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Transcriber's Note:

Transcriber's Note:

Every effort has been made to replicate this text as faithfully as possible. Some changes have been made. They are listed at the end of the text, apart from some changes of puctuation in the Index.

Every effort has been made to reproduce this text as accurately as possible. Some changes have been made. They are listed at the end of the text, along with some punctuation changes in the Index.


 

 

 

AN INTRODUCTION TO THE HISTORY OF SCIENCE

BY
WALTER LIBBY, M.A., Ph.D.

BY
WALTER LIBBY, M.A., Ph.D.

PROFESSOR OF THE HISTORY OF SCIENCE IN THE CARNEGIE INSTITUTE OF TECHNOLOGY

PROFESSOR OF THE HISTORY OF SCIENCE AT THE CARNEGIE INSTITUTE OF TECHNOLOGY

BOSTON NEW YORK CHICAGO

Boston, New York, Chicago

HOUGHTON MIFFLIN COMPANY

HOUGHTON MIFFLIN HARCOURT

The Riverside Press Cambridge

The Riverside Press, Cambridge


COPYRIGHT, 1917, BY WALTER LIBBY
ALL RIGHTS RESERVED

COPYRIGHT, 1917, BY WALTER LIBBY
ALL RIGHTS RESERVED

The Riverside Press
CAMBRIDGE. MASSACHUSETTS
U. S. A

The Riverside Press
Cambridge, MA
U.S.A.


TO MY STUDENTS OF THE LAST TWELVE YEARS IN THE CHICAGO AND PITTSBURGH DISTRICTS THIS BOOK IS INSCRIBED IN FURTHERANCE OF THE ENDEAVOR TO INCULCATE A DEMOCRATIC CULTURE, EVER MINDFUL OF THE DAILY TASK, NOT ALTOGETHER IGNORANT OF THE ACHIEVEMENTS OF THE PAST

TO MY STUDENTS FROM THE LAST TWELVE YEARS IN THE CHICAGO AND PITTSBURGH DISTRICTS, THIS BOOK IS DEDICATED TO SUPPORTING THE EFFORT TO PROMOTE A DEMOCRATIC CULTURE, ALWAYS MINDFUL OF THE DAILY CHALLENGES AND NOT COMPLETELY IGNORANT OF PAST ACHIEVEMENTS.


PREFACE

The history of science has something to offer to the humblest intelligence. It is a means of imparting a knowledge of scientific facts and principles to unschooled minds. At the same time it affords a simple method of school instruction. Those who understand a business or an institution best, as a contemporary writer on finance remarks, are those who have made it or grown up with it, and the next best thing is to know how it has grown up, and then watch or take part in its actual working. Generally speaking, we know best what we know in its origins.

The history of science has a lot to teach even the simplest minds. It provides a way to share scientific facts and principles with those who haven't had formal education. At the same time, it offers a straightforward approach to teaching in schools. As a modern writer on finance points out, the people who understand a business or institution the best are often those who built it or grew up with it. The next best thing is to learn how it developed and then observe or participate in how it operates today. In general, we have a better understanding of what we know when we understand its origins.

The history of science is an aid in scientific research. It places the student in the current of scientific thought, and gives him a clue to the purpose and necessity of the theories he is required to master. It presents science as the constant pursuit of truth rather than the formulation of truth long since revealed; it shows science as progressive rather than fixed, dynamic rather than static, a growth to which each may contribute. It does not paralyze the self-activity of youth by the record of an infallible past.

The history of science helps with scientific research. It puts the student in touch with current scientific ideas and gives them insight into the purpose and necessity of the theories they need to learn. It presents science as a continuous quest for truth rather than a collection of truths that were established long ago; it portrays science as evolving instead of unchanging, dynamic instead of static, a growth to which everyone can contribute. It doesn't stifle the creativity of young people by focusing on a flawless past.

It is only by teaching the sciences in their historical development that the schools can be true to the two principles of modern education, that the sciences should occupy the foremost place in the curriculum and that the individual mind in its evolution should rehearse the history of civilization.

It is only by teaching the sciences in their historical context that schools can truly adhere to the two key principles of modern education: first, that sciences should take the top spot in the curriculum, and second, that the individual mind, in its development, should reflect the history of civilization.

The history of science should be given a larger place than at present in general history; for, as[Pg vi] Bacon said, the history of the world without a history of learning is like a statue of Polyphemus with the eye out. The history of science studies the past for the sake of the future. It is a story of continuous progress. It is rich in biographical material. It shows the sciences in their interrelations, and saves the student from narrowness and premature specialization. It affords a unique approach to the study of philosophy. It gives new motive to the study of foreign languages. It gives an interest in the applications of knowledge, offers a clue to the complex civilization of the present, and renders the mind hospitable to new discoveries and inventions.

The history of science should have a more prominent role in general history than it currently does; as[Pg vi] Bacon put it, a history of the world without a history of learning is like a statue of Polyphemus missing its eye. The history of science looks at the past to benefit the future. It's a story of ongoing progress. It's full of biographical material. It shows how different sciences connect, helping students avoid narrow thinking and premature specialization. It provides a unique perspective for studying philosophy. It adds motivation for learning foreign languages. It sparks interest in how knowledge can be applied, offers insight into our complex modern civilization, and opens the mind to new discoveries and inventions.

The history of science is hostile to the spirit of caste. It shows the sciences rising from daily needs and occupations, formulated by philosophy, enriching philosophy, giving rise to new industries, which react in turn upon the sciences. The history of science reveals men of all grades of intelligence and of all social ranks coöperating in the cause of human progress. It is a basis of intellectual and social homogeneity.

The history of science goes against the idea of social classes. It shows that sciences develop from everyday needs and jobs, shaped by philosophy, which in turn enriches philosophy and leads to new industries that influence the sciences again. The history of science highlights people from all levels of intelligence and social backgrounds working together for human progress. It creates a foundation of intellectual and social unity.

Science is international, English, Germans, French, Italians, Russians—all nations—contributing to advance the general interests. Accordingly, a survey of the sciences tends to increase mutual respect, and to heighten the humanitarian sentiment. The history of science can be taught to people of all creeds and colors, and cannot fail to enhance in the breast of every young man, or woman, faith in human progress and good-will to all mankind.

Science knows no borders; people from all over the world, including English, Germans, French, Italians, and Russians, work together for the common good. As a result, exploring the sciences helps build mutual respect and strengthen humanitarian values. The history of science can be shared with everyone, regardless of their background, and it is bound to inspire every young person—whether man or woman—with a belief in human progress and goodwill toward all humanity.

This book is intended as a simple introduction, taking advantage of the interests of youth of from[Pg vii] seventeen to twenty-two years of age (and their intellectual compeers) in order to direct their attention to the story of the development of the sciences. It makes no claim to be in any sense complete or comprehensive. It is, therefore, a psychological introduction, having the mental capacity of a certain class of readers always in view, rather than a logical introduction, which would presuppose in all readers both full maturity of intellect and considerable initial interest in the history of science.

This book is designed as a straightforward introduction, capitalizing on the interests of young people between seventeen and twenty-two years old (and their intellectually curious peers) to draw their attention to the story of the development of the sciences. It doesn’t claim to be complete or comprehensive in any way. Instead, it serves as a psychological introduction, keeping in mind the mental capacity of a specific group of readers, rather than a logical introduction, which would assume that all readers have fully matured intellects and a significant initial interest in the history of science.

I cannot conclude this preface without thanking those who have assisted me in the preparation of this book—Sir William Osler, who read the first draft of the manuscript, and aided me with his counsel; Dr. Charles Singer, who read all the chapters in manuscript, and to whom I am indebted for advice in reference to the illustrations and for many other valuable suggestions; the officers of the Bodleian Library, whose courtesy was unfailing during the year I worked there; Professor Henry Crew, who helped in the revision of two of the chapters by his judicious criticism; Professor J. E. Rush, whose knowledge of bacteriology improved the chapter on Pasteur; Professor L. O. Grondahl, who read one of the chapters relating to the history of physics and suggested important emendations; and Dr. John A. Brashear, who contributed valuable information in reference to the activities of Samuel Pierpont Langley. I wish to express my gratitude also to Miss Florence Bonnet for aid in the correction of the manuscript.

I can’t wrap up this preface without thanking everyone who helped me put this book together—Sir William Osler, who read the first draft of the manuscript and offered me valuable advice; Dr. Charles Singer, who reviewed all the chapters in manuscript form and provided guidance on the illustrations and many other useful suggestions; the staff at the Bodleian Library, who were always courteous during the year I worked there; Professor Henry Crew, who helped revise two chapters with his thoughtful feedback; Professor J. E. Rush, whose expertise in bacteriology enhanced the chapter on Pasteur; Professor L. O. Grondahl, who read a chapter on the history of physics and suggested important edits; and Dr. John A. Brashear, who shared valuable information about the work of Samuel Pierpont Langley. I also want to thank Miss Florence Bonnet for her help with correcting the manuscript.

W. Libby.

W. Libby.

February 2, 1917.

February 2, 1917.


CONTENTS

I.  Science and Practical Needs—Egypt and Babylonia  1
II.  The Impact of Abstract Thinking—Greece: Aristotle  15
III.  Scientific Theories Subservient to Practical Use—Rome: Vitruvius  30
IV.  The Continuity of Science—The Medieval Church and the Arabs  43
V.  The Classification of the Sciences—Francis Bacon  57
VI.  Scientific Method—Gilbert, Galileo, Harvey, Descartes  72
VII.  Science as Measurement—Tycho Brahe, Kepler, Boyle  86
VIII.  Cooperation in Science—The Royal Society  99
IX.  Science and the Fight for Freedom—Benjamin Franklin  114
X.  The Collaboration of the Sciences—Werner, Hutton, Black, Hall, William Smith  129
XI.  Science and Religion—Kant, Lambert, Laplace, Sir William Herschel  142
XII.  The Reign of Law—Dalton, Joule  155[Pg x]
XIII.  The Scientist—Sir Humphry Davy  170
XIV.  Scientific Prediction—Discovering Neptune  184
XV.  Science and Travel—The Journey of the Beagle  197
XVI.  Science and War—Pasteur, Lister  213
XVII.  Science and Invention—Langley's Airplane  231
XVIII.  Scientific Hypothesis—Radioactive Materials  245
XIX.  The Science Imagination  258
XX.  Science and Democracy  270
  Index  283

ILLUSTRATIONS

Earliest known image of a surgical procedure. Egypt, 2500 BCE 6
St. Thomas Aquinas vs. Averroës 54
Dr. Gilbert demonstrating his electrical experiments to Queen Elizabeth and her court. 72
The Tichonic Quadrant 88
Wadham College, Oxford 104
Isaac Newton 112
John Dalton gathering Marsh Gas 162
The First Successful Heavier-than-air Aircraft 236

AN INTRODUCTION TO THE HISTORY OF SCIENCE

CHAPTER I

SCIENCE AND PRACTICAL NEEDS—EGYPT AND BABYLONIA

If you consult encyclopedias and special works in reference to the early history of any one of the sciences,—astronomy, geology, geometry, physiology, logic, or political science, for example,—you will find strongly emphasized the part played by the Greeks in the development of organized knowledge. Great, indeed, as we shall see in the next chapter, are the contributions to the growth of science of this highly rational and speculative people. It must be conceded, also, that the influence on Western science of civilizations earlier than theirs has come to us, to a considerable extent at least, through the channels of Greek literature.

If you look up encyclopedias and specialized texts about the early history of any science—like astronomy, geology, geometry, physiology, logic, or political science, for instance—you'll see how important the Greeks were in the development of organized knowledge. As we will explore in the next chapter, the contributions of this highly rational and speculative civilization to the advancement of science are indeed significant. It’s also important to acknowledge that the impact of earlier civilizations on Western science has largely reached us through Greek literature.

Nevertheless, if you seek the very origins of the sciences, you will inevitably be drawn to the banks of the Nile, and to the valleys of the Tigris and the Euphrates. Here, in Egypt, in Assyria and Babylonia, dwelt from very remote times nations whose genius was practical and religious rather than intellectual and theoretical, and whose mental life, therefore, was more akin to our own than was the highly evolved culture of the Greeks. Though more remote in time,[Pg 2] the wisdom and practical knowledge of Thebes and Memphis, Nineveh and Babylon, are more readily comprehended by our minds than the difficult speculations of Athenian philosophy.

However, if you're looking for the roots of science, you will inevitably find yourself at the banks of the Nile and in the valleys of the Tigris and Euphrates. Here, in Egypt, Assyria, and Babylonia, lived ancient nations whose intelligence was more practical and religious than intellectual and theoretical, making their way of thinking closer to ours than the highly developed culture of the Greeks. Though they are more distant in time,[Pg 2] the knowledge and wisdom of Thebes and Memphis, Nineveh and Babylon, are easier for us to understand than the complex ideas of Athenian philosophy.

Much that we have inherited from the earliest civilizations is so familiar, so homely, that we simply accept it, much as we may light, or air, or water, without analysis, without inquiry as to its origin, and without full recognition of how indispensable it is. Why are there seven days in the week, and not eight? Why are there sixty minutes in the hour, and why are there not sixty hours in the day? These artificial divisions of time are accepted so unquestioningly that to ask a reason for them may, to an indolent mind, seem almost absurd. This acceptance of a week of seven days and of an hour of sixty minutes (almost as if they were natural divisions of time like day and night) is owing to a tradition that is Babylonian in its origin. From the Old Testament (which is one of the greatest factors in preserving the continuity of human culture, and the only ancient book which speaks with authority concerning Babylonian history) we learn that Abraham, the progenitor of the Hebrews, migrated to the west from southern Babylonia about twenty-three hundred years before Christ. Even in that remote age, however, the Babylonians had established those divisions of time which are familiar to us. The seven days of the week were closely associated in men's thinking with the heavenly bodies. In our modern languages they are named after the sun, the moon, Mars, Mercury, Jupiter, Venus, and Saturn, which from the remotest times were personified and worshiped. Thus we see that[Pg 3] the usage of making seven days a unit of time depends on the religious belief and astronomical science of a very remote civilization. The usage is so completely established that by the majority it is simply taken for granted.

Much of what we’ve inherited from the earliest civilizations is so familiar and comfortable that we just accept it, much like we do light, air, or water, without questioning its origins or fully recognizing how essential it is. Why do we have seven days in a week instead of eight? Why is there an hour comprised of sixty minutes, and why aren’t there sixty hours in a day? These artificial divisions of time are accepted so unquestioningly that asking why might seem almost silly to a lazy mind. This acceptance of a week of seven days and an hour of sixty minutes (as if they were natural divisions of time like day and night) comes from a tradition that has Babylonian roots. From the Old Testament (which is one of the key texts in maintaining the continuity of human culture and the only ancient book that authoritatively discusses Babylonian history), we learn that Abraham, the ancestor of the Hebrews, moved west from southern Babylonia around twenty-three hundred years before Christ. Even back then, the Babylonians had already set up these familiar time divisions. The seven days of the week were closely linked in people’s minds with celestial bodies. In our modern languages, they are named after the sun, the moon, Mars, Mercury, Jupiter, Venus, and Saturn, which have been personified and worshiped since ancient times. Thus, we see that the custom of having seven days as a unit of time is based on the religious beliefs and astronomical knowledge of a very ancient civilization. It is so completely ingrained that most people take it for granted.

Another piece of commonplace knowledge—the cardinal points of the compass—may be accepted, likewise, without inquiry or without recognition of its importance. Unless thrown on your own resources in an unsettled country or on unknown waters, you may long fail to realize how indispensable to the practical conduct of life is the knowledge of east and west and north and south. In this matter, again, the records of ancient civilizations show the pains that were taken to fix these essentials of science. Modern excavations have demonstrated that the sides or the corners of the temples and palaces of Assyria and Babylonia were directed to the four cardinal points of the compass. In Egypt the pyramids, erected before 3000 B.C., were laid out with such strict regard to direction that the conjecture has been put forward that their main purpose was to establish, in a land of shifting sands, east and west and north and south. That conjecture seems extravagant; but the fact that the Phɶnicians studied astronomy merely because of its practical value in navigation, the early invention of the compass in China, the influence on discovery of the later improvements of the compass, make us realize the importance of the alleged purpose of the pyramids. Without fixed points, without something to go by, men, before they had acquired the elements of astronomy, were altogether at sea. As they advanced in knowledge they looked to the stars for[Pg 4] guidance, especially to the pole star and the imperishable star-group of the northern heavens. The Egyptians even developed an apparatus for telling the time by reference to the stars—a star-clock similar in its purpose to the sundial. By the Egyptians, also, was carefully observed the season of the year at which certain stars and constellations were visible at dawn. This was of special importance in the case of Sirius, for its heliacal rising, that is, the period when it rose in conjunction with the sun, marked the coming of the Nile flood (so important in the lives of the inhabitants) and the beginning of a new year. Not unnaturally Sirius was an object of worship. One temple is said to have been so constructed as to face that part of the eastern horizon at which this star arose at the critical season of inundation. Of another temple we are told that only at sunset at the time of the summer solstice did the sun throw its rays throughout the edifice. The fact that astronomy in Egypt as in Babylonia, where the temples were observatories, was closely associated with religion confirms the view that this science was first cultivated because of its bearing on the practical needs of the people. The priests were the preservers of such wisdom as had been accumulated in the course of man's immemorial struggle with the forces of nature.

Another piece of common knowledge—the cardinal points of the compass—can be accepted without questioning its importance. Unless you're relying on your own skills in an unfamiliar country or on unknown waters, you might not realize how essential knowing east, west, north, and south is for everyday life. Records from ancient civilizations show the effort put into establishing these scientific basics. Modern excavations have revealed that the sides or corners of Assyrian and Babylonian temples and palaces were aligned with the four cardinal points. In Egypt, the pyramids built before 3000 B.C. were accurately oriented that some suggest their main purpose was to define east, west, north, and south in a land of shifting sands. That idea might seem far-fetched, but the fact that the Phoenicians studied astronomy for its practical benefits in navigation, the early invention of the compass in China, and the advancements in compass technology highlight the importance of this alleged purpose of the pyramids. Without fixed reference points, humans, before mastering the basics of astronomy, were completely lost. As they gained knowledge, they turned to the stars for[Pg 4] guidance, especially the North Star and the unchanging star group in the northern sky. The Egyptians even created a device to tell time using the stars—a star-clock that served a similar purpose as a sundial. They also carefully tracked the time of year when specific stars and constellations were visible at dawn. This was particularly crucial for Sirius, whose heliacal rising, when it appeared with the sun, signaled the arrival of the Nile flood (which was vital for the local population) and the start of a new year. Naturally, Sirius was worshipped. One temple is said to have been designed to face the part of the eastern horizon where this star rose during the critical flood season. Another temple was noted to be illuminated by the sun only at sunset during the summer solstice. The close link between astronomy in Egypt and religion, as in Babylonia where temples served as observatories, supports the idea that this science was initially pursued due to its practical relevance for the people. The priests preserved the knowledge accumulated through humanity's long struggle against nature's forces.

It is well known that geometry had its origin in the valley of the Nile, that it arose to meet a practical need, and that it was in the first place, as its name implies, a measurement of the earth—a crude surveying, employed in the restoration of boundaries obliterated by the annual inundations of the river.[Pg 5] Egyptian geometry cared little for theory. It addressed itself to actual problems, such as determining the area of a square or triangular field from the length of the sides. To find the area of a circular field, or floor, or vessel, from the length of the diameter was rather beyond the science of 2000 B.C. This was, however, a practical problem which had to be solved, even if the solution were not perfect. The practice was to square the diameter reduced by one ninth.

It’s well known that geometry originated in the Nile Valley, emerging to address a practical need. As its name suggests, it was primarily about measuring the earth—a basic form of surveying used to restore boundaries washed away by the river's annual floods.[Pg 5] Egyptian geometry wasn’t concerned with theory. It focused on real issues, like figuring out the area of a square or triangular field based on the lengths of the sides. Finding the area of a circular field, floor, or vessel using the diameter was beyond the capabilities of science in 2000 BCE Nevertheless, this was a practical problem that needed a solution, even if the answer wasn't perfect. The common method was to square the diameter reduced by one ninth.

In all the Egyptian mathematics of which we have record there is to be observed a similar practical bent. In the construction of a temple or a pyramid not merely was it necessary to have regard to the points of the compass, but care must be taken to have the sides at right angles. This required the intervention of specialists, expert "rope-fasteners," who laid off a triangle by means of a rope divided into three parts, of three, four, and five units. The Babylonians followed much the same practice in fixing a right angle. In addition they learned how to bisect and trisect the angle. Hence we see in their designs and ornaments the division of the circle into twelve parts, a division which does not appear in Egyptian ornamentation till after the incursion of Babylonian influence.

In all the Egyptian mathematics we have on record, there’s a similar practical focus. When building a temple or a pyramid, it wasn’t just important to consider compass directions; they also had to ensure the sides were at right angles. This required the skills of specialists, expert "rope-fasteners," who created a triangle using a rope divided into three parts of three, four, and five units. The Babylonians used a similar method for determining a right angle. Additionally, they figured out how to bisect and trisect angles. This is why we see in their designs and decorations the division of the circle into twelve parts, a division that doesn’t appear in Egyptian designs until after Babylonian influence.

There is no need, however, to multiply examples; the tendency of all Egyptian mathematics was, as already stated, concerned with the practical solution of concrete problems—mensuration, the cubical contents of barns and granaries, the distribution of bread, the amounts of food required by men and animals in given numbers and for given periods of time, the proportions and the angle of elevation (about 52°) of a pyramid, etc. Moreover, they worked simple[Pg 6] equations involving one unknown, and had a hieroglyph for a million (the drawing of a man overcome with wonder), and another for ten million.

There’s no need to provide more examples; the focus of all Egyptian mathematics, as mentioned before, was on solving practical, real-world problems—measuring land, calculating the volume of barns and granaries, distributing bread, determining the amount of food needed for people and animals over specific time periods, finding the proportions and the angle of elevation (about 52°) of a pyramid, etc. Additionally, they worked with simple [Pg 6] equations containing one unknown and had a hieroglyph for a million (depicting a man in awe), and another for ten million.

The Rhind mathematical papyrus in the British Museum is the main source of our present knowledge of early Egyptian arithmetic, geometry, and of what might be called their trigonometry and algebra. It describes itself as "Instructions for arriving at the knowledge of all things, and of things obscure, and of all mysteries." It was copied by a priest about 1600 B.C.—the classical period of Egyptian culture—from a document seven hundred years older.

The Rhind mathematical papyrus in the British Museum is the primary source of what we know today about early Egyptian arithmetic, geometry, and what could be considered their trigonometry and algebra. It refers to itself as "Instructions for gaining knowledge of everything, including obscure matters and all mysteries." A priest copied it around 1600 B.C.—during the classical period of Egyptian culture—from a document that was seven hundred years older.

EARLIEST KNOWN IMAGE OF A SURGICAL PROCEDURE. EGYPT, 2500 B.C.

Medicine, which is almost certain to develop in the early history of a people in response to their urgent needs, has been justly called the foster-mother of many sciences. In the records of Egyptian medical practice can be traced the origin of chemistry, anatomy, physiology, and botany. Our most definite information concerning Egyptian medicine belongs to the same general period as the mathematical document to which we have just referred. It is true something is known of remoter times. The first physician of whom history has preserved the name, I-em-hetep (He-who-cometh-in-peace), lived about 4500 B.C. Recent researches have also brought to light, near Memphis, pictures, not later than 2500 B.C., of surgical operations. They were found sculptured on the doorposts at the entrance to the tomb of a high official of one of the Pharaohs. The patients, as shown in the accompanying illustration, are suffering pain, and, according to the inscription, one cries out, "Do this [and] let me go," and the other, "Don't hurt me so!" Our most satisfactory data in reference to Egyp[Pg 7]tian medicine are derived, however, from the Ebers papyrus. This document displays some little knowledge of the pulse in different parts of the body, of a relation between the heart and the other organs, and of the passage of the breath to the lungs (and heart). It contains a list of diseases. In the main it is a collection of prescriptions for the eyes, ears, stomach, to reduce tumors, effect purgation, etc. There is no evidence of a tendency to homeopathy, but mental healing seems to have been called into play by the use of numerous spells and incantations. Each prescription, as in medical practice to-day, contains as a rule several ingredients. Among the seven hundred recognized remedies are to be noted poppy, castor-oil, gentian, colchicum, squills, and many other familiar medicinal plants, as well as bicarbonate of soda, antimony, and salts of lead and copper. The fat of the lion, hippopotamus, crocodile, goose, serpent, and wild goat, in equal parts, served as a prescription for baldness. In the interests of his art the medical practitioner ransacked the resources of organic and inorganic nature. The Ebers papyrus shows that the Egyptians knew of the development of the beetle from the egg, of the blow-fly from the larva, and of the frog from the tadpole. Moreover, for precision in the use of medicaments weights of very small denominations were employed.

Medicine, which is likely to develop early in the history of a people in response to their urgent needs, has rightly been called the foster-mother of many sciences. The records of Egyptian medical practice trace the origins of chemistry, anatomy, physiology, and botany. Our most detailed information about Egyptian medicine comes from the same general period as the mathematical documents we've just mentioned. While we know some things about earlier times, the first physician whose name has been preserved in history is I-em-hetep (He-who-cometh-in-peace), who lived around 4500 BCE. Recent research has also uncovered pictures dating no later than 2500 B.C. that depict surgical operations. These were found carved on the doorposts at the entrance to the tomb of a high official from one of the Pharaohs. The patients, as shown in the illustration, appear to be in pain, and according to the inscription, one cries out, "Do this [and] let me go," while the other says, "Don't hurt me so!" However, our most reliable information about Egyptian medicine comes from the Ebers papyrus. This document shows some knowledge of the pulse in different parts of the body, the connection between the heart and other organs, and the flow of breath to the lungs (and heart). It includes a list of diseases and is mainly a collection of prescriptions for the eyes, ears, stomach, reducing tumors, purging, and more. There is no indication of a tendency towards homeopathy, but mental healing seems to have been utilized through numerous spells and incantations. Each prescription, like those in today's medical practice, usually contains several ingredients. Among the seven hundred recognized remedies are poppy, castor oil, gentian, colchicum, squills, and many other familiar medicinal plants, along with bicarbonate of soda, antimony, and salts of lead and copper. A mixture of fat from the lion, hippopotamus, crocodile, goose, serpent, and wild goat in equal parts was prescribed for baldness. To enhance their practice, medical practitioners explored the resources of both organic and inorganic nature. The Ebers papyrus indicates that the Egyptians understood the development of the beetle from the egg, the blow-fly from the larva, and the frog from the tadpole. Additionally, for accuracy in their use of medications, they employed weights of very small denominations.

The Egyptian embalmers relied on the preservative properties of common salt, wine, aromatics, myrrh, cassia, etc. By the use of linen smeared with gum they excluded all putrefactive agencies. They understood the virtue of extreme dryness in the exercise of their antiseptic art. Some knowledge of[Pg 8] anatomy was involved in the removal of the viscera, and much more in a particular method they followed in removing the brain.

The Egyptian embalmers used the preservative qualities of regular salt, wine, and aromatic substances like myrrh and cassia. They applied linen coated with gum to keep out all decay-causing agents. They knew the importance of extreme dryness in their antiseptic techniques. Some understanding of [Pg 8] anatomy was necessary for taking out the organs, and they used even more specific knowledge for their method of removing the brain.

In their various industries the Egyptians made use of gold, silver, bronze (which on analysis is found to consist of copper, tin, and a trace of lead, etc.), metallic iron and copper and their oxides, manganese, cobalt, alum, cinnabar, indigo, madder, brass, white lead, lampblack. There is clear evidence that they smelted iron ore as early as 3400 B.C. maintaining a blast by means of leather tread-bellows. They also contrived to temper the metal, and to make helmets, swords, lance-points, ploughs, tools, and other implements of iron. Besides metallurgy they practiced the arts of weaving, dyeing, distillation. They produced soap (from soda and oil), transparent and colored glass, enamel, and ceramics. They were skilled in the preparation of leather. They showed aptitude for painting, and for the other fine arts. They were expert builders, and possessed the engineering skill to erect obelisks weighing hundreds of tons. They cultivated numerous vegetables, grains, fruits, and flowers. They had many domestic animals. In seeking the satisfaction of their practical needs they laid the foundation of geometry, botany, chemistry (named, as some think, from the Egyptian Khem, the god of medicinal herbs), and other sciences. But their practical achievements far transcended their theoretical formulations. To all time they will be known as an artistic, noble, and religious people, who cherished their dead and would not allow that the good and beautiful and great should altogether pass away.

In their various industries, the Egyptians utilized gold, silver, bronze (which is made up of copper, tin, and a small amount of lead, etc.), metallic iron, copper and their oxides, manganese, cobalt, alum, cinnabar, indigo, madder, brass, white lead, and lampblack. There's clear evidence that they smelted iron ore as early as 3400 BCE, using leather bellows to maintain a blast. They also figured out how to temper the metal to create helmets, swords, lance points, plows, tools, and other iron implements. In addition to metallurgy, they practiced weaving, dyeing, and distillation. They produced soap (from soda and oil), both transparent and colored glass, enamel, and ceramics. They were skilled in leather preparation and showed talent in painting and other fine arts. They were expert builders and had the engineering skills to erect obelisks weighing hundreds of tons. They cultivated a wide variety of vegetables, grains, fruits, and flowers, and they kept many domestic animals. In their pursuit of practical needs, they laid the groundwork for geometry, botany, chemistry (named, as some believe, after the Egyptian Khem, the god of medicinal herbs), and other sciences. However, their practical achievements greatly surpassed their theoretical ideas. They will always be remembered as an artistic, noble, and religious people who valued their dead and made sure that the good, beautiful, and great would not be forgotten.

Excavations in Assyria and Babylonia, especially since 1843, have brought to our knowledge an ancient culture stretching back four or five thousand years before the beginning of the Christian era. The records of Assyria and Babylonia, like those of Egypt, are fragmentary and still in need of interpretation. Here again, however, it is the fundamental, the indispensable, the practical forms of knowledge that stand revealed rather than the theoretical, speculative, and purely intellectual.

Excavations in Assyria and Babylonia, especially since 1843, have uncovered an ancient culture that dates back four or five thousand years before the start of the Christian era. The records from Assyria and Babylonia, much like those from Egypt, are incomplete and still need interpretation. However, it is again the essential, necessary, and useful forms of knowledge that are revealed, rather than the theoretical, speculative, and purely intellectual.

By the Babylonian priests the heavens were made the object of expert observation as early as 3800 B.C. The length of the year, the length of the month, the coming of the seasons, the course of the sun in the heavens, the movements of the planets, the recurrence of eclipses, comets, and meteors, were studied with particular care. One motive was the need of a measurement of time, the same motive as underlies the common interest in the calendar and almanac. It was found that the year contained more than 365 days, the month (synodic) more than 29 days, 12 hours, and 44 minutes. The sun's apparent diameter was contained 720 times in the ecliptic, that is, in the apparent path of the sun through the heavens. Like the Egyptians, the Babylonians took special note of the stars and star-groups that were to be seen at dawn at different times of the year. These constellations, lying in the imaginary belt encircling the heavens on either side of the ecliptic, bore names corresponding to those we have adopted for the signs of the zodiac,—Balance, Ram, Bull, Twins, Scorpion, Archer, etc. The Babylonian astronomers also observed that the successive vernal (or autumnal)[Pg 10] equinoxes follow each other at intervals of a few seconds less than a year.

By the Babylonian priests, the heavens were closely observed as early as 3800 BCE. They studied the length of the year, the length of the month, the arrival of the seasons, the sun's path in the sky, the movements of the planets, and the recurrence of eclipses, comets, and meteors with great care. One reason for this was the need to measure time, similar to our interest in calendars and almanacs. They discovered that the year was longer than 365 days, and the synodic month was more than 29 days, 12 hours, and 44 minutes. The sun's apparent diameter fit into the ecliptic 720 times, which is the sun's apparent path through the sky. Like the Egyptians, the Babylonians paid attention to the stars and star groups visible at dawn at various times of the year. These constellations, located in the imaginary belt that circles the heavens on either side of the ecliptic, had names similar to those we use for the zodiac signs—Libra, Aries, Taurus, Gemini, Scorpio, Sagittarius, etc. The Babylonian astronomers also noticed that the successive vernal (or autumnal) [Pg 10] equinoxes occurred at intervals just a few seconds shorter than a year.

A second motive that influenced the Babylonian priests in studying the movements of the heavenly bodies was the hope of foretelling events. The planets, seen to shift their positions with reference to the other heavenly bodies, were called messengers, or angels. The appearance of Mars, perhaps on account of its reddish color, was associated in their imaginations with war. Comets, meteors, and eclipses were considered as omens portending pestilence, national disaster, or the fate of kings. The fortunes of individuals could be predicted from a knowledge of the aspect of the heavens at the hour of their birth. This interest in astrology, or divination by means of the stars, no doubt stimulated the priests to make careful observations and to preserve religiously the record of astronomical phenomena. It was even established that there is a cycle in which eclipses, solar and lunar, repeat themselves, a period (saros) somewhat more than eighteen years and eleven months. Moreover, from the Babylonians we derive some of our most sublime religious and scientific conceptions. They held that strict law governs the apparently erratic movements of the heavenly bodies. Their creation myth proclaims: "Merodach next arranged the stars in order, along with the sun and moon, and gave them laws which they were never to transgress."

A second reason that motivated the Babylonian priests to study the movements of celestial bodies was their hope of predicting events. The planets, which shifted their positions in relation to other heavenly bodies, were referred to as messengers or angels. Mars, likely due to its reddish hue, was linked in their minds to war. Comets, meteors, and eclipses were seen as signs foreshadowing disease, national calamity, or the fates of kings. They believed that an individual's fortunes could be predicted based on the position of the heavens at the time of their birth. This fascination with astrology, or divination through the stars, certainly inspired the priests to make detailed observations and to diligently record astronomical phenomena. It was even discovered that eclipses, both solar and lunar, follow a cycle that repeats every period (saros) of just over eighteen years and eleven months. Furthermore, we inherit some of our greatest religious and scientific ideas from the Babylonians. They believed that strict laws govern the seemingly random movements of celestial bodies. Their creation myth declares: "Merodach next arranged the stars in order, along with the sun and moon, and gave them laws which they were never to break."

The mathematical knowledge of the Babylonians is related on the one hand to their astronomy and on the other to their commercial pursuits. They possessed highly developed systems of measuring, weighing,[Pg 11] and counting—processes, which, as we shall see in the sequel, are essential to scientific thought. About 2300 B.C. they had multiplication tables running from 1 to 1350, which were probably used in connection with astronomical calculations. Unlike the Egyptians they had no symbol for a million, though the "ten thousand times ten thousand" of the Bible (Daniel VII: 10) may indicate that the conception of even larger numbers was not altogether foreign to them. They counted in sixties as well as in tens. Their hours and minutes had each sixty subdivisions. They divided the circle into six parts and into six-times-sixty subdivisions. Tables of squares and cubes discovered in southern Babylonia were interpreted correctly only on a sexagesimal basis, the statement that 1 plus 4 is the square of 8 implying that the first unit is 60. As we have already seen, considerable knowledge of geometry is apparent in Babylonian designs and constructions.

The mathematical knowledge of the Babylonians is connected to both their astronomy and their business activities. They had advanced systems for measuring, weighing,[Pg 11] and counting—processes that are essential to scientific reasoning, as we will see later. Around 2300 B.C.E., they created multiplication tables that went up to 1350, likely used for astronomical calculations. Unlike the Egyptians, they didn't have a symbol for a million, but the "ten thousand times ten thousand" in the Bible (Daniel VII: 10) suggests they were familiar with the idea of larger numbers. They counted using both base sixty and base ten. Their hours and minutes each had sixty subdivisions. They divided the circle into six parts and also into six times sixty subdivisions. Tables of squares and cubes found in southern Babylonia can only be accurately interpreted using a base-60 system; for example, the claim that 1 plus 4 equals the square of 8 implies that the first unit is 60. As we've seen, their designs and constructions reveal a significant understanding of geometry.

According to a Greek historian of the fifth century B.C., there were no physicians at Babylon, while a later Greek historian (of the first century B.C.) speaks of a Babylonian university which had attained celebrity, and which is now believed to have been a school of medicine. Modern research has made known letters by a physician addressed to an Assyrian king in the seventh century B.C. referring to the king's chief physician, giving directions for the treatment of a bleeding from the nose from which a friend of the prince was suffering, and reporting the probable recovery of a poor fellow whose eyes were diseased. Other letters from the same general period mention the presence of physicians at court. We have[Pg 12] even recovered the name (Ilu-bani) of a physician who lived in southern Babylonia about 2700 B.C. The most interesting information, however, in reference to Babylonian medicine dates from the time of Hammurabi, a contemporary of the patriarch Abraham. It appears from the code drawn up in the reign of that monarch that the Babylonian surgeons operated in case of cataract; that they were entitled to twenty silver shekels (half the sum for which Joseph was sold into slavery, and equivalent to seven or eight dollars) for a successful operation; and that in case the patient lost his life or his sight as the result of an unsuccessful operation, the surgeon was condemned to have his hands amputated.

According to a Greek historian from the fifth century B.C., there were no doctors in Babylon. However, a later Greek historian from the first century B.C. mentions a notable Babylonian university that is now thought to have been a medical school. Modern research has uncovered letters from a physician to an Assyrian king in the seventh century B.C. These letters reference the king's chief physician, providing instructions for treating a nosebleed suffered by a friend of the prince and reporting the likely recovery of a poor man with eye disease. Other letters from the same period indicate that there were physicians at court. We have even retrieved the name (Ilu-bani) of a physician who lived in southern Babylonia around 2700 B.C. The most intriguing information about Babylonian medicine, however, comes from the time of Hammurabi, a contemporary of the patriarch Abraham. The code established during his reign reveals that Babylonian surgeons performed cataract surgery; they were paid twenty silver shekels (half the amount for which Joseph was sold into slavery, equivalent to seven or eight dollars) for a successful operation. If a patient died or went blind due to an unsuccessful surgery, the surgeon faced the penalty of having their hands cut off.

The Babylonian records of medicine like those of astronomy reveal the prevalence of many superstitious beliefs. The spirits of evil bring maladies upon us; the gods heal the diseases that afflict us. The Babylonian books of medicine contained strange interminglings of prescription and incantation. The priests studied the livers of sacrificial animals in order to divine the thoughts of the gods—a practice which stimulated the study of anatomy. The maintenance of state menageries no doubt had a similar influence on the study of the natural history of animals.

The Babylonian records of medicine, much like those of astronomy, show that many superstitious beliefs were common. Evil spirits cause our illnesses, while the gods cure the diseases we suffer from. The Babylonian medical texts mixed prescriptions with incantations in unusual ways. Priests examined the livers of sacrificial animals to predict the gods' intentions—a practice that encouraged the study of anatomy. The upkeep of royal zoos likely had a similar effect on the exploration of animal natural history.

The Babylonians were a nation of agriculturists and merchants. Sargon of Akkad, who founded the first Semitic empire in Asia (3800 B.C.), was brought up by an irrigator, and was himself a gardener. Belshazzar, the son of the last Babylonian king, dealt in wool on a considerable scale. Excavation in the land watered by the Tigris and Euphrates tells the tale of the money-lenders, importers, dyers, fullers,[Pg 13] tanners, saddlers, smiths, carpenters, shoemakers, stonecutters, ivory-cutters, brickmakers, porcelain-makers, potters, vintners, sailors, butchers, engineers, architects, painters, sculptors, musicians, dealers in rugs, clothing and fabrics, who contributed to the culture of this great historic people. It is not surprising that science should find its matrix in so rich a civilization.

The Babylonians were a society of farmers and traders. Sargon of Akkad, who established the first Semitic empire in Asia (3800 BCE), was raised by an irrigator and worked as a gardener himself. Belshazzar, the son of the last Babylonian king, was heavily involved in the wool trade. Excavations in the region served by the Tigris and Euphrates rivers reveal the presence of moneylenders, importers, dyers, fullers,[Pg 13] tanners, saddlers, smiths, carpenters, shoemakers, stonecutters, ivory-cutters, brickmakers, porcelain-makers, potters, vintners, sailors, butchers, engineers, architects, painters, sculptors, musicians, and dealers in rugs, clothing, and fabrics, all of whom contributed to the culture of this great historic civilization. It's not surprising that science emerged in such a rich culture.

The lever and the pulley, lathes, picks, saws, hammers, bronze operating-lances, sundials, water-clocks, the gnomon (a vertical pillar for determining the sun's altitude) were in use. Gem-cutting was highly developed as early as 3800 B.C. The Babylonians made use of copper hardened with antimony and tin, lead, incised shells, glass, alabaster, lapis-lazuli, silver, and gold. Iron was not employed before the period of contact with Egyptian civilization. Their buildings were furnished with systems of drains and flushes that seem to us altogether modern. Our museums are enriched by specimens of their handicraft—realistic statuary in dolerite of 2700 B.C.; rock crystal worked to the form of a plano-convex lens, 3800 B.C.; a beautiful silver vase of the period 3950 B.C.; and the head of a goat in copper about 4000 B.C.

The lever and pulley, lathes, picks, saws, hammers, bronze operating lances, sundials, water clocks, and the gnomon (a vertical pillar used to determine the sun's altitude) were all in use. Gem-cutting was advanced as early as 3800 BCE The Babylonians used copper mixed with antimony and tin, lead, engraved shells, glass, alabaster, lapis lazuli, silver, and gold. Iron wasn't used until they came into contact with Egyptian civilization. Their buildings were equipped with drainage and flushing systems that seem very modern to us. Our museums showcase their craftsmanship—realistic statues made of dolerite dating back to 2700 BCE; rock crystal shaped into a plano-convex lens from 3800 BCE; a beautiful silver vase from 3950 BCE; and a copper head of a goat from around 4000 BCE

Excavation has not disclosed nor scholarship interpreted the full record of this ancient people in the valley of the Tigris and the Euphrates, not far from the Gulf of Persia, superior in religious inspiration, not inferior in practical achievements to the Egyptians. Both these great nations of antiquity, however, failed to carry the sciences that arose in connection with their arts to a high degree of generalization. That was reserved for another people of ancient times, namely, the Greeks.

Excavation hasn't revealed and scholarship hasn't interpreted the complete history of this ancient civilization in the valley of the Tigris and Euphrates, not far from the Persian Gulf, which was rich in religious inspiration and comparable in practical achievements to the Egyptians. However, both of these great ancient nations fell short of advancing the sciences that developed alongside their arts to a high level of generalization. That achievement was left to another ancient civilization, specifically, the Greeks.

REFERENCES

F. H. Garrison, An Introduction to the History of Medicine.

F. H. Garrison, An Introduction to the History of Medicine.

H. V. Hilprecht, Excavations in Assyria and Babylonia.

H. V. Hilprecht, Excavations in Assyria and Babylonia.

Max Neuburger, History of Medicine.

Max Neuburger, *History of Medicine*.

A. H. Sayce, Babylonians and Assyrians.

A. H. Sayce, *Babylonians and Assyrians*.


CHAPTER II

THE INFLUENCE OF ABSTRACT THOUGHT—GREECE: ARISTOTLE

No sooner did the Greeks turn their attention to the sciences which had originated in Egypt and Babylonia than the characteristic intellectual quality of the Hellenic genius revealed itself. Thales (640-546 B.C.), who is usually regarded as the first of the Greek philosophers, was the founder of Greek geometry and astronomy. He was one of the seven "wise men" of Greece, and might be called the Benjamin Franklin of antiquity, for he was interested in commerce, famous for political sagacity, and honored for his disinterested love of general truth. His birthplace was Miletus, a Greek city on the coast of Asia Minor. There is evidence that he acquired a knowledge of Babylonian astronomy. The pursuit of commerce carried him to Egypt, and there he gained a knowledge of geometry. Not only so, but he was able to advance this study by generalizing and formulating its truths. For the Egyptians, geometry was concerned with surfaces and dimensions, with areas and cubical contents; for the Greek, with his powers of abstraction, it became a study of line and angle. For example, Thales saw that the angles at the base of an isosceles triangle are equal, and that when two straight lines cut one another the vertically opposite angles are equal. However, after having established general principles, he showed him[Pg 16]self capable of applying them to the solution of particular problems. In the presence of the Egyptian priests, to which class he was solely indebted for instruction, Thales demonstrated a method of measuring the height of a pyramid by reference to its shadow. And again, on the basis of his knowledge of the relation of the sides of a triangle to its angles, he developed a practical rule for ascertaining the distance of a ship from the shore.

No sooner did the Greeks start focusing on the sciences that developed in Egypt and Babylonia than the distinct intellectual quality of the Hellenic genius emerged. Thales (640-546 B.C.), often considered the first Greek philosopher, was the founder of Greek geometry and astronomy. He was one of the seven "wise men" of Greece and could be seen as the Benjamin Franklin of antiquity, as he was involved in commerce, known for his political wisdom, and respected for his genuine love of truth. He was born in Miletus, a Greek city on the coast of Asia Minor. Evidence suggests he learned about Babylonian astronomy. His pursuit of commerce took him to Egypt, where he gained knowledge of geometry. Not only that, but he also advanced the study by generalizing and formulating its principles. For the Egyptians, geometry focused on surfaces and dimensions, like areas and volumes; for the Greeks, with their ability to abstract, it became a study of lines and angles. For instance, Thales recognized that the angles at the base of an isosceles triangle are equal and that vertically opposite angles are equal when two straight lines intersect. After establishing these general principles, he was also capable of applying them to solve specific problems. In front of the Egyptian priests, from whom he was solely reliant for instruction, Thales demonstrated a method for measuring the height of a pyramid using its shadow. Additionally, based on his understanding of the relationship between the sides of a triangle and its angles, he developed a practical rule for figuring out the distance of a ship from the shore.

The philosophical mind of Thales laid hold, no doubt, of some of the essentials of astronomical science. The particulars usually brought forward to prove his originality tend rather to show his indebtedness to the Babylonians. The number of days in the year, the length of the synodic month, the relation of the sun's apparent diameter to the ecliptic, the times of recurrence of eclipses, were matters that had long been known to the Babylonians, as well as to the Chinese. However, he aroused great interest in astronomy among the Greeks by the prediction of a solar eclipse. This was probably the eclipse of 585 B.C., which interrupted a fierce battle between the Medes and the Lydians. The advice of Thales to mariners to steer by the Lesser Bear, as nearer the pole, rather than by the Great Bear, shows also that in his astronomical studies as in his geometrical he was not indifferent to the applications of scientific knowledge.

The philosophical insights of Thales clearly grasped some of the key elements of astronomical science. The details often cited to highlight his originality actually indicate his reliance on Babylonian knowledge. The number of days in a year, the duration of the synodic month, the relationship between the sun's apparent size and the ecliptic, and the timing of eclipses were all things that the Babylonians, as well as the Chinese, had known for a long time. Nonetheless, he sparked significant interest in astronomy among the Greeks by predicting a solar eclipse. This was likely the eclipse of 585 BCE, which interrupted a fierce battle between the Medes and the Lydians. Thales's advice to sailors to navigate by the Lesser Bear, being closer to the North Pole, rather than by the Great Bear, also indicates that in his astronomical studies, just like in his geometric work, he was mindful of practical applications of scientific knowledge.

In fact, some writers maintain that Thales was not a philosopher at all, but rather an astronomer and engineer. We know very little of his purely speculative thought. We do know, however, that he arrived at a generalization—fantastic to most minds[Pg 17]—that all things are water. Attempts have been made to add to this statement, and to explain it away. Its great interest for the history of thought lies in the fact that it is the result of seeking the constant in the variable, the unitary principle in the multiple phenomena of nature. This abstract and general view (though perhaps suggested by the Babylonian belief that the world originated in a watery chaos, or by the teaching of Egyptian priests) was preëminently Greek, and was the first of a series of attempts to discover the basis or origin of all things. One of the followers of Thales taught that air was the fundamental principle; while Heraclitus, anticipating to some extent modern theories of the origin of the cosmos, declared in favor of a fiery vapor subject to ceaseless change. Empedocles, the great philosopher-physician, first set forth the doctrine of the four elements—earth, air, fire, and water. For Democritus indivisible particles or atoms are fundamental to all phenomena. It is evident that the theory of Thales was a starting point for Greek abstract thought, and that his inclination to seek out principles and general laws accounts for his influence on the development both of philosophy and the sciences.

In fact, some writers argue that Thales wasn’t really a philosopher but more of an astronomer and engineer. We know very little about his purely theoretical ideas. However, we do know that he came up with a generalization—seemingly outrageous to many—claiming that everything is made of water. There have been attempts to elaborate on this statement and to interpret it differently. Its significance in the history of thought lies in the fact that it stems from the pursuit of finding the constant within the changing, the unifying principle in the diverse phenomena of nature. This abstract and general perspective (which may have been inspired by Babylonian beliefs about the world starting from watery chaos or teachings of Egyptian priests) was distinctly Greek, marking the first of many efforts to identify the basis or origin of all things. One of Thales' followers suggested that air was the fundamental principle; meanwhile, Heraclitus, somewhat anticipating modern theories about the origin of the universe, argued in favor of a fiery vapor constantly in flux. Empedocles, the renowned philosopher-physician, was the first to propose the doctrine of the four elements—earth, air, fire, and water. For Democritus, indivisible particles or atoms are fundamental to all phenomena. It’s clear that Thales’ theory was a foundational point for Greek abstract thought, and his drive to uncover principles and universal laws explains his influence on the development of both philosophy and the sciences.

Pythagoras, on the advice of Thales, visited Egypt in the pursuit of mathematics. There is reason to believe that he also visited Babylonia. For him and his followers mathematics became a philosophy—almost a religion. They had discovered (by experimenting with the monochord, the first piece of physical-laboratory apparatus, consisting of a tense harpstring with a movable bridge) the effect on the[Pg 18] tone of the string of a musical instrument when the length is reduced by one half, and also that strings of like thickness and under equal tension yield harmonious tones when their lengths are related as 1:2, 2:3, 3:4, 4:5. The Pythagoreans drew from this the extravagant inference that the heavenly bodies would be in distance from the earth as 1, 2, 3, 4, 5, etc. Much of their theory must seem to the modern mind merely fanciful and unsupported speculation. At the same time it is only just to this school of philosophers to recognize that their assumption that simple mathematical relationships govern the phenomena of nature has had an immense influence on the advance of the sciences. Whether their fanaticism for number was owing to the influence of Egyptian priests or had an Oriental origin, it gave to the Pythagoreans an enthusiasm for pure mathematics. They disregarded the bearing of their science on the practical needs of life. Old problems like squaring the circle, trisecting the angle, and doubling the cube, were now attempted in a new spirit and with fresh vigor. The first, second, and fourth books of Euclid are largely of Pythagorean origin. For solid geometry as a science we are also indebted to this sect of number-worshipers. One of them (Archytas, 428-347 B.C., a friend of Plato) was the first to apply geometry to mechanics. We see again here, as in the case of Thales, that the love of abstract thought, the pursuit of science as science, did not interfere with ultimate practical applications.

Pythagoras, following Thales' advice, traveled to Egypt to study mathematics. It's also likely he went to Babylon. For him and his followers, math became a philosophy—almost a religion. They discovered, through experimenting with the monochord—a device made of a tight harp string with a movable bridge—the effect on the[Pg 18] tone of a string when its length is halved. They found that strings of the same thickness under equal tension produce harmonious tones when their lengths are in the ratios of 1:2, 2:3, 3:4, and 4:5. The Pythagoreans drew the far-fetched conclusion that the distances of celestial bodies from the earth followed the pattern 1, 2, 3, 4, 5, and so on. Much of their theory may seem to modern thinkers as merely imaginative and unfounded speculation. However, it's fair to acknowledge that their belief in simple mathematical relationships governing natural phenomena has greatly influenced scientific progress. Whether their obsession with numbers stemmed from Egyptian priests or had an Eastern origin, it fueled the Pythagoreans' passion for pure mathematics. They overlooked how their science could address practical life needs. Classic problems like squaring the circle, trisecting angles, and doubling the cube were pursued with newfound energy and spirit. The first, second, and fourth books of Euclid are mostly derived from Pythagorean thought. We also owe the development of solid geometry as a science to this group of number enthusiasts. One of them, Archytas (428-347 BCE, a friend of Plato), was the first to apply geometry to mechanics. Here again, as with Thales, the love for abstract thought and the pursuit of science for its own sake did not hinder practical applications.

Plato (429-347 B.C.), like many other Greek philosophers, traveled extensively, visiting Asia[Pg 19] Minor, Egypt, and Lower Italy, where Pythagorean influence was particularly strong. His chief interest lay in speculation. For him there were two worlds, the world of sense and the world of ideas. The senses deceive us; therefore, the philosopher should turn his back upon the world of sensible impressions, and develop the reason. In his Dialogues he outlined a course of training and study, the professed object of which was to educate a class of philosophers. (Strange to say, Plato's curriculum, planned originally for the intellectual élite, still dictates in our schools the education of millions of boys and girls whose careers do not call for a training merely of the reason.)

Plato (429-347 BCE), like many other Greek philosophers, traveled a lot, visiting Asia[Pg 19] Minor, Egypt, and Lower Italy, where Pythagorean influence was particularly strong. His main interest was in speculation. He believed there were two worlds: the world of senses and the world of ideas. The senses can mislead us; so, the philosopher should ignore the world of sensory impressions and focus on developing reason. In his Dialogues, he outlined a path for training and study, aimed at educating a group of philosophers. (Interestingly, Plato's curriculum, originally designed for the intellectual élite, still shapes the education of millions of boys and girls in our schools, even though their careers may not require just a training of reason.)

Over the porch of his school, the Academy at Athens, were inscribed the words, "Let no one who is unacquainted with geometry enter here." It was not because it was useful in everyday life that Plato laid such insistence on this study, but because it increased the students' powers of abstraction and trained the mind to correct and vigorous thinking. From his point of view the chief good of geometry is lost unless we can through it withdraw the mind from the particular and the material. He delighted in clearness of conception. His main scientific interest was in astronomy and mathematics. We owe to him the definition of a line as "length without breadth," and the formulation of the axiom, "Equals subtracted from equals leave equals."

Over the entrance of his school, the Academy in Athens, were the words, "Let no one who doesn’t know geometry enter here." Plato emphasized this subject not because it was practical in daily life, but because it enhanced students' ability to think abstractly and trained their minds for clear and strong reasoning. From his perspective, the main benefit of geometry is lost unless we can use it to elevate the mind beyond the specific and material. He took pleasure in having a clear understanding of concepts. His primary scientific interests were in astronomy and mathematics. We credit him with defining a line as "length without width," and for the axiom, "Subtracting equals leaves equals."

Plato had an immediate influence in stimulating mathematical studies, and has been called a maker of mathematicians. Euclid, who was active at Alexandria toward the end of the fourth century B.C., was not one of Plato's immediate disciples but shared the[Pg 20] great philosopher's point of view. The story is told that one of his pupils, arrived perhaps at the pons asinorum, asked, "What do I get by learning these things?" Euclid, calling his servant, said, "Give him sixpence, since he must make gain out of what he learns." Adults were also found, even among the nimble-witted Greeks, to whom abstract reasoning was not altogether congenial. This is attested by the familiar story of Ptolemy, King of Egypt, who once asked Euclid whether geometry could not be learned in some easier way than by studying the geometer's book, The Elements. To this the schoolmaster replied, "There is no royal road to geometry." For the academic intelligence abstract and abstruse mathematics are tonic and an end in themselves. As already stated, their ultimate practical value is also immense. One of Plato's associates, working under his direction, investigated the curves produced by cutting cones of different kinds in a certain plane. These curves—the ellipse, the parabola, hyperbola—play a large part in the subsequent history of astronomy and mechanics. Another Platonist made the first measurement of the earth's circumference.

Plato had a direct impact on encouraging mathematical studies and is often called a creator of mathematicians. Euclid, who was active in Alexandria towards the end of the fourth century B.C., wasn't one of Plato's direct students but shared the[Pg 20] great philosopher's perspective. The story goes that one of his students, reaching what is known as the pons asinorum, asked, "What's the benefit of learning this stuff?" Euclid, calling his servant, replied, "Give him sixpence, since he should profit from what he learns." Even among the quick-minded Greeks, there were adults who found abstract reasoning challenging. This is illustrated by the well-known story of Ptolemy, King of Egypt, who once asked Euclid if geometry couldn't be learned in a simpler way than through studying the geometer's book, The Elements. The teacher responded, "There is no royal road to geometry." For those with academic intelligence, abstract and complex mathematics are invigorating and valued in themselves. As mentioned before, their ultimate practical value is also significant. One of Plato's associates, working under his guidance, studied the curves formed by slicing different types of cones in a particular plane. These curves—the ellipse, the parabola, and hyperbola—play a crucial role in the later development of astronomy and mechanics. Another Platonist was the first to measure the earth's circumference.

Aristotle, the greatest pupil of Plato, was born at Stagira in 384 B.C. He came of a family of physicians, was trained for the medical profession, and had his attention early directed to natural phenomena. He entered the Academy at Athens about 367 B.C., and studied there till the death of Plato twenty years later. He was a diligent but, as was natural, considering the character of his early education, by no means a passive student. Plato said that Aristotle reacted against his instructor as a vigorous colt kicks[Pg 21] the mother that nourishes it. The physician's son did not accept without modification the view that the philosopher should turn his back upon the things of sense. He had been trained in the physical science of the time, and believed in the reality of concrete things. At the same time he absorbed what he found of value in his master's teachings. He thought that science did not consist in a mere study of individual things, but that we must pass on to a formulation of general principles and then return to a study of the concrete. His was a great systematizing intellect, which has left its imprint on nearly every department of knowledge. Physical astronomy, physical geography, meteorology, physics, chemistry, geology, botany, anatomy, physiology, embryology, and zoölogy were enriched by his teaching. It was through him that logic, ethics, psychology, rhetoric, æsthetics, political science, zoölogy (especially ichthyology), first received systematic treatment. As a great modern philosopher has said, Aristotle pressed his way through the mass of things knowable, and subjected its diversity to the power of his thought. No wonder that for ages he was known as "The Philosopher," master of those who know. His purpose was to comprehend, to define, to classify the phenomena of organic and inorganic nature, to systematize the knowledge of his own time.

Aristotle, Plato's most famous student, was born in Stagira in 384 BCE. He came from a family of doctors, was trained for a career in medicine, and was drawn to natural phenomena from an early age. He joined the Academy in Athens around 367 BCE and studied there until Plato's death twenty years later. He was a dedicated student but, given his early education, certainly not a passive one. Plato remarked that Aristotle rebelled against his teacher like a spirited colt kicks at the mother that nurtures it[Pg 21]. The physician's son did not blindly accept the idea that philosophers should ignore sensory experiences. He had been educated in the physical sciences of his time and believed in the reality of tangible things. At the same time, he valued what he learned from his mentor. He believed that science wasn't just about studying individual cases but that it required us to formulate general principles before returning to the concrete. He had an exceptional systematizing mind, which has influenced nearly every area of knowledge. His teachings enriched fields like physical astronomy, physical geography, meteorology, physics, chemistry, geology, botany, anatomy, physiology, embryology, and zoology. He also provided the first systematic approaches to logic, ethics, psychology, rhetoric, aesthetics, political science, and zoology (especially ichthyology). As a great modern philosopher pointed out, Aristotle navigated through the vast array of knowledge, organizing its diversity with the power of his thought. It’s no surprise that for centuries he was known simply as "The Philosopher," the master of those who seek knowledge. His goal was to understand, define, and categorize the phenomena of both organic and inorganic nature, organizing the knowledge of his era.

Twenty years' apprenticeship in the school of Plato had sharpened his logical powers and added to his stock of general ideas, but had not taught him to distrust his senses. When we say that our eyes deceive us, we really confess that we have misinterpreted the data that our sight has furnished. Properly to know[Pg 22] involves the right use of the senses as well as the right use of reason. The advance of science depends on the development both of speculation and observation. Aristotle advised investigators to make sure of the facts before seeking the explanation of the facts. Where preconceived theory was at variance with observed facts, the former must of course give way. Though it has been said that while Plato was a dreamer, Aristotle was a thinker, yet it must be acknowledged in qualification that Plato often showed genuine knowledge of natural phenomena in anatomy and other departments of study, and that Aristotle was carried away at times by his own presuppositions, or failed to bring his theories to the test of observation. The Stagirite held that the velocity of falling bodies is proportional to their weight, that the function of the diaphragm is to divide the region of the nobler from that of the animal passions, and that the brain is intended to act in opposition to the heart, the brain being formed of earthy and watery material, which brings about a cooling effect. The theory of the four elements—the hot, the cold, the moist, the dry—led to dogmatic statements with little attempt at verification. From the standpoint of modern studies it is easy to point out the mistakes of Aristotle even. Science is progressive, not infallible.

Twenty years of studying under Plato sharpened his logical skills and expanded his general knowledge, but it didn’t teach him to distrust his senses. When we say our eyes deceive us, we’re really admitting that we’ve misinterpreted the information that our sight provides. To truly understand[Pg 22] requires using both our senses and our reasoning correctly. The progress of science depends on both speculation and observation. Aristotle encouraged researchers to confirm the facts before trying to explain them. When a pre-existing theory conflicted with observed facts, the theory had to give way, of course. Although it’s been said that Plato was a dreamer and Aristotle a thinker, it's important to recognize that Plato often demonstrated genuine understanding of natural phenomena in areas like anatomy and other fields, while Aristotle was sometimes swayed by his own assumptions or didn’t test his theories against observation. The Stagirite believed that the speed of falling objects is proportional to their weight, that the diaphragm separates higher from lower passions, and that the brain functions against the heart, with the brain made of earthy and watery materials that create a cooling effect. His theory of the four elements—the hot, the cold, the moist, and the dry—led to definitive claims with little effort made for verification. From the perspective of modern studies, it’s easy to identify Aristotle's errors. Science is progressive, not infallible.

In his own time he was rather reproached for what was considered an undignified and sordid familiarity with observed facts. His critics said that having squandered his patrimony, he had served in the army, and, failing there, had become a seller of drugs. His observations on the effects of heat seem to have been drawn from the common processes of the home and[Pg 23] the workshop. Even in the ripening of fruits heat appears to him to have a cooking effect. Heat distorts articles made of potters' clay after they have been hardened by cold. Again we find him describing the manufacture of potash and of steel. He is not disdainful of the study of the lower animals, but invites us to investigate all forms in the expectancy of discovering something natural and beautiful. In a similar spirit of scientific curiosity the Aristotelian work The Problems studies the principle of the lever, the rudder, the wheel and axle, the forceps, the balance, the beam, the wedge, as well as other mechanical principles.

In his time, he was criticized for what many saw as an undignified and questionable familiarity with observable facts. His critics claimed that after wasting his inheritance, he served in the army, and when that didn't work out, he became a seller of drugs. His observations on the effects of heat seem to come from everyday processes at home and[Pg 23] in the workshop. Even when fruits ripen, he sees heat as having a cooking effect. Heat distorts items made from potter's clay after they’ve been hardened by cold. He also describes the production of potash and steel. He doesn't dismiss the study of lower animals and encourages us to explore all forms in hopes of discovering something natural and beautiful. In a similar spirit of scientific curiosity, the Aristotelian work The Problems examines principles like the lever, the rudder, the wheel and axle, the forceps, the balance, the beam, and the wedge, among other mechanical principles.

In Aristotle, in fact, we find a mind exceptionally able to form clear ideas, and at the same time to observe the rich variety of nature. He paid homage both to the multiplicity and the uniformity of nature, the wealth of the phenomena and the simplicity of the law explaining the phenomena. Many general and abstract ideas (category, energy, entomology, essence, mean between extremes, metaphysics, meteorology, motive, natural history, principle, syllogism) have through the influence of Aristotle become the common property of educated people the world over.

In Aristotle, we find a mind that can clearly articulate ideas while also appreciating the rich diversity of nature. He recognized both the complexity and the consistency of nature, along with the abundance of phenomena and the simplicity of the laws that explain them. Many general and abstract concepts (like category, energy, entomology, essence, mean between extremes, metaphysics, meteorology, motive, natural history, principle, syllogism) have, thanks to Aristotle's influence, become common knowledge among educated people everywhere.

Plato was a mathematician and an astronomer. Aristotle was first and foremost a biologist. His books treated the history of animals, the parts of animals, the locomotion of animals, the generation of animals, respiration, life and death, length and shortness of life, youth and old age. His psychology is, like that of the present day, a biological psychology. In his contributions to biological science is mani[Pg 24]fested his characteristic inclination to be at once abstract and concrete. His works display a knowledge of over five hundred living forms. He dissected specimens of fifty different species of animals. One might mention especially his minute knowledge of the sea-urchin, of the murex (source of the famous Tyrian dye), of the chameleon, of the habits of the torpedo, the so-called fishing-frog, and nest-making fishes, as well as of the manner of reproduction of whales and certain species of sharks. One of his chief contributions to anatomy is the description of the heart and of the arrangement of the blood-vessels. A repugnance to the dissection of the human body seems to have checked to some extent his curiosity in reference to the anatomy of man, but he was acquainted with the structure of the internal ear, the passage leading from the pharynx to the middle ear, and the two outer membranes of the brain of man. Aristotle's genius did not permit him to get lost in the mere details of observed phenomena. He recognized resemblances and differences between the various species, classified animals as belonging to two large groups, distinguished whales and dolphins from fishes, recognized the family likeness of the domestic pigeon, the wood pigeon, the rock pigeon, and the turtle dove. He laid down the characteristics of the class of invertebrates to which octopus and sepia belong. Man takes a place in Aristotle's system of nature as a social animal, the highest type of the whole series of living beings, characterized by certain powers of recall, reason, deliberation. Of course it was not to be expected that Aristotle should work out a fully satisfactory classification of all the varieties of plants[Pg 25] and animals known to him. Yet his purpose and method mark him as the father of natural science. He had the eye to observe and the mind to grasp the relationships and the import of what he observed. His attempt to classify animals according to the nature of their teeth (dentition) has been criticized as unsuccessful, but this principle of classification is still of use, and may be regarded as typical of his mind, at once careful and comprehensive.

Plato was a mathematician and an astronomer. Aristotle was primarily a biologist. His writings covered the history of animals, their anatomy, how they move, how they reproduce, respiration, life and death, lifespan, and the differences between youth and old age. His approach to psychology was, like today, biological. In his contributions to biological science, he showed his unique ability to be both abstract and concrete. His works reveal knowledge of over five hundred living species. He dissected specimens from fifty different animal species. Notably, he had detailed knowledge about the sea urchin, the murex (the source of the famous Tyrian dye), the chameleon, the habits of the torpedo fish, the so-called fishing frog, and nest-building fish, along with the reproduction of whales and certain shark species. One of his main contributions to anatomy is the description of the heart and the arrangement of blood vessels. A reluctance to dissect human bodies seems to have limited his exploration of human anatomy, but he did understand the structure of the inner ear, the canal from the pharynx to the middle ear, and the two outer membranes of the human brain. Aristotle's brilliance kept him from getting lost in just the details of his observations. He identified similarities and differences among various species, classified animals into two large groups, and distinguished whales and dolphins from fish. He recognized the family resemblance between domestic pigeons, wood pigeons, rock pigeons, and turtle doves. He established characteristics for the class of invertebrates that includes octopuses and cuttlefish. In Aristotle's framework of nature, humans are seen as social animals, the highest type among all living beings, characterized by certain abilities for memory, reason, and deliberation. Naturally, it wasn't expected that Aristotle would create a completely satisfactory classification of all the plant and animal varieties known to him. However, his intentions and methods clearly establish him as the father of natural science. He had the ability to observe and the intellect to understand the connections and significance of what he observed. His attempt to classify animals based on their teeth (dentition) has faced criticism for not being successful, but this classification system is still useful and reflects his careful and comprehensive mindset.

One instance of Aristotle's combining philosophical speculation with acute observation of natural phenomena is afforded by his work on generation and development. He knew that the transmission of life deserves special study as the predominant function of the various species of plants and animals. Deformed parents may have well-formed offspring. Children may resemble grandparents rather than parents. It is only toward the close of its development that the embryo exhibits the characteristics of its parent species. Aristotle traced with some care the embryological development of the chick from the fourth day of incubation. His knowledge of the propagation of animals was, however, not sufficient to make him reject the belief in spontaneous generation from mud, sand, foam, and dew. His errors are readily comprehensible, as, for example, in attributing spontaneous generation to eels, the habits and mode of reproduction of which only recent studies have made fully known. In regard to generation, as in other scientific fields, the philosophic mind of Aristotle anticipated modern theories, and also raised general questions only to be solved by later investigation of the facts.

One example of Aristotle combining philosophical thinking with sharp observations of natural events is his work on generation and development. He recognized that the transmission of life is crucial and deserves special attention because it’s the main function of the different species of plants and animals. Deformed parents can have healthy offspring. Children might look more like their grandparents than their parents. It’s only towards the end of its development that the embryo shows the traits of its parent species. Aristotle carefully traced the embryological development of a chick starting from the fourth day of incubation. However, his understanding of animal reproduction was not enough to disprove the idea of spontaneous generation from mud, sand, foam, and dew. His mistakes are easy to understand, such as when he attributed spontaneous generation to eels, whose habits and reproductive methods have only recently been fully understood. In terms of generation, like in other scientific areas, Aristotle’s philosophical thinking anticipated modern theories and raised general questions that would only be answered by later studies of the facts.

Only one indication need be given of the practical results that flowed from Aristotle's scientific work. In one of his writings he has stated that the sphericity of the earth can be observed from the fact that its shadow on the moon at the time of eclipse is an arc. That it is both spherical and small in comparison with the heavenly bodies appears, moreover, from this, that stars visible in Egypt are invisible in countries farther north; while stars always above the horizon in northern countries are seen to set from countries to the south. Consequently the earth is not only spherical but also not large; otherwise this phenomenon would not present itself on so limited a change of position on the part of the observer. "It seems, therefore, not incredible that the region about the Pillars of Hercules [Gibraltar] is connected with that of India, and that there is thus only one ocean." It is known that this passage from The Philosopher influenced Columbus in his undertaking to reach the Orient by sailing west from the coast of Spain.

Only one example needs to be mentioned regarding the practical outcomes of Aristotle's scientific work. In one of his writings, he noted that the round shape of the earth can be seen from the fact that its shadow on the moon during an eclipse is curved. Furthermore, the earth is both spherical and relatively small compared to the heavenly bodies, as evidenced by the fact that stars visible in Egypt cannot be seen in countries further north, while stars that are always above the horizon in northern regions are noted to set in southern countries. Therefore, the earth is not only spherical but also not very large; otherwise, this phenomenon would not occur with such minimal changes in position by the observer. "It seems, therefore, not unbelievable that the area around the Pillars of Hercules [Gibraltar] is linked to the region of India, suggesting that there is only one ocean." It is known that this excerpt from The Philosopher had an influence on Columbus in his quest to reach the East by sailing west from the coast of Spain.

We must pass over Aristotle's observation of a relationship (homology) between the arms of man, the forelegs of quadrupeds, the wings of birds, and the pectoral fins of fishes, as well as many other truths to which his genius for generalization led him.

We need to overlook Aristotle's observation of a connection (homology) between human arms, the front legs of four-legged animals, the wings of birds, and the pectoral fins of fish, along with many other truths that his talent for generalization revealed.

In the field of botany Aristotle had a wide knowledge of natural phenomena, and raised general questions as to mode of propagation, nourishment, relation of plants to animals, etc. His pupil and lifelong friend, and successor as leader of the Peripatetic school of philosophy, Theophrastus, combined a knowledge of mathematics, astronomy, botany, and[Pg 27] mineralogy. His History of Plants describes about five hundred species. At the same time he treats the general principles of botany, the distribution of plants, the nourishment of the plant through leaf as well as root, the sexuality of date palm and terebinth. He lays great stress on the uses of plants. His classification of plants is inferior to Aristotle's classification of animals. His views in reference to spontaneous generation are more guarded than those of his master. His work On Stones is dominated by the practical rather than the generalizing spirit. It is evidently inspired by a knowledge of mines, such as the celebrated Laurium, from which Athens drew its supply of silver, and the wealth from which enabled the Athenians to develop a sea-power that overmatched that of the Persians. Even to-day enough remains of the galleries, shafts, scoria, mine-lamps, and other utensils to give a clear idea of this scene of ancient industry. Theophrastus considered the medicinal uses of minerals as well as of plants.

In botany, Aristotle had extensive knowledge of natural phenomena and raised broad questions about plant propagation, nourishment, and their relationship with animals. His student and lifelong friend, Theophrastus, who succeeded him as the leader of the Peripatetic school of philosophy, combined knowledge of mathematics, astronomy, botany, and[Pg 27] mineralogy. His History of Plants describes around five hundred species. He also addresses the general principles of botany, including how plants are distributed, how they absorb nutrients through leaves and roots, and the sexuality of the date palm and terebinth. He emphasizes the practical uses of plants. His classification system for plants is less comprehensive than Aristotle's classification of animals. His views on spontaneous generation are more cautious than those of his mentor. His work On Stones focuses more on practical applications rather than general theories. It is clearly informed by his knowledge of mines, such as the famous Laurium, which supplied silver for Athens and enabled them to build a powerful navy that surpassed the Persians. Even today, remnants of the galleries, shafts, slag, mine lamps, and other tools provide a vivid picture of this ancient industry. Theophrastus also considered the medicinal uses of both minerals and plants.

We have failed to mention Hippocrates (460-370 B.C.), the Father of Medicine, in whom is found an intimate union of practical science and speculative philosophy. We must also pass over such later Greek scientists as Aristarchus and Hipparchus who confuted the theories of Pythagoras and Plato in reference to the relative distances of the heavenly bodies from the earth. Archimedes of Syracuse demands, however, particular consideration. He lived in the third century B.C., and has been called the greatest mathematician of antiquity. In him we find the devotion to the abstract that marked the Greek intelligence. He went so far as to say that every kind of[Pg 28] art is ignoble if connected with daily needs. His interest lay in abstruse mathematical problems. His special pride was in having determined the relative dimensions of the sphere and the enclosing cylinder. He worked out the principle of the lever. "Give me," he said, "a place on which to stand and I will move the earth." He approximated more closely than the Egyptians the solution of the problem of the relation between the area of a circle and the radius. His work had practical value in spite of himself. At the request of his friend the King of Sicily, he applied his ingenuity to discover whether a certain crown were pure gold or alloyed with silver, and he hit upon a method which has found many applications in the industries. His name is associated with the endless screw. In fact, his practical contrivances won such repute that it is not easy to separate the historical facts from the legends that enshroud his name. He aided in the defense of his native city against the Romans in 212 B.C., and devised war-engines with which to repel the besiegers. After the enemy had entered the city, says tradition, he stood absorbed in a mathematical problem which he had diagrammed on the sand. As a rude Roman soldier approached, Archimedes cried, "Don't spoil my circles," and was instantly killed. The victorious general, however, buried him with honor, and on the tomb of the mathematician caused to be inscribed the sphere with its enclosing cylinder. The triumphs of Greek abstract thought teach the lesson that practical men should pay homage to speculation even when they fail to comprehend a fraction of it.

We haven't mentioned Hippocrates (460-370 BCE), the Father of Medicine, who embodied a close connection between practical science and philosophical thought. We also need to skip over later Greek scientists like Aristarchus and Hipparchus, who disproved Pythagoras and Plato's theories about the distances of celestial bodies from the Earth. However, Archimedes of Syracuse deserves special attention. He lived in the third century BCE and is often regarded as the greatest mathematician of ancient times. He exemplified the Greek passion for abstract thought. He famously stated that any form of[Pg 28] art is unworthy if it relates to everyday needs. His focus was on complex mathematical challenges. He took great pride in calculating the relative sizes of the sphere and the surrounding cylinder. He also developed the principle of the lever, famously saying, "Give me a place to stand, and I will move the Earth." He came closer than the Egyptians to solving the problem of the relationship between the area of a circle and its radius. Despite his intent, his work had practical applications. At the request of his friend, the King of Sicily, he designed a method to determine whether a crown was pure gold or mixed with silver, which led to many industrial applications. He's also known for the endless screw. In fact, his practical inventions gained such fame that it’s hard to distinguish historical facts from the legends surrounding him. He helped defend his hometown against the Romans in 212 BCE and created war machines to fend off the attackers. Once the enemy breached the city, it’s said that he was so engrossed in a mathematical problem drawn in the sand that when a rude Roman soldier approached, Archimedes shouted, "Don't disrupt my circles," and was killed on the spot. The victorious general, however, honored him with a proper burial and had the sphere and cylinder inscribed on his tomb. The achievements of Greek abstract thought remind us that practical individuals should respect theoretical work, even when they can't grasp a bit of it.

REFERENCES

Aristotle, Historia Animalium; translated by D'A. W. Thompson. (Vol. IV of the Works of Aristotle Translated into English. Oxford: Clarendon Press.)

Aristotle, Historia Animalium; translated by D'A. W. Thompson. (Vol. IV of the Works of Aristotle Translated into English. Oxford: Clarendon Press.)

A. B. Buckley (Mrs. Buckley Fisher), A Short History of Natural Science.

A. B. Buckley (Mrs. Buckley Fisher), A Short History of Natural Science.

G. H. Lewes, Aristotle; A Chapter in the History of Science.

G. H. Lewes, Aristotle; A Chapter in the History of Science.

T. E. Lones, Aristotle's Researches in Natural Science.

T. E. Lones, Aristotle's Researches in Natural Science.

D'A. W. Thompson, On Aristotle as a Biologist.

D.A.W. Thompson, On Aristotle as a Biologist.

William Whewell, History of the Inductive Sciences.

William Whewell, History of the Inductive Sciences.

Alfred Weber, History of Philosophy.

Alfred Weber, *History of Philosophy*.


CHAPTER III

SCIENTIFIC THEORY SUBORDINATED TO APPLICATION—ROME: VITRUVIUS

Vitruvius was a cultured engineer and architect. He was employed in the service of the Roman State at the time of Augustus, shortly before the beginning of the Christian era. He planned basilicas and aqueducts, and designed powerful war-engines capable of hurling rocks weighing three or four hundred pounds. He knew the arts and the sciences, held lofty ideals of professional conduct and dignity, and was a diligent student of Greek philosophy.

Vitruvius was a knowledgeable engineer and architect. He worked for the Roman State during the time of Augustus, just before the start of the Christian era. He designed basilicas and aqueducts, and created powerful war machines that could throw rocks weighing three or four hundred pounds. He understood the arts and sciences, had high standards for professional ethics and respect, and was a dedicated student of Greek philosophy.

We know of him chiefly from his ten short books on Architecture (De Architectura, Libri Decem), in which he touches upon much of the learning of his time. Architecture for Vitruvius is a science arising out of many other sciences. Practice and theory are its parents. The merely practical man loses much by not knowing the background of his activities; the mere theorist fails by mistaking the shadow for the substance. Vitruvius in the theoretical and historical parts of his book draws largely on Greek writers; but in the parts bearing on practice he sets forth, with considerable shrewdness, the outcome of years of thoughtful professional experience. One cannot read his pages without feeling that he is more at home in the concrete than in the abstract and speculative, in describing a catapult than in explaining a scientific theory or a philosophy. He[Pg 31] was not a Plato or an Archimedes, but an efficient officer of State, conscious of indebtedness to the great scientists and philosophers. With a just sense of his limitations he undertook to write, not as a literary man, but as an architect. His education had been mainly professional, but, the whole circle of learning being one harmonious system, he had been drawn to many branches of knowledge in so far as they were related to his calling.

We mainly know him from his ten short books on Architecture (De Architectura, Libri Decem), in which he discusses much of the knowledge of his time. For Vitruvius, architecture is a science that comes from many other sciences. Practice and theory are its parents. A purely practical person misses out by not understanding the context of their work; a purely theoretical person fails by confusing the shadow with the real thing. In the theoretical and historical sections of his book, Vitruvius heavily references Greek writers, but in the practical sections, he shares, with considerable insight, the results of years of careful professional experience. You can't read his work without feeling that he's more comfortable with the concrete than the abstract and speculative, better at describing a catapult than explaining a scientific theory or philosophy. He[Pg 31] wasn’t a Plato or an Archimedes, but an effective state official aware of his debt to great scientists and philosophers. With a clear understanding of his limitations, he wrote not as a literary figure, but as an architect. His education was mostly professional, but since the entire body of knowledge is one interconnected system, he was drawn to many fields of study as far as they related to his profession.

In the judgment of Vitruvius an architect should be a good writer, able to give a lucid explanation of his plans, a skillful draftsman, versed in geometry and optics, expert at figures, acquainted with history, informed in the principles of physics and of ethics, knowing something of music (tones and acoustics), not ignorant of law, or of hygiene, or of the motions, laws, and relations to each other of the heavenly bodies. For, since architecture "is founded upon and adorned with so many different sciences, I am of opinion that those who have not, from their early youth, gradually climbed up to the summit, cannot without presumption, call themselves masters of it."

According to Vitruvius, an architect should be a good writer, capable of clearly explaining their designs, a skilled draftsman, knowledgeable in geometry and optics, proficient with numbers, familiar with history, well-versed in physics and ethics, have some understanding of music (tones and acoustics), and not be ignorant of law or hygiene. They should also understand the movements, laws, and relationships of celestial bodies. Since architecture "is built upon and enhanced by so many different sciences, I believe that those who have not gradually worked their way up to the top from a young age cannot rightfully call themselves masters of it."

Vitruvius was far from sharing the view of Archimedes that art which was connected with the satisfaction of daily needs was necessarily ignoble and vulgar. On the contrary, his interest centered in the practical; and he was mainly concerned with scientific theory by reason of its application in the arts. Geometry helped him plan a staircase; a knowledge of tones was necessary in discharging catapults; law dealt with boundary-lines, sewage-disposal, and contracts; hygiene enabled the architect to show a Hippocratic wisdom in the choice of building-sites with[Pg 32] due reference to airs and waters. Vitruvius had the Roman practical and regulative genius, not the abstract and speculative genius of Athens.

Vitruvius did not agree with Archimedes' belief that art connected to meeting everyday needs was inherently lowly and trivial. Instead, he focused on practical applications and was mostly interested in scientific theory because of how it could be applied in the arts. Geometry was essential for designing staircases; understanding sound was needed for operating catapults; law involved boundary issues, waste management, and contracts; and knowledge of hygiene allowed the architect to demonstrate a Hippocratic understanding when selecting building sites, considering factors like air and water quality. Vitruvius embodied the practical and regulatory mentality of Rome, unlike the abstract and theoretical thinking of Athens.

The second book begins with an account of different philosophical views concerning the origin of matter, and a discussion of the earliest dwellings of man. Its real theme, however, is building-material—brick, sand, lime, stone, concrete, marble, stucco, timber, pozzolano. In reference to the last (volcanic ash combined with lime and rubble to form a cement) Vitruvius writes in a way that indicates a discriminating knowledge of geological formations. Likewise his discussion of the influence of the Apennines on the rainfall, and, consequently, on the timber of the firs on the east and west of the range, shows a grasp of meteorological principles. His real power to generalize is shown in connection with his specialty, in his treatment of the sources of building-material, rather than in his consideration of the origin of matter.

The second book starts with a look at various philosophical beliefs about where matter comes from and a discussion about the earliest human habitats. However, its main focus is building materials—brick, sand, lime, stone, concrete, marble, stucco, timber, and pozzolana. Regarding the last one (volcanic ash mixed with lime and rubble to create cement), Vitruvius writes in a way that shows he has a keen understanding of geological formations. Similarly, his discussion on how the Apennines affect rainfall, and in turn, the timber of the fir trees on both sides of the mountain range, demonstrates his understanding of weather principles. His true ability to generalize shines through in his expertise on building materials rather than in his thoughts on the origin of matter.

Similarly the fifth book begins with a discussion of the theories of Pythagoras, but its real topic is public buildings—fora, basilicas, theaters, baths, palæstras, harbors, and quays. In the theaters bronze vases of various sizes, arranged according to Pythagorean musical principles, were to be used in the auditorium to reinforce the voice of the actor. (This recommendation was misunderstood centuries later, when Vitruvius was considered of great authority, and led to the futile practice of placing earthenware jars beneath the floors of church choirs.) According to our author, "The voice arises from flowing breath, sensible to the hearing through its percussion on[Pg 33] the air." It is compared to the wavelets produced by a stone dropped in water, only that in the case of sound the waves are not confined to one plane. This generalization concerning the nature of sound was probably not original, however; it may have been suggested to Vitruvius by one of the Aristotelian writings.

Similarly, the fifth book starts with a discussion of Pythagoras' theories, but its main focus is on public buildings—forums, basilicas, theaters, baths, gyms, harbors, and docks. In the theaters, bronze vases of different sizes, arranged according to Pythagorean musical principles, were meant to be used in the auditorium to amplify the actor's voice. (This advice was misinterpreted centuries later, when Vitruvius was highly regarded, leading to the pointless practice of placing clay jars under church choir floors.) According to our author, "The voice comes from flowing breath, perceivable through its impact on[Pg 33] the air." It's compared to the ripples created by a stone thrown into water, except that with sound, the waves are not limited to a single plane. This general idea about the nature of sound probably wasn't original, though; it might have been inspired in Vitruvius by one of Aristotle's writings.

The seventh book treats of interior decoration—mosaic floors, gypsum mouldings, wall painting, white lead, red lead, verdigris, mercury (which may be used to recover gold from worn-out pieces of embroidery), encaustic painting with hot wax, colors (black, blue, genuine and imitation murex purple). The eighth book deals with water and with hydraulic engineering, hot springs, mineral waters, leveling instruments, construction of aqueducts, lead and clay piping. Vitruvius was not ignorant of the fact that water seeks its own level, and he even argued that air must have weight in order to account for the rise of water in pumps. In his time it was more economical to convey the hard water by aqueducts than by such pipes as could then be constructed. The ninth book undertakes to rehearse the elements of geometry and astronomy—the signs of the zodiac, the sun, moon, planets, the phases of the moon, the mathematical divisions of the gnomon, the use of the sundial, etc. One feels in reading Vitruvius that his purpose was to turn to practical account what he had gained from the study of the sciences; and, at the same time, one is convinced that his applications tend to react on theoretical knowledge, and lead to new insights through the suggestion of new problems.

The seventh book focuses on interior design—mosaic floors, gypsum moldings, wall painting, white lead, red lead, verdigris, mercury (which can be used to recover gold from worn-out pieces of embroidery), encaustic painting with hot wax, and colors (black, blue, real and imitation murex purple). The eighth book discusses water and hydraulic engineering, hot springs, mineral waters, leveling instruments, and the construction of aqueducts, along with lead and clay pipes. Vitruvius understood that water seeks its own level, and he even claimed that air must have weight to explain the rise of water in pumps. In his time, it was more cost-effective to transport hard water via aqueducts rather than through the pipes that were available then. The ninth book covers the basics of geometry and astronomy—the zodiac signs, the sun, moon, planets, moon phases, the mathematical divisions of the gnomon, the use of sundials, etc. When reading Vitruvius, it’s clear that his goal was to make practical use of what he learned from studying the sciences; at the same time, it’s evident that his practical applications tend to influence theoretical knowledge, leading to new understandings through the introduction of new problems.

The tenth book of the so-called De Architectura[Pg 34] is concerned with machinery—windmills, windlasses, axles, pulleys, cranes, pumps, fire-engines, revolving spiral tubes for raising water, wheels for irrigation worked by water-power, wheels to register distance traveled by land or water, scaling-ladders, battering-rams, tortoises, catapults, scorpions, and ballistæ. On the subject of war-engines Vitruvius speaks with special authority, as he had served, probably as military engineer, under Julius Cæsar in 46 B.C., and had been appointed superintendent of ballistæ and other military engines in the time of Augustus. It was to the divine Emperor that his book was dedicated as a protest against the administration of Roman public works. In its pages we see reflected the life of a nation employed in conquering and ruling the world, with a genius more distinguished for practical achievement than for theory and speculation. Its author is truly representative of Roman culture, for nearly everything that Rome had of a scientific and intellectual sort it drew from Greece, and it selected that part of Greek wisdom that ministered to the daily needs of the times. In his work on architecture, Vitruvius shows himself a diligent and devoted student of the sciences in order that he may turn them to account in his own department of technology.

The tenth book of the so-called De Architectura[Pg 34] focuses on machinery—windmills, windlasses, axles, pulleys, cranes, pumps, fire engines, revolving spiral tubes for raising water, water-powered irrigation wheels, wheels to measure distance traveled by land or water, scaling ladders, battering rams, tortoises, catapults, scorpions, and ballistae. Regarding war machines, Vitruvius speaks with particular authority, as he likely served as a military engineer under Julius Caesar in 46 BCE and was appointed superintendent of ballistae and other military equipment during Augustus's reign. His book was dedicated to the divine Emperor as a critique of the management of Roman public works. Within its pages, we see the spirit of a nation engaged in conquering and ruling the world, with a culture more focused on practical achievements than on theory or speculation. The author truly reflects Roman culture, as nearly all of Rome's scientific and intellectual contributions were derived from Greece, selecting that aspect of Greek wisdom that served the daily needs of their time. In his work on architecture, Vitruvius demonstrates himself as a diligent and dedicated student of the sciences to apply them effectively in his area of technology.

If you glance at the study of mathematics, astronomy, and medicine among the Romans prior to the time of Greek influence, you find that next to nothing had been accomplished. Their method of field measurement was far less developed than the ancient Egyptian geometry, and even for it (as well as for their system of numerals) they were indebted to[Pg 35] the Etruscans. The history of astronomy has nothing to record of scientific accomplishment on the part of the Romans. They reckoned time by months, and in the earlier period kept a rude tally of the years by driving nails into a statue of Janus, the ancient sun-god. As we shall see, they were unable to regulate the calendar. Again, so far were they from contributing to the development of medicine that they had no physicians for the six hundred years preceding the coming of Greek science. A medical slave acted as overseer of the family health, and disease was combated in primitive fashion by prayers and offerings to various gods, who were supposed to furnish general health or to influence the functions of the different parts of the body. So rude was the native culture of the Romans that it is doubtful whether they had any schools before the advent of Greek learning. The girls were trained by their mothers, the boys either by their fathers or by some master to whom they were apprenticed.

If you look at the study of math, astronomy, and medicine among the Romans before Greek influence, you'll see that very little progress was made. Their methods for measuring land were much less advanced than the ancient Egyptian geometry, and even that (along with their numeral system) came from the Etruscans. The history of astronomy has no record of any scientific achievements by the Romans. They kept track of time by months, and in earlier times, they counted the years by driving nails into a statue of Janus, the ancient sun-god. As we’ll see, they couldn't manage the calendar effectively. Additionally, they contributed nothing to the field of medicine, having no doctors for six hundred years before Greek science arrived. A medical slave managed family health, and illness was treated in a basic way with prayers and offerings to various gods, who were believed to provide general health or influence the different body functions. The native culture of the Romans was so primitive that it's uncertain whether they had any schools before Greek education arrived. Girls were taught by their mothers, while boys learned from their fathers or by being apprenticed to a master.

The Greeks were conquered by the Romans in 146 B.C., but before that time Roman life and institutions had been touched by Hellenic culture. Cato the Censor (who died in 149 B.C.) and other conservatives tried in vain to resist the invasion of Greek science, philosophy, and refinement. After the conquest of Greece the master became pupil, and the conqueror was taken captive. The Romans, however, never rose to preëminence in science or the fine arts. A further development in technology corresponded more closely to their national needs, and in this field they came undoubtedly to surpass the Greeks. Bridges, ships, military roads, war-engines,[Pg 36] aqueducts, public buildings, organization of the State and the army, the formulation of legal procedure, the enactment and codification of laws, were necessary to secure and maintain the Empire. The use in building construction of a knowledge of the right-angled triangle as well as other matters known to the Egyptians and Babylonians, and Archimedes' method of determining specific gravity were of peculiar interest to the practical Romans.

The Greeks were conquered by the Romans in 146 BCE, but before that, Roman life and institutions had already been influenced by Greek culture. Cato the Censor (who died in 149 BCE) and other traditionalists unsuccessfully tried to resist the influx of Greek science, philosophy, and sophistication. After Greece was conquered, the master became the student, and the conqueror was subdued. However, the Romans never achieved the same level of excellence in science or the fine arts. Their advancements in technology were more aligned with their national needs, and in this area, they definitely surpassed the Greeks. Bridges, ships, military roads, war machines, [Pg 36] aqueducts, public buildings, and the organization of the State and the army, along with the development of legal processes and the establishment and codification of laws, were essential for securing and maintaining the Empire. The practical Romans found particular interest in applying knowledge of the right-angled triangle and other concepts known to the Egyptians and Babylonians, as well as Archimedes' method for determining specific gravity.

Julius Cæsar, 102-44 B.C., instituted a reform of the calendar. This was very much needed, as the Romans were eighty-five days out of their reckoning, and the date for the spring equinox, instead of coming at the proper time, was falling in the middle of winter. An Alexandrian astronomer (Sosigenes) assisted in establishing the new (Julian) calendar. The principle followed was based on ancient Egyptian practice. Among the 365 days of the year was to be inserted, or intercalated, every fourth year an extra day. This the Romans did by giving to two days in leap-year the same name; thus the sixth day before the first of March was repeated, and leap-year was known as a bissextile year. Cæsar, trained himself in the Greek learning and known to his contemporaries as a writer on mathematics and astronomy, also planned a survey of the Empire, which was finally carried into execution by Augustus.

Julius Caesar, 102-44 BCE, implemented a calendar reform. This was badly needed, as the Romans were ninety days off their schedule, and the date for the spring equinox was falling in the middle of winter. An Alexandrian astronomer, Sosigenes, helped in creating the new (Julian) calendar. The approach taken was based on ancient Egyptian methods. Every four years, an extra day was added to the 365 days of the year. The Romans accomplished this by naming two days in the leap year the same; thus, the sixth day before March 1 was repeated, and a leap year was called a bissextile year. Caesar, who was well-versed in Greek knowledge and recognized by his peers as a writer on mathematics and astronomy, also planned a survey of the Empire, which was ultimately carried out by Augustus.

There is evidence that the need of technically trained men became more and more pressing as the Empire developed. At first there were no special teachers or schools. Later we find mention of teachers of architecture and mechanics. Then the State came to provide classrooms for technical instruction[Pg 37] and to pay the salaries of the teachers. Finally, in the fourth century A.D., further measures were adopted by the State. The Emperor Constantine writes to one of his officials: "We need as many engineers as possible. Since the supply is small, induce to begin this study youths of about eighteen years of age who are already acquainted with the sciences required in a general education. Relieve their parents from the payment of taxes, and furnish the students with ample means."

There is evidence that the demand for technically trained individuals became increasingly urgent as the Empire expanded. Initially, there were no specialized teachers or schools. Later, we see references to teachers of architecture and mechanics. The State then began providing classrooms for technical education[Pg 37] and covering the salaries of the teachers. Ultimately, in the fourth century CE, the State introduced additional measures. The Emperor Constantine writes to one of his officials: "We need as many engineers as possible. Since there aren’t enough, encourage young people around eighteen years old—who already have a basic education in relevant sciences—to start this field of study. Free their parents from paying taxes and provide the students with sufficient resources."

Pliny the Elder (23-79 A.D.), in the encyclopedic work which he compiled under the title Natural History, drew freely on hundreds of Greek and Latin authors for his facts and fables. In the selection that he made from his sources can be traced, as in the work of Vitruvius and other Latin writers, the tendency to make the sciences subservient to the arts. For example, the one thousand species of plants of which he makes mention are considered from the medicinal or from the economic point of view. It was largely in the interest of their practical uses that the Roman regarded both plants and animals; his chief motive was not a disinterested love of truth. Pliny thought that each plant had its special virtue, and much of his botany is applied botany. So comprehensive a work as the Natural History was sure to contain interesting anticipations of modern science. Pliny held that the earth hovers in the heavens upheld by the air, that its sphericity is proved by the fact that the mast of a ship approaching the land is visible before the hull comes in sight. He also taught that there are inhabitants on the other side of the earth (antipodes), that at the time of the winter[Pg 38] solstice the polar night must last for twenty-four hours, and that the moon plays a part in the production of the tides. Nevertheless, the whole book is permeated by the idea that the purpose of nature is to minister to the needs of man.

Pliny the Elder (23-79 A.D.) compiled an extensive work titled Natural History, drawing heavily from hundreds of Greek and Latin authors for his information and stories. In his selections, similar to the work of Vitruvius and other Latin writers, there’s a clear inclination to make the sciences serve the arts. For instance, the one thousand species of plants he mentions are viewed through their medicinal or economic value. The Romans primarily focused on the practical uses of both plants and animals rather than an impartial pursuit of truth. Pliny believed that each plant had its unique benefits, and much of his botany is practical in nature. Such a comprehensive work as Natural History is bound to have intriguing anticipations of modern science. Pliny asserted that the earth floats in space supported by air, and its round shape is evidenced by how the mast of a ship can be seen before its hull when approaching land. He also claimed that there are people living on the other side of the earth (antipodes), that during the winter solstice, the polar night lasts for twenty-four hours, and that the moon influences the tides. Nevertheless, the entire book is infused with the idea that nature's purpose is to serve human needs.

It further marks the practical spirit among the Romans that a work on agriculture by a Carthaginian (Mago) was translated by order of the Senate. Cato (234-149 B.C.), so characteristically Roman in his genius, wrote (De Re Rustica) concerning grains and the cultivation of fruits. Columella wrote treatises on agriculture and forestry. Among the technical writings of Varro besides the book on agriculture, which is extant, are numbered works on law, mensuration, and naval tactics.

It also highlights the practical mindset of the Romans that a work on agriculture by a Carthaginian (Mago) was translated at the request of the Senate. Cato (234-149 B.C.), who epitomized the Roman spirit, wrote (De Re Rustica) about grains and fruit cultivation. Columella authored treatises on agriculture and forestry. Among Varro's technical writings, besides the surviving book on agriculture, are works on law, measurement, and naval tactics.

It was but natural that at the time of the Roman Empire there should be great advances in medical science. A Roman's interest in a science was keen when it could be proved to have immediate bearing on practical life. The greatest physician of the time, however, was a Greek. Galen (131-201 A.D.), who counted himself a disciple of Hippocrates, began to practice at Rome at the age of thirty-three. He was the only experimental physiologist before the time of Harvey. He studied the vocal apparatus in the larynx, and understood the contraction and relaxation of the muscles, and, to a considerable extent, the motion of the blood through the heart, lungs, and other parts of the body. He was a vivisector, made sections of the brain in order to determine the functions of its parts, and severed the gustatory, optic, and auditory nerves with a similar end in view. His dissections were confined to the lower animals. Yet[Pg 39] his works on human anatomy and physiology were authoritative for the subsequent thirteen centuries. It is difficult to say how much of the work and credit of this practical scientist is to be given to the race from which he sprang and how much to the social environment of his professional career. (In the ruins of Pompeii, destroyed in 79 A.D., have been recovered some two hundred kinds of surgical instrument, and in the later Empire certain departments of surgery developed to a degree not surpassed till the sixteenth century.) If it is too much to say that the Roman environment is responsible for Galen's achievements, we can at least say that it was characteristic of the Roman people to welcome such science as his, capable of demonstrating its utility.

It was only natural that during the Roman Empire, there were significant advancements in medical science. Romans were particularly interested in science when it had clear, practical applications. However, the greatest physician of that time was Greek. Galen (131-201 A.D.), who considered himself a disciple of Hippocrates, began practicing in Rome at the age of thirty-three. He was the only experimental physiologist before Harvey. He studied the vocal apparatus in the larynx and understood how muscles contract and relax, as well as a considerable amount about blood circulation through the heart, lungs, and other body parts. He performed vivisections and dissected the brain to find out the functions of its parts, and cut the gustatory, optic, and auditory nerves for similar reasons. His dissections were limited to lower animals. Yet[Pg 39] his writings on human anatomy and physiology were considered authoritative for the next thirteen centuries. It's hard to determine how much of this practical scientist's work and credit should be attributed to his heritage and how much to the social environment of his career. (In the ruins of Pompeii, destroyed in 79 A.D., about two hundred types of surgical instruments have been found, and in the later Empire, certain areas of surgery advanced to levels not seen until the sixteenth century.) While it might be excessive to claim that the Roman environment solely influenced Galen's achievements, we can certainly say that it was typical for the Roman people to embrace sciences like his that demonstrated their usefulness.

Dioscorides was also a Greek who, long resident at Rome, applied his science in practice. He knew six hundred different plants, one hundred more than Theophrastus. The latter laid much stress, as we have seen in the preceding chapter, on the medicinal properties of plants, but in this respect he was outdone by Dioscorides (as well as by Pliny). Theophrastus was the founder of the science of botany, Dioscorides the founder of materia medica.

Dioscorides was also a Greek who lived in Rome for a long time and applied his knowledge in practice. He was familiar with six hundred different plants, one hundred more than Theophrastus. Theophrastus emphasized the medicinal properties of plants, as we saw in the previous chapter, but Dioscorides surpassed him in this area (as well as Pliny). Theophrastus is considered the founder of botany, while Dioscorides is known as the founder of materia medica.

Quintilian, born in Spain, spent the greater part of his life as a teacher of rhetoric in Rome. He valued the sciences, not on their own account, but as they might subserve the purposes of the orator. Music, astronomy, logic, and even theology, might be exploited as aids to public speech. In the time of Quintilian (first century A.D.), as in our own, oratory was considered one of the great factors in a young man's[Pg 40] success; mock debating contests were frequent, and the periods of the future orators reverberated among the seven hills of Rome. To him our schools are also indebted for the method of teaching foreign languages by declensions, conjugations, vocabularies, formal rhetoric and annotations. He considered ethics the most valuable part of philosophy.

Quintilian, born in Spain, spent most of his life teaching rhetoric in Rome. He valued the sciences not for their own sake, but for how they could support the orator's goals. Music, astronomy, logic, and even theology could be used as tools for public speaking. During Quintilian's time (first century CE), just like today, oratory was seen as a key factor in a young man's[Pg 40] success; mock debate contests were common, and the voices of future orators echoed across the seven hills of Rome. Our education system also owes him for the method of teaching foreign languages through declensions, conjugations, vocabulary, formal rhetoric, and annotations. He believed ethics was the most important part of philosophy.

In fact, it would not be pressing our argument unduly to say that, so far as the minds of the Romans turned to speculation, it was the tendency to practical philosophy—Epicureanism or Stoicism—that was most characteristic. This was true even of Lucretius (98-55 B.C.), author of the noble poem concerning the Nature of Things (De Rerum Natura). In this work he writes under the inspiration of Greek philosophy. His model was a poem by Empedocles on Nature, the grand hexameters of which had fascinated the Roman poet. The distinctive feature of the work of Lucretius is the purpose, ethical rather than speculative, to curb the ambition, passion, luxury of those hard pagan times, and likewise to free the souls of his countrymen from the fear of the gods and the fear of death, and to replace superstition by peace of mind and purity of heart.

Actually, it wouldn't be an exaggeration to say that, when it came to speculation among the Romans, the focus was primarily on practical philosophy—either Epicureanism or Stoicism. This was true even for Lucretius (98-55 B.C.), the author of the impressive poem about the Nature of Things (De Rerum Natura). In this work, he draws inspiration from Greek philosophy. His model was a poem by Empedocles about Nature, whose grand hexameters captivated the Roman poet. The unique aspect of Lucretius's work is its ethical purpose, aimed at restraining the ambition, passion, and luxury of those tough pagan times, as well as freeing his fellow countrymen from the fear of the gods and death, replacing superstition with peace of mind and purity of heart.

From the work on Physical Science (Quæstionum Naturalium, Libri Septem) of Seneca, the tutor of Nero, we learn that the Romans made use of globes filled with water as magnifiers, employed hothouses in their highly developed horticulture, and observed the refraction of colors by the prism. At the same time the book contains interesting conjectures in reference to the relation of earthquakes and volcanoes, and to the fact that comets travel in fixed[Pg 41] orbits. In the main, however, this work is an attempt to find a basis for ethics in natural phenomena. Seneca was a Stoic, as Lucretius was an Epicurean, moralist.

From Seneca's work on Physical Science (Quæstionum Naturalium, Libri Septem), who was Nero's tutor, we learn that the Romans used water-filled globes as magnifiers, utilized hothouses in their advanced gardening, and studied the refraction of colors through prisms. The book also includes intriguing theories about the connection between earthquakes and volcanoes, as well as the fact that comets move in fixed[Pg 41] orbits. Overall, however, this work seeks to establish a foundation for ethics based on natural phenomena. Seneca was a Stoic, much like Lucretius was an Epicurean moralist.

When we glance back at the culture, or cultures, of the great peoples of antiquity, Egyptian, Babylonian, Greek, and Roman, that which had its center on the banks of the Tiber offers the closest analogy to our own. Among English-speaking peoples as among the Romans there is noticeable a certain contempt for scientific studies strangely mingled with an inclination to exploit all theory in the interest of immediate application. An English author, writing in 1834, remarks that the Romans, eminent in war, in polite literature, and civil policy, showed at all times a remarkable indisposition to the pursuit of mathematical and physical science. Geometry and astronomy, so highly esteemed by the Greeks, were not merely disregarded by the Italians, but even considered beneath the attention of a man of good birth and liberal education; they were imagined to partake of a mechanical, and therefore servile, character. "The results were seen to be made use of by the mechanical artist, and the abstract principles were therefore supposed to be, as it were, contaminated by his touch. This unfortunate peculiarity in the taste of his countrymen is remarked by Cicero. And it may not be irrelevant to inquire, whether similar prejudices do not prevail to some extent even among ourselves." To Americans also must be attributed an impatience of theory as theory, and a predominant interest in the applications of science.

When we look back at the cultures of the great ancient civilizations—Egyptian, Babylonian, Greek, and Roman—the one centered on the banks of the Tiber is the most similar to our own. Among English-speaking people, as with the Romans, there's a noticeable disdain for scientific studies combined with a tendency to use theory for immediate practical purposes. An English author writing in 1834 points out that the Romans, who were distinguished in war, literature, and government, consistently showed a reluctance to pursue mathematics and physical sciences. Geometry and astronomy, highly valued by the Greeks, were not just ignored by the Italians; they were viewed as unworthy of a person of good family and education, thought to have a mechanical and thus servile nature. "The results were utilized by the mechanical artist, which led to the belief that the abstract principles were somehow tainted by his influence." Cicero notes this unfortunate quirk in the preferences of his fellow countrymen. It might also be worth asking whether similar biases exist to some degree in our own society. Americans too are often impatient with theory for its own sake and primarily interested in the practical applications of science.

REFERENCES

Lucretius, The Nature of Things; translated by H. A. J. Munro.

Lucretius, The Nature of Things; translated by H. A. J. Munro.

Pliny, Natural History; translated by Philemon Holland.

Pliny, Natural History; translated by Philemon Holland.

Professor Baden Powell, History of Natural Philosophy.

Professor Baden Powell, History of Natural Philosophy.

Seneca, Physical Science; translated by John Clarke.

Seneca, Physical Science; translated by John Clarke.

Vitruvius, Architecture; translated by Joseph Gwilt, 1826.

Vitruvius, Architecture; translated by Joseph Gwilt, 1826.

Vitruvius, Architecture; translated by Professor M. H. Morgan, 1914.

Vitruvius, Architecture; translated by Professor M. H. Morgan, 1914.


CHAPTER IV

THE CONTINUITY OF SCIENCE—THE MEDIEVAL CHURCH AND THE ARABS

Learning has very often and very aptly been compared to a torch passed from hand to hand. By the written sign or spoken word it is transmitted from one person to another. Very little advance in culture could be made even by the greatest man of genius if he were dependent, for what knowledge he might acquire, merely on his own personal observation. Indeed, it might be said that exceptional mental ability involves a power to absorb the ideas of others, and even that the most original people are those who are able to borrow the most freely.

Learning has often been accurately compared to a torch passed from one person to another. Through written text or spoken words, it's shared between individuals. Even the most brilliant genius would struggle to make significant cultural advances if they relied solely on their own observations for knowledge. In fact, it's fair to say that exceptional intelligence includes the ability to absorb others' ideas, and that the most original thinkers are often those who can borrow ideas the most freely.

In recalling the lives of certain great men we may at first be inclined to doubt this truth. How shall we account for the part played in the progress of civilization by the rustic Burns, the village-bred Shakespeare, or by Lincoln the frontiersman? When, however, we scrutinize the case of any one of these, we discover, of course, exceptional natural endowment, susceptibility to mental influence, remarkable powers of acquisition, but no ability to produce anything absolutely original. In the case of Lincoln, for example, we find that in his youth he was as distinguished by diligence in study as by physical stature and prowess. After he withdrew from school, he read, wrote, and ciphered (in the intervals of manual work) almost incessantly. He read[Pg 44] everything he could lay hands on. He copied out what most appealed to him. A few books he read and re-read till he had almost memorized them. What constituted his library? The Bible, Æsop's Fables, Robinson Crusoe, The Pilgrim's Progress, a Life of Washington, a History of the United States. These established for him a vital relation with the past, and laid the foundations of a democratic culture; not the culture of a Chesterfield, to be sure, but something immeasurably better, and none the less good for being almost universally accessible. Lincoln developed his logical powers conning the dictionary. Long before he undertook the regular study of the law, he spent long hours poring over the revised statutes of the State in which he was living. From a book he mastered with a purpose the principles of grammar. In the same spirit he learned surveying, also by means of a book. There is no need to ignore any of the influences that told toward the development of this great statesman, the greatest of English-speaking orators, but it is evident that remote as was his habitation from all the famous centers of learning he was, nevertheless, early immersed in the current of the world's best thought.

In looking back at the lives of some great individuals, we might initially find it hard to believe this truth. How do we explain the contributions to civilization made by the humble Burns, the small-town Shakespeare, or Lincoln, the frontiersman? However, when we examine any of these figures closely, we see, of course, exceptional natural talent, openness to mental influence, impressive abilities to learn, but no capacity to create something completely original. Take Lincoln, for example; in his youth, he was known for both his determination to study and his physical size and strength. After leaving school, he read, wrote, and worked on math almost non-stop during his spare time. He read[Pg 44] everything he could get his hands on and copied out what inspired him the most. Some books he read and reread until he had nearly memorized them. What made up his library? The Bible, Æsop's Fables, Robinson Crusoe, The Pilgrim's Progress, a Life of Washington, a History of the United States. These texts established a crucial connection with the past and laid the groundwork for a democratic culture; not the refined culture of a Chesterfield, to be sure, but something far better, and just as valuable for being widely accessible. Lincoln honed his logical skills by studying the dictionary. Long before he formally studied law, he spent countless hours poring over the updated laws of the state he lived in. He learned the principles of grammar from a book he studied with a purpose. In the same way, he taught himself surveying using a book. It's important to acknowledge all the influences that contributed to the development of this great statesman, the greatest orator in the English language, but it's clear that, despite his remote surroundings from all the well-known centers of education, he was still deeply engaged with the best ideas of the world from an early age.

Similarly, in the history of science, every great thinker has his intellectual pedigree. Aristotle was the pupil of Plato, Plato was the disciple of Socrates, and the latter's intellectual genealogy in turn can readily be traced to Thales, and beyond—to Egyptian priests and Babylonian astronomers.

Similarly, in the history of science, every great thinker has their intellectual roots. Aristotle was a student of Plato, Plato was a follower of Socrates, and Socrates's intellectual lineage can easily be traced back to Thales and even further—to Egyptian priests and Babylonian astronomers.

The city of Alexandria, founded by the pupil of Aristotle in 332 B.C., succeeded Athens as the center[Pg 45] of Greek culture. On the death of Alexander the Great, Egypt was ruled by one of his generals, Ptolemy, who assumed the title of king. This monarch, though often engaged in war, found time to encourage learning, and drew to his capital scholars and philosophers from Greece and other countries. He wrote himself a history of Alexander's campaigns, and instituted the famous library of Alexandria. This was greatly developed (and supplemented with schools of science and an observatory) by his son Ptolemy Philadelphus, a prince distinguished by his zeal in promoting the good of the human species. He collected vast numbers of manuscripts, had strange animals brought from distant lands to Alexandria, and otherwise promoted scientific research. This movement was continued under Ptolemy III (246-221 B.C.).

The city of Alexandria, founded by Aristotle's student in 332 BCE, became the new center[Pg 45] of Greek culture, replacing Athens. After Alexander the Great died, Egypt was governed by one of his generals, Ptolemy, who took on the title of king. Although he was often involved in battles, this ruler made time to support learning and attracted scholars and philosophers from Greece and beyond to his capital. He personally wrote a history of Alexander's campaigns and established the famous library of Alexandria. His son, Ptolemy Philadelphus, greatly expanded this project (adding schools of science and an observatory) and was known for his commitment to improving humanity. He gathered countless manuscripts, brought exotic animals from faraway lands to Alexandria, and further advanced scientific research. This initiative continued under Ptolemy III (246-221 BCE).

Something has already been said of the early astronomers and mathematicians of Alexandria. The scientific movement of the later Alexandrian period found its consummation in the geographer, astronomer, and mathematician Claudius Ptolemy (not to be confused with the rulers of that name). He was most active 127-151 A.D., and is best known by his work the Syntaxis, which summarized what was known in astronomy at that time. Ptolemy drew up a catalogue of 1080 stars based on the earlier work of Hipparchus. He followed that astronomer in teaching that the earth is the center of the movement of the heavenly bodies, and this geocentric system of the heavens became known as the Ptolemaic system of astronomy. To Hipparchus and Ptolemy we owe also the beginnings of the science[Pg 46] of trigonometry. The Syntaxis sets forth his method of drawing up a table of chords. For example, the side of a hexagon inscribed in a circle is equal to the radius, and is the chord of 60°, or of the sixth part of the circle. The radius is divided into sixty equal parts, and these again divided and subdivided sexagesimally. The smaller divisions and the subdivisions are known as prime minute parts and second minute parts (partes minutæ primæ and partes minutæ secundæ), whence our terms "minute" and "second." The sexagesimal method of dividing the circle and its parts was, as we have seen in the first chapter, of Babylonian origin.

Something has already been mentioned about the early astronomers and mathematicians of Alexandria. The scientific movement of the later Alexandrian period reached its peak with the geographer, astronomer, and mathematician Claudius Ptolemy (not to be confused with the rulers of that name). He was most active from 127-151 CE, and he is best known for his work the Syntaxis, which summarized what was known in astronomy at that time. Ptolemy created a catalogue of 1080 stars based on the earlier work of Hipparchus. He followed that astronomer in teaching that the earth is the center of the movement of the heavenly bodies, and this geocentric system of the universe became known as the Ptolemaic system of astronomy. We also owe the beginnings of the science[Pg 46] of trigonometry to Hipparchus and Ptolemy. The Syntaxis explains his method of creating a table of chords. For example, the side of a hexagon inscribed in a circle is equal to the radius and is the chord of 60°, or one-sixth of the circle. The radius is divided into sixty equal parts, which are then divided and subdivided in a sexagesimal way. The smaller divisions and subdivisions are called prime minute parts and second minute parts (partes minutæ primæ and partes minutæ secundæ), from which we get the terms "minute" and "second." The sexagesimal method of dividing the circle and its parts originated in Babylon, as we have seen in the first chapter.

Ptolemy was the last of the great Greek astronomers. In the fourth century and at the beginning of the fifth, Theon and his illustrious daughter Hypatia commented on and taught the astronomy of Ptolemy. In the Greek schools of philosophy Plato's doctrine of the supreme reality of the invisible world was harmonized for a time with Christian mysticism, but these schools were suppressed at the beginning of the sixth century. The extinction of scientific and of all other learning seemed imminent.

Ptolemy was the final major Greek astronomer. In the fourth century and early fifth century, Theon and his notable daughter Hypatia studied and taught Ptolemy's astronomy. In the Greek philosophy schools, Plato's idea of the ultimate reality of the unseen world was briefly blended with Christian mysticism, but these schools were shut down at the start of the sixth century. The end of scientific inquiry and all other forms of learning appeared unavoidable.

What were the causes of this threatened break in the historical continuity of science? They were too many and too varied to admit of adequate statement here. From the latter part of the fourth century the Roman Empire had been overrun by the Visigoths, the Vandals, the Huns, the Ostrogoths, the Lombards, and other barbarians. Even before these incursions learning had suffered under the calamity of war. In the time of Julius Cæsar the larger of the famous libraries of Alexandria, containing, it is com[Pg 47]puted, some 490,000 rolls, caught fire from ships burning in the harbor, and perished. This alone involved an incalculable setback to the march of scientific thought.

What caused this threatened break in the historical continuity of science? There were too many reasons, and they were too varied to explain fully here. From the late fourth century, the Roman Empire was invaded by the Visigoths, the Vandals, the Huns, the Ostrogoths, the Lombards, and other barbarian groups. Even before these invasions, knowledge had suffered due to the disasters of war. During Julius Caesar's time, one of the famous libraries of Alexandria, which was said to have housed about 490,000 scrolls, caught fire from ships burning in the harbor and was lost. This alone represented an enormous setback for the progress of scientific thought.

Another influence tending to check the advance of the sciences was the clash between Christian and Pagan ideals. To many of the bishops of the Church the aims and pursuits of science seemed vain and trivial when compared with the preservation of purity of character or the assurance of eternal felicity. Many were convinced that the end of the world was at hand, and strove to fix their thoughts solely on the world to come. Their austere disregard of this life found some support in a noble teaching of the Stoic philosophy that death itself is no evil to the just man. The early Christian teachers held that the body should be mortified if it interfered with spiritual welfare. Disease is a punishment, or a discipline to be patiently borne. One should choose physical uncleanliness rather than run any risk of moral contamination. It is not impossible for enlightened people at the present time to assume a tolerant attitude toward the worldly Greeks or the other-worldly Christians. At that time, however, mutual antipathy was intense. The long and cruel war between science and Christian theology had begun.

Another influence that held back the progress of the sciences was the conflict between Christian and Pagan ideals. To many bishops of the Church, the goals and activities of science seemed pointless and trivial compared to maintaining moral integrity or securing eternal happiness. Many believed that the end of the world was near and focused solely on the afterlife. Their strict neglect of this life was partly supported by a noble teaching of Stoic philosophy that death is not an evil for a just person. The early Christian teachers believed that the body should be disciplined if it interfered with spiritual well-being. Illness is viewed as a punishment or a trial to be endured with patience. It was considered better to embrace physical uncleanliness than to risk moral corruption. While it’s possible for open-minded people today to take a tolerant view of the worldly Greeks or the otherworldly Christians, at that time, the mutual hostility was intense. The long and bitter conflict between science and Christian theology had begun.

Not all the Christian bishops, to be sure, took a hostile view of Greek learning. Some regarded the great philosophers as the allies of the Church. Some held that churchmen should study the wisdom of the Greeks in order the better to refute them. Others held that the investigation of truth was no longer necessary after mankind had received the revelation[Pg 48] of the gospel. One of the ablest of the Church Fathers regretted his early education and said that it would have been better for him if he had never heard of Democritus. The Christian writer Lactantius asked shrewdly whence atoms came, and what proof there was of their existence. He also allowed himself to ridicule the idea of the antipodes, a topsy-turvy world of unimaginable disorder. In 389 A.D. one of the libraries at Alexandria was destroyed and its books were pillaged by the Christians. In 415 Hypatia, Greek philosopher and mathematician, was murdered by a Christian mob. In 642 the Arabs having pushed their conquest into northern Africa gained possession of Alexandria. The cause of learning seemed finally and irrecoverably lost.

Not all Christian bishops viewed Greek learning negatively. Some saw the great philosophers as allies of the Church. Some believed that church leaders should study Greek wisdom to better refute it. Others thought that seeking truth was unnecessary after humanity had received the revelation[Pg 48] of the gospel. One of the most capable Church Fathers regretted his early education, saying it would have been better for him if he had never heard of Democritus. The Christian writer Lactantius cleverly questioned where atoms came from and what proof there was of their existence. He also mocked the concept of antipodes, a chaotic world beyond imagination. In 389 AD, one of the libraries in Alexandria was destroyed, and its books were looted by Christians. In 415, Hypatia, a Greek philosopher and mathematician, was killed by a Christian mob. In 642, the Arabs, having expanded their conquests into northern Africa, took control of Alexandria. The pursuit of knowledge seemed to be definitively and irretrievably lost.

The Arab conquerors, however, showed themselves singularly hospitable to the culture of the nations over which they had gained control. Since the time of Alexander there had been many Greek settlers in the larger cities of Syria and Persia, and here learning had been maintained in the schools of the Jews and of a sect of Christians (Nestorians), who were particularly active as educators from the fifth century to the eleventh. The principal Greek works on science had been translated into Syrian. Hindu arithmetic and astronomy had found their way into Persia. By the ninth century all these sources of scientific knowledge had been appropriated by the Arabs. Some fanatics among them, to be sure, held that one book, the Koran, was of itself sufficient to insure the well-being of the whole human race, but happily a more enlightened view prevailed.

The Arab conquerors were surprisingly welcoming to the cultures of the nations they took control over. Since Alexander's time, many Greek settlers had lived in the larger cities of Syria and Persia, where education thrived in the schools of the Jews and a group of Christians (Nestorians), who played a significant role in education from the fifth to the eleventh century. Major Greek works on science were translated into Syrian. Hindu arithmetic and astronomy made their way into Persia. By the ninth century, the Arabs had embraced all these sources of scientific knowledge. While some extremists believed that the Koran alone was enough to guarantee the well-being of the entire human race, a more progressive perspective ultimately won out.

In the time of Harun Al-Rashid (800 A.D.), and[Pg 49] his son, the Caliphate of Bagdad was the center of Arab science. Mathematics and astronomy were especially cultivated; an observatory was established; and the work of translation was systematically carried on by a sort of institute of translators, who rendered the writings of Aristotle, Hippocrates, Galen, Euclid, Ptolemy, and other Greek scientists, into Arabic. The names of the great Arab astronomers and mathematicians are not popularly known to us; their influence is greater than their fame. One of them describes the method pursued by him in the ninth century in taking measure of the circumference of the earth. A second developed a trigonometry of sines to replace the Ptolemaic trigonometry of chords. A third made use of the so-called Arabic (really Hindu) system of numerals, and wrote the first work on Algebra under that name. In this the writer did not aim at the mental discipline of students, but sought to confine himself to what is easiest and most useful in calculation, "such as men constantly require in cases of inheritance, legacies, partition, law-suits, and trade, and in all their dealings with one another, or where the measuring of lands, the digging of canals, geometrical computation, and other objects of various sorts and kinds are concerned."

In the time of Harun Al-Rashid (800 CE) and[Pg 49] his son, the Caliphate of Baghdad was the hub of Arab science. Mathematics and astronomy were particularly advanced; an observatory was set up; and a translation institute systematically translated the works of Aristotle, Hippocrates, Galen, Euclid, Ptolemy, and other Greek scientists into Arabic. The names of the great Arab astronomers and mathematicians aren't widely known today; their impact is greater than their recognition. One of them explained his method for measuring the circumference of the earth in the ninth century. A second developed a system of trigonometry based on sines to replace the Ptolemaic chords. A third utilized the so-called Arabic (actually Hindu) numeral system and wrote the first work on Algebra under that name. In this work, the writer didn’t focus on training students' minds but aimed to stick to what is simplest and most practical in calculations, "such as what people regularly need for inheritance, legacies, division, lawsuits, trade, and all their interactions with one another, or where land measurement, canal digging, geometric calculations, and other various tasks are involved."

In the following centuries Arab institutions of higher learning were widely distributed and the flood-tide of Arab science was borne farther west. At Cairo about the close of the tenth century the first accurate records of eclipses were made, and tables were constructed of the motions of the sun, moon, and planets. Here as elsewhere the Arabs displayed ingenuity in the making of scientific apparatus, celes[Pg 50]tial globes, sextants of large size, quadrants of various sorts, and contrivances from which in the course of time were developed modern surveying instruments for measuring horizontal and vertical angles. Before the end of the eleventh century an Arab born at Cordova, the capital of Moorish Spain, constructed the Toletan Tables. These were followed in 1252 by the publication of the Alphonsine Tables, an event which astronomers regard as marking the dawn of European science.

In the following centuries, Arab colleges spread widely, and the surge of Arab science reached farther west. By the end of the tenth century in Cairo, the first precise records of eclipses were made, and tables were created to track the movements of the sun, moon, and planets. Here, as in other places, the Arabs showed creativity in creating scientific tools, celestial globes, large sextants, various quadrants, and devices that eventually evolved into modern surveying instruments for measuring horizontal and vertical angles. By the end of the eleventh century, an Arab from Cordova, the capital of Moorish Spain, developed the Toletan Tables. This was followed in 1252 by the publication of the Alphonsine Tables, an event that astronomers consider the beginning of European science.

Physics and chemistry, as well as mathematics and astronomy, owe much in their development to the Arabs. An Arabian scientist of the eleventh century studied the phenomena of the reflection and refraction of light, explained the causes of morning and evening twilight, understood the magnifying power of lenses and the anatomy of the human eye. Our use of the terms retina, cornea, and vitreous humor may be traced to the translation of his work on optics. The Arabs also made fair approximations to the correct specific weights of gold, copper, mercury, and lead. Their alchemy was closely associated with metallurgy, the making of alloys and amalgams, and the handicrafts of the goldsmiths and silversmiths. The alchemists sought to discover processes whereby one metal might be transmuted into another. Sulphur affected the color and substance. Mercury was supposed to play an important part in metal transmutations. They thought, for example, that tin contained more mercury than lead, and that the baser, more unhealthy metal might be converted into the nobler and more healthy by the addition of mercury. They even sought for a substance that might effect[Pg 51] all transmutations, and be for mankind a cure for all ailments, even that of growing old. The writings that have been attributed to Geber show the advances that chemistry made through the experiments of the Arabs. They produced sulphuric and nitric acids, and aqua regia, able to dissolve gold, the king of metals. They could make use of wet methods, and form metallic salts such as silver nitrate. Laboratory processes like distilling, filtering, crystallization, sublimation, became known to the Europeans through them. They obtained potash from wine lees, soda from sea-plants, and from quicksilver the mercuric oxide which played so interesting a part in the later history of chemistry.

Physics and chemistry, along with mathematics and astronomy, owe a lot to the Arabs for their development. An Arab scientist in the eleventh century studied how light reflects and refracts, explained why we have morning and evening twilight, understood the magnifying power of lenses, and examined the human eye's anatomy. The terms retina, cornea, and vitreous humor in our language can be traced back to translations of his work on optics. The Arabs also made good estimates of the specific weights of gold, copper, mercury, and lead. Their alchemy was closely linked to metallurgy, the creation of alloys and amalgams, and the crafts of goldsmiths and silversmiths. Alchemists aimed to find ways to turn one metal into another. Sulphur influenced color and substance, and mercury was believed to be crucial in metal transformations. For example, they thought that tin had more mercury than lead, and that the less noble and unhealthier metal could be transformed into a more noble and healthy one by adding mercury. They even searched for a substance that could enable all transmutations and be a cure for all human ailments, even aging itself. Writings attributed to Geber illustrate the progress that chemistry made through Arab experiments. They produced sulphuric and nitric acids, as well as aqua regia, which can dissolve gold, the king of metals. They utilized wet methods to create metallic salts like silver nitrate. Laboratory techniques such as distillation, filtration, crystallization, and sublimation were introduced to Europeans by them. They obtained potash from wine lees, soda from sea plants, and from quicksilver, they produced mercuric oxide, which played a significant role in the later history of chemistry.

Much of the science lore of the Arabs arose from their extensive trade, and in the practice of medicine. They introduced sugar-cane into Europe, improved the methods of manufacturing paper, discovered a method of obtaining alcohol, knew the uses of gypsum and of white arsenic, were expert in pharmacy and learned in materia medica. They are sometimes credited with introducing to the West the knowledge of the mariner's compass and of gunpowder.

Much of the scientific knowledge of the Arabs came from their extensive trade and medical practices. They brought sugar cane to Europe, advanced the production of paper, discovered a way to create alcohol, understood the uses of gypsum and white arsenic, were skilled in pharmacy, and were knowledgeable in medicinal substances. They are often credited with introducing the knowledge of the mariner's compass and gunpowder to the West.

Avicenna (980-1037), the Arab physician, not only wrote a large work on medicine (the Canon) based on the lore of Galen, which was used as a text-book for centuries in the universities of Europe, but wrote commentaries on all the works of Aristotle. For Averroës (1126-1198), the Arab physician and philosopher, was reserved the title "The Commentator," due to his devotion to the works of the Greek biologist and philosopher. It was through the com[Pg 52]mentaries of Averroës that Aristotelian science became known in Europe during the Middle Ages. In his view Aristotle was the founder and perfecter of science; yet he showed an independent knowledge of physics and chemistry, and wrote on astronomy and medicine as well as philosophy. He set forth the facts in reference to natural phenomena purely in the interests of the truth. He could not conceive of anything being created from nothing. At the same time he taught that God is the essence, the eternal cause, of progress. It is in humanity that intellect most clearly reveals itself, but there is a transcendent intellect beyond, union with which is the highest bliss of the individual soul. With the death of the Commentator the culture of liberal science among the Arabs came to an end, but his influence (and through him that of Aristotle) was perpetuated in all the western centers of education.

Avicenna (980-1037), the Arab physician, not only wrote a major work on medicine (the Canon) based on Galen's teachings, which served as a textbook for centuries in European universities, but also produced commentaries on all of Aristotle's works. For Averroës (1126-1198), the Arab physician and philosopher, the title "The Commentator" was given, due to his dedication to the Greek biologist and philosopher's writings. It was through Averroës' commentaries that Aristotelian science became known in Europe during the Middle Ages. He regarded Aristotle as the founder and perfecter of science; however, he also demonstrated his own understanding of physics and chemistry, and wrote about astronomy and medicine in addition to philosophy. He presented facts regarding natural phenomena solely in the pursuit of truth. He couldn't imagine anything being created from nothing. At the same time, he taught that God is the essence, the eternal cause, of progress. In humanity, intellect is most clearly manifested, but there exists a transcendent intellect beyond, and union with it represents the highest bliss of the individual soul. With the death of the Commentator, the flourishing of liberal science among the Arabs came to an end, but his influence (and that of Aristotle through him) continued in all the western centers of education.

The preservation of the ancient learning had not, however, depended solely on the Arabs. At the beginning of the sixth century, before the taking of Alexandria by the followers of Mohammed, St. Benedict had founded the monastery of Monte Cassino in Italy. Here was begun the copying of manuscripts, and the preparation of compendiums treating of grammar, dialectic, rhetoric, arithmetic, astronomy, music, and geometry. These were based on ancient, Roman writings. Works like Pliny's Natural History, the encyclopedia of the Middle Ages, had survived all the wars by which Rome had been devastated. Learning, which in Rome's darkest days had found refuge in Britain and Ireland, returned book in hand. Charlemagne (800) called Alcuin from[Pg 53] York to instruct princes and nobles at the Frankish court. At this same palace school half a century later the Irishman Scotus Erigena exhibited his learning, wit, and logical acumen. In the tenth century Gerbert (Pope Sylvester II) learned mathematics at Arab schools in Spain. The translation of Arab works on science into the Latin language, freer intercourse of European peoples with the East through war and trade, economic prosperity, the liberation of serfs and the development of a well-to-do middle class, the voyages of Marco Polo to the Orient, the founding of universities, the encouragement of learning by the Emperor Frederick II, the study of logic by the schoolmen, were all indicative of a new era in the history of scientific thought.

The preservation of ancient knowledge didn’t only rely on the Arabs. At the start of the sixth century, before the followers of Mohammed took Alexandria, St. Benedict established the monastery of Monte Cassino in Italy. This was where they began copying manuscripts and putting together summaries on topics like grammar, logic, rhetoric, arithmetic, astronomy, music, and geometry. These were based on ancient Roman writings. Works like Pliny's Natural History, which served as the encyclopedia of the Middle Ages, survived all the wars that devastated Rome. During the darkest days of Rome, learning found refuge in Britain and Ireland, and later returned with books in hand. Charlemagne (800) summoned Alcuin from[Pg 53] York to teach princes and nobles at the Frankish court. At this same palace school, half a century later, the Irishman Scotus Erigena showcased his knowledge, humor, and logical skills. In the tenth century, Gerbert (Pope Sylvester II) studied mathematics at Arab schools in Spain. The translation of Arab scientific works into Latin, increased interaction between Europeans and the East through wars and trade, economic prosperity, the freeing of serfs, and the rise of a prosperous middle class, along with Marco Polo’s travels to the East, the founding of universities, the support for learning by Emperor Frederick II, and the study of logic by the schoolmen, all pointed to a new era in the history of scientific thought.

The learned Dominican Albertus Magnus (1193-1280) was a careful student of Aristotle as well as of his Arabian commentators. In his many books on natural history he of course pays great deference to the Philosopher, but he is not devoid of original observation. As the official visitor of his order he had traveled through the greater part of Germany on foot, and with a keen eye for natural phenomena was able to enrich botany and zoölogy by much accurate information. His intimacy with the details of natural history made him suspected by the ignorant of the practice of magical arts.

The knowledgeable Dominican Albertus Magnus (1193-1280) studied Aristotle closely, along with his Arabian commentators. In his numerous books on natural history, he shows great respect for the Philosopher, but he also includes original observations. As the official visitor for his order, he walked across most of Germany, and with a sharp eye for natural phenomena, he added a wealth of accurate information to botany and zoology. His deep understanding of natural history led the uninformed to suspect him of practicing magical arts.

His pupil and disciple Thomas Aquinas (1227-1274) was the philosopher and recognized champion of the Christian Church. In 1879 Pope Leo XIII, while proclaiming that every wise saying, every useful discovery, by whomsoever it may be wrought, should be welcomed with a willing and grateful[Pg 54] mind, exhorted the leaders of the Roman Catholic Church to restore the golden wisdom of St. Thomas and to propagate it as widely as possible for the good of society and the advancement of all the sciences. Certainly the genius of St. Thomas Aquinas seems comprehensive enough to embrace all science as well as all philosophy from the Christian point of view. According to him there are two sources of knowledge, reason and revelation. These are not irreconcilably opposed. The Greek philosophers speak with the voice of reason. It is the duty of theology to bring all knowledge into harmony with the truths of revelation imparted by God for the salvation of the human race. Averroës is in error when he argues the impossibility of something being created from nothing, and again when he implies that the individual intellect becomes merged in a transcendental intellect; for such teaching would be the contrary of what has been revealed in reference to the creation of the world and the immortality of the individual soul. In the accompanying illustration we see St. Thomas inspired by Christ in glory, guided by Moses, St. Peter, and the Evangelists, and instructed by Aristotle and Plato. He has overcome the heathen philosopher Averroës, who lies below discomfited.

His student and disciple Thomas Aquinas (1227-1274) was the philosopher and recognized supporter of the Christian Church. In 1879, Pope Leo XIII declared that every wise saying and useful discovery, regardless of who it comes from, should be welcomed with an open and grateful[Pg 54] mind. He urged the leaders of the Roman Catholic Church to revive the golden wisdom of St. Thomas and spread it as widely as possible for the benefit of society and the advancement of all sciences. Clearly, the genius of St. Thomas Aquinas seems broad enough to encompass all science and all philosophy from a Christian perspective. According to him, there are two sources of knowledge: reason and revelation. These are not fundamentally opposed. The Greek philosophers speak through reason. It is the responsibility of theology to align all knowledge with the truths of revelation given by God for the salvation of humanity. Averroës is mistaken when he argues that something cannot be created from nothing, and again when he suggests that the individual intellect merges with a transcendent intellect; such teachings contradict the revelation about the creation of the world and the immortality of the individual soul. In the accompanying illustration, we see St. Thomas inspired by Christ in glory, guided by Moses, St. Peter, and the Evangelists, and taught by Aristotle and Plato. He has triumphed over the pagan philosopher Averroës, who lies defeated below.

St. Thomas Aquinas vs. Averroës

The English Franciscan Roger Bacon (1214-1294) deserves to be mentioned with the two great Dominicans. He was acquainted with the works of the Greek and Arabian scientists. He transmitted in a treatise that fell under the eye of Columbus the view of Aristotle in reference to the proximity of another continent on the other side of the Atlantic; he anticipated the principle on which the telescope was[Pg 55] afterwards constructed; he advocated basing natural science on experience and careful observation rather than on a process of reasoning. Roger Bacon's writings are characterized by a philosophical breadth of view. To his mind the earth is only an insignificant dot in the center of the vast heavens.

The English Franciscan Roger Bacon (1214-1294) deserves to be mentioned alongside the two great Dominicans. He was familiar with the works of Greek and Arab scientists. He shared in a treatise that came to Columbus's attention Aristotle's idea about the existence of another continent across the Atlantic; he predicted the principle that would later be used to construct the telescope; he promoted the idea that natural science should be based on experience and careful observation rather than pure reasoning. Roger Bacon's writings are marked by a broad philosophical perspective. To him, the earth is just a tiny dot in the middle of the vast universe.

In the centuries that followed the death of Bacon the relation of this planet to the heavenly bodies was made an object of study by a succession of scientists who like him were versed in the achievements of preceding ages. Peurbach (1423-1461), author of New Theories of the Planets, developed the trigonometry of the Arabians, but died before fulfilling his plan to give Europe an epitome of the astronomy of Ptolemy. His pupil, Regiomontanus, however, more than made good the intentions of his master. The work of Peurbach had as commentator the first teacher in astronomy of Copernicus (1473-1543). Later Copernicus spent nine years in Italy, studying at the universities and acquainting himself with Ptolemaic and other ancient views concerning the motions of the planets. He came to see that the apparent revolution of the heavenly bodies about the earth from east to west is really owing to the revolution of the earth on its axis from west to east. This view was so contrary to prevailing beliefs that Copernicus refused to publish his theory for thirty-six years. A copy of his book, teaching that our earth is not the center of the universe, was brought to him on his deathbed, but he never opened it.

In the centuries after Bacon's death, scientists began studying the relationship between our planet and the heavenly bodies, building on the discoveries of those before them. Peurbach (1423-1461), who wrote New Theories of the Planets, expanded on Arabian trigonometry but died before he could complete his goal of providing Europe with a summary of Ptolemy's astronomy. His student, Regiomontanus, more than fulfilled his mentor's vision. Peurbach's work was commented on by Copernicus's first astronomy teacher (1473-1543). Later, Copernicus spent nine years in Italy, attending universities and familiarizing himself with both Ptolemaic and other ancient theories regarding planetary motion. He realized that the seeming movement of heavenly bodies around the Earth from east to west is actually due to the Earth's rotation on its axis from west to east. This idea was so against the common beliefs of the time that Copernicus hesitated to publish his theory for thirty-six years. A copy of his book, which explained that our Earth is not the center of the universe, was brought to him on his deathbed, but he never opened it.

Momentous as was this discovery, setting aside the geocentric system which had held captive the best minds for fourteen slow centuries and substituting the[Pg 56] heliocentric, it was but a link in the chain of successes in astronomy to which Tycho Brahe, Kepler, Galileo, Newton, and their followers contributed.

Momentous as this discovery was, moving away from the geocentric system that had held the best minds captive for fourteen long centuries and replacing it with the[Pg 56] heliocentric model, it was just one part of the series of successes in astronomy that Tycho Brahe, Kepler, Galileo, Newton, and their followers contributed to.

REFERENCES

The Catholic Encyclopedia.

The Catholic Encyclopedia.

J. L. E. Dreyer, History of the Planetary Systems.

J. L. E. Dreyer, History of the Planetary Systems.

Encyclopædia Britannica. Arabian Philosophy; Roger Bacon.

Encyclopædia Britannica. Arabian Philosophy; Roger Bacon.

W. J. Townsend, The Great Schoolmen of the Middle Ages.

W. J. Townsend, The Great Schoolmen of the Middle Ages.

R. B. Vaughan, St. Thomas of Aquin; his Life and Labours.

R. B. Vaughan, St. Thomas of Aquin; his Life and Labours.

Andrew D. White, A History of the Warfare of Science with Theology in Christendom.

Andrew D. White, A History of the Warfare of Science with Theology in Christendom.


CHAPTER V

THE CLASSIFICATION OF THE SCIENCES—FRANCIS BACON

The preceding chapter has shown that there is a continuity in the development of single sciences. The astronomy, or the chemistry, or the mathematics, of one period depends so directly on the respective science of the foregoing period, that one feels justified in using the term "growth," or "evolution," to describe their progress. Now a vital relationship can be observed not only among different stages of the same science, but also among the different sciences. Physics, astronomy, and chemistry have much in common; geometry, trigonometry, arithmetic, and algebra are called "branches" of mathematics; zoölogy and botany are biological sciences, as having to do with living species. In the century following the death of Copernicus, two great scientists, Bacon and Descartes, compared all knowledge to a tree, of which the separate sciences are branches. They thought of all knowledge as a living organism with an interconnection or continuity of parts, and a capability of growth.

The previous chapter has shown that there is a continuity in the development of individual sciences. The astronomy, chemistry, or mathematics of one era relies so heavily on the respective science of the previous era that it makes sense to describe their progress as "growth" or "evolution." Now, a significant relationship can be seen not only among different stages of the same science but also among various sciences. Physics, astronomy, and chemistry share a lot in common; geometry, trigonometry, arithmetic, and algebra are referred to as "branches" of mathematics; zoology and botany are biological sciences since they deal with living species. In the century following Copernicus' death, two great scientists, Bacon and Descartes, likened all knowledge to a tree, with separate sciences as its branches. They viewed all knowledge as a living organism with interconnected or continuous parts, capable of growth.

By the beginning of the seventeenth century the sciences were so considerable that in the interest of further progress a comprehensive view of the tree of knowledge, a survey of the field of learning, was needed. The task of making this survey was undertaken by Francis Bacon, Lord Verulam (1561-1626).[Pg 58] His classification of human knowledge was celebrated, and very influential in the progress of science. He kept one clear purpose in view, namely, the control of nature by man. He wished to take stock of what had already been accomplished, to supply deficiencies, and to enlarge the bounds of human empire. He was acutely conscious that this was an enterprise too great for any one man, and he used his utmost endeavors to induce James I to become the patron of the plan. His project admits of very simple statement now; he wished to edit an encyclopedia, but feared that it might prove impossible without coöperation and without state support. He felt capable of furnishing the plans for the building, but thought it a hardship that he was compelled to serve both as architect and laborer. The worthiness of these plans was attested in the middle of the eighteenth century, when the great French Encyclopaedia was projected by Diderot and D'Alembert. The former, its chief editor and contributor, wrote in the Prospectus: "If we come out successful from this vast undertaking, we shall owe it mainly to Chancellor Bacon, who sketched the plan of a universal dictionary of sciences and arts at a time when there were not, so to speak, either arts or sciences. This extraordinary genius, when it was impossible to write a history of what men knew, wrote one of what they had to learn."

By the early seventeenth century, the sciences had grown significantly, and for the sake of further progress, a comprehensive overview of knowledge—a survey of the field of learning—was necessary. Francis Bacon, Lord Verulam (1561-1626), took on the task of creating this survey.[Pg 58] His classification of human knowledge became well-known and had a significant impact on the advancement of science. He consistently aimed to enable man to control nature. He wanted to assess what had already been achieved, address shortcomings, and expand the limits of human understanding. He was fully aware that this was a task too large for any single person, and he worked tirelessly to persuade James I to support the initiative. His project can be simply summarized: he wanted to compile an encyclopedia but worried it would be impossible without collaboration and state backing. He believed he could design the plan but found it difficult that he had to act as both architect and laborer. The value of these plans was confirmed in the mid-eighteenth century when Diderot and D'Alembert initiated the great French Encyclopaedia. Diderot, its main editor and contributor, wrote in the Prospectus: "If we succeed in this vast undertaking, we will owe it mainly to Chancellor Bacon, who outlined the plan for a universal dictionary of sciences and arts at a time when, so to speak, there were neither arts nor sciences. This extraordinary genius, when it was impossible to write a history of what people knew, instead wrote one of what they had to learn."

Bacon, as we shall amply see, was a firm believer in the study of the arts and occupations, and at the same time retained his devotion to principles and abstract thought. He knew that philosophy could aid the arts that supply daily needs; also that the arts and occupations enriched the field of philosophy,[Pg 59] and that the basis of our generalizations must be the universe of things knowable. "For," he writes, "if men judge that learning should be referred to use and action, they judge well; but it is easy in this to fall into the error pointed out in the ancient fable; in which the other parts of the body found fault with the stomach, because it neither performed the office of motion as the limbs do, nor of sense, as the head does; but yet notwithstanding it is the stomach which digests and distributes the aliment to all the rest. So that if any man think that philosophy and universality are idle and unprofitable studies, he does not consider that all arts and professions are from thence supplied with sap and strength." For Bacon, as for Descartes, natural philosophy was the trunk of the tree of knowledge.

Bacon, as we will see in detail, was a strong advocate for studying the arts and trades while also holding on to his commitment to principles and abstract thinking. He recognized that philosophy could support the practical arts that meet everyday needs, and that the arts and trades could enhance the realm of philosophy,[Pg 59] and that our generalizations should be grounded in the universe of knowable things. "For," he writes, "if people believe that learning should be linked to practical use and action, they are correct; but it’s easy to fall into the mistake highlighted in the ancient fable, where the other parts of the body criticized the stomach for not moving like the limbs or sensing like the head; yet it is the stomach that digests and distributes nourishment to all the other parts. So, if anyone thinks that philosophy and broad studies are useless and unprofitable, they fail to see that all arts and professions derive their vitality and strength from them." For Bacon, just like for Descartes, natural philosophy was the trunk of the tree of knowledge.

On the other hand, he looked to the arts, crafts, and occupations as a source of scientific principles. In his survey of learning he found some records of agriculture and likewise of many mechanical arts. Some think them a kind of dishonor. "But if my judgment be of any weight, the use of History Mechanical is, of all others, the most radical and fundamental towards natural philosophy." When the different arts are known, the senses will furnish sufficient concrete material for the information of the understanding. The record of the arts is of most use because it exhibits things in motion, and leads more directly to practice. "Upon this history, therefore, mechanical and illiberal as it may seem (all fineness and daintiness set aside), the greatest diligence must be bestowed." "Again, among the particular arts those are to be preferred which exhibit, alter, and pre[Pg 62]pare natural bodies and materials of things as agriculture, cooking, chemistry, dyeing; the manufacture of glass, enamel, sugar, gunpowder, artificial fires, paper and the like." Weaving, carpentry, architecture, manufacture of mills, clocks, etc. follow. The purpose is not solely to bring the arts to perfection, but all mechanical experiments should be as streams flowing from all sides into the sea of philosophy.

On the other hand, he viewed the arts, crafts, and jobs as a source of scientific principles. In his exploration of learning, he found some records of agriculture and many mechanical arts. Some see them as somewhat disreputable. "But if my opinion carries any weight, the study of Mechanical History is the most essential and foundational for natural philosophy." When we understand different arts, our senses will provide enough concrete material to inform our understanding. The documentation of the arts is particularly useful because it shows things in motion and leads more directly to practice. "Therefore, on this history, even if it seems mechanical and unrefined (excluding all elegance and delicacy), we must put in the greatest effort." "Moreover, among the specific arts, those that are preferred are those that demonstrate, alter, and prepare natural bodies and materials, such as agriculture, cooking, chemistry, dyeing; the making of glass, enamel, sugar, gunpowder, artificial fires, paper, and the like." Weaving, carpentry, architecture, and the manufacturing of mills, clocks, etc., follow. The goal isn’t just to perfect the arts, but all mechanical experiments should flow into the sea of philosophy from all directions.

Shortly after James I came to the throne in 1603, Bacon published his Advancement of Learning. He continued in other writings, however, to develop the organization of knowledge, and in 1623 summed up his plan in the De Augmentis Scientiarum.

Shortly after James I became king in 1603, Bacon published his Advancement of Learning. He went on to expand on the organization of knowledge in other works, and in 1623, he summarized his plan in the De Augmentis Scientiarum.

A recent writer (Pearson, 1900) has attempted to summarize Bacon's classification of the different branches of learning. When one compares this summary with an outline of the classification of knowledge made by the French monk, Hugo of St. Victor, who stands midway between Isidore of Seville (570-636) and Bacon, some points of resemblance are of course obvious. Moreover, Hugo, like Bacon, insisted on the importance of not being narrowly utilitarian. Men, he says, are often accustomed to value knowledge not on its own account but for what it yields. Thus it is with the arts of husbandry, weaving, painting, and the like, where skill is considered absolutely vain, unless it results in some useful product. If, however, we judged after this fashion of God's wisdom, then, no doubt, the creation would be preferred to the Creator. But wisdom is life, and the love of wisdom is the joy of life (felicitas vitæ).

A recent writer (Pearson, 1900) has tried to summarize Bacon's classification of different fields of learning. When you compare this summary with an outline of knowledge classification made by the French monk, Hugo of St. Victor, who is between Isidore of Seville (570-636) and Bacon, some similarities are obviously clear. Moreover, Hugo, like Bacon, emphasized the importance of not being overly utilitarian. He points out that people often tend to value knowledge not for its own sake but for its benefits. This is true for skills in farming, weaving, painting, and similar areas, where expertise is seen as completely pointless unless it leads to a useful outcome. If we judged God's wisdom in the same way, then surely creation would be valued more than the Creator. But wisdom is life, and the love of wisdom is the joy of life (felicitas vitæ).

Nevertheless, when we compare these classifications diligently, we find very marked differences between[Pg 63] Bacon's views and the medieval. The weakest part of Hugo's classification is that which deals with natural philosophy. Physica, he says, undertakes the investigation of the causes of things in their effects, and of effects in their causes. It deals with the explanation of earthquakes, tides, the virtues of plants, the fierce instincts of wild animals, every species of stone, shrub, and reptile. When we turn to his special work, however, on this branch of knowledge, Concerning Beasts and Other Things, we find no attempt to subdivide the field of physica, but a series of details in botany, geology, zoölogy, and human anatomy, mostly arranged in dictionary form.

Nevertheless, when we closely compare these classifications, we see significant differences between[Pg 63] Bacon's views and those of the medieval era. The weakest aspect of Hugo's classification is the part that addresses natural philosophy. He states that Physica investigates the causes of things through their effects, and effects through their causes. It covers explanations for earthquakes, tides, the properties of plants, the aggressive instincts of wild animals, and all kinds of stones, shrubs, and reptiles. However, when we look at his specific work on this area of knowledge, Concerning Beasts and Other Things, we find no effort to break down the field of physica, but rather a collection of details about botany, geology, zoology, and human anatomy, mostly organized in a dictionary format.

When we refer to Bacon's classification we find that Physics corresponds to Hugo's Physica. It studies natural phenomena in relation to their material causes. For this study, Natural History, according to Bacon, supplies the facts. Let us glance, then, at his work on natural history, and see how far he had advanced from the medieval toward the modern conception of the sciences.

When we talk about Bacon's classification, we see that Physics matches Hugo's Physica. It examines natural phenomena in connection with their material causes. According to Bacon, Natural History provides the facts for this study. So, let's take a look at his work on natural history and see how far he progressed from medieval ideas to more modern views of the sciences.

For purposes of scientific study he divided the phenomena of the universe into (1) Celestial phenomena; (2) Atmosphere; (3) Globe; (4) Substance of earth, air, fire, water; (5) Genera, species, etc. Great scope is given to the natural history of man. The arts are classified as nature modified by man. History means, of course, descriptive science.

For scientific study, he categorized the phenomena of the universe into (1) Celestial phenomena; (2) Atmosphere; (3) Earth; (4) Elements like earth, air, fire, and water; (5) Genera, species, etc. There is a broad focus on the natural history of humans. The arts are defined as nature altered by humans. History essentially refers to descriptive science.

Bacon's Catalogue of Particular Histories by Titles (1620)

  1. History of the Heavenly Bodies; or Astronomical History.
  2. History of the Configuration of the Heavens and the parts thereof towards the Earth and the parts thereof; or Cosmographical History.
  3. History of Comets.
  4. History of Fiery Meteors.
  5. History of Lightnings, Thunderbolts, Thunders, and Coruscations.
  6. History of Winds and Sudden Blasts and Undulations of the Air.
  7. History of Rainbows.
  8. History of Clouds, as they are seen above.
  9. History of the Blue Expanse, of Twilight, of Mock-Suns, Mock-Moons, Haloes, various colours of the Sun; and of every variety in the aspect of the heavens caused by the medium.
  10. History of Showers, Ordinary, Stormy, and Prodigious; also of Waterspouts (as they are called); and the like.
  11. History of Hail, Snow, Frost, Hoar-frost, Fog, Dew, and the like.
  12. History of all other things that fall or descend from above, and that are generated in the upper region.
  13. History of Sounds in the upper region (if there be any), besides Thunder.
  14. History of Air as a whole, or in the Configuration of the World.
  15. History of the Seasons or Temperatures of the Year, as well according to the variations of Regions as according to accidents of Times and Periods of Years; of Floods, Heats, Droughts, and the like.
  16. History of Earth and Sea; of the Shape and Compass of them, and their Configurations compared with each other; and of their broadening or narrowing; of Islands in the Sea; of Gulfs of the [Pg 65]Sea, and Salt Lakes within the Land; Isthmuses and Promontories.
  17. History of the Motions (if any be) of the Globe of Earth and Sea; and of the Experiments from which such motions may be collected.
  18. History of the greater motions and Perturbations in Earth and Sea; Earthquakes, Tremblings and Yawnings of the Earth, Islands newly appearing; Floating Islands; Breakings off of Land by entrance of the Sea, Encroachments and Inundations and contrariwise Recessions of the Sea; Eruptions of Fire from the Earth; Sudden Eruptions of Waters from the Earth; and the like.
  19. Natural History of Geography; of Mountains, Vallies, Woods, Plains, Sands, Marshes, Lakes, Rivers, Torrents, Springs, and every variety of their course, and the like; leaving apart Nations, Provinces, Cities, and such like matters pertaining to Civil life.
  20. History of Ebbs and Flows of the Sea; Currents, Undulations, and other Motions of the Sea.
  21. History of other Accidents of the Sea; its Saltness, its various Colours, its Depth; also of Rocks, Mountains, and Vallies under the Sea, and the like.

    Next come Histories of the Greater Masses

  22. History of Flame and of things Ignited.
  23. History of Air, in Substance, not in the Configuration of the World.
  24. History of Water, in Substance, not in the Configuration of the World.
  25. History of the Earth and the diversity thereof, in Substance, not in the Configuration of the World.

    Next come Histories of Species

  26. History of perfect Metals, Gold, Silver; and of the Mines, Veins, Marcasites of the same; also of the Working in the Mines.
  27. History of Quicksilver.
  28. History of Fossils; as Vitriol, Sulphur, etc.[Pg 66]
  29. History of Gems; as the Diamond, the Ruby, etc.
  30. History of Stones; as Marble, Touchstone, Flint, etc.
  31. History of the Magnet.
  32. History of Miscellaneous Bodies, which are neither entirely Fossil nor Vegetable; as Salts, Amber, Ambergris, etc.
  33. Chemical History of Metals and Minerals.
  34. History of Plants, Trees, Shrubs, Herbs; and of their parts, Roots, Stalks, Wood, Leaves, Flowers, Fruits, Seeds, Gums, etc.
  35. Chemical History of Vegetables.
  36. History of Fishes, and the Parts and Generation of them.
  37. History of Birds, and the Parts and Generation of them.
  38. History of Quadrupeds, and the Parts and Generation of them.
  39. History of Serpents, Worms, Flies, and other insects; and of the Parts and Generation of them.
  40. Chemical History of the things which are taken by Animals.

    Next come Histories of Man

  41. History of the Figure and External Limbs of man, his Stature, Frame, Countenance, and Features; and of the variety of the same according to Races and Climates, or other smaller differences.
  42. Physiognomical History of the same.
  43. Anatomical History, or of the Internal Members of Man; and of the variety of them, as it is found in the Natural Frame and Structure, and not merely as regards Diseases and Accidents out of the course of Nature.
  44. History of the parts of Uniform Structure in Man; as Flesh, Bones, Membranes, etc.
  45. History of Humours in Man; Blood, Bile, Seed, etc.
  46. History of Excrements; Spittle, Urine, Sweats, Stools, Hair of the Head, Hairs of the Body, Whitlows, Nails, and the like.[Pg 67]
  47. History of Faculties; Attraction, Digestion, Retention, Expulsion, Sanguification, Assimilation of Aliment into the members, conversion of Blood and Flower of Blood into Spirit, etc.
  48. History of Natural and Involuntary Motions; as Motion of the Heart, the Pulses, Sneezing, Lungs, Erection, etc.
  49. History of Motions partly Natural and Partly Violent; as of Respiration, Cough, Urine, Stool, etc.
  50. History of Voluntary Motions; as of the Instruments of Articulation of Words; Motions of the Eyes, Tongue, Jaws, Hands, Fingers; of Swallowing, etc.
  51. History of Sleep and Dreams.
  52. History of different habits of Body—Fat, Lean; of the Complexions (as they call them), etc.
  53. History of the Generation of Man.
  54. History of Conception, Vivification, Gestation in the Womb, Birth, etc.
  55. History of the Food of Man; and of all things Eatable and Drinkable; and of all Diet; and of the variety of the same according to nations and smaller differences.
  56. History of the Growth and Increase of the Body, in the whole and in its parts.
  57. History of the Course of Age; Infancy, Boyhood, Youth, Old Age; of Length and Shortness of Life, and the like, according to nations and lesser differences.
  58. History of Life and Death.
  59. History Medicinal of Diseases, and of the Symptoms and Signs of them.
  60. History Medicinal of the Treatment and Remedies and Cures of Diseases.
  61. History Medicinal of those things which preserve the Body and the Health.
  62. History Medicinal of those things which relate to the Form and Comeliness of the Body.
  63. History Medicinal of those things which alter the Body, and pertain to Alterative Regimen.[Pg 68]
  64. History of Drugs.
  65. History of Surgery.
  66. Chemical History of Medicines.
  67. History of Vision, and of things Visible.
  68. History of Painting, Sculpture, Modelling, etc.
  69. History of Hearing and Sound.
  70. History of Music.
  71. History of Smell and Smells.
  72. History of Taste and Tastes.
  73. History of Touch, and the objects of Touch.
  74. History of Venus, as a species of Touch.
  75. History of Bodily Pains, as species of Touch.
  76. History of Pleasure and Pain in general.
  77. History of the Affections; as Anger, Love, Shame, etc.
  78. History of the Intellectual Faculties; Reflexion, Imagination, Discourse, Memory, etc.
  79. History of Natural Divinations.
  80. History of Diagnostics, or Secret Natural Judgements.
  81. History of Cookery, and of the arts thereto belonging, as of the Butcher, Poulterer, etc.
  82. History of Baking, and the Making of Bread, and the arts thereto belonging, as of the Miller, etc.
  83. History of Wine.
  84. History of the Cellar and of different kinds of Drink.
  85. History of Sweetmeats and Confections.
  86. History of Honey.
  87. History of Sugar.
  88. History of the Dairy.
  89. History of Baths and Ointments.
  90. Miscellaneous History concerning the care of the body—as of Barbers, Perfumers, etc.
  91. History of the working of Gold, and the arts thereto belonging.
  92. History of the manufactures of Wool, and the arts thereto belonging.
  93. History of the manufactures of Silk, and the arts thereto belonging.[Pg 69]
  94. History of the manufactures of Flax, Hemp, Cotton, Hair, and other kinds of Thread, and the arts thereto belonging.
  95. History of manufactures of Feathers.
  96. History of Weaving, and the arts thereto belonging.
  97. History of Dyeing.
  98. History of Leather-making, Tanning, and the arts thereto belonging.
  99. History of Ticking and Feathers.
  100. History of working in Iron.
  101. History of Stone-cutting.
  102. History of the making of Bricks and Tiles.
  103. History of Pottery.
  104. History of Cements, etc.
  105. History of working in Wood.
  106. History of working in Lead.
  107. History of Glass and all vitreous substances, and of Glass-making.
  108. History of Architecture generally.
  109. History of Waggons, Chariots, Litters, etc.
  110. History of Printing, of Books, of Writing, of Sealing; of Ink, Pen, Paper, Parchment, etc.
  111. History of Wax.
  112. History of Basket-making.
  113. History of Mat-making, and of manufactures of Straw, Rushes, and the like.
  114. History of Washing, Scouring, etc.
  115. History of Agriculture, Pasturage, Culture of Woods, etc.
  116. History of Gardening.
  117. History of Fishing.
  118. History of Hunting and Fowling.
  119. History of the Art of War, and of the arts thereto belonging, as Armoury, Bow-making, Arrow-making, Musketry, Ordnance, Cross-bows, Machines, etc.
  120. History of the Art of Navigation, and of the crafts and arts thereto belonging.
  121. History of Athletics and Human Exercises of all kinds.
  122. History of Horsemanship.
  123. History of Games of all kinds.[Pg 70]
  124. History of Jugglers and Mountebanks.
  125. Miscellaneous History of various Artificial Materials,—Enamel, Porcelain, various cements, etc.
  126. History of Salts.
  127. Miscellaneous History of various Machines and Motions.
  128. Miscellaneous History of Common Experiments which have not grown into an Art.

    Histories must also be written of Pure Mathematics; though they are rather observations than experiments

  129. History of the Natures and Powers of Numbers.
  130. History of the Natures and Powers of Figures.

The fragment containing this catalogue (Parasceve—Day of Preparation) was added to Bacon's work on method, The New Logic (Novum Organum), 1620. Besides completing his survey and classification of the sciences (De Augmentis Scientiarum), 1623, he published a few separate writings on topics in the catalogue—Winds, Life and Death, Tides, etc. In 1627, a year after his death, appeared his much misunderstood work, Sylva Sylvarum. He had found that the Latin word sylva meant stuff or raw material, as well as a wood, and called this final work Sylva Sylvarum, which I would translate, "Jungle of Raw Material." He himself referred to it as "an undigested heap of particulars"; yet he was willing it should be published because "he preferred the good of men to anything that might have relation to himself." In it, following his catalogue, he fulfilled the promise made in 1620, of putting nature and the arts to question. Some of the problems suggested for investigation are: congealing of air, turning air into water, the secret nature of flame, motion of gravity,[Pg 71] production of cold, nourishing of young creatures in the egg or womb, prolongation of life, the media of sound, infectious diseases, accelerating and preventing putrefaction, accelerating and staying growth, producing fruit without core or seed, production of composts and helps for ground, flying in the air.

The section containing this catalog (Parasceve—Day of Preparation) was added to Bacon's work on method, The New Logic (Novum Organum), in 1620. In addition to completing his overview and classification of the sciences (De Augmentis Scientiarum), 1623, he published a few separate writings on topics in the catalog—Winds, Life and Death, Tides, etc. In 1627, a year after his death, his often-misunderstood work, Sylva Sylvarum, was released. He discovered that the Latin word sylva meant stuff or raw material, as well as wood, and titled this final work Sylva Sylvarum, which I would translate as "Jungle of Raw Material." He referred to it as "an undigested heap of particulars"; nonetheless, he agreed to have it published because "he preferred the good of people over anything that might concern himself." Within it, following his catalog, he fulfilled the promise he made in 1620 of questioning nature and the arts. Some of the problems suggested for investigation include: the freezing of air, turning air into water, the secret nature of flame, the motion of gravity,[Pg 71] the production of cold, nurturing young creatures in the egg or womb, extending life, the transmission of sound, infectious diseases, speeding up and preventing decay, accelerating and stopping growth, producing fruit without cores or seeds, creating composts and aids for the soil, flying through the air.

In the New Atlantis, a work of imagination, Bacon had represented as already achieved for mankind some of the benefits he wished for: artificial metals, various cements, excellent dyes, animals for vivisection and medical experiment, instruments which generate heat solely by motion, artificial precious stones, conveyance of sound for great distances and in tortuous lines, new explosives. "We imitate," says the guide in the Utopian land, "also flights of birds; we have some degree of flying in the air; we have ships and boats for going under water." Bacon believed in honoring the great discoverers and inventors, and advocated maintaining a calendar of inventions.

In the New Atlantis, a piece of imaginative writing, Bacon depicted some of the advancements he envisioned for humanity as already realized: synthetic metals, different types of cement, amazing dyes, animals for vivisection and medical research, devices that produce heat just by motion, synthetic gemstones, sound transmission over long distances and through complex paths, and new explosives. "We imitate," says the leader in this ideal land, "we also take inspiration from birds; we have some ability to fly in the air; we have submarines and boats for traveling underwater." Bacon believed in celebrating great discoverers and inventors and pushed for a record of inventions to be kept.

He was a fertile and stimulating thinker, and much of his great influence arose from the comprehensiveness that led to his celebrated classification of the sciences.

He was a creative and inspiring thinker, and much of his significant influence came from the broad understanding that resulted in his famous classification of the sciences.

REFERENCES

Bacon's Philosophical Works, vol. IV, Parasceve, edited by R. L. Ellis, J. Spedding, and D. D. Heath.

Bacon's Philosophical Works, vol. IV, Parasceve, edited by R. L. Ellis, J. Spedding, and D. D. Heath.

Karl Pearson, Grammar of Science.

Karl Pearson, Grammar of Science.

J. A. Thomson, Introduction to Science.

J. A. Thomson, *Introduction to Science*.


CHAPTER VI

SCIENTIFIC METHOD—GILBERT, GALILEO, HARVEY, DESCARTES

The previous chapter has given some indication of the range of the material which was demanding scientific investigation at the end of the sixteenth and the beginning of the seventeenth century. The same period witnessed a conscious development of the method, or methods, of investigation. As we have seen, Bacon wrote in 1620 a considerable work, The New Logic (Novum Organum), so called to distinguish it from the traditional deductive logic. It aimed to furnish the organ or instrument, to indicate the correct mental procedure, to be employed in the discovery of natural law. Some seventeen years later, the illustrious Frenchman René Descartes (1596-1650) published his Discourse on the Method of rightly conducting the Reason and seeking Truth in the Sciences. Both of these philosophers illustrated by their own investigations the efficiency of the methods which they advocated.

The previous chapter has shown the variety of topics that required scientific investigation at the end of the 16th century and the beginning of the 17th century. During this same time, there was a deliberate development of the methods of investigation. As we noted, Bacon wrote a significant work in 1620, The New Logic (Novum Organum), to differentiate it from traditional deductive logic. Its goal was to provide the tools or guidelines for the right mental approach needed to discover natural laws. Around seventeen years later, the famous French philosopher René Descartes (1596-1650) published his Discourse on the Method of rightly conducting the Reason and seeking Truth in the Sciences. Both philosophers demonstrated the effectiveness of the methods they promoted through their own research.

Painting by A. Ackland Hunt
DR. GILBERT DEMONSTRATING HIS ELECTRICAL EXPERIMENTS TO QUEEN ELIZABETH AND HER COURT

Before 1620, however, the experimental method had already yielded brilliant results in the hands of other scientists. We pass over Leonardo da Vinci and many others in Italy and elsewhere, whose names should be mentioned if we were tracing this method to its origin. By 1600 William Gilbert (1540-1603), physician to Queen Elizabeth, before whom, as a picture in his birthplace illustrates, he was called to[Pg 73] demonstrate his discoveries, had published his work on the Magnet, the outcome of about eighteen years of critical research. He may be considered the founder of electrical science. Galileo, who discovered the fundamental principles of dynamics and thus laid the basis of modern physical science, although he did not publish his most important work till 1638, had even before the close of the sixteenth century prepared the way for the announcement of his principles by years of strict experiment. By the year 1616, William Harvey (1578-1657), physician at the court of James I, and, later, of Charles I, had, as the first modern experimental physiologist, gained important results through his study of the circulation of the blood.

Before 1620, the experimental method had already produced impressive results in the hands of other scientists. We won’t mention Leonardo da Vinci and many others in Italy and beyond, whose names would come up if we were tracing the origins of this method. By 1600, William Gilbert (1540-1603), who was the physician to Queen Elizabeth and was called to [Pg 73] to demonstrate his discoveries, had published his work on Magnetism, the result of around eighteen years of rigorous research. He can be seen as the founder of electrical science. Galileo, who uncovered the fundamental principles of dynamics and thus laid the foundation for modern physical science, didn’t publish his most important work until 1638, but he had already paved the way for the announcement of his principles through years of careful experimentation before the end of the sixteenth century. By 1616, William Harvey (1578-1657), physician at the court of James I and later Charles I, had achieved significant results as the first modern experimental physiologist through his research on the circulation of blood.

It is not without significance that both Gilbert and Harvey had spent years in Italy, where, as we have implied, the experimental method of scientific research was early developed. Harvey was at Padua (1598-1602) within the time of Galileo's popular professoriate, and may well have been inspired by the physicist to explain on dynamical principles the flow of blood through arteries and veins. This conjecture is the more probable, since Galileo, like Harvey and Gilbert, had been trained in the study of medicine. Bacon in turn had in his youth learned something of the experimental method on the Continent of Europe, and, later, was well aware of the studies of Gilbert and Galileo, as well as of Harvey, who was indeed his personal physician.

It’s noteworthy that both Gilbert and Harvey spent years in Italy, where, as we’ve mentioned, the experimental method of scientific research was developed early on. Harvey was in Padua (1598-1602) during the time of Galileo's popular teaching, and it’s quite possible he was inspired by the physicist to explain the flow of blood through arteries and veins using dynamic principles. This idea seems more likely because Galileo, like Harvey and Gilbert, had studied medicine. Bacon, for his part, learned some of the experimental method in continental Europe during his youth and was later well acquainted with the work of Gilbert and Galileo, as well as Harvey, who was actually his personal physician.

Although these facts seem to indicate that method may be transmitted in a nation or a profession, or through personal association, there still remains some doubt as to whether anything so intimate as the[Pg 74] mental procedure involved in invention and in the discovery of truth can be successfully imparted by instruction. The individuality of the man of genius engaged in investigation must remain a factor difficult to analyze. Bacon, whose purpose was to hasten man's empire over nature through increasing the number of inventions and discoveries, recognized that the method he illustrated is not the sole method of scientific investigation. In fact, he definitely states that the method set forth in the Novum Organum is not original, or perfect, or indispensable. He was aware that his method tended to the ignoring of genius and to the putting of intelligences on one level. He knew that, although it is desirable for the investigator to free his mind from prepossessions, and to avoid premature generalizations, interpretation is the true and natural work of the mind when free from impediments, and that the conjecture of the man of genius must at times anticipate the slow process of painful induction. As we shall see in the nineteenth chapter, the psychology of to-day does not know enough about the workings of the mind to prescribe a fixed mental attitude for the investigator. Nevertheless, Bacon was not wrong in pointing out the virtues of a method which he and many others turned to good account. Let us first glance, however, at the activities of those scientists who preceded Bacon in the employment of the experimental method.

Although these facts suggest that methods can be passed down through a country, a profession, or personal connections, there is still some uncertainty about whether something as personal as the[Pg 74] mental approach involved in invention and the discovery of truth can really be taught. The unique qualities of a genius engaged in research are tough to analyze. Bacon, who aimed to speed up humanity's control over nature by increasing the number of inventions and discoveries, recognized that the method he presented is not the only way to conduct scientific inquiry. In fact, he clearly states that the method described in the Novum Organum is neither original nor perfect, and it's not absolutely necessary. He understood that his method could overlook the role of genius and level all intelligences. He realized that, while it's important for researchers to clear their minds of biases and avoid jumping to conclusions too early, interpretation is the true and natural function of a mind that is unhindered, and that the intuition of a genius can sometimes outpace the slow, difficult process of careful induction. As we will discuss in the nineteenth chapter, modern psychology doesn't yet fully understand how the mind works to prescribe a fixed mindset for researchers. Still, Bacon was right to highlight the strengths of a method that he and many others effectively utilized. However, let's first take a look at the work of those scientists who came before Bacon and used the experimental method.

Gilbert relied, in his investigations, on oft-repeated and verifiable experiments, as can be seen from his work De Magnete. He directs the experimenter, for example, to take a piece of loadstone of convenient size and turn it on a lathe to the form of a ball. It[Pg 75] then may be called a terrella, or earthkin. Place on it a piece of iron wire. The ends of the wire move round its middle point and suddenly come to a standstill. Mark with chalk the line along which the wire lies still and sticks. Then move the wire to other spots on the terrella and repeat your procedure. The lines thus marked, if produced, will form meridians, all coming together at the poles. Again, place the magnet in a wooden vessel, and then set the vessel afloat in a tub or cistern of still water. The north pole of the stone will seek approximately the direction of the south pole of the earth, etc. It was on the basis of scores of experiments of this sort, carried on from about 1582 till 1600, that Gilbert felt justified in concluding that the terrestrial globe is a magnet. This theory has since that time been abundantly confirmed by navigators. The full title of his book is Concerning the Magnet and Magnetic Bodies, and concerning the Great Magnet the Earth: A New Natural History (Physiologia) demonstrated by many Arguments and Experiments. It does not detract from the credit of Gilbert's result to state that his initial purpose was not to discover the nature of magnetism or electricity, but to determine the true substance of the earth, the innermost constitution of the globe. He was fully conscious of his own method and speaks with scorn of certain writers who, having made no magnetical experiments, constructed ratiocinations on the basis of mere opinions and old-womanishly dreamed the things that were not.

Gilbert based his research on repeated and verifiable experiments, as shown in his work De Magnete. He instructs the experimenter to take a suitably sized piece of loadstone and shape it into a ball on a lathe. This is then referred to as a terrella, or earthkin. Place a piece of iron wire on it. The ends of the wire will move around its midpoint and then suddenly stop. Mark with chalk the line where the wire stays still and sticks. Next, move the wire to different spots on the terrella and repeat the process. The lines marked this way, if extended, will form meridians that converge at the poles. Similarly, place the magnet in a wooden container and then float the vessel in a tub or still water. The north pole of the stone will approximately align itself with the direction of the south pole of the earth, and so on. Based on numerous experiments conducted from around 1582 until 1600, Gilbert felt justified in concluding that the Earth itself is a magnet. This theory has since been widely confirmed by navigators. The full title of his book is Concerning the Magnet and Magnetic Bodies, and concerning the Great Magnet the Earth: A New Natural History (Physiologia) demonstrated by many Arguments and Experiments. It does not diminish Gilbert's achievement to point out that his initial aim was not to uncover the nature of magnetism or electricity but to determine the true composition of the earth, the deepest structure of the globe. He was fully aware of his own methodology and dismissed certain writers who, without conducting any magnetic experiments, made arguments based on mere opinions and fanciful speculations.

Galileo (1564-1642) even as a child displayed something of the inventor's ingenuity, and when he was nineteen, shortly after the beginning of Gilbert's[Pg 76] experiments, his keen perception for the phenomena of motion led to his making a discovery of great scientific moment. He observed a lamp swinging by a long chain in the cathedral of his native city of Pisa, and noticed that, no matter how much the range of the oscillations might vary, their times were constant. He verified his first impressions by counting his pulse, the only available timepiece. Later he invented simple pendulum devices for timing the pulse of patients, and even made some advances in applying his discovery in the construction of pendulum clocks.

Galileo (1564-1642) showed signs of an inventor's creativity even as a child, and by the age of nineteen, just after the start of Gilbert's[Pg 76] experiments, his sharp insight into motion led to a significant scientific discovery. He watched a lamp swinging from a long chain in the cathedral of his hometown, Pisa, and noticed that, regardless of how much the range of the swings varied, the time they took was always the same. He confirmed his initial observations by counting his pulse, which was the only timekeeping method he had. Later, he created simple pendulum devices to measure patients' pulses and made some progress in using his discovery to help design pendulum clocks.

In 1589 he was appointed professor of mathematics in the University of Pisa, and within a year or two established through experiment the foundations of the science of dynamics. As early as 1590 he put on record, in a Latin treatise Concerning Motion (De Motu), his dissent from the theories of Aristotle in reference to moving bodies, confuting the Philosopher both by reason and ocular demonstration. Aristotle had held that two moving bodies of the same sort and in the same medium have velocities in proportion to their weights. If a moving body, whose weight is represented by b, be carried through the line c—e which is divided in the point d, if, also, the moving body is divided according to the same proportion as line c—e is in the point d, it is manifest that in the time taken to carry the whole body through c—e, the part will be moved through c—d. Galileo said that it is as clear as day[Pg 77]light that this view is ridiculous, for who would believe that when two lead spheres are dropped from a great height, the one being a hundred times heavier than the other, if the larger took an hour to reach the earth, the smaller would take a hundred hours? Or, that if from a high tower two stones, one twice the weight of the other, should be pushed out at the same moment, the larger would strike the ground while the smaller was still midway? His biography tells that Galileo in the presence of professors and students dropped bodies of different weights from the height of the Leaning Tower of Pisa to demonstrate the truth of his views. If allowance be made for the friction of the air, all bodies fall from the same height in equal times: the final velocities are proportional to the times; the spaces passed through are proportional to the squares of the times. The experimental basis of the last two statements was furnished by means of an inclined plane, down a smooth groove in which a bronze ball was allowed to pass, the time being ascertained by means of an improvised water-clock.

In 1589, he was appointed professor of mathematics at the University of Pisa, and within a year or two, he established the foundations of dynamics through experimentation. As early as 1590, he documented his disagreement with Aristotle's theories on moving bodies in a Latin treatise titled Concerning Motion (De Motu), disproving Aristotle using both logical reasoning and visual demonstrations. Aristotle believed that two moving bodies of the same type in the same medium have velocities proportional to their weights. If a moving body, weighing b, travels along the line c—e, which is divided at point d, and if the moving body is divided in the same proportion as line c—e at point d, it’s clear that during the time taken for the whole body to travel through c—e, the part will move through c—d. Galileo argued that it’s obvious this view is absurd, for who would believe that if two lead spheres were dropped from a great height, one weighing a hundred times more than the other, it would take the heavier one an hour to reach the ground while the lighter one would take a hundred hours? Or that if from a high tower, two stones—one twice the weight of the other—were pushed out at the same time, the heavier one would hit the ground while the lighter one was still halfway down? His biography states that Galileo, in front of professors and students, dropped bodies of different weights from the Leaning Tower of Pisa to prove his point. If you account for air friction, all bodies fall from the same height in equal times: the final velocities are proportional to the times; the distances covered are proportional to the squares of the times. The experimental basis for these last two claims was provided through an inclined plane, down which a bronze ball was allowed to roll in a smooth groove, and the time was measured using an improvised water clock.

Galileo's mature views on dynamics received expression in a work published in 1638, Mathematical Discourses and Demonstrations concerning Two New Sciences relating to Mechanics and Local Movements. It treats of cohesion and resistance to fracture (strength of materials), and uniform, accelerated, and projectile motion (dynamics). The discussion is in conversation form. The opening sentence shows Galileo's tendency to base theory on the empirical. It might be freely translated thus: "Large scope for intellectual speculation, I should think,[Pg 78] would be afforded, gentlemen, by frequent visits to your famous Venetian Dockyard (arsenale), especially that part where mechanics are in demand; seeing that there every sort of instrument and machine is put to use by numbers of workmen, among whom, taught both by tradition and their own observation, there must be some very skillful and also able to talk." The view of the shipbuilders, that a large galley before being set afloat is in greater danger of breaking under its own weight than a small galley, is the starting-point of this most important of Galileo's contributions to science.

Galileo's advanced ideas on dynamics were expressed in a work published in 1638, Mathematical Discourses and Demonstrations concerning Two New Sciences relating to Mechanics and Local Movements. It addresses cohesion and resistance to breakage (strength of materials), as well as uniform, accelerated, and projectile motion (dynamics). The discussion is presented in a conversational format. The opening sentence highlights Galileo's inclination to ground theory in empirical observation. It could be translated like this: "I believe, gentlemen, that frequent visits to your renowned Venetian Dockyard (arsenale), particularly the area where mechanics are needed, would provide ample opportunity for intellectual exploration; since there, every kind of tool and machine is utilized by many workers, among whom, educated by both tradition and their own observations, there must be some very skilled individuals who can also articulate their knowledge." The shipbuilders' view that a large galley is at greater risk of breaking under its own weight before being launched than a small galley serves as the foundation for this significant contribution of Galileo to science.

Vesalius (1514-1564) had in his work on the structure of the human body (De Humani Corporis Fabrica, 1543) shaken the authority of Galen's anatomy; it remained for Harvey on the basis of the new anatomy to improve upon the Greek physician's experimental physiology. Harvey professed to learn and teach anatomy, not from books, but from dissections, not from the dogmas of the philosophers, but from the fabric of nature.

Vesalius (1514-1564) challenged Galen's authority on human anatomy in his work on the body's structure (De Humani Corporis Fabrica, 1543); it was up to Harvey to build on the new insights of anatomy to advance the Greek physician's experimental physiology. Harvey claimed he learned and taught anatomy not from books, but from dissections, and not from philosophical doctrines, but from the way nature is structured.

There have come down to us notes of his lectures on anatomy delivered first in 1616. A brief extract will show that even at that date he had already formulated a theory of the circulation of the blood:—

There are notes of his lectures on anatomy from 1616 that have been passed down to us. A short excerpt will demonstrate that even at that time, he had already developed a theory about blood circulation:—

"WH monogram[1] By the structure of the heart it appears that the blood is continually transfused through the lungs to the aorta—as by the two clacks of a water-ram for raising water.

"WH monogram[1] The way the heart is built suggests that blood is constantly pumped through the lungs to the aorta—like how two pumps of a water-lifting device raise water."

"It is shown by ligature that there is continuous motion of the blood from arteries to veins.

"It is shown by tying off that there is a continuous flow of blood from arteries to veins."

"Whence Δ it is demonstrated that there is a continuous motion of the blood in a circle, affected by the beat of the heart."

"From this, it is shown that blood flows continuously in a circle, driven by the heartbeat."

It was not till 1628 that Harvey published his Anatomical Disquisition on the Motion of the Heart and Blood in Animals. It gives the experimental basis of his conclusions. If a live snake be laid open, the heart will be seen pulsating and propelling its contents. Compress the large vein entering the heart, and the part intervening between the point of constriction and the heart becomes empty and the organ pales and shrinks. Remove the pressure, and the size and color of the heart are restored. Now compress the artery leading from the organ, and the part between the heart and the point of pressure, and the heart itself, become distended and take on a deep purple color. The course of the blood is evidently from the vena cava through the heart to the aorta. Harvey in his investigations made use of many species of animals—at least eighty-seven.

It wasn't until 1628 that Harvey published his Anatomical Disquisition on the Motion of the Heart and Blood in Animals. It provides the experimental foundation for his conclusions. If you cut open a live snake, you can see the heart beating and pumping its blood. If you squeeze the large vein that leads into the heart, the section between the point of pressure and the heart becomes empty, causing the heart to pale and shrink. Once the pressure is released, the heart returns to its normal size and color. Now, if you squeeze the artery coming from the heart, the section between the heart and the pressure point, as well as the heart itself, becomes swollen and turns a deep purple. It's clear that blood flows from the vena cava through the heart to the aorta. In his studies, Harvey used many different species of animals—at least eighty-seven.

It was believed by some, before Harvey's demonstrations, that the arteries were hollow pipes carrying air from the lungs throughout the body, although Galen had shown by cutting a dog's trachea, inflating the lungs and tying the trachea, that the lungs were in an enclosing sack which retained the air. Harvey, following Galen, held that the pulmonary artery, carrying blood to the lungs from the right side of the heart, and the pulmonary veins, carrying blood from the lungs to the left side of the heart, intercommunicate in the hidden porosities of the lungs and through minute inosculations.

Some people believed, before Harvey's experiments, that arteries were empty tubes carrying air from the lungs throughout the body, even though Galen had demonstrated by cutting a dog's trachea, inflating its lungs, and tying the trachea, that the lungs were inside a sac that held the air. Harvey, building on Galen's work, argued that the pulmonary artery, which carries blood to the lungs from the right side of the heart, and the pulmonary veins, which bring blood from the lungs to the left side of the heart, connect in the hidden openings of the lungs and through tiny interconnections.

In man the vena cava carries the blood to the right[Pg 80] side of the heart, the pulmonary artery inosculates with the pulmonary veins, which convey it to the left side of the heart. This muscular pump drives it into the aorta. It still remains to be shown that in the limbs the blood passes from the arteries to the veins. Bandage the arm so tightly that no pulse is felt at the wrist. The hand appears at first natural, and then grows cold. Loose the bandage sufficiently to restore the pulse. The hand and forearm become suffused and swollen. In the first place the supply of blood from the deep-lying arteries is cut off. In the second case the blood returning by the superficial veins is dammed back. In the limbs as in the lungs the blood passes from artery to vein by anastomoses and porosities. All these arteries have their source in the aorta; all these veins pour their stream ultimately into the vena cava. The veins have valves, which prevent the blood flowing except toward the heart. Again, the veins and arteries form a connected system; for through either a vein or an artery all the blood may be drained off. The arguments by which Harvey supported his view were various. The opening clause of his first chapter, "When I first gave my mind to vivisection as a means of discovering the motions and uses of the heart," throws a strong light on his special method of experimental investigation.

In humans, the vena cava carries blood to the right[Pg 80] side of the heart, and the pulmonary artery connects with the pulmonary veins, which carry blood to the left side of the heart. This muscular pump then pushes it into the aorta. It’s important to demonstrate that in the limbs, blood moves from the arteries to the veins. If you tightly bandage the arm so that no pulse is felt at the wrist, the hand will initially look normal but then will become cold. Loosen the bandage enough to restore the pulse, and the hand and forearm will become swollen due to congestion. First, the supply of blood from the deeper arteries is cut off. Second, blood returning through the superficial veins is backed up. In the limbs, just like in the lungs, blood flows from artery to vein through connections and openings. All these arteries originate from the aorta, and all these veins eventually drain into the vena cava. The veins have valves that ensure blood flows only toward the heart. Furthermore, the veins and arteries form an interconnected system; blood can be drained through either a vein or an artery. Harvey provided various arguments for his theory. The opening line of his first chapter, "When I first gave my mind to vivisection as a means of discovering the motions and uses of the heart," highlights his specific approach to experimental investigation.

Bacon, stimulated by what he called philanthropia, always aimed, as we have seen, to establish man's control over nature. But all power of a high order depends on an understanding of the essential character, or law, of heat, light, sound, gravity, and the like. Nothing short of a knowledge of the underly[Pg 81]ing nature of phenomena can give science advantage over chance in hitting upon useful discoveries and inventions. It is, therefore, natural to find him applying his method of induction—his special method of true induction—to the investigation of heat.

Bacon, inspired by what he called philanthropia, always aimed, as we’ve seen, to establish human control over nature. But all high-level power depends on understanding the fundamental nature or laws of heat, light, sound, gravity, and similar concepts. Only through knowledge of the underlying nature of phenomena can science gain an edge over chance in making useful discoveries and inventions. It’s therefore natural to see him using his method of induction—his specific approach to true induction—in the study of heat.

In the first place, let there be mustered, without premature speculation, all the instances in which heat is manifested—flame, lightning, sun's rays, quicklime sprinkled with water, damp hay, animal heat, hot liquids, bodies subjected to friction. Add to these, instances in which heat seems to be absent, as moon's rays, sun's rays on mountains, oblique rays in the polar circle. Try the experiment of concentrating on a thermoscope, by means of a burning-glass, the moon's rays. Try with the burning-glass to concentrate heat from hot iron, from common flame, from boiling water. Try a concave glass with the sun's rays to see whether a diminution of heat results. Then make record of other instances, in which heat is found in varying degrees. For example, an anvil grows hot under the hammer. A thin plate of metal under continuous blows might grow red like ignited iron. Let this be tried as an experiment.

First, let’s gather, without jumping to conclusions, all the examples where heat is present—flame, lightning, sunlight, quicklime mixed with water, damp hay, body warmth, hot liquids, and objects subjected to friction. Also include examples where heat seems absent, like moonlight, sunlight on mountaintops, and angled rays in the polar regions. Conduct an experiment using a burning glass to focus the moon’s rays on a thermometer. Use the burning glass to focus heat from hot iron, regular flame, and boiling water. Experiment with a concave glass and sunlight to see if it reduces heat. Then note other instances where heat appears in varying amounts. For instance, an anvil gets hot under a hammer. A thin metal plate continuously struck could glow red like heated iron. This should be tested as an experiment.

After the presentation of these instances induction itself must be set to work to find out what factor is ever present in the positive instances, what factor is ever wanting in the negative instances, what factor always varies in the instances which show variation. According to Bacon it is in the process of exclusion that the foundations of true induction are laid. We can be certain, for example, that the essential nature of heat does not consist in light and[Pg 82] brightness, since it is present in boiling water and absent in the moon's rays.

After presenting these examples, we need to start the process of induction to discover what factor is always found in the positive examples, what factor is always missing in the negative examples, and what factor varies in the instances that show variation. According to Bacon, true induction is built on the process of exclusion. For instance, we can be sure that the essential nature of heat isn’t defined by light and brightness, since it’s present in boiling water but absent in the moon's rays.[Pg 82]

The induction, however, is not complete till something positive is established. At this point in the investigation it is permissible to venture an hypothesis in reference to the essential character of heat. From a survey of the instances, all and each, it appears that the nature of which heat is a particular case is motion. This is suggested by flame, simmering liquids, the excitement of heat by motion, the extinction of fire by compression, etc. Motion is the genus of which heat is the species. Heat itself, its essence, is motion and nothing else.

The induction isn't complete until something positive is established. At this stage of the investigation, it's acceptable to propose a hypothesis about the fundamental nature of heat. Looking at all the examples, it seems that what heat represents is a specific type of motion. This is indicated by flames, boiling liquids, the way heat increases with motion, and how fire goes out when compressed, among other things. Motion is the broader category of which heat is a subcategory. Heat itself, at its core, is nothing but motion.

It remains to establish its specific differences. This accomplished, we arrive at the definition: Heat is a motion, expansive, restrained, and acting in its strife upon the smaller particles of bodies. Bacon, glancing toward the application of this discovery, adds: "If in any natural body you can excite a dilating or expanding motion, and can so repress this motion and turn it back upon itself, that the dilation shall not proceed equally, but have its way in one part and be counteracted in another, you will undoubtedly generate heat." The reader will recall that Bacon looked for the invention of instruments that would generate heat solely by motion.

It’s necessary to pinpoint its specific differences. Once that’s done, we reach the definition: Heat is a motion that expands, is restrained, and acts on the smaller particles of bodies as it struggles. Bacon, considering the practical use of this discovery, adds: "If you can induce a dilating or expanding motion in any natural body, and then restrain this motion and redirect it back on itself, so that the expansion doesn’t happen evenly but instead occurs in one area while being suppressed in another, you will definitely produce heat." The reader will remember that Bacon was seeking to invent tools that would generate heat purely through motion.

Descartes was a philosopher and mathematician. In his Discourse on Method and his Rules for the Direction of the Mind (1628) he laid emphasis on deduction rather than on induction. In the subordination of particulars to general principles he experienced a satisfaction akin to the sense of beauty or the joy of artistic production. He speaks enthusi[Pg 83]astically of that pleasure which one feels in truth, and which in this world is about the only pure and unmixed happiness.

Descartes was a philosopher and mathematician. In his Discourse on Method and Rules for the Direction of the Mind (1628), he focused on deduction over induction. He found a satisfaction in organizing specific details under general principles that was similar to the feeling of beauty or the joy of creating art. He talks enthusiastically about the pleasure that comes from discovering truth, which in this world is one of the few sources of pure and untainted happiness.

At the same time he shared Bacon's distrust of the Aristotelian logic and maintained that ordinary dialectic is valueless for those who desire to investigate the truth of things. There is need of a method for finding out the truth. He compares himself to a smith forced to begin at the beginning by fashioning tools with which to work.

At the same time, he shared Bacon's skepticism about Aristotelian logic and believed that regular reasoning is useless for anyone looking to uncover the truth. A method is needed to discover the truth. He compares himself to a blacksmith who has to start from scratch by creating the tools he needs to work.

In his method of discovery he determined to accept nothing as true that he did not clearly recognize to be so. He stood against assumptions, and insisted on rigid proof. Trust only what is completely known. Attain a certitude equal to that of arithmetic and geometry. This attitude of strict criticism is characteristic of the scientific mind.

In his way of discovering things, he decided to accept as true only what he could clearly see was true. He rejected assumptions and demanded solid proof. Trust only what is entirely understood. Achieve certainty as strong as that of math and geometry. This approach of thorough scrutiny is typical of a scientific mindset.

Again, Descartes was bent on analyzing each difficulty in order to solve it; to neglect no intermediate steps in the deduction, but to make the enumeration of details adequate and methodical. Preserve a certain order; do not attempt to jump from the ground to the gable, but rise gradually from what is simple and easily understood.

Again, Descartes was focused on analyzing each difficulty to solve it; to not overlook any intermediate steps in the reasoning, but to ensure that the listing of details was thorough and systematic. Maintain a certain order; do not try to leap from the ground to the roof, but rise gradually from what is simple and easily understood.

Descartes' interest was not in the several branches of mathematics; rather he wished to establish a universal mathematics, a general science relating to order and measurement. He considered all physical nature, including the human body, as a mechanism, capable of explanation on mathematical principles. But his immediate interest lay in numerical relationships and geometrical proportions.

Descartes was not focused on the various branches of mathematics; instead, he wanted to create a universal mathematics, a broad science that dealt with order and measurement. He viewed all of physical nature, including the human body, as a machine that could be explained using mathematical principles. However, his primary interest was in numerical relationships and geometric proportions.

Recognizing that the understanding was depend[Pg 84]ent on the other powers of the mind, Descartes resorted in his mathematical demonstrations to the use of lines, because he could find no method, as he says, more simple or more capable of appealing to the imagination and senses. He considered, however, that in order to bear the relationships in memory or to embrace several at once, it was essential to explain them by certain formulæ, the shorter the better. And for this purpose it was requisite to borrow all that was best in geometrical analysis and algebra, and to correct the errors of one by the other.

Recognizing that understanding depended on the other powers of the mind, Descartes turned to using lines in his mathematical demonstrations because he couldn’t find a method, as he said, that was simpler or better at appealing to imagination and the senses. He believed, however, that to remember the relationships or grasp several at once, it was crucial to explain them with certain formulas, ideally as concise as possible. For this purpose, it was necessary to take the best from both geometrical analysis and algebra, and to refine the mistakes of one with the other.

Descartes was above all a mathematician, and as such he may be regarded as a forerunner of Newton and other scientists; at the same time he developed an exact scientific method, which he believed applicable to all departments of human thought. "Those long chains of reasoning," he says, "quite simple and easy, which geometers are wont to employ in the accomplishment of their most difficult demonstrations, led me to think that everything which might fall under the cognizance of the human mind might be connected together in the same manner, and that, provided only one should take care not to receive anything as true which was not so, and if one were always careful to preserve the order necessary for deducing one truth from another, there would be none so remote at which he might not at last arrive, or so concealed which he might not discover."

Descartes was primarily a mathematician, and because of this, he can be seen as a precursor to Newton and other scientists. At the same time, he created a precise scientific method that he believed could be applied to all areas of human thought. "Those long chains of reasoning," he says, "which are usually simple and easy for geometers to use in their most complex proofs, made me consider that everything within the understanding of the human mind could be interconnected in the same way. As long as one is careful not to accept anything as true unless it is, and if one consistently maintains the necessary order to derive one truth from another, there would be no truth too distant to reach or too hidden to uncover."

REFERENCES

Francis Bacon, Philosophical Works (Ellis and Spedding edition), vol. IV, Novum Organum.

Francis Bacon, Philosophical Works (Ellis and Spedding edition), vol. IV, Novum Organum.

J. J. Fahie, Galileo; His Life and Work.

J. J. Fahie, Galileo: His Life and Work.

Galileo, Two New Sciences; translated by Henry Crew and Alphonse De Salvio.

Galileo, Two New Sciences; translated by Henry Crew and Alphonse De Salvio.

William Gilbert, On the Loadstone; translated by P. F. Mottelay.

William Gilbert, On the Loadstone; translated by P. F. Mottelay.

William Harvey, An Anatomical Disquisition on the Motion of the Heart and Blood in Animals.

William Harvey, An Anatomical Disquisition on the Motion of the Heart and Blood in Animals.

T. H. Huxley, Method and Results.

T. H. Huxley, *Method and Results*.

D'Arcy Power, William Harvey (in Masters of Medicine).

D'Arcy Power, *William Harvey* (in *Masters of Medicine*).

FOOTNOTES:

[1] This is Harvey's monogram, which he used in his notes to mark any original observation.

[1] This is Harvey's monogram, which he used in his notes to indicate any original observation.


CHAPTER VII

SCIENCE AS MEASUREMENT—TYCHO BRAHE, KEPLER, BOYLE

Considering the value for clearness of thought of counting, measuring and weighing, it is not surprising to find that in the seventeenth century, and even at the end of the sixteenth, the advance of the sciences was accompanied by increased exactness of measurement and by the invention of instruments of precision. The improvement of the simple microscope, the invention of the compound microscope, of the telescope, the micrometer, the barometer, the thermoscope, the thermometer, the pendulum clock, the improvement of the mural quadrant, sextant, spheres, astrolabes, belong to this period.

Considering the importance of clear thinking through counting, measuring, and weighing, it's not surprising that in the seventeenth century, and even at the end of the sixteenth, the progress of the sciences was paired with more precise measurements and the creation of precise instruments. This period saw advancements in the simple microscope, the invention of the compound microscope and telescope, as well as the micrometer, barometer, thermoscope, thermometer, pendulum clock, and improvements to the mural quadrant, sextant, spheres, and astrolabes.

Measuring is a sort of counting, and weighing a form of measuring. We may count disparate things whether like or unlike. When we measure or weigh we apply a standard and count the times that the unit—cubit, pound, hour—is found to repeat itself. We apply our measure to uniform extension, meting out the waters by fathoms or space by the sun's diameter, and even subject time to arbitrary divisions. The human mind has been developed through contact with the multiplicity of physical objects, and we find it impossible to think clearly and scientifically about our environment without dividing, weighing, measuring, counting.

Measuring is basically a way of counting, and weighing is a type of measuring. We can count different things, whether they’re similar or not. When we measure or weigh, we use a standard and count how many times the unit—like cubit, pound, or hour—occurs. We use our measurements to assess uniform distances, measuring depths of water in fathoms or spaces using the sun's diameter, and even dividing time into arbitrary sections. The human mind has evolved through interaction with a variety of physical objects, and we find it hard to think clearly and scientifically about our surroundings without dividing, weighing, measuring, and counting.

In measuring time we cannot rely on our inward[Pg 87] impressions; we even criticize these impressions and speak of time as going slowly or quickly. We are compelled in the interests of accuracy to provide an objective standard in the clock, or the revolving earth, or some other measurable thing. Similarly with weight and heat; we cannot rely on the subjective impression, but must devise apparatus to record by a measurable movement the amount of the pressure or the degree of temperature.

In measuring time, we can't just depend on our personal feelings; we often judge these feelings and say time is passing slowly or quickly. To be accurate, we need an objective standard, like a clock, the rotation of the earth, or some other measurable thing. The same goes for weight and heat; we can't trust our subjective impressions, but we have to create instruments that can measure the amount of pressure or the degree of temperature through measurable movements.

"God ordered all things by measure, number, and weight." The scientific mind does not rest satisfied till it is able to see phenomena in their number relationships. Scientific thought is in this sense Pythagorean, that it inquires in reference to quantity and proportion.

"God arranged everything with precision, measurement, and balance." The scientific mind doesn't settle until it can understand phenomena through their numerical relationships. In this way, scientific thought is Pythagorean because it examines quantity and proportion.

As implied in a previous chapter, number relations are not clearly grasped by primitive races. Many primitive languages have no words for numerals higher than five. That fact does not imply that these races do not know the difference between large and small numbers, but precision grows with civilization, with commercial pursuits, and other activities, such as the practice of medicine, to which the use of weights and measures is essential. Scientific accuracy is dependent on words and other means of numerical expression. From the use of fingers and toes, a rude score or tally, knots on a string, or a simple abacus, the race advances to greater refinement of numerical expression and the employment of more and more accurate apparatus.

As mentioned in a previous chapter, primitive societies don't have a clear understanding of number relationships. Many primitive languages lack words for numbers beyond five. This doesn’t mean they can’t differentiate between large and small quantities, but clarity increases with civilization, commercial activities, and other fields like medicine, where weights and measures are crucial. Scientific precision relies on language and other methods of numerical representation. Starting from using fingers and toes, a basic tally, knots on a string, or a simple abacus, society progresses to more advanced numerical expressions and increasingly precise tools.

One of the greatest contributors to this advance was the celebrated Danish astronomer, Tycho Brahe (1546-1601). Before 1597 he had completed his[Pg 88] great mural quadrant at the observatory of Uraniborg. He called it with characteristic vanity the Tichonic quadrant. It consisted of a graduated arc of solid polished brass five inches broad, two inches thick, and with a radius of about six and three quarters feet. Each degree was divided into minutes, and each minute into six parts. Each of these parts was then subdivided into ten seconds, which were indicated by dots arranged in transverse oblique lines on the width of brass.

One of the key contributors to this progress was the famous Danish astronomer, Tycho Brahe (1546-1601). Before 1597, he had finished his[Pg 88] impressive mural quadrant at the Uraniborg observatory. He proudly named it the Tichonic quadrant. It featured a graduated arc made of solid polished brass that was five inches wide, two inches thick, and had a radius of about six and three-quarters feet. Each degree was divided into minutes, and each minute into six parts. Each of these parts was further split into ten seconds, which were marked by dots arranged in diagonal lines across the width of the brass.

THE TICHONIC QUADRANT

The arc was attached in the observation room to a wall running exactly north, and so secured with screws (firmissimis cochleis) that no force could move it. With its concavity toward the southern sky it was closely comparable, though reverse, to the celestial meridian throughout its length from horizon to zenith. The south wall, above the point where the radii of the quadrant met, was pierced by a cylinder of gilded brass placed in a rectangular opening, which could be opened or closed from the outside. The observation was made through one of two sights that were attached to the graduated arc and could be moved from point to point on it. In the sights were parallel slits, right, left, upper, lower. If the altitude and the transit through the meridian were to be taken at the same time the four directions were to be followed. It was the practice for the student making the observation to read off the number of degrees, minutes, etc., of the angle at which the altitude or transit was observed, so that it might be recorded by a second student. A third took the time from two clock dials when the observer gave the signal, and the exact moment of observation was also recorded by[Pg 89] student number two. The clocks recorded minutes and the smaller divisions of time; great care, however, was required to obtain good results from them. There were four clocks in the observatory, of which the largest had three wheels, one wheel of pure solid brass having twelve hundred teeth and a diameter of two cubits.

The arc was mounted in the observation room on a wall facing exactly north, secured with screws (firmissimis cochleis) so tightly that nothing could move it. With its curve aimed at the southern sky, it closely matched the celestial meridian along its entire length from horizon to zenith, just in reverse. The south wall, above where the quadrant’s radii met, had a cylinder of gilded brass set into a rectangular opening, which could be opened or closed from the outside. Observations were made through one of two sights attached to the graduated arc, which could slide along it. Each sight had parallel slits: right, left, top, and bottom. If the altitude and the transit through the meridian were to be measured at the same time, all four directions had to be accounted for. The student taking the observation would read the number of degrees, minutes, etc., of the angle at which the altitude or transit was noted, so that it could be recorded by another student. A third student would keep time on two clock dials when the observer signaled, and the exact moment of observation was also noted by[Pg 89] student number two. The clocks recorded minutes and smaller time divisions; however, great care was necessary to get accurate results from them. There were four clocks in the observatory, with the largest having three wheels, one of pure solid brass that had twelve hundred teeth and a diameter of two cubits.

Lest any space on the wall should lie empty a number of paintings were added: Tycho himself in an easy attitude seated at a table and directing from a book the work of his students. Over his head is an automatic celestial globe invented by Tycho and constructed at his own expense in 1590. Over the globe is a part of Tycho's library. On either side are represented as hanging small pictures of Tycho's patron, Frederick II of Denmark (d. 1588) and Queen Sophia. Then other instruments and rooms of the observatory are pictured; Tycho's students, of whom there were always at least six or eight, not to mention younger pupils. There appears also his great brass globe six feet in diameter. Then there is pictured Tycho's chemical laboratory, on which he has expended much money. Finally comes one of Tycho's hunting dogs—very faithful and sagacious; he serves here as a hieroglyph of his master's nobility as well as of sagacity and fidelity. The expert architect and the two artists who assisted Tycho are delineated in the landscape and even in the setting sun in the top-most part of the painting, and in the decoration above.

To avoid any blank space on the wall, several paintings were added: Tycho himself, lounging at a table and guiding his students from a book. Above him is an automatic celestial globe that he invented and funded himself in 1590. Above the globe is part of Tycho's library. On either side, there are small portraits of Tycho's patron, Frederick II of Denmark (d. 1588), and Queen Sophia. Other instruments and rooms of the observatory are depicted; Tycho's students, who numbered at least six or eight, along with younger pupils, are included as well. His large brass globe, six feet in diameter, is also portrayed. Additionally, there's a depiction of Tycho's chemical laboratory, where he invested a lot of money. Lastly, there's one of Tycho's hunting dogs—very loyal and clever; he symbolizes his master's nobility as well as wisdom and fidelity. The skilled architect and the two artists who assisted Tycho are illustrated in the landscape and even in the setting sun at the top of the painting, along with the decoration above.

The principal use of this largest quadrant was the determination of the angle of elevation of the stars within the sixth part of a minute, the collinea[Pg 90]tion being made by means of one of the sights, the parallel horizontal slits in which were aligned with the corresponding parts of the circumference of the cylinder. The altitude was recorded according to the position of the sight attached to the graduated arc.

The main use of this largest quadrant was to measure the angle of elevation of the stars within a sixth of a minute. The alignment was achieved using one of the sights, where the parallel horizontal slits were lined up with the matching parts of the cylinder's edge. The altitude was noted based on the position of the sight connected to the graduated arc.

Tycho Brahe had a great reverence for Copernicus, but he did not accept his planetary system; and he felt that advance in astronomy depended on painstaking observation. For over twenty years under the kings of Denmark he had good opportunities for pursuing his investigation. The island of Hven became his property. A thoroughly equipped observatory was provided, including printing-press and workshops for the construction of apparatus. As already implied, capable assistants were at the astronomer's command. In 1598, after having left Denmark, Tycho in a splendid illustrated book (Astronomiæ Instauratæ Mechanica) gave an account of this astronomical paradise on the Insula Venusia as he at times called it. The book, prepared for the hands of princes, contains about twenty full-page colored illustrations of astronomical instruments (including, of course, the mural quadrant), of the exterior of the observatory of Uraniborg, etc. The author had a consciousness of his own worth, and deserves the name Tycho the Magnificent. The results that he obtained were not unworthy of the apparatus employed in his observations, and before he died at Prague in 1601, Tycho Brahe had consigned to the worthiest hands the painstaking record of his labors.

Tycho Brahe held Copernicus in high regard, but he didn’t agree with his model of the solar system; he believed that progress in astronomy relied on careful observation. For over twenty years, under the kings of Denmark, he had great opportunities to pursue his research. The island of Hven became his domain. A fully equipped observatory was set up, complete with a printing press and workshops for building instruments. As mentioned, he had capable assistants at his disposal. In 1598, after leaving Denmark, Tycho published an impressive illustrated book (Astronomiæ Instauratæ Mechanica) detailing this astronomical paradise, which he sometimes referred to as the Insula Venusia. The book, aimed at princes, features around twenty full-page color illustrations of astronomical instruments (including the mural quadrant, of course), the exterior of the Uraniborg observatory, and more. The author was aware of his own significance, and he truly deserves the title Tycho the Magnificent. The results he achieved lived up to the sophisticated instruments he used in his research, and before he died in Prague in 1601, Tycho Brahe entrusted the detailed records of his work to capable hands.

Johann Kepler (1571-1630) had been called, as[Pg 91] the astronomer's assistant, to the Bohemian capital in 1600 and in a few months fell heir to Tycho's data in reference to 777 stars, which he made the basis of the Rudolphine tables of 1627. Kepler's genius was complementary to that of his predecessor. He was gifted with an imagination to turn observations to account. His astronomy did not rest in mere description, but sought the physical explanation. He had the artist's feeling for the beauty and harmony, which he divined before he demonstrated, in the number relations of the planetary movements. After special studies of Mars based on Tycho's data, he set forth in 1609 (Astronomia Nova) (1) that every planet moves in an ellipse of which the sun occupies one focus, and (2) that the area swept by the radius vector from the planet to the sun is proportional to the time. Luckily for the success of his investigation the planet on which he had concentrated his attention is the one of all the planets then known, the orbit of which most widely differs from a circle. In a later work (Harmonica Mundi, 1619) the title of which, the Harmonics of the Universe, proclaimed his inclination to Pythagorean views, he demonstrated (3) that the square of the periodic time of any planet is proportional to the cube of its mean distance from the sun.

Johann Kepler (1571-1630) was brought in as[Pg 91] the astronomer's assistant to the Bohemian capital in 1600, and a few months later, he inherited Tycho's data on 777 stars, which he used as the foundation for the Rudolphine tables of 1627. Kepler's brilliance complemented that of his predecessor. He had a talent for creatively applying observations. His astronomy went beyond mere description; it sought to explain the physical principles behind them. He possessed an artist's appreciation for beauty and harmony, which he envisioned before proving it through the numerical relationships of planetary movements. After conducting detailed studies of Mars using Tycho's data, he published in 1609 (Astronomia Nova) that (1) every planet moves in an ellipse with the sun at one focus and (2) that the area covered by the radius vector from the planet to the sun is proportional to the time. Fortunately for his research, the planet he focused on is the one whose orbit deviates the most from a circle among all the known planets. In a later work (Harmonica Mundi, 1619), whose title, Harmonics of the Universe, reflected his inclination toward Pythagorean ideas, he demonstrated that (3) the square of a planet's orbital period is proportional to the cube of its average distance from the sun.

Kepler's studies were facilitated by the invention, in 1614 by John Napier, of logarithms, which have been said, by abridging tedious calculations, to double the life of an astronomer. About the same time Kepler in purchasing some wine was struck by the rough-and-ready method used by the merchant to determine the capacity of the wine-vessels. He applied[Pg 92] himself for a few days to the problems of mensuration involved, and in 1615 published his treatise (Stereometria Doliorum) on the cubical contents of casks (or wine-jars), a source of inspiration to all later writers on the accurate determination of the volume of solids. He helped other scientists and was himself richly helped. As early as 1610 there had been presented to him a means of precision of the first importance to the progress of astronomy, namely, a Galilean telescope.

Kepler's research was made easier by the invention of logarithms in 1614 by John Napier, which, by simplifying lengthy calculations, is said to have effectively doubled an astronomer's lifespan. Around the same time, while buying some wine, Kepler was impressed by the straightforward method the merchant used to figure out the size of the wine containers. He spent a few days tackling the measurement challenges involved and published his work (Stereometria Doliorum) in 1615 on the cubic capacity of casks (or wine-jars), which inspired all later writers focused on accurately determining the volume of solids. He assisted other scientists, and in return, benefited greatly himself. As early as 1610, he was introduced to a tool of great significance for the advancement of astronomy: a Galilean telescope.

The early history of telescopes shows that the effect of combining two lenses was understood by scientists long before any particular use was made of this knowledge; and that those who are accredited with introducing perspective glasses to the public hit by accident upon the invention. Priority was claimed by two firms of spectacle-makers in Middelburg, Holland, namely, Zacharias, miscalled Jansen, and Lippershey. Galileo heard of the contrivance in July, 1609, and soon furnished so powerful an instrument of discovery that things seen through it appeared more than thirty times nearer and almost a thousand times larger than when seen by the naked eye. He was able to make out the mountains in the moon, the satellites of Jupiter in rotation, the spots on the revolving sun; but his telescope afforded only an imperfect view of Saturn. Of course these facts, published in 1610 (Sidereus Nuncius), strengthened his advocacy of the Copernican system. Galileo laughingly wrote Kepler that the professors of philosophy were afraid to look through his telescope lest they should fall into heresy. The German astronomer, who had years before written[Pg 93] on the optics of astronomy, now (1611) produced his Dioptrice, the first satisfactory statement of the theory of the telescope.

The early history of telescopes shows that scientists understood the effect of combining two lenses long before they found practical uses for this knowledge. The individuals credited with introducing eyeglasses to the public stumbled upon the invention by chance. Two spectacle-making companies in Middelburg, Holland, namely Zacharias, mistakenly called Jansen, and Lippershey, claimed to be the first. Galileo learned about the device in July 1609 and soon created a powerful instrument for discovery that made objects appear over thirty times closer and almost a thousand times larger than when viewed with the naked eye. He was able to see the mountains on the moon, the rotating moons of Jupiter, and the spots on the sun; however, his telescope only provided an imperfect view of Saturn. These findings, published in 1610 (Sidereus Nuncius), bolstered his support for the Copernican system. Galileo humorously wrote to Kepler that philosophy professors were too afraid to look through his telescope for fear of falling into heresy. The German astronomer, who had previously written[Pg 93] on the optics of astronomy, produced his Dioptrice in 1611, which was the first coherent explanation of the theory of the telescope.

About 1639 Gascoigne, a young Englishman, invented the micrometer, which enables an observer to adjust a telescope with very great precision. Before the invention of the micrometer exactitude was impossible, because the adjustment of the instrument depended on the discrimination of the naked eye. The micrometer was a further advance in exact measurement. Gascoigne's determinations of, for example, the diameter of the sun, bear comparison with the findings of even recent astronomical science.

About 1639, Gascoigne, a young Englishman, invented the micrometer, which allows an observer to adjust a telescope with extreme precision. Before the micrometer was invented, achieving accuracy was impossible because adjusting the instrument relied on what the naked eye could discern. The micrometer represented a significant advancement in precise measurement. Gascoigne's measurements, such as the diameter of the sun, are comparable to those of even modern astronomical science.

The history of the microscope is closely connected with that of the telescope. In the first half of the seventeenth century the simple microscope came into use. It was developed from the convex lens, which, as we have seen in a previous chapter, had been known for centuries, if not from remote antiquity. With the simple microscope Leeuwenhoek before 1673 had studied the structure of minute animal organisms and ten years later had even obtained sight of bacteria. Very early in the same century Zacharias had presented Prince Maurice, the commander of the Dutch forces, and the Archduke Albert, governor of Holland, with compound microscopes. Kircher (1601-1680) made use of an instrument that represented microscopic forms as one thousand times larger than their actual size, and by means of the compound microscope Malpighi was able in 1661 to see blood flowing from the minute arteries to the minute veins on the lung and on the distended bladder of the live frog. The Italian microscopist thus, among his many[Pg 94] achievements, verified by observation what Harvey in 1628 had argued must take place.

The history of the microscope is closely linked to that of the telescope. In the early 1600s, the simple microscope began to be used. It was developed from the convex lens, which, as noted in a previous chapter, had been known for centuries, if not since ancient times. With the simple microscope, Leeuwenhoek studied the structure of tiny animal organisms before 1673 and even observed bacteria ten years later. Early in the same century, Zacharias had gifted Prince Maurice, the commander of the Dutch forces, and Archduke Albert, the governor of Holland, with compound microscopes. Kircher (1601-1680) used an instrument that depicted microscopic forms as one thousand times larger than their actual size, and with the compound microscope, Malpighi was able to see blood flowing from tiny arteries to tiny veins in the lung and the swollen bladder of a live frog in 1661. The Italian microscopist thus confirmed through observation what Harvey had argued must happen in 1628.

In this same epoch apparatus of precision developed in other fields. Weight clocks had been in use as time-measurers since the thirteenth century, but they were, as we have seen, difficult to control and otherwise unreliable. Even in the seventeenth century scientists in their experiments preferred some form of water-clock. In 1636 Galileo, in a letter, mentioned the feasibility of constructing a pendulum clock, and in 1641 he dictated a description of the projected apparatus to his son Vincenzo and to his disciple Viviani. He himself was then blind, and he died the following year. His instructions were never carried into effect. However, in 1657 Christian Huygens applied the pendulum to weight clocks of the old stamp. In 1674 he gave directions for the manufacture of a watch, the movement of which was driven by a spring.

In this same period, precision instruments were developed in other areas. Weight-driven clocks had been used as timekeepers since the thirteenth century, but as we’ve seen, they were hard to control and often unreliable. Even in the seventeenth century, scientists preferred some type of water clock for their experiments. In 1636, Galileo mentioned in a letter that it was possible to build a pendulum clock, and in 1641, he dictated a description of the planned device to his son Vincenzo and his student Viviani. At that time, he was blind, and he died the following year. His instructions were never put into action. However, in 1657, Christian Huygens applied the pendulum to traditional weight clocks. In 1674, he provided instructions for creating a watch that was powered by a spring.

Galileo, to whom the advance in exact science is so largely indebted, must also be credited with the first apparatus for the measurement of temperatures. This was invented before 1603 and consisted of a glass bulb with a long stem of the thickness of a straw. The bulb was first heated and the stem placed in water. The point at which the water, which rose in the tube, might stand was an indication of the temperature. In 1631 Jean Rey just inverted this contrivance, filling the bulb with water. Of course these thermoscopes would register the effect of varying pressures as well as temperatures, and they soon made way for the thermometer and the barometer. Before 1641 a true thermometer was constructed by[Pg 95] sealing the top of the tube after driving out the air by heat. Spirits of wine were used in place of water. Mercury was not employed till 1670.

Galileo, who greatly contributed to the progress of exact science, is also credited with inventing the first device for measuring temperature. This device, created before 1603, was made of a glass bulb with a long stem about the width of a straw. The bulb was heated, and the stem was placed in water. The level to which the water rose in the tube indicated the temperature. In 1631, Jean Rey simply reversed this design, filling the bulb with water. Naturally, these thermoscopes measured not just temperature but also the effects of changing pressures, and they eventually gave way to the thermometer and the barometer. Before 1641, a true thermometer was made by[Pg 95] sealing the top of the tube after removing the air by heating it. Alcohol was used instead of water. Mercury wasn't used until 1670.

Descartes and Galileo had brought under criticism the ancient idea that nature abhors a vacuum. They knew that the horror vacui was not sufficient to raise water in a pump more than about thirty-three feet. They had also known that air has weight, a fact which soon served to explain the so-called force of suction. Galileo's associate Torricelli reasoned that if the pressure of the air was sufficient to support a column of water thirty-three feet in height, it would support a column of mercury of equal weight. Accordingly in 1643 he made the experiment of filling with mercury a glass tube four feet long closed at the upper end, and then opening the lower end in a basin of mercury. The mercury in the tube sank until its level was about thirty inches above that of the mercury in the basin, leaving a vacuum in the upper part of the tube. As the specific gravity of mercury is 13, Torricelli knew that his supposition had been correct and that the column of mercury in the tube and the column of water in the pump were owing to the pressure or weight of the air.

Descartes and Galileo criticized the old idea that nature hates a vacuum. They understood that the horror vacui wasn't enough to lift water in a pump more than about thirty-three feet. They also recognized that air has weight, a detail that soon helped explain the so-called force of suction. Galileo's colleague Torricelli figured out that if the air pressure could support a column of water thirty-three feet high, it could also support a column of mercury of equal weight. So in 1643, he conducted an experiment by filling a four-foot-long glass tube, sealed at one end, with mercury and then opening the lower end into a basin of mercury. The mercury in the tube dropped until its level was about thirty inches above that of the mercury in the basin, creating a vacuum in the upper part of the tube. Knowing that mercury's specific gravity is 13, Torricelli concluded that his assumption was correct and that the mercury column in the tube and the water column in the pump were due to the pressure or weight of the air.

Pascal thought that this pressure would be less at a high altitude. His supposition was tested on a church steeple at Paris, and, later, on the Puy de Dôme, a mountain in Auvergne. In the latter case a difference of three inches in the column of mercury was shown at the summit and base of the ascent. Later Pascal experimented with the siphon and succeeded in explaining it on the principle of atmospheric pressure.

Pascal believed that the pressure would be lower at a high altitude. He tested this idea on a church steeple in Paris and later on the Puy de Dôme, a mountain in Auvergne. In the latter case, he observed a difference of three inches in the mercury column at the summit compared to the base. Later, Pascal experimented with the siphon and successfully explained it based on the principle of atmospheric pressure.

Torricelli in the space at the top of his barometer (pressure-gauge) had produced what is called a Torricellian vacuum. Otto von Guericke, a burgomaster of Magdeburg, who had traveled in France and Italy, succeeded in constructing an air-pump by means of which air might be exhausted from a vessel. Some of his results became widely known in 1657, though his works were not published till 1673.

Torricelli created what's known as a Torricellian vacuum in the space at the top of his barometer (pressure gauge). Otto von Guericke, a mayor of Magdeburg who had traveled in France and Italy, succeeded in building an air pump that could remove air from a container. Some of his findings became widely recognized in 1657, although his works weren't published until 1673.

Robert Boyle (1626-1691), born at Castle Lismore in Ireland, was the seventh son and fourteenth child of the distinguished first Earl of Cork. He was early acquainted with these various experiments in reference to the air, as well as with Descartes' theory that air is nothing but a congeries or heap of small, and, for the most part, flexible particles. In 1659 he wrote his New Experiments Physico-Mechanical touching the Spring of the Air. Instead of spring, he at times used the word elater (ἐλατὴρ). In this treatise he describes experiments with the improved air-pump constructed at his suggestion by his assistant, Robert Hooke.

Robert Boyle (1626-1691), born at Castle Lismore in Ireland, was the seventh son and fourteenth child of the notable first Earl of Cork. He was introduced early on to various experiments related to air, as well as to Descartes' theory that air is just a collection of tiny, mostly flexible particles. In 1659, he wrote his New Experiments Physico-Mechanical touching the Spring of the Air. Instead of spring, he occasionally used the word elater (ἐλατὴρ). In this work, he describes experiments using the improved air-pump that his assistant, Robert Hooke, built based on his suggestions.

One of Boyle's critics, a professor at Louvain, while admitting that air had weight and elasticity, denied that these were sufficient to account for the results ascribed to them. Boyle thereupon published a Defence of the Doctrine touching the Spring and Weight of the Air. He felt able to prove that the elasticity of the air could under circumstances do far more than sustain twenty-nine or thirty inches of mercury. In support of his view he cited a recent experiment.

One of Boyle's critics, a professor at Louvain, acknowledged that air has weight and elasticity but argued that these factors weren't enough to explain the results attributed to them. In response, Boyle published a Defence of the Doctrine touching the Spring and Weight of the Air. He believed he could demonstrate that, under certain conditions, the elasticity of air could do much more than support twenty-nine or thirty inches of mercury. To back up his point, he referenced a recent experiment.

He had taken a piece of strong glass tubing fully twelve feet in length. (The experiment was made[Pg 97] by a well-lighted staircase, the tube being suspended by strings.) The glass was heated more than a foot from the lower end, and bent so that the shorter leg of twelve inches was parallel with the longer. The former was hermetically sealed at the top and marked off in forty-eight quarter-inch spaces. Into the opening of the longer leg, also graduated, mercury was poured. At first only enough was introduced to fill the arch, or bent part of the tube below the graduated legs. The tube was then inclined so that the air might pass from one leg to the other, and equality of pressure at the start be assured. Then more mercury was introduced and every time that the air in the shorter leg was compressed a half or a quarter of an inch, a record was made of the height of the mercury in the long leg of the tube. Boyle reasoned that the compressed air was sustaining the pressure of the column of mercury in the long leg plus the pressure of the atmosphere at the tube's opening, equivalent to 29216 inches of mercury. Some of the results were as follows: When the air in the short tube was compressed from 12 to 3 inches, it was under a pressure of 117916 inches of mercury; when compressed to 4 it was under pressure of 871516 inches of mercury; when compressed to 6, 581316; to 9, 3958. Of course, when at the beginning of the experiment there were 12 inches of air in the short tube, it was under the pressure of the atmosphere, equal to that of 29216 inches of mercury. Boyle with characteristic caution was not inclined to draw too general a conclusion from his experiment. However, it was evident, making allowance for some slight irregularity in the experimental results, that air reduced under[Pg 98] pressure to one half its original volume, doubles its resistance; and that if it is further reduced to one half,—for example, from six to three inches,—it has four times the resistance of common air. In fact, Boyle had sustained the hypothesis that supposes the pressures and expansions to be in reciprocal proportions.

He had taken a piece of strong glass tubing that was twelve feet long. (The experiment was conducted[Pg 97] by a well-lit staircase, with the tube suspended by strings.) The glass was heated more than a foot from the bottom end, and bent so that the shorter leg, which was twelve inches long, was parallel to the longer leg. The top of the shorter leg was sealed tightly and marked off in forty-eight quarter-inch sections. Mercury was poured into the opening of the longer leg, which was also marked. Initially, just enough mercury was added to fill the arch, or bent part of the tube, below the graduated sections. The tube was then tilted so that air could move from one leg to the other, ensuring that the pressure was equal at the start. More mercury was added, and each time the air in the shorter leg was compressed by a half or a quarter of an inch, the height of the mercury in the longer leg of the tube was recorded. Boyle concluded that the compressed air was supporting the pressure of the column of mercury in the longer leg plus the atmospheric pressure at the tube's opening, which was equivalent to 29216 inches of mercury. Some of the results were as follows: When the air in the short tube was compressed from 12 to 3 inches, it was under a pressure of 117916 inches of mercury; when compressed to 4 inches, it was under a pressure of 871516 inches of mercury; when compressed to 6 inches, it was 581316; and at 9 inches, it was 3958. Of course, at the beginning of the experiment, with 12 inches of air in the short tube, it was under the pressure of the atmosphere, equal to that of 29216 inches of mercury. Boyle, being cautious, was not quick to draw broad conclusions from his experiment. Nonetheless, it was clear, allowing for some minor irregularities in the experimental results, that air compressed to half its original volume doubles its resistance; and if it is further reduced to half again—for example, from six to three inches—it has four times the resistance of normal air. In fact, Boyle had supported the hypothesis that suggests pressures and expansions are inversely proportional.

REFERENCES

Sir Robert S. Ball, Great Astronomers.

Sir Robert S. Ball, *Great Astronomers*.

Robert Boyle, Works (edited by Thomas Birch).

Robert Boyle, Works (ed. Thomas Birch).

Sir David Brewster, Martyrs of Science.

Sir David Brewster, *Martyrs of Science*.

J. L. E. Dreyer, Tycho Brahe.

J. L. E. Dreyer, *Tycho Brahe*.

Sir Oliver Lodge, Pioneers of Science.

Sir Oliver Lodge, *Pioneers of Science*.

Flora Masson, Robert Boyle; a Biography.

Flora Masson, *Robert Boyle: A Biography*.


CHAPTER VIII

COÖPERATION IN SCIENCE—THE ROYAL SOCIETY

The period from 1637 to 1687 affords a good illustration of the value for the progress of science of the coöperation in the pursuit of truth of men of different creeds, nationalities, vocations, and social ranks. At, or even before, the beginning of that period the need of coöperation was indicated by the activities of two men of pronouncedly social temperament and interests, namely, the French Minim father, Mersenne, and the Protestant Prussian merchant, Samuel Hartlib.

The period from 1637 to 1687 provides a great example of how valuable it is for the advancement of science when people with different beliefs, nationalities, jobs, and social standings work together to find the truth. Even before this time, the necessity for collaboration was highlighted by the efforts of two individuals with strong social inclinations and interests: the French Minim father, Mersenne, and the Protestant Prussian merchant, Samuel Hartlib.

Mersenne was a stimulating and indefatigable correspondent. His letters to Galileo, Jean Rey, Hobbes, Descartes, Gassendi, not to mention other scientists and philosophers, constitute an encyclopedia of the learning of the time. A mathematician and experimenter himself, he had a genius for eliciting discussion and research by means of adroit questions. Through him Descartes was drawn into debate with Hobbes, and with Gassendi, a champion of the experimental method. Through him the discoveries of Harvey, Galileo, and Torricelli, as well as of many others, became widely known. His letters, in the dearth of scientific associations and the absence of scientific periodicals, served as a general news agency among the learned of his time. It is not surprising that a coterie gathered about him at Paris. Hobbes[Pg 100] spent months in daily intercourse with this group of scientists in the winter of 1636-37.

Mersenne was an inspiring and tireless correspondent. His letters to Galileo, Jean Rey, Hobbes, Descartes, Gassendi, and other scientists and philosophers form a comprehensive collection of the knowledge of that era. As a mathematician and experimenter himself, he had a talent for sparking discussions and research through clever questions. Because of him, Descartes got involved in debates with Hobbes and Gassendi, who was a supporter of the experimental method. He helped make the discoveries of Harvey, Galileo, Torricelli, and many others widely known. His letters, during a time when scientific associations and journals were scarce, acted as a general news source for scholars of his day. It's no wonder a group formed around him in Paris. Hobbes[Pg 100] spent months interacting daily with this group of scientists in the winter of 1636-37.

Hartlib, though he scarcely takes rank with Mersenne as a scientist, was no less influential. Of a generous and philanthropic disposition, he repeatedly impoverished himself in the cause of human betterment. His chief reliance was on education and improved methods of husbandry, but he resembled Horace Greeley in his hospitality to any project for the public welfare.

Hartlib, even though he doesn't quite measure up to Mersenne as a scientist, was still very influential. He was generous and philanthropic, often putting himself in financial trouble to help others. He mainly focused on education and better farming practices, but he was like Horace Greeley in his openness to any initiative aimed at benefiting the public.

One of Hartlib's chief hopes for the regeneration of England, if not of the whole world, rested on the teachings of the educational reformer Comenius, a bishop of the Moravian Brethren. In 1637, Comenius having shown himself rather reluctant to put his most cherished plans before the public, his zealous disciple precipitated matters, and on his own responsibility, and unknown to Comenius, issued from his library at Oxford Preludes to the Endeavors of Comenius. Besides Hartlib's preface it contained a treatise by the great educator on a Seminary of Christian Pansophy, a method of imparting an encyclopedic knowledge of the sciences and arts.

One of Hartlib's main hopes for the revival of England, if not the entire world, was based on the teachings of the educational reformer Comenius, a bishop of the Moravian Brethren. In 1637, Comenius had been somewhat hesitant to share his most valued plans with the public, so his devoted follower took action. Acting on his own and without Comenius's knowledge, he published from his library at Oxford Preludes to the Endeavors of Comenius. In addition to Hartlib's preface, it included a treatise by the renowned educator on a Seminary of Christian Pansophy, a method for imparting comprehensive knowledge of the sciences and arts.

The two friends were followers of the Baconian philosophy. They were influenced, as many others of the time, by the New Atlantis, which went through ten editions between 1627 and 1670, and which outlined a plan for an endowed college with thirty-six Fellows divided into groups—what would be called to-day a university of research endowed by the State. It is not surprising to find Comenius (who in his student days had been under the influence of Alsted, author of an encyclopedia on Baco[Pg 101]nian lines) speaking in 1638 on the need of a collegiate society for carrying on the educational work that he himself had at heart.

The two friends followed Baconian philosophy. Like many others of their time, they were influenced by the New Atlantis, which had ten editions published between 1627 and 1670. This work laid out a plan for a funded college with thirty-six Fellows divided into groups—what we would now call a state-endowed research university. It’s not surprising that Comenius (who had been influenced by Alsted, the author of an encyclopedia on Baconian ideas, during his student days) spoke in 1638 about the need for a collegiate society to continue the educational work he was passionate about.

In 1641 Hartlib published a work of fiction in the manner of the New Atlantis, and dedicated it to the Long Parliament. In the same year he urged Comenius to come to London, and published another work, A Reformation of Schools. He had great influence and did not hesitate to use it in his adoptive country. Everybody knew Hartlib, and he was acquainted with all the strata of English society; for although his father had been a merchant, first in Poland and later in Elbing, his mother was the daughter of the Deputy of the English Company in Dantzic and had relatives of rank in London, where Hartlib spent most of his life. He gained the good-will of the Puritan Government, and even after Cromwell's death was working, in conjunction with Boyle, for the establishment of a national council of universal learning with Wilkins as president.

In 1641, Hartlib published a work of fiction styled like the New Atlantis and dedicated it to the Long Parliament. That same year, he encouraged Comenius to come to London and published another work titled A Reformation of Schools. He had a lot of influence and wasn't shy about using it in his adopted country. Everyone knew Hartlib, and he was connected with all levels of English society; although his father had been a merchant first in Poland and later in Elbing, his mother was the daughter of the Deputy of the English Company in Dantzic and had relatives of high rank in London, where Hartlib spent most of his life. He earned the favor of the Puritan Government and even after Cromwell's death, he was working with Boyle to establish a national council for universal learning, with Wilkins as president.

When Comenius arrived in London he learned that the invitation had been sent by order of Parliament. This body was very anxious to take up the question of education, especially university education. Bacon's criticisms of Oxford and Cambridge were still borne in mind; the legislators considered that the college curriculum was in need of reformation, that there ought to be more fraternity and correspondence among the universities of Europe, and they even contemplated the endowment by the State of scientific experiment. They spoke of erecting a university at London, where Gresham College had been established in 1597 and Chelsea College in[Pg 102] 1610. It was proposed to place Gresham College, the Savoy, or Winchester College, at the disposition of the pansophists. Comenius thought that nothing was more certain than that the design of the great Verulam concerning the opening somewhere of a universal college, devoted to the advancement of the sciences, could be carried out. The impending struggle, however, between Charles I and the Parliament prevented the attempt to realize the pansophic dream, and the Austrian Slav, who knew something of the horrors of civil war, withdrew, discouraged, to the Continent.

When Comenius arrived in London, he found out that Parliament had sent the invitation. They were very eager to address the issue of education, especially higher education. Bacon's criticisms of Oxford and Cambridge were still fresh in their minds; the lawmakers believed that the college curriculum needed reform, that there should be more collaboration and communication among the universities of Europe, and they even considered having the State fund scientific research. They talked about setting up a university in London, where Gresham College was founded in 1597 and Chelsea College in[Pg 102] 1610. There was a proposal to hand over Gresham College, the Savoy, or Winchester College to the pansophists. Comenius was convinced that the vision of the great Verulam to establish a universal college focused on advancing the sciences could indeed be realized. However, the upcoming conflict between Charles I and Parliament thwarted the effort to bring the pansophic dream to life, and the Austrian Slav, who was familiar with the horrors of civil war, withdrew, discouraged, back to the Continent.

Nevertheless, Hartlib did not abandon the cause, but in 1644 broached Milton on the subject of educational reform, and drew from him the brief but influential tract on Education. In this its author alludes rather slightingly to Comenius, who had something of Bacon's infelicity in choice of titles and epithets and who must have seemed outlandish to the author of Lycidas and Comus. But Milton joined in the criticism of the universities—the study of words rather than things—and advocated an encyclopedic education based on the Greek and Latin writers of a practical and scientific tendency (Aristotle, Theophrastus, Cato, Varro, Vitruvius, Seneca, and others). He outlined a plan for the establishment of an institution to be known by the classical (and Shakespearian) name "Academy"—a plan destined to have a great effect on education in the direction indicated by the friends of pansophia.

Nonetheless, Hartlib didn't give up on the cause, and in 1644, he discussed educational reform with Milton, which led to the creation of the brief but influential tract on Education. In this work, the author refers to Comenius somewhat dismissively, who had a tendency like Bacon's to choose awkward titles and descriptors, and who likely seemed quite foreign to the writer of Lycidas and Comus. However, Milton joined in criticizing the universities for focusing on words rather than real understanding, advocating for an encyclopedic education rooted in the Greek and Latin writers known for their practical and scientific approaches (like Aristotle, Theophrastus, Cato, Varro, Vitruvius, Seneca, and others). He proposed a plan to create an institution called the "Academy," a name drawn from classical (and Shakespearian) traditions, which was poised to significantly influence education in the direction favored by the advocates of pansophia.

In this same year Robert Boyle, then an eager student of eighteen just returned to England from residence abroad, came under the influence of the[Pg 103] genial Hartlib. In 1646 he writes his tutor inquiring about books on methods of husbandry and referring to the new philosophical college, which valued no knowledge but as it had a tendency to use. A few months later he was in correspondence with Hartlib in reference to the Invisible College, and had written a third friend that the corner-stones of the invisible, or, as they termed themselves, the philosophical college, did now and then honor him with their company. These philosophers whom Boyle entertained, and whose scientific acumen, breadth of mind, humility, and universal good-will he found so congenial, were the nucleus of the Royal Society of London, of which, on its definite organization in 1662, he was the foremost member. They had begun to meet together in London about 1645, worthy persons inquisitive into natural philosophy—Wilkins, interested in the navigation of the air and of waters below the surface; Wallis, mathematician and grammarian; the many-sided Petty, political economist, and inventor of a double-bottomed boat, who had as a youth of twenty studied with Hobbes in Paris in 1643, and in 1648 was to write his first treatise on industrial education at the suggestion of Hartlib, and finally make a survey of Ireland and acquire large estates; Foster, professor of astronomy at Gresham College; Theodore Haak from the Pfalz; a number of medical men, Dr. Merret, Dr. Ent, a friend of Harvey, Dr. Goddard, who could always be relied upon to undertake an experiment, Dr. Glisson, the physiologist, author in 1654 of a treatise on the liver (De Hepate), and others. They met once a week at Goddard's in Wood Street, at the Bull's Head Tavern in Cheapside, and at Gresham College.

In the same year, Robert Boyle, an eager eighteen-year-old student just back in England after studying abroad, came under the influence of the[Pg 103] friendly Hartlib. In 1646, he wrote to his tutor asking about books on farming methods and mentioned the new philosophical college, which valued knowledge only if it had practical applications. A few months later, he was corresponding with Hartlib about the Invisible College and had told a third friend that the foundational members of the invisible, or as they called themselves, the philosophical college, occasionally met with him. These philosophers that Boyle welcomed, whose scientific insights, open-mindedness, humility, and kindness he found very appealing, were the core of the Royal Society of London, where he became the leading member when it was formally organized in 1662. They had started meeting in London around 1645—dedicated individuals curious about natural philosophy, including Wilkins, who was interested in air navigation and underwater exploration; Wallis, a mathematician and grammarian; the versatile Petty, a political economist and inventor of a double-bottomed boat, who had studied with Hobbes in Paris at the age of twenty in 1643 and, in 1648, would write his first treatise on industrial education at Hartlib’s suggestion and later survey Ireland to acquire large estates; Foster, a professor of astronomy at Gresham College; Theodore Haak from the Pfalz; and several medical professionals like Dr. Merret, Dr. Ent, a friend of Harvey, Dr. Goddard, who could always be counted on to conduct an experiment, Dr. Glisson, the physiologist who published a treatise on the liver (De Hepate) in 1654, among others. They met weekly at Goddard's in Wood Street, at the Bull's Head Tavern in Cheapside, and at Gresham College.

Dr. Wilkins, the brother-in-law of Cromwell, who is regarded by some as the founder of the Royal Society, removed to Oxford, as Warden of Wadham, in 1649. Here he held meetings and conducted experiments in conjunction with Wallis, Goddard, Petty, Boyle, and others, including Ward (afterwards Bishop of Salisbury) interested in Bulliau's Astronomy; and the celebrated physician and anatomist, Thomas Willis, author of a work on the brain (Cerebri Anatome), and another on fevers (De Febribus), in which he described epidemic typhoid as it occurred during the Civil War in 1643.

Dr. Wilkins, Cromwell's brother-in-law, who some consider the founder of the Royal Society, moved to Oxford as Warden of Wadham in 1649. There, he held meetings and conducted experiments with Wallis, Goddard, Petty, Boyle, and others, including Ward (who later became Bishop of Salisbury) interested in Bulliau's Astronomy, and the well-known physician and anatomist, Thomas Willis, author of a work on the brain (Cerebri Anatome) and another on fevers (De Febribus), where he described the epidemic typhoid that occurred during the Civil War in 1643.

In the mean time the weekly meetings in London continued, and were attended when convenient by members of the Oxford group. At Gresham College by 1658 it was the custom to remain for discussion Wednesdays and Thursdays after Mr. Wren's lecture and Mr. Rooke's. During the unsettled state of the country after Cromwell's death there was some interruption of the meetings, but with the accession of Charles II in 1660 there came a greater sense of security. New names appear on the records, Lord Brouncker, Sir Robert Moray, John Evelyn, Brereton, Ball, Robert Hooke, and Abraham Cowley.

In the meantime, the weekly meetings in London continued, and members of the Oxford group attended when it was convenient. By 1658 at Gresham College, it was customary to stay for discussions on Wednesdays and Thursdays after Mr. Wren's and Mr. Rooke's lectures. During the uncertain times following Cromwell's death, there was some disruption in the meetings, but with Charles II's accession in 1660, there was a greater sense of security. New names started appearing on the records: Lord Brouncker, Sir Robert Moray, John Evelyn, Brereton, Ball, Robert Hooke, and Abraham Cowley.

From a print of 1675
WADHAM COLLEGE, OXFORD

Plans were discussed for a more permanent form of organization, especially on November 28, 1660, when something was said of a design to found a college for the promotion of physico-mathematical experimental learning. A few months later was published Cowley's proposition for an endowed college with twenty professors, four of whom should be constantly traveling in the interests of science. The sixteen resident professors "should be bound to study[Pg 105] and teach all sorts of natural, experimental philosophy, to consist of the mathematics, mechanics, medicine, anatomy, chemistry, the history of animals, plants, minerals, elements, etc.; agriculture, architecture, art military, navigation, gardening; the mysteries of all trades and improvement of them; the facture of all merchandise, all natural magic or divination; and briefly all things contained in the Catalogue of Natural Histories annexed to my Lord Bacon's Organon." The early official history of the Royal Society (Sprat, 1667) says that this proposal hastened very much the adoption of a plan of organization. Cowley wished to educate youth and incur great expense (£4,000), but "most of the other particulars of his draught the Royal Society is now putting in practice."

Plans were discussed for a more permanent organization, especially on November 28, 1660, when there was talk of establishing a college to promote hands-on learning in physics and mathematics. A few months later, Cowley proposed an endowed college with twenty professors, four of whom would be traveling constantly for scientific purposes. The sixteen resident professors "should be committed to study[Pg 105] and teach all kinds of natural and experimental philosophy, including mathematics, mechanics, medicine, anatomy, chemistry, the history of animals, plants, minerals, elements, etc.; agriculture, architecture, military arts, navigation, gardening; the skills of all trades and their improvement; the production of all merchandise, all natural magic or divination; and in short, everything included in the Catalogue of Natural Histories attached to my Lord Bacon's Organon." The early official history of the Royal Society (Sprat, 1667) states that this proposal significantly sped up the implementation of an organizational plan. Cowley aimed to educate young people and incurred a great expense (£4,000), but "most of the other details of his draft the Royal Society is now putting into practice."

A charter of incorporation was granted in July, 1662; and, later, Charles II proclaimed himself founder and patron of the Royal Society for the advancement of natural science. Charles continued to take an interest in this organization, devoted to the discovery of truth by the corporate action of men; he proposed subjects for investigation, and asked their coöperation in a more accurate measurement of a degree of latitude. He showed himself tactful to take account of the democratic spirit of scientific investigation, and recommended to the Royal Society John Graunt, the author of a work on mortality statistics first published in 1661. Graunt was a shop-keeper of London, and Charles said that if they found any more such tradesmen, they should be sure to admit them all without more ado.

A charter of incorporation was granted in July 1662, and later, Charles II declared himself the founder and patron of the Royal Society for the advancement of natural science. Charles continued to show interest in this organization, which was dedicated to discovering the truth through collective efforts. He suggested topics for research and sought their collaboration in more accurately measuring a degree of latitude. He was tactful in recognizing the democratic spirit of scientific inquiry and recommended John Graunt to the Royal Society, the author of a work on mortality statistics first published in 1661. Graunt was a shopkeeper in London, and Charles said that if they found any more tradespeople like him, they should definitely admit them all without hesitation.

It was a recognized principle of the Society freely[Pg 106] to admit men of different religions, countries, professions. Sprat said that they openly professed, not to lay the foundation of an English, Scotch, Irish, Popish or Protestant philosophy, but a philosophy of mankind. They sought (hating war as most of them did) to establish a universal culture, or, as they phrased it, a constant intelligence throughout all civil nations. Even for the special purposes of the Society, hospitality toward all nations was necessary; for the ideal scientist, the perfect philosopher, should have the diligence and inquisitiveness of the northern nations, and the cold and circumspect and wary disposition of the Italians and Spaniards. Haak from the German Palatinate was one of the earliest Fellows of the Society, and is even credited by Wallis with being the first to suggest the meetings of 1645. Oldenburg from Bremen acted as secretary (along with Wilkins) and carried on an extensive foreign correspondence. Huygens of Holland was one of the original Fellows in 1663, while the names of Auzout, Sorbière, the Duke of Brunswick, Bulliau, Cassini, Malpighi, Leibnitz, Leeuwenhoek (as well as Winthrop and Roger Williams) appear in the records of the Society within the first decade. It seemed fitting that this cosmopolitan organization should be located in the world's metropolis rather than in a mere university town. Sprat thought London the natural seat of a universal philosophy.

It was a recognized principle of the Society to welcome men of different religions, countries, and professions. Sprat stated that they openly claimed not to establish an English, Scottish, Irish, Catholic, or Protestant philosophy, but rather a philosophy for all humanity. They aimed (as most of them disliked war) to create a universal culture, or, as they put it, a continuous understanding among all civilized nations. For the specific goals of the Society, hospitality toward all nations was essential; the ideal scientist, the perfect philosopher, should possess the diligence and curiosity of the northern nations, along with the cautious and measured temperament of the Italians and Spaniards. Haak from the German Palatinate was one of the earliest Fellows of the Society and is even credited by Wallis with being the first to suggest the meetings of 1645. Oldenburg from Bremen served as secretary (along with Wilkins) and maintained extensive correspondence with foreign contacts. Huygens of Holland was among the original Fellows in 1663, and names like Auzout, Sorbière, the Duke of Brunswick, Bulliau, Cassini, Malpighi, Leibnitz, Leeuwenhoek (as well as Winthrop and Roger Williams) appear in the Society's records from the first decade. It seemed fitting that this cosmopolitan organization should be based in the world's capital rather than in a simple university town. Sprat believed that London was the natural home for a universal philosophy.

As already implied, the Royal Society was not exclusive in its attitude toward the different vocations. A spirit of true fellowship prevailed in Gresham College, as the Society was sometimes called. The medical profession, the universities, the churches, the[Pg 107] court, the army, the navy, trade, agriculture, and other industries were there represented. Social partition walls were broken down, and the Fellows, sobered by years of political and religious strife, joined, mutually assisting one another, in the advance of science for the sake of the common weal. Their express purpose was the improvement of all professions from the highest general to the lowest artisan. Particular attention was paid to the trades, the mechanic arts, and the fostering of inventions. One of their eight committees dealt with the histories of trades; another was concerned with mechanical inventions, and the king ordained in 1662 that no mechanical device should receive a patent before undergoing their scrutiny. A great many inventions emanated from the Fellows themselves—Hooke's hygroscope; Boyle's hydrometer, of use in the detection of counterfeit coin; and, again, the tablet anemometer used by Sir Christopher Wren (the Leonardo da Vinci of his age) to register the velocity of the wind. A third committee devoted itself to agriculture, and in the Society's museum were collected products and curiosities of the shop, mine, sea, etc. One Fellow advised that attention should be paid even to the least and plainest of phenomena, as otherwise they might learn the romance of nature rather than its true history. So bent were they on preserving a spirit of simplicity and straightforwardness that in their sober discussions they sought to employ the language of artisans, countrymen, and merchants rather than that of wits and scholars.

As already mentioned, the Royal Society wasn’t exclusive in its approach to different professions. A real sense of community thrived at Gresham College, as the Society was sometimes known. The medical field, universities, churches, the court, the army, the navy, trade, agriculture, and other industries were all represented. Social barriers were broken down, and the Fellows, humbled by years of political and religious conflict, came together to support one another in advancing science for the common good. Their main goal was to improve all professions, from the highest to the lowest artisan. They paid special attention to trades, the mechanical arts, and encouraging inventions. One of their eight committees focused on trade histories; another on mechanical inventions, and in 1662, the king mandated that no mechanical device could receive a patent without undergoing their review. Many inventions came from the Fellows themselves—Hooke’s hygroscope, Boyle’s hydrometer used to detect counterfeit coins, and the tablet anemometer used by Sir Christopher Wren (the Leonardo da Vinci of his time) to measure wind speed. A third committee focused on agriculture, and the Society’s museum showcased products and curiosities from shops, mines, the sea, and more. One Fellow suggested paying attention to even the smallest and simplest phenomena; otherwise, they might end up learning the mythology of nature instead of its true story. They were so committed to maintaining a spirit of simplicity and clarity that in their serious discussions, they aimed to use the language of artisans, farmers, and merchants rather than that of clever wits and scholars.

Of course there was in the Society a predominance of gentlemen of means and leisure, "free and uncon[Pg 108]fined." Their presence was thought to serve a double purpose. It checked the tendency to sacrifice the search of truth to immediate profit, and to lay such emphasis on application, as, in the words of a subsequent president of the Society, would make truth, and wisdom, and knowledge of no importance for their own sakes. In the second place their presence was held to check dogmatism on the part of the leaders, and subservience on the part of their followers. They understood how difficult it is to transmit knowledge without putting initiative in jeopardy and that quiet intellect is easily dismayed in the presence of bold speech. The Society accepted the authority of no one, and adopted as its motto Nullius in Verba.

Of course, in the Society, there was a large number of well-to-do and leisurely gentlemen, "free and unconfined." Their presence was believed to serve a dual purpose. It kept people from prioritizing immediate profit over the pursuit of truth and prevented placing so much emphasis on application that, as a later president of the Society put it, truth, wisdom, and knowledge became insignificant in their own right. Additionally, their presence was thought to curb dogmatism among the leaders and subservience among their followers. They recognized how challenging it is to share knowledge without risking initiative and that a calm intellect can be easily intimidated by bold statements. The Society accepted no one’s authority and adopted the motto Nullius in Verba.

In this attitude they were aided by their subject and method. Search for scientific truth by laboratory procedure does not favor dogmatism. The early meetings were taken up with experiments and discussions. The Fellows recognized that the mental powers are raised to a higher degree in company than in solitude. They welcomed diversity of view and the common-sense judgment of the onlooker. As in the Civil War the private citizen had held his own with the professional soldier, so here the contribution of the amateur to the discussion was not to be despised. They had been taught to shun all forms of narrowness and intolerance. They wished to avoid the pedantry of the mere scholar, and the allied states of mind to which all individuals are liable; they valued the concurring testimony of the well-informed assembly. In the investigation of truth by the experimental method they even arrived at the[Pg 109] view that "true experimenting has this one thing inseparable from it, never to be a fixed and settled art, and never to be limited by constant rules." In its incipience at least it is evident that the Royal Society was filled with the spirit of tolerance and coöperation, and was singularly free from the spirit of envy and faction.

In this mindset, they were supported by their subject and method. Searching for scientific truth through lab work doesn't encourage dogmatism. The early meetings focused on experiments and discussions. The Fellows acknowledged that mental abilities are heightened in a group than when alone. They appreciated diverse perspectives and the common-sense judgment of outsiders. Just like during the Civil War, where everyday citizens stood their ground against professional soldiers, here the input of amateurs in discussions was highly valued. They had learned to avoid all forms of narrow-mindedness and intolerance. They aimed to steer clear of the pedantry of mere scholars and the related mindsets to which everyone is susceptible; they valued the combined insights of a well-informed group. In their quest for truth through experimentation, they even came to the view that "true experimenting has this one thing inseparable from it, never to be a fixed and settled art, and never to be limited by constant rules." At its beginnings, it was clear that the Royal Society was infused with a spirit of tolerance and cooperation, and was notably free from envy and division.

Not least important of the joint labors of the Society were its publications, which established contacts and stimulated research throughout the scientific world. Besides the Philosophical Transactions, which, since their first appearance in 1665, are the most important source of information concerning the development of modern science, the Royal Society printed many important works, among which the following will indicate its early achievements:—

Not least important of the joint efforts of the Society were its publications, which established connections and encouraged research throughout the scientific community. Besides the Philosophical Transactions, which, since their first publication in 1665, are the most significant source of information on the progress of modern science, the Royal Society published many important works, among which the following will highlight its early accomplishments:—

Hooke, Robert, Micrographia: or some Physiological Descriptions of Minute Bodies made by Magnifying Glasses. 1665.

Hooke, Robert, Micrographia: or some Physiological Descriptions of Minute Bodies made by Magnifying Glasses. 1665.

Graunt, John, Natural and Political Observations ... made upon the Bills of Mortality, with reference to the Government, Religion, Trade, Growth, Air, Diseases, and the several changes of the City. 3d edition, 1665.

Graunt, John, Natural and Political Observations ... made upon the Bills of Mortality, with reference to the Government, Religion, Trade, Growth, Air, Diseases, and the several changes of the City. 3rd edition, 1665.

Sprat, Thomas, The History of the Royal Society of London, for the Improving of Natural Knowledge. 1667.

Sprat, Thomas, The History of the Royal Society of London, for the Improving of Natural Knowledge. 1667.

Malpighi, Marcello, Dissertatio epistolica de Bombyce; Societati Regiæ Londini dicata. 1669. (On the silkworm.)

Malpighi, Marcello, Letter on the Silkworm; Dedicated to the Royal Society of London. 1669. (On the silkworm.)

Evelyn, John, Sylva, or a Discourse of Forest Trees. 1670.

Evelyn, John, Sylva, or a Discourse of Forest Trees. 1670.

Horrocks, Jeremiah, Opera [Astronomica] postuma. 1673.

Horrocks, Jeremiah, *Opera [Astronomica] postuma*. 1673.

Malpighi, Marcello, Anatome Plantarum. 1675.

Malpighi, Marcello, *Anatome Plantarum*. 1675.

Willughby, Francis, Ornithology (revised by John Ray). 1676.

Willughby, Francis, Ornithology (revised by John Ray). 1676.

Evelyn, John, A Philosophical Discourse of Earth, relating to the Culture and Improvement of it for Vegetation. 1676.

Evelyn, John, A Philosophical Discourse of Earth, relating to the Culture and Improvement of it for Vegetation. 1676.

Grew, Nehemiah, The Anatomy of Plants. 1682.

Grew, Nehemiah, The Anatomy of Plants. 1682.

Willughby, F., Historia Piscium. 1686.

Willughby, F., History of Fish. 1686.

Ray, John, Historia Plantarum. 2 vols., 1686-88.

Ray, John, Historia Plantarum. 2 vols., 1686-88.

Flamsteed, John, Tide-Table for 1687.

Flamsteed, John, *Tide Table 1687*.

Newton, Isaac, Philosophiæ Naturalis Principia Mathematica. Autore Is. Newton. Imprimatur: S. Pepys, Reg. Soc. Præses. Julii 5, 1686. 4to. Londini, 1687.

Newton, Isaac, Mathematical Principles of Natural Philosophy. Authored by Is. Newton. Imprimatur: S. Pepys, President of the Royal Society. July 5, 1686. 4to. London, 1687.

After the Society had ordered that Newton's Mathematical Principles of Natural Philosophy should be printed, it was found that the funds had been exhausted by the publication of Willughby's book on fishes. It was accordingly agreed that Halley should undertake the business of looking after it, and printing it at his own charge, which he had engaged to do. Shortly after, the President of the Royal Society, Mr. Samuel Pepys, was desired to license Mr. Newton's book.

After the Society decided to publish Newton's Mathematical Principles of Natural Philosophy, they discovered that the funds were depleted from the release of Willughby's book on fish. They agreed that Halley would take care of the printing and pay for it himself, which he agreed to do. Soon after, the President of the Royal Society, Mr. Samuel Pepys, was asked to approve Mr. Newton's book.

It was not merely by defraying the expense of publication that Halley contributed to the success of the Principia. He, Wren, Hooke, and other Fellows of the Royal Society, concluded in 1684 that if Kepler's third law were true, then the attraction exerted on the different planets would vary inversely as the square of the distance. What, then, would be the orbit of a planet under a central attraction varying as the inverse square of the distance? Halley found that Newton had already determined that the form of the orbit would be an ellipse. Newton had been occupied with the problem of gravitation for about eighteen years, but until Halley induced him to do so, had hesitated, on account of certain unsettled points, to publish his results.

It wasn’t just covering the publication costs that helped Halley contribute to the success of the Principia. In 1684, he, Wren, Hooke, and other members of the Royal Society concluded that if Kepler's third law was correct, then the gravitational pull on the different planets would decrease with the square of the distance. So, what would be the orbit of a planet if the central attraction decreased with the inverse square of the distance? Halley discovered that Newton had already figured out that the orbit would be an ellipse. Newton had been working on the concept of gravity for about eighteen years but had been hesitant to publish his findings due to some unresolved issues until Halley encouraged him to do so.

He writes: "I began (1666) to think of gravity extending to the orb of the moon, ... and thereby[Pg 111] compared the force requisite to keep the moon in her orb with the force of gravity at the surface of the earth, and found them answer pretty nearly." As early as March of that same year Hooke had communicated to the Society an account of experiments in reference to the force of gravity at different distances from the surface of the earth, either upwards or downwards. At this and at every point in Newton's discovery the records of co-workers are to be found.

He writes: "I started (1666) to consider that gravity extends to the moon, ... and thus[Pg 111] compared the force needed to keep the moon in its orbit with the force of gravity at the surface of the Earth, and found them to be pretty close." As early as March of that same year, Hooke had shared with the Society details of experiments related to the force of gravity at various distances from the Earth's surface, whether going up or down. At this moment and at every stage of Newton's discovery, the contributions of his collaborators can be found.

By Flamsteed, the first Royal Astronomer, were supplied more accurate data for the determination of planetary orbits. To Huygens Newton was indebted for the laws of centrifugal force. Two doubts had made his meticulous mind pause—one, of the accuracy of the data in reference to the measurement of the meridian, another, of the attraction of a spherical shell upon an external point. In the first matter the Royal Society, as we have seen, had been long interested, and Picard, who had worked on the measurement of the earth under the auspices of the Académie des Sciences, brought his results, which came to the attention of Newton, before the Royal Society in 1672. The second difficulty was solved by Newton himself in 1685, when he proved that a series of concentric spherical shells would act on an external point as if their mass were concentrated at the center. For his calculations henceforth the planets and stars, comets and all other bodies are points acted on by lines of force, and "Every particle of matter in the universe attracts every other particle with a force varying inversely as the square of their mutual distances, and directly as the mass of the[Pg 112] attracting particle." He deduced from this law that the earth must be flattened at the poles; he determined the orbit of the moon and of comets; he explained the precession of the equinoxes, the semi-diurnal tides, the ratio of the mass of the moon and the earth, of the sun and the earth, etc. No wonder that Laplace considered that Newton's Principia was assured a preëminence above all the other productions of the human intellect. It is no detraction from Newton's merit to say that Halley, Hooke, Wren, Huygens, Bulliau, Picard, and many other contemporaries (not to mention Kepler and his predecessors), as well as the organizations in which they were units, share the glory of the result which they coöperated to achieve. On the contrary, he seems much more conspicuous in the social firmament because, in spite of the austerity and seeming independence of his genius, he formed part of a system, and was under its law.

By Flamsteed, the first Royal Astronomer, more accurate data was provided for determining planetary orbits. Newton owed his understanding of the laws of centrifugal force to Huygens. Two doubts had caused his meticulous mind to hesitate—first, about the accuracy of the data related to measuring the meridian, and second, regarding the attraction of a spherical shell on an external point. The Royal Society, as we have seen, had been interested in the first issue for a long time, and Picard, who had worked on measuring the earth under the Académie des Sciences, presented his findings to Newton before the Royal Society in 1672. Newton himself resolved the second issue in 1685 when he proved that a series of concentric spherical shells would act on an external point as if their mass were concentrated at the center. From then on, he regarded planets, stars, comets, and all other bodies as points influenced by lines of force, stating that “Every particle of matter in the universe attracts every other particle with a force varying inversely as the square of their mutual distances, and directly as the mass of the attracting particle.” He inferred from this law that the earth must be flattened at the poles; he calculated the orbits of the moon and comets; he explained the precession of the equinoxes, the semi-diurnal tides, the ratios of the masses of the moon and the earth, of the sun and the earth, and more. It’s no surprise that Laplace believed Newton’s Principia deserved a superior status above all other achievements of the human intellect. Acknowledging the contributions of Halley, Hooke, Wren, Huygens, Bulliau, Picard, and many other contemporaries (not to mention Kepler and his predecessors), as well as the organizations they were part of, does not diminish Newton’s merit. On the contrary, he shines more brightly in the social sphere because, despite the austerity and seeming independence of his genius, he was part of a system and subject to its laws.

Portrait by John Van der Bank
By permission of W. A. Maxwell & Co.
SIR ISAAC NEWTON

Shortly after the founding of the Royal Society, correspondence, for which a committee was appointed, had been adopted as a means of gaining the coöperation of men and societies elsewhere. Sir John Moray, as President, wrote to Monsieur de Monmort, around whom, after the death of Mersenne, the scientific coterie in Paris had gathered. This group of men, which toward the close of the seventeenth century regarded itself, not unnaturally, as the parent society, was in 1666 definitely organized as the Académie Royale des Sciences. Finally, Leibnitz, who had been a Fellow of the Royal Society as early as 1673, and had spent years in the service of the Dukes of Brunswick, was instrumental in the estab[Pg 113]lishment in 1700 of the Prussian Akademie der Wissenschaften at Berlin.

Shortly after the Royal Society was founded, correspondence became a way to gain support from people and organizations elsewhere, thanks to a committee that was set up for this purpose. Sir John Moray, as President, wrote to Monsieur de Monmort, who had gathered a scientific group in Paris after Mersenne's death. This group, which by the end of the seventeenth century saw itself, quite understandably, as the founding society, was officially organized as the Académie Royale des Sciences in 1666. Finally, Leibnitz, who had become a Fellow of the Royal Society as early as 1673 and had spent years working for the Dukes of Brunswick, played a key role in establishing the Prussian Akademie der Wissenschaften in Berlin in 1700.

REFERENCES

Sir David Brewster, Memoirs of Sir Isaac Newton.

Sir David Brewster, Memoirs of Sir Isaac Newton.

E. Conradi, Learned Societies and Academies in Early Times, Pedagogical Seminary, vol. XII (1905), pp. 384-426.

E. Conradi, Learned Societies and Academies in Early Times, Pedagogical Seminary, vol. XII (1905), pp. 384-426.

Abraham Cowley, A Proposition for the Advancement of Experimental Philosophy.

Abraham Cowley, A Proposal for the Advancement of Experimental Philosophy.

D. Masson, Life of Milton. Vol. III, chap. II.

D. Masson, Life of Milton. Vol. III, chap. II.

Thomas Sprat, The History of the Royal Society of London.

Thomas Sprat, The History of the Royal Society of London.

The Record of the Royal Society (third edition, 1912).

The Record of the Royal Society (3rd edition, 1912).


CHAPTER IX

SCIENCE AND THE STRUGGLE FOR LIBERTY—BENJAMIN FRANKLIN

Of the Fellows of the Royal Society, Benjamin Franklin (1706-1790) is the most representative of that age of enlightenment which had its origin in Newton's Principia. Franklin represents the eighteenth century in his steadfast pursuit of intellectual, social, and political emancipation. And in his long fight, calmly waged, against the forces of want, superstition, and intolerance, such as still hamper the development of aspiring youth in America, England, and elsewhere, he found science no mean ally.

Of the Fellows of the Royal Society, Benjamin Franklin (1706-1790) is the most emblematic of the Enlightenment era that began with Newton's Principia. Franklin embodies the eighteenth century through his unwavering quest for intellectual, social, and political freedom. Throughout his prolonged struggle, carried out with composure, against the forces of poverty, superstition, and intolerance—which continue to hinder the progress of ambitious young people in America, England, and beyond—he found science to be a valuable ally.

There is some reason for believing that the Franklins (francus—free) were of a free line, free from that vassalage to an overlord, which in the different countries of Europe did not cease to exist with the Middle Ages. For hundreds of years they had lived obscurely near Northampton. They had early joined the revolt against the papal authority. For generations they were blacksmiths and husbandmen. Franklin's great-grandfather had been imprisoned for writing satirical verses about some provincial magnate. Of the grandfather's four sons the eldest became a smith, but having some ingenuity and scholarly ability turned conveyancer, and was recognized as able and public-spirited. The other three were dyers. Franklin's father Josiah and his Uncle Benjamin were nonconformists, and conceived the plan of emi[Pg 115]grating to America in order to enjoy their way of religion with freedom.

There is some reason to believe that the Franklins (francus—free) were of a free lineage, independent from the vassalage to an overlord, which persisted in various parts of Europe even after the Middle Ages. For hundreds of years, they lived quietly near Northampton. They had joined the rebellion against papal authority early on. For generations, they worked as blacksmiths and farmers. Franklin's great-grandfather had been jailed for writing satirical poems about a local noble. Of the grandfather's four sons, the eldest became a blacksmith, but due to his inventiveness and academic talent, he became a conveyancer and was recognized as skilled and civic-minded. The other three were dyers. Franklin's father, Josiah, and his Uncle Benjamin were nonconformists who planned to emigrate to America to practice their religion freely.

Benjamin, born at Boston, twenty-one years after his father's emigration, was the youngest of ten sons, all of whom were eventually apprenticed to trades. The father was a man of sound judgment who encouraged sensible conversation in his home. Uncle Benjamin, who did not emigrate till much later, showed interest in his precocious namesake. Both he and the maternal grandfather expressed in verse dislike of war and intolerance, the one with considerable literary skill, the other with a good deal of decent plainness and manly freedom, as his grandson said.

Benjamin, born in Boston twenty-one years after his father emigrated, was the youngest of ten sons, all of whom were eventually apprenticed to various trades. His father was a man of good judgment who fostered sensible discussions in their home. Uncle Benjamin, who emigrated much later, took an interest in his talented namesake. Both he and the maternal grandfather expressed their disdain for war and intolerance through poetry, one with significant literary talent and the other with a straightforward and courageous style, as his grandson put it.

Benjamin was intended as a tithe to the Church, but the plan was abandoned because of lack of means to send him to college. After one year at the Latin Grammar School, and one year at an arithmetic and writing school, for better or worse, his education of that sort ceased; and at the age of ten he began to assist in his father's occupation, now that of tallow-chandler and soap-boiler. He wished to go to sea, and gave indications of leadership and enterprise. His father took him to visit the shops of joiners, bricklayers, turners, braziers, cutlers, and other artisans, thus stimulating in him a delight in handicraft. Finally, because of a bookish turn he had been exhibiting, the boy was bound apprentice to his brother James, who about 1720 began to publish the New England Courant, the fourth newspaper to be established in America.

Benjamin was meant to be a contribution to the Church, but the plan fell through due to not having enough money to send him to college. After one year at the Latin Grammar School and one year at an arithmetic and writing school, his formal education came to an end; at the age of ten, he started helping his father, who was now working as a candle and soap maker. He wanted to go to sea and showed signs of leadership and initiative. His father took him to visit the workshops of carpenters, bricklayers, woodturners, metalworkers, knife makers, and other tradespeople, which sparked in him a passion for crafts. Eventually, due to his interest in books, the boy was apprenticed to his brother James, who around 1720 started publishing the New England Courant, the fourth newspaper established in America.

Among the books early read by Benjamin Franklin were The Pilgrim's Progress, certain historical collections, a book on navigation, works of Protestant[Pg 116] controversy, Plutarch's Lives, filled with the spirit of Greek freedom, Dr. Mather's Bonifacius, and Defoe's Essay on Projects. The last two seemed to give him a way of thinking, to adopt Franklin's phraseology, that had an influence on some of the principal events of his life. Defoe, an ardent nonconformist, educated in one of the Academies (established on Milton's model) and especially trained in English and current history, advocated among other projects a military academy, an academy for improving the vernacular, and an academy for women. He thought it barbarous that a civilized and Christian country should deny the advantages of learning to women. They should be brought to read books and especially history. Defoe could not think that God Almighty had made women so glorious, with souls capable of the same accomplishments with men, and all to be only stewards of our houses, cooks, and slaves.

Among the books Benjamin Franklin read early on were The Pilgrim's Progress, various historical collections, a navigation book, works on Protestant[Pg 116] controversy, Plutarch's Lives, which were filled with the spirit of Greek freedom, Dr. Mather's Bonifacius, and Defoe's Essay on Projects. The last two had a significant impact on his way of thinking, to use Franklin's terminology, influencing some of the key events in his life. Defoe, a passionate nonconformist who was educated in one of the Academies modeled after Milton's ideas and especially trained in English and contemporary history, proposed several initiatives including a military academy, an academy to improve the vernacular, and an academy for women. He believed it was barbaric for a civilized and Christian nation to deny women the benefits of education. He argued that women should be encouraged to read books, particularly history. Defoe couldn’t understand how God Almighty could have created women to be so magnificent, with souls capable of achieving the same as men, only to reduce them to being caretakers of our homes, cooks, and servants.

Benjamin still had a hankering for the sea, but he recognized in the printing-office and access to books other means of escape from the narrowness of the Boston of 1720. Between him and another bookish boy, John Collins, arose an argument in reference to the education of women. The argument took the form of correspondence. Josiah Franklin's judicious criticism led Benjamin to undertake the well-known plan of developing his literary style.

Benjamin still had a longing for the sea, but he saw in the printing office and access to books other ways to break free from the limitations of Boston in 1720. An argument emerged between him and another bookish boy, John Collins, about the education of women. The argument took place through letters. Josiah Franklin's thoughtful feedback encouraged Benjamin to take on the famous plan to improve his writing style.

Passing over his reading of the Spectator, however, it is remarkable how soon his mind sought out and assimilated its appropriate nourishment, Locke's Essay on the Human Understanding, which began the modern epoch in psychology; the Port Royal Logic,[Pg 117] prepared by that brilliant group of noble Catholics about Pascal; the works of Locke's disciple Collins, whose Discourse on Freethinking appeared in 1713; the ethical writings (1708-1713) of Shaftesbury, who defended liberty and justice, and detested all persecution. A few pages of translation of Xenophon's Memorabilia gave him a hint as to Socrates' manner of discussion, and he made it his own, and avoided dogmatism.

Passing over his reading of the Spectator, it's notable how quickly his mind sought out and absorbed its fitting knowledge—Locke's Essay on the Human Understanding, which marked the start of modern psychology; the Port Royal Logic,[Pg 117] created by that brilliant group of noble Catholics around Pascal; the works of Locke's student Collins, whose Discourse on Freethinking was published in 1713; the ethical writings (1708-1713) of Shaftesbury, who championed liberty and justice and condemned all forms of persecution. A few pages of translation from Xenophon's Memorabilia gave him insight into Socrates' style of discussion, which he adopted for himself, steering clear of dogmatism.

Franklin rapidly became expert as a printer, and early contributed articles to the paper. His brother, however, to whom he had been bound apprentice for a period of nine years, humiliated and beat him. Benjamin thought that the harsh and tyrannical treatment he received at this time was the means of impressing him with that aversion to arbitrary power that stuck to him through his whole life. He had a strong desire to escape from his bondage, and, after five years of servitude, found the opportunity. James Franklin, on account of some offensive utterances in the New England Courant, was summoned before the Council and sent to jail for one month, during which time Benjamin, in charge of the paper, took the side of his brother and made bold to give the rulers some rubs. Later, James was forbidden to publish the paper without submitting to the supervision of the Secretary oProvince. To evade the difficulty the New England Courant was published in Benjamin's name, James announcing his own retirement. In fear that this subterfuge might be challenged, he gave Benjamin a discharge of his indentures, but at the same time signed with him a new secret contract. Fresh quarrels arose between the[Pg 118] brothers, however, and Benjamin, knowing that the editor dared not plead before court the second contract, took upon himself to assert his freedom, a step which he later regretted as not dictated by the highest principle.

Benjamin Franklin quickly became skilled as a printer and started contributing articles to the paper early on. However, his brother, to whom he had been bound as an apprentice for nine years, humiliated and physically abused him. Benjamin felt that the harsh and oppressive treatment he endured at that time instilled in him a lasting aversion to arbitrary power. He had a strong desire to escape from this servitude, and after five years, he found his chance. James Franklin, due to some offensive statements in the New England Courant, was called before the Council and sentenced to a month in jail. During this time, Benjamin took charge of the paper, sided with his brother, and boldly criticized the authorities. Later, James was prohibited from publishing the paper without the Secretary of the Province's oversight. To bypass this issue, the New England Courant was published in Benjamin's name, with James announcing his retirement. Concerned that this trick might be challenged, he gave Benjamin a release from his apprenticeship, but at the same time, they signed a new secret contract. Fresh conflicts arose between the[Pg 118] brothers, and Benjamin, knowing that the editor couldn't argue the second contract in court, took it upon himself to claim his freedom, a move he later regretted as it wasn't guided by the highest principles.

Unable to find other employment in Boston, condemned by his father's judgment in the matter of the contract, somewhat under public criticism also for his satirical vein and heterodoxy, Franklin determined to try his fortunes elsewhere. Thus, at the age of seventeen he made his escape from Boston.

Unable to find other jobs in Boston, limited by his father's judgment regarding the contract, and facing some public criticism for his sarcastic style and unconventional views, Franklin decided to seek opportunities elsewhere. So, at the age of seventeen, he made his escape from Boston.

Unable to find work in New York, he arrived after some difficulties in Philadelphia in October, 1723. He had brought no recommendations from Boston; his supply of money was reduced to one Dutch dollar and a shilling in copper. But he that hath a Trade hath an Estate (as Poor Richard says). His capital was his industry, his skill as a printer, his good-will, his shrewd powers of observation, his knowledge of books, and ability to write. Franklin, recognized as a promising young man by the Governor, Sir William Keith, as previously by Governor Burnet of New York, had a growing sense of personal freedom and self-reliance.

Unable to find work in New York, he finally made it to Philadelphia in October 1723 after facing some challenges. He didn’t have any recommendations from Boston; his money was down to one Dutch dollar and a shilling in copper. But as Poor Richard says, "He that hath a Trade hath an Estate." His capital was his hard work, his skills as a printer, his good attitude, his sharp power of observation, his knowledge of books, and his writing ability. Franklin, seen as a promising young man by Governor Sir William Keith, and earlier by Governor Burnet of New York, was developing a strong sense of personal freedom and self-reliance.

But increased freedom for those who deserve it means increased responsibility; for it implies the possibility of error. Franklin, intent above all on the wise conduct of life, was deeply perturbed in his nineteenth and twentieth years by a premature engagement, in which his ever-passionate nature had involved him, by his failure to pay over money collected for a friend, and by the unsettled state of his religious and ethical beliefs. Encouraged by Keith[Pg 119] to purchase the equipment for an independent printing-office, Franklin, though unable to gain his father's support for the project, went to London (for the ostensible purpose of selecting the stock) at the close of the year 1724.

But more freedom for those who earn it means more responsibility; it brings the chance of making mistakes. Franklin, focused primarily on living wisely, was deeply troubled during his late teens and early twenties by a hasty engagement that his passionate nature had led him into, by his failure to hand over money he collected for a friend, and by the unclear state of his religious and moral beliefs. Encouraged by Keith[Pg 119] to buy the equipment for a printing business, Franklin, although unable to get his father's backing for the plan, went to London (under the pretense of selecting the supplies) at the end of 1724.

He remained in London a year and a half, working in two of the leading printing establishments of the metropolis, where his skill and reliability were soon prized. He found the English artisans of that time great guzzlers of beer, and influenced some of his co-workers to adopt his own more abstinent and hygienic habits of eating and drinking. About this time a book, Religion of Nature Delineated, by William Wollaston (great-grandfather of the scientist Wollaston) so roused Franklin's opposition that he wrote a reply, which he printed in pamphlet form before leaving London in 1726, and the composition of which he afterwards regretted.

He stayed in London for a year and a half, working at two of the top printing companies in the city, where his skills and dependability were quickly appreciated. He noticed that the English workers of that time loved to drink beer and encouraged some of his colleagues to adopt his own more moderate and healthier eating and drinking habits. Around this time, a book, Religion of Nature Delineated, by William Wollaston (the great-grandfather of the scientist Wollaston) stirred up Franklin's objections so much that he wrote a response, which he printed as a pamphlet before leaving London in 1726, and he later regretted writing it.

He returned to Philadelphia in the employ of a Quaker merchant, on whose death he resumed work as printer under his former employer. He was given control of the office, undertook to make his own type, contrived a copper-plate press, the first in America, and printed paper money for New Jersey. The substance of some lectures in defense of Christianity, in courses endowed by the will of Robert Boyle, made Franklin a Deist. At the same time his views on moral questions were clarified, and he came to recognize that truth, sincerity, and integrity were of the utmost importance to the felicity of life. What he had attained by his own independent thought rendered him ultimately more careful rather than more reckless. He now set value on his own character, and resolved to preserve it.

He went back to Philadelphia working for a Quaker merchant, and after that merchant passed away, he went back to being a printer for his previous boss. He took over the office, decided to create his own type, invented a copper-plate press, the first one in America, and printed paper money for New Jersey. The content of some lectures supporting Christianity, from courses funded by Robert Boyle’s will, led Franklin to become a Deist. At the same time, his views on moral issues became clearer, and he realized that truth, sincerity, and integrity were extremely important for a happy life. What he learned through his own independent thinking made him more cautious instead of reckless. He began to value his own character and committed to maintaining it.

In 1727, still only twenty-one, he drew together a number of young men in a sort of club, called the "Junto," for mutual benefit in business and for the discussion of morals, politics, and natural philosophy. They professed tolerance, benevolence, love of truth. They discussed the effect on business of the issue of paper money, various natural phenomena, and kept a sharp look-out for any encroachment on the rights of the people. It is not unnatural to find that in a year or two (1729), after Franklin and a friend had established a printing business of their own and acquired the Pennsylvania Gazette, the young politician championed the cause of the Massachusetts Assembly against the claims first put forward by Governor Burnet, and that he used spirited language referring to America as a nation and clime foreign to England.

In 1727, at just twenty-one, he gathered a group of young men to form a club called the "Junto," aimed at mutual support in business and discussions on ethics, politics, and natural science. They valued tolerance, kindness, and a love for truth. They talked about how paper money impacted business, various natural events, and kept a close watch for any threats to people's rights. It's not surprising that a year or two later (1729), after Franklin and a friend had started their own printing business and taken over the Pennsylvania Gazette, the young politician stood up for the Massachusetts Assembly against the claims made by Governor Burnet, using passionate language to refer to America as a nation distinct from England.

In 1730 Franklin bought out his partner, and in the same year published dialogues in the Socratic manner in reference to virtue and pleasure, which show a rapid development in his general views. About the same time he married, restored the money that had long been owing, and formulated his ethical code and religious creed. He began in 1732 the Poor Richard Almanacks, said to offer in their homely wisdom the best course in existence in practical morals.

In 1730, Franklin bought out his partner, and that same year, he published dialogues in a Socratic style discussing virtue and pleasure, reflecting a quick development in his overall views. Around this time, he got married, paid back the money that had been owed for a long time, and laid out his ethical code and religious beliefs. In 1732, he started the Poor Richard Almanacks, which are said to provide the best practical morals through their simple wisdom.

As early as 1729 Franklin had published a pamphlet on Paper Currency. It was a well-reasoned discussion on the relation of the issue of paper currency to rate of interest, land values, manufactures, population, and wages. The want of money discouraged laboring and handicraftsmen. One must con[Pg 121]sider the nature and value of money in general. This essay accomplished its purpose in the Assembly. It was the first of those contributions which, arising from Franklin's consideration of the social and industrial circumstances of the times, gained for him recognition as the first American economist. It was in the same spirit that in 1751 he discussed the question of population after the passage of the British Act forbidding the erection or the operation of iron or steel mills in the colonies. Science for Franklin was no extraneous interest; he was all of a piece, and it was as a citizen of Philadelphia he wrote those essays that commanded the attention of Adam Smith, Malthus, and Turgot.

As early as 1729, Franklin published a pamphlet on Paper Currency. It offered a thoughtful analysis of how the issuance of paper currency relates to interest rates, land values, manufacturing, population, and wages. The lack of money discouraged laborers and craftsmen. We need to consider the nature and value of money as a whole. This essay was successful in the Assembly. It was the first of many contributions that stemmed from Franklin's analysis of the social and industrial conditions of the times, earning him recognition as the first American economist. In the same vein, in 1751, he addressed the issue of population after the British Act prohibited the establishment or operation of iron or steel mills in the colonies. For Franklin, science wasn't just a side interest; it was integral to him, and it was as a citizen of Philadelphia that he wrote those essays that captured the attention of Adam Smith, Malthus, and Turgot.

In 1731 he was instrumental in founding the first of those public libraries, which (along with a free press) have made American tradesmen and farmers as intelligent, in Franklin's judgment, as most gentlemen from other countries, and contributed to the spirit with which they defended their liberties. The diffusion of knowledge became so general in the colonies that in 1766 Franklin was able to tell the English legislators that the seeds of liberty were universally found there and that nothing could eradicate them. Franklin became clerk of the General Assembly and postmaster, improved the paving and lighting of the city streets, and established the first fire brigade and the first police force in America. Then in 1743 in the same spirit of public beneficence Franklin put forth his Proposal for Promoting Useful Knowledge among the British Plantations in America. It outlines his plan for the establishment of the American Philosophical Society.[Pg 122] Correspondence had already been established with the Royal Society of London. It is not difficult to see in Franklin the same spirit that had animated Hartlib, Boyle, Petty,[2] Wilkins, and their friends one hundred years before. In fact, Franklin was the embodiment of that union of scientific ideas and practical skill in the industries that with them was merely a pious wish.

In 1731, he played a key role in creating the first public libraries, which, along with a free press, made American tradespeople and farmers just as knowledgeable, in Franklin's view, as many gentlemen from other countries, and helped fuel their determination to defend their rights. The spread of knowledge became so widespread in the colonies that by 1766, Franklin could inform English lawmakers that the seeds of liberty were found everywhere there and that nothing could wipe them out. Franklin served as the clerk of the General Assembly and as postmaster, improved the paving and lighting of city streets, and established the first fire department and police force in America. Then in 1743, in the same spirit of public service, Franklin presented his Proposal for Promoting Useful Knowledge among the British Plantations in America. This outlined his plan to create the American Philosophical Society.[Pg 122] Correspondence had already begun with the Royal Society of London. It's easy to recognize in Franklin the same spirit that inspired Hartlib, Boyle, Petty,[2] Wilkins, and their peers a century earlier. In fact, Franklin was the embodiment of the combination of scientific ideas and practical skills in industries that had previously been just a hopeful aspiration.

In this same year of 1743 an eclipse of the moon, which could not be seen at Philadelphia on account of a northeast storm, was yet visible at Boston, where the storm came, as Franklin learned from his brother, about an hour after the time of observation. Franklin, who knew something of fireplaces, explained the matter thus: "When I have a fire in my chimney, there is a current of air constantly flowing from the door to the chimney, but the beginning of the motion was at the chimney." So in a mill-race, water stopped by a gate is like air in a calm. When the gate is raised, the water moves forward, but the motion, so to speak, runs backward. Thus the principle was established in meteorology that northeast storms arise to the southwest.

In 1743, a lunar eclipse occurred that couldn’t be seen in Philadelphia due to a northeast storm, but it was visible in Boston. Franklin learned from his brother that the storm reached Boston about an hour after the eclipse was observed. Franklin, who had some knowledge about fireplaces, explained it this way: "When I have a fire in my chimney, there’s a constant flow of air moving from the door to the chimney, but that movement starts at the chimney." Similarly, in a mill-race, water blocked by a gate is like air in stillness. When the gate opens, the water moves forward, but the movement seems to go backward. This established the meteorological principle that northeast storms originate from the southwest.

No doubt Franklin was not oblivious of the practical value of this discovery, for, as Sir Humphry Davy remarked, he in no instance exhibited that false dignity, by which philosophy is kept aloof from common applications. In fact, Franklin was rather apologetic in reference to the magic squares and[Pg 123] circles, with which he sometimes amused his leisure, as a sort of ingenious trifling. At the very time that the question of the propagation of storms arose in his mind he had contrived the Pennsylvania fireplace, which was to achieve cheap, adequate, and uniform heating for American homes. His aspiration was for a free people, well sheltered, well fed, well clad, well instructed.

No doubt Franklin was aware of the practical value of this discovery, because, as Sir Humphry Davy noted, he never carried that false sense of superiority that keeps philosophy away from everyday applications. In fact, Franklin often seemed apologetic about the magic squares and[Pg 123] circles he sometimes played with, viewing them as a form of clever distraction. At the same time he was thinking about how storms spread, he had created the Pennsylvania fireplace, designed to provide affordable, sufficient, and consistent heating for American homes. His goal was for a free people who were well-sheltered, well-fed, well-dressed, and well-informed.

In 1747 Franklin made what is generally considered his chief contribution to science. One of his correspondents, Collinson (a Fellow of the Royal Society and a botanist interested in useful plants, through whom the vine was introduced into Virginia), had sent to the Library Company at Philadelphia one of the recently invented Leyden jars with instructions for its use. Franklin, who had already seen similar apparatus at Boston, and his friends, set to work experimenting. For months he had leisure for nothing else. In this sort of activity he had a spontaneous and irrepressible delight. By March, 1747, they felt that they had made discoveries, and in July, and subsequently, Franklin reported results to Collinson. He had observed that a pointed rod brought near the jar was much more efficacious than a blunt rod in drawing off the charge; also that if a pointed rod were attached to the jar, the charge would be thrown off, and accumulation of charge prevented. Franklin, moreover, found that the nature of the charges on the inside and on the outside of the glass was different. He spoke of one as plus and the other as minus. Again, "We say B (and bodies like-circumstanced) is electricized positively; A negatively." Dufay had[Pg 124] recognized two sorts of electricity, obtained by rubbing a glass rod and a stick of resin, and had spoken of them as vitreous and resinous. For Franklin electricity was a single subtle fluid, and electrical manifestations were owing to the degree of its presence, to interruption or restoration of equilibrium.

In 1747, Franklin made what is generally regarded as his most important contribution to science. One of his correspondents, Collinson (a Fellow of the Royal Society and a botanist interested in useful plants, who introduced the vine to Virginia), had sent a Leyden jar and instructions for its use to the Library Company in Philadelphia. Franklin, who had already seen similar devices in Boston, and his friends began experimenting. For months, he focused solely on this. He found a spontaneous and overwhelming joy in this work. By March 1747, they believed they had made significant discoveries, and in July and later, Franklin reported his findings to Collinson. He noticed that a pointed rod brought near the jar was much more effective than a blunt one in discharging the energy; also, if a pointed rod was attached to the jar, it would discharge the charge and prevent further accumulation. Furthermore, Franklin discovered that the charges on the inside and outside of the glass were different. He referred to one as positive and the other as negative. He stated, "We say B (and objects with similar properties) are positively electrified; A is negatively electrified." Dufay had[Pg 124] identified two types of electricity produced by rubbing a glass rod and a stick of resin, referring to them as vitreous and resinous. For Franklin, electricity was a single, subtle fluid, and the different electrical phenomena were due to the amount of its presence, as well as the disruption or restoration of balance.

His mind, however, was bent on the use, the applications, the inventions, to follow. He contrived an "electric jack driven by two Leyden jars and capable of carrying a large fowl with a motion fit for roasting before a fire." He also succeeded in driving an "automatic" wheel by electricity, but he regretted not being able to turn his discoveries to greater account.

His mind, however, was focused on the uses, applications, and inventions to come. He created an "electric jack powered by two Leyden jars, capable of lifting a large bird with a motion suitable for roasting over a fire." He also managed to operate an "automatic" wheel using electricity, but he felt disappointed that he couldn't put his discoveries to better use.

He thought later—in 1748—that there were many points of similarity between lightning and the spark from a Leyden jar, and suggested an experiment to test the identity of their natures. The suggestion was acted upon at Marly in France. An iron rod about forty feet long and sharp at the end was placed upright in the hope of drawing electricity from the storm-clouds. A man was instructed to watch for storm-clouds, and to touch a brass wire, attached to a glass bottle, to the rod. The conditions seemed favorable May 10, 1752; sparks between the wire and rod and a "sulphurous" odor were perceived (the manifestations of wrath!). Franklin's well-known kite experiment followed. In 1753 he received from the Royal Society a medal for the identification and control of the forces of lightning; subsequently he was elected Fellow, became a member of the Académie des Sciences, and of other learned bodies. By 1782 there were as many as four[Pg 125] hundred lightning rods in use in Philadelphia alone, though some conservative people regarded their employment as impious. Franklin's good-will, clearness of conception, and common sense triumphed everywhere.

He thought later—in 1748—that there were many similarities between lightning and the spark from a Leyden jar, and proposed an experiment to test their similarity. The suggestion was carried out at Marly in France. An iron rod about forty feet long and pointed at the end was set up in hopes of drawing electricity from the storm clouds. A man was assigned to look out for storm clouds and to touch a brass wire connected to a glass bottle to the rod. The conditions seemed favorable on May 10, 1752; sparks appeared between the wire and rod, and a "sulphurous" smell was noticed (the signs of anger!). Franklin's famous kite experiment followed. In 1753, he was awarded a medal from the Royal Society for identifying and controlling the forces of lightning; he was later elected a Fellow and became a member of the Académie des Sciences and other scholarly organizations. By 1782, there were about four[Pg 125] hundred lightning rods in use in Philadelphia alone, though some conservative individuals viewed their use as disrespectful. Franklin's goodwill, clarity of thought, and common sense prevailed everywhere.

One has only to recall that in 1753 he (along with Hunter) was in charge of the postal service of the colonies, that in 1754 as delegate to the Albany Convention he drew up the first plan for colonial union, and that in the following year he furnished Braddock with transportation for the expedition against Fort Duquesne, to realize the distractions amid which he pursued science. In 1748 he had sold his printing establishment with the purpose of devoting himself to physical experiment, but the conditions of the time saved him from specialization.

One just has to remember that in 1753 he (along with Hunter) was responsible for the postal service in the colonies, that in 1754, as a delegate to the Albany Convention, he created the first plan for colonial unity, and that the following year he provided Braddock with transportation for the expedition against Fort Duquesne, to understand the chaos in which he pursued his scientific endeavors. In 1748, he had sold his printing business with the intention of focusing on physical experiments, but the circumstances of the time kept him from specializing.

In 1749 he drew up proposals relating to the education of youth in Pennsylvania, which led, two years later, to the establishment of the first American Academy. His plan was so advanced, so democratic, springing as it did from his own experience, that no secondary school has yet taken full advantage of its wisdom. The school, chartered in 1753, grew ultimately into the University of Pennsylvania. Moreover, it became the prototype of thousands of schools, which departed from the Latin Grammar Schools and the Colleges by the introduction of the sciences and practical studies into the curriculum.

In 1749, he created proposals for educating young people in Pennsylvania, which resulted in the founding of the first American Academy two years later. His plan was so progressive and democratic, rooted in his personal experiences, that no secondary school has fully adopted its insights yet. The school, chartered in 1753, eventually evolved into the University of Pennsylvania. Additionally, it became a model for thousands of schools, moving away from traditional Latin Grammar Schools and Colleges by incorporating sciences and practical studies into the curriculum.

Franklin deserves mention not only in connection with economics, meteorology, practical ethics, electricity, and pedagogy; his biographer enumerates nineteen sciences to which he made original contributions or which he advanced by intelligent criti[Pg 126]cism. In medicine he invented bifocal lenses and founded the first American public hospital; in navigation he studied the Gulf Stream and waterspouts, and suggested the use of oil in storms and the construction of ships with water-tight compartments; in agriculture he experimented with plaster of Paris as a fertilizer and introduced in America the use of rhubarb; in chemistry he aided Priestley's experiments by information in reference to marsh gas. He foresaw the employment of air craft in war. Thinking the English slow to take up the interest in balloons, he wrote that we should not suffer pride to prevent our progress in science. Pride that dines on vanity sups on contempt, as Poor Richard says. When it was mentioned in his presence that birds fly in inclined planes, he launched a half sheet of paper to indicate that his previous observations had prepared his mind to respond readily to the discovery. His quickness and versatility made him sought after by the best intellects of Europe.

Franklin deserves recognition not just for his work in economics, meteorology, practical ethics, electricity, and education; his biographer lists nineteen fields where he made original contributions or pushed forward through insightful criticism. In medicine, he invented bifocal lenses and established the first public hospital in America; in navigation, he studied the Gulf Stream and waterspouts and proposed using oil during storms and building ships with watertight compartments; in agriculture, he experimented with plaster of Paris as fertilizer and introduced rhubarb to America; in chemistry, he supported Priestley's experiments with information about marsh gas. He predicted the use of aircraft in warfare. Believing the English were slow to embrace ballooning, he said we shouldn’t let pride hinder our scientific progress. As Poor Richard says, "Pride that dines on vanity sups on contempt." When it was pointed out that birds fly at angles, he launched a half sheet of paper to show that his earlier observations had prepared him for this discovery. His agility and versatility made him a person of interest to the greatest minds in Europe.

I pass over his analysis of mesmerism, his conception of light as dependent (like lightning) on a subtle fluid, his experiments with colored cloths, his view of the nature of epidemic colds, interest in inoculation for smallpox, in ventilation, vegetarianism, a stove to consume its own smoke, the steamboat, and his own inventions (clock, harmonica, etc.), for which he refused to take out patents.

I overlook his analysis of mesmerism, his idea of light being dependent (like lightning) on a subtle fluid, his experiments with colored fabrics, his understanding of the nature of colds, his interest in smallpox inoculation, his thoughts on ventilation, vegetarianism, a stove that burns its own smoke, the steamboat, and his own inventions (like a clock, harmonica, etc.), for which he declined to patent.

However, from the many examples of his scientific acumen I select one more. As early as 1747 he had been interested in geology and had seen specimens of the fossil remains of marine shells from the strata of the highest parts of the Alleghany Moun[Pg 127]tains. Later he stated that either the sea had once stood at a higher level, or that these strata had been raised by the force of earthquakes. Such convulsions of nature are not wholly injurious, since, by bringing a great number of strata of different kinds today, they have rendered the earth more fit for use, more capable of being to mankind a convenient and comfortable habitation. He thought it unlikely that a great bouleversement should happen if the earth were solid to the center. Rather the surface of the globe was a shell resting on a fluid of very great specific gravity, and was thus capable of being broken and disordered by violent movement. As late as 1788 Franklin wrote his queries and conjectures relating to magnetism and the theory of the earth. Did the earth become magnetic by the development of iron ore? Is not magnetism rather interplanetary and interstellar? May not the near passing of a comet of greater magnetic force than the earth have been a means of changing its poles and thereby wrecking and deranging its surface, and raising and depressing the sea level?

However, from the many examples of his scientific insight, I'll highlight one more. As early as 1747, he was interested in geology and had observed specimens of fossilized marine shells from the highest layers of the Alleghany Mountains. Later, he noted that either the sea had once been at a higher level or that these layers had been raised by the force of earthquakes. Such natural upheavals aren't entirely harmful; in fact, by bringing together many different types of layers today, they've made the earth more usable and more capable of being a convenient and comfortable home for humanity. He believed it was unlikely that a significant upheaval would occur if the earth were solid all the way to the center. Instead, the surface of the globe was like a shell resting on a fluid with very high density, which made it susceptible to being fractured and disturbed by violent movements. As late as 1788, Franklin wrote his questions and theories about magnetism and the structure of the earth. Did the earth become magnetic due to the development of iron ore? Is magnetism not more likely interplanetary and interstellar? Could the close passage of a comet with greater magnetic strength than the earth have changed its poles, causing disruptions to its surface and altering sea levels?

We are not here directly concerned with his political career, in his checking of governors and proprietaries, in his activities as the greatest of American diplomats, as the signer of the Declaration of Independence, of the Treaty of Versailles, and of the American Constitution, nor as the president of the Supreme Executive Council of Pennsylvania in his eightieth, eighty-first, and eighty-second years. When he was eighty-four, as president of the Society for Promoting the Abolition of Slavery, he signed a petition to Congress against that atrocious debase[Pg 128]ment of human nature, and six weeks later, within a few weeks of his death, defended the petition with his accustomed vigor, humor, wisdom, and ardent love of liberty. Turgot wittily summed up Franklin's career by saying that he had snatched the lightning from the heavens and the scepter from the hands of tyrants (eripuit cɶlo fulmen sceptrumque tyrannis); for both his political and scientific activities sprang from the same impelling emotion—hatred of the exercise of arbitrary power and desire for human welfare. It is no wonder that the French National Assembly, promulgators of the Rights of Man, paused in their labors to pay homage to the simple citizen, who, representing America in Paris from his seventy-first till his eightieth year, had by his wisdom and urbanity illustrated the best fruits of an instructed democracy.

We aren’t focused on his political career, his checks on governors and proprietors, his work as America’s top diplomat, or his roles as a signer of the Declaration of Independence, the Treaty of Versailles, and the American Constitution, or even his time as president of the Supreme Executive Council of Pennsylvania when he was eighty, eighty-one, and eighty-two. At eighty-four, as president of the Society for Promoting the Abolition of Slavery, he signed a petition to Congress against that horrible degradation of human nature, and just six weeks later, shortly before his death, he defended the petition with his usual energy, humor, wisdom, and passionate love of freedom. Turgot cleverly summarized Franklin’s career by saying he had seized lightning from the skies and a scepter from tyrants (eripuit cɶlo fulmen sceptrumque tyrannis); both his political and scientific pursuits came from the same driving force—hatred of arbitrary power and a desire for human well-being. It’s no surprise that the French National Assembly, advocates of the Rights of Man, took a moment in their work to honor the ordinary citizen who, representing America in Paris from his seventy-first to his eightieth year, showcased the best outcomes of an educated democracy with his wisdom and grace.

REFERENCES

American Philosophical Society, Record of the Celebration of the Two Hundredth Anniversary of the Birth of Benjamin Franklin.

American Philosophical Society, Record of the Celebration of the Two Hundredth Anniversary of the Birth of Benjamin Franklin.

S. G. Fisher, The True Benjamin Franklin.

S. G. Fisher, The True Benjamin Franklin.

Paul L. Ford, Many-sided Franklin.

Paul L. Ford, *Many-Sided Franklin*.

Benjamin Franklin, Complete Works, edited by A. H. Smyth, ten volumes, vol. X containing biography.

Benjamin Franklin, Complete Works, edited by A. H. Smyth, ten volumes, vol. X containing biography.

FOOTNOTES:

[2] See The Advice of W. P. to Mr. Samuel Hartlib for the Advancement of some Particular Parts of Learning, in which is advocated a Gymnasium Mechanicum or a College of Tradesmen with fellowships for experts. Petty wanted trade encyclopedias prepared, and hoped for inventions in abundance.

[2] See The Advice of W. P. to Mr. Samuel Hartlib for the Advancement of some Particular Parts of Learning, which promotes a Mechanical Gymnasium or a College for Tradespeople with fellowships for specialists. Petty wanted trade encyclopedias created and anticipated a wealth of inventions.


CHAPTER X

THE INTERACTION OF THE SCIENCES—WERNER, HUTTON, BLACK, HALL, WILLIAM SMITH

The view expressed by Franklin regarding the existence of a fiery mass underlying the crust of the earth was not in his time universally accepted. In fact, it was a question very vigorously disputed what part the internal or volcanic fire played in the formation and modification of rock masses. Divergent views were represented by men who had come to the study of geology with varying aims and diverse scientific schooling, and the advance of the science of the earth's crust was owing in no small measure to the interaction of the different sciences which the exponents of the various points of view brought to bear.

The perspective shared by Franklin about a hot mass beneath the Earth's crust wasn't widely accepted during his time. In fact, there was a heated debate over the role that internal or volcanic fire played in shaping and changing rock formations. Different opinions were put forward by individuals who approached geology with various goals and backgrounds in science, and the advancement of the study of the Earth's crust was significantly influenced by the collaboration among the different scientific fields that these proponents represented.

Abraham Gottlob Werner (1750-1817) was the most conspicuous and influential champion on the side of the argument opposed to the acceptance of volcanic action as one of the chief causes of geologic formations. He was born in Saxony and came of a family which had engaged for three hundred years in mining and metal working. They were active in Saxony when George Agricola prepared his famous works on metallurgy and mineralogy inspired by the traditional wisdom of the local iron industry. Werner's father was an overseer of iron-works, and furnished his son with mineral specimens as playthings before the child could pronounce their names. In[Pg 130] 1769 Werner was invited to attend the newly founded Bergakademie (School of Mines) at Freiberg. Three years later he went to the University of Leipzig, but, true to his first enthusiasm, wrote in 1774 concerning the outward characteristics of minerals (Von den äusserlichen Kennzeichen der Fossilien). The next year he was recalled to Freiberg as teacher of mineralogy and curator of collections. He was intent on classification, and might be compared in that respect with the naturalist Buffon, or the botanist Linnæus. He knew that chemistry afforded a surer, but slower, procedure; his was a practical, intuitive, field method. He observed the color, the hardness, weight, fracture of minerals, and experienced the joy the youthful mind feels in rapid identification. He translated Cronstedt's book on mineralogy descriptive of the practical blow-pipe tests. After the identification of minerals, Werner was interested in their discovery, the location of deposits, their geographical distribution, and the relative positions of different kinds of rocks, especially the constant juxtaposition or superposition of one stratum in relation to another.

Abraham Gottlob Werner (1750-1817) was the most prominent and influential supporter of the viewpoint against accepting volcanic activity as one of the main causes of geological formations. He was born in Saxony into a family that had been involved in mining and metalworking for three hundred years. They were active in Saxony during the time George Agricola wrote his famous works on metallurgy and mineralogy, which were inspired by the traditional knowledge of the local iron industry. Werner's father was an overseer of ironworks and provided his son with mineral specimens to play with before the child could even pronounce their names. In [Pg 130] 1769, Werner was invited to attend the newly established Bergakademie (School of Mines) in Freiberg. Three years later, he enrolled at the University of Leipzig, but true to his early passion, he wrote in 1774 about the external characteristics of minerals (Von den äusserlichen Kennzeichen der Fossilien). The following year, he was called back to Freiberg to teach mineralogy and curate collections. He focused on classification and could be compared to the naturalist Buffon or the botanist Linnæus. He recognized that chemistry provided a more reliable, but slower, approach; his method was practical, intuitive, and field-based. He observed the color, hardness, weight, and fracture of minerals, experiencing the excitement that comes with quick identification. He translated Cronstedt's book on mineralogy, which described practical blowpipe tests. After identifying minerals, Werner was interested in their discovery, the location of deposits, their geographical distribution, and the relative positions of different rock types, especially the consistent arrangement or layering of one stratum in relation to another.

Werner was an eloquent, systematic teacher with great charm of manner. He kept in mind the practical purposes of mining, and soon people flocked to Freiberg to hear him from all the quarters of Europe. He had before long disciples in every land. He saw all phenomena from the standpoint of the geologist. He knew the medicinal, as well as the economic, value of minerals. He knew the relation of the soil to the rocks, and the effects of both on racial characteristics. Building-stone determines style of archi[Pg 131]tecture. Mountains and river-courses have bearing on military tactics. He turned his linguistic knowledge to account and furnished geology with a definite nomenclature. Alex. v. Humboldt, Robert Jameson, D'Aubuisson, Weiss (the teacher of Froebel), were among his students. Crystallography and mineralogy became the fashion. Goethe was among the enthusiasts, and philosophers like Schelling, under the spell of the new science, almost deified the physical universe.

Werner was an articulate and organized teacher with a lot of charm. He focused on the practical aspects of mining, and soon people came from all over Europe to hear him speak in Freiberg. Before long, he had followers in every country. He viewed all phenomena through a geologist's lens. He understood both the medicinal and economic value of minerals. He recognized the relationship between soil and rocks, and how both impacted racial traits. Building materials determine the style of architecture. Mountains and river paths influence military strategy. He used his language skills to create a clear terminology for geology. Alex. v. Humboldt, Robert Jameson, D'Aubuisson, and Weiss (who taught Froebel) were among his students. Crystallography and mineralogy became highly popular. Goethe was one of the fans, and philosophers like Schelling, captivated by the new science, nearly worshipped the physical universe.

Werner considered all rocks as having originated by crystallization, either chemical or mechanical, from an aqueous solution—a universal primitive ocean. He was a Neptunist, as opposed to the Vulcanists or Plutonists, who believed in the existence of a central fiery mass. Werner thought that the earth showed universal strata like the layers of an onion, the mountains being formed by erosion, subsidence, cavings-in. In his judgment granite was a primitive rock formed previous to animal and vegetable life (hence without organic remains) by chemical precipitation. Silicious slate was formed later by mechanical crystallization. At this period organized fossils first appear. Sedimentary rocks, like old red sandstone, and, according to Werner, basalt, are in a third class. Drift, sand, rubble, boulders, come next; and finally volcanic products, like lava, ashes, pumice. He was quite positive that all basalt was of aqueous origin and of quite recent formation. This part of his teaching was soon challenged. He was truer to his own essential purposes in writing a valuable treatise on metalliferous veins (Die Neue Theorie der Erzgänge), but even there his general[Pg 132] views are apparent, for he holds that veins are clefts filled in from above by crystallization from aqueous solution.

Werner believed that all rocks formed through crystallization, whether chemical or mechanical, from a primordial ocean. He was a Neptunist, unlike the Vulcanists or Plutonists, who thought there was a central fiery mass. Werner saw the Earth as having universal layers, similar to an onion, with mountains shaped by erosion, subsidence, and collapses. He believed granite was a primitive rock created before animal and plant life (therefore without any organic remains) through chemical precipitation. Silicious slate came later through mechanical crystallization, during which organized fossils first appeared. Sedimentary rocks, like old red sandstone, and, according to Werner, basalt, are in a third category. Next are drift, sand, rubble, and boulders, followed by volcanic products like lava, ashes, and pumice. He firmly believed that all basalt came from water and was relatively recent in formation. This aspect of his ideas was quickly questioned. He was truer to his core goals when he wrote a valuable treatise on metalliferous veins (Die Neue Theorie der Erzgänge), but even in that work, his general views are clear, as he argued that veins are cracks filled from above by crystallization from aqueous solutions.

Before Werner had begun his teaching career at Freiberg, Desmarest, the French geologist, had made a special study of the basalts of Auvergne. As a mathematician he was able to make a trigonometrical survey of that district, and constructed a map showing the craters of volcanoes of different ages, the streams of lava following the river courses, and the relation of basalt to lava, scoria, ashes, and other recognized products of volcanic action. In 1788 he was made inspector-general of French manufactures, later superintendent of the porcelain works at Sèvres. He lived to the age of ninety, and whenever Neptunists would try to draw him into argument, the old man would simply say, "Go and see."

Before Werner started his teaching career at Freiberg, Desmarest, the French geologist, conducted a detailed study of the basalts in Auvergne. As a mathematician, he was able to perform a trigonometric survey of the area and created a map showing the craters of volcanoes of various ages, the lava flows following the river paths, and the relationship between basalt and lava, scoria, ash, and other known products of volcanic activity. In 1788, he was appointed inspector-general of French manufactures and later became the superintendent of the porcelain factories in Sèvres. He lived to be ninety, and whenever Neptunists attempted to engage him in debate, the old man would simply respond, "Go and see."

James Hutton (1726-1797), the illustrious Scotch geologist, had something of the same aversion to speculation that did not rest on evidence; though he was eminently a philosopher in the strictest sense of the word, as his three quarto volumes on the Principles of Knowledge bear witness. Hutton was well trained at Edinburgh in the High School and University. In a lecture on logic an illustrative reference to aqua regia turned his mind to the study of chemistry. He engaged in experiments, and ultimately made a fortune by a process for the manufacture of sal ammoniac from coal-soot. In the mean time he studied medicine at Edinburgh, Paris, and Leyden, and continued the pursuit of chemistry. Then, having inherited land in Berwickshire, he studied husbandry in Norfolk and took interest in the[Pg 133] surface of the land and water-courses; later he pursued these studies in Flanders. During years of highly successful farming, during which Hutton introduced new methods in Berwickshire, he was interested in meteorology, and in geology as related to soils. In 1768, financially independent, Dr. Hutton retired to reside in Edinburgh.

James Hutton (1726-1797), the renowned Scottish geologist, had a strong dislike for speculation that wasn't backed by evidence. Despite this, he was very much a philosopher in the truest sense of the word, as shown by his three large volumes on the Principles of Knowledge. Hutton received his education at the High School and University of Edinburgh. During a lecture on logic, a mention of aqua regia sparked his interest in chemistry. He conducted experiments and eventually made a fortune by developing a method to produce sal ammoniac from coal soot. Meanwhile, he studied medicine in Edinburgh, Paris, and Leyden, while continuing his chemistry studies. After inheriting land in Berwickshire, he studied agriculture in Norfolk and became interested in the[Pg 133] land and water courses; he later pursued these studies in Flanders. Throughout his successful farming years, during which he introduced new methods in Berwickshire, he developed an interest in meteorology and geology as they related to soils. In 1768, financially independent, Dr. Hutton retired to live in Edinburgh.

He was very genial and sociable and was in close association with Adam Smith, the economist, and with Black, known in the history of chemistry in connection with carbonic acid, latent heat, and experiments in magnesia, quicklime, and other alkaline substances (1777). Playfair, professor of mathematics, and later of natural philosophy, was Hutton's disciple and intimate friend. In the distinguished company of the Royal Society of Edinburgh, established in 1782, the founder of dynamic geology was stimulated by these and other distinguished men like William Robertson, Lord Kames, and Watt. The first volume of the Transactions contains his Theory of Rains, and the first statement of his famous Theory of the Earth. He was very broad-minded and enthusiastic and would rejoice in Watt's improvements of the steam engine or Cook's discoveries in the South Pacific. Without emphasizing his indebtedness to Horace-Bénédict de Saussure, physicist, geologist, meteorologist, botanist, who gave to Europeans an appreciation of the sublime in nature, nor dwelling further on the range of Hutton's studies in language, general physics, etc., it is already made evident that his mind was such as to afford comprehensiveness of view.

He was very friendly and outgoing and had a close connection with Adam Smith, the economist, as well as Black, who is noted in the history of chemistry for his work on carbonic acid, latent heat, and experiments with magnesia, quicklime, and other alkaline substances (1777). Playfair, who was a professor of mathematics and later of natural philosophy, was Hutton's student and close friend. In the esteemed company of the Royal Society of Edinburgh, which was founded in 1782, the pioneer of dynamic geology was inspired by these and other notable figures like William Robertson, Lord Kames, and Watt. The first volume of the Transactions includes his Theory of Rains and the initial statement of his famous Theory of the Earth. He was very open-minded and passionate and would have celebrated Watt’s advancements in the steam engine or Cook’s discoveries in the South Pacific. Without stressing his debt to Horace-Bénédict de Saussure, the physicist, geologist, meteorologist, and botanist who helped Europeans appreciate the sublime aspects of nature, or going into detail about the extent of Hutton's studies in language, general physics, etc., it is clear that his mind was capable of broad perspectives.

He expressed the wish to induce men who had[Pg 134] sufficient knowledge of the particular branches of science, to employ their acquired talents in promoting general science, or knowledge of the great system, where ends and means are wisely adjusted in the constitution of the material universe. Philosophy, he says, is surely the ultimate end of human knowledge, or the object at which all sciences properly must aim. Sciences no doubt should promote the arts of life; but, he proceeds, what are all the arts of life, or all the enjoyments of mere animal nature, compared with the art of human happiness, gained by education and brought to perfection by philosophy? Man must learn to know himself; he must see his station among created things; he must become a moral agent. But it is only by studying things in general that he may arrive at this perfection of his nature. "To philosophize, therefore, without proper science, is in vain; although it is not vain to pursue science, without proceeding to philosophy."

He wanted to encourage people who had[Pg 134] enough knowledge in specific areas of science to use their skills to advance general science, or the understanding of the larger system, where goals and methods are wisely aligned in the structure of the physical universe. He believes that philosophy is definitely the ultimate goal of human knowledge, or the target that all sciences should aim for. While sciences should help enhance the practical aspects of life, he argues, what do all these practical skills or the simple pleasures of existence mean compared to the skill of creating human happiness, achieved through education and refined by philosophy? People must learn to understand themselves; they need to recognize their place in the world; they must become moral beings. However, it is only by studying things broadly that they can reach this level of personal development. "To engage in philosophy, therefore, without proper science, is pointless; although it is worthwhile to pursue science without moving on to philosophy."

In the early part of 1785 Dr. Hutton presented his Theory of the Earth in ninety-six pages of perfectly lucid English. The globe is studied as a machine adapted to a certain end, namely, to provide a habitable world for plants, for animals, and, above all, for intellectual beings capable of the contemplation and the appreciation of order and harmony. Hutton's theory might be made plain by drawing an analogy between geological and meteorological activities. The rain descends on the earth; streams and rivers bear it to the sea; the aqueous vapors, drawn from the sea, supply the clouds, and the circuit is complete. Similarly, the soil is formed from the overhanging mountains; it is washed as sediment into the[Pg 135] sea; it is elevated, after consolidation, into the overhanging mountains. The earth is more than a mechanism, it is an organism that repairs and restores itself in perpetuity. Thus Hutton explained the composition, dissolution, and restoration of land upon the globe on a general principle, even as Newton had brought a mass of details under the single law of gravitation.

In early 1785, Dr. Hutton presented his Theory of the Earth in ninety-six pages of clear and straightforward English. The globe is looked at as a machine designed for a specific purpose: to create a livable world for plants, animals, and especially for intelligent beings who can contemplate and appreciate order and harmony. Hutton's theory can be understood by comparing geological and meteorological processes. Rain falls on the earth; streams and rivers carry it to the sea; the water vapor from the sea forms clouds, and the cycle is complete. In the same way, soil is created from the mountains above; it is eroded as sediment into the[Pg 135] sea; it rises again, after solidifying, into the mountains that overlook it. The earth is more than just a machine; it is a living system that repairs and renews itself continuously. Thus, Hutton explained the formation, breakdown, and renewal of land on the globe based on a general principle, just as Newton had unified a wealth of details under the single law of gravitation.

Again, as Newton had widened man's conception of space, so Hutton (and Buffon) enlarged his conception of time. For the geologist did not undertake to explain the origin of things; he found no vestige of a beginning,—no prospect of an end; and at the same time he conjured up no hypothetical causes, no catastrophes, or sudden convulsions of nature; neither did he (like Werner) believe that phenomena now present, were once absent; but he undertook to explain all geological change by processes in action now as heretofore. Countless ages were requisite to form the soil of our smiling valleys, but "Time, which measures everything in our idea, and is often deficient to our schemes, is to nature endless and as nothing." The calcareous remains of marine animals in the solid body of the earth bear witness of a period to which no other species of chronology is able to remount.

Again, just as Newton expanded our understanding of space, Hutton (and Buffon) broadened our understanding of time. The geologist didn't try to explain the origin of things; he found no trace of a beginning—no hint of an end; and at the same time, he didn’t invent hypothetical causes, catastrophes, or sudden upheavals in nature. Unlike Werner, he didn’t believe that phenomena we see now were once absent; instead, he aimed to explain all geological changes through processes that are currently at work, just as they always have been. Countless ages were needed to create the soil of our beautiful valleys, but "Time, which measures everything in our idea, and is often insufficient for our plans, is to nature endless and as nothing." The calcareous remains of marine animals embedded in the solid earth testify to a time period that no other form of chronology can trace back to.

Hutton's imagination, on the basis of what can be observed to-day, pictured the chemical and mechanical disintegration of the rocks; and saw ice-streams bearing huge granite boulders from the declivities of primitive and more gigantic Alps. He believed (as Desmarest) that rivulets and rivers have constructed, and are constructing, their own valley systems, and[Pg 136] that the denudation ever in progress would be eventually fatal to the sustenance of plant and animal and man, if the earth were not a renewable organism, in which repair is correlative with waste.

Hutton's imagination, based on what we can observe today, envisioned the chemical and mechanical breakdown of rocks; he imagined ice streams carrying massive granite boulders down from the slopes of ancient and larger Alps. He believed, like Desmarest, that streams and rivers have created and are still creating their own valley systems, and[Pg 136] that the ongoing erosion would eventually threaten the survival of plants, animals, and humans if the Earth wasn't a renewable organism, where repair happens alongside waste.

All strata are sedimentary, consolidated at the bottom of the sea by the pressure of the water and by subterranean heat. How are strata raised from the ocean bed? By the same subterranean force that helped consolidate them. The power of heat for the expansion of bodies, is, says Hutton (possibly having in mind the steam engine), so far as we know, unlimited. We see liquid stone pouring from the crater of a lofty volcano and casting huge rocks into mid-air, and yet find it difficult to believe that Vesuvius and Etna themselves have been formed by volcanic action. The interior of the planet may be a fluid mass, melted, but unchanged by the action of heat. The volcanoes are spiracles or safety-valves, and are widely distributed on the surface of the earth.

All layers are sedimentary, formed at the bottom of the ocean by the pressure of the water and heat from below. How do these layers get lifted from the ocean floor? By the same underground force that helped form them. The power of heat to expand materials is, according to Hutton (possibly thinking of the steam engine), as far as we know, limitless. We see molten rock spewing from the top of a tall volcano and throwing massive boulders into the air, yet we still find it hard to believe that Vesuvius and Etna themselves were created by volcanic activity. The Earth's interior might be a fluid mass, melted but unchanged by heat. Volcanoes act as vents or safety-valves and are spread out across the Earth's surface.

Hutton believed that basalt, and the whinstones generally, are of igneous origin. Moreover, he put granite in the same category, and believed it had been injected, as also metalliferous veins, in liquid state into the stratified rocks. If his supposition were correct, then granite would be found sending out veins from its large masses to pierce the stratified rocks and to crop out where stratum meets stratum. His conjecture was corroborated at Glen Tilt (and in the island of Arran). Hutton was so elated at the verification of his view that the Scotch guides thought he had struck gold, or silver at the very least. In the bed of the river Tilt he could see at[Pg 137] six points within half a mile powerful veins of red granite piercing the black micaceous schist and giving every indication of having been intruded from beneath, with great violence, into the earlier formation.

Hutton believed that basalt and generally whinstones are of volcanic origin. He also placed granite in the same category, thinking it had been forced into the layered rocks in a liquid state, along with metal-rich veins. If his theory was right, then granite would have veins extending from its large masses, breaking through the layered rocks and emerging where layers meet. His hypothesis was supported at Glen Tilt and on the island of Arran. Hutton was so thrilled by the confirmation of his idea that the Scottish guides thought he had discovered gold or at least silver. In the riverbed of the Tilt, he could see at[Pg 137] six points within half a mile where strong veins of red granite were piercing the black micaceous schist, clearly showing signs of being intruded forcefully from below into the older formation.

Hutton felt confirmed in his view that in nature there is wisdom, system, and consistency. Even the volcano and earthquake, instead of being accidents, or arbitrary manifestations of divine wrath, are part of the economy of nature, and the best clue we have to the stupendous force necessary to heave up the strata, inject veins of metals and igneous rocks, and insure a succession of habitable worlds.

Hutton felt validated in his belief that nature has wisdom, order, and consistency. Even volcanoes and earthquakes, rather than being random events or signs of divine anger, are integral to the workings of nature, providing us with the best insight into the immense force required to lift geological layers, introduce veins of metals and molten rocks, and ensure a series of livable worlds.

In 1795 Dr. Hutton published a more elaborate statement of his theory in two volumes. In 1802 Playfair printed Illustrations of the Huttonian Theory, a simplification, having, naturally, little originality. Before his death in 1797 Hutton devoted his time to reading new volumes by Saussure on the Alps, and to preparing a book on The Elements of Agriculture.

In 1795, Dr. Hutton published a more detailed version of his theory in two volumes. In 1802, Playfair released Illustrations of the Huttonian Theory, which simplified it but had, of course, little originality. Before he died in 1797, Hutton spent his time reading new volumes by Saussure about the Alps and preparing a book on The Elements of Agriculture.

Sir James Hall of Dunglass was a reluctant convert to Hutton's system of geology. Three arguments against the Huttonian hypothesis gave him cause for doubt. Would not matter solidifying after fusion form a glass, a vitreous, rather than a crystalline product? Why do basalts, whinstones, and other supposedly volcanic rocks differ so much in structure from lava? How can marble and other limestones have been fused, seeing that they are readily calcined by heat? Hutton thought that the compression under which the subterranean heat had been applied was a factor in the solution of these problems. He[Pg 138] was encouraged in this view by Black, who, as already implied, had made a special study of limestone and had demonstrated that lime acquires its causticity through the expulsion of carbonic acid.

Sir James Hall of Dunglass was a hesitant supporter of Hutton's geology system. He had three main reasons for doubting the Huttonian hypothesis. Wouldn't matter that solidifies after melting turn into glass, a glassy rather than a crystalline product? Why do basalts, whinstones, and other so-called volcanic rocks differ so much in structure from lava? How can marble and other limestones have been fused, given that they can easily be calcined by heat? Hutton believed that the pressure from the subterranean heat was a key factor in solving these issues. He[Pg 138] was supported in this belief by Black, who, as mentioned earlier, had conducted a detailed study of limestone and showed that lime becomes caustic by releasing carbonic acid.

Hall conjectured in addition that the rate at which the fused mass cooled might have some bearing on the structure of igneous rocks. An accident in the Leith glass works strengthened the probability of his conjecture and encouraged him to experiment. A pot of green bottle-glass had been allowed to cool slowly with the result that it had a stony, rather than a vitreous structure. Hall experimenting with glass could secure either structure at will by cooling rapidly or slowly, and that with the same specimen.

Hall also speculated that the speed at which the fused mass cooled might affect the structure of igneous rocks. An incident at the Leith glass works reinforced the likelihood of his idea and inspired him to experiment. A pot of green bottle-glass had been allowed to cool slowly, resulting in a stony structure instead of a glassy one. Hall found that by experimenting with glass, he could achieve either structure at will by cooling it quickly or slowly, even using the same sample.

He later enclosed some fragments of whinstone in a black-lead crucible and subjected it to intense heat in the reverberating furnace of an iron foundry. (He was in consultation with Mr. Wedgwood on the scale of heat, and with Dr. Hope and Dr. Kennedy, chemists.) After boiling, and then cooling rapidly, the contents of the crucible proved a black glass. Hall repeated the experiment, and cooled more slowly. The result was an intermediate substance, neither glass nor whinstone—a sort of slag. Again he heated the crucible in the furnace, and removed quickly to an open fire, which was maintained some hours and then permitted to die out. The result in this case was a perfect whinstone. Similar results were obtained with regular basalts and different specimens of igneous rock.

He later placed some pieces of whinstone in a black-lead crucible and exposed it to intense heat in the reverberating furnace of an iron foundry. (He was discussing the heat levels with Mr. Wedgwood and consulting with Dr. Hope and Dr. Kennedy, both chemists.) After boiling and then quickly cooling, the contents of the crucible formed a black glass. Hall repeated the experiment but cooled it more slowly. The result was a substance that was neither glass nor whinstone—a kind of slag. He heated the crucible again in the furnace and then moved it quickly to an open fire, which burned for several hours before being allowed to go out. In this case, the result was a perfect whinstone. Similar results were achieved with regular basalts and various samples of igneous rock.

Hall next experimented with lava from Vesuvius, Etna, Iceland, and elsewhere, and found that it behaved like whinstone. Dr. Kennedy by careful chem[Pg 139]ical analysis confirmed Hall's judgment of the similarity of these two igneous products.

Hall next experimented with lava from Vesuvius, Etna, Iceland, and other places, and found that it acted like whinstone. Dr. Kennedy, through careful chemical analysis, confirmed Hall's assessment of the similarity between these two igneous products.

Still later Hall introduced chalk and powdered limestone into porcelain tubes, gun barrels, and tubes bored in solid iron, which he sealed and brought to very high temperatures. He obtained, by fusion, a crystalline carbonate resembling marble. Under the high pressure in the tube the carbonic acid was retained. By these and other experiments this doubting disciple confirmed Hutton's theory, and became one of the great founders of experimental geology.

Still later, Hall introduced chalk and powdered limestone into porcelain tubes, gun barrels, and solid iron tubes, which he sealed and heated to very high temperatures. Through fusion, he created a crystalline carbonate that looked like marble. The carbonic acid was kept inside the tube due to the high pressure. Through these and other experiments, this skeptical disciple validated Hutton's theory and became one of the key founders of experimental geology.

It remained for William Smith (1769-1839), surveyor and engineer, to develop that species of chronology that Hutton had ascribed to organic remains in the solid strata, to arrange these strata in the order of time, and thus to become the founder of historic geology. For this task his early education might at first glance seem inadequate. His only schooling was received in an elementary institution in Oxfordshire. He managed, however, to acquire some knowledge of geometry, and at eighteen entered, as assistant, a surveyor's office. He never attained any literary facility, and was always more successful in conveying his observations by maps, drawings, and conversation than by books.

It was left to William Smith (1769-1839), a surveyor and engineer, to create the type of timeline that Hutton had linked to organic remains in solid layers of rock, to organize these layers chronologically, and thus to become the founder of historical geology. At first glance, his early education might seem insufficient for this task. He only attended a basic school in Oxfordshire. However, he managed to learn some geometry and, at eighteen, joined a surveyor's office as an assistant. He never developed much of a literary skill and was always better at sharing his observations through maps, drawings, and conversation than through writing.

However, he early began his collection of minerals and observed the relation of the soil and the vegetation to the underlying rocks. Engaged at the age of twenty-four in taking levelings for a canal, he noticed that the strata were not exactly horizontal, but dipped to the east "like slices of bread and butter," a phenomenon he considered of scientific significance. In connection with his calling he had an opportunity[Pg 140] of traveling to the north of England and so extended the range of his observation, always exceptionally alert. For six years he was engaged, as engineer, in the construction of the Somerset Coal Canal, where he enlarged and turned to practical account his knowledge of strata.

However, he started his collection of minerals early on and noticed how the soil and plants related to the rocks underneath. At twenty-four, while working on leveling for a canal, he observed that the layers weren’t perfectly horizontal, but sloped to the east "like slices of bread and butter," which he thought was scientifically important. In his job, he got a chance[Pg 140] to travel to northern England, broadening his observations while staying exceptionally aware. For six years, he worked as an engineer on the Somerset Coal Canal, where he applied and expanded his knowledge of rock layers.

Collectors of fossils (as Lamarck afterwards called organic remains) were surprised to find Smith able to tell in what formation their different specimens had been found, and still more when he enunciated the view that "whatever strata were to be found in any part of England the same remains would be found in it and no other." Moreover, the same order of superposition was constant among the strata, as Werner, of whom Smith knew nothing, had indeed taught. Smith was able to dictate a Tabular View of British Strata from coal to chalk with the characteristic fossils, establishing an order that was found to obtain on the Continent of Europe as well as in Britain.

Collectors of fossils (as Lamarck later referred to organic remains) were amazed to see Smith identify the formations where their various specimens had been discovered. They were even more surprised when he expressed the idea that "whatever layers could be found in any part of England, the same remains would be found in them and nowhere else." In addition, the same order of layering was consistent among the strata, as Werner, of whom Smith knew nothing, had indeed taught. Smith was able to create a Tabular View of British Strata from coal to chalk with the characteristic fossils, establishing an order that was found to be applicable in both Europe and Britain.

He constructed geological maps of Somerset and fourteen other English counties, to which the attention of the Board of Agriculture was called. They showed the surface outcrops of strata, and were intended to be of assistance in mining, roadmaking, canal construction, draining, and water supply. It was at the time of William Smith's scientific discoveries that the public interest in canal transportation was at its height in England, and his study of the strata was a direct outcome of his professional activity. He called himself a mineral surveyor, and he traveled many thousand miles yearly in connection with his calling and his interest in the study of[Pg 141] geology. In 1815 he completed an extensive geological map of England, on which all subsequent geological maps have been modeled. It took into account the collieries, mines, canals, marshes, fens, and the varieties of soil in relation to the substrata.

He created geological maps of Somerset and fourteen other English counties, which caught the attention of the Board of Agriculture. They displayed the surface layers of rock and were designed to help with mining, road construction, canal building, drainage, and water supply. At the time of William Smith's scientific discoveries, public interest in canal transportation was at its peak in England, and his examination of the rock layers was a direct result of his work. He referred to himself as a mineral surveyor and traveled thousands of miles each year related to his job and his passion for studying[Pg 141] geology. In 1815, he finished a detailed geological map of England, which all future geological maps have been based on. It included information about collieries, mines, canals, marshes, fens, and the different types of soil in relation to the underlying rock layers.

Later (1816-1819) Smith published four volumes, Strata Identified by Organized Fossils, which put on record some of his extensive observations. His mind was practical and little given to speculation. It does not lie in our province here to trace his influence on Cuvier and other scientists, but to add his name as a surveyor and engineer to the representatives of mineralogy, chemistry, physics, mathematics, philosophy, and various industries and vocations, which contributed to the early development of modern geology.

Later (1816-1819), Smith published four volumes, Strata Identified by Organized Fossils, which documented some of his extensive observations. He had a practical mindset and wasn't much for speculation. It's not our place to explore his influence on Cuvier and other scientists, but to acknowledge his role as a surveyor and engineer among the representatives of mineralogy, chemistry, physics, mathematics, philosophy, and various industries and professions that contributed to the early development of modern geology.

REFERENCES

Sir A. Geikie, Founders of Geology.

Sir A. Geikie, *Founders of Geology*.

James Hutton, Theory of the Earth.

James Hutton, *Theory of the Earth*.

Sir Charles Lyell, Principles of Geology.

Sir Charles Lyell, *Principles of Geology*.

John Playfair, Illustrations of the Huttonian Theory.

John Playfair, Illustrations of the Huttonian Theory.

K. A. v. Zittel, History of Geology and Palæontology.

K. A. v. Zittel, History of Geology and Paleontology.


CHAPTER XI

SCIENCE AND RELIGION—KANT, LAMBERT, LAPLACE, SIR WILLIAM HERSCHEL

Hutton had advanced the study of geology by concentrating attention on the observable phenomena of the earth's crust, and turning away from speculations about the origin of the world and the relation of this sphere to other units of the cosmos. In the same century, however, other scientists and philosophers were attracted by these very problems which seemed not to promise immediate or demonstrative solution, and through their studies they arrived at conclusions which profoundly affected the science, the ethics, and the religion of the civilized world.

Hutton advanced the field of geology by focusing on the visible features of the earth's crust and moving away from theories about the origin of the world and its connection to other parts of the universe. Yet, in the same century, other scientists and philosophers were drawn to these very questions, which appeared to have no clear or immediate answers. Through their research, they reached conclusions that significantly impacted science, ethics, and religion in the civilized world.

Whether religion be defined as a complex feeling of elation and humility—a sacred fear—akin to the æsthetic sense of the sublime; or, as an intellectual recognition of some high powers which govern us below—of some author of all things, of some force social or cosmic which tends to righteousness; or, as the outcrop of the moral life touched with light and radiant with enthusiasm; or, as partaking of the nature of all these: it cannot be denied that the eighteenth century contributed to its clarification and formulation, especially through the efforts of the German philosopher, Immanuel Kant (1724-1804). Yet it is not difficult to show that the philosophy of Kant and of those associated with[Pg 143] him was greatly influenced by the science of the time, and that, in fact, in his early life he was a scientist rather than a philosopher in the stricter sense. His General Natural History and Theory of the Heavens, written at the age of thirty-one, enables us to follow his transition from science to philosophy, and, more especially, to trace the influence of his theory of the origin of the heavenly bodies on his religious conceptions.

Whether religion is understood as a mix of feelings of joy and humility—a kind of sacred fear—similar to the aesthetic experience of the sublime; or, as an intellectual acknowledgment of some higher powers that govern us—of a creator of all things, of some social or cosmic force that leans towards righteousness; or, as an expression of moral life filled with light and enthusiasm; or, as sharing characteristics of all these: it is clear that the eighteenth century helped clarify and define it, especially through the work of the German philosopher, Immanuel Kant (1724-1804). However, it’s easy to show that Kant's philosophy, along with that of those associated with[Pg 143] him, was significantly shaped by the science of his time, and in fact, in his younger years, he was more a scientist than a philosopher in the strictest sense. His General Natural History and Theory of the Heavens, written when he was thirty-one, allows us to trace his shift from science to philosophy and particularly to see how his theory of the origins of celestial bodies influenced his views on religion.

For part of this theory Kant was indebted to Thomas Wright of Durham (1711-1786). Wright was the son of a carpenter, became apprenticed to a watchmaker, went to sea, later became an engraver, a maker of mathematical instruments, rose to affluence, wrote a book on navigation, and was offered a professorship of navigation in the Imperial Academy of St. Petersburg. It was in 1750 that he published, in the form of nine letters, the work that stimulated the mind of Kant, An Original Theory or New Hypothesis of the Universe. The author thought that the revelation of the structure of the heavens naturally tended to propagate the principles of virtue and vindicate the laws of Providence. He regarded the universe as an infinity of worlds acted upon by an eternal Agent, and full of beings, tending through their various states to a final perfection. Who, conscious of this system, can avoid being filled with a kind of enthusiastic ambition to contribute his atom toward the due admiration of its great and Divine Author?

For part of this theory, Kant was influenced by Thomas Wright of Durham (1711-1786). Wright, the son of a carpenter, became an apprentice to a watchmaker, went to sea, later worked as an engraver and maker of mathematical instruments, achieved wealth, wrote a book on navigation, and was offered a professorship in navigation at the Imperial Academy of St. Petersburg. In 1750, he published a work in the form of nine letters that sparked Kant's thinking, An Original Theory or New Hypothesis of the Universe. The author believed that understanding the structure of the heavens would naturally promote virtuous principles and support the laws of Providence. He viewed the universe as an infinite collection of worlds influenced by an eternal force, filled with beings that, through their various states, are striving for ultimate perfection. Who, aware of this system, can fail to feel a kind of passionate desire to play their part in honoring its magnificent and Divine Creator?

Wright discussed the nature of mathematical certainty and the various degrees of moral probability proper for conjecture (thus pointing to a distinction[Pg 144] that ultimately became basal in the philosophy of Kant). When he claimed that the sun is a vast body of blazing matter, and that the most distant star is also a sun surrounded by a system of planets, he knew that he was reasoning by analogy and not enunciating what is immediately demonstrable. Yet this multitude of worlds opens out to us an immense field of probation and an endless scene of hope to ground our expectation of an ever future happiness upon, suitable to the native dignity of the awful Mind which made and comprehended it.

Wright talked about the nature of mathematical certainty and the different levels of moral probability appropriate for making guesses (highlighting a distinction[Pg 144] that later became fundamental in Kant's philosophy). When he said that the sun is a huge mass of burning matter and that the farthest star is also a sun with its own system of planets, he recognized that he was reasoning by analogy rather than stating something that can be immediately proven. Still, this multitude of worlds opens up an enormous field of testing and a limitless scene of hope for us to base our expectations of future happiness on, fitting the inherent dignity of the magnificent Mind that created and understands it.

The most striking part of Wright's Original Theory relates to the construction of the Milky Way, which he thought analogous in form to the rings of Saturn. From the center the arrangement of the systems and the harmony of the movements could be discerned, but our solar system occupies a section of the belt, and what we see of the creation gives but a confused picture, unless by an effort of imagination we attain the right point of view. The various cloudy stars or light appearances are nothing but a dense accumulation of stars. What less than infinity can circumscribe them, less than eternity comprehend them, or less than Omnipotence produce or support them? He passes on to a discussion of time and space with regard to the known objects of immensity and duration, and in the ninth letter says that, granting the creation to be circular or orbicular, we can suppose in the center of the whole an intelligent principle, the to-all-extending eye of Providence, or, if the creation is real, and not merely ideal, a sphere of some sort. Around this the suns keep their orbits harmoniously, all apparent irregularities arising from[Pg 145] our eccentric view. Moreover, space is sufficient for many such systems.

The most notable aspect of Wright's Original Theory relates to the structure of the Milky Way, which he thought resembled the rings of Saturn. From the center, the layout of the systems and the harmony of their movements can be observed, but our solar system is located in a section of the belt, and what we perceive of the universe presents a confusing picture unless we use our imagination to reach the right perspective. The various cloudy stars or light phenomena are simply a dense collection of stars. What less than infinity can encompass them, what less than eternity can grasp them, or what less than Omnipotence can create or sustain them? He continues with a discussion on time and space in relation to the known objects of vastness and duration, and in the ninth letter, he states that if we assume creation to be circular or spherical, we can envision at the center an intelligent principle, the all-seeing eye of Providence, or if creation is indeed real and not just an idea, some sort of sphere. Surrounding this, the suns maintain their orbits in harmony, with all apparent irregularities stemming from[Pg 145] our biased perspective. Additionally, space is ample for many such systems.

Kant resembled his predecessor in his recognition of the bearing on moral and religious conceptions of the study of the heavens and also in his treatment of many astronomical details, sometimes merely adopting, more frequently developing or modifying, the teachings of Wright. He held that the stars constitute a system just as much as do the planets of our solar system, and that other solar systems and other Milky Ways may have been produced in the boundless fields of space. Indeed, he is inclined to identify with the latter systems the small luminous elliptical areas in the heavens reported by Maupertuis in 1742. Kant also accepted Wright's conjecture of a central sun or globe and even made selection of one of the stars to serve in that office, and taught that the stars consist like our sun of a fiery mass. One cannot contemplate the world-structure without recognizing the excellent orderliness of its arrangement, and perceiving the sure indications of the hand of God in the completeness of its relations. Reason, he says in the Allgemeine Naturgeschichte, refuses to believe it the work of chance. It must have been planned by supreme wisdom and carried into effect by Omnipotence.

Kant was similar to his predecessor in acknowledging how the study of the heavens impacts moral and religious ideas, and he tackled many astronomical details, often adopting, but more commonly developing or modifying, Wright's teachings. He believed that the stars form a system just like the planets in our solar system and that other solar systems and Milky Ways could exist in the vastness of space. In fact, he tended to connect these other systems with the small glowing elliptical areas in the sky observed by Maupertuis in 1742. Kant also accepted Wright's idea of a central sun or globe and even picked one of the stars to fulfill that role, arguing that the stars, like our sun, are made up of fiery material. One cannot look at the structure of the universe without recognizing its remarkable order and seeing clear signs of God's hand in its intricate relationships. Reason, he states in the Allgemeine Naturgeschichte, cannot believe it is the result of chance. It must have been designed by supreme wisdom and executed by omnipotence.

Kant was especially stimulated by the analogy between the Milky Way and the rings of Saturn. He did not agree with Wright that they, or the cloudy areas, would prove to be stars or small satellites, but rather that both consisted of vapor particles. Giving full scope to his imagination, he asks if the earth as well as Saturn may not have been surrounded by a ring.[Pg 146] Might not this ring explain the supercelestial waters that gave such cause for ingenuity to the medieval writers? Not only so, but, had such a vaporous ring broken and been precipitated to the earth, it would have caused a prolonged Deluge, and the subsequent rainbow in the heavens might very well have been interpreted as an allusion to the vanished ring, and as a promise. This, however, is not Kant's characteristic manner in supporting moral and religious truth.

Kant was particularly inspired by the comparison between the Milky Way and the rings of Saturn. He disagreed with Wright's idea that they, or the cloudy areas, would turn out to be stars or small moons, believing instead that both were made up of vapor particles. Letting his imagination run wild, he wonders if Earth, just like Saturn, might have been surrounded by a ring. [Pg 146] Could this ring explain the celestial waters that fascinated medieval writers? Furthermore, if such a vaporous ring had broken apart and fallen to Earth, it could have caused a long-lasting flood, and the rainbow that appeared afterward might have been seen as a reference to the lost ring and a promise. However, this isn't typical of Kant's approach to defending moral and religious truths.

To account for the origin of the solar system, the German philosopher assumes that at the beginning of all things the material of which the sun, planets, satellites, and comets consist, was uncompounded, in its primary elements, and filled the whole space in which the bodies formed out of it now revolve. This state of nature seemed to be the very simplest that could follow upon nothing. In a space filled in this way a state of rest could not last for more than a moment. The elements of a denser kind would, according to the law of gravitation, attract matter of less specific gravity. Repulsion, as well as attraction, plays a part among the particles of matter disseminated in space. Through it the direct fall of particles may be diverted into a circular movement about the center toward which they are gravitating.

To explain the origin of the solar system, the German philosopher suggests that at the start of everything, the material that makes up the sun, planets, satellites, and comets was uncombined, in its basic elements, and filled all the space in which these bodies now move. This state of nature seemed to be the simplest possible outcome from nothingness. In such a filled space, a state of rest couldn't last for more than a moment. According to the law of gravitation, denser elements would attract lighter matter. Both repulsion and attraction influence the particles of matter scattered throughout space. Because of this, the direct fall of particles can be redirected into a circular motion around the center they’re attracted to.

Of course, in our system the center of attraction is the nucleus of the sun. The mass of this body increases rapidly, as also its power of attraction. Of the particles gravitating to it the heavier become heaped up in the center. In falling from different heights toward this common focus the particles cannot have such perfect equality of resistance that no[Pg 147] lateral movements should be set up. A general circulatory motion is in fact established ultimately in one direction about the central mass, which receiving new particles from the encircling current rotates in harmony with it.

Of course, in our system, the main point of attraction is the nucleus of the sun. The mass of this body is increasing rapidly, as is its gravitational pull. The heavier particles that are drawn to it tend to gather in the center. As these particles fall from different heights toward this central point, they can’t have perfectly equal resistance, which results in some lateral movements. Ultimately, a general circular motion is established in one direction around the central mass, which, while receiving new particles from the surrounding flow, rotates in sync with it.

Mutual interference in the particles outside the mass of the sun prevents all accumulation except in one plane and that takes the form of a thin disk continuous with the sun's equator. In this circulating vaporous disk about the sun differences of density give rise to zones not unlike the rings of Saturn. These zones ultimately contract to form planets, and as the planets are thrown off from the central solar mass till an equilibrium is established between the centripetal and centrifugal forces, so the satellites in turn are formed from the planets. The comets are to be regarded as parts of the system, akin to the planets, but more remote from the control of the centripetal force of the sun. It is thus that Kant conceived the nebular hypothesis, accounting (through the formation of the heavenly bodies from a cloudy vapor similar to that still observable through the telescope) for the revolution of the planets in one direction about the sun; the rotation of sun and planets; the revolution and rotation of satellites; the comparative densities of the heavenly bodies; the materials in the tails of comets; the rings of Saturn, and other celestial phenomena. Newton, finding no matter between the planets to maintain the community of their movements, asserted that the immediate hand of God had instituted the arrangement without the intervention of the forces of Nature. His disciple Kant now undertook to explain an additional number of phenomena[Pg 148] on mechanical principles. Granted the existence of matter, he felt capable of tracing the cosmic evolution, but at the same time he maintained and strengthened his religious position, and did not assume (like Democritus and Epicurus) eternal motion without a Creator or the coming together of atoms by accident or haphazard.

Mutual interference among the particles outside the sun's mass prevents any accumulation except in one plane, which takes the shape of a thin disk continuous with the sun's equator. In this circulating vaporous disk around the sun, differences in density create zones similar to the rings of Saturn. These zones eventually contract to form planets, and as planets are ejected from the central solar mass until equilibrium is achieved between centripetal and centrifugal forces, satellites are formed from the planets in turn. Comets should be seen as parts of the system, similar to the planets but farther removed from the sun's centripetal force. This is how Kant envisioned the nebular hypothesis, explaining (through the formation of celestial bodies from a cloudy vapor similar to what can still be observed through a telescope) the revolution of planets in one direction around the sun; the rotation of the sun and planets; the revolution and rotation of satellites; the varying densities of celestial bodies; the materials in comet tails; the rings of Saturn; and other astronomical phenomena. Newton, not finding any matter between the planets to maintain their movements together, claimed that the direct hand of God established the arrangement without the involvement of natural forces. His follower, Kant, then set out to explain additional phenomena[Pg 148] using mechanical principles. Acknowledging the existence of matter, he felt capable of tracing cosmic evolution, while still upholding and reinforcing his religious views, refusing to assume (like Democritus and Epicurus) that motion is eternal without a Creator or that atoms come together by chance or randomness.

It might be objected, he says, that Nature is sufficient unto itself; but universal laws of the action of matter serve the plan of the Supreme Wisdom. There is convincing proof of the existence of God in the very fact that Nature, even in chaos, cannot proceed otherwise than regularly and according to law. Even in the essential properties of the elements that constituted the chaos, there could be traced the mark of that perfection which they have derived from their origin, their essential character being a consequence of the eternal idea of the Divine Intelligence. Matter, which appears to be merely passive and wanting in form and arrangement, has in its simplest state a tendency to fashion itself by a natural development into a more perfect constitution. Matter must be considered as created by God in accordance with law and as ever obedient to law, not as an independent or hostile force needing occasional correction. To suppose the material world not under law would be to believe in a blind fate rather than in Providence. It is Nature's harmony and order revealed to our understanding that give us a clue to its creation by an understanding of the highest order.

It might be argued, he says, that Nature is self-sufficient; but the universal laws governing the actions of matter align with the plan of Supreme Wisdom. There is strong evidence of God's existence in the very fact that Nature, even amid chaos, operates consistently and according to law. Even within the essential properties of the elements that made up the chaos, you can see the mark of perfection that comes from their origin; their essential character is a result of the eternal idea of Divine Intelligence. Matter, which seems merely passive and lacking in form and order, has a natural tendency to develop into a more perfect state. Matter should be seen as created by God according to law and always obedient to it, not as an independent or opposing force that needs occasional correction. To think of the material world as being outside of law would mean believing in blind fate rather than in Providence. It is Nature's harmony and order, revealed to our understanding, that gives us insight into its creation by a supreme intelligence.

In a work written eight years later Kant sought to furnish people of ordinary intelligence with a proof of the existence of God. It might seem irrelevant in[Pg 149] such a production to give an exposition of physical phenomena, but, intent on his method of mounting to a knowledge of God by means of natural science, he here repeats in summarized form his theory of the origin of the heavenly bodies. Moreover, the influence of his astronomical studies persisted in his maturest philosophy, as can be seen in the well-known passage at the conclusion of his ethical work, the Critique of the Practical Reason (1788): "There are two things that fill my spirit with ever new and increasing awe and reverence—the more frequently and the more intently I contemplate them—the star-strewn sky above me and the moral law within." His religious and ethical conceptions were closely associated with—indeed, dependent upon—an orderly and infinite physical universe.

In a work written eight years later, Kant aimed to provide ordinary people with evidence of God's existence. It might seem unnecessary in[Pg 149] a piece like this to discuss physical phenomena, but focused on his approach to understanding God through natural science, he summarizes his theory about the origin of celestial bodies. Additionally, the impact of his astronomical studies carried over into his more developed philosophy, as demonstrated in the well-known passage at the end of his ethical work, the Critique of the Practical Reason (1788): "There are two things that fill me with constant awe and reverence—the more I think about them—the starry sky above me and the moral law within." His religious and ethical ideas were closely linked to—and indeed depended on—a structured and infinite physical universe.

In the mathematician, astronomer, physicist, and philosopher, J. H. Lambert (1728-1777), Kant found a genius akin to his own, and through him hoped for a reformation of philosophy on the basis of the study of science. Lambert like his contemporary was a disciple of Newton, and in 1761 he published a book in the form of letters expressing views in reference to the Milky Way, fixed stars, central sun, very similar to those published by Kant in 1755. Lambert had heard of Wright's work, so similar to his own, a year after the latter was written.

In the mathematician, astronomer, physicist, and philosopher J. H. Lambert (1728-1777), Kant found a genius similar to his own, and through him, he hoped for a reformation of philosophy based on the study of science. Like his contemporary, Lambert was a follower of Newton, and in 1761 he published a book in the form of letters discussing ideas about the Milky Way, fixed stars, and a central sun, which were very similar to those published by Kant in 1755. Lambert learned about Wright's work, which was so similar to his own, a year after the latter was written.

Comets, now robbed of many of the terrors with which ancient superstition endowed them, might, he says, seem to threaten catastrophe, by colliding with the planets or by carrying off a satellite. But the same hand which has cast the celestial spheres in space, has traced their course in the heavens, and[Pg 150] does not allow them to wander at random to disturb and destroy each other. Lambert imagines that all these bodies have exactly the volume, weight, position, direction, and speed necessary for the avoidance of collisions. If we confess a Supreme Ruler who brought order from chaos, and gave form to the universe; it follows that this universe is a perfect work, the impress, picture, reflex of its Creator's perfection. Nothing is left to blind chance. Means are fitted to ends. There is order throughout, and in this order the dust beneath our feet, the stars above our heads, atoms and worlds, are alike comprehended.

Comets, now stripped of many of the fears that ancient superstitions assigned to them, might still seem to pose a threat of disaster by crashing into planets or taking away a moon. But the same force that set the celestial bodies in motion has also charted their paths in the sky, and[Pg 150] ensures they don’t drift randomly to collide or destroy one another. Lambert believes that all these objects have the exact volume, weight, position, direction, and speed needed to avoid collisions. If we acknowledge a Supreme Ruler who created order from chaos and shaped the universe; it follows that this universe is a flawless creation, reflecting the perfection of its Creator. Nothing is left to random chance. Means are perfectly suited to their ends. There is order in everything, and within that order, the dust beneath our feet, the stars overhead, atoms, and worlds are all understood.

Laplace in his statement of the nebular hypothesis made no mention of Kant. He sets forth, in the Exposition of the Solar System, the astronomical data that the theory is designed to explain: the movements of the planets in the same direction and almost in the same plane; the movements of the satellites in the same direction as those of the planets; the rotation of these different bodies and of the sun in the same direction as their projection, and in planes little different; the small eccentricity of the orbits of planets and satellites; the great eccentricity of the orbits of comets. How on the ground of these data are we to arrive at the cause of the earliest movements of the planetary system?

Laplace, in his description of the nebular hypothesis, didn’t mention Kant. In the Exposition of the Solar System, he presents the astronomical data that the theory aims to explain: the planets moving in the same direction and nearly in the same plane; the satellites moving in the same direction as the planets; the rotation of these various bodies and the sun in the same direction as their projection, and in slightly different planes; the low eccentricity of the orbits of planets and satellites; and the high eccentricity of the orbits of comets. How can we determine the cause of the initial movements of the planetary system based on this data?

A fluid of immense extent must be assumed, embracing all these bodies. It must have circulated about the sun like an atmosphere and, in virtue of the excessive heat which was engendered, it may be assumed that this atmosphere originally extended beyond the orbits of all the planets, and was con[Pg 151]tracted by stages to its present form. In its primitive state the sun resembled the nebulæ, which are to be observed through the telescope, with fiery centers and cloudy periphery. One can imagine a more and more diffuse state of the nebulous matter.

A massive fluid must be imagined, surrounding all these bodies. It likely circulated around the sun like an atmosphere, and due to the intense heat generated, we can assume that this atmosphere originally extended beyond the orbits of all the planets, gradually contracting to its current form. In its early state, the sun resembled the nebulae we can see through a telescope, with fiery centers and a cloudy outer edge. One can envision a progressively more diffuse state of the nebulous matter.

Planets were formed, in the plane of the equator and at the successive limits of the nebulous atmosphere, by the condensation of the different zones which it abandoned as it cooled and contracted. The force of gravity and the centrifugal force sufficed to maintain in its orbit each successive planet. From the cooling and contracting masses that were to constitute the planets smaller zones and rings were formed. In the case of Saturn there was such regularity in the rings that the annular form was maintained; as a rule from the zones abandoned by the planet-mass satellites resulted. Differences of temperature and density of the parts of the original mass account for the eccentricity of orbits, and deviations from the plane of the equator.

Planets were formed in the equatorial plane and at the successive boundaries of the gaseous atmosphere by the condensation of the different layers that it shed as it cooled and shrank. The pull of gravity and the centrifugal force were enough to keep each planet in its orbit. From the cooling and shrinking material that would become the planets, smaller zones and rings formed. In the case of Saturn, the rings were so well-defined that the ring shape was preserved; typically, satellites formed from the layers abandoned by the planet’s mass. Variations in temperature and density within the original mass explain the eccentric orbits and the deviations from the equatorial plane.

In his Celestial Mechanics (1825) Laplace states that, according to Herschel's observations, Saturn's rotation is slightly quicker than that of its rings. This seemed a confirmation of the hypothesis of the Exposition du Système du Monde.

In his Celestial Mechanics (1825), Laplace says that, based on Herschel's observations, Saturn's rotation is a bit faster than that of its rings. This appeared to support the hypothesis of the Exposition du Système du Monde.

When Laplace presented the first edition of this earlier work to Napoleon, the First Consul said: "Newton has spoken of God in his book. I have already gone through yours, and I have not found that name in it a single time." To this Laplace is said to have replied: "First Citizen Consul, I have not had need of that hypothesis." The astronomer did not, however, profess atheism; like Kant he felt[Pg 152] competent to explain on mechanical principles the development of the solar system from the point at which he undertook it. In his later years he desired that the misleading anecdote should be suppressed. So far was he from self-sufficiency and dogmatism that his last utterance proclaimed the limitations of even the greatest intellects: "What we know is little enough, what we don't know is immense" (Ce que nous connaissons est peu de chose, ce que nous ignorons est immense).

When Laplace presented the first edition of this earlier work to Napoleon, the First Consul said: "Newton mentioned God in his book. I've gone through yours, and I didn't find that name even once." To this, Laplace reportedly replied: "First Citizen Consul, I didn't need that hypothesis." However, the astronomer didn't claim to be an atheist; like Kant, he felt[Pg 152] capable of explaining the development of the solar system using mechanical principles from the point where he began his work. In his later years, he wanted the misleading anecdote to be suppressed. He was far from being self-sufficient and dogmatic; his last statement highlighted the limitations of even the greatest minds: "What we know is little enough, what we don't know is immense" (Ce que nous connaissons est peu de chose, ce que nous ignorons est immense).

Sir William Herschel's observations, extended over many years, confirmed both the nebular hypothesis and the theory of the systematic arrangement of the stars. He made use of telescopes 20 and 40 feet in focal length, and of 18.7 and 48 inches aperture, and was thereby enabled, as Humboldt said, to sink a plummet amid the fixed stars, or, in his own phrase, to gauge the heavens. The Construction of the Heavens was always the ultimate object of his observations. In a contribution on this subject submitted to the Royal Society in 1787 he announced the discovery of 466 new nebulæ and clusters of stars. The sidereal heavens are not to be regarded as the concave surface of a sphere, from the center of which the observer might be supposed to look, but rather as resembling a rich extent of ground or chains of mountains in which the geologist discovers many strata consisting of various materials. The Milky Way is one stratum and in it our sun is placed, though perhaps not in the very center of its thickness.

Sir William Herschel's observations spanned many years and confirmed both the nebular hypothesis and the theory of the systematic arrangement of stars. He used telescopes with focal lengths of 20 and 40 feet, and apertures of 18.7 and 48 inches, allowing him, as Humboldt noted, to sink a plummet among the fixed stars or, in his own words, to measure the heavens. The Construction of the Heavens was always his main focus for observation. In a paper on this topic submitted to the Royal Society in 1787, he announced the discovery of 466 new nebulas and star clusters. The sidereal heavens should not be seen as the curved surface of a sphere from which an observer looks out, but rather as resembling a rich expanse of ground or mountain ranges where geologists find many layers made of different materials. The Milky Way is one of these layers, and our sun is located within it, though perhaps not exactly in the center of its thickness.

By 1811 he had greatly increased his observations of the nebulæ and could arrange them in series differ[Pg 153]ing in extent, condensation, brightness, general form, possession of nuclei, situation, and in resemblance to comets and to stars. They ranged from a faint trace of extensive diffuse nebulosity to a nebulous star with a mere vestige of cloudiness. Herschel was able to make the series so complete that the difference between the members was no more than could be found in a series of pictures of the human figure taken from the birth of a child till he comes to be a man in his prime. The difference between the diffuse nebulous matter and the star is so striking that the idea of conversion from one to the other would hardly occur to any one without evidence of the intermediate steps. It is highly probable that each successive state is the result of the action of gravity.

By 1811, he had significantly expanded his observations of the nebulae and could categorize them into groups based on their size, density, brightness, shape, presence of nuclei, location, and similarity to comets and stars. They varied from a faint hint of widespread diffuse nebulosity to a nebulous star with just a slight hint of cloudiness. Herschel was able to make the series so complete that the differences between the objects were no greater than those found in a series of images of the human figure from infancy to adulthood. The contrast between the diffuse nebulous material and the star is so marked that the idea of one transforming into the other would hardly cross anyone's mind without evidence of the transitional stages. It's highly likely that each successive state is the result of gravitational influence.

In his last statement, 1818, he admitted that to his telescopes the Milky Way had proved fathomless, but on "either side of this assemblage of stars, presumably in ceaseless motion round their common center of gravity, Herschel discovered a canopy of discrete nebulous masses, such as those from the condensation of which he supposed the whole stellar universe to be formed."

In his final statement, 1818, he acknowledged that his telescopes had found the Milky Way to be endlessly deep, but on "either side of this collection of stars, likely in constant motion around their shared center of gravity, Herschel found a canopy of separate cloudy masses, which he believed to be the building blocks of the entire stellar universe."

In the theory of the evolution of the heavenly bodies, as set forth by Kant, Laplace, and Herschel, it was assumed that the elements that composed the earth are also to be found elsewhere throughout the solar system and the universe. The validity of this assumption was finally established by spectrum analysis. But this vindication was in part anticipated, at the beginning of the nineteenth century, by the analysis of meteorites. In these were found large quantities of iron, considerable percentages of nickel, as well as[Pg 154] cobalt, copper, silicon, phosphorus, carbon, magnesium, zinc, and manganese.

In the theory of the evolution of celestial bodies, as explained by Kant, Laplace, and Herschel, it was believed that the elements that make up the Earth can also be found elsewhere in the solar system and the universe. The accuracy of this belief was ultimately confirmed by spectrum analysis. However, this confirmation was partially anticipated at the start of the nineteenth century through the study of meteorites. These meteorites contained large amounts of iron, significant percentages of nickel, as well as[Pg 154] cobalt, copper, silicon, phosphorus, carbon, magnesium, zinc, and manganese.

REFERENCES

G. F. Becker, Kant as a Natural Philosopher, American Journal of Science, vol. V (1898), pp. 97-112.

G. F. Becker, Kant as a Natural Philosopher, American Journal of Science, vol. V (1898), pp. 97-112.

W. W. Bryant, A History of Astronomy.

W. W. Bryant, A History of Astronomy.

Agnes M. Clerke, History of Astronomy during the Nineteenth Century.

Agnes M. Clerke, History of Astronomy in the Nineteenth Century.

Agnes M. Clerke, The Herschels and Modern Astronomy.

Agnes M. Clerke, The Herschels and Modern Astronomy.

Sir William Herschel, Papers on the Construction of the Heavens (Philosophical Transactions, 1784, 1811, etc.).

Sir William Herschel, Papers on the Construction of the Heavens (Philosophical Transactions, 1784, 1811, etc.).

A. R. Hinks, Astronomy (Home University Library).

A. R. Hinks, Astronomy (Home Uni Library).

E. W. Maunders, The Science of the Stars (The People's Books).

E. W. Maunders, The Science of the Stars (The People's Books).


CHAPTER XII

THE REIGN OF LAW—DALTON, JOULE

In the middle of the eighteenth century, when Lambert and Kant were recognizing system and design in the heavens, little progress had been made toward discovering the constitution of matter or revealing the laws of the hidden motions of things. Boyle had, indeed, made a beginning, not only by his study of the elasticity of the air, but by his distinction of the elements and compounds and his definition of chemistry as the science of the composition of substances. How little had been accomplished, however, is evident from the fact that in 1750 the so-called elements—earth, air, fire, water—which Bacon had marked for examination in 1620, were still unanalyzed, and that no advance had been made beyond his conception of the nature of heat, the majority, indeed, of the learned world holding that heat is a substance (variously identified with sulphur, carbon, or hydrogen) rather than a mode of motion.

In the mid-eighteenth century, when Lambert and Kant were identifying patterns and structure in the universe, there had been little progress in understanding the makeup of matter or uncovering the laws governing the unseen movements of things. Boyle had indeed made a start, not only through his study of air pressure but also by distinguishing between elements and compounds and defining chemistry as the science of how substances are composed. However, it's clear just how little had been achieved by the fact that in 1750, the so-called elements—earth, air, fire, water—that Bacon pointed out for study in 1620 were still unanalyzed, and no progress had been made beyond his idea of heat, with most of the educated world still believing that heat is a substance (variously thought to be sulfur, carbon, or hydrogen) rather than a form of motion.

How scientific thought succeeded in bringing order out of confusion and chaos in the subsequent one hundred years, and especially at the beginning of the nineteenth century, can well be illustrated by these very matters, the study of combustion, of heat as a form of energy, of the constituents of the atmosphere, and of the chemistry of water and of the earth.

How scientific thinking managed to create order from confusion and chaos over the next hundred years, particularly at the start of the nineteenth century, can be clearly shown through these topics: the study of combustion, heat as a form of energy, the components of the atmosphere, and the chemistry of water and earth.

Reference has already been made to Black's discovery of carbonic acid, and of the phenomena which[Pg 156] he ascribed to latent heat. The first discovery (1754) was the result of the preparation of quicklime in the practice of medicine; the second (1761) involving experiments on the temperatures of melting ice, boiling water, and steam, stimulated Watt in his improvement of the steam engine. In 1766 Joseph Priestley began his study of airs, or gases. In the following year observation of work in a brewery roused his curiosity in reference to carbonic acid. In 1772 he experimented with nitric oxide. In the previous century Mayow had obtained nitric oxide by treating iron with nitric acid. He had then introduced this gas into ordinary air confined over water, and found that the mixture suffered a reduction of volume. Priestley applied this process to the analysis of common air, which he discovered to be complex and not simple. In 1774, by heating red oxide of mercury by means of a burning-glass, he obtained a gas which supported combustion better than common air. He inhaled it, and experienced a sense of exhilaration. "Who can tell," he writes, "but in time this pure air may become a fashionable article in luxury? Hitherto only two mice and myself have had the privilege of breathing it."

Reference has already been made to Black's discovery of carbonic acid and the phenomena that[Pg 156] he attributed to latent heat. The first discovery (1754) came from the preparation of quicklime in medicine; the second (1761), which involved experiments on the temperatures of melting ice, boiling water, and steam, inspired Watt in his enhancements to the steam engine. In 1766, Joseph Priestley began his study of airs, or gases. The following year, his observations of work in a brewery piqued his interest in carbonic acid. In 1772, he experimented with nitric oxide. In the previous century, Mayow had produced nitric oxide by treating iron with nitric acid. He then introduced this gas into regular air trapped over water, finding that the mixture decreased in volume. Priestley used this method to analyze common air, discovering it to be complex rather than simple. In 1774, by heating red oxide of mercury with a burning glass, he obtained a gas that supported combustion better than regular air. He inhaled it and felt a sense of exhilaration. "Who can tell," he wrote, "but in time this pure air may become a fashionable luxury? Until now, only two mice and I have had the privilege of breathing it."

The Swedish investigator Scheele had, however, discovered this same constituent of the air before 1773. He thought that the atmosphere must consist of at least two gases, and he proved that carbonic acid results from combustion and respiration. In 1772 the great French scientist Lavoisier found that sulphur, when burned, gains weight instead of losing weight, and five years later he concluded that air consists of two gases, one capable of absorption by[Pg 157] burning bodies, the other incapable of supporting combustion. He called the first "oxygen." In his Elements of Chemistry Lavoisier gave a clear exposition of his system of chemistry and of the discoveries of other European chemists. After his studies the atmosphere was no longer regarded as mysterious and chaotic. It was known to consist largely of oxygen and nitrogen, and to contain in addition aqueous vapor, carbonic acid, and ammonia which might be brought to earth by rain.

The Swedish investigator Scheele had, however, discovered this same component of air before 1773. He believed that the atmosphere must consist of at least two gases and demonstrated that carbon dioxide results from burning and breathing. In 1772, the great French scientist Lavoisier found that sulfur, when burned, gains weight instead of losing it, and five years later, he concluded that air is made up of two gases: one that can be absorbed by[Pg 157] burning substances, and the other that cannot sustain combustion. He named the first "oxygen." In his Elements of Chemistry, Lavoisier provided a clear explanation of his chemistry system and the discoveries of other European chemists. After his research, the atmosphere was no longer seen as mysterious and chaotic. It was known to mainly consist of oxygen and nitrogen and to also contain water vapor, carbon dioxide, and ammonia that could be brought down to Earth by rain.

Cavendish obtained nitrogen from air by using nitric oxide to remove the oxygen, and found that air consists of about seventy-nine per cent nitrogen and about twenty-one per cent oxygen. He also by use of the electric spark caused the oxygen and nitrogen of the air to unite to form nitric acid. When the nitrogen was exhausted and the redundant oxygen removed, "only a small bubble of air remained unabsorbed." Similarly Cavendish had found that water results from the combination of oxygen and hydrogen. Watt had likewise held that water is not an element, but a compound of two elementary substances. Thus the great masses,—earth, air, fire, water,—assumed as simple by many philosophers from the earliest times, were resolving into their constituent parts. At the same time other problems were demanding solution. What are the laws of chemical combination? What is the relation of heat to other forms of energy? To the answering of these questions (as of those from which these grew) the great manufacturing centers contributed, and no city more potently than Manchester through Dalton and his pupil and follower Joule.

Cavendish extracted nitrogen from the air by using nitric oxide to eliminate the oxygen and discovered that air is composed of about seventy-nine percent nitrogen and about twenty-one percent oxygen. He also utilized an electric spark to combine the oxygen and nitrogen in the air to produce nitric acid. After depleting the nitrogen and removing the excess oxygen, "only a small bubble of air remained unabsorbed." Likewise, Cavendish found that water is created from the combination of oxygen and hydrogen. Watt also believed that water is not an element but a compound of two elemental substances. Thus, the major elements—earth, air, fire, water—that many philosophers considered simple since ancient times were breaking down into their basic components. Meanwhile, other questions were emerging. What are the rules of chemical combination? What is the connection between heat and other forms of energy? The great manufacturing hubs contributed to answering these questions, with Manchester playing a key role through Dalton and his student and successor Joule.

John Dalton (1766-1844) was born in Cumberland, went to Kendal to teach school at the age of fifteen, and remained in the Lake District of England till 1793. In this region, where the annual rainfall exceeds forty inches, and in some localities is almost tropical, the young student's attention was early drawn to meteorology. His apparatus consisted of rude home-made rain-gauges, thermometers, and barometers. His interest in the heat, moisture, and constituents of the atmosphere continued throughout life, and Dalton made in all some 200,000 meteorological observations. We gain a clue to his motive in these studies from a letter written in his twenty-second year, in which he speaks of the advantages that might accrue to the husbandman, the mariner, and to mankind in general if we were able to predict the state of the weather with tolerable precision.

John Dalton (1766-1844) was born in Cumberland and moved to Kendal to teach school at fifteen, staying in the Lake District of England until 1793. In this area, where the annual rainfall exceeds forty inches and is almost tropical in some places, the young student quickly became interested in meteorology. His equipment included makeshift rain gauges, thermometers, and barometers he made himself. His fascination with heat, moisture, and the components of the atmosphere lasted his whole life, and Dalton made about 200,000 meteorological observations in total. A letter he wrote at twenty-two reveals his motivation for these studies, where he discusses the benefits that could come to farmers, sailors, and humanity in general if we could predict the weather with reasonable accuracy.

In 1793 Dalton took up his permanent residence in Manchester, and in that year appeared his first book, Meteorological Observations and Essays. Here he deals, among other things, with rainfall, the formation of clouds, evaporation, and the distribution and character of atmospheric moisture. It seemed to him that aqueous vapor always exists as a distinct fluid maintaining its identity among the other fluids of the atmosphere. He thought of atmospheric moisture as consisting of minute drops of water, or globules among the globules of oxygen and nitrogen. He was a disciple of Newton's (to whom, indeed, Dalton had some personal likeness), who looked upon matter as consisting of "solid, massy, hard, impenetrable, movable particles, of such sizes and figures, and with such other properties, and in such proportion, as[Pg 159] most conduced to the end for which God formed them." Dalton was so much under the influence of the idea that the physical universe is made up of these indivisible particles, or atoms, that his biographer describes him as thinking corpuscularly. It is probable that his imagination was of the visualizing type and that he could picture to himself the arrangement of atoms in elementary and compound substances.

In 1793, Dalton settled permanently in Manchester, and that year he published his first book, Meteorological Observations and Essays. In this work, he discusses various topics such as rainfall, cloud formation, evaporation, and the distribution and characteristics of atmospheric moisture. He believed that water vapor always exists as a separate fluid, maintaining its identity alongside other atmospheric fluids. Dalton envisioned atmospheric moisture as tiny drops of water or globules among the globules of oxygen and nitrogen. He was a follower of Newton (who, in fact, resembled Dalton personally), and viewed matter as made up of "solid, heavy, hard, impenetrable, movable particles, of various sizes and shapes, and with other properties, in proportions that[Pg 159] contribute to the purpose for which God created them." Dalton was so influenced by the notion that the physical universe consists of these indivisible particles, or atoms, that his biographer describes him as thinking corpuscularly. It's likely that he had a vivid imagination and could visualize how atoms were arranged in both basic and complex substances.

Now Dalton's master had taught that the atoms of matter in a gas (elastic fluid) repel one another by a force increasing in proportion as their distance diminishes. How did this teaching apply to the atmosphere, which Priestley and others had proved to consist of three or more gases? Why does this mixture appear simple and homogeneous? Why does not the air form strata with the oxygen below and the nitrogen above? Cavendish had shown, and Dalton himself later proved, that common air, wherever examined, contains oxygen and nitrogen in fairly constant proportions.

Now Dalton's teacher had explained that the atoms in a gas (or elastic fluid) push each other away with a force that increases as their distance decreases. How does this concept relate to the atmosphere, which Priestley and others demonstrated is made up of three or more gases? Why does this mixture seem simple and uniform? Why doesn’t the air separate into layers, with oxygen at the bottom and nitrogen on top? Cavendish had shown, and Dalton himself confirmed later, that regular air, wherever it is tested, contains oxygen and nitrogen in fairly consistent amounts.

French chemists had sought to apply the principle of chemical affinity in explaining the apparent homogeneity of the atmosphere. They supposed that oxygen and nitrogen entered into chemical union, the one element dissolving the other. The resultant compound in turn dissolved water; hence the phenomena of evaporation. Dalton tried in vain to reconcile this supposition with his belief in the atomic nature of matter. He drew diagrams combining an atom of oxygen with an atom of nitrogen and an atom of aqueous vapor. The whole atmosphere could not consist of such groups of three because the watery particles were but a small portion of the total atmosphere.[Pg 160] He made a diagram in which one atom of oxygen was combined with one atom of nitrogen, but in this case the oxygen was insufficient to satisfy all the nitrogen of the atmosphere. If the air was made up partly of pure nitrogen, partly of a compound of nitrogen and oxygen, and partly of a compound of nitrogen, oxygen, and aqueous vapor, then the triple compound, as heaviest, would collect toward the surface of the earth, and the double compound and the simple substance would form two strata above. If to the compounds heat were added in the hope of producing an unstratified mixture, the atmosphere would acquire the specific gravity of nitrogen gas. "In short," says Dalton, "I was obliged to abandon the hypothesis of the chemical constitution of the atmosphere altogether as irreconcilable to the phenomena."

French chemists had tried to use the idea of chemical affinity to explain the apparent uniformity of the atmosphere. They thought that oxygen and nitrogen chemically combined, with one element dissolving the other. The resulting compound then dissolved water, which explained the process of evaporation. Dalton struggled to align this idea with his belief in the atomic nature of matter. He created diagrams showing an atom of oxygen combining with an atom of nitrogen and an atom of water vapor. The entire atmosphere couldn't consist of these groups of three because water particles made up only a small part of the total atmosphere.[Pg 160] He made a diagram where one atom of oxygen was paired with one atom of nitrogen, but in this case, the oxygen wasn’t enough to combine with all the nitrogen in the atmosphere. If the air consisted partly of pure nitrogen, partly of a compound of nitrogen and oxygen, and partly of a compound containing nitrogen, oxygen, and water vapor, then the heaviest triple compound would settle towards the earth’s surface, while the double compound and the single substance would form two layers above it. If heat were added to the compounds to try to create a uniform mixture, the atmosphere would take on the specific gravity of nitrogen gas. "In short," Dalton said, "I had to give up the hypothesis of the chemical structure of the atmosphere entirely as it didn’t fit with the observed phenomena."

He had to return to the conception of the individual particles of oxygen, nitrogen, and water, each a center of repulsion. Still he could not explain why the oxygen did not gravitate to the lowest place, the nitrogen form a stratum above, and the aqueous vapor swim upon the top. In 1801, however, Dalton hit upon the idea that gases act as vacua for one another, that it is only like particles which repel each other, atoms of oxygen repelling atoms of oxygen and atoms of nitrogen repelling atoms of nitrogen when these gases are intermingled in the atmosphere just as they would if existing in an unmixed state. "According to this, we were to suppose that atoms of one kind did not repel the atoms of another kind, but only those of their own kind." A mixed atmosphere is as free from stratifications, as though it were really homogeneous.

He had to go back to the idea of individual particles of oxygen, nitrogen, and water, each acting as a center of repulsion. Still, he couldn't figure out why the oxygen didn't settle at the bottom, the nitrogen formed a layer above, and the water vapor floated on top. In 1801, however, Dalton came up with the idea that gases act as vacua for each other, meaning that only like particles repel each other—oxygen atoms repel other oxygen atoms and nitrogen atoms repel other nitrogen atoms when these gases mix in the atmosphere, just as they would if they were in separate states. "According to this, we should assume that atoms of one kind do not repel the atoms of another kind, but only those of their own kind." A mixed atmosphere is as free from layers as if it were truly homogeneous.

In his analyses of air Dalton made use of the old nitric oxide method. In 1802 this led to an interesting discovery. If in a tube .3 of an inch wide he mixed 100 parts of common air with 36 parts of nitric oxide, the oxygen of the air combined with the nitric oxide, and a residue of 79 parts of atmospheric nitrogen remained. And if he mixed 100 parts of common air with 72 of nitric oxide, but in a wide vessel over water (in which conditions the combination is more quickly effected), the oxygen of the air again combined with the nitric oxide and a residue of 79 parts of nitrogen again resulted. But in the last experiment, if less than 72 parts of nitric oxide be employed, there will be a residue of oxygen as well as nitrogen; and if more than 72, there will be a residue of nitric oxide in addition to the nitrogen. In the words of Dalton, "oxygen may combine with a certain portion of nitrous gas [as he called nitric oxide], or with twice that portion, but with no intermediate portion."

In his analysis of air, Dalton used the old nitric oxide method. In 1802, this led to an interesting discovery. If he mixed 100 parts of regular air with 36 parts of nitric oxide in a tube that was 0.3 inches wide, the oxygen in the air combined with the nitric oxide, leaving a residue of 79 parts of atmospheric nitrogen. If he mixed 100 parts of regular air with 72 parts of nitric oxide in a wider container over water (where the combination happens more quickly), the oxygen again combined with the nitric oxide, resulting in a residue of 79 parts of nitrogen. However, in the last experiment, if less than 72 parts of nitric oxide were used, there would be a leftover of oxygen along with nitrogen; if more than 72 parts were used, there would be leftover nitric oxide in addition to the nitrogen. In Dalton's words, "oxygen may combine with a certain portion of nitrous gas [as he called nitric oxide], or with twice that portion, but with no intermediate portion."

Naturally these experimental facts were to be explained in terms of the ultimate particles of which the various gases are composed. In the following year Dalton gave graphic representation to his idea of the atomic constitution of chemical elements and compounds.

Naturally, these experimental facts needed to be explained in terms of the fundamental particles that make up the different gases. The following year, Dalton visually represented his concept of the atomic structure of chemical elements and compounds.

Much against Dalton's will his method of indicating chemical elements and their combinations had to[Pg 162] yield to a method introduced by the great Swedish chemist Berzelius. In 1837 Dalton wrote: "Berzelius's symbols are horrifying: a young student in chemistry might as soon learn Hebrew as make himself acquainted with them. They appear like a chaos of atoms ... and to equally perplex the adepts of science, to discourage the learner, as well as to cloud the beauty and simplicity of the Atomic Theory."

Much to Dalton's dismay, his way of representing chemical elements and their combinations had to[Pg 162] give way to a method introduced by the renowned Swedish chemist Berzelius. In 1837, Dalton wrote: "Berzelius's symbols are horrifying: a young chemistry student might as well learn Hebrew as try to understand them. They look like a chaotic jumble of atoms... and they confuse both experts and beginners alike, discouraging learners and obscuring the elegance and simplicity of the Atomic Theory."

Meantime Dalton's mind had been turning to the consideration of the relative sizes and weights of the various elements entering into combination with one another. He argued that if there be not exactly the same number of atoms of oxygen in a given volume of air as of nitrogen in the same volume, then the sizes of the particles of oxygen must be different from those of nitrogen. His interest in the absorption of gases by water, in the reciprocal diffusion of gases, as well as in the phenomena of chemical combination, stimulated Dalton to determine the relative size and weight of the atoms of the various elements. Dalton said nothing of the absolute weight of the atom. But on the assumption that when only one compound of two elements is known to exist, the molecule of the compound consists of one atom of each of these elements, he proceeded to investigate the relative weights of equal numbers of the two sorts of atoms. In 1803 he pursued this investigation with remarkable success, and taking hydrogen (the lightest gas known to him) as unity, he arrived at a statement of the relative atomic weights of oxygen, nitrogen, carbon, etc. Dalton thus introduced into the study of chemical combination a very definite idea of quantitative relationship. By him[Pg 163] the atomic theory of the constitution of matter was made definite and applicable to all the phenomena known to chemistry.

Meanwhile, Dalton's thoughts focused on the sizes and weights of the different elements that combine with each other. He argued that if there aren't exactly the same number of oxygen atoms in a given volume of air as there are nitrogen atoms in the same volume, then the sizes of the oxygen particles must differ from those of nitrogen. His interest in how gases are absorbed by water, the mutual diffusion of gases, and the phenomena of chemical combination motivated Dalton to determine the relative size and weight of the atoms of various elements. Dalton did not comment on the absolute weight of an atom. Instead, he assumed that when only one compound of two elements is known to exist, the molecule of the compound is made up of one atom of each element, and he began to explore the relative weights of equal quantities of the two types of atoms. In 1803, he continued this exploration with remarkable success, using hydrogen (the lightest gas known to him) as a baseline, and produced a statement of the relative atomic weights of oxygen, nitrogen, carbon, and more. In doing so, Dalton introduced a clear concept of quantitative relationships into the study of chemical combination. By him[Pg 163], the atomic theory of the makeup of matter became precise and applicable to all the phenomena recognized in chemistry.

Painting by Ford Madox Brown With permission from the Town Hall Committee of the Manchester Corporation
JOHN DALTON COLLECTING MARSH GAS

During the following months he returned to the study of those cases in which the same elements combine to form more than one compound. We have seen that oxygen unites with nitric oxide to form two compounds, and that into the one compound twice as much nitric oxide (by weight) enters as into the other. A like relation was found in the weight of oxygen combining with carbon in the two compounds carbon monoxide and carbonic acid. In the summer of 1804 he investigated the composition of two compounds of hydrogen and carbon, marsh gas (methane) and olefiant gas (ethylene), and found that the first contained just twice as much hydrogen in relation to the carbon as the second compound contained. In a series of compounds of the same two elements one atom of one unites with one, two, three, or more atoms of the other; that is, a simple ratio exists between the weights in which the second element enters into combination with the first. This law of multiple proportions afforded confirmation of Dalton's atomic theory, or chemical theory of definite proportions.

Over the next few months, he went back to studying the cases where the same elements combine to create more than one compound. We've seen that oxygen combines with nitric oxide to produce two compounds, and that in one of those compounds, twice as much nitric oxide (by weight) is involved compared to the other. A similar relationship was found in the weight of oxygen combining with carbon in the two compounds carbon monoxide and carbonic acid. In the summer of 1804, he examined the composition of two compounds made of hydrogen and carbon, marsh gas (methane) and olefiant gas (ethylene), and discovered that the first compound had exactly twice as much hydrogen in relation to the carbon as the second compound did. In a group of compounds formed from the same two elements, one atom of one element combines with one, two, three, or more atoms of the other; in other words, a simple ratio exists between the weights in which the second element combines with the first. This law of multiple proportions supported Dalton's atomic theory, or the chemical theory of definite proportions.

"Without such a theory," says Sir Henry Roscoe, "modern chemistry would be a chaos; with it, order reigns supreme, and every apparently contradictory discovery only marks out more distinctly the value and importance of Dalton's work." In 1826 Sir Humphry Davy recognized Dalton's services to science in the following terms: "Finding that in certain compounds of gaseous bodies the same elements[Pg 164] always combined in the same proportions, and that when there was more than one combination the quantity of the elements always had a constant relation,—such as 1 to 2, or 1 to 3, or 1 to 4,—he explained this fact on the Newtonian doctrine of indivisible atoms; and contended that, the relative weight of one atom to that of any other atom being known, its proportions or weight in all its combinations might be ascertained, thus making the statics of chemistry depend upon simple questions in subtraction or multiplication and enabling the student to deduce an immense number of facts from a few well-authenticated experimental results. Mr. Dalton's permanent reputation will rest upon his having discovered a simple principle universally applicable to the facts of chemistry, in fixing the proportions in which bodies combine, and thus laying the foundation for future labors respecting the sublime and transcendental parts of the science of corpuscular motion. His merits in this respect resemble those of Kepler in astronomy."

"Without such a theory," says Sir Henry Roscoe, "modern chemistry would be a mess; with it, order prevails, and every seemingly contradictory discovery only highlights the value and significance of Dalton's work." In 1826, Sir Humphry Davy acknowledged Dalton's contributions to science in these terms: "Observing that in certain compounds of gases the same elements[Pg 164] always combined in the same proportions, and that when there were multiple combinations, the amounts of the elements always had a consistent ratio—like 1 to 2, or 1 to 3, or 1 to 4—he explained this idea based on the Newtonian theory of indivisible atoms. He argued that if the relative weight of one atom to another was known, then its proportions or weight in all its combinations could be determined, allowing the principles of chemistry to rely on simple subtraction or multiplication problems and enabling students to derive a vast number of facts from a few reliable experimental results. Mr. Dalton's lasting reputation will be based on his discovery of a straightforward principle applicable to the facts of chemistry, defining the ratios in which substances combine, and thereby laying the groundwork for future studies on the sublime and complex aspects of the science of corpuscular motion. His contributions in this area are similar to those of Kepler in astronomy."

In 1808 Dalton's atomic theory received striking confirmation through the investigations of the French scientist Gay-Lussac, who showed that gases, under similar circumstances of temperature and pressure, always combine in simple proportions by volume when they act on one another, and that when the result of the union is a gas, its volume also is in a simple ratio to the volumes of its components. One of Dalton's friends summed up the result of Gay-Lussac's research in this simple fashion: "His paper is on the combination of gases. He finds that all unite in equal bulks, or two bulks of one to one of another,[Pg 165] or three bulks of one to one of another." When Dalton had investigated the relative weights with which elements combine, he had found no simple arithmetical relationship between atomic weight and atomic weight. When two or more compounds of the same elements are formed, Dalton found, however, as we have seen, that the proportion of the element added to form the second or third compound is a multiple by weight of the first quantity. Gay-Lussac now showed that gases, "in whatever proportions they may combine, always give rise to compounds whose elements by volume are multiples of each other."

In 1808, Dalton's atomic theory was strongly confirmed through the work of the French scientist Gay-Lussac. He demonstrated that gases, under similar temperature and pressure conditions, always combine in simple volume ratios when they react with each other. Additionally, when the result of this combination is a gas, its volume also maintains a simple ratio to the volumes of its components. One of Dalton's friends summarized Gay-Lussac's findings like this: "His paper is about how gases combine. He finds that they all combine in equal volumes, or in a ratio of two volumes of one gas to one volume of another, or three volumes of one to one volume of another." When Dalton looked into the relative weights with which elements combine, he discovered there was no straightforward arithmetic relationship between atomic weights. However, he noted, as we’ve seen, that when two or more compounds of the same elements are formed, the amount of the element added to create the second or third compound is a multiple by weight of the first quantity. Gay-Lussac now demonstrated that gases, "regardless of the proportions in which they combine, always produce compounds whose elements by volume are multiples of each other."

In 1811 Avogadro, in an essay on the relative masses of atoms, succeeded in further confirming Dalton's theory and in explaining the atomic basis of Gay-Lussac's discovery of simple volume relations in the formation of chemical compounds. According to the Italian scientist the number of molecules in all gases is always the same for equal volumes, or always proportional to the volumes, it being taken for granted that the temperature and pressure are the same for each gas. Dalton had supposed that water is formed by the union of hydrogen and oxygen, atom for atom. Gay-Lussac found that two volumes of hydrogen combined with one volume of oxygen to produce two volumes of water vapor. According to Avogadro the water vapor contains twice as many atoms of hydrogen as of oxygen. One volume of hydrogen has the same number of molecules as one volume of oxygen. When the two volumes combine with one, the combination does not take place, as Dalton had supposed, atom for atom, but each half-[Pg 166]molecule of oxygen combines with one molecule of hydrogen. The symbol for water is, therefore, not HO but H2O.

In 1811, Avogadro, in an essay on the relative masses of atoms, further confirmed Dalton's theory and explained the atomic basis of Gay-Lussac's findings on simple volume relationships in the formation of chemical compounds. According to the Italian scientist, the number of molecules in all gases is always the same for equal volumes or always proportional to the volumes, assuming that the temperature and pressure are the same for each gas. Dalton believed that water is formed by the union of hydrogen and oxygen, atom for atom. Gay-Lussac discovered that two volumes of hydrogen combine with one volume of oxygen to produce two volumes of water vapor. According to Avogadro, the water vapor contains twice as many atoms of hydrogen as oxygen. One volume of hydrogen has the same number of molecules as one volume of oxygen. When the two volumes combine with one, the combination does not occur, as Dalton thought, atom for atom, but each half-[Pg 166]molecule of oxygen combines with one molecule of hydrogen. Therefore, the chemical formula for water is not HO but H2O.

Enough has been said to establish Dalton's claim to be styled a great lawgiver of chemical science. His influence in further advancing definitely formulated knowledge of physical phenomena can here be indicated only in part. In 1800 he wrote a paper On the Heat and Cold produced by the Mechanical Condensation and Rarefaction of Air. This contains, according to Dalton's biographer, the first quantitative statement of the heat evolved by compression and the heat evolved by dilatation. His contribution to the theory of heat has been stated thus: The volume of a gas under constant pressure expands when raised to the boiling temperature by the same fraction of itself, whatever be the nature of the gas. In 1798 Count Rumford had reported to the Royal Society his Enquiry concerning the Source of Heat excited by Friction, the data for which had been gathered at Munich. Interested as he was in the practical problem of providing heat for the homes of the city poor, Rumford had been struck by the amount of heat developed in the boring-out of cannon at the arsenal. He concluded that anything which could be created indefinitely by a process of friction could not be a substance, such as sulphur or hydrogen, but must be a mode of motion. In the same year the youthful Davy was following independently this line of investigation by rubbing two pieces of ice together, by clock-work, in a vacuum. The friction caused the ice to melt, although the experiment was undertaken in a temperature of 29° Fahrenheit.

Enough has been said to establish Dalton's reputation as a major figure in the development of chemical science. His impact on advancing a clearer understanding of physical phenomena can only be highlighted partially here. In 1800, he wrote a paper titled On the Heat and Cold produced by the Mechanical Condensation and Rarefaction of Air. This paper contains, according to Dalton's biographer, the first quantitative statement about the heat generated by compression and the heat generated by expansion. His contribution to heat theory can be summarized like this: the volume of a gas at constant pressure expands by the same fraction of itself when it reaches its boiling point, regardless of the type of gas. In 1798, Count Rumford reported to the Royal Society his findings from Enquiry concerning the Source of Heat excited by Friction, data he collected in Munich. Concerned with the practical issue of supplying heat for the impoverished residents of the city, Rumford was amazed by the amount of heat produced during the boring-out of cannons at the arsenal. He concluded that something that can be continuously generated through friction cannot be a substance like sulfur or hydrogen but must instead be a form of motion. In the same year, the young Davy was independently exploring this line of inquiry by rubbing two pieces of ice together using a clockwork mechanism in a vacuum. The friction caused the ice to melt, even though the experiment was conducted at a temperature of 29° Fahrenheit.

For James Prescott Joule (1818-1889), who came of a family of brewers and was early engaged himself in the brewing industry, was reserved, however, the distinction of discovering the exact relation between heat and mechanical energy. After having studied chemistry under Dalton at Manchester, he became engrossed in physical experimentation. In 1843 he prepared a paper On the Calorific Effects of Magneto-Electricity and on the Mechanical Value of Heat. In this he dealt with the relations between heat and the ordinary forms of mechanical power, and demonstrated that the mechanical energy spent "in turning a magneto-electrical machine is converted into the heat evolved by the passage of the currents of induction through its coils; and, on the other hand, that the motive power of the electro-magnetic engine is obtained at the expense of the heat due to the chemical reactions of the battery by which it is worked." In 1844 he proceeded to apply the principles maintained in his earlier study to changes of temperature as related to changes in the density of gases. He was conscious of the practical, as well as the theoretical, import of his investigation. Indeed, it was through the determination by this illustrious pupil of Dalton's of the amount of heat produced by the compression of gases that one of the greatest improvements of the steam engine was later effected. Joule felt that his investigation at the same time confirmed the dynamical theory of heat which originated with Bacon, and had at a subsequent period been so well supported by the experiments of Rumford, Davy, and others.

For James Prescott Joule (1818-1889), who came from a family of brewers and was initially involved in the brewing industry, had the distinction of discovering the precise relationship between heat and mechanical energy. After studying chemistry under Dalton at Manchester, he became deeply interested in physical experimentation. In 1843, he prepared a paper On the Calorific Effects of Magneto-Electricity and on the Mechanical Value of Heat. In this work, he discussed the connections between heat and typical forms of mechanical power and demonstrated that the mechanical energy used "in turning a magneto-electrical machine is converted into the heat generated by the flow of induction currents through its coils; and, conversely, that the motive power of the electro-magnetic engine is derived from the heat produced by the chemical reactions of the battery that powers it." In 1844, he went on to apply the principles he outlined in his earlier study to temperature changes related to gas density changes. He was aware of both the practical and theoretical significance of his research. Indeed, it was through this notable student of Dalton's determining the amount of heat produced by compressing gases that one of the major advancements of the steam engine was later achieved. Joule believed that his research simultaneously validated the dynamical theory of heat, which originated with Bacon and had subsequently been well supported by the experiments of Rumford, Davy, and others.

Already, in this paper of June, 1844, Joule had[Pg 168] expressed the hope of ascertaining the mechanical equivalent of heat with the accuracy that its importance for physical science demanded. He returned to this question again and again. According to his final result the quantity of heat required to raise one pound of water in temperature by one degree Fahrenheit is equivalent to the mechanical energy required to raise 772.55 pounds through a distance of one foot. Heat was thus demonstrated to be a form of energy, the relation being constant between it and mechanical energy. Mechanical energy may be converted into heat; if heat disappears, some other form of energy, equivalent in amount to the heat lost, must replace it. The doctrine that a certain quantity of heat is always equivalent to a certain amount of mechanical energy is only a special case of the Law of the Conservation of Energy, first clearly enunciated by Joule and Helmholtz in 1847, and generally regarded as the most important scientific discovery of the nineteenth century.

Already, in this paper from June 1844, Joule had[Pg 168] expressed the hope of determining the mechanical equivalent of heat with the precision that its significance for physical science required. He revisited this question repeatedly. According to his final findings, the amount of heat needed to raise the temperature of one pound of water by one degree Fahrenheit is equivalent to the mechanical energy needed to lift 772.55 pounds by one foot. Heat was therefore shown to be a form of energy, with a constant relationship between it and mechanical energy. Mechanical energy can be transformed into heat; if heat is lost, another form of energy, equal in amount to the lost heat, must take its place. The idea that a specific quantity of heat is always equivalent to a certain amount of mechanical energy is simply a specific case of the Law of the Conservation of Energy, first clearly articulated by Joule and Helmholtz in 1847, and widely seen as the most significant scientific discovery of the nineteenth century.

Roscoe, referring to the two life-sized marble statues which face each other in the Manchester Town Hall, says with pardonable pride: "Thus honor is done to Manchester's two greatest sons—to Dalton, the founder of modern Chemistry and of the Atomic Theory, and the discoverer of the laws of chemical combining proportions; to Joule, the founder of modern Physics and the discoverer of the Law of the Conservation of Energy."

Roscoe, pointing to the two life-sized marble statues that face each other in Manchester Town Hall, says with understandable pride: "This is a tribute to Manchester's two greatest sons—Dalton, who founded modern Chemistry and the Atomic Theory, and discovered the laws of chemical combining proportions; and Joule, who founded modern Physics and discovered the Law of Conservation of Energy."

REFERENCES

Alembic Club Reprints, Foundations of the Atomic Theory.

Alembic Club Reprints, Foundations of the Atomic Theory.

Joseph Priestley, Experiments and Observations on Different Kinds of Air.

Joseph Priestley, Experiments and Observations on Different Kinds of Air.

Sir William Ramsay, The Gases of the Atmosphere and the History of their Discovery.

Sir William Ramsay, The Gases of the Atmosphere and the History of their Discovery.

Sir Henry E. Roscoe, John Dalton.

Sir Henry E. Roscoe, *John Dalton*.

Sir E. Thorpe, Essays in Historical Chemistry.

Sir E. Thorpe, Essays in Historical Chemistry.


CHAPTER XIII

THE SCIENTIST—SIR HUMPHRY DAVY

Humphry Davy (1778-1829) was born in Cornwall, a part of England known for its very mild climate and the combined beauty and majesty of its scenery. On either side of the peninsula the Atlantic in varying mood lies extended in summer sunshine, or from its shroud of mist thunders on the black cliffs and their time-sculptured sandstones. From the coast inland, stretch, between flowered lanes and hedges, rolling pasture-lands of rich green made all the more vivid by the deep reddish tint of the ploughed fields. In Penzance, then a town of about three thousand inhabitants, and in its picturesque vicinity, the early years of Davy's life were passed. Across the bay rose the great vision of the guarded mount (St. Michael's) of which Milton's verse speaks. Farther to the east lay Lizard Head, the southernmost promontory of England, and a few miles to the north St. Ives with its sweep of sandy beach; while not far to the west of Penzance Land's End stood sentry "'Twixt two unbounded seas." The youthful Davy was keenly alive to the charms of his early environment, and his genius was susceptible to the belief in supernatural agencies native to the imaginative Celtic people among whom he was reared. As a precocious child of five he improvised rhymes, and as a youth set forth in excellent verse the glories of Mount's Bay:[Pg 171]

Humphry Davy (1778-1829) was born in Cornwall, a part of England famous for its mild climate and stunning scenery. On either side of the peninsula, the Atlantic Ocean stretches out, shining in the summer sun, or crashing against the dark cliffs and time-carved sandstones when shrouded in mist. From the coast, rolling green pastures, vibrant with flowers and bordered by hedges, stretch inland, enhanced by the deep reddish hue of the plowed fields. Davy spent his early years in Penzance, a town with about three thousand residents, and its charming surroundings. Across the bay stood the iconic St. Michael's Mount, which Milton mentioned in his poetry. Further east was Lizard Head, the southernmost point of England, and a few miles north lay St. Ives with its long sandy beach; not far to the west of Penzance, Land's End kept watch "between two unbounded seas." Young Davy was acutely aware of the beauty around him, and his genius was influenced by the supernatural beliefs common among the imaginative Celtic people in which he grew up. As a bright five-year-old, he made up rhymes, and as a teenager, he expressed the wonders of Mount's Bay in beautiful poetry:[Pg 171]

"That's where I first felt joy in being alive
Amidst the beauty of blue seas.

Davy received what is usually called a liberal education, putting in nine years in the Penzance and one year in the Truro Grammar School. His best exercises were translations from the classics into English verse. He was rather idle, fond of fishing (an enthusiasm he retained throughout life) and shooting, and less appreciated and beloved by his masters than by his school-fellows, who recognized his wonderful abilities, sought his aid in their Latin compositions (as well as in the writing of letters and valentines), and listened eagerly to his imaginative tales of wonder and horror. Years later he wrote to his mother: "After all, the way in which we are taught Latin and Greek does not much influence the important structure of our minds. I consider it fortunate that I was left much to myself when a child, and put upon no particular plan of study, and that I enjoyed much idleness at Mr. Coryton's school. I perhaps owe to these circumstances the little talents that I have and their peculiar application."

Davy got what’s commonly called a liberal education, spending nine years at Penzance and one year at Truro Grammar School. His best work was translating classics into English verse. He was pretty lazy, loved fishing (a passion he kept for life) and shooting, and was less appreciated by his teachers than by his classmates, who recognized his incredible talents, asked for his help with their Latin assignments (as well as in writing letters and valentines), and eagerly listened to his imaginative stories of wonder and horror. Years later, he wrote to his mother: "After all, the way we’re taught Latin and Greek doesn’t really affect the important structure of our minds. I think it’s fortunate that I was mostly left to my own devices as a child and wasn’t stuck to any particular study plan, and that I had plenty of downtime at Mr. Coryton’s school. I probably owe my little talents and their unique usage to these circumstances."

When Davy was about sixteen years old, his father died, leaving the widow and her five children, of whom Humphry was the eldest, with very scanty provision. The mind of the youth seemed to undergo an immediate change. He expressed his resolution (which he nobly carried out) to play his part as son and brother. Within a few weeks he became apprenticed to an apothecary and surgeon, and, having thus found his vocation, drew up his own particular plan of self-education, to which he rigidly adhered. His brother, Dr. John Davy, bears witness[Pg 172] that the following is transcribed from a notebook of Humphry's, bearing the date of the same year as his apprenticeship (1795):—

When Davy was about sixteen years old, his father passed away, leaving the widow and her five children, with Humphry being the oldest, with very little support. The young man's mindset seemed to shift immediately. He expressed his determination (which he followed through on) to fulfill his role as a son and brother. Within a few weeks, he was apprenticed to an apothecary and surgeon, and having thus found his calling, he created his own personal self-education plan, which he strictly adhered to. His brother, Dr. John Davy, confirms[Pg 172] that the following is taken from a notebook of Humphry's, dated the same year as his apprenticeship (1795):—

  1. Theology or Religion   -  Taught by Nature.
    Ethics or Moral Virtues  by Revelation.
  2. Geography.
  3. My Profession—
    1. Botany. 2. Pharmacy. 3. Nosology. 4. Anatomy. 5. Surgery. 6. Chemistry.
  4. Logic.
  5. Language, etc.

A series of essays which Davy wrote in pursuing his scheme of self-culture proves how rapidly his mind drew away from the superstitions which characterized the masses of the people among whom he lived. He had as a boy been haunted by the fear of monsters and witches in which the credulous of all classes then believed. His notebook shows that he was now subjecting to examination the religious and political opinions of his time. He composed essays on the immortality and immateriality of the soul, on governments, on the credulity of mortals, on the dependence of the thinking powers on the organization of the body, on the ultimate end of being, on happiness, and on moral obligation. He studied the writings of Locke, Hartley, Berkeley, Hume, Helvetius, Condorcet, and Reid, and knew something of German philosophy. It was not till he was nineteen that Davy entered on the experimental study of chemistry.

A collection of essays that Davy wrote while working on his personal development shows how quickly he moved away from the superstitions that were common among the people around him. As a child, he was troubled by fears of monsters and witches, beliefs shared by the gullible of all classes at the time. His notebook reveals that he was now critically examining the religious and political beliefs of his era. He wrote essays on the immortality and non-physical nature of the soul, on governments, on human gullibility, on how our thinking abilities depend on our body’s structure, on the ultimate purpose of existence, on happiness, and on moral duties. He studied the works of Locke, Hartley, Berkeley, Hume, Helvetius, Condorcet, and Reid, and he had some knowledge of German philosophy. It wasn't until he turned nineteen that Davy began the hands-on study of chemistry.

Guided by the Elements of Lavoisier, encouraged by the friendship of Gregory Watt (a son of James Watt) and by another gentleman of university edu[Pg 173]cation, stimulated by contact with the Cornish mining industry, Davy pursued this new study with zeal, and within a few months had written two essays full of daring generalizations on the physical sciences. These were published early in 1799. Partly on the basis of the ingenious experiment mentioned in the preceding chapter, he came to the conclusion that "Heat, or that power which prevents the actual contact of the corpuscles of bodies, and which is the cause of our peculiar sensations of heat and cold, may be defined as a peculiar motion, probably a vibration, of the corpuscles of bodies, tending to separate them." Other passages might be quoted from these essays to show how the gifted youth of nineteen anticipated the science of subsequent decades, but in the main these early efforts were characterized by the faults of overwrought speculation and incomplete verification. He soon regretted the premature publication of his studies. "When I consider," he wrote, "the variety of theories that may be formed on the slender foundation of one or two facts, I am convinced that it is the business of the true philosopher to avoid them altogether. It is more laborious to accumulate facts than to reason concerning them; but one good experiment is of more value than the ingenuity of a brain like Newton's."

Guided by the Elements of Lavoisier, supported by the friendship of Gregory Watt (the son of James Watt) and another educated gentleman, and inspired by his interactions with the Cornish mining industry, Davy approached this new study with enthusiasm. Within a few months, he had written two essays filled with bold ideas on the physical sciences. These were published in early 1799. Partly based on the clever experiment mentioned in the previous chapter, he concluded that "Heat, or that force which prevents the actual contact of the particles of bodies, and which causes our unique sensations of warmth and cold, can be defined as a specific motion, likely a vibration, of the particles of bodies, aiming to separate them." Other quotes from these essays could illustrate how the talented nineteen-year-old anticipated future scientific developments, but overall, these early works were marked by excessive speculation and incomplete verification. He soon regretted releasing his studies prematurely. "When I think about," he wrote, "the array of theories that can be constructed on the shaky foundation of just one or two facts, I believe it is the responsibility of a true philosopher to steer clear of them entirely. It’s more challenging to gather facts than to theorize about them; however, one solid experiment is worth more than the cleverness of a mind like Newton's."

In the mean time Davy had been chosen superintendent of the Pneumatic Institution at Bristol by Dr. Beddoes, its founder. It was supported by the contributions of Thomas Wedgwood and other distinguished persons, and aimed at discovering by means of experiment the physiological effect of inhaling different gases, or "factitious airs," as they[Pg 174] were called. The founding of such an establishment has been termed a scientific aberration, but the use now made in medical practice of oxygen, nitrous oxide, chloroform, and other inhalations bears witness to the sanity of the sort of research there set on foot. Even before going to Bristol, Davy had inhaled small quantities of nitrous oxide mixed with air, in spite of the fact that this gas had been held by a medical man to be the "principle of contagion." He now carried on a series of tests, and finally undertook an extended experiment with the assistance of a doctor. In an air-tight or box-chamber he inhaled great quantities of the supposedly dangerous gas. After he had been in the box an hour and a quarter, he respired twenty quarts of pure nitrous oxide. He described the experience in the following words:—

In the meantime, Davy had been appointed superintendent of the Pneumatic Institution in Bristol by Dr. Beddoes, its founder. It was funded by contributions from Thomas Wedgwood and other notable figures, and its goal was to discover the physiological effects of inhaling different gases, or "artificial airs," as they were called. The establishment of such an institution has been criticized as a scientific mistake, but the use of oxygen, nitrous oxide, chloroform, and other inhalants in modern medical practice demonstrates the validity of the research that was initiated there. Even before moving to Bristol, Davy had inhaled small amounts of nitrous oxide mixed with air, despite a medical professional claiming that this gas was the "principle of contagion." He then conducted a series of tests and eventually carried out an extensive experiment with the help of a doctor. In an airtight box chamber, he inhaled large quantities of the supposedly harmful gas. After spending an hour and a quarter in the box, he breathed in twenty quarts of pure nitrous oxide. He described the experience in the following words:—

"A thrilling, extending from the chest to the extremities, was almost immediately produced. I felt a sense of tangible extension highly pleasurable in every limb; my visible impressions were dazzling, and apparently magnified; I heard every sound in the room, and was perfectly aware of my situation. By degrees, as the pleasurable sensations increased, I lost all connection with external things; trains of vivid visible images rapidly passed through my mind, and were connected with words in such a manner, as to produce perceptions perfectly novel. I existed in a world of newly connected and newly modified ideas: I theorized, I imagined that I made discoveries. When I was awakened from this semi-delirious trance by Dr. Kinglake, who took the bag from my mouth, indignation and pride were the first feelings[Pg 175] produced by the sight of the persons about me. My emotions were enthusiastic and sublime, and for a minute I walked round the room perfectly regardless of what was said to me. As I recovered my former state of mind, I felt an inclination to communicate the discoveries I had made during the experiment. I endeavored to recall the ideas: they were feeble and indistinct; one collection of terms, however, presented itself; and with the most intense belief and prophetic manner, I exclaimed to Dr. Kinglake, 'Nothing exists but thoughts! The universe is composed of impressions, ideas, pleasures and pains!'"

A thrilling sensation, extending from my chest to my limbs, was almost instantly triggered. I felt a tangible pleasure in every part of my body; my visual perceptions were dazzling and seemed magnified; I could hear every sound in the room and was fully aware of my surroundings. Gradually, as the pleasurable feelings intensified, I became disconnected from external reality; vivid images rapidly flashed through my mind, linked to words in a way that created completely new perceptions. I found myself in a realm of newly connected and modified ideas: I theorized and imagined that I was making discoveries. When Dr. Kinglake woke me from this semi-delirious state by taking the bag from my mouth, indignation and pride were my initial reactions as I looked at the people around me. My emotions were passionate and elevated, and for a moment, I walked around the room completely oblivious to what was being said to me. As I began to regain my normal state of mind, I felt a strong urge to share the discoveries I had made during the experience. I tried to recall the ideas; they were faint and unclear; however, one set of words came to me, and with the utmost conviction and an almost prophetic tone, I declared to Dr. Kinglake, 'Nothing exists but thoughts! The universe is made up of impressions, ideas, pleasures, and pains!'

Davy aroused the admiration and interest of every one who met him. A literary man to whom he was introduced shortly after his arrival in Bristol spoke of the intellectual character of the young man's face. His eye was piercing, and when he was not engaged in conversation, its expression indicated abstraction, as though his mind were pursuing some severe train of thought scarcely to be interrupted by external objects; "and," this writer adds, "his ingenuousness impressed me as much as his mental superiority." Mrs. Beddoes, a gay, witty, and elegant lady, and an ardent admirer of the youthful scientist, was a sister of Maria Edgeworth. The novelist's tolerance of Davy's enthusiasm soon passed into a clear recognition of his commanding genius. Coleridge, Southey, and other congenial friends, whom the chemist met under Dr. Beddoes' roof, shared in the general admiration of his mental and social qualities. Southey spoke of him as a miraculous young man, at whose talents he could only wonder. Coleridge, when asked[Pg 176] how Davy compared with the cleverest men he had met on a visit to London, replied expressively: "Why, Davy can eat them all! There is an energy, an elasticity in his mind, which enables him to seize on and analyze all questions, pushing them to their legitimate consequences. Every subject in Davy's mind has the principle of vitality. Living thoughts spring up like turf under his feet." He thought that if Davy had not been the first chemist he would have been the first poet of the age. Their correspondence attests the intimate interchange of ideas and sentiments between these two men of genius, so different, yet with so much in common.

Davy captured the admiration and interest of everyone he encountered. A literary figure, introduced to him shortly after he arrived in Bristol, commented on the intellectual nature of the young man's face. His gaze was sharp, and when he wasn’t in conversation, his expression suggested he was lost in thought, as if his mind were chasing an intense line of reasoning that could barely be interrupted by what was happening around him; “and,” the writer added, “his honesty impressed me as much as his intellectual prowess.” Mrs. Beddoes, a lively, witty, and stylish woman who was a passionate supporter of the young scientist, was the sister of Maria Edgeworth. The novelist’s acceptance of Davy’s enthusiasm quickly turned into a clear acknowledgment of his impressive genius. Coleridge, Southey, and other like-minded friends, whom the chemist met under Dr. Beddoes' roof, shared in the collective admiration for his mental and social talents. Southey referred to him as a remarkable young man, marveling at his abilities. When Coleridge was asked[Pg 176] how Davy compared to the most brilliant men he had met during his visit to London, he responded emphatically: “Well, Davy can outshine them all! There’s a vitality, a flexibility in his mind that lets him grasp and dissect all questions, driving them to their logical conclusions. Every topic in Davy’s mind is filled with life. Ideas blossom like grass beneath his feet.” He believed that if Davy hadn’t become the leading chemist, he would have been the top poet of the era. Their correspondence reflects the close exchange of ideas and feelings between these two talented individuals, who were so different yet had so much in common.

In 1801 Davy was appointed assistant lecturer in chemistry at the Royal Institution (Albemarle Street, London), which had been founded from philanthropic motives by Count Rumford in 1799. Its aim was to promote the application of science to the common purposes of life. Its founder desired while benefiting the poor to enlist the sympathies of the fashionable world. Davy, with a zeal for the cause of humanity and a clear recognition of the value of a knowledge of chemistry in technical industries and other daily occupations, lent himself readily to the founder's plans. His success as a public expositor of science soon won him promotion to the professorship of chemistry in the new institution, and through his influence an interest in scientific investigation became the vogue of London society. His popularity as a lecturer was so great that his best friends feared that the head of the brilliant provincial youth of twenty-two might be turned by the adulation of which he soon became the object. "I have read,"[Pg 177] writes his brother, "copies of verses addressed to him then, ... anonymous effusions, some of them displaying much poetical taste as well as fervor of writing, and all showing the influence which his appearance and manner had on the more susceptible of his audience."

In 1801, Davy was appointed as an assistant lecturer in chemistry at the Royal Institution (Albemarle Street, London), which had been established for charitable reasons by Count Rumford in 1799. Its goal was to encourage the use of science for everyday life. The founder wanted to help the poor while also appealing to the fashionable crowd. Davy, passionate about humanitarian efforts and recognizing the importance of chemistry in various industries and daily tasks, eagerly supported the founder's vision. His success as a public speaker on science quickly led to a promotion to the position of chemistry professor at the new institution, and his influence sparked a growing interest in scientific research among London's social elite. His popularity as a lecturer was so immense that his closest friends worried that the overwhelming praise he received might go to the head of the brilliant twenty-two-year-old. "I have read,"[Pg 177] writes his brother, "copies of verses addressed to him then, ... anonymous pieces, some of which showed considerable poetic talent and enthusiasm, all reflecting the impact of his presence and demeanor on the more impressionable members of his audience."

His study of the tanning industry (1801-1802) and his lectures on agricultural chemistry (1803-1813) are indicative of the early purpose of the Royal Institution and of Davy's lifelong inclination. The focus of his scientific interest, however, rested on the furtherance of the application of the electrical studies of Galvani and Volta in chemical analysis. In a letter to the chairman of managers of the Royal Institution Volta had in 1800 described his voltaic pile made up of a succession of zinc and copper plates in pairs separated by a moist conductor, and before the end of the same year Nicholson and Carlisle had employed an electric current, produced by this newly devised apparatus, in the decomposition of water into its elements.

His study of the tanning industry (1801-1802) and his lectures on agricultural chemistry (1803-1813) show the original goals of the Royal Institution and Davy's lifelong interests. However, his main scientific focus was on advancing the use of Galvani and Volta's electrical studies in chemical analysis. In a letter to the chairman of the Royal Institution's managers, Volta described his voltaic pile in 1800, which consisted of alternating zinc and copper plates separated by a moist conductor. By the end of that same year, Nicholson and Carlisle had used an electric current from this newly created device to decompose water into its elements.

In the spring of the following year the Philosophical Magazine states: "We have also to notice a course of lectures, just commenced at the institution, on a new branch of philosophy—we mean Galvanic Phenomena. On this interesting branch Mr. Davy (late of Bristol) gave the first lecture on the 25th of April. He began with the history of Galvanism, detailed the successive discoveries, and described the different methods of accumulating influence.... He showed the effects of galvanism on the legs of frogs, and exhibited some interesting experiments on the galvanic effects on the solutions of metals in acids."[Pg 178] In a paper communicated to the Royal Society in 1806, On Some Chemical Agencies of Electricity, Davy put on record the result of years of experiment. For example, as stated by his biographer, he had connected a cup of gypsum with one of agate by means of asbestos, and filling each with purified water, had inserted the negative wire of the battery in the agate cup, and the positive wire in that of the sulphate of lime. In about four hours he had found a strong solution of lime in the agate cup, and sulphuric acid in the cup of gypsum. On his reversing the arrangement, and carrying on the process for a similar length of time, the sulphuric acid appeared in the agate cup, and the solution of lime on the opposite side. It was thus that he studied the transfer of certain of the constituent parts of bodies by the action of electricity. "It is very natural to suppose," says Davy, "that the repellent and attractive energies are communicated from one particle to another particle of the same kind, so as to establish a conducting chain in the fluid. There may be a succession of decompositions and recompositions before the electrolysis is complete."

In the spring of the following year, the Philosophical Magazine reports: "We also want to highlight a series of lectures that just started at the institution on a new area of philosophy—Galvanic Phenomena. Mr. Davy (formerly of Bristol) gave the first lecture on April 25th. He began with the history of Galvanism, outlining the discoveries over time, and explaining the different methods of generating influence.... He demonstrated the effects of galvanism on frog legs and showcased some fascinating experiments on the galvanic impacts on metal solutions in acids." [Pg 178] In a paper presented to the Royal Society in 1806, On Some Chemical Agencies of Electricity, Davy documented the results of years of experimentation. For instance, as his biographer mentions, he connected a cup of gypsum to one of agate using asbestos, filling both with purified water. He placed the negative wire of the battery in the agate cup and the positive wire in the gypsum cup. After about four hours, he found a strong lime solution in the agate cup and sulphuric acid in the gypsum cup. When he reversed the setup and continued the process for an equal amount of time, sulphuric acid appeared in the agate cup and the lime solution on the opposite side. This is how he examined the transfer of certain elements of substances through the action of electricity. "It's logical to assume," says Davy, "that the repelling and attracting energies are transmitted from one particle to another of the same type, creating a conducting chain in the fluid. There may be a series of decompositions and recompositions before the electrolysis is fully complete."

The publication of this paper in 1806 attracted much attention abroad, and gained for him—in spite of the fact that England and France were then at war—a medal awarded, under an arrangement instituted by Napoleon a few years previously, for the best experimental work on the subject of electricity. "Some people," said Davy, "say I ought not to accept this prize; and there have been foolish paragraphs in the papers to that effect; but if the two countries or governments are at war, the men of[Pg 179] science are not. That would, indeed, be a civil war of the worst description: we should rather, through the instrumentality of men of science, soften the asperities of national hostility."

The publication of this paper in 1806 drew a lot of attention internationally and earned him—a medal awarded despite the fact that England and France were at war—under a program started by Napoleon a few years earlier, for the best experimental work in electricity. "Some people," said Davy, "think I shouldn't accept this prize; and there have been silly comments in the papers about it; but if the two countries or governments are at war, the scientists are not. That would be a civil war of the worst kind: instead, we should, through the efforts of scientists, ease the tensions of national conflict."

In the following year Davy reported other chemical changes produced by electricity; he had succeeded in decomposing the fixed alkalis and discovering the elements potassium and sodium. To analyze a small piece of pure potash slightly moist from the atmosphere, he had placed it on an insulated platinum disk connected with the negative side of a voltaic battery. A platinum wire connected with the positive side was brought in contact with the upper surface of the alkali. "The potash began to fuse at both its points of electrization." At the lower (negative) surface small globules having a high metallic luster like quicksilver appeared, some of which burned with explosion and flame while others remained and became tarnished. When Davy saw these globules of a hitherto unknown metal, he danced about the laboratory in ecstasy and for some time was too much excited to continue his experiments.

In the following year, Davy reported more chemical changes caused by electricity; he had successfully broken down the fixed alkalis and discovered the elements potassium and sodium. To analyze a small piece of pure potash that was slightly moist from the air, he placed it on an insulated platinum disk connected to the negative side of a voltaic battery. A platinum wire linked to the positive side was brought into contact with the top surface of the alkali. "The potash started to melt at both its electrified points." At the lower (negative) surface, small globules with a shiny metallic luster like quicksilver appeared, some of which exploded and burned while others remained and became tarnished. When Davy saw these globules of an unknown metal, he danced around the laboratory in excitement and was too thrilled to continue his experiments for a while.

After recovering from a very severe illness, owing in the judgment of some to overapplication to experimental science, and in his own judgment to a visit to Newgate Prison with the purpose of improving its sanitary condition, Davy made an investigation of the alkaline earths. He failed in his endeavor to obtain from these sources pure metals, but he gave names to barium, strontium, calcium, and magnesium, conjecturing that the alkaline earths were, like potash and soda, metallic oxides. In addition Davy anticipated the isolation of silicon, aluminium, and zirco[Pg 180]nium. No doubt what gave special zest to his study of the alkalis was the hope of overthrowing the doctrine of French chemists that oxygen was the essential element of every acid. Lavoisier had given it, indeed, the name oxygen (acid-producer) on that supposition. Davy showed, however, that this element is a constituent of many alkalis.

After recovering from a serious illness, which some believed was due to his intense focus on experimental science and he believed was triggered by a visit to Newgate Prison to improve its sanitary condition, Davy began studying the alkaline earths. He wasn't able to extract pure metals from these sources, but he named barium, strontium, calcium, and magnesium, suspecting that the alkaline earths were, similar to potash and soda, metallic oxides. Additionally, Davy anticipated being able to isolate silicon, aluminum, and zirconium. What likely fueled his interest in studying the alkalis was the desire to challenge the belief of French chemists that oxygen was the essential element in every acid. Lavoisier had indeed named it oxygen (acid-producer) based on that assumption. However, Davy demonstrated that this element is part of many alkalis.

In 1810 he advanced his controversy by explaining the nature of chlorine. Discovered long before by the indefatigable Scheele, it bore at the beginning of the nineteenth century the name oxymuriatic acid. Davy proved that it contained neither oxygen nor muriatic (hydrochloric) acid (though, as we know, it forms, with hydrogen, muriatic acid). He gave the name chlorine because of the color of the gas (χλωρός, pale green). Davy studied later the compounds of fluorine, and though unable to isolate the element, conjectured its likeness to chlorine.

In 1810, he advanced his debate by explaining the nature of chlorine. Discovered long before by the tireless Scheele, it was known at the beginning of the nineteenth century as oxymuriatic acid. Davy proved that it contained neither oxygen nor muriatic (hydrochloric) acid (though, as we know, it forms muriatic acid with hydrogen). He named it chlorine because of the color of the gas (χλωρός, pale green). Later, Davy studied the compounds of fluorine and, although he couldn't isolate the element, he speculated that it was similar to chlorine.

He lectured before the Dublin Society in 1810, and again in the following year; on the occasion of his second visit receiving the degree of LL.D. from Trinity College. He was knighted in the spring of 1812, and was married to a handsome, intellectual, and wealthy lady. He was appointed Honorary Professor of Chemistry at the Royal Institution. His new independence gave him full liberty to pursue his scientific interests. Toward the close of 1812 he writes to Lady Davy:—

He gave lectures to the Dublin Society in 1810 and again the next year; during his second visit, he received the LL.D. degree from Trinity College. He was knighted in the spring of 1812 and married a beautiful, intelligent, and wealthy woman. He was named Honorary Professor of Chemistry at the Royal Institution. His newfound independence allowed him complete freedom to follow his scientific passions. Toward the end of 1812, he wrote to Lady Davy:—

"Yesterday I began some new experiments to which a very interesting discovery and a slight accident put an end. I made use of a compound more powerful than gunpowder destined perhaps at some time to change the nature of war and influence the[Pg 181] state of society. An explosion took place which has done me no other harm than that of preventing me from working this day and the effects of which will be gone to-morrow and which I should not mention at all, except that you may hear some foolish exaggerated account of it, for it really is not worth mentioning...." The compound on the investigation of which he was then engaged is now known as the trichloride of nitrogen.

"Yesterday I started some new experiments that were cut short by a really interesting discovery and a minor accident. I used a compound that is more powerful than gunpowder, which could one day change the nature of war and affect the[Pg 181] state of society. An explosion occurred, but I wasn't harmed other than being unable to work today. The effects will wear off by tomorrow, and I wouldn't even bring it up except that you might hear some ridiculous exaggerated story about it since it’s really not worth mentioning...." The compound he was investigating at that time is now known as trichloride of nitrogen.

In the autumn of 1813 Sir Humphry and Lady Davy, accompanied by Michael Faraday, who on Davy's recommendation had in the spring of the same year received a post at the Royal Institution, set out, in spite of the continuance of the war, on a Continental tour. At Paris Sir Humphry was welcomed by the French scientists with every mark of distinction. A substance which had been found in the ashes of seaweed two years previously, by a soap-boiler and manufacturer of saltpeter, was submitted to Davy for chemical examination. Until Davy's arrival in Paris little had been done to determine its real character. On December 6 Gay-Lussac presented a brief report on the new substance, which he named iode and considered analogous to chlorine. Davy, working with almost incredible rapidity in the presence of his rivals, was able a week later to sketch the chief characters of this new element, now known by the name he chose for it—iodine.

In the fall of 1813, Sir Humphry and Lady Davy, along with Michael Faraday, who had been appointed to the Royal Institution that spring on Davy's recommendation, embarked on a trip across Europe despite the ongoing war. Upon arriving in Paris, Sir Humphry was greeted by French scientists with great honor. A substance found in seaweed ashes two years earlier by a soap maker and saltpeter manufacturer was brought to Davy for chemical analysis. Before Davy arrived in Paris, little had been done to figure out its true nature. On December 6, Gay-Lussac gave a brief report on the new substance, which he named iode and thought was similar to chlorine. Davy, working at an incredibly fast pace in front of his competitors, was able a week later to outline the key characteristics of this new element, which he named iodine.

We have passed over his investigation of boracic acid, ammonium nitrate, and other compounds; we can merely mention in passing his later studies of the diamond and other forms of carbon, of the chemical constituents of the pigments used by the[Pg 182] ancients, his investigation of the torpedo fish, and his anticipation of the arc light.

We have skipped his research on boracic acid, ammonium nitrate, and other compounds; we can just briefly note his later studies on diamonds and other forms of carbon, the chemical makeup of the pigments used by the[Pg 182] ancients, his research on the torpedo fish, and his prediction of the arc light.

It seems fitting that Sir Humphry Davy should be popularly remembered for his invention of the miner's safety-lamp. At the beginning of the nineteenth century the development of the iron industry, the increasing use of the steam engine and of machinery in general led to great activity and enterprise in the working of the coal mines. Colliery explosions of fire-damp (marsh gas) became alarmingly frequent, especially in the north of England. The mine-owners in some cases sought to suppress the news of fatalities. A society, however, was formed to protect the miners from injury through gas explosions, and Davy was asked for advice. On his return from the Continent in 1815 he applied himself energetically to the matter. He visited the mines and analyzed the gas. He found that fire-damp explodes only at high temperature, and that the flame of this explosive mixture will not pass through small apertures. A miner's lamp was therefore constructed with wire gauze about the flame to admit air for combustion. The fire-damp entering the gauze burned quietly inside, but could not carry a high enough temperature through the gauze to explode the large quantity outside. To one of the members of the philanthropic society which had appealed to him Davy wrote: "I have never received so much pleasure from the result of any of my chemical labours; for I trust the cause of humanity will gain something by it."

It seems appropriate that Sir Humphry Davy is best known for his invention of the miner's safety lamp. At the start of the nineteenth century, the growth of the iron industry, along with the rising use of steam engines and machinery, led to a surge in coal mining activity. Colliery explosions caused by fire-damp (marsh gas) became alarmingly common, especially in northern England. In some cases, mine owners tried to hide the news of fatalities. However, a society was formed to protect miners from injuries due to gas explosions, and they reached out to Davy for help. Upon his return from the Continent in 1815, he dedicated himself to the issue. He visited the mines and studied the gas. He discovered that fire-damp only explodes at high temperatures and that the flame of this explosive mixture won't pass through small openings. So, he designed a miner's lamp with wire gauze around the flame to allow air for combustion. The fire-damp that entered the gauze burned safely inside but couldn't produce a high enough temperature to ignite the larger quantity outside. In a letter to one of the members of the philanthropic society that had contacted him, Davy wrote: "I've never gotten so much joy from the outcome of any of my chemical work; I hope it will benefit humanity."

Davy was elected President of the Royal Society in 1820, and retained that dignity till he felt com[Pg 183]pelled by ill health to relinquish it in 1827. "It was his wish," says his brother, "to have seen the Royal Society an efficient establishment for all the great practical purposes of science, similar to the college contemplated by Lord Bacon, and sketched in his New Atlantis; having subordinate to it the Royal Observatory at Greenwich for astronomy; the British Museum, for natural history, in its most extensive acceptation."

Davy was elected President of the Royal Society in 1820 and held that position until he had to step down in 1827 due to health issues. "It was his wish," says his brother, "to have seen the Royal Society become an effective institution for all the major practical purposes of science, similar to the college envisioned by Lord Bacon in his New Atlantis; with the Royal Observatory at Greenwich for astronomy and the British Museum for natural history, in its broadest sense."

Sir Humphry Davy, after a life crowded with splendid achievements, died at Geneva in 1829 with many of his noblest dreams unfulfilled. Fortunately in Michael Faraday, who is sometimes referred to as the greatest of his discoveries, he had a successor who was fully adequate to the task of furthering the various investigations that his genius had set on foot, and who, to the majority of men of mature mind, is no less personally interesting than the Cornish scientist, poet, and philosopher.

Sir Humphry Davy, after a life filled with remarkable accomplishments, passed away in Geneva in 1829 with many of his greatest dreams unachieved. Luckily, he had Michael Faraday, who is often called the greatest of his discoveries, as a successor who was more than capable of advancing the various research projects that Davy's genius had initiated. To most thoughtful people, Faraday is just as fascinating personally as the Cornish scientist, poet, and philosopher.

REFERENCES

John Davy, Works of Sir Humphry Davy.

John Davy, Works of Sir Humphry Davy.

John Davy, Fragmentary Remains, literary and scientific, of Sir Humphry Davy, Bart.

John Davy, Fragmentary Remains, literary and scientific, of Sir Humphry Davy, Bart.

Bence Jones, Life and Letters of Faraday.

Bence Jones, Life and Letters of Faraday.

John Tyndall, Faraday as a Discoverer.

John Tyndall, *Faraday as a Discoverer*.

E. v. Meyer, History of Chemistry.

E. v. Meyer, *History of Chemistry*.

S. P. Thompson, Michael Faraday; his Life and Work.

S. P. Thompson, Michael Faraday; His Life and Work.

Sir Edward Thorpe, Humphry Davy, Poet and Philosopher.

Sir Edward Thorpe, Humphry Davy, Poet and Philosopher.


CHAPTER XIV

SCIENTIFIC PREDICTION—THE DISCOVERY OF NEPTUNE

Under this heading we have to consider a single illustration—the prediction, and the discovery, in 1846, of the planet Neptune. This event roused great enthusiasm among scientists as well as in the popular mind, afforded proof of the reliability of the Newtonian hypothesis, and demonstrated the precision to which the calculation of celestial motions had attained. Scientific law appeared not merely as a formulation and explanation of observed phenomena but as a means for the discovery of new truths. "Would it not be admirable," wrote Valz to Arago in 1835, "to arrive thus at a knowledge of the existence of a body which cannot be perceived?"

Under this heading, we need to look at a single example—the prediction and discovery of the planet Neptune in 1846. This event sparked great excitement among scientists and the general public, provided proof of the reliability of the Newtonian hypothesis, and showed the level of precision achieved in calculating celestial movements. Scientific law seemed not just to be a way to explain observed phenomena but also a tool for discovering new truths. "Wouldn't it be amazing," Valz wrote to Arago in 1835, "to learn about the existence of something that can't be seen?"

The prediction and discovery of Neptune, to which many minds contributed, and which has been described with a show of justice as a movement of the times, arose from the previous discovery of the planet Uranus by Sir William Herschel in 1781. After that event Bode suggested that it was possible other astronomers had observed Uranus before, without recognizing it as a planet. By a study of the star catalogues this conjecture was soon verified. It was found that Flamsteed had made, in 1690, the first observation of the heavenly body now called Uranus. Ultimately it was shown that there were at least seventeen similar observations prior to 1781.

The prediction and discovery of Neptune, which many people contributed to and has been fairly described as a movement of the times, came from the earlier discovery of the planet Uranus by Sir William Herschel in 1781. After that, Bode suggested that it was possible other astronomers had seen Uranus before but didn’t recognize it as a planet. A study of star catalogs soon confirmed this idea. It turned out that Flamsteed had made the first observation of the celestial body now known as Uranus in 1690. Eventually, it was revealed that there were at least seventeen similar observations before 1781.

It might naturally be supposed that these so-called ancient observations would lead to a ready determination of the planet's orbit, mass, mean distance, longitude with reference to the sun, etc. The contrary, however, seemed to be the case. When Alexis Bouvard, the associate of Laplace, prepared in 1821 tables of Uranus, Jupiter, and Saturn on the principles of the Mécanique Céleste, he was unable to fix an orbit for Uranus which would harmonize with the data of ancient and modern observations, that is, those antecedent and subsequent to Herschel's discovery in 1781. If he computed an orbit from the two sets of data combined, the requirements of the earlier observations were fairly well met, but the later observations were not represented with sufficient precision. If on the other hand only the modern data were taken into account, tables could be constructed meeting all the observations subsequent to 1781, but failing to satisfy those prior to that date. A consistent result could be obtained only by sacrificing the modern or the ancient observations. "I have thought it preferable," says Bouvard, "to abide by the second [alternative], as being that which combines the greater number of probabilities in favor of the truth, and I leave it to the future to make known whether the difficulty of reconciling the two systems result from the inaccuracy of ancient observations, or whether it depend upon some extraneous and unknown influence, which has acted on the planet." It was not till three years after the death of Alexis Bouvard that the extraneous influence, of which he thus gave in 1821 some indication, became fully known.

It might naturally be assumed that these so-called ancient observations would easily determine the planet's orbit, mass, average distance, longitude in relation to the sun, and so on. However, the opposite appeared to be true. When Alexis Bouvard, a collaborator of Laplace, created tables for Uranus, Jupiter, and Saturn in 1821 based on the principles of the Mécanique Céleste, he was unable to establish an orbit for Uranus that aligned with both ancient and modern observations—those before and after Herschel's discovery in 1781. If he calculated an orbit using data from both sets, the earlier observations were reasonably satisfied, but the later ones didn't match closely enough. Conversely, if he only considered the modern data, he could create tables that fit all the observations after 1781 but failed to account for those made earlier. A consistent result could only be achieved by giving up either the modern or the ancient observations. "I have thought it preferable," Bouvard stated, "to abide by the second [alternative], as being that which combines the greater number of probabilities in favor of the truth, and I leave it to the future to reveal whether the difficulty of reconciling the two systems stems from the inaccuracy of ancient observations or arises from some external and unknown influence affecting the planet." It wasn't until three years after Alexis Bouvard's death that the external influence he hinted at in 1821 became fully understood.

Almost immediately, however, after the publication of the tables, fresh discrepancies arose between computation and observation. At the first meeting of the British Association in 1832 Professor Airy in a paper on the Progress of Astronomy showed that observational data in reference to the planet Uranus diverged widely from the tables of 1821. In 1833 through his influence the "reduction of all the planetary observations made at Greenwich from 1750" was undertaken. Airy became Astronomer Royal in 1835, and continued to take special interest in Uranus, laying particular emphasis on the fact that the radius vector assigned in the tables to this planet was much too small.

Almost immediately after the publication of the tables, new discrepancies appeared between computation and observation. At the first meeting of the British Association in 1832, Professor Airy presented a paper on the Progress of Astronomy, demonstrating that the observational data for the planet Uranus differed significantly from the 1821 tables. In 1833, through his influence, the "reduction of all the planetary observations made at Greenwich from 1750" was initiated. Airy became Astronomer Royal in 1835 and continued to focus on Uranus, emphasizing that the radius vector assigned to this planet in the tables was much too small.

In 1834 the Reverend T. J. Hussey, an amateur astronomer, had written to Airy in reference to the irregularities in the orbit of Uranus: "The apparently inexplicable discrepancies between the ancient and modern observations suggested to me the possibility of some disturbing body beyond Uranus, not taken into account because unknown.... Subsequently, in conversation with Bouvard, I inquired if the above might not be the case." Bouvard answered that the idea had occurred to him; indeed, he had had some correspondence in reference to it in 1829 with Hansen, an authority on planetary perturbations.

In 1834, Reverend T. J. Hussey, an amateur astronomer, wrote to Airy about the inconsistencies in Uranus's orbit: "The seemingly inexplicable differences between the old and new observations made me think there might be some unknown body beyond Uranus disrupting its orbit.... Later, during a conversation with Bouvard, I asked if this could be the case." Bouvard replied that he had considered the idea; in fact, he had corresponded about it in 1829 with Hansen, who was an expert on planetary disturbances.

In the following year Nicolai (as well as Valz) was interested in the problem of an ultra-Uranian planet in connection with the orbit of Halley's comet (itself the subject of a striking scientific prediction fulfilled in 1758), now reappearing, and under the disturbing influence of Jupiter. In fact, the proba[Pg 187]bility of the approaching discovery of a new planet soon found expression in popular treatises on astronomy. Mrs. Somerville in her book on The Connection of the Physical Sciences (1836) said that the discrepancies in the records of Uranus might reveal the existence and even "the mass and orbit of a body placed for ever beyond the sphere of vision." Similarly Mädler in his Popular Astronomy (1841) took the view that Uranus might have been predicted by study of the perturbations it produced in the orbit of Saturn. Applying this conclusion to a body beyond Uranus we, he continued, "may, indeed, express the hope that analysis will one day or other solemnize this, her highest, triumph, making discoveries with the mind's eye in regions where, in our actual state, we are unable to penetrate."

In the next year, Nicolai (along with Valz) focused on the issue of a possible ultra-Uranian planet related to Halley’s comet (which had been the subject of a remarkable scientific prediction that came true in 1758) as it reappeared, now influenced by Jupiter. The likelihood of discovering a new planet soon became a topic in popular astronomy books. Mrs. Somerville, in her book The Connection of the Physical Sciences (1836), noted that the inconsistencies in Uranus's records might indicate the existence, along with "the mass and orbit of a body placed forever beyond the sphere of vision." Likewise, Mädler in his book Popular Astronomy (1841) suggested that the perturbations Uranus caused in Saturn's orbit might have hinted at its prediction. He added that when applying this idea to a celestial body beyond Uranus, "we can indeed hope that analysis will one day celebrate this, her highest, triumph, making discoveries with the mind's eye in regions where, in our current state, we cannot go."

One should not pass over in this account the labors of Eugène Bouvard, the nephew of Alexis, who continued to note anomalies in the orbit of Uranus and to construct new planetary tables till the very eve of the discovery of Neptune. In 1837 he wrote to Airy that the differences between the observations of Uranus and the calculation were large and were becoming continually larger: "Is that owing to a perturbation brought about in this planet by some body situated beyond it? I don't know, but that's my uncle's opinion."

One shouldn't overlook the work of Eugène Bouvard, Alexis's nephew, who kept documenting discrepancies in Uranus's orbit and creating new planetary tables right up until the discovery of Neptune. In 1837, he wrote to Airy that the differences between the observations of Uranus and the calculations were significant and growing: "Is this due to a disturbance caused by another body situated beyond it? I'm not sure, but that's my uncle's take on it."

In 1840 the distinguished astronomer Bessel declared that attempts to explain the discrepancies "must be based on the endeavor to discover an orbit and a mass for some unknown planet, of such a nature, that the resulting perturbations of Uranus may reconcile the present want of harmony in the[Pg 188] observations." Two years later he undertook researches in reference to the new planet of whose existence he felt certain. His labors, however, were interrupted by the death of his assistant Flemming, and by his own illness, which proved fatal in 1846, a few months before the actual discovery of Neptune. It is evident that the quest of the new planet had become general. The error of Uranus still amounted to less than two minutes. This deviation from the computed place is not appreciable by the naked eye, yet it was felt, by the scientific world, to challenge the validity of the Newtonian theory, or to foreshadow the addition of still another planet to our solar system.

In 1840, the renowned astronomer Bessel stated that efforts to explain the discrepancies "must focus on the attempt to find an orbit and a mass for some unknown planet, such that the resulting disturbances of Uranus could explain the current lack of harmony in the[Pg 188] observations." Two years later, he began research related to the new planet he was convinced existed. However, his work was interrupted by the death of his assistant Flemming and his own illness, which ultimately proved fatal in 1846, just a few months before Neptune was actually discovered. It was clear that the search for the new planet had gained widespread attention. The error in Uranus's position still amounted to less than two minutes. This deviation from the predicted position isn't noticeable to the naked eye, yet it was seen by the scientific community as a challenge to the validity of Newton's theory or as a hint that another planet might be added to our solar system.

In July, 1841, John Couch Adams, a young undergraduate of St. John's College, Cambridge, whose interest had been aroused by reading Airy's paper on the Progress of Astronomy, made note of his resolution to attempt, after completing his college course, the solution of the problem then forming in so many minds. After achieving the B.A. as senior wrangler at the beginning of 1843, Adams undertook to "find the most probable orbit and mass of the disturbing body which has acted on Uranus." The ordinary problem in planetary perturbations calls for the determination of the effect on a known orbit exerted by a body of known mass and motion. This was an inverse problem; the perturbation being given, it was required to find the position, mass, and orbit of the disturbing planet. The data were further equivocal in that the elements of the given planet Uranus were themselves in doubt; the unreliability of its planetary tables, in fact, being the[Pg 189] occasion of the investigation now undertaken. That thirteen unknown quantities were involved indicates sufficiently the difficulty of the problem.

In July 1841, John Couch Adams, a young undergraduate at St. John's College, Cambridge, got interested after reading Airy's paper on the Progress of Astronomy. He noted his intention to tackle the problem that was puzzling many minds after finishing his college studies. After earning his B.A. as the top wrangler at the start of 1843, Adams set out to "determine the most likely orbit and mass of the disturbing body that has influenced Uranus." The standard problem in planetary perturbations involves figuring out the effect that a body with a known mass and motion has on a known orbit. This was a reverse problem; given the perturbation, it required finding the position, mass, and orbit of the planet causing the disturbance. The data was further complicated because the known elements of Uranus were also uncertain; the unreliability of its planetary tables was, in fact, the[Pg 189] reason for the investigation now being undertaken. The involvement of thirteen unknown quantities clearly illustrates the difficulty of the problem.

Adams started with the assumptions, not improbable, that the orbit of the unknown planet was a circle, and that its distance from the sun was twice that of Uranus. This latter assumption was in accord with the so-called "Bode's Law," which taught that a simple numerical relationship exists between the planetary distances (4, 7, 10, 16, 28, 52, 100, 196), and that the planets as they lie more remote from the sun tend to be more nearly double the distance of the next preceding. Adams was encouraged, by his first attempt, to undertake a more precise determination.

Adams began with the reasonable assumptions that the unknown planet's orbit was circular and that its distance from the sun was twice that of Uranus. This second assumption aligned with what's known as "Bode's Law," which suggested a simple numerical relationship among the distances of the planets (4, 7, 10, 16, 28, 52, 100, 196), indicating that planets further from the sun tend to be about double the distance of the one before them. Encouraged by his initial efforts, Adams decided to make a more precise calculation.

On his behalf Professor Challis of Cambridge applied to Astronomer Royal Airy, who furnished the Reductions of the Planetary Observations made at Greenwich from 1750 till 1830. In his second endeavor Adams assumed that the unknown planet had an elliptical orbit. He approached the solution gradually, ever taking into account more terms of the perturbations. In September, 1845, he gave the results to Challis, who wrote to Airy on the 22d of that month that Adams sought an opportunity to submit the solution personally to the Astronomer Royal. On the 21st of October, 1845, the young mathematician, twice disappointed in his attempt to meet Airy, left at the Royal Observatory a paper containing the elements of the new planet. The position assigned to it was within about one degree of its actual place.

On his behalf, Professor Challis from Cambridge approached Astronomer Royal Airy, who provided the Reductions of the Planetary Observations made at Greenwich from 1750 to 1830. In his second attempt, Adams assumed that the unknown planet had an elliptical orbit. He gradually worked towards the solution, constantly factoring in more elements of the perturbations. In September 1845, he shared his findings with Challis, who wrote to Airy on the 22nd of that month, stating that Adams wanted a chance to present his solution to the Astronomer Royal in person. On October 21, 1845, the young mathematician, having been disappointed twice in his efforts to meet Airy, left a paper at the Royal Observatory containing details about the new planet. The position he calculated was within about one degree of its actual location.

On November 5 Airy wrote to Adams and, among other things, inquired whether the solution obtained[Pg 190] would account for the errors of the radius vector as well as for those of heliocentric longitude. For Airy this was a crucial question; but to Adams it seemed unessential, and he failed to reply.

On November 5, Airy wrote to Adams and, among other things, asked whether the solution obtained[Pg 190] would explain the errors in the radius vector as well as those in heliocentric longitude. For Airy, this was a vital question; however, to Adams, it seemed unimportant, and he didn’t respond.

By this time a formidable rival had entered the field. Leverrier at the request of Arago had undertaken to investigate the irregularities in the tables of Uranus. In September of the same year Eugène Bouvard had presented new tables of that planet. Leverrier acted very promptly and systematically. His first paper on the problem undertaken appeared in the Comptes Rendus of the Académie des Sciences November 10, 1845. He had submitted to rigorous examination the data in reference to the disturbing influence of Jupiter and of Saturn on the orbit of Uranus. In his second paper, June 1, 1846, Leverrier reviewed the records of the ancient and modern observations of Uranus (279 in all), subjected Bouvard's tables to severe criticism, and decided that there existed in the orbit of Uranus anomalies that could not be accounted due to errors of observation. There must exist some extraneous influence, hitherto unknown to astronomers. Some scientists had thought that the law of gravitation did not hold at the confines of the solar system (others that the attractive force of other systems might prove a factor), but Leverrier rejected this conception. Other theories being likewise discarded he asked: "Is it possible that the irregularities of Uranus are due to the action of a disturbing planet, situated in the ecliptic at a mean distance double that of Uranus? And if so, at what point is this planet situated? What is its mass? What are the[Pg 191] elements of the orbit which it describes?" The conclusion reached by the calculations recorded in this second paper was that all the so-called anomalies in the observations of Uranus could be explained as the perturbation caused by a planet with a heliocentric longitude of 252° on January 1, 1800. This would correspond to 325° on January 1, 1847.

By this time, a serious competitor had entered the scene. Leverrier, at Arago's request, had taken on the task of investigating the irregularities in the tables for Uranus. In September of the same year, Eugène Bouvard presented new tables for that planet. Leverrier acted quickly and systematically. His first paper on the issue appeared in the Comptes Rendus of the Académie des Sciences on November 10, 1845. He rigorously examined the data regarding the disturbing influence of Jupiter and Saturn on Uranus's orbit. In his second paper, published on June 1, 1846, Leverrier reviewed the records of both ancient and modern observations of Uranus (totaling 279), critically assessed Bouvard's tables, and concluded that there were anomalies in Uranus's orbit that couldn't be explained by observational errors. There must be some unknown external influence. Some scientists believed that the law of gravitation didn't apply at the edges of the solar system (others thought the pull of other systems might be involved), but Leverrier dismissed this idea. With other theories ruled out, he asked: "Is it possible that the irregularities of Uranus are caused by the presence of a disturbing planet located in the ecliptic at a mean distance twice that of Uranus? And if so, where exactly is this planet? What is its mass? What are the[Pg 191] elements of the orbit it follows?" The conclusion drawn from the calculations in his second paper was that all the so-called anomalies in the observations of Uranus could be explained by the perturbation from a planet with a heliocentric longitude of 252° on January 1, 1800. This would correspond to 325° on January 1, 1847.

Airy received Leverrier's second paper on June 23, and was struck by the fact that the French mathematician assigned the same place to the new planet as had Adams in the preceding October. He wrote to Leverrier in reference to the errors of the radius vector and received a satisfactory and sufficiently compliant reply. At one time the Astronomer Royal had felt very skeptical about the possibility of the discovery which his own labors had contributed to advance. He had always, to quote his own rather nebulous statement, considered the correctness of a distant mathematical result to be the subject of moral rather than of mathematical evidence. Now that corroboration of Adams's results had arrived, he felt it urgent to make a telescopic examination of that part of the heavens indicated by the theoretical findings of Adams and Leverrier. He accordingly wrote to Professor Challis, July 9, requesting him to employ for the purpose the great Northumberland equatorial of the Cambridge Observatory.

Airy got Leverrier's second paper on June 23 and was amazed that the French mathematician pinpointed the same location for the new planet as Adams did the previous October. He wrote to Leverrier about the errors in the radius vector and got a satisfactory and fairly agreeable response. At one point, the Astronomer Royal had been quite doubtful about the possibility of the discovery that his own efforts had helped advance. He had always believed, to quote his own somewhat vague statement, that the verification of a distant mathematical result was more a matter of moral judgment than of mathematical proof. Now that confirmation of Adams's findings had come in, he felt it was crucial to use a telescope to examine that part of the sky suggested by Adams's and Leverrier's theoretical results. He therefore wrote to Professor Challis on July 9, asking him to use the large Northumberland equatorial telescope at the Cambridge Observatory for this purpose.

Professor Challis had felt, to use his own language, that it was so novel a thing to undertake observations in reliance upon merely theoretical deductions, that, while much labor was certain, success appeared very doubtful. Nevertheless, having received fresh instructions from Adams relative to the theoretical[Pg 192] place of the new planet, he began observations July 29. On August 4 in fixing certain reference points he noted, but mistook for a star, the new planet. On August 12, having directed the telescope in accordance with Adams's instructions he again noted the same heavenly body, as a star. Before Challis had compared the results of the observation of August 12 with the results of an observation of the same region made on July 30, and arrived at the inference that the body in question, being absent in the latter observation, was not a star but a planet, the prize of discovery had fallen into the hands of another observer.

Professor Challis felt, in his own words, that it was such a unique challenge to make observations based solely on theoretical predictions that, while a lot of hard work was guaranteed, the chances of success seemed quite slim. However, after receiving new instructions from Adams regarding the theoretical[Pg 192] location of the new planet, he started his observations on July 29. On August 4, while identifying certain reference points, he spotted what he believed to be a star, but it was actually the new planet. On August 12, after following Adams's instructions with the telescope, he again observed that same celestial object as a star. Before Challis could compare the results from his August 12 observation with those from July 30, and conclude that the body he observed—having been absent in the latter observation—was not a star but a planet, the discovery had already been claimed by another observer.

On August 31 had appeared Leverrier's third paper, in which were stated the new planet's orbit, mass, distance from the sun, eccentricity, and longitude. The true heliocentric longitude was given as 326° 32' for January 1, 1847. This determination placed the planet about 5° to the east of star δ of Capricorn. Leverrier said it might be recognized by its disk, which, moreover, would subtend a certain angle.

On August 31, Leverrier released his third paper, which outlined the new planet's orbit, mass, distance from the sun, eccentricity, and longitude. The actual heliocentric longitude was stated as 326° 32' for January 1, 1847. This calculation positioned the planet about 5° to the east of star δ in Capricorn. Leverrier noted that it could be identified by its disk, which would also cover a specific angle.

The systematic and conclusive character of Leverrier's research, submitted to one of the greatest academies of science, carried conviction to the minds of astronomers. The learned world felt itself on the eve of a great discovery. Sir John Herschel, in an address before the British Association on September 10, said that the year past had given prospect of a new planet. "We see it as Columbus saw America from the shores of Spain. Its movements have been felt trembling along the far-reaching line of our analysis with a certainty hardly inferior to ocular demonstration."

The thorough and definitive nature of Leverrier's research, presented to one of the top scientific academies, convinced astronomers. The academic community sensed they were on the brink of a major discovery. Sir John Herschel, in a speech to the British Association on September 10, stated that the previous year had suggested the existence of a new planet. "We see it as Columbus saw America from the shores of Spain. Its movements have been felt vibrating along the extensive line of our analysis with a certainty almost as strong as seeing it with our own eyes."

On September 18 Leverrier sent a letter to Dr. Galle, of the Berlin Observatory, which was provided with a set of star maps, prepared at the instance of Bessel. Galle replied one week later. "The planet, of the position of which you gave the indication, really exists. The same day that I received your letter [September 23] I found a star of the eighth magnitude, which was not inscribed in the excellent map (prepared by Dr. Bremiker) belonging to the collection of star maps of the Royal Academy of Berlin. The observation of the following day showed decisively that it was the planet sought." It was only 57' from the point predicted.

On September 18, Leverrier sent a letter to Dr. Galle at the Berlin Observatory, along with a set of star maps created at Bessel's request. Galle replied a week later. "The planet you indicated really exists. On the same day I received your letter [September 23], I discovered a star of the eighth magnitude that wasn’t listed on the excellent map (made by Dr. Bremiker) in the Royal Academy of Berlin's collection of star maps. The observation the next day clearly showed that it was the planet we were looking for." It was only 57' away from the predicted location.

Arago said that the discovery made by Leverrier was one of the most brilliant manifestations of the precision of modern astronomic science. It would encourage the best geometers to seek with renewed ardor the eternal truths which, in Pliny's phrase, are latent in the majesty of theory.

Arago stated that Leverrier's discovery was one of the most remarkable examples of the accuracy of modern astronomical science. It would inspire the best mathematicians to pursue with renewed passion the eternal truths that, as Pliny put it, are hidden within the grandeur of theory.

Professor Challis received Leverrier's third paper on September 29, and in the evening turned his magnificent refractor to the part of the heavens that Leverrier had so definitely and so confidently indicated. Among the three hundred stars observed Challis was struck by the appearance of one which presented a disk and shone with the brightness of a star of the eighth magnitude. This proved to be the planet. On October 1 Challis heard that the German observer had anticipated him.

Professor Challis got Leverrier's third paper on September 29, and in the evening, he aimed his impressive telescope at the area of the sky that Leverrier had clearly pointed out. Among the three hundred stars he observed, Challis noticed one that had a disk and shone like a star of the eighth magnitude. This turned out to be the planet. On October 1, Challis learned that the German observer had beaten him to it.

Arago, while recognizing the excellent work done by Adams in his calculations, thought that the fact that the young mathematician had failed to publish his results should deprive him of any share whatever in the[Pg 194] glory of the discovery of the new planet, and that history would confirm this definite judgment. Arago named the new planet after the French discoverer, but soon acquiesced in the name Neptune, which has since prevailed.

Arago, while acknowledging the great work Adams did in his calculations, believed that the young mathematician's failure to publish his findings should exclude him from any share in the[Pg 194] glory of discovering the new planet, and that history would validate this clear opinion. Arago initially named the new planet after the French discoverer, but later accepted the name Neptune, which has since become the accepted term.

Airy, in whose possession Adams's results had remained for months unpublished and unheeded, wrote Leverrier: "You are to be recognized beyond doubt as the predictor of the planet's place." A vigorous official himself, Airy was deeply impressed by the calm decisiveness and definite directions of the French mathematician. "It is here, if I mistake not, that we see a character far superior to that of the able, or enterprising, or industrious mathematician; it is here that we see the philosopher." This explains, if anything could, his view that a distant mathematical result is the subject of ethical rather than of mathematical evidence.

Airy, who had kept Adams's results unpublished and ignored for months, wrote to Leverrier: "You should definitely be recognized as the predictor of the planet's position." A strong official himself, Airy was very impressed by the calm decisiveness and clear directions of the French mathematician. "If I'm not mistaken, this is where we see a character far beyond that of the skilled, ambitious, or hard-working mathematician; this is where we see the philosopher." This explains, if anything can, his belief that a distant mathematical result is more about ethical considerations than mathematical proof.

Adams's friends felt that he had not received from either of the astronomers, to whom he confided his results, the kind of help or advice he should have received. Challis was kindly, but wanting in initiative. Although he had command of the great Northumberland telescope, he had no thought of commencing the search in 1845, for, without mistrusting the evidence which the theory gave of the existence of the planet, it might be reasonable to suppose that its position was determined but roughly, and that a search for it must necessarily be long and laborious. In the view of Simon Newcomb,[3] Adams's results, which were delivered at the Greenwich Observatory October 21, 1845, were so near to the mark that a few hours'[Pg 195] close search could not have failed to make the planet known.

Adams's friends believed that he hadn’t received the kind of support or advice he should have from either astronomer he shared his findings with. Challis was supportive but lacked initiative. Even though he had access to the large Northumberland telescope, he didn’t think about starting the search in 1845. While he didn't doubt the evidence that the theory suggested the planet's existence, it seemed fair to assume that its location was only roughly estimated, and that finding it would take a lot of time and effort. According to Simon Newcomb,[3] Adams's findings, presented at the Greenwich Observatory on October 21, 1845, were so close to accurate that a few hours of focused searching would have likely revealed the planet.

Both Adams and Leverrier had assumed as a rough approximation at starting that the orbit of the new planet was circular and that, in accordance with Bode's Law, its distance was twice that of Uranus. S. C. Walker, of the Smithsonian Institution, Washington, was able to determine the elements of the orbit of Neptune accurately in 1847. In February of that year he had found (as had Petersen of Altona about the same time) that Lalande had in May, 1795, observed Neptune and mistaken it for a fixed star. When Lalande's records in Paris were studied, it was found that he had made two observations of Neptune on May 8 and 10. Their failure to agree caused the observer to reject one and mark the other as doubtful. Had he repeated the observation, he might have noted that the star moved, and was in reality a planet.

Both Adams and Leverrier had initially assumed that the orbit of the new planet was circular and, according to Bode's Law, that its distance was twice that of Uranus. S. C. Walker from the Smithsonian Institution in Washington was able to accurately determine the elements of Neptune's orbit in 1847. In February of that year, he discovered (as did Petersen from Altona around the same time) that Lalande had observed Neptune in May 1795 and had mistaken it for a fixed star. When Lalande's records in Paris were reviewed, it was found that he had made two observations of Neptune on May 8 and 10. Their inconsistency led the observer to dismiss one and mark the other as doubtful. If he had repeated the observation, he might have noticed that the star moved, revealing it was actually a planet.

Neptune's orbit is more nearly circular than that of any of the major planets except Venus. Its distance is thirty times that of the earth from the sun instead of thirty-nine times, as Bode's Law would require. That generalization was a presupposition of the calculations leading to the discovery. It was then rejected like a discredited ladder. Man's conception of the universe is widened at the thought that the outmost known planet of our solar system is about 2,796,000,000 miles from the sun and requires about 165 years for one revolution.

Neptune's orbit is more circular than that of any major planet, except for Venus. Its distance from the sun is thirty times that of Earth, instead of the thirty-nine times predicted by Bode's Law. This assumption was part of the calculations that led to its discovery but was later dismissed like an outdated ladder. The idea that the farthest known planet in our solar system is about 2,796,000,000 miles from the sun and takes around 165 years to complete one orbit expands our understanding of the universe.

Professor Peirce, of Harvard University, pointing to the difference between the calculations of Leverrier and the facts, put forward the view that[Pg 196] the discovery made by Galle must be regarded as a happy accident. This view, however, has not been sustained.

Professor Peirce from Harvard University highlighted the difference between Leverrier's calculations and the actual facts, suggesting that[Pg 196] Galle's discovery should be seen as a fortunate accident. However, this perspective has not held up.

REFERENCES

Sir Robert Ball, Neptune's Jubilee Year, Scientific American, Supplement, Oct. 10, 1896.

Sir Robert Ball, Neptune's Jubilee Year, Scientific American, Supplement, Oct. 10, 1896.

Sir Robert Ball, The Story of the Heavens, chap. XV.

Sir Robert Ball, The Story of the Heavens, chap. XV.

B. A. Gould, Report on the History of the Discovery of Neptune, Smithsonian Contributions to Knowledge, 1850.

B. A. Gould, Report on the History of the Discovery of Neptune, Smithsonian Contributions to Knowledge, 1850.

Robert Grant, History of Physical Astronomy.

Robert Grant, *History of Physical Astronomy*.

Simon Newcomb, Popular Astronomy.

Simon Newcomb, *Popular Astronomy*.

Benjamin Peirce, Proceedings of the American Academy of Arts and Sciences, vol. I, pp. 57-68, 144, 285, 338-41, etc.

Benjamin Peirce, Proceedings of the American Academy of Arts and Sciences, vol. I, pp. 57-68, 144, 285, 338-41, etc.

FOOTNOTES:

[3] See article "Neptune," Encyc. Brit.

__A_TAG_PLACEHOLDER_0__ See article "Neptune," Encyclopedia Britannica


CHAPTER XV

SCIENCE AND TRAVEL—THE VOYAGE OF THE BEAGLE

Sir Charles Lyell, in his Principles of Geology, the first edition of which appeared in 1830-1833, says: "If it be true that delivery be the first, second, and third requisite in a popular orator, it is no less certain that travel is of first, second, and third importance to those who desire to originate just and comprehensive views concerning the structure of our globe." The value of travel to science in general might very well be illustrated by Lyell's own career, his study of the mountainous regions of France, his calculation of the recession of Niagara Falls and of the sedimentary deposits of the Mississippi, his observations of the coal formations of Nova Scotia, and of the composition of the Great Dismal Swamp of Virginia—suggestive of the organic origin of the carboniferous rocks.

Sir Charles Lyell, in his Principles of Geology, the first edition of which came out between 1830 and 1833, states: "If it's true that great speaking skills are the first, second, and third requirements for a popular orator, it’s also clear that travel holds the same first, second, and third importance for those who want to form accurate and well-rounded views about the structure of our planet." The significance of travel for science could be demonstrated through Lyell's own experiences, including his study of the mountainous areas of France, his calculations of the erosion of Niagara Falls and the sediment deposits of the Mississippi, as well as his observations of the coal formations in Nova Scotia and the makeup of the Great Dismal Swamp in Virginia, which point to the biological origins of the carboniferous rocks.

Although it is not with Lyell that we have here principally to deal, it is not irrelevant to say that the main purpose of his work was to show that all past changes in the earth's crust are referable to causes now in operation. Differing from Hutton as to the part played in those changes by subterranean heat, Lyell agreed with his forerunner in ascribing geological transformations to "the slow agency of existing causes." He was, in fact, the leader of the uniformitarians and opposed those geologists who[Pg 198] held that the contemporary state of the earth's crust was owing to a series of catastrophes, stupendous exhibitions of natural force to which recent history offered no parallel. Also enlightened as to the significance of organic remains in stratified rock, Lyell in 1830 felt the need of further knowledge in reference to the relation of the plants and animals represented in the fossils to the fauna and flora now existing.

Although we're not mainly focused on Lyell, it's worth noting that the main goal of his work was to demonstrate that all past changes in the earth's crust can be attributed to causes that are still active today. Unlike Hutton, who emphasized the role of underground heat in these changes, Lyell agreed with his predecessor that geological transformations were due to "the slow action of existing causes." He was essentially the leader of the uniformitarians and opposed geologists who[Pg 198] believed that the current state of the earth's crust resulted from a series of catastrophic events, massive displays of natural force that recent history did not mirror. Additionally, Lyell, who understood the importance of organic remains in layered rock, felt in 1830 that there was still more to learn about how the plants and animals found in fossils related to the flora and fauna we see today.

It is to Lyell's disciple, Charles Darwin, however, that we turn for our main illustration of the value of travel for comprehensive scientific generalization. Born, like another great liberator, on February 12, 1809, Darwin was only twenty-two years old when he received appointment as naturalist on H.M.S. Beagle, about to sail from Devonport on a voyage around the world. The main purpose of the expedition, under command of the youthful Captain Fitzroy, three or four years older than Darwin, was to make a survey of certain coasts in South America and the Pacific Islands, and to carry a line of chronometrical measurements about the globe. Looking back in 1876 on this memorable expedition, the naturalist wrote, "The voyage of the Beagle has been by far the most important event in my life, and has determined my whole career." In spite of the years he had spent at school and college he regarded this experience as the first real training or education of his mind.

It’s Charles Darwin, a disciple of Lyell, whom we look to for our main example of how valuable travel is for broad scientific understanding. Born on February 12, 1809, like another great liberator, Darwin was just twenty-two when he was appointed as the naturalist on H.M.S. Beagle, which was about to set sail from Devonport on a trip around the world. The main goal of the journey, led by the young Captain Fitzroy, who was only a few years older than Darwin, was to survey various coasts in South America and the Pacific Islands and to take a series of chronometrical measurements around the globe. Reflecting back in 1876 on this significant voyage, the naturalist stated, "The voyage of the Beagle has been by far the most important event in my life and has shaped my entire career." Despite the years he spent in school and college, he considered this experience to be his first real training and education.

Darwin had studied medicine at Edinburgh, but found surgery distasteful. He moved to Cambridge, with the idea of becoming a clergyman of the Established Church. As a boy he had attended with his[Pg 199] mother, daughter of Josiah Wedgwood, the Unitarian services. At Cambridge he graduated without distinction at the beginning of 1831. It should be said, however, that the traditional studies were particularly ill suited to his cast of mind, that he had not been idle, and had developed particular diligence in different branches of science, and above all as a collector.

Darwin studied medicine at Edinburgh but found surgery unappealing. He moved to Cambridge with the intention of becoming a clergyman in the Established Church. As a child, he attended Unitarian services with his[Pg 199] mother, who was the daughter of Josiah Wedgwood. He graduated from Cambridge without distinction at the start of 1831. However, it's important to note that the traditional studies didn't really suit his way of thinking; he hadn't been lazy and had shown a notable dedication to various branches of science, especially as a collector.

He was six feet tall, fond of shooting and hunting, and able to ride seventy-five or eighty miles without tiring. He had shown himself at college fond of company, and a little extravagant. He was, though a sportsman, extremely humane; had a horror of inflicting pain, and such repugnance at the thought of slavery that he quarreled violently with Captain Fitzroy when the latter condoned the abomination. Darwin was not, however, of a turbulent disposition. Sir James Sulivan, who had accompanied the expedition as second lieutenant, said many years after: "I can confidently express my belief that during the five years in the Beagle, he was never known to be out of temper, or to say one unkind or hasty word of or to any one."

He was six feet tall, loved shooting and hunting, and could ride seventy-five or eighty miles without getting tired. In college, he enjoyed being around people and was a bit extravagant. Although he was a sportsman, he was very compassionate; he hated causing pain and was so against slavery that he had a fierce argument with Captain Fitzroy when the latter accepted it. However, Darwin wasn’t an aggressive person. Sir James Sulivan, who went along on the expedition as second lieutenant, said many years later: "I can confidently say that during the five years on the Beagle, he was never known to lose his temper or say a single unkind or hasty word of or to anyone."

Darwin's father was remarkable for his powers of observation, while the grandfather, Erasmus Darwin, is well known for his tendency to speculation. Charles Darwin possessed both these mental characteristics in an eminent degree. One who has conversed with him reports that what impressed him most in meeting the great naturalist was his clear blue eyes, which seemed to possess almost telescopic vision, and that the really remarkable thing about Darwin was that he saw more than other people. At[Pg 200] the same time it will scarcely be denied that his vision was as much marked by insight as by careful observation, that his reasoning was logical and singularly tenacious, and his imagination vivid. It was before this supreme seer that the panorama of terrestrial creation was displayed during a five years' voyage.

Darwin's dad was notable for his keen observational skills, while his grandfather, Erasmus Darwin, was famous for his speculative thinking. Charles Darwin had both of these traits to a significant extent. Someone who met him noted that what stood out the most about the great naturalist was his clear blue eyes, which seemed to have almost telescopic vision, and that what was truly remarkable about Darwin was that he noticed more than others did. At[Pg 200] the same time, it’s hard to argue that his vision was as much defined by insight as it was by careful observation; his reasoning was logical and remarkably persistent, and his imagination was vivid. It was in front of this extraordinary observer that the panorama of the Earth's creation unfolded over a five-year voyage.

No one can read Darwin's Journal descriptive of the voyage of the Beagle and continue to entertain any doubts in reference to his æsthetic sense and poetic appreciation of the various moods of nature. Throughout the voyage the scenery was for him the most constant and highest source of enjoyment. His emotions responded to the glories of tropical vegetation in the Brazilian forests, and to the sublimity of Patagonian wastes and the forest-clad hills of Tierra del Fuego. "It is easy," writes the gifted adolescent, "to specify the individual objects of admiration in these grand scenes; but it is not possible to give an adequate idea of the higher feelings of wonder, astonishment, and devotion, which fill and elevate the mind." Similarly, on the heights of the Andes, listening to the stones borne seaward day and night by the mountain torrents, Darwin remarked: "The sound spoke eloquently to the geologist; the thousands and thousands of stones, which striking against each other, made the one dull uniform sound, were all hurrying in one direction. It was like thinking on time, where the minute that now glides past is irrecoverable. So was it with these stones, the ocean is their eternity, and each note of that wild music told of one more step towards their destiny."

No one can read Darwin's Journal describing the voyage of the Beagle and still have any doubts about his aesthetic sense and poetic appreciation for the different moods of nature. Throughout the voyage, the scenery was his most consistent and greatest source of enjoyment. He was deeply touched by the beauty of tropical plants in the Brazilian forests and the grandeur of the barren lands in Patagonia and the forest-covered hills of Tierra del Fuego. "It’s easy," writes the talented young man, "to point out the individual things to admire in these grand scenes; but it’s impossible to truly convey the higher feelings of wonder, amazement, and devotion that fill and uplift the mind." Similarly, on the heights of the Andes, while listening to the stones being carried to the sea by the mountain streams, Darwin noted: "The sound spoke strongly to the geologist; the thousands and thousands of stones that clashed against each other, creating a single dull sound, were all rushing in one direction. It was like pondering time, where the moment that just passed is gone forever. Likewise with these stones, the ocean is their eternity, and each note of that wild music signaled one more step towards their fate."

When the Beagle left Devonport, December 27, 1831, the young naturalist was without any theory, and when the ship entered Falmouth harbor, October 2, 1836, though he felt the need of a theory in reference to the relations of the various species of plants and animals, he had not formulated one. It was not till 1859 that his famous work on the Origin of Species appeared. He went merely as a collector, and frequently in the course of the voyage felt a young man's misgivings as to whether his collections would be of value to his Cambridge professors and other mature scientists.

When the Beagle left Devonport on December 27, 1831, the young naturalist didn’t have any theories, and by the time the ship reached Falmouth harbor on October 2, 1836, even though he recognized the need for a theory about the relationships among different species of plants and animals, he still hadn't developed one. It wasn't until 1859 that his famous work, Origin of Species, was published. He went along just as a collector and often experienced the doubts of youth during the voyage, worrying whether his collections would be valuable to his professors at Cambridge and other established scientists.

Professor Henslow, the botanist, through whom Darwin had been offered the opportunity to accompany the expedition, had presented his pupil with the first volume of Lyell's Principles of Geology. (Perhaps, after Lyell, the most potent influence on Darwin's mind at this time was that of Humboldt and other renowned travelers, whose works he read with avidity.) At the Cape Verde Islands he made some interesting observations of a white calcareous stratum which ran for miles along the coast at a height of about forty-five feet above the water. It rested on volcanic rocks and was itself covered with basalt, that is, lava which had crystallized under the sea. It was evident that subsequently to the formation of the basalt that portion of the coast containing the white stratum had been elevated. The shells in the stratum were recent, that is, corresponded to those still to be found on the neighboring coast. It occurred to Darwin that the voyage might afford material for a book on geology. Later in the voyage, having read portions of his Journal to Captain[Pg 202] Fitzroy, Darwin was encouraged to believe that this also might prove worthy of publication.

Professor Henslow, the botanist who had given Darwin the chance to join the expedition, had gifted him the first volume of Lyell's Principles of Geology. (After Lyell, the next biggest influence on Darwin during this time was probably Humboldt and other famous travelers whose works he eagerly read.) At the Cape Verde Islands, he made some fascinating observations of a white calcareous layer that stretched for miles along the coast at a height of about forty-five feet above the water. It sat on volcanic rocks and was covered with basalt, which is lava that had crystallized under the sea. It was clear that after the basalt was formed, that part of the coast containing the white layer had been lifted. The shells in the layer were recent, meaning they matched those still found along the nearby coast. Darwin thought that the voyage might provide material for a book on geology. Later in the voyage, after reading portions of his Journal to Captain[Pg 202] Fitzroy, Darwin felt encouraged to think that this could also be worthy of publication.

Darwin's account of his adventures and manifold observations is so informal, so rich in detail, as not to admit of summary. His eye took in the most diverse phenomena, the color of the sea or of rivers, clouds of butterflies and of locusts, the cacique with his little boy clinging to the side of a horse in headlong flight, the great earthquake on the coast of Chile, the endless variety of plant and animal life, the superstition of savage and padre, the charms of Tahiti, the unconscious humor of his mountain guides for whom at an altitude of eleven thousand feet "the cursed pot (which was a new one) did not choose to boil potatoes"—all found response in Darwin's open mind; everything was grist to his mill. Any selection from the richness of the original is almost sure to show a tendency not obvious in the Journal. On the other hand, it is just such multiplicity of phenomena as the Journal mirrors that impels every orderly mind to seek for causes, for explanation. The human intellect cannot rest till law gives form to the wild chaos of fact.

Darwin's recounting of his adventures and countless observations is so casual and packed with detail that it can't be summarized. He noticed the most varied phenomena, from the color of the sea and rivers to clouds of butterflies and locusts, the cacique with his little boy clinging to a galloping horse, the massive earthquake on the Chilean coast, the endless variety of plant and animal life, the beliefs of both the indigenous people and the padre, the beauty of Tahiti, and the unintentional humor of his mountain guides who, at an altitude of eleven thousand feet, remarked that "the cursed pot (which was a new one) just wouldn’t boil potatoes"—all of this resonated with Darwin's open mind; everything fueled his curiosity. Any selection from the richness of the original is likely to show trends not immediately obvious in the Journal. However, it's exactly this variety of phenomena reflected in the Journal that urges any organized thinker to search for causes and explanations. The human mind can't settle until a law shapes the chaotic wilderness of facts.

No disciple of Lyell could fail to be convinced of the immeasurable lapse of time required for the formation of the earth's crust. For this principle Darwin found abundant evidence during the years spent in South America. On the heights of the Andes he found marine shell fossils at a height of fourteen thousand feet above sea-level. That such an elevation of submarine strata should be achieved by forces still at Nature's command might well test the faith of the most ardent disciple. Of how great those[Pg 203] forces are Darwin received demonstration on the coast of Chile in 1835. Under date of February 12, he writes: "This day has been memorable in the annals of Valdivia for the most severe earthquake experienced by the oldest inhabitant.... A bad earthquake destroys our oldest associations; the earth, the very emblem of solidity, has moved beneath our feet like a thin crust over a fluid." He observed that the most remarkable effect of this earthquake was the permanent elevation of the land. Around the Bay of Concepcion it was raised two or three feet, while at the island of Santa Maria the elevation was much greater; "on one part Captain Fitzroy found beds of putrid mussel shells still adhering to the rocks, ten feet above high-water mark." On the same day the volcanoes of South America were active. The area from under which volcanic matter was actually erupted was 720 miles in one line and 400 in another at right angles to it. Great as is the force at work, ages are required to produce a range of mountains like the Cordilleras; moreover, progress is not uniform and subsidence may alternate with elevation. It was on the principle of the gradual subsidence (and elevation) of the bed of the Pacific Ocean that Darwin accounted for the formation of coral reefs. Nothing "is so unstable as the level of the crust of this earth."

No follower of Lyell could doubt the vast amount of time needed for the earth's crust to form. Darwin found plenty of evidence for this idea during his years in South America. In the Andes, he discovered marine shell fossils at an elevation of fourteen thousand feet above sea level. That such underwater layers could rise to such heights through forces still at nature's disposal might really challenge the belief of even the most devoted follower. Darwin experienced a clear demonstration of how powerful these forces are on the coast of Chile in 1835. On February 12, he noted, "This day has become memorable in the history of Valdivia for the most intense earthquake experienced by the oldest resident.... A bad earthquake destroys our oldest memories; the earth, the very symbol of stability, has shifted beneath us like a thin layer over a liquid." He observed that the most remarkable impact of this earthquake was the permanent uplift of the land. Around the Bay of Concepcion, it rose two or three feet, while at Santa Maria Island, the rise was even greater; "in one area, Captain Fitzroy found beds of rotting mussel shells still sticking to the rocks, ten feet above high-water mark." On that same day, the volcanoes of South America were active. The area from which volcanic materials were actually erupted extended 720 miles in one direction and 400 miles in a perpendicular direction. Despite the great forces at play, it takes ages to form a mountain range like the Cordilleras; moreover, the process isn't steady, and sinking can alternate with uplifting. Darwin explained the formation of coral reefs based on the gradual sinking (and rising) of the Pacific Ocean floor. Nothing "is as unpredictable as the level of this earth's crust."

Closely associated with the evidence of the immensity of the force of volcanic action and the infinitude of time elapsed, Darwin had testimony of the multitude of plant and animal species, some gigantic, others almost infinitely small, some living, others extinct. We know that his thought was greatly[Pg 204] affected by his discovery in Uruguay and Patagonia of the fossil remains of extinct mammals, all the more so because they seemed to bear relationship to particular living species and at the same time to show likeness to other species. The Toxodon (bow-tooth), for example, was a gigantic rodent whose fossil remains were discovered in the same region where Darwin found living the capybara, a rodent as large as a pig; at the same time the extinct species showed in its structure certain affinities to the Edentata (sloths, ant-eaters, armadillos). Other fossils represented gigantic forms distinctly of the edentate order and comparable to the Cape ant-eater and the Great Armadillo (Dasypus gigas). Again, remains were found of a thick-skinned non-ruminant with certain structural likeness to the Camelidæ, to which the living species of South American ruminants, the guanacos, belong.

Closely linked to the evidence of the massive force of volcanic activity and the vast amount of time that has passed, Darwin encountered proof of the numerous plant and animal species, some enormous, others almost minuscule, some still alive, others extinct. We know that his thinking was significantly[Pg 204] influenced by his discoveries in Uruguay and Patagonia of the fossil remains of extinct mammals, especially because they seemed to relate to specific living species while also resembling other species. The Toxodon (bow-tooth), for instance, was a giant rodent whose fossil remains were found in the same area where Darwin encountered the living capybara, a rodent as large as a pig; meanwhile, the extinct species showed certain structural similarities to the Edentata (sloths, anteaters, armadillos). Other fossils represented gigantic forms distinctly from the edentate order and comparable to the Cape anteater and the Great Armadillo (Dasypus gigas). Additionally, remains were discovered of a thick-skinned non-ruminant that had certain structural similarities to the Camelidæ, which includes the living South American ruminants known as guanacos.

Why have certain species ceased to exist? As the individual sickens and dies, so certain species become rare and extinct. Darwin found in Northern Patagonia evidence of the Equus curvidens, an extinct species of native American horse. What had caused this species to die out? Imported horses were introduced at Buenos Ayres in 1537, and so flourished in the wild state that in 1580 they were found as far south as the Strait of Magellan. Darwin was well fitted by the comprehensiveness of his observations to deal with the various factors of extinction and survival. He studied the species in their natural setting, the habitat, and range, and habits, and food of the different varieties. Traveling for three years and a half north and south on the continent of South[Pg 205] America, he noticed one species replacing another, perhaps closely allied, species. Of the carrion-feeding hawks the condor has an immense range, but shows a predilection for perpendicular cliffs. If an animal die on the plain the polyborus has prerogative of feeding first, and is followed by the turkey buzzard and the gallinazo. European horses and cattle running wild in the Falkland Islands are somewhat modified; the horse as a species degenerating, the cattle increasing in size and tending to form varieties of different color. The soil being soft the hoofs of the horse grow long and produce lameness. Again, on the mainland, the niata, a breed of cattle supposed to have originated among the Indians south of the Plata, are, on account of the projection of the lower jaw, unable to browse as effectually as other breeds. This renders them liable to destruction in times of drought. A similar variation in structure had characterized a species of extinct ruminant in India.

Why have certain species disappeared? Just like individuals get sick and die, some species become rare and eventually extinct. Darwin discovered evidence of the Equus curvidens, an extinct species of native American horse, in Northern Patagonia. What led to the extinction of this species? Imported horses were brought to Buenos Aires in 1537 and thrived in the wild so much that by 1580 they were found as far south as the Strait of Magellan. Darwin, with his extensive observations, was well-equipped to explore the various factors contributing to extinction and survival. He examined species in their natural environments, including their habitats, ranges, behaviors, and diets. During his three-and-a-half-year journey across South[Pg 205] America, he observed one species replacing another, often closely related, species. For instance, the condor, a carrion-eating hawk, has a wide range but prefers steep cliffs. When an animal dies on the plains, the polyborus gets to feed first, followed by the turkey buzzard and the gallinazo. European horses and cattle that are now wild in the Falkland Islands have changed somewhat; the horse species is degenerating, while the cattle are growing larger and developing different color variations. Since the soil is soft, the horses' hooves grow long and lead to lameness. On the mainland, the niata, a type of cattle believed to have originated among the Indians south of the Plata, cannot browse effectively due to their protruding lower jaws, making them vulnerable to drought. A similar structural variation was found in an extinct ruminant species in India.

How disastrous a great drought might prove to the cattle of the Pampas is shown by the records of 1825 and of 1830. So little rain fell that there was a complete failure of vegetation. The loss of cattle in one province alone was estimated at one million. Of one particular herd of twenty thousand not a single one survived. Darwin had many other instances of nature's devastations. After the Beagle sailed from the Plata, December 6, 1833, vast numbers of butterflies were seen as far as the eye could range in bands of countless myriads. "Before sunset a strong breeze sprung up from the north, and this must have caused tens of thousands of the butterflies and other[Pg 206] insects to perish." Two or three months before this he had ocular proof of the effect of a hailstorm, which in a very limited area killed twenty deer, fifteen ostriches, numbers of ducks, hawks, and partridges. In the war of extermination that was ever before the great naturalist's eye in South America, what is it that favors a species' survival or determines its extinction?

How disastrous a severe drought could be for the cattle on the Pampas is evidenced by the records from 1825 and 1830. There was so little rain that all vegetation failed completely. The loss of cattle in just one province was estimated at one million. From one particular herd of twenty thousand, not a single animal survived. Darwin noted many other examples of nature's devastation. After the Beagle set sail from the Plata on December 6, 1833, vast numbers of butterflies were seen as far as the eye could see, in bands of countless myriads. "Before sunset, a strong breeze picked up from the north, which must have caused tens of thousands of the butterflies and other [Pg 206] insects to die." Two or three months before this, he witnessed the aftermath of a hailstorm that, in a very small area, killed twenty deer, fifteen ostriches, and numerous ducks, hawks, and partridges. In the ongoing struggle for survival that the great naturalist observed in South America, what factors promote a species' survival or lead to its extinction?

Not only is the struggle between the animals and inanimate nature, the plants and inanimate nature, plant and animal, rival animals, and rival plants; it goes on between man and his environment, and, very fiercely, between man and man. Darwin was moved by intense indignation at the slavery on the east coast and the cruel oppression of the laborer on the west coast. He was in close contact with the sanguinary political struggles of South America, and with a war of attempted extermination against the Indian. He refers to the shocking but "unquestionable fact, that [in the latter struggle] all the women who appear above twenty years old are massacred in cold blood! When I exclaimed that this appeared rather inhuman, he [the informant] answered, 'Why, what can be done? they breed so!'"

Not only is there a conflict between animals and the natural world, between plants and nature, between plants and animals, among competing animals, and among competing plants; it also happens between humans and their environment, and very intensely, between people. Darwin felt a deep anger about the slavery on the east coast and the brutal treatment of workers on the west coast. He closely observed the bloody political struggles in South America and a war aimed at exterminating the indigenous people. He mentions the shocking but "undeniable fact that [in this war], all women over twenty years old are coldly executed! When I expressed that this seemed pretty inhumane, he [the informant] replied, 'What can be done? They breed so!'"

In all his travels nothing that Darwin beheld made a deeper impression on his sensitive mind than primitive man. "Of individual objects, perhaps nothing is more certain to create astonishment than the first sight in his native haunt of a barbarian—of man in his lowest and most savage state. One's mind hurries back over past centuries, and then asks, could our progenitors have been men like these?... I do not believe it is possible to describe or paint the dif[Pg 207]ference between savage and civilized man." It was at Tierra del Fuego that he was particularly shocked. He admired the Tahitians; he pitied the natives of Tasmania, corralled like wild animals and forced to migrate; he thought the black aborigines of Australia had been underestimated and remarked with regret that their numbers were decreasing through their association with civilized man, the introduction of spirits, the increased difficulty of procuring food, and contact with European diseases. In this last cause tending to bring about extinction there was a mysterious element. In Chile his scientific acumen had been baffled in the attempt to explain the invasion of the strange and dreadful disease hydrophobia. In Australia the problem of the transmission to the natives of various diseases, even by Europeans in apparent health, confronted his intelligence. "The varieties of man seem to act on each other in the same way as different specimens of animals—the stronger always extirpating the weaker."

In all his travels, nothing impressed Darwin more deeply than primitive man. "Of individual objects, perhaps nothing is more certain to create astonishment than the first sight of a barbarian in their natural environment—man in his most basic and savage state. One's mind rushes back over past centuries and asks, could our ancestors have been like this?... I don’t think it’s possible to describe or illustrate the difference between savage and civilized man." It was at Tierra del Fuego that he was particularly shocked. He admired the Tahitians; he felt sorry for the natives of Tasmania, herded like wild animals and forced to move; he believed the black aborigines of Australia were underestimated and sadly noted that their numbers were declining due to their contact with civilized people, the introduction of alcohol, increased difficulty in finding food, and exposure to European diseases. In this last factor, which was leading to extinction, there was a mysterious element. In Chile, his scientific expertise was challenged when trying to explain the outbreak of the strange and terrible disease hydrophobia. In Australia, he faced the problem of how various diseases were being transmitted to the natives, even by seemingly healthy Europeans. "The different varieties of man seem to interact with each other in the same way as different species of animals—the stronger always pushing out the weaker."

It was at Wollaston Island, near Cape Horn, however, that Darwin saw savage men held in extremity by the hard conditions of life, and at bay. They had neither food, nor shelter, nor clothing. They stood absolutely naked as the sleet fell on them and melted. At night, "naked and scarcely protected from the wind and rain of this tempestuous climate," they slept on the wet ground coiled up like animals. They subsisted on shell fish, putrid whale's blubber, or a few tasteless berries and fungi. At war, the different tribes are cannibals. Darwin writes, "It is certainly true, that when pressed in winter by hunger, they kill and devour their old women before they kill their[Pg 208] dogs." A native boy, when asked by a traveler why they do this, had answered, "Doggies catch otters, old women no." In such hard conditions what are the characteristics that would determine the survival of individual or tribe? One might be tempted to lay almost exclusive emphasis on physical strength, but Darwin was too wise ultimately to answer thus the question that for six or seven years was forming in his accurate and discriminating mind.

It was at Wollaston Island, near Cape Horn, that Darwin observed people living in extreme conditions. They had no food, shelter, or clothing. They stood completely naked as the sleet fell on them and melted away. At night, "naked and barely protected from the wind and rain of this harsh climate," they slept on the wet ground curled up like animals. They survived on shellfish, rotten whale blubber, or a few flavorless berries and mushrooms. During conflicts, the different tribes resorted to cannibalism. Darwin writes, "It is certainly true that when pressed by hunger in winter, they kill and eat their old women before they go after their [Pg 208] dogs." A native boy, when asked by a traveler why they did this, replied, "Doggies catch otters, old women no." In such harsh conditions, what traits would determine the survival of an individual or a tribe? One might be tempted to focus almost solely on physical strength, but Darwin was wise enough to consider the broader question that had been forming in his precise and discerning mind for six or seven years.

On its way west in the Pacific the Beagle spent a month at the Galapagos Archipelago, which lies under the equator five or six hundred miles from the mainland. "Most of the organic productions are aboriginal creations, found nowhere else; there is even a difference between the inhabitants of the different islands; yet all show a marked relationship with those of America." Why should the plants and animals of the islands resemble those of the mainland, or the inhabitants of one island differ from those of a neighboring island? Darwin had always held that species were created immutable, and that it was impossible for one species to give rise to another.

On its journey west across the Pacific, the Beagle spent a month at the Galapagos Islands, located near the equator, five or six hundred miles from the mainland. "Most of the living things there are unique creations found nowhere else; there's even a difference between the inhabitants of the different islands; however, they all show a strong connection to those of America." Why do the plants and animals of the islands resemble those of the mainland, or why do the inhabitants of one island differ from those of a nearby island? Darwin always believed that species were created as fixed entities and that it was impossible for one species to evolve into another.

In the Galapagos Archipelago he found only one species of terrestrial mammal, a new species of mouse, and that only on the most easterly island of the group. On the South American continent there were at least forty species of mice, those east of the Andes being distinct from those on the west coast. Of land-birds he obtained twenty-six kinds, twenty-five of which were to be found nowhere else. Among these, a hawk seemed in structure intermediate between the buzzard and polyborus, as though it had been modified and induced to take over the functions of the South Ameri[Pg 209]can carrion-hawk. There were three species of mocking-thrush, two of them confined to one island each. There were thirteen species of finches, all peculiar to the archipelago. In the different species of geospiza there is a perfect gradation in the size of the beaks, only to be appreciated by seeing the specimens or their illustrations.

In the Galapagos Archipelago, he found only one species of land mammal, a new species of mouse, and it was only on the easternmost island of the group. On the South American continent, there were at least forty species of mice, with those east of the Andes different from those on the west coast. He collected twenty-six types of land birds, twenty-five of which were found nowhere else. Among these, a hawk appeared to be an intermediate form between the buzzard and polyborus, as if it had been adapted to take on the roles of the South American carrion-hawk. There were three species of mocking-thrush, with two of them limited to one island each. There were thirteen species of finches, all unique to the archipelago. In the various species of geospiza, there's a perfect gradation in the size of the beaks, which can only be fully appreciated by looking at the specimens or their illustrations.

Few of the birds were of brilliant coloration. The same was true of the plants and insects. Darwin looked in vain for one brilliant flower. This was in marked contrast to the fauna and flora of the South American tropics. The coloration of the species suggested comparison with that of the plants and animals of Patagonia. Amid brilliant tropical plants brilliant plumage may afford means of concealment, as well as being a factor in the securing of mates.

Few of the birds had bright colors. The same was true for the plants and insects. Darwin searched unsuccessfully for a single vibrant flower. This was in stark contrast to the wildlife and vegetation of the South American tropics. The colors of the species were reminiscent of those found in the plants and animals of Patagonia. Among bright tropical plants, vivid plumage might provide ways to blend in, as well as help in attracting mates.

Darwin found the reptiles the most striking feature of the zoölogy of the islands. They seem to take the place of the herbivorous mammalia. The huge tortoise (Testudo nigra) native in the archipelago is so heavy as to be lifted only by six or eight men. (The young naturalist frequently got on the back of a tortoise, but as it moved forward under his encouragement, he found it very difficult to keep his balance.) Different varieties, if not species, characterize the different islands. Of the other reptilia should be noted two species of lizard of a genus (Amblyrhynchus) confined to the Galapagos Islands. One, aquatic, a yard long, fifteen pounds in weight, with "limbs and strong claws admirably adapted for crawling over the rugged and fissured masses of lava," feeds on seaweed. When frightened it instinctively shuns the water, as though it feared especially its[Pg 210] aquatic enemies. The terrestrial species is confined to the central part of the group; it is smaller than the aquatic species, and feeds on cactus, leaves of trees, and berries.

Darwin found the reptiles to be the most remarkable aspect of the zoology of the islands. They seem to replace the herbivorous mammals. The giant tortoise (Testudo nigra) native to the archipelago is so heavy that it can only be lifted by six or eight people. (The young naturalist often climbed onto the back of a tortoise, but as it moved forward with his encouragement, he found it very difficult to keep his balance.) Different varieties, if not species, are found on the different islands. Of the other reptiles, two species of lizard from a genus (Amblyrhynchus) that is unique to the Galapagos Islands should be noted. One is aquatic, about a yard long and weighing fifteen pounds, with "limbs and strong claws perfectly suited for crawling over the rough and cracked lava," and it feeds on seaweed. When scared, it instinctively avoids the water, as if it especially fears its[Pg 210] aquatic predators. The terrestrial species is found only in the central part of the group; it is smaller than the aquatic species and feeds on cactus, tree leaves, and berries.

Fifteen new species of sea-fish were obtained, distributed in twelve genera. The archipelago, though not rich in insects, afforded several new genera, each island with its distinct kinds. The flora of the Galapagos Islands proved equally distinctive. More than half of the flowering plants are native, and the species of the different islands show wonderful differences. For example, of seventy-one species found on James Island thirty-eight are confined to the archipelago and thirty to this one island.

Fifteen new species of sea fish were discovered, spread across twelve genera. The archipelago, while not abundant in insects, provided several new genera, with each island having its own unique types. The plant life of the Galapagos Islands was also notably unique. Over half of the flowering plants are native, and the species on the different islands show amazing variations. For instance, out of seventy-one species found on James Island, thirty-eight are exclusive to the archipelago and thirty are specific to this one island.

In October the Beagle sailed west to Tahiti, New Zealand, Australia, Keeling or Cocos Islands, Mauritius, St. Helena, Ascension; arrived at Bahia, Brazil, August 1, 1836; and finally proceeded from Brazil to England. Among his many observations, Darwin noted the peculiar animals of Australia, the kangaroo-rat, and "several of the famous Ornithorhynchus paradoxus," or duckbill. On the Keeling or Cocos Islands the chief vegetable production is the cocoanut. Here Darwin observed crabs of monstrous size, with a structure which enabled them to open the cocoanuts. They thus secured their food, and accumulated "surprising quantities of the picked fibres of the cocoanut husk, on which they rest as a bed."

In October, the Beagle sailed west to Tahiti, New Zealand, Australia, the Keeling or Cocos Islands, Mauritius, St. Helena, and Ascension. It arrived at Bahia, Brazil, on August 1, 1836, and then made its way from Brazil to England. Among his many observations, Darwin noted the unique animals of Australia, the kangaroo rat, and "several of the famous Ornithorhynchus paradoxus," or duckbill. On the Keeling or Cocos Islands, the main plant products are coconuts. Here, Darwin saw crabs of enormous size that had a structure allowing them to open coconuts. They used this ability to gather food and built up "surprising quantities of the picked fibers of the coconut husk, which they used as a bed."

In preparing his Journal for publication in the autumn of 1836 the young naturalist saw how many facts pointed to the common descent of species. He thought that by collecting all facts that bore on the[Pg 211] variation of plants and animals, wild or domesticated, light might be thrown on the whole subject. "I worked on true Baconian principles, and, without any theory, collected facts on a wholesale scale." He saw that pigeon-fanciers and stock-breeders develop certain types by preserving those variations that have the desired characteristics. This is a process of artificial selection. How is selection made by Nature?

In getting his Journal ready for publication in the fall of 1836, the young naturalist noticed how many facts suggested that species all share a common ancestry. He believed that by gathering all the facts related to the[Pg 211] variation in both wild and domestic plants and animals, he could shed light on the entire topic. "I operated on true Baconian principles and, without any theory, collected facts on a large scale." He observed that pigeon enthusiasts and breeders create specific types by keeping the variations that show the desired traits. This is known as artificial selection. But how does Nature select?

In 1838 he read Malthus' Essay on the Principle of Population, which showed how great and rapid, without checks like war and disease, the increase in number of the human race would be. He had seen something in his travels of rivalry for the means of subsistence. He now perceived "that under these circumstances favorable variations would tend to be preserved, and unfavorable ones to be destroyed. The results of this would be the formation of a new species." As special breeds are developed by artificial selection, so new species evolve by a process of natural selection. Those genera survive which give rise to species adapted to new conditions of existence.

In 1838, he read Malthus' Essay on the Principle of Population, which explained how large and fast the human population could grow without checks like war and disease. He had noticed some of this rivalry for resources during his travels. He now understood that "under these circumstances, beneficial variations would likely be preserved, and harmful ones would be eliminated. The outcome of this would be the creation of a new species." Just as special breeds are created through selective breeding, new species arise through natural selection. Those genera that produce species suited to new living conditions are the ones that survive.

In 1858, before Darwin had published his theory, he received from another great traveler, Alfred Russel Wallace, then at Ternate in the Moluccas, a manuscript essay, setting forth an almost identical view of the development of new species through the survival of the fittest in the struggle for existence.

In 1858, before Darwin published his theory, he received a manuscript essay from another great traveler, Alfred Russel Wallace, who was then in Ternate in the Moluccas. The essay outlined a view almost identical to Darwin's, proposing that new species develop through the survival of the fittest in the struggle for existence.

REFERENCES

Charles Darwin, A Naturalist's Journal.

Charles Darwin, A Naturalist's Diary.

Francis Darwin, The Life and Letters of Charles Darwin.

Francis Darwin, The Life and Letters of Charles Darwin.

W. A. Locy, Biology and its Makers (third revised edition), chap. XIX.

W. A. Locy, Biology and its Makers (3rd revised edition), chap. 19.

G. J. Romanes, Darwin and After Darwin, vol. I.

G. J. Romanes, Darwin and After Darwin, vol. I.

A. R. Wallace, Darwinism.

A. R. Wallace, *Darwinism*.

See also John W. Judd, The Coming of Evolution (The Cambridge Manuals of Science and Literature).

See also John W. Judd, The Coming of Evolution (The Cambridge Manuals of Science and Literature).


CHAPTER XVI

SCIENCE AND WAR—PASTEUR, LISTER

In the history of science war is no mere interruption, but a great stimulating influence, promoting directly or indirectly the liberties of the people, calling into play the energy of artisan and manufacturer, and increasing the demand for useful and practical studies. In the activities of naval and military equipment and organization this influence is obvious enough; it is no less real in the reaction from war which impels all to turn with new zest to the arts and industries of peace and to cherish whatever may tend to culture and civil progress. Not infrequently war gives rise, not only to new educational ideals, but to new institutions and to new types of institution favorable to the advancement of science. As we have already seen, the Royal Society and Milton's Academies owed their origin to the Great Rebellion. Similarly the Ecole Polytechnique, mother of many scientific discoveries, rose in answer to the needs of the French Revolution. No less noteworthy was the reconstruction of education under the practical genius of Napoleon I, the division of France into académies, the founding of the lycées, the reëstablishment of the great Ecole Normale, and the organization of the Imperial University with new science courses and new provincial Faculties at Rennes, Lille, and elsewhere. With all these different forms in which the influence of war makes itself felt in the progress of science[Pg 214] the life and career of Louis Pasteur (1822-1895), the founder of bacteriology, stood intimately associated.

In the history of science, war isn't just a disruption; it's a major driving force that directly or indirectly enhances people's freedoms, energizes workers and manufacturers, and increases the demand for practical and useful studies. You can clearly see this influence in the areas of naval and military equipment and organization; it's equally evident in the post-war reaction that motivates everyone to enthusiastically engage in the arts and industries of peace and to value anything that promotes culture and civil progress. Often, war not only inspires new educational ideals but also leads to the creation of new institutions and types of institutions that support the advancement of science. As we've noted, the Royal Society and Milton's Academies were born from the Great Rebellion. Likewise, the Ecole Polytechnique, which has been the source of many scientific discoveries, emerged to meet the needs of the French Revolution. Equally significant was the transformation of education under the practical vision of Napoleon I, which included dividing France into académies, founding lycées, reviving the great Ecole Normale, and organizing the Imperial University with new science courses and new provincial Faculties in Rennes, Lille, and other places. With all these different ways that the impact of war is felt in the advancement of science[Pg 214], the life and career of Louis Pasteur (1822-1895), the founder of bacteriology, are closely connected.

He was born at Dôle, but the family a few years later settled at Arbois. For three generations the Pasteurs had been tanners in the Jura, and they naturally adhered to that portion of the population which hailed the Revolution as a deliverance. The great-grandfather was the first freeman of Pasteur's forbears, having purchased with money his emancipation from serfdom. The father in 1811, at the age of twenty, was one of Napoleon's conscripts, and in 1814 received from the Emperor, for valor and fidelity, the Cross of the Legion of Honor. The directness and endurance of the influence of this trained veteran on his gifted son a hundred fine incidents attest. In 1848—year of revolt in the monarchies of Europe—the young scientist enrolled himself in the National Guard, and, seeing one day in the Place du Panthéon a structure inscribed with the words autel de la patrie, he placed upon it all the humble means—one hundred and fifty francs—then at his disposal.

He was born in Dôle, but the family moved to Arbois a few years later. The Pasteurs had been tanners in the Jura for three generations, and they naturally joined the part of the population that welcomed the Revolution as a liberation. The great-grandfather was the first free member of Pasteur's family, having bought his freedom from serfdom. His father, at the age of twenty in 1811, was one of Napoleon's conscripts and was awarded the Cross of the Legion of Honor by the Emperor in 1814 for his bravery and loyalty. The direct influence of this experienced veteran on his talented son is shown by numerous significant events. In 1848—the year of revolts across European monarchies—the young scientist signed up for the National Guard and one day, while at the Place du Panthéon, he saw a structure with the words autel de la patrie and donated all his savings—one hundred and fifty francs—toward it.

It was in that same year that Pasteur put on record his discovery of the nature of racemic acid, his first great service to science, from which all his other services were to proceed. As a boy he had attended the collège at Arbois where his teacher had inspired him with an ambition to enter the great Ecole Normale. Before reaching that goal he took his bachelor's degree in science as well as in arts at the Besançon college. At Paris he came in contact with the leaders of the scientific world—Claude Bernard, Balard, Dumas, Biot.

It was in that same year that Pasteur recorded his discovery of the nature of racemic acid, his first major contribution to science, from which all his other contributions would follow. As a boy, he had attended the collège in Arbois, where his teacher had inspired him with the ambition to enter the prestigious Ecole Normale. Before reaching that goal, he earned his bachelor’s degrees in both science and arts at the college in Besançon. In Paris, he came into contact with the leaders of the scientific community—Claude Bernard, Balard, Dumas, Biot.

J. B. Biot had entered the ranks of science by way of the Ecole Polytechnique and the artillery service. In 1819 he had announced that the plane of polarized light—for example, a ray passed through Iceland spar—is deflected to right or left by various chemical substances. Among these is common tartaric acid—the acid of grape-juice, obtained from wine lees. Racemic acid, however, which is identical with tartaric acid in its chemical constituents, is optically inactive, rotating the plane of polarized light neither to the right nor the left. This substance Pasteur subjected to special investigation. He scrutinized the crystals of sodium ammonium racemate obtained from aqueous solution. These he observed to be of two kinds differing in form as a right glove from a left, or as an object from its mirror-image. Separating the crystals according to the difference of form, he made a solution from each group. One solution, tested in the polarized-light apparatus, turned the plane to the right; the other solution turned it to the left. He had made a capital discovery of far-reaching importance, namely, that racemic acid is composite, consisting of dextro-tartaric and lævo-tartaric acids. Biot hesitated to credit a mere tyro with such an achievement. The experiment was repeated in his presence. Convinced by ocular demonstration, he was almost overcome with emotion. "My dear boy," he exclaimed, "I have loved the sciences so much my life through that that makes my heart jump."

J. B. Biot entered the world of science through the École Polytechnique and the artillery service. In 1819, he announced that the plane of polarized light—like a ray passing through Iceland spar—is deflected to the right or left by different chemical substances. One of these is common tartaric acid—the acid found in grape juice, sourced from wine lees. However, racemic acid, which has the same chemical makeup as tartaric acid, is optically inactive, meaning it doesn't rotate the plane of polarized light either way. Pasteur closely examined this substance, specifically looking at the crystals of sodium ammonium racemate that he extracted from an aqueous solution. He noted that they came in two types, differing in shape like a right glove differs from a left or like an object compared to its mirror image. Separating the crystals based on their form, he created solutions from each group. When tested in the polarized-light apparatus, one solution rotated the plane to the right, while the other rotated it to the left. He made a significant discovery of great importance: that racemic acid is made up of dextro-tartaric and lævo-tartaric acids. Biot was hesitant to believe that a novice could accomplish such a feat. The experiment was repeated in front of him. Convinced by what he visually observed, he was nearly overcome with emotion. "My dear boy," he exclaimed, "I have loved the sciences so much throughout my life that this makes my heart race."

Pasteur began his regular professional experience as a teacher of physics in the Dijon lycée, but he was soon transferred to the University of Strasburg (1849). There he married the daughter of the[Pg 216] rector of the académie, and three years later became Professor of Chemistry. In 1854 he was appointed Dean of the Faculty of Sciences at Lille, a town then officially described as the richest center of industrial activity in the north of France. In his opening address he showed the value and attractiveness of practical studies. He believed as an educator in the close alliance of laboratory and factory. Application should always be the aim, but resting on the severe and solid basis of scientific principles; for it is theory alone which can bring forth and develop the spirit of invention.

Pasteur started his career as a physics teacher at the Dijon lycée, but he was soon moved to the University of Strasbourg (1849). There, he married the daughter of the rector of the[Pg 216] academy, and three years later, he became a Professor of Chemistry. In 1854, he was appointed Dean of the Faculty of Sciences at Lille, a city then officially recognized as the richest hub of industrial activity in northern France. In his opening speech, he highlighted the importance and appeal of practical studies. He believed in the strong connection between labs and factories as an educator. Application should always be the goal, but it needs to be grounded in solid scientific principles; only theory can foster and develop the spirit of invention.

His own study of racemic acid, begun in the laboratories of Paris, and followed up in the factories of Leipzig, Prag, and Vienna, had led to his theory of molecular dissymmetry, the starting point of modern stereo-chemistry. It now gave rise on Pasteur's part to new studies and to new applications to the industries. He tried an experiment which seems almost whimsical, placing ammonium racemate in the ordinary conditions of fermentation, and observed that only one part—the dextro-rotatory—ferments or putrefies. Why? "Because the ferments of that fermentation feed more easily on the right hand than on the left hand molecules." He succeeded in keeping alive one of the commonest moulds on the surface of ashes and racemic acid, and saw the lævo-tartaric acid appear. It was thus that he passed from the study of crystals to the study of ferments.

His own study of racemic acid, which started in the labs of Paris and continued in the factories of Leipzig, Prague, and Vienna, led to his theory of molecular dissymmetry, the foundation of modern stereochemistry. This sparked new studies and applications in various industries for Pasteur. He conducted an experiment that seems almost playful, placing ammonium racemate in typical fermentation conditions, and observed that only one part—the dextro-rotatory—ferments or decays. Why? "Because the ferments in that fermentation prefer to feed on right-hand molecules over left-hand ones." He managed to keep one of the most common molds alive on the surface of ashes and racemic acid, which resulted in the appearance of lævo-tartaric acid. This is how he transitioned from studying crystals to studying ferments.

In the middle of the nineteenth century little was known of the nature of fermentation, though some sought to explain by this ill-understood process the origin of various diseases and of putrefaction. Why[Pg 217] does fruit-juice produce alcohol, wine turn to vinegar, milk become sour, and butter rancid? Pasteur's interest in these problems of fermentation was stimulated by one of the industries of Lille. He was accustomed to visit with his students the factories of that place as well as those of neighboring French and Belgian cities. The father of one of his students was engaged in the manufacture of alcohol from beetroot sugar, and Pasteur came to be consulted when difficulties arose in the manufacturing process. He discovered a relationship between the development of the yeast and the success or failure of the fermentation, the yeast globules as seen under the microscope showing an alteration of form when the fermentation was not proceeding satisfactorily. In 1857 Pasteur on the basis of this study was able to demonstrate that alcoholic fermentation, that is, the conversion of sugar into alcohol, carbonic acid, and other compounds, depends on the action of yeast, the cells of which are widely disseminated in the atmosphere.

In the mid-nineteenth century, not much was understood about fermentation, although some people tried to explain the causes of various diseases and decay through this poorly understood process. Why does fruit juice turn into alcohol, wine turn into vinegar, milk go sour, and butter spoil? Pasteur became interested in the fermentation issues connected to one of Lille's industries. He would often visit factories in Lille and nearby French and Belgian cities with his students. The father of one of his students worked in alcohol production from beetroot sugar, and when problems arose, they consulted Pasteur. He found a relationship between yeast growth and the success or failure of fermentation, observing under a microscope that the yeast cells changed shape when fermentation wasn’t going well. In 1857, based on this research, Pasteur demonstrated that alcoholic fermentation—the process of converting sugar into alcohol, carbon dioxide, and other compounds—relies on the action of yeast, which is found throughout the atmosphere.

In this year of his second great triumph Pasteur was appointed director of science studies in the Ecole Normale, from which he had graduated in 1847. Two years later the loss of his daughter by a communicable disease—typhoid fever—had a great effect on his sensitive and profound mind. Many of his opponents, it is true, found Pasteur implacable in controversy. Undoubtedly he had the courage of his convictions, and his belief that, for the sake of human welfare, right views—his views won by tireless experiment—must prevail, gained him the name of a fighter. But in all the intimate relations of life his essential tenderness was manifest. Like Darwin[Pg 218] he had a horror of inflicting pain, and always insisted, when operations on animals were necessary in the laboratory, on the use of anæsthetics (our command of which had been greatly advanced by Simpson in 1847). Emile Roux said that Pasteur's agitation at witnessing the slightest exhibition of pain would have been ludicrous if, in so great a man, it had not been touching.

In the year of his second major triumph, Pasteur was appointed director of science studies at the Ecole Normale, from which he had graduated in 1847. Two years later, the loss of his daughter to a contagious disease—typhoid fever—deeply affected his sensitive and thoughtful nature. While many of his opponents found Pasteur relentless in debates, he certainly had the courage of his convictions. His belief that, for the sake of human welfare, correct views—his views, gained through relentless experimentation—needed to prevail earned him the reputation of a fighter. However, in all his close relationships, his inherent kindness was evident. Like Darwin[Pg 218], he had a deep aversion to causing pain and always insisted on using anesthetics when animal procedures were necessary in the lab (our understanding of which had greatly improved thanks to Simpson in 1847). Emile Roux remarked that Pasteur's distress at seeing even the smallest indication of pain would have seemed comical if it hadn’t been so moving in such a great man.

A few months after his daughter's death Pasteur wrote to one of his friends: "I am pursuing as best I can these studies on fermentation, which are of great interest, connected as they are with the impenetrable mystery of life and death. I am hoping to make a decisive advance very soon, by solving without the least lack of clearness the famous question of spontaneous generation." Two years previously a scientist had claimed that animals and plants could be generated in a medium of artificial air or oxygen, from which all atmospheric air and all germs of organized bodies had been precluded. Pasteur now filtered atmospheric air through a plug of cotton or asbestos (a procedure which had been followed by others in 1854), and proved that in air thus treated no fermentation takes place. Nothing in the atmosphere causes life except the micro-organisms it contains. He even demonstrated that a putrescible fluid like blood will remain unchanged in an open vessel so constructed as to exclude atmospheric dust.

A few months after his daughter's death, Pasteur wrote to one of his friends: "I’m doing my best to continue these studies on fermentation, which are really interesting because they’re tied to the deep mystery of life and death. I hope to make a significant breakthrough soon by clearly answering the well-known question of spontaneous generation." Two years earlier, a scientist had argued that animals and plants could be generated in a medium of artificial air or oxygen, from which all regular air and all germs of organized bodies had been removed. Pasteur then filtered regular air through a plug of cotton or asbestos (a method that others had used in 1854) and showed that no fermentation occurs in air treated this way. Nothing in the atmosphere creates life except the micro-organisms it contains. He even proved that a putrescible fluid like blood can remain unchanged in an open container designed to keep out atmospheric dust.

Pasteur's critics maintained that if putrefaction and fermentation be caused solely by microscopic organisms, then these must be found everywhere and in such quantities as to encumber the air. He replied[Pg 219] that they were less numerous in some parts of the atmosphere than in others. To prove his contention he set out for Arbois with a large number of glass bulbs each half filled with a putrescible liquid. The necks of the bulbs had been drawn out and hermetically sealed after the contents had been boiled. In case the necks were broken (to be again sealed immediately), the air would rush in, and (if it held the requisite micro-organisms) furnish the conditions for putrefaction. It was found that in every trial the contents of a certain number of the bulbs always escaped alteration. Twenty were opened in the country near Arbois free from human habitations. Eight out of the twenty showed signs of putrefaction. Twenty were exposed to the air on the heights of the Jura at an altitude of eight hundred and fifty meters above sea-level; the contents of five of these subsequently putrefied. Twenty others were opened near Mont Blanc at an altitude of two thousand meters and while a wind was blowing from the Mer de Glace; in this case the contents of only one of the bulbs became putrefied.

Pasteur's critics argued that if decay and fermentation are caused solely by microscopic organisms, then these must be everywhere and so abundant that they would fill the air. He responded[Pg 219] that they were less common in some parts of the atmosphere than in others. To prove his point, he traveled to Arbois with many glass bulbs, each half-filled with a liquid that spoils easily. The necks of the bulbs were elongated and sealed tightly after the contents were boiled. If the necks were broken (to be sealed again immediately), air would rush in and, if it contained the right microorganisms, would create the conditions for decay. In every trial, the contents of a certain number of the bulbs remained unchanged. Twenty were opened in an area near Arbois that had no human settlements. Eight out of the twenty showed signs of decay. Twenty were exposed to the air on the Jura mountains at an altitude of eight hundred and fifty meters above sea level; the contents of five of these later spoiled. Twenty more were opened near Mont Blanc at an altitude of two thousand meters while a wind was blowing from the Mer de Glace; in this case, only one of the bulbs became spoiled.

While his opponents still professed to believe in the creation of organized beings lacking parents, Pasteur was under the influence of the theory of "the slow and progressive transformation of one species into another," and was becoming aware of phases of the struggle for existence hitherto shrouded in mystery. He wished he said to push these studies far enough to prepare the way for a serious investigation of the origin of disease.

While his opponents continued to claim they believed in the creation of living beings without parents, Pasteur was influenced by the theory of "the slow and progressive transformation of one species into another," and he was starting to recognize aspects of the struggle for survival that had previously been unclear. He expressed a desire to advance these studies enough to lay the groundwork for a serious investigation into the origin of disease.

He returned to the study of lactic fermentation, showed that butyric fermentation may be caused by[Pg 220] organisms which live in the absence of oxygen, while vinegar is produced from wine through the agency of bacteria freely supplied with the oxygen of the air. Pasteur was seeing ever more clearly the part played by the infinitesimally small in the economy of nature. Without these microscopic beings life would become impossible, because death would be incomplete. On the basis of Pasteur's study of fermentation, his demonstration that decomposition is owing to living organisms and that minute forms of life spring from parents like themselves, his disciple Joseph Lister began in 1864 to develop antiseptic surgery.

He went back to studying lactic fermentation and demonstrated that butyric fermentation can be caused by[Pg 220] organisms that thrive without oxygen, while vinegar is made from wine through the action of bacteria that are exposed to air. Pasteur was increasingly recognizing the crucial role played by tiny organisms in the natural world. Without these microscopic beings, life would be impossible because death would be incomplete. Based on Pasteur's research on fermentation, his finding that decomposition is caused by living organisms and that tiny forms of life come from similar parent organisms, his student Joseph Lister began developing antiseptic surgery in 1864.

Pasteur's attention was next directed to the wine industry, which then had an annual value to France of 500,000,000 francs. Might not the acidity, bitterness, defective flavor, which were threatening the foreign sale of French wines, be owing to ferments? He discovered that this was, indeed, the case, and that the diseases of wine could be cured by the simple expedient of heating the liquor for a few moments to a temperature of 50° to 60° C. Tests on a considerable scale were made by order of the naval authorities. The ship Jean Bart before starting on a voyage took on board five hundred liters of wine, half of which had been heated under Pasteur's directions. At the end of ten months the pasteurized wine was mellow and of good color, while the wine which had not been heated had an astringent, almost bitter, taste. A more extensive test—seven hundred hectoliters, of which six hundred and fifty had been pasteurized—was carried out on the frigate la Sibylle with satisfactory results. Previously wines[Pg 221] had been preserved by the addition of alcohol, which made them both dearer and more detrimental to health.

Pasteur's focus then shifted to the wine industry, which had an annual value of 500,000,000 francs for France at that time. Could the acidity, bitterness, and off-flavors that were threatening the international market for French wines be caused by ferments? He found that this was indeed true, and that the issues with wine could be resolved simply by heating the liquid for a few moments to a temperature of 50° to 60° C. Large-scale tests were conducted under the request of naval authorities. The ship Jean Bart, before setting off on a voyage, took on board five hundred liters of wine, half of which had been heated according to Pasteur's instructions. After ten months, the pasteurized wine was smooth and had good color, while the wine that had not been heated had an astringent, almost bitter taste. A more extensive test—seven hundred hectoliters, with six hundred and fifty being pasteurized—was conducted on the frigate la Sibylle with positive results. Previously, wines had been preserved by adding alcohol, which made them more expensive and less healthy.

In 1865 Pasteur was called upon to exercise his scientific acumen on behalf of the silk industry. A disease—pébrine—had appeared among silkworms in 1845. In 1849 the effect on the French industry was disastrous. In the single arrondissement of Alais an annual income of 120,000,000 francs was lost for the subsequent fifteen years. The mulberry plantations of the Cévennes were abandoned and the whole region was desolate. Pasteur, at the instigation of the Minister of Agriculture, undertook an investigation. After four or five years, in spite of repeated domestic afflictions and the breakdown of his own health, he arrived at a successful conclusion. Pébrine, due to "corpuscles" readily detected under the microscope, could be recognized at the moment of the moth's formation. A second disease, flacherie, was due to a micro-organism found in the digestive cavity of the moth. Measures were taken to select the seed of the healthy moths and to destroy the others. These investigations revealed the infinitesimally small as disorganizers of living tissue, and brought Pasteur nearer his purpose "of arriving," as he had expressed it to Napoleon III in 1863, "at the knowledge of the causes of putrid and contagious diseases."

In 1865, Pasteur was called to use his scientific skills to help the silk industry. A disease—pébrine—had emerged among silkworms in 1845. By 1849, the impact on the French industry was catastrophic. In just the arrondissement of Alais, an annual income of 120,000,000 francs was lost for the next fifteen years. The mulberry plantations in the Cévennes were left abandoned, and the entire region was left desolate. At the request of the Minister of Agriculture, Pasteur began an investigation. After four or five years, despite facing ongoing personal hardships and health issues, he reached a successful conclusion. He discovered that pébrine, identifiable by "corpuscles" easily seen under a microscope, could be recognized when the moth was forming. Another disease, flacherie, was caused by a microorganism found in the moth's digestive system. Steps were taken to select the seeds from healthy moths and eliminate the others. These investigations uncovered how incredibly small entities can disrupt living tissue and brought Pasteur closer to his goal of achieving, as he mentioned to Napoleon III in 1863, "an understanding of the causes of putrid and contagious diseases."

Returning in July, 1870, from a visit to Liebig at Munich, Pasteur heard at Strasburg of the imminence of war. All his dreams of conquest over disease and death seemed to vanish. He hurried to Paris. His son, eighteen years of age, set out with[Pg 222] the army. Every student of the Ecole Normale enlisted. Pasteur's laboratory was used to house soldiers. He himself wished to be enrolled in the National Guard, and had to be told that a half-paralyzed man could not render military service. He was obsessed with horror of wanton bloodshed and with indignation at the insolence of armed injustice. Trained to serve his country only in one way he tried, but in vain, to resume his researches. He retired to the old home town of Arbois, and sought to distract his mind from the contemplation of human baseness. Arbois was entered by the enemy in January with the usual atrocities of war. Pasteur accompanied by wife and daughter had gone in search of his son, sick at Pontarlier. The boy was restored to health and returned to his regiment the following month.

Returning in July 1870 from a visit with Liebig in Munich, Pasteur heard in Strasbourg about the looming war. All his dreams of conquering disease and death seemed to disappear. He rushed back to Paris. His eighteen-year-old son joined the army. Every student at the Ecole Normale enlisted. Pasteur's laboratory was turned into a shelter for soldiers. He wanted to join the National Guard but was informed that a half-paralyzed man couldn’t serve in the military. He was consumed by a fear of senseless bloodshed and anger at the arrogance of armed injustice. Trained to serve his country in only one way, he tried, but failed, to resume his research. He went back to his hometown of Arbois, hoping to distract himself from the harsh realities of humanity. The enemy entered Arbois in January, bringing the usual horrors of war. Pasteur, with his wife and daughter, had gone to find his son, who was ill in Pontarlier. The boy regained his health and returned to his regiment the following month.

During this crisis Pasteur and his friends felt, as many English scientists feel in 1917, in reference to ignorance in high places. "We are paying the penalty," he said, "of fifty years' forgetfulness of science, and of its conditions of development." Again he speaks, as Englishmen to-day very well might, of the neglect, disdain even, of the country for great intellectual men, especially in the realm of exact science. In the same strain his friend Bertin said that after the war everything would have to be rebuilt from the top to the bottom, the top especially. Pasteur recalled the period of 1792 when Lavoisier, Berthollet, Monge, Fourcroy, Guyton de Morveau, Chaptal, Clouet, and other scientists had furnished France with gunpowder, steel, cannon, fortifications, balloons, leather, and other means to repel unjust invasion.

During this crisis, Pasteur and his friends felt, just like many English scientists do in 1917, about the ignorance in high places. "We're paying the price," he said, "for fifty years of neglecting science and its development conditions." He also remarked, just as English people today might, about the country's neglect—even disdain—for great intellectuals, especially in the field of exact science. In the same vein, his friend Bertin stated that after the war, everything would need to be rebuilt from the ground up, especially the top. Pasteur recalled the year 1792 when Lavoisier, Berthollet, Monge, Fourcroy, Guyton de Morveau, Chaptal, Clouet, and other scientists provided France with gunpowder, steel, cannons, fortifications, balloons, leather, and other resources to defend against unjust invasion.

On the day after Sedan the Quaker surgeon Lister had published directions for the use of aqueous solutions of carbolic acid to destroy septic particles in wounds, and of oily solutions "to prevent putrefactive fermentation from without." He recognized that the earlier the case comes from the field the greater the prospect of success. Sédillot (the originator of the term "microbe"), at the head of an ambulance corps in Alsace, was a pioneer in the rapid transport of wounded from the field of battle. He knew the horrors of purulent infection in military hospitals, and regretted that the principles of Pasteur and Lister were not more fully applied.

On the day after Sedan, the Quaker surgeon Lister published guidelines for using aqueous solutions of carbolic acid to eliminate septic particles in wounds, and oily solutions "to prevent putrefactive fermentation from the outside." He understood that the sooner a case is attended to after leaving the field, the higher the chances of success. Sédillot, who coined the term "microbe," led an ambulance corps in Alsace and was a pioneer in the quick transport of the wounded from the battlefield. He was aware of the horrors of pus infections in military hospitals and wished that the principles of Pasteur and Lister were more widely implemented.

After the war was over, Pasteur kept repeating his life-long exhortation: We must work—"Travaillez, travaillez toujours!" He applied himself to a study of the brewing industry. He did not believe in spontaneous alterations, but found that every marked change in the quality of beer coincides with the development of micro-organisms. He was able to tell the English brewers the defects in their output by a microscopic examination of their yeast. ("We must make some friends for our beloved France," he said.) Bottled beer could be pasteurized by bringing it to a temperature of 50° to 55° C. Whenever beer contains no ferments it is unalterable. His scrupulous mind was coming ever closer to the goal of his ambition. This study of the diseases of beer led him nearer to a knowledge of infections. Many micro-organisms may, must, be detrimental to the health of man and animals.

After the war, Pasteur kept emphasizing his life-long motto: We must work—"Travaillez, travaillez toujours!" He dedicated himself to studying the brewing industry. He didn't believe in spontaneous changes, but noticed that every significant change in beer quality coincided with the growth of micro-organisms. He could identify defects in the English brewers' products through a microscopic examination of their yeast. ("We must make some friends for our beloved France," he said.) Bottled beer could be pasteurized by heating it to a temperature of 50° to 55° C. When beer is free of ferments, it remains unchanged. His meticulous mind was getting closer to achieving his ambition. This research on beer diseases brought him closer to understanding infections. Many micro-organisms may, must, be harmful to the health of humans and animals.

In 1874 the Government conferred upon Pasteur a life annuity of twelve thousand francs, an equiva[Pg 224]lent of his salary as Professor of Chemistry at the Sorbonne. (He had received appointment in 1867, but had been compelled by ill-health to relinquish his academic functions.) The grant was in all respects wise. Huxley remarked that Pasteur's discoveries alone would suffice to cover the war indemnity of five milliards paid by France to Germany in 1871. Moreover, all his activities were dictated by patriotic motives. He felt that science is of no country and that its conquests belong to mankind, but that the scientist must be a patriot in the service of his native land.

In 1874, the Government awarded Pasteur a lifetime annuity of twelve thousand francs, which was the equivalent of his salary as a Professor of Chemistry at the Sorbonne. (He had been appointed in 1867 but had to give up his teaching duties due to health issues.) The decision was very wise. Huxley noted that Pasteur's discoveries alone would be enough to cover the five billion francs in war reparations that France paid to Germany in 1871. Additionally, all his work was motivated by patriotic feelings. He believed that science isn't limited to one country and its advancements belong to all humanity, but that scientists should serve their homeland with pride.

Pasteur now applied his energies to the study of virulent diseases, following the principles of his earlier investigations. He opposed those physicians who believed in the spontaneity of disease, and he wished to wage a war of extermination against all injurious organisms. As early as 1850 Davaine and Rayer had shown that a rod-like micro-organism was always present in the blood of animals dying of anthrax, a disease which was destroying the flocks and herds of France. Dr. Koch, who had served in the Franco-Prussian War, succeeded in 1876 in obtaining pure cultures of this bacillus and in defining its relation to the disease. Pasteur took up the study of anthrax in 1877, verified previous discoveries, and, as we shall see, sought means for the prevention of this pest. He discovered (with Joubert and Chamberland) the bacillus of malignant edema. He applied the principles of bacteriology to the treatment of puerperal fever, which in 1864 had rendered fatal 310 cases out of 1350 confinements in the Maternité in Paris. Here he had to fight against conservatism in the[Pg 225] medical profession, and he fought strenuously, one of his disciples remarking that it is characteristic of lofty minds to put passion into ideas. Swine plague, which in the United States in 1879 destroyed over a million hogs, and chicken cholera, also engaged his attention.

Pasteur focused his efforts on studying infectious diseases, building on the principles from his earlier research. He challenged those doctors who believed diseases could arise spontaneously and aimed to eliminate all harmful organisms. As early as 1850, Davaine and Rayer showed that a rod-shaped micro-organism was consistently found in the blood of animals dying from anthrax, a disease that was devastating livestock in France. Dr. Koch, who had served in the Franco-Prussian War, managed in 1876 to obtain pure cultures of this bacillus and clarify its link to the disease. Pasteur began studying anthrax in 1877, confirmed earlier findings, and, as we will see, sought ways to prevent this threat. He discovered (with Joubert and Chamberland) the bacillus that causes malignant edema. He applied bacteriology principles to treat puerperal fever, which had caused 310 deaths out of 1,350 childbirths in the Maternité in Paris in 1864. Here, he faced resistance from traditionalists in the[Pg 225] medical field, and he fought hard, with one of his students noting that it's typical of great minds to put passion into their ideas. He also worked on swine plague, which wiped out over a million hogs in the United States in 1879, and chicken cholera.

Cultures of chicken cholera virus kept for some time became less active. A hen that chanced to be inoculated with the weakened virus developed the disease, but, after a time, recovered (much as patients after the old-time smallpox inoculations). It was then inoculated with a fresh culture supposed sufficient to cause death. It again recovered. The use of the weakened inoculation had developed its resistance to infection. A weakened virus recovered its strength when passed through a number of sparrows, the second being inoculated with virus from the first, the third from the second, and so on (this species being subject to the disease). Hens that had not had chicken cholera could be rendered immune by a series of attenuated inoculations gradually increasing in strength. In the case of anthrax the virus could be weakened by keeping it at a certain temperature, while it could be strengthened by passage through a succession of guinea-pigs. There are of course many instances where pathogenic bacteria lose virulence in passing from one animal to another, the human smallpox virus, for example, producing typical cowpox in an inoculated heifer. These facts help to explain why certain infections have grown less virulent in the course of history, and why infections of which civilized man has become tolerant prove fatal when imparted to the primitive peoples of Australia.

Cultures of chicken cholera virus, when stored for some time, became less active. A hen that happened to be vaccinated with the weakened virus got the disease but eventually recovered, similar to how patients did after old smallpox vaccinations. It was then inoculated with a fresh culture that was believed to be strong enough to cause death. However, it recovered again. The use of the weakened vaccine increased its resistance to infection. A weakened virus regained its strength when passed through several sparrows, with the second getting inoculated with the virus from the first, the third from the second, and so on (this species being susceptible to the disease). Hens that had never had chicken cholera could be made immune through a series of weakened inoculations that gradually increased in strength. In the case of anthrax, the virus could be weakened by keeping it at a specific temperature, while it could be made stronger by passing it through a series of guinea pigs. There are many instances where pathogenic bacteria lose their virulence when passing from one animal to another; for example, the human smallpox virus can produce typical cowpox in a vaccinated heifer. These observations help to explain why some infections have become less dangerous over time and why infections that civilized societies have become tolerant to can be deadly when transmitted to the indigenous peoples of Australia.

Pasteur's preventive inoculation for anthrax was tested under dramatic circumstances at Melun in June, 1881. Sixty sheep and a number of cows were subjected to experiment. None of the sheep that had been given the preventive treatment died from the crucial inoculation; while all those succumbed which had not received previous treatment. The test for the cows was likewise successful. Pasteur thought that in places where sheep dead of anthrax had been buried, the microbes were brought to the surface in the castings of earthworms. Hence he issued certain directions to prevent the transmission of the disease. He also aided agriculture by discovering a vaccine for swine plague.

Pasteur's preventive inoculation for anthrax was tested under dramatic circumstances in Melun in June 1881. Sixty sheep and several cows were part of the experiment. None of the sheep that received the preventive treatment died from the critical inoculation, while all of those that did not get the treatment succumbed. The test for the cows was also successful. Pasteur believed that in areas where sheep that died from anthrax had been buried, the microbes were brought to the surface by earthworm castings. So, he issued certain guidelines to prevent the spread of the disease. He also contributed to agriculture by developing a vaccine for swine fever.

When Pasteur at the age of fifteen was in Paris, overcome with homesickness, he had exclaimed, "If I could only get a whiff of the old tannery yard, I feel I should be cured." Certainly every time he came in contact with the industries—silk, wine, beer, wool—his scientific insight, Antæus-like, seemed to revive. All his life he had preached the doctrine of interchange of service between theory and practice, science and the occupations. What he did is more eloquent than words. His theory of molecular dissymmetry, that the atoms in a molecule may be arranged in left-hand and right-hand spirals or other tridimensional figures corresponding to asymmetrical crystals, touches the abstruse question of the constitution of matter. His preventive treatment breathes new life into the old dictum similia similibus curantur. The view he adopted of the gradual transformation of species offers a new interpretation of the speculations of philosophy in reference to being and[Pg 227] becoming and the relation of the real to the concrete. Yet Pasteur felt he could learn much of value from the simplest shepherd or vine-dresser.

When Pasteur was fifteen, he moved to Paris and, overwhelmed by homesickness, exclaimed, "If I could just get a whiff of the old tannery yard, I feel I would be cured." Every time he encountered industries like silk, wine, beer, and wool, his scientific insight seemed to come alive again, almost like Antæus regaining strength. Throughout his life, he emphasized the importance of the exchange between theory and practice, science and work. His actions spoke louder than words. His theory of molecular dissymmetry, which suggests that atoms in a molecule can be arranged in left-handed and right-handed spirals or other three-dimensional shapes reflective of asymmetrical crystals, touches on the complex question of matter's composition. His preventive treatment revitalizes the old saying similia similibus curantur. His perspective on the gradual transformation of species provides a fresh interpretation of philosophical speculations about being and becoming, and the relationship between the real and the concrete. Yet, Pasteur believed he could learn a lot from even the simplest shepherd or vine-dresser.

He was complete in the simplicity of his affections, in his compassion for all suffering, in the warmth of his religious faith, and in his devotion to his country. He thought France was to regain her place in the world's esteem through scientific progress. He was therefore especially gratified in August, 1881, at the thunders of applause which greeted his appearance at the International Medical Congress in London. There he was introduced to the Prince of Wales (fondateur de l'Entente Cordiale), "to whom I bowed, saying that I was happy to salute a friend of France."

He was whole in the simplicity of his feelings, in his compassion for all those who suffered, in the warmth of his religious faith, and in his commitment to his country. He believed that France would regain her place in the world's regard through scientific advancement. So, he was particularly pleased in August 1881 when he received a thunderous applause upon his appearance at the International Medical Congress in London. There, he was introduced to the Prince of Wales (fondateur de l'Entente Cordiale), "to whom I bowed, saying that I was happy to greet a friend of France."

Pasteur's investigation of rabies began in this same year. Difficulty was found in isolating the microbe of the rabic virus, but an inoculation from the medulla oblongata of a mad dog injected into one of the brain membranes (dura mater) of another dog invariably brought on the symptoms of rabies. To obtain attenuation of the virus it was sufficient to dry the medulla taken from an infected rabbit. The weakened virus increased in strength when cultivated in a series of rabbits. Pasteur obtained in inoculations of graded virulence, which could be administered hypodermically, a means of prophylaxis after bites. He conjectured that in vaccinal immunity the virus is accompanied by a substance which makes the nervous tissue unfavorable for the development of the microbe.

Pasteur's research on rabies started in the same year. It was challenging to isolate the microbe of the rabies virus, but injecting an inoculation from the medulla oblongata of a rabid dog into one of the brain membranes (dura mater) of another dog consistently produced the symptoms of rabies. To weaken the virus, it was enough to dry the medulla taken from an infected rabbit. The weakened virus became stronger when cultivated through a series of rabbits. Pasteur developed a method of graded virulence inoculations that could be given through injections as a way to prevent rabies after bites. He suggested that in vaccine-induced immunity, the virus is paired with a substance that makes the nervous tissue less favorable for the microbe's development.

It was not till 1885 that he ventured to use his discovery to prevent hydrophobia. On July 6 a little[Pg 228] boy, Joseph Meister, from a small place in Alsace was brought by his mother to Paris for treatment. He had been severely bitten by a mad dog. Pasteur, with great trepidation, but moved by his usual compassion, undertook the case. The inoculations of the attenuated virus began at once. The boy suffered little inconvenience, playing about the laboratory during the ten days the treatment lasted. Pasteur was racked with fears alternating with hopes, his anxiety growing more intense as the virulence of the inoculations increased. On August 20, however, even he was convinced that the treatment was a complete success. In October a shepherd lad, who, though badly bitten himself, had saved some other children from the attack of a rabid dog, was the second one to benefit by the great discovery. Pasteur's exchange of letters with these boys after they had returned to their homes reveals the kindliness of his disposition. His sentiment toward children had regard both to what they were and to what they might become. One patient, brought to him thirty-seven days after being bitten, he failed to save. By March 1 Pasteur reported that three hundred and fifty cases had been treated with only one death.

It wasn't until 1885 that he started using his discovery to prevent rabies. On July 6, a young boy named Joseph Meister, from a small town in Alsace, was brought to Paris by his mother for treatment. He had been badly bitten by a rabid dog. Pasteur, feeling nervous but driven by his usual compassion, took on the case. The inoculations with the weakened virus began immediately. The boy experienced little discomfort, playing around the lab during the ten days of treatment. Pasteur was filled with alternating fears and hopes, his anxiety intensifying as the strength of the inoculations increased. However, on August 20, even he was convinced that the treatment was a complete success. In October, a shepherd boy, who had been severely bitten but saved other children from a rabid dog, became the second person to benefit from this groundbreaking discovery. Pasteur's letters with these boys after they returned home show his kind nature. He cared for them both as they were and as they could become. One patient, who came to him thirty-seven days after being bitten, he was unable to save. By March 1, Pasteur reported that three hundred and fifty cases had been treated with only one death.

When subscriptions were opened for the erection and endowment of the Pasteur Institute, a sum of 2,586,680 francs was received in contributions from many different parts of the world. Noteworthy among the contributors were the Emperor of Brazil, the Czar of Russia, the Sultan of Turkey, and the peasants of Alsace. On November 14, 1888, President Carnot opened the institution, which was soon[Pg 229] to witness the triumphs of Roux, Yersin, Metchnikoff, and other disciples of Pasteur. In the address prepared for this occasion the veteran scientist wrote:—

When subscriptions were opened for the establishment and funding of the Pasteur Institute, a total of 2,586,680 francs was collected from various parts of the world. Among the notable contributors were the Emperor of Brazil, the Czar of Russia, the Sultan of Turkey, and the peasants from Alsace. On November 14, 1888, President Carnot inaugurated the institution, which soon[Pg 229] witnessed the successes of Roux, Yersin, Metchnikoff, and other followers of Pasteur. In the speech prepared for this event, the experienced scientist wrote:—

"If I might be allowed, M. le Président, to conclude by a philosophical remark, inspired by your presence in this home of work, I should say that two contrary laws seem to be wrestling with each other at the present time; the one a law of blood and death, ever devising new means of destruction and forcing nations to be constantly ready for the battlefield—the other, a law of peace, work, and health, ever developing new means of delivering man from the scourges which beset him.

"If I may conclude with a philosophical remark, M. le Président, inspired by your presence in this workplace, I would say that two opposing forces seem to be at odds right now; one is a law of blood and death, constantly coming up with new ways to destroy and pushing nations to always be prepared for battle—the other is a law of peace, work, and health, always finding new ways to free humanity from the hardships that afflict it."

"The one seeks violent conquests, the other the relief of humanity. The latter places one human life above any victory; while the former would sacrifice hundreds and thousands of lives to the ambition of one. The law of which we are the instruments seeks, even in the midst of carnage, to cure the sanguinary ills of the law of war; the treatment inspired by our antiseptic methods may preserve thousands of soldiers. Which of these two laws will ultimately prevail God alone knows. But we may assert that French science will have tried, by obeying the law of humanity, to extend the frontiers of life."

"The first seeks violent victories, while the second aims to help humanity. The latter values one human life more than any triumph; the former would sacrifice hundreds or thousands of lives for the ambition of one person. The law that we serve tries, even amid the chaos of war, to heal the bloody wounds caused by the law of war; the treatment inspired by our modern methods could save thousands of soldiers. Only God knows which of these two laws will ultimately win out. However, we can say that French science will have attempted, by following the law of humanity, to expand the boundaries of life."

REFERENCES

W. W. Ford, The Life and Work of Robert Koch, Bulletin of the Johns Hopkins Hospital, Dec. 1911, vol. 22.

W. W. Ford, The Life and Work of Robert Koch, Bulletin of the Johns Hopkins Hospital, Dec. 1911, vol. 22.

C. A. Herter, The Influence of Pasteur on Medical Science, Bulletin of the Johns Hopkins Hospital, Dec. 1903, vol. 14.

C. A. Herter, The Influence of Pasteur on Medical Science, Bulletin of the Johns Hopkins Hospital, Dec. 1903, vol. 14.

E. O. Jordan, General Bacteriology (fourth edition, 1915).

E. O. Jordan, General Bacteriology (4th edition, 1915).

Charles C. W. Judd, The Life and Work of Lister, Bulletin of the Johns Hopkins Hospital, Oct. 1910, vol. 21.

Charles C. W. Judd, The Life and Work of Lister, Bulletin of the Johns Hopkins Hospital, Oct. 1910, vol. 21.

Stephen Paget, Pasteur and After Pasteur.

Stephen Paget, *Pasteur and After Pasteur*.

W. T. Sedgwick, Principles of Sanitary Science.

W. T. Sedgwick, Principles of Sanitary Science.

René Vallery-Radot, Life of Pasteur.

René Vallery-Radot, *Life of Pasteur*.


CHAPTER XVII

SCIENCE AND INVENTION—LANGLEY'S AEROPLANE

In his laudation of the nineteenth century Alfred Russel Wallace ventured to enumerate the chief inventions of that period: (1) Railways; (2) steam navigation; (3) electric telegraphs; (4) the telephone; (5) friction matches; (6) gas-lighting; (7) electric-lighting; (8) photography; (9) the phonograph; (10) electric transmission of power; (11) Röntgen rays; (12) spectrum analysis; (13) anæsthetics; (14) antiseptic surgery. All preceding centuries—less glorious than the nineteenth—can claim but seven or eight capital inventions: (1) Alphabetic writing; (2) Arabic numerals; (3) the mariner's compass; (4) printing; (5) the telescope; (6) the barometer and thermometer; (7) the steam engine. Similarly, to the nineteenth century thirteen important theoretical discoveries are ascribed, to the eighteenth only two, and to the seventeenth five.

In his praise of the nineteenth century, Alfred Russel Wallace listed the main inventions of that time: (1) Railways; (2) steam navigation; (3) electric telegraphs; (4) the telephone; (5) friction matches; (6) gas lighting; (7) electric lighting; (8) photography; (9) the phonograph; (10) electric power transmission; (11) X-rays; (12) spectrum analysis; (13) anesthetics; (14) antiseptic surgery. All the earlier centuries—less remarkable than the nineteenth—can only claim seven or eight major inventions: (1) Alphabetic writing; (2) Arabic numerals; (3) the mariner's compass; (4) printing; (5) the telescope; (6) the barometer and thermometer; (7) the steam engine. Likewise, the nineteenth century is credited with thirteen significant theoretical discoveries, while the eighteenth has only two, and the seventeenth five.

Of course the very purpose of these lists—namely, to compare the achievements of one century with those of other centuries—inclines us to view each invention as an isolated phenomenon, disregarding its antecedents and its relation to contemporary inventions. Studied in its development, steam navigation is but an application of one kind of steam engine, and, moreover, must be viewed as a[Pg 232] phase in the evolution of navigation since the earliest times. Like considerations would apply to railways, antiseptic surgery, or friction matches. The nineteenth-century inventor of the friction match was certainly no more ingenious (considering the means that chemistry had put at his disposal) than many of the savages who contributed by their intelligence to methods of producing, maintaining, and using fire. In fact, as we approach the consideration of prehistoric times it becomes difficult to distinguish inventions from the slow results of development—in metallurgy, tool-making, building, pottery, war-gear, weaving, cooking, the domestication of animals, the selection and cultivation of plants. Moreover, it is scarcely in the category of invention that the acquisition of alphabetic writing or the use of Arabic numerals properly belongs.

Of course, the main goal of these lists—specifically, to compare the achievements of one century with those of others—tends to lead us to see each invention as a standalone event, ignoring its background and its connection to inventions of the same era. When we look at its progression, steam navigation is just a type of steam engine and should be seen as a[Pg 232] stage in the long history of navigation. The same idea applies to railways, antiseptic surgery, or friction matches. The inventor of the friction match in the nineteenth century was no more innovative (given the resources chemistry provided) than many early humans who used their knowledge to create, sustain, and use fire. In fact, as we delve into prehistoric times, it becomes hard to tell inventions apart from the gradual outcomes of development—in metallurgy, tool-making, construction, pottery, weaponry, weaving, cooking, domesticating animals, and selecting and cultivating plants. Furthermore, the development of alphabetic writing or the introduction of Arabic numerals hardly fits the definition of invention.

These and other objections, such as the omission of explosives, firearms, paper, will readily occur to the reader. Nevertheless, these lists, placed side by side with the record of theoretic discoveries, encourage the belief that, more and more, sound theory is productive of useful inventions, and that henceforth it must fall to scientific endeavor rather than to lucky accident to strengthen man's control over Nature. Even as late as the middle of the nineteenth century accident and not science was regarded as the fountain-head of invention, and the view that a knowledge of the causes and secret motions of things would lead to "the enlarging of the bounds of human empire to the effecting of all things possible" was scouted as the idle dream of a doctrinaire.

These and other objections, like the lack of explosives, firearms, and paper, will easily come to mind for the reader. However, these lists, when compared with the record of theoretical discoveries, support the idea that, increasingly, solid theory leads to useful inventions, and that from now on, it will be scientific efforts rather than chance that enhance humanity's control over Nature. Even as late as the mid-19th century, chance, not science, was seen as the main source of invention, and the belief that understanding the causes and hidden movements of things would lead to "expanding the limits of human power to achieve all possible things" was dismissed as the fanciful notion of a theorist.

In the year 1896 three important advances were[Pg 233] made in man's mastery of his environment. These are associated with the names of Marconi, Becquerel, and Langley. It was in this year that the last-named, long known to the scientific world for his discoveries in solar physics, demonstrated in the judgment of competent witnesses the practicability of mechanical flight. This was the result of nine years' experimentation. It was followed by several more years of fruitful investigation, leading to that ultimate triumph which it was given to Samuel Pierpont Langley to see only with the eye of faith.

In 1896, three significant breakthroughs were[Pg 233] achieved in humanity's control over its surroundings. These are linked to Marconi, Becquerel, and Langley. That year, Langley, who had long been recognized in the scientific community for his work in solar physics, demonstrated—according to credible witnesses—the feasibility of mechanical flight. This came after nine years of experimentation. It was followed by several more years of valuable research, ultimately leading to a success that Samuel Pierpont Langley could only envision in his imagination.

The English language has need of a new word ("plane") to signify the floating of a bird upon the wing with slight, or no, apparent motion of the wings (planer, schweben). To hover has other connotations, while to soar is properly to fly upward, and not to hang poised upon the air. The miracle of a bird's flight, that steady and almost effortless motion, had interested Langley intensely—as had also the sun's radiation—from the years of his childhood. The phenomenon (the way of an eagle in the air) has always, indeed, fascinated the human imagination and at the same time baffled the comprehension. The skater on smooth ice, the ship riding at sea, or even the fish floating in water, offers only an incomplete analogy; for the fish has approximately the same weight as the water it displaces, while a turkey buzzard of two or three pounds' weight will circle by the half-hour on motionless wing upheld only by the thin medium of the air.

The English language needs a new word ("plane") to describe how a bird floats in the air with little or no visible wing movement (planer, schweben). To hover has different meanings, while to soar specifically means to fly upward, not to remain suspended in the air. The wonder of a bird's flight, that smooth and almost effortless movement, had captivated Langley since childhood, along with the sun's radiation. The way an eagle navigates the sky has always fascinated humanity while also eluding full understanding. The skater gliding on smooth ice, the ship bobbing at sea, or even the fish swimming in water provide only partial comparisons; the fish displaces water that roughly matches its own weight, whereas a turkey buzzard weighing two or three pounds can circle for half an hour on still wings, supported only by the thin air.

In 1887, prior to his removal to Washington as Secretary of the Smithsonian Institution, Langley began his experiments in aerodynamics at the old[Pg 234] observatory in Allegheny—now a part of the city of Pittsburgh. His chief apparatus was a whirling table, sixty feet in diameter, and with an outside speed of seventy miles an hour. This was at first driven by a gas engine,—ironically named "Automatic,"—for which a steam engine was substituted in the following year. By means of the whirling table and a resistance-gauge (dynamometer chronograph) Langley studied the effect of the air on planes of varying lengths and breadths, set at varying angles, and borne horizontally at different velocities. At times he substituted stuffed birds for the metal planes, on the action of which under air pressure his scientific deductions were based. In 1891 he published the results of his experiments. These proved—in opposition to the teaching of some very distinguished scientists—that the force required to sustain inclined planes in horizontal locomotion through the air diminishes with increased velocity (at least within the limits of the experiment). Here a marked contrast is shown between aerial locomotion on the one hand, and land and water locomotion on the other; "whereas in land or marine transport increased speed is maintained only by a disproportionate expenditure of power, within the limits of experiment in such aerial horizontal transport, the higher speeds are more economical of power than the lower ones." Again, the experiments demonstrated that the force necessary to maintain at high velocity an apparatus consisting of planes and motors could be produced by means already available. It was found, for example, that one horse-power rightly applied is sufficient to maintain a plane of two hundred pounds in[Pg 235] horizontal flight at a rate of about forty-five miles an hour. Langley had in fact furnished experimental proof that the aerial locomotion of bodies many times heavier than air was possible. He reserved for further experimentation the question of aerodromics, the form, ascent, maintenance in horizontal position, and descent of an aerodrome (ἀεροδρόμος, traversing the air), as he called the prospective flying machine. He believed, however, that the time had come for seriously considering these things, and intelligent physicists, who before the publication of Langley's experiments had regarded all plans of aerial navigation as utopian, soon came to share his belief. According to Octave Chanute there was in Europe in 1889 utter disagreement and confusion in reference to fundamental questions of aerodynamics. He thought Langley had given firm ground to stand upon concerning air resistances and reactions, and that the beginning of the solution of the problem of aerial navigation would date from the American scientist's experiments in aerodynamics.

In 1887, before moving to Washington as the Secretary of the Smithsonian Institution, Langley started his experiments in aerodynamics at the old[Pg 234] observatory in Allegheny, which is now part of Pittsburgh. His main piece of equipment was a whirling table, sixty feet in diameter, with an outer speed of seventy miles per hour. Initially, it was powered by a gas engine—ironically called "Automatic"—but a steam engine replaced it the following year. Using the whirling table and a resistance gauge (dynamometer chronograph), Langley examined how air impacted planes of different lengths and widths, positioned at various angles, and moving horizontally at different speeds. Occasionally, he used stuffed birds instead of the metal planes to base his scientific conclusions on their behavior under air pressure. In 1891, he published the findings of his experiments. These results challenged the beliefs of some very respected scientists by proving that the force needed to keep inclined planes moving horizontally through the air decreases with increased speed (at least within the parameters of the experiment). This highlighted a significant difference between aerial movement and movement on land or water; "while in land or marine transport increased speed is only achieved by disproportionately higher energy expenditure, in aerial horizontal transport, higher speeds are actually more efficient in terms of power than lower speeds." Additionally, the experiments showed that the force needed to maintain high-speed movement of a device made up of planes and motors could be generated with existing technology. For instance, it was determined that just one horsepower properly utilized could keep a two-hundred-pound plane in[Pg 235] horizontal flight at about forty-five miles per hour. Langley had effectively provided experimental evidence that flying objects many times heavier than air were feasible. He decided to reserve further exploration of aerodromics—the design, ascent, stabilization in horizontal flight, and descent of a future flying machine, which he termed an aerodrome (ἀεροδρόμος, traversing the air). However, he felt that the time had come to seriously consider these concepts, and many knowledgeable physicists, who had previously seen all plans for aerial navigation as unrealistic before Langley's experiments were published, soon began to share his perspective. According to Octave Chanute, in 1889, there was widespread disagreement and confusion in Europe regarding fundamental issues of aerodynamics. He believed Langley had established solid ground on air resistance and reactions and that the beginning of solving the aerial navigation problem would trace back to the American scientist's aerodynamic experiments.

Very early in his investigations Langley thought he received through watching the anemometer a clue to the mystery of flight. Observations, begun at Pittsburgh in 1887 and continued at Washington in 1893, convinced him that the course of the wind is "a series of complex and little-known phenomena," and that a wind to which we may assign a mean velocity of twenty or thirty miles an hour, even disregarding the question of strata and currents, is far from being a mere mass movement, and consists of pulsations varying both in rate and direction from second to second. If this complexity is revealed by the stationary[Pg 236] anemometer—which may register a momentary calm in the midst of a gale—how great a diversity of pressure must exist in a large extent of atmosphere. This internal work of the wind will lift the soaring bird at times to higher levels, from which without special movement of the wings it may descend in the very face of the wind's general course.

Very early in his investigations, Langley thought he found a clue to the mystery of flight by watching the anemometer. His observations, which started in Pittsburgh in 1887 and continued in Washington in 1893, convinced him that the wind's behavior is "a series of complex and little-known phenomena." He realized that a wind with an average speed of twenty or thirty miles an hour, even ignoring the issue of layers and currents, isn't just a simple mass movement; it consists of pulsations that change in both speed and direction every second. If this complexity can be seen in a stationary[Pg 236] anemometer—which can show a moment of calm in the middle of a storm—then imagine how much pressure variation exists across a large area of the atmosphere. This internal work of the wind can lift a soaring bird to higher altitudes, allowing it to glide down against the general wind direction without needing to move its wings.

From the beginning, however, of his experiments Langley had sought to devise a successful flying machine. In 1887 and the following years he constructed about forty rubber-driven models, all of which were submitted to trial and modification. From these tests he felt that he learned much about the conditions of flight in free air which could not be learned from the more definitely controlled tests with simple planes on the whirling table. His essential object was, of course, to reduce the principles of equilibrium to practice. Besides different forms and sizes he tried various materials of construction, and ultimately various means of propulsion. Before he could test his larger steam-driven models, made for the most part of steel and weighing about one thousand times as much as the air displaced, Langley spent many months contriving and constructing suitable launching apparatus. The solution of the problem of safe descent after flight he in a sense postponed, conducting his experiments from a house-boat on the Potomac, where the model might come down without serious damage.

From the start of his experiments, Langley aimed to create a successful flying machine. In 1887 and the years that followed, he built about forty rubber-powered models, all of which were tested and modified. From these trials, he felt he gained valuable insights about flying in open air that couldn’t be gathered from the more controlled tests with simple planes on a spinning table. His main goal was to practically apply the principles of balance. In addition to trying different shapes and sizes, he experimented with various construction materials and ultimately different propulsion methods. Before he could test his larger steam-powered models, which were mostly made of steel and weighed about a thousand times more than the air they displaced, Langley spent many months designing and building appropriate launching equipment. He somewhat deferred the challenge of safe landings, conducting his experiments from a houseboat on the Potomac, where the models could come down without being seriously damaged.

THE FIRST SUCCESSFUL HEAVIER-THAN-AIR FLYING MACHINE
A photo captured at the moment Langley's aerodrome was launched on May 6, 1896.

It was on May 6, 1896 (the anniversary of which date is now celebrated as Langley Day), that the success was achieved which all who witnessed it considered decisive of the future of mechanical flight. The whole apparatus—steel frame, miniature steam engine, smoke stack, condensed-air chamber, gasoline tank, wooden propellers, wings—weighed about twenty-four pounds. There was developed a steam pressure of about 115 pounds, and the actual power was nearly one horse-power. At a given signal the aeroplane was released from the overhead launching apparatus on the upper deck of the house-boat. It rose steadily to an ultimate height of from seventy to a hundred feet. It circled (owing to the guys of one wing being loose) to the right, completing two circles and beginning a third as it advanced; so that the whole course had the form of a spiral. At the end of one minute and twenty seconds the propellers began to slow down owing to the exhaustion of fuel. The aeroplane descended slowly and gracefully, appearing to settle on the water. It seemed to Alexander Graham Bell that no one could witness this interesting spectacle, of a flying machine in perfect equilibrium, without being convinced that the possibility of aerial flight by mechanical means had been demonstrated. On the very day of the test he wrote to the Académie des Sciences that there had never before been constructed, so far as he knew, a heavier-than-air flying machine, or aerodrome, which could by its own power maintain itself in the air for more than a few seconds.

It was on May 6, 1896 (now celebrated as Langley Day) that a significant milestone was reached in the history of mechanical flight, as observed by everyone present. The entire setup—steel frame, small steam engine, smoke stack, compressed air chamber, gasoline tank, wooden propellers, and wings—weighed around twenty-four pounds. A steam pressure of about 115 pounds was created, generating nearly one horsepower. At a predetermined signal, the airplane was released from the launching mechanism on the upper deck of the houseboat. It steadily climbed to a height of seventy to a hundred feet. Due to one of the wing cables being loose, it tilted to the right, completing two loops and starting a third as it moved forward, creating a spiral path. After one minute and twenty seconds, the propellers started to slow as the fuel ran low. The airplane descended slowly and gracefully, appearing to land on the water. Alexander Graham Bell felt that no one could see this captivating scene of a flying machine in perfect balance without believing that mechanical flight was indeed possible. On the day of the test, he wrote to the Académie des Sciences that, as far as he knew, no heavier-than-air flying machine, or aerodrome, had ever been built that could sustain itself in the air under its own power for more than a few seconds.

Langley felt that he had now completed the work in this field which properly belonged to him as a scientist—"the demonstration of the practicability of mechanical flight"—and that the public might look to others for its development and commercial exploitation. Like Franklin and Davy he declined[Pg 237]
[Pg 238]
to take out patents, or in any way to make money from scientific discovery; and like Henry, the first Secretary of the Smithsonian Institution (to whom the early development of electro-magnetic machines was due), he preferred to be known as a scientist rather than as an inventor.

Langley felt that he had now finished the work in this area that rightfully belonged to him as a scientist—"the proof that mechanical flight is possible"—and that the public could look to others for its advancement and commercial use. Like Franklin and Davy, he chose[Pg 237]
[Pg 238]
not to take out patents or to profit from scientific discoveries; and like Henry, the first Secretary of the Smithsonian Institution (who was responsible for the early development of electromagnetic machines), he preferred to be recognized as a scientist rather than as an inventor.

Nevertheless, Langley's desire to construct a large, man-carrying aeroplane ultimately became irresistible. Just before the outbreak of the Spanish War in 1898 he felt that such a machine might be of service to his country in the event of hostilities that seemed to him imminent. The attention of President McKinley was called to the matter, and a joint commission of Army and Navy officers was appointed to make investigation of the results of Professor Langley's experiments in aerial navigation. A favorable report having been made by that body, the Board of Ordnance and Fortification recommended a grant of fifty thousand dollars to defray the expenses of further research. Langley was requested to undertake the construction of a machine which might lead to the development of an engine of war, and in December, 1898, he formally agreed to go on with the work.

Nevertheless, Langley's desire to build a large, man-carrying airplane became impossible to resist. Just before the start of the Spanish War in 1898, he felt that such a machine could be useful to his country if conflict, which he believed was imminent, arose. President McKinley was alerted to the situation, and a joint commission of Army and Navy officers was formed to investigate the results of Professor Langley's experiments in aerial navigation. After the commission provided a positive report, the Board of Ordnance and Fortification recommended a grant of fifty thousand dollars to cover the costs of further research. Langley was asked to take on the construction of a machine that could lead to the development of a war engine, and in December 1898, he officially agreed to continue the work.

He hoped at first to obtain from manufacturers a gasoline engine sufficiently light and sufficiently powerful for a man-carrying machine. After several disappointments, the automobile industry being then in its infancy, he succeeded in constructing a five-cylinder gasoline motor of fifty-two horse-power and weighing only about a hundred and twenty pounds. He also constructed new launching apparatus. After tests with superposed sustaining surfaces, he adhered to the "single-tier plan." There is interesting evi[Pg 239]dence that in 1900 Langley renewed his study of the flight of soaring birds, the area of their extended wing surface in relation to weight, and the vertical distance between the center of pressure and the center of gravity in gulls and different species of buzzards. He noted among other things that the tilting of a wing was sufficient to bring about a complete change of direction.

He initially hoped to get a gasoline engine from manufacturers that was light enough and powerful enough for a man-carrying machine. After several setbacks, as the automobile industry was still new, he managed to build a five-cylinder gasoline engine with fifty-two horsepower that weighed around a hundred and twenty pounds. He also developed new launching equipment. After testing with stacked supporting surfaces, he decided to stick with the "single-tier plan." There is interesting evidence that in 1900 Langley revisited his study of the flight of soaring birds, looking at the area of their extended wing surfaces in relation to weight and the vertical distance between the center of pressure and the center of gravity in gulls and various species of buzzards. He observed, among other things, that tilting a wing was enough to cause a complete change in direction.

By the summer of 1903 two new machines were ready for field trials, which were undertaken from a large house-boat, especially constructed for the purpose and then moored in the mid-stream of the Potomac about forty miles below Washington. The larger of these two machines weighed seven hundred and five pounds and was designed to carry an engineer to control the motor and direct the flight. The motive power was supplied by the light and powerful gasoline engine already referred to. The smaller aeroplane was a quarter-size model of the larger one. It weighed fifty-eight pounds, had an engine of between two and a half and three horse-power, and a sustaining surface of sixty-six square feet.

By the summer of 1903, two new machines were ready for field tests, which were conducted from a large houseboat specially built for the purpose and then anchored in the middle of the Potomac about forty miles downstream from Washington. The larger of the two machines weighed seven hundred and five pounds and was designed to carry an engineer to operate the motor and guide the flight. The power came from the lightweight yet powerful gasoline engine mentioned earlier. The smaller airplane was a quarter-scale model of the larger one. It weighed fifty-eight pounds, had an engine with between two and a half and three horsepower, and a wing area of sixty-six square feet.

This smaller machine was tested August 8, 1903, the same launching apparatus being employed as with the steam-driven models of 1896. In spite of the fact that one of the mechanics failed to withdraw a certain pin at the moment of launching, and that some breakage of the apparatus consequently occurred, the aeroplane made a good start, and fulfilled the main purpose of the test by maintaining a perfect equilibrium. After moving about three hundred and fifty feet in a straight course it wheeled a quarter-circle to the right, at the same time descending[Pg 240] slightly, the engine slowing down. Then it began to rise, moving straight ahead again for three or four hundred feet, the propellers picking up their former rate. Once more the engine slackened, but, before the aeroplane reached the water, seemed to regain its normal speed. For a third time the engine slowed down, and, before it recovered, the aeroplane had touched the water. It had traversed a distance of one thousand feet in twenty-seven seconds. One of the workmen confessed that he had poured into the tank too much gasoline. This had caused an overflow into the intake pipe, which in turn interfered with the action of a valve.

This smaller machine was tested on August 8, 1903, using the same launching system as the steam-driven models from 1896. Even though one of the mechanics forgot to remove a pin at the moment of launch, which led to some damage to the equipment, the airplane took off smoothly and achieved the main goal of the test by maintaining perfect balance. After traveling about three hundred and fifty feet in a straight line, it turned a quarter-circle to the right while descending slightly, and the engine slowed down. Then it began to climb, flying straight ahead again for three or four hundred feet, with the propellers picking up their previous speed. The engine slowed down once more, but before the airplane hit the water, it seemed to recover its normal speed. For a third time, the engine reduced power, and before it could regain speed, the airplane landed on the water. It had covered a distance of one thousand feet in twenty-seven seconds. One of the workers admitted he had put too much gasoline in the tank, which caused an overflow into the intake pipe, interfering with a valve's operation.

The larger aeroplane with the engineer Manly on board was first tested on October 7 of the same year, but the front guy post caught in the launching car and the machine plunged into the water a few feet from the house-boat. In spite of this discouraging mishap the engineers and others present felt confidence in the aeroplane's power to fly. What would to-day be regarded by an aeronaut as a slight setback seemed at that moment like a tragic failure. The fifty thousand dollars had been exhausted nearly two years previously; Professor Langley had made as full use as seemed to him advisable of the resources put at his disposal by the Smithsonian Institution; the young men of the press, for whom the supposed aberration of a great scientist furnished excellent copy, were virulent in their criticisms. Manly made one more heroic attempt under very unfavorable conditions at the close of a winter's day (December 8, 1903). Again difficulty occurred with the launching gear, the rear wings and rudder being wrecked be[Pg 241]fore the aeroplane was clear of the ways. The experiments were now definitely abandoned, and the inventor was overwhelmed by the sense of failure, and still more by the skepticism with which the public had regarded his endeavors.

The larger airplane with engineer Manly on board was first tested on October 7 of the same year, but the front guy post got caught in the launching car, and the machine crashed into the water just a few feet from the houseboat. Despite this discouraging setback, the engineers and others present felt confident in the airplane's ability to fly. What would be considered a minor setback today seemed like a tragic failure at that moment. The fifty thousand dollars had run out nearly two years earlier; Professor Langley had used up all the resources provided by the Smithsonian Institution as he thought best; and the young reporters, who found the supposed oddities of a great scientist great for their stories, were harshly critical. Manly made one more heroic attempt under very unfavorable conditions at the end of a winter’s day (December 8, 1903). Again, there were problems with the launching gear, and the rear wings and rudder were destroyed before the airplane could get off the ground. The experiments were now officially abandoned, and the inventor was overwhelmed by the feeling of failure, and even more by the skepticism the public had towards his efforts.

In 1905 an account of Langley's aeroplane appeared in the Bulletin of the Italian Aeronautical Society. Two years later this same publication in an article on a new Blériot aeroplane said: "The Blériot IV in the form of a bird ... does not appear to give good results, perhaps on account of the lack of stability, and Blériot, instead of trying some new modification which might remedy such a grave fault, laid it aside and at once began the construction of a new type, No. V, adopting purely and simply the arrangement of the American, Langley, which offers a good stability." In the summer of 1907 Blériot obtained striking results with this machine, the launching problem having been solved in the previous year—the year of Langley's death—by the use of wheels which permitted the aeroplane to get under way by running along the ground under its own driving power. The early flights with No. V were made at a few feet from the ground, and the clever French aviator could affect the direction of the machine by slightly shifting his position, and even had skill to bring it down by simply leaning forward. By the use of the steering apparatus he circled to the right or to the left with the grace of a bird on the wing. When, on July 25, 1909, Blériot crossed the English Channel in his monoplane, all the world knew that man's conquest of the air was a fait accompli.

In 1905, an article about Langley's airplane was published in the Bulletin of the Italian Aeronautical Society. Two years later, this same publication discussed a new Blériot airplane, stating: "The Blériot IV, shaped like a bird, ... doesn’t seem to deliver good results, possibly due to a lack of stability. Instead of trying some new modification to fix this serious issue, Blériot set it aside and immediately started working on a new model, No. V, simply adopting the design of the American Langley, which offers good stability." In the summer of 1907, Blériot achieved impressive results with this machine, solving the launching problem the previous year—the year of Langley's death—by using wheels that allowed the airplane to take off by running along the ground under its own power. The early flights with No. V were just a few feet off the ground, and the skilled French aviator could control the direction of the machine by subtly shifting his position, even managing to land it by leaning forward. With the steering apparatus, he could turn right or left gracefully, like a bird in flight. When, on July 25, 1909, Blériot crossed the English Channel in his monoplane, the whole world recognized that humanity's conquest of the air was a fait accompli.

About three years after Langley's death the Board of Regents of the Smithsonian Institution established the Langley Medal for investigations in aerodromics in its application to aviation. The first award went (1909) to Wilbur and Orville Wright, the second (1913) to Mr. Glenn H. Curtiss and M. Gustave Eiffel. On the occasion of the presentation of the medals of the second award—May 6, 1913—the Langley Memorial Tablet, erected in the main vestibule of the Smithsonian building, was unveiled by the scientist's old friend, Dr. John A. Brashear. In the words of the present Secretary of the Institution, the tablet represents Mr. Langley seated on a terrace where he has a clear view of the heavens, and, in a meditative mood, is observing the flight of birds, while in his mind he sees his aerodrome soaring above them.

About three years after Langley's death, the Board of Regents of the Smithsonian Institution established the Langley Medal for research in aerodynamics as it applies to aviation. The first award in 1909 went to Wilbur and Orville Wright, and the second in 1913 was awarded to Mr. Glenn H. Curtiss and M. Gustave Eiffel. During the ceremony for the second award on May 6, 1913, the Langley Memorial Tablet, located in the main vestibule of the Smithsonian building, was unveiled by the scientist's old friend, Dr. John A. Brashear. According to the current Secretary of the Institution, the tablet depicts Mr. Langley sitting on a terrace with a clear view of the sky, in a thoughtful pose, observing the flight of birds, while envisioning his aerodrome soaring above them.

The lettering of the tablet is as follows:—

The inscription on the tablet is as follows:—

SAMUEL PIERPONT LANGLEY
1834-1906

SAMUEL PIERPONT LANGLEY
1834-1906

SECRETARY OF THE SMITHSONIAN INSTITUTION
1887-1906

SECRETARY OF THE SMITHSONIAN
1887-1906


DISCOVERED THE RELATIONS OF SPEED
AND ANGLE OF INCLINATION TO THE
LIFTING POWER OF SURFACES WHEN
MOVING IN AIR

DISCOVERED THE RELATIONSHIP BETWEEN SPEED
AND ANGLE OF INCLINATION TO THE
LIFTING POWER OF SURFACES WHEN
MOVING THROUGH AIR


"I have brought to a close the portion of the work which seemed to be especially mine, the demonstration of the practicability of mechanical flight."

"I've completed the section of the work that felt most personal to me, which is proving that mechanical flight is achievable."

"The great universal highway overhead is now soon to be opened."—Langley, 1897.

"The great universal highway in the sky is set to open soon." —Langley, 1897.

A still more fitting tribute to the memory of the great inventor came two years later from a successful aviator. In the spring of 1914 Mr. Glenn H. Curtiss was invited to send apparatus to Washington for the Langley Day Celebration. He expressed the desire to put the Langley aeroplane itself in the air. The machine was taken to the Curtiss Aviation Field at Keuka Lake, New York. Langley's method of launching had been proved practical, but Curtiss finally decided to start from the water, and accordingly fitted the aeroplane with hydroaeroplane floats. In spite of the great increase in weight involved by this addition, the Langley aeroplane, under its own power plant, skimmed over the wavelets, rose from the lake, and soared gracefully in the air, maintaining its equilibrium, on May 28, 1914, over eight years after the death of its designer. When furnished with an eighty horse-power motor, more suited to its increased weight, the aerodrome planed easily over the water in more prolonged flight. In the periodical publications of June, 1914, may be read the eloquent announcement: "Langley's Folly Flies."

A more fitting tribute to the memory of the great inventor came two years later from a successful aviator. In the spring of 1914, Mr. Glenn H. Curtiss was invited to send equipment to Washington for the Langley Day Celebration. He wanted to get the Langley airplane into the air. The aircraft was taken to the Curtiss Aviation Field at Keuka Lake, New York. Langley's method of launching had been shown to be practical, but Curtiss ultimately decided to launch from the water instead and equipped the airplane with floats for hydroaeroplanes. Despite the significant increase in weight from this addition, the Langley airplane, using its own power, skimmed over the waves, lifted off from the lake, and soared gracefully into the air, maintaining its balance on May 28, 1914, more than eight years after its designer's death. When fitted with an eighty horsepower motor, more suitable for its added weight, the aircraft glided smoothly over the water in longer flights. In the publications of June 1914, one can read the exciting announcement: "Langley's Folly Flies."

REFERENCES

Alexander Graham Bell, Experiments in Mechanical Flight, Nature, May 28, 1896.

Alexander Graham Bell, Experiments in Mechanical Flight, Nature, May 28, 1896.

Alexander Graham Bell, The Pioneer Aerial Flight, Scientific American, Supplement, Feb. 26, 1910.

Alexander Graham Bell, The Pioneer Aerial Flight, Scientific American, Supplement, Feb. 26, 1910.

S. P. Langley, Experiments in Aerodynamics.

S. P. Langley, *Experiments in Aerodynamics*.

S. P. Langley, The "Flying Machine," McClure's, June, 1897 (illustrated).

S. P. Langley, The "Flying Machine," McClure's, June, 1897 (illustrated).

Langley Memoir on Mechanical Flight, Smithsonian Contributions to Knowledge, vol. 27, no. 3 (illustrated).

Langley Memoir on Mechanical Flight, Smithsonian Contributions to Knowledge, vol. 27, no. 3 (illustrated).

Scientific American, Jan. 13, 1912, A Memorial Honor to a Pioneer Inventor.

Scientific American, Jan. 13, 1912, A Memorial Honor to a Pioneer Inventor.

The Smithsonian Institution 1846-1896. The History of its First Half-Century, edited by G. B. Goode.

The Smithsonian Institution 1846-1896. The History of its First Half-Century, edited by G. B. Goode.

A. F. Zahm, The First Man-carrying Aeroplane capable of Sustained Free Flight, Annual Report of the Smithsonian Institution, 1914 (illustrated).

A. F. Zahm, The First Man-Carrying Airplane Capable of Sustained Free Flight, Annual Report of the Smithsonian Institution, 1914 (illustrated).


CHAPTER XVIII

SCIENTIFIC HYPOTHESIS—RADIOACTIVE SUBSTANCES

The untrained mind, reliant on so-called facts and distrustful of mere theory, inclines to think of truth as fixed rather than progressive, static rather than dynamic. It longs for certainty and repose, and has little patience for any authority that does not claim absolute infallibility. Many a man of the world is bewildered to find Newton's disciples building upon or refuting the teachings of the master, or to learn that Darwin's doctrine is itself subject to the universal law of change and development. Though in ethics and religion the older order changes yielding place to new, and the dispensation of an eye for an eye and a tooth for a tooth finds its fulfilment and culmination in a dispensation of forbearance and non-resistance of evil, still many look upon the overthrow of any scientific theory not as a sign of vitality and advance, but as a symptom of the early dissolution or at least of the bankruptcy of science. It is not surprising, therefore, that the public regard the scientific hypothesis with a kind of contempt; for a hypothesis (ὑπόθεσις, foundation, supposition) is necessarily ephemeral. When disproved, it is shown to have been a false supposition; when proved, it is no longer hypothetic.

The untrained mind, dependent on so-called facts and skeptical of mere theory, tends to view truth as something fixed rather than evolving, static instead of dynamic. It craves certainty and stability, showing little patience for any authority that doesn't claim to be absolutely infallible. Many worldly people are confused to see Newton's followers building on or challenging the teachings of the master or to discover that Darwin's ideas are themselves subject to the universal principle of change and development. While in ethics and religion the old system changes to make way for the new, and the idea of an eye for an eye and a tooth for a tooth reaches its climax in the principle of patience and non-resistance to evil, many still view the rejection of any scientific theory not as a sign of vitality and progress, but as a sign of the early collapse or at least the failure of science. It’s not surprising, then, that the public looks at scientific hypotheses with a sense of contempt, since a hypothesis (ὑπόθεσις, foundation, supposition) is inherently temporary. When disproven, it is revealed to have been a false assumption; when proven, it is no longer a hypothesis.

Yet a page from the history of science should indicate that hypotheses play a rôle in experimental[Pg 246] science and lead to results that no devotee of facts and scorner of mere theory can well ignore.

Yet a page from the history of science should show that hypotheses play a role in experimental[Pg 246] science and lead to results that no true believer in facts and critic of mere theory can easily dismiss.

In 1895 Sir William Ramsay, who in the previous year had discovered an inert gas, argon, in the atmosphere, identified a second inert gas (obtained from minerals containing uranium and thorium) as helium (ἥλιος, sun), an element previously revealed by spectrum analysis as a constituent of the sun. In the same year Röntgen, while experimenting with the rays that stream from the cathode in a vacuum tube, discovered new rays (which he called X-rays) possessed of wonderful photographic power. At the beginning of 1896 Henri Becquerel, experimenting on the supposition, or hypothesis, that the emission of rays was associated with phosphorescence, tested the photographic effects of a number of phosphorescent substances. He exposed, among other compounds, crystals of the double sulphate of uranium and potassium to sunlight and then placed upon the crystals a photographic plate wrapped in two thicknesses of heavy black paper. The outline of the phosphorescent substance was developed on the plate. An image of a coin was obtained by placing it between uranic salts and a photographic plate. Two or three days after reporting this result Becquerel chanced (the sunlight at the time seeming to him too intermittent for experimentation) to put away in the same drawer, and in juxtaposition, a photographic plate and these phosphorescent salts. To his surprise he obtained a clear image when the plate was developed. He now assumed the existence of invisible rays similar to X-rays. They proved capable of passing through sheets of aluminum and of copper, and of discharging electri[Pg 247]fied bodies. Days elapsed without any apparent diminution of the radiation. On the supposition that the rays might resemble light he tried to refract, reflect, and polarize them; but this hypothesis was by the experiments of Rutherford, and of Becquerel himself, ultimately overthrown. In the mean time the French scientist obtained radiations from metallic uranium and from uranous salts. These, in contrast with the uranic salts, are non-phosphorescent. Becquerel's original hypothesis was thus overthrown. Radiation is a property inherent in uranium and independent both of light and of phosphorescence.

In 1895, Sir William Ramsay, who had discovered an inert gas called argon in the atmosphere the previous year, identified a second inert gas from minerals containing uranium and thorium as helium (ἥλιος, sun), an element previously detected through spectrum analysis as a part of the sun. That same year, Röntgen, while experimenting with rays emitted from the cathode in a vacuum tube, discovered new rays (which he named X-rays) that had amazing photographic capabilities. At the start of 1896, Henri Becquerel, working under the idea that the emission of rays was linked to phosphorescence, tested the photographic effects of several phosphorescent substances. He exposed crystals of the double sulfate of uranium and potassium to sunlight and then placed a photographic plate, wrapped in two layers of heavy black paper, on top of the crystals. The outline of the phosphorescent substance was revealed on the plate. An image of a coin was created by placing it between uranic salts and a photographic plate. A couple of days after reporting this finding, Becquerel happened to store a photographic plate and these phosphorescent salts together in the same drawer (the sunlight at the time seeming too inconsistent for proper experiments). To his surprise, he got a clear image when the plate was developed. He now assumed there were invisible rays similar to X-rays. These rays were able to pass through sheets of aluminum and copper, and could discharge electrified bodies. Days went by without any noticeable decrease in the radiation. Assuming that the rays might behave like light, he attempted to refract, reflect, and polarize them; however, this idea was ultimately disproven by experiments conducted by Rutherford and Becquerel himself. Meanwhile, the French scientist obtained radiations from metallic uranium and uranous salts, which, unlike uranic salts, do not phosphoresce. Becquerel's original hypothesis was thus invalidated. Radiation is a property intrinsic to uranium and is independent of both light and phosphorescence.

On April 13 and April 23 (1898) respectively Mme. Sklodowska Curie and G. C. Schmidt published the results of their studies of the radiations of the salts of thorium. Each of these studies was based on the work of Becquerel. Mme. Curie examined at the same time the salts of uranium and a number of uranium ores. Among the latter she made use of the composite mineral pitchblende from the mines of Joachimsthal and elsewhere, and found that the radiations from the natural ores are more active than those from pure uranium. This discovery naturally led to further investigation, on the assumption that pitchblende contains more than one radioactive substance. Polonium, named by Mme. Curie in honor of her native country, was the third radioactive element to be discovered. In the chemical analysis of pitchblende made by Mme. Curie (assisted by M. Curie) polonium was found associated with bismuth. Radium, also discovered in this analysis of 1898, was associated with barium. Mme. Curie succeeded in obtaining the pure chloride of[Pg 248] radium and in determining the atomic weight of the new element. There is (according to Soddy) about one part of radium in five million parts of the best pitchblende, but the new element is about one million times more radioactive than uranium. It was calculated by M. Curie that the energy of one gram of radium would suffice to lift a weight of five hundred tons to a height of one mile. After discussing the bearing of the discovery of radioactivity on the threatened exhaustion of the coal supply Soddy writes enthusiastically: "But the recognition of the boundless and inexhaustible energy of Nature (and the intellectual gratification it affords) brightens the whole outlook of the twentieth century." The element yields spontaneously radium emanation without any apparent diminution of its own mass. In 1899 Debierne discovered, also in the highly complex pitchblende, actinium, which has proved considerably less radioactive than radium. During these investigations M. and Mme. Curie, M. Becquerel, and those associated with them were influenced by the hypothesis that radioactivity is an atomic property of radioactive substances. This hypothesis came to definite expression in 1899 and again in 1902 through Mme. Curie.

On April 13 and April 23, 1898, respectively, Mme. Sklodowska Curie and G. C. Schmidt published the results of their research on the radiations emitted by thorium salts. Each study was based on the work of Becquerel. At the same time, Mme. Curie studied uranium salts and various uranium ores. Among these, she worked with the composite mineral pitchblende from the mines of Joachimsthal and other locations, discovering that the radiations from the natural ores were more active than those from pure uranium. This finding naturally prompted further investigation, based on the assumption that pitchblende contains multiple radioactive substances. Polonium, named by Mme. Curie after her home country, was the third radioactive element to be identified. In the chemical analysis of pitchblende conducted by Mme. Curie (with assistance from M. Curie), polonium was found alongside bismuth. Radium, also discovered during this 1898 analysis, was associated with barium. Mme. Curie successfully obtained pure radium chloride and determined the atomic weight of this new element. There is, according to Soddy, about one part of radium in five million parts of the finest pitchblende, but this new element is about a million times more radioactive than uranium. M. Curie calculated that the energy from one gram of radium could lift a weight of five hundred tons to a height of one mile. After discussing how the discovery of radioactivity relates to the threatened depletion of coal supplies, Soddy enthusiastically wrote: "But the recognition of the boundless and inexhaustible energy of Nature (and the intellectual gratification it affords) brightens the whole outlook of the twentieth century." This element releases radium emanation spontaneously without any noticeable loss of its own mass. In 1899, Debierne also discovered actinium in the highly complex pitchblende, which has proven to be considerably less radioactive than radium. During these investigations, M. and Mme. Curie, M. Becquerel, and their collaborators were influenced by the idea that radioactivity is an atomic property of radioactive materials. This idea was clearly articulated by Mme. Curie in 1899 and again in 1902.

In the latter year the physicist E. Rutherford and the chemist F. Soddy, while investigating the radioactivity of thorium in the laboratories of McGill University, Montreal, were forced to recognize that thorium continuously gives rise to new kinds of radioactive matter differing from itself in chemical properties, in stability, and in radiant energy. They concurred in the view held by all the most prominent[Pg 249] workers in this subject, namely, that radioactivity is an atomic phenomenon. It is not molecular decomposition. They declared that the radioactive substances must be undergoing a spontaneous transformation. The daring nature of this hypothesis and its likelihood to revolutionize physical science is brought home to one by recalling that three decades previously an eminent physicist had said that "though in the course of ages catastrophes have occurred and may yet occur in the heavens, though ancient systems may be dissolved and new systems evolved out of their ruins, the molecules [atoms] out of which these systems are built—the foundation stones of the material universe—remain unbroken and unworn."

In that later year, physicist E. Rutherford and chemist F. Soddy, while studying the radioactivity of thorium in the labs at McGill University in Montreal, realized that thorium continuously generates new types of radioactive materials that differ from itself in chemical properties, stability, and radiant energy. They agreed with the view held by leading researchers in this field that radioactivity is an atomic phenomenon, not a molecular breakdown. They stated that radioactive substances must be going through a spontaneous transformation. The bold nature of this idea and its potential to change physical science are evident when recalling that three decades earlier, a noted physicist said, "though over the ages catastrophes have happened and may still happen in the heavens, though ancient systems might be broken down and new systems developed from their remnants, the molecules [atoms] that make up these systems—the building blocks of the material universe—stay intact and unaltered."

In 1903 Rutherford and Soddy stated definitely their hypothesis, generally known as the "Transformation Theory," that the atoms of radioactive substances suffer spontaneous disintegration, a process unaffected by great changes of temperature (or by physical or chemical changes of any kind at the disposal of the experimenter) and giving rise to new radioactive substances differing in chemical (and physical) properties from the parent elements. The radiations consist of α particles (atoms of helium minus two negative electrons), β particles, or electrons (charges of negative electricity), and γ rays, of the nature of Röntgen rays and light but of very much shorter wave length and of very great penetrating power. It is by the energy inherent in the atom of the radioactive substance that the radiations are ejected, sometimes, in the case of the γ rays, with velocity sufficient to penetrate two feet of lead. It is through these radiations that spontaneous transformation[Pg 250] takes place. After ten years of further investigation Rutherford stated that this hypothesis affords a satisfactory explanation of all radioactive phenomena, and gives unity to what without it would seem disconnected facts. Besides accounting for old experimental results it suggests new lines of work and even enables one to predict the outcome of further investigation. It does not really contradict, as some thought might be the case, the principle of the conservation of energy. The atom, to be sure, can no longer be considered the smallest unit of matter, as the mass of a β particle is approximately one seventeen-hundredths that of an atom of hydrogen. Still the new hypothesis is a modification and not a contradiction of the atomic theory.

In 1903, Rutherford and Soddy clearly presented their hypothesis, commonly referred to as the "Transformation Theory." They proposed that the atoms of radioactive substances undergo spontaneous disintegration, a process that remains unaffected by significant changes in temperature or any physical or chemical changes that an experimenter can make. This disintegration results in new radioactive substances that have different chemical and physical properties from the original elements. The radiations produced include α particles (helium atoms minus two negative electrons), β particles (or electrons, which carry a negative charge), and γ rays, which are similar in nature to X-rays and light but have much shorter wavelengths and much greater penetrating power. The energy inherent in the radioactive atom causes these radiations to be emitted, sometimes at speeds capable of penetrating two feet of lead, particularly in the case of γ rays. It is through these radiations that spontaneous transformation[Pg 250] occurs. After ten more years of research, Rutherford concluded that this hypothesis provides a satisfactory explanation for all radioactive phenomena and connects what would otherwise seem like unrelated facts. In addition to explaining previous experimental results, it opens up new avenues for research and even allows predictions about the outcomes of future investigations. Contrary to what some believed, it does not actually contradict the principle of conservation of energy. While the atom can no longer be regarded as the smallest unit of matter—the mass of a β particle is about one-seventeen-hundredths that of a hydrogen atom—this new hypothesis is a modification of the atomic theory rather than a contradiction.

The assumption that the series of radioactive substances is due, not to such molecular changes as chemistry had made familiar, but to a breakdown of the atom seemed to Rutherford in 1913 at least justified by the results of the investigators whose procedure had been dictated by that hypothesis. He set forth in tables these results (since somewhat modified), indicating after the name of each radioactive substance the nature of the radiation through the emission of which the element is transformed into the next-succeeding member of its series.

The idea that the series of radioactive materials is caused, not by molecular changes familiar to chemistry, but by a breakdown of the atom seemed to Rutherford, in 1913, at least justified by the findings of researchers whose methods were guided by that hypothesis. He presented these results in tables (which have been somewhat modified since then), showing, after the name of each radioactive substance, the type of radiation emitted during the transformation of the element into the next member of its series.

List of Radioactive Substances

URANIUM α particles
Uranium X β + γ
Uranium Y β
IONIUM α[Pg 251]
RADIUM α + slow β
Emanation α
Radium A α
Radium B β + γ
Radium C -   C1 α + β + γ
C2 β
RADIUM D   - slow β
RADIO-LEAD
Radium E β + γ
Radium F   - α
Polonium
THORIUM α
MESOTHORIUM 1 no rays
Mesothorium 2 β + γ
RADIOTHORIUM α
Thorium X α + β
Emanation α
Thorium A α
Thorium B slow β
Thorium C -   C1 α
C2 α
Thorium D β + γ
ACTINIUM no rays
Radio-actinium α + β
Actinium X α
Emanation α
Actinium A α
Actinium B slow β
Actinium C α
Actinium D α + γ

Even a glance at this long list of new elements reveals certain analogies between one series of transformations and another. Each series contains an emanation, or gas, which through the loss of α particles is transformed into the next following member of the series. Continuing the comparison in either direction, up or down the lists, one could readily detect other analogies.

Even a quick look at this long list of new elements shows some similarities between different series of transformations. Each series includes an emanation, or gas, that changes into the next element in the series through the loss of α particles. If you keep comparing in either direction, up or down the lists, you can easily spot more similarities.

There is some ground for thinking that lead is the end product of the Uranium series. To reverse the process of the transformation and produce radium from the base metal lead would be an achievement greater than the vaunted transmutations of the alchemists. Although that seems beyond the reach of possibility, the idea has stirred the imagination of more than one scientist. "The philosopher's stone," writes Soddy, "was accredited the power not only of transmuting the metals, but of acting as the elixir of life. Now, whatever the origin of this apparently meaningless jumble of ideas may have been, it is really a perfect and but very slightly allegorical expression of the actual present views we hold to-day." Again, it is conjectured that bismuth is the end-product of the thorium series. The presence of the results of atomic disintegration (like lead and helium) has proved of interest to geology and other sciences as affording a clue to the age of the rocks in which they are found deposited.

There’s some reason to believe that lead is the final product of the uranium series. Reversing the transformation process to create radium from lead would be a greater achievement than the legendary transmutations of alchemists. Although that seems highly unlikely, the idea has sparked the curiosity of more than one scientist. "The philosopher's stone," writes Soddy, "was believed to have the power not only to transmute metals but also to act as the elixir of life. Now, whatever the source of this seemingly nonsensical collection of ideas may have been, it actually serves as a pretty accurate but slightly allegorical expression of our current views." Additionally, it is speculated that bismuth is the final product of the thorium series. The presence of the byproducts of atomic disintegration (like lead and helium) has intrigued geology and other sciences, providing insight into the age of the rocks where they are found.

Before Rutherford, Mme. Curie, and others especially interested in radioactive substances, assumed that atoms are far different from the massy, hard, impenetrable particles that Newton took for granted, Sir J. J. Thomson and his school were studying the[Pg 253] constitution of the atom from another standpoint but with somewhat similar results. This great physicist had proved that cathode rays are composed not of negatively charged molecules, as had been supposed, but of much smaller particles or corpuscles. Wherever, as in the vacuum tube, these electrons appear, the presence of positively charged particles can also be demonstrated. It is manifest that the atom, instead of being the ultimate unit of matter, is a system of positively and negatively charged particles. Rutherford in the main concurred in this view, though differing from Sir J. J. Thomson as to the arrangement of corpuscles within the atom. Let it suffice here to state that Rutherford assumes that the greater mass of the atom consists of negatively charged particles rotating about a positive nucleus. The surrounding electrons render the atom electrically neutral.

Before Rutherford, Madame Curie, and others who were particularly focused on radioactive substances believed that atoms were very different from the massive, hard, impenetrable particles that Newton accepted. Sir J. J. Thomson and his team were examining the[Pg 253] structure of the atom from a different perspective but came to somewhat similar conclusions. This distinguished physicist demonstrated that cathode rays are made up not of negatively charged molecules, as previously thought, but of much smaller particles known as corpuscles. Wherever these electrons are found, like in a vacuum tube, positively charged particles can also be detected. Clearly, the atom is not the basic unit of matter, but a system of positively and negatively charged particles. Rutherford largely agreed with this perspective, although he differed from Sir J. J. Thomson regarding the arrangement of corpuscles within the atom. For now, it’s enough to say that Rutherford proposed that the majority of an atom's mass consists of negatively charged particles that orbit a positive nucleus. The surrounding electrons keep the atom electrically neutral.

This corpuscular theory of matter may throw light on the laws of chemical combination. The so-called chemical affinity between two atoms of such and such valencies, which Davy and others since his time had regarded as essentially an electrical phenomenon, seems now to admit of more definite interpretation. Each atom is negatively or positively charged according to the addition or subtraction of electrons. Chemical composition takes place between atoms the charges of which are of opposite sign, and valency depends on the number of unit charges of electricity. Moreover, the electrical theory of matter lends support to the hypothesis that there is a fundamental unitary element underlying all the so-called elements. The fact that elements fall into groups and that their chemical properties vary with their atomic weights long ago sug[Pg 254]gested this assumption of a primitive matter, protyl, from which all other substances were derived. In the light of the corpuscular theory as well as of the transformation theory it seems possible that the helium atom and the negative corpuscle will offer a clue to the genesis of the elements.

This particle theory of matter might help explain the laws of chemical combinations. The so-called chemical attraction between two atoms with specific valencies, which Davy and others have seen as primarily an electrical phenomenon, now seems to be better understood. Each atom carries a negative or positive charge based on the gain or loss of electrons. Chemical bonding occurs between atoms with opposite charges, and valency corresponds to the number of unit electric charges. Additionally, the electrical theory of matter supports the idea that there is a fundamental unitary element behind all the so-called elements. The observation that elements can be grouped and that their chemical properties change with their atomic weights once suggested the idea of a primitive matter, protyl, from which all other substances originate. Given the particle theory and transformation theory, it appears that the helium atom and the negative particle might provide insights into the origin of the elements.

What is to be learned from this rapid sketch, of the discovery of the radioactive substances, concerning the nature and value of scientific hypothesis? For one thing, the scientific hypothesis is necessary to the experimenter. The mind runs ahead of and guides the experiment. Again, the hypothesis suggests new lines of research, enables one in some cases to anticipate the outcome of experiment, and may be abundantly justified by results. "It is safe to say," writes Rutherford, "that the rapidity of growth of accurate knowledge of radioactive phenomena has been largely due to the influence of the disintegration theory." The valid hypothesis serves to explain facts, leads to discovery, and does not conflict with known facts or with verified generalizations, though, as we have seen, it may modify other hypotheses. Those who support a hypothesis should bring it to the test of rigid verification, avoiding skepticism, shunning credulity. Even a false assumption, as we have seen, may prove valuable when carefully put to the proof.

What can we learn from this quick overview of the discovery of radioactive materials about the nature and importance of scientific hypotheses? For starters, a scientific hypothesis is essential for the experimenter. It helps guide the thought process and steers the experiment. Additionally, hypotheses can spark new research paths, allow us to anticipate experimental outcomes in some cases, and can be well-supported by results. "It's safe to say," Rutherford writes, "that the fast growth of accurate knowledge on radioactive phenomena has been largely influenced by the disintegration theory." A valid hypothesis helps explain facts, leads to discoveries, and aligns with known facts or verified generalizations, although, as we’ve seen, it can modify other hypotheses. Those who support a hypothesis should rigorously test it for validation, avoiding skepticism while steering clear of gullibility. Even a false assumption, as we've noted, can be valuable when tested properly.

The layman's distrust of the unverified hypothesis is in the main wholesome. It is a duty not to believe it, not to disbelieve it, but to weigh judicially the evidence for and against. The fact that assumption plays a large part in our mental attitude toward practical affairs should make us wary of contesting the legitimacy of scientific hypotheses.

The average person's skepticism toward unproven theories is, for the most part, a good thing. It's not just about believing or disbelieving; it's about carefully considering the evidence for and against it. Since our assumptions heavily influence how we view practical matters, we should be cautious about questioning the validity of scientific theories.

No one would deny the right of forming a provisional assumption to the intelligence officer interpreting a cipher, or to the detective unravelling the mystery of a crime. The first assumes that the message is in a certain language, and, perhaps, that each symbol employed is the equivalent of a letter, his assumption is put to the proof of getting a reasonable and consistent meaning from the cipher. The detective assumes a motive for the crime, or the employment of certain means of escape; even if his assumption does not clear up the mystery, it may have value as leading to a new and more adequate assumption.

No one would argue against the right of a intelligence officer deciphering a code or a detective solving a crime to make a temporary assumption. The intelligence officer assumes that the message is in a specific language and maybe that each symbol represents a letter; he tests his assumption by trying to derive a reasonable and consistent meaning from the code. The detective assumes there’s a motive for the crime or specific methods of escape; even if his assumption doesn’t solve the mystery, it can still be valuable by guiding him towards a new and better assumption.

Henri Poincaré has pointed out that one of the most dangerous forms of hypothesis is the unconscious hypothesis. It is difficult to prove or disprove because it does not come to clear statement. The alleged devotee of facts and of things as they are, in opposing the assumptions of an up-to-date science, is often, unknown to himself, standing on a platform of outworn theory, or of mere vulgar assumption. For example, when Napoleon was trying to destroy the commercial wealth of England at the beginning of the nineteenth century, he unconsciously based his procedure on an antiquated doctrine of political economy. For him the teachings of Adam Smith and Turgot were idle sophistries. "I seek," he said to his Minister of Finance, "the good that is practical, not the ideal best: the world is very old, we must profit by its experience; it teaches that old practices are worth more than new theories: you are not the only one who knows trade secrets." We are not here especially concerned with the question of whether Napoleon was or was not pursuing the best[Pg 256] means of breaking down English credit. He did try to prevent the English from exchanging exports for European gold, while permitting imports in the hope of depleting England of gold. But in pursuing this policy he thought he was proceeding on the ground of immemorial practice, while he was merely pitting the seventeenth-century doctrine of Locke against the doctrine of Adam Smith which had superseded it.

Henri Poincaré noted that one of the most dangerous types of hypothesis is the unconscious hypothesis. It's tough to prove or disprove because it doesn’t come out clearly. The person who claims to be devoted to facts and reality, while opposing the assumptions of modern science, is often unknowingly relying on outdated theory or just common belief. For instance, when Napoleon was trying to undermine England's commercial power at the beginning of the nineteenth century, he unconsciously based his strategy on an old political economy doctrine. He viewed the ideas of Adam Smith and Turgot as meaningless nonsense. "I want," he told his Minister of Finance, "practical benefits, not the ideal best: the world is very old, and we should learn from its experiences; it shows that old practices are more valuable than new theories: you're not the only one who knows trade secrets." We're not particularly focusing on whether Napoleon was actually using the best means to weaken English credit. He did attempt to stop the English from trading exports for European gold, while allowing imports in hopes of emptying England of gold. But in following this policy, he believed he was relying on long-standing practices, while he was simply opposing the seventeenth-century ideas of Locke with the theories of Adam Smith that had replaced them.

According to one scientific hypothesis, "Species originated by means of natural selection, or, through the preservation of favored races in the struggle for life." This assumption was rightly subjected to close scrutiny in 1859 and the years following. The ephemeral nature of the vast majority of hypotheses and the danger to progress of accepting an unverified assumption justify the demand for demonstrative evidence. The testimony having been examined, it is our privilege to state and to support the opposing hypothesis. It was thus that the hypothesis that the planets move in circular orbits, recommended by its simplicity and æsthetic quality, was forced to give way to the hypothesis of elliptical orbits. Newton's hypothesis that light is due to particles emitted by all luminous bodies yielded, at least for the time, to the theory of light vibrations in an ether pervading all space. The path of scientific progress is strewn with the ruins of overthrown hypotheses. Many of the defeated assumptions have been merely implicit errors of the man in the street, and they are overthrown not by facts alone, but by new hypotheses verified by facts and leading to fresh discoveries.

According to one scientific theory, "Species originated through natural selection, or by the preservation of favored traits in the struggle for survival." This idea was rightly put under the microscope in 1859 and the years that followed. The fleeting nature of most theories and the risks of accepting an unproven assumption demand the need for concrete evidence. After reviewing the evidence, we are now in a position to state and support the opposing theory. Similarly, the idea that planets move in circular orbits, praised for its simplicity and aesthetic appeal, had to give way to the theory of elliptical orbits. Newton's theory that light is made up of particles emitted by all light sources was eventually replaced, at least for a time, by the theory of light vibrations in an ether that fills all space. The journey of scientific progress is littered with the remains of discarded theories. Many of these failed ideas were simply common misconceptions, and they are not overturned by facts alone, but by new theories that have been validated by facts and lead to new discoveries.

According to John Stuart Mill, "It appears ... to be a condition of a genuinely scientific hypothesis,[Pg 257] that it be not destined always to remain an hypothesis, but be of such a nature as to be either proved or disproved by that comparison with observed facts which is termed Verification." This statement is of value in confirming the general distrust of mere hypothesis, and in distinguishing between the unverified and unverifiable presupposition and the legitimate assumption which through verification may become established doctrine.

According to John Stuart Mill, "It seems ... to be a requirement of a genuinely scientific hypothesis,[Pg 257] that it is not meant to always stay an hypothesis, but should be able to be either proven or disproven by comparison with observed facts, which is called Verification." This statement is important in reinforcing the common skepticism towards mere hypothesis and in differentiating between unverified and unverifiable assumptions and the valid assumption that can become established doctrine through verification.

REFERENCES

J. Cox, Beyond the Atom, 1913 (Cambridge Manuals of Science and Literature).

J. Cox, Beyond the Atom, 1913 (Cambridge Manuals of Science and Literature).

R. K. Duncan, The New Knowledge, 1905.

R. K. Duncan, The New Knowledge, 1905.

H. Poincaré, Science and Hypothesis.

H. Poincaré, *Science and Hypothesis*.

E. Rutherford, Radioactive Substances and their Radiations.

E. Rutherford, Radioactive Substances and their Radiations.

F. Soddy, The Interpretation of Radium.

F. Soddy, *The Interpretation of Radium*.

F. Soddy, Matter and Energy (Home University Library).

F. Soddy, Matter and Energy (Home University Library).

Sir William A. Tilden, Progress of Scientific Chemistry in our Own Time, 1913.

Sir William A. Tilden, Progress of Scientific Chemistry in Our Own Time, 1913.


CHAPTER XIX

THE SCIENTIFIC IMAGINATION

Psychology, or the science of mental life as revealed in behavior, has been greatly indebted to physiologists and to students of medicine in general. Any attempt to catalogue the names of those who have approached the study of the mind from the direction of the natural sciences is liable to prove unsatisfactory, and a brief list is sure to entail many important omissions. The mention of Locke, Cheselden, Hartley, Cabanis, Young, Weber, Gall, Müller, Du Bois-Reymond, Bell, Magendie, Helmholtz, Darwin, Lotze, Ferrier, Goltz, Munk, Mosso, Maudsley, Carpenter, Galton, Hering, Clouston, James, Janet, Kraepelin, Flechsig, and Wundt will, however, serve to remind us of the richness of the contribution of the natural sciences to the so-called mental science. Indeed, physiology would be incomplete unless it took account of the functions of the sense organs, of the sensory and motor nerves, of the brain with its association areas, as well as the expression of the emotions, and the changes of function accompanying the development of the nervous system, from the formation of the embryo till physical dissolution, and from species of the simplest to those of the most complex organization.

Psychology, or the study of mental life as shown through behavior, has greatly benefited from physiologists and medical researchers in general. Trying to list all the names of those who have examined the mind through the lens of natural sciences can be unsatisfactory, and any short list is bound to miss many important figures. However, mentioning Locke, Cheselden, Hartley, Cabanis, Young, Weber, Gall, Müller, Du Bois-Reymond, Bell, Magendie, Helmholtz, Darwin, Lotze, Ferrier, Goltz, Munk, Mosso, Maudsley, Carpenter, Galton, Hering, Clouston, James, Janet, Kraepelin, Flechsig, and Wundt reminds us of the significant contributions of natural sciences to what we call mental science. In fact, physiology would be incomplete without considering the functions of the sense organs, sensory and motor nerves, the brain with its association areas, the expression of emotions, and the functional changes that occur during the development of the nervous system, from embryo formation to physical decline, and from the simplest species to those with the most complex structures.

At the beginning of the nineteenth century the French physician Cabanis was disposed to identify human personality with mere nervous organization[Pg 259] reacting to physical impressions, and to look upon the brain as the organ for the production of mind. He soon, however, withdrew from this extreme position and expressed his conviction of the existence of an immortal spirit apart from the body. One might say that the brain is the instrument through which the mind manifests itself rather than the organ by which mind is excreted. Even so, it must be agreed that the relation between the psychic agent and the physical instrument is so close that physiology must take heed of mental phenomena and that psychology must not ignore the physical concomitants of mental processes. Hence arises a new branch of natural science, physiological psychology, or, as Fechner (1860), the disciple of Weber, called it, psycho-physics.

At the start of the nineteenth century, the French doctor Cabanis believed that human personality was just a result of nervous organization reacting to physical stimuli and viewed the brain as the source of the mind. However, he soon moved away from this extreme view and expressed his belief in the existence of an immortal spirit separate from the body. One could argue that the brain is the tool through which the mind shows itself, rather than the source from which the mind comes. Still, it's essential to recognize that the connection between the mental aspect and the physical tool is so strong that physiology needs to consider mental phenomena, and psychology cannot overlook the physical aspects of mental processes. This leads to the emergence of a new field of natural science, physiological psychology, or as Fechner (1860), a follower of Weber, called it, psycho-physics.[Pg 259]

Through this alliance between the study of the mind and the study of bodily functions the intelligence of the lower animals and its survival value, the mental growth of the child, mental deterioration in age and disease, and the psychological endowments of special classes or of individuals, became subjects for investigation. Now human psychology is recognized as contributing to various branches of anthropology, or the general study of man.

Through this partnership between understanding the mind and examining bodily functions, topics like the intelligence of lower animals and its survival benefits, the mental development of children, mental decline in old age or due to illness, and the psychological traits of certain groups or individuals became areas for research. Today, human psychology is acknowledged as playing a significant role in different areas of anthropology, or the broad study of humanity.

Wilhelm Wundt, who, as already implied, had approached the study of the mind from the side of the natural sciences, established in 1875 at the University of Leipzig the first psycho-physical institute for the experimental study of mental phenomena. His express purpose was to analyze the content of consciousness into its elements, to examine these elements in their qualitative and quantitative differences, and to deter[Pg 260]mine with precision the conditions of their existence and succession. Thus science after contemplating a wide range of outer phenomena—plants, animals, earth's crust, heavenly bodies, molecules and atoms—turns its attention with keen scrutiny inward on the thinking mind, the subjective process by which man becomes cognizant of all objective things.

Wilhelm Wundt, who, as mentioned earlier, approached the study of the mind from the perspective of the natural sciences, established the first psycho-physical institute for the experimental study of mental phenomena at the University of Leipzig in 1875. His main goal was to break down consciousness into its basic elements, to analyze these elements in terms of their quality and quantity, and to precisely determine the conditions under which they exist and how they follow one another. Thus, after examining a wide variety of external phenomena—like plants, animals, the Earth's crust, celestial bodies, molecules, and atoms—science shifts its focus inward, closely studying the thinking mind and the subjective process through which humans become aware of all objective things.

The need of expert study of the human mind as the instrument of scientific discovery might have been inferred from the fact that the physicist Tyndall read before the British Association in 1870 a paper on the Scientific Use of the Imagination, in which he spoke of the imagination as the architect of physical theory, cited Newton, Dalton, Davy, and Faraday as affording examples of the just use of this creative power of the mind, and quoted a distinguished chemist as identifying the mental process of scientific discovery with that of artistic production. Tyndall even chased the psychologists in their own field and stated that it was only by the exercise of the imagination that we could ascribe the possession of mental powers to our fellow creatures. "You believe that in society you are surrounded by reasonable beings like yourself.... What is your warrant for this conviction? Simply and solely this: your fellow-creatures behave as if they were reasonable."

The necessity for a deep understanding of the human mind as a tool for scientific discovery may be suggested by the fact that the physicist Tyndall presented a paper on the Scientific Use of the Imagination to the British Association in 1870. In this paper, he described the imagination as the creator of physical theory, mentioned Newton, Dalton, Davy, and Faraday as examples of effectively utilizing this creative mental power, and quoted a prominent chemist who linked the mental process of scientific discovery to artistic creation. Tyndall even challenged psychologists in their own domain, stating that it is only through the use of imagination that we can attribute mental abilities to others. "You believe that in society you are surrounded by reasonable beings like yourself.... What is your basis for this belief? Simply and only this: your fellow humans act as if they are reasonable."

On the traces of this brilliant incursion of the natural philosopher into the realm of mental science, later psychologists must follow but haltingly. Just as in the history of physics a long series of studies intervened between Bacon's hypothesis that heat is a kind of motion (1620) and Tyndall's own work, Heat as a Mode of Motion (1863), so must many[Pg 261] psychological investigations be made before an adequate psychology of scientific discovery can be formulated. It may ultimately prove that the passages in which Tyndall and other scientists speak of scientific imagination would read as well if for this term, intuition, inspiration, unconscious cerebration, or even reason were substituted.

Following the footsteps of this brilliant foray by the natural philosopher into the world of mental science, later psychologists have to proceed cautiously. Just as in the history of physics, there was a long series of studies between Bacon's theory that heat is a type of motion (1620) and Tyndall's own work, Heat as a Mode of Motion (1863), many[Pg 261] psychological investigations need to be conducted before a proper psychology of scientific discovery can be established. It may eventually turn out that the sections where Tyndall and other scientists refer to scientific imagination could be just as meaningful if we replaced that term with intuition, inspiration, unconscious thought, or even reason.

At first glance it would seem that the study of the sensory elements of consciousness, motor, tactile, visual, auditory, olfactory, gustatory, thermal, internal, pursued for the last half century by the experimental method, would furnish a clue to the nature of the imagination. A visual image, or mental picture, is popularly taken as characteristic of the imaginative process. In fact, the distinguished psychologist William James devotes the whole of his interesting chapter on the imagination to the discussion of different types of imagery. The sensory elements of consciousness are involved, however, in perception, memory, volition, reason, and sentiment, as they are in imagination. They have been recognized as fundamental from antiquity. Nothing is in the intellect which was not previously in the senses. To be out of one's senses is to lack the purposive guidance of the intelligence.

At first glance, it might seem that studying the sensory elements of consciousness—like motor, tactile, visual, auditory, olfactory, gustatory, thermal, and internal—using experimental methods for the last fifty years would provide insight into the nature of imagination. A visual image or mental picture is commonly seen as a hallmark of the imaginative process. Indeed, the renowned psychologist William James dedicates an entire chapter to discussing various types of imagery. However, the sensory elements of consciousness play a role not just in imagination but also in perception, memory, will, reasoning, and emotions. They have been recognized as fundamental since ancient times. Nothing exists in the intellect that wasn't first experienced through the senses. To be out of one's senses means to lack the purposeful guidance of intelligence.

The psychology of individuals and groups shows startling differences in the kind and vividness of imagery. Many cases are on record where the mental life is almost exclusively in visual, in auditory, or in motor terms. One student learns a foreign language by writing out every word and sentence; another is wholly dependent on hearing them spoken; a third can recall the printed page with an almost photo[Pg 262]graphic vividness. The history of literature and art furnishes us with illustrations of remarkable powers of visualization. Blake and Fromentin were able to reproduce in pictures scenes long retained in memory. The latter recognized that his painting was not an exact reproduction of what he had seen, but that it was none the less artistic because of the selective influence that his mind had exerted on the memory image. Wordsworth at times postponed the description of a scene that appealed to his poetic fancy with the express purpose of blurring the outlines, but enhancing the personal factor. Goethe had the power to call up at will the form of a flower, to make it change from one color to another and to unfold before his mind's eye. Professor Dilthey has collected many other records of the hallucinatory clearness of the visual imagery of literary artists.

The psychology of individuals and groups shows surprising differences in the type and clarity of imagery. There are many documented cases where a person's mental life is almost entirely visual, auditory, or motor. One student learns a foreign language by writing out every word and sentence; another relies completely on hearing them spoken; a third can recall the printed page with almost photographic clarity. The history of literature and art provides examples of remarkable visualization abilities. Blake and Fromentin could recreate in pictures scenes they had memorized long ago. The latter acknowledged that his painting wasn’t an exact replica of what he had seen, but it was still artistic because of the selective influence his mind had on the memory image. Wordsworth sometimes delayed describing a scene that caught his poetic imagination, aiming to blur the outlines while enhancing the personal aspect. Goethe had the ability to summon the shape of a flower at will, to change its color, and to unfold it before his mind’s eye. Professor Dilthey has gathered many more accounts of the vividly hallucinatory visual imagery experienced by literary artists.

On the other hand, Galton, after his classical study of mental imagery (1883), stated that scientific men, as a class, have feeble powers of visual representation. He had appealed for evidence of visual recall to distinguished scientists because he thought them more capable than others of accurately stating the results of their introspection. He had recourse not only to English but to foreign scientists, including members of the French Institute. "To my astonishment," he writes, "I found that the great majority of men of science to whom I first applied protested that mental imagery was unknown to them, and they looked on me as fanciful and fantastic in supposing that the words 'mental imagery' really expressed what I believed everybody supposed them to mean. They had no more notion of its true nature than a[Pg 263] color-blind man, who has not discerned his defect, has of the nature of color." One scientist confessed that it was only by a figure of speech that he could describe his recollection of a scene as a mental image to be perceived with the mind's eye.

On the other hand, Galton, following his classic study of mental imagery (1883), claimed that scientists, as a group, have weak abilities when it comes to visual representation. He reached out to prominent scientists for evidence of visual recall because he believed they would be better at accurately reporting their introspection than others. He sought input not only from English scientists but also from foreign ones, including members of the French Institute. "To my surprise," he writes, "I found that the vast majority of scientists I first approached insisted that mental imagery was completely unknown to them, and they regarded me as fanciful and far-fetched for thinking that the term 'mental imagery' actually conveyed what I thought everyone understood it to mean. They had no more understanding of its true nature than a[Pg 263] color-blind person, who has not recognized their deficiency, has of the nature of color." One scientist admitted that he could only describe his memory of a scene as a mental image through a figure of speech, as something to be seen with the mind's eye.

When Galton questioned persons whom he met in general society he found "an entirely different disposition to prevail. Many men and a yet larger number of women, and many boys and girls, declared that they habitually saw mental imagery, and that it was perfectly distinct to them and full of color." The evidence of this difference between the psychology of the average distinguished scientist and the average member of general society was greatly strengthened upon cross-examination. Galton attributed the difference to the scientist's "habits of highly generalized and abstract thought, especially when the steps of reasoning are carried on by words [employed] as symbols."

When Galton asked people he met in everyday society, he found "a completely different attitude prevailing. Many men, and even more women, along with many boys and girls, indicated that they regularly experienced mental imagery, which was entirely clear to them and vivid in color." The evidence of this distinction between the psychology of the average noted scientist and the average person in society was significantly reinforced during follow-up questioning. Galton believed that the difference stemmed from the scientist's "tendency towards highly generalized and abstract thinking, particularly when the steps of reasoning are conducted through words used as symbols."

It is only by the use of words as symbols that scientific thought is possible. It is through coöperation in work that mankind has imposed its will upon the creation, and coöperation could not have been carried far without the development of language as a means of communication. Were it not for the help of words we should be dependent, like the lower animals, on the fleeting images of things. We should be bound to the world of sense and not have range in the world of ideas. Words are a free medium for thought, for the very reason that they are capable of shifting their meaning and taking on greater extension or intension. For example, we may say that the apple falls because it is heavy, or we may substitute synonymous[Pg 264] phraseology that helps us to view the falling apple in its universal aspects. The mind acquires through language a field of activity independent of the objective world. We have seen in an earlier chapter that geometry developed as a science is becoming gradually weaned from the art of surveying. Triangles and rectangles cease to suggest meadows, or vineyards, or any definite imagery of that sort, and are discussed in their abstract relationship. Science demands the conceptual rather than the merely sensory. The invisible real world of atoms and corpuscles has its beginning in the reason, the word. To formulate new truths in the world of ideas is the prerogative of minds gifted with exceptional reason.

It’s only through using words as symbols that scientific thinking is possible. It’s through working together that humanity has made its mark on creation, and collaboration wouldn’t have advanced without developing language as a means of communication. Without words, we’d be like lower animals, relying on fleeting images of things. We’d be stuck in the sensory world and wouldn’t have access to a world of ideas. Words provide a free medium for thought because they can change meaning and broaden or narrow their significance. For instance, we might say that the apple falls because it’s heavy, or we could use synonyms[Pg 264] that allow us to view the falling apple in a more universal context. Through language, the mind gains a realm of activity that is independent of the physical world. As we noted in a previous chapter, geometry as a developed science is increasingly separating itself from surveying. Shapes like triangles and rectangles stop evoking specific images of meadows or vineyards and are discussed in their abstract relationships. Science seeks the conceptual rather than just the sensory. The unseen reality of atoms and particles begins with reason, with words. Creating new ideas is the privilege of minds that possess exceptional reasoning abilities.

To be sure, language itself may be regarded as imagery. Some persons visualize every word spoken as though it were seen on the printed page; others cannot recall a literary passage without motor imagery of the speech organs or even incipient speech; while others again experience motor imagery of the writing hand. With many, in all forms of word-consciousness, the auditory image is predominant. In the sense of being accompanied by imagery all thinking is imaginative. But it is the use of words that permits us to escape most completely from the more primitive forms of intelligence. So directly does the printed word convey its meaning to the trained mind that to regard it as so much black on white rather than as a symbol is a rare and rather upsetting mental experience. Words differ among themselves in their power to suggest images of the thing symbolized. The word "existence" is less image-producing than "flower," and "flower" than "red[Pg 265] rose." It is characteristic of the language of science to substitute the abstract or general expression for the concrete and picturesque.

To be sure, language itself can be seen as imagery. Some people visualize every word spoken as if it were printed on a page; others can’t remember a piece of writing without imagining the movements of their speech organs or even starting to speak; while some experience images of their writing hand. For many, in all kinds of word-consciousness, the auditory image is the most prominent. In the sense that imagery accompanies all thinking, all thought is imaginative. But it's the use of words that allows us to break free from more primitive forms of intelligence. The printed word conveys its meaning so directly to a trained mind that seeing it simply as black on white instead of as a symbol is a rare and somewhat unsettling mental experience. Words vary in their ability to evoke images of what they symbolize. The word "existence" produces fewer images than "flower," and "flower" produces fewer than "red rose." It's typical for the language of science to replace the abstract or general terms with the concrete and vivid ones.

When, therefore, we are told that the imagination has been at the bottom of all great scientific discoveries, that the discovery of law is the peculiar function of the creative imagination, and that all great scientists have, in a certain sense, been great artists, we are confronted with a paradox. In what department of thought is imagination more strictly subordinated than in science? Genetic psychology attempts to trace the development of mind as a means of adjustment. It examines the instincts that serve so wonderfully the survival of various species of insects. It studies the more easily modified instinct of birds, and notes their ability to make intelligent choice on the basis of experience. Does the bird's ability to recognize imply the possession of memory, or imagery? Increased intelligence assures perpetuation of other species in novel and unforeseen conditions. The more tenacious the memory, the richer the supply of images, the greater the powers of adaptation and survival. We know something concerning the motor memory of rodents and horses, and its biological value. The child inherits less definitely organized instincts, but greater plasticity, than the lower animals. Its mental life is a chaos of images. It is the work of education to discipline as well as to nourish the senses, to teach form as well as color, to impart the clarifying sense of number, weight, and measurement, to help distinguish between the dream and the reality, to teach language, the treasure-house of our traditional wisdom, and logic, so closely related to the right use of[Pg 266] language. The facts of abnormal, as well as those of animal and child psychology, prove that the subordination of the imagination and fancy to reason and understanding is an essential factor in intellectual development.

When we hear that imagination has been the driving force behind all major scientific discoveries, that discovering laws is a unique function of creative imagination, and that all great scientists have, in a way, been great artists, we face a contradiction. In which area of thought is imagination more strictly controlled than in science? Genetic psychology tries to trace the evolution of the mind as a way of adapting. It looks at the instincts that significantly help various insect species survive. It examines the more flexible instincts of birds and observes their ability to make smart choices based on experience. Does a bird's ability to recognize things indicate it has memory or imagery? Greater intelligence ensures the survival of other species in new and unexpected conditions. The better the memory, the richer the supply of images, and the greater the ability to adapt and survive. We know a bit about the motor memory of rodents and horses and its biological importance. Children inherit less clearly defined instincts but have greater flexibility than lower animals. Their mental life is a whirlwind of images. Education's job is to train and nurture the senses, to teach form as well as color, to impart a clear understanding of numbers, weight, and measurement, to help distinguish between dreams and reality, to teach language, which is the repository of our traditional wisdom, and logic, closely connected to the proper use of[Pg 266] language. The facts from abnormal psychology, as well as from animal and child psychology, show that subordinating imagination and fancy to reason and understanding is a crucial element in intellectual growth.

No one, of course, will claim that the mental activity of the scientific discoverer is wholly unlike that of any other class of man; but it leads only to confusion to seek to identify processes so unlike as scientific generalization and artistic production. The artist's purpose is the conveyance of a mood. The author of Macbeth employs every device to impart to the auditor the sense of blood-guiltiness; every lurid scene, every somber phrase, serves to enhance the sentiment. A certain picture by Dürer, a certain poem of Browning's, convey in every detail the feeling of dauntless resolution. Again, a landscape painter, recognizing that his satisfaction in a certain scene depends upon a stretch of blue water with a yellow strand and old-gold foliage, proceeds to rearrange nature for the benefit of the mood he desires to enliven and perpetuate. It is surely a far cry from the attitude of these artists manipulating impressions in order to impart to others an individual mood, to that of the scientific discoverer formulating a law valid for all intellects.

No one, of course, would argue that the thought process of a scientific discoverer is completely different from that of other people; however, it's confusing to try to compare such distinct processes as scientific generalization and artistic production. The artist's goal is to convey a feeling. The author of Macbeth uses every technique to make the audience feel a sense of guilt; each vivid scene and dark phrase helps to amplify that emotion. A certain painting by Dürer and a specific poem by Browning capture the essence of unwavering determination in every detail. Similarly, a landscape painter, recognizing that his enjoyment of a particular scene relies on a stretch of blue water with a yellow shore and golden leaves, will rearrange nature to enhance and preserve the mood he aims to evoke. There’s certainly a big difference between these artists, who manipulate impressions to share a personal feeling, and the scientific discoverer, who formulates a law that applies to all thinking minds.

In the psychology of the present day there is much that is reminiscent of the biological psychology of Aristotle. From the primitive or nutrient soul which has to do with the vital functions of growth and reproduction, is developed the sentient soul, concerned with movement and sensibility. Finally emerges the intellectual and reasoning soul. These three parts[Pg 267] are not mutually exclusive, but the lower foreshadow the higher and are subsumed in it. Aristotle, however, interpreted the lower by the higher and not vice versa. It is no compliment to the scientific discoverer to say that his loftiest intellectual achievement is closely akin to fiction, or is the result of a mere brooding on facts, or is accompanied by emotional excitement, or is the work of blind instinct.

In today's psychology, there's a lot that reminds us of Aristotle's biological psychology. From the basic or nutrient soul, which relates to essential functions like growth and reproduction, we develop the sentient soul, focused on movement and sensory experience. Finally, we see the emergence of the intellectual and reasoning soul. These three parts[Pg 267] aren't mutually exclusive; the lower levels hint at the higher ones and are included within them. However, Aristotle viewed the lower levels through the lens of the higher, not the other way around. It’s not a compliment to the scientific discoverer to claim that their highest intellectual achievement is closely related to fiction, simply a result of pondering facts, accompanied by emotional turmoil, or driven by blind instinct.

It will be found that scientific discovery, while predominantly an intellectual process, varies with the nature of the phenomena of the different sciences and the individual mental differences of the discoverers. As stated at the outset the psychology of scientific discovery must be the subject of prolonged investigation, but some data are already available. One great mathematician, Poincaré, attributes his discoveries to intuition. The essential idea comes with a sense of illumination. It is characterized by suddenness, conciseness, and immediate certainty. It may come unheralded, as he is crossing the street, walking on the cliffs, or stepping into a carriage. There may have intervened a considerable period of time free from conscious effort on the special question involved in the discovery. Poincaré is inclined to account for these sudden solutions of theoretical difficulties on the assumption of long periods of previous unconscious work.

It turns out that scientific discovery, while mainly an intellectual process, differs based on the nature of the phenomena in various sciences and the individual mental variations of the discoverers. As mentioned at the beginning, the psychology of scientific discovery needs extensive investigation, but some information is already available. One prominent mathematician, Poincaré, credits his discoveries to intuition. The core idea comes with a sense of enlightenment. It’s marked by suddenness, brevity, and immediate certainty. It can strike unexpectedly, like when he’s crossing the street, walking along the cliffs, or getting into a carriage. There could have been a significant period of time without any conscious effort on the specific issue related to the discovery. Poincaré tends to explain these sudden resolutions of theoretical problems as a result of long periods of prior unconscious work.

There are many such records from men of genius. At the moment the inventor obtains the solution of his problem his mind may seem to be least engaged with it. The long-sought-for idea comes like an inspiration, something freely imparted rather than voluntarily acquired. No mental process is more[Pg 268] worthy to command respect; but it may not lie beyond the possibility of explanation. Like ethical insight, or spiritual illumination, the scientific idea comes to those who have striven for it. The door may open after we have ceased to knock, or the response come when we have forgotten that we sent in a call; but the discovery comes only after conscious work. The whole history of science shows that it is to the worker that the inspiration comes, and that new ideas develop from old ideas.

There are many records from brilliant minds. At the moment the inventor figures out the solution to their problem, they may seem the least focused on it. The long-sought idea arrives like a burst of inspiration, as if it’s given freely rather than something actively sought out. No mental process is more[Pg 268] deserving of respect; but it might still be possible to explain. Like ethical insight or spiritual clarity, a scientific idea comes to those who have worked hard for it. The door may open after we stop knocking, or the answer may arrive when we’ve forgotten we called; but the discovery only happens after conscious effort. The entire history of science shows that inspiration comes to those who work, and that new ideas emerge from existing ones.

It may detract still further from the mysteriousness of the discovery-process to add that the illuminating idea may come in the midst of conscious work, and that then also it may appear as a sudden gift rather than the legitimate outcome of mental effort. The spontaneity of wit may afford another clue to the mystery of scientific discovery. The utterer of a witticism is frequently as much surprised by it as the auditors, probably because the idea comes as verbal imagery, and the full realization of their significance is grasped only with the actual utterance of the words. The fact that to the scientific discoverer the solution of his problem arrives at the moment when it is least sought is analogous to the common experience that the effort to recall a name may inhibit the natural association.

It might reduce the mystery of the discovery process to note that a brilliant idea can pop up while we’re actively working, appearing as a sudden insight rather than the result of focused mental effort. The spontaneity of humor might provide another hint at the enigma of scientific discovery. The person delivering a joke is often just as surprised by it as the audience, likely because the idea comes as a vivid image, and they only fully understand its significance when they actually say the words. The fact that a scientific discoverer often finds the solution to their problem when they least expect it is similar to the common experience of trying to remember a name and finding that the effort blocks our natural associations.

The tendency to emphasize unduly the rôle played by the scientific imagination springs probably from the misconception that the imagination is a psychological superfluity, one of the luxuries of the mental life, which should not be withheld from those who deserve the best. The view lingers with regard to the æsthetic imagination. James could not understand the biologi[Pg 269]cal function of the æsthetic faculty. On the alleged uselessness of this phase of the human mind A. J. Balfour has recently based an argument for the immortality of the soul. This view is strikingly at variance with that which inclines to identify it with that mental process which creates scientific theories and thus paves the way for the adjustment of posterity to earthly conditions.

The tendency to overly highlight the role of scientific imagination likely comes from the misconception that imagination is just a psychological extra, a luxury of the mind that shouldn’t be denied to those who deserve the best. This perspective still exists regarding aesthetic imagination. James couldn’t grasp the biological function of the aesthetic faculty. Recently, A. J. Balfour has based an argument for the immortality of the soul on the supposed uselessness of this aspect of the human mind. This view sharply contrasts with the belief that connects it to the mental processes that create scientific theories, thereby helping future generations adapt to earthly conditions.

REFERENCES

Baldwin, J. M., History of Psychology, 1913. 2 vols.

Baldwin, J. M., History of Psychology, 1913. 2 vols.

Dessoir, Max, Outlines of the History of Psychology, 1912.

Dessoir, Max, Outlines of the History of Psychology, 1912.

Klemm, Otto, A History of Psychology, 1914.

Klemm, Otto, A History of Psychology, 1914.

Merz, J. T., History of European Thought in the Nineteenth Century, vol. II, chap. XII, On the Psycho-physical View of Nature.

Merz, J. T., History of European Thought in the Nineteenth Century, vol. II, chap. XII, On the Psycho-physical View of Nature.

Rand, Benjamin, The Classical Psychologists, 1912.

Rand, Benjamin, *The Classical Psychologists*, 1912.

Ribot, T. A., English Psychology, 1889.

Ribot, T. A., *English Psychology*, 1889.

Ribot, T. A., German Psychology of To-day, 1886.

Ribot, T. A., German Psychology Today, 1886.


CHAPTER XX

SCIENCE AND DEMOCRATIC CULTURE

Education is the oversight and guidance of the development of the immature with certain ethical and social ends in view. Pedagogy, therefore, is based partly on psychology—which, as we have seen in the preceding chapter, is closely related to the biological sciences—and partly on ethics, or the study of morals, closely related to the social sciences. These two aspects of education, the psychological and the sociological, were treated respectively in Rousseau's Emile and Plato's Republic. The former ill-understood work, definitely referring its readers to the latter for the social aspect of education, applies itself as exclusively as possible to the study of the physical and mental development of the individual child. Rousseau consciously set aside the problem of nationality or citizenship; he was cosmopolitan, and explicitly renounced the idea of planning the education of a Frenchman or a Swiss. Neither did he desire to set forth the education of a wild man, free and unrestrained. He wished rather to depict the development of a natural man in a state of society; but he emphasized the native hereditary endowment, while expressing his admiration for Plato's Republic as the great classic of social pedagogy. The titles of the two works, one from the name of an individual child, the other from a form of government, should serve to remind us of the purpose and limitations of each.

Education is the supervision and guidance of the growth of young individuals with specific ethical and social goals in mind. Pedagogy, therefore, is based partly on psychology—which, as discussed in the previous chapter, is closely linked to the biological sciences—and partly on ethics, or the study of morals, which is related to the social sciences. These two facets of education, the psychological and the sociological, were explored respectively in Rousseau's Emile and Plato's Republic. The former, often misinterpreted, directs its readers to the latter for the social aspect of education, focusing as much as possible on the physical and mental development of the individual child. Rousseau intentionally sidelined issues of nationality or citizenship; he was cosmopolitan and explicitly rejected the idea of designing the education of a Frenchman or a Swiss. He also did not intend to present the education of a wild man, free and unrestrained. Instead, he sought to illustrate the development of a natural man within a society; he highlighted natural hereditary traits while expressing his admiration for Plato's Republic as the great classic of social pedagogy. The titles of the two works, one named after an individual child and the other after a form of government, should remind us of the purpose and limitations of each.

Plato's thought was centered on the educational and moral needs of the city-state of Athens. He was apprehensive that the city was becoming corrupted through the wantonness and lack of principle of the Athenian youth. He strove to rebuild on reasoned foundations the sense of social obligation and responsibility which had in the earlier days of Athens rested upon faith in the existence of the gods. As a conservative he hoped to restore the ancient Athenian feeling for duty and moral worth, and he even envied some of the educational practices of the rival city-state Sparta, by which the citizen was subordinated to the state. The novel feature of Plato's pedagogy was the plan to educate the directing classes, men disciplined in his own philosophical and ethical conceptions. He was, in fact, an intellectual aristocrat, and spoke of democracy in very ironical terms, as the following sentences will show:—

Plato's thinking focused on the educational and moral needs of the city-state of Athens. He was worried that the city was becoming corrupt due to the recklessness and principlelessness of the Athenian youth. He aimed to rebuild a sense of social obligation and responsibility on logical foundations, which in earlier days of Athens had relied on faith in the existence of the gods. As a conservative, he hoped to restore the ancient Athenian sense of duty and moral value, and he even envied some of the educational practices of the rival city-state Sparta, which prioritized the state's needs over the individual. The new aspect of Plato's teaching approach was his plan to educate the ruling classes, training men in his philosophical and ethical ideas. In fact, he was an intellectual aristocrat and spoke of democracy in very ironic terms, as the following sentences will show:—

"And thus democracy comes into being after the poor have conquered their opponents.... And now what is their manner of life, and what sort of a government have they? For as the government is, such will be the man.... In the first place, are they not free? and the city is full of freedom and frankness—a man may do as he likes.... And where freedom is, the individual is clearly able to order his own life as he pleases?... Then in this kind of State there will be the greatest variety of human natures?... This then will be the fairest of States, and will appear the fairest, being spangled with the manners and characters of mankind, like an embroidered robe which is spangled with every sort of flower. And just as women and children think[Pg 272] variety charming, so there are many men who will deem this to be the fairest of States.... And is not the equanimity of the condemned often charming? Under such a government there are men who, when they have been sentenced to death or exile, stay where they are and walk about the world; the gentleman [convict] parades like a hero, as though nobody saw or cared.... See too ... the forgiving spirit of democracy and the 'don't care' about trifles, and the disregard of all the fine principles which we solemnly affirmed ... how grandly does she trample our words under her feet, never giving a thought to the pursuits which make a statesman, and promoting to honor anyone who professes to be the people's friend.... These and other kindred characteristics are proper to democracy, which is a charming form of government, full of variety and disorder, and dispensing equality to equals and unequals alike.... Consider now ... what manner of man the individual is ... he lives through the day indulging the appetite of the hour; and sometimes he is lapped in drink and strains of the flute; then he is for total abstinence, and tries to get thin; then, again, he is at gymnastics; sometimes idling and neglecting everything, then once more living the life of a philosopher; often he is in politics, and starts to his feet and says and does whatever comes into his head; and, if he is emulous of anyone who is a warrior, off he is in that direction, or of men of business, once more in that. His life has neither order nor law; so he goes on continually, and he terms this joy and freedom and happiness. Yes, his life is all liberty and equality. Yes, ... and multi[Pg 273]form, and full of the most various characters; ... he answers to the State, which we described as fair and spangled.... Let him then be set over against democracy; he may truly be called the democratic man."

"And so democracy comes about after the poor have defeated their opponents.... So, what is their lifestyle like, and what kind of government do they have? Because the nature of the government reflects the nature of the people.... First of all, are they not free? The city is brimming with freedom and openness—a person can do what they want.... And where there is freedom, individuals can clearly organize their lives however they please?... In a State like this, there will be a huge variety of human natures?... This will then be the most beautiful of States, and it will seem the most beautiful, adorned with the manners and characters of humanity, like an embroidered robe decorated with all sorts of flowers. Just as women and children find variety charming[Pg 272], many men will see this as the fairest of States.... And isn’t the calmness of the condemned often appealing? Under such a government, there are men who, even when they've been sentenced to death or exile, remain where they are and wander around; the gentleman [convict] struts around like a hero, as though no one notices or cares.... Look too ... at the forgiving spirit of democracy and the indifference towards trivial matters, the disregard for all the fine principles we confidently endorsed ... how magnificently it disregards our words, never considering the pursuits that define a statesman, promoting anyone who claims to be a friend of the people to positions of honor.... These and other similar traits are typical of democracy, which is a delightful form of government, full of variety and chaos, granting equality to both equals and those who are not.... Now consider ... what kind of person the individual is ... he lives day to day catering to his immediate desires; sometimes he indulges in drink and music; then he shifts to total sobriety and tries to slim down; then again, he engages in exercise; at times he procrastinates and neglects everything, then he immerses himself in philosophical pursuits; often he gets involved in politics, jumping up to say and do whatever comes to mind; if he admires anyone who is a warrior, he rushes in that direction, or if it's business people, he follows that path instead. His life has no order or structure; he continually moves on, calling this joy, freedom, and happiness. Yes, his life is all about liberty and equality. Yes, ... and multifaceted, full of the most diverse characters; ... he corresponds to the State that we described as beautiful and adorned.... Let him then be compared to democracy; he can genuinely be called the democratic man."

In spite of the satirical tone of this passage much of it may be accepted as the unwilling tribute of a hostile critic. Democracy is the triumph of the masses over the oligarchs. It is merciful in the administration of justice. It shows a magnanimous spirit and does not magnify the importance of trifles. It prefers the rule of its friends to the rule of a despot. Under its government people feel themselves blessed by happiness, liberty, and equality. The culture of the democratic man is above all characterized by adaptability.

In spite of the satirical tone of this passage, much of it can be seen as an unwilling acknowledgment from a critical observer. Democracy represents the victory of the people over the elites. It is compassionate in how it delivers justice. It displays a generous spirit and doesn’t make a big deal out of minor issues. It favors the governance of its supporters over that of a tyrant. Under its rule, people feel fortunate to experience happiness, freedom, and equality. The culture of a democratic person is primarily defined by adaptability.

In the nineteenth century Matthew Arnold, the apostle of culture, discussing the civilization of a democratic nation of many millions, unconsciously confirmed the views of Plato in some respects, while showing interesting points of difference. He expressed his admiration of the institutions, solid social conditions, freedom and equality, power, energy, and wealth of the people of the United States. In the daintiness of American house-architecture, and in the natural manners of the free and happy American women he saw a real note of civilization. He felt that his own country had a good deal to learn from America, though he did not close his eyes to the real dangers to which all democratic nations are exposed. Arnold failed in his analysis of American civilization to confirm Plato's judgment concerning the variety of natures to be found in the democratic[Pg 274] State, as well as the Greek philosopher's censure that democracy shows disregard of ethical principles. In fact, Arnold considered the people of the United States singularly homogeneous, singularly free from the distinctions of class; "we [the English] are so little homogeneous, we are living with a system of classes so intense, that the whole action of our minds is hampered and falsened by it; we are in consequence wanting in lucidity, we do not see clear or think straight, and the Americans have here much the advantage of us." As for the second point of difference between Arnold and Plato, the English critic recognized that the American people belonged to the great class in society in which the sense of conduct and regard for ethical principles are particularly developed.

In the nineteenth century, Matthew Arnold, the advocate for culture, was discussing the civilization of a democratic nation with millions of people. In some ways, he unintentionally supported Plato's views while highlighting some interesting differences. He expressed his admiration for the institutions, solid social conditions, freedom and equality, power, energy, and wealth of the American people. He saw a true mark of civilization in the elegance of American house architecture and the natural behaviors of the free and happy American women. He believed that his own country had a lot to learn from America, although he acknowledged the real dangers that all democratic nations face. Arnold, however, did not analyze American civilization in a way that confirmed Plato's opinions about the diversity of natures found in a democratic State, nor did he reflect on the Greek philosopher's criticism that democracy often overlooks ethical principles. In fact, Arnold viewed the American populace as remarkably homogeneous and notably free from class distinctions; "we [the English] are so little homogeneous, we are living with a system of classes so intense, that the whole action of our minds is hampered and falsified by it; we are consequently lacking in clarity, we do not see clearly or think straight, and the Americans have a significant advantage over us in this regard." Regarding the second point of divergence between Arnold and Plato, the English critic recognized that the American people belonged to the larger social class where a sense of conduct and respect for ethical principles are particularly strong.

Nearly all the old charges against American democracy can be summarized in one general censure,—the lack of calm and reasoned self-criticism,—and this general defect is rapidly being made good. It is partly owing to charity and good-will, and it includes the toleration of the mediocre or inferior, as, for example, in the theater; the failure to recognize distinction, and to pay deference to things deserving it; the glorification of the average man, and the hustler, and the lack of special educational opportunities for the exceptionally gifted child. That criticism as an art is still somewhat behindhand in America seems to be confirmed by comparing French and American literary criticism. In France it is a profession practiced by a corps of experts; in America only a very few of the best periodicals can be relied on to give reviews based on critical principles, of works in verse[Pg 275] or prose. (One American reviewer confesses that in a single day he has written notices of twenty new works of fiction, his work bringing him, as remuneration, seventy-five cents a volume.)

Almost all the old criticisms of American democracy can be summed up in one main complaint—the lack of calm and thoughtful self-reflection—and this overall issue is quickly being addressed. It’s partly due to kindness and goodwill, which includes tolerating the mediocre or inferior, like in theater; not recognizing true excellence and giving respect to what deserves it; idolizing the average person and the “hustler”; and failing to provide special educational opportunities for exceptionally gifted children. The idea that criticism as an art is still somewhat lagging in America seems to be supported by comparing French and American literary criticism. In France, it’s a profession carried out by a group of experts; in America, only a few of the top magazines can be trusted to provide reviews based on critical principles for works in verse[Pg 275] or prose. (One American reviewer admits that in a single day he wrote notices for twenty new works of fiction, earning him seventy-five cents per book.)

There is no evidence, however, that Americans as individuals are wanting in the self-critical spirit. And for Arnold this is vital, seeing that the watchword of the culture he proclaims is Know Thyself. It is not a question of gaining a social advantage by a smattering of foreign languages. It is more than intellectual curiosity. "Culture is more properly described as having its origin in the love of perfection. It moves by the force, not merely or primarily of the scientific passion for pure knowledge, but also of the passion for doing good." Human perfection, the essence of culture, is an internal condition, but the will to do good must be guided by the knowledge of what is good to do; "acting and instituting are of little use unless we know how and what we ought to act and institute." Moreover, "because men are all members of one great whole, and the sympathy which is human nature will not allow one member to be indifferent to the rest, the expansion of our humanity, to suit the idea of perfection which culture forms, must be a general expansion."

There’s no evidence that Americans, as individuals, lack a self-critical spirit. For Arnold, this is crucial since the guiding principle of the culture he advocates is Know Thyself. It’s not just about gaining a social edge through learning a few foreign languages. It goes beyond mere intellectual curiosity. "Culture is better described as originating from the love of perfection. It’s driven not only by a scientific passion for pure knowledge but also by a desire to do good." Human perfection, the core of culture, is an internal state, but the will to do good needs to be informed by understanding what is truly good to pursue; "acting and implementing are of little value unless we know how and what we should act upon and implement." Additionally, "because everyone is part of one larger whole and the empathy that is human nature doesn’t allow any individual to be indifferent to others, the growth of our humanity, in line with the ideal of perfection that culture envisions, must be a general growth."

For Arnold's contemporary Nietzsche, the German exponent of Aristocracy, the expansion of education entailed its diminution. For him ancient Greece was the only home of culture, and such culture was not for all comers. The rights of genius are not to be democratized; not the education of the masses, but rather the education of a few picked men must be the aim. The one purpose which education should[Pg 276] most zealously strive to achieve is the suppression of all ridiculous claims to independent judgment, and the inculcation upon young men of obedience to the scepter of genius. The scientific man and the cultured man belong to two different spheres which, though coming together at times in the same individual, are never fully reconciled.

For Arnold's contemporary Nietzsche, the German advocate of Aristocracy, the expansion of education meant its decline. He believed ancient Greece was the only true home of culture, and that such culture wasn't meant for everyone. The rights of genius shouldn't be democratized; the focus should be on the education of a select few rather than the masses. The main goal of education should[Pg 276] be to eliminate all absurd claims to independent judgment and to teach young men to respect the authority of genius. The scientific individual and the cultured individual exist in two different realms that, while they can occasionally merge within the same person, are never completely reconciled.

In order to appreciate the full perverseness, from the democratic standpoint, of Nietzsche's view of culture, it is necessary to glance at his political ideals as explained by one of his sponsors. Nietzsche repudiates the usual conception of morality, which he calls slave-morality, in favor of a morality of masters. The former according to him encourages the deterioration of humanity; the latter promotes advancement. He favors a true aristocracy as the best means of producing a race of supermen. "Instead of advocating 'equal and inalienable rights to life, liberty, and the pursuit of happiness,' for which there is at present such an outcry (a régime which necessarily elevates fools and knaves, and lowers the honest and intelligent), Nietzsche advocates simple justice—to individuals and families according to their merits, according to their worth to society; not equal rights, therefore, but unequal rights, and inequality in advantages generally, approximately proportionate to deserts; consequently, therefore, a genuinely superior ruling class at one end of the social scale, and an actually inferior ruled class, with slaves at its basis, at the opposite social extreme."

To really grasp the full absurdity of Nietzsche's perspective on culture from a democratic angle, it’s important to take a look at his political ideals as outlined by one of his followers. Nietzsche rejects the typical idea of morality, which he labels as slave morality, in favor of a master morality. He believes that the former leads to the decline of humanity, while the latter fosters progress. He supports a true aristocracy as the best way to create a race of superhumans. “Instead of pushing for 'equal and inalienable rights to life, liberty, and the pursuit of happiness,' which is currently so loudly demanded (a system that inevitably uplifts fools and crooks while dragging down the sincere and smart), Nietzsche promotes straightforward justice—for individuals and families based on their merits, based on their value to society; not equal rights, but unequal rights, and inequality in benefits in general, roughly corresponding to one’s contributions; thus, a truly superior ruling class at one end of the social spectrum and a genuinely inferior ruled class, with slaves at the base, at the opposite end of the social spectrum.”

Since it is the view of this aristocratic philosopher that science is the ally of democracy—a view that every chapter of the history of science serves to dem[Pg 277]onstrate—it is of interest to review his opinion of the character of the scientist. For Nietzsche the scientist is not a heroic superman, but a commonplace type of man, with commonplace virtues. He lacks domination, authority, self-sufficiency; he is rather in need of recognition from others and is characterized by the self-distrust innate in all dependent men and gregarious animals. He is industrious, patiently adaptable to rank and file, equable and moderate in capacity and requirement. He has a natural feeling for people like himself, and for that which they require: A fair competence and the green meadow without which there is no rest from labor. The scientist shows no rapture for exalted views; in fact, with an instinct for mediocrity, he is envious and strives for the destruction of the exceptional man.

Since this aristocratic philosopher believes that science supports democracy—a belief that each chapter of the history of science clearly shows—it’s worth examining his thoughts on what makes a scientist. For Nietzsche, the scientist isn’t a heroic superman; rather, he’s an ordinary type of person with ordinary virtues. He lacks power, authority, and self-sufficiency; instead, he seeks recognition from others and is defined by the self-doubt common in all dependent individuals and social animals. He is hardworking, patient, adaptable to being one of many, and moderate in his abilities and needs. He naturally understands people like himself and what they need: a decent standard of living and a peaceful space to relax away from work. The scientist doesn’t get excited about lofty ideas; in fact, with a tendency toward mediocrity, he feels envious and wants to undermine exceptional individuals.

A training in natural science tends to make one objective. But the objective man, in Nietzsche's opinion, distrusts his own personality and regards it as something to be set aside as accidental, and a detriment to calm judgment. The temperamental philosopher thinks the scientist serene, but that his serenity springs not from lack of trouble, but from incapacity to grasp and deal with his own private grief. His is merely disinterested knowledge, according to Nietzsche. The scientist is emotionally impoverished. His love is constrained, and his hatred artificial; he is less interesting to women than the warrior. "His mirroring and externally self-polished soul no longer knows how to affirm, no longer how to deny; he does not command; neither does he destroy." As we see in the case of Leibnitz, the[Pg 278] scientist contemns scarcely anything (Je ne méprise presque rien). The scientist is an instrument, but not a goal; he is something of a slave, nothing in himself—presque rien! There is in the scientist nothing bold, powerful, self-centered, that wants to be master. He is for the most part a man without content and definite outline, a selfless man.

A background in natural science tends to make a person objective. However, Nietzsche believes that an objective person distrusts their own personality and sees it as something accidental that gets in the way of clear judgment. The emotional philosopher might view the scientist as calm, but this calmness doesn’t come from a lack of problems; rather, it stems from an inability to confront and manage their own personal pain. According to Nietzsche, the scientist possesses only disinterested knowledge. They are emotionally lacking, their love is limited, and their hatred is forced; they are less appealing to women than the warrior. "Their reflective and meticulously polished soul no longer knows how to affirm or deny; they neither command nor destroy." As seen in the case of Leibnitz, the[Pg 278] scientist barely holds anything in disdain (Je ne méprise presque rien). The scientist is a tool, not a purpose; they are somewhat of a slave, lacking substance—presque rien! There is nothing bold, strong, or self-interested in the scientist that desires to take control. For the most part, they are a person without depth and clear definition, a selfless individual.

This educational product, which the builders of modern aristocracy reject, and describe after their fashion, we accept as the ally of the masses of the people, and we term it democratic culture.

This educational product, which the creators of modern aristocracy dismiss and describe in their own way, we embrace as the supporter of the masses, and we call it democratic culture.

The objective man, at the same time, may find even in the vehement pages of Nietzsche warnings and criticisms which the friends of democracy should not disregard. Extreme, almost insane, as his doctrine undoubtedly is, it may have value as a corrective influence, an antidote for other extreme views. It serves to remind us that democracy may be misled by feelings in themselves noble, and may, by grasping what seems good, miss what is best. For example, there are in the United States about three hundred thousand persons, defective or subnormal mentally; there is a smaller number of persons exceptionally gifted mentally. It is a poor form of social service that would exhaust the resources of science and philanthropy to care for the former without making any special provision for the latter. Genius is too great an asset to be wasted or misapplied. All culture would have suffered if Newton had been held, in his early life, to exacting administrative work; or if Darwin had devoted his years to alleviating the conditions of the miners of Peru whose misery touched him so profoundly; or if Pasteur had[Pg 279] been taken from the laboratory and pure science to make a country doctor. Nor can democracy rest satisfied with any substitute for culture which would disregard what is great in literature, in art, and in philosophy, or which would ignore history, and the languages and civilizations of the past, as if culture had its beginning yesterday.

The objective person might find that even in the intense writings of Nietzsche, there are warnings and critiques that friends of democracy should pay attention to. His ideas, though extreme and almost irrational, can be valuable as a corrective force, a counterbalance to other extreme viewpoints. They remind us that democracy can be swayed by feelings that are, in themselves, noble, yet by pursuing what seems good, it can overlook what is truly best. For instance, in the United States, there are about three hundred thousand individuals with mental deficiencies or below-average intelligence, and a smaller number of exceptionally gifted individuals. It's misguided social service to exhaust scientific and philanthropic resources on the former while neglecting to provide special support for the latter. Genius is too valuable to be wasted or misused. All of culture would have suffered if Newton had been forced into demanding administrative tasks in his early life; or if Darwin had spent his years trying to improve the conditions of the miners in Peru, whose suffering he found so distressing; or if Pasteur had been pulled from the lab and pure science to become a local doctor. Furthermore, democracy cannot be satisfied with any substitute for culture that ignores what is significant in literature, art, and philosophy, or overlooks history and the languages and civilizations of the past, as if culture started just yesterday.

In this chapter we have considered democracy and democratic culture from the standpoint of three writers on education, a Greek aristocrat, a German advocate of the domination of the classes over the masses, and an Oxford professor, all by training and temperament more or less hostile critics. A more direct procedure might have been employed to establish the claim of science to afford a basis of intellectual and social homogeneity. A brilliant literary man of the present day considers that places in the first ranks of literature are reserved for the doctrinally heterodox. None of the great writers of Europe, he asserts, have been the adherents of the traditional faith. (He makes an exception in favor of Racine: but this is a needless concession, for Racine owed his early education to the Port Royalists, became alienated from them and wrote under the inspiration of the idea of the moral sufficiency of worldly honor; then, after an experience that shook his faith in his own code, he returned to the early religious influences in his life and composed his Esther and Athalie.) But, unlike literature, the study of science is not exclusive. In the front ranks of science stand the devout Roman Catholic Pasteur, the Anglican Darwin, the Unitarian Priestley, the Calvinist Faraday, the Quakers Dalton, Young, and Lister, Huxley the[Pg 280] Agnostic, and Aristotle the pagan biologist. Science has no Test Acts.

In this chapter, we have looked at democracy and democratic culture through the perspectives of three educators: a Greek aristocrat, a German proponent of class dominance over the masses, and a professor from Oxford, all of whom are somewhat critical. A more straightforward approach could have been taken to show that science provides a foundation for intellectual and social unity. A contemporary literary figure believes that top spots in literature are reserved for those with unconventional beliefs. He claims that none of Europe's great writers have adhered to traditional faith. (He makes a concession for Racine, but that's unnecessary since Racine was initially educated by the Port Royalists, later distanced himself from them, and wrote inspired by the concept of moral sufficiency in worldly honor; then, after a crisis that shook his faith in his own values, he returned to the early religious influences in his life and created his Esther and Athalie.) However, unlike literature, the study of science isn't exclusive. Among the leading figures in science are the devout Roman Catholic Pasteur, the Anglican Darwin, the Unitarian Priestley, the Calvinist Faraday, the Quakers Dalton, Young, and Lister, the Agnostic Huxley, and the pagan biologist Aristotle. Science has no Test Acts.

That the cultivation of the sciences tends to promote a type of culture that is democratic rather than aristocratic, sympathetic rather than austere, inclusive rather than exclusive, is further witnessed by the fact that the tradesman and artisan, as well as the dissenter, play a large part in their development. We have seen that Pasteur was the son of a tanner, Priestley of a cloth-maker, Dalton of a weaver, Lambert of a tailor, Kant of a saddler, Watt of a shipbuilder, Smith of a farmer. John Ray was, like Faraday, the son of a blacksmith. Joule was a brewer. Davy, Scheele, Dumas, Balard, Liebig, Wöhler, and a number of other distinguished chemists, were apothecaries' apprentices. Franklin was a printer. At the same time other ranks of society are represented in the history of science by Boyle, Cavendish, Lavoisier. The physicians and the sons of physicians have borne a particularly honorable part in the advancement of physical as well as mental science. The instinctive craving for power, the will to dominate, of which Nietzsche was the lyricist, was in these men subdued to patience, industry, and philanthropy. The beneficent effect of their activities on the health and general welfare of the masses of the people bears witness to the sanity and worth of the culture that prompted these activities.

The growth of science leads to a culture that is more democratic than aristocratic, more compassionate than harsh, and more inclusive than exclusive. This is evident in the significant roles played by traders, craftsmen, and dissenters in scientific advancement. For instance, Pasteur was the son of a tanner, Priestley of a cloth-maker, Dalton of a weaver, Lambert of a tailor, Kant of a saddler, Watt of a shipbuilder, and Smith of a farmer. John Ray, like Faraday, was the son of a blacksmith, and Joule was a brewer. Notable chemists like Davy, Scheele, Dumas, Balard, Liebig, and Wöhler started as apprentices to apothecaries, while Franklin was a printer. Simultaneously, figures from other social classes, such as Boyle, Cavendish, and Lavoisier, also contributed to the history of science. Physicians and their sons have played a particularly significant role in advancing both physical and mental sciences. The natural desire for power and dominance, which Nietzsche often expressed, was transformed in these individuals into perseverance, hard work, and a commitment to helping others. The positive impact of their efforts on the health and well-being of the general population reflects the soundness and value of the culture that inspired them.

As was stated at the outset of this chapter, education is the oversight and guidance of the development of the immature with certain ethical and social ends in view. The material of instruction, the method of instruction, and the type of educational institution,[Pg 281] will vary with the hereditary endowment, age, and probable social destiny of the child. In a democratic country likely to become more, rather than less, democratic, those subjects will naturally be taught which have vital connection with the people's welfare and progress in civilization. At the same time the method of instruction will be less dogmatic and more inclined (under a free than under an absolute government) to evoke the child's powers of individual judgment; arbitrary discipline must yield gradually to self-discipline. The changes here indicated as desirable are already well under way in America. As regards types of educational institution, it is significant that America about the middle of the eighteenth century introduced the Miltonic, nonconformist Academy, with its science curriculum, in place of the traditional Latin grammar school. Later the American high school, institutions of which type now have over a million pupils, and teach science by the heuristic laboratory method, became the popular form of secondary school. It is, likewise, not without social significance that the Kindergarten was suppressed in Prussia after the revolt of the people in the middle of the nineteenth century, and that it found a more congenial home in a democratic country. Its educational ideal of developing self-activity without losing sight of the need of social adaptation finds its corollary in systematic teaching of the sciences in relation both to the daily work and to their historical and cultural antecedents.

As mentioned at the beginning of this chapter, education is the supervision and guidance of the development of young individuals with specific ethical and social goals in mind. The subjects taught, the teaching methods used, and the types of educational institutions[Pg 281] will differ based on the child's genetic background, age, and expected social future. In a democratic country that is likely to become even more democratic, the topics taught will naturally relate to the well-being and progress of the people. At the same time, the teaching methods will be less absolute and more geared towards encouraging the child's ability to think for themselves; strict discipline must gradually give way to self-discipline. The changes mentioned as necessary are already underway in America. Regarding the types of educational institutions, it’s notable that America introduced the nonconformist Miltonic Academy around the mid-eighteenth century, with a focus on science, replacing the traditional Latin grammar school. Later, the American high school emerged, with over a million students now practicing the heuristic laboratory method of teaching science, becoming the popular form of secondary school. Additionally, it’s socially significant that the Kindergarten was abolished in Prussia after the people's revolt in the mid-nineteenth century, and found a more welcoming home in a democratic nation. Its educational goal of fostering self-initiative while acknowledging the need for social adaptation is complemented by the systematic teaching of sciences in relation to everyday life and their historical and cultural backgrounds.

REFERENCES

Matthew Arnold, Essays in Criticism, and Culture and Anarchy.

Matthew Arnold, Essays in Criticism, and Culture and Anarchy.

Matthew Arnold, Civilization in the United States.

Matthew Arnold, Civilization in the United States.

Friedrich Nietzsche, On the Future of our Educational Institutions, vol. VI. of the Complete Works; translation edited by Dr. Oscar Levy.

Friedrich Nietzsche, On the Future of Our Educational Institutions, vol. VI. of the Complete Works; translation edited by Dr. Oscar Levy.

Friedrich Nietzsche, Beyond Good and Evil, vol. V, chap. VI. of the Complete Works.

Friedrich Nietzsche, Beyond Good and Evil, vol. V, chap. VI. of the Complete Works.

Plato, Republic, Book VIII; vol. III. of Benjamin Jowett's translation of the Dialogues of Plato, 1875.

Plato, Republic, Book VIII; vol. III. of Benjamin Jowett's translation of the Dialogues of Plato, 1875.


INDEX

 

 

Transcriber's note:

Transcriber's note:

The following is a list of changes made to the original. The first line is the original line, the second the corrected one.

The following is a list of changes made to the original. The first line is the original line, the second is the corrected one.

parabola, hyperbola--play a large part in the subsequent
parabola, the hyperbola--play a large part in the subsequent

parabola, hyperbola--play a large part in the subsequent
parabola, the hyperbola--play a large part in the subsequent

Seneca, Physcial Science; translated by John Clarke.
Seneca, Physical Science; translated by John Clarke.

Seneca, Physical Science; translated by John Clarke.
Seneca, Physical Science; translated by John Clarke.

College by 1558 it was the custom to remain for discussion
College by 1658 it was the custom to remain for discussion

College by 1558 it was the norm to stay for discussion
College by 1658 it was the norm to stay for discussion

slowly with the result that it had a stony, rather a
slowly with the result that it had a stony, rather than a

slowly with the result that it had a stony, rather a
slowly with the result that it had a stony, rather than a

This would correspond to 325° January 1, 1847.
This would correspond to 325° on January 1, 1847.

This would correspond to 325° on January 1, 1847.
This would correspond to 325° on January 1, 1847.

sometimes, in the case of the γ rays with velocity
sometimes, in the case of the γ rays, with velocity

sometimes, in the case of the γ rays with velocity

positively and negatively chasged particles. Rutherford
positively and negatively charged particles. Rutherford

positive and negative charged particles. Rutherford


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