; rebellion of 1877
Sawaga, monastery
Sawaga, monastery
Sawing to death
Sawed to death
Scholars, Chinese and Korean, in Japan; sophists; in Bakufu; in
Ashikaga system; literati at Court; Japanese sent to Europe and
America
Scholars from China and Korea in Japan; philosophers; in Bakufu; in
the Ashikaga system; educated individuals at Court; Japanese sent to Europe and
America.
Scholarship recommended in Court Laws; Ieyasu's attitude to; revival of learning; Tsunayoshi favours Chinese scholarship; Western
Scholarship suggested in Court Laws; Ieyasu's perspective on; revival of learning; Tsunayoshi supports Chinese scholarship; Western
"Scrutator," nairan, Bakufu official at court
"Scrutator," said Nairan, a Bakufu official at court.
Sculpture in Nara epoch; in Heian; Kamakura period
Sculpture in the Nara period; in the Heian period; Kamakura period
Sea-Dragon, Castle of, myth
Sea-Dragon Castle, a myth
Sea, Command of, in 1592 campaign
Sea, Command of, in 1592 campaign
Seals; of Taiko; (ill.)
Seals: of Taiko; (ill.)
Seal skins in early myth
Seal skins in ancient myths
Seaweed as food
Seaweed for food
Sebastian, Spanish sailor, undertakes coast survey
Sebastian, a Spanish sailor, takes on a coastal survey.
Secretaries in Bakufu
Secretaries in the Bakufu
Seed distribution by Crown (723)
Seed distribution by Crown (723)
Seidan, book on government by Ogyu Sorai
Seidan, a book on government by Ogyu Sorai
Seido, or Shohei college
Seido, or Shohei College
Sei-i, "barbarian expelling," title of shogun; sei-i tai-shogun, hereditary title
Sei-i, "barbarian expelling," title of shogun; sei-i tai-shogun, hereditary title
Seikan, priest
Seikan, clergy
Seimu, 13th Emperor (131-190 A.D.)
Seimu, 13th Emperor (131-190 CE)
Seinei, 22nd Emperor, (480-4)
Seinei, 22nd Emperor (480-4)
Seishi-roku, record of nobles (814 A.D.)
Seishi-roku, record of nobles (814 A.D.)
Sei Shonagon, poetess
Sei Shonagon, poet
Seiwa, 56th Emperor (859-76); (ill.); sons become Minamoto
Seiwa, 56th Emperor (859-76); (ill.); his sons become Minamoto
Seiwa Genji, branch of Minamoto
Seiwa Genji, Minamoto clan branch
Sekigahara, battle of (1600)
Battle of Sekigahara (1600)
Sen, Japanese coin
Sen, Japanese currency
Senate, Genro-in, organized (1875)
Senate, Genro-in, established (1875)
Sengoku Hidehisa (1551-1614) soldier of Hideyoshi
Sengoku Hidehisa (1551-1614), a soldier under Hideyoshi
Senkwa, 28th Emperor (536-9), succeeds his brother Ankan
Senkwa, the 28th Emperor (536-9), takes over from his brother Ankan.
Seoul, Korea; march upon (1592), Japanese forced to give up; Chinese resident in, blocks Japanese control; foreign legations removed, Japanese resident-general in
Seoul, Korea; March (1592), Japanese were forced to back down; Chinese residents in the city blocked Japanese control; foreign legations were removed, and Japanese resident-general in
Sepulchres of Yamato; contents
Tombs of Yamato; contents
Serpent, eight-forked killed by Susanoo; possibly the name of a local chief; early shrine; worship
Serpent with eight heads killed by Susanoo; possibly the name of a local leader; early shrine; worship
Sesshu (1420-1506), painter of Kamakura school; academy
Sesshu (1420-1506), painter of the Kamakura school; academy
Seta, Long Bridge of
Seta, Long Bridge
Settsu Dojun, suicide
Settsu Dojun, suicide incident
Settsu, Buddhist temple in; Kiyomori moves capital to Fukuhara in; priests revolt
Settsu, Buddhist temple in; Kiyomori moves capital to Fukuhara in; priests rebel
Seven Generals plot against Ishida
Seven generals conspire against Ishida
Sexagenary Cycle in Japanese chronology; accounts for error of 120 years; Chinese origin of
Sexagenary Cycle in Japanese chronology; accounts for an error of 120 years; Chinese origin of
Shaho, battle of
Battle of Shaho
Shaka, Sakiya Muni
Shaka, Sakyamuni
Shan-hai-ching, Chinese record (4th cent. A.D.)
Shan-hai-ching, Chinese record (4th century A.D.)
Shantung peninsula, fighting on, (1894); part of, seized by Germany
Shantung Peninsula, continuing to fight (1894); part of it taken by Germany.
Shao-kang, mythical Chinese ancestor of Japanese kings
Shao-kang, the legendary Chinese ancestor of Japanese royalty
Shell-heaps
Shell mounds
Shiba, district of Tokyo, Castle of, built (803); temple with tomb of
Hidetada
Shiba, a district of Tokyo, is home to the Castle, built in 803, and a temple that holds the tomb of
Hidetada
—family, in office of Muromachi kwanryo; one of Five Regent Houses; make trouble in Kyushu; in Onin war; in Omi
—family, in the office of Muromachi kwanryo; one of the Five Regent Houses; causing issues in Kyushu; during the Onin war; in Omi
—Mochitane, estates of
—Mochitane, estates of
—Tachito, first Buddhist missionary
—Tachito, first Buddhist missionary
—Takatsune, revolts against Ashikaga
—Takatsune, revolts against Ashikaga
—Yoshihige, minister of Ashikaga Yoshimochi
—Yoshihige, minister of Ashikaga Yoshimochi
—Yoshikada, rival of Masanaga
—Yoshikada, Masanaga's rival
—Yoshimasa (d. 1410), shitsuji, first to be called kwanryo
—Yoshimasa (d. 1410), a shitsuji, was the first to be known as kwanryo.
—Yoshitoshi (1430-90), estates; Onin war
—Yoshitoshi (1430-90), properties; Onin War
Shibata Gonroku
Shibata Gonroku
—Katsuiye (1530-83), general under Nobunaga; councillor; death
—Katsuiye (1530-83), general under Nobunaga; advisor; death
Shibukawa Noriyasu, government astronomer
Shibukawa Noriyasu, govt. astronomer
—Shunkai, revises calendar (1683)
—Shunkai, updates calendar (1683)
Shi-do, "Way of the Warrior" by Yamaga Soko
Shi-do, "Way of the Warrior" by Yamaga Soko
Shido Shogun, Campaign of
Shido Shogun, Campaign of
Shiga, in Omi
Shiga, in Shiga Prefecture
Shigehide see Hagiwara Shigehide
Shigehide sees Hagiwara Shigehide
Shigehito, Prince
Prince Shigehito
Shigeko, mother of Ashikaga Yoshimasa
Shigeko, mother of Ashikaga Yoshimasa
Shigeyoshi see Tokugawa Shigeyoshi
Shigeyoshi meets Tokugawa Shigeyoshi
Shihotari, Prince, commands government station in Anra
Shihotari, Prince, oversees the government station in Anra.
Shijo, 87th Emperor (1233-42)
Shijo, 87th Emperor (1233-1242)
Shijo-nawate, in Kawachi, battle (1348)
Shijo-nawate, Kawachi, battle (1348)
Shikken, military regent, in Yoritomo's system, head of the man-dokoro, great power of office held by Hojo family; Ashikaga substitute second shitsuji for; kwanryo later equivalent to; of Inchu, office held by Hino family
Shikken, the military regent in Yoritomo's system, was the head of the man-dokoro, a powerful office controlled by the Hojo family; the Ashikaga served as a substitute for the second shitsuji; kwanryo later became equivalent to this position; of Inchu, the office held by the Hino family.
Shikoku, early history; pirates in, (931-7); in 16th century wars
Shikoku, early history; pirates in, (931-7); in 16th-century wars
Shikotan, inhabitants of, not pre-Ainu
Shikotan, not pre-Ainu inhabitants
Shimabara, battle of, defeat of Ryozoki Takanobu (1585); Jesuits and trade at; the S. revolt (1637-8), puts end to Portuguese trade
Shimabara, battle of, defeat of Ryozoki Takanobu (1585); Jesuits and trade at; the S. revolt (1637-8), ends Portuguese trade.
Shimada Yuya, judge
Shimada Yuya, judge
Shimazu in Kyushu; defeated by Hideyoshi
Shimazu in Kyushu; defeated by Hideyoshi
—Ei-O
—Ei-O
-Hisamitsu or Saburo (1820-87), feudatory of Satsuma, in Namamugi incident; in making of New Japan; with Saigo in Satsuma
-Hisamitsu or Saburo (1820-87), a lord of Satsuma, involved in the Namamugi incident; in the creation of New Japan; with Saigo in Satsuma
—Iehisa (d. 1587), defeated by Hideyoshi
—Iehisa (d. 1587), defeated by Hideyoshi
—Tadahisa (12th century) founder of family
—Tadahisa (12th century) founder of family
—Tadakuni, in Ryuku
—Tadakuni, in Ryukyu
—Yoshihiro (1535-1619), successor of Yoshihisa
—Yoshihiro (1535-1619), heir of Yoshihisa
—Yoshihisa (1536-1611), defeats Ryuzoki Takanobu, and is ousted by
Hideyoshi; against Ieyasu; escapes after Sekigahara
—Yoshihisa (1536-1611) defeats Ryuzoki Takanobu but gets ousted by
Hideyoshi; he faces Ieyasu and escapes after Sekigahara
Shimbetsu, families of pre-conquest chieftains or Kami class; three sub-classes; early administration; help put down revolt of Heguri; and rank of Empress; classification of Seishi-roku
Shimbetsu, families of chieftains from before the conquest or of the Kami class; three sub-classes; early administration; helped suppress the revolt of Heguri; and the rank of Empress; classification of Seishi-roku
Shimizu, branch of Tokugawa
Shimizu, branch of Tokugawa
—Muneharu, suicide
—Muneharu, suicide
Shimoda, residence given to Americans
Shimoda, home assigned to Americans
Shimonosekij French, Dutch and Americans fired upon, attack; peace with China concluded at, (1895)
Shimonoseki treaty: French, Dutch, and Americans engaged in fighting; peace with China signed in (1895)
Shimosa, Taira Masakado's revolt in; Taira Tadatsune's
Shimosa, Taira Masakado's uprising in; Taira Tadatsune's
Shimpo-to, Progressist party, organized (1881)
Shimpo-to, Progressive Party, organized (1881)
Shin, Buddhist sect (1224); Hongwan-ji feud with Enryaku-ji; internal quarrels; revolt of 1488, Ikko-ikki; oppose Nobunaga; interdicted in Shimazu
Shin, Buddhist sect (1224); Hongwan-ji conflict with Enryaku-ji; internal disputes; revolt of 1488, Ikko-ikki; resist Nobunaga; banned in Shimazu
Shinano, Yemishi in; revolt of Minamoto (Kiso) no Yoshinaka in;
Takeda and Uesugi in; silk growing
Shinano, Yemishi in; the rebellion of Minamoto (Kiso) no Yoshinaka in;
Takeda and Uesugi in; silk farming
Genji, branch of Minamoto family
Genji, branch of the Minamoto family
Shingen see Takeda Shingen
Shingen, see Takeda Shingen.
Shingon, "True Word," Buddhist sect founded by Kukai; Heijo and
Shinnyo devoted to; esoteric character
Shingon, "True Word," is a Buddhist sect founded by Kukai; it is devoted to Heijo and Shinnyo; it has an esoteric nature.
Shingu, Kii province, tomb of Hsu Fuh; naval base of Southern army
Shingu, Kii Prefecture, tomb of Hsu Fuh; naval base of Southern army
Shinki, Chinese painter
Shinki, Chinese artist
Shinno, painter
Shinno, artist
Shinnyo, name in religion of Takaoka
Shinnyo, the religious name of Takaoka
Shin-o, bridge in Yedo
Shin-o, bridge in Edo
Shino Soshin and incense-comparing
Shino Soshin and incense comparison
Shinran Shonin (1184-1268), founder of Shin sect, (ill.)
Shinran Shonin (1184-1268), the founder of the Shin sect, (ill.)
Shinto, sun-myth; rules in Yengi-shiki; therianthropy; shrines; Board of Religion; first use of name (c. 586); relation to Buddhism; mixed, with Buddhism; overshadowed by Buddhism, and subservient; insincerity; in Heian epoch; priests support Southern Court; relations with Confucianism and Buddhism; Pure Shinto; combined with Confucianism; revival of
Shinto, sun-myth; governs in Yengi-shiki; therianthropy; shrines; Board of Religion; first use of the name (around 586); connection to Buddhism; blended with Buddhism; overshadowed by Buddhism and subordinate; insincerity; during the Heian period; priests support the Southern Court; interactions with Confucianism and Buddhism; Pure Shinto; merged with Confucianism; revival of
Shinzei see Fujiwara Michinori
Shinzei meets Fujiwara Michinori
Ships, early; building, as tribute; bureau of shipping; China trade; size limited; limitation removed; middle of 19th century; modern mercantile marine; illustrations; see Navy
Ships were built early on as a tribute by the shipping bureau for the China trade. Initially, there were size limitations, but those were lifted in the mid-19th century, leading to the development of the modern mercantile marine. For illustrations, see the Navy.
Shiragi, Korea, myth; annals; war with Kara; king settles in Japan; submits to Jingo; Japanese attacks on; Chinese immigration; revolt against Yuryaku; weakened; dispute over Imun; ship-builders; Buddhist image; defeats Kudara and Mimana; Japanese intervention; invasion; families in Japanese nobility; travel to Japan forbidden
Shiragi, Korea, myth; records; war with Kara; king moves to Japan; submits to Jingo; Japanese assaults on; Chinese immigration; uprising against Yuryaku; weakened; conflict over Imun; shipbuilders; Buddhist statue; defeats Kudara and Mimana; Japanese involvement; invasion; families in Japanese aristocracy; travel to Japan banned
Shirahata, in Harima, fortress held by the Ashikaga; by the Akamatsu
Shirahata, in Harima, a fortress held by the Ashikaga and the Akamatsu.
Shirakabe, Prince; see Konin
Shirakabe, Prince; see Konin
Shirakawa, 72nd Emperor (1073-86)
Shirakawa, 72nd Emperor (1073-86)
Shiren, priest
Shiren, cleric
Shiro-uji, branch of Taira family
Shiro-uji, part of Taira family
Shishi-ga-tani plot (1177) against Taira
Shishi-ga-tani plot (1177) against Taira
Shitenno-ji, temple to Four Guardian Kings of Heaven
Shitenno-ji, temple of the Four Guardian Kings of Heaven
Shitsuji, manager, of mandokoro, office hereditary in Nikaido family; of monju-dokoro; second s. created in Takauji's system; and kwanryo
Shitsuji, manager of mandokoro, an office passed down in the Nikaido family; of monju-dokoro; second son established in Takauji's system; and kwanryo.
Shizuka, mistress of Yoshitsune
Shizuka, Yoshitsune's mistress
Shizugatake, battle of, (1583)
Shizugatake, Battle of (1583)
Shoan, Student of Chow and Confucius, teacher of Naka and Kamatari
Shoan, Student of Chow and Confucius, teacher of Naka and Kamatari
Shocho koban, gold coins of 1428
Shocho koban, gold coins from 1428
Shodai-ji, temple
Shodai-ji, temple
Shodan-chiyo, work of Ichijo Kaneyoshi
Shodan-chiyo, by Ichijo Kaneyoshi
Shoen, great estates, manors; temple domains; attempts to check; effect on agriculture
Shoen, large estates, manors; temple lands; efforts to control; impact on agriculture
Shogun, "general"; head of Yoritomo's bakufu system; attempt to have Imperial prince appointed; unimportant under Hojo; Fujiwara, then Imperial princes, appointed; Ashikaga in Northern Court; powers transferred to kwanryo; under Tokugawa; minister gets power; separated from ministerial council; Chinese classics lessen power; court of last appeal; Imperial rescript to; power resigned to Crown
Shogun, "general"; head of Yoritomo's military government; tried to have an Imperial prince appointed; not significant under the Hojo; the Fujiwara, then Imperial princes, were appointed; Ashikaga in the Northern Court; powers shifted to the kwanryo; under Tokugawa; the minister gains power; separated from the ministerial council; Chinese classics reduce power; court of final appeal; Imperial rescript to; power given up to the Crown
Shohei, Japanese pronunciation of Changping, Confucius's birthplace; Shohei-bashi, bridge, Shohei-ko, college, near temple to Confucius; lectures there
Shohei, the Japanese pronunciation of Changping, the birthplace of Confucius; Shohei-bashi, the bridge, Shohei-ko, the college, located near the temple dedicated to Confucius; lectures are held there.
Shohei, period, (1346-69)
Shohei period (1346-69)
Shohyo era
Shohyo era
Shokagu-in, academy of Minamoto (881)
Shokagu-in, Minamoto Academy (881)
Shoko, 101st Emperor (1412-28), son of Go-Komatsu
Shoko, the 101st Emperor (1412-28), was the son of Go-Komatsu.
Shokoku-ji, Zen temple in Kyoto, art school of Josetsu; one of the
"Five"
Shokoku-ji, a Zen temple in Kyoto, is the art school of Josetsu; one of the
"Five"
Shokyu, year period 1219-22, and the struggle between the Court and the military
Shokyu, years 1219-22, and the conflict between the Court and the military
Shomu, 45th Emperor (724-48)
Shomu, 45th Emperor (724-748)
Shoni, independent family of Kyushu
Shoni, independent clan from Kyushu
—Tokihisa (d. 1559), last of family
—Tokihisa (d. 1559), last of the family
Shonzui (16th century), manufacture of porcelain
Shonzui (16th century), production of porcelain
Shoren-in, temple in Kyoto
Shoren-in, temple in Kyoto
Shoso-in, Nara (ill.)
Shoso-in, Nara (illustration)
Shotoku, Empress (765-70), Koken returns to throne; orders amulets printed
Shotoku, Empress (765-70), Koken returns to the throne; orders amulets to be printed.
—Prince, or Taishi (572-621); history; on religions; defeats Mononebe Moriya; builds Buddhist temple; relations with Sushun; opposes uji system; his "Constitution"; death; China; official promotion system; a painter
—Prince, or Taishi (572-621); history; on religions; defeats Mononebe Moriya; builds a Buddhist temple; relations with Sushun; opposes the uji system; his "Constitution"; death; China; official promotion system; a painter
—period, 1711-15, trade rules of
—period, 1711-15, trade regulations of
Shrines, yashiro, early Shinto; simple architecture of; in reign of Suinin; less important than temple after mixed Shinto; shrine and temple, ji-sha; immune from shugo
Shrines, yashiro, early Shinto; simple architecture of; in the reign of Suinin; less important than temples after mixed Shinto; shrine and temple, ji-sha; immune from shugo
Shubun, painter
Shubun, artist
Shui-shu, anthology
Shui-shu, collection
Shujaku, 61st Emperor (931-46)
Shujaku, 61st Emperor (931-946)
Shuko or Juko (1422-1502), Zen priest, code and tea-ceremonial
Shuko or Juko (1422-1502), Zen priest, code, and tea ceremony
Shunkai see Shibukawa Shunkai
Shunkai sees Shibukawa Shunkai
Shunzei, nom de plume of Fujiwara Toshinari
Shunzei, the pen name of Fujiwara Toshinari
Shuryo, Buddhist priest, envoy of Muromachi to China
Shuryo, a Buddhist priest and ambassador from the Muromachi period to China
Shu-shi see Chutsz
Shu-shi sees Chutsz
Shushin, Zen priest
Shushin, Zen monk
Silk in early times; culture, curtains for partition; mulberry trees on uplands; in Nara epoch advanced by need of rich robes for priests; exported; growing in Kotsuke, Shinano, etc.; "silk clothiers"
Silk in ancient times; cultivation, curtains for separation; mulberry trees in highlands; during the Nara period, it advanced due to the demand for fine robes for priests; exported; cultivated in Kotsuke, Shinano, etc.; "silk weavers"
Silkworm, worship of
Silkworm worship
Silver and other precious metals
Silver and other valuable metals
Si Wang-mu, owner of miraculous peachtree
Si Wang-mu, owner of the miraculous peach tree
"Six National Histories"
"Six National Histories"
Slave, value of
Value of a slave
Slaves and slavery, prehistoric; aliens become nuhi at conquest; prisoners of war and criminals; Daika; laws on slavery for debt; Daiho laws; provinces; Christians and slave-trade
Slaves and slavery, prehistoric; aliens become nuhi at conquest; prisoners of war and criminals; Daika; laws on slavery for debt; Daiho laws; provinces; Christians and the slave trade
Sleeves, legal regulation of
Legal regulation of sleeves
Small-pox interpreted as divine punishment
Smallpox seen as divine punishment
Snow and snow festivals; image of Dharma, (ill.)
Snow and snow festivals; image of Dharma, (ill.)
So family and Korean trade
Family and Korean commerce
So-ami, artist, patronized by Yoshimasa; envoy to Ming court
So-ami, an artist, supported by Yoshimasa; envoy to the Ming court
—Sadamori (1385-1452) and Korean trade
—Sadamori (1385-1452) and Korean trade
—Sukekuni (d. 1274), governor of Tsushima, killed in battle with
Mongols
—Sukekuni (d. 1274), the governor of Tsushima, was killed in battle with
Mongols
Soden, inscription on Hoko-ji bell
Soden, engraving on Hoko-ji bell
Soga, family, descendants of Takenouchi; power; favour Buddhism; relation to Imperial family; crushed by Fujiwara; usurpation causes Daika
Soga, a family and descendants of Takenouchi; influence; support for Buddhism; connections to the Imperial family; overthrown by Fujiwara; usurpation leads to Daika.
—Akae, minister of the Left, in conspiracy against Oama
—Akae, the minister of the Left, is involved in a conspiracy against Oama
—Emishi, o-omi, successor of Umako; assumes Imperial titles; killed
—Emishi, o-omi, successor of Umako; takes on Imperial titles; killed
—Iname, o-omi, 130; recommends adoption of Buddhism; and Buddhist temple (552 A.D.)
—Iname, o-omi, 130; suggests adopting Buddhism; and Buddhist temple (552 A.D.)
—Iruka, powerful under Kogyoku; quarrels with Yamashiro
—Iruka, strong under Kogyoku; fights with Yamashiro
—Sukeyasu, death
—Sukeyasu, deceased
—Umako (d. 626), historiography; o-omi, kills Mononobe Moriya; power under Bidatsu; guardian of Buddhist images; relationship to Imperial family; final success over Mononebe Moriya; builds temple of Hoko-ji (587 A.D.); has Sushun assassinated; alliance with Shotoku against military system; death
—Umako (d. 626), historiography; o-omi, kills Mononobe Moriya; power under Bidatsu; protector of Buddhist images; connection to the Imperial family; ultimate victory over Mononobe Moriya; constructs the Hoko-ji temple (587 A.D.); has Sushun killed; alliance with Shotoku against the military system; death
Sogen (Chu Yuan), Chinese priest; and Kamakura calligraphy
Sogen (Chu Yuan), Chinese monk; and Kamakura calligraphy
Soji-ji, temple
Soji-ji, temple
Soko see Yamaga Soko
Soko watches Yamaga Soko
Solfataras of Unzen volcano, torture of Christians in
Solfataras of Unzen volcano, torture of Christians in
Solitary Kami
Lonely Kami
Soma, branch of Taira
Soma, Taira branch
Somedono, Empress, wife of Montoku
Somedono, Empress, wife of Montoku
Song Wang Myohg, King of Kudara, and Buddhism
Song Wang Myohg, King of Kudara, and Buddhism
Son-Kwang, Kudara prince, settles in Naniwa
Son-Kwang, the prince of Kudara, settles in Naniwa.
Son-O Jo-I, "Revere the Sovereign, expel the barbarians" motto
Son-O Jo-I, "Honor the ruler, drive out the outsiders" motto
Sorin see Otomo Yoshishige
Sorin sees Otomo Yoshishige
Soseki see Muso Kokushi
Soseki meets Muso Kokushi
Sosetsu, envoy to China of Ouchi family
Sosetsu, the envoy to China for the Ouchi family
Soshi-Mori, Korea, myth
Soshi-Mori, Korea, legend
Sotan, painter
Sotan, artist
Sotelo Luis (1574-1624), Spanish Franciscan, attempts to survey
Japanese coast
Sotelo Luis (1574-1624), a Spanish Franciscan, tries to explore the
Japanese coast
Soto, sect, modification of Zen
Soto, sect, Zen adaptation
Soun see Hojo Soun (Nagauji)
Soun sees Hojo Soun (Nagauji)
Southern Court, Daikagur-ji; war of dynasties; adherents; rulers; claims ignored in 1412 and 1428
Southern Court, Daikagur-ji; conflict of dynasties; supporters; leaders; claims overlooked in 1412 and 1428
Southwestern Japan, comparative accessibility of
Southwestern Japan, easier to access
Sow race, Borneo, probable source of Kumaso
Sow race, Borneo, likely source of Kumaso
Soya, strait of
Soya Strait
Sozen see Yamana Mochitoyo
Sozen sees Yamana Mochitoyo
Spaniards, in Manila, jealous of Portuguese; in Tosa with "wrecked" galleon; intrigue against Dutch; Dutch and English intrigue against; Hidetada orders deported (1624); invasion by, feared, and conquest of Philippines urged; Spanish authorities forbid priests going to Japan; refuse grant in Yedo; trade unimportant; end of trade
Spaniards in Manila were jealous of the Portuguese; in Tosa, there was a "wrecked" galleon; intrigues against the Dutch were underway; the Dutch and English were plotting against each other; Hidetada ordered deportations in 1624; there were fears of invasion and calls for conquest of the Philippines; Spanish authorities prohibited priests from traveling to Japan; they refused the grant in Yedo; trade was insignificant; the end of trade.
Spear, jewelled, token of authority of Kami; sign of military authority; heads of; export of; carrier (ill.)
Spear, adorned with jewels, symbol of Kami's authority; indicator of military power; leaders of; export of; carrier (ill.)
Spinning in myth; in early times
Spinning in myth; in early times
Spirit, tama, survives body; belief in activity of
Spirit, tama, survives the body; belief in activity of
Spying in Bushi system; civil; in Tokugawa Laws of Military Houses
Spying in the Bushi system; civil; in the Tokugawa Laws of Military Houses
Stackelberg, Baron, Russian general defeated by Oku at Telissu
Stackelberg, a Russian general, was defeated by Oku at Telissu.
Stag's shoulder blade, use in divination
Stag's shoulder blade, used for fortune-telling
Stake, death at
Stake, death at
Stars in cosmogony
Stars in cosmology
State, Central Department of, Nakatsukasa-sho
Nakatsukasa Office, Central Department of State
Stature of Japanese
Japanese stature
Steel for swords
Sword steel
Stirrups among sepulchral remains; bridle, harness and (ill.)
Stirrups among burial remains; bridle, harness and (ill.)
Store-house, imikura; kura, administrator of, kura-bugyo
Storehouse, imikura; kura, manager of, kura-bugyo
Stossel, Anatol Mikhailovitch, Russian general, surrenders Port
Arthur
Stossel, Anatol Mikhailovitch, Russian general, surrenders Port
Arthur
Straw, famine food
Straw, emergency food
Straw mat, tatsu-gomo, for carpet
Straw mat, tatami, for carpet
Straw rope in sun-myth
Straw rope in sun myth
Sugar culture
Sugar culture
Sugawara family descended from Nomi no Sukune; scholars
Sugawara family descended from Nomi no Sukune; scholars
—Fumitoki, littérateur
—Fumitoki, writer
—Hidenaga, lecturer
—Hidenaga, instructor
—Michizane (845-903), called Kwanko, schoolman; plot to send him on embassy to China; Fujiwara plot against, (ill.); one of authors of the fifth of "National Histories"; Chinese prose; shrine, (ill.); descendants
—Michizane (845-903), known as Kwanko, scholar; plan to send him on a mission to China; Fujiwara scheme against him, (ill.); one of the authors of the fifth of "National Histories"; Chinese prose; shrine, (ill.); descendants
—Toyonaga, patronized by Ujimitsu
—Toyonaga, supported by Ujimitsu
Suicide in early myth; some examples; at grave; in protest against policy; as punishment
Suicide in early myths; some examples; at a grave; in protest against policy; as punishment
Suiko, 33d Empress (593-628), consort of Bidatsu; historiography;
Chinese learning
Suiko, 33rd Empress (593-628), wife of Bidatsu; historical writing;
Chinese knowledge
Suinin, 11th Emperor (29 B.C.—70 A.D.); attempts to abolish human sacrifice
Suinin, 11th Emperor (29 B.C.—70 A.D.); tries to end human sacrifice.
Suisei, 2nd Emperor (581-549 B.C.)
Suisei, 2nd Emperor (581-549 BCE)
Sujin, 10th Emperor (97-30 B.C.); and ship building
Sujin, 10th Emperor (97-30 B.C.); and shipbuilding
Sukenari (or Juro)
Sukenari (or Juro)
Suken-mon-in, mother of Go-Enyu, relations with Yoshimitsu
Suken-mon-in, the mother of Go-Enyu, had connections with Yoshimitsu.
Suko, Northern Emperor (1348-52)
Suko, Northern Emperor (1348-52)
Sukuna Hikona, mythical pygmy healer; inventor of sake
Sukuna Hikona, legendary pygmy healer; creator of sake
Sukune family, growth of its power; see also Takenouchi-no-Sukune
Sukune family, rise in its influence; see also Takenouchi-no-Sukune
Sulphur trade
Sulfur trade
Sumida, river bridged
Sumida, river spanned by bridge
Sumidu-gawa, groves
Sumidu River, groves
Sumitada see Omura Sumitada
Sumitada sees Omura Sumitada
Sumiyoshi, Kyoto school of painting; decorations for Imperial palace
Sumiyoshi, Kyoto school of painting; decorations for the Imperial Palace
—battle, defeat of Ashikaga
—battle, defeat of Ashikaga
—Gukei, or Hirozumi (1634-1705)
—Gukei, or Hirozumi (1634-1705)
Summer Campaign
Summer Promo
Sumptuary laws in Nara epoch; in Kamakura period; of Hideyoshi; in military laws; of Sadanobu; in early 19th century
Sumptuary laws during the Nara period; in the Kamakura period; under Hideyoshi; in military laws; by Sadanobu; in the early 19th century
Sumpu, in Suruga, Ieyasu retires to; vendetta illegal in; jodai of
Sumpu, in Suruga, Ieyasu withdraws to; revenge is illegal in; jodai of
Sun, and titles of nobles
Sun and noble titles
Sun-crow, in Yamato expedition; on banners
Sun-crow, in the Yamato expedition; on flags
Sun goddess, withholds light, an incarnation of Buddha
Sun goddess, keeps her light hidden, a manifestation of Buddha
Sung, writer on war
Sung, war writer
—philosophy, Gen-e introduces; painting, Josetsu introduces
—philosophy, Gen-e introduces; painting, Josetsu introduces
Sungari, Russian transport at Chemulpo
Sungari, Russian transport in Chemulpo
Sunrise Island, Jih-pen, Chinese or Korean name for eastern islands
Sunrise Island, Japan, the Chinese or Korean name for eastern islands
Superstition, in 4th-6th centuries; in Nara epoch; in Heian
Superstitions in the 4th to 6th centuries, during the Nara period, and in the Heian period.
Supply, Departments of, in capital, under Daiho
Supply, Departments of, in capital, under Daiho
Suruga, brigands of, crushed by Yamato-dake; province given to Ieyasu
Suruga, bandits defeated by Yamato-dake; province granted to Ieyasu.
—Genji, branch of Minamoto family
—Genji, part of the Minamoto family
Survey for map under Hideyoshi; coastal begun by Spanish
Survey for map under Hideyoshi; coastal initiated by Spanish
Susanoo, Kami of Force, contest with Amaterasu; expelled from heaven, kills great serpent; as tree-planter; rationalization of myth; its bearings on relations with China and Korea; purification of; as guardian of forests; ruler in Shiragi
Susanoo, the god of strength, battles Amaterasu; cast out of heaven, he defeats a massive serpent; as a planter of trees; interpretation of the myth; its implications for relations with China and Korea; purification of; as a protector of forests; ruler in Shiragi.
Sushen, Tungusic settlers on Sado Island (549 A.D.); expeditions of
Hirafu against, (658 & 660); captives of Yemishi; later called Toi
Sushen, Tungusic settlers on Sado Island (549 A.D.); Hirafu's expeditions against them (658 & 660); captives of the Yemishi; later known as Toi.
Sushun, 32nd Emperor (588-92)
Sushun, 32nd Emperor (588-592)
Su Ting-fang attacks Kudara (660 A.D.)
Su Ting-fang attacks Kudara (660 A.D.)
Sutoku, 75th Emperor (1124-41); Hogen tumult
Sutoku, 75th Emperor (1124-41); Hogen conflict
Sutras, Buddhist; copying as atonement
Buddhist sutras; copying for atonement
Suwo, brigands; woman ruler in; Ouchi family of
Suwo, bandits; female ruler in; Ouchi family of
Suye Harukata, called Zenkyo (d. 1555), crushed by Mori Motonari
Suye Harukata, known as Zenkyo (d. 1555), was defeated by Mori Motonari.
Suzuka-yama, apparent Tatar remains in shrine at
Suzuka-yama, visible Tatar remnants in the shrine at
Swan, Yamato-dake in form of; in cure of dumbness
Swan, Yamato-dake in the form of; in the treatment of deafness
Sword, myth, Imperial insignia; sepulchral remains; single-and double-edged; offered at shrines; large and small; Minamoto heirlooms; swordsmiths; exported; hilts (ill.); samurai and sword-wearing; illustrations
Sword, legend, imperial symbols; burial remains; single and double-edged; presented at shrines; large and small; Minamoto family heirlooms; sword craftsmen; exported; grips (ill.); samurai and sword-carrying; illustrations
Syllabary, phonetic, development in Japanese away from Chinese ideograph; in Heian epoch, kata-kana and hiragana; used in Joei code
Syllabary, phonetic, development in Japanese moving away from Chinese ideographs; in the Heian period, katakana and hiragana; used in the Joei code
Ta-be, rice-cultivators or rustic corporation
Ta-be, rice farmers or rural corporation
Table and cookery in ancient Japan; in Kamakura period
Table and cooking in ancient Japan; during the Kamakura period
Tachibana family
Tachibana family
—Hayanari (d. 843), exiled with Tsunesada; calligrapher
—Hayanari (d. 843), exiled with Tsunesada; calligrapher
—Hiromi, scholar
—Hiromi, academic
—Moroe (684-757), minister of the Right, acquiesces in rule of
Koken-Shotoku; may have compiled anthology of "Myriad Leaves"
—Moroe (684-757), Right Minister, agrees to the rule of
Koken-Shotoku; possibly compiled the anthology "Myriad Leaves"
Tachiri Munetsugu, Court envoy to summon Nobunaga to Kyoto
Tachiri Munetsugu, court messenger to call Nobunaga to Kyoto
Tactics, of Bushi; gradual change in
Tactics, of Bushi; gradual change in
Tada Genji, branch of Minamoto
Minamoto clan, Tada Genji
Tadahiro see Kato Tadahiro
Tadahiro meets Kato Tadahiro
Tadakiyo see Sakai Tadakiyo
Tadakiyo sees Sakai Tadakiyo
Tadamori see Taira Tadamori
Tadamori sees Taira Tadamori
Tadateru see Matsudaira Tadateru
Tadateru meets Matsudaira Tadateru
Tadayoshi see Ashikaga Tadayoshi and Tokugawa Tadayoshi
Tadayoshi sees Ashikaga Tadayoshi and Tokugawa Tadayoshi.
Tadong River, Korea; in campaign of 1592
Tadong River, Korea; in the campaign of 1592
Taema, Prince, and expedition against Shiragi (603 A.D.)
Taema, Prince, and expedition against Shiragi (603 A.D.)
Taema-no-Kuehaya, wrestler
Taema-no-Kuehaya, fighter
Ta-fu, Japanese envoy to China (A.D. 57)
Ta-fu, the Japanese ambassador to China (A.D. 57)
Taga, Castle of; built in 724 to check Yemishi; head-quarters transferred to Isawa
Taga, Castle of; built in 724 to control the Yemishi; headquarters moved to Isawa.
Taguchi Shigeyoshi, deserts with fleet to Minamoto in battle of
Dan-no-ura
Taguchi Shigeyoshi, flees with his forces to join Minamoto in the battle of
Dan-no-ura
Tai-hei-ki, historical work of 14th century, quoted on causes of
Shokyu struggle; on Yoshinaga
Tai-hei-ki, a historical work from the 14th century, quoted on the causes of
Shokyu struggle; on Yoshinaga
Taiho see Daiho
Taiho sees Daiho
Taiken-mon-in, consort of Toba; intimacy with Shirakawa
Taiken-mon-in, the partner of Toba; closeness with Shirakawa
Taiko, "great merit"; ex-regent, title of Hideyoshi; Taiko-zan, temple at his birthplace
Taiko, "great merit"; former regent, title of Hideyoshi; Taiko-zan, temple at his birthplace
Taikoki, "Annals of the Taiko" quoted on Hideyoshi's palace
Taikoki, "Annals of the Taiko," quoted about Hideyoshi's palace.
Taikwa see Daika
Taikwa meets Daika
Tai Peh, Chinese prince, exile to Japan (800 B.C.); Imperial descent from
Tai Peh, a Chinese prince, was exiled to Japan (800 B.C.); he was of imperial descent.
Taira, family, descended from Prince Katsurabara, generals of Imperial guards; called Heike; manors and armed forces; lose estates; quarrel with Minamoto; revolt against Fujiwara; provincial branches; treatment of priests, the Gen-pei epoch, struggle with Minamoto; genealology; in Heiji tumult crush Minamoto; hold most important offices; Yorimasa conspiracy against; defeated by Minamoto
Taira family, descended from Prince Katsurabara, were generals of the Imperial guards known as Heike; they had manors and armed forces but lost their estates due to a quarrel with the Minamoto. They revolted against the Fujiwara and had provincial branches. Their treatment of priests during the Genpei period was noteworthy as they struggled against the Minamoto. Their genealogy traces back to significant events, including the Heiji rebellion where they crushed the Minamoto. They held the most important offices but were eventually defeated by the Minamoto.
—Atsumori (1169-84), killed at Ichi-no-tani
—Atsumori (1169-84), died at Ichi-no-tani
—Chikafusa, provincial governor
—Chikafusa, state governor
—Hirotsune, favours Yoritomo
—Hirotsune supports Yoritomo
—Kanetaka, lieutenant governor of Izu; is killed by Tokimasa
—Kanetaka, the lieutenant governor of Izu, is killed by Tokimasa.
—Kiyomori (1118-81), wins manors; treatment of priests; crushes Minamoto; supports Go-Shirakawa; alliance with Shinzei; lessens power of Fujiwara; supreme; arbitrary rule; crushes Yorimasa conspiracy; death
—Kiyomori (1118-81), gains manors; treatment of priests; defeats Minamoto; supports Go-Shirakawa; allies with Shinzei; diminishes the power of Fujiwara; supreme; arbitrary rule; crushes Yorimasa conspiracy; death
—Korehira, founder of Ise-Heishi
—Korehira, founder of Ise-Heishi
—Koremochi, founder of branches of Taira
—Koremochi, founder of branches of Taira
—Koremori, commands army sent against Yorimoto
—Koremori commands the army sent to confront Yorimoto.
Taira Masakado (d. 940), his revolt
Taira Masakado (d. 940), his rebellion
—Masamori, crushes rebellion of Minamoto Yoshichika
—Masamori crushes the rebellion of Minamoto Yoshichika
—Michimori, killed in battle of Ichi-no-tani
—Michimori, killed in the battle of Ichi-no-tani
—Munekiyo helps save life of Yoritomo; relations with Minamoto
—Munekiyo helps save Yoritomo's life; relations with the Minamoto
—Munemori (1147-85), Shishi-ga-tani plot; abandons Kyoto; refuses Yoshinaka's request for an alliance; escapes after Ichi-no-tani; defeated at Yashima; executed; possibly a changeling
—Munemori (1147-85), Shishi-ga-tani plot; leaves Kyoto; declines Yoshinaka's offer for an alliance; escapes after Ichi-no-tani; defeated at Yashima; executed; possibly a changeling
—Noritsune (1160-85), defeats Ashikaga Yoshikiyo in Bitchu; at
Yashima; drowned at Dan-no-ura-Sadamori defeats Taira Masakado
—Noritsune (1160-85) defeats Ashikaga Yoshikiyo in Bitchu; at
Yashima; drowned at Dan-no-ura-Sadamori defeats Taira Masakado
—Shigehira (1158-85), sacks and burns three monasteries; in 1181 attacks Minamoto Yukiiye; taken prisoner at Ichi-no-tani; death
—Shigehira (1158-85) sacks and burns three monasteries; in 1181, he attacks Minamoto Yukiiye; is taken prisoner at Ichi-no-tani; dies.
—Shigemori (1138-79); Fujiwara Narichika's jealousy of; restrains
Kiyomori; death
—Shigemori (1138-79); Fujiwara Narichika's jealousy of; restrains
Kiyomori; death
—Shigenobu, in revolt against Fujiwara (967)
—Shigenobu, opposing Fujiwara (967)
—Tadamasa, favours Sutoku in Hogen tumult, executed by Kiyomori
—Tadamasa supports Sutoku during the Hogen turmoil, carried out by Kiyomori.
—Tadamori (1096-1153), body guard of Shirakawa; against Yoritomo; descent; treatment of priests
—Tadamori (1096-1153), bodyguard of Shirakawa; opposed Yoritomo; lineage; treatment of priests
—Tadanori (1144-84), killed at Ichi-no-tani
—Tadanori (1144-84), died at Ichi-no-tani
—Tadatsune, defeated by Minamoto Yorinobu (1031)
—Tadatsune, defeated by Minamoto Yorinobu (1031)
—Takamochi, first marquis (889) of Taira
—Takamochi, the first marquis (889) of Taira
—Tomoakira, saves his father
—Tomoakira saves his dad
—Tomomori (1152-85) burns and sacks monasteries; saved by his son at
Ichi-no-tani; drowned at Dan-no-ura
—Tomomori (1152-85) destroys and loots monasteries; rescued by his son at
Ichi-no-tani; drowned at Dan-no-ura
—Tomoyasu, enemy of Yoshinaka, commands palace-guards
—Tomoyasu, the foe of Yoshinaka, leads the palace guards.
—Tsunemasa
—Tsunemasa
—Yoritsuna, guardian of Sadatoki, crushes Adachi (1286), killed (1293)
—Yoritsuna, protector of Sadatoki, defeats Adachi (1286), killed (1293)
—Yoshibumi
—Yoshibumi
Taishiden Hochu, Shotoku in, on Buddhism; on property of Mononobe
Moriya
Taishiden Hochu, Shotoku in, on Buddhism; on property of Mononobe
Moriya
Taitsang, taken by pirates, 1560
Taitsang, captured by pirates, 1560
Taitsu, Chinese Emperor, protests against piracy
Taitsu, the Chinese Emperor, speaks out against piracy.
Tajima, king of Shiragi, settles in
Tajima, king of Shiragi, settles in
—Mori, sent for orange seeds
—Mori, sent for orange seeds
Taka becomes empress
Taka becomes emperor
Takaaki, younger brother of Murakami, banished
Takaaki, the younger brother of Murakami, was banished.
Takachiho, Mt. in Hyuga (Saikaido)
Takachiho, Mount in Hyuga (Saikaido)
Takahashi, Mr., on "Mallet-headed" swords
Mr. Takahashi, on "Mallet-headed" swords
Takahira, Kogoro, Baron (b. 1864), peace commissioner at Portsmouth
Takahira, Kogoro, Baron (b. 1864), peace commissioner at Portsmouth
Takahito, Prince, son of Go-Shu jaku, attempt to have him passed over; see Go-Sanjo
Takahito, Prince, son of Go-Shujaku, tried to have him bypassed; see Go-Sanjo.
Takaichi, Prince; dies (696)
Takaichi, Prince; dies (696)
Taka-ichi, Yamato province, possibly the "Plain of High Heaven" of myth
Taka-ichi, Yamato province, possibly the "Plain of High Heaven" from mythology
Takakage see Kohayakawa Takakage
Takakage sees Kohayakawa Takakage.
Takakuni see Hosokawa Takakuni
Takakuni sees Hosokawa Takakuni
Takakura, 80th Emperor (1169-80)
Takakura, 80th Emperor (1169-1180)
Takamatsu, castle in Bitchu besieged by Hideyoshi
Takamatsu, a castle in Bitchu, was surrounded by Hideyoshi.
Takama-yama and Takama-no, Yamato
Takama-yama and Takama-no, Yamato
Takamochi, first of the Taira family
Takamochi, the first of the Taira family
Takamuku Kuromaro, literatus, national doctor; leader of embassy to
China (654, A.D.); dies there
Takamuku Kuromaro, scholar, national physician; head of the embassy to
China (654 A.D.); dies there
Takanaga, Prince (1311-38), commander against Ashikaga
Takanaga, Prince (1311-38), leader in the fight against Ashikaga
Takauji; in war of dynasties; suicide
Takauji; in the conflict of dynasties; suicide
Takano, consort of Konin, mother of Kwammu
Takano, wife of Konin, mother of Kwammu
Takanori see Kojima Takanori
Takanori sees Kojima Takanori
Takao, temple at
Takao, temple location
Takaoka, monk, travels in India
Takaoka, a monk, travels in India
Takashima Kihei, called Shirodayu, or Shuhan, advocates foreign intercourse (1853)
Takashima Kihei, known as Shirodayu or Shuhan, supports foreign relations (1853)
Takata, sect of Shin
Takata, Shin Sect
Takatomo, Pruice, adopted son of Okimachi
Takatomo, Pruice, adoptive son of Okimachi
Takatsukasa family founded by Fujiwara Kanehira, one of "Five Regent
Houses"
Takatsukasa family was founded by Fujiwara Kanehira, one of the "Five Regent Houses"
Takatsuki, fief of Takayama
Takatsuki, Takayama's fief
Takatsune see Shiba Takatsune
Takatsune sees Shiba Takatsune
Takauji see Ashikaga Takauji
Takauji (see Ashikaga Takauji)
Takayama (d, 1596) feudatory of Takatsuki, converted by Vilela; his son Yusho, "Don Justo Ukondono"
Takayama (d, 1596), a ruler of Takatsuki, was converted by Vilela; his son Yusho, known as "Don Justo Ukondono."
Takeda family of Kai favour Yoritomo; help in overthrow of Yoshinori; alliance with Hojo and war with Uesugi; his allies against Nobunaga
Takeda family of Kai supports Yoritomo; assists in the overthrow of Yoshinori; forms an alliance with Hojo and engages in war with Uesugi; his allies oppose Nobunaga.
—Katsuyori (1546-82), marries Nobunaga's daughter, but makes war on him; defeated
—Katsuyori (1546-82) marries Nobunaga's daughter but goes to war against him; defeated
—Nobumitsu stirs up Yoritomo against Yoshinaka
—Nobumitsu turns Yoritomo against Yoshinaka
—Shingen, or Haranobu (1521-73), war with Uesugi (ill.); alliance with Nobunaga, and with Ieyasu; death; military art; signature (ill.)
—Shingen, or Haranobu (1521-73), fought against Uesugi (ill.); formed alliances with Nobunaga and Ieyasu; died; military strategy; signature (ill.)
Takenaka, of Nagasaki, persecutes Christians
Takenaka, from Nagasaki, targets Christians
—Shigeharu, soldier of Hideyoshi
—Shigeharu, Hideyoshi's soldier
Takenouchi-no-Sukune, several prominent officials 1st to 4th century; against Yemishi; prime minister; great duke of the Presence; in conquest of Korea; succession to Jingo; ordeal for treason; grand-daughter, marries Nintoku; descendants; the Heguri
Takenouchi-no-Sukune, several prominent officials from the 1st to 4th century; against the Yemishi; prime minister; great duke of the Presence; involved in the conquest of Korea; succession to Jingo; ordeal for treason; granddaughter marries Nintoku; descendants; the Heguri
Takenouchi Shikibu(1716-71), teacher of Chinese classics; forerunner of Restoration
Takenouchi Shikibu (1716-71), a teacher of Chinese classics; a pioneer of the Restoration.
Taketori Monogatari, "Bamboo gatherer's narrative" classic
Taketori Monogatari, "The Tale of the Bamboo Cutter" classic
Takigawa Kazumasu, soldier of Nobunaga, kwanryo of Kwanto; favours
Nobutaka; defeated by Hideyoshi
Takigawa Kazumasu, a soldier of Nobunaga and regional leader of Kwanto; supports
Nobutaka; defeated by Hideyoshi
Takinosawa, battle of, victory over Takeda
Takinosawa, battle of, victory over Takeda
Takuan (1573-1645), Emperor gives purple robe to
Takuan (1573-1645), the Emperor, gives a purple robe to
Takuma artists
Takuma creators
Takuahan, Manchuria, 4th Army lands at
Takuahan, Manchuria, the 4th Army arrives at
Takutsakasa Sukehira, prime minister in Kyoto, opposes Kokaku
Takutsakasa Sukehira, the prime minister in Kyoto, is against Kokaku.
Talien, taken from Chinese (1894); Russian railway
Talien, taken from Chinese (1894); Russian railroad
Tallies used in trade with China
Tallies used in trade with China
Tamba, urchins of, the princes Oke and Woke; rice grants charged to province
Tamba, kids of the princes Oke and Woke; rice contributions assigned to the province
Tamehira, younger brother of Murakami
Tamehira, Murakami's younger brother
Tamibe, naturalized aliens in pro-historic time
Tamibe, naturalized aliens in prehistoric times
Tamichi, general, killed by Yemishi, 367 A.D.
Tamichi, the general, was killed by Yemishi in 367 A.D.
Tamon, i.e. Ananda, statue in castle of Azuchi
Tamon, also known as Ananda, statue in the castle of Azuchi
Tamu no Mine, valley, site of shrine to Kamatari
Tamu no Mine, valley, location of the shrine dedicated to Kamatari
Tamura, Prince, Emperor Jomei (629)
Tamura, Prince, Emperor Jomei (629)
Tamura family defeated by Date
Tamura family beaten by Date
Tamuramaro see Saka-no-ye Tamuramaro
Tamuramaro meets Saka-no-ye Tamuramaro
Tan, land unit; tansen, area tax
Tan, land unit; tansen, area tax
Tanaka Harukiyo, rebuilds shrine of Hachiman
Tanaka Harukiyo rebuilds the Hachiman shrine.
Tandai, inquisitors, two representing Bakufu at Court; the Ryo-Rokuhara; similar offices at Hakozaki and Nagato; in Muromachi period
Tandai, the inquisitors, two representing the Bakufu at Court; the Ryo-Rokuhara; similar roles at Hakozaki and Nagato; during the Muromachi period.
Tanegashima island where Portugese first landed; name used for muskets they introduced
Tanegashima Island, where the Portuguese first landed; the name used for the muskets they introduced.
Tanetsugu see Fujiwara Tanetsugu
Tanetsugu meets Fujiwara Tanetsugu
Tang, Chinese systems, and power of Throne (645-70); most of features of Daika taken from; respects in which not adaptable to Japan; Kyoto modelled on Tang metropolis, Changan
Tang, Chinese systems, and power of the Throne (645-70); most features of Daika were taken from them; respects in which they aren't adaptable to Japan; Kyoto was modeled on the Tang metropolis, Changan.
Tanners from Korea
Korean tanners
Tanuma Okitomo (Mototomo) (d. 1784), son of Okitsugu
Tanuma Okitomo (Mototomo) (d. 1784), son of Okitsugu
—Okitsugu (Mototsugu) (1719-88), favourite of Ieshige, prime minister of Ieharu
—Okitsugu (Mototsugu) (1719-88), favored by Ieshige, prime minister of Ieharu
Tan Yang-i, Chinese scholar
Tan Yang-i, Chinese academic
Taoism and Shinto
Taoism and Shinto
Tao Lung see Doryu
Tao Lung sees Doryu
Tasa, omi of Kibi, removed by Yuryaku; leads revolt in Mimana
Tasa, the ruler of Kibi, overthrown by Yuryaku; leads an uprising in Mimana.
Tatars, possibly prominent in Yemishi revolts of 8th century; Golden and Khitan in China
Tatars, likely significant in the Yemishi uprisings of the 8th century; Golden and Khitan in China
Tate, fortress or warp
Tate, fortress or warp
Tate Chikatada, one of Yoshinaka's four body guards
Tate Chikatada, one of Yoshinaka's four bodyguards
Tatebito, famous archer
Tatebito, renowned archer
Tatsunokuchi, in Yedo, site of court of justice
Tatsunokuchi, in Edo, the location of the courthouse.
Tattooing as penalty; as decoration first in proto-historic period, when penalty abandoned
Tattooing as punishment; as decoration first in the proto-historic period, when punishment was abandoned.
Tawara Toda see Fujiwara Hidesato
Tawara Toda meets Fujiwara Hidesato
Taxation, early; and land-holding; war tax; land not taxed; requisitions; in Shotoku's constitution; Daika; Daiho; Ashikaga period; toll-gates; tokusei riots; under Tokugawa
Taxation, early; and land ownership; war tax; untaxed land; requisitions; in Shotoku's constitution; Daika; Daiho; Ashikaga period; toll gates; tokusei riots; under Tokugawa
Tayasu branch of Tokugawa, eligible to Shogunate; named from gate of
Yedo Castle
Tayasu branch of Tokugawa, eligible for the Shogunate; named after the gate of
Yedo Castle
Munetake, or Tokugawa Munetake
Munetake, or Tokugawa Munetake
Tea, plants introduced (814); more generally (1191); picking, in Uji, (ill.); festivals; ceremonial (ill.), influence on ceramics, and architecture, tea-parlours (ill.); Hideyoshi's interest in
Tea, plants introduced (814); more generally (1191); picking, in Uji, (ill.); festivals; ceremonial (ill.), influence on ceramics, and architecture, tea parlors (ill.); Hideyoshi's interest in
Technical vocabulary, Japanese
Tech terms, Japanese
Teeth-blackening
Tooth blackening
Teika see Fujiwara Sadaiye
Teika meets Fujiwara Sadaiye
Teikin-orai, text book of letter-writing
Teikin-orai, textbook on letter writing
Teio-keizu, Imperial genealogy
Imperial family tree
Telissu, battle of, Russians defeated by Oku
Telissu, battle of, Russians defeated by Oku
Tembun koban, gold coins minted in 1532-55
Tembun koban, gold coins made between 1532 and 1555.
Tembyo, period (729-48)
Tembyo, era (729-48)
Temman, Tenjin, shrine of Michizane
Temman Shrine, Tenjin of Michizane
Temmangu see Michizane
Temmangu visits Michizane
Temmoku-zan, in Kai province, defeat of Takeda at
Temmoku-zan, in Kai province, defeat of Takeda at
Temmu, 40th Emperor (673-86), Prince Oama; historiography; sumptuary laws
Temmu, the 40th Emperor (673-86), Prince Oama; history writing; laws on luxury spending
Temples, early Buddhist; mixed Shinto; provincial; estates; the "Six"; Nara epoch; at Kamakura; the "Five," schools and scholarship; revenue; commissioners; Ieyasu's legislation; under Imperial princes
Temples, early Buddhist; mixed Shinto; provincial; estates; the "Six"; Nara period; at Kamakura; the "Five," schools and scholarship; revenue; commissioners; Ieyasu's laws; under Imperial princes
Tempo, period, 1830-44, famines; reformation of
Tempo, period, 1830-44, famines; reform of
Tenchi, 38th Emperor (668-71); burial mound; painters; Daika; see
Naka
Tenchi, 38th Emperor (668-71); burial mound; painters; Daika; see
Naka
Tendai, monastery and doctrine of Saicho; temple
Tendai, the monastery and teachings of Saicho; temple
Tengai, abbot of Enryaku-ji, in bell-inscription affair; temple at
Nikko; Kwanei-ji
Tengai, the abbot of Enryaku-ji, regarding the bell-inscription issue; temple at
Nikko; Kwanei-ji
Tenjin, descendants of primeval trinity, sub-class of Shimbetsu; name under which Michizane was apotheosized
Tenjin, descendants of the original three deities, a sub-class of Shimbetsu; the name under which Michizane was deified.
Tennoki, Record of the Emperors
Tennoki, Chronicles of the Emperors
Tenno-zan, position in battle of Yamazaki
Tenno-zan, the location of the battle at Yamazaki
Tenryaku, year-period (947-57)
Tenryaku, year period (947-57)
Tenryu-ji, temple at Saga, built by Takauji; T.-bune, merchantmen, sent to China for art objects; T.-seiji, celadon vases from China
Tenryu-ji, a temple in Saga, was built by Takauji; T.-bune, merchant ships sent to China for art pieces; T.-seiji, celadon vases from China.
Tenshin, "kami of the descent," chieftains of expedition from Kyushu
Tenshin, "god of the descent," leaders of the expedition from Kyushu
Tensho, year period, 1573-91, coins
Tensho period, 1573-1591, coins
Tenson, "Heavenly grand-child" epithet of Hikoho Ninigi; sub-class of
Shimbetsu, descendants of Sun goddess; superior position of
Tenson, "Heavenly grandchild" title of Hikoho Ninigi; sub-class of
Shimbetsu, descendants of the Sun goddess; superior position of
Teraishi, Dr., on decoration of bronze bells
Teraishi, Dr., on the decoration of bronze bells
Terasaka Kichiemon, one of "47 Ronin"
Terasaka Kichiemon, one of the "47 Ronin"
Terumoto see Mori Terumoto
Terumoto sees Mori Terumoto
Terutora see Uesugi Kenshin
Terutora sees Uesugi Kenshin
Tetsuo, priest of Daitoku-ji
Tetsuo, Daitoku-ji priest
Text books
Textbooks
Thatch on houses
Thatch roofs
Thermal springs
Hot springs
Thirty-year census
Decennial census
Three Years' War, Go-Sannen (1089-91)
Three Years' War, Go-Sannen (1089-91)
Thunder, Kami of, in tree; axes
Thunder, Kami of, in a tree; axes
Tientai, Japanese Tendai, Chinese monastery
Tientai, Japanese Tendai, Chinese temple
Tientsin relieved by Japanese troops in Boxer Rebellion
Tientsin was saved by Japanese troops during the Boxer Rebellion.
Tiger, magic taught by
Tiger, magic learned from
Tiles, peculiar to temples; roofs of official buildings tiled in Nara epoch; slate-coloured and green in city of Kyoto; in Kamakura period; ill
Tiles specific to temples; roofs of official buildings tiled during the Nara period; slate-colored and green in the city of Kyoto; during the Kamakura period; ill
Timur gives up attack on Japan
Timur abandons the assault on Japan.
Ting, Chinese admiral, defeated at Weihaiwei
Ting, a Chinese admiral, was defeated at Weihaiwei.
Titles, or gentile names; new under Temmu
Titles, or general names; new under Temmu
Toba, 74th Emperor (1108-23); state domains; palace
Toba, 74th Emperor (1108-1123); state lands; palace
Tobacco growing; pipe and pouch, (ill.)
Tobacco farming; pipe and pouch, (ill.)
Toda Izu no Kami, advocates foreign intercourse (1853)
Toda Izu no Kami supports foreign trade (1853)
Tadanori, adviser of Nariaki
Tadanori, Nariaki's adviser
Todai-ji, Kegon temple at Nara, bronze Buddha; procession in Koken's reign; great bell; bell-tower (ill.); statue (ill.); gate-guards; burnt by Taira
Todai-ji, Kegon Temple in Nara, bronze Buddha; procession during Koken's reign; great bell; bell tower (ill.); statue (ill.); gate guards; burned by the Taira.
Todo Takatora (1556-1630) helps Tokugawa
Todo Takatora (1556-1630) supports Tokugawa
Toei-zan, Ueno hill, temple of Kwanei-ji
Toei Mountain, Ueno Hill, Kwansei-ji Temple
Tofuku-ji, Buddhist temple, S.E. of Kyoto
Tofuku-ji, a Buddhist temple, located southeast of Kyoto
Tofuku-mon-in, Kazuko, first Tokugawa consort; wife of Go-Mizu-no-o
Tofuku-mon-in, Kazuko, the first consort of the Tokugawa; wife of Go-Mizu-no-o
Togashi family splits in Onin war
Togashi family divides during the Onin War
Togo Heihachiro, Count (b. 1857), Japanese admiral, attacks Russian fleet at Port Arthur; blocks entrance to harbour; defeats Russians at Tsushima
Togo Heihachiro, Count (b. 1857), a Japanese admiral, attacks the Russian fleet at Port Arthur, blocks the harbor entrance, and defeats the Russians at Tsushima.
Toi invade Japan (1019)
Toi invades Japan (1019)
Toichi, wife of Kobun
Toichi, Kobun's wife
Toin see Doin
Toin sees Doin
To-ji, Shingon temple (Goku-ku-ji) in Kyoto
To-ji, Shingon temple (Goku-ku-ji) in Kyoto
Tokaido, road from Kyoto to Tokyo
Tokaido, the road from Kyoto to Tokyo
Toki see Doki
Toki meets Doki
Tokichi see Toyotomi Hideyoshi
Tokichi meets Toyotomi Hideyoshi
Tokimasa see Hojo Tokimasa
Tokimasa meets Hojo Tokimasa
Tokimune (or Goro) avenges father's murder
Tokimune (or Goro) takes revenge for his father's murder.
Tokiuji see Yamano Tokiuji
Tokiuji sees Yamano Tokiuji
Tokiwa, mistress of Yoshitomo
Tokiwa, mistress of Yoshitomo
Tokiyasu, Prince, see Koko
Tokiyasu, Prince, meet Koko
Tokiyo, Prince, marries daughter of Sugawara Michizane
Tokiyo, the Prince, marries the daughter of Sugawara Michizane.
Toku, empress Kenrei-mon-in; mother of Emperor Antoku
Toku, Empress Kenrei-mon-in; mother of Emperor Antoku
Tokugawa, descent of family; hereditary system founded by Ieyasu; shogunate of family; oath of loyalty to; the T. Bakufu; "Constitution"; school, Shohei-ko; Imperial family, marries into; strengthened; attitude to feudatories; Hidetada line succeeded by Kii branch; families in ministry; decline of power; end of shogunate
Tokugawa, family lineage; hereditary system established by Ieyasu; shogunate of the family; oath of loyalty to the Tokugawa Bakufu; "Constitution"; school, Shohei-ko; Imperial family, intermarriage; strengthened; approach to vassals; the Hidetada line succeeded by the Kii branch; families in government; decline of power; end of the shogunate.
Chikauji (d. 1407?), ancestor of Matsudaira
Chikauji (d. 1407?), the ancestor of Matsudaira
Hidetada (1579-1632), shogun (1605-22); anti-Christian edict (1616); orders Spaniards deported; in war with Uesugi; daughter weds Hideyori; attacks Osaka; Ieyasu's instructions to; rule, death, character; and Crown
Hidetada (1579-1632), shogun (1605-22); issued anti-Christian edict (1616); ordered the deportation of Spaniards; engaged in war with Uesugi; his daughter married Hideyori; attacked Osaka; followed Ieyasu's instructions for ruling, until his death; known for his character; and Crown
Tokugawa Hirotada (1526-49)
Tokugawa Hirotada (1526-1549)
—Hyakkajo, One Hundred Rules of Tokugawa
—Hyakkajo, One Hundred Rules of Tokugawa
—Ieharu (1737-86), shogun (1760-86)
—Ieharu (1737-86), shogun (1760-86)
—Iemitsu (1603-51), shogun (1622-51); treatment of Christians; Ieyasu's instructions to; requires nobles to reside at Yedo; and feudal lords
—Iemitsu (1603-51), shogun (1622-51); how he dealt with Christians; Ieyasu's orders to; requires nobles to live in Edo; and feudal lords
—Iemochi (1846-66), shogun (1858-66); marries Emperor's sister; resigns
—Iemochi (1846-66), shogun (1858-66); marries the emperor's sister; resigns
—Ienari (1773-1841), shogun (1786-1837); his father's rank; abdication
—Ienari (1773-1841), shogun (1786-1837); his father's rank; abdication
—Ienobu (1662-1712), shogun (1709-12)
—Ienobu (1662-1712), shogun (1709-12)
—Iesada (1824-58), shogun (1853-8)
—Iesada (1824-58), shogun (1853-58)
—Ieshige (1702-61), shogun (1745-60); his son, Shigeyoshi, ancestor of Shimizu branch
—Ieshige (1702-61), shogun (1745-60); his son, Shigeyoshi, ancestor of Shimizu branch
—Ietsugu (1709-16), shogun (1712-16)
—Ietsugu (1709-16), shogun (1712-16)
—Ietsuna (1642-80), 4th shogun (1651-80); power passes to minister; abdication of Go-Saien; death
—Ietsuna (1642-80), 4th shogun (1651-80); power shifts to minister; abdication of Go-Saien; death
—Ieyasu (1542-1616) (ill.); in war on Asakura and Asai; alliance with Shingen; defeats Takeda; threatened; in Komaki war; peace with Hideyoshi; against Hojo; receives Kwanto; takes oath; in Hideyoshi's scheme; Christianity; Will Adams; death; family; succession to Hideyoshi; wealth; Sekigahara; distribution of fiefs; shogun; Hideyori; defied at Osaka; Hoko-ji bell; attacks Osaka castle; character; legislation; literature; Hidetada; shrine; patterned upon by Yoshimune; Shinto revival; foreign intercourse; signature (ill.)
—Ieyasu (1542-1616) (ill.); involved in battles against Asakura and Asai; formed an alliance with Shingen; defeated Takeda; faced threats; participated in the Komaki war; made peace with Hideyoshi; fought against the Hojo; received the Kwanto region; took an oath; involved in Hideyoshi's plans; Christianity; Will Adams; death; family; succession to Hideyoshi; wealth; Sekigahara; distribution of land; shogun; Hideyori; resisted at Osaka; Hoko-ji bell; attacked Osaka castle; character; legislation; literature; Hidetada; shrine; influenced by Yoshimune; Shinto revival; foreign relations; signature (ill.)
—Ieyoshi (1792-1853), shogun (1838-53)
—Ieyoshi (1792-1853), shogun (1838-53)
—Jidaishi, on Ieyasu's laws
—Jidaishi, on Ieyasu's rules
—Mitsukuni (1628-1700), sympathizes with Masayasu; interest in letters
—Mitsukuni (1628-1700) empathizes with Masayasu; interest in literature
—Munetada (1721-64), founder of Hitotsubashi branch
—Munetada (1721-64), founder of the Hitotsubashi branch
—Munetake (d. 1769) founder of Tayasii branch
—Munetake (d. 1769), founder of the Tayasii branch
—Nariaki (1800-60), daimyo of Mito, anti-foreign policy of; attempts to make his son shogun; surrenders edict against shogun
—Nariaki (1800-60), lord of Mito, anti-foreign policy of; efforts to make his son shogun; withdraws edict against shogun
—(or Matsudaira) Nariyuki, feudatory of Kir
—(or Matsudaira) Nariyuki, lord of Kir
—Nobuyasu (1559-79); marriage
—Nobuyasu (1559-79); wedding
—Nobuyoshi (1583-1603), daimyo of Mito
—Nobuyoshi (1583-1603), lord of Mito
—Shigeyoshi (1745-95), founds Shimizu branch
—Shigeyoshi (1745-95), establishes Shimizu branch
—Tadanaga (1605-33), brother of Iemitsu
—Tadanaga (1605-33), Iemitsu's brother
—Tadayoshi (1580-1607), daimyo of Kiyosu
—Tadayoshi (1580-1607), lord of Kiyosu
—Tsunayoshi (1646-1709), shogun (1686-1709); considerate for Crown
—Tsunayoshi (1646-1709), shogun (1686-1709); thoughtful for the Crown
—Yorifusa (1603-61), daimyo of Mito; one of Sanke
—Yorifusa (1603-61), lord of Mito; one of the Sanke
—Yorinobu (1602-71), daimyo of Kii
—Yorinobu (1602-71), feudal lord of Kii
—Yoshimune (1677-1751), shogun (1716-45); camera rule; Tayasu and
Hitotsubashi branches
—Yoshimune (1677-1751), shogun (1716-45); governing through a council; Tayasu and
Hitotsubashi branches
—Yoshinao (1600-50), daimyo of Owari; founds Shohei-ko school
—Yoshinao (1600-50), the lord of Owari; establishes the Shohei-ko school
—Yoshinobu or Keiki (1837-97), son of Nariaki and his candidate for shogun; Crown urges his promotion; guardian of shogun; shogun (1866-8); resigns; surrenders Yedo
—Yoshinobu or Keiki (1837-97), son of Nariaki and his choice for shogun; the Crown supports his promotion; he becomes the guardian of the shogun; shogun (1866-8); he resigns; he surrenders Yedo.
Tokuhon see Hatakeyama Mochikuni
Tokuhon see Hatakeyama Mochikuni
Tokuno support Southern Court
Tokuno supports Southern Court
Tokuno Michlkoto, defender of Go-Daigo
Tokuno Michlkoto, defender of Go-Daigo
Tokusei, "benevolent policy", laws of 1297; extension of policy under
Ashikaga; riots; for debtors
Tokusei, "benevolent policy," laws of 1297; expansion of policy under
Ashikaga; uprisings; for debtors
Tokuso, priest
Tokuso, priest
Tokyo, formerly Yedo, eastern capital
Tokyo, previously Yedo, eastern capital
Tomi see Fujiwara Tomiko
Tomi sees Fujiwara Tomiko
Tomoe, Yoshinaka's mistress
Tomoe, Yoshinaka's girlfriend
Tomohira, Prince (963-1009), poet
Tomohira, Prince (963-1009), poet
Tomohito, Prince, see Kokaku
Tomohito, Prince, meet Kokaku
Tomo, Princess, see Go-Sakuramichi
Tomo, Princess, check out Go-Sakuramichi
Tomo Kowamine, exiled (843) with Prince Tsunesada
Tomo Kowamine, exiled (843) with Prince Tsunesada
Ton-a (1301-84), poet
Ton-a (1301-84), writer
Tonami-yami, Echizen, defeat of Taira at
Tonami-yami, Echizen, the defeat of Taira at
Tonegawa, flood in
Tonegawa, flood incoming
Tone-yama, battle (1573)
Tone-yama, battle (1573)
Tonghak rebellion in Korea (1894), Chinese troops sent to quell
Tonghak rebellion in Korea (1894), Chinese troops sent to suppress.
Tongkan, Korean history, its chronology
Tongkan, Korean history, timeline
Tori Shichi (Korean Nori Sachhi), Buddhist
Tori Shichi (Korean Nori Sachhi), Buddhist
Torii Mototada (1539-1600), dies in defense of Ieyasu's castle
Torii Mototada (1539-1600) dies defending Ieyasu's castle.
—Suneemon
—Suneemon
Tornado of 1718
Tornado of 1718
Torres, Baltasar de (1563-1626), Jesuit, companion of Xavier
Torres, Baltasar de (1563-1626), Jesuit, friend of Xavier
Tortoise shell, divination
Tortoiseshell divination
Torture in ancient Japan
Torture in old Japan
Tosa, province; Ichijo family move to; seized by Chosokabe; bonita curing in; T memorial against Bakufu; surrender of fiefs; clan representation
Tosa, province; Ichijo family relocates; taken over by Chosokabe; bonita curing in; T memorial against Bakufu; surrender of fiefs; clan representation
Tosa, Kyoto school of painting; patronized by Tsunayoshi; decorations of palace
Tosa, Kyoto school of painting; supported by Tsunayoshi; palace decorations
Mitsunobu see Mitsunobu
Mitsunobu sees Mitsunobu
Mitsuoki, teacher of Hirozumi
Mitsuoki, Hirozumi's teacher
Tosa Nikki, Tosa Diary
Tosa Diary
Tosabo Shoshun, bonze
Tosabo Shoshun, monk
Tosando, mountain road
Tosando, mountain trail
Toshiiye see Maeda Toshiiye
Toshiiye sees Maeda Toshiiye
Toshiyori-roju
Elderly advisor
Tosho-ji, temple, suicides in its cemetery after defeat of Hojo
Tosho-ji, temple, suicides in its graveyard after the defeat of the Hojo.
Towers, royal; fire watch tower
Royal towers; fire lookout tower
Toyohara Tokimoto, musician
Toyohara Tokimoto, artist
Toyohito see Kogon
Toyohito meets Kogon
Toyokuni Daimyo-jin, temple of, sacred to Hideyoshi, destroyed by
Ieyasu
Toyokuni Daimyo-jin, a temple dedicated to Hideyoshi, was destroyed by
Ieyasu
Toyonari see Fujiwara no Toyonari
Toyonari, see Fujiwara no Toyonari
Toyotomi, family, revolt of ronin (1651); decline of influence
Toyotomi, family, revolt of ronin (1651); decline of influence
Hidetsugu (1568-95), adopted successor of Hideyoshi; Hideyoshi's letter to; death
Hidetsugu (1568-95), adopted heir of Hideyoshi; Hideyoshi's letter to; death
Hideyori (1593-1615), son of Hideyoshi; regent; Christians join him against Ieyasu; Ishida favours; nai-daijin, marries Ieyasu's granddaughter; Ieyasu's estimate; opposes Ieyasu; refuses to surrender; suicide
Hideyori (1593-1615), son of Hideyoshi; regent; Christians join him against Ieyasu; Ishida supports him; nai-daijin, marries Ieyasu's granddaughter; Ieyasu's assessment; opposes Ieyasu; refuses to surrender; commits suicide.
Toyotomi Hideyoshi( 1536-98); battle of Okehazama; in Ise and Kyoto; Sakai; war with Asakura and Asai; against Takeda Katsuyori; invades Chugoku; plans war on China; peace with Mori; Nobunaga; defeats Mitsuhide; councillor; crushes Takigawa Kazumasa and Shibuta Katsuiye; Yodogimi; Osaka castle; in Komaki war; peace with Ieyasu; regent; crushes remaining enemies; treatment of Ieyasu; Buddhism; palace; tea-festivals, wealth; invasion of Korea; death; family; kills Hidetsugu; character; legislation; Christianity; tomb
Toyotomi Hideyoshi (1536-1598); Battle of Okehazama; in Ise and Kyoto; Sakai; war with Asakura and Asai; against Takeda Katsuyori; invades Chugoku; plans war on China; peace with Mori; Nobunaga; defeats Mitsuhide; councillor; crushes Takigawa Kazumasa and Shibuta Katsuiye; Yodogimi; Osaka castle; during Komaki War; peace with Ieyasu; regent; crushes remaining enemies; treatment of Ieyasu; Buddhism; palace; tea festivals, wealth; invasion of Korea; death; family; kills Hidetsugu; character; legislation; Christianity; tomb.
—Kunimatsu, son of Hideyori, killed by Ieyasu
—Kunimatsu, the son of Hideyori, was killed by Ieyasu
"Trade, Chief of"
"Chief of Trade"
Transportation, early; roads in Nara epoch; in Heian; in Muromachi; improved by Nobunaga; laws; Tokugawa improvements; road-commissioners; railway building
Transportation in the early days; roads during the Nara period; in the Heian period; in the Muromachi period; improved by Nobunaga; laws; Tokugawa advancements; road commissioners; railway construction
Treason under Daiho code
Treason under Daiho code
Treasury established 405 A.D.; three in Yuryaku's reign; burnt in 1659; see Finance Department
Treasury established 405 A.D.; three during Yuryaku's reign; burned in 1659; see Finance Department
Treaties with United States, Russia, Holland, England; commercial treaty with United States; with Korea; with China; with Russia (Portsmouth); with China (Peking)
Treaties with the United States, Russia, the Netherlands, and England; a commercial treaty with the United States; with Korea; with China; with Russia (Portsmouth); with China (Beijing).
Tree, sacred, of Buddhist temples; tree worship; myths of tree planting; stories of huge trees
Tree, sacred, of Buddhist temples; tree worship; myths of tree planting; stories of huge trees
Trigrams, in divination
Trigrams in fortune-telling
"True Word," Shingon
"True Word," Shingon Buddhism
Tsarevitch, Russian battleship at Port Arthur
Tsarevich, Russian battleship at Port Arthur
Tsin dynasty (265-317) and Chinese migration
Tsin Dynasty (265-317) and Chinese Migration
Tsuchi-gumo, "Earth-spiders" or "Pit dwellers"; called Wado by
Chinese
Tsuchi-gumo, "Earth-spiders" or "Pit dwellers"; referred to as Wado by
Chinese
Tsuchi Mikado, 83d Emperor (1199-1210); abdicates; exile
Tsuchi Mikado, 83rd Emperor (1199-1210); abdicates; exiled
Tsugaru in 16th century wars; remains of Tatar fortress
Tsugaru in 16th-century wars; ruins of Tatar fortress
—strait, controlled by Japan
—strait, managed by Japan
Tsugunawa see Fujiwara Tsugunawa
Tsugunawa meets Fujiwara Tsugunawa
Tsuguno, architect
Tsuguno, architect
Tsuka, Korean prince, migrates to Japan; carpenters
Tsuka, a Korean prince, moves to Japan; carpenters
Tsukiji, in Yedo, naval college at
Tsukiji, in Yedo, naval college at
Tsukuda, island
Tsukuda Island
Tsukushi see Kyushu
Tsukushi sees Kyushu
Tsunayoshi see Tokugawa Tsunayoshi
Tsunayoshi meets Tokugawa Tsunayoshi
Tsunehito, Prince, father of Kokaku, rank
Tsunehito, Prince, father of Kokaku, rank
Tsuneko, consort of Kwazan
Tsuneko, partner of Kwazan
Tsunenaga, Prince (1324-38), conspiracy to make him heir; poisoned by
Takauji
Tsunenaga, Prince (1324-38), plotted to make him the heir; poisoned by
Takauji
Tsunesada, Prince (823-84), exiled (843)
Tsunesada, Prince (823-84), exiled (843)
Tsure-zure-gusa, "Weeds of Tedium"
Tsure-zure-gusa, "Weeds of Boredom"
Tsuruga, ancient Kehi-no-ura; fortifications (1280)
Tsuruga, ancient Kehi-no-ura; fortifications (1280)
Tsurugaoka hill in Kamakura, shrine of Hachiman
Tsurugaoka Hill in Kamakura, shrine of Hachiman
Tsushima, islands, in early myth; silver discovered (674) and gold (701); attacked by Toi (1019), by Mongols (1274), and (1281); attacked by Koreans in 1419; Korean trade; Chinese squadron attacks; outpost of Japan; Hakuseki wishes to limit Korean envoys to; commerce; commanding strait; Russian attempts upon; battle of, Russian fleet defeated by Togo
Tsushima, islands, in early myth; silver discovered (674) and gold (701); attacked by Toi (1019), by Mongols (1274), and (1281); attacked by Koreans in 1419; Korean trade; Chinese squadron attacks; outpost of Japan; Hakuseki wishes to limit Korean envoys to; commerce; commanding strait; Russian attempts upon; battle of, Russian fleet defeated by Togo
Tsutsui Junkei (1549-84), deserts Akechi Mitsuhide in battle of
Yamazaki; succession to Nobunaga
Tsutsui Junkei (1549-84) deserts Akechi Mitsuhide in the battle of
Yamazaki; succession to Nobunaga
Tsuwata Saburo, suicide
Tsuwata Saburo, suicide prevention
Tsuying, king of Pohai, Korea
Tsuying, king of Pohai, Korea
203-Metre Hill, Port Arthur, fighting at
203-Metre Hill, Port Arthur, fighting at
Uchida Ieyoshi, warrior
Uchida Ieyoshi, samurai
Masanobu (1619-51), suicide
Masanobu (1619-51), took his own life
Uda, 59th Emperor (888-97), Prince Sadami
Uda, 59th Emperor (888-97), Prince Sadami
Uda Genji of Omi, branch of Minamoto
Uda Genji from Omi, a branch of the Minamoto clan
Ueda castle
Ueda Castle
Ueno park, Kiyomizu temple; hill called Toeizan; abbot of, candidate for throne in 1867
Ueno Park, Kiyomizu Temple; the hill known as Toeizan; the abbot of, a candidate for the throne in 1867.
Uesugi, family, favours Tadayoshi; overthrows Ashikaga; kwanryo; two branches; quarrels; join against Hojo; shitsuji; governor-general of Kwanto; patronize schools; against Mogami; Hideyoshi makes peace with
Uesugi family supports Tadayoshi; ousts Ashikaga; kwanryo; two branches; disputes; unite against Hojo; shitsuji; governor-general of Kwanto; sponsor schools; oppose Mogami; Hideyoshi establishes peace with
—Akifusa, shitsuji to Shigeuji
—Akifusa, servant to Shigeuji
—Akisada, estates
—Akisada, properties
—Akiyoshi, avenges his father
—Akiyoshi avenges his dad
—Fusaaki (1432-66)
—Fusaaki (1432-1466)
—Kagekatsu (1555-1623), lieutenant of Hideyoshi in Komaki war; against Hojo; senior minister; with Ishida Katsushiga plots against Ieyasu; open break with Ieyasu; fiefs reduced after Sekigahara
—Kagekatsu (1555-1623), Hideyoshi's lieutenant during the Komaki war; opposed Hojo; senior minister; conspired with Ishida Katsushige against Ieyasu; had a public falling out with Ieyasu; fiefs diminished after Sekigahara
—Kenshin, originally Nagao Kagetora. (1530-78), kwanryo, war with
Hojo and Takeda, checked between Nobunaga and Shingen; military art
—Kenshin, originally Nagao Kagetora. (1530-78), was a military leader involved in wars with the Hojo and Takeda, balancing power between Nobunaga and Shingen; military strategy.
—Mochifusa, sent against Kamakura by Ashikaga Yoshinori (1439)
—Mochifusa, dispatched to Kamakura by Ashikaga Yoshinori (1439)
—Mochitomo (1416-67) fortifies Kawagoe
—Mochitomo (1416-67) strengthens Kawagoe
—Noriaki (1306-68), shitsuji; exile
—Noriaki (1306-68), official; exile
—Noriharu (d. 1379), suicide
—Noriharu (d. 1379), took his own life
—Norimasa (1522-79), driven from Hirai by Ujiyasu
—Norimasa (1522-79), expelled from Hirai by Ujiyasu
—Norimoto (1383-1418)
—Norimoto (1383-1418)
—Noritada (1433-54), shitsuji to Shigeuji, death
—Noritada (1433-54), chief steward to Shigeuji, death
—Norizane (d. 1455), plot to kill; helps defeat Kamakura forces (1439)
—Norizane (d. 1455), conspiracy to assassinate; aids in defeating the Kamakura forces (1439)
—Shigeyoshi (d. 1349), shitsuji, exiled
—Shigeyoshi (d. 1349), steward, exiled
—Tomomune, shitsuji
—Tomomune, butler
—Tomosada, shitsuji
—Tomosada, butler
—Ujinori
—Ujinori
—Yoshinori (d. 1378), shitsuji
—Yoshinori (d. 1378), steward
Uji, families, rank; government, established and abolished by
Emperor; taxation; feudal chiefs; the Eight Great Uji; opposed by
Shotoku; rank; government; Jinshin; Kami elective; princely families;
academies; record; territorial names
Uji, families, rank; government, set up and taken down by
Emperor; taxes; feudal leaders; the Eight Great Uji; resisted by
Shotoku; rank; government; Jinshin; Kami elected; noble families;
schools; record; place names
Uji river, Yamashiro province, battle at
Uji River, Yamashiro Province, battle at
Uiyasu see Hojo Ujiyasu
Uiyasu meets Hojo Ujiyasu
Ukhtonsky, Rear-Admiral Prince, commanding Russian squadron at Port
Arthur
Ukhtonsky, Rear-Admiral Prince, in charge of the Russian squadron at Port
Arthur
Ukita Hideiye (d. 1662), soldier of Hideyoshi, against Chosokabe; commander-in-chief in Korea; one of 5 senior ministers; and Hideyoshi's laws; against Ieyasu; estates forfeited
Ukita Hideiye (d. 1662), a soldier under Hideyoshi, fought against Chosokabe; he was the commander-in-chief in Korea; one of 5 senior ministers; involved with Hideyoshi's laws; opposed Ieyasu; estates were forfeited.
Naoiye (1530-82), turns from Mori to Nobunaga
Naoiye (1530-82) shifts focus from Mori to Nobunaga
Umako see Soga Umako
Umako sees Soga Umako
Umashimade, ancestor of Mononobe
Umashimade, ancestor of Mononobe
Umeda Genjiro, pen-name "Umpin" (1816-59), promotes Imperial restoration
Umeda Genjiro, also known by his pen name "Umpin" (1816-59), advocates for the restoration of the Imperial system.
Umetada Akihisa, metal-worker
Akihisa Umetada, metalworker
Unclean, eta and hinin, in Kamakura classification
Unclean, eta and hinin, in Kamakura classification
Unebi, Mt., tomb of Jimmu; Soga mansion
Unebi, Mt., tomb of Jimmu; Soga mansion
Ung-jin (Paik-chhon-ku), Japanese defeat at, (662)
Ung-jin (Paik-chhon-ku), defeat of the Japanese at, (662)
United States, Japanese relations with, 1837 '46, and '48; Perry; Townsend Harris; Shimonoseki affair; Americans in education, post-office, agriculture, etc.; intervention in Russo-Japanese war; threats of war
United States, relations with Japan, 1837, '46, and '48; Perry; Townsend Harris; Shimonoseki incident; Americans involved in education, postal services, agriculture, etc.; involvement in the Russo-Japanese war; threats of war
Unkei, sculptor
Unkei, artist
Unzen, volcano, Christians tortured in solfataras
Unzen, a volcano, Christians tortured in hot springs.
Upland, onchi
Upland, cool
Urabe Kanetomo (15th century), Shinto
Urabe Kanetomo (15th century), Shinto priest
Yoshida, Shinto doctrine of
Yoshida, Shinto belief of
Uraga, English refuse for headquarters; Manhattan enters; Perry in
Uraga, the English refuse for headquarters; Manhattan enters; Perry in
Urup, island, Russians in, (1792)
Urup Island, Russians in, (1792)
Uryu Sotokichi (b. 1857), rear-admiral, destroys Russian cruisers at
Chemulpo
Uryu Sotokichi (b. 1857), rear admiral, takes out Russian cruisers at
Chemulpo
Usui Pass in Yamato-dake's march, identification of
Usui Pass in Yamato-dake's journey, identification of
Usume, female Kami
Usume, goddess Kami
Usuri, won by Russia (1860)
Usuri, acquired by Russia (1860)
Utsonomiya family, one of "8 Generals of Kwanto"
Utsonomiya family, one of the "8 Generals of Kwanto"
Valegnani, Alexander (1537-1606), Jesuit vice-general, visits
Kuchinotsu in 1578; embassy
Valegnani, Alexander (1537-1606), Jesuit vice-general, visits
Kuchinotsu in 1578; embassy
Variag, Russian cruiser at Chemulpo
Variag, Russian cruiser at Incheon
Vehicles, proto-historic; in Nara epoch
Vehicles, ancient; in Nara period
"Vehicles" of Buddhism
"Buddhist vehicles"
Veil in ancient costume
Ancient costume veil
Vendetta, beginning of in Japan (486 A.D.); (1193); of Ako; illegal in Kyoto, Yedo, Osaka and Sumpu
Vendetta, beginning in Japan (486 A.D.); (1193); of Ako; illegal in Kyoto, Yedo, Osaka, and Sumpu
Vermilion pillars; stamp of Taiko
Vermilion pillars; Taiko stamp
Vilela, Gaspard (d. 1570), Portuguese Jesuit, in Kyoto
Vilela, Gaspard (d. 1570), Portuguese Jesuit, in Kyoto
Village, part of agata; assemblies; chief
Village, part of agata; assemblies; chief
Vivero y Velasco, Rodrigo, governor of Philippines, agreement with
Ieyasu (1609)
Vivero y Velasco, Rodrigo, governor of the Philippines, agreement with
Ieyasu (1609)
Vladivostok, strategic situation; Russian squadron at, crushed by
Kamimura; objective of Rozhdestvensky
Vladivostok, strategic position; Russian fleet at, defeated by
Kamimura; goal of Rozhdestvensky
Volcanic eruptions
Volcano eruptions
Wa, "dwarf" or "subservient," early Chinese name for Japanese
Wa, a term meaning "dwarf" or "subservient," is an early Chinese name for the Japanese.
Wada Yoshimori (1147-1213) son of Yoritomo's benefactor in Bakufu council; betto defeated and killed by Hojo Yoshitoki
Wada Yoshimori (1147-1213), son of Yoritomo's supporter in the Bakufu council; betto defeated and killed by Hojo Yoshitoki.
Wadded garments, first mentioned, in 643 A.D.; use prescribed
Wadded garments were first mentioned in 643 A.D.; their use was prescribed.
Wado, Chinese name of western tribe of Japan
Wado, the Chinese name for the western tribe of Japan
Wado, copper era (708-15)
Wado, Copper Age (708-15)
Wage, in 1498
Wage, in 1498
Waka, wife of Tasa, taken from him by Yuryaku
Waka, Tasa's wife, taken from him by Yuryaku.
Waka-irutsako, younger son of Ojin
Waka-irutsako, younger son of Ojin
Wake, funeral ceremony
Wake, memorial service
Wake, Prince, burial of
Wake, Prince, burial of
Kiyomaro (733-99), banished; chooses site for new capital for Kwammu
Kiyomaro (733-99), exiled; selects location for new capital for Kwammu
Wakiya Yoshiharu, son of Yoshisuke, in defeat of Takauji
Wakiya Yoshiharu, the son of Yoshisuke, in the defeat of Takauji
Yoshisuke (d. 1340), brother of Nitta Yoshisada and provincial governor; in command of Imperial army against the Ashikaga
Yoshisuke (d. 1340), brother of Nitta Yoshisada and provincial governor; in charge of the Imperial army against the Ashikaga.
Wakizaka Yasuharu (1554-1626) at battle of Sekigahara
Wakizaka Yasuharu (1554-1626) at the Battle of Sekigahara
Wang Yang-ming (1472-1529) philosophy of, officially displaced by
Chutsz's; Nakaye Toju follows; summary of system
Wang Yangming (1472-1529) philosophy of, officially replaced by
Chutsz's; Nakaye Toju follows; summary of system
Wani, Korean scribe in Japan; his descendant, Wang-sin-i
Wani, a Korean scribe in Japan; his descendant, Wang-sin-i
War, Department of, Hyobusho
Ministry of War, Hyobusho
War God, Hachiman, Oracle of
War God, Hachiman, Oracle of
War Office, Heisei-kan
War Office, Heisei-kan
Waseda University, Tokyo, founded by Okuma
Waseda University, Tokyo, was founded by Okuma.
Watanabe, fleet at, before battle of Yashima
Watanabe, quick before the battle of Yashima
Watanabe family, branch of Minamoto
Watanabe family, branch of Minamoto
Watarai, temple of, in Ise, princess priest of
Watarai, temple of, in Ise, princess priest of
Watazumi-no-Kuni, Japanese intercourse with
Watazumi-no-Kuni, Japanese connection with
Watch, in capital
Watch, in all caps
Water-supply of Yedo
Tokyo's water supply
Wave-men, ronin
Wave warriors, ronin
Wax, vegetable, industry
Plant-based wax industry
Weaving in early times; early taxes paid by; development
Weaving in ancient times; early taxes paid by; growth
Weights and measures
Units of measurement
Weihaiwei, taken from Chinese (1894)
Weihaiwei, derived from Chinese (1894)
Wei Records, A.D. 211-265, on Japanese markets
Wei Records, A.D. 211-265, on Japanese markets
Western Army, Yamana forces in Onin war
Western Army, Yamana forces in Onin War
Whale, fossil remains
Whale fossil remains
White, mourning colour; colour of Minamoto
White, the color of mourning; the color of Minamoto
Wi-ju, Korea; Russians at, (1904)
Wi-ju, Korea; Russians in, (1904)
Winter Campaign
Winter Campaign
Wistaria, fujiwara; bark used for mourning garments
Wistaria, fujiwara; bark used for funeral clothes
Witchcraft, in Nara epoch
Witchcraft in the Nara period
Wo (Japan), tributary to Chinese Kingdom of Yen
Wo (Japan), a tributary to the Chinese Kingdom of Yen
Woke, see Ninken
Woke, check Ninken
Women, use phonetic language; warriors; tribute to serpents and marauders; prehistoric status; rulers; hostages; morality; literature; property rights; in Tokugawa period; punishment of; shogun's harem; illustrations
Women, communicate in spoken language; fighters; offerings to snakes and raiders; ancient roles; leaders; captives; ethics; writing; ownership rights; during the Tokugawa era; consequences of; shogun's concubines; images
Wrestling in prehistoric times; first recorded match (23 B.C.); professional sport; (ill.)
Wrestling in prehistoric times; first recorded match (23 B.C.); professional sport; (ill.)
Wu, Chinese Emperor, and Buddhist propaganda
Wu, the Chinese emperor, and Buddhist propaganda
Wu-Ti, Chinese emperor, conqueror of Korea
Wu-Ti, Chinese emperor, conqueror of Korea
Xavier, St. Francis (1506-52), Jesuit missionary, lands in Kagoshima (1549); in Hirado, Yamaguchi, Kyoto, and Bungo, death
Xavier, St. Francis (1506-52), Jesuit missionary, arrives in Kagoshima (1549); then travels to Hirado, Yamaguchi, Kyoto, and Bungo, where he dies.
Yada castle in Ise
Yada Castle in Ise
Yae, wife of Hideyoshi, followed by military clique
Yae, Hideyoshi's wife, was accompanied by a group of military leaders.
Yaka, mistress of Tenchi
Yaka, mistress of Tenchi
Yakami, Princess, of Inaba, marries Great-Name Possessor
Yakami, Princess of Inaba, marries the Great-Name Possessor.
Yakami, castle in Tamba
Yakami, castle in Tamba
Yakushi, Buddhist god of wisdom, inscription on image of; y.-ji, temple, (ill.)
Yakushi, the Buddhist god of wisdom, inscription on image of; y.-ji, temple, (ill.)
Yalu River, Korea, in 1592 campaign; Chinese cross, (1894); Russians and Japanese on, (1904); Russians defeated
Yalu River, Korea, in the 1592 campaign; Chinese crossed, (1894); Russians and Japanese engaged, (1904); Russians were defeated
Yama, Indian god
Yama, Hindu god
Yamabe, Prince; see Kwammu
Yamabe, Prince; see Kwammu
-Akahito, poet
-Akahito, poet
Yamabushi, priests
Yamabushi, monks
Yamada Tesshu, on Bushi
Yamada Tesshu, about Bushi
Yamaga Soko (1622-85), philosopher of bushido; Chinese teaching
Yamaga Soko (1622-85), philosopher of bushido; Chinese teachings
Yamagata Daini (1725-67), executed; fore-runner of Restoration
Yamagata Daini (1725-67), executed; forerunner of Restoration
Yamaguchi, Korean envoys come to; Xavier in; Jesuits leave;
Christians in
Yamaguchi, the Korean envoys arrive; Xavier in; Jesuits depart;
Christians in
Yamamoto support Southern Court
Yamamoto backs Southern Court
Yamana, family, joins Southern party; controls ten provinces; turns to Northern Court; crushed; rehabilitated; one of Five Regent Houses; holdings; Hosokawa; forces in Onin war, Western Army; "province holders"
Yamana's family joins the Southern faction, controls ten provinces, turns to the Northern Court, is defeated, then restored; becomes one of the Five Regent Houses; holdings include Hosokawa; involved in the Onin War with the Western Army; known as "province holders."
—Mitsuyuki, in revolt against Northern Dynasty
—Mitsuyuki, rebelling against the Northern Dynasty
—Mochitoyo, called Sozen, "Red Monk" (1404-73), gets Harima; great estate; in war on Hatakeyama; forces choice of Shiba Yoshikado as kwanryo; deserts Yoshimi; death
—Mochitoyo, known as Sozen, "Red Monk" (1404-73), acquires Harima; a large estate; involved in the conflict with Hatakeyama; endorses Shiba Yoshikado as kwanryo; betrays Yoshimi; dies.
—Norikiyo receives province of Mimasaka
—Norikiyo gets the province of Mimasaka
—Noriyuki, captures Shirahita
—Noriyuki captures Shirahita
—Sozen see Yamana Mochitoyo
—Sozen meets Yamana Mochitoyo
—Tokiuji (d. 1372), joins Ashikaga
—Tokiuji (d. 1372), joins Ashikaga
—Ujikiyo rebels (1391) against the Ashikaga
—Ujikiyo rebels (1391) against the Ashikaga
Yamanobe, Princess
Princess Yamanobe
Yamanouchi, family name taken by Uesugi Yoshinori; feud with
Ogigayatsu; join them against Hojo
Yamanouchi, the family name adopted by Uesugi Yoshinori; conflict with
Ogigayatsu; join them to fight against Hojo
Yamashina, Kamatari's residence
Yamashina, Kamatari's home
Yamashiro, Prince, candidate for throne in 629 and 641; suicide
Yamashiro, Prince, a candidate for the throne in 629 and 641; suicide
Yamashiro, early shrine; campaign from, against Sujin; canal; meaning of name; school of painters (604 A.D.)
Yamashiro, early shrine; campaign from, against Sujin; canal; meaning of name; group of painters (604 A.D.)
Yamato, expedition from Kyushu against; meaning of name, as used by Chinese; kindred race at time of conquest; retirement to Tsukushi; culture; physiognomy; relations with Caucasians; language; school of painting
Yamato, the expedition from Kyushu against; the meaning of the name as used by the Chinese; the related race at the time of conquest; retreat to Tsukushi; culture; appearance; relations with Caucasians; language; school of painting.
Yamato, Prince, human sacrifices at burial of (2 A.D.)
Yamato, Prince, human sacrifices at burial of (2 A.D.)
Yamato-dake and Susanoo's sword; campaign against Yemishi; against
Kumaso; a swan
Yamato-dake and Susanoo's sword; campaign against Yemishi; against
Kumaso; a swan
Yamato Genji, branch of Minamoto
Minamoto clan, Yamato Genji
Oguna, earlier name of Yamato-dake
Oguna, former name of Yamato-dake
Yamazaki, battle of, (1282)
Yamazaki, battle of (1282)
Ansai, follower of Chutsz; forerunner of Restoration
Ansai, follower of Chutsz; pioneer of Restoration
Yanaida Takasuke, estates
Yanaida Takasuke, properties
Yanagawa Seigan, Imperial restoration movement
Yanagawa Seigan, Imperial restoration initiative
Yanagisawa Yasuaki, or Yoshiyasu, (1658-1714), favourite of
Tsunayoshi; dismissed by Ienobu
Yanagisawa Yasuaki, also known as Yoshiyasu, (1658-1714), was a favorite of Tsunayoshi; he was later dismissed by Ienobu.
Yanamoto Kataharu in civil war of 1520
Yanamoto Kataharu during the civil war of 1520
Yang-chou, taken by pirates (1556)
Yangzhou, seized by pirates (1556)
Yangtzuling, Russian defeat at
Yangtzuling, Russian loss at
Yashima, battle, (1185)
Yashima, battle, (1185)
Yashima, Japanese battleship lost off Port Arthur
Yashima, a Japanese battleship that was lost near Port Arthur
Yaso, daughter of Emperor Reigen
Yaso, daughter of Emperor Reigen
Yasumaro see Ono Yasumaro
Yasumaro meets Ono Yasumaro
Year-period (Nengo), adoption of Chinese 645 A.D.; under two dynasties
Year-period (Nengo), adoption of Chinese 645 A.D.; under two dynasties
Yedo, fort built (1456); capital of Kwanto; Franciscan mission; Hidetada; Bakufu; castle; nobles must reside in; rebuilt after fire; art centre; vendetta forbidden; tree planting in; Kwanno Chokuyo's school; fires; degeneration, 18th century; vagabonds; prison; land offered to foreign traders; called Tokyo
Yedo, a fort built in 1456, was the capital of Kwanto. It hosted a Franciscan mission and was associated with Hidetada and the Bakufu. A castle was established where nobles were required to reside, and it was rebuilt after a fire. The area became an art center, where vendettas were prohibited, and tree planting took place alongside Kwanno Chokuyo's school. In the 18th century, it experienced degeneration, with an increase in vagabonds and the establishment of a prison. Land was offered to foreign traders, and it is now known as Tokyo.
Yellow Sea, Japanese victory over Chinese (1894)
Yellow Sea, Japanese victory over Chinese (1894)
Yemishi, early name of Ainu; Hirafu's expedition; description; Yamato-dake's expedition; captives called Saekibe; revolt in Kazusa; language, Siberian origin; migration; revolts
Yemishi, the early name for the Ainu; Hirafu's expedition; description; Yamato-dake's expedition; captives known as Saekibe; revolt in Kazusa; language with Siberian origins; migration; revolts
Yen, Pechili
Yen, Beijing
Yengi-shiki, book of ceremonial law (927 A.D.)
Yengi-shiki, book of ceremonial law (927 A.D.)
Yen Hui, Chinese painter
Yen Hui, Chinese artist
Yenisei, Russian mining-transport, sunk by mine at Port Arthur
Yenisei, a Russian mining transport vessel, was sunk by a mine at Port Arthur.
Yenomoto Takeaki, Viscount (1839-1909), admiral to the shogun, tries to set up republic in Yezo
Yenomoto Takeaki, Viscount (1839-1909), an admiral to the shogun, attempts to establish a republic in Yezo.
Yezo, pit-dwellers' remains in; name related to Yoso; Yemishi in;
Russians and Japanese clash in; Yenomoto's republic in
Yezo, remains of the pit-dwellers are found; name connected to Yoso; Yemishi in;
Russians and Japanese conflict in; Yenomoto's republic in
Yi Sun-sin, Korean admiral, defeats Japanese fleet
Yi Sun-sin, a Korean admiral, defeats the Japanese fleet.
Yo-chang, prince of Kudara, defeats Koma (553), beaten by Shiragi
Yo-chang, the prince of Kudara, defeats Koma (553), who is defeated by Shiragi.
Yodo (Yamanouchi Yodo) (1827-72), feudatory of Tosa, memorial to shogun
Yodo (Yamanouchi Yodo) (1827-72), a feudal lord of Tosa, tribute to the shogun
Yodo, estate of
Yodo, property of
Yodo or Yodogimi, daughter of Asai Nagamasa and mother of Toyotomi Hideyori; civil party sides with; against Ieyasu; Ieyasu promotes quarrel between Katagiri Katsumoto and; intrigue through her sister; death
Yodo, or Yodogimi, the daughter of Asai Nagamasa and the mother of Toyotomi Hideyori, was caught in the civil conflict siding against Ieyasu. Ieyasu fueled the feud between Katagiri Katsumoto and wove intrigue through her sister, leading to her death.
Yokohama, opened to American trade (1858)
Yokohama, opened to American trade in 1858
Yoko-yama, castle of Nagamasa
Yoko-yama, Nagamasa's castle
Yolang, or Pyong-yang, Korea
Pyongyang, Korea
Yomei, 31st Emperor (586-7); Buddhism
Yomei, 31st Emperor (586-7); Buddhism
Yomi, hades, compared to Indian Yama; identified with Yomi-shima, between Hoki and Izumo
Yomi, the underworld, is comparable to the Indian Yama; it is associated with Yomi-shima, located between Hoki and Izumo.
Yorifusa see Tokugawa Yorifusa
Yorifusa meets Tokugawa Yorifusa
Yoriiye see Minamoto Yoriiye
Yoriiye meets Minamoto Yoriiye
Yorimasa conspiracy (1180)
Yorimasa plot (1180)
Yorinobu see Tokugawa Yorinobu
Yorinobu meets Tokugawa Yorinobu
Yoritomo see Minamoto Yoritomo
Yoritomo sees Minamoto Yoritomo
Yoritsune see Fujiwara Yoritsune
Yoritsune sees Fujiwara Yoritsune
Yoro, year-period, and legislation of
Yoro, year, and legislation of
Yorozu, story of
Yorozu, the story of
Yoshida Kenko (1283-1350), recluse and poet, one of "four kings"
Yoshida Kenko (1283-1350), a recluse and poet, is one of the "four kings."
Shoin (1831-60), leader of anti-foreign and Imperial movement
Shoin (1831-60), leader of the anti-foreign and Imperial movement
Yoshifusa see Fujiwara Yoshifusa
Yoshifusa meets Fujiwara Yoshifusa
Yoshiiye see Minamoto Yoshiiye
Yoshiiye sees Minamoto Yoshiiye
Yoshikage see Asakura Yoshikage
Yoshikage sees Asakura Yoshikage
Yoshikawa, adherents of Southern Court
Yoshikawa, supporters of Southern Court
Yoshimasa see Ashikaga Yoshimasa
Yoshimasa meets Ashikaga Yoshimasa
Yoshimi see Ashikaga Yoshimi
Yoshimi sees Ashikaga Yoshimi
—nephew of Yoritomo
—nephew of Yoritomo
Yoshimine, princely uji
Yoshimine, noble family
Yoshimitsu see Ashikaga Yoshimitsu
Yoshimitsu meets Ashikaga Yoshimitsu
Yoshimune see Tokugawa Yoshimune
Yoshimune meets Tokugawa Yoshimune
Yoshinaga (Norinaga), Prince, governor-general of O-U; in the
Ashikaga revolt; see Go-Murakami
Yoshinaga (Norinaga), Prince, governor-general of O-U; in the
Ashikaga revolt; see Go-Murakami
Yoshinaka see Minamoto Yoshinaka
Yoshinaka meets Minamoto Yoshinaka
Yoshinao see Tokugawa Yoshinao
Yoshinao sees Tokugawa Yoshinao
Yoshino, in Yamato, Buddhist monastery at, rallying place for
Furubito's followers; Prince Oama takes refuge at; rendez-vous of
Go-Daigo's followers; in war of dynasties
Yoshino, in Yamato, Buddhist monastery at, gathering place for
Furubito's followers; Prince Oama takes refuge at; meeting spot of
Go-Daigo's followers; in war of dynasties
Yoshino, cruiser lost off Port Arthur
Yoshino, cruiser that sank near Port Arthur
Yoshinobu see Tokugawa Yoshinobu
Yoshinobu meets Tokugawa Yoshinobu
Yoshisada see Nitta Yoshisada
Yoshisada sees Nitta Yoshisada
Yoshisuke see Wakiya Yoshisuke
Yoshisuke sees Wakiya Yoshisuke
Yoshiteru see Murakami Yoshiteru
Yoshiteru sees Murakami Yoshiteru
Yoshitsune see Miriamoto no Yoshitsune
Yoshitsune meets Miriamoto no Yoshitsune
Yoso, N. E. Korea, cradle of Yemishi
Yoso, N. North Korea, birthplace of Yemishi
Yozei, 57th Emperor (877-84)
Yozei, 57th Emperor (877-84)
Yuasa support Southern Court
Yuasa backs Southern Court
Yuge no Dokyo, priest, Koken's love for
Yuge no Dokyo, priest, Koken's love for
Yui Shosetsu, leader in revolt of 1651
Yui Shosetsu, leader of the 1651 uprising
Yuki, branch of Fujiwara in Kwanto; persuade Shigenii to kill
Noritada
Yuki, branch of Fujiwara in Kanto; convince Shigenii to kill
Noritada
—Munehiro, administrator in O-U
—Munehiro, admin in O-U
Yunglo, Chinese Emperor and year-period, 1403-22, called Eiraku in
Japan
Yunglo, Chinese Emperor and year-period, 1403-22, called Eiraku in
Japan
Yura, Strait of
Yura, Strait of
Yuryaku, Emperor (457-79), cruelty of his reign; and Korea; death of Hayato at his tomb; serpent worship; 3 provinces added in his time; punishes Sakitsuya for lése-majesté, succession
Yuryaku, Emperor (457-79), was known for the cruelty of his reign; he had an impact on Korea; the death of Hayato at his tomb; serpent worship; three provinces were added during his time; he punishes Sakitsuya for lèse-majesté, succession.
Yushima, Yedo, shrine
Yushima Shrine, Edo
Yusho see Takayama
Yusho vs. Takayama
Yutahito see Kogon
Yutahito sees Kogon
Yuzu or Yutsuki, Chinese imperial prince, and Chinese migration to
Japan
Yuzu, also known as Yutsuki, was a Chinese imperial prince, and his migration to
Japan
Zejobo, mathematician and surveyor
Zejobo, mathematician and land surveyor
Zekkai, scholar, adviser of Yoshimitsu
Zekkai, scholar, adviser to Yoshimitsu
Zen (dhyand, meditation), Buddhist sect of contemplation; and Hojo Tokimune; the soldier's creed; and intercourse with China; priests and literature and art; tea ceremonial; favoured by the Ashikaga; great priests; five temples in Kyoto
Zen (dhyand, meditation), a Buddhist sect focused on contemplation; Hojo Tokimune; the soldier's code; connections with China; monks and literature and art; the tea ceremony; supported by the Ashikaga; esteemed priests; five temples in Kyoto.
Zenko-ji, temple in Nagano with battle paintings
Zenko-ji, a temple in Nagano known for its battle murals.
Zenkyo see Suye Harukata
Zenkyo sees Suye Harukata
Zenyu, priest, liaison with Empress Taka
Zenyu, priest, connection with Empress Taka
Zojo-ji, temple of Shiba, Tokyo, tomb of Hidetada
Zojo-ji, Shiba temple, Tokyo, Hidetada’s tomb
Zoku Nihongi (or Nihonki) Supplementary Chronicles of Japan (798)
Zoku Nihongi (or Nihonki) Supplementary Chronicles of Japan (798)
Nihon Koki, Supplementary Later Chronicles (869)
Nihon Koki, Supplementary Later Chronicles (869)
Zuisa, Buddhist priest, envoy of shogun to China
Zuisa, a Buddhist priest and envoy of the shogun to China
Zuniga, Pedro de (d. 1622), Spanish Dominican and martyr
Zuniga, Pedro de (d. 1622), Spanish Dominican and martyr
FULL PAGE HALF-TONES
WOODEN STATUE OF THE EMPEROR JIMMU
PREHISTORIC REMAINS PLATE A.
I. A "Stone plate" or mortar for hut flour (suburb of Tokyo); B and C Stone sticks or batons, marks of rank (Rikuchu and Hitachi); D Stone club, probably religious (suburb of Tokyo).
I. A "stone plate" or mortar for grinding flour (suburb of Tokyo); B and C Stone sticks or batons, symbols of rank (Rikuchu and Hitachi); D Stone club, likely used for religious purposes (suburb of Tokyo).
II. A Shell ring (Shimosa); B Bone nail (Rikuzen); C Bone spear-head
(Rikuzen); D Stone spoon (Mutsu); E Stone chisel (Iwashiro); F and G
Arrow heads (Uzen); H Magatama (Izumo); / Kazaridama, beads for
ornament (Mutsu).
II. A Shell ring (Shimosa); B Bone nail (Rikuzen); C Bone spear-head
(Rikuzen); D Stone spoon (Mutsu); E Stone chisel (Iwashiro); F and G
Arrowheads (Uzen); H Magatama (Izumo); / Kazaridama, decorative beads
(Mutsu).
III. A Vessel with handles, front rounded, back flat (Totomi); B
Grayish earthenware dish, possibly for rice, with lathe marks (Mino);
C Jar with spout on sides (Totomi); D Wine jar with hole in center to
draw off sake with bamboo (Bizen); E Cup (Mino).
III. A vessel with handles, rounded front, flat back (Totomi); B
Grayish earthenware dish, likely for rice, with lathe marks (Mino);
C Jar with spouts on the sides (Totomi); D Wine jar with a hole in the center to
draw off sake with bamboo (Bizen); E Cup (Mino).
IV. Brownish earthenware decorated by spatula and by fabric pressed on the moist clay. A From Hitachi; B Incense-burner shaped vessel (Ugo); C From Rikuzen; D Probably a drinking vessel (Mutsu).
IV. Brown earthenware decorated with a spatula and fabric pressed onto the wet clay. A From Hitachi; B Incense-burner shaped vessel (Ugo); C From Rikuzen; D Probably a drinking vessel (Mutsu).
V. Wooden doll (Mutsu),—probably a charm.
V. Wooden doll (Mutsu) — likely a good luck charm.
VI. Beads or gems (Rikuchu); the largest at the left, a marutama of plaster; next, a kodanta of a substance like glass.
VI. Beads or gems (Rikuchu); the biggest on the left is a marutama made of plaster; next is a kodanta made of a material similar to glass.
VII. A Spear-head with socket: B Sword; C Sword with ring.
VII. A spearhead with a socket: B sword; C sword with a ring.
VIII. Cut gem of rock crystal (Bitchu).
VIII. Cut gemstone of rock crystal (Bitchu).
IX. Kudatama, jasper ornament (Bizen).
IX. Kudatama, jasper ornament (Bizen).
X. Gold ring, copper core, ear decoration (Musashi). XI. Magatama, probably strung on necklace (Yamashiro).
X. Gold ring, copper core, earrings (Musashi). XI. Magatama, likely worn on a necklace (Yamashiro).
PREHISTORIC REMAINS PLATE B.
Earthenware horse (MUSASHI); Haruwa or offering at the tomb
Earthenware horse (MUSASHI); Haruwa or offering at the grave
Arrowhead and lance head (SHINANO); and bronze mirror (TAMBA).
Arrowhead and spearhead (SHINANO); and bronze mirror (TAMBA).
Haniwa, earthen ware images offered at the tomb. Female figure with elaborate coiffure and dress lapping left over right. Man with steel helmet and coat of mail.
Haniwa, clay figures placed at the tomb. A female figure with an intricate hairstyle and clothing overlapping left over right. A man wearing a steel helmet and chain mail.
Broken piece of earthenware showing a human face.
Broken piece of pottery displaying a human face.
Stone axes and hatchets (MUTSUI OTARU, a polished Stone; Meguro, near
TOKYO; and SHIMOSA).
Stone axes and hatchets (MUTSUI OTARU, a polished stone; Meguro, near
TOKYO; and SHIMOSA).
PRINCE SHOTOKU (572-621 A.D.)
(From a painting in the collection of The Imperial Household)
(From a painting in the collection of The Imperial Household)
KAMAKURA DAIBUTSU, OR IMAGE OF BUDDHA
(Cast in bronze. 1252 A.D.; height 47 feet)
(Cast in bronze. 1252 A.D.; height 47 feet)
COSTUMES
Samurai in Hunting Robe
Samurai in Hunting Outfit
Imperial Court noble
Imperial Court aristocrat
Samurai in Court Robe
Samurai in Court Attire
TOKUGAWA SHRINE AT NIKKO
ADMIRAL TOGO
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