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[Transcriber's notes]
[Transcriber's notes]
This text is derived from an unedited version in the Internet Archive.
Page numbers are indicated by numbers enclosed in curly braces,
e.g. {99}. They have been located where page breaks occurred in the
original book.
Labels and text in a figure that are not mentioned in the figure
description are included as a comma separated list, as in "(Figure
text: cochlea, vestibule, 3 Canals)".
Lengthy footnotes and quotations are indented.
Obvious misspellings and typos are corrected but inconsistent spelling
is not resolved, as in coordinate and coördinate.
Here are the appearances of the heading levels.
This text comes from an unedited version on the Internet Archive.
Page numbers are shown with numbers in curly braces, e.g., {99}. They are positioned where page breaks occurred in the original book.
Labels and text in a figure that are not mentioned in the figure description are included as a comma-separated list, like "(Figure text: cochlea, vestibule, 3 Canals)."
Long footnotes and quotes are indented.
Clear misspellings and typos are corrected, but inconsistent spelling is not fixed, such as coordinate and coördinate.
Here are the different heading levels.
Header 1
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Here are the definitions of some unfamiliar words (to me).
amour propre: self-esteem; self-respect.
esprit de corps: camaraderie, bonding, solidarity, fellowship.
motility (motile): moving or capable of moving spontaneously.
unwonted: unusual.
Here are the definitions of some unfamiliar words (to me).
amour propre: self-esteem; self-respect.
esprit de corps: camaraderie, bonding, solidarity, fellowship.
motility (motile): moving or able to move on its own.
unwonted: unusual.
[End Transcribers's notes]
Understood! Please provide the text you'd like me to modernize.
PSYCHOLOGY
A STUDY OF MENTAL LIFE
BY
ROBERT S. WOODWORTH, Ph. D.
Professor of Psychology in Columbia University
NEW YORK
HENRY HOLT AND COMPANY
1921
COPYRIGHT, 1921
BY
HENRY HOLT AND COMPANY
Printed in the U.S.A.
BY
ROBERT S. WOODWORTH, Ph. D.
Professor of Psychology at Columbia University
NEW YORK
HENRY HOLT AND COMPANY
1921
COPYRIGHT, 1921
BY
HENRY HOLT AND COMPANY
Printed in the U.S.A.
PREFACE
A few words to the reader are in order. In the first place, something like an apology is due for the free way in which the author has drawn upon the original work of many fellow-psychologists, without any mention of their names. This is practically unavoidable in a book intended for the beginner, but the reader may well be informed of the fact, and cautioned not to credit the content of the book to the writer of it. The author's task has been that of selecting from the large mass of psychological information now available, much of it new, whatever seemed most suitable for introducing the subject to the reader. The book aims to represent the present state of a very active science.
A few words to the reader are necessary. First, I owe an apology for how freely I’ve used the original work of many fellow psychologists without mentioning their names. This is pretty much unavoidable in a book meant for beginners, but it’s important for the reader to know this and to be cautious not to attribute the content solely to me. My job has been to sift through the vast amount of psychological information out there, much of it new, and to choose what seems most appropriate for introducing the topic to you. This book aims to reflect the current state of a very dynamic science.
Should the book appear unduly long in prospect, the longest and most detailed chapter, that on Sensation, might perfectly well be omitted, on the first reading, without appreciably disturbing the continuity of the rest.
Should the book seem excessively long at first glance, the longest and most detailed chapter, which is about Sensation, could definitely be skipped on the first read without significantly disrupting the flow of the rest.
On the other hand should any reader desire to make this text the basis of a more extensive course of reading, the lists of references appended to the several chapters will prove of service. The books and articles there cited will be found interesting and not too technical in style.
On the other hand, if any reader wants to use this text as the foundation for a more in-depth reading course, the reference lists at the end of each chapter will be helpful. The books and articles mentioned there are engaging and not too technical in style.
Much advantage can be derived from the use of the "Exercises". The text, at the best, but provides raw material. Each student's finished product must be of his own making. The exercises afford opportunity for the student to work over the material and make it his own.
Much benefit can be gained from using the "Exercises." The text, at best, only offers raw material. Each student’s final product has to be their own creation. The exercises give students the chance to engage with the material and make it their own.
A first or preliminary edition of this book, in mimeographed sheets, was in use for two years in introductory classes conducted by the author and his colleagues, and was subjected to exceedingly helpful criticism from both teachers and students. The revision of that earlier edition into the present form has been very much of a coöperative enterprise, and so many have coöperated that room could scarcely be found for all their names. Professor A. T. Poffenberger, Dr. Clara F. Chassell, Dr. Georgina I. Gates, Mr. Gardner Murphy, Mr. Harold E. Jones and Mr. Paul S. Achilles have given me the advantage of their class-room experience with the mimeographed book. Dr. Christine Ladd-Franklin has very carefully gone over with me the passages dealing with color vision and with reasoning. Miss Elizabeth T. Sullivan, Miss Anna B. Copeland, Miss Helen Harper and Dr. A. H. Martin have been of great assistance in the final stages of the work. Important suggestions have come also from several other universities, where the mimeographed book was inspected.
A preliminary edition of this book, printed on mimeographed sheets, was used for two years in introductory classes led by the author and his colleagues, and it received incredibly helpful feedback from both teachers and students. The revision of that earlier edition into its current form has been very much a collaborative effort, and there were so many contributors that it was hard to fit all their names. Professor A. T. Poffenberger, Dr. Clara F. Chassell, Dr. Georgina I. Gates, Mr. Gardner Murphy, Mr. Harold E. Jones, and Mr. Paul S. Achilles shared their classroom experiences with the mimeographed book. Dr. Christine Ladd-Franklin carefully reviewed the sections on color vision and reasoning with me. Miss Elizabeth T. Sullivan, Miss Anna B. Copeland, Miss Helen Harper, and Dr. A. H. Martin were of great help in the final stages of the work. Important suggestions also came from several other universities where the mimeographed book was evaluated.
R. S. W.
Columbia University
August, 1921
R. S. W.
Columbia University
August 1921
CONTENTS
CHAPTER I | PAGE |
WHAT PSYCHOLOGY IS AND DOES | 1 |
Varieties of Psychology | 2 |
Psychology as Related to Other Sciences | 5 |
The Science of Consciousness | 7 |
The Science of Behavior | 8 |
Introspection | 10 |
Objective Observation | 11 |
General Lines of | |
Psychological Investigation | 14 |
Summary and Attempt at a Definition | 17 |
Exercises | 19 |
References | 20 |
CHAPTER II | |
REACTIONS | 21 |
The Reaction Time Experiment | 22 |
Reflex Action | 24 |
The Nerves in Reflex Action | 26 |
Internal Construction of the Nerves and Nerve Centers | 31 |
The Synapse | 34 |
Coördination | 37 |
Reactions in General | 39 |
Exercises | 42 |
References | 44 |
CHAPTER III | |
REACTIONS OF DIFFERENT LEVELS | 45 |
Different Sorts of Stimuli | 47 |
The Motor Centers, Lower and Higher | 49 |
How the Brain Produces Muscular Movements | 53 |
Facilitation and Inhibition | 54 |
Super-motor Centers in the Cortex | 56 |
Speech Centers | 57 |
The Auditory Centers | 59 |
The Visual Centers | 62 |
Cortical Centers for the Other Senses | 68 |
Lower Sensory Centers | 64 |
The Cerebellum | 66 |
Different Levels of Reaction | 65 |
Exercises | 67 |
References | 67 |
CHAPTER IV | |
TENDENCIES TO REACTION | 68 |
Purposive Behavior | 70 |
Organic States that Influence Behavior | 72 |
Preparation for Action | 74 |
Preparatory Reactions | 77 |
What the Preparatory Reactions Accomplish | 79 |
What a Tendency Is, in Terms of Nerve Action | 82 |
Motives | 84 |
Exercises | 86 |
References | 88 |
CHAPTER V | |
NATIVE AND ACQUIRED TRAITS | 89 |
The Source of Native Traits | 90 |
Reactions Appearing at Birth Must Be Native | 91 |
Reactions That Cannot Be Learned Must Be Native | 92 |
Experimental Detection of Native Reactions | 93 |
Is Walking Native or Acquired? | 95 |
Universality as a Criterion of Native Reactions | 97 |
Some Native Traits Are Far from Being Universal | 98 |
Why Acquired Traits Differ from One Individual to Another | 99 |
What Mental Traits Are Native? | 100 |
Exercises | 103 |
References | 104 |
CHAPTER VI | |
INSTINCT | 105 |
The Difference Between an Instinct and a Reflex | 107 |
An Instinct Is a Native Reaction-Tendency | 109 |
Fully and Partially Organized Instincts | 111 |
Instincts Are Not Ancestral Habits | 113 |
Instincts Not Necessarily Useful in the Struggle for Existence | 114 |
The So-called Instincts of Self-preservation and of Reproduction | 115 |
Exercises | 117 |
References | 117 |
CHAPTER VII | |
EMOTION | 118 |
Organic States That Are Not Usually Classed as Emotions | 119 |
How These Organic States Differ from Regular Emotions | 120 |
The Organic State in Anger | 121 |
Glandular Responses During Emotion | 122 |
The Nerves Concerned in Internal Emotional Response | 124 |
The Emotional State as a Preparatory Reaction | 125 |
"Expressive Movements," Another Sort of Preparatory Reactions | 126 |
Do Sensations of These Various Preparatory Reactions Constitute the Conscious State of Emotion? | 128 |
The James-Lange Theory of the Emotions | 129 |
Emotion and Impulse | 130 |
Emotion Sometimes Generates Impulse | 132 |
Emotion and Instinct | 134 |
The Higher Emotions | 136 |
Exercises | 136 |
References | 136 |
CHAPTER VIII | |
INVENTORY OF HUMAN INSTINCTS AND PRIMARY EMOTIONS | 137 |
Classification | 138 |
Responses to Organic Needs | 139 |
Instinctive Responses to Other Persons | 145 |
The Play Instincts | 151 |
Exercises | 170 |
References | 171 |
CHAPTER IX | |
THE FEELINGS | 172 |
Pleasantness and Unpleasantness Are Simple Feelings | 173 |
Felling-tone of Sensations | 174 |
Theories of Feeling | 175 |
Sources of Pleasantness and Unpleasantness | 178 |
Primary Likes and Dislikes | 180 |
Other Proposed Elementary Feelings | 184 |
Exercises | 186 |
References | 186 |
CHAPTER X | |
SENSATION | 187 |
The Sense Organs | 188 |
Analysis of Sensations | 197 |
The Skin Senses | 197 |
The Sense of Taste | 201 |
The Sense of Smell | 203 |
Organic Sensations | 204 |
The Sense of Sight | 204 |
Simpler Forms of the Color Sense | 209 |
Visual Sensations as Related to the Stimulus | 212 |
Color Mixing | 214 |
What Are the Elementary Visual Sensations? | 216 |
Theories of Color Vision | 220 |
Adaptation | 224 |
Rod and Cone Vision | 226 |
After-images | 226 |
Contrast | 227 |
The Sense of Hearing | 228 |
Comparison of Sight and Hearing | 231 |
Theory of Hearing | 234 |
Senses of Bodily Movement | 236 |
Exercises | 241 |
References | 243 |
CHAPTER XI | |
ATTENTION | 244 |
The Stimulus, or What Attracts Attention | 245 |
The Motor Reaction in Attention | 248 |
The Shifting of Attention | 251 |
Laws of Attention and Laws of Reaction in General | 256 |
Sustained Attention | 257 |
Distraction | 259 |
Doing Two Things at Once | 260 |
The Span of Attention | 261 |
Summary of the Laws of Attention | 262 |
Attention and Degree of Consciousness | 265 |
The Management of Attention | 267 |
Theory of Attention | 268 |
Exercises | 270 |
References | 270 |
CHAPTER XII | |
INTELLIGENCE | 271 |
Intelligence Tests | 272 |
Performance Tests | 275 |
Group Testing | 276 |
Some Results of the Intelligence Tests | 278 |
Limitations of the Intelligence Tests | 281 |
The Correlation of Abilities | 288 |
General Factors in Intelligence | 285 |
Special Aptitudes | 288 |
Heredity of Intelligence and of Special Aptitudes | 289 |
Intelligence and the Brain | 292 |
Exercises | 294 |
References | 295 |
CHAPTER XIII | |
LEARNING AND HABIT FORMATION | 296 |
Acquired Reactions Are Modified Native Reactions | 297 |
Acquired Tendencies | 299 |
Animal Learning | 302 |
Summary of Animal Learning | 310 |
Human Learning | 311 |
Human Compared with Animal Learning | 313 |
Learning by Observation | 317 |
The Learning of Complex Practical Performances | 321 |
Higher Units and Overlapping | 323 |
Moderate Skill Acquired in the Ordinary Day's Work | 326 |
Habit | 328 |
Exercises | 330 |
References | 331 |
CHAPTER XIV | |
MEMORY | 332 |
The Process of Memorizing | 333 |
Economy in Memorizing | 333 |
Unintentional Learning | 346 |
Retention | 348 |
Recall | 364 |
Recognition | 357 |
Memory Training | 360 |
Exercises | 364 |
References | 365 |
CHAPTER XV | |
ASSOCIATION AND MENTAL IMAGERY | 366 |
What Can Be Recalled | 366 |
Memory Images | 368 |
Limitations of Imagery | 371 |
The Question of Non-Sensory Recall | 373 |
Hallucinations | 375 |
Free Association | 376 |
Controlled Association | 381 |
Examples of Controlled Association | 384 |
Exercises | 386 |
References | 388 |
CHAPTER XVI | |
THE LAWS OF ASSOCIATION | 389 |
The Law of Exercise | 389 |
The Law of Effect | 391 |
Limitations of the Law of Exercise | 393 |
Association by Similarity | 395 |
Association by Contiguity | 396 |
The Law of Combination | 398 |
The Law of Combination in Recall | 413 |
The Laws of Learning in Terms of the Neurones | 414 |
Exercises | 418 |
References | 418 |
CHAPTER XVII | |
PERCEPTION | 418 |
Some Definitions | 421 |
The Difference Between Perception and Sensation | 423 |
Perception and Image | 425 |
Perception and Motor Reaction | 427 |
What Sort of Response, Then, Is Perception? | 431 |
Practiced Perception | 433 |
Corrected Perception | 435 |
Sensory Data Serving as Signs of Various Sorts of Fact | 437 |
The Perception of Space | 439 |
Esthetic Perception | 443 |
Social Perception | 444 |
Errors of Perception | 446 |
Illusions | 450 |
Exercises | 460 |
References | 461 |
CHAPTER XVIII | |
REASONING | 462 |
Animal and Human Exploration | 463 |
Reasoning Culminates in Inference | 465 |
Varieties of Reasoning | 468 |
Deductive and Inductive Reasoning | 474 |
Psychology and Logic | 476 |
Exercises | 480 |
References | 480 |
CHAPTER XIX | |
IMAGINATION | 481 |
Beginnings of Imagination in the Child | 482 |
Preliminary Definition of Imagination | 483 |
Play | 485 |
The Play Motives | 488 |
Empathy | 491 |
Worry | 497 |
Day Dreams | 498 |
Dreams | 499 |
Freud's Theory of Dreams | 505 |
Autistic Thinking | 508 |
Invention and Criticism | 509 |
The Enjoyment of Imaginative Art | 512 |
The Psychology of Inventive Production | 517 |
Imagination Considered in General | 519 |
Exercises | 521 |
References | 522 |
CHAPTER XX | |
WILL | 523 |
Voluntary and Involuntary Action | 524 |
Development of Voluntary Control | 526 |
Ideomotor Action | 527 |
Conflict and Decision | 528 |
Obstruction and Effort | 535 |
Thought and Action | 539 |
Securing Action | 541 |
The Influence of Suggestion | 546 |
Exercises | 551 |
References | 561 |
CHAPTER XXI | |
PERSONALITY | 552 |
Factors in Personality | 553 |
The Self | 555 |
Integration and Disintegration of the Personality | 558 |
The Unconscious, or, the Subconscious Mind | 561 |
Unconscious Wishes and Motives | 565 |
Exercises | 571 |
References | 571 |
INDEX | 573 |
PSYCHOLOGY
CHAPTER I
WHAT PSYCHOLOGY IS AND DOES
THE SUBJECT-MATTER OF THE SCIENCE, ITS PROBLEMS AND ITS METHODS
Modern psychology is an attempt to bring the methods of scientific investigation, which have proved immensely fruitful in other fields, to bear upon mental life and its problems. The human individual, the main object of study, is so complex an object, that for a long time it seemed doubtful whether there ever could be real science here; but a beginning was made in the nineteenth century, following the lead of biology and physiology, and the work of the investigator has been so successful that to-day there is quite a respectable body of knowledge to assemble under the title of scientific psychology.
Modern psychology aims to apply the methods of scientific research, which have been incredibly effective in other areas, to mental life and its challenges. The individual human being, the primary focus of study, is so complicated that for a long time it seemed uncertain whether real science could ever emerge in this field. However, a start was made in the nineteenth century, inspired by biology and physiology, and the efforts of researchers have been so fruitful that today there is a significant amount of information to compile under the title of scientific psychology.
Psychology, then, is a science. It is the science of--what shall we say? "The science of the soul"--that is what the name means by derivation and ancient usage. "The science of the mind" has a more modern sound. "The science of consciousness" is more modern still. "The science of behavior" is the most recent attempt at a concise formula.
Psychology is a science. It’s known as "the science of the soul," which is what the term means based on its origin and historical use. "The science of the mind" sounds more contemporary. "The science of consciousness" is even more up-to-date. "The science of behavior" represents the latest effort at a succinct definition.
None of these formulas is wholly satisfactory. Psychology does not like to call itself the science of the soul, for that has a theological tang and suggests problems that have so far not seemed accessible to scientific investigation. Psychology does not like very well to call itself the science {2} of the mind, as the mind seems to imply some thing or machine, and there is no such thing to be observed (unless it be the brain and body generally), and, anyway, psychology is distinctly a study of actions rather than of things. Psychology does not like to limit itself to the study of consciousness, but finds it necessary to study also unconscious actions. As to "behavior", it would be a very suitable term, if only it had not become so closely identified with the "behavioristic movement" in psychology, which urges that consciousness should be entirely left out of psychology, or at least disregarded. "Behavior psychology", as the term would be understood to-day, means a part of the subject and not the whole.
None of these definitions is completely satisfying. Psychology doesn’t want to call itself the science of the soul because that has a religious connotation and suggests issues that don’t seem open to scientific examination. Psychology also isn’t keen on labeling itself the science of the mind, as "the" mind suggests something tangible or mechanical, which can’t be observed (unless you consider the brain and body in general). Ultimately, psychology is definitely more focused on actions than on objects. Psychology doesn’t want to restrict itself to studying consciousness; it finds it essential to also explore unconscious actions. As for “behavior,” that would be a fitting term if it hadn’t become so closely linked with the behavioral movement in psychology, which advocates leaving consciousness entirely out of the field or at least ignoring it. “Behavior psychology,” as the term would be understood today, refers to only a part of the subject, not the entire field.
[Footnote: A series of waggish critics has evolved the following: "First psychology lost its soul, then it lost its mind, then it lost consciousness; it still has behavior, of a kind."]
[Footnote: A group of witty critics has come up with the following: "First psychology lost its soul, then it lost its mind, then it lost consciousness; it still has behavior, sort of."]
The best way of getting a true picture of psychology, and of reaching an adequate definition of its subject-matter, would be to inspect the actual work of psychologists, so as to see what kind of knowledge they are seeking. Such a survey would reveal quite a variety of problems under process of investigation, some of them practical problems, others not directly practical.
The best way to understand psychology and define its subject matter accurately is to examine the actual work of psychologists to see what knowledge they are pursuing. This examination would uncover a range of problems being investigated, some of which are practical and others that are not directly practical.
Varieties of Psychology
Differential psychology.
One line of question that always interests the beginner in psychology is as to how people differ--how different people act under the same circumstances--and why; and if we watch the professional psychologist, we often find him working at just this problem. He tests a great number of individuals to see how they differ, and tries to discover on what factors their differences depend, how far on heredity, how far on environment. The "psychologist" in such a place as the children's court {3} is a specialist whose duty it is to test the delinquent children that are brought before the court, with the special object of measuring the intelligence of each individual child and of helping in other ways to understand the child's peculiar conduct and attitude.
One common question that often interests beginners in psychology is how people differ—how different individuals behave under the same circumstances—and why. If we observe a professional psychologist, we frequently see them focused on this issue. They test many individuals to see how they vary and try to figure out what factors contribute to those differences, such as the impact of genetics versus environment. The "psychologist" in a place like the children’s court {3} is a specialist whose job is to assess the delinquent children brought before the court. Their main goal is to evaluate each child's intelligence and help better understand the child's unique behavior and attitude.
The "psychological examiner" in the Army, during the Great War, had the same general object in view. It was desirable to measure the intelligence of each recruit as he entered the service, since military experience had shown that men of low intelligence made poor soldiers, while those of high intelligence made the best officers and non-commissioned officers, provided they also possessed good physique and certain less measureable mental qualifications, such as courage and leadership.
The "psychological examiner" in the Army during World War I had a similar goal. It was important to assess the intelligence of each recruit as they joined the service, since military experience had shown that individuals with low intelligence struggled as soldiers, while those with high intelligence tended to excel as officers and non-commissioned officers, as long as they also had good physical health and certain less quantifiable traits, like courage and leadership.
Applied psychology.
The Army psychologists, like the court psychologist, were engaged in applying scientific knowledge to the practical problems of life; and there are many other applications of psychology, to education, to medicine, to business and other occupations, as well as to the art of right living. Scientific knowledge enables you to predict and control. Having devised scientific tests for intelligence, you can predict of a six-year-old boy who tests low, that he will not get much good from the regular classes in school; and thus you are in a position to control the education of this boy for his own best interests. In the Army, it happened during the earlier part of the war that some companies or regiments made much slower progress in training than others; and a whole Division was delayed for months because of the backwardness of a single regiment. When the psychological tests were introduced, these slow-learning units were found to contain a disproportionate number of men of low intelligence. From that time on, it was possible by aid of the tests to equalize the intelligence of different units when first formed, and thus insure equal {4} progress in training. This was a good example of "control".
The Army psychologists, like the court psychologist, were focused on applying scientific knowledge to real-life issues. Psychology has many other uses, including in education, medicine, business, and other fields, as well as in the practice of healthy living. Scientific knowledge allows you to predict and control. By creating scientific tests for intelligence, you can predict that a six-year-old boy who tests low won't benefit much from standard classes at school, and you can then manage his education for his best interests. In the Army, at the start of the war, some companies or regiments trained much more slowly than others, which delayed an entire Division for months due to the lagging of one regiment. When psychological tests were implemented, it was revealed that these slow-learning units had a higher number of men with low intelligence. After that, the tests allowed for balancing the intelligence levels of different units when they were first formed, ensuring equal {4} progress in training. This showcased a clear example of "control."
Most of us are attracted by the practical use of a science, and some have no patience with any study that does not seem immediately practical. But really any science, however much it is applied, must remain fundamentally a pure science; that is, it must seek most of all to know and understand. Practical scientific knowledge was usually first obtained without any inkling of how it might be used. The science of electricity is the most striking example of this. It began as an attempt to understand certain curious phenomena, which seemed to be nothing but curiosities; yet when the knowledge of these phenomena had progressed to a certain point, abundant use was found for it. Much the same is true of psychology, which began as a pure science and only recently has found ways of applying its discoveries to practical affairs. So the student beginning the science, though properly desirous of making practical use of what he learns, should let himself be governed for the present by the desire to know and understand, confident that the more scientific (which is to say, the more complete, systematic and reliable) his knowledge is, the more available it will be for practical application.
Most of us are drawn to the practical aspects of science, and some have little patience for any study that doesn't seem immediately useful. However, every science, no matter how much it is applied, must essentially remain a pure science; it needs to prioritize understanding and knowledge above all else. Practical scientific knowledge was often first discovered without any idea of how it might be applied. The study of electricity is a prime example of this. It started as an investigation into some curious phenomena that appeared to be nothing more than oddities; yet, once our understanding of these phenomena advanced, a wealth of applications emerged. The same can be said for psychology, which began as a pure science and has only recently found ways to implement its findings in practical settings. So, a student starting out in the field, while rightly wanting to make practical use of what they learn, should allow their current motivation to be driven by the desire to understand and gain knowledge, reassured that the more scientific (meaning more complete, systematic, and reliable) their understanding is, the more it will lend itself to practical use.
General psychology.
Our science is not concerned entirely with differences between people, but asks also in what ways people are alike, and this is indeed its central problem. How do "we" observe, learn, remember, imagine, think? What sensations and feelings do we have, what emotions, what instincts, what natural and acquired impulses to action? How are our natural powers and impulses developed and organized as we grow up? Psychology is concerned with the child as well as the adult, and it is even concerned with the animal. It is concerned with the abnormal as well as the normal human being. So you will find books and {5} courses on animal psychology, child psychology, abnormal psychology. Now general psychology--or just plain "psychology"--has to do with the main laws and principles that hold in all these special fields.
Our science doesn't just focus on what makes people different; it also explores how people are similar, which is actually its main concern. How do "we" observe, learn, remember, imagine, and think? What sensations and feelings do we experience, what emotions, what instincts, and what natural and learned impulses drive us to act? How do our natural abilities and instincts develop and organize as we grow? Psychology looks at both children and adults, and it even studies animals. It examines both abnormal and normal human behavior. That's why you'll find books and {5} courses on animal psychology, child psychology, and abnormal psychology. General psychology, or just "psychology," deals with the fundamental laws and principles that apply across all these specific areas.
Psychology as Related to Other Sciences
A good definition of our science would distinguish it from other sciences, especially from those neighboring sciences with which it is in closest contact.
A solid definition of our science would set it apart from other sciences, particularly from the neighboring fields that are most closely related to it.
Psychology and sociology.
There is no difficulty in framing a good logical distinction here. Sociology studies the activities of a group of people taken as a whole, while psychology studies the activities of the individuals. Both might be interested in the same social act, such as an election, but sociology would consider this event as a unit, whereas psychology would break it up into the acts of the several voters. The distinction is clear enough theoretically, but breaks down often in practice, as sociology would like to know the motives that swayed individual voters, while psychology on its side is interested to know what decision was reached by the majority. All the social sciences, including economics and politics, have a psychological side, since they evidently are concerned to know the causes that govern human conduct. Social psychology studies the individual in his social relations.
There’s no challenge in making a clear logical distinction here. Sociology looks at the actions of a group of people as a whole, while psychology focuses on the actions of individuals. Both fields might examine the same social act, like an election, but sociology would view this event as a single unit, while psychology would analyze the actions of the individual voters. The distinction is theoretically clear, but it often breaks down in practice, as sociology wants to understand the motives behind individual voters' choices, while psychology is interested in the outcome reached by the majority. All social sciences, including economics and politics, have a psychological aspect, since they aim to understand the factors that influence human behavior. Social psychology examines the individual in their social relationships.
Psychology and biology.
Biology, being the science of living creatures, includes psychology, which studies these creatures on the mental side. The science of life includes the science of mental life. We may call psychology a part of biology, or we may call it one of the biological sciences. It has very close contact with several other branches of biology. Animal psychology overlaps that part of zoology which studies the behavior of animals. Genetic psychology, as it is sometimes called, i.e., the study of mental heredity. {6} and development, dovetails with the general biological science of genetics, so that we find biologists gathering data on the heredity of feeble-mindedness or of musical ability, while psychologists discuss the general theory of heredity.
Biology, the science of living things, includes psychology, which focuses on the mental aspects of these beings. The science of life encompasses the study of mental life. We can consider psychology a part of biology or one of the biological sciences. It closely connects with several other fields of biology. Animal psychology relates to the part of zoology that studies animal behavior. Genetic psychology, as it’s sometimes called, refers to the study of mental heredity and development, aligning with the overall biological science of genetics. This leads to biologists collecting data on the heredity of conditions like mental disabilities or musical talent, while psychologists explore the general theory of heredity.
Psychology and physiology.
That one of all the sciences that has the closest contacts with psychology is human and animal physiology. Broadly defined, physiology is that part of biology that studies functions or activities; and, so defined, it includes psychology as part of itself. In practice, psychology devotes itself to desire, thought, memory, and such "mental functions", while physiology concentrates its effort upon "bodily functions" like digestion and circulation. But this is only a rough distinction, which breaks down at many points.
That one of all sciences most closely connected to psychology is human and animal physiology. Broadly defined, physiology is the part of biology that studies functions or activities; and in that sense, it includes psychology as part of it. In practice, psychology focuses on desire, thought, memory, and other "mental functions," while physiology concentrates on "bodily functions" like digestion and circulation. However, this is only a rough distinction, which breaks down at many points.
Where shall we class sensation? Is it "mental" or "bodily"? Both sciences study it. Physiology is perhaps more apt to go into the detailed study of the action of the sense organs, and psychology to concern itself with the classification of sensations and the use made of them for recognizing objects or for esthetic purposes. But the line between the two sciences is far from sharp at this point.
Where should we categorize sensation? Is it "mental" or "physical"? Both fields study it. Physiology tends to focus more on the detailed workings of the sensory organs, while psychology is more concerned with categorizing sensations and how they are used to recognize objects or for aesthetic purposes. However, the division between the two fields is not very clear-cut in this area.
Speech, also, lies in both provinces. Physiology has studied the action of the vocal organs and the location of the brain centers concerned in speech, while psychology has studied the child's process of learning to speak and the relation of speech to thought, and is more apt to be interested in stuttering, slips of the tongue, and other speech disturbances which are said to be "mental rather than physical".
Speech exists in both areas. Physiology has examined how the vocal organs function and where the brain centers related to speech are located, while psychology has looked into how children learn to speak and how speech connects to thought. Psychology is also more likely to focus on issues like stuttering, slips of the tongue, and other speech problems that are believed to be "mental rather than physical."
It would be hard to mention any activity that is mental without being physical at the same time. Even thinking, which seems as purely mental as any, requires brain action; and the brain is just as truly a bodily organ as the heart or stomach. Its activity is bodily activity and lies properly within the field of physiology.
It’s tough to talk about any mental activity without also acknowledging its physical aspect. Even thinking, which seems purely mental, relies on brain function; and the brain is just as much a part of the body as the heart or stomach. Its activity is bodily activity and rightfully falls within the realm of physiology.
But it would be equally difficult to mention any function that is exclusively bodily, and not mental at the same time, in some degree. Take digestion for example: the pleasant anticipation of food will start the digestive juices flowing, before any food is physically in the stomach; while in anger or fear digestion comes to a sudden halt. Therefore we find physiologists interested in these emotions, and psychologists interested in digestion.
But it would be just as hard to point out any function that is solely physical and not mental to some extent. Take digestion, for instance: the enjoyable anticipation of food will kickstart the digestive juices before any food is actually in the stomach; meanwhile, in moments of anger or fear, digestion suddenly stops. That's why physiologists study these emotions, and psychologists look into digestion.
We do not find any clean separation between our science and physiology; but we find, on the whole, that psychology examines what are called "mental" activities, and that it studies them as the performances of the whole individual rather than as executed by the several organs.
We don't see a clear distinction between our science and physiology; however, we generally find that psychology looks into what are referred to as "mental" activities, and it examines them as actions of the entire person rather than being carried out by specific organs.
The Science of Consciousness
Typically, the activities that psychology studies are conscious performances, while many of those falling to physiology are unconscious. Thus digestion is mostly unconscious, the heart beat is unconscious except when disturbed, the action of the liver is entirely unconscious. Why not say, then, that psychology is the study of conscious activities?
Typically, the activities that psychology studies are conscious actions, while many of those studied by physiology are unconscious. For example, digestion is mostly unconscious, heartbeats are unconscious unless interrupted, and liver function is completely unconscious. So why not say that psychology is the study of conscious activities?
There might be some objection to this definition from the side of physiology, which studies certain conscious activities itself--speech, for example, and especially sensation.
There might be some disagreement with this definition coming from the field of physiology, which examines specific conscious activities like speech, for instance, and particularly sensation.
There would be objection also from the side of psychology, which does not wish to limit itself to conscious action. Take the case of any act that can at first be done only with close attention, but that becomes easy and automatic after practice; at first it is conscious, later unconscious, but psychology would certainly need to follow it from the initial to the final stage, in order to make a complete study of the practice effect. And then there is the "unconscious", or the "subconscious mind"--a matter on which psychologists {8} do not wholly agree among themselves; but all would agree that the problem of the unconscious was appropriate to psychology.
There would also be objections from the field of psychology, which doesn’t want to limit itself to just conscious actions. Consider any action that initially requires focused attention but becomes easy and automatic with practice; at first, it’s conscious, but later it’s unconscious. Psychology would definitely need to trace this from the beginning to the end to fully study the effects of practice. Then there’s the “unconscious” or the “subconscious mind” — an area where psychologists {8} don’t completely agree with one another; however, they all would agree that the issue of the unconscious is relevant to psychology.
For all the objections, it remains true that the typical mental process, the typical matter for psychological study, is conscious. "Unconscious mental processes" are distinguished from the unconscious activity of such organs as the liver by being somehow like the conscious mental processes.
For all the objections, it remains true that the typical mental process, the typical subject for psychological study, is conscious. "Unconscious mental processes" are different from the unconscious activity of organs like the liver because they are somehow similar to conscious mental processes.
It would be correct, then, to limit psychology to the study of conscious activities and of activities akin to these.
It would be appropriate, then, to restrict psychology to the study of conscious activities and related actions.
The Science of Behavior
No one has objected so strenuously to defining psychology as the science of consciousness, and limiting it to consciousness, as the group of animal psychologists. By energetic work, they had proved that the animal was a very good subject for psychological study, and had discovered much that was important regarding instinct and learning in animals. But from the nature of the case, they could not observe the consciousness of animals; they could only observe their behavior, that is to say, the motor (and in some cases glandular) activities of the animals under known conditions. When then the animal psychologists were warned by the mighty ones in the science that they must interpret their results in terms of consciousness or not call themselves psychologists any longer, they rebelled; and some of the best fighters among them took the offensive, by insisting that human psychology, no less than animal, was properly a study of behavior, and that it had been a great mistake ever to define it as the science of consciousness.
No one has opposed defining psychology as the science of consciousness more fiercely than the group of animal psychologists. Through their dedicated work, they demonstrated that animals are excellent subjects for psychological study and uncovered significant insights about instinct and learning in animals. However, due to the nature of their work, they couldn't observe animal consciousness; they could only analyze their behavior—specifically, the physical (and sometimes glandular) activities of animals under known conditions. When the leading figures in the field warned the animal psychologists that they needed to interpret their findings in terms of consciousness or stop calling themselves psychologists, they pushed back. Some of their strongest advocates insisted that human psychology, just like animal psychology, should focus on behavior, arguing that it was a major mistake to define it as the science of consciousness.
It is a natural assumption that animals are conscious, but after all you cannot directly observe their consciousness, and you cannot logically confute those philosophers {9} who have contended that the animal was an unconscious automaton. Still less can you be sure in detail what is the animal's sensation or state of mind at any time; to get at that, you would need a trustworthy report from the animal himself. Each individual must observe his own consciousness; no one can do it from outside. The objection of the behaviorist to "consciousness psychology" arises partly from distrust of this method of inner observation, even on the part of a human observer.
It’s a common belief that animals are conscious, but you can't directly see their consciousness, and you can't argue against those philosophers {9} who claim that animals are just unconscious machines. Even less can you be sure of what an animal is feeling or thinking at any given moment; to know that, you'd need a reliable report from the animal itself. Each individual has to be aware of their own consciousness; no one else can perceive it from the outside. The behaviorist’s critique of “consciousness psychology” partly comes from skepticism about this type of inner observation, even by human observers.
Indeed, we can hardly define psychology without considering its methods of observation, since evidently the method of observation limits the facts observed and so determines the character of the science. Psychology has two methods of observation.
Indeed, we can hardly define psychology without considering its methods of observation, since clearly the method of observation limits the facts observed and thus shapes the nature of the science. Psychology has two methods of observation.
When a person performs any act, there are, or may be, two sorts of facts to be observed, the "objective" and the "subjective". The objective facts consist of movements of the person's body or of any part of it, secretions of his glands (as flow of saliva or sweat), and external results produced by these bodily actions--results such as objects moved, path and distance traversed, hits on a target, marks made on paper, columns of figures added, vocal or other sounds produced, etc., etc. Such objective facts can be observed by another person.
When someone does something, there are generally two types of facts to consider: the "objective" and the "subjective." The objective facts include movements of the person's body or any part of it, secretions from their glands (like saliva or sweat), and the external outcomes created by these bodily actions—like objects moved, the path and distance covered, scores on a target, marks made on paper, columns of numbers calculated, sounds made, and so on. These objective facts can be observed by others.
The subjective facts can be observed only by the person performing the act. While another person can observe, better indeed than he can himself, the motion of his legs in walking, he alone can observe the sensations in the joints and muscles produced by the leg movement. No one else can observe his pleased or displeased state of mind, nor whether he is thinking of his walking or of something quite different. To be sure, his facial expression, which is an objective fact, may give some clue to his thoughts and feelings, but "there's no art to read the mind's construction {10} in the face", or at least no sure art. One may feign sleep or absorption while really attending to what is going on around. A child may wear an angelic expression while meditating mischief. To get the subjective facts, we shall have to enlist the person himself as our observer.
The subjective facts can only be seen by the person doing the act. While someone else might be able to notice the motion of his legs while walking, he alone can feel the sensations in his joints and muscles caused by that movement. No one else can perceive his feelings of happiness or frustration, nor can they tell if he's thinking about walking or something entirely different. Sure, his facial expression, which is an objective fact, might provide some hints about his thoughts and feelings, but "there's no art to read the mind's construction {10} in the face", or at least no reliable method. A person might pretend to be asleep or lost in thought while actually paying attention to what's happening around them. A child could have an innocent look on their face while plotting something mischievous. To understand the subjective facts, we’ll need to involve the person themselves as our observer.
Introspection
This is observation by an individual of his own conscious action. It is also called subjective observation. Notice that it is a form of observation, and not speculation or reasoning from probabilities or from past experience. It is a direct observation of fact.
This is when a person observes their own conscious actions. It's also known as subjective observation. Note that this is a type of observation, not speculation or drawing conclusions from probabilities or past experiences. It's a direct observation of reality.
One very simple instance of introspection is afforded by the study of after-images. Look for an instant at the glowing electric bulb, and then turn your eyes upon a dark background, and observe whether the glowing filament appears there; this would be the "positive after-image". This simple type of introspection is used by physiology in its study of the senses, as well as by psychology; and it gives such precise and regular results that only the most confirmed behaviorists refuse to admit it as a good method of observation.
One very simple example of introspection can be seen in the study of after-images. Look at a glowing electric bulb for a moment, then turn your gaze to a dark background and see if the glowing filament appears there; this is known as the "positive after-image." This straightforward type of introspection is used by physiology in its study of the senses, as well as by psychology; it produces such clear and consistent results that only the most committed behaviorists refuse to recognize it as a valid method of observation.
But psychology would like to make introspective observations on the more complex mental processes as well; and it must be admitted that here introspection becomes difficult. You cannot hope to make minute observations on any process that lasts over a very few seconds, for you must let the process run its natural course unimpeded by your efforts at observing it, and then turn your "mental eye" instantly back to observe it retrospectively before it disappears. As a matter of fact, a sensation or feeling or idea hangs on in consciousness for a few seconds, and can be observed in this retrospective way. There is no theoretical objection to this style of introspection, but it is practically difficult and {11} tricky. Try it on a column of figures: first add the column as usual, then immediately turn back and review exactly what went through your mind in the process of adding---what numbers you spoke internally, etc. Try again by introspecting the process of filling in the blanks in the sentence:
But psychology also wants to make introspective observations about more complex mental processes, and it has to be acknowledged that this becomes challenging. You can't expect to make detailed observations on any process that lasts more than just a few seconds, as you need to allow the process to unfold naturally without interrupting your observations, then quickly shift your "mental eye" back to look at it retrospectively before it fades away. In reality, a sensation, feeling, or idea lingers in consciousness for a few seconds and can be observed in this way. There’s no theoretical issue with this type of introspection, but it is practically difficult and {11} tricky. Try it with a column of numbers: first add the column as you normally would, then immediately go back and recall exactly what went through your mind while adding—what numbers you internally voiced, etc. Try again by introspecting the process of filling in the blanks in the sentence:
"Botany could not make use of introspection because ______ have probably no ________ processes."
"Botany couldn't rely on introspection because ______ probably has no ______ processes."
At first, you may find it difficult to observe yourself in this way; for the natural tendency, when you are aiming at a certain result, is to reach the goal and then shift to something else, rather than to turn back and review the steps by which you reached the goal. But with practice, you acquire some skill in introspection.
At first, you might find it hard to view yourself this way; the usual instinct, when you're trying to achieve a specific outcome, is to focus on reaching the goal and then move on to something else, instead of looking back and examining the steps that got you there. However, with practice, you'll get better at reflecting on yourself.
One difficulty with introspection of the more complex mental processes is that individuals vary more here than in the simpler processes, so that different observers, observing each his own processes, will not report the same facts, and one observer cannot serve as a check upon another so easily as in the simpler introspection of after-images and other sensations, or as in the observations made in other sciences. Even well trained introspectionists are quite at variance when they attempt a minute description of the thought processes, and it is probable that this is asking too much of introspection. We mustn't expect it to give microscopic details. Rough observations, however, it gives with considerable certainty. Who can doubt, for example, that a well-practised act goes on with very little consciousness, or that inner, silent speech often accompanies thinking? And yet we have only introspection to vouch for these facts.
One challenge with looking inward at more complex mental processes is that individuals vary more in these than in simpler processes. Different observers, each observing their own processes, won’t report the same facts, and one observer can't easily verify another's observations like they can in simpler introspection of after-images and other sensations, or in observations made in other sciences. Even well-trained introspectionists often disagree when they try to describe thought processes in detail, and it's likely that expecting too much from introspection is unreasonable. We shouldn't expect it to provide microscopic details. However, it does deliver rough observations with considerable certainty. Who can doubt, for instance, that a well-rehearsed action happens with very little conscious awareness, or that inner, silent speech often accompanies thinking? Yet, we only have introspection to support these facts.
Objective Observation
But to say, as used to be said, that psychology is purely an introspective science, making use of no other sort of observation, is absurd in the face of the facts.
But to claim, as was once said, that psychology is solely an introspective science that relies on no other form of observation is ridiculous given the evidence.
We have animal psychology, where the observation is exclusively objective. In objective observation, the observer watches something else, and not himself. In animal psychology, the psychologist, as observer, watches the animal.
We have animal psychology, which focuses solely on objective observation. In objective observation, the observer looks at something outside themselves, not at themselves. In animal psychology, the psychologist, as the observer, watches the animal.
The same is true of child psychology, at least for the first years of childhood. You could not depend on the introspections of a baby, but you can learn much by watching his behavior. Abnormal persons, also, are not often reliable introspectionists, and the study of abnormal psychology is mostly carried on by objective methods.
The same applies to child psychology, especially during the early years of childhood. You can't rely on a baby's self-reflections, but you can learn a lot by observing their behavior. Abnormal individuals also aren't typically reliable when it comes to self-reflection, so the study of abnormal psychology is mainly conducted using objective methods.
Now how is it with the normal adult human being, the standard subject for psychology? Does he make all the observations on himself or may he be objectively observed by the psychologist? The latter, certainly. In fact, nearly all tests, such as those used in studying differential psychology, are objective. That is to say that the person tested is given a task to perform, and his performance is observed in one way or another by the examiner. The examiner may observe the time occupied by the subject to complete the task, or the quantity accomplished in a fixed time; or he may measure the correctness and excellence of the work done, or the difficulty of the task assigned. One test uses one of these measures, and another uses another; but they are all objective measures, not depending at all on the introspection of the subject.
Now, how does a typical adult human being, the standard subject for psychology, operate? Does he observe himself, or can he be objectively observed by the psychologist? The latter, for sure. In fact, almost all tests, like those used in differential psychology, are objective. This means that the person being tested is given a task, and the examiner watches how he performs it in some way. The examiner might note the time it takes for the subject to complete the task, the amount achieved in a set time, the accuracy and quality of the work done, or the difficulty of the assigned task. One test uses one of these metrics, while another uses a different one; but they are all objective measures that don’t rely on the subject’s self-reflection at all.
What is true of tests in differential psychology is true of the majority of experiments in general psychology: the performer is one person, the observer another, and the observation is objective in character. Suppose, for example, you are investigating a memory problem; your method may be to set your subject a lesson to memorize under certain defined conditions, and see how quickly and well he learns it; then you give him another, equally difficult lesson to be learned under altered conditions, and observe whether he {13} does better or worse than before. Thus you discover which set of conditions is more favorable for memorizing, and thence can infer something of the way in which memorizing is accomplished. In the whole experiment you need not have called on your subject for any introspections; and this is a type of many experiments in which the subject accomplishes a certain task under known conditions, and his success is objectively observed and measured.
What is true for tests in differential psychology applies to most experiments in general psychology: the performer is one person, the observer is another, and the observation is objective. For instance, if you’re looking into a memory issue, you might have your subject memorize a lesson under specific conditions and then see how quickly and effectively they learn it. Next, you provide them with another lesson of equal difficulty to learn under different conditions and observe whether they do better or worse than before. This way, you find out which conditions are more conducive to memorization, allowing you to infer something about how memorization works. Throughout the entire experiment, there’s no need to ask your subject for any introspection; this is typical of many experiments where the subject performs a particular task under known conditions, and their success is objectively observed and measured.
There is another type of objective psychological observation, directed not towards the success with which a task is accomplished, but towards the changes in breathing, heart beat, stomach movements, brain circulation, or involuntary movements of the hands, eyes, etc., which occur during the course of various mental processes, as in reading, in emotion, in dreaming or waking from sleep.
There’s another type of objective psychological observation that focuses not on how well a task is completed, but on the changes in breathing, heart rate, stomach movements, brain circulation, or involuntary movements of the hands, eyes, etc., that happen during various mental processes like reading, feeling emotions, dreaming, or waking up from sleep.
Now it is not true as a matter of history that either of these types of objective observation was introduced into psychology by those who call themselves behaviorists. Not at all; experiments of both sorts have been common in psychology since it began to be an experimental science. The first type, the success-measuring experiment, has been much more used than introspection all along. What the behaviorists have accomplished is the definitive overthrow of the doctrine, once strongly insisted on by the "consciousness psychologists", that introspection is the only real method of observation in psychology; and this is no mean achievement. But we should be going too far if we followed the behaviorists to the extent of seeking to exclude introspection altogether, and on principle. There is no sense in such negative principles. Let us accumulate psychological facts by any method that will give the facts.
Now, it's not historically accurate to say that either of these types of objective observation was introduced into psychology by those who refer to themselves as behaviorists. That's not the case; experiments of both kinds have been common in psychology since it became an experimental science. The first type, the success-measuring experiment, has been used much more frequently than introspection all along. What the behaviorists have achieved is the complete rejection of the idea, once strongly held by "consciousness psychologists," that introspection is the only real method of observation in psychology; and this is no small feat. However, we would be going too far if we followed the behaviorists to the point of trying to exclude introspection entirely and as a matter of principle. There’s no logic in such negative principles. Let’s gather psychological facts using any method that will help us obtain those facts.
General Laws of Psychological Investigation.
Either introspective or objective observation can be employed in the experimental attack on a problem, which consists, as just illustrated in the case of memory, in controlling the conditions under which a mental performance occurs, varying the conditions systematically, and noting the resulting change in the subject's mental process or its outcome. Psychologists are inclined to regard this as the best line of attack, whenever the mental activity to be studied can be effectively subjected to control. Unfortunately, emotion and reasoning are not easily brought under control, and for this reason psychology has made slower progress in understanding them than it has made in the fields of sensation and memory, where good experimental procedure has been developed.
Either self-reflection or objective observation can be used in the experimental attack on a problem, which, as shown in the case of memory, involves controlling the conditions under which a mental performance takes place, systematically varying those conditions, and observing the resulting changes in the subject's mental processes or outcomes. Psychologists generally consider this the best approach whenever the mental activity being studied can be effectively controlled. Unfortunately, emotions and reasoning are not easily controlled, and for this reason, psychology has made slower progress in understanding them compared to sensation and memory, where effective experimental methods have been developed.
Another general line of attack worthy to be mentioned alongside of the experimental is the comparative method. You compare the actions of individuals, classes or species, noting likenesses and differences. You see what behavior is typical and what exceptional. You establish norms and averages, and notice how closely people cluster about the norm and how far individuals differ from it. You introduce tests of various sorts, by which to get a more precise measure of the individual's performance. Further, by the use of what may be called double comparison, or "correlation", you work out the relationships of various mental (and physical) traits. For example, when many different species of animals are compared in intelligence and also in brain weight, the two are found to correspond fairly well, the more intelligent species having on the whole the heavier brains; from which we fairly conclude that the size of the brain has something to do with intelligence. But when we correlate brain weight and intelligence in human individuals. {15} we find so many exceptions to the rule (stupid men with large brains and gifted men with brains of only moderate size) that we are forced to recognize the importance of other factors, such as the perfection of the microscopic structure of the brain.
Another general approach worth mentioning alongside the experimental method is the comparative method. You compare the actions of individuals, classes, or species, noting similarities and differences. You identify what behavior is typical and what is exceptional. You establish norms and averages and observe how closely people cluster around the norm and how much individuals differ from it. You introduce various tests to measure an individual's performance more accurately. Furthermore, by using what can be called double comparison or "correlation," you examine the relationships between various mental (and physical) traits. For example, when comparing many different species of animals in terms of intelligence and brain weight, they tend to correlate fairly well, with more intelligent species generally having heavier brains; from this, we can reasonably conclude that brain size has something to do with intelligence. However, when we correlate brain weight and intelligence in human individuals. {15} we find so many exceptions to the rule (like dull individuals with large brains and gifted individuals with average-sized brains) that we must acknowledge the significance of other factors, such as the complexity of the brain's microscopic structure.
Tests and correlations have become so prominent in recent psychological investigation that this form of the comparative method ranks on a par with the strict experimental method. A test is an experiment, in a way, and at least is often based upon an experiment; but the difference between the two lines of attack is that an experiment typically takes a few subjects into the laboratory and observes how their mental performances change with planfully changed conditions; whereas a test goes out and examines a large number of persons under one fixed set of conditions. An experiment belongs under what we called "general psychology", and a test under "differential psychology", since the first outcome of a test is to show how the individual differs from others in a certain respect. The results may, however, be utilized in various ways, either for such practical purposes as guiding the individual's choice of an occupation, or for primarily scientific purposes, such as examining whether intelligence goes with brain size, whether twins resemble each other as much mentally as they do physically, whether intellectual ability and moral goodness tend on the whole to go together, or not.
Tests and correlations have become so essential in recent psychological research that this type of comparative method is now on the same level as the strict experimental method. A test functions like an experiment in some ways and is often based on an experiment; however, the key difference is that an experiment usually involves a small number of subjects in a lab, observing how their mental performance changes under carefully controlled conditions. In contrast, a test assesses a large group of people under a fixed set of conditions. An experiment falls under what we call "general psychology," while a test falls under "differential psychology," since the primary outcome of a test is to highlight how an individual differs from others in a specific way. The results can be used in various ways, whether for practical purposes like helping someone choose a career or for scientific inquiries, such as exploring the relationship between intelligence and brain size, determining whether twins are as similar mentally as they are physically, or examining whether intellectual ability tends to correlate with moral goodness.
The genetic method is another of the general lines of attack on psychological problems. The object here is to trace the mental development of the individual, or of the race. It may be to trace the development either of mentality in general, or of some particular mental performance. It may be to trace the child's progress in learning to speak, or to follow the development of language in the human species, from the most primitive tongues up to those of the great {16} civilized peoples of to-day. It may be to trace the improvement of a performance with continued practice.
The genetic method is another approach to tackling psychological issues. The goal here is to track the mental development of an individual or of humanity as a whole. This could involve tracing the overall development of thought processes or focusing on a specific mental skill. It might mean observing a child's journey in learning to speak or examining how language has evolved in humans, from the simplest languages to those of the advanced {16} civilizations we see today. It could also involve analyzing how a skill improves with ongoing practice.
The value of the genetic method is easily seen. Usually the beginnings of a function or performance are comparatively simple and easy to observe and analyze. Also, the process of mental growth is an important matter to study on its own account.
The value of the genetic method is clear. Typically, the origins of a function or performance are relatively simple and easy to observe and analyze. Additionally, the process of mental development is an important subject to examine on its own.
The pathological method is akin to the genetic, but traces the decay or demoralization of mental life instead of its growth. It traces the gradual decline of mental power with advancing age, the losses due to brain disease, and the maladaptations that appear in insanity and other disturbances. Here psychology makes close contact with psychiatry which is the branch of medicine concerned with the insane, etc., and which in fact has contributed most of the psychological information derived from the pathological method.
The pathological method is similar to the genetic approach but focuses on the decline or deterioration of mental life rather than its development. It examines the gradual decrease in mental abilities as people age, the losses caused by brain diseases, and the issues that arise in insanity and other disorders. This is where psychology closely intersects with psychiatry, the medical field that deals with mental illnesses, and has actually provided most of the psychological insights gained from the pathological method.
The object of the pathological method is, on the one side, to understand abnormal forms of mental life, with the practical object of preventing or curing them, and on the other side, to understand normal mental life the better. Just as the development of a performance throws light on the perfected act, so the decay or disturbance of a function often reveals its inner workings; for we all know that it is when a machine gets out of order that one begins to see how it ought to work. Failure sheds light on the conditions of success, maladaptation throws into relief the mental work that has to be done by the normal individual in order to secure and maintain his good adaptation. According to the psychiatrists, mental disturbance is primarily an affair of emotion and desire rather than of intellect; and consequently they believe that the pathological method is of special importance in the study of the emotional life.
The goal of the pathological method is to, on one hand, understand abnormal mental states to prevent or treat them, and on the other hand, to better understand normal mental life. Just as analyzing a performance can shed light on the perfected act, the breakdown or disruption of a function often reveals how it actually works; we all know that it's when a machine malfunctions that we start to see how it should operate. Failure illuminates the conditions for success, and maladaptation highlights the mental efforts a normal individual must exert to achieve and maintain good adaptation. According to psychiatrists, mental disturbances are mainly related to emotions and desires rather than intellect; therefore, they believe that the pathological method is especially important for studying emotional life.
Summary and Attempt at a Definition
Having now made a rapid preliminary survey of the field of psychology, and of the aims and methods of the workers in this field, we ought to be in a position to give some sort of a definition.
Having now done a quick initial review of the field of psychology and the goals and methods of the people working in this area, we should be able to provide some kind of definition.
We conclude, then: psychology is a part of the scientific study of life, being the science of mental life. Life consisting in process or action, psychology is the scientific study of mental processes or activities. A mental activity is typically, though not universally, conscious; and we can roughly designate as mental those activities of a living creature that are either conscious themselves or closely akin to those that are conscious. Further, any mental activity can also be regarded as a physiological activity, in which case it is analyzed into the action of bodily organs, whereas as "mental" it simply comes from the organism or individual as a whole. Psychology, in a word, is the science of the conscious and near-conscious activities of living individuals.
We conclude that psychology is part of the scientific study of life, focusing on the science of mental life. Since life involves processes and actions, psychology is the scientific study of mental processes and activities. A mental activity is usually, though not always, conscious; we can roughly call those activities of a living being that are either conscious or closely related to conscious activities "mental." Additionally, any mental activity can also be seen as a physiological one, which means it can be broken down into the actions of bodily organs, while as "mental," it comes from the organism or individual as a whole. In short, psychology is the science of the conscious and near-conscious activities of living individuals.
Psychology is not interested either in dead bodies or in disembodied spirits, but in living and acting individuals.
Psychology doesn’t focus on dead bodies or disembodied spirits, but rather on living, breathing individuals who take action.
One word more, on the psychological point of view. In everyday life we study our acquaintances and their actions from a personal standpoint. That is, we evaluate their behavior according as it affects ourselves, or, perhaps, according as it squares or not with our standards of right and wrong. We always find something to praise or blame. Now, the psychologist has no concern with praise and blame, but is a seeker after the facts. He would know and understand human actions, rather than pass judgment on them. When, for example, he is introduced into the school or children's court, for the purpose of examining children that are "problems", his attitude differs considerably from that of the {18} teacher or officer of the law; for while they almost inevitably pass judgment on the child in the way of praise or blame, the psychologist simply tries to understand the child. The young delinquent brought into the laboratory of the court psychologist quickly senses the unwonted atmosphere, where he is neither scolded nor exhorted, but asked to lend his coöperation in an effort to discover the cause why his conduct is as it is. Now, this psychological attitude is not necessarily "better" than the other, but it is distinctly valuable in its place, as seen from the fact that the young delinquent often does coöperate. He feels that if the psychologist can find out what is the trouble with him, this may help. Nothing, indeed, is more probable; it is when we have the facts and trace out cause and effect that we are in a fair way to do good. Nothing is more humane than psychology, in the long run, even though the psychologist may seem unfeeling in the course of his investigation.
One more thing, from a psychological perspective. In everyday life, we observe our friends and their actions based on our personal views. We assess their behavior depending on how it affects us or whether it aligns with our sense of right and wrong. We always find something to commend or criticize. However, the psychologist isn't focused on praise or blame; instead, they seek the facts. They aim to understand human actions rather than judge them. When, for example, they're introduced to the school or juvenile court to evaluate children deemed "problems," their approach is quite different from that of the {18} teacher or law enforcement officer. While those individuals usually pass judgment on the child through praise or blame, the psychologist simply tries to understand the child. The young offender brought into the court psychologist's lab quickly picks up on the unusual environment, where they're neither scolded nor lectured but invited to help discover why their behavior is what it is. This psychological approach isn't necessarily "better" than others, but it's clearly valuable in its own right, as shown by the fact that young offenders often do cooperate. They feel that if the psychologist can identify what's wrong, it might lead to help. In fact, this is very likely; it's when we gather the facts and analyze cause and effect that we're able to make a real difference. Psychology is ultimately one of the most humane fields, even if the psychologist may seem cold during their investigation.
To the psychologist, conduct is a matter of cause and effect, of natural law. His business is to know the laws of that part of nature which we call human nature, and to use these laws, as fast as discovered, for solving the problems presented by the human individual or group. For him, even the most capricious conduct has its causes, even the most inexplicable has its explanation--if only the cause can be unearthed, which he does not pretend he can always actually accomplish, since causes in the mental realm are often very complex. No one can be a psychologist all of the time; no one can or should always maintain this matter-of-fact attitude towards self and neighbor. But some experience with the psychological attitude is of practical value to any one, in giving clearer insight, more toleration, better control, and even saner standards of living.
To the psychologist, behavior is about cause and effect, about natural laws. Their job is to understand the laws of that part of nature we call human nature and to apply these laws, as soon as they are discovered, to solve the problems presented by individuals or groups. For them, even the most random behavior has its causes, and even the most puzzling can be explained—if only the cause can be found, which they don’t claim they can always do since causes in the mental realm are often very complex. No one can be a psychologist all the time; no one can or should always have a matter-of-fact attitude towards themselves and others. However, some experience with a psychological perspective is practically valuable for anyone, providing clearer insight, more tolerance, better control, and even healthier standards of living.
EXERCISES
1. Outline the chapter. A sample outline of the briefer sort is here given:
1. Outline the chapter. Here’s a sample outline that’s more concise:
A. Subject-matter of psychology: mental activities.
A. Subject-matter of psychology: mental activities.
(1) A sub-class under vital activities.
(2) Activities of individuals, as distinguished from
(1) A sub-category of essential activities.
(2) Actions taken by individuals, as distinct from
(a) Activities of social groups (sociology).
(b) Activities of single organs (physiology).
(a) Activities of social groups (sociology).
(b) Activities of individual organs (physiology).
(3) Either conscious, or closely related to conscious activities.
(4) May be activities of human or animal, adult or child,
normal or abnormal individuals.
(3) Either aware or closely connected to aware activities.
(4) These may involve the actions of humans or animals, adults or children, and normal or abnormal individuals.
B. Problems of psychology:
B. Psychology issues:
(1) How individuals differ in their mental activities.
(2) How individuals are alike in their mental activities.
(3) Practical applications of either (1) or (2).
(1) How people vary in their thinking processes.
(2) How people are similar in their thinking processes.
(3) Real-world uses of either (1) or (2).
C. Methods of psychology:
C. Psychology Methods:
(1) Methods of observing mental activities.
(1) Ways to observe mental activities.
(a) Introspective, the observing by an individual of his own actions.
(b) Objective, the observation of the behavior of other individuals.
(a) Introspective, the individual observing their own actions.
(b) Objective, the observation of the behavior of other individuals.
(2) General lines of attack upon psychological problems.
(2) General approaches to tackling psychological issues.
(a) Experimental: vary the conditions and see how the mental
activity changes.
(b) Comparative: test different individuals or
classes and see how mental activity differs, etc.
(c) Genetic: trace mental development.
(d) Pathological: examine mental decay or disturbance.
(a) Experimental: change the conditions and observe how mental activity shifts.
(b) Comparative: evaluate different individuals or groups and see how their mental activity varies, etc.
(c) Genetic: follow the progression of mental development.
(d) Pathological: investigate mental decline or issues.
2. Formulate a psychological question regarding each of the following:
hours of work, genius, crime, baseball.
3. Distinguish introspection from theorizing.
4. What different sorts of objective fact can be observed in psychology?
5. What is the difference between the physiology of hearing and the
psychology of hearing?
6. State two reasons why it would be undesirable to limit psychology
to the introspective study of consciousness.
{20}
7. What is the difference between an experiment and a test, (a) in
purpose, (b) in method?
8. Compare the time it takes you to add twenty one-place numbers,
arranged in a vertical column, and arranged in a horizontal line,
(a) Is this introspective or objective observation? Why so? (b) Is
it a test or an experiment? Why?
9. Write a psychological sketch of some one you know well, taking
care to avoid praise and blame, and to stick to the psychological
point of view.
2. Come up with a psychological question for each of the following:
hours of work, genius, crime, baseball.
3. Differentiate introspection from theorizing.
4. What different types of objective facts can be observed in psychology?
5. What’s the difference between the physiology of hearing and the psychology of hearing?
6. State two reasons why it would be a bad idea to limit psychology to only the introspective study of consciousness.
{20}
7. What’s the difference between an experiment and a test, (a) in purpose, (b) in method?
8. Compare the time it takes you to add twenty one-digit numbers arranged in a vertical column versus arranged in a horizontal line, (a) Is this introspective or objective observation? Why? (b) Is it a test or an experiment? Why?
9. Write a psychological profile of someone you know well, making sure to avoid praise and blame, and to stick to the psychological perspective.
REFERENCES
Some of the good books on the different branches of psychology are
the following:
On animal psychology:
Some great books on the various branches of psychology include the following:
On animal psychology:
Margaret F. Washburn, The Animal Mind, 2nd edition, 1917. John B. Watson, Behavior, 1914.
Margaret F. Washburn, The Animal Mind, 2nd edition, 1917. John B. Watson, Behavior, 1914.
On child psychology:
On child psychology:
Norsworthy and Whitley, The Psychology of Childhood, 1918.
Norsworthy and Whitley, The Psychology of Childhood, 1918.
On abnormal psychology:
On abnormal psychology:
A. J. Rosanoff, Manual of Psychiatry, 5th edition, 1920.
A. J. Rosanoff, Manual of Psychiatry, 5th edition, 1920.
On applied psychology:
On practical psychology:
Hollingworth and Poffenberger, Applied Psychology, 1917.
Hollingworth and Poffenberger, *Applied Psychology*, 1917.
On individual psychology, parts of:
On individual psychology, sections of:
E. L. Thorndike, Educational Psychology, Briefer Course, 1914, Daniel Starch, Educational Psychology, 1919.
E. L. Thorndike, Educational Psychology, Briefer Course, 1914, Daniel Starch, Educational Psychology, 1919.
CHAPTER II
REACTIONS
REFLEXES AND OTHER ELEMENTARY FORMS OF REACTION, AND HOW THE NERVES OPERATE IN CARRYING THEM OUT
Having the field of psychology open before us, the next question is, where to commence operations. Shall we begin with memory, imagination and reasoning, or with will, character and personality, or with motor activity and skill, or with feelings and emotions, or with sensation and perceptions? Probably the higher forms of mental activity seem most attractive, but we may best leave complicated matters till later, and agree to start with the simplest sorts of mental performance. Thus we may hope to learn at the outset certain elementary facts which will later prove of much assistance in unraveling the more complex processes.
With the field of psychology laid out before us, the next question is, where should we start? Should we begin with memory, imagination, and reasoning, or with will, character, and personality, or with motor skills and abilities, or with feelings and emotions, or with sensations and perceptions? Higher forms of mental activity might seem the most appealing, but it’s probably best to save the more complicated topics for later and agree to begin with the simplest types of mental performance. This way, we can learn some basic facts right away that will help us understand the more complex processes later on.
Among the simplest processes are sensations and reflexes, and we might begin with either. The introspective psychologists usually start with sensations, because their great object is to describe consciousness, and they think of sensations as the chief elements of which consciousness is composed. The behaviorists would prefer to start with reflexes, because they conceive of behavior as composed of these simple motor reactions.
Among the simplest processes are sensations and reflexes, and we could start with either. Introspective psychologists typically begin with sensations because their main goal is to describe consciousness, and they view sensations as the key elements that make up consciousness. Behaviorists would rather start with reflexes, as they see behavior as made up of these basic motor reactions.
Without caring to attach ourselves exclusively to either introspectionism or behaviorism, we may take our cue just here from the behaviorists, because we shall find the facts of motor reaction more widely useful in our further studies than the facts of sensation, and because the facts of {22} sensation fit better into the general scheme of reactions than the facts of reaction fit into any general scheme based on sensation.
Without limiting ourselves to either introspectionism or behaviorism, we can take our guidance from the behaviorists here, because we will find that facts about motor reactions are more broadly useful in our further studies than facts about sensation, and because the facts of {22} sensation fit more smoothly into the overall framework of reactions than the facts of reaction fit into any broad scheme based on sensation.
A reaction is a response to a stimulus. The response, in the simplest cases, is a muscular movement, and is called a "motor response". The stimulus is any force or agent that, acting upon the individual, arouses a response.
A reaction is a response to a stimulus. In the simplest cases, the response is a muscular movement, referred to as a "motor response." The stimulus is any force or agent that, acting on the individual, triggers a response.
If I start at a sudden noise, the noise is the stimulus, and the forcible contraction of my muscles is the response. If my old friend's picture brings tears to my eyes, the picture (or the light reflected from it) is the stimulus, and the flow of tears is the response, here a "glandular" instead of a motor response.
If I jump at a loud sound, the sound is the trigger, and my muscles tensing up is the reaction. If seeing a picture of my old friend makes me cry, the picture (or the light coming from it) is the trigger, and the tears flowing down is the reaction, which in this case is a "glandular" response instead of a motor one.
The Reaction Time Experiment
One of the earliest experiments to be introduced into psychology was that on reaction time, conducted as follows: The experimenter tells his "subject" (the person whose reaction is to be observed) to be ready to make a certain movement as promptly as possible on receiving a certain stimulus. The response prescribed is usually a slight movement of the forefinger, and the stimulus may be a sound, a flash of light, a touch on the skin, etc. The subject knows in advance exactly what stimulus is to be given and what response he has to make, and is given a "Ready!" signal a few seconds before the stimulus. With so simple a performance, the reaction time is very short, and delicate apparatus must be employed to measure it. The "chronoscope" or clock used to measure the reaction time reads to the hundredth or thousandth of a second, and the time is found to be about .15 sec. in responding to sound or touch, about .18 sec. in responding to light.
One of the earliest experiments introduced in psychology was on reaction time, conducted as follows: The experimenter tells the "subject" (the person whose reaction is being observed) to be ready to make a certain movement as quickly as possible upon receiving a particular stimulus. The response required is usually a slight movement of the forefinger, and the stimulus could be a sound, a flash of light, a touch on the skin, etc. The subject knows in advance exactly which stimulus will be presented and what response they need to make, and they receive a "Ready!" signal a few seconds before the stimulus. With such a simple task, the reaction time is very short, and sensitive equipment must be used to measure it. The "chronoscope" or clock used to measure reaction time reads to the hundredth or thousandth of a second, and the time is found to be about .15 seconds in response to sound or touch, and about .18 seconds in response to light.
Even the simple reaction time varies, however, from one {23} individual to another, and from one trial to another. Some persons can never bring their record much below the figures stated, while a few can get the time down to .10 sec, which is about the limit of human ability. Every one is bound to vary from trial to trial, at first widely, after practice between narrow limits, but always by a few hundredths of a second at the least. It is curious to find the elementary fact of variability of reaction present in such a simple performance.
Even simple reaction times can vary from one {23} individual to another and from one trial to the next. Some people can never bring their record much below the stated figures, while a few can get the time down to .10 seconds, which is about the limit of human ability. Everyone is bound to vary from trial to trial, initially widely, but after practice, this variation narrows to a few hundredths of a second at least. It’s interesting to note that this basic fact of variability in reaction times appears even in such a simple task.
What we have been describing is known as the "simple reaction", in distinction from other experiments that demand more of the subject. In the "choice reaction", there are two stimuli and the subject may be required to react to the one with the right hand and to the other with the left; for example, if a red light appears he must respond with the right hand, but if a green light appears, with the left. Here he cannot allow himself to become keyed up to as high a pitch as in the simple reaction, for if he does he will make many false reactions. Therefore, the choice reaction time is longer than the simple reaction time--about a tenth of a second longer.
What we've been describing is called the "simple reaction," as opposed to other experiments that require more from the participant. In the "choice reaction," there are two stimuli, and the participant may need to react to one with the right hand and the other with the left; for example, if a red light comes on, they must respond with the right hand, but if a green light comes on, with the left. Here, they can't let themselves get as worked up as in the simple reaction, because if they do, they'll make a lot of incorrect reactions. As a result, the choice reaction time is longer than the simple reaction time—about a tenth of a second longer.
The "associative reaction" time is longer still. Here the subject must name any color that is shown, or read any letter that is shown, or respond to the sight of any number by calling out the next larger number, or respond to any suitable word by naming its opposite. He cannot be so well prepared as for the simple, or choice reaction, since he doesn't know exactly what the stimulus is going to be; also, the brain process is more complex here; so that the reaction time is longer, about a tenth of a second longer, at the best, than the choice reaction. It may run up to two or three seconds, even in fairly simple cases, while if any serious thinking or choosing has to be done, it runs into many seconds and even into minutes. Here the brain process is very {24} complex and involves a series of steps before the required motor response can be made.
The "associative reaction" time is even longer. In this case, the person has to name any color shown, read any letter displayed, respond to any number by saying the next larger number, or reply to any suitable word by naming its opposite. They can't be as prepared as for the simple or choice reaction because they don’t know exactly what the stimulus will be. Also, the brain process is more complicated here, which makes the reaction time longer, about a tenth of a second more than the choice reaction at best. It can take two or three seconds, even in relatively simple situations, and if serious thinking or decision-making is involved, it can stretch to many seconds or even minutes. In this case, the brain process is very {24} complex and involves a series of steps before the required motor response can be made.
These laboratory experiments can be paralleled by many everyday performances. The runner starting at the pistol shot, after the preparatory "Ready! Set!", and the motorman applying the brakes at the expected sound of the bell, are making "simple" reactions. The boxer, dodging to the right or the left according to the blow aimed at him by his adversary, is making choice reactions, and this type is very common in all kinds of steering, handling tools and managing machinery. Reading words, adding numbers, and a large share of simple mental performances, are essentially associative reactions. In most cases from ordinary life, the preparation is less complete than in the laboratory experiments, and the reaction time is accordingly longer.
These lab experiments can be compared to many everyday activities. The runner who takes off when the gun goes off, after the "Ready! Set!" call, and the train operator hitting the brakes when they hear the bell, are making "simple" reactions. The boxer who dodges to the right or left based on the punch thrown at him by his opponent is making choice reactions, which are very common in all types of steering, using tools, and operating machinery. Reading words, solving math problems, and many simple mental tasks are basically associative reactions. In most everyday situations, the preparation is less thorough than in lab experiments, so the reaction time tends to be longer.
Reflex Action
The simple reaction has some points of resemblance with the "reflex", which, also, is a prompt motor response to a sensory stimulus. A familiar example is the reflex wink of the eyes in response to anything touching the eyeball, or in response to an object suddenly approaching the eye. This "lid reflex" is quicker than the quickest simple reaction, taking about .05 second. The knee jerk or "patellar reflex", aroused by a blow on the patellar tendon just below the knee when the knee is bent and the lower leg hanging freely, is quicker still, taking about .03 second. The reason for this extreme quickness of the reflex will appear as we proceed. However, not every reflex is as quick as those mentioned, and some are slower than the quickest of the simple reactions.
The simple reaction shares some similarities with the "reflex," which is also a quick motor response to a sensory stimulus. A common example is the reflexive blink of the eyes when something touches the eyeball or when an object suddenly comes close to the eye. This "lid reflex" is faster than the fastest simple reaction, taking about 0.05 seconds. The knee jerk or "patellar reflex," triggered by a tap on the patellar tendon just below the knee when the knee is bent and the lower leg is hanging freely, is even quicker, taking about 0.03 seconds. The reason for this extreme speed of the reflex will become clear as we continue. However, not every reflex is as fast as those mentioned, and some are slower than the fastest of the simple reactions.
A few other examples of reflexes may be given. The "pupillary reflex" is the narrowing of the pupil of the eye {25} in response to a bright light suddenly shining into the eye. The "flexion reflex" is the pulling up of the leg in response to a pinch, prick or burn on the foot. Coughing and sneezing are like this in being protective reflexes, and the scratching of the dog belongs here also.
A few more examples of reflexes can be mentioned. The "pupillary reflex" is the constriction of the pupil in response to a bright light suddenly shining into the eye. The "flexion reflex" is the pulling up of the leg when the foot is pinched, pricked, or burned. Coughing and sneezing are similar in that they are protective reflexes, and scratching by a dog fits into this category as well.
There are many internal reflexes: movements of the stomach and intestines, swallowing and hiccoughing, widening and narrowing of the arteries resulting in flushing and paling of the skin. These are muscular responses; and there are also glandular reflexes, such as the discharge of saliva from the salivary glands into the mouth, in response to a tasting substance, the flow of the gastric juice when food reaches the stomach, the flow of tears when a cinder gets into the eye. There are also inhibitory reflexes, such as the momentary stoppage of breathing in response to a dash of cold water. All in all, a large number of reflexes are to be found.
There are many internal reflexes: movements of the stomach and intestines, swallowing and hiccuping, and the widening and narrowing of the arteries that cause flushing and paling of the skin. These are muscular responses; there are also glandular reflexes, like the release of saliva from the salivary glands into the mouth when tasting something, the flow of gastric juice when food enters the stomach, and the production of tears when something gets in the eye. Additionally, there are inhibitory reflexes, such as the brief pause in breathing when cold water splashes on you. In total, there are a lot of different reflexes at play.
Most reflexes can be seen to be useful to the organism. A large proportion of them are protective in one way or another, while others might be called regulative, in that they adjust the organism to the conditions affecting it.
Most reflexes are considered useful to the organism. A significant number of them serve protective functions in various ways, while others can be described as regulative, meaning they help the organism adapt to the conditions around it.
Now comparing the reflex with the simple reaction, we see first that the reflex is more deep-seated in the organism, and more essential to its welfare. The reflex is typically quicker than the simple reaction. The reflex machinery does not need a "Ready" signal, nor any preparation, but is always ready for business. (The subject in a simple reaction experiment would not make the particular finger movement that he makes unless he had made ready for that movement.) The attachment of a certain response to a certain stimulus, rather arbitrary and temporary in the simple reaction, is inherent and permanent in the reflex. Reflex action is involuntary and often entirely unconscious.
Now, when we compare the reflex with the simple reaction, we first notice that the reflex is more ingrained in the organism and more vital for its well-being. The reflex typically happens faster than the simple reaction. The reflex system doesn’t need a “Ready” signal or any preparation; it's always primed to go. (In a simple reaction experiment, a person wouldn’t perform a specific finger movement unless they had gotten ready for that movement.) The connection between a specific response and a specific stimulus, which is rather arbitrary and temporary in the simple reaction, is inherent and lasting in the reflex. Reflex action is involuntary and often completely unconscious.
Reflexes, we said, are permanent. That is because they {26} are native or inherent in the organism. You can observe them in the new-born child. The reflex connection between stimulus and response is something the child brings with him into the world, as distinguished from what he has to acquire through training and experience. He does acquire, as he grows up, a tremendous number of habitual responds that become automatic and almost unconscious, and these "secondary automatic" reactions resemble reflexes pretty closely. Grasping for your hat when you feel the wind taking it from your head is an example. These acquired reactions never reach the extreme speed of the quickest reflexes, but at best may have about the speed of the simple reaction. Though often useful enough, they are not so fundamentally necessary as the reflexes. The reflex connection of stimulus and response is something essential, native, closely knit, and always ready for action.
Reflexes, as we mentioned, are permanent. That's because they {26} are natural or inherent in the organism. You can see them in a newborn baby. The reflex connection between stimulus and response is something the child is born with, unlike what he learns through training and experience. As he grows, he develops a huge number of habitual responses that become automatic and almost unconscious, and these "secondary automatic" reactions are quite similar to reflexes. For example, reaching for your hat when you feel the wind trying to take it off your head is one. These learned reactions never reach the extreme speed of the quickest reflexes but may come close to the pace of simple reactions. While they can be quite useful, they are not as fundamentally essential as reflexes. The reflex connection between stimulus and response is something vital, innate, tightly woven, and always ready to spring into action.
The Nerves in Reflex Action
Seeing that the response, in reflex action, is usually made by a muscle or gland lying at some distance from the sense organ that receives the stimulus--as, in the case of the flexion reflex, the stimulus is applied to the skin of the hand (or foot), while the response is made by muscles of the limb generally--we have to ask what sort of connection exists between the stimulated organ and the responding organ, and we turn to physiology and anatomy for our answer. The answer is that the nerves provide the connection. Strands of nerve extend from the sense organ to the muscle.
Seeing that the response, as a reflex action, is usually made by a muscle or gland located some distance from the sense organ that receives the stimulus—like in the case of the flexion reflex, where the stimulus is applied to the skin of the hand (or foot), while the response is carried out by muscles of the limb in general—we need to ask what kind of connection exists between the stimulated organ and the responding organ, and we look to physiology and anatomy for our answer. The answer is that the nerves provide the connection. Nerve strands extend from the sense organ to the muscle.
But the surprising fact is that the nerves do not run directly from the one to the other. There is no instance in the human body of a direct connection between any sense organ and any muscle or gland. The nerve path from sense organ to muscle always leads through a nerve center. One {27} nerve, called the sensory nerve, runs from the sense organ to the nerve center, and another, the motor nerve, runs from the center to the muscle; and the only connection between the sense organ and the muscle is this roundabout path through the nerve center. The path consists of three parts, sensory nerve, center, and motor nerve, but, taken as a whole, it is called the reflex arc, both the words, "reflex" and "arc", being suggested by the indirectness of the connection.
But the surprising fact is that the nerves don’t connect directly from one to the other. There’s no example in the human body where a sense organ is directly linked to a muscle or gland. The nerve pathway from a sense organ to a muscle always goes through a nerve center. One {27} nerve, known as the sensory nerve, runs from the sense organ to the nerve center, while another, the motor nerve, goes from the center to the muscle; and the only connection between the sense organ and the muscle is this indirect route through the nerve center. This path has three parts: the sensory nerve, the center, and the motor nerve, but as a whole, it’s called the reflex arc, with both "reflex" and "arc" highlighting the indirect nature of the connection.
Fig. 1.--The connection from the back of the hand,
which is receiving a stimulus, and the arm muscle which makes the
response. The nerve center is indicated by the dotted lines.
Fig. 1.--The link from the back of the hand that’s sensing a stimulus to the arm muscle that responds. The nerve center is shown by the dotted lines.
The nervous system resembles a city telephone system. What passes along the nerve is akin to the electricity that {28} passes along the telephone wire; it is called the "nerve current", and is electrical and chemical in nature.
The nervous system is like a city's phone system. What moves through the nerve is similar to the electricity that {28} travels along the phone line; it's known as the "nerve current," and it has both electrical and chemical components.
Fig. 2.--(From Martin's "Human Body.") General view of
the nervous system, showing brain, cord, and nerves.
Fig. 2.--(From Martin's "Human Body.") Overall view of the nervous system, displaying the brain, spinal cord, and nerves.
All nerve connections, like the great majority of telephone connections, are effected through the centers, called "centrals" in {29} the case of the telephone. Telephone A is connected directly with the central, telephone B likewise, and A and B are indirectly connected, through the central switchboard. That is the way it is in the nervous system, with "nerve center" substituted for "central", and "sense organ" and "muscle or gland" for "telephones A and B."
All nerve connections, like most telephone connections, happen through centers, referred to as "centrals" in the case of telephones. Phone A is directly connected to the central, and phone B is too, so A and B are indirectly connected through the central switchboard. This is similar in the nervous system, with "nerve center" replacing "central," and "sense organ" and "muscle or gland" replacing "phones A and B."
Fig. 3.--Location of the cord, cerebrum and cerebellum.
The brain stem continues the cord upward into the skull cavity.
(Figure text: cerebrum, cerebellum, cord, tongue)
Fig. 3.--Location of the spinal cord, cerebrum, and cerebellum.
The brainstem extends the spinal cord upward into the skull cavity.
(Figure text: cerebrum, cerebellum, spinal cord, tongue)
The advantage of the centralized system is that it is a system, affording connections between any part and any other, and unifying the whole complex organism.
The benefit of the centralized system is that it is a system, allowing connections between any part and any other, and bringing together the entire complex organism.
The nerve centers are located in the brain and spinal cord. The brain lies in the skull and the cord extends from the brain down through a tube in the middle of the {30} backbone. Of the brain many parts can be named, but for the present it is enough to divide it into the "brain stem", a continuation of the spinal cord up along the base of the skull cavity, and the two great outgrowths of the brain stem, called "cerebrum" and "cerebellum". The spinal cord and brain stem contain the lower or reflex centers, while the cerebellum, and especially the cerebrum, contain the "higher centers". The lower centers are directly connected by nerves with the sense organs, glands and muscles, while the higher centers have direct connections with the lower and only through them with the sense organs, glands and muscles. In other words, the sensory nerves run into the cord or brain stem, and the motor nerves run out of these same, while interconnecting nerve strands extend between the lower centers in the cord and brain stem and the higher centers in the cerebrum and cerebellum.
The nerve centers are situated in the brain and spinal cord. The brain is housed in the skull, and the spinal cord extends from the brain down through a tube in the middle of the {30} backbone. While many parts of the brain can be identified, for now, it's sufficient to divide it into the "brain stem," which continues from the spinal cord along the base of the skull cavity, and the two major extensions of the brain stem, known as the "cerebrum" and "cerebellum." The spinal cord and brain stem hold the lower or reflex centers, whereas the cerebellum, and especially the cerebrum, contain the "higher centers." The lower centers are directly linked by nerves to the sense organs, glands, and muscles, while the higher centers connect directly with the lower centers and only indirectly with the sense organs, glands, and muscles. In other words, sensory nerves enter the spinal cord or brain stem, and motor nerves exit from these same areas, with interconnected nerve strands linking the lower centers in the spinal cord and brain stem to the higher centers in the cerebrum and cerebellum.
The spinal cord contains the reflex centers for the limbs and part of the trunk, and is connected by sensory and motor nerves with the limbs and trunk. The brain stem contains the reflex centers for the head and also for part of the interior of the trunk, including the heart and lungs, and is connected with them by sensory and motor nerves. The nerve center that takes part in the flexion reflex of the foot is situated in the lower part of the cord, that for the similar reflex of the hand lies in the upper part of the cord, that for breathing lies in the lower or rear part of the brain stem, and that for winking lies further forward in the brain stem.
The spinal cord has reflex centers for the limbs and part of the torso, and it's linked to the limbs and torso by sensory and motor nerves. The brain stem has reflex centers for the head and part of the internal torso, including the heart and lungs, which are also connected through sensory and motor nerves. The nerve center responsible for the foot's flexion reflex is located in the lower section of the spinal cord, while the center for the hand's reflex is found in the upper section. The center for breathing is in the lower or back part of the brain stem, and the center for winking is further forward in the brain stem.
Big movements, such as the combined action of all four legs of an animal in walking, require cord and brain stem to work together, and throw into relief what is really true even of simpler reflexes, namely that a reflex is a coordinated movement, in the sense that different muscles cooperate in its execution.
Big movements, like when all four legs of an animal work together to walk, need the spinal cord and brainstem to function together. This highlights a key point about even simpler reflexes: a reflex is a coordinated movement, meaning different muscles work together to make it happen.
Internal Construction of the Nerves and Nerve Centers
We shall understand nerve action better if we know something of the way in which the nervous system is built. A nerve is not to be thought of as a unit, nor are the brain and cord to be thought of as mere masses of some peculiar substance.
We’ll understand how nerves work better if we know a bit about how the nervous system is structured. A nerve shouldn’t be viewed as a single unit, nor should the brain and spinal cord be seen just as lumps of some strange material.
Fig. 4.--A motor nerve cell from the spinal cord,
highly magnified. (Figure text: dendrites, cell body, axon,
termination of axon in muscle)
Fig. 4.--A motor nerve cell from the spinal cord, highly magnified. (Figure text: dendrites, cell body, axon, termination of axon in muscle)
A nerve is a bundle of many slender insulated threads, just as a telephone cable, running along the street, {32} is a bundle of many separate wires which are the real units of telephonic communication. A nerve center, like the switchboard in a telephone central, consists of many parts and connections.
A nerve is a bundle of many thin, insulated fibers, similar to a telephone cable running down the street; {32} is a bundle of many individual wires that are the actual units of phone communication. A nerve center, like a switchboard in a telephone exchange, is made up of many components and connections.
The whole nervous system is essentially composed of neurones. A neurone is a nerve cell with its branches. Most nerve cells have two kinds of branches, called the axon and the dendrites.
The entire nervous system is primarily made up of neurons. A neuron is a nerve cell with its extensions. Most nerve cells have two types of extensions, known as the axon and the dendrites.
The nerve cell is a microscopic speck of living matter. Its dendrites are short tree-like branches, while its axon is often several inches or even feet in length. The axon is the "slender thread", just spoken of as analogous to the single telephone wire. A nerve is composed of axons. [Footnote: The axon is always protected or insulated by a sheath, and axon and sheath, taken together, are often called a "nerve fiber".] The "white matter" of the brain and cord is composed of axons. Axons afford the means of communication between the nerve centers and the muscles and sense organs, and between one nerve center and another.
The nerve cell is a tiny piece of living matter. Its dendrites are short, tree-like branches, while its axon can be several inches or even feet long. The axon is the "slender thread," likened to a single telephone wire. A nerve is made up of axons. [Footnote: The axon is always protected or insulated by a sheath, and the axon and sheath together are often referred to as a "nerve fiber."] The "white matter" of the brain and spinal cord consists of axons. Axons provide the way for communication between nerve centers and muscles and sensory organs, as well as between different nerve centers.
The axons which make up the motor nerves are branches of nerve cells situated in the cord and brain stem; they extend from the reflex center for any muscle out to and into that muscle and make very close connection with the muscle substance. A nerve current, starting from the nerve cells in the reflex center, runs rapidly along the axons to the muscle and arouses it to activity.
The axons that form the motor nerves are branches of nerve cells located in the spinal cord and brain stem; they reach from the reflex center for each muscle out into the muscle itself and create a close connection with the muscle tissue. A nerve signal, beginning at the nerve cells in the reflex center, travels quickly along the axons to the muscle, activating it.
The axons which make up the optic nerve, or nerve of sight, are branches of nerve cells in the eye, and extend into the brain stem. Light striking the eye starts nerve currents, which run along these axons into the brain stem. Similarly, the axons of the nerve of smell are branches of cells in the nose.
The axons that form the optic nerve, or sight nerve, are extensions of nerve cells in the eye and reach into the brain stem. When light hits the eye, it triggers nerve impulses that travel along these axons into the brain stem. In the same way, the axons of the olfactory nerve are extensions of cells in the nose.
The remainder of the sensory axons are branches of nerve cells that lie in little bunches close alongside the cord or {33} brain stem. These cells have no dendrites, but their axon, dividing, reaches in one direction out to a sense organ and in the other direction into the cord or brain stem, and thus connects the sense organ with its "lower center".
The rest of the sensory axons are extensions of nerve cells that are grouped together near the spinal cord or {33} brain stem. These cells don’t have dendrites, but their axon splits to connect one way to a sensory organ and the other way into the spinal cord or brain stem, linking the sensory organ with its "lower center".
Fig. 5.--Sensory and motor axons, and their nerve
cells. The arrows indicate the direction of conduction. (Figure text:
eye, brain stem, skin, cord, muscle)
Fig. 5.--Sensory and motor axons, and their nerve cells. The arrows show how signals travel. (Figure text: eye, brain stem, skin, spinal cord, muscle)
Where an axon terminates, it broadens out into a thin plate, or breaks up into a tuft of very fine branches ( the "end-brush"), and by this means makes close contact with the muscle, the sense organ, or the neurone with which it connects.
Where an axon ends, it becomes wider and can either spread out into a thin plate or branch into a bunch of very fine fibers (the "end-brush"), allowing it to make close contact with the muscle, sense organ, or neuron it connects to.
The Synapse
Now let us consider the mode of connection between one neurone and another in a nerve center. The axon of one neurone, through its end-brush, is in close contact with the dendrites of another neurone. There is contact, but no actual growing-together; the two neurones remain distinct, and this contact or junction of two neurones is called a "synapse". The synapse, then, is not a thing, but simply a junction between two neurones.
Now let’s look at how one neuron connects to another in a nerve center. The axon of one neuron, through its end-brush, is in close contact with the dendrites of another neuron. There is contact, but they don’t actually grow together; the two neurons stay separate, and this connection between them is called a "synapse." So, the synapse isn’t a physical object, but just a junction between two neurons.
Fig. 6.--The synapse between the two neurones lies just
above the arrow.
Fig. 6.--The connection between the two neurons is located just above the arrow.
The junction is good enough so that one of the two neurones, if itself active, can arouse the other to activity. The end-brush, when a nerve current reaches it from its own nerve cell, arouses the dendrites of the other neurone, and thus starts a nerve current running along those dendrites to their nerve cell and thence out along its axon.
The connection is strong enough that if one of the two neurons is active, it can stimulate the other to become active as well. When a nerve signal reaches the end-brush from its own nerve cell, it triggers the dendrites of the other neuron, thus initiating a nerve signal that travels along those dendrites to their nerve cell and then out along its axon.
Now here is a curious and significant fact: the dendrites are receiving organs, not transmitting; they pick up messages from the end-brushes across the synapse, but send out no messages to those end-brushes. Communication across a synapse is always in one direction, from end-brush to dendrites.
Now here's an interesting and important fact: dendrites are receiving organs, not transmitting ones; they collect messages from the end-brushes across the synapse, but don’t send any messages back to those end-brushes. Communication across a synapse always goes in one direction, from end-brush to dendrites.
This, then, is the way in which a reflex is carried out, the pupillary reflex, for example. Light entering the eye starts a nerve current in the axons of the optic nerve; these axons terminate in the brain stem, where their end-brushes arouse the dendrites of motor nerve cells, and the axons of these {35} cells, extending out to the muscle of the pupil, cause it to contract, and narrow the pupil.
This is how a reflex works, like the pupillary reflex. When light enters the eye, it creates a nerve signal in the axons of the optic nerve. These axons end in the brain stem, where their terminals stimulate the dendrites of motor nerve cells. The axons of these {35} cells extend to the muscle of the pupil, causing it to contract and making the pupil smaller.
Or again, this is the way in which one nerve center arouses another to activity. The axons of the cells in the first center (or some of them) extend out of this center and through the white matter to the second center, where they terminate, their end-brushes forming synapses with the cells of the second center. Let the first center be thrown into activity, and immediately, through this connection, it arouses the second.
Or, this is how one nerve center activates another. The axons of the cells in the first center (or some of them) extend from this center through the white matter to the second center, where they end and form synapses with the cells of the second center. When the first center is activated, it immediately triggers the second center through this connection.
Fig. 7.--Different forms of synapse found in the
cerebellum, "a" is one of the large motor cells of the cerebellum (a
"Purkinje cell"), with its dendrites above and its axon below; and
"b," "c" and "d" show three forms of synapse made by other neurones
with this Purkinje cell. In "b," the arrow indicates a "climbing
axon," winding about the main limbs of the Purkinje cell. In "c," the
arrow points to a "basket"--an end-brush enveloping the cell body;
while "d" shows what might be called a "telegraph-wire synapse."
Imagine "d" superimposed upon "a": the axon of "d" rises among the
fine dendrites of "a," and then runs horizontally through them; and
there are many, many such axons strung among the dendrites. Thus the
Purkinje cell is stimulated at three points: cell body, trunks of the
dendrites, and twigs of the dendrites.
Fig. 7.--Different forms of synapse found in the cerebellum. "a" represents one of the large motor cells of the cerebellum (a "Purkinje cell"), with its dendrites shown above and its axon below. "b," "c," and "d" illustrate three forms of synapse made by other neurons with this Purkinje cell. In "b," the arrow points to a "climbing axon," which wraps around the main branches of the Purkinje cell. In "c," the arrow indicates a "basket"—an end-brush surrounding the cell body. Meanwhile, "d" illustrates what could be called a "telegraph-wire synapse." Picture "d" layered over "a": the axon of "d" rises among the fine dendrites of "a" and then runs horizontally through them, with many similar axons interwoven among the dendrites. This means the Purkinje cell is stimulated at three locations: the cell body, the main dendrite trunks, and the smaller dendrite branches.
The "gray matter" comprises the nerve centers, lower and higher. It is made up of nerve cells and their dendrites, of the beginnings of axons issuing from these cells and of the terminations of incoming axons. The white matter, as was said before, consists of axons. An axon issues from the {36} gray matter at one point, traverses the white matter for a longer or shorter distance, and finally turns into the gray matter at another point, and thus nerve connection is maintained between these two points.
The "gray matter" consists of both lower and higher nerve centers. It's made up of nerve cells and their dendrites, along with the beginnings of axons that come from these cells and the endings of incoming axons. The white matter, as mentioned earlier, is made up of axons. An axon extends from the {36} gray matter at one spot, travels through the white matter for varying distances, and finally reconnects with the gray matter at another location, maintaining the nerve connection between these two points.
There are lots of nerve cells, billions of them. That ought to be plenty, and yet--well, perhaps sometimes they are not well developed, or their synapses are not close enough to make good connections.
There are lots of nerve cells, billions of them. That should be plenty, and yet—well, maybe sometimes they aren't well developed, or their synapses aren't close enough to make strong connections.
Fig. 8.--A two-neurone reflex arc. (Figure text:
stimulus, skin, sensory axon, bit of the spinal cord, motor axon,
muscle)
Fig. 8.--A two-neuron reflex arc. (Figure text: stimulus, skin, sensory axon, part of the spinal cord, motor axon, muscle)
Examined under the microscope, the nerve cell is seen to contain, besides the "nucleus" which is present in every living cell and is essential for maintaining its vitality and special characteristics, certain peculiar granules which appear to be stores of fuel to be consumed in the activity of the cell, and numerous very fine fibrils coursing through the cell and out into the axon and dendrites.
Examined under the microscope, the nerve cell reveals that, in addition to the "nucleus," which is found in every living cell and is crucial for maintaining its life and unique features, there are certain unusual granules that seem to serve as energy reserves for the cell's activities, along with many very thin fibers extending through the cell and into the axon and dendrites.
The reflex arc can now be described more precisely than before. Beginning in a sense organ, it extends along a sensory axon (really along a team of axons acting side by side) to its end-brush in a lower center, where it crosses a synapse and enters the dendrites of a motor neurone and so {37} reaches the cell body and axon of this neurone, which last extends out to the muscle (or gland). The simplest reflex arc consists then of a sensory neurone and a motor neurone, meeting at a synapse in a lower or reflex center. This would be a two-neurone arc.
The reflex arc can now be described more accurately than before. It starts in a sense organ and travels along a sensory axon (actually a group of axons working together) to its terminal ends in a lower center, where it crosses a synapse and enters the dendrites of a motor neuron, and so {37} reaches the cell body and axon of this neuron, which then extends out to the muscle (or gland). The simplest reflex arc consists of a sensory neuron and a motor neuron, connecting at a synapse in a lower or reflex center. This is known as a two-neuron arc.
Fig. 9.--A three-neurone arc, concerned in respiration.
This also illustrates how one nerve center influences another.
(Figure text: white matter, gray matter, lung, respiratory center in
the brain stem, diaphragm, motor center in cord for the diaphragm)
Fig. 9.--A three-neuron pathway involved in breathing. This also shows how one nerve center affects another. (Figure text: white matter, gray matter, lung, respiratory center in the brain stem, diaphragm, motor center in the spinal cord for the diaphragm)
Very often, and possibly always, the reflex arc really consists of three neurones, a "central" neurone intervening between the sensory and motor neurones and being connected through synapses with each. The central neurone plays an important rôle in coördination.
Very often, and possibly always, the reflex arc actually consists of three neurons: a "central" neuron that connects the sensory and motor neurons through synapses. The central neuron plays an important role in coordination.
COÖRDINATION
The internal structure of nerve centers helps us see how coördinated movement is produced. The question is, how {38} several muscles are made to work together harmoniously, and also how it is possible that a pin prick, directly affecting just a few sensory axons, causes a big movement of many muscles. Well, we find the sensory axon, as it enters the cord, sending off a number of side branches, each of which terminates in an end-brush in synaptic connection with the dendrites of a motor nerve cell.
The internal structure of nerve centers helps us understand how coordinated movement is produced. The question is, how {38} several muscles work together smoothly, and also how a pin prick, affecting just a few sensory axons, can lead to a large movement involving many muscles. Well, we see that the sensory axon, as it enters the spinal cord, sends off several side branches, each ending in a connection with the dendrites of a motor nerve cell.
Fig. 10.--Coördination brought about by the branching
of a sensory axon. (Figure text: cord, sensory neurone, motor neurone)
Fig. 10.--Coordination achieved by the branching of a sensory axon. (Figure text: cord, sensory neuron, motor neuron)
Thus the nerve current from a single sensory neurone is distributed to quite a number of motor neurones. Where there are central neurones in the arc, their branching axons aid in distributing the excitation; and so we get a big movement in response to a minute, though intense stimulus.
Thus, the nerve signal from a single sensory neuron is spread out to several motor neurons. When there are central neurons in the reflex arc, their branching axons help distribute the excitation, resulting in a large movement in response to a small but intense stimulus.
But the response is not simply big; it is definite, coordinated, representing team work on the part of the muscles as distinguished from indiscriminate mass action. That means selective distribution of the nerve current. The axons of the sensory and central neurones do not connect with any and every motor neurone indiscriminately, but link up with selected groups of motor neurones, and thus harness together teams that will work in definite ways, producing {39} flexion of a limb in the case of one such team, and extension in the case of another. Every reflex has its own team of motor neurones, harnessed together by its outfit of sensory and central neurones. The same motor neurone may however be harnessed into two or more such teams, as is seen from the fact that the same muscle may participate in different reflex movements; and for a similar reason we believe that the same sensory neurone may be utilized in more than one reflex arc.
But the response isn’t just large; it’s clear and coordinated, showing teamwork among the muscles instead of random mass action. This means there’s a selective distribution of the nerve signal. The axons of the sensory and central neurons don’t connect with every motor neuron randomly, but instead link up with specific groups of motor neurons, which allows teams to work in specific ways—like one team causing flexion of a limb and another causing extension. Each reflex has its own group of motor neurons, joined together by its set of sensory and central neurons. However, the same motor neuron can be part of two or more of these teams, as we see when the same muscle is involved in different reflex movements. For a similar reason, we believe that the same sensory neuron can be used in more than one reflex circuit.
Fig. 11.--Coördination brought about by the branching
of the axon of a central neurone. (Figure text: sensory, central,
motor)
Fig. 11.--Coordination achieved by the branching of the axon of a central neuron. (Figure text: sensory, central, motor)
The most distinctive part of any reflex arc is likely to be its central neurones, which are believed to play the chief part in coördination, and in determining the peculiarities of any given reflex, such as its speed and rhythm of action.
The most distinctive part of any reflex arc is probably its central neurons, which are thought to play the main role in coordination and in determining the specific traits of any given reflex, like its speed and rhythm of action.
Reactions in General
Though the reflex is simple by comparison with voluntary movements, it is not the simplest animal reaction, for it is coördinated and depends on the nervous system, while the simplest animals, one-celled animals, have no nervous system, any more than they have muscles or organs of any {40} kind. Without possessing separate organs for the different vital functions, these little creatures do nevertheless take in and digest food, reproduce their kind, and move. Every animal shows at least two different motor reactions, a positive or approaching reaction, and a negative or avoiding reaction.
Though the reflex is simple compared to voluntary movements, it isn't the simplest animal reaction because it’s coordinated and relies on the nervous system, while the simplest animals, like one-celled organisms, don’t have a nervous system, just as they lack muscles or any {40} organs. Even without specific organs for essential functions, these tiny creatures can still take in and digest food, reproduce, and move. Every animal demonstrates at least two different motor reactions: a positive or approaching reaction, and a negative or avoiding reaction.
The general notion of a reaction is that of a response to a stimulus. The stimulus acts on the organism and the organism acts back. If I am struck by a wave and rolled over on the beach, that is passive motion and not my reaction; but if the wave stimulates me to maintain my footing, then I am active, I respond or react.
The basic idea of a reaction is that it’s a response to a stimulus. The stimulus affects the organism, and the organism responds. If I'm hit by a wave and rolled over on the beach, that's passive motion and not really my reaction; but if the wave encourages me to stay balanced, then I'm being active—I'm responding or reacting.
Now there is no such thing as wholly passive motion. Did not Newton teach that "action and reaction are equal"?--and he was thinking of stones and other inanimate objects. The motion of a stone or ball depends on its own weight and shape and elasticity as much as on the blow it receives. Even the stone counts for something in determining its own behavior.
Now there’s no such thing as completely passive motion. Didn’t Newton teach that “action and reaction are equal”?—and he was considering stones and other inanimate objects. The movement of a stone or ball relies on its weight, shape, and elasticity just as much as it does on the force it receives. Even the stone plays a role in determining its own behavior.
A loaded gun counts for more than a stone, because of the stored energy of the powder that is set free by the blow of the hammer. The "reaction" of the gun is greater than the force acting on it, because of this stored energy that is discharged.
A loaded gun is worth more than a stone due to the energy of the gunpowder that gets released by the strike of the hammer. The "reaction" of the gun is stronger than the force applied to it because of this stored energy that is unleashed.
An animal reaction resembles the discharge of the gun, since there is stored energy in the animal, consisting in the chemical attraction between food absorbed and oxygen inspired, and some of this energy is utilized and converted into motion when the animal reacts. The stimulus, like the trigger of the gun, simply releases this stored energy.
An animal's reaction is like the firing of a gun, as there’s stored energy in the animal created by the chemical bond between the food it consumes and the oxygen it breathes. When the animal reacts, some of this energy is used and turned into motion. The stimulus, much like the trigger of a gun, just releases this stored energy.
The organism, animal or human, fully obeys the law of conservation of energy, all the energy it puts out being accounted for by stored energy it has taken in in food and oxygen. But at any one time, when the organism receives {41} a stimulus, the energy that it puts forth in reaction comes from inside itself.
The organism, whether animal or human, completely follows the law of conservation of energy, with all the energy it expends accounted for by the stored energy it has absorbed from food and oxygen. However, at any given moment, when the organism receives {41} a stimulus, the energy it uses in response comes from within itself.
There is another way in which the organism counts in determining its reaction. Not only does it supply the energy of the response, but its own internal arrangements determine how that energy shall be directed. That is to say, the organism does not blow up indiscriminately, like a charge of dynamite, but makes some definite movement. This is true even of the simplest animals, and the more elaborate the internal mechanism of the animal, the more the animal itself has to do with the kind of response it shall make to a stimulus. The nervous system of the higher animals, by the connections it provides between the stimulus and the stores of energy in the muscles, is of especial importance in determining the nature of the response.
There’s another way that the organism plays a role in deciding its reaction. It not only provides the energy for the response but also its own internal setup influences how that energy is used. In other words, the organism doesn’t just explode randomly like a stick of dynamite; it makes a specific movement. This is true even for the simplest animals, and the more complex the animal's internal system, the more the animal influences the type of response it will have to a stimulus. The nervous system of higher animals, through the connections it creates between the stimulus and the energy stored in the muscles, is particularly important in shaping the nature of the response.
Stimuli are necessary to arouse the activity of the organism. Without any stimulus whatever, it seems likely that the animal would relapse into total inactivity. It should be said, however, that stimuli, such as that of hunger, may arise within the organism itself. The stimulus may be external or internal, but some stimulus is necessary in order to release the stored energy.
Stimuli are essential to trigger the activity of the organism. Without any stimulus at all, it seems likely that the animal would fall into total inactivity. However, it's important to note that stimuli, like hunger, can come from within the organism itself. The stimulus can be external or internal, but some kind of stimulus is necessary to release the stored energy.
In general, then, a reaction consists in the release by a stimulus of some of the stored energy of an animal, and the direction of that energy by the animal's own internal mechanism of nerves and muscles (and, we may add, bones and sinews) into the form of some definite response.
In general, a reaction involves a stimulus triggering the release of some stored energy in an animal, and the animal then directing that energy through its own internal system of nerves and muscles (and, we can also include, bones and tendons) into a specific response.
EXERCISES
1. Outline of the chapter, being at the same time a "completion test". Complete the following outline by filling in the blank spaces (usually a single word will fill the blank, but sometimes two words will be better):
1. Outline of the chapter, which also serves as a "completion test." Fill in the blanks in the outline by writing a word or two in the spaces provided:
A. Definition: A reaction is a response to a ___________.
The stimulus energy stored in the organism, and the __________
has a definite form determined by the organism's own machinery
of ________ and ______.
B. Among very prompt reactions are the reflex and the "simple
reaction". The reflex differs from the "simple reaction" in that:
A. Definition: A reaction is a response to a ___________. The stimulus energy stored in the organism, and the __________ has a specific form determined by the organism's own systems of ________ and ______.
B. Among very quick reactions are the reflex and the "simple reaction." The reflex differs from the "simple reaction" in that:
(1) It usually takes less________.
(2) It requires no___________,
(3) The machinery for it is ________in the organism.
(1) It usually takes less time.
(2) It requires no special tools,
(3) The machinery for it is found in the organism.
C. The machinery for a reflex consists of:
C. The system for a reflex includes:
(1) a________ organ.
(2) a ________nerve.
(3) a nerve ________,
(4) a _________nerve.
(5) a muscle or _________.
(1) a________ organ.
(2) a ________nerve.
(3) a nerve ________,
(4) a _________nerve.
(5) a muscle or _________.
D. The sensory and motor nerves consist of ________ which are
branches of ______. The cells for the motor nerves lie in the
________, and those for the sensory nerves lie in two cases in
the _________, and in all other cases in bunches located close
beside the _________or ________,
E. The neurone is the _______ of which the nervous ______ is
composed. It consists of a ________ and of two sorts of
branches, the ________ and the ________. Internally, the neurone
shows a peculiar structure of ________ and ________.
F. Communication from one neurone to another occurs across
a _____ called the synapse. The _________of an axon here comes
into close contact with the ______or with the _________of
another neurone. The communication takes place from the
________of the first neurone to the ___________ of the second.
G. The "nerve current" in a reflex therefore runs the following
course: from the sense organ into a ________ axon, along this to
its _________ in a nerve, and across a _________ there into the
_________ of a neurone, and thence {43} out along the _______of
this neurone to the ________or _________ that executes the
reflex. This is a two-neurone _________, but often there is a
third, ________neurone between the _________ and the
_____________.
H. Coördination is effected by the ________ of the axons of the
sensory and ________ neurones, by which means the nerve current
is ______ to a team of ________ and so to a team of _________.
D. The sensory and motor nerves consist of ________ which are branches of ______. The cells for the motor nerves are located in the ________, while those for the sensory nerves are found in two locations in the _________, and in all other instances in clusters situated close beside the _________ or ________,
E. The neurone is the _______ that makes up the nervous ______. It consists of a ________ and two types of branches: the ________ and the ________. Internally, the neurone has a unique structure of ________ and ________.
F. Communication between neurones happens across a _____ called the synapse. The _________ of an axon here comes into close contact with the ______ or with the _________ of another neurone. The communication flows from the ________ of the first neurone to the ___________ of the second.
G. The "nerve current" in a reflex follows this path: from the sense organ into a ________ axon, along it to its _________ in a nerve, and across a _________ into the _________ of a neurone, and then {43} out along the _______ of this neurone to the ________ or _________ that carries out the reflex. This is a two-neurone _________, but often there is a third, ________ neurone between the _________ and the _____________.
H. Coordination is achieved by the ________ of the axons of the sensory and ________ neurones, which allows the nerve current to be ______ to a group of ________ and thus to a group of _________.
2. Is the reaction time experiment, as described in the text, an
introspective or an objective experiment?
3. Mention two cases from common life that belong under the
"simple reaction", two that belong under "choice reaction", and two
that belong under the "associative reaction".
4. Arrange the reflexes mentioned in the text under the two heads
of "protective" and "regulative".
5. Draw diagrams of (a) the neurone, (b) a synapse, (c) a reflex
arc, and (d) a coördinated movement. Reduce each drawing to the
simplest possible form, and still retain everything that is
essential.
6. What part of the nervous system lies (a) in the forehead and
top of the head, (b) in the very back of the head, (c) along the
base of the skull, (d) within the backbone, (e) in the arm?
7. Using a watch to take the time, see how long it takes you to
name the letters in a line of print, reading them in reverse order
from the end of the line to the beginning. Compare with this time
the time required to respond to each letter by the letter following
it in the alphabet (saying "n" when you see m, and "t" when you see
s, etc.). Which of these two "stunts" is more like reflex action,
and how, nevertheless, does it differ from true reflex action?
8. The pupillary reflex. Describe the reaction of the pupil of the
eye to light suddenly shining into the eye. This response can best
be observed in another person, but you can observe it in yourself
by aid of a hand mirror. On another person you can also observe the
"crossed" pupillary reflex, by throwing the light into one eye only
while you watch the other eye. What sort of connection do you
suppose to exist between the two eyes, making this crossed reflex
possible?
9. The lid reflex, or wink reflex, (a) Bring your hand suddenly
close to another person's eye, and notice the response of the
eyelid, (b) See whether you can get a crossed reflex here, (c) See
whether your subject can voluntarily prevent (inhibit) the lid
reflex, (d) See whether the reflex occurs when he gives the
stimulus himself, by moving his own hand suddenly up to his eye.
(e) What other stimulus, besides the visual one that you have been
using, will arouse the same response?
2. Is the reaction time experiment, as described in the text, an introspective or an objective experiment?
3. Name two examples from everyday life that fall under "simple reaction," two that fall under "choice reaction," and two that fall under "associative reaction."
4. Organize the reflexes mentioned in the text into "protective" and "regulative."
5. Draw diagrams of (a) a neuron, (b) a synapse, (c) a reflex arc, and (d) a coordinated movement. Simplify each drawing as much as possible while keeping everything essential.
6. Which part of the nervous system is located (a) in the forehead and top of the head, (b) in the very back of the head, (c) along the base of the skull, (d) inside the backbone, (e) in the arm?
7. Using a watch to time yourself, see how long it takes you to name the letters in a line of text, reading them backward from the end to the beginning. Compare this time with the time it takes to respond to each letter with the following letter in the alphabet (saying "n" when you see "m," and "t" when you see "s," etc.). Which of these two tasks is more similar to reflex action, and how does it still differ from true reflex action?
8. The pupillary reflex. Describe how the pupil of the eye reacts to light suddenly shining into it. This response is easiest to observe in someone else, but you can check it in yourself using a hand mirror. In another person, you can also see the "crossed" pupillary reflex by shining light into one eye while watching the other. What kind of connection do you think exists between the two eyes that makes this crossed reflex possible?
9. The lid reflex, or wink reflex, (a) Quickly bring your hand close to another person's eye and notice how their eyelid reacts, (b) Check if you can get a crossed reflex here, (c) See if your subject can voluntarily prevent (inhibit) the lid reflex, (d) Test if the reflex occurs when they create the stimulus themselves by suddenly moving their own hand toward their eye. (e) What other stimulus, besides the visual one you've been using, will trigger the same response?
REFERENCES
C. Judson Herrick, in his Introduction to Neurology, 2nd edition, 1918, gives a fuller and yet not too detailed account of the neurone in Chapter III, and of reflex action in Chapter IV.
C. Judson Herrick, in his Introduction to Neurology, 2nd edition, 1918, provides a more comprehensive yet not overly detailed overview of the neuron in Chapter III, and of reflex action in Chapter IV.
Percy G. Stiles, in his Nervous System and Its Conservation, 1915, discusses these matters in Chapters II, III and IV.
Percy G. Stiles, in his Nervous System and Its Conservation, 1915, discusses these topics in Chapters II, III, and IV.
Ladd and Woodworth's Elements of Physiological Psychology, 1911, has chapters on these topics.
Ladd and Woodworth's Elements of Physiological Psychology, 1911, includes chapters on these topics.
CHAPTER III
REACTIONS OF DIFFERENT LEVELS
HOW SENSATIONS, PERCEPTIONS AND THOUGHTS MAY BE CONSIDERED AS FORMS OF INNER RESPONSE, AND HOW THESE HIGHER REACTIONS ARE RELATED IN THE NERVOUS SYSTEM TO THE SIMPLER RESPONSES OF THE REFLEX LEVEL.
Having defined a reaction as an act of the individual aroused by a stimulus, there is no reason why we should not include a great variety of mental processes under the general head of reactions. Any mental process is an activity of the organism, and it is aroused by some stimulus, external or internal; therefore, it is a reaction.
Having defined a reaction as an action taken by an individual in response to a stimulus, there's no reason we shouldn't categorize a wide range of mental processes as reactions. Any mental process is an activity of the organism and is triggered by some stimulus, whether external or internal; hence, it can be considered a reaction.
I hear a noise--now, while the noise, as a physical stimulus, comes to me, my hearing it is my own act, my sensory reaction to the stimulus. I recognize the noise as the whistle of a steamboat--this recognition is clearly my own doing, dependent on my own past experience, and may be called a perception or perceptive response. The boat's whistle reminds me of a vacation spent on an island--clearly a memory response. The memory arouses an agreeable feeling--an affective response, this may be called. In its turn, this may lead me to imagine how pleasant it would be to spend another vacation on that island, and to cast about for ways and means to accomplish this result--here we have imagination and reasoning, aroused by what preceded just as the sensation was aroused by the physical stimulus.
I hear a noise—now, while the noise, as a physical stimulus, reaches me, hearing it is my own action, my sensory reaction to that stimulus. I recognize the noise as the whistle of a steamboat—this recognition is clearly my own doing, based on my past experiences, and can be called a perception or perceptive response. The boat's whistle reminds me of a vacation I spent on an island—clearly a memory response. The memory brings up a pleasant feeling—this may be called an affective response. In turn, this might lead me to imagine how nice it would be to spend another vacation on that island, and to look for ways to make that happen—here we see imagination and reasoning, sparked by what came before, just as the sensation was triggered by the physical stimulus.
In speaking of any mental process as an act of the individual, we do not mean to imply that he is always conscious {46} of his activity. Sometimes he feels active, sometimes passive. He feels active in hard muscular work or hard thinking, while he feels passive in reflex action, in sensation, and in simply "being reminded" of anything without any effort on his own part. But he is active in everything he does, and he does everything that depends on his being alive. Life is activity, and every manifestation of life, such as reflex action or sensation, is a form of vital activity. The only way to be inactive is to be dead.
When we talk about any mental process as an action of the individual, we don't mean to suggest that he's always aware {46} of what he's doing. Sometimes he feels engaged, other times disconnected. He feels engaged during intense physical labor or deep thinking, while he feels disconnected during reflex responses, sensations, and when he’s simply "reminded" of something without making an effort. But he is active in everything he does, and he engages in everything that relates to being alive. Life is all about action, and every expression of life, like reflex actions or sensations, is a type of vital activity. The only way to be truly inactive is to be dead.
But vital activity is not "self-activity" in any absolute sense, for it is aroused by some stimulus. It does not issue from the individual as an isolated unit, but is his response to a stimulus. That is the sense of calling any mental process a reaction; it is something the individual does in response to a stimulus.
But vital activity isn't "self-activity" in an absolute way, because it's triggered by some stimulus. It doesn't come from the individual as a separate unit, but is his reaction to a stimulus. That's why we call any mental process a reaction; it's something the individual does as a response to a stimulus.
To call a sensation a form of reaction means, then, that the sensation is not something done to the person, nor passively received by him from outside, but something that he himself does when aroused to this particular form of activity. What comes from outside and is received by the individual is the stimulus, and the sensation is what he does in response to the stimulus. It represents the discharge of internal stored energy in a direction determined by his own inner mechanism. The sensation depends on his own make-up as well as on the nature of the stimulus, as is especially obvious when the sensation is abnormal or peculiar. Take the case of color blindness. The same stimulus that arouses in most people the sensation of red arouses in the color-blind individual the sensation of brown. Now what the color-blind individual receives, the light stimulus, is the same as what others receive, but he responds differently, i.e., with a different sensation, because his own sensory apparatus is peculiar.
To say that a sensation is a type of reaction means that the sensation isn't something done to a person or something they passively receive from the outside. Instead, it's something they actively create when prompted to engage in this specific kind of activity. What comes from outside and is taken in by the individual is the stimulus, while the sensation is their response to that stimulus. It reflects the release of internal stored energy directed by their own inner processes. The sensation relies on both their personal characteristics and the nature of the stimulus, which is particularly clear when the sensation is unusual or abnormal. Consider color blindness: the same stimulus that triggers the sensation of red in most people results in a brown sensation for someone who is color-blind. What the color-blind person receives, the light stimulus, is identical to what others receive, but their response differs, i.e., they have a different sensation because their sensory system is unique.
The main point of this discussion is that all mental {47} phenomena, whether movements, sensations, emotions, impulses or thoughts, are a person's acts, but that every act is a response to some present stimulus. This rather obvious truth has not always seemed obvious. Some theorists, in emphasizing the spontaneity and "self-activity" of the individual, have pushed the stimulus away into the background; while others, fixing their attention on the stimulus, have treated the individual as the passive recipient of sensation and "experience" generally. Experience, however, is not received; it is lived, and that means done; only, it is done in response to stimuli. The concept of reaction covers the ground.
The main point of this discussion is that all mental {47} phenomena, whether movements, sensations, emotions, impulses, or thoughts, are actions of a person, but every action is a response to some current stimulus. This fairly obvious truth hasn’t always been seen as obvious. Some theorists, by emphasizing the spontaneity and "self-activity" of the individual, have downplayed the role of the stimulus; while others, focusing on the stimulus, have treated the individual as a passive recipient of sensation and "experience" in general. However, experience is not just received; it is lived, which means it is acted upon; it’s just that it happens in response to stimuli. The idea of reaction covers this completely.
While speaking of sensations and thoughts as belonging under the general head of reactions, it is well, however, to bear in mind that all mental action tends to arouse and terminate in muscular and glandular activity. A thought or a feeling tends to "express itself" in words or (other) deeds. The motor response may be delayed, or inhibited altogether, but the tendency is always in that direction.
While talking about sensations and thoughts as part of reactions, it’s important to remember that all mental action usually leads to muscular and glandular activity. A thought or feeling tends to "express itself" in words or other actions. The physical response might be delayed or completely stopped, but the inclination always points in that direction.
Different Sorts of Stimuli
To call all mental processes reactions means that it is always in order to ask for the stimulus. Typically, the stimulus is an external force or motion, such as light or sound, striking on a sense organ. There are also the internal stimuli, consisting of changes occurring within the body and acting on the sensory nerves that are distributed to the muscles, bones, lungs, stomach and most of the organs. The sensations of muscular strain and fatigue, and of hunger and thirst, are aroused by internal stimuli, and many reflexes are aroused in the same way.
To say that all mental processes are reactions implies that it’s always necessary to identify the stimulus. Usually, the stimulus is an external force or movement, like light or sound, impacting a sense organ. There are also internal stimuli, which involve changes happening inside the body and affecting the sensory nerves connected to muscles, bones, lungs, stomach, and most other organs. Sensations like muscle strain, fatigue, hunger, and thirst are triggered by internal stimuli, and many reflexes are created in a similar way.
Such internal stimuli as these are like the better known external stimuli in that they act upon sense organs; but it {48} seems necessary to recognize another sort of stimuli which act directly on the nerve centers in the brain. These may be called "central stimuli" and so contrasted with the "peripheral stimuli" that act on any sense organ, external or internal. To do this is to take considerable liberty with the plain meaning of "stimulus", and calls for justification. What is the excuse for thus expanding the notion of a stimulus?
Such internal stimuli are similar to the more familiar external stimuli in that they affect our sensory organs; however, it {48} seems necessary to acknowledge another type of stimuli that acts directly on the nerve centers in the brain. These can be referred to as "central stimuli," distinguishing them from "peripheral stimuli," which affect any sensory organ, whether external or internal. Expanding the definition of "stimulus" like this takes some liberties with its plain meaning and requires justification. What is the reason for broadening the concept of a stimulus?
The excuse is found in the frequent occurrence of mental processes that are not directly aroused by any peripheral stimulus, though they are plainly aroused by something else. Anything that arouses a thought or feeling can properly be called its stimulus. Now it often happens that a thought is aroused by another, just preceding thought; and it seems quite in order to call the first thought the stimulus and the second the response. A thought may arouse an emotion, as when the thought of my enemy, suddenly occurring to mind, makes me angry; the thought is then the stimulus arousing this emotional response.
The excuse lies in how often mental processes happen that aren't triggered by any outside stimulus, even though they're clearly triggered by something else. Anything that triggers a thought or feeling can be called its stimulus. Often, one thought can lead to another, and it makes sense to refer to the first thought as the stimulus and the second as the response. A thought can trigger an emotion, like when the thought of my enemy suddenly comes to mind and makes me angry; in this case, the thought acts as the stimulus that provokes this emotional response.
If hearing you speak of Calcutta makes me think of India, your words are the stimulus and my thought the response. Well, then, if I think of Calcutta in the course of a train of thought, and next think of India, what else can we say than that the thought of Calcutta acts as a stimulus to arouse the thought of India as the response? In a long train of thought, where A reminds you of B and B of C and C of D, each of these items is, first, a response to the preceding, and, second, a stimulus to the one following.
If hearing you talk about Calcutta makes me think of India, your words are the trigger, and my thought is the reaction. So, if I think of Calcutta while thinking of other things, and then think of India, what else can we conclude but that thinking of Calcutta triggers the thought of India as a reaction? In a long chain of thoughts, where A reminds you of B, B reminds you of C, and C reminds you of D, each of these elements is, first, a reaction to the one before it, and secondly, a trigger for the one that comes next.
There is no special difficulty with the notion of "central stimuli" from the physiological side. We have simply to think of one nerve center arousing another by means of the tract of axons connecting the two. Say the auditory center is aroused by hearing some one mention your friend's name, {49} and this promptly calls up a mental picture of your friend; here the auditory center has aroused the visual. What happens in a train of thought is that first one group of neurones is aroused to activity, and then this activity, spreading along the axons that extend from this group of neurones to another, arouses the second group to activity; and so on. The brain process may often be exceedingly complex, but this simple scheme gives the gist of it.
There’s nothing complicated about the idea of “central stimuli” from a physiological perspective. We just need to think of one nerve center activating another through the network of axons linking the two. For example, when you hear someone say your friend’s name, {49}, it immediately triggers a mental image of your friend; in this case, the auditory center has activated the visual one. In a chain of thought, first one group of neurons gets activated, and then that activity spreads along the axons connecting it to another group of neurons, activating the second group; and this continues on. The brain's processes can be very complex, but this straightforward model captures the basic idea.
The way nerve currents must go shooting around the brain from one center or group of neurones to another, keeping it up for a long time without requiring any fresh peripheral stimulus, is remarkable. We have evidence of this sort of thing in a dream or fit of abstraction. Likely enough, the series of brain responses would peter out after awhile, in the absence of any fresh peripheral stimulus, and total inactivity ensue. But response of one brain center to nerve currents coming from another brain center, and not directly from any sense organ, must be the rule rather than the exception, since most of the brain neurones are not directly connected with any sense organ, but only with other parts of the brain itself. All the evidence we have would indicate that the brain is not "self-active", but only responsive; but, once thrown into activity at one point, it may successively become active at many other points, so that a long series of mental operations may follow upon a single sensory stimulus.
The way nerve signals travel throughout the brain from one area or group of neurons to another, staying active for a long time without needing any new external input, is impressive. We see this type of phenomenon during dreams or moments of deep thought. It's likely that the series of brain responses would fade after a while without any new external input, leading to complete inactivity. However, the response of one brain area to nerve signals coming from another brain area, rather than directly from any sensory organ, seems to be the norm rather than the exception, since most brain neurons aren’t directly linked to any sensory organ but are connected only to other parts of the brain itself. All the evidence suggests that the brain isn't "self-active," but mainly responsive; yet, once activated at one point, it can trigger activity in many other areas, so a long chain of mental processes can follow a single sensory stimulus.
The Motor Centers, Lower and Higher
A "center" is a collection of nerve cells, located somewhere in the brain or cord, which gives off axons running to some other center or out to muscles or glands, while it also receives axons coming from other centers, or from sense organs. These incoming axons terminate in end-brushes and so form synapses with the dendrites of the local {50} nerve cells. The axons entering any center and terminating there arouse that center to activity, and this activity, when aroused, is transmitted out along the axons issuing from that center, and produces results where those axons terminate in their turn.
A "center" is a group of nerve cells located in the brain or spinal cord that sends out axons to other centers, muscles, or glands. It also receives axons from other centers or sensory organs. These incoming axons end in tiny branches and form synapses with the dendrites of the local {50} nerve cells. When axons enter a center and connect there, they activate that center, and this activation is transmitted through the axons that come from that center, producing effects wherever those axons end.
Fig. 12.--Side view of the left hemisphere of the brain, showing the
motor and sensory areas (for the olfactory area, see
Fig. 18). The visual area proper, or
"visuo-sensory area," lies just around the corner from the spot
marked "Visual," on the middle surface of the hemisphere, where it
adjoins the other hemisphere. (Figure text: frontal lobe, parietal lobe,
central fissure, occipital lobe, motor area, somesthetic area, auditory
area, fissure of Sylvius, temporal lobe, brain stem, cerebellum)
Fig. 12.--Side view of the left hemisphere of the brain, showing the motor and sensory areas (for the olfactory area, see Fig. 18). The primary visual area, or "visuo-sensory area," is located just around the corner from the spot labeled "Visual" on the middle surface of the hemisphere, where it connects to the other hemisphere. (Figure text: frontal lobe, parietal lobe, central fissure, occipital lobe, motor area, somesthetic area, auditory area, fissure of Sylvius, temporal lobe, brain stem, cerebellum)
The lower motor centers, called also reflex centers, are located in the cord or brain stem, and their nerve cells give rise to the axons that form the motor nerves and connect with the muscles and glands. A muscle is thrown into action by nerve currents from its lower motor center.
The lower motor centers, also known as reflex centers, are found in the spinal cord or brain stem, and their nerve cells produce the axons that create the motor nerves connecting to the muscles and glands. A muscle is activated by nerve signals from its lower motor center.
The principal higher motor center is the "motor area" of the brain, located in the cortex or external layer of gray matter, in the cerebrum. More precisely, the motor area is a long, narrow strip of cortex, lying just forward of what is called the "central fissure" or "fissure of Rolando".
The main higher motor center is the "motor area" of the brain, found in the cortex or outer layer of gray matter in the cerebrum. Specifically, the motor area is a long, narrow strip of cortex located just in front of what's known as the "central fissure" or "fissure of Rolando."
If you run your finger over the top of the head from one side to the other, about halfway back from the forehead, the motor areas of the two cerebral hemispheres will lie close under the path traced by your finger.
If you run your finger across the top of your head from one side to the other, about halfway back from your forehead, the motor areas of both cerebral hemispheres will be situated just beneath the path traced by your finger.
Fig. 13.--(After Cajal.) Type of the brain cells that
most directly control muscular movement.
(Figure text: Axon. Giant pyramid cell from the motor area of the cerebral cortex, magnified 35 diameters. Cell body of same farther magnified)
Fig. 13.--(After Cajal.) Type of brain cells that
most directly control muscle movement.
(Figure text: Axon. Large pyramid cell from the motor area of the cerebral cortex, magnified 35 times. Cell body of the same further magnified)
The motor area in the right hemisphere is connected with the left half of the cord and so with the muscles of the left half of the body; the motor area of the left hemisphere similarly affects {52} the right half of the body. Within the motor area are centers for the several limbs and other motor organs. Thus, at the top, near the middle line of the head (and just about where the phrenologists located their "bump of veneration"!), is the center for the legs; next below and to the side is the center for the trunk, next that for the arm, next that for head movements, and at the bottom, not far from the ears, is the center for tongue and mouth.
The motor area in the right hemisphere is linked to the left side of the spinal cord, which controls the muscles on the left side of the body. Similarly, the motor area in the left hemisphere affects the right side of the body. Within the motor area are centers for different limbs and other motor functions. At the top, near the center of the head (which is about where phrenologists identified their "bump of veneration"), is the center for the legs; just below and to the side is the center for the trunk, next is the center for the arm, followed by the center for head movements, and at the bottom, close to the ears, is the center for the tongue and mouth.
Fig. 14.--The nerve path by which the motor area of the
cortex influences the muscles. The upper part of this path, consisting of axons issuing from the giant pyramids of the motor area and extending down into the spinal cord, is the pyramidal tract. The lower part of the path consists of axons issuing from the motor cells of the cord and extending out to the muscles. The top of the figure represents a vertical cross-section of the brain, such as is given, on a larger scale, in Fig. 18. (Figure text: cortex, cord, muscles)
Fig. 14.--The nerve pathway that connects the motor area of the cortex to the muscles. The upper part of this pathway, made up of axons that come from the giant pyramids of the motor area and travel down into the spinal cord, is known as the pyramidal tract. The lower part consists of axons that originate from the motor cells in the spinal cord and reach out to the muscles. The top of the figure shows a vertical cross-section of the brain, which is represented on a larger scale in Fig. 18. (Figure text: cortex, cord, muscles)
The largest nerve cells of all are found in the motor area, and are called, from their shape, the "giant pyramids". They have large dendrites and very long axons, which latter, {53} running in a thick bundle down from the cortex through the brain stem and cord, constitute the "pyramidal tract", the principal path of communication from the cerebrum to the lower centers. The motor area of the brain has no direct connection with any muscle, but acts through the pyramidal tract on the lower centers, which in turn act on the muscles.
The largest nerve cells in the body are located in the motor area and are called the "giant pyramids" because of their shape. They have large dendrites and very long axons, which, {53} running in a thick bundle down from the cortex through the brainstem and spinal cord, make up the "pyramidal tract," the main pathway for communication from the cerebrum to the lower centers. The motor area of the brain doesn't have a direct connection to any muscle but works through the pyramidal tract to influence the lower centers, which then act on the muscles.
How The Brain Produces Muscular Movements
The motor area is itself aroused to action by nerve currents entering it through axons coming from other parts of the cortex; and it is by way of the motor area that any other part of the cortex produces bodily movement. There are a few exceptions, as, for example, the movements of the eyes are produced generally by the "visual area" acting directly on the lower motor centers for the eye in the brain stem; but, in the main, any motor effect of brain action is exerted through the motor area. The motor area, as already mentioned, acts on the lower motor centers in the cord and brain stem, and these in turn on the muscles; but we must look into this matter a little more closely.
The motor area is triggered into action by nerve signals coming in through axons from other parts of the cortex; and it’s through the motor area that any part of the cortex causes physical movement. There are a few exceptions, such as the movements of the eyes, which are usually controlled by the "visual area" directly affecting the lower motor centers for the eyes in the brain stem; however, for the most part, any motor response from brain activity happens through the motor area. As mentioned earlier, the motor area influences the lower motor centers in the spinal cord and brain stem, which then impact the muscles; but we need to examine this a bit more closely.
A lower motor center is a group of motor and central neurones, lying anywhere in the cord or brain stem, and capable of directly arousing a certain coördinated muscular movement. One such unit gives flexion of the leg, another gives extension of the leg, a third gives the rapid alternation of flexion and extension that we see in the scratching movement of the dog. Such a motor center can be aroused to activity by a sensory stimulus, and the resulting movement is then called a reflex.
A lower motor center is a group of motor and central neurons located anywhere in the spinal cord or brainstem, which can directly trigger a specific coordinated muscle movement. One unit causes the leg to flex, another causes the leg to extend, and a third allows for the quick back-and-forth motion of flexion and extension we observe when a dog scratches itself. This motor center can be activated by a sensory stimulus, and the resulting movement is known as a reflex.
The lower center can be aroused in quite another way, and that is by nerve currents coming from the brain, by way of the motor area and the pyramidal tract. Thus flexion of the leg can occur voluntarily as well as reflexly. The same {54} muscles, and the same motor neurones, do the job in either case. In the reflex, the lower center is aroused by a sensory nerve, and in the voluntary movement by the pyramidal tract.
The lower center can be stimulated in a different way, specifically through nerve signals coming from the brain, via the motor area and the pyramidal tract. This means that the leg can bend both voluntarily and reflexively. The same {54} muscles and the same motor neurons perform the task in both situations. In the reflex action, the lower center is activated by a sensory nerve, while in voluntary movement, it's triggered by the pyramidal tract.
The story is told of a stranger who was once dangling his legs over the edge of the station platform at a small backwoods town, when a native called out to him "Hist!" (hoist), pointing to the ground under the stranger's feet. He "histed" obediently, which is to say that he voluntarily threw into play the spinal center for leg flexion; and then, looking down, saw a rattler coiled just beneath where his feet had been hanging. Now even if he had spied the rattler first, the resulting flexion, though impulsive and involuntary, would still have been aroused by way of the motor area and the pyramidal tract, since the movement would have been a response to knowledge of what that object was and signified, and knowledge means action by the cerebral cortex, which we have seen to affect movement through the medium of the motor area. But if the snake had made the first move, the same leg movement on the man's part, made now in response to the painful sensory stimulus, would have been the flexion reflex.
The story goes that a stranger was sitting with his legs dangling over the edge of the station platform in a small, remote town when a local shouted to him, "Watch out!" while pointing to the ground beneath his feet. He looked down and saw a rattlesnake coiled just below where his feet had been hanging. Even if he had noticed the rattlesnake first, the reaction to pull his legs back would have been an instinctive one, triggered by his brain through the spinal cord for leg movement. This would still be a response based on his understanding of what that creature was and what it meant, which involves brain activity affecting movement. On the other hand, if the snake had reacted first, his same leg movement would have been a reflexive response to the painful stimulus.
Facilitation and Inhibition
Not only can the motor area call out essentially the same movements that are also produced reflexly, but it can prevent or inhibit the execution of a reflex in spite of the sensory stimulus for the reflex being present, and it can reinforce or facilitate the action of the sensory stimulus so as to assist in the production of the reflex. We see excellent examples of cerebral facilitation and inhibition in the case of the knee jerk. This sharp forward kick of the foot and lower leg is aroused by a tap on the tendon running in front {55} of the knee. Cross the knee to be stimulated over the other leg, and tap the tendon just below the knee cap, and the knee jerk appears. So purely reflex is this movement that it cannot be duplicated voluntarily; for, though the foot can of course be voluntarily kicked forward, this voluntary movement does not have the suddenness and quickness of the true reflex. For all that, the cerebrum can exert an influence on the knee jerk. Anxious attention to the knee jerk inhibits it; gritting the teeth or clenching the fist reinforces it. These are cerebral influences acting by way of the pyramidal tract upon the spinal center for the reflex.
Not only can the motor area trigger essentially the same movements that are also produced reflexively, but it can also stop or inhibit the execution of a reflex even when the sensory stimulus for the reflex is present. Additionally, it can enhance or facilitate the action of the sensory stimulus to help produce the reflex. We see clear examples of brain facilitation and inhibition in the case of the knee jerk. This quick kick of the foot and lower leg is triggered by a tap on the tendon located in front {55} of the knee. If you cross your legs to stimulate the other leg and tap the tendon just below the kneecap, the knee jerk occurs. This movement is so purely reflexive that it can't be replicated voluntarily; even though you can kick your foot forward on command, that voluntary movement lacks the suddenness and speed of the true reflex. Still, the brain can influence the knee jerk. Focusing anxiously on the knee jerk actually inhibits it; gritting your teeth or clenching your fist enhances it. These are brain influences working through the pyramidal tract on the spinal center for the reflex.
Thus the cortex controls the reflexes. Other examples of such control are seen when you prevent for a time the natural regular winking of the eyes by voluntarily holding them wide open, or when, carrying a hot dish which you know you must not drop, you check the flexion reflex which would naturally pull the hand away from the painful stimulus. The young child learns to control the reflexes of evacuation, and gradually comes to have control over the breathing movements, so as to hold his breath or breathe rapidly or deeply at will, and to expire vigorously in order to blow out a match.
Thus, the cortex regulates reflexes. Other instances of this control can be seen when you consciously prevent the natural blinking of your eyes by keeping them wide open, or when you’re carrying a hot dish that you know you must not drop, and you suppress the flexion reflex that would normally pull your hand away from the painful stimulus. A young child learns to manage reflexes related to elimination and gradually gains control over their breathing patterns, allowing them to hold their breath or breathe quickly or deeply at will, and to exhale forcefully to blow out a match.
The coughing, sneezing and swallowing reflexes likewise come under voluntary control. In all such cases, the motor area facilitates or inhibits the action of the lower centers.
The coughing, sneezing, and swallowing reflexes also come under voluntary control. In all these instances, the motor area either enables or suppresses the actions of the lower centers.
Super-motor Centers in the Cortex
Another important effect of the motor area upon the lower centers consists in combining their action so as to produce what we know as skilled movements. It will be remembered that the lower centers themselves give coördinated movements, such as flexion or extension of the whole limb; but still higher coördinations result from cerebral control. {56} When the two hands, though executing different movements, work together to produce a definite result, we have coördination controlled by the cortex. Examples of this are seen in handling an ax or bat, or in playing the piano or violin. A movement of a single hand, as in writing or buttoning a coat, may also represent a higher or cortical coördination.
Another important effect of the motor area on the lower centers is combining their actions to create what we call skilled movements. It's important to note that the lower centers themselves provide coordinated movements, like flexing or extending the entire limb; however, more complex coordination comes from brain control. {56} When both hands, despite performing different movements, work together to achieve a specific outcome, we observe coordination managed by the cortex. We see examples of this when using an ax or bat, or while playing the piano or violin. A movement of just one hand, like writing or buttoning a coat, can also reflect a higher level of cortical coordination.
Fig. 15.--(From Starr.) Axons connecting one part of
the cortex with another. The brain is seen from the side, as if in
section. At "A" are shown bundles of comparatively short axons,
connecting near-by portions of the cortex; while "B," "C," and "D"
show bundles of longer axons, connecting distant parts of the cortex
with one another. The "Corpus Callosum" is a great mass of axons
extending across from each cerebral hemisphere to the other, and
enabling both hemispheres to work together. "O. T." and "C. N." are
interior masses of gray matter, which can be seen also in
Fig. 18. "O. T." is the thalamus, about which more later.
Fig. 15.--(From Starr.) Axons connecting different parts of the cortex. The brain is shown from the side, as if sliced open. At "A," you can see groups of shorter axons connecting nearby areas of the cortex; while "B," "C," and "D" show groups of longer axons linking more distant areas of the cortex. The "Corpus Callosum" is a large bundle of axons that spans across both sides of the brain, allowing the two hemispheres to work together. "O. T." and "C. N." are internal masses of gray matter, which are also visible in Fig. 18. "O. T." refers to the thalamus, which will be discussed further later.
Now it appears that the essential work in producing these higher coördinations of skilled movement is performed not by the motor area, but by neighboring parts of the cortex, which act on the motor area in much the same way as the motor area acts on the lower centers. Some of these {57} skilled-movement centers, or super-motor centers, are located in the cortex just forward of the motor area, in the adjacent parts of the frontal lobe. Destruction of the cortex there, through injury or disease, deprives the individual of some of his skilled movements, though not really paralyzing him. He can still make simple movements, but not the complex movements of writing or handling an instrument.
Now it seems that the main work in creating these advanced coordinated skilled movements is done not by the motor area, but by nearby parts of the cortex, which influence the motor area in a similar way that the motor area influences the lower centers. Some of these skilled-movement centers, or super-motor centers, are situated in the cortex just above the motor area, in the nearby parts of the frontal lobe. Damage to that area of the cortex, whether from injury or illness, takes away some of the individual's skilled movements, though it does not completely paralyze them. They can still perform simple movements, but not the more complex tasks of writing or using a tool.
It is a curious fact that the left hemisphere, which exerts control over the movements of the right hand and right side of the body generally, also plays the leading part in skilled movements of either hand. This is true, at least, of right-handed persons; probably in the left-handed the right hemisphere dominates.
It’s an interesting fact that the left hemisphere controls the movements of the right hand and right side of the body, and it also takes the lead in skilled movements of both hands. This is true for right-handed people; in left-handed individuals, the right hemisphere likely takes charge.
Motor power may be lost through injury at various points in the nervous system. Injury to the spinal cord, destroying the lower motor center for the legs, brings complete paralysis. Injury to the motor area or to the pyramidal tract does not destroy reflex movement, but cuts off all voluntary movement and cerebral control. Injury to the "super-motor centers" causes loss of skilled movement, and produces the condition of "apraxia", in which the subject, though knowing what he wants to do, and though still able to move his limbs, simply cannot get the combination for the skilled act that he has in mind.
Motor power can be lost due to injury at different points in the nervous system. Damage to the spinal cord, which affects the lower motor center for the legs, results in complete paralysis. Injury to the motor area or to the pyramidal tract doesn’t eliminate reflex movement, but it stops all voluntary movement and brain control. Damage to the "super-motor centers" leads to a loss of skilled movement, resulting in a condition called "apraxia," where the person, despite knowing what they want to do and still being able to move their limbs, simply cannot coordinate the actions needed for the skilled task they have in mind.
Speech Centers
Similar to apraxia is "aphasia" or loss of ability to speak. It bears the same relation to true paralysis of the speech organs that hand apraxia bears to paralysis of the hand. Through brain injury it sometimes happens that a person loses his ability to speak words, though he can still make vocal sounds. The cases differ in severity, some retaining the ability to speak only one or two words which {58} from frequent use have become almost reflex (swear words, sometimes, or "yes" and "no"), while others are able to pronounce single words, but can no longer put them together fluently into the customary form of phrases and sentences, and still others can utter simple sentences, but not any connected speech.
Similar to apraxia is "aphasia," which is the loss of the ability to speak. It has the same relationship to the true paralysis of the speech organs as hand apraxia does to paralysis of the hand. Due to brain injury, it can happen that a person loses the ability to speak actual words, even though they can still make vocal sounds. The severity of cases varies, with some individuals only able to speak one or two words that, due to frequent use, have become almost reflexive (like swear words, or "yes" and "no"), while others can pronounce single words but cannot fluently combine them into the typical structure of phrases and sentences. Still, others can utter simple sentences but cannot produce connected speech.
Fig. 16.--Side view of the left hemisphere, showing the
location of the "speech centers." The region marked "Motor" is the
motor speech center, that marked "Auditory" the auditory speech
center, and that marked "Visual" the visual speech center. (Figure text:
central fissure, motor area, auditory area, visual area, fissure of
Sylvius, brain stem, cerebellum)
Fig. 16.--Side view of the left hemisphere, showing where the "speech centers" are located. The area labeled "Motor" is the motor speech center, "Auditory" is the auditory speech center, and "Visual" is the visual speech center. (Figure text: central fissure, motor area, auditory area, visual area, fissure of Sylvius, brain stem, cerebellum)
In pure cases of motor aphasia, the subject knows the words he wishes to say, but cannot get them out. The brain injury here lies in the frontal lobe in the left hemisphere, in right-handed people, just forward of the motor area for the mouth, tongue and larynx. This "motor speech center" is the best-known instance of a super-motor center. It coördinates the elementary speech movements into the combinations called words; and perhaps there is no other motor performance so highly skilled as this of speaking. It is acquired so early in life, and practised so constantly, that {59} we take it quite as a matter of course, and think of a word as a simple and single movement, while in fact even a short word, as spoken, is a complex movement requiring great motor skill.
In clear cases of motor aphasia, the person can think of the words they want to say, but can't get them out. The brain injury here is located in the left frontal lobe, just in front of the area that controls movement of the mouth, tongue, and larynx, especially in right-handed individuals. This "motor speech center" is the most well-known example of a super-motor center. It coordinates the basic speech movements into the combinations we recognize as words; and there might not be any other motor task as refined as speaking. It’s something we learn very early in life and practice constantly, so {59} we take it for granted and view a word as a straightforward and single action, when in reality, even a short word involves a complex movement that demands a high level of motor skill.
There is some evidence that the motor speech center extends well forward into the frontal lobe, and that the front part of it is related to the part further back as this is to the motor area back of it. That is to say, the back of the speech center combines the motor units of the motor area into the skilled movements of speaking a word, while the more forward part of the speech center combines the word movements into the still more complex movement of speaking a sentence. It is even possible that the very front part of the speech center has to do with those still higher combinations of speech movements that give fluency and real excellence of speaking.
There’s some evidence that the motor speech center extends far into the frontal lobe, and the front part of it is connected to the part further back, just as that part links to the motor area behind it. In other words, the back of the speech center brings together the motor units of the motor area into the precise movements needed to say a word, while the more forward part of the speech center organizes those word movements into the even more complex action of forming a sentence. It’s even possible that the very front part of the speech center is involved in those higher-level combinations of speech movements that contribute to fluency and true excellence in speaking.
The Auditory Centers
Besides the motor aphasia, just mentioned, there is another type, called sensory aphasia, or, more precisely, auditory aphasia. In pure auditory aphasia there is no inability to pronounce words or even to speak fluently, but there is, first, an inability to "hear words", sometimes called word deafness, and there is often also an inability to find the right words to speak, so that the individual so afflicted, while speaking fluently enough and having sense in mind, misuses his words and utters a perfect jargon. One old gentleman mystified his friends one morning by declaring that he must go and "have his umbrella washed", till it was finally discovered that what he wanted was to have his hair cut.
Besides the motor aphasia mentioned earlier, there's another type called sensory aphasia, or more specifically, auditory aphasia. In pure auditory aphasia, a person doesn’t have trouble pronouncing words or speaking fluently, but they do have difficulty "hearing words," often referred to as word deafness. Additionally, they often struggle to find the right words to say, which means they can speak fluently and have coherent thoughts but end up misusing words and producing complete gibberish. One elderly man baffled his friends one morning by insisting he needed to "have his umbrella washed," until it was finally revealed that he actually wanted to get a haircut.
The cortical area affected in this form of aphasia is located a little further back on the surface of the brain than {60} the motor speech center, being close to the auditory area proper. The latter is a small cortical region in the temporal lobe, connected (through lower centers) with the ear, and is the only part of the cortex to receive nerve currents from the organ of hearing. The auditory area is, indeed, the organ of hearing, or an organ of hearing, for without it the individual is deaf. He may make a few reflex responses to loud noises, but, consciously, he does not hear at all; he has no auditory sensations.
The area of the brain affected in this type of aphasia is located slightly further back from the motor speech center, being close to the auditory area itself. This is a small cortical region in the temporal lobe, connected (through lower centers) to the ear, and it’s the only part of the cortex that receives nerve signals from the auditory system. The auditory area is essentially the organ of hearing; without it, a person is deaf. They might have some reflex responses to loud noises, but consciously, they do not hear anything at all; they have no auditory sensations.
In the immediate neighborhood of the auditory area proper (or of the "auditory-sensory area", as it may well be called), are portions of the cortex intimately connected by axons with it, and concerned in what may be called auditory perceptions, i.e., with recognizing and understanding sounds. Probably different portions of the cortex near the auditory-sensory center have to do with different sorts of auditory perception. At least, we sometimes find individuals who, as a result of injury or disease affecting this general region, are unable any longer to follow and appreciate music. They cannot "catch the tune" any longer, though they may have been fine musicians before this portion of their cortex was destroyed. In other cases, we find, instead of this music deafness, the word deafness mentioned just above.
In the immediate area surrounding the auditory region (or what can be referred to as the "auditory-sensory area"), there are parts of the cortex that are closely linked by axons and are involved in what we call auditory perceptions, which means recognizing and understanding sounds. It's likely that different areas of the cortex near the auditory-sensory center are responsible for different types of auditory perception. For instance, we sometimes encounter individuals who, due to injury or illness affecting this broader area, can no longer follow or appreciate music. They can’t "catch the tune" anymore, even though they may have been skilled musicians before this part of their cortex was damaged. In other cases, instead of this music deafness, we see the word deafness mentioned earlier.
The jargon talk that so often accompanies word deafness reminds us of the fact that speech is first of all auditory to the child. He understands what is said to him before he talks himself, and his vocabulary for purposes of understanding always remains ahead of his speaking vocabulary. It appears that this precedence of auditory speech over motor remains the fact throughout life, in most persons, and that the auditory speech center is the most fundamental of all the speech centers, of which there is one more not yet mentioned, used in reading.
The technical language that often comes with word deafness reminds us that, for children, speech is primarily about hearing. They grasp what’s said to them before they start speaking, and their understanding vocabulary is always larger than their speaking vocabulary. This dominance of hearing over speaking seems to hold true throughout life for most people, and the auditory speech center is the most essential of all the speech centers, with one more not yet mentioned, which is used for reading.
Fig. 17.--(From Cajal.) Magnified sections through the
cortex, to show the complexity of its inner structure. One view shows
nerve cells and their dendrites, with only a few axons, while the
other shows axons, outgoing and incoming, and some of their fine
branches. Imagine one view superimposed upon the other, and you get
some idea of the intricate interweaving of axons and dendrites that
occurs in the cortex.
Fig. 17.--(From Cajal.) Magnified sections through the cortex that illustrate the complexity of its inner structure. One view shows nerve cells and their dendrites, with just a few axons, while the other highlights axons, both outgoing and incoming, along with some of their fine branches. Picture one view layered over the other, and you can grasp the intricate interweaving of axons and dendrites that takes place in the cortex.
The Visual Centers
There is a visual-sensory area in the occipital lobe, at the back of the brain, that is connected with the eye in the same way as the auditory center is connected with the ear. Without it, the individual still shows the pupillary reflex to light, but has no sensations of sight. He is blind.
There’s a visual-sensory area in the occipital lobe, at the back of the brain, that connects to the eyes just like the auditory center connects to the ears. Without it, a person will still have a pupillary reflex to light, but they won't experience any visual sensations. They are blind.
Fig. 18.--Vertical cross-section through the brain, showing the cortex on the outside, the thalamus and other interior masses of gray matter, some of the paths to and from the cortex, and the callosum or bridge of axons connecting the two cerebral hemispheres. The "Motor path" is the pyramidal tract, only the beginning of which is shown here, its further course being indicated in Fig. 14. (Figure text: tactile path, motor path, auditory path, callosum, thalamus, olfactory area)
Fig. 18.--This is a vertical cross-section of the brain, showing the outer cortex, the thalamus, and other internal clusters of gray matter, along with some pathways leading to and from the cortex, as well as the callosum, which is the bridge of axons connecting the two cerebral hemispheres. The "Motor path" refers to the pyramidal tract, but only the beginning of it is shown here; its further path is indicated in Fig. 14. (Figure text: tactile path, motor path, auditory path, callosum, thalamus, olfactory area)
This visual-sensory area occupies only a small portion of the occipital lobe, and yet practically the whole lobe is concerned with vision. Some portions of the lobe are concerned in perceiving words in reading, and without them the individual is "word blind". Other portions are concerned in perceiving (recognizing, understanding) seen objects, and without them the individual is "object blind". Other {63} portions are concerned in perceiving color relations, and still other portions in perceiving spatial relations through the sense of sight and so knowing where seen objects are and being able to guide one's movements by sight.
This visual-sensory area takes up only a small part of the occipital lobe, but almost the entire lobe is involved in vision. Some areas of the lobe help in recognizing words while reading, and without these, a person becomes "word blind." Other areas help in recognizing and understanding seen objects, and without these, a person is "object blind." Other {63} areas are responsible for perceiving color relationships, while yet other areas are involved in understanding spatial relationships through sight, which helps in knowing where objects are and in guiding one's movements visually.
Cortical Centers for the Other Senses
There is an olfactory area in a rather secluded part of the cortex, and this is related to the sense of smell in the same general way. Probably there is a similar taste center, but it has not been definitely located. Then there is a large and important area called the "somesthetic", connected with the body senses generally, i.e., chiefly with the skin and muscle senses. This area is located in a narrow strip just back of the central fissure, extending parallel to the motor area which lies just in front of the fissure, and corresponding part for part with it, so that the sensory area for the legs lies just behind the motor area for the legs, and so on. Destruction of any part of this somesthetic area brings loss of the sensations from the corresponding part of the body.
There’s an area related to smell in a somewhat hidden part of the cortex, and it's tied to the sense of smell in a general way. There’s probably a similar center for taste, but it hasn't been precisely located. Then there's a large and significant area called the "somesthetic," which relates to body senses overall, mainly the skin and muscle senses. This area is found in a narrow strip just behind the central fissure, running parallel to the motor area right in front of the fissure, with each part corresponding to it. So, the sensory area for the legs is just behind the motor area for the legs, and so on. Damaging any part of this somesthetic area causes loss of sensations from the corresponding part of the body.
Just behind this direct sensory center for the body, in the parietal lobe, are portions of the cortex concerned in perceiving facts by aid of the body senses. Perception of size and shape by the sense of touch, perception of weight by the muscle sense, perception of degrees of warmth and cold by the temperature sense, are dependent on the parietal lobe and disappear when the cortex of this region is destroyed. It appears that there is a sort of hierarchy of centers here, as in the motor region and probably also in the visual and auditory regions. Skill in handling objects is partly dependent on the "feel" of the objects and so is impaired by injuries to the parietal lobe, as well as by injury to the frontal lobe; and knowing how to manage a fairly complex situation, as in lighting a fire when you have the various {64} materials assembled before you, seems also to depend largely on this part of the cortex.
Just behind the direct sensory center for the body, in the parietal lobe, are areas of the cortex that help us perceive information through our body’s senses. The ability to feel size and shape through touch, to gauge weight through muscle sensation, and to sense variations in warmth and cold through temperature perception all depend on the parietal lobe, and these abilities vanish if this area of the cortex is damaged. It seems there’s a hierarchy of centers here, similar to the motor region, and likely in the visual and auditory areas too. The skill of handling objects relies partly on the "feel" of those objects, so injuries to the parietal lobe—along with damage to the frontal lobe—can hinder this ability. Additionally, knowing how to navigate a somewhat complex situation, like lighting a fire when you have the various {64} materials in front of you, appears to heavily rely on this part of the cortex.
Lower Sensory Centers
Fig. 19.--Sensory path from the skin of any portion of the trunk or limbs. The path consists of three neurones, the cell body of the first lying just outside the spinal cord, that of the second lying in the cord, and that of the third lying in the thalamus. The last part of this path is the "Tactile path," shown in Fig. 18. (Figure text: cortex, thalamus, cord, skin)
Fig. 19.--Sensory pathway from the skin of any part of the trunk or limbs. This pathway is made up of three neurons: the cell body of the first is located just outside the spinal cord, the second in the cord, and the third in the thalamus. The final segment of this pathway is the "Tactile pathway," illustrated in Fig. 18. (Figure text: cortex, thalamus, cord, skin)
As already indicated, no portion of the cortex, not even the sensory areas, is directly connected with any sense organ. The sensory axons from the skin, for example, terminate in the spinal cord, in what may be called the lowest sensory centers. Here are nerve cells whose axons pass up through the cord and brain stem to the thalamus or interbrain, where they terminate in a second sensory center. And cells here send their axons up to the somesthetic area of the cortex.
As mentioned earlier, no part of the cortex, not even the sensory areas, is directly linked to any sense organ. The sensory axons from the skin, for instance, end in the spinal cord, in what can be referred to as the lowest sensory centers. There are nerve cells here whose axons travel up through the spinal cord and brainstem to the thalamus or interbrain, where they connect in a second sensory center. From there, cells send their axons up to the somesthetic area of the cortex.
The thalamus is remarkable as an intermediate center for all the senses, except smell; but exactly what is accomplished by this big intermediate sensory center remains rather a mystery, though it certainly appears that the thalamus has something to do with feeling and emotion.
The thalamus is impressive as a central hub for all the senses, except for smell; however, what exactly this large sensory center does is still somewhat unclear, although it definitely seems like the thalamus is involved with feelings and emotions.
The Cerebellum
Regarding the cerebellum, there is much knowledge at hand, but it is difficult to give the gist of it in a few words. On the one hand, the cerebellum receives a vast number of axons from the lower sensory centers; while, on the other hand, it certainly has nothing to do with conscious sensation or perception. Its use seems to be motor. It has much to do with maintaining the equilibrium of the body, and probably also with maintaining the steadiness and general efficiency of muscular contraction. Though it has no known sensory or intellectual functions, it is very closely connected with the cerebrum, receiving a tremendous bundle of axons from different parts of the cerebrum, by way of the brain stem. Possibly these are related to motor activity. The phrenologists taught that the cerebellum was the center for the sexual instinct, but there is no evidence in favor of this guess.
Regarding the cerebellum, there's a lot of information available, but it's challenging to summarize it in just a few words. On one hand, the cerebellum receives a huge number of axons from the lower sensory centers; on the other hand, it definitely doesn't involve conscious sensation or perception. Its primary role seems to be motor-related. It plays a significant part in maintaining the body's balance and probably also in ensuring the stability and overall efficiency of muscle contractions. Although it doesn't have any known sensory or intellectual functions, it is very closely connected to the cerebrum, receiving a massive bundle of axons from various parts of the cerebrum through the brainstem. These connections likely relate to motor activity. Phrenologists suggested that the cerebellum was the center for the sexual instinct, but there's no evidence to support this theory.
Different Levels of Reaction
Let a noise strike the ear and start nerve currents in along the auditory nerve, passing through the lowest and intermediate centers and reaching the auditory-sensory area of the cortex. When this last is aroused to activity, we have a sensation of sound, which is the first conscious reaction to the external stimulus. Axons running from the auditory-sensory to the near-by cortex give a perception of some fact indicated by the external stimulus, and this perception is a {66} second and higher conscious reaction, which, to be sure, ordinarily occurs so quickly after the first that introspection cannot distinguish one as first and the other as second; but the facts of brain injury, already mentioned, enable us to draw the distinction. The perceived fact may call up a mental image, or a recognition of some further fact less directly signified by the noise; these would be reactions of still higher order. Much of the cortex is apparently not very directly connected with either the sensory or the motor areas, and probably is concerned somehow in the recognition of facts that are only very indirectly indicated by any single sensory stimulus, or with the planning of actions that only indirectly issue in muscular movement.
Let a sound hit the ear and trigger nerve signals along the auditory nerve, passing through the lower and intermediate centers before reaching the auditory-sensory area of the cortex. When this area gets activated, we experience a sensation of sound, which is the first conscious response to the external stimulus. Axons connecting the auditory-sensory area to the nearby cortex provide a perception of a fact indicated by the external stimulus, and this perception is a {66} second and more advanced conscious reaction. Typically, this happens so quickly after the first that we can't consciously tell which is first and which is second; however, the effects of brain injury we've talked about allow us to make that distinction. The perceived fact might bring up a mental image or a recognition of another fact that's less directly signaled by the sound; these would be reactions of an even higher order. Much of the cortex doesn't seem to be directly connected to either the sensory or the motor areas and is likely involved in recognizing facts that are only very indirectly indicated by any single sensory stimulus, or in planning actions that only indirectly result in muscular movement.
On the sensory and intellectual side, the higher reactions follow the lower: sensation arouses perception and perception thought. On the motor side, the lower reactions are aroused by the higher. Thus the speech center arouses the motor centers for the speech organs, combining the action of these into the speaking of a word; and in a similar way, it seems, the intention to speak a sentence expressing a certain meaning acts as a stimulus to call up in order the separate words that make the sentence. A general plan of action precedes and arouses the particular acts and muscular movements that execute the plan.
On the sensory and intellectual side, the higher reactions follow the lower: sensation leads to perception, and perception leads to thought. On the motor side, the lower reactions are triggered by the higher. For example, the speech center activates the motor centers for the speech organs, coordinating these actions to produce a word; similarly, the intention to say a sentence with a specific meaning seems to stimulate the sequential retrieval of the individual words that form the sentence. A general plan of action comes before and motivates the specific actions and muscle movements that carry out the plan.
EXERCISES
1. Outline of the chapter. Fill in sub-topics under each of the following heads:
1. Chapter Outline. List sub-topics under each of the following headings:
A. Mental processes of all kinds are reactions.
B. The stimulus that directly arouses a mental process is often
"central".
C. Brain activities of all sorts influence the muscles by way
of the motor area and the lower motor centers.
D. Brain action in skilled movement.
E. Brain action in speech.
F. Brain action in sensation.
G. Brain action in recognizing seen or heard objects.
H. Relations of reactions of different levels.
A. Mental processes of all kinds are reactions.
B. The stimulus that directly triggers a mental process is often "central."
C. Brain activities of all kinds influence the muscles through the motor area and the lower motor centers.
D. Brain function in skilled movement.
E. Brain function in speech.
F. Brain function in sensation.
G. Brain function in recognizing visual or auditory objects.
H. Relationships of reactions at different levels.
2. Define and illustrate these classes of stimuli:
2. Define and show examples of these types of stimuli:
A. Peripheral:
A. Peripheral:
(1) External.
(2) Internal.
(1) Outside.
(2) Inside.
B. Central.
B. Central.
3. Show by a diagram how one cortical center arouses another.
Compare the diagram in Fig. 9, p. 37.
4. Facilitation of the patellar reflex or "knee jerk". Let your
subject sit with one leg hanging freely from the knee down. With
the edge of your hand strike the patellar tendon just below the
knee cap. (a) Compare the reflex movement so obtained with a
voluntary imitation by the subject. Which is the quicker and
briefer? (b) Apply a fairly strong auditory stimulus (a sudden
noise) a fraction of a second before the tap on the tendon, and see
whether the reflex response is reinforced, (c) Ask the subject to
clench his fists or grit his teeth, and tap the tendon as he does
so. Reinforcement? (d) Where is the reflex center for the patellar
reflex, and whence comes the reinforcing influence?
5. Construct a diagram showing the different centers and connections
involved in making the skilled movement of writing; and consider
what loss of function would result from destruction of each of the
centers.
3. Use a diagram to show how one area of the brain activates another.
Refer to the diagram in Fig. 9, p. 37.
4. Facilitation of the patellar reflex or "knee jerk." Have your subject sit with one leg hanging freely from the knee down. Use the edge of your hand to strike the patellar tendon just below the kneecap. (a) Compare the reflex movement you observe with a voluntary imitation by the subject. Which one is quicker and shorter? (b) Apply a fairly strong noise just before tapping the tendon, and see if the reflex response is stronger. (c) Ask the subject to clench their fists or grind their teeth, and then tap the tendon while they do so. Is there a reinforcement? (d) Where is the reflex center for the patellar reflex, and where does the reinforcement come from?
5. Create a diagram showing the different centers and connections involved in the skilled movement of writing; also consider what functions would be lost if each of those centers were damaged.
REFERENCES
Herrick's Introduction to Neurology, 1918, Chapter XX, on the "Functions of the Cerebrum".
Herrick's Introduction to Neurology, 1918, Chapter XX, on the "Functions of the Cerebrum".
Stile's Nervous System and Its Conservation, Chapters X, XI and XII.
Stile's Nervous System and Its Conservation, Chapters X, XI, and XII.
CHAPTER IV
TENDENCIES TO REACTION
HOW MOTIVES INFLUENCE BEHAVIOR, AND HOW THEY FIT INTO A PSYCHOLOGY WHICH SEEKS TO ANALYZE BEHAVIOR INTO REACTIONS.
One advantage of basing our psychology on reactions is that it keeps us "close to the ground", and prevents our discussions from sailing off into the clouds of picturesque but fanciful interpretation. Psychology is very apt to degenerate into a game of blowing bubbles, unless we pin ourselves down to hard-headed ways of thinking. The notion of a reaction is of great value here, just because it is so hard-headed and concrete. Whenever we have any human action before us for explanation, we have to ask what the stimulus is that arouses the individual to activity, and how he responds. Stimulus-response psychology is solid, and practical as well; for if it can establish the laws of reaction, so as to predict what response will be made to a given stimulus, and what stimulus can be depended on to arouse a desired response, it furnishes the "knowledge that is power". Perhaps no more suitable motto could be inscribed over the door of a psychological laboratory than these two words, "Stimulus-Response."
One advantage of grounding our psychology in reactions is that it keeps us "down to earth" and prevents our discussions from drifting into fanciful but unrealistic interpretations. Psychology can easily turn into just a game of blowing bubbles unless we stick to practical ways of thinking. The idea of a reaction is valuable here because it’s so straightforward and tangible. Whenever we analyze any human action, we need to ask what the stimulus is that drives the individual to act, and how they respond. Stimulus-response psychology is both solid and practical; if it can establish the laws of reaction to predict what response will follow a certain stimulus and which stimulus can be relied upon to provoke a desired response, it provides the "knowledge that is power." Perhaps there's no better motto to place above the entrance to a psychological laboratory than these two words, "Stimulus-Response."
Such a motto would not frighten away the modern introspectionists, for they, no less than the behaviorists, could find a congenial home in a stimulus-response laboratory. They would begin by studying sensations, and, advancing to more complex responses, would observe the conscious processes entering into the response.
Such a motto wouldn't scare off today's introspectionists, because they, just like the behaviorists, could find a welcoming place in a stimulus-response lab. They would start by examining sensations and, moving on to more complicated responses, would look at the conscious processes involved in those responses.
But, however useful the reaction may be as affording a sound basis for psychological study, we must not allow it to blind our eyes to any of the real facts of mental life; and, at first thought, it seems as if motives, interests and purposes did not fit into the stimulus-response program. Many hard-headed psychologists have fought shy of such matters, and some have flatly denied them any place in scientific psychology. But let us see.
But, no matter how useful the reaction might be as a solid foundation for psychological study, we can't let it distract us from the real facts of mental life. At first glance, it appears that motives, interests, and purposes don't really fit into the stimulus-response framework. Many practical psychologists have steered clear of these topics, and some have outright denied them any role in scientific psychology. But let's take a closer look.
S ---> R
Fig. 20.--The symbol of stimulus-response psychology.
S means the stimulus, and R the response. The line between is the
connection from stimulus to response.
S ---> R
Fig. 20.--The symbol of stimulus-response psychology.
S stands for the stimulus, and R represents the response. The line between them shows the connection from stimulus to response.
Suppose we are looking out on a city street during the noon hour. We see numbers of people who--lunch over, nothing to do till one o'clock!--are standing or walking about, looking at anything that chances to catch their eye, waving their hands to friends across the street, whistling to a stray dog that comes past, or congregating about an automobile that has broken down in the crowded thoroughfare. These people are responding to stimuli, obviously enough, and there is no difficulty in fitting their behavior into the stimulus-response scheme.
Suppose we're looking out at a city street during lunchtime. We see a bunch of people who—lunch is done, and there's nothing to do until one o'clock!—are standing or walking around, checking out anything that catches their eye, waving to friends across the street, whistling at a stray dog that walks by, or gathering around a car that has broken down in the busy road. These people are reacting to what’s happening around them, and it’s pretty easy to fit their actions into the stimulus-response model.
But here comes some one who pays little attention to the sights and sounds of the street, simply keeping his eyes open enough to avoid colliding with any one else. He seems in a hurry, and we say of him, "He must have business on hand; he has to keep an appointment or catch a train". He is not simply responding to the stimuli that come to him, but has some purpose of his own that directs his movements.
But here comes someone who hardly notices the sights and sounds of the street, only keeping his eyes open enough to avoid bumping into anyone else. He seems rushed, and we say of him, "He must have something to take care of; he needs to meet someone or catch a train." He isn’t just reacting to what’s happening around him, but has a goal of his own that guides his actions.
Here is another who, while not in such a hurry, is not idling by any means, since he peers closely at the faces of the men, neglecting the women, and seems to be looking for some one in particular; or, perhaps, he neglects men and {70} women alike, and looks anxiously at the ground, as if he had lost something. Some inner motive shuts him off from most of the stimuli of the street, while making him extra responsive to certain sorts of stimuli.
Here is another person who, while not rushing, isn't just sitting around either, since they are closely examining the faces of the men, ignoring the women, and seem to be searching for someone specific; or maybe they’re overlooking both men and women and are anxiously scanning the ground as if they've lost something. Some deeper reason keeps them disconnected from most of what’s happening on the street, while making them particularly sensitive to certain things.
Purposive Behavior
Now it would be a great mistake to rule these purposeful individuals out of our psychology. We wish to understand busy people as well as idlers. What makes a man busy is some inner purpose or motive. He still responds to present stimuli--otherwise he would be in a dream or trance and out of all touch with what was going on about him--but his actions are in part controlled by an inner motive.
Now it would be a big mistake to exclude these driven individuals from our understanding of psychology. We want to understand both busy people and those who are inactive. What drives a busy person is some inner purpose or motivation. They still react to what’s happening around them; otherwise, they would be in a dreamlike state and completely disconnected from their surroundings—but their actions are partly influenced by an internal motive.
To complete the foundations of our psychology, then, we need to fit purpose into the general plan of stimulus and response. At first thought, purpose seems a misfit here, since--
To complete the foundations of our psychology, we need to incorporate purpose into the overall framework of stimulus and response. At first glance, purpose seems out of place here, since--
First, a purpose is an inner force, whereas what arouses a response should be a stimulus, and typically an external stimulus. We do not wish to drop back into the old "self-activity" psychology, which thought of the individual as originating his acts from within himself. But if we could show that a purpose is itself an inner response to some external stimulus, and acts in its turn as a "central stimulus" to further reactions, this difficulty would disappear.
First, a purpose is an inner drive, while what triggers a response should be a stimulus, usually an external one. We don't want to revert to the outdated "self-activity" psychology that viewed the individual as generating their actions from within. However, if we could demonstrate that a purpose is actually an inner reaction to some external stimulus and then serves as a "central stimulus" for further reactions, this complication would be resolved.
Second, while a typical reaction, like the reflex or the simple reaction of the experiment, is prompt and over with at once, a purpose persists. It keeps the busy man, in our illustration, hurrying all the way down the street and around the corner and how much farther we cannot say. It is very different from a momentary response, or from a stimulus that arouses a momentary response and nothing more.
Second, while a typical reaction, like a reflex or the simple reaction from the experiment, is quick and done immediately, a purpose lasts. It drives the busy person, in our example, to hurry all the way down the street and around the corner, and how much farther we can't say. It's very different from a brief reaction, or from a stimulus that triggers a quick response and nothing more.
Third, what persists, in purposive behavior, is the tendency {71} towards some end or goal. The purposeful person wants something he has not yet got, and is striving towards some future result. Whereas a stimulus pushes him from behind, a goal beckons to him from ahead. This element of action directed towards some end is absent from the simple response to a stimulus.
Third, what lasts in purposeful behavior is the tendency {71} towards a certain end or goal. A purposeful person desires something they haven’t yet obtained and is working towards a future outcome. While a stimulus drives them from behind, a goal calls them forward. This aspect of action aimed at an objective is missing from a simple reaction to a stimulus.
In short, we have to find room in our stimulus-response psychology for action persistently steered in a certain direction by some cause acting from within the individual. We must find room for internal states that last for a time and direct action. In addition, we sometimes, though not always, need to find room for conscious foreknowledge of the goal towards which the action is directed.
In short, we need to accommodate in our stimulus-response psychology for actions consistently guided in a specific direction by some internal influence within the individual. We must recognize internal states that last for a period and guide actions. Additionally, we occasionally, but not always, need to make space for conscious awareness of the goal that the action is aimed at.
Fig. 21.--The stimulus-response scheme complicated to
allow for the existence of T, an inner motive or tendency, which,
aroused by an external stimulus, itself arouses a motor response. If
the reaction-tendency were linked so firmly to a single response as to
arouse that response with infallible certainty and promptness, then it
would be superfluous for psychology to speak of a tendency at all. But
often quite a series of responses, R1, R2, etc., follows upon a single
stimulus, all tending towards the same end-result, such as escape; and
then the notion of a "tendency" is by no means superfluous.
Fig. 21.--The stimulus-response model has been adapted to include T, an internal drive or inclination, which, when triggered by an external stimulus, leads to a motor response. If the reaction tendency were linked so strongly to a single response that it consistently triggered that response without fail and immediately, it would be unnecessary for psychology to discuss a tendency at all. However, it’s common for multiple responses, R1, R2, etc., to follow a single stimulus, all aimed at achieving the same outcome, like escaping; in this case, the concept of a "tendency" is definitely relevant.
"Purpose" is not the best general term to cover all the internal factors that direct activity, since this word rather implies foresight of the goal, which demands the intellectual ability to imagine a result not present to the senses. This highest level of inner control over one's behavior had best be left for consideration in later chapters on imagination and will. There are two levels below this. In the middle level, the individual has an inner steer towards a certain result, though without conscious foresight of that result. At the lowest level, we can scarcely speak of the individual as being directed towards any precise goal, but still his {72} internal state is such as to predispose him for certain reactions and against other reactions.
"Purpose" isn't the best overall term to describe all the internal factors that drive action, since it suggests a clear vision of the goal, which requires the mental ability to envision a result that isn't currently perceived. This highest level of self-control over one's behavior should be looked at in later chapters about imagination and will. There are two lower levels than this. At the middle level, a person has an inner inclination towards a certain outcome, even without a conscious awareness of that outcome. At the lowest level, we can hardly say the individual is aimed at any specific goal, yet their {72} internal state is such that it makes them more likely to respond in certain ways and less likely to respond in others.
The lowest level, that of organic states, is typified by fatigue. The middle level, that of internal steer, is typified by the hunting dog, striving towards his prey, though not, as far as we know, having any clear idea of the result at which his actions are aimed. The highest level, that of conscious purpose, is represented by any one who knows exactly what he wants and means to get.
The lowest level, that of organic states, is characterized by fatigue. The middle level, that of internal drive, is represented by a hunting dog, which is focused on its prey, although it may not have a clear understanding of the outcome it's trying to achieve. The highest level, that of conscious purpose, is shown by anyone who knows exactly what they want and is determined to achieve it.
No single word in the language stands out clearly as the proper term to cover all three levels. "Motives" would serve, if we agree at the outset that a motive is not always clearly conscious or definite, but may be any inner state or force that drives the individual in a given direction. "Wants" or "needs" might be substituted for "motives", and would apply better than "motives" to the lowest of our three levels. "Tendencies", or "tendencies to reaction", carries about the right meaning, namely that the individual, because of his internal state, tends towards a certain action. "Determining tendencies" (perhaps better, "directive tendencies") is a term that has been much used in psychology, with the meaning that the inner tendency determines or directs behavior. Much used also are "adjustment" and "mental set", the idea here being to liken the individual to an adjustable machine which can be set for one or another sort of work. Often "preparation" or "readiness for action" is the best expression.
No single word in the language clearly captures all three levels. “Motives” would work if we agree from the start that a motive isn’t always clearly conscious or definite, but can be any inner state or force that pushes the individual in a certain direction. “Wants” or “needs” could replace “motives” and would fit better for the lowest of our three levels. “Tendencies,” or “tendencies to react,” carries the right meaning, suggesting that because of their internal state, individuals lean towards a specific action. “Determining tendencies” (perhaps better as “directive tendencies”) is a term frequently used in psychology, meaning that the inner tendency influences or directs behavior. “Adjustment” and “mental set” are also commonly used, with the idea being to compare the individual to an adjustable machine that can be set for different types of tasks. Often, “preparation” or “readiness for action” is the best expression.
Organic States that Influence Behavior
Beginning at the lowest of our three levels, let us observe not even the simplest animal, but a single muscle. If we give a muscle electric shocks as stimuli, it responds to each shock by contracting. To a weak stimulus, the response is weak; {73} to a strong stimulus, strong. But now let us apply a long series of equal shocks of moderate intensity, one shock every two seconds. Then we shall get from the muscle what is called a "fatigue curve", the response growing weaker and weaker, in spite of the continued equality of the stimuli. How is such a thing possible? Evidently because the inner condition of the muscle has been altered by its long-continued activity. The muscle has become fatigued, and physiologists, examining into the nature of this fatigue, have found the muscle to be poisoned by "fatigue substances" produced by its own activity. Muscular contraction depends on the oxidation of fuel, and produces oxidized wastes, of which carbon dioxide is the best known; and these waste products, being produced in continued strong activity faster than the blood can carry them away, accumulate in the muscle and partially poison it. The "organic state" is here definitely chemical.
Starting at the most basic of our three levels, let's take a look at not even the simplest animal, but a single muscle. If we give a muscle electric shocks as stimuli, it contracts in response to each shock. To a weak stimulus, the response is weak; {73} to a strong stimulus, it's strong. Now, let’s apply a long sequence of equal shocks at a moderate intensity, one shock every two seconds. We'll get what’s called a "fatigue curve" from the muscle, with the response getting weaker and weaker, despite the consistent stimuli. How can this happen? Clearly, it’s because the muscle’s internal condition has changed due to prolonged activity. The muscle has become fatigued, and physiologists who study this fatigue have discovered that the muscle is affected by "fatigue substances" created by its own activity. Muscular contraction relies on the oxidation of fuel, producing waste products, with carbon dioxide being the most well-known; these waste products are generated during continuous strong activity at a rate that outpaces the ability of the blood to remove them, leading to their accumulation in the muscle and partial poisoning. The "organic state" here is distinctly chemical.
Fig. 22.--Fatigue curve of a muscle. The vertical lines
record a series of successive contractions of the muscle, and the
height of each line indicates the force of the contraction. Read from
left to right.
Fig. 22.--Fatigue curve of a muscle. The vertical lines show a sequence of muscle contractions, and the height of each line represents the strength of each contraction. Read from left to right.
This simple experiment is worth thinking over. Each muscular contraction is a response to an electric stimulus, but the force of the contraction is determined in part by the internal state of the muscle. Fatigue is an inner state of the muscle that persists for a time (till the blood carries away the wastes), and that predisposes the muscle towards a certain kind of response, namely, weak response. Thus the three characteristics of purposive behavior that seemed so {74} difficult to fit into the scheme of stimulus and response are all here in a rudimentary form.
This simple experiment is worth considering. Each muscle contraction is a reaction to an electric stimulus, but the strength of the contraction is partly influenced by the muscle's internal condition. Fatigue is an inner state of the muscle that lasts for a while (until the blood removes the waste), and that makes the muscle more likely to respond weakly. So, the three characteristics of purposeful behavior that seemed so {74} difficult to fit into the stimulus and response framework are all present here in a basic form.
But notice this fact also: the inner condition of muscular fatigue is itself a response to external stimuli. It is part and parcel of the total muscular response to a stimulus. The total response includes an internal change of condition, which, persisting for a time, is a factor in determining how the muscle shall respond to later stimuli. These facts afford, in a simple form, the solution of our problem.
But also pay attention to this fact: the inner state of muscular fatigue is itself a response to external stimuli. It is an essential part of the overall muscular response to a stimulus. The total response includes an internal change in condition, which, lasting for a while, influences how the muscle will respond to future stimuli. These facts provide, in a straightforward way, the solution to our problem.
Before leaving the muscle, let us take note of one further fact. If you examine the "fatigue curve" closely, you will see that a perfectly fresh muscle gains in strength from its first few responses. It is said to "warm up" through exercise; and the inner nature of this warming up has been found to consist in a moderate accumulation of the same products which, in greater accumulation, produce fatigue. The warmed-up condition is then another instance of an "organic state".
Before leaving the muscle, let’s point out one more thing. If you closely look at the "fatigue curve," you’ll notice that a completely fresh muscle gains strength with its initial responses. It’s often described as "warming up" through exercise; and it turns out that the essence of this warming up involves a moderate buildup of the same substances that, in larger amounts, lead to fatigue. The warmed-up state is, therefore, another example of an "organic state."
There will be more to say of "organic states" when we come to the emotions. For the present, do not the facts already cited compel us to enlarge somewhat the conception of a reaction as we left it in the preceding chapters? Besides the external response, there is often an internal response to a stimulus, a changed organic state that persists for a time and has an influence on behavior. The motor response to a given stimulus is determined partly by that stimulus, and partly by the organic state left behind by just preceding stimuli. You cannot predict what response will be made to a given stimulus, unless you know the organic state present when the stimulus arrives.
There will be more to discuss about "organic states" when we get into emotions. For now, don’t the facts we've already mentioned require us to broaden our understanding of a reaction from where we left it in the previous chapters? In addition to the external response, there’s often an internal response to a stimulus, a changed organic state that lasts for a while and affects behavior. The motor response to a specific stimulus is influenced partly by that stimulus itself, and partly by the organic state created by the previous stimuli. You can't predict how someone will respond to a given stimulus unless you understand the organic state present at the time the stimulus is introduced.
Preparation for Action
At the second level, the inner state that partly governs the response is more neural than chemical, and is directed {75} specifically towards a certain end-result. As good an instance as any is afforded by the "simple reaction", described in an earlier chapter. If the subject in that experiment is to raise his finger promptly from the telegraph key on hearing a given sound, he must be prepared, for there is no permanent reflex connection between this particular stimulus and this particular response. You tell your subject to be ready, whereupon he places his finger on the key, and gets all ready for this particular stimulus and response. The response is determined as much by his inner state of readiness as by the stimulus. Indeed, he sometimes gets too ready, and makes the response before he receives the stimulus.
At the second level, the inner state that partly governs the response is more about neural activity than chemicals, and is directed {75} specifically toward a certain outcome. A great example of this is the "simple reaction" described in an earlier chapter. If the subject in that experiment needs to quickly raise his finger from the telegraph key upon hearing a specific sound, he has to be prepared, because there isn’t a permanent reflex connection between this particular stimulus and this particular response. You tell your subject to be ready, and he puts his finger on the key, getting fully prepared for this specific stimulus and response. The response is influenced just as much by his inner state of readiness as by the stimulus itself. In fact, he sometimes gets overly ready and reacts before he even hears the stimulus.
The preparation in such a case is more specific, less a general organic state, than in the previous cases of fatigue, etc. It is confined for the most part to the nervous system and the sense organ and muscles that are to be used. In an untrained subject, it includes a conscious purpose to make the finger movement quickly when the sound is heard; but as he becomes used to the experiment he loses clear consciousness of what he is to do. He is, as a matter of fact, ready for a specific reaction, but all he is conscious of is a general readiness. He feels ready for what is coming, but does not have to keep his mind on it, since the specific neural adjustment has become automatic with continued use.
The preparation in this situation is more specific and less general than in previous cases of fatigue, etc. It's mostly focused on the nervous system and the sense organs and muscles that will be used. In an untrained person, it involves a conscious intention to quickly move the finger when the sound is heard; however, as they become familiar with the experiment, they lose the clear awareness of what they need to do. They are actually prepared for a specific reaction, but all they sense is a general readiness. They feel prepared for what's about to happen, but don't have to think about it, as the specific neural adjustment has become automatic with repeated practice.
Examples of internal states of preparedness might be multiplied indefinitely, and it may be worth while to consider a few more, and try out on them the formula that has already been suggested, to the effect that preparation is an inner adjustment for a specific reaction, set up in response to some stimulus (like the "Ready!" signal), persisting for a time, and predisposing the individual to make the specified reaction whenever a suitable stimulus for it arrives. The preparation may or may not be conscious. It might be named "orientation" or "steer", with the meaning that {76} the individual is headed or directed towards a certain end-result. It is like so setting the rudder of a sailboat that, when a puff of wind arrives, the boat will respond by turning to the one side.
Examples of internal states of preparedness could go on forever, and it might be helpful to look at a few more and test the formula we've already suggested. This formula states that preparation is an inner adjustment for a specific reaction, triggered by some stimulus (like the "Ready!" signal), which lasts for a while and makes the individual more likely to respond when the right stimulus comes along. The preparation could be either conscious or unconscious. It could be called "orientation" or "steer," meaning that the individual is pointed toward a certain goal. It's like adjusting the rudder of a sailboat so that when a gust of wind hits, the boat will naturally turn to one side.
The runner on the mark, "set" for a quick start, is a perfect picture of preparedness. Here the onlookers can see the preparation, since the ready signal has aroused visible muscular response in the shape of a crouching position. It is not simple crouching, but "crouching to spring." But if the onlookers imagine themselves to be seeing the whole preparation--if they suppose the preparation to be simply an affair of the muscles--they overlook the established fact that the muscles are held in action by the nerve centers, and would relax instantly if the nerve centers should stop acting. The preparation is neural more than muscular. The neural apparatus is set to respond to the pistol shot by strong discharge into the leg muscles.
The runner at the starting line, poised and ready for a quick start, is a perfect example of being prepared. The spectators can see the readiness, as the signal has triggered a visible muscular response, putting the runner in a crouched position. This isn’t just any crouching; it’s “crouching to spring.” However, if the spectators think they’re witnessing the entire preparation—assuming it’s merely about the muscles—they miss the crucial point that the muscles are controlled by the nerve centers, which would relax immediately if the nerve centers stopped working. The preparation is more about the nervous system than the muscles. The neural system is primed to respond to the gunshot with a strong impulse to the leg muscles.
What the animal psychologists have called the delayed reaction is a very instructive example of preparation. An animal is placed before a row of three food boxes, all looking just alike, two of them, however, being locked while the third is unlocked. Sometimes one is unlocked and sometimes another, and the one which at any time is unlocked is designated by an electric bulb lighted above the door. The animal is first trained to go to whichever box shows the light; he always gets food from the lighted box. When he has thoroughly learned to respond in this way, the "delayed reaction" experiment begins. Now the animal is held while the light is burning, and only released a certain time after the light is out, and the question is whether, after this delay, he will still follow the signal and go straight to the right door. It is found that he will do so, provided the delay is not too long--how long depends on the animal. With rats the delay cannot exceed 5 seconds, with cats it can reach 18 {77} seconds, with dogs 1 to 3 minutes, with children (in a similar test) it increased from 20 seconds at the age of fifteen months to 50 seconds at two and a half years, and to 20 minutes or more at the age of five years.
What animal psychologists refer to as the delayed reaction is a very clear example of learning. An animal is placed in front of three identical food boxes, with two of them locked and one unlocked. Sometimes one box is unlocked and sometimes another, and the unlocked box is indicated by an electric bulb above the door. The animal is first trained to go to the box that shows the light; it always receives food from the lighted box. Once it has learned to respond this way, the "delayed reaction" experiment begins. Now the animal is held while the light is on, and only released a certain time after the light goes off, with the question being whether it will still follow the signal and go straight to the correct door after this delay. It turns out that it will do so, as long as the delay isn't too long—how long it can wait depends on the animal. For rats, the delay can't exceed 5 seconds; for cats, it can be up to 18 {77} seconds; for dogs, it's between 1 to 3 minutes; for children (in a similar test), it increased from 20 seconds at fifteen months to 50 seconds at two and a half years, and up to 20 minutes or more by the age of five.
Rats and cats, in this experiment, need to keep their heads or bodies turned towards the designated box during the interval between the signal and the release; or else lose their orientation. Some dogs, however, and children generally, can shift their position and still, through some inner orientation, react correctly when released. The point of the experiment is that the light signal puts the animal or child into a state tending towards a certain result, and that, when that result is not immediately attainable, the state persists for a time and produces results a little later.
Rats and cats, in this experiment, need to keep their heads or bodies facing the designated box during the time between the signal and the release; otherwise, they'll lose their orientation. Some dogs, however, and children in general, can change their position and still, through some internal sense of orientation, respond correctly when released. The point of the experiment is that the light signal puts the animal or child into a state that leans towards a certain outcome, and when that outcome isn't immediately attainable, the state lasts for a while and produces results shortly thereafter.
Preparatory Reactions
In the delayed reaction, the inner orientation does little during the interval before the final reaction, except to maintain a readiness for making that reaction; but often "preparatory reactions" occur before the final reaction can take place. Suppose you whistle for your dog when he is some distance off and out of sight. You give one loud whistle and wait. Presently the dog swings around the corner and dashes up to you. Now, what kept the dog running towards you after your whistle had ceased and before he caught sight of you? Evidently he was directed towards the end-result of reaching you, and this directing tendency governed his movements during the process. He made many preparatory reactions on the way to his final reaction of jumping up on you; and these preparatory reactions were, of course, responses to the particular trees he had to dodge, and the ditches he had to jump; but they were at the same time governed by the inner state set up in him by your {78 } whistle. This inner state favored certain reactions and excluded others that would have occurred if the dog had not been in a hurry. He passed another dog on the way without so much as saying, "How d'ye do?" And he responded to a fence by leaping over it, instead of trotting around through the gate. That is to say, the inner state set up in him by your whistle facilitated reactions that were preparatory to the final reaction, and inhibited reactions that were not in that line.
In the delayed reaction, the inner focus does little during the time before the final response, except to stay ready for that response; however, often "preparatory reactions" happen before the final response can occur. Imagine you whistle for your dog when he is far away and out of sight. You give one loud whistle and wait. Soon, the dog rounds the corner and rushes over to you. Now, what kept the dog running toward you after your whistle stopped and before he saw you? Clearly, he was aimed at the end goal of reaching you, and this directing tendency influenced his movements along the way. He made many preparatory reactions on his route to his final reaction of jumping up on you; these preparatory reactions were, of course, responses to the specific trees he had to dodge and the ditches he had to jump over; but they were also controlled by the inner state triggered in him by your whistle. This inner state encouraged certain reactions and blocked others that would have happened if the dog hadn’t been in a hurry. He passed another dog without even saying, "How's it going?" And he jumped over a fence instead of taking the time to go through the gate. In other words, the inner state created in him by your whistle facilitated reactions that were preparatory to the final reaction and inhibited reactions that were not aligned with that goal.
A hunting dog following the trail furnishes another good example of a directive tendency. Give a bloodhound the scent of a particular man and he will follow that scent persistently, not turning aside to respond to stimuli that would otherwise influence him, nor even to follow the scent of another man. Evidently an inner neural adjustment has been set up in him predisposing him to respond to a certain stimulus and not to others.
A hunting dog on the trail provides another great example of a guiding tendency. Give a bloodhound the scent of a specific person, and he will diligently follow that scent, not getting distracted by other stimuli that might normally affect him, nor will he follow the scent of another person. Clearly, an internal neural adjustment has been established in him, making him inclined to respond to a specific stimulus and ignore others.
The homing of the carrier pigeon is a good instance of activity directed in part by an inner adjustment, since, when released at a distance from home, he is evidently "set" to get back home, and often persists and reaches home after a very long flight. Or, take the parallel case of the terns, birds which nest on a little island not far from Key West. Of ten birds taken from their nests and transported on shipboard out into the middle of the Gulf of Mexico and released 500 miles from home, eight reappeared at their nests after intervals varying from four to eight days. How they found their way over the open sea remains a mystery, but one thing is clear: they persisted in a certain line of activity until a certain end-result was reached, on which this line of activity ceased.
The way carrier pigeons find their way home is a great example of behavior driven partly by an internal sense of direction. When released far from home, they clearly seem "set" on returning and often manage to do so after a long flight. Similarly, there's the case of terns, birds that nest on a small island near Key West. Out of ten birds taken from their nests, transported by ship into the middle of the Gulf of Mexico, and released 500 miles from home, eight made it back to their nests within four to eight days. How they navigated over the open sea is still a mystery, but one thing is certain: they followed a specific course of action until they achieved their goal, at which point they stopped.
One characteristic of tendencies that has not previously been mentioned comes out in this example. When a tendency has been aroused, the animal (or man) is tense and {79} restless till the goal has been reached, and then quiets down. The animal may or may not be clearly conscious of the goal, but he is restless till the goal has been attained, and his restlessness then ceases. In terms of behavior, what we see is a series of actions which continues till a certain result has been reached and then gives way to rest. Introspectively, what we feel (apart from any clear mental picture of the goal) is a restlessness and tenseness during a series of acts, giving way to relief and satisfaction when a certain result has been reached.
One characteristic of tendencies that hasn't been mentioned before is highlighted in this example. When a tendency is activated, the animal (or human) is tense and {79} restless until the goal is achieved, and then they settle down. The animal might not be fully aware of the goal, but it feels restless until it is accomplished, and that restlessness then disappears. In terms of behavior, we observe a sequence of actions that continues until a specific outcome is achieved and then transitions to rest. Introspectively, what we experience (aside from any clear mental image of the goal) is a feeling of restlessness and tension during a series of actions, which turns into relief and satisfaction when a specific result is attained.
A hungry or thirsty animal is restless; he seeks food or drink, which means that he is making a series of preparatory reactions, which continues till food or drink has been found, and terminates in the end-reaction of eating or drinking.
A hungry or thirsty animal is restless; he searches for food or drink, which means he goes through a series of preparatory actions that continue until food or drink is found, ultimately resulting in the final action of eating or drinking.
What the Preparatory Reactions Accomplish
The behavior of a hungry or thirsty individual is worth some further attention--for it is the business of psychology to interest itself in the most commonplace happenings, to wonder about things that usually pass for matters of course, and, if not to find "sermons in stones", to derive high instruction from very lowly forms of animal behavior. Now, what is hunger? Fundamentally an organic state; next, a sensation produced by this organic state acting on the internal sensory nerves, and through them arousing in the nerve centers an adjustment or tendency towards a certain end-reaction, namely, eating. Now, I ask you, if hunger is a stimulus to the eating movements, why does not the hungry individual eat at once? Why, at least, does he not go through the motions of eating? You say, because he has nothing to eat. But he could still make the movements; there is no physical impossibility in his making chewing and swallowing movements without the presence of food. {80} Speaking rationally, you perhaps say that he does not make these movements because he sees they would be of no use without food to chew; but this explanation would scarcely apply to the lower sorts of animal, and besides, you do not have to check your jaws by any such rational considerations. They simply do not start to chew except when food is in the mouth. Well, then, you say, chewing is a response to the presence of food in the mouth; and taking food into the mouth is a response to the stimulus of actually present food. The response does not occur unless the stimulus is present; that is simple.
The behavior of someone who is hungry or thirsty deserves a closer look—because psychology is all about being curious about everyday experiences, questioning things that are usually taken for granted, and, if not finding "sermons in stones," then learning valuable lessons from simple animal behaviors. So, what is hunger? At its core, it’s an organic state; then, it’s a feeling created by this organic state interacting with the internal sensory nerves, which triggers an adjustment or a tendency toward a specific action: eating. Now, I ask you, if hunger prompts eating, why doesn’t the hungry person eat right away? Why doesn’t he at least pretend to eat? You might say it’s because there’s nothing available to eat. But he could still make the movements; there’s nothing physically stopping him from chewing and swallowing even when there’s no food present. {80} You might argue that he doesn’t make those movements because he knows they wouldn't be useful without food to chew, but this reasoning wouldn't really apply to lower forms of animals, and besides, you don’t need to stop your jaw for any rational reasons. They simply don’t start chewing unless there’s food in their mouth. Well, then, you might say that chewing is a response to the food’s presence in the mouth; and taking food into the mouth is a reaction to the actual presence of food. The response only happens when the stimulus is available; that’s straightforward.
Not quite so simple, either. Unless one is hungry, the presence of food does not arouse the feeding reaction; and even food actually present in the mouth will be spewed out instead of chewed and swallowed, if one is already satiated. Try to get a baby to take more from his bottle than he wants! Eating only occurs when one is both hungry and in the presence of food. Two conditions must be met: the internal state of hunger and the external stimulus of food; then, and then only, will the eating reaction take place.
Not so straightforward, either. Unless someone is hungry, just having food around doesn't trigger the desire to eat; even food that's actually in the mouth will be spit out instead of chewed and swallowed if the person is already full. Try getting a baby to drink more from their bottle than they want! Eating only happens when a person is both hungry and has food in front of them. Two conditions need to be satisfied: the internal feeling of hunger and the external presence of food; only then will the desire to eat occur.
Hunger, though a tendency to eat, does not arouse the eating movements while the stimulus of present food is lacking; but, for all that, hunger does arouse immediate action. It typically arouses the preparatory reactions of seeking food. Any such reaction is at the same time a response to some actually present stimulus. Just as the dog coming at your whistle was responding every instant of his progress to some particular object--leaping fences, dodging trees--so the dog aroused to action by the pangs of hunger begins at once to respond to present objects. He does not start to eat them, because they are not the sort of stimuli that produce this response, but he responds by dodging them or finding his way by them in his quest for food. The responses that the hungry dog makes to other objects than {81} food are preparatory reactions, and these, if successful, put the dog in the presence of food. That is to say, the preparatory reactions provide the stimulus that is necessary to arouse the end-reaction. They bring the individual to the stimulus, or the stimulus to the individual.
Hunger, while being a drive to eat, doesn’t trigger eating actions when there isn’t food around; however, it does provoke immediate behavior. It normally initiates the preparatory actions of searching for food. Any of these actions also respond to whatever stimuli are actually present. Just like a dog coming to your call is constantly reacting to specific things—jumping over fences, dodging trees—a dog motivated by hunger immediately starts reacting to things around him. He doesn’t begin to eat them, as they are not the kinds of stimuli that cause this reaction, but he responds by avoiding them or navigating around them in his search for food. The reactions that the hungry dog has to objects other than food are preparatory actions, and if they work out, they lead the dog to food. In other words, the preparatory reactions provide the stimulus necessary to trigger the final reaction. They lead the individual to the stimulus, or bring the stimulus to the individual.
Fig. 23.--A stimulus arouses the tendency towards the
end-reaction, R, but (as indicated by the dotted line), T is not by
itself sufficient to arouse R; but T can and does arouse P, a
preparatory reaction, and P (or some external result directly produced
by P), coöperating with T, gives rise to R.
Fig. 23.--A stimulus triggers the tendency toward the end reaction, R, but (as shown by the dotted line), T alone isn't enough to activate R; however, T can and does trigger P, a preparatory reaction, and P (or some external outcome directly caused by P), working together with T, results in R.
What we can say about the modus operandi of hunger, then, amounts to this: Hunger is an inner state and adjustment predisposing the individual to make eating movements in response to the stimulus of present food; in the absence of food, hunger predisposes to such other responses to various stimuli as will bring the food stimulus into play, and thus complete the conditions necessary for the eating reaction. In general, an aroused reaction-tendency predisposes the individual to make a certain end-reaction when the proper stimulus for that reaction is present; otherwise, it predisposes him to respond to other stimuli, which are present, by preparatory reactions that eventually bring to bear on the individual the stimulus required to arouse the end-reaction.
What we can say about how hunger works, then, is this: Hunger is an internal state and adjustment that makes a person inclined to eat in response to the presence of food. When food isn’t available, hunger drives the individual to respond to other stimuli that could lead to food, thus setting up the necessary conditions for the eating response. In general, when a reaction tendency is activated, it makes the individual likely to perform a specific end reaction when the right stimulus for that reaction is present; if not, it leads them to react to other available stimuli with preparatory actions that ultimately create the opportunity for the stimulus needed to trigger the end reaction.
Let us apply our formula to one more simple case. While reading in the late afternoon, I find the daylight growing dim, rise and turn on the electric light. The stimulus that sets this series of acts going is the dim light; the first, inner response is a need for light. This need tends, by force of habit, to make me turn the button, but it does not make me execute this movement in the air. I only make this movement when the button is in reaching distance. My first {82} reaction, rising from my chair, is preparatory and brings the button close enough to act as a stimulus for the hand reaction. The button within reach is not by itself sufficient to arouse the turning reaction, nor is the need for light alone sufficient. The two conditions must be present together, and the preparatory reaction is such that, given the need, the other condition will be met and the reaction then aroused.
Let’s apply our formula to one more simple case. While reading in the late afternoon, I notice the light getting dim, so I get up and turn on the electric light. The trigger for this series of actions is the dim light; my first internal response is a need for light. This need usually makes me turn the switch, but it doesn’t make me move my hand in the air. I only make that movement when the switch is within reach. My first {82} reaction, standing up from my chair, is preparatory and brings the switch close enough to act as a trigger for my hand’s movement. The switch being within reach alone isn’t enough to trigger the turning reaction, nor is the need for light enough by itself. Both conditions need to be present together, and the preparatory reaction ensures that, given the need, the other condition will be met and the reaction will then occur.
What a Tendency Is, in Terms of Nerve Action
Very little need be added to our neural conception of a reaction in order to get a satisfactory conception of a tendency to reaction. Principally, we must add this fact, that a nerve center aroused to activity does not always discharge instantly and completely into the muscles, or into some other center, and come to rest itself. It does so, usually, in the case of a reflex, and in other momentary reactions; as when A makes you think of B, and B at once of C, and so on, each thought occupying you but a moment. But a tendency means the arousing of a nerve center under conditions which do not allow that center to discharge at once. The center remains in a condition of tension; energy is dammed up there, unable to find an outlet.
Very little needs to be added to our understanding of a neural reaction to grasp a clear idea of a tendency to react. Essentially, we must acknowledge that when a nerve center is activated, it doesn’t always trigger an immediate and complete response in the muscles or another center, nor does it necessarily return to a resting state. This is typically the case with reflexes and other quick reactions; for example, when A reminds you of B, which then makes you think of C, and so on, with each thought only occupying your mind for a moment. However, a tendency refers to the activation of a nerve center under circumstances that prevent it from discharging immediately. The center remains in a tense state, with energy building up and unable to be released.
We have already seen what the conditions are that cause this damming up of energy. The center that is aroused tends to arouse in turn some lower motor center, but by itself does not have complete control over that lower center, since the lower center also requires a certain external stimulus in order to arouse it to the discharging point. Until the proper external stimulus arrives to complete the arousal of the lower center, the higher center cannot discharge its energy.
We have already seen what factors lead to this buildup of energy. The activated center tends to stimulate a lower motor center, but it doesn’t fully control that lower center, as the lower center needs a specific external stimulus to reach the point of discharge. Until the right external stimulus comes along to fully activate the lower center, the higher center can't release its energy.
When there is an "organic state" present, such as hunger or thirst, this may act as a persistent stimulus to the sensory nerves and through them to the higher center in {83} question; and then we can readily understand how it is that the center remains active until the organic state is relieved. But where there is no such persistent organic stimulus, as there can scarcely be in the case of the bloodhound or of the man hurrying to a train or seeking in the crowd for a friend, there we have to suppose that a center, once aroused to activity and prevented from complete discharge, remains active by virtue of energy dammed up in itself. There is pretty good physiological evidence that this sort of thing is a fundamental fact; for there are certain rhythmical reflexes, like scratching or stepping, that, when started going by a momentary sensory stimulus, keep it up for a time after the stimulus has ceased. There seems to be no doubt that a nerve center, once aroused, may stay aroused for a time.
When there's a basic need like hunger or thirst, it can continually stimulate the sensory nerves and, through them, the higher center in {83} question. This helps us understand why that center stays active until the need is satisfied. However, in situations where there isn’t a constant organic stimulus—such as with a bloodhound or a person rushing to catch a train or looking for a friend in a crowd—we have to assume that a center, once activated and unable to fully discharge, remains active due to energy building up inside it. There's solid physiological evidence that this is a basic fact; for example, certain rhythmic reflexes, like scratching or stepping, can continue for a while after they’re triggered by a brief sensory stimulus. It's clear that a nerve center, once activated, can remain active for some time.
The "dammed-up energy" here is not to be confused with the "stored energy" spoken of under the head of reactions. We said, in that connection, that a stimulus released energy stored in the organism. That, however, was potential energy, dormant within the organism till aroused; but what we have here in mind is active or kinetic energy. Stored energy is like that of coal in the bin; dammed-up energy is like that of steam in the boiler.
The "dammed-up energy" here shouldn't be confused with the "stored energy" mentioned under reactions. We mentioned that a stimulus releases energy stored in the organism. That was potential energy, lying dormant in the organism until triggered; what we’re talking about here is active or kinetic energy. Stored energy is like coal sitting in a bin; dammed-up energy is like steam in a boiler.
Dammed-up energy in the nerve centers accounts for the persistence of a tendency to reaction after the stimulus has ceased. It accounts for the "delayed reaction" and similar cases. But how shall we account for preparatory reactions? We have a nerve center in an active state, tending to discharge into a certain lower motor center, but unable to do so because a peripheral stimulus is necessary, in addition, in order to arouse this lower center. Then we find the higher center discharging into other lower centers, and so giving rise to preparatory reactions. More precisely, what we find is that the higher center facilitates the response {84} of certain lower centers to their proper peripheral stimuli, while inhibiting the response of other lower centers to their appropriate stimuli. This is the same sort of thing that we observe in all control exerted by a higher center over a lower. It means that the higher center, besides its main line of connection with the lower center that will give the end-reaction, has minor lines of connection with certain other lower centers; some of these centers it facilitates and others it inhibits. These connections between the main and the subordinate centers may have been established by inborn nature, or by previous training, as will be explained in later chapters.
Dammed-up energy in the nerve centers explains why there's a continued reaction even after the stimulus has ended. It accounts for the "delayed reaction" and similar situations. But how do we explain preparatory reactions? We have a nerve center that’s active, trying to trigger a specific lower motor center, but it can’t do so because it also needs a peripheral stimulus to activate that lower center. Then we see the higher center triggering other lower centers, which leads to preparatory reactions. More specifically, what we observe is that the higher center helps certain lower centers respond effectively to their respective peripheral stimuli while inhibiting the response of other lower centers to their appropriate stimuli. This is similar to the control a higher center has over a lower center. It means that the higher center, in addition to its main pathway to the lower center that produces the final reaction, has smaller pathways to some other lower centers; it supports some and inhibits others. These connections between the main and subordinate centers may have developed through natural instincts or previous training, as will be discussed in later chapters.
The action of the main center on the subordinate centers concerned in executing preparatory reactions does not relieve the tension in the main center. The dammed-up energy stays there till the proper stimulus is procured for arousing the end-reaction, and then escapes through its main channel of discharge, and the main center then finally comes to rest.
The activity of the main center on the subordinate centers involved in carrying out preparatory reactions doesn’t ease the tension in the main center. The built-up energy remains until the right stimulus is obtained to trigger the final reaction, and then it flows out through its main channel of release, allowing the main center to finally settle down.
It may fairly be urged that no violence has been done to the general conception of a reaction by these additions, and also that with the additions the notion of a reaction has room for tendencies or inner adjustments. So that we conclude that stimulus-response psychology is adequate to the job, and will do justice to all forms of human behavior. It has a place for sensations, perceptions and thoughts, as we saw in the preceding chapter, and it has a place also for purposes, desires and motives generally.
It can be reasonably argued that these additions haven't harmed the overall idea of a reaction, and that with these additions, the concept of a reaction accommodates various tendencies or internal adjustments. Therefore, we conclude that stimulus-response psychology is sufficient for the task and will accurately represent all types of human behavior. It accounts for sensations, perceptions, and thoughts, as we discussed in the previous chapter, and it also encompasses purposes, desires, and motives in general.
Motives
In the present chapter, desirous of "keeping close to the ground", we have said little of distinctively human motives. That will come later. In general, a motive is a tendency towards a certain end-result or end-reaction, a tendency which is itself aroused by some stimulus, and which {85} persists for a time because its end-reaction is not at once made. The end-reaction is not made at once because it can only be aroused by an appropriate stimulus, acting in conjunction with the motive. But the motive, persisting in its inner activity, facilitates reactions to certain stimuli and inhibits others. The reactions it facilitates are preparatory to the end-reaction, in that they provide the necessary conditions for that reaction to occur, which means that they bring to bear on the individual the necessary stimulus which can arouse the end-reaction. The restlessness that characterizes an individual driven by an inner motive gives way to rest and satisfaction when the end-result is reached.
In this chapter, focused on "keeping close to the ground," we haven't discussed distinctly human motives much. That will come later. In general, a motive is a tendency toward a specific outcome or reaction, a tendency that is triggered by some stimulus and continues for a while because the final reaction isn’t achieved immediately. The final reaction doesn’t happen right away because it can only be triggered by an appropriate stimulus acting together with the motive. However, the motive, continuing its internal activity, makes it easier to respond to certain stimuli and makes it harder to respond to others. The responses it facilitates are preparatory for the final reaction, in that they create the necessary conditions for that reaction to happen, which means they provide the individual with the right stimulus to trigger the final reaction. The restlessness that defines an individual driven by an inner motive turns into rest and satisfaction when the desired outcome is reached.
Motives range from the primitive or primal, like hunger, to the very advanced, such as zeal for a cause. They range from the momentary, illustrated by the need for more light in reading, to the great permanent forces of life, like amour propre and esprit de corps. But the permanent motives are not always active; they sleep and are awakened again by appropriate stimuli.
Motives vary from basic ones, like hunger, to more complex ones, like passion for a cause. They can be immediate, such as the need for better lighting while reading, or the significant lasting forces in life, like self-esteem and team spirit. However, these lasting motives aren't always in play; they can lie dormant and get triggered by the right stimuli.
In everyday speech we are apt to use the words "motive" and "reason" interchangeably, as in asking some one what his "motive", or what his "reason" is for doing so and so. A motive, however, is not necessarily a reason, nor a reason a motive. A reason is thought-out and conscious, which a motive need not be. On the other hand, a reason does not become a motive unless it takes hold of us and arouses a genuine tendency towards the planned result. You may prove to me, logically, the desirability of a course of action, but your reasons do not necessarily make me desire it. You can give a child excellent reasons for studying his lessons, but you have to stir some real motive of child life in order to get action. In the highest type of conduct, to be sure, motive and reason pull together, reason showing the way to the goal at which motive is aimed.
In everyday conversation, we often use the words "motive" and "reason" interchangeably, like when we ask someone what their "motive" or "reason" is for doing something. However, a motive isn’t always a reason, nor is a reason always a motive. A reason is something we think through and are aware of, while a motive doesn't have to be. On the flip side, a reason only becomes a motive when it grabs our attention and inspires a true drive toward the intended outcome. You can logically convince me that a particular action is desirable, but that doesn’t mean your reasons will make me want to do it. You can provide a child with great reasons for studying, but you also need to tap into some real motivation that resonates with a child's life to get them to act. In the best kind of behavior, it's true that motive and reason work together, with reason guiding the way to the goal that motive is aiming for.
EXERCISES
1. Complete the following outline of the chapter, by filling in main headings to fit the subordinate headings that are given below:
1. Complete the following outline of the chapter by filling in main headings that match the subordinate headings listed below:
A. _________
A. _________
(1) It keeps close to the facts.
(2) It has room for introspective as well as behavior study.
(3) It can be applied practically.
(1) It stays true to the facts.
(2) It allows for both self-reflection and behavior analysis.
(3) It can be used in real-life situations.
B. _________
B. _________
(1) A stimulus is typically external, a purpose internal.
(2) A stimulus typically acts for a moment, a purpose persists
for some time.
(3) A stimulus is not directed towards a result, a purpose is
so directed.
(1) A stimulus usually comes from outside, while a purpose comes from within.
(2) A stimulus usually has a fleeting effect, whereas a purpose lasts for a longer time.
(3) A stimulus isn't aimed at a specific outcome, but a purpose is focused on achieving one.
C. _________
C. _________
(1) Organic or physiological states that predispose towards
certain forms of behavior.
(2) Inner adjustments towards certain results, without
foresight of the results.
(3) Conscious purpose.
(1) Natural or physical conditions that make someone more likely to behave in certain ways.
(2) Internal changes aimed at achieving specific outcomes, without knowing what those outcomes will be.
(3) A deliberate intention.
D. _________
D. _________
(1) They are aroused by stimuli.
(2) They persist for a time.
(3) They influence the response to other stimuli.
(1) They get triggered by stimuli.
(2) They last for a while.
(3) They affect how we respond to other stimuli.
E. _________
E. _________
(1) They are neural rather than chemical.
(2) They amount to a preparation or readiness for a certain
response.
(3) They persist sometimes for only a few seconds, sometimes
for many minutes at least.
(1) They are based on neural activity instead of chemical processes.
(2) They represent a state of being prepared or ready for a specific response.
(3) They can last for just a few seconds or, at the very least, several minutes.
F. _________
F. _________
(1) A whole series of acts may be set going by a single stimulus.
(2) The series comes to an end when a certain result has been
reached.
(3) Each act in the series is a response to some particular
stimulus, and yet would not be aroused by that stimulus
except for the active adjustment towards the end-result.
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(4) The end-result cannot be reached until a particular
stimulus helps the adjustment to arouse the end-reaction.
(5) The preliminary acts in the series bring the required
stimulus that can give the end-reaction.
(1) A whole series of actions can be triggered by a single stimulus.
(2) The series ends when a specific outcome is achieved.
(3) Each action in the series responds to a specific stimulus, but it wouldn't be activated by that stimulus without the active adjustment towards the final result.
{87}
(4) The final outcome cannot be achieved until a specific stimulus helps the adjustment activate the final reaction.
(5) The initial actions in the series provide the necessary stimulus that can lead to the final reaction.
G. _______
G. _______
(1) It may be kept active by a continuing peripheral stimulus.
(2) It may be unable to discharge fully because its main path of
discharge is blocked.
(1) It can stay active due to an ongoing external stimulus.
(2) It might not be able to fully release because its primary pathway for release is blocked.
H. ______
H. ______
(1) The main center has minor connections with other
centers, in addition to its main path of discharge.
(2) The persisting activity of the main center influences
other centers by way of facilitation and inhibition.
(1) The main center has a few minor connections with other centers, besides its main pathway for discharge.
(2) The ongoing activity of the main center affects other centers through both facilitation and inhibition.
2. Fill in the blanks in the following paragraph:
2. Fill in the blanks in the following paragraph:
"A motive or (1) is a reaction that has not yet come off. It has been (2) by some stimulus, and it tends towards a certain (3), which however it is unable of itself to produce, but requires the assistance of another (4) which is not yet present. The motive gives rise to (5) responses, which, if (6), finally bring the required (7), and this, combined with the (8) arouses the (9), and so brings the whole (10) of acts to a close."
"A motive or (1) is a reaction that hasn't happened yet. It has been (2) by some stimulus, and it moves towards a certain (3), which it cannot produce on its own and needs help from another (4) that isn't present yet. The motive leads to (5) responses, which, if (6), eventually result in the required (7), and this, combined with the (8), triggers the (9), and thus concludes the entire (10) of actions."
3. Cite cases illustrating the importance of preparatory adjustment
3. Provide examples that show the significance of making preliminary adjustments.
(a) for securing prompt reaction, and
(b) for securing keen observation.
(a) to ensure a quick response, and
(b) to ensure careful observation.
4. Cite a case where some need or desire gives rise to a series of
preparatory reactions.
5. Cite a case where a need or desire leads to the omission
(inhibition) of acts that would otherwise have occurred.
6. What is meant by the last sentence in the chapter?
7. An experiment on the "delayed reaction". Take two sheets of
paper, and on each write the letters A, B, C, D, E, and F,
scattering them irregularly over the sheet. The task, in general,
is now to take aim at one of the letters, while your hand, holding
a pencil, is raised to the side of your head, and then to close the
eyes and strike at the letter aimed for. First aim at A, and mark
the point hit with an a, then the same with B, and so on. With the
first sheet, strike as soon as you have got your aim and closed
your eyes; but with the second sheet, aim, close your eyes, and
count ten slowly before striking, keeping the eyes closed till the
stroke has been made. Two sorts of observation should now be made:
first, introspective--record at once what you can of the way you
kept your aim during the delay. Second, objective--measure the
errors, and determine how much the delay affected your aim. What
conclusions can you draw from the experiment?
4. Give an example where a need or desire triggers a series of preparatory reactions.
5. Provide an example where a need or desire results in the omission (inhibition) of actions that would have happened otherwise.
6. What does the last sentence in the chapter mean?
7. An experiment on the "delayed reaction." Take two sheets of paper and write the letters A, B, C, D, E, and F on each, spreading them out randomly across the sheet. The goal is to aim at one of the letters while your hand, holding a pencil, is raised to the side of your head, then to close your eyes and strike at the letter you aimed at. First aim at A and mark the spot you hit with an 'a', then repeat with B, and so on. For the first sheet, strike as soon as you have your aim and have closed your eyes; but for the second sheet, aim, close your eyes, and count to ten slowly before striking, keeping your eyes closed until you make the hit. Two types of observations should be made now: first, introspective—immediately note your experience of how you maintained your aim during the delay. Second, objective—measure the errors and assess how much the delay impacted your aim. What conclusions can you draw from the experiment?
REFERENCES
On the "delayed reaction", see Walter S. Hunter, "The Delayed Reaction in Animals and Children", Behavior Monographs, No. 6, 1913. A brief summary of this work can also be found in Hunter's General Psychology, 1919, pp. 31-33.
On the "delayed reaction," see Walter S. Hunter, "The Delayed Reaction in Animals and Children," Behavior Monographs, No. 6, 1913. A brief summary of this work can also be found in Hunter's General Psychology, 1919, pp. 31-33.
On the homing of pigeons and terns, see Watson and Lashley, An Historical and Experimental Study of Homing, published by the Carnegie Institution of Washington, 1915.
On the navigation of pigeons and terns, refer to Watson and Lashley, An Historical and Experimental Study of Homing, published by the Carnegie Institution of Washington, 1915.
Interesting examples of changed organic states affecting the behavior of unicellular animals are given by Jennings in his Behavior of the Lower Organisms, 1906, and by Margaret F. Washburn in The Animal Mind, 2nd edition, 1917, pp. 246-257.
Interesting examples of changed organic states affecting the behavior of unicellular animals are provided by Jennings in his Behavior of the Lower Organisms, 1906, and by Margaret F. Washburn in The Animal Mind, 2nd edition, 1917, pp. 246-257.
CHAPTER V
NATIVE AND ACQUIRED TRAITS
SOME RESPONSES ARE PROVIDED BY NATURE, WHILE OTHERS HAVE TO BE LEARNED BY EXPERIENCE
John Doe is a strongly built man, over six feet high, with big bones and muscles, erect, vigorous, with plenty of color in his face, dark-haired, blue-eyed, clean-shaven, with a scar on his cheek, broad face and large ears. He is easy-going, even-tempered, fond of children and also of women, rather slangy and even profane in his talk, has a deep, sonorous voice and can carry the bass in a chorus. He is handy with tools, can drive or repair an automobile, is a fairly good carpet salesman, but much prefers out-of-door work. Rather free in spending his money, he has never run into debt except on one occasion, which turned out badly for him. Which of these traits of John Doe are native and which are acquired? How far are his physical, mental and moral characteristics the result of his "original nature" and how far have they been ingrained in him or imposed upon him by his training and environment?
John Doe is a well-built guy, over six feet tall, with a solid frame and muscles. He stands tall, full of energy, with a healthy complexion, dark hair, blue eyes, and he's clean-shaven, sporting a scar on his cheek, a wide face, and prominent ears. He's laid-back and even-tempered, loves kids and women, tends to be a bit slangy and even swears in his conversation, has a deep, booming voice, and can hit the bass notes in a group song. He’s skilled with tools, can drive or fix a car, and is a decent carpet salesman, but he really prefers working outdoors. He spends money pretty freely and has only gone into debt once, which didn’t end well for him. Which of these traits of John Doe are innate and which are learned? How much of his physical, mental, and moral attributes come from his "natural disposition" and how much have been shaped by his upbringing and surroundings?
The distinction between native and acquired is clearest in the field of anatomy. Hair color and eye color are evidently native, and so, in the main, is the size of the body, though undoubtedly growth may be stunted by poor nutrition, and the individual fail to reach his "natural" height and weight. On the other hand, scars, tan, and the after-effects of disease or injury, are evidently acquired. Of movements, the native character of the reflexes has already been noted, and it is clear that skill in handling tools or {90} managing the voice is learned, though the individual may have a natural aptitude for these performances. Temperament and emotional traits we usually think of as belonging to a man's "nature", though we have to admit that a naturally cheerful disposition may be soured by ill treatment. On the other hand, while we reckon habits, such as profanity, or free spending, or an erect carriage, as belonging with the acquired traits, we know that some natures are prone to certain habits, and other natures to other habits. Thus the effects of "nature" and "experience" are almost inextricably interwoven in the behavior of an adult person.
The difference between what's inborn and what's learned is most obvious in anatomy. Hair color and eye color are clearly inborn, and mostly so is body size, although growth can be limited by poor nutrition, causing a person not to reach their "natural" height and weight. On the other hand, scars, tanning, and the effects of illness or injury are clearly learned traits. Regarding movements, we've already pointed out that reflexes are inborn, while skills like using tools or {90} managing one’s voice are learned, even if someone might have a natural talent for them. We usually think of temperament and emotional traits as part of a person's "nature," but we must recognize that a naturally cheerful person can become bitter due to mistreatment. Similarly, while we consider habits like swearing, overspending, or maintaining good posture as learned behaviors, we also know that some people are more inclined to certain habits than others. Therefore, the influences of "nature" and "experience" are deeply intertwined in the behavior of an adult.
Difficult as it certainly is to separate the native from the acquired in human action, the attempt must be made. We cannot dodge so fundamental a problem. Scientifically it is important as the starting-point of a genetic study; we must know where the individual starts in order to understand the course of his development. Practically it is important because there is reason to believe that native traits are deeply seated and not easily eradicated, even though they can be modified and specialized in different ways. If a habit is not simply a habit, but at the same time a means of gratifying some natural tendency, then it is almost imperative to find a substitute gratification in order to eliminate the habit. The individual's nature also sets limits beyond which he cannot be brought by no matter how much training and effort; and this is true of mental development as well as of physical.
As challenging as it is to distinguish between natural instincts and learned behaviors in human actions, we have to try. We can't avoid such a fundamental issue. From a scientific perspective, it's crucial as the starting point for studying development; we need to understand an individual's starting position to grasp how they grow. Practically, it matters because there's a belief that innate traits are ingrained and hard to change, even though they can be adjusted and refined in various ways. If a habit isn't just a habit but also a way to satisfy some natural inclination, then finding an alternative source of satisfaction is almost necessary for breaking that habit. A person's inherent nature also imposes limits that cannot be surpassed, regardless of the amount of training and effort, and this applies to both mental and physical development.
The Source of Native Traits
"Native" means a little more than "congenital." A child may be born blind, having been infected by disease germs shortly before birth; he may be congenitally an idiot because of head injury during a difficult birth; or his mentality may have been impaired, during his uterine life, by {91} alcohol reaching his brain from a drunken mother. Such traits are congenital, but acquired. Native traits date back to the original constitution of the child, which was fully determined at the time when his individual life began, nine months before birth. The "fertilized ovum", formed by the combination of two cells, one from each of the parents, though microscopic in size and a simple sphere in shape, somehow contains the determiners for all the native or inherited traits of the new individual.
"Native" means a bit more than "congenital." A child might be born blind due to germs that infected the mother shortly before birth; they might be congenitally impaired due to a head injury during a difficult delivery; or their mental development might have been affected during pregnancy by {91} alcohol that reached their brain from a mother who was drinking. These traits are congenital but also acquired. Native traits refer to the child's original constitution, which was fully established at the moment their individual life began, nine months before birth. The "fertilized ovum," created by the fusion of two cells, one from each parent, although tiny and simple in shape, somehow holds the determinants for all the native or inherited traits of the new individual.
It is very mysterious, certainly. This microscopic, featureless creature is already a human individual, with certain of its future traits--those that we call "native"--already settled. It is a human being as distinguished from any other species, it is a white or colored individual, male or female, blonde or brunette, short or tall, stocky or slender, mentally gifted or deficient, perhaps a "born" musician or adventurer or leader of men. These and all other native traits are already determined and latent within it; and the only question, regarding such traits, is whether the environment is going to be such as to enable this young individual to live and mature and unfold what is latent within it.
It’s definitely mysterious. This tiny, featureless creature is already a human being, with some of its future traits—what we call "native" traits—already set. It’s a human, distinct from any other species, whether it's a white or person of color, male or female, blonde or brunette, short or tall, stocky or slender, mentally gifted or struggling, maybe a "born" musician or adventurer or leader. These and all other native traits are already determined and hidden within it; the only question is whether the environment will allow this young individual to grow, thrive, and reveal what’s already inside.
Reactions Appearing at Birth Must Be Native
For the first few months of the individual's existence, sheltered as it is within the mother's body, there is no chance for any acquisition, except of certain abnormalities such as were alluded to above. What occurs during this prenatal period is natural development, not learning or any effect of experience. The traits displayed by the new-born child are, accordingly, native traits. His breathing, crying, starting at a noise, squirming, stretching, grasping, sucking and swallowing, and other movements made from birth on, are to be counted as native reactions, that is to say, as {92} reactions executed by sensory, muscular and nervous machinery that have become ready for use by the mere process of natural growth. This is the first and clearest sign of a native trait, that it shall appear at birth.
For the first few months of a person’s life, while they are still inside the mother’s body, they cannot acquire anything except for some possible abnormalities mentioned earlier. What happens during this prenatal period is natural development, not learning or any kind of experience. The traits shown by the newborn are therefore innate traits. Their breathing, crying, reacting to noise, squirming, stretching, grasping, sucking, swallowing, and other movements from birth onward are considered innate reactions, meaning they are {92} reactions carried out by sensory, muscular, and nervous systems that are ready to work simply due to natural growth. This is the first and clearest indication of an innate trait: it appears at birth.
Reactions That Cannot Be Learned Must Be Native
But native traits continue to make their appearance as the child's development proceeds after birth. Inherited anatomical traits, like stature and build, hair color, beard, and shape of nose, though certainly determined by native constitution, do not fully make their appearance till maturity. In fact, what does maturity mean, except that the natural characteristics have finally reached their complete development? And it is as true of internal structure as of external, that natural development, far from being complete at birth, keeps on till maturity. The neurones continue to grow, and their synapses in the nerve centers to become closer knit, just by virtue of natural growth; and thus reflex arcs, and other reaction machinery, one by one reach the ready-to-use stage during the individual's growing-up, especially during the first few years. With the growth to a functional condition of their sensori-neuro-muscular mechanisms, mental and motor reactions that are native, though not present at birth, make their appearance. The native intelligence of the child gradually unfolds, likewise his special native "gifts" and his inherited emotional and impulsive traits.
But natural traits continue to show up as the child's development goes on after birth. Inherited physical traits, like height and build, hair color, facial hair, and nose shape, while certainly influenced by genetic makeup, don't fully appear until adulthood. In fact, what does adulthood mean, except that natural characteristics have finally developed completely? It's true for inside and outside; natural development isn’t finished at birth, but continues until maturity. Neurons keep growing, and their connections in the nerve centers become tighter, just through natural growth; thus reflex arcs and other reaction systems gradually get ready to use during the child's development, especially in the first few years. As their sensory-neuro-muscular systems grow to a functional level, mental and physical reactions that are innate, even if not present at birth, start to emerge. The child's natural intelligence unfolds over time, along with their unique natural "gifts" and inherited emotional and impulsive traits.
Of course it is more difficult to make sure that a trait is native when it does not appear till some time after birth, for the chance of acquiring it by a process of learning has to be taken into account. If you can so control the conditions under which the young individual grows as to eliminate the possibility of learning a certain act, then you can {93} make sure whether the act is acquired or provided by the native constitution.
Of course, it's harder to determine if a trait is innate when it doesn't show up until some time after birth, since the possibility of it being learned has to be considered. If you can control the conditions for the young individual's development enough to eliminate the chance of learning a specific behavior, then you can {93} determine whether the behavior is learned or part of their natural makeup.
Experimental Detection of Native Reactions
Take the question whether birds learn to fly or simply come to fly when their natural development has gone far enough. The newly hatched bird cannot fly; its muscles are not strong enough, its wings are not feathered, and its nerve mechanism for coördinating the wing movements has still some growth to make before being ready for use. But, under ordinary conditions, the young bird has some chance to learn flying, by watching the old birds fly and by trying and gradually getting the motion. The old birds, after a time, push the young ones from the nest and seem, to our eyes, to be teaching them to fly. Experiment enables us to decide the question. One of the earliest experiments in animal psychology was made by Spalding in 1873. He took newly hatched birds from the nest and shut each one separately in a little box that gave it no chance to stretch its wings or to see other birds fly. Here he fed and cared for them till the age at which flying usually begins, and then released them. Off they flew, skilfully managing wings and tail, swooping around the trees and soon disappearing from sight. A very successful experiment!--and conclusive. The little birds had had no chance to learn to fly, yet they flew. Flying must have come to them in the natural course of growth.
Consider the question of whether birds learn to fly or simply start flying when their natural development progresses enough. A newly hatched bird can't fly; its muscles aren't strong enough, its wings aren't feathered, and its nerve system for coordinating wing movements still needs to mature before it’s ready for action. However, under normal circumstances, the young bird has some opportunity to learn to fly by watching the older birds and trying it out until it gets the hang of it. Eventually, the older birds push the young ones out of the nest, and it appears to us that they are teaching them to fly. Experiments help us answer this question. One of the earliest experiments in animal psychology was conducted by Spalding in 1873. He took newly hatched birds from the nest and placed each one separately in a small box that prevented them from stretching their wings or seeing other birds fly. He cared for them there until they reached the usual age for flying, and then he released them. Off they went, skillfully maneuvering their wings and tails, swooping around the trees, and soon disappearing from view. It was a very successful experiment—and conclusive. The little birds hadn’t had any chance to learn to fly, yet they flew. Flying must have come to them naturally as they grew.
Compare with this experiment another one no less successful, though it turned out differently. To discover whether the song of the oriole is fixed by nature or learned by imitation, Scott took some little ones, just hatched, and brought them up away from older birds. After a time, when growth had advanced to a certain stage, the birds began {94} to sing. The elementary notes and rattles characteristic of the oriole made their appearance, but were combined in unusual ways, so that the characteristic song of the oriole did not appear, but a new song. When these birds had grown up in the laboratory, other new-hatched orioles were brought up with them, and adopted this new song; so that the laboratory became the center for a new school of oriole music. The experiment showed that the elements of the oriole's song were provided by nature, while the combination of these elements was acquired by imitation.
Compare this experiment with another one that was also successful, though it had a different outcome. To find out if the oriole's song is something they are born with or if they learn it by copying others, Scott took some newly hatched chicks and raised them away from older birds. After a while, as they grew, they began {94} to sing. They produced the basic notes and sounds typical of the oriole, but arranged them in unusual ways, resulting in a new song instead of the classic oriole song. When these birds matured in the lab, other newly hatched orioles were raised alongside them and picked up this new song. This meant that the lab became the hub for a new style of oriole music. The experiment revealed that the basic sounds of the oriole's song come from nature, while the way these sounds are combined is learned through imitation.
Probably this last is about the result one would get in the analogous case of human speech, if a similar experiment should be tried on children. Without an experiment, we have certain facts that point to a conclusion. The child uses his vocal organs from birth on; and before he reaches the age when he imitates the speech of others, he produces various vowels and consonants, and even puts them together into simple compounds, as "da-da" and "goo-goo." So far, deaf children do about the same as others, affording additional evidence that so much of speech is native. To get real speech, however, further combinations of the speech movements must be made, and the combinations (words) must have meaning attached to them. These higher achievements are evidently the result of learning, since the child uses the words that it hears spoken, and attaches the same meanings to them as people do about it. The child comes to speak the language of those about it, without regard to the speech of its ancestors. His "native language" is therefore acquired, though the elements of vocal utterance are truly native, and apparently are alike all over the world without regard to the various languages spoken.
Probably the last point is similar to the outcome you would get if you did a similar test on children in relation to human speech. Without conducting an experiment, we already have some facts that lead to a conclusion. A child uses their vocal cords from birth, and before they reach the age where they imitate others' speech, they produce various vowels and consonants, even combining them into simple sounds like "da-da" and "goo-goo." So far, deaf children do about the same as hearing children, providing additional evidence that a lot of speech is innate. However, to develop real speech, children must create further combinations of speech sounds, and these combinations (words) need to have meanings attached to them. These more advanced skills are definitely learned, as the child uses the words they hear spoken, applying the same meanings that others associate with them. The child ultimately learns to speak the language of those around them, regardless of the speech of their ancestors. Their "native language" is therefore acquired, although the components of vocal sounds are genuinely innate and seem to be similar worldwide, regardless of the different languages spoken.
Is Walking Native or Acquired?
As another example of this same general problem of distinguishing native from acquired reactions, and of the kind of evidence that throws light on the problem in the absence of direct experiment, let us consider the child's walking. Does the child learn to walk, or does it simply come to walk when its natural development has gone far enough? We think the child learns to walk because it begins very imperfectly and usually takes several weeks before it can be described as really walking of itself. We even think we teach it to walk, though when we examine our teaching we soon convince ourselves that we do not know how we walk, and that what we are doing with the baby is to stimulate and encourage him to walk, protect him from hurting himself, etc., rather than teaching him as we later teach the child to write. An experiment to settle the matter might be conducted along the lines of Spalding's experiment on the young birds. We might prevent the baby from making any attempt to walk till it had fully reached the normal age for walking, and then turn it loose and see whether it walked of itself.
As another example of the ongoing issue of distinguishing between natural and learned behaviors, and the type of evidence that helps clarify this issue when we can't run direct experiments, let's look at a child's walking. Does the child learn to walk, or does it simply start walking once its natural development progresses enough? We believe the child learns to walk because it begins quite awkwardly and usually takes several weeks before we can describe it as truly walking on its own. We even think we're teaching it to walk, but when we reflect on our teaching methods, we quickly realize that we don't know how we walk, and what we are really doing with the baby is stimulating and encouraging them to walk, while also protecting them from injury, rather than teaching them in the same way we later teach a child to write. An experiment to determine this could be based on Spalding's experiment with young birds. We could hold off on allowing the baby to try walking until it has reached the typical age for walking, and then let it go to see if it walks on its own.
Such an experiment has never been made under strict laboratory conditions; but here is a well-attested case that approximates to an experiment. A little girl of seven months, a very active child, seemed to want to get on her feet; but the doctor decided that her feet were too small to use, and directed that she be put back in long dresses. For four months she was kept in long dresses, and great care was exercised never to place her on the floor without them. Then, one day, she was set down without her dress, and immediately up she got and walked; and from that moment she was very agile on her feet.
Such an experiment has never been conducted under strict laboratory conditions, but here's a well-documented case that resembles an experiment. A little girl, just seven months old and very active, seemed eager to stand up. However, the doctor thought her feet were too small to support her, so he instructed that she be dressed in long gowns. For four months, she was kept in long dresses, and great care was taken never to place her on the floor without them. Then, one day, she was set down without her dress, and she immediately got up and walked; from that moment on, she was very agile on her feet.
Another rather different case, but tending towards the {96} same conclusion, is that of a little girl who, in contrast to the preceding, gave her parents some anxiety because, up to the age of seventeen months, she wouldn't walk. She would stand holding on, but not trust herself to her feet alone. One noon her father came in from his work and, removing his cuffs, laid them on the table. The little girl crept to the table, and raised herself to a standing position, holding on to the table. She then took a cuff in one hand, and inserted the other hand into it, thus, for the first time, standing unsupported. She put on the other cuff in like manner, and then marched across the room, as proud as you please. For a few days she could walk only with cuffs, but after that was able to dispense with them. There are a few other cases, differing in details, but agreeing on the main point, that the baby walked well on its first trial and went through nothing that could properly be interpreted as a process of learning.
Another quite different case, but leading to the same conclusion, is that of a little girl who, unlike the previous example, caused her parents some anxiety because she wouldn’t walk until she was seventeen months old. She would stand while holding on to something but wouldn’t trust herself to stand on her own. One noon, her father came home from work, took off his cuffs, and laid them on the table. The little girl crawled to the table and pulled herself up to a standing position while holding on. She then took one cuff in one hand and slid her other hand into it, thus, for the first time, standing unsupported. She put on the other cuff in the same way and then proudly marched across the room. For a few days, she could only walk with the cuffs, but after that, she was able to do without them. There are a few other cases that differ in details but agree on the main point that the baby walked well on the first try and didn’t go through any process that could be seen as learning.
It would really be very surprising if the human infant were left to learn locomotion for himself, while all other animals have this power by nature. Just because the human infant matures slowly, and learns a vast deal while maturing, is no reason for overlooking the fact that it does mature, i.e., that its native powers are gradually growing and reaching the condition of being ready for use. The most probable conception of "learning to walk," in the light of the evidence, is about as follows. At the age when the child's bones and muscles have become strong enough for walking, the nerve connections for coördinating this complex movement have also just about reached the stage of development when they are ready for business. The numerous synapses in the nerve centers that must be traversed by nerve currents in order to arouse the muscles to this particular act are not, we may suppose, all ready at the same instant, and it takes some little time for them to pass from {97} the stage when they will first conduct to the stage when, having grown more, they conduct perfectly. In other words, the neural mechanism for walking can function imperfectly before it can function perfectly. It takes several weeks of growth to pass from the barely functional condition to the fully functional condition; and it is during these weeks that the child seems to be learning to walk, while really his exercise of the partially developed neural mechanisms has no effect except to hasten their growth to some extent.
It would be pretty surprising if a human baby had to figure out how to walk on their own, while all other animals have this ability naturally. Just because human babies develop slowly and learn a lot as they grow doesn’t mean we should ignore the fact that they do grow up, meaning their natural abilities are gradually developing and getting ready to be used. The most likely understanding of "learning to walk," based on the evidence, is something like this. By the time a child's bones and muscles are strong enough to walk, the nerve connections needed to coordinate this complex movement have also developed to the point where they're ready to function. The many synapses in the nerve centers that nerve signals must travel through to trigger the muscles for this specific action are probably not all ready at the same time, and it takes a little while for them to move from {97} the stage where they can first work to the stage where, after more development, they work perfectly. In other words, the mechanism in the brain for walking can operate imperfectly before it can work perfectly. It can take several weeks of growth to go from a barely functioning state to a fully functioning one; and during these weeks, the child appears to be learning to walk, while in reality, their practice of the partially developed neural mechanisms mainly helps speed up their growth to some extent.
Universality as a Criterion of Native Reactions
The fundamental sign or criterion of a native trait, in accordance with what we have been saying, is that it shall make its appearance when there has been no chance to acquire it through experience. This is the one perfect criterion; but unfortunately it cannot always be applied, especially with a slowly maturing and much-learning species such as the human. We need other criteria, and one of some value is the criterion of universality.
The basic sign or test of a native trait, based on what we've been discussing, is that it shows up when there hasn't been a chance to learn it through experience. This is the only reliable standard; however, it's not always applicable, particularly with a slowly developing and heavily learning species like humans. We require additional criteria, and one that holds some importance is the criterion of universality.
Consider, for example, the attraction between the sexes, and ask whether this represents a native tendency, or whether each individual acquires it, as he does his "native language", by learning from his elders. Before the body reaches sexual maturity, there has been abundant opportunity for the quick-learning child to observe sex attraction in older people. Yet it is highly improbable that the liking for the other sex which he begins to show strongly in youth is simply an acquired taste. It is improbable because the attraction between the sexes is so universal not only among mankind but among birds and mammals and, indeed, practically throughout the animal kingdom.
Consider, for example, the attraction between men and women, and ask whether this is a natural tendency or whether each person learns it, like they do their "native language," by watching their elders. Before reaching sexual maturity, a quick-learning child has plenty of chances to see sexual attraction in older individuals. Still, it's unlikely that the desire for the opposite sex that starts to emerge strongly in youth is just a learned preference. It's unlikely because the attraction between the sexes is so universal, not only among humans but also among birds, mammals, and indeed, almost throughout the entire animal kingdom.
Fighting is a similar case. Not so universal as the sex instinct, it still appears almost universally among birds and mammals.
Fighting is a similar situation. Not as universal as the sex drive, it still happens almost universally among birds and mammals.
The human individual is an animal, and some of his native traits are universal among animals. He is a vertebrate, and some of his traits, though not present in all animals, are universal among vertebrates. He is a mammal, with mammalian traits; a primate, with primate traits; a man with human traits; a Chinaman or Indian or European with racial traits; belongs to a more or less definite stock or breed within the race, and possesses the traits that are common to members of that stock; and the same with family traits. The criterion of universality, in the light of these facts, comes down to this: that when all individuals having the same descent show a trait in common, that trait is to be regarded as belonging to their native constitution--unless evidence can be brought forward to the contrary.
The human being is an animal, and some of his innate characteristics are universal among animals. He is a vertebrate, and while not all animals share his traits, they are common among vertebrates. He is a mammal, with traits typical of mammals; a primate, with traits typical of primates; a man, with human traits; a Chinese person or Indian or European, with racial traits; he belongs to a more or less defined group or breed within the race, and has the traits that are shared by members of that group; and the same goes for family traits. The standard for universality, based on these facts, boils down to this: that when all individuals with the same ancestry show a common trait, that trait should be seen as part of their inherent nature—unless there’s evidence to suggest otherwise.
Smoking is universal among many Malay peoples, but we know, as a historical fact, that it was introduced among them after the discovery of America, not very many generations ago. Superstition is universal among some peoples, but we see the superstitious beliefs and practices taught by the older to the younger generation. Similarly with any specific language. It may very well be true in such cases that the universal practice appeals to some native tendency of the people; but the specific practice is handed down by tradition and not by inheritance.
Smoking is common among many Malay people, but we know from history that it was introduced to them after the discovery of America, not too many generations ago. Superstition is common among some cultures, but we see the superstitious beliefs and practices passed down from the older to the younger generation. The same goes for any specific language. It’s likely that the universal practice speaks to some natural tendency of the people; however, the specific practice is transmitted through tradition and not through inheritance.
Some Native Traits Are Far from Being Universal
Though the universality of a trait creates a certain presumption in favor of its being native, the opposite is not always true, for a trait may be native and yet appear in only a fraction of those who have a common descent. Eye color is certainly native, and yet one of two brothers may have blue eyes and the other brown. Mental deficiency runs in families, but usually some members of such families have {99} normal mentality. Genius is almost certainly a native trait, but it is the reverse of universal. The fact is that, along with certain traits that appear in all, the native constitution of a stock provides also for traits that appear only sporadically. Enough has been said to show that the criterion of universality is one that needs to be applied with judgment.
Though the universality of a trait suggests that it’s likely innate, the opposite isn’t always true; a trait can be innate and still show up in only a small number of people sharing a common ancestry. Eye color is definitely innate, yet one brother might have blue eyes while the other has brown. Mental deficiency can be common in families, but usually some members of those families have {99} normal mental capacity. Genius is very likely an innate trait, but it’s not universal. The reality is that, alongside certain traits that everyone exhibits, the innate constitution of a lineage also includes traits that appear only occasionally. It has been established that the criterion of universality should be applied thoughtfully.
Why Acquired Traits Differ from One Individual to Another
Acquired traits are on the whole much less universal, much more individual, than native traits. They are readjustments of the individual to environmental conditions; and, as the environment varies, so the adjustments vary, even when native traits are the same. Acquired traits are often specializations of the native traits, as any specific language is a specialization of the vocal utterances that are native and common to all men, and as the peculiar gait of an individual is a specialization of the universal walking movement. The gait differs with the environmental differences to which the individual has adapted himself, and will be different in one who has been accustomed to walk over rough ground and in one whose walking has been done on the city streets.
Acquired traits are generally less universal and more individual than native traits. They represent how a person adjusts to their environment; as the environment changes, so do these adjustments, even if the native traits remain the same. Acquired traits often refine native traits, just like any specific language is a refinement of the vocal sounds that are inherent and common to all humans, and how an individual's unique way of walking is a refinement of the general walking movement. The way someone walks can vary based on the environmental factors they've adapted to, and it can look different for someone used to walking on rough terrain compared to someone who mainly walks on city streets.
Acquired traits are not independent of native, but are developed on the basis of the native traits. They are acquired not by laying aside native tendencies and working out something entirely new, but by acting in accordance with the native tendencies and making such readjustments as the environment demands. The acquisition of mental traits is accomplished by the process of learning, and we shall later have abundant occasion to examine it in more detail.
Acquired traits are not separate from natural ones; instead, they develop based on innate characteristics. They aren't gained by abandoning native tendencies and creating something entirely new, but by acting in line with those native tendencies and making adjustments as required by the environment. The development of mental traits happens through the process of learning, and we will have plenty of opportunities to explore this in greater detail later on.
What Mental Traits Are Native?
For the present, let us simply take a brief survey of the mental field, and notice what types of reactions are native and what acquired. On the motor side, the reflexes are native, while habitual and skilled movements are acquired. On the sensory side, nature provides the use of the sense organs and the sensations immediately resulting from their stimulation. The baby responds to touch, warmth, cold, sound and light as soon as it is born, or practically so, and undoubtedly has the corresponding sensations. In other words, the rudiments of seeing, hearing, etc., are provided by nature. But when we say, "I see a dog" we mean more than that we are getting certain visual sensations; we mean that we see a known object or known sort of object. This implies recognition of the object, either as an individual thing or as one of a class; and this the baby can scarcely be supposed to do at first. He sees the dog to the extent that he responds by visual sensations to the light coming from the dog, but not to the extent that he recognizes the dog as a dog. In short, the meanings of sensations are acquired, though the sensations themselves are native.
For now, let's quickly take a look at the mental landscape and observe the types of reactions that are innate versus those that are learned. On the motor side, reflexes are innate, while habitual and skilled movements are learned. On the sensory side, we are born with the ability to use our sense organs and the sensations that come from their stimulation. A baby reacts to touch, warmth, cold, sound, and light as soon as it's born, or nearly so, and clearly has the associated sensations. In other words, the basics of seeing, hearing, and so on are provided by nature. However, when we say, "I see a dog," we mean more than just experiencing certain visual sensations; we mean that we see a familiar object or a type of object we recognize. This implies that we recognize the object, either as a specific item or as part of a category, and it's unlikely that a baby can do this right away. The baby sees the dog to the extent that it responds with visual sensations to the light reflecting off the dog, but it does not recognize the dog as a dog yet. In short, the meanings of sensations are learned, while the sensations themselves are innate.
Things come to be known by use of the senses, and when thus known are not only recognized when present, but also remembered and thought of when they are not present to the senses. Such memories and items of knowledge, dependent as they are on experience, are to be reckoned among the acquired reactions. Ideas or conceptions of things also belong here.
Things are understood through the senses, and once we know them, we don’t just recognize them when they're there, but we also remember and think about them when they aren't. These memories and bits of knowledge, based on experience, are considered learned responses. Ideas or concepts of things also fall into this category.
Of the emotions, some are called "primary" or native--anger and fear are examples--while others result from the compounding of these primary emotions and are therefore acquired. As people and things come to be known, emotional reactions become attached to them, and give what {101} are often named "sentiments", such as love for this person, contempt for that one, family pride, patriotism. These sentiments, bound up as they are with knowledge and ideas, are certainly acquired.
Of the emotions, some are called "primary" or native—anger and fear are examples—while others arise from the combination of these primary emotions and are therefore learned. As people and things are understood, emotional reactions attach to them, creating what are often referred to as "sentiments," like love for one person, contempt for another, family pride, and patriotism. These sentiments, intertwined as they are with knowledge and ideas, are definitely learned.
Closely akin to the primary emotions are the native impulses, as the impulse to eat, to cry, to laugh, to escape from danger, to resist external compulsion and to overcome obstacles. The native impulses are the raw material out of which the numerous acquired desires of child and adult are formed. One sort of native impulse is the impulse to notice or pay attention to certain sorts of stimuli. These native interests of the child give birth to the various specialized interests of the adult. The baby's attention to a bright light represents a native interest; the older child's fixing his eyes on a dark brown piece of chocolate represents an acquired interest which has developed in a way that is easy to understand.
Closely related to primary emotions are natural impulses, such as the urge to eat, cry, laugh, escape danger, resist outside pressure, and overcome obstacles. These natural impulses serve as the raw material from which the many learned desires of both children and adults are formed. One type of natural impulse is the drive to notice or focus on specific kinds of stimuli. These native interests in children lead to the various specialized interests in adults. A baby's attraction to a bright light is a natural interest, while an older child's fixation on a dark brown piece of chocolate demonstrates an acquired interest that develops in an understandable way.
Finally, we must count among the native traits of the individual his inherited aptitudes for certain kinds of work. One child shows a natural aptitude for music, another for acting, another for mathematics, another for mechanical things, another for language, and so on. As any of these "natural gifts" is present in some degree in nearly all members of the human family, and not to anything like the same degree in animals, they are the characteristically human traits. It is on the basis of such native aptitudes that each individual proceeds, through the processes of learning, to build up his various acquired abilities, such as the ability to sing, to speak a certain language, to add, to work with tools, to perform athletic feats, and to take part in social activities of various sorts.
Finally, we need to recognize that among the innate qualities of a person are their inherited talents for certain types of work. One child has a natural talent for music, another for acting, another for mathematics, another for mechanics, another for languages, and so on. Since these "natural gifts" exist to some extent in almost every person, and are not found to the same degree in animals, they are distinctly human traits. It is based on these innate abilities that each individual learns to develop various acquired skills, like singing, speaking a particular language, adding numbers, using tools, performing athletic activities, and participating in different social events.
Our next task will be to examine more closely the native equipment of man, and after that to take up the process of learning, which is the way reactions are acquired. First the native, then the acquired. The acquired is based upon {102} the native. Acquired reactions are indeed so numerous that we cannot attempt even to list them all, let alone examine each one separately; but we can at least study the way in which they are acquired. Native reactions are much less numerous, so that the student may hope to obtain a fairly comprehensive survey of this field, though, of course, without much detail.
Our next task will be to take a closer look at the natural abilities of humans, and then we'll discuss the process of learning, which is how reactions are formed. First the natural, then the learned. The learned is based on {102} the natural. There are so many learned reactions that we can’t even attempt to list them all, let alone examine each one individually; but we can at least study the way in which they are learned. Natural reactions are much fewer in number, so students may hope to get a fairly broad overview of this area, although, of course, without much detail.
The general plan of this book, then, is as follows. Up to this point, it has been providing a stock of methods and general conceptions to serve as tools in psychological study: consciousness and behavior, the introspective and objective methods, reactions and tendencies to reaction, native and acquired, and the part played by the nervous system. Next comes a survey of reactions provided by the native constitution, and after that a study of the process of learning or acquiring reactions. Finally, there are several chapters devoted to such topics as imagination, reasoning and will, which are ways in which the individual utilizes his whole equipment, native and acquired, in meeting the exigencies of life.
The overall plan of this book is as follows. So far, it has been offering a range of methods and general ideas to act as tools in psychological research: consciousness and behavior, introspective and objective methods, reactions and tendencies to react, innate and learned behaviors, and the role of the nervous system. Next, it will review reactions based on innate factors, followed by an exploration of the process of learning or acquiring reactions. Finally, several chapters will focus on topics like imagination, reasoning, and will, which are ways individuals use their entire set of skills, both innate and learned, to handle life's challenges.
EXERCISES
1. Outline the chapter.
2. When does the individual come into existence as an individual?
When does he begin to acquire traits? How long does he continue to
unfold his native traits, and how long does he continue to acquire
traits?
3. Which of the following elements of spoken language are native,
and which acquired?
1. Outline the chapter.
2. When does a person become an individual? When do they start to develop their traits? How long do they continue to reveal their innate traits, and how long do they keep acquiring new ones?
3. Which of the following elements of spoken language are natural, and which are learned?
(a) Production of voice by the vocal cords and air blast from the lungs.
(b) Varying the voice in loudness.
(c) Varying the voice in pitch.
(d) Production of vowels by different positions of the mouth.
(e) Production of consonants by lip and tongue movements.
(f) Combination of vowels and consonants into words.
(g) Combination of words into idioms and grammatical sentences,
(h) Attachment of meanings to words.
(i) Sweet-toned voice.
(j) Nasal twang.
(k) Fluency in speaking.
(a) Making sound with the vocal cords and airflow from the lungs.
(b) Changing the volume of the voice.
(c) Changing the pitch of the voice.
(d) Producing vowels by adjusting the mouth's position.
(e) Producing consonants through lip and tongue movements.
(f) Combining vowels and consonants to form words.
(g) Combining words into phrases and complete sentences,
(h) Assigning meanings to words.
(i) Pleasant-sounding voice.
(j) Nasal tone.
(k) Smoothness in speaking.
4. In each of the following reactions, decide whether the connection of stimulus and response is probably native or acquired:
4. In each of the following reactions, determine whether the link between stimulus and response is likely innate or learned:
Stimulus | Response |
(a) a sudden noise | starting |
(b) a bright light | blinking |
(c) a bright light | shading your eyes |
(d) cold | putting on coat |
(e) cold | shivering |
(f) sight of a ball | reaching for it |
(g) ball in the hand | throwing it |
(h) slipping | righting yourself |
(i) row of objects | counting them |
(j) insulting language | anger |
REFERENCES
Edward L. Thorndike, in Chapter I of his Educational Psychology, Briefer Course, 1914, gives a general survey of the native factors in mental life and behavior.
Edward L. Thorndike, in Chapter I of his Educational Psychology, Briefer Course, 1914, provides an overview of the inherent factors in mental life and behavior.
Hollingworth and Poffenberger, in their Applied Psychology, 1917, devote Chapters II and III to the matter of mental heredity.
Hollingworth and Poffenberger, in their Applied Psychology, 1917, dedicate Chapters II and III to the topic of mental heredity.
Norsworthy and Whitley, in their Psychology of Childhood, devote Chapters I and II to "original nature".
Norsworthy and Whitley, in their Psychology of Childhood, dedicate Chapters I and II to "original nature".
C. B. Davenport, in his Heredity and Eugenics, presents evidence of the importance of heredity in determining mental and moral traits.
C. B. Davenport, in his Heredity and Eugenics, shows evidence of how important heredity is in shaping mental and moral traits.
Yerkes and Bloomfleld, in a short article in the Psychological Bulletin for 1910, Vol. 7, pp. 253-263, under the title, "Do Kittens Instinctively Kill Mice?", furnish a good illustration of the method employed in distinguishing native from acquired reactions.
Yerkes and Bloomfield, in a brief article in the Psychological Bulletin for 1910, Vol. 7, pp. 253-263, titled "Do Kittens Instinctively Kill Mice?", provide a strong example of the method used to differentiate between instinctive and learned behaviors.
CHAPTER VI
INSTINCT
CONDUCT AS DETERMINED BY NATIVE REACTION-TENDENCIES
Instinct is native behavior. It is contrasted with habit, knowledge, or anything in the way of learned reactions. When the mother wasp gathers a store of food suitable for young wasps, lays eggs beside the food and covers the whole with a wall of mud, we know that her behavior is instinctive because she has had no possible chance to learn from older wasps. She has never seen a wasp's nest made, for when the last preceding crop of nests was being made she was herself an unhatched egg. Therefore, she cannot possibly know the use of the nest with its eggs and store of food. She has no "reason" for building the nest, no ulterior purpose, but is impelled to build the nest, simply and solely for the sake of doing just that thing. Thus instinct is contrasted with calculated or reasoned action as well as with learned action. Calculated action is based on knowledge of cause and effect, and this knowledge is acquired by the individual in the course of his experience; but instinct is not based on the individual's experience, but only on his native constitution.
Instinct is natural behavior. It's different from habits, knowledge, or any learned responses. When a mother wasp collects food for her baby wasps, lays eggs next to the food, and covers everything with a wall of mud, we recognize her actions as instinctive because she hasn't had the opportunity to learn from other wasps. She has never seen a wasp's nest being built; when the last nests were created, she was still an unhatched egg. So, she can't possibly understand the purpose of the nest with its eggs and food supply. She has no "reason" for constructing the nest, no hidden agenda, but feels driven to build it purely for the act itself. In this way, instinct is different from both calculated or reasoned actions and learned behaviors. Calculated actions rely on knowledge of cause and effect, which the individual gains through experience; however, instinct is not influenced by personal experience, but solely by inherent nature.
The case of the baby eating is exactly the same as that of the wasp. The baby has not learned to eat, he knows nothing of the use of food and therefore has no ulterior purpose in eating, he does not reason about the matter, but eats simply because hunger is a native impulse to eat. {106} Eating is an end in itself to a hungry baby, and not a means to some further end; and that is what eating continues to be even to the hungry adult, however much he may learn about the use of food in maintaining life. From a broad philosophical point of view, instinct may be seen to work towards some great end, such as the preservation of the individual or the propagation of the race, but from the individual's own point of view, it is directed simply towards the performance of some particular act, or the accomplishment of some particular result.
The situation with the baby eating is just like that of the wasp. The baby hasn't learned how to eat; he knows nothing about the purpose of food and thus doesn’t have any ulterior motive for eating. He doesn’t think about it; he just eats because hunger drives him to. {106} For a hungry baby, eating is its own goal, not a means to achieve something else. This is still true for hungry adults, no matter how much they learn about food’s role in staying alive. From a broader philosophical perspective, instincts may be aimed at significant goals, like keeping individuals alive or ensuring the survival of the species, but from an individual's perspective, those instincts are simply focused on carrying out a specific action or achieving a particular outcome.
If instinct, as a collective term, means native behavior, "an instinct" is a unit of such behavior. Or, it is some unit of native organization that equips the individual to behave in a certain way. Different species of animals have different instincts, i.e., they are differently organized by nature. The differences of organization lie partly in the equipment of sense organs, partly in the equipment of motor organs, and partly in the nerves and nerve centers that, being themselves aroused by way of the sense organs, in turn arouse the motor organs.
If instinct, as a general term, refers to natural behavior, "an instinct" is a specific form of that behavior. It represents a type of innate organization that enables an individual to behave in a certain way. Different animal species have different instincts, meaning they are organized by nature in various ways. These organizational differences come from the development of sensory organs, the structure of motor organs, and the arrangement of nerves and nerve centers that, stimulated by the sensory organs, then activate the motor organs.
The dependence of instinct on sensory equipment becomes clear when we think of animals possessing senses that human beings lack. The instinct of dogs to follow the scent depends on their keen sense of smell. Bees have something akin to a sense of taste in their feet, and follow their own trails by tasting them. Fishes have special sense organs along their sides that are stimulated by water currents, and it is in response to this stimulus that the fish instinctively keeps his head turned upstream.
The reliance of instinct on sensory abilities is evident when we consider animals that have senses humans do not. For example, dogs follow scents thanks to their powerful sense of smell. Bees have something like taste receptors in their feet, allowing them to track their paths by tasting them. Fish have special sensory organs along their sides that react to water currents, and it’s this reaction that makes them instinctively turn their heads upstream.
The dependence of instinct on motor equipment is still more obvious. The flying instinct of birds depends on the possession of wings, and the swimming instinct of the seal depends on the fact that his limbs have the peculiar form of flippers. The firefly instinctively makes flashes of light, {107} and the electric eel instinctively discharges his electric organ and gives his enemy a shock.
The reliance of instinct on physical capabilities is even more apparent. Birds rely on their wings to fly, and seals depend on their flipper-like limbs to swim. The firefly instinctively produces flashes of light, {107}, and the electric eel instinctively releases electricity from its organ to shock its prey.
But the core of an instinct is to be sought in the nerve centers, since it is there that the coördination of the muscles is accomplished. A wing or flipper would be of no use unless its muscles were excited to action by the nerve centers, and it would be of very little use unless the nerve centers were so organized as to arouse the muscles in a certain combination, and with a certain force and rhythm. In terms of the nervous system, an instinct is the activity of a team of neurones so organized, and so connected with muscles and sense organs, as to arouse certain motor reactions in response to certain sensory stimuli.
But the essence of an instinct lies in the nerve centers, where muscle coordination happens. A wing or flipper would be useless unless the nerve centers activated its muscles, and it wouldn't be very effective unless those nerve centers were structured to trigger the muscles in a specific combination, with particular force and rhythm. In terms of the nervous system, an instinct is the activity of a network of neurons that are organized and connected with muscles and sensory organs to produce certain movements in response to specific sensory signals.
The Difference Between an Instinct and a Reflex
What we have said regarding instinct thus far could equally well be said of reflex action. A reflex is a native reaction, and it is taken care of by a team of neurones in the way just stated. We might speak of a reflex as "instinctive", using this adjective as equivalent to "native"; but we should shrink for some reason from speaking of the pupillary reflex to light as an instinct, or of the "knee jerk instinct", or the "swallowing instinct", or the "flexion instinct". There is some difference between the typical reflex and the typical instinct, though it is not very obvious what the difference is.
What we’ve said about instinct so far could just as easily apply to reflex actions. A reflex is a natural response, and it’s managed by a group of neurons in the way previously mentioned. We could refer to a reflex as "instinctive," using that term to mean "natural"; however, we might hesitate to call the pupillary reflex to light an instinct, or the "knee-jerk instinct," or the "swallowing instinct," or the "flexion instinct." There’s some distinction between a typical reflex and a typical instinct, though it’s not entirely clear what that difference is.
The typical reflex is a much simpler act than the typical instinct, but it is impossible to separate the two classes on this basis. At the best, this would be a difference of degree and not of kind. Among reflexes, some are simpler than others, but even the simplest is compound in the sense of being a coördinated movement. The knee jerk is simpler than the flexion reflex, and this is simpler than the scratch {108} reflex, which consists of a rapid alternation of flexion and extension by one leg, while the other is stiffly extended and supports the trunk. Coughing, which would be called a reflex rather than an instinct, consists of a similar alternation of inspiration and forced expiration, and swallowing consists of a series of tongue, throat and gullet movements. These compound reflexes show that we cannot accept the simple definition that is sometimes given for an instinct, that it is a compound of reflexes. Such a definition would place coughing and swallowing among the instincts, and so do violence to the ordinary use of the word. In point of complexity, we find a graded series ranging from the pupillary reflex at one extreme to the nesting or mating instinct at the other, and no sharp line can be drawn on this score between the reflexes and the instincts.
The typical reflex is a simpler action than the typical instinct, but it’s hard to completely separate the two categories based on this. At best, the difference is a matter of degree rather than a difference in type. Among reflexes, some are simpler than others, but even the simplest one involves coordinated movement. The knee jerk reflex is simpler than the flexion reflex, and the flexion reflex is simpler than the scratch reflex, which involves a quick back-and-forth movement of one leg while the other leg is stiffly extended to support the body. Coughing, which is considered a reflex rather than an instinct, involves a similar back-and-forth movement of inhaling and forcing air out, while swallowing consists of a series of movements involving the tongue, throat, and esophagus. These complex reflexes demonstrate that we can’t accept the simple definition sometimes given for an instinct, stating that it’s a combination of reflexes. Such a definition would incorrectly categorize coughing and swallowing as instincts, which goes against how the term is typically used. In terms of complexity, we see a range from the pupillary reflex at one end to nesting or mating instincts at the other end, and no clear line can be drawn between reflexes and instincts based on this criterion.
Another distinction has been attempted on the basis of consciousness. Typically, it may be said, a reflex works automatically and unconsciously, while an instinct is consciously impulsive. The reflex, accordingly, would be an unconscious reaction, the instinct a conscious reaction. But this distinction also breaks down on examination of cases. The pupillary reflex, to be sure, is entirely unconscious. But the flexion reflex is a little different. When unimpeded, it occurs so promptly that we are scarcely aware of the painful stimulus before the reaction has occurred. But let the reaction be hindered--either voluntarily or, for instance, by the foot being seized and held--and a strong conscious impulse is felt to pull the leg away; so that here the flexion reflex would belong among the instincts, according to the proposed distinction.
Another distinction has been attempted based on consciousness. Generally speaking, a reflex operates automatically and without awareness, while an instinct is a conscious impulse. Thus, a reflex would be an unconscious reaction, and an instinct would be a conscious reaction. However, this distinction also breaks down when we examine specific cases. The pupillary reflex is completely unconscious. But the flexion reflex is slightly different. When it's not interrupted, it happens so quickly that we barely notice the painful stimulus before the reaction occurs. But if the reaction is blocked—either voluntarily or, for example, by holding the foot—there’s a strong conscious urge to pull the leg away; so here, the flexion reflex could be categorized as an instinct based on the proposed distinction.
Similar remarks would apply equally well to coughing, since a strong impulse to cough is felt if the coughing movement is checked. Sneezing, a protective reflex, is usually a slow reaction, giving time for a conscious impulse to {109} sneeze before the reaction takes place. The same is true of scratching and of swallowing, and of a number of other reflexes. In short, it is impossible to draw a satisfactory line between reflexes and instincts on the basis of conscious impulse.
Similar comments apply to coughing, as there’s a strong urge to cough when the coughing motion is hindered. Sneezing, a protective reflex, is typically a slow response, allowing time for a conscious desire to {109} sneeze before the reaction occurs. The same goes for scratching, swallowing, and several other reflexes. In summary, it’s impossible to clearly define the difference between reflexes and instincts based on conscious impulse.
These cases point the way, however, to what is probably the best distinction. It was when the flexion reflex was delayed that it began to look like an instinct, and it was because sneezing was a slow response that it had something of the character of an instinct. Typically, a reflex is a prompt reaction. It occurs at once, on the occurrence of its stimulus, and is done with. What is characteristic of the instinct, on the contrary, is the persisting "tendency", set up by a given stimulus, and directed towards a result which cannot be instantly accomplished.
These cases indicate the best distinction. It was when the flexion reflex was delayed that it started to resemble an instinct, and it was because sneezing was a slow reaction that it had some qualities of an instinct. Normally, a reflex is an immediate response. It happens right away when the stimulus occurs, and it’s over. In contrast, what defines an instinct is the ongoing "tendency" created by a specific stimulus, aimed at achieving a result that can't be accomplished instantly.
An Instinct Is a Native Reaction-Tendency
We would propose, then, to consider an instinct as an inner adjustment, or tendency to reaction. It is this, rather than just a reaction. When a stimulus promptly arouses a reaction, and that ends the matter, we speak of reflex action--provided, of course, the connection between stimulus and response is native. But when a stimulus sets up a tendency to a reaction that cannot be immediately executed, or towards an end-result which cannot immediately be reached, and when the tendency so aroused persists for a time in activity, and gives rise to preparatory reactions, then we speak of instinct.
We would suggest considering an instinct as an internal adjustment or tendency to react. It's more than just a reaction. When a stimulus quickly triggers a response and that's the end of it, we call that reflex action—assuming, of course, that the connection between stimulus and response is natural. However, when a stimulus creates a tendency to react that can't be executed right away, or leads to an outcome that can't be achieved immediately, and when that tendency remains active for some time, causing preparatory reactions, we refer to that as instinct.
The "broody" hen makes a good picture of instinct. When in this condition she responds to a nestful of eggs, as she does not at other times, by sitting persistently on them and keeping them covered. She is in a certain "organic state" that facilitates this response. In the absence {110} of any nestful of eggs, she shows a peculiar restless behavior that indicates to one who knows hens that this one "wants to set." The tendency that has been awakened in her cannot be satisfied by any momentary act, but persists and governs her actions for a considerable period.
The "broody" hen is a perfect example of instinct. When she’s in this state, she reacts to a nest full of eggs in a way she doesn’t at other times, by sitting on them consistently and keeping them covered. She’s in a specific "organic state" that makes this response easy for her. Without any eggs to sit on, she displays a unique restless behavior that signals to someone familiar with hens that she "wants to nest." The urge that has been triggered in her cannot be fulfilled by just a quick action; it lasts and influences her behavior for quite a while.
The nesting instinct of birds affords a still more complete example. The end-result here, the finished nest, cannot be instantly had, and the pair of birds keep on gathering materials and putting them together until this end-result is present before their eyes. It is not necessary to suppose that the birds have any plan or mental image of what the nest is to be like; probably not. But their state, in the nest-building season, is such that they are impelled to build, and the tendency is not quieted till the completed nest is there.
The nesting instinct of birds provides an even clearer example. The final result, the finished nest, isn’t something that can be achieved immediately, and the pair of birds continue to gather materials and assemble them until the completed nest is in front of them. It’s not necessary to assume that the birds have a specific plan or mental picture of what the nest will look like; in fact, they probably don’t. However, during the nesting season, they are driven to build, and this urge isn’t satisfied until the nest is complete.
The mating instinct, in unsophisticated members of the human species, is another perfect example. So is the hunting instinct in a dog; when this instinct is aroused, the animal makes a lot of movements of various sorts, responses to various particular stimuli, but evidently these movements are not sufficient to quiet the tendency, for they continue till the prey is captured. The behavior of a gregarious animal when separated from his fellows shows the same sort of thing. Take a young chick out of the brood and fence it away from the rest. It "peeps" and runs about, attacking the fence at different points; but such reactions evidently do not bring satisfaction, for it varies them until, if a way out of the inclosure has been left, it reaches the other chicks, when this series of acts terminates, and gives way to something quite different, such as pecking for food.
The mating instinct in less developed humans is a great example of this. The same goes for a dog's hunting instinct; when this instinct kicks in, the animal makes a variety of movements in response to specific triggers, but these actions aren't enough to calm the urge, so they keep going until they catch their prey. Similarly, when a social animal is separated from its group, it shows the same behavior. For instance, if you take a young chick away from its group and isolate it, it will "peep" and run around, trying to break through the fence at different spots; but these actions clearly don't satisfy it, so it tries different approaches until, if there's a way out of the enclosure, it reaches the other chicks. At that point, this series of actions ends and is replaced by something completely different, like pecking for food.
The persisting tendency does not produce the series of movements all by itself, but, as was explained in speaking of tendencies in general, coöperates with sensory stimuli in producing them. Clearly enough, the nest-building bird, {111} picking up a twig, is reacting to that twig. He does not peck at random, as if driven by a mere blind impulsion to peck. He reacts to twigs, to the crotch in the tree, to the half-built nest. Only, he would not react to these stimuli unless the nesting fit were on him. The nest-building tendency favors response to certain stimuli, and not to others; it facilitates certain reactions and inhibits others. It facilitates reactions that are preparatory to the end-result, and inhibits others.
The ongoing tendency doesn’t create movements all on its own; instead, as explained when discussing tendencies in general, it works together with sensory stimuli to produce them. It’s clear that the nest-building bird, {111} picking up a twig, is responding to that twig. He doesn’t just peck randomly, as if he’s compelled by a blind urge to peck. He responds to twigs, the fork in the tree, and the half-built nest. However, he wouldn’t respond to these stimuli unless he was in the nesting mood. The nest-building tendency promotes responses to certain stimuli and not others; it encourages specific reactions while inhibiting others. It supports reactions that are preparatory to the final outcome and suppresses others.
Fully and Partially Organized Instincts
Insects afford the best examples of very highly organized instincts. Their behavior is extremely regular and predictable, their progress towards the end-result of an instinct remarkably straightforward and sure. They make few mistakes, and do not have to potter around. By contrast, the instincts of mammals are rather loosely organized. Mammals are more plastic, more adaptable, and at the same time less sure; and this is notably true of man. It would be a mistake to suppose that man has few instinctive tendencies; perhaps he has more than any other creature. But his instinctive behavior has not the hard-and-fast, ready-made character that we see in the insects. Man is by all odds the most pottering, hem-and-hawing of animals. Instinct does not lead him straight to his goal, but makes him seek this way and that till he finds it. His powers of observation, memory and thought are drawn into the game, and thus instinct in man is complicated and partly concealed by learning and reasoning.
Insects provide the best examples of highly organized instincts. Their behavior is very consistent and predictable, and their progression towards the end goal of an instinct is remarkably direct and certain. They make few mistakes and don’t waste time. In contrast, the instincts of mammals are more loosely organized. Mammals are more flexible and adaptable, but at the same time, less certain; this is especially true for humans. It would be a misconception to think that humans have few instinctive tendencies; in fact, they might have more than any other creature. However, human instinctive behavior isn’t as clear-cut and predefined as what we see in insects. Humans are by far the most indecisive animals. Instinct doesn’t lead them straight to their objective but makes them explore various paths until they find it. Their abilities to observe, remember, and think become part of the process, so instinct in humans is complicated and somewhat hidden by learning and reasoning.
For example, when an insect needs a nest, it proceeds in orderly fashion to construct a nest of the pattern instinctive to that species of insect; but when a man needs a home, he goes about it in a variable, try-and-try-again {112} manner, scheming, experimenting, getting suggestions from other people, and finally producing--a dugout, a tree house; a wigwam, a cliff dwelling--something that differs altogether from many other human habitations, except in the fact that it is a habitation and thus satisfies a need which is undoubtedly as instinctive in man as in the insect.
For example, when an insect needs a nest, it methodically constructs one that’s instinctive to its species; but when a person needs a home, they approach it in a flexible, trial-and-error manner, planning, experimenting, getting advice from others, and ultimately creating—a dugout, a treehouse, a wigwam, a cliff dwelling—something that is completely different from many other human dwellings, except for the fact that it is a place to live and thus meets a need that is undoubtedly as instinctive in humans as it is in insects.
A fully organized instinct is one where the necessary preparatory reactions are linked up closely with the main reaction-tendency, so that, once the main tendency is aroused to activity, the preparatory reactions follow with great sureness. The main team of neurones is closely connected with the subordinate teams that give the preparatory reactions; and these connections do not have to be acquired by experience and training, but are well formed by native growth. Just the right preparatory reactions are linked to the main tendency, so that the whole series of acts is run off with great regularity.
A fully organized instinct is one where the necessary preparatory reactions are closely linked to the main reaction tendency, so that once the main tendency is activated, the preparatory reactions follow with confidence. The primary group of neurons is tightly connected to the subordinate groups that handle the preparatory reactions; these connections don't need to be learned through experience or training but are naturally developed. The right preparatory reactions are tied to the main tendency, allowing the entire sequence of actions to occur with great consistency.
In a loosely organized instinct, the main tendency is not firmly linked with any specific preparatory reactions, but is loosely linked with a great many preparatory reactions, and so gives quite variable behavior, which, however, leads on the whole towards the main goal.
In a loosely organized instinct, the main tendency isn't tightly connected to any specific preparatory actions, but is more loosely connected to a wide variety of preparatory actions, resulting in quite variable behavior that generally moves toward the main goal.
While a creature under the spell of a fully organized instinct is busy, one driven by a loosely organized instinct may be better described as restless. He tries this thing and that, and goes through the kind of behavior that is called "trial and error". A closely knit instinct, then, gives a perfectly definite series of preparatory reactions, while a loosely organized instinct gives trial and error behavior. We shall see later how trial and error furnishes a starting point for learning, and how, in an animal that can learn, those among the trial-and-error reactions that are actually preparatory to the end-result become firmly attached to the main tendency, so that what was by native constitution a loosely {113} organized instinct may become, through the individual's experience, a closely organized habit. If a man has occasion to build himself many homes, he comes, after a while, to build almost as uniformly and surely as an insect.
While a creature guided by a well-defined instinct is busy, one driven by a less organized instinct might be better described as restless. He experiments with different things and engages in what’s known as "trial and error." A tightly organized instinct provides a clear series of preparatory reactions, while a loosely organized instinct results in trial and error behavior. Later, we will explore how trial and error serves as a foundation for learning, and how, in an animal capable of learning, the reactions developed through trial and error that actually lead to the desired outcome become strongly linked to the main tendency. Thus, what began as a loosely {113} organized instinct can evolve, through the individual's experiences, into a tightly organized habit. If a person needs to build multiple homes, they will eventually build with almost the same precision and consistency as an insect.
Instincts Are Not Ancestral Habits
The theory of inheritance of acquired traits has gone by the board; biologists no longer accept it. Such traits as an individual's tanned skin acquired by living in the tropics, horny hands acquired by hard labor, immunity to measles acquired by having measles, big muscular development acquired by gymnastics, are not transmitted by heredity to the children of the individual who acquired these traits.
The theory that traits acquired during a person's life can be passed down has been discarded; biologists no longer support it. Traits like a person's tanned skin gained from living in the tropics, tough hands from hard work, immunity to measles developed from having the disease, and strong muscles built from exercise are not inherited by the children of the person who developed these traits.
Nor are acquired behavior traits transmitted by heredity. Learned reactions are not so transmitted, knowledge is not, acquired skill is not. Learn to cook, to typewrite, or pilot an airplane as perfectly as possible, and your child will still have to learn all over again. You may make your experience valuable to him by teaching him, but not in the way of heredity.
Nor are learned behavior traits passed down through genetics. Learned reactions aren't inherited, knowledge isn't passed on, and skills aren't transferred. No matter how well you learn to cook, type, or fly an airplane, your child will still need to learn everything from scratch. You can make your experience useful to them by teaching, but not through heredity.
Language affords a good test of this matter. A child's parents, and all his ancestors for many generations, may have spoken the same language, but that does not relieve the child of the necessity of learning that language. He does not inherit the language habits of his ancestors. He has no native tendency to say "dog", or "chien", or "hund", on sight of this animal. Here in America we have children born of stocks that have spoken foreign languages for many generations; but English becomes their "native tongue" after a generation or two here, that is to say, as soon as the child hears English from infancy.
Language serves as a good test of this idea. A child's parents, along with all their ancestors for many generations, might have spoken the same language, but that doesn’t free the child from having to learn that language. He doesn’t inherit the language habits of his ancestors. He doesn’t have an instinct to say "dog," or "chien," or "hund" when he sees this animal. Here in America, we have children born to families that have spoken foreign languages for many generations; however, English becomes their "native tongue" after a generation or two here, meaning that as soon as the child hears English from infancy, it becomes their first language.
In short, there is no likelihood whatever that any instinct {114} ever originated out of a habit or learned reaction. If we could believe it had so originated, that would furnish an easy explanation of the origin of an instinct; but it is contrary to all the known facts.
In short, there’s absolutely no chance that any instinct {114} ever came from a habit or a learned response. If we could believe it had started that way, it would provide a simple explanation for how an instinct originated; however, it contradicts all the known facts.
Instincts Not Necessarily Useful in the Struggle for Existence
Some of the best-known instincts, such as feeding or mating--or hunting, or flight from danger, or the hibernation of frogs--are so essential for the survival of the individual or the propagation of the next generation that we tend to assume that all instinctive behavior has "survival value", value, that is, towards the survival of the individual or of the race. But this is an assumption, and it seems not to be borne out by actual observations of instinctive behavior, since, along with the definitely useful reactions, others occur that would seem to have no survival value. Perhaps the crowing of the rooster at dawn would be a case in point; or the elaborate bowing that is observed in some kinds of birds. And there are the less definite, rather random movements of squirming, kicking, running about, wrinkling up the face, etc., that appear in young animals. We may well hesitate before definitely asserting that these movements are of no use for survival, but at least their use is not obvious, and there is no reason for assuming that all instinctive behavior must necessarily be useful.
Some of the most well-known instincts, like feeding or mating—or hunting, escaping danger, or the hibernation of frogs—are so crucial for individual survival or the continuation of the species that we often assume all instinctive behaviors have "survival value," meaning they benefit the individual or the species. However, this is an assumption and actual observations of instinctive behavior suggest otherwise. Alongside definitely beneficial reactions, there are others that seem to have no survival value. For example, the crowing of a rooster at dawn might be one such case, or the complicated bowing seen in some bird species. Additionally, young animals display less specific, somewhat random movements like squirming, kicking, running around, or making facial expressions. We might hesitate to claim that these movements are useless for survival, but their purpose is not clear, and there's no reason to assume that every instinctive behavior has to be beneficial.
To be sure, the "struggle for existence" would eliminate individuals who behaved in ways that seriously handicapped them in procuring food or escaping from enemies; and therefore we should not expect to find really harmful instincts preserved in the race. But a mode of behavior might be neutral in this respect, or even slightly disadvantageous, and yet not be weeded out unless the struggle for existence were very keen.
To be clear, the "struggle for existence" would get rid of individuals who acted in ways that severely limited their ability to find food or avoid threats, so we shouldn't expect to see truly harmful instincts passed down in the species. However, a certain behavior might be neutral in this context or even somewhat disadvantageous and still not be eliminated unless the struggle for existence was very intense.
The main point is that the psychologist should take instinctive behavior as he finds it, and not allow himself to be prejudiced by the assumption that instinct must necessarily be useful. That has to be shown in each case, not assumed at the outset.
The main point is that the psychologist should accept instinctive behavior as it is, and not let himself be biased by the belief that instinct has to be useful. That needs to be demonstrated in each instance, not taken for granted from the start.
The So-called Instincts of Self-preservation and of Reproduction
You will hear it stated, by some, that there are just two instincts, and that all instinctive behavior belongs under the head of one or the other of these two. The one is the instinct to preserve one's individual life, and the other is the instinct to propagate the species. Mating, nesting and care of the young come under the reproductive instinct, while feeding, flight from danger, and shunning extreme heat or cold are modes of self-preservation. This seems logical enough, but it is very bad psychology. It amounts to a classification of native reactions from an external point of view, without any consideration of the way the individual is organized.
You might hear some people say that there are only two instincts, and that all instinctual behavior falls under one of these two categories. The first is the instinct to protect one’s own life, and the second is the instinct to reproduce. Activities like mating, building nests, and taking care of young ones fall under the reproductive instinct, while actions such as eating, fleeing from danger, and avoiding extreme temperatures are about self-preservation. This seems reasonable enough, but it's actually poor psychology. It essentially categorizes natural reactions from an outside perspective, without considering how the individual is internally structured.
Perhaps the most obvious objection to these two supposedly all-inclusive instincts is found in what has just been said, to the effect that some instinctive behavior has no known survival value. This amounts to saying that some instincts do not serve either the preservation of the individual or the propagation of the species; and such a statement is probably true, especially of human instincts.
Perhaps the most obvious objection to these two supposedly all-inclusive instincts is what has just been mentioned, namely that some instinctive behaviors have no known survival value. This means that some instincts do not contribute to either the survival of the individual or the reproduction of the species; and this statement is likely accurate, especially regarding human instincts.
But even if this objection should not hold, there is another, more radical one. Neither of these two big "instincts" is a behavior unit in any sense. Take the "instinct of self-preservation", for example. It would certainly have to include both feeding and escape from danger. But feeding and flight from danger do not belong in a single series {116} of acts; they are two distinct series, and represent two distinct tendencies. So distinct are they that, as we shall see in the next chapter, they are antagonistic. If the danger-avoiding tendency is aroused, the whole feeding and digestive activity is checked for the time being. The two instincts are antagonistic, in their actual operation; throw one into action, and you throw the other out. It is only from an external point of view that the two can be classed together; in the organization of the individual they are entirely separate.
But even if this objection doesn’t hold up, there’s a more fundamental one. Neither of these two main "instincts" is a behavioral unit in any way. Take the "instinct of self-preservation," for instance. It would definitely need to encompass both feeding and escaping danger. However, feeding and fleeing from danger don’t belong in the same series {116} of actions; they are two separate series and represent two different tendencies. They are so different that, as we’ll discuss in the next chapter, they are actually conflicting. When the danger-avoiding tendency is triggered, all feeding and digestive activities are temporarily halted. The two instincts conflict in their actual functioning; activate one, and you deactivate the other. They can only be grouped together from an outside perspective; within the individual’s organization, they are completely distinct.
Not much different is the "instinct of reproduction". In birds, to be sure, there is a fairly continuous series of reactions, that begins with mating, continues with nesting, laying eggs and incubating them, and ends in the care of the young birds. But in mammals there is no such continuous series of reproductive acts, but mating comes to a close and an interval elapses in which there is no behavior going on that has anything to do with reproduction.
Not much different is the "instinct of reproduction." In birds, there’s a fairly continuous series of reactions that starts with mating, continues with nesting, laying eggs, and incubating them, and ends with caring for the young birds. However, in mammals, there isn’t such a continuous series of reproductive actions; mating concludes, and then there’s a period where no behaviors related to reproduction occur.
Before giving a detailed list of the various human instincts, we shall do well to consider emotion, which is closely bound up with instinct.
Before providing a detailed list of the different human instincts, we should take a moment to consider emotion, which is closely linked to instinct.
EXERCISES
1. Outline the chapter.
2. Explain the differences between these three;
1. Outline the chapter.
2. Describe the differences between these three;
Action governed by instinct.
Action governed by habit.
Action governed by deliberation.
Action driven by instinct.
Action driven by habit.
Action driven by thought.
3. What is the objection to each of the following expressions?
3. What is the objection to each of the following expressions?
(a) "The ex-soldier instinctively saluted when he met an officer
in the street."
(b) "The bee knows by instinct how to construct the honeycomb."
(a) "The former soldier instinctively saluted when he saw an officer in the street."
(b) "The bee knows instinctively how to build the honeycomb."
4. Why is it so difficult to find a valid distinction between instinct
and reflex action?
5. Why are instincts more universal and uniform than habits?
6. How is instinct an important matter to consider in a study of
human motives?
7. Show how the behavior of a hungry child of six or eight years
fits the picture of a "loosely organized instinct".
4. Why is it so hard to find a clear difference between instinct and reflex actions?
5. Why are instincts more consistent and common than habits?
6. Why is instinct an important factor to look at when studying human motives?
7. Illustrate how the behavior of a hungry child aged six or eight fits the concept of a "loosely organized instinct."
REFERENCES
William James in his Principles of Psychology, 1890, has a very stimulating chapter on instinct, in Vol. II, pp. 383-441.
William James in his Principles of Psychology, 1890, has a very engaging chapter on instinct, in Vol. II, pp. 383-441.
John B. Watson, in Chapters IV and V of his Behavior, 1914, gives a good account of the instincts of animals.
John B. Watson, in Chapters IV and V of his Behavior, 1914, provides a solid overview of animal instincts.
CHAPTER VII
EMOTION
VARIOUS ORGANIC STATES, AND THE CONSCIOUS STATES THAT GO WITH THEM
Joy, sorrow, fear, anger, amusement, disgust and curiosity illustrate the meaning of the term "emotion". An emotion is a "moved" or stirred-up state of mind. Or, since almost any such state of mind includes also elements that are cognitive, like recognition of present objects or memories of the past, we might better speak of emotion as the stirred-up-ness present in a state of mind. The emotional part of the total state may be so strong as to overshadow all other components, or it may have less intensity down to zero.
Joy, sadness, fear, anger, amusement, disgust, and curiosity show what we mean by "emotion." An emotion is a state of mind that is "moved" or stirred up. Additionally, because almost any of these states involves cognitive aspects, like recognizing what’s happening now or recalling past memories, it might be clearer to think of emotion as the level of agitation in a state of mind. The emotional aspect of the overall state can be so intense that it overshadows everything else, or it can be less intense, even to the point of being absent.
Such is emotion from the introspective point of view; but it can also be observed objectively, and in fact there is more to say about it objectively than introspectively. What appears to introspection as the scarcely analyzable state of anger appears to the external observer as clenched fists, flushed face, labored breathing, tense muscles, loud voice, and many other describable details. Anger is a state of the organism, or state of the individual, rather than simply a state of mind.
Emotion can be seen from a self-reflective perspective, but it can also be looked at objectively, and there’s actually more to discuss about it from that angle than from the introspective one. What feels like an almost impossible-to-analyze feeling of anger on the inside shows up to someone watching as clenched fists, a flushed face, heavy breathing, tense muscles, a loud voice, and a bunch of other observable details. Anger is a condition of the whole person, or of the individual, rather than just a mental state.
We shall have a more comprehensive definition, then, if we substitute "state of the individual" for "state of mind", and say that emotion is a stirred-up state of the individual. It is a conscious state, however; an "unconscious emotion" would be practically a contradiction in terms. Not but that a person may be angry without knowing it. He may be {119} "unconscious of the fact" that he is angry; which simply means that he is not introspectively observing himself and analyzing his mental state. But it is impossible that his organic state shall be all stirred up and his mental state meanwhile perfectly calm and intellectual. In short, an emotion is a conscious stirred-up state of the organism.
We can have a clearer definition if we replace "state of mind" with "state of the individual" and say that emotion is a stirred-up state of the individual. It's a conscious state, though; an "unconscious emotion" would basically be a contradiction. However, someone can be angry without realizing it. They might be {119} "unconscious of the fact" that they're angry, which just means they're not paying attention to their feelings or analyzing their mental state. But it's impossible for their body to be all stirred up while their mind is completely calm and intellectual. In short, an emotion is a conscious stirred-up state of the organism.
Organic States That Are Not Usually Classed as Emotions
Something was said before about "organic states", under the general head of tendencies to reaction. Fatigue was an example. Now we could include fatigue under the term, "stirred-up state of the organism"; at least, if not precisely "stirred-up", it is uneasy. It is a deviation from the normal or neutral state. Also, it is often a conscious state, as when we speak of the "tired feeling"; not a purely cognitive state, either--not simply a recognition of the fact that we are fatigued--but a state of disinclination to work any longer. Though fatigue is thus so much like an emotion that it fits under our definition, it is not called an emotion, but a sensation or complex of sensations. After hard muscular work, the state of the muscles makes itself felt by "fatigue sensations", and the sum total of these, coming from many different muscles, makes up the complex sensation of fatigue. After prolonged mental work, there may be fatigue sensations from the eyes and perhaps from the neck, which is often fixed rigidly during strenuous mental activity; and there are perhaps other obscure fatigue sensations originating in other organs and contributing to the total sensation which we know as mental fatigue, or as general fatigue.
Something was mentioned earlier about "organic states" in relation to tendencies to react. Fatigue is one example. We can categorize fatigue as a "stirred-up state of the organism"; at the very least, it’s not exactly "stirred-up," but it feels uncomfortable. It represents a shift from the normal, neutral state. Additionally, it’s often a conscious experience, as when we refer to the "tired feeling"; it’s not just a cognitive awareness of the fact that we’re fatigued, but also a sense of unwillingness to continue working. Although fatigue resembles an emotion to the extent that it fits our definition, it’s labeled a sensation or a complex of sensations instead. After intense physical activity, the muscles communicate their state through "fatigue sensations," and the combined effect of these sensations, stemming from various muscles, forms the overall sensation of fatigue. After extended mental effort, there may be fatigue sensations coming from the eyes and possibly from the neck, which often remains tense during intense mental tasks; there may also be other less noticeable fatigue sensations from different parts of the body that contribute to the overall sensation we identify as mental fatigue, or general fatigue.
Many other organic states are akin to emotion in the same way. The opposite of fatigue, the "warmed-up" condition, brought on by a certain amount of activity after {120} rest, is a case in point. It is a deviation from the average or neutral condition, in the direction of greater readiness for activity. The warmed-up person feels ready for business, full of "ginger" or "pep"--in short, full of life. The name "euphoria" which means about the same as "feeling good", is given to this condition. Drowsiness is another of these emotion-like states; but hunger and thirst are as typical examples as any.
Many other organic states are similar to emotions in the same way. The opposite of fatigue, the "warmed-up" condition, caused by a certain amount of activity after {120} rest, is a good example. It represents a shift from the average or neutral state toward being more prepared for action. The warmed-up person feels ready to tackle things, full of energy or enthusiasm--in short, full of life. The term "euphoria," which means about the same as "feeling good," is used to describe this state. Drowsiness is another example of these emotion-like states; however, hunger and thirst are just as typical.
How These Organic States Differ from Regular Emotions
Now why do we hesitate to call hunger, fatigue and the rest by the name of emotions? For two reasons, apparently. There are two salient differences between an organic state such as hunger, and an emotion such as anger.
Now why do we hesitate to label hunger, fatigue, and the like as emotions? Apparently, there are two reasons. There are two significant differences between a physical state like hunger and an emotion like anger.
Hunger we call a sensation because it is localized; we feel it in the region of the stomach. Thirst we localize in the throat, muscular fatigue in the fatigued muscles, and there are several other organic states that come to us as sensations from particular organs. This is not entirely true of drowsiness or euphoria, but it is still less true of the emotions, which we feel as in us, rather than in any part of us. We "feel mad all over", and we feel glad or sorry all over. It is true that, traditionally, the heart is the seat of the emotions, which means, no doubt, that they are felt in the region of the heart more than elsewhere; and other ancient "seats", in the bowels or diaphragm, agree to this extent that they point to the interior of the trunk as the general location where the emotions are felt. But at best the location of emotions is much less definite than that of the sensations of fatigue or hunger.
We call hunger a sensation because it’s localized; we feel it in our stomach area. We associate thirst with our throat, muscular fatigue with the tired muscles, and there are several other physical states that we experience as sensations from specific organs. This isn’t completely true for drowsiness or euphoria, but it’s even less accurate for emotions, which we feel as being in us, rather than in any specific part of us. We "feel mad all over," and we feel happy or sad all over. Traditionally, the heart is seen as the center of emotions, suggesting that they’re felt more in that area than anywhere else; other ancient beliefs about emotional "centers," in places like the bowels or diaphragm, also indicate that emotions are generally experienced in the trunk area. However, the location of emotions is much less specific than that of sensations like fatigue or hunger.
The second difference between the emotions and the other organic states comes to light when we notice their causes. Thirst, as an organic state, is a lack of water resulting {121} from perspiration, etc.; hunger as an organic state results from using up the food previously eaten; fatigue results from prolonged muscular activity. Each of these organic states results naturally from some internal bodily process; while, on the contrary, the exciting cause of an emotion is usually something external which has nothing directly to do with the internal state of the body. Here I am, perfectly calm and normal, my organic state neutral, when some one insults me and throws me into a state of rage; this queer state seems to be inside me, specially in the trunk. Now how can the sound of the insulting person's voice produce any change in my insides? Evidently, by way of the auditory nerve, the brain and lower centers, and the motor nerves to the interior. While, then, organic states of the hunger class result directly from internal physiological processes, the organic state in an emotion is aroused by the brain, the brain itself being aroused by some stimulus, usually external.
The second difference between emotions and other bodily states becomes clear when we look at their causes. Thirst is an organic state that arises from a lack of water due to things like sweating; hunger is an organic state that results from using up the food we've previously consumed; fatigue comes from extended physical activity. Each of these states naturally results from some internal bodily process. In contrast, the trigger for an emotion usually comes from something external that isn’t directly related to our internal physical state. Here I am, completely calm and normal, my bodily state neutral, when someone insults me, sending me into a rage. This odd feeling seems to be inside me, especially in my torso. How can the sound of that person's voice change what’s going on inside me? Clearly, it’s through the auditory nerve, the brain, and lower centers, as well as the motor nerves affecting my insides. So, while organic states like hunger originate directly from internal physiological processes, the organic state of an emotion is triggered by the brain, which itself is stimulated by some external factor.
The Organic State in Anger
But perhaps we are going too fast in assuming that there is any peculiar internal state in emotion. Possibly our subjective localization of anger in the trunk is all wrong, and everything there is going on as usual. At least, the question is squarely before us whether or not there is any internal bodily response in emotion.
But maybe we’re jumping to conclusions by assuming there’s a specific internal state tied to emotion. It’s possible that our perception of anger being located in the torso is completely mistaken, and that everything there is functioning normally. Ultimately, the question we need to consider is whether or not there’s any internal bodily response associated with emotion.
Suppose we have a tame cat, that knows us well, and, after feeding her a good meal containing some substance that is opaque to the X-rays, suppose we place her on a table and pass X-rays through her body, so as to get a visible shadow of the stomach upon the plate of the X-ray machine. Well and good; the cat is contentedly digesting her meal, and the X-ray picture shows her stomach to be making rhythmical churning movements. In comes a fox {122} terrier and barks fiercely at the cat, who shows the usual feline signs of anger; but she is held in position and her stomach kept under observation--when, to our surprise, the stomach movements abruptly cease, not to begin again till the dog has been gone for perhaps fifteen minutes. The churning movements of the intestine cease along with those of the stomach, and, as other experiments show, even the gastric juice stops flowing into the stomach. The whole business of digestion halts during the state of anger. So anger is an organic state, without doubt. At least in cats--but the same is found to be true of man, and hence the excellent rule not to get angry on a full stomach.
Suppose we have a domestic cat that knows us well, and after giving her a hearty meal that contains something opaque to X-rays, we place her on a table and pass X-rays through her body to create a visible shadow of her stomach on the X-ray machine’s plate. All is well; the cat is happily digesting her meal, and the X-ray image shows her stomach making rhythmic churning movements. Then a fox terrier barges in and barks loudly at the cat, who displays typical signs of feline irritation; however, she is held in place, and her stomach is still being monitored—when, to our surprise, the stomach movements suddenly stop, only to start again about fifteen minutes after the dog has left. The churning movements of the intestines stop along with those of the stomach, and other experiments show that even the gastric juice stops flowing into the stomach. The entire process of digestion comes to a halt during the state of anger. So, anger is indeed an organic state. At least in cats—but the same has been found true in humans, which is why it’s a good idea to avoid getting angry on a full stomach.
Stomach-inhibition is not the only internal response during anger. The heart, so long regarded as the seat of the emotions, does beat more forcibly than usual; and the diaphragm, where the old Greeks located the emotions, does make extra-strong breathing movements. There are yet other and more curious changes that have recently been discovered by the physiologists.
Stomach inhibition isn't the only internal reaction that happens during anger. The heart, which has traditionally been seen as the center of emotions, does beat more forcefully than normal; and the diaphragm, where the ancient Greeks believed emotions resided, does make stronger breathing movements. There are also other, more interesting changes that have recently been uncovered by physiologists.
Glandular Responses During Emotion
Thus far, we have been considering muscular responses, but now we must turn our attention to the glands. The glands are often affected during emotion, as witness the shedding of tears in grief, sweating in anger, the dry mouth during fear due to inhibition of the salivary glands, and the stoppage of the gastric juice during anger, as just noted. These particular glands all pour out their secretions either upon the skin or upon the mucous membrane of the mouth, stomach, etc.; and such secretion is called "external" in distinction from the "internal secretion" of certain other glands which may be called the glands of internal secretion or the "endocrine glands". Internal secretions are {123} discharged into the blood vessels, and carried by the blood to all parts of the body, and they have important effects on the activity of various organs.
So far, we've been looking at muscular responses, but now we need to focus on the glands. Glands are often influenced by emotions, like crying when we're sad, sweating when we're angry, having a dry mouth when we're scared because of the inhibition of the salivary glands, and the halt of gastric juice during anger, as previously mentioned. These specific glands release their secretions either on the skin or on the mucous membranes of the mouth, stomach, etc.; and this secretion is referred to as "external," in contrast to the "internal secretion" of certain other glands, which we can call the glands of internal secretion or "endocrine glands." Internal secretions are {123} released into the blood vessels and carried by the blood to all parts of the body, where they significantly influence the activity of various organs.
Of the endocrine glands, we will mention only two, which are known to play an important part in mental life.
Of the endocrine glands, we will only mention two, which are known to play a significant role in mental health.
The thyroid gland, situated in the lower part of the neck, is necessary for normal brain activity. Without its internal secretion, brain activity is very sluggish.
The thyroid gland, located in the lower part of the neck, is essential for normal brain function. Without its hormones, brain activity is very slow.
The adrenals, two little glands located near the kidneys (whence their name, though they have nothing to do with the kidney in function), have a close connection with such emotions as anger. In the normal or neutral state of the organism, the adrenal secretion oozes slowly into the blood, and has a tonic influence on the heart and muscles. But let an anger stimulus occur, and within a few seconds the adrenals are secreting rapidly; all the organs soon get a big dose of the adrenal secretion, and some of them are strongly affected by it. It hastens and strengthens the action of the heart, it causes the large veins inside the trunk to squeeze the blood lagging there back to the heart; and by these two means greatly quickens the circulation. It also affects the liver, causing it to discharge large quantities of stored sugar into the blood. Thus the muscles of the limbs get an unusual quantity of their favorite fuel supplied them, and also, by the increased circulation, an unusual quantity of oxygen; and they are enabled to work with unusual energy. The adrenal secretion also protects them in some way against fatigue.
The adrenal glands, two small glands located near the kidneys (hence their name, even though they don't function like the kidneys), are closely linked to emotions like anger. In a normal or neutral state, the adrenal glands release their hormones slowly into the bloodstream, which has a beneficial effect on the heart and muscles. But when an anger trigger occurs, the adrenal glands start secreting hormones rapidly; soon, all the organs receive a large dose of adrenal hormones, and some are significantly influenced by it. This increases the heart's speed and strength, and causes the large veins in the torso to push blood back to the heart; together, these actions greatly enhance circulation. It also impacts the liver, prompting it to release large amounts of stored sugar into the bloodstream. This means the muscles in the limbs get an extra supply of their preferred fuel and, due to the boosted circulation, also receive extra oxygen, allowing them to work with exceptional strength. The adrenal hormones also help protect against fatigue in some way.
While the adrenal secretion is thus exerting a very stimulating influence on the limb muscles, it is having just the opposite effect on the digestive organs; in fact it is having the effects described above as occurring there during anger. These inhibitory effects are started by the stomach nerves, but are continued by the action of the adrenal juice {124} on the stomach walls. The rapid secretion of the adrenal glands during anger is itself aroused by the nerve running to this gland.
While the adrenal secretion is having a stimulating effect on the limb muscles, it is having the opposite effect on the digestive organs; in fact, it’s causing the effects mentioned earlier that occur during anger. These inhibiting effects start with the stomach nerves but are maintained by the action of the adrenal juice {124} on the stomach walls. The quick secretion of the adrenal glands during anger is triggered by the nerve that connects to this gland.
The Nerves Concerned in Internal Emotional Response
There is a part of the nervous system called the "autonomic system", so called because the organs it supplies--heart, blood vessels, stomach, intestines and other internal organs, possess a large degree of "autonomy" or independence. The heart, it will be remembered, beats of itself, even when cut off altogether from any influence of the nerve centers; and the same is true in some measure of the other internal organs. Yet they are subject to the influence of the nerve centers, which reinforce and inhibit their activity. Each internal organ has a double supply of nerves, one nerve acting to reinforce the activity of the organ and the other to inhibit it; and both the reinforcing and the inhibiting nerves belong to the autonomic system.
There’s a part of the nervous system called the "autonomic system," named because the organs it controls—like the heart, blood vessels, stomach, intestines, and other internal organs—have a significant level of "autonomy" or independence. The heart, for example, beats on its own, even when separated completely from the nerve centers; this also applies, to some extent, to other internal organs. However, they are influenced by the nerve centers, which can enhance or suppress their activity. Each internal organ has two sets of nerves: one set boosts the organ's activity while the other set slows it down. Both the stimulating and inhibiting nerves are part of the autonomic system.
The autonomic is not separate from the main nervous system, but consists of outgoing axons from centers in the cord and "medulla" (part of the brain stem). It has three divisions, one from the medulla, one from the middle reach of the cord, and one from the lower part of the cord; and these three divisions are related to three different emotional states. The upper division, from the medulla, favors digestion by promoting the flow of gastric juice and the churning movements of the stomach; and at the same time it seems to favor the comfortable, rather lazy state that is appropriate for digestion. The middle division (often called the "sympathetic", though the name is rather misleading to a student of psychology, as it has nothing to do with "sympathy") checks digestion, hastens the heart beat, and stimulates the adrenal glands to rapid secretion, thus giving {125} rise to the organic condition of anger. The lower division has to do with the bladder, rectum and sex organs, and is active during sex excitement, for one thing.
The autonomic nervous system isn't separate from the main nervous system; it consists of outgoing axons from centers in the spinal cord and the medulla (part of the brain stem). It has three divisions: one from the medulla, one from the middle part of the spinal cord, and one from the lower part of the spinal cord. These three divisions are connected to three different emotional states. The upper division, originating from the medulla, supports digestion by encouraging the flow of gastric juices and the churning movements of the stomach, while also promoting a comfortable, somewhat lazy state that's suitable for digestion. The middle division (often referred to as the "sympathetic," though this term can be misleading for psychology students, since it has nothing to do with "sympathy") inhibits digestion, speeds up the heart rate, and stimulates the adrenal glands for quick secretion, which leads to the physiological state of anger. The lower division is related to the bladder, rectum, and sexual organs and becomes active during sexual arousal, among other things.
The lower centers in the medulla and cord that give rise to the autonomic nerves are themselves much under the influence of the higher, cerebral centers. Thus appetite for food, and the flow of gastric juice, can be aroused by the sight of good food, or by hearing or reading about food, or even by merely thinking of food; and both anger and sex appetite can be aroused in corresponding ways.
The lower centers in the medulla and spinal cord that create the autonomic nerves are heavily influenced by the higher brain centers. For example, the desire for food and the production of stomach acid can be triggered by seeing good food, hearing or reading about it, or even just thinking about it; similarly, feelings of anger and sexual desire can also be stimulated in these ways.
We should notice right here the antagonism that exists between the middle division of the autonomic and the other two. Suppose the upper division is active, as in comfortable digestion, when an angering stimulus supervenes; then, as we have seen, digestion halts, the upper autonomic is shunted out of action by the middle division. In the same way, sex appetite is shunted out by anger.
We need to pay attention to the conflict between the middle part of the autonomic system and the other two parts. Imagine the upper part is working, like during a relaxed digestion, when a frustrating stimulus comes up; then, as we've discussed, digestion stops, and the upper autonomic system is overridden by the middle part. Similarly, anger can interrupt sexual desire.
The Emotional State as a Preparatory Reaction
An emotion is often spoken of as a disturbance of the normal quiet state, and as if it represented a breakdown of the organism's machinery. Anger or fear is often a nuisance in civilized life, and any strong emotion is apt to disturb mental work or skilled manual work. But if we think ourselves back into a primitive condition of life, when anger means a fight, we see that the organic response in anger makes a first-class preparation for the fight. Rapid circulation, abundant muscular fuel, protection from fatigue--these are all positively useful; and the halting of digestion is useful also in relieving the circulation from taking care of an activity that can afford to wait.
An emotion is often described as a disruption of our usual calm state, as if it signals a failure in our body's systems. Anger or fear can be a hassle in our modern lives, and any intense emotion can get in the way of mental or skilled physical tasks. However, if we consider a more primitive way of living, where anger leads to a fight, we realize that the body's reaction to anger actually prepares us well for battle. Increased blood flow, a boost in energy reserves, and resistance to tiredness are all beneficial, and the slowdown of digestion is also helpful since it frees up resources that can be put on hold.
What we have been calling the "organic state in anger" occurs also in fear of the strong type (as distinguished from {126} fear paralysis), and in certain other states that are not exactly either fear or anger, such as the state of a football player before the game, or the state of a student about to take an examination. It is the state of excitement or of being "all keyed up". So far as known, the organic response (including the adrenal secretion) is the same in these various instances of excitement: anger, fear, zeal and so on. When an individual is in this organic state, his muscles will work harder and longer than is otherwise possible; and thus are explained those remarkable cases of extraordinary strength and endurance in great emergencies, as in escaping from a fire or from a bombarded city.
What we’ve been calling the “organic state in anger” also happens in strong fear (as opposed to {126} fear paralysis), and in certain other states that are not exactly fear or anger, like a football player before a game or a student about to take an exam. It’s the state of excitement or being “all keyed up.” As far as we know, the organic response (including adrenal secretion) is the same in these various forms of excitement: anger, fear, zeal, and so on. When someone is in this organic state, their muscles can work harder and longer than usual; this explains those remarkable instances of extraordinary strength and endurance in emergencies, like escaping from a fire or a bomb-shelled city.
The fear-anger state of the organism, being certainly a state of preparedness for attack or defense, suggests the following generalization: "Any emotion represents internal preparation for some type of overt action." This holds good, at least, for food appetite and sex appetite. Regarding the other emotions, we know too little of the internal responses that may occur, to judge whether or not they have any utility as preparatory reactions.
The fear-anger state of an organism, being a clear sign of readiness for attack or defense, leads to this general idea: "Any emotion indicates internal preparation for some kind of outward action." This is definitely true for food and sexual desire. For other emotions, we don’t know enough about the internal responses that might happen to determine if they serve any purpose as preparatory reactions.
"Expressive Movements," Another Sort of Preparatory Reactions
Though we know little of any internal response in many of the emotions, we almost always find some characteristic external movement, such as smiling, scowling, pouting, sneering, sobbing, screaming, shouting or dancing. By aid of such "expressive movements" we are sometimes able to judge the emotional state of another person. But what is the sense of these movements? At first thought, the question itself is senseless, the movements are so much a matter of course, while on second thought they certainly do seem odd. What sense is there is protruding the lips when sulky, {127} or in drawing up the corners of the mouth and showing the canine teeth in contempt? Perhaps they are just odd tricks of instinct--for we agreed in the preceding chapter not to assume all instinctive responses to be useful. Darwin, however, after studying a great many of these expressive movements, both in men and in animals, reached the conclusion that, if not of present utility, they were survivals of acts that had been useful earlier in the life of the individual or of the race.
Though we know little about the internal reactions behind many emotions, we almost always observe some characteristic external movements, like smiling, scowling, pouting, sneering, sobbing, screaming, shouting, or dancing. With these "expressive movements," we can sometimes gauge another person's emotional state. But what do these movements really mean? At first glance, the question seems pointless since these movements are so natural, but on reflection, they do seem strange. What’s the point of pouting when upset, {127} or curling the corners of the mouth and baring the teeth in contempt? Maybe they’re just strange instinctive behaviors—after all, we agreed in the previous chapter not to assume that all instinctive responses are useful. However, Darwin, after examining many of these expressive movements in both humans and animals, concluded that, even if they aren’t useful now, they are remnants of actions that were beneficial earlier in the life of the individual or the species.
Shaking the head from side to side, in negation or unwillingness, dates back to the nursing period of the individual's life, when this movement was made in rejecting undesired food. Directly useful in this case, it was carried over to analogous situations that aroused the child's reluctance.
Shaking the head from side to side, to indicate refusal or reluctance, goes back to the early years of a person's life when this gesture was used to reject unwanted food. This was useful in that context and was later adopted for similar situations that caused the child's hesitation.
Showing the teeth in scorn dates back, according to Darwin, to a prehuman stage of development, and is seen in its useful form in animals like the dog or gorilla that have large canine teeth. Baring the teeth in these animals is a preparation for using the teeth; and often, also, it frightens the enemy away and saves the bother of actually attacking "small fry". The movement, Darwin urges, has survived in the race, even after fighting with the teeth has largely disappeared.
Showing teeth in contempt goes back, according to Darwin, to a prehuman stage of development, and is seen in its practical form in animals like dogs or gorillas that have large canine teeth. Displaying their teeth in these animals is a way to prepare for using them; and often, it also scares off the opponent and avoids the hassle of actually attacking "smaller foes." Darwin suggests that this behavior has persisted in the human race, even after fighting with teeth has mostly faded away.
Many other expressive movements are traced back in a similar way, though it must be admitted that the racial survivals are usually less convincing than those from the infancy of the individual. The nasal expression in disgust was originally a defensive movement against bad odors; and the set lips of determination went primarily with the set glottis and rigid chest that are useful in lifting heavy weights or in other severe muscular efforts. Such movements, directly useful in certain simple situations, become linked up with analogous situations in the course of the {128} individual's experience. Many of them, certainly, we can regard as preparatory reactions.
Many other expressive movements can be traced back in a similar way, although it's true that the racial origins are usually less convincing than those from a person's early life. The nasal expression associated with disgust was originally a defensive reaction to bad smells; and the tight lips of determination were initially connected to a closed throat and stiff chest, which are helpful for lifting heavy weights or during other intense physical efforts. These movements, which are directly useful in certain straightforward situations, become associated with similar situations throughout the individual's life experiences. Many of them, for sure, can be seen as preparatory reactions.
Do Sensations of These Various Preparatory Reactions Constitute the Conscious State of Emotion?
No one can doubt that some of the bodily changes that occur during an emotion make themselves felt as sensations. Try this experiment: pretend to be angry--it is not hard!--go through the motions of being angry, and notice what sensations you get. Some from the clenched fist, no doubt; some from the contorted face; some from the neck, which is stiff and quivering. In genuine anger, you could sense also the disturbed breathing, violent heart beat, hot face. The internal responses of the adrenal glands and liver you could not expect to sense directly; but the resulting readiness of the limb muscles for extreme activity is sometimes sensed as a feeling of tremendous muscular power.
No one can deny that certain physical changes that happen during an emotion are felt as sensations. Try this experiment: act like you’re angry—it’s not difficult! Go through the motions of being angry and pay attention to the sensations you experience. You might feel some from your clenched fists; some from your tense face; and some from your neck, which may feel stiff and jittery. When you genuinely feel anger, you can also notice your breathing becoming irregular, your heart racing, and your face feeling hot. You wouldn’t expect to directly sense the internal reactions from the adrenal glands and liver; however, the resulting readiness of your limb muscles for intense activity can sometimes be felt as a strong sense of muscular power.
Now lump together all these sensations of bodily changes, and ask yourself whether this mass of sensations is not identical with the angry state of mind. Think all these sensations away, and ask yourself whether any angry feeling remains. What else, if anything, can you detect in the conscious emotional state besides these blended sensations produced by internal and external muscular and glandular responses?
Now combine all these feelings of physical changes, and consider whether this collection of sensations isn’t the same as the feeling of anger. Try to eliminate all these sensations and see if any feelings of anger remain. What else, if anything, can you identify in your emotional state besides these mixed sensations caused by internal and external muscular and glandular reactions?
If you conclude that the conscious emotion consists wholly of these sensations, then you are an adherent of the famous James-Lange theory of the emotions; if you find any other component present in the emotion, you will find this theory unacceptable.
If you decide that conscious emotion is entirely made up of these sensations, then you support the well-known James-Lange theory of emotions; if you notice any other element in the emotion, you will find this theory unacceptable.
The James-Lange Theory of the Emotions
The American psychologist James, and the Danish psychologist Lange, independently of each other, put forward this theory in the early eighties of the last century, and it has ever since remained a great topic for discussion. According to the theory, the emotion is the way the body feels while executing the various internal and expressive movements that occur on such occasions. The "stirred-up state of mind" is the complex sensation of the stirred-up state of the body. Just as fatigue or hunger is a complex of bodily sensations, so is anger, fear or grief, according to the theory.
The American psychologist James and the Danish psychologist Lange developed this theory independently in the early 1880s, and it has since been a major topic of discussion. According to the theory, emotion is the way the body feels while performing the various internal and expressive movements that happen in those situations. The "stirred-up state of mind" refers to the complex sensation of the body's stirred-up state. Just as fatigue or hunger is a complex mix of bodily sensations, so are anger, fear, or grief, according to this theory.
James says, we do not tremble because we are afraid, but are afraid because we tremble. By that he means that the conscious state of being afraid is composed of the sensations of trembling (along with the sensations of other muscular and glandular responses). He means that the mental state of recognizing the presence of danger is not the stirred-up state of fear, until it has produced the trembling and other similar responses and got back the sensations of them. "Without the bodily states following on the perception"--i.e., perception of the external fact that arouses the whole emotional reaction--"the latter would be purely cognitive in form, pale, colorless, destitute of emotional warmth. We might then see the bear, and judge it best to run, receive the insult, and deem it right to strike, but we should not actually feel afraid or angry."
James says we don’t tremble because we’re afraid; instead, we’re afraid because we tremble. What he means is that the feeling of being afraid comes from the sensations of trembling (along with other muscular and glandular responses). He suggests that recognizing the presence of danger doesn’t create a state of fear until it leads to trembling and similar reactions, which then gives us those sensations back. "Without the bodily states that follow perception"—that is, the awareness of the external event that triggers the emotional reaction—"the reaction itself would be purely cognitive, dull, lifeless, and lacking emotional warmth. We might see the bear and conclude it’s best to run, feel insulted and think it’s right to strike, but we wouldn’t actually feel afraid or angry."
It has proved very difficult to submit this theory to a satisfactory test. The only real test would be to cut off sensations from the interior of the trunk entirely; in which case, if the theory is right, the conscious emotion should fail to appear, or at least lack much of its "emotional warmth". Evidence of this sort has been slow in coming in. One or {130} two persons have turned up at nerve clinics, complaining that they no longer had any emotions, and were found to have lost internal bodily sensation. These cases strongly support the theory, but others have tended in the opposite direction. The fact that the internal response is the same in anger, and in fear of the energetic type, shows that the difference between these emotions must be sought elsewhere. Possibly sufficient difference could be found in the expressive movements, or in minor internal responses not yet discovered. If not, the theory would certainly seem to have broken down at this point.
It has been really tough to test this theory effectively. The only true test would involve completely cutting off sensations from the inside of the body; if the theory holds, then conscious emotion should not occur, or at least should lack a lot of its "emotional warmth." Evidence like this has taken a long time to appear. A couple of individuals have shown up at nerve clinics, complaining that they no longer feel any emotions, and it turns out they’ve lost internal bodily sensation. These cases strongly support the theory, but others have shown the opposite. The fact that the internal response is the same for anger and fear of the energetic type suggests that the difference between these emotions must be found elsewhere. There might be enough difference in the expressive movements, or in smaller internal responses that haven’t been discovered yet. If not, then the theory would definitely seem to have fallen apart at this point.
In any case, there is no denying the service done by the James-Lange theory in calling attention to bodily sensations as real components of the conscious emotional state.
In any case, there’s no denying the contribution of the James-Lange theory in highlighting bodily sensations as real parts of our conscious emotional state.
Emotion and Impulse
Most people are rather impatient with the James-Lange theory, finding it wholly unsatisfactory, though unable to locate the trouble precisely. They know the theory does not ring true to them, that is all. Now the trouble lies just here: what they mean by "being afraid" is "wanting to get away from the danger", what they mean by "being angry" is "wanting to strike the offending person", and in general what they mean by any of the named "emotions" is not a particular sort of "stirred-up conscious state", but an impulse towards a certain action or a certain result. Evidently it would be absurd to say we want to get away from the bear because we tremble, or that until we started to tremble we should be perfectly indifferent whether the bear got us or not.
Most people are pretty impatient with the James-Lange theory, finding it completely unsatisfactory, though they can't quite pinpoint the issue. They know the theory doesn't feel right to them, and that's all. The problem lies here: what they mean by "being afraid" is actually "wanting to escape the danger," and what they mean by "being angry" is "wanting to hit the person who caused the offense." In general, what they mean by any of the named "emotions" is not just a specific kind of "agitated conscious state," but an impulse toward a certain action or outcome. Clearly, it would be ridiculous to say we want to flee from the bear because we tremble or that until we start trembling, we would be completely indifferent about whether the bear captures us or not.
The tendency to escape is aroused directly by the perception of danger; of that there can be no doubt. It does not depend on trembling, but for that matter neither does it depend on feeling afraid. Sometimes we recoil from a {131} sudden danger before experiencing any thrill of fear, and are frightened and tremble the next moment, after we have escaped. The stirred-up state develops more slowly than the tendency to escape. The seen danger directly arouses an adjustment towards the end-result of escape, and both the preparatory bodily responses and the feeling of fear develop after this adjustment has been set up. If the end-result is reached instantly, the preparatory reactions and the feeling may not develop at all, or they may put in an appearance after the main act is all over. There is nothing in all this that speaks either for or against the James-Lange theory.
The urge to escape is triggered directly by the perception of danger; there's no doubt about that. It doesn't rely on trembling, nor does it necessarily depend on feeling afraid. Sometimes, we flinch from a {131} sudden threat before we even feel scared, and we might feel fear and start shaking only after we've gotten away. The heightened state develops more slowly than the impulse to escape. The perceived danger immediately prompts a response aimed at escaping, while both the body’s preparatory reactions and the feeling of fear emerge after this response has begun. If the escape happens instantly, those preparatory reactions and feelings might not develop at all, or they might come into play only after the main event is finished. None of this supports or contradicts the James-Lange theory.
These statements need further elucidation, however. Notice, first, that psychology makes a perfectly proper and important distinction between emotion and impulse. In terms of consciousness, emotion is "feeling somehow", and impulse is "wanting to do something". In behavior terms, emotion is an organic state, and impulse an adjustment of the nerve centers towards a certain reaction. An impulse is a conscious tendency.
These statements need more clarification, though. First, note that psychology clearly distinguishes between emotion and impulse. In terms of awareness, emotion is "feeling a certain way," and impulse is "wanting to do something." In terms of behavior, emotion is a physical state, while impulse is a shift in the nerve centers toward a specific reaction. An impulse is a conscious inclination.
Since emotion and impulse so often go together, common sense does not bother to distinguish them, and the common names for the "emotions" are more properly names of impulses. Fear means the impulse to escape, rather than any specific stirred-up state. Psychology has, indeed, made a mistake in taking over these names from common speech and trying to use them as names of specific emotional states. We were having some difficulty, a few moments ago, in finding any great distinction between fear and anger, considered as emotional states--just because we were overlooking the obvious fact that "fear" is an impulse to escape from something, while "anger" is an impulse to get at something and attack it. The adjustments are very different, but the organic states are much alike.
Since emotions and impulses often go hand in hand, common sense doesn't bother to differentiate between them, and the usual names for the "emotions" are more accurately names of impulses. Fear refers to the impulse to escape, rather than a specific stirred-up state. Psychology has, in fact, made an error by adopting these terms from everyday language and trying to use them to refer to specific emotional states. We were struggling a short while ago to find any significant difference between fear and anger when looked at as emotional states—simply because we were missing the obvious point that "fear" is an impulse to escape from something, while "anger" is an impulse to confront and attack something. The responses are very different, but the physical states are quite similar.
The organic state in fear or anger cannot generate the escape or fighting tendency, since the two tendencies are so different in spite of the likeness of the organic state. The tendencies are aroused directly by the perception of the dangerous or offensive object. The order of events is as follows. The stimulus that sets the whole process going is, let us say, a bear in the woods. First response: seeing the bear. Second response: recognizing the dangerous situation. Third response: adjustment towards escape. Fourth response (unless escape is immediate): internal preparatory reactions, adrenal, etc.; also, probably, external expressive movements and movements steered in the general direction of escape. Fifth response: conscious stirred-up state consisting of blended sensations of all these preparatory reactions. Sixth response (by good luck): definitive escape reaction. Seventh response: satisfaction and quiescence.
The organic state when in fear or anger can't produce the tendency to escape or fight, since the two tendencies are quite different despite the similar organic state. The tendencies are triggered directly by noticing the dangerous or threatening object. The sequence of events goes like this. The initial stimulus that starts the whole process is, for example, a bear in the woods. First response: spotting the bear. Second response: realizing the dangerous situation. Third response: getting ready to escape. Fourth response (unless escape happens right away): internal preparatory reactions, adrenaline, etc.; also likely, external expressive movements and actions aimed in the general direction of escape. Fifth response: a conscious heightened state made up of mixed sensations from all these preparatory reactions. Sixth response (if lucky): the actual escape reaction. Seventh response: feeling satisfied and calm.
Fig. 24.--Here the stimulus-response diagram is
complicated to take account of the emotional state. The ellipse here
stands for the brain. S arouses T, a tendency towards the response R.
But T also arouses P, a bodily state of preparedness, and sensations
(E) of this bodily state, together with T, constitute the conscious
state of the individual while he is tending towards the response, or
end-result, R.
Fig. 24.--In this stimulus-response diagram, the emotional state is taken into account. The ellipse represents the brain. S triggers T, which is a tendency towards the response R. However, T also triggers P, a physical state of readiness, and the sensations (E) from this physical state, along with T, form the individual's conscious state as they move towards the response or end result, R.
Emotion Sometimes Generates Impulse
Typically, impulse generates emotion. The reaction tendency is primary and the emotion secondary.
Typically, impulses create emotions. The instinctive reaction comes first, and the emotion follows.
But suppose the organic state of fear to be {133} present--never mind how it got there--might it not act like hunger or fatigue, and generate a fear impulse? Could it not be that a person should first be fearful, without knowing what he was afraid of and without really having anything to be afraid of; and then, as it were, find something to be afraid of, something to justify his frightened state? This may be the way in which abnormal fears sometimes arise: a naturally timid individual is thrown by some obscure stimulus into the state of fear, and then attaches this fear to anything that suggests itself, and so comes to be afraid of something that is really not very terrific, such as the number two, "I mustn't do anything twice, that would be dangerous; if I do happen to do it twice, I have to do it once more to avoid the danger; and for fear of inadvertently stopping with twice, it is best always to do everything three times and be safe." That is the report of a naturally timorous young man. We all know the somewhat similar experience of being "nervous" or "jumpy" after escaping from some danger; the organic fear state, once aroused, stays awhile, and predisposes us to make avoiding reactions. In the same way, let a man be "all riled up" by something that has happened at the office, and he is likely to take it out on his wife or children. Slightly irritating performances of the children, that would usually not arouse an angry reaction, do so this evening, because that thing at the office has "made him so cross."
But let's say the natural state of fear is {133} present—regardless of how it got there—could it act like hunger or fatigue and create a fear impulse? Is it possible for someone to first feel fearful without knowing what they are afraid of and without really having anything to be scared about? Then, as if by instinct, find something to fear, something that justifies their scared state? This could be how abnormal fears sometimes develop: a naturally timid person is triggered into a state of fear by some unclear stimulus and then links that fear to whatever comes to mind, leading to a fear of something that isn’t really that scary, like the number two. "I mustn't do anything twice; that would be dangerous. If I happen to do it twice, I need to do it once more to avoid danger. And out of fear of accidentally stopping at twice, it's best to do everything three times to be safe." This reflects the concerns of a naturally anxious young man. We all recognize the feeling of being "nervous" or "jumpy" after facing a threatening situation; once the organic fear state is triggered, it lingers a while and makes us prone to avoidant reactions. Similarly, if a man is "all riled up" by something that happened at the office, he’s likely to take it out on his wife or kids. Minor annoying behaviors from the kids that usually wouldn’t provoke anger may do so this evening because that incident at work has "made him so cross."
In the same way, let a group of people get into a very mirthful state from hearing a string of good jokes, and a hearty laugh may be aroused by a feeble effort that at other times would have fallen flat.
In the same way, when a group of people gets into a really happy mood from hearing a bunch of good jokes, a weak attempt at humor can spark a big laugh that, at other times, would have fallen flat.
In such cases, the organic state, once set up in response to a certain stimulus, persists after the reaction to that stimulus is finished and predisposes the individual to make the same sort of reaction to other stimuli.
In these situations, the organic state, once established in response to a specific stimulus, continues to exist even after the reaction to that stimulus is over and makes the individual more likely to respond in the same way to other stimuli.
Emotion and Instinct
Anger, fear, lust, the comfortable state appropriate to digestion, grief (the state of the weeping child), mirth or amusement, disgust, curiosity, the "tender emotion" (felt most strongly by a mother towards her baby), and probably a few others, are "primary emotions". They occur, that is to say, by virtue of the native constitution, and do not have to be learned or acquired through experience. They are native states of mind; or, as modes of behavior, they are like instincts in being native behavior.
Anger, fear, lust, the relaxed feeling that comes with digestion, grief (like a crying child), joy or amusement, disgust, curiosity, the "tender emotion" (most strongly felt by a mother for her baby), and probably a few others, are "primary emotions." They exist naturally, meaning they don’t need to be learned or gained through experience. They are inherent states of mind; or, in terms of behavior, they are instinctive actions that come naturally.
One distinction between emotional and instinctive behavior is that the emotion consists of internal responses, while the instinct is directed outwards or at least involves action on external objects. Another distinction is that the emotional response is something in the nature of a preparatory reaction, while the instinct is directed towards the end-reaction.
One difference between emotional and instinctive behavior is that emotions involve internal responses, while instincts are aimed outward or at least involve action on external things. Another difference is that emotional responses are more like preparatory reactions, while instincts are focused on the final action.
The close connection of emotion and instinct is fully as important to notice as the distinction between them. Several of the primary emotions are attached to specific instincts: thus, the emotion of fear goes with the instinct to escape from danger, the emotion of anger goes with the fighting instinct, the emotion of lust with the mating instinct, tender emotion with the maternal instinct, curiosity with the exploring instinct. Where we find emotion, we find also a tendency to action that leads to some end-result.
The close link between emotion and instinct is just as important to recognize as the differences between them. Several of the main emotions are connected to specific instincts: for example, the emotion of fear is linked to the instinct to escape from danger, the emotion of anger is tied to the fighting instinct, lust is associated with the mating instinct, tenderness is related to the maternal instinct, and curiosity goes hand in hand with the exploring instinct. Whenever we experience an emotion, there’s also a drive to take action that leads to a specific outcome.
It has been suggested, accordingly, that each primary emotion is simply the "affective" phase of an instinct, and that every instinct has its own peculiar emotion. This is a very attractive idea, but up to the present it has not been worked out very satisfactorily. Some instincts, such as that for walking, seem to have no specific emotion attached to them. Others, like anger and fear, resemble each other very {135} closely as organic states, though differing as impulses. The really distinct emotions (not impulses) are much fewer than the instincts.
It has been suggested that each primary emotion is simply the "affective" phase of an instinct, and that every instinct has its own unique emotion. This is a really appealing idea, but so far, it hasn't been fully developed in a satisfactory way. Some instincts, like the need to walk, don't seem to have a specific emotion linked to them. Others, such as anger and fear, are very similar as physical states, even though they differ as impulses. The truly distinct emotions (not impulses) are much fewer than the instincts.
The most important relationship between instinct and emotion is what we have seen in the cases of anger and a few others, where the emotion represents bodily readiness for the instinctive action.
The most important connection between instinct and emotion is what we’ve observed in the cases of anger and a few others, where the emotion indicates the body's preparedness for instinctive action.
The Higher Emotions
We have been confining our attention in this chapter to the primary emotions. The probability is that the higher emotions, esthetic, social, religious, are derived from the primary in the course of the individual's experience.
We have been focusing on the main emotions in this chapter. It’s likely that the higher emotions, like esthetic, social, and religious emotions, develop from the primary ones over the course of a person's experiences.
Primary emotions become refined, first by modifications of the motor response, by which socially acceptable reactions are substituted for the primitive crying, screaming, biting and scratching, guffawing, dancing up and down in excitement, etc.; second by new attachments on the side of the stimulus, such that the emotion is no longer called out by the original simple type of situation (it takes a more serious danger, a subtler bit of humor, to arouse the emotional response); and third by combination of one emotion with another. An example of compound emotion is the blend of tenderness and amusement awakened in the friendly adult by the actions of a little child. Hate is perhaps a compound of anger and fear, and pity a compound of grief and tenderness. There are dozens of names of emotions in the language--resentment, reverence, gratitude, disappointment, etc.--which probably stand for compound emotions rather than for primary emotions, but the derivation of each one of them from the primary emotions is a difficult task. The emotional life cannot be kept apart from the life of ideas, for the individual is a good deal of a unit.
Primary emotions become more complex in three ways. First, the way we express them changes; we replace primitive reactions like crying, screaming, biting, scratching, and jumping up and down with more socially acceptable responses. Second, new associations develop with the triggers of these emotions, meaning that simpler situations don't provoke the same feelings anymore; it takes something more serious or a subtler joke to elicit an emotional response. Third, emotions can combine with each other. For example, tenderness and amusement can arise in a friendly adult in response to a child's actions. Hate might be a mix of anger and fear, while pity could blend grief and tenderness. There are many terms for emotions in our language—like resentment, reverence, gratitude, disappointment, and so on—that likely represent these complex feelings rather than just primary emotions. However, tracing each of these back to primary emotions is challenging. Our emotional experiences cannot be separated from our thoughts, as individuals are quite integrated.
EXERCISES
1. Outline the chapter.
2. Make a list of 20 words denoting various emotional states.
3. Trace the expressive facial movement of pouting back to its
probable origin in the history of the individual.
4. What internal nerves are concerned with digestion? With fear?
5. Show by diagrams the differences between (a) the common-sense
theory of the emotions, (b) the James-Lange theory, (c) the
James-Lange theory modified to take full account of the
reaction-tendency.
6. Make a list of objections to the James-Lange theory, and
scrutinize each objection carefully, to see
1. Outline the chapter.
2. Create a list of 20 words that describe different emotional states.
3. Trace the expressive facial movement of pouting back to its likely origin in a person's history.
4. Which internal nerves are involved in digestion? In fear?
5. Use diagrams to illustrate the differences between (a) the common-sense theory of emotions, (b) the James-Lange theory, (c) the modified James-Lange theory that fully considers the reaction-tendency.
6. Compile a list of criticisms of the James-Lange theory and examine each one closely to see
(a) whether it really attacks the theory, or misconceives it.
(b) whether it carries much or little weight.
(a) whether it truly challenges the theory or misunderstands it.
(b) whether it has a significant amount of weight or just a little.
7. Act out several emotions, (a) by facial expression alone, and
(b) by facial expression plus gestures, and let another person
guess what emotion you are trying to express. How many times does
he guess right under (a), and under (b)?
8. Discuss the relative practical importance of emotion and impulse.
7. Act out different emotions, (a) using just facial expressions, and
(b) using facial expressions along with gestures, and have someone else
guess what emotion you’re trying to show. How many times do they guess correctly under (a) and under (b)?
8. Talk about how important emotion and impulse are in practical terms.
REFERENCES
For the James-Lange theory, see the chapter on the emotions by William James, in his Principles of Psychology, 1890, Vol. II, pp. 442-485.
For the James-Lange theory, see the chapter on emotions by William James in his Principles of Psychology, 1890, Vol. II, pp. 442-485.
For Darwin's views on expressive movements, see his Expression of the Emotions in Man and Animals, first published in 1872.
For Darwin's thoughts on expressive movements, check out his Expression of the Emotions in Man and Animals, originally published in 1872.
For pictures of facial expression in various emotions, see Antoinette Feleky, in the Psychological Review for 1914, Vol. 21, pp. 33-41.
For images of facial expressions in different emotions, check out Antoinette Feleky in the Psychological Review from 1914, Vol. 21, pp. 33-41.
For the internal physiological changes, see Walter B. Cannon's Bodily Changes in Pain, Hunger, Fear and Rage, 1915.
For the internal physiological changes, see Walter B. Cannon's Bodily Changes in Pain, Hunger, Fear and Rage, 1915.
For an interesting and important view of the close connection between emotion and instinct, see William McDougall's Introduction to Social Psychology, Chapter II.
For an interesting and important perspective on the strong link between emotion and instinct, check out William McDougall's Introduction to Social Psychology, Chapter II.
CHAPTER VIII
INVENTORY OF HUMAN INSTINCTS AND PRIMARY EMOTIONS
A LIST OF THE NATIVE STOCK OF TENDENCIES AND OF THE EMOTIONS THAT SOMETIMES GO WITH THEM.
It would be a great mistake to suppose that instinct was important only in animal or child psychology, because the human adult governed his conduct entirely by reason and calculation of consequences. Man does not outgrow instinct, any more than he outgrows emotion. He does not outgrow the native reaction-tendencies. These primitive motives remain in force, modified and combined in various ways, but not eliminated nor even relegated to an unimportant place. Even in his most intelligent actions, the adult is animated by motives that are either plain instincts or else derivatives of the instincts. According to some of the leaders in psychology, he has no other motives than these; according to this book, as will be set forth later, there are "native likes and dislikes" (for color, tone, number, persons, etc.) to be placed beside the instincts as primary motives; but, according to either view, the instincts are extraordinarily important in the study of motivation, and a complete and accurate list of them is very much to be desired. Life is a great masquerade of the instincts, and it is not only entertaining to unmask them, but illuminating as well.
It would be a big mistake to think that instinct matters only in animal or child psychology because humans rely solely on reason and the calculation of consequences. People don’t outgrow instinct any more than they outgrow emotion. They don’t stop having natural reaction patterns. These basic motives stay active, modified and combined in various ways, but they’re not gone or pushed to the sidelines. Even in their most intelligent actions, adults are driven by motives that are either straightforward instincts or derived from them. According to some top psychologists, there are no other motives beyond these; this book, as will be discussed later, suggests that there are "native likes and dislikes" (for color, tone, number, people, etc.) that should be considered alongside instincts as primary motives. Regardless of the perspective, instincts are incredibly important in understanding motivation, and having a comprehensive and accurate list of them is very much needed. Life is a grand display of instincts, and it’s not just entertaining to uncover them, but also enlightening.
A complete account of an instinct would cover the following points: the stimulus that naturally arouses it, the end-result at which it is aimed, the preparatory reactions that occur, external and internal; and also, from the {138} introspective side, the conscious impulse, the peculiar emotional state (if any), and the special sort of satisfaction that comes when the end-result is reached. Further, we should know what modifications or disguises the instinct takes on in the course of experience--what new stimuli acquire the power of arousing it, what learned reactions are substituted for the native preparatory and final reactions, and what combinations occur between the instinct in question and other reaction-tendencies.
A complete explanation of an instinct would include the following points: the stimulus that naturally triggers it, the ultimate goal it aims for, the preparatory reactions that happen, both external and internal; and also, from the {138} introspective perspective, the conscious impulse, the unique emotional state (if there is one), and the specific kind of satisfaction that comes when the goal is achieved. Additionally, we should understand how the instinct changes or disguises itself over time—what new stimuli gain the ability to trigger it, which learned reactions replace the natural preparatory and final responses, and what combinations occur between the instinct in question and other reaction tendencies.
Besides all this, it would be very desirable to present convincing evidence that each instinct listed is a genuine instinct, a part of the native equipment, and not something built up by experience and training. It is rather absurd, the free and easy way in which an instinct is often assumed, simply to fit behavior which needs to be explained--a money getting instinct, for example, or a teacher-hating instinct. Since money and teachers do not exist in a state of nature, there can be no instincts specifically related to them; and it is incumbent on the psychologist to show how such acquired tendencies are derived from the native tendencies.
Besides all this, it would be really helpful to provide convincing evidence that each instinct listed is a genuine instinct, a part of our natural makeup, and not something developed through experience and training. It's quite ridiculous how casually an instinct is often assumed just to explain certain behaviors—like a money-making instinct or a dislike for teachers. Since money and teachers don’t exist in the wild, there can't be any instincts specifically related to them; it's up to psychologists to demonstrate how these learned tendencies come from our natural instincts.
The full program outlined above being much too extensive to follow out completely in this chapter, we shall only mention a few salient points under each instinct. We shall try to point out the primitive behavior of the child, that reveals the instinct at its lowest terms, and give some hint also of its importance in adult behavior.
The complete program described above is too extensive to cover entirely in this chapter, so we will only highlight a few key points for each instinct. We'll try to showcase the basic behavior of the child, which reveals the instinct in its simplest form, and also provide some insight into its significance in adult behavior.
Classification
Of all the instincts, two groups or classes stand out from the rest: the responses to organic needs, and the responses to other persons. The first class includes eating, avoiding injury, and many others; the second class includes the herd instinct, the mating instinct and the parental instinct, these three and perhaps no others.
Of all the instincts, two groups stand out: responses to basic needs and responses to other people. The first group includes eating, avoiding harm, and many others; the second group includes the herd instinct, the mating instinct, and the parental instinct—these three and perhaps no others.
These two groups out, the rest are rather a miscellaneous collection, including the "random" or playful activity of young children, locomotion, vocalization, laughter, curiosity, rivalry and fighting. They might be named the "non-specific instincts", because the stimulus for each is not easy to specify, being sometimes another person, so that this group has great social importance, but sometimes being impersonal. This third class might also be called the "play instincts", since they are less essential than the other classes for maintaining the individual life or for propagating the species; and are, we may say, less concerned with the struggle for existence than with the joy of living.
These two groups aside, the rest are a mixed bag, including the spontaneous or playful activities of young children, movement, talking, laughter, curiosity, competition, and fighting. They could be called the "non-specific instincts" because it's not easy to pinpoint what stimulates each one; sometimes it's another person, making this group socially significant, but other times it’s something impersonal. This third category could also be referred to as the "play instincts," since they are less crucial than the other categories for sustaining individual life or ensuring the survival of the species; and we can say they are more about the joy of living than the struggle for survival.
Our classification then has three heads:
We have three categories:
(1) Responses to organic needs,
(2) Responses to other persons,
(3) Play responses.
(1) Answers to basic needs,
(2) Interactions with others,
(3) Playful reactions.
Responses to Organic Needs
Something has already been said [Footnote: See above, pp. 79-81, 112.] of the manner in which an organic state, such as lack of water, acting on internal sensory nerves, arouses in the nerve centers an adjustment towards an end-result, and how, if the end-result cannot immediately be attained, preparatory reactions occur, the preparatory reactions being in some cases closely attached, by nature, to the main tendency, and in other cases only loosely attached so that the tendency leads to trial and error behavior. The reactions that are nearest to the end-result are likely to be closely attached to the main tendency, while those that are farther from the end-result are loosely attached. Thus, in the case of thirst, the drinking movement itself is about all, in man, that is purely instinctive, {140} and the way of getting water to the mouth, or the mouth to the water, is a matter for trial and error, and only becomes fixed as the result of a process of learning. Still less can we mention any specific water-seeking reactions, in the human being, that are provided by the native constitution. Yet the whole business of relieving thirst is directed by the native thirst-impulse, and to that extent is an instinctive activity. And shall we say that so simple a matter as meeting this organic need is below the dignity of psychology, and can have little influence on the behavior of mankind? Hardly, when we think of the rôle played by springs, wells and drinking places of all kinds in the life of the race, of aqueducts and reservoirs, of all the beverages that have been invented, and of all the people whose job it has been to provide and dispense them. To be sure, any beverage with a taste, or a "kick", is not simply a thirst-reliever, but makes some additional appeal, good or bad; but all this simply illustrates the way instincts become modified, by combination with other instincts, and by the learning and fixing of various preparatory reactions that were not provided, ready-made, in the native constitution. The drinking instinct, or thirst impulse, is a very good example of this whole class of organic instincts.
Something has already been mentioned [Footnote: See above, pp. 79-81, 112.] about how an organic state, like the absence of water, affects internal sensory nerves, triggering an adjustment in the nerve centers toward an end result. If that end result can't be achieved right away, preparatory reactions occur. These preparatory reactions may be closely linked to the main tendency in some cases, while in others, they might be loosely connected, leading to trial and error behavior. Reactions that are closest to achieving the end result tend to be closely linked to the main tendency, while those that are further away are less connected. For instance, in the case of thirst, the action of drinking is the only instinctive response in humans, {140} and how we get water into our mouths (or vice versa) involves trial and error, gradually becoming fixed through learning. We can’t really point to any specific water-seeking behaviors in humans that come from our natural tendencies. However, the entire process of quenching thirst is driven by the innate thirst impulse, making it an instinctive activity to some degree. Can we really say that such a basic need is beneath the significance of psychology and has little impact on human behavior? Definitely not, especially when we consider the importance of springs, wells, and various drinking venues throughout history, along with aqueducts, reservoirs, and all the different drinks that have been created—or the people dedicated to providing them. Of course, any drink with flavor or a “kick” does more than just quench thirst; it adds an extra appeal, either positive or negative. But this just shows how instincts can be modified through combination with other instincts and through learning various preparatory reactions that aren’t built into our natural constitution. The drinking instinct, or thirst impulse, exemplifies this entire category of organic instincts.
Instincts connected with hunger.
Here again, the reactions nearest to the end-result (food in the stomach) are provided by nature. Sucking and swallowing appear at birth, chewing with the appearance of the teeth; and the infant also makes what seem to be instinctive movements of seeking the breast, as well as movements of rejecting it when satiated and of spitting out bad-tasting food. Putting food (and other things) into the mouth by the hands seems almost instinctive, and yet it has to be fixed by trial and error. Anything like definite food-seeking behavior, amounting to a hunting instinct, scarcely gets a chance to show itself in {141} the human child, because his food is provided for him. In many animals, hunting is a highly organized instinct; thus, crouching, stalking, springing and teasing the mouse when caught, have been proved to be instinctive in young cats. Some animals have definite food-storing instincts also, and possibly food-storing shows the acquisitive or collecting tendency in its lowest terms. Possibly, that is to say, hunting and collecting, as well as disgust (primarily of bad-tasting or bad-smelling food), are originally parts of the food-getting behavior, having the general character of reactions preparatory to eating. However this may be, we can easily see the great importance of the hunger motive in human life; we have only to consider the matter in the same way as we considered thirst just above.
Here again, the reactions closest to the end result (food in the stomach) are provided by nature. Sucking and swallowing happen at birth, and chewing begins with the appearance of teeth. The infant also makes what seem to be instinctive movements to seek the breast, as well as movements to reject it when full and to spit out bad-tasting food. Putting food (and other things) into the mouth with the hands seems almost instinctive, yet it has to be learned through trial and error. Any clear food-seeking behavior that resembles a hunting instinct hardly gets a chance to develop in the human child because their food is provided for them. In many animals, hunting is a highly organized instinct; for example, crouching, stalking, pouncing, and playing with a caught mouse have been proven to be instinctive in young cats. Some animals also have specific food-storing instincts, which may show a basic tendency to acquire or collect. This means that hunting and collecting, as well as disgust (especially of bad-tasting or bad-smelling food), are likely original parts of food-getting behavior, representing reactions that prepare for eating. However this may be, it's clear how significant the hunger motive is in human life; we only need to think about it the same way we considered thirst just above.
Breathing and air-getting.
Breathing, obviously a native reaction, is ordinarily automatic and needs no preparatory reactions, simply because air is so easy to get. But let breathing be difficult, for any reason, and the stifling sensation is as impulsive as hunger or thirst. The stuffy air in a cave or in a hole under a haymow will lead a child to frantic escape. Possibly the delight in being out of doors which shows itself in young children, and is not lost in adults, represents a sort of air-hunting instinct, parallel to food-hunting. Closely connected with breathing is the function of circulation, automatic for the most part; and we should mention also the organic needs of waste-elimination, which give impulsive sensations akin to hunger and thirst, and lead to more or less organized instinctive reactions.
Breathing, which is obviously a natural response, is usually automatic and doesn’t require any prep since air is so readily available. But when breathing becomes difficult for any reason, the feeling of being stifled hits as hard as hunger or thirst. Stuffy air in a cave or a cramped space under a hayloft will drive a child to desperately escape. The joy of being outdoors that kids show, which isn’t lost on adults, might represent a kind of instinct for seeking air, similar to the instinct for finding food. Closely tied to breathing is the circulation process, which is mostly automatic; we should also mention the body’s need to eliminate waste, which triggers sensations similar to hunger and thirst, leading to more or less organized instinctive reactions.
Responses to heat and cold.
The warm-blooded animals, birds and mammals, have the remarkable power of keeping the body temperature constant (at 98-99 degrees Fahrenheit, in man, somewhat higher in birds), in spite of great variations in the external temperature to which the body is exposed, and in spite of great variations in the {142} amount of heat generated in the body by muscular exercise. Sweating and flushing of the skin are reactions to heat, and prevent the body temperature from rising; paling of the skin, shivering and general muscular activity are responses to cold and prevent the body temperature from falling. Shrinking from great heat or cold are also instinctive, while seeking shelter from the heat or cold is a preparatory reaction that is not definitely organized in the native constitution of man, but gives rise to a great variety of learned reactions, and plays a considerable part in life.
The warm-blooded animals, including birds and mammals, have the incredible ability to maintain a consistent body temperature (around 98-99 degrees Fahrenheit in humans, slightly higher in birds) despite significant changes in external temperatures and the varying amount of heat produced by physical activity. Sweating and flushing of the skin help cool the body to prevent overheating, while pale skin, shivering, and overall muscular activity help generate warmth to stop the body from getting too cold. Instinctively reacting to extreme heat or cold is natural, whereas seeking shelter from these conditions is a learned behavior that isn't hardwired in humans but leads to various responses and plays a significant role in life.
Shrinking from injury.
The "flexion reflex" of the arm or leg, which pulls it away from a pinch, prick or burn, is the type of a host of defensive reactions--winking, scratching, rubbing the skin, coughing, sneezing, clearing the throat, wincing, limping, squirming, changing from an uncomfortable position--most or all of them instinctive reactions. With each goes some sort of irritating sensation, as pain, itching, tickling, discomfort; and a conscious impulse to get rid of the irritation is often present. When the simpler avoiding reactions do not remove the irritating stimulus, they are repeated more vigorously or give way to some bigger reaction tending towards the same result. The climax of the avoiding reactions is flight or running away. Akin to flight are cowering, shrinking, dodging or warding off a blow, huddling into the smallest possible space, getting under cover, clinging to another person; and most or all of these, too, are instinctive reactions. With flight and the other larger danger-avoiding reactions there is often present, along with the impulse to escape, the stirred up organic and conscious state of fear.
The "flexion reflex" of the arm or leg, which pulls it away from a pinch, prick, or burn, is an example of many defensive reactions—winking, scratching, rubbing the skin, coughing, sneezing, clearing the throat, wincing, limping, squirming, and shifting from an uncomfortable position—most or all of which are instinctive reactions. Each of these is associated with some sort of irritating sensation, like pain, itching, tickling, or discomfort; and there’s usually a conscious urge to eliminate the irritation. When the simpler avoidance reactions don't get rid of the irritating stimulus, they tend to be repeated more forcefully or evolve into a stronger reaction aimed at achieving the same outcome. The peak of these avoidance reactions is fleeing or running away. Similar to fleeing are cowering, shrinking, dodging or blocking a blow, curling into the smallest possible space, seeking cover, or clinging to someone else; and most, if not all, of these reactions are instinctive as well. Along with the impulse to escape during flight and other significant danger-avoiding reactions, there’s often a heightened organic and conscious state of fear.
The stimuli that arouse movements of escape are of two sorts: those that directly cause some irritating sensation, and those that are simply signs of danger. The smaller avoiding reactions--flexion reflex, coughing, etc.--are {143} aroused by stimuli that are directly painful or irritating; whereas flight, cowering, etc., are mostly responses to mere signs of danger. A "sign of danger" is usually seen or heard at some distance, not felt directly on or in the body. Now, while avoiding reactions are attached by nature to the irritating stimuli, it is not at all clear whether escape movements are natively attached to any signs of danger, or, if they are, to what particular signs of danger they are attached. What visual or auditory stimuli, that are not directly irritating, will arouse escape movements in a young child? For the youngest children, no such stimuli have been found. You can easily get avoiding reactions from a little baby by producing pain or discomfort; you can get the clinging response by letting the child slip when he is being held in your arms; and you get crying and shrinking on application of a loud, grating noise, such a noise as is irritating in itself without regard to what it may signify. But you cannot get any shrinking from stimuli that are not directly irritating.
The triggers that lead to escape movements fall into two categories: those that directly create an irritating sensation, and those that are simply indicators of danger. The smaller avoidance reactions—like flexing reflexes, coughing, etc.—are caused by stimuli that are directly painful or irritating; on the other hand, behaviors like fleeing or cowering mainly respond to mere indicators of danger. A "sign of danger" is usually something seen or heard from a distance, not felt directly on or in the body. While avoidance reactions are naturally linked to irritating stimuli, it’s unclear whether escape movements are inherently linked to any signs of danger, or if they are, to which specific signs they are connected. What visual or auditory stimuli that aren’t directly irritating trigger escape movements in a young child? No such stimuli have been identified for the youngest children. You can easily elicit avoidance reactions from a little baby by causing pain or discomfort; you can invoke the clinging response by letting the child slip while being held; and you can provoke crying and shrinking in reaction to a loud, grating noise, which is irritating on its own, regardless of what it signifies. However, you can't elicit any shrinking from stimuli that aren't directly irritating.
For example, you get no sign of fear from a little child on suddenly confronting him with a furry animal. With older children, you do get shrinking from animals, but it is impossible to be sure that the older child has not learned to be afraid of them. I have seen a child of two years simply laugh when a large, strange dog came bounding towards him in the park; but a year later he would shrink from a strange dog. Whence the change? There are two possibilities: either a native connection between this stimulus and the shrinking response only reached its maturity when the child was about three years old--and there is nothing improbable in this--or else the child, though actually never bitten by a dog, had been warned against dogs by his elders or had observed his elders shrinking from dogs. Children do pick up fears in this way; for example, children who are {144} naturally not the least bit afraid of thunder and lightning may acquire a fear of them from adults who show fear during a thunderstorm.
For instance, you don’t see any sign of fear from a young child when suddenly faced with a furry animal. With older children, you do see them pull back from animals, but it’s hard to tell if the older child has actually learned to fear them. I’ve seen a two-year-old laugh when a big, unfamiliar dog came running towards him in the park; but a year later, he would pull away from a strange dog. What caused this change? There are two possibilities: either a natural connection between this stimulus and the fear response only developed when the child was around three years old—which isn’t unlikely—or the child, while never actually bitten by a dog, was warned against dogs by adults or saw adults pulling away from dogs. Kids do pick up fears in this way; for example, children who are {144} are usually not afraid of thunder and lightning but can develop a fear of them from adults who show fear during a thunderstorm.
On the whole, the danger-avoiding reactions are probably not linked by nature to any special signs of danger. While the emotion of fear, the escape impulse, and many of the escape movements are native, the attachment of these responses to specific stimuli--aside from directly irritating stimuli--is acquired. Fear we do not learn, but we learn what to fear.
Overall, the reactions we have to avoid danger likely aren't naturally connected to any particular signs of danger. While the feelings of fear, the urge to escape, and many of our escape behaviors are instinctive, the connection of these responses to certain triggers—aside from those that directly irritate us—is learned. We don't learn to feel fear; we learn what to be afraid of.
Crying.
We have the best of evidence that this is a native reaction, since the baby cries from birth on. He cries from hunger, from cold, from discomfort, from pain, and, perhaps most of all, as he gets a little older, from being thwarted in anything he has set out to do. This last stimulus gives the "cry of anger", which baby specialists tell us sounds differently from the cries of pain and of hunger. Still, there is so much in common to the different ways of crying that we may reasonably suppose there is some impulse, and perhaps some emotional state, common to all of them. The common emotion cannot be anger, or hunger, or discomfort or pain. To name it grief or sorrow would fit the crying of adults better than that of little children. The best guess is that the emotional state in crying is the feeling of helplessness. The cry of anger is the cry of helpless anger; anger that is not helpless expresses itself in some other way than crying; and the same is true of hunger, pain and discomfort. Crying is the reaction appropriate to a condition where the individual cannot help himself--where he wants something but is powerless to get it. The helpless baby sets up a wail that brings some one to his assistance; that is the utility of crying, though the baby, at first, does not have this result in view, but simply cries because he is hungry and helpless, uncomfortable and {145} helpless, thwarted and helpless. The child cries less as he grows older, because he learns more and more to help himself.
We have strong evidence that this is a natural reaction since the baby cries from birth. He cries from hunger, cold, discomfort, pain, and, as he gets a bit older, from being frustrated when he can't achieve what he wants. This last trigger results in what's called the "cry of anger," which baby experts say sounds different from cries of pain and hunger. However, there's so much similarity in how babies cry that we can reasonably conclude there's some underlying impulse and likely some shared emotional state for all these cries. This common emotion isn’t anger, hunger, discomfort, or pain. Calling it grief or sorrow would fit adult crying better than that of little kids. The best guess is that the emotional state behind crying is the feeling of helplessness. The cry of anger is the sound of helpless anger; when anger isn’t helpless, it expresses itself in ways other than crying, and the same goes for hunger, pain, and discomfort. Crying is the response to a situation where the individual can't help themselves—where they want something but are unable to get it. The helpless baby lets out a wail that brings someone to help him; that's the purpose of crying, even though the baby doesn’t initially have this outcome in mind, but just cries because he's hungry and helpless, uncomfortable and {145} helpless, frustrated and helpless. The child cries less as he grows older because he learns more and more to take care of himself.
With the vocal element of crying goes movement of the arms and legs, which also has utility in attracting attention; but what may be the utility of shedding copious tears remains a mystery, in spite of several ingenious hypotheses that have been advanced to explain it.
With the sound of crying comes movement of the arms and legs, which is helpful for drawing attention; however, the purpose of shedding a lot of tears remains a mystery, despite several clever theories that have been proposed to explain it.
Fatigue, rest and sleep.
That fatigue, primarily an organic state, gives rise to fatigue sensations and to a neural adjustment for rest--a disinclination to work any longer--and that drowsiness is a somewhat different organic state that gives an inclination to sleep--all this has been sufficiently set forth in earlier chapters. Going to sleep is a definite act, an instinctive response to the drowsy state. In the way of preparatory reactions, we find many interesting performances in birds and mammals, such as the curling up of the dog or cat to sleep, the roosting of hens, the standing on one leg of some birds; and we see characteristic positions adopted by human beings, but do not know how far these are instinctive and how far acquired. Closing the eyes is undoubtedly a native preparatory reaction for sleep.
That tiredness, mainly a physical condition, leads to feelings of exhaustion and a neural response to rest—a reluctance to keep working—and drowsiness is a slightly different physical state that makes you want to sleep. All this has been explained in earlier chapters. Falling asleep is a specific action, an instinctive reaction to feeling drowsy. We observe many interesting behaviors in birds and mammals as they prepare for sleep, like dogs and cats curling up, hens roosting, and some birds standing on one leg. We also see distinctive positions humans take, but we can't tell how much of this is instinctual versus learned. Closing our eyes is definitely a natural response to getting ready to sleep.
Like the other responses to organic needs, rest and sleep figure pretty largely in the behavior of the adult, as in finding or providing a good place to sleep. Certainly if fatigue and sleep could be eliminated, as some over-enthusiastic workers have pretended to hope, life would be radically changed.
Like other responses to basic needs, rest and sleep play a significant role in adult behavior, such as finding or creating a comfortable place to sleep. If fatigue and the need for sleep could be removed, as some excessively enthusiastic workers have claimed, life would be drastically different.
Instinctive Responses to Other Persons
We are next to look for action and emotion aroused by persons, specifically--not by persons and things alike. Fear can be aroused by persons, but also by things. In a social animal, such as man, almost any instinct comes to have {146} social bearings. Eating and drinking become social matters, and all the organic instincts figure in the placing and making of a home. Home is a place of shelter against heat and cold, it is a refuge from danger, it is where you eat and where you sleep. It meets all these organic needs but--it is specially where "your people" are.
We are now going to explore the actions and emotions triggered by people, specifically—not by people and things together. Fear can be triggered by people, but also by objects. In social creatures like humans, almost every instinct takes on social implications. Eating and drinking turn into social activities, and all biological instincts play a role in establishing and maintaining a home. A home is a shelter from heat and cold, a safe place from danger, and where you eat and sleep. It fulfills all these basic needs but—most importantly, it's where "your people" are.
Home is a place where unlike persons foregather, male with female, adults with children, and thus it symbolizes the "family instincts", mating and child-care, which are responses to persons unlike in sex or age. But home also illustrates very well the herd instinct, which is a response to like persons, "birds of a feather flocking together". It is not the single home that illustrates this, but the almost universal grouping of homes into villages or cities.
Home is a place where different people come together, men with women, adults with children, and it represents the "family instincts," like mating and child-rearing, which happen between people who are different in gender or age. But home also clearly shows the herd instinct, which is a response to similar people, "birds of a feather flocking together." It's not just the individual home that shows this, but the nearly universal grouping of homes into villages or cities.
The herd instinct or gregarious instinct.
It might be argued that a city or village was the result of economic causes, or, in the olden days, a means of protection against enemies, and not a direct satisfaction of any instinct in man to flock together. But often a family who know perfectly well that their economic advantage demands their remaining where they are, in some isolated country spot, will pull up stakes and accept an inferior economic status in the city, just because the country is too lonely for them. One woman, typical of a great many, declined to work in a comfortable and beautiful place in the country, because "she didn't want to see trees and rocks, she wanted to see people". There is no doubt that man belongs by nature with the deer or wolf rather than with solitary animals such as the lion. He is a gregarious creature.
It can be argued that a city or village was created for economic reasons, or in the past, as a way to protect against enemies, rather than simply to satisfy a human instinct to gather together. However, many families who know that staying in their isolated rural area would be better for them economically will still choose to move to a city, even if it means a worse economic situation, just because the countryside feels too lonely. One woman, representative of many, turned down a comfortable and beautiful job in the country because "she didn't want to see trees and rocks; she wanted to see people." There's no doubt that humans naturally belong with others, like deer or wolves, rather than with solitary animals like lions. We are social creatures.
The gregarious instinct does not by any manner of means account for all of man's social behavior. It brings men together and so gives a chance for social doings, but these doings are learned, not provided ready-made by the instinct. About all we can lay to the herd instinct is uneasiness when {147} alone, seeking company, remaining in company, and following the rest as they move from place to place. The feeling of loneliness or lonesomeness goes with being alone, and a feeling of satisfaction goes with being in company.
The social instinct doesn't explain all of human social behavior. It brings people together and creates opportunities for social interactions, but these interactions are learned, not given to us automatically by the instinct. What we can attribute to the herd instinct is a discomfort when {147} alone, wanting company, staying with others, and following along as they move around. The sensation of loneliness comes with being alone, while being with others brings a sense of satisfaction.
Probably there is one more fact that belongs under the herd instinct. A child is lonely even in company, unless he is allowed to participate in what the others are doing. Sometimes you see an adult who is gregarious but not sociable, who insists on living in the city and wishes to see the people, but has little desire to talk to any one or to take part in any social activities; but he is the exception. As a rule, people wish not only to be together but to do something together. So much as this may be ascribed to the instinct, but no more. "Let's get together and do something"--that is as far as the gregarious instinct goes. What we shall do depends on other motives, and on learning as well as instinct.
Probably there's one more fact that fits under the herd instinct. A child feels lonely even in a crowd unless they're allowed to participate in what everyone else is doing. Sometimes you come across an adult who enjoys being around others but isn’t really social, someone who insists on living in the city and wants to see people, but has little desire to engage in conversation or take part in any social activities; however, that person is the exception. Generally, people want not just to be together but to do things together. This can be attributed to the instinct, but that’s about it. "Let's gather and do something"—that’s the limit of the gregarious instinct. What we choose to do is influenced by other motives, as well as learning and instinct.
The mating instinct.
Attraction towards the opposite sex is felt by a small number of children, by most young people beginning from 15 to 20 years of age, by a minority not till a few years later, and, by a small number, never at all. On account of the late maturing of this instinct, in man, instinctive behavior is here inextricably interwoven with what has been learned. A definite organic and emotional state, lust, goes with this instinct. Preparatory reactions, called "courtship", are very definitely organized in many animals, and often quite elaborate. In man, courtship is elaborate enough, but not definitely organized as an instinct; and yet it follows much the same line as we observe in animal courtship. It begins with admiring attention to one of the opposite sex, followed by efforts to attract that one's attention by "display" (strutting, decoration of the person, demonstrating one's prowess, especially in opposition to rivals). Then the male takes an aggressive attitude, the {148} female a coy attitude; the male woos, the female hangs back, and something analogous to pursuit and capture takes place, except that the capture may be heartily accepted by both parties.
Attraction to the opposite sex is experienced by a few children, most young people between the ages of 15 and 20, some not until a few years later, and by a small number, never at all. Due to the delayed development of this instinct in humans, instinctual behavior is closely intertwined with what has been learned. A distinct organic and emotional state, lust, accompanies this instinct. Preparatory actions, known as "courtship," are quite organized in many animals and can be quite elaborate. In humans, courtship is sophisticated but not as structured as an instinct; however, it follows a similar pattern to what we see in animal courtship. It starts with admiring attention towards someone of the opposite sex, followed by attempts to gain that person's attention through "display" (showing off, dressing up, showcasing one's skills, especially against rivals). Then the male adopts an aggressive stance, while the female acts coy; the male woos, the female holds back, and a dynamic similar to pursuit and capture occurs, except that the capture can be eagerly welcomed by both individuals.
The "survival value" of this instinct is absolute; without it the race would not long survive. But it has "play value" also, it contributes to the joy of living as well as to the struggle for survival. There is much in social intercourse, and in literature and art, that is motivated by the sex impulse. Some would-be psychologists have been so much impressed by the wide ramifications of the sex motive in human conduct that they have attributed to it all play, all enjoyment, all the softer and lighter side of life, even all the spiritual side of life. One need only run over the long list of instincts, especially those that still remain to be mentioned, in order to be convinced of the one-sidedness of such a view. On the other hand, some moralists have been so deeply impressed by the difficulties that arise out of the sex motive, as to consider it essentially gross and bad; but this is as false as the other view. The sex impulse is like a strong but skittish horse that is capable of doing excellent work but requires a strong hand at the reins and a clear head behind. It is a horse that does not always pull well in a team; yet it is capable of fine teamwork. It can be harnessed up with other tendencies, and when so combined contribute some of its motive force to quite a variety of human activities.
The "survival value" of this instinct is crucial; without it, our species wouldn't last long. But it also has "play value"; it adds to the joy of living as well as to the fight for survival. Much of social interaction, along with literature and art, is driven by the sex impulse. Some aspiring psychologists, impressed by how widespread the sex motive is in human behavior, have claimed it accounts for all play, all enjoyment, and all the lighter aspects of life, even the spiritual side of life. If you just look at the long list of instincts, especially the ones still to be mentioned, you'll see how one-sided this perspective is. On the flip side, some moralists are so struck by the problems stemming from the sex motive that they see it as inherently crude and bad; but that's just as misguided as the other viewpoint. The sex impulse is like a powerful, skittish horse that can do great work but needs a firm hand on the reins and a clear mind guiding it. It's a horse that doesn't always work well in a team; yet it can collaborate effectively. It can be paired with other tendencies, and when combined, it contributes some of its energy to a wide range of human activities.
The parental or mothering instinct.
In many species of animals, though not by any means in all, one or both of the parents stays by the young till some degree of maturity is reached. In some kinds of fish, it is the male that cares for the young; in birds it is often both parents. In mammals it is always the mother. Instinctively, the mammalian mother feeds, warms and defends her young. Just as {149} instinctively, the human mother does the same. This instinctive reaction to the little baby is attended by a strong emotion, called, for want of a better name, the "tender emotion".
In many animal species, although not all, one or both parents stay with their young until they reach a certain level of maturity. In some types of fish, it's the male that takes care of the young; in birds, it's often both parents. In mammals, it's always the mother. Instinctively, the mammalian mother feeds, warms, and protects her young. Just like {149} instinctively, the human mother does the same. This instinctive response to the baby comes with a strong emotion, which is often referred to as the "tender emotion."
The strongest stimulus to arouse this instinct is the little, helpless baby. The older child has to take second place with the mother, so soon as there is a little baby there. After a child is weaned, and after he is able to get about and do for himself to quite an extent, he has less hold on the maternal instinct. The love and care that he may still get is less a simple matter of instinct.
The biggest trigger for this instinct is the small, helpless baby. Once there's a little baby around, the older child has to take a back seat with the mother. After a child is weaned and becomes more independent, they have less of a grip on the maternal instinct. The love and care they receive may still be there, but it's no longer just a matter of instinct.
Though the little baby is the strongest stimulus to this instinct, older children and even adults, provided they are like the baby in being winsome and helpless in some way, may arouse the same sort of feeling and behavior, tender feeling and protective behavior. A pet animal may arouse the same tendency, and a "darling little calf" or a "cute little baby elephant" may awaken something of the same thrill. Even a young plant may be tended with a devotion akin to the maternal. The fact seems to be here, as with other instincts, that objects similar to the natural stimulus may arouse the same impulse and emotion. Love between the sexes is often a compound of sex attraction and the mothering instinct; and it is interesting to watch a happily mated couple each mothering the other.
Though a baby is the strongest trigger for this instinct, older kids and even adults can evoke the same feelings and behaviors, as long as they possess qualities that make them endearing and vulnerable. A pet can inspire similar responses, and a "cute little calf" or a "adorable baby elephant" can bring out that same excitement. Even a young plant can be cared for with a devotion similar to maternal love. It seems that, like other instincts, things resembling the natural stimulus can provoke the same impulse and emotion. Love between partners often combines sexual attraction with nurturing instincts; it's fascinating to see a happy couple looking after each other in a mothering way.
But is it allowable to speak of this instinct as present in the male human being, or in any one not a mother? Undoubtedly the woman who has recently become a mother is most susceptible to the appeal of a little baby, but the response of other women and of girls to a baby is so spontaneous that we cannot but call it instinctive. Men and boys have no special desire to feed or cuddle a little baby, and are quite contented to leave the care of the baby mostly to the "women folks". But they do object strongly to seeing the {150} baby hurt or ill-treated, and will respond by protecting it. Also, they like to watch the baby act, and like to help it along in its efforts to do things. This may be instinctive in the man; at least it reminds us of the behavior of a mother cat or dog or horse, when she plays with her young and stimulates them to action. When the mother cat brings a live mouse for her half-grown kittens to practise on, she is acting instinctively, and probably a man is obeying the same instinct when he brings the baby a toy and derives pleasure from watching the baby's attempts to use it.
But is it acceptable to talk about this instinct being present in men, or in anyone who isn't a mother? Clearly, a woman who has just become a mother is particularly responsive to a little baby, but the way other women and girls react to a baby is so natural that we have to call it instinctive. Men and boys don't have a strong urge to feed or cuddle a little baby; they are usually fine with leaving the care of the baby mostly to the "women folks." However, they definitely object to seeing the {150} baby hurt or mistreated and will step in to protect it. They also enjoy watching the baby play and like to help it learn new things. This behavior might be instinctive in men; it at least reminds us of how a mother cat, dog, or horse interacts with her young, playing with them and encouraging them to move. When a mother cat brings a live mouse for her older kittens to practice on, she is acting on instinct, and likely a man is following the same instinct when he gives the baby a toy and enjoys watching the baby's attempts to use it.
The parental instinct would thus seem to lie at the root of education, considered as an enterprise of adults directed towards getting the young to acquire the behavior of the race; and it also lies at the root of charity, the desire to protect the helpless.
The parental instinct seems to be the foundation of education, seen as an effort by adults to help the young adopt the behaviors of their culture; it also forms the basis of charity, which is the desire to protect those who are vulnerable.
Is there any instinct in the child answering to the parental, any "filial" instinct, as it were? Psychologists have usually answered no, but possibly they have been misled by the word "filial" and looked in the wrong direction. The parental instinct is an instinct to give, and the answering instinct would be one to take--not to give in return. It is probably not instinctive for the child to do for the parent, but is it not instinctive for the child to take from the parent, and to look to the parent for what he wants? It is not exactly "unnatural conduct" in a child to impose on his mother, as it would be in the mother to impose on the child; but would it not be unnatural in a child to take an unreceptive and distrustful attitude towards his mother?
Is there any instinct in a child that responds to their parent, any kind of "filial" instinct, so to speak? Psychologists have typically said no, but perhaps they've been misled by the term "filial" and have looked in the wrong direction. The parental instinct is about giving, while the child's instinct would be more about taking—not necessarily giving back. It probably isn't instinctive for the child to do things for the parent, but isn't it instinctive for the child to take from the parent and to rely on them for what they need? It’s not exactly "unnatural behavior" for a child to lean on their mother, as it would be for the mother to lean on the child; but wouldn't it be unnatural for a child to have a closed-off and distrustful attitude towards their mother?
Filial love is different. It is not purely instinctive, but depends on intelligence. It is only possible if the child has the intelligence to see the parent as something besides a parent--as some one needing care and protection--and if the child himself takes a parental attitude towards the parent. But that is a grown-up attitude, seldom taken by {151} young children. It is not the infantile instinct, which, if there is such an instinct, is the spring of trustful, docile, dependent, childlike and childish behavior.
Filial love is different. It's not just instinctive; it relies on understanding. It can only exist if the child has the ability to view the parent as more than just a parent—as someone who needs care and protection—and if the child adopts a caring attitude toward the parent. But that perspective is typically a mature one, rarely embraced by {151} young children. It’s not the naive instinct, which, if it exists, is the source of trusting, compliant, dependent, childlike, and childish behavior.
The Play Instincts
Any instinct has "play value", but some have also "survival value" and so are serious affairs. Survival value characterizes the instincts we have already listed, both the responses to organic needs and the responses to other people. But there are other instincts with less of survival value, but no less of play value, and these we call the play instincts, without attaching any great importance to the name or even to the classification.
Any instinct has "play value," but some also have "survival value," making them serious matters. Survival value describes the instincts we've mentioned, including responses to basic needs and reactions to other people. However, there are other instincts that may not have as much survival value but still hold significant play value, and we refer to these as play instincts, not putting too much emphasis on the name or even the classification.
Playful activity.
The kicking and throwing the arms about that we see in a well-rested baby is evidently satisfying on its own account. It leads to no result of consequence, except indeed that the exercise is good for the child's muscles and nerves. The movements, taken singly, are not uncoordinated by any means, but they accomplish no definite result, produce no definite change in external objects, and so seem random and aimless to adult eyes. It is impossible to specify the stimulus for any given movement, though probably stimuli from the interior of the body first arouse these responses. They are most apt to occur during the organic state of "euphoria", and tend to disappear during fatigue.
The kicking and flailing of arms we see in a well-rested baby is clearly enjoyable on its own. It doesn't lead to any notable outcome, other than the fact that the exercise is beneficial for the baby's muscles and nerves. The movements, when looked at individually, are certainly not uncoordinated, but they don't achieve any specific result or create any noticeable change in the environment, making them seem random and pointless to adult observers. It’s hard to pinpoint the trigger for any specific movement, though it’s likely that signals from within the body initially spark these actions. They are most likely to happen during the state of "euphoria," and tend to fade away when the baby gets tired.
There is a counter-tendency to this tendency towards general activity, and that is inertia, the tendency towards inactivity or economy of effort. Most pronounced in fatigue, this also appears in lassitude and inert states that cannot be called fatigue because not brought on by excessive activity. After sleep, many people are inert, and require a certain amount of activity to "warm up" to the active condition. As the child grows older, the {152} "economy of effort" motive becomes stronger, and the random activity motive weaker, so that the adult is less playful and less responsive to slight stimuli. He has to have some definite goal to get up his energy, whereas the child is active by preference and just for the sake of activity.
There is a counter-tendency to the push for general activity, and that is inertia, the inclination towards inactivity or economy of effort. This is most evident in fatigue, but it also shows up in feelings of laziness and inactive states that can’t be classified as fatigue because they aren’t caused by too much activity. After sleeping, many people feel sluggish and need a bit of activity to "warm up" to a more active state. As a child grows older, the {152} "economy of effort" drive becomes stronger, while the motive for random activity diminishes, making adults less playful and less responsive to minor stimuli. Adults need a clear goal to energize themselves, whereas children are naturally active just for the joy of being active.
During the first year or so of the child's life, his playful activity takes shape in several ways. First, out of the great variety of the random movements certain ones are picked out and fixed. This is the way with putting the hand into the mouth or drumming on the floor with the heels, and these instances illustrate the important fact that many learned acts develop out of the child's random activity. Without play activity there would be little work or accomplishment of the distinctively human type. Second, certain specific movements, those of locomotion and vocalization, appear with the ripening of the child's native equipment, and take an important place in his play. Third, his play comes to consist more and more of responses to external objects, instead of to internal stimuli as at first. The playful responses to external objects fall into two classes, according as they manipulate objects or simply examine them.
During the first year or so of a child’s life, their playful activity develops in several ways. First, from the wide variety of random movements, some are selected and become habitual. This includes actions like putting their hand in their mouth or drumming their heels on the floor, which highlights the crucial point that many learned behaviors emerge from the child's random activities. Without play, there would be little work or achievement that’s uniquely human. Second, specific movements like walking and vocalizing emerge as the child’s natural abilities mature, playing a significant role in their playtime. Third, play increasingly involves responses to external objects rather than just internal urges, as seen at the beginning. The playful interactions with external objects can be divided into two categories: those that involve manipulating objects and those that simply involve observing them.
We have, then, a small group of instincts that is very closely related to the fundamental instinct of random activity.
We have a small set of instincts that is closely linked to the basic instinct of random activity.
Locomotion.
Evidence has already been presented [Footnote: See p. 95.] indicating that walking is instinctive and not learned, so that the human species is no exception to the rule that every species has its instinctive mode of locomotion. Simpler performances which enter into the very complex movement of walking make their appearance separately in the infant before being combined into walking proper. Holding up the head, sitting up, kicking with an alternate motion of the {153} two legs, and creeping, ordinarily precede walking and lead up to it.
Evidence has already been presented [Footnote: See p. 95.] indicating that walking is instinctive and not learned, so the human species is no exception to the fact that every species has its instinctive way of moving. Simpler actions that are part of the more complex movement of walking show up separately in infants before they come together into proper walking. Holding up the head, sitting up, kicking with an alternating motion of the {153} two legs, and crawling typically happen before walking and lead into it.
What is the natural stimulus to locomotion? It is as difficult to say as it is to specify the stimulus in other forms of playful activity. From the fact that blind children are usually delayed in beginning to walk, we judge that the sense of sight furnishes some of the most effective stimuli to this response. Often the impulse attending locomotion is the impulse to approach some seen object, but probably some satisfaction is derived simply from the free movement itself. There certainly is no special emotion going with locomotion. Locomotion has, of course, plenty of "survival value", and might have been included among the organic instincts.
What drives us to move? It’s just as hard to pinpoint as it is to identify what motivates other kinds of play. We can observe that blind children often start walking later, which suggests that sight plays a significant role in encouraging this behavior. Frequently, the urge to move is linked to the desire to reach for something visible, but it’s likely that simply moving around brings its own enjoyment. There’s definitely no specific emotion tied to locomotion. Moving around has clear "survival value" and could easily be categorized as one of our basic instincts.
Some of the other varieties of human locomotion, such as running and jumping, are probably native. Others, like hopping and skipping, are probably learned. As to climbing, there is some evolutionary reason for suspecting that an instinctive tendency in this direction might persist in the human species, and certainly children show a great propensity for it; while the acrobatic ability displayed by those adults whose business leads them to continue climbing is so great as to raise the question whether the ordinary citizen is right when he thinks of man as essentially a land-living or surface-living animal. As to swimming, the theory is sometimes advanced that this too is a natural form of locomotion for man, and that, consequently, any one thrown into deep water will swim by instinct. Experiments of this sort result badly, the victim clutching frantically at any support, and sometimes dragging down with him the theorist who is administering this drastic sort of education. In short, the instinctive response of a man to being in deep water is the same as in other cases of sudden withdrawal of solid support; it consists in clinging and is attended by the emotion of fear.
Some other ways humans move, like running and jumping, are probably instinctive. Others, such as hopping and skipping, are likely learned behaviors. When it comes to climbing, there’s some evolutionary evidence suggesting that an instinct to climb may still exist in humans, and kids definitely show a strong inclination for it; meanwhile, the acrobatic skills of adults whose jobs involve climbing are so impressive that it raises the question of whether the average person is correct in thinking of humans as mostly land-dwelling creatures. Regarding swimming, some people argue that this is also a natural way for humans to move, claiming that anyone thrown into deep water would instinctively know how to swim. However, experiments like this usually end badly, with the person flailing for anything to grab onto, sometimes even pulling the theorist down with them during this harsh form of "education." In short, a person's instinctive reaction to being in deep water is similar to their response in situations where solid support is suddenly gone; it’s all about clinging and is accompanied by feelings of fear.
Vocalization.
Crying at birth proves voice-production to be a native response, but we are more interested just here in the playful cooing and babbling that appear when the child is a few weeks or months old. This cheerful vocalization is also instinctive, in all probability, since the baby makes it before he shows any signs of responding imitatively to the voices of other people. It seems to be one form of the random activity that goes with euphoria. The child derives satisfaction not so much from the muscular activity of vocalization as from the sounds that he produces, so that deaf children, who begin to babble much like other children, lag behind them as the months go by, from not deriving this auditory satisfaction from the vocal activity. Though whistling, blowing a horn, shaking a rattle and beating a drum are not native responses, it is clear that the child naturally enjoys producing sounds of various sorts.
Crying at birth shows that producing sound is a natural response, but we're more interested in the playful cooing and babbling that starts when the baby is a few weeks or months old. This joyful vocalization is likely instinctive, since the baby does it before showing any signs of imitating the voices of others. It seems to be one type of random activity that comes with happiness. The child finds satisfaction not so much in the physical act of vocalizing but in the sounds they make, which is why deaf children, who start babbling like other kids, fall behind as time goes on, as they don’t get this auditory satisfaction from their vocal activity. While whistling, blowing a horn, shaking a rattle, and beating a drum aren't natural responses, it’s clear that children naturally enjoy making various types of sounds.
The baby's cheerful babbling is the instinctive basis on which his speech later develops through a process of learning.
The baby's happy cooing is the natural foundation on which his speech eventually grows through learning.
Manipulation.
While the first random activity of the baby has nothing to do with external objects, but simply consists of free movements of the arms and legs, after a time these give place to manipulation of objects. The baby turns things about, pulls and pushes them, drops them, throws them, pounds with them. Thus he acquires skill in handling things and also learns how things behave. This form of playful activity contains the germ of constructiveness and of inventiveness, and will come into view again under the head of "imagination."
While the baby's initial random movements have nothing to do with outside objects and just involve free movement of their arms and legs, over time, these movements evolve into manipulation of objects. The baby flips things around, pulls and pushes them, drops them, throws them, and pounds on them. This helps them become skilled at handling objects and teaches them how things work. This playful activity is the foundation of creativity and inventiveness, which will be revisited later under the topic of "imagination."
Exploration or curiosity.
Along with manipulation goes the examination of objects by the hand, the mouth, the eyes and ears, and all the senses. Listening to a sudden noise is one of the first exploratory reactions. Following a moving light with the eyes, fixing the eyes upon a {155} bright object, and exploring an object visually by looking successively at different parts of it, appear in the first few months of the baby's life. Exploration by the hands and by the mouth appear early. Sniffing an odor is a similar exploratory response. When the child is able to walk, his walking is dominated largely by the exploring tendency; he approaches what arouses his curiosity, and embarks on little expeditions of exploration. Similar behavior is seen in animals and is without doubt instinctive. With the acquisition of language, the child's exploration largely takes the form of asking questions.
Along with manipulation comes the examination of objects using the hand, mouth, eyes, ears, and all the senses. Hearing a sudden noise is one of the first responsive actions. Tracking a moving light with the eyes, focusing on a {155} bright object, and visually examining an object by looking at its different parts happen in the first few months of a baby's life. Exploration through the hands and mouth starts early. Sniffing a scent is a similar curious response. When the child learns to walk, their movements are largely driven by curiosity; they go towards what interests them and set off on little exploration adventures. This behavior is also seen in animals and is undoubtedly instinctual. As the child develops language, their exploration mostly turns into asking questions.
The stimulus that arouses this sort of behavior is something new and unfamiliar, or at least relatively so. When an object has been thoroughly examined, it is dropped for something else. It is when the cat has just been brought into a strange house that she rummages all over it from garret to cellar. A familiar object is "taken for granted", and arouses little exploratory response.
The trigger for this kind of behavior is something new and unfamiliar, or at least somewhat. When an object has been closely examined, it's abandoned for something else. It’s when the cat has just been brought into a new house that she explores every nook and cranny. A familiar object is "taken for granted" and doesn’t stimulate much curiosity.
Quite a group of conscious impulses and emotions goes with exploratory behavior. The feeling or impulse of curiosity is something that everybody knows; like other impulses, it is most strongly felt when the end in view cannot be immediately reached. When you are prevented by considerations of propriety or politeness from satisfying your curiosity, then it is that curiosity is most "gnawing". A very definite emotion that occurs on encountering something extremely novel and strange is what we know as "surprise", and somewhat akin to this is "wonder".
A good amount of awareness and feelings accompany exploratory behavior. The sense of curiosity is something everyone experiences; like other urges, it's felt most intensely when the goal isn't easily attainable. When social norms or politeness hold you back from satisfying your curiosity, that’s when it feels most "urgent." A specific emotion that comes up when we encounter something very new and unusual is called "surprise," which is closely related to "wonder."
Exploration, though fundamentally a form of playful activity, has great practical value in making the child acquainted with the world. It contains the germ of seeking for knowledge. We shall have to recur to this instinct more than once, under the head of "attention" and again under "reasoning".
Exploration, while essentially a playful activity, is highly valuable for introducing children to the world around them. It sparks the desire for knowledge. We will refer back to this instinct multiple times, in the sections on "attention" and again in "reasoning."
Manipulation and exploration go hand in hand and might be considered as one tendency rather than two. The child wishes to get hold of an object, that arouses his curiosity, and he examines it while handling it. You cannot properly get acquainted with an object by simply looking at it, you need to manipulate it and make it perform; and you get little satisfaction from manipulating an object unless you can watch how it behaves.
Manipulation and exploration are closely connected and could be seen as one single tendency rather than two separate ones. A child wants to grab an object that catches their interest, and they explore it by handling it. You can’t truly understand an object just by looking at it; you need to interact with it and make it work. Plus, you gain little satisfaction from handling an object if you can't observe how it reacts.
Tendencies running counter to exploration and manipulation.
Just as playful activity in general is limited by the counter tendencies of fatigue and inertia, so the tendency to explore and handle the unfamiliar is held in check by counter tendencies which we may call "caution" and "contentment".
Just like playful activity is generally restrained by fatigue and laziness, the urge to explore and engage with new things is also kept in check by factors we can refer to as "caution" and "contentment."
Watch an animal in the presence of a strange object. He looks at it, sniffs, and approaches it in a hesitating manner; suddenly he runs away for a short distance, then faces about and approaches again. You can see that he is almost evenly balanced between two contrary tendencies, one of which is curiosity, while the other is much like fear. It is not full-fledged fear, not so much a tendency to escape as an alertness to be ready to escape.
Watch an animal when it encounters something unfamiliar. It looks at the object, sniffs it, and cautiously approaches. Then, suddenly, it darts away for a little bit but quickly turns back and comes closer again. You can tell it's caught between two conflicting feelings: one is curiosity, and the other is similar to fear. It's not complete fear; it's more about being ready to flee rather than a strong urge to run away.
Watch a child just introduced to a strange person or an odd-looking toy. The child seems fascinated, and can scarcely take his eyes from the novel object, but at the same time he "feels strange", and cannot commit himself heartily to getting acquainted. There is quite a dose of caution in the child's make-up--more in some children than in others, to be sure--with the result that the child's curiosity gets him into much less trouble than might be expected. Whether caution is simply to be identified with fear or is a somewhat different native tendency, it is certainly a check upon curiosity.
Watch a child who has just met a stranger or a weird-looking toy. The child seems captivated and can hardly take their eyes off the new object, but at the same time, they "feel strange" and can’t fully commit to getting to know it. There’s a good amount of caution in the child’s nature—more in some kids than in others, of course—which means the child’s curiosity leads them into much less trouble than you might think. Whether caution is just fear or a different inherent tendency, it definitely puts a brake on curiosity.
By "contentment" we mean here a liking for the familiar, {157} which offsets to some extent the fascination of the novel. If you are perfectly contented, you are not inclined to go out exploring; and when you have had your fill of the new and strange, you like to get back to familiar surroundings, where you can rest in content. Just as playful behavior of all sorts decreases with increasing age, so the love for exploring decreases, and the elderly person clings to the familiar. But even children may insist in occupying their own particular chair, on eating from a particular plate, and on being sung to sleep always with the same old song. They are "little creatures of habit", not only in the sense that they readily form habits, but in the sense that they find satisfaction in familiar ways and things. Here we see the germ of a "conservative" tendency in human nature, which balances, to a greater or less extent, and may decidedly overbalance, the "radical" tendency of exploration.
By "contentment," we’re talking about a fondness for what is familiar, {157} which somewhat balances out the allure of the new. When you’re completely content, you’re not likely to venture out exploring; and after experiencing enough of the unfamiliar and strange, you want to return to familiar surroundings where you can relax in your contentment. Just as playful behavior tends to decrease with age, so does the desire for exploration, with older individuals preferring what they know. However, even children can be quite particular about their own chair, their specific plate, and wanting to be sung to sleep with the same old song. They are "little creatures of habit," not just in how easily they form routines, but also in how much they enjoy familiar experiences and items. Here we see the beginnings of a "conservative" nature in humans, which balances, to some degree, and can even outweigh, the "radical" tendency toward exploring.
Laughter.
We certainly must not omit this from our list of instincts, for, though it does not appear till some time after birth, it has all the earmarks of an instinctive response. If it were a learned movement, it could be made at will, whereas, as a matter of fact, few people are able to produce a convincing laugh except when genuinely amused, which means when the instinctive tendency to laugh is aroused by some appropriate stimulus. The emotion that goes with laughing may be called mirth or amusement, and it is a strongly impulsive state of mind, the impulse being simply to laugh, with no further end in view.
We definitely can't leave this out of our list of instincts because, even though it doesn't show up until some time after birth, it clearly has the traits of an instinctive response. If it were a learned action, we could do it at will. However, the truth is that very few people can produce a genuine laugh unless they're truly amused, meaning that the instinctive urge to laugh is triggered by some appropriate stimulus. The feeling that comes with laughing can be called mirth or amusement, and it represents a strong impulsive state of mind, where the only urge is to laugh, without any specific purpose in mind.
The most difficult question about laughter is to tell in general psychological terms what is the stimulus that arouses it. We have several ingenious theories of humor, which purport to tell; but they are based on adult humor, and we have as yet no comprehensive genetic study of laughter, tracing it up from its beginnings in the child. Laughing certainly belongs with the play instincts, and possibly the {158} stimulus is no more definite, at first, than that which arouses other playful activity. The baby seems to smile, at first, just from good spirits (euphoria). The stimuli that, a little later, arouse a burst of laughter have an element of what we may call "expected surprise" (as dropping a rattle and exploding with laughter when it bangs on the floor, and keeping this up time after time), and this element can still be detected in various forms of joke that are effective mirth-provokers in the adult. But why the child should laugh when tickled, at the same time trying to escape, is a poser. Many students of humor have subscribed to the theory that what makes us laugh is a sudden sense of our own superiority, thus attaching laughter to the self-assertive instinct, soon to be discussed. The laugh of victory, the laugh of defiance, the laugh of mockery, the sly or malicious laugh, support this theory, but can it be stretched to cover the laugh of good humor, the tickle laugh, or the baby's laugh in general? That seems very doubtful, and we must admit that we do not know the essential element in a laughter stimulus. One thing is fairly certain: that, while laughing is a native response, we learn what to laugh at, for the most part, just as we learn what to fear.
The hardest question about laughter is figuring out, in general psychological terms, what triggers it. We have several clever theories about humor, which claim to explain it, but they are based on adult humor, and we don't yet have a thorough study of laughter's development, starting from childhood. Laughing definitely relates to play instincts, and initially, the stimulus might not be more specific than what triggers other playful behavior. At first, babies seem to smile just from feeling good (euphoria). The stimuli that, a bit later, lead to a fit of laughter include an element of what we can call "expected surprise" (like dropping a rattle and bursting into laughter when it hits the floor, then repeating this over and over), and you can still see this aspect in various types of jokes that make adults laugh. But why does a child laugh when tickled while also trying to get away? That’s a tricky question. Many humor scholars believe that what makes us laugh is a sudden feeling of our own superiority, linking laughter to the self-assertive instinct, which we'll talk about soon. The laugh of victory, the laugh of defiance, the laugh of mockery, and the sly or malicious laugh support this idea, but can it also explain the laughter from good humor, the tickle laugh, or a baby's laugh in general? That seems very uncertain, and we have to acknowledge that we don’t know the key element in what causes laughter. One thing is pretty clear: while laughing is a natural response, we mostly learn what to laugh at, just as we learn what to fear.
Fighting.
Hold the new-born infant's arms tightly against its sides, and you witness a very peculiar reaction: the body stiffens, the breath may be held till the face is "red with anger"; the child begins to cry and then to scream; the legs are moved up and down, and the arms, if they can be got free, make striking or slashing movements. In somewhat older children, any sort of restraint or interference with free movement may give a similar picture, except that the motor response is more efficient, consisting in struggling, striking, kicking, and biting. It is not so much pain as interference that gives this reaction. You get it if you take away a toy the child is playing with, or if you forbid {159} the child to do something he is bent on doing. In animals, the fighting response is made to restraint, to being attacked, or to being interfered with in the course of feeding, or mating, or in the instinctive care of the young. The mother lioness, or dog or cat or hen, is proverbially dangerous; any interference with the young leads to an attack by the mother. The human mother is no exception to this rule. In human adults, the tendency to fight is awakened by any interference with one's enterprises, by being insulted or got the better of or in any way set down in one's self-esteem.
Hold the newborn baby's arms tightly against its sides, and you'll see a very unusual reaction: the body stiffens, the breath might be held until the face turns "red with anger"; the child starts to cry and then scream; the legs move up and down, and if the arms can be freed, they make striking or slashing movements. In somewhat older children, any sort of restraint or disruption of free movement can lead to a similar response, except that their reactions are more effective, involving struggling, hitting, kicking, and biting. It’s more about interference than pain that triggers this reaction. You’ll see it if you take away a toy the child is playing with, or if you forbid {159} the child from doing something he really wants to do. In animals, the fighting response is triggered by restraint, being attacked, or being disturbed while eating, mating, or caring for their young. The mother lioness, dog, cat, or hen is notoriously dangerous; any interference with her young can lead to an attack. The human mother follows this same instinct. In adult humans, the urge to fight is provoked by any interference with their plans, by insults, being outsmarted, or in any way damaging their self-esteem.
In general, the stimulus to fighting is restraint or interference. Let any reaction-tendency be first aroused and then interfered with, and pugnacious behavior is the instinctive result.
In general, the urge to fight comes from feeling restricted or interfered with. If any reaction is triggered and then blocked, aggressive behavior is the natural outcome.
The stimulus may be an inanimate object. You may see a child kick the door viciously when unable to open it; and grown-ups will sometimes tear, break or throw down angrily any article which they cannot make do as they wish. A bad workman quarrels with his tools. Undoubtedly, however, interference from other persons is the most effective stimulus.
The stimulus can be an object. You might see a child kick the door in frustration when they can't open it; and adults will sometimes rip, break, or throw things down angrily when they can't get them to work the way they want. A poor craftsman blames their tools. However, it's clear that interference from others is the most powerful trigger.
The impulse so aroused is directed primarily towards getting rid of the restraint or interference, but also towards inflicting damage on the opponent; and with this impulse often goes the stirred-up organic and emotional state of anger. As brought out in the chapter on emotion, the organic state in anger is nearly or quite identical with that in fear of the active type; and the two states of the individual differ in respect to impulse rather than in respect to emotion. In fear, the impulse is to get away from the adversary, in anger to get at him. The emotion of anger is not always aroused in fighting, for sometimes there is a cold-blooded desire to damage the adversary.
The impulse that arises is mainly aimed at eliminating the restraint or interference, but also at causing harm to the opponent; and this impulse is often accompanied by a heightened state of anger. As discussed in the chapter on emotion, the physical state felt during anger is very similar, if not identical, to that experienced in active fear; the difference between the two states lies more in the impulse than in the emotion itself. In fear, the impulse is to escape from the opponent, while in anger, the impulse is to confront them. The feeling of anger doesn't always occur during a fight, as there can also be a calculated intent to harm the opponent.
The motor response, instinctively consisting of struggling, kicking, etc., as already described, becomes modified {160} by learning, and may take the form of scientific fistwork, or the form of angry talk, favored by adults. Or, the adversary may be damaged in his business, in his possessions, in his reputation, or in other indirect ways. The fighting spirit, the most stimulating of the emotions, gives energy to many human enterprises, good as well as bad. The successful reformer must needs be something of a fighter.
The motor response, which instinctively includes struggling, kicking, and so on, as previously mentioned, is altered {160} by learning, and can manifest as calculated actions or as angry words, the latter often preferred by adults. Alternatively, the opponent might face harm through their business, possessions, reputation, or other indirect means. The fighting spirit, the most energizing of emotions, fuels many human activities, both positive and negative. A successful reformer must be somewhat of a fighter.
Thus far we have said nothing to justify our placing fighting here among the play instincts. Fighting against attack has survival value, fighting to protect the young has survival value, and, in general, the defensive sort of fighting has survival value, even though interference with play activity is just as apt to give this response as interference with more serious activities.
Thus far, we haven't explained why we categorize fighting among the play instincts. Fighting in defense against an attack has survival value, fighting to protect the young has survival value, and generally, defensive fighting has survival value too, even though disruptions to play activities can trigger this response just as easily as interruptions to more serious activities.
But there is more than this to the fighting instinct. The stimulus of interference is not always required. Consider dogs. The mere presence of another dog is often enough to start a scrap, and a good fighting dog will sally forth in search of a fight, and return considerably mauled up, which does not improve his chances for survival, to say the least. Fighting of this aggressive sort is a luxury rather than a necessity. It has play value rather than survival value. There can be no manner of doubt that pugnacious individuals, dogs or men, get more solid satisfaction from a good fight than from any other amusement. You see people "itching for a fight", and actually "trying to pick a quarrel", by provoking some other person who is strictly minding his own business and not interfering in the least. A battle of words usually starts in some such way, with no real reason, and a battle of words often develops into a battle of tooth and nail. Two women were brought before the judge for fighting, and the judge asked Mrs. Smith to tell how it started. "Well, it was this way, your honor. I met Mrs. Brown carrying a basket on her arm, and I says {161} to her, 'What have ye got in that basket?' says I. 'Eggs', says she. 'No!' says I. 'Yes!' says she. 'Ye lie!' says I. 'Ye lie!' says she. And a 'Whoop!' says I, and a 'Whoop!' says she; and that's the way it began, sir."
But there’s more to the fighting instinct than this. You don’t always need something to interfere. Take dogs, for example. Just the sight of another dog is enough to kick off a fight, and a good fighting dog will go looking for a brawl, often returning pretty beat up, which definitely doesn’t help its chances of survival. This kind of aggressive fighting is more of a luxury than a necessity. It has more play value than actual survival value. There’s no doubt that aggressive individuals, whether dogs or people, get more genuine satisfaction from a good fight than from any other pastime. You often see people “itching for a fight” and actively “trying to pick a quarrel” by provoking someone who’s just minding their own business and isn’t bothering anyone. A verbal argument usually starts this way, without any real reason, and can often escalate into a physical fight. Two women were brought before the judge for fighting, and the judge asked Mrs. Smith to explain how it all began. “Well, it went like this, your honor. I saw Mrs. Brown carrying a basket on her arm, and I said {161} to her, ‘What do you have in that basket?’ says I. ‘Eggs,’ says she. ‘No!’ says I. ‘Yes!’ says she. ‘You’re lying!’ says I. ‘You’re lying!’ says she. And a ‘Whoop!’ says I, and a ‘Whoop!’ says she; and that’s how it all started, sir.”
We have, then, to recognize aggressive fighting, in addition to defensive, and the aggressive sort certainly belongs among the play instincts.
We need to acknowledge aggressive fighting alongside defensive fighting, and the aggressive type definitely falls within the play instincts.
The instincts that by acting counter to fighting hold it in check are several: laughter--a good laugh together allays hostility; or the parental instinct--a parent will stand treatment from his child that he would quickly resent from any one else; or self-assertion--"Too proud to fight!" But the most direct checks are afforded by inertia--"What's the use?"--and especially by fear and caution.
The instincts that help control fighting by acting against it are several: laughter—a good laugh together eases tension; or the parental instinct—a parent will tolerate behavior from their child that they would quickly reject from anyone else; or self-assertion—"Too proud to fight!" But the most direct brakes come from inertia—"What's the point?"—and especially from fear and caution.
Fighting, both defensive and aggressive, has so close a connection with the more generalized self-assertive tendency that it might be included under that instinct. It may be regarded as a special form of self-assertive behavior, often complicated with the emotion of anger.
Fighting, whether defensive or aggressive, is so closely linked to the broader urge for self-assertion that it could fit under that instinct. It can be seen as a specific type of self-assertive behavior, frequently intertwined with feelings of anger.
Self-assertion.
What then is this wonderful instinct of self-assertion, to which fighting and much of laughing are subordinate? "Assertiveness", "masterfulness", and the "mastery impulse" are alternative names. Of all the native tendencies, this is the one most frequently aroused, since there is scarcely a moment of waking (or dreaming) life when it is not more or less in action. It is so much a matter of course that we do not notice it in ourselves, and often not in other persons; and even clever psychological observers have seemed entirely blind to it, and given it no place in their list of instincts.
What is this amazing instinct of self-assertion, which underlies fighting and a lot of laughing? "Assertiveness," "masterfulness," and the "mastery impulse" are other names for it. Out of all our natural tendencies, this is the one that is triggered the most often, since there’s hardly a moment in our waking (or dreaming) life when it isn’t somewhat active. It’s so common that we usually don’t notice it in ourselves, or even in others; even skilled psychological observers have seemed completely unaware of it and haven’t included it in their lists of instincts.
Self-assertion, like fighting, has two forms, the defensive and the aggressive, and in either case it may be a response to either people or things. That gives four varieties of self-assertive behavior, which may be labeled as follows:
Self-assertion, like fighting, has two forms: defensive and aggressive. In either case, it can be a response to either people or things. This results in four types of self-assertive behavior, which can be labeled as follows:
1. Defensive reaction to things, overcoming obstruction, putting through what has been undertaken--the success motive.
1. Reacting defensively to challenges, pushing through obstacles, and completing what has been started—the drive for success.
2. Defensive reaction to persons, resisting domination by them--the independence motive.
2. A defensive reaction to people, pushing back against being controlled by them—the desire for independence.
3. Aggressive reaction to things--seeking for power.
3. Aggressive reactions to situations—wanting to gain power.
4. Aggressive reaction to persons--seeking to dominate. We will take these up in order, beginning with the most elemental.
4. Aggressive reactions to people—trying to take control. We'll address these one by one, starting with the most basic.
1. Overcoming obstruction. The stimulus here is much the same as that which induces fighting, but the response is simpler, without anger and without the impulse to do damage. Take hold of a baby's foot and move it this way or that, and you will find that the muscles of the leg are offering resistance to this extraneous movement. Obstruct a movement that the baby is making, and additional force is put into the movement to overcome the obstruction. An adult behaves in a similar way. Let him be pushing a lawn-mower and encounter unexpected resistance from a stretch of tough grass; involuntarily he pushes harder and keeps on going--unless the obstruction is too great. Let him start to lift something that is heavier than he thinks; involuntarily he "strains" at the weight, which means that a complex instinctive response occurs, involving a rigid setting of the chest with holding of the breath, and increased muscular effort. This instinctive reaction may be powerful enough to cause rupture.
1. Overcoming obstacles. The trigger here is similar to what makes someone want to fight, but the response is simpler, without anger and without the urge to cause harm. If you grab a baby's foot and move it around, you’ll notice that the muscles in their leg resist that movement. If you block a movement that a baby is trying to make, they'll put extra effort into getting past the block. Adults respond in a similar way. If someone is pushing a lawn mower and hits tough grass, they'll automatically push harder to keep going—unless there's too much resistance. If they try to lift something heavier than they expected, they'll instinctively "strain" against the weight, which means their body goes into a complex instinctive response that locks the chest, holds the breath, and increases muscle effort. This instinctive reaction can be strong enough to cause injury.
Other than purely physical resistance is overcome by other self-assertive responses. When the child's toy will not do what he wants it to do, he does not give up at once, but tries again and puts more effort into his manipulation. When, in school, he is learning to write, and finds difficulty in producing the desired marks, he bends over the desk, twists his foot round the leg of his chair, screws up his face, {163} and in other ways reveals the great effort he is making. An adult, engaged in some piece of mental work, and encountering a distraction, such as the sound of the phonograph downstairs, may, of course, give up and listen to the music, but, if he is very intent on what he is doing, he puts more energy into his work and overcomes the distraction. When he encounters a baffling problem of any sort, he does not like to give it up, even if it is as unimportant as a conundrum, but cudgels his brains for the solution. As a general proposition, and one of the most general propositions that psychology has to present, we may say that obstruction of any sort, encountered in carrying out any intention whatever, acts as a stimulus to the putting of additional energy into the action.
Other than purely physical resistance, people respond with self-assertive behaviors. When a child’s toy won’t do what he wants, he doesn’t give up right away; instead, he tries again and puts more effort into figuring it out. When he’s at school learning to write and struggles to make the marks he wants, he leans over the desk, twists his foot around the leg of his chair, screws up his face, {163} and shows the effort he’s putting in. An adult working on a mental task who gets distracted by something like music playing downstairs might choose to listen to the music, but if he’s really focused on his work, he will put even more energy into it to overcome the distraction. When faced with a tricky problem, even something as trivial as a riddle, he doesn’t want to give up but instead works hard to find the solution. In general, one of psychology’s key principles is that any kind of obstruction encountered while pursuing an intention prompts the individual to invest extra energy into the task.
Anger is often aroused by obstruction, but anger does not develop a tenth as often, in the course of the day, as the plain overcoming reaction. The impulse is not to do damage, but to overcome the obstruction and do what we have set out to do. The emotional state might sometimes be called "determination", sometimes "zeal"; but the most elementary state belonging here is effort. The feeling of effort is, partly at least, a sensation complex resulting from stiffening the trunk and neck, knitting the brows, and other muscular strains that have practical utility in overcoming physical resistance and that are carried over to the overcoming of other sorts of resistance, where they have no obvious utility. Effort is a simpler emotion than anger, and occurs much more frequently.
Anger often arises from obstacles, but it doesn't happen nearly as often throughout the day as the straightforward reaction to overcome those obstacles. The impulse isn't to cause harm but to push past the obstruction and achieve what we intended. This emotional state might sometimes be called "determination" or "zeal," but the most basic state involved here is effort. The feeling of effort is, at least in part, a complex of sensations that comes from tensing the torso and neck, furrowing the brows, and other muscle strains that help us overcome physical resistance, and these responses are also applied to other types of resistance where they don’t have a clear purpose. Effort is a simpler emotion than anger and happens much more often.
2. Resisting domination by other persons. The child shows from an early age that he "has a will of his own", and "wants his own way" in opposition to the commands of other persons. There is an independent spirit in man that is native rather than acquired. The strength of this impulse differs, to be sure, in different individuals, some {164} children being more "contrary" and others more docile; but there probably never was a child without a good dose of disobedience in his make-up. In order to have a nice, obedient child, you have to "break" him like a colt, though you can use reason as well as force in breaking a child. This process of "breaking" gives a habit of obedience to certain persons and along certain lines; but, outside of these limits, the child's independence is still there and ready to be awakened by any attempt to dominate him. In youth, with the sense of power that comes from attaining adult stature and muscular strength, the independent spirit is strengthened, with the result that you seldom see a youth, or an adult, who can take orders without at least some inner opposition and resentment.
2. Resisting control by others. The child shows from an early age that he "has a mind of his own" and "wants things his way" against the demands of others. There is an independent spirit in people that is natural rather than learned. The strength of this impulse varies among individuals, with some children being more "contrary" and others more compliant; but there probably has never been a child without a good amount of disobedience in their nature. To raise a well-behaved child, you have to "break" him like a wild horse, although you can use reason as well as force to discipline a child. This process of "breaking" creates a habit of obedience to certain people and along specific paths; however, beyond these boundaries, the child's independence still exists and is ready to be triggered by any attempt to control him. In youth, with the sense of power that comes from reaching adult height and gaining physical strength, the independent spirit gets even stronger, resulting in the fact that you rarely see a young person or an adult who can take orders without at least some internal resistance and resentment.
3. Seeking for power over things. The self-assertive response to things is not limited to overcoming the obstructions offered by things to the accomplishment of our purposes; but we derive so much positive satisfaction from overcoming obstruction and mastering things that we go out in search of things to master. The child's manipulation has an element of masterfulness in it, for he not only likes to see things perform, but he likes to be the one that makes them perform. If he has a horn, he is not satisfied till he can sound it himself. The man with his automobile is in the same case. When it balks, he is stimulated to overcome it; but when it runs smoothly for him, he has a sense of mastery and power that is highly gratifying. Chopping down a big tree, or moving a big rock with a crowbar, affords the same kind of gratification; and so does cutting with a sharp knife, or shooting with a good bow or gun, or operating any tool or machine that increases one's power. Quite apart from the utility of the result accomplished, any big achievement is a source of satisfaction to the one who has done it, because it gives play to aggressive self-assertion. Many {165} great achievements are motived as much by the zest for achievement as by calculation of the advantages to be secured.
3. Seeking power over things. Our assertive response to objects goes beyond just overcoming the challenges they present to achieving our goals; we find so much satisfaction in overcoming obstacles and mastering things that we actively seek out things to conquer. A child's play involves an element of mastery, as they not only enjoy seeing things work but also love to be the one making them work. If they have a horn, they're not satisfied until they can blow it themselves. The same goes for a man with his car. When it acts up, he's motivated to fix it; but when it runs well, he feels a sense of mastery and power that’s very rewarding. Cutting down a large tree or moving a heavy rock with a crowbar brings the same kind of satisfaction; so does slicing with a sharp knife, shooting with a good bow or gun, or using any tool or machine that enhances one's abilities. Regardless of the usefulness of the outcome, any significant achievement brings satisfaction to the person who accomplished it because it allows for assertive self-expression. Many {165} great achievements are driven as much by the thrill of accomplishment as by the calculation of the benefits to be gained.
4. Seeking to dominate other people. The individual not simply resists domination by other people, but he seeks to dominate them himself. Even the baby gives orders and demands obedience. Get a number of children together, and you will see more than one of them attempt to be the leader in their play. Some must necessarily be followers just now, but they will attempt to take the lead on another occasion. The "born leader" is perhaps one who has an exceptionally strong dose of masterfulness in his make-up, but he is, still more, one who has abilities, physical or mental, that give him the advantage in the universal struggle for leadership.
4. Trying to control other people. The individual not only resists being controlled by others, but also seeks to control them. Even babies give orders and expect compliance. Gather a group of kids, and you’ll see more than one of them trying to take charge during playtime. Some might have to be followers this time, but they’ll try to lead in other situations. The "natural leader" likely has a strong urge to be in charge, but they also possess certain skills, whether physical or mental, that give them an edge in the constant competition for leadership.
Besides giving orders and taking the lead, there are other ways in which the child finds satisfaction for his instinct to dominate. Showing off is one, bragging is one, doing all the talking is one; and, though in growing older and mixing with people the child becomes less naive in his manner of bragging and showing off, he continues even as an adult to reach the same end in more subtle ways. Going about to win applause or social recognition is a seeking for domination. Anything in which one can surpass another becomes a means of self-assertion. One may demonstrate his superiority in size, strength, beauty, skill, cleverness, virtue, good humor, coöperativeness, or even humility, and derive satisfaction from any such demonstration. The impulse to dominate assumes literally a thousand disguises, more rather than less.
Besides giving orders and taking charge, there are other ways the child finds satisfaction in their instinct to dominate. Showing off is one, bragging is another, and doing all the talking is yet another. Although as they grow older and interact with others, the child becomes less naïve in how they brag and show off, they still find more subtle ways to achieve the same goal as adults. Seeking applause or social recognition is a form of wanting to dominate. Anything that allows one to outshine another becomes a way of asserting oneself. One might demonstrate superiority in size, strength, beauty, skill, cleverness, virtue, humor, cooperativeness, or even humility, and find satisfaction in any of these displays. The impulse to dominate takes on literally thousands of forms, often more rather than less.
Rivalry and emulation, sometimes accorded a separate place in a list of the instincts, seem well enough provided for under the general head of self-assertion. They belong on the social side of assertive behavior, i.e., they are responses to other people and aim at the domination of other {166} people or against being dominated by them. But the struggle for mastery, in rivalry, does not take the form of a direct personal encounter. Compare wrestling with a contest in throwing the hammer. In wrestling the mastery impulse finds a direct outlet in subduing the opponent, while in throwing the hammer each contestant tries to beat the other indirectly, by surpassing him in a certain performance. This you would call rivalry, but wrestling is scarcely rivalry, because the struggle for mastery is so direct. Rivalry may seek to demonstrate superiority in some performance, or to win the favor of some person or social group, as in the case of rivals in love.
Rivalry and emulation, often listed as separate instincts, are generally covered under the broader concept of self-assertion. They are part of the social aspect of assertive behavior, meaning they involve responses to others and aim at dominating other {166} people or avoiding being dominated by them. However, the struggle for power in rivalry doesn't occur through direct confrontation. Think of it like comparing wrestling to a hammer throw competition. In wrestling, the drive for mastery is expressed directly by defeating the opponent, while in the hammer throw, each competitor indirectly tries to outdo the other by excelling in a specific skill. This situation reflects rivalry, but wrestling is not truly rivalry because the contest is too direct. Rivalry may aim to showcase superiority in a certain skill or to gain the approval of a person or social group, such as in romantic competition.
When we speak of "emulation", we have in mind the sort of behavior observed when one child says, "See what I can do!" and the other counters with, "Pooh! I can do that, too". Or, the first child wins applause by some performance, and we then notice the second child attempting the same. It is a case of resisting the indirect domination of another, by not letting him surpass us in performance or in social recognition.
When we talk about "emulation," we think of the behavior we see when one child says, "Check out what I can do!" and the other replies, "Nah! I can do that, too." Or when the first child gets applause for something they've done, and we see the second child trying the same thing. It’s a way of pushing back against someone else's indirect control by refusing to let them outshine us in performance or social recognition.
Thwarted self-assertion deserves special mention, as the basis for quite a number of queer emotional states. Shame, sulkiness, sullenness, peevishness, stubbornness, defiance, all go with wounded self-assertion under different conditions. Envy and jealousy belong here, too. Shyness and embarrassment go with self-assertion that is doubtful of winning recognition. Opposed to all these are self-confidence, the cheerful state of mind of one who seeks to master some person or thing and fully expects to do so, and elation, the joyful state of one who has mastered.
Blocked self-assertion deserves special mention, as it underlies many queer emotional states. Shame, sulkiness, gloominess, irritability, stubbornness, and defiance all come from wounded self-assertion in different situations. Envy and jealousy fit in here as well. Shyness and embarrassment accompany self-assertion that doubts its ability to gain recognition. In contrast to these are self-confidence, the upbeat mindset of someone who aims to control a person or situation and fully expects to succeed, and elation, the joyful feeling of someone who has achieved that mastery.
Submission.
Is there any counter-tendency that limits self-assertion and holds it in check? Inertia and fear of course have this effect, but is there any specific instinct precisely opposite to self-assertion? A difficult question, not {167} yet to be answered with any assurance; but there is some evidence of a native submissive or yielding tendency. Two forms may be distinguished: yielding to obstruction, and yielding to the domination of other persons.
Is there anything that pushes back against self-assertion and keeps it in check? Inertia and fear definitely have that impact, but is there a specific instinct that is the exact opposite of self-assertion? It's a tough question, not {167} yet answered with certainty; however, there is some evidence of a natural submissive or yielding tendency. We can identify two forms: yielding to obstacles and yielding to the control of others.
Giving up, in the face of obstacles, is certainly common enough, but at first thought we should say that the individual was passive in the matter, and simply forced to yield, as a stone is brought to a stop when it strikes a wall. In reality, giving up is not quite so passive as this. There is no external force that can absolutely force us to give up, unless by clubbing us on the head or somehow putting our reactive mechanism out of commission. As long as our brain, nerves and muscles are able to act, no external force can absolutely compel us to cease struggling. Since, then, we do cease struggling before we are absolutely out of commission, our giving up is not a purely passive affair, but our own act, a kind of reaction; and no doubt a native reaction. Further, when struggling against a stubborn obstacle, we sometimes feel an impulse to give up, and giving up brings relief.
Giving up in the face of challenges is pretty common, but at first glance, we might think of the individual as passive, just forced to surrender, like a stone that stops when it hits a wall. In reality, giving up isn’t that passive. There’s no outside force that can completely make us give up unless it physically overpowers us or disables our ability to react. As long as our brain, nerves, and muscles are functioning, no external force can fully compel us to stop fighting. So, when we do stop struggling before we are completely incapacitated, our decision to give up isn't just passive; it's an active choice, a reaction that seems instinctive. Moreover, when wrestling with a tough obstacle, we may sometimes feel an urge to give up, and giving up can actually bring relief.
The ability to give up is not a mere element of weakness in our nature, but is a valuable asset in adapting ourselves to the environment. Adaptation is called for when the reaction first and most naturally made to a given situation does not meet the requirements of the situation. A too stubborn assertiveness means persistence in this unsuitable reaction, and no progress towards a successful issue; whereas giving up the first plan of attack, and trying something else instead, is the way towards success. Some people are too stubborn to be adaptable.
The ability to let go is not just a sign of weakness in our nature, but a valuable asset in adapting to our environment. Adaptation is necessary when our initial reaction to a situation doesn’t meet its demands. Being overly stubborn means sticking with this ineffective response and making no progress toward a successful outcome; whereas changing the initial approach and trying something different is the path to success. Some people are too stubborn to be flexible.
The docility of the child, who believes whatever is told him, has in it an element of submissiveness. There is submissiveness also in the receptive attitude appropriate in observation and forming opinions--the attitude of looking for the facts and accepting them as they are rather than seeking {168} to confirm one's own prepossessions. Bias is self-assertive, impartiality is submissive to some degree.
The child's willingness to believe whatever is told to him shows a certain submissiveness. There is also submissiveness in the open-minded approach needed for observation and forming opinions—an attitude that focuses on finding the facts and accepting them as they are instead of looking for {168} to back up one's own biases. Bias is about asserting oneself, while impartiality requires a level of submission.
Yielding to the domination of other persons often occurs unwillingly, and then comes under the head of "thwarted self-assertion"; but the question is whether it ever occurs willingly and affords satisfaction to the individual who yields. We certainly yield with good grace to one who so far outclasses us that competition with him is unthinkable. An adult may arouse the submissive response in a child; and the social group, by virtue of its superior power and permanence, may arouse it in the individual adult. Hero worship seems a good example of willing submission, agreeable to the one who submits. There are persons who are "lost" without a hero, without some one to lean on, some one to tell them what to do and even what to believe. This looks much like the "filial" or "infantile" instinct that was mentioned before as a possibility, and the dependent spirit in an adult possibly represents a continuation of the infantile attitude into adult life.
Giving in to the control of others often happens reluctantly, which falls under the idea of "thwarted self-assertion"; but the question is whether it ever happens willingly and provides satisfaction to the person who gives in. We definitely accept submission gracefully to someone who is so superior that competing with them feels impossible. An adult can elicit a submissive response from a child; and a social group, due to its greater power and stability, can provoke the same response in an individual adult. Hero worship is a good example of willing submission that seems to please those who submit. Some people feel "lost" without a hero, someone to rely on, someone to guide them on what to do and even what to believe. This resembles the "filial" or "infantile" instinct mentioned earlier as a possibility, and the dependent nature in an adult may represent a continuation of that childlike attitude into adulthood.
Some behavior that looks submissive is really self-assertion in disguise. There are two forms of self-assertion that are specially likely to be taken for submission. Wounded or thwarted self-assertion is one. Shame and envy are like submission in this respect, that they involve an absence of self-confidence or self-assurance, but they do not afford the satisfaction of willing submission, nor the relief of giving up the struggle against obstacles. So far from being genuinely submissive, they are states in which the self is making a violent and insistent demand for justification or social recognition. The other form of self-assertion which looks like submission occurs when a person identifies himself with a superior individual or with a social group. He will then boast of the prowess of his hero or of the prestige of his group, whether it be his family, his school, {169} his town or his country. Now, boasting cannot by any stretch of the imagination be regarded as a sign of submissiveness; it is a sign of assertiveness, and nothing else. What has happened here is that the individual, having identified himself with his hero or his group, finds in their greatness a means of asserting himself as against other individuals who have not the good fortune to be so identified. This transferred self-assertion is a strong element in loyalty and public spirit, and plays a large and useful part in public affairs.
Some behavior that seems submissive is actually self-assertion in disguise. There are two types of self-assertion that are particularly likely to be mistaken for submission. One is wounded or frustrated self-assertion. Feelings of shame and envy resemble submission in that they involve a lack of self-confidence or self-assurance, but they don’t provide the satisfaction of willing submission or the relief of giving up the struggle against obstacles. Instead of being genuinely submissive, these feelings are states in which the self is making a strong and urgent demand for validation or social recognition. The other type of self-assertion that looks like submission happens when a person aligns themselves with a superior individual or social group. They will then boast about the achievements of their hero or the prestige of their group, whether it’s their family, school, {169}, town, or country. Boasting, in no way, can be seen as a sign of submissiveness; it shows assertiveness, plain and simple. What’s happening here is that the individual, having connected themselves with their hero or group, finds in their greatness a way to assert themselves against other individuals who aren’t as fortunate to have that connection. This transferred self-assertion is a significant component of loyalty and public spirit, and it plays an important and beneficial role in public affairs.
EXERCISES
1. Make an outline of the chapter, in the form of a table, which
shall show for each instinct: (a) the natural stimulus, (b) the
native motor response, (c) the end-result that the instinct tends
towards, in its adult as well as its native condition, and (d) the
emotion, if any, that goes with the activity of the instinct.
2. An adult tendency or propensity may be simply an unmodified
instinct, or it may be derived from instincts by combination, etc.
Try to identify each of the following as an instinct, or to analyze
it into two or more instincts:
1. Create a chapter outline in table format that displays for each instinct: (a) the natural trigger, (b) the innate response, (c) the outcome that the instinct aims for, both in its adult and original state, and (d) any related emotion that accompanies the instinct's activity.
2. An adult tendency or inclination may be just an unaltered instinct or it could come from a combination of instincts, among other things. Try to determine whether each of the following is an instinct or break it down into two or more instincts:
(a) Love for adventure.
(b) Patriotism.
(c) A father's pride in his children.
(d) Love for travel.
(e) Insubordination.
(f) Love for dancing.
(a) A love for adventure.
(b) Patriotism.
(c) A father's pride in his kids.
(d) A love for traveling.
(e) Disobedience.
(f) A passion for dancing.
3. Which of the instincts are most concerned in making people work?
4. Show how self-assertion finds gratification in the life-work of
3. Which instincts play the biggest role in motivating people to work?
4. Explain how self-assertion is satisfied through someone's life work.
an actor.
a physician.
a housekeeper.
a teacher.
a railroad engineer.
an actor.
a doctor.
a housekeeper.
a teacher.
a train engineer.
5. Arrange the following impulses and emotions in the order of the frequency of their occurrence in your ordinary day's work and play:
5. Organize the following impulses and emotions based on how often they come up during your daily work and leisure activities:
(a) Fear.
(b) Anger.
(c) Disgust
(d) Curiosity.
(e) Self-assertion.
(f) Submission.
(g) The tendency to protect or "mother" another.
(a) Fear.
(b) Anger.
(c) Disgust
(d) Curiosity.
(e) Self-assertion.
(f) Submission.
(g) The urge to protect or "nurture" someone else.
6. How do "practical jokes" lend support to the view that laughter
is primarily aroused by a sense of one's own superiority?
7. Get together a dozen jokes or funny stories, and see how many
of them can be placed with the practical jokes in this respect.
8. Mention some laughter-stimuli that do not lend support to the
theory mentioned in Exercise 6.
9. What instincts find outlet in (a) dress, (b) automobiling, (c)
athletics, (d) social conversation?
6. How do "practical jokes" support the idea that laughter mainly comes from feeling superior to others?
7. Gather a dozen jokes or funny stories and see how many of them relate to practical jokes in this way.
8. List some things that make people laugh that don't support the theory mentioned in Exercise 6.
9. What instincts are expressed in (a) clothing, (b) driving, (c) sports, (d) social chatting?
REFERENCES
McDougall's Social Psychology gives, in Chapters III and IV, an inventory of the instinctive equipment of mankind, and in Chapter V attempts to analyze many complex human emotions and propensities into their native elements.
McDougall's Social Psychology provides, in Chapters III and IV, a breakdown of the instinctive traits of humans, and in Chapter V, it tries to dissect various complex human emotions and tendencies into their basic components.
Thorndike, in his Educational Psychology, Briefer Course, 1914, Chapters, II-V, attempts a more precise analysis of stimulus and response.
Thorndike, in his Educational Psychology, Briefer Course, 1914, Chapters II-V, provides a clearer analysis of stimulus and response.
Watson's Psychology from the Standpoint of a Behaviorist, 1919, attempts in Chapter VI to show that there are only three primary emotions, fear, rage and love; and in Chapter VII gives a critical review of the work on human instincts.
Watson's Psychology from the Standpoint of a Behaviorist, 1919, tries in Chapter VI to demonstrate that there are just three main emotions: fear, anger, and love; and in Chapter VII provides a critical review of research on human instincts.
H. C. Warren, in Chapter VI of his Human Psychology, 1919, gives a brief survey of the reflexes and instincts.
H. C. Warren, in Chapter VI of his Human Psychology, 1919, provides a brief overview of reflexes and instincts.
CHAPTER IX
THE FEELINGS
PLEASANTNESS AND UNPLEASANTNESS, AND OTHER STATES OF FEELINGS AND THEIR INFLUENCE UPON BEHAVIOR
Feeling is subjective and unanalyzed. It is conscious, and an "unconscious feeling" would be a contradiction in terms. But, while conscious, it is not cognitive; it is not "knowing something", even about your subjective condition; it is simply "the way you feel". As soon as you begin to analyze it, and say, "I feel badly here or there, in this way or in that", you know something about your subjective condition, but the feeling has evaporated for the instant. In passing over into definite knowledge of facts, it has ceased to be feeling.
Feeling is personal and unexamined. It is aware, and an "unconscious feeling" would be a contradiction. However, while it's aware, it isn't about reasoning; it isn't "knowing something," even about your own feelings; it’s just "the way you feel." As soon as you start to analyze it and say, "I feel bad here or there, this way or that," you know something about your feelings, but the actual feeling is gone for a moment. By moving into clear knowledge of facts, it stops being a feeling.
Feeling is an undercurrent of consciousness, or we might call it a background. The foreground consists of what you are taking notice of or thinking about, or of what you are intending to do; that is to say, the foreground is cognitive or impulsive, or it may be both at once, as when we are intent on throwing this stone and hitting that tree. In the background lies the conscious subjective condition. Behind facts observed and acts intended lies the state of the individual's feeling, sometimes calm, sometimes excited, sometimes expectant, sometimes gloomy, sometimes buoyant.
Feeling is a current of awareness, or we might call it a backdrop. The foreground includes what you’re paying attention to or thinking about, or what you plan to do; in other words, the foreground is about thoughts or impulses, or it may be both at the same time, like when we’re focused on throwing this stone and hitting that tree. In the background is the conscious emotional state. Behind observed facts and intended actions lies how the individual feels, sometimes calm, sometimes excited, sometimes hopeful, sometimes gloomy, sometimes uplifted.
The number of different ways of feeling must be very great, and it would be no great task to find a hundred different words, some of them no doubt partly synonymous, to complete the sentence, "I feel _______". All the {173} emotions, as "stirred-up states of mind", belong under the general head of the feelings.
The number of different ways to feel must be really vast, and it wouldn't be hard to come up with a hundred different words, some of which are probably partially synonymous, to finish the sentence, "I feel _______." All the {173} emotions, which are "stirred-up states of mind," fall under the general category of feelings.
But when the psychologist speaks of the feelings, he usually means the elementary feelings. An emotion is far from elementary. If you accept the James-Lange theory, you think of an emotion as a blend of organic sensations; and if you reject that theory, you would still probably agree that such an emotion as anger or fear seems a big, complex state of feeling. It seems more complex than such a sensation as red, warm, or bitter, which are called elementary sensations because no one has ever succeeded in decomposing them into simpler sensations. Now, the question is whether any feelings can be indicated that are as elementary as these simple sensations.
But when psychologists talk about feelings, they usually mean basic feelings. An emotion is far from basic. If you accept the James-Lange theory, you see emotions as a mix of physical sensations; and if you don’t agree with that theory, you’d likely still acknowledge that emotions like anger or fear appear to be big, complex states of feeling. They seem more complex than sensations like red, warm, or bitter, which are called basic sensations because no one has ever managed to break them down into simpler sensations. Now, the question is whether there are any feelings that can be identified as basic as these simple sensations.
Pleasantness and Unpleasantness Are Simple Feelings
No one has ever been able to break up the feelings of pleasantness and unpleasantness into anything simpler. "Pleasure" and "displeasure" are not always so simple; they are names for whole states of mind which may be very complex, including sensations and thoughts in addition to the feelings of pleasantness and unpleasantness. "Pain" does not make a satisfactory substitute for the long word "unpleasantness", because "pain", as we shall see in the next chapter, is properly the name of a certain sensation, and feelings are to be distinguished from sensations. Red, warm and bitter, along with many others, are sensations, but pleasantness and unpleasantness are not sensations.
No one has ever managed to break down feelings of pleasantness and unpleasantness into anything simpler. "Pleasure" and "displeasure" aren't always straightforward; they represent entire mindsets that can be quite complex, involving sensations and thoughts beyond just the feelings of pleasantness and unpleasantness. "Pain" doesn't satisfactorily replace the longer term "unpleasantness" because, as we'll explore in the next chapter, "pain" specifically refers to a certain sensation, and we need to distinguish feelings from sensations. Red, warm, and bitter, among many others, are sensations, but pleasantness and unpleasantness aren't sensations.
How, then, do the elementary feelings differ from sensations? In the first place, sensations submit readily to being picked out and observed, and in fact become more vivid when they are brought into the "foreground", while feelings grow vague and lose their character when thus singled {174} out for examination. Attend to the noises in the street and they stand out clearly, attend to the internal sensation of breathing and it stands out clearly, but attend to your pleasant state of feeling and it retreats out of sight.
How do basic feelings differ from sensations? First of all, sensations can easily be identified and observed; in fact, they become more intense when they’re focused on. In contrast, feelings become fuzzy and lose their distinctiveness when examined closely. Pay attention to the sounds outside, and they become clear; focus on the sensation of your breathing, and it becomes distinct. But when you concentrate on a pleasant feeling, it tends to fade away from your awareness.
In the second place, sensations are "localized"; you can tell pretty well where they seem to come from. Sensations of light, sound and smell are localized outside the body, sensations of touch are localized on the skin (or sometimes outside), taste sensations are localized in the mouth, organic and muscular sensations in some part of the body. On the other hand, pleasantness and unpleasantness are much less definitely localized; they seem to be "in us", without being in any special part of us.
In addition, sensations are "localized"; you can pretty much tell where they come from. Sensations of light, sound, and smell are sensed outside the body, touch sensations are felt on the skin (or sometimes outside), taste sensations are felt in the mouth, and sensations related to our organs and muscles are felt in specific parts of the body. In contrast, feelings of pleasantness and unpleasantness are much less clearly localized; they seem to be "within us," without being tied to any particular part of our bodies.
In the third place, feelings differ from sensations in having no known sense organs. There is no special sense organ or set of sense organs for the feeling of pleasantness or unpleasantness, as there is for warmth or cold. Some sensations are pleasant, to be sure, and some unpleasant; but there is no one kind of sense organ that has the monopoly of either sort of feeling.
In the third place, feelings are different from sensations because they don't have any known sense organs. There isn't a specific sense organ or group of sense organs for the feeling of pleasure or discomfort, like there is for warmth or cold. Some sensations can be pleasant, and others can be unpleasant; however, there isn't a particular type of sense organ that solely controls either kind of feeling.
Feeling-Tone of Sensations
The pleasantness or unpleasantness characteristic of many sensations is called their "feeling-tone", and sensations that are markedly pleasant or unpleasant are said to have a strong or pronounced feeling-tone. Bitter is intrinsically unpleasant, sweet pleasant, the salty taste, when not too strong, neither one nor the other, so that it has no definite feeling-tone. Odors, as well as tastes, usually have a rather definite feeling-tone. Of sounds, smooth tones are pleasant, grating noises unpleasant. Bright colors are pleasant, while dull shades are sometimes unpleasant, sometimes merely indifferent or lacking in feeling-tone. Pain is usually unpleasant, moderate warmth and cold pleasant, simple touch {175} indifferent. Very intense sensations of any kind are likely to be unpleasant.
The pleasantness or unpleasantness typical of many sensations is referred to as their "feeling-tone," and sensations that are clearly pleasant or unpleasant are considered to have a strong or distinct feeling-tone. Bitter tastes are inherently unpleasant, sweet tastes are pleasant, and salty flavors, when not too overpowering, are neutral, giving them no specific feeling-tone. Scents, like tastes, usually possess a fairly clear feeling-tone. Among sounds, smooth tones are enjoyable, while harsh noises are not. Bright colors are appealing, while dull shades can be unpleasant, indifferent, or simply lacking a feeling-tone. Pain is generally unpleasant; moderate warmth and cold are pleasant, while simple touch is {175} neutral. Very intense sensations of any sort tend to be unpleasant.
The statements made above as to the subjectivity and non-localization of feeling do not apply altogether to the feeling-tone of sensations. The pleasantness or unpleasantness of a sensation is localized with the sensation and seems to belong to the object rather than to ourselves. The unpleasantness of a toothache seems to be in the tooth rather than simply "in us". The pleasantness of a sweet taste is localized in the mouth, and we even think of the sweet substance as being objectively pleasant. We say that it is a "pleasant day", and that there is a "pleasant tang in the air", as if the pleasantness were an objective fact.
The statements above about the subjectivity and non-localization of feelings don't fully apply to the feeling-tone of sensations. The pleasant or unpleasant nature of a sensation is tied to that sensation and seems to belong to the object itself rather than to us. For example, the unpleasantness of a toothache feels like it's in the tooth rather than just "within us." The pleasantness of a sweet taste is located in our mouth, and we even perceive the sweet substance as objectively pleasant. We say it’s a "pleasant day" or that there’s a "pleasant tang in the air," as if the pleasantness is an objective fact.
By arguing with a person, however, you can get him to admit that, while the day is pleasant to him, and the tang in the air pleasant to him, they may be unpleasant to another person; and he will admit that a sweet substance, ordinarily pleasant, is unpleasant when he has had too much of sweet things to eat. So you can make him realize that pleasantness and unpleasantness depend on the individual and his condition, and are subjective rather than objective. Show a group of people a bit of color, and you will find them agreeing much better as to what color that is than as to how pleasant it is. Feeling-tone is subjective in the sense that people disagree about it.
By arguing with someone, you can get them to admit that, while the day feels nice to them, and the fresh air is enjoyable for them, it might not be the same for someone else; and they'll agree that something sweet, which is usually nice, can become unpleasant if they've had too much sugar. This can help them understand that what we find pleasant or unpleasant depends on the individual and their situation, and that these feelings are subjective rather than objective. Show a group of people a color, and they'll likely agree more on what color it is than on how pleasant it is. The feeling-tone is subjective in that people often disagree about it.
Theories of Feelings
1. Pleasantness might represent a general organic state, and unpleasantness the contrary state, each state being an internal bodily response to pleasant or unpleasant stimuli, and making itself felt as an unanalyzable compound of vague internal sensations.
1. Pleasantness could represent a general organic state, while unpleasantness represents the opposite state. Each state is an internal bodily response to pleasant or unpleasant stimuli, and it manifests as an unclear mix of vague internal sensations.
This theory of feeling is certainly attractive, and it would {176} account very well for all the facts so far stated, for the subjectivity of feeling, for its lack of localization, and for the absence of specific sense organs for the feelings. It would bring the feelings into line with the emotions. But the real test of the theory lies just here: can we discover radically different organic states for the two opposite feelings?
This theory of feeling is definitely appealing, and it would {176} explain all the facts mentioned so far, including the subjectivity of feeling, its lack of a specific location, and the absence of dedicated sense organs for feelings. It would align feelings with emotions. However, the true test of the theory is whether we can find distinctly different organic states for the two opposing feelings.
Numerous experiments have been conducted in the search for such radically different organic states, but thus far the search has been rather disappointing. Arrange to record the subject's breathing and heart beat, apply pleasant and unpleasant stimuli to him, and see whether there is any characteristic organic change that goes with pleasant stimuli, and an opposite change with unpleasant stimuli. You should also obtain an introspective report from your subject, so as to be sure that the "pleasant stimuli" actually gave a feeling of pleasantness, etc. Certain experiments of this sort have indicated that with pleasantness goes slower heart beat and quicker breathing, with unpleasantness quicker heart beat and slower breathing. But not all investigators have got these results; and, anyway, it would be impossible to generalize to the extent of asserting that slow heart beat always gave a pleasant state of feeling, and rapid heart beat an unpleasant; for there is slow heart beat during a "morning grouch", and rapid during joyful expectation. Or, in regard to breathing, try this experiment: hasten your breathing and see whether a feeling of pleasantness results; slacken it and see whether unpleasantness results. The fact is that pleasantness can go with a wide range of organic states, so far as these are revealed by heart beat and breathing; and the same with unpleasantness. If there is any organic fact definitely characteristic of either state of feeling, it is a subtle fact that has hitherto eluded observation.
Numerous experiments have been carried out in the quest for distinctly different organic states, but so far, the results have been quite disappointing. Set up to record the subject's breathing and heart rate, apply both pleasant and unpleasant stimuli, and check whether there is any noticeable organic change with pleasant stimuli, and an opposite change with unpleasant ones. You should also get an introspective report from your subject to ensure that the "pleasant stimuli" truly created a feeling of pleasantness, etc. Some experiments of this type have shown that pleasantness corresponds with a slower heart rate and quicker breathing, while unpleasantness relates to a quicker heart rate and slower breathing. However, not all researchers have found these results; and anyway, it would be impossible to generalize enough to claim that a slow heart rate always indicates a pleasant feeling, and a rapid heart rate indicates an unpleasant one; after all, there can be a slow heart rate during a "morning grouch" and a rapid heart rate during joyful anticipation. Or, regarding breathing, try this experiment: speed up your breathing and see if it leads to a feeling of pleasantness; slow it down and check if it results in unpleasantness. The reality is that pleasantness can accompany a wide range of organic states, as indicated by heart rate and breathing, and the same applies to unpleasantness. If there is any organic fact that clearly characterizes either emotional state, it's a subtle detail that has so far escaped observation.
2. Pleasantness might represent smooth and easy brain action, unpleasantness slow and impeded brain action. According to this theory, unimpeded progress of nerve currents through the brain is pleasant, while resistance encountered at the brain synapses is unpleasant. A stimulus is pleasant, then, because the nerve currents started by it find smooth going through the brain centers, and another stimulus is unpleasant because it finds the going poor.
2. Pleasantness might indicate smooth and effortless brain activity, while unpleasantness suggests slow and blocked brain activity. According to this theory, when nerve signals travel easily through the brain, it feels pleasant, but when they hit resistance at the brain synapses, it feels unpleasant. A stimulus is pleasant because the nerve signals it triggers navigate easily through the brain, whereas another stimulus feels unpleasant because it encounters obstacles.
While this theory looks good in some ways, and fits some cases very well--as the great unpleasantness of blocked reaction, where you cannot make up your mind what to do--there are two big objections to it. The first objection is found in the facts of practice. Practising any reaction makes it more and more smooth-running and free from inner obstruction, and should therefore make it more and more pleasant; but, as a matter of fact, practising an unfamiliar act of any sort makes it more pleasant for a time only, after which continued practice makes it automatic and neither pleasant nor unpleasant. The smoothest reactions, which should give the highest degree of pleasant feeling according to the theory, are simply devoid of all feeling.
While this theory has some appealing aspects and fits certain situations well—like the frustrating experience of being stuck when you can't decide what to do—there are two major problems with it. The first issue comes from real-life practice. Practicing any reaction makes it run more smoothly and reduces inner obstacles, which should make it increasingly enjoyable. However, the truth is that practicing something unfamiliar is only enjoyable for a little while; after that, it becomes automatic and is neither enjoyable nor unpleasant. The smoothest reactions, which should lead to the highest levels of enjoyment according to the theory, are actually completely devoid of any feeling.
The second objection lies in the difficulty of believing unpleasant stimuli to give slow, impeded reactions. On the contrary, the instinctive defensive reactions to unpleasant stimuli are very quick, and give no sign of impeded progress of nerve currents through the brain centers.
The second objection is that it's hard to believe that unpleasant stimuli lead to slow, hindered reactions. In fact, instinctive defensive reactions to unpleasant stimuli are very fast and show no signs of slowed nerve impulses through the brain centers.
3. There is one fact, not yet taken into account, that may point the way to a better theory. Feeling is impulsive. In pleasantness, the impulse is to "stand pat" and let the pleasant state continue; in unpleasantness, the impulse is to end the state. The impulse of pleasantness is directed towards keeping what is pleasant, and the impulse of unpleasantness is directed towards getting rid of the unpleasant. In indifference there is no tendency either to keep or to be {178} rid of. These facts are so obvious as scarcely to need mention, yet they may be the core of this whole matter of feeling. Certainly they are the most important facts yet brought out as relating feeling to conduct.
3. There’s one fact that hasn’t been considered yet, which might lead to a better theory. Feelings are instinctive. When it feels good, the instinct is to "stay put" and let that good feeling carry on; when it feels bad, the instinct is to end it. The instinct in pleasant situations is to hold onto what feels good, and in unpleasant situations, it's to get rid of what's bothering us. When we feel indifferent, there’s no urge to keep or eliminate anything. These points are so clear that they hardly need stating, but they could be at the heart of the whole idea of feelings. They are definitely the most crucial facts highlighted so far concerning how feelings relate to behavior.
Putting this fact into neural terms, we say that pleasantness goes with a neural adjustment directed towards keeping, towards letting things stay as they are; while unpleasantness goes with an adjustment towards riddance. Bitter is unpleasant because we are so organized, by native constitution, as to make the riddance adjustment on receiving this particular stimulus. In plain language, we seek, to be rid of it, and that is the same as saying it is unpleasant. Sweet is pleasant for a similar reason.
Putting this fact in simple terms, we say that pleasantness is tied to a mental state that aims to maintain things as they are, while unpleasantness is linked to a state focused on getting rid of things. Bitterness is unpleasant because our natural setup makes us want to get rid of it when we experience that specific taste. In simple words, we want to avoid it, which is what makes it unpleasant. Sweetness is pleasant for a similar reason.
There is some evidence that these adjustments occur in that part of the brain called the thalamus. [Footnote: See p. 65.]
There’s some evidence that these adjustments happen in a part of the brain called the thalamus. [Footnote: See p. 65.]
Sources of Pleasantness and Unpleasantness
Laying aside now the difficult question of the organic and cerebral nature of the feelings, we turn to the simpler question of the stimuli that arouse them. A very important fact immediately arrests our attention. There are two different kinds of stimuli for pleasantness, and two corresponding kinds for unpleasantness. The one kind is typified by sweet and bitter, the other by success and failure. Some things are pleasant (or unpleasant) without regard to any already awakened desire, while other things are pleasant (or unpleasant) only because of such a desire. A sweet taste is pleasant even though we were not desiring it at the moment, and a bitter taste is unpleasant though we had no expectation of getting it and no desire awakened to avoid it. On the other hand, the sight of our stone hitting the tree is pleasant only because we were aiming at the tree, and {179} the sight of the stone going to one side of the tree is unpleasant just for the same reason.
Putting aside the complex issue of the organic and mental aspects of feelings, let's focus on the simpler problem of the stimuli that trigger them. One key fact immediately catches our attention. There are two distinct types of stimuli for pleasant feelings and two corresponding types for unpleasant feelings. One type is represented by sweet and bitter, while the other is represented by success and failure. Some things are pleasant (or unpleasant) regardless of any pre-existing desire, while other things are only pleasant (or unpleasant) due to such a desire. A sweet taste is enjoyable even if we weren't craving it at that moment, and a bitter taste is unpleasant even if we had no expectation of encountering it and no desire to avoid it. Conversely, the sight of our stone hitting the tree is pleasurable only because we aimed at the tree, and the sight of the stone missing the tree is unpleasant for the same reason.
Some things we want. Because we like them; Some things we like. Because we want them.
Some things we want. Because we like them; Some things we like. Because we want them.
We want candy, because we like the sweet taste; but we like a cold drink because and when we are thirsty and not otherwise. Thirst is a want for water, a state of the organism that impels us to drink; and when we are in this state, we like a drink, a drink is pleasant then. How absurd it would be to say that we were thirsty because we liked to drink! when the fact is that we like to drink because we are thirsty. The desire to drink must first be aroused, and then drinking is pleasant.
We want candy because we enjoy the sweet flavor, but we crave a cold drink only when we're thirsty. Thirst is our body's need for water, which drives us to drink; when we feel this way, having a drink feels good. It would be ridiculous to say we're thirsty just because we enjoy drinking! The truth is, we enjoy drinking because we're thirsty. The desire to drink has to come first, and then drinking becomes enjoyable.
What is true of thirst is true of hunger, or of any organic need. The need must first be aroused, and then its satisfaction is pleasant. This applies just as well to fighting, laughing, fondling a baby, and to all the instincts. It gives you no pleasure to strike or kick a person, or to swear at him, unless you are first angry with him. It gives you no pleasure to go through the motions of laughing unless you "want to laugh", i.e., unless you are amused. It gives you no pleasure to fondle the baby unless you love the baby. Let any instinct be first aroused, and then the result at which the instinct is aimed causes pleasure, but the same result will cause no pleasure unless the instinct has been aroused.
What applies to thirst also applies to hunger and any other basic need. First, the need has to be triggered, and then fulfilling it feels good. This is true for fighting, laughing, playing with a baby, and every instinct. You don't enjoy hitting or kicking someone, or cursing at them, unless you're already angry with them. You don't find it fun to laugh unless you actually "want to laugh," meaning you’re amused. You won’t enjoy cuddling the baby unless you love the baby. If any instinct is activated first, then achieving what that instinct seeks brings pleasure, but the same outcome won't bring pleasure unless the instinct has been activated first.
The same can be said of desires that are not exactly instinctive. At a football game, for example, when one of the players kicks the ball and it sails between the goal posts, half of the spectators yell with joy, while the other half {180} groan in agony. Why should the appearance of a ball sailing between two posts be so pleasant to some, and unpleasant to others? This particular appearance is by itself neither pleasant nor unpleasant, but because the desire to see this happen has been previously aroused in the partisans of one team, and the desire that it should not happen in the partisans of the other, therefore it is that the pleasantness or unpleasantness occurs. First arouse any desire, and then you can give pleasure by gratifying it, displeasure by thwarting it. This is the pleasure of success, and the unpleasantness of failure.
The same goes for desires that aren't purely instinctive. At a football game, for example, when a player kicks the ball and it sails between the goalposts, half of the crowd cheers with excitement, while the other half groans in disappointment. Why is it that seeing the ball go between the posts brings joy to some and misery to others? That moment itself is neither good nor bad; it’s the fact that the fans of one team want it to happen, while the fans of the other team do not. This is why it feels pleasant to some and unpleasant to others. First, create a desire, and then you can bring joy by fulfilling it or disappointment by denying it. This is the pleasure of winning and the pain of losing.
Pleasures of this class may be named secondary, because they depend upon pre-aroused desires.
Pleasures like these can be called secondary because they depend on desires that have already been stirred up.
Primary Likes and Dislikes
Though many of the most intense pleasures and displeasures of life are of the secondary type, this fact must not blind us to the existence of the primary pleasures and displeasures, typified by sweet and bitter. Any sensation with a pronounced feeling-tone is a primary pleasure or displeasure. We like or dislike it just for itself, and without regard to the gratification of any pre-aroused instinct or desire.
Though many of life's most intense joys and sorrows are secondary, this shouldn't make us overlook the primary pleasures and pains, represented by sweetness and bitterness. Any sensation that has a strong emotional impact is a primary pleasure or pain. We enjoy or dislike it simply for what it is, without considering the satisfaction of any previously sparked instinct or desire.
There are natural likes and dislikes--apart from the satisfaction of instincts--and there are others that are acquired. In other words, there are native tastes and acquired tastes. Individuals differ considerably in their native tastes, and still more in their acquired tastes. Liking for sweets is native, liking for fragrant odors is native, but liking for lemonade, or black coffee, or olives, or cheese, is acquired, and not acquired by everybody. Liking for bright colors is native, but liking for subdued colors, and the special pleasure in color harmonies, are acquired. So we might {181} run through the list of the senses, finding under each some sensations with native feeling-tone, and other sensations that acquire feeling-tone through experience.
There are natural likes and dislikes—aside from fulfilling instincts— and there are others that we develop over time. In other words, there are innate preferences and learned preferences. People vary greatly in their innate preferences, and even more in their learned ones. Enjoying sweets is innate, enjoying pleasant smells is innate, but liking lemonade, black coffee, olives, or cheese is learned, and not everyone learns to enjoy them. Enjoying bright colors is innate, but enjoying muted colors, as well as the specific pleasure in color combinations, is learned. So we might {181} go through the list of the senses, finding some sensations with innate feelings, and other sensations that develop feelings through experience.
Some people have a native liking for numbers and other facts of a mathematical nature. We say of such a one that he has a natural taste for mathematics. Another has a natural dislike for the same. Some have a taste for things of the mechanical sort, others fight shy of such things. Some have a natural taste for people, being sociable creatures--which means more than being gregarious--while others are little interested in mixing with people, observing their ways, and the give and take of friendly intercourse.
Some people are naturally drawn to numbers and mathematical concepts. We say they have a natural talent for math. Others have a natural aversion to it. Some enjoy mechanical things, while others prefer to steer clear of them. Some are naturally sociable, which goes beyond just being outgoing, while others are not very interested in interacting with people, observing their behaviors, and engaging in friendly exchanges.
Now the question arises whether these native likes and dislikes, for odors, colors, tones, numbers, machinery, and people, are really independent of the instincts. Some psychologists have insisted that all the interest and satisfaction of life were derived from the instincts, laying special stress on the instincts of curiosity and self-assertion.
Now the question comes up whether these native preferences and aversions for scents, colors, sounds, numbers, machines, and people are truly separate from instincts. Some psychologists have argued that all the interest and satisfaction in life comes from instincts, placing particular emphasis on the instincts of curiosity and self-assertion.
With respect to our "natural liking for mathematics", these psychologists would argue as follows: "First off, curiosity is aroused by numbers, as it may be by any novel fact; then the child, finding he can do things with numbers, gratifies his mastery impulse by playing with them. He encounters number problems, and his mastery impulse is again aroused in the effort to solve the problems. Later, he is able to 'show off' and win applause by his mathematical feats, and thus the social form of self-assertion is brought into play. This particular child may have good native ability for mathematics, and consequently his mastery impulse is specially gratified by this kind of activity; but he has no real direct liking for mathematics, and all his industry in this field is motivated by curiosity and especially by self-assertion."
Regarding our "natural liking for mathematics," these psychologists would argue the following: "First, numbers spark curiosity just like any new fact would; then the child discovers they can do things with numbers, satisfying their desire for mastery by playing with them. They run into math problems, which further triggers their drive to master them as they work on solutions. Eventually, they can 'show off' and earn praise for their math skills, which brings in a social aspect of self-assertion. This particular child might have a natural talent for math, which makes their desire for mastery particularly fulfilled through this activity; however, they don't actually have a genuine liking for math, and their effort in this area is driven by curiosity and especially by the need for self-assertion."
The instinct psychologists have a strong case here, as {182} they would have also in regard to the liking for machinery. Still, the mathematical individual would not be convinced, for he would testify that numbers, etc., made a direct appeal to him. Numbers, geometric forms, and algebraic transformations are fascinating to him, and there is something beautiful, to his mind, in the relationships that are discovered. The same could be said of the liking for plant or animal life that appears in the "born biologist". If the objects of the world make a direct appeal to the man whose mind is attuned to them, then his interest and zeal in studying them are not wholly derived from the instincts. The instincts come into play, truly enough, in all scientific work, and add impetus to it, but the primary motive is a direct liking for the kind of facts studied.
The instinct psychologists have a solid argument here, as {182} they would also regarding the attraction to machines. However, the mathematically inclined individual wouldn’t be convinced, as he would argue that numbers, etc., speak to him directly. He finds numbers, geometric shapes, and algebraic transformations captivating, and in his view, there’s something beautiful in the relationships that are revealed. The same goes for the passion for plant or animal life seen in the "born biologist." If the objects in the world resonate directly with someone whose mind is in tune with them, then their interest and enthusiasm for studying them doesn't come solely from instincts. Instincts do factor into all scientific work, providing motivation, but the main reason is a genuine interest in the kinds of facts being examined.
"Primary likes and dislikes" are still more clearly in evidence in the arts than in the sciences. Take the color art, for example. There can be no manner of doubt that bright colors are natively pleasant. Can we explain the liking for color as derived from satisfaction of the instincts? Is it due simply to curiosity? No, for then the color would no longer be attractive after it had ceased to be a novelty. Is color liked simply for purposes of self-display? No, this would not explain our delight in the colors of nature. Or do color effects constitute problems that challenge the mastery impulse? This might fit the case of intricate color designs, but not the strong, simple color effects that appeal to most people. There is no escape from the conclusion that color is liked for its own sake, and that this primary liking is the foundation of color art.
"Primary likes and dislikes" are still more evident in the arts than in the sciences. Take color art, for instance. There’s no doubt that bright colors are naturally pleasing. Can we explain the preference for color as stemming from the satisfaction of instincts? Is it simply due to curiosity? No, because then the color wouldn’t be appealing once it stopped being a novelty. Is color appreciated merely for self-expression? No, that wouldn’t explain our enjoyment of the colors in nature. Or do color effects present challenges that engage our desire to master them? This might apply to complex color designs, but not to the bold, simple color effects that attract most people. Ultimately, we can only conclude that color is appreciated for its own sake, and this primary liking is the basis of color art.
Music, in the same way, is certainly based on a primary liking for tones and their combinations, as well as for rhythm. Novel effects also appeal to curiosity, musical performance is a means of display to the performer, and the problem set by a piece of music to the performer in the {183} way of execution, and to the listener in the way of understanding and appreciation, gives plenty of play to the mastery impulse. Besides, music gets associated with love, tenderness, war and religion; but none of the impulses thus gratified by music is the fundamental reason for music, since without the primary taste for tone and rhythm there would be no music to start with, and therefore no chance for these various impulses to find an outlet in this direction.
Music is definitely rooted in a basic enjoyment of sounds and their combinations, as well as rhythm. New sounds also spark curiosity; musical performance serves as a way for the performer to showcase their talent. The challenges a piece of music presents, both to the performer in terms of execution and to the listener in terms of understanding and appreciation, provide plenty of opportunities for mastery. Additionally, music is linked to love, tenderness, war, and religion; however, none of these feelings are the main reason for music's existence. Without the fundamental enjoyment of sound and rhythm, music wouldn't exist in the first place, so there would be no opportunity for these various emotions to express themselves through it.
Still another field of human activity, in which native likes and dislikes play their part alongside of the instincts, is the field of social life. The gregarious instinct brings individuals together into social groups, and probably also makes the individual crave participation in the doings of the group. The sex instinct lends a special interest to those members of the group who are of the opposite sex, and the parental instinct leads the adults to take a protective attitude towards the little children. Also, it is probably due to the parental instinct that any one spontaneously seeks to help the helpless. Self-assertion has plenty of play in a group, both in the way of seeking to dominate and in the way of resisting domination; and the submissive tendency finds an outlet in admiring and following those who far surpass us. Thwarted self-assertion accounts for many of the dislikes that develop between the members of a group. But none of these instincts accounts for the interest in personality, or for the genuine liking that people may have for one another.
Another area of human activity where natural likes and dislikes come into play alongside instincts is social life. The instinct to be social pulls individuals together into groups and likely makes them want to be involved in the group's activities. The sexual instinct adds a unique attraction to members of the opposite sex within the group, while the parental instinct drives adults to protect young children. Also, it’s likely that the parental instinct explains why people often want to help those who are vulnerable. Self-assertion is prevalent in groups, whether it's about trying to take charge or resisting control, and the tendency to be submissive shows itself in admiring and following those who are much more accomplished than we are. Frustrated self-assertion is responsible for many of the dislikes that can arise between group members. However, none of these instincts explain the interest in personality or the genuine affection people can have for one another.
Let a group of persons of the same age and sex get together, all equals for the time being, no one seeking to dominate the rest, no one bowing to another as his superior nor chafing against an assumed superiority which he does not admit, no one in a helpless or unfortunate condition that arouses the pity of the rest. What an uninteresting affair! No instincts called into play except bare gregariousness! {184} On the contrary, such a group affords almost or quite the maximum of social pleasure. It affords scope for comradeship and good fellowship, which are based on a native liking for people, and not on the instincts.
Let a group of people of the same age and gender come together, all equals for the moment, with no one trying to control the others, no one bending to another as their superior or resenting an assumed superiority they don't acknowledge, and no one in a helpless or unfortunate state that stirs the pity of others. What a dull situation! No instincts at play except basic socializing! {184} On the flip side, such a group offers almost the maximum of social enjoyment. It allows for camaraderie and friendship, which are founded on a genuine fondness for people, rather than instincts.
Enough has perhaps been said to convince the reader that, besides the things we like for satisfaction of our instinctive needs and cravings, there are other things that we "just naturally like"--and the same with dislikes--and that these primary likes and dislikes have considerable importance in life.
Enough has probably been said to convince the reader that, apart from the things we enjoy for satisfying our basic needs and desires, there are other things that we "just naturally like"—and the same goes for things we dislike—and that these fundamental likes and dislikes play a significant role in life.
Other Proposed Elementary Feelings
Pleasantness and unpleasantness are the only feelings generally accepted as elementary, though several others have been suggested.
Pleasantness and unpleasantness are the only feelings widely recognized as basic, although a few others have been proposed.
Wundt's tri-dimensional theory of feeling.
This author suggested that there were three pairs of feelings: pleasantness and unpleasantness; tension and its opposite, release or relief; and excitement and its opposite, which may be called numbness or subdued feeling. Thus there would be three dimensions of feeling, which could be represented by the three dimensions of space, and any given state of feeling could be described by locating it along each of the three dimensions. Thus, one moment, we may be in a pleasant, tense, excited state; another moment in a pleasant, relieved and subdued state; and another moment in an unpleasant, tense and subdued state, etc. As each feeling can also exist in various degrees, the total number of shades of feeling thus provided for would be very great, indeed.
This author proposed that there are three pairs of feelings: pleasantness and unpleasantness; tension and its opposite, release or relief; and excitement and its opposite, which can be described as numbness or subdued feeling. This gives us three dimensions of feeling, similar to the three dimensions of space, where any specific emotional state can be pinpointed along each of those dimensions. So, at one moment, we might feel pleasant, tense, and excited; at another moment, pleasant, relieved, and subdued; and at another moment, unpleasant, tense, and subdued, and so on. Since each feeling can also vary in intensity, the total range of emotional nuances becomes quite extensive.
Though this theory has awakened great interest, it has not won unqualified approval. Excitement and the rest are real enough states of feeling--no one doubts that--but the question is whether they are fit to be placed alongside of pleasantness and unpleasantness as elementary feelings. It {185} appears rather more likely that they are blends of sensations. In the excited states that have been most carefully studied, that is to say, in fear and anger, there is that big organic upstir, making itself felt as a blend of many internal sensations. Tension may very probably be the feeling of tense muscles, for tension occurs specially in expectancy, and the muscles are tense then.
Though this theory has sparked a lot of interest, it hasn't received complete approval. Excitement and other similar feelings are definitely real—everyone agrees on that—but the debate is whether they should be considered on the same level as pleasant and unpleasant feelings as basic emotions. It seems more likely that they are mixtures of sensations. In the intense states that have been most thoroughly examined, like fear and anger, there is a significant organic response that feels like a combination of various internal sensations. Tension is likely the sensation of tight muscles, as tension often happens in moments of anticipation, and the muscles are tight during those times.
Whether elementary or not, these feelings are worthy of note. It is interesting to examine the striving for a goal and the attainment of the goal with respect to each "dimension" of feeling. Striving is tense, attainment brings the feeling of release. Striving is often excited, but fatigue and drowsiness (seeking for rest) are numb, and self-assertion may be neutral in this respect, as in "cool assumption". Reaching the goal may be excited or not; all depends on the goal, whether it be striking your opponent or going to sleep. On the other hand, reaching the goal is practically always pleasant (weeping seems an exception here), while striving for a goal is pleasant or unpleasant according as progress is being made towards the goal, or stiff obstruction encountered.
Whether simple or complex, these feelings are worth noting. It’s interesting to look at the effort put into reaching a goal and the feeling that comes with achieving it concerning each "dimension" of emotion. Effort is tense, while achievement provides a sense of relief. Striving can be exciting, but fatigue and drowsiness (in the search for rest) are dull, and self-assertion can feel neutral, like being "cool and composed." Achieving the goal can be exciting or not; it all depends on the goal, whether you’re trying to defeat an opponent or simply going to sleep. However, achieving a goal is almost always a pleasant experience (crying seems to be an exception), while striving for a goal can be either pleasant or unpleasant, depending on whether progress is being made or if there are significant obstacles in the way.
The feeling of familiarity, and its opposite, the feeling of strangeness or newness, also have some claim to be considered here. The first time you see a person, he seems strange, the next few times he awakens in you the feeling of familiarity, after which he becomes so much a matter of course as to arouse no definite feeling of this sort, unless, indeed, a long time has elapsed since you saw him last; in this case the feeling of familiarity is particularly strong.
The feeling of familiarity and its opposite, the feeling of strangeness or newness, are worth mentioning here. The first time you meet someone, they seem unfamiliar. After a few encounters, they start to feel familiar, and eventually, they become so normal that you don't really feel that way about them anymore—unless a long time has passed since you last saw them; in that case, the feeling of familiarity can be especially intense.
The feelings of doubt or hesitation, and of certainty or assurance, also deserve mention as possibly elementary.
The feelings of doubt or hesitation, as well as certainty or assurance, should also be noted as possibly fundamental.
EXERCISES
1. Outline the chapter.
2. Complete the sentence, "I feel_____" in 20 different ways
(not using synonyms), and measure the time required to do this.
3. What can be meant by speaking in psychology of only two feelings,
when common speech recognizes so many?
4. If the states of mind designated by the words, "feeling sure",
or "feeling bored", are compound states, what elements besides the
feelings of pleasantness and unpleasantness may enter into the
compounds?
5. Attempt an analysis of the "worried feeling", by your own
introspection, i.e., try to discover elementary feelings and
sensations in this complex state of mind.
6. Following Wundt's three-dimensional scheme of feeling, analyze
each of the following states of mind (for example, a child just
admitted to the presence of the Christmas tree would be in a state
of mind that is pleasant, tense, and excited):
1. Outline the chapter.
2. Finish the sentence, "I feel _____" in 20 different ways (without using synonyms), and time yourself while doing this.
3. What does it mean to talk about only two feelings in psychology when everyday language acknowledges so many?
4. If the states of mind described by phrases like "feeling sure" or "feeling bored" are complex, what other elements besides feelings of pleasure or discomfort might be involved?
5. Try to analyze the "worried feeling" through your own introspection—look for basic feelings and sensations within this complex emotional state.
6. Using Wundt's three-dimensional model of feeling, analyze each of the following emotional states (for example, a child just seeing the Christmas tree would experience a pleasant, tense, and excited state of mind):
(a) Watching a rocket go up and waiting for it to burst.
(b) Just after the rocket has burst.
(c) Waiting for the dentist to pull.
(d) Just after he has pulled.
(e) Enjoying a warm bed.
(f) Lying abed after waking, not quite able as yet to decide
to get up.
(g) Seeing an automobile about to run down a child.
(a) Watching a rocket launch and waiting for it to explode.
(b) Right after the rocket has exploded.
(c) Waiting for the dentist to pull a tooth.
(d) Right after he has pulled it.
(e) Enjoying a cozy bed.
(f) Lying in bed after waking up, not quite ready to get up yet.
(g) Seeing a car about to hit a child.
7. Make a list of six primary dislikes, and a list of six dislikes that are dependent on the instincts.
7. Create a list of six main dislikes, and a list of six dislikes that depend on instincts.
REFERENCES
For a much fuller treatment of the subject, see E. B. Titchener, Textbook of Psychology, 1909, pp. 225-264.
For a more detailed discussion on the topic, check out E. B. Titchener, Textbook of Psychology, 1909, pp. 225-264.
CHAPTER X
SENSATION
AN INVENTORY OF THE ELEMENTARY SENSATIONS OF THE DIFFERENT SENSES
With reflex action, instinct, emotion and feeling, the list of native mental activities is still incomplete. The senses are provided by nature, and the fundamental use of the senses goes with them. The child does not learn to see or hear, though he learns the meaning of what he sees and hears. He gets sensation as soon as his senses are stimulated, but recognition of objects and facts comes with experience. Hold an orange before his open eyes, and he sees, but the first time he doesn't see an orange. The adult sees an object, where the baby gets only sensation. "Pure sensation", free from all recognition, can scarcely occur except in the very young baby, for recognition is about the easiest of the learned accomplishments, and traces of it can be seen in the behavior of babies only a few days old.
With reflex actions, instincts, emotions, and feelings, the list of basic mental activities is still not complete. The senses come naturally, and the basic use of those senses goes along with them. A child doesn't learn to see or hear, but he learns what the things he sees and hears mean. He experiences sensations as soon as his senses are triggered, but recognizing objects and facts comes with experience. If you hold an orange in front of his open eyes, he sees it, but the first time, he doesn't recognize it as an orange. An adult recognizes an object, while a baby only experiences sensation. "Pure sensation," free from any recognition, can only really happen in very young babies, since recognition is one of the easiest things to learn, and you can see signs of it in the behavior of babies just a few days old.
Sensation is a response; it does not come to us, but is aroused in us by the stimulus. It is the stimulus that comes to us, and the sensation is our own act, aroused by the stimulus. Sensation means the activity of the receiving organ (or sense organ), of the sensory nerves, and of certain parts of the brain, called the sensory centers. Without the brain response, there is apparently no conscious sensation, so that the activity of the sense organ and sensory nerve is preliminary to the sensation proper. Sensation may be called the first response of the brain to the external stimulus. It is usually only the first in a series of brain {188} responses, the others consisting in the recognition of the object and the utilization of the information so acquired.
Sensation is a reaction; it doesn't just happen to us, but is triggered in us by a stimulus. The stimulus is what reaches us, and the sensation is our own reaction to that stimulus. Sensation involves the activity of the receiving organ (or sense organ), the sensory nerves, and specific areas of the brain known as sensory centers. Without the brain's response, there seems to be no conscious sensation, meaning that the activity of the sense organ and sensory nerve is a precursor to the actual sensation. Sensation can be seen as the brain's first response to an external stimulus. This is typically just the initial response in a series of brain {188} responses, which include recognizing the object and using the information obtained.
Sensation, as we know it in our experience, goes back in the history of the race to the primitive sensitivity (or irritability) of living matter, seen in the protozoa. These minute unicellular creatures, though having no sense organs--any more than they have muscles or digestive organs--respond to a variety of stimuli. They react to mechanical stimuli, as a touch or jar, to chemical stimuli of certain kinds, to thermal stimuli (heat or cold), to electrical stimuli, and to light. There are some forces to which they do not respond: magnetism, X-rays, ultraviolet light; and we ourselves are insensitive to these agents, which are not to be called stimuli, since they arouse no response.
Sensation, as we understand it today, traces back in human history to the basic sensitivity of living matter, which can be observed in protozoa. These tiny, single-celled organisms, despite lacking sense organs—just like they don’t have muscles or digestive organs—still respond to various stimuli. They react to physical stimuli, like touch or vibrations, to certain chemical stimuli, to temperature changes (heat or cold), to electrical stimuli, and to light. There are some forces they don’t respond to: magnetism, X-rays, ultraviolet light; and we are also insensitive to these factors, which shouldn't be considered stimuli since they don’t produce any reaction.
The Sense Organs
In the development of the metazoa, or multicellular animals, specialization has occurred, some parts of the body becoming muscles with the primitive motility much developed, some parts becoming digestive organs, some parts conductors (the nerves) and some parts becoming specialized receptors or sense organs. A sense organ is a portion of the body that has very high sensitivity to some particular kind of stimulus. One sense organ is highly sensitive to one stimulus, and another to another stimulus. The eye responds to very minute amounts of energy in the form of light, but not in other forms; the ear responds to very minute amounts of energy in the form of sound vibrations, the nose to very minute quantities of energy in certain chemical forms.
In the evolution of metazoa, or multicellular animals, different body parts have specialized for specific functions. Some have become muscles, enhancing movement, while others have developed into digestive organs. Some parts have turned into nerves that conduct signals, and others have evolved into specialized receptors or sense organs. A sense organ is a part of the body that is extremely sensitive to a particular type of stimulus. Each sense organ is tuned to a specific stimulus. For example, the eye detects very small amounts of light energy but doesn't respond to other types; the ear picks up tiny vibrations in sound energy, and the nose reacts to minute quantities of certain chemicals.
There is only one thing that a sense organ always and necessarily contains, and that is the termination of a sensory nerve. Without that, the sense organ, being isolated, would have no effect on the brain or muscles or any other {189} part of the body, and would be entirely useless. The axons of the sensory nerve divide into fine branches in the sense organ, and thus are more easily aroused by the stimulus.
There’s only one thing that a sense organ always and necessarily has, and that’s the termination of a sensory nerve. Without that, the sense organ, being isolated, wouldn’t have any impact on the brain, muscles, or any other {189} part of the body, and would be completely useless. The axons of the sensory nerve split into fine branches in the sense organ, making them more easily triggered by the stimulus.
Besides the sensory axons, two other things are often found in a sense organ--sometimes one of the two, sometimes the other and sometimes both. First, there are special sense cells in a few sense organs; and second, in most sense organs there is accessory apparatus which, without being itself sensitive, assists in bringing the stimulus to the sense cells or sensory nerve ends.
Besides the sensory axons, two other components are commonly found in a sense organ—sometimes one, sometimes the other, and sometimes both. First, there are specialized sensory cells in certain sense organs; and second, in most sense organs, there is extra equipment that, while not sensitive itself, helps in delivering the stimulus to the sensory cells or nerve endings.
Fig. 25.--Diagram of the taste end-organ. Within the
"Taste bud" are seen two sense cells, and around the base of these
cells are seen the terminations of two axons of the nerve of taste.
(Figure text: surface of tongue, taste bud, pit)
Fig. 25.--Diagram of the taste end-organ. Inside the "Taste bud," there are two sensory cells, and at the base of these cells, you can see the endings of two axons from the taste nerve. (Figure text: surface of tongue, taste bud, pit)
Sense cells are present only in the eye, ear, nose and mouth--always in very sheltered situations. The taste cells are located in little pits opening upon the surface of the tongue. In the sides of these pits can be found little flask-shaped chambers, each containing a number of taste cells. The taste cell has a slender prolongation that protrudes from the chamber into the pit; and it is this slender tip of the cell that is exposed to the chemical stimulus of the {190} tasting substance. The stimulus arouses the taste cell, and this in turn arouses the ending of the sensory axon that twines about the base of the cell at the back of the chamber. The taste cell, or its tip, is extra sensitive to chemical stimuli, and its activity, aroused by the chemical stimulus, in turn arouses the axon and so starts a nerve current to the brain stem and eventually to the cortex.
Sense cells are found only in the eye, ear, nose, and mouth—always in well-protected areas. The taste cells are located in small pits that open onto the surface of the tongue. Inside these pits are tiny flask-shaped chambers, each containing several taste cells. The taste cell has a long extension that projects from the chamber into the pit; this slender tip of the cell is what comes into contact with the chemical stimulus of the {190} tasting substance. The stimulus activates the taste cell, which then activates the end of the sensory axon that wraps around the base of the cell at the back of the chamber. The taste cell, or its tip, is highly sensitive to chemical stimuli, and its activity, triggered by the chemical stimulus, in turn stimulates the axon, starting a nerve current to the brain stem and eventually to the cortex.
Fig. 26.--The olfactory sense cells and their brain
connections. (Figure text: axon to brain cortex, dendrites, synapses in
brain stem, axons of sense cells sense cells in nose.)
Fig. 26.--The smell sensory cells and their connections to the brain. (Figure text: axon to brain cortex, dendrites, synapses in brain stem, axons of sensory cells in the nose.)
The olfactory cells, located in a little recess in the upper and back part of the nose, out of the direct air currents going toward the lungs, are rather similar to the taste cells. They have fine tips reaching to the surface of the mucous membrane lining the nasal cavity and exposed to the chemical stimuli of odors. The olfactory cell has also a long slender branch extending from its base through the bone into the skull cavity and connecting there with dendrites of nerve cells. This central branch of the olfactory cell is, in fact, an axon; and it is peculiar in being an axon growing from a sense cell. This is the rule in invertebrates, but in vertebrates the sensory axon is regularly an outgrowth of a {191} nerve cell, and only in the nose do we find sense cells providing their own sensory nerve.
The olfactory cells, found in a small pocket at the upper back part of the nose, away from the direct airflow going to the lungs, are quite similar to taste cells. They have fine tips that extend to the surface of the mucous membrane lining the nasal cavity, where they can interact with the chemical signals from odors. Each olfactory cell also has a long, slender branch that stretches from its base through the bone into the skull cavity, connecting with the dendrites of nerve cells. This main branch of the olfactory cell is actually an axon; what's unusual is that it's an axon growing from a sensory cell. This is typical in invertebrates, but in vertebrates, the sensory axon usually arises from a {191} nerve cell, and only in the nose do we find sensory cells providing their own sensory nerve.
Fig. 27.--Sense cells and nerve cells of the retina. Light, reaching
the retina from the interior of the eyeball (as shown in
Fig. 28), passes through the nearly transparent retina
till stopped by the pigment layer, and then and there arouses to
activity the tips of the rods and cones. The rods and cones pass the
impulse along to the bipolar cells and these in turn to the optic
nerve cells, the axons of which extend by way of the optic nerve to
the thalamus in the brain. (Figure text: pigment layer, rods, cones,
light, bipolar Cells, optic Nerve Cells)
Fig. 27.--Sense cells and nerve cells of the retina. Light entering the retina from inside the eyeball (as shown in Fig. 28) passes through the almost transparent retina until it hits the pigment layer, which then activates the tips of the rods and cones. The rods and cones transmit the signal to the bipolar cells, which then pass it on to the optic nerve cells. The axons of these cells extend through the optic nerve to the thalamus in the brain. (Figure text: pigment layer, rods, cones, light, bipolar Cells, optic Nerve Cells)
In the eye, the sense cells are the rods and cones of the retina. These are highly sensitive to light, or, it may be, to chemical or electrical stimuli generated in the pigment of the retina by the action of light. The rods are less highly developed than the cones. Both rods and cones connect at their base with neurones that pass the activity along through the optic nerve to the brain.
In the eye, the sensory cells are the rods and cones of the retina. These cells are very sensitive to light, or possibly to chemical or electrical signals created in the pigment of the retina by the effect of light. The rods are not as well developed as the cones. Both rods and cones connect at their base with neurons that transmit the activity through the optic nerve to the brain.
The internal ear contains sense cells of three rather similar kinds, all being "hair cells", Instead of a single {192} sensitive tip, each cell has a number of fine hair-tips, and it is these that first respond to the physical stimulus. In the cochlea, the part of the inner ear concerned with hearing, the hairs are shaken by sound vibrations that have reached the liquid in which the whole end-organ is immersed. In the "semicircular canals", a part of the inner ear that is concerned not with sound but with rotary movements of the head, we find hair cells again, their hair-tips being matted together and so located as to be bent, like reeds growing on the bottom of a brook, by currents of the liquid filling the canals. In the "vestibule", the central part of the inner ear, the hair-tips of the sense cells are matted together, and in the mat are imbedded little particles of stony matter, called the "otoliths". When the head is inclined in any direction, these heavy particles sag and bend the hairs, so stimulating them; and the same result occurs when a sudden motion up or down or in any direction is given to the head. Around the base of the sense cells, in any of these parts of the internal ear, are twined the fine endings of sensory axons, which are excited by the activity of the sense cells, and pass the activity on to the brain.
The inner ear contains three types of sensory cells, all of which are "hair cells." Instead of having just a single sensitive tip, each cell has multiple fine hair-like tips, and these are the first to react to physical stimuli. In the cochlea, the part of the inner ear responsible for hearing, the hair tips are moved by sound vibrations that reach the liquid in which the entire structure is submerged. In the "semicircular canals," which deal with the head's rotational movements rather than sound, we again find hair cells. Their hair tips are matted together and arranged in a way that allows them to bend, like reeds at the bottom of a stream, due to the currents in the liquid filling the canals. In the "vestibule," the central area of the inner ear, the hair tips of the sensory cells are also matted together, and embedded in this mat are small particles of stone-like material called "otoliths." When the head tilts in any direction, these heavy particles pull down and bend the hairs, stimulating them; the same effect happens when the head suddenly moves up, down, or in any direction. Surrounding the base of the sensory cells in any of these parts of the inner ear are fine endings of sensory axons, which are activated by the sense cells and transmit the signals to the brain.
Accessory sense-apparatus.
Every sense except the "pain sense" has more or less of this. The hairs of the skin are accessory to the sense of touch. A touch on a hair is so easily felt that we often think of the hairs as sensitive; but really it is the skin that is sensitive, or, rather, it is the sensory axon terminating around the root of the hair in the skin. The tongue can be thought of as accessory apparatus serving the sense of taste, and the breathing apparatus as accessory to the sense of smell, "tasting" being largely a tongue movement that brings the substance to the taste cells, and "smelling" of anything being largely a series of little inspiratory movements that carry the odor-laden air to the olfactory part of the nasal cavity.
Every sense except for the "pain sense" has varying degrees of this. The hairs on our skin assist with the sense of touch. A touch on a hair is felt so easily that we often consider the hairs to be sensitive; however, it is actually the skin that is sensitive, or more precisely, it is the sensory axon that ends around the root of the hair in the skin. The tongue can be seen as an additional tool that supports the sense of taste, and the breathing system helps with the sense of smell. "Tasting" is mainly a movement of the tongue that brings the food to the taste cells, and "smelling" involves a series of small inhaling movements that carry odor-filled air to the olfactory region of the nasal cavity.
But it is in the eye and the ear that the highest development of accessory sense apparatus has taken place. All of the eye except the retina, and all of the ear except the sense cells and the sensory axons, are accessory.
But the greatest evolution of additional sensory mechanisms has happened in the eye and the ear. Every part of the eye apart from the retina, and every part of the ear except for the sensory cells and the sensory axons, is considered accessory.
Fig. 28.--Horizontal cross section through the right
eyeball. (Figure text: cornea, ciliary muscle, retina, choroid.
sclerotic, Optic Nerve)
Fig. 28.--Horizontal cross section through the right eye. (Figure text: cornea, ciliary muscle, retina, choroid, sclera, Optic Nerve)
The eye is an optical instrument, like the camera. In fact, it is a camera, the sensitive plate being the retina, which differs indeed from the ordinary photographic plate in recovering after an exposure so as to be ready for another. Comparing the eye with the camera, we see that the eyeball corresponds to the box, the outer tough coat {194} of the eyeball (the "sclerotic" coat) taking the place of the wood or metal of which the box is built, and the deeply pigmented "choroid" coat, that lines the sclerotic, corresponding to the coating of paint used to blacken the inside of the camera box and prevent stray light from getting in and blurring the picture. At the front of the eye, where light is admitted, the sclerotic is transformed into the transparent "cornea", and the choroid into the contractile "iris", with the hole in its center that we call "the pupil of the eye".
The eye is an optical device, similar to a camera. In fact, it is a camera, with the sensitive surface being the retina, which actually differs from a standard photographic plate because it can recover after being exposed and is ready for another shot. When we compare the eye to a camera, we can see that the eyeball acts like the camera body, with the outer tough layer {194} of the eyeball (the "sclerotic" layer) serving the same purpose as the wood or metal used to construct the camera body. The darkly pigmented "choroid" layer that lines the sclerotic acts like the paint that is applied inside the camera box to block out stray light and prevent blurriness in the images. At the front of the eye, where light enters, the sclerotic becomes the transparent "cornea", and the choroid transforms into the adjustable "iris", featuring the hole in its center known as "the pupil of the eye".
Fig. 29.--Diagram to show the course of the sound waves
through the outer and middle ear and into the inner ear. The arrow is
placed within the "meatus," and points in the direction taken by the
sound waves. See text for their further course. (Figure text: cochlea,
vestibule, semicircular canal, ossicles, Eustachian, ear drum)
Fig. 29.--Diagram showing how sound waves travel through the outer and middle ear into the inner ear. The arrow is inside the "meatus" and indicates the direction of the sound waves. See the text for their further path. (Figure text: cochlea, vestibule, semicircular canal, ossicles, Eustachian tube, eardrum)
The iris corresponds to the adjustable diaphragm of the camera. Just behind the pupil is the lens of the eye, which also is adjustable by the action of a little muscle, called the "ciliary muscle". This muscle corresponds to the focussing mechanism of the camera; by it the eye is focussed on near or far objects. The eye really {195} has two lenses, for the cornea acts as a lens, but is not adjustable. The "aqueous and vitreous humors" fill the eyeball and keep it in shape, while still, being transparent, they allow the light to pass through them on the way to the retina. The retina is a thin coat, lying inside the choroid at the back of the eyeball, and having the form of a hollow hemisphere. The light, coming through the pupil and traversing the vitreous humor, strikes the retina from the inside of the eyeball. Other accessory apparatus of the eye includes the lids, the tear glands, and the muscles that turn the eyeball in any direction.
The iris is like the adjustable diaphragm of a camera. Just behind the pupil is the lens of the eye, which can also be adjusted by a tiny muscle known as the "ciliary muscle." This muscle works like the focusing mechanism of a camera; it focuses the eye on both near and far objects. The eye actually {195} has two lenses because the cornea acts as a lens, but it can't be adjusted. The "aqueous and vitreous humors" fill the eyeball and maintain its shape while remaining transparent, letting light pass through to the retina. The retina is a thin layer located inside the choroid at the back of the eyeball, shaped like a hollow hemisphere. Light enters through the pupil and travels through the vitreous humor, hitting the retina from inside the eyeball. Other parts of the eye include the eyelids, tear glands, and the muscles that move the eyeball in any direction.
Fig. 30.--Two views of the internal ear. These views
show the shape of the internal ear cavity. The sense organs lie inside
this cavity. Notice how the three semi-circular canals lie in three
perpendicular planes. (Figure text: cochlea, vestibule, 3 Canals)
Fig. 30.--Two views of the inner ear. These views show the shape of the inner ear cavity. The sensory organs are located inside this cavity. Note how the three semicircular canals are positioned in three perpendicular planes. (Figure text: cochlea, vestibule, 3 canals)
The ear is about as complex a piece of mechanism as the eye. We speak of the "outer", "middle" and "inner" ear. The outer, in such an animal as the horse, serves as a movable ear trumpet, catching the sound waves and concentrating them upon the ear drum, or middle ear. The human external ear seems to accomplish little; it can be cut off without noticeably affecting hearing. The most essential part of the external ear is the "meatus" or hole that allows the sound waves to pass through the skin to the tympanic membrane or drum head. The sound waves throw this membrane into vibration, and the vibration is transmitted, by an assembly of three little bones, across the air-filled cavity {196} of the middle ear to an opening leading to the water-filled cavity of the inner ear. This opening from the middle to the inner ear is closed by a membrane in which one end of the assembly of little bones is imbedded, as the other end is imbedded in the tympanic membrane; and thus the vibrations are transmitted from the tympanic membrane to the liquid of the inner ear. Once started in this liquid, the vibrations are propagated through it to the sense cells of the cochlea and stimulate them in the way already suggested.
The ear is as complex a mechanism as the eye. We talk about the "outer," "middle," and "inner" ear. The outer ear, like that of a horse, acts like a movable ear trumpet, capturing sound waves and directing them to the eardrum, or middle ear. In humans, the external ear doesn't seem to do much; it can even be removed without significantly impacting hearing. The most important part of the outer ear is the "meatus" or canal that lets sound waves travel through the skin to the tympanic membrane or eardrum. The sound waves make this membrane vibrate, and those vibrations are sent through a set of three tiny bones across the air-filled space {196} of the middle ear to an opening that leads to the fluid-filled space of the inner ear. This opening from the middle ear to the inner ear is sealed by a membrane that has one end of the tiny bone assembly embedded in it, while the other end is anchored in the tympanic membrane; thus, vibrations are transferred from the tympanic membrane to the liquid in the inner ear. Once they start in this liquid, the vibrations travel through it to the sensory cells of the cochlea and stimulate them as previously mentioned.
Fig. 31.--A small sample of the sense cells of the
cochlea. The hairs of the sense cells are shaken by the vibration of
the water, and pass the impulse back to the end-brushes of the
auditory axons, The tectorial membrane looks as if it might act as a
damper, but may be concerned, as "accessory apparatus," in the
stimulation of the hair cells. The basilar membrane consists in part
of fibers extending across between the ledges of bone; these fibers
are arranged somewhat after the manner of piano strings, and have
suggested the "piano theory" of hearing, to be mentioned later in the
chapter. (Figure text: water space, membrane, Tectorial membrane, bone,
soft tissue, basilar membrane, auditory axons to brain stem, nerve
cells of auditory nerves, auditory hair cells with end brushes of
auditory axons)
Fig. 31.--A small sample of the sensory cells in the cochlea. The hairs of the sensory cells are stimulated by the vibrations of the fluid, sending signals back to the endings of the auditory nerves. The tectorial membrane appears to function as a dampener but may also play a role as an "accessory structure" in activating the hair cells. The basilar membrane is partly made up of fibers that stretch across the bone ledges; these fibers are arranged similar to piano strings and have led to the development of the "piano theory" of hearing, which will be discussed later in the chapter. (Figure text: water space, membrane, tectorial membrane, bone, soft tissue, basilar membrane, auditory axons to brain stem, nerve cells of auditory nerves, auditory hair cells with endings of auditory axons)
Further study of the accessory apparatus of the eye and ear can be recommended as very interesting, but the little that has been said will serve as an introduction to the study of sensation.
Further study of the accessory structures of the eye and ear is highly recommended as it is very intriguing, but the limited information provided will serve as an introduction to the study of sensation.
Analysis of Sensations
Prominent among the psychological problems regarding sensation is that of analysis. Probably each sense gives comparatively few elementary sensations, and many blends or compounds of these elements. To identify the elements is by no means a simple task, for under ordinary circumstances what we get is a compound, and it is only by carefully controlling the stimulus that we are able to get the elements before us; and even then the question whether these are really elementary sensations can scarcely be settled by direct observation.
A key issue in the psychology of sensation is analysis. Each sense likely provides only a small number of basic sensations, along with a lot of combinations or mixtures of these elements. Figuring out what the basic elements are is not an easy job because, in normal situations, we mostly experience compounds. It's only by precisely controlling the stimulus that we can isolate the elements; even then, determining whether these truly are basic sensations can't be definitively resolved through direct observation.
Along with the search for elementary sensations goes identification of the stimuli that arouse them, and also a study of the sensations aroused by any combination of stimuli. Our task now will be to ask these questions regarding each of the senses.
Along with the search for basic sensations comes the identification of the stimuli that trigger them, as well as an exploration of the sensations produced by any combination of stimuli. Our current task will be to investigate these questions for each of the senses.
The Skin Senses
Rough and smooth, hard and soft, moist and dry, hot and cold, itching, tickling, pricking, stinging, aching are skin sensations; but some of these are almost certainly compounds. The most successful way of isolating the elements out of these compounds is to explore the skin, point by point, with weak stimuli of different kinds. If a blunt metal point, or the point of a lead pencil, a few degrees cooler than the skin, is passed slowly over the skin, at most points no sensation except that of contact arises, but at certain points there is a clear sensation of cold. Within an area an inch square on the back of the hand, several of these cold spots can be found; and when the exploration is carefully made, and the cold spots marked, they will be found to give the same sensation every time. Substitute a metal point a few {198} degrees warmer than the skin, and a few spots will be found that give the sensation of warmth, these being the warmth spots. Use a sharp point, like that of a needle or of a sharp bristle, pressing it moderately against the skin, and you get at most points simply the sensation of contact, but at quite a number of points a small, sharp pain sensation arises. These are the pain spots. Finally, if the skin is explored with a hair of proper length and thickness, no sensation at all will be felt at most points, because the hair bends so readily when one end of it is pressed against the skin as not to exert sufficient force to arouse a sensation; but a number of points are found where a definite sensation of touch or contact is felt; these are the touch spots.
Rough and smooth, hard and soft, moist and dry, hot and cold, itching, tickling, pricking, stinging, and aching are sensations we feel on our skin; however, some of these are likely combinations. The best way to identify the individual elements in these combinations is to methodically test the skin, point by point, using gentle stimuli of various types. For example, if you slowly glide a blunt metal point or the tip of a lead pencil that's a few degrees cooler than your skin over your arm, for most areas you won't feel anything other than the sensation of contact, but in certain areas, you'll clearly feel the cold. You can find several of these cold spots within an inch square on the back of your hand, and when you carefully explore and mark these cold spots, they consistently produce the same sensation. If you switch to a metal point that's a few degrees warmer than your skin, you'll discover a few spots that create a feeling of warmth; these are the warmth spots. When you use a sharp point, like a needle or a sharp bristle, applying moderate pressure against the skin, you'll mostly just feel the sensation of contact, but in many areas, you'll experience a small, sharp pain; these are the pain spots. Lastly, if you gently use a hair of the right length and thickness to explore the skin, most areas won’t produce any sensation because the hair bends too easily when pressed against the skin and doesn’t apply enough force to create a sensation; however, there will be a number of points where you can definitely feel touch or contact; these are the touch spots.
No other varieties of "spots" are found, and the four sensations of touch, warmth, cold and pain are believed to be the only elementary skin sensations. Itch, stinging and aching seem to be the same as pain. Tickle is touch, usually light touch or a succession of light touches. Smooth and rough are successions of touch sensations. Moist is usually a compound of smooth and cold. Hard and soft combine touch and the muscular sensation of resistance.
No other types of "spots" are identified, and touch, warmth, cold, and pain are thought to be the only basic skin sensations. Itch, stinging, and aching appear to be variations of pain. Tickle is a type of touch, usually involving light contact or a series of light touches. Smooth and rough are sequences of touch sensations. Moist usually combines smooth and cold. Hard and soft mix touch with the muscular feeling of resistance.
Hot and cold require more discussion. The elementary sensations are warmth and coolness, rather than hot and cold. Hot and cold are painful, and the fact is that strong temperature stimuli arouse the pain spots as well as the warmth or cold spots. Hot, accordingly, is a sensation compounded of warmth and pain, and cold a sensation composed of coolness and pain. More than this, when a cold spot is touched with a point heated well above the skin temperature (best to a little over 100 Fahrenheit), the curious fact is noted that the cold spot responds with its normal sensation of cold. This is called the "paradoxical cold sensation". From this fact it is probable that a hot object excites the cold sensation, along with those of warmth and {199} pain; so that the sensation of heat is a blend of the three. Another curious fact is that a very cold object produces a burning sensation indistinguishable from that of a hot object; so that the sensation of great cold, like that of heat, is probably a blend of the three elementary sensations of warmth, cold and pain.
Hot and cold deserve more discussion. The basic sensations are warmth and coolness, not really hot and cold. Hot and cold can be painful, and strong temperature stimuli activate both pain spots and warmth or cold spots. So, hot is a sensation made up of warmth and pain, while cold is made up of coolness and pain. Interestingly, when a cold spot is touched with something heated well above skin temperature (ideally just over 100 degrees Fahrenheit), it still responds with its usual sensation of cold. This is known as the "paradoxical cold sensation." Because of this, it seems that a hot object triggers the cold sensation as well as those of warmth and pain, meaning the sensation of heat is a mix of all three. Another interesting fact is that a very cold object can create a burning sensation that feels the same as that of a hot object; so, the feeling of extreme cold, much like heat, is probably a combination of the three basic sensations of warmth, cold, and pain.
Fig. 32.--Diagram of various sorts of sensory
end-organ found in the skin.
A is a hair end-organ; the sensory axons can be seen coiling
around the root of the hair; evidently a touch on the hair, outside,
would squeeze the coiled axon and stimulate it. The hair is a bit of
"accessory apparatus."
B is a touch corpuscle, consisting of a coiled axon-end
surrounded by a little cone of other tissue.
C is an end-bulb, presumably belonging to the temperature
sense. It has, again, a coiled axon-end surrounded by other tissue.
The "coils" are really much more finely branched than the diagram
shows.
D is a free-branched nerve end, consisting simply of a branched
axon, with no accessory apparatus. It is the pain-sense organ.
E is a corpuscle of a type found in the subcutaneous tissue, as
well as in more interior parts of the body. It contains an axon-end
surrounded by a layered capsule.
Fig. 32.--Diagram of different types of sensory end-organs located in the skin.
A represents a hair end-organ; the sensory axons are seen coiling around the base of the hair. A touch on the hair from outside would compress the coiled axon and activate it. The hair is a piece of "accessory equipment."
B shows a touch corpuscle, made up of a coiled axon-end surrounded by a small cone of other tissue.
C is an end-bulb, likely related to the sense of temperature. It has a coiled axon-end encased in additional tissue. The "coils" are actually much more intricately branched than depicted in the diagram.
D represents a free-branched nerve end, which consists solely of a branched axon without any accessory components. It functions as the pain-sense organ.
E is a corpuscle found in subcutaneous tissue and deeper parts of the body. It has an axon-end surrounded by a layered capsule.
The stimulus that arouses the touch sensation is a bending of the skin. That which arouses warmth or cold is of {200} course a temperature stimulus, but, strange as it may seem, the exact nature of the effective stimulus has not been agreed upon. Either it is a warming or cooling of the skin, or it is the existence of a higher or lower temperature in the skin than that to which the skin is at the moment "adapted". This matter will become clearer when we later discuss adaptation. The stimulus that arouses the pain sensation may be mechanical (as a needle prick), or thermal (heat or cold), or chemical (as the drop of acid), or electrical; but in any case it must be strong enough to injure or nearly to injure the skin. In other words, the pain sense organ is not highly sensitive, but requires a fairly strong stimulus; and thus it is fitted to give warning of stimuli that threaten injury.
The stimulus that triggers the sense of touch is the bending of the skin. What causes the sensation of warmth or cold is obviously a temperature stimulus, but, strangely enough, there isn't a consensus on exactly what the effective stimulus is. It could be the warming or cooling of the skin, or it might be that the skin has a higher or lower temperature compared to what it is currently “used to.” This will be clearer when we later discuss adaptation. The stimulus for pain can be mechanical (like a needle prick), thermal (heat or cold), chemical (like a drop of acid), or electrical; however, it must be strong enough to injure or almost injure the skin. In other words, the pain sense organ isn't very sensitive but requires a fairly strong stimulus, making it suitable for alerting us to threats of injury.
Several kinds of sensory end-organ are found in the skin. There is the "spherical end-bulb", into which a sensory axon penetrates; it is believed to be the sense organ for cold. There is the rather similar "cylindrical end-bulb" believed to be the sense organ for warmth. There is the "touch corpuscle", found in the skin of the palms and soles, and consisting, like the end-bulbs, of a mass of accessory cells with a sensory axon ramifying inside it; this is an end-organ for the sense of touch. There is the hair end-organ, consisting of a sensory axon coiled about the root of the hair; this, also, is a touch receptor. Finally, there is the "free-branched nerve end", consisting simply of the branching of a sensory axon, with no accessory apparatus whatever; and this is the pain receptor. Perhaps the pain receptor requires no accessory apparatus because it does not need to be extremely sensitive.
Several types of sensory receptors are found in the skin. There's the "spherical end-bulb," where a sensory axon enters; it's thought to be the sense organ for cold. Then there's the similar "cylindrical end-bulb," believed to be the sense organ for warmth. The "touch corpuscle" is located in the skin of the palms and soles and consists, like the end-bulbs, of a group of supportive cells with a sensory axon branching inside; this serves as a receptor for the sense of touch. The hair end-organ consists of a sensory axon wrapped around the root of the hair; this is also a touch receptor. Lastly, there's the "free-branched nerve end," which is simply a branching sensory axon without any additional structure; this functions as the pain receptor. It seems the pain receptor doesn't need extra parts because it doesn't have to be extremely sensitive.
Now since we find, in the skin, "spots" responsive to four quite different stimuli, giving four quite different sensations, and apparently provided with different types of end-organs, it has become customary to speak of four skin senses in place of the traditional "sense of touch". We {201} speak of the pain sense, the warmth sense, the cold sense, and the pressure sense, which last is the sense of touch proper.
Now that we know the skin has "spots" that respond to four distinct stimuli, each producing different sensations and seemingly equipped with various types of end-organs, it’s become common to refer to four skin senses instead of the traditional "sense of touch." We talk about the pain sense, the warmth sense, the cold sense, and the pressure sense, with the last being the actual sense of touch.
The Sense of Taste
Analysis has been as successful in the sense of taste as in cutaneous sensation. Ordinarily we speak of an unlimited number of tastes, every article of food having its own characteristic taste. Now the interior of the mouth possesses the four skin senses in addition to taste, and many tastes are in part composed of touch, warmth, cold or pain. A "biting taste" is a compound of pain with taste proper, and a "smooth taste" is partly touch. The consistency of the food, soft, tough, brittle, gummy, also contributes, by way of the muscle sense, to the total "taste". But in addition to all these sensations from the mouth, the flavor of the food consists largely of odor. Food in the mouth stimulates the sense of smell along with that of taste, the odor of the food reaching the olfactory organ by way of the throat and the rear passage to the nose. If the nose is held tightly so as to prevent all circulation of air through it, most of the "tastes" of foods vanish; coffee and quinine then taste alike, the only taste of each being bitter, and apple juice cannot be distinguished from onion juice.
Analysis has been just as successful in taste as it has been in skin sensation. Usually, we talk about an endless variety of tastes, with each food item having its own unique flavor. The inside of the mouth has four skin senses in addition to taste, and many flavors are partly made up of touch, warmth, cold, or pain. A "biting taste" combines pain with actual taste, while a "smooth taste" includes touch. The texture of the food—whether it's soft, tough, brittle, or gummy—also adds to the overall "taste" through the muscle sense. Beyond all these sensations from the mouth, the flavor of the food relies heavily on smell. Food in the mouth activates the sense of smell alongside taste, with the food's aroma reaching the olfactory organ through the throat to the back of the nose. If the nose is pinched shut to block all airflow, most of the "tastes" of foods disappear; coffee and quinine then taste the same, with bitterness being the only taste they share, and apple juice becomes indistinguishable from onion juice.
But when the nose is excluded, and when cutaneous and muscular sensations are deducted, there still remain a few genuine tastes. These are sweet, sour, bitter and salty--and apparently no more. These four are the elementary taste sensations, all others being compounds. The papillae of the tongue, with their little "pits" already spoken of, correspond to the "spots" of the skin, with this difference, however, that the papillae do not each give a single sensation. Some of them give only two, some only three of the four tastes; and the bitter taste is aroused principally from {202} the back of the tongue, the sweet from the tip, the sour from the sides, the salty from both tip and sides.
But when you leave out the sense of smell and subtract touch sensations from the skin and muscles, there are still a few true tastes left. These are sweet, sour, bitter, and salty—apparently, that's it. These four make up the basic taste sensations, while all others are combinations. The taste buds on the tongue, with their tiny "pits" mentioned earlier, correspond to the "spots" on the skin, but there's a difference: the taste buds don’t each provide just one sensation. Some give only two, while others provide three of the four tastes; the bitter taste primarily comes from the back of the tongue, the sweet taste from the tip, the sour taste from the sides, and the salty taste from both the tip and sides.
The stimulus to the sense of taste is something of a chemical nature. The tasteable substances must be in solution in order to penetrate the pits and get to the sensitive tips of the taste cells. If the upper surface of the tongue is first dried, a dry lump of sugar or salt laid on it gives no sensation of taste until a little saliva has accumulated and dissolved some of the substance.
The trigger for our sense of taste is chemical. The substances that we can taste need to be dissolved to reach the receptors and stimulate the taste cells. If the top of the tongue is dried first, placing a dry piece of sugar or salt on it won’t produce any taste until some saliva gathers and dissolves part of the substance.
Exactly what is the chemical agent that produces a given taste sensation is a problem of some difficulty. Many different substances give the sensation of bitter, and the question is, what there is common to all these substances. The sweet taste is aroused not only by sugar, but by glycerine, saccharine, and even "sugar of lead" (lead acetate). The sour taste is aroused by most acids, but not by all, and also by some substances that are not chemically acids. Thus the chemistry of taste stimuli involves something not as yet understood.
Exactly what chemical agent causes a specific taste sensation is a challenging question. Many different substances can create a bitter taste, and the question is what they all have in common. The sweet taste is triggered not only by sugar but also by glycerine, saccharine, and even "sugar of lead" (lead acetate). The sour taste is triggered by most acids, though not all, and also by some substances that aren't chemically acids. So, the chemistry behind taste stimuli involves aspects that aren't fully understood yet.
Though there is this uncertainty regarding the stimulus, on the whole the sense of taste affords a fine example of success achieved by experimental methods in the analysis of complex sensations. At the same time it affords a fine example of the fusion of different sensations into characteristic blends. The numerous "tastes" of every-day life, though found on analysis to be compounded of taste, smell, touch, pain, temperature and muscle sensations, have the effect of units. The taste of lemonade, for example, compounded of sweet, sour, cold and lemon odor, has the effect of a single characteristic sensation. It can be analyzed, but it ordinarily appears as a unit. This is true generally of blends; indeed, what we mean by blending is that, while the component sensations are still present and can be found by careful attention, they are not simply present together {203} but are compounded into a characteristic total. Each elementary sensation entering into the blend gives up some of its own quality, as, in the case of lemonade, neither the sweet nor the sour is quite so distinct and obtrusive as either would be if present alone. The same is true of the lemon odor, and it is true generally of the odor components that enter into the "tastes" of food. Were the odor components in these tastes as clear and distinct as they are when the same substance is smelled outside the mouth, we could not fail to notice that the "tastes" were largely composed of odor. The obtrusive thing about a blend is the total effect, not the elementary sensations that are blended.
Though there's some uncertainty about the stimulus, overall, the sense of taste provides a great example of success achieved through experimental methods in analyzing complex sensations. At the same time, it illustrates how different sensations fuse into characteristic blends. The many "tastes" we encounter in everyday life, which analysis shows to be made up of taste, smell, touch, pain, temperature, and muscle sensations, feel like single units. Take the taste of lemonade, for example; it's made up of sweet, sour, cold, and lemon scent, but it feels like a singular sensation. It can be broken down, but it usually comes across as a unit. This is generally true of blends; what we mean by blending is that, while the individual sensations are still there and can be identified with careful attention, they aren’t just present together {203} but are combined into a characteristic whole. Each basic sensation that contributes to the blend loses some of its personal quality, so with lemonade, neither the sweet nor the sour is quite as strong or noticeable as they would be if they were alone. The same applies to the lemon scent, and this is generally true for the scent components that contribute to the "tastes" of food. If the scent components in these tastes were as clear and distinct as when we smell the same substance outside of our mouth, we would definitely notice that the "tastes" are largely made up of scent. The standout aspect of a blend is the overall effect, not the individual sensations that are mixed together.
The Sense of Smell
The great variety of odors long resisted every attempt at psychological analysis, largely because the olfactory end-organ is so secluded in position. You cannot apply stimuli to separate parts of it, as you can to the skin or tongue. But, recently, good progress has been made, [Footnote: By Henning.] by assembling almost all possible odors, and becoming thoroughly acquainted with them, not as substances, but simply as odors, and noting their likenesses and differences. It seems possible now to state that there are six elementary odors, as follows:
The wide range of smells has long defied any psychological analysis, mainly because the olfactory end-organ is so hidden away. You can't target different parts of it like you can with the skin or tongue. However, recently, significant strides have been made, [Footnote: By Henning.] by bringing together nearly all possible smells and getting to know them—not as substances, but simply as smells—and observing their similarities and differences. It now seems possible to say that there are six basic odors, as follows:
1. Spicy, found in pepper, cloves, nutmeg, etc.
2. Flowery, found in heliotrope, etc.
3. Fruity, found in apple, orange oil, vinegar, etc.
4. Resinous, found in turpentine, pine needles, etc.
5. Foul, found in hydrogen sulphide, etc.
6. Scorched, found in tarry substances.
1. Spicy, found in pepper, cloves, nutmeg, etc.
2. Floral, found in heliotrope, etc.
3. Fruity, found in apple, orange oil, vinegar, etc.
4. Resinous, found in turpentine, pine needles, etc.
5. Bad-smelling, found in hydrogen sulfide, etc.
6. Burnt, found in tar-like substances.
These being the elements, there are many compound odors. The odor of roasted coffee is a compound of resinous and scorched, peppermint a compound of fruity and spicy.
These being the elements, there are many blended smells. The smell of roasted coffee is a mix of resinous and burnt, while peppermint is a combination of fruity and spicy.
Each elementary odor corresponds to a certain characteristic in the chemical constitution of the stimulus.
Each basic smell relates to a specific feature in the chemical structure of the stimulus.
The sense of smell is extremely delicate, responding to very minute quantities of certain substances diffused in the air. It is extremely useful in warning us against bad air and bad food. It has also considerable esthetic value.
The sense of smell is very sensitive, reacting to tiny amounts of certain substances in the air. It is really helpful in alerting us to bad air and spoiled food. It also has significant aesthetic value.
Organic Sensation
The term "organic sensation" is used to cover a variety of sensations from the internal organs, such as hunger, thirst, nausea, suffocation and less definite bodily sensations that color the emotional tone of any moment, contributing to "euphoria" and also to disagreeable states of mind. Hunger is a sensation aroused by the rubbing together of the stomach walls when the stomach, being ready for food, begins its churning movements. Careful studies of sensations from the internal organs reveal astonishingly little of sensation arising there, but there can be little doubt that the sensations just listed really arise where they seem to arise, in the interior of the trunk.
The term "organic sensation" refers to a range of feelings coming from the internal organs, like hunger, thirst, nausea, suffocation, and other vague physical sensations that influence the emotional tone of any moment, contributing to both "euphoria" and uncomfortable states of mind. Hunger is a feeling triggered by the walls of the stomach rubbing together when it's ready for food and starts churning. Detailed studies of sensations from the internal organs show surprisingly little sensation coming from there, but it's clear that the sensations mentioned really do come from where they appear to come from, inside the trunk.
Little has been done to determine the elementary sensations in this field; probably the organic sensations that every one is familiar with are blends rather than elements.
Little has been done to identify the basic sensations in this area; it's likely that the organic sensations everyone knows are more like blends than distinct elements.
The Sense of Sight
Of the tremendous number and variety of visual sensations, the great majority are certainly compounds. Two sorts of compound sensation can be distinguished here: blends similar to those of taste or smell, and patterns which scarcely occur among sensations of taste and smell, though they are found, along with blends, in cutaneous sensation. Heat, compounded of warmth, cold and pain sensations, is an {205} excellent example of a blend, while the compound sensation aroused by touching the skin simultaneously with two points--or three points, or a ring or square--is to be classed as a pattern. In a pattern, the component parts are spread out in space or time (or in both at once), and for that reason are more easily attended to separately than the elements in a blend. Yet the pattern, like the blend, has the effect of a unit. A spatial pattern has a characteristic shape, and a temporal pattern a characteristic course or movement. A rhythm or a tune is a good example of a temporal pattern.
Of the huge number and variety of visual sensations, most are definitely compounds. We can distinguish two types of compound sensations: blends, similar to those in taste or smell, and patterns, which rarely happen in taste and smell sensations, but do appear alongside blends in skin sensation. Heat, which is made up of warmth, cold, and pain sensations, is an {205} excellent example of a blend. On the other hand, the compound sensation created by touching the skin with two points at the same time— or three points, or in the shape of a ring or square— is categorized as a pattern. In a pattern, the different parts are spread out in space or time (or both), making it easier to focus on them separately compared to the elements in a blend. Yet, like the blend, the pattern functions as a unit. A spatial pattern has a distinct shape, while a temporal pattern has a specific course or movement. A rhythm or a tune serves as a great example of a temporal pattern.
Visual sensations are spread out spatially, and thus fall into spatial patterns. They also are in constant change and motion, and so fall into temporal patterns, many of which are spatial as well. The visual sensation aroused, let us say in a young baby, by the light entering his eye from a human face, is a spatial pattern; the visual sensation aroused by some one's turning down the light is a pure temporal pattern; while the sensation from a person seen moving across the room is a pattern both spatial and temporal. Finding the elements of a visual pattern would mean finding the smallest possible bits of it, which would probably be the sensations due to the action of single rods and cones, just as the smallest bit of a cutaneous sensation would be due to the exciting of a single touch spot, warmth spot, cold spot or pain spot.
Visual sensations are spread out in space, creating spatial patterns. They're also constantly changing and moving, which leads to temporal patterns, many of which are also spatial. For example, the visual sensation experienced by a young baby when light from a human face enters his eye is a spatial pattern; the sensation caused by someone dimming the lights is purely a temporal pattern; while seeing a person walk across the room involves both spatial and temporal patterns. Identifying the components of a visual pattern means finding the smallest possible parts, which would likely be the sensations triggered by individual rods and cones, similar to how the smallest piece of a touch sensation comes from activating a single touch spot, warmth spot, cold spot, or pain spot.
Analyzing a visual blend is quite a different job. Given the color pink, for example, let it be required to discover whether this is a simple sensation or a blend of two or more elementary sensations. Studying it intently, we see that it can be described as a whitish red, and if we are willing to accept this analysis as final, we conclude that pink is a blend of the elementary sensations of white and red. Of the thousands and thousands of distinguishable hues, shades {206} and tints, only a few are elements and the rest are color blends; and our main problem now is to identify the elements. Notice that we are not seeking for the physical elements of light, nor for the primary pigments of the painter's art, but for the elementary sensations. Our knowledge of physics and painting, indeed, is likely to lead us astray. Sensations are our responses to the physical stimulus, and the psychological question is, what fundamental responses we make to this class of stimuli.
Analyzing a visual blend is quite a different task. Take the color pink, for instance; we need to figure out whether it's a simple sensation or a blend of two or more basic sensations. Studying it closely, we see that it can be described as a whitish red, and if we accept this analysis as final, we conclude that pink is a blend of the basic sensations of white and red. Out of the thousands of distinguishable hues, shades {206} and tints, only a few are basic elements, while the rest are color blends. Our main challenge now is identifying the elements. It's important to note that we aren't looking for the physical elements of light or the primary pigments used by painters, but for the basic sensations. Our understanding of physics and painting might actually mislead us. Sensations are our responses to physical stimuli, and the psychological question is what fundamental responses we have to this type of stimuli.
Suppose, without knowing anything of pigments or of the physics of light, we got together a collection of bits of color of every shade and tint, in order to see what we could discover about visual sensations. Leaving aside the question of elements for the moment, we might first try to classify the bits of color. We could sort out a pile of reds, a pile of blues, a pile of browns, a pile of grays, etc., but the piles would shade off one into another. The salient fact about colors is the gradual transition from one to another. We can arrange them in series better than we can classify them. They can be serially arranged in three different ways, according to brightness or intensity, according to color-tone, and according to saturation.
Suppose, not knowing anything about pigments or how light works, we gathered a mix of color samples in every shade and hue to explore what we could learn about visual sensations. Setting aside the question of elements for now, we might first try to classify the color samples. We could separate them into groups of reds, blues, browns, grays, and so on, but the groups would blend into one another. The key point about colors is their gradual transition from one to another. We can arrange them in series more effectively than we can classify them. They can be organized in three different ways: by brightness or intensity, by color tone, and by saturation.
The intensity series runs from light to dark. We can arrange such a series composed entirely of reds or blues or any other one color; or we can arrange the whole collection of bits of color into a single light-dark series. It is not always easy to decide whether a given shade of one color is lighter or darker than a given shade of a different color; but in a rough way, at least, every bit of whatever color would have its place in the single intensity series. An intensity series can, of course, be arranged in any other sense as well as in sight.
The intensity series runs from light to dark. We can create a series made up entirely of reds or blues or any single color; or we can organize the entire assortment of color bits into one light-dark series. It's not always straightforward to determine whether a specific shade of one color is lighter or darker than a specific shade of another color; however, roughly speaking, every bit of any color would fit somewhere in the overall intensity series. An intensity series can also be arranged in other ways besides just by sight.
The color-tone series is best arranged from a collection consisting entirely of full or saturated colors. Start the {207} series with any color and put next to this the color that most resembles it in color-tone, i.e., in specific color quality; and so continue, adding always the color that most resembles the one preceding. If we started with red, the next in order might be either a yellowish red or a bluish red. If we took the yellowish red and placed it beside the red, then the next in order would be a still more yellowish red, and the series would run on to yellow and then to greenish yellow, green, bluish green, blue, violet, purple, purplish red, and so back to red. The color-tone series returns upon itself. It is a circular series.
The color-tone series is best arranged from a collection that includes only full or saturated colors. Start the {207} series with any color and place the color that most closely resembles it in color tone right next to it, meaning in terms of specific color quality; and continue this way, always adding the color that resembles the one before it the most. If we start with red, the next color could be either a yellowish red or a bluish red. If we take the yellowish red and put it next to the red, then the next color would be an even more yellowish red, and the series would continue on to yellow, then to greenish yellow, green, bluish green, blue, violet, purple, purplish red, and then back to red. The color-tone series circles back on itself. It’s a circular series.
Fig. 33.--The color circle. R, Y, G and B, stand for
the colors red, yellow, green and blue. The shaded portion corresponds
to the spectrum or rainbow. Complementary colors (see later) lie
diametrically opposite to each other on the circumference.
Fig. 33.--The color circle. R, Y, G, and B represent the colors red, yellow, green, and blue. The shaded area matches the spectrum or rainbow. Complementary colors (more on this later) are directly opposite each other on the edge.
A saturation series runs from full-toned or saturated colors to pale or dull. Since we can certainly say of a pale blue that it is less saturated than a vivid red, etc., we could, theoretically, arrange our whole collection of bits of color in a single saturation series, but our judgment would be very uncertain at many points. The most significant saturation series confine themselves to a single color-tone, {208} and also, as far as possible, to a constant brightness, and extend from the most vivid color sensation obtainable with this color-tone and brightness, through a succession of less and less strongly colored sensations of the same tone and brightness, to a dead gray of the same brightness. Any such saturation series terminates in a neutral gray, which is light or dark to match the rest of the particular saturation series.
A saturation series goes from vibrant or saturated colors to light or dull ones. We can easily say that a pale blue is less saturated than a bright red, so in theory, we could arrange our entire collection of colors in a single saturation series. However, our judgment would be quite uncertain at many points. The most important saturation series focus on a single color-tone, {208}, and, as much as possible, maintain a consistent brightness. They range from the most vivid color sensation achievable with this color-tone and brightness, through a series of increasingly less intense sensations of the same tone and brightness, down to a neutral gray of the same brightness. Any saturation series ends in a neutral gray that matches the lightness or darkness of the rest of that specific saturation series.
White, black and gray, which find no place in the color-tone series, give an intensity series of their own, running from white through light gray and darker and darker gray to black, and any gray in this series may be the zero point in a saturation series of any color-tone.
White, black, and gray, which don't fit into the color-tone spectrum, create their own intensity series, ranging from white through light gray and deeper shades of gray down to black. Any gray in this series can serve as the starting point in a saturation series for any color-tone.
A three-dimensional diagram of the whole system of visual sensations can be built up in the following way. Taking all the colors of the same degree of brightness, we can arrange the most saturated, in the order of their color-tone, around the circumference of a circle, put a gray of the same brightness at the center of this circle, and then arrange a saturation series for each color-tone extending from the most saturated at the circumference to gray at the center. This would be a two-dimensional diagram for colors having the same brightness. For a greater brightness, we could arrange a similar circle and place it above the first, and for a smaller brightness, a similar circle and place it below the first, and we could thus build up a pile of circles, ranging from the greatest brightness at the top to the least at the bottom. But, as the colors all lose saturation when their brightness is much increased, and also when it is much decreased, we should make the circles smaller and smaller toward either the top or the bottom of the pile, so that our three-dimensional diagram would finally take the form of a double cone, with the most intense white, like that of sunlight, at the upper point, with dead black at the lower point, {209} and with the greatest diameter near the middle brightness, where the greatest saturations can be obtained. The axis of the double cone, extending from brightest white to dead black, would give the series of neutral grays. All the thousands of distinguishable colors, shades and tints, would find places in this scheme.
A three-dimensional diagram of the entire system of visual sensations can be created like this. By taking all the colors that share the same brightness, we can arrange the most vibrant colors in order of their hue around the edge of a circle, place a gray of the same brightness in the center, and then create a saturation series for each hue that stretches from the most vibrant at the edge to gray at the center. This would represent a two-dimensional diagram for colors with the same brightness. To represent greater brightness, we could create a similar circle and place it above the first one, and for lower brightness, we would place a similar circle below the first, allowing us to stack the circles, with the brightest at the top and the dimmest at the bottom. However, since colors lose saturation when their brightness is significantly increased or decreased, we should make the circles smaller as we move toward the top or bottom of the stack. This way, our three-dimensional diagram would eventually form a double cone, with the brightest white, resembling sunlight, at the top and the deepest black at the bottom, {209} and with the widest diameter at the mid-point brightness, where the richest saturations can be found. The axis of the double cone, stretching from the brightest white to the deepest black, would represent the series of neutral grays. All the thousands of distinguishable colors, shades, and tints would fit into this framework.
Fig. 34.--The color cone, described in the text.
Instead of a cone, a four-sided pyramid is often used, so as to
emphasize the four main colors, red, yellow, green and blue, which are
then located at the corners of the base of the pyramid. (Figure text:
white, black, R, B, G, Y)
Fig. 34.--The color pyramid, explained in the text.
Rather than a cone, a four-sided pyramid is often used to highlight the four primary colors: red, yellow, green, and blue, which are positioned at the corners of the pyramid's base. (Figure text: white, black, R, B, G, Y)
Simpler Forms of the Color Sense
Not every one gets all these sensations. In color-blindness, the system is reduced to one or two dimensions, instead of three. There are two principal forms of color-blindness: total, very uncommon; and red-green blindness, fairly {210} common. The totally color-blind individual sees only white, black, and the various shades of gray. His system of visual sensations is reduced to one dimension, corresponding to the axis of our double cone.
Not everyone experiences all these sensations. In color-blindness, the system is limited to one or two dimensions instead of three. There are two main types of color-blindness: total, which is very rare, and red-green blindness, which is fairly {210} common. A totally color-blind person can only see white, black, and different shades of gray. Their visual sensations are reduced to one dimension, corresponding to the axis of our double cone.
Red-green blindness, very uncommon in women, is present in three or four percent of men. It is not a disease, not curable, not corrected by training, and not associated with any other defect of the eye, or of the brain. It is simply a native peculiarity of the color sense. Careful study shows that the only color sensations of the red-green blind person are blue and yellow, along with white, black and the grays. His color circle reduces to a straight line with yellow at one end and blue at the other. Instead of the color circle, he has a double saturation series, reaching from saturated yellow through duller yellows to gray and thence through dull blues to saturated blue. What appears to the normal eye as red, orange or grass green appears to him as more or less unsaturated yellow; and what appears to the normal eye as greenish blue, violet and purple appears to him as more or less unsaturated blue. His color system can be represented in two dimensions, one for the double saturation series, yellow-gray-blue, and the other for the intensity series, white-gray-black.
Red-green blindness, which is very rare in women, occurs in about three or four percent of men. It isn't a disease, it can't be cured, it doesn't improve with training, and it's not linked to any other eye or brain defect. It's simply a unique way of perceiving color. Detailed studies show that a person with red-green blindness can only perceive blue and yellow, along with white, black, and shades of gray. Their color circle is reduced to a straight line, with yellow at one end and blue at the other. Instead of a color circle, they have a double saturation series that ranges from bright yellow through duller yellows to gray, and then from dull blues to bright blue. What seems red, orange, or grass green to a normal eye appears as a less vivid yellow to them; and what looks like greenish blue, violet, or purple to a normal eye appears as a less vivid blue. Their color system can be shown in two dimensions: one for the double saturation series, yellow-gray-blue, and the other for the intensity series, white-gray-black.
Color-blindness, always interesting and not without some practical importance (since the confusions of the color-blind eye might lead to mistaking signals in navigation or railroading), takes on additional significance when we discover the curious fact that every one is color-blind--in certain parts of the retina. The outermost zone of the retina, corresponding to the margin of the field of view, is totally color-blind (or very nearly so), and an intermediate zone, between this and the central area of the retina that sees all the colors, is red-green blind, and delivers only blue and yellow sensations, along with white, black and gray. Take {211} a spot of yellow or blue and move it in from the side of the head into the margin of the field of view and then on towards the center. When it first appears in the margin, it simply appears gray, but when it has come inwards for a certain distance it changes to yellow. If a red or green spot is moved in similarly, it first appears gray, then takes on a faint tinge of yellow, and finally, as it approaches the center of the field of view, appears in its true color. The outer zone gets only black and white, the intermediate zone gets, in addition to these, yellow and blue, and the central area adds red and green (and with them all the colors).
Color blindness is always fascinating and has some practical importance (since the confusion caused by a color-blind eye can lead to mistakes in navigation or railroading). It becomes even more significant when we realize the interesting fact that everyone is color-blind—in certain parts of the retina. The outermost area of the retina, which corresponds to the edge of the field of vision, is completely color-blind (or very close to it), and there’s an intermediate zone between this and the central part of the retina that perceives all colors. This intermediate zone is red-green blind and only detects blue and yellow sensations, along with white, black, and gray. Take {211} a spot of yellow or blue and move it from the side of your head into the edge of your field of view and then towards the center. When it first appears in the edge, it simply looks gray, but as it moves inwards for a certain distance, it changes to yellow. If a red or green spot is moved in the same way, it first appears gray, then takes on a slight yellow tint, and finally, as it gets closer to the center of the field of view, shows its true color. The outer zone sees only black and white, the intermediate zone adds yellow and blue to this, and the central area includes red and green (and all the colors that come with them).
Fig. 35.--Color cones of the retina. F is the fovea, or
central area of clearest vision. (Figure text: all colors, white-black &
yellow-blue, white-black)
Fig. 35.--Color cones of the retina. F is the fovea, or the central area with the clearest vision. (Figure text: all colors, white-black & yellow-blue, white-black)
Now as to the question of elements, let us see how far we can go, keeping still to the sensations, without any reference to the stimulus. If a collection of bits of color is presented to a class of students who have not previously studied this matter, with the request that each select those colors that seem to him elementary and not blends, there is practically unanimous agreement on three colors, red, yellow and blue; and there are some votes for green also, but almost none for orange, violet, purple, brown or any other colors. {212} except white and black. That white and black are elementary sensations is made clear by the case of total color-blindness, since in this condition there are no other visual sensations from which white and black could be compounded, and these two differ so completely from each other that it would be impossible to think of white as made up of black, or black of white. Gray, on the other hand, appears like a blend of black and white. In the same way, red-green blindness demonstrates the reality of yellow and blue as elementary sensations, since neither of them could be reduced to a blend of the other with white or black; and there are no other colors present in this form of color vision to serve as possible elements out of which yellow and blue might be compounded. That white, black, yellow and blue are elementary sensations is therefore clear from the study of visual sensations alone; and there are indications that red and green are also elements.
Now, regarding the question of elements, let’s explore how far we can go while focusing solely on sensations, without referencing the stimulus. If a group of students who haven’t studied this topic before are shown a collection of colors and asked to pick those they consider basic and not mixed, there’s nearly unanimous agreement on three colors: red, yellow, and blue. Some also vote for green, but very few select orange, violet, purple, brown, or any other colors, except for white and black. The fact that white and black are basic sensations is evident in cases of total color blindness, where there are no other visual sensations from which white and black could be formed, and these two differ so completely from each other that it’s impossible to think of white as made from black, or black from white. Gray, however, appears to be a mix of black and white. Similarly, red-green blindness reinforces that yellow and blue are basic sensations since neither can be reduced to a mix of the other with white or black; and there are no other colors present in this type of color vision that could possibly combine to form yellow and blue. Therefore, from the study of visual sensations alone, it’s clear that white, black, yellow, and blue are basic sensations, and there are indications that red and green are also fundamental.
Visual Sensations as Related to the Stimulus
Thus far, we have said nothing of the stimulus that arouses visual sensations. Light, the stimulus, is physically a wave motion, its vibrations succeeding each other at the rate of 500,000000,000000 vibrations, more or less, per second, and moving through space with a speed of 186,000 miles per second. The "wave-length", or distance from the crest of one wave to the crest of the next following, is measured in millionths of a millimeter.
So far, we haven't talked about what triggers visual sensations. Light, which is the stimulus, is essentially a wave motion, with its vibrations occurring at a rate of about 500 trillion vibrations per second, and it travels through space at a speed of 186,000 miles per second. The "wave length," or the distance from the peak of one wave to the peak of the next, is measured in millionths of a millimeter.
The most important single step ever taken towards a knowledge of the physics of light, and incidentally towards a knowledge of visual sensations, was Newton's analysis of white light into the spectrum. He found that when white light is passed through a prism, it is broken up into all the colors of the rainbow or spectrum. Sunlight consists of a {213} mixture of waves of various lengths. At one end of the spectrum are the long waves (wave-length 760 millionths of a millimeter), at the other end are the short waves (wavelength 390), and in between are waves of every intermediate length, arranged in order from the longest to the shortest. The longest waves give the sensation of red, and the shortest that of violet, a slightly reddish blue.
The most significant step ever taken toward understanding the physics of light, and also toward grasping visual sensations, was Newton's breakdown of white light into the spectrum. He discovered that when white light passes through a prism, it splits into all the colors of the rainbow or spectrum. Sunlight is made up of a {213} mixture of waves of different lengths. At one end of the spectrum are the long waves (wavelength 760 millionths of a millimeter), and at the other end are the short waves (wavelength 390), with waves of every length in between, arranged from longest to shortest. The longest waves create the sensation of red, and the shortest produce the sensation of violet, which is a slightly reddish blue.
Outside the limits of the visible spectrum, however, there are waves still longer and shorter, incapable of arousing the retina, though the very long waves, beyond the red, arouse the sensation of warmth from the skin, and the very short waves, beyond the violet, though arousing none of the senses, do effect the photographic plate. Newton distinguished seven colors in the visible spectrum, red, orange, yellow, green, blue, indigo and violet; but there is nothing specially scientific about this list, since physically there are not seven but an unlimited number of wave-lengths included in the spectrum, varying continuously from the longest at the red end to the shortest at the violet; while psychologically the number of distinguishable colors in the spectrum, though not unlimited, is at least much larger than seven. Between red and orange, for instance, there are quite a number of distinguishable orange-reds and reddish oranges.
Outside the visible spectrum, there are still longer and shorter waves that our eyes can’t detect. The very long waves beyond red can make our skin feel warm, while the very short waves beyond violet don’t trigger any of our senses but can affect a photographic plate. Newton identified seven colors in the visible spectrum: red, orange, yellow, green, blue, indigo, and violet. However, this list isn’t particularly scientific because, physically, there isn’t just seven but an infinite number of wavelengths in the spectrum, continuously varying from the longest at red to the shortest at violet. Psychologically, the number of distinguishable colors in the spectrum isn't unlimited either, but it's definitely more than seven. For example, between red and orange, there are several shades of orange-red and reddish-orange.
If now we ask what differences in the stimulus give rise to the three kinds of difference in visual sensation that were spoken of previously, we find that color-tone depends on the wave-length of the light, brightness on the energy of the stimulus, i.e., on the amplitude of the vibration, and saturation on the mixture of long and short wave-lengths in a complex light-stimulus--the more mixture, the less saturation.
If we now ask what differences in the stimulus lead to the three types of differences in visual sensation that were mentioned earlier, we find that color depends on the wavelength of the light, brightness on the energy of the stimulus, which is related to the amplitude of the vibration, and saturation on the combination of long and short wavelengths in a complex light stimulus—the more mixed they are, the less saturated the color.
These are the general correspondences between the light stimulus and the visual sensation; but the whole relationship is much more complex. Brightness depends, not only on the energy of the stimulus, but also on wave-length. The {214} retina is tuned to waves of medium length, corresponding to the yellow, which arouse much brighter sensation than long or short waves of the same physical energy. Otherwise put, the sensitivity of the retina is greatest for medium wavelengths, and decreases gradually towards the ends of the spectrum, ceasing altogether, as has been said, at wavelengths of 760 at the red end and of 390 at the violet end.
These are the general connections between light stimuli and visual sensations, but the entire relationship is much more complicated. Brightness isn’t just about the energy of the stimulus; it also depends on the wavelength. The {214} retina is most responsive to medium-length waves, which correspond to yellow, producing a much brighter sensation than long or short waves with the same physical energy. In other words, the retina is most sensitive to medium wavelengths and gradually becomes less sensitive towards the extremes of the spectrum, completely ceasing sensitivity at wavelengths of 760 at the red end and 390 at the violet end.
Saturation, depending primarily on amount of mixture of different wave-lengths, depends also on the particular wavelengths acting, and also on their amplitude. So, the red and blue of the spectrum are more saturated than the yellow and green; and very bright or very dim light, however homogeneous, gives a less saturated sensation than a stimulus of medium strength.
Saturation, which mainly depends on the mix of different wavelengths, also relies on the specific wavelengths involved and their amplitude. Therefore, the red and blue parts of the spectrum are more saturated than yellow and green; additionally, very bright or very dim light, even if uniform, produces a less saturated experience than a light of medium intensity.
Color Mixing
Color-tone depends on the wave-length, as has been said, but this is far from the whole truth; the whole truth, indeed, is one of the most curious and significant facts about color vision. We have said that each color-tone is the response to a particular wave-length. But any color-tone can be got without its particular wave-length being present at all; all that is necessary is that wave-lengths centering about this particular one shall be present. A mixed light, consisting of two wave-lengths, the one longer and the other shorter than the particular wave which when acting alone gives a certain color-tone, will give that same color-tone. For example, the orange color resulting from the isolated action of a wave-length of 650 is given also by the combined action of wave-lengths of 600 and 700, in amounts suitably proportioned to each other.
Color tone depends on the wavelength, as mentioned earlier, but that’s not the whole story; the complete truth is one of the most fascinating and important aspects of color vision. We’ve stated that each color tone corresponds to a specific wavelength. However, any color tone can be produced without its specific wavelength being present at all; what’s needed is for wavelengths around this particular one to be present. A mixed light made up of two wavelengths, one longer and the other shorter than the specific wavelength that produces a certain color tone on its own, can still produce that same color tone. For example, the orange color that comes from the isolated action of a wavelength of 650 can also be obtained by combining wavelengths of 600 and 700, in the right proportions to each other.
A point of experimental technique: in mixing colored lights for the purpose of studying the resulting sensations, we do not mix painter's pigments, since the physical {215} conditions then would be far from simple, but we mix the lights themselves by throwing them together either into the eye, or upon a white screen. We can also, on account of a certain lag or hang-over in the response of the retina, mix lights by rapidly alternating them, and get the same effect as if we had made them strike the retina simultaneously.
A point about experimental technique: in mixing colored lights to study the resulting sensations, we don't mix painter's pigments, since the physical {215} conditions would be quite complex. Instead, we mix the lights directly by combining them either in the eye or onto a white screen. Furthermore, due to a specific lag or afterimage effect in the retina's response, we can mix lights by quickly alternating them, achieving the same result as if we made them hit the retina at the same time.
By mixing a red light with a yellow, in varying proportions, all the color-tones between red and yellow can be got--reddish orange, orange and yellowish orange. By mixing yellow and green lights, we get all the greenish yellow and yellowish green color-tones; and by mixing green and blue lights we get the bluish greens and greenish blues. Finally, by mixing blue and red lights, in varying proportions, we get violet, purple and purplish red. Purple has no place in the spectrum, since it is a sensation which cannot be aroused by the action of any single wave-length, but only by the mixture of long and short waves.
By mixing red light with yellow in different amounts, we can create all the shades between red and yellow—reddish orange, orange, and yellowish orange. Mixing yellow and green lights produces all the shades of greenish yellow and yellowish green, while mixing green and blue lights gives us the bluish greens and greenish blues. Finally, by mixing blue and red lights in various proportions, we can achieve violet, purple, and purplish red. Purple doesn't exist in the spectrum because it's a sensation that can't be triggered by any single wavelength but only through the combination of long and short waves.
To get all the color-tones, then, we need not employ all the wave-lengths, but can get along with only four. In fact, we can get along with three. Red, green and blue will do the trick. Red and green lights, combined, would give the yellows; green and blue would give the greenish blues; and red and blue would give purple and violet.
To capture all the color tones, we don't need to use every single wavelength; we can manage with just four. In fact, we can do it with three. Red, green, and blue are enough. Combining red and green light creates yellow; mixing green and blue yields greenish blues; and blending red and blue results in purple and violet.
The sensation of white results--to go back to Newton--from the combined action of all the wave-lengths. But the stimulus need not contain all the wave-lengths. Four are enough; the three just mentioned would be enough. More surprising still, two are enough, if chosen just right. Mix a pure yellow light with a pure blue, and you will find that you get the sensation of white--or gray, if the lights used are not strong.
The feeling of white comes—from Newton's perspective—from the combined effect of all the wavelengths. However, the input doesn’t have to include all of them. Four wavelengths are sufficient; the three previously mentioned would work. Even more surprisingly, just two wavelengths are enough, if you pick them correctly. If you mix pure yellow light with pure blue light, you'll see that you can create the sensation of white—or gray, if the lights are not very intense.
[Footnote: When you mix blue and yellow pigments, each absorbs part of the wave-lengths of white light, and what is left after this double absorption may be predominantly green. This is absolutely different from the addition of blue to yellow light; addition gives white, not green.]
[Footnote: When you mix blue and yellow pigments, each one absorbs some of the wavelengths of white light, and what remains after this combined absorption can mainly appear green. This is totally different from adding blue to yellow light; addition results in white, not green.]
Lights, or wave-lengths, which when acting together on the retina give the sensation of white or gray, are said to be complementary. Speaking somewhat loosely, we sometimes say that two colors are complementary when they mix to produce white. Strictly, the colors--or at least the color sensations--are not mixed; for when yellow and blue lights are mixed, the resulting sensation is by no means a mixture of blue and yellow sensations, but the sensation of white in which there is no trace of either blue or yellow. Mixing the stimuli which, acting separately, give two complementary colors, arouses the colorless sensation of white.
Lights, or wavelengths, that work together on the retina to create the feeling of white or gray are referred to as complementary. Loosely speaking, we sometimes describe two colors as complementary when they mix to create white. However, strictly speaking, the colors—or at least the sensations of those colors—aren't really mixed; for when yellow and blue lights are combined, the resulting sensation is not a mix of blue and yellow sensations, but the sensation of white, without any trace of blue or yellow. When stimuli that separately produce two complementary colors are mixed, they create the colorless sensation of white.
Blue and yellow, then, are complementary. Suppose we set out to find the complementary of red. Mixing red and yellow lights gives the color-tones intermediate between these two; mixing red and green still gives the intermediate color-tones, but the orange and yellow and yellowish green so got lack saturation, being whitish or grayish. Now mix red with bluish green, and this grayishness is accentuated, and if just the right wave-length of bluish green is used, no trace of orange or yellow or grass green is obtained, but white or gray. Red and bluish green are thus complementary. The complement of orange light is a greenish blue, and that of greenish yellow is violet. The typical green (grass green) has no single wave-length complementary to it, but it does give white when mixed with a compound of long and short waves, which compound by itself gives the sensation of purple; so that we may speak of green and purple as complementary.
Blue and yellow are complementary colors. Now, let’s look for the complementary color of red. When you mix red and yellow lights, you get colors that fall between these two; mixing red and green also gives you similar intermediate colors, but the resulting orange, yellow, and yellowish-green lack intensity and appear whitish or grayish. If you mix red with bluish-green, this grayish effect becomes more pronounced, and if the right shade of bluish-green is used, you won’t see any trace of orange, yellow, or grass green, just white or gray. Therefore, red and bluish-green are complementary. The complement of orange light is a greenish-blue, while the complement of greenish-yellow is violet. The typical green (grass green) doesn’t have a single complementary wavelength, but it can produce white when mixed with a combination of long and short wavelengths, which creates the sensation of purple; thus, we can consider green and purple to be complementary.
What Are the Elementary Visual Sensations?
Returning now to the question of elementary sensations, which we laid aside till we had examined the relationship of the sensations to the stimulus, we need to be on our guard against physics, or at least against being so much impressed with the physics of light as to forget that we are concerned with the response of the organism to physical light--a matter on which physics cannot speak the final word.
Returning now to the question of basic sensations, which we put aside until we looked at the relationship between sensations and the stimulus, we need to be cautious about physics, or at least about being so influenced by the physics of light that we forget we are focused on the response of the organism to physical light—a topic on which physics can't provide a conclusive answer.
Fig. 36.--(After König.) The color triangle, a map of the laws of
color mixture. The spectral colors are arranged in order along the
heavy solid line, and the purples along the heavy dotted line. The
numbers give the wave-lengths of different parts of the spectrum.
Inside the heavy line are located the pale tints of each color,
merging from every side into white, which is located at the point W.
Suppose equal amounts of two spectral colors are mixed: to find from
the diagram the color of the mixture. Locate the two colors on the
heavy line, draw a straight line between these two points, and the
middle of this line gives the color-tone and saturation of the
mixture. For example, mix red and yellow: then the resulting color is
a saturated reddish yellow. Mix red (760) and green (505): the
resulting yellow is non-saturated, since the straight line between
these two points lies inside the figure. If the straight line joining
two points passes through W, the colors located at the two points are
complementary.
Spectral colors are themselves not completely saturated. The way to
get color sensations of maximum saturation is first to stare at one
color, so as to fatigue or adapt the eye for that color, and then to
turn the eye upon the complementary color, which, under these
conditions, appears fuller and richer than anything otherwise
obtainable. The corners, R, G, and B, denote colors of maximum
saturation, and the whole of the triangle outside of the heavy line is
reserved for super-saturated color sensations.
Fig. 36.--(After König.) The color triangle, a diagram of the rules of color mixing. The spectrum colors are arranged along the solid black line, and the purples are along the dotted black line. The numbers indicate the wavelengths of different parts of the spectrum. Inside the solid line are the lighter shades of each color, blending from all sides into white, which is at point W.
If you mix equal amounts of two spectrum colors, you can find the color of the mixture using the diagram. Locate the two colors on the solid line, draw a straight line between those two points, and the midpoint of this line will give you the color tone and saturation of the mixture. For example, if you mix red and yellow, the result is a bright reddish yellow. If you mix red (760) and green (505), the resulting yellow is less saturated because the line between these points is within the triangle. If the straight line connecting two points passes through W, the colors at those points are complementary.
Spectrum colors aren't fully saturated on their own. To achieve the most intense color sensations, first focus on one color until your eyes adapt to it, and then look at the complementary color, which will appear fuller and richer than any other color option. The corners R, G, and B represent the colors of maximum saturation, and the entire area of the triangle outside of the solid line is designated for super-saturated color sensations.
Physics tells us of the stimulus, but we are concerned with the response. The facts of color-blindness and color mixing show very clearly that the response does not tally in all respects with the stimulus. Physics, then, is apt to confuse the student at this point and lead him astray. Much impressed with the physical discovery that white light is a mixture of all wave-lengths, he is ready to believe the sensation of white a mixed sensation. He says, "White is the sum of all the colors", meaning that the sensation of white is compounded of the sensations of red, orange, yellow, green, blue and violet--which is simply not true. No one can pretend to get the sensations of red or blue in the sensation of white, and the fact of complementary colors shows that you cannot tell, from the sensation of white, whether the stimulus consists of yellow and blue, or red and bluish green, or red, green and blue, or all the wave-lengths, the response being the same to all these various combinations. Total color-blindness showed us, when we were discussing this matter before, that white was an elementary sensation, and nothing that has been said since changes that conclusion.
Physics tells us about the stimulus, but we're focused on the response. The facts about color blindness and color mixing clearly show that the response doesn't always match the stimulus. Physics can confuse students at this point and lead them off track. They might be so amazed by the physical discovery that white light is made up of all wave lengths that they start to believe the sensation of white is a mixed sensation. They might say, "White is the sum of all the colors," meaning that the sensation of white is made up of the sensations of red, orange, yellow, green, blue, and violet—which is simply not true. No one can honestly say they experience the sensations of red or blue within the sensation of white, and the existence of complementary colors shows that you can't determine from the sensation of white whether the stimulus is made up of yellow and blue, red and bluish-green, or red, green, and blue, or even all the wave lengths—the response is the same for all these different combinations. Total color blindness demonstrated, when we discussed this before, that white was a basic sensation, and nothing that's been said since changes that conclusion.
Consider black, too. Physics says, black is the absence of light; but this must not be twisted to mean that black is the absence of all visual sensation. Absence of visual sensation is simply nothing, and black is far from that. It is a sensation, as positive as any, and undoubtedly elementary.
Consider black, too. Physics states that black is the lack of light; but this shouldn't be misunderstood to mean that black is the lack of all visual perception. The absence of visual perception is just nothing, and black is far from that. It is a sensation, just as real as any other, and undoubtedly fundamental.
From the point of view of physics, there is no reason for considering any one color more elementary than any other. Every wave-length is elementary; and if sensation tallied precisely with the stimulus, every spectral color-tone would be an element. But there are obvious objections to such a view, such as: (1) there are not nearly as many {219} distinguishable color-tones as there are wave-lengths; (2) orange, having a single wave-length, certainly appears to be a blend as truly as purple, which has no single wave-length; and (3) we cannot get away from the fact of red-green blindness, in which there are only two color-tones, yellow and blue. In this form of color vision (which, we must remember, is normal in the intermediate zone of the retina), there are certainly not as many elementary responses as there are wave-lengths, but only one response to all the longer waves (the sensation of yellow), one response to all the shorter waves (the sensation of blue), one response to the combination of long and short waves (the sensation of white), and one response to the cessation of light (the sensation of black). These four are certainly elementary sensations, and there are probably only a few more.
From a physics perspective, there's no reason to consider one color more fundamental than another. Every wavelength is fundamental, and if our sensations matched perfectly with stimuli, every color in the spectrum would be an element. However, there are clear objections to this idea, such as: (1) there aren't nearly as many distinguishable color tones as there are wavelengths; (2) orange, which has a single wavelength, definitely seems to be a blend just like purple, which doesn't have a single wavelength; and (3) we can't ignore red-green blindness, where only two color tones exist, yellow and blue. In this type of color vision (which, we should note, is normal in the intermediate zone of the retina), there are certainly not as many elementary responses as wavelengths, but only one response to all the longer waves (the sensation of yellow), one response to all the shorter waves (the sensation of blue), one response to the combination of long and short waves (the sensation of white), and one response to the absence of light (the sensation of black). These four are certainly fundamental sensations, and there are probably only a few more.
There must be at least two more, because of the fact that two of the sure elements, yellow and blue, are complementary. For suppose we try to get along with one more, as red. Then red, blended with yellow, would give the intervening color-tones, namely, orange with reddish and yellowish orange; and red blended with blue would give violet and purple; but yellow and blue would only give white or gray, and there would be no way of getting green. We must admit green as another element. The particular red selected would be that of the red end of the spectrum, if we follow the general vote; and the green would probably be something very near grass green. We thus arrive at the conclusion that there are six elementary visual responses or sensations: white and black, yellow and blue, red and green.
There have to be at least two more colors, since yellow and blue are complementary colors. If we try to include one more, like red, then red mixed with yellow would create shades of orange, specifically reddish and yellowish orange; and red mixed with blue would produce violet and purple. However, yellow and blue would only result in white or gray, and we wouldn’t be able to make green. Therefore, we need to include green as another element. The red we choose would be from the red end of the spectrum, based on popular consensus, and the green would likely be close to grass green. So, we conclude that there are six basic visual responses or sensations: white and black, yellow and blue, red and green.
It is a curious fact that some of these elementary sensations blend with each other, while some refuse to blend. White and black blend to gray, and either white or black or both together will blend with any of the four elementary colors or with any possible blend of these four. Brown, for {220} example, is a grayish orange, that is, a blend of white, black, red and yellow. Red blends with yellow, yellow with green, green with blue, and blue with red. But we cannot get yellow and blue to blend, nor red and green. When we try to get yellow and blue to blend, by combining their appropriate stimuli, both colors disappear, and we get simply the colorless sensation of white or gray. When we try to get red and green to blend, both of them disappear and we get the sensation of yellow.
It’s an interesting fact that some basic colors mix well together, while others don’t. White and black mix to create gray, and either white or black, or both, will mix with any of the four primary colors or any combination of those four. Brown, for {220} instance, is a grayish orange, which means it’s a mix of white, black, red, and yellow. Red mixes with yellow, yellow with green, green with blue, and blue with red. However, we can’t get yellow and blue to mix, nor can we mix red and green. When we try to mix yellow and blue by combining their respective stimuli, both colors disappear, and we end up with just a colorless sensation of white or gray. When we try to mix red and green, both disappear and we experience the sensation of yellow.
Theories of Color Vision
Of the most celebrated theories of color vision, the oldest, propounded by the physicists Young and Helmholtz, recognized only three elements, red, green and blue. Yellow they regarded as a blend of red and green, and white as a blend of all three elements. The unsatisfactory nature of this theory is obvious. White as a sensation is certainly not a blend of these three color sensations, but is, precisely, colorless; and no more is the yellow sensation a blend of red and green. Moreover, the theory cannot do justice either to total color-blindness, with its white and black but no colors, or to red-green blindness, with its yellow but no red or green.
Of the most famous theories of color vision, the oldest, put forward by physicists Young and Helmholtz, recognized only three colors: red, green, and blue. They considered yellow to be a mix of red and green, and white to be a mix of all three. The shortcomings of this theory are clear. White, as a sensation, is definitely not a mix of these three colors; it is, in fact, colorless. Similarly, the sensation of yellow isn't just a blend of red and green. Furthermore, the theory fails to explain total color blindness, which perceives only white and black with no colors, or red-green color blindness, which sees yellow but no red or green.
The next prominent theory was that of the physiologist Hering. He did justice to white and black by accepting them as elements; and to yellow and blue likewise. The fact that yellow and blue would not blend he accounted for by supposing them to be antagonistic responses of the retina; when, therefore, the stimuli for both acted together on the retina, neither of the two antagonistic responses could occur, and what did occur was simply the more generic response of white. Proceeding along this line, he concluded that red and green were also antagonistic responses; but just here {221} he committed a wholly unnecessary error, in assuming that if red and green were antagonistic responses, the combination of their stimuli must give white, just as with yellow and blue. Accordingly, he was forced to select as his red and green elementary color-tones two that would be complementary; and this meant a purplish (i.e., bluish) red, and a bluish green, with the result that his "elementary" red and green appear to nearly every one as compounds and not elements. It would really have been just as easy for Hering to suppose that the red and green responses, antagonizing each other, left the sensation yellow; and then he could have selected that red and green which we have concluded above to have the best claim.
The next major theory was put forward by the physiologist Hering. He recognized white and black as basic elements, as well as yellow and blue. He explained that yellow and blue wouldn't mix because they were opposing reactions of the retina; when both stimuli hit the retina at the same time, neither response could occur, resulting in the more general response of white. Following this idea, he also concluded that red and green were opposing reactions; however, here {221} he made an unnecessary mistake by assuming that if red and green were opposing reactions, their combined stimuli should produce white, just like yellow and blue. So, he ended up choosing a purplish (i.e., bluish) red and a bluish green as his elementary color tones, which led most people to see his "elementary" red and green as mixtures rather than true elements. Hering could have easily suggested that red and green, opposing each other, resulted in the sensation of yellow; then he could have chosen the red and green that we’ve established above as having the strongest claim.
A third theory, propounded by the psychologist, Dr. Christine Ladd-Franklin, is based on keen criticism of the previous two, and seems to be harmonious with all the facts. She supposes that the color sense is now in the third stage of its evolution. In the first stage the only elements were white and black; the second stage added yellow and blue; and the third stage red and green. The outer zone of the retina is still in the first stage, and the intermediate zone in the second, only the central area having reached the third. In red-green blind individuals, the central area remains in the second stage, and in the totally color-blind the whole retina is still in the first stage.
A third theory, proposed by psychologist Dr. Christine Ladd-Franklin, critically evaluates the previous two theories and aligns with all the facts. She suggests that our perception of color is currently in the third stage of its evolution. In the first stage, only white and black were present; the second stage introduced yellow and blue; and the third stage brought in red and green. The outer part of the retina is still in the first stage, the middle part is in the second stage, and only the central area has progressed to the third. In individuals with red-green color blindness, the central area remains in the second stage, while those who are completely color-blind have a retina that is still in the first stage.
In the first stage, one response, white, was made to light of whatever wave-length. In the second stage, this single response divided into two, one aroused by the long waves and the other by the short. The response to the long waves was the sensation of yellow, and that to the short waves the sensation of blue. In the third stage, the yellow response divided into one for the longest waves, corresponding to the red, and one for somewhat shorter waves, corresponding to the green. Now, when we try to get a blend of red and green {222} by combining red and green lights, we fail because the two responses simply unite and revert to the more primitive yellow response; and similarly when we try to get the yellow and blue responses together, they revert to the more primitive white response out of which they developed.
In the first stage, there was one reaction, white, to light of any wavelength. In the second stage, this single reaction split into two: one triggered by long waves and the other by short waves. The reaction to the long waves was the sensation of yellow, while the reaction to the short waves was the sensation of blue. In the third stage, the yellow reaction further split into one for the longest waves, corresponding to red, and another for somewhat shorter waves, corresponding to green. Now, when we try to create a mix of red and green {222} by combining red and green lights, we don't succeed because the two reactions simply combine and revert to the more basic yellow response; similarly, when we try to mix the yellow and blue responses, they revert to the more basic white response from which they originated.
But, since no one can pretend to see yellow as a reddish green, nor white as a bluish yellow, it is clear that the just-spoken-of union of the red and green responses, and of the yellow and blue responses, must take place below the level of conscious sensation. These unions probably take place within the retina itself. Probably they are purely chemical unions.
But since no one can pretend to see yellow as a reddish green or white as a bluish yellow, it's obvious that the previously mentioned combination of red and green responses, along with yellow and blue responses, must happen below the level of conscious sensation. These combinations probably occur within the retina itself. They are likely purely chemical unions.
Fig. 37.--The Ladd-Franklin theory of the evolution of
the color sense. (Figure text: Stage 1--white, Stage 2--yellow blue,
Stage 3--red green blue)
Fig. 37.--The Ladd-Franklin theory of the evolution of the color sense. (Figure text: Stage 1--white, Stage 2--yellow blue, Stage 3--red green blue)
The very first response of a rod or cone to light is probably a purely chemical reaction. Dr. Ladd-Franklin, carrying out her theory, supposes that a light-sensitive "mother substance" in the rods and cones is decomposed by the action of light, and gives off cleavage products which arouse the vital activity of the rods and cones, and thus start nerve currents coursing towards the brain.
The very first reaction of a rod or cone to light is likely a purely chemical process. Dr. Ladd-Franklin, supporting her theory, suggests that a light-sensitive "mother substance" in the rods and cones is broken down by light, producing byproducts that stimulate the activity of the rods and cones, thereby initiating nerve signals heading toward the brain.
In the "first stage", she supposes, a single big cleavage product, which we may call W, is split off by the action of {223} light upon the mother substance, and the vital response to W is the sensation of white.
In the "first stage," she thinks a single large cleavage product, which we can call W, is separated by the action of {223} light on the original substance, and the response to W is the sensation of white.
In the second stage, the mother substance is capable of giving off two smaller cleavage products, Y and B. Y is split off by the long waves of light, and B by the short waves, and the vital response to Y is the sensation of yellow, that to B the sensation of blue. But suppose that, chemically, Y + B = W: then, if Y and B are both split off at the same time in the same cone, they immediately unite into W, and the resulting sensation is white, and neither yellow nor blue.
In the second stage, the main substance can release two smaller byproducts, Y and B. Y is released by long wavelengths of light, while B is released by short wavelengths. The reaction to Y results in the sensation of yellow, and the reaction to B leads to the sensation of blue. However, if chemically, Y + B = W: then, if Y and B are both released at the same time in the same cone, they immediately combine into W, and the resulting sensation is white, not yellow or blue.
Fig. 38.--The cleavage products, in the three stages of
the color sense. The "mother substance" is not represented in the
diagram, but only the cleavage products which, according to the
Ladd-Franklin theory, are the direct stimuli for the color sensations.
(Figure text: 1--white, 2--yellow blue, 3--red green blue)
Fig. 38.--The breakdown products, at the three stages of the color sense. The "original substance" isn’t shown in the diagram, but only the breakdown products which, according to the Ladd-Franklin theory, are the direct triggers for color sensations. (Figure text: 1--white, 2--yellow blue, 3--red green blue)
Similarly, in the third stage, the mother substance is capable of giving off three cleavage products, R, G and B; and there are three corresponding vital responses, the sensations of red, green and blue. But, chemically, R + G = Y; and therefore, if R and G are split off at the same time, they unite chemically into Y and give the sensation of yellow. If R, G and B are all split off at the same time, they unite chemically as follows: R + G = Y, and Y + B = W; and therefore the resulting sensation is that of white.
Similarly, in the third stage, the base substance can produce three cleavage products, R, G, and B, and there are three corresponding vital responses: the sensations of red, green, and blue. However, chemically, R + G = Y; so, if R and G are separated at the same time, they combine chemically into Y and create the sensation of yellow. If R, G, and B are all separated at the same time, they combine chemically like this: R + G = Y, and Y + B = W; therefore, the resulting sensation is that of white.
This theory of cleavage products is in good general agreement with chemical principles, and it does justice to all the facts of color vision, as detailed in the preceding pages. It should be added that "for black, the theory supposes that, {224} in the interest of a continuous field of view, objects which reflect no light at all upon the retina have correlated with them a definite non-light sensation--that of black." [Footnote: Quotation from Dr. Ladd-Franklin.]
This theory about split products aligns well with chemical principles and accurately explains all the facts of color vision discussed earlier. It's worth noting that "for black, the theory suggests that, {224} in order to maintain a continuous field of view, objects that reflect no light at all onto the retina correspond with a specific non-light sensation— that of black." [Footnote: Quotation from Dr. Ladd-Franklin.]
Adaptation
Sensory adaptation is a change that occurs in other senses also, but it is so much more important in the sense of sight than elsewhere that it may best be considered here. The stimulus continues, the sensation ceases or diminishes--that is the most striking form of sensory adaptation. Continued action of the same stimulus puts the sense into such a condition that it responds differently from at first, and usually more weakly. It is much like fatigue, but it often is more positive and beneficial than fatigue.
Sensory adaptation is a change that happens in other senses too, but it’s way more significant in the sense of sight than in other areas, so it’s best to focus on it here. When the stimulus keeps going, the sensation either stops or lessens—that’s the most noticeable form of sensory adaptation. When the same stimulus is present for a long time, it puts the sense in a state where it reacts differently than it did initially, and usually, it responds with less intensity. It’s similar to fatigue, but it’s often more definite and helpful than fatigue.
The sense of smell is very subject to adaptation. On first entering a room you clearly sense an odor that you can no longer get after staying there for some time. This adaptation to one odor does not prevent your sensing quite different odors. Taste shows less adaptation than smell, but all are familiar with the decline in sweet sensation that comes with continued eating of sweets.
The sense of smell is highly adaptable. When you first enter a room, you can easily notice an odor that fades away after spending some time there. This adjustment to one smell doesn’t stop you from detecting completely different odors. Taste adapts less than smell, but everyone knows that the sweetness of candy diminishes the more you eat it.
All of the cutaneous senses except that for pain are much subject to adaptation. Continued steady pressure gives a sensation that declines rapidly and after a time ceases altogether. The temperature sense is usually adapted to the temperature of the skin, which therefore feels neither warm nor cool. If the temperature of the skin is raised from its usual level of about 70 degrees Fahrenheit to 80 or 86, this temperature at first gives the sensation of warmth, but after a time it gives no temperature sensation at all; the warmth sense has become adapted to the temperature of 80 degrees; and now a temperature of 70 will give the sensation of cool. {225} Hold one hand in water at 80 and the other in water at 66, and when both have become adapted to these respective temperatures, plunge them together into water at 70; and you will find this last to feel cool to the warm-adapted hand and warm to the cool-adapted. There are limits to this power of adaptation.
All of the skin senses, except for pain, are highly adaptable. Continuous steady pressure creates a sensation that drops off quickly and eventually stops completely. The sense of temperature usually adjusts to the skin's temperature, which feels neither warm nor cool. If the skin's temperature is raised from its normal level of about 70 degrees Fahrenheit to 80 or 86, it initially feels warm, but over time, it loses that temperature sensation altogether; the warmth sense has adapted to 80 degrees, and now 70 degrees will feel cool. {225} If you put one hand in water at 80 degrees and the other in water at 66 degrees, after both hands have adjusted to these temperatures, then dip them together into water at 70 degrees; the last one will feel cool to the warm-adapted hand and warm to the cool-adapted hand. There are limits to this adaptability.
The muscle sense seems to become adapted to any fixed position of a limb, so that, after the limb has remained motionless for some time, you cannot tell in what position it is; to find out, you have only to move it the least bit, which will excite both the muscle sense and the cutaneous pressure sense. The sense of head rotation is adaptable, in that a rotation which is keenly sensed at the start ceases to be felt as it continues; but here it is not the sense cells that become adapted, but the back flow that ceases, as will soon be explained.
The muscle sense seems to adjust to any fixed position of a limb, so that after the limb has stayed still for a while, you can't tell where it is; to find out, you just have to move it a little, which will activate both the muscle sense and the skin pressure sense. The sense of head rotation is also adaptable; a rotation that's felt strongly at first stops being noticed as it goes on. However, in this case, it's not the sense cells that adapt, but the backflow that stops, as will be explained shortly.
To come now to the sense of sight, we have light adaptation, dark adaptation, and color adaptation. Go into a dark room, and at first all seems black, but by degrees--provided there is a little light filtering into the room--you begin to see, for your retina is becoming dark-adapted. Now go out into a bright place, and at first you are "blinded", but you quickly "get used" to the bright illumination and see objects much more distinctly than at first; for your eye has now become light-adapted. Remain for some time in a room illuminated by a colored light (as the yellowish light of most artificial illuminants), and by degrees the color sensation bleaches out so that the light appears nearly white.
To talk about the sense of sight, we have light adaptation, dark adaptation, and color adaptation. Step into a dark room, and at first everything looks black, but gradually—assuming there’s some light coming in—you start to see, as your retina adjusts to the dark. Now step outside into a bright area, and initially you feel "blinded," but you quickly "get used" to the bright light and can see objects much more clearly than before; your eye has now adapted to the light. Spend some time in a room lit by colored light (like the yellowish light from most artificial lights), and slowly the color sensation fades, making the light seem almost white.
Dark adaptation is equivalent to sensitizing the retina for faint light. Photographic plates can be made of more or less sensitiveness for use with different illuminations; but the retina automatically alters its sensitivity to fit the illumination to which it is exposed.
Dark adaptation is like making the retina more sensitive to dim light. Photographic plates can be adjusted to be more or less sensitive depending on the lighting conditions; however, the retina automatically changes its sensitivity to match the light it encounters.
Rod and Cone Vision
You will notice, in the dark room, that while you see light and shade and the forms of objects, you do not see colors. The same is true out of doors at night. In other words, the kind of vision that we have when the eye is dark-adapted is totally color-blind. Another significant fact is that the fovea is of little use in very dim light. These facts are taken to mean that dim-light vision, or twilight vision as it is sometimes called, is rod vision and not cone vision; or, in other words, that the rods and not the cones have the great sensitiveness to faint light in the dark-adapted eye. The cones perhaps become somewhat dark-adapted, but the rods far outstrip them in this direction. The fovea has no rods and hence is of little use in very faint light. The rods have no differential responsiveness to different wave-lengths, remaining still in the "first stage" in the development of color vision, and consequently no colors are seen in faint light.
In the dark room, you'll notice that while you can see light and shadows along with the shapes of objects, you can't see any colors. The same goes for being outside at night. This means that when your eyes are adjusted to the dark, your vision is completely color-blind. Another important point is that the fovea isn’t useful in really dim light. These observations suggest that vision in low light, or what’s sometimes called twilight vision, relies on rod vision rather than cone vision; in other words, the rods, not the cones, are the ones that are extremely sensitive to faint light in dark-adapted eyes. The cones might adapt somewhat to the darkness, but the rods far surpass them in this respect. The fovea contains no rods, so it doesn’t work well in very low light. The rods don’t respond differently to various wavelengths, remaining in the "first stage" of developing color vision, which is why no colors can be seen in dim light.
Rod vision differs then from cone vision in having only one response to every wave-length, and in adapting itself to much fainter light. No doubt, also, it is the rods that give to peripheral vision its great sensitivity to moving objects.
Rod vision differs from cone vision by having a single response to each wavelength and by adapting to much dimmer light. It’s clear that the rods contribute to peripheral vision's heightened sensitivity to movement.
After-Images
After-images, which might better be called after-sensations, occur in other senses than sight, but nowhere else with such definiteness. The main fact here is that the response outlasts the stimulus. This is true of a muscle, and it is true of a sense organ. It takes a little time to get the muscle, or the sense organ, started, and, once it is in action, it takes a little time for it to stop. If you direct your eyes towards the lamp, holding your hand or a book in front of them as a screen, remove the screen for an {227} instant and then replace it, you will continue for a short time to see the light after the external stimulus has been cut off. This "positive after-image" is like the main sensation, only weaker. There is also a "negative after-image", best got by looking steadily at a black-and-white or colored figure for as long as fifteen or twenty seconds, and then directing the eyes upon a medium gray background. After a moment a sensation develops in which black takes the place of white and white of black, while for each color in the original sensation the complementary color now appears.
After-images, which might be better called after-sensations, happen in more senses than just sight, but nowhere else do they have such clarity. The main point is that the response lasts longer than the stimulus. This applies to muscles as well as sense organs. It takes a bit of time to get a muscle or sense organ going, and once it's active, it takes a little time to stop. If you look at a lamp while holding your hand or a book in front of your eyes as a screen, then remove the screen for an {227} moment and put it back, you'll still see the light for a brief moment after the external stimulus has been removed. This "positive after-image" is like the main sensation, just less intense. There is also a "negative after-image," best achieved by staring at a black-and-white or colored image for about fifteen or twenty seconds, then directing your gaze at a medium gray background. After a moment, a sensation emerges where black replaces white and white replaces black, while the complementary color appears for each color in the original sensation.
Fig. 39.--The visual response outlasts the stimulus.
The progress of time is supposed to be from left to right in the
diagram. After the stimulus ceases, the sensation persists for a time,
at first as a positive after-image, and then as a negative
after-image, a sort of back swing. (Figure text: stimulus, sensory
response)
Fig. 39.--The visual reaction lasts longer than the stimulus.
The flow of time is depicted from left to right in the diagram. Once the stimulus ends, the sensation continues for a while, initially as a positive after-image, and then as a negative after-image, resembling a sort of rebound. (Figure text: stimulus, sensory response)
This phenomenon of the negative after-image is the same as that of color adaptation. Exposing the retina for some time to light of a certain color adapts the retina to that color, bleaches that color sensation, and, as it were, subtracts that color (or some of it) from the gray at which the eyes are then directed; and gray (or white) minus a color gives the complementary color.
This phenomenon of the negative after-image is the same as color adaptation. When the retina is exposed to light of a specific color for a while, it gets used to that color, fades that color sensation, and effectively removes that color (or part of it) from the gray that the eyes are focused on; and gray (or white) minus a color results in the complementary color.
Contrast
Contrast is still another effect that occurs in other senses, but most strikingly in vision. There is considerable in common between the negative after-image and contrast; indeed, {228} the negative after-image effect is also called "successive contrast". After looking at a bright surface, one of medium brightness appears dark, while this same medium brightness would seem bright after looking at a dark surface. This is evidently adaptation again, and is exactly parallel to what was found in regard to the temperature sense. After looking at any color steadily, the complementary color appears more saturated than usual; in fact, this is the way to secure the maximum of saturation in color sensation. These are examples of "successive contrast".
Contrast is another effect that happens in different senses, but it's most noticeable in vision. There's a lot in common between the negative after-image and contrast; in fact, {228} the negative after-image effect is also known as "successive contrast." After staring at a bright surface, a medium-bright surface will seem dark, whereas that same medium-bright surface will look bright after looking at a dark surface. This is clearly another example of adaptation and is similar to what we see with our sense of temperature. After focusing on any color for a while, the opposite color appears more vivid than usual; in fact, this is how to achieve the highest level of color saturation. These illustrate "successive contrast."
"Simultaneous contrast" is something new, not covered by adaptation, but gives the same effects as successive contrast. If you take two pieces of the same gray paper, and place one on a black background and the other on white, you will find the piece on the black ground to look much brighter than the piece on the white ground. Spots of gray on colored backgrounds are tinged with the complementary colors. The contrast effect is most marked at the margin adjoining the background, and grows less away from this margin. Any two adjacent surfaces produce contrast effects in each other, though we usually do not notice them any more than we usually notice the after-images that occur many times in the course of the day.
"Simultaneous contrast" is a new concept, not explained by adaptation, but it produces effects similar to successive contrast. If you take two pieces of the same gray paper, placing one on a black background and the other on a white one, you'll see that the piece on the black background seems much brighter than the one on the white background. Gray spots on colored backgrounds are tinted with complementary colors. The contrast effect is most pronounced at the edges next to the background and becomes less noticeable as you move away from this edge. Any two surfaces next to each other create contrast effects on each other, although we typically don’t notice them any more than we notice the after-images we see throughout the day.
The Sense of Hearing
Sound, like light, is physically a wave motion, though the sound vibrations are very different from those of light. They travel 1,100 feet a second, instead of 186,000 miles a second. Their wave-length is measured in feet instead of in millionths of a millimeter, and their vibration frequencies are counted in tens, hundreds and thousands per second, instead of in millions of millions. But sound waves vary among themselves in the same three ways that we {229} noticed in light waves: in amplitude, in wave-length (or vibration rate), and in degree of mixture of different wave-lengths.
Sound, like light, is a type of wave motion, but the vibrations of sound are very different from those of light. Sound travels at 1,100 feet per second, compared to 186,000 miles per second for light. Its wavelength is measured in feet rather than in millionths of a millimeter, and its vibration frequencies are counted in tens, hundreds, and thousands per second, not in millions. However, sound waves differ from one another in the same three ways that we {229} noticed in light waves: in amplitude, in wavelength (or vibration rate), and in the degree of mixture of different wavelengths.
Difference of amplitude (or energy) of sound waves produces difference of loudness in auditory sensation, which thus corresponds to brightness in visual sensation. Sounds can be arranged in order of loudness, as visual sensations can be arranged in order of brightness, both being examples of intensity series such as can be arranged in any kind of sensation.
Difference in amplitude (or energy) of sound waves creates a difference in loudness in what we hear, which relates to brightness in what we see. Sounds can be organized by loudness, just as visual sensations can be organized by brightness, both of which are examples of intensity series that can be categorized in any kind of sensation.
Difference of wave-length of sound waves produces difference in the pitch of auditory sensation, which thus corresponds to color in visual sensation. Pitch ranges from the lowest notes, produced by the longest audible waves, to the highest, produced by the shortest audible waves. It is customary, in the case of sound waves, to speak of vibration rate instead of wave-length, the two quantities being inversely proportional to each other (in the same conducting medium). The lowest audible sound is one of about sixteen vibrations per second, and the highest one of about 30,000 per second, while the waves to which the ear is most sensitive have a vibration rate of about 1,000 to 4,000 per second. The ear begins to lose sensitiveness as early as the age of thirty, and this loss is most noticeable at the upper limit, which declines slowly from this age on.
The difference in wavelength of sound waves creates variations in the pitch of what we hear, similar to how colors correspond in visual experiences. Pitch ranges from the lowest notes generated by the longest audible waves to the highest notes from the shortest audible waves. When discussing sound waves, it's common to refer to vibration rate instead of wavelength since the two are inversely related (in the same conducting medium). The lowest audible sound has about sixteen vibrations per second, while the highest reaches around 30,000 vibrations per second. The frequencies that our ears are most sensitive to are roughly between 1,000 and 4,000 vibrations per second. Sensitivity in hearing starts to decline as early as age thirty, with the most noticeable loss happening at the upper frequencies, which gradually decreases from that age onward.
Middle C of the piano (or any instrument) has a vibration rate of about 260. Go up an octave from this and you double the number of vibrations per second; go down an octave and you halve the number of vibrations. Of any two notes that are an octave apart, the upper has twice the vibration rate of the lower. The whole range of audible notes, from 16 to 30,000 vibrations, thus amounts to about eleven octaves, of which music employs about eight octaves, finding little use for the upper and lower extremes of the {230} pitch series. The smallest step on the piano, called the "semitone", is one-twelfth of an octave; but it must not be supposed that this is the smallest difference that can be perceived. A large proportion of people can observe a difference of four vibrations, and keen ears a difference of less than one vibration; whereas the semitone, at middle C, is a step of about sixteen vibrations.
Middle C on the piano (or any instrument) vibrates at around 260 Hz. If you go up an octave from this, you double the number of vibrations per second; if you go down an octave, you halve it. For any two notes that are an octave apart, the higher note has twice the vibration rate of the lower one. The entire range of audible notes, from 16 to 30,000 vibrations, covers about eleven octaves, with music typically using about eight octaves and rarely tapping into the lower and upper extremes of the {230} pitch series. The smallest interval on the piano, called a "semitone," is one-twelfth of an octave; however, it shouldn’t be assumed that this is the smallest difference that can be detected. A significant number of people can notice a difference of four vibrations, while those with sharp hearing can detect a difference of less than one vibration; at middle C, the semitone represents a difference of about sixteen vibrations.
Mixture of different wave-lengths, which in light causes difference of saturation, may be said in sound to cause difference of purity. A "pure tone" is the sensation aroused by a stimulus consisting wholly of waves of the same length. Such a stimulus is almost unobtainable, because every sounding body gives off, along with its fundamental waves, other waves shorter than the fundamental and arousing tone sensations of higher pitch, called "overtones". A piano string which, vibrating as a whole, gives 260 vibrations per second (middle C), also vibrates at the same time in halves, thus giving 520 vibrations per second; in thirds, giving 780 per second; and in other smaller segments. The whole stimulus given off by middle C of the piano is thus a compound of fundamental and overtones; and the sensation aroused by this complex stimulus is not a "pure tone" but a blend of fundamental tone and overtones. By careful attention and training, we can "hear out" the separate overtones from the total blend; but ordinarily we take the blend as a unit (just as we take the taste of lemonade as a unit), and hear it simply as middle C of a particular quality, namely the piano quality. Another instrument will give a somewhat different combination of overtones in the stimulus, and that means a different quality of tone in our sensation. We do not ordinarily analyze these complex blends, but we distinguish one from another perfectly well, and thus can tell whether a piano or a cornet is playing. The difference between different instruments, which we have spoken of as a {231} difference in quality or purity of tone, is technically known as timbre; and the timbre of an instrument depends on the admixture of shorter waves with the fundamental vibration which gives the main pitch of a note.
Combination of different wavelengths, which in light creates variations in saturation, can be said in sound to create differences in purity. A "pure tone" is the sensation triggered by a stimulus made entirely of waves of the same length. Such a stimulus is nearly impossible to achieve because every sound-producing object emits, along with its fundamental waves, other shorter waves that create higher-pitched tone sensations, known as "overtones." For instance, a piano string that vibrates as a whole at 260 vibrations per second (middle C) also vibrates simultaneously in halves, resulting in 520 vibrations per second; in thirds, producing 780 per second; and in other smaller segments. The complete stimulus emitted by middle C on the piano is thus a mix of fundamental and overtones; and the sensation created by this complex stimulus is not a "pure tone" but a combination of the fundamental tone and overtones. With careful listening and training, we can "pick out" the individual overtones from the overall mix; but typically, we perceive the mix as a whole (similar to how we view the taste of lemonade as a whole), and hear it simply as middle C of a specific quality, namely the piano quality. Another instrument will produce a slightly different mix of overtones in the stimulus, resulting in a different quality of tone in our perception. We usually don’t analyze these complex mixes, but we can distinguish one from another quite well, allowing us to tell whether a piano or a cornet is playing. The difference between different instruments, which we refer to as a {231} difference in quality or purity of tone, is technically called timbre; and the timbre of an instrument is determined by the combination of shorter waves with the fundamental vibration that provides the main pitch of a note.
Akin to the timbre of an instrument is the vowel produced by the human mouth in any particular position. Each vowel appears to consist, physically, of certain high notes produced by the resonance of the mouth cavity. In the position for "ah", the cavity gives a certain tone; in the position for "ee" it gives a higher tone. Meanwhile, the pitch of the voice, determined by the vibration of the vocal cords, may remain the same or vary in any way. The vowel tones differ from overtones in remaining the same without regard to the pitch of the fundamental tone that is being sung or spoken, whereas overtones move up or down along with their fundamental. The vowels, as auditory sensations, are excellent examples of blends, in that, though compounds, they usually remain unanalyzed and are taken simply as units. What has been said of the vowels applies also to the semi-vowels and continuing consonants, such as l, m, n, r, f, th, s and sh.
Similar to the tone of a musical instrument, the vowel produced by the human mouth in any specific position creates distinct sounds. Each vowel is made up of certain high notes produced by the resonance of the mouth cavity. When in the position for "ah," the cavity produces one tone; in the position for "ee," it produces a higher tone. At the same time, the pitch of the voice, which is determined by the vibration of the vocal cords, can either stay the same or change in various ways. The vowel tones are different from overtones because they remain constant regardless of the pitch of the fundamental tone being sung or spoken, while overtones shift up or down along with their fundamental. Vowels, as auditory sensations, are great examples of blends; even though they are combinations, they are usually perceived as single units without analysis. The same principles that apply to vowels also apply to the semi-vowels and continuing consonants like l, m, n, r, f, th, s, and sh.
Other consonants are to be classed with the noises. Like a vowel, and like the timbre of an instrument, a noise is a blend of simple tones; but the fundamental tone in a noise-blend is not so preponderant as to give a clear pitch to the total sound, while the other tones present are often too brief or too unsteady to give a tonal effect.
Other consonants should be categorized with noises. Similar to a vowel and the tone of a musical instrument, a noise is a mix of simple sounds; however, the main sound in a noise mix isn't dominant enough to provide a clear pitch to the overall sound, while the other sounds involved are often too short or too unstable to create a tonal effect.
Comparison of Sight and Hearing
The two senses of sight and hearing have many curious differences, and one of the most curious appears in mixing different wave-lengths. Compare the effect of throwing two colored lights together into the eye with the effect of {232} throwing two notes together into the ear. Two notes sounded together may give either a harmonious blend or a discord; now the discord is peculiar to the auditory realm; mixed colors never clash, though colors seen side by side may do so to a certain extent. A discord of tones is characterized by imperfect blending (something unknown in color mixing), and by roughness due to the presence of "beats" (another thing unknown in the sense of sight). Beats are caused by the interference between sound waves of slightly different vibration rate. If you tune two whistles one vibration apart and sound them together, you get a tone that swells once a second; tune them ten vibrations apart and you get ten swellings or beats per second, and the effect is rough and disagreeable.
The senses of sight and hearing have a lot of interesting differences, one of the most interesting being how they handle mixing different wavelengths. Think about what happens when you combine two colored lights and how that compares to mixing two notes together. When you play two notes together, they can either create a harmonious blend or result in discord. Discord is unique to hearing; mixed colors may not always clash, though colors placed next to each other can to some extent. A discord of tones is marked by imperfect blending (which doesn’t happen in color mixing) and a roughness caused by the presence of "beats" (which also doesn't exist in sight). Beats occur from the interference between sound waves that have slightly different frequencies. If you tune two whistles to be one vibration apart and play them together, you'll hear a tone that swells once a second; tune them ten vibrations apart, and you’ll hear ten swellings or beats every second, creating a rough and unpleasant effect.
Aside from discord, a tone blend is really not such a different sort of thing from a color blend. A chord, in which the component notes blend while they can still, by attention and training, be "heard out of the chord", is quite analogous with such color blends as orange, purple or bluish green. At the same time, there is a curious difference here. By analogy with color mixing, you would expect two notes, as C and E, when combined, to give the same sensation as the single intermediate note D. Nothing of the kind! Were it so, music would be very different from what it is, if indeed it were possible at all. But the real difference between the two senses at this point is better expressed by saying that D does not give the effect of a combination of C and E, or, in general, that no one note ever gives the effect of a combination or blend of notes higher and lower than itself. Homogeneous orange light gives the sensation of a blend of red and yellow; but there is nothing like this in the auditory sphere. In light, some wave-lengths give the effect of simple colors, as red and yellow; and other wave-lengths the effect of blends, as greenish yellow or bluish {233} green; but in sound, every wave-length gives a tone which seems just as elementary as any other.
Aside from discord, a blend of tones isn’t really that different from a blend of colors. A chord, where the individual notes blend but can still, with focus and training, be distinguished from each other, is pretty similar to color blends like orange, purple, or bluish green. However, there’s an interesting difference here. If we think about color mixing, you might expect two notes, like C and E, combined to create the same sensation as the single note D. That's not the case at all! If it were, music would be very different from what it is now, if it were even possible. The real difference between the two senses here is better understood by saying that D doesn’t produce the effect of combining C and E, and in general, no single note gives the effect of a combination of higher and lower notes. Homogeneous orange light creates the sensation of a mix of red and yellow; but there’s nothing like that in sound. In light, some wavelengths result in simple colors, like red and yellow; while others create mixtures, like greenish yellow or bluish green; but in sound, every wavelength produces a tone that feels just as basic as any other.
There is nothing in auditory sensation to correspond to white, no simple sensation resulting from the combined action of all wave-lengths. Such a combination gives noise, but nothing that seems particularly simple. There is nothing auditory to correspond with black, for silence seems to be a genuine absence of sensation. There are no complementary tones like the complementary colors, no tones that destroy each other instead of blending. In a word, auditory sensation tallies with its stimulus much more closely than visual sensation does with its; and the main secret of this advantage of the sense of hearing is that it has a much larger number of elementary responses. Against the six elementary visual sensations are to be set auditory elements to the number of hundreds or thousands. From the fact that every distinguishable pitch gives a tone which seems as simple and unblended as any other, the conclusion would seem to be that each was an element; and this would mean thousands of elements. On the other hand, the fact that tones close together in pitch sound almost alike may mean that they have elements in common and are thus themselves compounds; but still there would undoubtedly be hundreds of elements.
There’s nothing in hearing that matches the concept of white—no simple sensation that comes from the blend of all wavelengths. That kind of combination creates noise, but nothing that seems particularly straightforward. Similarly, there’s nothing in sound that equates to black, since silence really feels like a total absence of sensation. There aren’t complementary tones like there are complementary colors, and no tones cancel each other out instead of mixing. In short, the sense of hearing aligns much more closely with its stimuli than the sense of sight does; the key to this advantage in hearing is that it has a far greater number of basic responses. While there are six basic visual sensations, there are hundreds or thousands of auditory elements. Since every distinct pitch produces a tone that feels just as simple and pure as any other, it might imply that each one is an element—suggesting there are thousands of them. On the flip side, the fact that pitches that are close together sound nearly the same could indicate they share common elements and are therefore compounds; but still, there would definitely be hundreds of elements.
Both sight and hearing are served by great armies of sense cells, but the two armies are organized on very different principles. In the retina, the sense cells are spread out in such a way that each is affected by light from one particular direction; and thus the retina gives excellent space information. But each retinal cell is affected by any light that happens to come from its particular direction. Every cone, in the central area of the retina, makes all the elementary visual responses and gives all the possible color sensations; so it is not strange that the number of visual {234} elements is small. On the other hand, the ear, having no sound lens, has no way of keeping separate the sounds from different directions (and accordingly gives only meager indications of the direction of sound); but its sense cells are so spread out as to be affected, some by sound of one wavelength, others by other wave-lengths. The different tones do not all come from the same sense cells. Some of the auditory cells give the low tones, others the medium tones, still others the high tones; and since there are thousands of cells, there may be thousands of elementary responses.
Both sight and hearing rely on large groups of sensory cells, but these two groups are set up quite differently. In the retina, the sensory cells are arranged so that each one responds to light coming from a specific direction, which means the retina provides excellent spatial information. However, each retinal cell responds to any light that comes from its designated direction. Every cone in the center of the retina processes all basic visual responses and produces all possible color sensations; so it’s not surprising that the number of visual {234} elements is small. On the other hand, the ear, which lacks a sound lens, can’t separate sounds coming from different directions (which is why it provides only limited information about sound direction); but its sensory cells are distributed in such a way that some respond to one wavelength of sound, while others respond to different wavelengths. The various tones don’t all come from the same sensory cells. Some auditory cells respond to low tones, others to medium tones, and still others to high tones; and since there are thousands of these cells, there can be thousands of basic responses.
Theory of Hearing
The most famous theory of the action of the inner ear is the "piano theory" of Helmholtz. The foundation of the theory is the fact that the sense cells of the cochlea stand on the "basilar membrane", a long, narrow membrane, stretched between bony attachments at either side, and composed partly of fibers running crosswise, very much as the strings of a piano or harp are stretched between two side bars. If you imagine the strings of a piano to be the warp of a fabric and interwoven with crossing fibers, you have a fair idea of the structure of the basilar membrane, except for the fact that the "strings" of the basilar membrane do not differ in length anywhere like as much as the strings of the piano must differ in order to produce the whole range of notes. Now, a piano string can be thrown into "sympathetic vibration", as when you put on the "loud pedal" (remove the dampers from the strings) and then sing a note into the piano. You will find that the string of the pitch sung has been thrown into vibration by the action of the sound waves sung against it.
The most well-known theory about how the inner ear works is Helmholtz's "piano theory." This theory is based on the fact that the sensory cells in the cochlea are situated on the "basilar membrane," a long, narrow membrane stretched between bony attachments on both sides, made up partly of fibers running across, similar to how the strings of a piano or harp are stretched between two side bars. If you think of the piano strings as the warp of a fabric interwoven with crossing fibers, you’ll get a good idea of the structure of the basilar membrane, except that the "strings" of the basilar membrane don’t vary in length nearly as much as piano strings do in order to create the full range of notes. A piano string can be made to vibrate sympathetically, as when you press the "loud pedal" (removing the dampers from the strings) and then sing a note into the piano. You’ll notice that the string corresponding to the pitch you sang starts vibrating due to the sound waves hitting it.
Now suppose the strings of the basilar membrane to be tuned to notes of all different pitches, within the range of {235} audible vibrations: then each string would be thrown into sympathetic vibration whenever waves of its own vibration rate reached it by way of the outer and middle ear; and the sense cells standing over the vibrating fibers would be shaken and excited. The theory is very attractive because it would account so nicely for the great number of elementary tone sensations (there are over 20,000 fibers or strings in the basilar membrane), as well as for various other facts of hearing--if we could only believe that the basilar membrane did vibrate in this simple manner, fiber by fiber. But (1) the fabric into which the strings of the membrane are woven would prevent their vibrating as freely and independently as the theory requires; (2) the strings do not differ in length a hundredth part of what they would need to differ in order to be tuned to all notes from the lowest to the highest, and there is no sign of differences in stretch or in loading of the strings to make up for their lack of difference in length; and (3) a little model of the basilar membrane, exposed to sound waves, is seen to be thrown into vibration, indeed, and into different forms of vibration for waves of different length, but not by any means into the simple sort of vibration demanded by the piano theory. This theory is accordingly too simple, but it probably points the way towards some truer, more complex, conception.
Now, imagine that the strings of the basilar membrane are tuned to all different pitches within the range of {235} audible vibrations. Each string would resonate sympathetically whenever waves matching its vibration frequency reach it through the outer and middle ear; the sensory cells positioned over the vibrating fibers would be activated and stimulated. This theory is appealing because it neatly explains the vast number of basic tone sensations (there are over 20,000 fibers or strings in the basilar membrane) as well as various other aspects of hearing—if only we could accept that the basilar membrane vibrates in such a straightforward way, fiber by fiber. However, (1) the structure that holds the strings of the membrane together would prevent them from vibrating as freely and independently as required by the theory; (2) the strings do not differ in length by even one-hundredth of what they would need to in order to be tuned to all notes from the lowest to the highest, and there are no indications of differences in tension or loading of the strings to compensate for their lack of length variation; and (3) a small model of the basilar membrane, when exposed to sound waves, does indeed start to vibrate and exhibit different forms of vibration for varying wave lengths, but certainly not in the simple manner proposed by the piano theory. Therefore, while this theory is too simplistic, it likely suggests a path toward a more accurate and complex understanding.
The fact that there are many elementary sensations of hearing is the chief reason why the art of tones is so much more elaborate than the art of color; for while painting might dispute with music as to which were the more highly developed art, painting depends on form as well as color, and there is no art of pure color at all comparable with music, which makes use simply of tones (and noises) with their combinations and sequences.
The reason there are so many basic sounds we hear is the main reason why music is way more complex than painting. While painting could argue with music about which is the more advanced art form, painting relies on both shape and color, and there isn’t any art of pure color that can compare to music, which uses only tones (and sounds) along with their combinations and sequences.
Senses of Bodily Movement
It is a remarkable fact that some parts of the inner ear are not connected with hearing at all, but with quite another sense, the existence of which was formerly unsuspected. The two groups of sense cells in the vestibule--the otolith organs--were formerly supposed to be the sense organ for noise; but noise now appears to be a compound of tones, and its organ, therefore, the cochlea. The semicircular canals, from their arrangement in three planes at right angles to each other, were once supposed to analyze the sound according to the direction from which it came; but no one could give anything but the vaguest idea of how they might do this, and besides the ear is now known to give practically no information regarding the direction of sound, except the one fact whether it comes from the right or left, which is given by the difference in the stimulation received by the two ears, and not by anything that exists in either ear taken alone.
It's interesting to note that some parts of the inner ear aren't involved in hearing at all, but rather in a completely different sense that was once unknown. The two groups of sensory cells in the vestibule—the otolith organs—were previously thought to be the organ for sound; however, sound now seems to be a mix of tones, and its organ is therefore the cochlea. The semicircular canals, arranged in three planes at right angles to each other, were once believed to analyze sound based on its direction; but no one could really explain how they might do that. Additionally, we now know that the ear provides almost no information about the direction of sound, except for the basic fact of whether it comes from the right or left, which is determined by the differences in stimulation received by both ears, not by anything found in either ear on its own.
The semicircular canals have been much studied by the physiologists. They found that injury to these structures brought lack of equilibrium and inability to walk, swim or fly in a straight course. If, for example, the horizontal canal in the left ear is destroyed, the animal continually deviates to the left as he advances, and so is forced into a "circus movement". They found that the compensatory movements normally made in reaction to a movement impressed on the animal from without were no longer made when the canals were destroyed. They found that something very much like these compensatory movements could be elicited by direct stimulation of the end-organs in the canals or of the sensory nerves leading from them. And they found that little currents of the liquid filling the canals acted as a stimulus to these end-organs and so aroused the {237} compensatory movements. They were thus led to accept a view that was originally suggested by the position of the canals in space.
The semicircular canals have been extensively studied by physiologists. They discovered that damage to these structures resulted in a loss of balance and the inability to walk, swim, or fly in a straight line. For instance, if the horizontal canal in the left ear is damaged, the animal consistently veers to the left as it moves forward, causing it to perform a "circus movement." They found that the compensatory movements usually made in response to external forces acting on the animal were no longer performed when the canals were damaged. They also found that movements similar to these compensatory actions could be triggered by directly stimulating the end-organs in the canals or the sensory nerves connected to them. Additionally, they observed that small currents of the fluid filling the canals acted as a stimulus for these end-organs, prompting the {237} compensatory movements. This led them to adopt a perspective originally suggested by the position of the canals in space.
Fig. 40.--How the sense cells in a semicircular canal
are stimulated by a water current. This current is itself an inertia
back-flow, resulting from a turning of the head in the opposite
direction. (Figure text: water current, nerve to brain)
Fig. 40.--How the sensory cells in a semicircular canal are activated by a water flow. This flow is actually an inertia back-flow that happens when the head turns in the opposite direction. (Figure text: water current, nerve to brain)
Each "semicircular" canal, itself considerably more than a semicircular tube, opens into the vestibule at each end and thus amounts to a complete circle. Therefore rotating the head must, by inertia, produce a back flow of the fluid contents of the canal, and this current, by bending the hairs of the sense cells in the canal, would stimulate them and give a sensation of rotation, or at least a sensory nerve impulse excited by the head rotation.
Each "semicircular" canal, which is actually more than just a semicircular tube, connects to the vestibule at both ends, effectively forming a complete circle. When you rotate your head, the inertia causes the fluid inside the canal to flow back. This current bends the hair cells in the canal, stimulating them and creating a sensation of rotation, or at least triggering a sensory nerve impulse from the head movement.
When a human subject is placed, blindfolded, in a chair that can be rotated without sound or jar, it is found that he can easily tell whenever you start to turn him in either direction. If you keep on turning him at a constant speed, he soon ceases to sense the movement, but if then you stop him, he says you are starting to turn him in the opposite {238} direction. He senses the beginning of the rotary movement because this causes the back flow through his canals; he ceases to sense the uniform movement because friction of the liquid in the slender canal soon abolishes the back flow by causing the liquid to move with the canal; and he senses the stopping of this movement because the liquid, again by inertia, continues to move in the direction it had been moving just before when it was keeping pace with the canal. Thus we see that there are conscious sensations of rotation from the canals, and that these give information of the starting or stopping of a rotation, though not of its steady continuance. Excessive stimulation of the canals gives the sensation of dizziness.
When a person is placed in a chair that can be turned silently and smoothly while blindfolded, they can easily tell when you start to turn them in either direction. If you keep turning them at a steady speed, they soon stop feeling the movement, but if you suddenly stop, they’ll say you’ve begun to turn them in the opposite direction. They detect the start of the rotation because it creates a backflow in their inner ear canals; they no longer feel the constant motion because the liquid in the narrow canal eventually moves along with it due to friction; and they sense the motion stopping because the liquid, due to inertia, continues to move in the direction it was going just before it matched the canal's movement. So, we can see that there are conscious sensations of rotation from the canals, which provide information on the beginning or stopping of rotation, but not about steady motion. Overstimulation of the canals causes a feeling of dizziness.
The otolith organs in the vestibule are probably excited, not by rotary movements, but by sudden startings and stoppings of rectilinear motion, as in an elevator; and also by the pull of gravity when the head is held in any position. They give information regarding the position and rectilinear movements of the head, as the canals do of rotary head movements. Both are important in maintaining equilibrium and motor efficiency.
The otolith organs in the vestibule are likely stimulated not by rotational movements, but by sudden starts and stops of straight-line motion, like in an elevator; they are also affected by gravity when the head is in any position. They provide information about the position and straight-line movements of the head, just as the canals do for rotational head movements. Both are crucial for maintaining balance and motor function.
The muscle sense is another sense of bodily movement; it was the "sixth sense", so bitterly fought in the middle of the last century by those who maintained that the five senses that were enough for our fathers ought to be enough for us, too. The question was whether the sense of touch did not account for all sensations of bodily movement. It was shown that there must be something besides the skin sense, because weights were better distinguished when "hefted" in the hand than when simply laid in the motionless palm; and it was shown that loss of skin sensation in an arm or leg interfered much less with the coördinated movements of the limb than did the loss of all the sensory nerves to the limb.
The muscle sense is another way we perceive bodily movement; it was referred to as the "sixth sense," a term that sparked intense debate in the mid-20th century among those who believed that the five senses that sufficed for our ancestors should also work for us. The debate centered on whether the sense of touch was sufficient to explain all sensations of bodily movement. Evidence showed that there is something beyond the skin sense, as people could distinguish weights better when they were “hefted” in the hand rather than just placed in a still palm. Additionally, it was demonstrated that losing skin sensation in an arm or leg affected coordinated movements much less than losing all the sensory nerves in that limb.
Fig. 41.--(From Cajal.) A "tendon spindle," very similar to the muscle
spindle spoken of in the text, but found at the tendinous end of a
muscle instead of embedded in the muscle substance itself, "a"
indicates the tendon, and "e" the muscle fibers; "b" is a sensory
axon, and "c" its end-brush about the spindle. Let the tendon become
taut in muscular contraction, and the fine branches of the sensory
axon will be squeezed and so stimulated.
Fig. 41.--(From Cajal.) A "tendon spindle," which is very similar to the muscle spindle mentioned in the text, but located at the tendon end of a muscle instead of being embedded within the muscle tissue itself. "a" indicates the tendon, and "e" represents the muscle fibers; "b" is a sensory axon, and "c" is its end-brush around the spindle. When the tendon tightens during muscle contraction, the fine branches of the sensory axon get compressed and thus stimulated.
Later, the crucial fact was established {239} that sense organs (the "muscle spindles") existed in the muscles and were connected with sensory nerve fibers; and that other sense organs existed in the tendons and about {240} the joints. This sense accordingly might better be called the "muscle, tendon and joint sense", but the shorter term, "muscle sense", bids fair to stick. The Greek derivative, "kinesthesis", meaning "sense of movement", is sometimes used as an equivalent; and the corresponding adjective, "kinesthetic", is common.
Later, it was established that sense organs (the "muscle spindles") were present in the muscles and connected to sensory nerve fibers; and that other sense organs were located in the tendons and around the joints. This sense might be better referred to as the "muscle, tendon, and joint sense," but the shorter term "muscle sense" seems likely to remain popular. The Greek-derived term "kinesthesis," meaning "sense of movement," is sometimes used interchangeably; and the related adjective "kinesthetic" is frequently used.
The muscle sense informs us of movements of the joints and of positions of the limbs, as well as of resistance encountered by any movement. Muscular fatigue and soreness are sensed through the same general system of sense organs. This sense is very important in the control of movement, both reflex and voluntary movement. Without it, a person lacks information of where a limb is to start with, and naturally cannot know what movement to make; or, if a movement is in process of being executed, he has no information as to how far the movement has progressed and cannot tell when to stop it. Thus it is less strange than it first appears to learn that "locomotor ataxia", a disease which shows itself in poor control of movement, is primarily a disease affecting not the motor nerves but the sensory nerves that take care of the muscle sense.
The muscle sense tells us about joint movements and limb positions, as well as the resistance we face during movement. We also feel muscular fatigue and soreness through this same general system of sensory organs. This sense is crucial for controlling movement, both reflexive and voluntary. Without it, a person doesn't know where their limb is to begin with and understandably can't figure out what movement to make; or, if a movement is already happening, they lack information on how far it has gone and can't tell when to stop. Therefore, it's not surprising to learn that "locomotor ataxia," a condition that results in poor movement control, primarily affects sensory nerves responsible for muscle sense rather than motor nerves.
EXERCISES
1. Outline the chapter, rearranging the material somewhat, so as to
state, under each sense, (a) what sense cells, if any, are present
in the sense organ, (b) what accessory apparatus is present in the
sense organ, (c) what stimuli arouse the sense, (d) what are the
elementary responses of the sense, (e) peculiar blends occurring
within the sense or between this sense and another, (f) what can be
said regarding adaptation of the sense, and (g) what can be said
regarding after-images of the sense.
2. Classify the senses according as they respond to stimuli
(a) internal to the body, (b) directly affecting the surface of the
body, (c) coming from a distance.
3. What distinctive uses are made of each sense?
4. Explore a small portion of the skin, as on the back of the hand,
for cold spots, and for pain spots.
5. Try to analyze the smooth sensation obtained by laying the
finger tip on a sheet of paper, and the rough sensation obtained by
laying the finger tip on the surface of a brush, and to describe
the difference in terms of the elementary skin sensations.
6. Is the pain sense a highly developed sense, to judge from its
sense organ? Is it highly specialized? highly sensitive? How does
its peculiarity in these respects fit it for its use?
7. Separation of taste and smell. Compare the taste of foods when
the nostrils are held closed with the taste of the same food when
the nostrils are opened.
8. Make a complete analysis of the sensations obtained from chocolate
ice cream in the mouth.
9. Peripheral vision. (a) Color sense. While your eyes are looking
rigidly straight ahead, take a bit of color in the hand and bring
it slowly in from the side, noticing what color sensation you get
from it when it can first be seen at all, and what changes in color
appear as it moves from the extreme periphery to the center of the
field of view, (b) Form sense. Use printed letters in the same way,
noticing how far out they can be read, (c) Sense of motion. Notice
how far out a little movement of the finger can be seen. Sum up
what you have learned of the differences between central and
peripheral vision. What is the use of peripheral vision?
10. Light and dark adaptation. Go from a dimly lighted place
into bright sunlight, and immediately try for an instant to read
with the sun shining directly upon the page. Remaining in the
sunlight, {242} repeat the attempt every 10 seconds, and notice
how long it takes for the eye to become adapted to the bright
light. Having become light-adapted, go back into a dimly lighted
room, and see whether dark-adaptation takes more or less time than
light-adaptation.
11. Color adaptation. Look steadily at a colored surface, and notice
whether the color fades as the exposure continues. Try looking at
the color with one eye only, and after a minute look at the color
with each eye separately, and notice whether the saturation
appears the same to the eye that has been exposed to the color,
and to the eye that has been shielded.
12. Negative after-images. Look steadily for half a minute at a
black cross upon a white surface, and then turn the eyes upon a
plain gray surface, and describe what you see. (b) Look steadily
for half a minute at a colored spot upon a white or gray
background, and then turn the eyes upon a gray background, and
note the color of the after-image of the spot. Repeat with a
different color, and try to reach a general statement as to the
color of the negative after-image.
13. Positive visual after-images. Look in the direction of a bright
light, such as an electric light, holding the hand as a screen
before the eyes, so that you do not see the light. Withdraw the
hand for a second, exposing the eyes to the light, and immediately
screen the eyes again, and notice whether the sensation of the
light outlasts the stimulus.
14. Tactile after-images. Touch the skin lightly for an instant,
and notice whether the sensation ends as soon as the stimulus is
removed. If there is any after-image, is it positive or negative?
15. Tactile adaptation. Support two fingers on the edge of a table,
and lay on them a match or some other light object. Let this
stimulus remain there, motionless, and notice whether the tactile
sensation remains steady or dies out. What is the effect of making
slight movements of the fingers, and so causing the stimulus to
affect fresh parts of the skin?
16. Temperature sense adaptation. Have three bowls of water, one
quite warm, one cold, one medium. After holding one hand in the
warm water and the other in the cold, transfer both simultaneously
to the medium water and compare the temperature sensations got by
each hand from this water. State the result in terms of
adaptation.
17. Overtones. These can be quite easily heard in the sound of a
large bell. What use does the sense of hearing make of overtones?
1. Outline the chapter by reorganizing the content a bit to show, for each sense: (a) what sensory cells, if any, are found in the sensory organ, (b) what additional structures are present in the sensory organ, (c) what stimuli trigger the sense, (d) what are the basic responses of the sense, (e) any unique combinations occurring within the sense or between this sense and another, (f) what can be said about the adaptation of the sense, and (g) what can be said about after-images of the sense.
2. Classify the senses based on how they respond to stimuli: (a) that are internal to the body, (b) that directly affect the surface of the body, (c) that come from a distance.
3. What specific uses are there for each sense?
4. Examine a small area of the skin, such as the back of the hand, for cold spots and pain spots.
5. Analyze the smooth sensation of touching a fingertip to a sheet of paper and the rough sensation of touching a fingertip to the surface of a brush, and describe the differences in terms of the basic skin sensations.
6. Is the pain sense well-developed based on its sensory organ? Is it highly specialized? Extremely sensitive? How do its unique features in these aspects suit its purpose?
7. Separate taste and smell. Compare the taste of foods when your nostrils are closed with the taste of the same food when your nostrils are open.
8. Conduct a complete analysis of the sensations experienced from chocolate ice cream in the mouth.
9. Peripheral vision. (a) Color sense. While your eyes are focused straight ahead, hold a piece of color in your hand and slowly bring it in from the side, noticing the color sensation you get when it first becomes visible, and what changes in color occur as it moves from the extreme edge to the center of your field of view. (b) Form sense. Use printed letters in the same way, noting how far out they can be read. (c) Sense of motion. Observe how far out a small movement of your finger can be seen. Summarize what you’ve learned about the differences between central and peripheral vision. What is the purpose of peripheral vision?
10. Light and dark adaptation. Go from a dimly lit area into bright sunlight, and immediately try to read with the sun shining directly on the page. Staying in the sunlight, {242} repeat this attempt every 10 seconds, and notice how long it takes for your eyes to adjust to the bright light. Once adjusted to the light, return to a dimly lit room, and see whether adjusting to the dark takes more or less time than adjusting to the light.
11. Color adaptation. Stare at a colored surface and notice whether the color fades as the exposure continues. Try observing the color with one eye only, and after a minute, look at the color with each eye separately, noticing if the saturation appears the same to the eye exposed to the color and to the one that has been shielded.
12. Negative after-images. Look steadily for half a minute at a black cross on a white surface, then turn your eyes to a plain gray surface and describe what you see. (b) Look steadily for half a minute at a colored spot on a white or gray background, then shift your gaze to a gray background and note the color of the after-image of the spot. Repeat with a different color and try to arrive at a general statement about the color of the negative after-image.
13. Positive visual after-images. Look toward a bright light, like an electric light, holding your hand as a screen before your eyes, so you don’t see the light. Move your hand away for a second, exposing your eyes to the light, and then quickly cover your eyes again, and see if the sensation of the light lasts longer than the stimulus.
14. Tactile after-images. Lightly touch the skin for a moment and notice whether the sensation ends as soon as the stimulus is removed. If there's any after-image, is it positive or negative?
15. Tactile adaptation. Rest two fingers on the edge of a table and place a match or some other light object on them. Keep this stimulus still and observe whether the tactile sensation remains constant or diminishes. What happens when you make slight movements of your fingers, causing the stimulus to touch new areas of the skin?
16. Temperature sense adaptation. Have three bowls of water: one hot, one cold, and one at a medium temperature. After placing one hand in the warm water and the other in the cold, transfer both hands simultaneously to the medium water and compare the temperature sensations each hand gets from it. Explain the result in terms of adaptation.
17. Overtones. These can be easily heard in the sound of a large bell. How does the sense of hearing utilize overtones?
REFERENCES
For a somewhat fuller discussion of the topic of sensation, see Warren's Human Psychology, 1919, pp. 151-214; and for a much fuller discussion, see Titchener's Textbook of Psychology, 1909, pp. 46-224.
For a more detailed discussion on the topic of sensation, check out Warren's Human Psychology, 1919, pp. 151-214; and for an even more comprehensive discussion, look at Titchener's Textbook of Psychology, 1909, pp. 46-224.
For a really thorough consideration of the facts and theories of color vision, see J. Herbert Parsons, An Introduction to the Study of Colour Vision, 1915.
For a complete look at the facts and theories of color vision, check out J. Herbert Parsons, An Introduction to the Study of Colour Vision, 1915.
For a more complete statement of the Ladd-Franklin theory, see the article on "Vision", in Baldwin's Dictionary of Philosophy and Psychology, 1902.
For a more complete explanation of the Ladd-Franklin theory, see the article on "Vision" in Baldwin's Dictionary of Philosophy and Psychology, 1902.
For a recent study that has revolutionized the psychology of the sense of smell, see Der Geruch, by Hans Henning, 1916, or a review of the same by Professor Gamble in the American Journal of Psychology, 1921, Vol. 32, pp. 290-296.
For a recent study that has changed the psychology of smell, check out Der Geruch by Hans Henning, 1916, or read a review of it by Professor Gamble in the American Journal of Psychology, 1921, Vol. 32, pp. 290-296.
For an extensive discussion of the "Psychology of Sound", sec the book with this title by Henry J. Watt, 1917.
For a detailed discussion of the "Psychology of Sound," see the book by Henry J. Watt, 1917, that has this title.
For a full account of taste, see Hollingworth and Poffenberger's Sense of Taste, 1917.
For a complete explanation of taste, check out Hollingworth and Poffenberger's Sense of Taste, 1917.
CHAPTER XI
ATTENTION
HOW WE ATTEND, TO WHAT, AND WITH WHAT RESULTS
"Attention!" shouts the officer as a preliminary to some more specific command, and the athletic starter calls out "Ready!" for the same purpose. Both commands are designed to put the hearer in an attitude of readiness for what is coming next. They put a stop to miscellaneous doings and clear the way for the specific reaction that is next to be called for. They nullify the effect of miscellaneous stimuli that are always competing for the hearer's attention, and make him responsive only to stimuli coming from the officer. They make the hearer clearly conscious of the officer. They arouse in the hearer a condition of keen alertness that cannot be maintained for more than a few seconds unless some further command comes from the officer. In all these ways "attention" in the military sense, or "readiness" in the athletic sense, affords a good picture of the psychology of attention. Attention is preparatory, selective, mobile, highly conscious. To attend to a thing is to be keenly conscious of that thing, it is to respond to that thing and disregard other things, and it is to expect something more from that thing.
"Attention!" yells the officer as a lead-in to a more specific order, and the athletic starter calls out "Ready!" for the same reason. Both commands are meant to get the listener in the right mindset for what’s coming next. They stop any random actions and clear the way for the particular response that is about to be asked for. They cancel out the effects of various distractions that are always vying for the listener’s focus, making them attentive only to what the officer says. They make the listener fully aware of the officer's presence. They create a state of high alert that can’t be sustained for more than a few seconds unless another command comes from the officer. In all these ways, "attention" in a military context, or "readiness" in a sports context, offers a clear picture of attention's psychology. Attention is preparatory, selective, mobile, and highly conscious. To pay attention to something means to be acutely aware of it, to respond to it while ignoring everything else, and to anticipate something more from it.
Attention is, in a word, exploratory. To attend is to explore, or to start to explore. Primitive attention amounts to the same as the instinct of exploration. Its natural stimulus is anything novel or sudden, its "emotional state" is curiosity or expectancy, and its instinctive reaction consists {245} of exploratory movements. Its inherent impulse is to explore, examine, or await.
Attention is, in short, about exploration. To pay attention is to explore or to begin exploring. Basic attention is similar to the instinct to explore. What naturally grabs our attention is anything new or unexpected; the emotional response is curiosity or anticipation, and the instinctive reaction involves exploratory movements. The fundamental drive is to explore, examine, or wait.
Attention belongs fundamentally among the native forms of behavior. The child does not have to learn to attend, though he must learn to attend to many things that do not naturally get his attention. Some stimuli naturally attract attention, and others attract attention only because of previous experience and training. In considering the whole subject of attention, then, we shall in part be dealing with native responses, and in part with responses that are acquired. But the great laws of attention, which will come to light in the course of the chapter, are at the same time general laws of reaction, and belong under the head of native characteristics.
Attention is primarily one of the inherent ways of behaving. A child doesn’t need to be taught to pay attention, although they do need to learn to focus on many things that don't naturally grab their interest. Some stimuli naturally capture attention, while others do so only because of past experiences and training. When we look at the entire topic of attention, we'll be addressing both natural responses and learned ones. However, the main principles of attention that will be revealed throughout this chapter are also fundamental laws of reaction and fall under the category of innate traits.
The Stimulus, or What Attracts Attention
We can attend to anything whatever, but are more likely to attend to some things than to others. As stimuli for attention, some objects are much more effective than others, and the question is, in what way one object has the advantage over another. There are several ways, several "factors of advantage", we may call them.
We can focus on anything, but we're more likely to pay attention to some things over others. Some objects are much more effective at grabbing our attention than others, and the question is how one object has the upper hand over another. There are several ways, several "factors of advantage," we can call them.
Change is the greatest factor of advantage. A steady noise ceases after a while to be noticed, but let it change in any respect and immediately it arrests attention. The ticking of the clock is a good example: as long as it keeps uniformly on, it is unnoticed, but if it should suddenly beat faster or louder or in a different key, or even if it should stop altogether, it would "wake us up" with a start. The change in the stimulus must not be too gradual if it is to be effective, it must have a certain degree of suddenness. It may be a change in intensity, a becoming suddenly stronger or weaker; or it may be change in quality, as in tone, or {246} color, or odor; or it may be a change in position, a movement in space. When one who is holding our arm gives it a sudden squeeze to attract our attention, that is a change of intensity; when we step from the bank into the water, the sudden change from warmth to cold, that gets our attention without fail, is a change of quality; and something crawling on the skin attracts attention by virtue of its motion. Anything moving in the field of view is also an unfailing stimulus to attention.
Change is the biggest advantage. A constant sound eventually becomes unnoticed, but if it changes in any way, it immediately grabs attention. The ticking of a clock is a perfect example: as long as it ticks consistently, we hardly notice it, but if it suddenly ticks faster, louder, or in a different tone—or even if it just stops—we’re jolted awake. For a change to catch our attention effectively, it can’t be too gradual; it needs to have some suddenness to it. This change can be in intensity, like suddenly becoming stronger or weaker, or it can be a change in quality, such as in tone, color, or smell; it could also be a change in position, a movement through space. When someone holding our arm gives it a quick squeeze to get our attention, that’s a change in intensity; when we step from the shore into the water, the sudden shift from warmth to cold catches our attention without fail—it’s a change in quality; and something crawling on our skin grabs our focus because it’s moving. Anything that moves within our line of sight is also a guaranteed trigger for our attention.
Strength, or high intensity of a stimulus, is another important factor of advantage. Other things being equal, a strong stimulus will attract attention before a weak one. A loud noise has the advantage over a low murmur, and a bright flash of light over a faint twinkle.
Strength, or the high intensity of a stimulus, is another key factor of advantage. When other conditions are the same, a strong stimulus will capture attention more effectively than a weak one. A loud noise is more attention-grabbing than a soft murmur, and a bright flash of light stands out more than a faint twinkle.
In the case of visible objects, size has about the same effect as intensity. The large features of the landscape are noticed before the little details. The advertiser uses large type, and pays for big space in the newspaper, in the effort to attract the attention of the reader.
In the case of visible objects, size has a similar impact as intensity. The large features of the landscape catch our eye before the smaller details. Advertisers use big fonts and pay for larger spaces in newspapers to grab the reader's attention.
[Footnote: Often he pays more than the space is worth; at least doubling the size of his "ad" will not, on the whole, double the amount of attention he gets, or the number of readers whose attention he will catch. The "attention value" of an advertisement has been found by Strong to increase, not as fast as the increase in space, but about as the square root of the space occupied.]
[Footnote: Often he pays more than the space is worth; at least doubling the size of his "ad" won't necessarily double the amount of attention he receives or the number of readers he attracts. Strong has discovered that the "attention value" of an advertisement increases, although not as quickly as the increase in space, but roughly in proportion to the square root of the space occupied.]
Another similar factor is repetition. Cover a billboard with several copies of the same picture, and it attracts more attention than a single one of the pictures would. Repeat a "motive" in the decoration of a building, and it is more likely to be noticed. Repeat a cry or call several times, and after a while it may be noticed, though not at first. The "summation of stimuli" has much the same effect as increasing the intensity of a single stimulus.
Another similar factor is repetition. If you cover a billboard with multiple copies of the same image, it grabs more attention than just one picture would. If you use the same design element in a building's decoration, it’s more likely to be seen. If you shout a phrase several times, eventually it might be heard, even if it wasn’t at first. The "summation of stimuli" works similarly to increasing the strength of a single stimulus.
If, however, a stimulus is repeated or continued for a long time, it will probably cease to hold attention, because of its {247} monotony, or, in other words, because it lacks the element of change.
If a stimulus is repeated or lasts for a long time, it will likely stop grabbing attention because of its {247} monotony, or in other words, because it lacks any element of change.
Striking quality is an advantage, quite apart from the matter of intensity. Saturated colors, though no stronger in intensity of light than pale colors, are stronger stimuli for attention. High notes are more striking than low. Itch, tickle and pain get attention in preference to smooth touch. "Striking" cannot be defined in physical terms, but simply refers to the fact that some kinds of stimulus get attention better than others.
Striking quality is an advantage, separate from intensity. Vivid colors, even if they aren't brighter than light, grab more attention than softer colors. High notes stand out more than low ones. Itch, tickle, and pain catch our attention more than a smooth touch. "Striking" can't be defined in physical terms; it just means that certain types of stimuli are better at grabbing our attention than others.
Definite form has the advantage over what is vague. A small, sharply defined object, that stands out from its background, attracts the eye more than a broad, indefinite expanse of light such as the sky. In the realm of sound, "form" is represented by rhythm or tune, and by other definite sequences of sound, such as occur in the jingles that catch the little child's ear.
Definite form is better than what is unclear. A small, clearly defined object that stands out from its background grabs attention more than a wide, undefined area of light like the sky. In the world of sound, "form" is shown through rhythm or melody, along with other clear sequences of sound, like the jingles that attract a young child's attention.
The factors of advantage so far mentioned are native, and a stimulus possessing one or more of them is a natural attention-stimulus. But the individual also learns what is worth noticing, and what is not, and thus forms habits of attention, as well as habits of inattention. The automobile driver forms the habit of attending to the sound of his motor, the botanist forms the habit of noticing such inconspicuous objects as the lichens on the tree trunks. On the other hand, any one forms the habit of not noticing repeated stimuli that have no importance for him. Move into a house next the railroad, and at first you notice every train that passes; even at night you awake with a start, dreaming that some monster is pursuing you; but after a few days the trains disturb you very little, night or day. The general rule covering attention habits is this: anything that you have to work with, or like to play with, acquires the power to attract your attention, while anything that you do nothing {248} with loses whatever hold on your attention it may have possessed by virtue of its intensity, quality, etc.
The advantages mentioned so far are inherent, and a stimulus that has one or more of these qualities naturally grabs our attention. However, individuals also learn what is worth noticing and what isn’t, developing both habits of attention and habits of inattention. For example, a driver gets into the habit of listening closely to the sound of their engine, while a botanist becomes skilled at spotting subtle things like lichens on tree trunks. Conversely, people tend to ignore repeated stimuli that are unimportant to them. If you move into a house next to the railroad, you’ll initially notice every train that goes by, and even wake up startled at night, feeling like something is chasing you. But after a few days, the trains barely disrupt your sleep, day or night. The general rule regarding attention habits is this: anything you work with or enjoy playing with will naturally draw your attention, while anything you don’t interact with loses its grip on your focus, regardless of its intensity, quality, or other characteristics.
Besides these permanent habits of attention, there are temporary adjustments determined by the momentary interest or desire. Stimuli relevant to the momentary interest have an unwonted hold upon attention, while things out of line with this interest may escape attention altogether, even though the same things would ordinarily be noticed. What you shall notice in the store window is governed by what you are looking for as much as by the prominence of the object in the total display. When you are angry with a person, you notice bad points about him that you usually overlook, and any aroused desire adjusts or "sets" attention in a similar way. The desire or interest of the moment facilitates attention to certain stimuli and inhibits attention to others, and is thus an important factor of advantage.
Besides these permanent habits of attention, there are temporary adjustments based on momentary interest or desire. Stimuli relevant to that momentary interest have an unusual grip on our attention, while things that don’t align with this interest can easily be overlooked, even if they would typically catch our eye. What you notice in the store window is shaped by what you’re searching for as much as by how prominent the object is in the overall display. When you're upset with someone, you tend to notice their flaws that you usually ignore, and any strong desire will similarly adjust or "set" your attention. The desire or interest of the moment facilitates attention to certain stimuli and inhibits attention to others, making it a crucial factor in gaining an advantage.
The interest of the moment is often represented by a question. Ask yourself what spots of red there are in the field of view, and immediately various red spots jump out and strike the eye; ask yourself what pressure sensations you are getting from the skin, and immediately several obtrude themselves. A question sets attention towards whatever may furnish an answer.
The focus of the moment is often represented by a question. Ask yourself what red spots you see in your view, and immediately different red spots pop out and catch your eye; ask yourself what pressure sensations you’re feeling on your skin, and suddenly several come to mind. A question directs your attention to anything that might provide an answer.
To sum up, we may say that three general factors of advantage determine the power of any stimulus to attract attention. There is the native factor, consisting of change, intensity, striking quality, and definite form; there is the factor of habit, dependent on past experience; and there is the factor of present interest and desire.
To sum up, we can say that three main factors determine how much a stimulus can grab our attention. First, there's the inherent factor, which includes change, intensity, striking quality, and clear form; second, there's the habit factor, which relies on our past experiences; and finally, there's the factor of current interest and desire.
The Motor Reaction in Attention
Attention is obviously a reaction of the individual to the stimulus that gets his attention; and it is in part a motor {249} reaction. The movements that occur in attending to an object are such as to afford a better view of it, or a better hearing of it, or, in general, such as to bring the sense organs to bear on it as efficiently as possible.
Attention is clearly the way a person responds to something that grabs their focus; and it's partly a physical reaction. The movements made while focusing on an object help to provide a clearer view or better hearing of it, or in general, they help the senses work on it as effectively as possible.
We may distinguish two sorts of motor reaction that occur in attention: the general attentive attitude, and the special adjustments of the sense organs. An audience absorbed in a speech or musical performance gives a good picture of the general attentive attitude. You notice that most people look fixedly towards the speaker, as if listening with their eyes, and that many of them lean forward as if it were important to get just as close as possible. All the little restless movements cease, so that you could "hear a pin drop", and at the tensest moments even the breath is checked. The attitude of attention is one of tense immobility, with the whole body oriented towards the object of attention. When the object of attention is something not present but thought of, a somewhat similar rigid attitude is assumed; the body is apt to lean forward, the neck to be held stiff, and the eyes to "stare at vacancy", i.e., to be fixed on some convenient object as a mere resting place, while attention is fixed outside the visual field altogether.
We can identify two types of motor reactions that happen when we pay attention: the general attentive attitude and the specific adjustments of the sense organs. An audience focused on a speech or a musical performance showcases the general attentive attitude. You can see that most people are staring intently at the speaker, as if they are listening with their eyes, and many lean forward, eager to get as close as possible. All the little fidgeting stops, making it so quiet you could "hear a pin drop," and during the most intense moments, even breathing can hold back. The attentive posture is one of tense stillness, with the whole body directed towards the focus of attention. When the object of attention is something that isn’t physically present but is in thought, a similar rigid stance is adopted; the body tends to lean forward, the neck remains stiff, and the eyes "stare into space," meaning they fixate on some nearby object as a resting spot, while attention is actually focused beyond the visual field.
But we spoke of attention as mobile, and it would be strange if its mobility did not show itself in the motor reaction. It does in fact show itself in the sense organ adjustments which amount to exploratory reactions. Attention to an object in the hand is shown by "feeling of it", to a substance in the mouth by tasting movements, to an odor by sniffing movements, to a sound by cocking the head and turning the eyes towards the source of sound. The most instructive of this type of attention-reactions are those of the eyes. The eye is focused on the object that arouses attention, the lens being accommodated for its distance by the action of the little ciliary muscle inside the {250} eyeball; the two eyes are converged upon the object, so that the light from it strikes the fovea or best part of each retina; and the eyes are also turned up, down or sidewise, so as, again, to receive the light from the object upon the fovea.
But we talked about attention as being mobile, and it would be odd if that mobility didn't show up in our physical reactions. It actually does appear in the sense organ adjustments that act as exploratory reactions. Paying attention to an object in your hand is shown by "feeling it," to a substance in your mouth by tasting movements, to a smell by sniffing, and to a sound by tilting your head and turning your eyes toward the source of the sound. The most telling examples of this type of attention reaction come from the eyes. The eye focuses on the object that grabs attention, with the lens adjusting for distance thanks to the little ciliary muscle inside the {250} eyeball; both eyes converge on the object, ensuring that light from it hits the fovea, or the best part of each retina; and the eyes also move up, down, or sideways to again receive light from the object on the fovea.
This last class of eye movements is specially instructive and shows specially well the mobility of attention. Let a bright or moving object appear somewhere in the field of view--immediately the eyes turn towards it with a quick jump, fixate it for a few seconds and then jump elsewhere unless the object is found to be specially significant. Watch the eyes of one who is looking at a picture or scene of any sort, and you will see his eyes jumping hither and thither, as his attention shifts from one part of the scene to another. Ask him to abstain from this jumpy movement and let his eyes "sweep over" the scene, and he will confidently try to follow your instructions, but if you watch his eyes you will find them still jumping. In fact, "sweeping the glance" is a myth. It cannot be done. At least, there is only one case in which it can be done, and that is when there is a moving object to look at. Given an object moving at a moderate speed across the field of view, and the eyes can follow it and keep pace with it pretty accurately. But without the moving object as stimulus, the eyes can only execute the jump movement. There are thus two types of exploratory eye movement: the "jump" in passing from one object to another, and the "pursuit movement" in examining a moving object.
This final category of eye movements is particularly revealing and highlights the flexibility of attention. When a bright or moving object appears in your field of vision, your eyes automatically turn toward it with a quick movement, fixate on it for a few seconds, and then leap to another point unless the object turns out to be especially important. If you observe someone looking at a picture or scene, you'll see their eyes darting back and forth as their attention shifts from one part of the scene to another. If you ask them to stop this jumpy movement and let their eyes "sweep over" the scene, they will try to follow your instructions confidently, but if you pay attention, you'll find their eyes still jumping around. In fact, "sweeping the glance" is a myth. It's simply not possible. The only time it can happen is when there's a moving object to focus on. With an object moving at a moderate speed across the field of view, the eyes can track it fairly accurately. But without a moving object as a stimulus, the eyes can only perform the jump movement. There are thus two types of exploratory eye movement: the "jump" when moving from one object to another, and the "pursuit movement" when examining a moving object.
In reading, the eye moves by a series of short jumps from left to right along the first line of print, makes a long jump back to the beginning of the second line and another series of short jumps along that line, and so on. To appreciate the value of this jerky movement, we need to understand that each short jump occupies but a thirtieth to a fiftieth {251} of a second, while the "fixation pauses" between jumps last much longer, with the result that over ninety per cent. of the time spent on a line of print is fixation time, and less than ten per cent, is occupied in jumping from one fixation to the next. Now, it has been found that nothing of any consequence is seen during the eye jumps, and that the real seeing takes place only during the fixations. The jump movement, therefore, is simply a means of passing from one fixation to another with the least possible loss of time.
In reading, the eye makes a series of quick jumps from left to right along the first line of text, takes a longer jump back to the start of the second line, and then continues with more quick jumps along that line, and so on. To understand the importance of this jerky movement, we need to recognize that each quick jump lasts only about a thirtieth to a fiftieth {251} of a second, while the "fixation pauses" between jumps are much longer. As a result, over ninety percent of the time spent on a line of text is fixation time, and less than ten percent is spent jumping from one fixation to the next. Research shows that nothing significant is perceived during the eye jumps, and true seeing only happens during the fixations. Thus, the jumping movement is just a way to move from one fixation to another with minimal time lost.
The eye sees an object distinctly only when at rest with respect to the object. If the object is still, the eye must be still to see it distinctly, and to see its different parts must fixate one after the other, jumping from one part to another. But if the object is in motion, the eye may still be able to see it distinctly by means of the pursuit movement, which is a sort of moving fixation.
The eye can only see an object clearly when it is still relative to it. If the object is not moving, the eye needs to be still to see it clearly and must focus on each part one at a time, moving from one part to another. However, if the object is in motion, the eye can still clearly see it through a movement called pursuit movement, which is like a moving focus.
The Shifting of Attention
Eye movement affords a good picture of the mobility of attention. Ordinarily the eye shifts frequently from one part of the field of view to another. When simply exploring a scene, it shifts about in what seems an indiscriminate way, though really following the principle of deserting each object as soon as it has been examined, and jumping to that other object which next has the advantage on account of movement, brightness, color, definite form, or habit of attention. In reading, however, the eye is governed by a definite interest, and moves consecutively along the series of words, instead of shifting irregularly about the page.
Eye movement gives a clear insight into how attention moves. Typically, the eye frequently shifts from one part of the view to another. When casually exploring a scene, it darts around seemingly at random, but it's actually following the principle of leaving each object as soon as it has been looked at, and jumping to the next one that stands out due to movement, brightness, color, clear shape, or a tendency to attract attention. In reading, though, the eye is directed by a specific interest and moves continuously along the line of words instead of jumping around the page haphazardly.
A moving object, or an object that is doing something, or even a complex object that presents a number of parts to be examined in turn, can hold the eye for some time. But it is almost impossible to hold the eye fixed for any length of time on a simple, motionless, unchanging object.
A moving object, or an object that is active, or even a complex object with several parts to look at one by one, can capture attention for a while. However, it's nearly impossible to keep someone's gaze locked on a simple, still, unchanging object for very long.
Attention is mobile because it is exploratory; it continually seeks something fresh for examination. In the presence of a complex of sights and sounds and touch stimuli, it tends to shift every second or two from one part of the situation to another. Even if you are lying in bed with your eyes closed, the movement of attention still appears in the rapid succession of thoughts and images, and some shift usually occurs as often as once a second.
Attention is dynamic because it's curious; it constantly looks for something new to explore. In a setting filled with various sights, sounds, and tactile sensations, it tends to move from one aspect of the environment to another every second or so. Even when you're lying in bed with your eyes shut, attention still manifests in the quick flow of thoughts and images, and a shift usually happens roughly once a second.
A few simple experiments will serve to throw the shifting of attention into clearer relief. Look fixedly at a single letter written on a blank sheet of paper, and notice how one part after another of the letter stands out; notice also that attention does not stick absolutely to the letter, since thoughts obtrude themselves at intervals.
A few simple experiments will help make the shifting of attention clearer. Focus intently on a single letter written on a blank sheet of paper, and observe how one part of the letter after another becomes prominent; also notice that attention doesn’t stay completely on the letter, as thoughts can interrupt it from time to time.
O O O O O O O O O O O O O
O O O O O O O O O O O O O
Fig. 42.--A dot figure, from Sanford. Look steadily at it.]
Fig. 42.--A dot figure, from Sanford. Stare at it steadily.
Or, make a "dot figure", composed of six or eight or more dots arranged either regularly or irregularly, and look steadily at the collection. Probably you will find that the dots seem to fall into figures and groups, and that the grouping changes frequently. Objectively, of course, the dots are grouped in one way as much as another, so that any particular grouping is your own doing. The objective stimulus, in other words, is capable of arousing several grouping reactions on your part, and does arouse different reactions one after another
Or, create a "dot figure" made up of six, eight, or more dots arranged either in a regular or random pattern, and focus on the arrangement. You'll likely notice that the dots appear to form shapes and clusters, and that the grouping changes often. Objectively, the dots are grouped in one way as much as another, meaning that any specific grouping is your own perception. In other words, the objective stimulus can trigger several reactions in how you group them, and does provoke different reactions one after another.
Shifting also appears in looking at an {253} "ambiguous figure", drawn so as to represent equally well a solid object in either of two different positions. The transparent cube, showing near and far edges alike, is a good example. Look steadily at such a drawing, and the cube will appear to shift its position from time to time. Numerous such figures can be constructed; the most celebrated is the ambiguous staircase. Look steadily at it, and suddenly you see the under side of a flight of stairs, instead of the upper; and if you keep on looking steadily, it shifts back and forth between these two positions.
Shifting also happens when looking at an {253} "ambiguous figure," designed to represent a solid object equally well in two different positions. A transparent cube, showing both near and far edges, is a great example. If you stare at such a drawing, the cube seems to change its position now and then. Many of these figures can be created; the most famous is the ambiguous staircase. Focus on it, and you suddenly see the underside of a flight of stairs instead of the top; if you continue to look steadily, it shifts back and forth between these two views.
Fig. 43.--The ambiguous cube figure.
Fig. 43.--The ambiguous cube shape.
Fig. 44.--The ambiguous staircase figure.
Fig. 44.--The unclear staircase figure.
A still more striking case of shifting goes by the name of "binocular rivalry", and occurs when colors or figures that we cannot combine into a single picture are presented, {254} one to one eye, and the other to the corresponding part of the other retina. Hold red glass close in front of one eye and blue before the other, and look through both at once towards a bright background, and you will see red part of the time and blue part of the time, the two alternating as in the case of ambiguous figures.
A more striking example of shifting is known as "binocular rivalry," which happens when colors or shapes that we can't blend into one image are shown—{254} one to one eye and the other to the matching part of the other retina. If you hold a red filter in front of one eye and a blue filter in front of the other, then look through both at a bright background, you'll see red sometimes and blue at other times, with the two alternating like in ambiguous images.
Fig. 45.--Another ambiguous figure, which can be seen
in three ways.
Fig. 45.--Another unclear figure that can be interpreted in three different ways.
The stereoscope is a great convenience in applying inconsistent stimuli to the two eyes, and by aid of this instrument a great variety of experiments can be made. It is thus found that, if the field before one eye is a plain color, while the other, of a different color, has any little figure on it, this figure has a great advantage over the rival plain color and stays in sight most of the time. Anything moving in one field has a similar advantage, and a bright field has the advantage over a darker one. Thus the same factors of advantage hold good in binocular rivalry as in native attention generally.
The stereoscope is really useful for showing different images to each eye, and it allows for a wide range of experiments. It turns out that if one eye sees a solid color while the other sees a different color with a small figure on it, that figure stands out much more than the plain color and is usually easier to notice. Similarly, anything that moves in one field draws more attention, and a bright field outshines a darker one. So, the same principles of attention apply in binocular rivalry as they do in general attention.
A different kind of shifting appears in what is called "fluctuation of attention". Make a light gray smudge on a white sheet of paper, and place this at such a distance that the gray will be barely distinguishable from the white {255} background. Looking steadily at the smudge, you will find it to disappear and reappear periodically. Or, place your watch at such a distance that its ticking is barely audible, and you will find the sound to go out and come back at intervals. The fluctuation probably represents periodic fatigue and recovery at the brain synapses concerned in observing the faint stimulus.
A different kind of change shows up in what's called "fluctuation of attention." Make a light gray smudge on a white sheet of paper and place it at a distance where the gray is barely distinguishable from the white {255} background. If you look steadily at the smudge, you'll notice it disappearing and reappearing periodically. Alternatively, place your watch at such a distance that its ticking is hardly audible, and you’ll find that the sound fades in and out at intervals. This fluctuation likely reflects periods of fatigue and recovery in the brain synapses involved in noticing the faint stimulus.
Shiftings of the fluctuation type, or of the rivalry type either, are not to be regarded as quite the same sort of thing as the ordinary shiftings of attention. The more typical movement of attention is illustrated by the eye movements in examining a scene, or by the sequence of ideas and images in thinking or dreaming. Rivalry and fluctuation differ from this typical shifting of attention in several ways:
Shiftings of the fluctuation type, or of the rivalry type, shouldn't be seen as exactly the same as regular shifts in attention. The more typical movement of attention is shown through eye movements when looking at a scene, or by the sequence of ideas and images while thinking or dreaming. Rivalry and fluctuation differ from this typical shifting of attention in several ways:
(1) The typical movement of attention is quicker than the oscillation in rivalry or fluctuation. In rivalry, each appearance may last for many seconds before giving way to the other, whereas the more typical shift of attention occurs every second or so. In fact, during a rivalry or fluctuation experiment, you may observe thoughts coming and going at the same time, and at a more rapid rate than the changes in the object looked at. Attention does not really hold steady during the whole time that a single appearance of an ambiguous figure persists.
(1) The usual way our attention shifts is faster than the back-and-forth in rivalry or fluctuation. In rivalry, each image can last several seconds before it’s replaced by another one, while the more common change in attention happens about once every second. Actually, during a rivalry or fluctuation experiment, you might notice thoughts popping in and out simultaneously, and at a quicker pace than the changes in the object being observed. Attention doesn’t really stay focused for the entire time that a single version of an ambiguous figure is visible.
(2) Rivalry shifts are influenced very little, if at all, by the factor of momentary desire or interest, and are very little subject to control.
(2) Changes in rivalry are barely influenced by temporary desires or interests and are hardly under anyone's control.
(3) In rivalry, the color that disappears goes out entirely, and in looking at a dot figure or ambiguous figure you get the same effect, since the grouping or appearance that gives way to another vanishes itself for the time being. But when, in exploring a scene with the eyes, you turn from one object to another, the object left behind simply retires to the background, without disappearing altogether; and, {256} in the same way, when attention shifts from one noise to another, the first noise does not lapse altogether but remains vaguely heard. Or when, in thinking of a number of people, one after another comes to mind, the first one does not go out of mind altogether when attention moves to the next, but remains still vaguely present for a few moments.
(3) In rivalry, the color that disappears completely fades out, and when you look at a dot figure or an ambiguous figure, you get the same effect because the grouping or appearance that gives way to another simply vanishes for a while. However, when you explore a scene with your eyes and shift from one object to another, the object you left behind fades into the background without disappearing entirely; and, {256} in the same way, when your attention moves from one noise to another, the first noise doesn’t disappear completely but lingers faintly. Similarly, when you think of a group of people, as one after another comes to mind, the first one doesn’t completely go out of mind when your attention shifts to the next; it still remains vaguely present for a few moments.
Laws of Attention and Laws of Reaction in General
Shifting occurs also in reflex action. Let two stimuli be acting at once, the one calling for one reflex and the other for the opposed reflex (as flexion and extension of the same limb), and the result is that only one of these reactions will occur at the same time, the other being completely inhibited; but the inhibited reflex gets its turn shortly, provided the two stimuli continue to act, and, in fact, the two reactions may alternate in a way that reminds us of binocular rivalry or ambiguous figures. Three fundamental laws of reaction here come to light.
Shifting also happens in reflex actions. When two stimuli are at play simultaneously, one triggering one reflex and the other triggering the opposite reflex (like bending and straightening the same limb), only one of these reactions will happen at a time, while the other is fully blocked; however, the blocked reflex will take its turn soon enough, as long as the two stimuli keep acting, and, in fact, the two reactions can alternate in a way that resembles binocular rivalry or ambiguous images. Three basic laws of reaction become clear in this scenario.
(1) The law of selection: of two or more inconsistent responses to the same situation (or complex of stimuli), only one is made at the same time.
(1) The law of selection: out of two or more conflicting responses to the same situation (or set of stimuli), only one is chosen at a time.
(2) The law of advantage: one of the alternative responses has an initial advantage over the others, due to such factors as intensity and change in the stimulus, or to habits of reaction.
(2) The law of advantage: one of the alternative responses has an initial edge over the others, because of factors like the intensity and change in the stimulus, or due to established patterns of reaction.
(3) The law of shifting: the response that has the initial advantage loses its advantage shortly, and an alternative response is made, provided the situation remains the same.
(3) The law of shifting: the response that initially has the advantage quickly loses it, and an alternative response emerges, as long as the situation stays the same.
These three laws hold good of reactions at all levels, from reflex action to rational thinking.
These three laws apply to reactions at all levels, from reflex actions to rational thinking.
The mobility of attention obeys these same laws; only, attention is livelier and freer in its movements than reflex action or than the shifting in rivalry. Attention is more mobile and less bound to rigid rules.
The movement of attention follows these same principles; however, attention is more dynamic and unrestricted in its movements than reflex actions or competitive shifts. Attention is more agile and less tied to strict rules.
Sustained Attention
The mobility of attention is only half the story. When we speak, for instance, of a student as having good powers of attention, we are not thinking of mobility but rather of the opposite.
The ability to shift attention is just part of the picture. When we talk about a student having strong attention skills, we’re not referring to their ability to switch focus but to the opposite.
Eye movement, which we employed before as a picture of the movement of attention, affords also a picture of sustained attention. Remember how the eye moves in reading. Every second it shifts, but still it keeps to the line of print. Just so, attention keeps moving forward in the story we are reading, but sticks to the story. The more absorbed we are in the story, the more rapidly we read. Attention is sustained here, and still it moves. Sustained attention is not glued to one point, by any means, but is simply confined to a given object or theme, within which its motion may be as lively as ever.
Eye movement, which we used before to illustrate how attention shifts, also demonstrates sustained attention. Think about how your eyes move when you're reading. They shift every second, but they stay focused on the line of text. Similarly, our attention moves forward in the story we're reading while remaining centered on it. The more engaged we are in the story, the faster we read. Attention is sustained here, yet it’s still in motion. Sustained attention isn’t stuck on one point; it’s just focused on a specific object or theme, where it can be as active as it wants.
What is it, then, that sustains attention? Evidently it is the factor of present desire or interest, already mentioned. It is a reaction-tendency, aroused to activity by some stimulus or other, unable to reach its goal instantly, but persisting in activity for a while and facilitating responses that are in its line, while inhibiting others. Such a tendency facilitates response, i.e., attention, to certain stimuli, and inhibits attention to others, thus causing them to be overlooked and neglected.
What, then, keeps our attention? Clearly, it’s the factor of current desire or interest that was mentioned earlier. It’s a reaction that gets triggered by some kind of stimulus, unable to achieve its goal right away, but continuing to be active for a while and making it easier to respond to certain things while holding back responses to others. This kind of tendency helps us focus on specific stimuli and distracts us from others, causing those to be ignored and overlooked.
For the student, the ideal attention-sustainer is an interest in the matter presented. If, however, he cannot get up any absorbing interest in the subject-matter at once, he may generate the necessary motive force by taking the lesson as a "stunt", as something to be mastered, a spur to his self-assertion. In the old days, fear was often the motive force relied upon in the schoolroom, and the switch hanging {258} behind the efficient teacher's desk was the stimulus to sustained attention. There must be some tendency aroused if attention is to be sustained. The mastery impulse is certainly superior to fear for the purpose, but better than either is a genuine interest in the subject studied.
For students, the best way to stay focused is to have a genuine interest in the topic at hand. If they can't find that excitement right away, they can create the motivation by treating the lesson like a challenge to conquer, something to improve themselves with. In the past, fear was often the driving force in classrooms, and the switch hanging {258} behind the effective teacher's desk was a way to keep attention engaged. There needs to be some drive if attention is going to last. The desire to master something is definitely better than fear for this purpose, but the ideal scenario is to have a true interest in the material being studied.
In order to get up a genuine interest in a subject--an objective or inherent interest--it is usually necessary to penetrate into the subject for some little distance. The subject may not appeal to any of our native impulses, or to any interest that has been previously acquired, and how then are we to hold attention to it long enough to discover its inherent interest? Curiosity will give us a start, but is too easily satisfied to carry us far. Fear of punishment or disapproval, hope of reward or praise, being put on our mettle, or realizing the necessity of this subject for our future success, may keep us going till we find the subject attractive in itself.
To develop a genuine interest in a subject—an objective or intrinsic interest—it’s often necessary to dive into the topic for a while. The subject might not resonate with our natural impulses or any interests we've already developed, so how can we stay focused on it long enough to uncover its inherent interest? Curiosity can kick things off, but it’s often too easily satisfied to sustain our engagement. Fear of punishment or disapproval, desire for rewards or praise, being challenged, or recognizing the need for this subject for our future success can motivate us until we find the subject appealing on its own.
So, when the little child is learning to read, the printed characters have so little attractiveness in themselves that he naturally turns away from them after a brief exploration. But, because he is scolded when his mind wanders from those marks, because other children make fun of his blunders, because, when he reads correctly, he feels the glow of success and of applause, he does hold himself to the printed page till he is able to read a little, after which his interest in what he is reading is sufficient, without extraneous motives, to keep his nose between the covers of the story book more, perhaps, than is good for him. The little child, here, is the type of the successful student.
So, when a young child is learning to read, the printed letters aren’t very appealing on their own, so they usually look away after a quick look. However, since they get scolded when they lose focus on the letters, since other kids laugh at their mistakes, and since they feel proud and receive praise when they read correctly, they stay engaged with the text until they can read a bit. After that, their interest in what they’re reading is enough, without any outside reasons, to keep their head buried in storybooks, maybe even more than is healthy for them. This child represents the successful student.
Attention to a subject thus passes through three stages in its development. First comes the instinctive exploratory sort of attention, favored by the native factors of advantage. Next comes the stage of forced attention, driven by {259} extraneous motives, such as fear or self-assertion. Finally arrives the stage of objective interest. In the first and last stages attention is spontaneous, in the middle stage forced. The middle stage is often called that of voluntary attention, since effort has to be exerted to sustain attention, while the first and last stages, being free from effort, may be called involuntary.
Attention to a subject goes through three stages in its development. First, there’s the instinctive exploratory type of attention, driven by the natural factors of advantage. Next is the stage of forced attention, motivated by {259} external factors, like fear or the need to assert oneself. Finally, we reach the stage of objective interest. In the first and last stages, attention is spontaneous, while in the middle stage, it’s forced. The middle stage is often referred to as voluntary attention since it requires effort to maintain focus, whereas the first and last stages, being effortless, can be called involuntary.
Distraction
Distraction is an important topic for consideration in connection with sustained attention. A distraction is a stimulus that attracts attention away from the thing to which we mean to attend. There are always competing stimuli, and the various factors of advantage, especially desire or interest, determine which stimulus shall get attention at any moment.
Distraction is a key topic to think about when it comes to sustained attention. A distraction is something that draws attention away from what we intend to focus on. There are always competing stimuli, and factors like desire or interest influence which stimulus gets our attention at any given moment.
In the excited insane condition known as "mania" or the "manic state", the patient is excessively distractible. He commences to tell you something, all interest in what he has to say, but, if you pull out your watch while he is talking, he drops his story in the middle of a sentence and shifts to some remark about the watch. He seems to have no impulse persistent enough to hold his thoughts steady. There are contrary insane conditions in which it is almost impossible to distract the patient from his own inner broodings, so much is he absorbed in his own troubles.
In the excited, chaotic state known as "mania" or the "manic state," the person is extremely distractible. They start to tell you something, fully engaged in what they want to share, but if you take out your watch while they’re talking, they suddenly abandon their story mid-sentence and switch to commenting about the watch. They seem to lack any strong impulse to keep their thoughts focused. In contrast, there are other mental states where it’s nearly impossible to pull the person away from their own inner thoughts, as they are so consumed by their own issues.
Distraction is a favorite topic for experiment in the laboratory. The subject is put to work adding or typewriting, and works for a time in quiet, after which disturbances are introduced. A bell rings, a phonograph record is played, perhaps a perfect bedlam of noise is let loose; with the curious result that the subject, only momentarily distracted, accomplishes more work rather than less. The distraction has acted as a stimulus to greater effort, and by this effort {260} is overcame. This does not always happen so in real life, but it shows the possibilities of sustained attention.
Distraction is a popular topic for experiments in the lab. The subject is asked to add numbers or type, and they do so quietly for a while, after which distractions are introduced. A bell rings, a record plays, or maybe there's a complete chaos of noise; interestingly, the subject, only briefly distracted, ends up doing more work instead of less. The distraction serves as a boost for greater effort, and through this effort {260} is overcome. This doesn’t always happen in real life, but it shows the potential for sustained focus.
There are several ways of overcoming a distraction. First, greater energy may be thrown into the task one is trying to perform. The extra effort is apt to show itself in gritting the teeth, reading or speaking aloud, and similar muscular activity which, while entirely unnecessary for executing the task in hand, helps by keeping the main stream of energy directed into the task instead of toward the distracting stimuli. Effort is necessary when the main task is uninteresting, or when the distraction is specially attractive, or even when the distraction is something new and strange and likely to arouse curiosity. But one may grow accustomed or "adapted" to an oft-recurring distraction, so as to sidetrack it without effort; in other words, a habit of inattention to the distracting stimulus may be formed. There is another, quite different way of overcoming a distraction, which works very well where it can be employed, and that is to couple the distraction to the main task, so as to deal with both together. An example is seen in piano playing. The beginner at the piano likes to play with the right band alone, because striking a note with the left hand distracts him from striking the proper note with the right. But, after practice, he couples the two hands, strikes the bass note of a chord with the left hand while his right strikes the other notes of the same chord, and much prefers two-handed to one-handed playing. In short, to overcome a distraction, you either sidetrack it or else couple it to your main task.
There are several ways to overcome a distraction. First, you can put more energy into the task you're trying to do. This extra effort might show up in things like gritting your teeth, reading or speaking out loud, and other physical actions that, while not necessary for completing the task, help keep your focus on it instead of on the distractions. Effort is needed when the main task is boring, or when the distraction is particularly tempting, or even when the distraction is something new and intriguing that sparks your curiosity. However, you can become used to a recurring distraction, allowing you to ignore it without trying; in other words, you might develop a habit of not paying attention to the distracting stimulus. There’s another, quite different way to handle a distraction that works well when it's applicable—by linking the distraction to the main task, so you can manage both together. An example of this is seen in piano playing. A beginner often wants to play with just the right hand because using the left hand distracts from hitting the right notes with the right. But with practice, they learn to coordinate both hands, striking the bass note with the left while the right plays the other notes in the same chord, and they end up preferring to play with both hands instead of just one. In short, to overcome a distraction, you either sidetrack it or link it to your main task.
Doing Two Things at Once
The subject of distraction brings to mind the question that is often asked, "Can any one do two things at once?" In this form, the question admits of but one answer, for we {261} are always doing at least two things at once, provided we are doing anything else besides breathing. We have no trouble in breathing and walking at the same time, nor in seeing while breathing and walking, nor even in thinking at the same time. But breathing, walking, and seeing are so automatic as to require no attention. The more important question then, is whether we can do two things at once, when each demands careful attention.
The topic of distraction raises the question, "Can anyone really do two things at the same time?" In this context, the question has one clear answer: we {261} are always doing at least two things simultaneously, as long as we're doing more than just breathing. We can easily breathe and walk at the same time, and even see while breathing and walking, or think while doing those things. However, breathing, walking, and seeing are so automatic that they don't require our focus. The more crucial question is whether we can manage two tasks at once when each one needs our full attention.
The redoubtable Julius Caesar, of happy memory, is said to have been able to dictate at once to several copyists. Now, Caesar's copyists were not stenographers, but wrote in long-hand, so that he could speak much faster than they could write. What he did, accordingly, was undoubtedly to give the first copyist a start on the first letter he wished to send, then turn to the second and give him a start on the second letter, and so on, getting back to the first in time to keep him busy. Quite an intellectual feat, certainly! But not a feat requiring absolutely simultaneous attention to several different matters. In a small way, any one can do something of the same kind. It is not impossible to add columns of numbers while reciting a familiar poem; you get the poem started and then let it run on automatically for a few words while you add a few numbers, switch back to the poem and then back to the adding, and so on. But in all this there is no doing of two things, attentively, at the same instant of time.
The formidable Julius Caesar, fondly remembered, is said to have been able to dictate to multiple copyists at once. However, Caesar's copyists weren’t stenographers; they wrote in long-hand, which meant he could speak much faster than they could write. What he did was undoubtedly give the first copyist a head start on the first letter he wanted to send, then turn to the second and give him a head start on the second letter, and so forth, returning to the first one just in time to keep him busy. Quite an intellectual achievement, for sure! But it wasn't a feat that required absolute simultaneous attention to several different tasks. In a small way, anyone can do something similar. It's not impossible to add columns of numbers while reciting a familiar poem; you get the poem going and then let it flow for a few lines while you add a few numbers, switch back to the poem, and then back to the adding, and so on. But through all this, you aren't actually doing two things attentively at the exact same moment.
You may be able, however, to combine two acts into a single coördinated act, in the way just described under the head of distraction, and give undivided attention to this compound act.
You might be able, though, to combine two actions into one coordinated action, like we just discussed under distraction, and focus entirely on this combined action.
The Span of Attention
Similar to the question whether we can attentively perform more than a single act at a time is the question of {262} how many different objects we can attend to at once. The "span of attention" for objects of any given kind is measured by discovering how many such objects can be clearly seen, or heard, or felt, in a single instant of time. Measurement of this "span" is one of the oldest experiments in psychology. Place a number of marbles in a little box, take a single peek into the box and see if you know how many marbles are there. Four or five you can get in a single glance, but with more there you become uncertain.
Similar to whether we can focus on more than one task at a time is the question of {262} how many different things we can pay attention to simultaneously. The "span of attention" for objects of any kind is determined by finding out how many such objects can be distinctly seen, heard, or felt in a single moment. Measuring this "span" is one of the oldest experiments in psychology. Place several marbles in a small box, take a quick look inside, and see if you can count how many marbles are there. You can usually count four or five at a glance, but when there are more, it gets tricky.
In the laboratory we have "exposure apparatus" for displaying a card for a fifth of a second or less, just enough time for a single glance. Make a number of dots or strokes on the card and see whether the subject knows the number on sight. He can tell four or five, and beyond that makes many mistakes.
In the lab, we have "exposure apparatus" for showing a card for a fifth of a second or less, just enough time for a quick glance. Draw a few dots or lines on the card and see if the subject can recognize the number at a glance. They can identify four or five, but anything beyond that leads to a lot of mistakes.
Expose letters not making any word and he can read about four at a glance. But if the letters make familiar words, he can read three or four words at a glance. If the words make a familiar phrase, he gets a phrase of several words, containing as many as twenty letters, at a single glance.
Expose letters that don’t form any words, and he can read about four at a glance. But if the letters form familiar words, he can read three or four words at a glance. If the words create a familiar phrase, he can catch a phrase of several words, containing up to twenty letters, in a single glance.
Expose a number of little squares of different colors, and a well-trained subject will report correctly as many as five colors, though he cannot reach this number every time.
Expose several small squares in different colors, and a well-trained subject will accurately identify up to five colors, although they might not achieve this every time.
Summary of the Laws of Attention
Bringing together now what we have learned regarding the higher and more difficult forms of attention, as revealed by sustained attention and work under distraction, by the span of attention and by trying to do two things at once, we find the previously stated three laws of attention further illustrated, and a couple of new laws making their appearance.
Bringing together what we've learned about the more advanced and challenging forms of attention, as shown by sustained attention and working amid distractions, by the span of attention, and by attempting to do two things at once, we see the previously mentioned three laws of attention further illustrated, along with the emergence of a couple of new laws.
(1) The law of selection still holds good in these more {263} difficult performances, since only one attentive response is made at the same instant of time. Automatic activities may be simultaneously going on, but any two attentive responses seem to be inconsistent with each other, so that the making of one excludes the other, in accordance with the general law of selection.
(1) The law of selection still applies in these more {263} challenging tasks, since only one focused response occurs at any given moment. Automatic actions may happen at the same time, but any two focused responses seem to contradict one another, so that producing one prevents the other, in line with the general law of selection.
What shall we say, however, of reading four disconnected letters at the same time, or of seeing clearly four colors at the same time? Here, it would seem, several things are separately attended to at once. The several things are similar, and close together, and the responses required are all simple and much alike. Such responses, under such very favorable conditions, are perhaps, then, not inconsistent with each other, so that two, three, or even four such attentive responses may be made at the same time.
What should we say, though, about reading four unrelated letters simultaneously, or clearly seeing four colors at once? It seems that several things are being noticed separately at the same time. These things are similar and close together, and the responses needed are all simple and quite alike. Given such favorable conditions, these responses might not conflict with each other, allowing for two, three, or even four such focused responses to happen at the same time.
(2) The law of advantage holds good, as illustrated by the fact that some distractions are harder to resist than others.
(2) The law of advantage is valid, shown by the fact that some distractions are tougher to resist than others.
(3) The law of shifting holds good, as illustrated by the constant movement of attention, even when it is "sustained", and by the alternation between two activities when we are trying to carry them both along simultaneously.
(3) The law of shifting applies, as shown by the constant movement of attention, even when it is "sustained," and by the switching between two tasks when we are trying to manage them both at the same time.
(4) The law of sustained attention, or of tendency in attention, is the same old law of tendency that has shown itself repeatedly in earlier chapters. A tendency, when aroused to activity, facilitates responses that are in its line and inhibits others. A tendency is thus a strong factor of advantage, and it limits the shifting of attention.
(4) The law of sustained attention, or tendency in attention, is basically the same old principle of tendency we've seen repeatedly in earlier chapters. When a tendency gets activated, it makes responses related to it easier and holds back other responses. A tendency is therefore a significant advantage and restricts how much attention can shift around.
(5) A new law has come to light, the law of combination, which reads as follows: a single response may be made to two or more stimuli; or, two or more stimuli may arouse a single joint response.
(5) A new law has emerged, the law of combination, which states: a single response can be triggered by two or more stimuli; or, two or more stimuli can provoke a single joint response.
Even though, in accordance with the law of selection, only one attentive response is made at the same time, more than {264} one stimulus may be dealt with by this single attentive response. Groups of four dots are grasped as units, familiar words are grasped as units. Notice that these units are our own units, not external units. Physically, a row of six dots is as much a unit as a row of four, but we grasp the four as a unit in a way that we cannot apply to the six. Physically, six letters are as much a unit when they do not form a word as when they do; but we can make a unitary response to the six in the one case and not in the other. The response is a unit, though aroused by a number of separate stimuli.
Even though, according to the law of selection, only one focused response can happen at a time, more than {264} one stimulus can be handled by that single focused response. Groups of four dots are perceived as units, and familiar words are also perceived as units. It's important to note that these units are our own constructs, not external ones. Physically, a row of six dots forms a unit just like a row of four does, but we perceive the four as a unit in a way that we can't apply to the six. Similarly, six letters are just as much a unit when they don't form a word as when they do; however, we can respond to the six as a single unit in one situation and not in the other. The response is a unit, even though it’s triggered by multiple separate stimuli.
The law of combination, from its name, is open to a possible misconception, as if we reached out and grasped and combined the stimuli, whereas ordinarily we do nothing to the stimuli, except to see them and recognize them, or in some such way respond to them. The combination is something that happens in us; it is our response. If the expression were not so cumbersome, we might more accurately name this law that of "unitary response to a plurality of stimuli".
The law of combination, by its name, can be easily misunderstood, as if we actively grabbed and combined the stimuli. In reality, we usually don’t do anything to the stimuli except see and recognize them, or respond in some way. The combination is something that occurs within us; it’s our response. If the phrase weren’t so awkward, we could more accurately call this law "unitary response to a variety of stimuli."
Sometimes, indeed, we do make an actual motor response to two or more stimuli, as when we strike a chord of several notes on the piano. The law of combination still holds good here, since the movements of the two hands are coördinated into a single act, which is thought of as a unit ("striking a chord"), attended to as a unit, and executed as a unit. Such coördinated movements may be called "higher motor units", and we shall find much to say regarding them when we come to the subject of learned reactions. The law of combination, all in all, will be found later to have extreme importance in learned reactions.
Sometimes, we actually respond with movement to two or more stimuli, like when we strike a chord with several notes on the piano. The law of combination still applies here, as the movements of both hands are coordinated into a single action, which we think of as a unit ("striking a chord"), focus on as a unit, and carry out as a unit. These coordinated movements can be called "higher motor units," and we will discuss them in detail when we cover learned reactions. Overall, the law of combination will prove to be extremely important in learned reactions.
Passing now to another side of the study of attention, we shall immediately come across a sixth law to add to our list.
Passing now to another aspect of studying attention, we'll quickly encounter a sixth law to add to our list.
Attention and Degree of Consciousness
Up to this point, the introspective side of the psychology of attention has not been considered. One of the surest of all introspective observations belongs right here, to the effect that we are more conscious of that to which we are attending than of anything else. Of two stimuli acting at once upon us, we are the more conscious of that one which catches our attention; of two acts that we perform simultaneously, that one is more conscious that is performed attentively.
Up to now, we haven't really looked at the introspective aspect of attention psychology. A key introspective observation is that we are more aware of what we’re focusing on than anything else. When two stimuli are affecting us at the same time, we're more aware of the one that grabs our attention; similarly, among two actions we perform at once, we're more conscious of the one we do with attention.
We need not be entirely unconscious of the act or the stimulus to which we are not attending. We may be dimly conscious of it. There are degrees of consciousness. Suppose, for example, you are looking out of the window while "lost in thought". You are most conscious of the matter of your thoughts, but conscious to a degree of what you see out of the window. Your eyes are focused on some particular object outside, and you are more conscious of this than of other objects seen in indirect vision, though even of these last you are not altogether unconscious. Consciousness shades off from high light to dim background.
We don’t have to be completely unaware of the action or the stimulus we’re not focusing on. We can be somewhat aware of it. There are levels of awareness. For example, imagine you’re gazing out the window while "lost in thought." You’re mostly aware of the topic of your thoughts, but you’re also somewhat aware of what you see outside. Your eyes may be fixed on a specific object, and you notice that more than other things in your peripheral view, yet you’re not completely unaware of those either. Awareness ranges from bright focus to faint background.
The "field of attention" is the maximum or high light of consciousness; it comprises the object under attentive observation, the reaction attentively performed. The "field of consciousness" includes the field of attention and much besides. It includes objects of which we are vaguely aware, desires active but not clearly formulated, feelings of pleasantness or unpleasantness, of tension, excitement, confidence, etc.
The "field of attention" is the peak of consciousness; it includes the object we are closely observing and the reaction we are carefully executing. The "field of consciousness" encompasses the field of attention and much more. It includes things we are vaguely aware of, desires that are active but not clearly defined, and feelings of pleasure or displeasure, tension, excitement, confidence, and so on.
Apparently the field of consciousness shades off gradually into the field of unconscious activity. Some physiological processes go on unconsciously, and very habitual movements may be almost or entirely unconscious. The boundary {266} between what is vaguely conscious and what is entirely unconscious is necessarily very vague itself, but the probability is that the field of consciousness is broader than we usually suspect, and that many activities that we ordinarily think of as unconscious, because we do not observe them at the time nor remember them later, lie really near the margin of the field of consciousness, but inside that field. "Unconscious motives", such as spite or pride often seem to be, are probably vaguely conscious rather than unconscious. We shall return to the fascinating topic of the unconscious at the close of the book.
Apparently, the area of consciousness gradually blends into the area of unconscious activity. Some physiological processes happen without our awareness, and very habitual movements can be almost or completely unconscious. The boundary {266} between what is vaguely conscious and what is fully unconscious is necessarily quite blurry, but it's likely that the field of consciousness is broader than we usually think. Many activities we consider unconscious because we don't notice them at the moment or remember them later are likely close to the edge of consciousness but still within that field. "Unconscious motives," like spite or pride, often seem more like they are vaguely conscious instead of being truly unconscious. We will revisit the intriguing topic of the unconscious at the end of the book.
Degree of consciousness does not always tally with intensity of sensation or energy of muscular action. You may be more conscious of a slight but significant sound than of much louder noises occurring at the same time. You may be more conscious of a delicate finger movement than of a strong contraction of big muscles occurring at the same time. Degree of consciousness goes with degree of mental activity. Of all the reactions we are making at the same time--and usually there are several--the most active in a mental way is the most conscious. The slight sound arouses intense mental response because it means something of importance--like the faint cry of the baby upstairs, noticed instead of the loud noises of the street. The delicate finger movement aims at some difficult result, while the big muscles may be doing their accustomed work automatically.
The level of awareness doesn't always match the strength of sensations or the energy of muscle movements. You might be more aware of a soft but important sound than of much louder noises happening at the same time. You might also notice a subtle finger movement more than a strong action from larger muscles occurring simultaneously. Your level of awareness correlates with your level of mental engagement. Of all the reactions we’re experiencing at once—and there are usually a few—the ones that engage the mind the most are the ones we’re most aware of. A soft sound triggers a strong mental response because it signifies something important—like the faint cry of a baby upstairs, which stands out amidst the loud street noises. The delicate finger movement targets a challenging outcome, while the larger muscles may just be working automatically as usual.
It is not always the most efficient mental process that is most conscious; indeed, practising an act makes it both more efficient and less conscious. It is, rather, the less efficient processes that require attention, because they require mental work to keep them going straight.
It isn’t always the most efficient thinking that is the most aware; in fact, practicing something makes it both more efficient and less conscious. Instead, it’s the less efficient processes that need attention, because they require mental effort to keep them on track.
Our sixth law of attention, emerging from this introspective study, is naturally of a different style from the remainder of the list, which were objectively observed; yet it {267} is no less certain and perhaps no less significant. It may be called:
Our sixth law of attention, coming from this reflective study, is obviously different in style from the rest of the list, which were objectively observed; yet it {267} is just as certain and maybe even more significant. We can call it:
(6) The law of degrees of consciousness, and thus stated: An attentive response is conscious to a higher degree than any inattentive response made at the same time. An inattentive response may be dimly conscious or, perhaps, altogether unconscious. The less familiar the response, and the higher it stands in the scale of mental performances, the more attentive it is, and the more conscious.
(6) The law of degrees of consciousness, stated like this: A focused response is more conscious than any unfocused response happening at the same time. An unfocused response might be vaguely conscious or even completely unconscious. The less familiar the response is, and the higher it rates on the scale of mental tasks, the more focused it is, and the more conscious.
The Management of Attention
Attentive observation is more trustworthy than inattentive, and also gives more facts. Attentive movement is more accurate than inattentive, and may be quicker as well. Attentive study gives quicker learning than inattentive, and at the same time fixes the facts more durably.
Attentive observation is more reliable than careless observation and also provides more information. Attentive movement is more precise than distracted movement and can be faster too. Focused study leads to faster learning than unfocused study and also helps retain information more effectively.
Shall we say, then, "Do everything attentively"? But that is impossible. We sense so many stimuli at once that we could not possibly attend to all of them. We do several things at once, and cannot give attention to them all. A skilful performance consists of many parts, and we cannot possibly give careful attention to all the parts. Attention is necessarily selective, and the best advice is, not simply to "be attentive", but to attend to the right things.
Shall we say, then, "Pay attention to everything"? But that's impossible. We experience so many things at once that we couldn't possibly focus on all of them. We do multiple things simultaneously and can't pay attention to them all. A skilled performance includes many components, and we can't give careful attention to every part. Attention has to be selective, and the best advice is not just to "be attentive," but to focus on the right things.
In observation, the best plan is obviously to decide beforehand exactly what needs to be observed, and then to focus attention on this precise point. That is the principle underlying the remarkably sure and keen observation of the scientist. Reading may be called a kind of observation, since the reader is looking for what the author has to tell; and the rule that holds for other observation holds also for reading. That is to say that the reader finds the most when he knows just what he is looking for. We can learn {268} something here from story-reading, which is the most efficient sort of reading, in the sense that you get the point of the story better than that of more serious reading matter, the reason being that attention is always pressing forward in the story, looking for something very definite. You want to know how the hero gets out of the fix he is in, and you press forward and find out with great certainty and little loss of time. The best readers of serious matter have a similar eagerness to discover what the author has to say; they get the author's question, and press on to find his answer. Such readers are both quick and retentive. The dawdling reader, who simply spends so much time and covers so many pages, in the vague hope that something will stick, does not remember the point because he never got the point, and never got it because he wasn't looking for it.
In observation, the best approach is clearly to decide in advance exactly what needs to be observed, and then to concentrate on that specific aspect. This principle underlies the incredibly precise and sharp observation of the scientist. Reading can be seen as a form of observation since the reader is searching for what the author wants to convey; the same rule applies to reading as to other forms of observation. In other words, the reader discovers the most when they know exactly what they're searching for. We can learn something here from story-reading, which is the most effective type of reading, because it helps you grasp the point of the story better than more serious material. This is because attention is always moving forward in the story, looking for something specific. You want to see how the hero escapes their predicament, and you move ahead to find out with great certainty and minimal delay. The best readers of serious content have a similar eagerness to uncover what the author is saying; they understand the author's questions and strive to find the answers. These readers are both quick and retain the information well. On the other hand, the lingering reader, who simply spends a lot of time and turns many pages, hoping something will resonate, does not remember the point because they never grasped it in the first place, and they didn't grasp it because they weren't actually looking for it.
In skilled movement, or skilled action of any sort, the best rule is to fix attention on the end-result or, if the process is long, on the result that immediately needs to be accomplished. "Keep your eye on the ball" when the end just now to be achieved is hitting the ball. Attention to the details of the process, though necessary in learning a skilled movement, is distracting and confusing after skill has been acquired. The runner does not attend to his legs, but to the goal or, if that is still distant, to the runner just ahead of him.
In skilled movement or any kind of skilled action, the best advice is to focus on the end result or, if the process takes a while, on the immediate goal that needs to be achieved. "Keep your eye on the ball" when what you need to accomplish right now is hitting the ball. While paying attention to the details of the process is important when you're learning a skilled movement, it becomes distracting and confusing once you've mastered the skill. The runner doesn’t focus on his legs, but on the finishing line or, if that’s still far away, on the runner just ahead of him.
Theory of Attention
The chief facts to take account of in attempting to form a conception of the brain action in attention are mobility, persistence in spite of mobility, and focusing.
The key factors to consider when trying to understand how the brain functions during attention are flexibility, persistence despite that flexibility, and concentration.
The mobility of attention must mean that brain activities are in constant flux, with nerve currents continually shooting hither and thither and arousing ever fresh groups of neurones; but sustained attention means that a brain {269} activity (representing the desire or interest or reaction-tendency dominant at the time) may persist and limit the range of the mobile activities, by facilitating some of these and inhibiting others.
The shifting focus of attention indicates that brain activity is always changing, with nerve signals constantly moving around and activating new groups of neurons. However, when we maintain focus, a specific brain activity {269} (representing the desire, interest, or response prevailing at that moment) can continue and restrict the variety of these shifting activities by encouraging some while blocking others.
The "focusing" of mental activity is more difficult to translate into neural terms. The fact to be translated is that, while several mental activities may go on at once, only one occupies the focus of attention. This must mean that, while several brain activities go on at once, one is superior in some way to the rest. The superiority might lie in greater intensity of neurone action, or in greater extent; that is, one brain activity is bigger in some way than any other occurring at the same time--bigger either because the neurones in it are working more energetically or because it includes a larger number of active neurones.
The "focusing" of mental activity is harder to explain in neural terms. The idea we need to convey is that even though multiple mental activities can happen at once, only one captures our attention. This implies that while several brain activities occur simultaneously, one is somehow more prominent than the others. This prominence might come from a higher intensity of neuron activity or a greater scope; in other words, one brain activity is more significant in some way than any other happening at the same time—either because the neurons involved are firing more vigorously or because it engages a larger number of active neurons.
But why should not two equally big brain activities sometimes occur at the same moment, and attention thus be divided? The only promising hypothesis that has been offered to explain the absence of divided attention is that of "neurone drainage", according to which one or the other of two neurone groups, simultaneously aroused to activity, drains off the energy from the other, so putting a quietus on it. Unfortunately, this hypothesis explains too much, for it would make it impossible for minor brain activities to go on at the same time as the major one, and that would mean that only one thing could be done at a time, and that the field of consciousness was no broader than the field of attention. On the whole, we must admit that we do not know exactly what the focusing of attention can mean in brain terms.
But why can't two equally intense brain activities happen at the same time, causing attention to be split? The only promising theory that has been suggested to explain the lack of divided attention is "neurone drainage." This theory suggests that when two groups of neurons are activated at once, one drains energy from the other, silencing it. Unfortunately, this theory explains too much, as it would imply that minor brain activities can't occur alongside a major one, meaning that only one thing could be focused on at a time, and that the field of consciousness would be no wider than the field of attention. Overall, we have to admit that we don't really understand what focusing attention means in terms of brain activity.
EXERCISES
1. Outline the chapter, in the form of a number of "laws", putting
under each law the chief facts that belong there.
2. See if you can verify, by watching another person's eyes, the
statements made on page 250 regarding eye movements.
3. Choose a spot where there is a good deal going on, stay there
for five minutes and jot down the things that attract your
attention. Classify the stimuli under the several "factors of
advantage".
4. Mention some stimulus to which you have a habit of attention,
and one to which you have a habit of inattention.
5. Close the eyes, and direct attention to the field of cutaneous
and kinesthetic sensations. Do sensations emerge of which you are
ordinarily only dimly conscious? Does shifting occur?
6. Of the several factors of advantage, which would be most effective
in catching another person's attention, and which in holding his
attention?
7. How does attention, in a blind person, probably differ from that
of a seeing person?
8. Doing two things at once. Prepare several columns of one-place
numbers, ten digits in a column. Try to add these columns, at the
same time reciting a familiar poem, and notice how you manage it,
and how accurate your work is.
9. Consider what would be the best way to secure sustained
attention to some sort of work from which your mind is apt to wander.
1. Outline the chapter as a list of "laws," including the main facts related to each law.
2. See if you can confirm, by observing someone else's eyes, the statements made on page 250 about eye movements.
3. Choose a location where there's a lot happening, stay there for five minutes, and write down what grabs your attention. Categorize the stimuli under various "factors of advantage."
4. Identify a stimulus that you tend to focus on, and one that you often overlook.
5. Close your eyes and focus on the sensations of touch and movement. Are there sensations that usually only register faintly in your awareness? Does your focus change?
6. Among the different factors of advantage, which ones would be most effective at grabbing someone else's attention, and which ones would be best at keeping their attention?
7. How might the attention of a blind person differ from that of someone who can see?
8. Try doing two tasks at once. Set up several columns of single-digit numbers, ten digits in each column. As you do the addition, recite a familiar poem and observe how well you manage it and the accuracy of your work.
9. Think about the best strategies to maintain focus on a task when your mind tends to drift.
REFERENCES
Walter B. Pillsbury gives a full treatment of the subject in his book on Attention, 1908, and a condensed account of the matter in Chapter V of his Essentials of Psychology, 2nd edition, 1920.
Walter B. Pillsbury provides a comprehensive overview of the topic in his book on Attention, published in 1908, and a summarized version in Chapter V of his Essentials of Psychology, 2nd edition, 1920.
Another full treatment is that of Titchener, in his Textbook of Psychology, 1909, pp. 265-302.
Another full treatment is that of Titchener, in his Textbook of Psychology, 1909, pp. 265-302.
On the topic of distraction, see John J. B. Morgan's Overcoming of Distraction and Other Resistances, 1916.
On the topic of distraction, check out John J. B. Morgan's Overcoming of Distraction and Other Resistances, 1916.
CHAPTER XII
INTELLIGENCE
HOW INTELLIGENCE IS MEASURED, WHAT IT CONSISTS IN AND EVIDENCE OF ITS BEING LARGELY A MATTER OF HEREDITY
Before leaving the general topic of native traits and passing to the process of learning or acquiring traits, we need to complete our picture of the native mental constitution by adding intelligence to reflex action, instinct, emotion, feeling, sensation and attention. Man is an intelligent animal by nature. The fact that he is the most intelligent of animals is due to his native constitution, as the fact that, among the lower animals, some species are more intelligent than others is due to the native constitution of each species. A rat has more intelligence than a frog, a dog than a rat, a monkey than a dog, and a man than a monkey, because of their native constitutions as members of their respective species.
Before moving on from the general topic of natural traits and into the process of learning or acquiring traits, we need to complete our understanding of the native mental structure by adding intelligence to reflex action, instinct, emotion, feeling, sensation, and attention. Humans are inherently intelligent creatures. The reason humans are the most intelligent animals is because of their natural constitution, just as the reason some species of lower animals are more intelligent than others is due to their respective natural constitutions. A rat is smarter than a frog, a dog is smarter than a rat, a monkey is smarter than a dog, and a human is smarter than a monkey, all because of their innate characteristics as members of their species.
But the different individuals belonging to the same species are not all equal in intelligence, any more than in size or strength or vitality. Some dogs are more intelligent than others, and the same is notably true of men. Now, are these differences between members of the same species due to heredity or environment? This question we can better approach after considering the methods by which psychologists undertake to measure intelligence; and an analysis of these methods may also serve to indicate what is included under the term "intelligence".
But individuals of the same species aren't all equal in intelligence, just like they aren't equal in size, strength, or vitality. Some dogs are smarter than others, and the same is definitely true for humans. So, are these differences among members of the same species due to genetics or the environment? We can better address this question after looking at the ways psychologists measure intelligence; analyzing these methods may also help clarify what we mean by the term "intelligence."
Intelligence Tests
Not far from the year 1900 the school authorities of the city of Paris, desiring to know whether the backwardness of many children in school resulted from inattention, mischievousness and similar difficulties of a moral nature, or from genuine inability to learn, put the problem into the hands of Alfred Binet, a leading psychologist of the day; and within a few years thereafter he and a collaborator brought out the now famous Binet-Simon tests for intelligence. In devising these tests, Binet's plan was to leave school knowledge to one side, and look for information and skill picked up by the child from his elders and playmates in the ordinary experience of life. Further, Binet wisely decided not to seek for any single test for so broad a matter as intelligence, but rather to employ many brief tests and give the child plenty of chances to demonstrate what he had learned and what he could do. These little tests were graded in difficulty from the level of the three-year-old to that of the twelve-year-old, and the general plan was to determine how far up the scale the child could successfully pass the tests.
Not long before 1900, the school officials in Paris wanted to find out if the struggles of many children in school were due to things like inattention or mischief, or if they were genuinely unable to learn. They handed the issue over to Alfred Binet, one of the top psychologists of the time. A few years later, he and a partner created the now-famous Binet-Simon intelligence tests. In developing these tests, Binet decided to focus on skills and knowledge gained from everyday life rather than just school subjects. He also smartly chose not to look for a single test for such a broad concept as intelligence, but to use multiple short tests, allowing children plenty of opportunities to show what they had learned and what they could do. These tests varied in difficulty from that of a three-year-old to a twelve-year-old, and the overall goal was to see how far up the scale the child could successfully complete the tests.
These were not the first tests in existence by any means, but they were the first attempt at a measure of general intelligence, and they proved extraordinarily useful. They have been added to and revised by other psychologists, notably by Terman in America, who has extended the scale of tests up to the adult level. A few samples from Terman's revision will give an idea of the character of the Binet tests.
These weren't the first tests ever created, but they were the first attempt to measure general intelligence, and they turned out to be extremely valuable. Other psychologists, especially Terman in America, have built on and updated them, extending the test scale to include adults. A few examples from Terman's updates will provide an idea of what the Binet tests are like.
From the tests for three-year-olds: Naming familiar objects--the
child must name correctly at least three of five common objects that
are shown him.
Six-year test: Finding omissions in pictures of faces, from which
the nose, or one eye, etc., is left out. Four such pictures are
shown, and three correct responses are required to pass the test.
Eight-year test: Tell how wood and coal are alike; and so with three
other pairs of familiar things; two out of four correct responses
are required to pass the test.
{273}
Twelve-year test: Vocabulary test--rough definitions showing the
child's understanding of forty words out of a standard list of one
hundred.
From the tests for three-year-olds: Naming familiar objects—the child needs to correctly name at least three out of five common objects that are shown to them.
Six-year test: Finding missing parts in pictures of faces, from which the nose, one eye, etc., is absent. Four such pictures are shown, and three correct answers are needed to pass the test.
Eight-year test: Explain how wood and coal are similar; this applies to three other pairs of familiar items as well; two out of four correct answers are required to pass the test.
{273}
Twelve-year test: Vocabulary test—provide rough definitions showing the child's understanding of forty words from a standard list of one hundred.
The question may be raised, "Why such arbitrary standards-three out of five required here, two out of four there, forty out of a hundred the next time?" The answer is that the tests have been standardized by actual trial on large numbers of children, and so standardized that the average child of a given age can just barely pass the tests of that age.
The question might come up, "Why are the standards so random—three out of five needed here, two out of four there, forty out of a hundred the next time?" The answer is that the tests have been standardized through actual trials with large groups of children, ensuring that the average child of a certain age can barely pass the tests designed for that age.
Intelligence is measured by Binet on a scale of mental age. The average child of, let us say, eight years and six months is said to have a mental age of eight years and six months; and any individual who does just as well as this is said to have this mental age, no matter what his chronological age may be. The average child of this age passes all the tests for eight years and below, and three of the six tests for age nine; or passes an equivalent number of tests from the total series. Usually there is some "scatter" in the child's successes, as he fails in a test here and there below his mental age, and succeeds here and there above his mental age, but the failures below and the successes above balance each other in the average child, so that he comes out with a mental age equal to his chronological age.
Intelligence is measured by Binet using a scale of mental age. A typical child who is eight years and six months old is said to have a mental age of eight years and six months; anyone who performs at that same level is considered to have that mental age, regardless of their actual age. The average child at this age passes all the tests for eight years and younger, as well as three out of six tests for age nine, or passes a similar number of tests from the complete set. Typically, there's some variation in the child's performance, where they might fail a test or two below their mental age and succeed in some above it, but in the average child, these failures and successes tend to balance out, resulting in a mental age that is equal to their chronological age.
[Footnote: The Binet scale, it must be understood, is an instrument of precision, not to be handled except by one who has been thoroughly trained in its use. It looks so simple that any student is apt to say, "Why, I could give those tests!" The point is that he couldn't--not until he knew the tests practically by heart, not till he had standardized his manner of conducting them to agree perfectly with the prescribed manner and till he knew how to score the varying answers given by different children according to the scoring system that goes with the tests, and not till, by experience in handling children in the tests, he was able to secure the child's confidence and get him to do his best, without, however, giving the child any assistance beyond what is prescribed. Many superior persons have looked down on the psychological examiner with his (or her) assortment of little tests, and have said, "Certainly no special training is necessary to give these tests. You simply want to find out whether the child can do these stunts. I can find out as well as you." They miss the point altogether. The question is not whether the child can do these stunts (with an undefined amount of assistance), but whether he does them under carefully prescribed conditions. The child is given two, three or four dozen chances to see how many of them he will accept; and the whole scale has been standardized by try-out on many children of each age, and so adapted that when given according to instructions, it will give a correct measure of the child's mental age. But when given by superior persons in ignorance of its true character, it gives results very wide of the mark. So much by way of caution.]
[Footnote: The Binet scale is a precise tool that should only be used by someone who is thoroughly trained in it. It seems simple enough for any student to think, "I could give those tests!" However, they really couldn't—not until they know the tests almost by heart, standardize their approach to match the prescribed method, and understand how to score the different answers from various children according to the scoring system that accompanies the tests. Moreover, through experience with administering the tests, they must earn the child's trust in order to encourage them to perform at their best, without providing any help beyond what is allowed. Many knowledgeable individuals have looked down on the psychological examiner with their set of tests and said, "No special training is needed to administer these tests. You just want to see if the child can do these tasks. I can assess that as well as you can." They completely miss the point. The key issue isn't whether the child can perform these tasks (with an unspecified amount of help), but whether they actually do them under specific conditions. The child has two, three, or four dozen opportunities to see how many they will attempt; the entire scale has been standardized through trials with many children of different ages, ensuring that when administered as instructed, it accurately measures the child's mental age. However, if given by knowledgeable individuals unaware of its true nature, it produces results that are far off target. So, this is a caution.]
If a child's mental age is the same as his chronological age, he is just average, neither bright nor dull. If his mental age is much above his chronological, he is bright; if much below, dull. His degree of brightness or dullness can be measured by the number of years his mental age is above or below his chronological age. He is, mentally, so many years advanced or retarded.
If a child's mental age matches their chronological age, they are just average, not really smart or slow. If their mental age is significantly higher than their chronological age, they're considered smart; if it's much lower, they're seen as slow. Their level of intelligence can be measured by how many years their mental age is above or below their chronological age. So, they are mentally several years ahead or behind.
Brightness or dullness can also be measured by the intelligence quotient, which is employed so frequently that it is customarily abbreviated to "IQ". This is the mental age divided by the chronological, and is usually expressed in per cent. The IQ of the exactly average child, of any age, is 1, or 100 per cent. The IQ of the bright child is above 100 and of the dull child below 100. About sixty per cent. of all children have an IQ between 90 and 110, twenty per cent, are below 90 and twenty per cent, above 110. The following table gives the distribution in somewhat greater detail:
Brightness or dullness can also be measured by the intelligence quotient, which is so commonly used that it’s often shortened to "IQ." This is calculated by dividing mental age by chronological age and is typically expressed as a percentage. The IQ of the perfectly average child, regardless of age, is 1, or 100 percent. A bright child has an IQ above 100, while a dull child has an IQ below 100. About 60 percent of all children have an IQ between 90 and 110, 20 percent are below 90, and 20 percent are above 110. The following table provides a more detailed distribution:
IQ below 70, 1% IQ 70-79, 5% IQ 80-89, 14% IQ 90-99, 30% IQ 100-109, 30% IQ 110-119, 14% IQ 120-129, 5% IQ over 129, 1% --- 100
IQ below 70, 1% IQ 70-79, 5% IQ 80-89, 14% IQ 90-99, 30% IQ 100-109, 30% IQ 110-119, 14% IQ 120-129, 5% IQ over 129, 1% --- 100
For convenience, those with IQ under 70 are sometimes labeled "feeble-minded", and the others, in order, "borderline", "low normal", "average" (from 90 to 110), "superior", "very superior", "exceedingly superior"; but this is arbitrary and really unscientific, for what the facts show is not a separation into classes, but a continuous gradation from one extreme to the other. The lower extreme is near zero, and the upper extreme thus far found is about 180.
For simplicity, people with an IQ under 70 are often called "feeble-minded," while others are classified as "borderline," "low normal," "average" (from 90 to 110), "superior," "very superior," and "exceedingly superior." However, this system is arbitrary and not really scientific, because the evidence shows it's not about distinct categories, but rather a continuous spectrum from one end to the other. The lower end is close to zero, and the highest IQ found so far is around 180.
While the mental age tells an individual's intellectual level at a given time, the IQ tells how fast he has progressed. An IQ of 125 means that he has picked up knowledge and skill 25 per cent. faster than the average individual--that he has progressed as far in four years as the average child does in five, or as far in eight as the average does in ten, or as far in twelve as the average does in fifteen. The IQ usually remains fairly constant as the child grows older, and thus represents his rate of mental growth. It furnishes a pretty good measure of the individual's intelligence.
While mental age indicates a person's intellectual level at a specific time, IQ reflects how quickly they've progressed. An IQ of 125 means they've acquired knowledge and skills 25 percent faster than the average person—that they've achieved in four years what an average child does in five, or in eight what the average does in ten, or in twelve what the average does in fifteen. The IQ generally stays fairly stable as the child gets older, representing their rate of mental growth. It provides a pretty good measure of a person's intelligence.
Performance Tests
Since, however, the Binet tests depend greatly on the use of language, they are not fair to the deaf child, nor to the child with a speech defect, nor to the foreign child. Also, some persons who are clumsy in managing the rather abstract ideas dealt with in the Binet tests show up better in managing concrete objects. For all such cases, performance tests are useful. Language plays little part in a performance test, and concrete objects are used. The "form board" is a good example. Blocks of various simple shapes are to be fitted into corresponding holes in a board; the time of performance is measured, and the errors (consisting in trying to put a block into a differently shaped hole) are also counted. To the normal adult, this task seems too simple {276} to serve as a test for intelligence, but the young child finds it difficult, and the mentally deficient adult goes at it in the same haphazard way as a young child, trying to force the square block into the round hole. He does not pin himself down to the one essential thing, which is to match blocks and holes according to shape.
Since the Binet tests rely heavily on language, they aren’t fair to deaf children, children with speech difficulties, or foreign children. Also, some people who struggle with the abstract ideas in the Binet tests perform better with concrete objects. For these cases, performance tests are useful. Language plays a minimal role in a performance test, and concrete objects are used. The "form board" is a good example. Blocks of different simple shapes need to be fit into corresponding holes in a board; the time taken is measured, and mistakes (like trying to fit a block into a differently shaped hole) are counted. To a normal adult, this task may seem too simple {276} to be an intelligence test, but young children find it challenging, and mentally deficient adults approach it in the same random way as young children, attempting to force the square block into the round hole. They don’t focus on the one essential task, which is to match blocks and holes by shape.
Another good performance test is the "picture completion". A picture is placed before the child, out of which several square holes have been cut. These cut-out pieces are mounted on little blocks, and there are other similar blocks with more or less irrelevant objects pictured on them. The child must select from the whole collection of little blocks the one that belongs in each hole in the picture. The better his understanding of the picture, the better his selection.
Another effective performance test is "picture completion." A picture is shown to the child, from which several square pieces have been removed. These cut-out pieces are mounted on small blocks, and there are other similar blocks featuring mostly unrelated objects. The child must pick from all the little blocks the one that fits into each hole in the picture. The better the child's understanding of the picture, the more accurate their selections will be.
Group Testing
The tests so far described, because they have to be given to each subject individually, require a great deal of time from the trained examiner, and tests are also needed which can be given to a whole group of people at once. For persons who can read printed directions, a group test can easily be conducted, though much preliminary labor is necessary in selecting and standardizing the questions used. Group testing of foreigners, illiterates, and young children is more difficult, but has been accomplished, the directions being conveyed orally or by means of pantomime.
The tests mentioned so far need to be administered one-on-one, which requires a lot of time from the trained examiner. There’s also a need for tests that can be given to a group of people simultaneously. For those who can read printed instructions, a group test can be conducted fairly easily, although a lot of initial work is needed to choose and standardize the questions. Group testing for foreigners, illiterates, and young children is trickier but has been done, with instructions given verbally or through gestures.
The first extensive use of group intelligence tests was made in the American Army during the Great War. A committee of the American Psychological Association prepared and standardized the tests, and persuaded the Army authorities to let them try them out in the camps. So successful were these tests--when supplemented, in doubtful cases, by individual tests--that they were adopted in the receiving {277} camps; and they proved very useful both in detecting those individuals whose intelligence was too low to enable them to learn the duties of a soldier, and those who, from high intelligence, could profitably be trained for officers.
The first major use of group intelligence tests occurred in the American Army during World War I. A committee from the American Psychological Association created and standardized these tests, convincing the Army officials to let them be tested in the camps. The tests were so effective—especially when combined with individual tests in uncertain cases—that they were implemented in the receiving {277} camps. They were very helpful in identifying individuals whose intelligence was too low to learn soldier duties, as well as those who had high intelligence and could be effectively trained for officer roles.
The "Alpha test", used on recruits who could read, consisted of eight pages of questions, each page presenting a different type of problem for solution. On the first page were rows of circles, squares, etc., to which certain things were to be done in accordance with spoken commands. The subject had to attend carefully to what he was told to do, since he was given each command only once, and some of the commands called for rather complicated reactions. The second page consisted of arithmetical problems, ranging from very simple at the top of the page to more difficult ones below, though none of them went into the more technical parts of arithmetic. One page tested the subject's information on matters of common knowledge; and another called for the selection of the best of three reasons offered for a given fact, as, for example, "Why is copper used for electric wires? Because--it is mined in Montana--it is a good conductor--it is the cheapest metal." Another page presented disarranged sentences (as, "wet rain always is", or "school horses all to go"), to be put straight mentally, and indicated on the paper as true or false.
The "Alpha test," used on recruits who could read, consisted of eight pages of questions, each page presenting a different type of problem to solve. The first page had rows of circles, squares, etc., with specific tasks to complete based on spoken commands. The participant had to pay close attention to what they were instructed to do, as each command was given only once, and some required fairly complex responses. The second page contained math problems, starting with very simple ones at the top and progressing to harder ones below, though none delved into more advanced arithmetic. One page assessed the participant's knowledge of common facts, and another asked them to choose the best explanation from three options given for a particular fact, such as, "Why is copper used for electric wires? Because—it's mined in Montana—it's a good conductor—it's the cheapest metal." Another page featured jumbled sentences (like "wet rain always is" or "school horses all to go") that had to be rearranged mentally and marked as true or false on the paper.
Many group tests are now in use, and among them some performance tests. In the latter, pictures are often employed; sometimes the subject has to complete the picture by drawing in a missing part, sometimes he has to cancel from the picture a part that is superfluous. He may have to draw a pencil line indicating the shortest path through a maze, or he may have to continue a series of marks which starts off according to a definite plan. The problems set him under each class range from very easy to fairly difficult.
Many group tests are currently being used, including some performance tests. In these, pictures are often used; sometimes the participant needs to complete the picture by drawing in a missing part, and other times they have to erase an unnecessary part of the picture. They might need to draw a pencil line showing the shortest path through a maze, or continue a series of marks that follows a specific pattern. The challenges in each category range from very easy to fairly difficult.
Some Results of the Intelligence Tests
The principal fact discovered by use of standardized intelligence tests is that the tests serve very well the purpose for which they were intended. In expert hands they actually give a fairly reliable measure of the individual's intelligence. They have located the trouble in the case of many a backward school child, whose intelligence was too low to enable him to derive much benefit from the regular school curriculum. His schooling needed to be adjusted to his intelligence so as to prepare him to do what he was constitutionally able to do.
The main finding from standardized intelligence tests is that these tests effectively serve their intended purpose. In the hands of experts, they provide a fairly reliable assessment of an individual's intelligence. They have identified issues in many struggling schoolchildren whose intelligence levels were too low for them to benefit much from the standard school curriculum. Their education needed to be tailored to their intelligence to prepare them for what they were naturally capable of achieving.
On the other hand, it sometimes happens that a child who is mischievous and inattentive in school, and whose school work is rather poor, tests high in intelligence, the trouble with him being that the work set him is below his mental level and therefore unstimulating. Such children do better when given more advanced work. The intelligence tests are proving of great service in detecting boys and girls of superior intelligence who have been dragging along, forming lazy habits of work, and not preparing for the kind of service that their intelligence should enable them to give.
On the other hand, it can happen that a child who is misbehaving and distracted in school, and whose schoolwork is pretty weak, scores high in intelligence. The issue is that the assignments given to him are below his mental level and thus not challenging. These kids perform better when given more advanced tasks. Intelligence tests are really helpful in identifying boys and girls with high intelligence who have been coasting along, developing lazy work habits, and not getting ready for the level of service that their intelligence could allow them to provide.
Some results obtained by the "Alpha test" are given in the following table, and in the diagram which restates the facts of the table in graphic form. The Alpha test included 212 questions in all, and a correct answer to any question netted the subject one point. The maximum score was thus 212 points, a mark which could only be obtained by a combination of perfect accuracy and very rapid work (since only a limited time was allowed for each page of the test). Very seldom does even a very bright individual score over 200 points. The table shows the approximate per cent, of individuals scoring between certain limits; thus, {279} of men drafted into the Army, approximately 8 per cent. scored below 15 points, 12 per cent. scored from 16 to 29 points, etc. Of college freshmen, practically none score below 76 points, 1 per cent. score from 76 to 89 points, etc.
Some results from the "Alpha test" are shown in the following table and in the diagram that visually represents the data from the table. The Alpha test included a total of 212 questions, and a correct answer to any question earned the participant one point. Therefore, the maximum score was 212 points, which could only be achieved through a combination of perfect accuracy and very fast work (since there was a limited time allowed for each page of the test). Very rarely does even a highly intelligent individual score over 200 points. The table indicates the approximate percentage of individuals scoring within certain ranges; for instance, {279} of men drafted into the Army, around 8 percent, scored below 15 points, while 12 percent scored between 16 and 29 points, etc. Among college freshmen, virtually no one scores below 76 points, and 1 percent score between 76 and 89 points, etc.
Per cent. of Per cent. of drafted men college freshmen making these making these Scores Scores Scores 0-14 points 3 0 15-29 12 0 30-44 15 0 45-59 16 0 60-74 13 0 75-89 11 1 90-104 9 4 105-119 7 8 120-134 6 14 135-149 4 23 150-164 2 24 165-179 1.3 13 180-194 0.5 7 195-212 0.2 1 ----- --- 100 100
% of % of drafted men college freshmen making these making these Scores Scores Scores 0-14 points 3 0 15-29 12 0 30-44 15 0 45-59 16 0 60-74 13 0 75-89 11 1 90-104 9 4 105-119 7 8 120-134 6 14 135-149 4 23 150-164 2 24 165-179 1.3 13 180-194 0.5 7 195-212 0.2 1 ----- --- 100 100
The "drafted men", consisting of men between the ages of twenty-one and thirty-one, fairly represent the adult male white population of the country, except in two respects. Many able young men were not included in the draft, having previously volunteered for officers' training camps or for special services. Had they been included, the percentages making the higher scores would have gone up slightly. On the other hand, many men of very low intelligence never reached the receiving camps at all, being inmates of institutions for the feebleminded or excluded from the draft because of known mental deficiency; and, of those who reached {280} the camps, many, being illiterate, did not take the Alpha test. It is for this reason that the graph for drafted men stops rather short at the lower end; to picture fairly the distribution of intelligence, it should taper off to the left, beyond the zero of the Alpha test.
The "drafted men," who are young men aged twenty-one to thirty-one, fairly represent the adult white male population of the country, except in two ways. Many capable young men weren’t included in the draft because they had already volunteered for officers' training camps or special services. If they had been included, the percentages of those scoring higher would have increased slightly. On the flip side, many men with very low intelligence never made it to the receiving camps at all, as they were in institutions for those with intellectual disabilities or were excluded from the draft due to known mental deficiencies. Among those who did reach {280} the camps, many were illiterate and didn’t take the Alpha test. This is why the graph for drafted men stops quite short at the lower end; to accurately depict the distribution of intelligence, it should taper off to the left, beyond the zero of the Alpha test.
Fig. 46.--Distribution of the scores of drafted men,
and also of college freshmen, in the Alpha test. The height of the
broken line above the base line is made proportional to the percent of
the group that made the score indicated just below along the base
line. (Figure text: army median--65, freshman median--150)
Fig. 46.--Distribution of scores of drafted men and college freshmen in the Alpha test. The height of the broken line above the baseline corresponds to the percentage of the group that achieved the score shown just below along the baseline. (Figure text: army median--65, freshman median--150)
College freshmen evidently are, as they should be, a highly selected group in regard to intelligence. The results obtained at different colleges differ somewhat, and the figures here given represent an approximate average of results obtained at several colleges of high standing. The median {281} score for freshmen has varied, at different colleges, from 140 to 160 points.
College freshmen are clearly a highly selected group when it comes to intelligence, as they should be. The results from various colleges vary somewhat, and the figures provided here represent an approximate average of results from several prestigious colleges. The median {281} score for freshmen has ranged from 140 to 160 points at different colleges.
[Footnote: The "median" is a statistical measure very similar to the average; but, while the average score would be obtained by adding together the scores of all the individuals and dividing the sum by the number of individuals tested, the median is obtained by arranging all the individual scores in order, from the lowest to the highest, and then counting off from either end till the middle individual is reached; his score is the median. (If the number of individuals tested is an even number, there are two middle individuals, and the point midway between them is taken as the median.) Just as many individuals are below the median as above it. The median is often preferred to the average in psychological work, not only because it is more easily computed, but because it is less affected by the eccentric or unusual performances of a few individuals, and therefore more fairly represents the whole population.]
[Footnote: The "median" is a statistical measure that is very much like the average. However, while the average is found by adding up all the individual scores and dividing the total by the number of people tested, the median is calculated by sorting all the scores from lowest to highest and then counting to the middle score from either end; that score is the median. (If the number of people tested is even, there are two middle scores, and the average of those two is used as the median.) There are as many people below the median as there are above it. The median is often preferred over the average in psychology because it's simpler to calculate and is less influenced by outliers or unusual performances of a few individuals, making it a more accurate representation of the entire group.]
It will be noticed in the graph that none of the freshmen score as low as the median of the drafted men. All of the freshmen, in fact, lie well above the median for the general population. A freshman who scores below 100 points finds it very difficult to keep up in his college work. Sometimes, it must be said, a freshman who scores not much over 100 in the test does very well in his studies, and sometimes one who scores very high in the test has to be dropped for poor scholarship, but this last is probably due to distracting interests.
It can be seen in the graph that none of the freshmen score as low as the median of the drafted men. In fact, all of the freshmen are significantly above the median for the general population. A freshman who scores below 100 points finds it really hard to keep up with college work. It's worth mentioning that sometimes a freshman who scores just over 100 on the test does really well in their studies, and occasionally someone who scores very high on the test ends up being dropped for poor academic performance, but that’s likely because of other distracting interests.
No such sampling of the adult female population has ever been made as was afforded by the draft, and we are not in a position to compare the average adult man and woman in regard to intelligence. Boys and girls under twelve average almost the same, year by year, according to the Binet tests. In various other tests, calling for quick, accurate work, girls have on the average slightly surpassed boys of the same age, but this may result from the fact that girls mature earlier than boys; they reach adult height earlier, and perhaps also adult intelligence. College women, in the Alpha test, score on the average a few points below college men, but this, on the other hand, may be due to the fact that the Alpha test, being prepared for men, includes a few questions that lie rather outside the usual range of women's interests. On the whole, tests have given very little evidence of any significant difference between the general run of intelligence in the two sexes.
No sampling of the adult female population has ever been conducted like the draft, so we can’t really compare the average adult man and woman in terms of intelligence. Boys and girls under twelve tend to score almost the same year after year, according to Binet tests. In several other tests that require quick and accurate responses, girls have slightly outperformed boys of the same age on average, but this might be because girls mature sooner than boys; they reach adult height earlier and possibly adult intelligence too. In the Alpha test, college women score a few points lower than college men on average, but this could be because the Alpha test was designed for men and includes some questions that aren’t really relevant to women’s interests. Overall, tests have shown very little evidence of any significant difference in general intelligence between the two sexes.
Limitations of the Intelligence Tests
Tests of the Binet or Alpha variety evidently do not cover the whole range of intelligent behavior. They do not test {282} the ability to manage carpenter's or plumber's tools or other concrete things, they do not test the ability to manage people, and they do not reach high enough to test the ability to solve really big problems.
Tests like the Binet or Alpha clearly don’t encompass the entire spectrum of intelligent behavior. They don’t assess {282} the ability to handle carpentry or plumbing tools or other tangible items, they don’t evaluate the ability to manage people, and they don’t extend far enough to test the ability to tackle significant problems.
Regarding the ability to manage concrete things, we have already mentioned the performance tests, which provide a necessary supplement to the tests that deal in ideas expressed in words. It is an interesting fact that some men whose mental age is below ten, according to the Binet tests, nevertheless have steady jobs, earn good wages, and get on all right in a simple environment. There are many others, with a mental age of ten or eleven, who cannot master the school work of the upper grades, and yet become skilled workmen or even real artists. Now, it takes mentality to perform skilled or artistic work; only, the mentality is different from that demanded by what we call "intellectual work".
When it comes to the ability to handle practical things, we've already talked about performance tests, which are an important addition to tests that focus on ideas expressed in words. It's interesting that some people with a mental age below ten, according to the Binet tests, still hold steady jobs, earn decent wages, and manage well in simple environments. Many others, with a mental age of ten or eleven, struggle with the schoolwork required in higher grades, yet they go on to become skilled workers or even real artists. It does take intelligence to do skilled or artistic work; however, the kind of intelligence needed is different from what we consider "intellectual work."
Managing people requires tact and leadership, which are obviously mental traits, though not easily tested. It is seldom that a real leader of men scores anything but high in the intelligence tests, but it more often happens that an individual who scores very high in the tests has little power of leadership. In part this is a matter of physique, or of temperament, rather than of intelligence, but in part it is a matter of understanding people and seeing how they can be influenced and led.
Managing people takes skill and leadership, which are clearly mental qualities, but they're not easy to measure. It's rare for a true leader to score anything less than high on intelligence tests, but it's more common for someone who scores very high on these tests to lack strong leadership abilities. This is partly due to physical presence or temperament rather than just intelligence, but it also depends on the ability to understand people and recognize how to influence and guide them.
Though the intelligence tests deal with "ideas", they do not, as so far devised, reach up to the great ideas nor make much demand on the superior powers of the great thinker. If we could assemble a group of the world's great authors, scientists and inventors, and put them through the Alpha test, it is probable that they would all score high, but not higher than the upper ten per cent, of college freshmen. Had their IQ's been determined when they were children, {283} probably all would have measured over 180 and some as high as 200, but the tests would not have distinguished these great geniuses from the gifted child who is simply one of a hundred or one of a thousand.
Though intelligence tests focus on "ideas," they don't, as currently designed, tap into the profound concepts or challenge the exceptional abilities of great thinkers. If we gathered a group of the world's top authors, scientists, and inventors and put them through the Alpha test, it's likely they would all score high, but not higher than the top ten percent of college freshmen. If their IQs had been assessed when they were kids, {283} they would probably have all measured over 180, with some even reaching 200. However, the tests wouldn't differentiate these great geniuses from the gifted child who is just one among a hundred or a thousand.
The Correlation of Abilities
There is no opposition between "general intelligence", as measured by the tests, and the abilities to deal with concrete things, with people, or with big ideas. Rather, there is a considerable degree of correspondence. The individual who scores high in the intelligence tests is likely, but not certain, to surpass in these respects the individual who scores low in the tests. In technical language, there is a "positive correlation" between general intelligence and ability to deal with concrete things, people and big ideas, but the correlation is not perfect.
There’s no conflict between “general intelligence,” as shown by the tests, and the ability to handle practical matters, interact with people, or think about big concepts. Instead, there’s a significant connection between them. A person who scores high on intelligence tests is likely, but not guaranteed, to outperform someone who scores low in these areas. In technical terms, there’s a “positive correlation” between general intelligence and the ability to manage practical things, people, and big concepts, but the correlation isn’t flawless.
Correlation is a statistical measure of the degree of correspondence. Suppose, for an example, we wish to find out how closely people's weights correspond to their heights. Stand fifty young men up in single file in order of height, the tallest in front, the shortest behind. Then weigh each man, and shift them into the order of their weights. If no shifting whatever were needed, the correlation between height and weight would be perfect. Suppose the impossible, that the shortest man was the heaviest, the tallest the lightest, and that the whole order needed to be exactly reversed; then we should say that the correlation was perfectly inverse or negative. Suppose the shift from height order to weight order mixed the men indiscriminately, so that you could not tell anything from a man's position in the height order as to what his position would be in the weight order; then we should have "zero correlation". The actual result, however, would be that, while the height order would be {284} somewhat disturbed in shifting to the weight order, it would not be entirely lost, much less reversed. That is, the correlation between height and weight is positive but not perfect.
Correlation is a statistical measure of how closely two things relate to each other. For example, let's say we want to see how people's weights relate to their heights. We would line up fifty young men in a single file according to their height, with the tallest in the front and the shortest in the back. Then, we would weigh each man and rearrange them according to their weights. If no rearranging was needed at all, the correlation between height and weight would be perfect. Now, imagine the opposite situation where the shortest man was the heaviest and the tallest was the lightest, requiring the entire order to be flipped; in that case, we would say there was a perfectly inverse or negative correlation. If the shift from height order to weight order mixed up the men completely, making it impossible to determine anything about a man's weight based solely on his height position, we would refer to that as "zero correlation." In reality, though, while the height order would be {284} somewhat disrupted when we shift to the weight order, it wouldn't be completely lost or reversed. So, the correlation between height and weight is positive but not perfect.
Statistics furnishes a number of formulae for measuring correlations, formulae which agree in this, that perfect positive correlation is indicated by the number + 1, perfect negative correlation by the number - 1, and zero correlation by 0. A correlation of +.8 indicates close positive correspondence, though not perfect correspondence; a correlation of +.3 means a rather low, but still positive, correspondence; a correlation of -.6 means a moderate tendency towards inverse relationship.
Statistics provides several formulas for measuring correlations, all of which agree that a perfect positive correlation is indicated by the number +1, a perfect negative correlation by -1, and zero correlation by 0. A correlation of +0.8 shows a strong positive relationship, though not perfect; a correlation of +0.3 indicates a fairly low, but still positive, relationship; and a correlation of -0.6 suggests a moderate tendency towards an inverse relationship.
The correlation between two good intelligence tests, such as the Binet and the Alpha, comes out at about +.8, which means that if a fair sample of the general population, ranging from low to high intelligence, is given both tests, the order of the individuals as measured by the one test will agree pretty closely with the order obtained with the other test. The correlation between a general intelligence test and a test for mechanical ability is considerably lower but still positive, coming to about +.4. Few if any real negative correlations are found between different abilities, but low positive or approximately zero correlations are frequent between different, rather special abilities.
The relationship between two reliable intelligence tests, like the Binet and the Alpha, is around +.8. This means that if you give a fair sample of the general population, from those with low to high intelligence, both tests, the ranking of individuals based on one test will be pretty similar to the ranking from the other test. The correlation between a general intelligence test and a mechanical ability test is significantly lower, at about +.4. There are very few, if any, real negative correlations between different abilities, but it's common to see low positive or roughly zero correlations between various specialized abilities.
In other words, there is no evidence of any antagonism between different sorts of ability, but there is plenty of evidence that different special abilities may have little or nothing in common.
In other words, there's no proof of any conflict between different types of skills, but there's a lot of evidence that various special talents might have very little or nothing in common.
[Footnote] Possibly some readers would like to see a sample of the statistical formulae by which correlation is measured. Here is one of the simplest. Number the individuals tested in their order as given by the first test, and again in their order as given by the second test, and find the difference between each individual's two rank numbers. If an individual who ranks no. 5 in one test ranks no. 12 in the other, the difference in his rank numbers is 7. Designate this difference by the letter D. and the whole number of individuals tested by n. Square each D, and get the sum of all the squares, calling this sum "sum of D2[squared]". Then the correlation is given by the formula, 1 - ( ( 6 X sum of D[squared] ) / (n x ( n[squared] - 1)) ) As an example in the use of this formula, take the following: Individuals Rank of each Rank of each D D[squared] tested individual in individual in first test second test Albert 3 5 2 4 George 7 6 1 1 Henry 5 3 2 4 James 2 1 1 1 Stephen 1 4 3 9 Thomas 4 2 2 4 William 6 7 1 1 n = 7 sum of D[squared] = 24 n[squared] - 1 = 48 6 x sum of D[squared] = 144 6 x sum of D[squared] / n ( n[squared] - 1 ) = 1 - 144/(7 x 48) = +.57 In order to get a full and true measure of the correlation between two tests, the following precautions are necessary: (1) The same individuals must be given both tests. (2) The number of individuals tested must be as great as 15 or 20, preferably more. (3) The individuals should be a fair sample of the population in regard to the abilities tested; they should not be so selected as to represent only a small part of the total range of ability. (4) The tests should be thorough enough to determine each individual's rank in each test, with a high degree of certainty. Sloppy testing gives a correlation nearer zero than it should be, because it "pies" the true orders to some extent. [End footnote]
[Footnote] Some readers might want to see an example of the statistical formulas used to measure correlation. Here’s one of the simplest. Number the individuals tested in the order from the first test, and again in the order from the second test, then find the difference between each individual's two rank numbers. For example, if someone ranks 5 in one test and 12 in the other, the difference in their rank numbers is 7. We'll call this difference D, and the total number of individuals tested n. Square each D and find the sum of all the squares, referring to this sum as "sum of D²." Then, the correlation is calculated using the formula: 1 - ( ( 6 x sum of D² ) / (n x ( n² - 1)) ) To illustrate the use of this formula, consider the following: Individuals Rank of each Rank of each D D² tested individual in individual in first test second test Albert 3 5 2 4 George 7 6 1 1 Henry 5 3 2 4 James 2 1 1 1 Stephen 1 4 3 9 Thomas 4 2 2 4 William 6 7 1 1 n = 7 sum of D² = 24 n² - 1 = 48 6 x sum of D² = 144 6 x sum of D² / n ( n² - 1 ) = 1 - 144/(7 x 48) = +.57 To obtain a complete and accurate measure of the correlation between two tests, the following precautions are necessary: (1) The same individuals must take both tests. (2) The number of individuals tested should be at least 15 or 20, and ideally more. (3) The individuals should fairly represent the population in relation to the abilities being tested; they should not be selectively chosen to reflect only a narrow segment of the overall range of ability. (4) The tests should be comprehensive enough to reliably determine each individual's rank in each test. Poorly conducted testing yields a correlation closer to zero than it should be, as it "distorts" the true ranks to some extent. [End footnote]
General Factors in Intelligence
If now we try to analyze intelligence and see in what it consists, we can best proceed by reviewing the intelligence tests, and asking how it is that an individual succeeds in them. Passing the tests is a very specific instance of {286} intelligent behavior, and an analysis of the content of the tests should throw some light on the nature of intelligence.
If we try to analyze intelligence and understand what it consists of, we can do this best by looking at intelligence tests and examining how individuals succeed in them. Passing these tests is a very specific example of {286} intelligent behavior, and analyzing the content of the tests should help clarify the nature of intelligence.
The first thing that strikes the eye in looking over the tests is that they call for so many different reactions. They call on you to name objects, to copy a square, to tell whether a given statement is true or false, to tell wherein two objects are alike or different. The first impression, then, is that intelligence consists simply in doing a miscellaneous lot of things and doing them right.
The first thing that stands out when reviewing the tests is that they require a wide range of responses. They ask you to name objects, to copy a square, to determine if a statement is true or false, and to explain how two objects are similar or different. The initial impression, then, is that intelligence is simply about completing a variety of tasks and doing them correctly.
But can we not state in more general terms how the individual who scores high in the tests differs from one who scores low? If you survey the test questions carefully, you begin to see that the person who passes them must possess certain general characteristics, and that lack of these characteristics will lead to a low score. We may speak of these characteristics as "general factors" in intelligent behavior.
But can we not put it more generally how someone who scores high on the tests differs from someone who scores low? If you look closely at the test questions, you start to notice that a person who does well must have certain general traits, and not having these traits will result in a low score. We can refer to these traits as "general factors" in intelligent behavior.
First, the tests evidently require the use of past experience. They call, not for instinctive reactions, but for previously learned reactions. Though the Binet tests attempt to steer clear of specific school knowledge, they do depend upon knowledge and skill picked up by the child in the course of his ordinary experience. They depend on the ability to learn and remember. One general factor in intelligence is therefore retentiveness.
First, the tests clearly require the use of past experience. They call for learned responses rather than instinctive reactions. Although the Binet tests try to avoid relying on specific school knowledge, they do depend on the knowledge and skills that the child has acquired through everyday experiences. They rely on the ability to learn and remember. One overall aspect of intelligence is therefore retentiveness.
But the tests do not usually call for simple memory of something previously learned. Rather, what has been previously learned must be applied, in the test, to a more or less novel problem. The subject is asked to do something a little different from anything he has previously done, but similar enough so that he can make use of what he has learned. He has to see the point of the problem now set him, and to adapt what he has learned to this novel situation. Perhaps "seeing the point" and "adapting oneself to {287} a novel situation" are to be held apart as two separate general factors in intelligence, but on the whole it seems possible to include both under the general head, responsiveness to relationships, and to set up this characteristic as a second general factor in intelligence.
But the tests usually don't just require recalling something learned before. Instead, what was previously learned needs to be applied to a somewhat new problem during the test. The subject is asked to do something a little different from what they have done before, but similar enough that they can use what they have learned. They have to understand the point of the new problem presented to them, and adapt what they’ve learned to this new situation. Maybe "understanding the point" and "adapting to a new situation" can be seen as two different aspects of intelligence. Still, overall it seems reasonable to group both under the broader concept of responsiveness to relationships, and to identify this trait as a second major aspect of intelligence.
In the form board and picture completion tests, this responsiveness to relationships comes out clearly. To succeed in the form board, the subject must respond to the likeness of shape between the blocks and their corresponding holes. In picture completion, he must see what addition stands in the most significant relationship to the total picture situation. In telling how certain things are alike or different, he obviously responds to relationships; and so also in distinguishing between good and poor reasons for a certain fact. This element of response to relationships occurs again and again in the tests, though perhaps not in the simplest, such as naming familiar objects.
In the form board and picture completion tests, responsiveness to relationships is very clear. To do well on the form board, the person needs to recognize the similarity in shape between the blocks and their matching holes. In picture completion, they have to identify which addition is most significant to the overall picture. When explaining how certain things are similar or different, they clearly respond to relationships; the same goes for distinguishing between good and poor reasons for a specific fact. This aspect of responding to relationships appears repeatedly in the tests, though maybe not in the easiest ones, like naming familiar objects.
Besides these two intellectual factors in intelligent behavior, there are certain moral or impulsive factors. One is persistence, which is probably the same thing as the mastery or self-assertive instinct. The individual who gives up easily, or succumbs easily to distraction or timidity, is at a disadvantage in the tests or in any situation calling for intelligent behavior.
Besides these two intellectual factors in intelligent behavior, there are certain moral or impulsive factors. One is persistence, which is probably the same thing as the mastery or self-assertive instinct. A person who gives up easily or gets distracted or intimidated easily is at a disadvantage in tests or any situation that requires intelligent behavior.
But, as we said before, in discussing the instincts, excessive stubbornness is a handicap in meeting a novel situation, which often cannot be mastered by the first mode of response that one makes to it. Some giving up, some submissiveness in detail along with persistence in the main effort, is needed. The too stubborn young child may waste a lot of time trying with all his might to force the square block into the round hole, and so make a poorer score in the test, than if he had given up his first line of attack and tried something else. Intelligent behavior must perforce {288} often have something of the character of "trial and error", and trial and error requires both persistence in the main enterprise and a giving up here in order to try again there.
But, as we mentioned earlier when talking about instincts, being overly stubborn can be a disadvantage when faced with a new situation, which often can’t be solved by the initial response one makes. It's important to show some flexibility and a willingness to adapt while still keeping focus on the main goal. A very stubborn young child might spend a lot of time trying with all their might to force a square block into a round hole, resulting in a poorer outcome on the test compared to if they had abandoned their first approach and tried something different. Intelligent behavior often involves a lot of "trial and error," and trial and error requires both persistence in the main effort and the ability to let go of one approach to try another.
Finally, the instinct of curiosity or exploration is evidently a factor in intelligence. The individual who is stimulated by novel things to explore and manipulate them will amass knowledge and skill that can later be utilized in the tests, or in intelligent behavior generally.
Finally, the instinct of curiosity or exploration is clearly a factor in intelligence. A person who is motivated by new things to explore and interact with them will gain knowledge and skills that can later be applied in tests or in intelligent behavior in general.
Special Aptitudes
We distinguish between the general factors in intelligence, just mentioned, and special aptitudes for dealing with colors, forms, numbers, weights etc. A special aptitude is a specific responsiveness to a certain kind of stimulus or object. The special aptitudes are factors in intelligent behavior--as we may judge from the content of the intelligence tests--only, the tests are so contrived as not to depend too much on any one or any few of the special aptitudes. Arithmetical problems alone would not make a fair test for intelligence, since they would lay undue stress on the special aptitude for number; but it is fair enough to include them along with color naming, weight judging, form copying, and word remembering, and so to give many special aptitudes a chance to figure in the final score.
We differentiate between the overall factors in intelligence that we just mentioned and specific skills for handling colors, shapes, numbers, weights, etc. A specific skill is a particular responsiveness to a certain type of stimulus or object. These specific skills are components of intelligent behavior—as we can see from the content of intelligence tests—but the tests are designed not to rely too heavily on any one or a few of these specific skills. Math problems alone wouldn’t provide a fair test for intelligence because they would put too much emphasis on the skill for numbers; however, it's reasonable to include them along with tasks like naming colors, judging weights, copying shapes, and remembering words, thus allowing a variety of specific skills to contribute to the final score.
There are tests in existence for some special aptitudes: tests for color sense and color matching, for musical ability, for ability in drawing, etc.; but as yet we have no satisfactory list of the special aptitudes. They come to light when we compare one individual with another, or one species with another. Thus, while man is far superior to the dog in dealing with colors, the dog is superior in dealing with odors. Man has more aptitude for form, but some animals are fully his equal in sense of location and ability to find {289} their way. Man is far superior in dealing with numbers and also with tools and mechanical things. He is superior in speech, in sense of rhythm, in sense of humor, in sense of pathos. Individual human beings also differ markedly in each of these respects. They differ in these special directions as well as in the "general factors" of intelligence.
There are tests available for some specific skills: tests for color perception and matching, musical talent, drawing ability, and so on; however, we still don't have a comprehensive list of these specific skills. They become apparent when we compare one individual to another or one species to another. For example, while humans are much better than dogs at recognizing colors, dogs excel at detecting scents. Humans have a greater aptitude for shapes, but some animals are just as good as humans at understanding their surroundings and navigating their environment. Humans are significantly better at handling numbers, tools, and mechanical tasks. They also excel in language, rhythm, humor, and emotional sensitivity. Individual humans also show significant differences in each of these areas. They vary in these specific skills as well as in the overall aspects of intelligence.
Heredity of Intelligence and of Special Aptitudes
Let us now return to the question raised at the very outset of the chapter, whether or not intelligence is a native trait. We then said that the differing intelligence of different species of animals must be laid to their native constitutions, but left the question open whether the differing intelligence of human individuals was a matter of heredity or of environment.
Let’s go back to the question we initially posed at the start of the chapter: is intelligence an innate trait? We mentioned that the varying levels of intelligence among different animal species can be attributed to their natural make-up, but we left it open whether the differences in intelligence among human individuals come from genetics or their surroundings.
Intelligence is of course quite different from instinct, in that it does not consist in ready-made native reactions. The intelligence of an individual at any age depends on what he has learned previously. But the factors in intelligent behavior--retentiveness, responsiveness to relationships, persistence, etc.--may very well be native traits.
Intelligence is definitely different from instinct because it doesn't rely on automatic, built-in reactions. A person's intelligence at any age is based on what they’ve learned before. However, the elements of intelligent behavior—like memory, ability to respond to relationships, persistence, and so on—could be inherent traits.
But what evidence is there that the individual's degree of intelligence is a native characteristic, like his height or color of hair? The evidence is pretty convincing to most psychologists.
But what evidence is there that a person's level of intelligence is an inherent trait, like their height or hair color? The evidence is quite persuasive to most psychologists.
First, we have the fact that an individual's degree of intelligence is an inherent characteristic, in the sense that it remains with him from childhood to old age. Bright child, bright adult; dull child, dull adult. That is the rule, and the exceptions are not numerous enough to shake it. Many a dull child of well-to-do parents, in spite of great pains taken with his education, is unable to escape from his inherent limitations. The intelligence quotient remains fairly {290} constant for the same child as he grows up, and stands for an inherent characteristic of the individual, namely, the rate at which he acquires knowledge and skill. Give two children the same environment, physical and social, and you will see one child progress faster than the other. Thus, among children who grow up in the same community, playing together and going to the same schools, the more rapid mental advance of some than of others is due to differences in native constitution, and the IQ gives a measure of the native constitution in this respect. There are exceptions, to be sure, depending on physical handicaps such as deafness or disease, or on very bad treatment at home, but in general the IQ can be accepted as representing a fact of native constitution.
First, it's important to recognize that a person's level of intelligence is a natural trait that stays with them from childhood to old age. A smart child grows into a smart adult; a slow child remains a slow adult. That's the general rule, and there aren't enough exceptions to change that. Many slow learners from affluent families, despite the extensive efforts put into their education, can't break free from their natural limitations. A child's intelligence quotient stays fairly {290} constant as they mature, representing an inherent characteristic of the individual, specifically the speed at which they learn and develop skills. If you place two children in the same physical and social environment, you'll notice one child will advance more quickly than the other. So, among kids growing up in the same community, interacting and attending the same schools, the faster mental progress of some compared to others is due to differences in their native abilities, and the IQ serves as a measure of those native abilities. There are certainly exceptions, particularly in cases of physical disabilities like deafness or illness, or severe mistreatment at home, but overall, the IQ can be taken as a reliable indicator of an individual's innate capabilities.
Another line of evidence for the importance of native constitution in determining degrees of intelligence comes from the study of mental resemblance among members of the same family. Brothers or sisters test more alike than children taken at random from a community, and twins test more alike than ordinary brothers and sisters. Now, as the physical resemblance of brothers or sisters, and specially of twins, is accepted as due to native constitution, we must logically draw the same conclusion from their mental resemblance.
Another piece of evidence for the significance of innate traits in influencing intelligence comes from examining mental similarities among family members. Brothers and sisters tend to score more similarly on tests than children randomly chosen from the community, and twins often show even more similarity than regular siblings. Since the physical resemblance of brothers and sisters, especially twins, is generally understood to stem from their natural traits, we should reasonably reach the same conclusion regarding their mental similarities.
The way feeble-mindedness runs in families is a case in point. Though, in exceptional instances, mental defect arises from brain injury at the time of birth, or from disease (such as cerebrospinal meningitis) during early childhood, in general it cannot be traced to such accidents, but is inherent in the individual. Usually mental defect or some similar condition can be found elsewhere in the family of the mentally defective child; it is in the family stock. When both parents are of normal intelligence and come from families with no mental abnormality in any ancestral line, it is practically unknown that they should have a feeble-minded {291} child; but if mental deficiency has occurred in some of the ancestral lines, an occasional feeble-minded child may be born even of parents who are themselves both normal. If one parent is normal and the other feeble-minded, some of the children are likely to be normal and others feeble-minded; but if both parents are feeble-minded, it is said that all the children are sure to be feeble-minded or at least dull.
The way that mental challenges run in families is a clear example. While, in rare cases, mental issues can result from brain injury at birth or diseases (like spinal meningitis) during early childhood, usually this isn't the case. Instead, it's something that exists within the individual. Typically, a mental challenge or a similar condition can be found in other members of the family of the child who has these issues; it’s part of the family legacy. When both parents are of normal intelligence and their families have no history of mental abnormalities, it’s almost unheard of for them to have a child with mental challenges; however, if there’s a history of mental deficiency in some of the family lines, a feeble-minded child can still be born to parents who are both normal. If one parent is normal and the other has a mental challenge, some of the children are likely to be normal while others may have challenges; but if both parents have mental challenges, it's said that all the children will likely also have mental challenges or at least be slow.
These facts regarding the occurrence of feeble-mindedness cannot be accounted for by environmental influences, especially the fact that some children of the same family may be definitely feeble-minded and others normal. We must remember that children of the same parents need not have precisely similar native constitutions; they are not always alike in physical traits such as hair color or eye color that are certainly determined by native constitution.
These facts about the occurrence of intellectual disabilities can't be explained by environmental factors, especially the reality that some children in the same family may be clearly intellectually disabled while others are normal. We have to keep in mind that children with the same parents don't have to share exactly the same natural traits; they aren't always similar in physical characteristics like hair color or eye color, which are definitely influenced by their innate qualities.
The special aptitudes also run in families. You find musical families where most of the children take readily to music, and other families where the children respond scarcely at all to music, though their general intelligence is good enough. You find a special liking and gift for mathematics cropping out here and there in different generations of the same family. No less significant is the fact that children of the same family show ineradicable differences from one another in such abilities. In one family were two brothers, the older of whom showed much musical ability and came early to be an organist and composer of church music; while the younger, possessing considerable ability in scholarship and literature, was never able to learn to sing or tell one tune from another. Being a clergyman, he desired very much to be able to lead in singing, but he simply could not learn. Such obstinate differences, persisting in spite of the same home environment, must depend on native constitution.
The special abilities often run in families. You see musical families where most of the kids easily take to music, and other families where the kids hardly respond to music, even though their overall intelligence is pretty good. You also find a natural talent and interest in math popping up in different generations of the same family. Equally important is the fact that siblings within the same family show undeniable differences in these abilities. In one family, there were two brothers; the older one had a lot of musical talent and became an organist and composer of church music at a young age, while the younger brother, who had strong skills in academics and literature, could never learn to sing or tell one tune from another. As a clergyman, he really wanted to lead singing, but he just couldn't pick it up. These stubborn differences, lasting despite having the same home environment, must be rooted in their natural makeup.
Native constitution determines mental ability in two respects. It fixes certain limits which the individual cannot {292} pass, no matter how good his environment, and no matter how hard he trains himself; and, on the positive side, it makes the individual responsive to certain stimuli, and so gives him a start towards the development of intelligence and of special aptitudes.
Native constitution determines mental ability in two ways. It sets certain limits that an individual cannot exceed, regardless of how good their environment is or how hard they train themselves; and, on the positive side, it makes the individual responsive to certain stimuli, giving them a boost towards developing intelligence and specific skills.
Intelligence and the Brain
There is certainly some connection between the brain and intelligent behavior. While the spinal cord and brain stem vary according to the size of the body, and the cerebellum with the motility of the species of animal, the size of the cerebrum varies more or less closely with the intelligence of the species. It does vary also with bodily size, as illustrated by the whale and elephant, which have the largest cerebrum of all animals, including man. But the monkey, which shows more intelligence than most animals, has also a very large cerebrum for his size of body; and the chimpanzee and gorilla, considerably surpassing the ordinary monkeys in intelligence, have also a much larger cerebrum. The cerebrum of man, in proportion to the size of his body, far surpasses that of the chimpanzee or gorilla.
There is definitely a connection between the brain and intelligent behavior. While the spinal cord and brain stem differ based on body size, and the cerebellum varies with the mobility of different animal species, the size of the cerebrum generally corresponds to the intelligence of the species. It also varies with body size, as seen in the whale and elephant, which have the biggest cerebrum among all animals, including humans. However, the monkey, known for being more intelligent than most animals, has a relatively large cerebrum for its body size. The chimpanzee and gorilla, which are significantly more intelligent than typical monkeys, also have much larger cerebrums. Compared to body size, the human cerebrum greatly exceeds that of the chimpanzee or gorilla.
The cerebrum varies considerably in size from one human individual to another. In some adults it is twice as large as in others, and the question arises whether greater intelligence goes with a larger brain. Now, it appears that an extremely small cerebrum spells idiocy; not all idiots have small brains, but all men with extremely small brains are idiots. The brain weight of quite a number of highly gifted men has been measured in post-mortem examination, and many of these gifted men have had a very large cerebrum. On the whole, the gifted individual seems to have a large brain, but there are exceptions, and the relationship between brain size and intelligence cannot be very close. Other factors must enter, one factor being undoubtedly the fineness {293} of the internal structure of the cortex. Brain function depends on dendrites and end-brushes, forming synapses in the cortex, and such minute structures make little impression on the total brain weight.
The cerebrum varies a lot in size from one person to another. In some adults, it is twice as large as in others, leading to the question of whether larger brains are linked to greater intelligence. It turns out that an extremely small cerebrum indicates idiocy; not all idiots have small brains, but all people with extremely small brains are idiots. The brain weight of many highly talented individuals has been measured after death, and many of these talented people had very large cerebrums. Overall, gifted individuals seem to have larger brains, but there are exceptions, and the connection between brain size and intelligence isn't very strong. Other factors must come into play, one of which is certainly the intricacy of the internal structure of the cortex. Brain function relies on dendrites and end-brushes that form synapses in the cortex, and these tiny structures have little effect on the overall brain weight.
While intelligence is related to the cerebrum as a whole, rather than to any particular "intelligence center", there is some likelihood that the special aptitudes are related to special parts of the cortex, though it must be admitted that few aptitudes have as yet been localized. The pretended localizations of phrenology are all wrong. But we do know that each sense has its special cortical area, and that adjacent to these sensory areas are portions of the cortex intimately concerned in response to different classes of complex stimuli. Near the auditory center the cortex is concerned in recognizing spoken words, and in following music; near the visual center it is concerned in recognizing printed words, in recognizing seen objects, in finding one's way by the sense of sight, etc. These special aptitudes thus have a fairly definite cortical localization, and possibly others have also.
While intelligence is connected to the entire cerebrum instead of a specific "intelligence center," there's a good chance that particular skills are linked to specific areas of the cortex, although it's true that few skills have been pinpointed. The claims made by phrenology about localizations are incorrect. However, we do know that each sense has its dedicated cortical area, and next to these sensory areas are parts of the cortex that play a key role in responding to different types of complex stimuli. Close to the auditory center, the cortex helps in recognizing spoken words and following music; near the visual center, it aids in recognizing printed words, identifying seen objects, and navigating using sight, among other things. These specific skills seem to have a fairly clear cortical location, and it's possible that others do too.
Examined microscopically, the cortex shows differences of structure in different parts, and to the structural differences probably correspond differences of function. Now it is practically impossible that such a function as attention or memory should have any localized cortical center, for these are general functions. The instincts are specialized enough to have local centers, but none have so far been localized. What has been localized is of the nature of special aptitudes.
Examined under a microscope, the cortex reveals structural differences in various areas, and these structural differences likely correspond to functional differences. It's nearly impossible for functions like attention or memory to have a specific cortical center, as these are general functions. Instincts are specialized enough to have local centers, but none have been pinpointed so far. What has been identified are specific aptitudes.
EXERCISES
1. Outline the chapter.
2. Pick out the true statements from the following list:
1. Outline the chapter.
2. Identify the true statements from the list below:
(a) Man is the most intelligent of animals.
(b) Intelligence depends on the development of the cerebellum.
(c) It has not been found possible to use any single
performance as a reliable index of intelligence.
(d) Children of different mental ages may have the same IQ.
(e) A child with a mental age of 10 years can do all the tests
for 10 years and below, but none of those for the higher ages.
(f) The intelligence tests depend wholly on accurate response
and not at all on speed of reaction.
(g) If intelligence tests depended upon previous training, they
could not be measures of native intelligence.
(h) High correlation between the test scores of brothers and
sisters is a fact that tends to indicate the importance of
heredity in determining intelligence.
(i) The "general factors" in intelligence are the same as the
instincts.
(j) Feeble-minded individuals include all those who are below
the average intelligence.
(a) Humans are the smartest of all animals.
(b) Intelligence relies on the development of the cerebellum.
(c) It's been shown that no single performance can reliably indicate intelligence.
(d) Children with different mental ages can have the same IQ.
(e) A child with a mental age of 10 can complete all tests meant for 10-year-olds and younger, but not those for older age groups.
(f) Intelligence tests are based entirely on accurate responses, not on how quickly someone reacts.
(g) If intelligence tests relied on previous training, they wouldn't accurately measure native intelligence.
(h) The strong correlation between the test scores of siblings suggests the significance of heredity in determining intelligence.
(i) The "general factors" in intelligence are the same as instincts.
(j) People with below-average intelligence are considered feeble-minded.
3. It is found that eminent men very often have eminent brothers,
uncles and cousins. How would this fact be explained?
4. It is also found that the wives of eminent men often have eminent
relatives. How would this fact be explained?
5. How could it happen that a boy of 9, in the third school grade,
with an IQ of 140, should be mischievous and inattentive? What
should be done with him?
6. If a boy of 12, by industrious work, does pretty well in the
fourth grade, why should we not accept the teacher's estimate of
him as a "fairly bright boy"?
7. How might the brain of an idiot be underdeveloped, aside from
the matter of the number of nerve cells in the cortex?
8. Can it be that high intelligence is a disadvantage in any form
of industrial work, and, if so, how?
9. Show how "general intelligence" and "special aptitudes" may
work together to give success in some special line of work.
3. It's common to find that accomplished people often have accomplished siblings, uncles, and cousins. How can we explain this?
4. It's also common that the wives of accomplished men often have notable relatives. How can we explain this?
5. How is it possible for a 9-year-old boy in the third grade, with an IQ of 140, to be mischievous and inattentive? What should we do about him?
6. If a 12-year-old boy does fairly well in the fourth grade through hard work, why shouldn't we accept the teacher's opinion that he is a "fairly bright boy"?
7. Besides the number of nerve cells in the cortex, how might the brain of someone with low intelligence be underdeveloped?
8. Could it be that high intelligence is a disadvantage in any type of industrial work, and if so, how?
9. Demonstrate how "general intelligence" and "special abilities" can work together to achieve success in a specific type of work.
REFERENCES
For the Binet tests and some results obtained by their use, see Louis M. Terman, The Measurement of Intelligence, 1916.
For the Binet tests and some results obtained from using them, see Louis M. Terman, The Measurement of Intelligence, 1916.
The group tests used in the American Army during the War are described in detail In Vol. 15 of the Memoirs of the National Academy of Sciences, 1921, edited by Robert M. Yerkes. This large book describes the work of preparing and standardizing the tests, and also gives some results bearing on the Intelligence of different sections of the population. Some of the interesting results appear on pp. 507, 522, 528, 537, 693, 697, 705, 732, 743, 799, 815, 819, 829, 856 and 869.
The group tests used by the American Army during the War are described in detail in Vol. 15 of the Memoirs of the National Academy of Sciences, 1921, edited by Robert M. Yerkes. This extensive book outlines the process of preparing and standardizing the tests and also presents some results regarding the intelligence of different segments of the population. Some of the interesting results can be found on pp. 507, 522, 528, 537, 693, 697, 705, 732, 743, 799, 815, 819, 829, 856, and 869.
For briefer treatments of the subject, see Walter S. Hunter's General Psychology, 1919, pp. 36-58, and W. B. Pillsbury's Essentials of Psychology, 2nd edition, 1920, pp. 388-407.
For shorter discussions on the topic, check out Walter S. Hunter's General Psychology, 1919, pages 36-58, and W. B. Pillsbury's Essentials of Psychology, 2nd edition, 1920, pages 388-407.
For the poor results obtained in attempting to judge intelligence from photographs, see an illustrated article by Rudolph Pintner, in the Psychological Review for 1918, Vol. 25, pp. 286-296.
For the poor results found in trying to assess intelligence from photographs, see an illustrated article by Rudolph Pintner, in the Psychological Review for 1918, Vol. 25, pp. 286-296.
For a study of one of the special aptitudes, see C. E. Seashore's Psychology of Musical Talent, 1919.
For a look at one of the unique abilities, check out C. E. Seashore's Psychology of Musical Talent, 1919.
For a comprehensive survey of test methods and results, see the two volumes of Whipple's Manual of Mental and Physical Tests, 2nd edition, 1914, 1915.
For a complete overview of testing methods and results, check out the two volumes of Whipple's Manual of Mental and Physical Tests, 2nd edition, 1914, 1915.
CHAPTER XIII
LEARNING AND HABIT FORMATION
THE DEPENDENCE OF ACQUIRED REACTIONS UPON INSTINCT AND REFLEX ACTION, AND THE MODIFICATION OF NATIVE REACTIONS BY EXPERIENCE AND TRAINING.
Already, in considering intelligence, we have partially rounded the corner from native to acquired traits, and now, fairly around the corner, we see ahead of us a long straight stretch of road. For there is much to say regarding acquired traits and regarding the process of acquisition. All knowledge is acquired, the whole stock of ideas, as well as motor skill, and there are acquired motives in addition to the native motive forces that we called instincts, and acquired likes and dislikes in addition to those that are native; so that, all in all, there are thousands on thousands of acquired reactions, and the daily life of the adult is made up of these much more than of strictly native reactions.
Already, when we think about intelligence, we have partly moved from native traits to acquired traits, and now, just around the corner, we can see a long, clear path ahead. There’s a lot to discuss about acquired traits and how they are developed. All knowledge is learned, including our entire set of ideas and skills. There are also acquired motivations beyond the natural instincts we call instincts, as well as acquired preferences and aversions in addition to our inherent ones. Overall, there are thousands upon thousands of learned responses, and the daily life of an adult consists of these far more than of purely native reactions.
It will take us several chapters to explore this new territory that now lies before us, a chapter on acquiring motor habits and skill, a chapter on memory, a chapter on acquired mental reactions, and a chapter devoted to the general laws that hold good in this whole field. Our general plan is to proceed from the simple to the complex, generalizing to some extent as we go, but leaving the big generalizations to the close of the discussion, where we shall see whether the whole process of acquiring reactions of all sorts cannot be summed up in a few general laws of acquisition, or "laws of association" as they are traditionally called. On reaching that {297} goal, the reader may well come back, with the general laws in mind, and see how well they fit in detail all the instances of acquired responses that we are about to describe. We might have begun by stating the general laws, but on the whole it will be better to proceed "inductively", beginning with the observed facts and working up to the general laws.
It will take us several chapters to explore this new territory that lies ahead of us: one chapter will focus on developing motor skills and habits, another on memory, a third on learned mental responses, and a fourth dedicated to the overarching principles that apply to this entire area. Our approach will move from the simple to the complex, generalizing along the way, but we'll save the major generalizations for the end of the discussion. There, we will see if the entire process of learning different kinds of responses can be summarized in a few broad principles of learning, or "laws of association," as they are traditionally known. By the time we reach that {297} point, the reader may want to revisit the general principles with an understanding of how well they align with the specific examples of learned responses that we are about to discuss. We could have started by outlining the general principles, but overall, it's better to take an "inductive" approach, beginning with the observed facts and building up to the general principles.
Acquired Reactions Are Modified Native Reactions
Though we have "turned a corner" in passing from native traits to acquired, it would be a mistake to suppose we had left what is native altogether behind. It would be a mistake to suppose that the individual outgrew and left behind his native reactions and acquired an entirely new outfit. The reactions that he acquires--or learns, as we speak of acquisition in the sphere of reactions--develop out of his native reactions. Consider this: how is the individual ever going to learn a reaction? Only by reacting. Without native reactions, he would be entirely inactive at the outset, and would never make a start towards any acquisition. His acquired reactions, then, are his native reactions modified by use.
Though we've "turned a corner" in moving from innate traits to learned ones, it's wrong to think we've completely left our native traits behind. It's a mistake to believe that a person outgrows their natural responses and gains an entirely new set. The reactions they acquire—or learn, as we refer to the process of learning in terms of reactions—are based on their innate reactions. Think about this: how does someone ever learn a reaction? Only by reacting. Without innate reactions, they would be completely inactive at the start and would never begin to learn anything new. So, their acquired reactions are really just their native reactions adjusted through experience.
The vast number of motor acts that the individual acquires are based upon the reflexes. They are modified reflexes. The simplest kind of modification is the mere strengthening of an act by exercise. By his reflex breathing and crying, the new-born baby exercises his lungs and breathing muscles and the nerve centers that control them, with the result that his breathing becomes more vigorous, his crying louder. The strengthening of a reaction through exercise is a fundamental fact.
The many motor actions that a person learns are based on reflexes. They are modified reflexes. The most basic type of modification is simply strengthening an action through practice. Through reflexive breathing and crying, a newborn baby exercises his lungs and breathing muscles, as well as the nerve centers that control them, leading to stronger breathing and louder crying. The idea that a reaction can be strengthened through exercise is a fundamental concept.
But we should scarcely speak of "learning" if the only modification consisted in the simple strengthening of native reactions, and at first thought it is difficult to see how the {298} exercise of any reaction could modify it in any other respect. But many reflexes are not perfectly fixed and invariable, but allow of some free play, and then exercise may fix or stabilize them, as is well illustrated in the case of the pecking response of the newly hatched chick. If grains are strewn before a chick one day old, it instinctively strikes at them, seizes them in its bill and swallows them; but, its aim being poor and uncertain, it actually gets, at first, only a fifth of the grains pecked at; by exercise it improves so as to get over half on the next day, over three-fourths after another day or two, and about 86 percent (which seems to be its limit) after about ten days of practice. Exercise has here modified a native reaction in the way of making it more definite and precise, by strengthening the accurate movement as against all the variations of the pecking movement that were made at the start. Where a native response is variable, exercise tends towards constancy, and so towards the fixation of definite habits.
But we can hardly talk about "learning" if the only change is just the strengthening of natural reactions. At first glance, it seems challenging to understand how the {298} practice of any reaction could alter it in other ways. However, many reflexes aren't set in stone; they offer some flexibility. This means that practice can solidify or stabilize them, as shown by the example of a newly hatched chick's pecking response. When grains are scattered in front of a one-day-old chick, it instinctively pecks at them, picks them up with its beak, and swallows them. But since its aim is poor and uncertain, it manages to eat only about one-fifth of the grains it pecks at initially. Through practice, it gets better, eating more than half the next day, over three-fourths after a day or two, and about 86 percent (which appears to be its limit) after around ten days of practice. In this case, practice has changed a natural reaction by making it more precise and accurate, strengthening the correct movement compared to all the varied pecking movements made at the beginning. Where a natural response is unpredictable, practice tends to make it more consistent, leading to the fixation of specific habits.
A reflex may come to be attached to a new stimulus, that does not naturally arouse it. A child who has accidentally been pricked with a pin, and of course made the flexion reflex in response to this natural stimulus, will make this same reaction to the sight of a pin approaching his skin. The seen pin is a substitute stimulus that calls out the same response as the pin prick. This type of modification gives a measure of control over the reflexes; for when we pull the hand back voluntarily, or wink at will, or breathe deeply at will, we are executing these movements without the natural stimulus being present.
A reflex can become linked to a new stimulus that doesn't naturally trigger it. For example, if a child accidentally gets poked with a pin and naturally pulls back in response to that pain, they will have the same reaction when they see a pin coming towards their skin. The visible pin acts as a substitute stimulus that elicits the same response as the actual pin prick. This kind of change gives us some control over our reflexes; when we pull our hand back on purpose, blink intentionally, or take a deep breath when we want to, we're performing those actions without the original stimulus being present.
Voluntary control includes also the ability to omit a response even if the natural stimulus is present. Holding the breath, keeping the eyes wide open in spite of the tendency to wink, not swallowing though the mouth is full of saliva, holding the hand steady when it is being pricked, and many {299} similar instances of control over reflexes are cases of detachment of a native reaction from its natural stimulus. Not "starting" at a sudden sound to which we have grown used and not turning the eyes to look at a very familiar object, are other instances of this detachment.
Voluntary control also includes the ability to ignore a response even when the natural stimulus is present. Holding your breath, keeping your eyes wide open even though you want to blink, not swallowing even when your mouth is full of saliva, holding your hand steady when it gets pricked, and many {299} similar examples of control over reflexes are cases of detachment of an instinctive reaction from its natural stimulus. Not "jumping" at a sudden sound we've gotten used to and not turning our eyes to look at a very familiar object are other examples of this detachment.
The substitute response is another modification to be placed alongside of the substitute stimulus. Here a natural stimulus calls out a motor response different from its natural response. The muttered imprecation of the adult takes the place of the child's scream of pain. The loose holding of the pen between the thumb and the first two fingers takes the place of the child's full-fisted grasp.
The substitute response is another change to be used alongside the substitute stimulus. Here, a natural stimulus triggers a motor response that differs from its usual reaction. The adult's muttered curse replaces the child's scream of pain. The relaxed grip on the pen between the thumb and first two fingers replaces the child's tight fist grip.
Finally, an important type of modification consists in the combination of reflex movements into larger coördinations. One hand grasps an object, while the other hand pulls, pushes or strikes it. Or, both hands grasp the object but in different ways, as in handling an ax or shovel. These cases illustrate simultaneous coördination, and there is also a serial coördination, in which a number of simple instinctive movements become hitched together in a fixed order. Examples of this are seen in dancing, writing a word, and, most notably, in speaking a word or familiar phrase.
Finally, an important type of modification involves the combination of reflex movements into larger coordinated actions. One hand grabs an object while the other hand pulls, pushes, or strikes it. Or, both hands hold the object but in different ways, like when using an ax or shovel. These examples show simultaneous coordination, and there's also serial coordination, where several simple instinctive movements are connected in a specific order. Examples of this can be seen in dancing, writing a word, and, most importantly, in saying a word or familiar phrase.
In these ways, by strengthening, fixing and combining movements, and by new attachments and detachments between stimulus and response, the instinctive motor activity of the baby passes over into the skilled and habitual movement of the adult.
In these ways, by strengthening, fixing, and combining movements, along with new attachments and detachments between stimulus and response, the instinctive motor activity of the baby develops into the skilled and habitual movement of the adult.
Acquired Tendencies
In the sphere of impulse and emotion the same kinds of modification occur. Detachment of an impulse or emotion from its natural stimulus is very much in evidence, since {300} what frightens or angers or amuses the little child may have no such power with the adult. One little boy of two could be thrown into gales of laughter by letting a spoon drop with a bang to the floor; and you could repeat this a dozen times in quick succession and get the response every time. But this stimulus no longer worked when he had advanced to the age of four.
In the realm of impulse and emotion, similar types of changes happen. The separation of an impulse or emotion from its natural trigger is very noticeable, as what scares, angers, or entertains a small child may not have the same effect on an adult. For example, a little boy who was two years old would burst into fits of laughter if you dropped a spoon with a loud clang on the floor; you could do this a dozen times in quick succession and he’d laugh every time. But by the time he turned four, that same stimulus no longer had any impact.
The emotions get attached to substitute stimuli. Amusement can be aroused in an older child by situations that were not at all amusing to the baby. New objects arouse fear, anger, rivalry or curiosity. The emotions of the adult--with the exception of sex attraction, which is usually very weak in the child--are the emotions of the child, but they are aroused by different stimuli.
The emotions get attached to substitute triggers. An older child can find amusement in situations that were completely unamusing to a baby. New objects can trigger fear, anger, rivalry, or curiosity. The emotions of an adult—except for sexual attraction, which is usually very weak in children—are the same as those of a child, but are triggered by different stimuli.
Not only so, but the emotions express themselves differently in the child and the adult. Angry behavior is one thing in the child, and another thing in the adult, so far as concerns external motor action. The child kicks and screams, where the adult strikes with his fist, or vituperates, or plots revenge. The internal bodily changes in emotion are little modified as the individual grows up--except that different stimuli arouse them--but the overt behavior is greatly modified; instead of the native reactions we find substitute reactions.
Not only that, but emotions are expressed differently in children and adults. Angry behavior looks different in a child compared to an adult, especially in terms of physical actions. A child might kick and scream, while an adult may punch, insult, or seek revenge. The internal physical changes that accompany emotions don’t change much as someone grows up—except that different triggers can stir them up—but the outward behavior is significantly altered; instead of natural reactions, we see learned responses.
A little girl of three years, while out walking in the woods with her family, was piqued by some correction from her mother, but, instead of showing the instinctive signs of temper, she picked up a red autumn leaf and offered it to her mother, with the words, very sweetly spoken, "Isn't that a pretty leaf?" "Yes," said her mother, acquiescently. "Wouldn't you like to have that leaf?" "Yes, indeed." "I'll throw it away!" (in a savage tone of voice, and with a gesture throwing the leaf away). Here we have an early form of substitute reaction, and can glimpse how such {301} reactions become attached to the emotions. The natural outlet for the child's anger was blocked, probably because previous outbursts of rage had not had satisfactory consequences, so that the anger was dammed up, or "bottled up", for the instant, till the child found some act that would give it vent. Now supposing that the substitute reaction gave satisfaction to the child, we can well imagine that it would become attached to the angry state and be used again in a similar case. Thus, without outgrowing the emotions, we may outgrow emotional behavior that is socially unacceptable.
A little girl, just three years old, was walking in the woods with her family when her mother corrected her. Instead of reacting with typical childlike anger, she picked up a red autumn leaf and sweetly offered it to her mom, saying, "Isn't this a pretty leaf?" "Yes," her mother replied, agreeing. "Wouldn't you like to keep that leaf?" "Yes, definitely." "Then I'll just throw it away!" (she said in a fierce tone, dramatically tossing the leaf aside). This shows an early example of a substitute reaction, revealing how such reactions become linked to emotions. The natural expression of the child's anger was blocked, likely because past tantrums hadn’t ended well, leading her feelings to bottle up until she found another way to express them. If this substitute reaction satisfied her, we can easily see it becoming associated with her anger and used again in a similar situation. In this way, even if she doesn't outgrow her emotions, she might learn to stop expressing them in ways that society deems unacceptable.
Emotions are also combined, much as reflexes are combined. The same object which on one occasion arouses in us one emotion may arouse another emotion on another occasion, so that eventually, whenever we see that object, we respond by a blend of the two emotions. Your chief may terrify you on some occasions, at other times amaze you by his masterly grasp on affairs, and again win your affection by his care for your own welfare; so that your attitude toward "the boss" comes to be a blend of fear, admiration and gratitude. Religion and patriotism furnish good examples of compound emotions.
Emotions are also mixed together, just like reflexes. The same object that makes us feel one way at one time might make us feel differently at another time, so that eventually, whenever we see that object, we react with a combination of both emotions. Your boss might scare you sometimes, amaze you with their mastery of situations at other times, and win your affection through their concern for your well-being; so eventually, your feelings toward "the boss" become a mix of fear, admiration, and gratitude. Religion and patriotism are good examples of mixed emotions.
Well, then, adult behavior compared with the instinctive behavior of the little child shows these several types of modification. This is interesting, but it is not all we wish to know. We want to know how the modification comes about; that is, we want to get an insight into the process of learning. Scientifically, this is one of the most fascinating topics in psychology--how we learn, how we are molded or modified by experience--and practically, it is just as important, since if we wish to educate, train, mold, improve ourselves or others, it is the process of modification that we must control; and to control it we must understand it.
Well, adult behavior compared to the instinctive behavior of young children shows several types of changes. This is interesting, but it's not everything we want to know. We want to understand how these changes happen; in other words, we want to gain insight into the learning process. Scientifically, this is one of the most fascinating subjects in psychology—how we learn, how we are shaped or changed by our experiences—and practically, it's just as important. If we want to educate, train, shape, or improve ourselves or others, we need to control the process of change; and to control it, we need to understand it.
To understand it we must watch the process itself; and {302} therefore we turn to studies that trace the course of events in human and animal learning.
To understand it, we need to observe the process itself; and {302} therefore we look at studies that follow the progression of events in human and animal learning.
Animal Learning
Animals do learn, all the vertebrates, at least, and many of the invertebrates. They often learn more slowly than men, but this is an advantage for our present purpose, since it makes the learning process easier to follow. Mere anecdotes of intelligent behavior in animals are of little value, but experimental studies, in which the animal's progress is followed, step by step, from the time when he is confronted with a perfectly novel situation till he has mastered the trick, have now been made in great numbers, and a few typical experiments will serve as a good introduction to the whole subject of learning.
Animals do learn, at least all the vertebrates and many of the invertebrates. They often learn more slowly than humans, but that’s an advantage for what we’re discussing now, as it makes the learning process easier to observe. Just sharing stories about intelligent animal behavior isn’t very helpful, but experimental studies that track an animal's progress, step by step, from when it faces a completely new situation until it masters the skill, have been conducted extensively. A few typical experiments will provide a solid introduction to the entire topic of learning.
The negative adaptation experiment.
Apply a harmless and meaningless stimulus time after time; at first the animal makes some instinctive exploring or defensive reaction; but with continued repetition of the stimulus, he ceases after a while to respond. The instinctive reaction has been detached from one of its natural stimuli.
Apply a harmless and meaningless stimulus repeatedly; at first, the animal shows some instinctive exploratory or defensive reaction; but with continual exposure to the stimulus, it eventually stops responding. The instinctive reaction has been separated from one of its natural triggers.
Even in unicellular animals, negative adaptation can be observed, but in them is only temporary, like the "sensory adaptation" described in the chapter on sensation. Stop the stimulus and the original responsiveness returns after a short time. Nothing has been learned, for what is learned remains after an interval of rest.
Even in single-celled organisms, you can see negative adaptation, but it's just temporary, similar to the "sensory adaptation" discussed in the chapter on sensation. If you stop the stimulus, the original response comes back after a little while. No real learning has taken place, because what is actually learned stays after a break.
In higher animals, permanent adaptation is common, as illustrated by a famous experiment on a spider. While the spider was in its web, a tuning fork was sounded, and the spider made the defensive reaction of dropping to the ground. It climbed back to its web, the fork was sounded again, the spider dropped again; but after several {303} repetitions in quick succession, the spider ceased to respond. Next day, to be sure, it responded as at first; but after the same performance had been repeated on several days, it ceased permanently to respond to this stimulus.
In higher animals, lasting adaptation is common, as shown by a well-known experiment with a spider. While the spider was in its web, a tuning fork was struck, and the spider reacted defensively by dropping to the ground. It climbed back up to its web, the fork was struck again, and the spider dropped again; but after several {303} repetitions in quick succession, the spider stopped responding. The next day, it responded as it did at first; but after the same experiment was repeated over several days, it permanently stopped responding to this stimulus.
Negative adaptation is common in domestic animals, as well as in men. The horse "gets used" to the harness, and the dog to the presence of a cat in the house. Man grows accustomed to his surroundings, and to numerous unimportant sights and sounds.
Negative adaptation is common in pets and in people. The horse gets used to the harness, and the dog to having a cat in the house. People become accustomed to their surroundings and to countless insignificant sights and sounds.
The conditioned reflex experiment.
Put into a dog's mouth a tasting substance that arouses the flow of saliva, and at the same instant ring a bell; and repeat this combination of stimuli many times. Then ring the bell alone, and the saliva flows in response to the bell. The bell is a substitute stimulus, which has become attached to the salivary response by dint of having been often given along with the natural stimulus that arouses this response. At first thought, this is very weird, but do we not know of similar facts in every-day experience? The dinner bell makes the mouth water; the sight of food does the same, even the name of a savory dish will do the same.
Put something tasty in a dog's mouth that makes it salivate, and at the same time, ring a bell; then repeat this combo many times. Afterward, just ring the bell, and the dog will salivate in response. The bell is a substitute stimulus that has become linked to the salivary response because it was often paired with the natural stimulus that causes this response. At first glance, this seems strange, but don't we see similar things in everyday life? The dinner bell makes your mouth water; just seeing food does the same, and even the name of a delicious dish can have the same effect.
Quite possibly, the learning process by which the substitute stimulus becomes attached to the salivary reaction is more complex in man's case. He may observe that the dinner bell means dinner, whereas the dog, we suppose, does not definitely observe the connection of the bell and the tasting substance. What the experiment shows is that a substitute stimulus can become attached to a reaction under very simple conditions.
It’s likely that the way a substitute stimulus gets linked to the salivary response is more complicated for humans. A person can notice that the dinner bell signals mealtime, while, we assume, a dog doesn’t clearly recognize the link between the bell and the food. What the experiment demonstrates is that a substitute stimulus can be associated with a response under very basic conditions.
A conditioned reflex experiment on a child deserves mention. A young child, confronted with a rabbit, showed no fear, but on the contrary reached out his hand to take the rabbit. At this instant a loud rasping noise was produced just behind the child, who quickly withdrew his hand with {304} signs of fear. After this had been repeated a few times, the child shrank from the rabbit and was evidently afraid of it. Probably it is in this way that many fears, likes and dislikes of children originate.
A conditioned reflex experiment involving a child is worth mentioning. A young child, faced with a rabbit, showed no fear and even reached out to grab it. At that moment, a loud scratching noise was made just behind the child, causing him to quickly pull his hand back with signs of fear. After this was repeated a few times, the child started to shy away from the rabbit and clearly became afraid of it. This likely explains how many fears, preferences, and aversions in children develop.
The signal experiment.
Place a white rat before two little doors, both just alike except that one has on it a yellow circle. The rat begins to explore. If he enters the door with the yellow sign, he finds himself in a passage which leads to a box of food; if he enters the other door he gets into a blind alley, which he explores, and then, coming out, continues his explorations till he reaches the food box and is rewarded. After this first trial is thus completed, place him back at the starting point, and he is very apt to go straight to the door that previously led to the food, for he learns simple locations very quickly. But meanwhile the experimenter may have shifted the yellow sign to the other door, connected the passage behind the marked door with the food box, and closed off the other passage; for the yellow disc in this experiment always marks the way to the food, and the other door always leads to a blind alley. The sign is shifted irregularly from one door to the other. Whenever the rat finds himself in a blind alley, he comes out and enters the other door, so finally getting his reward on every trial. But for a long time he seems incapable of responding to the yellow signal. However, the experimenter is patient; he gives the rat twenty trials a day, keeping count of the number of correct responses, and finds the number to increase little by little, till after some thirty days every response is correct and unhesitating. The rat has learned the trick.
Place a white rat in front of two identical doors, with one featuring a yellow circle. The rat starts to explore. If it goes through the door with the yellow sign, it finds a passage that leads to a food box; if it goes through the other door, it ends up in a dead end, which it explores, and then continues searching until it finds the food box and gets rewarded. After completing this first trial, put it back at the starting point, and it's likely to head straight for the door that previously led to the food because it learns simple locations very quickly. Meanwhile, the experimenter may have moved the yellow sign to the other door, connected the passage behind the marked door to the food box, and closed off the other passage; the yellow disc in this experiment always indicates the way to the food, while the other door consistently leads to a dead end. The sign is shifted randomly between the doors. Whenever the rat finds itself in a dead end, it comes out and tries the other door, eventually earning its reward on every trial. However, for a long time, it seems unable to react to the yellow signal. The experimenter is patient, giving the rat twenty trials a day and keeping track of the number of correct responses, which gradually increases until, after about thirty days, every response is correct and confident. The rat has learned the trick.
He learns the trick somewhat more rapidly if punishment for incorrect responses is added to reward for correct responses. Place wires along the floor of the two passages, and switch an electric current into the blind alley, behind {305} the door that has no yellow circle on it. When the rat enters the blind alley and gets a shock, he makes a prompt avoiding reaction, scampering back to the starting point and cowering there for some time; eventually he makes a fresh start, avoids the door that led to the shock and therefore enters the other door, though apparently without paying any attention to the yellow sign, since when, on the next trial, the sign is moved, he avoids the place where he got the shock, without reference to the sign. But in a series of trials he learns to follow the sign.
He learns the trick a bit faster if there's a punishment for wrong answers in addition to a reward for right ones. Set up wires on the floor of the two paths, and turn on an electric current in the dead end, behind {305} the door that doesn’t have a yellow circle on it. When the rat goes into the dead end and gets a shock, he quickly reacts by running back to the starting point and staying there for a while; eventually, he starts over, avoids the door that led to the shock, and goes through the other door, seemingly ignoring the yellow sign, since when the sign is moved for the next trial, he avoids the place where he got shocked, without thinking about the sign. But after several trials, he learns to follow the sign.
Learning to respond to a signal might be classified under the head of substitute stimulus, since the rat learns to respond to a stimulus, the yellow disk, that at first left him unmoved. But more careful consideration shows this to be, rather, a case of substitute response. The natural reaction of a rat to a door is to enter it, not to look at its surface, but the experiment forces him to make the preliminary response of attending to the appearance of the door before entering it. The response of attending to the surface of the door is substituted for the instinctive response of entering. Otherwise put: the response of finding the marked door and entering that is substituted for the response of entering any door at random.
Learning to react to a signal can be considered a type of substitute stimulus, as the rat learns to respond to a stimulus, the yellow disk, that initially did not affect him. However, a closer look reveals that this is more accurately a situation of substitute response. The natural reaction for a rat when encountering a door is to go through it, not to examine its surface, but the experiment requires him to first focus on the appearance of the door before he can enter. The action of paying attention to the surface of the door replaces the instinctive action of entering it. In other words, the act of locating the marked door and entering it takes the place of randomly entering any door.
The maze experiment.
An animal is placed in an enclosure from which it can reach food by following a more or less complicated path. The rat is the favorite subject for this experiment, but it is a very adaptable type of experiment and can be tried on any animal. Fishes and even crabs have mastered simple mazes, and in fact to learn the way to a goal is probably possible for any species that has any power of learning whatever. The rat, placed in a maze, explores. He sniffs about, goes back and forth, enters every passage, and actually covers every square inch of the maze at least once; and in the course of these explorations {306} hits upon the food box. Replaced at the starting point, he proceeds as before, though with more speed and less dallying in the blind alleys. On successive trials he goes less and less deeply into a blind alley, till finally he passes the entrance to it without even turning his head. Thus eliminating the blind alleys one after another, he comes at length to run by a fixed route from start to finish.
An animal is placed in an enclosure where it can reach food by following a more or less complicated path. The rat is the preferred subject for this experiment, but it's a very adaptable type of experiment that can be conducted with any animal. Fish and even crabs have figured out simple mazes, and in fact, learning the way to a goal is probably possible for any species that has any capacity for learning at all. When placed in a maze, the rat explores. It sniffs around, goes back and forth, enters every passage, and essentially covers every square inch of the maze at least once; during these explorations {306} stumbles upon the food box. When placed back at the starting point, it follows the same process as before, but with increased speed and less hesitation in the dead ends. With each trial, it ventures less deeply into a dead end, until eventually, it passes the entrance without even turning its head. By eliminating the dead ends one after another, it ultimately learns to run in a set path from start to finish.
Fig. 47.--(From Hicks.) Ground plan of a maze used in
experiments on the rat. The central square enclosure is the food box.
The dotted line shows the path taken by a rat on Its fourth trial,
which occupied 4 minutes and 2 seconds.
Fig. 47.--(From Hicks.) Ground plan of a maze used in experiments with the rat. The central square area is the food box. The dotted line shows the route taken by a rat on its fourth try, which took 4 minutes and 2 seconds.
At first thought, the elimination of useless moves seems to tell the whole story of the rat's learning process; but careful study of his behavior reveals another factor. When the rat approaches a turning point in the maze, his course bends so as to prepare for the turn; he does not simply advance to the turning point and then make the turn, but several steps before he reaches that point are organized or coördinated into a sort of unit.
At first glance, getting rid of unnecessary moves seems to explain the entire process of how the rat learns; however, a closer look at his behavior uncovers another aspect. When the rat gets close to a turning point in the maze, he adjusts his path to get ready for the turn; he doesn't just head straight to the turning point and then turn, but several steps before he reaches that point are organized or coordinated into a kind of unit.
Fig. 48.--(From Watson.) Learning curve for the rat in the maze. This is a composite or average, derived from the records of four animals. The height of the heavy line above the base line, for any trial, indicates the number of minutes consumed in that trial in passing through the maze and reaching the food box. The gradual descent of the curve indicates the gradual decrease in time required, and thus pictures the progress of the animals in learning the maze.
Fig. 48.--(From Watson.) Learning curve for a rat in a maze. This is an average derived from the records of four rats. The height of the thick line above the baseline, for each trial, shows the number of minutes spent in that trial navigating through the maze to reach the food box. The gradual decline of the curve reflects the decreasing time needed, illustrating the rats' progress in learning the maze.
The combination of steps into larger units is shown also by certain variations of the experiment. It is known that the rat makes little use of the sense of sight in learning the maze, guiding himself mostly by the muscle sense. Now if the maze, after being well learned, is altered by shortening one of the straight passages, the rat runs full tilt against the new end of the passage, showing clearly that he was proceeding, not step by step, but by runs of some length. Another variation of the experiment is to place a rat that has learned a maze down in the midst of it, instead of at {308} the usual starting point. At first he is lost, and begins exploring, but, hitting on a section of the right path, he gets his cue from the "feel" of it, and races off at full speed to the food box. Now his cue could not have been any single step or turn, for these would all be too much alike; his cue must have been a familiar sequence of movements, and that sequence functions as a unit in calling out the rest of the habitual movement.
The combination of steps into larger units is also demonstrated by certain variations of the experiment. It’s known that the rat relies little on its vision when navigating the maze, mostly using its muscle sense instead. When the maze, after being well mastered, is changed by shortening one of the straight passages, the rat runs headfirst into the new end of the passage, clearly indicating that it was moving, not step by step, but in stretches of some length. Another variation of the experiment involves placing a rat that has learned a maze in the middle of it, instead of at {308} the usual starting point. Initially, it becomes disoriented and starts to explore, but after discovering a part of the correct path, it picks up on the "feel" of it and sprints full speed to the food box. Its cue couldn’t have been based on any single step or turn, as they would all be too similar; the cue must have been a familiar sequence of movements, and that sequence acts as a unit in triggering the rest of the habitual movement.
Fig. 49.--(From Watson.) A puzzle box. The animal must
here reach his paw out between the bars and raise the latch, L. A
spring then gently opens the door.
Fig. 49.--(From Watson.) A puzzle box. The animal needs to reach its paw through the bars to lift the latch, L. A spring then slowly opens the door.
In short, the rat learns the path by elimination of false reactions and by combination of single steps and turns into larger reaction-units.
In short, the rat learns the path by elimination of incorrect responses and by combination of individual steps and turns into larger action sequences.
The puzzle-box experiment.
Place a hungry young cat in a strange cage, with a bit of fish lying just outside, and you are sure to get action. The cat extends his paw between the slats but cannot reach the fish; he pushes his nose between the slats but cannot get through; he bites the slats, claws at anything small, shakes anything loose, and tries every part of the cage. Coming to the button that fastens {309} the door, he attacks that also, and sooner or later turns the button, gets out, and eats the fish. The experimenter, having noted the time occupied in this first trial, replaces the cat, still hungry, in the cage, and another bit of fish outside. Same business, but perhaps somewhat quicker escape. More trials, perhaps on a series of days, give gradually decreasing times of escape. The useless reactions are gradually eliminated, till finally the cat, on being placed in the cage, goes instantly to the door, turns the button, goes out and starts to eat, requiring but a second or two for the whole complex reaction. Perhaps 15 or 20 trials have been required to reach this stage of prompt, unerring response. The course of improvement is rather irregular, with ups and downs, but with no sudden shift from the varied reaction of the first trial to the fixed reaction of the last. The learning process has been gradual.
Place a hungry young cat in a strange cage, with a little fish just outside, and you'll definitely get some action. The cat reaches its paw through the bars but can't grab the fish; it pushes its nose through the bars but can't get through; it bites the bars, scratches at anything small, shakes anything loose, and tries every part of the cage. When it gets to the button that locks {309} the door, it goes after that too, and sooner or later, it turns the button, escapes, and eats the fish. The experimenter, having noted how long the first attempt took, puts the cat back in, still hungry, with another piece of fish outside. It's the same routine, but maybe a slightly faster escape. More trials over a series of days lead to progressively shorter escape times. The ineffective actions are gradually eliminated until finally, when the cat is placed in the cage, it immediately goes to the door, turns the button, escapes, and starts eating, taking only a second or two for the whole process. Maybe 15 or 20 trials were needed to reach this level of quick, accurate response. The improvement curve is somewhat irregular, with ups and downs, but there’s no sudden change from the varied reactions of the first trial to the fixed response of the last. The learning process has been gradual.
This is the typical instance of learning by "trial and error", which can be defined as varied reaction with gradual elimination of the unsuccessful responses and fixation of the successful one. It is also a case of the substitute response. At first, the cat responds to the situation by reaching or pushing straight towards the food, but it learns to substitute for this most instinctive response the less direct response of going to another part of the cage and turning a button.
This is a classic example of learning through "trial and error," which can be defined as different reactions leading to gradually eliminating the unsuccessful ones and focusing on the successful one. It's also a case of finding a substitute response. Initially, the cat tries to reach or push directly towards the food, but it learns to replace this instinctual response with a less direct approach of going to another part of the cage and turning a button.
The cat in this experiment is evidently trying to get out of the cage and reach the food. The situation of being confined in a cage while hungry arouses an impulse or tendency to get out; but this tendency, unable at once to reach its goal, is dammed up, and remains as an inner directive force, facilitating reactions that are in the line of escape and inhibiting other reactions. When the successful response is hit upon, and the door opened, the dammed-up energy is discharged into this response; and, by repetition, {310} the successful response becomes closely attached to the escape-tendency, so as to occur promptly whenever the tendency is aroused.
The cat in this experiment is clearly trying to escape the cage to get to the food. Being trapped in a cage while hungry triggers an instinct to break free; however, this instinct, unable to immediately achieve its goal, builds up and becomes an internal driving force, encouraging actions that lead to escape and blocking other behaviors. When the correct action is discovered and the door is opened, the built-up energy is released through this action; and with repetition, {310} the successful action becomes strongly linked to the escape instinct, causing it to happen quickly whenever the instinct is triggered.
There is no evidence that the cat reasons his way out of the cage. His behavior is impulsive, not deliberative. There is not even any evidence that the cat clearly observes how he gets out. If he made a clean-cut observation of the manner of escape, his time for escaping should thereupon take a sudden drop, instead of falling off gradually and irregularly from trial to trial, as it does fall off. Trial and error learning is learning by doing, and not by reasoning or observing. The cat learns to get out by getting out, not by seeing how to get out.
There’s no proof that the cat thinks its way out of the cage. Its behavior is impulsive, not thoughtful. There’s not even any proof that the cat clearly watches how it escapes. If it had a clear understanding of how to escape, the time it takes to get out should suddenly decrease, instead of decreasing slowly and unevenly with each attempt, as it does. Trial and error learning is about learning by doing, not by thinking or observing. The cat learns to escape by actually escaping, not by watching how to escape.
Summary of Animal Learning
Let us take account of stock at this point, before passing to human learning, and attempt to generalize what we have observed in animals of the process of learning.
Let’s take stock right now, before we move on to human learning, and try to summarize what we’ve seen in animals regarding the process of learning.
(1) Elimination of a response, which means detachment of a response from the stimulus that originally aroused it, occurs in three main cases:
(1) Elimination of a response, which means detachment of a response from the stimulus that initially triggered it, happens in three main cases:
(a) Elimination occurs most quickly when the response brings actual
pain; the animal makes the avoiding reaction to the pain and
quickly comes to make this response to the place where the pain
occurred; and thus the positive reaction to this place is
eliminated.
(b) Elimination occurs more gradually when the response, without
resulting in actual pain, brings failure or delay in reaching a
goal towards which the animal is tending. The positive response of
entering and exploring a blind alley grows weaker and weaker, till
the blind alley is neglected altogether.
(c) Elimination of a response also occurs, slowly, through negative
adaptation to a stimulus that is harmless and also useless.
(a) Elimination happens fastest when the response causes real pain; the animal reacts to avoid the pain and quickly learns to avoid the location where the pain happened, thus reducing its positive response to that place.
(b) Elimination occurs more gradually when the response does not lead to actual pain but results in failure or a delay in achieving a goal that the animal is pursuing. The positive response to entering and exploring a dead end becomes weaker and weaker until the dead end is completely ignored.
(c) Elimination of a response also happens slowly through negative adaptation to a stimulus that is harmless and also unhelpful.
(2) New attachments or linkages of stimulus and response occur in two forms, which are called "substitute stimulus" and "substitute response".
(2) New attachments or linkages of stimulus and response happen in two ways, which are known as "substitute stimulus" and "substitute response."
[Footnote: The writer hopes that no confusion will be caused by his use of several words to express this same meaning. "Attachment of stimulus and response", "linkage of stimulus and response", "connection between stimulus and response", and "bond between stimulus and response", all mean exactly the same; but sometimes one and sometimes another seems to bring the meaning more vividly to mind.]
[Footnote: The writer hopes that no confusion will arise from his use of several words to express this same idea. "Attachment of stimulus and response," "linkage of stimulus and response," "connection between stimulus and response," and "bond between stimulus and response" all mean the same thing; however, sometimes one term or another seems to capture the meaning more clearly.]
(a) Substitute stimulus refers to the case where the natural
response is not itself modified, but becomes attached to another
stimulus than the one that originally aroused it. This new linkage
can sometimes be established by simply giving the original stimulus
and the substitute stimulus at the same time, and doing so
repeatedly, as in the conditioned reflex experiment.
(b) Substitute response refers to the case where the stimulus
remaining as it originally was, a new reaction is attached to it in
place of the original response. The conditions under which this
takes place are more complex than those that give the substitute
stimulus. A tendency towards some goal must first be aroused, and
then blocked by the failure of the original response to lead to the
goal. The dammed-up tendency then facilitates other responses, and
gives trial and error behavior, till some one of the trial responses
leads to the goal; and this successful response is gradually
substituted for the original response, and becomes firmly attached
to the situation and tendency.
(a) Substitute stimulus refers to a situation where the natural response remains unchanged but becomes linked to a different stimulus than the one that initially triggered it. This new connection can often be formed by presenting the original stimulus and the substitute stimulus together repeatedly, like in a conditioned reflex experiment.
(b) Substitute response refers to a situation where the original stimulus stays the same, but a new reaction is attached to it instead of the original response. The conditions for this to happen are more complicated than those for a substitute stimulus. First, a drive towards a specific goal must be generated, and then it gets blocked when the original response fails to reach that goal. This built-up drive then encourages other responses and leads to trial and error behavior until one of those attempts successfully achieves the goal; this winning response is gradually replaced by the original response and becomes solidly linked to the situation and the drive.
(3) New combinations of responses occur, giving higher motor units.
(3) New combinations of responses are happening, resulting in higher motor units.
Human Learning
To compare human and animal learning, and notice in what ways the human is superior, cannot but throw light on the whole problem of the process of learning. It is obvious {312} that man learns more quickly than the animals, that he acquires more numerous reactions, and a much greater variety of reactions; but the important question is how he does this, and how his learning process is superior.
To compare how humans and animals learn, and to see in what ways humans are better, really sheds light on the entire issue of the learning process. It's clear {312} that humans learn faster than animals, that they develop more reactions, and a wider range of responses; but the key question is how they do this, and in what way their learning process is superior.
We must first notice that all the forms of learning displayed by the animal are present also in the human being. Negative adaptation is important in human life, and the conditioned reflex is important, as has already been suggested. Without negative adaptation, the adult would be compelled to attend to everything that aroused the child's curiosity, to shrink from everything that frightened the child, to laugh at everything that amused the child. The conditioned reflex type of learning accounts for a host of acquired likes and dislikes. Why does the adult feel disgust at the mere sight of the garbage pail or the mere name of cod liver oil? Because these inoffensive visual and auditory stimuli have been associated, or paired, with odors and tastes that naturally aroused disgust.
We need to first recognize that all the types of learning seen in animals are also present in humans. Negative adaptation is significant in human life, and conditioned reflexes are important, as mentioned before. Without negative adaptation, adults would have to react to everything that piqued a child's curiosity, avoid everything that scared the child, and laugh at everything that entertained the child. The conditioned reflex type of learning explains many of our acquired likes and dislikes. Why does an adult feel disgust at just the sight of a garbage can or even the mention of cod liver oil? Because these harmless visual and auditory triggers have been linked with smells and tastes that naturally provoke disgust.
The signal experiment is duplicated thousands of times in the education of every human being. He learns the meaning of signs and slight indications; that is, he learns to recognize important facts by aid of signs that are of themselves unimportant. We shall have much to say on this matter in a later chapter on perception. Man learns signs more readily than such an animal as the rat, in part because the human being is naturally more responsive to visual and auditory stimuli. Yet the human being often has trouble in learning to read the signs aright. He assumes that a bright morning means good weather all day, till, often disappointed, he learns to take account of less obvious signs of the weather. Corrected for saying, "You and me did it", he adopts the plan of always saying "you and I", but finds that this quite unaccountably brings ridicule on him at times, so that gradually he may come to say the one or the {313} other according to obscure signs furnished by the structure of the particular sentence. The process of learning to respond to obscure signs seems to be about as follows: something goes wrong, the individual is brought to a halt by the bad results of his action, he then sees some element in the situation that he had previously overlooked, responds to this element, gets good results, and so--perhaps after a long series of trials--comes finally to govern his action by what seemed at first utterly insignificant.
The signal experiment happens thousands of times in every person's education. They learn the meanings of signs and small hints; that is, they learn to recognize important facts through signs that are themselves unimportant. We will discuss this further in a later chapter on perception. Humans learn signs more easily than animals like rats, partly because people are naturally more responsive to visual and auditory stimuli. Yet, humans often struggle to interpret these signs correctly. For example, they might think that a bright morning means it will be sunny all day, only to be disappointed and learn to pay attention to less obvious weather signs. After being corrected for saying, "You and me did it," they begin to say "you and I," but sometimes this unexpectedly leads to ridicule, so they may gradually switch between the two based on subtle cues provided by the structure of the sentence. The process of learning to respond to subtle signs seems to work like this: something goes wrong, the individual realizes the negative outcome of their action, then notices something in the situation that they had previously missed, responds to this clue, gets positive results, and eventually—after many attempts—learns to guide their actions by what initially seemed completely insignificant.
Trial and error learning, though often spoken of as characteristically "animal", is common enough in human beings. Man learns by impulsively doing in some instances, by rational analysis in others. He would be at a decided disadvantage if he could not learn by trial and error, since often the thing he has to manage is very difficult of rational analysis. Much motor skill, as in driving a nail, is acquired by "doing the best you can", getting into trouble, varying your procedure, and gradually "getting the hang of the thing", without ever clearly seeing what are the conditions of success.
Trial and error learning, often described as something uniquely "animal," is actually pretty common in people too. Humans learn by acting on impulse sometimes, and by thinking things through at other times. They would definitely struggle if they couldn’t learn through trial and error, especially since a lot of complex tasks are hard to figure out logically. Many motor skills, like driving a nail, are developed by just trying your best, running into problems, adjusting your approach, and eventually "getting the hang of it," without ever fully understanding what leads to success.
Human Compared With Animal Learning
Fairly direct comparisons have been made between human and animal learning of mazes and puzzles. In the maze, the human subject has an initial advantage from knowing he is in a maze and has to master it, while the rat knows no more than that he is in a strange place, to be explored with caution on the odd chance that it may contain something eatable, or something dangerous. But, after once reaching the food box, the rat begins to put on speed in his movements, and within a few trials is racing through the maze faster than the adult man, though not so fast as a child. Adults are more circumspect and dignified, they make less speed, cover less distance, but also make fewer false moves {314} and finish in less time. That is in the early trials; adults do not hold their advantage long, since children and even rats also reach complete mastery of a simple maze in ten or fifteen trials.
Fairly direct comparisons have been made between how humans and animals learn mazes and puzzles. In the maze, the human has an initial advantage because they know they are in a maze and need to figure it out, while the rat only knows it's in an unfamiliar place that should be explored carefully, possibly for food or to avoid danger. However, after reaching the food box once, the rat starts to speed up its movements, and within a few trials, it navigates the maze faster than an adult, though not as quickly as a child. Adults tend to be more cautious and dignified; they move slower, cover less ground, but also make fewer mistakes {314} and finish in less time. This is true for the early trials; adults don't maintain their advantage for long, as children and even rats achieve complete mastery of a simple maze in ten to fifteen trials.
The chief point of superiority of adults to human children, and of these to animals, can be seen in the adjacent table. It is in the first trial that the superiority of the adults shows most clearly. They get a better start, and adapt themselves to the situation more promptly. Their better start is due to (1) better understanding of the situation at the outset, (2) more plan, (3) less tendency to "go off on a tangent", i.e., to respond impulsively to every opening, without considering or looking ahead. The adult has more inhibition, the child more activity and responsiveness; the adult's inhibition stands him in good stead at the outset, but the child's activity enables him to catch up shortly in so simple a problem as this little maze.
The main advantage of adults over children, and children over animals, is evident in the table next to this text. It’s in the first trial that adults' superiority is most apparent. They start off better and adapt to the situation more quickly. Their better start is attributed to (1) a greater understanding of the situation from the beginning, (2) more planning, and (3) a lesser tendency to "go off on a tangent," meaning they don't respond impulsively to every opportunity without considering or looking ahead. Adults have more self-control, while children have more energy and responsiveness; the adult's self-control benefits them at the start, but the child's activity allows them to catch up quickly in a straightforward challenge like this small maze.
AVERAGE NUMBER OF ERRORS MADE, IN EACH TRIAL IN LEARNING A MAZE, BY RATS, CHILDREN AND ADULT MEN (From Hicks and Carr) Trial No. Rats Children Adults 1 53 35 10 2 45 9 15 3 30 18 5 4 22 11 2 5 11 9 6 6 8 13 4 7 9 6 2 8 4 6 2 9 9 5 1 10 3 5 1 11 4 1 0 12 5 0 1 13 4 1 1 14 4 0 1 15 4 1 1 16 2 0 1 17 1 0 1 The table reads that, on the first trial in the maze, the rats averaged 53 errors, the children 35 errors, and the adults 10 errors, and so on. An "error" consisted in entering a blind alley or in turning back on {315} the course. The subjects tested consisted of 23 rats, five children varying in age from 8 to 18 years, and four graduate students of psychology. The human maze was much larger than those used for the rats, but roughly about the same in complexity. Since rats are known to make little use of their eyes in learning a maze, the human subjects were blindfolded. The rats were rewarded by food, the others simply by the satisfaction of success.
AVERAGE NUMBER OF ERRORS MADE, IN EACH TRIAL IN LEARNING A MAZE, BY RATS, CHILDREN AND ADULT MEN (From Hicks and Carr) Trial No. Rats Children Adults 1 53 35 10 2 45 9 15 3 30 18 5 4 22 11 2 5 11 9 6 6 8 13 4 7 9 6 2 8 4 6 2 9 9 5 1 10 3 5 1 11 4 1 0 12 5 0 1 13 4 1 1 14 4 0 1 15 4 1 1 16 2 0 1 17 1 0 1 The table shows that in the first trial in the maze, the rats made an average of 53 errors, the children 35 errors, and the adults 10 errors, and so on. An "error" was defined as entering a dead end or retracing steps on {315} the course. The subjects tested included 23 rats, five children aged 8 to 18 years, and four graduate students of psychology. The maze for humans was much larger than the ones used for the rats, but had a similar level of complexity. Since rats are known to rely little on their vision when learning a maze, the human participants were blindfolded. The rats were rewarded with food, while the others were motivated by the satisfaction of success.
The puzzle boxes used in experiments on animal learning are too simple for human adults, but mechanical puzzles present problems of sufficient difficulty. The experimenter hands the subject a totally unfamiliar puzzle, and notes the time required by the subject to take it apart; and this is repeated in a series of trials till mastery is complete. In addition to taking the time, the experimenter observes the subject's way of reacting, and the subject endeavors at the end of each trial to record what he has himself observed of the course of events.
The puzzle boxes used in animal learning experiments are too basic for adults, but mechanical puzzles offer enough challenge. The experimenter gives the subject a completely new puzzle and records how long it takes for the subject to solve it. This process is repeated in several trials until the subject masters the puzzle. Besides tracking the time, the experimenter also watches how the subject reacts, and at the end of each trial, the subject tries to write down what they noticed during the events.
The human subject's behavior in his first trial with a puzzle is often quite of the trial and error sort. He manipulates impulsively; seeing a possible opening he responds to it, and meeting a check he backs off and tries something else. Often he tries the same line of attack time and time again, always failing; and his final success, in the first trial, is often accidental and mystifying to himself.
The behavior of a person during their first attempt at a puzzle typically involves a lot of trial and error. They react impulsively; when they see a potential solution, they go for it, and when they hit a dead end, they step back and try something different. Often, they keep trying the same approach over and over, continuously failing; and their ultimate success in that first attempt is often accidental and confusing to them.
On the second trial, he may still be at a loss, and proceed as before; but usually he has noticed one or two facts that help him. He is most likely to have noticed where he was in the puzzle when his accidental success occurred; for it appears that locations are about the easiest facts to learn for men as well as animals. In the course of a few trials, also, the human subject notices that some lines of attack are useless, and therefore eliminates them. After a time he may "see into" the puzzle more or less clearly, though sometimes he gets a practical mastery of the handling of the puzzle, while still obliged to confess that he does not understand it at all.
On the second try, he might still feel confused and go about it the same way as before; but usually, he has picked up on one or two details that help him. He’s most likely to have noticed where he was in the puzzle when he stumbled upon a solution; it seems that locations are among the easiest things for both people and animals to remember. Over a few attempts, the person also realizes that some strategies are pointless, so he discards them. Eventually, he may start to "see into" the puzzle more clearly, although sometimes he gains practical skills in solving it while still admitting that he doesn’t really understand it at all.
Insight, when it does occur, is of great value. Insight into the general principle of the puzzle leads to a better general plan of attack, and insight into the detailed difficulties of manipulation leads to smoother and defter handling. The human "learning curve" (see Figure 50) often shows a prolonged stretch of no improvement, followed by an abrupt change to quicker work; and the subject's introspections show that 76 per cent, or more of these sudden improvements followed immediately after some fresh insight into the puzzle.
Insight, when it happens, is incredibly valuable. Understanding the overall concept of the puzzle helps create a better plan of action, and recognizing the specific challenges of manipulation leads to smoother and more skillful handling. The human "learning curve" (see Figure 50) often shows a long period with no progress, followed by a sudden shift to faster work; and people's reflections indicate that 76 percent or more of these sudden improvements come right after a new understanding of the puzzle.
Fig. 50.--(From Ruger.) Curve for human learning of a
mechanical puzzle. Distance above the base line represents the time
occupied in each trial, the successive trials being arranged in order
from left to right. A drop in the curve denotes a decrease in time,
and thus an improvement. At X, the subject saw something about the
puzzle that he had not noticed before and studied it out with some
care, so increasing his time for this one trial, but bringing the time
down thereafter to a new and steady level.
Fig. 50.--(From Ruger.) Graph showing how people learn to solve a mechanical puzzle. The height above the baseline indicates the time taken for each attempt, with the attempts arranged from left to right. A decline in the graph shows a reduction in time, signaling an improvement. At X, the participant noticed something about the puzzle that they hadn’t seen before and examined it closely, which increased the time for that one attempt but led to a consistent lower time in the following attempts.
The value of insight appears in another way when the subject, after mastering one puzzle, is handed another involving the same principle in a changed form. If he has seen the principle of the first puzzle, he is likely to carry over this knowledge to the second, and master this readily; {317} but if he has simply acquired motor skill with the first puzzle, without any insight into its principle, he may have as hard a time with the second as if he had never seen the first.
The value of insight shows up differently when a person, after solving one puzzle, is given another that involves the same concept in a different form. If they understand the principle of the first puzzle, they will likely apply that knowledge to the second puzzle and solve it easily; {317} but if they only developed a physical skill with the first puzzle without grasping its principle, they might struggle with the second one just as much as if they had never seen the first.
Learning by Observation
"We learn by doing" is a true proverb, in the sense that we acquire a reaction by making just that reaction. We must make a reaction in order to get it really in hand, so that the proverb might be strengthened to read, "To learn, we must do". But we should make it false if we strengthened it still further and said "We learn only by doing". For human beings, at least, learn also by observing.
"We learn by doing" is a true saying, meaning we understand through the actions we take. We need to engage in an activity to fully grasp it, so the saying could be adapted to say, "To learn, we must do." However, if we took it a step further and said "We learn only by doing", it would be inaccurate. People also learn by observing.
The "insight" just spoken of consists in observing some fact--often some relationship--and the value of insight in hastening the process of learning is a proof that we learn by observation as well as by actual manipulation. To be sure, observation needs to be followed by manipulation in order to give practical mastery of a thing, but manipulation without observation means slow learning and often yields nothing that can be carried over to a different situation.
The "insight" mentioned earlier is about noticing a certain fact—often a relationship—and the benefit of this insight in speeding up our learning process shows that we learn by observing just as much as by actually doing. Of course, observation should be followed by hands-on work to truly grasp something, but doing things without any observation leads to slow learning and often results in skills that can't be applied in different situations.
Learning by observation is typically human. The adult's superiority in tackling a maze may be summed up by saying that he observes more than the child--much more than the animal--and governs his behavior by his observations. The enormous human superiority in learning a simple puzzle, of the sort used in experiments on animals, arises from seeing at once the key to the situation.
Learning by observing is a trait unique to humans. An adult's ability to navigate a maze can be summarized by the fact that they observe more than a child—much more than an animal—and adjust their actions based on what they see. The significant advantage that humans have in solving a simple puzzle, like those used in animal experiments, comes from their ability to quickly understand the essential aspect of the situation.
A chimpanzee--one of the most intelligent of animals--was tested with a simple puzzle box, to be opened from outside by turning a button that prevented the door from opening. The device was so simple that you would expect the animal to see into it at once. A banana was put into the box and the door fastened with the button. The {318} chimpanzee quickly found the door, and quickly found the button, which he proceeded to pull about with one hand while pulling the door with the other. Without much delay, he had the button turned and the door open. After about three trials, he had a practical mastery of the puzzle, showing thus considerable superiority over the cat, who would more likely have required twelve or fifteen trials to learn the trick. But now a second button was put on a few inches from the first, both being just alike and operating in the same way. The chimpanzee paid no attention to this second button, but turned the first one as before, and when the door failed to open, kept on turning the first button, opening it and closing it and always tugging at the door. After a time, he did shift to the second button, but as he had left the first one closed, his manipulation of the second was futile. It was a long, hard job for him to learn to operate both buttons correctly; and the experiment proved that he did not observe how the button kept the door from opening, but only that the button was the thing to work with in opening the door. At one time, indeed, in order to force him to deal with the second button, the first one was removed, but he still went to the place where it had been and fingered about there. What he had observed was chiefly the place to work at in order to open the door. We must grant that animals observe locations, but most of their learning is by doing and not by observing.
A chimpanzee—one of the smartest animals—was tested with a simple puzzle box that could be opened from the outside by turning a button that kept the door shut. The setup was so straightforward that you'd expect the animal to figure it out right away. A banana was placed inside the box, and the door was secured with the button. The {318} chimpanzee quickly located the door and found the button, which he tugged on with one hand while pulling the door with the other. Without much delay, he turned the button and opened the door. After about three attempts, he mastered the puzzle, demonstrating a significant advantage over a cat, which would likely need twelve or fifteen tries to grasp the trick. However, a second button was added a few inches away from the first one; both looked identical and worked the same way. The chimpanzee ignored this second button, turned the first one as he did before, and when the door didn’t open, he continued to turn the first button, opening and closing it while always pulling at the door. Eventually, he did switch to the second button, but since he had left the first one closed, trying to operate the second was pointless. It took him a long time to learn to use both buttons correctly; the experiment showed that he hadn’t really figured out how the button kept the door closed but only recognized that the button was the thing to work with to open the door. At one point, to make him deal with the second button, the first one was taken away, but he still went to where it had been and fiddled around in that spot. What he primarily observed was the location to interact with to open the door. We must acknowledge that animals do notice locations, but most of their learning happens through action rather than observation.
Here is another experiment designed to test the ability of animals to learn by observation. The experimenter takes two cats, one having mastered a certain puzzle box, the other not, and places the untrained cat where it can watch the trained one do its trick. The trained cat performs repeatedly for the other's benefit, and is then taken away and the untrained cat put into the puzzle box. But he has derived no benefit from what has gone on before his eyes, and must learn by trial {319} and error, the same as any other cat; he does not even learn any more quickly than he otherwise would have done.
Here’s another experiment set up to test how well animals can learn by watching others. The experimenter takes two cats: one has figured out a specific puzzle box, while the other hasn’t. The untrained cat is placed where it can see the trained one solve the puzzle. The trained cat shows off its skills multiple times for the benefit of the other. Then, the trained cat is taken away, and the untrained cat is placed inside the puzzle box. However, the untrained cat hasn’t gained any advantage from watching because it still has to learn through trial and error, just like any other cat; it doesn’t learn any faster than it would have otherwise.
The same negative results are obtained even with monkeys, but the chimpanzee shows some signs of learning by observation. One chimpanzee having learned to extract a banana from a long tube by pushing it out of the further end with a stick which the experimenter had kindly left close by, another chimpanzee was placed where he could watch the first one's performance and did watch it closely. Then the first animal was taken away and the second given a chance. He promptly took the stick and got the banana, without, however, imitating the action of the first animal exactly, but pulling the banana towards him till he could reach it. This has been called learning by imitation, but might better be described as learning by observation.
The same negative results are found with monkeys, but the chimpanzee shows some signs of learning through observation. One chimp learned to get a banana from a long tube by using a stick that the experimenter had conveniently left nearby. Another chimp was positioned where it could watch the first one's actions and paid close attention. Then, the first chimp was removed and the second was given a chance. It quickly grabbed the stick and got the banana, although it didn’t exactly copy the first chimp's actions; instead, it pulled the banana toward itself until it could reach it. This has been called learning by imitation, but it might be more accurately described as learning by observation.
Such behavior, quite rare among animals, is common in human children, who are very observant of what older people do, and imitate them on the first opportunity, though often this comes after an interval. The first time a child speaks a new word is usually not right after he has heard it. When, on previous occasions, he has heard this word, he has not attempted to copy it, but now he brings it out of himself. He has not acquired the word by direct imitation, evidently, but by what has been called "delayed imitation", which consists in observation at the time followed later by attempts to do what has been observed. Observation does not altogether relieve the child of the necessity of learning by trial and error, for often his first imitations are pretty poor attempts; but observation gives him a good start and hastens the learning process considerably. "Learning by imitation", then, is, more properly, "learning by observation followed by trial and error" and the reason so little of it appears in animals is their lack of observation.
Such behavior, which is quite rare in animals, is common in human children, who are very attentive to what adults do and try to imitate them at the first chance they get, even if that comes after some time. The first time a child says a new word usually isn’t immediately after hearing it. When they’ve heard this word before, they haven’t tried to copy it, but now they suddenly use it themselves. They clearly haven’t learned the word by direct imitation, but through what’s been called "delayed imitation," which involves observing at one time and then trying to use what they’ve seen later. While observation doesn’t completely eliminate the need for learning through trial and error—since their first attempts at imitation can be quite poor—it does give them a solid foundation and speeds up the learning process significantly. Therefore, "learning by imitation" is more accurately described as "learning by observation followed by trial and error," and the reason we see so little of it in animals is their lack of observational skills.
Learning by thinking depends on observation, since in {320} thought we make use of facts previously observed. Seldom, unless in the chimpanzee and other manlike apes, do we see an animal that appears to be thinking. The animal is always doing, or waiting, or sleeping. He seems too impulsive to stop and think. But a man may observe something in the present problem that calls previous observations to mind, and by mentally combining observations made at different times may figure out the solution before beginning motor manipulation. Usually, however, some manipulation of the trial and error sort is needed before the thought-out solution will work perfectly.
Learning by thinking relies on observation, because in {320} thought we utilize facts we've seen before. Rarely, except in chimpanzees and other ape-like creatures, do we see an animal that seems to be thinking. Animals are usually either acting, waiting, or sleeping. They appear too impulsive to pause and think. But a human can notice something in the current situation that triggers past observations, and by mentally combining insights from different times, can figure out the solution before starting any physical actions. Typically, though, some form of trial and error is necessary before the well-thought-out solution works perfectly.
Sometimes mental rehearsal of a performance assists in learning it, as we see in the beginner at automobile driving, who, while lying in bed after his first day's experience, mentally goes through the motions of starting the engine and then the car, and finds that this "absent treatment" makes the car easier to manage the next day.
Sometimes imagining a performance helps with learning it, like we see with a beginner driver who, while lying in bed after their first day of driving, mentally goes through the steps of starting the engine and then the car. They find that this "absent treatment" makes the car easier to handle the next day.
In summing up the points of superiority of human over animal learning, we may note that--
In summarizing the advantages of human learning compared to animal learning, we can observe that--
1. Man is perhaps a quicker learner, anyway, without regard to his better methods of learning. This, however, is open to doubt, in view of the very rapid learning by animals of such reactions as the avoidance of a place where they have been hurt.
1. Man might be a faster learner, regardless of his more effective learning methods. However, this is up for debate, considering how quickly animals learn to avoid places where they've been hurt.
2. Man is a better observer, and this is the great secret of his quick learning. He is especially strong in observing relationships, or "principles" as we often call them.
2. People are better observers, and this is the key to their quick learning. They are particularly good at noticing relationships, or "principles" as we often refer to them.
3. He has more control over his impulses, and so finds time and energy for observing and thinking.
3. He has better control over his impulses, which allows him to find time and energy for observation and reflection.
4. He is able to work mentally with things that are not present; he remembers things he has seen, puts together facts observed at different times, thinks over problems that are not actually confronting him at the moment, and maps out plans of action.
4. He can think about things that aren't currently there; he remembers things he's seen, connects facts he's observed at different times, considers problems that he's not actually facing right now, and outlines plans of action.
The Learning of Complex Practical Performances
A great deal of light has been thrown on the learning process by psychological studies of the course of improvement in mastering such trades as telegraphy and typewriting.
A lot of insight has been gained about the learning process through psychological studies on the progress of mastering skills like telegraphy and typewriting.
A student of telegraphy was tested once a week to see how rapidly he could send a message, and also how rapidly he could "receive a message off the wire", by listening to the clicking of the sounder. The number of letters sent or received per minute was taken as the measure of his proficiency. This number increased rapidly in the first few weeks, and then more and more slowly, giving a typical learning curve, or "practice curve", as it is also called.
A telegraphy student was tested once a week to check how fast he could send a message and how quickly he could "receive a message off the wire" by listening to the sounder's clicking. The number of letters sent or received per minute was used as the measure of his skill. This number increased quickly in the first few weeks and then slowed down more and more, creating a typical learning curve, or "practice curve," as it's also known.
Fig. 51.--(From Bryan and Harter.) Practice curve of
student W. J. R. in learning telegraphy. The height of the curve
indicates the number of letters sent or received per minute. Therefore
a rise of the curve here indicates improvement.
Fig. 51.--(From Bryan and Harter.) Practice curve of student W. J. R. learning telegraphy. The height of the curve shows the number of letters sent or received per minute. So, an upward trend in the curve indicates progress.
The curve for sending, aside from minor irregularities, rose with a fairly smooth sweep, tapering off finally towards the "physiological limit", the limit of what the nerves and muscles of this individual could perform.
The curve for sending, excluding a few minor bumps, increased smoothly and finally tapered off towards the "physiological limit," which is the maximum that the nerves and muscles of this individual could handle.
[Footnote: A good example of the physiological limit is seen in the hundred yard dash, since apparently no one, with the best of training, can lower the record much below ten seconds; and any given individual's limit may be considerably worse than this, according to his build, muscular strength and quickness of nerve centers. The simple reaction gives another good example; every one has his limit, beyond which no amount of training will lower his reaction time; the neuromuscular system simply will not work any faster.]
[Footnote: A clear example of the physiological limit can be seen in the hundred yard dash, since it seems that no one, even with the best training, can bring the record much below ten seconds; and any individual’s limit may be significantly worse than this, depending on their body type, muscle strength, and nerve responsiveness. The simple reaction time provides another good example; everyone has their limit, beyond which no amount of training will decrease their reaction time; the neuromuscular system just won't operate any faster.]
The receiving {322} curve rose more slowly than the sending curve, and flattened out after about four months of practice, showing little further improvement for the next two months. This was a discouraging time for the student, for it seemed as if he could never come up to the commercial standard. In fact, many learners drop out at this stage. But this student persisted, and, after the long period of little improvement, was gratified to find his curve going up rapidly again. It went up rapidly for several months, and when it once more tapered off into a level, he was well above the minimum standard for regular employment.
The receiving {322} curve increased more slowly than the sending curve and leveled off after about four months of practice, showing minimal improvement for the next two months. This was a discouraging period for the student, as it felt like he could never meet the commercial standard. In fact, many learners quit at this stage. But this student kept going, and after the long stretch of little progress, he was thrilled to see his curve rising quickly again. It climbed rapidly for several months, and when it eventually leveled off again, he was well above the minimum standard for regular employment.
Such a flat stretch in a practice curve, followed by a second rise--such a period of little or no improvement, followed by rapid improvement--is called a "plateau". Sometimes due to mere discouragement, or to the inattention that naturally supervenes when an act becomes easy to perform, it often has a different cause. It may, in fact, represent a true physiological limit for the act as it is being performed, and the subsequent rise to a higher level may result from improved methods of work. That was probably the case with the telegrapher.
Such a flat stretch in a practice curve, followed by a second rise—such a period of little or no improvement, followed by rapid improvement—is called a "plateau." Sometimes this is simply due to discouragement or the lack of attention that naturally happens when a task becomes easy to do, but it often has a different cause. It may actually represent a true physiological limit for the task as it is being performed, and the subsequent rise to a higher level may come from better methods of working. That was probably the case with the telegrapher.
[Footnote: A plateau of this sort is present in the learning curve for mastery of a puzzle, given on p. 316.]
[Footnote: A plateau like this occurs in the learning curve for mastering a puzzle, as mentioned on p. 316.]
The telegrapher acquires skill by improving his methods, rather than by simply speeding up. He acquires methods that he didn't dream of at first. At the start, he must learn the alphabet of dots and dashes. This means, for purposes of sending, that he must learn the little rhythmical pattern of finger movements that stands for each letter; and, for purposes of receiving, that he must learn the rhythmical {323} pattern of clicks from the sounder that stands for a letter. When he has learned the alphabet, he is able to send and receive slowly. In sending, he spells out the words, writing each letter as a separate act. In receiving, at this early stage, he must pick out each separate letter from the continuous series of clicks that he hears from the sounder. By degrees, the letters become so familiar that he goes through this spelling process easily; and, doing now so much better than at the outset, he supposes he has learned the trade, in its elements, and needs only to put on more speed.
The telegrapher gets better by improving his techniques, not just by going faster. He develops methods he never imagined at first. To begin, he has to learn the alphabet of dots and dashes. This means that, for sending, he needs to learn the little rhythmic patterns of finger movements that represent each letter; and for receiving, he must understand the rhythmic pattern of clicks from the sounder that corresponds to a letter. Once he knows the alphabet, he can send and receive slowly. While sending, he spells out the words, treating each letter as a separate action. In receiving, at this early stage, he has to pick out each individual letter from the continuous stream of clicks he hears from the sounder. Gradually, the letters become so familiar that he can go through this spelling process effortlessly; and, having improved so much compared to when he started, he thinks he has learned the trade in its basics and just needs to speed up.
But not at all! He has acquired but a small part of the necessary stock-in-trade of the telegrapher. He has his "letter habits", but knows nothing as yet of "word habits". These gradually come to him as he continues his practice. He comes to know words as units, motor units for sending purposes, auditory units for receiving. The rhythmical pattern of the whole word becomes a familiar unit. Short, much used words are first dealt with as units, then more and more words, till he has a large vocabulary of word habits. A word that has become a habit need not be spelled out in sending, nor laboriously dug out letter by letter in receiving; you simply think the word "train", and your finger taps it out as a connected unit; or, in receiving, you recognize the characteristic pattern of this whole series of clicks. When the telegrapher has reached this word habit stage, he finds the new method far superior, in both speed and sureness, to the letter habit method which he formerly assumed to be the whole art of telegraphy. He does not even stop with word habits, but acquires a similar control over familiar phrases.
But not at all! He has only learned a small part of what a telegrapher really needs. He has his "letter habits," but he doesn't yet know about "word habits." These develop gradually as he keeps practicing. He starts to recognize words as units, motor units for sending and auditory units for receiving. The rhythmic pattern of the entire word becomes a familiar unit. Short, commonly used words are first treated as units, then more and more words are added until he has a large vocabulary of word habits. A word that has become a habit doesn't need to be spelled out when sending, nor painfully pieced together letter by letter when receiving; you just think the word "train," and your finger taps it out as a connected unit, or, in receiving, you recognize the distinctive pattern of that entire series of clicks. When the telegrapher reaches this word habit stage, he finds that this new method is far better, in both speed and accuracy, than the letter habit method he previously thought was the entirety of telegraphy. He doesn't even stop with word habits; he also gains similar control over familiar phrases.
Higher Units and Overlapping
The acquisition of skill in telegraphy consists mostly in learning these higher units of reactions. It is the same in {324} learning to typewrite. First you must learn your alphabet of letter-striking movements; by degrees you reduce these finger movements to firm habits, and are then in the letter-habit stage, in which you spell out each word as you write it. After a time, you write a familiar word without spelling it, by a coördinated series of finger movements; you write by word units, and later, in part, by phrase units; and these higher units give you speed and accuracy.
The process of mastering telegraphy mainly involves learning these higher units of reactions. It’s similar to learning how to type. First, you need to get a handle on the basic letter-typing movements; gradually, you turn these finger movements into solid habits, leading you to the stage where you’re forming each word as you write it. After a while, you can write a familiar word without spelling it out, using a coordinated series of finger movements; you start to write in word units, and later, partly in phrase units; and these higher units bring you speed and accuracy.
Along with this increase in the size of the reaction-units employed goes another factor of skill that is really very remarkable. This is the "overlapping" of different reactions, a species of doing two or more things at once, only that the two or more reactions are really parts of the same total activity. The simplest sort of overlap can be illustrated at an early stage in learning to typewrite. The absolute beginner at the typewriter, in writing "and", pauses after each letter to get his bearings before starting on the next; but after a small amount of practice he will locate the second letter on the keyboard while his finger is still in the act of striking the first letter. Thus the sensory part of the reaction to the second letter commences before the motor part of reacting to the first letter is finished; and this overlap does away with pauses between letters and makes the writing smoother and more rapid.
Along with the increase in the size of the reaction units used, there’s another impressive skill involved. This is the "overlapping" of different reactions, which is essentially doing two or more things at once, with those reactions being parts of the same overall activity. The simplest example of overlap can be seen in the early stages of learning to type. A total beginner at the typewriter, when writing "and," pauses after each letter to regain focus before moving on to the next; however, after a bit of practice, they will find the second letter on the keyboard while their finger is still pressing the first letter. This means that the sensory process of reacting to the second letter begins before the motor action of typing the first letter is complete; this overlap eliminates pauses between letters and makes the writing smoother and faster.
With further practice in typewriting, when word habits and phrase habits are acquired, overlap goes to much greater lengths. One expert kept her eyes on the copy about four words ahead of her fingers on the keyboard, and thus was reacting to about four words at the same time: one word was just being read from the copy, one word was being written, and the two words between were being organized and prepared for actual writing. The human typewriting mechanism, consisting of eye, optic nerve, parts of the brain and cord, motor nerves and muscles, works somewhat like one of {325} those elaborate machines which receive raw material steadily at one end perform a series of operations upon it, and keep turning out finished product at the other end.
With more practice in typing, as word and phrase habits develop, overlap goes much further. One expert kept her eyes on the text about four words ahead of her fingers on the keyboard, allowing her to engage with about four words at the same time: one word was being read from the text, one word was being typed, and the two words in between were being organized and prepped for typing. The human typing mechanism, which includes the eyes, optic nerve, brain parts, spinal cord, motor nerves, and muscles, functions a bit like one of {325} those complex machines that steadily receive raw materials at one end, perform a series of processes on them, and continuously produce a finished product at the other end.
All this is very remarkable, but the same sort of overlapping and working with large units can be duplicated in many linguistic performances that every one makes. In reading aloud, the eyes keep well ahead of the voice, and seeing, understanding and pronouncing are all applied simultaneously to different words of the passage read. In talking, the ideas keep developing and the spoken words tag along behind.
All this is really impressive, but the same kind of overlapping and working with large units can be found in many language activities that everyone engages in. When reading out loud, the eyes stay ahead of the voice, and seeing, understanding, and pronouncing are all happening at the same time with different words in the text. In conversation, the ideas continue to develop while the spoken words follow behind.
Fig. 52.--(From Book.) Practice curve of a young man
learning to typewrite. Each point on the "curve" represents a daily
record in number of strokes per minute. With improvement, the curve
rises.
Fig. 52.--(From Book.) Practice curve of a young man learning to type. Each point on the "curve" shows his daily progress in strokes per minute. As he gets better, the curve goes up.
In telegraphy and typewriting, it is almost inevitable that the learner should start with the alphabet and proceed to gradually larger units. But in learning to talk, or to read, the process goes the other way. The child understands spoken words and phrases before breaking them up into their elementary vocal sounds; and he can better be taught to read by beginning with whole words, or even with whole {326} sentences, than by first learning the alphabet and laboriously spelling out the words. In short, the learning process often takes its start with the higher units, and reaches the smaller elements only for the purpose of more precise control.
In telegraphy and typing, it’s almost unavoidable that the learner starts with the alphabet and gradually moves to larger units. However, when it comes to learning to talk or read, the process works the other way around. A child understands spoken words and phrases before breaking them down into their basic sounds; they can be taught to read better by starting with whole words, or even whole {326} sentences, rather than beginning with the alphabet and painstakingly spelling out the words. In short, the learning process often begins with larger units and then focuses on the smaller elements for more precise understanding.
Moderate Skill Acquired in the Ordinary Day's Work
Merely repeating a performance many times does not give the high degree of skill that we see in the expert telegrapher or typist. Ordinarily, we practise much less assiduously, are much less zealous, and have no such perfect measure of the success of our work. For "practice to make perfect", it must be strongly motivated, and it must be sharply checked up by some index or measure of success or failure. If the success of a performance can be measured, and chalked up before the learner's eyes in the form of a practice curve, so that he can see his progress, this acts as a strong incentive to rapid improvement.
Simply repeating a performance many times doesn't lead to the high level of skill seen in expert telegraphers or typists. Typically, we practice much less diligently, are less motivated, and have no clear way to measure the success of our work. For "practice to make perfect," it needs to be strongly motivated, and it should be clearly evaluated through some form of success or failure indicator. If the success of a performance can be measured and displayed to the learner as a practice curve, showing their progress, it serves as a powerful motivator for quick improvement.
Ordinarily, we have no clear indication of exactly how well we are doing, and are satisfied if we get through our job easily and without too much criticism and ridicule from people around. Consequently we reach only a moderate degree of skill, nowhere near the physiological limit, and do not acquire the methods of the real expert.
Ordinarily, we don’t have a clear idea of how well we’re doing, and we’re just happy if we can get through our work smoothly and without too much criticism or mockery from those around us. As a result, we only achieve a moderate level of skill, far from our full potential, and we don’t learn the techniques of a true expert.
This is very true of the manual worker. Typesetters of ten or more years' experience were once selected as subjects for an experiment on the effects of alcohol, because it was assumed that they must have already reached their maximum skill. In regard to alcohol, the result was that this drug caused a falling off in speed and accuracy of work--but that is another story. What we are interested in here is the fact that, as soon as these long-practised operators found themselves under observation, and their work measured, they all began to improve and in the course of a couple of weeks {327} reached quite a new level of performance. Their former level had been reasonably satisfactory under workaday conditions, and special incentive was needed to make them approach their limit.
This is especially true for manual workers. Typesetters with ten or more years of experience were once chosen for an experiment on the effects of alcohol because it was believed they had already achieved their highest level of skill. When it came to alcohol, the outcome showed that this substance led to a decline in both speed and accuracy of work—but that's a different story. What interests us here is that as soon as these experienced operators found themselves being observed and their work evaluated, they all started to improve, and within a couple of weeks {327} reached a whole new level of performance. Their previous level had been reasonably satisfactory under normal working conditions, and they needed a special incentive to push themselves closer to their limits.
A similar condition of affairs has been disclosed by "motion studies" in many kinds of manual work; the movements of the operative have been photographed or closely examined by the efficiency expert, and analyzed to determine whether there are any superfluous movements that could be eliminated, and whether a different method of work would be economical of time and effort. Usually, superfluous motion has been found and considerable economy seen to be possible. There is evidently no law of learning to the effect that continued repetition of a performance necessarily makes it perfect in speed, ease, or adaptation to the task in hand. What the manual worker attains as the result of prolonged experience is a passable performance, but not at all the maximum of skill.
A similar situation has been revealed by "motion studies" in various types of manual work. The movements of the worker have been filmed or closely examined by efficiency experts, and analyzed to see if there are any unnecessary movements that could be cut out, and whether a different method of working would save time and effort. Typically, unnecessary motions have been identified, and significant savings seem to be possible. It’s clear that there's no rule that says continued repetition of a task necessarily makes it perfect in speed, ease, or adaptability. What the manual worker achieves through extensive experience is an acceptable performance, but definitely not the highest level of skill.
The brain worker has little to brag of as against the manual worker. He, too, is only moderately efficient in doing his particular job. There are brilliant exceptions--bookkeepers who add columns of figures with great speed and precision, students who know just how to put in two hours of study on a lesson with the maximum of effect, writers who always say just what they wish to say and hit the nail on the head every time--but the great majority of us are only passable. We need strong incentive, we need a clear and visible measure of success or failure, we need, if such a thing were possible, a practice curve before us to indicate where we stand at the present moment with respect to our past and our possible future.
The knowledge worker doesn’t have much to boast about compared to the manual worker. They, too, are only somewhat efficient at their specific tasks. There are outstanding exceptions—bookkeepers who can quickly and accurately add long columns of numbers, students who know how to study for two hours and get the most out of it, writers who always express exactly what they want to say and nail it every time—but the vast majority of us are just average. We need strong motivation, we need a clear and visible way to measure success or failure, and we need, if it were possible, a performance curve to show us how we’re doing now in relation to our past and our potential future.
Habit
A habit is contrasted with a reflex, in that the reflex is native, the habit acquired; but both are alike in being prompt and automatic reactions. The best antithesis to a habit is the response of a person to a novel situation, where neither nature nor previous experience gives him a ready response. The new response is exploratory and tentative, while habit is fixed and definite. The new response is variable, the habit regular. The new response is slow and uncertain, the habit fairly quick and accurate. The new response is attended by effort and strained attention, the habit is easy and often only half-conscious. The new response is apt to be unsatisfying to the one who makes it, while habit is comfortable and a source of satisfaction.
A habit is different from a reflex because a reflex is innate, while a habit is learned; however, both involve quick and automatic reactions. The best contrast to a habit is how a person reacts to a new situation, where neither instinct nor past experience provides an immediate response. The new reaction is more of an exploration and feels tentative, whereas a habit is established and clear-cut. A new reaction is inconsistent, while a habit is predictable. The new reaction takes time and is often uncertain, while a habit tends to be relatively fast and precise. The new reaction requires effort and focused attention, while a habit is easy and often performed almost unconsciously. The new reaction may leave the person feeling unsatisfied, while a habit tends to be comfortable and fulfilling.
To break a habit is most uncomfortable. Nature--at least that "second nature" which is habit--calls aloud for the customary performance. Strenuous effort is required to get out of the rut, and the slipping back into the rut which is almost sure to occur in moments of inadvertence is humiliating. Result--usually the habit sticks.
To break a habit is really uncomfortable. Nature—at least that "second nature" which is habit—calls out for the usual behavior. It takes a lot of effort to get out of the routine, and slipping back into it, which almost always happens in moments of distraction, is embarrassing. As a result, the habit usually sticks.
But if the habit simply must be broken? Breaking a habit is forming a counter-habit, and the more positive the counter-habit the better for us. This counter-habit must not be left to form itself, but must be practised diligently. Strong motivation is necessary, no half-hearted acquiescence in somebody else's injunction to get rid of the habit. We must adopt the counter-habit as ours, and work for a high standard of skill in it. For example, if we come to realize that we have a bad habit of grouchiness with our best friends, it is of little use merely to attempt to deaden this habit; we need to aim at being a positive addition to the company whenever we are present, and to practise the art of being good company, checking up our efforts to be sure we are hitting {329} the right vein, and persisting in our self-training till we become real artists. It takes some determination for a grouchy individual to make such a revolution in his conduct; his self-assertion resists violently, for the grouchiness is part and parcel of himself and he hates to be anything but himself. He must conceive a new and inspiring ideal of himself, and start climbing up the practice curve towards the new ideal.
But what if the habit has to be broken? Breaking a habit means creating a new one, and the more positive that new habit is, the better for us. This new habit can't just happen on its own; it needs to be practiced consistently. Strong motivation is essential; we can't just go along with someone else's suggestion to get rid of the habit. We have to make the new habit our own and strive to become really skilled at it. For instance, if we realize that we have a bad habit of being grumpy with our closest friends, it’s not enough to just try to suppress that habit; we need to focus on being a positive presence whenever we're around them, and practice being good company, checking our efforts to make sure we’re on the right track, and continuing our self-training until we truly excel at it. It takes a lot of determination for a grumpy person to change their behavior; their self-assertion fights back because the grumpiness is a core part of who they are, and they resist changing. They need to develop a new and inspiring vision of who they could be, and begin working towards that new ideal.
EXERCISES
1. Outline the chapter.
2. Which of the acts performed in eating breakfast are instinctive,
which are matters of habit, and which are partly the one and partly
the other?
3. Compare your mental attitude in approaching an unfamiliar and
a familiar task.
4. How does the performance of the expert in swimming or dancing, etc.,
differ from the performance of the beginner? Analyze out the points
of superiority.
5. Show that the element of trial and error is present in (a) the
child's learning to pronounce a word, and (b) learning "how to
take" a person so as to get on well with him.
6. Why is it that our handwriting, though exercised so much, is apt
to grow worse rather than better, while on the contrary our
spelling is apt to improve?
7. How would you rate your efficiency in study? Is it near your
physiological limit, on a plateau, or in a stage of rapid
improvement?
8. A practice experiment. Take several pages of uniform printed
matter, and mark it off into sections of 15 lines. Take your time
for marking every word in one section that contains both e and r.
The two letters need not be adjacent, but must both be present
somewhere In the word. Having recorded your time for this first
section, do the same thing with the next section, and so on for 12
sections. What were you able to observe, introspectively, of your
method of work and changes with practice. From the objective
observations, construct a practice curve.
9. Write brief explanations of the following terms:
1. Outline the chapter.
2. Which actions involved in eating breakfast are instinctive, which ones are habits, and which are a mix of both?
3. Compare your mindset when approaching a new task versus a familiar one.
4. How do the skills of an expert in swimming or dancing, etc., differ from those of a beginner? Break down the advantages.
5. Demonstrate that the trial and error process is present in (a) a child learning to say a word, and (b) figuring out how to get along with someone.
6. Why does our handwriting tend to get worse over time despite frequent use, while our spelling usually improves?
7. How would you assess your study efficiency? Are you close to your physical limit, plateauing, or rapidly improving?
8. A practice experiment. Take several pages of uniform printed text and divide them into sections of 15 lines. Time yourself as you mark every word in one section that includes both 'e' and 'r'. The letters don’t have to be next to each other, but both must be present in the word. After recording your time for the first section, repeat the process for the next section, and continue for a total of 12 sections. What insights can you gather about your working method and any changes as you practiced? From your objective observations, create a practice curve.
9. Write brief explanations of the following terms:
practice
habit
higher unit
overlapping
plateau
physiological limit
insight
trial and error
negative adaptation
substitute stimulus
substitute response
conditioned reflex
practice
habit
higher unit
overlapping
plateau
physiological limit
insight
trial and error
negative adaptation
substitute stimulus
substitute response
conditioned reflex
REFERENCES
Thorndike's Animal Intelligence, Experimental Studies, 1911, reports his own pioneer work in this field. See also Chapter X in the same author's Educational Psychology, Briefer Course, 1914.
Thorndike's Animal Intelligence, Experimental Studies, 1911, reports his groundbreaking work in this area. See also Chapter X in the same author's Educational Psychology, Briefer Course, 1914.
For other reviews of the work on animal learning, see Watson's Behavior, 1914, pp. 184-250; also Washburn's Animal Mind, 2nd edition, 1917, pp. 257-312.
For more reviews of the work on animal learning, see Watson's Behavior, 1914, pp. 184-250; also Washburn's Animal Mind, 2nd edition, 1917, pp. 257-312.
For human learning and practice, see Thorndike's Educational Psychology, Briefer Course, 1914, Chapters XIV and XV; also Starch's Educational Psychology, 1919, Chapter XI.
For human learning and practice, see Thorndike's Educational Psychology, Briefer Course, 1914, Chapters XIV and XV; also Starch's Educational Psychology, 1919, Chapter XI.
For an experiment showing the acquisition of fears by a child, see Watson and Raynor, "Conditioned Emotional Reactions", in the Journal of Experimental Psychology, 1920, Vol. 3, pp. 1-14.
For an experiment demonstrating how a child develops fears, see Watson and Raynor, "Conditioned Emotional Reactions", in the Journal of Experimental Psychology, 1920, Vol. 3, pp. 1-14.
James's chapter on "Habit", in his Principles of Psychology, 1890, Vol. I, is a classic which every one should read.
James's chapter on "Habit" in his Principles of Psychology, 1890, Vol. I, is a timeless piece that everyone should read.
CHAPTER XIV
MEMORY
HOW WE MEMORIZE AND REMEMBER, AND IN WHAT RESPECTS MEMORY CAN BE MANAGED AND IMPROVED
So much depends on a good memory in all walks of life, and especially in brain work of any sort, that perhaps it is no wonder that many students and business and professional men become worried about their memories and resort to "memory training courses" in the hope of improvement. The scientific approach to this very practical problem evidently lies through a careful study of the way in which memory works, and the general problem may be expressed in the question, how we learn and remember. This large problem breaks up, on analysis, into four subordinate questions: how we commit to memory, how we retain what has been committed to memory, how we get it back when we want it, and how we know that what we now get back is really what we formerly committed to memory. In the case of a person's name which we wish to remember, how do we "fix it in mind", how do we carry it around with us when we are not thinking of it, how do we call it up when needed, and what assures us that we have called up the right name? The four problems may be named those of
So much relies on a good memory in all areas of life, especially in any kind of mental work, that it's no surprise many students and professionals get anxious about their memories and turn to "memory training courses" in hopes of improvement. The scientific approach to this practical issue clearly involves carefully studying how memory functions, and the overall question can be summarized as how we learn and remember. This broad question can be broken down into four sub-questions: how we memorize, how we retain what we've memorized, how we retrieve it when we need it, and how we know that what we retrieve is indeed what we initially memorized. For instance, if there’s a person’s name we want to remember, how do we "fix it in our mind," how do we keep it with us when we're not actively thinking about it, how do we bring it up when needed, and what guarantees us that we’ve retrieved the correct name? The four issues can be referred to as those of
(1) Memorizing, or learning,
(2) Retention
(3) Recall
(4) Recognition
(1) Memorizing or learning,
(2) Retention
(3) Recall
(4) Recognition
The Process of Memorizing
As memorizing is one sort of learning, what we have found in the preceding chapter regarding the learning process should throw light on our present problem. We found animals to learn by doing, and man by doing and also by observation or observation combined with doing. Observation is itself a form of doing, a mental reaction as distinguished from a purely passive or receptive state; so that learning is always active. Observation we found to be of great assistance, both by way of hastening the learning process, and by way of making what is learned more available for future use. Our previous studies of learning thus lead us to inquire whether committing to memory may not consist partly in rehearsing what we wish to learn, and partly in observing it. Learning by rote, or by merely repeating a performance over and over again, is, indeed, a fact; and observant study is also a fact.
As memorization is one way of learning, what we discovered in the previous chapter about the learning process should shed light on our current issue. We found that animals learn by doing, while humans learn both by doing and by observing, or a mix of both. Observation itself is a form of doing, a mental response rather than a purely passive or receptive state; therefore, learning is always active. We found observation to be very helpful, as it speeds up the learning process and makes what is learned more accessible for future use. Our earlier studies of learning lead us to consider whether memorization may involve both rehearsing what we want to learn and observing it. Learning by rote, or just repeating an action over and over again, is certainly a fact; and attentive studying is also a fact.
Let us see how learning is actually done, as indicated by laboratory experiments. The psychologist experiments a great deal with the memorizing of nonsense material, because the process can be better observed here, from the beginning, than when sensible material is learned. Suppose a list of twenty one-place numbers is to be studied till it can be recited straight through. The learner may go at it simply by "doing", which means here by reading the list again and again, in the hope that it will finally stick. This pure rote learning will perhaps do the job, but it is slow and inefficient. Usually the learner goes to work in quite a different way. He observes various facts about the list. He notices what numbers occur at the beginning and end, and perhaps in other definite positions. He may group the digits into two-place or three-place numbers, and notice the characteristics of these. Any familiar combinations that {334} may occur, such as 1492, he is likely to spy and remember. Lacking these, he can at least find similar and contrasting number-groups.
Let’s take a look at how learning actually happens, based on laboratory experiments. Psychologists often experiment with memorizing meaningless material, because this process can be observed more clearly from the start compared to learning sensible material. Imagine studying a list of twenty one-digit numbers until you can recite them perfectly. The learner might approach it simply by "doing," which in this case means reading the list over and over, hoping it will eventually stick. While this type of rote learning might work, it’s slow and not very effective. Typically, the learner takes a different approach. They notice various details about the list. They observe which numbers appear at the beginning and end, and perhaps in other specific positions. They might group the digits into two-digit or three-digit numbers and take note of their characteristics. Any familiar combinations they spot, such as 1492, are likely to be remembered. If there aren't any, they can at least identify similar or contrasting groups of numbers.
For example, the list
For example, the list
5 7 4 0 6 2 7 3 5 1 4 0 9 2 8 6 3 8 0 1,
5 7 4 0 6 2 7 3 5 1 4 0 9 2 8 6 3 8 0 1,
which at first sight seemed rather bare of anything characteristic, was analyzed in a way partly indicated by the commas and semicolons,
which at first glance appeared quite lacking in any distinguishing features, was examined in a way somewhat indicated by the commas and semicolons,
5, 74, 0; 62, 73; 5140; 9, 286; 380, 1,
5, 74, 0; 62, 73; 5140; 9, 286; 380, 1,
and memorized easily. These observed facts transformed the list from a shapeless mass into something having definite characteristics, and the observed characteristics stuck in mind and held the rest together.
and memorized easily. These observed facts changed the list from a formless mass into something with clear features, and the noted characteristics remained in mind and kept the rest organized.
Lists of nonsense syllables, such as
Lists of nonsense syllables, such as
wok pam zut bip seg ron taz vis lab mer koj yad
wok pam zut bip seg ron taz vis lab mer koj yad
are apt to be learned largely by observation of similarities and contrasts, by reading meanings into the syllables, and by grouping into pairs and reading rhythmically. Grouping reduces the twelve syllables to six two-syllabled nonsense words, some of which may suggest meaningful words or at least have a swing that makes them easy to remember. Perhaps the first syllable of every pair is accented, and a pause introduced after each pair; such devices assist memorizing.
are likely to be learned mainly through observing similarities and differences, interpreting meanings in the syllables, and pairing them up to read in a rhythm. Grouping simplifies the twelve syllables into six two-syllable nonsense words, some of which may hint at real words or at least have a rhythm that makes them easy to remember. Maybe the first syllable of each pair is stressed, with a pause added after each pair; these techniques help with memorization.
The rhythmical and other groups that are found or made by the learner in memorizing nonsense lists are, in effect, "higher units", and have much the same value as the higher units of telegraphy or typewriting. One who learns many lists in the course of a laboratory experiment develops a {335} regular system of grouping. First he reads the list through, in groups of two, three or four items, noticing each group as a whole; later, he notices the items in each group and how they are related to each other. He also notices the interrelations of different groups, and the position of each group in the total series. All this is quite different from a mere droning along through the items of the list; it is much more active, and much more observant.
The rhythmic and other groups that learners create or discover while memorizing random lists are, in essence, "higher units" and are similar in value to the higher units found in telegraphy or typing. When someone learns several lists during a lab experiment, they establish a {335} regular grouping system. Initially, they read the list in groups of two, three, or four items, viewing each group as a whole; later, they focus on the items within each group and their relationships to one another. They also observe how different groups are interconnected and their position in the overall sequence. This approach is significantly different from simply monotonously reciting the items; it's much more engaging and attentive.
Very interesting are the various ways in which the learner attacks a list of nonsense syllables, numbers, or disconnected words. He goes to work something like the cat trying to escape from a strange cage. He proceeds by a sort of trial and error observation; he keeps looking for something about the list that will help to fix it. He sees something that promises well for a moment, then gives it up because he sees something better. He notices positions, i.e., connects items with their position in the list. He finds syllables that stand out as peculiar in some way, being "odd", "fuzzy", smooth, agreeable, disagreeable, or resembling some word, abbreviation or nickname. He notes resemblances and contrasts between different syllables. He also finds groups that resemble each other, or that resemble words.
The different ways in which a learner tackles a list of nonsense syllables, numbers, or random words are really fascinating. They go about it like a cat trying to escape from a strange cage. They move forward using a trial-and-error method; they keep searching for something about the list that will help them remember it. They find something that seems promising for a moment, then abandon it when they discover something better. They pay attention to positions, connecting items with their place on the list. They identify syllables that stand out as unusual in some way, being "odd," "fuzzy," smooth, pleasant, unpleasant, or similar to some word, abbreviation, or nickname. They notice similarities and differences between different syllables. They also identify groups that look alike or that resemble words.
Besides what he actually finds in the list, he imports meanings, more or less far-fetched, into the list. He may make a rhythmical line of verse out of it; he may make a story out of it. In short, he both explores the list as it stands and manipulates it into some shape that promises to be rememberable.
Besides what he actually finds in the list, he adds meanings, which may be a bit of a stretch, into the list. He might create a rhythmic line of verse from it; he might turn it into a story. In short, he both examines the list as it is and reshapes it into something that is likely to be memorable.
His line of attack differs according to the particular test that is later to be made of his memory. Suppose he is shown a number of pictures, with the understanding that later those now shown are to be mixed with others, and that he must then pick out those now shown--then he simply examines each picture for something characteristic. But {336} suppose each picture is given a name, and he must later tell the name of each--then he seeks for something in the picture that can be made to suggest its name. Or suppose, once more, that the pictures are spread out before him in a row, and he is told that they will later be mixed and he be required to rearrange them in the same order in which they are now shown--then he seeks for relationships between the several pictures. His process of memorizing, always observant, exploratory and manipulatory, differs in detail according to the memory task that he expects later to perform.
His approach to memorization changes based on the type of test he will face later. If he's shown several pictures and knows that they will be mixed with others, and he will need to identify the ones he saw, he carefully looks at each picture for something distinctive. But if each picture is given a name and he later has to recall that name, he looks for something in the picture that can remind him of the name. Alternatively, if the pictures are laid out in a row and he’s informed that they will be mixed up, and he needs to put them back in the original order, he looks for connections between the different pictures. His memorization process is always attentive, exploratory, and hands-on, adapting in detail according to the memory task he expects to complete later.
For another example, suppose an experiment is conducted by the method of "paired associates". The subject is handed a list of pairs of words, such as
For another example, let's say an experiment is conducted using the "paired associates" method. The subject receives a list of pairs of words, such as
soprano emblem grassy concise nothing ginger faraway kettle shadow next mercy scrub hilltop internal recite shoestring narrative thunder seldom harbor jury eagle windy occupy squirm hobby balloon multiply necktie unlikely supple westbound obey inch broken relish spellbound ferment desert expect
soprano emblem grassy concise nothing ginger faraway kettle shadow next mercy scrub hilltop internal recite shoestring narrative thunder seldom harbor jury eagle windy occupy squirm hobby balloon multiply necktie unlikely supple westbound obey inch broken relish spellbound ferment desert expect
He must learn to respond with the second word of each pair when the first word of the pair is given. What he does, in learning this lesson, is to take each pair of words as a unit, and try to find something in the pair that shall make it a firm unit. It may be simply the peculiar sound or look of a pair that he notes, or it may be some connection {337} of meaning. Perhaps the pair suggests an image or a little story. After a few readings, he has the pairs so well in hand that he can score almost one hundred per cent., if tested immediately.
He needs to learn to reply with the second word of each pair when the first word is given. In learning this lesson, he treats each pair of words as a single unit and tries to find something within the pair that makes it a solid unit. It could be the unique sound or appearance of the pair that he notices, or maybe some connection {337} of meaning. The pair might evoke an image or a short story. After a few readings, he knows the pairs so well that he can score nearly one hundred percent if tested right away.
But now suppose the experimenter springs a surprise, by asking the subject, as far as possible, to recite the pairs in order, or to tell, after completing one pair, what was the first word of the next pair. The subject can do very little at this, and protests that the test is not fair, since he "paid no attention to the order of the pairs, but concentrated wholly on each pair separately". Had he expected to recite the whole list of pairs in order, he would have noticed the relationship of successive pairs, and perhaps woven them into a sort of continued story.
But now imagine the experimenter throws a curveball by asking the subject to try to recite the pairs in order, or to say what the first word of the next pair is right after finishing one pair. The subject struggles with this and insists that the test isn’t fair, as he “didn’t pay attention to the order of the pairs, but focused entirely on each pair individually.” If he had expected to recite the entire list of pairs in order, he would have noticed how the pairs related to each other and might have turned them into a sort of ongoing story.
In memorizing connected passages of prose or poetry, the "facts observed" are the general sense and drift of the passage, the meanings of the parts and their places in the general scheme, the grammatical structure of the sentences and phrases, and the author's choice of particular words. Memorizing here is the same general sort of observant procedure as with nonsense material, greatly assisted by the familiar sequences of words and by the connected meaning of the passage, so that a connected passage can be learned in a fraction of the time needed to memorize an equally long list of unrelated words. No one in his senses would undertake to memorize an intelligible passage by the pure rote method, for this would be throwing away the best possible aid in memorizing; but you will find students who fail to take full advantage of the sense, because, reading along passively, they are not on the alert for general trends and outlines. For fixing in mind the sense of a passage, the essential thing is to see the sense. If the student gets the point with absolute clearness, he has pretty well committed it to memory.
When memorizing connected passages of prose or poetry, the "facts observed" include the overall meaning and flow of the passage, the significance of each part and how they fit into the larger context, the grammatical structure of sentences and phrases, and the author's specific word choices. Memorizing in this way is similar to the observant approach used with meaningless material, significantly aided by the familiar sequences of words and the coherent meaning of the passage. This means that a connected passage can be learned much faster than an equally long list of unrelated words. No one in their right mind would try to memorize a coherent passage purely by rote, as that would waste the most effective tools for memorization; however, some students fail to fully utilize the sense of the text because they read passively and do not pay attention to the overall trends and outlines. To effectively remember the meaning of a passage, it’s crucial to understand it clearly. If the student grasps the point with complete clarity, they’ve mostly committed it to memory.
Short-circuiting.
The peculiarities of words or syllables in a list or passage that is being memorized, the relationships observed among the parts, and the meanings suggested or imported into the material, though very useful in the early stages of memorizing, tend to drop out of mind as the material becomes familiar. A pair of syllables, "lub--mer", may have first been associated by turning them into "love mother", but later this meaning fades out, and the two syllables seem simply to belong together in their own right. A pair of words, like "seldom--harbor", that were first linked together by the intermediary thought of a boat that seldom came into the harbor, become directly bound together as mere words. A short-circuiting occurs, indirect attachments giving way to direct. Even the outline and general purpose of a connected passage may fade out of mind, when the passage becomes well learned, so that it may be almost impossible for a schoolboy, who has learned his little speech by heart, to deliver it with any consciousness of its real meaning. A familiar act flattens out and tends to become automatic and mechanical.
The quirks of words or syllables in a list or passage that you’re trying to memorize, the connections you notice among the parts, and the meanings that come to mind or are attached to the material, although really helpful in the beginning stages of memorization, usually fade away as you get more familiar with it. For example, the syllables "lub--mer" might have initially been linked by transforming them into "love mother," but later that meaning disappears, and the two syllables just seem to naturally go together. A word pair like "seldom--harbor," which was first associated with the idea of a boat that rarely came into the harbor, eventually becomes just two words that are directly tied together. There’s a shortcut that happens, where these indirect connections turn into direct ones. Even the overall structure and purpose of a connected passage can be forgotten once you’ve learned it well, making it nearly impossible for a schoolboy who has memorized his little speech to deliver it with any awareness of its real meaning. A routine action flattens out and tends to become automatic and mechanical.
Economy in Memorizing
Memorizing is a form of mental work that is susceptible of management, and several principles of scientific management have been worked out that may greatly assist in the learning of a long and difficult lesson. The problem has been approached from the angle of economy or efficiency. Suppose a certain amount of time is allowed for the study of a lesson, how can this time be best utilized?
Memorizing is a type of mental effort that can be organized, and various principles of scientific management have been developed that can significantly help in learning a long and challenging lesson. This issue has been addressed from the perspective of cost-effectiveness or efficiency. If a specific amount of time is given to study a lesson, how can that time be used most effectively?
The first principle of economy has already been sufficiently emphasized: observant study, directed towards the finding of relationships and significant facts, is much more efficient than mere dull repetition.
The first principle of economy has already been clearly stated: careful observation and analysis aimed at discovering connections and important facts is far more effective than simply going through the motions.
The value of recitation in memorizing.
"Recitation" here means reciting to oneself. After the learner has read his lesson once or twice, he may, instead of continuing simply to read it, attempt to recite it, prompting himself without much delay when he is stuck, and verifying his recitation by reference to the paper. The question is whether this active reciting method of study is or is not economical of time in memorizing, and whether or not it fixes the lesson durably in memory. The matter has been thoroughly tested, and the answer is unequivocally in favor of recitation. The only outstanding question is as to how soon to start attempting to recite, and probably no single answer can be given to this question, so much depends on the kind of material studied, and on peculiarities of the individual learner. Where the sense rather than the exact wording of a lesson has to be learned, it is probably best to recite, in outline, after the first reading, and to utilize the next reading for filling in the outline.
"Recitation" here means reciting to oneself. After the learner has read the lesson once or twice, instead of just continuing to read it, they can try to recite it, prompting themselves without much delay when they get stuck, and checking their recitation against the paper. The question is whether this active reciting method of studying is time-efficient for memorizing and whether it helps to solidify the lesson in memory. This has been thoroughly tested, and the answer clearly supports recitation. The only remaining question is when to start trying to recite, and there probably isn’t a one-size-fits-all answer to this, as it depends on the type of material being studied and the individual learner's quirks. When the goal is to understand the sense rather than memorize the exact wording of a lesson, it’s probably best to recite an outline after the first reading, using the next reading to fill in the details.
The results of one series of experiments on this matter are summarized in the adjoining table.
The results of one series of experiments on this matter are summarized in the table next to this.
THE VALUE OF RECITATION IN MEMORIZING (from Gates) Material studied 16 nonsense syllables 5 short biographies, totalling about 170 words Per cent, remembered Per cent. remembered immediately after immediately after 4 hours 4 hours All time devoted to reading 35 15 35 16 1/5 of time devoted to recitation 50 26 37 19 2/5 of time devoted to recitation 54 28 41 25 3/5 of time devoted to recitation 57 37 42 26 4/5 of time devoted to recitation 74 48 42 26 The time devoted to study was in all cases 9 minutes, and this time was divided between reading and recitation in different proportions as stated in the first column at the left. Reading down the next column, {340} we find that when nonsense syllables were studied and the test was conducted immediately after the close of the study period, 35 per cent. were remembered when all the study time had been devoted to reading, 50 per cent, when the last 1/5 of the study time had been devoted to recitation, 54 per cent when the last 2/5 of the time had been devoted to recitation; and so on. The next column shows the per cents. remembered four hours after the study period. Each subject in these experiments had before him a sheet of paper containing the lesson to be studied, and he simply read it till the experimenter gave a signal to recite, after which the subject recited the lesson to himself as well as he could, prompting himself from the paper as often as necessary, and proceeded, thus till the end of the study period. The subjects in these particular experiments were eighth grade children; adult subjects gave the same general results.
THE VALUE OF RECITATION IN MEMORIZING (from Gates) Material studied 16 nonsense syllables 5 short biographies, totaling about 170 words Per cent remembered Per cent remembered immediately after immediately after 4 hours 4 hours All time devoted to reading 35 15 35 16 1/5 of time devoted to recitation 50 26 37 19 2/5 of time devoted to recitation 54 28 41 25 3/5 of time devoted to recitation 57 37 42 26 4/5 of time devoted to recitation 74 48 42 26 The time spent studying was in all cases 9 minutes, and this time was divided between reading and recitation in different proportions as stated in the first column on the left. Reading down the next column, {340} we see that when nonsense syllables were studied and the test was done immediately after the study period, 35 percent were remembered when all the study time had been spent on reading, 50 percent when the last 1/5 of the study time was devoted to recitation, 54 percent when the last 2/5 of the time was devoted to recitation; and so on. The next column shows the percentages remembered four hours after the study period. Each subject in these experiments had a sheet of paper with the lesson to study, and they simply read it until the experimenter signaled to recite, after which the subject recited the lesson to themselves as best as they could, prompting themselves from the paper as often as needed, and continued this until the end of the study period. The subjects in these specific experiments were eighth-grade students; adult subjects produced the same general results.
Three facts stand out from the table: (1) Reading down the columns, we see that recitation was always an advantage. (2) The advantage was more marked in the test conducted four hours after study than in the test immediately following the study. To be sure, there is always a falling off from the immediate to the later test; there is bound to be some forgetting when the lesson has been studied for so short a time as here; but the forgetting proceeds more slowly after recitation than after all reading. Recitation fixes the matter more durably. (3) The advantage of recitation is less marked in the meaningful material than in case of nonsense syllables, though it is marked in both cases. The reason is that meaningful material can better be read observantly, time after time, than is possible with nonsense material. Continued reading of nonsense material degenerates into a mere droning, while in repeatedly reading meaningful material the learner who is keenly interested in mastering the passage is sure to keep his mind ahead of his eyes to some extent, so that his reading becomes half recitation, after all.
Three key points stand out from the table: (1) Looking down the columns, we see that recitation consistently provides an advantage. (2) This advantage is more pronounced in the test taken four hours after studying than in the test right after studying. It's clear that there’s always a drop in retention from the immediate test to the later one; some forgetting will happen after such a short study period. However, forgetting happens more slowly after recitation compared to just reading. Recitation makes the information stick more effectively. (3) The benefits of recitation are less obvious with meaningful material than with nonsense syllables, although it is beneficial in both cases. This is because meaningful material can be read more thoughtfully, over and over, than nonsense material. When reading nonsense, it can turn into mindless droning, while with meaningful content, a learner who is genuinely interested in understanding the material is likely to keep their mind engaged ahead of their eyes, making their reading almost like recitation.
Whence comes the advantage of recitation? It has a twofold advantage: it is more stimulating, and it is more satisfying. When you know you are going to attempt recitation at once, you are stimulated to observe positions, peculiarities, relationships, and meanings, and thus your study {341} goes on at a higher level than when the test of your knowledge is still far away, with many readings still to come. You are also stimulated to manipulate the material, by way of grouping and rhythm.
Where does the benefit of recitation come from? It has two main advantages: it's more engaging, and it's more rewarding. When you know you'll be reciting soon, you're motivated to pay attention to details, characteristics, connections, and meanings, which elevates your study {341} beyond what it would be if the knowledge test were far off, with plenty of readings still ahead. You're also encouraged to handle the material creatively, through grouping and rhythm.
On the side of satisfaction, recitation shows you what parts of the lesson you have mastered and gives you the glow of increasing success. It shows you exactly where you are failing and so stimulates to extra attention to those parts of the lesson. It taps the instincts of exploration, manipulation, and mastery much more effectively than continued re-reading of the same lesson can do. The latter becomes very uninteresting, monotonous and fatiguing.
On the positive side, recitation reveals which parts of the lesson you've mastered and gives you a sense of growing success. It clearly shows where you're struggling, prompting you to pay extra attention to those areas. It taps into your instincts for exploration, hands-on learning, and mastery much more effectively than repeatedly reading the same material. The latter can become boring, repetitive, and exhausting.
Perhaps, after all, the greatest advantage of reciting is that it makes you do, in learning, the very act that you have later to perform in the test; for what you have finally to do is to recite the lesson without the book. When reading, you are doing something different; and if it were altogether different, it probably would not help you at all towards success in the test. But since intelligent reading consists partly in anticipating and outlining as you go, it is a sort of half recitation, it is halfway doing what you are trying to learn to do. Memorizing consists in performing an act, now, with assistance, that you later wish to perform without assistance; and recitation first stimulates you to fashion the act conformably to the object in view, and then exercises you in performing that act.
Maybe the biggest benefit of reciting is that it gets you to practice the very action you need to perform during the test; what you ultimately have to do is recite the lesson from memory. When you read, you're engaging in a different activity, and if it were completely unrelated, it likely wouldn't help you succeed on the test at all. However, since effective reading involves anticipating and outlining as you go, it’s like a sort of half recitation—it's partially doing what you're trying to learn. Memorizing is about performing an action now, with help, that you later want to do on your own; and recitation encourages you to shape that action with your goals in mind and then trains you to perform it.
Spaced and unspaced repetition.
Another question on the economical management of memorizing: Is it better to keep steadily going through the lesson till you have it, or to go through it at intervals? If you were allowed a certain time, and no more, in which to prepare for examination on a certain memory lesson, how could the study time be best distributed? This question also has received a very definite answer.
Another question about the efficient way to memorize: Is it better to keep working through the lesson until you have it down, or should you do it in intervals? If you had a limited amount of time to prepare for an exam on a specific memory lesson, how should you best divide your study time? This question has also been answered quite clearly.
Spaced repetitions are more effective than unspaced. In an experiment of Piéron, a practised subject went through a list of twenty numbers with an interval of only thirty seconds between readings, and needed eleven readings to master the list. But a similar list, with five-minute intervals, was mastered in six readings; and the number of readings went down to five with an interval of ten minutes, and remained the same for longer intervals up to two days. With this particular sort of lesson, then, ten minutes was a long enough interval, and two days not too long, to give the greatest economy of time spent in actual study.
Spaced repetitions are more effective than cramming. In an experiment by Piéron, an experienced participant went through a list of twenty numbers with just a thirty-second break between readings and needed eleven tries to remember the list. However, when the interval was five minutes, they only needed six tries; and with a ten-minute gap, it dropped to five tries, which stayed the same for longer intervals, even up to two days. So, for this type of lesson, a ten-minute break was sufficient, and two days wasn't too long, to make the best use of time spent studying.
In a somewhat different experiment in another laboratory, lists of nonsense syllables were studied either two, four, or eight times in immediate succession, and this was repeated each day till a total of twenty-four readings had been given to each list; then, one day after the last reading of each list, the subjects were tested as to their memory of it. The result appears in the adjoining table.
In a different experiment at another lab, lists of nonsense syllables were reviewed either two, four, or eight times in a row, and this was done daily until each list had been read a total of twenty-four times. Then, one day after the last reading of each list, the subjects were tested on their memory of it. The results are shown in the table next to this text.
EFFECT OF SPACED STUDY ON ECONOMY OF MEMORIZING (From Jost) Distribution of the 24 readings Total score Total score of Mr. B. of Mr. M. 8 readings a day for 3 days 18 7 6 readings a day for 4 days 39 31 2 readings a day for 12 days 58 55
EFFECT OF SPACED STUDY ON MEMORIZATION EFFICIENCY (From Jost) Distribution of the 24 readings Total score Total score of Mr. B. of Mr. M. 8 readings a day for 3 days 18 7 6 readings a day for 4 days 39 31 2 readings a day for 12 days 58 55
The widest distribution gave the best score. Undoubtedly, then, if you had to memorize a poem or speech, you would get better value for time spent if you read it once or twice at a time, with intervals of perhaps a day, than if you attempted to learn it at one continuous sitting. What exact spacing would give the very greatest economy would depend on the length and character of the lesson.
The widest distribution gave the best score. Undoubtedly, if you had to memorize a poem or speech, you would get better value for your time if you read it once or twice over a period of days, rather than trying to learn it all in one sitting. The exact spacing that would provide the best results would depend on the length and nature of the lesson.
Spaced study also fixes the matter more durably. Every student knows that continuous "cramming" just before an {343} examination, while it may accomplish its immediate purpose, accomplishes little for permanent knowledge.
Spaced study also helps with long-term retention. Every student knows that cramming right before an {343} exam, while it might get the job done temporarily, doesn’t do much for lasting knowledge.
When we say that spaced repetitions give best results in memorizing, that does not mean that study generally should be in short periods with intervals of rest; it says nothing one way or the other on that question. The probability is, since most students take a certain time to get well "warmed up" to study, that fairly long periods of consecutive study would yield larger returns than the same amount of time divided into many short periods. What we have been saying here is simply that repetition of the same material fixes it better in memory, when an interval (not necessarily an empty interval) elapses between the repetitions.
When we say that spaced repetition is the most effective way to memorize, it doesn't imply that studying should always be done in short bursts with breaks in between. It doesn't really address that issue either way. It's likely that, since most students need some time to really get into studying, longer stretches of consecutive study would be more productive than splitting that same time into many short sessions. What we’re highlighting here is that repeating the same material helps to embed it in memory more effectively when there’s some time (not necessarily wasted time) between the repetitions.
Whole versus part learning.
In memorizing a long lesson, is it more economical to divide it into parts, and study each part by itself till mastered, or to keep the lesson entire and always go through the whole thing? Most of us would probably guess that study part by part would be better, but experimental results have usually been in favor of study of the whole.
In memorizing a long lesson, is it more efficient to break it into parts and focus on mastering each section separately, or to study the entire lesson all at once? Most of us might think that studying in parts is the better approach, but research results have generally supported the idea of studying the whole lesson instead.
If you had to memorize 240 lines of a poem, you would certainly be inclined to learn a part at a time; but notice the following experiment. A young man took two passages of this length, both from the same poem, and studied one by the whole method, the other by the part method, in sittings of about thirty-five minutes each day. His results appear in the table.
If you had to memorize 240 lines of a poem, you would probably be tempted to learn it a bit at a time; but check out this experiment. A young man took two sections of this length, both from the same poem, and studied one using the whole method and the other using the part method, in sessions of about thirty-five minutes each day. His results are shown in the table.
LEARNING PASSAGES OF 240 LINES, BY WHOLE AND PART METHODS (Pyle and Snyder) Method of study Number Total number of days of minutes required required 30 lines memorized per day, then whole reviewed till it could be recited 12 431 3 readings of whole per day till it could be recited 10 348
LEARNING PASSAGES OF 240 LINES, BY WHOLE AND PART METHODS (Pyle and Snyder) Method of study Number Total number of days of minutes required required 30 lines memorized per day, then the whole reviewed until it could be recited 12 431 3 readings of the whole per day until it could be recited 10 348
Here there was an economy of eighty-three minutes, or nearly twenty per cent., by using the whole method as against the part method. Similar experiments have regularly given the same general result.
Here, an economy of eighty-three minutes was achieved, or nearly twenty percent, by using the whole method instead of the part method. Similar experiments have consistently shown the same general outcome.
However, the matter is not quite so simple, as, under certain conditions, the results tend the other way. Let us consider a very different type of learning test. A "pencil maze", consisting of passages or grooves to be traced out with a pencil, while the whole thing was concealed from the subject by a screen, was so arranged that it could be divided into four parts and each part learned separately. Four squads of learners were used. Squads A and B learned the maze as a whole, squads C and D part by part. Squads A and C learned by spaced trials, two trials per day. Squad B learned the whole thing at one sitting; while squad D, which came off best of all, learned one part a day for four days, and on the fifth day learned to put the parts together. The results appear in the adjoining table, which shows the average time required to master the maze by each of the four methods.
However, the situation isn't quite that straightforward, as, under certain conditions, the results can go the other way. Let's look at a very different type of learning test. A "pencil maze," consisting of paths or grooves to trace with a pencil, was set up so that it was hidden from the subject by a screen. It could be divided into four parts, each learned separately. Four groups of learners were used. Groups A and B learned the maze as a whole, while groups C and D learned it part by part. Groups A and C practiced with spaced trials, doing two trials each day. Group B learned the entire maze in one sitting, while group D, which performed the best overall, learned one part each day for four days and then combined the parts on the fifth day. The results are shown in the adjoining table, which indicates the average time required for each of the four methods to master the maze.
PART AND WHOLE LEARNING, SPACED AND UNSPACED, IN THE PENCIL MAZE (From Pechstein) Spaced trials Unspaced trials Whole learning A 641 seconds B 1250 seconds Part learning C 1220 seconds D 538 seconds
PART AND WHOLE LEARNING, SPACED AND UNSPACED, IN THE PENCIL MAZE (From Pechstein) Spaced trials Unspaced trials Whole learning A 641 seconds B 1250 seconds Part learning C 1220 seconds D 538 seconds
When the trials were spaced, the whole method was much the better; but when the trials were bunched, the part method was much the better; and, on the whole, the unspaced part learning was the best of all. Thus the result stands in apparent contradiction with two accepted laws: that of the advantage of spaced learning, and that of the advantage of whole learning.
When the trials were spaced out, the overall method performed much better; but when the trials were grouped together, the part method was significantly better; and overall, the unspaced part learning was the best of all. This result seems to contradict two widely accepted principles: the benefit of spaced learning and the benefit of whole learning.
This contradiction warns us not to accept the "laws" {345} too blindly, but rather to analyze out the factors of advantage in each method, and govern ourselves accordingly. Among the factors involved are the following four:
This contradiction cautions us not to accept the "laws" {345} too uncritically, but instead to break down the advantages of each method and adjust our actions accordingly. The factors involved include the following four:
(1) The factor of interest, confidence and visible accomplishment--the emotional factor, we might call it. This is on the side of part learning, especially with beginners, who soon feel out of their depth when wading into a long lesson, and lose hope of ever learning it in this way. This factor is also largely on the side of unspaced as against spaced learning, when the part studied is of moderate length and when there are recitations to keep up the interest; for when the learner sees he is getting ahead, he would rather keep right on than wait for another day to finish. To have a task that you can hope to accomplish at once, and to attack it with the intention of mastering it at once, is very stimulating.
(1) The key factor here is confidence and visible achievement—what we might call the emotional factor. This is particularly relevant in part learning, especially for beginners, who quickly feel overwhelmed when faced with a lengthy lesson and lose hope of learning this way. This factor also favors unspaced learning over spaced learning when the material is of moderate length and there are recitations to maintain interest; when learners see they are making progress, they prefer to keep going rather than wait for another day to finish. Having a task that you can realistically hope to complete right away, and approaching it with the goal of mastering it quickly, is very motivating.
(2) The factor of recency, of "striking while the iron is hot". When an act has just been successfully performed it can easily be repeated, and when a fact has just been observed it can readily be put to use. This factor is clearly on the side of unspaced learning; and it is also on the side of part learning, since by the time you have gone through the whole long lesson and got back to where you are now, the recency value of what you have just now accomplished will have evaporated.
(2) The factor of recency, or "striking while the iron is hot." When something has just been successfully done, it's easy to do it again, and when a fact has just been noticed, it can be easily applied. This factor clearly supports unspaced learning; it also supports part learning, because by the time you finish the entire long lesson and return to where you are now, the recent relevance of what you've just accomplished will have faded away.
(3) The factor of meaning, outlining and broad relationships. This is on the side of whole learning, for it is when you are going through the whole that you catch its general drift, and see the connections of the several parts and their places in the whole. This factor is so important as to outweigh the preceding two in many cases, especially with experienced learners dealing with meaningful material. Even if you should prefer the part method, you would be wise to begin by a careful survey of the whole.
(3) The aspect of meaning, outlining, and overall relationships. This relates to holistic learning, as it's during the overall process that you grasp the general idea and see how the different parts connect and fit together. This aspect is often more significant than the previous two, particularly for experienced learners engaging with relevant material. Even if you favor the part-based approach, it’s a good idea to start with a thorough overview of the whole.
(4) The factor of permanency. This is something "physiological", and it is on the side of spaced learning. The muscles profit more by exercise with intervals of rest than by a large amount of continuous exercise, and no athlete would think for a moment of training for a contest of strength by "cramming" for it. Apparently the neurones obey the same law as the muscles, and for that reason spaced learning gives more durable results than unspaced.
(4) The factor of permanency. This is something "physiological," and it supports spaced learning. Muscles benefit more from exercise with breaks than from a lot of continuous exercise, and no athlete would ever consider training for a strength contest by "cramming." Apparently, the neurons follow the same principle as muscles, and for that reason, spaced learning produces more lasting results than cramming.
Unintentional Learning
What we have been examining is intentional memorizing, with the "will to learn" strongly in the game. The assertion has sometimes been made that the will to learn is necessary if any learning is to be accomplished. We must look into this matter, for it has an important bearing on the whole question of the process of learning.
What we've been looking at is intentional memorization, with a strong emphasis on the "desire to learn." It's often claimed that the desire to learn is essential for any learning to happen. We need to explore this issue, as it significantly impacts the entire discussion about the learning process.
There is a famous incident that occurred in a Swiss psychological laboratory, when a foreign student was supposed to be memorizing a list of nonsense syllables. After the list had been passed before him many times without his giving the expected signal that he was ready to recite, the experimenter remarked that he seemed to be having trouble in memorizing the syllables. "Oh! I didn't understand that I was to learn them", he said, and it was found that, in fact, he had made almost no progress towards learning the list. He had been observing the separate syllables, with no effort to connect them into a series.
There’s a well-known incident that took place in a Swiss psychology lab when a foreign student was supposed to memorize a list of random syllables. After the list had been presented to him multiple times without him giving the expected signal that he was ready to recite, the experimenter noted that he seemed to be struggling with memorizing the syllables. "Oh! I didn't realize I was supposed to learn them," he said, and it turned out that he had hardly made any progress in learning the list. He had been looking at the individual syllables without trying to connect them into a sequence.
Another incident: subjects were put repeatedly through a "color naming test", which consisted of five colors repeated in irregular order, the object being to name the one hundred bits of color as rapidly as possible. After the subjects had been through this test over two hundred times, you would think they could recite it from memory; but not {347} at all! They had very little memory of the order of the bits of color. Their efforts had been wholly concentrated upon naming the bits as seen, and not in connecting them into a series that could be remembered.
Another incident: subjects were put through a "color naming test" repeatedly, which involved naming five colors in a random order, aiming to identify one hundred colors as quickly as possible. After going through this test over two hundred times, you might expect they could recite it from memory; but not {347} at all! They had very little memory of the order of the colors. Their efforts had been entirely focused on naming the colors as they saw them, without connecting them into a series that could be remembered.
The experiment described a few pages back on "paired associates" is another case in point. The subjects memorized the pairs, but made no effort to connect the pairs in order, and consequently were not able later to remember the order of the pairs.
The experiment mentioned a few pages ago about "paired associates" is another example. The subjects memorized the pairs but didn't try to connect them in order, so they couldn't remember the order of the pairs later on.
Many somewhat similar experiments have been performed, with the object of measuring the reliability of the testimony of eye-witnesses; and it has been found that testimony is very unreliable except for facts that were specifically noted at the time. Enact a little scene before a class of students who do not suspect that their memory of the affair is later to be tested, and you will find that their memory for many facts that were before their eyes is hazy, absent, or positively false.
Many similar experiments have been conducted to assess how reliable eyewitness testimony is. It has been discovered that such testimony is often very unreliable, except for details that were specifically observed at the moment. If you set up a small scene in front of a class of students who don’t know their memory of the event will be tested later, you’ll find that their recollection of many facts they witnessed is unclear, missing, or even completely incorrect.
These facts all emphasize the importance of the will to learn. But let us consider another line of facts. An event occurs before our eyes, and we do notice certain facts about it, not with any intention of remembering them later, but simply because they arouse our interest; later, we recall such facts with great clearness and certainty. Or, we hear a tune time after time, and gradually come to be able to sing it ourselves, without ever having attempted to memorize it. Practically all that the child learns in the first few years of his life, he learns without any "will to learn".
These facts highlight how crucial it is to have a desire to learn. But let's look at another perspective. An event happens right in front of us, and we notice certain details about it, not intending to remember them later but simply because they catch our interest; later, we can recall those details with clarity and confidence. Or, we listen to a song repeatedly and eventually find ourselves able to sing it, even though we never tried to memorize it. Almost everything a child learns in the first few years of life happens without any "desire to learn."
What is the difference between the case where the will to learn is necessary, and the case where it is unnecessary? The difference is that in the one case we observe facts for the purpose of committing them to memory, and in the other case we observe the facts without any such intention. In both cases we remember what we have definitely observed, {348} and fail to remember what we have not observed. Sometimes, to be sure, it is not so much observation as doing that is operative. We may make a certain reaction with the object of learning it so as to make it later, or we may make the reaction for some other reason; but in either case we learn it.
What’s the difference between needing to learn something and not needing to? The difference is that in one case we observe facts to remember them, and in the other case we notice the facts without any intention to memorize. In both situations, we remember what we've actually observed, {348} and forget what we haven't seen. Sometimes, it’s not just about observation but also about doing. We might react to something to learn it for later, or we might react for another reason, but in either case, we end up learning it.
What is essential, then, is not the will to learn, but the doing and observing. The will to learn is sometimes important, as a directive tendency, to steer doing and observing into channels relevant to the particular memory task that we need to perform. But committing to memory seems not to be any special form of activity; rather, it consists of reactions that also occur without any view to future remembering. Not only do we learn by doing and observing, but doing and observing are learning.
What’s important isn’t just the desire to learn, but actually doing and observing. The desire to learn can be helpful as a guiding force to direct doing and observing towards the specific memory task we need to tackle. However, memorizing doesn’t seem to be a unique type of activity; it involves reactions that can happen without any intention of remembering later. We learn not only through doing and observing, but doing and observing are essentially learning.
Retention
We come now to the second of our four main problems, and ask how we retain, or carry around inside of us, what we have learned. The answer is, not by any process or activity. Retention is a resting state, in which a learned reaction remains until the stimulus arrives that can arouse it again. We carry around with us, not the reaction, but the machinery for making the reaction.
We now move on to the second of our four main issues and ask how we keep or hold onto what we've learned. The answer is, it's not through any specific process or activity. Retention is a state of rest, where a learned response stays until the trigger comes along to activate it again. We carry with us not the response itself, but the tools needed to produce that response.
Consider, for example, the retention of motor skill. A boy who has learned to turn a handspring does not have to keep doing it all the time in order to retain it. He may keep himself in better form by reviewing the performance occasionally, but he retains the skill even while eating and sleeping. The same can be said of the retention of the multiplication table, or of a poem, or of knowledge of any kind. The machinery that is retained consists very largely in brain connections. Connections formed in the process of {349} learning remain behind in a resting condition till again aroused to activity by some appropriate stimulus.
Consider, for example, how we retain motor skills. A boy who has learned to do a handspring doesn't need to practice it constantly to keep the skill. He might stay in better shape by reviewing it from time to time, but he holds onto the skill even while he's eating or sleeping. The same goes for remembering the multiplication table, a poem, or any other kind of knowledge. The mechanisms we retain rely heavily on brain connections. Connections made during the process of {349} learning stay inactive until they're triggered by the right stimulus.
But the machinery developed in the process of learning is subject to the wasting effects of time. It is subject to the law of "atrophy through disuse". Just as a muscle, brought by exercise into the pink of condition, and then left long inactive, grows weak and small, so it is with the brain connections formed in learning. With prolongation of the condition of rest, the machinery is less and less able to function, till finally all retention of a once-learned reaction may be lost.
But the skills developed through learning can fade over time. They are affected by the principle of "atrophy from disuse." Just like a muscle that becomes fit from exercise but weakens and shrinks when it isn’t used for a long time, the connections in the brain formed during learning can also weaken. If this inactive period continues, the ability to use those skills diminishes more and more, until eventually, all memory of what was once learned may be lost.
But is anything once learned ever completely forgotten and lost? Some say no, being strongly impressed by cases of recovery of memories that were thought to be altogether gone. Childhood experiences that were supposed to be completely forgotten, and that could not at first be recalled at all, have sometimes been recovered after a long and devious search. Sometimes a hypnotized person remembers facts that he could not get at in the waking state. Persons in a fever have been known to speak a language heard in childhood, but so long disused as to be completely inaccessible in the normal state. Such facts have been generalized into the extravagant statement that nothing once known is ever forgotten. For it is an extravagant statement. It would mean that all the lessons you had ever learned could still be recited, if only the right stimulus could be found to arouse them; it would mean that all the lectures you ever heard (and attended to) are still retained, that all the stories you ever read are still retained, that all the faces you ever noticed are still retained, that all the scenes and happenings that ever got your attention could still be revived if only the right means were taken to revive them. There is no evidence for any such extreme view.
But is anything learned ever completely forgotten and lost? Some say no, pointing to instances where memories thought to be completely gone have been recovered. Childhood experiences that were believed to be entirely forgotten—and couldn’t initially be recalled—have sometimes come back to memory after a long and winding search. Sometimes, a person under hypnosis remembers facts they couldn’t access while awake. People with a fever have been known to speak a language they heard in childhood, but haven’t used in so long that it’s totally out of reach in a normal state. These cases have led to the exaggerated claim that nothing once known is ever truly forgotten. And it is an exaggerated claim. It would imply that all the lessons you’ve learned could still be recited if only the right trigger were found to bring them back; it would mean that all the lectures you ever heard (and paid attention to) are still stored away, that all the stories you’ve ever read are still held in memory, that all the faces you’ve ever noticed are still remembered, and that all the scenes and events that caught your attention could still be revived if only the right methods were used to bring them back. There’s no evidence for such an extreme perspective.
The modern, scientific study of this matter began with {350} recognizing the fact that there are degrees of retention, ranging all the way from one hundred per cent, to zero, and with the invention of methods of measuring retention. Suppose you have memorized a list of twenty numbers some time ago, and kept a record of the time you then took to learn it; since when you have not thought of it again.
The modern, scientific study of this topic started with {350} recognizing that there are degrees of retention that range from one hundred percent to zero, along with the development of methods to measure retention. Imagine you memorized a list of twenty numbers a while ago and tracked how long it took you to learn them; since then, you haven't thought about them again.
Fig. 53.--(From Ebbinghaus.) The curve of forgetting.
The curve sinks at first rapidly, and then slowly, from the 100 per
cent line towards the zero line, 100 per cent. here meaning perfect
retention, and 0 no retention.
Fig. 53.--(From Ebbinghaus.) The forgetting curve.
The curve starts by dropping quickly, then more slowly, from the 100 percent line down towards the zero line. Here, 100 percent means perfect retention, and 0 means no retention.
On attempting now to recite it, you make no headway and are inclined to think you have entirely forgotten it. But, finding the list again, you relearn it, and probably find that your time for relearning is less than the original learning time--unless the lapse of time has run into months. Now consider--if no time at all were needed for relearning, because the list could be recited easily without, your retention would be one hundred per cent. If, on the contrary, it took you just as long now to relearn as it did originally to learn, the retention would be zero. If it takes you now two-thirds as long to relearn as it originally took to learn, then {351} one-third of the work originally done on the list does not have to be done over, and this saving is the measure of retention.
On trying to recite it again, you struggle and feel like you’ve completely forgotten it. But when you find the list again, you relearn it, and you probably notice that it takes you less time to relearn than it did to learn it the first time—unless a lot of time has passed. Now think about this—if you didn’t need any time at all to relearn it because you could recite it easily, your retention would be a hundred percent. On the other hand, if it takes you just as long to relearn it now as it did to learn it originally, then your retention would be zero. If it takes you two-thirds of the original time to relearn it, then {351} one-third of the effort you originally put into learning the list doesn’t need to be repeated, and this saving is the measure of retention.
By the use of this method, the curve of retention, or curve of forgetting, as it is also called, has been determined. It is a curve that first goes down steeply, and then more and more gradually, till it approximates to zero; which means that the loss of what has been learned proceeds rapidly at first and then more and more slowly.
By using this method, the retention curve, or forgetting curve as it's also known, has been established. It starts off steeply declining and then levels out more gradually until it gets close to zero, indicating that the loss of what has been learned occurs quickly at first and then slows down over time.
The curve of forgetting can be determined by other methods besides the saving method--by the recall method or by the recognition method; and data obtained by these methods are given in the adjoining tables. It will be seen that the different methods agree in showing a curve that falls off more rapidly at first than later. More is lost in the first hour than in the second hour, and more in the first week than in the second week. Few of the experiments have been continued long enough to bring the curve actually to the zero line, but it has come very close to that line in tests conducted after an interval of two to four months.
The curve of forgetting can be determined using methods other than the saving method—like the recall method or the recognition method—and the data obtained from these methods is shown in the tables next to this. You’ll notice that the different methods all indicate a curve that initially drops off more steeply and then levels out. More information is lost in the first hour than in the second hour, and more is lost in the first week compared to the second week. Few experiments have been run long enough to truly reach the zero line, but they have come very close in tests conducted after an interval of two to four months.
PER CENT. OF WORDS RECOGNIZED AT DIFFERENT INTERVALS AFTER BEING SEEN (From Strong) Interval between Per cent. recognized with exposure and test certainty and correctness 15 secs. 84 5 min. 73 15 min. 62 30 min. 58 1 hour 56 2 hours 50 4 hours 47 8 hours 40 12 hours 38 1 day 29 2 days 24 4 days 19 7 days 10 The subject read a list of 20 disconnected words once through, giving careful attention to each word. Immediately at the close of the reading he performed an example in mental arithmetic, to prevent his reviewing the list of words mentally. After an interval, he was shown these {352} twenty words mixed with twenty others, and had to pick out those he surely recognized as having been shown before. Many lists were used, for testing after the different intervals. Five adult subjects took part in the experiment, and in all 15 lists were used with each interval; the per cents. given in the table are the averages for the 15 lists. THE PER CENT. OF ERROR IN RECALLING DETAILS OF A PICTURE AFTER DIFFERENT INTERVALS OF TIME (From Dallenbach) Time of test Per cent, of error Per cent of error in spontaneous in answering recall questions regarding the picture Immediately after exposure 10 14 After 5 days 14 18 After 15 days 18 20 After 46 days 22 22 The picture was placed in the subject's hands, and he examined it for one minute, at the end of which time he wrote down as complete a description of the picture as possible, and then answered a set of sixty questions covering all the features of the picture. After five days he was retested in the same way, and again after fifteen days, etc. In one respect this is not a typical memory experiment, since the test after five days would revive the subject's memory of the picture and slacken the progress of forgetting. The experiment corresponds more closely to the conditions of ordinary life, when we do recall a scene at intervals; or it corresponds to the conditions surrounding the eye-witness of a crime, who must testify regarding it, time after time, before police, lawyers and juries. However, the subjects in this experiment realized at the time that they were to be examined later, and studied the picture more carefully than the eye-witness of a crime would study the event occurring before his eyes; so that the per cent. of error was smaller here than can be expected in the courtroom.
PERCENTAGE OF WORDS RECOGNIZED AT DIFFERENT INTERVALS AFTER BEING SEEN (From Strong) Interval between Percentage recognized with exposure and test certainty and accuracy 15 secs. 84 5 min. 73 15 min. 62 30 min. 58 1 hour 56 2 hours 50 4 hours 47 8 hours 40 12 hours 38 1 day 29 2 days 24 4 days 19 7 days 10 The subject read a list of 20 unrelated words once, paying close attention to each word. Immediately after finishing the reading, he completed a mental math exercise to prevent himself from mentally reviewing the list of words. After a certain interval, he was shown these {352} twenty words mixed with twenty others and had to identify the ones he definitely recognized as having been shown before. Multiple lists were used for testing at the different intervals. Five adult subjects participated in the experiment, and a total of 15 lists were used for each interval; the percentages shown in the table are the averages for the 15 lists. THE PERCENTAGE OF ERROR IN RECALLING DETAILS OF A PICTURE AFTER DIFFERENT TIME INTERVALS (From Dallenbach) Time of test Percentage of error Percentage of error in spontaneous in answering recall questions about the picture Immediately after exposure 10 14 After 5 days 14 18 After 15 days 18 20 After 46 days 22 22 The picture was given to the subject, and he examined it for one minute, after which he wrote down as complete a description of the picture as possible and then answered a set of sixty questions covering all the features of the picture. After five days, he was retested in the same way, and again after fifteen days, etc. In one way, this is not a typical memory experiment, since the test after five days would help refresh the subject's memory of the picture and slow down the forgetting process. The experiment is more similar to real-life situations where we recall a scene at intervals, or it reflects the experience of a witness of a crime, who must testify about it multiple times before police, lawyers, and juries. However, the subjects in this experiment were aware that they would be examined later and studied the picture more carefully than a crime witness would observe the events happening before them; therefore, the percentage of error was smaller here than what could be expected in a courtroom.
It must be understood that this classical curve of forgetting only holds good, strictly, for material that has barely been learned. Reactions that have been drilled in thoroughly and repeatedly fall off very slowly at first, and the further course of the curve of forgetting has not been accurately followed in their case. A typist who had spent perhaps two hundred hours in drill, and then dropped typewriting for a year, recovered the lost ground in less than an hour of fresh practice, so that the retention, as measured by the saving method, was over ninety-nine per cent.
It should be clear that this traditional forgetting curve only applies strictly to material that has barely been learned. Skills that have been practiced thoroughly and repeatedly decline very slowly at first, and the subsequent pattern of the forgetting curve hasn’t been accurately tracked for them. A typist who trained for around two hundred hours and then stopped typewriting for a year regained their lost skills in less than an hour of practice, showing that retention, as measured by the saving method, was over ninety-nine percent.
Somewhat different from the matter of the curve of forgetting is the question of the rate of forgetting, as {353} dependent on various conditions. The rate of forgetting depends, first, on the thoroughness of the learning, as we have just seen. It depends on the kind of material learned, being very much slower for meaningful than for nonsense material, though both have been learned equally well. Barely learned nonsense material is almost entirely gone by the end of four months, but stanzas of poetry, just barely learned, have shown a perceptible retention after twenty years.
Somewhat different from the issue of the curve of forgetting is the question of the rate of forgetting, as {353} dependent on various conditions. The rate of forgetting depends, first, on how well the information was learned, as we’ve just seen. It also depends on the type of material learned; it tends to be much slower for meaningful material compared to nonsensical material, even if both have been learned equally well. Barely learned nonsensical material is almost entirely forgotten by the end of four months, while stanzas of poetry, even when just barely learned, have shown a noticeable retention after twenty years.
Very fortunately, the principles of economy of memorizing hold good also for retention. Forgetting is slower when relationships and connections have been found in the material than when the learning has been by rote. Forgetting is slower after active recitation than when the more passive, receptive method of study has been employed. Forgetting is slower after spaced than after unspaced study, and slower after whole learning than after part learning.
Very fortunately, the principles of economical memorization also apply to retention. Forgetting happens more slowly when relationships and connections are established in the material compared to when learning is done by rote. Forgetting occurs more slowly after active recitation than when a more passive, receptive method of study is used. Forgetting is slower after spaced study than after massed study, and it's slower after whole learning compared to part learning.
An old saying has it that quick learning means quick forgetting, and that quick learners are quick forgetters. Experiment does not wholly bear this out. A lesson that is learned quickly because it is clearly understood is better retained than one which is imperfectly understood and therefore slowly learned; and a learner who learns quickly because he is on the alert for significant facts and connections retains better than a learner who is slow from lack of such alertness. The wider awake the learner, the quicker will be his learning and the slower his subsequent forgetting; so that one is often tempted to admonish a certain type of studious but easy-going person, "for goodness' sake not to dawdle over his lessons", with any idea that the more time he spends with them the longer he will remember them. More gas! High pressure gives the biggest results, provided only it is directed into high-level observation, and does not simply generate fear and worry and a rattle-brained frenzy of rote learning.
An old saying goes that fast learners forget quickly, and fast learning leads to fast forgetting. However, experience doesn't completely support this idea. A lesson that's learned quickly because it's clearly understood is retained better than one that's not fully understood and learned slowly. A learner who picks up information quickly because they're alert to important facts and connections retains information better than one who is slow due to a lack of such awareness. The more attentive the learner, the faster they will learn and the more slowly they will forget; this often leads to the temptation to advise a certain type of studious but laid-back person, "for goodness' sake, don’t waste time on your lessons," thinking that the more time they spend on them, the longer they'll remember. That's nonsense! High energy leads to the best results, as long as it's focused on high-level observation and doesn't just create fear, worry, and a chaotic frenzy of memorization.
Recall
Having committed something to memory, how do we get it back when we want it? To judge from such simple cases as the animal's performance of a previously learned reaction, all that is necessary is a stimulus previously linked with the response. How, for example, shall we get the cat to turn the door-button, this being an act that the cat has previously learned? Why, we put the cat into the same cage, i.e., we supply the stimulus that has previously given the reaction, and trust to it to give the same reaction again. The learning process has attached this reaction to this stimulus. Now can we say the same regarding material committed to memory by the human subject? Is recall a species of learned reaction that needs only the linked stimulus to arouse it?
Once we've memorized something, how do we retrieve it when we need it? Based on straightforward examples like an animal showcasing a reaction it learned before, it seems all that’s needed is a stimulus that’s been associated with that response. For instance, how can we prompt a cat to push the door button if it has already learned to do so? We simply place the cat back in the same cage, providing the stimulus that previously elicited the reaction, and hope it will respond the same way again. The learning process has connected this reaction to that stimulus. Can we say the same for information memorized by humans? Is recall just a type of learned reaction that requires a linked stimulus to trigger it?
If you have learned and still retain a list of numbers or syllables, you can recite it on thinking of it, on hearing words that identify it in your mind, or on being given the first few items in the list as a start. The act of reciting the list became linked, during the learning, with the thought of the list, with words signifying this particular list, and with the first items of the list; therefore, these stimuli can now arouse the reaction of reciting the list. As you advance into the list, reciting it, the parts already recited act as stimuli to keep you going forward. In the same way, if you have memorized Hamlet's soliloquy, this title serves as the stimulus to make you recall the beginning of the speech and that in turn calls up the next part and so on; or, if you have analyzed the speech into an outline, the title calls up the outline and the outline acts as the stimulus to call up the several parts that were attached to the outline in the process of memorization. When one idea calls up another, the first acts as a stimulus and the second is a {355} response previously attached to this stimulus. In general, then, recall is a learned response to a stimulus.
If you've learned and still remember a list of numbers or syllables, you can recite it when you think of it, hear words that relate to it in your mind, or get the first few items in the list to kick things off. The act of reciting the list became connected, during the learning process, with the thought of the list, with words that represent this specific list, and with the first items on the list; therefore, these triggers can now prompt you to recite the list. As you move forward through the list, reciting it, the sections you've already recited act as triggers to keep you going. Similarly, if you have memorized Hamlet's soliloquy, the title serves as a trigger to help you remember the beginning of the speech, and that, in turn, brings up the next part and so on; or, if you've broken down the speech into an outline, the title prompts the outline and the outline acts as a trigger to recall the different parts associated with it in the memorization process. When one idea brings up another, the first serves as a trigger and the second is a response that was previously linked to this trigger. In general, recall is a learned response to a trigger.
There is an exceptional case, where recall seems to occur without any stimulus. This form of recall goes by the name of perseveration, and a good instance of it is the "running of a tune in the head", shortly after it has been heard. Another instance is the vivid flashing of scenes of the day before the "mind's eye" as one lies in bed before going to sleep. It appears as if the sights or sounds came up of themselves and without any stimulus. Possibly there is some vague stimulus which cannot itself be detected. Only a slight stimulus would be needed, because these recent and vivid experiences are so easily aroused.
There’s a unique situation where recall seems to happen without any trigger. This type of recall is called perseveration, and a good example of it is when a tune keeps playing in your head right after you’ve heard it. Another example is when vivid scenes from the day before flash in your "mind's eye" as you lie in bed trying to fall asleep. It feels like these sights or sounds pop up on their own, without any external cue. There might be some subtle trigger that we can't really notice. Even a small stimulus could be enough since these recent and vivid experiences are so easily triggered.
Difficulties in recall.
Sometimes recall fails to materialize when we wish it and have good reason for expecting it. We know this person's name, as is proved by the fact that we later recall it, but at the moment we cannot bring it up. We know the answer to this examination question, but in the heat of the examination we give the wrong answer, though afterwards the right answer comes to mind. This seldom happens with thoroughly learned facts, but frequently with facts that are moderately well known. Some sort of inhibition or interference blocks recall.
Sometimes our memory doesn't work when we want it to, even when we have every reason to expect it will. We know this person's name, as shown by the fact that we remember it later, but right now we can't bring it to mind. We know the answer to this exam question, but in the pressure of the moment, we give the wrong answer, even though the correct one comes to us afterwards. This rarely happens with information we've learned really well, but often with things we know to a lesser degree. Some kind of blockage or interference prevents us from recalling.
One type of interference is emotional. Fear may paralyze recall. Anxious self-consciousness, or stage fright, has prevented the recall of many a well-learned speech, and interfered with the skilful performance of many a well-trained act.
One type of interference is emotional. Fear can block recall. Anxious self-consciousness, or stage fright, has made it hard for many people to remember a well-learned speech and has disrupted the smooth execution of many well-practiced actions.
Distraction is an interference, since it keeps the stimulus from exerting its full effect. Sometimes the stimulus that is present has been linked with two or more responses, and these get in each other's way; as you will sometimes hear a speaker hesitate and become confused from having two ways {356} of expressing the same thought occur to him at almost the same instant.
Distraction is an interference because it prevents the stimulus from having its full impact. Sometimes, the stimulus that's present has been associated with two or more responses, and these responses conflict with each other; for example, you may hear a speaker hesitate and become confused when two different ways {356} of expressing the same thought come to mind almost simultaneously.
Helps in recall.
There are no sure rules for avoiding these intricate interferences; and, in general, recall being a much less manageable process than memorizing, we do not have anything like the same mass of practical information regarding it. One or two suggestions have some value, however.
There are no guaranteed rules for avoiding these complex distractions; and, generally speaking, recall is a much less controllable process than memorization. We don't have nearly as much practical knowledge about it. However, one or two tips can be somewhat helpful.
(1) Give the stimulus a good chance. Look squarely at the person whose name you wish to recall, avoiding doubt as to your ability to recall it; for doubt is itself a distraction. Put yourself back into the time when you formerly used this person's name. In extemporaneous speaking, go ahead confidently, avoid worry and self-consciousness, and, full of your subject, trust to your ideas to recall the words as needed. Once carried away with his subject, a speaker may surprise himself by his own fluency.
(1) Give the prompt a fair shot. Look directly at the person whose name you’re trying to remember, putting aside any doubts about your ability to recall it; doubts are just distractions. Take yourself back to when you last used this person’s name. In impromptu speaking, move forward with confidence, steer clear of worry and self-consciousness, and let your grasp of the topic help you remember the words as you need them. Once a speaker gets into their topic, they might surprise themselves with how fluently they can express their ideas.
(2) Drop the matter for a while, and come back to it afresh. Sometimes, when you cannot at once recall a name, it does no good to keep doggedly hunting, while half an hour later you get it without the least trouble. The explanation of this curious phenomenon is found in interference and the dying out of interference. At your first attempt to recall the name, you simply got on the wrong track, and thus gave this wrong track the "recency" advantage over the right track; but this temporary advantage fades out rapidly with rest and leaves the advantage with the track most used in the past.
(2) Put the issue aside for a bit, and come back to it later. Sometimes, when you can't immediately remember a name, trying to force it often doesn't help, while half an hour later you can recall it effortlessly. The reason for this strange phenomenon relates to interference and how it fades away. When you first try to remember the name, you end up going down the wrong path, giving that wrong path an advantage due to its "recent" nature; however, this temporary edge quickly diminishes with some rest, allowing the path you've used the most in the past to take precedence.
The rule to drop a matter when baffled and confused, and take it up again when fresh, can be used in more complex cases than hunting for a name. When, in trying to solve any sort of problem, you find yourself in a rut, about the only escape is to back off, rest up, and make an entirely fresh start.
The rule of stepping back when you're stuck and coming back with a fresh perspective can apply to more complicated situations than just looking for a name. When you're trying to solve any problem and feel like you're in a dead end, the best way to get out is to take a break, recharge, and start over with a clean slate.
Recognition
The fourth question propounded at the beginning of the chapter, as to how we can know that the fact now recalled is what we formerly committed to memory and now wish to recall, is part of the larger question of how we recognize. What we recognize includes not only facts recalled, but also facts not recalled but presented a second time to the senses. Recognition of objects seen, heard, touched, etc., is the most rudimentary form of memory. The baby shows signs of recognizing persons and things before he shows signs of recall. A little later, he recognizes and understands words before he begins to speak (recall) them; and everybody's vocabulary of recognized words remains much greater than his speaking vocabulary. We recognize faces that we could not recall, and names that we could not recall. In short, recognition is easier than recall.
The fourth question raised at the beginning of the chapter—about how we can tell that the fact we're remembering is something we previously learned and now want to recall—ties into the bigger question of how we recognize things. What we recognize includes not just the facts we've recalled, but also facts that are presented to our senses again. Recognizing things we see, hear, touch, and so on, is the most basic form of memory. A baby shows signs of recognizing people and objects before they show signs of recalling them. A bit later, they recognize and understand words before they start to speak (recall) them; and everyone's vocabulary of recognized words is way larger than their speaking vocabulary. We can recognize faces that we can't recall and names that we can't remember. In short, recognition is easier than recall.
Consequently any theory of recognition that makes it depend on recall can scarcely be correct. One such theory held that an object is recognized by recalling its original setting in past experience; an odor would be recognized by virtue of recalling the circumstances under which it was formerly experienced. Now sometimes it does happen that an odor which seems familiar, but cannot be identified, calls up a past experience and thus is fully recognized; but such "indirect recognition" is not the usual thing, for direct recognition commonly takes place before recall of the past experience has time to occur. You see a person, and know him at once, though it may require some moments before you can recall where and when you have seen him before.
As a result, any theory of recognition that depends on recall is unlikely to be accurate. One theory suggested that you recognize an object by remembering the original context from your past experiences; for example, an odor would be recognized by recalling the situation in which you previously encountered it. Sometimes, an odor that feels familiar, but you can’t place it, triggers a past memory and is then fully recognized; however, this "indirect recognition" isn’t the norm, as direct recognition usually happens before you have time to recall the past experience. You see someone and recognize them immediately, even if it takes a moment to remember where and when you’ve seen them before.
Recognition may be more or less complete. At its minimum, it is simply a "feeling of familiarity" with the object; at its maximum it is locating the object precisely in your autobiography. You see a man, and say, "He looks {358} familiar, I must have seen him somewhere", and then it dawns on you, "Oh! yes, now I know exactly who he is; he is the man who . . ." Between these extremes lie various degrees of recognition. This man seems to be some one seen recently, or a long, long time ago, or at the seashore, or as a salesman in a store; or as some one you looked up to, or felt hostility towards, or were amused at; and often these impressions turn out to be correct, when you succeed in fully recognizing the person. These impressions resemble the first signs of recognition in the baby's behavior; you say that the baby remembers people because he smiles at one who has pleased him before, and shrinks from one who has displeased him.
Recognition can vary in how complete it is. At its most basic level, it’s just a "feeling of familiarity" with someone or something; at its highest level, it’s pinpointing the person in your own life story. You see a guy and think, "He looks {358} familiar, I must have seen him somewhere," and then it hits you, "Oh! Yes, now I remember exactly who he is; he’s the guy who . . ." Between these two extremes, there are different levels of recognition. This man might seem like someone you saw recently, or a long time ago, or at the beach, or as a salesman in a store; or maybe he’s someone you admired, felt hostile towards, or found amusing; and often these impressions turn out to be accurate when you finally recognize the person completely. These feelings are similar to the early signs of recognition in a baby’s behavior; you can say the baby remembers people because they smile at someone who has made them happy before, and pull away from someone who has upset them.
Recognition described in terms of stimulus and response.
Recognition is a form of learned response, depending on previous reaction to the object recognized. To recognize an object is to respond to it as we responded before--except for the feeling of familiarity, which could not occur the first time we saw the object. But notice this: though the object is the same identical object it was before, it may have changed somewhat. At least, its setting is different; this is a different time and perhaps a different place, and the circumstances are bound to be more or less different. In spite of this difference in the situation, we make the same response as before.
Recognition is a learned response based on how we've reacted to that object in the past. When we recognize something, we respond to it as we did before—except for the sense of familiarity that we couldn't have felt the first time we encountered it. However, it's important to note this: even though the object is the exact same one we saw before, it might have changed a bit. At the very least, its surroundings are different; this is a different time and possibly a different place, and the circumstances are likely to vary. Despite these differences in the situation, we respond the same way we did previously.
Now, the response we made to the object in its original setting was a response to the whole situation, object plus setting; our response to the object was colored by its setting. When we now recognize the object, we make the same response to the object in a different setting; the response originally called out by the object plus its setting is now aroused by the object alone. Consequently we have an uneasy feeling of responding to a situation that is not present. {359} This uneasy feeling is the feeling of familiarity in its more haunting and "intriguing" form.
Now, the way we reacted to the object in its original context was a response to the whole scenario—object plus setting; our reaction to the object was influenced by its context. When we now recognize the object, we react to it in a different context; the reaction originally triggered by the object plus its setting is now evoked by the object on its own. As a result, we feel an uncomfortable sense of responding to a situation that isn't actually there. {359} This uneasy feeling is the sensation of familiarity in its more haunting and "intriguing" form.
We see some one who seems familiar and who arouses a hostile attitude in us that is not accounted for in the least by his present actions. We have this uneasy feeling of responding to a situation that is not present, and cannot rest till we have identified the person and justified our hostile attitude.
We see someone who looks familiar and makes us feel hostile for reasons that have nothing to do with what he's doing right now. We feel uneasy about reacting to a situation that isn’t happening, and we can't settle down until we figure out who this person is and why we feel this way.
Or, we see some one who makes us feel as if we had had dealings with him before in a store or postoffice where he must have served us; we find ourselves taking the attitude towards him that is appropriate towards such a functionary, though there is nothing in his present setting to arouse such an attitude. Or, we see some one in the city streets who seems to put us back into the atmosphere of a vacation at the seashore, and by searching our memory we finally locate him as an individual we saw at such and such a resort. At other times, the feeling of familiarity is rather colorless, because the original situation in which the person was encountered was colorless; but we still have the feeling of responding to something that is not present. We make, or start to make, the same response to the person that we originally made to him plus his setting, and this response to something that is not there gives the feeling of familiarity.
Or, we see someone who makes us feel like we've interacted with him before at a store or post office where he must have helped us; we find ourselves treating him like we would someone in that role, even though there’s nothing in his current situation to trigger that attitude. Or, we notice someone on the city streets who transports us back to the vibe of a vacation at the beach, and by digging into our memory, we finally recognize him as someone we saw at that resort. Sometimes, the feeling of familiarity is a bit bland, because the original situation where we met the person was dull; but we still feel like we’re reacting to something that's not there. We make, or begin to make, the same response to the person that we originally made to him plus his environment, and this reaction to something absent creates the sensation of familiarity.
When we see the same person time after time in the same setting, as when we go into the same store every morning and buy a paper from the same man, we cease to have any strong feeling of familiarity at sight of him, the reason being that we are always responding to him in the same setting, and consequently have no feeling of responding to something that is not there. But if we see this same individual in a totally different place, he may give us a queer feeling of familiarity. When we see the same person time after time {360} in various settings, we end by separating him from his surroundings and responding to him alone, and therefore the familiarity feeling disappears.
When we see the same person repeatedly in the same place, like when we go into the same store every morning and buy a newspaper from the same guy, we stop feeling a strong sense of familiarity when we see him. This is because we're always interacting with him in the same context, so there's no sense of responding to something new. However, if we run into this same person in a completely different location, it can create a strange sense of familiarity. When we see the same person again and again {360} in different settings, we eventually start to separate him from his surroundings and respond to him on his own, and as a result, that feeling of familiarity fades away.
Complete recognition, or "placing" the object, involves something more than these feelings and rudimentary reactions. It involves the recall of a context or scheme of events, and a fitting of the object into the scheme.
Complete recognition, or "placing" the object, involves more than just these feelings and basic reactions. It requires recalling a context or sequence of events and fitting the object into that sequence.
Memory Training
The important question whether memory can be improved by any form of training breaks up, in the light of our previous analysis, into the four questions, whether memorizing can be improved, whether the power of retention can be improved, whether recall can be improved, and whether recognition can be improved. As to recognition, it is difficult to imagine how to train it; the process is so elusive and so direct. It has been found, however, that practice in recognizing a certain class of objects improves one's standards of judgment as to whether a feeling of familiarity is reliable or not; it enables one to distinguish between feelings that have given correct recognitions and the vaguer feelings that often lead one astray.
The important question of whether memory can be enhanced through any type of training breaks down, based on our earlier analysis, into four questions: whether memorization can be improved, whether retention can be improved, whether recall can be improved, and whether recognition can be improved. Regarding recognition, it's hard to see how it can be trained; the process is so subtle and straightforward. However, it has been found that practicing recognition of a specific category of objects enhances a person's judgment of whether a feeling of familiarity is trustworthy or not; it helps one differentiate between the feelings that lead to correct recognitions and the more vague feelings that often mislead.
As to recall, certain hints were given above as to the efficient management of this process, and probably practice in recalling a certain sort of facts, checked up by results, would lead to improvement.
As mentioned earlier, some suggestions were provided regarding the effective management of this process, and likely, practicing the recall of specific types of facts, validated by outcomes, would result in improvement.
As to retention, since this is not a performance but a resting state, how could we possibly go about to effect an improvement? One individual's brain is, to be sure, more retentive than another's; but that seems a native trait, not to be altered by training.
As for retention, since this is not a performance but a resting state, how can we possibly make any improvements? One person's brain is definitely more capable of retaining information than another's; but that seems to be a natural trait, not something that can be changed through training.
On the other hand, the process of committing to memory, being a straightforward and controllable activity, is {361} exceedingly susceptible to training, and it is there, for the most part, that memory training should be concentrated in order to yield results. It does yield marked results. In the laboratory, the beginner in learning lists of nonsense syllables makes poor work of it. He is emotionally wrought up and uncertain of himself, goes to work in a random way (like any beginner), perhaps tries to learn by pure rote or else attempts to use devices that are ill-adapted to the material, and has a slow and tedious job of it. With practice in learning this sort of material, he learns to observe suitable groupings and relationships, becomes sure of himself and free from the distraction of emotional disturbance, and may even come to enjoy the work. Certainly he improves greatly in speed of memorizing nonsense syllables. If, instead, he practises on Spenser's "Faery Queen", he improves in that, and may cut down his time for memorizing a twelve-line stanza from fifteen minutes to five. This improvement is due to the subject's finding out ways of tackling this particular sort of material. He gets used to Spenser's style and range of ideas. And so it is with any kind of material; practice in memorizing it brings great improvement in memorizing that particular material.
On the other hand, the process of memorization, being a simple and manageable task, is {361} highly responsive to training, and that's where memory training should primarily focus to achieve results. And it does lead to significant improvements. In a lab setting, a beginner trying to learn lists of nonsense syllables usually struggles. They feel anxious and uncertain, approach the task randomly (like all beginners), might attempt to memorize purely from memory, or try using methods that don't fit the material, making the process slow and frustrating. With practice in this kind of material, they start to notice effective groupings and relationships, gain confidence, and become less distracted by emotional turmoil, possibly even enjoying the task. They definitely get much faster at memorizing nonsense syllables. If they instead practice with Spenser's "Faery Queen," they make progress there too, reducing their time to memorize a twelve-line stanza from fifteen minutes to five. This improvement comes from the individual discovering effective strategies for dealing with this specific type of material. They become familiar with Spenser’s style and themes. This holds true for any material; practicing memorization leads to significant improvement in recalling that specific content.
Whether practice with one sort of material brings skill that can be "transferred", or carried over to a second kind of material, is quite another question. Usually the amount of transfer is small compared with the improvement gained in handling the first material, or compared with the improvement that will result from specific training with the second kind. What skill is transferred consists partly of the habit of looking for groupings and relationships, and partly in the confidence in one's own ability as a memorizer. It is really worth while taking part in a memory experiment, just to know what you can accomplish after a little training. Most persons who complain of poor memory would be {362} convinced by such an experiment that their memory was fundamentally sound. But these laboratory exercises do not pretend to develop any general "power of memory", and the much advertised systems of memory training are no more justified in such a claim. What is developed, in both cases, is skill in memorizing certain kinds of material so as to pass certain forms of memory test.
Whether practicing with one type of material leads to skill that can be "transferred" to a different type of material is a different question altogether. Generally, the amount of transfer is minimal compared to the improvement gained from working with the first material, or compared to the improvement that would come from targeted training with the second type. The skills that are transferred mainly involve the habit of recognizing patterns and relationships, as well as the confidence in one's ability to memorize. It's definitely worthwhile to participate in a memory experiment just to see what you can achieve after a bit of training. Most people who complain about having a poor memory would be {362} convinced by such an experiment that their memory is fundamentally sound. However, these lab exercises do not claim to develop any overall "memory power," and the widely promoted memory training systems are equally unfounded in such a claim. What is actually developed in both cases is skill in memorizing specific types of material in order to succeed on particular memory tests.
One who suffers from poor memory for any special material, as names, errands, or engagements, probably is not going to work right in committing the facts to memory; and if he gives special attention to this particular matter, keeping tab on himself to see whether he improves, he is likely to find better ways of fixing the facts and to make great improvement. It was said of a certain college president of the older day that he never failed to call a student or alumnus by name, after he had once met the man. How did he do it? He had the custom of calling each man in the freshman class into his office for a private interview, during which, besides fatherly advice, he asked the man personal questions and studied him intently. He was interested in the man, he formed a clear impression of his personality, and to that personality he carefully attached the name. Undoubtedly this able scholar was possessed of an unusually retentive memory; but his memory for names depended largely on his method of committing them to memory.
Someone who struggles with remembering specific information, like names, tasks, or appointments, probably won't be very effective at memorizing those facts. However, if they pay special attention to this issue and keep track of their progress, they're likely to discover better methods for retaining information and make significant improvements. There was a well-known college president from the past who never forgot to call a student or alumnus by name after meeting them just once. How did he do it? He had a habit of inviting each freshman into his office for a private chat, where, in addition to offering fatherly advice, he asked personal questions and observed them closely. He was genuinely interested in each person, created a clear mental image of their personality, and connected that personality with their name. While this talented scholar certainly had a remarkable memory, his ability to remember names was largely due to his approach to memorization.
Contrast this with the casual procedure of most of us on being introduced to a person. Perhaps we scarcely notice the name, and make no effort to attach the name to the personality. To have a good memory for names, one needs to give attention and practice to this specific matter. It is the same with memory for errands; it can be specifically trained. Perhaps the best general hint here is to connect the errand beforehand in your mind with the {363} place where you should think, during the day, to do the errand.
Contrast this with how most of us casually handle introductions. We might hardly pay attention to the name and don’t really try to link the name to the person. To remember names well, you need to focus and practice this skill. It’s the same with remembering errands; that can also be trained specifically. A good tip is to mentally associate the errand with the {363} place where you should remember to do it during the day.
Often some little mnemonic system will help in remembering disconnected facts, but such devices have only a limited field of application and do not in the least improve the general power of memory. Some speakers, in planning out a speech, locate each successive "point" in a corner of the hall, or in a room of their own house; and when they have finished one point, look into the next corner, or think of the next room, and find the following point there. It would seem that a well-ordered discourse should supply its own logical cues so that such artificial aids would be unnecessary.
Often, a little mnemonic system can help remember unrelated facts, but these tools have a limited range of use and don't really enhance overall memory skills. Some speakers, when preparing a speech, visualize each "point" in a corner of a room or in a room of their own home; after finishing one point, they look to the next corner or think of the next room to find the following point there. It seems that a well-structured speech should provide its own logical cues, making these artificial aids unnecessary.
In training the memory for the significant facts that constitute the individual's knowledge of his business in life, the best rule is to systematize and interrelate the facts into a coherent whole. Thus, a bigger and stronger stimulus is provided for the recall of any item. This, along with the principles of "economy" in memorizing, is the best suggestion that psychology has to make towards memory improvement.
In training your memory for the important facts that make up your understanding of your life’s work, the best approach is to organize and connect those facts into a unified whole. This way, you create a stronger trigger to help you recall any specific item. Along with the concept of "economy" in memorization, this is the best advice that psychology offers for improving memory.
EXERCISES
1. In outlining the chapter, regroup the material so as to separate
the practical applications from the description of memory
processes. This gives you two main heads: A. Memory processes, and
B. The training and management of memory. Each of these main heads
should be divided into four sub-heads: Memorizing, retention, etc.,
and the information contained in the chapter grouped under these
sub-heads.
2. Disorders of memory can be classified under the four heads of
disorders of learning, of retention, of recall and of recognition.
Where would you place each of the following?
1. When outlining the chapter, reorganize the material to separate the practical applications from the explanation of memory processes. This gives you two main sections: A. Memory processes, and B. The training and management of memory. Each of these main sections should be divided into four subsections: Memorizing, retention, etc., and the information in the chapter grouped under these subsections.
2. Memory disorders can be classified into four categories: disorders of learning, retention, recall, and recognition. Where would you categorize each of the following?
(a) Aphasia, where, through brain injury, the subject's
vocabulary is very much reduced.
(b) The condition of the very old person, who cannot remember
what has happened during the day, though he still remembers
experiences of his youth.
(c) The "feeling of having been there before", in which you have
a weird impression that what is happening now has happened in
just the same way before, as if events were simply repeating
themselves.
(d) The loss of memory which sometimes occurs after a physical
or emotional shock, or after a fever, and which passes away
after a time.
(a) Aphasia, which occurs due to brain injury, greatly reduces a person's vocabulary.
(b) The situation of an elderly person who can't remember what happened during the day but can still recall experiences from their youth.
(c) The feeling of déjà vu, where you have a strange sense that what is happening now has happened exactly the same way before, almost as if events are just repeating themselves.
(d) The loss of memory that can happen after a physical or emotional shock, or after a fever, and typically goes away after a while.
3. How fully can you recall what happened on some interesting
occasion when you were a child of 5-8 years? Dwell on the
experience, and see whether you get back more than at first seemed
possible. Try the same with an experience of five years ago.
4. If a student came to you for advice, complaining of poor memory,
and said that though he put hours and hours on a lesson and read it
over many times, still he failed on it, what questions would you
ask regarding his method of study, and what suggestions would you
offer?
5. An experiment on memorising lists of numbers. Prepare several
lists of 20 digits, and shuffle them; draw out one and take your
time for learning it to the point of perfect recitation. Write an
introspective account of the process. Repeat with a second list
6. An experiment in memorizing word-pairs. Prepare 20 pairs of
words as follows: take 20 cards or slips of paper, and write a
different word on each. Then turn them over, shuffle, and write
another word on the back of each. Thus, though you may know what
words you have written, you do not how how they are paired; and now
your job is to learn the pairs. Note starting time, take the first
card and look at both {365} sides, and study the pair of words on
this card for about 5 seconds, passing then to the second card, and
so on through the pack. Shuffle the pack, take the top card and
give yourself about 5 seconds to recall the word on the reverse,
then turning the card over and reading it. Proceed in this way
through the pack, shuffle again, and repeat. Continue thus till you
score 100 per cent. Note total time required, and report on process
of memorizing.
7. Memorizing a series of related words. Prepare a list of 40
words, as follows: first write the numbers 1 to 40 in a column;
then write any word for No. 1; for No. 2, write some word closely
related to No. 1; for No. 3 some word closely related to No. 2; and
so on. Your list, for example, might begin like this: house, roof,
chimney, soot, fire, coal, mine, miner, strike, arbitration, etc.
Having finished writing your list, cover it and see how much of it
you can recite without further study, and how long it takes you to
complete the memorizing. Explain the results obtained.
8. Plot the curve of forgetting from the following data, which give
the per cent, of retention of stanzas of a poem at different
intervals after the end of memorizing.
3. How well can you remember something interesting that happened when you were 5 to 8 years old? Think about that experience and see if you can recall more than you initially thought possible. Try doing the same with an experience from five years ago.
4. If a student came to you for help, saying they have a bad memory and that even after hours of studying and rereading a lesson, they still ended up failing, what questions would you ask about their study method, and what suggestions would you give?
5. An experiment on memorizing lists of numbers. Prepare several lists of 20 digits, shuffle them, and draw one out. Take your time to learn it until you can recite it perfectly. Write a reflective account of the process. Repeat with a second list.
6. An experiment in memorizing word pairs. Prepare 20 pairs of words like this: take 20 cards or slips of paper and write a different word on each one. Then flip them over, shuffle, and write another word on the back of each. While you may know the words you’ve written, you won’t know how they’re paired; now your task is to learn the pairs. Note the starting time, take the first card, look at both sides, and study the word pair on this card for about 5 seconds, then move on to the second card, and continue through the deck. Shuffle the deck, take the top card, and give yourself about 5 seconds to recall the word on the back, then turn the card over to check it. Continue this way through the deck, shuffle again, and repeat. Keep going until you achieve 100 percent accuracy. Note the total time taken, and report on your memorization process.
7. Memorizing a series of related words. Prepare a list of 40 words as follows: first, write the numbers 1 to 40 in a column; then, write any word for No. 1; for No. 2, write a word closely related to No. 1; for No. 3, write a word closely related to No. 2; and so on. Your list might start like this: house, roof, chimney, soot, fire, coal, mine, miner, strike, arbitration, etc. Once you finish writing your list, cover it and see how much of it you can recite without further study, and how long it takes you to memorize it completely. Explain the results you obtained.
8. Plot the forgetting curve using the following data, which shows the percentage of retention for stanzas of a poem at different intervals after memorization.
after 1 day 79%
after 2 days 67%
after 6 days 42%
after 14 days 30%
after 30 days 24%
after 1 day 79%
after 2 days 67%
after 6 days 42%
after 14 days 30%
after 30 days 24%
REFERENCES
Ebbinghaus, On Memory, 1885, translated by Ruger and Bussenius, 1918. This is the pioneer experimental study of memory, and is still worth reading, and is not specially hard reading.
Ebbinghaus, On Memory, 1885, translated by Ruger and Bussenius, 1918. This is the first experimental study of memory, and it's still worth reading and not particularly difficult to understand.
James's chapter on Memory, in Vol. I of his Principles of Psychology, 1890, is still one of the best references, and contains some important remarks on the improvement of memory.
James's chapter on Memory, in Vol. I of his Principles of Psychology, 1890, is still one of the best references and includes some important insights on how to improve memory.
Of the numerous special studies on memory, mention may be made of that by Arthur I. Gates, Recitation as a Factor in Memorizing, 1917, which, on pp. 65-104, gives a valuable account of the various devices used by one who is memorizing.
Of the many special studies on memory, we should mention Arthur I. Gates' work, Recitation as a Factor in Memorizing, 1917, which, on pages 65-104, offers a valuable overview of the different techniques used by someone who is memorizing.
For the psychology of testimony, see G. M. Whipple's article on "The Obtaining of Information: Psychology of Observation and Report", in the Psychological Bulletin for 1918, Vol. 15, pp. 217-248, especially pp. 233-248. See also a popularly written account of the matter by Münsterberg, in On the Witness Stand, 1908, pp. 15-69.
For the psychology of testimony, check out G. M. Whipple's article on "The Obtaining of Information: Psychology of Observation and Report" in the Psychological Bulletin from 1918, Vol. 15, pp. 217-248, especially pp. 233-248. Also, look at a more accessible account of the topic by Münsterberg in On the Witness Stand, 1908, pp. 15-69.
CHAPTER XV
ASSOCIATION AND MENTAL IMAGERY
SOMETHING ABOUT THINKING AS RELATED TO MEMORY
Memory plays a part, not only in "memory work", and not only in remembering particular past experiences, but in all sorts of thinking. Recall furnishes the raw material for thought. A large share of any one's daily work, whether it be manual or mental, depends on the recall of previously learned reactions. Most of the time, though we are not exactly trying to remember facts committed to memory, we are recalling what we have previously learned, and utilizing the recalled material for our present purposes. For example, in conversation we recall words to express our meaning, and we recall the meanings of the words we hear. In adding a column of figures, we recall the sums of the numbers. In cooking a meal, we recall the ingredients of the dish we wish to prepare, and the location of the various materials and utensils required for our purpose. In planning a trip, we recall places and routes. Any sort of problem is solved by means of recalled facts put together in a new way. A writer in constructing a story puts together facts that he has previously noted, and any work of the imagination consists of materials recalled from past experience and now built into a new composition.
Memory is important, not just for "memory work" or remembering specific past experiences, but in many kinds of thinking. Recall provides the basic material for thought. A significant part of anyone's daily tasks, whether physical or mental, relies on recalling previously learned reactions. Most of the time, even if we’re not actively trying to remember specific facts, we’re retrieving what we’ve learned before and using that information for our current needs. For instance, in conversation we remember words to convey our thoughts, and we recall the meanings of the words we hear. When adding a column of numbers, we remember the sums. While cooking, we think of the ingredients for the dish we want to make and where all the necessary materials and utensils are located. When planning a trip, we bring to mind places and routes. Any problem is addressed by combining recalled facts in a new way. A writer, while crafting a story, assembles facts they’ve previously observed, and any work of imagination is built from materials recalled from past experiences and formed into something new.
What Can Be Recalled
If recall is so important in thinking and acting, it is worth while to make a survey of the materials that recall {367} furnishes. In general, using the term "recall" rather broadly, we say that any previously learned reaction may be recalled. Writing movements may be said to be recalled when we write, and speech movements when we speak. "Higher units", like the word habits and phrase habits of the telegrapher and typist, are in a broad sense recalled whenever they are used. The typist does not by any means recall the experience of learning a higher unit, but he calls into action again the response that he has learned to make. In the same way, the word habits and phrase habits of vocal speech are called into action, i.e., recalled, whenever we speak.
If remembering is so crucial for thinking and acting, it makes sense to take a look at the materials that recall {367} provides. Generally speaking, using the term "recall" in a broad way, we can say that any previously learned reaction can be recalled. Writing movements can be said to be recalled when we write, and speech movements when we speak. "Higher units," like the word habits and phrase habits of a telegrapher or typist, are recalled in a broad sense whenever they are used. The typist doesn’t necessarily remember the experience of learning a higher unit, but they activate the response they’ve learned to make. Similarly, the word habits and phrase habits of spoken language are activated, or recalled, whenever we speak.
Besides these motor reactions, tendencies to reaction can be recalled. The attitude of hostility that may have become habitual in us towards a certain person, or towards a certain task, is called into activity at the mention of that person or task. The acquired interest in architecture that we may have formed by reading or travel is revived by the sight of an ambitious group of buildings. A slumbering purpose may be recalled into activity by some relevant stimulus.
Besides these motor reactions, tendencies to react can be remembered. The feeling of hostility that may have become a habit for us towards a certain person or task is triggered at the mention of that person or task. The interest in architecture that we may have developed through reading or traveling is awakened by seeing an impressive group of buildings. A dormant intention may be brought back to life by some relevant stimulus.
Observed facts can be recalled, and this is the typically human form of recall. In animals, we see the recall of tendencies and of learned movements, but no clear evidence of the recall of observed facts. To be recalled with certainty, a fact must have been definitely noted when it was before us. If we have definitely noted the color of a person's eyes, we are in a position to testify that his eyes are brown, for example; otherwise, we may say that we think probably his eyes are brown; because we have certainly noticed that he is dark, and the dark eyes fit best into this total impression.
Observed facts can be remembered, and this is how humans typically remember things. In animals, we see the memory of habits and learned actions, but there's no clear sign that they remember specific observed facts. For a fact to be recalled accurately, it has to have been clearly noted when we saw it. If we have definitely noticed the color of someone's eyes, we can confidently say their eyes are brown; otherwise, we might say we think their eyes are probably brown because we have clearly noticed that they have dark features, and dark eyes fit this overall impression best.
We say that a fact is recalled when we think of it without its being present to the senses. While the original {368} observation of the fact was a response to a sensory stimulus, the recall of it is a response to some other stimulus, some "substitute stimulus". When John is before me, I observe that his eyes are brown in response to a visual stimulus; but I later recall this fact in response simply to the name "John", or in response to the question as to what is the color of John's eyes. I see what a square is by seeing squares and handling them, and later I get this idea simply in response to the word "square" in conversation or reading.
We say that a fact is recalled when we think of it without it being present to our senses. While the original observation of the fact was a reaction to a sensory stimulus, recalling it is a reaction to some other stimulus, some "substitute stimulus." When John is in front of me, I notice that his eyes are brown in response to a visual stimulus; but later I recall this fact just by hearing the name "John," or when asked what color John's eyes are. I understand what a square is by seeing and handling squares, and later I grasp this idea simply when I hear the word "square" in conversation or reading.
Memory Images
Now, can sensations be recalled, can they be aroused except by their natural sensory stimuli? Can you recall the color blue, or the sound of a bugle, or the odor of camphor, or the feel of a lump of ice held in the hand? Almost every one will reply "Yes" to some at least of these questions. One may have a vivid picture of a scene before the "mind's eye", and another a realistic sound in the "mind's ear", and they may report that the recalled experience seems essentially the same as the original sensation. Therefore, sensory reactions are no exception to the rule of recall by a substitute stimulus.
Now, can sensations be remembered, or triggered in any way other than by their natural sensory stimuli? Can you visualize the color blue, or hear the sound of a bugle, or smell camphor, or feel a lump of ice in your hand? Almost everyone would answer "Yes" to at least some of these questions. One person might have a vivid picture of a scene in their "mind's eye," while another could hear a realistic sound in their "mind's ear," and they might say that the recalled experience feels just like the original sensation. So, sensory reactions are no exception to the rule that you can recall something through a substitute stimulus.
A sensation or complex of sensations recalled by a substitute stimulus is called a "mental image" or a "memory image".
A feeling or set of feelings triggered by a substitute stimulus is known as a "mental image" or a "memory image."
Individuals seem to differ in the vividness or realism of their memory images--the likeness of the image to an actual sensation--more than in any other respect. Galton, in taking a sort of census of mental imagery, asked many persons to call up the appearance of their breakfast table as they had sat down to it that morning, and to observe how lifelike the image was, how complete, how adequate in respect to color, how steady and lasting, and to compare {369} the image in these respects with the sensory experience aroused by the actual presence of the scene. Some individuals reported that the image was "in all respects the same as an original sensation", while others denied that they got anything at all in the way of recalled sensation, though they could perfectly well recall definite facts that they had observed regarding the breakfast table. The majority of people gave testimony intermediate between these extremes.
Individuals seem to vary in how vivid or realistic their memory images are—the likeness of the image to an actual sensation—more than in any other way. Galton, in conducting a sort of survey on mental imagery, asked many people to bring to mind the appearance of their breakfast table as they had sat down to it that morning. He wanted them to note how lifelike the image was, how complete, how accurate regarding color, how steady and long-lasting, and to compare {369} the image in these aspects with the sensory experience triggered by the actual presence of the scene. Some individuals stated that the image was "in all respects the same as an original sensation," while others claimed they didn’t experience anything resembling recalled sensation at all, even though they could easily remember specific details about the breakfast table. The majority of people reported experiences that fell somewhere in between these two extremes.
Individuals differ so much in this respect that they scarcely credit each other's testimony. Some who had practically zero imagery held that the "picture before the mind's eye" spoken of by the poets was a myth or mere figure of speech; while those who were accustomed to vivid images could not understand what the others could possibly mean by "remembering facts about the breakfast table without having any image of it", and were strongly tempted to accuse them of poor introspection, if not worse. It is true that in attempting to study images, we have to depend altogether on introspection, since no one can objectively observe another person's memory image, and therefore we are exposed to all the unreliability of the unchecked introspective method. But at the same time, when you cross-question an individual whose testimony regarding his imagery is very different from yours, you find him so consistent in his testimony and so sure he is right, that you are forced to conclude to a very real difference between him and yourself. You are forced to conclude that the power of recalling sensations varies from something like one hundred per cent, down to practically zero.
Individuals differ so much in this regard that they hardly believe each other's accounts. Some who had almost no mental imagery thought the "picture in the mind's eye" mentioned by poets was a myth or just a figure of speech; while those who were used to vivid images couldn’t comprehend what the others meant by "remembering facts about the breakfast table without having any image of it," and were tempted to accuse them of poor self-reflection, if not worse. It's true that when we try to study images, we have to rely entirely on introspection, since no one can observe another person's memory image objectively, exposing us to all the unreliability of unchecked introspective methods. However, when you ask someone whose account of their imagery differs greatly from yours, you find them remarkably consistent in their testimony and completely convinced they are right, leading you to conclude that there is a significant difference between them and you. You realize that the ability to recall sensations ranges from nearly one hundred percent to almost zero.
Individuals may also differ in the kind of sensation that they can vividly recall. Some who are poor at recalling visual sensations do have vivid auditory images, and others who have little of either visual or auditory imagery call up {370} kinesthetic sensations without difficulty. When this was first discovered, a very pretty theory of "imagery types" was built upon it. Any individual, so it was held, belonged to one or another type: either he was a "visualist", thinking of everything as it appears to the eyes, or he was an "audile", thinking of everything according to its sound, or he was a "motor type", dealing wholly in kinesthetic imagery, or he might, in rare cases, belong to the olfactory or gustatory or tactile type.
Individuals may also differ in the type of sensation they can vividly recall. Some people who struggle to remember visual sensations have strong auditory images, while others who have little visual or auditory imagery can easily bring up {370} kinesthetic sensations. When this was first discovered, a neat theory called "imagery types" was developed. It was believed that everyone belonged to one specific type: either they were a "visualist," thinking of everything as it appears to the eyes, or an "audile," thinking of everything based on its sound, or a "motor type," using only kinesthetic imagery, or in rare cases, they might belong to the olfactory, gustatory, or tactile type.
Fig. 54.--Individual differences in mental imagery.
According to the type theory, every individual has a place in one or
another of the distinct groups, visual, auditory, tactile,
kinesthetic, or olfactory. According to the facts, the majority, of
individuals cluster in the middle space, and form a single large
group, though some few are extremely visual, or auditory, etc., in
their imagery. (Figure text: according to the type theory, according to
the facts)
Fig. 54.--Individual differences in mental imagery.
According to type theory, everyone fits into one of the distinct categories: visual, auditory, tactile, kinesthetic, or olfactory. However, most people fall somewhere in the middle and form one large group, although some individuals are very strongly visual, auditory, etc., in their imagery. (Figure text: according to type theory, according to the facts)
But the progress of investigation showed, first, that a "mixed type" must also be admitted, to provide for individuals who easily called up images of two or more different senses; and, later on, that the mixed type was the most common. In fact, it is now known to be very unusual for an individual to be confined to images of a single sense. Nearly every one gets visual images more easily and frequently than those of any other sense, but nearly every one has, from time to time, auditory, kinesthetic, tactile and olfactory images. So that the "mixed type" is the only real type, the extreme visualist or audile, etc., being exceptional and not typical.
But the progress of investigation showed, first, that a "mixed type" must also be acknowledged to account for individuals who easily evoke images from two or more different senses; and later on, it became clear that the mixed type was the most common. In fact, it is now understood to be quite rare for someone to be limited to images from just one sense. Almost everyone experiences visual images more easily and frequently than those from any other sense, but nearly everyone also has auditory, kinesthetic, tactile, and olfactory images from time to time. Thus, the "mixed type" is the only real type, with the extreme visual or auditory types being exceptions rather than the norm.
Limitations of Imagery
Recalled sensations are commonly inferior to their originals, both in the enjoyment they afford and in the use that can be made of them. They are likely to be inferior in several respects.
Recalled sensations are often not as good as the originals, both in the enjoyment they bring and in how they can be used. They tend to fall short in various ways.
(1) An image has usually less color, or tone--less body, realism and full sensory quality--than a sensation aroused by its appropriate peripheral stimulus. While you may be able to call up a fairly good image of your absent friend's face, the actual presence of your friend would be more satisfactory, just as a sensory experience. You may be able to run over a piece of music "in your head", and if your auditory imagery is strong you may even run over an orchestral piece, and get the tone quality of the various instruments; but, after all, such a mental concert is an imperfect substitute for a real orchestra. You enjoy a real whiff of the sea more than the best olfactory image you can summon. There is something lacking in these recalled sensations, and the trouble seems to be that they are not sensations enough; they lack sensory body.
(1) An image usually has less color or tone—less substance, realism, and full sensory quality—than a sensation triggered by its proper peripheral stimulus. While you might be able to picture your friend’s face pretty well even when they're not around, actually being with your friend would feel much more satisfying, just like a real sensory experience. You might be able to play a piece of music in your head, and if your auditory imagination is strong, you could even run through an orchestral piece and grasp the tone quality of different instruments; but ultimately, that mental concert is an imperfect replacement for a live orchestra. You appreciate a real whiff of the sea more than the best olfactory memory you can conjure up. There’s something missing in these recalled sensations, and the issue seems to be that they aren’t sensations enough; they lack sensory substance.
(2) Images are apt to be sketchy and lacking in detail, and also narrow and lacking in background.
(2) Images tend to be rough and lacking in detail, as well as limited and lacking in context.
(3) Images are apt to be unsteady and fleeting, as compared with actual sensations. Where the peripheral stimulus, continuing, keeps the sensation going, the substitute stimulus that recalls a sensation is not so effective in this respect, any more than in giving body and detail. In all these respects, an image is less enjoyable and satisfying than an actual sensation.
(3) Images tend to be shaky and temporary compared to real sensations. While a constant peripheral stimulus maintains the sensation, a substitute stimulus that brings back a sensation isn’t as effective in this way, nor does it provide substance and detail. In all these ways, an image is less enjoyable and fulfilling than a real sensation.
(4) On the more practical side, images are inferior to the actual presence of an object, in that we cannot utilize the image as a source of new information. {372} We cannot observe facts in the image of a thing that we have not observed in the actual presence of the thing.
(4) On a more practical level, images are not as good as being there in person because we can’t use the image to gain new information. {372} We cannot see facts in an image of something that we haven’t seen in real life.
At one of the universities, there is a beautiful library building, with a row of fine pillars across the front, and the students pass this building every day and enjoy looking at it. It has long been a favorite experiment in the psychology classes at that university to have the students call up an image of the library, and to have them state how clear their image is, how complete and how vivid. Then they are asked to count the pillars from their image, and to tell what kind of capitals the pillars have, and whether the shafts are plain or fluted. But at this point the students begin to object. "We have never counted those pillars, and cannot be expected to know the number now." In fact, few of them give the correct number, and those who have reported clear and vivid images are little better off in this respect than those whose images are dim and vague.
At one of the universities, there’s a beautiful library building with a row of impressive pillars across the front, and the students walk by this building every day and enjoy looking at it. For a long time, it’s been a favorite exercise in the psychology classes at that university to have students visualize the library and then describe how clear, complete, and vivid their image is. After that, they’re asked to count the pillars in their mind’s eye and explain what kind of capitals the pillars have, and whether the shafts are plain or fluted. But at this point, students start to push back. "We’ve never counted those pillars, so we can't be expected to know the number now." In fact, few of them provide the correct number, and those who report clear and vivid images aren’t much better off in this regard than those whose images are dim and vague.
The image, then, does not give you facts that you did not observe in the presence of the object. The substitute stimulus, which now recalls the image, only recalls responses which you made when the real object was the stimulus. If you looked at the object simply to get its general appearance, the general appearance is all you can recall. If you noted the color of the object, you can probably recall the color. If you noted such details as the number of pillars, you can recall these details. But the substitute stimulus that now arouses the image is by no means the equivalent of the original peripheral stimulus in making possible a variety of new reactions. Its only linkage is with reactions actually made by you in response to the real object. The substitute stimulus, such as the name of a building, became linked with responses actually made by you, not with responses that you simply might have made, when the object was present. This important fact is closely related to the {373} unreliability of testimony that was mentioned before under the head of "unintentional memory". [Footnote: See pp. 346-348.] Facts recalled are facts previously observed.
The image doesn't provide facts that you didn't observe while in the presence of the object. The substitute stimulus, which now triggers the image, only brings back responses you had when the actual object was the stimulus. If you looked at the object just to get a general idea of how it looked, that's all you can remember. If you noticed the object's color, you can probably recall that color. If you took note of details like the number of pillars, you can recall those specifics. However, the substitute stimulus that now triggers the image isn't equivalent to the original peripheral stimulus in generating a range of new reactions. Its only connection is with the responses you actually had in reaction to the real object. The substitute stimulus, like the name of a building, became linked with the responses you really made, not with responses you might have made when the object was present. This important fact is closely related to the {373} unreliability of testimony mentioned earlier in the context of "unintentional memory." [Footnote: See pp. 346-348.] Facts recalled are facts previously observed.
It is true, of course, that recalled facts can be compared and new facts be observed by the comparison. We may recall how John looks, and how James looks, and note the fact, not previously observed, that they look alike. A great deal can be inferred in this way by a person who is sitting in his room far from the objects thought about. But this noting of the relationships of different objects is a very different matter from observing what is there, in a single object or scene. What is there can only be observed when you are there.
It’s true that we can compare memories and notice new things through that comparison. We might remember what John looks like and what James looks like, and realize that they look similar, a detail we hadn’t noticed before. A lot can be figured out this way by someone sitting in their room, far from the things they’re thinking about. However, recognizing the connections between different things is very different from actually observing what’s present in a single object or scene. You can only truly observe what’s there when you’re actually there.
The Question of Non-Sensory Recall
Many observed facts are not strictly facts of sensation, though observed by means of the senses. Let us suppose, for an example, that your attention is caught by the bright green new leaves at the tips of the branches of an evergreen tree in summer, and that you notice also the darker green of the older leaves further back along the branches, and, exploring deeper, find leaves that are dead and brown, while still further in they have all fallen off, leaving bare branches reaching back to the trunk; so that you finally "see" how the tree is constructed, as a hollow cone of foliage supported by an interior framework of branches. All this has meant a lot of different reactions on your part, and the final "seeing" of how the tree is constructed would scarcely be called a sensation, since it has required mental work beyond that of simply seeing the tree. It is a response additional to the strictly sensory response of seeing the tree.
Many observed facts aren't just sensory experiences, even though they are perceived through the senses. For instance, imagine you notice the bright green new leaves at the tips of the branches of an evergreen tree in summer. You also see the darker green of the older leaves further back along the branches, and as you look more closely, you find dead, brown leaves, while even further in, the branches are bare, reaching back to the trunk. Eventually, you come to "understand" how the tree is structured, as a hollow cone of foliage supported by an internal framework of branches. This involves a range of reactions from you, and the final "understanding" of the tree’s structure wouldn’t really qualify as a sensation since it requires mental effort beyond simply seeing the tree. It’s a response that goes beyond the purely sensory experience of observing the tree.
Now the question is whether this additional response can be recalled, without recalling at the same time the primary {374} response of seeing the tree. Can we recall the fact observed about the tree without at the same time seeing the tree "in the mind's eye"? Must we necessarily have an image of the tree when we recall the way the tree is constructed?
Now the question is whether we can remember this additional response without also bringing to mind the primary {374} response of seeing the tree. Can we remember the details about the tree without simultaneously visualizing it in our minds? Do we have to have a mental image of the tree when we think about its structure?
Since getting the general sensory appearance of the tree, and observing the way it is constructed, are two different responses, it seems quite conceivable that either fact should be recalled without the other; and no one doubts that the sensory appearance of the tree can be recalled without the other observed fact coming up along with it. But many authorities have held that the non-sensory fact could not be recalled alone; in other words, they have held that every recalled fact comes as a sensory image, or with a sensory image. Persons with ready visual imagery are of course likely to get a visual image with any fact they may recall. But persons whose visual imagery is hard to arouse say that they recall facts without any visual image. I who write these words, being such a person, testify that while I have been writing and thinking about that tree I have not seen it before my mind's eye.
Since recognizing the general look of the tree and understanding how it's put together are two different reactions, it's easy to believe that one can be remembered without the other. No one questions that the appearance of the tree can be remembered without also recalling how it’s constructed. However, many experts argue that the non-visual detail can’t be recalled on its own; in other words, they believe that every memory comes with a sensory image. People who easily visualize are likely to see a visual image when recalling a fact. But those who find it difficult to create visual imagery say they can remember facts without any visual representation. I, the one writing this, am such a person, and I can confirm that while I’ve been writing and thinking about that tree, I haven't envisioned it in my mind's eye.
It is true, however, that I have had images during this time--auditory images of words expressing the facts mentioned. Another individual might have had kinesthetic images instead of either visual or auditory. But can there be a recall of fact without any sensory image?
It’s true, though, that I’ve had images during this time—auditory images of words expressing the facts mentioned. Someone else might have had kinesthetic images instead of visual or auditory ones. But can you really remember facts without any sensory image?
On this question, which has been called the question of "imageless thought", though it might better be called that of "imageless recall", controversy has raged and is not yet at rest, so that a generally accepted conclusion cannot be stated. But the best indications are to the effect, first, that vague and fleeting images, especially of the kinesthetic sort, are often present without being detected except by very fine introspection, some image being pretty sure to come up every few seconds when we are engaged in silent thought or {375} recall; but, second, that images are not present every second of the time, and that at the instant when a non-sensory fact is recalled it is apt to be alone.
On this question, often called the issue of "imageless thought," though it might be more accurately labeled as "imageless recall," there has been ongoing debate that is still unresolved, so a widely accepted conclusion cannot be reached. However, the best evidence suggests, first, that vague and fleeting images, especially kinesthetic ones, often occur without being noticed except through very careful introspection, and some image is likely to surface every few seconds when we’re engaged in silent thought or {375} recall; but, second, that images are not present all the time, and at the moment when a non-sensory fact is recalled, it is usually by itself.
Hallucinations
Since a vivid mental image may be "in all respects the same as an actual sensation", according to the testimony of some people, the question arises how, then, an image is distinguished from a sensation. Well, the image does not usually fit into the objective situation present to the senses. But if it does fit, or if the objective situation is lost track of, then, as a matter of fact, the image may be taken for a sensation.
Since a vivid mental image can be "just like an actual sensation," based on what some people say, the question comes up: how do we tell an image apart from a sensation? Generally, the image doesn't match the objective situation that our senses perceive. However, if it does match, or if we lose sight of the actual situation, then the image can actually be mistaken for a sensation.
You see some beautiful roses in the florist's window, and you smell them; the odor fits into the objective situation very well, till you notice that the shop door is shut and the window glass impervious to odors, from which you conclude that the odor must have been your image.
You see some beautiful roses in the florist’s window, and you smell them; the scent matches the situation perfectly until you realize that the shop door is closed and the window glass doesn’t let smells through, leading you to conclude that the scent must have been your imagination.
You are lost in thought of an absent person, till, forgetting where you are, you seem to see him entering the door; he "fits" well enough for an instant, but then the present situation forces itself upon you and the image takes its proper place.
You get lost in thoughts of someone who's not there, and for a moment, you forget your surroundings and feel like you see them walk through the door; they seem to fit in just right for an instant, but then reality sets in, and the memory finds its rightful spot.
You are half asleep, almost lost to the world, and some scene comes before you so vividly as to seem real till its oddity wakens you to the reality of your bedroom. Or you are fully asleep, and then the images that come are dreams and seem entirely real, since contact with the objective situation has been broken.
You’re half asleep, nearly drifting away from the world, and some scene flashes before you so clearly that it feels real until its strangeness brings you back to the reality of your bedroom. Or you’re completely asleep, and then the images that appear are dreams and feel totally real, since you’ve lost touch with what’s actually happening.
Images taken for real things are common in some forms of mental disorder. Here the subject's hold on objective fact is weakened by his absorption in his own desires and fears, and he hears reviling voices and smells suspicious {376} odors or sees visions that are in line with his desires and fears.
Images taken of real things are common in some types of mental disorders. In this case, the person's grip on objective reality is weakened by their preoccupation with their own desires and fears, leading them to hear derogatory voices, smell questionable odors, or see visions that align with those desires and fears.
Such false sensations are called "hallucinations". An hallucination is an image taken for a sensation, a recalled fact taken for a present objective fact. It is a sensory response, aroused by a substitute stimulus, without the subject's noticing that it is thus aroused instead of by its regular peripheral stimulus.
Such false sensations are called "hallucinations." A hallucination is an image mistaken for a feeling, a remembered fact taken for a current reality. It’s a sensory response triggered by a substitute stimulus, without the person realizing that it is triggered this way instead of by its usual external stimulus.
Synesthesia.
Quite a large number of people are so constituted as to hear sounds as if colored, a deep tone perhaps seeming dark blue, the sound of a trumpet a vivid red, etc. Each vowel and even each consonant may have its own special color, which combine to give a complex color scheme for a word. Numbers also may be colored. This colored hearing is the commonest form of "synesthesia", which consists in responding to a stimulus acting on one sense, by sensations belonging to a different sense. Whether the persons so constituted as to respond in this way are constituted thus by nature or by experience is uncertain, though the best guess is that the extra sensations are images that have become firmly attached to their substitute stimuli during early childhood.
A lot of people experience sounds as if they have colors—like a deep tone might feel dark blue, or the sound of a trumpet might seem bright red. Each vowel and even each consonant can have its own unique color, creating a complex color combination for a word. Numbers can also be colored. This experience of colored hearing is the most common type of "synesthesia," where a stimulus affecting one sense leads to sensations in a different sense. It’s unclear whether the individuals who experience this are born with it or develop it through their experiences, but the best theory is that these extra sensations are images that became strongly linked to their corresponding stimuli during early childhood.
Free Association
Mental processes that depend on recall are called "associative processes", since they make use of associations or linkages previously formed. When some definite interest or purpose steers the associative processes, we speak of "controlled association", contrasting this with the "free association" that occurs in an idle mood, when one thought simply calls up another with no object in view and no more than fleeting desires to give direction to the sequence of thoughts.
Mental processes that rely on memory are called "associative processes," because they use connections or associations that have been established before. When a specific interest or goal guides these associative processes, we refer to it as "controlled association," in contrast to "free association," which happens when one is idle, and one thought triggers another without a specific aim, often driven only by transient desires that influence the flow of thoughts.
Revery affords the best example of free association. I {377} see my neighbor's dog out of my window, and am reminded of one time when I took charge of that dog while my neighbor was away, and then of my neighbor's coming back and taking the dog from the cellar where I had shut him up; next of my neighbor's advice with respect to an automobile collision in which I was concerned; next of the stranger with whom I had collided, and of the stranger's business address on the card which he gave me; next comes a query as to this stranger's line of business and whether he was well-to-do; and from there my thoughts switch naturally to the high cost of living.
Revery provides the best example of free association. I {377} see my neighbor's dog out of my window, which reminds me of the time I took care of that dog while my neighbor was away. Then I think about my neighbor coming back and retrieving the dog from the cellar where I had put him; next, I remember my neighbor's advice about a car accident I was involved in; then about the stranger I collided with and the business card he gave me; I start wondering about what this stranger does for work and if he’s doing well financially; and from there, my thoughts naturally shift to the high cost of living.
This is rather a drab, middle-aged type of revery, and youth might show more life and color; but the linkages between one thought and the next are typical of any revery. The linkages belong in the category of "facts previously observed". I had previously observed the ownership of this dog by my neighbor, and this observation linked the dog and the neighbor and enabled the dog to recall the neighbor to my mind. Most of the linkages in this revery are quite concrete, but some are rather abstract, such as the connection between being well-to-do (or not) and the high cost of living; but, concrete or abstract, they are connections previously observed by the subject. Sometimes the linkage keeps the thoughts within the sphere of the same original experience, and sometimes switches them from one past experience to another, or even away from any specific past experience to general considerations; yet always the linkage has this character, that the item that now acts as stimulus has been formerly combined in observation with the other item that now follows as the response. One fact recalls another when the two have been previously observed as belonging together.
This type of daydreaming is pretty dull and middle-aged, while youth might bring more energy and color; but the connections between one thought and the next are typical of any daydream. These connections fall under the category of "previously noted facts." I had noticed before that my neighbor owned this dog, and that connects the dog and the neighbor in my mind. Most of these connections in my daydream are quite straightforward, but some are more abstract, like the relationship between being wealthy (or not) and the high cost of living; still, whether concrete or abstract, they are connections I had observed before. Sometimes the links keep the thoughts within the same original experience, while other times they shift from one past experience to another, or even to broader ideas; but the key point is that the item currently triggering a thought has been previously associated with the item that now follows as the response. One fact reminds you of another when you’ve observed them together in the past.
But suppose, as is commonly the case, that the fact now present in my mind has been linked, in different past {378} experiences, with several different facts. Then two questions demand our attention: whether all these facts are recalled; and, if not, what gives the advantage to the fact actually recalled over the others that are not recalled.
But let's say, as often happens, that the fact currently on my mind has been connected, in various past {378} experiences, with several different facts. Then two questions require our focus: whether all these facts are remembered; and, if not, what makes the fact that is actually remembered stand out compared to the others that aren’t.
The answer to the first question is plain. The fact first present in mind does not call up all the associated facts, but usually only one of them, or at least only one at a time. My neighbor, in the example given, though previously associated with a dozen other facts, now calls up but two of these facts, and those two not simultaneously but one after the other. We see a law here that is very similar to a law stated under the head of attention. There, we said that of all the objects before us that might be noticed only one was noticed at a time; and here we say that of all the objects that might be recalled to mind by association only one is recalled at a time. Both statements can be combined into the one general "law of reaction" which was mentioned before, that of all the responses linked to a given stimulus (or complex of stimuli) only one is actually aroused at the same instant, though several may be aroused in succession, provided the stimulus continues.
The answer to the first question is clear. The fact that comes to mind doesn’t bring up all the related facts, but usually just one of them, or at least one at a time. My neighbor, in the example given, although previously linked with a dozen other facts, now only brings to mind two of these facts, and those two, not at the same time, but one after the other. We see a principle here that is very similar to a principle stated under attention. There, we said that of all the objects in front of us that could be noticed, only one was noticed at a time; and here we say that of all the objects that could be recalled by association, only one is recalled at a time. Both statements can be combined into the general "law of reaction" mentioned earlier, which states that of all the responses connected to a given stimulus (or group of stimuli), only one is actually triggered at the same moment, although several may be triggered in succession, as long as the stimulus continues.
In revery, the stimulus usually does not continue. The first fact thought of gives way to the fact that it recalls, and that to one that it recalls in turn, and so on, without much dwelling on any fact. But if we do dwell on any fact--as upon the thought of a certain person--then this stimulus, continuing to act, calls up in succession quite a number of associated facts.
In daydreaming, the initial thought usually doesn’t stick around. The first idea gives way to what it reminds us of, which leads to another thought it brings to mind, and so on, without lingering on any one idea for too long. But if we do focus on a specific idea—like thinking about a certain person—then this thought continues to spark a series of related ideas.
If, then, only one of the several facts associated with the stimulus is recalled at once, our second question presents itself, as to what are the factors of advantage that cause one rather than another of the possible responses to occur. The fact first in mind might have called up any one of several facts, having been linked with each of them in past {379} experience; and we want to know why it recalls one of these facts rather than the rest.
If only one of the many facts linked to the stimulus is recalled at a time, our second question arises: what are the advantages that lead to one possible response occurring over another? The fact that comes to mind first might have been connected to several other facts from past {379} experiences, and we want to understand why it brings to mind one of these facts instead of the others.
The factors of advantage in recall are the factors that determine the strength of linkage between two facts; and they are:
The factors that enhance recall are the ones that influence how strongly two facts are connected, and they are:
the frequency with which the linkage has occurred;
the recency with which it has occurred; and
the intensity with which it has occurred.
the frequency with which the connection has happened;
the recency of its occurrence; and
the intensity of its impact.
If I have frequently observed the connection of two facts, the linkage between them is strong; if I have recently observed their connection, the linkage between them is strong till the "recency value" dies away; and if my observation of the connection of the two facts was a vivid experience, or intense reaction, then, also, the linkage between them is strong. If these three factors of advantage work together in favor of the same response, then that response is sure to occur; but if the three factors pull different ways, we should have to figure out the balance of advantage before we could predict which of the possible responses would actually be made. Naturally enough, even the skilful psychologist is often unable to strike the balance between the three factors. He does know, however, and all of us know in a practical way, that strong recency value offsets a lot of frequency; so that a mere vague allusion to a very recent topic of conversation can be depended on to recall the right facts to the hearer's mind, even though they lie outside of his habitual line of interest. "James", by virtue of frequency, means your brother or friend; but after the lecturer has been talking about the psychologist James, repetition of this name infallibly recalls the psychologist to mind.
If I've often noticed the connection between two facts, that link is strong; if I've just noticed their connection, the link remains strong until the "recency value" wears off; and if my observation of the connection was a vivid experience or intense reaction, then the link is also strong. If these three advantages align for the same response, that response is guaranteed to happen; but if the three factors pull in different directions, we need to figure out the balance of advantages before we can predict which response will actually occur. Naturally, even a skilled psychologist often struggles to find that balance between the three factors. However, he knows, and we all know practically, that a strong recency value can outweigh a lot of frequency. So, just a vague reference to a very recent topic of conversation can reliably trigger the right facts in a listener's mind, even if those facts are outside their usual interests. "James," because of frequency, refers to your brother or friend; but after the lecturer discusses the psychologist James, mentioning this name again will automatically bring the psychologist to mind.
Besides frequency, recency and intensity, there is, indeed, another factor to be taken into account; and that is the {380} present state of the subject's mind. If he is unhappy, unpleasant associations have the advantage; if happy, pleasant. If he is absorbed in a given matter, facts related to that matter have the advantage. Frequency, recency and intensity summarize the history of associations, and measure their strength as dependent on their history; but the present state of mind is an additional directive factor, and when it has much to do with recall, we speak of directed or controlled association.
Besides frequency, recency, and intensity, there’s definitely another factor to consider: the current state of the subject's mind. If someone is unhappy, negative associations have the upper hand; if they’re happy, positive ones do. If they’re focused on a specific topic, facts related to that topic are more prominent. Frequency, recency, and intensity summarize the history of associations and measure their strength based on that history, but the current state of mind is an additional guiding factor, and when it significantly affects recall, we call it directed or controlled association.
Before we pass to the topic of controlled association, however, there is another form of free association, quite different from revery, to be examined. There is an experiment, called the free association test, in which the subject is given a series of words as stimuli, and is asked to respond to each word by speaking some other word, the first that is recalled by the stimulus. No special kind of word need be given in response, but simply the first word recalled. Though this is called free association, it is controlled to the extent that the response must be a word, and the result is very different from revery. Instead of the recall of concrete facts from past experience, there is recall of words. If you give the subject the stimulus word, "table", his response is "chair" or "dinner", etc., and often he does not think of any particular table, but simply of the word. Words are so often linked one with another that it is no wonder that one recalls another automatically. What particular word shall be recalled depends on the frequency, recency and intensity of past linkage.
Before we move on to the topic of controlled association, there's another type of free association, quite different from daydreaming, that we need to look at. There's an experiment called the free association test, where the participant is given a series of words as prompts and is asked to respond to each word with another word, the first one that comes to mind. There's no specific type of word required in response, just the first word recalled. Even though this is called free association, it's somewhat controlled because the response has to be a word, and the outcome is quite different from daydreaming. Instead of recalling concrete facts from past experiences, participants recall words. For instance, if you give the participant the word "table," they might respond with "chair" or "dinner," and often they aren't thinking of a specific table, but just the word itself. Words are often connected to each other, which is why it's not surprising that recalling one can lead to another automatically. The specific word that gets recalled depends on how often, recently, and intensely those words were linked in the past.
Though this form of test seems so simple as almost to be silly, it is of use in several ways. When a large number of stimulus words are used, and the responses classified, some persons are found to favor linkages that have a personal significance--"egocentric responses", these are called--while other persons run to connections that are {381} impersonal and objective. Thus the test throws some light on the individual's habits of attention. The test has also a "detective" use, based upon the great efficacy of the factor of recency; you may be able by it to tell whether an individual has recently had a certain matter in mind. If he happens to be an individual who has recently committed some crime, properly selected stimulus words will lead him to recall the scene of the crime, and thus to make responses that betray him, unless he checks them and so arouses suspicion by his hesitation. Another use of the test is for unearthing a person's emotional "complexes", which of course possess a high intensity value. If the subject shows hesitation and embarrassment in responding to words referring to money, the indication is that he is emotionally disturbed over the state of his finances. One person who consulted a doctor for nervousness made peculiar responses to stimulus words relating to the family, and was discovered to be much disturbed over his family's opposition to his projected marriage. The free association test is useful rather as giving the experienced psychologist hints to be followed up than as furnishing sure proof of the contents of the subject's mind.
Though this type of test seems so simple it might even seem silly, it is useful in several ways. When many stimulus words are used and the responses categorized, some people tend to prefer connections that have personal significance—these are called "egocentric responses"—while others lean towards connections that are impersonal and objective. Thus, the test sheds light on an individual's habits of attention. The test also has a "detective" application, based on the strong influence of the factor of recency; it may allow you to determine whether someone has recently thought about a specific issue. If the individual has recently committed a crime, carefully chosen stimulus words can prompt them to recall the crime scene, leading to responses that reveal their guilt—unless they manage to suppress these responses, which could raise suspicion due to their hesitation. Another use of the test is to uncover a person's emotional "complexes," which have a high intensity value. If the subject appears hesitant and embarrassed when responding to words related to money, it suggests they are emotionally troubled about their financial situation. One person who sought help from a doctor for nervousness gave unusual responses to stimulus words about family, revealing significant distress over his family's opposition to his planned marriage. The free association test is more useful as a way for an experienced psychologist to gain insights to investigate further rather than providing definitive proof of the subject's thoughts.
Controlled Association
There is a controlled association test conducted like this one in free association, except that the subject is required to respond to each stimulus word by a word standing in a specified relation to it. To one series of words he must respond by saying their opposites; to another, by mentioning a part of each object named; to another series, consisting of names of countries, he must respond by naming as quickly as possible the capital of each country named; and there are many tests of this sort, each dealing with some class of relationships which, being often observed, are easily handled {382} by a person of normal intelligence. The intelligent subject makes few errors in such a test, and responds in very quick time. Indeed, the remarkable fact is that he takes less time to respond in an easy controlled association test than in the free association test; which shows that the "control" acts not simply to limit the response, but also to facilitate it.
There is a controlled association test conducted like this one in free association, except that the participant has to respond to each stimulus word with a word that has a specified relation to it. For one set of words, they must respond by saying their opposites; for another set, by mentioning a part of each object named; for another series, which consists of country names, they must quickly name the capital of each country mentioned; and there are many tests like this, each focusing on a certain class of relationships that are often seen and can be easily managed by a person of normal intelligence. The intelligent participant makes few mistakes in such a test and responds very quickly. In fact, the interesting thing is that they take less time to respond in an easy controlled association test than in the free association test; which shows that the "control" not only limits the response but also facilitates it.
The "control" here is often called by the name of "mental set". It is a good example of a "reaction tendency". On being told you are to give opposites, you somehow set or adjust your mental machinery for making this type of response. The mental set thus thrown into action facilitates responses of the required type, while inhibiting other responses that would readily occur in the absence of any directive tendency. If the word "good" came as a stimulus word in a free association test, it might easily arouse the responses, "good day", "good night", "good boy", "good better", and many besides, since all of these combinations have been frequently used in the past; and the balance of frequency, recency and intensity might favor any one of these responses. But when the subject is set for opposites, the balance of these factors has little force as against the mental set. The mental set for opposites favors the revival of such combinations as "new--old", "good--bad", and such others of this class as have been noted and used in the subject's past experience.
The "control" here is often referred to as a "mental set." It's a great example of a "reaction tendency." When you are told to give opposites, you somehow adjust your thinking to make that type of response. This mental set you activate makes it easier to respond in the required way while holding back other responses that might come up without any specific direction. If the word "good" came up in a free association test, it could easily lead to responses like "good day," "good night," "good boy," "good better," and more, since all of these phrases have been used frequently in the past. The mix of how often, how recently, and how strongly these responses have been used could favor any one of them. However, when the focus is on opposites, that mix has little impact against the mental set for opposites. This mental set supports responses like "new--old," "good--bad," and other similar pairs that the person has encountered in their past experiences.
Mental set is a selective factor, a factor of advantage. It does not supersede the previously formed associations, or work independently of them, but selects from among them the one which fits the present task. Does it get in its work after recall has done its part, or before? Does it wait till recall has brought up a number of responses, and then pick out the one that fills the bill? No, it often works much too quickly for that, giving the right response instantly; and introspection is often perfectly clear that none but the right {383} response is recalled at all. The selective influence of the mental set is exerted before recall; it facilitates the right recall and inhibits recall of any but the right response.
Mental set is a selective factor and an advantage. It doesn't replace the associations we've already formed or work independently of them, but instead chooses the one that fits the current task. Does it start its job after recall has done its part, or before? Does it wait until recall has generated several responses and then select the one that works? No, it often operates much too quickly for that, providing the right response right away; and introspection often clearly indicates that only the correct response is recalled. The selective influence of mental set is applied before recall; it makes it easier to recall the right answer and prevents the recall of anything but the correct response.
In controlled association, as in free association, only one of the facts previously linked with the stimulus is recalled at a time; but while in free association the factors of frequency, recency and intensity of past linkage determine which of the many possible facts shall be recalled, in controlled association the additional factor of mental set is present and has a controlling influence in determining which fact shall be recalled. Thus, in an opposites test, the stimulus word "good" promptly calls up the pair "good--bad", because the mental set for opposites gives this response a great advantage over "good night" and other responses which may have a very strong linkage with the stimulus word.
In controlled association, just like in free association, only one of the facts previously connected to the stimulus is recalled at a time. However, while in free association, the factors of frequency, recency, and intensity of past connections decide which of the many possible facts comes to mind, in controlled association, there’s an additional factor of mental set that influences which fact is recalled. For example, in an opposites test, the stimulus word "good" quickly brings up the pair "good--bad," because the mental set for opposites gives this response a significant edge over "good night" and other responses that might be strongly linked to the stimulus word.
The mental set is itself a response to a stimulus. It is an inner response thrown into activity by some stimulus, such as the stimulus of being asked to give the opposites of a series of words that are presently to be shown or spoken. This inner response of getting ready for the task can be introspectively observed by a person who is new to this type of test. It may take the form of mentally running over examples of opposites--or whatever kind of responses are to be called for--or it may take the form of calling up some image or diagram or gesture that symbolizes the task. A visual image of the nose on the face may serve as a symbol of the part-whole relationship, a small circle inside a larger one may symbolize the relation of an object to a class of objects, and gesturing first to the right and then to the left may symbolize the relationship of opposites. But as the subject grows accustomed to a given task, these conscious symbols fade away, and nothing remains except a general "feeling of readiness" or of "knowing what you are {384} about". The mental set remains in force, however, and is no less efficient for becoming almost unconscious.
The mental set is essentially a reaction to a stimulus. It's an inner response activated by some trigger, like when you're asked to provide the opposites of a series of words that are about to be shown or spoken. A person who is new to this type of test can observe this inner readiness. It might look like mentally going over examples of opposites—or whatever responses are required—or it could involve recalling an image, diagram, or gesture that represents the task. For instance, a visual image of a nose on a face might symbolize the part-whole relationship, a small circle within a larger one could represent the relationship of an object to a category, and gesturing first to the right and then to the left could symbolize opposites. However, as the person becomes familiar with the task, these conscious symbols begin to fade away, leaving only a general "feeling of readiness" or "knowing what you are {384} about." The mental set remains effective, though, becoming almost unconscious yet still efficient.
Examples of Controlled Association
Dwelling so long on the test for controlled association may have created the impression that this is a rather artificial and unusual type of mental performance; but in reality controlled association is a very representative mental process, and enters very largely into all forms of mental work. This is true in arithmetical work, for example. A pair of numbers, such as 8 and 3, has been linked in past experience with several responses; it means 83, it means 11, it means 5, and it means 24. But if you are adding, it means 11, and no other response occurs; if you are multiplying, it means 24, and only that response occurs. The mental set for multiplying facilitates the responses of the multiplication table and inhibits those of the addition table, while the mental set for adding does the reverse. Rapid adding or multiplying would be impossible without an efficient mental set. Thus in arithmetic, as in the tests, the mental set is an inner response to the task.
Dwelling for so long on the test for controlled association might give the impression that it's a pretty artificial and unusual type of mental performance. However, controlled association is actually a very common mental process and plays a significant role in all types of mental work. This is evident in arithmetic, for example. A pair of numbers like 8 and 3 is linked through past experiences to several responses; it can mean 83, 11, 5, or 24. But if you're adding, it just means 11, and no other response comes to mind; if you're multiplying, it means 24, and that's the only response that occurs. The mindset for multiplying helps trigger the responses from the multiplication table while blocking those from the addition table, and vice versa for adding. Fast adding or multiplying wouldn't be possible without an effective mental set. So, in arithmetic, just like in the tests, the mental set is an internal response to the task.
In reading, there is a mental set which is an inner response to the context, and which determines which of the several well-known meanings of a word shall actually be called to mind when the word is read. Presented alone, a word may call up any of its meanings, according to frequency, etc.; but in context it usually brings to mind just the one meaning that fits the context. The same is true of conversation.
In reading, there's a mental setup that reflects an inner reaction to the context, and it decides which of the various common meanings of a word will be activated when the word is read. When a word is presented on its own, it can evoke any of its meanings, based on how often they're used, etc.; however, in context, it typically brings to mind just the one meaning that fits the situation. The same applies to conversation.
The objective situation arouses a mental set that controls both thought and action. The situation of being in church, for example, determines the meanings that are got from the words heard, and controls the motor behavior to {385} fit the occasion. The subject, observing the situation, adjusts himself to it, perhaps without any conscious effort, and his adjustment facilitates appropriate mental and motor reactions, while inhibiting others.
The objective situation triggers a mindset that shapes both thinking and behavior. For instance, being in church influences how one interprets the words heard and guides actions to {385} match the occasion. The individual, noticing the situation, adapts to it, possibly without even realizing it, and this adaptation allows for suitable mental and physical responses while suppressing others.
A problem arouses a mental set directed towards solution of the problem. A difficult problem, however, differs from a context or familiar task or situation in this important respect, that the appropriate response has not been previously linked with the present stimulus, so that, in spite of ever so good a mental set, the right response cannot immediately be recalled. One must search for the right response. Still, the mental set is useful here, in directing the search, and keeping it from degenerating into an aimless running hither and thither. Problem solution is so different a process from smooth-running controlled association that it deserves separate treatment, which will be given it a few chapters further on, under the caption of reasoning.
A problem creates a mental mindset aimed at finding a solution. However, a tough problem is different from a familiar task or situation because the right response hasn’t been connected to the current stimulus before. So, even with a good mental mindset, the correct response may not come to mind right away. You have to search for the right answer. Still, the mental mindset is helpful in guiding that search and preventing it from becoming a random scramble. Solving a problem is a very different process from smooth, controlled associations, and it deserves its own discussion, which will be addressed a few chapters later, under the topic of reasoning.
EXERCISES
1. Outline the chapter. 2. The rating of images belonging under different senses. Try to call up the images prescribed below, and rate each image according to the following scale:
1. Outline the chapter. 2. Rate the images associated with different senses. Try to visualize the images listed below, and give each image a score based on the following scale:
3. . . . The image is practically the same as a sensation, as bright,
full, incisive, and, in short, possessed of genuine
sensory quality.
2. . . . The image has a moderate degree of sensory quality.
1. . . . The image has only faint traces of sensory quality.
0. . . . No sensory image is called up, though there was a
recall of the fact mentioned.
Call up visual images of: a friend's face, a sun flower, a white
house among trees, your own signature written in ink.
Call up auditory images of: the sound of your friend's voice, a
familiar song, an automobile horn, the mewing of a cat.
Call up olfactory images of: the odor of coffee, of new-mown hay, of
tar, of cheese.
Call up gustatory images of: sugar, salt, bitter, acid.
Call up cutaneous images of: the feel of velvet, a lump of ice, a
pencil held against the tip of your nose, a pin pricking your
finger.
Call up kinesthetic imagery of: lifting a heavy weight, reaching up
to a high shelf, opening your mouth wide, kicking a ball.
Call up organic imagery of: feeling hungry, feeling thirsty, feeling
nausea, feeling buoyant.
In case of which sense do you get the most lifelike imagery, and in
case of which sense the least. By finding the average rating given
to the images of each sense, you can arrange the senses in order,
from the one in which your imagery rates highest to the one in which
it rates lowest. It may be best to try more cases before reaching a
final decision on this matter.
3. . . . The image is almost the same as a sensation, bright, full, sharp, and, in short, truly having sensory quality.
2. . . . The image has a moderate level of sensory quality.
1. . . . The image has only faint hints of sensory quality.
0. . . . No sensory image comes to mind, although the fact mentioned was recalled.
Call to mind visual images of: a friend's face, a sunflower, a white house among trees, your own signature written in ink.
Call to mind auditory images of: your friend's voice, a familiar song, a car horn, the meowing of a cat.
Call to mind olfactory images of: the smell of coffee, freshly cut hay, tar, cheese.
Call to mind gustatory images of: sugar, salt, bitterness, sourness.
Call to mind cutaneous images of: the feel of velvet, a lump of ice, a pencil pressed against the tip of your nose, a pin pricking your finger.
Call to mind kinesthetic imagery of: lifting a heavy weight, reaching for a high shelf, opening your mouth wide, kicking a ball.
Call to mind organic imagery of: feeling hungry, feeling thirsty, feeling nauseous, feeling light and buoyant.
In which sense do you get the most vivid imagery, and in which sense the least? By calculating the average rating for the images of each sense, you can rank the senses from the one where your imagery is strongest to the one where it is weakest. It might be helpful to try more examples before making a final decision on this.
3. Verbal imagery. When you think of a word, do you have a visual,
auditory, or kinesthetic image of it--or how does it come?
4. In reading, notice how much imagery of objects, persons, scenes,
sounds, etc., occurs spontaneously.
5. Analysis of a revery. Take any object as your starting point,
and let your mind wander from that wherever it will for a minute.
{387} Then review and record the series of thoughts, and try to
discover the linkages between them.
6. Free association experiment. Respond to each one of a list of
disconnected words by saying the first word suggested by it. Use
the following list: city, war, bird, potato, day, ocean, insect,
mountain, tree, roof.
7. Controlled association, (a) Use the same list of stimulus words
as above, but respond to each by a word meaning the opposite or
at least something contrasting, (b) Repeat, naming a part of the
object designated by each of these same words, (c) Repeat again,
naming an instance or variety of each of the objects named. Did
you find wrong responses coming up, or did the mental set exclude
them altogether?
8. Write on a sheet of paper ten pairs of one-place numbers, each
pair in a little column with a line drawn below, as in addition or
multiplication examples. See how long it takes you to add, and
again how long it takes to multiply all ten. Which task took the
longer, and why? Did you notice any interference, such as thinking
of a sum when you were "set" for products?
9. Free association test for students of psychology. Respond to
each of the following stimulus words by the first word suggested by
it of a psychological character:
3. Verbal imagery. When you think of a word, do you visualize it, hear it, or feel something related to it—how does it come to you?
4. While reading, pay attention to how much imagery of objects, people, scenes, sounds, etc., comes to you naturally.
5. Analysis of a daydream. Pick any object as your starting point and let your mind drift from that for a minute. {387} Then go back and write down the series of thoughts, and try to find the connections between them.
6. Free association experiment. For each word in this list of random words, say the first word that comes to mind: city, war, bird, potato, day, ocean, insect, mountain, tree, roof.
7. Controlled association, (a) Use the same list of words above, but respond with a word that means the opposite or something different, (b) Repeat, naming a part of the object indicated by each of these words, (c) Repeat again, naming an instance or variety of each of the objects named. Did you find unexpected responses, or did your mindset prevent them entirely?
8. Write down ten pairs of single-digit numbers on a sheet of paper, each pair in a small column with a line drawn beneath them, like in addition or multiplication problems. See how long it takes you to add, and then how long it takes to multiply all ten. Which task took longer, and why? Did you notice any distractions, like thinking of a sum when you were focused on products?
9. Free association test for psychology students. Respond to each of the following words with the first related word of a psychological nature that comes to mind:
conditioned
objective
gregarious
delayed
correlation
fear
negative
end-brush
mastery
rat
pyramidal
submission
stimulus
semicircular
feeling-tone
substitute
kinesthetic
primary
axon
advantage
tension
synapse
field
blend
autonomic
quotient
rod
retention
limit
fovea
nonsense
apraxia
saturated
higher
thalamus
red-green
paired
organic
complementary
economy
tendency
after
exploration
preparatory
basilar
recency
native
fluctuation
curve
endocrine
dot
perseveration
expressive
Binet
synesthesia
James-Lange
frontal
facilitation
flexion
overlapping
conditioned
objective
sociable
delayed
correlation
fear
negative
end-brush
mastery
rat
pyramidal
submission
stimulus
semicircular
feeling-tone
substitute
kinesthetic
primary
axon
advantage
tension
synapse
field
blend
autonomic
quotient
rod
retention
limit
fovea
nonsense
apraxia
saturated
higher
thalamus
red-green
paired
organic
complementary
economy
tendency
after
exploration
preparatory
basilar
recency
native
fluctuation
curve
endocrine
dot
perseveration
expressive
Binet
synesthesia
James-Lange
frontal
facilitation
flexion
overlapping
REFERENCES
On imagery, synesthesia, etc., see Gallon's Inquiries into Human Faculty and Its Development, 1883, pp. 57-112; and for more recent studies of imagery see G. H. Betts on The Distribution and Function of Mental Imagery, 1909, and Mabel R. Fernald on The Diagnosis of Mental Imagery, 1912.
On imagery, synesthesia, etc., see Gallon's Inquiries into Human Faculty and Its Development, 1883, pp. 57-112; and for more recent studies of imagery, check out G. H. Betts on The Distribution and Function of Mental Imagery, 1909, and Mabel R. Fernald on The Diagnosis of Mental Imagery, 1912.
On the diagnostic use of the association test, an extensive work is that of C. G. Jung, Studies in Word-Association, translated by Eder, 1919.
On the diagnostic use of the association test, a significant work is that of C. G. Jung, Studies in Word-Association, translated by Eder, 1919.
CHAPTER XVI
THE LAWS OF ASSOCIATION
AN ATTEMPT TO REDUCE THE LEARNING PROCESS TO ITS ELEMENTS
This is a very serious occasion. What we now have before us is one of the great outstanding problems of psychology, a problem that has come down through the ages, with succeeding generations of psychological thinkers contributing of their best to its solution; and our task is to attack this problem afresh in the light of modern knowledge of the facts of learning and memory. We wish to gather up the threads from the three preceding chapters, which have detailed many facts regarding learned reactions of all sorts, and see whether we cannot summarize our accumulated knowledge in the form of a few great laws. We wish also to relate our laws to what is known of the brain machinery.
This is a very serious occasion. What we have in front of us is one of the major unresolved issues in psychology, a problem that has persisted through the ages, with each generation of psychological thinkers doing their best to solve it; our job is to tackle this problem again with today’s understanding of learning and memory. We aim to weave together the insights from the three previous chapters, which have outlined many facts about learned behaviors, and explore if we can summarize our gathered knowledge into a few fundamental principles. We also want to connect these principles to what we know about the brain's mechanisms.
The Law of Exercise
Of one law of learning, we are perfectly sure. There is no doubt that the exercise of a reaction strengthens it, makes it more precise and more smooth-running, and gives it an advantage over alternative reactions which have not been exercised. Evidence for these statements began to appear as soon as we turned the corner into this part of our subject, and has accumulated ever since. This law is sometimes called the "law of habit", but might better be called the "law of improvement of a reaction through exercise", or, more briefly, the "law of exercise".
Of one principle of learning, we are completely sure. There's no doubt that practicing a reaction strengthens it, makes it more precise and smoother, and provides it an edge over alternative reactions that haven't been practiced. Evidence for these claims started to emerge as soon as we moved into this area of our discussion and has continued to build up since then. This principle is sometimes referred to as the "law of habit," but it could more accurately be called the "law of improvement of a reaction through exercise," or, more simply, the "law of exercise."
The law of exercise is very broad in its scope, holding good of life generally and not alone of mental life. Exercise of a muscle develops the muscle, exercise of a gland develops the gland; and, in the same way, exercise of a mental reaction strengthens the machinery used in making that reaction.
The law of exercise is very broad in its scope, applying to life in general and not just mental life. Exercising a muscle strengthens that muscle, exercising a gland enhances that gland; similarly, practicing a mental response strengthens the processes involved in that response.
Let us restate the law in terms of stimulus and response. When a given stimulus arouses a certain response, the linkage between that stimulus and that response is improved by the exercise so obtained, and thereafter the stimulus arouses the response more surely, more promptly, more strongly than before.
Let’s rephrase the law in terms of stimulus and response. When a specific stimulus triggers a particular response, the connection between that stimulus and response strengthens through the practice involved, and afterward, the stimulus triggers the response more reliably, more quickly, and more intensely than before.
Under the law of exercise belong several sub-laws already familiar to us.
Under the law of exercise are several sub-laws that we already know.
1. The law of frequency refers to the cumulative effect of repeated exercise. The practice curve gives a picture of this sub-law, showing how improvement with repeated exercise of a performance is rapid at first and tapers off into the physiological limit, beyond which level more repetition cannot further improve the performance. The superiority of "spaced study" over unspaced means that exercise is more effective when rest periods intervene between the periods of exercise; as this is notoriously true of muscular exercise, it is not surprising to find it true of mental performances as well.
1. The law of frequency refers to the overall impact of practicing something repeatedly. The practice curve illustrates this concept, showing that improvement from repeated practice happens quickly at first and then slows down as it approaches the body's natural limits, beyond which more practice doesn't lead to better performance. The advantage of "spaced study" over cramming means that practicing is more effective when there are breaks between study sessions; since this is well-known to apply to physical exercise, it’s not surprising to see it hold true for mental tasks as well.
2. The law of recency refers to the gradual weakening of the machinery for executing a reaction when no longer exercised; it is the general biological law of "atrophy through disuse" applied to the special case of learned reactions. As exercise improves the linkage between stimulus and response, so disuse allows the linkage to deteriorate. This law is pictured more completely and quantitatively in the curve of forgetting.
2. The law of recency refers to the gradual decline of the mechanisms for carrying out a reaction when they are not regularly used; it’s the general biological principle of "atrophy through disuse" applied specifically to learned reactions. Just as practice enhances the connection between a stimulus and a response, not using it leads to that connection weakening. This law is illustrated more fully and quantitatively in the forgetting curve.
Really, there are two laws of recency, the one being a {391} law of retention, the other a law of momentary warming up through exercise. The law of retention, or of forgetting, is the same as atrophy through disuse. The warming-up effect, well seen in the muscle which is sluggish after a long rest but becomes lively and responsive after a bit of exercise, [Footnote: See p. 73.] appears also in the fact that a skilled act needs to be done a few times in quick succession before it reaches its highest efficiency, and in the fact of "primary memory", the lingering of a sensation or thought for a few moments after the stimulus that aroused it has ceased. Primary memory is not strictly memory, since it does not involve the recall of facts that have dropped out of mind, but just a new emphasis on facts that have not yet completely dropped out. Warming up is not a phenomenon of learning, but it is a form of recency, and is responsible for the very strong "recency value" that is sometimes a help in learning, [Footnote: See p. 345.] and sometimes a hindrance in recall. [Footnote: See p. 356.]
Really, there are two laws of recency: one is the law of retention, and the other is the law of momentary warming up through exercise. The law of retention, or forgetting, is similar to atrophy that happens from not using something. The warming-up effect is clearly seen in muscles that feel slow after a long break but become active and responsive after some exercise. It also shows in how a skilled action needs to be practiced a few times in quick succession before it performs at its best, and in the concept of "primary memory," which is when a sensation or thought lingers for a few moments after the stimulus that triggered it has stopped. Primary memory isn't exactly memory since it doesn’t involve recalling facts that have faded from mind, but rather highlights facts that haven’t fully faded yet. Warming up isn’t a learning phenomenon; it's a form of recency and contributes to the strong "recency value" that can sometimes aid learning, and at other times, make recall more difficult.
3. The law of intensity simply means that vigorous exercise strengthens a reaction more than weak exercise. This is to be expected, but the question is, in the case of mental performances, how to secure vigorous exercise. Well, by active recitation as compared with passive reception, by close attention, by high level observation. In active recitation, the memorizer strongly exercises the performance that he is trying to master, while in reading the lesson over and over he is giving less intense exercise to the same performance.
3. The law of intensity means that vigorous exercise enhances a reaction more than weak exercise does. This is expected, but the question is, in terms of mental performance, how do we ensure vigorous exercise? By engaging in active recitation instead of just passively receiving information, by paying close attention, and by observing at a high level. In active recitation, the person memorizing actively engages in the skill they are trying to master, while simply rereading the lesson repeatedly provides less intense engagement with the same skill.
The Law of Effect
We come now to a law which has not so accepted a standing as the law of exercise, and which may perhaps be another sub-law under that general law. The "law of effect" may, however, be regarded simply as a generalized statement of {392} the facts of learning by trial and error. The cat, in learning the trick of escaping from a cage by turning the door-button, makes and therefore exercises a variety of reactions; and you might expect, then, in accordance with the law of exercise, that all of these reactions would be more and more firmly linked to the cage-situation, instead of the successful reaction gradually getting the advantage and the unsuccessful being eliminated. The law of effect, stated as objectively as possible, is simply that the successful or unsuccessful outcome or effect of a reaction determines whether it shall become firmly linked with the stimulus, or detached from the stimulus and thus eliminated. The linkage of a response to a stimulus is strengthened when the response is a success, and weakened when the response is a failure.
We now turn to a law that doesn't have as solid a reputation as the law of exercise, and it may actually be another sub-law under that broader law. The "law of effect" can be seen as a generalized statement about the facts of learning through trial and error. When a cat learns how to escape from a cage by turning the door-button, it tries out different reactions. You might expect that, based on the law of exercise, all these reactions would become more and more strongly associated with the cage situation. However, instead, the successful reaction gains an advantage while the unsuccessful ones get eliminated. The law of effect, explained as clearly as possible, says that the successful or unsuccessful outcome—or effect—of a reaction decides whether it will be firmly linked to the stimulus or separated from it and subsequently dropped. The connection between a response and a stimulus is strengthened when the response succeeds, and weakened when it fails.
Success here means reaching the goal of an awakened desire or reaction-tendency, and failure means being stopped or hindered from reaching the goal. Since success is satisfying and failure unpleasant, the law of effect is often stated in another form: a response that brings satisfaction is more and more firmly attached to the situation and reaction-tendency, while a response that brings pain or dissatisfaction is detached.
Success here means achieving the goal of a stirred desire or reaction-tendency, and failure means being blocked or held back from reaching that goal. Since success is fulfilling and failure is discomforting, the law of effect is often expressed another way: a response that leads to satisfaction becomes more strongly linked to the situation and reaction-tendency, while a response that results in pain or dissatisfaction gets disconnected.
The law of effect is a statement of fact, but the question is whether it is an ultimate fact, or whether it can be explained as a special case of the law of exercise. Some have suggested that it is but a special case of the sub-law of frequency; they call attention to the fact that the successful response must be made at every trial, since the trial continues till success is attained, whereas no one unsuccessful response need be made at every trial; therefore in the long run the successful response must gain the frequency advantage. But there is a very ready and serious objection to this argument; for it may and does happen that an unsuccessful response is repeated several times during a single {393} trial, while the successful response is never made more than once in a single trial, since success brings the trial to a close; and thus, as a matter of fact, frequency often favors the unsuccessful response--which, nevertheless, loses out in competition with the successful response.
The law of effect is a factual statement, but the issue is whether it is a fundamental fact or if it can be viewed as a specific instance of the law of exercise. Some argue that it is merely a special case of the sub-law of frequency; they point out that the successful response needs to occur in each trial since the trial continues until success is reached, whereas an unsuccessful response doesn't have to happen in every trial. Thus, over time, the successful response should have a frequency advantage. However, there is a clear and significant counterargument to this; it can and does occur that an unsuccessful response gets repeated several times during a single {393} trial, while a successful response only occurs once in each trial, as success ends the trial. Consequently, frequency often ends up favoring the unsuccessful response, which still loses out when compared to the successful response.
Can the law of effect be interpreted as an instance of the sub-law of recency? The successful reaction always occurs at the end of a trial, and is the most recent reaction at the beginning of the next trial. This recency might have considerable importance if the next trial began instantly (as in unspaced learning), but can have no importance when so long as interval as a day is left between trials; for evidently the recency of twenty-four hours plus ten seconds is not effectively different from that of an even twenty-four hours. Recency, then, does not explain the law of effect.
Can the law of effect be seen as a specific example of the sub-law of recency? The successful response always happens at the end of a trial and is the most recent response at the start of the next trial. This recency might be very significant if the next trial starts immediately (as in unspaced learning), but it doesn’t matter when there’s a long gap, like a day, between trials; because clearly, a recency of twenty-four hours and ten seconds isn’t really different from a straight twenty-four hours. So, recency doesn’t clarify the law of effect.
Can it be explained as an instance of the sub-law of intensity? An animal, or man, who sees success coming as he is making the reaction that leads directly to success, throws himself unreservedly into this reaction, in contrast with his somewhat hesitant and exploratory behavior up to that time. The dammed-up energy of the reaction-tendency finds a complete outlet into the successful reaction, and therefore the successful reaction is more intensely exercised than the unsuccessful. This seems like a pretty good explanation, though perhaps not a complete explanation.
Can it be seen as an example of the sub-law of intensity? An animal, or a person, who sees success approaching while they're taking the action that directly leads to that success, fully commits to this action, unlike their earlier hesitant and tentative behavior. The pent-up energy from the action's tendency has a full release into the successful action, making the successful action feel more intense than the unsuccessful one. This looks like a solid explanation, though it might not cover everything.
Limitations of the Law of Exercise
The law of exercise, with all its sub-laws, is certainly fundamental and universal; it is always in operation whenever anything is learned; and yet, just by itself, it goes only halfway towards accounting for learned reactions. For a reaction to be exercised, it must be made, and the law of exercise presupposes that it is made, and does not attempt to account for its being made in the first place.
The law of exercise, along with all its sub-laws, is definitely essential and universal; it's always at work whenever something is learned. However, on its own, it only explains part of how learned reactions occur. For a reaction to be exercised, it must be created, and the law of exercise assumes that it is created, but it doesn't explain how it comes to be created in the first place.
The law of exercise does not cover the formation of new linkages, but only the strengthening of linkages that are already working. It does not explain the attachment of a response to some other than its natural stimulus, nor the combination, of responses into a higher unit, nor the association of two facts so that one later recalls the other. We learn by doing, but how can we do anything new so as to start to learn? We learn by observing combinations of facts, but how in the first place do we combine the facts in our minds?
The law of exercise doesn't deal with making new connections; it only focuses on strengthening connections that already exist. It doesn't clarify how a response becomes linked to something other than its natural trigger, how we combine responses into a more complex unit, or how we associate two pieces of information so that one helps us remember the other. We learn by doing, but how can we begin to do something new in order to start learning? We learn by seeing how facts come together, but how do we first combine those facts in our minds?
How, for example, can we learn to respond to the sight of the person by saying his name? Evidently, by exercising this linkage of stimulus and response. But how did we ever make a start in responding thus, since there is nothing about the person's looks to suggest his name? The name came to us through the ear, and the face by way of the eye; and if we repeated the name, that was a response to the auditory stimulus and not to the visual. How has it come about, then, that we later respond to the visual stimulus by saying the name?
How can we learn to respond to seeing a person by saying their name? Obviously, we do this by practicing the connection between the stimulus and our response. But how did we even begin to respond this way, since there's nothing about the person's appearance to hint at their name? We learned the name through hearing, and we recognize the face through sight; if we say the name, that's a response to the sound, not to the sight. So how did we end up responding to the visual cue by saying the name?
In short, the more seriously we take the law of exercise, the more we feel the need of a supplementary law to provide for the first making of a reaction that then, by virtue of exercise, is strengthened.
In short, the more seriously we take the law of exercise, the more we feel the need for an additional law to account for the initial creation of a reaction that is then strengthened through exercise.
This is the problem that occupied the older writers on psychology when they dealt with "association"; and their solution of the problem was formulated in the famous "laws of association". The laws of association were attempts to explain how facts got associated, so that later one could recall another.
This is the issue that older psychologists focused on when they looked at "association," and their solution was captured in the well-known "laws of association." The laws of association were efforts to explain how facts became linked, making it possible to recall one from the other later on.
These laws have a long history. From Aristotle, the ancient Greek who first wrote books on psychology, there came down to modern times four laws of association. Facts become associated, according to Aristotle, when they are {395} contiguous (or close together) in space, or when they are contiguous in time, or when they resemble each other, or when they contrast with each other. The psychologists of the earlier modern period, in the eighteenth and first part of the nineteenth centuries, labored with very good success to reduce these four laws to one comprehensive law of association. Contiguity in space and in time were combined into a law of association by contiguity in experience, since evidently mere physical contiguity between two objects could establish no association between them in any one's mind except as he experienced them together.
These laws have a long history. From Aristotle, the ancient Greek who first wrote books on psychology, four laws of association have come down to modern times. According to Aristotle, facts become associated when they are {395} close together in space, or when they are close together in time, or when they resemble each other, or when they contrast with each other. Psychologists of the earlier modern period, in the eighteenth and early nineteenth centuries, worked successfully to combine these four laws into one comprehensive law of association. The ideas of closeness in space and time were merged into a law of association by closeness in experience, since clearly, mere physical proximity between two objects wouldn’t create an association in anyone’s mind unless they experienced them together.
Association by Similarity
Continuing their simplification of the laws of association, these older psychologists showed that resemblance and contrast belonged together, since to be similar things must have something in common, and to be contrasted also two things must have something in common. You contrast north with south, a circle and a square, an automobile and a wheelbarrow; but no one thinks of contrasting north with a circle, south with an automobile, or a square and a wheelbarrow, though these pairs are more incongruous than the others. Things that are actually associated as contrasting with each other have something in common; and therefore association by contrast could be included under association by similarity. Thus the four laws had been reduced to two, association by contiguity and association by similarity.
As they continued to simplify the laws of association, these older psychologists demonstrated that resemblance and contrast are connected. For things to be similar, they must share something in common, and for two things to be contrasted, they also need to have something in common. You contrast north with south, a circle with a square, and an automobile with a wheelbarrow; however, no one thinks to contrast north with a circle, south with an automobile, or a square with a wheelbarrow, even though those pairs are actually more mismatched than the others. Things that are truly associated as contrasts have something in common; therefore, association by contrast can be categorized under association by similarity. This way, the four laws were simplified down to two: association by contiguity and association by similarity.
The final step in this reduction was to show that association by similarity was a special case of association by contiguity. To be similar, two things must have something in common, and this common part, being contiguous with the remainder of each of the two things, establishes an indirect contiguity between the two things, a {396} sort of contiguity bridge between them. One thing has the parts or characteristics, A B X Y, and the similar thing has the parts or characteristics, C D X Y; and thus X Y, when seen in the second thing, call up A B, with which they are contiguous in the first thing.
The final step in this reduction was to demonstrate that association by similarity is essentially a specific form of association by contiguity. For two things to be similar, they need to share something in common, and this shared part, being adjacent to the rest of each thing, creates an indirect contiguity between the two items, a {396} kind of contiguity bridge linking them. One thing has the components or characteristics A B X Y, while the similar thing has the components or characteristics C D X Y; therefore, when X Y is seen in the second item, it brings to mind A B, with which it is contiguous in the first item.
A stranger reminds me of my friend because something in the stranger's face or manner has been met with before in my friend; it has been contiguous with my friend, and recalls him by virtue of this contiguity. The stranger, as a whole individual, has never been contiguous with my friend, but some characteristic of the stranger has been thus contiguous. In association by similarity, it is not the whole present object that arouses recall of the similar object, but some part of the present object. This kind of association is important in thinking, since it brings together facts from different past experiences, and thus assembles data that may be applied to a new problem. If every new object or situation could only be taken as a whole, it could not remind me of anything previously met; and I should be like an inexperienced child in the presence of each new problem; but, taken part by part, the novel situation has been met with before, and can be handled in the light of past experience.
A stranger reminds me of my friend because something about the stranger's face or behavior is similar to my friend; it's connected to my friend and brings him to mind because of this connection. The stranger as a whole isn't the same as my friend, but some trait of the stranger is related. In associations based on similarity, it isn't the entire current object that triggers the memory of the similar object, but rather some part of the current object. This type of association is crucial for thinking, as it combines facts from different past experiences and helps us piece together information that can be used for a new problem. If every new object or situation could only be viewed as a whole, it wouldn’t remind me of anything I’ve encountered before; I would be like an inexperienced child facing each new challenge. However, when we break it down into parts, the new situation has similarities to past experiences and can be approached using what we’ve learned before.
Exactly what there is in common between two similar faces or other objects cannot always be clearly made out; but the common characteristic is there, even if not consciously isolated, and acts as an effective stimulus to recall.
Exactly what is shared between two similar faces or other objects isn’t always easy to pinpoint; but the shared characteristic is present, even if it isn’t consciously identified, and serves as a powerful trigger for memory.
Association by Contiguity
This reduction of all the laws of association to one great law was no mean achievement; and the law of association by contiguity in experience holds good. If one thing recalls another to your mind, you can be sure that the two {397} have been contiguous in your experience, either as wholes or piecemeal. For two things to become associated, they must be experienced together.
This reduction of all the laws of association to one main principle was no small feat; and the law of association by contiguity in experience remains valid. If one thing brings another to mind, you can be sure that the two {397} have been connected in your experience, either as a whole or in parts. For two things to become associated, they must be experienced together.
Yes, the law holds good, when thus stated--but notice that the statement is virtually negative. It says, in effect, that two things do not become associated unless they are contiguous in experience. If it were turned about to read that two things do become associated if they are contiguous in experience, it would no longer be a true law, for the exceptions would then be extremely numerous.
Yes, the rule stands when put this way—but notice that the statement is basically negative. It essentially says that two things do not become associated unless they are close in experience. If it were phrased to say that two things do become associated if they are close in experience, it wouldn't be a true rule anymore, because the exceptions would be far too many.
The memory and testimony experiments have brought many exceptions to light. Show a person twenty pictures in a row, and let him examine each one in turn so closely that he can later recognize every one of them; and still he will not have the adjacent pictures so associated that each one can call up the next in order. To accomplish his last task, he has to observe the order specifically; it is not enough that he simply experiences pictures together. Or, again, read to a person twenty pairs of words, asking him to notice the pairs so that later he can respond by the second word of any pair when the first word is given him; and read the list through three or four times, so that he shall be able to make almost a perfect score in the expected test; still he will have formed few associations between the contiguous pairs, and will make a very low score if you ask him to recite the pairs in order. Many similar experiments have yielded the same general result--contiguity in experience and still no association.
The memory and testimony experiments have revealed many exceptions. If you show someone twenty pictures in a row and allow them to examine each one closely so they can later recognize all of them, they still won’t have the adjacent pictures linked in a way that allows each one to call up the next in order. To achieve this last task, they need to specifically observe the order; it’s not enough to simply look at the pictures together. Similarly, if you read twenty pairs of words to someone and ask them to pay attention so they can respond with the second word of any pair when given the first word, and you read the list three or four times so they can almost perfectly score on the expected test, they will still have made few connections between the pairs and will score very low if you ask them to recite the pairs in order. Many similar experiments have shown the same general result—experiencing things together doesn’t automatically create associations.
The law of association by contiguity is unsatisfactory from a modern standpoint because it treats only of the stimulus, and says nothing about the response. It states, quite truly, that stimuli must be contiguous in order that an association between them may be formed, but it neglects to state that the association, being something in us, must {398} be formed by our reaction to the stimuli. It is especially necessary to consider the response because, as we have just seen, the response is not always made and the association, therefore, not always formed. Only if the stimuli are contiguous, can the associating response be aroused, but they do not infallibly arouse it even if they are contiguous.
The law of association by contiguity is lacking from a modern perspective because it only focuses on the stimulus and doesn't address the response. It correctly states that stimuli must be close together for an association to form, but it overlooks the fact that the association, which takes place within us, must {398} be created by our reaction to the stimuli. It's especially important to consider the response because, as we've just observed, the response isn't always made and the association isn't always formed. Only if the stimuli are close together can the associating response be triggered, but even then, they don’t guarantee that the response will happen.
The law of contiguity is incomplete, also, because it is not applicable to the association of two motor acts into a coördinated higher unit, or of the combination of two primary emotions into a higher emotional unit.
The law of contiguity is also incomplete because it doesn't apply to the combination of two motor actions into a coordinated higher unit, or to the merging of two primary emotions into a higher emotional unit.
In a word, the time-honored law of association is no longer satisfactory because it does not fit into a stimulus-response psychology. It comes down from a time when the motor side of mental performances was largely overlooked by psychology, and when the individual was pictured as being passively "impressed" with the combinations of facts that were presented to his senses.
In short, the traditional law of association is no longer adequate because it doesn't align with a stimulus-response psychology. It dates back to a time when psychology largely ignored the active role of mental processes, portraying the individual as passively "impressed" by the combinations of facts presented to their senses.
The Law of Combination
What we need, then, as an improvement on the old law of association by contiguity, and as a supplement to the law of exercise, is some law governing the response to two or more contiguous stimuli. Now we already have such a law, which we put to some use in studying attention, [Footnote: See pp. 268-264.] and called the law of "combination", or of "unitary response to a plurality of stimuli". We had better fetch that law out again and put it in good repair, and see whether it is adequate for the job that we now have on hand. In a very general, abstract form, the law of combination read that "two or more stimuli may arouse a single joint response". Let us add a single word, which had not risen above the horizon when we formulated the law before, and say that {399} two or more contiguous stimuli may arouse a single joint response.
What we need, then, as an improvement on the old law of association by contiguity, and as a supplement to the law of exercise, is some law governing the response to two or more adjacent stimuli. Now we already have such a law, which we put to some use in studying attention, [Footnote: See pp. 268-264.] and called the law of "combination", or of "unitary response to a plurality of stimuli". We should revisit that law, give it some updates, and see whether it’s suitable for the task at hand. In a very general, abstract form, the law of combination states that "two or more stimuli may provoke a single unified response." Let’s add a word that hadn’t come up when we first formulated the law, and say that {399} two or more adjacent stimuli may provoke a single unified response.
That seems very little to say; can we possibly go far with so simple a statement? Well, let us see. In saying that two or more stimuli arouse a single response, we imply that there is already some rudimentary linkage between each stimulus and their common response, and that this linkage is used in arousing the response. Now bring in our trusty law of exercise, and we see that the use, or exercise, of such a linkage may strengthen it to such an extent that, later, a single one of the stimuli may arouse the response which was originally aroused by the whole collection of stimuli.
That seems like a very small point; can we really get far with such a basic statement? Let’s find out. When we say that two or more stimuli trigger a single response, we imply that there's already some basic connection between each stimulus and their shared response, and that this connection is involved in triggering the response. Now, if we apply our reliable law of exercise, we see that the use, or practice, of such a connection can strengthen it to the point where later, just one of the stimuli can trigger the response that was originally triggered by the entire group of stimuli.
Does that promise any better? Probably it requires further discussion and exemplification before its value can be appreciated. Let us, then, first discuss it a bit, and then apply it to the explanation of the chief varieties of learned reaction that have come to our attention.
Does that promise anything better? It probably needs more discussion and examples before we can see its value. So, let’s talk about it a bit first, and then apply it to explain the main types of learned reactions we've noticed.
The law of combination attempts to show how it comes about that a stimulus, originally unable to arouse a certain response, acquires the power of arousing it; and the law states that this occurs only when the originally ineffective stimulus is combined with others which can and do arouse the response. The ineffective stimulus, being one of a combination of stimuli which collectively arouse the response, participates to some slight degree in arousing that response and may thus become effectively linked with the response.
The law of combination explains how a stimulus that couldn't trigger a certain response initially gains the ability to do so. It states that this happens only when the initially ineffective stimulus is paired with others that can trigger the response. The ineffective stimulus, as part of a group of stimuli that together evoke the response, contributes in a small way to triggering that response and can become effectively associated with it.
Notice an assumption underlying the law of combination. Evidently a stimulus could not take part in arousing a response unless there were some pre-existing linkage between it and the response. This linkage may however be extremely loose and feeble, and wholly incapable by itself of arousing the response. The assumption of pre-existing loose linkage between almost any stimulus and almost any response is justified by the facts of playful behavior and trial and error {400} behavior. In addition to the close reflex connections provided in the native constitution, and in addition also to the close connections formed in previous training, there are at any time, and especially in childhood and youth, a vast number of loose connections. These are too weak to operate singly, until they have coöperated in producing a response, and thus been individually strengthened, after which they may be able singly to produce the response.
Notice an assumption underlying the law of combination. Clearly, a stimulus couldn't play a role in triggering a response unless there was some existing link between it and the response. However, this link can be quite loose and weak and not strong enough on its own to trigger the response. The idea of a pre-existing loose connection between almost any stimulus and almost any response is supported by the facts of playful behavior and trial and error behavior. In addition to the close reflex connections built into our nature, and besides the strong connections formed through past training, there are always, especially during childhood and adolescence, numerous weak connections. These are too weak to work alone until they have joined forces to produce a response, which then strengthens them individually, allowing them to potentially trigger the response on their own later on.
The law of combination, then, as applied to learning, includes four points:
The law of combination, then, as it relates to learning, includes four key points:
(a) A collection of stimuli may work together and arouse a single
response.
(b) This is possible because of pre-existing loose linkage between
the separate stimuli and the response.
(c) When any stimulus, working together with others, helps to arouse
a response, its linkage with that response is strengthened by
exercise.
(d) The linkage may be sufficiently strengthened so that a single
stimulus can arouse the response without help from the other
stimuli that were originally necessary.
(a) A group of stimuli can work together to trigger a single response.
(b) This happens because there’s already a loose connection between the different stimuli and the response.
(c) When any stimulus, in combination with others, contributes to triggering a response, its connection to that response gets stronger with practice.
(d) The connection may become strong enough that one stimulus alone can trigger the response without assistance from the other stimuli that were initially needed.
Having now abundantly stated and reiterated the law of combination in the abstract, let us turn to concrete instances of learned reactions, and see how the law takes care of them. We have already classified a large share of all the concrete instances under a few main heads, as substitute stimulus, substitute response, combination (or association) of stimuli, and combination of responses. We shall presently find it possible to reduce these four classes to two, since the association of two objects, by virtue of which one of them later recalls the other, is a rather complicated case of substitute stimulus, while the combination of movements into a higher unit is a complicated case of substitute response.
Having clearly explained the law of combination in theory, let's look at real examples of learned behaviors and see how the law applies to them. We have already grouped a significant number of examples into a few main categories: substitute stimulus, substitute response, combination (or association) of stimuli, and combination of responses. Soon, we will see that we can simplify these four categories into two, as the association of two objects, where one later brings to mind the other, is a more complex case of substitute stimulus, while the combination of movements into a single action is a more complex case of substitute response.
[Footnote: To distinguish between "substitute stimulus" and "substitute response" is, in strict logic, like distinguishing between "inside out" and "outside in." Whenever there is a substitute stimulus there is also a substitute response, of course, since this stimulus, in being substituted for another, gets that other's response in place of its own original response; and in the same way, you can always find substitute stimulus in any instance of substitute response; for, in being substituted for another, a response gets that other's stimulus in place of its own original stimulus. For all that, the distinction between the two main cases of learning is of some importance, since sometimes the changed stimulus, and sometimes the changed response, is the interesting fact.]
[Footnote: Differentiating between "substitute stimulus" and "substitute response" is, in strict logic, similar to distinguishing between "inside out" and "outside in." Whenever there's a substitute stimulus, there's also a substitute response, of course, because this stimulus, by replacing another, receives that other’s response instead of its own original response; likewise, you can always find a substitute stimulus in any case of substitute response; by being substituted for another, a response gets that other’s stimulus instead of its own original stimulus. Nonetheless, the distinction between the two primary types of learning is significant, as sometimes the altered stimulus and sometimes the altered response is the key point of interest.]
I. SUBSTITUTE STIMULUS EXPLAINED BY THE LAW OF COMBINATION
Here the response, without being itself essentially changed, becomes attached to a new stimulus. We distinguish two cases under the general head of substitute stimulus. In the one case, the substitute stimulus was originally extraneous, and unnecessary for arousing the response, while in the other case it was originally necessary as part of a team of stimuli that aroused the response.
Here, the response, while remaining fundamentally the same, becomes linked to a new stimulus. We identify two scenarios under the broader category of substitute stimulus. In one scenario, the substitute stimulus was initially external and not needed to trigger the response, while in the other scenario, it was initially essential as part of a group of stimuli that triggered the response.
A. Substitute Stimulus Originally Unnecessary for Arousing the Response
1. Conditioned reflex.
This is the very simplest case belonging under the law of combination. The dog that responded to the bell by a flow of saliva, after the bell plus a tasting substance had acted together on him time after time, is the typical instance; and another good instance is that of the little child who was "taught" to shrink from a rabbit by the sounding of a harsh noise along with the showing of the rabbit. [Footnote: See p. 303.] The explanation of all instances of conditioned reflex is the same. We have an effective stimulus acting, i.e., a stimulus strongly linked with the response; and we also have acting an ineffective stimulus, which gets drawn into the same reaction. The effective stimulus determines what response shall be made, and the other stimulus finds an outlet {402} into that response, being, as it seems, attracted towards the activated response, sucked into it. The weak linkage from the ineffective stimulus to the response, being thus used and strengthened, later enables this stimulus to arouse the response single-handed.
This is the simplest case that falls under the law of combination. The dog that salivated at the sound of a bell, after the bell and a food substance had repeatedly been associated, is the classic example; another good example is the small child who was "trained" to be afraid of a rabbit by the loud noise combined with the rabbit's presence. [Footnote: See p. 303.] The explanation for all instances of conditioned reflexes is the same. We have an effective stimulus at work, meaning a stimulus that is strongly connected to the response; and we also have a less effective stimulus that gets involved in the same reaction. The effective stimulus determines what response will occur, while the other stimulus is drawn into that response, as if it is attracted to the activated response. This weak connection from the less effective stimulus to the response is used and strengthened, allowing this stimulus to eventually trigger the response on its own.
This sort of thing is best presented in a diagram. A full line in the diagram denotes a linkage strong enough to work alone, while a dotted line denotes a weak linkage. Letters stand for stimuli and responses. In the diagram for conditioned reflex, A is the original effective stimulus (the rasping noise in the instance of the child and the rabbit), and B is the ineffective stimulus (the sight of the rabbit). R is the shrinking response, linked strongly to the stimulus A and only weakly to the stimulus B, which has several other linkages fully as good as the linkage B-R. But A arouses the response R; and R, being thus activated, draws on B and brings the linkage B-R into use. After this has occurred a number of times, the linkage B-R has been so strengthened by repeated exercise that it can operate alone, so that the rabbit brings the shrinking response even in the absence of A, the noise.
This kind of thing is best shown in a diagram. A solid line in the diagram indicates a strong connection that can work independently, while a dotted line indicates a weak connection. Letters represent stimuli and responses. In the diagram for a conditioned reflex, A is the original effective stimulus (the loud noise in the case of the child and the rabbit), and B is the ineffective stimulus (the sight of the rabbit). R is the shrinking response, which is strongly linked to stimulus A and only weakly linked to stimulus B, although B has several other connections that are just as strong as the B-R connection. However, A triggers the response R; and once R is activated, it also engages with B, activating the B-R linkage. After this happens several times, the B-R connection is strengthened through repetition to the point that it can function on its own, so that the sight of the rabbit triggers the shrinking response even without A, the noise.
Fig. 55.--Attachment of the substitute stimulus in the
case of the conditioned reflex.
Fig. 55.--Connection of the substitute stimulus in the case of the conditioned reflex.
At first, the child shrinks from the noise, but, the rabbit being before his eyes, he incidentally shrinks from the rabbit as well. He really shrinks in response to all the stimuli acting on him at that moment. He shrinks from the whole situation. He makes a unitary response to the whole collection of contiguous stimuli, and thus exercises the linkage between each stimulus and their joint response. The {403} linkage between rabbit and shrinking is later strong enough to work alone. It is a clear case of the law of combination.
At first, the child flinches at the noise, but because the rabbit is right in front of him, he also instinctively pulls away from the rabbit. He genuinely reacts to everything happening around him in that moment. He recoils from the entire situation. He has a single, unified response to all the combined stimuli, which highlights the connection between each stimulus and their overall reaction. The {403} connection between the rabbit and flinching becomes strong enough later to trigger a response on its own. This clearly illustrates the principle of combination.
2. Learning the names of things.
A child who can imitate simple words that he hears is shown a penny and the word "penny" is spoken to him. To this combination of stimuli he responds by saying the word. This is primarily a response to the auditory stimulus, since the sight of the penny, though it might probably have aroused some response, and even some vocal response from the child, had no strong linkage with this particular vocal response. But the auditory stimulus determined the response, and attracted the visual stimulus into this particular channel of saying "penny". The linkage from the sight of the penny to the saying of this word being thus strengthened by exercise, the seen penny later gives the right vocal response, without any auditory stimulus to assist.
A child who can mimic simple words he hears is shown a penny, and the word "penny" is said to him. In response to this combination of cues, he says the word. This reaction is mainly due to the sound he hears since seeing the penny might have sparked some reaction, including a vocal response, but it wasn't strongly connected to this specific spoken word. However, the auditory cue triggered the response and guided the visual cue into the act of saying "penny." As the connection between seeing the penny and saying the word gets stronger with practice, the child later responds with the correct word when he sees the penny, even without any sound to prompt him.
Fig. 56.--Linkage of a name to an object. The diagram is arranged to illustrate the formation of a linkage from the sight of the object to saying its name. A very similar diagram would illustrate the linkage from the name to the thought or image of the object. The acquiring of mental images seems to be essentially the same process as the acquiring of conditioned reflexes, and of names. (Figure text: object seen, various possible responses, name heard, name spoken)
Fig. 56.--Connecting a name to an object. The diagram is designed to show how a connection is formed between seeing the object and saying its name. A similar diagram would show the connection from the name to the thought or image of the object. Gaining mental images seems to involve essentially the same process as developing conditioned reflexes and names. (Figure text: object seen, various possible responses, name heard, name spoken)
B. Substitute Stimulus Originally an Essential Member Of A Team of Stimuli That Aroused the Response
1. Observed grouping or relationship.
"Learning by observation" is a very important human accomplishment, and we found many evidences of its importance in our study of the process of memorizing. The facts observed, which assist memory so greatly, are usually relations or groups.
"Learning by observation" is a crucial human achievement, and our study of the memorization process revealed many examples of its significance. The facts that enhance memory significantly are typically relationships or groups.
Fig. 57.--The formation of an association between two
objects by observing their grouping or relationship. (Figure text:
response of observing the Group A B, thought of Group A B)
Fig. 57.--The creation of a connection between two objects by noticing how they are grouped or relate to each other. (Figure text: response from observing Group A B, consideration of Group A B)
Evidently the observation of a group of things is a response to a collection of stimuli, and could not originally be aroused by any one of the stimuli alone. The same is true of observing a relationship; the observation is a response to two things taken together, and not, originally, to either of the two things taken alone. In spite of this, a single one of the things may later call to mind the relationship, or the group; that is, it arouses the response originally made to the pair or group of stimuli. The single stimulus has been substituted for the team that originally aroused the response. Its linkage with the response has been so strengthened by exercise as to operate effectively without assistance.
Clearly, observing a group of things is a reaction to a collection of stimuli and couldn't be triggered by just one of those stimuli alone. The same goes for noticing a relationship; that observation results from two things considered together, not from either of the two things by themselves. However, at a later point, one of those things might remind us of the relationship or the group, which means it triggers the response that was initially created by the pair or group of stimuli. The single stimulus has replaced the combination that originally evoked the response. Its association with the response has been reinforced through practice to work effectively on its own.
For example, in learning pairs of words in a "paired {405} associates experiment", [Footnote: See p. 336.] the subject is apt to find some relation between the words forming a pair, even though they are supposed to be "unrelated words". When he has thus learned the pair, either of the words in it will recall the observed relation and the other word of the pair. Sometimes, after a long interval especially, the relation is recalled without the other word. One subject fixed the pair, "windy--occupy", by thinking of a sailor occupying a windy perch up in the ropes. Some weeks later, on being given the word "windy", he recalled the sailor on the perch, but could not get the word "occupy". That is, he made the same response to "windy" that he had originally made to "windy--occupy", but did not get the response completely enough to give the second word.
For example, in learning pairs of words in a "paired {405} associates experiment", [Footnote: See p. 336.] the participant tends to find a connection between the words in a pair, even when they're supposed to be "unrelated words." Once they've learned the pair, either word will trigger the remembered connection and the other word in the pair. Sometimes, especially after a long time, the connection can be recalled without the other word. One participant memorized the pair "windy--occupy" by imagining a sailor occupying a windy perch high in the ropes. Weeks later, when given the word "windy," he recalled the sailor on the perch but couldn't think of the word "occupy." In other words, he responded to "windy" the same way he had initially responded to "windy--occupy," but didn't fully retrieve the second word.
In the typical cases of association by contiguity when one object reminds us of another that was formerly experienced together with it, the law of combination comes in as just described. The two objects were observed to be grouped or related in some way, or some such unitary response was made to the two objects taken together, and this response became so linked to each of the objects that later a single one of them arouses this unitary response and recalls the other object. In the free association test, [Footnote: See p. 380.] the stimulus word "dimple" calls up the previously made response of seeing a dimple in a cheek, and so leads to the word "cheek". In a controlled association test, where opposites are required, the stimulus word "mythical" arouses the previously made observation of the antithesis of mythical and historical, and so leads to the motor response of saying the latter word.
In typical cases of association by contiguity, when one object reminds us of another that we experienced together, the law of combination comes into play as described. The two objects were seen as grouped or related in some way, or we reacted to both objects as a whole, and this reaction became linked to each of them. Later, just one of the objects triggers this reaction and brings the other object to mind. In the free association test, [Footnote: See p. 380.] the stimulus word "dimple" brings to mind the earlier observation of seeing a dimple in a cheek, leading to the word "cheek." In a controlled association test, where opposites are required, the stimulus word "mythical" triggers the earlier observation of the contrast between mythical and historical, resulting in the response of saying the latter word.
[Footnote: When, however, this indirect linkage between stimulus and motor response is frequently exercised, short-circuiting takes place (see p. 338), and the stimulus word arouses the motor response directly. Short-circuiting follows the law of combination very nicely. Let a stimulus S arouse an idea I and this in turn a motor act M. S--I--M represents the linkages used. But undoubtedly there is a weak pre-existing linkage directly across from S to M, and this gets used to a slight degree, strictly according to the conditioned reflex diagram, with I playing the part of the effective stimulus in arousing M, and S the part of the originally ineffective stimulus. By dint of being exercised in this way, the linkage S--M becomes strong enough to arouse the motor response directly, and I is then very likely to be left out altogether.]
[Footnote: When this indirect connection between stimulus and motor response is used frequently, short-circuiting occurs (see p. 338), and the stimulus word triggers the motor response directly. Short-circuiting aligns well with the law of combination. Let a stimulus S trigger an idea I, which then leads to a motor action M. S--I--M represents the connections involved. However, there is likely a weak pre-existing link directly from S to M, which gets used to some extent, following the conditioned reflex model, with I acting as the effective stimulus to trigger M, and S as the originally ineffective stimulus. By being used in this way, the link S--M becomes strong enough to directly trigger the motor response, making it very likely that I is completely excluded.]
2. Response by analogy and association by similarity.
When an object reminds me of a similar object, that is association by similarity. But suppose I actually take the object to be the similar object, and behave towards it accordingly; then my reaction is called "response by analogy". Once, when far from home, I saw a man whom I took to be an acquaintance from my home town, and stepped up to him, extending my hand. He did not appear very enthusiastic, and informed me that, in his opinion, I had made a mistake. This was response by analogy, but if I had simply said to myself that that man looked like my acquaintance, that would have been association by similarity. Really, association by similarity is the more complex response, for it involves response to the points of newness in the present object, as well as to the points of resemblance to the familiar object, whereas response by analogy consists simply in responding to the points of resemblance.
When an object reminds me of something similar, that's association by similarity. But if I actually mistake the object for the similar one and act based on that assumption, my reaction is called "response by analogy." Once, when I was far from home, I saw a guy who I thought was someone I knew from my hometown, so I went up to him and reached out my hand. He didn't seem too excited and told me that, in his opinion, I had made a mistake. That was response by analogy. However, if I had just thought to myself that this guy looked like my acquaintance, that would have been association by similarity. In fact, association by similarity is the more complex response because it involves reacting to both the new aspects of the current object and the similarities to the familiar one, while response by analogy only focuses on the points of resemblance.
Response by analogy often appears in little children, as when they call all men "papa"' or as when they call the squirrel a "kitty" when first seen. If they call it a "funny kitty", that is practically association by similarity, since the word "funny" is a response to the points in which a squirrel is different from a cat, while the word "kitty" is a response to the points of resemblance.
Response by analogy often shows up in little kids, like when they call all men "daddy" or when they refer to a squirrel as a "kitty" when they first see one. If they call it a "funny kitty," that's pretty much an association by similarity, since the word "funny" refers to the ways a squirrel is different from a cat, while "kitty" refers to the ways they are alike.
But response by analogy is not always so childish or comic as the above examples might seem to imply. When we respond to a picture by recognizing the objects depicted, that is response by analogy, since the pictured object is only {407} partially like the real object; a bare outline drawing may be enough to arouse the response of "seeing" the object. Other instances of response by analogy will come to light when, in the next chapter, we come to the study of perception.
But responding by analogy isn't always as childish or funny as the examples above might suggest. When we look at a picture and identify the objects in it, that's a response by analogy, since the depicted object is only {407} partially similar to the real object; even a simple outline drawing can trigger the response of "seeing" the object. Other examples of response by analogy will be revealed when we study perception in the next chapter.
Fig. 58.--Response by analogy. The letters, A, B, X,
Y, represent the several stimuli that make up the original object, and
each of them becomes well linked with their common response (seeing
the object, and perhaps naming it). When the linkage between X and Y
and the response has become strong, a similar object, presenting X and
Y along with other new stimuli, C and D, appears, and arouses the old
response, by virtue of the now-effective linkage from X and Y to this
response.
Fig. 58.--Response by analogy. The letters A, B, X, Y represent the different stimuli that make up the original object, and each of them becomes closely associated with their common response (recognizing the object, and maybe naming it). When the connection between X and Y and the response becomes strong, a similar object that presents X and Y along with new stimuli, C and D, appears and triggers the old response, thanks to the effective connection from X and Y to this response.
Fig. 59.--Association by similarity. Everything here as
in the previous diagram, except that C and D get a response in
addition to that aroused by X and Y, and so the new object is seen to
be new, while at the same time it recalls the old object to mind.
Fig. 59.--Association by similarity. Everything here is the same as in the previous diagram, except that C and D trigger a response in addition to the one caused by X and Y. This makes the new object appear distinct, while also reminding us of the old object.
The machinery of response by analogy is easily understood by aid of the law of combination. A complex object, presenting a number of parts and characteristics, arouses the response of seeing and perhaps naming the object. This is a unitary response to a collection of stimuli, and each of the parts or characteristics of the object participates in arousing the response, and the linkage of each part with the response is thus strengthened. Later, therefore, the whole identical object is not required to arouse this same {408} response, but some of its parts or characteristics will give the response, and they may do this even when they are present in an object that has other and unfamiliar parts and characteristics.
The way we respond by making comparisons is easy to understand with the law of combination. A complex object that has various parts and features triggers our response of seeing and possibly naming the object. This is a single response to a group of stimuli, where each part or feature of the object helps to trigger the response, reinforcing the connection between each part and the response. Therefore, later on, the entire object isn't needed to trigger that same {408} response; instead, just some of its parts or features can elicit the response, even when they are part of an object that has other unfamiliar parts and features.
The machinery of association by similarity is the same, with the addition of a second response, called out by the new characteristics of the present object.
The process of making associations based on similarity is the same, but now there’s an added response triggered by the new features of the current object.
II. SUBSTITUTE RESPONSE EXPLAINED BY THE LAW OF COMBINATION
The substitute response machinery is more complicated than that of the substitute stimulus, as it includes the latter and something more. What that something more is will be clear if we ask ourselves why a substitute response should ever be made. Evidently because there is something wrong with the original response; if that were entirely satisfactory, it would continue to be made, and there would be no room for a substitute. The original response being unsatisfactory to the individual, how is he to find a substitute? Only by finding some stimulus that will arouse it. This is where trial and error come in, consisting in a search for some extra stimulus that shall give a satisfactory response.
The replacement response process is more complex than that of the replacement stimulus, as it includes the latter plus something additional. What that additional aspect is becomes clear when we consider why a replacement response might be needed. Clearly, it's because something isn't right with the original response; if it were completely effective, it would keep happening, leaving no need for a replacement. Since the original response doesn’t satisfy the individual, how do they find a replacement? They can only do this by identifying some stimulus that will trigger it. This is where trial and error come into play, involving a search for an extra stimulus that can provide a satisfactory response.
Suppose now that the extra stimulus has been found which arouses a satisfactory substitute response. The original stimulus, or the reaction-tendency aroused by it, still continuing, participates in arousing the substitute response, playing the part of the originally ineffective stimulus in the conditioned reflex. Thus the original stimulus becomes strongly linked with the substitute response.
Suppose now that we've found an additional stimulus that triggers a satisfactory substitute response. The original stimulus, or the reaction it continues to evoke, still plays a role in triggering the substitute response, acting like the initially ineffective stimulus in the conditioned reflex. As a result, the original stimulus becomes strongly connected to the substitute response.
The process of reaching a substitute response thus includes three stages: (a) original response found unsatisfactory, (b) new stimulus found which gives a satisfactory substitute response, (c) attachment of the substitute response to the original stimulus.
The process of finding a replacement response involves three stages: (a) the original response is deemed unsatisfactory, (b) a new stimulus is identified that provides a satisfactory alternative response, (c) the alternative response is connected to the original stimulus.
There are two main cases under the general head of substitute response. In one case, the substitute response is essentially an old response, not acquired during the process of substitution, but simply substituted, as indicated just above, for the original response to the situation. This represents the common trial and error learning of animals. The second case is that where the substitute response has to be built up by combination of old responses into a higher unit.
There are two main cases under the general category of substitute responses. In one case, the substitute response is basically an old response that wasn't developed during the substitution process but is simply swapped in for the original response to the situation. This reflects the typical trial-and-error learning of animals. The second case is where the substitute response needs to be created by combining old responses into a more complex unit.
C. Substitute Response, but not in Itself a New Response
1. Trial and error.
Our much-discussed instance of the cat in the cage need not be described again, but may simply be illustrated by a diagram.
Our frequently talked-about example of the cat in the cage doesn’t need to be described again; it can just be shown with a diagram.
Fig. 60.--How the cat learns the trick of escaping from
the cage by unlatching the door. S is the situation of being shut up
in a cage, and T is the tendency to get out. R1 is the primary
response aroused by this tendency, which response meets with failure,
not leading to the end-result of the tendency. Responses are then made
to various particular stimuli about the cage, and one of these
stimuli, the door-latch, X, gives the response R2 which leads to the
end-result. Now the response R2 was in part aroused by T, and its
pre-existing weak linkage with T is so strengthened by exercise that
T, or we may say S, comes to give the correct response without
hesitation.
Fig. 60.--How the cat learns the trick of escaping from the cage by unlatching the door. S represents the situation of being trapped in a cage, and T stands for the urge to get out. R1 is the initial response triggered by this urge, which fails to achieve the desired outcome. The cat then tries different responses to various specific elements of the cage, and one of these elements, the door latch, X, produces the response R2 that finally allows the escape. Response R2 was partially triggered by T, and its previously weak connection with T becomes stronger through practice, so that T, or S, eventually prompts the correct response without any hesitation.
2. Learning to balance on a bicycle.
When the beginner feels the bicycle tipping to the left, he naturally responds by leaning to the right, and even by turning the wheel to the right. Result unsatisfactory--strained position and further tipping to the left. As the bicyclist is about to fall, he saves himself by a response which he has previously learned in balancing on his feet; he extends his foot to the left, which amounts to a response to the ground on the left as a good base of support. Now let him sometime respond to the ground on his left by turning his wheel that way, and, to his surprise and gratification, he finds the tipping overcome, and his balance well maintained. The response of turning to the left, originally made to the ground on the left (but in part to the tipping), becomes so linked with the tipping as to be the prompt reaction whenever tipping is felt. The diagram of this process would be the same as for the preceding instance.
When a beginner feels the bicycle leaning to the left, they instinctively lean to the right and even turn the handlebars to the right. This doesn't work; it puts them in a strained position and causes them to tip further to the left. Just as they are about to fall, they instinctively use a response they've learned from balancing on their feet: they extend their foot to the left, which serves as a good support against the ground on that side. If they try responding to the ground on the left by turning the handlebars that way, they’ll be pleasantly surprised to find that the tipping is corrected, and their balance is maintained. The action of turning to the left, initially made in response to the ground on the left (but also to the tipping), becomes closely associated with the feeling of tipping, turning into an automatic reaction whenever they feel themselves tipping. The diagram of this process would be the same as in the previous example.
D. Substitute Response, the Response Being a Higher Motor Unit
1. The brake and clutch combination in driving an automobile.
This may serve as an instance of simultaneous coördination, since the two movements which are combined into a higher unit are executed simultaneously. The beginner in driving an automobile often has considerable trouble in learning to release the "clutch", which, operated by the left foot, ungears the car from the engine, and so permits the car to be stopped without stopping the engine. The foot brake, operated by the right foot, is comparatively easy to master, because the necessity for stopping the car is a perfectly clear and definite stimulus. Now, when the beginner gets a brake-stimulus, he responds promptly with his right foot, but neglects to employ his left foot on the clutch, because he has no effective clutch-stimulus; there is nothing {411} in the situation that reminds him of the clutch. Result, engine stalled, ridicule for the driver. Next time, perhaps, he thinks "clutch" when he gets the brake-stimulus, and this thought, being itself a clutch-stimulus, arouses the clutch-response simultaneously with the brake-response. After doing this a number of times, the driver no longer needs the thought of the clutch as a stimulus, for the left foot movement on the clutch has become effectively linked with the brake-stimulus, so that any occasion that arouses the brake-response simultaneously arouses the clutch response.
This may be an example of simultaneous coordination, since the two movements combined into a higher unit are executed at the same time. A beginner driving a car often struggles to learn how to release the "clutch," which is controlled by the left foot and disconnects the car from the engine, allowing the car to stop without turning off the engine. The foot brake, operated by the right foot, is relatively easier to learn because the need to stop the car is a clear and direct prompt. When a beginner gets the signal to brake, he quickly responds with his right foot but often forgets to use his left foot for the clutch because there is no effective clutch signal; nothing in the situation reminds him of the clutch. As a result, the engine stalls, and the driver faces ridicule. Next time, he might think "clutch" when he gets the brake signal, and this thought, being a clutch signal itself, triggers the clutch response along with the brake response. After practicing this multiple times, the driver no longer needs to think about the clutch as a signal because the left foot movement for the clutch has become effectively associated with the brake signal, so whenever the brake response is triggered, the clutch response is activated at the same time.
Fig. 61.--Combining clutch-response with
brake-response. At first, the brake-stimulus has only a weak linkage
with the clutch-response, and an extra stimulus has to be found to
secure the clutch-response. But whenever the clutch-response is made
while the brake-stimulus is acting, the weak linkage between these two
is exercised, till finally the brake-stimulus is sufficient to give
the clutch-response, along with the brake-response.
Fig. 61.--Combining clutch response with brake response. At first, the brake stimulus is only weakly connected to the clutch response, and we need an extra stimulus to trigger the clutch response. However, whenever the clutch response occurs while the brake stimulus is active, the weak connection between them is reinforced until eventually the brake stimulus alone is enough to trigger both the clutch response and the brake response.
The combination of two responses is effected by linking both to the same stimulus; thus the two become united into a coördinated higher motor unit.
The combination of two responses happens by connecting both to the same stimulus; in this way, the two merge into a coordinated higher motor unit.
2. The word-habit in typewriting
[This] furnishes an example of successive coördination, the uniting of a sequence of movements into a higher unit. [Footnote: See p. 324.] The beginner has to spell out {412} the word he is writing, and make a separate response to each letter; but when he has well mastered the letter-habits, and, still unsatisfied, is trying for more speed, it happens that he thinks ahead while writing the first letter of a word, and prepares for the second letter. In effect, he commences reacting to the second letter while still writing the first. This goes further, till he anticipates the series of letters forming a short word while still at the beginning of the word. The letter movements are thus linked to the thought of the word as a whole, and the word becomes an effective stimulus for arousing the series of letter movements.
[This] provides an example of successive coordination, which is the combining of a sequence of movements into a higher unit. [Footnote: See p. 324.] A beginner has to sound out {412} the word he is writing and respond to each letter individually; however, once he has mastered the habits of the letters and, still looking for more speed, he starts thinking ahead while writing the first letter of a word, and prepares for the second letter. Essentially, he begins to respond to the second letter while still writing the first. This process continues until he predicts the series of letters that make up a short word while still at the start of the word. The letter movements are thus connected to the thought of the word as a whole, making the word an effective trigger for initiating the series of letter movements.
Fig. 62.--Learning a word-habit in typewriting. At first, besides the stimulus of the word, "and" it is necessary also to have the stimulus "a" in order to arouse the response of writing a, the stimulus "n" in order to arouse the writing of n, and the stimulus "d" in order to arouse the writing of d. Yet the stimulus "and" is present all this time, and its weak linkages with the writing movements are used and strengthened, so that finally it is sufficient, by itself, to arouse the whole series of writing movements.
Fig. 62.--Learning a word habit in typing. At first, in addition to the trigger of the word, "and", it's also necessary to have the trigger "a" to prompt the response of writing a, the trigger "n" to prompt the writing of n, and the trigger "d" to prompt the writing of d. However, the trigger "and" is present throughout this process, and its weak connections to the writing movements are used and strengthened, so that eventually it is enough on its own to trigger the entire sequence of writing movements.
Many other instances of learning can be worked out in the same way, and there seems to be no difficulty in {413} interpreting any of them by the law of combination. Even "negative adaptation" can possibly be interpreted as an instance of substitute response; some slight and easy response may be substituted for the avoiding reaction or the attentive reaction that an unimportant stimulus at first arouses, these reactions being rather a nuisance when they are unnecessary. On the whole, the law of combination seems to fill the bill very well. It explains what the law of exercise left unexplained. It always brings in the law of exercise as an ally, and, in explaining substitute response, it brings in the law of effect, which however, as we saw before, may be a sub-law under the law of exercise. These two, or three laws, taken together, give an adequate analysis of the whole process of learning.
Many other examples of learning can be understood in the same way, and there seems to be no problem in {413} interpreting any of them using the law of combination. Even "negative adaptation" might be seen as a case of substitute response; a slight and easy response can replace the avoidance reaction or the attentive reaction that an unimportant stimulus initially triggers, since these reactions can be quite bothersome when they're unnecessary. Overall, the law of combination seems to work very well. It clarifies what the law of exercise left unexplained. It consistently brings in the law of exercise as a partner, and in explaining substitute response, it also incorporates the law of effect, which, as we noted earlier, may be a sub-law under the law of exercise. Together, these two or three laws provide a complete analysis of the entire learning process.
The Law of Combination in Recall
Unitary response to multiple stimuli is important in recall as well as in learning. The clearest case of this is afforded by "controlled association". [Footnote: See p. 381.]
Unitary responses to multiple stimuli are crucial for recall and learning. The best example of this is "controlled association." [Footnote: See p. 381.]
In an opposites test, the response to the stimulus word "long" is aroused partly by this stimulus word, and partly by the "mental set" for opposites. There are two lines of influence, converging upon the response, "long--short" (of which only the word "short" may be spoken): one line from the stimulus word "long", and the other from the mental set for pairs of opposite words. The mental set for opposites tends to arouse any pair of opposites; the word "long" tends to arouse any previously observed group of words of which "long" is a part. The mental set, an internal stimulus, and the stimulus word coming from outside, converge or combine to arouse one particular response.
In an opposites test, the reaction to the stimulus word "long" is triggered partly by this word and partly by the "mental set" for opposites. There are two influences coming together for the response "long--short" (with only the word "short" being spoken): one influence comes from the stimulus word "long," and the other comes from the mental set for pairs of opposite words. The mental set for opposites tends to evoke any pair of opposites; the word "long" tends to trigger any previously encountered group of words that includes "long." The mental set, an internal trigger, and the stimulus word from outside combine to produce one specific response.
The mental set for adding has previously exercised {414} linkages with the responses composing the addition table, while the mental set for multiplication has linkages with the responses composing the multiplication table. When the set for adding is active, a pair of numbers, seen or heard, together with this internal stimulus of the mental set, arouses the response that gives the sum; but when the multiplying set is active, the same pair of numbers gives the product as the response. All thinking towards any goal is a similar instance of the law of combination.
The mental framework for addition has previously formed {414} connections with the answers in the addition table, while the mental framework for multiplication has connections with the answers in the multiplication table. When the addition set is active, a pair of numbers, whether seen or heard, along with this internal stimulus from the mental framework, triggers the response that results in the sum; but when the multiplication set is active, the same pair of numbers results in the product as the response. All thinking directed towards any goal follows a similar principle of combination.
The Laws of Learning in Terms of the Neurone
We have good evidence that the brain is concerned in learning and retention. Loss of some of the cortex through injury often brings loss of learned reactions, and the kind of reactions lost differs with the part of the cortex affected. Injury in the occipital lobe brings loss of visual knowledge, and injury in the neighborhood of the auditory sense-center brings loss of auditory knowledge.
We have solid evidence that the brain is involved in learning and memory. Damage to certain areas of the cortex often leads to the loss of learned behaviors, and the type of behaviors lost varies depending on which part of the cortex is affected. For example, damage to the occipital lobe results in a loss of visual knowledge, while damage near the auditory center leads to a loss of auditory knowledge.
Injury to the retina or optic nerve, occurring early in life, results in an under-development of the cortex in the occipital lobe. The nerve cells remain small and their dendrites few and meager, because they have not received their normal amount of exercise through stimulation from the eye.
Injury to the retina or optic nerve early in life leads to underdevelopment of the cortex in the occipital lobe. The nerve cells stay small, and their dendrites are few and weak because they haven't received the usual amount of stimulation from the eye.
Exercise, then, has the same general effect on neurones that it has on muscles; it causes them to grow and it probably also improves their internal condition so that they act more readily and more strongly. The growth, in the cortex, of dendrites and of the end-brushes of axons that interlace with the dendrites, must improve the synapses between one neurone and another, and thus make better conduction paths between one part of the cortex and another, and also between the cortex and the lower sensory and motor centers.
Exercise has a similar impact on neurons as it does on muscles; it makes them grow and likely enhances their internal condition, allowing them to function more easily and effectively. The growth of dendrites in the cortex, along with the branching ends of axons that connect with these dendrites, must enhance the synapses between neurons, creating more efficient pathways for communication within the cortex and also between the cortex and the lower sensory and motor centers.
The law of exercise has thus a very definite meaning when {415} translated into neural terms. It means that the synapses between stimulus and response are so improved, when traversed by nerve currents in the making of a reaction, that nerve currents can get across them more easily the next time.
The law of exercise has a clear meaning when {415} translated into neural terms. It means that the connections between stimulus and response become stronger when nerve signals travel through them during a reaction, making it easier for those signals to pass through next time.
Fig. 63.--The law of exercise in terms of synapse. A
nerve current is supposed to pass along this pair of neurones in the
direction of the arrow. Every time it passes, it exercises the
end-brush and dendrites at the synapse (for the "passage of a nerve
current" really means activity on the part of the neurones through
which it passes), and the after-effect of this exercise is growth of
the exercised parts, and consequent improvement of the synapse as a
linkage between one neurone and the other. Repeated exercise may
probably bring a synapse from a very loose condition to a state of
close interweaving and excellent power of transmitting the nerve
current.
Fig. 63.--The law of exercise in terms of synapse. A nerve signal is thought to travel along this pair of neurons in the direction of the arrow. Each time it travels, it activates the end-brush and dendrites at the synapse (because the "traveling of a nerve signal" really means activity on the part of the neurons it moves through), and the result of this activity is the growth of the active parts, leading to an improved synapse as a connection between one neuron and another. Repeated use can likely transform a synapse from a very loose state to one of tight interweaving and excellent ability to transmit the nerve signal.
The more a synapse is used, the better synapse it becomes, and the better linkage it provides between some stimulus and some response. The cortex is the place where linkages are made in the process of learning, and it is there also that forgetting, or atrophy, takes place through disuse. Exercise makes a synapse closer, disuse lets it relapse into a loose and poorly conducting state.
The more a synapse is used, the better it becomes, and the stronger connection it creates between a stimulus and a response. The cortex is where these connections are formed during learning, and it’s also where forgetting, or atrophy, happens due to lack of use. Exercising a synapse makes it more efficient, while disuse allows it to become weaker and less effective.
The law of combination, also, is readily translated into {416} neural terms. The "pre-existing loose linkages" which it assumed to exist undoubtedly do exist in the form of "association fibers" extending in vast numbers from any one part of the cortex to many other parts. These fibers are provided by native constitution, but probably terminate rather loosely in the cortex until exercise has developed them. They may be compared to telephone wires laid down in the cables through the streets and extending into the houses, but still requiring a little fine work to attach them properly to the telephone instruments.
The law of combination can easily be understood in {416} neural terms. The "pre-existing loose linkages" that it assumes to exist definitely do exist as "association fibers" that connect countless areas of the cortex. These fibers are innate, but they probably have loose ends in the cortex until they’re strengthened through use. They're similar to telephone wires that are installed in the cables throughout the streets and extending into homes, but still need some fine-tuning to connect them properly to the telephone devices.
Fig. 64.--Diagram for the learning of the name of an
object, transformed into a neural diagram. The vocal movement of
saying the name is made in response to the auditory stimulus of
hearing the name, but when the neurone in the "speech center" is thus
made active, it takes up current also from the axon that reaches it
from the visual center, even though the synapse between this axon and
the speech neurone is far from close. This particular synapse between
the visual and the speech centers, being thus exercised, is left in an
improved condition. Each neurone in the diagram represents hundreds in
the brain, for brain activities are carried on by companies and
regiments of neurones. (Figure text: object seen, visual center name
heard, auditory center, speech center, name spoken)
Fig. 64.--Diagram for learning the name of an object, transformed into a neural diagram. The act of saying the name is triggered by the sound of hearing it, but when the neuron in the "speech center" is activated, it also receives signals from the axon that connects it to the visual center, even though the synapse between this axon and the speech neuron is not directly connected. This specific synapse between the visual and speech centers, being engaged in this way, is enhanced as a result. Each neuron in the diagram represents hundreds in the brain, as brain functions are carried out by groups and networks of neurons. (Figure text: object seen, visual center name heard, auditory center, speech center, name spoken)
The diagrams illustrating different cases under the law of combination can easily be perfected into neural diagrams, though, to be sure, any diagram is ultra-simple as compared with the great number of neurones that take part in even a simple reaction.
The diagrams showing various cases under the law of combination can easily be refined into neural diagrams, although, of course, any diagram is super simple compared to the large number of neurons involved in even a basic reaction.
The reader will be curious to know now much of this neural interpretation of our psychological laws is observed fact, and how much speculation. Well, we cannot as yet {417} observe the brain mechanism in actual operation--not in any detail. We have good evidence, as already outlined, for growth of the neurones and their branches through exercise.
The reader will be curious to know how much of this neural interpretation of our psychological laws is observed fact and how much is speculation. Well, we cannot yet {417} observe the brain mechanism in action—at least not in any detail. We have solid evidence, as mentioned earlier, for the growth of neurons and their branches through exercise.
Fig. 65.--Control, in multiplying. The visual stimulus
of two numbers in a little column, has preformed linkages both with
the adding response and with that of multiplying. But the mental set
for adding being inactive at the moment, and that for multiplying
active (because the subject means to multiply), the multiplying
response is facilitated.
Fig. 65.--Control in multiplication. The visual cue of two numbers in a small column has established connections with both the addition response and the multiplication response. However, since the mindset for addition is not active at this time and the mindset for multiplication is active (because the person intends to multiply), the multiplication response is easier to perform.
We have perfectly good evidence of the law of "unitary response to multiple stimuli" from the physiological study of reflex action; and we have perfectly good anatomical evidence of the convergence and divergence of neural paths of connection, as required by the law of combination. The association fibers extending from one part to another of the cortex are an anatomical fact. [Footnote: See p. 56.] Facilitation is a fact, and that means that a stimulus which could not of itself arouse a response can coöperate with another stimulus that has a direct connection with that response, and reinforce its effect. In short, all the elements required for a neural law of combination are known facts, and the only matter of doubt is whether we have built these elements together aright in our interpretation. It is not pure speculation, by any means.
We have solid evidence for the law of "unitary response to multiple stimuli" from studying reflex actions physiologically; and we have clear anatomical evidence of the convergence and divergence of neural connections, which aligns with the law of combination. The association fibers that extend from one area of the cortex to another are a factual observation. [Footnote: See p. 56.] Facilitation is also a fact, meaning that a stimulus that couldn’t trigger a response on its own can work together with another stimulus that is directly linked to that response, enhancing its effect. In short, all the components needed for a neural law of combination are established facts, and the only uncertainty is whether we have correctly interpreted how these elements fit together. It's certainly not just speculation.
EXERCISES
1. Outline the chapter, in the form of a list of laws and sub-laws.
2. Review the instances of learning cited in Chapters XIII-XV,
and examine whether they are covered and sufficiently accounted for
by the general laws given in the present chapter.
3. Draw diagrams, like those given in this chapter, for the simpler
cases, at least, that you have considered in question 2.
4. Show that response by analogy is important in the development
of language. Consider metaphor, for example, and slang, and the
using of an old word in a new sense (as in the case of
'rail-road').
1. Outline the chapter as a list of laws and sub-laws.
2. Review the examples of learning mentioned in Chapters XIII-XV,
and check if they are addressed and adequately explained
by the general laws presented in this chapter.
3. Create diagrams similar to those in this chapter for the simpler
cases, at least, that you discussed in question 2.
4. Demonstrate that responding by analogy is crucial in the development
of language. Think about metaphor, for example, and slang, as well as
using an old word in a new way (like 'railroad').
REFERENCES
William James devoted much thought to the problem of the mechanism of learning, habit, association, etc., and his conclusions are set forth in several passages in his Principles of Psychology, 1890, Vol. I, pp. 104-112, 554-594, and Vol. II, pp. 578-592.
William James put a lot of thought into the issue of how we learn, form habits, and make associations, and he shares his insights in various sections of his Principles of Psychology, 1890, Vol. I, pp. 104-112, 554-594, and Vol. II, pp. 578-592.
Another serious consideration of the matter is given by William McDougall in his Physiological Psychology, 1905, Chapters VII and VIII.
Another serious consideration of the matter is provided by William McDougall in his Physiological Psychology, 1905, Chapters VII and VIII.
See also Thorndike's Educational Psychology, Briefer Course, 1914, Chapter VI.
See also Thorndike's Educational Psychology, Briefer Course, 1914, Chapter VI.
On the whole subject of association, see Howard C. Warren, A History of the Association Psychology, 1921.
On the whole subject of association, see Howard C. Warren, A History of the Association Psychology, 1921.
CHAPTER XVII
PERCEPTION
MENTAL LIFE CONSISTS LARGELY IN THE DISCOVERY OF FACTS NEW TO THE INDIVIDUAL, AND IN THE RE-DISCOVERY OF FACTS PREVIOUSLY OBSERVED
You will remember the case of John Doe, who was brought before us for judgment on his behavior, as to how far it was native and how far acquired. We have since that time been occupied in hearing evidence on the case, and after mature consideration have reached a decision which we may formulate as follows: that this man's behavior is primarily instinctive or native, but that new attachments of stimulus and response, and new combinations of responses, acquired in the process of learning, have furnished him with such an assortment of habits and skilled acts of all sorts that we can scarcely identify any longer the native reactions out of which his whole behavior is built. That decision being reached, we are still not ready to turn the prisoner loose, but wish to keep him under observation for a while longer, in order to see what use he makes of this vast stock of native and acquired reactions. We wish to know how an individual, so equipped, behaves from day to day, and meets the exigencies of life. Such, in brief, is the task we have still before us.
You will recall the case of John Doe, who was brought before us for judgment regarding his behavior, specifically how much of it was innate and how much was learned. Since then, we have been busy reviewing evidence on the case, and after careful consideration, we have come to a decision that we can summarize as follows: this man's behavior is mainly instinctual or inherent, but new attachments of stimulus and response, along with new combinations of responses acquired through learning, have given him such a range of habits and skills that we can hardly distinguish the innate reactions that form the basis of his entire behavior. Having reached that conclusion, we are still not ready to release the prisoner, but we want to keep him under observation for a while longer to see how he utilizes this extensive mix of natural and learned reactions. We want to understand how an individual with such a background behaves on a daily basis and how he handles life's challenges. This, in short, is the task that lies ahead of us.
Accordingly, one fine morning we enter our prisoner's sleeping quarters, and find him, for once, making no use of his acquired reactions, as far as we can see, and utilizing but a small fraction of his native reactions. He is, in short, asleep. We ring a bell, and he stirs uneasily. We {420} ring again, and he opens his eyes sleepily upon the bell, then spies us and sits bolt upright in bed. "Well, what . . ." He throws into action a part of his rather colorful vocabulary. He evidently sees our intrusion in an unfavorable light at first, but soon relaxes a little and "supposes he must be late for breakfast". Seeing our stenographer taking down his remarks, he is puzzled for a moment, then breaks into a loud laugh, and cries out, "Oh! This is some more psychology. Well, go as far as you like. It must have been your bell I heard in my dream just now, when I thought I saw a lot of cannibals beating the tom-tom". Having now obtained sufficient data for quite a lengthy discussion, we retire to our staff room and deliberate upon these manifestations.
Accordingly, one fine morning we enter our prisoner's sleeping quarters and find him, for once, not using his learned reactions, as far as we can tell, and tapping into only a small fraction of his natural reactions. He is, in short, asleep. We ring a bell, and he stirs uneasily. We {420} ring again, and he opens his eyes sleepily at the bell, then notices us and sits bolt upright in bed. "Well, what . . ." He pulls from his rather colorful vocabulary. He clearly views our intrusion negatively at first but soon relaxes a bit and says, "I suppose I must be late for breakfast." Seeing our stenographer taking down his comments, he's puzzled for a moment, then bursts into a loud laugh and exclaims, "Oh! This is some more psychology. Well, go ahead as far as you want. It must have been your bell I heard in my dream just now when I thought I saw a bunch of cannibals beating the tom-tom." Having gathered enough material for quite a lengthy discussion, we head to our staff room and contemplate these events.
"The man perceives", we agree. "By the use of his eyes and ears he discovered facts, and interpreted them in the light of his previous experience. In knowing the facts, he also got adjusted to them and governed his actions by them. But notice--a curious thing--how his perception of the facts progressed by stages from the vague and erroneous to the correct and precise. Before he was fully awake, he mistook the bell for a tom-tom; then, more fully aroused, he knew the bell. Ourselves he first saw as mere wanton intruders, then as cheerful friends who wished him no ill; finally he saw us in our true character as investigators of his behavior."
"The man understands," we agree. "Using his eyes and ears, he discovered facts and interpreted them based on his past experiences. By recognizing these facts, he adapted to them and adjusted his actions accordingly. But notice—a curious thing—how his understanding of the facts evolved in stages from vague and wrong to clear and accurate. Before he was fully awake, he confused the bell with a tom-tom; then, as he became more alert, he recognized the bell. At first, he saw us as mere unwelcome intruders, then as friendly companions who meant him no harm; finally, he understood us for who we really were—investigators of his behavior."
Following our man through the day's work and recreation, we find a large share of his mental activity to consist in the perception of facts. We find that he makes use of the facts, adjusting himself to them and also shaping them to suit himself. His actions are governed by the facts perceived, at the same time that they are governed by his own desires. Ascertaining how the facts stand, he takes a hand and manipulates them. He is constantly coming to know {421} fresh facts, and constantly doing something new with them. His life is a voyage of discovery, and at the same time a career of invention.
Following our guy through the day’s work and play, we see that a big part of his mental activity is all about perceiving facts. He uses these facts, adapting to them while also shaping them to fit his needs. His actions are driven by the facts he perceives, as well as by his own desires. Figuring out how things really are, he gets involved and manipulates them. He’s always coming across new facts and doing something different with them. His life is a journey of discovery and also a path of invention.
Discovery and invention!--high-sounding words, still they are applicable to everyday life. The facts observed may not be absolutely new, but at least they have always to be verified afresh, since action needs always to take account of present reality. The invention may be very limited in scope, but seldom does an hour pass that does not call for doing something a little out of the ordinary, so as to escape from a fresh trap or pluck fruit from a newly discovered bough. All of our remaining chapters might, with a little forcing, be pigeonholed under these two great heads. Discovery takes its start with the child's instinctive exploratory activity, and invention with his manipulation, and these two tendencies, perhaps at bottom one, remain closely interlinked throughout.
Discovery and invention! — these grand terms are relevant to everyday life. The facts we observe may not be entirely new, but they always need to be checked again, since our actions must consider the current reality. The inventions may be quite limited, but rarely does an hour go by without needing to do something a bit out of the ordinary to avoid a new problem or take advantage of a newly found opportunity. All of our remaining chapters could, with a little effort, fit under these two main categories. Discovery begins with a child's natural curiosity, while invention comes from their hands-on exploration, and these two tendencies, which may fundamentally be one, stay closely connected throughout.
Some Definitions
Perception is the culmination of the process of discovery. Discovery usually requires exploration, a search for facts; and it requires attention, which amounts to finding the facts or getting them effectively presented; and perception then consists in knowing the presented facts.
Perception is the end result of the discovery process. Discovery typically involves exploration, a quest for information; and it requires focusing, which means locating the information or having it clearly presented; and perception ultimately involves understanding the presented information.
When the facts are presented to the senses, we speak of "sense perception". If they are presented to the eye, we speak of visual perception; if to the ear, of auditory perception, etc. But when we speak of a fact as being "presented" to the eye or ear, we do not necessarily mean that it is directly and completely presented; it may only be indicated. We may have before the eyes simply a sign of some fact, but perceive the fact which is the meaning of the sign. We look out of the window and "see it is wet to-day", though wetness is something to be felt rather than seen; {422} having previously observed how wet ground looks, we now respond promptly to the visual appearance by knowing the indicated state of affairs. In the same way, we say that we "hear the street car", though a street car, we must admit, is not essentially a noise. What we hear, in strictness, is a noise, but we respond to the noise by perceiving the presence of the car. Responding to a stimulus presented to one sense by perceiving a fact which could only be directly presented to another sense is exemplified also by such common expressions as that the stone "looks heavy", or that the bell "sounds cracked". or that the jar of fruit "smells sour". Sense perception, then, is responding to a stimulus by knowing some fact indicated by it either directly or indirectly. Perception that is not sense perception occurs when the fact perceived is not even indirectly presented to the senses at the moment. The fact is then presented by recall; yet the fact in question is not recalled. Recall not only gives you facts previously perceived, but may provide the data, the stimulus, for fresh perception. Putting together two recalled facts, you may perceive a further fact not previously known. Remembering that you took your umbrella to the office this morning in the rain, that it was fine when you left the office, and that you certainly did not have the umbrella when you reached home, you perceive that you must have left it at the office. Reading in the paper of preparations for another polar expedition, and remembering that both poles have already been discovered, you perceive that there is something more in polar exploration than the mere race for the pole. Perception of this sort amounts to "reasoning", and will be fully considered in another chapter, while here we shall focus our attention on sense perception.
When we receive information through our senses, it's called "sense perception." If it comes to our eyes, it's "visual perception"; if it comes to our ears, it's "auditory perception," and so on. However, when we say a fact is "presented" to our eye or ear, we don’t always mean it's presented directly and completely; it might just be hinted at. We might only see a sign of a fact, but we understand the fact that the meaning of that sign represents. For example, we look out the window and "see it's wet today," even though wetness is something felt rather than seen; {422} having observed how wet ground appears before, we quickly respond to the visual cue by understanding the situation. Similarly, we say we "hear the streetcar," although we must admit that a streetcar isn’t essentially a sound. What we truly hear is a noise, but we interpret that noise as indicating the presence of the car. This idea extends to common phrases like saying a stone "looks heavy," a bell "sounds cracked," or a jar of fruit "smells sour." Thus, sense perception involves responding to a stimulus by recognizing some fact it indicates, whether directly or indirectly. Perception that's not sense perception happens when a fact isn't even indirectly presented to the senses at that moment. In this case, the fact is recalled; however, it isn't directly remembered. Recall not only brings back previously perceived facts but can also provide the stimulus for new perception. By combining two recalled facts, you might realize a new fact you didn’t know before. For instance, remembering you took your umbrella to work this morning in the rain, that it was clear when you left the office, and that you definitely didn’t have it when you got home, allows you to conclude you must have left it at work. Similarly, reading in the paper about plans for another polar expedition and recalling that both poles have already been discovered leads you to understand there's more to polar exploration than just a race to the pole. This kind of perception amounts to "reasoning," which will be discussed in more detail in another chapter, while here we will concentrate on sense perception.
The Difference Between Perception and Sensation
If sense perception is a response to a sensory stimulus, so is sensation, and the question arises whether there is any genuine difference between these two. In the instance of "hearing the street car", the difference is fairly obvious; hearing the noise is sensation, while knowing the street car to be there is perception.
If sense perception is a reaction to a sensory stimulus, then so is sensation, and the question comes up whether there’s any real difference between these two. In the case of "hearing the streetcar," the difference is pretty clear; hearing the noise is sensation, while recognizing that the streetcar is there is perception.
Sensation is the first response aroused by a stimulus, or at least the first response that is conscious. Perception is a second response, following the sensation, and being properly a direct response to the sensation, and only an indirect response to the physical stimulus. The chain of events is: stimulus, response of the sense organ and sensory nerve, first cortical response which is sensation, second cortical response which is perception.
Sensation is the initial reaction triggered by a stimulus, or at least the first one we consciously notice. Perception is the second reaction that comes after sensation and is essentially a direct response to that sensation, while being only an indirect response to the actual physical stimulus. The sequence of events is: stimulus, response from the sense organ and sensory nerve, the first cortical response which is sensation, and the second cortical response which is perception.
Conscious sensation is the response of the part of the cortex that first receives the nerve current from the sense organ stimulated, the response of the "sensory area" for the particular sense stimulated. When the eye is stimulated, the nerve current first reaches a small portion of the occipital lobe, called the visual sensory area. Without that area there is no visual sensation. When the ear is stimulated, the conscious sensation is the response of a small portion of the temporal lobe called the auditory sensory area, and without this area there is no auditory sensation. But the presence of the visual sensory area is not enough to give the visual perception of facts, nor is the presence of the auditory sensory area enough to give auditory perception. The cortical regions adjacent to the sensory areas are necessary for perception; if they are destroyed, the individual may still see, but not know the objects seen; or may still hear, but not recognize the words or tunes that he hears. If the cortical area destroyed is in the parietal {424} lobe, adjacent to the sensory area for the cutaneous and kinesthetic senses, he may still "feel" objects, but without being able to distinguish an apple from a lump of coal, or a folded newspaper from a tin pail.
Conscious sensation is the reaction of the part of the cortex that initially receives the nerve signals from the stimulated sense organ, specifically the "sensory area" for that sense. When the eye is activated, the nerve signals first reach a small part of the occipital lobe known as the visual sensory area. Without this area, there is no visual sensation. When the ear is engaged, the conscious sensation comes from a small part of the temporal lobe known as the auditory sensory area, and without this area, there is no auditory sensation. However, having the visual sensory area alone isn’t enough for visual perception of objects, nor is having the auditory sensory area alone sufficient for auditory perception. The cortical regions next to the sensory areas are essential for perception; if they are damaged, a person may still see but won’t be able to recognize the objects they see or may still hear but won’t recognize the words or melodies they hear. If the destroyed cortical area is in the parietal {424} lobe, next to the sensory area for touch and movement, they may still "feel" objects but won’t be able to tell an apple from a lump of coal, or a folded newspaper from a tin pail.
Sense perception, then, is a response of areas adjacent to the sensory areas, and this response is aroused by nerve currents coming along "association fibers" from the sensory areas which are first aroused from the sense organs.
Sense perception is a reaction from areas next to the sensory regions, triggered by nerve signals traveling along "association fibers" from the sensory areas that are initially stimulated by the sense organs.
The whole chain of events, from the time the stimulus reaches the sense organ to the time the fact is perceived, occupies only a fifth or even a tenth of a second in simple cases, and the interval between the beginning of the sensation to the beginning of the perception is not over a twentieth when the fact is easily perceived. Since the sensation usually lasts for longer than this, it overlaps the perception in time, and the two conscious responses are so blended that it is difficult or impossible for introspection to separate them.
The entire process, from when a stimulus hits a sense organ to when we recognize it, takes only about a fifth or even a tenth of a second in simple cases. The time between the onset of the sensation and the start of the perception is no more than a twentieth of a second when the stimulus is easily recognized. Since the sensation typically lasts longer than this, it overlaps with the perception, and the two conscious responses are so blended that it’s hard or even impossible to distinguish them through introspection.
But when an unusual fact is presented, perception may lag, though sensation occurs promptly. We may be baffled and confused for an instant, and have sensation without any definite perception; or, more often, we make a rapid series of trial and error perceptions. In one instance, a noise was first heard as distant thunder, and then, correctly, as somebody walking on the floor above. In another case, a faint sound was first taken for a bird singing, then for a distant locomotive whistle, and finally for what it was, the tinny noise of a piece of metal carried in the hand and brushing against the overcoat as the person walked; this series occupied not over five seconds. On touching an object in the dark, you may feel it as one thing and another till some response is aroused that fits the known situation and so satisfies you. Such trial and error perception can be observed very frequently if one is on the watch for {425} psychological curiosities; and it justifies the distinction between sensation and perception, since the sensation remains virtually unchanged while perception changes.
But when something unusual happens, our understanding might take a moment to catch up, even though we feel sensations right away. We might be puzzled and confused for a moment, experiencing sensation without really getting it; or, more commonly, we go through a quick series of trial and error perceptions. For example, one noise was first heard as distant thunder and then correctly recognized as someone walking on the floor above. In another case, a faint sound was initially thought to be a bird singing, then a distant train whistle, and finally identified as the metallic sound of a piece of metal being held and brushing against a coat as the person walked; this whole process took no more than five seconds. When touching an object in the dark, you might perceive it in different ways until something clicks that fits the situation you already know and satisfies you. This trial and error perception happens often if you pay attention to {425} psychological curiosities; it shows the difference between sensation and perception, as the sensation stays almost the same while the perception shifts.
Another sort of shifting perception is seen in looking steadily at the "ambiguous figures" which were considered in the chapter on attention, the cube, staircase, and others; and the "dot figures" belong here as well. [Footnote: See p. 252.] In these cases the stimulus arouses two or more different perceptions, alternately, while the sensation remains almost or quite unchanged.
Another kind of changing perception is evident when we focus on the "ambiguous figures" discussed in the chapter on attention, like the cube, staircase, and others; the "dot figures" also fit in this category. [Footnote: See p. 252.] In these instances, the stimulus triggers two or more different perceptions that alternate while the sensation itself stays nearly the same or unchanged.
Perception and Image
The experiment with ambiguous figures also gives an answer to the question whether perception consists in the addition of recalled memory images to the sensations aroused by the present stimulus. If that were so, you should, when you see the upper side of the flight of stairs, see them as wooden stairs or stone stairs, as carpeted or varnished, with shadows on them such as appear on a real flight of stairs, with a railing, or with some other addition of a similar nature; and, when the appearance changes to that of the under side of a flight of stairs, the colors, shadows, etc., should change as well. The usual report is that no such addition can be detected, and that the subject sees no filling-in of the picture, but simply the bare lines--only that they seem at one moment to be the bare outline of the upper side, and at another moment an equally bare outline of the lower side, of a flight of stairs.
The experiment with ambiguous figures also answers the question of whether perception is just the addition of recalled memory images to the sensations triggered by the current stimulus. If that were true, when you looked at the top side of a flight of stairs, you would see them as wooden stairs or stone stairs, whether carpeted or varnished, with shadows like those on a real set of stairs, complete with a railing or some other similar detail; and when the view switched to the underside of the stairs, the colors, shadows, etc., would change too. The usual findings are that no such additions can be detected, and the subject sees no filling in of the image, but just the basic lines—only that at one moment, they seem to be the bare outline of the upper side, and at another moment the equally bare outline of the lower side of the stairs.
So again, when you "hear the street car", you do not ordinarily, to judge from the reports of people who have been asked, get any visual or kinesthetic image of the car, but you simply know the car is there. You will quite {426} possibly get some such image, if you dwell on the fact of the car's being there, just as some persons, in talking to a friend over the telephone, have a visual image of the friend. There is no reason why such images should not be aroused, but the question is whether they are essential to perception of the fact, and whether they occur before or after the fact is perceived. Often they do not occur, and often, when they do occur, they follow the perception of the fact, being aroused by that perception and not constituting it.
So again, when you "hear the streetcar," you usually don't get any visual or physical image of the car, based on what people have said when asked, you just know the car is there. You might get some kind of image if you focus on the car being there, similar to how some people, when talking to a friend on the phone, can visualize their friend. There's no reason such images shouldn't be triggered, but the question is whether they're necessary for perceiving the fact, and whether they happen before or after you perceive the fact. Often, they don't happen, and even when they do, they come after the perception of the fact, triggered by that perception rather than being part of it.
Sometimes images are certainly aroused during the perception of a fact, and, blending with the present rather vague sensation, add color and filling to the picture.
Sometimes images are definitely sparked during the perception of a fact, and, mixing with the current somewhat vague feeling, add color and substance to the picture.
Here is an instance of this which I once observed in myself, in spite of the infrequency of my visual images. Approaching a house through a wide field one winter night, and seeing a lamp shining out of a window towards me, I seemed to see the yellowish light touching the high spots in the grass around. I was surprised that the lamp should carry so far, and the next instant saw that the light spots on the ground were small patches of snow, lighted only from the clouded sky; and at this the yellow tinge of the spots vanished. I must have read the yellow color into them to fit the lamplight. The yellow was an image blending with the actual sensation. Colors tacked on to a seen object in this way are sometimes called "memory colors".
Here’s an example of something I noticed in myself, even though I don’t often have visual images. One winter night, as I was walking toward a house through a wide field, I saw a lamp shining out of a window toward me. I thought I could see the yellowish light hitting the tall grass around it. I was surprised that the lamp's light reached so far, but then I realized the light spots on the ground were actually small patches of snow, just illuminated by the cloudy sky. At that moment, the yellowish tinge of the spots disappeared. I must have imagined the yellow color to match the lamplight. The yellow was an image that mixed with what I actually sensed. Colors added to an object in this way are sometimes referred to as "memory colors."
When this instance is considered carefully, however, it does not by any means indicate that the image produced the perception. I responded to the pair of stimuli--lamp shining towards me and light spots around me--by perceiving the spots as lighted by the lamp; and the color followed suit. I next saw the spots as snow, and the color vanished. It was a case of trial and error perception, with color images conforming to the perception.
When you think about this situation carefully, it definitely doesn't mean that the image created the perception. I reacted to the two stimuli—the lamp shining at me and the light spots around me—by perceiving the spots as illuminated by the lamp; and the color came along with that. Then I saw the spots as snow, and the color disappeared. It was a situation of trial and error perception, with color images adjusting to the perception.
Perception does not essentially consist in the recall of {427} images, but is a different sort of response--what sort, we have still to consider.
Perception doesn’t just involve recalling {427} images; it’s a different kind of response—what kind is still something we need to think about.
Perception and Motor Reaction
Possibly, we may surmise, perception is a motor response, completely executed or perhaps merely incipient, or at least a readiness for a certain motor response. This guess is not quite so wild as our customary sharp distinction between knowing and doing might lead us to think. When we say that reacting to a thing in a motor way is quite different from merely seeing the thing, we forget how likely the child is to do something with any object as soon as he sees what it is. We forget also how common it is for a person, in silently reading a word--which is perceiving the word--to whisper it or at least move his lips. To be sure, persons who read a great deal usually get over this habit, as the child more and more inhibits his motor response to many seen objects. But may it not be that the motor response is simply reduced to a minimum? Or, still better, may it not be that perceiving an object amounts to getting ready to do something with it? May not seeing a word always be a getting ready to say it, even if no actual movement of the vocal organs occurs? May not seeing an orange consist in getting ready to take it, peel it, and eat it? May not perceiving our friend amount to the same thing as getting ready to behave in a friendly manner, and perceiving our enemy amount to the same thing as getting on our guard against him? According to this view, perception would be a response that adjusted the perceiver to the fact perceived, and made him ready to do something appropriate.
Perhaps we can assume that perception is a motor response, either fully executed or just starting out, or at least a readiness for a specific motor response. This idea isn’t as far-fetched as our usual strong division between knowing and doing might suggest. When we say that reacting to something in a physical way is very different from simply seeing it, we overlook how likely a child is to interact with any object as soon as they recognize what it is. We also forget how common it is for someone, while silently reading a word—which is perceiving the word—to whisper it or at least move their lips. Of course, people who read a lot usually overcome this habit, just as children gradually inhibit their motor responses to many seen objects. But could it be that the motor response is just minimized? Or, even better, could it be that perceiving an object means getting ready to do something with it? Is it possible that seeing a word always involves getting ready to say it, even if no actual movement of the vocal cords happens? Could seeing an orange mean getting ready to take it, peel it, and eat it? Might perceiving our friend be the same as preparing to behave in a friendly way, and perceiving our enemy be about getting ready to guard ourselves against them? According to this perspective, perception would be a response that aligns the perceiver with the fact perceived, making them ready to take appropriate action.
In spite of the attractiveness of this theory of perception, it is probably not the real essence of the matter. Just as perception may change while sensation remains the same, so there may be a hesitation between two motor responses {428} to an object, without any change in the way it is perceived; and just as a block may occur between sensation and perception, so also may one occur between perception of a fact and the motor response. In other words, perception of a fact may not spell complete readiness to act upon it. The best example of this is afforded again by cases of localized brain injuries.
Despite the appeal of this perception theory, it likely doesn't capture the true essence of the issue. Just as perception can shift while sensation stays the same, there can be a pause between two motor responses {428} to an object, without any change in how it's perceived. Similarly, just as a block can happen between sensation and perception, one can also occur between the perception of a fact and the motor response. In other words, simply perceiving a fact doesn't guarantee complete readiness to act on it. The best example of this is once again found in cases of localized brain injuries.
It happens, in motor aphasia, that the subject hears and understands a spoken word--fully perceives it--and yet cannot pronounce it himself. And at that, there need be no paralysis of the speech organs. The brain injury has affected the motor speech-coördinating machinery, and deprived the individual of the power to get ready for speaking a word, even though he perceives it.
In motor aphasia, a person can hear and understand a spoken word—they fully perceive it—but they can't pronounce it themselves. There doesn't have to be any paralysis of the speech organs. The brain injury has impacted the motor speech-coordinating system, preventing the individual from being able to prepare to speak a word, even though they perceive it.
Analogous disabilities occur in respect to other movements. It may happen, through injury somewhere near the motor area, though not precisely in that area, that one who clearly perceives a seen object is still quite incapable of handling it. He knows the object, and he knows in an abstract way what to do with it, but how to go about it he cannot remember. This type of disturbance is called "motor apraxia", and, like motor aphasia, it proves that there is a preparation that follows perception and still precedes actual movement. Paralysis of the motor area is different; then, the subject both perceives the object, and gets all ready to act upon it; only, the movement does not occur.
Similar disabilities can occur with other movements. It may happen that due to an injury near the motor area, though not directly in it, a person who clearly sees an object still can't manage to handle it. They recognize the object and know in a general sense what to do with it, but they can't remember how to do it. This kind of issue is referred to as "motor apraxia," and, like motor aphasia, it shows that there is a process that occurs after perception but before actual movement. Paralysis of the motor area is different; in that case, the person perceives the object and prepares to act on it, but the movement doesn't happen.
The truth seems to be that a series of four responses occurs in the brain, in the process of making a skilled movement dealing with a perceived object. First, sensation; second, perception of the object; third, coördinating preparation for the act; and fourth, execution of the act by the motor area arousing the lower motor centers and through them the muscles. The first response is like receiving signals {429} or code messages; the second deciphers the messages and knows the state of affairs; the third plans action; and the fourth sends out orders to the agents that perform the action.
The truth is that when we make a skilled movement with a perceived object, our brains go through a series of four responses. First, there's sensation; second, we perceive the object; third, we prepare to coordinate the action; and fourth, we execute the action through the motor area, activating the lower motor centers and the muscles. The first response is like receiving signals {429} or coded messages; the second interprets those messages and understands what's going on; the third plans the action; and the fourth issues commands to the agents that carry out the action.
The distinction between perception and preparation for action is sometimes rather difficult to draw. The twelve o'clock whistle means time to drop your tools, and it is hard to draw a line between knowing the fact and beginning the act. On the other hand, when my watch tells me the noon hour is almost over, some little time may be required before I get into motion. Where there is no block or inhibition, the chain of responses runs off with such speed as to seem a single response. But a block may occur at any one of several places. It may check the actual movement, as in the "delayed reaction", [Footnote: See p. 76.] and in cases where we itch to do something yet check ourselves. Here the preparation occurs, but the execution is checked. Sometimes the block occurs between perception and preparation, when we know a fact but find nothing to do about it or hesitate between two ways of acting. Sometimes, also, the block occurs between sensation and perception; a sudden loud noise will sometimes throw a person into a momentary state of confusion during which he is unable to recognize the noise.
The difference between noticing something and getting ready to act is sometimes hard to pinpoint. When the noon whistle blows, it signals time to stop working, and it can be tough to separate knowing it’s time from actually doing something about it. On the other hand, when my watch shows that noon is almost over, I might need a moment before I get moving. When there’s no obstacle or hesitation, the sequence of reactions flows so smoothly that it feels like a single response. However, a blockage can happen at different points. It might interrupt the actual movement, like in a "delayed reaction," and in moments when we feel the urge to act but hold back. In this case, we get ready to act, but the action is stifled. Sometimes the blockage happens between awareness and preparation, when we know something but don’t know what to do next or we can’t decide between two options. Occasionally, the blockage occurs between sensation and perception; for instance, a sudden loud noise can throw someone into a brief state of confusion where they can't recognize the sound.
Blocking of response at different stages can be illustrated very well in the case of anger. The irritating stimulus gives a prompt fighting reaction, unless checked at some stage. When the check prevents me from actually striking the offending person, but leaves me clenching my fist and gnashing my teeth, the chain of responses has evidently gone as far as readiness for action, and been blocked between that stage and the stage of execution. Probably the inhibitory influence here is anticipation of bad consequences. The block may occur one stage further back, when I say to myself that {430} I mustn't let myself get "all riled up" since it will spoil my morning's work; here, instead of substituting the clenched fist for actual fighting, I substitute a bored or contemptuous attitude for the pugnacious attitude. All this time I still am conscious of the offense done me. But suppose something leads me to try to look at the other person's behavior from his own point of view--then I perceive it in a different light, and it may no longer appear a personal offense to myself. I here get a substitute perception.
Blocking a response at different stages can be clearly seen in the case of anger. An irritating stimulus triggers an immediate fighting reaction unless it's held back at some point. When the check stops me from actually hitting the person who upset me but leaves me with clenched fists and gritted teeth, the series of responses has clearly reached the point of being ready for action but has been interrupted between that and actually carrying it out. The reason for this block is probably the anticipation of negative consequences. The block could happen even earlier when I think to myself that I shouldn't get "all worked up" since it will ruin my morning's productivity; here, instead of replacing the clenched fist with actual fighting, I swap a bored or dismissive attitude for a combative one. Throughout this, I’m still aware of the offense I've endured. But if something prompts me to try to see the other person's behavior from their perspective, I may view it differently, and it might not seem like a personal offense anymore. In this case, I experience a change in perception.
The process of blocking and substituting is the same process that we have seen in trial and error. [Footnote: See p. 408.] The response proving unsatisfactory, or promising to be unsatisfactory, is checked and a substitute response found. Other elements in the situation get a chance to exert their influence on the reaction. If perception of a fact were absolutely the same as preparing a motor act, we could not look over the situation, perceiving one fact after another, and letting our adjustment for action depend on the total situation instead of on the separate facts successively observed; nor could we perceive one fact while preparing the motor response to another fact, as is actually done in telegraphy, typewriting, reading aloud, and many other sorts of skilled action. In reading aloud, the eyes on the page keep well ahead of the voice; while one word is being pronounced, the next word is being prepared for pronouncing, and words still further ahead are in process of being perceived.
The process of blocking and substituting is the same as what we’ve seen in trial and error. [Footnote: See p. 408.] When a response is unsatisfactory or likely to be unsatisfactory, it gets checked and a substitute response is found. Other elements in the situation have a chance to influence the reaction. If perceiving a fact were exactly the same as preparing a motor action, we wouldn't be able to scan the situation, perceiving one fact after another, and letting our adjustment for action rely on the overall situation instead of on the individual facts we observe one after the other; nor could we perceive one fact while preparing the motor response to another fact, as we actually do when telegraphing, typing, reading aloud, and in many other skilled actions. In reading aloud, the eyes on the page stay well ahead of the voice; while one word is being pronounced, the next word is being prepared for pronunciation, and even more words ahead are being perceived.
We conclude, accordingly, that perception of an object is not absolutely the same thing as motor response to the object, nor even as motor readiness to respond, although the transition from perception to motor readiness may be so quick that the whole reaction seems a unit. In reality, perception of the object precedes the motor adjustment, and is one factor in determining that adjustment.
We conclude that perceiving an object is not exactly the same as responding to it, or even being ready to respond. The shift from perception to being ready to respond can happen so quickly that it all feels like one reaction. In reality, perceiving the object comes before the motor adjustment and is a key factor in shaping that adjustment.
What Sort of Response, Then, Is Perception?
We can say this, that perception is knowing the fact, as distinguished from readiness to act. We can say that perception is an adjustment to facts as they are, while motor adjustment is a preparation for changing the facts. Perception does not alter the facts, but takes them as they are; movement alters the facts or produces new facts. We can say that perception comes in between sensation and motor preparation. But none of these statements is quite enough to satisfy us, if we wish to know something of the machinery of perception. What is the stimulus in perception, and what is the nature of the response?
We can say that perception is understanding the facts, as opposed to just being ready to act. Perception adjusts to facts as they are, while motor adjustment prepares for changing those facts. Perception doesn’t change the facts; it accepts them as they are, whereas movement changes the facts or creates new ones. We can say that perception is in between sensation and motor preparation. However, none of these statements fully satisfies us if we want to learn more about how perception works. What triggers perception, and what is the nature of the response?
It takes a collection of stimuli to arouse a perception. This collection is at the same time a selection from among the whole mass of sensory stimuli acting at any moment on the individual. Perception is thus a fine example both of the "law of selection" and of the "law of combination". [Footnote: See pp. 256, 263.] Perception is at once a combining response and an isolating response.
It takes a group of stimuli to create a perception. This group is also a selection from all the sensory stimuli that an individual experiences at any given moment. Perception is therefore a perfect example of both the "law of selection" and the "law of combination." [Footnote: See pp. 256, 263.] Perception is both a combining response and an isolating response.
We perceive a face--that means that we take the face as a unit, or make a unitary response to the multiple stimuli coming from the face. At the same time, in perceiving the face, we isolate it from its background, or disregard the numerous other stimuli that are simultaneously acting upon us. If we proceed to examine the face in detail, we may isolate the nose and perceive that as a whole. We might isolate still further and perceive a freckle on the nose, taking that as a whole, or even observing separately its location, diameter, depth of pigmentation, etc. Even if we went so far as to observe a single speck of dust on the skin, in which case isolation would about reach its maximum, combination would still stay in the game, for we should either note {432} the location of the speck--which would involve relating it to some part of the face--or we should contrast it with the color of the skin, or in some similar way take the single stimulus in relation with other present stimuli. Perception is always a unitary response to an isolated assemblage of stimuli.
We see a face—that means we recognize it as a single unit, or we respond as a whole to the different signals coming from the face. At the same time, when we perceive the face, we separate it from its background and ignore the various other signals that are also affecting us. If we look at the face more closely, we can focus on the nose and see that as a whole. We might even zoom in further and notice a freckle on the nose, considering that by itself, or even observing its position, size, depth of color, and so on. Even if we go as far as noticing a tiny speck of dust on the skin, where isolation would be at its peak, combination would still play a role, because we would either recognize {432} the position of the speck—linking it to some part of the face—or compare it to the skin color, or in some similar way relate that single signal to other signals around it. Perception is always a combined response to a set of isolated signals.
Consider these two opposite extremes: taking in the general effect of the view from a mountain top, and perceiving the prick of a pin. In the first case, combination is very much in evidence, but where is the isolation? There is isolation, since internal bodily sensations, and very likely auditory and olfactory sensations as well, are present but do not enter into the view. In the case of the pin prick, isolation is evident, but where does combination come in? It would not come into the mere reflex of pulling the hand away, but perceiving the pin means something more than reflex action. It means locating the sensation, or noticing its quality or duration or something of that sort, and so contrasting it with other sensations or relating it to them in some way. To perceive one stimulus as related to another is to respond to both together.
Consider these two opposite extremes: taking in the overall effect of a view from a mountain top and feeling the prick of a pin. In the first scenario, the combination is very obvious, but where is the isolation? There is isolation, since internal bodily sensations, and probably auditory and olfactory sensations too, are present but don’t factor into the view. In the case of the pin prick, isolation is clear, but where does combination fit in? It wouldn’t be about the simple reflex of pulling your hand away, but noticing the pin means something beyond just reflex action. It means identifying the sensation or observing its quality or duration or something similar, and so comparing it to other sensations or connecting it to them in some way. To perceive one stimulus as connected to another is to respond to both at the same time.
But in describing perception as a unitary response to an isolated assemblage of stimuli, we have not differentiated it from a motor response, for that, too, is often aroused by a few (or many) stimuli acting together. What more can we say? In neural terms, we can only repeat what was said before, that perception is the next response after sensation, being a direct response to a certain combination of sensations, and being in its turn the stimulus, or part of the stimulus, that arouses a motor adjustment, as it may also be the stimulus to recall of previously observed facts. In more psychological terms, we can say that sense perception is closely bound up with sensation, so that we seem to see the fact, or hear it, etc.; we perceive it as present to the {433} senses, rather than as thought of or as anticipated. Motor readiness is anticipatory, perception definitely objective. Motor readiness is an adjustment for something yet to be, while perception is an adjustment to something already present.
But when we talk about perception as a single response to a set of stimuli, we haven't distinguished it from a motor response, which can also be triggered by a few (or many) stimuli working together. What else can we add? In terms of neuroscience, we can only reiterate that perception follows sensation; it directly responds to a specific combination of sensations and, in turn, serves as the stimulus—or part of it—for a motor adjustment, and it can also trigger the recall of facts we've observed before. From a psychological perspective, we can say that sense perception is closely linked to sensation, so we feel like we're actually seeing or hearing something in the moment, instead of merely thinking about it or anticipating it. Motor readiness is about preparing for something that hasn't happened yet, while perception is about adjusting to something that is already there.
Practised Perception
A fact perceived for the first time must needs be attended to, in order that it may be perceived. That is, the first and original perception of a fact is a highly conscious response. But the perception of a fact, like any other form of response, becomes easy with practice; the linkage of stimulus and response becomes stronger and stronger, till finally the stimulus arouses the perceptive response almost automatically. The familiar fact is perceived without receiving close attention, or even without receiving any attention. While your attention is absorbed in reading or thinking, you may respond to the sight of the flower in a vase on your table by knowing it to be there, you may respond to the noise of the passing street car by knowing what that is, and you may respond to the contact of your foot with the leg of the chair by dimly knowing what that object is. A great deal of this inattentive perception of familiar facts is always going on. Aside from sensation and from some of the reflexes, the perception of familiar facts is the most practised and the easiest of all responses.
A fact that you notice for the first time needs your attention in order to be truly recognized. In other words, your initial understanding of a fact is a highly conscious reaction. However, just like any other response, recognizing a fact becomes easier with practice; the connection between the stimulus and the response grows stronger until the stimulus triggers the perceptive response almost automatically. You can recognize familiar facts without paying close attention, or even without noticing them at all. While you're focused on reading or thinking, you might recognize the flower in a vase on your table simply by knowing it's there, hear the sound of a passing streetcar and understand what it is, or feel your foot bump against the leg of a chair and vaguely know what that object is. A lot of this kind of inattentive recognition of familiar facts happens all the time. Aside from basic sensations and some reflex actions, recognizing familiar facts is the most practiced and effortless response of all.
The laws and sub-laws of learning apply perfectly to practised perception. The more frequently, the more recently, and the more intensely a given fact has been perceived, the more readily is it perceived again. The more a given fact is in line with the mental set of the moment, the more readily is it perceived. Sometimes it is so readily perceived that we think we see it when it isn't there. If you are hunting for a lost knife, anything remotely resembling {434} a knife will catch your eye and for an instant be perceived as the missing object.
The rules of learning work perfectly for practiced perception. The more often, more recently, and more intensely a certain fact has been noticed, the easier it is to notice it again. The more a fact aligns with our current mindset, the quicker we pick up on it. Sometimes, it’s noticed so easily that we believe we see it when it’s actually not there. If you’re looking for a lost knife, anything that even vaguely looks like a knife will grab your attention and for a moment be seen as the missing item.
The principle of substitute stimulus applies remarkably well to practised perception. The first time you perceive an object, you observe it attentively, and expose your perceptive apparatus to the whole collection of stimuli that the object sends your way. The next time you need not observe it so attentively, for you make the same perceptive response to a part of the original collection of stimuli. The response originally aroused by the whole collection of stimuli is later aroused by a fraction of this collection. The stimulus may be reduced considerably, and still arouse the perception of the same fact. A child is making the acquaintance of the dog. The dog barks, and the child watches the performance. He not only sees the dog, and hears the noise, but he sees the dog bark, and hears the dog bark. This original perception is a unitary response to the combination of sight and sound. Thereafter he does not require both stimuli at once, but, when he hears this noise, he perceives the dog barking, and when he sees the dog he sees an object that can bark. In the same way, a thousand objects which furnish stimuli to more than one of the senses are perceived as units, and, later, need only act on a single sense to be known.
The principle of substitute stimulus works incredibly well for practiced perception. The first time you see an object, you pay close attention and expose your perception to all the different stimuli the object presents. The next time, you don’t need to focus as much because your perception responds to just a part of that original set of stimuli. The response that was initially triggered by the entire set can later be triggered by just a fraction of it. The stimulus can be reduced significantly and still evoke the perception of the same thing. For example, a child is getting to know a dog. The dog barks, and the child watches what’s happening. The child not only sees the dog and hears the noise, but also sees the dog bark and hears the dog bark. This first impression is a unified response to the combination of sight and sound. After that, the child doesn’t need both stimuli at the same time; when they hear the bark, they recognize the dog barking, and when they see the dog, they see something that can bark. Similarly, many objects that provide stimuli to more than one sense are initially perceived as a whole and later only need to activate one sense to be recognized.
The stimulus, instead of being reduced, may be modified, and still arouse the same perception as before. A face appears in the baby's field of view, but away across the room so that it is a very small object, visually. The face approaches and gradually becomes a larger visual object, and the light and shadow upon it change from moment to moment, but it remains nearly enough the same to arouse essentially the same perception in the child. He comes to know the face at various distances and angles and under various lights.
The stimulus, instead of being diminished, can be altered, yet still evoke the same perception as before. A face shows up in the baby's line of sight, but it's far across the room, appearing as a tiny object. As the face gets closer, it gradually turns into a larger visual object, with the light and shadows shifting from moment to moment, yet it stays nearly the same enough to trigger essentially the same perception in the child. He learns to recognize the face at different distances and angles and in various lighting conditions.
Again, the child holds a block in his hands, and looks at it square on, so that it is really a rectangle in his field of view. He turns it slightly, and now it is no longer visually a rectangle, but an oblique parallelogram. But the change is not enough to abolish the first perception; he sees it as the same object as before. By dint of many such experiences, we see a book cover or a door as a rectangle, no matter at what angle we may view it, and we know a circle for a circle even though at most angles it is really an ellipse in the field of view. A large share of practised perceptions belong under the head of "response by analogy", [Footnote: See p. 406.] since they consist in making the same response to the present stimulus that has previously been made to a similar but not identical stimulus. If every modified stimulus gave a new and different perception, it would be a slow job getting acquainted with the world. A thing is never twice the same, as a collection of stimuli, and yet, within wide limits, it is always perceived as the same thing.
Again, the child holds a block in his hands and looks at it directly, making it appear as a rectangle from his perspective. He tilts it slightly, and now it doesn't look like a rectangle anymore but rather an angled parallelogram. However, this change isn't enough to eliminate his initial perception; he still sees it as the same object as before. Through many such experiences, we recognize a book cover or a door as a rectangle, no matter what angle we view them from, and we identify a circle as a circle even though it often looks like an ellipse from most angles. A large part of familiar perceptions falls under "response by analogy," since they involve responding to a current stimulus in the same way we would to a similar but not identical stimulus we've encountered before. If every altered stimulus led to a new and different perception, it would take a long time to get familiar with the world. A thing is never identical twice as a set of stimuli, yet, within a broad range, it is always perceived as the same thing.
Corrected Perception
Response by analogy, however, often leads us astray, in making us perceive a new object as essentially the same as something already familiar. First impressions of a new object or acquaintance often need revision, because they do not work well. They do not work well because they are rough and ready, taking the object in the lump, with scant attention to details which may prove to be important. It is easy to follow the law of combination and respond to a whole collection of stimuli, but to break up the collection and isolate out of it a smaller collection to respond to--that is something we will not do unless forced to it. Isolation and discrimination are uphill work. When they occur, it is {436} because the rough and ready response has proved unsatisfactory,
Response by analogy can often lead us in the wrong direction by making us see a new object as basically the same as something we're already familiar with. First impressions of a new object or person often need to be adjusted because they don’t hold up well. They aren’t effective because they’re superficial, looking at the object as a whole without paying attention to important details. It’s easy to follow the pattern and respond to a whole range of stimuli, but breaking that down and focusing on a smaller set is something we usually avoid unless we have to. Isolating and differentiating these elements is challenging work. When it does happen, it’s {436} because the initial response has turned out to be inadequate.
Substitute response is the big factor in corrected perception, as substitute stimulus is in practised perception. When our first perception of an object gets us into difficulties, then we are forced to attend more closely and find something in the object that can serve as the stimulus to a better response. This is the process by which we isolate, analyze, discriminate.
Substitute response is the main factor in corrected perception, just as substitute stimulus is in practiced perception. When our initial perception of an object leads to trouble, we are compelled to pay closer attention and identify something in the object that can trigger a better response. This is the process by which we isolate, analyze, and discriminate.
Our old friend, the white rat, learned to enter a door only if it bore a yellow sign. [Footnote: See p. 304.] It was uphill work for him, hundreds of trials being required before the discriminating response was established; but he learned it finally. At the outset, a door was a door to the rat, and responded to as such, without regard to the sign. Whenever he entered a door without the sign, he got a shock, and scurried back; and before venturing again he looked all around, seeking, we may say, a stimulus to guide him; incidentally, he looked at the yellow disk, and this stimulus, though inconspicuous and feeble to a rat, finally got linked up with the entering response. The response of first finding and then following the sign had been substituted for the original response of simply entering.
Our old friend, the white rat, learned to enter a door only if it had a yellow sign. [Footnote: See p. 304.] It was tough for him, requiring hundreds of attempts before he mastered the correct response; but he eventually figured it out. At first, a door was just a door to the rat, and he treated it that way, without paying attention to the sign. Whenever he entered a door without the sign, he got a shock and quickly ran back; before trying again, he looked around, trying to find a clue to guide him; incidentally, he noticed the yellow disk, and this clue, though subtle and weak to a rat, ultimately became connected to his response to enter. The action of first spotting and then following the sign replaced his original instinct to just enter.
In the same way the newly hatched chick, which at first pecks at all small objects, caterpillars included, learns to discriminate against caterpillars. In a practical sense, the chick, like the rat, learns to distinguish between stimuli that at first aroused the same response. It is in the same way that the human being is driven to discriminate and attend to details. He is brought to a halt by the poor results of his first rough and ready perception, scans the situation, isolates some detail and, finding response to this detail to bring satisfactory results, substitutes response to this {437} detail for his first undiscriminating response to the whole object.
Just like a newly hatched chick that initially pecks at any small object, including caterpillars, learns to avoid eating caterpillars, it shows how a chick, similar to a rat, figures out how to differentiate between things that initially triggered the same reaction. In the same way, humans are compelled to notice and focus on specifics. They pause when faced with poor outcomes from their early, rough impressions, look over the situation, focus on one detail, and, finding that responding to this detail yields better results, they replace their initial indiscriminate reaction to the entire object with a reaction to this specific detail.
The child at first treats gloves as alike, whether rights or lefts, but thus gets into trouble, and is driven to look at them more sharply till he perceives the special characteristics of rights and lefts. He could not describe the difference, to be sure, but he sees it well enough for his purposes. If you ask an older person to describe this difference, and rally him on his inability to do so, he is thus driven to lay them side by side and study out the difference still more precisely.
The child initially sees gloves as the same, whether they're for the right or left hand, but this leads to trouble, pushing him to examine them more closely until he notices the specific features that distinguish right from left. He might not be able to explain the difference, but he recognizes it well enough for what he needs. If you ask an adult to explain this difference and tease them about not being able to, they will end up laying the gloves side by side and studying the differences even more carefully.
The average non-mechanical person, on acquiring an automobile, takes it as a gift of the gods, a big total thing, simply to sit in and go. He soon learns certain parts that he must deal with, but most of the works remain a mystery to him. Then something goes wrong, and he gets out to look. "What do you suppose this thing is here? I never noticed it before". Tire trouble teaches him about wheels, engine trouble leads him to know the engine, ignition trouble may lead him to notice certain wires and binding-posts that were too inconspicuous at first to attract his attention. A car becomes to him a thing with a hundred well-known parts, instead of just one big totality.
The average non-mechanical person, when they get a car, sees it as a gift from the gods, a big all-in-one thing, just to sit in and drive. They quickly learn about a few parts they need to handle, but most of how it works stays a mystery. Then something goes wrong, and they step out to take a look. "What do you think this thing is? I never noticed it before." Tire issues teach them about wheels, engine problems make them learn about the engine, and ignition issues might lead them to notice certain wires and connectors that were too small to catch their eye at first. A car turns into something with a hundred familiar parts, rather than just one big total thing.
Blocked response, closer examination, new stimulus isolated that gives satisfactory response--such is, typically, the process of analytic perception.
Blocked response, closer examination, new stimulus identified that gives a satisfactory response—this is typically the process of analytical perception.
Sensory Data Serving as Signs of Various Sorts of Fact
Among facts perceived, we may list things and events, and their qualities and relations. Under "things" we here include persons and animals and everything that would ordinarily be called an "object". Under "events", we include movement, change and happenings of all sorts. Under {438} "qualities" we may include everything that can be discovered in a thing or event taken by itself, and under "relations" anything that can be discovered by comparing or contrasting two things or events. The "groups" that we have several times spoken of as being observed would here be included under "things"; but the strict logic of the whole classification is not a matter of importance, as the only object in view is to call attention to the great variety of facts that are perceived.
Among the facts we notice, we can list objects, events, and their qualities and relationships. By "objects," we mean people, animals, and everything else typically referred to as an "object." For "events," we refer to movements, changes, and occurrences of all kinds. Under {438} "qualities," we can include anything that can be found in an object or event on its own, and under "relationships," we include anything that can be found by comparing or contrasting two objects or events. The "groups" we have mentioned before, which can be observed, would fall under "objects"; however, the precise logic of this classification isn't crucial, as the main goal is to highlight the wide range of facts we perceive.
Now the question arises, by what signs or indications these various facts are perceived. Often, as we have seen, the fact is by no means fully presented to the senses, and often it is far from easy for the perceiver to tell on what signs the perception depends. He knows the fact, but how he knows it he cannot tell. A large part of the very extensive experimental investigation of perception has been concerned with this problem of ferreting out the signs on which the various perceptions are based, the precise stimuli to which the perceptions respond.
Now the question comes up: what signs or signals help us understand these different facts? Often, as we've seen, the fact isn't fully clear to our senses, and it can be difficult for the observer to identify the signs that lead to their perception. They know the fact, but they can't explain how they know it. A significant portion of the broad experimental research on perception has focused on uncovering the signs that underlie various perceptions, specifically the exact stimuli that trigger those perceptions.
For example, we can examine objects by feeling of them with a stick held in the hand, and thus perceive their roughness or smoothness; but how do we sense these facts? It seems to us as if we felt them with the end of the stick, but that is absurd, since there are no sense organs in the stick. It must be that we perceive the roughness by means of sensations arising in the hand and arm, but to identify these sensations is a much harder task than to discover the objective fact of roughness.
For example, we can examine objects by feeling them with a stick held in our hand, and that allows us to perceive whether they are rough or smooth. But how do we actually sense these qualities? It feels like we’re feeling them through the end of the stick, but that doesn’t make sense since there are no sensory organs in the stick. We must be sensing the roughness through sensations in our hand and arm, but identifying these sensations is much more difficult than simply recognizing the objective fact of roughness.
Again, we distinguish the tones of two musical instruments by aid of their overtones, but elaborate experiments were required to prove this, since ordinarily we do not distinguish the overtones, and could simply say that the instruments sounded differently, and let it go at that.
Again, we recognize the sounds of two musical instruments by their overtones, but complex experiments were needed to demonstrate this, since usually we don't notice the overtones and might just say that the instruments sound different and leave it at that.
Once more, consider our ability to perceive time intervals; {439} and to distinguish an interval of a second from one of a second and a quarter. How in the world can any one perceive time? Time is no force that could conceivably act as a stimulus to a sense organ. It must be some change or process that is the stimulus and that serves as the indication of duration. Most likely, it is some muscular or internal bodily change, but none of the more precise suggestions that have been offered square with all the facts. It cannot be the movements of breathing that give us our perception of time, for we can hold our breath and still distinguish one short interval from another. It cannot be the heart beat, for we can beat time in a rhythm that cuts across the rate of the heart beat. When a singer is accompanying himself on the piano, keeping good time in spite of the fact that the notes are uneven in length, and meanwhile using his feet on the pedals, what has he got left to beat time with? No one has located the stimulus to which accurate time perception responds, though, in a general way, we are pretty sure that change of one sort or another is the datum. With longer intervals, from a minute to several hours, the sign of duration is probably the amount happening in the interval, or else such progressive bodily changes as hunger and fatigue.
Once again, think about how we perceive time intervals; {439} and how we can tell the difference between an interval of one second and one of a second and a quarter. How can anyone really perceive time? Time isn’t a force that could act as a trigger for our senses. It has to be some change or process that serves as the indicator of duration. Most likely, it’s some muscular or internal bodily change, but none of the more exact theories align with all the facts. It can’t be our breathing that gives us our sense of time, since we can hold our breath and still differentiate one short interval from another. It also can’t be our heartbeat, because we can keep time in a rhythm that isn't synced with our heartbeat. When a singer plays the piano and keeps good time despite the notes being uneven, while also using his feet on the pedals, what does he have left to keep time with? No one has pinpointed the stimulus that accurate time perception responds to, though generally, we’re pretty sure that some kind of change is the basis. For longer intervals, from a minute to several hours, the sign of duration is probably the amount of events occurring in that time, or possibly progressive bodily changes like hunger and fatigue.
The Perception of Space
Stimuli for the perception of location are provided by all the senses. We perceive a taste as in the mouth, thirst as in the throat, hunger pangs as in the stomach. To a familiar odor we may respond by knowing the odorous substance to be close at hand. To stimulation of the semi-circular canals we respond by knowing the direction in which we are being turned.
Stimuli for understanding our location come from all of our senses. We feel a taste in our mouths, experience thirst in our throats, and recognize hunger pangs in our stomachs. When we encounter a familiar smell, we may recognize that the source of the odor is nearby. When our semi-circular canals are stimulated, we can tell the direction in which we are being turned.
We respond to sounds by knowing the direction from which they come, and the distance from which they come; {440} but it must be confessed that we are liable to gross errors here. To perceive the distance of the sounding body we have to be familiar with the sound at various distances, and our perception of distance is based on this knowledge. As to the direction of sound, experiment has proved that we do little more than distinguish between right and left; we are all at sea in attempting to distinguish front from back or up from down. Apparently the only datum we have to go by is the different stimulation given the two ears according as the sound comes from the right or left.
We react to sounds by identifying the direction they come from and how far away they are; {440} but we have to admit that we can make significant mistakes in this area. To accurately perceive how far away a sound is, we need to be familiar with that sound at different distances, and our ability to judge distance relies on that understanding. Regarding the direction of sound, experiments have shown that we mainly just tell the difference between left and right; we struggle to differentiate between front and back or up and down. It seems the only information we really have to rely on is the varying stimulation of our two ears based on whether the sound is coming from the right or left.
The remaining senses, the cutaneous, the kinesthetic and the visual, afford much fuller data for the perception of spatial facts. Movements of the limbs are perceived quite accurately as to direction and extent.
The remaining senses—touch, movement, and sight—provide much more detailed information for understanding spatial facts. We can accurately perceive the direction and extent of limb movements.
A cutaneous stimulus is located with fair exactness, though much less exactly on such regions as the back than on the hands or lips. If you were asked how you distinguished one point from another on the back of the hand, you could only answer that they felt different; and if you were further asked whether a pencil point applied to the two points of the skin did not feel the same, you would have to acknowledge that it did feel the same, except that it was felt in a different place. In other words, you would not be able to identify the exact data on which your perception of cutaneous position is based. Science has done no better, but has simply given the name of "local sign" to the unanalyzed sensory datum that gives a knowledge of the point stimulated.
A skin stimulus can be located fairly accurately, but it’s much less precise in areas like the back compared to the hands or lips. If you were asked how you could tell two points apart on the back of your hand, you'd probably say they feel different; and if you were then asked whether a pencil point applied to both areas of skin felt the same, you would have to admit that it does feel the same, only in a different location. In other words, you wouldn’t be able to pinpoint the exact information that underlies your sense of touch. Science hasn’t improved on this; it just refers to the unexamined sensory data that let you know which point on your skin was stimulated as “local sign.”
In handling an object, as also in walking and many other movements, the cutaneous and kinesthetic senses are stimulated together, and between them furnish data for the perception of many spatial facts, such as the shape of an object examined by the hand. The spherical shape is certainly better perceived by this combination of tactile and kinesthetic {441} sensations than by vision, and the same is probably true of many similar spatial facts. That is, when we see a round ball, the visual stimulus is a substitute for the tactile and cutaneous stimuli that originally had most to do with arousing this perception.
In handling an object, as well as in walking and many other movements, the skin senses and body awareness senses work together, providing information for understanding many spatial realities, like the shape of an object felt by the hand. A round shape is definitely better perceived through this combination of touch and body awareness sensations than through sight, and the same likely applies to many other spatial details. In other words, when we look at a round ball, the visual input acts as a stand-in for the touch and skin inputs that originally played the biggest role in forming this perception.
In part by this route of the substitute stimulus, the sense of vision comes to arouse almost all sorts of spatial perceptions. Of itself, the retina has "local sign" since we can tell where in the field of view a seen object is, i.e., in what direction it is from us. This visual perception of location is so much more exact than the cutaneous or kinesthetic that it cannot possibly be derived from them; and the same is true of the visual perception of difference in length, which is one of the most accurate forms of perception. The retina must of itself afford very complete stimuli for the perception of location and size, as far as these are confined to the two dimensions, up-down and right-left. But, when you stop to think, it seems impossible that the retina should afford any data for perceiving distance in the front-back dimension.
In part through this alternative form of stimulation, our sense of vision triggers nearly all types of spatial awareness. The retina has a "local sign" because we can identify where an object is in our field of view, meaning we can determine its direction relative to us. This visual perception of location is so much more precise than touch or movement that it clearly cannot come from them; the same goes for our ability to perceive differences in length, which is one of the most accurate forms of perception. The retina must provide very complete stimuli for recognizing location and size, at least when considering just the two dimensions of up-down and right-left. However, when you think about it, it seems impossible for the retina to provide any information for perceiving distance in the front-back dimension.
The retina is a screen, and the stimulus that it gets from the world outside is like a picture cast upon a screen. The picture has the right-left and up-down dimensions, but no front-back dimension. How, then, does it come about, as it certainly does, that we perceive by aid of the eye the distance of objects from us, and the solidity and relief of objects? This problem in visual perception has received much attention and been carried to a satisfactory solution.
The retina acts like a screen, and the information it receives from the world outside is similar to an image displayed on that screen. The image has the dimensions of left-right and up-down, but it lacks depth. So how do we perceive, as we undoubtedly do, the distance of objects from us, as well as their solidity and texture? This issue in visual perception has been extensively studied and has been addressed with a satisfactory solution.
Consider, first, what stimuli indicative of distance and relief could affect a single motionless eye. The picture on the retina could then be duplicated by a painter on canvas, and the signs of distance available would be the same in the two cases. The painter uses foreshortening, making a man in the picture small in proportion to his distance away; {442} and in the same way, when any familiar object casts a small picture on the retina, we perceive the object, not as diminished in size, but as far away. The painter colors his near hills green, his distant ones blue, and washes out all detail in the latter--"aërial perspective", he calls this. His distant hill peeks from behind his nearer one, being partially covered by it. His shadows fall in a way to indicate the relief of the landscape. These signs of distance also affect the single resting eye and are responded to by appropriate spatial perceptions.
Consider, first, what cues related to distance and depth might affect a single still eye. The image on the retina could then be replicated by an artist on canvas, and the indicators of distance would be the same in both situations. The artist uses foreshortening, making a person in the painting appear smaller based on their distance; {442} and similarly, when any familiar object creates a small image on the retina, we perceive the object not as shrunk in size but as far away. The artist paints his nearby hills green, his distant ones blue, and washes out all detail in the latter—this technique is known as "aerial perspective." His distant hill peeks out from behind the closer one, being partially obscured by it. His shadows are cast in a way that suggests the relief of the landscape. These indicators of distance also impact the single resting eye and are met with suitable spatial perceptions.
Now let the single eye move, with the head, from side to side: an index of the distance of objects is thus obtained, additional to all the painter has at his disposal, for the distant objects in the field of view now seem to move with the eye, while the nearer objects slide in the opposite direction. How much this sign is ordinarily made use of in perceiving distance is not known; it is believed not to be used very much, and yet it is the most delicate of all the signs of distance. The reason why it may not be much used by two-eyed people is that another index almost as delicate and handier to use is afforded by binocular vision.
Now let the single eye move, along with the head, from side to side: this provides a sense of the distance of objects, adding to everything the painter has available. The distant objects in the field of view now seem to move with the eye, while the nearer objects shift in the opposite direction. It's unclear how often this cue is actually used to perceive distance; it's thought to be used quite infrequently, yet it is the most sensitive of all distance cues. One reason it may not be heavily utilized by people with two eyes is that another nearly as sensitive and easier-to-use cue is provided by binocular vision.
When both eyes are open, we have a sign of distance that the painter does not use, though it is used in stereoscope slides. The right and left eyes get somewhat different views of the same solid object, the right eye seeing a little further around the object to the right, and the left eye to the left. The disparity between the two retinal images, due to the different angles at which they view the object, is greatest when the object is close at hand, and diminishes to practically zero when it is a few hundred feet away. This disparity between the two retinal images is responded to by perception of the distance and relief of the object.
When both eyes are open, we notice a depth cue that the painter doesn’t use, even though it’s leveraged in stereoscope images. The right and left eyes get slightly different views of the same solid object, with the right eye looking a bit more around the object to the right and the left eye to the left. The difference between the two images on the retina, caused by the different angles from which they see the object, is greatest when the object is nearby and fades to almost nothing when it's a few hundred feet away. This difference between the two retinal images helps us perceive the distance and depth of the object.
It will be recalled [Footnote: See pp. 253-254.] that when two utterly inconsistent {443} views are presented to the two eyes, as a red field to one and a green field to the other, the visual apparatus balks and refuses to see more than one at a time--the binocular rivalry phenomenon. But when the disparate views are such as are presented to the two eyes by the same solid object, the visual apparatus (following the law of combination) responds to the double stimulation by getting a single view of an object in three dimensions.
It’s important to remember [Footnote: See pp. 253-254.] that when two completely conflicting {443} images are shown to the two eyes, like a red field to one eye and a green field to the other, the visual system struggles and can only perceive one at a time—this is known as binocular rivalry. However, when these contrasting images come from the same solid object, the visual system (according to the principle of combination) responds to the dual stimuli by forming a single three-dimensional view of the object.
Esthetic Perception
Beauty, humor, pathos and sublimity can be perceived by the senses, though we might debate a long time over the question whether these characteristics are really objective, or merely our own feelings aroused by the objects, and then projected into them. However that may be, there is no doubt that the ability to make these responses is something that can be trained, and that some people are blind and deaf to beauty and humor that other people clearly perceive. Many a one fails to see the point of a joke, or is unable to find any humor in the situation, which are clearly perceived by another. Many a one sees only a sign of rain in a great bank of clouds, only a weary climb in the looming mountain.
Beauty, humor, pathos, and sublimity can be sensed, although we might argue for a long time about whether these traits are truly objective or simply our personal feelings stirred by the objects and then projected onto them. Regardless, it’s clear that the ability to respond in these ways can be developed, and some people are oblivious to the beauty and humor that others easily recognize. Many fail to get the punchline of a joke or can't find any humor in a situation that is obvious to someone else. Many see only a sign of rain in a dark cloud formation, or view a towering mountain as just a tiring climb.
"A primrose by the river's brim
A yellow primrose was to him.
And it was nothing more."
"A primrose by the river's edge
A yellow primrose meant everything to him.
And it was nothing more."
It would not be quite fair to describe such a one as lacking in feeling; he probably has, on sufficient stimulus, the same feelings as another man, and it would be more exact to say that he is lacking in perception of certain qualities and relations. He probably tends, by nature and training, to practical rather than esthetic perception. To see any {444} beauty in a new style of music or painting, or to sense the humor in a new form of humorous writing, you need to be initiated, to be trained in observing the precise qualities and relations that are depended on for the esthetic effect. A complex situation presents almost an unlimited range of facts that may be perceived; no one perceives them all, and which he shall perceive depends on his nature and training, as well as on his attitude or mental set at the moment when the situation is presented.
It wouldn't be entirely fair to say that someone like this lacks feeling; he likely experiences the same emotions as anyone else when prompted adequately. It’s more accurate to say that he lacks awareness of certain qualities and relationships. By nature and training, he probably favors practical perception over aesthetic appreciation. To appreciate any {444} beauty in a new style of music or painting, or to get the humor in a new type of funny writing, you need to be familiar with it and trained to notice the specific qualities and relationships that contribute to the aesthetic effect. A complex situation offers almost infinite facts that can be perceived; no one perceives them all, and which ones he does notice depends on his nature and training, as well as his mindset at the time the situation is presented.
Psychology has not by any means been idle in this field of esthetics; it has developed experimental methods for determining the preferences of individuals and of social groups. But it must be confessed that the results offer little that can be succinctly summarized.
Psychology has definitely been active in the field of aesthetics; it has created experimental methods for figuring out the preferences of individuals and social groups. However, it's important to admit that the results provide little that can be easily summarized.
One curious result is that even the very simplest objects can produce an esthetic effect. You would scarcely suppose, for example, that a mere rectangle could produce any esthetic effect, or that it would make any difference what exact proportions the rectangle possessed; and yet it is found that some rectangles are preferred to others, and that the popular choice falls upon what the art theorists have long known as the "golden section", a rectangle with a width about sixty-two per cent, of its length. Also, however much you may like symmetry, you would scarcely suppose that it could make much difference where, on a horizontal line, a little cross line should be erected; and yet nearly every one, on being tested, will agree that the middle is the best point. These are merely a couple of sample results from the numerous studies in this field.
One interesting finding is that even the simplest shapes can create an aesthetic impact. You might not think, for instance, that a simple rectangle could have any aesthetic effect, or that its exact proportions would matter; still, it's been shown that some rectangles are favored over others, with the most popular choice being what art theorists have long referred to as the "golden section," which has a width about sixty-two percent of its length. Also, no matter how much you appreciate symmetry, it's hard to believe it would matter where a small cross line is placed on a horizontal line; yet, almost everyone, when asked, will agree that the middle is the ideal spot. These are just a couple of examples from the many studies conducted in this area.
Social Perception
By the senses we perceive the motives and intentions of other people, their sincerity, goodness, intelligence, and {445} many other traits. We see them angry or bored, amused, full of energy. To be sure, none of these human characteristics is directly and fully sensed, but that is the case also with many characteristics of inanimate objects which, nevertheless, we perceive by aid of the senses. We perceive anger or sincerity in much the same way that we perceive moisture or smoothness by the eye. To experience the anger of another person is a complex experience, but a single element from this experience may come to serve as the sign of the whole condition. A good share of the child's undirected education consists in learning to perceive the intentions and characteristics of other people by aid of little signs. He learns to read the signs of the weather in the family circle, and he learns in some measure to be a judge of men.
Through our senses, we pick up on the motives and intentions of other people, their honesty, kindness, intelligence, and {445} many other traits. We can see them feeling angry or bored, amused, or full of energy. While we don’t directly and fully sense these human qualities, the same is true for many traits of inanimate objects that we still perceive through our senses. We recognize anger or sincerity in much the same way we notice moisture or smoothness with our eyes. Experiencing someone else's anger is a complex process, but a single aspect of that experience can highlight the entire feeling. A big part of a child's unstructured education is learning to recognize the intentions and traits of others through small signals. They learn to interpret the signs of the weather within their family and, to some extent, become judges of character.
I once saw an instructive little incident, in which an older boy suddenly grabbed the cap from a little boy's head, and held it out to the driver of a passing automobile, as if giving it to him. The man saw the joke, and drove on laughing, but the little boy took it seriously and was quite worried for fear the man would carry off his cap. An older child would have "seen into" the situation readily; he could not have been teased in that way. Many social situations which are "all Greek" to a little child are understood readily by an older person.
I once saw a little incident that taught a lesson, where an older boy suddenly snatched a little boy's cap off his head and held it out to a passing driver, as if he was giving it to him. The man got the joke and drove off laughing, but the little boy took it seriously and was really worried that the man would take his cap. An older kid would have easily "gotten" the situation; they wouldn't have been able to be teased like that. Many social situations that are totally confusing to a little kid are easily understood by an older person.
It would be very valuable if psychology could succeed in analyzing out the signs by which such a trait as intelligence or "will power" is perceived, so as to reduce such perception to a science; but it is very doubtful if this can be done. Some persons who probably have themselves a keen perception of such traits have put forward systems, based upon the shape of the face, etc. They probably think they perceive human traits according to their systems, but the systems fail in other hands, and are undoubtedly {446} fallacious. No good judge of character really goes by the shape of the face; he goes by little behavior signs which he has not analyzed out, and therefore cannot explain to another person.
It would be really valuable if psychology could figure out the signs by which traits like intelligence or "willpower" are recognized, aiming to turn that understanding into a science; however, it's uncertain if this can actually be achieved. Some people who likely have a sharp perception of such traits have proposed systems based on things like facial shape, etc. They probably believe they're observing human traits according to their systems, but these systems don't hold up when used by others and are definitely {446} misleading. A true judge of character doesn't really rely on facial shape; instead, they look at small behavior cues that they haven't dissected and therefore can't explain to someone else.
You can tell very little regarding a person's intelligence from his photograph. This has now been pretty well established. Photographs of persons of various degrees of intelligence are placed before those who are reputed to be good judges, and their estimates compared with the test ratings, and there is no correspondence. You might just as well look at the back of the photograph as at the front.
You can't really determine a person's intelligence from their photograph. This has been pretty well established. Pictures of people with different levels of intelligence are shown to those considered good judges, and their evaluations don't match the test scores at all. You might as well look at the back of the photo as the front.
Even with the person before you, you are likely to commit great errors. This sort of incident has happened. A young woman is brought before the court for delinquency, and the psychologist who has tested her testifies that she is of low intelligence. But the young woman is good-looking and graceful in her speech and manners, and so impresses the judge that he dismisses as "absurd" the notion of her being feeble-minded. He sets her free, on which she promptly gets into trouble again. Apparently the only way to perceive intelligence is to see a person in action, preferably under standard conditions, where his performance can be measured; that is to say, in an intelligence test.
Even with the person in front of you, you’re likely to make serious mistakes. This kind of situation has happened before. A young woman is brought to court for misconduct, and the psychologist who evaluated her testifies that she has low intelligence. However, the young woman is attractive and articulate, which impresses the judge so much that he dismisses the idea of her being intellectually challenged as "absurd." He lets her go, and she quickly gets into trouble again. It seems that the only way to truly understand intelligence is to observe someone in action, ideally under standardized conditions where their performance can be measured; in other words, during an intelligence test.
Errors of Perception
The grocer needs to be assured of the accuracy of his scales, and the chemist of the high accuracy of his chemical balance; the surveyor needs to know about the errors that may creep into the process of measuring the length of a line or angle. All of them, using instruments to assist in accurate perception of facts, are concerned about the accuracy of their instruments. Now, we all use the senses in perceiving facts, and "errors of sense" therefore concern us {447} all. Some of the errors committed in sense perception can be laid at the door of the senses, and some rather belong in the sphere of perception proper.
The grocer needs to be confident that his scales are accurate, and the chemist needs to trust the precision of his chemical balance; the surveyor has to be aware of the mistakes that might occur when measuring the length of a line or angle. All of them rely on instruments to help accurately understand facts and are focused on the reliability of their tools. Now, we all use our senses to perceive facts, so "errors of sense" are an issue that affects us all. Some of the mistakes made in sense perception can be attributed to the senses themselves, while others are more related to perception as a whole.
If you come out of a cold room into a warm room, the latter seems warmer than it is; and if you come out of a dark room into a light room, the latter seems brighter than it is. These errors, due to adaptation of the temperature sense and of the retina, are properly classed as errors of sense.
If you walk from a cold room into a warm one, the warm room feels hotter than it really is; and if you move from a dark room into a light one, the light room seems brighter than it actually is. These misperceptions, caused by our body's adjustment to temperature and light, are rightly categorized as sensory errors.
If you are taking a child's temperature with a "minute thermometer", it is best to use your watch to tell you when the minute is up, for the minute, when you are simply waiting for it to pass, seems very long. But if you are "working against time", a minute seems short. The professor is shocked when the closing bell rings, and thinks that certainly the hour cannot be up; but some of the students have been consulting their watches for quite a long while, being sure the hour must be nearly over. These are scarcely errors of sense, but they are errors of perception.
If you're taking a child's temperature with a "minute thermometer," it's better to use your watch to track when the minute is up because when you're just waiting, a minute feels really long. But if you're "racing against time," a minute flies by. The professor is surprised when the closing bell rings, thinking there's no way the hour is over; meanwhile, some students have been checking their watches for quite a while, convinced the hour must almost be up. These aren’t really mistakes in understanding, but rather mistakes in perception.
Where we tend to err in one certain direction from the truth, as in the examples just cited, psychology speaks of a "constant error", and evidently the knowledge of such constant errors is of importance wherever the facts are of importance. In a court of law, a witness often has to testify regarding the length of time occupied by some event, and a knowledge of the constant errors in time perception would therefore be of considerable legal importance. They would need to be worked out in considerable detail, since they differ according to the desires and attitude of the witness at the time of the event.
Where we often make mistakes in a particular way away from the truth, as in the examples mentioned earlier, psychology refers to this as a "constant error." Clearly, understanding these constant errors is important whenever the facts matter. In a courtroom, a witness frequently has to testify about how long an event took, so being aware of the constant errors in perceiving time would hold significant legal weight. These errors would need to be examined in detail, as they vary based on the witness's feelings and perspective during the event.
Besides constant errors, there are accidental or variable errors, due to slight momentary causes. Both constant and variable errors can be illustrated by a series of shots at a target. The variable error is illustrated by the scatter of {448} the hits, and the constant error by the excess of hits above the bull's-eye, or below, or to the right or left. The constant error can be corrected, once you know what it is; if results show that you tend to shoot too high, you can deliberately aim lower. But the variability of any performance cannot be eliminated except by long practice, and not altogether even then.
Besides consistent errors, there are accidental or random errors caused by slight temporary factors. Both constant and random errors can be shown through a series of shots at a target. The random error is demonstrated by the spread of {448} the hits, while the constant error is shown by the overall number of hits being above the bull's-eye, or below, or to the right or left. The constant error can be fixed once you identify it; if results indicate that you tend to shoot too high, you can intentionally aim lower. However, the variability in any performance can only be reduced through extensive practice, and even then, it may not be completely eliminated.
Fig. 66.--Constant error and scatter in hitting at a
target. The little circle was the target, but the center of the actual
distribution of the attempts lies at the cross, which was drawn in
afterwards. The constant error could be stated by saying that the
center of distribution was so far from the target, and in such and
such a direction. The scattering of the attempts can be measured
also.
Fig. 66.--Consistent error and variability in aiming at a target. The small circle represents the target, but the actual center of the attempts is indicated by the cross, which was added later. The consistent error can be described by noting how far the center of the attempts is from the target and in what direction. The variability of the attempts can also be measured.
Experimental psychology has taken great pains in measuring the accuracy of different sorts of perception. How small a difference in length can be perceived by the eye, how small a difference of weight by the hand--these are sample problems in this line.
Experimental psychology has put a lot of effort into measuring the accuracy of various types of perception. How small a difference in length can the eye detect, and how small a difference in weight can the hand feel—these are example problems in this area.
For example, to measure the fineness with which weights can be perceived when "hefted" in the hand, you take two objects that are alike in size and appearance but differing slightly in weight, and endeavor to decide which is the heavier just by lifting them. You try repeatedly and keep track of the number of errors, using this number as a measure of the accuracy of perception. Now, if one weight were twice as heavy as the other (one, for example, weighing 100 grams {449} and the other 200), you would never make an error except through carelessness; but if one were 100 and the other 120 grams, you would make an occasional error, and the number of errors would increase as the difference was decreased; finally, comparing 100 and 101 grams, you would get almost as many wrong as right, so that your perception of that small difference would be extremely unreliable.
For example, to measure how finely you can perceive weights when "hefted" in your hand, you take two objects that are similar in size and appearance but differ slightly in weight, and try to determine which one is heavier just by lifting them. You repeat this process and keep track of the number of mistakes, using that number to gauge the accuracy of your perception. If one weight were twice as heavy as the other (for instance, one weighing 100 grams {449} and the other 200 grams), you would hardly ever make a mistake unless you were careless; however, if one weight were 100 grams and the other 120 grams, you would make occasional errors, and the number of mistakes would increase as the difference decreased. Eventually, when comparing 100 grams and 101 grams, you would likely get almost as many wrong guesses as right ones, making your perception of that tiny difference very unreliable.
ERRORS IN PERCEIVING SMALL DIFFERENCES OF WEIGHT (From Warner Brown) Difference 20 16 12 8 4 8 2 1 grams Errors 1 2 5 18 28 81 89 44 per hundred trials The weights were in the neighborhood of 100 grams; each weight was compared with the 100-gram weight, and each such pair was lifted and judged 1400 times. Notice that the per cent of errors gradually increases as the difference becomes smaller.
ERRORS IN PERCEIVING SMALL DIFFERENCES OF WEIGHT (From Warner Brown) Difference 20 16 12 8 4 8 2 1 grams Errors 1 2 5 18 28 81 89 44 per hundred trials The weights were around 100 grams; each weight was compared with the 100-gram weight, and each pair was lifted and assessed 1400 times. Notice that the percentage of errors gradually increases as the difference gets smaller.
The smaller the difference between two stimuli, the more numerous the errors in perceiving it, or, the less perceptible it is, and there is no sharp line between a difference that can be perceived and one that is too small to be perceived. That is the first great result from the study of the perception of small differences.
The smaller the difference between two stimuli, the more likely people are to make mistakes in perceiving it, or in other words, the harder it is to notice. There's no clear boundary between a difference that can be detected and one that's too small to notice. That's the first major finding from studying the perception of small differences.
The second great result is called Weber's law, which can be stated as follows: In the same sort of perception, equal relative (not absolute) differences are equally perceptible. For example, from the preceding table we see that 28 per cent. of errors are made in comparing weights of 100 and 104 grams; then, according to Weber's law, 28 per cent, of errors would also be made in comparing 200 grams with 208, or 500 with 520, or 1000 with 1040 grams, or any pair of weights that stood to each other in the ratio of 100 to 104. Weber's law is only approximately true for the perception of weights, since actually fewer errors are committed in comparing 500 and 520 than in comparing 100 and 104 grams; but the discrepancy is not extremely great here, and in {450} some other kinds of perception, as especially in comparing the brightness of lights or the length of seen lines, the law holds good over a wide range of stimuli and only breaks down near the upper and lower extremes. We are familiar, in ordinary life, with the general truth of Weber's law, since we know that an inch would make a much more perceptible addition to the length of a man's nose than to his height, and we know that turning on a second light when only one is already lit gives a much more noticeable increase in the light than if we add one more light when twenty are already burning.
The second major outcome is known as Weber's law, which can be summed up like this: In similar types of perception, equal relative (not absolute) differences are equally noticeable. For example, from the previous table, we see that 28 percent of errors occur when comparing weights of 100 and 104 grams; therefore, according to Weber's law, 28 percent of errors would also happen when comparing 200 grams with 208, or 500 with 520, or 1000 with 1040 grams, or any pair of weights that are in the ratio of 100 to 104. Weber's law is only roughly accurate for weight perception, as fewer errors are actually made when comparing 500 and 520 than when comparing 100 and 104 grams; however, the difference is not too significant here, and in {450} some other types of perception, particularly when comparing brightness of lights or lengths of visible lines, the law holds true across a wide range of stimuli and only fails near the upper and lower extremes. We recognize the general principle of Weber's law in everyday life, since we understand that an inch would be a much more noticeable addition to the length of a person’s nose than to their height, and we realize that turning on a second light when only one is on produces a much more obvious increase in brightness than adding another light when twenty are already lit.
A third great result of this line of study is that different sorts of perception are very unequal in their fineness and reliability. Perception of brightness is about the keenest, as under favorable conditions a difference of one part in one hundred can here be perceived with very few errors. Visual perception of length of line is good for about one part in fifty, perception of lifted weight for about one part in ten, perception of loudness of sound for about one part in three. But the perception of small differences in the pitch of musical tones is keener still, only that, not following Weber's law in the least, it cannot be expressed in the same way. A person with a good ear for pitch can distinguish with very few errors between two tones that differ by only one vibration per second, and can perceive this same absolute difference equally well, whether the total vibration rate is 200, 400, or 800 vibrations per second.
A third major outcome of this line of study is that different types of perception vary greatly in their precision and reliability. The perception of brightness is among the sharpest; under favorable conditions, a difference of one part in one hundred can be detected with very few mistakes. Visual perception of line length is good for about one part in fifty, weight lifting perception for about one part in ten, and sound loudness perception for about one part in three. However, the ability to perceive small differences in musical pitch is even more acute. It doesn't conform to Weber's law at all, so it can't be expressed in the same way. A person with a good ear can distinguish between two tones that differ by just one vibration per second with minimal errors, and can perceive this same absolute difference just as well whether the total vibration rate is 200, 400, or 800 vibrations per second.
Illusions
An error of perception is often called an "illusion", though this term is commonly reserved for errors that are large and curious. When one who is being awakened by a bell perceives it as a tom-tom, that is an illusion. An {451} illusion consists in responding to a sensory stimulus by perceiving something that is not really there. The stimulus is there, but not the fact which it is taken to indicate. Illusion is false perception.
An error in perception is often referred to as an "illusion," although this term is usually saved for significant and unusual errors. When someone is awakened by a bell but perceives it as a drum, that's an illusion. An {451} illusion occurs when someone responds to a sensory stimulus by perceiving something that doesn't actually exist. The stimulus is present, but not the meaning that is assumed from it. Illusion is a false perception.
The study of illusions is of value, not only as showing how far a given kind of perception can be trusted, but also as throwing light on the process of perception. When a process goes wrong, it sometimes reveals its inner mechanism more clearly than when everything is running smoothly. Errors of any kind are meat to the psychologist.
The study of illusions is important, not just because it shows how reliable a certain type of perception can be, but also because it helps us understand how perception works. When a process fails, it often reveals its inner workings more clearly than when everything is functioning well. Any kind of error is valuable to the psychologist.
Illusions may be classified under several headings according to the factors that are operative in causing the deception.
Illusions can be categorized in different ways based on the factors that contribute to the deception.
1. Illusions due to peculiarities of the sense organs.
Here the stimulus is distorted by the sense organ and so may easily be taken as the sign of an unreal fact.
Here, the stimulus is altered by the sense organ and can easily be mistaken for the sign of a false reality.
Separate the points of a pair of compasses by about three-quarters of an inch, and draw them across the mouth, one point above it and the other below; you will get the illusion of the points separating as they approach the middle of the mouth (where the sensory nerve supply is greatest), and coming together again as they are drawn to the cheek at the other side.
Separate the points of a pair of compasses by about three-quarters of an inch, and draw them across the mouth, one point above it and the other below; you will get the illusion of the points separating as they approach the middle of the mouth (where the sensory nerve supply is greatest), and coming together again as they are drawn to the cheek at the other side.
Under this same general head belong also after-images and contrast colors, and also double vision whenever for any reason the two eyes are not accurately converged upon an object. The fact that a vertical line appears longer than an equal horizontal is supposed to depend upon some peculiarity of the retina. Aside from the use of this class of illusions in the detailed study of the different senses, the chief thing to learn from them is they so seldom are full-fledged illusions, because they are ignored or allowed for, and not taken as the signs of facts. An after-image would constitute a genuine illusion if it were taken for some real {452} thing out there; but as a matter of fact, though after-images occur very frequently--slight ones practically every time the eyes are turned--they are ignored to such an extent that the student of psychology, when he reads about them, often thinks them to be something unusual and lying outside of his own experience. The same is true of double images. This all goes to show how strong is the tendency to disregard mere sensation in the interest of getting objective facts.
Under this same general category also fall after-images and contrast colors, as well as double vision whenever the two eyes aren't accurately aligned on an object. The observation that a vertical line seems longer than a horizontal one of the same length is thought to relate to some peculiarity of the retina. Beyond using these types of illusions to study the different senses in detail, the main takeaway is that they are rarely full-fledged illusions, since they are often ignored or accounted for, rather than seen as indicators of reality. An after-image would be a true illusion if it were mistaken for some actual {452} thing out there; however, after-images happen so frequently—slight ones practically every time the eyes shift—that they are disregarded to the point where a psychology student, upon reading about them, often believes they are something unusual and outside their own experience. The same applies to double images. This illustrates the strong tendency to overlook mere sensation in favor of obtaining objective facts.
2. Illusions due to preoccupation or mental set.
When an insane person hears the creaking of a rocking-chair as the voice of some one calling him bad names, it is because he is preoccupied with suspicion. We might almost call this an hallucination, [Footnote: See p. 375.] since he is projecting his own auditory images and taking them for real sensations; it is, at any rate, an extreme instance of illusion. In a milder form, similar illusions are often momentarily present in a perfectly normal person, as when he is searching for a lost object and thinks he sees it whenever anything remotely similar to the desired object meets his eyes; or as when the mother, with the baby upstairs very much on her mind, imagines she hears him crying when the cat yowls or the next-door neighbors start their phonograph. The ghost-seeing and burglar-hearing illusions belong here as well. The mental set facilitates responses that are congruous with itself.
When someone who's unwell hears a rocking chair creaking as if someone is calling him bad names, it’s because he’s consumed by suspicion. We could almost call this a hallucination, [Footnote: See p. 375.] since he’s projecting his own auditory perceptions and mistaking them for real sounds; it’s, in any case, a strong example of illusion. In a milder form, similar illusions can sometimes happen to completely normal people, like when they’re looking for something they've lost and think they see it whenever something even a little similar catches their eye; or when a mother, preoccupied with her baby upstairs, imagines she hears him crying when the cat yowls or when the neighbors start playing music. The same goes for the illusions of seeing ghosts or hearing burglars. The mental state encourages responses that align with it.
3. Illusions of the response-by-analogy type.
This is probably the commonest source of everyday illusions, and the same principle, as we have seen, is operative in a host of correct perceptions. Perceiving the obliquely presented rectangle as a rectangle is an example of correct perception of this type. Perceiving the buzzing of a fly as an aeroplane is the same sort of response only that it happens to be incorrect. If the present stimulus has something in {453} common with the stimulus which has in the past aroused a certain perception, we may make the same response now as we did before--especially, of course, if the present mantel set favors this response.
This is probably the most common source of everyday illusions, and the same principle, as we have seen, applies to many accurate perceptions. Recognizing a slanted rectangle as a rectangle is an example of this type of accurate perception. Hearing the buzzing of a fly and mistaking it for an airplane is a similar reaction, though it’s incorrect. If the current stimulus has something in {453} in common with the stimulus that previously triggered a certain perception, we may respond the same way now as we did before—especially if the current context supports this response.
Fig. 67.--The Ladd-Franklin illusion of monocular
perspective. Close one eye, and hold the book so that the other eye is
at the common center from which the lines radiate; this center is
about 5 inches from the figure. Hold the book horizontally, and just a
little below the eye.
Fig. 67.--The Ladd-Franklin illusion of monocular perspective. Close one eye and hold the book so that the open eye is at the common center where the lines radiate; this center is about 5 inches from the figure. Keep the book horizontal and slightly below eye level.
A good instance of this type is the "proofreader's illusion", so called, perhaps, because the professional proofreader is less subject to it than any one else. The one most subjcet to it is the author of a book, for whom it is almost impossible to find every misspelled word and other typographical error in reading the proof. Almost every book comes out with a few such errors, in spite of having been scanned repeatedly by several people. A couple of misprints have purposely been left in the last few lines for the reader's benefit. If the word as printed has enough resemblance to the right word, it arouses the same percept and enables the reader to get the sense and pass on satisfied. {454} Before we began to pore over books and pictures, the lines that we saw usually were the outlines of solid objects, and now it requires only a bare diagram of lines to arouse in us the perception of a solid object seen in perspective. An outline drawing, like those of the cube and staircase used to illustrate ambiguous perspective, is more readily seen as a solid object than as a flat figure.
A good example of this is the "proofreader's illusion," which is probably named that because professional proofreaders are less likely to experience it than anyone else. The person most impacted by it is the author of a book, who can find it nearly impossible to catch every misspelled word and other typographical errors when reviewing the proof. Almost every book ends up with a few of these errors, even after being checked multiple times by several people. A couple of typos have intentionally been left in the last few lines for the reader's benefit. If the printed word resembles the correct word closely enough, it triggers the same perception and allows the reader to understand the content and move on contentedly. {454} Before we started analyzing books and images, the lines we perceived were typically the outlines of solid objects, and now it takes just a simple diagram of lines to evoke the perception of a solid object seen in perspective. An outline drawing, like those of the cube and staircase used to demonstrate ambiguous perspective, is more easily recognized as a solid object than as a flat image.
Fig. 68.--Aristotle's illusion.
Fig. 68.--Aristotle's illusion.
Another illusion of this general type dates away back to Aristotle. Cross two fingers, perhaps best the second and third, and touch a marble with the crossed part of both fingers, and it seems to be two marbles; or, you can use the side of your pencil as the stimulus. In the customary position of the fingers, the stimuli thus received would mean two objects.
Another illusion of this kind goes all the way back to Aristotle. Cross your two fingers, preferably the second and third, and when you touch a marble with the crossed part of both fingers, it looks like there are two marbles; you can also use the side of your pencil as the stimulus. In the usual position of the fingers, the stimuli received would indicate two objects.
A much more modern illusion of the same general type is afforded by the moving pictures. The pictures do not actually show an object in motion; they simply show the object in a series of motionless positions, caught by instantaneous photography. The projector shows the series of snap-shots in rapid succession, and conceals them by a shutter while they are shifted, so as to avoid the blur that would occur if the picture were itself moved before the eyes. But the series of snap-shots has so much in common with the visual stimulus got from an actually present moving object that we make the same perceptive response. {455} The same illusion in a rudimentary form can be produced by holding the forefinger upright three or four inches in front of the nose, and looking at it while winking first the one eye and then the other. Looked at with the right eye alone it appears to be more to one side and looked at with the left eye alone it appears to be more to the other side; and when the one eye is closed and the other simultaneously opened, the finger seems actually to move from one position to the other.
A much more modern illusion of the same type is created by moving pictures. The images don't actually show an object in motion; they just display the object in a series of still positions captured by instant photography. The projector plays the series of snapshots in quick succession and hides them with a shutter while they shift to prevent the blur that would happen if the picture were moved before our eyes. However, the series of snapshots has so much in common with the visual input we get from a real moving object that we have the same perceptual reaction. {455} A similar illusion, in a basic form, can be produced by holding your forefinger upright about three or four inches in front of your nose and looking at it while winking first one eye and then the other. When viewed with just the right eye, it seems to be more to one side, and when viewed with just the left eye, it appears to shift to the other side. When one eye is closed and the other is opened, the finger seems to actually move from one position to the other.
Fig. 69.--The pan illusion. The two pan-shaped outlines
are practically identical, but it is hard to compare the corresponding
sides--hard to isolate from the total figure just the elements that
you need to compare.
Fig. 69.--The pan illusion. The two pan-shaped outlines look almost the same, but it's difficult to compare the matching sides—it's challenging to separate from the overall figure just the parts you need to compare.
4. Illusions due to imperfect isolation of the fact to be perceived.
Here belong, probably, most of the illusions produced in the psychological laboratory by odd combinations of lines, etc. A figure is so drawn as to make it difficult to isolate the fact to be observed, and when the observer attempts to perceive it, he falls into error. He thinks he is perceiving one fact, when he is perceiving another. The best example is the Müller-Lyer figure, in which two equal lines are embellished with extra lines at their ends; you are supposed to perceive the lengths of the two main lines, but you are very apt to take the whole figure in the rough and perceive the distances between its chief parts. You do not succeed in isolating the precise fact you wish to observe.
Here are probably most of the illusions created in the psychological lab by unusual combinations of lines and such. A figure is designed in a way that makes it hard to focus on the specific fact being observed, and when the observer tries to see it, they end up making mistakes. They think they're seeing one fact when they're actually seeing another. The best example is the Müller-Lyer figure, where two equal lines are decorated with extra lines at their ends; you're meant to focus on the lengths of the two primary lines, but you're likely to take in the whole figure and notice the distances between its main parts instead. You don’t manage to isolate the exact fact you want to observe.
The Müller-Lyer Illusion
The most familiar form of this striking illusion is made with arrow heads, thus
The most common version of this striking illusion is created using arrowheads, so
In attempting to compare the two horizontal lines one is confused so as to regard the line with outward-extending obliques longer than that with inward-extending obliques, though, measured from point to point, they are equal. The same illusion occurs in a variety of similar figures, such as
In trying to compare the two horizontal lines, it's easy to get confused and think that the line with the outward-angled extensions is longer than the one with the inward-angled extensions, even though, when measured from point to point, they are equal. This same illusion happens with various similar shapes, such as
where the main lines are not drawn, but the distances from point to point are to be compared; or such as
where the main lines aren't defined, but the distances from point to point are meant to be compared; or such as
where the two distances between points are again to be compared. Angles, however, are not necessary to give the illusion, as can be seen in this figure
where the two distances between points are again to be compared. Angles, however, are not needed to create the illusion, as shown in this figure.
or in this
or in this one
In the last the lengths to be compared extend (a) from the right-hand rim of circle 1 to the left-hand rim of circle 2, and (b) from this last to the right-hand rim of circle 3. The same illusion can be got with squares, or even with capital letters as
In the end, the lengths to be compared stretch (a) from the right edge of circle 1 to the left edge of circle 2, and (b) from that last one to the right edge of circle 3. You can create the same illusion with squares or even with capital letters, as
where the distances between the main vertical lines are to be compared.
where the distances between the main vertical lines are to be compared.
Here is an another form of the same illusion
Here is another version of the same illusion
the middle lines being affected by those above and below.
the middle lines being influenced by those above and below.
Though these illusions seem like curiosities, and far from every-day experience, they really do enter in some degree into almost every figure that is not perfectly square and simple.
Though these illusions may seem like oddities and far from daily experience, they actually play a role in almost every shape that is not perfectly square and simple.
Fig. 70.--The Poggendorf illusion. Are the two obliques
parts of the same straight line?
Fig. 70.--The Poggendorf illusion. Do the two diagonal lines belong to the same straight line?
Any oblique line, any complication of any sort, is pretty sure to alter the apparent proportions and directions of the figure. A broad effect, a long effect, a skewed effect, may easily be produced by extra lines suitably introduced into a dress, into the front of a building, or into a design of any sort; so that the designer needs to have a practical knowledge of this type of illusion.
Any slanted line or any kind of complication is likely to change the way proportions and directions of the figure appear. A wide effect, a long effect, or a tilted effect can easily be created by adding extra lines in a dress, on the front of a building, or in any kind of design; therefore, the designer needs to have a practical understanding of this type of illusion.
Extra lines have an influence also upon esthetic perception. The esthetic effect of a given form may be quite altered by the introduction of apparently insignificant extra lines.
Extra lines also affect visual perception. The visual impact of a certain shape can change significantly with the addition of seemingly minor extra lines.
Fig. 71.--The barber-pole illusion. The rectangle
represents a round column, around which runs a spiral, starting at
a. Which of the lines, 1, 2, 3, 4, and 5, comes closest to being a
continuation of a?
Fig. 71.--The barber-pole illusion. The rectangle represents a round column with a spiral running around it, starting at a. Which of the lines, 1, 2, 3, 4, and 5, is closest to continuing from a?
Esthetic perception is very much subject to the law of combination, and to the resulting difficulty of isolation.
Aesthetic perception is heavily influenced by the law of combination, which makes it challenging to isolate elements.
One of the most interesting illusions, not being visual, can {459} only be described and not demonstrated here.
One of the most intriguing illusions, which isn't visual, can {459} only be described and not shown here.
Fig. 72.--By aid of this simple figure, the Poggendorf and barber-pole
illusions can be seen to be instances of the Müller-Lyer illusion, Try
to bisect the horizontal line in this figure. The oblique line at the
right tends to displace the right-hand end of the horizontal to the
right, while the oblique at the left tends to displace the left-hand
end of the horizontal also to the right. Similar displacements account
for the Poggendorf and barber-pole illusions.
Fig. 72.--This simple figure shows that the Poggendorf and barber-pole illusions are examples of the Müller-Lyer illusion. Try to divide the horizontal line in this figure in half. The diagonal line on the right pushes the right end of the horizontal line outward, while the diagonal on the left does the same for the left end of the horizontal line. These kinds of shifts explain the Poggendorf and barber-pole illusions.
Fig. 73.--The Zoellner illusion. The long lines are really parallel.
The illusion is increased by holding the figure so that these main
lines shall be neither vertical nor horizontal. It is more difficult
to "deceive the eye" in regard to the direction of vertical and
horizontal lines, than in regard to the direction of oblique lines.
This illusion must be related in some way to the Müller-Lyer and
Poggendorf illusions, since the elements employed in constructing the
three figures are so much the same.
If you treat this figure according to the directions given for Fig. 67, and sight along the obliques, you get an
illusion of perspective.
Fig. 73.--The Zoellner illusion. The long lines are actually parallel.
The illusion is strengthened by holding the figure at an angle that's neither vertical nor horizontal. It's harder to "trick the eye" with the direction of vertical and horizontal lines than with oblique lines. This illusion is likely connected to the Müller-Lyer and Poggendorf illusions since the elements used in creating the three figures are quite similar.
If you analyze this figure using the instructions for Fig. 67, and look along the oblique lines, you will experience an illusion of perspective.
It is called the "size-weight illusion", and may be said to be based on the old catch, "Which is heavier, a pound of lead or a pound of feathers?" Of course, we shrewdly answer, a pound's {460} a pound. But lift them and notice how they feel! The pound of lead feels very much heavier. To reduce this illusion to a laboratory experiment, you take two round wooden pill-boxes, one several times as large as the other, and load them so that they both weigh the same; then ask some one to lift them and tell which is the heavier. He will have no doubt at all that the smaller box is the heavier; it may seem two or three times as heavy. Young children, however, get the opposite illusion, assimilating the weight to the visual appearance; but older persons switch over to the contrast effect, and perceive in opposition to the visual appearance. What seems to happen in the older person is a motor adjustment for the apparent weights, as indicated by their visual appearance, with the result that the weight of larger size is lifted more strongly than the weight of smaller size; so that the big one comes up easily and seems light, the little one slowly and seems heavy.
It's called the "size-weight illusion," and it's based on the old question, "Which is heavier, a pound of lead or a pound of feathers?" We smartly respond that a pound is a pound. But when you lift them, you can feel the difference! The pound of lead feels way heavier. To demonstrate this illusion in a lab, you take two round wooden pillboxes—one much larger than the other—and fill them so they weigh the same; then you ask someone to lift them and guess which one is heavier. They'll likely believe that the smaller box is the heavier one; it might even feel two or three times heavier. However, young children experience the opposite illusion, aligning the weight with what they see; older people, on the other hand, rely on the contrast effect and perceive the weights in relation to their size. What seems to happen with older individuals is a motor adjustment for the perceived weights based on their visual appearance, meaning they lift the larger box more easily and it feels light, while the smaller one is lifted more slowly and feels heavy.
EXERCISES
1. Outline the chapter.
2. Show that the law of combination accounts both for many
correct perceptions, and for many illusions.
3. Through which of the senses are spatial facts best perceived?
4. "At first, the baby very likely perceives a ball simply as something
for him to handle and throw; but, through the medium of blocked
response, he comes to perceive it more objectively, i.e., as an
object related to other objects, and not simply related to
himself." Explain and illustrate this statement.
5. Give an example from the field of auditory perceptions where
"isolation" is very much in evidence.
6. Can you see any law analogous to Weber's law in the field of
financial profit and loss? Does a dollar gained or lost seem the
same amount, without regard to the total amount possessed?
7. Trial and error perception. Go about the room with closed eyes,
and identify objects by touching them with the hands. Notice
whether your first impression gives place to corrected impressions.
8. Perception of form by "active" and "passive" touch. With
the eyes closed, try to distinguish objects of different shapes (a)
by letting them simply rest upon the skin, and (b) by handling
them. What senses coöperate in furnishing data for "active touch"?
9. Binocular parallax, or the differing views of the same solid object
obtained by the two eyes. Hold a small, three-dimensional object a
foot in front of the face, and notice carefully the view of it
obtained by each eye separately. A pencil, pointing towards the
face, gives very different views. What becomes of the two monocular
views when both eyes are open at once?
10. Binocular compared with monocular perception of "depth"
or distance away. Take a pencil in each hand, and bring the points
together a foot in front of the face, while only one eye is open.
When the points seem to be nearly touching, open the other eye,
and see whether the two points still seem to be close together.
Repeat.
1. Outline the chapter.
2. Show that the law of combination explains both a lot of accurate perceptions and many illusions.
3. Which sense perceives spatial facts best?
4. "Initially, the baby likely sees a ball just as something to handle and throw; but, through the process of blocked response, he learns to see it more objectively, meaning as an object connected to other objects, not just to himself." Explain and illustrate this statement.
5. Provide an example from auditory perception where "isolation" is very evident.
6. Do you see a principle similar to Weber's law in the realm of financial profit and loss? Does a dollar gained or lost feel the same, regardless of the total amount owned?
7. Trial and error perception. Walk around the room with your eyes closed and identify objects by touching them with your hands. Notice if your first impression is replaced by more accurate impressions.
8. Perception of shape through "active" and "passive" touch. With your eyes closed, try to distinguish objects with different shapes (a) by just letting them rest on your skin, and (b) by manipulating them. Which senses work together to provide information for "active touch"?
9. Binocular parallax, or the different views of the same solid object seen by each eye. Hold a small, three-dimensional object a foot in front of your face, and carefully observe the view from each eye separately. A pencil pointing towards your face will look very different. What happens to the two separate views when both eyes are open?
10. Compare binocular and monocular perception of "depth" or distance. Take a pencil in each hand and bring the points together about a foot in front of your face while keeping one eye closed. When they look like they’re nearly touching, open the other eye and see if the two points still appear close together. Repeat.
REFERENCES
Discussions of perception that are in some respects fuller than the present chapter can be found in C. H. Judd's Psychology, General Introduction, 2nd edition, 1917, pp. 162-194; in Titchener's Textbook of Psychology, 1909, pp. 303-373; and in Warren's Human Psychology, 1919, pp. 232-269.
Discussions about perception that go into more detail than this chapter can be found in C. H. Judd's Psychology, General Introduction, 2nd edition, 1917, pages 162-194; in Titchener's Textbook of Psychology, 1909, pages 303-373; and in Warren's Human Psychology, 1919, pages 232-269.
CHAPTER XVIII
REASONING
THE PROCESS OF MENTAL, AS DISTINGUISHED FROM MOTOR EXPLORATION
We are still on the general topic of "discovery". Indeed, we are still on the topic of perception; we come now to that form of perception which is different from sense perception. The reasoner is an explorer, and the culmination of his explorations is the perception of some fact previously unknown to him.
We are still discussing the general topic of "discovery." In fact, we're still focused on perception; now we move to a type of perception that's different from sensory perception. A reasoner is like an explorer, and the peak of their explorations is realizing a fact that was previously unknown to them.
Reasoning might be described as mental exploration, and distinguished from purely motor exploration of the trial and error variety. Suppose you need the hammer, and go to the place where it is kept, only to find it gone. Now if you simply proceed to look here and there, ransacking the house without any plan, that would be motor exploration. But if, finding this trial and error procedure to be laborious and almost hopeless, you sit down and think, "Where can that hammer be? Probably where I used it last!" you may recall using it for a certain purpose, in a certain place, go there and find it. You have substituted mental exploration of the situation for purely motor exploration, and saved time and effort. Such instances show the use of reasoning, and the part it plays in behavior.
Reasoning can be thought of as mental exploration, which is different from just doing random searches through trial and error. Imagine you need a hammer and head to where you usually keep it, only to find it's missing. If you start looking around haphazardly, searching everywhere without a plan, that's motor exploration. But if you realize that this trial-and-error approach is tedious and nearly impossible, you might take a moment to think, "Where could that hammer be? Probably where I last used it!" You could remember using it for something specific in a particular location, go there, and find it. You've replaced aimless searching with thoughtful exploration, saving both time and effort. These examples illustrate the value of reasoning and its role in behavior.
The process of reasoning is also illustrated very well in these simple cases. It is an exploratory process, a searching for facts. In a way, it is a trial and error process. If you don't ransack the house, at least you ransack your memory, in search for facts that will assist you. You recall this fact {463} and that, you turn this way and that, mentally, till some fact is recalled that serves your need. No more in reasoning than in motor exploration can you hope to go straight to the desired goal.
The process of reasoning is also clearly shown in these simple examples. It's an exploratory process, searching for facts. In a way, it’s a trial and error method. If you don’t search the house, at least you search your memory for facts that will help you. You remember this fact {463} and that one, turning things over in your mind until you recall something that meets your needs. Just like with physical exploration, you can't expect to go straight to the desired goal in reasoning.
Is man the only reasoning animal? The experimental work on animal learning, reviewed in one of our earlier chapters, was begun with this question in mind. Previous evidence on this point had been limited to anecdotes, such as that of the dog that was found opening a gate by lifting the latch with his nose, and was supposed to have seen men open the gate in this way, and to have reasoned that if a man could do that, why not a dog? The objection to this sort of evidence is that the dog's manner of acquiring the trick was not observed. Perhaps he reasoned it out, and perhaps he got it by accident--you cannot tell without watching the process of learning. You must experiment, by taking a dog that does not know the trick, and perhaps first "showing him" how to open the gate by lifting the latch; but it was found that dogs and cats, and even monkeys, could not learn the trick in this way. If, however, you placed a dog in a cage, the door of which could be opened by lifting a latch, and motivated the dog strongly by having him hungry and placing food just outside, then the dog went to work by trial and error, and lifted the latch in the course of his varied reactions; and if he were placed back in the cage time after time, his unsuccessful reactions were gradually eliminated and the successful reaction was firmly attached to the situation of being in that cage, so that he would finally lift the latch without any hesitation.
Is man the only thinking animal? The experimental research on animal learning, discussed in one of our earlier chapters, started with this question in mind. Prior evidence on this topic was mainly based on anecdotes, like the story of the dog that was found opening a gate by lifting the latch with its nose, supposedly having seen humans do it and reasoning that if a man could do it, why couldn’t a dog? The issue with this type of evidence is that we didn’t observe how the dog learned this trick. Maybe it figured it out, or maybe it stumbled upon it by chance—you can’t know without observing the learning process. You need to experiment by using a dog that doesn’t know the trick and possibly first “showing it” how to open the gate by lifting the latch; however, it turned out that dogs, cats, and even monkeys couldn’t learn the trick this way. But if you put a dog in a cage, with a door that could be opened by lifting a latch, and motivated the dog by keeping it hungry and placing food just outside, the dog would begin to experiment through trial and error, eventually lifting the latch during its various attempts. If the dog was repeatedly placed back in the cage, its unsuccessful attempts would gradually decrease and the successful action would become strongly associated with being in that cage, so that it would eventually lift the latch without hesitation.
The behavior of the animal does not look like reasoning. For one thing, it is too impulsive and motor. The typical {464} attitudes of the reasoner, whether "lost in thought" or "studying over things", do not appear in the dog, or even in the monkey, though traces of them may perhaps be seen in the chimpanzee and other manlike apes. Further, the animal's learning curve fails to show sudden improvements such as in human learning curves follow "seeing into" the problem. In short, there is nothing to indicate that the animal recalls facts previously observed or sees their bearing on the problem in hand. He works by motor exploration, instead of mental. He does not search for "considerations" that may furnish a clue.
The animal's behavior doesn’t seem like reasoning. For one, it’s too impulsive and active. The typical {464} attitudes of a thinker, whether “lost in thought” or “pondering things,” are absent in dogs, and even in monkeys, though you might see some of these traits in chimpanzees and other human-like apes. Additionally, the animal’s learning curve doesn’t show sudden gains like those seen in human learning curves that come from “figuring out” a problem. In short, there’s no evidence that the animal recalls previously observed facts or understands their relevance to the current issue. It relies on physical exploration rather than mental. It doesn’t look for “considerations” that might provide a clue.
The behavior of human beings, placed figuratively in a cage, sometimes differs very little from that of an animal. Certainly it shows plenty of trial and error and random motor exploration; and often the puzzle is so blind that nothing but motor exploration will bring the solution. What the human behavior does show that is mostly absent from the animal is (1) attentive studying over the problem, scrutinizing it on various sides, in the effort to find a clue; (2) thinking, typically with closed eyes or abstracted gaze, in the effort to recall something that may bear on the problem; and (3) sudden "insights" when the present problem is seen in the light of past experience.
The behavior of humans, who can be metaphorically seen as being in a cage, often resembles that of animals quite closely. It definitely involves a lot of trial and error along with random exploration, and frequently the challenge is so confusing that only exploration will lead to a solution. What sets human behavior apart from animal behavior is (1) careful examination of the problem from different angles to find a clue; (2) thinking, usually with closed eyes or a distant gaze, trying to remember something relevant to the issue; and (3) sudden "insights" when the current problem is understood through the lens of past experiences.
Though reason differs from animal trial and error in these respects, it still is a tentative, try-and-try-again process. The right clue is not necessarily hit upon at the first try; usually the reasoner finds one clue after another, and follows each one up by recall, only to get nowhere, till finally he notices a sign that recalls a pertinent meaning. His exploration of the situation, though carried on by aid of recalled experience instead of by locomotion, still resembles finding the way out of a maze with many blind alleys. In short, reasoning may be called a trial and error process in the sphere of mental reactions.
Though reasoning is different from the trial-and-error methods used by animals in these ways, it is still a tentative, trial-and-error process. The right clue isn’t always found on the first attempt; usually, the person reasoning identifies one clue after another and follows each one using their memory, only to hit dead ends, until they finally notice something that sparks a relevant thought. Their exploration of the situation, though guided by recalled experiences instead of physical movement, still resembles navigating a maze with many dead ends. In short, reasoning can be described as a trial-and-error process in the realm of mental responses.
The reader familiar with geometry, which is distinctly a reasoning science, can readily verify this description. It is true that the demonstrations are set down in the book in a thoroughly orderly manner, proceeding straight from the given assumption to the final conclusion; but such a demonstration is only a dried specimen and does not by any means picture the living mental process of reasoning out a proposition. Solving an "original" is far from a straight-forward process. You begin with a situation (what is "given") involving a problem (what is to be proved), and, studying over this lay-out you notice a certain fact which looks like a clue; this recalls some previous proposition which gives the significance of the clue, but often turns out to have no bearing on the problem, so that you shift to another clue; and so on, by what is certainly a trial and error process, till some fact noted in the situation plus some knowledge recalled by this fact, taken together, reveal the truth of the proposition.
The reader who knows geometry, which is clearly a reasoning science, can easily check this description. It’s true that the proofs are laid out in the book in an orderly way, moving directly from the initial assumption to the final conclusion; however, such a proof is just a dry specimen and doesn’t really capture the active thinking process involved in figuring out a proposition. Solving an "original" isn’t straightforward at all. You start with a situation (what is "given") that includes a problem (what needs to be proven), and while reflecting on this layout, you notice a particular fact that seems like a clue; this brings to mind some previous proposition that gives meaning to the clue, but it often turns out to be irrelevant to the problem, so you move on to another clue; and so on, definitely going through a trial and error process, until some fact from the situation combined with some knowledge retrieved by that fact ultimately reveals the truth of the proposition.
Reasoning Culminates in Inference
When you have described reasoning as a process of mental exploration, you have told only half the story. The successful reasoner not only seeks, but finds. He not only ransacks his memory for data bearing on his problem, but he finally "sees" the solution clearly. The whole exploratory process culminates in a perceptive reaction. What he "sees" is not presented to his senses at the moment, but he "sees that something must be so". This kind of perception may be called inference.
When you talk about reasoning as a process of mental exploration, you're only telling part of the story. A successful reasoner not only looks for answers but also finds them. He doesn't just dig through his memory for information related to his problem; he eventually "sees" the solution clearly. The entire exploration process culminates in a perceptive reaction. What he "sees" isn't directly presented to his senses at that moment, but he "sees that something must be true." This type of perception can be called inference.
To bring out distinctly the perceptive reaction in reasoning, let us cite a few very simple cases. Two freshmen in college, getting acquainted, ask about each other's fathers and find that both are alumni of this same college. "What class was your father in?" "In the class of 1900. And {466} yours?" "Why, he was in 1900, too. Our fathers were in the same class; they must know each other!" Here two facts, one contributed by one person and the other by another person, enable both to perceive a third fact which neither of them knew before. Inference, typically, is a response to two facts, and the response consists in perceiving a third fact that is bound up in the other two.
To clearly illustrate the perceptive reaction in reasoning, let's look at a few very simple examples. Two college freshmen, getting to know each other, ask about their dads and discover that both are graduates of the same college. "What year did your dad graduate?" "In the class of 1900. And yours?" "Oh, he was in 1900, too. Our dads were in the same class; they must know each other!" Here, two pieces of information, one provided by each person, allow both to realize a third fact that neither knew before. Inference usually comes from two facts, and the response involves recognizing a third fact that connects the other two.
You do not infer what you can perceive directly by the senses. If Mary and Kate are standing side by side, you can see which is the taller. But if they are not side by side, but Mary's height is given as so much and Kate's as an inch more, then from these two facts you know, by inference, that Kate is taller than Mary.
You don't assume what you can directly sense. If Mary and Kate are standing next to each other, you can see who is taller. But if they’re not next to each other, and you know Mary’s height is a certain amount and Kate’s is an inch taller, then from these two facts, you can figure out that Kate is taller than Mary.
"Have we set the table for the right number of people?" "Well, we can see when the party comes to the table." "Oh! but we can tell now by counting. How many are there to be seated? One, two, three--fifteen in all. Now count the places at table--only fourteen. You will have to make room for one more." This reducing of the problem to numbers and then seeing how the numbers compare is one very simple and useful kind of inference.
"Have we set the table for the right number of people?" "Well, we can see when the guests arrive." "Oh! But we can figure it out now by counting. How many are going to be seated? One, two, three—fifteen total. Now count the spots at the table—only fourteen. You need to make space for one more." This simplification of the problem to numbers and then comparing the numbers is a very straightforward and helpful type of reasoning.
Indirect comparison may be accomplished by other similar devices. I can reach around this tree trunk, but not around that, and thus I perceive that the second tree is thicker than the first, even though it may not look so. If two things are each found to be equal to a third thing, then I see they must be equal to each other; if one is larger than my yardstick and the other smaller, then I see they must be unequal.
Indirect comparison can be made using other similar methods. I can reach around this tree trunk, but not around that one, so I see that the second tree is thicker than the first, even if it doesn't appear that way. If two things are each equal to a third thing, then I understand that they must be equal to each other; if one is larger than my yardstick and the other is smaller, then I see they must be unequal.
Of the two facts which, taken together, yield an inferred fact, one is often a general rule or principle, and the inference then consists in seeing how the general rule applies to a special case. A dealer offers you a fine-looking diamond ring for five dollars, but you recall the rule that "all genuine diamonds are expensive", and perceive that this {467} diamond must be an imitation. This also is an instance of indirect comparison, the yardstick being the sum of five dollars; this ring measures five dollars, but any genuine diamond measures more than five dollars, and therefore a discrepancy is visible between this diamond and a genuine diamond. You can't see the discrepancy by the eye, but you see it by way of indirect comparison, just as you discover the difference between the heights of Mary and Kate by aid of the yardstick.
Of the two facts that, when combined, lead to a conclusion, one is usually a general rule or principle, and the conclusion comes from understanding how that rule applies to a specific situation. A seller offers you a nice-looking diamond ring for five dollars, but you remember the rule that "all genuine diamonds are expensive," and realize that this {467} diamond must be a fake. This is also an example of indirect comparison; the standard here is the price of five dollars. This ring costs five dollars, but any real diamond costs more than five dollars, so there's a clear difference between this diamond and a genuine one. You can't spot the difference just by looking, but you recognize it through indirect comparison, similar to how you find the height difference between Mary and Kate using a ruler.
If all French writers are clear, then Binet, a French writer, must be clear. Here "French writers" furnish your yardstick. Perhaps it would suit this case a little better if, instead of speaking of indirect comparison by aid of a mental yardstick, we spoke in terms of "relations". When you have before your mind the relation of A to M, and also the relation of B to M, you may be able to see, or infer, a relation between A and B. M is the common point of reference to which A and B are related. Binet stands in a certain relation to "French writers", who furnish the point of reference; that is, he is one of them. Clear writing stands in a certain relation to French writers, being one of their qualities; from which combination of relations we perceive clear writing as a quality of Binet.
If all French writers are clear, then Binet, a French writer, must also be clear. Here, "French writers" serve as your standard. It might make more sense in this case to think in terms of "relationships" instead of using a mental yardstick for indirect comparison. When you consider the relationship of A to M, and the relationship of B to M, you might be able to see or infer a relationship between A and B. M is the common point of reference that connects A and B. Binet has a certain relationship with "French writers," who provide that reference point; in other words, he is one of them. Clear writing is related to French writers as one of their characteristics; from this combination of relationships, we recognize clear writing as a trait of Binet.
Just as an illusion is a false sense perception, so a false inference is called a "fallacy". One great cause of fallacies consists in the confused way in which facts are sometimes presented, resulting in failure to see the relationships clearly. If you read that
Just as an illusion is a misleading sense perception, a false inference is known as a "fallacy." One major reason for fallacies is the unclear way in which facts are sometimes presented, making it difficult to see the relationships clearly. If you read that
"Smith is taller than Brown; and
Jones is shorter than Smith; and therefore
Jones is shorter than Brown,"
"Smith is taller than Brown; and
Jones is shorter than Smith; so
Jones is shorter than Brown,"
the mix-up of "taller" and "shorter" makes it difficult to get the relationships clearly before you, and you are likely {468} to make a mistake. Or again, if Mary and Jane both resemble Winifred, can you infer that they resemble each other? You are likely to think so at first, till you notice that resemblance is not a precise enough relation to serve for purposes of indirect comparison. Mary may resemble Winifred in one respect, and Jane may resemble her in another respect, and there may be no resemblance between Mary and Jane.
the confusion between "taller" and "shorter" makes it hard to clearly see the relationships, and you might {468} end up making a mistake. Or, if Mary and Jane both look like Winifred, can you conclude that they look like each other? You might think so at first, until you realize that resemblance isn’t a precise enough relationship for indirect comparison. Mary might resemble Winifred in one way, and Jane might resemble her in another way, and there could be no resemblance between Mary and Jane.
Or, again,
Or, once more,
"All French writers are clear; but
James was not a French writer; and therefore
James was not a clear writer,"
"All French writers are clear; but
James wasn’t a French writer; and therefore
James wasn’t a clear writer,"
may cause some confusion from failure to notice that the relation between French writers and clear writing is not reversible so that we could turn about and assert that all clear writers were French.
may cause some confusion from not realizing that the relationship between French writers and clear writing isn't one that can be reversed, meaning we can't just say that all clear writers are French.
The reasoner needs a clear head and a steady mental eye; he needs to look squarely and steadily at his two given statements in order to perceive their exact relationship. Diagrams and symbols often assist in keeping the essential facts clear of extraneous matter, and so facilitate the right response.
The thinker needs to have a clear mind and a focused perspective; they must look directly and consistently at the two statements provided to understand their exact relationship. Diagrams and symbols often help in keeping the key facts free from unnecessary details, making it easier to find the correct answer.
To sum up: the process of reasoning culminates in two facts being present as stimuli, and the response, called "inference", consists in perceiving a third fact that is implicated in the two stimulus-facts. It is a good case of the law of combination, and at the same time it is a case where "isolation" is needed, otherwise the response will be partly aroused by irrelevant stimuli, and thus be liable to error.
To sum up: the reasoning process ends with two facts being present as triggers, and the response, known as "inference," involves recognizing a third fact that is related to the two trigger facts. It's a clear example of the law of combination, and at the same time, it requires "isolation"; otherwise, the response might be influenced by irrelevant triggers, leading to potential mistakes.
Varieties of Reasoning
Reasoning as a whole is a process of mental exploration culminating in inference. Now, without regard to possible {469} variations of the perceptive response of inference, there are at least different varieties of the exploratory process leading up to inference. The situation that arouses reasoning differs from one case to another, the motive for engaging in this rather laborious mental process differs, and the order of events in the process differs. There are several main types of reasoning, considered as a process of mental exploration.
Reasoning overall is a process of mental exploration that leads to conclusions. Without considering the potential {469} differences in how we perceive those conclusions, there are still different types of exploration that lead up to them. The situations that trigger reasoning vary from one instance to another, the reasons for going through this demanding mental process change, and the sequence of events also differs. There are several key types of reasoning viewed as a process of mental exploration.
1. Reasoning out the solution of a practical problem.
A "problem" is a situation for which we have no ready and successful response. We cannot successfully respond by instinct or by previously acquired habit. We must find out what to do. We explore the situation, partly by the senses and actual movement, partly by the use of our wits. We observe facts in the situation that recall previous experiences or previously learned rules and principles, and apply these to the present case. Many of these clues we reject at once as of no use; others we may try out and find useless; some we may think through and thus find useless; but finally, if our exploration is successful, we observe a real clue, recall a pertinent guiding principle, and see the way out of our problem.
A "problem" is a situation that we don’t have an immediate and effective solution for. We can’t rely on instinct or habits we’ve developed before. We have to figure out what to do. We examine the situation, using our senses and moving around, as well as tapping into our intelligence. We notice facts in the scenario that remind us of past experiences or rules and principles we’ve learned, and we apply them to the current situation. Many of these hints we dismiss immediately as unhelpful; others we may test and find ineffective; some we may think through and realize they won’t work; but ultimately, if our exploration is successful, we spot a real clue, remember a relevant guiding principle, and find a way out of our problem.
Two boys went into the woods for a day's outing. They climbed about all the morning, and ate their lunch in a little clearing by the side of a brook. Then they started for home, striking straight through the woods, as they thought, in the direction of home. After quite a long tramp, when they thought they should be about out of the woods, they saw clear space ahead, and, pushing forward eagerly, found themselves in the same little clearing where they had eaten their lunch! Reasoning process No. 1 now occurred: one of the boys recalled that when traversing the woods without any compass or landmark, the traveller is very likely to go in a circle; inference, "That is what we have done and {470} we probably shall do the same thing again if we go ahead. We may as well sit down and think it over."
Two boys went into the woods for a day of fun. They climbed around all morning and had their lunch in a small clearing by a brook. Then they started heading home, thinking they were going straight through the woods in the direction of home. After quite a long walk, when they thought they should be almost out of the woods, they saw an open space ahead and, excitedly pushing forward, found themselves back in the same little clearing where they had eaten their lunch! This sparked Reasoning Process No. 1: one of the boys remembered that when wandering in the woods without a compass or noticeable landmarks, it’s very common to end up going in circles; conclusion: "That's what we've done, and {470} we’ll probably do it again if we keep going. We might as well sit down and think it over."
Mental exploration ensued. "How about following the brook?" "That won't do, for it flows down into a big swamp that we couldn't get through". "How about telling directions by the sun?" "But it has so clouded over that you can't tell east from west, or north from south." "Yes, those old clouds! How fast they are going! They seem to go straight enough." "Well, say! How about following the clouds? If we keep on going straight, in any direction, for a couple of hours, we shall surely get out of the woods somewhere." This seems worth trying and actually brings the boys out to a road where they can inquire the way home.
Mental exploration began. "What if we follow the brook?" "That won't work; it leads into a big swamp that we can't get through." "What if we use the sun for directions?" "But it's so cloudy now that you can't tell east from west or north from south." "Yeah, those old clouds! They’re moving so quickly! They look like they’re going straight." "Well, how about we follow the clouds? If we keep going straight in any direction for a couple of hours, we should definitely find our way out of the woods." This seems worth a shot and actually leads the boys to a road where they can ask for directions home.
What we find in this case is typical of problem solution. First, a desire is aroused, and it facilitates the observation and recall of facts relevant to itself. One pertinent fact is observed, another pertinent fact, or rule, is recalled; and in these two taken together the key to the problem is found.
What we see here is a classic example of problem-solving. First, a desire is sparked, which helps us notice and remember facts that relate to it. We observe one relevant fact, then recall another pertinent fact or rule; together, these two hold the key to solving the problem.
2. Rationalization or self-justification.
While in the preceding case reasoning showed what to do, here it is called upon to justify what has been done, or what is going to be done anyway. The question is, what reason to assign for the act; we feel the need of meeting criticism, either from other people or from ourselves. The real motive for the act may be unknown to ourselves, as it often is unless we have made a careful study of motives; or, if known, it may not be such as we care to confess. We require a reasonable motive, some acceptable general principle that explains our action.
While in the previous case, reasoning showed us what to do, here it needs to justify what has been done, or what is going to happen anyway. The question is, what reason can we give for the action; we feel the need to address criticism, whether it's from others or ourselves. The real motive for the action might be unknown to us, as it often is unless we've done a careful study of our motives; or, if we do know it, it might not be something we want to admit. We need a reasonable motive, some acceptable general principle that explains our actions.
A child is unaccountably polite and helpful to his mother some day, and when asked about it replies that he simply wants to help--while his real motive may have been to score against his brother or sister, who is to some extent his rival.
A child is unexpectedly polite and helpful to his mom one day, and when asked about it, he says he just wants to help—while his real motive might be to get one up on his brother or sister, who is somewhat of a rival.
If I have work requiring attention but want to go to the game, I should certainly be lacking in reasoning ability if I could not find something in the situation that made my attendance at the game imperative. I am stale, and the game will freshen me up and make me work better afterward. Or, I am in serious danger of degenerating into a mere "grind", and must fight against this evil tendency. Or, my presence at the game is necessary in order to encourage the team.
If I have important tasks to handle but want to go to the game, I would be seriously lacking in judgment if I couldn't find a reason that makes going to the game essential. I'm feeling burned out, and attending the game will revive me and help me be more productive afterward. Or, I'm at risk of becoming just a "workhorse," and I need to combat this negative tendency. Or, my support at the game is crucial to motivate the team.
Thus, aspects of the situation that are in line with our desire bob to the surface and suggest acceptable general principles that make the intended action seem good and even necessary. Finding excuses for acts already performed is a reasoning exercise of the same sort. Man is a rationalizing animal as well as a rational animal, and his self-justifications and excuses, ludicrous though they often are, are still a tribute to his very laudable appreciation of rationality.
Thus, aspects of the situation that align with our desires come to light and suggest acceptable general principles that make the intended action seem good and even necessary. Finding excuses for actions that have already been taken is a similar type of reasoning. Humans are both rationalizing and rational beings, and their self-justifications and excuses, though often ridiculous, still show a commendable appreciation for reason.
3. Explanation.
This form of reasoning, like the preceding, takes its start with something that raises the question, "Why?" Only, our interest in the question is objective rather than subjective. It is not our own actions that call for explanation, but some fact of nature or of human behavior. Why--with apologies to the Southern Hemisphere!--is it so cold in January? The fact arouses our curiosity. We search the situation for clues, and recall past information, just as in the attempt to solve a practical problem. "Is it because there is so much snow in January?" "But what, then, makes it snow? This clue leads us in a circle." "Perhaps, then, it is because the sun shines so little of the time, and never gets high in the sky, even at noon." That is a pretty good clue; it recalls the general principle that, without a continued supply of heat, cold is inevitable. To explain a phenomenon is to deduce it from {472} an accepted general principle; to understand it is to see it as an instance of the general principle. Such understanding is very satisfactory, since it rids you of uncertainty and sometimes from fear, and gives you a sense of power and mastery.
This type of reasoning, like the one before, starts with something that makes us ask, "Why?" However, our interest in the question is objective, not subjective. It’s not our own actions that need explaining, but some fact of nature or human behavior. Why—sorry to the Southern Hemisphere!—is it so cold in January? The fact piques our curiosity. We look for clues in the situation and recall past information, just like when trying to solve a practical problem. "Is it because there’s so much snow in January?" "But what causes it to snow?" This clue takes us in circles. "Maybe it’s because the sun doesn't shine much and never gets very high in the sky, even at noon." That’s a pretty good clue; it reminds us of the general principle that, without a steady supply of heat, cold is unavoidable. To explain a phenomenon is to derive it from {472} an accepted general principle; to understand it is to recognize it as an example of that principle. This kind of understanding is very satisfying, as it removes uncertainty and sometimes fear, providing a sense of control and mastery.
4. Application.
The reasoning processes discussed up to this point have taken their start with the particular, and have been concerned in a search for the general principle that holds good of the given particular case. Reasoning may also take its start at the other end, in a general statement, and seek for particular cases belonging under this general rule. But what can be the motive for this sort of reasoning? What is there about a general proposition to stimulate exploration?
The reasoning processes we've talked about so far have begun with specific cases and focused on finding the general principle that applies to those particular situations. Reasoning can also start from a general statement and look for specific cases that fall under this broader rule. But what could motivate this kind of reasoning? What is it about a general proposition that encourages investigation?
Several motives may be in play. First, there may be a need for application of the general principle. Somebody whose authority you fully accept enunciates a general proposition, and you wish to apply it to special cases, either for seeing what practical use you can make of it, or simply to make its meaning more real and concrete to yourself. Your exploration here takes a different form from that thus far described. Instead of searching a concrete situation for clues, and your memory for general principles, you search your memory for particular cases where the general law should apply. If all animals are cold-blooded, excepting only birds and mammals, then fish and frogs and lizards are cold-blooded, spiders, insects, lobsters and worms; having drawn these inferences, your understanding of the general proposition becomes more complete.
Several motives could be involved. First, there might be a need to apply the general principle. Someone whose authority you completely accept states a general idea, and you want to apply it to specific cases, either to see what practical use you can get from it or just to make the meaning more tangible and real for yourself. Your exploration here takes a different form from what has been described so far. Instead of looking for clues in a concrete situation and your memory for general principles, you search your memory for specific cases where the general rule should apply. If all animals are cold-blooded, except for birds and mammals, then fish, frogs, and lizards are cold-blooded, as are spiders, insects, lobsters, and worms; having made these inferences, your understanding of the general idea becomes more complete.
5. Doubt.
A general proposition may stimulate reasoning because you doubt it, and wish to find cases where it breaks down. Perhaps somebody makes the general statement whose authority you do not accept; perhaps he says it in an assertive way that makes you want to take him down {473} a peg. Perhaps you are in the heat of an argument with him, so that every assertion he may make is a challenge. You search your memory for instances belonging under the doubted general statement, in the hope of finding one where the general statement leads to a result that is contrary to fact. "You say that all politicians are grafters. Theodore Roosevelt was a politician, therefore, according to you, he must have been a grafter. But he was not a grafter, and you will have to take back that sweeping assertion."
A general statement can spark critical thinking because you doubt it and want to find examples where it doesn't hold true. Maybe someone makes that general claim, and you don’t accept their authority; perhaps they say it in such a confident way that it makes you want to knock them down a peg. It could also be that you’re in the middle of a heated argument with them, so every claim they make feels like a challenge. You dig through your memory for examples that contradict the disputed general statement, hoping to find one where the statement leads to a conclusion that isn’t true. “You say that all politicians are corrupt. Theodore Roosevelt was a politician, so according to you, he must have been corrupt. But he wasn’t corrupt, so you need to retract that sweeping claim.”
6. Verification.
This same general type of reasoning, which takes its start with a general proposition, and explores particular instances in order to see whether the proposition, when applied to them, gives a result in accordance with the facts, has much more serious uses; for this is the method by which a hypothesis is tested in science. A hypothesis is a general proposition put forward as a guess, subject to verification. If it is thoroughly verified, it will be accepted as a true statement, a "law of nature", but at the outset it is only a guess that may turn out to be either true or false. How shall its truth or falsity be demonstrated? By deducing its consequences, and testing these out in the realm of observed fact.
This same kind of reasoning starts with a general idea and examines specific cases to see if applying that idea gives results consistent with reality. This approach has much more significant applications; it’s the method used to test a hypothesis in science. A hypothesis is a general idea proposed as a guess, which can be verified. If it’s thoroughly verified, it will be accepted as a true statement, a "law of nature," but initially, it’s just a guess that could be true or false. How do we prove whether it’s true or false? By figuring out its consequences and testing them against what we observe.
An example from the history of science is afforded by Harvey's discovery of the circulation of the blood, which was at first only a hypothesis, and a much-doubted one at that. If the blood is driven by the heart through the arteries, and returns to the heart by way of the veins, then the flow of blood in any particular artery must be away from the heart, and in any particular vein towards the heart. This deduction was readily verified. Further, there should be little tubes leading from the smallest arteries over into the smallest veins, and this discovery also was later verified, when the invention of the microscope made observation of the capillaries possible. Other deductions also were verified, {474} and in short all deductions from the hypothesis were verified, and the circulation of the blood became an accepted law.
An example from the history of science is Harvey's discovery of blood circulation, which initially was just a theory, and a highly questioned one at that. If the heart pumps blood through the arteries and it returns to the heart through the veins, then blood flow in any specific artery must move away from the heart, and in any specific vein towards the heart. This deduction was easily confirmed. Additionally, there should be tiny tubes connecting the smallest arteries to the smallest veins, and this finding was also confirmed later when the microscope made it possible to observe the capillaries. Other deductions were verified as well, {474} and overall, all deductions from the theory were confirmed, making blood circulation an accepted law.
Most hypotheses are not so fortunate as this one; most of them die by the wayside, since it is much easier to make a guess that shall fit the few facts we already know than to make one that will apply perfectly to many other facts at present unknown. A hypothesis is a great stimulus to the discovery of fresh facts. Science does not like to have unverified hypotheses lying around loose, where they may trip up the unwary. It is incumbent on any one who puts forward a hypothesis to apply it to as many special cases as possible, in order to see whether it works or not; and if the propounder of the hypothesis is so much in love with it that he fails to give it a thorough test, his scientific colleagues are sure to come to the rescue, for they, on the whole, would be rather pleased to see the other fellow's hypothesis come to grief. In this way, the rivalry motive plays a useful part in the progress and stabilizing of science.
Most hypotheses aren't as lucky as this one; most of them fade away because it's much easier to make a guess that fits the few facts we already know than to create one that works perfectly with many other unknown facts. A hypothesis is a strong motivator for discovering new facts. Science doesn’t like unverified hypotheses hanging around, where they could mislead people. Anyone proposing a hypothesis must apply it to as many specific cases as possible to see if it holds up; if the person who proposed the hypothesis is so attached to it that they neglect to test it thoroughly, their scientific peers will likely step in, as they generally enjoy seeing a rival's hypothesis fail. In this way, the competitive drive plays a helpful role in the advancement and stabilization of science.
Deductive and Inductive Reasoning
When you are sure at the outset of your general proposition, and need only to see its application to special cases, your reasoning is said to be "deductive". Such reasoning is specially used in mathematics. But in natural science you are said to employ "inductive reasoning". The process has already been described. You start with particular facts demanding explanation or generalization, and try to find some accepted law that explains them. Failing in that, you are driven to guess at a general law, i.e., to formulate a hypothesis that will fit the known facts. Then, having found such a conjectural general law, you proceed to deduce its consequences; you see that, if the hypothesis is true, such and such facts must be true. Next you go out and see whether these facts are true, and if they are, your hypothesis {475} is verified to that extent, though it may be upset later. If the deduced facts are not true, the hypothesis is false, and you have to begin all over again.
When you're confident about your general idea from the start and just need to see how it applies to specific situations, your reasoning is called "deductive." This type of reasoning is especially common in mathematics. In natural science, on the other hand, you use "inductive reasoning." This process has been explained before. You begin with specific facts that need to be explained or generalized and try to find an established law that accounts for them. If that doesn't work, you end up guessing a general law, which means developing a hypothesis that fits the known facts. Once you've found such a tentative general law, you proceed to deduce its outcomes; you recognize that, if the hypothesis is true, certain facts must also be true. Then you go out and check if these facts are indeed true, and if they are, your hypothesis {475} is confirmed to some extent, although it might be disproven later. If the deduced facts are not true, the hypothesis is false, and you have to start all over again.
The would-be natural scientist may fail at any one of several points. First, he may see no question that calls for investigation. Everything seems a matter-of-course, and he concludes that science is complete, with nothing left for him to discover. Second, seeing something that still requires explanation, he may lack fertility in guessing, or may be a poor guesser and set off on a wild-goose chase. Helmholtz, an extremely fertile inventor of high-grade hypotheses, describes how he went about it. He would load up in the morning with all the knowledge he could assemble on the given question, and go out in the afternoon for a leisurely ramble; when, without any strenuous effort on his part, the various facts would get together in new combinations and suggest explanations that neither he nor any one else had ever thought of before. Third, our would-be scientific investigator may lack the clear, steady vision to see the consequences of his hypothesis; and, fourth, he may lack the enterprise to go out and look for the facts that his hypothesis tells him should be found.
The aspiring natural scientist might stumble at several points. First, he may not identify any question that needs exploring. Everything seems obvious, leading him to think that science is finished, with nothing left for him to uncover. Second, when he does notice something that still needs explaining, he might struggle to come up with creative ideas or be a poor guesser, embarking on a fruitless pursuit. Helmholtz, a highly inventive creator of valuable hypotheses, explains his process. He would start his day by gathering all the information he could find on the question at hand and then take a leisurely walk in the afternoon; during this relaxed time, various facts would come together in new ways and suggest explanations that neither he nor anyone else had ever considered before. Third, our aspiring scientific investigator might lack the clear, consistent insight to understand the implications of his hypothesis; and fourth, he may not have the drive to go out and search for the facts that his hypothesis indicates should exist.
Psychology and Logic
Psychology is not the only science that studies reasoning; that is the subject-matter of logic as well, and logic was in the field long before psychology. Psychology studies the process of reasoning, while logic checks up the result and shows whether it is valid or not. Logic cares nothing about the exploratory process that culminates in inference, but limits itself to inference alone.
Psychology isn't the only field that looks at reasoning; logic does too, and logic has been around much longer than psychology. Psychology examines the process of reasoning, while logic evaluates the outcome and determines whether it's valid. Logic doesn't concern itself with the exploratory process that leads to an inference; it focuses solely on the inference itself.
Inference, in logical terminology, consists in drawing a conclusion from two given premises. The two premises are the "two facts" which, acting together, arouse the {476} perceptive response called inference, and the "third fact" thus perceived is the conclusion. [Footnote: The "two facts" or premises need not be true; either or both may be assumed or hypothetical, and still they may lead to a valid conclusion, i.e., a conclusion implicated in the assumed premises.] Logic cares nothing as to how the premises were found, nor as to the motive that led to the search for them, nor as to the time and effort required, nor the difficulty encountered; these matters all pertain to psychology.
Inference, in logical terms, is about drawing a conclusion from two given premises. The two premises are the "two facts" that, when combined, trigger the {476} perceptive response known as inference, and the "third fact" that results from this is the conclusion. [Footnote: The "two facts" or premises don't have to be true; either or both can be assumed or hypothetical, and they can still lead to a valid conclusion, meaning a conclusion that follows from the assumed premises.] Logic doesn't care how the premises were discovered, what motivated the search for them, how much time and effort were involved, or the challenges faced; these aspects are all related to psychology.
Logic sets forth the premises and conclusion in the form of the "syllogism", as in the old stand-by:
Logic lays out the premises and conclusion in the form of a "syllogism," like the classic example:
Major premise: All men are mortal
Minor premise: Socrates is a man
Conclusion: Therefore, Socrates is mortal
Major premise: Everyone is mortal
Minor premise: Socrates is a person
Conclusion: Therefore, Socrates is mortal
The syllogism includes three "terms", which in the above instance are "Socrates", "mortal", and "man" or "men". Logic employs the letters, S, P, and M to symbolize these three terms in general. S is the "subject" (or, we might say, the "object" or the "situation") about which something is inferred. P is the "predicate", or what is inferred about S; and M is the "middle term" which corresponds to our "yardstick" or "point of reference", as we used those words at the beginning of the chapter. S is compared with P through the medium of M; or, S and P are both known to be related to M, and therefore (when the relations are of the right sort) they are related to each other. It is part of the business of logic to examine what relations are, and what are not, suitable for yielding a valid inference.
The syllogism consists of three "terms," which in this case are "Socrates," "mortal," and "man" or "men." In logic, the letters S, P, and M represent these three terms in general. S stands for the "subject" (or, we could say, the "object" or the "situation") about which something is inferred. P is the "predicate," or what is inferred about S; and M is the "middle term," which serves as our "yardstick" or "point of reference," as we mentioned at the beginning of the chapter. S is compared with P through M; or, S and P are both understood to be connected to M, and therefore (when the relationships are appropriate) they are related to each other. It is the job of logic to examine which relationships are suitable for making a valid inference and which are not.
In symbols, then, the syllogism becomes:
In symbols, the argument is:
Major premise: M is P
Minor premise: S is M
Conclusion: Therefore, S is P
Major premise: M is P
Minor premise: S is M
Conclusion: Therefore, S is P
Without confounding logic and psychology in the least, we may take this symbolic syllogism as a sort of map, on which to trace out the different exploratory processes that we have already described under the head of "varieties of reasoning". To do so may make these different processes stand out more distinctly.
Without mixing up logic and psychology at all, we can think of this symbolic syllogism as a kind of map to outline the various exploratory processes we've already discussed under "varieties of reasoning." Doing this might make these different processes more clearly defined.
In problem-solution, we start with S, a situation unsolved, i.e., without any P. P, when found, will be the solution. We explore the situation, and find in it M; i.e., we observe that S is M. Now M recalls our previously acquired knowledge that M is P. Having then before us the two premises, we perceive that S is P, and are saved.
In problem-solving, we begin with S, an unresolved situation, meaning there’s no P. When we identify P, it becomes the solution. We analyze the situation and discover that S is M. Now M reminds us that M is P. With these two premises in mind, we see that S is P, and we find a resolution.
In rationalization or explanation, we know, to start with, that S is P, and wish to know why this is so. As before, we explore S, find M, recall that M is P, and see that S, therefore, is P. Our final conclusion is, really, that S is P because it is M; that January is cold because it gets little sunlight.
In rationalization or explanation, we know, to start with, that S is P, and want to know why this is true. As before, we explore S, find M, remember that M is P, and see that S, therefore, is P. Our final conclusion is really that S is P because it is M; that January is cold because it gets little sunlight.
In application, doubt or verification, we start with the major premise, M is P, and explore our memories for an S which, being M, should therefore be P according to our hypothesis. If we find an S which is not P, then our final conclusion is that the major premise is false.
In practice, whether we have doubts or need to verify something, we begin with the main idea, M is P, and look through our memories for an S that, being M, should therefore be P based on our hypothesis. If we find an S that is not P, then we conclude that the main idea is false.
Reference to our "map" indicates that there might be several other varieties of reasoning, and there are, indeed, though they are scarcely as important as those already mentioned. Reasoning sometimes starts with the observation of P, which means something that might prove useful on some future occasion. Your attention is caught by these prominent words in an advertisement, "$100 a week!" That might come in handy on some future occasion, and you look further to see how all that money can be attached to S, yourself on some future occasion. You soon learn that you have only to secure subscriptions for a certain magazine, {478} and that income may be yours. P is the money, and M is the occupation that gives the money, while S is yourself supposedly entering on this occupation and earning the money. This type of reasoning is really quite common. If we see a person making a great success of anything, we try to discover how he does it, reasoning that if we do the same, we shall also be successful; or, if we see some one come to grief, we try to see how it happened, so as to avoid his mistake and so the bad consequences of that mistake. We plan to perform M so as to secure P, or to avoid M in the hope of avoiding P.
Reference to our "map" suggests that there might be several other types of reasoning, and there are, although they’re not as significant as those we've already discussed. Reasoning sometimes starts with the observation of P, which refers to something that could be useful in the future. You might be drawn in by those eye-catching words in an advertisement, "$100 a week!" That could be helpful later, so you look closer to figure out how all that money relates to S, which is you in a future scenario. You quickly find out that you just need to get subscriptions for a particular magazine, {478}, and that income could be yours. P is the money, M is the job that brings in the money, and S is you stepping into that job and earning the cash. This kind of reasoning is pretty common. If we see someone achieving great success in something, we try to figure out how they did it, reasoning that if we follow the same path, we’ll also be successful; or, if we see someone fail, we want to understand how it happened so we can avoid their mistakes and the negative consequences that came with them. We plan to do M to get P or to steer clear of M in hopes of avoiding P.
Sometimes, not so rarely, we have both premises handed out to us and have only to draw the conclusion. More often, we hear a person drawing a conclusion from only one expressed premise, and try to make out what the missing premise can be. Sometimes this is easy, as when one says, "I like him because he is always cheerful", from which you see that the person speaking must like cheerful persons. But if you hear it said that such a one "cannot be a real thinker, he is so positive in his opinions" or that another "is unfeeling and unsympathetic from lack of a touch of cruelty in his nature", you may have to explore about considerably before finding acceptable major premises from which such conclusions can be deduced.
Sometimes, not so infrequently, we’re given both premises and just need to draw the conclusion. More often, we hear someone reaching a conclusion from only one stated premise and try to figure out what the missing premise could be. Sometimes this is easy, like when someone says, "I like him because he’s always cheerful," from which you can tell that the speaker must like cheerful people. But if you hear someone say that a certain person "cannot be a real thinker because he’s too certain in his opinions" or that another "is unfeeling and unsympathetic due to a lack of cruelty in his nature," you might have to dig around a lot before you find reasonable major premises from which those conclusions can be drawn.
Finally, in asking what are the qualifications of a good reasoner we can help ourselves once more by reference to the syllogistic map. To reason successfully on a given topic, you need good major premises, good minor premises, and valid conclusions therefrom.
Finally, in asking what the qualifications of a good reasoner are, we can help ourselves once again by referring to the syllogistic map. To reason effectively on a given topic, you need strong major premises, solid minor premises, and valid conclusions drawn from them.
(a) A good stock of major premises is necessary, a good stock of rules and principles acquired in previous experience. Without some knowledge of a subject, you have only vague generalities to draw upon, and your reasoning process will be slow and probably lead only to indefinite conclusions. {479} Experience, knowledge, memory are important in reasoning, though they do not by any means guarantee success.
(a) A solid understanding of major concepts is essential, along with a strong grasp of rules and principles gained from past experiences. Without some familiarity with a topic, you'll only have vague ideas to work with, and your reasoning will be sluggish and likely result in unclear conclusions. {479} Experience, knowledge, and memory are crucial for reasoning, although they don’t guarantee success.
(b) The "detective instinct" for finding the right clues, and rejecting false leads, amounts to the same as sagacity in picking out the useful minor premises. In problem solution, you have to find both of your premises, and often the minor premise is the first to be found and in turn recalls the appropriate major premise. Finding the minor premise is a matter of observation, and if you fail to observe the significant fact about the problem, the really useful major premise may lie dormant, known and retained but not recalled, while false clues suggest inapplicable major premises and give birth to plenty of reasoning but all to no purpose. Some persons with abundant knowledge are ineffective reasoners from lack of a sense for probability. The efficient reasoner must be a good guesser.
(b) The "detective instinct" for spotting the right clues and avoiding false leads is similar to being smart about identifying the useful minor premises. When solving a problem, you need to find both your premises, and often the minor premise is discovered first, which then helps you recall the relevant major premise. Finding the minor premise comes down to observation; if you miss the key detail about the problem, the actually useful major premise might remain unused—known and stored in your mind but not activated—while misleading clues suggest irrelevant major premises and lead to a lot of reasoning that ultimately goes nowhere. Some people with extensive knowledge struggle to reason effectively because they lack a sense of probability. A good reasoner also needs to be a good guesser.
(c) The reasoner needs a clear and steady mental eye, in order to see the conclusion that is implicated in the premises. Without this, he falls into confusion and fallacy, or fails, with the premises both before him, to get the conclusion. The "clear and steady mental eye", in less figurative language, means the ability to check hasty responses to either premise alone, or to extraneous features of the situation, so as to insure that "unitary response" to the combination of premises which constitutes the perceptive act of inference.
(c) The reasoner needs a clear and focused mindset to see the conclusion that comes from the premises. Without this, they get confused and make mistakes, or they fail to reach the conclusion even with the premises in front of them. The "clear and focused mindset," in simpler terms, means the ability to avoid quick reactions to either premise alone or to unrelated aspects of the situation, ensuring a "unified response" to the combination of premises that represents the act of making an inference.
EXERCISES
1. Outline the chapter.
2. In what respects does the animal's solution of a problem fall
short of reasoning?
3. Give a concrete instance of reasoning belonging under each of
the types mentioned in the text.
4. How is it that superstitions such as that of Friday being an
unlucky day persist? What would be the scientific way of testing
such a belief?
5. What causes tend to arouse belief, and what to arouse doubt?
6. Introspective study of the process of thinking. Attempt to
solve some of the following problems, and write down what you can
observe of the process.
1. Outline the chapter.
2. In what ways does the animal's approach to solving a problem fall short of true reasoning?
3. Provide a specific example of reasoning that fits each of the types mentioned in the text.
4. Why do superstitions like believing Friday is an unlucky day continue to exist? What would be a scientific method to test this belief?
5. What factors tend to promote belief, and what factors tend to generate doubt?
6. Reflect on the process of thinking. Try to tackle some of the following problems, and write down your observations about the process.
(a) What is it that has four fingers and a thumb, but no flesh
or bone?
(b) Why does the full moon rise about sunset?
(c) If a book and a postage stamp together cost $1.02, and
the book costs $1.00 more than the stamp, how much does the
stamp cost?
(d) A riddle: "Sisters and brothers have I none, yet this
man's father is my father's son."
(e) Prove that a ball thrown horizontally over level ground will
strike the ground at the same time, no matter how hard it is
thrown.
(f) If no prunes are atherogenous, but some bivalves are
atherogenous, can you conclude that some prunes are not
bivalves?
(g) Deduce, as impersonally as possible, the opinion of you
held by some other person.
(a) What has four fingers and a thumb, but no flesh or bone?
(b) Why does the full moon rise around sunset?
(c) If a book and a postage stamp together cost $1.02, and the book costs $1.00 more than the stamp, how much does the stamp cost?
(d) A riddle: "I have no sisters or brothers, yet this man's father is my father's son."
(e) Show that a ball thrown horizontally over flat ground will hit the ground at the same time, regardless of how hard it's thrown.
(f) If no prunes are atherogenous, but some bivalves are atherogenous, can you conclude that some prunes are not bivalves?
(g) Figure out, as objectively as possible, what someone else thinks of you.
REFERENCES
William James, Principles of Psychology, 1890, Vol. II, pp. 325-371. John Dewey, How We Think, 1910.
William James, Principles of Psychology, 1890, Vol. II, pp. 325-371. John Dewey, How We Think, 1910.
CHAPTER XIX
IMAGINATION
MENTAL AS DISTINGUISHED FROM MOTOR MANIPULATION
From discovery we now turn to invention, from exploration to manipulation.
From discovery, we now shift to invention, from exploration to control.
The human enterprise of exploration, which we have examined under the headings of perception and reasoning, as well as earlier under attention, runs the gamut from simple exploratory movements of the sense organs in looking and listening, to the elaborate scientific procedure followed in testing hypotheses and discovering the laws of nature. Inventive or manipulative activity runs a similar gamut from the child's play with his toys to the creation of a work of art, the designing of a work of engineering, the invention of a new machine, or the organization of a new government. The distinction between the two lines of activity is that exploration seeks what is there, and manipulation changes it to something else. Exploration seeks the facts as they exist, while invention modifies or rearranges the facts. The two enterprises go hand in hand, however, since facts must be known to be manipulated, while on the other hand manipulation of an object brings to light facts about it that could never be discovered by simple examination. Invention is based on science and also contributes to the advance of science.
The human endeavor of exploration, which we’ve looked at through the lenses of perception and reasoning, as well as earlier through attention, ranges from basic exploratory movements of our senses like seeing and hearing, to the detailed scientific methods we use to test hypotheses and uncover the laws of nature. Similarly, inventive or hands-on activities stretch from a child's play with toys to creating a piece of art, designing an engineering project, inventing a new machine, or setting up a new government. The key difference between these two types of activities is that exploration aims to discover what already exists, while manipulation aims to change it into something new. Exploration seeks the facts as they are, while invention modifies or rearranges those facts. However, these two processes complement each other, as you need to know the facts to manipulate them, while manipulating an object reveals facts that simple examination might miss. Invention is rooted in science and also helps advance scientific knowledge.
Manipulation and exploration certainly go hand in hand in the little child's behavior. The baby picks up his new toy, turns it about and examines it on all sides, shakes it and is pleased if it makes a noise, drops it and is pleased {482} with its bang on the floor. This is manipulation, certainly; but it is also a way of exploring the properties of the toy.
Manipulation and exploration definitely go together in a toddler's behavior. The baby picks up a new toy, turns it around and looks at it from all angles, shakes it and gets excited if it makes a sound, drops it and enjoys the noise it makes when it hits the floor. This is manipulation, for sure; but it's also a way of discovering the toy's properties.
Beginnings of Imagination in the Child
Beginning with grasping, turning, pushing, pulling, shaking and dropping of objects, the child's manipulation develops in several directions. One line of development leads to manual skill. The child learns to manage his toys better.
Beginning with grasping, turning, pushing, pulling, shaking, and dropping objects, a child's ability to manipulate develops in various ways. One path of development leads to manual skill. The child learns to handle their toys more effectively.
A second line of development is in the direction of constructiveness. Taking things apart and putting them together, building blocks, assembling dolls and toy animals into "families" or "parties" setting table or arranging toy chairs in a room, are examples of this style of manipulation, which calls less for manual dexterity than for seeing ways in which objects can be rearranged.
A second area of development focuses on constructiveness. Taking things apart and putting them back together, using building blocks, assembling dolls and toy animals into "families" or "parties," setting the table, or arranging toy chairs in a room are all examples of this type of play. This style of manipulation requires less manual skill and more creative thinking about how objects can be rearranged.
Make-believe is a third direction followed in the development of manipulation. The little boy puts together a row of blocks and pushes it along the floor, asserting that it is a train of cars. The little girl lays her doll carefully in its bed, saying "My baby's sick; that big dog did bite him". This might be spoken of as "manipulating things according to the meanings attached to them", the blocks being treated as cars, and the doll as a sick baby.
Make-believe is a third direction in the development of manipulation. The little boy lines up a row of blocks and pushes them across the floor, claiming it’s a train of cars. The little girl gently places her doll in its bed, saying, "My baby's sick; that big dog bit him." This could be described as "manipulating things based on the meanings assigned to them," with the blocks functioning as cars and the doll as a sick baby.
Perhaps a little later than make-believe to make its appearance in the child is story-telling the fourth type of manipulation. Where in make-believe he has an actual object to manipulate according to the meaning attached to it, in story-telling he simply talks about persons and things and makes them perform in his story. He comes breathless into the house with a harrowing tale of being pursued by a hippopotamus in the woods; or he gives a fantastic account of the doings of his acquaintances. For this he is sometimes accused of being a "little liar"--as indeed he {483} probably is when circumstances demand--and sometimes, more charitably, he is described as being still unable to distinguish observation from imagination; but really what he has not yet grasped is the social difference between his make-believe, which no one objects to, and his story-telling, which may lead people astray.
Perhaps a little later than pretend play, story-telling emerges as the fourth type of manipulation. In pretend play, a child has a real object to manipulate according to its meaning, while in story-telling, he just talks about people and things and makes them act in his narrative. He runs excitedly into the house with a dramatic story about being chased by a hippopotamus in the woods, or he shares a wild account of his friends' adventures. For this, he is sometimes labeled a "little liar"—which he probably is when the situation calls for it—and sometimes, more kindly, he's considered unable to tell the difference between reality and imagination; but what he really hasn't grasped yet is the social distinction between his make-believe, which no one minds, and his story-telling, which might mislead people.
Both make-believe and story-telling are a great convenience to the child, since he is able by their means to manipulate big and important objects that he could not manage in sober reality. He thus finds an outlet for tendencies that are blocked in sober reality--blocked by the limitations of his environment, blocked by the opposition of other people, blocked by his own weakness and lack of knowledge and skill. Unable to go hunting in the woods, he can play hunt in the yard; unable to go to war with the real soldiers, he can shoulder his toy gun and campaign all about the neighborhood. The little girl of four years, hearing her older brothers and sisters talk of their school, has her own "home work" in "joggity", and her own graduation exercises.
Both make-believe and storytelling are super helpful for kids because they allow them to engage with big and important things they can’t handle in real life. This gives them a way to express feelings and desires that are restricted in reality—held back by their surroundings, the resistance from others, and their own limitations in knowledge and skills. When they can’t go hunting in the woods, they can play hunt in the yard; when they can’t join real soldiers in battle, they can grab their toy gun and march around the neighborhood. A four-year-old girl, hearing her older siblings talk about school, has her own "homework" in "joggity" and her own graduation ceremonies.
Preliminary Definition of Imagination
In such ways as we have been describing, the little child shows "imagination", or mental manipulation. In story-telling the objects manipulated are simply thought of; in make-believe, though there is actual motor manipulation of present objects, the attached meanings are the important matter; and in construction there is apt to be a plan in mind in advance of the motor manipulation, as when you look at the furniture in a room and consider possible rearrangements.
In the ways we've described, a young child demonstrates "imagination" or mental manipulation. In storytelling, the objects dealt with are simply imagined; in make-believe, even though there is physical manipulation of real objects, the associated meanings are what really matters; and in construction, there tends to be a plan in mind before the physical manipulation occurs, much like when you look at the furniture in a room and think about possible rearrangements.
The materials manipulated in imagination are usually facts previously perceived, and to be available for mental {484} manipulation they must now be recalled; but they are not merely recalled--they are rearranged and give a new result that may never have been perceived. A typical product of imagination is composed of parts perceived at different times and later recalled and combined, as a centaur is composed of man and horse, or a mermaid of woman and fish. Imagination is like reasoning in being a mental reaction; but it differs from reasoning in being manipulation rather than exploration; reasoning consists in seeing relationships that exist between facts, and imagination in putting facts into new relationships. These are but rough distinctions and definitions; we shall try to do a little better after we have examined a variety of imaginative performances.
The materials we play with in our imagination are usually facts we've encountered before, and for them to be available for mental manipulation, we need to remember them; but it’s not just about recalling them—it's about rearranging them to create something new that we may have never actually seen. A typical product of imagination is made up of elements recognized at different times and then blended together, like a centaur which consists of a man and a horse, or a mermaid which combines a woman and a fish. Imagination is similar to reasoning in that it involves a mental response; however, it differs from reasoning because it's about manipulation rather than exploration. Reasoning focuses on understanding the relationships that exist between facts, while imagination is about creating new relationships among facts. These are just rough distinctions and definitions; we’ll aim to improve our understanding after we explore a variety of imaginative works.
"Imagination" and "invention" mean very much the same mental process, though "imagination" looks rather to the mental process itself, and "invention" more to the outcome of the process, which is a product having some degree of novelty and originality.
"Imagination" and "invention" refer to very similar mental processes, although "imagination" focuses more on the process itself, while "invention" emphasizes the result of that process, which is a product that has some level of novelty and originality.
Imagination, like association and like attention, is sometimes free, and sometimes controlled. Controlled imagination is directed towards the accomplishment of some desired result, while free imagination wanders this way and that, with no fixed aim. Controlled imagination is seen in planning and designing; free imagination occurs in moments of relaxation, and may be called "play of the imagination". The free variety, as the simpler, will be considered first.
Imagination, much like association and attention, can be both free and controlled. Controlled imagination focuses on achieving a specific goal, while free imagination drifts aimlessly without a set purpose. You see controlled imagination in planning and designing, whereas free imagination happens during moments of relaxation and can be called "play of the imagination." We'll start by looking at the free variety, as it’s the simpler of the two.
Our study will have more point if we first remind ourselves what are the psychological problems to be attacked in studying any mental activity. What is the stimulus and what the response? These are the fundamental questions. But the study of response breaks up into three subordinate questions, regarding the tendency that is awakened, regarding the {485} end-result obtained, and regarding the often complex process or series of responses, that leads to the end-result.
Our study will be more meaningful if we first remind ourselves what the psychological problems to tackle are when examining any mental activity. What is the stimulus and what is the response? These are the essential questions. However, the study of response breaks down into three related questions: concerning the tendency that is triggered, about the {485} end result achieved, and regarding the often complicated process or series of responses that leads to the end result.
The response in imagination we have already defined, in a general way, as mental manipulation, and the end-result as the placing of facts into new combinations or relationships. The stimulus consists of the facts, either perceived at the moment or recalled from past perception, that are now freshly related or combined. The more precise question regarding the stimulus is, then, as to what sort of facts make us respond in an inventive or imaginative way; and the more precise question regarding the end-result is as to what kind of combinations or new relationships are given to the facts--both pretty difficult questions. In regard to process, the great question is as to how any one can possibly escape from the beaten track of instinct and habit, and do anything new; and in regard to tendency the question is as to what motives are awakened in inventive activity and what satisfaction there is in the end-result. This last question, as to why we imagine, is about the easiest to answer.
The response in imagination has already been described, generally, as mental manipulation, and the end result as rearranging facts into new combinations or relationships. The stimulus consists of the facts, either perceived right now or recalled from the past, that are now newly connected or combined. The more specific question about the stimulus is what types of facts prompt us to respond inventively or imaginatively; and the more specific question about the end result is what kinds of combinations or new relationships are formed with the facts—both are pretty tough questions. In terms of process, the big question is how someone can break free from the usual patterns of instinct and habit and create something new; and regarding tendency, the question is what motives are triggered in inventive activity and what satisfaction comes from the end result. This last question about why we imagine is probably the easiest to answer.
Play
Free imagination was spoken of a moment ago as a kind of play; and we might turn this about and say that play, usually if not always, contains an element of imagination or invention. Sometimes the child makes up new games, very simple ones of course, to fit the materials he has to play with; but even when he is playing a regular game, he has constantly to adapt himself to new conditions as the game-situation changes. We may take the child's play as the first and simplest case of free invention and ask our questions regarding it. What are the child's play-stimuli (toys), how does he manipulate them, what end-results does he reach, and what satisfaction does he derive from {486} playing? We can ask these questions, but it is not so sure that we can answer them.
Free imagination was mentioned earlier as a form of play, and we could flip that idea around and say that play, usually if not always, includes a mix of imagination or creativity. Sometimes a child invents new, very simple games based on the materials they have to play with; however, even when they're engaging in a standard game, they constantly have to adjust to new situations as the game unfolds. We can consider a child's play as the most basic example of free invention and ask our questions about it. What are the child's playthings (toys), how do they use them, what outcomes do they achieve, and what satisfaction do they get from {486} playing? We can pose these questions, but it's not certain that we can find answers to them.
What is a toy? Anything to play with. But what characteristics of an object make it a real toy, which shall actually arouse the play response? First, it must be such that the child can move it; and almost anything that he can move serves, one time or another, for a plaything. But the surest stimulus is a new toy, the element of novelty and variety being important in arousing manipulation as it is in arousing exploration. However, to define a toy simply as something moveable, and also new if possible, fails to satisfy the spirit of inquiry, and about the only way to progress further is to make a long list of toys, and classify them from the psychological point of view. Thus we get the following classes of play-stimuli:
What is a toy? Anything you can play with. But what qualities make something a genuine toy that actually triggers the desire to play? First, it needs to be something the child can move; nearly anything they can move can, at some point, be a plaything. However, the most effective trigger is a new toy; the element of novelty and variety is crucial for encouraging both manipulation and exploration. Yet, simply defining a toy as something movable, and ideally new, doesn’t fully satisfy our curiosity. The only way to delve deeper is to create an extensive list of toys and categorize them from a psychological perspective. This gives us the following categories of play stimuli:
Little models of articles used by adults, such as tools, furniture, dishes; and we might include here dolls and toy animals. The child's response to this class of toys is imitative. Some psychologists have been so much impressed with the imitative play of children and animals (as illustrated by puppies playing fight), that they have conceived of all play as a sort of rehearsal for the serious business of life; but this conception does not apply very well to some of the other sorts of toy.
Little copies of things used by adults, like tools, furniture, and dishes; we might also include dolls and toy animals here. The way children interact with these types of toys is through imitation. Some psychologists have been so struck by how children and animals imitate play (like puppies play-fighting) that they've suggested all play is a kind of practice for the serious aspects of life; however, this idea doesn’t really fit well with some other types of toys.
Noise-makers: rattle, drum, bell, horn, whistle, fire-cracker.
Noise-makers: rattle, drum, bell, horn, whistle, firecracker.
Things that increase your speed of locomotion, or that move you in unusual ways, as bicycle, skate, sled, rocking-horse, swing, seesaw, merry-go-round. Here belong also such sports as hopping, skipping, jumping, dancing, skipping rope, vaulting, leapfrog, whirling, somersault. The dizzy sensation resulting from stimulation of the semicircular canals is evidently pleasant to young children, and some of their sports seem aimed at securing a good measure of it.
Things that boost your speed or make you move in unique ways, like a bicycle, skateboard, sled, rocking horse, swing, seesaw, or merry-go-round. This also includes sports like hopping, skipping, jumping, dancing, jumping rope, vaulting, leapfrog, spinning, and doing somersaults. The dizzy feeling from stimulating the semicircular canals is clearly enjoyable for young kids, and many of their activities seem intended to get a good amount of that thrill.
Things that increase your radius of action; balls to throw or bat, bow and arrow, sling, mirror used to throw sunlight into a distant person's eyes; and we might include the bicycle here as well as in the preceding class.
Things that expand your range of action: balls to throw or hit, bow and arrow, slingshot, mirror used to reflect sunlight into someone’s eyes from afar; we could also include the bicycle here along with the previous group.
Things that resist the force of gravity, floating, soaring, balancing, ascending, instead of falling; or that can be made to behave in this way. Here we have a host of toys and sports: balloons, soap bubbles, kites, rockets, boats, balls that bounce, tops that balance while they spin, hoops that balance while they roll, arrows shot high into the sky; climbing, walking on the fence, swimming, swinging, seesaw again.
Things that defy gravity, floating, soaring, balancing, rising, instead of falling; or that can be made to act like this. Here we have a variety of toys and sports: balloons, soap bubbles, kites, rockets, boats, bouncing balls, spinning tops that balance, rolling hoops that maintain balance, arrows shot high into the sky; climbing, walking on fences, swimming, swinging, seesawing again.
Things that move in surprising ways or that are automatic: toy windmills, mechanical toys.
Things that move in unexpected ways or work automatically: toy windmills, mechanical toys.
Things that can be opened and shut or readjusted in some similar way: a book to turn the leaves of, a door to swing or to hook and unhook, a bag or box to pack or unpack, water taps to turn on or off (specially on).
Things that can be opened and closed or adjusted in a similar way: a book to flip through, a door to swing open or latch and unlatch, a bag or box to pack or unpack, water faucets to turn on or off (especially on).
Plastic materials, damp sand, mud, snow; and other materials that can be worked in some way, as paper to tear or fold, stones or blocks to pile, load or build, water to splash or pour; and we might add here fire, which nearly every one, child or adult, likes to manage.
Plastic materials, wet sand, mud, snow; and other materials that can be manipulated in some way, like paper to tear or fold, stones or blocks to stack, carry, or construct, water to splash or pour; and we might also include fire, which nearly everyone, whether a child or an adult, enjoys handling.
Finally, playmates should really be included in a list of playthings, since the presence of a playmate is often the strongest stimulus to arouse play.
Finally, playmates should definitely be counted among playthings, as having a playmate is often the biggest motivator for starting play.
Such being the stimulus, what is the play response? It consists in manipulating or managing the plaything so as to produce some interesting result. The hoop is made to roll, the kite to fly, the arrow to hit something at a distance, the blocks are built into a tower or knocked down with a crash, the mud is made into a "pie", the horn is sounded. Many games are variations on pursuit and capture (or escape): tag, hide-and-seek, prisoner's base, blind {488} man's buff, football, and we might include chess and checkers here. Wrestling, boxing, snowballing are variations on attack and defense. A great many are variations on action at a distance, of which instances have already been cited from children's toys; in adult games we find here golf, croquet, bowling, quoits, billiards, shooting. Many games emphasize motor skill, as skipping ropes, knife, cat's cradle, usually however with competition in skill between the different players. This element of manual skill enters of course into nearly all games. Mental acuteness appears in the guessing games, as well as in chess and many games of cards. Many games combine several of the elements mentioned, as in baseball we have action at a distance, pursuit and escape, motor skill and activity, and a chance for "head work".
With that in mind, what’s the playful response? It involves interacting with the toy in a way that creates an engaging outcome. The hoop rolls, the kite soars, the arrow hits a target, blocks are stacked into a tower or toppled dramatically, mud becomes a "pie," and the horn is blown. Many games are variations on chasing and catching (or getting away): tag, hide-and-seek, capture the flag, blind man's bluff, soccer, and we can also include chess and checkers here. Wrestling, boxing, and snowball fights are variations on offense and defense. A significant number of games involve actions from a distance; examples have already been given from children’s toys; with adult games, we see golf, croquet, bowling, quoits, billiards, and shooting. Many games focus on motor skills, like jumping rope, juggling, and cat’s cradle, usually with competition among players. This element of manual skill is present in nearly all games. Mental sharpness is featured in guessing games, as well as in chess and many card games. Various games blend multiple elements; for example, in baseball, there’s distance action, chasing and escaping, motor skills, and opportunities for strategic thinking.
The Play Motives
Now, what is the sense of games and toys, what satisfactions do they provide? What instincts or interests are thrown into activity? There is no one single "play instinct" that furnishes all the satisfaction, but conceivably every natural and acquired source of satisfaction is tapped in one play or another. In the games that imitate fighting, some of the joy of fighting is experienced, even though no real anger develops. In the games that imitate pursuit and escape, some of the joy of hunting and some of the joy of escape are awakened. In the "kissing games" that used to be common in young people's parties when dancing was frowned upon, and in dancing itself, some gratification of the sex instinct is undoubtedly present; but dancing also gives a chance for muscular activity which is obviously one source of satisfaction in the more active games. In fact, joy in motor activity must be counted as one of the most general sources of play-satisfaction. Another {489} general element is the love of social activity, which we see in dancing as well as in nearly all games and sports. Another, akin to the mere joy in motor activity, is the love of manipulation, with which we began this whole discussion.
Now, what’s the purpose of games and toys, and what enjoyment do they offer? What instincts or interests do they activate? There isn’t just one single "play instinct" that provides all the satisfaction, but likely every natural and learned source of satisfaction is engaged in one game or another. In games that mimic fighting, some of the thrill of fighting is felt, even if no real anger arises. In games that simulate pursuit and escape, some of the excitement of hunting and the pleasure of escaping are stirred up. In the "kissing games" that used to be popular at young people's parties when dancing was frowned upon, and in dancing itself, there’s definitely some fulfillment of the sexual instinct; but dancing also allows for physical activity, which is clearly one source of satisfaction in more vigorous games. In fact, enjoyment of physical activity should be considered one of the most universal sources of play satisfaction. Another general element is the love of social interaction, which we see in dancing as well as in nearly all games and sports. Another aspect, similar to the simple joy of physical activity, is the love of manipulation, which is where we started this whole discussion.
The "escape motive" deserves a little more notice. Though you would say at first thought that no one could seek fear, and that this instinct could not possibly be utilized in play, yet a great many amusements are based on fear. The "chutes", "scenic railways", "roller coasters", etc., of the amusement parks would have no attraction if they had no thrill; and the thrill means fear. You get some of the thrill of danger, though you know that the danger is not very real. Probably the thrill itself would not be worth much, but being quickly followed by escape, it is highly satisfactory. The joy of escape more than pays for the momentary unpleasantness of fear. The fear instinct is utilized also in coasting on the snow, climbing, swimming, or any adventurous sport; in all of which there is danger, but the skilful player escapes by his own efforts. If he lost control he would get a tumble; and that is why the sport is exciting and worth while. He has his fear in check, to be sure, but it is awakened enough to make the escape from danger interesting. Nothing could be much further from the truth than to consider fear as a purely negative thing, having no positive contribution to make to human satisfaction. Though we try to arrange the serious affairs of life so as to avoid danger as much as possible, in play we seek such dangers as we can escape by skilful work. The fascination of gambling and of taking various risks probably comes from the satisfaction of the fear and escape motive.
The "escape motive" deserves a bit more attention. Although it might seem at first that no one would actively seek out fear, and that this instinct wouldn't be used in play, a lot of entertainment actually revolves around fear. The “chutes,” “scenic railways,” “roller coasters,” and so on in amusement parks wouldn’t be appealing without the thrill, and that thrill is rooted in fear. You experience a bit of the thrill of danger, even though you know that the danger isn't very real. The thrill itself might not have much value, but since it's quickly followed by escape, it becomes very satisfying. The joy of escaping more than compensates for the brief discomfort of fear. The fear instinct is also present in snowboarding, climbing, swimming, or any adventurous sport, all of which involve some risk, but the skilled player manages to escape through their own efforts. If they lose control, they might fall, and that’s what makes the sport exciting and worthwhile. They keep their fear in check, but it's triggered enough to make the escape from danger engaging. It couldn’t be further from the truth to view fear as just a negative thing with no positive role in human satisfaction. While we do our best to structure the serious parts of life to avoid danger as much as we can, in play, we pursue the risks we can evade with skill. The allure of gambling and various risks likely arises from the satisfaction of the fear and escape motive.
But of all the "instincts", it is the self-assertive or masterful tendency that comes in oftenest in play. Competition, one form of self-assertion, is utilized in a tremendous number of games and sports. Either the players compete {490} as individuals, or they "choose sides" and compete as teams. No one can deny that the joy of winning is the high light in the satisfaction of play. Yet it is not the whole thing, for the game may have been worth while, even if you lose. Provided you can say, "Though I did not win, I played a good game", you have the satisfaction of having done well, which is the mastery satisfaction in its non-competitive form.
But of all the "instincts," the self-assertive or dominant tendency comes into play the most. Competition, a type of self-assertion, is involved in a huge number of games and sports. Players either compete {490} as individuals or "choose sides" and compete as teams. No one can deny that the joy of winning is the highlight of the satisfaction of playing. However, that’s not the whole story; the game might still be worthwhile even if you lose. As long as you can say, "Even though I didn’t win, I played a good game," you have the satisfaction of having performed well, which is the mastery satisfaction in its non-competitive form.
When the baby gets a horn, he is not contented to have somebody else blow it for him, but wants to blow it himself; and very pleased he is with himself when he can make it speak. "See what I can do!" is the child's way of expressing his feelings after each fresh advance in the mastery of his playthings. Great is the joy of the boy when he, himself, can make his top spin or his kite fly; and great is the girl's joy when she gets the knack of skipping a rope. Great is any one's joy when, after his first floundering, he comes to ride a bicycle, and the sense of power is enhanced in this case by covering distance easily, and so being master of a larger environment. As boys, I remember, we used to take great delight in the "apple thrower", which was simply a flexible stick, sharpened at one end to hold a green apple. With one's arm thus lengthened, the apple could be thrown to extraordinary distances, and to see our apple go sailing over a tall tree or striking the ground in the distance, gave a very satisfying sense of power. All of those toys that enable you to act at a distance, or to move rapidly, minister to the mastery impulse. Imitative play does the same, in that it enables the child to perform, in make-believe, the important deeds of adults. Children like to play at being grown-up, whether by wearing long dresses or by smoking, and it makes them feel important to do what the grown-ups do; you can observe how important they feel by the way they strut and swagger.
When a baby gets a horn, he doesn’t want someone else to blow it for him; he wants to blow it himself. He feels really proud when he can make it sound. "Look what I can do!" is how the child shows his excitement after each small success with his toys. The boy feels immense joy when he can make his top spin or his kite fly, and the girl feels just as happy when she learns to skip rope. Everyone feels great joy when, after some initial stumbling, they finally learn to ride a bike, and that joy is amplified by the freedom of moving through a larger space. I remember, as boys, we loved the "apple thrower," which was just a flexible stick with a pointy end for holding a green apple. With that extended reach, we could throw apples really far, and watching them soar over tall trees or land far away felt powerfully satisfying. All those toys that let you act from a distance or move quickly feed into the desire for mastery. Imitative play does the same by allowing children to act out the important things adults do. Kids love pretending to be grown-ups, whether they’re wearing long dresses or pretending to smoke, and it makes them feel significant to do what adults do; you can tell how important they feel by the way they strut and show off.
All in all, there are several different ways of gratifying the self-assertive or mastery impulse in play: always there is the toy or game-situation to master and manage; often self-importance is gratified by doing something big, either really or in make-believe; and usually there is a competitor to beat.
All in all, there are several different ways to satisfy the desire for self-assertion or mastery through play: there's always a toy or game to control and manage; often, a sense of self-importance comes from doing something significant, whether it's real or just pretend; and usually, there's a competitor to outshine.
Empathy
There is still another possible way in which play may gratify the mastery impulse. Why do we like to see a kite flying? Of course, if it is our kite and we are flying it, the mastery impulse is directly aroused and gratified; but we also like to watch a kite flown by some one else, and similarly we like to watch a hawk, a balloon or aëroplane, a rocket. We like also to watch things that balance or float or in other ways seem to be superior to the force of gravity. Why should such things fascinate us? Perhaps because of empathy, the "feeling oneself into" the object contemplated. As "sympathy" means "feeling with", "empathy" means "feeling into", and the idea is that the observer projects himself into the object observed, and gets some of the satisfaction from watching an object that he would get from being that object. Would it not be grand to be a kite, would it not be masterful? Here we stand, slaves of the force of gravity, sometimes toying with it for a moment when we take a dive or a coast, at other times having to struggle against it for our very lives, and all the time bound and limited by it--while the kite soars aloft in apparent defiance of all such laws and limitations. Of course it fascinates us, since watching it gives us, by empathy, some of the sense of power and freedom that seems appropriate to the behavior of a kite. Perhaps the fascination of fire is empathy of a similar sort; for fire is power.
There’s yet another way that play can satisfy our desire for mastery. Why do we enjoy watching a kite fly? Of course, when it’s our kite and we’re the ones flying it, our need for mastery is directly engaged and satisfied. But we also enjoy watching someone else fly a kite, as well as observing a hawk, a balloon, an airplane, or a rocket. We are drawn to things that balance, float, or otherwise appear to overcome gravity. Why do these things capture our attention? Maybe it’s because of empathy, the act of "feeling into" the object we’re observing. While "sympathy" means "feeling with," "empathy" means "feeling into," implying that the observer places themselves into the object being watched and gains some of the pleasure they would feel from actually being that object. Wouldn’t it be amazing to be a kite? Isn’t it empowering? Here we are, bound by gravity, sometimes playing with it when we dive or glide, but often having to fight against it for our very survival, all the while limited by it—while the kite flies high, seemingly defying all such laws and restrictions. It’s no wonder we’re captivated; watching it gives us, through empathy, a taste of the power and freedom that seems to characterize a kite’s flight. Perhaps the allure of fire evokes a similar kind of empathy; after all, fire represents power.
Having thus found the mastery impulse here, there, and {492} almost everywhere in the realm of play, we are tempted to assume a masterful attitude ourselves and say, "Look you! We have discovered the one and only play motive, which is none other than the instinct of self-assertion". Thus we should be forgetting the importance in play of danger and the escape motive, the importance of manipulation for its own sake, and the importance of the mere joy in muscular and mental activity. Also, we should be overlooking the occasional presence of laughter, the occasional presence of sex attraction, and the almost universal presence of the gregarious and other social motives. Play gratifies many instincts, not merely a single one.
Having found the drive for mastery here, there, and {492} almost everywhere in the world of play, we might be tempted to take a masterful stance ourselves and say, "Look! We've discovered the one and only motive for play, which is simply the instinct for self-assertion." This would cause us to overlook the significance of danger and the urge to escape in play, the importance of manipulating for its own sake, and the sheer joy of physical and mental activity. Additionally, we would miss the occasional instances of laughter, the presence of sexual attraction, and the almost universal presence of social motives and other group dynamics. Play satisfies many instincts, not just one.
Further, it is very doubtful whether the whole satisfaction of play activity can be traced to the instincts, anyway, for play may bring in the native "likes and dislikes", which we saw [Footnote: See p. 180.] to be irreducible to instinctive tendencies; and it may bring in acquired likes and interests developed out of these native likes. Play gives rise to situations that are interesting and attractive to the players, though the attraction cannot be traced to any of the instincts. The rhythm of dancing, marching, and of children's sing-song games can scarcely be traced to any of the instincts.
Further, it's really questionable whether the entire enjoyment of play activity can be linked to instincts at all, because play might involve natural "likes and dislikes," which we noted [Footnote: See p. 180.] cannot be reduced to instinctual tendencies; and it can also include learned likes and interests that come from these natural likes. Play creates situations that are engaging and appealing to the players, even though the appeal can't be linked to any instincts. The rhythm of dancing, marching, and children's sing-song games can hardly be connected to any instincts.
The sociability of games goes beyond mere gregariousness, since it calls for acting together and not simply for being together; and at the same time it goes beyond competition and self-assertion, as is seen in the satisfaction the players derive from good team work. It is true that the individual player does not lay aside his self-assertion in becoming a loyal member of a team; rather, he identifies himself with the team, and finds in competition with the opposing team an outlet for his mastery impulse. But at the same time it is obvious that self-assertion would be still more fully gratified by man-to-man contests; and therefore the {493} usual preference of a group of people for "choosing sides" shows the workings of some other motive than self-assertion. The fact seems to be that coördinated group activity is an independent source of satisfaction.
The social aspect of games is about more than just being friendly; it requires working together, not just being in the same place; and it also transcends competition and self-assertion, as seen in the enjoyment players get from good teamwork. It’s true that individual players don’t abandon their self-assertion when they become loyal team members; instead, they identify with the team and find an outlet for their competitive drive in facing off against the opposing team. However, it’s clear that self-assertion would likely be more satisfied in one-on-one contests, which is why the typical preference of a group for “picking sides” highlights motivations beyond self-assertion. It seems that coordinated group activity is a distinct source of satisfaction.
If the self-assertive impulse of an individual player is too strongly aroused, he spoils the game, just as an angry player spoils a friendly wrestling match or snowball fight, and just as a thoroughly frightened passenger spoils a trip down the rapids, which was meant to be simply thrilling. The instincts are active in play, but they must not be too active, for human play is an activity carried on well above the instinctive level, and dependent on motives that cannot wholly be analyzed in terms of the instincts.
If a player’s need to assert themselves becomes too intense, it ruins the game, just like an angry player ruins a fun wrestling match or a snowball fight, and like a terrified passenger ruins a thrilling white-water rafting trip. Instincts are at play during games, but they shouldn't dominate too much, because human play happens at a level that goes beyond just instincts and relies on motivations that can't fully be explained by them.
Day Dreams
Daydreaming is a sort of play, more distinctly imaginative than most other play. Simply letting the mind run, as in the instances cited under free association, where A makes you think of B and B of C, and so on--this is not exactly daydreaming, since there is no "dream", no castle in the air nor other construction, but simply a passing from one recalled fact to another. In imaginative daydreaming, facts are not simply recalled but are rearranged or built together into a story or "castle" or scheme. A daydream typically looks toward the future, as a plan for possible doing; only, it is not a serious plan for the future--which would be controlled imagination--nor necessarily a plan which could work in real life, but merely play of imagination. If we ask the same questions here as we did regarding child's play, we find again that it is easier to define the end-result and the source of satisfaction in daydreaming than it is to define the stimulus or the exact nature of the imaginative process.
Daydreaming is a form of play, that’s more uniquely creative than most other kinds of play. Just letting your mind wander, like in the examples of free association where A leads you to think of B and B leads to C, isn’t exactly daydreaming since there’s no actual "dream," no castles in the sky or other constructions—just jumping from one memory to another. In imaginative daydreaming, memories aren’t just recalled; they’re rearranged or woven together into a story or "castle" or plan. A daydream usually looks forward, as a possible plan for future actions; however, it’s not a serious plan for the future—which would involve controlled imagination—nor necessarily a plan that could work in reality, but just a playful use of imagination. If we ask the same questions here as we did about children’s play, we find that it’s easier to pinpoint the end result and the source of satisfaction in daydreaming than it is to identify the trigger or the exact nature of the imaginative process.
Daydreams have some motive force behind them, as can be judged from the absorption of the dreamer in his dream, and also from an examination of the end-results of this kind of imagination. Daydreams usually have a hero and that hero is usually the dreamer's self. Sometimes one is the conquering hero, and sometimes the suffering hero, but in both cases the recognized or unrecognized merit of oneself is the big fact in the story, so that the mastery motive is evidently finding satisfaction here as well as in other forms of play. Probably the conquering hero dream is the commoner and healthier variety. A classical example is that of the milkmaid who was carrying on her head a pail of milk she had been given. "I'll sell this milk for so much, and with the money buy a hen. The hen will lay so many eggs, worth so much, for which I will buy me a dress and cap. Then the young men will wish to dance with me, but I shall spurn them all with a toss of the head." Her dream at this point became so absorbing as to get hold of the motor system and call out the actual toss of the head--but we are not after the moral just now; we care simply for the dream as a very true sample of many, many daydreams. Such dreams are a means of getting for the moment the satisfaction of some desire, without the trouble of real execution; and the desire gratified is very often some variety of self-assertion. Sometimes the hero is not the dreamer's self, but some one closely identified with himself. The mother is prone to make her son the hero of daydreams and so to gratify her pride in him.
Daydreams have some driving force behind them, as seen in the way the dreamer gets lost in their fantasy and by looking at the outcomes of this type of imagination. Daydreams typically feature a hero, usually the dreamer themselves. Sometimes they are the victorious hero, and other times they are the suffering one, but in both scenarios, the acknowledged or unacknowledged value of oneself is the key point in the story, indicating that the drive for mastery is clearly satisfied here, just like in other forms of play. The victorious hero dream is likely the more common and healthier type. A classic example is the milkmaid who was balancing a pail of milk on her head. "I'll sell this milk for a certain amount, and with the money, I'll buy a hen. The hen will lay some eggs, worth a specific price, which I can use to buy myself a dress and a cap. Then, the young men will want to dance with me, but I'll reject them all with a toss of my head." At this point, her daydream became so engrossing that it triggered her motor system, causing her to actually toss her head—but we're not focusing on the moral right now; we're interested in the dream as a genuine example of many daydreams. Such dreams allow one to momentarily achieve the satisfaction of a desire without the hassle of real action, and the desire fulfilled is often some form of self-assertion. Sometimes the hero isn't the dreamer but someone closely connected to them. Mothers often make their sons the heroes of their daydreams to indulge in their pride for them.
The "suffering hero" daydream seems at first thought inexplicable, for why should any one picture himself as having a bad time, as misunderstood by his best friends, ill-treated by his family, jilted by his best girl, unsuccessful in his pet schemes? Why should any one make believe to be worse off than he is; what satisfaction can that {495} be to him? Certainly, one would say, the mastery motive could not be active here. And yet--do we not hear children boasting of their misfortunes? "Pooh! That's only a little scratch; I've got a real deep cut." My cut being more important than your scratch makes me, for the moment, more important than you, and gives me a chance to boast over you. Older people are known sometimes to magnify their own ailments, with the apparent aim of enhancing their own importance. Perhaps the same sort of motive underlies the suffering hero daydream.
The "suffering hero" daydream might seem confusing at first. Why would anyone imagine themselves going through a tough time, feeling misunderstood by their closest friends, mistreated by their family, dumped by their girlfriend, or failing at their goals? Why pretend to be worse off than they are? What satisfaction could that possibly bring? One might think that the desire for mastery isn't involved here. Yet, don't we hear kids bragging about their misfortunes? "Come on! That’s just a little scratch; I’ve got a real deep cut." Having a worse injury than someone else makes me feel more important, at least for a moment, and gives me a chance to show off. Even adults sometimes exaggerate their illnesses, seemingly to boost their own significance. Maybe a similar motive drives the suffering hero daydream.
I am smarting, let us suppose, from a slight administered by my friend; my wounded self-assertion demands satisfaction. It was a very little slight, and I should make myself ridiculous if I showed my resentment. But in imagination I magnify the injury done me, and go on to picture a dreadful state of affairs, in which my friend has treated me very badly indeed, and perhaps deserted me. Then I should not be ridiculous, but so deeply wronged as to be an important person, one to be talked about; and thus my demand for importance and recognition is gratified by my daydream.
I’m feeling hurt, let’s say, from a minor slight caused by my friend; my bruised ego wants some acknowledgment. It was just a tiny thing, and I’d look foolish if I expressed my anger. But in my mind, I blow the incident out of proportion and start imagining a terrible situation where my friend has really wronged me or even abandoned me. In that case, I wouldn’t be foolish, but truly wronged enough to be significant, someone worth discussing; and so my need for importance and validation is fulfilled by my daydream.
Usually the suffering hero pictures himself as in the right, and animated by the noblest intentions, though misunderstood, and thus further enhances his self-esteem; but sometimes he takes the other tack and pictures himself as wicked--but as very, very wicked, a veritable desperado. It may be his self-esteem has been wounded by blame for some little meanness or disobedience, and he restores it by imagining himself a great, big, important sinner instead of a small and ridiculous one. In adolescence, the individual's growing demand for independence is often balked by the continued domination of his elders, and he rebelliously plans quite a career of crime for himself. He'll show them! They won't be so pig-headedly complacent when they know they have driven him to the bad. You can tell by the looks of {496} a person whose feelings are hurt that he is imagining something; usually he is imagining himself either a martyr or a desperado, or some other kind of suffering hero, often working up into a conquering hero in the end, when, his self-esteem restored, he is ready to be friends again. The suffering hero daydream is a "substitute reaction", taking the place of a fight or some other active self-assertion. The conquering hero daydream is often motivated in the same way; for example, our friend the milkmaid would not have been so ready to scorn the young men with a toss of the head if she had not been feeling her own actual inferiority and lack of fine clothes. The daydream makes good, in one way or another, for actual inability to get what we desire. The desire which is gratified in the play of imagination belongs very often indeed under the general head of self-assertion; but when one is in love it is apt to belong under that head. Love dreams of the agreeable sort need no further motivation; but the unpleasant, jealous type of love dream is at the same time a suffering hero dream, and certainly involves wounded self-assertion along with the sexual impulse. Probably the self-asserting daydream is the commonest variety, take mankind as a whole, with the love dream next in order of frequency. But there are many other sorts. There is the humor daydream, illustrated by the young person who suddenly breaks into a laugh and when you ask why replies that she was thinking how funny it would be if, etc., etc. She is very fond of a good laugh, and not having anything laughable actually at hand proceeds to imagine something. So, a music lover may mentally rehearse a piece when he has no actual music to enjoy; and if he has some power of musical invention, he may amuse himself, in idle moments, by making up music in his head; just as one who has some ability in decorative design may fill his idle moments by concocting new designs on paper. {497} When vacation time approaches, it is hard for any one, student or professor, to keep the thoughts from dwelling on the good times ahead, and getting some advance satisfaction. Thus all kinds of desires are gratified in imagination.
Usually, the suffering hero sees himself as justified and driven by the best intentions, even if he's misunderstood, which boosts his self-esteem. But sometimes, he flips the script and views himself as very, very wicked—a true outlaw. It might be that his self-esteem has taken a hit from criticism for some minor misdeed or disobedience, so he compensates by picturing himself as a significant sinner instead of a small, silly one. During adolescence, the growing desire for independence often clashes with the control exerted by adults, leading him to rebel and envision a life of crime for himself. He'll show them! They won’t be so stubbornly satisfied when they see they’ve pushed him toward the wrong path. You can tell from someone's expression when they’re hurt that they’re imagining something; typically, they’re picturing themselves as either a martyr or a villain, or some other form of suffering hero, often ultimately building up to a conquering hero when their self-esteem is restored and they’re ready to make amends. The suffering hero daydream serves as a "substitute reaction," filling the gap of a confrontation or other active self-assertion. The conquering hero daydream often arises from similar motivations; for instance, our friend the milkmaid wouldn’t have been so quick to dismiss the young men with a toss of her head if she hadn’t felt her own inferiority and lack of nice clothes. The daydream compensates, in one way or another, for the actual inability to achieve what we want. The fantasies fulfilled in our imagination commonly relate to self-assertion; however, when one is in love, they tend to align under that category. Pleasant love dreams typically need no extra motivation; but the unpleasant, jealous love dreams also double as suffering hero dreams and certainly involve hurt self-assertion alongside the sexual drive. Likely, self-asserting daydreams are the most common overall, with love dreams following closely behind. But many other types exist. There's the humorous daydream, as seen in the young person who suddenly bursts into laughter and, when asked why, says she was thinking about how funny it would be if, etc. She loves a good laugh, and since there’s nothing funny happening in reality, she imagines something funny. Similarly, a music lover may mentally practice a piece when there’s no actual music to enjoy; and if he has some musical creativity, he might entertain himself, in spare moments, by composing music in his mind, just as someone with design skills may spend idle time sketching new designs on paper. {497} As vacation time approaches, it’s tough for anyone—student or professor—to keep thoughts from drifting toward the fun ahead, seeking some early satisfaction. Thus, all kinds of desires are fulfilled in our imagination.
Worry
Do we have fear daydreams, as we have amusements utilizing the fear and escape motive? Yes, sometimes we imagine ourselves in danger and plan out an escape. One individual often amuses himself by imagining he is arrested and accused of some crime, and figuring out how he could establish an alibi or otherwise prove his innocence. But fear daydreams also include worry, which seems at first to be an altogether unpleasant state of mind, forced upon us and not indulged in as most daydreams are. Yet, as the worry is often entirely needless, it cannot be said to be forced upon a person, but must have some motive. There must be some satisfaction in it, in spite of all appearance.
Do we have fear daydreams like we have entertaining daydreams that involve fear and escape? Yes, sometimes we picture ourselves in danger and think about how we would get away. One person often entertains himself by imagining he's arrested and accused of a crime, figuring out how he would create an alibi or prove his innocence. However, fear daydreams also include worry, which initially seems like a completely unpleasant mindset that we don't choose, unlike most daydreams. Yet, since the worry is often completely unnecessary, it can't be said to be forced on someone; it must have some kind of motive. There has to be some satisfaction in it, despite how it might seem.
Some abnormal cases of worry suggest the theory that the fear is but a cloak for unacknowledged desire. Take this extreme case. A young man, "tied to the apron-strings" of a too affectionate and too domineering mother, has a strong desire to break loose and be an independent unit in the world; but at the same time, being much attached to his mother, he is horrified by this desire. She goes on a railroad journey without him--just an ordinary journey with no special danger--but all the time she is away he is in an agony of suspense lest the train may be wrecked. Such an abnormal degree of worry calls for explanation. Well--did not the worry perhaps conceal a wish, a wish that the train might be wrecked? So he would be set free without any painful effort on his part; and he {498} was a young man who shrank from all effort. The psychopathologist who studied the case concluded that this was really the explanation of the worry.
Some unusual cases of anxiety suggest the idea that fear is just a cover for unmet desire. Consider this extreme example. A young man, "tied to the apron-strings" of a loving but overbearing mother, wants nothing more than to break free and stand on his own in the world; yet, being very attached to her, he feels horrified by this desire. When she goes on a train trip without him—just an ordinary trip with no real danger—he spends the whole time in a state of panic, fearing the train might crash. This excessive worry needs an explanation. Well, could it be that his worry actually hides a wish, a wish that the train might crash? Then he would be freed without any painful effort on his part; and he {498} was a young man reluctant to put in any effort. The psychologist who examined the case concluded that this was indeed the reason behind the worry.
If, however, we take such extreme cases as typical and cynically apply this conception to all worries, we shall make many mistakes. A student worries unnecessarily about an examination; therefore, he desires to fail. A mother worries because her child is late in getting home; therefore, she wants to be rid of that child. Thus, by being too psychopathological, we reach many absurd conclusions in everyday life; for it is the child that is loved that is worried over, and it is the examination that the student specially wishes to pass that he fears he has flunked.
If we take these extreme cases as the norm and cynically apply this idea to all concerns, we will make many errors. A student worries unnecessarily about an exam; therefore, he must want to fail. A mother worries because her child is late getting home; therefore, she must want to be free of that child. By being overly focused on the psychological aspect, we arrive at many ridiculous conclusions in daily life; because it’s the child that is loved that causes worry, and it’s the exam that the student genuinely wants to pass that he fears he has failed.
Worry is a sort of substitute reaction, taking the place of real action when no real action is possible. The student has done all he can do; he has prepared for the examination, and he has taken the examination; now there is nothing to do except wait; so that the rational course would be to dismiss the matter from his mind; if he cannot accomplish that, but must do something, then the only thing he can do is to speculate and worry. So also the mother, in her uncertainty regarding her child, is impelled to action, and if she knew of any real thing to do she would do it and not worry; but there is nothing to do, except in imagination. Worry is fundamentally due to the necessity of doing something with any matter that occupies our mind; it is an imaginative substitute for real action.
Worry is a kind of placeholder reaction that replaces actual action when real action isn't possible. The student has done everything he can; he has studied for the exam and taken the exam; now there's nothing left to do except wait. The logical approach would be to let it go from his mind; if he can't do that and feels he must do something, the only thing left is to speculate and worry. Similarly, the mother, unsure about her child, feels compelled to act, and if she knew of anything real to do, she would do it instead of worrying; but there’s nothing she can do, except in her imagination. Worry basically comes from the need to do something about whatever is occupying our minds; it's an imaginative substitute for real action.
But worry may be something of an indoor sport as well. Consider this--if the mother really believed her child had fallen into the pond, she would rush to pull him out; but while she is worrying for fear he may have fallen in, she remains at home. Really she expects to see him come home any minute, but by conjuring up imaginary dangers she is getting ready to make his home-coming a great relief instead {499} of a mere humdrum matter. She is "shooting the chutes", getting the thrill of danger with escape fully expected.
But worrying can be a bit of an indoor activity too. Think about it—if a mother truly believed her child had fallen into the pond, she would rush to rescue him; but while she’s anxious that he might have fallen in, she stays at home. Deep down, she really expects to see him walk through the door any minute, but by imagining all these dangers, she’s setting up his return to feel like a huge relief instead of just an ordinary event. She’s getting the rush of danger while fully expecting to escape it.
The normal time for a daydream is the time when there is no real act to be performed. A strong man uses it as the amusement of an idle moment and promptly forgets it. But one who is lacking in force, especially the personal force needed in dealing with other people, may take refuge in daydreams as a substitute for real doing. Instead of hustling for the money he needs he may, like Micawber, charm himself with imagining the good opportunities that may turn up. Instead of going and making love to the lady of his choice, he shyly keeps away from her and merely dreams of winning her. He substitutes imaginary situations for the real facts of his life, and gratifies his mastery motive by imaginary exploits. He invents imaginary ailments to excuse his lack of real deeds. He conjures up imaginary dangers to worry over. All this is abuse of imagination.
The typical time for a daydream is when there's nothing real to do. A strong person uses it as a way to pass the time and quickly forgets about it. But someone who lacks confidence, especially the personal strength needed to interact with others, might escape into daydreams instead of taking real action. Rather than hustling for the money he needs, he might, like Micawber, entertain himself by imagining the great opportunities that could come his way. Instead of approaching the woman he likes, he shyly avoids her and just dreams about winning her over. He replaces real-life situations with imaginary ones and satisfies his desire for achievement through fictional adventures. He creates fake ailments to justify his lack of action. He imagines fake dangers to stress over. All of this is a misuse of imagination.
Dreams
Let us turn now from daydreams to dreams of the night. These also are play of imagination, even freer from control and criticism than the daydream. In sleep the cortical brain functions sink to a low level, and perhaps cease altogether in the deepest sleep. Most of the dreams that are coherent enough to be recalled probably occur just after we have gone to sleep or just before we wake up, or at other times when sleep is light. At such times the simpler and more practised functions, such as recall of images, can go on, though criticism, good judgment, reasoning, and all that sort of delicate and complex activity, do not occur. Daytime standards of probability, decorum, beauty, wit, and excellence of any sort are in abeyance; consistency is thrown to the winds, the scenes being shifted in the middle of a {500} speech, and a character who starts in as one person merging presently into somebody else. Dreams follow the definition of imagination or invention, in that materials recalled from different contexts are put together into combinations and rearrangements never before experienced. The combinations are often bizarre and incongruous.
Let’s shift our focus from daydreams to nighttime dreams. These are also products of the imagination, even more unrestrained by control and criticism than daydreams. When we sleep, the brain's cortical functions drop significantly and may even stop altogether during deep sleep. Most dreams that we can remember clearly likely happen right after we drift off or just before we wake up, or during lighter sleep stages. At these times, simpler, more practiced functions like image recall can still operate, while critical thinking, good judgment, reasoning, and other complex mental activities are absent. Daytime norms of probability, decorum, beauty, wit, and excellence are sidelined; coherence is abandoned, with scenes changing mid-sentence and a character who starts as one person transforming into someone else. Dreams exemplify imagination or invention, as they mix and match memories from different contexts into unique combinations that have never been experienced before. These combinations can often be strange and mismatched.
Perhaps the most striking characteristic of dreams is their seeming reality while they last. They seem real in spite of their incongruity, because of the absence of critical ability during sleep. In waking life, when the sight of one object reminds me of another and calls up an image of that other, I know that the image is an image, and I know I have thought of two different things. In sleep the same recall by association occurs, but the image is forthwith accepted as real; and thus things from different sources get together in the same dream scene, and a character who reminds us of another person forthwith becomes that other person. We are not mentally active enough in sleep to hold our images apart. Associative recall, with blending of the recalled material, and with entire absence of criticism, describes the process of dreaming.
Perhaps the most striking feature of dreams is how real they feel while they happen. They seem genuine, even with all their oddness, because our critical thinking shuts down during sleep. In our waking lives, when one thing reminds me of another and brings up an image of that second thing, I recognize that it’s just an image and understand I’m dealing with two different ideas. But in sleep, the same kind of association occurs, except the image is immediately accepted as real; as a result, elements from different sources merge in the same dream scene, and a character who reminds us of someone else instantly becomes that other person. We aren’t mentally engaged enough while sleeping to separate our images. The process of dreaming can be described as associative recall, where the recalled material blends together without any critical evaluation.
What is the stimulus, to which the dream responds? Sometimes there is an actual sensory stimulus, like the alarm clock or a stomach ache; and in this case the dream comes under the definition of an illusion; it is a false perception, more grotesquely false than most illusions of the day. A boy wakes up one June morning from a dream of the Day of Judgement, with the last trump pealing forth and blinding radiance all about--only to find, when fully awake, that the sun is shining in his face and the brickyard whistle blowing the hour of four-thirty a.m. This was a false perception. More often, a dream resembles a daydream in being a train of thoughts and images without much relation to present sensory stimuli; and then the dream {501} would come under the definition of hallucination instead of illusion.
What is the stimulus that triggers the dream? Sometimes there’s a real sensory stimulus, like an alarm clock or a stomachache; in this case, the dream fits the definition of an illusion; it’s a false perception, even more absurdly false than most daytime illusions. A boy wakes up one June morning from a dream about Judgment Day, with the last trumpet sounding and blinding light all around—only to discover, once he’s fully awake, that the sun is shining in his face and the brickyard whistle is blowing at four-thirty a.m. This was a false perception. More often, a dream resembles a daydream, consisting of a train of thoughts and images that don’t have much to do with current sensory stimuli; in that case, the dream {501} would be categorized as a hallucination rather than an illusion.
Sometimes a sensory stimulus breaks in upon a dream that is in progress, and is interpreted in the light of this dream. In one experiment, the dreamer, who was an authoress, was in the midst of a dream in which she was discussing vacation plans with a party of friends, when the experimenter disturbed her by declaiming a poem; in her dream this took the form of a messenger from her publisher, reciting something about a contract which seemed a little disturbing but which she hoped (in the dream) would not interfere with her vacation. Maury, an early student of this topic, was awakened from a feverish dream of the French Revolution by something falling on his neck; this, under the circumstances, he took to be the guillotine.
Sometimes a sensory stimulus interrupts an ongoing dream and is interpreted in the context of that dream. In one experiment, a woman who wrote books was having a dream where she was discussing vacation plans with a group of friends when the experimenter interrupted her by reciting a poem; in her dream, this was perceived as a messenger from her publisher, reciting something about a contract that felt a bit unsettling but that she hoped (in the dream) wouldn't disrupt her vacation. Maury, an early researcher on this subject, was awakened from a vivid dream about the French Revolution by something landing on his neck; he interpreted this, given the situation, as the guillotine.
Now, why is a dream? What satisfaction does it bring to the dreamer? Or shall we say that it is merely a mechanical play of association, with no motivation behind it? Dreams are interesting while they last, sometimes fearful, sometimes angry, sometimes amorous, otherwise not very emotional but distinctly interesting, so that many people hate to have a dream broken up by awaking. It seems likely, then, that dreams are like daydreams in affording gratification to desires. They are "wish-fulfilling", to borrow a term from Freud's theory of dreams, soon to be considered.
Now, what is a dream? What satisfaction does it give to the dreamer? Or should we say it's just a random play of associations, without any motivation behind it? Dreams can be fascinating while they last, sometimes scary, sometimes angry, sometimes romantic, and other times not very emotional but definitely interesting, so many people dislike having a dream interrupted by waking up. It seems likely, then, that dreams are similar to daydreams in providing satisfaction for desires. They are "wish-fulfilling," to use a term from Freud's theory of dreams, which will be discussed soon.
A boy dreams repeatedly of finding whole barrels of assorted jackknives, and is bitterly disappointed every time to awake and find the knives gone; so that finally he questions the reality of the dream, but pinching himself (in the dream) concludes he must be awake this time. An adult frequently dreams of finding money, first a nickel in the dust, and then a quarter close by, and then more and more, till he wakes up and spoils it all. Such dreams are {502} obviously wish-fulfilling, as are also the sex dreams of sexually abstinent persons, or the feasting dreams of starving persons, or the polar explorer's recurring dream of warm, green fields. An eminent psychologist has given a good account of a dream which he had while riding in an overcrowded compartment of a European train, with the window closed and himself wedged in tightly far from the window. In this uncomfortable situation he dropped asleep and dreamed that he had the seat next to the window, had the window open and was looking out at a beautiful landscape. In all these cases the wish gratified in the dream is one that has been left unsatisfied in the daytime, and this is according to the famous passage, slightly paraphrased, "What a man hath, why doth he yet dream about?" The newly married couple do not dream of each other. We seldom dream of our regular work, unless for some reason we are disturbed over it. The tendencies that are satisfied during the day do not demand satisfaction in dreams; but any tendency that is aroused during the day without being able to reach its conclusion is likely to come to the surface in a dream.
A boy keeps dreaming about finding whole barrels of assorted pocket knives, and he's really disappointed every time he wakes up and finds the knives are gone; eventually, he starts to question if the dream is real, but after pinching himself (in the dream), he decides he must be awake this time. An adult often dreams of finding money, starting with a nickel in the dirt, then a quarter nearby, and then more and more until he wakes up and ruins it all. These dreams are {502} clearly wish-fulfilling, just like the sexual dreams of those who are abstinent, the feasting dreams of the hungry, or the polar explorer's recurring dream of warm, green fields. A well-known psychologist described a dream he had while packed into a crowded compartment of a European train, with the window shut and himself squeezed in far from it. In this uncomfortable situation, he fell asleep and dreamed he had the seat next to the window, the window was open, and he was gazing at a stunning landscape. In all these situations, the wish fulfilled in the dream is one that has been left unfulfilled during the day, which aligns with the famous saying, slightly rephrased, "What a man has, why does he still dream about?" The newly married couple doesn't dream of each other. We rarely dream about our usual work, unless something is bothering us about it. The desires that are met during the day don’t seek fulfillment in dreams; however, any desire that is stirred up during the day without reaching its conclusion is likely to appear in a dream.
Any sort of desire or need, left unsatisfied in the day, may motivate a dream. Desire for food, warmth, sex gratification, air, money, etc., have been exemplified in dreams already cited. Curiosity may be the motive, as in the case of an individual, who, having just come to live in Boston, was much interested in its topography, and who saw one day a street car making off in what seemed to him a queer direction, so that he wondered where it could be going and tried unsuccessfully to read its sign. The next night he dreamed of seeing the car near at hand and reading the sign, which, though really consisting of nonsense names, satisfied his curiosity during the dream.
Any kind of desire or need that goes unfulfilled during the day can inspire a dream. Needs for food, warmth, sexual satisfaction, air, money, etc., have already been illustrated in previously mentioned dreams. Curiosity can also be a driving force, as in the case of a person who had just moved to Boston and was very interested in the city's layout. One day, he saw a streetcar heading off in what he thought was a strange direction, making him wonder where it was going; he tried to read its sign but couldn’t. That night, he dreamed of seeing the streetcar up close and reading the sign, which, although made up of nonsensical names, satisfied his curiosity within the dream.
The mastery motive, so prominent in daydreams, can be detected also in many sleep dreams. There are dreams in {503} which we do big things--tell excruciatingly funny jokes, which turn out when recalled next day to be utterly flat; or improvise the most beautiful music, which we never can recall with any precision, but which probably amounted to nothing; or play the best sort of baseball. The gliding or flying dream, which many people have had, reminds one of the numerous toys and sports in which defiance of gravity is the motive; and certainly it gives you a sense of power and freedom to be able, in a dream, to glide gracefully up a flight of stairs, or step with ease from the street upon the second-story balcony. One dream which at first thought cannot be wish-fulfilling perhaps belongs under the mastery motive: The dreamer sees people scurrying to cover, looks up and sees a thunderstorm impending; immediately he is struck by lightning and knocked down in the street; but he finds he can rise and walk home, and seems to have suffered no harm except for a black blotch around one eye. Now, any man who could take lightning that way would be proud to wear the scar. So the dream was wish-fulfilling, and the wish involved was, as often, the self-assertive impulse.
The desire for mastery, which is so evident in daydreams, can also be seen in many sleep dreams. There are dreams in {503} where we do amazing things—tell incredibly funny jokes that, when remembered the next day, turn out to be totally flat; or create beautiful music that we can never quite recall, but which likely wasn't that great; or play top-notch baseball. The dream of gliding or flying, which many people experience, echoes the many toys and sports that defy gravity, and it definitely gives you a sense of power and freedom to glide smoothly up a flight of stairs in a dream, or to effortlessly step from the street onto a second-story balcony. One dream that might not seem wish-fulfilling at first glance could actually relate to the mastery motive: The dreamer sees people rushing for cover, looks up, and notices a thunderstorm approaching; suddenly, he gets struck by lightning and knocked down in the street, but he finds he can get up and walk home, and seems to have suffered no harm except for a dark mark around one eye. Anyone who could handle lightning like that would likely be proud of the scar. So the dream was wish-fulfilling, and the wish involved was, as often, the desire to assert oneself.
This last dream is a good one, however, for pointing another moral. We need not suppose that the dreamer was aiming at the denouement from the beginning of the dream. Dreams have no plot in most instances; they just drift along, as one thing suggests another. The sight of people running to cover suggested a thunderstorm, and that suggested that "I might get struck", as it would in the daytime. Now, the dream mentality, being short on criticism, has no firm hold on "may be" and "might be", but slides directly into the present indicative. The thought of being struck is being struck, in a dream. So we do not need to suppose that the dreamer pictured himself as struck by lightning in order to have the satisfaction of coming off {504} whole and bragging of the exploit. In large measure the course of a dream is determined by free association; but the mastery motive and other easily awakened desires act as a sort of bias, facilitating certain outcomes and inhibiting others.
This last dream is a good example for illustrating another point. We shouldn’t assume that the dreamer was intentionally aiming for the end of the dream right from the start. Most dreams don’t have a clear plot; they just flow along as one thought leads to another. Seeing people rushing for cover made the dreamer think of a thunderstorm, which then led to the fear of “I might get struck,” just like during the day. The dream mindset, lacking in critical thought, doesn’t hold onto “may be” and “might be” but jumps straight into what’s happening in the moment. The thought of being struck is being struck in a dream. So, we don’t have to think that the dreamer imagined himself getting hit by lightning just to feel the thrill of getting through it unscathed and boasting about it. The flow of a dream is largely guided by free association; however, the need for mastery and other easily triggered desires can influence the direction of the dream, promoting some outcomes while limiting others.
But there are unpleasant dreams, as well as pleasant. There are fear dreams, as well as wish dreams. A child who is afraid of snakes and constantly on the alert against them when out in the fields during the day, dreams repeatedly of encountering a mass of snakes and is very much frightened in his sleep. Another child dreams of wolves or tigers. A person who has been guilty of an act from which bad consequences are possible dreams that those consequences are realized. The officer suffering from nervous war strain, or "shell shock", often had nightmares in which he was attacked and worsted by the enemy. Since Freud has never admitted that dreams could be fear-motived, holding that here, as in worry, the fear is but a cloak for a positive desire, some of his followers have endeavored to interpret these shell-shock nightmares as meaning a desire to be killed and so escape from the strain. To be consistent, they would have also to hold that the child, who of all people is the most subject to terrifying dreams, secretly desires death, though not avowing this wish even to himself. This would be pushing consistency rather far, and it is better to admit that there are real fear dreams, favored by indigestion or nervous strain, but sometimes occurring simply by the recall of a fear-stimulus in the same way that anything is recalled, i.e., through association.
But there are bad dreams, just like there are good ones. There are fear dreams as well as wish dreams. A child who is scared of snakes and constantly on edge about them when playing outside during the day often dreams of encountering a bunch of snakes and is very scared in their sleep. Another child dreams of wolves or tigers. A person who has committed an act that might lead to bad consequences often dreams that those consequences come true. An officer dealing with nervous war stress, or "shell shock," frequently experiences nightmares in which they are attacked and defeated by the enemy. Since Freud never accepted that dreams could be motivated by fear, believing instead that, much like in worry, fear is just a cover for a deeper desire, some of his followers have tried to interpret these shell-shock nightmares as a desire to be killed to escape the pressure. To be consistent, they would also have to claim that the child, who is often the most prone to terrifying dreams, secretly wants death, even if they don’t admit this wish to themselves. This would be taking consistency too far, and it's better to acknowledge that real fear dreams exist, often triggered by indigestion or nervous tension, but sometimes happening simply by recalling a fear-trigger in the same way anything else is remembered, i.e., through association.
A large share of dreams does not fit easily into any of the classes already described. They seem too fantastic to have any personal meaning. Yet they are interesting to the dreamer, and they would be worth going to see if they could be reproduced and put on the stage. Isn't that sufficient {505} excuse for them? May they not be simply a free play of imagination that gives interesting results because of its very freedom from any control or tendency, and because of the vividness of dream imagery?
A lot of dreams don't really fit into any of the categories we've talked about. They seem too strange to have any personal significance. Still, they capture the dreamer's interest, and it would be great to showcase them if they could be recreated for a performance. Isn't that a good enough {505} reason for them? Could they just be a free expression of imagination that produces captivating results simply because it's unrestricted and because of how vivid the dream images are?
Freud's Theory of Dreams
Just at this point we part company with Freud, whose ideas on dreams as wish-fulfilments we have been following, in the main. Not that Freud would OK our account of dreams up to this point. Far from it. It would seem to him on too superficial a level altogether, dealing as it does with conscious wishes and with straightforward fulfilments. It has left out of account the "Unconscious" and its symbolisms. The Freudian would shake his head at our interpretation of the lightning dream, and say, "Oh, there is a good deal more in that dream. We should have to analyze that dream, by letting the dreamer dwell on each item of it and asking himself what of real personal significance the stroke of lightning or the scar around the eye suggested to him. He would never be able by his unaided efforts to find the unconscious wishes fulfilled in the dream, but under the guidance of the psychoanalyst, who is a specialist in all matters pertaining to the Unconscious, he may be brought to realize that his dream is the symbolic expression of wishes that are unconscious because they have been suppressed".
Just at this point, we part ways with Freud, whose ideas about dreams as wish fulfillments we've mostly been following. However, Freud wouldn't agree with our interpretation of dreams up to this point. Not at all. He would find it too superficial, focusing only on conscious wishes and straightforward fulfillments. It ignores the "Unconscious" and its symbolism. A Freudian would shake his head at our take on the lightning dream and say, "Oh, there’s much more to that dream. We would need to analyze that dream by allowing the dreamer to reflect on each part of it and ask themselves what the lightning strike or the scar around the eye means to them personally. They would never be able to uncover the unconscious wishes fulfilled in the dream by themselves, but with the help of a psychoanalyst, who specializes in all things related to the Unconscious, they might realize that their dream symbolically expresses wishes that are unconscious because they’ve been repressed."
The Unconscious, according to Freud, consists of forbidden wishes--wishes forbidden by the "Censor", which represents the moral and social standards of the individual and his critical judgment generally. When the Censor suppresses a wish, it does not peaceably leave the system but sinks to an unconscious state in which it is still active and liable to make itself felt in ways that get by the Censor because they are disguised and symbolic. An abnormal worry {506} is such a disguise, a queer idea that haunts the nervous person is another, "hysterical" paralysis or blindness is another.
The Unconscious, according to Freud, is made up of forbidden desires—desires that are blocked by the "Censor," which represents an individual's moral and social standards, along with their critical judgment. When the Censor suppresses a desire, it doesn't just disappear; instead, it drops into an unconscious state where it remains active and can manifest in ways that slip past the Censor because they are disguised and symbolic. An unusual worry {506} serves as such a disguise, an odd thought that plagues the anxious person is another example, and "hysterical" paralysis or blindness is yet another.
In normal individuals the dream life is held by Freud to be the chief outlet for the suppressed wishes; for then the Censor sleeps and "the mice can play". Even so, they dare not show themselves in their true shape and color, but disguise themselves in innocent-appearing symbolism. That lightning may stand for something much more personal. Let your mind play about that "being knocked down by lightning and getting up again", and ask yourself what experience of childhood it calls up.--Well, I remember the last time my father whipped me and I came through defiant, without breaking down as I always had before on similar occasions.--Yes, now we are on the track of something. The lightning symbolizes your father and his authority over you, which as a child you resented. You were specially resentful at your father's hold on your mother, whom you regarded as yours, your father being a rival with an unfair advantage. Your sex impulse was directed towards your mother, when you were a mere baby, but you soon came to see (how, Freud has never clearly explained) that this was forbidden, and that your father stood in the way. You resented this, you hated your father, while at the same time you may have loved him, too; so this whole complex and troublesome business was suppressed to the Unconscious, whence it bobs up every night in disguise. You may dream of the death of some one, and on analysis that some one is found to represent your father, whom as a child you secretly wished out of the way; or that some one may stand for your younger brother, against whom you, had a standing grudge because he had usurped your place as the pet of the family. These childish wishes are the core of the Unconscious and help to motivate all dreams, but more recently suppressed {507} wishes may also be gratified in dream symbolism. A man may "covet his neighbor's wife", but this is forbidden, unworthy, and false to the neighbor who is also his friend. The wish is disavowed, suppressed, not allowed in the waking consciousness; but it gratifies itself symbolically in a dream; the neighbor's wife not appearing at all in the dream, but the neighbor's automobile instead, which the neighbor cannot run properly, while the dreamer manages it beautifully.
In normal people, Freud suggests that dreams are the main way to express suppressed wishes; during sleep, the Censor takes a break and "the mice can play." Even then, these wishes don’t show up as they really are. Instead, they’re disguised in innocent-looking symbols. For instance, lightning might represent something much more personal. Think about the idea of "being struck by lightning and getting back up" and consider what childhood experience that brings to mind. I remember the last time my dad punished me, and I remained defiant instead of breaking down like I usually did. Now we’re getting somewhere. The lightning represents your father and his power over you, which you resented as a child. You especially resented your father's control over your mother, someone you considered yours, making your father a rival with an unfair advantage. As a baby, your feelings were directed toward your mother, but you quickly realized (although Freud never clearly explained how) that this was forbidden and that your father was an obstacle. You resented him and may have hated him, while at the same time loving him; this complicated situation was pushed down into your Unconscious, where it resurfaces every night in disguise. You might dream about someone's death, and upon analysis, that person could symbolize your father, whom you secretly wanted out of the way as a child. Or that person might represent your younger brother, against whom you held a grudge for taking your place as the family favorite. These childhood wishes form the foundation of the Unconscious and drive all dreams, but more recently suppressed {507} wishes can also be expressed through dream symbolism. A man might "desire his neighbor's wife," but that feeling is forbidden, inappropriate, and unfair to the neighbor, who is also his friend. The wish is denied and suppressed, not acknowledged in waking life; however, it finds a way to manifest symbolically in a dream. The neighbor's wife may not appear at all in the dream, but instead, the neighbor's car does, which the neighbor cannot drive well, while the dreamer handles it flawlessly.
Freud has claimed the dream as his special booty, and insists that all dreams are wish-fulfilments, even those that seem mere fantastic play of imagination, since, as he sees it, no mental activity could occur except to gratify some wish. Further, he holds, most if not all dreams are fulfilments of suppressed wishes, and these are either sex or spite wishes, the spite wishes growing out of the interference of other people with our sex wishes.
Freud has claimed dreams as his unique territory and insists that all dreams are wish fulfillments, even those that seem like just a wild play of imagination, because he believes that no mental activity happens without satisfying some kind of wish. Additionally, he argues that most, if not all, dreams are expressions of suppressed wishes, which are mainly sexual or retaliatory wishes, with the latter arising from how other people interfere with our sexual desires.
The objection to Freud's theory of dreams is, first, that he fails to see how easy-running the association or recall mechanism is. It isn't necessary to look for big, mysterious driving forces, when we know that A makes you think of B, and B of C, with the greatest ease. The dreamer isn't laboring, he is idly playing, and his images come largely by free association, with personal desires giving some steer.
The criticism of Freud's dream theory is, first, that he doesn’t recognize how smoothly the association or recall process works. There’s no need to search for powerful, mysterious influences when it’s clear that A leads to B, and B leads to C, effortlessly. The dreamer isn’t struggling; he’s casually playing, and his images largely arise through free association, guided a bit by personal desires.
Another objection is that Freud overdoes the Unconscious; suppressed wishes are usually not so unconscious as he describes them; they are unavowed, unnamed, unanalyzed, but conscious for all that. It is not so much the unconscious wish that finds outlet in dreams and daydreams, as the unsatisfied wish, which may be perfectly conscious.
Another objection is that Freud exaggerates the Unconscious; repressed desires are usually not as unconscious as he claims; they are simply unacknowledged, unnamed, and unanalyzed, but still conscious. It’s not so much the unconscious desire that comes out in dreams and daydreams, but rather the unfulfilled desire, which can be completely conscious.
Another very serious objection to Freud is that he overdoes the sex motive or "libido". He says there are two main tendencies, that of self-preservation and that of reproduction, but that the former is ordinarily not much subject to suppression, while the latter is very much under the {508} social ban. Consequently the Unconscious consists mostly of suppressed sex wishes. Evidently, however, Freud's analysis of human motives is very incomplete. He does not clearly recognize the self-assertive tendency, which, as a matter of fact, is subjected to much suppression from early childhood all through life, and which undoubtedly has as much to do with dreams, as it has with daydreams. Freud has given an "impressionistic" picture, very stimulating and provocative of further exploration, but by no means to be accepted as a true and complete map of the region.
Another serious criticism of Freud is that he overemphasizes the sex drive or "libido." He claims there are two main drives: self-preservation and reproduction. However, he argues that self-preservation usually isn't suppressed much, while reproduction is heavily restricted by social norms. As a result, the Unconscious mainly consists of repressed sexual desires. Nevertheless, Freud’s understanding of human motivations is quite limited. He fails to acknowledge the self-assertive drive, which is often suppressed from early childhood throughout life, and which certainly influences both dreams and daydreams. Freud presents an "impressionistic" depiction that is intriguing and encourages further investigation, but it should not be regarded as a complete and accurate representation of this area.
Autistic Thinking
Dreaming, whether awake or asleep, is free imagination. It does not have to check up with any standard. So long as it is interesting at the moment and gratifies the dreamer in any way, it serves its purpose. Sometimes the daydreamer exercises some control, breaking off a spiteful or amorous dream because he thinks it had better not be indulged; but in this he ceases to be simply a daydreamer. Daydreaming, by itself, is an example of what is called "autistic thinking", which means thinking that is sufficient unto itself, and not subjected to any criticism. Autistic thinking gratifies some desire and that is enough for it. It does not submit to criticism from other persons nor from other tendencies of the individual, nor does it seek to square itself with the real world.
Dreaming, whether you’re awake or asleep, is just free imagination. It doesn’t need to check in with any standards. As long as it’s interesting in the moment and fulfills the dreamer in some way, it does its job. Sometimes, a daydreamer might exert some control, cutting off a negative or romantic dream because they feel it shouldn’t be indulged; but in that moment, they stop being just a daydreamer. Daydreaming, on its own, is an example of what's known as "autistic thinking," which means thinking that stands alone and isn’t subject to any criticism. Autistic thinking satisfies some desire, and that’s all it needs. It doesn’t care about criticism from others or from other parts of the individual, nor does it try to align itself with the real world.
Autistic thinking, indulged in by every imaginative person in moments of relaxation, is carried to an absurd extreme by some types of insane individuals. One type withdraws so completely from reality as to be inaccessible in the way of conversation, unresponsive to anything that happens, entirely immersed in inner imaginings. Others, while living in the world about them, transform it into a make-believe {509} world by attaching meanings to things and persons as suits themselves. This institution, in which the subject is confined, is his royal palace, the doctors are his officials, the nurses his wives, "thousands of them, the most beautiful women in creation". Or the delusion may take the line of the "suffering hero", the subject imagining himself a great man shut up in this place by the machinations of his enemies; the doctors are spies and enemy agents, and the nurses also act suspiciously; his food is poisoned, and he is kept in a weak and helpless condition, all out of fear of him. It is impossible to argue the patient out of his delusions by pointing out to him how clearly they conflict with reality; he evades any such test by some counter-argument, no matter how flimsy, and sticks to his dream or make-believe.
Autistic thinking, something every creative person experiences during moments of relaxation, can be taken to an absurd extreme by certain types of mentally ill individuals. One type completely withdraws from reality to the point of being unreachable in conversation, unresponsive to anything around them, and fully absorbed in their inner thoughts. Others, while still engaging with the world, turn it into a fantasy world by assigning meanings to things and people that suit their own desires. This place, where the person is confined, becomes their royal palace; the doctors are like their officials, the nurses are their wives, "thousands of them, the most beautiful women in creation." Alternatively, the delusion might present the person as a "suffering hero," imagining themselves as a great individual trapped in this place by the schemes of their enemies; the doctors are spies and agents of their foes, and the nurses behave suspiciously. They believe their food is poisoned, and they are kept in a weak and helpless state out of fear of their supposed power. It is impossible to convince the patient that their delusions are inconsistent with reality; they dodge any such challenges with flimsy counter-arguments and cling to their dreams or fantasies.
Autistic thinking is contrasted with realistic thinking, which seeks to check up with real facts; it may be contrasted also with socialized thinking, which submits to the criticism of other people; and it may even be contrasted with self-criticized thinking, in which the individual scrutinizes what he has imagined, to see whether it is on the whole satisfactory to himself, or whether it simply gratified a single or momentary impulse that should be balanced off by other tendencies.
Autistic thinking is compared to realistic thinking, which looks to verify with actual facts; it can also be compared to socialized thinking, which is influenced by others' opinions; and it may even be contrasted with self-reflective thinking, where a person examines their own thoughts to determine if they're generally acceptable or just satisfying a fleeting desire that should be weighed against other impulses.
Invention and Criticism
"Criticism"--the word has been used repeatedly, and it is time it gave an account of itself. Criticism evidently demands balancing off one desire by another. One tendency gets criticized by running afoul of another tendency, one idea by conflicting with another idea. We concoct a fine joke to play on our friend; but then the thought comes to us that he may not take it kindly; we don't want to break with our friend, and so we regretfully throw our promising invention on the scrap heap. That is self-criticism, the {510} balancing off of one impulse by another. Self-criticism is obnoxious to the natural man, who prefers to follow out any tendency that has been aroused till it reaches its goal; but he learns self-criticism in the hard school of experience. For plenty of criticism is directed upon the individual from without.
"Criticism"—the word has been used over and over, and it's time it explained itself. Criticism clearly involves weighing one desire against another. One tendency gets critiqued by clashing with another tendency, one idea by opposing another idea. We come up with a clever joke to play on our friend; but then we worry he might not appreciate it; we don't want to risk our friendship, so we reluctantly discard our great idea. That’s self-criticism, the {510} balancing of one impulse against another. Self-criticism is annoying to the average person, who usually prefers to follow any impulse that arises until it reaches its conclusion; but he learns self-criticism the hard way through experience. After all, a lot of criticism comes from outside the individual.
Criticism is directed upon him by the facts of the real world, so soon as he tries to act out what he has imagined. Often his invention will not work, his plan does not succeed, and he is involved in chagrin and even pain. He must perforce cast away his plan and think up a new one. At this point the "weak brother" is tempted to give up trying, and take refuge in autistic thinking, but the stronger individual accepts the challenge of reality. He sees that an invention is not satisfactory unless it will really work, and sets about learning what will work and what not, so accumulating observations that later enable him to criticize his own ideas, to some extent, before trying them out on real things.
Criticism comes at him from the realities of the world as soon as he tries to put his ideas into action. Often, his inventions fall flat, his plans fail, and he finds himself feeling frustrated and even hurt. He has to abandon his original plan and come up with a new one. At this point, the "weaker brother" might feel tempted to give up and retreat into his own thoughts, but the stronger person embraces the challenge of reality. They understand that an invention isn't truly effective unless it works in practice, so they start learning what does and doesn’t work, gathering insights that allow them to critique their own ideas to some degree before testing them in the real world.
Criticism is directed upon the individual from the side of other people, who from the day he first begins to tell his childish imaginings, are quite free with their objections. Humiliated by this critical reception of his ideas, the individual may resolve to keep them to himself for the future, and draw away, again, towards autistic thinking; or, more forcefully, he may exert himself to find some idea that will command the approval of other people. If he can take rebuffs goodnaturedly, he soon finds that social criticism can be a great help, that two heads are better than one in planning any invention that needs to work. He accumulates knowledge of what will pass muster when presented to other people, and thus again learns self-criticism.
Criticism comes from others as soon as a person starts to share their childish ideas. Humiliated by this critical response, the individual might decide to keep their thoughts to themselves and retreat into their own world; or, alternatively, they might push hard to come up with ideas that will earn others' approval. If they can handle rejection with a positive attitude, they soon realize that social criticism can be very useful, as teamwork often leads to better inventions. They gain insight into what will be accepted by others and, in doing so, learn to critique themselves as well.
Self-criticism is helped by such rules as to "think twice", to "sleep on it before deciding", to "drop the matter for a time and come back to it and see whether it still looks {511} the same". When you are all warmed up over an idea, its recency value gives it such an advantage over opposing ideas that they have no chance, for the moment, of making themselves felt in the line of criticism.
Self-criticism benefits from guidelines like "think twice," "sleep on it before making a decision," and "put the issue aside for a while and revisit it to see if it still seems {511} the same." When you're really fired up about an idea, its freshness gives it a significant edge over opposing ideas, making it hard for the latter to be considered critically at that moment.
I once heard the great psychologist, and great writer, William James, make a remark that threw some light on his mode of writing. In the evening, he said, after warming up to his subject, he would write on and on till he had exhausted the lead he was following, and lay the paper aside with the feeling, "Good! Good! That's good". The next morning, he said, it might not seem good at all. This calls to mind the old advice to writers about its being "better to compose with fury and correct with phlegm than to compose with phlegm and correct with fury". The phlegmatic critical attitude interferes considerably with the enthusiastic inventive activity. Give invention free rein for the time being, and come around with criticism later.
I once heard the great psychologist and writer, William James, mention something that shed light on his writing process. In the evening, he said, after getting into his topic, he would write continuously until he had exhausted the idea he was exploring, setting the paper aside with the thought, "Good! Good! That's good." The next morning, he noted, it might not seem good at all. This reminds me of the old advice for writers that it's "better to write with passion and edit with calmness than to write with calmness and edit with passion." A calm critical mindset seriously disrupts the enthusiastic creative process. Let creativity flow freely for now, and come back to critique later.
Some over-cautious and too self-critical persons, though rather fertile in ideas, never accomplish much in the way of invention because they cannot let themselves go. Criticism is always at their elbow, suggesting doubts and alternatives and preventing progress in the creative activity, instead of biding its time and coming in to inspect the completed result. For a similar reason, much of the best inventive work--writing, for example, or painting--is done in prolonged periods of intense activity, which allow time for invention to get warmed to its task, when it takes the bit in its teeth and dashes off at a furious speed, leaving criticism to trail along behind.
Some overly cautious and too self-critical people, although quite full of ideas, don’t achieve much in terms of invention because they struggle to let go. Criticism is always there, planting doubts and alternatives, which hinders progress in creative work, instead of waiting to evaluate the finished result. Similarly, a lot of the best inventive work—like writing or painting—happens during extended bursts of intense activity that give invention a chance to get energized. During these times, it charges forward at full speed, leaving criticism to lag behind.
Invention in the service of art or of economic and social needs is controlled imagination, realistic, socialized, subjected to criticism. It cannot afford to be autistic, but must meet objective or social standards. Mechanical inventions must work when translated into matter-of-fact wood and iron, and {512} must also pass the social test of being of some use. Social inventions of the order of institutions, laws, political platforms and slogans, plans of campaign, must "work" in the sense of bringing the desired response from the public. Social imagination of the very important sort suggested by the proverbs, "Seeing ourselves as others see us", or "Putting ourselves in the other fellow's place"--for it is only by imagination that we can thus get outside of our own experience and assume another point of view--must check up with the real sentiments of other people.
Invention serving art or addressing economic and social needs involves controlled creativity that is realistic, socially aware, and open to critique. It can't be isolated or self-absorbed; it has to meet objective or societal standards. Mechanical inventions must function when translated into practical materials like wood and metal, and {512} must also prove to be useful. Social inventions, such as institutions, laws, political platforms, slogans, and campaign strategies, need to "work" by eliciting the right response from the public. The crucial social imagination represented by sayings like, "Seeing ourselves as others see us" or "Putting ourselves in someone else's shoes" is only possible through imagination, allowing us to step outside our own experiences and view things from another perspective. This must align with the real feelings of others.
The Enjoyment of Imaginative Art
It requires imagination to enjoy art as well as to produce it. The producer of the work of art puts the stimuli before you, but you must make the response yourself, and it is an inventive response, not a mere repetition of some response you have often made. The novelist describes a character for you, and you must respond by putting together the items in the description so as to conceive of a character you have never met. The painter groups his figures before you, but you must get the point of the picture for yourself. The musical composer provides a series of chords, but you must get the "hang" of the passage for yourself, and if he has introduced a novel effect, it may not be easy to find any beauty in it, at least on the first hearing.
It takes imagination to enjoy art as well as to create it. The artist presents the stimuli to you, but you have to form the response yourself, and it should be a creative response, not just a repeat of something you've already done. The novelist paints a character for you, and you need to connect the dots in the description to form a character you've never encountered. The painter arranges their figures in front of you, but you have to grasp the meaning of the painting yourself. The composer offers a series of chords, but you have to understand the "feel" of the piece on your own, and if they've introduced something new, it might not be easy to appreciate it, at least not on the first listen.
Art, from the consumer's side, is play. It is play of the imagination, with the materials conveniently presented by the artist. Now, as art is intended to appeal to a consumer (or enjoyer), the question as to sources of satisfaction in the enjoyment of art is fundamental in the whole psychology of art, production as well as consumption.
Art, from the consumer's perspective, is play. It’s a playful exploration of the imagination, using the materials provided by the artist. Since art is meant to attract a consumer (or admirer), understanding what brings satisfaction in enjoying art is essential to the entire psychology of art, both in its creation and consumption.
We have the same questions to ask regarding the enjoyment of a novel as regarding a daydream. Novel-reading is daydreaming with the materials provided by the {513} author, and gratifies the same motives. A novel to be really popular must have a genuine hero or heroine--some one with whom the reader can identify himself. The frequency of novels in which the hero or heroine is a person of high rank, or wins rank or wealth in the course of the story, is a sign of appeal to the mastery motive. The humble reader is tickled in his own self-esteem by identifying himself for the time with the highborn or noble or beautiful character in the story. The escape motive also is relied upon to furnish the excitement of the story, which always brings the hero into danger or difficulty and finally rescues him, much to the reader's relief. Love stories appeal, of course, to the sex impulse, humorous stories to laughter, and mystery stories to curiosity. Cynical stories, showing the "pillars of society" in an ignoble light, appeal to the self-assertive impulse of the reader, in that he is led to apply their teaching to pretentious people whom he knows about, and set them down a peg, to his own relative advancement. But here again we have to insist, as under the head of sports and daydreams, that interests of a more objective kind are also gratified by a good work of fiction. A story that runs its logical course to a tragic end is interesting as a good piece of workmanship, and as an insight into the world. We cannot heartily identify ourselves with Hamlet or Othello, yet we should be sorry to have those figures erased from our memories; they mean something, they epitomize world-facts that compel our attention.
We have the same questions to ask about enjoying a novel as we do about daydreaming. Reading a novel is like daydreaming, using the materials provided by the {513} author, and satisfies the same desires. For a novel to be truly popular, it must have a real hero or heroine—someone readers can see themselves in. The prevalence of novels featuring a hero or heroine of high status, or one who achieves wealth and rank during the story, points to an appeal to the mastery motive. The average reader feels uplifted by temporarily identifying with the noble, highborn, or beautiful character in the story. The escape motive is also tapped into, providing excitement through the hero facing danger or difficulty, and ultimately being saved, much to the reader's relief. Love stories cater to romantic desires, humorous stories invoke laughter, and mystery stories spark curiosity. Cynical tales, which portray the "pillars of society" in a less than flattering way, appeal to the reader's self-assertive impulse, allowing them to apply those lessons to pretentious people they know and feel superior by doing so. However, we must also emphasize that a good work of fiction satisfies more objective interests. A story that logically progresses to a tragic conclusion is intriguing as a well-crafted piece and offers insight into the world. While we might not fully identify with Hamlet or Othello, we would certainly regret losing those characters from our memories; they represent significant truths that demand our attention.
The appeal of art is partly emotional.
A very great work of art, the Apollo Belvedere or the Sistine Madonna, when you suddenly come upon it in walking through a gallery, may move you almost or quite to tears. Beautiful music, and not necessarily sad music either, has the same effect. Why this particular emotion should be aroused is certainly an enigma. "Crying because you are so happy" is similar {514} but itself rather inexplicable. In many other cases, the emotional appeal of art is easily analyzed. The pathetic appeals straightforwardly to the grief impulse, the humorous to the laughter impulse, the tragic to fear and escape. The sex motive is frequently utilized in painting and sculpture as well as in literature.
A truly great piece of art, like the Apollo Belvedere or the Sistine Madonna, can almost move you to tears when you encounter it unexpectedly in a gallery. Beautiful music, which isn’t necessarily sad, can have the same effect. It’s a mystery why this specific emotion is triggered. “Crying because you’re so happy” is similar {514} but remains somewhat unexplainable. In many other situations, the emotional impact of art is easy to break down. The pathetic speaks directly to our grief, humor triggers laughter, and tragedy evokes fear and the desire to escape. The theme of sex is often found in painting and sculpture, just like in literature.
Art makes also an intellectual appeal.
It is satisfying partly because of this appeal, as is clear when we remember that many great works of art require mental effort in order to grasp and appreciate them. You must be wide-awake to follow a play of Shakespeare; you must puzzle out the meaning of a group painting before fully enjoying it; you must study some of the detail of a Gothic cathedral before getting the full effect; music may be too "classical" for many to grasp and follow. Unless, then, the artist has made a great mistake, the mental activity which he demands from his public must contribute to the satisfaction they derive from his works. If his appeal were simply to their emotions, any intellectual labor would be a disturbing element. The intellectual appeal is partly to objective interests in the thing presented, partly to interest in the workmanship, and partly to the mastery motive in the form of problem solution.
It’s satisfying partly because of this appeal, as we can see when we remember that many great works of art require mental effort to understand and appreciate. You need to be fully attentive to follow a play by Shakespeare; you have to figure out the meaning of a group painting before you can really enjoy it; you need to examine some of the details of a Gothic cathedral before you get the full effect; music may be too "classical" for many to comprehend and follow. So, unless the artist has made a major blunder, the mental engagement they require from their audience must add to the satisfaction people feel from their works. If their appeal only targeted emotions, any intellectual effort would be a distraction. The intellectual appeal is partly about objective interests in what’s being presented, partly about interest in the craftsmanship, and partly about the drive to solve problems.
Perhaps we do not often think of a fine painting or piece of music as a problem set us for solution, but it is that, and owes part of its appeal to its being a problem. To "get the hang of" a work of art requires some effort and attention; if the problem presented is too difficult for us, the work of art is dry; if too easy, it is tame.
Maybe we don’t usually consider a great painting or a piece of music as a challenge to solve, but it is, and part of its charm comes from being a challenge. To truly appreciate a work of art takes some effort and focus; if the challenge is too tough for us, the art feels lifeless; if it’s too simple, it feels bland.
The mastery motive is probably as important in the enjoyment of art as it is in play and dreaming. It comes in once in the joy of mastering the significance of the work of art, and again in self-identification with the fine characters portrayed.
The desire to master something is likely just as important in enjoying art as it is in playing and dreaming. It appears in the joy of understanding the significance of the artwork, and again in identifying with the great characters depicted.
Empathy in art enjoyment.
At first thought, some forms of art, as architecture, seem incapable of making the just-mentioned double appeal to the mastery motive. Architecture can certainly present problems for the beholder to solve, but how can the beholder possibly identify himself with a tower or arch? If, however, we remember the "empathy" that we spoke of under the head of play, we see that the beholder may project himself into the object, unintentionally of course, and thus perhaps get satisfaction of his mastery impulse.
At first glance, some types of art, like architecture, seem unable to connect with the previously mentioned drive for mastery. Architecture can definitely pose challenges for the viewer to tackle, but how can a person really relate to a tower or an arch? However, if we recall the "empathy" we discussed in the context of play, we can see that the viewer might project themselves into the structure, even if it's unintentional, and thus potentially fulfill their desire for mastery.
Look at a pillar, for example. If the pillar is too massive for the load supported, it gives you the unsatisfactory impression of doing something absurdly small for your powers. If on the contrary the pillar is too slender for the load that seems to rest upon it, you get the feeling of strain and insecurity; but if it is rightly proportioned, you get the feeling of a worthy task successfully accomplished. The pillar, according to empathy, pleases you by arousing and gratifying your mastery impulse; and many other architectural effects can be interpreted in the same way.
Look at a pillar, for example. If the pillar is too big for the weight it’s holding up, it makes you feel like you’re doing something ridiculously small for your abilities. On the other hand, if the pillar is too skinny for the load it seems to carry, you feel tension and insecurity; but if it’s properly proportioned, you experience the satisfaction of a worthy task completed. The pillar, in terms of empathy, pleases you by stimulating and satisfying your sense of mastery, and many other architectural features can be understood in the same way.
Empathy can perhaps explain the appeal of the big in art and nature. In spite of the warnings put forth against thinking of mere bigness as great or fine, we must admit that size makes a very strong appeal to something in human nature. The most perfect miniature model of a cathedral, however interesting and attractive as it rests on the table before you, fails to make anything like the impression that is made by the giant building towering above you. Big trees, lofty cliffs, grand canyons, tremendous waterfalls, huge banks of clouds, the illimitable expanse of the sea, demonstrate cogently the strong appeal of the big. Perhaps the big is not necessarily grand, but the grand or sublime must be big or somehow suggest bigness. The question is, then, what it is in us that responds to the appeal of the big.
Empathy might explain why we are drawn to the big in art and nature. Even with the warnings against equating mere size with greatness or quality, we have to recognize that size strongly appeals to something within human nature. A perfectly detailed miniature model of a cathedral, no matter how interesting and attractive it is sitting on the table in front of you, doesn't make nearly the same impact as the towering giant building above you. Massive trees, towering cliffs, vast canyons, incredible waterfalls, enormous clouds, and the endless stretch of the sea clearly show the strong attraction of the big. Maybe being big isn’t always synonymous with greatness, but greatness or the sublime definitely needs to be big or at least suggest bigness. So the question is, what is it in us that responds to this attraction to size?
Perhaps it is the submissive tendency that is aroused. This great mountain, so far outclassing me that I am not tempted in the least to compete with it, affords me the joy of willing submission. The escape motive may come in along with submissiveness--at the first sight of the mountain a thrill of fear passes over me, but I soon realize that the mountain will not hurt me in spite of its awe-inspiring vastness; so that my emotion is blended of the thrill of fear, the relief of escape, and the humble joy of submission. That is one analysis of the esthetic effect of bigness.
Maybe it’s the feeling of submission that gets stirred up. This massive mountain, so far beyond me that I don’t feel the slightest urge to compete with it, brings me the joy of willingly surrendering. The desire to escape might also kick in with this sense of submission—when I first see the mountain, a jolt of fear runs through me, but I quickly realize that the mountain won’t hurt me despite its breathtaking size; so my emotional response combines the thrill of fear, the relief of escape, and the humble joy of submission. That’s one way to analyze the aesthetic impact of something so big.
Empathy suggests a very different analysis. According to this, projecting myself into the mountain, identifying myself with it, I experience the sensation of how it feels to be a mountain. It feels big--I feel big. My mastery impulse is gratified. To decide between these two opposing interpretations ought to be possible from the behavior or introspection of a person in the presence of some big object. If he feels insignificant and humble and bows reverently before the object, we may conclude that the submissive tendency is in action; but if the sight of the grand object makes him feel strong and fine, if he throws out his chest and a gleam comes into his eye, then everything looks like the mastery motive. Quite possibly, the effect varies with the person and the occasion.
Empathy offers a different perspective. In this sense, when I connect with the mountain and see myself as part of it, I can understand what it’s like to be a mountain. It feels immense—I feel immense. My desire to assert myself is satisfied. We should be able to determine which of these two conflicting interpretations applies by observing someone's behavior or reflecting on their feelings in front of a large object. If they feel small and humble, bowing respectfully before it, we can conclude that their submissive side is at play. But if the grandeur of the object makes them feel powerful and confident, and they stand tall with a spark in their eye, then it seems to reflect a desire for mastery. It's likely that the effect varies depending on the individual and the situation.
We have to think of art as a great system or collection of inventions that owes its existence to its appeal to human nature, and that has found ways, as its history has progressed, of making its appeal more and more varied. Art is a type in these respects of many social enterprises, such as sport, amusement, and even such serious matters as politics and industry. Each of these is a collection of inventions that persists because it appeals to human impulses, and each one appeals to a variety of different impulses.
We need to view art as a massive system or collection of inventions that exists because it resonates with human nature, and that has, over time, discovered ways to make its appeal increasingly diverse. In this sense, art is similar to many social activities, like sports, entertainment, and even serious areas like politics and industry. Each of these is a collection of inventions that continues because it connects with human instincts, and each one appeals to a wide range of different impulses.
The Psychology of Inventive Production
To the consumer, art is play, but to the producer it is work, in the sense that it is directed towards definite ends and has to stand criticism according as it does or does not reach those ends. What is true of the producer of art works is true also of other inventors, and we may as well consider all sorts of controlled imagination together.
To the consumer, art is a form of play, but for the producer, it's a job, in the sense that it aims for specific goals and must be critiqued based on whether or not it achieves those goals. What applies to the producers of art also applies to other inventors, so we might as well look at all types of controlled imagination together.
In spite of the element of control that is present in productive invention, the really gifted inventor seems to make play of his work to a large extent. Certainly the inventive genius does not always have his eyes fixed on the financial goal, nor on the appeal which his inventions are to make to the public. It is astonishing to read in the lives of inventors what a lot of comparatively useless contrivances they busied themselves with, apparently from the pure joy of inventing. One prolific writer said that he "never worked in his life, only played". The inventor likes to manipulate his materials, and this playfulness has something to do with his originality, by helping to keep him out of the rut.
Despite the control involved in productive invention, truly talented inventors often treat their work like play. The inventive genius isn't always focused on making money or how the public will respond to their inventions. It's surprising to read about how many relatively useless gadgets they created, seemingly just for the fun of inventing. One prolific writer mentioned that he "never worked a day in his life, only played." Inventors enjoy working with their materials, and this playful attitude contributes to their originality by preventing them from becoming stuck in a routine.
That "necessity is the mother of invention" is only half of the truth; it points to the importance of a directive tendency, but fails to show how the inventor manages to leave the beaten path and really invent. Necessity, or some desire, puts a question, without which the inventor would not be likely to find the answer; but he needs a kind of flexibility or playfulness, just because his job is that of seeing things in a new light. We must allow him to toy with his materials a bit, and even to be a bit "temperamental", and not expect him to grind out works of art or other inventions as columns of figures are added.
The saying "necessity is the mother of invention" captures only part of the truth; it highlights the importance of having a guiding motive, but it doesn’t explain how an inventor steps off the typical path to truly create something new. Necessity or some desire poses a question, and without that, the inventor is unlikely to discover the answer. However, they also need a degree of flexibility or playfulness, since their job requires them to see things from a fresh perspective. We should let them experiment with their materials and even be a little "temperamental," instead of expecting them to produce masterpieces or inventions as if they were just crunching numbers.
When inventive geniuses have been requested to indicate their method, they have been able to give only vague hints. How does the musical composer, for example, free himself of {518} all the familiar pieces and bring the notes into a fresh arrangement? All that he can tell about it is usually that he had an "inspiration"; the new air simply came to him. Now, of course the air did not really come to him from outside; he made it, it was his reaction, but it was a quick, free reaction, of which he could observe little introspectively.
When creative geniuses are asked to explain their process, they can usually only provide vague clues. Take a musical composer, for example. How does he manage to break free from all the familiar pieces and create a new arrangement of notes? All he usually says is that he had an "inspiration"; the new melody just appeared in his mind. Of course, that melody didn't actually come from outside of him; he created it—it's his response. However, it was a quick and instinctive reaction, one that he can't really analyze in detail.
Perhaps the best-studied case of invention is that of the learner in typewriting, who, after laboriously perfecting his "letter habits" or responses to single letters by appropriate finger movements on the keyboard, may suddenly find himself writing in a new way, the word no longer being spelled out, but being written as a unit by a coördinated series of finger movements. The amazing thing is that, without trying for anything of the kind, he has been able to break away from his habit of spelling out the word, and shift suddenly to a new manner of writing. He testifies that he did not plan out this change, but was surprised to find himself writing in the new way. He was feeling well that day, hopeful and ambitious, he was striving for greater speed, and, while he was completely absorbed in his writing, this new mode of reaction originated.
Probably the most thoroughly studied example of invention is that of a learner in typing, who, after spending a lot of time perfecting his "letter habits" or responses to individual letters through specific finger movements on the keyboard, may suddenly discover that he's writing differently—no longer spelling out each letter but instead writing the word as a whole through a coordinated series of finger movements. The remarkable part is that, without intending to do so, he has managed to break free from his habit of spelling out the word and suddenly shift to a new way of writing. He claims that he didn’t plan this change; he was just surprised to find himself writing in this new manner. He felt good that day, optimistic and driven, aiming for greater speed, and while he was completely focused on his writing, this new way of reacting emerged.
We see in this experimentally studied case some of the conditions that favor invention. Good physical condition, freshness, mastery of the subject, striving for some result, and "hopefulness". Now, what is that last? Confidence, enterprise, willingness to "take a chance", eagerness for action and readiness to break away from routine? Some of this independent, manipulating spirit was probably there.
We observe in this studied case some of the factors that encourage invention. Being in good shape, having a fresh perspective, knowing the subject well, aiming for a specific outcome, and being "hopeful." What does that last part mean? It involves confidence, initiative, a willingness to "take risks," enthusiasm for action, and a readiness to break away from the usual routine. Some of this independent, proactive mindset was likely present.
A soldier, so wounded as to paralyze his legs but capable of recovery by training, had advanced far enough to hobble about with a cane and by holding to the walls. One morning, feeling pretty chipper, he took a chance and left the wall, cutting straight across the room; and getting through without a fall, was naturally much encouraged and {519} maintained this advance. This might be called invention; it was breaking away from what had become routine, and that is the essential fact about the inventive reaction. This playful spirit of cutting loose, manipulating, and rearranging things to suit yourself is certainly a condition favorable to invention. It does not guarantee a valuable invention, but it at least helps towards whatever invention the individual's other qualifications make possible.
A soldier, who was injured badly enough to lose the use of his legs but could recover with training, had progressed far enough to limp around with a cane while holding onto the walls. One morning, feeling pretty good, he decided to take a chance and let go of the wall, walking straight across the room; and making it through without falling, he was naturally very encouraged and {519} continued this progress. This could be called innovation; it was stepping away from what had become routine, and that is the key aspect of the innovative reaction. This playful attitude of breaking free, experimenting, and rearranging things to fit your needs certainly creates a favorable condition for invention. It doesn't guarantee a valuable invention, but it at least contributes to whatever invention the individual's other skills make possible.
Another condition favorable to invention is youth. Seldom does a very old person get outside the limits of his previous habits. Few great inventions, artistic or practical, have emanated from really old persons, and comparatively few even from the middle-aged. On the other hand, boys and girls under eighteen seldom produce anything of great value, not having as yet acquired the necessary mastery of the materials with which they have to deal. The period from twenty years up to forty seems to be the most favorable for inventiveness.
Another condition that encourages invention is youth. It's rare for an elderly person to break away from their established habits. Few significant inventions, whether artistic or practical, come from really old people, and even fewer from those who are middle-aged. On the flip side, boys and girls under eighteen hardly ever create anything of great value because they haven't yet gained the necessary skills with the materials they work with. The age range from twenty to forty appears to be the most conducive to inventiveness.
Imagination Considered in General
Finally, we must return to the question of definition or general description that was left open near the beginning of the chapter. There seem to be two steps in the inventive response, one preliminary, the other strictly inventive. The preliminary step brings the stimuli to bear, and invention is the response that follows.
Finally, we need to revisit the question of how to define or generally describe what we left open near the start of the chapter. It looks like there are two stages in the creative process: one is preliminary, and the other is purely inventive. The preliminary stage gathers the stimuli, and invention is the response that comes after.
Typically, the preliminary stage consists in recall; and association by similarity, bringing together materials from different past experiences, is very important as a preliminary to invention. Facts recalled from different contexts are thus brought together, and invention consists in a response to such novel combinations of facts. The two steps in invention are, first, getting a combination of stimuli, and second, responding to the combination.
Typically, the initial stage involves recalling information; and connecting ideas by similarity, gathering materials from different past experiences, is crucial as a precursor to invention. Facts remembered from various contexts are combined, and invention happens as a reaction to these new combinations of facts. The two steps in invention are, first, acquiring a combination of stimuli, and second, responding to that combination.
Sometimes it has been said that imagination consists in putting together material from different sources, but this leaves the matter in mid-air; recall can bring together facts from different sources and so afford the stimulus for an imaginative response, but the response goes beyond the mere togetherness of the stimuli. Thinking of a man and also of a horse is not inventing a centaur; there is a big jump from the juxtaposition of the data to the specific arrangement that imagination gives them. The man plus the horse may give no response at all, or may give many other responses besides that of a centaur; for example, a picture of the man and the horse politely bowing to each other. The particular manipulation, or imaginative response, that is made varies widely; sometimes it consists in taking things apart rather than putting them together, as when you imagine how a house would look with the evergreen tree beside it cut down; always it consists in putting the data into new relationships.
Sometimes it’s been said that imagination is about piecing together information from different sources, but that really doesn’t capture the whole picture. Recalling facts from various sources can inspire imaginative responses, but those responses go beyond just putting things together. Thinking of a man and a horse doesn’t create a centaur; there’s a significant leap from simply placing the data side by side to the unique arrangement that imagination provides. The combination of a man and a horse might not generate any response at all, or it could lead to a variety of other responses besides a centaur, like a scene of the man and the horse politely bowing to each other. The way that information is manipulated, or the imaginative response, can vary greatly; sometimes it involves breaking things apart rather than combining them, like envisioning how a house would look if the evergreen tree next to it were cut down; but it always involves creating new relationships among the data.
Imagination thus presents a close parallel to reasoning, where, also, there are two stages, the preliminary consisting in getting the premises together and the final consisting in perceiving the conclusion. The final response in imagination is in general like that in reasoning; both are perceptive reactions; but imagination is freer and more variable. Reasoning is governed by a very precise aim, to see the actual meaning of the combined premises; that is, it is exploratory; while imagination, though it is usually more or less steered either by a definite aim or by some bias in the direction of agreeable results, has after all much more latitude. It is seeking, not a relationship that is there, but one that can be put there.
Imagination is very similar to reasoning, which also has two stages: the first involves gathering the premises, and the second is about recognizing the conclusion. The final response in imagination is generally similar to that in reasoning; both are perceptive reactions; however, imagination is more free and varied. Reasoning is driven by a clear goal—to understand the actual meaning of the combined premises; it is exploratory. In contrast, imagination, while often guided by a specific aim or some inclination towards pleasing outcomes, ultimately has much more flexibility. It seeks not a relationship that already exists, but one that can be created.
EXERCISES
1. Outline the chapter.
2. Make a list of hobbies and amusements that you specially enjoy,
and try to discover the sources of satisfaction in each.
3. Recall two stories that you specially enjoyed, and try to
discover the sources of satisfaction in each.
4. How far does the account of daydreams given in the text square
with your own daydreams, and how far does it seem inadequate?
5. An experiment on the speed of revery or of daydreaming.
Beginning at a recorded time, by your watch, let your mind wander
freely for a few moments, stopping as soon as your stream of
thoughts runs dry. Note the time at the close. Now review your
daydream (or revery), and tally off the several scenes or
happenings that you thought of, so as to count up and see how many
distinct thoughts passed through your mind. How many seconds, on
the average, were occupied by each successive item?
6. Why do dreams seem real at the time?
7. Analysis of a dream. Take some dream that you recall well, and let
your thoughts play about it, and about the separate items of
it--about each object, person, speech, and happening in the
dream--with the object of seeing whether they remind you of
anything personally significant. Push the analysis back to your
childhood, by asking whether anything about the dream symbolizes
your childish experiences or wishes. To be sure, the psychoanalyst
would object that the individual cannot be trusted to make a
complete analysis of his own dream--just as the psychologist would
object to your accepting the recalled experiences and wishes as
necessarily standing in any causal relation to your dream--but, at
any rate, the exercise is interesting.
8. Problems in invention. Solve some of these, and compare the
mental process with that of reasoning.
1. Outline the chapter.
2. Make a list of hobbies and activities you really enjoy, and try to figure out what makes each one satisfying.
3. Remember two stories that you particularly liked, and try to discover what you found satisfying about them.
4. How closely does the description of daydreams in the text match your own daydreams, and where does it seem lacking?
5. An experiment on the speed of daydreaming. Start at a recorded time with your watch, let your mind wander freely for a few moments, and stop once your thoughts run out. Note the time at the end. Now go over your daydream and list the different scenes or events you thought about to see how many distinct thoughts went through your mind. On average, how many seconds did each thought take?
6. Why do dreams feel real when we're having them?
7. Analyze a dream. Choose a dream you remember well, and reflect on it and its individual elements—each object, person, dialogue, and event in the dream—looking for connections to anything significant in your life. Trace it back to your childhood by considering whether anything in the dream symbolizes your childhood experiences or wishes. While a psychoanalyst might argue that you can't fully analyze your own dream, and a psychologist might challenge you on the relevance of your recalled experiences and wishes to the dream, this exercise is still intriguing.
8. Problems in creativity. Tackle a few of these, and compare the thinking process to that of reasoning.
(a) Devise a game to be played by children and adults together,
to everybody's satisfaction.
(b) Imagine a weird animal, after the analogy of the centaur.
(c) Imagine an interesting incident, bringing in an old man,
a little girl, and a waterfall.
(d) Design the street plan for an ideal small town, built on
both sides of a small river.
(a) Create a game that both kids and adults can enjoy together.
(b) Picture a strange animal, similar to a centaur.
(c) Think of an intriguing event involving an elderly man, a young girl, and a waterfall.
(d) Design a street layout for the perfect small town located on both sides of a small river.
9. Show how empathy might make us prefer a symmetrical building to one that is lop-sided.
9. Demonstrate how empathy might lead us to favor a symmetrical building over one that is uneven.
REFERENCES
On the imagination and play of children, see Norsworthy and Whitley's Psychology of Childhood, 1918, Chapters IX and XII.
On the imagination and play of children, see Norsworthy and Whitley's Psychology of Childhood, 1918, Chapters IX and XII.
For Freud's views regarding dreams, see his Interpretation of Dreams, translated by Brill, 1913.
For Freud's views on dreams, check out his Interpretation of Dreams, translated by Brill, 1913.
For a view which, though psychoanalytical, diverges somewhat from that of Freud, see Maurice Nicoll, Dream Psychology, 1917; also C. W. Kimmins, Children's Dreams, 1920.
For a perspective that, while psychological, differs a bit from Freud’s, check out Maurice Nicoll, Dream Psychology, 1917; and also C. W. Kimmins, Children's Dreams, 1920.
For studies of play, see Edward S. Robinson, "The Compensatory Function of Make-Believe Play", in the Psychological Review for 1920, Vol. 27, pp. 429-439; also M. J. Reaney, The Psychology of the Organized Group Game, 1916.
For studies on play, check out Edward S. Robinson, "The Compensatory Function of Make-Believe Play," in the Psychological Review from 1920, Vol. 27, pp. 429-439; also M. J. Reaney, The Psychology of the Organized Group Game, 1916.
On invention, see Josiah Royce, "The Psychology of Invention", in the Psychological Review for 1898, Vol. 5, pp. 113-144; also F. W. Taussig's Inventors and Money-Makers, 1915.
On invention, see Josiah Royce, "The Psychology of Invention," in the Psychological Review for 1898, Vol. 5, pp. 113-144; also F. W. Taussig's Inventors and Money-Makers, 1915.
CHAPTER XX
WILL
PLANNED ACTION, ACTION IN SPITE OF INTERNAL CONFLICT, AND ACTION AGAINST EXTERNAL OBSTRUCTION
If the psychologist were required to begin his chapter on the will with a clean-cut definition, he would be puzzled what to say. He might refer to the old division of the mind into the "three great faculties" of intellect, feeling, and will, but would be in duty bound to add at once that this "tripartite division" is now regarded as rather useless, if not misleading. It is misleading if it leads us to associate will exclusively with motor action, for we also have voluntary attention and voluntary control in reasoning and inventing, and we have involuntary motor reactions. "Will" seems not to be any special kind of response, but rather to refer to certain relationships in which a response may stand to other responses--but this is certainly too vague a definition to be of use.
If the psychologist had to start his chapter on will with a clear definition, he would be at a loss for words. He might mention the old classification of the mind into the "three main faculties" of intellect, emotion, and will, but he would immediately have to state that this "tripartite division" is now seen as pretty much useless, if not misleading. It’s misleading if it makes us think that will is only about physical action, because we also have voluntary attention and control in reasoning and creativity, as well as involuntary reactions. "Will" doesn’t seem to be a specific type of response; instead, it appears to refer to certain relationships between different responses—but this is definitely too vague to be helpful.
"Will" is not precisely a psychological term, anyway, but is a term of common speech which need not refer to any psychological unit. In common speech it has various and conflicting meanings. "Since you urge me", one may say, "I will do this, though much against my will." Let the dictionary define such words. What psychology should do with them is simply to take them as a mining prospector takes an outcropping of ore: as an indication that it may pay to dig in the neighborhood.
"Will" isn’t exactly a psychological term; it’s a common word that doesn’t have to point to any specific psychological concept. In everyday language, it has various and sometimes conflicting meanings. One might say, "Since you’re pushing me, I will do this, even though it goes against my will." Let the dictionary handle the definitions of such words. What psychology should do with them is like how a prospector treats a surface find of ore: as a sign that it might be worth digging deeper in the area.
Voluntary and Involuntary Action
About the first thing we strike when we start digging is the distinction between voluntary and involuntary. A man has committed homicide, and the question in court is whether he did it "with malice aforethought", i.e., with full will and intention, whether he did it in a sudden fit of anger, i.e., impulsively rather than quite voluntarily, or whether it was an accident and so wholly unintentional or involuntary. The court wishes to know, since a man who has committed one sort of homicide is a very different character from one who has committed another sort; different acts can be expected from him in the future and different precautions need to be taken accordingly.
The first thing we notice when we start digging is the difference between voluntary and involuntary actions. A person has committed murder, and the question in court is whether he did it "with malice aforethought," meaning with full awareness and intention, whether it happened in a sudden fit of anger, meaning impulsively instead of truly voluntarily, or whether it was an accident and therefore completely unintentional or involuntary. The court wants to know, because a person who has committed one type of homicide is very different from someone who has committed another type; we can expect different behavior from him in the future and need to take different precautions accordingly.
It is a fact, then, that an act may be performed either with or without foreknowledge--a remarkable fact both ways! An intentional act is remarkable from the side of physics or chemistry or botany--which is to say that it is very exceptional in nature at large. On the other hand, a completely involuntary act is rather exceptional in human behavior and perhaps in animal behavior as well, for almost always there is some striving towards an end, some impulse. The simplest reflexes, to be sure, are completely involuntary. The pupillary reaction to light is not done with malice aforethought, cannot be so done. The lid reflex, or wink of the eye, occurs many times in the course of an hour, without foreknowledge, or after-knowledge for that matter, though the same movement can be made voluntarily. Sneezing and coughing are not voluntary in the full sense, but they are distinctly impulsive, they strive towards desired relief. To sneeze voluntarily is to sneeze when you don't want to, and to sneeze involuntarily is to sneeze when you want to--which seems queer, since we usually think of a voluntary act as one done to further our wishes. The solution of this puzzle is, {525} of course, that a voluntary sneeze is desired not because of a direct impulse but to gain some ulterior end, such as to prove we can do it, or for histrionic purposes--in short, for some purpose beyond the immediate satisfaction of an impulse.
It’s a fact that an action can be done either with or without prior awareness—an interesting fact in both cases! An intentional act is striking from the perspectives of physics, chemistry, or botany, meaning it’s quite rare in nature overall. Conversely, a completely involuntary action is also fairly unusual in human behavior and possibly in animal behavior too, since there’s usually some sort of effort toward a goal, some impulse involved. The simplest reflexes, of course, are completely involuntary. The pupil's reaction to light happens without prior planning; it can’t be done with intent. The eyelid reflex, or wink, occurs several times in an hour, without forethought or afterthought, although the same action can also be done voluntarily. Sneezing and coughing aren’t fully voluntary, but they are definitely impulsive; they aim for relief. To sneeze voluntarily means to do it when you don’t actually want to, and to sneeze involuntarily means to sneeze when you do want to—which seems strange since we usually think of a voluntary act as something done to fulfill our desires. The answer to this riddle is, {525} that a voluntary sneeze is desired not because of a direct impulse but to achieve some underlying goal, like proving we can do it or for dramatic effect—in short, for a purpose beyond the immediate satisfaction of an impulse.
Thus we may classify acts as wholly involuntary or mechanical, as impulsive, and as distinctly voluntary or purposive. Or, we may arrange acts in a scale from those that have no conscious end, through those aimed directly at an immediate end, up to those done to accomplish an ulterior end which is imagined beforehand. The last class of fully voluntary acts belongs under the general head of manipulation, just as imagination does. We imagine some change to be produced in the existing situation and then proceed to put our imagination into effect; and this is a typical voluntary act.
We can categorize actions as completely involuntary or mechanical, impulsive, and clearly voluntary or intentional. Alternatively, we can arrange actions on a scale from those without a conscious goal, through those aimed directly at an immediate goal, to those done to achieve a planned goal that is envisioned beforehand. The last category of fully voluntary actions falls under the general umbrella of manipulation, just like imagination does. We envision some change in the current situation and then take steps to make our vision a reality; this is a typical voluntary action.
We seldom, however, picture a complete act in imagination before executing it. Even so simple an act as closing the fist cannot be completely pictured beforehand; for if you try to imagine how the closed fist is going to feel and then close it, you will find that you left out of your image many details of the actual kinesthetic sensations. What we imagine and intend is some change in the situation, and we then proceed to execute that change and other changes incidentally.
We rarely imagine a complete action before doing it. Even something as simple as closing your fist can't be fully visualized ahead of time; if you try to picture how a closed fist will feel and then actually close it, you’ll realize you missed many details of the real feelings involved. What we envision and plan is some change in the situation, and then we go ahead and make that change along with some others that happen along the way.
Besides the simple reflexes, there is another sort of involuntary and mechanical action. Through practice and repetition, an act may become so habitual as to be done automatically, that is, without being imagined beforehand, and even without conscious impulse. The practised typist responds in this way to the words he is copying. We should notice, however, that this does not mean that the total behavior and state of mind of the typist is mechanical and devoid of impulse. The typist may write the letters {526} mechanically, and if expert may write even words in this way, but all the time he is consciously aiming to copy the passage. His attention and impulse have deserted the fully mastered details and attach themselves to the larger units. In the same way, in signing your name you have no conscious intention or impulse to write each successive letter; but you fully intend to sign your name.
Besides simple reflexes, there's another type of involuntary and mechanical action. Through practice and repetition, an action can become so habitual that it's done automatically, meaning it occurs without being thought out in advance and even without a conscious urge. A skilled typist responds this way to the text they're copying. However, it's important to note that this doesn't mean the typist's overall behavior and mindset are mechanical or lacking in impulse. The typist might mechanically write the letters {526}, and if they're experienced, they might even write words this way, but they're always consciously focused on copying the passage. Their attention and impulse shift from the small details they've mastered to the larger ideas. Similarly, when you sign your name, you don't consciously think about writing each letter; instead, you're fully intending to sign your name.
Development of Voluntary Control
The child's actions are at first impulsive but not voluntary in the full sense, since obviously he cannot imagine and intend an act till he has had experience of that act, and he must usually have experienced doing the act himself before he can effectively imagine it. At least, this is true of the simpler movements; compound movements, made up of familiar elements, may be first observed in other persons and then voluntarily imitated. The child's process of acquiring voluntary control over a movement is illustrated by the story of how the baby learned to put his hand in his mouth. He first made this movement in the course of "aimless" throwing of his arms about, liked the sensation of the hand in the mouth, tried apparently to get it there again, and in the course of a few days was able to put it there at will. The child's "aimless" movements at the start were probably impulsive, but they were not directed towards any preconceived end. Then, having observed a desirable result of one movement, he worked towards that result by trial and error, till finally he had the necessary movement so closely linked to the thought of the result as to follow directly upon the thought.
The child's actions are initially impulsive, but not fully intentional, since he can't really think about or plan an action until he has experienced it. Generally, he needs to have actually done the action himself before he can effectively picture it. This is especially true for simpler movements; more complex movements, made up of familiar parts, can first be seen in others and then intentionally copied. The child's process of gaining voluntary control over a movement is illustrated by the story of how a baby learned to put his hand in his mouth. He first made this movement while "aimlessly" waving his arms around, enjoyed the feeling of his hand in his mouth, seemed to try to get it there again, and after a few days was able to do it on purpose. The child's initial "aimless" movements were probably impulsive, but they weren’t directed toward any specific goal. After seeing the positive outcome of one movement, he gradually worked toward that outcome through trial and error, until eventually, he linked the necessary movement so closely to the thought of the result that it became a direct follow-up to that thought.
Once brought under voluntary control, a movement becomes with further repetition habitual and mechanical, and no longer voluntary or even impulsive. Thus the voluntary {527} performance of an act intervenes between the native or instinctive doing of it and the later habitual doing of it. Blowing out a match affords another example of this course of events. A child can of course blow out, instinctively, when he has the natural stimulus for strong expiration, but he cannot at will blow at the lighted match. Being prompted and shown, he comes by degrees to be able to blow out the match; during the learning stage he has to try, and the act is voluntary; but with further practice it becomes involuntary, though it may still be executed as part of a larger voluntary act, such as preventing a burning match from setting fire to something on which it has fallen.
Once a movement is brought under voluntary control, it becomes habitual and mechanical with repeated practice, no longer remaining voluntary or even impulsive. In this way, the voluntary {527} execution of an action exists between the instinctive performance of it and its later habitual execution. Blowing out a match is another example of this process. A child can instinctively blow out when they feel the natural urge to exhale strongly, but they can’t intentionally blow at the lit match. After being shown how, they gradually learn to blow out the match; during the learning period, their attempts are voluntary, but with more practice, it becomes automatic, even though it might still be part of a larger voluntary action, like stopping a lit match from igniting something nearby.
A complex act, or series of movements, may be voluntary as a whole, being directed towards some preconceived result, while the single movements that constitute the series are mechanical, their particular results no longer being thought of separately. This is well illustrated by the instances of typewriting, speaking, and signing the name, mentioned a moment ago. With practice, the interest in a performance goes more and more to the final result and deserts the elements of the act.
A complex action, or a series of movements, can be entirely voluntary, aimed at a specific outcome, while the individual movements that make up that series are mechanical, their specific results no longer considered separately. This is clearly shown in examples like typing, talking, and signing your name, as mentioned earlier. With practice, the focus on the performance shifts more and more towards the final result and away from the individual elements of the action.
It is during the organization of reactions that they require attention and must be thought of before being executed. Organization goes on and on, a thoroughly organized reaction being later combined with others into a still bigger act. New demands constantly made upon the individual prevent him, however well organized, from ever reaching the condition of a wholly automatic machine. Will, in the sense of action aimed at the accomplishment of foreseen results, stays with him to the end.
It’s when organizing reactions that they need focus and should be considered before being carried out. Organization is ongoing, with a fully organized reaction later merged with others into a larger action. New demands on the individual, no matter how well organized, stop him from becoming a completely automatic machine. Will, in the sense of taking action to achieve expected outcomes, remains with him until the end.
Ideomotor Action
Involuntary movement is not always "sensorimotor", which means directly aroused by a sensory stimulus; oftener {528} it is "ideomotor", or directly aroused by an idea or thought. It may be so aroused and still be involuntary. We think of a certain result and our muscles produce this result, though we did not really mean to do this act ourselves. The thought arouses the movement because it has previously been linked with the movement. A thought which has previously served as the stimulus to an act will tend to have this effect again, unless inhibited by some contrary stimulus. There is no need of a definite consent to the act, provided there is nothing present to inhibit it.
Involuntary movement isn't always "sensorimotor," which means triggered directly by a sensory stimulus; more often, it's "ideomotor," or triggered directly by an idea or thought. It can be triggered this way and still be involuntary. We might think of a certain outcome, and our muscles produce that outcome, even though we didn't actually intend to perform this action ourselves. The thought triggers the movement because it has been previously associated with that movement. A thought that has previously acted as the trigger for an action will likely have the same effect again, unless some conflicting stimulus holds it back. There's no need for explicit consent to the action, as long as there's nothing present to stop it.
Good examples of ideomotor action can be observed among the audience at an athletic contest. You are watching one of your team do the pole vault, for instance, and are so much absorbed in his performance and so desirous for him to succeed that you identify yourself with him to a degree. He is rising to clear the high bar, and the thought of his clearing it, monopolizing your mind and leaving no room for the inhibitory thought that the performer is down there in the field and you up here in the stand, causes you to make an incipient leg movement as if you yourself were vaulting.
Good examples of ideomotor action can be seen among the crowd at a sports event. For instance, when you're watching one of your teammates attempt the pole vault, you become so engrossed in their performance and so eager for their success that you start to feel connected to them. As they jump to clear the bar, the thought of them succeeding takes over your mind, leaving no space for the thought that they are down in the field while you are up in the stands. This intense focus leads you to make a small leg movement as if you were the one vaulting.
Voluntary action, in the fullest sense, occurs when you realize the situation and are definitely conscious of yourself, that is to say, when you differentiate yourself clearly out of the total situation, and not only imagine some change to be made, but think of that change as to be produced by you, without at the same time having any contrary thought to inhibit actual execution.
Voluntary action, in its most complete form, happens when you understand the situation and are fully aware of yourself. This means distinguishing yourself clearly from the overall situation, not just envisioning a change but also considering that you will be the one to make that change, without any conflicting thoughts holding you back from actually doing it.
Conflict and Decision
It appears that in our "digging" we have now struck another vein, for here we have the fact of one tendency running contrary to another and inhibiting it. Conflict of desires and the consequent necessity of choosing between {529} them, is thus brought vividly to our attention. Every one would at once agree that "will" and "choice" belong closely together. The most distinctly voluntary acts occur when two alternatives are thought of, and one of them is chosen.
It looks like in our "digging" we’ve discovered another angle, as we see one tendency opposing another and holding it back. The clash of desires and the resulting need to choose between {529} them comes into clear focus. Everyone would quickly agree that "will" and "choice" are closely linked. The most clearly voluntary actions happen when two options are considered, and one of them is selected.
Organized as we are by nature, that is to say, on a large scale, but incompletely--environed as we are, with multitudinous stimuli constantly playing on us and arousing contrary tendencies--we cannot hope to escape conflict of motives and the necessity of making decisions. Every decision made, every conflict resolved, is a step in the further organization of the individual. It may be a step in a good direction, or in a bad direction, but it is a step in organizing the individual's reaction-tendencies into what we call his character--the more or less organized sum total of his native and acquired tendencies to reaction, with emphasis on those reactions that affect his life and social relations in a broad way.
Organized as we are by nature, meaning on a large scale but not completely—surrounded by countless stimuli constantly challenging us and triggering mixed feelings—we can't expect to avoid conflicts of motivation and the need to make choices. Each decision made, every conflict resolved, is a step toward further organizing the individual. It might be a step in a positive direction or a negative one, but it's a step in shaping how the individual responds, which we refer to as their character—the more or less organized total of their natural and learned response tendencies, focusing on those reactions that significantly impact their life and social interactions.
The lowest animals, having few reaction tendencies, and being responsive to only a narrow environment, show little sign of internal conflict, and when it does occur it is resolved very simply by the advantage going to one of the opposing tendencies, with perhaps a shift later to the other, in the way described in our earlier consideration of attention. [Footnote: See p. 251.] This type of decision is fundamental. In the behavior of higher animals, we sometimes detect signs of a longer-persisting conflict, as between curiosity and fear, when a wild creature seems poised between his inclination to approach and examine a strange object and his inclination to run away, veering now towards the one and now towards the other alternative, and unable, as it seems, to reach a decision.
The simplest animals, which have limited reactions and respond only to a small range of environments, show little sign of inner conflict. When it does happen, it’s resolved quite easily by one of the opposing tendencies taking over, maybe shifting to the other later, as we discussed earlier regarding attention. [Footnote: See p. 251.] This kind of decision is basic. In the behavior of more advanced animals, we sometimes notice signs of longer-lasting conflict, like between curiosity and fear, when a wild animal appears caught between its desire to approach and investigate a strange object and its urge to flee, swinging back and forth between the two options, seemingly unable to make a decision.
Conflict between the enterprising tendency to explore, manipulate or somehow launch forth into the new, and the negative tendencies of fear, inertia, shyness, etc., is {530} something that recurs again and again in human experience, as illustrated by making up your mind to get up in the morning, or to plunge into the cold water, or to speak up and have your say in a general conversation. There is a hesitancy in such cases, due to a positive and a negative tendency. The conflict may be resolved in favor of the negative tendency by simple prolongation of the hesitation till the occasion for action has passed, or it may be resolved in favor of the positive tendency when this is strong enough for an instant to enable the individual to commit himself to the enterprise, after which he usually stays committed. The positive motive must for an instant be stronger than the negative, in order to get action.
Conflict between the desire to explore, engage, or jump into something new, and the negative feelings of fear, laziness, shyness, etc., is {530} something that happens repeatedly in human experience, like deciding to get up in the morning, dive into cold water, or speak up in a conversation. There’s a hesitancy in these situations, stemming from both positive and negative impulses. The conflict can swing toward the negative by simply delaying action until the opportunity passes, or it can shift toward the positive when the urge is strong enough for a moment to push the person to act, after which they usually stay committed. The positive motivation needs to be stronger than the negative, even if just for a moment, to prompt action.
A somewhat different type of conflict, which may be called vacillation, occurs when two positive tendencies are aroused that are inconsistent with each other, so that gratification of the one entails renunciation of the other. Old Buridan's celebrated problem of the ass, placed equally distant from two equally attractive bundles of hay, and whether he would starve to death from the exact balance of the two opposing tendencies, is a sort of parable to fit this case. Probably the poor ass did not starve--unless he richly deserved his name--but he may conceivably have ended the very uncomfortable state of vacillation by running away altogether, as a human being, who is really more subject to vacillation than any other creature, is sometimes so much disturbed at having to decide between two invitations for the same day as to decline both, and go fishing. Vacillation is certainly a very unpleasant state of mind. We want action, or else we want peace, but vacillation gives us neither. In spite of its irksomeness, we seem sometimes almost powerless to end it, because as soon as we have about decided on the one alternative, what we shall miss by not choosing the other comes vividly to mind, and swings the pendulum its way.
A different kind of conflict, which can be called vacillation, happens when two positive desires arise that conflict with each other, so that satisfying one requires giving up the other. The famous dilemma of old Buridan’s ass, caught equally between two equally tempting bundles of hay, raises the question of whether he would starve from being stuck between the two conflicting urges, serving as a parable for this situation. The poor donkey probably didn’t starve—unless he truly earned his name—but he might have resolved his uncomfortable state of indecision by running away completely, just like a human, who often struggles more with indecision than any other creature, can sometimes be so overwhelmed by having to choose between two invitations on the same day that they end up declining both and going fishing instead. Vacillation is definitely an unpleasant state of mind. We want to take action or find peace, but vacillation offers us neither. Despite how frustrating it is, we often feel almost powerless to escape it, because as soon as we’re close to deciding on one option, the thought of what we’ll miss by not choosing the other comes to mind clearly and swings us back in that direction.
However it comes about that a decision is reached, it usually is reached, and the curious fact then is that it usually sticks. A student may vacillate long between the apparently equal attractions of two colleges, but when he finally decides on one, the advantages of the other lose their hold on him. Now he is all for one and not at all for the other. Having identified himself with one college, he has completely altered the balance of attractions, his self-assertion now going wholly on the side of the chosen college, and even leading him to pick flaws in the other as if to reinforce his decision. In other words, he "rationalizes", justifies, and fortifies his decision, once he has reached it. Some people, indeed, are abnormally subject to vacillation and seem never to accept their own decisions as final, but normally there are strong influences tending to maintain a decision, once it is made: the unpleasantness of the state of vacillation and relief at having escaped from it; the satisfaction of having a definite course of action; and self-assertion, because we have decided, and now this course of action is ours. During vacillation, neither of the alternatives was identified with ourselves, but now we have decided and are not going to be so weak as to change. X is our college now and anything you say against it you say against us. Thus the person who has decided defends himself energetically against reopening the question.
However it happens that a decision is made, it usually is made, and the interesting thing is that it often sticks. A student might go back and forth for a long time between the seemingly equal appeal of two colleges, but once he finally chooses one, the advantages of the other lose their grip on him. Now he fully supports one and completely ignores the other. By aligning himself with one college, he has shifted the balance of attractions, and his self-assertion completely favors the chosen college, even leading him to find faults in the other to strengthen his choice. In other words, he "rationalizes," justifies, and reinforces his decision once it's made. Some people, in fact, are unusually prone to indecision and seem never to accept their own decisions as final, but usually, there are strong factors that reinforce a decision once it’s made: the discomfort of being indecisive and the relief of having moved past it; the satisfaction of having a clear plan of action; and self-assertion, because we have made a decision, and now this plan is ours. During indecision, neither option was connected to our identity, but now that we’ve decided, we aren’t going to waver. X is our college now, and anything said against it is said against us. Thus, the person who has made a decision defends themselves vigorously against reconsidering the matter.
The state of indecision and the state of decision seem thus fairly well understood, but the process of passing from the one to the other is often obscure. It differs from one case to another. In one case we find the rational process of deliberation, in which each alternative is weighed and the decision awarded to the one that promises best. This is essentially a work of imagination: you imagine that you have adopted the one alternative, and see how it suits you, then you do the same with the other alternative. You think each {532} alternative through to see how satisfactory it will be, balance one against the other, and choose accordingly. This is ideal, but often impracticable, since we have not the time for full deliberation, or since we cannot trust imagination to give us a correct picture, or since we have no common measure by aid of which to balance off different sorts of satisfaction. Even when practicable, the deliberate way of reaching a decision is likely to seem irksome, because of the delay involved and the natural propensity for impulsive action. Perhaps the most common process is a sort of partial deliberation, the two alternatives appealing to us by turns till at some moment one makes a strong enough appeal to secure action.
The state of uncertainty and the state of having made a decision are pretty well understood, but the transition from one to the other is often unclear. It varies from situation to situation. In some instances, we experience a thoughtful process of considering our options, where we weigh each alternative and choose the one that seems most promising. This is essentially an imaginative exercise: you envision choosing one option and see how it would work for you, then do the same with the other option. You think through each alternative to evaluate how satisfying it might be, weigh them against each other, and decide accordingly. This is ideal but often not feasible, as we may lack the time for thorough consideration, may not trust our imagination to provide an accurate reflection, or may have no common basis to compare different kinds of satisfaction. Even when it is feasible, taking a deliberate approach to making a decision can feel bothersome due to the delays involved and our natural tendency to act impulsively. Perhaps the most common method is a kind of partial deliberation, where both alternatives appeal to us alternately until one eventually makes a strong enough case for us to take action.
Sometimes there is a deadlock, and then we either give up deciding for the moment, and, sleeping over the matter, find when we next take it up that one alternative has lost its momentary attractiveness and the other has the field; or else, feeling the irksomeness and humiliation, almost, of being unable to make up our mind, we say, "Any decision is better than none; here goes, then; this is what I will do", so breaking the deadlock by what seems like an arbitrary toss-up.
Sometimes we hit a deadlock, and then we either decide to take a break, and after sleeping on it, when we revisit the issue, one option has lost its appeal and the other takes the lead; or, feeling the annoyance and embarrassment of not being able to decide, we say, "Any decision is better than no decision; here we go; this is what I’ll do," thus breaking the deadlock with what feels like a random choice.
At other times, without such a distinct "act of will", and without any observable change in the attractiveness of either alternative, we simply find, after awhile, that a decision has emerged, and that we now know what we are going to do. What has happened in us to bring about the decision we cannot see, but here we are with a decision made and perhaps with the act already performed. The two alternatives remain theoretically equal, but one has somehow got hold of us, while the other has lapsed.
At other times, without a clear "act of will," and without any noticeable change in the appeal of either choice, we eventually realize that a decision has come to pass, and we now understand what we're going to do. We can't see what happened within us to make that decision, but here we are with a choice made, and maybe even the action already taken. The two options still seem equal in theory, but one has somehow captivated us, while the other has faded away.
Then there is the case where we "see the better, but follow the worse", or are in great danger of so doing. The "worse" is usually something that appeals to the {533} "old Adam" in us, something that strongly arouses a primitive instinctive response; while the "better" is a nobler, more dutiful, or more prudent course. The lower motive being the stronger, how can it ever be that the higher motive gets the decision? Well, the fight is not just a contest between these two. Other motives are drawn into the fray, the whole man is drawn in, and it is a question which side is the stronger. Fear of ridicule or criticism, sense of duty, self-respect, ambition, ideals of oneself, concern for the welfare of another person, loyalty to a social group, may be ranged on the side of the "weaker" motive and give it the advantage over the stronger.
Then there's the situation where we "see the better but choose the worse," or we're at serious risk of doing so. The "worse" typically appeals to the {533} "old Adam" within us, triggering a powerful instinctive reaction, while the "better" represents a nobler, more responsible, or more sensible path. With the lower motive being the stronger one, how is it possible for the higher motive to prevail? Well, the struggle isn't just a fight between these two; other motives come into play, and the whole person gets involved, making it a question of which side is more powerful. Fear of judgment or criticism, sense of duty, self-respect, ambition, personal ideals, concern for someone else's well-being, and loyalty to a social group can align with the "weaker" motive and give it an edge over the stronger one.
What becomes of the rejected motives? If unimportant and s superficial, they simply lapse into an inactive state and are gradually forgotten, perhaps recurring to mind once in a while with a faint tinge of regret, since after all we should have liked to gratify them. "As a boy, I wanted to be a sailor; well, I would rather like to try it for once." When a motive is deeply rooted in our nature, it cannot be so easily eliminated. Sometimes it is simply deferred and remains dormant, content to bide its time; "there will be time enough for that later on". Sometimes it is disguised and then gratified, as when an apparently courteous deed contains an element of spite. Sometimes it is afforded a substitute gratification, as when the boastful boy, after having his "conceit taken out of him" by his mates, boasts of his school, profession, town or country. This is often called "sublimation". Sometimes, though denied, it remains insistent, and "defense mechanisms" have to be devised to keep it down; the "sour grapes" mechanism is an example, which may be used not only when the "grapes" are physically out of reach but also when for any reason we decide to leave them alone.
What happens to the rejected motives? If they're unimportant and superficial, they just fade into an inactive state and are gradually forgotten, perhaps popping into our minds occasionally with a hint of regret, since we would have liked to satisfy them. "As a kid, I wanted to be a sailor; well, I’d still like to try it someday." When a motive is deeply rooted in who we are, it can't be easily eliminated. Sometimes it’s just deferred and stays dormant, patiently waiting for its moment; "there will be time enough for that later." Sometimes it is disguised and then satisfied, like when an apparently kind act has a spiteful undertone. Sometimes it gets substitute gratification, like when the bragging boy, after being put in his place by his friends, brags about his school, job, town, or country. This is often referred to as "sublimation." Sometimes, even if it's denied, it keeps insisting, and we have to come up with "defense mechanisms" to suppress it; the "sour grapes" mechanism is an example, used not only when the "grapes" are physically out of reach but also when we decide to ignore them for some reason.
The psychoanalytic school lays great stress on {534} "suppressed" desires, holding that they become unconscious while still remaining active, and that they find gratification symbolically in dreams, and at times break into waking life in a disturbing way.
The psychoanalytic school puts a lot of emphasis on {534} "suppressed" desires, believing that they become unconscious but still remain active, and that they find expression symbolically in dreams, occasionally surfacing in waking life in a troubling manner.
The most adequate way of handling rejected motives is to coördinate them with other, accepted motives--to harness them into teams and put them to work. This cannot always be done; for example, if a young woman has two attractive suitors, she might find difficulty in harnessing them together, and will have to say good-by to one, at least. But when the boastful boy becomes a loyal and enthusiastic member of a school, his self-assertive motive is harnessed up with social motives into a very effective team. Probably a tendency can only be "sublimated" by being thus combined and coördinated with other strong tendencies.
The best way to deal with rejected motives is to coordinate them with other, accepted motives—to team them up and put them to use. This isn’t always possible; for instance, if a young woman has two appealing suitors, she might struggle to bring them together and will likely have to say goodbye to at least one. However, when the boastful boy becomes a dedicated and enthusiastic member of a school, his self-assertive motive is united with social motives, creating a very effective team. It seems that a tendency can only be "sublimated" by combining and coordinating it with other strong tendencies.
These various ways of handling a rejected motive could be nicely illustrated from the case of the sex instinct. It so happens, partly because modern economic and educational conditions enforce a delay in marriage--and in part simply because there are so many attractive people in the world--that the cravings of sex must often be denied. What becomes of them? Of course the sex instinct is too deep-seated to be eradicated or permanently to lapse into a dormant state. But the fascination for particular individuals may so lapse or be forgotten. Certain people we remember, once in a while, with half-humorous and certainly not very poignant regret. Deferring the whole matter till the time is ripe works well with many a youth or maiden. Combined with social interests, the sex motive finds sublimated satisfaction in a great variety of amusements, as well as in business associations between the sexes. Introduce a nice young lady into an officeful of men, and the atmosphere changes, often for the better,--which means, certainly, that the sex motive of these men, combined with ordinary business {535} motives, is finding a sublimated satisfaction. The sex motive thus enters into a great variety of human affairs. "Defense mechanisms" are common in combating unacceptable erotic impulses; the sour grapes mechanism sometimes takes the extreme form of a hatred of the other sex; but a very good and useful device of this general sort is to throw oneself into some quite different type of activity, as the young man may successfully work off his steam in athletics. This is not sublimation, in any proper use of that term, for athletic sport does not gratify the sex tendency in the least, but it gratifies other tendencies and so gratifies the individual. It is the individual that must be satisfied, rather than any specified one of his tendencies. As regards coördination, the fact was illustrated just above that this method would not always work; but sometimes it works immensely well. Here is a young person (either sex), in the twenties, with insistent sex impulses, tempted to yield to the fascination of some mediocre representative of the other sex. Such a low-level attachment, however, militates against self-respect, work, ambition, social sense. Where is the "coördination"? It has to be found; some worthy mate will harness all these tendencies, stimulating and gratifying sex attraction, self-respect, ambition, and others besides, and coördinating them all into the complex and decidedly high-grade sentiment of love.
These different ways of dealing with rejected desires can be well illustrated by the case of the sex drive. It turns out that, partly because modern economic and educational factors delay marriage—and partly because there are so many attractive people out there—the desires related to sex often have to be suppressed. What happens to these desires? Of course, the sex drive is too deeply rooted to be fully eliminated or to permanently fade away. However, the attraction for specific individuals can fade or be forgotten. There are certain people we recall every now and then, with a half-humorous and definitely not very intense sense of regret. Putting the whole issue on hold until the right time works well for many young men and women. Coupled with social interests, the sex drive finds indirect fulfillment through a variety of entertainments and in business interactions between genders. When a nice young woman joins a group of men in an office, the atmosphere often improves, which certainly indicates that the sexual interests of these men, combined with normal business motives, are finding indirect satisfaction. Thus, the sex drive plays a role in many aspects of human life. "Defense mechanisms" are common for dealing with unacceptable sexual impulses; the sour grapes mechanism can sometimes develop into an outright dislike of the opposite sex. However, a very effective way to manage these feelings is to immerse oneself in completely different activities, just as a young man might channel his energy into sports. This isn't really sublimation in the proper sense since athletics doesn't satisfy the sexual urge at all, but it does fulfill other desires and consequently meets the individual's needs. What matters is that the individual must feel satisfied, rather than any particular desire. Regarding coordination, as mentioned earlier, this method doesn’t always work; yet there are times when it works exceptionally well. Here’s a young person (of either gender) in their twenties dealing with strong sexual urges, tempted to give in to the allure of an average member of the opposite sex. However, such a low-level attachment can undermine self-respect, work, ambition, and social awareness. Where's the "coordination"? It needs to be discovered; a deserving partner will bring together all these drives, enhancing and fulfilling sexual attraction, self-respect, ambition, and more, ultimately coordinating them into the complex and genuinely high-quality sentiment of love.
Obstruction and Effort
The term "will" is used to designate the response to external obstruction as well as the response to internal conflict. In fact, nothing is so characteristically "will" as the overcoming of resistance that checks progress towards a desired result. As "decision" is the response to internal conflict of tendencies, so "effort" is the response to external {536} resistance encountered in executing a desire that has been adopted. The obstruction may be purely physical, as the underbrush that impedes your progress through the woods; or it may be another person's will running counter to yours; or it may be of the nature of distraction of attention from the end in view.
The term "will" refers to how we respond to external obstacles as well as internal conflicts. In fact, nothing embodies "will" more than overcoming the resistance that blocks our progress towards a goal. Just as "decision" reflects our response to internal conflicting desires, "effort" represents our response to external resistance encountered when pursuing a chosen desire. The obstacle can be purely physical, like the underbrush that slows you down while walking through the woods; it can involve another person's will opposing yours; or it can be distractions that divert your attention from your goal.
The resistance may also be internal, and consist in your own lack of skill in executing your intentions, or in the disturbing effect of some desire which, though rejected, has not gone to sleep but still pulls you another way than the way you have decided to go.
The resistance might also come from within and could be due to your own inability to carry out your plans, or from the nagging influence of a desire that, although dismissed, hasn't faded away and still draws you in a different direction than the one you've chosen.
In all these cases, the individual is moving towards a certain goal, but encounters obstruction; and his response is effort, or increased energy put into his movement towards the goal. So long as the tendency towards a goal finds smooth going, there is not the same determination that appears as soon as an obstruction is encountered. The "will", in common usage, will not brook resistance--the "indomitable will".
In all these cases, the person is working towards a specific goal but faces obstacles; their response is to put in more effort or increase their energy to reach that goal. As long as the path to the goal is clear, there isn’t the same level of determination that shows up when an obstacle is hit. The "will," as it's commonly understood, can't accept resistance—the "indomitable will."
Now effort and determination, in our chapter on the native impulses, were put under the head of the assertive or masterful tendency; and it does seem that "will", in this sense, is almost the same thing as the instinct of self-assertion. Certainly, in the case of adults, an obstruction puts the individual "on his mettle", and superimposes the mastery motive upon whatever motive it may have been that originally prompted the action.
Now effort and determination, in our chapter on natural impulses, were categorized as the assertive or dominant tendency; and it does seem that "will," in this sense, is pretty much the same as the instinct of self-assertion. Certainly, in the case of adults, an obstacle challenges the individual and adds the drive for mastery to whatever motivation originally sparked the action.
The mastery motive came clearly to light in an experiment designed to investigate "will action". The subject of the experiment was first given a long course of training in responding to certain stimulus words by other certain words that were constantly paired with them; and when his habits of response were thus well fixed, his task was changed so that now he must respond to any word or syllable by any {537} other that rhymed with it. A series of stimuli now began with words for which no specific response habit had been formed, and to these the subject reacted with no great difficulty. But then, unexpectedly, he got a stimulus word to which he had a fixed habit of response, and before he could catch himself he had made the habitual response, and so failed to give a rhyme as he had intended. This check sometimes made him really angry, and at least it brought him up to attention with a feeling which he expressed in the words, "I can and will do this thing". He was thus put on his guard, gave closer attention to what he was doing, and was usually able to overcome the counter tendency of habit and do what he meant to do. Some subjects, who adapted themselves readily and fully to the rhyming task, i.e., who got up a good "mental set" for this sort of reaction, made few errors and did not experience this feeling of effort and determination; for them the effort was unnecessary; but the average person needed the extra energy in order to overcome the resistances and accomplish his intentions.
The mastery motive became evident in an experiment aimed at exploring "will action." The subject first underwent extensive training to respond to specific stimulus words with other certain words that were regularly paired with them. Once his response habits were firmly established, his task changed so that he now had to respond to any word or syllable with another word that rhymed with it. A series of stimuli began with words for which he had no specific response habit, and he reacted to these without much difficulty. However, unexpectedly, he received a stimulus word that triggered his established habit of response, and before he realized it, he had made the habitual response, failing to provide a rhyme as he intended. This interruption sometimes frustrated him, making him feel determined, and he expressed this with, "I can and will do this thing." This made him more aware of his actions, allowing him to focus better on what he was doing, and he often succeeded in overcoming his habitual responses to do what he meant. Some subjects who adapted quickly and completely to the rhyming task—who developed a strong "mental set" for this reaction—made few errors and didn’t feel the need for such effort and determination; for them, the extra effort wasn’t necessary. In contrast, the average person required additional energy to overcome their resistances and achieve their goals.
Other good instances of effort are found in the overcoming of distraction, described under the head of attention, [Footnote: See p. 259.] and in the work of the beginner at any job. When the beginner has passed the first cautious, exploratory stage of learning, he begins to "put on steam". He pounds the typewriter, if that is what he is learning, spells the words aloud, and in other ways betrays the great effort he is making.
Other good examples of effort can be seen in overcoming distractions, which is discussed under the topic of attention, [Footnote: See p. 259.] and in the activities of someone just starting any task. Once the beginner moves past the initial cautious, exploratory phase of learning, they start to really dive in. They might pound on the typewriter if that's what they're learning, spell the words out loud, and show their hard work in various other ways.
Ask a child just learning to write why he grasps the pencil so tightly, why he bends so closely over the desk, why he purses his lips, knits his brow, and twists his foot around the leg of his chair, and he might answer, very truly, that it is because he cannot do this job easily and has to try hard. All these unnecessary muscular movements and tensions {538} show the access of energy that has been liberated in his brain by the obstruction encountered.
Ask a child who's just learning to write why they grip the pencil so tightly, why they lean so close over the desk, why they pucker their lips, furrow their brow, and wrap their foot around the leg of their chair, and they might honestly say that it's because they can't do this task easily and have to try hard. All these extra physical movements and tensions {538} demonstrate the surge of energy that has been released in their brain due to the challenges they face.
Any learner, once he has mastered the difficulties of the task, reaches an easy-running stage in which effort is no longer required, unless for making a record or in some way surpassing himself. With reference to effort, then, we may speak of three stages of practice: the initial, exploratory stage, the awkward and effortful stage, and the skilled and free-running stage. These are identical with the three stages in the development of attention to a subject, which were described [Footnote: See p.258] as the stage of spontaneous attention or curiosity; the stage of forced attention, or effortful attention, controlled by such motives as fear or self-assertion; and the final stage of objective interest and absorption in the subject, which is evidently the same as the free-running condition.
Any learner, once they've mastered the challenges of the task, reaches an effortless stage where no effort is needed, unless they're trying to set a record or exceed their own limits. In terms of effort, we can identify three stages of practice: the initial, exploratory stage; the awkward and effortful stage; and the skilled and effortless stage. These correspond to the three stages in the development of attention to a subject, which were described [Footnote: See p.258] as the stage of spontaneous attention or curiosity; the stage of forced attention, or effortful attention, driven by motives like fear or self-assertion; and the final stage of objective interest and immersion in the subject, which clearly aligns with the effortless condition.
Effort is not a good in itself; it is an unpleasant condition; but it is a natural response to difficulty and is often necessary in order to get the individual into the free-running condition which is both efficient and pleasant. It is often required to get the individual out of the easy-going condition into the free-running condition, which is something entirely different. In free-running action there may be even more energy expended than in effortful action, but it is better directed and produces no strains and jolts.
Effort isn't inherently a good thing; it's often an uncomfortable state. However, it's a natural reaction to challenges and is frequently needed to help a person transition into a more effortless state that is both effective and enjoyable. It’s often necessary to move someone from a laid-back state into this more dynamic, free-flowing condition, which is quite different. In this free-flowing action, even more energy might be used than in the effortful action, but it's better focused and doesn't lead to strain or discomfort.
Intelligence, in the sense of adaptability and "seeing the point", may often take the place of effort. Consider the way two different people react to a sticking door: the one puts in more strength and forces it, the other by a deft thrust to the side opens it without much extra force. You can't say absolutely which mode of attack is better, for your stubborn one may waste his strength on an obstruction that really cannot be forced, while your clever one may waste his {539} time on a door that needs only a bit of a push. Persistence plus adaptability is what efficient activity demands.
Intelligence, in terms of flexibility and "getting the point," often replaces effort. Think about how two different people deal with a stuck door: one uses brute force to push it open, while the other skillfully gives it a sideways push, opening it without much extra effort. You can't definitively say which approach is better, because the stubborn person might waste their strength on a door that simply won't budge, while the clever one might waste their time on a door that just needs a slight nudge. What effective action requires is persistence plus adaptability.
Thought and Action
"Men of thought" and "men of action" are sometimes contrasted--which is hardly fair to either, since the great man of action must have the imagination to conceive a plan, and must know exactly what he is aiming to accomplish, while the great thinker must be persistent in thinking and must get into action by way of writing or somehow making his thoughts count in the world. But we do find men who are impatient of thought and want to get into action at once, even without knowing just what they are about, and other men who seem quite contented to think and plan, without any definite intention of ever putting their plans into execution. The former type, the impulsive individual, is not difficult to understand, his behavior fits in so well with the primitive trial-and-error sort of activity; but the mere thinker seems an anomaly, in view of the general psychological principle that thought tends toward motor action.
"Thinkers" and "doers" are sometimes seen as opposites—this isn’t really fair to either side, since a great doer needs the imagination to come up with a plan and must know exactly what they want to achieve, while a great thinker has to be persistent in their thought process and must find a way to take action, whether through writing or by making their ideas meaningful in the world. However, we do encounter people who are impatient with thinking and want to jump straight into action, even if they don't fully understand what they’re doing, as well as others who seem perfectly fine with just thinking and planning, without any intention of actually carrying out their plans. The first type, the impulsive person, is easy to understand; their behavior aligns well with a basic trial-and-error approach. But the pure thinker appears to be an anomaly, given the general psychological principle that thought usually leads to action.
In accounting for the inactive thinker, we have to remember, first, that some inhibition of immediate action is often necessary, in order to have time to think the matter over; this prudent attitude becomes a habit with some individuals. Besides, there are the negative motives of fear, shyness and laziness that tend to deter from the actual execution of a plan. Hamlet's "conscience" that makes "cowards of us all", so that "the native hue of resolution is sicklied o'er with the pale cast of thought, and enterprises of great pith and moment . . . lose the name of action" turns out, if we look a few lines further back, to be the "dread of something" unknown, that "puzzles the will, and makes us rather bear those ills we have than fly to others that we know not of". {540} Fear--fear of unforeseen consequences, fear of committing ourselves, fear of ridicule--is one great inhibiter of action, and inertia is another, since it is much less strenuous to sit in the armchair and plan than to get out and put the plan into effect. Besides this, some people who are good at planning come to take so much pride and satisfaction in the thinking part of an enterprise that they do not feel the need for action. Moreover, you can "plan" in a large way, without bothering about details, but once you start to execute your plan you encounter details and preliminaries which are apt to rob the enterprise of its zest. Here is where persistence and effort are needed.
When considering the inactive thinker, we have to keep in mind that sometimes it's necessary to hold off on immediate action to have time to think things over; this cautious approach can become a habit for some people. Additionally, there are negative factors like fear, shyness, and laziness that can stop us from actually carrying out a plan. Hamlet's idea that "conscience makes cowards of us all," so that "the natural color of resolution is sicklied o'er with the pale cast of thought, and enterprises of great pith and moment... lose the name of action," ultimately reveals, if we look a few lines earlier, that it stems from the "dread of something" unknown, which "puzzles the will and makes us prefer to suffer the hardships we have rather than jump into the unknown." Fear—fear of unexpected consequences, fear of commitment, fear of judgment—is a major barrier to taking action, and inertia is another, since it's much easier to sit in an armchair and strategize than to get up and put that strategy into action. Furthermore, some individuals who excel at planning find so much pride and fulfillment in the thinking part of a project that they feel no urgency to act. Also, you can make "plans" on a large scale without worrying about the details, but once you start executing your plan, you run into specifics and preliminary tasks that can take the excitement out of the project. This is where determination and effort become essential.
Abulia--"no will"--is an abnormal degree of lack of zest for action. Along with it go timidity and lack of social force, proneness to rumination and daydreaming, and often a feeling of being compelled to perform useless acts, such as doing everything three times or continual washing of the hands. Abulia is not just a comfortable laziness, but is attended by a sense of humiliation and inferiority. It shows itself in excessive hesitation and vacillation and in failure to accomplish anything of consequence. Sometimes the subject expends much effort, but fails to direct the effort towards the execution of his purposes. Some authorities have ascribed abulia to inertia or "low mental tension", some to an overdose of fear and caution, some to the paralyzing effect of suppressed desires still living in the "unconscious". Mild degrees of it, such as are not uncommon, seem sometimes to be due to the hiatus that is bound to exist between the end one has in view and the means one must take to start towards that end. One has zest for reaching the goal, but not for the preliminaries.
Abulia—"no will"—is an extreme lack of motivation to act. It often comes with shyness, a lack of confidence in social situations, a tendency to overthink and daydream, and frequently, a feeling of being forced to do pointless tasks, like repeating actions multiple times or constantly washing hands. Abulia isn't just about being comfortably lazy; it brings feelings of shame and inferiority. It manifests through excessive doubt and indecision and can lead to failing to achieve anything significant. Sometimes, a person puts in a lot of effort but struggles to focus that effort towards their goals. Some experts attribute abulia to inertia or "low mental tension," while others link it to overwhelming fear and caution, or the debilitating impact of unacknowledged desires that linger in the "unconscious." Mild forms of it, which are fairly common, may arise from the gap between the desired outcome and the steps needed to get there. You may be eager to reach the goal, but not feel motivated for what comes first.
An author, whose case was studied because he was accomplishing so little, was found to follow a daily program about as follows. He would get up in the morning full of {541} confidence that this was going to be a good day, with much progress made in his book. Before starting to write, however, he must first have his breakfast, and then a little fresh air, just to prepare himself for energetic work. On returning from his walk, he thought it best to rest for a few moments, and then one or two other little matters seemed to demand attention; by the time these were done, the morning was so far gone that there was no time for a really good effort, so he optimistically postponed the writing till the afternoon, when the same sort of thing happened, and the great performance had to be put over till the next day. This man did better under a regime prescribed by his medical adviser, who commanded him to write for two hours immediately after rising, and make this his day's work--no more and no less than two hours. The definiteness of this task prevented dawdling.
An author, whose case was examined because he was getting so little done, was found to follow a daily routine that looked something like this. He would wake up in the morning full of {541} confidence that it would be a good day, expecting to make significant progress on his book. However, before he could start writing, he needed to have breakfast and then get a bit of fresh air to prepare himself for some productive work. After returning from his walk, he thought it would be best to take a short break, and then one or two other minor tasks seemed to need his attention; by the time those were finished, the morning had slipped away, leaving no time for a solid writing session. So, with hope, he postponed writing until the afternoon, only for the same scenario to unfold again, leading to another delay until the following day. This man performed better under a schedule set by his doctor, who instructed him to write for two hours right after getting up, making that his only task for the day—no more, no less than two hours. The clarity of this task stopped him from wasting time.
Other writers have noted a curious tendency to "fight shy" of the passage actually being written and let the thoughts move ahead and plan out the later passages. Sometimes it is necessary to trick yourself if you are to get anything done; you say, "I can't write this properly just now; I'll just sketch out a preliminary draft"--on which understanding you may be able to write, whereas you could not if you thought you were writing "for keeps"; but when you have got well started and warmed to the task, you may find your work good enough to keep, after all. Judging by these mild cases, abulia may be due partly to distaste for the details of actual performance, and partly to a dread of committing oneself to anything that has the stamp of finality.
Other writers have pointed out a strange tendency to avoid directly tackling what they're writing and instead focus on planning out future sections. Sometimes, you have to trick yourself to get anything done; you think, "I can't write this properly right now; I'll just create a rough draft." With that mindset, you might find it easier to write than if you believed you were writing something final. But once you get going and get into the flow, you might discover that your work is good enough to keep. From these mild cases, it seems that a lack of motivation could partly come from a dislike of the nitty-gritty of the actual work and partly from a fear of committing to something that feels permanent.
Securing Action
No chapter in psychology offers more in the way of practical applications than this chapter on the will--if we only {542} knew more on the subject! How to get action, either from yourself, or from others if you are responsible for their action, is a big practical problem. A few hints on the matter are suggested by what precedes.
No chapter in psychology provides more practical applications than this chapter on willpower—if only {542} we understood the topic better! Figuring out how to motivate yourself or others, especially if you're responsible for their actions, is a significant practical issue. A few tips on the matter are suggested by what has been discussed earlier.
How to get action from yourself--how to liberate your latent energies and accomplish what you are capable of accomplishing. A definite purpose is the first requirement; without that one merely drifts, with no persistency and no great energy. The goal should be something that appeals vitally to you, and something which you can attain; not too distant a goal; or, if the ultimate goal is distant, there must be mileposts along the way which you can take as more immediate goals; for a goal that can be reached by immediate action enlists more present effort. The student puts more energy into his study when the examination is close at hand; and, although this is regrettable, it reveals a fact in human nature that can be utilized in the management of yourself or others. A well defined and clearly visible goal is a much better energy-releaser than vague "good intentions".
How to take action and unlock your potential to achieve what you're capable of. Having a clear purpose is the first step; without it, you just drift without focus or strong effort. Your goal should be something that truly matters to you and that you can actually achieve; it shouldn't be too far out of reach. If your ultimate goal is distant, there should be smaller milestones along the way that you can aim for as more immediate goals, as achieving those can motivate you to put in more effort now. A student studies harder when the exam is about to happen; while this may not be ideal, it highlights a trait in human nature that can be leveraged in managing yourself or others. A well-defined and visible goal is a far better motivator than vague "good intentions."
The more clearly you can see and measure your approach towards the goal, the more action; thus it has been found in many different lines that the "practice curve method" of training gives quicker and better results than ordinary drill. In the practice curve [Footnote: See p. 321.] you have a picture of your progress; you are encouraged by seeing how far you have advanced, and stimulated to surpass your past record, and thus your immediate goal is made very definite. You cannot do so well when you simply "do your best" as when you set out to reach a certain level, high enough to tax your powers without being quite out of reach. You cannot jump so high in the empty air as you can to clear a bar; and, to secure your very best endeavor, the bar must not be so low {543} that you can clear it easily, nor so high that you cannot clear it at all.
The clearer you are about your approach to reaching your goal, the more action you'll take; it's been shown in various fields that the "practice curve method" of training leads to faster and better results compared to regular drills. In the practice curve [Footnote: See p. 321.], you can see your progress; you're motivated by how far you've come and pushed to beat your previous achievements, making your immediate goal very clear. You perform better when you aim for a specific level that's challenging but still achievable, rather than just trying your best. You can jump higher when you're trying to clear a bar rather than just jumping aimlessly; to get the best out of yourself, the bar should be set at a height that's not so low that it's too easy, but also not so high that it's impossible to clear. {543}
The goal should be heartily adopted as your goal, which is to say that the self-assertive motive should be harnessed into service. The importance of this motive in securing action is seen in the strong effect of competition to arouse great activity. The runner cannot make as good speed when running "against time" as when competing directly, neck to neck, with other runners. Hence, to get full action from yourself, find worthy competitors. And for the same reason, accept responsibility. This puts you on your mettle. To shun competition and responsibility is characteristic of abulia. Other strong motives, such as the economic motive or the sex motive (seen in the energetic work of a young man whose goal is marriage to a certain young woman) can also be enlisted in many cases. But, for the best results, there should be, in addition to these extraneous motives, a genuine interest in the work itself.
The goal should be fully embraced as your goal, meaning that your drive should be directed toward achieving it. The significance of this drive in prompting action is highlighted by how competition can really boost activity. A runner doesn’t perform as well when racing “against the clock” as they do when competing head-to-head with other runners. Therefore, to push yourself to the fullest, seek out worthy competitors. Similarly, take on responsibilities. This challenges you to perform at your best. Avoiding competition and responsibility is a sign of indecisiveness. Other strong motivators, like financial incentives or romantic interests (as seen in the determined efforts of a young man aiming to win over a particular woman), can also be effective. However, for optimal results, there should also be a true passion for the work itself.
Do not say, "I will try". Say, "I will do it". The time for trying, or effort, is when obstruction is actually encountered. You cannot really try then, unless you are already fully determined to reach the goal.
Do not say, "I will try." Say, "I will do it." The time for trying or putting in effort is when you actually face obstacles. You can’t really try then unless you are already completely committed to achieving the goal.
Getting action from other people is the business of parents, teachers, bosses, officers, and to some extent of every one who wishes to influence another. In war, the problem of "morale" is as important as the problem of equipment, and it was so recognized by all the armies engaged in the Great War. Each side sought to keep the morale of its own soldiers at a high level, and to depress the morale of the enemy. Good morale means more than willingness for duty; it means "pep", or positive zest for action. Some of the means used to promote morale were the following. The soldier must believe in the justness of his cause; that is, he must make victory his own goal, and be {544} whole-hearted in this resolve. He must believe in the coming success of his side. He must be brought to attach himself firmly to the social group of which he forms a part. He must be so absorbed in the activities of this group as to forget, in large measure, his own private concerns. Not only must he be enthusiastic for cause and country, but he must be strong for his division, regiment and company. Much depends on the officers that directly command him. He must have confidence in them, see that they know their business, and that they are looking out for the welfare of their men as well as expecting much from them. Competition between companies, regiments, and arms of the service was a strong force tending towards rapid progress in training and good service in the field. Interest in the actual technical work that was being done, and seeing that one's immediate group was accomplishing something towards the winning of the war was a powerful spur, while a sense of the uselessness of the work in hand strongly depressed the morale of a group. "Nothing succeeds like success"; morale was at its best when the army was advancing and seemingly nearing the goal. Morale was also wonderfully good when the enemy was advancing, provided your side was holding well with a good prospect of bringing the enemy to a halt and baffling his offensive. On the other hand, nothing was so hard on morale as the failure of an ambitious offensive of one's own side; the sense of futility and hopelessness then reached its maximum--except, of course, for the case of obviously approaching defeat. The conditions of trench warfare imposed a strain on morale: no progress, in spite of the danger and hardship, no chance to get at the enemy or do anything positive.
Getting results from others is the responsibility of parents, teachers, bosses, officers, and to some degree, anyone who wants to influence someone else. In war, "morale" is just as critical as equipment, and all the armies involved in the Great War recognized this. Each side tried to maintain high morale among its soldiers while lowering the enemy's morale. Good morale means more than just willingness to serve; it represents enthusiasm or a positive drive for action. Some methods used to boost morale included the following: soldiers needed to believe in the righteousness of their cause; they had to make victory their personal goal and commit wholeheartedly to it. They needed to believe in their side’s future success. They should be closely connected to the social group they belong to, becoming so engaged in their group’s activities that they largely forget their individual concerns. Not only should they be passionate about their cause and country, but they should also support their division, regiment, and company. Much relied on the officers leading them; soldiers needed to trust that their officers knew what they were doing and were looking out for their men’s well-being while also expecting a lot from them. Competition between companies, regiments, and branches of the service was a strong motivator for quick progress in training and good performance in the field. Interest in the actual technical work being carried out and seeing that their immediate group was contributing to winning the war provided a significant boost, while a feeling of the work being pointless severely hurt group morale. "Nothing succeeds like success"; morale was highest when the army was advancing and seemed to be nearing victory. Morale was also quite good when the enemy was advancing, as long as your side was holding its ground well and had a good chance of stopping them and countering their attack. Conversely, nothing hurt morale more than the failure of an ambitious attack from your own side; in those moments, feelings of futility and hopelessness peaked—except, of course, in the case of an obviously impending defeat. The realities of trench warfare put pressure on morale: no movement, despite the dangers and difficulties, and no chance to engage the enemy or take positive action.
The manager of an industrial enterprise has the same problem of morale to meet. It is his business to get action from people who come into the enterprise as servants. The {545} main difficulty with the master-servant relation is that the servant has so little play for his own self-assertion. The master sets the goal, and the servant has submissively to accept it. This is not his enterprise, and therefore he is likely to show little "pep" in his work. He can be driven to a certain extent by fear and economic want; but better results, and the best social condition generally, can be expected from such management as enlists the individual's own will. He must be made to feel that the enterprise is his, after all. He must feel that he is fairly treated, and that he receives a just share of the proceeds. He must be interested in the purposes of the concern and in the operations on which he is engaged. Best of all, perhaps, some responsibility and initiative must be delegated to him. When the master, not contented with setting the main goal, insists on bossing every detail, continually interfering in the servant's work, the servant has the least possible chance of adopting the job as his own. But where the master is able, in the first place, to show the servant the objective need and value of the goal, and to leave the initiative in respect to ways and means to the servant, looking to him for results, the servant often responds by throwing himself into the enterprise as if it were his own--as, indeed, it properly is in such a case.
The manager of an industrial company faces the same morale issues. It's their job to motivate people who come into the company as employees. The main challenge in the employer-employee relationship is that the employee has very little opportunity to assert themselves. The employer sets the goals, and the employee must accept them without question. Since this isn’t their company, they are likely to lack enthusiasm in their work. They can be motivated to some extent by fear and economic necessity, but better outcomes and a generally healthier work environment come from management that engages the individual’s own will. Employees need to feel that the company is theirs in some way. They must feel they are treated fairly and receive a just share of the rewards. They should be invested in the company’s goals and the tasks they are involved in. Ideally, some responsibility and initiative should be given to them. When the employer, not satisfied with simply setting the main goal, insists on controlling every detail and constantly interferes in the employee’s work, the employee has the least chance of taking ownership of the job. However, when the employer can first demonstrate to the employee the essential need and value of the goal and allows the employee to take initiative regarding how to achieve it, looking to them for results, the employee often responds by fully engaging in the company as if it were their own—because, in such cases, it really can be.
"Initiative"--that high-grade trait that is so much in demand--seems to be partly a matter of imagination and partly of will. It demands inventiveness in seeing what can be done, zest for action, and an independent and masterful spirit.
"Initiative"—that highly sought-after quality—appears to be a combination of creativity and determination. It requires the ability to envision possibilities, enthusiasm for taking action, and an independent, commanding spirit.
The physician who treats "nervous" or neurotic cases has this problem of getting action from his patients. Strange as it may seem, these cases, while bemoaning their unfortunate condition, cling to it as if it had its compensations, and do not wholeheartedly will to get well. They have {546} slumped into the attitude of invalidism, and need reorientation towards the goal of health and accomplishment. How to bring this about is the great problem. Much depends here on the personality of the physician, and different physicians (as well as mental healers outside the medical profession) employ different technique with more or less of success. The first necessity is to win the patient's confidence; after that, some use persuasion, some suggestion, some psychoanalysis, some (non-medical practitioners) use metaphysical doctrines designed to lead the patient to "hitch his wagon to a star". On the intellectual side, these methods agree in giving the patient a new perspective, in which weakness, ill health and maladaptation are seen to be small, insignificant and unnecessary, and health and achievement desirable and according to the nature of things; while on the side of impulse they probably come together in appealing to the masterful and self-assertive tendency, either by putting the subject on his mettle, or by leading him to partake of the determined, masterful attitude of the physician, or by making him feel that he is one with the great forces of the universe. Methods that psychologically are very similar to these are employed by the clergyman in dealing with morally flabby or maladjusted individuals; and the courts are beginning to approach the delinquent from the same angle. All the facts seem to indicate that the way to get action is to have a goal that "fires the imagination" and enlists the masterful tendencies of human nature.
The doctor who treats "nervous" or neurotic cases faces the challenge of getting his patients to take action. Interestingly, even as they lament their unfortunate situation, these individuals cling to it as if there are benefits to it, and they don't fully want to get well. They have {546} settled into a state of being an invalid and need to be redirected toward the goal of health and achievement. Figuring out how to accomplish this is the major challenge. Much of it relies on the personality of the doctor, and different doctors (as well as mental health practitioners outside the medical field) use various techniques with varying degrees of success. The first step is to earn the patient’s trust; after that, some use persuasion, some suggestion, some psychoanalysis, and some (non-medical practitioners) employ metaphysical ideas aimed at encouraging the patient to "hitch his wagon to a star." On the intellectual side, these methods all provide the patient with a new perspective, where weakness, poor health, and maladjustment are seen as minor, trivial, and unnecessary, while health and achievement are viewed as desirable and aligned with the natural order; on the emotional side, they likely unify in appealing to the assertive and confident tendencies, either by challenging the individual, encouraging them to adopt the determined, assertive attitude of the physician, or by helping them feel connected to the powerful forces of the universe. Techniques that are psychologically similar to these are used by clergymen when working with morally weak or maladjusted individuals; and the courts are starting to approach delinquents in the same way. All the evidence points to the idea that the way to motivate action is to have a goal that "sparks the imagination" and taps into the assertive tendencies of human nature.
The Influence of Suggestion
Can the will of one person be controlled by that of another, through hypnotism or any similar practice? This question is often asked anxiously by those who fear that crime or misconduct willed by one person may be passively executed by another.
Can one person's will be controlled by another's through hypnotism or similar methods? This question is frequently asked with concern by those who worry that a crime or wrongful act intended by one person could be carried out by someone else without their active consent.
Hypnosis is a sleeplike and passive state that is nevertheless attentive and concentrated. It appears as if the subject were awake at just one point, namely at the point of relation with the hypnotizer. To stimuli from other sources, external or internal, he is inaccessible. His field of activity is narrowed down to a point, though at that point he may be intensely active.
Hypnosis is a sleep-like, passive state that is still attentive and focused. It seems like the person being hypnotized is awake only at a single point, which is their connection with the hypnotist. They are unresponsive to stimuli from other sources, whether external or internal. Their area of activity is limited to that point, but they can be intensely active at that point.
The depth of the hypnotic state varies from shallow to profound. Comparatively few individuals can be deeply hypnotized, but many can be got into a mild receptive state, in which they accept the suggestions of the hypnotizer more readily than in the fully awaking state. The waking person is alert, suspicious, assertive, while the hypnotized subject is passive and submissive. The subject's coöperation is necessary, in general, in order to bring on the hypnotic state, whether shallow or deep.
The depth of the hypnotic state ranges from shallow to deep. Only a small number of people can be deeply hypnotized, but many can reach a mild state of receptiveness, where they accept the hypnotist's suggestions more easily than when fully awake. A waking person is alert, skeptical, and assertive, while a hypnotized person is passive and compliant. Generally, the subject's cooperation is essential to induce the hypnotic state, whether it's shallow or deep.
The means of inducing hypnosis are many and varied, but they all consist in shoving aside extraneous thoughts and stimuli, and getting the subject into a quiet, receptive attitude, with attention sharply focussed upon the operator.
The ways to induce hypnosis are numerous and diverse, but they all involve putting aside unrelated thoughts and distractions, and getting the subject into a calm, open mindset, with their attention tightly focused on the operator.
When the subject is in this state, the "suggestions" of the operator are accepted with less criticism and resistance than in the fully waking state. In deep hypnosis, gross illusions and even hallucinations can be produced. The operator hands the subject a bottle of ammonia, with the assurance that it is the perfume of roses, and the subject smells of it with every appearance of enjoyment. The operator points to what he says is a statue of Apollo in the corner, and the subject apparently sees one there.
When the subject is in this state, the "suggestions" from the operator are accepted with less skepticism and resistance than in a fully awake state. In deep hypnosis, significant illusions and even hallucinations can be created. The operator gives the subject a bottle of ammonia, claiming it's rose perfume, and the subject smells it as if they truly enjoy it. The operator points to what he claims is a statue of Apollo in the corner, and the subject seems to see it there.
Loss of sensation can also be suggested and accepted. Being assured that his hand has lost its sensation and cannot feel a pin prick, the subject allows his hand to be pricked with no sign of pain. Paralysis of the arm or leg can be similarly suggested and accepted.
Loss of sensation can also be suggested and accepted. Being told that his hand has lost its sensation and can't feel a pin prick, the person allows their hand to be pricked without showing any sign of pain. Paralysis of the arm or leg can be similarly suggested and accepted.
Acts may be suggested and performed. The subject is handed a cardboard sword with the assurance that that is a sword, and directed to attack some person present, which he does with the appearance of serious intent.
Acts can be suggested and acted out. The person is given a cardboard sword with the assurance that it is indeed a sword and is told to attack someone present, which they do with what seems like serious intent.
Now, however, let the subject be given a real sword with the same command as before. Result--the subject wakes up! This suggestion was too much; it aroused dormant tendencies, broadened out the field of activity, and so produced the waking condition. A suggestion that runs counter to the subject's organized character and tendencies cannot get by without arousing them and so awakening the subject. Consequently, there does not seem to be much real danger of crimes being performed by innocent persons under hypnosis.
Now, however, let the subject be given a real sword with the same command as before. Result—the subject wakes up! This suggestion was too powerful; it triggered dormant tendencies, expanded the scope of activity, and resulted in the waking condition. A suggestion that goes against the subject's established character and tendencies cannot be accepted without stirring them up and thus waking the subject. Therefore, there doesn't seem to be much real danger of innocent people committing crimes while under hypnosis.
In mild hypnosis, the above striking phenomena are not produced, but suggestions of curative value may be conveyed, and so taken to heart that they produce real results. The drowsy state of a child just falling to sleep can be similarly utilized for implanting suggestions of value. One little boy had a nervous twitching of the face that was very annoying. His father, just as the child was dropping off to sleep, conveyed the suggestion that the child didn't like this twitching; and this suggestion, repeated night after night, in a few days caused the twitching almost wholly to disappear.
In mild hypnosis, the impressive effects described above don’t occur, but beneficial suggestions can be communicated and embraced deeply enough to yield genuine results. The sleepy state of a child who is just about to fall asleep can be used in a similar way to instill helpful suggestions. One little boy had a bothersome nervous twitch in his face. His father, just as the child was drifting off to sleep, suggested that the child didn’t like the twitching; and this suggestion, repeated each night, led to the twitching almost completely disappearing within a few days.
Suggestion often succeeds in a waking state. In a certain test for "suggestibility", the task is set of copying a series of lines. The first line is short, the second longer, the third longer still, the rest all of the same length, but the more suggestible individual keeps on making each succeeding line longer. There are, however, various tests for suggestibility, and an individual who succumbs to one does not necessarily succumb to another, so that it may be doubted whether we should baldly speak of one individual as more suggestible than another.
Suggestion often works well when someone is awake. In a specific test for "suggestibility," the task involves copying a series of lines. The first line is short, the second is longer, the third is even longer, and the rest are all the same length. However, a more suggestible person continues to make each subsequent line longer. There are different tests for suggestibility, and just because someone falls for one doesn’t mean they will for another, so we might hesitate to simply label one person as more suggestible than another.
Suggestion may be exerted by a person, or by the circumstances. If by a person, the more "prestige" he enjoys in the estimation of the subject, the greater his power of suggestion. A prestige person is one to whom you are submissive. A child is so dependent on older people, and so much accustomed to "being told", that he is specially susceptible to prestige suggestion.
Suggestion can come from a person or from the situation. When it comes from a person, the more "prestige" that individual has in the eyes of the subject, the stronger their power of suggestion. A prestigious person is one whom you tend to submit to. A child is so reliant on adults and so used to "being told" what to do that they are especially vulnerable to suggestions from those with prestige.
Suggestion exerted by the circumstances is about the same as what is often called "auto-suggestion" or "self-suggestion". A man falls and hurts his hip, and, finding his leg difficult to move, conceives that it is paralyzed, and may continue paralyzed for some time.
Suggestion influenced by circumstances is similar to what we often refer to as "auto-suggestion" or "self-suggestion." A person trips and injures their hip, and, realizing that their leg is hard to move, believes it is paralyzed, possibly remaining convinced of this for a while.
"Counter-suggestion" applies to cases where a suggestion produces the result contrary to what is suggested. You suggest to a person that he should do a certain thing, and immediately he is set against that act, though, left to himself, he would have performed it. Or, you advance a certain opinion and at once your hearer takes the other side of the question. Quite often skilful counter-suggestion can secure action, from children or adults, which could not be had by positive suggestion or direct command.
"Counter-suggestion" refers to situations where a suggestion leads to an outcome that is the opposite of what was intended. You might suggest to someone that they should do a specific thing, and immediately they become resistant to that action, even though, if left to their own devices, they would have done it. Or, when you express a particular opinion, your listener instantly takes the opposing view. Often, clever counter-suggestion can lead to actions from both children and adults that wouldn't happen with straightforward suggestions or direct orders.
If suggestion succeeds by arousing the submissive tendency, counter-suggestion succeeds by arousing the assertive tendency. Suggestion works when it gets response without awakening the resistance which might be expected, and counter-suggestion when it arouses so much resistance that the suggestion itself does not have the influence which might be expected. In terms of stimulus and response, suggestion works when a particular stimulus (what is suggested) arouses response without other stimuli being able to contribute to the response; and counter-suggestion works when a stimulus (what is suggested, again) is itself prevented from contributing to the response. In counter-suggestion, response to the suggestion itself is inhibited, and in positive {550} suggestion response to other stimuli is inhibited. Both involve narrowness of response, and are opposed to what we commonly speak of as "good judgment", the taking of all relevant stimuli into account, and letting the response be aroused by the combination.
If suggestion works by tapping into our tendency to submit, counter-suggestion works by tapping into our tendency to assert. Suggestion is effective when it provokes a reaction without triggering the expected resistance, while counter-suggestion is effective when it raises so much resistance that the suggestion itself doesn’t influence the outcome as anticipated. Looking at it in terms of stimulus and response, suggestion operates when a specific stimulus (the suggestion) prompts a reaction without other stimuli influencing that reaction; counter-suggestion operates when a stimulus (the suggestion once more) is blocked from influencing the reaction. In counter-suggestion, the response to the suggestion is inhibited, while in positive {550} suggestion, the response to other stimuli is inhibited. Both approaches limit responses and go against what we usually think of as "good judgment," which involves considering all relevant stimuli and allowing the response to be influenced by their combination.
EXERCISES
1. Outline the chapter.
2. Which of the previous chapters have the closest contacts with
the present chapter?
3. How does the popular conception of hypnotism differ from the
scientific?
4. List 8 acts performed during the day, and arrange them in order
from the most involuntary to the most voluntary.
5. Analyze a complex performance so as to show what in it is voluntary
and what involuntary.
6. Mention an instance of practice changing a voluntary performance
into an involuntary, and one of practice changing an involuntary
performance into a voluntary.
7. If an individual is influenced by two opposing motives, must he
act according to the stronger of the two?
8. Illustrate, in the case of anger, several ways of dealing with a
rejected motive. i.e., in what different ways can anger be
controlled?
9. How would you represent purpose in neural terms? How does
it compare with "mental set"?
1. Outline the chapter.
2. Which of the previous chapters are most related to the current chapter?
3. How does the general understanding of hypnotism differ from the scientific perspective?
4. List 8 actions performed during the day, and arrange them from the most involuntary to the most voluntary.
5. Analyze a complex performance to identify what is voluntary and what is involuntary.
6. Provide an example of a practice that transforms a voluntary action into an involuntary one, and one that changes an involuntary action into a voluntary one.
7. If someone is influenced by two conflicting motives, do they have to act on the stronger one?
8. In the case of anger, illustrate several strategies for managing a rejected motive. In what ways can anger be controlled?
9. How would you describe purpose in neural terms? How does it relate to "mental set"?
REFERENCES
On the importance of self-assertion (and of submission) in will, and on the relation of conduct to impulse and to reasoning, see McDougall's Social Psychology, Chapter IX, on "Volition", and Supplementary Chapter I, on "Theories of Action".
On the importance of self-assertion (and submission) in will, and on the relationship between conduct, impulse, and reasoning, see McDougall's Social Psychology, Chapter IX, on "Volition", and Supplementary Chapter I, on "Theories of Action".
For a practical study of the question, how to secure action, see Walter Dill Scott's Increasing Human Efficiency in Business, 1911.
For a practical study of the question of how to get results, check out Walter Dill Scott's Increasing Human Efficiency in Business, 1911.
On hypnotism, see Albert Moll's Hypnotism, translated by A. F. Hopkirk; or James's Chapter XXVII in his Principles of Psychology, 1890.
On hypnotism, see Albert Moll's Hypnotism, translated by A. F. Hopkirk; or James's Chapter XXVII in his Principles of Psychology, 1890.
CHAPTER XXI
PERSONALITY
THE INDIVIDUAL AS A WHOLE, INTEGRATED OR PARTIALLY DISSOCIATED
People differ not only in intelligence and efficiency, but in an intangible something referred to as "personality". If your acquaintance is applying for a certain position, and has named you as one of his references, you will be asked by the appointing officer to tell what you know of the candidate's experience, his knowledge and skill in the field where he desires a position, his character and habits, and his personality; and in replying you state, if you conscientiously can, that the candidate has a pleasing and forceful personality, that he gets on well with superiors, equals and inferiors, is coöperative, energetic, ambitious without being selfish, clean, modest, brave, self-reliant, cheerful, optimistic, equal-tempered; and you perhaps include here traits that might also be classed under the head of "character", as honesty, truthfulness, industry, reliability, and traits that might be classed under physique, as good appearance and carriage, commanding presence, a "strong face", and even neatness and good taste in dress. Here we have an array of traits that are of great importance to the individual's success in his work, in his social relationships and in his family life; and it is a proof of how much remains to be accomplished in psychology that we cannot as yet present anything like a real scientific analysis of personality, nor show on what elementary factors it depends.
People vary not just in intelligence and efficiency, but in something intangible called "personality." If someone you know is applying for a job and lists you as a reference, the hiring manager will ask you to share what you know about the candidate's experience, knowledge, and skills in the relevant field, as well as their character, habits, and personality; and in your response, if you genuinely believe it, you might say that the candidate has a charming and strong personality, that they get along well with superiors, peers, and subordinates, are cooperative, energetic, ambitious without being selfish, neat, humble, courageous, independent, cheerful, optimistic, and even-tempered. You might also mention traits that could fall under "character," such as honesty, integrity, hard work, and dependability, as well as attributes related to their appearance, like good looks and posture, a commanding presence, a "strong face," and even neatness and taste in clothing. These traits are crucial for an individual's success in their career, social interactions, and family life; and it reflects how much is still unknown in psychology that we cannot yet provide a real scientific analysis of personality or identify the fundamental factors it relies on.
Factors in Personality
If we do attempt some sort of analysis, we have first to notice that personality depends in part on physique. In ordinary life, mental and physical traits are not sharply distinguished, and probably they cannot be distinguished except in the abstract. The mere size of a person affects his attitude towards other people and their attitude towards him--and it is in such social relations that personality most clearly stands out. His size affects the individual's behavior in subtle ways, since the big fellow dominates others easily just by virtue of his size, and so tends to be good-humored, while the little fellow is apt to be strenuous and self-assertive. Muscular development and "looks" also have their effect on personality.
If we try to analyze this, we first need to recognize that personality is partly shaped by physique. In everyday life, mental and physical traits aren't clearly separated, and they're probably only distinguishable in theory. A person’s size influences how they relate to others and how others perceive them—and it’s through these social interactions that personality becomes most apparent. Size subtly impacts an individual's behavior; a bigger person tends to dominate simply because of their size, which often makes them more easygoing, while a smaller person is likely to be more assertive and determined. Physical fitness and appearance also play a role in shaping personality.
Another factor might, by a sort of play on words, be called chemique. This corresponds to what is often called temperament, a very obscure matter psychologically. We speak of one as having an excitable temperament, a jovial or a sour temperament. "Disposition" is another word used in connection with such traits. The ancients attempted to relate the "four temperaments" to the four great "humors" or fluids of the body. Thus the "sanguine" individual was one with a surplus of blood, the "choleric" had a surplus of bile, the "phlegmatic" a surplus of phlegm, and the "melancholic" a surplus of black bile or spleen; and any individual's temperament resulted from the balance of these four. Sometimes a fifth temperament, the nervous, was admitted, dependent on the "nerve fluid".
Another factor might, in a kind of wordplay, be called chemique. This relates to what is often called temperament, which is a very complex issue psychologically. We refer to someone as having an excitable temperament, a cheerful or a gloomy temperament. "Disposition" is another term used in connection with such traits. The ancients tried to connect the "four temperaments" to the four main "humors" or fluids in the body. So, the "sanguine" person had an excess of blood, the "choleric" had too much bile, the "phlegmatic" had a surplus of phlegm, and the "melancholic" had an excess of black bile or spleen; an individual's temperament came from the balance of these four. Sometimes, a fifth temperament, the nervous type, was included, based on the "nerve fluid."
This particular chemical derivation of temperament is, of course, out of date, being based on very imperfect knowledge of physiology; but it still remains possible that chemical substances carried around in the body fluids have much to do with the sort of trait that we think of under {554} the head of temperament. Only that to-day, with some knowledge regarding the internal secretions of the "endocrine glands", we should be inclined to connect temperament with them, rather than with blood, bile, etc. Take, for example, the secretion of the adrenal glands, that we found to be poured out during fear and anger and to have so much to do with the bodily condition of readiness for violent action and probably also with the "stirred-up" emotional state. What is more likely than that individuals differ in the strength of their adrenal secretion or in the readiness with which the glands are aroused to pour it out into the circulation? The excitable individual might be one with over-active adrenals. And in the same way the strenuous individual might be one with an unusually active thyroid gland, since there certainly seems to be some connection between this gland and the tendency to great activity. There are several other glands that possibly affect behavior in somewhat similar ways, so that it is not improbable, though still rather hypothetical, that chemical substances, produced in these glands, and carried by the blood to the brain and muscles, have much to do with the elusive traits that we class under temperament and personality.
This specific chemical theory of temperament is, of course, outdated, based on very limited knowledge of physiology. However, it’s still possible that chemical substances in our body fluids significantly influence the traits we associate with temperament. Nowadays, with some understanding of the internal secretions from the “endocrine glands,” we are more likely to link temperament to these glands rather than to blood or bile. For instance, the secretion from the adrenal glands, which we know is released during fear and anger, plays a key role in our body’s state of readiness for intense action, and probably also influences our emotional responses. It's quite possible that individuals vary in the strength of their adrenal secretions or in how quickly their glands are triggered to release these substances into the bloodstream. An excitable person might have overactive adrenal glands, while a highly energetic person might have an unusually active thyroid gland, as there appears to be a link between this gland and high activity levels. There are several other glands that could also influence behavior in similar ways, making it not unlikely—though still somewhat speculative—that the chemical substances produced in these glands and carried through the blood to the brain and muscles significantly impact the elusive traits we group as temperament and personality.
Once more, consider the instincts in relation to personality. Undoubtedly these instinctive tendencies differ in strength in different individuals. One is more gregarious than another, and this is an important element in his personality. One is more assertive and masterful than another, one is more "motherly" than another, more responsive by tender and protective behavior to the presence of children or others who need help. One is more prone to laugh than another, and the "sense of humor" is admitted to be an important element in personality. And so on through the list; so that personality can be partially analyzed in terms of instinct.
Once again, think about instincts in relation to personality. Clearly, these instinctive tendencies vary in intensity among different individuals. Some people are more sociable than others, which is a significant part of their personality. Some are more assertive and commanding, while others are more nurturing, showing care and protective behavior towards children or those in need. Some are more likely to laugh than others, and a "sense of humor" is recognized as a key aspect of personality. This pattern continues, suggesting that personality can be partially analyzed through the lens of instinct.
Has intelligence anything to do with personality? It certainly has, in many ways. One who is slow in learning adapts himself poorly to other persons and remains out of touch with his social environment. "Tact" depends partly on instinctive liking for society, no doubt, but partly on the ability to perceive what others want, and on the imagination to put yourself in their place. High principles require the ability to reason things out and see them in perspective. Statistical studies of the rulers of Europe, for a period of several centuries, show that on the whole those with higher intelligence were also of better character and personality. Criminals, taken as a whole, average rather low in intelligence; and it may even be doubted whether the clever, scheming rascal, who defrauds widows of their money, or trains feeble-minded boys to pick pockets for him, has, after all, the brains of the man who can easily see how such schemes could be worked but decides against them himself because he sees something better worth doing.
Does intelligence have anything to do with personality? It definitely does, in many ways. Someone who learns slowly struggles to adapt to others and stays disconnected from their social environment. "Tact" is partly about instinctive enjoyment of social interaction, but it's also about the ability to understand what others want and having the imagination to see things from their perspective. Strong principles require the ability to think things through and view them in context. Statistical studies of European leaders over several centuries show that, overall, those with higher intelligence also had better character and personality. Criminals, as a group, tend to have relatively low intelligence; and one might even question whether the clever, scheming con artist who tricks widows out of their money, or trains mentally challenged boys to steal for him, truly has the intelligence of someone who can easily understand how such schemes might work but chooses to reject them in favor of something better to do.
A sense of inferiority, either physical or mental, is apt to affect the personality unfavorably. It does not necessarily produce humble behavior; far from that, it often leads to a nervous assertiveness. An apparently disdainful individual is often really shy and unsure of himself. Put a man where he can see he is equal to his job and at the same time is accomplishing something worth while, and you often see considerable improvement in his personality.
A feeling of inferiority, whether physical or mental, can negatively impact a person's personality. It doesn’t always result in humble behavior; on the contrary, it often causes an anxious assertiveness. Someone who seems contemptuous is often actually shy and insecure. Place a person in a situation where they feel capable and are achieving something meaningful, and you’ll often see a significant improvement in their personality.
The Self
In a broad, objective sense, the self is the individual, but in a more subjective sense the self is what the individual knows about himself, how he conceives himself, how he feels about himself, what he plans and wishes for himself. It is reasonable to suppose that the newly born infant does not {556} distinguish himself from other objects. Perhaps his foot, as he sees it, seems simply an object among others, like a toy; but he soon learns to connect the visual appearance with the cutaneous and kinesthetic sensations from the foot, and these sensations, along with the organic, always retain in large measure the subjective quality of belonging to the self, whereas sights, sounds, odors and tastes seem to belong to objects distinct from the self.
In a broad, objective sense, the self is the individual, but in a more subjective sense, the self is what the individual knows about themselves, how they see themselves, how they feel about themselves, what they plan and wish for themselves. It makes sense to think that a newborn baby does not {556} differentiate themselves from other objects. At first, their foot might just seem like another object, similar to a toy; but they soon learn to link what they see with the sensations they feel from their foot, and these sensations, along with the internal ones, mostly keep the personal feeling of belonging to the self, while sights, sounds, smells, and tastes feel like they belong to things outside of the self.
If we ask how the child comes to make the distinction between the self and the not-self, we have to call to mind the assertiveness that manifests itself very early in the child's behavior--how he resists being pushed and pulled about, struggles against being held, and in many ways, more and more complex as he develops, shows that he has a "will of his own". It is in resisting and overcoming external things that he comes to distinguish himself from them.
If we ask how a child learns to tell the difference between themselves and everything else, we need to think about the assertiveness that shows up early in their behavior—like how they resist being pushed and pulled, fight against being held, and gradually display that they have a “will of their own” in more and more complex ways as they grow. By resisting and overcoming external things, they come to recognize themselves as separate from those things.
Not only external things, but other persons particularly, have to be encountered and resisted by the child; and often, too, he has to submit to them, after a struggle. Probably he distinguishes between himself and other people even more sharply than between himself and inanimate things. Ask any one to tell you what he knows about himself, and he will begin to tell you how he differs from others. Thus the individual's conception of himself is largely a product of his social experience.
Not just outside things, but also other people in particular, have to be confronted and resisted by the child; and often, he also has to give in to them after a struggle. He probably sees the difference between himself and other people even more clearly than between himself and non-living things. If you ask anyone to explain what they know about themselves, they will start by telling you how they differ from others. So, an individual's understanding of themselves is largely shaped by their social experiences.
The self is first known as wish or will, and probably that always remains the core of any one's conception of himself. That is to say, I think of myself first of all as wishing, aiming, purposing, resisting, striving, competing. But I may come to know myself more objectively. By dint of experience I know something of my limitations. I know I am not muscular enough to do this, nor mathematical enough to do that, nor artistic enough to do the other. In this progressive age, some children even know their own IQ. We {557} have frequent occasion to measure ourselves against others, or against tasks, and lay some of the lessons to heart. Though most of us are probably inclined to overrate ourselves, many will be found to give a pretty exact estimate of themselves. It is surprising that this should be so, in view of the tendency to believe what one wishes, and of the deep-seated desire for superiority or at least against inferiority. It shows that, after all, there is a good deal of fidelity to fact in our make-up.
The self is first understood as desire or intention, and likely that always stays at the core of anyone's understanding of themselves. In other words, I see myself primarily as wishing, aiming, planning, resisting, striving, and competing. However, I may also start to understand myself in a more objective way. Through experience, I become aware of my limitations. I realize I'm not strong enough to do this, not good at math to do that, nor creative enough to do the other. In this modern age, some kids even know their IQ. We {557} often have chances to compare ourselves to others or to tasks, and learn some lessons from it. While most of us probably tend to overestimate ourselves, many can provide a pretty accurate self-assessment. It's surprising that this is the case, considering the tendency to believe what we wish and the strong desire for superiority or at least to avoid feeling inferior. It shows that, after all, there's quite a bit of honesty about reality in our nature.
The word "self-assertion", which has been used more or less throughout the book as a name for the native tendency to resist, persist, master, dominate, display oneself and seek social recognition, can now be seen to be not entirely a good word for the purpose. It seems to imply that the self-assertive individual is necessarily conscious of the self. From what has just been said, it can be seen that this would be putting the cart before the horse. The self-assertive impulse precedes, consciousness of self follows and depends on self-assertion. A true estimate of oneself and one's limitations arises from self-assertion plus experience of failure and the necessity of giving up and submitting.
The term "self-assertion," which has been used consistently throughout the book to describe the natural tendency to resist, persist, dominate, show oneself, and seek social recognition, isn't exactly the best choice. It suggests that a self-assertive person is always aware of themselves. However, it's clear that this idea is a bit backwards. The urge to assert oneself comes before self-awareness; awareness of oneself develops from self-assertion. A realistic understanding of oneself and one’s limitations comes from self-assertion combined with experiences of failure and the need to let go and submit.
Self-assertion is not identical with selfishness. Selfishness aims to get, self-assertion to do. Selfish behavior is, however, often dictated by self-assertion, as when a person wishes to get and have, in order to be able to show by his possessions what a great man he is. But sometimes self-assertion squelches selfishness, leading a person to renounce present gain without hope of later gain in compensation, just because he sees in such renunciation the best chance for mastery and proving himself "the captain of his soul".
Self-assertion is not the same as selfishness. Selfishness is about getting, while self-assertion is about doing. However, selfish behavior is often driven by self-assertion, like when someone wants to acquire things to demonstrate their greatness through their possessions. Yet, there are times when self-assertion overrides selfishness, causing someone to give up immediate rewards without the expectation of future benefits, simply because they see that giving up is the best way to take control and show that they are "the captain of their soul."
The "expansion of the self" is an interesting and significant phenomenon. The individual comes to call things, persons, social groups, ideas and principles by the name {558} "mine". Now what is mine is part of me. My self-feeling attaches to my dog; I am proud of that dog, brag of his exploits, am cast down if I see him outclassed; and it is the same way with my house, my son, my town, my country. We spoke of this sort of thing before, under the name of "sublimation of the self-assertive impulse", and we said then that the sublimation was made possible by the combination of this impulse with some other interest. My dog is not entirely myself; he is a dog, and I am interested in him as a dog; I am interested in other dogs, and like to watch their antics. But this particular dog means more than another to me because he is mine; I have expanded myself to include him. In general, the self is expanded to take in objects that are interesting in themselves, but which become doubly interesting by being appropriated and identified in some measure with oneself.
The "expansion of the self" is an intriguing and important phenomenon. An individual starts to refer to things, people, social groups, ideas, and principles as "mine." What is mine becomes part of me. My sense of self is attached to my dog; I feel proud of him, brag about his achievements, and feel down if I see him overshadowed. It’s the same with my house, my son, my town, and my country. We talked about this before, calling it "sublimation of the self-assertive impulse," and we noted that it’s possible because this impulse combines with other interests. My dog isn’t entirely me; he’s still a dog, and I’m interested in him as a dog. I enjoy watching other dogs too. But this particular dog means more to me than others because he’s mine; I’ve expanded myself to include him. Overall, the self grows to encompass objects that are interesting on their own but become even more fascinating when they are claimed and identified with oneself.
Integration and Disintegration of the Personality
Though the individual is always in one sense a unit, there is a sense in which he needs to achieve unity. His various native tendencies and interests do not always pull together, and in fact some necessarily pull against others. So that we sometimes say of a person that he is behaving so differently from usual that we should not know he was the same person. We may speak of one person as being well integrated, meaning that he is always himself, his various tendencies being so coördinated as to work reasonably well together; whereas of another we speak as poorly integrated, unstable, an uncertain quantity. Integration is achieved partly by selection from among conflicting impulses, partly by coördination, partly by judicious treatment of those impulses that are denied; as was partly explained in the last chapter.
Although a person is always a unit in one way, there’s another way in which they need to find unity. Their different natural tendencies and interests don’t always align, and some actually clash with others. Sometimes we say that someone is acting so differently from their usual self that we wouldn’t recognize them as the same person. We might describe one individual as being well integrated, meaning they are consistently themselves, with their various tendencies working together effectively. In contrast, we refer to another person as poorly integrated, unstable, and unpredictable. Integration happens partly through choosing between conflicting impulses, partly through coordination, and partly through thoughtful management of the impulses that are repressed, as was partially explained in the last chapter.
The self, expanding socially, may expand in more than one direction, with the result that the individual has in a sense two or more selves, one for his business, one for his home; and it may happen that the instincts and interests dominating the individual in these two relations are quite different, so that a man who is hard and grasping in business is kind and generous to his wife and children. "Dr. Jekyll and Mr. Hyde" gives an extreme picture of such lack of integration, a picture rather fanciful than drawn from real life.
The self, growing socially, can expand in multiple directions, resulting in the individual having two or more selves—one for work and one for home. It’s possible that the instincts and interests that drive a person in these two areas can be very different, so a man who is tough and greedy at work might be kind and generous to his wife and kids. "Dr. Jekyll and Mr. Hyde" presents an extreme example of this lack of integration, more imaginative than based on real life.
But we do find in real life cases of dissociation of the personality, also called cases of double or multiple personality. The individual passes from one state to another, behaving very differently in the two states, and usually unable to remember in the primary or more lasting state what he has done in the secondary state. In the secondary state he remembers what he did in the primary state, but is apt to speak of it as if done by another person. In many cases, the primary state seems limited and hampered, as if the individual were not his complete self, while the secondary state is a sort of complement to the first, but decidedly imperfect in itself. Thus in the primary state the individual may be excessively quiet, while in the secondary state he is excessively mischievous. It is much as if some of his reaction-tendencies were forcibly kept apart from the rest, so that when they did become aroused to activity, the remainder of the individual went to sleep. The individual seems to function in fractions, and never as a whole.
But in real life, we do encounter cases of dissociation of the personality, often referred to as double or multiple personality. The person shifts from one state to another, acting very differently in each, and usually can't recall what they did in the primary or more stable state while in the secondary state. In the secondary state, they remember what happened in the primary state but tend to describe it as if it were done by someone else. Often, the primary state feels limited and constrained, as if the person isn't fully themselves, while the secondary state acts as a sort of complement to the first, but it's definitely incomplete on its own. For example, in the primary state, the person might be overly quiet, while in the secondary state, they could be extremely mischievous. It's almost like some of their emotional reactions are forcibly separated from the rest, so when they do get triggered, the rest of the person seems to shut down. The individual appears to operate in fragments, never as a complete whole.
Often the secondary state likes to have a name for itself and to be considered as a secondary personality, as if two persons were inhabiting the same body--a very forced conception. The secondary personality will even assert that it stays awake in the background and watches the primary personality when the latter is active, spying on it without {560} that personality being aware of it. Thus two fractions of the individual would be functioning at the same time, but still not working together as a unit.
Often, the secondary state wants to have its own identity and be seen as a separate personality, like two people sharing the same body—a pretty strained idea. The secondary personality even claims it remains alert in the background, observing the primary personality when it’s active, keeping tabs on it without the primary personality knowing. So, two parts of the individual would be functioning at the same time, yet they wouldn’t be working together as a whole.
This claim of the secondary personality has been experimentally checked up by Dr. Morton Prince, in the following way. He was able to cause his subject, a young woman, to pass from the primary to the secondary state and back again, by a procedure resembling hypnotism. While she was in the secondary state, he told her that she (the secondary personality) was to solve an arithmetical problem, the general nature of which he described to her then and there, while the actual numbers were not shown till she was put back in the primary state. He then put her into the primary state for a few moments, and placed the numbers unobtrusively before her, without the primary personality seeming to notice them. Put back now into the secondary state, she instantly shouted out the answer to the problem, and asserted that she (the secondary personality) had had the answer ready for some time, and had been impatiently waiting to be brought back and announce it. This is at least prima facie evidence in favor of Dr. Prince's view, that two separate fractions of the individual were both functioning consciously at the same time.
This claim about the secondary personality has been tested experimentally by Dr. Morton Prince in the following way. He was able to make his subject, a young woman, switch between the primary and secondary states using a method similar to hypnotism. While she was in the secondary state, he instructed her that she (the secondary personality) was to solve a math problem, the general nature of which he explained to her at that moment, while the actual numbers were not revealed until she returned to the primary state. He then put her into the primary state for a few moments and placed the numbers discreetly in front of her, without the primary personality seeming to notice them. Once back in the secondary state, she immediately shouted out the answer to the problem and claimed that she (the secondary personality) had been ready with the answer for a while and had been eagerly waiting to be brought back to share it. This provides at least preliminary evidence supporting Dr. Prince's view that two distinct parts of the individual were both functioning consciously at the same time.
It is weird business, however interpreted, and raises the question whether anything of the same sort, only milder in degree, occurs in ordinary experience. Here is one somewhat similar fact that we are all familiar with: we have two matters in hand at the same time, very different in their emotional tone, one perhaps a worrisome matter of business, the other an interesting personal matter; and the shift from one to the other feels almost like changing personalities. Also, while busy with one, we may sometimes feel the other stirring, just barely awake and dimly conscious.
It’s a strange situation, no matter how you look at it, and it makes you wonder if anything similar, just less intense, happens in everyday life. Here’s something we can all relate to: we often juggle two things at once that have very different emotional vibes—maybe one is a stressful work task and the other is an engaging personal issue. Switching focus from one to the other can feel like we’re shifting personalities. Also, while we’re focused on one, we might sense the other one lingering there, barely awake and somewhat aware.
Also, is not something like this true?--A person, very {561} conscientious in the performance of his duties, always doing what he is told, feels stirrings of a carefree, independent spirit, as if some sides of his nature were not finding expression, and in little ways he gives it expression, not exactly by taking a "moral holiday" [Footnote: This is one of William James's expressive phrases.] or going on a spree of some sort, but by venting his impulses just an instant at a time, so that he scarcely remembers it later, and in such little ways that other people, also, are scarcely aware of It. He has a "secondary personality", only it is little developed, and it has its little place in the conscious life, instead of being dissociated.
Also, isn't something like this true? A person, very {561} conscientious in doing their duties, always following orders, starts to feel a stir of a carefree, independent spirit, as if some parts of their nature aren’t being expressed. In small ways, they express it, not by taking a "moral holiday" [Footnote: This is one of William James's expressive phrases.] or going on some kind of spree, but by letting out their impulses just for a moment, so that they can hardly remember it later, and in such subtle ways that others hardly notice. They have a "secondary personality," but it’s not well developed, and it has a small place in their conscious life, instead of being completely separate.
In the cases of true dissociation, there was often a violent emotional shock that started the cleavage. One celebrated case started at 8 years of age, when the subject, a little girl, was thrown to the floor by a drunken father angered by finding the child asleep in his bed. From that moment, it would seem that the frolicsome side of childish behavior was banished from the main personality, and could get into action only when the main personality relaxed its control and became dormant; so that thereafter the child alternated between two states, one very quiet, industrious and conscientious, the other vivacious and mischievous; and the main personality never remembered what was done in this secondary, mischievous state. In such cases, it would appear that the cleavage resulted from a violent thrusting out from the main personality of tendencies inconsistent with the dominant (here serious) attitude of that personality.
In true cases of dissociation, there was often a sudden emotional shock that triggered the split. One well-known case began at the age of 8, when a little girl was thrown to the floor by her drunken father, who was angry to find her asleep in his bed. From that moment on, it seemed like the playful side of her childhood behavior was pushed away from her main personality and could only surface when the main personality let its guard down and became inactive. As a result, the child would alternate between two states: one very calm, hardworking, and responsible, and the other lively and mischievous. The main personality never remembered what happened during this secondary, mischievous state. In these cases, it seems that the split was caused by a forceful rejection from the main personality of behaviors that conflicted with its dominant serious attitude.
The Unconscious, or, the Subconscious Mind
Here at last, it may strike the reader, we have come to the core of the whole subject of psychology; for many readers will undoubtedly have been attracted by the statements {562} sometimes made, to the effect that the "unconscious" represents the deeper and more significant part of mental life, and that psychologists who confine their attention mostly to the conscious activities are treating their subject in a very partial and superficial manner. There is a sort of fascination about the notion of a subconscious mind, and yet it will be noticed that psychologists, as a rule, are inclined to be wary and critical in dealing with it. Let as take up in order the various sorts of unconscious mental processes.
Here we are at last; it might hit the reader that we've arrived at the heart of psychology. Many readers are likely drawn in by claims {562} that the "unconscious" represents a deeper and more significant aspect of our mental life. They argue that psychologists who focus mainly on conscious activities are approaching their field in a limited and superficial way. The idea of a subconscious mind has a certain allure, yet it's worth noting that psychologists tend to be cautious and skeptical when discussing it. Let's explore the different types of unconscious mental processes in order.
In the first place, retention is unconscious. The host of memories that a person possesses and can recall under suitable conditions is carried about with him in an unconscious condition. But there need be no special mystery about this, nor is it just to speak about memories being "preserved in the unconscious". The fact simply is that retention is a resting condition, whereas consciousness is an active condition. Retention is a matter of brain structure, neurone connections, neural mechanisms ready for action when the proper stimulus reaches them but remaining inactive till the stimulus comes. An idea is like a motor reaction, to the extent that it is a reaction; and we retain ideas in the same way that we retain learned motor reactions. Now no one would think of saying that a learned motor reaction was retained in the unconscious. The motor reaction is not present at all, until it is aroused; the neuro-muscular mechanism for executing the reaction is present, but needs a stimulus to make it active and give the reaction. In the same way, an idea is not present in the individual except when it is activated, but its neural mechanism is present, and unconscious just because it is inactive.
First of all, retention is unconscious. The collection of memories that a person has and can recall in the right circumstances is carried around in an unconscious state. However, there’s no need for any special mystery about this, nor is it accurate to say that memories are "preserved in the unconscious." The truth is that retention is a resting state, while consciousness is an active state. Retention relates to brain structure, neuron connections, and neural mechanisms that are ready to activate when the right stimulus comes along but stay inactive until then. An idea functions similarly to a motor reaction in that it is a response; we retain ideas just like we retain learned motor reactions. Nobody would say that a learned motor reaction is stored in the unconscious. The motor reaction doesn’t exist until it is triggered; the neuro-muscular mechanism for performing the reaction is there, but it requires a stimulus to become active and produce the reaction. Similarly, an idea isn’t present in a person until it is activated, but its neural mechanism exists and is unconscious simply because it is inactive.
Unconscious inactivity is therefore no great problem. But there is such a thing as unconscious activity. Two sorts of such activity are well known. First, there are the {563} purely "physiological" processes of digestion, liver and kidney secretion, etc. We are quite reconciled to these being unconscious, and this is not the sort of unconscious activity that gives us that fascinatingly uncanny feeling. Second, there are the "secondarily automatic" processes, once conscious, now almost or quite unconscious through the effect of frequent repetition.
Unconscious inactivity isn’t really a big deal. But there is something called unconscious activity. Two types of this activity are well known. First, there are the {563} purely "physiological" processes like digestion, liver, and kidney function. We’re completely fine with these being unconscious, and that's not the kind of unconscious activity that gives us that intriguing, eerie feeling. Second, there are the "secondarily automatic" processes, which were once conscious but have become almost entirely unconscious due to frequent repetition.
Such unconscious activities occur as side-activities, carried on while something else occupies attention, or as part-activities that go on while attention is directed to the total performance of which they are parts. In either case, the automatism may be motor or perceptive, and the degree of consciousness may range from moderate down to zero. [Footnote: See pp. 265-267.]
Such unconscious activities happen as side-activities, taking place while something else grabs our attention, or as part-activities that occur while we focus on the overall task of which they are components. In both situations, the automatism can be either motor or perceptive, and the level of awareness can vary from moderate to none at all. [Footnote: See pp. 265-267.]
For example, the letters of your name you write almost unconsciously, while fully conscious of writing your name. When you are reading, the letters are only dimly conscious, and even the words are only moderately conscious, while the whole performance of reading is highly conscious. These are instances of unconscious (or dimly conscious) part-activities. Unconscious side-activities are illustrated by holding your books firmly but unconsciously under your arm, while absorbed in conversation, by drumming with your fingers while puzzling over a problem, and by looking at your watch and reading the time, but so nearly unconsciously that the next instant you have to look again. In all such cases, the unconscious or barely conscious activity has been made easy by previous practice, and there is no special fascination about it, except such as comes through the use of that awesome word, "unconscious".
For example, the letters of your name are written almost automatically, even though you're fully aware that you're writing your name. When you're reading, the letters are only faintly acknowledged, and even the words are only somewhat acknowledged, while the entire act of reading is very intentional. These are examples of unconscious (or barely conscious) partial activities. Unconscious side activities include holding your books firmly but without thinking under your arm while you're deep in conversation, tapping your fingers while you try to solve a problem, and glancing at your watch to check the time, but doing so almost subconsciously that you need to look again right after. In all these instances, the unconscious or faintly conscious activities have become easy through practice, and there's no particular allure to them, except for the appeal of that intriguing word, "unconscious."
But now for the real "subconscious mind". You try to recall a familiar name, but are stuck; you drop the matter, and "let your subconscious mind work"; and, sure enough, after a few minutes you have the name. Or, you are all {564} tangled up in a difficult problem; you let the subconscious mind work on it overnight, and next morning it is perfectly clear. Just here it is that psychology begins to take issue with the popular idea. The popular interpretation is that work has been done on the problem during the interval when it was out of consciousness--unconscious mental work of a high order. But is it necessary to suppose that any work has been done on the problem during the interval?
But now let’s talk about the real "subconscious mind." You try to remember a familiar name, but you're stuck; you give up and "let your subconscious mind work," and sure enough, after a few minutes, the name comes to you. Or you’re completely {564} confused by a tough problem; you let your subconscious mind work on it overnight, and by the next morning, everything is totally clear. This is where psychology starts to challenge the common belief. The common interpretation is that some work has been done on the problem while it was out of our conscious awareness—high-level unconscious mental work. But is it really necessary to assume that any work has actually been done on the problem during that time?
The difficulty, when you first attacked the problem, arose from false clues which, once they got you, held you by virtue of their "recency value". [Footnote: See pp. 390-391.] The matter laid aside, these false clues lost their recency value with lapse of time, so that when you took the matter up again you were free from their interference and had a good chance to go straight towards the goal.
The challenge, when you first approached the problem, came from misleading hints that, once they got to you, kept you stuck because of their "freshness." [Footnote: See pp. 390-391.] Once the issue was set aside, these misleading hints lost their freshness over time, so when you returned to it, you could focus without their distractions and had a solid chance to move directly toward the goal.
It is the same with motor acts. On a certain day, a baseball pitcher falls into an inefficient way of handling the ball, and, try as he may, cannot recover his usual form. He has to give up for that day, but after a rest is as good as ever. Shall we say that his subconscious mind has been practising pitching during the rest interval? It is much more likely that here, as in the preceding case, the value of a fresh start lies in freshness, in rest and the consequent disappearance of interferences, rather than in any work that has been done during the interval of rest.
It’s the same with physical actions. One day, a baseball pitcher falls into a bad habit of throwing the ball, and no matter how hard he tries, he can’t get back to his usual form. He has to stop for the day, but after some time off, he’s just as good as ever. Should we say that his subconscious mind has been practicing pitching during the break? It’s much more likely, like in the previous example, that the benefit of a fresh start comes from the break itself, from rest and the removal of distractions, rather than anything that might have happened during that rest period.
Next, consider the "co-conscious" as Morton Prince has well named the presence and activity of the secondary personality along with the primary, as in his experiment described above. Here it seems that two streams of consciousness were flowing along side by side within the same individual. There is the activity of the main personality, and there is the activity of the secondary personality, going on at the same time without the knowledge of the main {565} personality. This is a way of reading the facts, rather than a simple statement of fact, but at least it is a reasonable interpretation, and worthy of consideration.
Next, think about the "co-conscious," as Morton Prince aptly named it, referring to the presence and actions of the secondary personality along with the primary one, as described in his earlier experiment. It appears that two streams of consciousness were flowing side by side within the same person. There is the activity of the main personality, and there is the activity of the secondary personality, happening simultaneously without the main {565} personality being aware of it. This is a way to interpret the facts rather than just stating them, but at least it offers a reasonable perspective that deserves attention.
Unconscious Wishes and Motives
Schopenhauer wrote much of the "will to live", which was, in his view, as unconscious as it was fundamental, and only secondarily gave rise to the conscious life of sensations and ideas. Bergson's "élan vital" has much the same meaning. In a sense, the will to live is the fountain of all our wishes; in another sense, it is the sum total of them all; and in another sense, it is an abstraction, the concrete facts consisting in the various particular wishes and tendencies of living creatures. The will to live is not simply the will to stay alive; it is the will to live with all that that includes. Life is activity, and to live means, for any species, to engage in the full activity possible for that species.
Schopenhauer wrote extensively about the "will to live," which he believed was as unconscious as it was essential, and only later led to the conscious experience of sensations and ideas. Bergson's "élan vital" carries a similar meaning. In one way, the will to live is the source of all our desires; in another way, it's the totality of those desires; and in yet another way, it's an abstraction, with the concrete aspects being the specific wishes and inclinations of living beings. The will to live is not just the desire to stay alive; it's the desire to live in all that it encompasses. Life is about activity, and to live means that, for any species, engaging in the fullest range of activities possible for that species.
The will to live is in a sense unconscious, since it is seldom present simply in that bald, abstract form. But since life is activity, any will to act is the will to live in a special form, so that we may perfectly well say that the will to live is always conscious whenever there is any conscious impulse or purpose.
The will to live is, in a way, unconscious, as it rarely appears in that straightforward, abstract way. However, since life involves action, any desire to take action is a kind of will to live in a specific form. Therefore, we can confidently say that the will to live is always conscious whenever there is a deliberate impulse or goal.
In this simple statement we may find the key to all unconscious motives, disregarding the case of dissociation and split personality. If you analyze your motives for doing a certain act and formulate them in good set terms, then you have to admit that this motive was unconscious before, or only dimly conscious, since it was not formulated, it was not isolated, it was not present in the precise form you have now given it. Yet it was there, implicated in the total conscious activity. It was not unconscious in the sense of being active in a different, unconscious realm. The realm in which it was active was that of conscious activity, and it formed an {566} unanalyzed part of that activity. It was there in the same way that overtones are present in perceiving the tone quality of a particular instrument; the overtones are not separately heard and may be very difficult to analyze, yet all the time they are playing an important part in the conscious perception.
In this simple statement, we might find the key to all unconscious motives, setting aside cases of dissociation and split personality. If you look at your reasons for doing a specific action and put them into clear terms, you have to acknowledge that this reason was unconscious before or only vaguely conscious since it wasn’t clearly stated, it wasn’t isolated, and it wasn’t present in the exact form you’ve now given it. Yet it was there, involved in your overall conscious activity. It wasn’t unconscious in the sense of being active in a different, unseen realm. The realm where it was active was that of conscious activity, and it made up an {566} unanalyzed part of that activity. It was there in the same way that overtones are present in how we perceive the tone quality of a particular instrument; the overtones are not separately heard and can be very difficult to analyze, yet they constantly play an important role in our conscious perception.
In the same way, we may not "realize" that we are helping our friend as a way of dominating over him, but think, so far as we stop to think, that our motive is pure helpfulness. Later, analyzing our motives, we may separate out the masterful tendency, which was present all the time and consciously present, but so bound up with the other motive of helpfulness that it did not attract attention to itself. Now if our psychology makes us cynics, and leads us to ascribe the whole motivation of the helpful act to the mastery impulse, and therefore to regard this as working in the unconscious, we are fully as far from the truth as when we uncritically assumed that helpfulness was the only motive operating.
In the same way, we might not "realize" that we’re helping our friend as a way of being in control over him, but as far as we think about it, we believe our intention is genuine helpfulness. Later, when we analyze our motives, we might identify the dominating tendency that was always there and consciously present, but so intertwined with the other motive of helpfulness that it didn’t draw attention to itself. If our psychology makes us cynical and leads us to attribute the entire motivation behind the helpful act to the desire for control, viewing it as operating unconsciously, we are just as far from the truth as when we naively assumed that helpfulness was the only motive at play.
For man, to live means a vast range of activity--more than can possibly be performed by any single individual. We wish to do a thousand things that we never can do. We are constantly forced to limit the field of our activity. Physical incapacity, mental incapacity, limitations of our environment, conflict between one wish and another of our own, opposition from other people, and mere lack of time, compel us to give up many of our wishes. Innumerable wishes must be laid aside, and some, resisting, have to be forcibly suppressed. Renunciation is the order of the day, from childhood up to the age when weakness and weariness supervene upon the zest for action, and the will to live fades out into readiness to die.
For people, living means engaging in a wide range of activities—more than any one person could ever do. We want to accomplish a thousand things that we can never actually achieve. We are constantly forced to narrow down our activities. Physical limitations, mental barriers, environmental constraints, conflicts between our own desires, opposition from others, and simply not having enough time drive us to abandon many of our dreams. Countless wishes have to be set aside, and some, despite our resistance, must be pushed down. Giving things up is a constant theme, from childhood all the way to the point when exhaustion and frailty replace our enthusiasm for life, and our desire to live fades into acceptance of death.
What becomes of the suppressed wishes, we have already briefly considered. [Footnote: See p. 533.] We have noticed Freud's conception {567} that they live on "in the unconscious". Nothing ever learned, he would say, can ever be forgotten, and no wish ever aroused can ever be quieted, except by being gratified either directly or through some substitute response. Each one of us, according to this view, carries around inside of him enough explosive material to blow to bits the whole social structure in which he lives. It is the suppressed sex wishes, and spite wishes growing out of thwarted sex wishes, that mostly constitute the unconscious.
What happens to the suppressed desires has already been briefly discussed. [Footnote: See p. 533.] We have acknowledged Freud's idea {567} that they continue to exist "in the unconscious." He would argue that nothing learned can ever be forgotten, and no desire once sparked can ever be silenced, except by being satisfied directly or through some alternative response. Each of us, according to this perspective, carries enough explosive potential within to disrupt the entire social structure we inhabit. It is primarily the suppressed sexual desires, along with resentful desires stemming from unfulfilled sexual wishes, that make up the unconscious.
These unconscious wishes, according to Freud, motivate our dreams, our queer and apparently accidental actions, such as slips of the tongue and other "mistakes", the yet queerer and much more serious "neurotic symptoms" that appear in some people, and even a vast deal of our serious endeavor in life. All the great springs of action are sought in the unconscious. The biologist, consciously, is driven by his desire to know the world of plants and animals, but what really motivates him, on this view, is his childish sex curiosity, thwarted, driven back upon itself, and finding a substitute outlet in biological study. And so, in one way or another, with every one of us.
These unconscious desires, according to Freud, drive our dreams, our strange and seemingly random actions, like slips of the tongue and other "mistakes," the even stranger and much more serious "neurotic symptoms" that some people experience, and a large part of our serious efforts in life. All the major motivations for our actions are rooted in the unconscious. The biologist is consciously motivated by his desire to understand the world of plants and animals, but what really drives him, according to this view, is his childhood curiosity about sex, which has been repressed and redirected, finding an outlet in biological research. And so, it’s similar for each one of us.
All this seems to depart pretty far from sober reality, and especially from proved fact. It involves a very forced interpretation of child life, an interpretation that could never have arisen from a direct study of children, but which has seemed useful in the psychoanalysis of maladjusted adults. It is a far cry from the facts that Freud seeks to explain, to the conception of the infantile unconscious with which he endeavors to explain them.
All of this appears to stray quite a bit from sober reality, and especially from established fact. It requires a very forced interpretation of childhood, one that could never come from actually studying children, but has been seen as useful in the psychoanalysis of troubled adults. It’s a significant leap from the facts that Freud aims to explain to the idea of the infantile unconscious that he uses to make sense of them.
Freud's conception of life and its tendencies is much too narrow. There is not half enough room in his scheme of things for life as it is willed and lived. There is not room in it even for all the instincts, nor for the "native likes and dislikes"; and there is still less room for the will to live, in {568} the sense of the zest for all forms of activity, each for its own sake as a form of vital activity. Any scheme of motivation, which traces all behavior back to a few formulated wishes, is much too abstract, as was illustrated just above in the case of the helpful act.
Freud's view of life and its drives is far too limited. His framework doesn't allow enough space for life as it's desired and experienced. It fails to accommodate all instincts or the "innate preferences and aversions," and it barely considers the will to live, in {568} the sense of enthusiasm for all kinds of activities, each pursued for its own sake as a form of vital engagement. Any motivation model that simplifies all behavior to just a handful of expressed desires is overly abstract, as shown earlier with the example of the helpful act.
Freud is apparently guilty of yet another error, in supposing that any specific wish, ungratified, lives on as the same, identical, precise wish. A very simple instance will make clear the point of this criticism. Suppose that the first time you definitely mastered the fact that "3 times 7 are 21", it was in a certain schoolroom, with a certain teacher and a certain group of schoolfellows. You were perhaps animated at that moment by the desire to secure the approval of that teacher and to shine before those schoolfellows. Does it follow, then, that every time you now make use of that bit of the multiplication table, you are "unconsciously" gratifying that wish of long ago? To believe that would be to neglect all that we have learned of "shortcircuiting" and of the "substitute stimulus" generally. [Footnote: See p. 338.] That wish of long ago played its part in linking the response to the stimulus, but the linkage became so close that that precise wish was no longer required. The same response has been made a thousand times since, with other wishes in the game, and when the response is made to-day, a new wish is in the game. It is the same with the biologist. Suppose, for the sake of argument, what probably is true in only a fraction of the cases, that the biologist's first interest in making any minute study of animals arose from sex curiosity. As soon, however, as he engaged in any real study of animals, substitute stimuli entered and got attached to his exploring responses; and to suppose that that identical wish of long ago is still subconsciously active, whenever the biologist takes his microscope in hand, is to throw out all {569} these substitute stimuli and their attachments to many new responses, and to see in a very complex activity only one little element.
Freud seems to have made another mistake by thinking that any specific unfulfilled wish stays the same and precise over time. A simple example can clarify this criticism. Imagine that the first time you really understood that "3 times 7 equals 21," it was in a particular classroom, with a certain teacher and a specific group of classmates. At that moment, you might have wanted to earn that teacher's approval and impress your classmates. Does that mean that every time you use that part of the multiplication table now, you're "unconsciously" fulfilling that old wish? Believing this would ignore what we know about "short-circuiting" and "substitute stimuli" in general. [Footnote: See p. 338.] That old wish played a role in connecting the response to the stimulus, but that connection became so strong that the exact wish was no longer necessary. The same response has happened countless times since, with different wishes involved, and when the response occurs today, a new wish is at play. The same applies to a biologist. For the sake of argument, let's say, which is likely true in only a few cases, that the biologist's initial interest in studying animals stemmed from sexual curiosity. However, once he started studying animals in depth, substitute stimuli came into play and influenced his exploratory responses. To assume that the same original wish is still subconsciously active every time the biologist uses his microscope is to ignore all these substitute stimuli and their connections to many new responses, simplifying a very complex activity into just one small element.
In making use of the conception of the unconscious to assist us in interpreting human conduct, we are thus exposed to two errors. First, finding a motive which was not analyzed out by the individual, and which was only vaguely and implicitly conscious, and formulating that motive in an explicit way, we are then liable to the error of supposing that the motive must have been explicitly present, not indeed in consciousness but in the unconscious; whereas the whole truth is exhausted when we say that it was consciously but only implicitly present--active, but not active all alone. Second, having traced out how a certain act was learned, we are apt to suppose that its history is repeated whenever it is performed afresh--that the wishes and ideas that were essential to its original performance must be unconsciously present whenever it is once more performed--neglecting thus the fact that what is retained and renewed consists of responses, rather than experiences. What is renewed when a learned act is performed is not the history of the act, but the act itself. In a new situation, the act is part of a new performance, and its motivation is to some degree new.
In using the concept of the unconscious to help us understand human behavior, we are prone to two mistakes. First, if we identify a motive that the individual didn’t fully analyze and that was only vaguely and implicitly conscious, we might incorrectly assume that this motive was explicitly present—not in consciousness, but in the unconscious. The reality is that it was consciously present but only implicitly—active, but not entirely by itself. Second, after figuring out how a certain action was learned, we might think that its history repeats every time it’s performed again—that the wishes and ideas crucial to its original performance must be unconsciously present whenever it’s done again—overlooking the fact that what is retained and reactivated consists of responses rather than experiences. When a learned action is performed, it’s not the history of the act that’s renewed, but the act itself. In a new situation, the act is part of a new performance, and its motivation is somewhat new.
Though his theories are open to criticism, Freud has made important contributions to the study of personality. The same can be said of other schools of psycho-pathology. Jung and Adler deserve mention as representing varieties of psychoanalysis that differ more or less radically from that of Freud. Outside of the psychoanalytic school altogether, Janet and Morton Prince have added much to psychological knowledge from their studies of dissociated and maladjusted personalities. In endeavoring to assist the maladjusted individual, all these schools have much in common, since they all seek to bring to his attention elements in his personality {570} of which he is not clearly aware. Clear consciousness of implicit or dissociated elements in one's personality often proves to be a step towards a firmer organization of the personality and towards a better adjustment to the conditions of life.
Though his theories have their critics, Freud has made significant contributions to the study of personality. The same applies to other branches of psycho-pathology. Jung and Adler are worth mentioning as they represent different approaches to psychoanalysis that vary significantly from Freud’s. Additionally, outside the psychoanalytic school entirely, Janet and Morton Prince have greatly contributed to psychological knowledge through their research on dissociated and maladjusted personalities. In their efforts to help individuals who struggle to adjust, all these schools share common ground, as they aim to highlight parts of a person’s personality {570} that they may not fully recognize. Gaining a clear awareness of these implicit or dissociated aspects of one’s personality often leads to a stronger personality structure and better adaptation to life’s challenges.
EXERCISES
1. Outline the chapter.
2. Mention some personal traits that appear when the individual
is dealing with inanimate things, and some that only appear in
dealing with other persons.
3. Construct a "rating scale" for the trait of independence, as
follows. Think of some one who is extremely independent, and call
him A; of some one who is at the opposite extreme and call him E;
of some one standing halfway, and call him C; and fill in the
positions B and D with other persons standing between A and C and
between C and E, in this matter of independence. You now have a
sort of measuring rod, with the five persons A, B, C, D and E
marking degrees of the trait. To rate any other individual,
consider where he belongs on this scale--whether even with A, with
B, etc.
4. How does the embarrassing "self-consciousness" of one who is
speaking in public differ from simple consciousness of self?
5. Consider what was conscious and what unconscious in the following
case of "shell shock": A sharpshooter had a certain peekhole in the
front of the trench through which he was accustomed to take aim at
the enemy. The enemy evidently spotted him, for bullets began to
strike close by as soon as ever he got up to shoot. He stood this
for a time, and then suddenly lost the sight of his right eye,
which he used in aiming.
6. Explain the difference between unconscious action of the
dissociated type and of the implicit type.
1. Outline the chapter.
2. List some personal traits that show up when someone interacts with inanimate objects, and some that only emerge when dealing with other people.
3. Create a "rating scale" for the trait of independence as follows. Think of someone who is very independent and call him A; someone who is at the complete opposite end and call him E; someone in the middle and call him C; then place B and D with other people who fall between A and C and between C and E in terms of independence. You now have a kind of measuring tool, with the five individuals A, B, C, D, and E representing different degrees of the trait. To rate any other person, determine where they fit on this scale—whether they align with A, B, etc.
4. How does the awkward "self-consciousness" of someone speaking in public differ from just being aware of oneself?
5. Think about what was conscious and what was unconscious in the following case of "shell shock": A sniper had a specific peephole in the front of the trench that he was used to aiming through at the enemy. The enemy clearly noticed him, since bullets started landing nearby as soon as he got up to shoot. He endured this for a while, and then suddenly lost sight in his right eye, which he used for aiming.
6. Clarify the difference between unconscious actions of the dissociated type and those of the implicit type.
REFERENCES
For attempts to utilize psychological methods in the study of personality, see F. L. Wells, Mental Adjustments, 1917; also Chapter 11 in Watson's Psychology, 1919.
For efforts to use psychological methods in understanding personality, see F. L. Wells, Mental Adjustments, 1917; also Chapter 11 in Watson's Psychology, 1919.
Much interesting psychological material, along with a good deal of philosophical discussion, is contained in James's chapter on the "Consciousness of Self" in Vol. I of his Principles of Psychology, 1890.
Much interesting psychological content, along with a lot of philosophical discussion, is found in James's chapter on the "Consciousness of Self" in Vol. I of his Principles of Psychology, 1890.
For a discussion of the unconscious, see the symposium on Subconscious Phenomena, 1910, participated in by Münsterberg, Ribot, Janet, Jastrow, Hart and Prince.
For a discussion of the unconscious, see the symposium on Subconscious Phenomena, 1910, which included Münsterberg, Ribot, Janet, Jastrow, Hart, and Prince.
On dissociation, see Morton Prince's Dissociation of a Personality.
On dissociation, see Morton Prince's Dissociation of a Personality.
For Freud's doctrine of the unconscious, see his Psychopathology of Everyday Life, translated by Brill.
For Freud's theory of the unconscious, see his Psychopathology of Everyday Life, translated by Brill.
INDEX
499, 539-541, 545-546
499, 539-541, 545-546
192-196, 200
192-196, 200
89-90, 94, 99-102, 112-114, 144, 247, 296-829, 399
89-90, 94, 99-102, 112-114, 144, 247, 296-829, 399
of attention, 247, 260;
negative, 302-303, 310, 312;
sensory, 224-225, 447
of attention, 247, 260;
negative, 302-303, 310, 312;
sensory, 224-225, 447
72, 78-79, 131, 178, 382, 385, 420, 430, 431, 433
72, 78-79, 131, 178, 382, 385, 420, 430, 431, 433
569
569
123-124, 554
123-124, 554
factors of, 245-248, 259, 382;
law of, 256
factors of, 245-248, 259, 382;
law of, 256
160-161, 164-165
160-161, 164-165
226-227, 451-452
226-227, 451-452
253-254, 425
253-254, 425
of motives, 565-566, 569;
of sensations, 197, 201, 203, 205-206, 211-212, 230, 233
of motives, 565-566, 569;
of sensations, 197, 201, 203, 205-206, 211-212, 230, 233
118, 122-123, 125-126, 131-132, 158-159, 163, 300-301, 429-430
118, 122-123, 125-126, 131-132, 158-159, 163, 300-301, 429-430
8-9, 14, 39-40, 76-79, 93-94, 97, 105-107, 109-111, 116, 121-122, 141, 145, 147, 148, 156, 159, 160, 298, 302-311, 313-314, 317-320, 436, 463-464
8-9, 14, 39-40, 76-79, 93-94, 97, 105-107, 109-111, 116, 121-122, 141, 145, 147, 148, 156, 159, 160, 298, 302-311, 313-314, 317-320, 436, 463-464
57-60, 62, 428
57-60, 62, 428
125, 126
125, 126
3-4
3-4
57, 63-64, 428
57, 63-64, 428
101, 288-289, 291, 293
101, 288-289, 291, 293
auditory, 50, 59-60, 62;
motor, 50-57;
olfactory, 62-63;
somesthetic, 50, 62-63;
speech, 58-60, 62;
visual, 50, 53, 62-63
auditory, 50, 59-60, 62;
motor, 50-57;
olfactory, 62-63;
somesthetic, 50, 62-63;
speech, 58-60, 62;
visual, 50, 53, 62-63
394, 454
394, 454
182-183, 512-516
182-183, 512-516
see Self-assertion
check out Self-assertion
366;
by contiguity, 395-398, 405;
free, 376-381;
by similarity, 395-396, 405-408, 519;
laws of, 389-417;
controlled, 381-385, 413-414, 417
366;
by proximity, 395-398, 405;
unrestricted, 376-381;
by likeness, 395-396, 405-408, 519;
principles of, 389-417;
regulated, 381-385, 413-414, 417
56, 416-417, 424
56, 416-417, 424
349, 390, 415
349, 390, 415
25, 34-35, 53-54, 84, 92, 112, 135, 139, 298-301, 303, 311, 338, 372, 377-379, 390, 392, 394, 399-412, 414-417, 433
25, 34-35, 53-54, 84, 92, 112, 135, 139, 298-301, 303, 311, 338, 372, 377-379, 390, 392, 394, 399-412, 414-417, 433
244-269, 381, 421, 433
244-269, 381, 421, 433
249;
of thought, 249, 464
249;
of thought, 249, 464
508-510
508-510
26, 328, 338, 383-384, 433, 525, 563
26, 328, 338, 383-384, 433, 525, 563
124-125
124-125
549
549
24-25, 142-144, 305, 310
24-25, 142-144, 305, 310
31-38, 51-52, 56, 61, 64, 189-192
31-38, 51-52, 56, 61, 64, 189-192
243
243
196, 234-235
196, 234-235
1, 8-9, 18, 21
1, 8-9, 18, 21
565
565
388
388
515-516
515-516
272-273
272-273
272-275
272-275
rivalry, 253-254;
vision, 442-443
rivalry, 253-254;
vision, 442-443
5;
liking for, 182
5;
preference for, 182
218, 223-224
218, 223-224
197-199, 202-203, 205-206, 219-220, 232, 301, 424, 500
197-199, 202-203, 205-206, 219-220, 232, 301, 424, 500
104
104
169, 495
169, 495
325
325
14-15, 28-30, 49-66, 292-293;
stem, 29-30, 32, 33, 50
14-15, 28-30, 49-66, 292-293;
stem, 29-30, 32, 33, 50
449
449
321
321
51, 61, 239
51, 61, 239
56, 62
56, 62
136
136
314
314
156, 511
156, 511
505-506
505-506
37-39
37-39
29-30, 35, 50, 65
29-30, 35, 50, 65
29-30, 50-64, 292-293
29-30, 50-64, 292-293
529, 555
529, 555
91-92, 94-97, 100-101, 138, 141, 143-144, 147, 150-159, 162-168, 297-298, 300-301, 303-304, 313-314, 319, 357-358, 434-435, 437, 445, 481-483, 485-487, 490, 501, 504, 506, 526-527
91-92, 94-97, 100-101, 138, 141, 143-144, 147, 150-159, 162-168, 297-298, 300-301, 303-304, 313-314, 319, 357-358, 434-435, 437, 445, 481-483, 485-487, 490, 501, 504, 506, 526-527
528-535
528-535
192, 195-196, 234-235
192, 195-196, 234-235
564
564
141
141
liking for, 183;
circle, 207;
cone, 209;
pyramid, 209;
sense, 204-228;
theories, 220-224;
tone, 206-207, 213-215;
triangle, 217;
zones, 211-212;
mixing, 214-217
liking for, 183;
circle, 207;
cone, 209;
pyramid, 209;
sense, 204-228;
theories, 220-224;
tone, 206-207, 213-215;
triangle, 217;
zones, 211-212;
mixing, 214-217
209-211
209-211
376
376
80, 135, 140, 148, 260-261, 299, 301, 306-308, 311, 323-326, 334,
479, 519;
law of, 263-264, 398-417, 431-432, 468
80, 135, 140, 148, 260-261, 299, 301, 306-308, 311, 323-326, 334, 479, 519;
law of, 263-264, 398-417, 431-432, 468
14-15
14-15
466-467
466-467
236-238
236-238
216-217, 227-228
216-217, 227-228
381
381
303-304, 312, 401-402
303-304, 312, 401-402
191, 226
191, 226
7-8;
of animals, 8-9;
degrees of, 172, 265-267, 338, 383-384
7-8;
of animals, 8-9;
degrees of, 172, 265-267, 338, 383-384
447-448
447-448
91, 92, 98, 271, 289-292
91, 92, 98, 271, 289-292
154, 482
154, 482
156-157
156-157
395-398, 405
395-398, 405
227-228
227-228
55, 257, 298, 320, 335-336, 348, 381-385, 413-414, 417, 484, 511
55, 257, 298, 320, 335-336, 348, 381-385, 413-414, 417, 484, 511
30, 37-39, 41, 55-59, 66, 260-261, 299, 410-412, 534-535
30, 37-39, 41, 55-59, 66, 260-261, 299, 410-412, 534-535
14-16, 283-285
14-16, 283-285
50, 52, 56-63, 293, 414, 423
50, 52, 56-63, 293, 414, 423
549
549
342, 346
342, 346
92, 97, 138
92, 97, 138
499-500, 503, 505, 508-512, 547
499-500, 503, 505, 508-512, 547
144
144
154-157, 181, 244, 258
154-157, 181, 244, 258
of distribution, 280;
of forgetting, 350, 390;
of learning or practice, 307, 316, 321, 325, 390
of distribution, 280;
of forgetting, 350, 390;
of learning or practice, 307, 316, 321, 325, 390
197-201, 224, 440, 451
197-201, 224, 440, 451
362
362
489, 518-519
489, 518-519
127, 136
127, 136
104
104
493-499
493-499
528-535
528-535
533, 535
533, 535
24-26, 142-144, 159-160, 162-164, 310
24-26, 142-144, 159-160, 162-164, 310
76-77, 429
76-77, 429
509
509
31-32, 34-35, 51, 61, 190, 414
31-32, 34-35, 51, 61, 190, 414
299, 302, 310, 328
299, 302, 310, 328
72, 380-385
72, 380-385
480
480
3, 12, 180, 210, 271, 272, 274, 279-280, 286, 291-292, 368-370, 374, 548
3, 12, 180, 210, 271, 272, 274, 279-280, 286, 291-292, 368-370, 374, 548
121-123, 125
121-123, 125
232
232
421, 462
421, 462
435-437
435-437
127, 312
127, 312
559-561
559-561
259-260, 356-356
259-260, 356-356
274-275, 279-281
274-275, 279-281
238
238
165
165
252
252
472-473
472-473
269
269
499-508
499-508
191-192, 195-196, 236-238
191-192, 195-196, 236-238
350, 365
350, 365
151;
in memorizing, 338-346, 353
151;
in memorization, 338-346, 353
391-393, 413
391-393, 413
127, 162, 259-260, 534, 539
127, 162, 259-260, 534, 539
380
380
feelings, 173, 184-185;
sensations, 197-198, 201, 203, 211-212, 216-220, 233-234
feelings, 173, 184-185;
sensations, 197-198, 201, 203, 211-212, 216-220, 233-234
306, 308-309, 310, 314, 327
306, 308-309, 310, 314, 327
118-136, 137-169, 173, 299-301, 345, 355, 361, 381, 513-514, 554, 661
118-136, 137-169, 173, 299-301, 345, 355, 361, 381, 513-514, 554, 661
491, 516-516
491, 516-516
165-166
165-166
33-36, 38, 61
33-36, 38, 61
122-123, 554
122-123, 554
conservation of, 40;
dammed-up, 82-84, 301, 309, 393;
released, 535-546;
stored, 40-41, 46
conservation of, 40;
dammed-up, 82-84, 301, 309, 393;
released, 535-546;
stored, 40-41, 46
166, 168
166, 168
65
65
446-459, 467
446-459, 467
142-144, 489, 498-499
142-144, 489, 498-499
443-444, 457-458
443-444, 457-458
120, 151
120, 151
126
126
effect of, 297-298;
law of, 389-391, 393-394, 413-415
effect of, 297-298;
law of, 389-391, 393-394, 413-415
12-15, 93, 302, 333
12-15, 93, 302, 333
471-472
471-472
154-157, 244, 249-252, 258, 288, 305, 421, 462-465, 470
154-157, 244, 249-252, 258, 288, 305, 421, 462-465, 470
126-128
126-128
32, 34-35, 62, 191, 198-196;
movements of, 249-251
32, 34-35, 62, 191, 198-196;
movements of, 249-251
54-55, 78, 83-85, 248, 257, 263, 382-385, 413-414, 417
54-55, 78, 83-85, 248, 257, 263, 382-385, 413-414, 417
in attention, 245-248, 259;
in intelligence, 285-288;
in memorizing, 345-346;
in personality, 553-555;
in recall, 379, 382
in attention, 245-248, 259;
in intelligence, 285-288;
in memorizing, 345-346;
in personality, 553-555;
in recall, 379, 382
523
523
467-468, 479
467-468, 479
606
606
73-74, 119, 123, 145, 151
73-74, 119, 123, 145, 151
125-126, 129-133, 142-144, 153, 303-304, 489, 497-498, 504,
513, 516, 539-540;
abnormal, 133, 497-498
125-126, 129-133, 142-144, 153, 303-304, 489, 497-498, 504,
513, 516, 539-540;
abnormal, 133, 497-498
275, 290-292, 446
275, 290-292, 446
172-185;
of activity, 45-46;
of excitement, 126, 184-185;
of familiarity, 185, 357-360;
of readiness, 75, 383;
of tension, 78-79, 184-185
172-185;
of activity, 45-46;
of excitement, 126, 184-185;
of familiarity, 185, 357-360;
of readiness, 75, 383;
of tension, 78-79, 184-185
174-176, 178, 180-181
174-176, 178, 180-181
136
136
388
388
512-513
512-513
158-161
158-161
50
50
298
298
254-255
254-255
93
93
349-353, 415
349-353, 415
356, 563-564
356, 563-564
193, 211, 226
193, 211, 226
376, 504, 507;
test, 380
376, 504, 507;
test, 380
379, 390, 433
379, 390, 433
intelligence of, 279-281
intelligence of, 279-281
505-508, 522, 566-569, 571
505-508, 522, 566-569, 571
368, 388
368, 388
243
243
487
487
339, 365
339, 365
4-5
4-5
15-16, 90
15-16, 90
99
99
25, 122-124, 303
25, 122-124, 303
503
503
444
444
35-36, 50-52, 56, 61-62
35-36, 50-52, 56, 61-62
110, 146-147
110, 146-147
276-277
276-277
89, 112-114, 157, 247-248, 260, 328-329, 381
89, 112-114, 157, 247-248, 260, 328-329, 381
375-376, 501, 547
375-376, 501, 547
571
571
321
321
50, 59-60, 62, 228-235, 439-440
50, 59-60, 62, 228-235, 439-440
220, 234, 475
220, 234, 475
144, 149
144, 149
203, 243
203, 243
110, 146-147
110, 146-147
91, 98, 100-101, 118, 289-292
91, 98, 100-101, 118, 289-292
220-221
220-221
worship, 168;
conquering and suffering, 494-496, 509
worship, 168;
conquering and suffering, 494-496, 509
44, 67
44, 67
530
530
306, 314
306, 314
323-326, 334, 410-412
323-326, 334, 410-412
20, 104, 243
20, 104, 243
78, 146
78, 146
157-168
157-168
79-81, 120, 140-141, 204
79-81, 120, 140-141, 204
88, 295
88, 295
72, 78, 140-141
72, 78, 140-141
349, 547-548
349, 547-548
473-475
473-475
527-528
527-528
424, 450-459, 500, 547
424, 450-459, 500, 547
374
374
mental, 368-376, 499-500;
in perception, 425-427;
types, 370
mental, 368-376, 499-500;
in perception, 425-427;
types, 370
481-520, 525
481-520, 525
319, 486
319, 486
132-135, 155, 167, 177, 299, 524-525, 539
132-135, 155, 167, 177, 299, 524-525, 539
541-546
541-546
346-348, 397
346-348, 397
163-164
163-164
91
91
see Differential psychology
See differential psychology
374-375
374-375
465-468, 475-476, 479
465-468, 475-476, 479
166, 168, 496, 510, 555
166, 168, 496, 510, 555
113-114
113-114
25, 54-55, 78, 83-84, 122-125, 248, 257, 263, 314, 382, 384, 429-430, 528, 540
25, 54-55, 78, 83-84, 122-125, 248, 257, 263, 314, 382, 384, 429-430, 528, 540
545
545
269, 508-609
269, 508-609
316-320
316-320
105-116, 137-169, 179, 181, 488-489, 492, 513, 554;
criteria of, 92, 97, 138;
and emotion, 134-135;
modification of, 299-301
105-116, 137-169, 179, 181, 488-489, 492, 513, 554;
criteria of, 92, 97, 138;
and emotion, 134-135;
modification of, 299-301
558-561
558-561
90-91, 271-293, 538, 555;
tests of, 3, 272-277, 281-283
90-91, 271-293, 538, 555;
tests of, 3, 272-277, 281-283
274-275, 289-290
274-275, 289-290
206;
of reaction, 379, 391, 433
206;
of response, 379, 391, 433
181-184, 248, 257-259
181-184, 248, 257-259
355-356
355-356
122-123, 554
122-123, 554
90-92
90-92
10-11, 19
10-11, 19
546
546
421, 475, 484, 485, 509-512, 517, 619
421, 475, 484, 485, 509-512, 517, 619
274-275
274-275
431-432, 435-437, 455-459, 468,479
431-432, 435-437, 455-459, 468, 479
117, 129, 136, 331, 365, 418, 480, 511, 551, 561, 571
117, 129, 136, 331, 365, 418, 480, 511, 551, 561, 571
128-130
128-130
569, 571
569, 571
571
571
88
88
342
342
461
461
550
550
388, 569
388, 569
522
522
240
240
217
217
44
44
221-224, 243, 453
221-224, 243, 453
129
129
88
88
157-168, 161
157-168, 161
of advantage, 256;
of association, 394-398;
of attention, 256, 262-263, 267;
of combination, 263-264, 398-417;
of effect, 391-393;
of exercise, 389-391, 393-394;
of habit, 389;
of reaction, 256, 262-263, 267;
of selection, 256, 262, 378, 382;
of shifting, 256, 263;
of tendency, 81, 263
of advantage, 256;
of association, 394-398;
of attention, 256, 262-263, 267;
of combination, 263-264, 398-417;
of effect, 391-393;
of exercise, 389-391, 393-394;
of habit, 389;
of reaction, 256, 262-263, 267;
of selection, 256, 262, 378, 382;
of shifting, 256, 263;
of tendency, 81, 263
93-94, 96, 99, 112, 113, 143-144, 296-329;
laws of, 389-417, 433
93-94, 96, 99, 112, 113, 143-144, 296-329;
laws of, 389-417, 433
507
507
212-213
212-213
178-184, 291, 492-493, 513
178-184, 291, 492-493, 513
see Attachment
see attachment
50
50
440-441
440-441
93-97, 99, 152-153, 486
93-97, 99, 152-153, 486
475-476
475-476
535
535
169, 531
169, 531
482-483, 508
482-483, 508
of action, 541-546;
of attention, 267-268;
of memory, 338-346, 353, 356, 360-363;
of reasoning, 478-479
of action, 541-546;
of attention, 267-268;
of memory, 338-346, 353, 356, 360-363;
of reasoning, 478-479
154, 315, 481-483
154, 315, 481-483
341-343, 345
341-343, 345
see Self-assertion
check out Self-assertion
28
28
181-182
181-182
97, 116, 147-148
97, 116, 147-148
92, 96
92, 96
501
501
305-308, 318-314
305-308, 318-314
136, 171, 418, 551
136, 171, 418, 551
421, 482-483
421, 482-483
280
280
333-346, 360-363
333-346, 360-363
332-363
332-363
426
426
6-7, 45-47
6-7, 45-47
273-274
273-274
72, 382-385, 413-414, 417, 433, 452
72, 382-385, 413-414, 417, 433, 452
384
384
9-16
9-16
363
363
297-299
297-299
551
551
543-545
543-545
270
270
506
506
148-150, 159, 161
148-150, 159, 161
69, 72, 84-85, 137, 257-258, 469-473, 487-499, 501-510, 513-517, 528-546, 565-570
69, 72, 84-85, 137, 257-258, 469-473, 487-499, 501-510, 513-517, 528-546, 565-570
area, 50-54;
centers, 50-59, 65, 66;
nerve, 27, 30-33, 36-37, 39, 50, 52-53
area, 50-54;
centers, 50-59, 65, 66;
nerve, 27, 30-33, 36-37, 39, 50, 52-53
expressive, 126-128;
reflex, 24-26;
skilled, 55-59, 268, 321-326, 410-412;
voluntary, 53-55, 298
expressive, 126-128;
reflex, 24-26;
skilled, 55-59, 268, 321-326, 410-412;
voluntary, 53-55, 298
454
454
455-456, 459
455-456, 459
265, 571
265, 571
225, 238-240
225, 238-240
235;
liking for, 182-183, 291
235;
liking for, 182-183, 291
60
60
89-102, 297
89-102, 297
302-303, 310, 312, 413
302-303, 310, 312, 413
26, 30, 32;
autonomic, 124-125;
cell, 31-36, 51, 414;
center, 26, 29-30, 49-66, 76, 82-84, 96, 107, 125, 293;
fiber, 32
26, 30, 32;
autonomic, 124-125;
cell, 31-36, 51, 414;
center, 26, 29-30, 49-66, 76, 82-84, 96, 107, 125, 293;
fiber, 32
27-29, 32, 41, 124
27-29, 32, 41, 124
105, 110-112
105, 110-112
32-36, 51, 61, 346, 414-417
32-36, 51, 61, 346, 414-417
212
212
522
522
504
504
231, 236
231, 236
334
334
373-375
373-375
20, 104, 522
20, 104, 522
62
62
9, 11-13
9, 11-13
267;
learning by, 317-320, 333-337, 348, 367-375
267;
learning by, 317-320, 333-337, 348, 367-375
162-163, 177, 534-559
162-163, 177, 534-559
139-145
139-145
119-120, 128, 204
119-120, 128, 204
72-74, 79, 82, 119-126, 132-133, 175-176
72-74, 79, 82, 119-126, 132-133, 175-176
91, 92, 98
91, 92, 98
527, 529, 532, 558
527, 529, 532, 558
192, 238
192, 238
324-325, 412
324-325, 412
230, 438
230, 438
173, 198-201
173, 198-201
336, 347, 404
336, 347, 404
57, 547
57, 547
148-150
148-150
243
243
auditory, 62;
motor, 51-53, 62;
tactile, 62, 64
auditory, 62;
motor, 51-53, 62;
tactile, 62, 64
16
16
204-205
204-205
344
344
45, 60, 62-63, 65-66, 419-459, 462, 465, 468, 475-476, 479, 520
45, 60, 62-63, 65-66, 419-459, 462, 465, 468, 475-476, 479, 520
275-276
275-276
355
355
552-570
552-570
435, 441-442, 453-454
435, 441-442, 453-454
52, 65, 293
52, 65, 293
445-446
445-446
321
321
6-7
6-7
553
553
234-235
234-235
342
342
270, 295
270, 295
295
295
229-230, 450
229-230, 450
304, 305, 315, 333
304, 305, 315, 333
483, 493, 539-540
483, 493, 539-540
322
322
139, 148, 151-152, 160, 485-499, 504-505, 517
139, 148, 151-152, 160, 485-499, 504-505, 517
173-180, 184-185
173-180, 184-185
20, 104, 243
20, 104, 243
457, 459
457, 459
177, 298, 304-310, 314-317, 321-327, 360-363, 433, 538;
curve, 307, 316, 321, 325, 390, 542
177, 298, 304-310, 314-317, 321-327, 360-363, 433, 538;
curve, 307, 316, 321, 325, 390, 542
22-25, 72, 74-77, 427-430
22-25, 72, 74-77, 427-430
77-84, 111-112, 125-128, 132, 139-140, 145, 147
77-84, 111-112, 125-128, 132, 139-140, 145, 147
549
549
559, 564, 569, 571
559, 564, 569, 571
385, 465, 469-470, 477, 514
385, 465, 469-470, 477, 514
453
453
39-40, 188, 302
39-40, 188, 302
16
16
505-508, 521, 533, 567-669
505-508, 521, 533, 567-669
definition of, 1-2, 5-8, 17-18;
methods of, 9-16;
varieties, 2-6
definition of, 1-2, 5-8, 17-18;
methods of, 9-16;
varieties, 2-6
16, 498, 540-541, 545-550, 567, 569
16, 498, 540-541, 545-550, 567, 569
304-305
304-305
69-71, 75, 78, 524-527, 542
69-71, 75, 78, 524-527, 542
308-310, 315-319, 463-464
308-310, 315-319, 463-464
343
343
51, 52, 61
51, 52, 61
52-55, 57, 62
52-55, 57, 62
151-152
151-152
470-471, 531
470-471, 531
331
331
22-26, 39-41, 45-49, 65-66, 68, 75, 84, 256, 262-263, 266,
423, 428;
acquired, 89-90, 94, 99-102;
delayed, 76-77, 429;
native, 89-102;
preparatory, 77-84, 111-112, 125-128, 132;
time, 22-24, 75, 424
22-26, 39-41, 45-49, 65-66, 68, 75, 84, 256, 262-263, 266,
423, 428;
acquired, 89-90, 94, 99-102;
delayed, 76-77, 429;
native, 89-102;
preparatory, 77-84, 111-112, 125-128, 132;
time, 22-24, 75, 424
250-251, 258, 262, 267-268, 384, 427, 453, 512-513
250-251, 258, 262, 267-268, 384, 427, 453, 512-513
522
522
320, 422, 462-479, 520;
in animals, 310, 317-318, 463-464
320, 422, 462-479, 520;
in animals, 310, 317-318, 463-464
354-356, 366-385, 413, 422, 469-471, 500, 519, 563
354-356, 366-385, 413, 422, 469-471, 500, 519, 563
345, 356, 379, 390, 433, 511, 563
345, 356, 379, 390, 433, 511, 563
339-341
339-341
187, 357-360
187, 357-360
210
210
24-26, 53, 107-109, 256, 297;
conditioned, 303-304;
control of, 54-55;
arc, 26-30, 34, 36-37;
centers, 30, 53
24-26, 53, 107-109, 256, 297;
conditioned, 303-304;
control of, 54-55;
arc, 26-30, 34, 36-37;
centers, 30, 53
286-287, 317, 320, 333-336, 345, 404-405, 432, 467-468, 520
286-287, 317, 320, 333-336, 345, 404-405, 432, 467-468, 520
79, 84
79, 84
116
116
37, 55, 141, 176, 527
37, 55, 141, 176, 527
405-406, 435, 452-455
405-406, 435, 452-455
78-79, 112
78-79, 112
286, 302, 349-353, 360, 562
286, 302, 349-353, 360, 562
191, 193, 195, 210-211, 233, 441-442
191, 193, 195, 210-211, 233, 441-442
376-380
376-380
571
571
165-166, 474, 489, 543;
binocular, 253-254
165-166, 474, 489, 543;
binoculars, 253-254
522
522
191, 226
191, 226
236-238
236-238
20
20
333, 337
333, 337
522
522
316
316
252
252
79, 84, 109-110, 132, 472, 487-499, 501-510, 513-517, 533-535, 540
79, 84, 109-110, 132, 472, 487-499, 501-510, 513-517, 533-535, 540
207-208, 213-214, 217
207-208, 213-214, 217
23, 273, 298, 448
23, 273, 298, 448
565
565
3-4, 473-475;
liking for, 181-182
3-4, 473-475;
preference for, 181-182
93, 551
93, 551
295
295
559-561, 564
559-561, 564
256, 262. 378, 382
256, 262. 378, 382
428, 555-558
428, 555-558
46-47
46-47
158, 161-169, 181, 183, 258-259, 287, 472-478, 489-496, 502-503, 508, 513, 515-516, 531, 536-537, 545-546, 549, 556-558
158, 161-169, 181, 183, 258-259, 287, 472-478, 489-496, 502-503, 508, 513, 515-516, 531, 536-537, 545-546, 549, 556-558
509-511
509-511
557
557
115-116, 507
115-116, 507
192, 194, 195, 225, 236-238, 486
192, 194, 195, 225, 236-238, 486
6, 19, 46, 60, 62-64, 120, 187-240;
and feeling, 173-174;
feeling-tone of, 174-175;
and perception, 423-425;
recall of, 368-376
6, 19, 46, 60, 62-64, 120, 187-240;
and feeling, 173-174;
feeling-tone of, 174-175;
and perception, 423-425;
recall of, 368-376
189-192;
organs, 188-196, 199-200, 236-239, 249;
perception, 421-422
189-192;
organs, 188-196, 199-200, 236-239, 249;
perception, 421-422
nerve, 27, 30, 32-34, 36-38, 188-189, 191, 193, 196, 239-240;
areas, 50, 59-66, 423
nerve, 27, 30, 32-34, 36-38, 188-189, 191, 193, 196, 239-240;
areas, 50, 59-66, 423
358
358
attraction, 97, 116, 125, 147-148, 488, 507-508, 534-535;
differences, 281
attraction, 97, 116, 125, 147-148, 488, 507-508, 534-535;
differences, 281
281
281
166, 168
166, 168
504
504
251-256
251-256
338, 405, 568
338, 405, 568
166
166
32, 34-35, 62, 191, 193-195, 204-228, 231-234, 441-443
32, 34-35, 62, 191, 193-195, 204-228, 231-234, 441-443
421, 437-446
421, 437-446
304-305, 312
304-305, 312
395-396, 405-408
395-396, 405-408
459-460
459-460
55-59, 268, 282, 348, 352, 410-412, 428, 482, 488
55-59, 268, 282, 348, 352, 410-412, 428, 482, 488
197-201, 224, 440, 451
197-201, 224, 440, 451
145, 499-500
145, 499-500
29, 32, 62, 63, 190, 201, 203-204, 224
29, 32, 62, 63, 190, 201, 203-204, 224
343
343
181, 183-184, 489, 492
181, 183-184, 489, 492
145-151, 510, 552, 558-559;
perception, 444-446, 512, 555
145-151, 510, 552, 558-559;
perception, 444-446, 512, 555
5
5
98-94
98-94
228-231
228-231
439-443
439-443
341-343, 345, 390
341-343, 345, 390
93
93
261-262
261-262
6, 60, 94, 98, 113, 154, 325, 402-403, 416;
centers, 57-62
6, 60, 94, 98, 113, 154, 325, 402-403, 416;
centers, 57-62
29-33, 50, 52, 55, 64
29-33, 50, 52, 55, 64
507
507
253
253
20, 331
20, 331
56
56
14-15, 280, 283-285
14-15, 280, 283-285
254, 442
254, 442
44, 67
44, 67
22, 24, 26-27, 34, 40-41, 46-49, 188, 484-486, 500-501;
central, 48-49, 368, 371, 422, 468, 500, 528;
internal, 41, 47, 79, 119, 128, 132
22, 24, 26-27, 34, 40-41, 46-49, 188, 484-486, 500-501;
central, 48-49, 368, 371, 422, 468, 500, 528;
internal, 41, 47, 79, 119, 128, 132
482-483
482-483
162-163
162-163
246, 351
246, 351
114
114
563-564
563-564
533-535
533-535
166-169, 287, 516, 549
166-169, 287, 516, 549
299-301, 305, 311, 328, 400, 409-413, 430,
436-437, 498-499, 533;
stimulus, 298, 300, 303, 311, 368, 371-372, 376, 400-409, 416, 434, 568
299-301, 305, 311, 328, 400, 409-413, 430,
436-437, 498-499, 533;
stimulus, 298, 300, 303, 311, 368, 371-372, 376, 400-409, 416, 434, 568
546-650
546-650
505-508, 533, 566-567
505-508, 533, 566-567
155
155
114, 139, 148, 151, 160
114, 139, 148, 151, 160
127
127
257-260
257-260
476-479
476-479
383, 468, 505-507
383, 468, 505-507
444
444
34-35, 96, 414-416
34-35, 96, 414-416
376
376
555
555
189-190, 201-208, 224
189-190, 201-208, 224
522
522
learning of, 321-323
learning of, 321-323
553-554
553-554
141-142;
sense, 197-201, 224-225
141-142;
sense, 197-201, 224-225
68-85, 109-112, 116, 130-135, 137-169, 177, 257, 263, 299-301, 309, 348, 367, 382, 392-393, 408-409, 417, 483-499, 501-510, 512-516, 528-546, 561
68-85, 109-112, 116, 130-135, 137-169, 177, 257, 263, 299-301, 309, 348, 367, 382, 392-393, 408-409, 417, 483-499, 501-510, 512-516, 528-546, 561
272, 296
272, 296
347, 352, 397
347, 352, 397
3, 12, 14, 272-277, 281-283, 548
3, 12, 14, 272-277, 281-283, 548
56, 62, 64-65, 178
56, 62, 64-65, 178
48-49, 319-320
48-49, 319-320
441-443
441-443
79-81, 120-121, 139-140, 179
79-81, 120-121, 139-140, 179
20, 104, 171, 331, 418
20, 104, 171, 331, 418
539-541
539-541
489, 498-499
489, 498-499
123, 554
123, 554
231
231
438-439, 447
438-439, 447
186, 242, 270, 461
186, 242, 270, 461
50, 62, 63, 197-201;
spots, 198
50, 62, 63, 197-201;
spots, 198
486-497
486-497
360-363
360-363
89-102
89-102
316-317, 361-362
316-317, 361-362
112, 305, 309, 311, 313, 315, 335, 392, 409, 424, 426, 430, 462-465, 526
112, 305, 309, 311, 313, 315, 335, 392, 409, 424, 426, 430, 462-465, 526
324-325, 411-412, 518, 525-526, 537
324-325, 411-412, 518, 525-526, 537
265-266, 383-384, 506-508, 525-526, 562-565;
emotion, 118-119;
feeling, 172;
motive, 565-569;
retention, 348-349, 562
265-266, 383-384, 506-508, 525-526, 562-565;
emotion, 118-119;
feeling, 172;
motive, 565-569;
retention, 348-349, 562
346-348
346-348
of emotion, 125-127;
of instinct, 114, 144-145;
of reflexes, 125
of emotion, 125-127;
of instinct, 114, 144-145;
of reflexes, 125
530
530
23, 273, 298, 369, 447-448
23, 273, 298, 369, 447-448
473-475
473-475
area, 62;
images, 370;
perception, 441-443, 450;
sensations, 204-228, 231-234
area, 62;
images, 370;
perception, 441-443, 450;
sensations, 204-228, 231-234
370
370
93-94, 154
93-94, 154
298, 524-528
298, 524-528
231
231
95-97, 99, 153
95-97, 99, 153
74, 119-120, 343, 391
74, 119-120, 343, 391
171, 242, 418, 461
171, 242, 418, 461
19, 88, 331
19, 88, 331
20, 88, 117, 171, 307, 308, 331, 571
20, 88, 117, 171, 307, 308, 331, 571
243
243
449-450
449-450
448-450, 459-460
448-450, 459-460
571
571
295, 365
295, 365
32, 35-36, 56, 62
32, 35-36, 56, 62
20, 104, 522
20, 104, 522
343-346
343-346
523-550;
to learn, 346-348;
to live, 565
523-550;
to learn, 346-348;
to live, 565
496-497, 501-509, 565
496-497, 501-509, 565
blindness, 62;
deafness, 59
blindness, 62;
deafness, 59
497-499
497-499
184
184
104, 295
104, 295
220
220
147, 164, 495, 519
147, 164, 495, 519
459
459
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