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The World As Will And Idea
The World as Desire and Perception
By
By
Arthur Schopenhauer
Arthur Schopenhauer
Translated From The German By
Translated From German By
R. B. Haldane, M.A.
R. B. Haldane, M.A.
And
And
J. Kemp, M.A.
J. Kemp, M.A.
Vol. III.
Vol. 3.
Containing Supplements to Part of the Second Book and to the Third and Fourth Books
Including Additions to Part of the Second Book and to the Third and Fourth Books
Sixth Edition
Sixth Edition
London
London
Kegan Paul, Trench, Trübner & Co.
Kegan Paul, Trench, Trübner & Co.
1909
1909
Contents
- Supplements To The Second Book.
- Chapter XXI. Retrospect and More General View.
- Chapter XXII. Objective View of the Intellect.
- Chapter XXIII.On The Objectification Of The Will In Unconscious Nature.
- Chapter XXIV. On Matter.
- Chapter XXV. Transcendent Considerations Concerning The Will As Thing In Itself.
- Chapter XXVI. On Teleology.
- Chapter XXVII. On Instinct And Mechanical Tendency.
- Chapter XXVIII. Characterisation Of The Will To Live.
- Supplements to the Third Book.
- Chapter XXIX. On The Knowledge Of The Ideas.
- Chapter XXX. On The Pure Subject Of Knowledge.
- Chapter XXXI. On Genius.
- Chapter XXXII. On Madness.
- Chapter XXXIII. Isolated Remarks On Natural Beauty.
- Chapter XXXIV. On The Inner Nature Of Art.
- Chapter XXXV. On The Æsthetics Of Architecture.
- Chapter XXXVI. Isolated Remarks On The Æsthetics Of The Plastic And Pictorial Arts.
- Chapter XXXVII. On The Æsthetics Of Poetry.
- Chapter XXXVIII. On History.
- Chapter XXXIX. On The Metaphysics Of Music.
- Supplements to the Fourth Book.
- Chapter XL. Preface.
- Chapter XLI. On Death And Its Relation To The Indestructibility Of Our True Nature.
- Chapter XLII. The Life Of The Species.
- Chapter XLIII. On Heredity.
- Chapter XLIV. The Metaphysics Of The Love Of The Sexes.
- Chapter XLV. On The Assertion Of The Will To Live.
- Chapter XLVI. On The Vanity And Suffering Of Life.
- Chapter XLVII. On Ethics.
- Chapter XLVIII. On The Doctrine Of The Denial Of The Will To Live.
- Chapter XLIX. The Way Of Salvation.
- Chapter L. Epiphilosophy.
- Appendix.
- Abstract.
- Chapter I.
- Chapter II.
- Chapter III.
- Chapter IV.
- Chapter V.
- Chapter VI.
- Chapter VII.
- Chapter VIII.
- Index.
- Corrigenda And Addenda In Vol. I.
- Footnotes
[Transcriber's Note: The above cover image was produced by the submitter at Distributed Proofreaders, and is being placed into the public domain.]
[Transcriber's Note: The cover image above was created by the submitter at Distributed Proofreaders and is now in the public domain.]
Supplements to the Second Book.
Chapter 21. Reflection and More Overview.
If the intellect were not of a subordinate nature, as the two preceding chapters show, then everything which takes place without it, i.e., without intervention of the idea, such as reproduction, the development and maintenance of the organism, the healing of wounds, the restoration or vicarious supplementing of mutilated parts, the salutary crisis in diseases, the works of the mechanical skill of animals, and the performances of instinct would not be done so infinitely better and more perfectly than what takes place with the assistance of intellect, all conscious and intentional achievements of men, which compared with the former are mere bungling. In general nature signifies that which operates, acts, performs without the assistance of the intellect. Now, that this is really identical with what we find in ourselves as will is the general theme of this second book, and also of the essay, “Ueber den Willen in der Natur.” The possibility of this fundamental knowledge depends upon the fact that in us the will is directly lighted by the intellect, which here appears as self-consciousness; otherwise we could just as little arrive at a fuller knowledge of it within us as without us, and must for ever stop at inscrutable forces of nature. We have to [pg 002] abstract from the assistance of the intellect if we wish to comprehend the nature of the will in itself, and thereby, as far as is possible, penetrate to the inner being of nature.
If the intelligence weren't subordinate, as the previous chapters indicate, then everything that happens without it, i.e. without the input of ideas—like reproduction, the growth and upkeep of the organism, wound healing, the restoration or compensation of lost parts, the beneficial crises in diseases, the mechanical abilities of animals, and instinctive actions—would not be done much better and more perfectly than with the help of intellect, which involves all of humanity's conscious and intentional efforts, and which, compared to these natural processes, seems clumsy. Generally, nature refers to what operates and acts without the help of the intellect. The idea that this is truly the same as what we experience within ourselves as gonna is the main focus of this second book and also of the essay, “On the Will in Nature.” Understanding this fundamental knowledge relies on the fact that in the U.S. the will is directly illuminated by the intellect, which here appears as self-awareness; otherwise, we wouldn't be able to gain a deeper understanding of it inside us or outside of us, and would remain forever stuck with the mysterious forces of nature. We need to [pg 002] set aside the help of the intelligence if we want to grasp the nature of the will in itself, and thus, as much as possible, reach the core essence of nature.
On this account, it may be remarked in passing, my direct antipode among philosophers is Anaxagoras; for he assumed arbitrarily as that which is first and original, from which everything proceeds, a νους, an intelligence, a subject of ideas, and he is regarded as the first who promulgated such a view. According to him the world existed earlier in the mere idea than in itself; while according to me it is the unconscious will which constitutes the reality of things, and its development must have advanced very far before it finally attains, in the animal consciousness, to the idea and intelligence; so that, according to me, thought appears as the very last. However, according to the testimony of Aristotle (Metaph., i. 4), Anaxagoras himself did not know how to begin much with his νους, but merely set it up, and then left it standing like a painted saint at the entrance, without making use of it in his development of nature, except in cases of need, when he did not know how else to help himself. All physico-theology is a carrying out of the error opposed to the truth expressed at the beginning of this chapter—the error that the most perfect form of the origin of things is that which is brought about by means of an intellect. Therefore it draws a bolt against all deep exploration of nature.
On this note, it's worth mentioning that my main opposite among philosophers is Anaxagoras. He arbitrarily claimed that the first and original source of everything is a νους, or intelligence, a subject of ideas, and is seen as the first to promote such a concept. According to him, the world existed first as an idea rather than in reality; whereas I believe it's the unconscious gonna that creates the reality of things, and its development must have progressed significantly before it finally reaches the idea and intelligence in animal consciousness. For me, thought is actually the very last element to emerge. However, as Aristotle notes (
From the time of Socrates down to our own time, we find that the chief subject of the ceaseless disputations of the philosophers has been that ens rationis, called soul. We see the most of them assert its immortality, that is to say, its metaphysical nature; yet others, supported by facts which incontrovertibly prove the entire dependence of the intellect upon the bodily organism, unweariedly maintain the contrary. That soul is by all and before everything taken as absolutely simple; for precisely from this its metaphysical nature, its immateriality and immortality [pg 003] were proved, although these by no means necessarily follow from it. For although we can only conceive the destruction of a formed body through breaking up of it into its parts, it does not follow from this that the destruction of a simple existence, of which besides we have no conception, may not be possible in some other way, perhaps by gradually vanishing. I, on the contrary, start by doing away with the presupposed simplicity of our subjectively conscious nature, or the ego, inasmuch as I show that the manifestations from which it was deduced have two very different sources, and that in any case the intellect is physically conditioned, the function of a material organ, therefore dependent upon it, and without it is just as impossible as the grasp without the hand; that accordingly it belongs to the mere phenomenon, and thus shares the fate of this,—that the will, on the contrary, is bound to no special organ, but is everywhere present, is everywhere that which moves and forms, and therefore is that which conditions the whole organism; that, in fact, it constitutes the metaphysical substratum of the whole phenomenon, consequently is not, like the intellect, a Posterius of it, but its Prius; and the phenomenon depends upon it, not it upon the phenomenon. But the body is reduced indeed to a mere idea, for it is only the manner in which the will exhibits itself in the perception of the intellect or brain. The will, again, which in all other systems, different as they are in other respects, appears as one of the last results, is with me the very first. The intellect, as mere function of the brain, is involved in the destruction of the body, but the will is by no means so. From this heterogeneity of the two, together with the subordinate nature of the intellect, it becomes conceivable that man, in the depths of his self-consciousness, feels himself to be eternal and indestructible, but yet can have no memory, either a parte ante or a parte post, beyond the duration of his life. I do not wish to anticipate here the exposition of the true indestructibility of our nature, which has its place in the [pg 004] fourth book, but have only sought to indicate the place where it links itself on.
Since the time of Socrates up to today, the main topic of endless debates among philosophers has been the the reason of things, referred to as the soul. Most assert its immortality, implying its metaphysical nature; however, others, backed by undeniable facts showing the complete dependence of the intellect on the body, tirelessly argue the opposite. The soul is universally seen as super easy; because of its metaphysical nature, immateriality, and immortality [pg 003] were claimed, though these do not necessarily follow. Although we can only envision the destruction of a structured body as breaking it into parts, it doesn’t mean a simple existence can't be destroyed in some other way, possibly by gradually fading away. I, on the other hand, start by challenging the assumed simplicity of our subjectively conscious nature, or the self, since I demonstrate that the expressions from which it was inferred come from two very different sources, and that, in any case, intellect is physically conditioned, a function of a material organ, and thus dependent on it; without it, it’s just as impossible as grasping without a hand; therefore, it belongs to mere phenomenon and shares its fate—while the will, conversely, is not tied to any specific organ, but is everywhere present, constantly moving and shaping, and thus conditions the whole organism; in fact, it forms the metaphysical foundation of the entire phenomenon, meaning it is not, like the intellect, a Posterius of it, but its Prius; and the phenomenon relies on it, not the other way around. However, the body is indeed reduced to merely an idea, as it’s just the way the gonna presents itself in the intellect or brain's perception. The gonna, which in all other systems, albeit differing in various respects, is seen as one of the final results, for me is the very first. The intelligence, as simply a function of the brain, is involved in the body's destruction, but the gonna is not. From this difference between the two, together with the secondary nature of the intellect, it becomes understandable that a person, deep in their self-awareness, feels eternal and indestructible, yet has no memories, either a part before or a parte post, beyond the span of their life. I do not want to preemptively discuss the true indestructibility of our nature, which is laid out in the [pg 004] fourth book, but I have only sought to indicate where it connects.
But now that, in an expression which is certainly one-sided, yet from our standpoint true, the body is called a mere idea depends upon the fact than an existence in space, as something extended, and in time, as something that changes, and more closely determined in both through the causal-nexus, is only possible in the idea, for all those determinations rest upon its forms, thus in a brain, in which accordingly such an existence appears as something objective, i.e., foreign; therefore even our own body can have this kind of existence only in a brain. For the knowledge which I have of my body as extended, space-occupying, and movable, is only indirect: it is a picture in my brain which is brought about by means of the senses and understanding. The body is given to me directly only in muscular action and in pain and pleasure, both of which primarily and directly belong to the will. But the combination of these two different kinds of knowledge of my own body afterwards affords the further insight that all other things which also have the objective existence described, which is primarily only in my brain, are not therefore entirely non-existent apart from it, but must also ultimately in themselves be that which makes itself known in self-consciousness as will.
But now that, in an expression that is definitely one-sided yet true from our perspective, the body is referred to as just an idea, this depends on the fact that an existence in space, as something extended, and in time, as something that changes, and more precisely determined in both through the causal-nexus, is only possible in the concept. All those determinations rest upon its forms, so in a brain, where such an existence appears as something objective, i.e., foreign; therefore even our own body can only have this kind of existence in a brain. The knowledge I have of my body as extended, occupying space, and movable is only indirect: it’s a picture in my brain created through my senses and understanding. The body is given to me straightforward only in muscular action and in pain and pleasure, both of which primarily and directly relate to the gonna. However, the combination of these two different types of knowledge of my own body later leads to the deeper understanding that all other things which also have the described objective existence, which primarily exists only in my brain, are not therefore completely non-existent apart from it, but must ultimately within themselves be that which becomes known in self-consciousness as will.
Chapter 22.1 Objective Perspective on the Intellect.
There are two fundamentally different ways of regarding the intellect, which depend upon the difference of the point of view, and, much as they are opposed to each other in consequence of this, must yet be brought into agreement. One is the subjective, which, starting from within and taking the consciousness as the given, shows us by what mechanism the world exhibits itself in it, and how, out of the materials which the senses and the understanding provide, it constructs itself in it. We must look upon Locke as the originator of this method of consideration; Kant brought it to incomparably higher perfection; and our first book also, together with its supplements, are devoted to it.
There are two fundamentally different ways of looking at the intellect, which depend on the perspective taken. While they are opposed to one another because of this, they still need to be reconciled. One perspective is the subjective, which starts from inside and takes awareness as a given. It shows us how the world presents itself in this consciousness and how it constructs itself from the materials provided by the senses and understanding. We should regard Locke as the originator of this method; Kant took it to an incomparably higher level, and our first book, along with its supplements, is also dedicated to this analysis.
The method of considering the intellect which is opposed to this is the objective, which starts from without, takes as its object not our own consciousness, but the beings given in outward experience, conscious of themselves and of the world, and now investigates the relation of their intellect to their other qualities, how it has become possible, how it has become necessary, and what it accomplishes for them. The standpoint of this method of consideration is the empirical. It takes the world and the animal existences present in it as absolutely given, in that it starts from them. It is accordingly primarily zoological, anatomical, physiological, and only becomes philosophical by connection with that first method of consideration, and [pg 006] from the higher point of view thereby attained. The only foundations of this which as yet have been given we owe to zootomists and physiologists, for the most part French. Here Cabanis is specially to be named, whose excellent work, “Des rapports du physique au moral,” is initiatory of this method of consideration on the path of physiology. The famous Bichat was his contemporary, but his theme was a much more comprehensive one. Even Gall may be named here, although his chief aim was missed. Ignorance and prejudice have raised against this method of consideration the accusation of materialism, because, adhering simply to experience, it does not know the immaterial substance, soul. The most recent advances in the physiology of the nervous system, through Sir Charles Bell, Magendie, Marshall Hall, and others, have also enriched and corrected the material of this method of consideration. A philosophy which, like the Kantian, entirely ignores this point of view for the intellect is one-sided, and consequently inadequate. It leaves an impassable gulf between our philosophical and our physiological knowledge, with which we can never find satisfaction.
The approach to understanding the intellect that's different from this is the goal, which starts from without, focusing not on our own consciousness but on the beings we experience in the outside world, aware of themselves and their environment. It then examines how their intellect connects to their other traits, why it became necessary, and what it achieves for them. This method of consideration takes an empirical standpoint, treating the world and the living beings in it as real and starting from them. It is primarily zoological, anatomical, and physiological, becoming philosophical only when linked to the first method of consideration, and [pg 006] from the elevated perspective gained through that connection. The foundational work in this area primarily comes from zootomists and physiologists, mostly from France. Notable here is Cabanis, whose excellent book, "The connections between the physical and the moral," is foundational for this method within physiology. The well-known Bichat was his contemporary, although his focus was broader. Gall can also be mentioned, even though he missed his main objective. Ignorance and bias have led to this method being labeled as materialistic because it sticks to experience and doesn’t acknowledge the immaterial substance, the soul. Recent developments in the physiology of the nervous system by Sir Charles Bell, Magendie, Marshall Hall, and others have enriched and refined the materials for this method of consideration. A philosophy, like Kant's, that completely ignores this perspective on the intellect is one-sided and therefore insufficient. It creates an unbridged gap between our philosophical and physiological understanding, leaving us perpetually unsatisfied.
Although what I have said in the two preceding chapters concerning the life and the activity of the brain belongs to this method of consideration, and in the same way all the discussions to be found under the heading, “Pflanzenphysiologie,” in the essay, “Ueber den Willen in der Natur,” and also a portion of those under the heading “Vergleichende Anatomie,” are devoted to it, the following exposition of its results in general will be by no means superfluous.
Although what I've discussed in the previous two chapters about the life and function of the brain relates to this method of consideration, and similarly, all the discussions found under the heading, “Plant Physiology,” in the essay, “On the Will in Nature,” and also part of those under the heading “Comparative Anatomy,” are focused on it, the following overview of its results in general will definitely not be unnecessary.
We become most vividly conscious of the glaring contrast between the two methods of considering the intellect opposed to each other above if we carry the matter to the extreme and realise that what the one, as reflective thought and vivid perception, directly assumes and makes its material is for the other nothing more than the physiological [pg 007] function of an internal organ, the brain; nay, that we are justified in asserting that the whole objective world, so boundless in space, so infinite in time, so unsearchable in its perfection, is really only a certain movement or affection of the pulpy matter in the skull. We then ask in astonishment: what is this brain whose function produces such a phenomenon of all phenomena? What is the matter which can be refined and potentiated to such a pulp that the stimulation of a few of its particles becomes the conditional supporter of the existence of an objective world? The fear of such questions led to the hypothesis of the simple substance of an immaterial soul, which merely dwelt in the brain. We say boldly: this pulp also, like every vegetable or animal part, is an organic structure, like all its poorer relations in the inferior accommodation of the heads of our irrational brethren, down to the lowest, which scarcely apprehends at all; yet that organic pulp is the last product of nature, which presupposes all the rest. But in itself, and outside the idea, the brain also, like everything else, is will. For existing for another is being perceived; being in itself is willing: upon this it depends that on the purely objective path we never attain to the inner nature of things; but if we attempt to find their inner nature from without and empirically, this inner always becomes an outer again in our hands,—the pith of the tree, as well as its bark; the heart of the animal, as well as its hide; the white and the yolk of an egg, as well as its shell. On the other hand, upon the subjective path the inner is accessible to us at every moment; for we find it as the will primarily in ourselves, and must, by the clue of the analogy with our own nature, be able to solve that of others, in that we attain to the insight that a being in itself independent of being known, i.e., of exhibiting itself in an intellect, is only conceivable as willing.
We're most clearly aware of the stark difference between the two ways of thinking about the intellect, as mentioned above, if we take this to the extreme. We realize that what one approach, through reflective thought and vivid perception, directly takes as its material is, for the other, just the physiological function of an internal organ, the brain. In fact, we can say that the entire objective world, vast in space, infinite in time, and intricate in its perfection, is ultimately just a specific movement or change in the soft tissue inside our heads. We then ask in amazement: what is this brain whose function creates such remarkable phenomena? What is the substance that can be refined to such a degree that stimulating a few of its particles becomes the fundamental basis for the existence of an objective world? The fear of these questions led to the idea of an immaterial soul simply residing in the brain. We assert confidently: this soft tissue, like any part of a plant or animal, is an organic structure, similar to those found in the less developed brains of our non-human relatives, all the way down to the simplest creatures that hardly perceive at all. Yet, that organic substance is the final product of nature, which depends on everything else. But in itself, and aside from the idea, the brain, like everything else, is will. For existing for another means being perceived; being in itself means willing. Because of this, on a purely objective path, we never reach the true essence of things. However, if we try to understand that essence from the outside and through experience, it inevitably becomes external again in our grasp—the core of a tree, as well as its bark; the heart of an animal, along with its skin; the egg white and yolk, as well as the shell. Conversely, on the subjective path, the inner essence is available to us at all times. We recognize it as the will primarily in ourselves and must, using the analogy with our own nature, be able to understand that of others, arriving at the realization that a being in itself, independent of being known, that is, of presenting itself in an intellect, can only be conceived as willing.
If now, in the objective comprehension of the intellect, we go back as far as we possibly can, we shall find that [pg 008] the necessity or the need of knowledge in general arises from the multiplicity and the separate existence of beings, thus from individuation. For suppose there only existed a single being, such a being would have no need of knowledge: because nothing would exist which was different from it, and whose existence it would therefore have to take up into itself indirectly through knowledge, i.e., image and concept. It would itself already be all in all, and therefore there would remain nothing for it to know, i.e., nothing foreign that could be apprehended as object. In the case of a multiplicity of beings, on the other hand, every individual finds itself in a condition of isolation from all the rest, and hence arises the necessity of knowledge. The nervous system, by means of which the animal individual primarily becomes conscious of itself, is bounded by a skin; yet in the brain that has attained to intellect it passes beyond this limit by means of its form of knowledge, causality, and thus there arises for it perception as a consciousness of other things, as an image of beings in space and time, which change in accordance with causality. In this sense it would be more correct to say, “Only the different is known by the different,” than as Empedocles said, “Only the like is known by the like,” which was a very indefinite and ambiguous proposition; although points of view may certainly also be conceived from which it is true; as, for instance, we may observe in passing that of Helvetius when he says so beautifully and happily: “Il n'y a que l'esprit qui sente l'esprit: c'est une corde qui ne frémit qu'à l'unison,” which corresponds with Xenophon's “σοφον ειναι δει τον επιγνωσομενον τον σοφον” (sapientem esse opportet eum, qui sapientem agniturus sit), and is a great sorrow. But now, again, from the other side we know that multiplicity of similars only becomes possible through time and space; thus through the forms of our knowledge. Space first arises in that the knowing subject sees externally; it is the manner in which the subject comprehends something as [pg 009] different from itself. But we also saw knowledge in general conditioned by multiplicity and difference. Thus knowledge and multiplicity, or individuation, stand and fall together, for they reciprocally condition each other. Hence it must be inferred that, beyond the phenomenon in the true being of all things, to which time and space, and consequently also multiplicity, must be foreign, there can also be no knowledge. Buddhism defines this as Pratschna Paramita, i.e., that which is beyond all knowledge (J. J. Schmidt, “On the Maha-Jana and Pratschna Paramita”). A “knowledge of things in themselves,” in the strictest sense of the word, would accordingly be already impossible from the fact that where the thing in itself begins knowledge ceases, and all knowledge is essentially concerned only with phenomena. For it springs from a limitation, by which it is made necessary, in order to extend the limits.
If we now look at the goal understanding of the mind and trace it back as far as we can, we’ll discover that the need for general knowledge arises from the diversity and the split existence of beings, which stems from individuation. If there were only one being, that being would have no need for knowledge because nothing would exist that is different from it, and it wouldn’t have to incorporate anything else into itself through knowledge, i.e., images and concepts. It would already be everything and thus have nothing left to know, i.e., nothing external that could be perceived as an object. In contrast, when there are multiple beings, each individual finds itself isolated from the others, creating the necessity for knowledge. The nervous system, through which an individual animal primarily becomes aware of itself, is bounded by its skin; however, in the intellectually developed brain, it surpasses this boundary through its form of knowledge, causality, leading to perception as awareness of other entities, as a representation of beings existing in space and time, which change according to causality. In this regard, it would be more accurate to say, “Only what is different is understood by what is different,” rather than as Empedocles put it, "Only the similar is recognized by the similar," which is rather vague and ambiguous; although it is true from certain perspectives, such as when Helvetius beautifully states: “Only the mind senses the mind: it's a string that only vibrates in unison,” aligning with Xenophon's "Being wise means recognizing the wise one." (It is necessary for someone who is going to recognize a wise person to be wise themselves.), which is quite sorrowful. However, we also know that the multiplicity of similar things only becomes possible through time and space; thus, through the forms of our knowledge. Space first emerges when the knowing subject perceives externally; it is the way the subject understands something as [pg 009] differing from itself. However, we also observed that knowledge in general is conditioned by multiplicity and difference. Therefore, knowledge and multiplicity, or individuation, are interdependent, as they affect each other. This means that beyond the phenomena in the true essence of all things, where time and space, and thus multiplicity, must be absent, there can be no knowledge. Buddhism refers to this as Pratschna Paramita, i.e., that which transcends all knowledge (J. J. Schmidt, "On the Maha-Jana and Pratschna Paramita"). A “knowledge of things as they are,” in the strictest sense, would thus be impossible because where the thing in itself begins, knowledge ends, and all knowledge fundamentally deals only with phenomena. It arises from a limitation that necessitates its existence in order to stretch the boundaries.
For the objective consideration the brain is the efflorescence of the organism; therefore only where the latter has attained its highest perfection and complexity does the brain appear in its greatest development. But in the preceding chapter we have recognised the organism as the objectification of the will; therefore the brain also, as a part of it, must belong to this objectification. Further, from the fact that the organism is only the visibility of the will, thus in itself is the will, I have deduced that every affection of the organism at once and directly affects the will, i.e., is felt as agreeable or painful. Yet, with the heightening of sensibility, in the higher development of the nervous system, the possibility arises that in the nobler, i.e., the objective, organs of sense (sight and hearing) the exquisitely delicate affections proper to them are perceived without in themselves and directly affecting the will, that is, without being either painful or agreeable, and that therefore they appear in consciousness as indifferent, merely perceived, sensations. But in the brain this heightening of sensibility reaches such a high degree that upon [pg 010] received impressions of sense a reaction even takes place, which does not proceed directly from the will, but is primarily a spontaneity of the function of understanding, which makes the transition from the directly perceived sensation of the senses to its cause; and since the brain then at once produces the form of space, there thus arises the perception of an external object. We may therefore regard the point at which the understanding makes the transition from the mere sensation upon the retina, which is still a mere affection of the body and therefore of the will, to the cause of that sensation, which it projects by means of its form of space, as something external and different from its own body, as the boundary between the world as will and the world as idea, or as the birthplace of the latter. In man, however, the spontaneity of the activity of the brain, which in the last instance is certainly conferred by the will, goes further than mere perception and immediate comprehension of causal relations. It extends to the construction of abstract conceptions out of these perceptions, and to operating with these conceptions, i.e., to thinking, as that in which his reason consists. Thoughts are therefore furthest removed from the affections of the body, which, since the body is the objectification of the will, may, through increased intensity, pass at once into pain, even in the organs of sense. Accordingly idea and thought may also be regarded as the efflorescence of the will, because they spring from the highest perfection and development of the organism; but the organism, in itself and apart from the idea, is the will. Of course, in my explanation, the existence of the body presupposes the world of idea; inasmuch as it also, as body or real object, is only in this world; and, on the other hand, the idea itself just as much presupposes the body, for it arises only through the function of an organ of the body. That which lies at the foundation of the whole phenomenon, that in it which alone has being in itself and is original, is exclusively the will; for it is the [pg 011] will which through this very process assumes the form of the idea, i.e., enters the secondary existence of an objective world, or the sphere of the knowable. Philosophers before Kant, with few exceptions, approached the explanation of the origin of our knowledge from the wrong side. They set out from a so-called soul, an existence whose inner nature and peculiar function consisted in thinking, and indeed quite specially in abstract thinking, with mere conceptions, which belonged to it the more completely the further they lay from all perception. (I beg to refer here to the note at the end of § 6 of my prize essay on the foundation of morals.) This soul has in some inconceivable manner entered the body, and there it is only disturbed in its pure thinking, first by impressions of the senses and perceptions, still more by the desires which these excite, and finally by the emotions, nay, passions, to which these desires develop; while the characteristic and original element of this soul is mere abstract thinking, and given up to this it has only universals, inborn conceptions, and æternæ veritates for its objects, and leaves everything perceptible lying far below it. Hence, also, arises the contempt with which even now “sensibility” and the "sensuous" are referred to by professors of philosophy, nay, are even made the chief source of immorality, while it is just the senses which are the genuine and innocent source of all our knowledge, from which all thinking must first borrow its material, for in combination with the a priori functions of the intellect they produce the perception. One might really suppose that in speaking of sensibility these gentlemen always think only of the pretended sixth sense of the French. Thus, as we have said, in the process of knowledge, its ultimate product was made that which is first and original in it, and accordingly the matter was taken hold of by the wrong end. According to my exposition, the intellect springs from the organism, and thereby from the will, and hence could not be without the latter. Thus, without the will it would also [pg 012] find no material to occupy it; for everything that is knowable is just the objectification of the will.
For objective consideration, the brain is the pinnacle of the organism; therefore, the brain develops most when the organism has reached its greatest complexity and advancement. In the previous chapter, we recognized the organism as the manifestation of the will; thus, the brain, being part of it, also belongs to this manifestation. Furthermore, since the organism is merely the visibility of the will, it can be concluded that every experience of the organism directly influences the will, meaning it is felt as either pleasurable or painful. However, as sensitivity increases with the advancement of the nervous system, there's a possibility that in the more refined organs of sense (like sight and hearing), the subtle sensations they uniquely experience can be perceived without directly impacting the will, appearing instead as neutral sensations that are merely felt. In the brain, this increase in sensitivity is so pronounced that it triggers a reaction to sensory impressions that doesn't directly stem from the will, but rather from an inherent spontaneous function of understanding, bridging the gap between the directly perceived sensation and its cause. As the brain yields the form of space, this leads to the perception of an external object. We can therefore understand the point where understanding transitions from the mere sensation on the retina, still just an effect of the body (and thus the will), to the cause of that sensation, which it conceptualizes using its spatial form, as a boundary between the world of will and the world of ideas, or as the origin of the latter. In humans, however, the spontaneity of brain activity, which ultimately derives from the will, goes beyond simple perception and immediate understanding of causal relationships. It encompasses the formation of abstract concepts from these perceptions and the manipulation of these concepts, i.e., thinking, which constitutes human reasoning. Thoughts, therefore, are the furthest removed from bodily sensations, which, because the body is a manifestation of the will, may, with heightened intensity, quickly turn into pain, even in sensory organs. Consequently, both idea and thought can also be seen as the manifestation of the will because they arise from the organism's highest complexity and development; yet the organism itself, independent of the idea, is the will. Naturally, my explanation assumes that the existence of the body presupposes the world of ideas, as it exists only within this realm; meanwhile, the idea presupposes the body as it can only arise through the function of a bodily organ. What underlies the entire phenomenon, what has true existence and is original, is solely the will; for it is the will that, through this very process, takes on the form of the idea, i.e., enters the secondary existence of an objective world, or the domain of the knowable. Philosophers prior to Kant, with few exceptions, approached the origin of our knowledge incorrectly. They began with a so-called soul, an existence whose inner essence and function were solely in thinking, particularly in abstract thinking using concepts distanced from all perception. (I refer here to the note at the end of § 6 of my prize essay on the foundation of morals.) This soul somehow entered the body, where it could only be disrupted in its pure thinking first by sensory impressions, and then even more by the desires these evoke, and finally by the emotions, even passions, that develop from these desires; while the distinguishing and original aspect of this soul is merely abstract thinking, which is limited to universals, innate concepts, and eternal truths as its objects, neglecting anything perceivable as lesser. Thus arises the disdain with which even now "sensibility" and the "sensuous" are regarded by philosophy professors, who even consider them the primary source of immorality, while it is precisely the senses that serve as the genuine and innocent foundation of all our knowledge, from which all reasoning must source its material, as combined with the a priori functions of the intellect, they create perception. One might think that in discussing sensibility, these scholars are only referencing the supposed sixth sense of the French. So, as we mentioned, in the process of knowledge, its ultimate result became what is first and original within it, leading to a misunderstanding from the outset. According to my explanation, the intellect arises from the organism, and consequently from the will, therefore it could not exist without the latter. Thus, without the will, it would find no material to engage with; for everything knowable is simply the manifestation of the will.
But not only the perception of the external world, or the consciousness of other things, is conditioned by the brain and its functions, but also self-consciousness. The will in itself is without consciousness, and remains so in the greater part of its phenomena. The secondary world of idea must be added, in order that it may become conscious of itself, just as light only becomes visible through the bodies which reflect it, and without them loses itself in darkness without producing any effect. Because the will, with the aim of comprehending its relations to the external world, produces a brain in the animal individual, the consciousness of its own self arises in it, by means of the subject of knowledge, which comprehends things as existing and the ego as willing. The sensibility, which reaches its highest degree in the brain, but is yet dispersed through its different parts, must first of all collect all the rays of its activity, concentrate them, as it were, in a focus, which, however, does not lie without, as in the case of the concave mirror, but within, as in the convex mirror. With this point now it first describes the line of time, upon which, therefore, all that it presents to itself as idea must exhibit itself, and which is the first and most essential form of all knowledge, or the form of inner sense. This focus of the whole activity of the brain is what Kant called the synthetic unity of apperception (cf. vol. ii. p. 475). Only by means of this does the will become conscious of itself, because this focus of the activity of the brain, or that which knows, apprehends itself as identical with its own basis, from which it springs, that which wills; and thus the ego arises. Yet this focus of the brain activity remains primarily a mere subject of knowledge, and as such capable of being the cold and impartial spectator, the mere guide and counsellor of the will, and also of comprehending the external world in a purely objective manner, [pg 013] without reference to the will and its weal or woe. But whenever it turns within, it recognises the will as the basis of its own phenomenon, and therefore combines with it in the consciousness of an ego. That focus of the activity of the brain (or the subject of knowledge) is indeed, as an indivisible point, simple, but yet is not on this account a substance (soul), but a mere condition or state. That of which it is itself a condition or state can only be known by it indirectly, as it were through reflection. But the ceasing of this state must not be regarded as the annihilation of that of which it is a state. This knowing and conscious ego is related to the will, which is the basis of its phenomenal appearance, as the picture in the focus of a concave mirror is related to the mirror itself, and has, like that picture, only a conditioned, nay, really a merely apparent, reality. Far from being the absolutely first (as, for example, Fichte teaches), it is at bottom tertiary, for it presupposes the organism, and the organism presupposes the will. I admit that all that is said here is really only an image and a figure, and in part also hypothetical; but we stand at a point to which thought can scarcely reach, not to speak of proof. I therefore request the reader to compare with this what I have adduced at length on this subject in chapter 20.
But not only is the perception of the outside world, or awareness of other things, influenced by the brain and its functions, but self-awareness is too. The will itself is without awareness and remains that way for most of its activities. The secondary world of ideas must be added for it to become aware of itself, just like light only becomes visible through the objects that reflect it; without them, it fades into darkness without having any effect. Because the will, aiming to understand its relationship with the outside world, creates a brain in the animal individual, self-awareness emerges through a subject of knowledge that recognizes things as existing and the self as willing. The sensibility, which peaks in the brain yet is spread across its different parts, must first collect all its activities, concentrating them like a focus, which does not lie outside, as with a concave mirror, but within, like a convex mirror. With this point, it first traces the line of time, where everything it presents to itself as an idea must appear, which is the primary and most essential form of all knowledge, or the form of inner sense. This focus of all brain activity is what Kant referred to as the synthetic unity of apperception (cf. vol. ii. p. 475). Only through this does the will become aware of itself because this focus of brain activity, or that which knows, perceives itself as identical with its own foundation, from which it arises, that which wills; and thus the ego comes into being. Yet this focus of brain activity remains primarily a mere subject of knowledge and can act as an impartial observer, merely guiding and advising the will, as well as understanding the outside world in an entirely objective manner, [pg 013] without reference to the will and its joy or sorrow. But whenever it turns inward, it recognizes the will as the basis of its own phenomenon, thus merging with it in the consciousness of an self. That focus of brain activity (or the subject of knowledge) is indeed, as a singular point, simple, yet it is not, therefore, a substance (soul), but merely a condition or state. What it is a condition or state of can only be known indirectly, as if through reflection. However, the end of this state should not be seen as the destruction of what it conditions. This knowing and conscious self relates to the will, which is the basis of its phenomenal existence, just as the image in the focus of a concave mirror relates to the mirror itself, and has, like that image, only a conditioned, in fact merely apparent, reality. Rather than being the absolute first (as, for instance, Fichte teaches), it is fundamentally tertiary, as it presupposes the organism, and the organism presupposes the will. I acknowledge that everything said here is ultimately just an image or figure, and partly hypothetical; but we find ourselves at a point where thought can hardly grasp, let alone prove. I therefore ask the reader to compare this with what I have extensively discussed on this topic in chapter 20.
Now, although the true being of everything that exists consists in its will, and knowledge together with consciousness are only added at the higher grades of the phenomenon as something secondary, yet we find that the difference which the presence and the different degree of consciousness places between one being and another is exceedingly great and of important results. The subjective existence of the plant we must think of as a weak analogue, a mere shadow of comfort and discomfort; and even in this exceedingly weak degree the plant knows only of itself, not of anything outside of it. On the other hand, even the lowest animal standing next to it is forced by increased and more definitely specified wants to extend [pg 014] the sphere of its existence beyond the limits of its own body. This takes place through knowledge. It has a dim apprehension of its immediate surroundings, out of which the motives for its action with a view to its own maintenance arise. Thus accordingly the medium of motives appears, and this is—the world existing objectively in time and space, the world as idea, however weak, obscure, and dimly dawning this first and lowest example of it may be. But it imprints itself ever more and more distinctly, ever wider and deeper, in proportion as in the ascending scale of animal organisations the brain is ever more perfectly produced. This progress in the development of the brain, thus of the intellect, and of the clearness of the idea, at each of these ever higher grades is, however, brought about by the constantly increasing and more complicated wants of this phenomenon of the will. This must always first afford the occasion for it, for without necessity nature (i.e., the will which objectifies itself in it) produces nothing, least of all the hardest of its productions—a more perfect brain: in consequence of its lex parsimoniæ: natura nihil agit frustra et nihil facit supervacaneum. It has provided every animal with the organs which are necessary for its sustenance and the weapons necessary for its conflict, as I have shown at length in my work, “Ueber den Willen in der Natur,” under the heading, “Vergleichende Anatomie.” According to this measure, therefore, it imparts to each the most important of those organs concerned with what is without, the brain, with its function the intellect. The more complicated, through higher development, its organisation became, the more multifarious and specially determined did its wants also become, and consequently the more difficult and the more dependent upon opportunity was the provision of what would satisfy them. Thus there was needed here a wider range of sight, a more accurate comprehension, a more correct distinction of things in the external world, in all their circumstances and relations. Accordingly we see the faculty of forming ideas, and its [pg 015] organs, brain, nerves, and special senses, appear ever more perfect the higher we advance in the scale of animals; and in proportion as the cerebral system develops, the external world appears ever more distinct, many-sided, and complete in consciousness. The comprehension of it now demands ever more attention, and ultimately in such a degree that sometimes its relation to the will must momentarily be lost sight of in order that it may take place more purely and correctly. Quite definitely this first appears in the case of man. With him alone does a pure separation of knowing and willing take place. This is an important point, which I merely touch on here in order to indicate its position, and be able to take it up again later. But, like all the rest, nature takes this last step also in extending and perfecting the brain, and thereby in increasing the powers of knowledge, only in consequence of the increased needs, thus in the service of the will. What this aims at and attains in man is indeed essentially the same, and not more than what is also its goal in the brutes—nourishment and propagation. But the requisites for the attainment of this goal became so much increased in number, and of so much higher quality and greater definiteness through the organisation of man, that a very much more considerable heightening of the intellect than the previous steps demanded was necessary, or at least was the easiest means of reaching the end. But since now the intellect, in accordance with its nature, is a tool of the most various utility, and is equally applicable to the most different kinds of ends, nature, true to her spirit of parsimony, could now meet through it alone all the demands of the wants which had now become so manifold. Therefore she sent forth man without clothing, without natural means of protection or weapons of attack, nay, with relatively little muscular power, combined with great frailty and little endurance of adverse influences and wants, in reliance upon that one great tool, in addition to which she had only to retain the hands from the next grade below him, the ape. [pg 016] But through the predominating intellect which here appears not only is the comprehension of motives, their multiplicity, and in general the horizon of the aims infinitely increased, but also the distinctness with which the will is conscious of itself is enhanced in the highest degree in consequence of the clearness of the whole consciousness which has been brought about, which is supported by the capacity for abstract knowledge, and now attains to complete reflectiveness. But thereby, and also through the vehemence of the will, which is necessarily presupposed as the supporter of such a heightened intellect, an intensifying of all the emotions appears, and indeed the possibility of the passions, which, properly speaking, are unknown to the brute. For the vehemence of the will keeps pace with the advance of intelligence, because this advance really always springs from the increased needs and pressing demands of the will: besides this, however, the two reciprocally support each other. Thus the vehemence of the character corresponds to the greater energy of the beating of the heart and the circulation of the blood, which physically heighten the activity of the brain. On the other hand, the clearness of the intelligence intensifies the emotions, which are called forth by the outward circumstances, by means of the more vivid apprehension of the latter. Hence, for example, young calves quietly allow themselves to be packed in a cart and carried off; but young lions, if they are only separated from their mother, remain permanently restless, and roar unceasingly from morning to night; children in such a position would cry and vex themselves almost to death. The vivaciousness and impetuosity of the ape is in exact proportion to its greatly developed intellect. It depends just on this reciprocal relationship that man is, in general, capable of far greater sorrows than the brute, but also of greater joy in satisfied and pleasing emotions. In the same way his higher intelligence makes him more sensible to ennui than the brute; but it also becomes, if he is individually very [pg 017] complete, an inexhaustible source of entertainment. Thus, as a whole, the manifestation of the will in man is related to that in the brute of the higher species, as a note that has been struck to its fifth pitched two or three octaves lower. But between the different kinds of brutes also the differences of intellect, and thereby of consciousness, are great and endlessly graduated. The mere analogy of consciousness which we must yet attribute to plants will be related to the still far deader subjective nature of an unorganised body, very much as the consciousness of the lowest species of animals is related to the quasi consciousness of plants. We may present to our imagination the innumerable gradations in the degree of consciousness under the figure of the different velocity of points which are unequally distant from the centre of a revolving sphere. But the most correct, and indeed, as our third book teaches, the natural figure of that gradation is afforded us by the scale in its whole compass from the lowest audible note to the highest. It is, however, the grade of consciousness which determines the grade of existence of a being. For every immediate existence is subjective: the objective existence is in the consciousness of another, thus only for this other, consequently quite indirect. Through the grade of consciousness beings are as different as through the will they are alike, for the will is what is common to them all.
Now, even though the true essence of everything that exists is its will, and knowledge along with consciousness are just added on at higher levels of experience as something secondary, we see that the difference created by the presence and varying degrees of consciousness between different beings is extremely significant and has important consequences. The subjective existence of a plant can be seen as a weak version, a mere shadow of comfort and discomfort; and even at this very basic level, the plant is aware only of itself, not of anything outside of it. In contrast, even the simplest animal next to it is compelled by increased and more specific needs to broaden its existence beyond its own body. This happens through knowledge. It has a vague understanding of its immediate surroundings, which provides the motivations for its actions that focus on its own survival. Thus, the motive medium emerges, represented by the world existing objectively in time and space, the world as a concept, no matter how weak, unclear, and dimly emerging this initial and lowest example of it might be. However, it becomes more and more clearly defined, larger, and deeper as the brain evolves in more complex animal species. This evolution of the brain—which represents the intellect and the clarity of ideas at each of these higher levels—is driven by the ever-growing and increasingly complex wants of this manifestation of will. There must always be a necessity for this to happen because without it, nature (i.e., the will which manifests itself within it) creates nothing, especially not the most complex of its products—a more perfect brain: as per its law of parsimony: nature does nothing in vain and nothing is unnecessary. It has equipped every animal with the organs necessary for survival and the tools needed to confront challenges, as I have extensively discussed in my work, "On the Will in Nature," under the section titled, “Comparative Anatomy.” Based on this perspective, it provides each creature with the most crucial of external organs, the brain, which functions as the intellect. As its organization became more complex and advanced, its needs also became more diverse and specifically defined, making it harder and more reliant on opportunity to obtain what would satisfy them. Thus, a broader vision, a more accurate understanding, and a finer distinction of things in the external world became necessary, factoring in all their conditions and relationships. Consequently, we see the ability to form ideas and its [pg 015] organs—the brain, nerves, and special senses—becoming increasingly refined as we progress in the hierarchy of animals; and as the brain's system develops, the external world appears clearer, more complex, and complete in consciousness. Understanding it now requires greater focus, so much so that sometimes its connection to the will has to be momentarily overlooked to achieve higher clarity and correctness. This becomes especially evident in humans. Only with them does a complete separation of knowledge and desire occur. This is an important point that I merely mention here to indicate its relevance and to discuss it again later. However, just like everything else, nature takes this final step in enhancing and perfecting the brain, thus increasing the powers of knowledge only in response to heightened needs, serving the will. What this strives for and achieves in humans is fundamentally the same, and no more than what is also its objective in animals—survival and reproduction. Yet, the requirements to reach this goal have increased in both quantity and quality due to human organization, necessitating a significantly greater enhancement of intellect than previous stages demanded, or at least making it the easiest way to achieve the end. But since the intellect, by its nature, is a versatile tool applicable to a variety of goals, nature, adhering to her principle of saving resources, could now meet all the demands of the increasingly diverse wants through it alone. Therefore, she created humans without clothing, without natural means of protection or offensive weapons, indeed with relatively little muscular strength, combined with considerable fragility and low tolerance for adverse conditions and needs, relying solely on that one powerful tool, while merely retaining the hands from the step below them, the ape. [pg 016] But through the dominant intellect that emerges here, not only does the understanding of motives, their variety, and generally the spectrum of aims expand infinitely, but also the clarity with which the will is conscious on its own is greatly enhanced due to the clarity of the overall consciousness that has developed, supported by the capability for abstract thought, which now achieves complete reflectiveness. However, with this, and due to the intensity of the will—which is necessarily present as the foundation of such heightened intellect—an intensification of all the feelings occurs, including the emergence of hobbies, which, strictly speaking, are not experienced by animals. The intensity of the will keeps pace with the development of intelligence because this growth always arises from the increasing needs and urgent demands of the will; additionally, both aspects mutually support each other. Thus, the strength of character corresponds to the greater vitality of the heart's beating and blood circulation, which physically increases brain activity. On the other hand, the clarity of intelligence heightens the emotions triggered by external circumstances due to a more vivid awareness of those circumstances. For example, young calves calmly allow themselves to be loaded into a cart and transported away; however, young lions, if they are just separated from their mother, become permanently agitated and roar continuously from morning till night; children in such situations would cry and distress themselves almost to death. The liveliness and impulsiveness of the ape correlate directly with its highly developed intellect. It is precisely this reciprocal relationship that allows humans to experience significantly greater sorrows than animals but also greater joys from satisfied and pleasant emotions. Similarly, their advanced intelligence makes them more sensitive to boredom than animals; however, it also becomes, when they are significantly [pg 017] complete individually, an endless source of entertainment. Hence, overall, the manifestation of will in humans relates to that in the higher species of animals like a note struck two or three octaves lower at a fifth pitch. But even among different kinds of animals, there are significant and infinitely varying differences in intellect and, consequently, in consciousness. The mere analogy of consciousness that we attribute to plants is related to the even more dormant subjective nature of an unorganized body in much the same way as the consciousness of the simplest animal species relates to the quasi consciousness of plants. We can envision the countless gradations in the degree of consciousness as different speeds of points that are unequally distanced from the center of a rotating sphere. Yet, the most accurate representation, as our third book explains, of this gradation is given by the musical scale from the lowest audible note to the highest. However, it is the level of consciousness that determines the level of existence of a being. For every immediate existence is subjective; objective existence exists in the consciousness of another, and thus it is indirect. Through levels of consciousness, beings vary as much as they are alike through the will, since the will is the commonality that unites them all.
But what we have now considered between the plant and the animal, and then between the different species of animals, occurs also between man and man. Here also that which is secondary, the intellect, by means of the clearness of consciousness and distinctness of knowledge which depends upon it, constitutes a fundamental and immeasurably great difference in the whole manner of the existence, and thereby in the grade of it. The higher the consciousness has risen, the more distinct and connected are the thoughts, the clearer the perceptions the more intense the sensations. Through it everything gains [pg 018] more depth: emotion, sadness, joy, and sorrow. Commonplace blockheads are not even capable of real joy: they live on in dull insensibility. While to one man his consciousness only presents his own existence, together with the motives which must be apprehended for the purpose of sustaining and enlivening it, in a bare comprehension of the external world, it is to another a camera obscura in which the macrocosm exhibits itself:
But what we have now looked at between plants and animals, and then among the different species of animals, also happens between humans. Here too, what is secondary, the intellect, through clear consciousness and distinct knowledge that it relies on, creates a fundamental and immeasurable difference in the way of existence, and thus in its value. The higher consciousness rises, the more distinct and interconnected the thoughts become, the clearer the perceptions, and the more intense the sensations. Because of this, everything gains more depth: emotions, sadness, joy, and sorrow. Ordinary dullards can't even experience true joy; they exist in a numb insensibility. While one person’s consciousness only shows him his own existence along with the reasons he needs to grasp in order to sustain and enrich it, in a bare understanding of the external world, for another, it’s a camera obscura where the macrocosm reveals itself:
The difference of the whole manner of existence which the extremes of the gradation of intellectual capacity establish between man and man is so great that that between a king and a day labourer seems small in comparison. And here also, as in the case of the species of animals, a connection between the vehemence of the will and the height of the intellect can be shown. Genius is conditioned by a passionate temperament, and a phlegmatic genius is inconceivable: it seems as if an exceptionally vehement, thus a violently longing, will must be present if nature is to give an abnormally heightened intellect, as corresponding to it; while the merely physical account of this points to the greater energy with which the arteries of the head move the brain and increase its turgescence. Certainly, however, the quantity, quality, and form of the brain itself is the other and incomparably more rare condition of genius. On the other hand, phlegmatic persons are as a rule of very moderate mental power; and thus the northern, cold-blooded, and phlegmatic nations are in general noticeably inferior in mind to the southern vivacious and passionate peoples; although, as Bacon2 has most pertinently remarked, if once a man of a northern nation is highly gifted by nature, he can then reach a grade which no southern ever attains to. It is accordingly as perverse [pg 019] as it is common to take the great minds of different nations as the standard for comparing their mental powers: for that is just attempting to prove the rule by the exceptions. It is rather the great majority of each nation that one has to consider: for one swallow does not make a summer. We have further to remark here that that very passionateness which is a condition of genius, bound up with its vivid apprehension of things, produces in practical life, where the will comes into play, and especially in the case of sudden occurrences, so great an excitement of the emotions that it disturbs and confuses the intellect; while the phlegmatic man in such a case still retains the full use of his mental faculties, though they are much more limited, and then accomplishes much more with them than the greatest genius can achieve. Accordingly a passionate temperament is favourable to the original quality of the intellect, but a phlegmatic temperament to its use. Therefore genius proper is only for theoretical achievements, for which it can choose and await its time, which will just be the time at which the will is entirely at rest, and no waves disturb the clear mirror of the comprehension of the world. On the other hand, genius is ill adapted and unserviceable for practical life, and is therefore for the most part unfortunate. Goethe's “Tasso” is written from this point of view. As now genius proper depends upon the absolute strength of the intellect, which must be purchased by a correspondingly excessive vehemence of disposition, so, on the other hand, the great pre-eminence in practical life that makes generals and statesmen depends upon the relative strength of the intellect, thus upon the highest degree of it that can be attained without too great excitability of the emotions, and too great vehemence of character, and that therefore can hold its own even in the storm. Great firmness of will and constancy of mind, together with a capable and fine understanding, are here sufficient; and whatever goes beyond this acts detrimentally, for too great a development of [pg 020] the intelligence directly impedes firmness of character and resolution of will. Hence this kind of eminence is not so abnormal, and is a hundred times less rare than the former kind; and accordingly we see great generals and great ministers appear in every age, whenever the merely external conditions are favourable to their efficiency. Great poets and philosophers, on the other hand, leave centuries waiting for them; and yet humanity may be contented even with this rare appearance of them, for their works remain, and do not exist only for the present, like the achievements of those other men. It is also quite in keeping with the law of the parsimony of nature referred to above that it bestows great eminence of mind in general upon very few, and genius only as the rarest of all exceptions, while it equips the great mass of the human race with no more mental power than is required for the maintenance of the individual and the species. For the great, and through their very satisfaction, constantly increasing needs of the human race make it necessary that the great majority of men should pass their lives in occupations of a coarsely physical and entirely mechanical description. And what would be the use to them of an active mind, a glowing imagination, a subtle understanding, and a profoundly penetrating intellect? These would only make them useless and unhappy. Therefore nature has thus gone about the most costly of all her productions in the least extravagant manner. In order not to judge unfairly one ought also to settle definitely one's expectations of the mental achievements of men generally from this point of view, and to regard, for example, even learned men, since as a rule they have become so only by the force of outward circumstances, primarily as men whom nature really intended to be tillers of the soil; indeed even professors of philosophy ought to be estimated according to this standard, and then their achievements will be found to come up to all fair expectations. It is worth noticing that in the south, where the necessities of life press less [pg 021] severely upon the human race, and more leisure is allowed, the mental faculties even of the multitude also become more active and finer. It is physiologically noteworthy that the preponderance of the mass of the brain over that of the spinal cord and the nerves, which, according to Sömmerring's acute discovery, affords the true and closest measure of the degree of intelligence both of species of brutes and of individual men, at the same time increases the direct power of moving, the agility of the limbs; because, through the great inequality of the relation, the dependence of all motor nerves upon the brain becomes more decided; and besides this the cerebellum, which is the primary controller of movements, shares the qualitative perfection of the cerebrum; thus through both all voluntary movements gain greater facility, rapidity, and manageableness, and by the concentration of the starting-point of all activity that arises which Lichtenberg praises in Garrick: “that he appeared to be present in all the muscles of his body.” Hence clumsiness in the movement of the body indicates clumsiness in the movement of the thoughts, and will be regarded as a sign of stupidity both in individuals and nations, as much as sleepiness of the countenance and vacancy of the glance. Another symptom of the physiological state of the case referred to is the fact that many persons are obliged at once to stand still whenever their conversation with any one who is walking with them begins to gain some connection; because their brain, as soon as it has to link together a few thoughts, has no longer as much power over as is required to keep the limbs in motion by means of the motory nerves, so closely is everything measured with them.
The difference in how people exist, determined by the extremes of intellectual capacity, is so vast that the gap between a king and a laborer seems small in comparison. Similarly, like different animal species, there's a connection between the intensity of one's will and the level of intellect. Genius often stems from a passionate temperament, and a calm genius is unimaginable: it's as if an exceptionally intense and longing will is necessary for nature to create an unusually high intellect to match it; meanwhile, a purely physical explanation points to the stronger circulation of blood in the head that enhances brain function. However, the quantity, quality, and structure of the brain itself are the far rarer conditions for genius. Generally, phlegmatic individuals tend to have moderate mental abilities, which is why colder, phlegmatic nations are often seen as intellectually inferior to the more vibrant and passionate southern peoples. Yet, as Bacon has wisely noted, if a person from a northern nation is exceptionally gifted by nature, they can reach levels that no southern could. It is misguided and common to use the great minds of different nations as a benchmark for comparing intellectual capabilities since this attempts to prove a rule through exceptions. Instead, it’s the vast majority of each nation that should be considered; one swallow does not make a summer. Additionally, that very passion that conditions genius, connected to a sharp perception of the world, can lead to such intense emotions in practical life—especially during sudden events—that it disrupts and confuses the mind; while a phlegmatic person retains their mental faculties, even if they are limited, achieving far more than the greatest genius could. Thus, a passionate temperament benefits original intellect, while a phlegmatic one aids its application. Hence, true genius is suited for theoretical accomplishments, which can be pursued at a chosen pace, waiting for moments when the will is completely at rest, and no disturbances cloud the clear understanding of the world. Conversely, genius is poorly fitted for practical life, which often results in misfortune. Goethe's "Tasso" reflects this perspective. Since true genius relies on the absolute strength of intellect, which must come from a proportionately heightened intensity of character, the prominence in practical life of generals and statesmen hinges on the relative strength of intellect, which can reach a high degree without being overly prone to emotional excitement and intensity, allowing it to stand firm even in turmoil. Significant willpower and mental steadiness, coupled with a capable understanding, are sufficient here; anything beyond that can be detrimental, as an overly developed intellect can hamper firmness of character and decisiveness. Therefore, this form of excellence is not as rare, appearing much more frequently than true genius; thus we see great generals and statesmen arise in every era when external conditions support their efforts. In contrast, great poets and philosophers may take centuries to emerge, but humanity accepts this rare occurrence because their works endure, unlike the fleeting accomplishments of the others. Nature's economy dictates that it grants significant mental prowess to very few and genius as the rarest exception, while equipping the majority of humanity with just enough intellect for individual and species survival. The increasing demands of human society mean that most people lead lives focused on coarse, mechanical tasks, rendering active minds, vivid imaginations, subtle understanding, and deep intellect more a burden than a benefit. Nature, therefore, manages her most valuable production with frugality. To avoid unfair judgment, one should calibrate expectations for human intellectual achievements accordingly, viewing even learned individuals—as most achieve this status due to external circumstances—as ultimately intended to be farmers; philosophy professors should be assessed by this standard too, and their contributions will then meet reasonable expectations. It's notable that in the south, where life's demands are less pressing, and more leisure is available, the mental faculties of even the masses become more active and refined. Physiologically, it's interesting that the brain's mass outweighs that of the spinal cord and nerves, which, according to Sömmerring's insightful findings, serves as a true measure of intelligence in both species and individuals. This imbalance also increases physical coordination since a stronger brain makes its control over motor nerves clearer. Moreover, the cerebellum, being crucial for movement control, shares the quality of the cerebrum; thus, voluntary movements gain greater ease, speed, and coordination, echoing Lichtenberg's praise of Garrick: “that he appeared to be present in all the muscles of his body.” Therefore, clumsiness in bodily movement reflects clumsiness in thought and is often seen as a sign of foolishness in both individuals and groups, similar to a sleepy demeanor or vacant gaze. Another physiological aspect is that many people find they must stop moving whenever their conversation with someone walking becomes coherent because once their brain links a few thoughts, it loses the capacity to keep their limbs moving, illustrating how tightly everything is interconnected in them.
It results from this whole objective consideration of the intellect and its origin, that it is designed for the comprehension of those ends upon the attainment of which depends the individual life and its propagation, but by no means for deciphering the inner nature of things and of the world, which exists independently of the knower. [pg 022] What to the plant is the susceptibility to light, in consequence of which it guides its growth in the direction of it, that is, in kind, the knowledge of the brute, nay, even of man, although in degree it is increased in proportion as the needs of each of these beings demand. With them all apprehension remains a mere consciousness of their relations to other things, and is by no means intended to present again in the consciousness of the knower the peculiar, absolutely real nature of these things. Rather, as springing from the will, the intellect is also only designed for its service, thus for the apprehension of motives; it is adapted for this, and is therefore of a thoroughly practical tendency. This also holds good if we conceive the significance of life as ethical; for in this regard too we find man knowing only for the benefit of his conduct. Such a faculty of knowledge, existing exclusively for practical ends, will from its nature always comprehend only the relations of things to each other, but not the inner nature of them, as it is in itself. But to regard the complex of these relations as the absolute nature of the world as it is in itself, and the manner in which it necessarily exhibits itself in accordance with the laws predisposed in the brain as the eternal laws of the existence of all things, and then to construct ontology, cosmology, and theology in accordance with this view—this was really the old fundamental error, of which Kant's teaching has made an end. Here, then, our objective, and therefore for the most part physiological consideration of the intellect meets his transcendental consideration of it; nay, appears in a certain sense even as an a priori insight into it; for, from a point of view which we have taken up outside of it, our objective view enables us to know in its origin, and therefore as necessary, what that transcendental consideration, starting from facts of consciousness, presents only as a matter of fact. For it follows from our objective consideration of the intellect, that the world as idea, as it exists stretched out in space and time, and moves on [pg 023] regularly according to the strict law of causality, is primarily only a physiological phenomenon, a function of the brain, which brings it about, certainly upon the occasion of certain external stimuli, but yet in conformity with its own laws. Accordingly it is beforehand a matter of course, that what goes on in this function itself, and therefore through it and for it, must by no means be regarded as the nature of things in themselves, which exist independently of it and are entirely different from it, but primarily exhibits only the mode or manner of this function itself, which can always receive only a very subordinate modification through that which exists completely independently of it, and sets it in motion as a stimulus. As, then, Locke claimed for the organs of sense all that comes into our apprehension by means of the sensation, in order to deny that it belongs to things in themselves, so Kant, with the same intention, and pursuing the same path further, has proved all that makes perception proper possible, thus space, time, and causality, to be functions of the brain; although he has refrained from using this physiological expression, to which, however, our present method of investigation, coming from the opposite side, the side of the real, necessarily leads us. Kant arrived upon his analytical path at the result that what we know are mere phenomena. What this mysterious expression really means becomes clear from our objective and genetic investigation of the intellect. The phenomena are the motives for the aims of individual will as they exhibit themselves in the intellect which the will has produced for this purpose (which itself appears as a phenomenon objectively, as the brain), and which, when comprehended, as far as one can follow their concatenation, afford us in their connection the world which extends itself objectively in time and space, and which I call the world as idea. Moreover, from our point of view, the objectionable element vanishes which in the Kantian doctrine arises from the fact that, because the intellect [pg 024] knows merely phenomena instead of things as they are in themselves, nay, in consequence of this is led astray into paralogisms and unfounded hypostases by means of “sophistications, not of men but of the reason itself, from which even the wisest does not free himself, and if, perhaps indeed after much trouble, he avoids error, can yet never get quit of the illusion which unceasingly torments and mocks him”—because of all this, I say, the appearance arises that our intellect is intentionally designed to lead us into errors. For the objective view of the intellect given here, which contains a genesis of it, makes it conceivable that, being exclusively intended for practical ends, it is merely the medium of motives, and therefore fulfils its end by an accurate presentation of these, and that if we undertake to discover the nature of things in themselves, from the manifold phenomena which here exhibit themselves objectively to us, and their laws, we do this at our own peril and on our own responsibility. We have recognised that the original inner force of nature, without knowledge and working in the dark, which, if it has worked its way up to self-consciousness, reveals itself to this as will, attains to this grade only by the production of an animal brain and of knowledge, as its function, whereupon the phenomenon of the world of perception arises in this brain. But to explain this mere brain phenomenon, with the conformity to law which is invariably connected with its functions, as the objective inner nature of the world and the things in it, which is independent of the brain, existing before and after it, is clearly a spring which nothing warrants us in making. From this mundus phœnomenon, however, from this perception which arises under such a variety of conditions, all our conceptions are drawn. They have all their content from it, or even only in relation to it. Therefore, as Kant says, they are only for immanent, not for transcendental, use; that is to say, these conceptions of ours, this first material of thought, and consequently [pg 025] still more the judgments which result from their combination, are unfitted for the task of thinking the nature of things in themselves, and the true connection of the world and existence; indeed, to undertake this is analogous to expressing the stereometrical content of a body in square inches. For our intellect, originally only intended to present to an individual will its paltry aims, comprehends accordingly mere relations of things, and does not penetrate to their inner being, to their real nature. It is therefore a merely superficial force, clings to the surface of things, and apprehends mere species transitivas, not the true being of things. From this it arises that we cannot understand and comprehend any single thing, even the simplest and smallest, through and through, but something remains entirely inexplicable to us in each of them. Just because the intellect is a product of nature, and is therefore only intended for its ends, the Christian mystics have very aptly called it “the light of nature,” and driven it back within its limits; for nature is the object to which alone it is the subject. The thought from which the Critique of Pure Reason has sprung really lies already at the foundation of this expression. That we cannot comprehend the world on the direct path, i.e., through the uncritical, direct application of the intellect and its data, but when we reflect upon it become ever more deeply involved in insoluble mysteries, points to the fact that the intellect, thus knowledge itself, is secondary, a mere product, brought about by the development of the inner being of the world, which consequently till then preceded it, and it at last appeared as a breaking through to the light out of the obscure depths of the unconscious striving the nature of which exhibits itself as will to the self-consciousness which now at once arises. That which preceded knowledge as its condition, whereby it first became possible, thus its own basis, cannot be directly comprehended by it; as the eye cannot see itself. It is rather the relations of one existence to another, exhibiting themselves [pg 026] upon the surface of things, which alone are its affair, and are so only by means of the apparatus of the intellect, its forms, space, time, and causality. Just because the world has made itself without the assistance of knowledge, its whole being does not enter into knowledge, but knowledge presupposes the existence of the world; on which account the origin of the world does not lie within its sphere. It is accordingly limited to the relations between the things which lie before it, and is thus sufficient for the individual will, for the service of which alone it appeared. For the intellect is, as has been shown, conditioned by nature, lies in it, belongs to it, and cannot therefore place itself over against it as something quite foreign to it, in order thus to take up into itself its whole nature, absolutely, objectively, and thoroughly. It can, if fortune favours it, understand all that is in nature, but not nature itself, at least not directly.
It follows from this entire objective consideration of the intellect and its origin that it is aimed at understanding the goals essential for individual life and its continuation, but not for deciphering the true nature of things and the world, which exists independently of the knower. What a plant perceives as sensitivity to light, which directs its growth towards it, is similar to the knowledge of animals, including humans, although the degree of knowledge increases according to the needs of each species. For all these beings, awareness is merely an understanding of their relationships with other things and is not meant to reveal the unique, absolutely real essence of those things. Instead, arising from the will, the intellect is primarily intended to serve it, meaning it is designed for understanding motives; it is suited for this purpose and has a fundamentally practical nature. This also applies if we consider the significance of life in ethical terms, as here too we find that humans know only for the sake of their actions. This capability of knowledge, existing solely for practical purposes, will naturally only comprehend interpersonal relationships, but not the inherent nature of things as they truly are. To view the complex of these relationships as the absolute nature of the world and to construct ontology, cosmology, and theology based on this perspective was indeed the old fundamental mistake, which Kant's teachings have corrected. Here, our objective, and thus primarily physiological examination of the intellect intersects with his transcendental examination; in a certain sense, it even appears as a kind of a priori insight into it because, from our external viewpoint, our objective understanding allows us to know its origins and thus as necessary what that transcendental examination offers only as a matter of fact. Our objective consideration of the intellect leads us to the conclusion that the world as an idea, as it exists extended in space and time and operates according to the strict law of causality, is fundamentally just a physiological phenomenon, a function of the brain that occurs in response to certain external stimuli but still in accordance with its own laws. Thus, it is taken for granted that what unfolds in this function, and therefore through it and for it, should never be considered the nature of things in themselves, which exist independently and are completely different from it. Instead, it primarily shows only the mode or way of this function itself, which can always be only slightly modified by that which exists entirely independently of it and acts as a stimulus. Just as Locke attributed to the senses everything that comes into our awareness through sensation to deny that it belongs to things in themselves, Kant, with the same aim and pursuing the same path further, demonstrated that everything necessary for true perception—such as space, time, and causality—is a function of the brain. Although he avoided employing this physiological term, our current method of investigation, which comes from the opposite side, the side of the real, leads us inevitably to it. Kant reached the conclusion through his analytical approach that what we know consists of mere phenomena. The true meaning of this mysterious term becomes clear through our objective and genetic investigation of the intellect. The phenomena are the motives for the aims of individual will as they are expressed in the intellect created for this purpose (which appears as a phenomenon objectively, as the brain), and which, when understood as far as we can follow their connections, provide us with the world that extends itself objectively in time and space, which I call the world as an idea. Furthermore, from our perspective, the problematic element disappears that arises in the Kantian doctrine from the fact that the intellect knows only phenomena rather than things as they are in themselves, leading it into paralogisms and unfounded assumptions due to “sophistications not of men but of reason itself, from which even the wisest cannot liberate themselves, and if, after much effort, they manage to avoid errors, they can never escape the illusion that constantly torments and mocks them”—because of all this, the impression arises that our intellect is intentionally designed to mislead us. The objective view of the intellect provided here, which entails its genesis, makes it conceivable that since it is solely aimed at practical ends, it serves merely as the medium of motives, thus fulfilling its purpose through a precise representation of these motives. If we attempt to uncover the true nature of things in themselves from the many phenomena that objectively present themselves to us and their laws, we do this at our own risk and responsibility. We have recognized that the original inner force of nature, working without knowledge and in darkness, manifests itself to self-consciousness as will only by the development of an animal brain and knowledge, as its function, whereupon the phenomenon of the world of perception arises in this brain. However, to interpret this mere brain phenomenon, with the systematic nature consistently associated with its functions, as the objective intrinsic nature of the world and its contents, which exists independently of the brain and existed before and after it, is clearly a leap that is not warranted. From this mundus phenomenon, however, all our concepts are derived. They draw all their content from it, or even exist only in relation to it. Therefore, as Kant states, they are only for immanent use, not for transcendent use; in other words, these concepts of ours, this initial material of thought, and hence the judgments that arise from their combination, are unsuitable for contemplating the true nature of things as they are in themselves and the genuine connection of the world and existence. Indeed, to attempt this is akin to trying to express the volumetric content of a body in square inches. Since our intellect is originally intended only to present to an individual will its small goals, it thus understands only the mere relationships between things and does not delve into their inner essence or true reality. Consequently, it is merely a superficial force that clings to the surface of things and grasps only the species that transit, not the true essence of things. This leads to our inability to fully understand and comprehend anything, even the simplest and smallest, as something remains entirely mysterious within each of them. Just because intellect is a product of nature and is therefore only intended for its purposes, Christian mystics have aptly referred to it as “the light of nature” and confined it within its limits; for nature is the object to which it is the subject alone. The thought from which the Critique of Pure Reason emerged already lies at the core of this expression. The fact that we cannot grasp the world through direct means, i.e., through the uncritical, direct application of the intellect and its data, but rather become more deeply entangled in unsolvable mysteries upon reflection, indicates that the intellect, hence knowledge itself, is secondary, a mere product that arises from the evolution of the world's inherent nature, which thus necessarily precedes it, and it finally appears to emerge into consciousness from the obscure depths driven by a nature that manifests itself as will to the self-consciousness that then suddenly comes into being. What preceded knowledge as its condition, making it possible for the first time—its own foundation—cannot be comprehended directly by it, just as the eye cannot see itself. Rather, it is the relationships between different existences, which appear on the surface of things, that are its concern, and only through the apparatus of the intellect—its forms of space, time, and causality. Since the world has shaped itself without the aid of knowledge, its entire existence does not enter into knowledge, but knowledge presupposes the existence of the world; thus, the origin of the world cannot lie within its scope. Consequently, it is restricted to the relationships among the things that lie before it, and is thus sufficient for the individual will, for whose service it exists. As previously shown, the intellect is conditioned by nature, is embedded in it, belongs to it, and therefore cannot place itself in opposition to it as a completely foreign entity to absorb its entire essence in an absolute, objective, and thorough manner. It can, if fortunate, understand all that exists in nature, but it cannot grasp nature itself, at least not directly.
However discouraging to metaphysics this essential limitation of the intellect may be, which arises from its nature and origin, it has yet another side which is very consoling. It deprives the direct utterances of nature of their unconditional validity, in the assertion of which naturalism proper consists. If, therefore, nature presents to us every living thing as appearing out of nothing, and, after an ephemeral existence, returning again for ever to nothing, and if it seems to take pleasure in the unceasing production of new beings, in order that it may be able unceasingly to destroy, and, on the other hand, is unable to bring anything permanent to light; if accordingly we are forced to recognise matter as that which alone is permanent, which never came into being and never passes away, but brings forth all things from its womb, whence its name appears to be derived from mater rerum, and along with it, as the father of things, form, which, just as fleeting as matter is permanent, changes really every moment, and can only maintain itself so long as it clings as a parasite to matter (now to one part of it, now to [pg 027] another), but when once it entirely loses hold, disappears, as is shown by the palæotheria and the ichthyosaurians, we must indeed recognise this as the direct and genuine utterance of nature, but on account of the origin of the intellect explained above, and the nature of it which results from this origin, we cannot ascribe to this utterance an unconditional truth, but rather only an entirely conditional truth, which Kant has appropriately indicated as such by calling it the phenomenon in opposition to the thing in itself.
However discouraging this fundamental limitation of the intellect may be to metaphysics, stemming from its nature and origin, it also has a comforting aspect. It strips the direct expressions of nature of their unconditional validity, which is the essence of proper naturalism. If nature presents every living thing to us as coming from nothing and, after a brief existence, returning again to nothing, and if it appears to take pleasure in endlessly creating new beings only to destroy them just as quickly, while being unable to bring forth anything permanent, then we are compelled to recognize issue as the only permanent entity— one that never came into being and never ceases to exist, but gives rise to all things from its essence, which seems to be derived from mother of all things. Moreover, alongside it, as the source of all things, is form, which, as fleeting as matter is permanent, changes constantly and can only persist as long as it clings parasitically to matter (now to one part, now to [pg 027] another); but once it completely detaches, it disappears, as demonstrated by the palæotheria and the ichthyosaurs. We must indeed acknowledge this as the genuine expression of nature, but due to the aforementioned origin and nature of the intellect, we cannot attribute to this expression an absolute truth, but rather only a completely conditional truth, which Kant aptly referred to as the event in contrast to the thing itself.
If, in spite of this essential limitation of the intellect, it is possible, by a circuitous route, to arrive at a certain understanding of the world and the nature of things, by means of reflection widely pursued, and the skilful combination of objective knowledge directed towards without, with the data of self-consciousness, this will yet be only a very limited, entirely indirect, and relative understanding, a parabolical translation into the forms of knowledge, thus a quadam prodire tenus, which must always leave many problems still unsolved. On the other hand, the fundamental error of the old dogmatism in all its forms, which was destroyed by Kant, was this, that it started absolutely from knowledge, i.e., the world as idea, in order to deduce and construct from its laws being in general, whereby it accepted that world of idea, together with its laws, as absolutely existing and absolutely real; while its whole existence is throughout relative, and a mere result or phenomenon of the true being which lies at its foundation,—or, in other words, that it constructed an ontology when it had only materials for a dianoiology. Kant discovered the subjectively conditioned and therefore entirely immanent nature of knowledge, i.e., its unsuitableness for transcendental use, from the constitution of knowledge itself; and therefore he very appropriately called his doctrine the Critique of Reason. He accomplished this partly by showing the important and thoroughly a priori part of all knowledge, which, as throughout subjective, [pg 028] spoils all objectivity, and partly by professedly proving that if they were followed out to the end the principles of knowledge, taken as purely objective, led to contradictions. He had, however, hastily assumed that, apart from objective knowledge, i.e., apart from the world as idea, there is nothing given us except conscience, out of which he constructed the little that still remained of metaphysics, his moral theology, to which, however, he attributed absolutely only a practical validity, and no theoretical validity at all. He had overlooked that although certainly objective knowledge, or the world as idea, affords nothing but phenomena, together with their phenomenal connection and regressus, yet our own nature necessarily also belongs to the world of things in themselves, for it must have its root in it. But here, even if the root itself cannot be brought to light, it must be possible to gather some data for the explanation of the connection of the world of phenomena with the inner nature of things. Thus here lies the path upon which I have gone beyond Kant and the limits which he drew, yet always restricting myself to the ground of reflection, and consequently of honesty, and therefore without the vain pretension of intellectual intuition or absolute thought which characterises the period of pseudo-philosophy between Kant and me. In his proof of the insufficiency of rational knowledge to fathom the nature of the world Kant started from knowledge as a fact, which our consciousness affords us, thus in this sense he proceeded a posteriori. But in this chapter, and also in my work, “Ueber den Willen in der Natur,” I have sought to show what knowledge is in its nature and origin, something secondary, designed for individual ends; whence it follows that it must be insufficient to fathom the nature of the world. Thus so far I have reached the same goal a priori. But one never knows anything wholly and completely until one has gone right round it for that purpose, and has got back to it from the opposite side from which one [pg 029] started. Therefore also, in the case of the important fundamental knowledge here considered, one must not merely go from the intellect to the knowledge of the world, as Kant has done, but also from the world, taken as given, to the intellect, as I have undertaken here. Then this physiological consideration, in the wider sense, becomes the supplement of that ideological, as the French say, or, more accurately, transcendental consideration.
If, despite this essential limitation of the intellect, it’s possible, through a roundabout method, to gain some understanding of the world and the nature of things through extensive reflection and the skilled combination of objective knowledge pointing outward, along with the data of self-awareness, this understanding will still be very limited, entirely indirect, and relative—a parabolic translation into forms of knowledge, thus a to emerge as far as, which must always leave many problems unresolved. On the other hand, the fundamental mistake of old rigidity in all its forms, which Kant dismantled, was that it absolutely started from knowledge, i.e., the world as a concept, to derive and construct being in general, accepting that world of ideas and its laws as absolutely existing and completely real; while its entire existence is fundamentally relative, merely a result or phenomenon of the true being lying at its foundation. In other words, it built an ontology when it only had materials for a dianoiology. Kant discovered the subjectively conditioned and therefore completely immanent nature of knowledge, i.e., its unsuitability for transcendental use, derived from the very constitution of knowledge. Therefore, he aptly named his doctrine the Critique of Reason. He did this partly by demonstrating the significant and entirely beforehand aspects of all knowledge, which, being subjective throughout, [pg 028] undermines all objectivity, and partly by showing that if followed through to the end, the principles of knowledge, taken as purely objective, led to contradictions. However, he hastily assumed that, apart from goal knowledge, i.e., apart from the world as concept, there is nothing given to us except conscience, from which he constructed what little remained of metaphysics, his moral theology, but to which he attributed only practical validity, with no theoretical validity at all. He overlooked the fact that although objective knowledge, or the world as idea, provides only phenomena, along with their phenomenal connections and regress, our own nature also necessarily belongs to the world of things in themselves, as it must have its root in it. Even if the root itself cannot be illuminated, it should be possible to gather some data for explaining the connection of the world of phenomena with the inner nature of things. Thus lies the path by which I have gone beyond Kant and the limits he set, yet always grounding myself in reflection and, consequently, honesty, without the empty pretense of intellectual intuition or absolute thought that characterizes the period of pseudo-philosophy between Kant and myself. In his proof of the insufficiency of rational knowledge to understand the nature of the world, Kant started from knowledge as a fact provided by our consciousness, thus in this sense he proceeded after the fact. But in this chapter, and also in my work, “On the Will in Nature,” I have aimed to show what knowledge is in its nature and origin, something secondary, designed for individual purposes; from which it follows that it must be insufficient to comprehend the nature of the world. Thus far, I have reached the same conclusion beforehand. However, one doesn’t fully understand anything until one has gone all around it for that purpose and returned to it from the opposite side from where one [pg 029] began. Therefore, in the case of the important fundamental knowledge being considered here, one must not merely proceed from the intellect to knowledge of the world, as Kant did, but also from the world, taken as given, to the intellect, as I have undertaken here. Then this physiological consideration, in the broader sense, becomes a supplement to that ideological, as the French say, or, more accurately, transcendental consideration.
In the above, in order not to break the thread of the exposition, I have postponed the explanation of one point which I touched upon. It was this, that in proportion as, in the ascending series of animals, the intellect appears ever more developed and complete, knowledge always separates itself more distinctly from will, and thereby becomes purer. What is essential upon this point will be found in my work, “Ueber den Willen in der Natur,” under the heading, “Pflanzenphysiologie” (p. 68-72 of the second, and 74-77 of the third edition), to which I refer, in order to avoid repetition, and merely add here a few remarks. Since the plant possesses neither irritability nor sensibility, but the will objectifies itself in it only as plastic or reproductive power, it has neither muscle nor nerve. In the lowest grades of the animal kingdom, in zoophites, especially in polyps, we cannot as yet distinctly recognise the separation of these two constituent parts, but still we assume their existence, though in a state of fusion; because we perceive movements which follow, not, as in the case of plants, upon mere stimuli, but upon motives, i.e., in consequence of a certain apprehension. Now in proportion as, in the ascending series of animals, the nervous and muscular systems separate ever more distinctly from each other, till in the vertebrate animals, and most completely in man, the former divides into an organic and a cerebral nervous system, and of these the latter again develops into the excessively complicated apparatus of the cerebrum and cerebellum, spinal marrow, cerebral and spinal nerves, sensory and motor nerve fascicles, of which only [pg 030] the cerebrum, together with the sensory nerves depending upon it, and the posterior spinal nerve fascicles are intended for the apprehension of the motive from the external world, while all the other parts are intended for the transmission of the motive to the muscles in which the will manifests itself directly; in the same proportion does the motive separate ever more distinctly in consciousness from the act of will which it calls forth, thus the idea from the will; and thereby the objectivity of consciousness constantly increases, for the ideas exhibit themselves ever more distinctly and purely in it. These two separations are, however, really only one and the same, which we have here considered from two sides, the objective and the subjective, or first in the consciousness of other things and then in self-consciousness. Upon the degree of this separation ultimately depends the difference and the gradation of intellectual capacity, both between different kinds of animals and between individual human beings; thus it gives the standard for the intellectual completeness of these beings. For the clearness of the consciousness of the external world, the objectivity of the perception, depends upon it. In the passage referred to above I have shown that the brute only perceives things so far as they are motives for its will, and that even the most intelligent of the brutes scarcely overstep these limits, because their intellect is too closely joined to the will from which it has sprung. On the other hand, even the stupidest man comprehends things in some degree objectively; for he recognises not merely what they are with reference to him, but also something of what they are with reference to themselves and to other things. Yet in the case of very few does this reach such a degree that they are in a position to examine and judge of anything purely objectively; but “that must I do, that must I say, that must I believe,” is the goal to which on every occasion their thought hastens in a direct line, and at which their understanding at once finds welcome rest. For thinking is as unendurable to [pg 031] the weak head as the lifting of a burden to the weak arm; therefore both hasten to set it down. The objectivity of knowledge, and primarily of perceptive knowledge, has innumerable grades, which depend upon the energy of the intellect and its separation from the will, and the highest of which is genius, in which the comprehension of the external world becomes so pure and objective that to it even more reveals itself directly in the individual thing than the individual thing itself, namely, the nature of its whole species, i.e., its Platonic Idea; which is brought about by the fact that in this case the will entirely vanishes from consciousness. Here is the point at which the present investigation, starting from physiological grounds, connects itself with the subject of our third book, the metaphysics of the beautiful, where æsthetic comprehension proper, which, in a high degree, is peculiar to genius alone, is fully considered as the condition of pure, i.e., perfectly will-less, and on that account completely objective knowledge. According to what has been said, the rise of intelligence, from the obscurest animal consciousness up to that of man, is a progressive loosening of the intellect from the will, which appears complete, although only as an exception, in the genius. Therefore genius may be defined as the highest grade of the objectivity of knowledge. The condition of this, which so seldom occurs, is a decidedly larger measure of intelligence than is required for the service of the will, which constitutes its basis; it is accordingly this free surplus which first really properly comes to know the world, i.e., comprehends it perfectly objectively, and now paints pictures, composes poems, and thinks in accordance with this comprehension.
In the above discussion, to keep the flow of the explanation intact, I have postponed the clarification of a point I previously mentioned. This point is that as we move up the evolutionary ladder of animals, intellectual development becomes more pronounced and complete, while knowledge increasingly distinguishes itself from will, thus becoming purer. The crucial information regarding this will be found in my work, “On the Will in Nature,” under the heading, “Plant Physiology” (p. 68-72 of the second edition, and 74-77 of the third edition), which I mention to avoid repetition, and I will just add a few remarks here. Since plants lack irritability and sensibility, the will only expresses itself through their plastic or reproductive abilities, meaning they have no muscles or nerves. In the simplest forms of the animal kingdom, like zoophytes, especially polyps, we can't clearly recognize the separation of these two basic components, but we assume they exist, albeit in a fused state, since we observe movements that arise not merely from stimuli, as with plants, but from motives, i.e., due to a certain understanding. Now, as we move up the animal hierarchy, the nervous and muscular systems become more distinct from each other. In vertebrates, especially in humans, the nervous system divides into an organic and a cerebral system, with the latter developing into the highly complex structures of the cerebrum and cerebellum, spinal cord, cerebral, and spinal nerves, and sensory and motor nerve bundles, of which only [pg 030] the cerebrum, along with the sensory nerves connected to it and the posterior spinal nerve bundles, are meant for the understanding the motive from the external world. Meanwhile, all other parts are meant for the transfer of that motive to the muscles, where the will is directly expressed. In the same way, the motive distinctly separates in awareness from the willpower it prompts, distinguishing the concept from the will; thus, the objectivity of consciousness expands consistently, as ideas become more distinct and clear within it. However, these two breakups are essentially one and the same, viewed from two perspectives: the objective and the subjective, first in the consciousness of outside things and then in self-consciousness. The degree of this separation ultimately determines the differences and variances in intellectual capacity, both between different kinds of animals and individual humans, thus providing a standard for the intellectual completeness of these beings. The clarity of consciousness concerning the external world and the objectivity of perception rely on this. In the previously mentioned passage, I illustrated that animals perceive things only as motives for their will, and even the most intelligent animals seldom exceed these limits, as their intellect remains closely tied to the will from which it originates. Conversely, even the dullest human beings grasp things to some extent objectively; they recognize not just what things mean to them but also something of what they are in relation to themselves and other things. Yet, very few reach a level where they can examine and evaluate anything purely objectively; rather, "what should I do, what should I say, what should I believe," is the goal to which their thoughts relentlessly strive, offering resolution for their understanding. For thinking is as intolerable to [pg 031] a weak mind as lifting a burden is for a weak arm; thus, both rush to set it down. The objectivity of knowledge, especially perceptive knowledge, has countless levels, depending on the vitality of the intellect and its separation from the will. The highest of these is genius, where understanding the external world becomes so pure and objective that it reveals more directly the nature of the entire species, i.e., its Platonic Idea, because in this case the will entirely disappears from consciousness. This is where our inquiry, starting from physiological foundations, connects with the topic of our third book, the metaphysics of beauty, where aesthetic understanding, which is highly specific to genius, is thoroughly examined as the condition for pure, i.e., completely will-less, and therefore fully objective knowledge. According to what has been stated, the development of intelligence from the most primitive animal consciousness to that of humans represents a progressive detachment of the mind from the will, which is fully realized, though rarely, in the case of genius. Thus, genius can be defined as the highest level of objectivity in knowledge. The condition for this, which occurs so infrequently, is a notably higher level of intelligence than is necessary for serving the will, which serves as its foundation; it is this liberated surplus that truly understands the world, i.e., comprehends it perfectly objectively, and consequently creates art, composes poetry, and thinks in alignment with this understanding.
Chapter 23.3On The Objectification of the Will in Unconscious Nature.
That the will which we find within us does not proceed, as philosophy has hitherto assumed, first from knowledge, and indeed is a mere modification of it, thus something secondary, derived, and, like knowledge itself, conditioned by the brain; but that it is the prius of knowledge, the kernel of our nature, and that original force itself which forms and sustains the animal body, in that it carries out both its unconscious and its conscious functions;—this is the first step in the fundamental knowledge of my metaphysics. Paradoxical as it even now seems to many that the will in itself is without knowledge, yet the scholastics in some way already recognised and confessed it; for Jul. Cæs. Vaninus (that well-known sacrifice to fanaticism and priestly fury), who was thoroughly versed in their philosophy, says in his “Amphitheatro,” p. 181: “Voluntas potentia cœca est, ex scholasticorum opinione.” That, further, it is that same will which in the plant forms the bud in order to develop the leaf and the flower out of it; nay, that the regular form of the crystal is only the trace which its momentary effort has left behind, and that in general, as the true and only αυτοματον, in the proper sense of the word, it lies at the foundation of all the forces of unorganised nature, plays, acts, in all their multifarious phenomena, imparts power to their laws, and even in the crudest mass manifests itself as gravity;—this insight is the second step in that fundamental knowledge, and is [pg 033] brought about by further reflection. But it would be the grossest misunderstanding to suppose that this is a mere question of a word to denote an unknown quantity. It is rather the most real of all real knowledge which is here expressed in language. For it is the tracing back of that which is quite inaccessible to our immediate knowledge, and therefore in its essence foreign and unknown to us, which we denote by the words force of nature, to that which is known to us most accurately and intimately, but which is yet only accessible to us in our own being and directly, and must therefore be carried over from this to other phenomena. It is the insight that what is inward and original in all the changes and movements of bodies, however various they may be, is in its nature identical; that yet we have only one opportunity of getting to know it more closely and directly, and that is in the movements of our own body. In consequence of this knowledge we must call it will. It is the insight that that which acts and strives in nature, and exhibits itself in ever more perfect phenomena, when it has worked itself up so far that the light of knowledge falls directly upon it, i.e., when it has attained to the state of self-consciousness—exists as that will, which is what is most intimately known to us, and therefore cannot be further explained by anything else, but rather affords the explanation of all other things. It is accordingly the thing in itself so far as this can ever be reached by knowledge. Consequently it is that which must express itself in some way in everything in the world, for it is the inner nature of the world and the kernel of all phenomena.
The will that we discover within ourselves doesn't come from knowledge, as philosophy has usually suggested. Instead, it is not just a variation of knowledge, something secondary or derived, and like knowledge itself, shaped by the brain. Rather, it is the essence of knowledge, the core of our nature, and the original force that creates and sustains the body, managing both its unconscious and conscious actions. This understanding marks the first step in the foundational knowledge of my metaphysics. Although it may seem paradoxical to many that the will exists independently of knowledge, the scholastics recognized and acknowledged this in some way. Jul. Cæs. Vaninus, known for being a victim of fanaticism and priestly rage and well-versed in their philosophy, states in his “Amphitheatro,” p. 181: “The will is a blind power, according to the scholastics.” Furthermore, it is this same will that forms the bud in plants, enabling the development of leaves and flowers; indeed, the orderly structure of a crystal is merely the trace of its momentary effort, and in general, as the true and only automaton in the most accurate sense, it lies at the foundation of all forces of unorganized nature, engaging in all their diverse phenomena, empowering their laws, and even, in its simplest form, presenting itself as gravity. This understanding is the second step in foundational knowledge, brought about through further reflection. However, it would be a serious misunderstanding to think of this as just a matter of a term to signify an unknown quantity. Rather, it represents the most concrete form of real knowledge expressed in language. It traces back to that which is completely inaccessible to our immediate understanding and, therefore, in its essence, foreign and unknown to us, which we refer to as the "force of nature." This is linked to what we know best and most intimately, yet can only access through our own being, which must then be applied to other phenomena. It is the realization that what is intrinsic and original in all the changes and movements of bodies, no matter how different they are, is fundamentally the same; that we only have one opportunity to understand it more closely and directly: through the movements of our own body. Because of this awareness, we must call it "will." It is the recognition that what acts and strives in nature, showcasing ever more refined phenomena, when it has developed to the point where the light of knowledge shines directly on it—i.e., when it has reached self-consciousness—exists as that "will," which is most intimately known to us and can’t be explained by anything else, but rather serves as the explanation for everything else. Thus, it is the "thing in itself" to the extent that knowledge can ever reach it. Consequently, it must express itself in some way within everything in the world, for it is the inner essence of the world and the core of all phenomena.
As my essay, “Ueber den Willen in der Natur,” specially refers to the subject of this chapter, and also adduces the evidence of unprejudiced empiricists in favour of this important point of my doctrine, I have only to add now to what is said there a few supplementary remarks, which are therefore strung together in a somewhat fragmentary manner.
As my essay, “On the Will in Nature,” specifically addresses the topic of this chapter and provides evidence from unbiased empiricists supporting this important aspect of my theory, I just need to add a few extra comments to what I've mentioned there, which I’ve put together in a somewhat fragmented way.
First, then, with reference to plant life, I draw attention to the remarkable first two chapters of Aristotle's work upon plants. What is most interesting in them, as is so often the case with Aristotle, are the opinions of earlier profound philosophers quoted by him. We see there that Anaxagoras and Empedocles quite rightly taught that plants have the motion of their growth by virtue of their indwelling desires (επιθυμια); nay, that they also attributed to them pleasure and pain, therefore sensation. But Plato only ascribed to them desires, and that on account of their strong appetite for nutrition (cf. Plato in the “Timœus,” p. 403, Bip.) Aristotle, on the other hand, true to his customary method, glides on the surface of things, confines himself to single characteristics and conceptions fixed by current expressions, and asserts that without sensation there can be no desires, and that plants have not sensation. He is, however, in considerable embarrassment, as his confused language shows, till here also, “where fails the comprehension, a word steps promptly in as deputy,” namely, το θρεπτικον, the faculty of nourishing. Plants have this, and thus a part of the so-called soul, according to his favourite division into anima vegetativa, sensitiva, and intellectiva. This, however, is just a scholastic Quidditas, and signifies plantœ nutriuntur quia habent facultatem nutritivam. It is therefore a bad substitute for the more profound research of his predecessors, whom he is criticising. We also see, in the second chapter, that Empedocles even recognised the sexuality of plants; which Aristotle then also finds fault with, and conceals his want of special knowledge behind general propositions, such as this, that plants could not have both sexes combined, for if so they would be more complete than animals. By quite an analogous procedure he displaces the correct astronomical system of the world of the Pythagoreans, and by his absurd fundamental principles, which he specially explains in the books de Cœlo, introduces the system of Ptolemy, whereby mankind was again [pg 035] deprived of an already discovered truth of the greatest importance for almost two thousand years.
First, then, with respect to plant life, I want to highlight the impressive first two chapters of Aristotle's work on plants. What stands out in them, as is often the case with Aristotle, are the views of earlier profound philosophers that he quotes. It’s notable that Anaxagoras and Empedocles rightly taught that plants have growth movements due to their inherent wants (επιθυμια); indeed, they also attributed pleasure and pain to them, indicating sensation. However, Plato only attributed desires to them, due to their strong need for nutrition (cf. Plato in the “Timœus,” p. 403, Bip.) Aristotle, on the other hand, sticking to his usual approach, skims the surface of things, limiting himself to single characteristics and concepts defined by current terminology, and asserts that without sensation there can be no desires, and that plants lack sensation. However, he seems quite troubled, as his unclear language indicates, until he gets to the point, "when understanding breaks down, a word fills in as a replacement," namely, το θρεπτικον, the ability to nourish. Plants have this, and thus possess a part of what he calls the soul, according to his favorite division into vegetative soul, sensitive, and
I cannot refrain from giving here the saying of an excellent biologist of our own time who fully agrees with my teaching. It is G. R. Treviranus, who, in his work, “Ueber die Erscheinungen und Gesetze des organischen Lebens,” 1832, Bd. 2, Abth. 1, § 49, has said what follows: “A form of life is, however, conceivable in which the effect of the external upon the internal produces merely feelings of desire or dislike. Such is the life of plants. In the higher forms of animal life the external is felt as something objective.” Treviranus speaks here from pure unprejudiced comprehension of nature, and is as little conscious of the metaphysical importance of his words as of the contradictio in adjecto which lies in the conception of something “felt as objective,” a conception which indeed he works out at great length. He does not know that all feeling is essentially subjective, and all that is objective is, on the other hand, perception, and therefore a product of the understanding. Yet this does not detract at all from the truth and importance of what he says.
I can't help but share a quote from a brilliant biologist of our time who completely agrees with my teachings. It's G. R. Treviranus, who, in his work, "On the Phenomena and Laws of Organic Life," 1832, Vol. 2, Part 1, § 49, stated the following: A way of life is possible where the impact of the outside world on the inside only generates feelings of attraction or aversion. This is the case for plants. In higher forms of animal life, the external world is experienced as something objective. Treviranus speaks here with a genuinely unbiased understanding of nature and is unaware of the metaphysical significance of his words or the contradiction in terms involved in the idea of something “felt objective,” an idea he explores at length. He doesn’t realize that all feeling is essentially subjective, while all that is objective is, on the other hand, perception, and thus a product of the understanding. Still, this doesn’t take away from the truth and importance of what he says.
In fact, in the life of plants the truth that will can exist without knowledge is apparent—one might say palpably recognisable. For here we see a decided effort, determined by wants, modified in various ways, and adapting itself to the difference of the circumstances, yet clearly without knowledge. And just because the plant is without knowledge it bears its organs of generation ostentatiously in view, in perfect innocence; it knows nothing about it. As soon, on the other hand, as in the series of existences knowledge appears the organs of generation are transferred to a hidden part. Man, however, with whom this is again less the case, conceals them intentionally: he is ashamed of them.
In fact, in the life of plants, it’s clear that will can exist without knowledge—it's almost obvious. Here, we see a clear effort driven by needs, modified in different ways, adapting to varying circumstances, yet clearly without knowledge. Because the plant lacks knowledge, it displays its reproductive organs openly, completely innocently; it doesn’t know any better. Conversely, as knowledge emerges in the chain of existence, the reproductive organs are moved to a hidden area. However, in the case of humans, it's even less so; they intentionally hide them because they feel ashamed.
Primarily, then, the vital force is identical with the will, but so also are all other forces of nature; though this is less apparent. If, therefore, we find the recognition [pg 036] of a desire, i.e., of a will, as the basis of plant life, expressed at all times, with more or less distinctness of conception, on the other hand, the reference of the forces of unorganised nature to the same foundation is rarer in proportion as their remoteness from our own nature is greater. In fact, the boundary between the organised and the unorganised is the most sharply drawn in the whole of nature, and perhaps the only one that admits of no transgressions; so that natura non facit saltus seems to suffer an exception here. Although certain crystallisations display an external form resembling the vegetable, yet even between the smallest lichen, the lowest fungus, and everything unorganised there remains a fundamental and essential difference. In the unorganised body that which is essential and permanent, thus that upon which its identity and integrity rests, is the material, the matter; what is unessential and changing is, on the other hand, the form. With the organised body the case is exactly reversed; for its life, i.e., its existence as an organised being, simply consists in the constant change of the material, while the form remains permanent. Its being and its identity thus lies in the form alone. Therefore the continuance of the unorganised body depends upon repose and exclusion from external influences: thus alone does it retain its existence; and if this condition is perfect, such a body lasts for ever. The continuance of the organised body, on the contrary, just depends upon continual movement and the constant reception of external influences. As soon as these are wanting and the movement in it stops it is dead, and thereby ceases to be organic, although the trace of the organism that has been still remains for a while. Therefore the talk, which is so much affected in our own day, of the life of what is unorganised, indeed of the globe itself, and that it, and also the planetary system, is an organism, is entirely inadmissible. The predicate life belongs only to what is organised. Every organism, however, [pg 037] is throughout organised, is so in all its parts; and nowhere are these, even in their smallest particles, composed by aggregation of what is unorganised. Thus if the earth were an organism, all mountains and rocks, and the whole interior of their mass, would necessarily be organised, and accordingly really nothing unorganised would exist; and therefore the whole conception of it would be wanting.
Primarily, then, the vital force is the same as the will, and so are all other natural forces, though it’s less obvious. If we recognize a desire, that is, a will, as the basis of plant life, this is expressed at all times with varying clarity. On the other hand, the link between the forces of unorganized nature and the same foundation is less common the further they are from our own nature. In fact, the boundary between organized and unorganized is the clearest one in nature and might be the only one without exceptions; hence, “natura non facit saltus” seems to have an exception here. Although some crystals show an external shape similar to plants, a fundamental and essential difference remains between even the smallest lichen, the simplest fungus, and everything unorganized. In the unorganized body, what is essential and permanent—what its identity and integrity depend on—is the material, the matter; while what is non-essential and changing is the form. In the organized body, it’s exactly the opposite; its life, meaning its existence as an organized being, consists in the constant change of the material, while the form stays the same. Its existence and identity lie solely in the form. Therefore, the persistence of the unorganized body relies on rest and protection from external influences; only then can it maintain its existence, and if this condition is perfect, it can last forever. In contrast, the persistence of the organized body depends on constant movement and ongoing reception of external influences. As soon as these cease and the movement stops, it is dead and ceases to be organic, even though the trace of the organism remains for a while. Thus, the talk that’s quite popular today about the life of what’s unorganized, including the globe itself, and that it and the planetary system are organisms, is completely unfounded. The term life only applies to the organized. Every organism, however, is entirely organized in all its parts; and nowhere are these, even in their smallest particles, made up of the aggregation of what is unorganized. So if the earth were an organism, all mountains and rocks and everything in their mass would necessarily be organized, meaning nothing unorganized would exist, and therefore the whole concept would be absent.
On the other hand, that the manifestation of a will is as little bound up with life and organisation as with knowledge, and that therefore the unorganised has also a will, the manifestations of which are all its fundamental qualities, which cannot be further explained,—this is an essential point in my doctrine; although the trace of such a thought is far seldomer found in writers who have preceded me than that of the will in plants, where, however, it is still unconscious.
On the other hand, the way a gonna shows itself is just as unrelated to life and organization as it is to knowledge. Therefore, the unorganized also has a will, and its expressions are its basic qualities, which can't be explained further. This is a key aspect of my teaching. Still, references to such an idea are much rarer in earlier writers than discussions of the will in plants, where it remains unconscious.
In the forming of the crystal we see, as it were, a tendency towards an attempt at life, to which, however, it does not attain, because the fluidity of which, like a living thing, it is composed at the moment of that movement is not enclosed in a skin, as is always the case with the latter, and consequently it has neither vessels in which that movement could go on, nor does anything separate it from the external world. Therefore, rigidity at once seizes that momentary movement, of which only the trace remains as the crystal.
In the formation of the crystal, we see an attempt at life that it ultimately cannot achieve because the fluidity it comprises, like a living thing, is not enclosed in a skin, as is always true for living beings. Consequently, it lacks the vessels needed for that movement to continue, and there's nothing separating it from the outside world. Therefore, rigidity quickly captures that fleeting movement, leaving only a trace behind as the crystal.
The thought that the will, which constitutes the basis of our own nature, is also the same will which shows itself even in the lowest unorganised phenomena, on account of which the conformity to law of both phenomena shows a perfect analogy, lies at the foundation of Goethe's “Wahlverwandtschaften,” as the title indeed indicates, although he himself was unconscious of this.
The idea that our will, which is fundamental to our nature, is also the same will that appears even in the simplest unorganized phenomena, leads to a perfect analogy in the way both phenomena follow the law. This concept underpins Goethe's “Affinity,” as the title suggests, even though he was unaware of it.
Mechanics and astronomy specially show us how this will conducts itself so far as it appears at the lowest grade of its manifestation merely as gravity, rigidity, and [pg 038] inertia. Hydraulics shows us the same thing where rigidity is wanting and the fluid material is now unrestrainedly surrendered to its predominating passion, gravity. In this sense hydraulics may be conceived as a characteristic sketch of water, for it presents to us the manifestations of will to which water is moved by gravity; these always correspond exactly to the external influences, for in the case of all non-individual existences there is no particular character in addition to the general one; thus they can easily be referred to fixed characteristics, which are called laws, and which are learned by experience of water. These laws accurately inform us how water will conduct itself under all different circumstances, on account of its gravity, the unconditioned mobility of its parts, and its want of elasticity. Hydrostatics teaches how it is brought to rest through gravity; hydrodynamics, how it is set in motion; and the latter has also to take account of hindrances which adhesion opposes to the will of water: the two together constitute hydraulics. In the same way Chemistry teaches us how the will conducts itself when the inner qualities of materials obtain free play by being brought into a fluid state, and there appears that wonderful attraction and repulsion, separating and combining, leaving go of one to seize upon another, from which every precipitation originates, and the whole of which is denoted by “elective affinity” (an expression which is entirely borrowed from the conscious will). But Anatomy and Physiology allow us to see how the will conducts itself in order to bring about the phenomenon of life and sustain it for a while. Finally, the poet shows us how the will conducts itself under the influence of motives and reflection. He exhibits it therefore for the most part in the most perfect of its manifestations, in rational beings, whose character is individual, and whose conduct and suffering he brings before us in the Drama, the Epic, the Romance, &c. The more correctly, the more strictly according to the laws of nature his characters are there presented, the [pg 039] greater is his fame; hence Shakespeare stands at the top. The point of view which is here taken up corresponds at bottom to the spirit in which Goethe followed and loved the natural sciences, although he was not conscious of the matter in the abstract. Nay more, this not only appears from his writings, but is also known to me from his personal utterances.
Mechanics and astronomy particularly show us how this behaves, as it appears in its most basic form through gravity, rigidity, and inertia. Hydraulics demonstrates the same thing where rigidity is absent, and the fluid material is freely subject to its dominant force, gravity. In this sense, hydraulics can be seen as a clear illustration of water, as it reveals how water responds to gravity; these responses correspond precisely to external influences. For all non-individual entities, there’s no unique character beyond the general; thus, they can easily be tied to fixed characteristics, known as laws, learned through the experience of water. These laws accurately inform us on how water will behave under varying circumstances due to its gravity, the unrestricted movement of its parts, and its lack of elasticity. Hydrostatics teaches us how water comes to rest due to gravity; hydrodynamics explains how it is set in motion; and the latter also considers the obstacles posed by adhesion against the will of water: together, they form hydraulics. Similarly, chemistry shows us how will interacts when the inherent qualities of materials can freely operate when in a fluid state, revealing that fascinating attraction and repulsion, separation and combination, letting go of one to grasp another, which is the source of every precipitation, collectively termed "elective affinity" (a term completely borrowed from conscious will). Anatomy and physiology reveal how will operates to cause and sustain life for a time. Lastly, the poet illustrates how will behaves under the influence of motives and reflection. He primarily showcases it in its most refined forms, in rational beings with individual traits, depicting their actions and struggles in the Drama, the Epic, the Romance, etc. The more accurately and strictly he presents his characters according to the laws of nature, the greater his renown; thus, Shakespeare is held in the highest regard. The perspective adopted here aligns with the spirit in which Goethe appreciated and engaged with the natural sciences, even if he wasn’t consciously aware of it in abstract terms. Furthermore, this is evident not only from his writings but is also known to me from his personal statements.
If we consider the will, where no one denies it, in conscious beings, we find everywhere, as its fundamental effort, the self-preservation of every being: omnis natura vult esse conservatrix sui. But all manifestations of this fundamental effort may constantly be traced back to a seeking or pursuit and a shunning or fleeing from, according to the occasion. Now this also may be shown even at the lowest grades of nature, that is, of the objectification of the will, where the bodies still act only as bodies in general, thus are the subject-matter of mechanics, and are considered only with reference to the manifestations of impenetrability, cohesion, rigidity, elasticity, and gravity. Here also the seeking shows itself as gravitation, and the shunning as the receiving of motion; and the movableness of bodies by pressure or impact, which constitutes the basis of mechanics, is at bottom a manifestation of the effort after self-preservation, which dwells in them also. For, since as bodies they are impenetrable, this is the sole means of preserving their cohesion, thus their continuance at any time. The body which is impelled or exposed to pressure would be crushed to pieces by the impelling or pressing body if it did not withdraw itself from its power by flight, in order to preserve its cohesion; and when flight is impossible for it this actually happens. Indeed, one may regard elastic bodies as the more courageous, which seek to repel the enemy, or at least to prevent him from pursuing further. Thus in the one secret which (besides gravity) is left by mechanics otherwise so clear, in the communicability of motion, we see a manifestation of the fundamental effort of the will in all its phenomena, the [pg 040] effort after self-preservation, which shows itself even at the lowest grades as that which is essential.
If we look at the will, which everyone agrees exists in conscious beings, we see that its main aim is the self-care of every being: all of nature wants to preserve itself. All expressions of this basic effort can be traced back to seeking or pursuing something, and avoiding or fleeing from others, depending on the situation. This is evident even at the most basic levels of nature, where the objectification of the will occurs, and bodies operate just as bodies in general. They fall under the scope of mechanics and are considered only in terms of impenetrability, cohesion, rigidity, elasticity, and gravity. Here, looking for appears as gravitation, and shunning manifests as the receiving of motion. The mobility of bodies in response to pressure or impact, which forms the foundation of mechanics, is fundamentally an expression of the effort for self-care, inherent in them as well. Since they are impenetrable as bodies, this is the only way to maintain their cohesion and, ultimately, their existence. A body that is pushed or pressured would get crushed by the force acting upon it if it didn't escape that pressure to preserve its cohesion; and when escaping isn't an option, it indeed gets crushed. In fact, we can view flexible bodies as more brave, as they attempt to push back against the force, or at least stop it from continuing to pursue. Thus, in one mystery that mechanics—usually so straightforward—leaves us, in the transfer of motion, we see a reflection of the fundamental effort of the will in all its forms, the [pg 040] effort for self-preservation, which appears even at the most basic levels as something essential.
In unorganised nature the will objectifies itself primarily in the universal forces, and only by means of these in the phenomena of the particular things which are called forth by causes. In § 26 of the first volume I have fully explained the relation between cause, force of nature, and will as thing in itself. One sees from that explanation that metaphysics never interrupts the course of physics, but only takes up the thread where physics leaves it, at the original forces in which all causal explanation has its limits. Only here does the metaphysical explanation from the will as the thing in itself begin. In the case of every physical phenomenon, of every change of material things, its cause is primarily to be looked for; and this cause is just such a particular change which has appeared immediately before it. Then, however, the original force of nature is to be sought by virtue of which this cause was capable of acting. And first of all the will is to be recognised as the inner nature of this force in opposition to its manifestation. Yet the will shows itself just as directly in the fall of a stone as in the action of the man; the difference is only that its particular manifestation is in the one case called forth by a motive, in the other by a mechanically acting cause, for example, the taking away of what supported the stone; yet in both cases with equal necessity; and that in the one case it depends upon an individual character, in the other upon an universal force of nature. This identity of what is fundamentally essential is even made palpable to the senses. If, for instance, we carefully observe a body which has lost its equilibrium, and on account of its special form rolls back and forward for a long time till it finds its centre of gravity again, a certain appearance of life forces itself upon us, and we directly feel that something analogous to the foundation of life is also active here. This is certainly the universal force of nature, which, however, in itself identical with the will, becomes [pg 041] here, as it were, the soul of a very brief quasi life. Thus what is identical in the two extremes of the manifestation of the will makes itself faintly known here even to direct perception, in that this raises a feeling in us that here also something entirely original, such as we only know in the acts of our own will, directly succeeded in manifesting itself.
In unorganized nature, will primarily expresses itself in universal forces, and only through these does it manifest in the phenomena of specific things triggered by causes. In § 26 of the first volume, I explained in detail the relationship between cause, natural force, and will as a thing in itself. From that explanation, it's clear that metaphysics doesn't interrupt physics but picks up where physics ends, at the original forces where all causal explanation reaches its limit. This is where metaphysical explanations based on will as the thing in itself begin. For every physical phenomenon, and for every switch of material things, you first look for its cause, which is a specific change that occurred just before it. Then, you look for the original force of nature that allowed this cause to act. Initially, the will is recognized as the inner nature of this force, distinct from its manifestation. However, will is evident both in the falling of a stone and in human actions; the only difference is that its specific expression in one case is triggered by a motive, while in the other, it’s due to a mechanical cause, such as the removal of what was supporting the stone. Yet in both instances, it occurs with equal necessity; one is based on an individual character, the other on a universal force of nature. This similarity in what is fundamentally essential can even be sensed. For instance, when we closely observe an object that has lost its balance, and due to its specific shape, rolls back and forth for some time until it finds its center of gravity again, we sense a certain liveliness in it, and we can feel something similar to the essence of life is at work here. This is undoubtedly the universal force of nature, which, although identical to the will, appears here as the essence of a very brief quasi life. Thus, what is fundamentally identical in both extremes of the manifestation of will becomes subtly apparent even to our direct perception, as it evokes a feeling that here, too, something completely original, like what we only know in our own acts of will, has successfully manifested itself.
We may attain to an intuitive knowledge of the existence and activity of the will in unorganised nature in quite a different and a sublime manner if we study the problem of the three heavenly bodies, and thus learn more accurately and specially the course of the moon round the earth. By the different combinations which the constant change of the position of these three heavenly bodies towards each other introduces, the course of the moon is now accelerated; now retarded, now it approaches the earth, and again recedes from it; and this again takes place differently in the perihelion of the earth from in its aphelion, all of which together introduces such irregularity into the moon's course that it really obtains a capricious appearance; for, indeed, Kepler's third law is no longer constantly valid, but in equal times it describes unequal areas. The consideration of this course is a small and separate chapter of celestial mechanics, which is distinguished in a sublime manner from terrestrial mechanics by the absence of all impact and pressure, thus of the vis a tergo which appears to us so intelligible, and indeed of the actually completed case, for besides vis inertiœ it knows no other moving and directing force, except only gravitation, that longing for union which proceeds from the very inner nature of bodies. If now we construct for ourselves in imagination the working of this given case in detail, we recognise distinctly and directly in the moving force here that which is given to us in self-consciousness as will. For the alterations in the course of the earth and the moon, according as one of them is by its position more or less exposed to the influence of the sun, are evidently analogous to the influence of newly appearing motives [pg 042] upon our wills, and to the modifications of our action which result.
We can gain an intuitive understanding of the will's existence and activity in unorganized nature in a completely different and profound way if we study the problem of the three celestial bodies, and thus learn more accurately about the moon's orbit around the earth. The constant changes in the positions of these three bodies relative to one another create different combinations that affect the moon's movement. Sometimes the moon speeds up, other times it slows down, it comes closer to the earth, and then it moves away again; this behavior varies depending on whether the earth is at perihelion or aphelion. All of this creates such irregularity in the moon's path that it appears quite unpredictable; in fact, Kepler's third law no longer holds consistently, as it describes unequal areas in equal time intervals. Examining this path is a small, distinct chapter in celestial mechanics, which is beautifully set apart from terrestrial mechanics by the absence of impact and pressure, as well as the from behind that seems so understandable to us. Besides strength through inertia, there are no other moving or directing forces here except for gravitation, that intrinsic pull towards unity that comes from the fundamental nature of bodies. If we now imagine in detail how this specific case operates, we clearly recognize in the driving force involved that which we understand in self-awareness as will. The changes in the motions of the earth and the moon, depending on their positions relative to the sun's influence, are clearly analogous to the impact of newly emerging motives [pg 042] on our wills, and to the changes in our actions that arise from them.
The following is an illustrative example of another kind. Liebig (Chemie in Anwendung auf Agrikultur, p. 501), says: “If we bring moist copper into air which contains carbonic acid, the affinity of the metal for the oxygen of the air will be increased by the contact with this acid to such a degree that the two will combine with each other; its surface will be coated with green carbonic oxide of copper. But now two bodies which have the capacity of combining, the moment they meet assume opposite electrical conditions. Therefore if we touch the copper with iron, by producing a special electrical state, the capacity of the copper to enter into combination with the oxygen is destroyed; even under the above conditions it remains bright.” The fact is well known and of technical use. I quote it in order to say that here the will of the copper, laid claim to and occupied by the electrical opposition to iron, leaves unused the opportunity which presents itself for its chemical affinity for oxygen and carbonic acid. Accordingly it conducts itself exactly as the will in a man who omits an action which he would otherwise feel himself moved to in order to perform another to which a stronger motive urges him.
The following is an illustrative example of another kind. Liebig (Chemistry in Agriculture, p. 501) says: “If we expose wet copper to air with carbon dioxide, the metal's pull towards the oxygen in the air increases because of the interaction with this acid, causing them to combine; its surface gets coated with green copper carbonate. However, when two substances that can combine come together, they immediately take on opposite electrical charges. So, if we touch the copper with iron, creating a specific electrical condition, the copper's ability to bond with oxygen is canceled out; even in that situation, it stays shiny.” This fact is well-known and technically useful. I reference it to illustrate that here the copper's potential, claimed and influenced by the electrical opposition to iron, misses the chance to act on its chemical attraction to oxygen and carbon dioxide. Thus, it behaves exactly like a person who refrains from doing something they feel inclined to do in favor of another action that motivates them more strongly.
I have shown in the first volume that the forces of nature lie outside the chain of causes and effects, because they constitute their accompanying condition, their metaphysical foundation, and therefore prove themselves to be eternal and omnipresent, i.e., independent of time and space. Even in the uncontested truth that what is essential to a cause as such consists in this, that it will produce the same effect at any future time as it does now, it is already involved that something lies in the cause which is independent of the course of time, i.e., is outside of all time; this is the force of nature which manifests itself in it. One can even convince oneself to a certain extent empirically and as a matter of fact of the ideality of this [pg 043] form of our perception by fixing one's eyes upon the powerlessness of time as opposed to natural forces. If, for example, a rotatory motion is imparted to a planet by some external cause, if no new cause enters to stop it, this motion will endure for ever. This could not be so if time were something in itself and had an objective, real existence; for then it would necessarily also produce some effect. Thus we see here, on the one hand, the forces of nature, which manifest themselves in that rotation, and, if it is once begun, carry it on for ever without becoming weary or dying out, prove themselves to be eternal or timeless, and consequently absolutely real and existing in themselves; and, on the other hand, time as something which consists only in the manner in which we apprehend that phenomenon, since it exerts no power and no influence upon the phenomenon itself; for what does not act is not.
I have shown in the first volume that the forces of nature exist outside the chain of causes and effects because they form their accompanying condition, their metaphysical foundation, and thus prove themselves to be eternal and omnipresent, i.e., independent of time and space. Even in the undeniable fact that what is essential to a reason is that it will produce the same effect in the future as it does now, it is already implied that something exists in the cause that is independent of the flow of time, i.e., is outside of all time; this is the force of nature that manifests within it. One can even empirically convince oneself of the idealism of this [pg 043] form of our perception by focusing on the powerlessness of time in contrast to natural forces. For instance, if a planet is given a rotational motion by some external cause, and no new cause intervenes to stop it, that motion will continue forever. This wouldn’t be the case if time had an objective, real existence; because then it would necessarily produce some effect. Therefore, we see here, on one hand, the forces of nature, which are manifested in that rotation, and, once started, sustain it indefinitely without becoming tired or diminishing, proving to be eternal or timeless, and as a result, absolutely real and existing in themselves; and, on the other hand, time as something that only exists in the way we perceive that phenomenon, since it exerts no power and has no influence over the phenomenon itself; for What doesn't act doesn't exist..
We have a natural inclination whenever it is possible to explain every natural phenomenon mechanically; doubtless because mechanics calls in the assistance of the fewest original, and hence inexplicable, forces, and, on the other hand, contains much that can be known a priori, and therefore depends upon the forms of our own intellect, which as such carries with it the highest degree of comprehensibility and clearness. However, in the “Metaphysical First Principles of Natural Science” Kant has referred mechanical activity itself to a dynamical activity. On the other hand, the application of mechanical explanatory hypotheses, beyond what is demonstrably mechanical, to which, for example, Acoustics also belongs, is entirely unjustified, and I will never believe that even the simplest chemical combination or the difference of the three states of aggregation will ever admit of mechanical explanation, much less the properties of light, of heat, and electricity. These will always admit only of a dynamical explanation, i.e., one which explains the phenomenon from original forces which are entirely different from those of impact, pressure, [pg 044] weight, &c., and are therefore of a higher kind, i.e., are more distinct objectifications of that will which obtains visible form in all things. I am of opinion that light is neither an emanation nor a vibration; both views are akin to that which explains transparency from pores and the evident falseness of which is proved by the fact that light is subject to no mechanical laws. In order to obtain direct conviction of this one only requires to watch the effects of a storm of wind, which bends, upsets, and scatters everything, but during which a ray of light shooting down from a break in the clouds is entirely undisturbed and steadier than a rock, so that with great directness it imparts to us the knowledge that it belongs to another order of things than the mechanical: it stands there unmoved like a ghost. Those constructions of light from molecules and atoms which have originated with the French are indeed a revolting absurdity. An article by Ampère, who is otherwise so acute, upon light and heat, which is to be found in the April number of the “Annales de chimie et physique,” of 1835, may be considered as a flagrant expression of this, and indeed of the whole of atomism in general. There the solid, the fluid, and the elastic consist of the same atoms, and all differences arise solely from their aggregation; nay, it is said that space indeed is infinitely divisible, but not matter; because, if the division has been carried as far as the atoms, the further division must fall in the spaces between the atoms! Light and heat, then, are here vibrations of the atoms; and sound, on the other hand, is a vibration of the molecules composed of the atoms. In truth, however, these atoms are a fixed idea of the French savants, and therefore they just speak of them as if they had seen them. Otherwise one would necessarily marvel that such a matter-of-fact nation as the French can hold so firmly to a completely transcendent hypothesis, which is quite beyond the possibility of experience, and confidently build upon it up to the sky. This is just a consequence of the backward [pg 045] state of the metaphysics they shun so much, which is poorly represented by M. Cousin, who, with all good will, is shallow and very scantily endowed with judgment. At bottom they are still Lockeians, owing to the earlier influence of Condillac. Therefore for them the thing in itself is really matter, from the fundamental properties of which, such as impenetrability, form, hardness, and the other primary qualities, everything in the world must be ultimately explicable. They will not let themselves be talked out of this, and their tacit assumption is that matter can only be moved by mechanical forces. In Germany Kant's teaching has prevented the continuance of the absurdities of the atomistic and purely mechanical physics for any length of time; although at the present moment these views prevail here also, which is a consequence of the shallowness, crudeness, and folly introduced by Hegel. However, it cannot be denied that not only the evidently porous nature of natural bodies, but also two special doctrines of modern physics, apparently render assistance to the atomic nuisance. These are, Hauz's Crystallography, which traces every crystal back to its kernel form, which is an ultimate form, though only relatively indivisible; and Berzelius's doctrine of chemical atoms, which are yet mere expressions for combining proportions, thus only arithmetical quantities, and at bottom nothing more than counters. On the other hand, Kant's thesis in the second antinomy in defence of atoms, which is certainly only set up for dialectical purposes, is a mere sophism, as I have proved in my criticism of his philosophy, and our understanding itself by no means leads us necessarily to the assumption of atoms. For just as little as I am obliged to think that the slow but constant and uniform motion of a body before my eyes is composed of innumerable motions which are absolutely quick, but broken and interrupted by just as many absolutely short moments of rest, but, on the contrary, know very well that the stone that has been thrown flies more [pg 046] slowly than the projected bullet, yet never pauses for an instant on the way, so little am I obliged to think of the mass of a body as consisting of atoms and the spaces between them, i.e., of absolute density and absolute vacuity; but I comprehend those two phenomena without difficulty as constant continua, one of which uniformly fills time and the other space. But just as the one motion may yet be quicker than another, i.e., in an equal time can pass through more space, so also one body may have a greater specific gravity than another, i.e., in equal space may contain more matter: in both cases the difference depends upon the intensity of the acting force; for Kant (following Priestley) has quite correctly reduced matter to forces. But even if the analogy here set up should not be admitted as valid, and it should be insisted upon that the difference of specific gravity can only have its ground in porosity, even this assumption would always lead, not to atoms, but only to a perfectly dense matter, unequally distributed among different bodies; a matter which would certainly be no longer compressible, when no pores ran through it, but yet, like the space which it fills, would always remain infinitely divisible. For the fact that it would have no pores by no means involves that no possible force could do away with the continuity of its spatial parts. For to say that everywhere this is only possible by extending the already existing intervals is a purely arbitrary assertion.
We naturally tend to explain every natural phenomenon mechanically whenever possible. This is likely because mechanics involves the fewest original and thus inexplicable forces and includes many aspects that can be understood beforehand, relying on the structures of our intellect, which inherently provide us with a high degree of clarity and understanding. However, in the "Fundamental Metaphysical Principles of Natural Science", Kant referred to mechanical activity as a form of dynamic activity. Conversely, applying mechanical explanations beyond what is clearly mechanical—like in Acoustics—is completely unjustified. I firmly believe that even the simplest chemical reactions or the differences between the three states of matter cannot be explained mechanically, let alone the properties of light, heat, and electricity. These phenomena require a dynamic explanation, i.e., an explanation that derives from original forces distinct from impact, pressure, [pg 044] weight, etc., and are thus of a higher order, i.e., represent a more distinct manifestation of the will that shapes everything around us. I believe that light is neither a release nor a vibration; both notions are similar to the idea that transparency can be explained by pores, which is evidently false because light does not conform to any mechanical laws. To recognize this, one only needs to observe a windstorm, which bends, topples, and scatters everything, while a ray of light shining down from a gap in the clouds remains completely undisturbed, as steady as a rock. This clearly shows us that it belongs to a different reality than the mechanical: it stands still like a ghost. The theories that describe light as made up of molecules and atoms originating from French scientists are truly absurd. An article by Ampère, who is typically quite astute, on light and heat, featured in the April issue of the “Annals of Chemistry and Physics,” from 1835, illustrates this point remarkably well and epitomizes the entire atomistic perspective. There, solids, liquids, and gases are all made of the same atoms, and all differences arise purely from their arrangement. It is even suggested that space is infinitely divisible, but not matter; because if we divide it down to the atoms, further division must occur in the spaces between them! Thus, light and heat are described as vibrations of atoms, while sound is seen as vibrations of molecules formed from those atoms. In reality, these atoms are just a fixed idea of the French scientists, who talk about them as if they had seen them. It's surprising that such a practical nation as the French holds so tightly to a completely abstract hypothesis, which is beyond any experience, and confidently builds upon it. This stems from the backwardness of the metaphysics they so despise, poorly represented by M. Cousin, who, despite his best intentions, lacks depth and displays very little judgment. At their core, they remain followers of Locke due to the earlier influence of Condillac. For them, the thing in itself is really matter, and everything in the world should ultimately be explainable from its fundamental properties like impenetrability, shape, hardness, and other primary qualities. They will not be swayed from this belief, assuming that matter can only be moved by mechanical forces. In Germany, Kant's teachings have halted the spread of the absurdities of atomistic and purely mechanical physics for some time; although currently, these ideas are regaining popularity here as a result of the superficiality, crudity, and folly introduced by Hegel. However, it cannot be denied that both the evidently porous nature of natural substances and two specific doctrines of modern physics seem to lend some support to the atomic theory. These include Hauz's Crystallography, which traces every crystal back to its kernel form, perceived as an ultimate form that is only relatively indivisible; and Berzelius's concept of chemical atoms, which are just expressions for combining proportions, representing merely arithmetical quantities, and ultimately amount to nothing more than counters. On the other hand, Kant's position in the second antinomy defending atoms, which he set up for dialectical reasons, is merely a fallacy, as I have demonstrated in my critique of his philosophy, and our understanding does not necessarily lead us to the assumption of atoms. Just as I do not have to believe that the slow but constant and steady movement of an object before my eyes is made up of countless quick motions that are frequently interrupted by equally brief moments of rest, I understand perfectly well that a thrown stone travels more [pg 046] slowly than a fired bullet without pausing at any moment. Likewise, I do not need to think of the mass of an object as consisting of atoms with spaces in between, i.e., as being made of absolute density and absolute void; I can grasp these two phenomena as continuous entities, one of which uniformly occupies time and the other fills space. Just as one motion can be faster than another, i.e., covering more space in the same time, one object can also have a greater specific gravity than another, i.e., containing more matter in an equal space: in both cases, the difference is determined by the intensity of the acting force; for Kant (following Priestley) has rightly reduced matter to forces. But even if the analogy I present is rejected and it is argued that the difference in specific gravity can only be rooted in porosity, this assumption would still lead not to atoms but rather to a perfectly dense matter, distributed unevenly among different bodies; matter that would certainly no longer be compressible if there were no pores, yet would still remain infinitely divisible, just like the space it occupies. The absence of pores does not mean that no force could disrupt the continuity of its spatial parts. Claiming that this can only be achieved by increasing the existing gaps is a purely arbitrary statement.
The assumption of atoms rests upon the two phenomena which have been touched upon, the difference of the specific gravity of bodies and that of their compressibility, for both are conveniently explained by the assumption of atoms. But then both must also always be present in like measure, which is by no means the case. For, for example, water has a far lower specific gravity than all metals properly so called. It must thus have fewer atoms and greater interstices between them, and consequently be very compressible: but it is almost entirely incompressible.
The idea of atoms is based on two phenomena we've discussed: the differences in the specific gravity of substances and their compressibility. Both can be easily explained by the idea of atoms. However, these characteristics should always be present in equal measure, which is not the case. For instance, water has a much lower specific gravity than all true metals. This would suggest it has fewer atoms and larger spaces between them, making it very compressible. Yet, water is almost completely incompressible.
The defence of atoms might be conducted in this way. One may start from porosity and say something of this sort: All bodies have pores, and therefore so also have all parts of a body: now if this were carried out to infinity, there would ultimately be nothing left of a body but pores. The refutation would be that what remained over would certainly have to be assumed as without pores, and so far as absolutely dense, yet not on that account as consisting of absolutely indivisible particles, atoms; accordingly it would certainly be absolutely incompressible, but not absolutely indivisible. It would therefore be necessary that it should be asserted that the division of a body is only possible by penetrating into its pores; which, however, is entirely unproved. If, however, this is assumed, then we certainly have atoms, i.e., absolutely indivisible bodies, thus bodies of such strong cohesion of their spatial parts that no possible power can separate them: but then one may just as well assume such bodies to be large as small, and an atom might be as big as an ox, if it only would resist all possible attacks upon it.
The defense of atoms could be presented like this. You could start by discussing porosity and say something like this: All objects have pores, so all parts of an object do too. If you continued this idea infinitely, eventually, all that would be left of an object would be pores. The counterargument would be that what remains must be considered poreless, and it would have to be absolutely dense. However, that doesn’t mean it’s made up of absolutely indivisible particles, or atoms; it could be completely incompressible, but not entirely indivisible. Therefore, it's necessary to claim that dividing an object is only possible by going into its pores, which is completely unsupported. If we assume this, then we indeed have atoms, i.e. absolutely indivisible objects, with such strong cohesion among their parts that nothing could separate them. But you could just as easily say these objects could be large or small, and an atom could be as big as an ox if it could resist all possible attacks on it.
Imagine two bodies of very different kinds, entirely freed from all pores by compression, as by means of hammering, or by pulverisation;—would their specific gravity then be the same? This would be the criterion of dynamics.
Imagine two bodies of very different types, completely sealed off from all pores due to compression, like through hammering or grinding;—would their specific gravity then be the same? This would be the standard for dynamics.
Chapter 24. On Matter.
Matter has already been spoken of in the fourth chapter of the supplements to the first book, when we were considering the part of our knowledge of which we are conscious a priori. But it could only be considered there from a one-sided point of view, because we were then concerned merely with its relation to the forms of our intellect, and not to the thing in itself, and therefore we investigated it only from the subjective side, i.e., so far as it is an idea, and not from the objective side, i.e., with regard to what it may be in itself. In the first respect, our conclusion was that it is objective activity in general, yet conceived without fuller determination; therefore it takes the place of causality in the table of our a priori knowledge which is given there. For what is material is that which acts (the actual) in general, and regarded apart from the specific nature of its action. Hence also matter, merely as such, is not an object of perception, but only of thought, and thus is really an abstraction. It only comes into perception in connection with form and quality, as a body, i.e., as a fully determined kind of activity. It is only by abstracting from this fuller determination that we think of matter as such, i.e., separated from form and quality; consequently under matter we think of acting absolutely and in general, thus of activity in the abstract. The more fully determined acting we then conceive as the accident of matter; but only by means of this does matter become perceptible, i.e., present itself as a body and an [pg 049] object of experience. Pure matter, on the other hand, which, as I have shown in the Criticism of the Kantian Philosophy, alone constitutes the true and admissible content of the conception of substance, is causality itself, thought objectively, consequently as in space, and therefore filling it. Accordingly the whole being of matter consists in acting. Only thus does it occupy space and last in time. It is through and through pure causality. Therefore wherever there is action there is matter, and the material is the active in general. But causality itself is the form of our understanding; for it is known to us a priori, as well as time and space. Thus matter also, so far and up to this point, belongs to the formal part of our knowledge, and is consequently that form of the understanding, causality itself, bound up with space and time, hence objectified, i.e., conceived as that which fills space. (The fuller explanation of this doctrine will be found in the second edition of the essay on the principle of sufficient reason, p. 77; third edition, p. 82.) So far, however, matter is properly not the object but the condition of experience; like the pure understanding itself, whose function it so far is. Therefore of pure matter there is also only a conception, no perception. It enters into all external experience as a necessary constituent part of it; yet it cannot be given in any experience, but is only thought, and thought indeed as that which is absolutely inert, inactive, formless, and without qualities, and which is yet the supporter of all forms, qualities, and effects. Accordingly, of all fleeting phenomena, thus of all manifestations of natural forces and all living beings, matter is the permanent substratum which is necessarily produced by the forms of our intellect in which the world as idea exhibits itself. As such, and as having sprung from the forms of the intellect, it is entirely indifferent to those phenomena themselves, i.e., it is just as ready to be the supporter of this force of nature as of that, whenever, under the guidance of causality, the necessary [pg 050] conditions appear; while it itself, just because its existence is really only formal, i.e., is founded in the intellect must be thought as that which under all that change is absolutely permanent, thus with regard to time is without beginning and without end. This is why we cannot give up the thought that anything may be made out of anything, for example, gold out of lead; for this would only require that we should find out and bring about the intermediate states which matter, in itself indifferent, would have to pass through upon that path. For a priori we can never see why the same matter which is now the supporter of the quality lead could not some time become the supporter of the quality gold. Matter, as that which is only thought a priori, is distinguished from the a priori intuitions or perceptions proper by the fact that we can also think it entirely away; space and time, on the contrary, never. But this only shows that we can present to ourselves space and time in imagination without matter. For the matter which has once been placed in them, and accordingly thought as existing, we can never again absolutely think away, i.e., imagine it as vanished and annihilated, but are always forced to think of it merely as transferred to another space. So far, then, matter is as inseparably connected with our faculty of knowledge as space and time themselves. Yet even the difference that it must first be voluntarily thought as existing indicates that it does not belong so entirely and in every regard to the formal part of our knowledge as space and time, but also contains an element which is only given a posteriori. It is, in fact, the point of connection of the empirical part of our knowledge with the pure and a priori part, consequently the peculiar foundation-stone of the world of experience.
The topic of matter was already discussed in the fourth chapter of the supplements to the first book, when we examined the aspect of our knowledge that we are aware of before the fact. However, it could only be looked at from a limited perspective there, since we were focused strictly on its relationship to our intellect's forms and not to the thing itself. Therefore, we explored it only from the subjective angle, i.e., as an idea rather than from the objective side, i.e., considering what it might be in itself. In this first respect, our conclusion was that it is objective activity in general, though conceived without more specific definition; thus it occupies a place of causality in the table of our before the fact knowledge provided there. The material aspect is that which acts (the actual) in general, considered apart from the specific nature of its action. Consequently, matter, merely in itself, is not an object of perception, but only of idea, and thus is fundamentally an abstraction. It only becomes perceptible in connection with form and quality, as a body, i.e., as a fully defined kind of activity. It is only by abstracting from this complete determination that we think of matter as such, i.e., separated from form and quality; consequently, under the concept of matter, we consider acting absolutely and in general, thus considering activity in the abstract. The more specifically defined act is then seen as the accident of matter; yet only through this does matter become perceptible, i.e., present itself as a body and an [pg 049] object of experience. Pure matter, however, which, as I demonstrated in the Criticism of the Kantian Philosophy, constitutes the true and acceptable content of the conception of material, is causality itself, thought of objectively, thus as being in space, and therefore filling it. Hence, the entire essence of matter consists in performing. Only in this way does it occupy space and endure over time. It is thoroughly pure causality. Therefore, wherever there is action, there is matter, and the material aspect represents the active in general. But causality itself is the form of our understanding; for we comprehend it a priori, just like time and space. Thus matter, up to this point, also belongs to the formal part of our knowledge and consequently represents that form of understanding, causation itself, linked with space and time, thus objectified, i.e., viewed as that which fills space. (A more complete explanation of this doctrine will be found in the second edition of the essay on the principle of sufficient reason, p. 77; third edition, p. 82.) At this stage, however, matter is not appropriately regarded as the item but rather the condition of experience; similar to pure understanding itself, whose function it presently serves. Therefore, with pure matter, there is only a idea, no awareness. It is an essential part of all external experiences; nonetheless, it cannot be encountered in any experience, but is exclusively thought, and thought indeed as that which is completely inert, inactive, formless, and without qualities, and yet serves as the foundation for all forms, qualities, and effects. Thus, among all transient phenomena, including all manifestations of natural forces and all living beings, matter is the permanent foundation necessarily generated by the forms of our intellect in which the world appears as concept. As such, and having arisen from the forms of intellect, it is completely unbothered to those phenomena themselves, i.e., it is equally capable of supporting this natural force or that, whenever, under the guidance of causality, the necessary [pg 050] conditions arise; while it itself, just because its existence is really only official, i.e., grounded in the smarts, must be considered as that which, regardless of all change, is absolutely permanent, thus timeless and without beginning or end. This is why we cannot abandon the notion that anything can be transformed into anything else, for example, gold from lead; as this would merely necessitate finding and achieving the intermediate states that the indifferent matter would have to undergo on that path. For beforehand, we cannot understand why the same matter that is presently supporting the quality of lead could not one day become the supporter of gold's quality. Matter, when considered merely as thought prior, differs from the beforehand gut feelings or views themselves in that we can think it entirely away; whereas space and time cannot be dismissed that way. However, this only indicates that we can imagine space and time without matter. For the matter once placed within them, and perceived as existing, we can never completely imagine it as vanished or destroyed, but are always compelled to think of it merely as moved to another space. Thus, up to this point, matter is as inseparably linked to our cognitive faculty as space and time themselves. Yet even the requirement to first voluntarily consider it as existing hints that it is not entirely and in every aspect a part of the official section of our knowledge like space and time; it also contains an element that is only provided after the fact. In fact, it serves as the point of connection between the empirical part of our knowledge and the pure and beforehand part, thus forming a unique foundation for the realm of experience.
Only where all a priori assertions cease, therefore in the entirely empirical part of our knowledge of bodies, in their form, quality, and definite manner of acting, does that will reveal itself which we have already recognised and established as the true inner nature of [pg 051] things. But these forms and qualities always appear only as the properties and manifestations of that very matter the existence and nature of which depends upon the subjective forms of our intellect, i.e., they only become visible in it, and therefore by means of it. For that which always exhibits itself to us is only matter acting in some specially determined manner. Out of the inner properties of such matter, properties which cannot be further explained, proceeds every definite kind of effect of given bodies; and yet the matter itself is never perceived, but only these effects, and the definite properties which lie at their foundation, after separating which, matter, as that which then remains over, is necessarily added in thought by us; for, according to the exposition given above, it is objectified causality itself. Accordingly matter is that whereby the will, which constitutes the inner nature of things, becomes capable of being apprehended, perceptible, visible. In this sense, then, matter is simply the visibility of the will, or the bond between the world as will and the world as idea. It belongs to the latter inasmuch as it is the product of the functions of the intellect, to the former inasmuch as that which manifests itself in all material existences, i.e., phenomena is the will. Therefore every object is, as thing in itself, will, and as phenomenon, matter. If we could strip any given matter of all the properties that come to it a priori, i.e., of all the forms of our perception and apprehension, we would have left the thing in itself, that which, by means of those forms, appears as the purely empirical in matter, but which would then itself no longer appear as something extended and active; i.e., we would no longer have matter before us, but the will. This very thing in itself, or the will, in that it becomes a phenomenon, i.e., enters the forms of our intellect, appears as matter, i.e., as the invisible but necessarily assumed supporter of the properties which are only visible through it. In this sense, then, matter is the visibility of the will. Consequently Plotinus and Giordano Bruno [pg 052] were right, not only in their sense but also in ours, when they made the paradoxical assertion already referred to in chapter 4: Matter itself is not extended, consequently it is incorporeal. For space, which is our form of perception, imparts extension to matter, and corporeal existence consists in acting, which depends upon causality, and consequently upon the form of our understanding. On the other hand, every definite property, thus everything empirical in matter, even gravity, depends upon that which only becomes visible by means of matter, the thing in itself, the will. Gravity is yet the lowest of all grades of the objectification of the will; therefore it appears in all matter without exception, thus is inseparable from matter in general. Yet, just because it is a manifestation of the will, it belongs to knowledge a posteriori, not to knowledge a priori. Therefore we can always picture to ourselves matter without weight, but not without extension, repulsive force, and stability, for then it would be without impenetrability, and consequently would not occupy space, i.e., it would be without the power of acting; but the nature of matter as such just consists in acting, i.e., in causality in general; and causality depends upon the a priori form of our understanding, and therefore cannot be thought away.
Only where all beforehand assertions stop, specifically in the completely based on observation part of our understanding of bodies, in their form, quality, and specific way of acting, does that will become apparent, which we have already recognized and established as the true inner nature of [pg 051] things. However, these forms and qualities always appear only as the properties and manifestations of that very issue whose existence and nature depends on the subjective forms of our intellect, i.e., they only become noticeable through it, and therefore by means of it. For what always presents itself to us is only issue acting in a specifically determined way. From the inner properties of such matter, properties that cannot be explained further, comes every specific kind of effect of given bodies; and yet the matter itself is never perceived, only these effects, and the specific properties that lie behind them, after separating which, matter, as what remains, is necessarily added in thought by us; for, based on the earlier explanation, it is objectified causation itself. Thus, matter is what allows the will, which defines the inner nature of things, to become understandable, perceptible, in sight. In this sense, matter is simply the visibility of the will, or the connection between the world as will and the world as idea. It belongs to the latter as it is the result of the functions of the intellect, and to the former in that which manifests itself in all material existences, i.e., phenomena is the will. Therefore, every object is, as the thing in itself, will, and as phenomenon, matter. If we could strip any given matter of all the properties that come to it a priori, i.e., of all the forms of our perception and understanding, we would end up with the thing in itself, that which, through those forms, appears as the purely empirical in matter, but which would then no longer appear as something extended and active; i.e., we would no longer have matter before us, but just the will. This very thing in itself, or the will, when it becomes a phenomenon, i.e., enters our intellectual forms, appears as matter, i.e., as the invisible but necessarily assumed support of the properties that are only visible through it. In this sense, matter is the visibility of the will. Consequently, Plotinus and Giordano Bruno [pg 052] were right, not only in their meaning but also in ours, when they made the paradoxical assertion mentioned in chapter 4: Matter itself is not extended, therefore it is incorporeal. For space, which is our form of perception, gives extension to matter, and corporeal existence consists in acting, which depends on causality, and therefore on the form of our understanding. On the other hand, every specific property, hence everything empirical in matter, even gravity, depends on that which only becomes visible through matter, the thing in itself, the will. Gravity is the lowest of all levels of the objectification of the will; therefore, it appears in all matter without exception, and is inseparable from matter in general. Yet, precisely because it is a manifestation of the will, it belongs to knowledge after the fact, not to knowledge beforehand. Consequently, we can always imagine matter without weight, but not without extension, repulsive force, and stability, for then it would lack impenetrability, and consequently would not occupy space, i.e., it would be without the power of performance; but the essence of matter as such consists in performing, i.e. in causality in general; and causality depends on the beforehand form of our understanding, and therefore cannot be thought away.
Matter is accordingly the will itself, but no longer in itself, but so far as it is perceived, i.e., assumes the form of the objective idea. Thus what objectively is matter is subjectively will. Exactly corresponding to this, as was proved above, our body is just the visibility, objectivity of our will, and so also every body is the objectivity of the will at some one of its grades. Whenever the will exhibits itself to objective knowledge it enters into the forms of perception of the intellect, time, space, and causality. But on account of this it exists at once as a material object. We can present to our minds form without matter, but not the reverse; because matter deprived of form would be the will itself, and the will [pg 053] only becomes objective by entering the forms of perception of our intellect, and therefore only by means of the assumption of form. Space is the form of perception of matter because the latter is the substance (Stoff) of mere form, but matter can appear only in form.
Matter is basically the gonna itself, but not in an absolute sense; it becomes what it is only when it is seen, meaning it takes on the shape of an objective idea. So, what matter is in an objective sense is the will in a subjective sense. Just as we demonstrated before, our body is simply the visible, objective expression of our will, and every body represents the objective form of will at various levels. Whenever the will reveals itself to objective understanding, it takes on the forms of perception by our intellect: time, space, and causality. Because of this, it also exists as a material object. We can envision form without matter, but not the other way around because matter, stripped of form, would be pure will itself. The will [pg 053] only becomes objective when it adopts the forms of perception through our intellect, which means it requires form. Space is the form through which we perceive matter since matter is merely the substance (Stoff) of form, but matter can only show up in form.
Since the will becomes objective, i.e., passes over into the idea, matter is the universal substratum of this objectification, or rather it is this objectification itself taken abstractly, i.e., regarded apart from all form. Matter is accordingly the visibility of the will in general, while the character of its definite manifestations has its expression in form and quality. Hence what in the manifestation, i.e., for the idea, is matter is in itself will. Therefore, under the conditions of experience and perception, everything holds good of it that holds good of the will in itself, and it repeats all the relations and properties of the will in temporal images. Accordingly it is the substance of the world of perception, as the will is the inner nature of all things. The forms are innumerable, the matter is one; just as the will is one in all its objectifications. As the will never objectifies itself as general, i.e., as absolute will, but always as particular, i.e., under special determinations and a given character, so matter never appears as such, but always in connection with some particular form and quality. In the manifestation or objectification of the will matter represents its totality, it itself, which in all is one, as matter is one in all bodies. As the will is the inmost kernel of all phenomenal beings, so matter is the substance which remains after all the accidents have been taken away. As the will is that which is absolutely indestructible in all existence, so matter is that which is imperishable in time and permanent through all changes. That matter for itself, thus separated from form, cannot be perceived or presented in imagination depends upon the fact that in itself, and as the pure substantiality of bodies, it is really the will itself. But the will cannot be apprehended [pg 054] objectively, or perceived in itself, but only under all the conditions of the idea, and therefore only as phenomenon. Under these conditions, however, it exhibits itself at once as body, i.e., as matter clothed in form and quality. But form is conditioned by space, and quality or power of acting by causality; thus both depend upon the functions of the intellect. Matter without them would just be the thing in itself, i.e., the will itself. Therefore, as has been said, Plotinus and Giordano Bruno could only be brought by a completely objective path to the assertion that matter in and for itself is without extension, consequently without spatial properties, consequently incorporeal.
Since the will becomes objective, i.e., transitions into the idea, matter is the universal basis of this objectification, or rather it is this objectification itself considered abstractly, i.e., viewed apart from all form. Matter is thus the visibility of the will in general, while the nature of its specific manifestations is expressed in form and quality. Therefore, what in the manifestation, i.e., for the idea, is issue is in itself will. Consequently, under the conditions of experience and perception, everything that applies to the will in itself also applies to it, and it mirrors all the relationships and properties of the will in temporal images. Thus, it is the substance of the world of perception, as the will is the inner essence of all things. The forms are countless, the matter is one; just as the will is singular in all its objectifications. Since the will never objectifies itself as general, i.e., as absolute will, but always as specific, i.e., under particular determinations and a given nature, matter never appears as such, but always in conjunction with a specific form and quality. In the manifestation or objectification of the will, matter represents its totality, it itself, which in all is one, as matter is one in all bodies. Just as the will is the innermost core of all phenomenal beings, so matter is the substance that remains after all the accidents have been removed. As the will is what is absolutely indestructible in all existence, matter is what is imperishable in time and constant through all changes. The fact that matter for itself, thus separated from form, cannot be perceived or imagined stems from the reality that in itself, and as the pure substantiality of bodies, it is actually the gonna itself. However, the will cannot be grasped [pg 054] objectively, or perceived in itself, but only under all the conditions of the concept, and therefore only as event. Under these conditions, however, it presents itself immediately as body, i.e., as matter dressed in form and quality. But form is conditioned by space, and quality or power of acting by causality; thus both depend on the functions of the intellect. Matter without them would merely be the thing in itself, i.e., the will itself. Therefore, as previously mentioned, Plotinus and Giordano Bruno could only arrive through a completely objective approach to the conclusion that matter in and of itself is without extension, thus without spatial properties, consequently incorporeal.
Because, then, matter is the visibility of the will, and every force in itself is will, no force can appear without a material substratum, and conversely no body can be without forces dwelling in it which constitute its quality. Therefore a body is the union of matter and form which is called substance (Stoff). Force and substance are inseparable because at bottom they are one; for, as Kant has shown, matter itself is given us only as the union of two forces, the force of expansion and that of attraction. Thus there is no opposition between force and substance, rather they are precisely one.
Because, then, matter is the visible expression of will, and every force is, in essence, will. No force can exist without a material basis, and likewise, no body can exist without the forces that reside within it, which define its properties. Therefore, a body is a combination of matter and form, which is referred to as substance. Force and substance are inseparable because, at their core, they are one; as Kant has pointed out, matter itself is only presented to us as the combination of two forces: the force of expansion and the force of attraction. Thus, there is no conflict between force and substance; rather, they are fundamentally the same.
Led by the course of our consideration to this standpoint, and having attained to this metaphysical view of matter, we will confess without reluctance that the temporal origin of forms, shapes, or species cannot reasonably be sought elsewhere than in matter. Some time or other they must have come forth from it, just because it is the mere visibility of the will which constitutes the inner nature of all phenomena. In that the will manifests itself, i.e., presents itself objectively to the intellect, matter, as its visibility, assumes form by means of the functions of the intellect. Hence the Schoolmen said: “Materia appetit formam.” That such was the origin of all forms of life cannot be doubted: we cannot even conceive it otherwise. Whether, however, now, since the paths to the [pg 055] perpetuation of the forms stand open, and are secured and sustained by nature with boundless care and jealousy, generatio œquivoca still takes place, can only be decided by experience; especially since the saying, Natura nihil facit frustra, might, with reference to the paths of regular propagation, be used as a valid argument against it. Yet in spite of the most recent objections to it, I hold that at very low grades generatio œquivoca is very probable, and primarily indeed in the case of entozoa and epizoa, particularly such as appear in consequence of special cachexia of the animal organism. For the conditions of their life only appear exceptionally; consequently their species cannot propagate itself in the regular manner, and therefore has always to arise anew whenever opportunity offers. Therefore as soon as the conditions of life of epizoa have appeared in consequence of certain chronic diseases, or cachexia, and in accordance with them, pediculus capitis or pubis or corporis appears entirely of itself, and without any egg; and this notwithstanding the complex structure of these insects, for the putrefaction of a living animal body affords material for higher productions than that of hay in water, which only produces infusoria. Or is it thought more likely that the eggs of the epizoa are constantly floating about in the air in expectation? (Fearful to think of!) Let us rather remember the disease of phthiriasis, which occurs even now. An analogous case takes place when through special circumstances the conditions of life appear of a species which up till then was foreign to that place. Thus August St. Hilaire saw in Brazil, after the burning of a primitive forest, as soon as ever the ashes had cooled, a number of plants grow up out of them, the species of which was not to be found far and wide; and quite recently Admiral Petit-Thouars informed the Académie des sciences that upon the growing coral islands in Polynesia a soil gradually deposits itself which is now dry, now lies in water, and which vegetation soon takes possession of, bringing forth trees which are absolutely [pg 056] peculiar to these islands (Comptes rendus, 17th Jan. 1859, p. 147). Whenever putrefaction takes place mould, fungi, and in liquids infusoria appear. The assumption now in favour that spores and eggs of the innumerable species of all those kinds of animal life are everywhere floating in the air, and wait through long years for a favourable opportunity, is more paradoxical than that of generatio œquivoca. Putrefaction is the decomposition of an organised body, first into its more immediate chemical constituents. Since now these are more or less the same in all living beings, the omnipresent will to live can possess itself of them, in order, in accordance with the circumstances, to produce new existences from them; and these forming themselves according to design, i.e., objectifying the volition of the will at the time, solidify out of the chemical elements as the chicken out of the fluidity of the egg. When, however, this does not take place, the putrefying matter is resolved into its ultimate constituent parts, which are the chemical elements, and now passes over again into the great course of nature. The war which has been waged for the last ten or fifteen years against generatio œquivoca, with its premature shouts of victory, was the prelude to the denial of the vital force, and related to it. Let no one, however, be deceived by dogmatic assertions and brazen assurances that the questions are decided, settled, and generally recognised. On the contrary, the whole mechanical and atomistic view of nature is approaching its bankruptcy, and its defenders have to learn that something more is concealed behind nature than action and reaction. The reality of generatio œquivoca and the folly of the extraordinary assumption that in the atmosphere, everywhere and always, billions of seeds of all possible kinds of fungi, and eggs of all possible kinds of infusoria, are floating about, till now one and then another by chance finds its suitable medium, has quite recently (1859) been thoroughly and victoriously shown by Pouchet [pg 057] before the French Academy, to the great vexation of the other members.
Guided by our consideration of this perspective, and having reached this metaphysical understanding of matter, we must admit without hesitation that the temporal source of forms, shapes, or species can only be found in matter. At some point, they must have emerged from it, simply because it is the mere will visibility that constitutes the essence of all phenomena. The will manifests itself, i.e., presents itself objectively to the intellect, and matter, as its visibility, takes on form through the functions of the intellect. Hence the Schoolmen said: “Materia appetit formam.” That this is the origin of all forms of life is undeniable; we can't imagine it being otherwise. However, whether now that the pathways to the [pg 055] continuation of forms are open and maintained by nature with endless care and vigilance, ambiguous generation still occurs can only be determined by experience; especially since the saying, Nature does nothing in vain, could be a strong argument against it regarding the paths of normal propagation. Yet despite the latest objections, I believe that at very low levels, equivocal generation is quite likely, especially in the case of entozoa and epizoa, particularly those that arise due to specific cachexia of the animal organism. The conditions for their life appear only under exceptional circumstances; therefore, their species cannot reproduce in the usual way and must always come into existence anew whenever the opportunity arises. Consequently, as soon as the life conditions of epizoa emerge due to certain chronic diseases or cachexia, species like head lice or pubic area or corporis appear entirely on their own, without any eggs; and this is despite the complex structure of these insects, as the decay of a living body provides materials for greater creations than the decay of hay in water, which only produces infusoria. Or is it thought more likely that the eggs of epizoa are always floating in the air, waiting? (An unsettling thought!) Let’s instead recall the disease of phthiriasis, which occurs even now. A similar situation happens when, due to special circumstances, the life conditions of a species previously foreign to that location appear. For instance, August St. Hilaire observed in Brazil, after a primitive forest was burned, that as soon as the ashes cooled, many plants emerged that were not found in the surrounding area; and recently Admiral Petit-Thouars informed the Academy of Sciences that on the growing coral islands in Polynesia, a soil gradually forms that alternates between being dry and submerged, which quickly becomes home to vegetation that yields trees unique to those islands (Reports, 17th Jan. 1859, p. 147). Whenever decay occurs, molds, fungi, and infusoria appear in liquids. The notion that spores and eggs of countless species of animal life float everywhere in the air, waiting for favorable conditions through the years, is more absurd than ambiguous generation. Decay means breaking down an organized body into its instant chemical components. Since these components are generally similar across all living beings, the pervasive will to live can utilize them to create new forms of existence according to the circumstances; these then take shape according to intent, i.e., objectifying the will's intention at that moment, solidifying from the chemical elements like the chick arises from the fluid of the egg. However, when this does not happen, the rotting matter decomposes into its best components, the chemical elements, and re-enters the broader natural cycle. The conflict that has unfolded over the past decade and a half against equivocal generation, with its premature cries of victory, has been the prelude to the denial of the vital force and is related to it. Yet let no one be misled by dogmatic claims and bold assurances that these questions are settled, finalized, and widely accepted. On the contrary, the entire mechanical and atomistic perspective of nature is nearing its end, and its supporters must recognize that there is more hidden behind nature than mere action and reaction. The reality of ambiguous generation and the folly of the extraordinary idea that billions of seeds of all potential fungi and eggs of all possible infusoria float in the atmosphere, waiting for a suitable medium by chance, were recently (1859) thoroughly and successfully demonstrated by Pouchet [pg 057] before the French Academy, much to the dismay of the other members.
Our wonder at the origin of forms in matter is at bottom like that of the savage who looks for the first time in a mirror and marvels at his own image which he sees there. For our own inner nature is the will, whose mere visibility is matter. Yet matter never appears otherwise than with the visible, i.e., under the outer shell of form and quality, and therefore is never directly apprehended, but always merely added in thought as that which is identical in all things, under all differences of quality and form. On this account it is more a metaphysical than a physical principle of explanation of things, and to make all existences arise from it is really to explain them from something which is very mysterious; which all know it to be except those who confound attacking with comprehending. In truth, the ultimate and exhaustive explanation of things is by no means to be sought in matter, although certainly the temporal origin both of unorganised forms and of organised beings is to be sought in it. Yet it seems that the origination of organised forms, the production of the species themselves, is almost as difficult for nature to accomplish as it is for us to comprehend. This is indicated by the entirely extravagant provision which nature always makes for maintaining the species which once exist. Yet on the present surface of this planet the will to live has gone through the scale of its objectification three times, quite independently of each other, in a different modulation, and also with great difference of perfection and fulness. The old world, America, and Australia have, it is well known, each their peculiar independent fauna, entirely different from that of the other two. Upon each of these great continents the species are throughout different, but yet, because all three belong to the same planet, they have a thorough analogy with each other running parallel through them; therefore the genera are for the most part the same. In Australia [pg 058] this analogy can only be very imperfectly followed because its fauna is very poor in mammalia, and contains neither beasts of prey nor apes. On the other hand, between the old world and America it is obvious, and in the following manner. In mammals America always produces the inferior analogue, but in birds and reptiles the better. Thus it has the advantage in the condor, the macaw, the humming-bird, and the largest batrachia and ophidia; but, for example, instead of the elephant it has only the tapir, instead of the lion the puma, instead of the tiger the jaguar, instead of the camel the lama, and instead of apes proper only monkeys. Even from this last defect it may be concluded that in America nature was not able to rise to man; for even from the nearest grade below man, the chimpanzee and the orang-outang or pongo, the step to man was still an excessively great one. Correspondingly we find that the three races of men which, both upon physiological and linguistic grounds, are undoubtedly equally original, the Caucasian, the Mongolian, and the Ethiopian, are only at home in the old world; while America, on the other hand, is peopled by a mixed or climatically modified Mongolian race, which must have come over from Asia. On the surface of the earth which immediately preceded the present surface apes were reached here and there, but not men.
Our amazement at the origin of forms in matter is really similar to that of a primitive person encountering their reflection in a mirror for the first time and being astonished by their own image. Our inner essence is will, and its mere visibility is matter. However, matter only appears with the visible, i.e., under the outer shell of form and quality, and therefore is never directly perceived but is always just added in thought as the identical thing in all entities, regardless of differences in quality and form. For this reason, it serves more as a metaphysical than a physical principle for explaining things, and to say all existences arise from it is truly to explain them from something very mysterious; which everyone recognizes except those who confuse attacking with understanding. In fact, the ultimate and thorough explanation of things isn’t to be found in matter, even though the temporal origin of both unorganized forms and organized beings can be traced back to it. Yet, it seems that the creation of organized forms, the emergence of species themselves, is nearly as challenging for nature to achieve as it is for us to understand. This is shown by the completely extravagant resources that nature always allocates to sustain species that already exist. On the current surface of this planet, the will to live has manifested itself through its forms three times, independently and in different ways, with varying degrees of perfection and richness. The old world, America, and Australia each have their unique independent fauna, which are entirely different from one another. On each of these great continents, the species are different throughout, but since all three belong to the same planet, they share a deep analogy that runs parallel among them; therefore, the genera are mostly the same. In Australia [pg 058] this analogy can only be imperfectly followed because its fauna lacks diversity in mammals and has neither carnivorous animals nor apes. On the other hand, the connection between the old world and America is clear, as follows. In mammals, America tends to have the lesser analogues, but in birds and reptiles, it has the superior ones. Thus, it excels in the condor, the macaw, the hummingbird, and the largest amphibians and snakes; however, instead of the elephant, it has only the tapir, instead of the lion, the puma, instead of the tiger, the jaguar, instead of the camel, the llama, and instead of true apes, only monkeys. Even this last shortcoming suggests that nature in America was not able to produce humans; because the leap from the closest relatives to humans, the chimpanzee and the orangutan, is still quite significant. Correspondingly, we see that the three races of humans which, based on physiological and linguistic criteria, are clearly equally original—the Caucasian, the Mongolian, and the Ethiopian—are found only in the old world; while America is populated by a mixed or climate-modified Mongolian race that must have migrated from Asia. On the surface of the earth that preceded our current one, apes appeared here and there, but not humans.
From this standpoint of our consideration, which shows us matter as the direct visibility of the will which manifests itself in all things, nay, indeed, for the merely physical investigation which follows the guidance of time and causality, lets it pass as the origin of things, we are easily led to the question whether even in philosophy we could not just as well start from the objective as from the subjective side, and accordingly set up as the fundamental truth the proposition: “There is in general nothing but matter and its indwelling forces.” But, with regard to these “indwelling forces” here so easily used, we must remember that their assumption leads every explanation [pg 059] back to a completely incomprehensible miracle, and then leaves it beside it, or rather leaves it to begin from it. For every definite, inexplicable force of nature which lies at the foundation of the most different kinds of effects of an unorganised body, not less than the vital force which manifests itself in every organised body, is such an incomprehensible miracle, as I have fully explained in chap. 17, and have also shown that physics can never be set upon the throne of metaphysics, just because it leaves quite untouched the assumption referred to and also many others; whereby from the beginning it renounces all claim to give an ultimate explanation of things. I must further remind the reader here of the proof of the insufficiency of materialism, which is given towards the end of the first chapter, because, as was said there, it is the philosophy of the subject which forgets itself in its calculation. But all these truths rest upon the fact that everything objective, everything external, since it is always only something apprehended, something known, remains also always indirect and secondary, therefore absolutely never can become the ultimate ground of explanation of things or the starting-point of philosophy. Philosophy necessarily requires what is absolutely immediate for its starting-point. But clearly only that which is given in self-consciousness fulfils this condition, that which is within, the subjective. And hence it is so eminent a merit of Descartes that he first made philosophy start from self-consciousness. Since then, upon this path, the genuine philosophers, especially Locke, Berkeley, and Kant, have gone even further, each in his own manner, and in consequence of their investigations I was led to recognise and make use, not of one, but of two completely different data of immediate knowledge in self-consciousness, the idea and the will, by the combined application of which one can go further in philosophy, in the same proportion as in the case of an algebraical problem one can accomplish more if two known quantities are given than if only one is given.
From this perspective, which presents matter as the direct expression of the will that is evident in everything, and which, in fact, the purely physical investigation—guided by time and causality—considers as the source of things, we can easily question whether in philosophy we could start equally from the objective or the subjective side. In doing so, we might establish the fundamental truth as the statement: "There is usually nothing but matter and its natural forces." However, regarding these "inherent forces" that are so readily accepted, we must keep in mind that their assumption leads every explanation [pg 059] back to an entirely incomprehensible miracle, and then leaves it aside, or perhaps leaves it as a starting point. For every specific, inexplicable force of nature that underlies various effects of an unorganized body, as well as the vital force manifested in every organized body, represents such an incomprehensible miracle, as I have thoroughly explained in chapter 17. I have also demonstrated that physics can never displace metaphysics because it ignores this fundamental assumption and many others; thereby it renounces any claim to provide an ultimate explanation of things. I must also remind the reader of the evidence of materialism's inadequacy presented toward the end of the first chapter, because, as mentioned there, it is the philosophy of the subject that loses itself in its calculations. But all these truths are based on the fact that everything goal, everything external, is always only something perceived, something known, and therefore always remains indirect and secondary; it can never serve as the ultimate basis for explaining things or as the starting point for philosophy. Philosophy must necessarily begin with what is absolutely immediate. Clearly, only what is given in self-awareness fulfills this requirement, what is internal, the subjective. Thus, it is truly significant that Descartes was the first to make philosophy begin with self-consciousness. Since then, genuine philosophers, particularly Locke, Berkeley, and Kant, have advanced this approach further, each in their own way. Due to their investigations, I was led to recognize and utilize not just one, but two completely different forms of immediate knowledge in self-consciousness: the idea and the will. By combining these, one can progress further in philosophy, just as one can solve more of an algebra problem when given two known quantities instead of just one.
In accordance with what has been said, the ineradicable falseness of materialism primarily consists in the fact that it starts from a petitio principii, which when more closely considered turns out indeed to be a πρωτον φευδος. It starts from the assumption that matter is something absolutely and unconditionally given, something existing independently of the knowledge of the subject, thus really a thing in itself. It attributes to matter (and consequently also to its presuppositions time and space) an absolute existence, i.e., an existence independent of the perceiving subject; this is its fundamental error. Then, if it will go honestly to work, it must leave the qualities inherent in the given materials, i.e., in the substances, together with the natural forces which manifest themselves in these, and finally also the vital force, unexplained, as unfathomable qualitates occultæ, and start from them; as physics and physiology actually do, because they make no claim to be the ultimate explanation of things. But just to avoid this, materialism—at least as it has hitherto appeared—has not proceeded honestly. It denies all those original forces, for it pretends and seems to reduce them all, and ultimately also the vital force, to the mere mechanical activity of matter, thus to manifestations of impenetrability, form, cohesion, impulsive power, inertia, gravity, &c., qualities which certainly have least that is inexplicable in themselves, just because they partly depend upon what is known a priori, consequently on the forms of our own intellect, which are the principle of all comprehensibility. But the intellect as the condition of all objects, and consequently of the whole phenomenal world, is entirely ignored by materialism. Its plan is now to refer everything qualitative to something merely quantitative, for it attributes the former to mere form in opposition to matter proper. To matter it leaves, of the properly empirical qualities, only gravity, because it already appears as something quantitative, the only measure of the quantity of the matter. This path necessarily [pg 061] leads it to the fiction of atoms, which now become the material out of which it thinks to construct the mysterious manifestations of all original forces. But here it has really no longer to do with empirically given matter, but with a matter which is not to be found in rerum natura, but is rather a mere abstraction of that real matter, a matter which would absolutely have no other than those mechanical qualities which, with the exception of gravity, can be pretty well construed a priori, just because they depend upon the forms of space, time, and causality, and consequently upon our intellect; to this poor material, then, it finds itself reduced for the construction of its castle in the air.
According to what has been said, the deep-rooted falsehood of materialism mainly lies in the fact that it starts from a begging the question, which upon closer examination turns out to be a πρωτον φευδος. It begins with the assumption that matter is something completely and unconditionally given, existing independently of an observing subject, essentially making it a thing in itself. It attributes to matter (and thus also to its foundational elements, time and space) an absolute existence, i.e., an existence that is independent of the perceiving subject; this is its core mistake. If it were to approach its work honestly, it would have to leave the inherent qualities of the given materials, i.e., in the substances, along with the natural forces that manifest through them, and ultimately also the vital force, as unexplained and unfathomable hidden qualities, and start from those; as physics and physiology actually do, because they do not claim to be the ultimate explanation of everything. However, to avoid this, materialism—at least as it has been presented so far—has not approached the issue honestly. It rejects all those fundamental forces, pretending to reduce them all, including the vital force, to the mere mechanical activities of matter, thus treating them as manifestations of impenetrability, form, cohesion, impulsive force, inertia, gravity, etc., qualities that are certainly less mysterious by nature, since they partly depend on what is known before the fact, and therefore on the structures of our intellect, which form the basis of all understanding. Yet, materialism completely neglects the intellect as the condition for all objects, and thus for the entire phenomenal world. Its approach is to reduce everything qualitative to something merely quantitative, as it attributes the former to mere shape in contrast to issue itself. Of the truly evidence-based qualities of matter, it only retains gravity, as it already appears as something quantitative, serving as the sole measure of the quantity of matter. This path inevitably [pg 061] leads it to the concept of atoms, which it now sees as the building blocks from which it hopes to explain all mysterious manifestations of original forces. But here, it no longer deals with empirically given matter, but with a kind of matter that cannot be found in the nature of things, rather it is merely an abstraction of real matter, a matter that would only possess those mechanical qualities which, excluding gravity, can largely be understood beforehand, as they depend on the structures of space, time, and causality, and consequently on our intellect; hence, it finds itself reduced to this limited material for constructing its fanciful theories.
In this way it inevitably becomes atomism; as happened to it already in its childhood in the hands of Leucippus and Democritus, and happens to it again now that it has come to a second childhood through age; with the French because they have never known the Kantian philosophy, and with the Germans because they have forgotten it. And indeed it carries it further in this its second childhood than in its first. Not merely solid bodies are supposed to consist of atoms, but liquids, water, air, gas, nay, even light, which is supposed to be the undulations of a completely hypothetical and altogether unproved ether, consisting of atoms, the difference of the rapidity of these undulations causing colours. This is an hypothesis which, like the earlier Newtonian seven-colour theory, starts from an analogy with music, entirely arbitrarily assumed, and then violently carried out. One must really be credulous to an unheard-of degree to let oneself be persuaded that the innumerable different ether vibrations proceeding from the infinite multiplicity of coloured surfaces in this varied world could constantly, and each in its own time, run through and everywhere cross each other without ever disturbing each other, but should rather produce through such tumult and confusion the profoundly peaceful aspect of illumined nature and art. [pg 062] Credat Judæus Apella! Certainly the nature of light is to us a secret; but it is better to confess this than to bar the way of future knowledge by bad theories. That light is something quite different from a mere mechanical movement, undulation, or vibration and tremor, indeed that it is material, is shown by its chemical effects, a beautiful series of which was recently laid before the Académie des sciences by Chevreul, who let sunlight act upon different coloured materials. The most beautiful thing in these experiments is, that a white roll of paper which has been exposed to the sunlight exhibits the same effects, nay, does so even after six months, if during this time it has been secured in a firmly closed metal tube. Has, then, the tremulation paused for six months, and does it now fall into time again? (Comptes rendus of 20th December 1858.) This whole hypothesis of vibrating ether atoms is not only a chimera, but equals in awkward crudeness the worst of Democritus, and yet is shameless enough, at the present day, to profess to be an established fact, and has thus brought it about that it is orthodoxly repeated by a thousand stupid scribblers of all kinds, who are devoid of all knowledge of such things, and is believed in as a gospel. But the doctrine of atoms in general goes still further: it is soon a case of Spartam, quam nactus es, orna! Different perpetual motions are then ascribed to all the atoms, revolving, vibrating, &c., according to the office of each; in the same way every atom has its atmosphere of ether, or something else, and whatever other similar fancies there may be. The fancies of Schelling's philosophy of nature and its disciples were for the most part ingenious, lofty, or at least witty; but these, on the contrary, are clumsy, insipid, paltry, and awkward, the production of minds which, in the first place, are unable to think any other reality than a fabulous, qualityless matter, which is also an absolute object, i.e., an object without a subject; and secondly can think of no other activity than motion and impact: these two alone are comprehensible to them, and that everything [pg 063] runs back to these is their a priori assumption; for these are their thing in itself. To attain this end the vital force is reduced to chemical forces (which are insidiously and unjustifiably called molecular forces), and all processes of unorganised nature to mechanism, i.e., to action and reaction. And thus at last the whole world and everything in it becomes merely a piece of mechanical ingenuity, like the toys worked by levers, wheels, and sand, which represent a mine or the work on a farm. The source of the evil is, that through the amount of hand-work which experimenting requires the head-work of thinking has been allowed to get out of practice. The crucible and the voltaic pile are supposed to assume its functions; hence also the profound abhorrence of all philosophy.
In this way, it inevitably turns into atomism, just as it did in its early days with Leucippus and Democritus, and it happens again now that it's experiencing a second childhood due to aging; with the French, because they have never encountered Kantian philosophy, and with the Germans, because they have forgotten it. And indeed, it takes this second childhood further than the first. It's not just solid bodies that are thought to consist of atoms, but also liquids, water, air, gas, and even light, which is believed to be the undulations of a completely hypothetical and unproven ether, made up of atoms, with the difference in the speed of these undulations causing colors. This hypothesis, like the earlier Newtonian seven-color theory, begins from an analogy with music that is entirely assumed arbitrarily and then taken to extremes. One must really be incredibly gullible to believe that the countless different ether vibrations arising from the infinite variety of colored surfaces in this diverse world could constantly and at various times intersect without ever disturbing one another, yet somehow create the profoundly peaceful appearance of illuminated nature and art. [pg 062] Let Apella the Jew believe! Certainly, the nature of light is a mystery to us; but it's better to admit this than to hinder future knowledge with flawed theories. That light is something entirely different from just mechanical movement, undulation, or vibration, indeed that it is material, is demonstrated by its chemical effects, a striking series of which was recently presented to the Academy of Sciences by Chevreul, who let sunlight act on different colored materials. The most remarkable aspect of these experiments is that a white roll of paper exposed to sunlight shows the same effects, even after six months, if it's been securely stored in a tightly closed metal tube during that time. Has the trembling paused for six months, only to start again now? (Reports of 20th December 1858.) This whole idea of vibrating ether atoms is not only an illusion but also embodies the clumsy crudeness of Democritus, and yet it is brazen enough today to claim to be an established fact, leading to its orthodox repetition by countless ignorant writers of all kinds, who know nothing about these matters, and who accept it as if it were gospel. Moreover, the doctrine of atoms in general goes even further: soon it's a case of Adorn the station you've achieved! Different perpetual motions are then attributed to all atoms, revolving, vibrating, etc., depending on their role; similarly, every atom has its own atmosphere of ether or something else, along with whatever other similar fantasies there may be. The ideas from Schelling's philosophy of nature and its followers were mostly clever, lofty, or at least witty; but these current ones are clumsy, boring, trivial, and awkward, products of minds that, first of all, can only conceive of reality as some fictional, quality-less matter, which also is seen as an absolute object, i.e. an object without a subject; and secondly, can think of no other activity except motion and impact: these two alone make sense to them, and their assumption that everything [pg 063] reduces to these is their beforehand starting point; for these are their thing in itself. To achieve this, the vital force is simplified to chemical forces (which are deceptively and incorrectly called molecular forces), and all processes of unorganized nature are reduced to mechanics, i.e., action and reaction. Thus, in the end, the whole world and everything in it becomes just a piece of mechanical ingenuity, like toys operated by levers, wheels, and sand, which imitate a mine or farming work. The root of the problem is that the hands-on work required by experimentation has gotten in the way of the mental work of thinking. The crucible and the voltaic pile are thought to take over its functions; hence the deep disdain for all philosophy.
But the matter might be put in this way. One might say that materialism, as it has hitherto appeared, has only failed because it did not adequately know the matter out of which it thought to construct the world, and therefore was dealing, not with matter itself, but with a propertyless substitute for it. If, on the contrary, instead of this, it had taken the actual and empirically given matter (i.e., material substance, or rather substances), endowed as it is with all physical, chemical, electrical properties, and also with the power of spontaneously producing life out of itself, thus the true mater rerum, from the obscurity of whose womb all phenomena and forms come forth, to fall back into it some time again; from this, i.e., from matter fully comprehended and exhaustively known, a world might have been constructed of which materialism would not need to be ashamed. Quite true: only the trick would then consist in this, that the Quæsita had been placed in the Data, for professedly what was taken as given, and made the starting-point of the deduction, was mere matter, but really it included all the mysterious forces of nature which cling to it, or more correctly, by means of it become visible to us, much the same as if [pg 064] under the name of the dish we understand what lies upon it. For in fact, for our knowledge, matter is really merely the vehicle of the qualities and natural forces, which appear as its accidents, and just because I have traced these back to the will I call matter the mere visibility of the will. Stripped of all these qualities, matter remains behind as that which is without qualities, the caput mortuum of nature, out of which nothing can honestly be made. If, on the contrary, in the manner referred to, one leaves it all these properties, one is guilty of a concealed petitio principii, for one has assumed the Quæsita beforehand as Data. But what is accomplished with this will no longer be a proper materialism, but merely naturalism, i.e., an absolute system of physics, which, as was shown in chap. 17 already referred to, can never assume and fill the place of metaphysics, just because it only begins after so many assumptions, thus never undertakes to explain things from the foundation. Mere naturalism is therefore essentially based simply upon qualitates occultæ, which one can never get beyond except, as I have done, by calling in the aid of the subjective source of knowledge, which then certainly leads to the long and toilsome round-about path of metaphysics, for it presupposes the complete analysis of self-consciousness and of the intellect and will given in it. However, the starting from what is objective, at the foundation of which lies external perception, so distinct and comprehensible, is a path so natural and which presents itself of its own accord to man, that naturalism, and consequently, because this cannot satisfy as it is not exhaustive, materialism, are systems to which the speculative reason must necessarily have come, nay, must have come first of all. Therefore at the very beginning of the history of philosophy we meet naturalism, in the systems of the Ionic philosophers, and then materialism in the teaching of Leucippus and Democritus, and also later we see them ever appear anew from time to time.
But the issue can be framed this way. One could argue that materialism, as it has been presented so far, has only fallen short because it didn’t truly understand the essence of what it was trying to use to build its view of the world, and thus was engaging, not with matter itself, but with a facsimile of it. On the other hand, if it had focused on the actual and empirically observable matter (that is, material substance, or rather substances), equipped as it is with all physical, chemical, and electrical characteristics, along with the ability to spontaneously generate life from itself—essentially the true mater rerum, from which all phenomena and forms emerge and eventually return—it could have created a world from a fully comprehended and thoroughly known matter that materialism wouldn’t need to shy away from. It’s true: the only catch would be that the Quæsita had been placed within the Data, for what was ostensibly regarded as given, and served as the foundation of the deduction, was just matter, but in reality, it encompassed all the mysterious forces of nature that are connected to it, or more accurately, that become visible to us through it, much like how we understand what is on a dish by the name of the dish itself. In reality, for our understanding, matter is merely the vehicle for the qualities and natural forces that appear as its attributes, and because I have traced these back to the will, I refer to matter as the mere visibility of the will. Stripped of all these qualities, matter remains as that which lacks qualities, the caput mortuum of nature, out of which nothing can authentically be created. Conversely, if one allows it to retain all these properties as previously discussed, one commits a concealed petitio principii, as one has assumed the Quæsita beforehand as Data. However, what results from this will not be true materialism, but only naturalism, that is, an absolute framework of physics, which, as already indicated in chapter 17, can never take the place of metaphysics, precisely because it starts after so many assumptions, without ever attempting to explain things from the ground up. Pure naturalism is therefore fundamentally based solely on qualitates occultæ, which one can never surpass except, as I have done, by invoking the aid of the subjective source of knowledge, which indeed leads to the lengthy and laborious pathway of metaphysics, as it requires a complete analysis of self-consciousness along with the intellect and will contained within it. However, starting from what is objective, grounded in external perception, which is so clear and understandable, is a path so natural that it presents itself spontaneously to humans that naturalism, and consequently, since this cannot fully satisfy, materialism, are frameworks the speculative reason must inevitably reach, or rather, must have first approached. Thus, at the very onset of the history of philosophy, we encounter naturalism within the systems of the Ionic philosophers, followed by materialism in the teachings of Leucippus and Democritus, and we continue to see them reemerge from time to time.
Chapter 25. Transcendent Thoughts About the Will as Itself.
Even the merely empirical consideration of nature recognises a constant transition from the simplest and most necessary manifestation of a universal force of nature up to the life and consciousness of man himself, through gentle gradations, and with only relative, and for the most part fluctuating, limits. Reflection, following this view, and penetrating somewhat more deeply into it, will soon be led to the conviction that in all these phenomena, the inner nature, that which manifests itself, that which appears, is one and the same, which comes forth ever more distinctly; and accordingly that what exhibits itself in a million forms of infinite diversity, and so carries on the most varied and the strangest play without beginning or end, this is one being which is so closely disguised behind all these masks that it does not even recognise itself, and therefore often treats itself roughly. Thus the great doctrine of the ἑν και παν early appeared both in the east and in the west, and, in spite of all contradiction, has asserted itself, or at least constantly revived. We, however, have now entered even deeper into the secret, since by what has already been said we have been led to the insight that when in any phenomenon a knowing consciousness is added to that inner being which lies at the foundation of all phenomena, a consciousness which when directed inwardly becomes self-consciousness, then that inner being presents itself to this self-consciousness as that which is so familiar and [pg 066] so mysterious, and is denoted by the word will. Accordingly we have called that universal fundamental nature of all phenomena the will, after that manifestation in which it unveils itself to us most fully; and by this word nothing is further from our intention than to denote an unknown x; but, on the contrary, we denote that which at least on one side is infinitely better known and more intimate than anything else.
Even a simple examination of nature shows a constant shift from the most basic and essential expression of a universal force to the life and awareness of humanity itself, through subtle transitions and with only relative, often changing, boundaries. Reflecting on this perspective and delving a little deeper leads to the realization that in all these phenomena, the inner essence, that which reveals itself, that which appears, is one and the same, becoming clearer over time. Consequently, what manifests in countless forms of infinite diversity, and engages in the most varied and bizarre play without beginning or end, is essentially one being that is so well disguised behind all these masks that it doesn’t even recognize itself and often treats itself harshly. Thus, the great doctrine of the ἑν και παν emerged both in the east and the west, and despite all contradictions, has asserted itself or at least continually revived. However, we have now penetrated even deeper into the mystery, as what has been discussed leads us to the understanding that when in any phenomenon a awareness of consciousness is added to that inner being which underlies all phenomena, a consciousness that, when turned inward, becomes self-awareness, this inner being presents itself to this self-consciousness as something both familiar and [pg 066] so mysterious, and is referred to as will. Therefore, we have termed the universal fundamental nature of all phenomena the determination, based on that manifestation in which it reveals itself to us most completely; and by this term, we do not mean to signify an unknown x; rather, we indicate that which is at least on one side infinitely better known and more intimate than anything else.
Let us now call to mind a truth, the fullest and most thorough proof of which will be found in my prize essay on the freedom of the will—the truth that on account of the absolutely universal validity of the law of causality, the conduct or the action of all existences in this world is always strictly necessitated by the causes which in each case call it forth. And in this respect it makes no difference whether such an action has been occasioned by causes in the strictest sense of the word, or by stimuli, or finally by motives, for these differences refer only to the grade of the susceptibility of the different kinds of existences. On this point we must entertain no illusion: the law of causality knows no exception; but everything, from the movement of a mote in a sunbeam to the most deeply considered action of man, is subject to it with equal strictness. Therefore, in the whole course of the world, neither could a mote in a sunbeam describe any other line in its flight than it has described, nor a man act any other way than he has acted; and no truth is more certain than this, that all that happens, be it small or great, happens with absolute necessity. Consequently, at every given moment of time, the whole condition of all things is firmly and accurately determined by the condition which has just preceded it, and so is it with the stream of time back to infinity and on to infinity. Thus the course of the world is like that of a clock after it has been put together and wound up; thus from this incontestable point of view it is a mere machine, the aim of which we cannot see. Even if, quite without justification, nay, at bottom, in spite of all conceivability [pg 067] and its conformity to law, one should assume a first beginning, nothing would thereby be essentially changed. For the arbitrarily assumed first condition of things would at its origin have irrevocably determined and fixed, both as a whole and down to the smallest detail, the state immediately following it; this state, again, would have determined the one succeeding it, and so on per secula seculorum, for the chain of causality, with its absolute strictness—this brazen bond of necessity and fate—introduces every phenomenon irrevocably and unalterably, just as it is. The difference merely amounts to this, that in the case of the one assumption we would have before us a piece of clockwork which had once been wound up, but in the case of the other a perpetual motion; the necessity of the course, on the other hand, would remain the same. In the prize essay already referred to I have irrefutably proved that the action of man can make no exception here, for I showed how it constantly proceeds with strict necessity from two factors—his character and the motives which come to him. The character is inborn and unalterable; the motives are introduced with necessity under the guidance of causality by the strictly determined course of the world.
Let’s now remember a truth, the most complete proof of which is in my prize essay on free will—the truth that because of the universally valid law of causality, the actions of every entity in this world are always strictly required by the causes that bring them about. It doesn’t matter whether an action is caused in the strictest sense, by stimuli, or by motives; these differences only relate to the varying levels of susceptibility among different kinds of entities. We must have no illusions about this: the law of causality has no exceptions; everything, from the movement of a speck of dust in a sunbeam to the most considered actions of a person, is equally bound by it. So, throughout the course of the world, neither could a speck of dust take any path other than the one it has taken, nor could a person act any differently than they have acted. There is no truth more certain than this: everything that happens, whether small or large, happens with absolute need. Therefore, at every given moment in time, the condition of everything is firmly and accurately determined by the condition that came just before it, and this holds true for the entire stream of time, both backward and forward to infinity. Thus, the course of the world operates like a clock after it has been assembled and wound; from this undeniable perspective, it’s simply a machine whose purpose we cannot see. Even if, without just cause and in spite of all conceivable reasoning [pg 067] one were to assume a first beginning, nothing essential would change. The arbitrarily assumed initial condition of things would have irrevocably determined and fixed, both entirely and down to the smallest detail, the state that immediately follows it; this state would then determine the next, and so forth forever and ever, for the chain of causality, with its absolute strictness—this unyielding bond of necessity and fate—brings every phenomenon in irrevocably and unchanged, just as it is. The difference only amounts to this: in one case, we would have a piece of clockwork that had once been wound, and in the other, a perpetual motion machine; however, the necessity of the course would remain unchanged. In the prize essay I mentioned earlier, I have undeniably demonstrated that human actions make no exception here, as I showed how they always proceed with strict necessity from two factors—character and the motives presented to them. Character is innate and unchangeable; motives are introduced necessarily under the guidance of causality by the strictly determined course of the world.
Accordingly then, from one point of view, which we certainly cannot abandon, because it is established by the objective laws of the world, which are a priori valid, the world, with all that is in it, appears as an aimless, and therefore incomprehensible, play of an eternal necessity, an inscrutable and inexorable Αναγκη. Now, what is objectionable, nay, revolting, in this inevitable and irrefutable view of the world cannot be thoroughly done away with by any assumption except this, that as in one aspect every being in the world is a phenomenon, and necessarily determined by the laws of the phenomenon, in another aspect it is in itself will, and indeed absolutely free will, for necessity only arises through the forms which belong entirely to the phenomenon, through the principle of sufficient reason [pg 068] in its different modes. Such a will, then, must be self-dependent, for, as free, i.e., as a thing in itself, and therefore not subject to the principle of sufficient reason, it cannot depend upon another in its being and nature any more than in its conduct and action. By this assumption alone will as much freedom be supposed as is needed to counterbalance the inevitable strict necessity which governs the course of the world. Accordingly one has really only the choice either of seeing that the world is a mere machine which runs on of necessity, or of recognising a free will as its inner being whose manifestation is not directly the action but primarily the existence and nature of things. This freedom is therefore transcendental, and consists with empirical necessity, in the same way as the transcendental ideality of phenomena consists with their empirical reality. That only under this assumption the action of a man, in spite of the necessity with which it proceeds from his character and the motives, is yet his own I have shown in my prize essay on the freedom of the will; with this, however, self-dependency is attributed to his nature. The same relation holds good of all things in the world. The strictest necessity, carried out honestly with rigid consistency, and the most perfect freedom, rising to omnipotence, had to appear at once and together in philosophy; but, without doing violence to truth, this could only take place by placing the whole necessity in the acting and doing (Operari), and the whole freedom in the being and nature (Esse). Thereby a riddle is solved which is as old as the world, simply because it has hitherto always been held upside down and the freedom persistently sought in the Operari, the necessity in the Esse. I, on the contrary, say: Every being without exception acts with strict necessity, but it exists and is what it is by virtue of its freedom. Thus with me freedom and necessity are to be met with neither more nor less than in any earlier system; although now one and now the other must be conspicuous according as one takes offence that will is attributed to processes [pg 069] of nature which hitherto were explained from necessity, or that the same strict necessity is recognised in motivation as in mechanical causality. The two have merely changed places: freedom has been transferred to the Esse, and necessity limited to the Operari.
Accordingly, from one perspective that we certainly can't ignore—because it's established by the objective laws of the world, which are beforehand valid—everything in the world appears to be an aimless and, therefore, incomprehensible play of an eternal necessity, an inscrutable and unyielding Αναγκη. What’s troubling, even revolting, about this unavoidable and undeniable outlook on the world cannot be fully resolved by any assumption except this: that in one sense, every being in the world is a phenomenon, necessarily shaped by the laws governing phenomena, but in another sense, it is in itself a will, and indeed an entirely freedom of choice, for necessity only arises through the forms that completely belong to the phenomenon, through the principle of sufficient reason [pg 068]. This will must be self-dependent because, as free, i.e., as a thing in itself and therefore not governed by the principle of sufficient reason, it can't rely on anything else for its existence and nature, just as it can't in its actions and choices. This assumption alone permits as much liberty as is necessary to balance the strict essential that directs the world's course. Consequently, one must choose either to see the world as a mere machine that runs inevitably or to accept a free will as its inner essence, whose expression is not simply action but primarily the existence and nature of things. Thus, this freedom is transcendental and coexists with empirical necessity, just as the transcendental ideality of phenomena coexists with their empirical reality. That a person's actions, despite their necessity arising from their character and motives, are still their own is something I have demonstrated in my prize essay on the freedom of the will; with this, however, self-dependency is attributed to their nature. The same relationship applies to all things in the world. The strictest need, carried out honestly with unwavering consistency, and the most perfect liberty, reaching towards omnipotence, must appear simultaneously in philosophy; however, without distorting the truth, this can only happen by placing all need in the acting and doing (Work) and all liberty in the being and nature (Esse). This resolves a riddle as old as the world, simply because it has always been perceived the wrong way up, with freedom persistently sought in the Working and necessity sought in the Esse. I, however, say: Every being without exception actions with strict necessity, but it exists and is what it is by virtue of its liberty. Thus, for me, freedom and necessity are present neither more nor less than in any previous system; although at times one or the other must be more noticeable depending on whether one objects to having gonna attributed to natural processes that were previously explained through necessity or recognizes that the same strict necessity is evident in motivation as it is in mechanical causality. The two have merely switched places: freedom has been moved to the Esse, and necessity has been restricted to the To work.
In short, Determinism stands firm. For fifteen hundred years men have wearied themselves in vain to shake it, influenced by certain crotchets, which are well known, but dare scarcely yet be called by their name. Yet in accordance with it the world becomes a mere puppet-show, drawn by wires (motives), without it being even possible to understand for whose amusement. If the piece has a plan, then fate is the director; if it has none, then blind necessity. There is no other deliverance from this absurdity than the knowledge that the being and nature of all things is the manifestation of a really free will, which knows itself in them; for their doing and acting cannot be delivered from necessity. To save freedom from fate and chance, it had to be transferred from the action to the existence.
In short, Determinism remains unchallenged. For fifteen hundred years, people have exhausted themselves trying to overturn it, swayed by certain peculiar ideas that are well known but still scarcely named. According to this view, the world becomes a mere puppet show, controlled by strings (motives), without any understanding of whose entertainment it serves. If the performance has a plan, then fate is the director; if it has none, then it's just blind necessity. There’s no way out of this absurdity except through the realization that the existence and nature of everything is a manifestation of a true freedom of choice, which recognizes itself in them; for their doing and performing cannot escape necessity. To preserve freedom from fate and chance, it had to shift from action to existence.
As now necessity only affects the phenomenon, not the thing in itself, i.e., the true nature of the world, so also does multiplicity. This is sufficiently explained in § 25 of the first volume. I have only to add here one remark in confirmation and illustration of this truth.
As necessity now only impacts the phenomenon, not the thing itself, i.e. the true nature of the world, the same goes for diversity. This is clearly explained in § 25 of the first volume. I just want to add one remark here to support and illustrate this truth.
Every one knows only one being quite immediately—his own will in self-consciousness. Everything else he knows only indirectly, and then judges it by analogy with this; a process which he carries further in proportion to the grade of his reflective powers. Even this ultimately springs from the fact that there really is only one being; the illusion of multiplicity (Maja), which proceeds from the forms of external, objective comprehension, could not penetrate to inner, simple consciousness; therefore this always finds before it only one being.
Everyone knows only one being directly—his own will in self-awareness. Everything else he understands only indirectly, and then he judges it by comparing it to this; a process he develops further based on the level of his reflective abilities. Ultimately, this arises from the fact that there truly is only one being; the illusion of many ( Maja), which comes from the forms of external, objective understanding, cannot reach inner, simple consciousness; thus, this always perceives only one being in front of it.
If we consider the perfection of the works of nature, which can never be sufficiently admired, and which even [pg 070] in the lowest and smallest organisms, for example, in the fertilising parts of plants or in the internal construction of insects, is carried out with as infinite care and unwearied labour as if each work of nature had been its only one, upon which it was therefore able to expend all its art and power; if we yet find this repeated an infinite number of times in each one of innumerable individuals of every kind, and not less carefully worked out in that one whose dwelling-place is the most lonely, neglected spot, to which, till then, no eye had penetrated; if we now follow the combination of the parts of every organism as far as we can, and yet never come upon one part which is quite simple, and therefore ultimate, not to speak of one which is inorganic; if, finally, we lose ourselves in calculating the design of all those parts of the organism for the maintenance of the whole by virtue of which every living thing is complete in and for itself; if we consider at the same time that each of these masterpieces, itself of short duration, has already been produced anew an innumerable number of times, and yet every example of a species, every insect, every flower, every leaf, still appears just as carefully perfected as was the first of its kind; thus that nature by no means wearies and begins to bungle, but, with equally patient master-hand, perfects the last like the first: then we become conscious, first of all, that all human art is completely different, not merely in degree, but in kind, from the works of nature; and, next, that the working force, the natura naturans, in each of its innumerable works, in the least as in the greatest, in the last as in the first, is immediately present whole and undivided, from which it follows that, as such and in itself, it knows nothing of space and time. If we further reflect that the production of these hyperboles of all works of art costs nature absolutely nothing, so that, with inconceivable prodigality, she creates millions of organisms which never attain to maturity, and without sparing exposes every living thing to a thousand accidents, yet, on the other [pg 071] hand, if favoured by chance or directed by human purpose, readily affords millions of examples of a species of which hitherto there was only one, so that millions cost her no more than one; this also leads us to see that the multiplicity of things has its root in the nature of the knowledge of the subject, but is foreign to the thing in itself, i.e., to the inner primary force which shows itself in things; that consequently space and time, upon which the possibility of all multiplicity depends, are mere forms of our perception; nay, that even that whole inconceivable ingenuity of structure associated with the reckless prodigality of the works upon which it has been expended ultimately springs simply from the way in which things are apprehended by us; for when the simple and indivisible original effort of the will exhibits itself as object in our cerebral knowledge, it must appear as an ingenious combination of separate parts, as means and ends of each other, accomplished with wonderful completeness.
If we think about the perfection of nature's creations, which can never be fully appreciated, even in the smallest organisms—like the reproductive parts of plants or the internal structures of insects—each one is crafted with such meticulous care and tireless effort as if it were the only creation of nature, allowing it to pour all its artistry and strength into it. When we see this repeated countless times across the myriad individuals of every type, and with the same attention to detail in those living in the most isolated and overlooked places, which no one had previously observed; if we investigate the combination of parts in every organism as far as we can, and still never find a part that is completely simple or ultimately basic—let alone one that is inorganic; if we become absorbed in calculating how all the components of an organism work together to sustain the whole, which is why every living thing is complete in itself; if we also consider that each of these masterpieces, though brief in existence, has been created anew countless times, yet every version of a species, every insect, every flower, every leaf, still seems just as skillfully perfected as the first of its kind; thus, we realize that nature does not grow weary or start making mistakes, but, with the same patient masterful touch, perfects the last creation just like the first. This awareness leads us to recognize that all human art is fundamentally different, not just in degree but in nature, from the works of nature; and, moreover, that the creative force, the
The unity of that will, here referred to, which lies beyond the phenomenon, and in which we have recognised the inner nature of the phenomenal world, is a metaphysical unity, and consequently transcends the knowledge of it, i.e., does not depend upon the functions of our intellect, and therefore can not really be comprehended by it. Hence it arises that it opens to the consideration an abyss so profound that it admits of no thoroughly clear and systematically connected insight, but grants us only isolated glances, which enable us to recognise this unity in this and that relation of things, now in the subjective, now in the objective sphere, whereby, however, new problems are again raised, all of which I will not engage to solve, but rather appeal here to the words est quadam prodire tenus, more concerned to set up nothing false or arbitrarily invented than to give a thorough account of all;—at the risk of giving here only a fragmentary exposition.
The unity of that will mentioned here, which exists beyond the phenomenon and in which we recognize the inner nature of the phenomenal world, is a metaphysical unity. Consequently, it goes beyond what can be known; i.e., it doesn’t rely on our intellect’s functions, so it can’t truly be understood by it. This leads to an abyss so deep that it doesn’t allow for a completely clear and systematically connected understanding, instead granting us only isolated glimpses, which let us recognize this unity in various aspects of things—in the subjective and objective realms. However, this raises new problems that I won't claim to solve but will instead refer to the words to go forth to a certain extent, focusing more on avoiding false or arbitrarily created ideas than on providing a comprehensive account of everything;—even if that means presenting only a fragmentary exposition.
If we call up to our minds and distinctly go through in [pg 072] thought the exceedingly acute theory of the origin of the planetary system, first put forth by Kant and later by Laplace, a theory of which it is scarcely possible to doubt the correctness, we see the lowest, crudest, and blindest forces of nature bound to the most rigid conformity to law, by means of their conflict for one and the same given matter, and the accidental results brought about by this produce the framework of the world, thus of the designedly prepared future dwelling-place of innumerable living beings, as a system of order and harmony, at which we are the more astonished the more distinctly and accurately we come to understand it. For example, if we see that every planet, with its present velocity, can only maintain itself exactly where it actually has its place, because if it were brought nearer to the sun it would necessarily fall into it, or if placed further from it would necessarily fly away from it; how, conversely, if we take the place as given, it can only remain there with its present velocity and no other, because if it went faster it would necessarily fly away from the sun, and if it went slower it would necessarily fall into it; that thus only one definite place is suitable to each definite velocity of a planet; and if we now see this solved by the fact that the same physical, necessary, and blindly acting cause which appointed it its place, at the same time and just by doing so, imparted to it exactly the only velocity suitable for this place, in consequence of the law of nature that a revolving body increases its velocity in proportion as its revolution becomes smaller; and, moreover, if finally we understand how endless permanence is assured to the whole system, by the fact that all the mutual disturbances of the course of the planets which unavoidably enter, must adjust themselves in time; how then it is just the irrationality of the periods of revolution of Jupiter and Saturn to each other that prevents their respective perturbations from repeating themselves at one place, whereby they would become dangerous, and brings it about that, appearing [pg 073] seldom and always at a different place, they must sublate themselves again, like dissonances in music which are again resolved into harmony. By means of such considerations we recognise a design and perfection, such as could only have been brought about by the freest absolute will directed by the most penetrating understanding and the most acute calculation. And yet, under the guidance of that cosmogony of Laplace, so well thought out and so accurately calculated, we cannot prevent ourselves from seeing that perfectly blind forces of nature, acting according to unalterable natural laws, through their conflict and aimless play among themselves, could produce nothing else but this very framework of the world, which is equal to the work of an extraordinarily enhanced power of combination. Instead now, after the manner of Anaxagoras, of dragging in the aid of an intelligence known to us only from animal nature, and adapted only to its aims, an intelligence which, coming from without, cunningly made use of the existing forces of nature and their laws in order to carry out its ends, which are foreign to these,—we recognise in these lowest forces of nature themselves that same, one will, which indeed first manifests itself in them, and already in this manifestation striving after its goal, through its original laws themselves works towards its final end, to which therefore all that happens according to blind laws of nature must minister and correspond. And this indeed cannot be otherwise, because everything material is nothing but just the phenomenal appearance, the visibility, the objectivity of the will to live which is one. Thus even the lowest forces of nature themselves are animated by that same will, which afterwards, in the individual beings provided with intelligence, marvels at its own work, as the somnambulist wonders in the morning at what he has done in his sleep; or, more accurately, which is astonished at its own form which it beholds in the mirror. This unity which is here proved of the accidental with the intentional, of the necessary with the free, [pg 074] on account of which the blindest chances, which, however, rest upon universal laws of nature, are as it were the keys upon which the world-spirit plays its melodies so full of significance,—this unity, I say, is, as has already been remarked, an abyss in the investigation into which even philosophy can throw no full light, but only a glimmer.
If we think back to the very sharp theory about how the planetary system originated, first proposed by Kant and later by Laplace—a theory we can hardly doubt—it shows how the most basic, blind forces of nature are strictly bound to the laws of nature through their struggle for the same matter. The random outcomes of this struggle create the structure of the universe, which is a carefully prepared future home for countless living beings, forming a system of order and harmony. The more we understand it clearly and accurately, the more amazed we become. For instance, every planet can only stay exactly where it is because if it moved closer to the sun, it would inevitably fall into it, and if it were farther away, it would fly off into space. Conversely, if we consider the position fixed, it can only maintain itself at that location with its current speed; if it went faster, it would fly away from the sun, and if it went slower, it would fall into it. This means that there is only one specific position suitable for each specific speed of a planet. We realize this is resolved by the same physical, necessary, and blind forces that placed it in its spot, which also gave it the exact speed needed for that spot, in line with the natural law that a rotating body speeds up as its orbit decreases. Moreover, when we grasp how this entire system is secured by the fact that all mutual disturbances in the planets’ paths must eventually balance out, we see how the irregularity of Jupiter’s and Saturn’s orbits prevents their disruptions from occurring in the same place repeatedly, which could be dangerous, allowing them to re-adjust like musical dissonances resolving into harmony. Through these considerations, we recognize a design and perfection that could only result from a freely directed will combining deep understanding and keen calculation. Yet, even with Laplace's well-thought-out and precisely calculated cosmogony, we can’t help but see that completely blind natural forces, operating according to unchangeable laws, through their conflicts and aimless interactions, could create nothing other than this very structure of the universe—a result of incredibly enhanced combinatory power. Instead, like Anaxagoras, we shouldn't invoke an intelligence known only from animal nature, which aims to manipulate existing natural forces and their laws for purposes outside of them. Instead, we see that these basic forces of nature embody the same unified will, ever-present in them, striving towards its goals, working through its own laws towards its ultimate end, to which everything happening according to the blind laws of nature must contribute and align. This is inevitable because all materiality is merely the phenomenal appearance, visibility, and objectivity of the unified will to live. Thus, even the simplest forces of nature are driven by that same will, which later wonders at its creations in intelligent beings, just as a sleepwalker might marvel at their actions in the morning; more accurately, it is astonished by its form reflected in a mirror. This unity of the accidental with the intentional, and the necessary with the free—where the blindest chances, grounded in universal laws of nature, form the keys upon which the world spirit plays its significant melodies—is indeed a profound mystery into which even philosophy can shed only a faint light.
But I now turn to a subjective consideration belonging to this place, to which, however, I am able to give still less distinctness than to the objective consideration which has just been set forth; for I shall only be able to express it by images and similes. Why is our consciousness brighter and more distinct the further it extends towards without, so that its greatest clearness lies in sense perception, which already half belongs to things outside us,—and, on the other hand, grows dimmer as we go in, and leads, if followed to its inmost recesses, to a darkness in which all knowledge ceases? Because, I say, consciousness presupposes individuality; but this belongs to the mere phenomenon, for it is conditioned by the forms of the phenomenon, space and time, as multiplicity of the similar. Our inner nature, on the other hand, has its root in that which is no longer phenomenon, but thing in itself, to which, therefore, the forms of the phenomenon do not extend; and thus the chief conditions of individuality are wanting, and with these the distinctness of consciousness falls off. In this root of existence the difference of beings ceases, like that of the radii of a sphere in the centre; and as in the sphere the surface is produced by the radii ending and breaking off, so consciousness is only possible where the true inner being runs out into the phenomenon, through whose forms the separate individuality becomes possible upon which consciousness depends, which is just on that account confined to phenomena. Therefore all that is distinct and thoroughly comprehensible in our consciousness always lies without upon this surface of the sphere. Whenever, on the contrary, we withdraw entirely from this, consciousness [pg 075] forsakes us,—in sleep, in death, to a certain extent also in magnetic or magic influences; for these all lead through the centre. But just because distinct consciousness, being confined to the surface of the sphere, is not directed towards the centre, it recognises other individuals certainly as of the same kind, but not as identical, which yet in themselves they are. Immortality of the individual might be compared to a point of the surface flying off at a tangent. But immortality, by virtue of the eternal nature of the inner being of the whole phenomenon, may be compared to the return of that point, on the radius, to the centre, of which the whole surface is just the extension. The will as the thing in itself is whole and undivided in every being, as the centre is an integral part of every radius; while the peripherical end of this radius is in the most rapid revolution, with the surface, which represents time and its content, the other end, at the centre, which represents eternity, remains in the profoundest peace, because the centre is the point of which the rising half is not different from the sinking. Therefore in the Bhagavad-gita it is said: “Haud distributum animantibus, et quasi distributum tamen insidens, animantiumque sustentaculum id cognoscendum, edax et rursus genitale” (Lect. 13, 16 vers. Schlegel). Certainly we fall here into mystical and figurative language, but it is the only language in which anything can be said on this entirely transcendent theme. So this simile also may pass. The human race may be imagined as an animal compositum, a form of life of which many polypi, especially those which swim, such as Veretillum, Funiculina, and others, afford examples. As in these the head isolates each individual animal, and the lower part, with the common stomach, combines them all in the unity of one life process, so the brain with its consciousness isolates the human individual, while the unconscious part, the vegetative life with its ganglion system, into which in sleep the brain-consciousness disappears, like a lotus which nightly [pg 076] sinks in the flood, is a common life of all, by means of which in exceptional cases they can even communicate, as, for example, occurs when dreams communicate themselves directly, the thoughts of the mesmeriser pass into the somnambulist, and finally also in the magnetic or generally magical influence proceeding from intentional willing. Such an influence, if it occurs, is toto genere different from every other on account of the influxus physicus which takes place, for it is really an actio in distans which the will, certainly proceeding from the individual, yet performs in its metaphysical quality as the omnipresent substratum of the whole of nature. One might also say that as in the generatio æquivoca there sometimes and as an exception appears a weak residue of the original creative power of the will, which in the existing forms of nature has already done its work and is extinguished, so there may be, exceptionally, acting in these magical influences, as it were, a surplus of its original omnipotence, which completes its work and spends itself in the construction and maintenance of the organisms. I have spoken fully of this magical property of the will in “The Will in Nature,” and I gladly omit here discussions which have to appeal to uncertain facts, which yet cannot be altogether ignored or denied.
But now I turn to a subjective consideration relevant to this topic, which I can articulate with even less clarity than the objective discussion I've just presented; I can only convey it through images and metaphors. Why does our awareness become clearer and more distinct the further it reaches outward, with its highest clarity found in sense perception, which is already partially about things outside of us, while it dims as we go inward, leading to a darkness where all knowledge fades away? I believe consciousness assumes self-expression; but this individuality relates to mere phenomena, conditioned by the forms of phenomena—space and time—as a multiplicity of similar elements. In contrast, our inner nature is rooted in what is no longer merely a phenomenon but a thing-in-itself, which the forms of phenomena do not touch; hence, the primary conditions for individuality are absent, causing the clarity of consciousness to diminish. At this root of existence, the differences among beings vanish, akin to the radii of a sphere converging at the center; just as the surface of the sphere is formed by the radii terminating and breaking away, consciousness is only possible where the true inner being extends into the phenomenon, through which separate individuality becomes possible, upon which consciousness relies—thus, it is confined to phenomena. Consequently, everything distinct and entirely comprehensible in our awareness remains on the surface of this sphere. Whenever we completely withdraw from this surface, consciousness [pg 075] abandons us—in sleep, in death, and somewhat in the effects of magnetism or magic; each of these leads us through the center. However, because distinct consciousness remains limited to the surface, directed away from the center, it recognizes other individuals as the same type, but not as identical, which in essence they are. The immortality of the individual can be likened to a point on the surface moving off at a tangent. Yet, due to the eternal nature of the inner being underlying the whole phenomenon, immortality can also be compared to that point returning, along the radius, to the center, which the entire surface merely extends from. The will, as the thing-in-itself, is whole and undivided in every being, just as the center is an integral part of every radius; while the peripheral end of this radius spins rapidly with the surface, representing time and its contents, the other end, at the center, symbolizing eternity, remains in the deepest peace, since the center is the point where the ascending half is not different from the descending half. Therefore, in the Bhagavad-gita, it is stated: “Not distributed to living beings, and yet seemingly distributed, it must be understood as the support for animals, voracious and again generative” (Lect. 13, 16 vers. Schlegel). Certainly, we slip into mystical and figurative language here, but it's the only way to express anything regarding this completely transcendent topic. Thus, this metaphor may also suffice. Humanity might be envisioned as an animal compound, a form of life composed of many polyps, particularly those that swim, such as Veretillum, Funiculina, and others, which serve as examples. Just as in these creatures, the head separates each individual animal while the lower part, with the common stomach, merges them all into the unity of one life process, the brain with its consciousness separates the human individual, while the unconscious part, the vegetative life with its ganglion system, into which the brain-consciousness retreats in sleep, like a lotus sinking nightly in the flood, forms a common life for all. In exceptional cases, they can even communicate, as occurs when dreams are shared, thoughts of the mesmerizer transfer to the somnambulist, and in the effects of magnetism or generally magical influence that stems from intentional willing. Such an influence, if it happens, is *toto genre* different from any other due to the physical influx that takes place, for it is genuinely an action at a distance performed by the will, which certainly arises from the individual, yet operates in its metaphysical aspect as the omnipresent basis of all nature. One might also assert that, just as in ambiguous generation there sometimes appears, as an exception, a faint remainder of the original creative energy of the will—which has already carried out its work in the existing forms of nature and is extinguished—so there may exceptionally act in these magical influences a sort of surplus of its original all-powerful, which completes its work and expends itself in the formation and sustenance of organisms. I have thoroughly addressed this magical property of the will in "The Will in Nature," and I will gladly skip discussions that rely on uncertain facts, which cannot be completely disregarded or denied.
Chapter 26.4 On Purpose.
The universal teleology or design of organised nature relative to the continuance of every existing being, together with the adaptation of organised to unorganised nature, cannot without violence enter into the connection of any philosophical system except that one which makes a will the basis of the existence of every natural being; a will which accordingly expresses its nature and tendency not merely in the actions, but already in the form of the phenomenal organism. In the preceding chapter I have merely indicated the account which our system of thought gives of this subject, since I have already expounded it in the passage of the first volume referred to below, and with special clearness and fulness in “The Will in Nature,” under the rubric “Comparative Anatomy.”
The universal purpose or design of organized nature regarding the survival of every living being, along with the way organized nature aligns with unorganized nature, cannot truly fit into any philosophical system except one that establishes a gonna as the foundation for the existence of every natural being; a will that reflects its nature and direction not just in actions, but already in the form of the observable organism. In the previous chapter, I only provided a brief overview of how our thought system addresses this topic, having discussed it in detail in the section of the first volume mentioned below, and particularly clearly and thoroughly in “Will in Nature,” under the heading “Comparative Anatomy.”
The astounding amazement which is wont to take possession of us when we consider the endless design displayed in the construction of organised beings ultimately rests upon the certainly natural but yet false assumption that that adaptation of the parts to each other, to the whole of the organism and to its aims in the external world, as we comprehend it and judge of it by means of knowledge, thus upon the path of the idea, has also come into being upon the same path; thus that as it exists for the intellect, it was also brought about by the intellect. We certainly can only bring about something [pg 078] regular and conforming to law, such, for example, as every crystal is, under the guidance of the law and the rule; and in the same way, we can only bring about something designed under the guidance of the conception of the end; but we are by no means justified in imputing this limitation of ours to nature, which is itself prior to all intellect, and whose action is entirely different in kind from ours, as was said in the preceding chapter. It accomplishes that which appears so designed and planned without reflection and without conception of an end, because without idea, which is of quite secondary origin. Let us first consider what is merely according to rule, not yet adapted to ends. The six equal radii of a snowflake, separating at equal angles, are measured beforehand by no knowledge; but it is the simple tendency of the original will, which so exhibits itself to knowledge when knowledge appears. As now here the will brings about the regular figure without mathematics, so also without physiology does it bring about the form which is organised and furnished with organs evidently adapted to special ends. The regular form in space only exists for the perception, the perceptive form of which is space; so the design of the organism only exists for the knowing reason, the reflection of which is bound to the conceptions of end and means. If direct insight into the working of nature was possible for us, we would necessarily recognise that the wonder excited by teleology referred to above is analogous to that which that savage referred to by Kant in his explanation of the ludicrous felt when he saw the froth irresistibly foaming out of a bottle of beer which had just been opened, and expressed his wonder not that it should come out, but that any one had ever been able to get it in; for we also assume that the teleology of natural productions has been put in the same as it comes out for us. Therefore our astonishment at design may likewise be compared to that which the first productions of the art of printing excited in those who considered them under the supposition that [pg 079] they were works of the pen, and therefore had to resort to the assumption of the assistance of a devil in order to explain them. For, let it be said again, it is our intellect which by means of its own forms, space, time, and causality, apprehends as object the act of will, in itself metaphysical and indivisible, which exhibits itself in the phenomenon of an animal,—it is our intellect which first produces the multiplicity and diversity of the parts, and is then struck with amazement at their perfect agreement and conspiring together, which proceeds from the original unity; whereby then, in a certain sense, it marvels at its own work.
The incredible amazement we often feel when considering the complex design in the structure of living beings is based on the natural yet mistaken idea that the adaptation of parts to each other, to the entire organism, and to its goals in the external world—as we understand and evaluate it through knowledge—came into existence through the same process. This means that what exists for our intellect was also created by our intellect. We can only produce something regular and law-abiding, like every crystal, under the influence of law and rules; similarly, we can only create something purposeful with the idea of an end in mind. However, we are not justified in imposing this limitation on nature, which exists prior to any intellect and operates in a fundamentally different way from ours, as mentioned in the previous chapter. Nature achieves what appears so purposeful and planned without reflection and without a concept of an end, because it operates without ideas, which are of a secondary nature. Let’s first consider what adheres merely to rules, not yet aligned to purposes. The six equal arms of a snowflake, branching at equal angles, are not predetermined by any knowledge; it is merely the inherent tendency of its original will that becomes evident when knowledge appears. Just as the will produces the regular shape without mathematics, it also creates the organized form equipped with organs evidently suited for specific purposes, without the aid of physiology. The regular form in space exists only for perception, which reflects our understanding of space; similarly, the design of the organism exists only for reasoning, which is tied to the concepts of ends and means. If we could directly grasp how nature functions, we would see that the wonder regarding natural teleology is similar to the astonishment that a certain primitive person described by Kant felt when he saw foam erupting from a newly opened beer bottle; he was amazed not that it came out, but that anyone had managed to get it in at all. This reflects the belief that the teleology of natural creations comes from within, as it appears to us. Thus, our surprise at design can also be likened to the astonishment experienced by those witnessing the first printed works, who, under the assumption they were handwritten, resorted to explaining them by claiming some devil’s assistance. Therefore, let it be clear again that it is our intellect, through its own frameworks of space, time, and causality, that perceives the act of will—metaphysical and indivisible—that manifests in an animal's phenomena. It is our intellect that first generates the multiplicity and diversity of the components and then marvels at their perfect alignment and collaboration, which stems from the original unity; thus, in a sense, it is astonished by its own creation.
If we give ourselves up to the contemplation of the indescribably and infinitely ingenious construction of any animal, even if it were only the commonest insect, lose ourselves in admiration of it, and it now occurs to us that nature recklessly exposes even this exceedingly ingenious and highly complicated organism daily and by thousands to destruction by accident, animal rapacity, and human wantonness, this wild prodigality fills us with amazement; but our amazement is based upon an ambiguity of the conceptions, for we have in our minds the human work of art which is accomplished by the help of the intellect and by overcoming a foreign and resisting material, and therefore certainly costs much trouble. Nature's works, on the contrary, however ingenious they may be, cost her absolutely no trouble; for here the will to work is already the work itself, since, as has already been said, the organism is merely the visibility of the will which is here present, brought about in the brain.
If we allow ourselves to marvel at the incredibly complex design of any animal, even the simplest insect, and we get lost in admiration for it, we might realize that nature carelessly exposes this highly sophisticated and intricate organism to destruction every day, whether through accident, predation, or human negligence. This reckless abundance leaves us in awe; however, our amazement comes from a misunderstanding. We tend to compare it to human art, which is created through intellect and requires overcoming difficult materials, thus demanding significant effort. In contrast, nature’s creations, no matter how clever, involve no effort for her; the will to create is intrinsically tied to the creation itself, as the organism simply represents the visible expression of the will present in the brain.
In consequence of the nature of organised beings which has been set forth, teleology, as the assumption of the adaptation of every part to its end, is a perfectly safe guide in considering the whole of organised nature; on the other hand, in a metaphysical regard, for the explanation of nature beyond the possibility of experience, it must only be regarded as valid in a secondary and subsidiary manner for the confirmation of principles of [pg 080] explanation which are otherwise established: for here it belongs to the problems which have to be given account of. Accordingly, if in some animal a part is found of which we do not see any use, we must never venture the conjecture that nature has produced it aimlessly, perhaps trifling, or out of mere caprice. Certainly it is possible to conceive something of this kind under the Anaxagorean assumption that the disposition of nature has been brought about by means of an ordering understanding, which, as such, obeys a foreign will; but not under the assumption that the true inner being (i.e., outside of our idea) of every organism is simply and solely its own will; for then the existence of every part is conditioned by the circumstance that in some way it serves the will which here lies at its foundation, expresses and realises some tendency of it, and consequently in some way contributes to the maintenance of this organism. For apart from the will which manifests itself in it, and the conditions of the external world under which this has voluntarily undertaken to live, for the conflict with which its whole form and disposition is already adapted, nothing can have influenced it and determined its form and parts, thus no arbitrary power, no caprice. On this account everything in it must be designed; and therefore final causes (causæ finales) are the clue to the understanding of organised nature, as efficient causes (causæ efficientes) are the clue to the understanding of unorganised nature. It depends upon this, that if in anatomy or zoology, we cannot find the end or aim of an existing part, our understanding receives a shock similar to that which it receives in physics from an effect whose cause remains concealed; and as we assume the latter as necessary, so also we assume the former, and therefore go on searching for it, however long we may already have done so in vain. This is, for example, the case with the spleen, as to the use of which men never cease inventing hypotheses, till some day one shall have proved itself correct. So is it also with the large spiral-formed teeth [pg 081] of the babyroussa, the horn-shaped excrescences of certain caterpillars, and more of the like. Negative cases are also judged by us according to the same rule; for example, that in a class which, as a whole, is so uniform as that of lizards, so important a part as the bladder is present in many species, while it is wanting in others; similarly that dolphins and certain cetacea related to them are entirely without olfactory nerves, while the rest of the cetacea and even fishes have them: there must be a reason which determines this.
As a result of the nature of organized beings described, teleology—the belief that every part has a purpose—is a reliable framework for understanding all of organized nature. However, from a metaphysical perspective, which seeks to explain nature beyond what we can experience, it should only be seen as valid in a secondary and supportive role, confirming principles of explanation that are established in other ways: it pertains to questions that need answering. If we find a part in an animal that seems to have no use, we should never assume that nature created it randomly, capriciously, or as an afterthought. It's conceivable to think like this under the Anaxagorean view that nature is shaped by a guiding intelligence that follows an outside will; but not if we believe that the true essence (i.e., beyond our idea) of every organism is solely its own will. In that case, the existence of any part depends on its function in serving the will that serves as its foundation, expressing and realizing some aspect of that will, and therefore, it contributes in some way to the organism's survival. Apart from the will that is expressed within it and the external conditions that it has voluntarily adapted to, shaping its form and features, nothing else could influence or determine its structure—so there's no arbitrary force or whim at play. For this reason, everything within must be intentional; thus, final causes are key to understanding organized nature, just as efficient causes are crucial for understanding unorganized nature. This means that if, in anatomy or zoology, we can't identify the purpose of a certain part, our understanding faces a similar shock to when we encounter a physical effect without a known cause. Just as we regard the latter as necessary, we also assume the former and continue searching for it, no matter how long we’ve already searched in vain. For instance, this relates to the spleen, for which people continually invent hypotheses about its function, until one day one is proven correct. This approach also applies to the large spiral teeth of the babyroussa, the horn-like growths of certain caterpillars, and similar examples. We judge negative cases by the same criteria; for example, in a group as uniform as lizards, a significant organ like the bladder is present in many species but absent in others; similarly, dolphins and certain related cetaceans entirely lack olfactory nerves, while the rest of the cetaceans and even fish possess them: there must be a reason behind this.
Individual real exceptions to this universal law of design in organised nature have indeed been discovered, and with great surprise; but in these cases that exceptio firmat regulam applies, since they can be accounted for upon other grounds. Such, for example, is the fact that the tadpoles of the pipa toad have tails and gills, although, unlike all other tadpoles, they do not swim, but await their metamorphosis on the back of the mother; that the male kangaroo has the marsupial bones which in the female carry the pouch; that male mammals have breasts; that the Mus typhlus, a rat, has eyes, although very small ones, without any opening for them in the outer skin, which thus covers them, clothed with hair; and that the moles of the Apennines, and also two fishes—Murena cœcilia and Gastrobrauchus cœcus—are in the same case; of like kind is the Proteus anguinus. These rare and surprising exceptions to the rule of nature, which is otherwise so rigid, these contradictions with itself into which it falls, we must explain from the inner connection which the different kinds of phenomena have with each other, by virtue of the unity of that which manifests itself in them, and in consequence of which nature must hint at some thing in one, simply because another of the same type actually has it. Accordingly the male animal has a rudimentary form of an organ which is actually present in the female. As now here the difference of the sex cannot abolish the type of the species, so also the type of a [pg 082] whole order—for example, of the batrachia—asserts itself even where in one particular species (pipa) one of its determinations is superfluous. Still less can nature allow a determination (eyes) which belongs to the type of a whole division (Vertebrata) to vanish entirely without a trace, even if it is wanting in some particular species (Mus typhlus) as superfluous; but here also it must at least indicate in a rudimentary manner what it carries out in all the others.
Individual real exceptions to this universal law of design in organized nature have been discovered, and with great surprise; but in these cases, the principle that "exception confirms the rule" applies since they can be explained on other grounds. For example, the tadpoles of the pipa toad have tails and gills, but unlike all other tadpoles, they don't swim; instead, they wait for their metamorphosis on their mother’s back. The male kangaroo has the marsupial bones that in females support the pouch. Male mammals have breasts. The rat species known as *Mus typhlus* has eyes, although they are very small and covered by skin and hair. Additionally, the moles of the Apennines and two fish—*Murena cœcilia* and *Gastrobrauchus cœcus*—exhibit similar characteristics, as does the *Proteus anguinus*. These rare and surprising exceptions to the otherwise rigid rules of nature, which contradict themselves, must be explained through the inner connections among different types of phenomena, which share a unity in manifestation. Consequently, nature must indicate something in one instance simply because another of the same kind possesses it. Thus, the male animal has a rudimentary form of an organ that is fully developed in the female. Since the difference between the sexes cannot erase the type of the species, likewise, the type of a whole order—such as batrachians—remains evident even when one specific species (pipa) has a characteristic that is unnecessary. Nature cannot allow a characteristic (eyes) belonging to the kind of a whole division (Vertebrates) to entirely disappear without a trace, even if it's absent in a specific species (*Mus typhlus*) and deemed unnecessary; however, in such cases, it must at least indicate in a rudimentary way what it exhibits in all others.
Even from this point of view it is to some extent possible to see upon what depends that homology in the skeleton primarily of mammals, and in a wider sense of all vertebrates, which has been so fully explained, especially by Richard Owen in his “Ostéologie comparée,” and on account of which, for example, all mammals have seven cervical vertebræ, every bone of the human hand and arm finds its analogue in the fin of the whale, the skull of the bird in the egg has exactly as many bones as that of the human fœtus, &c. All this points to a principle which is independent of teleology, but which is yet the foundation upon which teleology builds, or the already given material for its works, and just that which Geoffroy St. Hilaire has explained as the “anatomical element.” It is the unité de plan, the fundamental type of the higher animal world, as it were the arbitrarily chosen key upon which nature here plays.
Even from this perspective, it's somewhat possible to see what the homology in the skeleton primarily of mammals, and more broadly all vertebrates, depends on, which has been thoroughly explained, especially by Richard Owen in his “Ostéologie comparée.” Because of this, for instance, all mammals have seven cervical vertebrae, each bone in the human hand and arm has a corresponding structure in the whale's fin, and the skull of a bird in the egg has exactly the same number of bones as that of a human fetus, and so on. All of this points to a principle that is independent of teleology, yet serves as the foundation for teleology or the existing material for its creations, which is just what Geoffroy St. Hilaire has described as the “anatomical element.” It is the unité de plan, the fundamental type of the higher animal world, almost like the arbitrary key that nature plays on here.
Aristotle has already correctly defined the difference between the efficient cause (causa efficiens) and the final cause (causa finalis) in these words: “Δυο τροποι της αιτιας, το οὑ ἑνεκα και το εξ αναγκης, και δει λεγοντας τυγχανειν μαλιστα μεν αμφοιν.” (Duo sunt causæ modi: alter cujus gratia, et alter e necessitate; ac potissimum utrumque eruere oportet.) De part. anim., i. 1. The efficient cause is that whereby something is, the final cause that on account of which it is; the phenomenon to be explained has, in time, the former behind it, and the latter before it. Only in the case of the voluntary actions of [pg 083] animal beings do the two directly unite, for here the final cause, the end, appears as the motive; a motive, however, is always the true and proper cause of the action, is wholly and solely its efficient cause, the change preceding it which calls it forth, by virtue of which it necessarily appears, and without which it could not happen; as I have shown in my prize essay upon freedom. For whatever of a physiological nature one might wish to insert between the act of will and the corporeal movement, the will always remains here confessedly that which moves, and what moves it is the motive coming from without, thus the causa finalis; which consequently appears here as causa efficiens. Besides, we know from what has gone before that the bodily movement is one with the act of will, for it is merely its phenomenal appearance in cerebral perception. This union of the causa finalis with the efficient cause in the one phenomenon intimately known to us, which accordingly remains throughout our typical phenomenon, is certainly to be firmly retained; for it leads precisely to the conclusion that at least in organised nature, the knowledge of which has throughout final causes for its clue, a will is the forming power. In fact, we cannot otherwise distinctly think a final cause except as an end in view, i.e., a motive. Indeed, if we carefully consider the final causes in nature in order to express their transcendent nature, we must not shrink from a contradiction, and boldly say: the final cause is a motive which acts upon a being, by which it is not known. For certainly the termite nests are the motive which has produced the toothless muzzle of the ant-bear, and also its long extensile, glutinous tongue: the hard egg-shell which holds the chicken imprisoned is certainly the motive for the horny point with which its beak is provided in order to break through that shell, after which it throws it off as of no further use. And in the same way the laws of the reflection and refraction of light are the motive for the wonderfully ingenious and complex optical instrument, the human eye, which has the transparency [pg 084] of its cornea, the different density of its three humours, the form of its lens, the blackness of its choroid, the sensitiveness of its retina, the contracting power of its pupil, and its muscular system, accurately calculated according to those laws. But those motives acted before they were apprehended; it is not otherwise, however contradictory it may sound. For here is the transition of the physical into the metaphysical. But the latter we have already recognised in the will; therefore we must see that the will which extends an elephant's trunk towards an object is the same will which has also called it forth and formed it, anticipating objects.
Aristotle has already accurately defined the difference between the efficient cause (causal agent) and the final cause (final cause) with the following words: "There are two ways to explain a cause: the 'because of' and the 'out of necessity,' and we should consider both." (There are two types of reasons: one for the sake of someone else, and the other out of necessity; and it is important to address both.) De part. anim., i. 1. The efficient cause is what generates something, while the final cause is what inspires it to exist; the phenomenon to be explained has, in time, the first behind it, and the latter prior to it. Only in the case of voluntary actions of [pg 083] animal beings do the two directly connect, for here the final cause, the goal, appears as the motive; a motive, however, is always the true and actual reason of the action, is entirely and solely its efficient cause, the change preceding it that brings it about, by which it necessarily appears, and without which it could not happen; as I have shown in my prize essay on freedom. For whatever physiological elements one might want to insert between the act of will and physical movement, the gonna always remains clearly what initiates movement, and what influences it is the motive coming from the outside, thus the final cause; which consequently appears here as causal agent. Besides, we know from earlier discussions that physical movement is one with the act of will, for it is just its observable manifestation in brain perception. This connection of the final cause with the efficient cause in the single phenomenon close known to us, which thus persists throughout our typical experience, is definitely something to hold on to; for it leads directly to the conclusion that at least in organized nature, the understanding of which relies on final causes, a gonna is the creative force. In fact, we can't conceptualize a final cause in any other way than as a goal in sight, i.e., a motive. Indeed, if we closely examine the final causes in nature to express their transcendent essence, we must not shy away from a contradiction and confidently assert: the final cause is a motive that acts upon a being, by which it is not recognized. For surely the termite mounds are the motive that has shaped the toothless snout of the anteater, and also its long, sticky tongue: the tough eggshell that confines the chick is certainly the motive for the pointed beak it possesses to break through that shell, after which it discards it as useless. Similarly, the laws of light reflection and refraction are the motive for the incredibly complex optical device, the human eye, which has the clarity [pg 084] of its cornea, the varying density of its three humours, the shape of its lens, the darkness of its choroid, the sensitivity of its retina, the contracting ability of its pupil, and its muscular system, all precisely adapted to those laws. But those motives acted before they were understood; it is no different, however contradictory it may seem. For this is the transition from the physical to the metaphysical. But the latter we have already recognized in the will; therefore we must see that the will which extends an elephant's trunk toward an object is the same will that has also created and shaped it, anticipating the objects.
It is in conformity with this that in the investigation of organised nature we are entirely referred to final causes, everywhere seek for these and explain everything from them. The efficient causes, on the contrary, here assume only a quite subordinate position as the mere tools of the final causes, and, just as in the case of the voluntary movement of the limbs, which is confessedly effected by external motives, they are rather assumed than pointed out. In explaining the physiological functions we certainly look about for the efficient causes, though for the most part in vain; but in explaining the origin of the parts we again look for them no more, but are satisfied with the final causes alone. At the most we have here some such general principle as that the larger the part is to be the stronger must be the artery that conducts blood to it; but of the actually efficient causes which bring about, for example, the eye, the ear, the brain, we know absolutely nothing. Indeed, even in explaining the mere functions the final cause is far more important and more to the point than the efficient; therefore, if the former alone is known we are instructed and satisfied with regard to the principal matter, while, on the other hand, the efficient cause alone helps us little. For example, if we really knew the efficient cause of the circulation of the blood, as we do not, but still seek it, this would help us little unless [pg 085] we knew the final cause, that the blood must go into the lungs for the purpose of oxidation, and again flow back for the purpose of nourishing; but by the knowledge of this, even without the knowledge of the efficient cause, we have gained much light. Moreover, I am of opinion, as was said above, that the circulation of the blood has no properly efficient cause, but that the will is here as immediately active as in muscular movement where motives determine it by means of nerve conduction, so that here also the movement is called forth directly by the final cause; thus by the need of oxidation in the lungs, which here to a certain extent acts as a motive upon the blood, yet so that the mediation of knowledge is in this case wanting, because everything takes place in the interior of the organism. The so-called metamorphosis of plants, a thought lightly thrown out by Kaspar Wolf, which, under this hyperbolic title, Goethe pompously and with solemn delivery expounds as his own production, belongs to the class of explanations of organic nature from the efficient cause; although ultimately he only says that nature does not in the case of every production begin from the beginning and create out of nothing, but as it were, writing on in the same style, adds on to what already exists, makes use of the earlier forms, developed, and raised to higher power, to carry its work further: just as it has done in the ascending series of animals entirely in accordance with the law: Natura non facit saltus, et quod commodissimum in omnibus suis operationibus sequitur (Arist. de incessu animalium, c. 2 et 8). Indeed, to explain the blossom by pointing out in all its parts the form of the leaf seems to me almost the same as explaining the structure of a house by showing that all its parts, storeys, balconies, and garrets, are only composed of bricks and mere repetitions of the original unity of the brick. And not much better, though much more problematical, seems to me the explanation of the skull from vertebræ, although even here also it is a matter of course that the covering or case of the brain [pg 086] will not be absolutely different and entirely disparate from that of the spinal cord, of which it is the continuation and terminal knob, but will rather be a carrying out of the same kind of thing. This whole method of consideration belongs to the Homology of Richard Owen referred to above. On the other hand, it seems to me that the following explanation of the nature of the flower from its final cause, suggested by an Italian whose name has escaped me, is a far more satisfactory account to give. The end of the corolla is—(1.) Protection of the pistil and the stamina; (2.) by means of it the purified saps are prepared, which are concentrated in the pollen and germs; (3.) from the glands of its base the essential oil distils which, for the most part as a fragrant vapour, surrounding the anthers and pistil, protects them to a certain extent from the influence of the damp air. It is also one of the advantages of final causes that every efficient cause always ultimately rests upon something that cannot be fathomed, a force of nature, i.e., a qualitas occulta, and, therefore, it can only give a relative explanation; while the final cause within its sphere affords a sufficient and perfect explanation. It is true we are only perfectly content when we know both the efficient cause, also called by Aristotle ἡ αιτια εξ αναγκης, and the final cause, ἡ χαριν του βελτιονος, at once and yet separately, as their concurrence, their wonderful working together, then surprises us, and on account of it the best appears as the absolutely necessary, and the necessary again as if it were merely the best and not necessary; for then arises in us the dim perception that both causes, however different may be their origin, are yet connected in the root, in the nature of the thing in itself. But such a twofold knowledge is seldom attainable; in organised nature, because the efficient cause is seldom known to us; in unorganised nature, because the final cause remains problematical. However, I will illustrate this by a couple of examples as good as I find within the range of my physiological knowledge, for [pg 087] which physiologists may be able to substitute clearer and more striking ones. The louse of the negro is black. Final cause: its own safety. Efficient cause: because its nourishment is the black rete Malpighi of the negro. The multifarious, brilliant, and gay colouring of the plumage of tropical birds is explained, although only very generally, from the strong effect of the light in the tropics, as its efficient cause. As the final cause I would assign that those brilliant feathers are the gorgeous uniform in which the individuals of the innumerable species there, often belonging to the same genus, may recognise each other; so that each male may find his female. The same holds good of butterflies of different zones and latitudes. It has been observed that consumptive women, in the last stage of their illness, readily become pregnant, that the disease stops during pregnancy, but after delivery appears again worse than before, and now generally results in death: similarly that consumptive men generally beget another child in the last days of their life. The final cause here is that nature, always so anxiously concerned for the maintenance of the species, seeks to replace by a new individual the approaching loss of one in the prime of life; the efficient cause, on the other hand, is the unusually excited state of the nervous system which occurs in the last period of consumption. From the same final cause is to be explained the analogous phenomenon that (according to Oken, Die Zeugung, p. 65) flies poisoned with arsenic still couple, and die in the act of copulation. The final cause of the pubes in both sexes, and of the Mons Veneris in the female, is that even in the case of very thin subjects the Ossa pubis shall not be felt, which might excite antipathy; the efficient cause, on the other hand, is to be sought in the fact that wherever the mucous membrane passes over to the outer skin, hair grows in the vicinity; and, secondly, also that the head and the genitals are to a certain extent opposite poles of each other, and therefore have various relations and [pg 088] analogies between them, among which is that of being covered with hair. The same efficient cause holds good also of the beard of the man; the final cause of it, I suppose, lies in the fact that the pathogonomic signs, thus the rapid alterations of the countenance betraying every movement of the mind, are principally visible in the mouth and its vicinity; therefore, in order to conceal these from the prying eye of the adversary, as something dangerous in bargaining, or in sudden emergencies, nature gave man the beard (which shows that homo homini lupus). The woman, on the other hand, could dispense with this; for with her dissimulation and command of countenance are inborn. As I have said, there must be far more apt examples to be found to show how the completely blind working of nature unites in the result with the apparently intentional, or, as Kant calls it, the mechanism of nature with its technic; which points to the fact that both have their common origin beyond their difference in the will as the thing in itself. Much would be achieved for the elucidation of this point of view, if, for example, we could find the efficient cause which carries the driftwood to the treeless polar lands, or that which has concentrated the dry land of our planet principally in the northern half of it; while it is to be regarded as the final cause of this that the winter of that half, because it occurs in the perihelion which accelerates the course of the earth, is eight days shorter, and hereby is also milder. Yet in considering unorganised nature the final cause is always ambiguous, and, especially when the efficient cause is found, leaves us in doubt whether it is not a merely subjective view, an aspect conditioned by our point of view. In this respect, however, it may be compared to many works of art; for example, to coarse mosaics, theatre decorations, and to the god Apennine at Pratolino, near Florence, composed of large masses of rock, all of which only produce their effect at a distance, and vanish when we come near, because instead of them the efficient cause of their appearance [pg 089] now becomes visible: but the forms are yet actually existent, and are no mere imagination. Analogous to this, then, are the final causes in unorganised nature, if the efficient causes appear. Indeed, those who take a wide view of things would perhaps allow it to pass if I added that something similar is the case with omens.
It aligns with this that in studying the tidy nature, we focus entirely on ultimate purposes, searching for them everywhere and explaining everything through them. The causal factors, on the other hand, play a subordinate role, merely serving as tools for the final causes. Similar to how the voluntary movement of limbs is clearly influenced by external factors, efficient causes are assumed rather than identified. When examining physiological functions, we certainly look for efficient causes, often without success; however, when exploring the origin of parts, we no longer seek them, contenting ourselves with final causes alone. At best, we can say that the larger the part, the stronger the artery supplying blood to it must be; yet we know absolutely nothing about the actual efficient causes responsible for creating the eye, ear, or brain. Indeed, even when explaining basic functions, the final cause is much more significant and relevant than the efficient cause; thus, knowing the final cause alone gives us insight and satisfaction concerning the main issue, while knowing just the efficient cause is of little help. For example, if we truly understood the efficient cause of blood circulation, which we do not, it would still be inadequate unless we understood the final cause, which is that blood must flow to the lungs for oxidation and then return for nourishment; this understanding, even without knowing the efficient cause, sheds considerable light. Moreover, I believe, as mentioned earlier, that the blood circulation lacks a proper efficient cause and that the will is as actively involved here as in muscle movement, where motivations influence it via nerve conduction. Thus, the movement is directly triggered by the final cause—specifically, the need for oxidation in the lungs, which acts as a motive for the blood, albeit without knowledge mediation, since all occurs internally within the organism. The so-called metamorphosis of plants, a concept lightly suggested by Kaspar Wolf, which Goethe later elaborated on in a grand manner as his own idea, belongs to the category of explanations of organic nature based on efficient causes; even though ultimately, he states that nature doesn’t always start from scratch to create from nothing, but rather, adds to what already exists, utilizing earlier forms that have been developed and elevated to a higher level to further its work, much like it does in the ascending series of animals in accordance with the principle: Nature doesn't make leaps, and in all its processes, it follows what is most advantageous. (Aristotle, on the Movement of Animals, chapters 2 and 8). In fact, explaining the blossom by highlighting its parts' resemblance to the leaf feels nearly as absurd as explaining a house's structure by showing that all its components, floors, balconies, and attics, are merely made up of bricks and simple repetitions of the initial unity of the brick. And a similarly inadequate, although more complex, explanation arises when considering the skull derived from vertebrae, despite it being evident that the covering or casing of the brain will not drastically differ from that of the spinal cord, of which it is an extension and terminal point, but will rather be an extension of the same process. This entire method of reasoning is related to Richard Owen’s concept of Homology mentioned earlier. On the other hand, it seems to me that a far more satisfying explanation of a flower's nature based on its purpose was suggested by an Italian whose name escapes me. The purpose of the corolla is—(1.) To protect the pistil and the stamens; (2.) through it, the purified saps are prepared, concentrated in the pollen and germs; (3.) from the glands at its base, essential oils distill, which mostly, as a fragrant vapor, surround the anthers and pistil, partially shielding them from damp air. Another advantage of final causes is that every effective cause ultimately depends on something unfathomable, a natural force, i.e. a hidden quality, and therefore, it can only provide a relative explanation; while the final cause, within its realm, offers a complete and satisfactory explanation. It's true we are only fully satisfied when we understand both the efficient cause, termed by Aristotle ἡ αιτια εξ αναγκης, and the final cause, ἡ χαριν του βελτιονος, simultaneously and separately, as their coexistence and the remarkable way they work together pleasantly surprises us, making the best seem absolutely necessary and the necessary appear as if it were simply the best. This leads us to a faint understanding that both causes, despite their different origins, are yet linked at their root, within the inherent nature of the thing itself. However, such dual knowledge is rarely achievable; in structured nature, because we seldom know the efficient cause; in disorganized nature, because the final cause remains uncertain. Nevertheless, I will illustrate this with a few examples that I find relevant within my physiological understanding, for [pg 087] other physiologists may be able to offer clearer and more striking ones. The louse of the black is black. Final cause: its own safety. Efficient cause: because its nourishment comes from the black Malpighi network of the black. The diverse, brilliant, and colorful plumage of tropical birds is explained, albeit only very generally, by the strong effects of light in the tropics as its efficient cause. The final cause, I suggest, is that these vibrant feathers serve as a stunning uniform, allowing individuals of the numerous species, often from the same genus, to recognize each other; ensuring each male can find his female. The same applies to butterflies across different zones and latitudes. It has been noted that women with consumption in the final stages of their illness can easily become pregnant, that the disease halts during pregnancy, but after childbirth, often worsens and typically leads to death; similarly, consumptive men generally father another child in the last days of their lives. The ultimate purpose here is that nature, always keen on preserving the species, seeks to compensate for the imminent loss of one in their prime by replacing them with a new individual; the efficient cause, in contrast, is the heightened state of the nervous system that occurs during the final stage of consumption. From the same final cause, we can explain a related phenomenon that (according to Oken, Conception, p. 65) poisoned flies couple and die during copulation. The final cause of pubic hair in both genders, and the Mons Veneris in females, is to ensure that even in very thin individuals, the Ossa pubis is not felt, which could provoke aversion; while the efficient cause can be found in the fact that hair grows wherever the mucous membrane transitions to outer skin; and, additionally, that the head and genitals represent two opposing poles and therefore exhibit various relationships and [pg 088] analogies between them, including the shared trait of being hair-covered. The same efficient cause also applies to male facial hair; I believe its final cause lies in the fact that the pathognomonic signs, such as the quick changes of expression that reveal thoughts, are most prominently visible around the mouth and its vicinity; hence, to conceal these from the prying eyes of an opponent—considered a risk in negotiations or sudden emergencies—nature endowed man with a beard (which suggests that man is a wolf to man). Women, on the other hand, can forgo this because they are born with the ability to mask their thoughts and maintain a composed demeanor. As I mentioned, there are likely far more suitable examples to demonstrate how the blind workings of nature blend with seemingly intentional actions, or, as Kant puts it, how the mechanisms of nature interact with its technique; suggesting that both share a common origin despite their differences in will and essence. Much could be achieved in clarifying this perspective, for instance, if we could identify the efficient cause that transports driftwood to tree-less polar regions, or what has concentrated the dry land of our planet primarily in its northern half; while it should be understood that the reason behind this is that winter in that hemisphere, occurring in perihelion which quickens Earth's orbit, is eight days shorter and, consequently, also milder. However, when we consider disorganized nature, the final cause remains ambiguous, especially when the effective cause is known, leading us to question whether it isn’t merely a subjective interpretation shaped by our perspective. In this regard, it can be compared to various artworks; for example, coarse mosaics, theater backdrops, and the god Apennine at Pratolino, near Florence, which is made of large rocks. All these only create their effect from a distance, disappearing when approached, as the efficient cause behind their appearance becomes evident; yet the forms truly exist and are not mere figments of imagination. Similarly, the final causes in unorganized nature appear if the efficient causes become apparent. Indeed, those with a broader perspective might allow that something akin to this is also true for omens.
For the rest, if any one desires to misuse the external design, which, as has been said, always remains ambiguous for physico-theological demonstrations, which is done even at the present day, though it is to be hoped only by Englishmen, there are in this class enough examples in contrarium, thus ateleological instances, to derange his conception. One of the strongest is presented by the unsuitableness of sea-water for drinking, in consequence of which man is never more exposed to the danger of dying of thirst than in the midst of the greatest mass of water on his planet. “Why, then, does the sea need to be salt?” let us ask our Englishman.
For those who want to misuse the outside design, which, as mentioned, is always unclear for physico-theological arguments, this still happens today, though we can only hope it's limited to Englishmen. There are enough cases in this category in contrast, meaning instances that don't fit the intended purpose, to confuse anyone’s understanding. One of the strongest examples is the fact that sea water isn't suitable for drinking, which means that a person is never more at risk of dying of thirst than when they are surrounded by the largest body of water on Earth. "Why is the sea salty?" let’s ask our Englishman.
That in unorganised nature the final causes entirely withdraw into the background, so that an explanation from them alone is here no longer valid, but the efficient causes are rather indispensably required, depends upon the fact that the will which objectifies itself here also no longer appears in individuals which constitute a whole for themselves, but in forces of nature and their action, whereby end and means are too far separated for their relation to be clear and for us to recognise a manifestation of will in it. This already occurs in organised nature, in a certain degree, when the design is an external one, i.e., the end lies in one individual and the means in another. Yet even here it remains unquestionable so long as the two belong to the same species, indeed it then becomes the more striking. Here we have first to count the reciprocally adapted organisation of the genitals of the two sexes, and then also many circumstances that assist the propagation of the species, for example, in the case of the Lampyris noctiluca (the glowworm) the circumstance [pg 090] that only the male, which does not shine, has wings to enable it to seek out the female; the wingless female, on the other hand, since it only comes out in the evening, possesses the phosphorescent light, so that the male may be able to find it. Yet in the case of the Lampyris Italica both sexes shine, which is an instance of the natural luxury of the South. But a striking, because quite special, example of the kind of design we are speaking of is afforded by the discovery made by Geoffroy St. Hilaire, in his last years, of the more exact nature of the sucking apparatus of the cetacea. Since all sucking requires the action of respiration, it can only take place in the respirable medium itself, and not under water, where, however, the sucking young of the whale hangs on to the teats of the mother; now to meet this the whole mammary apparatus of the cetacea is so modified that it has become an injecting organ, and placed in the mouth of the young injects the milk into it without it requiring to suck. When, on the contrary, the individual that affords essential help to another belongs to an entirely different species, and even to another kingdom of nature, we will doubt this external design just as in unorganised nature; unless it is evident that the maintenance of the species depends upon it. But this is the case with many plants whose fructification only takes place by means of insects, which either bear the pollen to the stigma or bend the stamina to the pistil. The common barberry, many kinds of iris, and Aristolochia Clematitis cannot fructify themselves at all without the help of insects (Chr. Cour. Sprengel, Entdecktes Geheimniss, &c., 1793; Wildenow, Grundriss der Kräuterkunde, 353). Very many diœcia, monœcia, and polygamia are in the same position. The reciprocal support which the plant and the insect worlds receive from each other will be found admirably described in Burdach's large Physiology, vol. i. § 263. He very beautifully adds: “This is no mechanical assistance, no make-shift, as if nature had made the plants yesterday, [pg 091] and had committed an error which she tries to correct to-day through the insect; it is rather a deep-lying sympathy between the plant and the animal worlds. It ought to reveal the identity of the two. Both, children of one mother, ought to subsist with each other and through each other.” And further on: “But the organised world stands in such a sympathy with the unorganised world also,” &c. A proof of this consensus naturæ is also afforded by the observation communicated in the second volume of the “Introduction into Entomology” by Kirby and Spence, that the insect eggs that pass the winter attached to the twigs of the trees, which serve as nourishment for their larvæ, are hatched exactly at the time at which the twig buds; thus, for example, the aphis of the birch a month earlier than that of the ash. Similarly, that the insects of perennial plants pass the winter upon these as eggs; but those of mere annuals, since they cannot do this, in the state of pupæ.
That in disorganized nature, the ultimate causes fade into the background, making explanations relying solely on them no longer valid. Instead, effective causes become essential due to the fact that the will expressing itself here no longer appears in individuals acting as wholes. Rather, it manifests in natural forces and their actions, where the ends and means are too far apart for their relationship to be clear, preventing us from recognizing a manifestation of will. This already occurs to some extent in organized nature when the design is external—e.g., the end lies in one individual and the means in another. Yet even here, it remains undeniable as long as both belong to the same species; indeed, it becomes even more striking. Here, we first consider the reciprocally adapted organization of the reproductive organs of the two sexes. We also observe many circumstances that aid the propagation of the species; for example, in the case of the Firefly (the glowworm), only the male, which does not glow, has wings to seek out the female; while the wingless female, which appears only in the evening, has a phosphorescent light to help the male find her. In contrast, in the case of the Lampyris Italica, both sexes glow, exemplifying the natural richness of the South. However, a particularly striking example of the type of design we're discussing comes from Geoffroy St. Hilaire's discovery in his later years regarding the sucking apparatus of cetaceans. Since all sucking relies on the action of respiration, it can only occur in a breathable medium, not underwater, where, however, the suckling young of the whale cling to the mother's teats. To accommodate this, the entire mammary structure of cetaceans is modified into an injecting organ, which, when placed in the mouth of the young, injects milk without the need for it to suck. Conversely, when an individual providing crucial assistance to another belongs to an entirely different species and even another kingdom of nature, we may doubt this external design, just as with unorganized nature—unless it's clear that the species' survival depends on it. This is true for many plants whose fertilization only happens through insects that either transport pollen to the stigma or bend the stamens to the pistil. The common barberry, several types of iris, and Aristolochia Clematitis cannot fertilize themselves at all without the help of insects (Chr. Cour. Sprengel, Discovered secret, etc., 1793; Wildenow, Herbology Blueprint, 353). Many dioecious, monoecious, and polygamous plants are in a similar situation. The mutual support that the plant and insect worlds provide each other is beautifully described in Burdach's comprehensive Physiology, vol. i. § 263. He eloquently adds: “This isn’t mechanical help or a temporary solution, as if nature created the plants just yesterday and is trying to fix an error today with the help of insects. Instead, it’s a profound connection between the plant and animal worlds. They should reveal their common identity. Both, children of the same mother, should coexist with and through one another.” And further on: “But the organized world also aligns closely with the unorganized world,” &c. A proof of this consensus of nature is seen in the observation noted in the second volume of the “Intro to Entomology” by Kirby and Spence, that insect eggs that winter attached to tree twigs, which provide nourishment for their larvae, hatch exactly when the twig buds; for instance, the birch a month earlier than the ash. Likewise, insects of perennial plants endure the winter as eggs; however, those of annuals, unable to do so, survive in the pupal state.
Three great men have entirely rejected teleology, or the explanation from final causes, and many small men have echoed them. These three are, Lucretius, Bacon of Verulam, and Spinoza. But in the case of all three we know clearly enough the source of this aversion, namely, that they regarded it as inseparable from speculative theology, of which, however, they entertained so great a distrust (which Bacon indeed prudently sought to conceal) that they wanted to give it a wide berth. We find Leibnitz also entirely involved in this prejudice, for, with characteristic naïveté, he expresses it as something self-evident in his Lettre à M. Nicaise (Spinozæ op. ed Paulus, vol. ii. p. 672): “Les causes finales, ou ce qui est la même chose, la consideration de la sagesse divine dans l'ordre des choses.” (The devil also même chose!) At the same point of view we find, indeed, Englishmen even at the present day. The Bridgewater-Treatise-men—Lord Brougham, &c.—nay, even Richard Owen also, in his “Ostéologie Comparée,” thinks precisely as Leibnitz, which I have already found [pg 092] fault with in the first volume. To all these teleology is at once also theology, and at every instance of design recognised in nature, instead of thinking and learning to understand nature, they break at once into the childish cry, “Design! design!” then strike up the refrain of their old wives' philosophy, and stop their ears against all rational arguments, such as, however, the great Hume has already advanced against them.5
Three notable individuals have completely rejected teleology, or explanations based on final causes, and many lesser thinkers have repeated their views. These three are Lucretius, Bacon of Verulam, and Spinoza. In the case of all three, we clearly see the reason for this aversion; they viewed it as inextricably linked to speculative theology, which they distrusted so deeply (which Bacon, in fact, tried to hide) that they wanted nothing to do with it. Leibnitz also fell prey to this bias, for, with characteristic naivety, he presents it as something obvious in his Letter to Mr. Nicaise (Spinoza's works on Paul, vol. ii. p. 672): “Final causes, or what is the same thing, the consideration of divine wisdom in the order of things.” (The devil also same thing!) From the same perspective, we find that even today, English thinkers hold similar views. The Bridgewater Treatise writers—Lord Brougham, etc.—and even Richard Owen, in his “Osteology Comparée,” think exactly like Leibnitz, which I have already criticized in the first volume. For all these thinkers, teleology is also theology, and at every sign of design recognized in nature, instead of seeking to understand nature, they immediately break into the childish chant, “Create! create!” then resume the refrain of their outdated philosophy, shutting their ears to all rational arguments, such as those great ones already put forth by Hume. 5
The ignorance of the Kantian philosophy now, after seventy years, which is really a disgrace to Englishmen of learning, is principally responsible for this whole outcast position of the English; and this ignorance, again, depends, at least in great measure, upon the nefarious influence of the detestable English clergy, with whom stultification of every kind is a thing after their own hearts, so that only they may be able still to hold the English nation, otherwise so intelligent, involved in the most degrading bigotry; therefore, inspired by the basest obscurantism, they oppose with all their might the education of the people, the investigation of nature, nay, the advancement of all human knowledge in general; and both by means of their connections and by means of their scandalous, unwarrantable wealth, which increases the misery of the people, they extend their influence even to university teachers and authors, who accordingly (for example, Th. Brown, “On Cause and Effect”) resort to suppressions and perversions of every kind simply in order to avoid opposing even in a distant manner that “cold superstition” (as Pückler very happily designates their religion, or the current arguments in its favour).
The ignorance of Kantian philosophy today, after seventy years, is truly a disgrace for educated English people and is largely responsible for the marginalized position of the English. This ignorance largely stems from the harmful influence of the detestable English clergy, who thrive on all kinds of intellectual stagnation. They want to keep the otherwise intelligent English nation trapped in degrading bigotry. Motivated by the worst kind of obscurantism, they fiercely oppose the education of the public, the study of nature, and the progression of human knowledge in general. Using their connections and their scandalous, unwarranted wealth, which only increases the people's suffering, they extend their influence even to university educators and writers. As a result, these individuals (for example, Th. Brown, "On Cause and Effect") resort to all kinds of suppression and distortion just to avoid even indirectly challenging that “chilly superstition” (which Pückler aptly refers to as their religion or the arguments supporting it).
But, on the other hand, the three great men of whom we are speaking, since they lived long before the dawn of the Kantian philosophy, are to be pardoned for their distrust of teleology on account of its origin; yet even Voltaire regarded the physico-theological proof as irrefutable. In order, however, to go into this somewhat more fully: first of all, the polemic of Lucretius (iv. 824-858) against teleology is so crude and clumsy that it refutes itself and convinces us of the opposite. But as regards Bacon (De augm. scient., iii. 4), he makes, in the first place, no distinction with reference to the use of final causes between organised and unorganised nature (which is yet just the principal matter), for, in his examples of final causes, he mixes the two up together. Then he banishes final causes from physics to metaphysics; but the latter is for him, as it is still for many at the present day, identical with speculative theology. From this, then, he regards final causes as inseparable, and goes so far in this respect that he blames Aristotle because he has made great use of final causes, yet without connecting them with speculative theology (which I shall have occasion immediately especially to praise). Finally, Spinoza (Eth. i. prop. 36, appendix) makes it abundantly clear that he identifies teleology so entirely with physico-theology, against which he expresses himself with bitterness, that he explains Natura nihil frustra agere: hoc est, quod in usum hominum non sit: similarly, Omnia naturalia tanquam ad suum utile media considerant, et credunt aliquem alium esse, qui illa media paraverit; and also: Hinc statuerunt, Deos omnia in usum hominum fecisse et dirigere. Upon this, then, he bases his assertion: Naturam finem nullum sibi præfixum habere et omnes causas finales nihil, nisi humana esse figmenta. His aim merely was to block the path of theism; and he had quite rightly recognised the physico-theological proof as its strongest weapon. But it was reserved for Kant really to refute this proof, and for me to give the correct exposition of its material, whereby [pg 094] I have satisfied the maxim: Est enim verum index sui et falsi. But Spinoza did not know how else to help himself but by the desperate stroke of denying teleology itself, thus design in the works of nature—an assertion the monstrosity of which is at once evident to every one who has gained any accurate knowledge of organised nature. This limited point of view of Spinoza, together with his complete ignorance of nature, sufficiently prove his entire incompetence in this matter, and the folly of those who, upon his authority, believe they must judge contemptuously of final causes.
But, on the other hand, the three great figures we're discussing, since they lived long before the rise of Kantian philosophy, should be forgiven for their skepticism about teleology because of its origins; yet even Voltaire considered the physico-theological proof to be undeniable. To delve into this a bit more: first of all, Lucretius's argument (iv. 824-858) against teleology is so rough and awkward that it undermines itself and actually proves the opposite. Regarding Bacon (De augm. scient., iii. 4), he makes no distinction between the use of final causes in organized and unorganized nature (which is a crucial point), as he mixes examples of both. Then he moves final causes from physics to metaphysics; however, to him, as it is still for many today, metaphysics is the same as speculative theology. Consequently, he sees final causes as inseparable and even criticizes Aristotle for relying heavily on final causes without linking them to speculative theology (which I will soon particularly praise). Finally, Spinoza (Eth. i. prop. 36, appendix) makes it very clear that he completely associates teleology with physico-theology, which he critiques harshly, explaining Nature does nothing in vain.: that nothing in nature is done without purpose: similarly, All natural things are viewed as tools for their own usefulness, and people think there is someone else who has provided those tools; and also: So, they concluded that the gods created and guided everything for human use. From this, he bases his claim: Nature doesn't have a preset purpose, and all ultimate causes are simply creations of humans.. His goal was simply to block the path of theism; and he rightly recognized the physico-theological proof as its most powerful tool. But it was Kant who really refuted this proof, and it’s my task to provide the accurate exposition of its material, thereby satisfying the maxim: Truth is definitely the standard for itself and for falsehood. However, Spinoza saw no other way to defend himself than to deny teleology itself, thus dismissing design in the workings of nature—an assertion that is clearly absurd to anyone who has gained any real understanding of organized nature. This narrow perspective of Spinoza, along with his complete ignorance of nature, adequately demonstrates his total incompetence in this matter, as well as the folly of those who, based on his authority, think they must disparage final causes.
Aristotle, who just here shows his brilliant side, contrasts very advantageously with these modern philosophers. He goes unprejudiced to nature, knows of no physico-theology—such a thing has never entered his mind,—and he has never looked at the world for the purpose of seeing whether it was a bungled piece of work. He is in his heart pure from all this, for he also sets up hypotheses as to the origin of animals and men (De generat. anim., iii. 11) without lighting upon the physico-theological train of thought. He always says: “ἡ φυσις ποιει (natura facit), never ἡ φυσις πεποιηται” (natura facta est). But after he has truly and diligently studied nature, he finds that it everywhere proceeds teleologically, and he says: “ματην ὁρωμεν ουδεν ποιουσαν την φυσιν” (naturam nihil frustra facere cernimus), De respir., c. 10; and in the books, De partibus animalium, which are a comparative anatomy: “Ουδε περιεργον ουδεν, ουτε ματην ἡ φυσις ποιει.—Ἡ φυσις ἑνεκα του ποιει παντα.—Πανταχου δε λεγομεν τοδε τουδε ἑνεκα, ὁπου αν φαινηται τελος τι, προς ὁ ἡ κινησις περαινει; ὡστε ειναι φανερον, ὁτι εστι τι τοιουτον, ὁ δη και καλουμεν φυσιν. Επει το σωμα οργανον; ἑνεκα τινος γαρ ἑκαστον των μοριων, ομοιως τε και το ὁλον.” (Nihil supervacaneum, nihil frustra natura facit.—Natura rei alicujus gratia facit omnia.—Rem autem hanc esse illius gratia asserere ubique solemus, quoties finem intelligimus aliquem, in quem motus terminetur; quocirca ejusmodi aliquid esse constat, quod Naturam vocamus. Est enim corpus instrumentum: nam membrum unumquodque [pg 095]rei alicujus gratia est, tum vero totum ipsum.) At greater length, p. 633 and 645 of the Berlin quarto edition, and also De incessu animalium, c. 2: “Ἡ φυσις ουδεν ποιει ματην, αλλ᾽ αει, εκ των ενδεχομενων τῃ ουσιᾳ, περι ἑκαστον γενος ζωου το αριστον.” (Natura nihil frustra facit, sed semper ex iis, quæ cuique animalium generis essentiæ contingunt, id quod optimum est.) But he expressly recommends teleology at the end of the books De generatione animalium, and blames Democritus for having denied it, which is just what Bacon, in his prejudice, praises in him. Especially, however, in the “Physica,” ii. 8, p. 198, Aristotle speaks ex professo of final causes, and establishes them as the true principle of the investigation of nature. In fact, every good and regular mind must, in considering organised nature, hit upon teleology, but unless it is determined by the preconceived opinions, by no means either upon physico-theology or upon the anthropo-teleology condemned by Spinoza. With regard to Aristotle generally, I wish further to draw attention to the fact here, that his teaching, so far as it concerns unorganised nature, is very defective and unserviceable, as in the fundamental conceptions of mechanics and physics he accepts the most gross errors, which is the less pardonable, since before him the Pythagoreans and Empedocles had been upon the right path and had taught much better. Empedocles indeed, as we learn from Aristotle's second book, De cœlo (c. 1, p. 284), had already grasped the conception of a tangential force arising from rotation, and counteracting gravity, which Aristotle again rejects. Quite the reverse, however, is Aristotle's relation to the investigation of organised nature. This is his field; here the wealth of his knowledge, the keenness of his observation, nay, sometimes the depth of his insight, astonish us. Thus, to give just one example, he already knew the antagonism in which in the ruminants the horns and the teeth of the upper jaw stand to each other, on account of which, therefore, the latter are wanting where the former are found, and conversely (De partib. anim., iii. 2). Hence then, also his correct estimation of final causes.
Aristotle, who shows his brilliance here, stands in strong contrast to these modern philosophers. He approaches nature without bias, knows nothing of physico-theology—such ideas never crossed his mind—and he hasn’t looked at the world to judge it as a flawed creation. In his heart, he is free from all that; he also formulates hypotheses about the origins of animals and humans (De gen. anim., iii. 11) without falling into the physico-theological way of thinking. He consistently states: “Nature creates (natura facit), never is nature created.” (nature has been made). After he has genuinely and thoroughly studied nature, he discovers that it always operates with purpose, saying: "Surely we see nothing in nature that is pointless." (We see that nature does nothing in vain.), De respir., c. 10; and in the works, *On the parts of animals*, which address comparative anatomy: "Nothing is unnecessary, nor does nature act in vain. Nature produces everything for a reason. Everywhere we say this is for that reason whenever an end appears; thus, it is clear that there is something like this, which we indeed call nature. Is the body an organ? Each part has a purpose, and so does the whole." (Nothing is superfluous, nothing is done by nature in vain. — Nature does everything for the sake of a purpose. — We often assert that this thing exists for the sake of that purpose whenever we understand a goal toward which a motion is directed; therefore, there is something that we call Nature. For it is a body that serves as an instrument: for each part is for the sake of something, and indeed, the whole itself.) Further on, at p. 633 and 645 of the Berlin quarto edition, and also in On the movement of animals, c. 2: "Nature does nothing in vain, but always produces the best possible outcome for each species of living thing from what is possible." (Nature does nothing in vain, but always produces the best outcome from what is available to each species of animal.) He specifically promotes teleology at the end of his books On the Generation of Animals and criticizes Democritus for denying it, which is exactly what Bacon praises in him due to his biases. Notably, in the “Physics,” ii. 8, p. 198, Aristotle explicitly discusses final causes and establishes them as the true principle for investigating nature. In fact, any good and rational mind, when considering organized nature, must recognize teleology, unless it is swayed by preconceived notions, avoiding both physico-theology and the anthropo-teleology criticized by Spinoza. Regarding Aristotle overall, I want to highlight that his teachings about disorganized nature are quite inadequate and unhelpful, as he adopts significant errors in fundamental concepts of mechanics and physics, which is less forgivable since the Pythagoreans and Empedocles had been on the right track and taught much more accurately. Empedocles, as Aristotle notes in his second book, On the Heavens (c. 1, p. 284), already understood the idea of a tangential force resulting from rotation that opposes gravity, which Aristotle later dismisses. In contrast, Aristotle excels in exploring organized nature. This is where his knowledge and observational skills, even the depth of his insights, surprise us. For instance, he was aware of the conflict between the horns and upper jaw teeth in ruminants, which is why one is absent where the other exists, and vice versa (De partib. anim., iii. 2). Hence, he accurately assesses final causes.
Chapter 27. On Instinct and Mechanical Tendency.
It is as if nature had wished, in the mechanical tendencies of animals, to give the investigator an illustrative commentary upon her works, according to final causes and the admirable design of her organised productions which is thereby introduced. For these mechanical tendencies show most clearly that creatures can work with the greatest decision and definiteness towards an end which they do not know, nay, of which they have no idea. Such, for instance, is the bird's nest, the spider's web, the ant-lion's pitfall, the ingenious bee-hive, the marvellous termite dwelling, &c., at least for those individual animals that carry them out for the first time; for neither the form of the perfected work nor the use of it can be known to them. Precisely so, however, does organising nature work; and therefore in the preceding chapter I gave the paradoxical explanation of the final cause, that it is a motive which acts without being known. And as in working from mechanical tendency that which is active is evidently and confessedly the will, so is it also really the will which is active in the working of organising nature.
It’s like nature wanted to provide the investigator with a clear example of her creations through the mechanical behaviors of animals, showcasing her organized productions' ultimate purposes and amazing designs. These mechanical tendencies clearly demonstrate that creatures can take decisive and precise actions toward objectives they don't understand or even know about. Take, for example, a bird’s nest, a spider’s web, an ant-lion’s pit, an intricate beehive, or a remarkable termite mound—these are all crafted by individual animals doing it for the first time, without any knowledge of the final shape or function. Similarly, this is how organizing nature operates. That's why in the previous chapter, I provided a paradoxical explanation of the ultimate cause: it acts as a motivation without being recognized. Just as mechanical tendencies show that will is the key driving force, it’s also true that will is what drives the workings of organizing nature.
One might say, the will of animal creatures is set in motion in two different ways: either by motivation or by instinct; thus from without, or from within; by an external occasion, or by an internal tendency; the former is explicable because it lies before us without, the latter is inexplicable because it is merely internal. But, more [pg 097] closely considered, the contrast between the two is not so sharp, indeed ultimately it runs back into a difference of degree. The motive also only acts under the assumption of an inner tendency, i.e., a definite quality of will which is called its character. The motive in each case only gives to this a definite direction—individualises it for the concrete case. So also instinct, although a definite tendency of the will, does not act entirely, like a spring, from within; but it also waits for some external circumstance necessarily demanded for its action, which at least determines the time of its manifestation; such is, for the migrating bird, the season of the year; for the bird that builds its nest, the fact of pregnancy and the presence of the material for the nest; for the bee it is, for the beginning of the structure, the basket or the hollow tree, and for the following work many individually appearing circumstances; for the spider, it is a well-adapted corner; for the caterpillar, the suitable leaf; for egg-laying insects, the for the most part very specially determined and often rare place, where the hatched larvæ will at once find their nourishment, and so on. It follows from this that in works of mechanical tendency it is primarily the instinct of these animals that is active, yet subordinated also to their intellect. The instinct gives the universal, the rule; the intellect the particular, the application, in that it directs the detail of the execution, in which therefore the work of these animals clearly adapts itself to the circumstances of the existing case. According to all this, the difference between instinct and mere character is to be fixed thus: Instinct is a character which is only set in motion by a quite specially determined motive, and on this account the action that proceeds from it is always exactly of the same kind; while the character which is possessed by every species of animal and every individual man is certainly a permanent and unalterable quality of will, which can yet be set in motion by very different motives, and adapts itself to these; and on account of [pg 098] this the action proceeding from it may, according to its material quality, be very different, but yet will always bear the stamp of the same character, and will therefore express and reveal this; so that for the knowledge of this character the material quality of the action in which it appears is essentially a matter of indifference. Accordingly we might explain instinct as a character which is beyond all measure one-sided and strictly determined. It follows from this exposition that being determined by mere motivation presupposes a certain width of the sphere of knowledge, and consequently a more fully developed intellect: therefore it is peculiar to the higher animals, quite pre-eminently, however, to man; while being determined by instinct only demands as much intellect as is necessary to apprehend the one quite specially determined motive, which alone and exclusively becomes the occasion for the manifestation of the instinct. Therefore it is found in the case of an exceedingly limited sphere of knowledge, and consequently, as a rule, and in the highest degree, only in animals of the lower classes, especially insects. Since, accordingly, the actions of these animals only require an exceedingly simple and small motivation from without, the medium of this, thus the intellect or the brain, is very slightly developed in them, and their outward actions are for the most part under the same guidance as the inner, follow upon mere stimuli, physiological functions, thus the ganglion system. This is, then, in their case excessively developed; their principal nerve-stem runs under the belly in the form of two cords, which at every limb of the body form a ganglion little inferior to the brain in size, and, according to Cuvier, this nerve-stem is an analogue not so much of the spinal cord as of the great sympathetic nerve. According to all this, instinct and action through mere motivation, stand in a certain antagonism, in consequence of which the former has its maximum in insects, and the latter in man, and the actuation of other animals lies between the two in manifold [pg 099] gradations according as in each the cerebral or the ganglion system is preponderatingly developed. Just because the instinctive action and the ingenious contrivances of insects are principally directed from the ganglion system, if we regard them as proceeding from the brain alone, and wish to explain them accordingly, we fall into absurdities, because we then apply a false key. The same circumstance, however, imparts to their action a remarkable likeness to that of somnambulists, which indeed is also explained as arising from the fact that, instead of the brain, the sympathetic nerve has undertaken the conduct of the outward actions also; insects are accordingly, to a certain extent, natural somnambulists. Things which we cannot get at directly we must make comprehensible to ourselves by means of an analogy. What has just been referred to will accomplish this in a high degree when assisted by the fact that in Kieser's “Tellurismus” (vol. ii. p. 250) a case is mentioned “in which the command of the mesmerist to the somnambulist to perform a definite action in a waking state was carried out by him when he awoke, without remembering the command.” Thus it was as if he must perform that action without rightly knowing why. Certainly this has the greatest resemblance to what goes on in the case of mechanical instincts in insects. The young spider feels that it must spin its web, although it neither knows nor understands the aim of it. We are also reminded here of the dæmon of Socrates, on account of which he had the feeling that he must leave undone some action expected of him, or lying near him, without knowing why—for his prophetic dream about it was forgotten. We have in our own day quite well-authenticated cases analogous to this; therefore I only briefly call these to mind. One had taken his passage on a ship, but when it was about to sail he positively would not go on board without being conscious of a reason;—the ship went down. Another goes with companions to a powder magazine; when he [pg 100] has arrived in its vicinity he absolutely will not go any further, but turns hastily back, seized with anxiety he knows not why;—the magazine blows up. A third upon the ocean feels moved one night, without any reason, not to undress, but lays himself on the bed in his clothes and boots, and even with his spectacles on;—in the night the ship goes on fire, and he is among the few who save themselves in the boat. All this depends upon the dull after-effect of forgotten fatidical dreams, and gives us the key to an analogous understanding of instinct and mechanical tendencies.
One could say that the will of animals is influenced in two different ways: either by motivation or instinct; thus, from outside or from within; by an external trigger or by an internal urge. The first can be explained because it’s evident to us, while the second is harder to understand since it’s purely internal. However, when looked at more closely, the difference between the two isn't so clear-cut; in fact, it really comes down to a matter of degree. A motive also operates under the assumption of an inner tendency, that is, a specific quality of will known as its character. In each case, the motive provides this tendency with a specific direction—personalizing it for the particular situation. Similarly, instinct, although a clear tendency of will, does not operate solely like a spring from within; it also relies on some external condition that is necessary for its activation, which at least determines when it shows up; for example, for the migrating bird, it’s the time of year; for the nesting bird, it’s the fact of being pregnant along with the availability of nesting materials; for the bee, it’s the presence of a basket or hollow tree to initiate building, followed by various specific circumstances for the ongoing work; for the spider, it’s a suitable corner; for the caterpillar, the right leaf; and for egg-laying insects, it’s usually a very specific and often rare location where the newly hatched larvae will find food right away, and so on. This indicates that in the mechanical actions of these animals, instinct plays the primary role, but it is also subordinate to their intellect. Instinct provides the general idea, the rule; intellect provides the specifics, the application, as it guides the details of execution, allowing these animals’ work to adapt to the conditions of the situation. From all this, we can define the difference between instinct and mere character like this: Instinct is a character that is activated only by a specifically determined motive, which is why the resulting action is always of the same kind; whereas the character held by each species of animal and every individual human is indeed a permanent and unchangeable quality of will that can still be activated by very different motives and can adapt accordingly; therefore, actions stemming from it can vary greatly based on their material quality but will always reflect the same character, revealing it; thus, for understanding this character, the material quality of the action where it appears is of little significance. So, we can think of instinct as a character that is extremely one-sided and strictly defined. This explanation shows that being influenced solely by motivation assumes a certain breadth of knowledge, and so requires a more developed intellect; thus, it is characteristic of higher animals, particularly humans. On the other hand, being determined by instinct requires just enough intellect to recognize the specific motive, which alone triggers the instinct's manifestation. Therefore, it is found in cases of a very limited knowledge base, which usually, and to the highest degree, pertains to lower-class animals, especially insects. Given that the actions of these animals need only a very simple and minimal external motivation, their intellect or brain is minimally developed, and their external actions largely follow the same guidance as their internal ones, responding to mere stimuli and physiological functions, thus connected to the ganglion system. This system, then, is highly developed; their main nerve stem runs under the belly in the form of two cords, with a ganglion of lesser size than the brain at each limb, and according to Cuvier, this nerve stem is more analogous to the sympathetic nerve than to the spinal cord. This means that instinct and action purely through motivation are somewhat opposed, with instinct peaking in insects and motivation in humans, while the actions of other animals fall somewhere in between, reflecting different degrees of development in either the cerebral or ganglion system. Because the instinctive actions and clever behaviors of insects are primarily directed by the ganglion system, if we try to view them as just coming from the brain and explain them that way, we end up in absurdity because we’re using the wrong framework. However, this same fact lends their actions a striking resemblance to those of sleepwalkers, who also exhibit actions that arise from the sympathetic nerve instead of the brain; thus, insects can be seen as natural sleepwalkers to some extent. Things that we can’t access directly must be made understandable through analogy. The previously mentioned example illustrates this well, especially with the fact that in Kieser's “Tellurismus” (vol. ii. p. 250), there is a case mentioned “in which the command of the mesmerist to the somnambulist to perform a definite action in a waking state was carried out by him when he awoke, without remembering the command.” Thus, it’s as if he had to perform that action without really knowing why. This certainly resembles what happens with mechanical instincts in insects. The young spider feels it needs to spin its web, even though it does not know or understand the purpose behind it. We are also reminded here of Socrates' daemon, which allegedly made him feel the need to refrain from certain actions expected of him or those nearby, without understanding why—his prophetic dream about it having been forgotten. In our times, we have well-documented cases similar to this; for instance, someone booked a passage on a ship and just before it sailed, refused to board without being able to articulate a reason—later, the ship sank. Another person, while going with friends to a munitions depot, suddenly felt an unexplainable urge to turn back, feeling anxious he couldn’t understand—then, the depot exploded. A third individual at sea felt an unexplainable urge one night not to change out of his clothes, opting to go to bed fully dressed, even with his glasses on—and that night, the ship caught fire, and he was among the few who managed to escape in a lifeboat. All this stems from the dull aftereffects of forgotten prophetic dreams and gives us a key to understanding instinct and mechanical tendencies.
On the other hand, as has been said, the mechanical tendencies of insects reflect much light upon the working of the unconscious will in the inner functions of the organism and in its construction. For without any difficulty we can see in the ant-hill or the beehive the picture of an organism explained and brought to the light of knowledge. In this sense Burdach says (Physiologie, vol. ii. p. 22): “The formation and depositing of the eggs is the part of the queen-bee, and the care for the cultivation of them falls to the workers; thus in the former the ovary, and in the latter the uterus, is individualised.” In the insect society, as in the animal organism, the vita propria of each part is subordinated to the life of the whole, and the care for the whole precedes that for particular existence; indeed the latter is only conditionally willed, the former unconditionally; therefore the individuals are even sacrificed occasionally for the whole, as we allow a limb to be taken off in order to save the whole body. Thus, for example, if the path is closed by water against the march of the ants, those in front boldly throw themselves in until their corpses are heaped up into a dam for those that follow. When the drones have become useless they are stung to death. Two queens in the hive are surrounded, and must fight with each other till one of them loses its life. The ant-mother bites its own wings off after it has been impregnated, for they would only be a hindrance [pg 101] to it in the work that is before it of tending the new family it is about to found under the earth (Kirby and Spence, vol. i.) As the liver will do nothing more than secrete gall for the service of the digestion, nay, will only itself exist for this end—and so with every other part—the working bees also will do nothing more than collect honey, secrete wax, and make cells for the brood of the queen; the drones nothing more than impregnate; the queen nothing but deposit eggs; thus all the parts work only for the maintenance of the whole which alone is the unconditional end, just like the parts of the organism. The difference is merely that in the organism the will acts perfectly blindly in its primary condition; in the insect society, on the other hand, the thing goes on already in the light of knowledge, to which, however, a decided co-operation and individual choice is only left in the accidents of detail, where it gives assistance and adopts what has to be carried out to the circumstances. But the insects will the end as a whole without knowing it; just like organised nature working according to final causes; even the choice of the means is not as a whole left to their knowledge, but only the more detailed disposition of them. Just on this account, however, their action is by no means automatic, which becomes most distinctly visible if one opposes obstacles to their action. For example, the caterpillar spins itself in leaves without knowing the end; but if we destroy the web it skilfully repairs it. Bees adapt their hive at the first to the existing circumstances, and subsequent misfortunes, such as intentional destruction, they meet in the way most suitable to the special case (Kirby and Spence, Introduc. to Entomol.; Huber, Des abeilles). Such things excite our astonishment, because the apprehension of the circumstances and the adaptation to these is clearly a matter of knowledge; while we believe them capable once for all of the most ingenious preparation for the coming race and the distant future, well knowing that in this they are not guided by knowledge, for a forethought of [pg 102] that kind proceeding from knowledge demands an activity of the brain rising to the level of reason. On the other hand, the intellect even of the lower animals is sufficient for the modifying and arranging of the particular case according to the existing or appearing circumstances; because, guided by instinct, it has only to fill up the gaps which this leaves. Thus we see ants carry off their larvæ whenever the place is too damp, and bring them back again when it becomes dry. They do not know the aim of this, thus are not guided in it by knowledge; but the choice of the time at which the place is no longer suitable for the larvæ, and also of the place to which they now bring them, is left to their knowledge. I wish here also to mention a fact which some one related to me verbally from his own experience, though I have since found that Burdach quotes it from Gleditsch. The latter, in order to test the burying-beetle (Necrophorus vespillo), had tied a dead frog lying upon the ground to a string, the upper end of which was fastened to a stick stuck obliquely in the ground. Now after several burying-beetles had, according to their custom, undermined the frog, it could not, as they expected, sink into the ground; after much perplexed running hither and thither they undermined the stick also. To this assistance rendered to instinct, and that repairing of the works of mechanical tendency, we find in the organism the healing power of nature analogous, which not only heals wounds, replacing even bone and nerve substance, but, if through the injury of a vein or nerve branch a connection is interrupted, opens a new connection by means of enlargement of other veins or nerves, nay, perhaps even by producing new branches; which further makes some other part or function take the place of a diseased part or function; in the case of the loss of an eye sharpens the other, or in the case of the loss of one of the senses sharpens all the rest; which even sometimes closes an intestinal wound, in itself fatal, by the adhesion of the mesentery or the peritoneum; in short, seeks to meet every [pg 103] injury and every disturbance in the most ingenious manner. If, on the other hand, the injury is quite incurable, it hastens to expedite death, and indeed the more so the higher is the species of the organism, thus the greater its sensibility. Even this has its analogue in the instinct of insects. The wasps, for instance, who through the whole summer have with great care and labour fed their larvæ on the produce of their plundering, but now, in October, see the last generation of them facing starvation, sting them to death (Kirby and Spence, vol. i. p. 374). Nay, still more curious and special analogies may be found; for example, this: if the female humble-bee (Apis terrestris, bombylius) lays eggs, the working humble-bees are seized with a desire to devour them, which lasts from six to eight hours and is satisfied unless the mother keeps them off and carefully guards the eggs. But after this time the working humble-bees show absolutely no inclination to eat the eggs even when offered to them; on the contrary, they now become the zealous tenders and nourishers of the larvæ now being hatched out. This may without violence be taken as an analogue of children's complaints, especially teething, in which it is just the future nourishers of the organism making an attack upon it which so often costs it its life. The consideration of all these analogies between organised life and the instinct, together with the mechanical tendencies of the lower animals, serves ever more to confirm the conviction that the will is the basis of the one as of the other, for it shows here also the subordinate rôle of knowledge in the action of the will, sometimes more, sometimes less, confined, and sometimes wanting altogether.
On the other hand, as has been said, the mechanical behaviors of insects shed light on how the unconscious will functions within the organism and its structure. It's easy to observe in an ant hill or a beehive a representation of an organism explained and revealed to our understanding. In this regard, Burdach states (Physiology, vol. ii. p. 22): “The queen bee lays the eggs, while the worker bees take care of nurturing them; so in the queen, the ovary is distinct, while in the workers, the uterus is present.” In insect societies, just like in animal organisms, the individual roles are subordinated to the life of the whole, and the care for the whole comes before the care for individual existence; indeed, the latter is only conditionally intended, while the former is unconditional; therefore, individuals are sometimes sacrificed for the group, just as we may allow a limb to be amputated to save the rest of the body. For instance, when ants encounter water blocking their path, those in front bravely jump in, piling up their corpses to form a bridge for those that follow. When drones become useless, they are stung to death. Two queens in a hive will confront each other, and one must perish. An ant mother bites off her own wings after mating because they would hinder her in her task of caring for the new family she will start underground (Kirby and Spence, vol. i.). Just as the liver exists solely to produce bile for digestion, working bees do nothing but collect honey, produce wax, and build cells for the queen’s brood; the drones exist solely to mate; the queen’s only role is to lay eggs; thus, all parts function for the maintenance of the whole, which is the unconditional purpose, like the components of an organism. The difference is that in the organism, the will acts completely unconsciously in its primary state; in insect societies, however, things proceed in awareness, although individual choices are mainly limited to specific details, where they adapt and adjust their actions based on circumstances. Yet insects pursue the overall goal without knowing it, much like how organized nature operates according to final causes; even the selection of their methods is not entirely left to their awareness, but only the finer arrangement of them. However, this doesn’t mean their actions are automatic, as becomes clear when we introduce obstacles. For example, a caterpillar wraps itself in leaves without understanding the purpose; but if we destroy the web, it skillfully repairs it. Bees adapt their hive to the conditions at hand and respond to setbacks, like intentional destruction, in the most appropriate way (Kirby and Spence, Introduction to Entomology; Huber, Bees). Such behaviors surprise us, as their recognition of circumstances and adaptation clearly involves a degree of knowledge; we assume they are capable of sophisticated planning for future generations, even though this kind of foresight requires a level of cognitive activity that rises to the level of reason. Conversely, even the intelligence of lower animals is adequate for adjusting and organizing specific situations based on their immediate circumstances, as guided by instinct, which only needs to fill in the gaps left by instinct. Thus, we observe ants relocate their larvae when the area becomes too damp and return them when it dries out. They do not understand the reason for this, meaning they are not guided by knowledge; however, the timing and choice of a more suitable location for the larvae is left to their awareness. I also want to mention a fact someone shared with me from personal experience, which I later found Burdach references from Gleditsch. The latter, to test the burying beetle (Necrophorus vespillo), tied a dead frog to a string anchored to a stick in the ground. After several burying beetles had undermined the frog as usual, it couldn’t sink into the ground as they expected; after much confused running around, they ended up digging under the stick as well. This assistance to instinct and repairs of mechanical tendencies finds an analogy in the organisms' healing energy of nature, which not only heals wounds, even replacing bone and nerve tissue, but also, if a vein or nerve connection is interrupted due to injury, creates a new connection by enlarging other veins or nerves, or perhaps even by sprouting new branches; it can also make another part or function compensate for a damaged part or function; in the event of losing an eye, it sharpens the other, or in cases of losing one sense, it enhances all the others; it can even close a fatal intestinal wound through the adhesion of the mesentery or peritoneum; in short, it seeks to address every [pg 103] injury and disruption in a highly ingenious manner. However, if the injury is entirely incurable, it expedites the process of dying, especially the higher the organism's species, as this correlates with its sensitivity. There are even parallels in insect instinct. Wasps, for instance, who have carefully and diligently fed their larvae throughout summer, when faced with the last generation in October facing starvation, will sting them to death (Kirby and Spence, vol. i. p. 374). Even more curious and specific analogies can be found; for example, when the female humble bee (Earthworm, bee fly) lays eggs, the worker humble bees are overcome by the urge to consume them, which lasts about six to eight hours and is only satisfied if the mother wards them off and protects the eggs. After this period, the worker bees show no interest in eating the eggs even when offered; on the contrary, they then become devoted caregivers for the larvae that are hatching. This can be seen as an analogy to children’s complaints, particularly during teething, when it is the future nurturers of the organism that attack it, often with fatal consequences. The examination of all these similarities between organized life and instinct, along with the mechanical tendencies of lower animals, increasingly confirms the belief that the gonna is foundational to both, as it shows the subordinate role of knowledge in the will’s actions, sometimes more, sometimes less confined, and sometimes altogether absent.
But in yet another respect instincts and the animal organisation reciprocally illustrate each other: through the anticipation of the future which appears in both. By means of instincts and mechanical tendencies animals care for the satisfaction of wants which they do not yet feel, nay, not only for their own wants, but even for those [pg 104] of the future brood. Thus they work for an end which is as yet unknown to them. This goes so far, as I have illustrated by the example of the Bombex in “The Will in Nature” (second edit. p. 45, third edit. p. 47), that they pursue and kill in advance the enemies of their future eggs. In the same way we see the future wants of an animal, its prospective ends, anticipated in its whole corporisation by the organised implements for their attainment and satisfaction; from which, then, proceeds that perfect adaptation of the structure of every animal to its manner of life, that equipment of it with the needful weapons to attack its prey and to ward off its enemies, and that calculation of its whole form with reference to the element and the surroundings in which it has to appear as a pursuer, which I have fully described in my work on the will in nature under the rubric “Comparative Anatomy.” All these anticipations, both in the instinct and in the organisation of animals, we might bring under the conception of a knowledge a priori, if knowledge lay at their foundation at all. But this is, as we have shown, not the case. Their source lies deeper than the sphere of knowledge, in the will as the thing in itself, which as such remains free even from the forms of knowledge; therefore with reference to it time has no significance, consequently the future lies as near it as the present.
But in another way, instincts and animal organization reflect each other: through the future expectations that shows up in both. Animals use instincts and mechanical tendencies to meet needs they don’t yet feel, not just for themselves, but even for the needs of their future offspring. They work towards an outcome that is still unknown to them. This is illustrated by the example of the Bombex in “The Will in Nature” (second edit. p. 45, third edit. p. 47), where they hunt and eliminate threats to their future eggs in advance. Similarly, we see future needs of an animal, its intended goals, anticipated in its entire being through the organized tools for achieving and satisfying those needs; from this, we get the perfect adaptation of every animal’s structure to its way of life, its equipping with the necessary weapons to hunt its prey and defend against enemies, and the design of its whole form relating to the environment in which it must act as a hunter, which I have thoroughly discussed in my work on the will in nature under the category "Comparative Anatomy." All these anticipations, both in instincts and in the organization of animals, could be seen as a type of knowledge beforehand, if knowledge was at their core at all. But, as we have shown, that isn’t the case. Their source is deeper than the realm of knowledge, rooted in the will as the thing in itself, which remains free even from the forms of knowledge; thus, with respect to it, time has no significance, meaning the future is as close to it as the present.
Chapter 28.6 Characterization of the Will to Live.
Our second book closed with the question as to the goal and aim of that will which had shown itself to be the inner nature of all things in the world. The following remarks may serve to supplement the answer to this question given there in general terms, for they lay down the character of the will as a whole.
Our second book closed with the question about the purpose and intention of that will which has revealed itself as the essential nature of everything in the world. The following comments may help clarify the answer to this question given there in general terms, as they outline the overall character of the will.
Such a characterisation is possible because we have recognised as the inner nature of the world something thoroughly real and empirically given. On the other hand, the very name “world-soul,” by which many have denoted that inner being, gives instead of this a mere ens rationis; for “soul” signifies an individual unity of consciousness which clearly does not belong to that nature, and in general, since the conception “soul” supposes knowing and willing in inseparable connection and yet independent of the animal organism, it is not to be justified, and therefore not to be used. The word should never be applied except in a metaphorical sense, for it is much more insidious than ψυχη or anima, which signify breath.
Such a description is possible because we've recognized something completely real and observable as the inner nature of the world. However, the very term "world soul," which many have used to refer to that inner being, instead represents a mere reason of things; because "spirit" implies an individual unity of consciousness that clearly doesn’t fit that nature. Generally, since the concept "soul" assumes knowing and willing are inseparably linked and yet independent of the animal body, it is not justifiable and therefore should not be used. The term should only be applied in a metaphorical sense, as it is much more deceptive than ψυχη or anima, which mean breath.
Much more unsuitable, however, is the way in which so-called pantheists express themselves, whose whole philosophy consists chiefly in this, that they call the inner nature of the world, which is unknown to them, “God;” by which indeed they imagine they have achieved much. According to this, then, the world would be a theophany. But let one only look at it: this world of constantly needy [pg 106] creatures, who continue for a time only by devouring one another, fulfil their existence in anxiety and want, and often suffer terrible miseries, till at last they fall into the arms of death; whoever distinctly looks upon this will allow that Aristotle was right in saying: “ἡ φυσις δαιομονια, αλλ᾽ ου θεια εστι” (Natura dæmonia est, non divina), De divinat., c. 2, p. 463; nay, he will be obliged to confess that a God who could think of changing Himself into such a world as this must certainly have been tormented by the devil. I know well that the pretended philosophers of this century follow Spinoza in this, and think themselves thereby justified. But Spinoza had special reasons for thus naming his one substance, in order, namely, to preserve at least the word, although not the thing. The stake of Giordano Bruno and of Vanini was still fresh in the memory; they also had been sacrificed to that God for whose honour incomparably more human sacrifices have bled than on the altars of all heathen gods of both hemispheres together. If, then, Spinoza calls the world God, it is exactly the same thing as when Rousseau in the “Contrat social,” constantly and throughout denotes the people by the word le souverain; we might also compare it with this, that once a prince who intended to abolish the nobility in his land, in order to rob no one of his own, hit upon the idea of ennobling all his subjects. Those philosophers of our day have certainly one other ground for the nomenclature we are speaking of, but it is no more substantial. In their philosophising they all start, not from the world or our consciousness of it, but from God, as something given and known; He is not their quæsitum, but their datum. If they were boys I would then explain to them that this is a petitio principii, but they know this as well as I do. But since Kant has shown that the path of the earlier dogmatism, which proceeded honestly, the path from the world to a God, does not lead there, these gentlemen now imagine they have found a fine way of escape and made it cunningly. Will [pg 107] the reader of a later age pardon me for detaining him with persons of whom he has never heard.
Much more unsuitable, however, is the way so-called pantheists express themselves. Their whole philosophy mainly consists of calling the inner nature of the world, which they don’t truly know, "God;" and they think this gives them significant insight. According to this view, the world is a theophany. But just look at it: this world is filled with constantly needy [pg 106] creatures who survive only by preying on each other, living in anxiety and lack, often suffering terrible hardships until they finally succumb to death. Anyone who looks at this clearly will agree with Aristotle’s assertion: "Nature is a demon, but it is not divine." (Nature is demonic, not divine), He predicts., c. 2, p. 463; indeed, they will have to admit that a God who could think of transforming Himself into such a world must surely have been tormented by the devil. I know well that the supposed philosophers of this century follow Spinoza in this regard and consider themselves justified. But Spinoza had specific reasons for naming his one substance in this way, primarily to at least preserve the term, even if not the concept. The fates of Giordano Bruno and Vanini were still fresh in people's minds; they too had been sacrificed to that God for whom far more human lives have been lost than on the altars of all the pagan gods from both hemispheres combined. So when Spinoza calls the world God, it’s essentially the same as when Rousseau in the “Social Contract,” repeatedly refers to the people as the sovereign; we could also compare it to a prince who wanted to abolish nobility in his realm to avoid robbing anyone, who then thought of ennobling all his subjects. Those philosophers of today certainly have another reason for the names they use, but it’s not any more substantial. They all begin their philosophy not from the world or our consciousness of it but from God, as something given and known; He is not their quæsitum, but their data. If they were young boys, I would explain to them that this is a begging the question, but they know this as well as I do. However, since Kant has demonstrated that the route of earlier dogmatism—moving honestly from the world to a God—does not actually lead there, these gentlemen now think they’ve cleverly found an escape. Will [pg 107] future readers forgive me for holding them up with the mention of people they may have never heard of?
Every glance at the world, to explain which is the task of the philosopher, confirms and proves that will to live, far from being an arbitrary hypostasis or an empty word, is the only true expression of its inmost nature. Everything presses and strives towards existence, if possible organised existence, i.e., life, and after that to the highest possible grade of it. In animal nature it then becomes apparent that will to live is the keynote of its being, its one unchangeable and unconditioned quality. Let any one consider this universal desire for life, let him see the infinite willingness, facility, and exuberance with which the will to live presses impetuously into existence under a million forms everywhere and at every moment, by means of fructification and of germs, nay, when these are wanting, by means of generatio æquivoca, seizing every opportunity, eagerly grasping for itself every material capable of life: and then again let him cast a glance at its fearful alarm and wild rebellion when in any particular phenomenon it must pass out of existence; especially when this takes place with distinct consciousness. Then it is precisely the same as if in this single phenomenon the whole world would be annihilated for ever, and the whole being of this threatened living thing is at once transformed into the most desperate struggle against death and resistance to it. Look, for example, at the incredible anxiety of a man in danger of his life, the rapid and serious participation in this of every witness of it, and the boundless rejoicing at his deliverance. Look at the rigid terror with which a sentence of death is heard, the profound awe with which we regard the preparations for carrying it out, and the heartrending compassion which seizes us at the execution itself. We would then suppose there was something quite different in question than a few less years of an empty, sad existence, embittered by troubles of every kind, and always uncertain: [pg 108] we would rather be amazed that it was a matter of any consequence whether one attained a few years earlier to the place where after an ephemeral existence he has billions of years to be. In such phenomena, then, it becomes visible that I am right in declaring that the will to live is that which cannot be further explained, but lies at the foundation of all explanations, and that this, far from being an empty word, like the absolute, the infinite, the idea, and similar expressions, is the most real thing we know, nay, the kernel of reality itself.
Every time we look at the world, which is what philosophers are tasked to explain, it becomes clear that the will to live, rather than being just a random concept or meaningless phrase, is the only true reflection of our deepest nature. Everything pushes and strives for life, and when possible, for structured life, i.e., life, and after that, for the best possible form of it. In the realm of animals, it becomes clear that the will to live is the fundamental essence of their being, their one constant and unconditional characteristic. If anyone reflects on this universal longing for life, they'll notice the endless eagerness, ease, and energy with which the will to live pushes vigorously into existence in countless forms everywhere and at every moment, through reproduction and seeds, and even when those are lacking, through ambiguous generation, seizing every opportunity and eagerly grabbing everything that has the potential for life: and then look at the intense fear and frantic resistance when any specific instance faces extinction; especially when this occurs with clear awareness. At that point, it feels as if this single instance’s destruction would annihilate the entire world permanently, and the existence of this threatened living being transforms into a desperate struggle against death and a refusal to accept it. Consider the overwhelming anxiety of a person in life-threatening danger, the hurried and serious concern it causes in every witness, and the immense relief when they are saved. Notice the paralyzing terror that comes when a death sentence is announced, the deep reverence we feel when witnessing the preparations for its execution, and the heartbreaking sympathy that envelops us during the act itself. One might think there’s something far more significant at stake than just a few fewer years of an empty, sorrowful existence, full of countless troubles and always uncertain: [pg 108] we would be surprised that it matters at all if someone reaches their end a few years sooner, where after a fleeting life they have billions of years ahead. In such scenarios, it becomes evident that I am justified in asserting that the will to live is something that can't be further dissected but forms the basis of all explanations, and that this, instead of being a hollow term like the absolute, the infinite, the idea, and similar concepts, is the most tangible thing we understand, indeed, the core of reality itself.
But if now, abstracting for a while from this interpretation drawn from our inner being, we place ourselves as strangers over against nature, in order to comprehend it objectively, we find that from the grade of organised life upwards it has only one intention—that of the maintenance of the species. To this end it works, through the immense superfluity of germs, through the urgent vehemence of the sexual instinct, through its willingness to adapt itself to all circumstances and opportunities, even to the production of bastards, and through the instinctive maternal affection, the strength of which is so great that in many kinds of animals it even outweighs self-love, so that the mother sacrifices her life in order to preserve that of the young. The individual, on the contrary, has for nature only an indirect value, only so far as it is the means of maintaining the species. Apart from this its existence is to nature a matter of indifference; indeed nature even leads it to destruction as soon as it has ceased to be useful for this end. Why the individual exists would thus be clear; but why does the species itself exist? That is a question which nature when considered merely objectively cannot answer. For in vain do we seek by contemplating her for an end of this restless striving, this ceaseless pressing into existence, this anxious care for the maintenance of the species. The strength and time of the individuals are consumed in the effort to procure sustenance for themselves and their young, and are only just sufficient, sometimes even [pg 109] not sufficient, for this. Even if here and there a surplus of strength, and therefore of comfort—in the case of the one rational species also of knowledge—remains, this is much too insignificant to pass for the end of that whole process of nature. The whole thing, when regarded thus purely objectively, and indeed as extraneous to us, looks as if nature was only concerned that of all her (Platonic) Ideas, i.e., permanent forms, none should be lost. Accordingly, as if she had so thoroughly satisfied herself with the fortunate discovery and combination of these Ideas (for which the three preceding occasions on which she stocked the earth's surface with animals were only the preparation), that now her only fear is lest any one of these beautiful fancies should be lost, i.e., lest any one of these forms should disappear from time and the causal series. For the individuals are fleeting as the water in the brook; the Ideas, on the contrary, are permanent, like its eddies: but the exhaustion of the water would also do away with the eddies. We would have to stop at this unintelligible view if nature were known to us only from without, thus were given us merely objectively, and we accepted it as it is comprehended by knowledge, and also as sprung from knowledge, i.e., in the sphere of the idea, and were therefore obliged to confine ourselves to this province in solving it. But the case is otherwise, and a glance at any rate is afforded us into the interior of nature; inasmuch as this is nothing else than our own inner being, which is precisely where nature, arrived at the highest grade to which its striving could work itself up, is now by the light of knowledge found directly in self-consciousness. Here the will shows itself to us as something toto genere different from the idea, in which nature appears unfolded in all her (Platonic) Ideas; and it now gives us, at one stroke, the explanation which could never be found upon the objective path of the idea. Thus the subjective here gives the key for the exposition of the objective. In order to recognise, as something original and unconditioned, that exceedingly strong [pg 110] tendency of all animals and men to retain life and carry it on as long as possible—a tendency which was set forth above as characteristic of the subjective, or of the will—it is necessary to make clear to ourselves that this is by no means the result of any objective knowledge of the worth of life, but is independent of all knowledge; or, in other words, that those beings exhibit themselves, not as drawn from in front, but as impelled from behind.
But if we take a step back from the interpretation based on our inner selves and view nature as outsiders to understand it objectively, we realize that from the level of organized life and above, it has a single purpose—maintaining the species. To achieve this, it works through an overwhelming number of germs, the powerful drive of the sexual instinct, its ability to adapt to various situations and opportunities—even producing hybrids—and through the deep maternal instinct, which can be so strong that in many animal species, it even surpasses self-love, leading mothers to sacrifice themselves to save their young. In contrast, the individual only has indirect value to nature, acting as a means to sustain the species. Outside of this purpose, its existence means nothing to nature; in fact, nature tends to lead individuals to their end as soon as they are no longer useful. While it is clear why individuals exist, the question of why the species itself exists remains unanswered when we view nature solely in an objective light. No matter how much we ponder this restless drive, this constant push for existence, and this anxious care for the survival of the species, we find no definitive purpose. The energy and time of individuals are consumed in the effort to secure food for themselves and their young, often just meeting the basic needs, and sometimes even falling short. Even when there is a bit of extra strength or comfort—and for the one rational species, some knowledge—it's far too little to serve as the ultimate goal of the entire process of nature. Viewed purely objectively and as separate from us, it seems that nature is simply concerned with ensuring that none of her (Platonic) Ideas—that is, permanent forms—are lost. It's as if she has found satisfaction in the fortunate discovery and combination of these Ideas (where the previous three events of populating the earth with animals were merely preparatory), and now her only concern is that none of these beautiful concepts should disappear over time and from the causal chain. Individuals are fleeting like the water in a stream; however, Ideas are enduring, like its eddies: yet, if the water runs out, the eddies would vanish too. We would have to settle for this confusing perspective if we only knew nature from the outside, accepting it as solely objective knowledge without going deeper, thus confining ourselves to that realm in our attempts to understand it. However, the situation is different, as we do have a glimpse into the interior of nature; in fact, this is nothing more than our own inner being, where nature, having reached the highest level of its striving, is discovered in self-awareness through knowledge. Here, the will reveals itself as something entirely different from the idea, where nature unfolds in all her (Platonic) Ideas; and this gives us, all at once, an explanation that could never be discovered through the objective path of the idea. Thus, the subjective offers the key to understanding the objective. To recognize this incredibly strong tendency of all animals and humans to preserve life and prolong it as much as possible—which has been characterized earlier as typical of the subjective, or the will—it is essential to realize that this is not the result of any objective understanding of life's value, but exists independently of all knowledge; in other words, these beings are not driven by insights, but are propelled from behind.
If with this intention we first of all review the interminable series of animals, consider the infinite variety of their forms, as they exhibit themselves always differently modified according to their element and manner of life, and also ponder the inimitable ingenuity of their structure and mechanism, which is carried out with equal perfection in every individual; and finally, if we take into consideration the incredible expenditure of strength, dexterity, prudence, and activity which every animal has ceaselessly to make through its whole life; if, approaching the matter more closely, we contemplate the untiring diligence of wretched little ants, the marvellous and ingenious industry of the bees, or observe how a single burying-beetle (Necrophorus vespillo) buries a mole of forty times its own size in two days in order to deposit its eggs in it and insure nourishment for the future brood (Gleditsch, Physik. Bot. Œkon. Abhandl., iii. 220), at the same time calling to mind how the life of most insects is nothing but ceaseless labour to prepare food and an abode for the future brood which will arise from their eggs, and which then, after they have consumed the food and passed through the chrysalis state, enter upon life merely to begin again from the beginning the same labour; then also how, like this, the life of the birds is for the most part taken up with their distant and laborious migrations, then with the building of their nests and the collecting of food for the brood, which itself has to play the same rôle the following year; and so all work constantly for the future, which afterwards makes bankrupt;—then we cannot avoid looking round for the reward [pg 111] of all this skill and trouble, for the end which these animals have before their eyes, which strive so ceaselessly—in short, we are driven to ask: What is the result? what is attained by the animal existence which demands such infinite preparation? And there is nothing to point to but the satisfaction of hunger and the sexual instinct, or in any case a little momentary comfort, as it falls to the lot of each animal individual, now and then in the intervals of its endless need and struggle. If we place the two together, the indescribable ingenuity of the preparations, the enormous abundance of the means, and the insufficiency of what is thereby aimed at and attained, the insight presses itself upon us that life is a business, the proceeds of which are very far from covering the cost of it. This becomes most evident in some animals of a specially simple manner of life. Take, for example, the mole, that unwearied worker. To dig with all its might with its enormous shovel claws is the occupation of its whole life; constant night surrounds it; its embryo eyes only make it avoid the light. It alone is truly an animal nocturnum; not cats, owls, and bats, who see by night. But what, now, does it attain by this life, full of trouble and devoid of pleasure? Food and the begetting of its kind; thus only the means of carrying on and beginning anew the same doleful course in new individuals. In such examples it becomes clear that there is no proportion between the cares and troubles of life and the results or gain of it. The consciousness of the world of perception gives a certain appearance of objective worth of existence to the life of those animals which can see, although in their case this consciousness is entirely subjective and limited to the influence of motives upon them. But the blind mole, with its perfect organisation and ceaseless activity, limited to the alternation of insect larvæ and hunger, makes the disproportion of the means to the end apparent. In this respect the consideration of the animal world left to itself in lands uninhabited by men is also specially instructive. [pg 112] A beautiful picture of this, and of the suffering which nature prepares for herself without the interference of man, is given by Humboldt in his “Ansichten der Natur” (second edition, p. 30 et seq.); nor does he neglect to cast a glance (p. 44) at the analogous suffering of the human race, always and everywhere at variance with itself. Yet in the simple and easily surveyed life of the brutes the emptiness and vanity of the struggle of the whole phenomenon is more easily grasped. The variety of the organisations, the ingenuity of the means, whereby each is adapted to its element and its prey contrasts here distinctly with the want of any lasting final aim; instead of which there presents itself only momentary comfort, fleeting pleasure conditioned by wants, much and long suffering, constant strife, bellum omnium, each one both a hunter and hunted, pressure, want, need, and anxiety, shrieking and howling; and this goes on in secula seculorum, or till once again the crust of the planet breaks. Yunghahn relates that he saw in Java a plain far as the eye could reach entirely covered with skeletons, and took it for a battlefield; they were, however, merely the skeletons of large turtles, five feet long and three feet broad, and the same height, which come this way out of the sea in order to lay their eggs, and are then attacked by wild dogs (Canis rutilans), who with their united strength lay them on their backs, strip off their lower armour, that is, the small shell of the stomach, and so devour them alive. But often then a tiger pounces upon the dogs. Now all this misery repeats itself thousands and thousands of times, year out, year in. For this, then, these turtles are born. For whose guilt must they suffer this torment? Wherefore the whole scene of horror? To this the only answer is: it is thus that the will to live objectifies itself.7 Let one [pg 113] consider it well and comprehend it in all its objectifications; and then one will arrive at an understanding of its nature and of the world; but not if one frames general conceptions and builds card houses out of them. The comprehension of the great drama of the objectification of [pg 114] the will to live, and the characterisation of its nature, certainly demands somewhat more accurate consideration and greater thoroughness than the dismissal of the world by attributing to it the title of God, or, with a silliness which only the German fatherland offers and knows how to enjoy, explaining it as the “Idea in its other being,” in which for twenty years the simpletons of my time have found their unutterable delight. Certainly, according to pantheism or Spinozism, of which the systems of our century are mere travesties, all that sort of thing reels itself off actually without end, straight on through all eternity. For then the world is a God, ens perfectissimum, i.e., nothing better can be or be conceived. Thus there is no need of deliverance from it; and consequently there is none. But why the whole tragi-comedy exists cannot in the least be seen; for it has no spectators, and the actors themselves undergo infinite trouble, with little and merely negative pleasure.
If we start with this intention and first look over the endless array of animals, considering the endless variety of their forms, which are always modified based on their environment and way of life, and also reflect on the incredible ingenuity of their structure and mechanisms, which are flawlessly executed in each individual; finally, if we think about the enormous amount of strength, skill, caution, and energy that every animal constantly expends throughout its life; if we closely observe the tireless work of tiny ants, the amazing and clever industry of bees, or see how a single burying beetle (*Necrophorus vespillo*) can bury a mole that is forty times its own size in just two days to lay its eggs inside it and ensure food for the future offspring (*Gleditsch, Physik. Bot. Ökon. Abhandl.*, iii. 220), while also reminding ourselves that the life of most insects is just relentless work to prepare food and a home for the future brood that will come from their eggs, which, after consuming the food and going through the pupation stage, enter into life only to repeat the same tiring work; then also how, similarly, the lives of birds are mostly spent on their long and difficult migrations, followed by building their nests and gathering food for the brood, which itself will have to play the same role the following year; and thus all work tirelessly for the future, which ultimately leads to disappointment;—then we cannot help but look around for the reward of all this skill and effort, for the ultimate goal these animals are striving for, which drives them relentlessly—in short, we are compelled to ask: What is the outcome? What does animal existence achieve that requires such endless preparation? And only the satisfaction of hunger and the sexual instinct come to mind, or at best a moment of comfort that each animal gets now and then amid its unending struggle and needs. If we compare the extraordinary ingenuity of their preparations, the vast amount of resources, and the insufficiency of what they aim for and achieve, it becomes clear that life is a trade where the returns are far from covering the expenses. This is especially obvious in some animals that lead a very simple life. Take the mole, for example, that tireless worker. Digging with all its might using its huge shovel-like claws is its entire purpose in life; constant darkness surrounds it; its underdeveloped eyes only make it avoid the light. It is truly a *animal nocturnum*; not cats, owls, or bats, who navigate the night. But what does it actually gain from this life full of trouble and devoid of pleasure? Food and the propagation of its kind; thus only the means to continue and start anew the same dismal course in new individuals. These examples make it clear that there is no balance between the stress and struggles of life and the outcomes or benefits of it. The awareness of the perceptual world gives a certain illusion of objective worth to the lives of those animals that can see, even though in their case this awareness is entirely subjective and limited to how motives influence them. However, the *blind* mole, with its perfect design and constant activity focused solely on the cycle of insect larvae and hunger, highlights the disproportion of the means to the ends. In this respect, examining the animal world left to its own devices in areas uninhabited by humans is also particularly enlightening. *[pg 112]* A vivid portrayal of this, along with the suffering that nature imposes on itself without human interference, is provided by Humboldt in his *“Ansichten der Natur”* (second edition, p. 30 *et seq.*); he doesn't forget to glance (p. 44) at the similar suffering experienced by the human race, which is always at odds with itself. Yet in the simple and easily observable lives of animals, the emptiness and futility of the entire struggle is more easily grasped. The variety of organizations and the ingenuity of the means by which each is adapted to its environment and prey distinctly contrast with the lack of any lasting final purpose; instead, only momentary comfort, fleeting pleasure dictated by needs, prolonged suffering, constant conflict, *bellum omnium*, where each is both predator and prey, pressure, want, need, and anxiety, screaming and howling; and this continues *in secula seculorum*, or until the earth's crust breaks again. Yunghahn recounts seeing in Java a plain as far as the eye could see covered entirely with skeletons, mistaking it for a battlefield; however, they were simply skeletons of large turtles, five feet long and three feet wide, that come ashore to lay their eggs and are then attacked by wild dogs (*Canis rutilans*), who, with their combined strength, flip them on their backs, strip off their lower shell, which is the small shell around their belly, and devour them alive. But often a tiger pounces on the dogs. All this misery repeats itself thousands and thousands of times, year in and year out. For this, these turtles are born. For whose fault must they endure this pain? What’s the point of this entire horrifying scene? The only answer is: it is how the will to live manifests itself. Let one *[pg 113]* truly examine it and understand it in all its manifestations; then one will come to understand its nature and the world; but not if one makes broad generalizations and builds card houses from them. Understanding the grand drama of the manifestation of the *[pg 114]* will to live and characterizing its nature indeed requires deeper consideration and greater thoroughness than simply dismissing the world with the label of God, or, with a foolishness that only the German homeland provides and knows how to enjoy, explaining it as the *“Idea in its other being,”* in which the simpletons of my time have found their unfathomable joy for twenty years. Certainly, according to pantheism or Spinozism, which the philosophical systems of our century are mere distortions of, all that sort of thing continues on endlessly throughout eternity. For then the world is a God, *ens perfectissimum*, *i.e.*, nothing better can exist or be conceived. Thus, there is no need for salvation from it; hence, there is none. But the reason for the whole tragicomedy exists is completely unclear; for there are no spectators, and the actors themselves experience infinite struggle, with little more than negative pleasure.
Let us now add the consideration of the human race. The matter indeed becomes more complicated, and assumes a certain seriousness of aspect; but the fundamental character remains unaltered. Here also life presents itself by no means as a gift for enjoyment, but as a task, a drudgery to be performed; and in accordance with this we see, in great and small, universal need, ceaseless cares, constant pressure, endless strife, compulsory activity, with extreme exertion of all the powers of body and mind. Many millions, united into nations, strive for the common good, each individual on account of his own; but many thousands fall as a sacrifice for it. Now senseless delusions, now intriguing politics, incite them to wars with each other; then the sweat and the blood of the great multitude must flow, to carry out the ideas of individuals, or to expiate their faults. In peace industry and trade are active, inventions work miracles, seas are navigated, delicacies are collected from all ends of the world, the waves engulf thousands. All strive, some planning, [pg 115] others acting; the tumult is indescribable. But the ultimate aim of it all, what is it? To sustain ephemeral and tormented individuals through a short span of time in the most fortunate case with endurable want and comparative freedom from pain, which, however, is at once attended with ennui; then the reproduction of this race and its striving. In this evident disproportion between the trouble and the reward, the will to live appears to us from this point of view, if taken objectively, as a fool, or subjectively, as a delusion, seized by which everything living works with the utmost exertion of its strength for something that is of no value. But when we consider it more closely, we shall find here also that it is rather a blind pressure, a tendency entirely without ground or motive.
Let’s now consider humanity. The situation indeed gets more complicated and takes on a level of seriousness; however, the fundamental essence remains unchanged. Life, in this context, is not seen as a gift to enjoy but rather as a task, a burden to bear. Accordingly, we observe, in both large and small ways, a universal need, constant worries, relentless pressure, endless conflict, and required activity, demanding intense effort from all our physical and mental capacities. Millions of people come together in nations, striving for the common good, each individual motivated by their own interests; yet many thousands pay the price for it. Sometimes irrational illusions, other times manipulative politics, drive them into wars against one another; then the sweat and blood of the great masses must be shed to realize the ideas of a few or to atone for their mistakes. In times of peace, industry and commerce thrive, inventions achieve the extraordinary, seas are crossed, delicacies are gathered from every corner of the globe, while the waves claim thousands of lives. Everyone is pushing forward, some strategizing, others taking action; the chaos is unimaginable. But what is the ultimate goal of all this? To support fleeting and troubled individuals for a brief period, at best providing them some relief from want and comparative freedom from pain, which, however, soon leads to boredom; and then it’s about prolonging this race and its endeavors. In the apparent imbalance between the effort and the reward, the drive to live seems, from this perspective, to be foolish objectively, or delusional subjectively, as if everything living is exerting itself to achieve something meaningless. However, when we look closer, we find that it is more a blind urge, a tendency that lacks foundation or purpose.
The law of motivation, as was shown in § 29 of the first volume, only extends to the particular actions, not to willing as a whole and in general. It depends upon this, that if we conceive of the human race and its action as a whole and universally, it does not present itself to us, as when we contemplate the particular actions, as a play of puppets who are pulled after the ordinary manner by threads outside them; but from this point of view, as puppets which are set in motion by internal clockwork. For if, as we have done above, one compares the ceaseless, serious, and laborious striving of men with what they gain by it, nay, even with what they ever can gain, the disproportion we have pointed out becomes apparent, for one recognises that that which is to be gained, taken as the motive-power, is entirely insufficient for the explanation of that movement and that ceaseless striving. What, then, is a short postponement of death, a slight easing of misery or deferment of pain, a momentary stilling of desire, compared with such an abundant and certain victory over them all as death? What could such advantages accomplish taken as actual moving causes of a human race, innumerable because constantly renewed, which unceasingly moves, strives, struggles, grieves, writhes, and [pg 116] performs the whole tragi-comedy of the history of the world, nay, what says more than all, perseveres in such a mock-existence as long as each one possibly can? Clearly this is all inexplicable if we seek the moving causes outside the figures and conceive the human race as striving, in consequence of rational reflection, or something analogous to this (as moving threads), after those good things held out to it, the attainment of which would be a sufficient reward for its ceaseless cares and troubles. The matter being taken thus, every one would rather have long ago said, “Le jeu ne vaut pas la chandelle,” and have gone out. But, on the contrary, every one guards and defends his life, like a precious pledge intrusted to him under heavy responsibility, under infinite cares and abundant misery, even under which life is tolerable. The wherefore and the why, the reward for this, certainly he does not see; but he has accepted the worth of that pledge without seeing it, upon trust and faith, and does not know what it consists in. Hence I have said that these puppets are not pulled from without, but each bears in itself the clockwork from which its movements result. This is the will to live, manifesting itself as an untiring machine, an irrational tendency, which has not its sufficient reason in the external world. It holds the individuals firmly upon the scene, and is the primum mobile of their movements; while the external objects, the motives, only determine their direction in the particular case; otherwise the cause would not be at all suitable to the effect. For, as every manifestation of a force of nature has a cause, but the force of nature itself none, so every particular act of will has a motive, but the will in general has none: indeed at bottom these two are one and the same. The will, as that which is metaphysical, is everywhere the boundary-stone of every investigation, beyond which it cannot go. From the original and unconditioned nature of the will, which has been proved, it is explicable that man loves beyond everything [pg 117] else an existence full of misery, trouble, pain, and anxiety, and, again, full of ennui, which, if he considered and weighed it purely objectively, he would certainly abhor, and fears above all things the end of it, which is yet for him the one thing certain.8 Accordingly we often see a miserable figure, deformed and shrunk with age, want, and disease, implore our help from the bottom of his heart for the prolongation of an existence, the end of which would necessarily appear altogether desirable if it were an objective judgment that determined here. Thus instead of this it is the blind will, appearing as the tendency to life, the love of life, and the sense of life; it is the same which makes the plants grow. This sense of life may be compared to a rope which is stretched above the puppet-show of the world of men, and on which the puppets hang by invisible threads, while apparently they are supported only by the ground beneath them (the objective value of life). But if the rope becomes weak the puppet sinks; if it breaks the puppet must fall, for the ground beneath it only seemed to support it: i.e., the weakening of that love of life shows itself as hypochondria, spleen, melancholy: its entire exhaustion as the inclination to suicide, which now takes place on the slightest occasion, nay, for a merely imaginary reason, for now, as it were, the man seeks a quarrel with himself, in order to shoot himself dead, as many do with others for a like purpose;—indeed, upon necessity, suicide is resorted to without any special occasion. (Evidence of this will be found in Esquirol, Des maladies mentales, 1838.) And as with the persistence in life, so is it also with its action and movement. This is not something freely chosen; but while every one would really gladly rest, want and ennui are the whips that keep the top spinning. Therefore the whole and every individual bears the stamp of a forced condition; and every one, in that, inwardly weary, he longs for rest, but [pg 118] yet must press forward, is like his planet, which does not fall into the sun only because a force driving it forward prevents it. Therefore everything is in continual strain and forced movement, and the course of the world goes on, to use an expression of Aristotle's (De cœlo, ii. 13), “ου φυσει, αλλα βιᾳ” (Motu, non naturali sed violento). Men are only apparently drawn from in front; really they are pushed from behind; it is not life that tempts them on, but necessity that drives them forward. The law of motivation is, like all causality, merely the form of the phenomenon. We may remark in passing that this is the source of the comical, the burlesque, the grotesque, the ridiculous side of life; for, urged forward against his will, every one bears himself as best he can, and the straits that thus arise often look comical enough, serious as is the misery which underlies them.
The law of motivation, as shown in § 29 of the first volume, only applies to specific actions, not to the will generally. This means that when we think about the human race and its actions globally, it doesn’t seem like a puppet show where puppets are manipulated by outside threads; instead, from this perspective, they appear as puppets driven by internal mechanisms. If we compare the endless, serious, and hard work of people to what they actually achieve, or even to what they can ever achieve, the imbalance we've noted becomes evident. One realizes that the things to be gained, viewed as the motivation, are completely inadequate to explain that constant movement and striving. What does a brief delay of death, a little relief from suffering, or a moment's pause from desire mean when compared to a total and certain victory over all of them, which is death? What real benefits could these advantages provide, acting as the actual driving forces for a constantly renewing human race that keeps moving, striving, struggling, grieving, writhing, and performing the whole tragi-comedy of world history? More importantly, what makes them persist in such a mock-existence for as long as they can? Clearly, this becomes inexplicable if we look for driving forces outside the individuals and think of humanity as rationally reflecting after the good things that seem to promise a sufficient reward for their endless cares and troubles. In this view, everyone would have long ago said, "The game isn't worth the candle," and walked away. But on the contrary, everyone protects and values their life, like a precious responsibility entrusted to them amidst infinite cares and abundant misery, under which life remains bearable. The reason for this, the reward for it, is something they do not see; yet they have accepted the value of this life on trust and faith, without understanding its true nature. Thus, I argue that these puppets are not manipulated from outside, but each one carries within it the mechanism that drives its movements. This is the desire to live, showing itself as an unyielding machine, an irrational impulse that doesn't find its reason in the outside world. It keeps individuals firmly on the stage and is the first cause of their actions, while external factors, the motives, only guide their direction in specific instances; otherwise, the cause wouldn’t match the effect. Just as every force of nature has a cause but the force itself has none, so too does every individual act of will have a motive, but the will itself has none; ultimately, these two are the same. The will, being metaphysical, is the boundary for every investigation that cannot go further. Given the original and unconditioned nature of the will, which has been established, it is understandable that a person values an existence filled with misery, troubles, pain, and anxiety, and is also filled with boredom, which, if they examined it objectively, they would surely detest, yet fears above all else its inevitable end, which is for them the only certainty.8 Accordingly, we often witness a wretched figure, deformed and sagging with age, want, and illness, pleading for our help to prolong a life that would certainly seem desirable if judged objectively. Instead, it is this blind will that appears as the drive for life, the love of life, and the sense of living; it's the same force that causes plants to grow. This sense of life can be likened to a rope stretched over the puppet show of human affairs, with the puppets hanging from invisible strings, while they seem supported only by the ground beneath them (the objective value of life). However, if the rope weakens, the puppet drops; if it breaks, the puppet falls, as the ground below seemed to support it: i.e., the weakening of that love for life manifests as hypochondria, melancholy, or depression; its total exhaustion may lead to suicidal tendencies, which can arise at the slightest provocation or even for trivial reasons, as individuals may search for a justification for self-harm much like others do for reasons to harm others;—in fact, suicide may happen out of necessity without any particular reason. (Evidence for this can be found in Esquirol, Mental illnesses, 1838.) As with the persistence in life, the same applies to its actions and movements. This isn't a matter of free choice; while everyone might wish to rest, wants and boredom serve as the whips that keep them going. So, the entirety and each individual show signs of being in a forced condition, and everyone, feeling inwardly exhausted and yearning for rest yet compelled to keep moving forward, resembles their planet, which doesn't fall into the sun only because a force propelling it forward stops it. Consequently, everything is in constant tension and forced motion, and the course of the world continues, to use Aristotle’s expression (From the Sky, ii. 13), "not by nature, but by force" (By force, not by nature). People are seemingly pushed from the front; in reality, they are driven from the back. It's not life that draws them forward, but necessity that propels them onward. The law of motivation is, like all causation, just a form of the phenomenon. We can note in passing that this gives rise to the comic, burlesque, grotesque, and ridiculous aspects of life; since, driven forward against their will, everyone conducts themselves as best they can, and the dilemmas that arise often appear amusing despite the serious misery beneath them.
In all these considerations, then, it becomes clear to us that the will to live is not a consequence of the knowledge of life, is in no way a conclusio ex præmissis, and in general is nothing secondary. Rather, it is that which is first and unconditioned, the premiss of all premisses, and just on that account that from which philosophy must start, for the will to live does not appear in consequence of the world, but the world in consequence of the will to live.
In all these considerations, it becomes clear to us that the will to live is not a result of knowing about life; it is in no way a conclusion from the premises, and is generally not secondary. Instead, it is what is first and unconditioned, the foundation of all foundations, and for that reason, it is where philosophy must start, because the will to live does not emerge from the world, but rather the world emerges from the will to live.
I scarcely need to draw attention to the fact that the considerations with which we now conclude the second book already point forcibly to the serious theme of the fourth book, indeed would pass over into it directly if it were not that my architectonic symmetry makes it necessary that the third book, with its fair contents, should come between, as a second consideration of the world as idea, the conclusion of which, however, again points in the same direction.
I hardly need to highlight that the ideas we just discussed in the second book clearly indicate the serious topic of the fourth book, and would seamlessly transition into it if not for my need for structural balance, which requires that the third book, with its valuable content, comes in between. This serves as a second exploration of the world as a concept, the conclusion of which, once more, directs us toward the same theme.
Additions to the Third Book.
“Et is similis spectatori est, quad ab omni separatus spectaculum videt.”
“It's like someone who watches a show without being involved in it at all.”
—Oupnekhat, vol. i. p. 304.
—Oupnekhat, vol. 1, p. 304.
Chapter 29.9 Regarding Knowledge of Ideas.
The intellect, which has hitherto only been considered in its original and natural condition of servitude under the will, appears in the third book in its deliverance from that bondage; with regard to which, however, it must at once be observed that we have not to do here with a lasting emancipation, but only with a brief hour of rest, an exceptional and indeed only momentary release from the service of the will. As this subject has been treated with sufficient fulness in the first volume, I have here only to add a few supplementary remarks.
The intellect, which until now has only been viewed in its original and natural state of being controlled by the will, shows up in the third book as it breaks free from that control. However, it’s important to note that we’re not talking about a permanent freedom here; instead, it's just a brief moment of relief, an exceptional and truly temporary escape from serving the will. Since this topic has been covered in enough detail in the first volume, I will just add a few supplementary comments here.
As, then, was there explained, the intellect in its activity in the service of the will, thus in its natural function, knows only the mere relations of things; primarily to the will itself, to which it belongs, whereby they become motives of the will; but then also, just for the sake of the completeness of this knowledge, the relations of things to each other. This last knowledge first appears in some extent and importance in the human intellect; in the case of the brutes, on the other hand, even where the intellect is considerably developed, only within very narrow limits. Clearly even the apprehension of the relations which things have to each other only takes place, [pg 122] indirectly, in the service of the will. It therefore forms the transition to the purely objective knowledge, which is entirely independent of the will; it is scientific knowledge, the latter is artistic knowledge. If many and various relations of an object are immediately apprehended, from these the peculiar and proper nature of the object appears ever more distinctly, and gradually constructs itself out of mere relations: although it itself is entirely different from them. In this mode of apprehension the subjection of the intellect to the will at once becomes ever more indirect and less. If the intellect has strength enough to gain the preponderance, and let go altogether the relations of things to the will, in order to apprehend, instead of them, the purely objective nature of a phenomenon, which expresses itself through all relations, it also forsakes, along with the service of the will, the apprehension of mere relations, and thereby really also that of the individual thing as such. It then moves freely, no longer belonging to a will. In the individual thing it knows only the essential, and therefore its whole species; consequently it now has for its object the Ideas, in my sense, which agrees with the original, Platonic meaning of this grossly misused word; thus the permanent, unchanging forms, independent of the temporal existence of the individuals, the species rerum, which really constitute what is purely objective in the phenomena. An Idea so apprehended is not yet indeed the essence of the thing in itself, just because it has sprung from knowledge of mere relations; yet, as the result of the sum of all the relations, it is the peculiar character of the thing, and thereby the complete expression of the essence which exhibits itself as an object of perception, comprehended, not in relation to an individual will, but as it expresses itself spontaneously, whereby indeed it determines all its relations, which till then alone were known. The Idea is the root point of all these relations, and thereby the complete and perfect phenomenon, or, as I have expressed [pg 123] it in the text, the adequate objectivity of the will at this grade of its manifestation. Form and colour, indeed, which in the apprehension of the Idea by perception are what is immediate, belong at bottom not to the Idea itself, but are merely the medium of its expression; for, strictly speaking, space is as foreign to it as time. In this sense the Neo-Platonist Olympiodorus already says in his commentary on Plato's Alcibiades (Kreuzer's edition of Proclus and Olympiodorus, vol. ii. p. 82): “το ειδος μεταδεδωκε μεν της μορφης τῃ ὑλῃ αμερες δε ον μετελαβεν εξ αυτης του δεαστατου:” i.e., the Idea, in itself unextended, imparted certainly the form to the matter, but first assumed extension from it. Thus, as was said, the Ideas reveal not the thing in itself, but only the objective character of things, thus still only the phenomenon; and we would not even understand this character if the inner nature of things were not otherwise known to us at least obscurely and in feeling. This nature itself cannot be understood from the Ideas, nor in general through any merely objective knowledge; therefore it would remain an eternal secret if we were not able to approach it from an entirely different side. Only because every knowing being is also an individual, and thereby a part of nature, does the approach to the inner being of nature stand open to him in his own self-consciousness, where, as we have found, it makes itself known in the most immediate manner as will.
As was explained, the intellect, while working for the will, knows only the simple relationships of things; primarily concerning the will itself, from which they become motives for the will; but then also, for the sake of a complete understanding, the relations of things to one another. This latter understanding first appears to a significant degree in human intellect; whereas in animals, even with a developed intellect, this understanding is very limited. Clearly, the comprehension of the relationships that things have to one another occurs [pg 122] indirectly, in service of the will. It therefore acts as a bridge to purely objective knowledge, which is completely independent of the will; this is scientific knowledge, while the former one is artistic knowledge. When many and varied relationships of an object are immediately understood, from these, the unique and true nature of the object becomes clearer, gradually forming itself from mere relations: even though it is entirely different from them. In this mode of understanding, the subjugation of the intellect to the will becomes increasingly indirect and diminished. If the intellect is strong enough to take precedence and completely disregard the relations of things to the will, in order to grasp instead the purely objective nature of a phenomenon, which is expressed through all relations, it also abandons, along with the service of the will, the understanding of mere relations, and thereby truly that of the individual thing as such. It then moves freely, no longer tied to a will. In the individual thing, it recognizes only the essential, and thus its entire species; consequently, it now has for its object the Concepts, in my definition, which aligns with the original, Platonic meaning of this often-misused word; thus, the lasting, unchanging forms, independent of the temporal existence of individuals, the species rerum, that truly constitute what is purely objective in the phenomena. An Idea understood in this way is not yet the essence of the thing in itself, simply because it has arisen from knowledge of mere relations; yet, as a result of all the relations, it represents the specific character of the thing, and thus the complete expression of the essence that is manifested as an object of perception, understood, not in relation to an individual will, but as it expresses itself spontaneously, thereby determining all its relations that until then were only known. The Idea is the root point of all these relations, and thus the complete and perfect phenomenon, or, as I have expressed [pg 123] it in the text, the adequate objectivity of the will at this stage of its manifestation. Form and color, which in the understanding of the Idea through perception are what is immediate, fundamentally do not belong to the Idea itself, but are merely the medium of its expression; for, strictly speaking, space is as foreign to it as time. In this sense, the Neo-Platonist Olympiodorus already states in his commentary on Plato's Alcibiades (Kreuzer's edition of Proclus and Olympiodorus, vol. ii. p. 82): "the form has transmitted its kind to the matter, and it has received from it what is most essential:" i.e., the Idea, in itself unextended, certainly imparted the form to the matter, but first assumed extension from it. Thus, as stated, the Ideas do not reveal the thing in itself, but only the objective character of things, thus still only the phenomenon; and we would not even grasp this character if the inner nature of things were not otherwise known to us at least vaguely and through feeling. This nature itself cannot be understood from the Ideas, nor generally through any merely goal knowledge; therefore it would remain an eternal secret if we were not able to approach it from an entirely different angle. Only because every knowing being is also an individual, and thus a part of nature, does the approach to the inner being of nature become accessible to them in their own self-consciousness, where, as we have found, it presents itself most directly as will.
Now what the Platonic Idea is, regarded as a merely objective image, mere form, and thereby lifted out of time and all relations—that, taken empirically and in time, is the species or kind. This, then, is the empirical correlative of the Idea. The Idea is properly eternal, but the species is of endless duration, although its appearance upon one planet may become extinct. Even the names of the two pass over into each other: ιδεα, ειδος, species, kind. The Idea is the species, but not the genus: therefore the species are the work of nature, the genera the work of man; they are mere conceptions. There are species [pg 124]naturales, but only genera logica. Of manufactured articles there are no Ideas, but only conceptions; thus genera logica, and their subordinate classes are species logicæ. To what is said in this reference in vol. i. § 41, I will add here that Aristotle also (Metaph. i. 9 and xiii. 5) says that the Platonists admitted no ideas of manufactured articles: “ὁιον οικια, και δακτυλιος, ὡν ου φασιν ειναι ειδη” (Ut domus et annulus, quorum ideas dari negant). With which compare the Scholiast, p. 562, 563 of the Berlin quarto edition. Aristotle further says (Metaph. xi. 3): “αλλ ειπερ (Supple., ειδῃ εστι) επι των φυσει (εστι) διο δη ου κακως ὁ Πλατων εφη, ὁτι ειδη εστι ὁποσα φυσει” (Si quidem ideæ sunt, in iis sunt, quæ natura fiunt: propter quod non male Plato dixit, quod species eorum sunt, quæ natura sunt). On which the Scholiast remarks, p. 800: “και τουτο αρεσκει και αυτοις τοις τας ιδεας θεμενοις; των γαρ ὑπο τεχνης γινομενων ιδεας ειναι ουκ ελεγον, αλλα των ὑπο φυσεως” (Hoc etiam ipsis ideas statuentibus placet: non enim arte factorum ideas dari ajebant, sed natura procreatorum). For the rest, the doctrine of Ideas originated with the Pythagoreans, unless we distrust the assertion of Plutarch in the book, De placitis philosophorum, L. i. c. 3.
Now, regarding the Platonic Idea as just an objective image, a mere form, and thus removed from time and all relationships—that, when looked at empirically and in time, is the species or kind. This is the empirical counterpart of the Idea. The Idea is truly eternal, but the species has endless duration, even though its existence on one planet may become extinct. The names of the two even blend together: ιδεα, ειδος, species, kind. The Idea is the species, but not the genus; therefore the species are the work of nature, while the genera are the work of man; they are mere concepts. There are species [pg 124]natural, but only genera logica. For manufactured items, there are no Ideas, only concepts; thus logical genres, and their subordinate classes are species logic. As mentioned in vol. i. § 41, I will add here that Aristotle also (Metaphor. i. 9 and xiii. 5) states that the Platonists recognized no Ideas for manufactured items: "Like a household and a ring, of which they say there are no types." (As the house and the ring, which deny the possibility of being given ideas). In comparison, see the Scholiast, p. 562, 563 of the Berlin quarto edition. Aristotle further states (Metaphor xi. 3): "However, if it is true (Supple., it is known) about the things by nature (it is), then it is no wonder that Plato said that it is known how many things there are by nature." (If indeed ideas exist, they exist in the things that are created by nature; for that reason, Plato rightly said that their forms are those that are natural.). To which the Scholiast notes, p. 800: “Is this also pleasing to those who establish ideas? For they were not speaking of ideas that arise from art, but from nature.” (This also pleases those who establish ideas: for they said that ideas are not given by the art of creations, but by the nature of what is produced). Furthermore, the doctrine of Ideas originated with the Pythagoreans, unless we have reason to doubt Plutarch's assertion in the book, On the opinions of philosophers, L. i. c. 3.
The individual is rooted in the species, and time in eternity. And as every individual is so only because it has the nature of its species in itself, so also it has only temporal existence because it is in eternity. In the following book a special chapter is devoted to the life of the species.
The individual is grounded in the species, and time exists within eternity. Just as every individual is unique because it embodies the characteristics of its species, it also has a temporary existence because it exists in eternity. In the following book, there’s a dedicated chapter on the life of the species.
In § 49 of the first volume I have sufficiently brought out the difference between the Idea and the conception. Their resemblance, on the other hand, rests upon the following ground: The original and essential unity of an Idea becomes broken up into the multiplicity of individual things through the perception of the knowing individual, which is subject to sensuous and cerebral conditions. But that unity is then restored through the reflection of the reason, yet only in abstracto, as a concept, universale, which indeed is equal to the Idea in extension, but has assumed [pg 125] quite a different form, and has thereby lost its perceptible nature, and with this its thorough determinateness. In this sense (but in no other) we might, in the language of the Scholastics, describe the Ideas as universalia ante rem, the conceptions as universalia post rem. Between the two stand the individual things, the knowledge of which is possessed also by the brutes. Without doubt the realism of the Scholastics arose from the confusion of the Platonic Ideas, to which, since they are also the species, an objective real being can certainly be attributed, with the mere concepts to which the Realists now wished to attribute such a being, and thereby called forth the victorious opposition of Nominalism.
In § 49 of the first volume, I’ve clearly pointed out the difference between an Idea and a conception. However, their similarity stems from this: the original and essential unity of an Idea gets fragmented into a variety of individual things through the perception of the knowing individual, which is influenced by sensory and mental conditions. That unity is then reestablished through reason’s reflection, but only in the abstract as a concept, which is a universal. This is indeed equal to the Idea in scope, but it takes on quite a different form, losing its tangible nature and consequently its full determinateness. In this sense (and no other), we could describe the Ideas in Scholastic terms as universalia ante rem and the conceptions as universalia post rem. Between the two are the individual things, which even animals possess knowledge of. Undoubtedly, the Scholastic realism arose from the confusion between Platonic Ideas, which can indeed be attributed an objective real existence since they are also the species, and the mere concepts that the Realists wanted to assign such existence to, leading to the successful emergence of Nominalism.
Chapter 30.10 On the Pure Subject of Knowledge.
The comprehension of an Idea, the entrance of it into our consciousness, is only possible by means of a change in us, which might also be regarded as an act of self-denial; for it consists in this, that knowledge turns away altogether from our own will, thus now leaves out of sight entirely the valuable pledge intrusted to it, and considers things as if they could never concern the will at all. For thus alone does knowledge become a pure mirror of the objective nature of things. Knowledge conditioned in this way must lie at the foundation of every genuine work of art as its origin. The change in the subject which is required for this cannot proceed from the will, just because it consists in the elimination of all volition; thus it can be no act of the will, i.e., it cannot lie in our choice. On the contrary, it springs only from a temporary preponderance of the intellect over the will, or, physiologically considered, from a strong excitement of the perceptive faculty of the brain, without any excitement of the desires or emotions. To explain this somewhat more accurately I remind the reader that our consciousness has two sides; partly, it is a consciousness of our own selves, which is the will; partly a consciousness of other things, and as such primarily, knowledge, through perception, of the external world, the apprehension of objects. Now the more one side of the whole consciousness comes to the front, the more the other side withdraws. Accordingly, the consciousness of other things, thus knowledge of perception, becomes the more [pg 127] perfect, i.e., the more objective, the less we are conscious of ourselves at the time. Here exists an actual antagonism. The more we are conscious of the object, the less we are conscious of the subject; the more, on the other hand, the latter occupies our consciousness, the weaker and more imperfect is our perception of the external world. The state which is required for pure objectivity of perception has partly permanent conditions in the perfection of the brain and the general physiological qualities favourable to its activity, partly temporary conditions, inasmuch as such a state is favoured by all that increases the attention and heightens the susceptibility of the cerebral nervous system, yet without exciting any passion. One must not think here of spirituous drinks or opium; what is rather required is a night of quiet sleep, a cold bath, and all that procures for the brain activity an unforced predominance by quieting the circulation and calming the passions. It is especially these natural means of furthering the cerebral nervous activity which bring it about, certainly so much the better the more developed and energetic in general the brain is, that the object separates itself ever more from the subject, and finally introduces the state of pure objectivity of perception, which of itself eliminates the will from consciousness, and in which all things stand before us with increased clearness and distinctness, so that we are conscious almost only of them and scarcely at all of ourselves; thus our whole consciousness is almost nothing more than the medium through which the perceived object appears in the world as an idea. Thus it is necessary for pure, will-less knowledge that the consciousness of ourselves should vanish, since the consciousness of other things is raised to such a pitch. For we only apprehend the world in a purely objective manner when we no longer know that we belong to it; and all things appear the more beautiful the more we are conscious merely of them and the less we are conscious of ourselves. Since now all suffering proceeds from the will, [pg 128] which constitutes the real self, with the withdrawal of this side of consciousness all possibility of suffering is also abolished; therefore the condition of the pure objectivity of perception is one which throughout gives pleasure; and hence I have shown that in it lies one of the two constituent elements of æsthetic satisfaction. As soon, on the other hand, as the consciousness of our own self, thus subjectivity, i.e., the will, again obtains the upper hand, a proportional degree of discomfort or unrest also enters; of discomfort, because our corporealness (the organism which in itself is the will) is again felt; of unrest, because the will, on the path of thought, again fills the consciousness through wishes, emotions, passions, and cares. For the will, as the principle of subjectivity, is everywhere the opposite, nay, the antagonist of knowledge. The greatest concentration of subjectivity consists in the act of will proper, in which therefore we have the most distinct consciousness of our own self. All other excitements of the will are only preparations for this; the act of will itself is for subjectivity what for the electric apparatus is the passing of the spark. Every bodily sensation is in itself an excitement of the will, and indeed oftener of the noluntas than of the voluntas. The excitement of the will on the path of thought is that which occurs by means of motives; thus here the subjectivity is awakened and set in play by the objectivity itself. This takes place whenever any object is apprehended no longer in a purely objective manner, thus without participation in it, but, directly or indirectly, excites desire or aversion, even if it is only by means of a recollection, for then it acts as a motive in the widest sense of the word.
The understanding of an idea and its entry into our consciousness only happens through a change within us, which can also be seen as an act of self-denial. This change involves knowledge completely turning away from our own will, thus entirely disregarding the valuable commitment entrusted to it and viewing things as if they could never be relevant to our will at all. This is the only way knowledge can become a true reflection of the objective nature of things. Such knowledge must serve as the foundation for every genuine work of art. The change in the subject required for this cannot come from the will since it involves eliminating all volition; therefore, it is not an act of will, i.e., it is not something we choose. Instead, it arises only from a temporary dominance of intellect over will, or, from a physiological perspective, from a strong activation of the brain’s perceptive capabilities, without any stirring of desires or emotions. To clarify this further, I want to remind you that our consciousness has two aspects: partly, it is an awareness of our ourselves, which is the will; partly, it is an awareness of other things, primarily knowledge, through observation, of the external world and the understanding of objects. The more one aspect of consciousness is highlighted, the more the other aspect retreats. Therefore, the awareness of other stuff, or knowledge through perception, becomes more [pg 127] refined, i.e., the more objective it becomes, the less we are aware of ourselves at that moment. There exists a true opposition here: the more we are aware of the object, the less we are aware of the subject; conversely, when the subject takes up our consciousness, our perception of the external world becomes weaker and less complete. The state necessary for pure objectivity of perception has both permanent conditions, such as the brain's perfection and the physiological qualities that support its functioning, as well as temporary conditions, as such a state is promoted by anything that increases attention and enhances the sensitivity of the nervous system without stirring any passions. One should not think here of alcoholic drinks or opium; instead, what is needed is a peaceful night’s sleep, a cold bath, and everything that allows brain activity to take precedence by calming circulation and soothing passions. It is especially these natural methods that enhance cerebral activity and enable the object to increasingly separate from the subject, ultimately leading to a state of pure objectivity of perception, which naturally removes will from consciousness, where all things appear with greater clarity and definition, so that we are primarily aware of them and hardly aware of ourselves; thus, our entire consciousness is almost nothing more than the medium through which the perceived object manifests itself in the world as an idea. Therefore, for pure, will-less knowledge, it is essential that self-awareness fades away, as the awareness of other things rises to such a degree. We only perceive the world in a purely objective manner when we no longer recognize ourselves as part of it; and all things seem more beautiful when we are mostly conscious of them and less conscious of ourselves. Since all suffering arises from the will, [pg 128] which constitutes the true self, the withdrawal of this aspect of consciousness also removes all possibility of suffering. Therefore, the condition of pure objectivity of perception is one that consistently brings pleasure; and I have shown that within it lies one of the two essential elements of aesthetic satisfaction. Conversely, as soon as the awareness of our own self, that is, subjectivity, i.e., the will, regains dominance, a proportional sense of discomfort or unrest also arises; discomfort, because we again feel our physicality (the organism, which is the will itself); unrest, because the will fills our consciousness with desires, emotions, passions, and worries. The will, being the principle of subjectivity, is inherently the opposite, indeed the enemy, of knowledge. The highest concentration of subjectivity is found in the willpower itself, where we have the clearest consciousness of our own self. All other manifestations of the will are merely preparations for this; the act of will itself is to subjectivity what the passing of a spark is to an electrical apparatus. Every bodily sensation is essentially an excitation of the will, and actually more often of the noluntas than of the volunteering. The activation of the will in the thought process occurs through motives; thus, subjectivity is stirred up and engaged by the objectivity itself. This happens whenever an object is no longer apprehended in a purely objective way, that is, without personal involvement, but instead directly or indirectly provokes desire or aversion, even if merely through a memory, as it then acts as a motive in the broadest sense of the term.
I remark here that abstract thinking and reading, which are connected with words, belong indeed in the wider sense to the consciousness of other things, thus to the objective employment of the mind; yet only indirectly, by means of conceptions. But the latter are the artificial product of the reason, and are therefore already a work [pg 129] of intention. Moreover, the will is the ruler of all abstract exercise of the mind, for, according to its aims, it imparts the direction, and also fixes the attention; therefore such mental activity is always accompanied by some effort; and this presupposes the activity of the will. Thus complete objectivity of consciousness does not exist with this kind of mental activity, as it accompanies the æsthetic apprehension, i.e., the knowledge of the Ideas, as a condition.
I want to point out that abstract thinking and reading, which are related to words, actually belong, in a broader sense, to the consciousness of other things. This means they are part of the objective use of the mind, but only indirectly, through concepts. However, concepts are an artificial creation of reason, and therefore already involve some intentionality. Additionally, the will is in control of all abstract mental activities; it sets the direction and focuses attention based on its goals. As a result, this type of mental activity always requires some effort, which relies on the will's engagement. Therefore, complete objectivity in consciousness doesn't exist in this kind of mental activity, as it is connected to aesthetic understanding, or the knowledge of ideas, as a prerequisite.
In accordance with the above, the pure objectivity of perception, by virtue of which no longer the individual thing as such, but the Idea of its species is known, is conditioned by the fact that one is no longer conscious of oneself, but only of the perceived objects, so that one's own consciousness only remains as the supporter of the objective existence of these objects. What increases the difficulty of this state, and therefore makes it more rare, is, that in it the accident (the intellect) overcomes and annuls the substance (the will), although only for a short time. Here also lies the analogy and, indeed, the relationship of this with the denial of the will expounded at the end of the following book. Although knowledge, as was shown in the preceding book, is sprung from the will and is rooted in the manifestation of the will, the organism, yet it is just by the will that its purity is disturbed, as the flame is by the fuel and its smoke. It depends upon this that we can only apprehend the purely objective nature of things, the Ideas which appear in them, when we have ourselves no interest in them, because they stand in no relation to our will. From this, again, it arises that the Ideas of anything appeal to us more easily from a work of art than from reality. For what we behold only in a picture or in poetry stands outside all possibility of having any relation to our will; for in itself it exists only for knowledge and appeals immediately to knowledge alone. On the other hand, the apprehension of Ideas from reality assumes some measure [pg 130] of abstraction from our own volition, arising above its interests which demands a special power of the intellect. In a high degree, and for some duration, this belongs only to genius, which consists indeed in this, that a greater measure of the power of knowledge exists than is required for the service of an individual will, and this surplus becomes free, and now comprehends the world without reference to the will. Thus that the work of art facilitates so greatly the apprehension of the Ideas, in which æsthetic satisfaction consists, depends not merely upon the fact that art, by giving prominence to what is essential and eliminating what is unessential, presents the things more distinctly and characteristically, but just as much on the fact that the absolute silence of the will, which is demanded for the purely objective comprehension of the nature of the things, is attained with the greatest certainty when the perceived object itself lies entirely outside the province of things which are capable of having a relation to the will, because it is nothing real, but a mere picture. Now this holds good, not only of the works of plastic and pictorial art, but also of poetry; the effect of which is also conditioned by indifferent, will-less, and thereby purely objective apprehension. It is exactly this which makes a perceived object picturesque, an event of actual life poetical; for it is only this that throws over the objects of the real world that magic gleam which in the case of sensibly perceived objects is called the picturesque, and in the case of those which are only perceived in imagination is called the poetical. If poets sing of the blithe morning, the beautiful evening, the still moonlight night, and many such things, the real object of their praise is, unknown to themselves, the pure subject of knowledge which is called forth by those beauties of nature, and on the appearance of which the will vanishes from consciousness, and so that peace of heart enters which, apart from this, is unattainable in the world. How otherwise, for example, could the verse—
In line with what was mentioned above, the complete objectivity of perception, through which we know not the individual thing itself, but the Idea of its species, depends on the fact that we are no longer aware of ourselves, but only of the objects we perceive, so our own consciousness merely supports the objective existence of these objects. The challenge of this state, making it quite rare, is that intellect (the accident) temporarily overcomes and negates substance (the will). This has a parallel and is indeed related to the denial of the will discussed at the end of the next book. Although knowledge, as shown in the previous book, arises from the will and is rooted in its expression through the organism, it is precisely the will that disrupts its purity, just as flame is affected by fuel and smoke. We can only fully grasp the purely objective nature of things, the Ideas they embody, when we have no personal interest in them, as they do not relate to our will. Consequently, the Ideas of anything resonate with us more easily through art than through reality. What we see only in a picture or in poetry exists outside any possibility of relating to our will; it exists solely for knowledge and appeals directly to knowledge alone. On the other hand, grasping Ideas from reality requires some degree of distancing ourselves from our own desires, rising above their interests, which demands exceptional intellectual strength. To a great extent and for a significant duration, this is a trait of genius, which consists of having a greater capacity for knowledge than what is needed to serve one’s individual will, and this surplus becomes free, allowing comprehension of the world without reference to the will. Thus, the artwork greatly aids in understanding the Ideas that aesthetic satisfaction comprises. This is not only because art emphasizes the essential and removes the unessential, presenting things more clearly and distinctly, but also because the complete silence of the will, necessary for purely objective understanding of the nature of things, is most reliably achieved when the perceived object lies entirely outside the realm of things that can relate to the will, since it is not real but merely an image. This applies not only to plastic and visual arts but also to poetry; its effect also relies on a detached, will-less, and purely objective understanding. This is precisely what makes a perceived object picturesque and an actual event in life poetical; it is this that casts the magical glow over the objects of the real world, which, in the case of those sensed directly, is called picturesque, while in the case of those imagined is termed poetical. When poets sing of a cheerful morning, a lovely evening, a calm moonlit night, and many more such things, the true object of their praise is, unbeknownst to them, the pure subject of knowledge evoked by those beauties of nature, on the appearance of which the will fades from consciousness, allowing a peace of heart that is otherwise unattainable in the world. How else, for example, could the verse—
affect us so beneficently, nay, so magically? Further, that the stranger or the mere passing traveller feels the picturesque or poetical effect of objects which are unable to produce this effect upon those who live among them may be explained from the fact that the novelty and complete strangeness of the objects of such an indifferent, purely objective apprehension are favourable to it. Thus, for example, the sight of an entirely strange town often makes a specially agreeable impression upon the traveller, which it by no means produces in the inhabitant of it; for it arises from the fact that the former, being out of all relation to this town and its inhabitants, perceives it purely objectively. Upon this depends partly the pleasure of travelling. This seems also to be the reason why it is sought to increase the effect of narrative or dramatic works by transferring the scene to distant times or lands: in Germany, to Italy or Spain; in Italy, to Germany, Poland, or even Holland. If now perfectly objective, intuitive apprehension, purified from all volition, is the condition of the enjoyment of æsthetic objects, so much the more is it the condition of their production. Every good picture, every genuine poem, bears the stamp of the frame of mind described. For only what has sprung from perception, and indeed from purely objective perception, or is directly excited by it, contains the living germ from which genuine and original achievements can grow up: not only in plastic and pictorial art, but also in poetry, nay, even in philosophy. The punctum saliens of every beautiful work, of every great or profound thought, is a purely objective perception. Such perception, however, is absolutely conditioned by the complete silence of the will, which leaves the man simply the pure subject of knowledge. The natural disposition for the predominance of this state is genius.
How do they affect us so positively, even magically? Moreover, the fact that a stranger or a passing traveler can feel the picturesque or poetic impact of things that those living around them cannot may be explained by the novelty and total unfamiliarity of these objects. This novelty enhances the experience. For instance, seeing a completely unfamiliar town often leaves a particularly pleasant impression on a traveler, which doesn’t happen for those who live there. This arises because the traveler, being disconnected from the town and its people, views it in a purely objective way. This is partly what makes traveling enjoyable. This also explains why narratives or dramatic works are often set in distant places or times: in Germany, often in Italy or Spain; in Italy, often in Germany, Poland, or even the Netherlands. If totally objective, intuitive perception, free from any desire, is essential for enjoying aesthetic objects, it is even more vital for creating them. Every good painting, every genuine poem, carries the essence of this mindset. Only what comes from perception, especially from purely objective perception, or is directly inspired by it, contains the vital spark from which authentic and original works can develop—not just in visual arts but also in poetry and even philosophy. The key moment of every beautiful work, every great or profound idea, is based on a purely objective perception. However, this perception is entirely influenced by the complete absence of will, leaving the person as a pure subject of knowledge. The natural tendency for this state to prevail is genius.
With the disappearance of volition from consciousness, [pg 132] the individuality also, and with it its suffering and misery, is really abolished. Therefore I have described the pure subject of knowledge which then remains over as the eternal eye of the world, which, although with very different degrees of clearness, looks forth from all living creatures, untouched by their appearing and passing away, and thus, as identical with itself, as constantly one and the same, is the supporter of the world of permanent Ideas, i.e., of the adequate objectivity of the will; while the individual subject, whose knowledge is clouded by the individuality which springs from the will, has only particular things as its object, and is transitory as these themselves. In the sense here indicated a double existence may be attributed to every one. As will, and therefore as individual, he is only one, and this one exclusively, which gives him enough to do and to suffer. As the purely objective perceiver, he is the pure subject of knowledge in whose consciousness alone the objective world has its existence; as such he is all things so far as he perceives them. and in him is their existence without burden or inconvenience. It is his existence, so far as it exists in his idea; but it is there without will. So far, on the other hand, as it is will, it is not in him. It is well with every one when he is in that state in which he is all things; it is ill with him when in the state in which he is exclusively one. Every state, every man, every scene of life, requires only to be purely objectively apprehended and be made the subject of a sketch, whether with pencil or with words, in order to appear interesting, charming, and enviable; but if one is in it, if one is it oneself, then (it is often a case of) may the devil endure it. Therefore Goethe says—
With the disappearance of choice from consciousness, [pg 132] individuality also fades away, along with its suffering and misery. That's why I’ve described the pure subject of knowledge that remains as the eternal eye of the world, which, although with varying degrees of clarity, looks out from all living beings, unaffected by their coming and going. Thus, as it remains identical to itself, constant and unchanging, it supports the world of permanent Ideas, i.e., the adequate objectivity of the will; while the individual subject, whose knowledge is clouded by the individuality arising from the will, only has specific things as its object and is as fleeting as those things themselves. In this sense, each person can be seen as having a dual existence. As will, and therefore as an individual, they are just one, and this singularity is enough to engage them and bring them suffering. As the purely objective observer, they are the pure subject of knowledge in whose consciousness alone the objective world exists; as such, they are everything as far as they perceive them, and in them exists these things without burden or difficulty. It is their existence, to the extent it exists in their idea; but it exists there without will. Conversely, to the extent it is will, it is not within them. Everyone is better off when they’re in a state of being all things; they struggle when they find themselves in a state of being only one. Every situation, every person, every scene of life just needs to be purely and objectively perceived and illustrated, whether with a pencil or with words, to seem interesting, beautiful, and enviable; but if one is in it, if one is it themselves, then it often becomes a case of may the devil take it. Therefore Goethe says—
There was a period in the years of my youth when I was always trying to see myself and my action from without, and picture it to myself; probably in order to make it more enjoyable to me.
There was a time in my youth when I constantly tried to view myself and my actions from an outside perspective and imagine it; probably to make it more enjoyable for me.
As I have never spoken before on the subject I have just been considering, I wish to add a psychological illustration of it.
As I've never talked about this topic before, I want to include a psychological example of it.
In the immediate perception of the world and of life we consider things, as a rule, merely in their relations, consequently according to their relative and not their absolute nature and existence. For example, we will regard houses, ships, machines, and the like with the thought of their end and their adaptation to it; men, with the thought of their relation to us, if they have any such; and then with that of their relations to each other, whether in their present action or with regard to their position and business, judging perhaps their fitness for it, &c. Such a consideration of the relations we can follow more or less far to the most distant links of their chain: the consideration will thereby gain in accuracy and extent, but in its quality and nature it remains the same. It is the consideration of things in their relations, nay, by means of these, thus according to the principle of sufficient reason. Every one, for the most part and as a rule, is given up to this method of consideration; indeed I believe that most men are capable of no other. But if, as an exception, it happens that we experience a momentary heightening of the intensity of our intuitive intelligence, we at once see things with entirely different eyes, in that we now apprehend them no longer according to their relations, but according to that which they are in and for themselves, and suddenly perceive their absolute existence apart from their relative existence. At once every individual represents its species; and accordingly we now apprehend the universal of every being. Now what we thus know are the Ideas of things; but out of these there now speaks a higher wisdom than that which knows of mere relations. And we also have then passed out of the relations, and have thus become the pure subject of knowledge. But what now exceptionally brings about this state must be internal physiological processes, which purify the activity [pg 134] of the brain, and heighten it to such a degree that a sudden spring-tide of activity like this ensues. The external conditions of this are that we remain completely strange to the scene to be considered, and separated from it, and are absolutely not actively involved in it.
In our immediate understanding of the world and life, we usually think about things only in relation to one another, focusing on their relative rather than absolute nature and existence. For instance, we view houses, ships, machines, and similar objects with an awareness of their purpose and how they fit that purpose. We consider people in terms of how they relate to us, if at all, and then how they relate to one another in their current actions or in terms of their roles and responsibilities, perhaps judging their suitability for those roles, etc. This relational consideration can be traced out through more or less distant connections; as we do this, our understanding becomes more accurate and broader, yet its essence remains unchanged. It's still about seeing things in relation to one another, or even more importantly, through these relations, thereby adhering to the principle of sufficient reason. Most people typically engage in this way of thinking; in fact, I believe that most can’t think in any other way. However, if we experience an exceptional moment where our intuitive intelligence sharpens, we suddenly perceive things in a completely different light, seeing them not just in terms of their relations but for what they are in and of themselves, and we recognize their absolute existence separate from their relative existence. In that instant, each individual embodies its kind, allowing us to grasp the essence of every being. What we come to understand are the *Ideas of things*; however, within these ideas speaks a deeper wisdom that goes beyond mere relations. At this point, we have transcended those relations and become the pure subject of knowledge. The internal physiological processes that create this heightened state must purify brain activity and enhance it to the extent that this sudden surge of understanding occurs. Externally, this requires us to be completely detached from the situation under consideration, not actively involved in it at all.
In order to see that a purely objective, and therefore correct, comprehension of things is only possible when we consider them without any personal participation in them, thus when the will is perfectly silent, let one call to mind how much every emotion or passion disturbs and falsifies our knowledge, indeed how every inclination and aversion alters, colours, and distorts not only the judgment, but even the original perception of things. Let one remember how when we are gladdened by some fortunate occurrence the whole world at once assumes a bright colour and a smiling aspect, and, on the contrary, looks gloomy and sad when we are pressed with cares; also, how even a lifeless thing, if it is to be made use of in doing something which we abhor, seems to have a hideous physiognomy; for example, the scaffold, the fortress, to which we have been brought, the surgeon's cases of instruments; the travelling carriage of our loved one, &c., nay, numbers, letters, seals, may seem to grin upon us horribly and affect us as fearful monstrosities. On the other hand, the tools for the accomplishment of our wishes at once appear to us agreeable and pleasing; for example, the hump-backed old woman with the love-letter, the Jew with the louis d'ors, the rope-ladder to escape by, &c. As now here the falsification of the idea through the will in the case of special abhorrence or love is unmistakable, so is it present in a less degree in every object which has any even distant relation to our will, that is, to our desire or aversion. Only when the will with its interests has left consciousness, and the intellect freely follows its own laws, and as pure subject mirrors the objective world, yet in doing so, although spurred on by no volition, is of its own inclination in the highest [pg 135] state of tension and activity, do the colours and forms of things appear in their true and full significance. Thus it is from such comprehension alone that genuine works of art can proceed whose permanent worth and ever renewed approval arises simply from the fact that they express the purely objective element, which lies at the foundation of and shines through the different subjective, and therefore distorted, perceptions, as that which is common to them all and alone stands fast; as it were the common theme of all those subjective variations. For certainly the nature which is displayed before our eyes exhibits itself very differently in different minds; and as each one sees it so alone can he repeat it, whether with the pencil or the chisel, or with words and gestures on the stage. Objectivity alone makes one capable of being an artist; but objectivity is only possible in this way, that the intellect, separated from its root the will, moves freely, and yet acts with the highest degree of energy.
To truly understand things in an objective and correct way, we need to look at them without any personal involvement, meaning our desires must be completely quiet. Think about how emotions and passions disrupt and distort our knowledge; our likes and dislikes influence not just our judgment but also how we initially perceive things. When something fortunate happens, the entire world seems brighter and happier, while worries can make everything appear dark and sad. Even inanimate objects can seem unpleasant if we have to use them for something we despise—like a scaffold, a fortress we dread, a surgeon's instruments, or the carriage of someone we care about. Numbers, letters, and seals can also seem like terrifying monsters. Conversely, tools that help us achieve our wishes appear attractive and pleasant—like the hunchbacked woman with a love letter, the man offering gold coins, or a rope ladder for escape. This distortion through desire is clear in cases of strong dislike or love, but it also exists to a lesser degree in everything connected to our wants or aversions. Only when our will and personal interests are absent from our awareness, allowing our intellect to operate freely and purely reflect the objective world, do we see the true significance of things. It is only through such a perspective that genuine art can emerge, as its lasting value comes from expressing the purely objective element that underlies and transcends various subjective and distorted perceptions, serving as a common theme among them. Nature appears vastly different depending on the mind observing it, and each person can only recreate it as they see it, whether through painting, sculpting, or performing. Objectivity is essential for being an artist, achievable only when the intellect is detached from the will, yet still acts with maximum energy.
To the youth whose perceptive intellect still acts with fresh energy nature often exhibits itself with complete objectivity, and therefore with perfect beauty. But the pleasure of such a glance is sometimes disturbed by the saddening reflection that the objects present which exhibit themselves in such beauty do not stand in a personal relation to this will, by virtue of which they could interest and delight him; he expects his life in the form of an interesting romance. “Behind that jutting cliff the well-mounted band of friends should await me,—beside that waterfall my love should rest; this beautifully lighted building should be her dwelling, and that vine-clad window hers;—but this beautiful world is for me a desert!” and so on. Such melancholy youthful reveries really demand something exactly contradictory to themselves; for the beauty with which those objects present themselves depends just upon the pure objectivity, i.e., disinterestedness of their perception, and would therefore at once be abolished by the relation to his own will which the youth painfully misses, [pg 136] and thus the whole charm which now affords him pleasure, even though alloyed with a certain admixture of pain, would cease to exist. The same holds good, moreover, of every age and every relation; the beauty of the objects of a landscape which now delights us would vanish if we stood in personal relations to them, of which we remained always conscious. Everything is beautiful only so long as it does not concern us. (We are not speaking here of sensual passion, but of æsthetic pleasure.) Life is never beautiful, but only the pictures of life are so in the transfiguring mirror of art or poetry; especially in youth, when we do not yet know it. Many a youth would receive great peace of mind if one could assist him to this knowledge.
To the youth whose sharp mind is still full of energy, nature often shows itself with complete objectivity, and therefore with perfect beauty. But the joy of such a view is sometimes interrupted by the sad thought that the objects we see in their beauty don't have a personal connection to his desires, making it hard for them to truly engage and delight him; he wants his life to play out like an interesting romance. “Behind that jutting cliff, my loyal friends should be waiting for me, and by that waterfall, my love should be resting; this beautifully lit building should be her home, and that vine-covered window should be hers; but this beautiful world feels like a desert to me!” and so on. Such melancholic youthful daydreams actually demand something entirely opposite; for the beauty of those objects is contingent on the pure objectivity, i.e., the disinterestedness of their perception, which would instantly disappear with the personal connection to his own desires that the youth painfully longs for, [pg 136] and thus the entire charm that currently brings him pleasure, albeit mixed with a bit of pain, would cease to exist. The same is true for every age and every relationship; the beauty of a landscape that delights us would fade if we had a personal stake in them, of which we remained constantly aware. Everything is beautiful only as long as it does not involve us. (We're not talking about sensual desire, but about aesthetic pleasure.) Life is never beautiful, but only the images of life are so in the transformative mirror of art or poetry; especially in youth, when we still don’t fully understand it. Many a young person would find great peace of mind if they could be guided to this realization.
Why has the sight of the full moon such a beneficent, quieting, and exalting effect? Because the moon is an object of perception, but never of desire:
Why does the sight of a full moon have such a positive, calming, and uplifting effect? Because the moon is something we can observe, but it’s never something we crave:
Further, it is sublime, i.e., it induces a lofty mood in us, because, without any relation to us, it moves along for ever strange to earthly doings, and sees all while it takes part in nothing. Therefore, at the sight of it the will, with its constant neediness, vanishes from consciousness, and leaves a purely knowing consciousness behind. Perhaps there is also mingled here a feeling that we share this sight with millions, whose individual differences are therein extinguished, so that in this perception they are one, which certainly increases the impression of the sublime. Finally, this is also furthered by the fact that the moon lights without heating, in which certainly lies the reason why it has been called chaste and identified with Diana. In consequence of this whole beneficent impression upon our feeling, the moon becomes gradually our bosom friend. The sun, again, never does so; but is like an over-plenteous benefactor whom we can never look in the face.
Furthermore, it is sublime, meaning it brings about a lofty mood in us because, completely independent of us, it endlessly wanders, remaining distant from earthly matters, observing everything while participating in nothing. As a result, when we behold it, our constant desires fade from awareness, leaving behind a purely knowing consciousness. Perhaps there's also a feeling that we share this view with millions, whose individual differences disappear, so that in this perception, they become one, which certainly enhances the sense of the sublime. Finally, this is also supported by the fact that the moon illuminates without warming, which is likely why it has been called chaste and associated with Diana. Because of this positive effect on our emotions, the moon gradually becomes our close friend. The sun, on the other hand, never achieves this; it is like an overly generous benefactor we can never look directly at.
The following remark may find room here as an addition to what is said in § 38 of the first volume on the æsthetic pleasure afforded by light, reflection, and colours. The whole immediate, thoughtless, but also unspeakable, pleasure which is excited in us by the impression of colours, strengthened by the gleam of metal, and still more by transparency, as, for example, in coloured windows, and in a greater measure by means of the clouds and their reflection at sunset,—ultimately depends upon the fact that here in the easiest manner, almost by a physical necessity, our whole interest is won for knowledge, without any excitement of our will, so that we enter the state of pure knowing, although for the most part this consists here in a mere sensation of the affection of the retina, which, however, as it is in itself perfectly free from pain or pleasure, and therefore entirely without direct influence on the will, thus belongs to pure knowledge.
The following remark may fit here as an addition to what is mentioned in § 38 of the first volume about the aesthetic pleasure that comes from light, reflection, and colors. The immediate, instinctive, but also indescribable pleasure we feel from the impression of colors, enhanced by the shine of metal, and even more so by transparency—like in colored windows, and even more during sunset with the clouds and their reflections—ultimately relies on the fact that our entire interest is effortlessly captured for knowledge, without stirring our will. This allows us to enter a state of pure awareness, even though this mostly consists of a simple sensation from the stimulation of the retina, which, being completely free of pain or pleasure and thus entirely unaffected by the will, relates to pure knowledge.
Chapter 31.11 On Genius.com.
What is properly denoted by the name genius is the predominating capacity for that kind of knowledge which has been described in the two preceding chapters, the knowledge from which all genuine works of art and poetry, and even of philosophy, proceed. Accordingly, since this has for its objects the Platonic Ideas, and these are not comprehended in the abstract, but only perceptibly, the essence of genius must lie in the perfection and energy of the knowledge of perception. Corresponding to this, the works which we hear most decidedly designated works of genius are those which start immediately from perception and devote themselves to perception; thus those of plastic and pictorial art, and then those of poetry, which gets its perceptions by the assistance of the imagination. The difference between genius and mere talent makes itself noticeable even here. For talent is an excellence which lies rather in the greater versatility and acuteness of discursive than of intuitive knowledge. He who is endowed with talent thinks more quickly and more correctly than others; but the genius beholds another world from them all, although only because he has a more profound perception of the world which lies before them also, in that it presents itself in his mind more objectively, and consequently in greater purity and distinctness.
What we really mean by the term genius is the dominant ability for the kind of knowledge described in the two previous chapters, the kind from which all true works of art, poetry, and even philosophy arise. This knowledge focuses on Platonic Ideas, which aren’t understood in an abstract way but are just perceived. Therefore, the essence of genius must lie in the perfection and intensity of perceptual knowledge. Consequently, the works we commonly call genius are those that originate directly from perception and focus on it; these include visual and plastic arts, as well as poetry, which derives its perceptions through the imagination. The distinction between genius and mere talent is evident here. Talent is more about a greater versatility and sharpness in analytical thinking than intuitive insight. A talented person thinks faster and more accurately than others, but a genius sees a different world than everyone else, not just because they have a deeper understanding of the world around them, but because it appears in their minds more objectively, and thus with greater clarity and precision.
The intellect is, according to its destination, merely the medium of motives; and in accordance with this it originally comprehends nothing in things but their relations to the will, the direct, the indirect, and the possible. In the case of the brutes, where it is almost entirely confined to the direct relations, the matter is just on that account most apparent: what has no relation to their will does not exist for them. Therefore we sometimes see with surprise that even clever animals do not observe at all something conspicuous to them; for example, they show no surprise at obvious alterations in our person and surroundings. In the case of normal men the indirect, and even the possible, relations to the will are added, the sum of which make up the total of useful knowledge; but here also knowledge remains confined to the relations. Therefore the normal mind does not attain to an absolutely pure, objective picture of things, because its power of perception, whenever it is not spurred on by the will and set in motion, at once becomes tired and inactive, because it has not enough energy of its own elasticity and without an end in view to apprehend the world in a purely objective manner. Where, on the other hand, this takes place—where the brain has such a surplus of the power of ideation that a pure, distinct, objective image of the external world exhibits itself without any aim; an image which is useless for the intentions of the will, indeed, in the higher degrees, disturbing, and even injurious to them—there, the natural disposition, at least, is already present for that abnormity which the name genius denotes, which signifies that here a genius foreign to the will, i.e., to the I proper, as it were coming from without, seems to be active. But to speak without a figure: genius consists in this, that the knowing faculty has received a considerably greater development than the service of the will, for which alone it originally appeared, demands. Therefore, strictly speaking, physiology might to a certain extent class such a superfluity of brain activity, and with it of brain itself, among the monstra per excessum, [pg 140] which, it is well known, it co-ordinates with monstra per defectum and those per situm mutatum. Thus genius consists in an abnormally large measure of intellect, which can only find its use by being applied to the universal of existence, whereby it then devotes itself to the service of the whole human race, as the normal intellect to that of the individual. In order to make this perfectly comprehensible one might say: if the normal man consists of two-thirds will and one-third intellect, the genius, on the contrary, has two-thirds intellect and one-third will. This might, then, be further illustrated by a chemical simile: the base and the acid of a neutral salt are distinguished by the fact that in each of the two the radical has the converse relation to oxygen to that which it has in the other. The base or the alkali is so because in it the radical predominates with reference to oxygen, and the acid is so because in it oxygen predominates. In the same way now the normal man and the genius are related in respect of will and intellect. From this arises a thorough distinction between them, which is visible even in their whole nature and behaviour, but comes out most clearly in their achievements. One might add the difference that while that total opposition between the chemical materials forms the strongest affinity and attraction between them, in the human race the opposite is rather wont to be found.
The intellect is, based on its purpose, just a medium for motives; and because of this, it originally understands nothing in things except their relationships to the will—direct, indirect, and possible. In the case of animals, where it is mostly limited to direct relationships, this is especially clear: what doesn't relate to their will simply doesn’t exist for them. That's why we sometimes find it surprising that even smart animals fail to notice something obvious to them; for example, they don't react to obvious changes in our appearance or surroundings. In normal humans, the indirect and even possible relationships to the will are added, which together form the total of useful knowledge; but here too, knowledge stays within the realm of relationships. Therefore, a normal mind doesn't achieve a completely pure, objective image of things because its ability to perceive, unless motivated by will and put into action, quickly becomes fatigued and inactive, lacking enough energy of its own elasticity and without a purpose to perceive the world in a purely objective way. On the other hand, when this does happen—where the brain has such an excess of creative power that a pure, clear, objective image of the external world presents itself without any aim; an image that is useless for the will's intentions and, in higher degrees, even disruptive and harmful to them—there, the innate disposition is at least present for that abnormality called genius, which indicates that here a genius foreign to the will, i.e., to the true self, seems to be at work from without. To put it simply: genius is when the knowing part of the mind has developed significantly more than the fulfilling the will, for which it originally emerged. Therefore, from a physiological perspective, one might somewhat categorize such excess of brain activity—and by extension, the brain itself—among the reveal through excess, [pg 140] which is known to be aligned with show by default and as the situation changes. Thus, genius involves an unusually large amount of intellect that can only be utilized when directed toward the broad scope of existence, thus dedicating itself to the service of all humanity, while the normal intellect serves the individual. To clarify this: if a normal person is composed of two-thirds will and one-third intellect, a genius, in contrast, has two-thirds intellect and one-third will. This could further be explained using a chemical analogy: the base and acid of a neutral salt are distinct in that each has the radical relating to oxygen oppositely compared to the other. The base or alkali is so because the radical dominates in relation to oxygen, while the acid is so because oxygen dominates within it. Similarly, the relationship between the normal person and the genius concerns will and intellect. This creates a clear distinction between them, evident in their overall nature and behavior, most apparent in their accomplishments. One could also note that while that total opposition between chemical components creates the strongest affinity and attraction between them, in humans, the opposite is more commonly observed.
The first manifestation which such a superfluity of the power of knowledge calls forth shows itself for the most part in the most original and fundamental knowledge, i.e., in knowledge of perception, and occasions the repetition of it in an image; hence arises the painter and the sculptor. In their case, then, the path between the apprehension of genius and the artistic production is the shortest; therefore the form in which genius and its activity here exhibits itself is the simplest and its description the easiest. Yet here also the source is shown from which all genuine productions in every art, in poetry, and indeed in philosophy, [pg 141] have their origin, although in the case of these the process is not so simple.
The first sign that this extra power of knowledge creates mostly manifests in the most basic and fundamental knowledge, that is, knowledge of perception, which leads to its repetition in an image; this is how painters and sculptors come into being. For them, the connection between the grasp of genius and the creation of art is the most direct; that’s why the way genius and its activity show up here is the simplest, and its explanation is the easiest. Yet even here, we can see the source from which all genuine works in every art, in poetry, and even in philosophy, [pg 141] originate, although the process for these is not as straightforward.
Let the result arrived at in the first book be here borne in mind, that all perception is intellectual and not merely sensuous. If one now adds the exposition given here, and, at the same time, in justice considers that the philosophy of last century denoted the perceptive faculty of knowledge by the name “lower powers of the soul,” we will not think it so utterly absurd nor so deserving of the bitter scorn with which Jean Paul quotes it in his “Vorschule der Æsthetik,” that Adelung, who had to speak the language of his age, placed genius in “a remarkable strength of the lower powers of the soul.” The work just referred to of this author, who is so worthy of our admiration, has great excellences, but yet I must remark that all through, whenever a theoretical explanation and, in general, instruction is the end in view, a style of exposition which is constantly indulging in displays of wit and hurrying along in mere similes cannot be well adapted to the purpose.
Let the conclusion reached in the first book be kept in mind: all perception is intellectual and not just sensual. If we now consider the explanation given here, and also take into account that last century's philosophy referred to the perceptive faculty of knowledge as the "lower powers of the soul," we might not find it completely ridiculous or deserving of the harsh ridicule that Jean Paul provides in his "Vorschule der Ästhetik," when Adelung, who had to use the language of his time, described genius as "a remarkable strength of the lower powers of the soul." The work of this author, who truly deserves our admiration, has many great qualities; however, I must point out that throughout, whenever the goal is theoretical explanation and education in general, a writing style that often relies on cleverness and rushes through mere similes is not well-suited for the purpose.
It is, then, perception to which primarily the peculiar and true nature of things, although still in a conditioned manner, discloses and reveals itself. All conceptions and everything thought are mere abstractions, consequently partial ideas taken from perception, and have only arisen by thinking away. All profound knowledge, even wisdom properly so called, is rooted in the perceptive apprehension of things, as we have fully considered in the supplements to the first book. A perceptive apprehension has always been the generative process in which every genuine work of art, every immortal thought, received the spark of life. All primary thought takes place in pictures. From conceptions, on the other hand, arise the works of mere talent, the merely rational thoughts, imitations, and indeed all that is calculated merely with reference to the present need and contemporary conditions.
It is, then, awareness that primarily reveals the unique and true nature of things, even though it's still somewhat limited. All ideas and everything we think are just abstractions, thus incomplete ideas taken from perception, and have come about by thinking them away. All deep knowledge, even true wisdom, is based on the insightful understanding of things, as we've discussed in detail in the supplements to the first book. A insightful understanding has always been the creative force behind every genuine work of art and every timeless thought, giving them life. All fundamental thought occurs through images. In contrast, conceptions lead to works of mere talent, just rational thoughts, imitations, and indeed everything that is calculated solely for immediate needs and contemporary circumstances.
But if now our perception were constantly bound to the [pg 142] real present of things, its material would be entirely under the dominion of chance, which seldom produces things at the right time, seldom arranges them for an end and for the most part presents them to us in very defective examples. Therefore the imagination is required in order to complete, arrange, give the finishing touches to, retain, and repeat at pleasure all those significant pictures of life, according as the aims of a profoundly penetrating knowledge and of the significant work whereby they are to be communicated may demand. Upon this rests the high value of imagination, which is an indispensable tool of genius. For only by virtue of imagination can genius ever, according to the requirements of the connection of its painting or poetry or thinking, call up to itself each object or event in a lively image, and thus constantly draw fresh nourishment from the primary source of all knowledge, perception. The man who is endowed with imagination is able, as it were, to call up spirits, who at the right time reveal to him the truths which the naked reality of things exhibits only weakly, rarely, and then for the most part at the wrong time. Therefore the man without imagination is related to him, as the mussel fastened to its rock, which must wait for what chance may bring it, is related to the freely moving or even winged animal. For such a man knows nothing but the actual perception of the senses: till it comes he gnaws at conceptions and abstractions which are yet mere shells and husks, not the kernel of knowledge. He will never achieve anything great, unless it be in calculating and mathematics. The works of plastic and pictorial art and of poetry, as also the achievements of mimicry, may also be regarded as means by which those who have no imagination may make up for this defect as far as possible, and those who are gifted with it may facilitate the use of it.
But if our perception were constantly tied to the real present of things, it would be completely at the mercy of chance, which rarely delivers things at the right time, seldom arranges them for a purpose, and usually presents them to us in flawed examples. That's why imagination is needed to complete, organize, refine, remember, and recreate all those meaningful images of life, as dictated by the goals of deep understanding and the significant work through which these images are communicated. This is where the great value of imagination comes in; it’s an essential tool of genius. Only through imagination can genius call upon every object or event in a vivid way, depending on the needs of its painting, poetry, or thought, and continually draw fresh inspiration from the primary source of all knowledge: perception. A person with imagination can, in a sense, summon spirits that reveal truths to them at the right moment, truths that the bare reality of things shows only weakly, infrequently, and often at the wrong time. Therefore, a person without imagination is like a mussel stuck to a rock, waiting for whatever chance brings, compared to a freely moving or even flying creature. Such a person knows nothing beyond actual sensory perception: until it arrives, they chew on ideas and abstractions that are merely shells and husks, not the essence of knowledge. They will never accomplish anything truly great, unless it’s in calculations or mathematics. The works of sculpture, painting, and poetry, as well as the achievements of mimicry, can also be seen as ways for those lacking imagination to compensate for this shortcoming as much as possible, while also helping those who are gifted with it to make better use of their talent.
Thus, although the kind of knowledge which is peculiar and essential to genius is knowledge of perception, yet the special object of this knowledge by no means consists of [pg 143] the particular things, but of the Platonic Ideas which manifest themselves in these, as their apprehension was analysed in chapter 29. Always to see the universal in the particular is just the fundamental characteristic of genius, while the normal man knows in the particular only the particular as such, for only as such does it belong to the actual which alone has interests for him, i.e., relations to his will. The degree in which every one not merely thinks, but actually perceives, in the particular thing, only the particular, or a more or less universal up to the most universal of the species, is the measure of his approach to genius. And corresponding to this, only the nature of things generally, the universal in them, the whole, is the special object of genius. The investigation of the particular phenomena is the field of the talents, in the real sciences, whose special object is always only the relations of things to each other.
So, even though the kind of knowledge unique and essential to genius is the knowledge of awareness, the specific object of this knowledge doesn't just consist of [pg 143] the individual things, but rather the Platonic Ideas that are expressed through them, as discussed in chapter 29. The ability to see the universal in the particular is the key trait of genius, while the average person sees only the particular as it is, since that alone relates to their interests in reality, i.e., their connections to their gonna. How much someone not only thinks but truly perceives in the specific thing, whether just the particular or a more or less universal insight leading up to the most universal of the category, measures their closeness to genius. Correspondingly, the true nature of things generally, the universal within them, the whole, is the primary focus of genius. The study of specific phenomena falls under the talents in the real sciences, which always focus only on the relationships between things.
What was fully shown in the preceding chapter, that the apprehension of the Ideas is conditioned by the fact that the knower is the pure subject of knowledge, i.e., that the will entirely vanishes from consciousness, must be borne in mind here. The pleasure which we have in many of Goethe's songs which bring the landscape before our eyes, or in Jean Paul's sketches of nature, depends upon the fact that we thereby participate in the objectivity of those minds, i.e., the purity with which in them the world as idea separated from the world as will, and, as it were, entirely emancipated itself from it. It also follows from the fact that the kind of knowledge peculiar to genius is essentially that which is purified from all will and its relations, that the works of genius do not proceed from intention or choice, but it is guided in them by a kind of instinctive necessity. What is called the awaking of genius, the hour of initiation, the moment of inspiration, is nothing but the attainment of freedom by the intellect, when, delivered for a while from its service under the will, it does not now sink into inactivity or [pg 144] lassitude, but is active for a short time entirely alone and spontaneously. Then it is of the greatest purity, and becomes the clear mirror of the world; for, completely severed from its origin, the will, it is now the world as idea itself, concentrated in one consciousness. In such moments, as it were, the souls of immortal works are begotten. On the other hand, in all intentional reflection the intellect is not free, for indeed the will guides it and prescribes it its theme.
What was clearly shown in the previous chapter is that understanding the Ideas relies on the fact that the knower is the pure subject of knowledge, i.e., that the will completely disappears from consciousness. It's important to keep this in mind. The enjoyment we find in many of Goethe's songs, which vividly depict the landscape, or in Jean Paul's nature sketches, comes from our ability to engage with the objectivity of those creators, i.e., the clarity with which they separate the world as idea from the world as will, essentially freeing it from the latter. It also results from the fact that the type of knowledge unique to genius is essentially one that is purified from all will and its influences, meaning that works of genius arise not from intention or choice, but are driven by an instinctive necessity. What is termed the awakening of genius, the hour of initiation, or the moment of inspiration, is simply the intellect achieving freedom; when, momentarily released from serving the will, it doesn’t succumb to inactivity or [pg 144] laziness, but instead becomes active on its own and spontaneously for a brief time. During these moments, it is at its purest and acts as a clear mirror of the world; for, completely detached from its origin, the will, it now embodies the world as idea itself, concentrated in one consciousness. In such moments, the souls of timeless works are born. Conversely, in any intentional reflection, the intellect is not free, as it is indeed guided by the will and directed towards its theme.
The stamp of commonness, the expression of vulgarity, which is impressed on the great majority of countenances consists really in this, that in them becomes visible the strict subordination of their knowledge to their will, the firm chain which binds these two together, and the impossibility following from this of apprehending things otherwise than in their relation to the will and its aims. On the other hand, the expression of genius which constitutes the evident family likeness of all highly gifted men consists in this, that in it we distinctly read the liberation, the manumission of the intellect from the service of the will, the predominance of knowledge over volition; and because all anxiety proceeds from the will, and knowledge, on the contrary, is in and for itself painless and serene, this gives to their lofty brow and clear, perceiving glance, which are not subject to the service of the will and its wants, that look of great, almost supernatural serenity which at times breaks through, and consists very well with the melancholy of their other features, especially the mouth, and which in this relation may be aptly described by the motto of Giordano Bruno: In tristitia hilaris, in hilaritate tristis.
The mark of commonness, the sign of vulgarity, that appears on the faces of most people really shows that their knowledge is strictly subordinated to their will, the strong connection that ties these two together, and the result of this is the inability to understand things in any way other than in relation to the will and its goals. On the flip side, the expression of genius, which creates the clear resemblance among all highly gifted individuals, shows that we can clearly see the liberation, the release of the intellect from serving the will, the dominance of knowledge over desire; and since all anxiety comes from the will, while knowledge, on the other hand, is inherently painless and calm, this gives their noble brow and clear, perceptive gaze—unbound from the service of the will and its needs—a look of great, almost supernatural serenity that sometimes shines through. This quality blends well with the sadness of their other features, especially the mouth, and in this context can be aptly captured by Giordano Bruno's motto: In sadness, cheerful; in cheerfulness, sad.
The will, which is the root of the intellect, opposes itself to any activity of the latter which is directed to anything else but its own aims. Therefore the intellect is only capable of a purely objective and profound comprehension of the external world when it has freed itself at least for a while from this its root. So long as it remains bound [pg 145] to the will, it is of its own means capable of no activity, but sleeps in a stupor, whenever the will (the interests) does not awake it, and set it in motion. If, however, this happens, it is indeed very well fitted to recognise the relations of things according to the interest of the will, as the prudent mind does, which, however, must always be an awakened mind, i.e., a mind actively aroused by volition; but just on this account it is not capable of comprehending the purely objective nature of things. For the willing and the aims make it so one-sided that it sees in things only that which relates to these, and the rest either disappears or enters consciousness in a falsified form. For example, the traveller in anxiety and haste will see the Rhine and its banks only as a line, and the bridges over it only as lines cutting it. In the mind of the man who is filled with his own aims the world appears as a beautiful landscape appears on the plan of a battlefield. Certainly these are extremes, taken for the sake of distinctness; but every excitement of the will, however slight, will have as its consequence a slight but constantly proportionate falsification of knowledge. The world can only appear in its true colour and form, in its whole and correct significance, when the intellect, devoid of willing, moves freely over the objects, and without being driven on by the will is yet energetically active. This is certainly opposed to the nature and determination of the intellect, thus to a certain extent unnatural, and just on this account exceedingly rare; but it is just in this that the essential nature of genius lies, in which alone that condition takes place in a high degree and is of some duration, while in others it only appears approximately and exceptionally. I take it to be in the sense expounded here that Jean Paul (Vorschule der Æsthetik, § 12) places the essence of genius in reflectiveness. The normal man is sunk in the whirl and tumult of life, to which he belongs through his will; his intellect is filled with the things and events of life; but he does [pg 146] not know these things nor life itself in their objective significance; as the merchant on 'Change in Amsterdam apprehends perfectly what his neighbour says, but does not hear the hum of the whole Exchange, like the sound of the sea, which astonishes the distant observer. From the genius, on the contrary, whose intellect is delivered from the will, and thus from the person, what concerns these does not conceal the world and things themselves; but he becomes distinctly conscious of them, he apprehends them in and for themselves in objective perception; in this sense he is reflective.
The will, which is the foundation of the intellect, stands in opposition to any activities of the intellect that are aimed at anything other than its own goals. As a result, the intellect can only achieve a purely objective and deep understanding of the external world when it has temporarily freed itself from this root. As long as it remains tied to the will, it is incapable of any action on its own and remains in a stupor, only waking up when the will (the interests) prompts it into action. However, when this happens, the intellect is indeed well-equipped to recognize the relationships of things based on the will’s interests, similar to how a practical mind works, which must always be an alert mind—that is, a mind actively stimulated by intention. For this reason, it is unable to grasp the purely objective nature of things. The will and its goals make it so biased that it only sees what relates to them, while everything else either vanishes or enters consciousness distorted. For instance, a traveler who is anxious and in a hurry will see the Rhine and its banks merely as a line, and the bridges over it only as lines intersecting it. To a person consumed by personal goals, the world appears like a beautiful landscape viewed through the lens of a battlefield plan. These examples are certainly extreme, chosen for clarity, but even slight excitement of the will results in a corresponding minor distortion of knowledge. The world can only be seen in its true color and form, in its entirety and correct significance, when the intellect, free from the will, moves freely over objects and is actively engaged without being pushed by the will. This state is certainly contrary to the natural tendencies of the intellect, making it somewhat unnatural and, for this reason, extremely rare; however, this is where the essence of genius lies, where this condition occurs to a high degree and lasts for some time, while in others, it appears only temporarily and in exceptional instances. I believe that in the sense explained here, Jean Paul (Kindergarten of Aesthetics, § 12) defines the essence of genius as introspection. The average person is caught up in the chaos and noise of life, which binds them through their will; their intellect is filled with the things and events of life, but they do [pg 146] not perceive these things or life itself in their objective significance. It’s similar to how a merchant on the Stock Exchange in Amsterdam might perfectly understand what his neighbor says yet fails to hear the collective hum of the entire Exchange, which sounds like the sea to an outside observer. In contrast, the genius, whose intellect is liberated from the will and thus from personal biases, is not obscured by these concerns; instead, they become distinctly aware of the world and things themselves, grasping them for what they are through objective perception; in this sense, they are thoughtful.
It is reflectiveness which enables the painter to repeat the natural objects which he contemplates faithfully upon the canvas, and the poet accurately to call up again the concrete present, by means of abstract conceptions, by giving it utterance and so bringing it to distinct consciousness, and also to express everything in words which others only feel. The brute lives entirely without reflection. It has consciousness, i.e., it knows itself and its good and ill, also the objects which occasion these. But its knowledge remains always subjective, never becomes objective; everything that enters it seems a matter of course, and therefore can never become for it a theme (an object of exposition) nor a problem (an object of meditation). Its consciousness is thus entirely immanent. Not certainly the same, but yet of kindred nature, is the consciousness of the common type of man, for his apprehension also of things and the world is predominantly subjective and remains prevalently immanent. It apprehends the things in the world, but not the world; its own action and suffering, but not itself. As now in innumerable gradations the distinctness of consciousness rises, reflectiveness appears more and more; and thus it is brought about little by little that sometimes, though rarely, and then again in very different degrees of distinctness, the question passes through the mind like a flash, “What is all this?” or again, “How is it really fashioned?” The [pg 147] first question, if it attains great distinctness and continued presence, will make the philosopher, and the other, under the same conditions, the artist or the poet. Therefore, then, the high calling of both of these has its root in the reflectiveness which primarily springs from the distinctness with which they are conscious of the world and their own selves, and thereby come to reflect upon them. But the whole process springs from the fact that the intellect through its preponderance frees itself for a time from the will, to which it is originally subject.
It’s self-reflection that allows the painter to accurately reproduce the natural objects he observes on canvas, and enables the poet to vividly bring back the concrete present through abstract ideas, articulating it and thus making it distinctly conscious, while also expressing everything in words that others only feel. Animals live entirely without reflection. They have consciousness, i.e., they are aware of themselves and their good and bad, as well as the things that cause these feelings. But their understanding remains subjective and never becomes objective; everything that comes to their mind seems natural, and thus can never serve as a theme (an object of representation) or a problem (an object of contemplation) for them. Their consciousness is entirely inherent. While not exactly the same, the consciousness of the average person is similarly natured, as their understanding of things and the world is mainly subjective and largely immanent. They perceive the things in the world but not the world itself; they experience their own actions and suffering but not their essence. As the clarity of consciousness gradually increases, reflectiveness becomes more prominent; and thus, it occasionally happens—though rarely— that the thought flashes through the mind in different degrees of clarity, “What’s all this?” or “What’s the real process?” The [pg 147] first question, if it becomes very clear and remains present, can lead one to become a philosopher, while the second, under similar conditions, can inspire someone to be an artist or poet. Therefore, the profound vocation of both has its roots in the reflectiveness that primarily arises from their awareness of the world and themselves, prompting them to contemplate these aspects. But this entire process originates from the fact that the intellect, through its predominance, temporarily liberates itself from the will, to which it is initially subject.
The considerations concerning genius here set forth are connected by way of supplement with the exposition contained in chapter 21, of the ever wider separation of the will and the intellect, which can be traced in the whole series of existences. This reaches its highest grade in genius, where it extends to the entire liberation of the intellect from its root the will, so that here the intellect becomes perfectly free, whereby the world as idea first attains to complete objectification.
The considerations about genius discussed here are connected as a supplement to the explanation found in chapter 21 of the an increasingly larger gap between the will and the intellect, which can be seen throughout all forms of existence. This separation reaches its peak in genius, where the intellect is completely liberated from its root in the will, making the intellect perfectly free. As a result, the world as a concept achieves full objectification for the first time.
A few remarks now concerning the individuality of genius. Aristotle has already said, according to Cicero (Tusc., i. 33), “Omnes ingeniosos melancholicos esse;” which without doubt is connected with the passage of Aristotle's “Problemata,” xxx. 1. Goethe also says: “My poetic rapture was very small, so long as I only encountered good; but it burnt with a bright flame when I fled from threatening evil. The tender poem, like the rainbow, is only drawn on a dark ground; hence the genius of the poet loves the element of melancholy.”
A few remarks now about the individuality of genius. Aristotle has already pointed out, according to Cicero (Tuscany, i. 33), “All creative people are sad;” which is certainly linked to a passage in Aristotle's “Problems,” xxx. 1. Goethe also says: "My poetic inspiration was pretty limited as long as I only encountered good things; but it ignited with a bright flame when I broke free from looming evil. A delicate poem, like a rainbow, is only formed against a dark backdrop; therefore, a poet's genius flourishes in a state of sadness."
This is to be explained from the fact that since the will constantly re-establishes its original sway over the intellect, the latter more easily withdraws from this under unfavourable personal relations; because it gladly turns from adverse circumstances, in order to a certain extent to divert itself, and now directs itself with so much the greater energy to the foreign external world, thus more easily becomes purely objective. Favourable personal [pg 148] relations act conversely. Yet as a whole and in general the melancholy which accompanies genius depends upon the fact that the brighter the intellect which enlightens the will to live, the more distinctly does it perceive the misery of its condition. The melancholy disposition of highly gifted minds which has so often been observed has its emblem in Mont Blanc, the summit of which is for the most part lost in clouds; but when sometimes, especially in the early morning, the veil of clouds is rent and now the mountain looks down on Chamounix from its height in the heavens above the clouds, then it is a sight at which the heart of each of us swells from its profoundest depths. So also the genius, for the most part melancholy, shows at times that peculiar serenity already described above, which is possible only for it, and springs from the most perfect objectivity of the mind. It floats like a ray of light upon his lofty brow: In tristitia hilaris, in hilaritate tristis.
This can be explained by the fact that the will constantly reasserts its influence over the mind, making it easier for the mind to withdraw from it in unfavorable personal situations. The mind naturally turns away from negative circumstances to distract itself, directing its energy toward the outside world, thus becoming more objective. Favorable personal relationships have the opposite effect. Overall, the melancholy that often accompanies genius stems from the idea that the brighter the intellect that illuminates the will to live, the more clearly it recognizes the misery of its condition. The often-observed melancholic nature of highly gifted individuals is emblematic of Mont Blanc, whose peak is mostly hidden in clouds; however, when, especially in the early morning, the clouds part and the mountain looks down on Chamonix from above, it creates a breathtaking view that stirs our hearts deeply. Similarly, the often melancholic genius occasionally displays a unique serenity that only it can achieve, arising from a perfect objectivity of the mind. It shines like a ray of light on its lofty brow: In sadness cheerful, in cheerfulness sad.
All bunglers are so ultimately because their intellect, still too firmly bound to the will, only becomes active when spurred on by it, and therefore remains entirely in its service. They are accordingly only capable of personal aims. In conformity with these they produce bad pictures, insipid poems, shallow, absurd, and very often dishonest philosophemes, when it is to their interest to recommend themselves to high authorities by a pious disingenuousness. Thus all their action and thought is personal. Therefore they succeed at most in appropriating what is external, accidental, and arbitrary in the genuine works of others as mannerisms, in doing which they take the shell instead of the kernel, and yet imagine they have attained to everything, nay, have surpassed those works. If, however, the failure is patent, yet many hope to attain success in the end through their good intentions. But it is just this good will which makes success impossible; because this only pursues personal ends, and with these neither art nor poetry nor philosophy can ever be taken seriously. [pg 149] Therefore the saying is peculiarly applicable to such persons: “They stand in their own light.” They have no idea that it is only the intellect delivered from the government of the will and all its projects, and therefore freely active, that makes one capable of genuine productions, because it alone imparts true seriousness; and it is well for them that they have not, otherwise they would leap into the water. The good will is in morality everything; but in art it is nothing. In art, as the word itself indicates (Kunst), what alone is of consequence is ability (Können). It all amounts ultimately to this, where the true seriousness of the man lies. In almost all it lies exclusively in their own well-being and that of their families; therefore they are in a position to promote this and nothing else; for no purpose, no voluntary and intentional effort, imparts the true, profound, and proper seriousness, or makes up for it, or more correctly, takes its place. For it always remains where nature has placed it; and without it everything is only half performed. Therefore, for the same reason, persons of genius often manage so badly for their own welfare. As a leaden weight always brings a body back to the position which its centre of gravity thereby determined demands, so the true seriousness of the man always draws the strength and attention of the intellect back to that in which it lies; everything else the man does without true seriousness. Therefore only the exceedingly rare and abnormal men whose true seriousness does not lie in the personal and practical, but in the objective and theoretical, are in a position to apprehend what is essential in the things of the world, thus the highest truths, and reproduce them in any way. For such a seriousness of the individual, falling outside himself in the objective, is something foreign to the nature of man, something unnatural, or really supernatural: yet on account of this alone is the man great; and therefore what he achieves is then ascribed to a genius different from himself, which takes possession of him. To such a man [pg 150] his painting, poetry, or thinking is an end; to others it is a means. The latter thereby seek their own things, and, as a rule, they know how to further them, for they flatter their contemporaries, ready to serve their wants and humours; therefore for the most part they live in happy circumstances; the former often in very miserable circumstances. For he sacrifices his personal welfare to his objective end; he cannot indeed do otherwise, because his seriousness lies there. They act conversely; therefore they are small, but he is great. Accordingly his work is for all time, but the recognition of it generally only begins with posterity: they live and die with their time. In general he only is great who in his work, whether it is practical or theoretical, seeks not his own concerns, but pursues an objective end alone; he is so, however, even when in the practical sphere this end is a misunderstood one, and even if in consequence of this it should be a crime. That he seeks not himself and his own concerns, this makes him under all circumstances great. Small, on the other hand, is all action which is directed to personal ends; for whoever is thereby set in activity knows and finds himself only in his own transient and insignificant person. He who is great, again, finds himself in all, and therefore in the whole: he lives not, like others, only in the microcosm, but still more in the macrocosm. Hence the whole interests him, and he seeks to comprehend it in order to represent it, or to explain it, or to act practically upon it. For it is not strange to him; he feels that it concerns him. On account of this extension of his sphere he is called great. Therefore that lofty predicate belongs only to the true hero, in some sense, and to genius: it signifies that they, contrary to human nature, have not sought their own things, have not lived for themselves, but for all. As now clearly the great majority must constantly be small, and can never become great, the converse of this, that one should be great throughout, that is, constantly and every moment, is yet not possible—
All amateurs are ultimately that way because their minds are still too tied to their will and only become active when pushed by it, so they remain completely in its service. They are therefore only capable of pursuing personal goals. Consistent with these, they create poor paintings, dull poems, shallow, nonsensical, and often dishonest philosophical ideas, especially when it serves their interest to present themselves favorably to influential figures through insincere piety. Thus, all their actions and thoughts are personal. Consequently, they usually manage to appropriate what is external, random, and arbitrary in the genuine works of others as styles, mistakenly believing they've achieved everything, even surpassed those works. If their failure is evident, many still hope to find success in the end due to their good intentions. But it is exactly this goodwill that makes success impossible because it just pursues personal goals, and with these, art, poetry, and philosophy can never be taken seriously. [pg 149] Therefore the saying is especially relevant to such people: "They shine on their own." They have no understanding that only a mind free from the control of the will and all its projects, and therefore freely active, can create genuine works, as it imparts true seriousness. It is fortunate for them that they lack this understanding; otherwise, they would plunge into the deep end. The goodwill is everything in ethics, but it means nothing in art. In art, as the term itself suggests (Art), what matters is skill (Können). Ultimately, where a person's true seriousness lies is crucial. In most people, it lies solely in their own well-being and that of their families; thus they can only promote this and nothing more. No purpose, no voluntary and intentional effort can provide profound and genuine seriousness or substitute for it; it remains where nature has set it. Without it, everything is only half-done. Therefore, for the same reason, geniuses often struggle for their own benefit. Just as a heavy weight always brings an object back to where its center of gravity dictates, a person's true seriousness continually pulls the strength and focus of their mind back to what truly matters; everything else is done without genuine seriousness. Hence, only the extremely rare and extraordinary individuals, whose true seriousness lies not in personal and practical matters but in objective and theoretical ones, are capable of understanding what is essential in the world's matters, including the highest truths, and can reproduce them in some form. This sort of seriousness, one that falls outside oneself into the objective, is foreign to human nature, something unnatural, or even supernatural: yet it is this alone that makes a person awesome; and thus, what they achieve is attributed to a genius that is distinct from themselves, which takes over them. For such a person, [pg 150] their painting, poetry, or thinking is an end; to others, it is merely a signifies. The latter pursue their personal interests and, as a rule, know how to advance them by catering to their contemporaries, eager to serve their wants and whims; hence they mostly enjoy favorable circumstances, while the former often find themselves in very dire situations. The latter sacrifice their personal welfare to their goal reached; they cannot even do otherwise, as their seriousness lies there. They operate in the opposite way; that makes them small, while he is awesome. Consequently, his work is timeless, but recognition for it usually comes only from future generations: they live and die within their era. Generally, only those who, in their work—whether practical or theoretical—seek not their own issues but pursue only an goal can be considered great; this holds true even if, in the practical realm, this end is a misunderstood one, and even if, as a result, it could be seen as a crime. That he is not focused on himself and his own interests. is what, in all circumstances, makes him awesome. Tiny, on the other hand, is all action directed toward personal goals; for whoever is activated by this only finds themselves in their own fleeting and insignificant existence. In contrast, the great individual finds themselves in everything, and thus in the whole: they live not merely in the microcosm like others, but even more in the macrocosm. Hence, the whole intrigues them, and they strive to grasp it in order to represent, explain, or practically engage with it. For it does not feel foreign to them; they sense its relevance to them. Because of this expansion of their perspective, they are deemed awesome. Therefore, this lofty designation applies only to the true hero, in some sense, and to genius: it signifies that they, contrary to human nature, do not seek their own interests, do not live for themselves, but for everyone. Since it is evident that the vast majority must always remain small, and can never become great, the opposite—that one should be great at all times—is not possible—
Every great man must often be only the individual, have only himself in view, and that means he must be small. Upon this depends the very true remark, that no man is a hero to his valet, and not upon the fact that the valet cannot appreciate the hero; which Goethe, in the “Wahlverwandhschaften” (vol. ii. chap. 5), serves up as an idea of Ottilie's.
Every great man often has to focus solely on himself, which means he must also seem small. This ties into the well-known saying that no man is a hero to his servant, not because the servant can't appreciate the hero, but for another reason entirely. Goethe discusses this in the “Affiliate relationships” (vol. ii. chap. 5), presenting it as an idea of Ottilie's.
Genius is its own reward: for the best that one is, one must necessarily be for oneself. “Whoever is born with a talent, to a talent, finds in this his fairest existence,” says Goethe. When we look back at a great man of former times, we do not think, “How happy is he to be still admired by all of us!” but, “How happy must he have been in the immediate enjoyment of a mind at the surviving traces of which centuries revive themselves!” Not in the fame, but in that whereby it is attained, lies the value, and in the production of immortal children the pleasure. Therefore those who seek to show the vanity of posthumous fame from the fact that he who obtains it knows nothing of it, may be compared to the wiseacre who very learnedly tried to demonstrate to the man who cast envious glances at a heap of oyster-shells in his neighbour's yard the absolute uselessness of them.
Genius is its own reward: to be the best version of oneself is essential for oneself. "Anyone born with a talent finds their greatest satisfaction in it." says Goethe. When we reflect on a great person from the past, we don't think, “How lucky they are to still be appreciated by all of us!” Instead, we think, “How lucky they must have felt while enjoying a mind that still inspires centuries later!” The true value lies not in the fame itself but in what leads to it, and the joy comes from creating timeless work. So, those who argue that posthumous fame is pointless because the person knows nothing of it are like the know-it-all who tried to explain to someone enviously looking at a pile of oyster shells in their neighbor's yard that those shells are completely useless.
According to the exposition of the nature of genius which has been given, it is so far contrary to nature, inasmuch as it consists in this, that the intellect, whose real destination is the service of the will, emancipates itself from this service in order to be active on its own account. Accordingly genius is an intellect which has become untrue to its destination. Upon this depend the disadvantages connected with it, for the consideration of which we shall now prepare the way by comparing genius with the less decided predominance of the intellect.
According to the explanation of genius we've discussed, it goes against nature because it involves the intellect, which is meant to serve the will, freeing itself to act independently. Thus, genius is an intellect that has strayed from its true purpose. This is what leads to the cons disadvantages associated with it, and we'll set the stage to explore this by comparing genius to the more subtle dominance of the intellect.
The intellect of the normal man, strictly bound to the service of the will, and therefore really only occupied [pg 152] with the apprehension of motives, may be regarded as a complex system of wires, by means of which each of these puppets is set in motion in the theatre of the world. From this arises the dry, grave seriousness of most people, which is only surpassed by that of the brutes, who never laugh. On the other hand, we might compare the genius, with his unfettered intellect, to a living man playing along with the large puppets of the famous puppet-show at Milan, who would be the only one among them who would understand everything, and would therefore gladly leave the stage for a while to enjoy the play from the boxes;—that is the reflectiveness of genius. But even the man of great understanding and reason, whom one might almost call wise, is very different from the genius, and in this way, that his intellect retains a practical tendency, is concerned with the choice of the best ends and means, therefore remains in the service of the will, and accordingly is occupied in a manner that is thoroughly in keeping with nature. The firm, practical seriousness of life which the Romans denoted gravitas presupposes that the intellect does not forsake the service of the will in order to wander away after that which does not concern the will; therefore it does not admit of that separation of the will and the intellect which is the condition of genius. The able, nay, eminent man, who is fitted for great achievements in the practical sphere, is so precisely because objects rouse his will in a lively manner, and spur him on to the ceaseless investigation of their relations and connections. Thus his intellect has grown up closely connected with his will. Before the man of genius, on the contrary, there floats in his objective comprehension the phenomenon of the world, as something foreign to him, an object of contemplation, which expels his will from consciousness. Round this point turns the distinction between the capacity for deeds and for works. The latter demand objectivity and depth of knowledge, which presupposes entire separation of the intellect from [pg 153] the will; the former, on the other hand, demands the application of knowledge, presence of mind, and decision, which required that the intellect should uninterruptedly attend to the service of the will. Where the bond between the intellect and the will is loosened, the intellect, turned away from its natural destination, will neglect the service of the will; it will, for example, even in the need of the moment, preserve its emancipation, and perhaps be unable to avoid taking in the picturesque impression of the surroundings, from which danger threatens the individual. The intellect of the reasonable and understanding man, on the other hand, is constantly at its post, is directed to the circumstances and their requirements. Such a man will therefore in all cases determine and carry out what is suitable to the case, and consequently will by no means fall into those eccentricities, personal slips, nay, follies, to which the genius is exposed, because his intellect does not remain exclusively the guide and guardian of his will, but sometimes more, sometimes less, is laid claim to by the purely objective. In the contrast of Tasso and Antonio, Goethe has illustrated the opposition, here explained in the abstract, in which these two entirely different kinds of capacity stand to each other. The kinship of genius and madness, so often observed, depends chiefly upon that separation of the intellect from the will which is essential to genius, but is yet contrary to nature. But this separation itself is by no means to be attributed to the fact that genius is accompanied by less intensity of will; for it is rather distinguished by a vehement and passionate character; but it is to be explained from this, that the practically excellent person, the man of deeds, has merely the whole, full measure of intellect required for an energetic will while most men lack even this; but genius consists in a completely abnormal, actual superfluity of intellect, such as is required for the service of no will. On this account the men of genuine works are a thousand times rarer than [pg 154] the men of deeds. It is just that abnormal superfluity of intellect by virtue of which it obtains the decided preponderance, sets itself free from the will, and now, forgetting its origin, is freely active from its own strength and elasticity; and from this the creations of genius proceed.
The mind of an ordinary person, closely tied to the will, is primarily focused on understanding motives. It can be seen as a complex network of wiring that moves the puppets in the theater of life. This results in the serious demeanor of most people, rivaled only by animals, who never laugh. In contrast, we can think of a genius, with an unbound intellect, as a living person playing with the large puppets in a famous puppet show in Milan. This individual would be the only one who truly understands everything, so they might step away from the stage to enjoy the performance from the audience boxes—this is the reflective nature of genius. However, even a wise person, who might be seen as highly intelligent, differs from a genius in that their intellect has a practical focus, concerned with choosing the best goals and means, and stays aligned with the will, thus functioning naturally. The strong, practical seriousness of life that the Romans referred to as *gravitas* assumes that the intellect remains committed to the will and does not stray into irrelevant matters; hence, it does not allow for the separation of will and intellect that characterizes genius. A capable, even exceptional person who is suited for significant practical achievements is so because they are actively stimulated by their surroundings, prompting them to constantly explore their relationships and connections. Therefore, their intellect is closely linked to their will. On the other hand, the genius perceives the phenomenon of the world as something separate, an object of contemplation that pushes their will out of awareness. This distinction revolves around the difference between the ability for *deeds* and for *works*. The latter requires objectivity and depth of knowledge, which relies on a complete separation of intellect from the will; in contrast, the former requires the application of knowledge, quick thinking, and decision-making, necessitating that the intellect continuously serves the will. When the bond between the intellect and will weakens, the intellect may disengage from its natural role and overlook the needs of the will; it might, for example, remain caught up in the visual allure of its environment during moments of imminent danger. In contrast, the intellect of a reasonable and understanding person stays focused on the circumstances and their demands. Such a person will consistently determine and execute what is appropriate for each situation and will avoid the eccentricities, personal missteps, or foolishness that genius is prone to, since their intellect does not solely follow the will but occasionally becomes more influenced by objective matters. Goethe illustrated the contrast between Tasso and Antonio to highlight the differences between these two distinct capacities. The often-noted connection between genius and madness stems primarily from the separation of intellect from will that is fundamental to genius, yet contrary to nature. This separation, however, is not due to genius having a weaker will; in fact, genius is marked by intense passion. Rather, it arises from the fact that a practically outstanding person, or a person of action, possesses the full measure of intellect needed for a powerful will, while most people lack even that. Genius, on the other hand, consists of an abnormal and excessive amount of intellect, far beyond what is necessary for any will. For this reason, individuals who create genuine works are a thousand times rarer than those who simply take action. It is precisely this abnormal excess of intellect that allows it to gain an upper hand, liberating itself from the will and operating independently from its original purpose; from this freedom arise the creations of genius.
Now further, just this, that genius in working consists of the free intellect, i.e., of the intellect emancipated from the service of the will, has as a consequence that its productions serve no useful ends. The work of genius is music, or philosophy, or paintings, or poetry; it is nothing to use. To be of no use belongs to the character of the works of genius; it is their patent of nobility. All other works of men are for the maintenance or easing of our existence; only those we are speaking of are not; they alone exist for their own sake, and are in this sense to be regarded as the flower or the net profit of existence. Therefore our heart swells at the enjoyment of them, for we rise out of the heavy earthly atmosphere of want. Analogous to this, we see the beautiful, even apart from these, rarely combined with the useful. Lofty and beautiful trees bear no fruit; the fruit-trees are small, ugly cripples. The full garden rose is not fruitful, but the small, wild, almost scentless roses are. The most beautiful buildings are not the useful ones; a temple is no dwelling-house. A man of high, rare mental endowments compelled to apply himself to a merely useful business, for which the most ordinary man would be fitted, is like a costly vase decorated with the most beautiful painting which is used as a kitchen pot; and to compare useful people with men of genius is like comparing building-stone with diamonds.
Now further, just this: genius in work comes from a free mind, i.e., from the mind liberated from the demands of the will, which means that what it creates serves no practical purpose. The work of genius is music, or philosophy, or paintings, or poetry; it has no utility. Being useless is part of what defines works of genius; it's their badge of honor. All other creations of mankind are meant to support or ease our existence; only those we are discussing exist for their own sake, and in this regard, they are the essence or the true reward of existence. That's why our hearts swell with joy when we experience them, lifting us above the heavy, earthly struggle of need. Similarly, we find beauty exists rarely alongside usefulness. Tall and beautiful trees yield no fruit; fruit trees tend to be small and unattractive. The full garden rose doesn’t produce fruit, but the small, wild, almost scentless roses do. The most stunning buildings aren't the ones that serve practical purposes; a temple isn’t a house. A person with extraordinary, rare intellect forced to engage in just a utilitarian job, one that even the most ordinary person could handle, is like an exquisite vase adorned with stunning art being used as a cooking pot; comparing useful people with geniuses is like comparing building stone to diamonds.
Thus the merely practical man uses his intellect for that for which nature destined it, the comprehension of the relations of things, partly to each other, partly to the will of the knowing individual. The genius, on the other hand, uses it, contrary to its destination, for the comprehension of the objective nature of things. His mind, therefore, belongs not to himself, but to the world, to the [pg 155] illumination of which, in some sense, it will contribute. From this must spring manifold disadvantages to the individual favoured with genius. For his intellect will in general show those faults which are rarely wanting in any tool which is used for that for which it has not been made. First of all, it will be, as it were, the servant of two masters, for on every opportunity it frees itself from the service to which it was destined in order to follow its own ends, whereby it often leaves the will very inopportunely in a fix, and thus the individual so gifted becomes more or less useless for life, nay, in his conduct sometimes reminds us of madness. Then, on account of its highly developed power of knowledge, it will see in things more the universal than the particular; while the service of the will principally requires the knowledge of the particular. But, again, when, as opportunity offers, that whole abnormally heightened power of knowledge directs itself with all its energy to the circumstances and miseries of the will, it will be apt to apprehend these too vividly, to behold all in too glaring colours, in too bright a light, and in a fearfully exaggerated form, whereby the individual falls into mere extremes. The following may serve to explain this more accurately. All great theoretical achievements, in whatever sphere they may be, are brought about in this way: Their author directs all the forces of his mind upon one point, in which he lets them unite and concentrate so strongly, firmly, and exclusively that now the whole of the rest of the world vanishes for him, and his object fills all reality. Now this great and powerful concentration which belongs to the privileges of genius sometimes appears for it also in the case of objects of the real world and the events of daily life, which then, brought under such a focus, are magnified to such a monstrous extent that they appear like the flea, which under the solar microscope assumes the stature of an elephant. Hence it arises that highly gifted individuals sometimes are thrown by trifles into violent emotions of [pg 156] the most various kinds, which are incomprehensible to others, who see them transported with grief, joy, care, fear, anger, &c., by things which leave the every-day man quite composed. Thus, then, the genius lacks soberness, which simply consists in this, that one sees in things nothing more than actually belongs to them, especially with reference to our possible ends; therefore no sober-minded man can be a genius. With the disadvantages which have been enumerated there is also associated hyper-sensibility, which an abnormally developed nervous and cerebral system brings with it, and indeed in union with the vehemence and passionateness of will which is certainly characteristic of genius, and which exhibits itself physically as energy of the pulsation of the heart. From all this very easily arises that extravagance of disposition, that vehemence of the emotions, that quick change of mood under prevailing melancholy, which Goethe has presented to us in Tasso. What reasonableness, quiet composure, finished surveyal, certainty and proportionateness of behaviour is shown by the well-endowed normal man in comparison with the now dreamy absentness, and now passionate excitement of the man of genius, whose inward pain is the mother's lap of immortal works! To all this must still be added that genius lives essentially alone. It is too rare to find its like with ease, and too different from the rest of men to be their companion. With them it is the will, with him it is knowledge, that predominates; therefore their pleasures are not his, and his are not theirs. They are merely moral beings, and have merely personal relations; he is at the same time a pure intellect, and as such belongs to the whole of humanity. The course of thought of the intellect which is detached from its mother soil, the will, and only returns to it periodically, will soon show itself entirely different from that of the normal intellect, still cleaving to its stem. For this reason, and also on account of the dissimilarity of the pace, the former is not adapted [pg 157] for thinking in common, i.e., for conversation with the others: they will have as little pleasure in him and his oppressive superiority as he will in them. They will therefore feel more comfortable with their equals, and he will prefer the entertainment of his equals, although, as a rule, this is only possible through the works they have left behind them. Therefore Chamfort says very rightly: “Il y a peu de vices qui empêchent un homme d'avoir beaucoup d'amis, autant que peuvent le faire de trop grandes qualités.” The happiest lot that can fall to the genius is release from action, which is not his element, and leisure for production. From all this it results that although genius may highly bless him who is gifted with it, in the hours in which, abandoned to it, he revels unhindered in its delight, yet it is by no means fitted to procure for him a happy course of life; rather the contrary. This is also confirmed by the experience recorded in biographies. Besides this there is also an external incongruity, for the genius, in his efforts and achievements themselves, is for the most part in contradiction and conflict with his age. Mere men of talent come always at the right time; for as they are roused by the spirit of their age, and called forth by its needs, they are also capable only of satisfying these. They therefore go hand in hand with the advancing culture of their contemporaries or with the gradual progress of a special science: for this they reap reward and approval. But to the next generation their works are no longer enjoyable; they must be replaced by others, which again are not permanent. The genius, on the contrary, comes into his age like a comet into the paths of the planets, to whose well-regulated and comprehensible order its entirely eccentric course is foreign. Accordingly he cannot go hand in hand with the existing, regular progress of the culture of the age, but flings his works far out on to the way in front (as the dying emperor flung his spear among the enemy), upon which time has first to overtake them. His relation [pg 158] to the culminating men of talent of his time might be expressed in the words of the Evangelist: “Ὁ καιρος ὁ εμος ουπω παρεστιν; ὁ δε καιρος ὁ ὑμετερος παντοτε εστιν ἑτοιμος” (John vii. 6). The man of talent can achieve what is beyond the power of achievement of other men, but not what is beyond their power of apprehension: therefore he at once finds those who prize him. But the achievement of the man of genius, on the contrary, transcends not only the power of achievement, but also the power of apprehension of others; therefore they do not become directly conscious of him. The man of talent is like the marksman who hits a mark the others cannot hit; the man of genius is like the marksman who hits a mark they cannot even see to; therefore they only get news of him indirectly, and thus late; and even this they only accept upon trust and faith. Accordingly Goethe says in one of his letters, “Imitation is inborn in us; what to imitate is not easily recognised. Rarely is what is excellent found; still more rarely is it prized.” And Chamfort says: “Il en est de la valeur des hommes comme de celle des diamans, qui à une certaine mesure de grosseur, de pureté, de perfection, ont un prix fixe et marqué, mais qui, par-delà cette mesure, restent sans prix, et ne trouvent point d'acheteurs.” And Bacon of Verulam has also expressed it: “Infimarum virtutum, apud vulgus, laus est, mediarum admiratio, supremarum sensus nullus” (De augm. sc., L. vi. c. 3). Indeed, one might perhaps reply, Apud vulgus! But I must then come to his assistance with Machiavelli's assurance: “Nel mondo non è se non volgo;”12 as also Thilo (Ueber den Ruhm) remarks, that to the vulgar herd there generally belongs one more than each of us believes. It is a consequence of this late recognition of the works of the man of genius that they are rarely enjoyed by their contemporaries, and accordingly in the freshness of colour which synchronism and presence imparts, but, like figs and dates, much more in a dry than in a fresh state.
Thus the purely practical person uses their intellect for its intended purpose—understanding the relationships between things, both among themselves and in relation to the desires of the individual. In contrast, a genius uses their intellect in a way that strays from its purpose, aiming instead to understand the objective nature of things. Their mind, therefore, doesn't solely belong to them; it connects with the world, contributing to its enlightenment in some way. This tendency inevitably leads to various downsides for the person blessed with genius. Their intellect typically exhibits faults that commonly arise in tools used for purposes they weren’t designed for. First, it becomes, so to speak, the servant of two masters, constantly freeing itself from its designated service to pursue its own interests, often leaving the individual in troublesome situations and making them somewhat ineffective in life, sometimes appearing almost mad. Furthermore, due to its heightened capacity for knowledge, it tends to see the universal rather than the particular in things; however, the needs of the will primarily require an understanding of the specific. Yet, when the brilliantly heightened awareness focuses its full energy on the conditions and struggles faced by the will, it may perceive these too intensely, viewing everything in extreme contrast and exaggerated forms, causing the individual to shift into extremes. The following illustrates this more clearly: all significant theoretical breakthroughs, regardless of the field, occur when their creator directs all of their mental energies into one focal point, concentrating so intensely that the rest of the world fades, leaving their singular focus as their only reality. This intense concentration, a privilege of genius, sometimes translates to real-world objects and daily events, which, when seen through such focus, become exaggerated to the point that something as tiny as a flea appears like an elephant under a microscope. As a result, highly gifted individuals can be thrown into intense emotions over trivial matters, emotions that seem incomprehensible to others, who observe them overtaken by grief, joy, anxiety, fear, or anger from issues that would leave an ordinary person calm. Thus, the genius lacks clear judgment, which consists of seeing things exactly as they are, particularly in regard to our possible goals; therefore, no clear-headed individual can be a genius. Alongside the aforementioned disadvantages, individuals with genius also experience hypersensitivity, a result of an unusually developed nervous and brain system, linked with the strong emotional drive characteristic of genius, manifesting physically as heightened heart rate. All of this can easily lead to a volatile temperament, intense emotions, and quick mood shifts during periods of melancholy, as depicted by Goethe in Tasso. The reasonable, calm demeanor, comprehensive observation, certainty, and balanced conduct shown by the normally endowed person stands in stark contrast to the dreamily distracted or fervently passionate state of the genius, whose inner suffering gives rise to timeless works! Additionally, genius often lives in isolation. It’s rare to easily find someone similar, and the genius is too different from most people to connect with them. For the average person, will prevails; for the genius, it's knowledge that dominates; thus, their pleasures diverge. While others engage in solely moral relationships and personal connections, a genius engages as a pure intellect, belonging to the entirety of humanity. The thought processes of an intellect detached from its foundation, the will, often contrast greatly with those of a typical intellect still rooted to its source. Consequently, and due to their differing paces of thought, the genius is not suited for shared thinking, i.e. conversation with others: they will derive little pleasure from his overwhelming superiority just as he gains little from them. They will feel more comfortable among their equals, and he will prefer the company of his equals, although, typically, this is only achievable through their written works. Thus Chamfort rightly states: “There are few vices that prevent a person from having many friends as much as excessive qualities can.” The greatest fortune that can fall to the genius is being liberated from action, which is not their calling, and allowed the leisure to create. As a result, while genius can significantly bless those gifted with it in moments of pure indulgence, it does not naturally grant a happy life course; rather, the opposite can be true. This is further affirmed by experiences detailed in biographies. Additionally, there's often a mismatch externally, as genius typically stands in contradiction and conflict with the times. Mere talented individuals arrive precisely when needed, inspired by the spirit of their time, capable of meeting those needs. They progress alongside the cultural advancements of their peers or the gradual evolution of a particular science, thus reaping rewards and approval. However, future generations may not derive enjoyment from their works; these must be replaced by others that are similarly fleeting. The genius, however, enters their era like a comet crossing the paths of planets, whose well-structured and understandable order is alien to its erratic trajectory. Therefore, they cannot keep pace with the regular cultural advancement of their time, instead launching their works out into the future (as the dying emperor cast his spear among the foe), on a path that time must first catch up to. Their relationship to the prominent talents of their time can be articulated with the words of the Evangelist: "Is my time not yet at hand? But your time is always ready." (John vii. 6). The talented individual can achieve what others cannot, yet not what others cannot comprehend; therefore, they immediately find those who appreciate their work. In contrast, the genius's achievements not only exceed the capacity of others to achieve but also their ability to comprehend; thus, they remain largely unaware of the genius. The talented person is akin to a marksman who can hit a target that others cannot reach; the genius is like a marksman who can strike a target invisible to others; as such, they often only hear about him indirectly, and usually late; and even then, they accept it only on trust and faith. Accordingly, Goethe states in one of his letters, "Imitation is natural to us; recognizing what to imitate is not easy. It's rare to find something excellent, and even rarer to appreciate it." Chamfort adds: “The value of men is like that of diamonds; at a certain size, purity, and perfection, they have a fixed and noted price, but beyond that point, they are priceless and cannot find buyers.” Bacon of Verulam also expressed it succinctly: “Among the common people, there is praise for minor virtues, admiration for moderate ones, and no recognition at all for the supreme ones” (De augm. sc., L. vi. c. 3). Perhaps one might argue, Among the crowd! But I would then refer to Machiavelli's assertion: “In the world, there is nothing but my turn;”12 as Thilo (On Glory) observes, that the ordinary crowd generally includes more than we each realize. This delayed acknowledgment of the works produced by genius often means they aren’t appreciated by their contemporaries and thus lose the vividness that presence provides, instead being valued much more like dried figs and dates than fresh ones.
If, finally, we consider genius from the somatic side, we find it conditioned by several anatomical and physiological qualities, which individually are seldom present in perfection, and still more seldom perfect together, but which are yet all indispensably required; so that this explains why genius only appears as a perfectly isolated and almost portentous exception. The fundamental condition is an abnormal predominance of sensibility over irritability and reproductive power; and what makes the matter more difficult, this must take place in a male body. (Women may have great talent, but no genius, for they always remain subjective.) Similarly the cerebral system must be perfectly separated from the ganglion system by complete isolation, so that it stands in complete opposition to the latter; and thus the brain pursues its parasitic life on the organism in a very decided, isolated, powerful, and independent manner. Certainly it will thereby very easily affect the rest of the organism injuriously, and through its heightened life and ceaseless activity wear it out prematurely, unless it is itself possessed of energetic vital force and a good constitution: thus the latter belong to the conditions of genius. Indeed even a good stomach is a condition on account of the special and close agreement of this part with the brain. But chiefly the brain must be of unusual development and magnitude, especially broad and high. On the other hand, its depth will be inferior, and the cerebrum will abnormally preponderate in proportion to the cerebellum. Without doubt much depends upon the configuration of the brain as a whole and in its parts; but our knowledge is not yet sufficient to determine this accurately, although we easily recognise the form of skull that indicates a noble and lofty intelligence. The texture of the mass of the brain must be of extreme fineness and perfection, and consist of the purest, most concentrated, tenderest, and most excitable nerve-substance; certainly the quantitative proportion of the white to the grey matter has a decided influence, which, however, [pg 160] we are also unable as yet to specify. However, the report of the post-mortem on the body of Byron13 shows that in his case the white matter was in unusually large proportion to the grey, and also that his brain weighed six pounds. Cuvier's brain weighed five pounds; the normal weight is three pounds. In contrast to the superior size of the brain, the spinal cord and nerves must be unusually thin. A beautifully arched, high and broad skull of thin bone must protect the brain without in any way cramping it. This whole quality of the brain and nervous system is the inheritance from the mother, to which we shall return in the following book. But it is quite insufficient to produce the phenomenon of genius if the inheritance from the father is not added, a lively, passionate temperament, which exhibits itself somatically as unusual energy of the heart, and consequently of the circulation of the blood, especially towards the head. For, in the first place, that turgescence peculiar to the brain on account of which it presses against its walls is increased by this; therefore it forces itself out of any opening in these which has been occasioned by some injury; and secondly, from the requisite strength of the heart the brain receives that internal movement different from its constant rising and sinking at every breath, which consists in a shaking of its whole mass at every pulsation of the four cerebral arteries, and the energy of which must correspond to the here increased quantity of the brain, as this movement in general is an indispensable condition of its activity. To this, therefore, small stature and especially a short neck is favourable, because by the shorter path the blood reaches the brain with more energy; and on this account great minds have seldom large bodies. Yet that shortness of the distance is not indispensable; for example, Goethe was of more than middle height. If, however, the whole condition connected with the circulation of the blood, and therefore coming [pg 161] from the father is wanting, the good quality of the brain coming from the mother, will at most produce a man of talent, a fine understanding, which the phlegmatic temperament thus introduced supports; but a phlegmatic genius is impossible. This condition coming from the father explains many faults of temperament described above. But, on the other hand, if this condition exists without the former, thus with an ordinarily or even badly constructed brain, it gives vivacity without mind, heat without light, hot-headed persons, men of unsupportable restlessness and petulance. That of two brothers only one has genius, and that one generally the elder, as, for example, in Kant's case, is primarily to be explained from the fact that the father was at the age of strength and passion only when he was begotten; although also the other condition originating with the mother may be spoiled by unfavourable circumstances.
If we finally look at genius from a physical perspective, we see it's influenced by several anatomical and physiological traits, which rarely exist in perfection individually, and even less often all at the same time. This helps explain why genius is such a rare and remarkable exception. The key factor is an unusual dominance of sensitivity over irritability and reproductive ability, and what complicates matters is that this must occur in a male body. (Women may possess great talent, but they don’t achieve true genius, as they remain subjective.) Additionally, the brain must be completely isolated from the ganglion system, standing in direct opposition to it. This isolation allows the brain to function in a highly independent manner within the body. This can negatively impact the rest of the body, taxing it and potentially leading to premature wear, unless the brain itself has strong vital energy and a good constitution: these too are necessary for genius. In fact, a healthy stomach is also a factor because of its close relationship with the brain. However, mostly the brain needs to be exceptionally developed and large, particularly wide and tall, while being less deep, with the cerebrum disproportionately larger than the cerebellum. A lot relies on the overall shape of the brain and its individual parts; although our understanding is not yet precise enough to pinpoint this perfectly, we can recognize skull shapes that signal refined and high intelligence. The brain's texture needs to be extremely fine and perfect, made up of the purest, most concentrated, delicate, and sensitive nerve material; certainly, the ratio of white to gray matter has a noticeable impact, but we cannot yet specify this accurately. However, the examination of Byron's body shows that he had an unusually high amount of white matter compared to gray, and his brain weighed six pounds. Cuvier's brain weighed five pounds, while the average weight is three pounds. In contrast to the brain's larger size, the spinal cord and nerves should be relatively thin. A beautifully arched, high, and broad skull made of thin bone should protect the brain without constricting it. This overall quality of the brain and nervous system is inherited from the mother, which we will discuss further in the next book. However, it's not enough to create genius without also inheriting from the father a vibrant, passionate temperament, which shows up physically as unusual heart energy, hence affecting blood circulation particularly towards the head. This contributes to the pressure unique to the brain, making it push against its walls, which can lead to the brain protruding through any injury-induced openings. Additionally, the heart's necessary strength allows the brain to experience an internal movement that differs from the usual rise and fall with each breath, consisting of a shaking of its entire mass with every heartbeat from the four cerebral arteries, and this movement's energy must align with the increased brain size, as it is crucial for its activity. Interestingly, shorter stature and especially a short neck can help, as blood reaches the brain more energetically over a shorter distance; that's why great minds often have smaller bodies. However, this shorter distance isn't essential; for instance, Goethe was taller than average. Yet, if the blood circulation conditions linked to the father's inheritance are lacking, the high-quality brain inherited from the mother might at best produce a talented person with fine understanding, sustained by a phlegmatic temperament, but a phlegmatic genius is impossible. The absence of the paternal traits explains many temperament issues mentioned earlier. Conversely, if the paternal factors exist without the maternal ones, leading to a brain that is ordinarily or poorly constructed, it results in liveliness without intellect, passion without clarity, hot-headed individuals, and people characterized by unmanageable restlessness and irritability. The reason that only one of two brothers typically possesses genius, often the older one, as seen in Kant's case, can primarily be traced to the father being at a strong and passionate age when the elder was conceived, although the condition inherited from the mother can also be negatively impacted by unfavorable circumstances.
I have further to add here a special remark on the childlike character of the genius, i.e., on a certain resemblance which exists between genius and the age of childhood. In childhood, as in the case of genius, the cerebral and nervous system decidedly preponderates, for its development hurries far in advance of that of the rest of the organism; so that already at the seventh year the brain has attained its full extension and mass. Therefore, Bichat says: “Dans l'enfance le système nerveux, comparé au musculaire, est proportionellement plus considérable que dans tous les âges suivans, tandis que par la suite, la pluspart des autres systèmes prédominent sur celui-ci. On sait que, pour bien voir les nerfs, on choisit toujours les enfans” (De la vie et de la mort, art. 8, § 6). On the other hand, the development of the genital system begins latest, and irritability, reproduction, and genital function are in full force only at the age of manhood, and then, as a rule, they predominate over the brain function. Hence it is explicable that children, in general, are so sensible, reasonable, desirous of information, and teachable, nay, on the whole, [pg 162] are more disposed and fitted for all theoretical occupation than grown-up people. They have, in consequence of that course of development, more intellect than will, i.e., than inclinations, desire, and passion. For intellect and brain are one, and so also is the genital system one with the most vehement of all desires: therefore I have called the latter the focus of the will. Just because the fearful activity of this system still slumbers, while that of the brain has already full play, childhood is the time of innocence and happiness, the paradise of life, the lost Eden on which we look longingly back through the whole remaining course of our life. But the basis of that happiness is that in childhood our whole existence lies much more in knowing than in willing—a condition which is also supported from without by the novelty of all objects. Hence in the morning sunshine of life the world lies before us so fresh, so magically gleaming, so attractive. The small desires, the weak inclinations, and trifling cares of childhood are only a weak counterpoise to that predominance of intellectual activity. The innocent and clear glance of children, at which we revive ourselves, and which sometimes in particular cases reaches the sublime contemplative expression with which Raphael has glorified his cherubs, is to be explained from what has been said. Accordingly the mental powers develop much earlier than the needs they are destined to serve; and here, as everywhere, nature proceeds very designedly. For in this time of predominating intelligence the man collects a great store of knowledge for future wants which at the time are foreign to him. Therefore his intellect, now unceasingly active, eagerly apprehends all phenomena, broods over them and stores them up carefully for the coming time,—like the bees, who gather a great deal more honey than they can consume, in anticipation of future need. Certainly what a man acquires of insight and knowledge up to the age of puberty is, taken as a whole, more than all that he afterwards learns, however learned he may become; [pg 163] for it is the foundation of all human knowledge. Up till the same time plasticity predominates in the child's body, and later, by a metastasis, its forces throw themselves into the system of generation; and thus with puberty the sexual passion appears, and now, little by little, the will gains the upper hand. Then childhood, which is prevailingly theoretical and desirous of learning, is followed by the restless, now stormy, now melancholy, period of youth, which afterwards passes into the vigorous and earnest age of manhood. Just because that impulse pregnant with evil is wanting in the child is its volition so adapted and subordinated to knowledge, whence arises that character of innocence, intelligence, and reasonableness which is peculiar to the age of childhood. On what, then, the likeness between childhood and genius depends I scarcely need to express further: upon the surplus of the powers of knowledge over the needs of the will, and the predominance of the purely intellectual activity which springs from this. Really every child is to a certain extent a genius, and the genius is to a certain extent a child. The relationship of the two shows itself primarily in the naïveté and sublime simplicity which is characteristic of true genius; and besides this it appears in several traits, so that a certain childishness certainly belongs to the character of the genius. In Riemer's “Mittheilungen über Goethe” (vol. i. p. 184) it is related that Herder and others found fault with Goethe, saying he was always a big child. Certainly they were right in what they said, but they were not right in finding fault with it. It has also been said of Mozart that all his life he remained a child (Nissen's Biography of Mozart, p. 2 and 529). Schlichtegroll's “Nekrology” (for 1791, vol. ii. p. 109) says of him: “In his art he early became a man, but in all other relations he always remained a child.” Every genius is even for this reason a big child; he looks out into the world as into something strange, a play, and therefore with purely objective interest. Accordingly [pg 164] he has just as little as the child that dull gravity of ordinary men, who, since they are capable only of subjective interests, always see in things mere motives for their action. Whoever does not to a certain extent remain all his life a big child, but becomes a grave, sober, thoroughly composed, and reasonable man, may be a very useful and capable citizen of this world; but never a genius. In fact, the genius is so because that predominance of the sensible system and of intellectual activity which is natural to childhood maintains itself in him in an abnormal manner through his whole life, thus here becomes perennial. A trace of this certainly shows itself in many ordinary men up to the period of their youth; therefore, for example, in many students a purely intellectual tendency and an eccentricity suggestive of genius is unmistakable. But nature returns to her track; they assume the chrysalis form and reappear at the age of manhood, as incarnate Philistines, at whom we are startled when we meet them again in later years. Upon all this that has been expounded here depends Goethe's beautiful remark: “Children do not perform what they promise; young people very seldom; and if they do keep their word, the world does not keep its word with them” (Wahlverwandtschaften, Pt. i. ch. 10)—the world which afterwards bestows the crowns which it holds aloft for merit on those who are the tools of its low aims or know how to deceive it. In accordance with what has been said, as there is a mere beauty of youth, which almost every one at some time possesses (beauté du diable), so there is a mere intellectuality of youth, a certain mental nature disposed and adapted for apprehending, understanding, and learning, which every one has in childhood, and some have still in youth, but which is afterwards lost, just like that beauty. Only in the case of a very few, the chosen, the one, like the other, lasts through the whole life; so that even in old age a trace of it still remains visible: these are the truly beautiful and the men of true genius.
I want to add a special note about the childish nature of genius, which shows a certain similarity between genius and childhood. In childhood, just like in the case of genius, the brain and nervous system are dominant, as their development outpaces that of the rest of the body; by the age of seven, the brain has already reached its full size and capacity. Therefore, Bichat says: “In childhood, the nervous system is proportionally more important than the muscular system compared to any later age, while other systems become more prominent afterwards. It’s common knowledge that children are always chosen to clearly see the nerves.” (About life and death, art. 8, § 6). On the other hand, the development of the reproductive system occurs later, and traits like irritability, reproduction, and sexual function only fully develop in adulthood, typically then overshadowing brain function. Thus, it makes sense that children, in general, are so sensitive, reasonable, curious, and eager to learn; in fact, they are more inclined and suited for all theoretical pursuits than adults. Due to this development, they possess more intellect than will, i.e. more intellect than inclinations, desires, and passions. Intellect and brain are united, as is the reproductive system with the strongest desires; that's why I refer to the latter as the center of will. Because the intense activity of this system is still dormant while the brain is fully engaged, childhood is a time of innocence and happiness—life's paradise—a lost Eden we long to revisit throughout our lives. The foundation of that happiness is that during childhood, our existence is much more about knowing than wanting—a condition further supported by the novelty of everything around us. Thus, in life's morning light, the world appears so fresh, so magically beautiful, so appealing. The small desires, weak inclinations, and minor worries of childhood barely counteract the overwhelming intellectual activity. The innocent and clear gaze of children, which revitalizes us, occasionally reaches the sublime contemplation depicted by Raphael in his cherubs, as explained above. Therefore, mental abilities develop much earlier than the needs they will serve, and nature operates with intent here. In this phase dominated by intelligence, one gathers a wealth of knowledge for future needs that are irrelevant at the moment. As a result, his intellect is constantly active and eagerly absorbs all experiences, reflecting on them and carefully storing them away for later—much like bees that collect more honey than they can consume, preparing for future needs. Indeed, what a person learns by puberty exceeds what they learn later in life, no matter how knowledgeable they may become; [pg 163] for it serves as the basis of all human knowledge. Up until then, a child's body is exceptionally flexible, which later shifts to focus on the reproductive system through a process of transformation, and with puberty, sexual desire emerges, gradually allowing will to take charge. This transition sees the shift from the childhood phase, which is predominantly theoretical and eager to learn, to the restless, at times turbulent and melancholic period of youth, which then transitions into the vigorous and serious stage of adulthood. Because children lack that disturbing impulse towards evil, their will aligns closely with knowledge; this results in the innocence, intelligence, and reasonableness unique to childhood. The similarity between childhood and genius is based on the surplus of knowledge over the will's needs, as well as the dominance of purely intellectual activity that springs from it. In a way, every child is a kind of genius, and the genius embodies a certain childlike quality. This relationship manifests mainly in the naivety and pure simplicity characteristic of true genius; it also appears in various traits, indicating that a certain childishness definitely belongs to the genius's character. In Riemer's “Insights on Goethe” (vol. i. p. 184), it is said that Herder and others criticized Goethe, claiming he was just a big child. They were right, but they were wrong to criticize him for it. It has also been noted about Mozart that he remained a child throughout his life (Nissen's Biography of Mozart, p. 2 and 529). Schlichtegroll's “Obituary” (for 1791, vol. ii. p. 109) states about him: "In his art, he grew up quickly, but in every other way, he always stayed a child." Every genius, for this reason, is a big child; he views the world as something unfamiliar and playful, and thus possesses a purely objective interest. Consequently, [pg 164] he shares with children the absence of the dull seriousness found in ordinary adults, who are only capable of subjective interests and see things merely as incentives for their actions. Anyone who does not maintain at least some degree of childlike spirit throughout their life, but instead becomes grave, serious, entirely composed, and reasonable, can be a very useful and capable citizen, but they will never be a genius. The genius remains so because the natural dominance of sensory perception and intellectual activity from childhood persists in them abnormally throughout their lives, becoming permanent. This trait can still be seen in many ordinary people until their youth; for instance, in many students, there is unmistakable intellectual tendency and a quirky charm resembling genius. But eventually, nature takes its course; they undergo transformation and emerge in adulthood as typical middle-class individuals, leaving us surprised when we encounter them later. All of this supports Goethe's insightful observation: "Kids don't keep their promises; young people hardly ever do; and even when they do keep their word, the world doesn't keep its word with them." (Affinity, Pt. i. ch. 10)—the world that later rewards those who serve its low ambitions or know how to deceive it. As a result, just like youthful beauty, which many enjoy at some point (devil's beauty), there exists a fleeting intellectuality of youth, a mental disposition conducive to learning, understanding, and grasping knowledge, which everyone possesses in childhood, and some retain into youth, but which is ultimately lost, much like that beauty. Only in a very few, the chosen ones, does either one last throughout their entire life; even into old age, a hint of it remains visible: these are the truly beautiful and the true geniuses.
The predominance of the cerebral nervous system and of intelligence in childhood, which is here under consideration, together with the decline of it in riper age, receives important illustration and confirmation from the fact that in the species of animals which stands nearest to man, the apes, the same relation is found in a striking degree. It has by degrees become certain that the highly intelligent orang-outang is a young pongo, which when it has grown up loses the remarkable human look of its countenance, and also its astonishing intelligence, because the lower and brutal part of its face increases in size, the forehead thereby recedes, large cristæ, muscular developments, give the skull a brutish form, the activity of the nervous system sinks, and in its place extraordinary muscular strength develops, which, as it is sufficient for its preservation, makes the great intelligence now superfluous. Especially important is what Fréd. Cuvier has said in this reference, and Flourens has illustrated in a review of the “Histoire Naturelle” of the former, which appeared in the September number of the “Journal des Savans” of 1839, and was also separately printed with some additions, under the title, “Résumé analytique des observations de Fr. Cuvier sur l'instinct et l'intelligence des animaux,” p. Flourens, 1841. It is there said, p. 50: “L'intelligence de l'orang-outang, cette intelligence si développée, et développée de si bonne heure, décroit avec l'âge. L'orang-outang, lorsqu'il est jeune, nous étonne par sa pénétration, par sa ruse, par son adresse; l'orang-outang, devenu adulte, n'est plus qu'un animal grossier, brutal, intraitable. Et il en est de tous les singes comme de l'orang-outang. Dans tous, l'intelligence décroit à mesure que les forces s'accroissent. L'animal qui a le plus d'intelligence, n'a toute cette intelligence que dans le jeune âge.” Further, p. 87: “Les singes de tous les genres offrent ce rapport inverse de l'âge et de l'intelligence. Ainsi, par exemple, l'Entelle (espèce de guenon du sous-genre des Semno-pithèques et l'un des singes vénérés dans la religion des Brames) a, dans le [pg 166]jeune âge, le front large, le museau peu saillant, le crâne élevé, arrondi, etc. Avec l'âge le front disparait, recule, le museau proémine; et le moral ne change pas moins que le physique: l'apathie, la violence, le besoin de solitude, remplacent la pénétration, la docilité, la confiance. ‹ Ces différences sont si grandes, › dit Mr. Fréd. Cuvier, ‹ que dans l'habitude où nous sommes de juger des actions des animaux par les nôtres, nous prendrions le jeune animal pour un individu de l'âge, où toutes les qualités morales de l'espèce sont acquises, et l'Entelle adulte pour un individu qui n'aurait encore que ses forces physiques. Mais la nature n'en agit pas ainsi avec ces animaux, qui ne doivent pas sortir de la sphère étroite, qui leur est fixée, et à qui il suffit en quelque sorte de pouvoir veiller à leur conservation. Pour cela l'intelligence était nécessaire, quand la force n'existait pas, et quand celle-ci est acquise, toute autre puissance perd de son utilité. ›” And p. 118: “La conservation des espèces ne repose pas moins sur les qualités intellectuelles des animaux, que sur leurs qualités organiques.” This last confirms my principle that the intellect, like the claws and teeth, is nothing else than a weapon in the service of the will.
The dominance of the brain and intelligence during childhood, which we are discussing here, along with its decline in later life, is clearly illustrated and confirmed by the fact that in the animal species closest to humans, the apes, we see this same relationship to a striking degree. It has gradually become evident that the highly intelligent orangutan is a young pongo that, as it matures, loses the remarkable human-like appearance of its face and also its astonishing intelligence because the lower, more primitive part of its face grows larger. This results in a receding forehead, the development of prominent muscles, giving the skull a brutish shape, diminishing the activity of the nervous system, and consequently, an extraordinary muscular strength develops which, since it is adequate for survival, makes great intelligence unnecessary. Frédéric Cuvier's observations on this matter are particularly noteworthy, and Flourens highlighted them in a review of Cuvier's "Histoire Naturelle," published in the September issue of the "Journal des Savans" in 1839, and also printed separately with some additions under the title "Résumé analytique des observations de Fr. Cuvier sur l'instinct et l'intelligence des animaux," p. Flourens, 1841. It states on p. 50: "The intelligence of the orangutan, this highly developed intelligence, decreases with age. When young, the orangutan astonishes us with its insight, cunning, and skill; as an adult, it becomes nothing more than a coarse, brutal, and unmanageable animal. The same applies to all monkeys as it does to the orangutan. In all of them, intelligence declines as strength increases. The animal with the highest intelligence only possesses that intelligence during its youth." Additionally, on p. 87: "Monkeys of all kinds exhibit this inverse relationship between age and intelligence. For example, the Entelle (a type of monkey from the Semnopithecus subgenus and one of the monkeys revered in Brahmin religion) has, in its young age, a broad forehead, a less prominent muzzle, a tall, rounded skull, etc. As it ages, the forehead disappears, recedes, and the muzzle protrudes; and the moral state changes just as much as the physical: apathy, violence, and a desire for solitude replace insight, docility, and trust. 'These differences are so great,' says Mr. Fréd. Cuvier, 'that in our habit of judging animal actions by our own, we would take the young animal for an individual of the age where all the moral qualities of the species are acquired, and the adult Entelle for an individual that only has its physical strengths. But nature does not act that way with these animals, who must not step outside the narrow sphere designated for them, and to whom it is sufficient to ensure their survival. For that, intelligence was necessary when strength did not exist, and when strength is acquired, all other power loses its usefulness.' And on p. 118: 'The survival of species relies as much on the intellectual qualities of animals as on their organic qualities.' This last point supports my principle that intellect, like claws and teeth, is simply a weapon serving the will.
Chapter 32.14 On Insanity.
The health of the mind properly consists in perfect recollection. Of course this is not to be understood as meaning that our memory preserves everything. For the past course of our life shrinks up in time, as the path of the wanderer looking back shrinks up in space: sometimes it is difficult for us to distinguish the particular years; the days have for the most part become unrecognisable. Really, however, only the exactly similar events, recurring an innumerable number of times, so that their images, as it were, conceal each other, ought so to run together in the memory that they are individually unrecognisable; on the other hand, every event in any way peculiar or significant we must be able to find again in memory, if the intellect is normal, vigorous, and quite healthy. In the text I have explained madness as the broken thread of this memory, which still runs on regularly, although in constantly decreasing fulness and distinctness. The following considerations may serve to confirm this.
The health of the mind essentially relies on perfect memory. This doesn’t mean our memory captures everything. Over time, the events of our lives fade away, just as a traveler looking back sees their path shrink in distance: sometimes it's hard to pinpoint specific years; most days have become unrecognizable. However, only those events that are exactly alike, repeating countless times, end up blending together in our memory to the point where they become indistinguishable; on the other hand, we should be able to recall any event that is unique or significant if our intellect is normal, strong, and healthy. In the text, I described chaos as the broken thread of this memory, which continues to flow, though with less fullness and clarity. The following points may help support this idea.
The memory of a healthy man affords a certainty as to an event he has witnessed, which is regarded as just as firm and sure as his present apprehension of things; therefore, if sworn to by him, this event is thereby established in a court of law. On the other hand, the mere suspicion of madness will at once weaken the testimony [pg 168] of a witness. Here, then, lies the criterion between the healthy mind and insanity. Whenever I doubt whether an event which I remember really took place, I throw upon myself the suspicion of madness: unless it is that I am uncertain whether it was not a mere dream. If another doubts the reality of an event, related by me as an eye-witness, without mistrusting my honesty, then he regards me as insane. Whoever comes at last, through constantly recounting an event which originally was fabricated by him, to believe in it himself is, in this one point, really insane. We may ascribe to an insane person flashes of wit, single clever thoughts, even correct judgments, but his testimony as to past events no man will consider valid. In the Lalita-vistara, well known to be the history of Buddha Sakya-Muni, it is related that at the moment of his birth all the sick became well, all the blind saw, all the deaf heard, and all mad people “recovered their memory.” This last is mentioned in two passages.15
The memory of a healthy person provides a strong certainty about an event they have witnessed, which is seen as solid and reliable as their current awareness of things. So, if they testify about it under oath, that event is accepted in a court of law. Conversely, even a slight hint of madness will immediately undermine a witness's testimony. This distinction highlights the difference between a healthy mind and insanity. Whenever I question whether an event I remember actually happened, I start to suspect I'm losing my sanity—unless I'm just unsure if it was just a dream. If someone doubts the reality of an event I've recounted as a witness, without questioning my honesty, they see me as insane. Anyone who repeatedly tells a story they originally made up until they begin to believe it themselves is, in that one respect, genuinely insane. We might attribute moments of insight, individual clever ideas, or even accurate judgments to a person with mental illness, but no one will consider their testimony about past events reliable. In the Lalita-vistara, which is well-known as the biography of Buddha Sakya-Muni, it says that at the moment of his birth, all the sick became well, all the blind could see, all the deaf could hear, and all mad people “regained their memory.” This last point is mentioned in two passages.
My own experience of many years has led me to the opinion that madness occurs proportionally most frequently among actors. But what a misuse they make of their memory! Daily they have to learn a new part or refresh an old one; but these parts are entirely without connection, nay, are in contradiction and contrast with each other, and every evening the actor strives to forget himself entirely and be some quite different person. This kind of thing paves the way for madness.
My own experience over many years has led me to believe that madness happens most often among actors. But what a waste they make of their memories! Every day they have to learn a new role or brush up on an old one; but these roles are totally unrelated, and often contradict and clash with each other. Every evening, the actor works hard to completely forget themselves and become someone entirely different. This kind of thing sets the stage for madness.
The exposition of the origin of madness given in the text will become more comprehensible if it is remembered how unwillingly we think of things which powerfully injure our interests, wound our pride, or interfere with our wishes; with what difficulty do we determine to lay such things before our own intellect for careful and serious investigation; how easily, on the other hand, we unconsciously [pg 169] break away or sneak off from them again; how, on the contrary, agreeable events come into our minds of their own accord, and, if driven away, constantly creep in again, so that we dwell on them for hours together. In that resistance of the will to allowing what is contrary to it to come under the examination of the intellect lies the place at which madness can break in upon the mind. Each new adverse event must be assimilated by the intellect, i.e., it must receive a place in the system of the truths connected with our will and its interests, whatever it may have to displace that is more satisfactory. Whenever this has taken place, it already pains us much less; but this operation itself is often very painful, and also, in general, only takes place slowly and with resistance. However, the health of the mind can only continue so long as this is in each case properly carried out. If, on the contrary, in some particular case, the resistance and struggles of the will against the apprehension of some knowledge reaches such a degree that that operation is not performed in its integrity, then certain events or circumstances become for the intellect completely suppressed, because the will cannot endure the sight of them, and then, for the sake of the necessary connection, the gaps that thus arise are filled up at pleasure; thus madness appears. For the intellect has given up its nature to please the will: the man now imagines what does not exist. Yet the madness which has thus arisen is now the lethe of unendurable suffering; it was the last remedy of harassed nature, i.e., of the will.
The explanation of the origin of madness presented in the text will make more sense if we remember how reluctant we are to think about things that deeply hurt our interests, damage our pride, or clash with our wishes; how hard it is for us to decide to confront these things with our own minds for careful and serious examination; how easily, on the other hand, we unconsciously [pg 169] break away from them or slip away again; and how, in contrast, positive experiences come to our minds automatically, and if we try to push them away, they keep creeping back, making us dwell on them for hours. It's in that struggle of the will to prevent what contradicts it from being examined by the mind where madness can intrude. Each new negative event must be processed by the mind, i.e. it needs to fit into the system of truths related to our will and its interests, no matter what it has to displace that might be more comforting. Once this integration happens, the pain already lessens significantly; however, the process itself can often be very painful and usually takes place slowly and with resistance. Nevertheless, the well-being of the mind can only be maintained as long as this integration is properly done each time. On the other hand, if in a particular situation, the will's resistance and struggle against accepting certain knowledge reach a point where this integration does not occur fully, then specific events or circumstances become entirely repressed for the mind, because the will cannot bear to face them. To maintain necessary connections, the gaps that arise are filled in however one likes; hence, madness emerges. The mind has surrendered its nature to satisfy the will: the person now believes in what is not real. Yet the madness that arises is now the oblivion of unbearable suffering; it was the final refuge of a distressed nature, i.e. of the will.
Let me mention here in passing a proof of my view which is worth noticing. Carlo Gozzi, in the “Monstro turchino,” act i. scene 2, presents to us a person who has drunk a magic potion which produces forgetfulness, and this person appears exactly like a madman.
Let me briefly mention a proof of my perspective that is worth noting. Carlo Gozzi, in the “Blue Monster,” act 1, scene 2, presents a character who has consumed a magic potion that causes forgetfulness, and this character seems exactly like a madman.
In accordance with the above exposition one may thus regard the origin of madness as a violent “casting out of the mind” of anything, which, however, is only possible [pg 170] by “taking into the head” something else. The converse process is more rare, that the “taking into the head” comes first, and the “casting out of the mind” second. It takes place, however, in those cases in which the occasion of insanity is kept constantly present to the mind and cannot be escaped from; thus, for example, in the case of many who have gone mad from love, erotomaniacs, where the occasion of their madness is constantly longed after; also in the case of madness which has resulted from the fright of some sudden horrible occurrence. Such patients cling, as it were, convulsively to the thought they have grasped, so that no other, or at least none opposed to it, can arise. In both processes, however, what is essential to madness remains the same, the impossibility of a uniformly connected recollection, such as is the basis of our healthy and rational reflection. Perhaps the contrast of the ways in which they arise, set forth here, might, if applied with judgment, afford a sharp and profound principle of division of delusions proper.
According to the explanation above, one can see the origin of madness as a violent “clearing the mind” of something, which can only happen [pg 170] by "taking into account" something else. The opposite process is less common, where “taking it to heart” happens first, followed by “clearing the mind”. This can occur in cases where the trigger for insanity is constantly present in the mind and can't be avoided; for example, in many who have gone mad from love, or erotomaniacs, where the cause of their madness is always yearned for. It also happens in cases of madness that result from the shock of sudden horrific events. These patients tend to cling to the thought they've fixated on, preventing any other thoughts, or at least any opposing ones, from arising. However, in both cases, the essential element of madness remains the same: the inability to have a consistently connected memory, which is the foundation of our healthy and rational thinking. The difference in how they emerge, as described here, might, if applied wisely, provide a clear and meaningful way to categorize delusions.
For the rest, I have only considered the physical origin of madness, thus what is introduced by external, objective occasions. More frequently, however, it depends upon purely physical causes, upon malformations or partial disorganisation of the brain or its membranes, also upon the influence which other parts affected with disease exercise upon the brain. Principally in the latter kind of madness false sense-perceptions, hallucinations, may arise. Yet the two causes of madness will generally partake of each other, particularly the psychical of the physical. It is the same as with suicide, which is rarely brought about by an external occasion alone, but a certain physical discomfort lies at its foundation; and according to the degree which this attains to a greater or less external occasion is required; only in the case of the very highest degree is no external occasion at all required. Therefore there is no misfortune so great that it would influence every one to suicide, and none so small that one like it has not already [pg 171] led to it. I have shown the psychical origin of madness as, at least according to all appearance, it is brought about in the healthy mind by a great misfortune. In the case of those who are already strongly disposed to madness physically a very small disappointment will be sufficient to induce it. For example, I remember a man in a madhouse who had been a soldier, and had gone out of his mind because his officer had addressed him as Er.16 In the case of decided physical disposition no occasion at all is required when this has come to maturity. The madness which has sprung from purely psychical causes may, perhaps, by the violent perversion of the course of thought which has produced it, also introduce a kind of paralysis or other depravity of some part of the brain, which, if not soon done away with, becomes permanent. Therefore madness is only curable at first, and not after a longer time.
For the most part, I’ve only looked at the physical origins of madness, which means what’s triggered by external, objective events. More often, though, it’s caused by purely physical issues, like malformations or partial disorganization of the brain or its membranes, as well as the impact that other diseased parts have on the brain. Especially in cases of this kind of madness, false sense perceptions or hallucinations can occur. However, the two causes of madness usually interact with each other, especially how the mental affects the physical. It’s similar to suicide, which rarely happens due to an external event alone; there’s usually a certain physical discomfort at its core. Depending on the severity of that discomfort, more or less external triggers may be needed; only in the most extreme cases is no external trigger necessary at all. Thus, there’s no misfortune so great that it would drive everyone to suicide, and none so minor that it hasn’t already led some to that outcome. I’ve explained the mental origin of madness as it typically appears to be caused in a healthy mind by a significant misfortune. For those who are already physically predisposed to madness, even a small disappointment can trigger it. For example, I recall a man in a mental hospital who had been a soldier and lost his mind because his officer called him Er.16. In cases of strong physical predisposition, no external trigger is needed once it’s progressed. Madness arising from purely mental causes might also, through the intense disruption of thought that created it, lead to a type of paralysis or other dysfunction in some part of the brain, which, if not resolved quickly, can become permanent. Therefore, madness is only curable in the early stages, and not after a long period.
Pinel taught that there is a mania sine delirio, frenzy without insanity. This was controverted by Esquirol, and since then much has been said for and against it. The question can only be decided empirically. But if such a state really does occur, then it is to be explained from the fact that here the will periodically entirely withdraws itself from the government and guidance of the intellect, and consequently of motives, and thus it then appears as a blind, impetuous, destructive force of nature, and accordingly manifests itself as the desire to annihilate everything that comes in its way. The will thus let loose is like the stream which has broken through the dam, the horse that has thrown his rider, or a clock out of which the regulating screws have been taken. Yet only the reason, thus reflective knowledge, is included in that suspension, not intuitive knowledge also; otherwise the will would remain entirely without guidance, and consequently the man would be immovable. But, on the [pg 172] contrary, the man in a frenzy apprehends objects, for he breaks out upon them; thus he has also consciousness of his present action, and afterwards remembrance of it. But he is entirely without reflection, thus without any guidance of the reason, consequently quite incapable of any consideration or regard for the present, the past, or the future. When the attack is over, and the reason has regained its command, its function is correct, because here its proper activity has not been perverted or destroyed, but only the will has found the means to withdraw itself from it entirely for a while.
Pinel taught that there is a mania without delirium, a frenzy without insanity. Esquirol disagreed with this, and since then, there's been a lot of debate on both sides. The question can really only be answered through observation. If such a state does exist, it's because the will periodically completely detaches itself from the control and guidance of the intellect and motives, appearing then as a blind, unstoppable, destructive force of nature. It manifests as the urge to destroy everything in its path. The unleashed will is like a river that has burst its banks, a horse that has thrown off its rider, or a clock that has had its regulating parts removed. However, only reason, meaning thoughtful knowledge, is suspended, not easy to understand knowledge; otherwise, the will would be completely ungoverned, and the person would be paralyzed. On the [pg 172] contrary, a person in a frenzy perceives things because they act impulsively; they are aware of their actions in the moment and remember them afterward. But they lack reflection, meaning they’re without any reasoned guidance, making them unable to think about the present, the past, or the future. Once the episode ends and reason regains control, it functions correctly because its essential activity hasn't been distorted or destroyed; it’s just that the will found a way to momentarily withdraw from it.
Chapter 33.17 Isolated Comments On Natural Beauty.
What contributes among other things to make the sight of a beautiful landscape so exceedingly delightful is the perfect truth and consistency of nature. Certainly nature does not follow here the guidance of logic in the connection of the grounds of knowledge, of antecedents and consequences, premisses and conclusions; but still it follows what is for it analogous to the law of causality in the visible connection of causes and effects. Every modification, even the slightest, which an object receives from its position, foreshortening, concealment, distance, lighting, linear and atmospheric perspective, &c., is, through its effect upon the eye, unerringly given and accurately taken account of: the Indian proverb, “Every corn of rice casts its shadow,” finds here its confirmation. Therefore here everything shows itself so consistent, accurately regular, connected, and scrupulously right; here there are no evasions. If now we consider the sight of a beautiful view, merely as a brain-phenomenon, it is the only one among the complicated brain-phenomena which is always absolutely regular, blameless, and perfect; all the rest, especially our own mental operations, are, in form or material, affected more or less with defects or inaccuracies. From this excellence of the sight of beautiful nature, is the harmonious and thoroughly satisfying character of its impression to be explained, and also the favourable effect which [pg 174] it has upon our whole thought, which in its formal part thereby becomes more correctly disposed, and to a certain extent purified, for that brain-phenomenon which alone is entirely faultless sets the brain in general in perfectly normal action; and now the thought seeks to follow that method of nature in the consistency, connectedness, regularity, and harmony of all its processes, after being brought by it into the right swing. A beautiful view is therefore a cathartic of the mind, as music, according to Aristotle, is of the feeling, and in its presence one will think most correctly.
What makes the sight of a beautiful landscape so incredibly delightful is the perfect truth and consistency of nature. Nature doesn’t necessarily follow the rules of logic in how knowledge connects, like causes and effects or premises and conclusions; however, it does follow something like the law of causality in the visible connections we see. Every change, even the smallest one, that an object goes through due to its position, foreshortening, concealment, distance, lighting, linear and atmospheric perspective, etc., is perceived accurately by the eye. The Indian proverb, “Every grain of rice casts its shadow,” supports this idea. Thus, everything appears so consistent, orderly, interconnected, and precisely right; there are no contradictions here. When we look at a beautiful view just as a brain phenomenon, it stands out as the only one among the complex brain phenomena that is always completely regular, flawless, and perfect; all other experiences, especially our own thoughts, have some defects or inaccuracies. This exceptional quality of seeing beautiful nature explains the harmonious and deeply satisfying nature of its impression and its positive effect on our overall thinking, which becomes more correctly oriented and somewhat purified, as this infallible brain phenomenon puts the mind into a perfectly normal state of operation. Now, our thoughts try to mimic nature’s consistency, interconnectedness, regularity, and harmony in all our processes as it puts us in the right flow. A beautiful view is therefore a cathartic experience for the mind, just as music, according to Aristotle, is for the emotions, and in its presence, one tends to think most clearly.
That the sight of a mountain chain suddenly rising before us throws us so easily into a serious, and even sublime mood may partly depend upon the fact that the form of the mountains and the outline of the chain arising from it is the only constantly permanent line of the landscape, for the mountains alone defy the decay which soon sweeps away everything else, especially our own ephemeral person. Not that at the sight of the mountain chain all this appeared distinctly in our consciousness, but an obscure feeling of it is the fundamental note of our mood.
The sight of a mountain range suddenly appearing in front of us easily puts us in a serious and even awe-inspiring mood. This may partly be because the shape of the mountains and the outline of the range are the only consistently permanent features of the landscape. The mountains alone withstand the decay that quickly diminishes everything else, especially our own fleeting existence. It’s not that we consciously think about all this when we see the mountain range, but an underlying sense of it sets the tone for our mood.
I would like to know why it is that while for the human form and countenance light from above is altogether the most advantageous, and light from below the most unfavourable, with regard to landscape nature exactly the converse holds good.
I want to know why, while light from above is the best for the human shape and face, and light from below is the worst, the opposite is true for landscapes.
Yet how æsthetic is nature! Every spot that is entirely uncultivated and wild, i.e., left free to itself, however small it may be, if only the hand of man remains absent, it decorates at once in the most tasteful manner, clothes it with plants, flowers, and shrubs, whose unforced nature, natural grace, and tasteful grouping bears witness that they have not grown up under the rod of correction of the great egoist, but that nature has here moved freely. Every neglected plant at once becomes beautiful. Upon this rests the principle of the English garden, which is as [pg 175] much as possible to conceal art, so that it may appear as if nature had here moved freely; for only then is it perfectly beautiful, i.e., shows in the greatest distinctness the objectification of the still unconscious will to live, which here unfolds itself with the greatest naïveté, because the forms are not, as in the animal world, determined by external ends, but only immediately by the soil, climate, and a mysterious third influence on account of which so many plants which have originally sprung up in the same soil and climate yet show such different forms and characters.
Yet how aesthetic is nature! Every place that is completely uncultivated and wild, i.e., left to its own devices, no matter how small, if only human intervention is absent, it immediately decorates itself in the most tasteful way, covering it with plants, flowers, and shrubs, whose unforced nature, natural grace, and tasteful arrangement show that they haven't grown under the strict control of a selfish designer, but that nature has operated freely here. Every overlooked plant becomes beautiful. This is the principle behind the English garden, which aims as much as possible to hide human artistry so that it seems like nature has moved freely; only then is it perfectly beautiful, i.e., it clearly reveals the manifestation of the still unconscious will to live, which unfolds here with the greatest simplicity because the forms are not, as in the animal kingdom, determined by external purposes, but only directly by the soil, climate, and a mysterious third influence that explains why so many plants that originally started in the same soil and climate exhibit such different forms and characteristics.
The great difference between the English, or more correctly the Chinese, garden and the old French, which is now always becoming more rare, yet still exists in a few magnificent examples, ultimately rests upon the fact that the former is planned in an objective spirit, the latter in a subjective. In the former the will of nature, as it objectifies itself in tree and shrub, mountain and waterfall, is brought to the purest possible expression of these its Ideas, thus of its own inner being. In the French garden, on the other hand, only the will of the possessor of it is mirrored, which has subdued nature so that instead of its Ideas it bears as tokens of its slavery the forms which correspond to that will, and which are forcibly imposed upon it—clipped hedges, trees cut into all kinds of forms, straight alleys, arched avenues, &c.
The main difference between the English, or more accurately, the Chinese garden and the old French garden, which is now becoming increasingly rare but does still exist in a few magnificent examples, lies in the fact that the former is designed with an objective approach, while the latter is more subjective. In the English or Chinese garden, nature's will, as it manifests in trees and shrubs, mountains and waterfalls, is expressed in its purest form, reflecting its true essence. In contrast, the French garden merely reflects the desires of its owner, who has tamed nature to the extent that, instead of expressing its true nature, it showcases the imposed forms that align with that desire, such as trimmed hedges, trees shaped into various forms, straight pathways, arched avenues, etc.
Chapter 34.18 On the Inner Nature of Art.
Not merely philosophy but also the fine arts work at bottom towards the solution of the problem of existence. For in every mind that once gives itself up to the purely objective contemplation of nature a desire has been excited, however concealed and unconscious it may be, to comprehend the true nature of things, of life and existence. For this alone has interest for the intellect as such, i.e., for the pure subject of knowledge which has become free from the aims of the will; as for the subject which knows as a mere individual the aims of the will alone have interest. On this account the result of the purely objective apprehension of things is an expression more of the nature of life and existence, more an answer to the question, “What is life?” Every genuine and successful work of art answers this question in its own way with perfect correctness. But all the arts speak only the naive and childish language of perception, not the abstract and serious language of reflection; their answer is therefore a fleeting image: not permanent and general knowledge. Thus for perception every work of art answers that question, every painting, every statue, every poem, every scene upon the stage: music also answers it; and indeed more profoundly than all the rest, for in its language, which is understood with absolute directness, but which is yet untranslatable into that of the reason, the inner [pg 177] nature of all life and existence expresses itself. Thus all the other arts hold up to the questioner a perceptible image, and say, “Look here, this is life.” Their answer, however correct it may be, will yet always afford merely a temporary, not a complete and final, satisfaction. For they always give merely a fragment, an example instead of the rule, not the whole, which can only be given in the universality of the conception. For this, therefore, thus for reflection and in the abstract, to give an answer which just on that account shall be permanent and suffice for always, is the task of philosophy. However, we see here upon what the relationship of philosophy to the fine arts rests, and can conclude from that to what extent the capacity of both, although in its direction and in secondary matters very different, is yet in its root the same.
Not just philosophy, but also the fine arts ultimately contribute to solving the problem of existence. When anyone truly engages in the objective observation of nature, it sparks a hidden desire—often unconscious—to understand the true essence of things, life, and existence. This pursuit is what fascinates the intellect, which seeks knowledge independent of personal desires; in contrast, an individual's interests are solely driven by personal will. Thus, the outcome of viewing things purely objectively reflects more on the nature of life and existence, providing an answer to the question, "What is life?" Every genuine and successful piece of art addresses this question in its own correct way. However, all arts communicate only in the simple, naive language of perception, not the abstract and serious language of reflection; therefore, their responses are merely fleeting images rather than lasting, general knowledge. In terms of perception, every artwork—from every painting and statue to every poem and theatrical performance—provides an answer, with music offering perhaps the most profound response. Its language is understood directly but can't be translated into rational terms, expressing the inner [pg 177] essence of all life and existence. Thus, the other arts present a visible image to the inquirer and say, “Check it out, this is life.” Although their answers may be valid, they only provide temporary, not complete and final, satisfaction. They present a fragment, a specific example rather than the rule, which can only be articulated through the universality of conceiving. Therefore, it is the role of philosophy to provide an answer that is permanent and sufficient for all time. Here, we see how the relationship between philosophy and the fine arts is established and can conclude the extent to which their abilities, although differing in focus and secondary details, are fundamentally the same.
Every work of art accordingly really aims at showing us life and things as they are in truth, but cannot be directly discerned by every one through the mist of objective and subjective contingencies. Art takes away this mist.
Every piece of art is really trying to show us life and things as they truly are, but not everyone can see this directly through the fog of objective and subjective circumstances. Art removes this fog.
The works of the poets, sculptors, and representative artists in general contain an unacknowledged treasure of profound wisdom; just because out of them the wisdom of the nature of things itself speaks, whose utterances they merely interpret by illustrations and purer repetitions. On this account, however, every one who reads the poem or looks at the picture must certainly contribute out of his own means to bring that wisdom to light; accordingly he comprehends only so much of it as his capacity and culture admit of; as in the deep sea each sailor only lets down the lead as far as the length of the line will allow. Before a picture, as before a prince, every one must stand, waiting to see whether and what it will speak to him; and, as in the case of a prince, so here he must not himself address it, for then he would only hear himself. It follows from all this that in the works of the representative arts all truth is certainly contained, yet only virtualiter or implicite; philosophy, on the other hand, endeavours to supply [pg 178] the same truth actualiter and explicite, and therefore, in this sense, is related to art as wine to grapes. What it promises to supply would be, as it were, an already realised and clear gain, a firm and abiding possession; while that which proceeds from the achievements and works of art is one which has constantly to be reproduced anew. Therefore, however, it makes demands, not only upon those who produce its works, but also upon those who are to enjoy them which are discouraging and hard to comply with. Therefore its public remains small, while that of art is large.
The works of poets, sculptors, and artists in general contain an unrecognized wealth of deep wisdom. This wisdom, which comes from the nature of things itself, is expressed through their illustrations and clearer repetitions. However, anyone who reads a poem or looks at a picture must contribute their own understanding to uncover that wisdom; thus, they only grasp as much of it as their knowledge and experience allow, just like each sailor in the deep sea can only drop the lead as far as their line permits. In front of a picture, as one would before a prince, everyone must wait to see what it will reveal to them; and, like with a prince, they shouldn’t speak first, or all they’ll hear is their own voice. It follows from this that the works of the representative arts contain all truth, but only virtually or implicit; on the other hand, philosophy strives to provide that same truth [pg 178] actually and explicit, and thus, in this sense, it relates to art as wine does to grapes. What it promises to deliver would be an already achieved and clear benefit, a solid and enduring possession; while what comes from the creations and works of art must always be recreated. Therefore, it places demands not only on those who create its works but also on those who are meant to enjoy them, which can be daunting and hard to meet. Hence, its audience remains small, while that of art is large.
The co-operation of the beholder, which is referred to above, as demanded for the enjoyment of a work of art, depends partly upon the fact that every work of art can only produce its effect through the medium of the fancy; therefore it must excite this, and can never allow it to be left out of the play and remain inactive. This is a condition of the æsthetic effect, and therefore a fundamental law of all fine arts. But it follows from this that, through the work of art, everything must not be directly given to the senses, but rather only so much as is demanded to lead the fancy on to the right path; something, and indeed the ultimate thing, must always be left over for the fancy to do. Even the author must always leave something over for the reader to think; for Voltaire has very rightly said, “Le secret d'être ennuyeux, c'est de tout dire.” But besides this, in art the best of all is too spiritual to be given directly to the senses; it must be born in the imagination of the beholder, although begotten by the work of art. It depends upon this that the sketches of great masters often effect more than their finished pictures; although another advantage certainly contributes to this, namely, that they are completed offhand in the moment of conception; while the perfected painting is only produced through continued effort, by means of skilful deliberation and persistent intention, for the inspiration cannot last till it is completed. From the fundamental æsthetical law we are speaking of, it is [pg 179] further to be explained why wax figures never produce an æsthetic effect, and therefore are not properly works of fine art, although it is just in them that the imitation of nature is able to reach its highest grade. For they leave nothing for the imagination to do. Sculpture gives merely the form without the colour; painting gives the colour, but the mere appearance of the form; thus both appeal to the imagination of the beholder. The wax figure, on the other hand, gives all, form and colour at once; whence arises the appearance of reality, and the imagination is left out of account. Poetry, on the contrary, appeals indeed to the imagination alone, which it sets in action by means of mere words.
The collaboration of the viewer, mentioned earlier as essential for enjoying a piece of art, partly relies on the fact that every artwork can only have its impact through the imagination; thus, it needs to stimulate the imagination and can never allow it to sit idle. This is a requirement for the aesthetic effect and a fundamental principle of all fine arts. Consequently, an artwork shouldn't give everything directly to the senses, but rather just enough to guide the imagination in the right direction; there must always be something left for the imagination to explore. Even the author has to leave something for the reader to ponder; as Voltaire wisely said, “The secret to being boring is to say everything.” Moreover, the best aspects of art are too abstract to be presented directly to the senses; they must be conceived in the viewer's imagination, even though they originate from the artwork. This is why the sketches of great artists often have more impact than their finished pieces; another factor is that sketches are done spontaneously at the moment of inspiration, while the final painting comes about through painstaking effort, careful thought, and sustained intention, as the initial inspiration can't last until the end of the process. From this fundamental aesthetic principle, we can also explain why wax figures never create an aesthetic effect and aren't considered true works of fine art, even though they show nature’s imitation at its highest level. Wax figures offer everything, both form and color, at once, which creates an illusion of reality and neglects the role of imagination. Poetry, on the other hand, engages solely with the imagination, activating it through mere words.
An arbitrary playing with the means of art without a proper knowledge of the end is, in every art, the fundamental characteristic of the dabbler. Such a man shows himself in the pillars that support nothing, aimless volutes, juttings and projections of bad architecture, in the meaningless runs and figures, together with the aimless noise of bad music, in the jingling of the rhymes of senseless poetry, &c.
Randomly using artistic methods without a clear understanding of the purpose is, in every art, the defining trait of an amateur. Such a person reveals themselves in pillars that serve no purpose, aimless curves, awkward extensions of poor architecture, in the meaningless patterns and shapes, along with the aimless noise of bad music, in the catchy but nonsensical rhymes of pointless poetry, etc.
It follows from the preceding chapter, and from my whole view of art, that its aim is the facilitating of the knowledge of the Ideas of the world (in the Platonic sense, the only one which I recognise for the word Idea). The Ideas, however, are essentially something perceptible, which, therefore, in its fuller determinations, is inexhaustible. The communication of such an Idea can therefore only take place on the path of perception, which is that of art. Whoever, therefore, is filled with the comprehension of an Idea is justified if he chooses art as the medium of its communication. The mere conception, on the other hand, is something completely determinable, therefore exhaustible, and distinctly thought, the whole content of which can be coldly and dryly expressed in words. Now to desire to communicate such a conception by means of a work of art is a very useless circumlocution, indeed belongs to that [pg 180] playing with the means of art without knowledge of its end which has just been condemned. Therefore a work of art which has proceeded from mere distinct conceptions is always ungenuine. If now, in considering a work of plastic art, or in reading a poem, or in hearing a piece of music (which aims at describing something definite), we see, through all the rich materials of art, the distinct, limited, cold, dry conception shine out, and at last come to the front, the conception which was the kernel of this work, the whole notion of which consequently consisted in the distinct thinking of it, and accordingly is absolutely exhausted by its communication, we feel disgusted and indignant, for we see ourselves deceived and cheated out of our interest and attention. We are only perfectly satisfied by the impression of a work of art when it leaves something which, with all our thinking about it, we cannot bring down to the distinctness of a conception. The mark of that hybrid origin from mere conceptions is that the author of a work of art could, before he set about it, give in distinct words what he intended to present; for then it would have been possible to attain his whole end through these words. Therefore it is an undertaking as unworthy as it is absurd if, as has often been tried at the present day, one seeks to reduce a poem of Shakspeare's or Goethe's to the abstract truth which it was its aim to communicate. Certainly the artist ought to think in the arranging of his work; but only that thought which was perceived before it was thought has afterwards, in its communication, the power of animating or rousing, and thereby becomes imperishable. We shall not refrain from observing here that certainly the work which is done at a stroke, like the sketches of painters already referred to, the work which is completed in the inspiration of its first conception, and as it were unconsciously dashed off, like the melody which comes entirely without reflection, and quite as if by inspiration, and finally, also the lyrical poem proper, the mere song, in which the deeply felt mood of the present, and the impression of the surroundings, [pg 181] as if involuntarily, pours itself forth in words, whose metre and rhyme come about of their own accord—that all these, I say, have the great advantage of being purely the work of the ecstasy of the moment, the inspiration, the free movement of genius, without any admixture of intention and reflection; hence they are through and through delightful and enjoyable, without shell and kernel, and their effect is much more inevitable than that of the greatest works of art, of slower and more deliberate execution. In all the latter, thus in great historical paintings, in long epic poems, great operas, &c., reflection, intention, and deliberate selection has had an important part; understanding, technical skill, and routine must here fill up the gaps which the conception and inspiration of genius has left, and must mix with these all kinds of necessary supplementary work as cement of the only really genuinely brilliant parts. This explains why all such works, only excepting the perfect masterpieces of the very greatest masters (as, for example, “Hamlet,” “Faust,” the opera of “Don Juan”), inevitably contain an admixture of something insipid and wearisome, which in some measure hinders the enjoyment of them. Proofs of this are the “Messiah,” “Gerusalemme liberata,” even “Paradise Lost” and the “Æneid;” and Horace already makes the bold remark, “Quandoque dormitat bonus Homerus.” But that this is the case is the consequence of the limitation of human powers in general.
It follows from the previous chapter, and from my overall view of art, that its purpose is to enhance our understanding of the Ideas of the world (in the Platonic sense, which is the only interpretation I acknowledge for the word Idea). However, the Ideas are fundamentally something that can be perceived, making them inexhaustible in their fuller forms. Therefore, communicating such an Idea can only occur through perception, which is the medium of art. Anyone who fully grasps an Idea is justified in choosing art as a way to convey it. On the other hand, a mere concept is something that can be fully determined and, thus, exhausted; it is distinctly thought out, and its entire content can be expressed in a cold and dry manner with words. Trying to communicate such a concept through a work of art is a pointless roundabout way of doing things and falls into the category of playing with the means of art without any understanding of its purpose, which has just been criticized. Hence, a work of art that comes solely from distinct concepts is always inauthentic. When we engage with a piece of visual art, read a poem, or listen to a piece of music (which aims to depict something specific), if we see the clear, limited, cold, dry concept shining through all the rich materials of art and ultimately taking center stage, the very concept that formed the core of the work—whose entire notion was thus the clear thinking of it—it exhausts itself in its communication, leaving us feeling disappointed and cheated out of our interest and attention. We are only truly satisfied with a work of art when it leaves us with something that we cannot reduce to the clarity of a concept, no matter how much we think about it. The mark of that mixed origin from mere concepts is that the creator of a work of art could have expressed in clear words what they intended to convey before they started; if that were the case, it would have been possible to achieve their goal purely through those words. Therefore, it’s an unworthy and absurd endeavor, as has often been attempted today, to try to reduce a poem by Shakespeare or Goethe to the abstract truth it aimed to convey. Certainly, the artist should have thoughts while arranging their work, but only the thoughts that were perceived before being consciously considered hold the power to animate or stir us once communicated, and thus become timeless. We must note that works created in a moment of inspiration, like the sketches of painters previously mentioned, those completed in the burst of initial conception and seemingly unconsciously dashed off, like melodies that come effortlessly as if inspired, as well as lyrical poems, where the deeply felt mood and impressions of the surroundings flow out in words, with meter and rhyme coming naturally—these all have the significant advantage of being pure expressions of momentary ecstasy, spontaneity, and the free movement of genius, without any interference of intention or reflection; hence, they are entirely delightful and enjoyable, without any superficial aspects, and their effect is much more inevitable than that of the greatest artworks, which are produced with more time and deliberation. In all these latter works, such as grand historical paintings, lengthy epic poems, operas, etc., thought, intention, and careful selection play a crucial role; understanding, technical skill, and practice must fill in the gaps left by the conception and genius's inspiration and must mix in all kinds of necessary supplementary work as the glue connecting the truly brilliant parts. This explains why all such works, except for the perfect masterpieces of the greatest masters (like “Hamlet,” “Faust,” or the opera “Don Juan”), inevitably contain elements that are bland and tiresome, somewhat hindering our enjoyment of them. Examples of this include the “Messiah,” “Gerusalemme liberata,” even “Paradise Lost” and the “Æneid;” and Horace already made the bold remark, “Quandoque dormitat bonus Homerus.” The reason for this is the limitation of human capabilities in general.
The mother of the useful arts is necessity; that of the fine arts superfluity. As their father, the former have understanding; the latter genius, which is itself a kind of superfluity, that of the powers of knowledge beyond the measure which is required for the service of the will.
The mother of useful arts is necessity, while the mother of fine arts is excess. The former has understanding as their father, while the latter has genius, which is also a form of excess—knowledge and abilities that go beyond what is needed to serve the will.
Chapter 35.19 On The Aesthetics Of Architecture.
In accordance with the deduction given in the text of the pure æsthetics of architecture from the lowest grades of the objectification of the will or of nature, the Ideas of which it seeks to bring to distinct perception, its one constant theme is support and burden, and its fundamental law is that no burden shall be without sufficient support, and no support without a suitable burden; consequently that the relation of these two shall be exactly the fitting one. The purest example of the carrying out of this theme is the column and entablature. Therefore the order or columnar arrangement has become, as it were, the thorough bass of the whole of architecture. In column and entablature the support and the burden are completely separated; whereby the reciprocal action of the two and their relation to each other becomes apparent. For certainly even every plain wall contains support and burden; but here the two are still fused together. All is here support and all is burden; hence there is no æsthetic effect. This first appears through the separation, and takes place in proportion to its degree. For between the row of columns and the plain wall there are many intermediate degrees. Even in the mere breaking up of the wall of a house by windows and doors one seeks at least to indicate that separation by flat projecting pilasters (antæ) with capitals, which are inserted under the mouldings, nay, in case of need, are represented by mere painting, in order to indicate [pg 183] in some way the entablature and an order. Real pillars, and also consoles and supports of various kinds, realise more that pure separation of support and burden which is striven after throughout by architecture. In this respect, next to the column with the entablature, but as a special construction not imitating it, stands the vault with the pillar. The latter certainly is far from attaining to the æsthetic effect of the former, because here the support and the burden are not purely separated, but are fused, passing over into each other. In the vault itself every stone is at once burden and support, and even the pillars, especially in groined vaulting, are, at least apparently, held in position by the pressure of opposite arches; and also just on account of this lateral pressure not only vaults but even mere arches ought not to rest upon columns, but require the massive four-cornered pillars. In the row of columns alone is the separation complete, for here the entablature appears as pure burden, the column as pure support. Accordingly the relation of the colonnade to the plain wall may be compared to that which would exist between a scale ascending in regular intervals and a tone ascending little by little from the same depth to the same height without gradation, which would produce a mere howl. For in the one as in the other the material is the same, and the important difference proceeds entirely from the pure separation.
In line with the idea presented in the text about the pure aesthetics of architecture as an expression of the will or nature, which it aims to clarify, the main theme is support and burden. The basic principle is that no burden should exist without adequate support, and no support without an appropriate burden; therefore, the relationship between the two should be exactly right. The clearest example of this theme is the column and entablature. This is why the order or column arrangement has become the foundational element of architecture. In the column and entablature, the support and burden are totally separated, making the mutual interaction between the two and their relationship clear. Certainly, even a plain wall contains support and burden; however, here the two are still fused together. Everything is both support and burden, which results in no aesthetic effect. This first emerges through their separation, happening in proportion to its degree. There are many levels between a row of columns and a plain wall. Even simply breaking up a house wall with windows and doors aims to show that separation using flat, projecting pilasters (antæ) with capitals, placed below the moldings; if necessary, this is represented by mere painting to somehow indicate [pg 183] an entablature and an order. Real pillars, as well as consoles and various supports, better achieve that pure separation of support and burden sought after in architecture. In this sense, alongside the column with the entablature, there exists the vault with the pillar as a special construction that doesn’t imitate it. The latter certainly does not reach the aesthetic effect of the former, because here the support and burden are not totally separated, instead, they meld into each other. In the vault, every stone serves both as burden and support, and even the pillars, especially in groined vaulting, seem to be kept in place by the pressure of opposing arches; due to this lateral pressure, not only vaults but even simple arches shouldn’t rest on columns but require solid, square pillars. Only in the row of columns is the separation complete, as the entablature appears purely as a burden, and the column as purely support. Thus, the relationship between the colonnade and the plain wall can be compared to the difference between a scale that ascends in regular intervals and a tone that rises gradually from the same depth to the same height without gradation, which would result in a mere howl. Because in both cases the material is the same, and the key difference comes entirely from the complete separation.
Moreover, the support is not adapted to the burden when it is only sufficient to bear it, but when it can do this so conveniently and amply that at the first glance we are quite at ease about it. Yet this superfluity of support must not exceed a certain degree; for otherwise we will perceive support without burden, which is opposed to the æsthetic end. As a rule for determining that degree the ancients devised the line of equilibrium, which is got by carrying out the diminution of the thickness of the column as it ascends till it runs out into an acute angle, whereby the column becomes a cone; now every cross section will [pg 184] leave the lower part so strong that it is sufficient to support the upper part cut off. Commonly, however, one builds with twentyfold strength, i.e., one lays upon every support only 1/20th of the maximum it could bear. A glaring example of burden without support is presented to the eye by the balconies at the corners of many houses built in the elegant style of the present day. We do not see what supports them; they seem to hang suspended, and disturb the mind.
Moreover, the support isn't just meant to barely handle the load; it should do so comfortably and sufficiently enough that at first glance, we feel completely at ease with it. However, this excess support shouldn't go beyond a certain limit; otherwise, we'll notice support without a load, which contradicts the aesthetic purpose. To determine that limit, the ancients created the line of equilibrium, which is achieved by gradually reducing the thickness of the column as it rises until it forms a sharp angle, turning the column into a cone. Every cross-section will leave the lower part sturdy enough to support the upper part that is removed. Generally, though, builders use twenty times the necessary strength, meaning they only place 1/20th of the maximum load each support could withstand. A striking example of load without support can be seen in the balconies at the corners of many houses built in today's elegant style. We can't see what supports them; they appear to hang in mid-air, which is unsettling.
That in Italy even the simplest and most unornamented buildings make an æsthetic impression, while in Germany this is not the case, depends principally upon the fact that in Italy the roofs are very flat. A high roof is neither support nor burden, for its two halves mutually support each other, but the whole has no weight corresponding to its extension. Therefore it presents to the eye an extended mass which is entirely foreign to the æsthetic end, serves merely a useful end, consequently disturbs the former, of which the theme is always only support and burden.
That in Italy even the simplest and plainest buildings create an aesthetic impression, while in Germany this isn't the case, is mainly because in Italy the roofs are very flat. A high roof doesn't really support or add weight; its two sides support each other, but overall, it doesn't have weight that matches its size. This creates a visual mass that's completely unrelated to aesthetics, serving only a practical purpose, and therefore disrupts the aesthetic, which typically revolves around the ideas of support and weight.
The form of the column has its sole ground in the fact that it affords the simplest and most suitable support. In the twisted column inappropriateness appears as if with intentional perversity, and therefore shamelessness: hence good taste condemns it at the first glance. The four-cornered pillar, since the diagonal exceeds the sides, has unequal dimensions of thickness which have no end as their motive, but are occasioned by the accident of greater feasibleness; and just on this account it pleases us so very much less than the column. Even the hexagonal or octagonal pillar is more pleasing, because it approaches more nearly to the round column; for the form of the latter alone is exclusively determined by the end. It is, however, also so determined in all its other proportions, primarily in the relation of its thickness to its height, within the limits permitted by the difference of the three columnar orders. Therefore its diminution [pg 185] from the first third of its height upwards, and also a slight increase of its thickness just at this place (entasis vitr.), depends upon the fact that the pressure of the burden is greatest there. It has hitherto been believed that this increase in thickness was peculiar to the Ionic and Corinthian columns alone, but recent measurements have shown it also in the Doric columns, even at Pæstum. Thus everything in the column, its thoroughly determined form, the proportion of its height to its thickness, of both to the intervals between the columns, and that of the whole series to the entablature and the burden resting upon it, is the exactly calculated result of the relation of the necessary support to the given burden. As the latter is uniformly distributed, so must also the support be; therefore groups of columns are tasteless. On the other hand, in the best Doric temples the corner column comes somewhat nearer to the next ones, because the meeting of the entablatures at the corner increases the burden; and in this the principle of architecture expresses itself distinctly, that the structural relations, i.e., the relations between support and burden, are the essential ones, to which the relations of symmetry, as subordinate, must at once give way. According to the weight of the whole burden generally will the Doric or the two lighter orders of columns be chosen, for the first, not only by the greater thickness, but also by the closer position of the columns, which is essential to it, is calculated for heavier burdens, to which end also the almost crude simplicity of its capital is suited. The capitals in general serve the end of showing visibly that the columns bear the entablature, and are not stuck in like pins; at the same time they increase by means of their abacus the bearing surface. Since, then, all the laws of columnar arrangement, and consequently also the form and proportion of the column, in all its parts and dimensions down to the smallest details, follow from the thoroughly understood and consistently carried out conception of the amply adequate support of a given burden, [pg 186] thus so far are determined a priori, it comes out clearly how perverse is the thought, so often repeated, that the stems of trees, or even (which unfortunately even “Vitruvius,” iv. 1, expresses) the human form has been the prototype of the column. For if the form of the column were for architecture a purely accidental one, taken from without, it could never appeal to us so harmoniously and satisfactorily whenever we behold it in its proper symmetry; nor, on the other hand, could every even slight disproportion of it be felt at once by the fine and cultivated sense as disagreeable and disturbing, like a false note in music. This is rather only possible because, according to the given end and means, all the rest is essentially determined a priori, as in music, according to the given melody and key, the whole harmony is essentially so determined. And, like music, architecture in general is also not an imitative art, although both are often falsely taken to be so.
The design of the column is fundamentally based on the fact that it provides the simplest and most effective support. In a twisted column, awkwardness appears almost intentionally, leading to a sense of shamelessness; thus, good taste immediately rejects it. The square pillar has uneven thickness because the diagonal is longer than the sides, which occurs due to convenience rather than intentional design, and this makes it much less appealing than the column. Even a hexagonal or octagonal pillar is more attractive because it resembles the round column more closely; the shape of the round column is solely determined by its purpose. This determination applies to all its proportions, especially the relationship between its thickness and height, within the limits allowed by the three classical column styles. Therefore, its tapering from the top third of its height and a slight increase in thickness at this point (known as entasis vitr.), is due to the fact that the load is greatest here. It was previously thought that this thickening was unique to the Ionic and Corinthian columns, but recent measurements have revealed that Doric columns, including those at Pæstum, also exhibit this feature. Thus, everything about the column—the well-defined shape, the ratio of its height to its thickness, the space between columns, and the overall relationship to the entablature and the weight it supports—results from a precise calculation of the necessary support in relation to the imposed load. Since the load is evenly distributed, the support must be as well; for this reason, clusters of columns lack elegance. Conversely, in the best Doric temples, the corner column moves slightly closer to the adjacent ones because the meeting of the entablatures at the corner increases the load; this clearly expresses the architectural principle that the structural relationships, specifically between support and load, are the most critical, and that symmetry must yield to these relationships as secondary. The choice of either Doric or the two lighter column orders will depend on the overall weight of the load. The Doric order, characterized by its greater thickness and closer column spacing—essential to handle heavier loads—also suits the almost primitive simplicity of its capital. Capitals generally serve to visually indicate that the columns support the entablature rather than merely being inserted like pins; they also enlarge the bearing surface through their abacus. Since all the principles of column arrangement, and thus the form and proportions of the column down to the smallest details, emerge from a thoroughly understood and consistently applied concept of adequately supporting a given load, [pg 186] it’s evident how misguided it is to claim that tree trunks or even (as unfortunately noted by "Vitruvius" iv. 1) the human form were the prototypes for columns. If column design were purely accidental, sourced externally, it wouldn’t resonate with us harmoniously and satisfactorily whenever we see it in its proper symmetry; nor would even slight disproportions provoke an immediate sense of discomfort, akin to a wrong note in music. This harmony is genuinely possible because, based on the intended purpose and resources, all else is fundamentally determined beforehand, similar to how, in music, the entire harmony is essentially defined by a given melody and key. And like music, architecture is not an imitative art, despite both often being mistakenly regarded as such.
Æsthetic satisfaction, as was fully explained in the text, always depends upon the apprehension of a (Platonic) Idea. For architecture, considered merely as a fine art, the Ideas of the lowest grades of nature, such as gravity, rigidity, and cohesion, are the peculiar theme; but not, as has hitherto been assumed, merely regular form, proportion, and symmetry, which, as something purely geometrical, properties of space, are not Ideas, and therefore cannot be the theme of a fine art. Thus in architecture also they are of secondary origin, and have a subordinate significance, which I shall bring out immediately. If it were the task of architecture as a fine art simply to exhibit these, then the model would have the same effect as the finished work. But this is distinctly not the case; on the contrary, the works of architecture, in order to act æsthetically, absolutely must have a considerable size; nay, they can never be too large, but may easily be too small. Indeed ceteris paribus the æsthetic effect is in exact proportion to the size of the building, because [pg 187] only great masses make the action of gravitation apparent and impressive in a high degree. But this confirms my view that the tendency and antagonism of those fundamental forces of nature constitute the special æsthetical material of architecture, which, according to its nature, requires large masses in order to become visible, and indeed capable of being felt. The forms in architecture, as was shown above in the case of the column, are primarily determined by the immediate structural end of each part. But so far as this leaves anything undetermined, the law of the most perfect clearness to perception, thus also of the easiest comprehensibility, comes in; for architecture has its existence primarily in our spatial perception, and accordingly appeals to our a priori faculty for this. But these qualities always result from the greatest regularity of the forms and rationality of their relations. Therefore beautiful architecture selects only regular figures composed of straight lines or regular curves, and also the bodies which result from these, such as cubes, parallelopipeda, cylinders, spheres, pyramids, and cones; but as openings sometimes circles or ellipses, yet, as a rule, quadrates, and still oftener rectangles, the latter of thoroughly rational and very easily comprehended relation of their sides (not, for instance as 6:7, but as 1:2, 2:3), finally also blind windows or niches of regular and comprehensible proportions. For the same reason it will readily give to the buildings themselves and their large parts a rational and easily comprehended relation of height and breadth; for example, it will let the height of a facade be half the breadth, and place the pillars so that every three or four of them, with the intervals between them, will measure a line which is equal to the height, thus will form a quadrate. The same principle of perceptibility and easy comprehension demands also that a building should be easily surveyed. This introduces symmetry, which is further necessary to mark out the work as a whole, and to distinguish its essential from its [pg 188] accidental limitation; for sometimes, for example, it is only under the guidance of symmetry that one knows whether one has before one three buildings standing beside each other or only one. Thus only by means of symmetry does a work of architecture at once announce itself as individual unity, and as the development of a central thought.
Aesthetic satisfaction, as fully explained in the text, always relies on the understanding of a (Platonic) Idea. For architecture, viewed simply as a fine art, the Ideas of fundamental natural elements, such as gravity, rigidity, and cohesion, are the specific focus; it’s not just regular form, proportion, and symmetry, which, as purely geometrical, are properties of space and not Ideas, thus they cannot be the focus of fine art. Therefore, in architecture, these elements are secondary and have minor significance, which I will clarify shortly. If architecture's task as a fine art were just to showcase these elements, the model would have the same impact as the finished structure. However, this is definitely not the case; rather, architectural works must be significantly large to evoke an aesthetic response; they can never be too large, but they can easily be too small. Indeed, other things being equal, the aesthetic effect is directly proportional to the building's size, because [pg 187] only substantial masses make the effect of gravitation highly apparent and impressive. This supports my belief that the tendencies and conflicts of those fundamental forces of nature serve as the special aesthetic material of architecture, which, by its nature, requires large masses to become visible and felt. The forms in architecture, as demonstrated earlier with the column, are mainly determined by the immediate structural purpose of each component. However, where this leaves some aspects undetermined, the principle of utmost clarity to perception, and thus the easiest comprehensibility, comes into play; architecture fundamentally exists in our spatial perception and thus appeals to our beforehand ability for this. These qualities arise from the highest regularity of forms and rationality of their relationships. Consequently, beautiful architecture only selects regular shapes made of straight lines or regular curves, and the resulting solids like cubes, parallelepipeds, cylinders, spheres, pyramids, and cones; for openings, it occasionally uses circles or ellipses, but usually squares, and more often rectangles, the latter having a thoroughly rational and very easily understandable relationship of their sides (not, for instance, as 6:7, but as 1:2, 2:3), and also blind windows or niches with regular and comprehensible proportions. For the same reason, it will often assign the buildings themselves and their significant parts a rational and easily comprehensible relationship of height and width; for instance, it might make the height of a facade half the width, and arrange the pillars so that every three or four of them, along with the spaces between them, measure a length equal to the height, thus forming a square. The same principle of perceptibility and easy understanding also requires that a building should be easily overviewed. This calls for symmetry, which is also essential for delineating the work as a whole and distinguishing its essential aspects from its [pg 188] incidental limits; sometimes, for instance, it is only by referring to symmetry that one can determine if there are three buildings next to each other or just one. Thus, only through symmetry does a work of architecture immediately declare itself as an individual unity, and as the manifestation of a central idea.
Now although, as was cursorily shown above, architecture has by no means to imitate the forms of nature, such as the stems of trees or even the human figure, yet it ought to work in the spirit of nature, for it makes the law its own, natura nihil agit frustra, nihilque supervacaneum, et quod commodissimum in omnibus suis operationibus sequitur, and accordingly avoids everything which is even only apparently aimless, and always attains the end in view in each case, whether this is purely architectonic, i.e., structural, or an end connected with usefulness, by the shortest and most natural path, and thus openly exhibits the end through the work itself. Thus it attains a certain grace, analogous to that which in living creatures consists in the ease and suitableness of every movement and position to its end. Accordingly we see in the good antique style of architecture every part, whether pillar, column, arch, entablature, or door, window, stair, or balcony, attain its end in the directest and simplest manner, at the same time displaying it openly and naively; just as organised nature also does in its works. The tasteless style of architecture, on the contrary, seeks in everything useless roundabout ways, and delights in caprices, thereby hits upon aimlessly broken and irregular entablatures, grouped columns, fragmentary cornices on door arches and gables, meaningless volutes, scrolls, and such like. It plays with the means of the art without understanding its aims, as children play with the tools of grown-up people. This was given above as the character of the bungler. Of this kind is every interruption of a straight line, every alteration [pg 189] in the sweep of a curve, without apparent end. On the other hand, it is also just that naive simplicity in the disclosure and attainment of the end, corresponding to the spirit in which nature works and fashions, that imparts such beauty and grace of form to antique pottery that it ever anew excites our wonder, because it contrasts so advantageously in original taste with our modern pottery, which bears the stamp of vulgarity, whether it is made of porcelain or common potter's clay. At the sight of the pottery and implements of the ancients we feel that if nature had wished to produce such things it would have done so in these forms. Since, then, we see that the beauty of architecture arises from the unconcealed exhibition of the ends, and the attainment of them by the shortest and most natural path, my theory here appears in direct contradiction with that of Kant, which places the nature of all beauty in an apparent design without an end.
Although, as mentioned earlier, architecture doesn’t have to mimic natural forms like tree trunks or the human body, it should align with the principles of nature. Nature has its own laws, which, as the saying goes, nature does nothing in vain, nothing is unnecessary, and it always follows what is most advantageous in all its actions, meaning nothing is done in vain, and nothing is superfluous; everything follows the most practical course in its processes. Architecture should avoid anything that seems aimless and must achieve its goals—whether purely structural or related to functionality—in the shortest, most natural way, showcasing that purpose through the construction itself. This grants a certain elegance, similar to the way living beings exhibit grace through the ease and appropriateness of their movements and positioning. In well-crafted classical architecture, every element—be it a pillar, column, arch, entablature, or door, window, stair, or balcony—fulfills its purpose in the most direct and simple way, revealing its function clearly and honestly, just like organized nature. In contrast, tasteless architecture tends to take unnecessary detours, indulging in whims that lead to haphazard designs, misaligned columns, fragmented cornices on door arches and gables, meaningless scrolls, and similar oddities. It manipulates artistic tools without grasping their true intention, much like children playing with adult tools. This demonstrates the characteristics of a novice. Every disruption of a straight line or any distortion in a curve without a clear reason falls into this category. Conversely, it’s this naive simplicity in revealing and achieving purpose that lends a unique beauty and grace to ancient pottery, continuously inspiring awe because it stands out so distinctly against the mediocrity of modern pottery, regardless of whether it’s porcelain or basic clay. When we look at ancient pottery and tools, we feel that if nature had intended to create such objects, it would have chosen these forms. Therefore, since we understand that the beauty of architecture comes from clearly revealing its objectives and achieving them through the shortest, most natural approach, my theory directly opposes Kant's view, which suggests that the essence of beauty lies in an apparent design without purpose.
The sole theme of architecture here set forth—support and burden—is so very simple, that just on this account this art, so far as it is a fine art (but not so far as it serves useful ends), is perfect and complete in essential matters, since the best Greek period, at least, is not susceptible of any important enrichment. On the other hand, the modern architect cannot noticeably depart from the rules and patterns of the ancients without already being on the path of deterioration. Therefore there remains nothing for him to do but to apply the art transmitted to him by the ancients, and carry out the rules so far as is possible under the limitations which are inevitably laid down for him by wants, climate, age, and country. For in this art, as in sculpture, the effort after the ideal unites with the imitation of the ancients.
The main idea of architecture presented here—support and burden—is so straightforward that, for this reason, this art, at least in terms of fine art (but not regarding its practical uses), is perfect and complete in essential aspects. The best period of Greek architecture, at least, doesn’t allow for any significant enhancement. On the other hand, a modern architect cannot significantly stray from the rules and patterns established by the ancients without beginning to decline. Therefore, he has no choice but to use the art passed down from the ancients and apply the rules as much as possible within the constraints imposed by needs, climate, era, and location. In this art, as in sculpture, the pursuit of the ideal goes hand in hand with imitating the ancients.
I scarcely need to remind the reader that in all these considerations I have had in view antique architecture alone, and not the so-called Gothic style, which is of Saracen origin, and was introduced by the Goths [pg 190] in Spain to the rest of Europe. Perhaps a certain beauty of its own kind is not altogether to be denied to this style, but yet if it attempts to oppose itself to the former as its equal, then this is a barbarous presumption which must not be allowed for a moment. How beneficently, after contemplating such Gothic magnificence, does the sight of a building correctly carried out in the antique style act upon our mind! We feel at once that this alone is right and true. If one could bring an ancient Greek before our most celebrated Gothic cathedrals, what would he say to them?—Βαρβαροι! Our pleasure in Gothic works certainly depends for the most part upon the association of ideas and historical reminiscences, thus upon a feeling which is foreign to art. All that I have said of the true æsthetic end, of the spirit and the theme of architecture, loses in the case of these works its validity. For the freely lying entablature has vanished, and with it the columns: support and burden, arranged and distributed in order to give visible form to the conflict between rigidity and gravity, are here no longer the theme. Moreover, that thorough, pure rationality by virtue of which everything admits of strict account, nay, already presents it of its own accord to the thoughtful beholder, and which belongs to the character of antique architecture, can here no longer be found; we soon become conscious that here, instead of it, a will guided by other conceptions has moved; therefore much remains unexplained to us. For only the antique style of architecture is conceived in a purely objective spirit; the Gothic style is more in the subjective spirit. Yet as we have recognised the peculiar æsthetic fundamental thought of antique architecture in the unfolding of the conflict between rigidity and gravity, if we wish to discover in Gothic architecture also an analogous fundamental thought, it will be this, that here the entire overcoming and conquest of gravity by rigidity is supposed to be exhibited. For in accordance with this the horizontal line which is that of burden has entirely [pg 191] vanished, and the action of gravity only appears indirectly, disguised in arches and vaults, while the vertical line which is that of support, alone prevails, and makes palpable to the senses the victorious action of rigidity, in excessively high buttresses, towers, turrets, and pinnacles without number which rise unencumbered on high. While in antique architecture the tendency and pressure from above downwards is just as well represented and exhibited as that from below upwards, here the latter decidedly predominates; whence that analogy often observed with the crystal, whose crystallisation also takes place with the overcoming of gravity. If now we attribute this spirit and fundamental thought to Gothic architecture, and would like thereby to set it up as the equally justified antithesis of antique architecture, we must remember that the conflict between rigidity and gravity, which the antique architecture so openly and naïvely expresses, is an actual and true conflict founded in nature; the entire overcoming of gravity by rigidity, on the contrary, remains a mere appearance, a fiction accredited by illusion. Every one will easily be able to see clearly how from the fundamental thought given here, and the peculiarities of Gothic architecture noticed above, there arises that mysterious and hyperphysical character which is attributed to it. It principally arises, as was already mentioned, from the fact that here the arbitrary has taken the place of the purely rational, which makes itself known as the thorough adaptation of the means to the end. The many things that are really aimless, but yet are so carefully perfected, raise the assumption of unknown, unfathomed, and secret ends, i.e., give the appearance of mystery. On the other hand, the brilliant side of Gothic churches is the interior; because here the effect of the groined vaulting borne by slender, crystalline, aspiring pillars, raised high aloft, and, all burden having disappeared, promising eternal security, impresses the mind; while most of the faults which have been mentioned lie [pg 192] upon the outside. In antique buildings the external side is the most advantageous, because there we see better the support and the burden; in the interior, on the other hand, the flat roof always retains something depressing and prosaic. For the most part, also, in the temples of the ancients, while the outworks were many and great, the interior proper was small. An appearance of sublimity is gained from the hemispherical vault of a cupola, as in the Pantheon, of which, therefore, the Italians also, building in this style, have made a most extensive use. What determines this is, that the ancients, as southern peoples, lived more in the open air than the northern nations who have produced the Gothic style of architecture. Whoever, then, absolutely insists upon Gothic architecture being accepted as an essential and authorised style may, if he is also fond of analogies, regard it as the negative pole of architecture, or, again, as its minor key. In the interest of good taste I must wish that great wealth will be devoted to that which is objectively, i.e., actually, good and right, to what in itself is beautiful, but not to that whose value depends merely upon the association of ideas. Now when I see how this unbelieving age so diligently finishes the Gothic churches left incomplete by the believing Middle Ages, it looks to me as if it were desired to embalm a dead Christianity.
I hardly need to remind the reader that in all these considerations I have focused solely on ancient architecture and not the so-called Gothic style, which has Saracen origins and was brought by the Goths [pg 190] in Spain to the rest of Europe. Perhaps this style has its own kind of beauty, but if it tries to position itself as equal to the former, then that is a barbaric assumption that cannot be tolerated for even a moment. After contemplating such Gothic grandeur, how refreshing is the sight of a building accurately constructed in the ancient style! We immediately recognize that this alone is right and true. If we could bring an ancient Greek in front of our most famous Gothic cathedrals, what would he say?—Βαρβαροι! Our appreciation for Gothic works mainly relies on the association of ideas and historical memories, which is a feeling unrelated to art. Everything I’ve discussed about the true aesthetic purpose, spirit, and theme of architecture loses relevance regarding these works. The freely lying entablature has disappeared, along with the columns: support and burden, arranged to give visible form to the conflict between rigidity and gravity, are no longer the theme here. Furthermore, that thorough, pure rationality, which allows everything to be rigorously accounted for, and which inherently presents itself to the observant viewer, is absent; we quickly realize that a different guiding will has driven this architecture, leaving much about it unexplained. Only the ancient architectural style is conceived with a purely goal spirit; the Gothic style leans more into a subjective spirit. However, just as we've identified the unique aesthetic principle of ancient architecture in the unfolding conflict between rigidity and gravity, if we want to find a similar principle in Gothic architecture, it would assert that the complete overcoming and conquest of gravity by rigidity is meant to be displayed here. Accordingly, the horizontal line representing the burden has entirely [pg 191] vanished, and the effect of gravity only shows up indirectly, disguised in arches and vaults, while the vertical line of support prevails, making the victorious action of rigidity palpable through excessively high buttresses, towers, turrets, and countless pinnacles that rise unencumbered into the sky. In ancient architecture, the downward pressure is represented just as clearly as the upward force; here, however, the latter predominates, resulting in an analogy often observed with crystals, whose crystallization also occurs through the overcoming of gravity. If we assign this spirit and fundamental principle to Gothic architecture, and want to position it as a legitimate counterpoint to ancient architecture, we must remember that the conflict between rigidity and gravity, openly and plainly expressed in ancient architecture, is a genuine conflict grounded in nature; the complete overcoming of gravity by rigidity, on the other hand, remains merely an illusion—a fiction bolstered by deception. Anyone can easily see how this fundamental principle, combined with the characteristics of Gothic architecture mentioned above, gives rise to that mysterious and hyperphysical character attributed to it. This primarily results, as previously mentioned, from the fact that the arbitrary has replaced the purely rational, which is evident in the thorough fitting of means to ends. The many aimless elements, though meticulously crafted, create an impression of unknown, unfathomable, and secret purposes, i.e., giving an air of mystery. On the other hand, the striking aspect of Gothic churches is the interior; here, the effect of the groined vaulting, supported by slender, crystalline, soaring pillars that rise high, and with all burden seemingly absent, promises eternal security and captivates the mind; meanwhile, most of the flaws identified are external. In ancient buildings, the external side is most advantageous, as it better reveals the support and burden; in contrast, the interior often feels dull and mundane due to the flat roof. In the temples of the ancients, while the outer structure was grand and numerous, the interior was generally small. A sense of grandeur arises from the hemispherical vault of a dome, as seen in the Pantheon, a design that the Italians have extensively utilized. This is determined by the fact that the ancients, being southern peoples, spent more time outdoors compared to the northern nations that developed Gothic architecture. Therefore, anyone who firmly insists on Gothic architecture being recognized as an essential and legitimate style might, if they appreciate analogies, view it as the negative pole of architecture or as its minor key. In the interest of good taste, I wish for great wealth to be directed toward what is objectively, i.e., genuinely good and right, to what is inherently beautiful, not to that whose value is merely rooted in associations. Now, when I see how this skeptical age diligently completes the Gothic churches left unfinished by the devout Middle Ages, it seems to me that it aims to preserve a dead Christianity.
Chapter 36.20 Isolated Thoughts on the Aesthetics of the Visual and Plastic Arts.
In sculpture beauty and grace are the principal things; but in painting expression, passion, and character predominate; therefore just so much of the claims of beauty must be neglected. For a perfect beauty of all forms, such as sculpture demands, would detract from the characteristic and weary by monotony. Accordingly painting may also present ugly faces and emaciated figures; sculpture, on the other hand, demands beauty, although not always perfect, but, throughout, strength and fulness of the figures. Consequently a thin Christ upon the Cross, a dying St. Jerome, wasted by age and disease, like the masterpiece of Domenichino, is a proper subject for painting; while, on the contrary, the marble figure by Donatello, in the gallery at Florence, of John the Baptist, reduced to skin and bone by fasting, has, in spite of the masterly execution, a repulsive effect. From this point of view sculpture seems suitable for the affirmation, painting for the negation, of the will to live, and from this it may be explained why sculpture was the art of the ancients, while painting has been the art of the Christian era.
In sculpture, beauty and grace are the main focuses; however, in painting, expression, passion, and character take precedence, so the importance of beauty must be set aside to some extent. Achieving perfect beauty in all forms, as required by sculpture, could detract from individuality and become tiresome due to its sameness. Therefore, painting can portray ugly faces and gaunt figures; on the other hand, sculpture demands beauty, though it doesn’t always have to be perfect, but rather strength and fullness in the figures. Hence, a thin Christ on the Cross or an aged, sick St. Jerome, like Domenichino's famous work, is appropriate for painting; in contrast, the marble figure of John the Baptist by Donatello in the Florence gallery, looking like skin and bones from fasting, has a disturbing effect despite its masterful execution. From this perspective, sculpture appears to represent the affirmation of the will to live, while painting symbolizes its negation, which explains why sculpture was the art of the ancients, whereas painting has become the art of the Christian era.
In connection with the exposition given in § 45 of the first volume, that the discovery, recognition, and retention of the type of human beauty depends to a certain extent upon an anticipation of it, and therefore in [pg 194] part has an a priori foundation, I find that I have yet to bring out clearly the fact that this anticipation nevertheless requires experience, by which it may be stirred up; analogous to the instinct of the brutes, which, although guiding the action a priori, yet requires determination by motives in the details of it. Experience and reality present to the intellect of the artist human forms, which, in one part or another, are more or less true to nature, as if it were asking for his judgment concerning them, and thus, after the Socratic method, call forth from that obscure anticipation the distinct and definite knowledge of the ideal. Therefore it assisted the Greek sculptors very much that the climate and customs of their country gave them opportunity the whole day of seeing half-naked forms, and in the gymnasium entirely naked forms. In this way every limb presented its plastic significance to criticism, and to comparison with the ideal which lay undeveloped in their consciousness. Thus they constantly exercised their judgment with regard to all forms and limbs, down to their finest shades of difference; and thus, little by little, their originally dull anticipation of the ideal of human beauty was raised to such distinct consciousness that they became capable of objectifying it in works of art. In an entirely analogous manner some experience is useful and necessary to the poet for the representation of characters. For although he does not work according to experience and empirical data, but in accordance with the clear consciousness of the nature of humanity, as he finds it within himself, yet experience serves this consciousness as a pattern, incites it and gives it practice. Accordingly his knowledge of human nature and its varieties, although in the main it proceeds a priori and by anticipation, yet first receives life, definiteness, and compass through experience. But, supporting ourselves upon the preceding book and chapter 44 in the following book, we can go still deeper into the ground of that marvellous sense of beauty of the Greeks which made them [pg 195] alone of all nations upon earth capable of discovering the true normal type of the human form, and accordingly of setting up the pattern of beauty and grace for the imitation of all ages, and we can say: The same thing which, if it remains unseparated from the will, gives sexual instinct with its discriminating selection, i.e., sexual love (which it is well known was subject among the Greeks to great aberrations), becomes, if, by the presence of an abnormally preponderating intellect, it separates itself from the will and yet remains active, the objective sense of beauty of the human form, which now shows itself primarily as a critical artistic sense, but can rise to the discovery and representation of the norm of all parts and proportions; as was the case in Phidias, Praxiteles, Scopas, &c. Then is fulfilled what Goethe makes the artist say—
In connection with what was discussed in § 45 of the first volume, the discovery, recognition, and appreciation of human beauty relies, to some extent, on anticipating it. Therefore, part of it has an beforehand foundation. However, I need to clarify that this anticipation still requires experience to be awakened, much like the instincts of animals, which guide actions beforehand, but still need motivations to define the details. Experience and reality present artists with human forms that are more or less true to nature in various parts, as if seeking their judgment on these forms, thereby evoking distinct and clear knowledge of the ideal, following the Socratic method. Thus, the Greek sculptors greatly benefited from their climate and customs, allowing them to see half-naked forms throughout the day and completely naked forms in the gymnasium. This exposure allowed every limb to reveal its plastic significance for critical comparison with the ideal that was still developing in their minds. Consequently, they frequently refined their judgment regarding all forms and limbs, right down to the smallest nuances, and over time, their initially vague sense of the ideal of human beauty became a clear consciousness, enabling them to express it in their artwork. In a similar way, some experience is essential for poets in portraying characters. Although poets don't rely exclusively on experience and empirical data, but instead draw from their own clear understanding of human nature, experience provides a framework, stimulates their creativity, and hones their skills. Thus, their understanding of human nature and its variations, while mainly based beforehand and through anticipation, gains substance, clarity, and breadth through lived experience. Building on the previous book and chapter 44 in the next book, we can delve deeper into the remarkable sense of beauty that the Greeks possessed, which made them [pg 195] uniquely capable of identifying the true standard type of the human form and establishing a model of beauty and grace for future generations to imitate. We can conclude that the same aspect, when not separated from the will, provides sexual instinct with its selective nature, i.e. romantic love (which had significant variations among the Greeks), transforms, if an excessively dominant intellect detaches it from the will while remaining active, into the objective standard of beauty concerning the human form. This sense primarily expresses itself as critical artistic awareness but can also lead to the discovery and representation of norms for all parts and proportions, as demonstrated by Phidias, Praxiteles, Scopas, etc. This aligns with what Goethe makes the artist express—
And again, analogous to this, that which in the poet, if it remained unseparated from the will, would give only worldly prudence, becomes, if it frees itself from the will by abnormal preponderance of the intellect, the capacity for objective, dramatic representation.
And again, analogous to this, what the poet has, if it stays tied to the will, would only offer practical wisdom, becomes, if it separates from the will due to an overwhelming focus on intellect, the ability for objective, dramatic representation.
Modern sculpture, whatever it may achieve, is still analogous to modern Latin poetry, and, like this, is a child of imitation, sprung from reminiscences. If it presumes to try to be original, it at once goes astray, especially upon the bad path of forming according to nature as it lies before it, instead of according to the proportions of the ancients. Canova, Thorwaldsen, and many others may be compared to Johannes Secundus and Owenus. It is the same with architecture, only there it is founded in the art itself, the purely æsthetic part of which is of small compass, and was already exhausted by the [pg 196] ancients; therefore the modern architect can only distinguish himself in the wise application of it; and he ought to know that he removes himself from good taste just so far as he departs from the style and pattern of the Greeks.
Modern sculpture, no matter what it achieves, is still similar to modern Latin poetry, and like poetry, it is a product of imitation, derived from memories. When it tries to be original, it quickly goes off course, especially by trying to shape itself based on nature as it is instead of following the proportions of the ancients. Canova, Thorwaldsen, and many others can be compared to Johannes Secundus and Owenus. The same goes for architecture; here, it is rooted in the art itself, and the purely aesthetic aspect is quite limited, already explored by the ancients. Therefore, the modern architect can only set himself apart by wisely applying this knowledge, and he must recognize that he strays from good taste as he moves away from the style and patterns of the Greeks.
The art of the painter, considered only so far as it aims at producing the appearance of reality, may ultimately be referred to the fact that he understands how to separate purely what in seeing is the mere sensation, thus the affection of the retina, i.e., the only directly given effect, from its cause, i.e., the objective external world, the perception of which first rises in the understanding from this effect; whereby, if he has technical skill, he is in a position to produce the same effect in the eye through an entirely different cause, the patches of applied colour, from which then in the understanding of the beholder the same perception again arises through the unavoidable reference of the effect to the ordinary cause.
The art of the painter, when looked at in terms of its goal to create the appearance of reality, ultimately comes down to his ability to distinguish purely what we see as mere sensation, which is just the effect on the retina, i.e. the only thing we experience directly, from its reason, i.e. the objective external world. This perception first emerges in our minds based on this effect. If the painter has technical skill, he can create the same effect on the viewer’s eye using a completely different cause, which is the patches of color he applies. This process again leads to the same perception in the mind of the viewer through the natural connection of the effect to the usual cause.
If we consider how there lies something so entirely idiosyncratic, so thoroughly original, in every human countenance, and that it presents a whole which can only belong to a unity consisting entirely of necessary parts by virtue of which we recognise a known individual out of so many thousands, even after long years, although the possible variations of human features, especially of one race, lie within very narrow limits, we must doubt whether anything of such essential unity and such great originality could ever proceed from any other source than from the mysterious depths of the inner being of nature; but from this it would follow that no artist could be capable of really reproducing the original peculiarity of a human countenance, or even of composing it according to nature from recollection. Accordingly what he produced of this kind would always be only a half true, nay, perhaps an impossible composition; for how should he compose an actual physiognomical unity when the principle of this unity is really unknown to him? Therefore, [pg 197] in the case of every face which has merely been imagined by an artist, we must doubt whether it is in fact a possible face, and whether nature, as the master of all masters, would not show it to be a bungled production by pointing out complete contradictions in it. This would, of course, lead to the principle that in historical paintings only portraits ought to figure, which certainly would then have to be selected with the greatest care and in some degree idealised. It is well known that great artists have always gladly painted from living models and introduced many portraits.
If we think about how every person's face is so completely unique and original, we see that it forms a whole that can only come from a unity made up of necessary parts, allowing us to recognize someone familiar out of thousands, even after many years. Despite the limited range of features within any one race, we must question whether such essential unity and originality could come from anywhere other than the mysterious depths of nature's inner workings. This leads us to conclude that no artist can truly reproduce the original uniqueness of a human face, nor can they create one from memory that adheres to nature. Consequently, what they produce will always be only partially accurate, or even an impossible mix; after all, how can an artist create an actual face when the principle of that unity remains unknown to them? Therefore, in the case of every face merely imagined by an artist, we must question whether it could realistically exist, and whether nature, as the ultimate authority, would reveal it as a flawed attempt by highlighting its contradictions. This would naturally support the idea that historical paintings should only include portraits, which would need to be chosen with great care and somewhat idealized. It’s well known that great artists have always enjoyed painting from live models and included many portraits in their work.
Although, as is explained in the text, the real end of painting, as of art in general, is to make the comprehension of the (Platonic) Ideas of the nature of the world easier for us, whereby we are at once thrown into the state of pure, i.e., will-less, knowing, there yet belongs to it besides this an independent beauty of its own, which is produced by the mere harmony of the colours, the pleasingness of the grouping, the happy distribution of light and shade, and the tone of the whole picture. This accompanying subordinate kind of beauty furthers the condition of pure knowing, and is in painting what the diction, the metre, and rhyme are in poetry; both are not what is essential, but what acts first and immediately.
Although, as explained in the text, the ultimate goal of painting, like art in general, is to help us better understand the (Platonic) Ideas about the nature of the world, which puts us in a state of pure, i.e., will-less knowledge, there is also an independent beauty to it that comes from the simple harmony of colors, the attractiveness of the arrangement, the careful distribution of light and shadow, and the overall tone of the picture. This additional, secondary kind of beauty enhances our capacity for pure understanding and serves in painting the way diction, meter, and rhyme serve in poetry; both are not essential but have an immediate effect.
I have some further evidence to give in support of my judgment given in the first volume, § 50, on the inadmissibleness of allegory in painting. In the Borghese palace at Rome there is the following picture by Michael Angelo Caravaggio: Jesus, as a child of about ten years old, treads upon the head of a serpent, but entirely without fear and with great calmness; and His mother, who accompanies Him, remains quite as indifferent. Close by stands St. Elizabeth, looking solemnly and tragically up to heaven. Now what could be thought of this kyriological hieroglyphic by a man who had never heard anything about the seed of the woman that should bruise the head of the serpent? At Florence, in the library of the palace Riccardi, [pg 198] we find the following allegory upon the ceiling, painted by Luca Giordano, which is meant to signify that science frees the understanding from the bonds of ignorance: the understanding is a strong man bound with cords, which are just falling off; a nymph holds a mirror in front of him, another hands him a large detached wing; above sits science on a globe, and beside her, with a globe in her hand, the naked truth. At Ludwigsburg, near Stuttgart, there is a picture which shows us time, as Saturn, cutting off with a pair of shears the wings of Cupid. If this is meant to signify that when we grow old love proves unstable, this no doubt has its truth.
I have some further evidence to support my judgment made in the first volume, § 50, regarding the inappropriateness of allegory in painting. In the Borghese palace in Rome, there's a painting by Michelangelo Caravaggio: Jesus, portrayed as a child about ten years old, steps on the head of a serpent with complete calm and no fear; His mother, who is with Him, appears completely indifferent. Nearby stands St. Elizabeth, looking up to heaven with a solemn and tragic expression. What would a person who had never heard about the seed of the woman crushing the serpent’s head make of this symbolic image? In Florence, in the library of the Riccardi palace, [pg 198] there's an allegory on the ceiling painted by Luca Giordano that represents science freeing the mind from the shackles of ignorance: the understanding is depicted as a strong man bound with cords that are just beginning to fall away; a nymph holds a mirror up to him, while another nymph hands him a large detached wing; above them sits science on a globe, and beside her stands the naked truth holding another globe. In Ludwigsburg, near Stuttgart, there’s a painting depicting time, represented as Saturn, cutting off Cupid's wings with a pair of shears. If this symbolizes that love becomes unstable as we grow older, then there is certainly some truth to that.
The following may serve to strengthen my solution of the problem as to why Laocoon does not cry out. One may practically convince oneself of the faulty effect of the representation of shrieking by the works of the plastic and pictorial arts, which are essentially dumb, by a picture of the slaughter of the innocents, by Guido Reni, which is to be found in the Academy of Arts at Bologna, and in which this great artist has committed the mistake of painting six shrieking wide-open mouths. Let any one who wants to have this more distinct think of a pantomimic representation on the stage, and in one of the scenes an urgent occasion for one of the players to shriek; if now the dancer who is representing this part should express the shriek by standing for a while with his mouth wide open, the loud laughter of the whole house would bear witness to the absurdity of the thing. Accordingly, since the shrieking of Laocoon had to be avoided for reasons which did not lie in the objects to be represented, but in the nature of the representing art, the task thus arose for the artist so to present this not-shrieking as to make it plausible to us that a man in such a position should not shriek. He solves this problem by representing the bite of the snake, not as having already taken place, nor yet as still threatening, but as just happening now in the side; for thereby the lower part [pg 199] of the body is contracted, and shrieking made impossible. This immediate but only subordinate reason was correctly discovered by Goethe, and is expounded at the end of the eleventh book of his autobiography, and also in the paper on Laocoon in the first part of the Propylæa; but the ultimate, primary reason, which conditions this one, is that which I have set forth. I cannot refrain from remarking that I here stand in the same relation to Goethe as with reference to the theory of colours. In the collection of the Duke of Aremberg at Brussels there is an antique head of Laocoon which was found later. However, the head in the world-renowned group is not a restored one which follows from Goethe's special table of all the restorations of this group, which is given at the end of the first volume of the Propylæa, and is also confirmed by the fact that the head which was found later resembles that of the group very much. Thus we must assume that another antique repetition of the group has existed to which the Aremberg head belonged. In my opinion the latter excels both in beauty and expression that of the group. It has the mouth decidedly wider open than in the group, yet not really to the extent of shrieking.
The following may help strengthen my explanation of why Laocoon doesn't cry out. One can easily see the flawed effect of representing screams in visual art, which is silent by nature, through a painting of the slaughter of the innocents by Guido Reni, found in the Academy of Arts in Bologna. In this work, the great artist errs by depicting six mouths wide open in screams. Anyone wanting a clearer picture can think of a pantomime performance where one of the actors urgently needs to scream; if that actor simply stands there with their mouth open, the audience would roar with laughter at the absurdity. Therefore, since Laocoon's scream had to be avoided for reasons rooted not in what is being represented but in the limitations of the art form, the artist faced the challenge of making it believable that a man in such agony wouldn't scream. He tackles this by showing the snake's bite not as something that has already happened or as a looming threat, but as something occurring right now in his side; this shows the lower part of the body contracting, making it impossible to scream. This immediate but secondary reason was accurately identified by Goethe, who discusses it at the end of the eleventh book of his autobiography and in his essay on Laocoon in the first part of the Propylæa. However, the ultimate reason, which underpins this one, is what I've outlined. I can’t help but note that I find myself in the same position regarding Goethe as I do concerning the theory of colors. In the collection of the Duke of Aremberg in Brussels, there's an antique head of Laocoon that was discovered later. However, the head in the famous group is not a restored one, which is clear from Goethe's detailed list of all the restorations of this group found at the end of the first volume of the Propylæa, and is also supported by the fact that the later-found head closely resembles that of the group. Thus, we must assume that another ancient version of the group existed, to which the Aremberg head belonged. In my opinion, the latter is more beautiful and expressive than that of the group. Its mouth is more widely open than in the group, yet not to the point of actually screaming.
Chapter 37.21 On the Aesthetics of Poetry.
I might give it as the simplest and most correct definition of poetry, that it is the art of bringing the imagination into play by means of words. How it brings this to pass I have shown in the first volume, § 51. A special confirmation of what is said there is afforded by the following passage in a letter of Wieland's to Merck, which has since then been published: “I have spent two days and a half upon a single stanza, in which the whole thing ultimately depended upon a single word which I wanted and could not find. I revolved and turned about the thing and my brain in all directions, because naturally, where a picture was in question, I desired to bring the same definite vision, which floated before my own mind into the mind of my reader also, and for this all often depends, ut nosti, upon a single touch or suggestion or reflex” (Briefe an Merck, edited by Wagner, 1835, p. 193). From the fact that the imagination of the reader is the material in which poetry exhibits its pictures, it has the advantage that the fuller development of these pictures and their finer touches, take place in the imagination of every one just as is most suitable to his individuality, his sphere of knowledge, and his humour, and therefore move him in the most lively manner; instead of which plastic and pictorial art cannot so adapt itself, but here one picture, one form, must satisfy all. And yet this will always bear in some respect the stamp of the individuality of the artist or of his model, as a subjective [pg 201] or accidental and inefficient addition; although always less so the more objective, i.e., the more of a genius, the artist is. This, to some extent, explains why works of poetry exercise a much stronger, deeper, and more universal effect than pictures and statues; the latter, for the most part, leave the common people quite cold; and, in general, the plastic arts are those which have the weakest effect. A remarkable proof of this is afforded by the frequent discovery and disclosure of pictures by great masters in private houses and all kinds of localities, where they have been hanging for many generations, not buried and concealed, but merely unheeded, thus without any effect. In my time (1823) there was even discovered in Florence a Madonna of Raphael's, which had hung for a long series of years on the wall of the servants' hall of a palace (in the Quartiere di S. Spirito); and this happens among Italians, the nation which is gifted beyond all others with the sense of the beautiful. It shows how little direct and immediate effect the works of plastic and pictorial art have, and that it requires more culture and knowledge to prize them than the works of all other arts. How unfailingly, on the contrary, a beautiful melody that touches the heart makes its journey round the world, and an excellent poem wanders from people to people. That the great and rich devote their powerful support just to the plastic and pictorial arts, and expend considerable sums upon their works only; nay, at the present day, an idolatry, in the proper sense of the term, gives the value of a large estate for a picture of a celebrated old master—this depends principally upon the rarity of the masterpieces, the possession of which therefore gratifies pride; and then also upon the fact that the enjoyment of them demands very little time and effort, and is ready at any moment, for a moment; while poetry and even music make incomparably harder conditions. Corresponding to this, the plastic and pictorial arts may be dispensed with; whole nations—for example, the Mohammedan peoples—are [pg 202] without them, but no people is without music and poetry.
I would say that the simplest and most accurate definition of poetry is that it's the art of engaging the imagination through words. I explained how this works in the first volume, § 51. A particular affirmation of what I mentioned there can be found in a letter from Wieland to Merck, which has since been published: “I spent two and a half days on one stanza, where everything hinged on a single word I needed but couldn't find. I tossed the idea around in my mind because, naturally, whenever there's an image involved, I want to share the same clear vision that was in my head with my reader. For that, it often all comes down to ut nosti, a simple touch, hint, or reflection.” (Letters to Merck, edited by Wagner, 1835, p. 193). Since poetry presents its images in the reader's imagination, it allows for a richer development of these images and their nuances as each individual interprets them in a way that's best suited to their personality, knowledge, and sense of humor, which means it often impacts them much more profoundly. In contrast, visual arts can’t adapt in the same way, as here one image, one form has to satisfy everyone. Yet, this will still carry the stamp of the artist’s or model's individuality, as a subjective [pg 201] or a random and ineffective addition; though this is less true the more objective, i.e. the more genius the artist possesses. This partly explains why poetry has a much stronger, deeper, and more universal impact than paintings and sculptures; the latter often leave the average person unresponsive, and, in general, the visual arts have the weakest influence. A striking example of this is the many times valuable artworks by great masters have been found in private homes and various locations, where they’ve been hanging for generations—visible but ignored—leading to little effect. In my time (1823), a Raphael Madonna was discovered in Florence, which had been hanging for many years in a servants' hall of a palace (in the S. Spirito District); and this occurs among Italians, a nation renowned for its appreciation of beauty. It demonstrates how limited the immediate influence of visual and plastic art is, requiring more culture and knowledge to appreciate them compared to other artistic expressions. On the other hand, a beautiful melody that resonates deeply travels around the world effortlessly, and an excellent poem spreads from one culture to another. The fact that the affluent focus their substantial support on visual and plastic arts, spending large amounts on their works; and today, there's even an idolatry surrounding art that leads to paying a fortune for a painting by a renowned old master—this is mainly due to the rarity of masterpieces, which feeds pride; and also because enjoying them requires little time and effort, can be accessed at any moment, for just a moment; whereas poetry and even music come with much more demanding conditions. In line with this, visual and plastic arts can be done without; entire cultures—like the Muslim people—can exist without them, but no culture exists without music and poetry.
But the intention with which the poet sets our imagination in motion is to reveal to us the Ideas, i.e., to show us by an example what life and what the world is. The first condition of this is that he himself has known it; according as his knowledge has been profound or superficial so will his poem be. Therefore, as there are innumerable degrees of profoundness and clearness in the comprehension of the nature of things, so are there of poets. Each of these, however, must regard himself as excellent so far as he has correctly represented what he knew, and his picture answers to his original: he must make himself equal with the best, for even in the best picture he does not recognise more than in his own, that is, as much as he sees in nature itself; for his glance cannot now penetrate deeper. But the best himself recognises himself as such in the fact that he sees how superficial was the view of the others, how much lay beyond it which they were not able to repeat, because they did not see it, and how much further his own glance and picture reaches. If he understood the superficial poets as little as they do him, then he would necessarily despair; for just because it requires an extraordinary man to do him justice, but the inferior poets can just as little esteem him as he can them, he also has long to live upon his own approval before that of the world follows it. Meanwhile he is deprived even of his own approval, for he is expected to be very modest. It is, however, as impossible that he who has merit, and knows what it costs, should himself be blind to it, as that a man who is six feet high should not observe that he rises above others. If from the base of the tower to the summit is 300 feet, then certainly it is just as much from the summit to the base. Horace, Lucretius, Ovid, and almost all the ancients have spoken proudly of themselves, and also Dante, Shakspeare, Bacon of Verulam, and many more. That one can be a great man without observing anything of it is an absurdity [pg 203] of which only hopeless incapacity can persuade itself, in order that it may regard the feeling of its own insignificance as modesty. An Englishman has wittily and correctly observed that merit and modesty have nothing in common except the initial letter.22 I have always a suspicion about modest celebrities that they may very well be right; and Corneille says directly—
But the intention behind the poet stirring our imagination is to show us ideas, that is, to illustrate what life and the world are like. The first requirement for this is that he must have truly experienced it; the depth of his knowledge will determine the depth of his poem. Just as there are countless levels of insight and clarity in understanding the nature of things, there are also numerous kinds of poets. Each one, however, should consider himself exceptional as far as he accurately depicts what he knows, and his representation aligns with his original. He must see himself as equal to the best, for even in the finest work, he can only recognize what exists in his own perspective and as much as he perceives in nature; his insight can't go deeper. However, the best poet recognizes his superiority by realizing how shallow others' views are, what lies beyond that they couldn’t express because they didn’t see it, and how much farther his own vision and depiction extend. If he understood superficial poets as little as they understand him, he would surely despair; since it takes a remarkable person to truly appreciate his work, and because lesser poets can’t value him just as he can’t value them, he will have to rely on his self-approval for a long time before the world acknowledges it. Meanwhile, he lacks even his own approval because he is expected to be very modest. Yet, it’s just as impossible for someone with merit, who knows the effort behind it, to be blind to it as it is for a six-foot man not to notice he is taller than others. If a tower is 300 feet tall, it is just as much from the top to the bottom. Horace, Lucretius, Ovid, and nearly all the ancients boasted about themselves, as did Dante, Shakespeare, Bacon of Verulam, and many others. The idea that one could be a great man without recognizing it is ridiculous, a delusion that only deep incapacity would entertain to maintain its own feelings of insignificance as modesty. An Englishman wittily and accurately noted that merit and modesty share nothing in common except the first letter. I often suspect that modest celebrities might actually be right; Corneille directly states—
Finally, Goethe has frankly said, “Only good-for-nothings are modest.” But the assertion would be still more certain that those who so eagerly demand modesty from others, urge modesty, unceasingly cry, “Only be modest, for God's sake, only be modest!” are positively good-for-nothings, i.e., persons entirely without merit, manufactures of nature, ordinary members of the great mass of humanity. For he who himself has merit also concedes merit—understands himself truly and really. But he who himself lacks all excellence and merit wishes there was no such thing: the sight of it in others stretches him upon the rack; pale, green, and yellow envy consumes his heart: he would like to annihilate and destroy all those who are personally favoured; but if unfortunately he must let them live, it must only be under the condition that they conceal, entirely deny, nay, abjure their advantages. This, then, is the root of the frequent eulogising of modesty. And if the deliverers of these eulogies have the opportunity of suppressing merit as it arises, or at least of hindering it from showing itself or being known, who can doubt that they will do it? For this is the practice of their theory.
Finally, Goethe has openly stated, “Only losers are modest.” But it’s even more certain that those who eagerly demand modesty from others, who push for modesty, and continuously shout, “Just stay humble, for goodness' sake, just stay humble!” are truly good-for-nothings, i.e. people who have no real value, products of nature, everyday members of the vast crowd of humanity. Because someone who has real merit also acknowledges merit in others—they understand themselves truly and genuinely. But someone who lacks all excellence and merit wishes that merit didn’t exist: seeing it in others tortures them; envy consumes their heart, turning them pale, green, and yellow with jealousy. They would like to wipe out all those who are favored; but if they must allow them to live, it must be on the condition that they hide, completely deny, or even reject their advantages. This is the core of the common praise for modesty. And if the people delivering these praises have the chance to suppress merit as it appears, or at least to keep it from being recognized or acknowledged, who can doubt that they will take that opportunity? Because this is how their theory plays out.
Now, although the poet, like every artist, always brings before us only the particular, the individual, what he has [pg 204] known, and wishes by his work to make us know, is the (Platonic) Idea, the whole species; therefore in his images, as it were, the type of human characters and situations will be impressed. The narrative and also the dramatic poet takes the whole particular from life, and describes it accurately in its individuality, but yet reveals in this way the whole of human existence; for although he seems to have to do with the particular, in truth he is concerned with that which is everywhere and at all times. Hence it arises that sentences, especially of the dramatic poets, even without being general apophthegms, find frequent application in actual life. Poetry is related to philosophy as experience is related to empirical science. Experience makes us acquainted with the phenomenon in the particular and by means of examples, science embraces the whole of phenomena by means of general conceptions. So poetry seeks to make us acquainted with the (Platonic) Ideas through the particular and by means of examples. Philosophy aims at teaching, as a whole and in general, the inner nature of things which expresses itself in these. One sees even here that poetry bears more the character of youth, philosophy that of old age. In fact, the gift of poetry really only flourishes in youth; and also the susceptibility for poetry is often passionate in youth: the youth delights in verses as such, and is often contented with small ware. This inclination gradually diminishes with years, and in old age one prefers prose. By that poetical tendency of youth the sense of the real is then easily spoiled. For poetry differs from reality by the fact that in it life flows past us, interesting and yet painless; while in reality, on the contrary, so long as it is painless it is uninteresting, and as soon as it becomes interesting, it does not remain without pain. The youth who has been initiated into poetry earlier than into reality now desires from the latter what only the former can achieve; this is a principal source of the discomfort which oppresses the most gifted youths.
Now, even though the poet, like every artist, only presents the specific and the individual—what he has [pg 204] experienced and wants us to understand—it's really the (Platonic) Idea, the overall type; thus, his images embody types of human characters and situations. The narrative, as well as dramatic poets, take their unique aspects from life, describing them accurately in their individuality, yet reveal the entirety of human existence; because although they focus on the particular, they are actually addressing what exists everywhere and at all times. This is why statements, especially from dramatic poets, often apply to real life, even if they aren't general maxims. Poetry relates to philosophy in the same way that experience relates to empirical science. Experience lets us see phenomena in specific cases and through examples, while science captures the totality of phenomena through general concepts. Similarly, poetry aims to present the (Platonic) Ideas via the specific and through examples. Philosophy seeks to teach, in a broad sense, the inner nature of things that express themselves in these forms. It’s evident that poetry embodies the spirit of youth, whereas philosophy reflects old age. In fact, the gift of poetry usually thrives in youth, and the appreciation for it is often intense in young people: they enjoy verses for their own sake and are often satisfied with simple things. This inclination gradually fades with age, and in old age, people tend to prefer prose. That youthful poetic tendency can easily distort the perception of reality. Because poetry is different from reality in that life flows by us in poetry, interesting yet painless; whereas reality is often uninteresting as long as it is painless, and whenever it becomes interesting, it brings pain. Young people who are introduced to poetry before facing reality often expect from reality what only poetry can provide; this longing is a primary source of discomfort for many talented young individuals.
Metre and rhyme are a fetter, but also a veil which the poet throws round him, and under which he is permitted to speak as he otherwise dared not do; and that is what gives us pleasure. He is only half responsible for all that he says; metre and rhyme must answer for the other half. Metre, or measure, as mere rhythm, has its existence only in time, which is a pure perception a priori, thus, to use Kant's language, belongs merely to pure sensibility; rhyme, on the other hand, is an affair of sensation, in the organ of hearing, thus of empirical sensibility. Therefore rhythm is a much nobler and more worthy expedient than rhyme, which the ancients accordingly despised, and which found its origin in those imperfect languages which arose from the corruption of earlier ones and in barbarous times. The poorness of French poetry depends principally upon the fact that it is confined to rhyme alone without metre, and it is increased by the fact that in order to conceal its want of means it has increased the difficulty of rhyming by a number of pedantic laws, such as, for example, that only syllables which are written the same way rhyme, as if it were for the eye and not for the ear that the hiatus is forbidden; that a number of words must not occur; and many such, to all of which the new school of French poetry seeks to put an end. In no language, however, at least on me, does the rhyme make such a pleasing and powerful impression as in Latin; the rhymed Latin poems of the Middle Ages have a peculiar charm. This must be explained from the fact that the Latin language is incomparably more perfect, more beautiful and noble, than any modern language, and now moves so gracefully in the ornaments and spangles which really belong to the latter, and which it itself originally despised.
Meter and rhyme are a constraint, but they also serve as a veil that the poet wraps around themselves, allowing them to express thoughts they wouldn't otherwise dare to share; that's what brings us pleasure. The poet is only half accountable for everything they say; meter and rhyme take responsibility for the other half. Meter, or rhythm, exists only in time, which is a pure perception before the fact, and thus, using Kant’s terminology, it belongs solely to genuine insight; rhyme, however, is tied to sensation, specifically to the organ of hearing, and therefore to evidence-based approach. As a result, rhythm is a much nobler and more valuable tool than rhyme, which the ancients looked down upon, and it originated from the flawed languages that emerged from the decay of earlier forms during barbarian times. The lack of depth in French poetry mainly stems from its reliance solely on rhyme without meter, and it is further hindered by its attempt to mask this deficiency with a host of pedantic rules, such as that only words that are spelled the same can rhyme, as if the restriction on pauses applies to the eye instead of the ear; that certain words cannot be used; and many other similar constraints, which the new wave of French poetry aims to challenge. No language, however, makes rhyme feel as pleasing and impactful to me as Latin does; the rhymed Latin poems from the Middle Ages have a unique charm. This can be attributed to the fact that Latin is incomparably more refined, beautiful, and noble than any modern language, and it now flows gracefully with the embellishments and flourishes that are typically associated with modern languages, which it once held in disdain.
To serious consideration it might almost appear as high treason against our reason that even the slightest violence should be done to a thought or its correct and pure expression, with the childish intention that after some [pg 206] syllables the same sound of word should be heard, or even that these syllables themselves should present a kind of rhythmical beat. But without such violence very few verses would be made; for it must be attributed to this that in foreign languages verses are much more difficult to understand than prose. If we could see into the secret workshops of the poets, we would find that the thought is sought for the rhyme ten times oftener than the rhyme for the thought; and even when the latter is the case, it is not easily accomplished without pliability on the part of the thought. But the art of verse bids defiance to these considerations, and, moreover, has all ages and peoples upon its side, so great is the power which metre and rhyme exercise upon the feeling, and so effective the mysterious lenocinium which belongs to them. I would explain this from the fact that a happily rhymed verse, by its indescribably emphatic effect, raises the feeling as if the thought expressed in it lay already predestined, nay, performed in the language, and the poet has only had to find it out. Even trivial thoughts receive from rhythm and rhyme a touch of importance; cut a figure in this attire, as among girls plain faces attract the eye by finery. Nay, even distorted and false thoughts gain through versification an appearance of truth. On the other hand, even famous passages from famous poets shrink together and become insignificant when they are reproduced accurately in prose. If only the true is beautiful, and the dearest ornament of truth is nakedness, then a thought which appears true and beautiful in prose will have more true worth than one which affects us in the same way in verse. Now it is very striking, and well worth investigating, that such trifling, nay, apparently childish, means as metre and rhyme produce so powerful an effect. I explain it to myself in the following manner: That which is given directly to the sense of hearing, thus the mere sound of the words, receives from rhythm and rhyme a certain completeness and significance in itself [pg 207] for it thereby becomes a kind of music; therefore it seems now to exist for its own sake, and no longer as a mere means, mere signs of something signified, the sense of the words. To please the ear with its sound seems to be its whole end, and therefore with this everything seems to be attained and all claims satisfied. But that it further contains a meaning, expresses a thought, presents itself now as an unexpected addition, like words to music—as an unexpected present which agreeably surprises us—and therefore, since we made no demands of this kind, very easily satisfies us; and if indeed this thought is such that, in itself, thus said in prose, it would also be significant, then we are enchanted. I can remember, in my early childhood, that I had delighted myself for a long time with the agreeable sound of verse before I made the discovery that it all also contained meaning and thoughts. Accordingly there is also, in all languages, a mere doggerel poetry almost entirely devoid of meaning. Davis, the Sinologist, in the preface to his translation of the “Laou-sang-urh,” or “An Heir in Old Age” (London, 1817), observes that the Chinese dramas partly consist of verses which are sung, and adds: “The meaning of them is often obscure, and, according to the statements of the Chinese themselves, the end of these verses is especially to flatter the ear, and the sense is neglected, and even entirely sacrificed to the harmony.” Who is not reminded here of the choruses of many Greek tragedies which are often so hard to make out?
To give it serious thought, it might almost seem like treason against our reason that even the slightest violence should be inflicted on a thought or its accurate and pure expression, with the childish goal of hearing the same sound of the word after some [pg 206] syllables, or even that these syllables themselves should create a kind of rhythmic beat. But without such violence, very few verses would be created; it must be acknowledged that this is why verses in foreign languages are much harder to understand than prose. If we could peek into the secret workshops of poets, we would find that they seek the thought for the rhyme far more often than the rhyme for the thought; and even when the latter is true, it's not easily done without some bending of the thought. Yet, the art of verse disregards these concerns and has the support of all ages and cultures, as the power of meter and rhyme has a significant impact on emotions, and the mysterious lenocinium that comes with them is so effective. I would explain this by noting that a well-rhymed verse, through its indescribably powerful effect, elevates the feeling as if the thought it conveys was already predestined, even complete, in the language, and the poet has merely uncovered it. Even simple thoughts gain a sense of importance through rhythm and rhyme; they stand out like ordinary faces dressed up attractively. Even warped and false thoughts gain an air of truth through verse. On the other hand, even celebrated lines from well-known poets lose their impact and seem trivial when expressed accurately in prose. If only the true is beautiful, and the most precious ornament of truth is its bare honesty, then a thought that appears true and beautiful in prose holds more genuine value than one that affects us similarly in verse. It is quite remarkable and worth investigating that such trivial, almost childish, elements like meter and rhyme can create such a strong effect. I understand it this way: whatever is given directly to our hearing—just the mere sound of the words—receives a sense of completeness and significance from rhythm and rhyme, making it a kind of music; it seems to exist for its own sake, not just as a means or mere symbols of something signified, the meaning of the words. To please the ear with its sound appears to be its primary purpose, and thus, everything seems fulfilled, and all demands met. However, since it also carries meaning, expresses a thought, it presents itself as an unexpected bonus, like words added to music—as an unexpected gift that pleasantly surprises us—and because we had no expectations of this nature, it satisfies us easily; and if this thought is also significant in its own right when expressed in prose, then we are entranced. I remember, in my early childhood, I delighted in the pleasing sound of verse for a long time before realizing that it also contained meaning and thoughts. Therefore, in all languages, there is also some doggerel poetry that is mostly devoid of meaning. Davis, the Sinologist, in the preface to his translation of the “Laou-sang-urh,” or “An Heir in Old Age” (London, 1817), points out that Chinese dramas partly consist of verses that are sung and adds: “Their meaning is often unclear, and according to the Chinese themselves, these verses are mainly intended to sound pleasing, while the actual meaning is overlooked and even completely sacrificed for the sake of harmony.” Who doesn't recall the choruses of many Greek tragedies that are often so difficult to decipher?
The sign by which one most immediately recognises the genuine poet, both of the higher and lower species, is the unforced nature of his rhymes. They have appeared of themselves as if by divine arrangement; his thoughts come to him already in rhyme. The homely, prosaic man on the contrary, seeks the rhyme for the thought; the bungler seeks the thought for the rhyme. Very often one can find out from a couple of rhymed verses which of the two had the thought and which had the rhyme as its [pg 208] father. The art consists in concealing the latter, so that such lines may not appear almost as mere stuffed out boutsrimés.
The sign by which you can most easily recognize a true poet, whether they’re of high or low caliber, is the effortless nature of their rhymes. They seem to come naturally, almost like a divine arrangement; their thoughts arrive already rhymed. On the other hand, an ordinary, prosaic person looks for the rhyme to fit their thoughts, while an amateur tries to find thoughts that will match their rhymes. You can often tell from a couple of rhymed verses which of the two had the thought and which was just chasing the rhyme as its [pg 208]. The skill lies in hiding the latter so that such lines don’t come across as merely forced bouts rimés.
According to my feeling (proofs cannot here be given) rhyme is from its nature binary: its effect is limited to one single recurrence of the same sound, and is not strengthened by more frequent repetition. Thus whenever a final syllable has received the one of the same sound its effect is exhausted; the third recurrence of the note acts merely as a second rhyme which accidentally hits upon the same sound, but without heightening the effect; it links itself on to the existing rhyme, yet without combining with it to produce a stronger impression. For the first note does not sound through the second on to the third: therefore this is an æsthetic pleonasm, a double courage which is of no use. Least of all, therefore, do such accumulations of rhymes merit the heavy sacrifices which they cost in the octave rhyme, the terza rima, and the sonnet, and which are the cause of the mental torture under which we sometimes read such productions, for poetical pleasure is impossible under the condition of racking our brains. That the great poetical mind sometimes overcomes even these forms, and moves in them with ease and grace, does not extend to a recommendation of the forms themselves, for in themselves they are as ineffectual as they are difficult. And even in good poets, when they make use of these forms, we frequently see the conflict between the rhyme and the thought, in which now one and now the other gains the victory; thus either the thought is stunted for the sake of the rhyme, or the rhyme has to be satisfied with a weak à peu près. Since this is so, I do not regard it as an evidence of ignorance, but as a proof of good taste, that Shakspeare in his sonnets has given different rhymes to each quatraine. At any rate, their acoustic effect is not in the least diminished by it, and the thought obtains its rights far more than it could have done if it had had to be laced up in the customary Spanish boots.
According to my feeling (proofs can't be provided here), rhyme is inherently binary: its impact is limited to a single instance of the same sound and isn’t strengthened by using it more often. So, whenever a final syllable has the same sound, its effect is exhausted; the third occurrence of the sound merely acts as a second rhyme that randomly matches but doesn’t enhance the effect. It connects to the existing rhyme without combining with it to create a stronger impression. The first sound doesn’t carry through to the third; therefore, this is an aesthetic redundancy, a double courage that serves no purpose. Hence, such accumulations of rhymes don't deserve the heavy costs they entail in octave rhyme, terza rima, and sonnet form, which sometimes causes the mental strain we experience when reading such works because poetic enjoyment is impossible when we’re straining our brains. That a great poetic mind can sometimes navigate these forms gracefully doesn’t recommend the forms themselves, as they are as ineffective as they are challenging. Even in skilled poets, we often see a struggle between the rhyme and the thought, where one or the other claims victory; thus, either the thought gets stifled for the sake of rhyme, or the rhyme is left with a weak about the same. Because of this, I see it not as a sign of ignorance, but as evidence of good taste, that Shakespeare in his sonnets uses different rhymes in each quatrain. Regardless, their acoustic effect isn’t diminished at all, and the thought is given much more room than if it had to be confined in the usual rigid constraints.
It is a disadvantage for the poetry of a language if it has many words which cannot be used in prose, and, on the other hand, dare not use certain words of prose. The former is mostly the case in Latin and Italian poetry, and the latter in French, where it has recently been very aptly called, “La bégeulerie de la langue française;” both are to be found less in English, and least in German. For such words belonging exclusively to poetry remain foreign to our heart, do not speak to us directly, and therefore leave us cold. They are a conventional language of poetry, and as it were mere painted sensations instead of real ones: they exclude genuine feeling.
It’s a drawback for a language’s poetry if it has many words that can’t be used in prose and, on the flip side, if it avoids certain prose words. This is mostly true in Latin and Italian poetry, while French poetry has recently been aptly described as “La bégeulerie de la langue française;” both issues are less common in English and least of all in German. Words that are only used in poetry feel foreign to us, don’t connect with us directly, and thus leave us indifferent. They represent a conventional language of poetry, akin to mere painted sensations instead of real ones: they lack authentic emotion.
The distinction, so often discussed in our own day, between classic and romantic poetry seems to me ultimately to depend upon the fact that the former knows no other motives than those which are purely human, actual, and natural; the latter, on the other hand, also treats artificial conventional, and imaginary motives as efficient. To such belong the motives which spring from the Christian mythus, also from the chivalrous over-strained fantastical law of honour, further from the absurd and ludicrous Germano-Christian veneration of women, and lastly from doting and mooning hyperphysical amorousness. But even in the best poets of the romantic class, e.g., in Calderon, we can see to what ridiculous distortions of human relations and human nature these motives lead. Not to speak of the Autos, I merely refer to such pieces as “No siempre el peor es cierto” (The worst is not always certain), and “El postrero duelo en España” (The last duel in Spain), and similar comedies en capa y espada: with the elements mentioned there is here further associated the scholastic subtility so often appearing in the conversation which at that time belonged to the mental culture of the higher classes. How decidedly advantageous, on the contrary, is the position of the poetry of the ancients, which always remains true to nature; and the result is that classical poetry has an unconditional, romantic poetry only a [pg 210] conditional, truth and correctness; analogous to Greek and Gothic architecture. Yet, on the other hand, we must remark here that all dramatic or narrative poems which transfer their scene to ancient Greece or Rome lose by this from the fact that our knowledge of antiquity, especially in what concerns the details of life, is insufficient, fragmentary, and not drawn from perception. This obliges the poet to avoid much and to content himself with generalities, whereby he becomes abstract, and his work loses that concreteness and individualisation which is throughout essential to poetry. It is this which gives all such works the peculiar appearance of emptiness and tediousness. Only Shakspeare's works of this kind are free from it; because without hesitation he has presented, under the names of Greeks and Romans, Englishmen of his own time.
The distinction, frequently discussed today, between timeless and romantic poetry seems to me ultimately to rely on the fact that the former knows no motives other than those that are purely human, real, and natural; the latter, on the other hand, also considers artificial, conventional, and imaginary motives as relevant. This includes motives that arise from the Christian myth, as well as from the overblown chivalric idea of honor, the absurd and ridiculous Germano-Christian veneration of women, and lastly from the foolish and dreamy love of the hyper-idealized. But even in the best poets of the romantic genre, e.g. in Calderon, we can see how ridiculous distortions of human relationships and human nature these motives can lead to. Not to mention the Autos, I’ll just refer to works like "Not always is the worst true" (The worst is not always certain), and “The Last Duel in Spain” (The last duel in Spain), along with similar comedies in cloak and dagger: with the elements mentioned, there is also the scholarly subtlety that often appeared in the conversations of the higher classes of that time. How decidedly beneficial, on the other hand, is the position of the poetry of the ancients, which remains true to nature; and the result is that classical poetry embodies an unconditional truth, while romantic poetry only has a [pg 210] conditional truth and correctness; similar to Greek and Gothic architecture. Yet, we must note here that all dramatic or narrative poems that set their scenes in ancient Greece or Rome suffer because our understanding of antiquity, especially regarding the details of life, is insufficient, fragmented, and not derived from personal experience. This forces the poet to leave out many details and settle for generalities, leading to abstract work that loses the concreteness and individuality that are essential to poetry. This gives such works a peculiar feeling of emptiness and boredom. Only Shakespeare's works of this kind are free from this issue; because without hesitation, he represents the Greeks and Romans as Englishmen of his own time.
It has been objected to many masterpieces of lyrical poetry, especially some Odes of Horace (see, for example, the second of the third book) and several of Goethe's songs (for example, “The Shepherd's Lament”), that they lack proper connection and are full of gaps in the thought. But here the logical connection is intentionally neglected, in order that the unity of the fundamental sensation and mood may take its place, which comes out more clearly just by the fact that it passes like a thread through the separate pearls, and brings about the quick changes of the objects of contemplation, in the same way as in music the transition from one key to another is brought about by the chord of the seventh, through which the still sounding fundamental note becomes the dominant of the new key. Most distinctly, even exaggeratedly, the quality here described is found in the Canzone of Petrarch which begins, “Mai non vo' più cantar, com' io soleva.”
It has been criticized that many masterpieces of lyrical poetry, especially some of Horace's Odes (see, for example, the second of the third book) and several of Goethe's songs (for instance, "The Shepherd's Lament"), lack proper connections and are filled with gaps in thought. However, here the logical connection is deliberately overlooked so that the unity of the core feeling and mood can take center stage, which becomes clearer as it weaves like a thread through the separate pearls, facilitating the quick shifts in what is being contemplated, similar to how music transitions from one key to another via the seventh chord, where the still sounding fundamental note becomes the dominant of the new key. This quality is most distinctly and even exaggeratedly found in Petrarch's Canzone that starts with "I don't want to sing anymore like I used to."
Accordingly, as in the lyrical poem the subjective element predominates, so in the drama, on the contrary, the objective element is alone and exclusively present. [pg 211] Between the two epic poetry in all its forms and modifications, from the narrative romance to the epos proper, has a broad middle path. For although in the main it is objective, yet it contains a subjective element, appearing now more and now less, which finds its expression in the tone, in the form of the delivery, and also in scattered reflections. We do not so entirely lose sight of the poet as in the drama.
Accordingly, while the lyrical poem emphasizes the personal aspect, the drama, on the other hand, is solely focused on the objective element. [pg 211] In between these two is epic poetry in all its variations, ranging from narrative romance to the epic itself, which occupies a broad middle ground. Although it is primarily objective, it also includes a subjective element that appears more or less at different times, expressed through the tone, the delivery style, and scattered reflections. We don’t completely lose track of the poet as we do in drama.
The end of the drama in general is to show us in an example what is the nature and existence of man. The sad or the bright side of these can be turned to us in it, or their transitions into each other. But the expression, “nature and existence of man,” already contains the germ of the controversy whether the nature, i.e., the character, or the existence, i.e., the fate, the adventures, the action, is the principal thing. Moreover, the two have grown so firmly together that although they can certainly be separated in conception, they cannot be separated in the representation of them. For only the circumstances, the fate, the events, make the character manifest its nature, and only from the character does the action arise from which the events proceed. Certainly, in the representation, the one or the other may be made more prominent; and in this respect the piece which centres in the characters and the piece which centres in the plot are the two extremes.
The purpose of drama is to illustrate what it means to be human. It can show us both the sad and bright sides of life, and how they transition into one another. However, the phrase, "human nature and existence," raises the debate about whether nature, i.e. character, or existence, i.e. fate, adventures, and actions, is more important. The two are so intertwined that while we can separate them conceptually, they can't be separated in their portrayal. Only the circumstances, fate, and events reveal a character's nature, and action stems from that character, which then leads to events. In representation, one aspect may be emphasized over the other; thus, works focused on character and those focused on plot represent two extremes.
The common end of the drama and the epic, to exhibit, in significant characters placed in significant situations, the extraordinary actions brought about by both, will be most completely attained by the poet if he first introduces the characters to us in a state of peace, in which merely their general colour becomes visible, and allows a motive to enter which produces an action, out of which a new and stronger motive arises, which again calls forth a more significant action, which, in its turn, begets new and even stronger motives, whereby, then, in the time suitable to the form of the poem, the most passionate [pg 212] excitement takes the place of the original peace, and in this now the important actions occur in which the qualities of the characters which have hitherto slumbered are brought clearly to light, together with the course of the world.
The common goal of drama and epic poetry is to showcase, through important characters in pivotal situations, the extraordinary actions that result from both. The poet will achieve this most effectively by first presenting the characters in a peaceful state, where only their general traits are visible, and introducing a motive that triggers an action. This action generates a new and stronger motive, which leads to an even more significant action. In turn, this cycle creates new and even more powerful motives, resulting in a passionate excitement that replaces the initial peace. It is within this context that the key actions unfold, revealing the previously dormant qualities of the characters along with the unfolding events of the world.
Great poets transform themselves into each of the persons to be represented, and speak out of each of them like ventriloquists; now out of the hero, and immediately afterwards out of the young and innocent maiden, with equal truth and naturalness: so Shakspeare and Goethe. Poets of the second rank transform the principal person to be represented into themselves. This is what Byron does; and then the other persons often remain lifeless, as is the case even with the principal persons in the works of mediocre poets.
Great poets embody each character they portray and speak through each of them like ventriloquists; sometimes as the hero, and right after as the young and innocent maiden, with the same authenticity and ease: just like Shakespeare and Goethe. Poets who are second-rate turn the main character they depict into themselves. This is what Byron does; as a result, the other characters often feel flat, which also happens with the main characters in the work of mediocre poets.
Our pleasure in tragedy belongs, not to the sense of the beautiful, but to that of the sublime; nay, it is the highest grade of this feeling. For, as at the sight of the sublime in nature we turn away from the interests of the will, in order to be purely perceptive, so in the tragic catastrophe we turn away even from the will to live. In tragedy the terrible side of life is presented to us, the wail of humanity, the reign of chance and error, the fall of the just, the triumph of the wicked; thus the aspect of the world which directly strives against our will is brought before our eyes. At this sight we feel ourselves challenged to turn away our will from life, no longer to will it or love it. But just in this way we become conscious that then there still remains something over to us, which we absolutely cannot know positively, but only negatively, as that which does not will life. As the chord of the seventh demands the fundamental chord; as the colour red demands green, and even produces it in the eye; so every tragedy demands an entirely different kind of existence, another world, the knowledge of which can only be given us indirectly just as here by such a demand. In the moment of the tragic catastrophe the conviction becomes [pg 213] more distinct to us than ever that life is a bad dream from which we have to awake. So far the effect of the tragedy is analogous to that of the dynamical sublime, for like this it lifts us above the will and its interests, and puts us in such a mood that we find pleasure in the sight of what tends directly against it. What gives to all tragedy, in whatever form it may appear, the peculiar tendency towards the sublime is the awakening of the knowledge that the world, life, can afford us no true pleasure, and consequently is not worthy of our attachment. In this consists the tragic spirit: it therefore leads to resignation.
Our enjoyment of tragedy comes not from appreciating beauty, but from experiencing the sublime; in fact, it's the highest form of this feeling. Just as when we witness the sublime in nature, we set aside our personal interests to be purely observant, in a tragic disaster, we even distance ourselves from the desire to live. Tragedy shows us the harsh realities of life, the suffering of humanity, the randomness of fate and mistakes, the downfall of the righteous, and the victory of the wicked; it presents the aspects of the world that go directly against our will. In response to this, we feel challenged to detach our desire from life and stop wanting or loving it. Yet, in doing so, we become aware that something remains within us, which we can't truly know, but only understand negatively, as that which does not will for life. Just as the seventh chord requires the fundamental chord; as the color red requires green and even creates it in our vision; every tragedy calls for a completely different kind of existence, another world, knowledge of which can only be suggested to us indirectly through this demand. In the moment of tragic disaster, the realization becomes clearer than ever that life is a bad dream we need to wake up from. Up to this point, the effect of tragedy is similar to that of dynamic sublimity, as it elevates us above our desires and concerns, putting us in a mindset where we find satisfaction in witnessing what opposes our interests. What gives all tragedy, in any form, its unique tendency toward the sublime is the awakening of the understanding that the world and life can provide us with no genuine pleasure and thus are not worth our attachment. This is the essence of the tragic spirit: it ultimately leads to resignation.
I admit that in ancient tragedy this spirit of resignation seldom appears and is expressed directly. Œdipus Colonus certainly dies resigned and willing; yet he is comforted by the revenge on his country. Iphigenia at Aulis is very willing to die; yet it is the thought of the welfare of Greece that comforts her, and occasions the change of her mind, on account of which she willingly accepts the death which at first she sought to avoid by any means. Cassandra, in the Agamemnon of the great Æschylus, dies willingly, αρκειτω βιος (1306); but she also is comforted by the thought of revenge. Hercules, in the Trachiniæ, submits to necessity, and dies composed, but not resigned. So also the Hippolytus of Euripides, in whose case it surprises us that Artemis, who appears to comfort him, promises him temples and fame, but never points him to an existence beyond life, and leaves him in death, as all gods forsake the dying:—in Christianity they come to him; and so also in Brahmanism and Buddhism, although in the latter the gods are really exotic. Thus Hippolytus, like almost all the tragic heroes of the ancients, shows submission to inevitable fate and the inflexible will of the gods, but no surrender of the will to live itself. As the Stoic equanimity is fundamentally distinguished from Christian resignation by the fact that it teaches only patient endurance and composed expectation [pg 214] of unalterably necessary evil, while Christianity teaches renunciation, surrender of the will; so also the tragic heroes of the ancients show resolute subjection under the unavoidable blows of fate, while Christian tragedy, on the contrary, shows the surrender of the whole will to live, joyful forsaking of the world in the consciousness of its worthlessness and vanity. But I am also entirely of opinion that modern tragedy stands higher than that of the ancients. Shakspeare is much greater than Sophocles; in comparison with Goethe's Iphigenia one might find that of Euripides almost crude and vulgar. The Bacchæ of Euripides is a revolting composition in favour of the heathen priests. Many ancient pieces have no tragic tendency at all, like the Alcestis and Iphigenia in Tauris of Euripides; some have disagreeable, or even disgusting motives, like the Antigone and Philocteles. Almost all show the human race under the fearful rule of chance and error, but not the resignation which is occasioned by it, and delivers from it. All because the ancients had not yet attained to the summit and goal of tragedy, or indeed of the view of life itself.
I acknowledge that in ancient tragedy, the spirit of resignation rarely appears and is expressed directly. Oedipus at Colonus definitely dies accepting his fate and willingly; however, he is comforted by the idea of revenge against his homeland. Iphigenia at Aulis is very willing to die; yet it’s the thought of Greece's well-being that brings her comfort and leads her to change her mind, ultimately accepting the death she initially tried to escape. Cassandra, in the Agamemnon by the great Aeschylus, dies willingly, as the lines say; but she too finds comfort in the idea of revenge. Hercules, in the Trachiniae, submits to necessity and dies composed, but not truly resigned. Likewise, Euripides' Hippolytus surprises us with the way Artemis, who appears to comfort him, promises him temples and fame but never offers him any vision of life beyond this one, leaving him in death, just as all gods abandon the dying:—in Christianity, they come to him; the same is seen in Brahmanism and Buddhism, although in the latter, the gods are quite alien. So, Hippolytus, like nearly all tragic heroes of the ancients, shows submission to unavoidable fate and the unyielding will of the gods, but not a surrender of the will to live. Just as Stoic equanimity is fundamentally different from Christian resignation in that it teaches only patient endurance and composed expectation of necessary evil, while Christianity teaches renunciation and a surrender of the will; the tragic heroes of the ancients exhibit strong subjection to the unavoidable blows of fate, while Christian tragedy, in contrast, portrays the complete surrender of the will to live, a joyful abandonment of the world in recognition of its worthlessness and vanity. However, I also firmly believe that modern tragedy is superior to that of the ancients. Shakespeare is far greater than Sophocles; in comparison, Goethe's Iphigenia makes Euripides' version seem almost crude and vulgar. Euripides' Bacchae is a disturbing piece that favors pagan priests. Many ancient works have no tragic inclination at all, like Euripides' Alcestis and Iphigenia in Tauris; some contain unpleasant or even revolting themes, like Antigone and Philoctetes. Almost all depict humanity under the dreadful power of chance and error, but not the resignation that arises from it and liberates from it. This is because the ancients had not yet reached the pinnacle and goal of tragedy, or indeed of the very perspective on life itself.
Although, then, the ancients displayed little of the spirit of resignation, the turning away of the will from life, in their tragic heroes themselves, as their frame of mind, yet the peculiar tendency and effect of tragedy remains the awakening of that spirit in the beholder, the calling up of that frame of mind, even though only temporarily. The horrors upon the stage hold up to him the bitterness and worthlessness of life, thus the vanity of all its struggle. The effect of this impression must be that he becomes conscious, if only in obscure feeling, that it is better to tear his heart free from life, to turn his will from it, to love not the world nor life; whereby then in his deepest soul, the consciousness is aroused that for another kind of willing there must also be another existence. For if this were not so, then the tendency of tragedy would not be this rising above all the ends and [pg 215] good things of life, this turning away from it and its seductions, and the turning towards another kind of existence, which already lies in this, although an existence which is for us quite inconceivable. How would it, then, in general, be possible that the exhibition of the most terrible side of life, brought before our eyes in the most glaring light, could act upon us beneficently, and afford us a lofty satisfaction? Fear and sympathy, in the excitement of which Aristotle places the ultimate end of tragedy, certainly do not in themselves belong to the agreeable sensations: therefore they cannot be the end, but only the means. Thus the summons to turn away the will from life remains the true tendency of tragedy, the ultimate end of the intentional exhibition of the suffering of humanity, and is so accordingly even where this resigned exaltation of the mind is not shown in the hero himself, but is merely excited in the spectator by the sight of great, unmerited, nay, even merited suffering. Many of the moderns also are, like the ancients, satisfied with throwing the spectator into the mood which has been described, by the objective representation of human misfortune as a whole; while others exhibit this through the change of the frame of mind of the hero himself, effected by suffering. The former give, as it were, only the premisses, and leave the conclusion to the spectator; while the latter give the conclusion, or the moral of the fable, also, as the change of the frame of mind of the hero, and even also as reflection, in the mouth of the chorus, as, for example, Schiller in “The Bride of Messina:” “Life is not the highest good.” Let me remark here that the genuine tragic effect of the catastrophe, thus the resignation and exaltation of the mind of the hero which is brought about by it, seldom appears so purely motived and so distinctly expressed as in the opera of “Norma,” where it comes in in the duet, “Qual cor tradisti, qual cor perdesti,” in which the change of the will is distinctly indicated by the quietness which is suddenly introduced into the music. In general, [pg 216] this piece—regarded apart altogether from its excellent music, and also from the diction which can only be that of a libretto, and considered only according to its motives and its inner economy—is a highly perfect tragedy, a true pattern of tragic disposition of the motives, tragic progress of the action, and tragic development, together with the effect of these upon the frame of mind of the hero, raising it above the world, and which is then also communicated to the spectator; indeed the effect attained here is the less delusive and the more indicative of the true nature of tragedy that no Christians, nor even Christian ideas, appear in it.
Although the ancients didn't show much of a spirit of resignation or a detachment from life in their tragic heroes, the unique tendency and impact of tragedy remains the awakening of that spirit in the audience. It evokes that mindset, even if just for a short time. The horrors presented on stage reflect the bitterness and meaninglessness of life, emphasizing the futility of its struggles. This impression must lead the audience to realize, even if only subtly, that it's better to detach his heart from life, to withdraw his will from it, and to not love the world or life. In doing so, his deepest self becomes aware that a different kind of will requires a different kind of existence. If this weren’t the case, tragedy wouldn’t encourage a rise above all the goals and pleasures of life, this turning away from them and their temptations, and toward a different kind of existence that is already present, even if it’s inconceivable to us. How is it possible that the portrayal of life's darkest aspects, shown in such vivid detail, could positively affect us and provide a profound satisfaction? Fear and sympathy, which Aristotle claims are the ultimate goals of tragedy, aren’t inherently pleasurable sensations; therefore, they can’t be the conclusion but rather serve as a means. Hence, the call to withdraw the will from life remains the true purpose of tragedy, the ultimate goal of intentionally showcasing the suffering of humanity, even when this resigned elevation of the mind doesn't appear in the hero but is solely triggered in the observer by witnessing significant, undeserved, or even deserved suffering. Many moderns, like the ancients, are satisfied with placing the audience in the previously described mood by objectively representing human misfortune as a whole; while others convey this through the hero's changed mindset due to suffering. The former basically provide only the premises and leave the conclusion to the audience, whereas the latter present the conclusion or the moral lesson through the transformation in the hero’s mindset, often articulated by the chorus, as seen in Schiller's “The Bride of Messina”: “Life is not the highest good.” I should note that the genuine tragic impact of the catastrophe—resulting in the hero's resignation and elevation—is rarely so clearly motivated and articulated as in the opera “Norma,” where it emerges in the duet, “Qual cor tradisti, qual cor perdesti,” where the shift in will is clearly signaled by the sudden calm introduced in the music. In general, this piece—considered separately from its excellent music and the libretto-style language, and instead focused solely on its motives and internal structure—is a highly refined tragedy, a true model of tragic motive arrangement, tragic action progression, and tragic development, along with their effects on the hero’s mindset, elevating it above the world, which is then communicated to the audience. Indeed, the effect produced here is less misleading and more indicative of the true nature of tragedy, as it contains no Christians or even Christian ideas.
The neglect of the unity of time and place with which the moderns are so often reproached is only a fault when it goes so far that it destroys the unity of the action; for then there only remains the unity of the principal character, as, for example, in Shakspeare's “Henry VIII.” But even the unity of the action does not need to go so far that the same thing is spoken of throughout, as in the French tragedies which in general observe this so strictly that the course of the drama is like a geometrical line without breadth. There it is constantly a case of “Only get on! Pensez à votre affaire!” and the thing is expedited and hurried on in a thoroughly business fashion, and no one detains himself with irrelevances which do not belong to it, or looks to the right or the left. The Shakspearian tragedy, on the other hand, is like a line which has also breadth: it takes time, exspatiatur: speeches and even whole scenes occur which do not advance the action, indeed do not properly concern it, by which, however, we get to know the characters or their circumstances more fully, and then understand the action also more thoroughly. This certainly remains the principal thing, yet not so exclusively that we forget that in the last instance what is aimed at is the representation of human nature and existence generally.
The criticism of modern writers for neglecting the unity of time and place is only valid when it disrupts the unity of the action; in that case, all that remains is the unity of the main character, as seen in Shakespeare's “Henry VIII” However, the unity of the action doesn’t have to be so rigid that the same topic is discussed throughout, like in French tragedies, which often adhere to this rule so strictly that the drama becomes a straight line with no depth. There, it's all about "Just keep going! Think about your business!" Everything is rushed along in a very mechanical way, with no one pausing for anything irrelevant or looking off to the sides. In contrast, Shakespearean tragedy resembles a line that also has depth: it takes its time, exspatiatur: there are speeches and even entire scenes that don’t drive the action forward and don’t really relate to it, but through these, we get to know the characters or their situations better, which helps us understand the action more comprehensively. This remains the main focus, but not so much that we lose sight of the ultimate goal, which is to portray human nature and existence as a whole.
The dramatic or epic poet ought to know that he is [pg 217] fate, and should therefore be inexorable, as it is; also that he is the mirror of the human race, and should therefore represent very many bad and sometimes profligate characters, and also many fools, buffoons, and eccentric persons; then also, now and again, a reasonable, a prudent, an honest, or a good man, and only as the rarest exception a truly magnanimous man. In the whole of Homer there is in my opinion no really magnanimous character presented, although many good and honest. In the whole of Shakspeare there may be perhaps a couple of noble, though by no means transcendently noble, characters to be found; perhaps Cordelia, Coriolanus—hardly more; on the other hand, his works swarm with the species indicated above. But Iffland's and Kotzebue's pieces have many magnanimous characters; while Goldoni has done as I recommended above, whereby he shows that he stands higher. On the other hand, Schiller's “Minna von Barnhelm” labours under too much and too universal magnanimity; but so much magnanimity as the one Marquis Posa displays is not to be found in the whole of Goethe's works together. There is, however, a small German piece called “Duty for Duty's Sake” (a title which sounds as if it had been taken from the Critique of Practical Reason), which has only three characters, and yet all the three are of most transcendent magnanimity.
The dramatic or epic poet should understand that he is bound by fate, which cannot be changed. He should also realize that he reflects humanity and thus must portray many flawed and sometimes debased characters, along with various fools, jesters, and eccentric individuals. Additionally, he should occasionally present a reasonable, prudent, honest, or good person, but only very rarely a truly noble individual. In all of Homer's works, I believe there is not a single genuinely noble character, although there are many good and honest ones. In all of Shakespeare's plays, there may be a couple of noble characters, like Cordelia and Coriolanus, but they are certainly not exceptionally noble; conversely, his works are filled with the types I mentioned earlier. However, Iffland and Kotzebue's pieces feature many noble characters, while Goldoni has followed my earlier recommendation, showing that he rises above the rest. On the other hand, Schiller's “Minna von Barnhelm” suffers from excessive and overly broad nobility; yet the level of nobility displayed by Marquis Posa is not found throughout all of Goethe's works combined. There is, however, a lesser-known German play called “Duty for Duty's Sake” (a title that sounds as if it were taken from the Critique of Practical Reason), which has only three characters, yet all three are of exceptional nobility.
The Greeks have taken for their heroes only royal persons; and so also for the most part have the moderns. Certainly not because the rank gives more worth to him who is acting or suffering; and since the whole thing is just to set human passions in play, the relative value of the objects by which this happens is indifferent, and peasant huts achieve as much as kingdoms. Moreover, civic tragedy is by no means to be unconditionally rejected. Persons of great power and consideration are yet the best adapted for tragedy on this account, that the misfortune in which we ought to recognise the fate of humanity must have a sufficient magnitude to appear terrible to the [pg 218] spectator, whoever he may be. Euripides himself says, “φευ, φευ, τα μεγαλα, μεγαλα και πασχει κακα” (Stob. Flor., vol. ii. p. 299). Now the circumstances which plunge a citizen family into want and despair are in the eyes of the great or rich, for the most part, very insignificant, and capable of being removed by human assistance, nay, sometimes even by a trifle: such spectators, therefore, cannot be tragically affected by them. On the other hand, the misfortunes of the great and powerful are unconditionally terrible, and also accessible to no help from without; for kings must help themselves by their own power, or fall. To this we have to add that the fall is greatest from a height. Accordingly persons of the rank of citizens lack height to fall from.
The Greeks have only chosen royal figures as their heroes, and modern stories have mostly followed this trend too. This isn't because being royal makes a person more valuable when they act or suffer; it's because the point is to engage human emotions, and the relative importance of the circumstances doesn't matter—peasant homes can have as much impact as kingdoms. Also, civic tragedies shouldn't be dismissed outright. People of great power and status are often more suitable for tragedy since their misfortunes must be significant enough to seem frightening to the audience, no matter who they are. Euripides himself says, “Oh, how great, how great are the troubles that great ones suffer.” Now, the circumstances that lead a citizen family into hardship and despair often seem trivial to the wealthy or powerful, and can usually be fixed with human help, sometimes even with just a small effort; therefore, such audiences can't be deeply affected by them. On the other hand, the misfortunes of the powerful are undeniably dreadful and often beyond any outside help; kings must rely on their own power to survive or they will fall. Additionally, a fall from a great height is more severe. Citizens, however, simply don't have that height to fall from.
If now we have found the tendency and ultimate intention of tragedy to be a turning to resignation, to the denial of the will to live, we shall easily recognise in its opposite, comedy, the incitement to the continued assertion of the will. It is true the comedy, like every representation of human life, without exception, must bring before our eyes suffering and adversity; but it presents it to us as passing, resolving itself into joy, in general mingled with success, victory, and hopes, which in the end preponderate; moreover, it brings out the inexhaustible material for laughter of which life, and even its adversities themselves are filled, and which under all circumstances ought to keep us in a good humour. Thus it declares, in the result, that life as a whole is thoroughly good, and especially is always amusing. Certainly it must hasten to drop the curtain at the moment of joy, so that we may not see what comes after; while the tragedy, as a rule, so ends that nothing can come after. And moreover, if once we contemplate this burlesque side of life somewhat seriously, as it shows itself in the naïve utterances and gestures which trifling embarrassment, personal fear, momentary anger, secret envy, and many similar emotions force upon the forms of the real life that mirrors [pg 219] itself here, forms which deviate considerably from the type of beauty, then from this side also, thus in an unexpected manner, the reflective spectator may become convinced that the existence and action of such beings cannot itself be an end; that, on the contrary, they can only have attained to existence by an error, and that what so exhibits itself is something which had better not be.
If we've now realized that the main theme and ultimate purpose of tragedy is to lead us to resignation and to deny the will to live, we can easily see that comedy, in contrast, encourages us to keep affirming our will. It’s true that comedy, like every portrayal of human life, must show us suffering and hardship; however, it presents these experiences as temporary, ultimately transforming into joy, which is generally mixed with success, victory, and hopes that eventually prevail. Moreover, it highlights the endless material for laughter that life, including its challenges, offers, which should always keep us in good spirits. Thus, it concludes that life as a whole is completely good and is always entertaining. Of course, it quickly wraps up the story at the moment of joy, so we don't see what happens next; while tragedy typically ends in such a way that nothing can follow. Furthermore, if we take a serious view of the comical aspects of life, as seen in the naive words and actions prompted by minor embarrassment, personal fear, temporary anger, secret envy, and many similar emotions that shake the forms of real life — which deviate significantly from conventional beauty — then, from this perspective, the thoughtful observer might unexpectedly realize that the existence and actions of such beings can’t be the ultimate goal; instead, they only exist due to a misunderstanding, and what is displayed is something that might be better off not existing at all.
Chapter 38.23 About History.
In the passage of the first volume referred to below I have fully shown that more is achieved for our knowledge of mankind by poetry than by history, and why this is so; inasmuch as more real instruction was to be expected from the former than from the latter. Aristotle has also confessed this, for he says: “και φιλοσοφωτερον και σπουδαιοτερον ποιησις ἱστοριας εστιν” (et res magis philosophica, et melior poësis est quam historia24), De poët., c. 9. Yet, in order to cause no misunderstanding as to the value of history, I wish here to express my thoughts about it.
In the passage of the first volume mentioned below, I've clearly shown that poetry contributes more to our understanding of humanity than history does, and explained why that is; since we can expect more genuine insight from poetry than from history. Aristotle also acknowledged this when he said: "Poetry is both more philosophical and more serious than history." (philosophy and poetry are more profound and better than history24), The poet., c. 9. However, to avoid any misunderstanding regarding the value of history, I want to share my thoughts on it here.
In every class and species of things the facts are innumerable, the individuals infinite in number, the variety of their differences unapproachable. At the first glance at them the curious mind becomes giddy; however much it investigates, it sees itself condemned to ignorance. But then comes science: it separates the innumerable multitude, arranges it under generic conceptions, these again under conceptions of species, whereby it opens the path to a knowledge of the general and the particular, which also comprehends the innumerable individuals, for it holds good of all without one being obliged to consider each particular for itself. Thus it promises satisfaction to the investigating mind. Then all [pg 221] sciences place themselves together, and above the real world of individual things, as that which they have divided among them. Over them all, however, moves philosophy, as the most general, and therefore important, rational knowledge, which promises the conclusions for which the others have only prepared the way. History alone cannot properly enter into that series, since it cannot boast of the same advantage as the others, for it lacks the fundamental characteristic of science, the subordination of what is known, instead of which it can only present its co-ordination. Therefore there is no system of history, as there is of every other science. It is therefore certainly rational knowledge, but it is not a science. For it never knows the particular by means of the general, but must comprehend the particular directly, and so, as it were, creeps along the ground of experience; while the true sciences move above it, because they have obtained comprehensive conceptions by means of which they command the particular, and, at least within certain limits, anticipate the possibility of things within their sphere, so that they can be at ease even about what may yet have to come. The sciences, since they are systems of conceptions, speak always of species; history speaks of individuals. It would accordingly be a science of individuals, which is a contradiction. It also follows that the sciences all speak of that which always is as history, on the other hand, of that which is once, and then no more. Since, further, history has to do with the absolutely particular and individuals, which from its nature is inexhaustible, it knows everything only imperfectly and half. Besides, it must also let itself be taught by every new day in its trivial commonplaceness what as yet it did not know at all. If it should be objected that in history also there is subordination of the particular under the general, because the periods, the governments, and other general changes, or political revolutions, in short, all that is given in historical tables, is the general, to which the special [pg 222] subordinates itself, this would rest upon a false comprehension of the conception of the general. For the general in history here referred to is merely subjective, i.e., its generality springs merely from the inadequacy of the individual knowledge of the things, but not objective, i.e., a conception in which the things would actually already be thought together. Even the most general in history is in itself only a particular and individual, a long period of time, or an important event; therefore the special is related to this as the part to the whole, but not as the case to the rule; which, on the contrary, takes place in all the sciences proper because they afford conceptions and not mere facts. On this account in these sciences by a correct knowledge of the general we can determine with certainty the particular that arises. If, for example, I know the laws of the triangle in general, I can then also tell what must be the properties of the triangle laid before me; and what holds good of all mammals, for example, that they have double ventricles of the heart, exactly seven cervical vertebræ, lungs, diaphragm, bladder, five senses, &c., I can also assert of the strange bat which has just been caught, before dissecting it. But not so in history, where the general is no objective general of the conception, but merely a subjective general of my knowledge, which can only be called general inasmuch as it is superficial. Therefore I may always know in general of the Thirty Years' War that it was a religious war, waged in the seventeenth century; but this general knowledge does not make me capable of telling anything more definite about its course. The same opposition is also confirmed by the fact that in the real sciences the special and individual is that which is most certain, because it rests upon immediate apprehension; the general truths, again, are only abstracted from it; therefore something false may be more easily assumed in the latter. But in history, conversely, the most general is the most certain; for example, the periods, the succession of the kings, the revolutions, wars, and [pg 223] treaties of peace; the particulars, again, of the events and their connection is uncertain, and becomes always more so the further one goes into details. Therefore history is the more interesting the more special it is, but the less to be trusted, and approaches then in every respect to the romance. For the rest, what importance is to be attached to the boasted pragmatic teaching of history he will best be able to judge who remembers that sometimes it was only after twenty years that he understood the events of his own life in their true connection, although the data for this were fully before him, so difficult is the combination of the action of the motives under the constant interferences of chance and the concealment of the intentions. Since now history really always has for its object only the particular, the individual fact, and regards this as the exclusively real, it is the direct opposite and counterpart of philosophy, which considers things from the most general point of view, and has intentionally the general as its object, which remains identical in every particular; therefore in the particular philosophy sees only the general, and recognises the change in its manifestation as unessential: φιλοκαθολου γαρ ὁ φιλοσοφος (generalium amator philosophus). While history teaches us that at every time something else has been, philosophy tries to assist us to the insight that at all times exactly the same was, is, and shall be. In truth, the essence of human life, as of nature in general, is given complete in every present time, and therefore only requires depth of comprehension in order to be exhaustively known. But history hopes to make up for depth by length and breadth; for it every present time is only a fragment which must be supplemented by the past, the length of which is, however, infinite, and to which again an infinite future is joined. Upon this rests the opposition between philosophical and historical minds; the former want to go to the bottom, the latter want to go through the whole series. History shows on every side only the same under different forms; but whoever does [pg 224] not come to know this in one or a few will hardly attain to a knowledge of it by going through all the forms. The chapters of the history of nations are at bottom only distinguished by the names and dates; the really essential content is everywhere the same.
In every category and type of things, the facts are countless, the individuals are endless, and the range of their differences is overwhelming. At first glance, a curious mind can feel dizzy; no matter how much it investigates, it feels doomed to ignorance. But then science steps in: it separates the countless multitude, organizes it under general concepts, and then further under species concepts, paving the way for knowledge of both the general and the specific. This approach also includes the countless individuals since it applies to all without needing to consider each one individually. Thus, it offers satisfaction to the inquiring mind. All sciences come together, standing above the reality of individual things, as that which they have divided among themselves. However, above all of them is philosophy, as the most general and thus important form of rational knowledge, which promises the conclusions that the others have only set the groundwork for. History, on the other hand, cannot properly fit into this series since it lacks the same advantages as the others; it doesn't have the essential characteristic of science, which is the organization of known facts, but can only present their coordination. Therefore, there is no systematic history like there is for other sciences. It is certainly rational knowledge, but it’s not a science. It never knows the specific through the general but must grasp the specific directly, and in a sense, crawls along the ground of experience, while the true sciences soar above it, having generated comprehensive concepts through which they control the specific and can even speculate on possibilities within their scope, allowing them to remain confident about what might still happen. The sciences, being systems of concepts, always discuss species; history focuses on individuals. Therefore, it would be a science of individuals, which is contradictory. It also follows that the sciences discuss what is always present, whereas history talks about what happens once and then is gone. Additionally, history deals with the absolutely particular and individual, which, by its very nature, is inexhaustible; it only knows things imperfectly and partially. Moreover, it must constantly learn from each new day in its mundane triviality what it didn't know before. If someone argues that history also shows the subordination of the particular under the general—because the periods, governments, and other broad changes or political revolutions, in short, everything outlined in historical tables, represent the general to which the specific subordinates itself—this would stem from a misunderstanding of what the general means. The general in history being referenced here is merely subjective, meaning its generality arises from the insufficiency of individual knowledge of things rather than goal, which would indicate a concept in which things are genuinely thought together. Even the most general in history is, in itself, merely a particular and individual event, a lengthy period of time, or a significant event; thus the specific relates to it like the part to the whole, but not as the exception to the rule, which happens in all the proper sciences because they provide concepts, not just facts. Consequently, in these sciences, through accurate knowledge of the general, we can definitively determine the specific that arises. For instance, if I know the laws of triangles in general, I can also deduce the properties of any triangle presented to me; and I can assert the common characteristics of all mammals, like having double heart ventricles, seven cervical vertebrae, lungs, a diaphragm, a bladder, and five senses, about the newly caught bat before inspecting its anatomy. But that’s not the case in history, where the general is not an objective general of concepts, but merely a subjective general of my knowledge, which can only be deemed general because it’s superficial. Therefore, while I may generally know that the Thirty Years' War was a religious war fought in the seventeenth century, this general knowledge doesn’t enable me to provide more precise details about its course. This contrast is further highlighted by the fact that in genuine sciences, the specific and individual are the most certain, resting on direct observation; the general truths are abstracted from them, meaning something incorrect is more likely to be assumed in the latter. In contrast, in history, the most general is the most certain—for example, the periods, the succession of kings, revolutions, wars, and [pg 223] treaties of peace. The specific details of events and their connections, however, are uncertain and become increasingly less certain the more one dives into details. Therefore, history becomes more intriguing the more specific it is, but it is also less trustworthy, often bordering on fiction in every way. Moreover, the value of the much-praised practical lessons of history is best judged by anyone who remembers that sometimes it took him twenty years to grasp the events of his own life in their true context, even though all the data were available to him. This demonstrates the challenge of connecting the motives of actions amid constant randomness and hidden intentions. Since history really focuses solely on the specific, the individual fact, and regards these as absolutely real, it stands in direct opposition to philosophy, which examines matters from the most general perspective, intentionally focusing on the general as its object, which remains constant across the specifics. Thus, in particular instances, philosophy only sees the general and views the changes in manifestations as unimportant: φιλοκαθολου γαρ ὁ φιλοσοφος (lover of general philosophy). While history teaches us that something different has occurred at every moment, philosophy aims to show us that at all times, the same truths were, are, and will be. In reality, the essence of human existence, like that of nature in general, is thoroughly present in every moment, needing only depth of understanding to be completely known. However, history tries to compensate for its lack of depth with breadth; for it, every noted moment is just a fragment that must be filled in with the past, which has an infinite length, and is followed by an infinite future. This is the basis of the divide between philosophical and historical minds: the former seek depth, while the latter seek to navigate through the entire series. History reveals, in every instance, merely the same themes presented in different ways; but those who do not grasp this through one or a few examples will likely not achieve it by exploring all forms. The chapters of national history are fundamentally distinguished only by names and dates; the truly essential content is everywhere the same.
Now since the material of art is the Idea, and the material of science the concept, we see both occupied with that which always exists and constantly in the same manner, not something which now is and now is not, now is thus and now otherwise; therefore both have to do with that which Plato set up as the exclusive object of real rational knowledge. The material of history, on the other hand, is the particular in its particularity and contingency, which at one time is, and then for ever is no more, the transient complexities of a human world moved like clouds in the wind, a world which is often entirely transformed by the most trifling accident. From this point of view the material of history appears to us as scarcely a worthy object of the serious and painful consideration of the human mind, the human mind which, just because it is so transitory, ought to choose for its consideration that which passes not away.
Now that the material of art is the Concept, and the material of science is the idea, we see both as focusing on what always exists and remains consistent, not something that is here one moment and gone the next, or changes shape based on circumstances. Thus, both relate to what Plato established as the only true object of rational knowledge. In contrast, the material of history is the specific in its distinctiveness and randomness, something that exists for a time and then is gone forever, the fleeting complexities of a human world that shifts like clouds in the wind, a world that can be completely changed by the slightest event. From this perspective, the material of history seems hardly a worthy subject for serious and deep reflection by the human mind, which, due to its own fleeting nature, should focus on what does not fade away.
Finally, as regards the endeavour—specially introduced by the Hegelian pseudo-philosophy, everywhere so pernicious and stupefying to the mind—to comprehend the history of the world as a planned whole, or, as they call it, “to construe it organically,” a crude and positive realism lies at its foundation, which takes the phenomenon for the inner being of the world, and imagines that this phenomenon, its forms and events, are the chief concern; in which it is secretly supported by certain mythological notions which it tacitly assumes: otherwise one might ask for what spectators such a comedy was really produced. For, since only the individual, and not the human race, has actual, immediate unity of consciousness, the unity of the course of life of the race is a mere fiction. Besides, as in nature only the species are real, and the genera are mere abstractions, [pg 225] so in the human race only the individuals and their course of life are real, the peoples and their lives mere abstractions. Finally, constructive histories, guided by a positive optimism, always ultimately end in a comfortable, rich, fat State, with a well-regulated constitution, good justice and police, useful arts and industries, and, at the most, in intellectual perfection; for this, in fact, is alone possible, since what is moral remains essentially unaltered. But it is the moral element which, according to the testimony of our inmost consciousness, is the whole concern: and this lies only in the individual as the tendency of his will. In truth, only the life of each individual has unity, connection, and true significance: it is to be regarded as an instruction, and the meaning of it is moral. Only the incidents of our inner life, since they concern the will, have true reality, and are actual events; because the will alone is the thing in itself. In every microcosm lies the whole macrocosm, and the latter contains nothing more than the former. Multiplicity is phenomenal, and external events are mere configurations of the phenomenal world, and have therefore directly neither reality nor significance, but only indirectly through their relation to the wills of the individuals. The endeavour to explain and interpret them directly is accordingly like the endeavour to see in the forms of the clouds groups of men and animals. What history narrates is in fact only the long, heavy, and confused dream of humanity.
Finally, regarding the effort—especially introduced by Hegel’s pseudo-philosophy, which is harmful and dulls the mind everywhere—to understand world history as a unified plan, or, as they call it, "to interpret it naturally," there is a simple and straightforward realism at its core, which treats appearances as the true essence of the world, believing that these appearances, their forms and events, are what truly matters. It is secretly bolstered by certain mythological ideas it assumes without question; otherwise, one might wonder for whom such a spectacle was really created. Since only individuals possess actual, immediate unity of consciousness, the unity of humanity's life is merely a fiction. Moreover, just as in nature, only species are real while genera are mere abstractions, [pg 225] in humanity, only individuals and their lifelines are real, while nations and their cultures are mere abstractions. Ultimately, optimistic historical accounts always lead to a comfortable, prosperous State with a well-organized system, effective justice and law enforcement, practical skills, and, at most, intellectual advancement; for this is the only outcome possible since moral principles remain fundamentally unchanged. But the moral aspect, as our deepest consciousness confirms, is the main focus: and this resides only in the individual as the drive of their will. Truly, only the life of each person has unity, connection, and real meaning: it should be viewed as a lesson, and its significance is moral. Only the events of our inside life, as they pertain to the will, have true reality and are genuine events; because the will is what truly exists. Within every individual lies the entire universe, and the latter contains nothing beyond the former. Variety is superficial, and outer events are just patterns of the observable world, holding neither true reality nor significance directly, but only indirectly through their relationship to the wills of individuals. The attempt to explain and interpret them directly is akin to trying to see groups of people and animals in cloud shapes. What history tells us is essentially just the long, heavy, and confused dream of humanity.
The Hegelians, who regard the philosophy of history as indeed the chief end of all philosophy, are to be referred to Plato, who unweariedly repeats that the object of philosophy is that which is unchangeable and always remains, not that which now is thus and now otherwise. All those who set up such constructions of the course of the world, or, as they call it, of history, have failed to grasp the principal truth of all philosophy, that what is is at all times the same, all becoming and arising are only seeming; the Ideas alone are permanent; time ideal. This [pg 226] is what Plato holds, this is what Kant holds. One ought therefore to seek to understand what exists, what really is, to-day and always, i.e., to know the Ideas (in Plato's sense). Fools, on the contrary, imagine that something must first become and happen. Therefore they concede to history the chief place in their philosophy, and construct it according to a preconceived plan of the world, according to which everything is ordered for the best, which is then supposed finaliter to appear, and will be a glorious thing. Accordingly they take the world as perfectly real, and place the end of it in the poor earthly happiness, which, however much it may be fostered by men and favoured by fate, is a hollow, deceptive, decaying, and sad thing, out of which neither constitutions and legal systems nor steam-engines and telegraphs can ever make anything that is essentially better. The said philosophers and glorifiers of history are accordingly simple realists, and also optimists and eudæmonists, consequently dull fellows and incarnate philistines; and besides are really bad Christians, for the true spirit and kernel of Christianity, as also of Brahmanism and Buddhism, is the knowledge of the vanity of earthly happiness, the complete contempt for it, and the turning away from it to an existence of another, nay, an opposite, kind. This, I say, is the spirit and end of Christianity, the true “humour of the matter;” and not, as they imagine, monotheism; therefore even atheistic Buddhism is far more closely related to Christianity than optimistic Judaism or its variety Islamism.
The Hegelians, who see the philosophy of history as the main goal of all philosophy, can be traced back to Plato, who repeatedly emphasizes that the aim of philosophy is to understand what is unchangeable and eternal, not what is currently in flux. Those who create narratives about the progression of the world, or history as they call it, miss the fundamental truth of all philosophy: that what is true remains constant at all times, and all transformations are merely illusions; only the Ideas are permanent, while time is conceptual. This [pg 226] is what Plato believes, and it's also what Kant supports. Therefore, we should strive to grasp what truly exists, what is really real, today and always, i.e., to understand the Ideas (in Plato's terms). In contrast, fools think that things must first come into being and occur. They give history a primary role in their philosophy, constructing it based on a preconceived vision of the world, where everything is supposedly arranged for the best and is expected to ultimately lead to something glorious. As a result, they accept the world as entirely real and aim for earthly happiness, which, no matter how much it is supported by people or fate, is ultimately empty, deceptive, fleeting, and sorrowful—nothing can improve it fundamentally, neither constitutions and legal systems nor steam engines and telegraphs. These philosophers and admirers of history are thus simplistic realists, as well as optimists and proponents of happiness, making them unexciting individuals and quintessential philistines; moreover, they are bad Christians, for the essence of Christianity, as well as of Brahmanism and Buddhism, lies in recognizing the futility of earthly happiness, completely disregarding it, and turning towards a different, even opposite, kind of existence. This, I assert, is the essence and goal of Christianity, the true “humor of the matter;” and not, as they believe, monotheism; thus, even atheistic Buddhism is much more closely related to Christianity than optimistic Judaism or its variant, Islam.
A true philosophy of history ought not therefore to consider, as all these do, what (to use Plato's language) always becomes and never is, and hold this to be the true nature of things; but it ought to fix its attention upon that which always is and never becomes nor passes away. Thus it does not consist in raising the temporal ends of men to eternal and absolute ends, and then with art and imagination constructing their progress through all complications; but in the insight that not only in its development, but in [pg 227] its very nature, history is mendacious; for, speaking of mere individuals and particular events, it pretends always to relate something different, while from beginning to end it repeats always the same thing under different names and in a different dress. The true philosophy of history consists in the insight that in all these endless changes and their confusion we have always before us only the same, even, unchanging nature, which to-day acts in the same way as yesterday and always; thus it ought to recognise the identical in all events, of ancient as of modern times, of the east as of the west; and, in spite of all difference of the special circumstances, of the costume and the customs, to see everywhere the same humanity. This identical element which is permanent through all change consists in the fundamental qualities of the human heart and head—many bad, few good. The motto of history in general should run: Eadem, sed aliter. If one has read Herodotus, then in a philosophical regard one has already studied history enough. For everything is already there that makes up the subsequent history of the world: the efforts, action, sufferings, and fate of the human race as it proceeds from the qualities we have referred to, and the physical earthly lot.
A genuine philosophy of history should not focus on what, to use Plato's terms, always becomes and never is, considering this to be the real nature of things; instead, it should direct its attention to that which always exists and never changes or passes away. It doesn’t involve elevating the temporary goals of people to eternal and absolute purposes and then creatively narrating their journey through all complexities; rather, it recognizes that not only in its development but also in [pg 227] its very essence, history is deceptive; because when it speaks about individual people and specific events, it always claims to tell something unique, while consistently repeating the same story under different names and appearances from beginning to end. The true philosophy of history lies in the understanding that amidst all these endless changes and chaos, we only encounter the same, constant nature, which behaves today just as it did yesterday and always will; thus, it should identify the similarities in all events, whether ancient or modern, eastern or western; and despite the differences in specific circumstances, clothing, and customs, it should see the same humanity everywhere. This constant element that persists through all change is found in the fundamental qualities of the human heart and mind—many bad and few good. The overarching motto of history should be: Same, but different. If you’ve read Herodotus, then from a philosophical standpoint, you've already learned enough history. Everything essential that shapes the subsequent history of the world is there: the efforts, actions, sufferings, and fates of humanity as they stem from the qualities we've mentioned and the physical realities of life on Earth.
If in what has been said we have recognised that history, regarded as a means for the knowledge of the nature of man, is inferior to poetry; then, that it is not in the proper sense a science; finally, that the endeavour to construct it as a whole with beginning, middle, and end, together with a significant connection, is vain, and based upon misunderstanding: it would look as if we wished to deny it all value if we did not show in what its value consists. Really, however, there remains for it, after this conquest by art and rejection by science, a quite special province, different from both, in which it exists most honourably.
If we’ve acknowledged that history, as a way to understand human nature, is not as valuable as poetry; that it isn’t truly a science; and finally, that trying to piece it together with a beginning, middle, and end, along with a meaningful connection, is pointless and based on misunderstanding: it might seem like we want to dismiss its value if we don't clarify what that value is. In reality, though, history still has a unique realm after being overshadowed by art and dismissed by science, where it holds its own respectable place.
What reason is to the individual that is history to the human race. By virtue of reason, man is not, like the [pg 228] brute, limited to the narrow, perceptible present, but also knows the incomparably more extended past, with which it is linked, and out of which it has proceeded; and only thus has he a proper understanding of the present itself, and can even draw inferences as to the future. The brute, on the other hand, whose knowledge, devoid of reflection, is on this account limited to the present, even when it is tamed, moves about among men ignorant, dull, stupid, helpless, and dependent. Analogous to this is the nation that does not know its own history, is limited to the present of the now living generation, and therefore does not understand itself and its own present, because it cannot connect it with a past, and explain it from this; still less can it anticipate the future. Only through history does a nation become completely conscious of itself. Accordingly history is to be regarded as the rational consciousness of the human race, and is to the race what the reflected and connected consciousness is to the individual who is conditioned by reason, a consciousness through the want of which the brute is confined to the narrow, perceptible present. Therefore every gap in history is like a gap in the recollective self-consciousness of a man; and in the presence of a monument of ancient times which has outlived the knowledge of itself, as, for example, the Pyramids, or temples and palaces in Yucatan, we stand as senseless and stupid as the brute in the presence of the action of man, in which it is implicated in his service; or as a man before something written in an old cipher of his own, the key to which he has forgotten; nay, like a somnambulist who finds before him in the morning what he has done in his sleep. In this sense, then, history is to be regarded as the reason, or the reflected consciousness, of the human race, and takes the place of an immediate self-consciousness common to the whole race, so that only by virtue of it does the human race come to be a whole, come to be a humanity. This is the true value of history, and accordingly the universal and predominating interest [pg 229] in it depends principally upon the fact that it is a personal concern of the human race. Now, what language is for the reason of individuals, as an indispensable condition of its use, writing is for the reason of the whole race here pointed out; for only with this does its real existence begin, as that of the individual reason begins first with language. Writing serves to restore unity to the consciousness of the human race, which is constantly interrupted by death, and therefore fragmentary; so that the thought which has arisen in the ancestor is thought out by his remote descendant; it finds a remedy for the breaking up of the human race and its consciousness into an innumerable number of ephemeral individuals, and so bids defiance to the ever hurrying time, in whose hand goes forgetfulness. As an attempt to accomplish this we must regard not only written, but also stone monuments, which in part are older than the former. For who will believe that those who, at incalculable cost, set in action the human powers of many thousands for many years in order to construct the pyramids, monoliths, rock tombs, obelisks, temples, and palaces which have already existed for thousands of years, could have had in view the short span of their own life, too short to let them see the finishing of the construction, or even the ostensible end which the ignorance of the many required them to allege? Clearly their real end was to speak to their latest descendants, to put themselves in connection with these, and so to establish the unity of the consciousness of humanity. The buildings of the Hindus, the Egyptians, even the Greeks and Romans, were calculated to last several thousand years, because through higher culture their horizon was a wider one; while the buildings of the Middle Ages and of modern times have only been intended, at the most, to last a few centuries; which, however, is also due to the fact that men trusted more to writing after its use had become general, and still more since from its womb was born the art of printing. Yet even in the buildings of more recent [pg 230] times we see the desire to speak to posterity; and, therefore, it is shameful if they are destroyed or disfigured in order to serve low utilitarian ends. Written monuments have less to fear from the elements, but more to fear from barbarians, than stone ones; they accomplish far more. The Egyptians wished to combine the two, for they covered their stone monuments with hieroglyphics, nay, they added paintings in case the hieroglyphics should no longer be understood.
What reason means for an individual is what history means for humanity. Thanks to reason, humans aren't like animals, stuck in the present; instead, we are aware of an incredibly broader past, which connects us and informs our understanding. This understanding is essential for grasping the present and drawing insights about the future. Animals, on the other hand, lack this reflective knowledge, limiting their awareness to the present moment. Even when domesticated, they exist among humans as ignorant, dull, helpless, and dependent. Similarly, a nation that doesn't know its own history is confined to the perspective of its current generation and struggles to understand itself and its own present. Without a historical context, it cannot foresee its future. Through history, a nation fully becomes aware of itself. Thus, history should be viewed as the rational consciousness of humanity, similar to how reflective awareness functions for the individual, shaped by reason. Lacking this awareness, animals remain trapped in the immediate present. Every gap in history resembles a gap in an individual's self-awareness. When we encounter ancient monuments, like the Pyramids or temples and palaces in Yucatan, we are as clueless as animals in the presence of human actions that serve them. We’re like someone staring at a message written in a forgotten cipher or a sleepwalker awakening to discover their own actions. Therefore, history serves as the collective reasoning of humankind, forming a sense of unity that allows humanity to exist as a whole. This is the true significance of history, and so the universal interest in it arises mainly from its personal connection to humanity. Just as language is essential for individual reasoning, writing is indispensable for the reasoning of the entire human race; it marks the start of its true existence, just as language does for an individual. Writing helps restore unity to humanity's consciousness, which is often fragmented by death; it enables thoughts from ancestors to be fully developed by their distant descendants. It combats the tendency of human consciousness to break into countless fleeting individuals and stands against the relentless passage of time, which leads to forgetfulness. To achieve this, we should recognize not only written records but also rock monuments, some of which are even older than written ones. Who would believe that those who expended tremendous effort and resources to mobilize thousands of people over many years to build the pyramids, monoliths, rock tombs, obelisks, temples, and palaces that have stood for thousands of years did so just to satisfy the short span of their own lives, too brief to see the completion of their projects? Clearly, their true aim was to communicate with their far-off descendants, to connect with them, and establish unity in human consciousness. The buildings constructed by the Hindus, Egyptians, Greeks, and Romans were designed to endure for thousands of years because their advanced cultures had a wider perspective. In contrast, the structures from the Middle Ages and modern times were intended to last just a few centuries, partly because people placed more trust in writing once it became widespread, particularly after the invention of printing. Nevertheless, even more recent buildings reflect a desire to communicate with future generations; thus, it is shameful for them to be destroyed or damaged for trivial practical reasons. Written records face fewer threats from the elements but are more vulnerable to barbarism than stone structures; nonetheless, they serve significantly greater purposes. The Egyptians sought to merge both forms, as they adorned their stone monuments with hieroglyphics and even paintings, anticipating a time when the hieroglyphics might not be understood.
Chapter 39.25 On the Metaphysics of Music.
The outcome, or result, of my exposition of the peculiar significance of this wonderful art, which is given in the passage of the first volume referred to below, and which will here be present to the mind of the reader, was, that there is indeed no resemblance between its productions and the world as idea, i.e., the world of nature, but yet there must be a distinct parallelism, which was then also proved. I have yet to add some fuller particulars with regard to this parallelism, which are worthy of attention.
The outcome, or result, of my explanation of the unique importance of this amazing art, as detailed in the passage from the first volume mentioned below, and which will be at the forefront of the reader's mind, was that there is truly no resemblance between its creations and the world as an idea, i.e. the natural world. However, there must be a clear parallelism, which has also been demonstrated. I still need to provide some more details about this parallelism, which are worth noting.
The four voices, or parts, of all harmony, the bass, the tenor, the alto, and the soprana, or the fundamental note, the third, the fifth, and the octave, correspond to the four grades in the series of existences, the mineral kingdom, the vegetable kingdom, the brute kingdom, and man. This receives an additional and striking confirmation in the fundamental rule of music, that the bass must be at a much greater distance below the three upper parts than they have between themselves; so that it must never approach nearer to them than at the most within an octave of them, and generally remains still further below them. Hence, then, the correct triad has its place in the third octave from the fundamental note. Accordingly the effect of extended harmony, in which the bass is widely separated from the other parts, is much more powerful and beautiful than that of close harmony, in which it is moved up nearer to them, and which is only introduced on account of the [pg 232] limited compass of the instruments. This whole rule, however, is by no means arbitrary, but has its root in the natural source of the tonal system; for the nearest consonant intervals that sound along with the fundamental note by means of its vibrations are the octave and its fifth. Now, in this rule we recognise the analogue of the fundamental characteristic of nature on account of which organised beings are much more nearly related to each other than to the inanimate, unorganised mass of the mineral kingdom, between which and them exists the most definite boundary and the widest gulf in the whole of nature. The fact that the high voice which sings the melody is yet also an integral part of the harmony, and therein accords even with the deepest fundamental bass, may be regarded as the analogue of the fact that the same matter which in a human organism is the supporter of the Idea of man must yet also exhibit and support the Ideas of gravitation and chemical qualities, that is, of the lowest grades of the objectification of will.
The four parts of harmony—bass, tenor, alto, and soprano, which correspond to the fundamental note, third, fifth, and octave—reflect the four levels of existence: the mineral kingdom, the plant kingdom, the animal kingdom, and humans. This idea is strongly supported by a key principle of music: the bass must be significantly further below the upper three parts than they are from each other. It should never be closer than an octave and often stays even lower. Therefore, the proper triad is found in the third octave from the fundamental note. As a result, the impact of extended harmony, where the bass is far removed from the upper parts, is much more powerful and beautiful than close harmony, which brings it closer due to the [pg 232] limited range of instruments. This principle isn't arbitrary; it originates from the natural foundations of the tonal system, where the most resonant intervals with the fundamental note emerge from its vibrations, specifically the octave and the fifth. Here, we see a parallel to nature's main characteristics, with organized beings being much more closely related to each other than to the lifeless mineral kingdom, which has a clear boundary and the widest divide in nature. The melody sung by the high voice is also a fundamental part of the harmony, aligning even with the deepest bass, much like how the same matter in a human body, which supports the idea of humanity, also reflects and upholds the ideas of gravitation and chemical properties—the most basic forms of will’s manifestation.
That music acts directly upon the will, i.e., the feelings, passions, and emotions of the hearer, so that it quickly raises them or changes them, may be explained from the fact that, unlike all the other arts, it does not express the Ideas, or grades of the objectification of the will, but directly the will itself.
That music directly influences the will, meaning the feelings, passions, and emotions of the listener, quickly elevating or altering them, can be explained by the fact that, unlike other arts, it doesn't express the Ideas or levels of the will's manifestation, but the will itself.
As surely as music, far from being a mere accessory of poetry, is an independent art, nay, the most powerful of all the arts, and therefore attains its ends entirely with means of its own, so surely does it not stand in need of the words of the song or the action of an opera. Music as such knows the tones or notes alone, but not the causes which produce these. Accordingly, for it even the human voice is originally and essentially nothing else than a modified tone, just like that of an instrument; and, like every other tone, it has the special advantages and disadvantages which are a consequence of the instrument that produces it. Now, in this case, that this same instrument, as the [pg 233] organ of speech, also serves to communicate conceptions is an accidental circumstance, which music can certainly also make use of, in order to enter into a connection with poetry; but it must never make this the principal matter, and concern itself entirely with the expression of what for the most part, nay (as Diderot gives us to understand in Le Neveu de Rameau), essentially are insipid verses. The words are and remain for the music a foreign addition, of subordinate value, for the effect of the tones is incomparably more powerful, more infallible, and quicker than that of the words. Therefore, if words become incorporated in music, they must yet assume an entirely subordinate position, and adapt themselves completely to it. But the relation appears reversed in the case of the given poetry, thus the song or the libretto of an opera to which music is adapted. For the art of music at once shows in these its power and higher fitness, disclosing the most profound ultimate and secret significance of the feeling expressed in the words or the action presented in the opera, giving utterance to their peculiar and true nature, and teaching us the inmost soul of the actions and events whose mere clothing and body is set before us on the stage. With regard to this superiority of the music, and also because it stands to the libretto and the action in the relation of the universal to the particular, of the rule to the example, it might perhaps appear more fitting that the libretto should be written for the music than that the music should be composed for the libretto. However, in the customary method, the words and actions of the libretto lead the composer to the affections of the will which lie at their foundation, and call up in him the feelings to be expressed; they act, therefore, as a means of exciting his musical imagination. Moreover, that the addition of poetry to music is so welcome to us, and a song with intelligible words gives us such deep satisfaction, depends upon the fact that in this way our most direct and most indirect ways of knowing are called into play at once and [pg 234] in connection. The most direct is that for which music expresses the emotions of the will itself, and the most indirect that of conceptions denoted by words. When the language of the feelings is in question the reason does not willingly sit entirely idle. Music is certainly able with the means at its own disposal to express every movement of the will, every feeling; but by the addition of words we receive besides this the objects of these feelings, the motives which occasion them. The music of an opera, as it is presented in the score, has a completely independent, separate, and, as it were, abstract existence for itself, to which the incidents and persons of the piece are foreign, and which follows its own unchanging rules; therefore it can produce its full effect without the libretto. But this music, since it was composed with reference to the drama, is, as it were, the soul of the latter; for, in its connection with the incidents, persons, and words, it becomes the expression of the inner significance of all those incidents, and of their ultimate and secret necessity which depends upon this significance. The pleasure of the spectator, unless he is a mere gaper, really depends upon an indistinct feeling of this. Yet in the opera music also shows its heterogeneous nature and higher reality by its entire indifference to the whole material of the incidents; in consequence of which it everywhere expresses the storm of the passions and the pathos of the feelings in the same way, and its tones accompany the piece with the same pomp, whether Agamemnon and Achilles or the dissensions of a bourgeois family form its material. For only the passions, the movements of the will, exist for it, and, like God, it sees only the hearts. It never assimilates itself to the natural; and therefore, even when it accompanies the most ludicrous and extravagant farces of the comic opera, it still preserves its essential beauty, purity, and sublimity; and its fusion with these incidents is unable to draw it down from its height, to which all absurdity is really foreign. Thus the profound and serious [pg 235] significance of our existence hangs over the farce and the endless miseries of human life, and never leaves it for a moment.
As certainly as music, far from just being an extra part of poetry, stands alone as its own powerful art form, achieving its goals entirely through its own means, it doesn't rely on lyrics or the actions of an opera. Music, in its essence, is solely concerned with tones or notes, not the reasons behind them. For music, even the human voice is fundamentally just a modified tone, like that of an instrument; and like every other tone, it has its own advantages and disadvantages based on the instrument that produces it. In this case, the instrument of speech also serves to convey ideas, which is an incidental aspect that music can utilize to connect with poetry. However, music should never prioritize this; it should focus on expressing what are often bland verses, as Diderot implies in Rameau's Nephew. Words are an external addition to music, secondary in importance, because the impact of tones is vastly stronger, more reliable, and faster than that of words. Therefore, when words are incorporated into music, they should take a clearly subordinate role and fully adapt to it. But this relationship seems reversed when considering poetry, like the lyrics of a song or an opera to which music is tailored. The art of music reveals its power and higher capability in these cases, uncovering the deepest, most profound significance of the emotions expressed in the words or actions of the opera, articulating their true nature, and revealing the essence of the actions and events that are merely presented on stage. Regarding this superiority of music, and given that it stands in relation to the libretto and the action as the universal to the particular, as the rule to the example, it might seem more appropriate for the libretto to be written for the music rather than the other way around. However, typically, the words and actions of the libretto lead the composer to the underlying emotions and evoke the feelings to be expressed, acting as a catalyst for his musical inspiration. Additionally, the addition of poetry to music is appealing to us, as a song with understandable lyrics brings us deep satisfaction because it engages both our direct and indirect means of understanding simultaneously and [pg 234] coherently. The most direct understanding is where music expresses the emotions of the will itself, while the indirect understanding comes from the concepts represented by words. When it comes to feelings, reason is not entirely inactive. Music can convey every shift of will and every emotion using its intrinsic tools, but with words added, we gain insight into the objects of those feelings and the motivations behind them. The score of an opera has its own completely independent, separate, and somewhat abstract existence, unconnected to the incidents and characters, and it adheres to its own unchanging rules; thus, it can have its full effect without the libretto. However, since this music was composed with the drama in mind, it becomes, in a sense, the soul of the drama; through its connection to the incidents, characters, and words, it conveys the inner significance of all these occurrences and the ultimate necessity that underlies this significance. The enjoyment of the audience, unless they simply stare blankly, truly relies on a vague awareness of this. Yet in opera, music also reveals its diverse nature and higher reality by remaining completely indifferent to the material of the events; as a result, it expresses the storm of passions and deep emotions in the same manner regardless of whether it is about Agamemnon and Achilles or the conflicts of a middle-class family. For it, only the passions and the movements of the will matter, and, like God, it perceives only the hearts. It never conforms to the natural; therefore, even when it accompanies the most ridiculous and extravagant comedic operas, it retains its essential beauty, purity, and sublimity; its combination with these events cannot diminish its height, to which all absurdity is truly foreign. Thus, the profound and serious [pg 235] significance of our existence looms over farce and the ceaseless struggles of human life, never departing from it for a moment.
If we now cast a glance at purely instrumental music, a symphony of Beethoven presents to us the greatest confusion, which yet has the most perfect order at its foundation, the most vehement conflict, which is transformed the next moment into the most beautiful concord. It is rerum concordia discors, a true and perfect picture of the nature of the world which rolls on in the boundless maze of innumerable forms, and through constant destruction supports itself. But in this symphony all human passions and emotions also find utterance; joy, sorrow, love, hatred, terror, hope, &c., in innumerable degrees, yet all, as it were, only in abstracto, and without any particularisation; it is their mere form without the substance, like a spirit world without matter. Certainly we have a tendency to realise them while we listen, to clothe them in imagination with flesh and bones, and to see in them scenes of life and nature on every hand. Yet, taken generally, this is not required for their comprehension or enjoyment, but rather imparts to them a foreign and arbitrary addition: therefore it is better to apprehend them in their immediacy and purity.
If we take a moment to look at purely instrumental music, a Beethoven symphony shows us tremendous chaos that actually has perfect order at its core, intense conflict that suddenly turns into beautiful harmony. It reflects discordant harmony of things, a true and complete representation of the world's nature, which moves through an endless array of forms and sustains itself through constant destruction. But in this symphony, all human passions and emotions also find expression; joy, sorrow, love, hate, fear, hope, etc., in countless shades, yet all, in a sense, only in abstract, without specifics; it's their mere form without the substance, like a spiritual realm without physicality. Certainly, we tend to bring them to life while we listen, to imagine them as filled with flesh and bones, and to see scenes of life and nature all around us. However, generally speaking, this isn't necessary for understanding or enjoying them; it actually adds an unnecessary layer that feels foreign and arbitrary. So, it's better to appreciate them in their immediacy and purity.
Since now, in the foregoing remarks, and also in the text, I have considered music only from the metaphysical side, that is, with reference to the inner significance of its performances, it is right that I should now also subject to a general consideration the means by which, acting upon our mind, it brings these about; therefore that I should show the connection of that metaphysical side of music, and the physical side, which has been fully investigated, and is well known, I start from the theory which is generally known, and has by no means been shaken by recent objections, that all harmony of the notes depends upon the coincidence of their vibrations, which when two notes sound together occurs perhaps at every second, or [pg 236] at every third, or at every fourth vibration, according to which, then, they are the octave, the fifth, or the fourth of each other, and so on. So long as the vibrations of two notes have a rational relation to each other, which can be expressed in small numbers, they can be connected together in our apprehension through their constantly recurring coincidence: the notes become blended, and are thereby in consonance. If, on the other hand, that relation is an irrational one, or one which can only be expressed in larger numbers, then no coincidence of the vibrations which can be apprehended occurs, but obstrepunt sibi perpetuo, whereby they resist being joined together in our apprehension, and accordingly are called a dissonance. Now, according to this theory, music is a means of making rational and irrational relations of numbers comprehensible, not like arithmetic by the help of the concept, but by bringing them to a knowledge which is perfectly directly and simultaneously sensible. Now the connection of the metaphysical significance of music with this its physical and arithmetical basis depends upon the fact that what resists our apprehension, the irrational relation, or the dissonance, becomes the natural type of what resists our will; and, conversely, the consonance, or the rational relation, which easily adapts itself to our apprehension, becomes the type of the satisfaction of the will. And further, since that rational and irrational element in the numerical relations of the vibrations admits of innumerable degrees, shades of difference, sequences, and variations, by means of it music becomes the material in which all the movements of the human heart, i.e., of the will, movements whose essential nature is always satisfaction and dissatisfaction, although in innumerable degrees, can be faithfully portrayed and rendered in all their finest shades and modifications, which takes place by means of the invention of the melody. Thus we see here the movements of the will transferred to the province of the mere idea, which is the exclusive scene of the achievements of [pg 237] the fine arts, for they absolutely demand that the will itself shall not interfere, and that we shall conduct ourselves as pure knowing subjects. Therefore the affections of the will itself, thus actual pain and actual pleasure, must not be excited, but only their substitutes, that which is agreeable to the intellect, as a picture of the satisfaction of the will, and that which is more or less repugnant to it, as a picture of greater or less pain. Only thus does music never cause us actual sorrow, but even in its most melancholy strains is still pleasing, and we gladly hear in its language the secret history of our will, and all its emotions and strivings, with their manifold protractions, hindrances, and griefs, even in the saddest melodies. When, on the other hand, in reality and its terrors, it is our will itself that is roused and tormented, we have not then to do with tones and their numerical relations, but are rather now ourselves the trembling string that is stretched and twanged.
Since I have discussed music primarily from a metaphysical perspective in the previous remarks and in the text, focusing on the inner meaning of its performances, it’s important to now also examine the ways it impacts our minds. This will illustrate the connection between the metaphysical aspects of music and the physical side, which has been extensively studied and is well understood. I will begin with the widely accepted theory that all harmony among notes is based on the alignment of their vibrations. When two notes are played together, this alignment occurs at intervals, such as every second, third, or fourth vibration, which defines their relationships as octave, fifth, fourth, and so on. As long as the vibrations of two notes relate to each other in a rational way that can be represented with small numbers, they can be connected in our perception through their repeated alignment: the notes merge and create consonance. However, if the relationship is irrational, or can only be represented with larger numbers, then no perceivable alignment happens, and they continuously clash, preventing them from merging in our perception, which is why they are termed dissonant. According to this theory, music serves as a means to convey rational and irrational relationships of numbers, not in the way arithmetic does through concepts, but by presenting them in a way that is immediately graspable and sensibly evident. The connection between the metaphysical significance of music and its physical, numerical foundation relies on the fact that what resists our understanding—the irrational relationship or dissonance—naturally symbolizes what opposes our will; conversely, consonance, or the rational relationship that seamlessly aligns with our understanding, symbolizes the fulfillment of the will. Moreover, since the rational and irrational elements in the numerical relationships of vibrations can have countless degrees, nuances, sequences, and variations, music becomes the medium through which all emotions of the human heart—i.e., the will, which inherently embodies satisfaction and dissatisfaction—can be accurately expressed and represented in their most subtle nuances and variations, achieved through the creation of melody. This shows how the movements of the will are transferred to the realm of pure ideas, which is where the fine arts operate, as they require that the will itself remains uninvolved, and that we engage as pure knowing subjects. Therefore, the actual affections of the will, such as real pain and real pleasure, should not be stirred; instead, only their substitutes, which are pleasing to the intellect as a representation of the satisfaction of the will, and what is more or less objectionable to it, as representations of varying degrees of pain. In this way, music does not evoke real sorrow; even in its saddest melodies, it remains pleasurable, and we willingly hear in its tones the hidden narrative of our will, alongside its feelings and struggles, including all their complexities, obstacles, and sorrows. Conversely, when confronted with the harshness of reality, it is our will itself that is provoked and tormented, and in such instances, we are not dealing with notes and their numerical relationships but rather are ourselves the trembling string that is stretched and plucked.
But, further, because, in consequence of the physical theory which lies at its foundation, the musical quality of the notes is in the proportion of the rapidity of their vibrations, but not in their relative strength, the musical ear always follows by preference, in harmony, the highest note, not the loudest. Therefore, even in the case of the most powerful orchestral accompaniment, the soprano comes out clearly, and thus receives a natural right to deliver the melody. And this is also supported by its great flexibility, which depends upon the same rapidity of the vibrations, and shows itself in the ornate passages, whereby the soprano becomes the suitable representative of the heightened sensibility, susceptible to the slightest impression, and determinable by it, consequently of the most highly developed consciousness standing on the uppermost stage of the scale of being. Its opposite, from converse causes, is the bass, inflexible, rising and falling only in great intervals, thirds, fourths, and fifths, and also at every step guided by rigid rules. [pg 238] It is therefore the natural representative of the inorganic kingdom of nature, which is insensible, insusceptible to fine impressions, and only determinable according to general laws. It must indeed never rise by one tone, for example, from a fourth to a fifth, for this produces in the upper parts the incorrect consecutive fifths and octaves; therefore, originally and in its own nature, it can never present the melody. If, however, the melody is assigned to it, this happens by means of counterpoint, i.e., it is an inverted bass—one of the upper parts is lowered and disguised as a bass; properly speaking, it then requires a second fundamental bass as its accompaniment. This unnaturalness of a melody lying in the bass is the reason why bass airs, with full accompaniment, never afford us pure, undisturbed pleasure, like the soprano air, which, in the connection of harmony, is alone natural. We may remark in passing that such a melodious bass, forcibly obtained by inversion, might, in keeping with our metaphysic of music, be compared to a block of marble to which the human form has been imparted: and therefore it is wonderfully suitable to the stone guest in “Don Juan.”
But, moving on, because the physical theory underlying it shows that the musical quality of the notes relates to the speed of their vibrations rather than their relative loudness, the musical ear tends to prefer the highest note in harmony over the loudest. So, even with the strongest orchestral support, the soprano stands out clearly and naturally takes on the melody. Its great flexibility, which comes from the same rapid vibrations, shines through in the intricate passages, making the soprano the perfect representation of heightened sensitivity, capable of responding to the slightest cues, thus reflecting a highly developed awareness at the top tier of existence. In contrast, the bass, for opposite reasons, is rigid, moving only in broad intervals—thirds, fourths, and fifths—while also being strictly guided by set rules. [pg 238] It naturally symbolizes the inorganic realm of nature, which is unfeeling, unable to perceive subtle impressions, and only operates according to general laws. It can never simply rise by one tone, for example, from a fourth to a fifth, as this creates incorrect consecutive fifths and octaves in the higher parts; thus, by its very nature, it can never truly present the melody. When a melody is assigned to it, it’s done through counterpoint, i.e. it becomes an flipped bass—one of the higher parts is lowered and disguised as a bass; essentially, it then needs a second fundamental bass as its accompaniment. This unnaturalness of a melody placed in the bass is why bass lines with full accompaniment never give us the same pure, uninterrupted pleasure as a soprano line, which, in the context of harmony, is inherently natural. It's worth noting that a melodious bass, forcefully created through inversion, could be likened to a block of marble shaped into a human figure: thus, it fittingly relates to the stone guest in “Don Juan.”
But now we shall try to get somewhat nearer the foundation of the genesis of melody, which can be accomplished by analysing it into its constituent parts, and in any case will afford us the pleasure which arises from bringing to abstract and distinct consciousness what every one knows in the concrete, so that it gains the appearance of novelty.
But now we will try to get a bit closer to the foundation of how melody is created, which can be achieved by breaking it down into its basic components. This will also give us the enjoyment that comes from clarifying what everyone understands in a more practical way, making it seem fresh and new.
Melody consists of two elements, the one rhythmical, the other harmonious. The former may also be described as the quantitative, the latter as the qualitative element, since the first is concerned with the duration, and the second with the pitch of the notes. In the writing of music the former depends upon the perpendicular, and the latter upon the horizontal lines. Purely arithmetical relations, thus relations of time, lie at the foundation of both; in the one case the relative duration of the notes, in the other [pg 239] the relative rapidity of their vibrations. The rhythmical element is the essential; for it can produce a kind of melody of itself alone, and without the other, as, for example, on the drum; yet complete melody requires both elements. It consists in an alternating disunion and reconciliation of them, as I shall show immediately; but first, since I have already spoken of the harmonious element in what has been said, I wish to consider the rhythmical element somewhat more closely.
Melody has two parts: one is rhythmic, and the other is harmonious. The rhythmic part can also be seen as the quantitative element, while the harmonious part is the qualitative element, since the former deals with the length of the notes, and the latter with their pitch. In music notation, the rhythmic part is represented by vertical lines, and the harmonious part by horizontal lines. At the core of both are purely mathematical relationships, specifically related to time; in one case, the relative duration of the notes, and in the other, the relative speed of their vibrations. The rhythmic element is essential because it can create a kind of melody on its own, even without the harmonic element, as can be seen with a drum. However, complete melody requires both parts. It emerges from a back-and-forth of division and togetherness, as I will explain shortly; but first, since I've already touched on the harmonious element, I want to examine the rhythmic element a bit more closely.
Rhythm is in time what symmetry is in space, division into equal parts corresponding to each other. First, into larger parts, which again fall into smaller parts, subordinate to the former. In the series of the arts given by me architecture and music are the two extreme ends. Moreover, according to their inner nature, their power, the extent of their spheres, and their significance, they are the most heterogeneous, indeed true antipodes. This opposition extends even to the form of their appearance, for architecture is in space alone, without any connection with time; and music is in time alone, without any connection with space.26 Now hence springs their one point of analogy, that as in architecture that which orders and holds together is symmetry, in music it is rhythm, and thus here also it holds true that extremes meet. As the ultimate constituent parts of a building are the exactly similar stones, so the ultimate constituent parts of a musical composition are the exactly similar beats; yet by being weak or strong, or in general by the measure, which denotes the species of time, these are divided into equal parts, which may be compared to the dimensions of the stone. The musical period consists of several bars, and it has also two equal parts, one rising, aspiring, generally going to the [pg 240] dominant, and one sinking, quieting, returning to the fundamental note. Two or several periods constitute a part, which in general is also symmetrically doubled by the sign of repetition; two parts make a small piece of music, or only a movement of a larger piece; and thus a concerto or sonata usually consists of three movements, a symphony of four, and a mass of five. Thus we see the musical composition bound together and rounded off as a whole, by symmetrical distribution and repeated division, down to the beats and their fractions, with thorough subordination, superordination, and co-ordination of its members, just as a building is connected and rounded off by its symmetry. Only in the latter that is exclusively in space which in the former is exclusively in time. The mere feeling of this analogy has in the last thirty years called forth the oft-repeated, daring witticism, that architecture is frozen music. The origin of this can be traced to Goethe; for, according to Eckermann's “Conversations,” vol. ii. p. 88, he said: “I have found among my papers a page on which I call architecture a rigidified music; and really there is something in it; the mood which is produced by architecture approaches the effect of music.” Probably he let fall this witticism much earlier in conversation, and in that case it is well known that there were never wanting persons to pick up what he so let fall that they might afterwards go about decked with it. For the rest, whatever Goethe may have said, the analogy of music and architecture, which is here referred by me to its sole ground, the analogy of rhythm with symmetry, extends accordingly only to the outward form, and by no means to the inner nature of the two arts, which is entirely different. Indeed it would be absurd to wish to put on the same level in essential respects the most limited and the weakest of all the arts, and the most far-reaching and powerful. As an amplification of the analogy pointed out, we might add further, that when music, as it were in a fit of desire for independence, seizes the opportunity of [pg 241] a pause to free itself from the control of rhythm, to launch out into the free imagination of an ornate cadenza, such a piece of music divested of all rhythm is analogous to the ruin which is divested of symmetry, and which accordingly may be called, in the bold language of the witticism, a frozen cadenza.
Beat is to time what symmetry is to space, dividing into equal parts that correspond to each other. First, into larger parts, which further break down into smaller parts that are subordinate to the former. In the series of arts I’ve presented, architecture and tunes are at opposite ends. Also, based on their inner nature, their influence, the extent of their realms, and their importance, they are the most different, indeed true opposites. This opposition even extends to how they appear; architecture exists solely in space, without any relation to time, while music exists solely in time, without any relation to space.26 Now from this comes their one point of similarity: just as symmetry organizes and holds together in architecture, rhythm does the same in music, reinforcing the idea that extremes meet. Just as the basic building blocks of a structure are the perfectly similar stones, the fundamental components of a musical piece are the perfectly similar beats; yet by being strong or weak, or generally by the measure that indicates the kind of time, these beats are divided into equal parts, which can be compared to the dimensions of the stone. A musical period consists of several measures and also has two equal parts: one that rises and aspires, generally leading to the [pg 240] dominant, and another that falls, calms, and returns to the fundamental note. Two or more periods make up a section, which is generally symmetrically doubled by the sign of repetition; two sections create a small piece of music or just a movement of a larger work; thus, a concerto or sonata typically consists of three movements, a symphony of four, and a mass of five. Thus, we see how musical composition is tied together and completed as a whole, through symmetrical distribution and repeated division, right down to the beats and their subdivisions, with thorough subordination, superordination, and coordination of its elements, just as a building is structured and completed by its symmetry. Only that in the latter is solely in space, while in the former, it is solely in time. The mere recognition of this similarity has, over the last thirty years, inspired the well-known, bold joke that architecture is frozen music. This originated with Goethe; according to Eckermann's “Chats,” vol. ii. p. 88, he said: "I came across a page in my papers where I describe architecture as music that has been solidified; and there's definitely some truth to that; the feeling that architecture evokes is akin to the impact of music." He probably shared this joke earlier in conversation, and it's well known that there were always those quick to adopt his remarks as their own. Regardless of what Goethe might have said, the analogy of music and architecture, which I refer to solely in terms of the similarity of rhythm to symmetry, applies only to the outward form and not at all to the inner nature of the two arts, which are fundamentally different. In fact, it would be ridiculous to equate the most limited and the weakest of all the arts with the most expansive and powerful. As an extension of the analogy mentioned, we might add that when music, in a fit of longing for freedom, seizes a moment of [pg 241] pause to escape the constraints of rhythm and express itself in the free imagination of an elaborate solo passage, this music, stripped of all rhythm, is comparable to a ruin that lacks symmetry, and thus can boldly be called, in the playful spirit of the jest, a frozen cadenza.
After this exposition of rhythm, I have now to show how the nature of melody consists in the constantly renewed disunion and reconciliation of the rhythmical, and the harmonious elements of it. Its harmonious element has as its assumption the fundamental note, as the rhythmical element has the species of time, and consists in a wandering from it through all the notes of the scale, until by shorter or longer digressions it reaches a harmonious interval, generally the dominant or sub-dominant, which affords it an incomplete satisfaction; and then follows, by a similarly long path, its return to the fundamental note, with which complete satisfaction appears. But both must so take place that the attainment of the interval referred to and the return to the fundamental note correspond with certain favourite points of the rhythm, otherwise it will not work. Thus, as the harmonious succession of sounds requires certain notes, first of all the tonic, next to it the dominant, and so on, so rhythm, on its part, requires certain points of time, certain numbered bars, and certain parts of these bars, which are called strong or good beats, or the accented parts of the bar, in opposition to the weak or bad beats, or unaccented parts of the bar. Now the disunion of these two fundamental elements consists in this, that because the demand of one is satisfied that of the other is not; and their reconciliation consists in this, that both are satisfied at once and together. That wandering of the notes until they find a more or less harmonious interval must so take place that this interval is attained only after a definite number of bars, and also at an accented part of the bar, and in this way becomes for it a kind of resting-point; and similarly [pg 242] the return to the keynote must take place after a like number of bars, and also at an accented part of the bar, and thus complete satisfaction is then attained. So long as this required coincidence of the satisfaction of both elements is not attained, the rhythm, on the one hand, may follow its regular course, and, on the other hand, the required notes may occur often enough, but yet they will remain entirely without that effect through which melody arises. The following very simple example may serve to illustrate this:—
After this explanation of beat, I now need to demonstrate how melody is defined by the ongoing division and unity of its rhythmic and harmonic elements. The harmonic element relies on the fundamental note, while the rhythmic element depends on the type of time and involves wandering through all the notes of the scale until, through various twists and turns, it reaches a harmonic interval, usually the dominant or subdominant, which offers incomplete satisfaction. Then, it follows a similarly long path back to the fundamental note, providing complete satisfaction. However, both processes must align in a way that the arrival at the specified interval and the return to the fundamental note correspond with certain key points in the rhythm; otherwise, it won't be effective. Just as the harmonious sequence of sounds requires specific notes—first the tonic, then the dominant, and so on—rhythm also demands certain time points, specific numbered bars, and certain parts of these bars, known as strong or good beats, or the accented parts of the bar, in contrast to the weak or bad beats, or unaccented parts of the bar. The disunion of these two basic elements occurs when the satisfaction of one element leads to the unsatisfaction of the other, while their reconciliation happens when both are satisfied simultaneously. The journey of the notes must be structured so that the harmonic interval is reached after a specific number of bars and at an accented part of the bar, making it a sort of resting point. Similarly, [pg 242] the return to the keynote must happen after the same number of bars and also at an accented part of the bar, thus achieving complete satisfaction. Until this necessary alignment of both elements is reached, rhythm may continue its usual course, and the required notes may appear frequently, but they will lack the effect that creates melody. The following very simple example may help to illustrate this:—
Here the harmonious sequence of notes finds the keynote just at the end of the first bar; but it does not receive any satisfaction from this, because the rhythm is caught at the least accented part of the bar. Immediately afterwards, in the second bar, the rhythm has the accented part of the bar, but the sequence of notes has arrived at the seventh. Thus here the two elements of melody are entirely disunited; and we feel disquieted. In the second half of the period everything is reversed, and in the last note they are reconciled. This kind of thing can be shown in every melody, although generally in a much more extended form. Now the constant disunion and reconciliation of its two elements which there takes place is, when metaphysically considered, the copy of the origination of new wishes, and then of their satisfaction. Thus, by flattery, music penetrates into our hearts, for it presents the image of the complete satisfaction of its wishes. More closely considered, we see in this procedure of melody a condition which, to a certain extent, is inward (the harmonious) meet with an outward condition (the rhythmical), as if by an accident,—which is certainly brought about by the composer, and which may, so far, be compared to rhyme in poetry. But this is just the copy of the meeting of our [pg 243] wishes with the favourable outward circumstances which are independent of them, and is thus the picture of happiness. The effect of the suspension also deserves to be considered here. It is a dissonance which delays the final consonance, which is awaited with certainty; and thus the longing for it is strengthened, and its appearance satisfies all the more. Clearly an analogue of the heightened satisfaction of the will through delay. The complete cadence requires the preceding chord of the seventh on the dominant; because the most deeply felt satisfaction and the most entire relief can only follow the most earnest longing. Thus, in general, music consists of a constant succession of more or less disquieting chords, i.e., chords which excite longing, and more or less quieting and satisfying chords; just as the life of the heart (the will) is a constant succession of greater or less disquietude through desire and aversion, and just as various degrees of relief. Accordingly the harmonious sequence of chords consists of the correct alternation of dissonance and consonance. A succession of merely consonant chords would be satiating, wearisome, and empty, like the languor produced by the satisfaction of all wishes. Therefore dissonances must be introduced, although they disquiet us and affect us almost painfully, but only in order to be resolved again in consonances with proper preparation. Indeed, in the whole of music there are really only two fundamental chords, the dissonant chord of the seventh and the consonant triad, to which all chords that occur can be referred. This just corresponds to the fact, that for the will there are at bottom only dissatisfaction and satisfaction, under however many forms they may present themselves. And as there are two general fundamental moods of the mind, serenity, or at least healthiness, and sadness, or even oppression, so music has two general keys, the major and the minor, which correspond to these, and it must always be in one of the two. But it is, in fact, very wonderful that there is a sign of pain which is [pg 244] neither physically painful nor yet conventional, but which nevertheless is suitable and unmistakable: the minor. From this we may measure how deeply music is founded in the nature of things and of man. With northern nations, whose life is subject to hard conditions, especially with the Russians, the minor prevails, even in the church music. Allegro in the minor is very common in French music, and is characteristic of it; it is as if one danced while one's shoe pinched.
Here the harmonious sequence of notes finds its main theme just at the end of the first bar; but it doesn’t find any feeling of completion from this, because the rhythm lands on the least accented part of the bar. Right after, in the second bar, the rhythm hits the accented part, but the sequence of notes has moved to the seventh. Thus, the two elements of the melody are completely disconnected; and this creates a sense of unease. In the second half of the period, everything flips, and in the last note, they are made amends. This phenomenon can be seen in every melody, although usually in a much more extended form. Now, the constant disunion and reconciliation of its two elements can, when considered metaphysically, be seen as a reflection of the formation of new desires, and then their fulfillment. Thus, through charm, music reaches into our hearts, for it depicts the image of complete satisfaction of its desires. When we look closely at this process of melody, we see a condition where, to a certain extent, the internal (the harmonious) meets with an outward condition (the rhythmic), almost by crash,—which is definitely orchestrated by the composer, and can somewhat be compared to rhyme in poetry. But this is precisely the reflection of our [pg 243] wishes meeting favorable external circumstances that are beyond their control, forming a picture of happiness. The impact of the suspension should also be mentioned here. It’s a dissonance that delays the anticipated final consonance; therefore, the longing for it is intensified, making its arrival even more satisfying. This clearly parallels the heightened satisfaction of the will through delay. A complete cadence requires a preceding seventh chord on the dominant; because the deepest satisfaction and the fullest relief can only follow the most intense longing. Thus, in general, music consists of a continuous series of more or less disquieting chords, i.e., chords that stir longing, and more or less calming and satisfying chords; just like the life of the heart (the will) is a constant cycle of greater or lesser unease through desire and aversion, with varying degrees of relief. Consequently, the harmonious sequence of chords relies on the correct alternation of dissonance and consonance. A series of only consonant chords would be overwhelming, tiresome, and empty, similar to the listlessness that follows complete fulfillment of all desires. Therefore, dissonances must be included, even though they unsettle us and can be almost painful, but only to be resolved again in consonances with proper preparation. In reality, throughout all of music, there are fundamentally only two core chords: the dissonant seventh chord and the consonant triad, to which all other chords can be related. This reflects the fact that for the will, fundamentally, there are only dissatisfaction and satisfaction, regardless of how many forms they may take. And as there are two general fundamental moods of the mind, either calmness, or at least balance, and sadness, or even oppression, so music has two general keys, major and minor, which correspond to these moods and it must always exist in one of the two. However, it is remarkable that there is a sign of pain that is [pg 244] neither physically painful nor conventional, yet is perfectly suitable and unmistakable: the minor. This highlights how deeply music is rooted in the essence of things and of humanity. Among northern nations, whose lives face harsh realities, especially the Russians, the minor key predominates, even in church music. Allegro in the minor is very common in French music and is characteristic of it; it feels as if one dances with pinched shoes.
I add further a few subsidiary remarks. When the key-note is changed, and with it the value of all the intervals, in consequence of which the same note figures as the second, the third, the fourth, and so on, the notes of the scale are analogous to actors, who must assume now one rôle, now another, while their person remains the same. That the actors are often not precisely suited to these rôles may be compared to the unavoidable impurity of every harmonic system (referred to at the end of § 52 of the first volume) which the equal temperament has introduced.
I’d like to add a few additional comments. When the key changes, along with the value of all the intervals, the same note can appear as the second, third, fourth, and so on. The notes in the scale are like actors who need to take on different roles while their identity stays the same. The fact that the actors don’t always fit perfectly into these roles can be compared to the unavoidable imperfections found in every harmonic system (mentioned at the end of § 52 of the first volume) that equal temperament has introduced.
Perhaps some may be offended, that, according to this metaphysic of it, music, which so often exalts our minds, which seems to us to speak of other and better worlds than ours, yet really only flatters the will to live, because it exhibits to it its nature, deludes it with the image of its success, and at the end expresses its satisfaction and contentment. The following passage from the “Vedas” may serve to quiet such doubts: “Etanand sroup, quod forma gaudii est, τον pram Atma ex hoc dicunt, quod quocunque loco gaudium est, particula e gaudio ejus est” (Oupnekhat, vol. i. p. 405; et iterum, vol. ii. p. 215).
Maybe some people will be offended by the idea that, according to this perspective, music—something that often lifts our spirits and seems to speak of better and different worlds—actually just flatters our will to live. It reveals its true nature, tricks us with the idea of success, and ultimately reflects its own satisfaction and contentment. The following passage from the “Vedas” might help ease such concerns: “And the joy that is the form of happiness, they say that the pram Atma is in this statement, that wherever there is joy, a part of that joy exists” (Oupnekhat, vol. i. p. 405; and again, vol. ii. p. 215).
Supplements to Book Four.
“Tous les hommes désirent uniquement de se délivrer de la mort: ils ne savent pas se délivrer de la vie.”
“All men just want to avoid death: they don’t know how to get away from life.”
—Lao-tsen-Tao-te-King, ed. Stan. Julien, p. 184.
—Lao-tsen-Tao-te-King, ed. Stan. Julien, p. 184.
Chapter 40. Preface.
The supplements to this fourth book would be very considerable if it were not that two of its principal subjects which stand specially in need of being supplemented—the freedom of the will and the foundation of ethics—have, on the occasion of prize questions being set by two Scandinavian Academies, been fully worked out by me in the form of a monograph, which was laid before the public in the year 1841 under the title, “The Two Fundamental Problems of Ethics.” Accordingly I assume an acquaintance on the part of my readers with the work which has just been mentioned, just as unconditionally as in the supplements to the second book I have assumed it with regard to the work “On the Will in Nature.” In general I make the demand that whoever wishes to make himself acquainted with my philosophy shall read every line of me. For I am no voluminous writer, no fabricator of compendiums, no earner of pecuniary rewards, not one whose writings aim at the approbation of a minister; in a word, not one whose pen is under the influence of personal ends. I strive after nothing but the truth, and write as the ancients wrote, with the sole intention of preserving my thoughts, so that they may be for the benefit of those who understand how to meditate upon them and prize [pg 248] them. Therefore I have written little, but that little with reflection and at long intervals, and accordingly I have also confined within the smallest possible limits those repetitions which in philosophical works are sometimes unavoidable on account of the connection, and from which no single philosopher is free; so that by far the most of what I have to say is only to be found in one place. On this account, then, whoever wishes to learn from me and understand me must leave nothing unread that I have written. Yet one can judge me and criticise me without this, as experience has shown; and to this also I further wish much pleasure.
The supplements to this fourth book would be quite extensive if it weren't for the fact that two main topics that really need additional discussion—the freedom of the will and the basis of ethics—have been thoroughly explored by me in a monograph published in 1841 titled, "The Two Main Problems of Ethics." So, I expect my readers to be familiar with this work, just as I did with the supplements to the second book regarding "Will in Nature." Generally, I insist that anyone who wants to understand my philosophy should read every line I’ve written. I’m not a prolific author, nor do I create summaries, chase financial rewards, or seek the approval of anyone in authority; in short, my writing isn’t influenced by personal motives. I pursue nothing but the truth and write as the ancients did, solely to preserve my thoughts for those who can contemplate them and appreciate [pg 248] them. Therefore, I have written little, but what I have written is done with care and over long intervals, keeping repetitions to a minimum, which are often unavoidable in philosophical works and affect all philosophers. Most of what I have to say can be found in just one place. For this reason, anyone who wants to learn and grasp my ideas must read everything I’ve written. However, one can evaluate and critique me without having done so, as experience has shown, and I hope you find that enjoyable as well.
Meanwhile the space gained by the said elimination of two important subjects will be very welcome to us. For since those explanations, which every man has more at heart than anything else, and which therefore in every system, as ultimate results, form the apex of its pyramid, are also crowded together in my last book, a larger space will gladly be granted to every firmer proof or more accurate account of these. Besides this we have been able to discuss here, as belonging to the doctrine of the “assertion of the will to live,” a question which in our fourth book itself remained untouched, as it was also entirely neglected by all philosophers before me: it is the inner significance and real nature of the sexual love, which sometimes rises to a vehement passion—a subject which it would not have been paradoxical to take up in the ethical part of philosophy if its importance had been known.
Meanwhile, the space created by the removal of these two important topics will be very welcome to us. Since those explanations, which everyone cares about more than anything else, and therefore form the peak of every system's pyramid as ultimate results, are already packed into my last book, more room will gladly be made for stronger evidence or a more precise account of these. Additionally, we’ve been able to address here, as part of the doctrine of the "the determination to live," a question that was left untouched in our fourth book, and which all philosophers before me completely ignored: the inner significance and true nature of sexual love, which sometimes intensifies into a strong passion—a topic that wouldn’t have seemed odd to address in the ethical aspect of philosophy if its importance had been recognized.
Chapter 41.27 On Death and Its Connection to the Indestructibility of Our True Nature.
Death is the true inspiring genius, or the muse of philosophy, wherefore Socrates has defined the latter as θανατου μελετη. Indeed without death men would scarcely philosophise. Therefore it will be quite in order that a special consideration of this should have its place here at the beginning of the last, most serious, and most important of our books.
Death is the true source of inspiration or the muse of philosophy, which is why Socrates defined it as θανατου μελετη. In fact, without death, people would hardly engage in philosophy. Therefore, it's appropriate to give special consideration to this topic at the beginning of our final, most serious, and most important book.
The brute lives without a proper knowledge of death; therefore the individual brute enjoys directly the absolute imperishableness of the species, for it is only conscious of itself as endless. In the case of men the terrifying certainty of death necessarily entered with reason. But as everywhere in nature with every evil a means of cure, or at least some compensation, is given, the same reflection which introduces the knowledge of death also assists us to metaphysical points of view, which comfort us concerning it, and of which the brute has no need and is incapable. All religious and philosophical systems are principally directed to this end, and are thus primarily the antidote to the certainty of death, which the reflective reason produces out of its own means. Yet the degree in which they attain this end is very different, and certainly one religion or philosophy will, far more than the others, enable men to look death in the face with a quiet glance. [pg 250] Brahmanism and Buddhism, which teach man to regard himself as himself, the original being, the Brahm, to which all coming into being and passing away is essentially foreign, will achieve much more in this respect than such as teach that man is made out of nothing, and actually begins at birth his existence derived from another. Answering to this we find in India a confidence and a contempt for death of which one has no conception in Europe. It is, in fact, a hazardous thing to force upon a man, by early imprinting them, weak and untenable conceptions in this important regard, and thereby making him for ever incapable of taking up correct and stable ones. For example, to teach him that he recently came out of nothing, and consequently through an eternity has been nothing, but yet for the future will be imperishable, is just the same as to teach him that although he is through and through the work of another, yet he will be held responsible through all eternity for his actions. If, then, when the mind ripens and reflection appears, the untenable nature of such doctrines forces itself upon him, he has nothing better to put in its place, nay, is no longer capable of understanding anything better, and thus loses the comfort which nature had destined for him also, as a compensation for the certainty of death. In consequence of such a process, we see even now in England (1844), among ruined factory hands, the Socialists, and in Germany, among ruined students, the young Hegelians, sink to the absolutely physical point of view, which leads to the result: edite, bibite, post mortem nulla voluptas, and so far may be defined as bestialism.
The brute lives without a proper understanding of death; therefore the individual brute directly experiences the absolute immortality of the species, as it is only aware of itself as endless. In the case of humans, the frightening certainty of death necessarily comes with reason. But just as nature provides a remedy or at least some compensation for every evil, the same reflection that brings the knowledge of death also helps us to metaphysical perspectives that comfort us about it, which the brute has no use for and cannot comprehend. All religious and philosophical systems are primarily aimed at this, serving as the main antidote to the certainty of death that reflective reason creates. However, the extent to which they achieve this goal varies significantly, and certainly one religion or philosophy will enable people to face death more calmly than others. [pg 250] Brahmanism and Buddhism, which teach individuals to see themselves as the original being, the Brahm, to which all coming into being and passing away is essentially irrelevant, will accomplish much more in this regard than those that claim man is made from nothing and actually begins his existence at birth derived from another. In response to this, we find in India a confidence and a disregard for death that is unimaginable in Europe. It is, in fact, risky to impose weak and unstable ideas early on, making a person permanently incapable of adopting correct and stable ones. For example, teaching him that he recently emerged from nothing, and thus has been nothing for an eternity, yet will be immortal in the future, is the same as teaching that although he is entirely created by another, he will be held accountable for his actions for all eternity. So, when the mind matures and reflection arises, if the unsustainable nature of such beliefs becomes obvious, he has nothing better to replace them with, and is not even capable of understanding anything better, thus losing the comfort that nature intended for him as a compensation for the certainty of death. Because of this process, we see even now in England (1844), among ruined factory workers, the Socialists, and in Germany, among struggling students, the young Hegelians, descend to the purely physical point of view, leading to the conclusion: edit, beverages, no pleasure after death, and thus can be defined as bestialism.
However, after all that has been taught concerning death, it cannot be denied that, at least in Europe, the opinion of men, nay, often even of the same individual, very frequently vacillates between the conception of death as absolute annihilation and the assumption that we are, as it were, with skin and hair, immortal. Both are equally false: but we have not so much to find a correct mean as [pg 251] rather to gain the higher point of view from which such notions disappear of themselves.
However, after everything that has been said about death, it’s undeniable that, at least in Europe, people’s opinions, and even the same person's opinion, often waver between seeing death as complete annihilation and the belief that we are, in a sense, invulnerable. Both views are equally misguided: what we need is not to find a median but rather to achieve a higher perspective from which such ideas vanish on their own.
In these considerations I shall first of all start from the purely empirical standpoint. Here there primarily lies before us the undeniable fact that, according to the natural consciousness, man not only fears death for his own person more than anything else, but also weeps violently over the death of those that belong to him, and indeed clearly not egotistically, for his own loss, but out of sympathy for the great misfortune that has befallen them. Therefore he also censures those who in such a case neither weep nor show sadness as hard-hearted and unloving. It is parallel with this that revenge, in its highest degree, seeks the death of the adversary as the greatest evil that can be inflicted. Opinions change with time and place; but the voice of nature remains always and everywhere the same, and is therefore to be heeded before everything else. Now here it seems distinctly to say that death is a great evil. In the language of nature death means annihilation. And that death is a serious matter may be concluded from the fact that, as every one knows, life is no joke. We must indeed deserve nothing better than these two.
In these considerations, I will start from a purely empirical standpoint. Here lies the undeniable fact that, according to natural awareness, people fear death more than anything else, and they also mourn intensely over the death of their loved ones—not just out of self-interest, but out of genuine sympathy for the terrible loss they have experienced. As a result, people criticize those who don’t cry or show sadness in such situations as cold-hearted and unfeeling. Similarly, the strongest desire for revenge seeks the death of the enemy as the worst punishment that can be inflicted. Opinions may change over time and in different places, but the voice of nature remains constant everywhere and should be prioritized above all else. Here, it clearly suggests that death is a great evil. In natural terms, death signifies obliteration. The seriousness of death can be inferred from the fact that, as everyone knows, life is no joke. We certainly deserve nothing better than these two.
In fact, the fear of death is independent of all knowledge; for the brute has it, although it does not know death. Everything that is born brings it with it into the world. But this fear of death is a priori only the reverse side of the will to live, which indeed we all are. Therefore in every brute the fear of its destruction is inborn, like the care for its maintenance. Thus it is the fear of death, and not the mere avoidance of pain, which shows itself in the anxious carefulness with which the brute seeks to protect itself, and still more its brood, from everything that might become dangerous. Why does the brute flee, trembling, and seek to conceal itself? Because it is simply the will to live, but, as such, is forfeited to death, and wishes to gain time. Such also, by nature, is man. [pg 252] The greatest evil, the worst that can anywhere threaten, is death; the greatest fear is the fear of death. Nothing excites us so irresistibly to the most lively interest as danger to the life of others; nothing is so shocking as an execution. Now the boundless attachment to life which appears here cannot have sprung from knowledge and reflection; to these it rather appears foolish, for the objective worth of life is very uncertain, and at least it remains doubtful whether it is preferable to not being, nay, if experience and reflection come to be expressed, not being must certainly win. If one knocked on the graves, and asked the dead whether they wished to rise again, they would shake their heads. Such is the opinion of Socrates in “Plato's Apology,” and even the gay and amiable Voltaire cannot help saying, “On aime la vie; mais le néant ne laisse pas d'avoir du bon;” and again, “Je ne sais pas ce que c'est que la vie éternelle, mais celle-ci est une mauvaise plaisanterie.” Besides, life must in any case soon end; so that the few years which perhaps one has yet to be vanish entirely before the endless time when one will be no more. Accordingly it appears to reflection even ludicrous to be so anxious about this span of time, to tremble so much if our own life or that of another is in danger, and to compose tragedies the horror of which has its strength in the fear of death. That powerful attachment to life is therefore irrational and blind; it can only be explained from the fact that our whole inner nature is itself will to live, to which, therefore, life must appear as the highest good, however embittered, short, and uncertain it may always be; and that that will, in itself and originally, is unconscious and blind. Knowledge, on the contrary, far from being the source of that attachment to life, even works against it, for it discloses the worthlessness of life, and thus combats the fear of death. When it conquers, and accordingly the man faces death courageously and composedly, this is honoured as great and noble, thus we hail then the triumph of knowledge over the blind will to live, [pg 253] which is yet the kernel of our own being. In the same way we despise him in whom knowledge is defeated in that conflict, and who therefore clings unconditionally to life, struggles to the utmost against approaching death, and receives it with despair;28 and yet in him it is only the most original being of ourselves and of nature that expresses itself. We may here ask, in passing, how could this boundless love of life and endeavour to maintain it in every way as long as possible be regarded as base, contemptible, and by the adherents of every religion as unworthy of this, if it were the gift of good gods, to be recognised with thankfulness? And how could it then seem great and noble to esteem it lightly? Meanwhile, what is confirmed by these considerations is—(1.) that the will to live is the inmost nature of man; (2.) that in itself it is unconscious and blind; (3.) that knowledge is an adventitious principle, which is originally foreign to the will; (4.) that knowledge conflicts with the will, and that our judgment applauds the victory of knowledge over the will.
In fact, the fear of death exists independently of knowledge; even animals have this fear, even though they don’t understand death. Everything that is born brings this fear into the world with it. However, this fear of death is, before the fact, just the flip side of the will to live, which we all embody. Therefore, in every animal, the fear of their own destruction is instinctive, just like their drive to survive. It is this fear of death, not just the avoidance of pain, that shows in the anxious care with which animals try to protect themselves, and even more so their offspring, from anything that could be harmful. Why does an animal flee in fear and look for hiding spots? Because it’s simply the will to live, but since that will is always at risk of death, it seeks to buy more time. Humans are naturally the same. [pg 252] The greatest evil, the worst threat, is death; the deepest fear is the fear of death. Nothing captures our attention as irresistibly as the danger to someone else's life; nothing is as shocking as an execution. Now, this intense attachment to life that we see here cannot be a result of knowledge and reflection; in fact, these things might view it as foolish, because the true value of life is very uncertain, and it remains questionable whether it’s better than nonexistence. If we were to knock on graves and ask the dead if they wanted to come back to life, they would likely shake their heads. Such was Socrates’ view in "Plato's Apology" and even the cheerful and friendly Voltaire couldn’t help but say, “We love life; but nothingness still has its merits;” and again, "I don't know what eternal life is, but this is a bad joke." Besides, life is destined to end soon anyway, so the few years we might have left seem insignificant when compared to the endless time when we will no longer exist. Therefore, it seems almost ridiculous to be so worried about this brief moment, to tremble so much when our own life or someone else's is in danger, and to create tragedies that draw their strength from the fear of death. This strong attachment to life is thus irrational and blind; it's explained by the fact that our entire inner nature is the will to live, which must then make life seem like the greatest good, no matter how bitter, short, and uncertain it is; and this will is fundamentally unconscious and blind. Knowledge, on the other hand, far from being the origin of this attachment to life, actually works against it, revealing the worthlessness of life and thereby challenging the fear of death. When this knowledge prevails and a person faces death bravely and calmly, it is celebrated as noble and admirable, marking the triumph of knowledge over the blind will to live, [pg 253] which is still the core of our being. Conversely, we look down on those for whom knowledge fails in this struggle, who cling desperately to life, fight fiercely against impending death, and greet it with despair; and yet, in them, we merely see the most original essence of ourselves and of nature. We might wonder, in passing, how this endless love for life and the effort to preserve it as long as possible could be seen as base, contemptible, and unworthy by followers of every religion, if it were a gift from good gods to be acknowledged with gratitude. And why, then, does it seem great and noble to treat it lightly? Meanwhile, what these reflections confirm is—(1.) that the will to live is the innermost nature of humanity; (2.) that in itself it is unconscious and blind; (3.) that knowledge is an external principle, initially separate from the will; (4.) that knowledge conflicts with the will, and our judgment praises the triumph of knowledge over the will.
If what makes death seem so terrible to us were the thought of not being, we would necessarily think with equal horror of the time when as yet we were not. For it is irrefutably certain that not being after death cannot be different from not being before birth, and consequently is also no more deplorable. A whole eternity has run its course while as yet we were not, but that by no means disturbs us. On the other hand, we find it hard, nay, unendurable, that after the momentary intermezzo of an ephemeral existence, a second eternity should follow in which we shall no longer be. Should, then, this thirst for existence have arisen because we have now tasted it and have found it so delightful? As was already briefly explained above, certainly not; far sooner [pg 254] could the experience gained have awakened an infinite longing for the lost paradise of non-existence. To the hope, also, of the immortality of the soul there is always added that of a “better world”—a sign that the present world is not much good. Notwithstanding all this, the question as to our state after death has certainly been discussed, in books and verbally, ten thousand times oftener than the question as to our state before birth. Yet theoretically the one is just as near at hand and as fair a problem as the other; and besides, whoever had answered the one would soon see to the bottom of the other. We have fine declamations about how shocking it would be to think that the mind of man, which embraces the world, and has so many very excellent thoughts, should sink with him into the grave; but we hear nothing about this mind having allowed a whole eternity to pass before it came into being with these its qualities, and how the world must have had to do without it all that time. Yet no question presents itself more naturally to knowledge, uncorrupted by the will, than this: An infinite time has passed before my birth; what was I during this time? Metaphysically, it might perhaps be answered, “I was always I; that is, all who during that time said I, were just I.” But let us look away from this to our present entirely empirical point of view, and assume that I did not exist at all. Then I can console myself as to the infinite time after my death, when I shall not be, with the infinite time when I already was not, as a well-accustomed, and indeed very comfortable, state. For the eternity a parte post without me can be just as little fearful as the eternity a parte ante without me, since the two are distinguished by nothing except by the interposition of an ephemeral dream of life. All proofs, also, for continued existence after death may just as well be applied in partem ante, where they then demonstrate existence before life, in the assumption of which the Hindus and Buddhists therefore show themselves very consistent. Kant's ideality of time [pg 255] alone solves all these riddles. But we are not speaking of that now. This, however, results from what has been said, that to mourn for the time when one will be no more is just as absurd as it would be to mourn over the time when as yet one was not; for it is all the same whether the time which our existence does not fill is related to that which it does fill, as future or as past.
If what makes death seem so terrible to us is the idea of not existing, then we should feel the same horror about the time before we existed. It's undeniably true that not existing after death can't be any different from not existing before we were born, and therefore, it's not more tragic either. An entire eternity has passed while we didn’t exist, but that doesn’t bother us at all. In contrast, we find it hard, even unbearable, to think that after the brief interlude of our fleeting lives, another eternity will follow in which we will no longer exist. So, has this desire for existence come about because we've experienced it and found it so enjoyable? As mentioned earlier, certainly not; it’s much more likely that this experience has stirred up an infinite longing for the lost paradise of non-existence. Along with the hope of the soul's immortality, there's always the hope for a “better world”—which suggests that this current world isn’t that great. Despite all this, the question of our state after death has surely been discussed thousands of times more than the question of our state before birth. Yet, theoretically, both questions are just as accessible and valid; moreover, whoever answers one will soon grasp the other. We have grand speeches about how shocking it would be to think that the human mind, which comprehends the world and has so many brilliant thoughts, should just vanish into the grave. Yet we seldom hear about how this mind allowed an entire eternity to go by before coming into existence with its qualities, and how the world must have managed without it all that time. No question arises more naturally to a mind that isn’t influenced by desire than this: An infinite time has passed before my birth; what was I during that time? Metaphysically, one might answer, “I was always I; that is, all those who said I during that time were just I.” But let’s set that aside and focus on our current experience-oriented perspective, assuming that I didn’t exist at all. In that case, I can comfort myself about the infinite time after my death—when I won’t be—by thinking of the infinite time when I already didn’t exist as a familiar, and indeed quite pleasant, state. The eternity after me can be just as unthreatening as the eternity before me, since the only difference between the two is a brief dream of life in between. All evidence for continued existence after death can just as easily be applied to what existed before life, an idea the Hindus and Buddhists consistently embrace. Only Kant's ideas about the nature of time can solve these riddles. But that’s not our focus right now. What we’ve established, however, is that mourning for the time when one will no longer exist is just as absurd as mourning for the time when one did not exist; because it makes no difference whether the time our existence doesn't occupy is viewed as future or past.
But, also, regarded entirely apart from these temporal considerations, it is in and for itself absurd to look upon not being as an evil; for every evil, as every good, presupposes existence, nay, even consciousness: but the latter ceases with life, as also in sleep and in a swoon; therefore the absence of it is well known to us, and trusted, as containing no evil at all: its entrance, however, is always an affair of a moment. From this point of view Epicurus considered death, and therefore quite rightly said, “ὁ θανατος μηδεν προς ἡμας” (Death does not concern us); with the explanation that when we are death is not, and when death is we are not (Diog. Laert., x. 27). To have lost what cannot be missed is clearly no evil. Therefore ceasing to be ought to disturb us as little as not having been. Accordingly from the standpoint of knowledge there appears absolutely no reason to fear death. But consciousness consists in knowing; therefore, for consciousness death is no evil. Moreover, it is really not this knowing part of our ego that fears death, but the fuga mortis proceeds entirely and alone from the blind will, of which everything living is filled. To this, however, as was already mentioned above, it is essential, just because it is will to live, whose whole nature consists in the effort after life and existence, and which is not originally endowed with knowledge, but only in consequence of its objectification in animal individuals. If now the will, by means of knowledge, beholds death as the end of the phenomenon with which it has identified itself, and to which, therefore, it sees itself limited, its whole nature struggles against it with all its might. Whether now it has really something [pg 256] to fear from death we will investigate further on, and will then remember the real source of the fear of death, which has been shown here along with the requisite distinction of the willing and the knowing part of our nature.
But also, when you look at it without considering time, it's absurd to see non-existence as something bad; every bad thing, just like every good thing, requires existence and even awareness. But awareness stops with life, as it does in sleep and fainting; so we are aware that its absence is not bad at all: its arrival, though, is always just a matter of moments. From this perspective, Epicurus thought about death and rightly said, "Death means nothing to us" (Death does not concern us); explaining that when we exist, death isn’t present, and when death is present, we don’t exist (Diog. Laert., x. 27). Losing something that you can’t miss isn’t really a loss at all. So, not existing shouldn’t bother us any more than never having existed. Therefore, from the point of view of knowledge, there’s absolutely no reason to fear death. But awareness is about knowing; so for awareness, death is not bad. In fact, it’s not the knowledge part of our self that fears death; instead, the escape from death comes solely from the blind will, which fills all living beings. However, as mentioned earlier, it’s essential because it’s the will to live, which inherently strives for life and existence, and is not originally equipped with knowledge, only acquiring it through the manifestation in animals. If now the will, through knowledge, sees death as the end of the phenomenon it has identified with, and to which it feels constrained, its whole nature fights against it with all its strength. Whether it actually has something [pg 256] to fear from death will be looked at later, and we will recall the true source of the fear of death that has been outlined here along with the necessary distinction between the willing and the knowing aspects of our nature.
Corresponding to this, then, what makes death so terrible to us is not so much the end of life—for this can appear to no one specially worthy of regret—but rather the destruction of the organism; really because this is the will itself exhibiting itself as body. But we only really feel this destruction in the evils of disease or of old age; death itself, on the other hand, consists for the subject only in the moment when consciousness vanishes because the activity of the brain ceases. The extension of the stoppage to all the other parts of the organism which follows this is really already an event after death. Thus death, in a subjective regard, concerns the consciousness alone. Now what the vanishing of this may be every one can to a certain extent judge of from going to sleep; but it is still better known to whoever has really fainted, for in this the transition is not so gradual, nor accompanied by dreams, but first the power of sight leaves us, still fully conscious, and then immediately the most profound unconsciousness enters; the sensation that accompanies it, so far as it goes, is anything but disagreeable; and without doubt, as sleep is the brother of death, so the swoon is its twin-brother. Even violent death cannot be painful, for even severe wounds are not felt at all till some time afterwards, often not till the outward signs of them are observed. If they are rapidly mortal, consciousness will vanish before this discovery; if they result in death later, then it is the same as with other illnesses. All those also who have lost consciousness in water, or from charcoal fumes, or through hanging are well known to say that it happened without pain. And now, finally, the death which is properly in accordance with nature, death from old age, euthanasia, is a gradual vanishing and sinking out of existence in an imperceptible manner. Little by [pg 257] little in old age, the passions and desires, with the susceptibility for their objects, are extinguished; the emotions no longer find anything to excite them; for the power of presenting ideas to the mind always becomes weaker, its images fainter; the impressions no longer cleave to us, but pass over without leaving a trace, the days roll ever faster, events lose their significance, everything grows pale. The old man stricken in years totters about or rests in a corner now only a shadow, a ghost of his former self. What remains there for death to destroy? One day a sleep is his last, and his dreams are ——. They are the dreams which Hamlet inquires after in the famous soliloquy. I believe we dream them even now.
Corresponding to this, what makes death so frightening to us is not so much the end of life—since no one truly worthy regrets that—but rather the destruction of the body, as this represents the will manifesting as physical form. We only truly experience this destruction through the pain of illness or old age; death itself, on the other hand, only occurs for the topic in the moment when consciousness fades because the brain stops functioning. The halting of all other bodily functions that follows is actually an event that happens after death. So, in a subjective sense, death pertains solely to consciousness. Each person can, to some extent, understand what this fading might be by considering the experience of falling asleep; it's even better understood by someone who has actually fainted, as that transition isn't gradual and lacks dreams. First, vision fades while you're still conscious, and then, instantly, deep unconsciousness takes over; the sensation accompanying this, to the extent that it exists, is anything but unpleasant. Undoubtedly, since sleep is akin to death, a fainting spell is its close relative. Even when death is violent, it need not be painful, as severe injuries aren't felt until some time later, often not until the visible signs emerge. If they're fatal quickly, consciousness will vanish before this realization occurs; if they lead to death later, it’s similar to other illnesses. Many who lose consciousness in water, from carbon monoxide, or through hanging report that it happens without pain. And now, lastly, natural death—death from old age, euthanasia—is a slow fading away and vanishing from existence in a barely noticeable way. Bit by bit, in old age, passions and desires along with the sensitivity to their objects fade away; emotions find nothing left to provoke them; the ability to form ideas in the mind declines, their images become duller; impressions no longer stick with us, but rather slip away without a trace, days accelerate, events lose meaning, and everything becomes washed out. The elderly person, burdened by years, shuffles around or rests in a corner, now just a shadow, a ghost of their former self. What is left for death to extinguish? One day, sleep becomes their last, and their dreams are —. They are the dreams that Hamlet questions in the famous soliloquy. I believe we even dream them now.
I have here also to remark that the maintenance of the life process, although it has a metaphysical basis, does not go on without resistance, and consequently not without effort. It is this to which the organism yields every night, on account of which it then suspends the brain function and diminishes certain secretions, the respiration, the pulse, and the development of heat. From this we may conclude that the entire ceasing of the life process must be a wonderful relief to its motive force; perhaps this has some share in the expression of sweet contentment on the faces of most dead persons. In general the moment of death may be like the moment of awaking from a heavy dream that has oppressed us like a nightmare.
I also want to point out that while maintaining life has a metaphysical aspect, it doesn't happen without struggle, and therefore, it requires effort. This is what the organism gives in to every night, leading to a suspension of brain function and a reduction in certain secretions, breathing, heart rate, and heat production. From this, we can infer that the complete end of the life process must be a tremendous relief to its driving force; perhaps this contributes to the serene expressions seen on the faces of most deceased individuals. Generally, the moment of death might resemble awakening from a heavy dream that has weighed down on us like a nightmare.
Up to this point the result we have arrived at is that death, however much it may be feared, can yet really be no evil. But often it even appears as a good thing, as something wished for, as a friend. All that have met with insuperable obstacles to their existence or their efforts, that suffer from incurable diseases or inconsolable griefs, have as a last refuge, which generally opens to them of its own accord, the return into the womb of nature, from which they arose for a short time, enticed by the hope of more favourable conditions of existence [pg 258] than have fallen to their lot, and the same path out of which constantly remains open. That return is the cessio bonorum of life. Yet even here it is only entered upon after a physical and moral conflict: so hard does one struggle against returning to the place from which one came out so lightly and readily, to an existence which has so much suffering and so little pleasure to offer. The Hindus give the god of death, Yama, two faces; one very fearful and terrible, and one very cheerful and benevolent. This partly explains itself from the reflections we have just made.
Up to this point, the conclusion we've reached is that death, no matter how much it is feared, can actually be no evil. In fact, it often seems like a good thing, something desired, like a friend. Those who face overwhelming challenges in their lives or struggle with incurable illnesses or unending griefs find, as a final refuge, the return to the womb of nature, from which they briefly emerged, lured by the hope of better conditions than what they've experienced. The same exit always remains open. That return is the *cessio bonorum* of life. However, even then, it is only approached after a physical and emotional battle: it is so difficult to let go and return to the place from which one initially came so easily, to a life that offers so much suffering and so little joy. The Hindus portray the god of death, Yama, with two faces: one very frightening and terrifying, and the other very cheerful and kind. This duality helps explain the thoughts we have just shared.
At the empirical point of view at which we still stand, the following consideration is one which presents itself of its own accord, and therefore deserves to be accurately defined by illustration, and thereby referred to its proper limits. The sight of a dead body shows me that sensibility, irritability, circulation of the blood, reproduction, &c., have here ceased. I conclude from this with certainty that what actuated these hitherto, which was yet always something unknown to me, now actuates them no longer, thus has departed from them. But if I should now wish to add that this must have been just what I have known only as consciousness, consequently as intelligence (soul), this would be not only an unjustified but clearly a false conclusion. For consciousness has always showed itself to me not as the cause, but as the product and result of the organised life, for it rose and sank in consequence of this in the different periods of life, in health and sickness, in sleep, in a swoon, in awaking, &c., thus always appeared as effect, never as cause of the organised life, always showed itself as something which arises and passes away, and again arises, so long as the conditions of this still exist, but not apart from them. Nay, I may also have seen that the complete derangement of consciousness, madness, far from dragging down with it and depressing the other forces, or indeed endangering life, heightens these very much, especially irritability or muscular force, [pg 259] and rather lengthens than shortens life, if other causes do not come in. Then, also: I knew individuality as a quality of everything organised, and therefore, if this is a self-conscious organism, also of consciousness. But there exists no occasion now to conclude that individuality was inherent in that vanished principle, which imparts life, and is completely unknown to me; all the less so as I see that everywhere in nature each particular phenomenon is the work of a general force which is active in thousands of similar phenomena. But, on the other hand, there is just as little occasion to conclude that because the organised life has ceased here that force which hitherto actuated it has also become nothing; as little as to infer the death of the spinner from the stopping of the spinning-wheel. If a pendulum, by finding its centre of gravity, at last comes to rest, and thus its individual apparent life has ceased, no one will imagine that gravitation is now annihilated; but every one comprehends that, after as before, it is active in innumerable phenomena. Certainly it might be urged against this comparison, that here also, in this pendulum, gravitation has not ceased to be active, but only to manifest its activity palpably; whoever insists on this may think, instead, of an electrical body, in which, after its discharge, electricity has actually ceased to be active. I only wished to show in this that we ourselves recognise in the lowest forces of nature an eternity and ubiquity with regard to which the transitory nature of their fleeting phenomena never makes us err for a moment. So much the less, then, should it come into our mind to regard the ceasing of life as the annihilation of the living principle, and consequently death as the entire destruction of the man. Because the strong arm which, three thousand years ago, bent the bow of Ulysses is no more, no reflective and well-regulated understanding will regard the force which acted so energetically in it as entirely annihilated, and therefore, upon further reflection, will also not assume that the force which bends the bow to-day first [pg 260] began with this arm. The thought lies far nearer us, that the force which earlier actuated the life which now has vanished is the same which is active in the life which now flourishes: nay, this is almost inevitable. Certainly, however, we know that, as was explained in the second book, only that is perishable which is involved in the causal series; but only the states and forms are so involved. On the other hand, untouched by the change of these which is introduced by causes, there remain on the one side matter, and on the other side natural forces: for both are the presupposition of all these changes. But the principle of our life we must, primarily at least, conceive as a force of nature, until perhaps a more profound investigation has brought us to know what it is in itself. Thus, taken simply as a force of nature, the vital force remains entirely undisturbed by the change of forms and states, which the bond of cause and effect introduces and carries off again, and which alone are subject to the process of coming into being and passing away, as it lies before us in experience. Thus so far the imperishable nature of our true being can be proved with certainty. But it is true this will not satisfy the claims which are wont to be made upon proofs of our continued existence after death, nor insure the consolation which is expected from such proofs. However, it is always something; and whoever fears death as an absolute annihilation cannot afford to despise the perfect certainty that the inmost principle of his life remains untouched by it. Nay, the paradox might be set up, that that second thing also which, just like the forces of nature, remains untouched by the continual change under the guidance of causality, thus matter, by its absolute permanence, insures us indestructibility, by virtue of which whoever was incapable of comprehending any other might yet confidently trust in a certain imperishableness. “What!” it will be said, “the permanence of the mere dust, of the crude matter, is to be regarded as a continuance of our being?” Oh! do you know this dust, [pg 261] then? Do you know what it is and what it can do? Learn to know it before you despise it. This matter which now lies there as dust and ashes will soon, dissolved in water, form itself as a crystal, will shine as metal, will then emit electric sparks, will by means of its galvanic intensity manifest a force which, decomposing the closest combinations, reduces earths to metals; nay, it will, of its own accord, form itself into plants and animals, and from its mysterious womb develop that life for the loss of which you, in your narrowness, are so painfully anxious. Is it, then, absolutely nothing to continue to exist as such matter? Nay, I seriously assert that even this permanence of matter affords evidence of the indestructibility of our true nature, though only as in an image or simile, or, rather, only as in outline. To see this we only need to call to mind the explanation of matter given in chapter 24, from which it resulted that mere formless matter—this basis of the world of experience which is never perceived for itself alone, but assumed as constantly remaining—is the immediate reflection, the visibility in general, of the thing in itself, thus of the will. Therefore, whatever absolutely pertains to the will as such holds good also of matter, and it reflects the true eternal nature of the will under the image of temporal imperishableness. Because, as has been said, nature does not lie, no view which has sprung from a purely objective comprehension of it, and been logically thought out, can be absolutely false, but at the most only very one-sided and imperfect. Such, however, is, indisputably, consistent materialism; for instance, that of Epicurus, just as well as the absolute idealism opposed to it, like that of Berkeley, and in general every philosophical point of view which has proceeded from a correct apperçu, and been honestly carried out. Only they are all exceedingly one-sided comprehensions, and therefore, in spite of their opposition, they are all true, each from a definite point of view; but as soon as one has risen above this point of view, then they only [pg 262] appear as relatively and conditionally true. The highest standpoint alone, from which one surveys them all and knows them in their relative truth, but also beyond this, in their falseness, can be that of absolute truth so far as this is in general attainable. Accordingly we see, as was shown above, that in the very crude, and therefore very old, point of view of materialism proper the indestructibility of our true nature in itself is represented, as by a mere shadow of it, the imperishableness of matter; as in the already higher naturalism of an absolute physics it is represented by the ubiquity and eternity of the natural forces, among which the vital force is at least to be counted. Thus even these crude points of view contain the assertion that the living being suffers no absolute annihilation through death, but continues to exist in and with the whole of nature.
From our current understanding, it’s evident that we need to clarify a notion that's emerging on its own, and this can be effectively illustrated to define its boundaries. The sight of a dead body clearly indicates that feelings, responsiveness, blood circulation, reproduction, etc., have come to an end. I can confidently conclude that whatever once activated these functions, which has always been a mystery to me, no longer does, meaning it has departed from them. However, if I were to suggest that this unknown force was what I’ve only recognized as consciousness, hence equating it with intelligence (or the soul), that would be an unfounded and clearly mistaken conclusion. Consciousness has always appeared to me not as the cause, but rather as a product and result of organized life. It rises and falls based on various life stages, health and illness, sleep, fainting, and waking, always showing itself as an effect, never the cause of organized life. It continuously emerges and fades away, only while the conditions that enable it exist, but not independently. Moreover, I have observed that complete disruption of consciousness, such as in madness, often enhances other forces like irritability or muscle strength, and may even prolong life, assuming no other factors intervene. I also recognize individuality as a characteristic of all organized beings, and if it's a self-aware being, it applies to consciousness as well. But there's no justification to claim that individuality existed in that life-giving force, which is entirely unknown to me; especially since I see that every individual phenomenon in nature is the result of a broader force active in many similar occurrences. Conversely, we shouldn’t conclude that just because organized life has ceased here, the force that had previously operated it has vanished; it's akin to inferring the death of a spinner merely from the stopping of the spinning wheel. If a pendulum comes to rest as it finds its center of gravity, its individual life may seem to have ended, but nobody would think that gravitation itself has been eliminated; we understand that it continues to be active in countless phenomena. While it might be argued that gravitation has not ceased to be active in the pendulum, only its visible effects have diminished, one could instead consider an electrical object, where electricity has genuinely stopped functioning after discharge. My point is that we recognize in the fundamental forces of nature an eternal and universal nature, which transient phenomena never deceive us about. Therefore, we should not entertain the idea that the end of life equates to the obliteration of the life principle, and that death results in the complete destruction of a person. Just because the strong arm that bent Ulysses' bow three thousand years ago no longer exists, no thoughtful and coherent understanding will conclude that the force behind it is entirely annihilated; upon reflection, we can reasonably conclude that the force responsible for life in the past is the same active in the life flourishing today: indeed, this seems almost inevitable. We know, as explained in the second book, that only what is part of the causal chain can perish; only the states and forms are subject to this chain. Yet, unaffected by the change these causes bring, matter remains on one side, and natural forces on the other; both are prerequisites for all these transformations. Thus, we should initially regard the principle of our life as a natural force until perhaps deeper exploration reveals its true nature. So, when simply viewed as a force of nature, the vital force remains untouched by the changes of forms and states introduced by causality, which alone undergo the process of emergence and decay as we observe in experience. Thus, the enduring nature of our true essence can be definitively demonstrated. However, this won't satisfy the expectations some have for proof of continued existence after death, nor offer the comfort they seek from such proof. Nonetheless, it still holds value; anyone who fears death as complete extinction cannot disregard the fact that the core principle of their life remains unharmed by it. Moreover, one might propose that the second entity, much like the forces of nature, remains unaffected by continual change under causality—namely, matter—endows us with indestructibility, thus even someone who can't comprehend anything else might still confidently trust in a certain enduring quality. “What!” they might say, “Are we really to see the continuity of our being in mere dust and crude matter?” Oh! Are you familiar with this dust? Do you know what it is and what it can do? Understand it before you dismiss it. This matter, which appears as dust and ashes, will soon, when dissolved in water, form crystals, shine as metal, emit electric sparks, and through its galvanic intensity display a force that breaks down combinations, turning earth into metals; it will even spontaneously transform into plants and animals, and from its mysterious core produce the life you so anxiously lament losing. Is it truly nothing to persist as such matter? I firmly assert that this very permanence of matter indicates the indestructibility of our true nature, albeit only in a symbolical or outline form. To recognize this, we only need to recall the explanation of matter from chapter 24, which showed that formless matter—this foundation of the world of experience, which is never perceived alone but assumed to remain constant—is the immediate reflection, the visible manifestation of the thing-in-itself, which is will. Therefore, anything that absolutely pertains to the will also applies to matter, and matter reflects the eternal essence of the will in the guise of temporal imperishability. As stated, nature doesn't deceive; no perspective emerging from a purely objective understanding can be entirely false, but may at most be quite one-sided and inadequate. Such is undeniably the case with consistent materialism, as represented by Epicurus, as well as the absolute idealism opposed to it, like that of Berkeley, and generally any philosophical viewpoint that has sprung from a correct insight, executed with sincerity. They are all extremely limited understandings, hence despite their contradictions, each remains true from its specific perspective. However, as soon as one rises above individual viewpoints, they simply appear relatively and conditionally true. The highest standpoint alone, from which all can be viewed and understood in their relative truth, and yet also in their falseness, can be regarded as absolute truth, so far as it is generally achievable. Accordingly, we observe, as previously shown, that in the very basic and therefore ancient perspective of genuine materialism, the indestructibility of our true nature is represented, albeit as a mere shadow, by the imperishability of matter; while in the already elevated naturalism of absolute physics, it is represented by the ubiquity and eternity of natural forces, among which vital force is at least included. Thus, even these rudimentary perspectives assert that the living being does not face complete annihilation through death, but continues to exist within the entirety of nature.
The considerations which have brought us to this point, and to which the further explanations link themselves on, started from the remarkable fear of death which fills all living beings. But now we will change the standpoint and consider how, in contrast to the individual beings, the whole of nature bears itself with reference to death. In doing this, however, we still always remain upon the ground of experience.
The considerations that have led us to this point, and to which the further explanations are connected, began with the profound fear of death that all living beings share. Now, we will shift our perspective and examine how, in contrast to individual beings, the entire of nature deals with death. In doing so, we will still stay grounded in our experiences.
Certainly we know no higher game of chance than that for death and life. Every decision about this we watch with the utmost excitement, interest, and fear; for in our eyes all in all is at stake. On the other hand, nature, which never lies, but is always straightforward and open, speaks quite differently upon this theme, speaks like Krishna in the Bhagavadgita. What it says is: The death or the life of the individual is of no significance. It expresses this by the fact that it exposes the life of every brute, and even of man, to the most insignificant accidents without coming to the rescue. Consider the insect on your path; a slight, unconscious turning of your step is decisive as to its life or death. Look at the wood-snail, without any means of flight, of defence, of deception, of [pg 263] concealment, a ready prey for all. Look at the fish carelessly playing in the still open net; the frog restrained by its laziness from the flight which might save it; the bird that does not know of the falcon that soars above it; the sheep which the wolf eyes and examines from the thicket. All these, provided with little foresight, go about guilelessly among the dangers that threaten their existence every moment. Since now nature exposes its organisms, constructed with such inimitable skill, not only to the predatory instincts of the stronger, but also to the blindest chance, to the humour of every fool, the mischievousness of every child without reserve, it declares that the annihilation of these individuals is indifferent to it, does it no harm, has no significance, and that in these cases the effect is of no more importance than the cause. It says this very distinctly, and it does not lie; only it makes no comments on its utterances, but rather expresses them in the laconic style of an oracle. If now the all-mother sends forth her children without protection to a thousand threatening dangers, this can only be because she knows that if they fall they fall back into her womb, where they are safe; therefore their fall is a mere jest. Nature does not act otherwise with man than with the brutes. Therefore its declaration extends also to man: the life and death of the individual are indifferent to it. Accordingly, in a certain sense, they ought also to be indifferent to us, for we ourselves are indeed nature. Certainly, if only we saw deep enough, we would agree with nature, and regard life and death as indifferently as it does. Meanwhile, by means of reflection, we must attribute that carelessness and indifference of nature towards the life of the individuals to the fact that the destruction of such a phenomenon does not in the least affect its true and proper nature.
Certainly, we know no greater gamble than that of life and death. Every choice we make is watched with intense excitement, interest, and fear; everything seems to be at stake. On the other hand, nature, which is always honest and clear, speaks very differently on this topic, much like Krishna in the Bhagavadgita. It conveys that the death or life of an individual is insignificant. This is shown by how it exposes the life of every creature, including humans, to the most trivial accidents without coming to their aid. Think about the insect in your path; a slight, unconscious shift in your step determines its life or death. Look at the wood snail, defenseless and unable to flee, vulnerable to all. Notice the fish playing carelessly in the open net; the frog too lazy to leap to safety; the bird unaware of the falcon soaring above; the sheep being eyed by the wolf in the thicket. All these creatures, lacking foresight, move about naively amid the dangers that threaten their lives every moment. Since nature exposes its organisms, crafted with such unmatched skill, not only to the predatory instincts of the stronger but also to random chance and the whims of fools and children, it shows that the destruction of these individuals is of no concern, has no impact, and is insignificant. In these scenarios, the result holds no more importance than the cause. Nature communicates this clearly, without deceit, and though it doesn’t elaborate, it expresses itself in the succinct manner of an oracle. If the all-mother sends her children into countless dangers without protection, it can only be because she knows that if they fall, they return safely to her womb; hence, their fall is just a joke. Nature treats humans the same way it treats animals. Therefore, its message applies to humans as well: the life and death of an individual hold no significance. In a way, they should be indifferent to us too, as we are, after all, part of nature. Certainly, if we looked deeply enough, we would align with nature and regard life and death with the same indifference it does. Meanwhile, through reflection, we must attribute nature’s carelessness and indifference towards individual lives to the fact that the destruction of such a phenomenon does not affect its true essence in any way.
If we further ponder the fact, that not only, as we have just seen, are life and death dependent upon the most trifling accidents, but that the existence of the organised being in general is an ephemeral one, that [pg 264] animal and plant arise to-day and pass away to-morrow, and birth and death follow in quick succession, while to the unorganised things which stand so much lower an incomparably longer duration is assured, and an infinite duration to the absolutely formless matter alone, to which, indeed, we attribute this a priori,—then, I think, the thought must follow of its own accord, even from the purely empirical, but objective and unprejudiced comprehension of such an order of things, that this is only a superficial phenomenon, that such a constant arising and passing away can by no means touch the root of things, but can only be relative, nay, only apparent, in which the true inner nature of that thing is not included, the nature which everywhere evades our glance and is thoroughly mysterious, but rather that this continues to exist undisturbed by it; although we can neither apprehend nor conceive the manner in which this happens, and must therefore think of it only generally as a kind of tour de passe-passe which took place there. For that, while what is most imperfect, the lowest, the unorganised, continues to exist unassailed, it is just the most perfect beings, the living creatures, with their infinitely complicated and inconceivably ingenious organisations, which constantly arise, new from the very foundation, and after a brief span of time absolutely pass into nothingness, to make room for other new ones like them coming into existence out of nothing—this is something so obviously absurd that it can never be the true order of things, but rather a mere veil which conceals this, or, more accurately, a phenomenon conditioned by the nature of our intellect. Nay, the whole being and not being itself of these individuals, in relation to which death and life are opposites, can only be relative. Thus the language of nature, in which it is given us as absolute, cannot be the true and ultimate expression of the nature of things and of the order of the world, but indeed only a patois du pays, i.e., something merely relatively true,—something to be understood [pg 265] cum grano salis, or, to speak properly, something conditioned by our intellect; I say, an immediate, intuitive conviction of the kind which I have tried to describe in words will press itself upon every one; i.e., certainly only upon every one whose mind is not of an utterly ordinary species, which is absolutely only capable of knowing the particular simply and solely as such, which is strictly limited to the knowledge of individuals, after the manner of the intellect of the brutes. Whoever, on the other hand, by means of a capacity of an only somewhat higher power, even just begins to see in the individual beings their universal, their Ideas, will also, to a certain extent, participate in that conviction, and that indeed as an immediate, and therefore certain, conviction. In fact, it is also only small, limited minds that fear death quite seriously as their annihilation, and persons of decidedly superior capacity are completely free from such terrors. Plato rightly bases the whole of philosophy upon the knowledge of the doctrine of Ideas, i.e., upon the perception of the universal in the particular. But the conviction here described, which proceeds directly from the comprehension of nature, must have been exceedingly vivid in those sublime authors of the Upanishads of the Vedas, who can scarcely be thought of as mere men, for it speaks to us so forcibly out of an innumerable number of their utterances that we must ascribe this immediate illumination of their mind to the fact that these wise men, standing nearer the origin of our race in time, comprehended the nature of things more clearly and profoundly than the already deteriorated race, ὁιοι νυν βροτοι εισιν, is able to do. But certainly their comprehension is assisted by the natural world of India, which is endowed with life in a very different degree from our northern world. However, thorough reflection, as pursued by Kant's great mind, leads by another path to the same result, for it teaches us that our intellect, in which that phenomenal world which changes so fast exhibits [pg 266] itself, does not comprehend the true ultimate nature of things, but merely its phenomenal manifestation, and indeed, as I add, because it is originally only destined to present the motives to our will, i.e., to be serviceable to it in the pursuit of its paltry ends.
If we think more about the fact that not only are life and death influenced by the tiniest accidents, as we've just seen, but that the overall existence of living beings is temporary, with animals and plants appearing today and disappearing tomorrow, and birth and death occurring in rapid succession, while unorganized matter—much lower in complexity—enjoys a much longer duration, living forever in a sense, which we assume beforehand, then it follows naturally, even from a purely empirical and objective understanding of such a system, that this is just a surface phenomenon. This constant cycle of coming into being and passing away can't touch the essence of things; it's only relative, even merely apparent, where the true inner nature of that thing eludes our view and remains deeply mysterious. Rather, this essence continues to exist unaffected by these changes, even though we can't fully grasp or conceive how this happens, and thus we can only think of it in general terms as a kind of sleight of hand happening here. For while the most imperfect and the unorganized persist without interference, it is the most complex beings—living creatures with their incredibly intricate and ingenious designs—that continuously arise from nothing, only to vanish into nothingness after a short time, making way for new beings just like them emerging from the void. This is so clearly absurd that it can never represent the true order of things; it's just a veil concealing that truth, or more accurately, a phenomenon shaped by our intellect. Moreover, the very being and non-being of these individuals, where life and death are opposites, can only be considered relative. Thus, the language of nature, given to us as absolute, can’t represent the true and ultimate expression of the nature of things or the order of the world; it's merely a country dialect, i.e. something that is relatively true—something to be understood [pg 265] with a grain of salt, or, more accurately, something conditioned by our intellect; I say, an immediate and intuitive conviction of the type I've attempted to articulate will come to everyone; i.e. certainly only to those whose minds are not completely ordinary, which can only understand the specific merely as such, strictly limited to the knowledge of individuals, similar to the mindset of animals. Conversely, those who, through a slightly higher capacity, even begin to see the universal within individual beings, will also, to some extent, share in that conviction, experiencing it as immediate, and therefore certain. In fact, it’s often only small, limited minds that fear death as total annihilation, while those with decidedly greater capacities are completely free from such fears. Plato correctly grounds all of philosophy in understanding the doctrine of Ideas, i.e. in perceiving the universal in the particular. However, the conviction described here, which arises directly from understanding nature, must have been exceedingly vivid in the profound authors of the Upanishads of the Vedas, who can hardly be considered mere mortals, for their countless expressions convey such powerful insights that we must attribute this immediate clarity of thought to the fact that these sages, closer in time to the origin of our race, understood the nature of things more clearly and deeply than the already degraded race, ὁιοι νυν βροτοι εισιν, can. Of course, their understanding is aided by India's natural world, alive to a degree very different from our northern hemisphere. However, a deep reflection, as undertaken by Kant’s great mind, leads by another route to the same conclusion; it shows us that our intellect, in which the rapidly changing phenomenal world appears [pg 266] does not grasp the true ultimate nature of things, but only its phenomenal expression, indeed, as I would add, because it is primarily meant to present motives for our will, i.e. to assist it in the pursuit of its trivial goals.
Let us, however, carry our objective and unprejudiced consideration of nature still further. If I kill a living creature, whether a dog, a bird, a frog, or even only an insect, it is really inconceivable that this being, or rather the original force by virtue of which such a marvellous phenomenon exhibited itself just the moment before, in its full energy and love of life, should have been annihilated by my wicked or thoughtless act. And again, on the other hand, the millions of animals of every kind which come into existence every moment, in infinite variety, full of force and activity, can never, before the act of their generation, have been nothing at all, and have attained from nothing to an absolute beginning. If now in this way I see one of these withdraw itself from my sight, without me knowing where it goes, and another appear without me knowing whence it comes; if, moreover, both have the same form, the same nature, the same character, and only not the same matter, which yet during their existence they continually throw off and renew; then certainly the assumption, that that which vanishes and that which appears in its place are one and the same, which has only experienced a slight alteration, a renewal of the form of its existence, and that consequently death is for the species what sleep is for the individual; this assumption, I say, lies so close at hand that it is impossible not to light upon it, unless the mind, perverted in early youth by the imprinting of false views, hurries it out of the way, even from a distance, with superstitious fear. But the opposite assumption that the birth of an animal is an arising out of nothing, and accordingly that its death is its absolute annihilation, and this with the further addition that man, who has also originated out [pg 267] of nothing, has yet an individual, endless existence, and indeed a conscious existence, while the dog, the ape, the elephant, are annihilated by death, is really something against which the healthy mind revolts and which it must regard as absurd. If, as is sufficiently often repeated, the comparison of the results of a system with the utterances of the healthy mind is supposed to be a touchstone of its truth, I wish the adherents of the system which was handed down from Descartes to the pre-Kantian eclectics, nay, which even now is still the prevailing view of the great majority of cultured people in Europe, would apply this touchstone here.
Let’s take our objective and unbiased look at nature even further. If I kill a living creature, whether it’s a dog, a bird, a frog, or even just an insect, it’s truly unimaginable that this being—or the original force that allowed such a remarkable phenomenon to exist just a moment before, full of energy and love for life—should be completely wiped out by my cruel or thoughtless action. On the flip side, the millions of animals of all kinds that come into existence every moment, in endless variety and full of life, must have always existed in some form before being born; they can't just appear out of nowhere. If I see one of these creatures disappear from sight without knowing where it goes, and another one show up without knowing where it came from; if both have the same form, nature, and character, and are just made up of different materials that they constantly shed and renew; then the idea that what disappears and what appears in its place are basically the same being, just slightly altered or renewed in its form of existence, suggesting that death for a species is like sleep for an individual, is a conclusion that seems almost unavoidable. It's hard not to arrive at it unless one's mind has been twisted in early youth by false ideas, leading it to dismiss such thoughts out of hand with superstitious fear. On the other hand, the belief that an animal’s birth comes from nothing, and therefore its death means total annihilation, along with the notion that humans, who also originate from nothing, have an individual, endless existence with awareness while dogs, apes, and elephants are wiped out by death, is really something that a healthy mind rejects as absurd. If, as is often repeated, comparing the outcomes of a system with the insights of a healthy mind is a measure of its truth, I wish the supporters of the system passed down from Descartes to the pre-Kantian eclectics—and even now still the dominant view among many educated people in Europe—would apply this measure here.
Throughout and everywhere the true symbol of nature is the circle, because it is the schema or type of recurrence. This is, in fact, the most universal form in nature, which it carries out in everything, from the course of the stars down to the death and the genesis of organised beings, and by which alone, in the ceaseless stream of time, and its content, a permanent existence, i.e., a nature, becomes possible.
Throughout and everywhere, the true symbol of nature is the circle because it represents the idea of recurrence. This is actually the most universal form in nature, evident in everything from the movement of stars to the life and death of living beings. It's through this form that a lasting existence, that is, a consistent nature, becomes possible in the endless flow of time and its contents.
If in autumn we consider the little world of insects, and see how one prepares its bed to sleep the long, rigid winter-sleep; another spins its cocoon to pass the winter as a chrysalis, and awake in spring rejuvenated and perfected; and, finally, how most of them, intending themselves to rest in the arms of death, merely arrange with care the suitable place for their egg, in order to issue forth again from it some day renewed;—this is nature's great doctrine of immortality, which seeks to teach us that there is no radical difference between sleep and death, but the one endangers existence just as little as the other. The care with which the insect prepares a cell, or hole, or nest, deposits its egg in it, together with food for the larva that will come out of it in the following spring, and then quietly dies, is just like the care with which in the evening a man lays ready his clothes and his breakfast for the next morning, and then quietly goes to sleep; and at [pg 268] bottom it could not take place at all if it were not that the insect which dies in autumn is in itself, and according to its true nature, just as much identical with the one which is hatched out in the spring as the man who lies down to sleep is identical with the man who rises from it.
If we look at the little world of insects in autumn, we see one preparing its place to sleep through the long, harsh winter; another weaving its cocoon to survive the winter as a chrysalis and wake up in spring refreshed and improved; and, finally, most of them, planning to rest in death, carefully arrange a suitable spot for their egg, so they can emerge from it one day renewed. This showcases nature's big lesson on immortality, teaching us that there’s no fundamental difference between sleep and death; both pose the same risks to existence. The way an insect meticulously creates a cell, hole, or nest, lays its egg inside with food for the larva that will hatch in spring, and then quietly dies mirrors how a person prepares their clothes and breakfast for the next day and then peacefully goes to sleep. Ultimately, this connection wouldn't exist if the insect that dies in autumn and the one that hatches in spring weren't fundamentally the same, just like the person who goes to sleep is the same as the one who gets up.
If now, after these considerations, we return to ourselves and our own species, then cast our glance forward far into the future, and seek to present to our minds the future generations, with the millions of their individuals in the strange form of their customs and pursuits, and then interpose with the question: Whence will all these come? Where are they now? Where is the fertile womb of that nothing, pregnant with worlds, which still conceals the coming races? Would not the smiling and true answer to this be, Where else should they be than there where alone the real always was and will be, in the present and its content?—thus with thee, the foolish questioner, who in this mistaking of his own nature is like the leaf upon the tree, which, fading in autumn and about to fall, complains at its destruction, and will not be consoled by looking forward to the fresh green which will clothe the tree in spring, but says lamenting, “I am not these! These are quite different leaves!” Oh, foolish leaf! Whither wilt thou? And whence should others come? Where is the nothing whose abyss thou fearest? Know thine own nature, that which is so filled with thirst for existence; recognise it in the inner, mysterious, germinating force of the tree, which, constantly one and the same in all generations of leaves, remains untouched by all arising and passing away. And now, οἱη περ φυλλων γενεη, τοιηδε και ανδρων (Qualis foliorum generatio, talis et hominum). Whether the fly which now buzzes round me goes to sleep in the evening, and buzzes again tomorrow, or dies in the evening, and in spring another fly buzzes which has sprung from its egg: that is in itself the same thing; but therefore the knowledge which exhibits this as two fundamentally different things is not [pg 269] unconditioned, but relative, a knowledge of the phenomenon, not of the thing in itself. In the morning the fly exists again; it also exists again in the spring. What distinguishes for it the winter from the night? In Burdach's “Physiology,” vol. i. § 275, we read, “Till ten o'clock in the morning no Cercaria ephemera (one of the infusoria) is to be seen (in the infusion), and at twelve the whole water swarms with them. In the evening they die, and the next morning they again appear anew.” So it was observed by Nitzsch six days running.
If now, after these thoughts, we turn back to ourselves and our species, then look far into the future and try to imagine future generations, with the millions of their members in the unique forms of their customs and activities, and then ask the question: Where will all these come from? Where are they now? Where is the fertile womb of that void, full of potential worlds, which still hides the coming generations? Wouldn't the comforting answer to this be, Where else could they be than where the real has always existed and will always exist, in the present and its realities?—thus, to you, the foolish questioner, who, in misunderstanding your own nature, is like the leaf on the tree, which, fading in autumn and about to fall, laments its demise and cannot find comfort by looking forward to the new green that will cover the tree in spring, but instead says sadly, "I'm not these! These are totally different leaves!" Oh, foolish leaf! Where will you go? And from where should others come? Where is the nothing whose depth you fear? Understand your own nature, which is so filled with a desire for existence; recognize it in the inner, mysterious, growing force of the tree, which, constantly one and the same across all generations of leaves, remains unchanged by all that arises and passes away. And now, οἱη περ φυλλων γενεη, τοιηδε και ανδρων (As the generation of leaves, so too is that of people). Whether the fly buzzing around me falls asleep in the evening and buzzes again tomorrow, or dies in the evening with another fly buzzing in spring that has hatched from its egg: that is essentially the same thing; thus, the understanding that views this as two fundamentally different things is not [pg 269] unconditioned, but relative, an understanding of the phenomenon, not of the thing in itself. In the morning, the fly exists again; it also exists again in the spring. What distinguishes for it the winter from the night? In Burdach's "Physiology," vol. i. § 275, we read, "Until 10 a.m., you can't see any Cercaria ephemera (a type of infusoria) in the infusion, but by noon, the water is full of them. They die in the evening, and the next morning, they reappear." This was observed by Nitzsch for six consecutive days.
So everything lingers but a moment, and hastens on to death. The plant and the insect die at the end of the summer, the brute and the man after a few years: death reaps unweariedly. Yet notwithstanding this, nay, as if this were not so at all, everything is always there and in its place, just as if everything were imperishable. The plant always thrives and blooms, the insect hums, the brute and the man exist in unwasted youth, and the cherries that have already been enjoyed a thousand times we have again before us every summer. The nations also exist as immortal individuals, although sometimes their names change; even their action, what they do and suffer, is always the same; although history always pretends to relate something different: for it is like the kaleidoscope, which at every turn shows a new figure, while we really always have the same thing before our eyes. What then presses itself more irresistibly upon us than the thought that that arising and passing away does not concern the real nature of things, but this remains untouched by it, thus is imperishable, and therefore all and each that wills to exist actually exists continuously and without end. Accordingly at every given point of time all species of animals, from the gnat to the elephant, exist together complete. They have already renewed themselves many thousand times, and withal have remained the same. They know nothing of others like them, who have lived before them, [pg 270] or will live after them; it is the species which always lives, and in the consciousness of the imperishable nature of the species and their identity with it the individuals cheerfully exist. The will to live manifests itself in an endless present, because this is the form of the life of the species, which, therefore, never grows old, but remains always young. Death is for it what sleep is for the individual, or what winking is for the eye, by the absence of which the Indian gods are known, if they appear in human form. As through the entrance of night the world vanishes, but yet does not for a moment cease to exist, so man and brute apparently pass away through death, and yet their true nature continues, just as undisturbed by it. Let us now think of that alternation of death and birth as infinitely rapid vibrations, and we have before us the enduring objectification of the will, the permanent Ideas of being, fixed like the rainbow on the waterfall. This is temporal immortality. In consequence of this, notwithstanding thousands of years of death and decay, nothing has been lost, not an atom of the matter, still less anything of the inner being, that exhibits itself as nature. Therefore every moment we can cheerfully cry, “In spite of time, death, and decay, we are still all together!”
So everything lasts only for a moment and quickly moves toward death. The plant and the insect die at the end of summer, the animal and the human after a few years: death reaps tirelessly. Yet, despite this, as if it were not true at all, everything is always present and in its place, as if everything were everlasting. The plant always grows and flowers, the insect buzzes, the animal and the human exist in youthful vitality, and the cherries we've enjoyed countless times are once again before us every summer. Nations also exist as immortal entities, even if their names occasionally change; their actions, what they do and endure, remain the same, although history always pretends to tell a different story: it's like a kaleidoscope, which presents a new pattern with each turn, while we are really always looking at the same thing. What presses upon us more compellingly than the idea that the cycle of coming and going does not affect the true nature of things, which remains untouched by it, thus is everlasting, and therefore everything and everyone that wills to exist actually exists continuously and without end. Accordingly, at any given moment, all species of animals, from the gnat to the elephant, exist together in completeness. They have already regenerated countless times and yet have remained the same. They know nothing of others like them that have lived before or will live after them; it is the species that always lives, and in the awareness of the everlasting nature of the species and their identity with it, individuals joyfully exist. The will to live expresses itself in an endless present because this is the form of the life of the species, which therefore never ages, but remains forever youthful. Death is to it what sleep is to the individual, or what blinking is to the eye, by the absence of which the Indian gods are known, if they appear in human form. Just as the world disappears with the onset of night, but does not cease to exist for even a moment, so humans and animals seemingly pass away through death, yet their true essence continues, as undisturbed by it. Let us now envision that back-and-forth of death and birth as infinitely rapid vibrations, and we have before us the enduring manifestation of the will, the permanent Ideas of being, fixed like the rainbow in the waterfall. This is temporal immortality. As a result, despite thousands of years of death and decay, nothing has been lost, not an atom of matter, and even less of the inner essence that presents itself as nature. Therefore, every moment we can joyfully declare, "Despite time, death, and decay, we are all still together!"
Perhaps we would have to except whoever had once said from the bottom of his heart, with regard to this game, “I want no more.” But this is not yet the place to speak of this.
Perhaps we would have to exclude whoever once said from the bottom of his heart, regarding this game, “I don't want anymore.” But this is not the right time to talk about that.
But we have certainly to draw attention to the fact that the pain of birth and the bitterness of death are the two constant conditions under which the will to live maintains itself in its objectification, i.e., our inner nature, untouched by the course of time and the death of races, exists in an everlasting present, and enjoys the fruit of the assertion of the will to live. This is analogous to the fact that we can only be awake during the day on condition that we sleep during the night; indeed the latter is the [pg 271] commentary which nature offers us for the understanding of that difficult passage.29
But we definitely need to point out that the pain of childbirth and the suffering of death are the two constant conditions under which the will to live holds onto its expression, i.e. our inner nature, unaffected by the passage of time and the death of generations, exists in an everlasting present and enjoys the rewards of the will to live. This is similar to the fact that we can only be awake during the day if we sleep at night; in fact, the latter is the [pg 271] commentary that nature gives us to help understand that challenging passage.29
For the substratum, or the content, πληρωμα, or the material of the present, is through all time really the same. The impossibility of knowing this identity directly is just time, a form and limitation of our intellect. That on account of it, for example, the future event is not yet, depends upon an illusion of which we become conscious when that event has come. That the essential form of our intellect introduces such an illusion explains and justifies itself from the fact that the intellect has come forth from the hands of nature by no means for the apprehension of the nature of things, but merely for the apprehension of motives, thus for the service of an individual and temporal phenomenon of will.30
For the substratum, or the content, πληρωμα, or the material of the current, is actually the same throughout all time. The fact that we can’t directly know this identity is just time, which is a limitation of our intellect. The reason that, for example, the future event isn’t here yet is due to an illusion that we become aware of when that event actually occurs. The way our intellect introduces this illusion makes sense because the intellect has evolved not to understand the essence of things, but rather to grasp motives, thus serving the needs of individual and temporary phenomena of will.30
Whoever comprehends the reflections which here occupy us will also understand the true meaning of the paradoxical doctrine of the Eleatics, that there is no arising and passing away, but the whole remains immovable: “Παρμενιδης και Μελισσος ανῃρουν γενεσιν και φθοραν, δια το νομιξειν το παν ακινητον” (Parmenides et Melissus ortum et interitum tollebant, quoniam nihil moveri putabant), Stob. Ecl., i. 21. Light is also thrown here upon the beautiful passage of Empedocles which Plutarch has preserved for us in the book, “Adversus Coloten,” c. 12:—
Whoever understands the ideas we’re discussing will also grasp the real meaning behind the seemingly paradoxical belief of the Eleatics, which claims that nothing truly comes into being or ceases to exist, but that everything stays unchanged: “Parmenides and Melissus denied generation and decay, because they believed that everything is unchanging.” (Parmenides and Melissus believed that beginnings and endings didn’t exist because they thought nothing could move.), Stob. Ecl., i. 21. This also sheds light on the beautiful excerpt from Empedocles that Plutarch has preserved for us in the book, “Against Coloten,” c. 12:—
The very remarkable and, in its place, astonishing passage in Diderot's “Jacques le fataliste,” deserves not less to be mentioned here: “Un château immense, au frontispice duquel on lisait: ‹ Je n'appartiens à personne, et j'appartiens à tout le monde: vous y étiez avant que d'y entrer, vous y serez encore, quand vous en sortirez ›.”
The truly remarkable and, in its context, astonishing passage in Diderot's “Jacques the Fatalist,” deserves to be mentioned here: “A massive castle stood at the entrance, where it stated: ‹ I belong to no one, yet I belong to everyone: you were here before you entered, and you will still be here when you leave ›.”
Certainly in the sense in which, when he is begotten, the man arises out of nothing, he becomes nothing through death. But really to learn to know this “nothing” would be very interesting; for it only requires moderate acuteness to see that this empirical nothing is by no means absolute, i.e., such as would in every sense be nothing. We are already led to this insight by the observation that all qualities of the parents recur in the children, thus have overcome death. Of this, however, I will speak in a special chapter.
Certainly in the way that, when a man is born, he comes from nothing, he becomes nothing through death. But really understanding this “nothing” would be quite fascinating; it only takes a bit of sharp thinking to realize that this empirical nothing is not absolute, i.e. it’s not nothing in every sense. We can already grasp this idea by observing that all the traits of the parents appear in the children, which means they have transcended death. However, I will discuss this in a separate chapter.
There is no greater contrast than that between the ceaseless flight of time, which carries its whole content with it, and the rigid immobility of what is actually present, which at all times is one and the same. And if from this point of view we watch in a purely objective manner the immediate events of life, the Nunc stans becomes clear [pg 273] and visible to us in the centre of the wheel of time. To the eye of a being of incomparably longer life, which at one glance comprehended the human race in its whole duration, the constant alternation of birth and death would present itself as a continuous vibration, and accordingly it would not occur to it at all to see in this an ever new arising out of nothing and passing into nothing; but just as to our sight the quickly revolving spark appears as a continuous circle, the rapidly vibrating spring as a permanent triangle, the vibrating cord as a spindle, so to this eye the species would appear as that which has being and permanence, death and life as vibrations.
There’s no greater contrast than between the endless passage of time, which carries everything with it, and the unchanging presence of what actually exists, which at all times remains the same. If we look at life’s immediate events purely objectively from this perspective, the Now standing becomes clear [pg 273] and visible to us at the center of the wheel of time. To the eye of a being with an incomparably longer lifespan, which can see the entire duration of humanity at a single glance, the ongoing cycle of birth and death would appear as a continuous vibration. It wouldn’t even occur to this being to see it as something constantly arising from nothing and then disappearing into nothing. Just as a quickly spinning spark looks like a continuous circle to us, a rapidly vibrating spring appears as a permanent triangle, and a vibrating cord resembles a spindle, to this being, the species would seem to have existence and permanence, while death and life would be viewed as vibrations.
We will have false conceptions of the indestructibility of our true nature by death, so long as we do not make up our minds to study it primarily in the brutes, but claim for ourselves alone a class apart from them, under the boastful name of immortality. But it is this pretension alone, and the narrowness of view from which it proceeds, on account of which most men struggle so obstinately against the recognition of the obvious truth that we are essentially, and in the chief respect, the same as the brutes; nay, that they recoil at every hint of our relationship with these. But it is this denial of the truth which more than anything else closes against them the path to real knowledge of the indestructibility of our nature. For if we seek anything upon a wrong path, we have just on that account forsaken the right path, and upon the path we follow we will never attain to anything in the end but late disillusion. Up, then, follow the truth, not according to preconceived notions, but as nature leads! First of all, learn to recognise in the aspect of every young animal the existence of the species that never grows old, which, as a reflection of its eternal youth, imparts to every individual a temporary youth, and lets it come forth as new and fresh as if the world were of to-day. Let one ask himself honestly whether the swallow of this year's spring is absolutely a different one from the swallow of the first spring, [pg 274] and whether really between the two the miracle of the creation out of nothing has repeated itself millions of times, in order to work just as often into the hands of absolute annihilation. I know well that if I seriously assured any one that the cat which now plays in the yard is still the same one which made the same springs and played the same tricks there three hundred years ago, he would think I was mad; but I also know that it is much madder to believe that the cat of to-day is through and through and in its whole nature quite a different one from the cat of three hundred years ago. One only requires truly and seriously to sink oneself in the contemplation of one of these higher vertebrates in order to become distinctly conscious that this unfathomable nature, taken as a whole, as it exists there, cannot possibly become nothing; and yet, on the other hand, one knows its transitoriness. This depends upon the fact that in this animal the infinite nature of its Idea (species) is imprinted in the finiteness of the individual. For in a certain sense it is of course true that in the individual we always have before us another being—in the sense which depends upon the principle of sufficient reason, in which are also included time and space, which constitute the principium individuationis. But in another sense it is not true—in the sense in which reality belongs to the permanent forms of things, the Ideas alone, and which was so clearly evident to Plato that it became his fundamental thought, the centre of his philosophy; and he made the comprehension of it the criterion of capacity for philosophising in general.
We will have false ideas about the indestructibility of our true nature through death as long as we don't decide to study it primarily in animals but insist that we are in a class distinct from them, under the proud label of immortality. This arrogance and the narrow view it comes from are what make most people fight so hard against recognizing the obvious truth that we are fundamentally the same as animals; in fact, they recoil at the slightest suggestion of our connection to them. But this denial of the truth is what most significantly blocks the way to a genuine understanding of the indestructibility of our nature. If we pursue anything on an incorrect path, we've abandoned the right one, and on the path we take, we will end up with nothing but disappointment. So, let’s seek the truth, not based on preconceived ideas, but as nature reveals it! First, learn to recognize in every young animal the existence of a species that never ages, which, as a reflection of its eternal youth, gives temporary youth to every individual, making them seem as new and fresh as if the world were just starting today. Let one ask honestly whether the swallow of this spring is really different from the swallow of the first spring, and whether the miracle of creating something from nothing has truly repeated itself millions of times, only to lead to absolute nothingness. I know well that if I seriously claimed that the cat currently playing in the yard is the same one that jumped and played there three hundred years ago, people would think I've lost my mind; but I also know it’s crazier to believe that today's cat is entirely different in its essence from the cat of three hundred years ago. One only needs to genuinely reflect on one of these higher vertebrates to become aware that this deep nature, as it exists in totality, cannot possibly turn into nothing; yet, on the other hand, we recognize its temporary nature. This is because, in this animal, the infinite nature of its idea (species) is manifested in the finiteness of the individual. In a certain sense, it is true that in the individual we always see another being—in a sense that depends on the principle of sufficient reason, which includes time and space, forming the principle of individuation. But in another sense, it is not true—in the sense that reality pertains to the enduring forms of things, the Ideas alone, which was so evident to Plato that it became a foundational thought, the core of his philosophy; he made understanding it the measure of one's capacity for philosophy in general.
As the scattered drops of the roaring waterfall change with lightning rapidity, while the rainbow, whose supporter they are, remains immovably at rest, quite untouched by that ceaseless change, so every Idea, i.e., every species of living creature remains quite untouched by the continual change of its individuals. But it is the Idea, or the species in which the will to live is really rooted, and manifests itself; and therefore also the will [pg 275] is only truly concerned in the continuance of the species. For example, the lions which are born and die are like the drops of the waterfall; but the leonitas, the Idea or form of the lion, is like the unshaken rainbow upon it. Therefore Plato attributed true being to the Ideas alone, i.e., to the species; to the individuals only a ceaseless arising and passing away. From the profound consciousness of his imperishable nature really springs also the confidence and peace of mind with which every brute, and even human individual, moves unconcernedly along amid a host of chances, which may annihilate it any moment, and, moreover, moves straight on to death: out of its eyes, however, there shines the peace of the species, which that death does not affect, and does not concern. Even to man this peace could not be imparted by uncertain and changing dogmas. But, as was said, the contemplation of every animal teaches that death is no obstacle to the kernel of life, to the will in its manifestation. What an unfathomable mystery lies, then, in every animal! Look at the nearest one; look at your dog, how cheerfully and peacefully he lives! Many thousands of dogs have had to die before it came to this one's turn to live. But the death of these thousands has not affected the Idea of the dog; it has not been in the least disturbed by all that dying. Therefore the dog exists as fresh and endowed with primitive force as if this were its first day and none could ever be its last; and out of its eyes there shines the indestructible principle in it, the archæus. What, then, has died during those thousands of years? Not the dog—it stands unscathed before us; merely its shadow, its image in our form of knowledge, which is bound to time. Yet how can one even believe that that passes away which for ever and ever exists and fills all time? Certainly the matter can be explained empirically; in proportion as death destroyed the individuals, generation produced new ones. But this empirical explanation is only an apparent explanation: it puts one riddle in the [pg 276] place of the other. The metaphysical understanding of the matter, although not to be got so cheaply, is yet the only true and satisfying one.
As the scattered drops of the roaring waterfall change incredibly quickly, while the rainbow, which they support, stays completely still, unaffected by that constant change, every Idea, i.e. every species of living creature remains untouched by the ongoing changes of its individuals. But it is the Idea, or the species where the will to live is really rooted, and it manifests itself; therefore, the will [pg 275] is truly concerned only with the continuation of the species. For instance, the lions that are born and die are like the drops of the waterfall; however, the leonitas, the Idea or form of the lion, is like the unshaken rainbow above it. That's why Plato attributed true being only to the Ideas, i.e. to the species; to individuals, only a constant coming into existence and passing away. From the deep awareness of its imperishable nature comes the confidence and peace of mind with which every creature, including humans, moves casually through a sea of chances that could end its life at any moment, and moreover, moves straight toward death: however, from its eyes shines the peace of the species, which that death does not affect or concern. Even to humans, this peace could not come from uncertain and changing beliefs. But as mentioned, observing every animal teaches that death is no barrier to the core of life, to the will in its expression. What an unfathomable mystery lies in every animal! Look at the nearest one; look at your dog, how cheerfully and peacefully it lives! Many thousands of dogs have died before it was this one's turn to live. But the death of those thousands has not affected the Idea of the dog; it hasn’t been disturbed by all that dying at all. Therefore, the dog exists as fresh and strong as if today were its first day and none could ever be its last; and from its eyes shines the indestructible principle within it, the archæus. So, what has died over those thousands of years? Not the dog—it stands unscathed before us; just its shadow, its image in our understanding, which is tied to time. Yet how can one believe that what forever exists and fills all time could ever pass away? Of course, the matter can be explained practically; as death wiped out individuals, new ones were born. But this practical explanation is only a superficial one: it replaces one mystery with another. The metaphysical understanding of the matter, though not easy to grasp, is the only true and satisfying explanation.
Kant, in his subjective procedure, brought to light the truth that time cannot belong to the thing in itself, because it lies pre-formed in our apprehension. Now death is the temporal end of the temporal phenomenon; but as soon as we abstract time, there is no longer any end, and this word has lost all significance. But I, here upon the objective path, am trying to show the positive side of the matter, that the thing in itself remains untouched by time, and by that which is only possible through time, arising and passing away, and that the phenomena in time could not have even that ceaselessly fleeting existence which stands next to nothingness, if there were not in them a kernel of the infinite. Eternity is certainly a conception which has no perception as its foundation; accordingly it has also a merely negative content; it signifies a timeless existence. Time is yet merely an image of eternity, ὁ χρονος εἰκων τον αἰωνος, as Plotinus has it; and in the same way our temporal existence is a mere image of our true nature. This must lie in eternity, just because time is only the form of our knowledge; but on account of this alone do we know our own existence, and that of all things as transitory, finite, and subject to annihilation.
Kant, through his subjective approach, revealed that time cannot belong to the thing-in-itself because it is pre-formed in our understanding. Death is the end of the temporal phenomenon; however, once we abstract time, there is no longer any end, and the term loses all meaning. But I, on the objective path, am attempting to illustrate the positive aspect of the matter, that the thing-in-itself remains unaffected by time and by what only occurs through time—birth and decay. The phenomena in time couldn’t even have that constantly fleeting existence that is close to nothingness if there weren’t a core of the infinite within them. Eternity is certainly a concept that has no foundation in perception; thus, it has only a negative meaning; it indicates a timeless existence. Time is just an image of eternity, ὁ χρονος εἰκων τον αἰωνος, as Plotinus puts it; and similarly, our temporal existence is merely an image of our true nature. This must reside in eternity, precisely because time is only the form of our knowledge; yet it is because of this that we understand our own existence, and that of all things as temporary, finite, and subject to destruction.
In the second book I have shown that the adequate objectivity of the will as the thing in itself, at each of its grades, is the (Platonic) Idea; similarly in the third book that the Ideas of things have the pure subject of knowledge as their correlative; consequently the knowledge of them only appears exceptionally and temporarily under specially favourable conditions. For individual knowledge, on the other hand, thus in time, the Idea presents itself under the form of the species, which is the Idea broken up through its entrance into time. Therefore the species is the most immediate objectification of the thing [pg 277] in itself, i.e., of the will to live. The inmost nature of every brute, and also of man, accordingly lies in the species; thus the will to live, which is so powerfully active, is rooted in this, not really in the individual. On the other hand, in the individual alone lies the immediate consciousness: accordingly it imagines itself different from the species, and therefore fears death. The will to live manifests itself in relation to the individual as hunger and the fear of death: in relation to the species as sexual instinct and passionate care for the offspring. In agreement with this we find nature, which is free from that delusion of the individual, as careful for the maintenance of the species as it is indifferent to the destruction of the individuals: the latter are always only means, the former is the end. Therefore a glaring contrast appears between its niggardliness in the endowment of the individuals and its prodigality when the species is concerned. In the latter case from one individual are often annually obtained a hundred thousand germs, and more; for example, from trees, fishes, crabs, termites, and many others. In the former case, on the contrary, only barely enough in the way of powers and organs is given to each to enable it with ceaseless effort to maintain its life. And, therefore, if an animal is injured or weakened it must, as a rule, starve. And where an incidental saving was possible, through the circumstance that one part could upon necessity be dispensed with, it has been withheld, even out of order. Hence, for example, many caterpillars are without eyes; the poor creatures grope in the dark from leaf to leaf, which, since they lack feelers, they do by moving three-fourths of their body back and forward in the air, till they find some object. Hence they often miss their food which is to be found close by. But this happens in consequence of the lex parsimoniæ naturæ, to the expression of which natura nihil facit supervacaneum one may add et nihil largitur. The same tendency of nature shows itself also in the fact that the [pg 278] more fit the individual is, on account of his age, for the propagation of the species, the more powerfully does the vis naturæ medicatrix manifest itself in him, and therefore his wounds heal easily, and he easily recovers from diseases. This diminishes along with the power of generation, and sinks low after it is extinct; for now in the eyes of nature the individual has become worthless.
In the second book, I showed that the true objectivity of the will, as the thing in itself at each of its levels, is the (Platonic) Idea. Similarly, in the third book, I argued that the Ideas of things have the pure subject of knowledge as their counterpart; thus, knowledge of them appears only under special, favorable conditions. On the other hand, individual knowledge presents the Idea as the species, which is the Idea altered by its entry into time. Therefore, the species is the closest objectification of the thing in itself, or the will to live. The core essence of every animal, including humans, lies in the species; hence, the powerful will to live is rooted in this, not in the individual. However, only the individual possesses immediate consciousness, leading it to perceive itself as separate from the species and, consequently, to fear death. The will to live manifests for the individual as hunger and the fear of death, while for the species, it appears as sexual instinct and a passionate care for offspring. Accordingly, we see that nature, free from the delusion of the individual, is just as attentive to preserving the species as it is indifferent to the destruction of individuals; the latter are merely means, while the former is the goal. Thus, there is a stark contrast between its stinginess in providing for individuals and its generosity when it comes to the species. In the latter case, one individual can often produce hundreds of thousands of offspring each year, such as trees, fish, crabs, termites, and many others. In contrast, only just enough capabilities and organs are provided to each individual to ensure that it can tirelessly strive to maintain its existence. Therefore, if an animal is injured or weak, it typically must starve. When saving was occasionally possible because one part could be sacrificed, it has been withheld unnecessarily. For instance, many caterpillars lack eyes; these unfortunate creatures move from leaf to leaf in the dark and, lacking feelers, swing three-fourths of their body back and forth in the air until they find something. As a result, they often miss food that is nearby. This occurs due to the principle of nature's frugality, to which one can add that nature does nothing superfluous and gives nothing extravagantly. The same tendency of nature is evident in the fact that the more suited an individual is for reproducing the species due to its age, the more effectively nature’s healing power manifests in it, leading to quicker healing and recovery from illness. This healing ability diminishes as reproductive capability decreases and becomes almost nonexistent after it ends; in nature's eyes, the individual then has become worthless.
If now we cast another glance at the scale of existences, with the whole of their accompanying gradations of consciousness, from the polyp up to man, we see this wonderful pyramid, kept in ceaseless oscillation certainly by the constant death of the individuals, yet by means of the bond of generation, enduring in the species through the infinite course of time. While, then, as was explained above, the objective, the species, presents itself as indestructible, the subjective, which consists merely in the self-consciousness of these beings, seems to be of the shortest duration, and to be unceasingly destroyed, in order, just as often, to come forth again from nothing in an incomprehensible manner. But, indeed, one must be very short-sighted to let oneself be deceived by this appearance, and not to comprehend that, although the form of temporal permanence only belongs to the objective, the subjective, i.e., the will, which lives and manifests itself in all, and with it the subject of the knowledge in which all exhibits itself, must be not less indestructible; because the permanence of the objective, or external, can yet only be the phenomenal appearance of the indestructibility of the subjective or internal; for the former can possess nothing which it has not received on loan from the latter; and cannot be essentially and originally an objective, a phenomenon, and then secondarily and accidentally a subjective, a thing in itself, a self-consciousness. For clearly the former as a manifestation presupposes something which manifests itself, as being for other presupposes a being for self, and as object presupposes a subject; and not conversely: because everywhere the root of things must [pg 279] lie in that which they are for themselves, thus in the subjective, not in the objective, i.e., in that which they are only for others, in a foreign consciousness. Accordingly we found in the first book that the right starting-point for philosophy is essentially and necessarily the subjective, i.e., the idealistic starting-point; and also that the opposite starting-point, that which proceeds from the objective, leads to materialism. At bottom, however, we are far more one with the world than we commonly suppose: its inner nature is our will, its phenomenal appearance is our idea. For any one who could bring this unity of being to distinct consciousness, the difference between the continuance of the external world after his death and his own continuance after death would vanish. The two would present themselves to him as one and the same; nay, he would laugh at the delusion that could separate them. For the understanding of the indestructibility of our nature coincides with that of the identity of the macrocosm and the microcosm. Meanwhile one may obtain light upon what is said here by a peculiar experiment, performed by means of the imagination, an experiment which might be called metaphysical. Let any one try to present vividly to his mind the time, in any case not far distant, when he will be dead. Then he thinks himself away and lets the world go on existing; but soon, to his own astonishment, he will discover that he was nevertheless still there. For he intended to present the world to his mind without himself; but the ego is the immediate element in consciousness, through which alone the world is brought about, and for which alone it exists. This centre of all existence, this kernel of all reality, is to be abolished, and yet the world is to go on existing; it is a thought which can be conceived in the abstract, but not realised. The endeavour to accomplish this, the attempt to think the secondary without the primary, the conditioned without the condition, that which is supported without the supporter, always fails, much in the [pg 280] same way as the attempt to think an equilateral, right-angled triangle, or a destruction or origination of matter, and similar impossibilities. Instead of what was intended, the feeling here presses upon us that the world is not less in us than we in it, and that the source of all reality lies within us. The result is really this: the time when I shall not be will objectively come; but subjectively it can never come. It might therefore, indeed, be asked, how far every one, in his heart, actually believes in a thing which he really cannot conceive at all; or whether, since the profound consciousness of the indestructibleness of our true nature associates itself with that merely intellectual experiment, which, however, has already been made more or less distinctly by every one, whether, I say, our own death is not perhaps for us at bottom the most incredible thing in the world.
If we take another look at the range of existences, along with all their varying levels of consciousness, from the polyp to humans, we see this incredible pyramid, constantly shifting due to the ongoing death of individuals, yet enduring across generations throughout endless time. While, as explained earlier, the goal, the species, seems indestructible, the subjective, which is simply the self-awareness of these beings, appears to vanish quickly, only to reemerge from nothing in a mysterious way. However, one must be very shortsighted to be fooled by this appearance and fail to see that, although the form of temporal stability belongs only to the objective, the subjective, i.e. the will that exists and expresses itself in all beings, along with the subject of the knowledge in which everything is revealed, must also be indestructible. This is because the permanence of the objective or external can only be the visible sign of the indestructibility of the subjective or internal; the former has nothing that it hasn't borrowed from the latter; it cannot be essentially and originally an objective phenomenon and, then secondarily and accidentally a subjective, a thing in itself, a self-consciousness. Clearly, the former, as a manifestation, presupposes something that manifests, just as being for others presupposes being for oneself, and as an object presupposes a subject; not the other way around. This is because the essence of things must [pg 279] lie in what they are for themselves, in the subjective, not in the objective, i.e., in what they are only for others, in someone else's consciousness. Thus, we found in the first book that the correct foundation for philosophy is fundamentally and necessarily the subjective, i.e. the idealistic perspective; and that the opposing viewpoint, which starts from the objective, leads to materialism. However, fundamentally, we are much more connected to the world than we usually think: its inner nature is our will, and its external appearance is our idea. For someone who could clearly understand this unity of existence, the distinction between the continuation of the external world after their death and their own continuation after death would disappear. The two would appear to be one and the same; in fact, they would laugh at the illusion that could separate them. Understanding the indestructibility of our nature aligns with understanding the identity of the macrocosm and the microcosm. Meanwhile, we can gain insight into what is being discussed here through a unique experiment using our imagination, which could be called metaphysical. Let anyone try to vividly capture in their mind the time, not too far away, when they will be dead. They will imagine themselves gone and let the world continue to exist, but soon, to their surprise, they will realize they were still there. They intended to represent the world in their mind without themselves, but the ego is the immediate element in consciousness through which the world is created and for which it exists. This center of all existence, this essence of all reality, is to be removed, yet the world is supposed to keep existing; it is a thought that can be imagined in the abstract, but not realized. The attempt to achieve this, the effort to think of the secondary without the primary, the conditioned without the condition, the thing supported without the supporter, always fails, much like trying to think of an equilateral right-angled triangle, or the destruction or creation of matter, and similar impossibilities. Instead of what was intended, the feeling here presses upon us that the world is not less within us than we are in it, and that the source of all reality lies within us. The conclusion is this: the time when I will no longer exist will come objectively; but subjectively, it can never arrive. Therefore, one might ask how much everyone truly believes in something they really can't conceive at all; or whether the deep consciousness of the indestructibility of our true nature, which connects with that purely intellectual experiment that everyone has somewhat undergone, means that our own death is perhaps, ultimately, the most unbelievable thing in the world.
The deep conviction of the indestructibleness of our nature through death, which, as is also shown by the inevitable qualms of conscience at its approach, every one carries at the bottom of his heart, depends altogether upon the consciousness of the original and eternal nature of our being: therefore Spinoza expresses it thus: “Sentimus, experimurque, nos æternos esse.” For a reasonable man can only think of himself as imperishable, because he thinks of himself as without beginning, as eternal, in fact as timeless. Whoever, on the other hand, regards himself as having become out of nothing must also think that he will again become nothing; for that an eternity had passed before he was, and then a second eternity had begun, through which he will never cease to be, is a monstrous thought. Really the most solid ground for our immortality is the old principle: “Ex nihilo nihil fit, et in nihilum nihil potest reverti.” Theophrastus Paracelsus very happily says (Works, Strasburg, 1603, vol. ii. p. 6): “The soul in me has arisen out of something; therefore it does not come to nothing; for it comes out of something.” He gives the true reason. But whoever [pg 281] regards the birth of the man as his absolute beginning must regard death as his absolute end. For both are what they are in the same sense; consequently every one can only think of himself as immortal so far as he also thinks of himself as unborn, and in the same sense. What birth is, that also is death, according to its nature and significance: it is the same line drawn in two directions. If the former is an actual arising out of nothing, then the latter is also an actual annihilation. But in truth it is only by means of the eternity of our real being that we can conceive it as imperishable, and consequently this imperishableness is not temporal. The assumption that man is made out of nothing leads necessarily to the assumption that death is his absolute end. Thus in this the Old Testament is perfectly consistent; for no doctrine of immortality is suitable to a creation out of nothing. New Testament Christianity has such a doctrine because it is Indian in spirit, and therefore more than probably also of Indian origin, although only indirectly, through Egypt. But to the Jewish stem, upon which that Indian wisdom had to be grafted in the Holy Land, such a doctrine is as little suited as the freedom of the will to its determinism, or as
The deep belief in our nature’s ability to endure beyond death—that every person carries in their heart, as shown by the unavoidable pangs of conscience when facing it—entirely relies on the awareness of our original and eternal essence. Spinoza puts it this way: “We feel, and we experience, we are eternal.” A rational person can only see themselves as eternal because they perceive themselves as having no beginning, as timeless and essentially eternal. Conversely, anyone who thinks they originated from nothing must also believe they will return to nothing; the idea that an eternity existed before their existence, followed by another eternity during which they will never cease to exist, is a disturbing notion. The most solid basis for our immortality is the old principle: “Nothing comes from nothing, and nothing can return to nothing..” Theophrastus Paracelsus aptly states (Works, Strasburg, 1603, vol. ii. p. 6): “The soul within me has emerged from something; therefore, it doesn’t lead to nothing; it comes from something.” He provides the true explanation. But anyone who [pg 281] views a person's birth as their absolute beginning must also see death as their absolute end. Both are defined in the same way; thus, one can only consider oneself eternal as far as they also see themselves as unborn, in the same way. Birth and death are essentially the same in nature and significance: they are two directions of the same line. If the former is a true emergence from nothing, then the latter must also be a true annihilation. However, it is only through the forever of our true being that we can conceive of it as imperishable; therefore, this imperishability isn’t bound by time. The belief that humans are created from nothing inevitably leads to the conclusion that death is their ultimate end. In this regard, the Old Testament is perfectly consistent, as no doctrine of immortality fits the idea of creation from nothing. New Testament Christianity holds such a doctrine because it is influenced by Indian thought, likely stemming from Indian traditions, albeit indirectly through Egypt. However, for the Jewish heritage that had to incorporate this Indian wisdom in the Holy Land, such a doctrine is as incompatible as the notion of free will is to its deterministic roots.
It is always bad if one cannot be thoroughly original, and dare not carve out of the whole wood. Brahmanism and Buddhism, on the other hand, have quite consistently, besides the continued existence after death, an existence before birth to expiate the guilt of which we have this life. Moreover, how distinctly conscious they were of the necessary consistency in this is shown by the following passage from Colebrooke's “History of the Indian Philosophy” in the “Transac. of the Asiatic London Society,” vol. i. p. 577: “Against the system of the Bhagavatas which is but partially heretical, the objection upon which [pg 282] the chief stress is laid by Vyaso is, that the soul would not be eternal if it were a production, and consequently had a beginning.” Further, in Upham's “Doctrine of Buddhism,” p. 110, it is said: “The lot in hell of impious persons called Deitty is the most severe: these are they who, discrediting the evidence of Buddha, adhere to the heretical doctrine that all living beings had their beginning in the mother's womb, and will have their end in death.”
It’s always a problem if someone can’t be completely original and doesn’t dare to create from scratch. Brahmanism and Buddhism, however, have consistently embraced the idea of an existence before birth, in addition to the continued existence after death, to make up for the guilt we carry in this life. Moreover, their clear awareness of the need for consistency is illustrated by the following quote from Colebrooke's "History of Indian Philosophy" in the "Transactions of the Asiatic London Society," vol. i. p. 577: "Vyaso's main argument against the Bhagavatas system, which is only partly heretical, is that the soul cannot be eternal if it is created and has a beginning." Furthermore, in Upham's "Buddhist teachings," p. 110, it states: "The worst fate in hell for impious individuals known as Deitty is for those who, by denying the evidence of Buddha, hold on to the false belief that all living beings begin in the mother's womb and end in death."
Whoever conceives his existence as merely accidental must certainly fear that he will lose it by death. On the other hand, whoever sees, even only in general, that his existence rests upon some kind of original necessity will not believe that this which has produced so wonderful a thing is limited to such a brief span of time, but that it is active in every one. But he will recognise his existence as necessary who reflects that up till now, when he exists, already an infinite time, thus also an infinity of changes, has run its course, but in spite of this he yet exists; thus the Whole range of all possible states has already exhausted itself without being able to destroy his existence. If he could ever not be, he would already not be now. For the infinity of the time that has already elapsed, with the exhausted possibility of the events in it, guarantees that what exists, exists necessarily. Therefore every one must conceive himself as a necessary being, i.e., as a being whose existence would follow from its true and exhaustive definition if one only had it. In this line of thought, then, really lies the only immanent proof of the imperishableness of our nature, i.e., the only proof of this that holds good within the sphere of empirical data. In this nature existence must inhere, because it shows itself as independent of all states which can possibly be introduced through the chain of causes; for these states have already done what they could, and yet our existence has remained unshaken by it, as the ray of light by the storm wind which it cuts through. If time, of its own resources, [pg 283] could bring us to a happy state, then we would already have been there long ago; for an infinite time lies behind us. But also: if it could lead us to destruction, we would already have long been no more. From the fact that we now exist, it follows, if well considered, that we must at all times exist. For we are ourselves the nature which time has taken up into itself in order to fill its void; consequently it fills the whole of time, present, past, and future, in the same way, and it is just as impossible for us to fall out of existence as to fall out of space. Carefully considered, it is inconceivable that what once exists in all the strength of reality should ever become nothing, and then not be, through an infinite time. Hence has arisen the Christian doctrine of the restoration of all things, that of the Hindus of the constantly repeated creation of the world by Brahma, together with similar dogmas of the Greek philosophers. The great mystery of our being and not being, to explain which these and all kindred dogmas have been devised, ultimately rests upon the fact that the same thing which objectively constitutes an infinite course of time is subjectively an indivisible, ever present present: but who comprehends it? It has been most distinctly set forth by Kant in his immortal doctrine of the ideality of time and the sole reality of the thing in itself. For it results from this that the really essential part of things, of man, of the world, lies permanently and enduringly in the Nunc stans, firm and immovable; and that the change of the phenomena and events is a mere consequence of our apprehension of them by means of our form of perception, which is time. Accordingly, instead of saying to men, “Ye have arisen through birth, but are immortal,” one ought to say to them, “Ye are not nothing,” and teach them to understand this in the sense of the saying attributed to Hermes Trismegistus, “Το γαρ ὀν ἀει ἐσται” (Quod enim est, erit semper), Stob. Ecl., i. 43, 6. If, however, this does not succeed, but the anxious heart raises its old [pg 284] lament, “I see all beings arise through birth out of nothing, and after a brief term again return to this; my existence also, now in the present, will soon lie in the distant past, and I will be nothing!”—the right answer is, “Dost thou not exist? Hast thou not within thee the valuable present, after which ye children of time so eagerly strive, now within, actually within? And dost thou understand how thou hast attained to it? Knowest thou the paths which have led thee to it, that thou canst know they will be shut against thee by death? An existence of thyself after the destruction of thy body is not conceivable by thee as possible; but can it be more inconceivable to thee than thy present existence, and how thou hast attained to it? Why shouldst thou doubt but that the secret paths to this present, which stood open to thee, will also stand open to every future present?”
Whoever thinks their existence is just a coincidence must surely be afraid of losing it to death. On the flip side, anyone who realizes, even just generally, that their existence is based on some kind of fundamental necessity won’t believe that such a wondrous thing could only last for a short time. Instead, they will see that it’s active in everyone. Those who contemplate the fact that they have existed for an infinite amount of time, even with countless changes occurring, will understand their existence as necessary; despite all this, they still exist. This means that every possibility had already been exhausted without eliminating their existence. If they could have ever not existed, they wouldn’t exist now. The infinite time that has passed, along with all the events that have occurred, guarantees that what exists, exists necessarily. Therefore, everyone must see themselves as a necessary being, i.e., as a being whose existence would naturally follow from a complete and accurate definition if it were available. This way of thinking contains the only inherent proof of the permanence of our nature, i.e., the only proof that is valid within the realm of empirical evidence. In this nature, existence must be inherent because it appears to be independent of all states that could possibly arise from a chain of causes; these states have already done everything they could, yet our existence remains unaffected, just like a ray of light cutting through a storm. If time could, on its own, lead us to a happy state, we would have been there a long time ago since an infinite time lies behind us. Similarly, if it could bring about our destruction, we would have ceased to exist long before now. The simple fact that we currently exist indicates that we must always exist. We are the very nature that time has absorbed itself into to fill its void; therefore, time encompasses all moments—past, present, and future—in the same way, making it just as impossible for us to cease to exist as it is to fall out of space. Upon further reflection, it’s unthinkable that something that exists with such reality could ever become nothing for an infinite period. This has led to the Christian belief in the restoration of all things, the Hindu concept of the recurring creation of the world by Brahma, and similar ideas from ancient Greek philosophers. The profound mystery of our being and non-being, which these and related doctrines attempt to explain, rests on the fact that what constitutes an infinite span of time objectively is, subjectively, an indivisible, ever-present now: but who can truly grasp this? Kant articulated this most clearly in his timeless theory of the ideality of time and the reality of things in themselves. This implies that the essential part of everything—a person, the world—remains permanent and enduring in the Nunc stans, steadfast and unmoving; changes in phenomena and events are merely a result of our perception, which is bounded by time. Thus, instead of telling people, “You were born into this world, but you are eternal,” we should tell them, "You are not insignificant," and help them understand it in the context of the saying attributed to Hermes Trismegistus, “It will always be.” (What is, will always be), Stob. Ecl., i. 43, 6. However, if this fails and their anxious heart raises the old [pg 284] lament, "I see all beings come into existence through birth from nothing, and after a little while, return to that; my life, right now in the present, will soon just be a memory, and I will be nothing!"—the correct response is, “Don’t you exist? Don’t you have the valuable present within you that the children of time are desperately seeking right now? And do you understand how you’ve reached it? Do you know the paths that led you here, paths that will surely be closed to you by death? The idea of your existence after your body is gone is something you can’t imagine being possible; but can it be more unimaginable to you than your current existence and how you got here? Why should you doubt that the secret paths to this present moment, which were once available to you, will also be available for every future moment?”
If, then, considerations of this kind are at any rate adapted to awaken the conviction that there is something in us which death cannot destroy, this yet only takes place by raising us to a point of view from which birth is not the beginning of our existence. But from this it follows that what is proved to be indestructible by death is not properly the individual, which, moreover, as having arisen through generation, and having in itself the qualities of the father and mother, presents itself as a mere difference of the species, but as such can only be finite. As, in accordance with this, the individual has no recollection of its existence before its birth, so it can have no remembrance of its present existence after death. But every one places his ego in consciousness; this seems to him therefore to be bound to individuality, with which, besides, everything disappears which is peculiar to him, as to this, and distinguishes him from others. His continued existence without individuality becomes to him therefore indistinguishable from the continuance of other beings, and he sees his ego sink. But whoever thus links his existence to the identity of consciousness, and therefore desires an endless [pg 285] existence after death for this, ought to reflect that he can certainly only attain this at the price of just as endless a past before birth. For since he has no remembrance of an existence before birth, thus his consciousness begins with birth, he must accept his birth as an origination of his existence out of nothing. But then he purchases the endless time of his existence after death for just as long a time before birth; thus the account balances without any profit for him. If, on the other hand, the existence which death leaves untouched is different from that of the individual consciousness, then it must be independent of birth, just as of death; and therefore, with regard to it, it must be equally true to say, “I will always be,” and “I have always been;” which then gives two infinities for one. But the great equivocation really lies in the word “I,” as any one will see at once who remembers the contents of our second book, and the separation which is made there of the willing from the knowing part of our nature. According as I understand this word I can say, “Death is my complete end;” or, “This my personal phenomenal existence is just as infinitely small a part of my true nature as I am of the world.” But the “I” is the dark point in consciousness, as on the retina the exact point at which the nerve of sight enters is blind, as the brain itself is entirely without sensation, the body of the sun is dark, and the eye sees all except itself. Our faculty of knowledge is directed entirely towards without, in accordance with the fact that it is the product of a brain function, which has arisen for the purpose of mere self-maintenance, thus of the search for nourishment and the capture of prey. Therefore every one knows himself only as this individual as it presents itself in external perception. If, on the other hand, he could bring to consciousness what he is besides and beyond this, then he would willingly give up his individuality, smile at the tenacity of his attachment to it, and say, “What is the loss of this individuality to me, who bear in myself the possibility of [pg 286] innumerable individualities?” He would see that even if a continued existence of his individuality does not lie before him, it is yet quite as good as if he had such an existence, because he carries in himself complete compensation for it. Besides, however, it may further be taken into consideration that the individuality of most men is so miserable and worthless that with it they truly lose nothing, and that that in them which may still have some worth is the universal human element; but to this imperishableness can be promised. Indeed, even the rigid unalterableness and essential limitation of every individual would, in the case of an endless duration of it, necessarily at last produce such great weariness by its monotony that only to be relieved of this one would prefer to become nothing. To desire that the individuality should be immortal really means to wish to perpetuate an error infinitely. For at bottom every individuality is really only a special error, a false step, something that had better not be; nay, something which it is the real end of life to bring us back from. This also finds confirmation in the fact that the great majority, indeed really all men, are so constituted that they could not be happy in whatever kind of world they might be placed. In proportion as such a world excluded want and hardship, they would become a prey to ennui, and in proportion as this was prevented, they would fall into want, misery, and suffering. Thus for a blessed condition of man it would be by no means sufficient that he should be transferred to a “better world,” but it would also be necessary that a complete change should take place in himself; that thus he should no longer be what he is, and, on the contrary, should become what he is not. But for this he must first of all cease to be what he is: this desideratum is, as a preliminary, supplied by death, the moral necessity of which can already be seen from this point of view. To be transferred to another world and to have his whole nature changed are, at bottom, one and the same. Upon this also ultimately rests that dependence [pg 287] of the objective upon the subjective which the idealism of our first book shows. Accordingly here lies the point at which the transcendent philosophy links itself on to ethics. If one considers this one will find that the awaking from the dream of life is only possible through the disappearance along with it of its whole ground-warp also, But this is its organ itself, the intellect together with its forms, with which the dream would spin itself out without end, so firmly is it incorporated with it. That which really dreamt this dream is yet different from it, and alone remains over. On the other hand, the fear that with death all will be over may be compared to the case of one who imagines in a dream that there are only dreams without a dreamer. But now, after an individual consciousness has once been ended by death, would it even be desirable that it should be kindled again in order to continue for ever? The greater part of its content, nay, generally its whole content, is nothing but a stream of small, earthly, paltry thoughts and endless cares. Let them, then, at last be stilled! Therefore with a true instinct, the ancients inscribed upon their gravestones: Securitati perpetuæ;—or Bonæ quieti. But if here, as so often has happened, a continued existence of the individual consciousness should be desired, in order to connect with it a future reward or punishment, what would really be aimed at in this would simply be the compatibility of virtue and egoism. But these two will never embrace: they are fundamentally opposed. On the other hand, the conviction is well founded, which the sight of noble conduct calls forth, that the spirit of love, which enjoins one man to spare his enemy, and another to protect at the risk of his life some one whom he has never seen before, can never pass away and become nothing.
If these kinds of thoughts can at least make us feel there's something within us that death cannot erase, it only happens by lifting us to a perspective where birth isn't the start of our existence. From this viewpoint, what we prove to be indestructible by death isn’t really the individual. The individual, having come into being through reproduction and sharing qualities with its parents, is merely a variation of a species and can only be finite. Just as individuals have no memory of their existence before birth, they also can’t remember their current existence after death. Yet, everyone places their sense of self in awareness; this makes them think it’s tied to individuality, which disappears along with everything unique that differentiates them from others. Therefore, their survival without individuality feels indistinguishable from the continuation of other beings, leading them to perceive their ego as fading away. Anyone who connects their existence to the identity of consciousness and desires an endless [pg 285] existence after death should consider that they can only achieve this at the cost of an equally endless past before birth. Since they have no recollection of an existence before birth, and their consciousness begins at birth, they must accept their birth as the emergence of existence from nothing. Hence, they trade the endless time of existence after death for the same duration before birth, resulting in a balance with no gain for them. However, if the existence that death leaves untouched is different from individual consciousness, then it must be independent of both birth and death; thus, it must equally be true to say, "I'll always be," and "I've always been;" providing two infinities for one. The real confusion lies in the word “I,” which anyone can recognize if they recall the content of our second book and the distinction made there between the willing and knowing parts of our nature. Depending on how I interpret this word, I can say, “Death is my final end;” or, "This personal, incredible existence is just as tiny a part of my true nature as I am of the world." The "I" is the dark spot in consciousness, similar to how the precise spot on the retina where the optic nerve enters is blind, how the brain lacks sensation entirely, how the body of the sun is dark, and how the eye sees everything but itself. Our ability to know is directed outward, reflecting its nature as a product of brain function, which developed for mere self-preservation, such as seeking food and hunting. Consequently, everyone understands themselves only as the individual that appears in external perception. If, however, they could bring to consciousness what they are beyond this, they would willingly let go of their individuality, laugh at their attachment to it, and say, “What does losing this individuality mean for me, when I hold within me the potential for [pg 286] countless individualities?” They would see that even if a continued existence of their individuality is not in store for them, it wouldn’t matter, as they hold within themselves a complete compensation for it. Moreover, it should be noted that the individuality of most people is so miserable and worthless that losing it means truly losing nothing, and that the part of them that still possesses worth is the universal human element; to this, imperishability can be assured. Indeed, the rigid unchanging nature and essential limitation of every individual will eventually create such great boredom through its monotony that one might prefer to be nothing just to escape it. Desiring individuality to be immortal essentially means wanting to prolong an error indefinitely. Because at its core, every individuality is merely a specific error, a misstep—it something better off not existing; it is the end of life to return us from it. This is supported by the fact that most, if not all, people are so structured that they couldn’t be happy in any kind of world they find themselves in. The more such a world lacks want and hardship, the more they succumb to boredom; conversely, the more hardship is present, the more they experience want, misery, and suffering. Thus, a blessed state for humanity would not be just transferring them to a "better world" but it would require a complete transformation within themselves; they would need to stop being what they are and instead become what they are not. But first, they must cease to be what they are, with death acting as a preliminary means for this necessity, which can be recognized from this perspective. Moving to another world and having one’s entire nature changed are ultimately one and the same. This also underpins the dependence [pg 287] of the objective on the subjective that the idealism of our first book illustrates. If we reflect on this, we find that awakening from life's dream is only possible through the simultaneous disappearance of its entire underlying fabric. But this is the very core of it, the intellect together with its forms, which would continue the dream endlessly, so closely is it woven together with it. That which truly dreamed this dream is separate from it and remains alone. On the other hand, the fear that everything ends with death can be likened to someone who thinks in a dream that there are only dreams without a dreamer. Yet, once individual consciousness has ended with death, would it even be desirable for it to be reignited just to continue forever? Most of its content, or indeed all of it, consists of a stream of trivial, earthly thoughts and endless worries. So, let them finally be quiet! Hence, with true insight, the ancients inscribed on their gravestones: Perpetual securities;—or Good rest. However, if, as has often happened, there is a desire for a continued existence of individual consciousness to link with future rewards or punishments, the aim here would simply be to reconcile virtue with self-interest. These two will never mesh: they are fundamentally opposed. On the flip side, the conviction that noble behavior inspires indicates that the spirit of love, urging one person to spare their enemy and another to risk their life for someone they’ve never met, can never fade away and become nothing.
The most thorough answer to the question as to the continued existence of the individual after death lies in Kant's great doctrine of the ideality of time, which just here shows itself specially fruitful and rich in consequences, [pg 288] for it substitutes a purely theoretical but well-proved insight for dogmas which upon one path as upon the other lead to the absurd, and thus settles at once the most exciting of all metaphysical questions. Beginning, ending, and continuing are conceptions which derive their significance simply and solely from time, and are therefore valid only under the presupposition of this. But time has no absolute existence; it is not the manner of being of the thing in itself, but merely the form of our knowledge of our existence and nature, and that of all things, which is just on this account very imperfect, and is limited to mere phenomena. Thus with reference to this knowledge alone do the conceptions of ceasing and continuing find application, not with reference to that which exhibits itself in these, the inner being of things in relation to which these conceptions have therefore no longer any meaning. For this shows itself also in the fact that an answer to the question which arises from those time-conceptions is impossible, and every assertion of such an answer, whether upon one side or the other, is open to convincing objections. One might indeed assert that our true being continues after death because it is false that it is destroyed; but one might just as well assert that it is destroyed because it is false that it continues: at bottom the one is as true as the other. Accordingly something like an antinomy might certainly be set up here. But it would rest upon mere negations. In it one would deny two contradictorily opposite predicates of the subject of the judgment, but only because the whole category of these predicates would be inapplicable to that subject. But if now one denies these two predicates, not together, but separately, it appears as if the contradictory opposite of the predicate which in each case is denied were proved of the subject of the judgment. This, however, depends upon the fact that here incommensurable quantities are compared, for the problem removes us to a scene where time is abolished, and yet asks about temporal properties which it is consequently equally false to attribute [pg 289] to, or to deny of the subject. This just means: the problem is transcendent. In this sense death remains a mystery.
The most thorough answer to the question of whether individuals continue to exist after death can be found in Kant's significant theory of the time's ideal state, which is particularly insightful and impactful here, [pg 288] because it replaces dogmas that, whether approach taken, lead to absurdity, thereby addressing one of the most intriguing metaphysical questions. Concepts of beginning, ending, and continuing gain their meaning solely from time, making them applicable only under that assumption. However, time doesn't have an absolute existence; it's not how things exist in themselves but merely a framework for our knowledge of existence and nature, which is therefore very limited and restricted to mere phenomena. In relation to this knowledge alone, the ideas of ceasing and continuing apply, not to the true essence of things, which renders these ideas meaningless. An answer to questions stemming from the concept of time is impossible, and any claim of such an answer, whether for or against, is vulnerable to strong counterarguments. One could argue that our true essence continues after death because it's untrue that it gets destroyed; but one could equally argue that it gets destroyed because it's untrue that it continues: at the core, both claims hold equal truth. An antinomy could certainly be established here, but it would be based on mere negations. It would involve denying two contradictory statements about the subject, but only because the entirety of those statements would be inapplicable to the subject itself. If we deny these two statements separately rather than together, it seems as if the opposite of the statement denied applies to the subject. However, this relies on comparing incomparable quantities because the problem refers us to a realm where time doesn't exist, while still questioning temporal attributes that are equally false to attribute to or deny of the subject. This simply indicates that the issue is transcendent. In this sense, death remains a mystery.
On the other hand, adhering to that distinction between phenomenon and thing in itself, we can make the assertion that, as phenomenon, man is certainly perishable, but yet his true being will not be involved in this. Thus this true being is indestructible, although, on account of the elimination of time-conceptions which is connected with it, we cannot attribute to it continuance. Accordingly we would be led here to the conception of an indestructibility which would yet be no continuance. Now this is a conception which, having been obtained on the path of abstraction, can certainly also be thought in the abstract, but yet cannot be supported by any perception, and consequently cannot really become distinct; yet, on the other hand, we must here keep in mind that we have not, like Kant, absolutely given up the knowledge of the thing in itself, but know that it is to be sought for in the will. It is true that we have never asserted an absolute and exhaustive knowledge of the thing in itself, but rather have seen very well that it is impossible to know anything as it is absolutely and in itself. For as soon as I know, I have an idea; but this idea, just because it is my idea, cannot be identical with what is known, but repeats it in an entirely different form, for it makes a being for other out of a being for self, and is thus always to be regarded as a phenomenal appearance of the thing in itself. Therefore for a knowing consciousness, however it may be constituted, there can be always only phenomena. This is not entirely obviated even by the fact that it is my own nature which is known; for, since it falls within my knowing consciousness, it is already a reflex of my nature, something different from this itself, thus already in a certain degree phenomenon. So far, then, as I am a knowing being, I have even in my own nature really only a phenomenon; so far, on the other hand, as I am directly this nature [pg 290] itself, I am not a knowing being. For it is sufficiently proved in the second book that knowledge is only a secondary property of our being, and introduced by its animal nature. Strictly speaking, then, we know even our own will always merely as phenomenon, and not as it may be absolutely in and for itself. But in that second book, and also in my work upon the will in nature, it is fully explained and proved that if, in order to penetrate into the inner nature of things, leaving what is given merely indirectly and from without, we stick to the only phenomenon into the nature of which an immediate insight from within is attainable, we find in this quite definitely, as the ultimate kernel of reality, the will, in which therefore we recognise the thing in itself in so far as it has here no longer space, although it still has time, for its form consequently really only in its most immediate manifestation, and with the reservation that this knowledge of it is still not exhaustive and entirely adequate. Thus in this sense we retain here also the conception of will as that of the thing in itself.
On the other hand, if we stick to the distinction between phenomenon and the thing in itself, we can say that, as a phenomenon, humans are definitely perishable, but their true essence isn’t affected by this. Therefore, this true essence is indestructible, even though, because of the way we perceive time in relation to it, we can’t say it continues. This leads us to the idea of an indestructibility that isn’t the same as continuity. This is an idea we can understand abstractly, but we can’t support it with any perception, so it can’t really become clear. However, unlike Kant, we haven’t completely given up on understanding the thing in itself; we recognize it can be found in the will. While we’ve never claimed to have absolute knowledge of the thing in itself, we’re well aware that knowing something as it truly is, absolutely and independently, is impossible. As soon as I understand, I have an idea; yet, because it’s my idea, it can’t be the same as what’s known, but rather reflects it in a completely different way, turning a being for itself into a being for others, and is always to be seen as a phenomenal appearance of the thing in itself. Therefore, for any knowing consciousness, whatever its nature, there are always only phenomena. This doesn’t change even if it’s my own nature that’s known; since it’s within my awareness consciousness, it’s already a reflection of my nature, different from it, and thus partially a phenomenon. As much as I’m a knowing being, I only have a phenomenon even within my own nature; conversely, as I am directly this nature [pg 290] itself, I am not a knowing being. The second book shows that knowledge is only a secondary attribute of our being, introduced by our animal nature. So, strictly speaking, we know our own will only as a phenomenon, not as it might be absolutely and independently. However, in that second book, as well as in my work on the will in nature, it’s fully explained and demonstrated that if we want to understand the true nature of things by looking beyond what is merely given and from the outside, we must focus on the only phenomenon that allows for direct insight from within. In doing so, we clearly find that the ultimate core of reality is the will, where we can recognize the thing in itself without space—although it still exists in time—so its form is only in its most immediate expression, with the understanding that this knowledge is still not complete and fully adequate. Thus, we also retain the idea of the will as that of the thing in itself.
The conception of ceasing to be is certainly applicable to man as a phenomenon in time, and empirical knowledge plainly presents death as the end of this temporal existence. The end of the person is just as real as was its beginning, and in the same sense as before birth we were not, after death we shall be no more. Yet no more can be destroyed by death than was produced by birth; thus not that through which birth first became possible. In this sense natus et denatus is a beautiful expression. But now the whole of empirical knowledge affords us merely phenomena; therefore only phenomena are involved in the temporal processes of coming into being and passing away, and not that which manifests itself in the phenomena, the thing in itself. For this the opposition of coming into being and passing away conditioned by the brain, does not exist at all, but has here lost meaning and significance. It thus remains untouched by the [pg 291] temporal end of a temporal phenomenon, and constantly retains that existence to which the conceptions of beginning, end, and continuance are not applicable. But the thing in itself, so far as we can follow it, is in every phenomenal being the will of this being: so also in man. Consciousness, on the other hand, consists in knowledge. But knowledge, as activity of the brain, and consequently as function of the organism, belongs, as has been sufficiently proved, to the mere phenomenon, and therefore ends with this. The will alone, whose work, or rather whose image was the body, is that which is indestructible. The sharp distinction of will from knowledge, together with the primacy of the former, which constitutes the fundamental characteristic of my philosophy, is therefore the only key to the contradiction which presents itself in so many ways, and arises ever anew in every consciousness, even the most crude, that death is our end, and that yet we must be eternal and indestructible, thus the sentimus, experimurque nos æternos esse of Spinoza. All philosophers have erred in this: they place the metaphysical, the indestructible, the eternal element in man in the intellect. It lies exclusively in the will, which is entirely different from the intellect, and alone is original. The intellect, as was most fully shown in the second book, is a secondary phenomenon, and conditioned by the brain, therefore beginning and ending with this. The will alone is that which conditions, the kernel of the whole phenomenon, consequently free from the forms of the phenomenon to which time belongs, thus also indestructible. Accordingly with death consciousness is certainly lost, but not that which produced and sustained consciousness; life is extinguished, but not the principle of life also, which manifested itself in it. Therefore a sure feeling informs every one that there is something in him which is absolutely imperishable and indestructible. Indeed the freshness and vividness of memories of the most distant time, of earliest childhood, bears witness to the fact that [pg 292] something in us does not pass away with time, does not grow old, but endures unchanged. But what this imperishable element is one could not make clear to oneself. It is not consciousness any more than it is the body upon which clearly consciousness depends. But it is just that which, when it appears in consciousness, presents itself as will. Beyond this immediate manifestation of it we certainly cannot go; because we cannot go beyond consciousness; therefore the question what that may be when it does not come within consciousness, i.e., what it is absolutely in itself, remains unanswerable.
The idea of ceasing to exist definitely applies to humans as a phenomenon in time, and empirical knowledge clearly shows death as the end of this temporal life. The end of a person is just as real as their beginning, and just as we did not exist before birth, we will not exist after death. However, nothing can be destroyed by death that was created by birth; what allowed birth to happen remains unchanged. In this sense, born and raised is a beautiful expression. Yet, all empirical knowledge provides us with merely phenomena; thus only phenomena are involved in the temporal processes of coming into being and passing away, and not that which manifests in the phenomena, the thing in itself. The opposition of coming into being and passing away, as conditioned by the brain, does not exist at all in this context and loses its meaning and significance. It remains untouched by the [pg 291] temporal end of a temporal phenomenon, constantly retaining an existence to which the concepts of beginning, end, and continuity do not apply. The thing in itself, as far as we can understand it, is the will of every being: including humans. Consciousness, on the other hand, consists of knowledge. But knowledge, as a function of the brain, belongs to the mere phenomenon, and therefore ends with it. The will alone, which the body represents or embodies, is what is indestructible. The clear distinction between will and knowledge, along with the primacy of the former—this being the fundamental characteristic of my philosophy—is the only key to resolving the contradiction that arises in every consciousness, even the simplest, that death is our end, yet we must be eternal and indestructible, reflecting Spinoza's idea that we feel and experience we are eternal. All philosophers have made a mistake here: they assign the metaphysical, the indestructible, the eternal aspect of humanity to the smarts. It lies solely in the gonna, which is completely separate from intellect and is original. The intellect, as demonstrated most thoroughly in the second book, is a secondary phenomenon conditioned by the brain, thus beginning and ending with it. The will alone is what conditions everything, the core of the whole phenomenon, and is free from the forms of the phenomenon that are bound to time, making it indestructible. Therefore, with death, consciousness is undoubtedly lost, but not that which produced and maintained consciousness; life is extinguished, but not the principle of life that manifested through it. That's why everyone has an innate feeling that there’s something within them that is absolutely imperishable and indestructible. In fact, the freshness and vividness of memories from the farthest past, from early childhood, testify to the truth that [pg 292] something within us does not fade with time, does not age, but remains unchanged. However, it’s impossible to clarify what this imperishable element is. It is neither consciousness nor the body, which consciousness clearly depends upon. It is precisely what, when it appears in consciousness, presents itself as will. Beyond this immediate manifestation of it, we cannot go; because we cannot go beyond consciousness, the question of what it might be outside of consciousness, i.e., what it is absolutely in itself, remains unanswered.
In the phenomenon, and by means of its forms, time and space, as principium individuationis, what presents itself is that the human individual perishes, while the human race, on the contrary, always remains and lives. But in the true being of things, which is free from these forms, this whole distinction between the individual and the race also disappears, and the two are immediately one. The whole will to live is in the individual, as it is in the race, and therefore the continuance of the species is merely the image of the indestructibility of the individual.
In this phenomenon, through its forms of time and space, as principle of individuation, what we see is that the individual human being dies, while the human race endures and thrives. However, in the true essence of things, which exists beyond these forms, the distinction between the individual and the race fades away, and they become one. The entire will to live exists within the individual, just as it does within the race, and thus, the continuation of the species is simply a reflection of the individual's indestructibility.
Since, then, the infinitely important understanding of the indestructibility of our true nature by death depends entirely upon the distinction between phenomenon and thing in itself, I wish now to bring this difference into the clearest light by explaining it in the opposite of death, thus in the origin of the animal existence, i.e., generation. For this process, which is just as mysterious as death, presents to us most directly the fundamental opposition between the phenomenal appearance and the true being of things, i.e., between the world as idea and the world as will, and also the entire heterogeneity of the laws of these two. The act of procreation presents itself to us in a twofold manner: first, for self-consciousness, whose only object, as I have often shown, is the will, with all its affections; and then for the consciousness of other things, [pg 293] i.e., the world of idea, or the empirical reality of things. Now, from the side of the will, thus inwardly, subjectively, for self-consciousness, that act presents itself as the most immediate and complete satisfaction of the will, i.e., as sensual pleasure. From the side of the idea, on the other hand, thus externally, objectively, for the consciousness of other things, this act is just the woof of the most cunning of webs, the foundation of the inexpressibly complicated animal organism, which then only requires to be developed to become visible to our astonished eyes. This organism, whose infinite complication and perfection is only known to him who has studied anatomy, cannot, from the side of the idea, be otherwise conceived and thought of than as a system devised with the most ingenious forethought and carried out with the most consummate skill and exactness, as the most arduous work of profound reflection. But from the side of the will we know, through self-consciousness, the production of this organism as the work of an act which is exactly the opposite of all reflection, an impetuous, blind impulse, an exceedingly pleasurable sensation. This opposition is closely related to the infinite contrast, which is shown above, between the absolute facility with which nature produces its works, together with the correspondingly boundless carelessness with which it abandons them to destruction, and the incalculably ingenious and studied construction of these very works, judging from which they must have been infinitely difficult to make, and their maintenance should have been provided for with all conceivable care; while we have the opposite before our eyes. If now by this certainly very unusual consideration, we have brought together in the boldest manner the two heterogeneous sides of the world, and, as it were, grasped them with one hand, we must now hold them fast in order to convince ourselves of the entire invalidity of the laws of the phenomenon, or the world as idea, for that of will, or the thing in itself. Then it will become more comprehensible to us [pg 294] that while on the side of the idea, that is, in the phenomenal world, there exhibits itself to us now an arising out of nothing, and now an entire annihilation of what has arisen, from that other side, or in itself, a nature lies before us with reference to which the conceptions of arising and passing away have no significance. For, by going back to the root, where, by means of self-consciousness, the phenomenon and the thing in itself meet, we have just, as it were, palpably apprehended that the two are absolutely incommensurable, and the whole manner of being of the one, together with all the fundamental laws of its being, signify nothing, and less than nothing, in the other. I believe that this last consideration will only be rightly understood by a few, and that it will be displeasing and even offensive to all who do not understand it, but I shall never on this account omit anything that can serve to illustrate my fundamental thought.
Since then, the crucial understanding of the indestructibility of our true nature in the face of death completely relies on the distinction between appearances and the underlying reality. I want to clarify this difference using the opposite of death—namely, the origin of animal existence, or generation. This process, which is just as mysterious as death, highlights the fundamental contrast between the phenomenal world and the true essence of things, that is, between the world as an idea and the world as will, as well as the very different laws governing these two realms. The act of procreation presents itself in two ways: first, for self-consciousness, whose only focus, as I have often noted, is the will and all its desires; and then for the consciousness of other things, which is the empirical reality of the world. Now, from the perspective of the will, meaning inwardly and subjectively for self-consciousness, this act appears as the most immediate and complete satisfaction of the will, or sensual pleasure. On the other hand, from the perspective of the idea, meaning externally and objectively for the consciousness of other things, this act is merely the intricate foundation for the incredibly complex animal organism, which only needs to develop to become visible to our amazed eyes. This organism, whose vast complexity and perfection can only be truly appreciated by those who study anatomy, cannot, when viewed from the standpoint of idea, be understood as anything other than a system created with extraordinary foresight and crafted with the highest skill and precision, as the most challenging product of deep contemplation. However, from the perspective of the will, we understand through self-consciousness that the creation of this organism arises from an act that is entirely the opposite of reflection—it's an impulsive, blind urge, an intensely pleasurable sensation. This contrast is closely tied to the vast difference previously shown between the effortless way nature brings forth its creations combined with the boundless carelessness with which it allows them to fall into decay, and the remarkably clever and intentional construction of these same creations, suggesting that they must have been extremely challenging to create and should have been maintained with the utmost caution, while we face the opposing reality. If we have, through this rather unusual consideration, gathered together in the boldest way the two different sides of the world, almost grasping them with one hand, we must now hold onto them firmly to convince ourselves of the total invalidity of the laws that govern appearances, or the world as an idea, in contrast to the laws of will, or the thing in itself. It will then become clearer to us that while the idea, meaning the phenomenal world, shows us a creation out of nothing and the complete destruction of what has been created, from that other side, or in itself, lies a nature for which the concepts of creation and destruction hold no meaning. By going back to the root, where, through self-consciousness, the phenomenon and the thing in itself intersect, we have kind of grasped that the two are absolutely incommensurable, and the entire nature of being of one, along with all its fundamental laws, signifies nothing, and even less than nothing, in relation to the other. I believe this last thought will only be truly understood by a few, and that it might be displeasing and even offensive to those who do not grasp it. Nevertheless, I will not shy away from sharing anything that can help illustrate my core idea.
At the beginning of this chapter I have explained that the great clinging to life, or rather fear of death, by no means springs from knowledge, in which case it would be the result of the known value of life; but that that fear of death has its root directly in the will, out of the original nature of which it proceeds, in which it is entirely without knowledge, and therefore blind will to live. As we are allured into life by the wholly illusory inclination to sensual pleasure, so we are retained in it by the fear of death, which is certainly just as illusory. Both spring directly from the will, which in itself is unconscious. If, on the contrary, man were merely a knowing being, then death would necessarily be to him not only indifferent, but even welcome. The reflection to which we have here attained now teaches that what is affected by death is merely the knowing consciousness, and the will, on the other hand, because it is the thing in itself, which lies at the foundation of every phenomenon, is free from all that depends upon temporal determinations, thus is also imperishable. Its striving towards existence and manifestation, [pg 295] from which the world results, is constantly satisfied, for this accompanies it as the shadow accompanies the body, for it is merely the visibility of its nature. That yet in us it fears death results from the fact that here knowledge presents its existence to it as merely in the individual phenomenon, whence the illusion arises that it will perish with this, as my image in a mirror seems to be destroyed along with it if the mirror is broken; this then, as contrary to its original nature, which is a blind striving towards existence, fills it with horror. From this now it follows that that in us which alone is capable of fearing death, and also alone fears it, the will, is not affected by it; and that, on the other hand, what is affected by it and really perishes is that which from its nature is capable of no fear, and in general of no desire or emotion, and is therefore indifferent to being and not being, the mere subject of knowledge, the intellect, whose existence consists in its relation to the world of idea, i.e., the objective world, whose correlative it is, and with whose existence its own is ultimately one. Thus, although the individual consciousness does not survive death, yet that survives it which alone struggles against it—the will. This also explains the contradiction that from the standpoint of knowledge philosophers have always proved with cogent reasons that death is no evil; yet the fear of death remains inevitable for all, because it is rooted, not in knowledge, but in the will. It is also a result of the fact that only the will, and not the intellect, is indestructible, that all religions and philosophies promise a reward in eternity only to the virtues of the will, or heart, not to those of the intellect, or head.
At the beginning of this chapter, I explained that the intense attachment to life, or rather the fear of death, does not come from knowledge—that is, it isn’t because we understand the value of life. Instead, this fear of death originates directly from the will, which arises from its fundamental nature and is completely devoid of knowledge, making it a blind desire to live. Just as we are drawn into life by the entirely deceptive pull toward sensual pleasure, we are kept in life by the fear of death, which is equally illusory. Both emerge directly from the will, which is fundamentally unconscious. If, however, humans were merely knowing beings, then death would not only seem indifferent to them, but even welcome. The insight we’ve gained here shows that what is affected by death is merely the knowing consciousness, whereas the will, being the thing in itself that underlines every phenomenon, is free from all that depends on time and is thus imperishable. Its drive for existence and manifestation, [pg 295] from which the world arises, is continually fulfilled, as it is paired with its shadow, which reflects its essence. The fact that we fear death comes from the idea that knowledge presents existence merely in individual phenomena, leading to the illusion that it will cease to exist with them, similar to how my image in a mirror seems to disappear when the mirror breaks; this contradiction to its original nature, which is a blind pursuit of existence, fills it with dread. Thus, it follows that what in us is capable of fearing death, and indeed fears it, is the will, which is not impacted by death. Conversely, what is affected and truly perishes is that which, by its very nature, cannot experience fear, desire, or emotion, and thus is indifferent to existence or nonexistence—the mere subject of knowledge, the intellect, which exists in relation to the world of ideas, i.e. the objective world, with which it ultimately shares existence. Therefore, while individual consciousness does not survive death, what struggles against it—the will—does survive. This also clarifies the contradiction that, from the knowledge standpoint, philosophers have consistently argued convincingly that death is not evil; yet, the fear of death remains unavoidable for everyone because it is rooted not in knowledge but in the will. It’s also a consequence of the fact that only the will, and not the intellect, is indestructible, which is why all religions and philosophies promise eternal rewards only for the virtues of the will or heart, not for those of the intellect or head.
The following may also serve to illustrate this consideration. The will, which constitutes our true being, is of a simple nature; it merely wills, and does not know. The subject of knowledge, on the other hand, is a secondary phenomenon, arising from the objectification of the will; [pg 296] it is the point of unity of the sensibility of the nervous system, as it were the focus in which the rays of the activity of all the parts of the brain unite. With this, then, it must perish. In self-consciousness, as that which alone knows, it stands over against the will as its spectator, and, although sprung from it, knows it as something different from itself, something foreign to it, and consequently also only empirically, in time, by degrees, in its successive excitements and acts, and also learns its decisions only a posteriori, and often very indirectly. This explains the fact that our own nature is a riddle to us, i.e., to our intellect, and that the individual regards itself as having newly arisen and as perishable; although its true nature is independent of time, thus is eternal. As now the will does not know, so conversely the intellect, or the subject of knowledge, is simply and solely knowing, without ever willing. This can be proved even physically in the fact that, as was already mentioned in the second book, according to Bichat, the various emotions directly affect all parts of the organism and disturb their functions, with the exception of the brain, which can only be affected by them very indirectly, i.e., just in consequence of those disturbances (De la vie et de la mort, art. 6, § 2). But from this it follows that the subject of knowledge, for itself and as such, cannot take part or interest in anything, but for it the being or not being of everything, nay, even of its own self, is a matter of indifference. Now why should this purely neutral being be immortal? It ends with the temporal manifestation of the will, i.e., the individual, as it arose with it. It is the lantern which is extinguished when it has served its end. The intellect, like the perceptible world which exists only in it, is a mere phenomenon; but the finiteness of both does not affect that of which they are the phenomenal appearance. The intellect is the function of the cerebral nervous system; but the latter, like the rest of the body, is the objectivity of the will. Therefore the intellect depends [pg 297] upon the somatic life of the organism; but this itself depends upon the will. The organised body may thus, in a certain sense, be regarded as the link between the will and the intellect; although really it is only the will itself exhibiting itself spatially in the perception of the intellect. Death and birth are the constant renewal of the consciousness of the will, in itself without end and without beginning, which alone is, as it were, the substance of existence (but each such renewal brings a new possibility of the denial of the will to live). Consciousness is the life of the subject of knowledge, or the brain, and death is its end. And therefore, finally, consciousness is always new, in each case beginning at the beginning. The will alone is permanent; and, moreover, it is it alone that permanence concerns; for it is the will to live. The knowing subject for itself is not concerned about anything. In the ego, however, the two are bound up together. In every animal existence the will has achieved an intellect which is the light by which it here pursues its ends. It may be remarked by the way that the fear of death may also partly depend upon the fact that the individual will is so loath to separate from the intellect which has fallen to its lot through the course of nature, its guide and guard, without which it knows that it is helpless and blind.
The following may also help illustrate this idea. The will, which defines our true existence, is fundamentally simple; it merely desires and does not understand. The subject of knowledge, on the other hand, is a secondary phenomenon that emerges from the will's objectification; it represents the unifying point of the nervous system's sensitivity, like the area where all brain activity converges. Thus, it must fade away. In self-awareness, as the only entity that knows, it stands apart from the will as its observer, and although it originates from it, it perceives it as something distinct, something foreign, and therefore understands it only empirically, over time, gradually, through its subsequent excitements and actions, and also learns its decisions only a posteriori, often in very indirect ways. This explains why our own nature remains a mystery to us, i.e., to our intellect, and why an individual perceives themselves as newly formed and perishable; even though their true essence is timeless and thus eternal. Just as the will does not know, conversely, the intellect, or the subject of knowledge, is solely about knowing without any aspect of willing. This can be demonstrated even physically, as mentioned in the second book, according to Bichat, where various emotions directly impact all parts of the organism and disrupt their functions, except for the brain, which can only be affected very indirectly, i.e., solely as a result of those disturbances (De la vie et de la mort, art. 6, § 2). Consequently, the subject of knowledge, in itself and as such, cannot engage or have any interest in anything; for it, the existence or non-existence of everything, even its own self, is indifferent. So why should this purely neutral being be immortal? It ends with the temporary expression of the will, i.e., the individual, just as it emerged with it. It is the light that goes out once it has fulfilled its purpose. The intellect, like the visible world that exists only within it, is merely a phenomenon; however, the finiteness of both does not affect that which they represent. The intellect is a function of the brain's nervous system; but the latter, like the rest of the body, is the objectivity of the will. Therefore, the intellect depends on the organism's somatic life; but this, in turn, depends on the will. The organized body can thus be seen, in a sense, as the link between the will and the intellect, although it actually is just the will itself manifesting spatially in the intellect's perception. Birth and death are the ongoing renewal of the will's awareness, which exists eternally with neither beginning nor end, and which fundamentally is the essence of existence (but each renewal also brings a new chance to deny the will to live). Awareness is the life of the subject of knowledge, or the brain, and death is its conclusion. Therefore, ultimately, awareness is always fresh, starting anew each time. The will alone is constant; furthermore, it is exclusively concerned with permanence, as it represents the will to live. The knowing subject, for itself, is unconcerned about anything. In the ego, however, the two are intertwined. In every animal existence, the will has developed an intellect that serves as the light guiding it toward its objectives. It’s worth noting that the fear of death may partially stem from the fact that the individual will is reluctant to part from the intellect that has been bestowed upon it by nature, its guide and protector, without which it knows it is powerless and blind.
Finally, this explanation also agrees with the commonplace moral experience which teaches us that the will alone is real, while its objects, on the other hand, as conditioned by knowledge, are only phenomena, are only froth and vapour, like the wine which Mephistopheles provided in Auerbach's cellar: after every sensuous pleasure we also say, “And yet it seemed as I were drinking wine.”
Finally, this explanation also aligns with the common moral experience that tells us the will is the only true reality, while its objects, shaped by knowledge, are merely appearances, just like froth and vapor, similar to the wine that Mephistopheles served in Auerbach's cellar: after every sensory pleasure, we also say, "And yet it felt like I was drinking wine."
The terrors of death depend for the most part upon the false illusion that now the ego vanishes and the world remains. But rather is the opposite the case; the world vanishes, but the inmost kernel of the ego, the supporter [pg 298] and producer of that subject, in whose idea alone the world has its existence, remains. With the brain the intellect perishes, and with the intellect the objective world, its mere idea. That in other brains, afterwards as before, a similar world lives and moves is, with reference to the intellect which perishes, a matter of indifference. If, therefore, reality proper did not lie in the will, and if the moral existence were not that which extends beyond death, then, since the intellect, and with it its world, is extinguished, the true nature of things in general would be no more than an endless succession of short and troubled dreams, without connection among themselves; for the permanence of unconscious nature consists merely in the idea of time of conscious nature. Thus a world-spirit dreaming without end or aim, dreams which for the most part are very troubled and heavy, would then be all in all.
The fear of death largely stems from the mistaken belief that the self disappears while the world continues on. In reality, it’s the opposite; the world fades away, but the core essence of the self, which underpins and creates the subject that gives the world its existence, remains. When the brain shuts down, so does intellect, and with intellect, the objective world—just a mere idea—also disappears. Whether a similar world continues to exist in other minds, as it always has, is irrelevant when it comes to the intellect that has been lost. Therefore, if true reality wasn’t found in the will, and if moral existence didn’t extend beyond death, then, since the intellect—and its world—ceases to exist, the true nature of things would be nothing more than an endless series of fleeting, chaotic dreams with no connection to each other. The perpetuity of unconscious nature is simply an idea formed by the passage of time in conscious nature. Thus, an eternal, aimless world-spirit would become everything, filled with dreams that are mostly troubled and burdensome.
When, now, an individual experiences the fear of death, we have really before us the extraordinary, nay, absurd, spectacle of the lord of the worlds, who fills all with his being, and through whom alone everything that is has its existence, desponding and afraid of perishing, of sinking into the abyss of eternal nothingness;—while, in truth, all is full of him, and there is no place where he is not, no being in which he does not live; for it is not existence that supports him, but he that supports existence. Yet it is he who desponds in the individual who suffers from the fear of death, for he is exposed to the illusion produced by the principium individuationis that his existence is limited to the nature which is now dying. This illusion belongs to the heavy dream into which, as the will to live, he has fallen. But one might say to the dying individual: “Thou ceasest to be something which thou hadst done better never to become.”
When someone now faces the fear of death, we witness the strange, even absurd, situation of the lord of the worlds, who fills everything with his essence and through whom everything that exists has its being, feeling despondent and afraid of perishing, of falling into the abyss of eternal nothingness;—while, in reality, everything is filled with him, and there isn’t a place where he isn’t, nor a being in which he doesn’t exist; for it’s not existence that supports him, but he is the one who supports existence. Yet it is he who feels despondent in the individual who suffers from the fear of death, as he falls prey to the illusion created by the principle of individuation that his existence is confined to the nature that is now dying. This illusion belongs to the heavy dream into which, as the will to live, he has plunged. But one might say to the dying individual: “You're stopping being something you would have been better off never becoming.”
So long as no denial of the will takes place, what death leaves untouched is the germ and kernel of quite another existence, in which a new individual finds itself again, so [pg 299] fresh and original that it broods over itself in astonishment. What sleep is for the individual, death is for the will as thing in itself. It would not endure to continue the same actions and sufferings throughout an eternity without true gain, if memory and individuality remained to it. It flings them off, and this is lethe; and through this sleep of death it reappears refreshed and fitted out with another intellect, as a new being—“a new day tempts to new shores.”
As long as there’s no denial of the will, what death leaves untouched is the seed of a completely different existence, where a new individual finds itself, so [pg 299] fresh and original that it reflects on itself in wonder. What sleep is for the individual, death is for the will as a thing in itself. It wouldn’t be able to withstand continuing the same actions and sufferings for eternity without any real benefit if memory and individuality remained attached. It sheds them, and this is lethe; and through this sleep of death, it reemerges refreshed and equipped with a new intellect, as a new being—"A new day invites us to explore new horizons."
As the self-asserting will to live man has the root of his existence in the species. Accordingly death is the loss of one individuality and the assumption of another, consequently a change of individuality under the exclusive guidance of one's own will. For in this alone lies the eternal power which could produce its existence with its ego, yet, on account of its nature, was not able to maintain it in existence. For death is the démenti which the essence (essentia) of every one receives in its claim to existence (existentia), the appearance of a contradiction which lies in every individual existence:
As the self-assertive will to live, humanity's existence is rooted in the species. Therefore, death represents the loss of one individuality and the assumption of another, marking a change in individuality guided solely by one's own will. For this is where the eternal power lies, which could bring its existence forth with its ego, yet, due to its nature, could not sustain it. Death serves as the denial that every essence (essence) encounters in its claim to existence (existence), revealing the contradiction inherent to every individual existence:
But an infinite number of such existences, each with its ego, stands within reach of this power, thus of the will, which, however, will again prove just as transitory and perishable. Since now every ego has its separate consciousness, that infinite number of them is, with reference to such an ego, not different from a single one. From this point of view it appears to me not accidental that ævum, αἰων, signifies both the individual term of life and infinite time. Indeed from this point of view it may be seen, although indistinctly, that ultimately and in themselves both are the same; and according to this there would really be no difference whether I existed only through my term of life or for an infinite time.
But an endless number of such existences, each with its own ego, is within reach of this power, and thus of the will, which, however, will also turn out to be just as temporary and fleeting. Since each ego has its own separate consciousness, this infinite number of them, in relation to a single ego, is no different from just one. From this perspective, it seems to me that it's not a coincidence that aeon, αἰων, means both a specific term of life and infinite time. In fact, from this viewpoint, it can be seen, albeit vaguely, that ultimately both are the same in essence; thus, it would make no real difference whether I existed only for my lifespan or for an infinite duration.
Certainly, however, we cannot obtain an idea of all that [pg 300] is said above entirely without time-concepts; yet when we are dealing with the thing in itself these ought to be excluded. But it belongs to the unalterable limitations of our intellect that it can never entirely cast off this first and most immediate form of all its ideas, in order to operate without it. Therefore we certainly come here upon a kind of metempsychosis, although with the important difference that it does not concern the whole ψυχη, not the knowing being, but the will alone; and thus, with the consciousness that the form of time only enters here as an unavoidable concession to the limitation of our intellect, so many absurdities which accompany the doctrine of metempsychosis disappear. If, indeed, we now call in the assistance of the fact, to be explained in chapter 43, that the character, i.e., the will, is inherited from the father, and the intellect, on the other hand, from the mother, it agrees very well with our view that the will of a man, in itself individual, separated itself in death from the intellect received from the mother in generation, and in accordance with its now modified nature, under the guidance of the absolutely necessary course of the world harmonising with this, received through a new generation a new intellect, with which it became a new being, which had no recollection of an earlier existence; for the intellect, which alone has the faculty of memory, is the mortal part or the form, while the will is the eternal part, the substance. In accordance with this, this doctrine is more correctly denoted by the word palingenesis than by metempsychosis. These constant new births, then, constitute the succession of the life-dreams of a will which in itself is indestructible, until, instructed and improved by so much and such various successive knowledge in a constantly new form, it abolishes or abrogates itself.
Sure, we can’t fully understand everything mentioned above without considering time concepts; however, when we focus on the essence of things, we need to leave those concepts out. Still, it’s a limitation of our intellect that we can never completely shed this primary and most immediate form of all our ideas to function without it. Thus, we do encounter something resembling metempsychosis, but with the significant distinction that it doesn’t involve the entire soul, not the knowing part, but only the will. This awareness that the concept of time serves as an unavoidable concession to our intellectual limitations helps eliminate many absurdities associated with metempsychosis. If we consider the fact presented in chapter 43 that character, meaning the will, is inherited from the father, whereas intellect comes from the mother, it aligns nicely with our perspective that a man’s will, being individual, separates from the intellect received from his mother upon death. Following this altered nature and under the necessary course of the world, it acquires a new intellect through a new generation, creating a new being that has no memory of its previous existence. The intellect, which alone can remember, is the mortal aspect or form, while the will is the eternal aspect, the substance. Thus, this idea is better described by the term palingenesis rather than metempsychosis. These continuous new births represent the succession of life-dreams of a will that is inherently indestructible until it, having gained and refined so much various knowledge in constantly new forms, eventually abolishes or eliminates itself.
The true and, so to speak, esoteric doctrine of Buddhism, as we have come to know it through the latest investigations, also agrees with this view, for it teaches not metempsychosis, but a peculiar palingenesis, resting upon a moral [pg 301] basis which it works out and explains with great profundity. This may be seen from the exposition of the subject, well worth reading and pondering, which is given in Spence Hardy's “Manual of Buddhism,” pp. 394-96 (with which compare pp. 429, 440, and 445 of the same book), the confirmation of which is to be found in Taylor's “Prabodh Chandro Daya,” London, 1812, p. 35; also in Sangermano's “Burmese Empire,” p. 6, and in the “Asiatic Researches,” vol. vi. p. 179, and vol. ix. p. 256. The very useful German compendium of Buddhism by Köppen is also right upon this point. Yet for the great mass of Buddhists this doctrine is too subtle; therefore to them simple metempsychosis is preached as a comprehensible substitute.
The true and, so to speak, hidden teachings of Buddhism, as we've come to understand through recent studies, align with this perspective. It teaches not about metempsychosis, but rather a unique form of rebirth based on a moral foundation, which it explores and explains in depth. This can be seen in the insightful discussion provided in Spence Hardy's "Buddhism Manual," pp. 394-96 (also refer to pp. 429, 440, and 445 of the same book), with further confirmation found in Taylor's “Prabodh Chandro Daya,” London, 1812, p. 35; as well as in Sangermano's "Burmese Empire," p. 6, and in the “Asian Researches,” vol. vi. p. 179, and vol. ix. p. 256. The very useful German compendium of Buddhism by Köppen also agrees on this point. However, for the majority of Buddhists, this doctrine is too complex; thus, a simpler version of metempsychosis is presented to them as an understandable alternative.
Besides, it must not be neglected that even empirical grounds support a palingenesis of this kind. As a matter of fact there does exist a connection between the birth of the newly appearing beings and the death of those that are worn out. It shows itself in the great fruitfulness of the human race which appears as a consequence of devastating diseases. When in the fourteenth century the black death had for the most part depopulated the old world, a quite abnormal fruitfulness appeared among the human race, and twin-births were very frequent. The circumstance was also very remarkable that none of the children born at this time obtained their full number of teeth; thus nature, exerting itself to the utmost, was niggardly in details. This is related by F. Schnurrer, “Chronik der Seuchen,” 1825. Casper also, “Ueber die wahrscheinliche Lebensdauer des Menschen,” 1835, confirms the principle that the number of births in a given population has the most decided influence upon the length of life and mortality in it, as this always keeps pace with the mortality: so that always and everywhere the deaths and the births increase and decrease in like proportion; which he places beyond doubt by an accumulation of evidence collected from many lands and their various [pg 302] provinces. And yet it is impossible that there can be a physical causal connection between my early death and the fruitfulness of a marriage with which I have nothing to do, or conversely. Thus here the metaphysical appears undeniably and in a stupendous manner as the immediate ground of explanation of the physical. Every new-born being indeed comes fresh and blithe into the new existence, and enjoys it as a free gift: but there is, and can be, nothing freely given. Its fresh existence is paid for by the old age and death of a worn-out existence which has perished, but which contained the indestructible seed out of which this new existence has arisen: they are one being. To show the bridge between the two would certainly be the solution of a great riddle.
Moreover, it shouldn't be overlooked that even empirical evidence supports a kind of rebirth. In fact, there is a connection between the emergence of new beings and the death of those that are no longer viable. This is evident in the significant increase in the population that follows devastating diseases. When the Black Death largely depopulated Europe in the 14th century, there was an abnormal surge in human fertility, with twin births occurring quite frequently. It was also notable that none of the children born during this period fully developed their set of teeth; thus, nature, stretching itself to its limits, was eager in its details. This is noted by F. Schnurrer, “History of Epidemics,” 1825. Casper also mentions in “On the Likely Lifespan of Humans,” 1835, that the number of births in a given population has a significant impact on life expectancy and mortality, as these factors always align with mortality rates: thus, everywhere, deaths and births rise and fall in proportion. He supports this with a wealth of evidence gathered from various countries and their different [pg 302] provinces. Yet, it is impossible for there to be a physical causal connection between my early death and the fertility of a marriage in which I have no involvement, and vice versa. Here, the metaphysical clearly stands out remarkably as the immediate explanation for the physical. Every newborn enters into existence anew and joyfully embraces it as a free gift: yet, nothing is actually given freely. Its new existence is paid for by the old age and death of a previous existence that has ended but contained the indestructible seed from which this new existence emerged: they are one entity. Demonstrating the connection between the two would indeed solve a profound mystery.
The great truth which is expressed here has never been entirely unacknowledged, although it could not be reduced to its exact and correct meaning, which is only possible through the doctrine of the primacy and metaphysical nature of the will and the secondary, merely organic nature of the intellect. We find the doctrine of metempsychosis, springing from the earliest and noblest ages of the human race, always spread abroad in the earth as the belief of the great majority of mankind, nay, really as the teaching of all religions, with the exception of that of the Jews and the two which have proceeded from it: in the most subtle form, however, and coming nearest to the truth, as has already been mentioned, in Buddhism. Accordingly, while Christians console themselves with the thought of meeting again in another world, in which one regains one's complete personality and knows oneself at once, in those other religions the meeting again is already going on now, only incognito. In the succession of births, and by virtue of metempsychosis or palingenesis, the persons who now stand in close connection or contact with us will also be born along with us at the next birth, and will have the same or analogous relations and sentiments towards us as now, whether these are of a friendly or a hostile description. [pg 303] (Cf., for example, Spence Hardy's “Manual of Buddhism,” p. 162.) Recognition is certainly here limited to an obscure intimation, a reminiscence which cannot be brought to distinct consciousness, and refers to an infinitely distant time;—with the exception, however, of Buddha himself, who has the prerogative of distinctly knowing his own earlier births and those of others;—as this is described in the “Jâtaka.” But, in fact, if at favourable moment one contemplates, in a purely objective manner, the action of men in reality; the intuitive conviction is forced upon one that it not only is and remains constantly the same, according to the (Platonic) Idea, but also that the present generation, in its true inner nature, is precisely and substantially identical with every generation that has been before it. The question simply is in what this true being consists. The answer which my doctrine gives to this question is well known. The intuitive conviction referred to may be conceived as arising from the fact that the multiplying-glasses, time and space, lose for a moment their effect. With reference to the universality of the belief in metempsychosis, Obry says rightly, in his excellent book, “Du Nirvana Indien,” p. 13: “Cette vieille croyance a fait le tour du monde, et était tellement répandue dans la haute antiquité, qu'un docte Anglican l'avait jugée sans père, sans mère, et sans généalogie” (Ths. Burnet, dans Beausobre, Hist. du Manichéisme, ii. p. 391). Taught already in the "Vedas," as in all the sacred books of India, metempsychosis is well known to be the kernel of Brahmanism and Buddhism. It accordingly prevails at the present day in the whole of non-Mohammedan Asia, thus among more than half of the whole human race, as the firmest conviction, and with an incredibly strong practical influence. It was also the belief of the Egyptians (Herod., ii. 123), from whom it was received with enthusiasm by Orpheus. Pythagoras, and Plato: the Pythagoreans, however, specially retained it. That it was also taught in the mysteries [pg 304] of the Greeks undeniably follows from the ninth book of Plato's “Laws” (pp. 38 and 42, ed. Bip.) Nemesius indeed (De nat. hom., c. 2) says: “Κοινη μεν οὐν παντες Ἑλληνες, οἱ την ψυχην αθανατον αποφηναμενοι, την μετενσωματωσιν δογματιζουσι.” (Communiter igitur omnes Græci, qui animam immortalem statuerunt, eam de uno corpore in aliud transferri censuerunt.) The “Edda” also, especially in the “Völuspá,” teaches metempsychosis. Not less was it the foundation of the religion of the Druids (Cæs. de bello Gall., vi.; A. Pictet, Le mystère des Bardes de l'ile de Bretagne, 1856). Even a Mohammedan sect in Hindostan, the Bohrahs, of which Colebrooke gives a full account in the “Asiatic Researches,” vol. vii. p. 336 sqq., believes in metempsychosis, and accordingly refrains from all animal food. Also among American Indians and negro tribes, nay, even among the natives of Australia, traces of this belief are found, as appears from a minute description given in the Times of 29th January 1841 of the execution of two Australian savages for arson and murder. It is said there: “The younger of the two prisoners met his end with a dogged and a determined spirit, as it appeared, of revenge; the only intelligible expressions made use of conveyed an impression that he would rise up a ‘white fellow,’ which it was considered strengthened his resolution.” Also in a book by Ungewitter, “Der Welttheil Australien,” it is related that the Papuas in Australia regarded the whites as their own relations who had returned to the world. According to all this, the belief in metempsychosis presents itself as the natural conviction of man, whenever he reflects at all in an unprejudiced manner. It would really be that which Kant falsely asserts of his three pretended Ideas of the reason, a philosopheme natural to human reason, which proceeds from its forms; and when it is not found it must have been displaced by positive religious doctrines coming from a different source. I have also remarked that it is at once obvious to every one who hears of it for the first time. Let any one only [pg 305] observe how earnestly Lessing defends it in the last seven paragraphs of his “Erziehung des Menschengeschlechts.” Lichtenberg also says in his “Selbstcharacteristik:” “I cannot get rid of the thought that I died before I was born.” Even the excessively empirical Hume says in his sceptical essay on immortality, p. 23: “The metempsychosis is therefore the only system of this kind that philosophy can hearken to.”31 What resists this belief, which is spread over the whole human race and commends itself alike to the wise and to the vulgar, is Judaism, together with the two religions which have sprung from it, because they teach the creation of man out of nothing, and he has then the hard task of linking on to this the belief in an endless existence a parte post. They certainly have succeeded, with fire and sword, in driving out of Europe and part of Asia that consoling primitive belief of mankind; it is still doubtful for how long. Yet how difficult this was is shown by the oldest Church histories. Most of the heretics were attached to this primitive belief; for example, Simonists, Basilidians, Valentinians, Marcionists, Gnostics, and Manichæans. The Jews themselves have in part fallen into it, as Tertullian and Justinus (in his dialogues) inform us. In the Talmud it is related that Abel's soul passed into the body of Seth, and then into that of Moses. Even the passage of the Bible, Matt. xvi. 13-15, only obtains a rational meaning if we understand it as spoken under the assumption of the dogma of metempsychosis. Luke, it is true, who also has the passage (ix. 18-20), adds the words ὁτι προφητης τις των αρχαιων ανεστῃ, and thus attributes to [pg 306] the Jews the assumption that such an ancient prophet can rise again body and all, which, since they know that he has already lain between six and seven hundred years in his grave, and consequently has long since turned to dust, would be a palpable absurdity. In Christianity, however, the doctrine of original sin, i.e., the doctrine of punishment for the sins of another individual, has taken the place of the transmigration of souls and the expiation in this way of all the sins committed in an earlier life. Both identify, and that with a moral tendency, the existing man with one who has existed before; the transmigration of souls does so directly, original sin indirectly.
The great truth expressed here has never been completely ignored, but it couldn't be fully understood until we grasp the idea of the primacy and metaphysical nature of will as compared to the secondary, merely organic nature of intellect. The concept of metempsychosis, which dates back to the earliest and most noble times of humanity, has always been widespread around the world, held by the majority of people and essentially taught by all religions except for Judaism and the two that arose from it. Buddhism, in particular, captures this belief in its most refined form and closest alignment with the truth. Therefore, while Christians find comfort in the idea of reuniting in another world, where they regain their complete identities and recognize themselves immediately, in those other religions, the reconnections are already happening now, albeit in disguise. In the cycle of rebirths, due to metempsychosis or palingenesis, individuals who are currently closely connected with us will also be reborn with us in the next life, maintaining the same or similar relationships and feelings towards us, whether positive or negative. [pg 303] (Cf., for example, Spence Hardy's "Buddhism Guide," p. 162.) Recognition here is somewhat limited to a vague feeling, a reminder that can't be fully grasped, which refers to an infinitely distant time—except for Buddha himself, who has the unique ability to clearly remember his earlier lives as well as those of others, as described in the “Jataka.” However, when one takes a moment to reflect objectively on people’s actions in the world, an intuitive realization emerges: humanity's essence has remained constant, aligned with the (Platonic) Idea. This current generation, at its core, is actually identical to every previous generation. The real question is what this true essence consists of. My doctrine's answer to this is well known. This intuitive realization can be understood as arising when the lenses of time and space lose their effect momentarily. Regarding the widespread belief in metempsychosis, Obry rightly states in his excellent book, “To Nirvana India,” p. 13: “This old belief has traveled the world and was so widespread in ancient times that a learned Anglican deemed it to be without father, mother, or genealogy.” (Ths. Burnet, in Beausobre, History of Manicheism, ii. p. 391). Taught in the "Vedas" and in all sacred texts of India, metempsychosis is recognized as the foundation of both Brahmanism and Buddhism. It currently exists across all non-Mohammedan Asia, thus among more than half of humanity, as a deep-seated belief with an incredibly strong impact. The Egyptians also believed in it (Herod., ii. 123), which was enthusiastically accepted by Orpheus, Pythagoras, and Plato; the Pythagoreans specifically kept it alive. It is clear that it was also taught in the Greek mysteries, as seen in the ninth book of Plato's "Rules" (pp. 38 and 42, ed. Bip.) Nemesius even states (De nat. hom., c. 2) says: "All Greeks indeed share the belief that the soul is immortal and that it undergoes reincarnation." (All the Greeks who believe in an immortal soul agree that it is transferred from one body to another.) The “Edda” also teaches metempsychosis, especially in the “Völuspá.” Likewise, it formed the foundation of Druid religion (Caesar: The Gallic War., vi.; A. Pictet, The Mystery of the Bards of the Island of Brittany, 1856). Even a sect in Hindostan, the Bohrahs, which Colebrooke detailed in the "Asiatic Studies," vol. vii. p. 336 sqq., believes in metempsychosis and thus avoids all animal products. Additionally, traces of this belief can be found among American Indians and African tribes, and even among the natives of Australia, as detailed in a description in the Times from January 29, 1841, regarding the execution of two Australian natives for arson and murder. It said: The younger of the two prisoners faced his fate with a stubborn and strong-willed attitude, seemingly driven by a desire for revenge; the only clear thoughts he communicated implied that he would return as a ‘white fellow,’ which was believed to reinforce his determination. Moreover, in a book by Ungewitter, “The World’s Heal Australia,” it is noted that the Papuans regarded white people as their relatives who had returned to the world. From all this, the belief in metempsychosis presents itself as a natural conviction for humans when they reflect openly. It would genuinely be what Kant wrongly claims about his three supposed Ideas of reason—an idea that emerges naturally from human reason’s structure; and where it is absent, it must have been replaced by specific religious doctrines from another source. I have also observed that it becomes immediately clear to anyone who hears of it for the first time. Anyone should only [pg 305] note how passionately Lessing defends it in the final seven paragraphs of his “Education of Mankind.” Lichtenberg also states in his “Self-characterization:” "I can't shake the feeling that I died before I was even born." Even the very empirical Hume mentions in his skeptical essay on immortality, p. 23: "Metempsychosis is the only system of this type that philosophy can consider."31 What stands in the way of this belief, which is prevalent among all humanity and appeals equally to the wise and the common, is Judaism, along with the two religions that stem from it, because they teach that man was created from nothing, leaving him with the challenge of reconciling this with the idea of eternal existence a parte post. They have indeed managed—with force and violence—to eradicate this comforting primitive belief from Europe and parts of Asia, but it is still uncertain how long that will last. The difficulty of this task is evident in the oldest church histories. Most heretics were connected to this primitive belief, such as the Simonists, Basilidians, Valentinians, Marcionists, Gnostics, and Manichaeans. The Jews themselves have partially fallen into it, as noted by Tertullian and Justin in his dialogues. According to the Talmud, Abel's soul is said to have passed into Seth's body and then into that of Moses. Even the biblical passage, Matt. xvi. 13-15, only makes sense if we interpret it under the assumption of metempsychosis. Luke, however, who also records this passage (ix. 18-20), adds the words ὁτι προφητης τις των αρχαιων ανεστῃ, thus implying that Jews believed an ancient prophet could rise again, in body, which, considering that he has been buried for six or seven hundred years and has long turned to dust, is clearly absurd. In Christianity, however, the doctrine of original sin, i.e., the idea of punishment for the sins of another individual, has replaced the transmigration of souls and, in this way, atones for all sins committed in previous lives. Both concepts connect the current individual with one who existed before; the transmigration of souls does so directly, while original sin does so indirectly.
Death is the great reprimand which the will to live, or more especially the egoism, which is essential to this, receives through the course of nature; and it may be conceived as a punishment for our existence.32 It is the painful loosing of the knot which the act of generation had tied with sensual pleasure, the violent destruction coming from without of the fundamental error of our nature: the great disillusion. We are at bottom something that ought not to be: therefore we cease to be. Egoism consists really in the fact that man limits all reality to his own person, in that he imagines that he lives in this alone and not in others. Death teaches him better, for it destroys this person, so that the true nature of man, which is his will, will henceforth live only in other individuals; while his intellect, which itself belonged only to the phenomenon, i.e., to the world as idea, and was merely the form of the external world, also continues to exist in the condition of being idea, i.e., in the objective being of things as such, thus also only in the existence of what was hitherto the external world. His whole ego thus lives from this time forth only in that which he had hitherto regarded as non-ego: for the difference between external and internal ceases. We call to mind [pg 307] here that the better man is he who makes the least difference between himself and others, does not regard them as absolute non-ego, while for the bad man this difference is great, nay, absolute. I have worked this out in my prize essay on the foundation of morals. According to what was said above, the degree in which death can be regarded as the annihilation of the man is in proportion to this difference. But if we start from the fact that the distinction of outside me and in me, as a spatial distinction, is only founded in the phenomenon, not in the thing in itself, thus is no absolutely real distinction, then we shall see in the losing of our own individuality only the loss of a phenomenon, thus only an apparent loss. However much reality that distinction has in the empirical consciousness, yet from the metaphysical standpoint the propositions, “I perish, but the world endures,” and “The world perishes but I endure,” are at bottom not really different.
Death is the great reprimand that nature delivers to our will to live, especially to the egoism that comes with it; it can be seen as a punishment for our existence. It is the painful unraveling of the bond that was formed through the act of creation with sensual pleasure, the violent disruption from outside that reveals a fundamental mistake in our nature: the great disillusionment. Deep down, we are something that shouldn’t exist; therefore, we cease to be. Egoism is essentially the idea that a person confines all reality to themselves, believing they exist only in their own being and not in others. Death teaches us otherwise, as it ends this individual existence, allowing humanity's true essence, which is will, to continue living only through other individuals; meanwhile, the intellect, which was merely a facet of the external world, also persists in the form of an idea, meaning it continues to exist as part of the objective reality of things, thus living on only in what was once the external world. From this point forward, the entire ego lives solely in what it previously considered non-ego, since the distinction between the external and internal dissolves. It’s worth noting here that a better person is one who sees less of a difference between themselves and others, who doesn’t treat them as completely separate, whereas a bad person perceives this difference as vast, even absolute. I've elaborated on this in my prize essay on the foundation of morals. Based on what was stated earlier, the extent to which death can be seen as the end of a person corresponds to this difference. However, if we recognize that the distinction between outside of me and inside of me is merely a spatial concept based on appearance and not on the essence of things, then losing our individuality is just the loss of a phenomenon, thus an apparent loss. Regardless of how real that distinction seems in our empirical awareness, from a metaphysical perspective, the statements, “I perish, but the world endures,” and “The world perishes but I endure,” are essentially not different at all.
But, besides all this, death is the great opportunity no longer to be I;—to him who uses it. During life the will of man is without freedom: his action takes place with necessity upon the basis of his unalterable character in the chain of motives. But every one remembers much that he has done, and on account of which he is by no means satisfied with himself. If now he were to go on living, he would go on acting in the same way, on account of the unalterable nature of his character. Accordingly he must cease to be what he is in order to be able to arise out of the germ of his nature as a new and different being. Therefore death looses these bonds; the will again becomes free; for freedom lies in the Esse, not in the Operari. “Finditur nodus cordis, dissolvuntur omnes dubitationes, ejusque opera evanescunt,” is a very celebrated saying of the Vedas, which all Vedantic writers frequently repeat.33 Death is the moment of that deliverance from the one-sidedness [pg 308] of an individuality which does not constitute the inmost kernel of our being, but is rather to be thought of as a kind of aberration of it. The true original freedom re-enters at this moment, which, in the sense indicated, may be regarded as a restitutio in integrum. The peace and quietness upon the countenance of most dead persons seems to have its origin in this. Quiet and easy is, as a rule, the death of every good man: but to die willingly, to die gladly, to die joyfully, is the prerogative of the resigned, of him who surrenders and denies the will to live. For only he wills to die really, and not merely apparently, and consequently he needs and desires no continuance of his person. The existence which we know he willingly gives up: what he gets instead of it is in our eyes nothing, because our existence is, with reference to that, nothing. The Buddhist faith calls it Nirvana,34 i.e., extinction.
But besides all this, death is the great opportunity to no longer be oneself—if one chooses to use it. While alive, a person's will isn't free: their actions occur out of necessity based on their unchangeable character and the chain of motives. Everyone remembers many things they've done that they aren't satisfied with. If they were to continue living, they would keep acting the same way due to the fixed nature of their character. So, they must stop being who they are to be able to emerge from the essence of their nature as a new and different person. Therefore, death breaks these bonds; the will becomes free again; because true freedom lies in the Esse, not in the Work. “The knot of the heart is found, all doubts are dissolved, and its works vanish,” is a well-known saying from the Vedas that all Vedantic writers often repeat.33 Death is the moment of liberation from the one-sidedness [pg 308] of an individuality that doesn't make up the core of our being, but is more like a deviation from it. True original freedom returns at this moment, which can be seen as a restoration to the original state. The peace and calm seen on most deceased people seems to stem from this. Generally, the death of a good person is quiet and easy: but to die willingly, joyfully, is the privilege of those who have resigned, those who surrender and deny the will to live. Only they truly wish to die really, not just obviously, and therefore they don't need or want to continue their existence. The life we know, they willingly give up: what they gain in return seems nothing in our eyes, because our existence is, in comparison, nothing. The Buddhist faith refers to it as Nirvana,34 i.e., extinction.
Chapter 42. The Life of the Species.
In the preceding chapter it was called to mind that the (Platonic) Ideas of the different grades of beings, which are the adequate objectification of the will to live, exhibit themselves in the knowledge of the individual, which is bound to the form of time, as the species, i.e., as the successive individuals of one kind connected by the bond of generation, and that therefore the species is the Idea (εἰδος, species) broken up in time. Accordingly the true nature of every living thing lies primarily in its species: yet the species again has its existence only in the individuals. Now, although the will only attains to self-consciousness in the individual, thus knows itself immediately only as the individual, yet the deep-seated consciousness that it is really the species in which his true nature objectifies itself appears in the fact that for the individual the concerns of the species as such, thus the relations of the sexes, the production and nourishment of the offspring, are of incomparably greater importance and consequence than everything else. Hence, then, arises in the case of the brutes, heat or rut (an excellent description of the vehemence of which will be found in Burdach's “Physiology,” vol. i. §§ 247, 257), and, in the case of man, the careful and capricious selection of the other individual for the satisfaction of the sexual impulse, which can rise to the height of passionate love, to the fuller investigation of which I shall devote a special chapter: hence also, finally the excessive love of parents for their offspring.
In the previous chapter, we discussed how the (Platonic) Ideas of various levels of existence, which represent the will to live, manifest in individual knowledge that is tied to the concept of time, showing up as the species, i.e., as the successive individuals of one kind linked through generation. This means that the species is the Idea (εἰδος, species) spread out over time. Therefore, the true essence of any living thing primarily resides in its species; however, the species itself only exists through individuals. Although the will achieves self-awareness in the individual and understands itself mainly as that individual, there is a profound awareness that it actually expresses itself through the species. This is evident in how, for individuals, the matters concerning the species, such as sexual relationships and the care of offspring, hold far greater significance than anything else. This understanding leads to phenomena like the mating behaviors in animals, known as heat or rut (a detailed description can be found in Burdach's "Physiology," vol. i. §§ 247, 257), and in humans, the careful and often selective choice of partners driven by sexual desire, which can develop into passionate love, a topic I will explore in a dedicated chapter. This also explains the profound love parents have for their children.
In the supplements to the second book the will was compared to the root and the intellect to the crown of the tree; and this is the case inwardly or psychologically. But outwardly or physiologically the genitals are the root and the head the crown. The nourishing part is certainly not the genitals, but the villi of the intestines: yet not the latter but the former are the root; because through them the individual is connected with the species in which it is rooted. For physically the individual is a production of the species, metaphysically a more or less perfect picture of the Idea, which, in the form of time, exhibits itself as species. In agreement with the relation expressed here, the greatest vitality, and also the decrepitude of the brain and the genital organs, is simultaneous and stands in connection. The sexual impulse is to be regarded as the inner life of the tree (the species) upon which the life of the individual grows, like a leaf that is nourished by the tree, and assists in nourishing the tree; this is why that impulse is so strong, and springs from the depths of our nature. To castrate an individual means to cut him off from the tree of the species upon which he grows, and thus severed, leave him to wither: hence the degradation of his mental and physical powers. That the service of the species, i.e., fecundation, is followed in the case of every animal individual by momentary exhaustion and debility of all the powers, and in the case of most insects indeed by speedy death, on account of which Celsus said, “Seminis emissio est partis animæ jactura;” that in the case of man the extinction of the generative power shows that the individual approaches death; that excessive use of this power at every age shortens life, while, on the other hand, temperance in this respect increases all the powers, and especially the muscular powers, on which account it was part of the training of the Greek athletes; that the same restraint lengthens the life of the insect even to the following spring; all this points to the fact that the life of the individual is [pg 311] at bottom only borrowed from the species, and that all vital force is, as it were, force of the species restricted by being dammed up. But this is to be explained from the fact that the metaphysical substratum of life reveals itself directly in the species and only by means of this in the individual. Accordingly the Lingam with the Yoni, as the symbol of the species and its immortality, is worshipped in India, and, as the counterpoise of death, is ascribed as an attribute to the very divinity who presides over death, Siva.
In the supplements to the second book, the will is likened to the root and the intellect to the crown of the tree; this holds true for our inner or psychological state. However, on a physical level, the genitals represent the root, while the head symbolizes the crown. The part that truly nourishes isn't the genitals but rather the villi of the intestines; yet, it's the genitals that are considered the root, since they connect the individual with the species to which they belong. Physically, the individual is a creation of the species, and metaphysically, a more or less perfect representation of the Idea, which, through time, manifests as species. In line with this relationship, we see that the greatest vitality, along with the decline of the brain and the genital organs, occurs simultaneously and is interconnected. The sexual drive can be seen as the inner life of the tree (the species) that supports the life of the individual, much like a leaf nourished by the tree while also helping to nourish it; this explains why that drive is so powerful and comes from the depths of our nature. To castrate someone is to sever their connection with the tree of the species they grow from, leaving them to wither and causing a decline in their mental and physical abilities. The act of reproduction, or fecundation, often leads to a temporary exhaustion and weakening of all capabilities in animals, and for many insects, it can even result in quick death. Celsus stated, “The emission of seed is the loss of part of the soul;” in humans, the loss of reproductive ability indicates that the individual is nearing death; excessive use of this ability at any age shortens life, while moderation enhances all strengths, especially muscular power, which was a key part of ancient Greek athletic training. This same restraint can extend an insect's life well into the next spring. All of this suggests that the life of the individual is fundamentally borrowed from the species, and that all vital energy is, so to speak, energy of the species that is confined. This is explained by the fact that the metaphysical foundation of life is directly evident in the species and only manifests in the individual through it. Thus, the Lingam with the Yoni, symbolizing the species and its immortality, is revered in India, and as a counterbalance to death, is associated with the very deity who governs death, Siva.
But without myth or symbol, the vehemence of the sexual impulse, the keen intentness and profound seriousness with which every animal, including man, pursues its concerns, shows that it is through the function which serves it that the animal belongs to that in which really and principally its true being lies, the species; while all other functions and organs directly serve only the individual, whose existence is at bottom merely secondary. In the vehemence of that impulse, which is the concentration of the whole animal nature, the consciousness further expresses itself that the individual does not endure, and therefore all must be staked on the maintenance of the species, in which its true existence lies.
But without myth or symbol, the intensity of sexual desire, the sharp focus and deep seriousness with which every animal, including humans, pursues its goals, shows that it is through the function that serves it that the animal is connected to what truly and fundamentally defines its being, the species; while all other functions and organs only directly benefit the individual, whose existence is, in essence, merely secondary. In the intensity of that desire, which represents the essence of the entire animal nature, the awareness further reveals that the individual cannot endure, so everything must be invested in the survival of the species, where its true existence lies.
To illustrate what has been said, let us now imagine a brute in rut, and in the act of generation. We see a seriousness and intentness never known in it at any other time. Now what goes on in it? Does it know that it must die, and that through its present occupation a new individual, which yet entirely resembles itself, will arise in order to take its place? Of all this it knows nothing, for it does not think. But it is as intently careful for the continuance of the species in time as if it knew all that. For it is conscious that it desires to live and exist, and it expresses the highest degree of this volition in the act of generation; this is all that then takes place in its consciousness. This is also quite sufficient for the permanence of the kind; just because the will is the [pg 312] radical and knowledge the adventitious. On this account the will does not require to be guided by knowledge throughout; but whenever in its primitive originality it has resolved, this volition will objectify itself of its own accord in the world of the idea. If now in this way it is that definite animal form which we have thought of that wills life and existence, it does not will life and existence in general, but in this particular form. Therefore it is the sight of its form in the female of its species that stimulates the will of the brute to the act of generation. This volition of the brute, when regarded from without and under the form of time, presents itself as such an animal form maintained through an infinite time by the constantly repeated replacement of one individual by another, thus by the alternation of death and reproduction, which so regarded appear only as the pulse-beats of that form (ιδεα, εἰδος, species) which endures through all time. They may be compared to the forces of attraction and repulsion in which matter consists. That which is shown here in the brute holds good also of man; for although in him the act of generation is accompanied by complete knowledge of its final cause, yet it is not guided by this knowledge, but proceeds directly from the will to live as its concentration. It is accordingly to be reckoned among instinctive actions. For in reproduction the brute is just as little guided by knowledge of the end as in mechanical instincts; in these also the will manifests itself, in the main, without the mediation of knowledge, which here, as there, is only concerned with details. Reproduction is, to a certain extent, the most marvellous of all instincts, and its work the most astonishing.
To illustrate what’s been discussed, let’s picture an animal in mating season, engaged in reproduction. It shows a seriousness and focus we don’t see at any other time. So, what’s happening in its mind? Does it understand that it will die and that, through this act, a new being will emerge that looks just like it? It has no idea about any of this because it doesn’t think. However, it is just as dedicated to ensuring the survival of its species as if it understood all that. It knows it wants to live and exist, and it expresses this strong desire through reproduction; that’s all that happens in its awareness. This is enough for the species to continue because will is fundamental, while knowledge is secondary. For this reason, the will doesn’t need to be guided by knowledge at all times; whenever it decides, this determination will naturally manifest in the world of ideas. If we consider this specific animal form that seeks life and existence, it doesn’t seek life and existence in general but only in this specific shape. So, it is the sight of its form in the female of its species that drives the animal’s will to reproduce. When viewed from the outside and through the lens of time, the animal's will presents itself as a form maintained perpetually through the endless cycle of individuals replacing one another – through the alternation of death and reproduction, which, seen this way, appears as the heartbeat of that form (ιδεα, εἰδος, species) that lasts through all time. These can be compared to the forces of attraction and repulsion that define matter. What’s true for the animal also applies to humans; even though in us the act of reproduction is accompanied by a full awareness of its ultimate purpose, it isn’t guided by this knowledge; it comes directly from the will to live as its focal point. Thus, it falls under instinctive actions. In reproduction, the animal is just as little directed by knowledge of the goal as in mechanical instincts; in both cases, the will mainly expresses itself without the mediation of knowledge, which here, as there, only tackles the specifics. Reproduction is, to some extent, the most remarkable of all instincts, and its outcomes are the most astonishing.
These considerations explain why the sexual desire has a very different character from every other; it is not only the strongest, but even specifically of a more powerful kind than any other. It is everywhere tacitly assumed as necessary and inevitable, and is not, like other desires, a matter of taste and disposition. For it is the desire which [pg 313] even constitutes the nature of man. In conflict with it no motive is so strong that it would be certain of victory. It is so pre-eminently the chief concern that no other pleasures make up for the deprivation of its satisfaction; and, moreover, for its sake both brute and man undertake every danger and every conflict. A very naïve expression of this disposition is the well-known inscription on the door of the fornix at Pompeii, decorated with the phallus: “Heic habitat felicitas:” this was for those going in naïve, for those coming out ironical, and in itself humorous. On the other hand, the excessive power of the sexual passion is seriously and worthily expressed in the inscription which (according to Theon of Smyrna, De Musica, c. 47), Osiris had placed upon the column he erected to the eternal gods: “To Eros, the spirit, the heaven, the sun, the moon, the earth, the night, the day, and the father of all that is and that shall be;” also in the beautiful apostrophe with which Lucretius begins his work:
These considerations explain why sexual desire is so different from every other kind; it is not only the strongest but also specifically more powerful than any other desire. It's universally assumed to be necessary and inevitable and isn't simply a matter of personal taste or inclination. This desire essentially defines human nature. No other motivation can compete with it for dominance. It's so paramount that no other pleasures can make up for not satisfying it. Moreover, both humans and animals face every danger and conflict for its sake. A very straightforward example of this attitude can be seen in the famous inscription on the door of the arch at Pompeii, which features a phallus: “Heic habitat felicitas:” This was naive for those entering and ironic and humorous for those exiting. On the other hand, the overwhelming power of sexual passion is seriously expressed in the inscription that Osiris allegedly had placed on the column he erected to the eternal gods, as noted by Theon of Smyrna in *On Music*, c. 47: "To Eros, the spirit, the sky, the sun, the moon, the earth, the night, the day, and the creator of everything that exists and will exist;" This is also reflected beautifully in the way Lucretius begins his work:
To all this corresponds the important rôle which the relation of the sexes plays in the world of men, where it is really the invisible central point of all action and conduct, and peeps out everywhere in spite of all veils thrown over it. It is the cause of war and the end of peace, the basis of what is serious, and the aim of the jest, the inexhaustible source of wit, the key to all allusions, and the meaning of all mysterious hints, of all unspoken offers and all stolen glances, the daily meditation of the young, and often also of the old, the hourly thought of the unchaste, and even against their will the constantly recurring imagination of the chaste, the ever ready material of a joke, just because the profoundest seriousness lies at its foundation. It is, however, the piquant element and the joke of life that the chief concern of all men is secretly pursued and ostensibly ignored [pg 314] as much as possible. But, in fact, we see it every moment seat itself, as the true and hereditary lord of the world, out of the fulness of its own strength, upon the ancestral throne, and looking down from thence with scornful glances, laugh at the preparations which have been made to bind it, imprison it, or at least to limit it and wherever it is possible to keep it concealed, or even so to master it that it shall only appear as a subordinate, secondary concern of life. But all this agrees with the fact that the sexual passion is the kernel of the will to live, and consequently the concentration of all desire; therefore in the text I have called the genital organs the focus of the will. Indeed, one may say man is concrete sexual desire; for his origin is an act of copulation and his wish of wishes is an act of copulation, and this tendency alone perpetuates and holds together his whole phenomenal existence. The will to live manifests itself indeed primarily as an effort to sustain the individual; yet this is only a step to the effort to sustain the species, and the latter endeavour must be more powerful in proportion as the life of the species surpasses that of the individual in duration, extension, and value. Therefore sexual passion is the most perfect manifestation of the will to live, its most distinctly expressed type; and the origin of the individual in it, and its primacy over all other desires of the natural man, are both in complete agreement with this.
To all this corresponds the important role that the relationship between the sexes plays in the world of men, where it is truly the invisible central point of all action and behavior, and reveals itself everywhere despite all the veils thrown over it. It is the cause of war and the end of peace, the foundation of what is serious, and the aim of the joke, the endless source of wit, the key to all allusions, and the meaning behind all mysterious hints, unspoken offers, and stolen glances, the daily concern of the young, and often also of the old, the hourly thought of the unchaste, and even against their will the constantly recurring imagination of the chaste, the ever-ready material for a joke, simply because the deepest seriousness lies at its core. However, it is the tantalizing element and the joke of life that the main concern of all men is secretly pursued and overtly ignored as much as possible. But, in reality, we see it every moment taking its rightful place as the true and hereditary ruler of the world, sitting on the ancestral throne, looking down from there with scornful glances, laughing at the attempts made to bind it, imprison it, or at least to limit it, and wherever possible to keep it hidden, or even to control it so that it appears only as a secondary concern in life. Yet all this aligns with the fact that sexual passion is the core of the will to live, and consequently the concentration of all desire; therefore in this text, I have referred to the genital organs as the focus of the will. Indeed, one could say that man is concrete sexual desire; for his origin is an act of copulation and his deepest desire is also an act of copulation, and this inclination alone sustains and holds together his entire phenomenal existence. The will to live manifests itself primarily as an effort to sustain the individual; yet this is merely a step towards the effort to sustain the species, and the latter endeavor must be stronger proportionate to how the life of the species exceeds that of the individual in duration, scope, and value. Therefore, sexual passion is the most perfect expression of the will to live, its most clearly defined type; and the origin of the individual within it, and its precedence over all other desires of natural man, are both entirely consistent with this.
One other remark of a physiological nature is in place here, a remark which throws light upon my fundamental doctrine expounded in the second book. As the sexual impulse is the most vehement of desires, the wish of wishes, the concentration of all our volition, and accordingly the satisfaction of it which exactly corresponds to the individual wish of any one, that is, the desire fixed upon a definite individual, is the summit and crown of his happiness, the ultimate goal of his natural endeavours, with the attainment of which everything seems to him to [pg 315] have been attained, and with the frustrating of which everything seems to him to have been lost:—so we find, as its physiological correlative, in the objectified will, thus in the human organism, the sperm or semen as the secretion of secretions, the quintessence of all animal fluids, the last result of all organic functions, and have in it a new proof of the fact that the body is only the objectivity of the will, i.e., is the will itself under the form of the idea.
One other comment of a physiological nature is relevant here, a comment that sheds light on my core principle discussed in the second book. Since the sexual drive is the strongest of desires, the ultimate wish, the focus of all our willpower, its fulfillment, which aligns perfectly with someone's individual wish, specifically the desire aimed at a particular person, represents the peak of their happiness, the ultimate goal of their natural efforts, achieving which makes them feel everything has been accomplished, and the frustration of which makes them feel everything has been lost:—thus, we observe as its physiological counterpart, in the manifested will, and within the human body, the sperm or semen as the most essential secretion, the essence of all bodily fluids, the final outcome of all organic functions, providing further evidence that the body is merely the objectification of the will, i.e., it is the will itself in the form of the idea.
With reproduction is connected the maintenance of the offspring, and with the sexual impulse, parental love; and thus through these the life of the species is carried on. Accordingly the love of the brute for its young has, like the sexual impulse, a strength which far surpasses that of the efforts which merely concerns itself as an individual. This shows itself in the fact that even the mildest animals are ready to undertake for the sake of their young even the most unequal battle for life and death, and with almost all species of animals the mother encounters any danger for the protection of her young, nay, in many cases even faces certain death. In the case of man this instinctive parental love is guided and directed by reason, i.e., by reflection. Sometimes, however, it is also in this way restricted, and with bad characters this may extend to the complete repudiation of it. Therefore we can observe its effects most purely in the lower animals. In itself, however, it is not less strong in man; here also, in particular cases, we see it entirely overcome self-love, and even extend to the sacrifice of life. Thus, for example, the French newspapers have just announced that at Cahors, in the department of Lot, a father has taken his own life in order that his son, who had been drawn for military service, should be the eldest son of a widow, and therefore exempt (Galignani's Messenger of 22d June 1843). Yet in the case of the lower animals, since they are capable of no reflection, the instinctive maternal affection (the male is generally ignorant [pg 316] of his paternity) shows itself directly and unsophisticated, and therefore with perfect distinctness and in its whole strength. At bottom it is the expression of the consciousness in the brute that its true being lies more immediately in the species than in the individual, and therefore, when necessary, it sacrifices its life that the species may be maintained in the young. Thus here, as also in the sexual impulse, the will to live becomes to a certain extent transcendent, for its consciousness extends beyond the individual, in which it is inherent, to the species. In order to avoid expressing this second manifestation of the life of the species in a merely abstract manner, and to present it to the reader in its magnitude and reality, I will give a few examples of the extraordinary strength of instinctive maternal affection.
With reproduction comes the care for the young, and with the sexual drive, parental love; through these, the survival of the species continues. Therefore, the bond of an animal to its offspring has, similar to the sexual impulse, a power that far exceeds efforts that focus solely on the individual. This is evident in how even the gentlest animals are willing to fight, even in the most desperate situations, for their young. Almost all species witness mothers facing dangers to protect their offspring, and in many cases, even risking their own lives. In humans, this instinctual parental love is guided and channeled by reason, meaning it is shaped by reflection. However, this can sometimes be limited, and those with poor character may completely reject it. Thus, we can see its effects most clearly in lower animals. Nonetheless, it is no less powerful in humans; here too, in certain situations, we see it entirely overcoming self-interest, even leading to the sacrifice of life. For instance, French newspapers recently reported that in Cahors, in the Lot department, a father took his own life so that his son, who had been selected for military service, would become the eldest son of a widow and thereby be exempt (Galignani's Messenger of 22nd June 1843). However, in lower animals, since they lack the ability to reflect, the instinctive maternal affection (the male generally remains unaware of his paternity) is expressed directly and simply, thus showing itself clearly and in full force. Essentially, it reflects the awareness in animals that their true existence lies more with the species than with the individual; hence, when necessary, they sacrifice their lives so the species can be preserved through their young. Thus, in this context, as well as in the sexual impulse, the will to live becomes, to a degree, transcendent, as its awareness goes beyond the individual, encompassing the species. To avoid conveying this second aspect of the species' life in a merely abstract way, and to present it in its magnitude and reality, I will provide a few examples of the remarkable strength of instinctive maternal love.
The sea-otter, when pursued, seizes its young one and dives with it; when it comes up again to take breath, it covers the young one with its body, and receives the harpoon of the hunter while the young one is escaping. A young whale is killed merely to attract the mother, who hurries to it and seldom forsakes it so long as it still lives, even although she is struck with several harpoons (Scoresby's “Journal of a Whaling Voyage;” from the English of Kreis, p. 196). At Three Kings Island, near New Zealand, there are colossal seals called sea-elephants (phoca proboscidea). They swim round the island in regular herds and feed upon fishes, but yet have certain terrible enemies below water unknown to us, by whom they are often severely wounded; hence their swimming together requires special tactics. The females bring forth their young upon the shore; while they are suckling them, which lasts from seven to eight weeks, all the males form a circle round them in order to prevent them, driven by hunger, from entering the sea, and if this is attempted they prevent it by biting. Thus they all fast together for between seven and eight weeks, and all become very thin, simply in order that the young may not enter the sea before they [pg 317] are able to swim well and observe the necessary tactics which are then taught them with blows and bites (Freycinet, Voy. aux terres Australes, 1826). We also see here how parental affection, like every strong exertion of the will (cf. chap. xix. 6), heightens the intelligence. Wild ducks, white-throats, and many other birds, when the sportsman comes near their nest, fly in front of him with loud cries and flap about as if their wings were injured, in order to attract his attention from their young to themselves. The lark tries to entice the dog away from its nest by exposing itself. In the same way hinds and does induce the hunter to pursue them in order that their young may not be attacked. Swallows have flown into burning houses to rescue their young or perish with them. At Delft, in a great fire, a stork allowed itself to be burnt in its nest rather than forsake its tender young, which could not yet fly (Hadr. Junius, Descriptio Hollandiæ). Mountain-cocks and woodcocks allow themselves to be taken upon the nest when brooding. Muscicapa tyrannus protects its nest with remarkable courage, and defends itself against eagles. An ant has been cut in two, and the fore half been seen to bring the pupæ to a place of safety. A bitch whose litter had been cut out of her belly crept up to them dying, caressed them, and began to whine violently only when they were taken from her (Burdach, Physiologie als Erfahrungswissenschaft, vol. ii. and iii.).
The sea otter, when chased, grabs its baby and dives underwater; when it resurfaces to breathe, it shields the baby with its body, taking the hunter's harpoon while the baby escapes. A young whale is sometimes killed just to lure the mother, who rushes to it and rarely leaves its side as long as it’s alive, even when struck by multiple harpoons (Scoresby's “Journal of a Whaling Trip;” from the English of Kreis, p. 196). At Three Kings Island, near New Zealand, there are giant seals known as sea elephants (phoca proboscidea). They swim around the island in organized groups and feed on fish, but they have some terrifying underwater predators we don’t know about, which often injure them; therefore, they swim together using specific strategies. The females give birth on the shore; while nursing their young for seven to eight weeks, all the males form a circle around them to prevent hunger-driven attempts to enter the sea, and they stop any attempts by biting. Thus, they all fast together for seven to eight weeks, losing weight, just to ensure the young don’t enter the water until they can swim well and learn the necessary tactics, which are then taught to them through blows and bites (Freycinet, Voyage to the Southern Lands, 1826). This shows how parental affection, like every strong exertion of will (cf. chap. xix. 6), enhances intelligence. Wild ducks, white-throats, and many other birds fly in front of a hunter with loud cries and flapping wings to draw attention away from their young. The lark tries to distract the dog away from its nest by exposing itself. Similarly, does and hinds lead hunters away to protect their young. Swallows have flown into burning buildings to save their young or perish with them. During a fire in Delft, a stork let itself be burned in its nest rather than abandon its vulnerable chicks, which couldn’t yet fly (Hadr. Junius, Description of Holland). Mountain-cocks and woodcocks allow themselves to be captured when nesting. Muscicapa tyrannus fiercely protects its nest and fights off eagles. An ant has been seen, when cut in half, to carry its pupae to safety. A dog whose puppies were taken from her abdomen crawled to them, dying, and only began to whine loudly when they were removed (Burdach, Physiology as an empirical science, vol. ii. and iii.).
Chapter 43. On Heredity.
The most ordinary experience teaches that in generation the combined seed of the parents not only propagates the peculiarities of the species, but also those of the individual, as far as bodily (objective, external) qualities are concerned, and this has also always been recognised—
The most ordinary experience shows that in reproduction, the combined genetic material from the parents not only passes on the traits of the species but also those of the individual, at least regarding physical (objective, external) characteristics, and this has always been acknowledged—
“Naturæ sequitur semina quisque suæ.”
“Each follows the seeds of nature.”
—Catull.
—Catullus
Now whether this also holds good of mental (subjective, internal) qualities, so that these also are transmitted by the parents to the children, is a question which has already often been raised, and almost always answered in the affirmative. More difficult, however, is the problem whether it is possible to distinguish what belongs to the father and what to the mother, thus what is the mental inheritance which we receive from each of our parents. If now we cast upon this problem the light of our fundamental knowledge that the will is the true being, the kernel, the radical element in man, and the intellect, on the other hand, is what is secondary, adventitious, the accident of that substance; before questioning experience we will assume it as at least probable that the father, as sexus potior and the procreative principle, imparts the basis, the radical element, of the new life, thus the will, and the mother, as sexus sequior and merely conceiving principle, imparts the secondary element, the intellect; that thus the man inherits his moral nature, his character, his inclinations, his heart, from the father, and, on the other hand, the [pg 319] grade, quality, and tendency of his intelligence from the mother. Now this assumption actually finds its confirmation in experience; only this cannot be decided by a physical experiment upon the table, but results partly from the careful and acute observation of many years, and partly from history.
Now whether this also applies to mental (subjective, internal) qualities, meaning whether these are also passed down from parents to children, is a question that has been raised many times and almost always answered positively. However, it's more challenging to determine what traits come from the father and what come from the mother, specifically what mental inheritance we receive from each parent. If we consider that the will is the true essence, the core, the fundamental element in a person, while the intellect is more secondary, incidental, a byproduct of that essence, we can at least tentatively assume that the father, as the dominant sex and the procreative force, provides the foundation, the essential element of new life, which is the will, and the mother, as the secondary sex and merely the conception factor, provides the secondary element, the intelligence; thus a man inherits his moral character, his personality, his tendencies, and his emotional nature from the father, while he inherits the [pg 319] level, quality, and nature of his intelligence from the mother. This assumption is indeed confirmed by experience; however, it cannot be determined through a physical experiment, but rather arises from years of careful and astute observation, as well as historical context.
One's own experience has the advantage of complete certainty and the greatest speciality, and this outweighs the disadvantage that arises from it, that its sphere is limited and its examples not generally known. Therefore, primarily, I refer every one to his own experience. First of all let him consider himself, confess to himself his inclinations and passions, his characteristic errors and weaknesses, his vices, and also his excellences and virtues, if he has any. Then let him think of his father, and he cannot fail to recognise all these characteristic traits in him also. On the other hand, he will often find his mother of an entirely different character, and a moral agreement with her will very seldom occur, indeed only through the exceptional accident of a similarity of the character of the two parents. Let him make this examination, for example, with reference to quick temper or patience, avarice or prodigality, inclination to sensuality, or to intemperance, or to gambling, hard-heartedness or kindliness, honesty or hypocrisy, pride or condescension, courage or cowardice, peaceableness or quarrelsomeness, placability or resentfulness, &c. Then let him make the same investigation with regard to all those whose characters and whose parents he has accurately known. If he proceeds attentively, with correct judgment, and candidly, the confirmation of our principle will not be lacking. Thus, for example, he will find the special tendency to lie, which belongs to many men, equally present in two brothers, because they have inherited it from the father; on this account also the comedy, “The Liar and his Son,” is psychologically correct. However, two inevitable limitations must here be borne in mind, which only open [pg 320] injustice could interpret as evasions. First, pater semper incertus. Only a decided physical resemblance to the father removes this limitation; a superficial resemblance, on the other hand, is not sufficient to do so; for there is an after-effect of earlier impregnation by virtue of which the children of the second marriage have sometimes still a slight resemblance to the first husband, and children begotten in adultery to the legitimate father. Such an after-effect has been still more distinctly observed in the case of brutes. The second limitation is, that in the son the moral character of the father certainly appears, yet under the modification which it has received through another and often very different intellect (the inheritance from the mother), and thus a correction of the observation becomes necessary. This modification may be important or trifling in proportion to that difference, but it can never be so great that the fundamental traits of the paternal character do not always appear under it recognisably enough, like a man who has disguised himself by an entirely different kind of dress, wig, and beard. For example, if by inheritance from the mother a man is pre-eminently endowed with reason, thus with the power of reflection and deliberation, the passions inherited from his father are partly bridled by this, partly concealed, and accordingly only attain to a methodical, systematic, or secret manifestation, and thus a very different phenomenon from that of the father, who perhaps had only a very limited mind, will then result; and in the same way the converse case may occur. The inclinations and passions of the mother, on the other hand, do not reappear at all in the children, often indeed their opposite.
One's personal experience comes with total certainty and is highly unique, which is more valuable than its downside: that it's limited in scope and its examples aren’t widely known. So, I first suggest that everyone relies on their own experience. They should start by reflecting on themselves, being honest about their inclinations, passions, typical mistakes, weaknesses, vices, and also their strengths and virtues, if they have any. Next, they should think about their father and will likely recognize similar traits in him as well. However, they often find that their mother has a completely different character, and moral alignment with her is rare, except in cases where both parents share similar characteristics. This examination should be done, for instance, with respect to traits like temper, patience, greed, generosity, tendencies toward sensuality, indulgence, or gambling, as well as kindness, honesty, hypocrisy, pride, humility, courage, cowardice, peace, or conflict, among others. Then, they should carry out the same analysis regarding anyone they know well along with their parents. If they proceed carefully, with sound judgment, and with honesty, they will find support for our idea. For instance, they will notice the tendency to lie that many men have is also seen in two brothers because they inherited it from their father; this is why the comedy, “The Liar and His Son,” makes psychological sense. However, there are two important limitations to remember, which might be wrongly seen as evasion. First, father always uncertain. Only a clear physical resemblance to the father removes this limitation; a minor resemblance isn’t enough because there can be lingering effects from earlier conception that lead children from a second marriage to resemble the first husband, or children born from an affair to look like the legitimate father. Such lingering effects are even more noticeable in animals. The second limitation is that the son may exhibit the father’s moral character, but modified by traits inherited from the mother, which can be very different. This modification may range from significant to trivial but will never be so extreme that the fundamental traits of the father’s character aren’t still recognizable, like a man disguised in completely different clothing, a wig, and a beard. For instance, if a man inherits superior reasoning from his mother—meaning the ability to reflect and deliberate—his father’s passions may be restrained or hidden, leading to a methodical, systematic, or secret expression that results in something quite different from the father, who perhaps had a narrower mind. The opposite can also happen. On the other hand, the inclinations and passions from the mother may not appear in the children at all and might even be the opposite.
Historical examples have the advantage over those of private life of being universally known; but, on the other hand, they are of course impaired by the uncertainty and frequent falsification of all tradition, and especially also by the fact that as a rule they only contain the public, not the private life, and consequently only the political actions, not the [pg 321] finer manifestations of character. However, I wish to support the truth we are speaking of by a few historical examples, to which those who have made a special study of history can no doubt add a far larger number of equally pertinent cases.
Historical examples have the advantage of being widely recognized, but they are also limited by the uncertainty and frequent distortion of tradition. Additionally, they typically focus on public rather than private life, which means they often only highlight political actions instead of the finer aspects of character. Still, I want to illustrate the point we're discussing with a few historical examples. I'm sure those who have extensively studied history can provide many more relevant cases.
It is well known that P. Decius Mus sacrificed his life for his country with heroic nobleness; for, solemnly committing himself and the enemy to the infernal deities, with covered face he plunged into the army of the Latins. About forty years later his son, of the same name, did exactly the same thing in the war against the Gauls (Liv. viii. 6; x. 28). Thus a thorough proof of the Horatian fortes creantur fortibus et bonis: the converse of which is thus given by Shakspeare—
It is well known that P. Decius Mus gave his life for his country with great bravery; he solemnly committed himself and the enemy to the underworld gods, and with his face covered, he charged into the Latin army. About forty years later, his son, sharing the same name, did the exact same thing in the war against the Gauls (Liv. viii. 6; x. 28). This clearly proves the Horatian Strong people are made by strong and good ones.: the opposite of which is expressed by Shakespeare—
“Cowards father cowards, and base things sire base.”
“Cowards raise cowards, and lowly things create lowly offspring.”
—Cymbeline, iv. 2.
—Cymbeline, iv. 2.
Early Roman history presents to us whole families whose members in long succession distinguished themselves by devoted patriotism and courage; such were the gens Fabia and the gens Fabricia. Again, Alexander the Great was fond of power and conquest, like his father Philip. The pedigree of Nero which, with a moral intention, Suetonius (c. 4 et 5) gives at the beginning of his sketch of this monster is very well worth considering. It is the gens Claudia he describes, which flourished in Rome through six centuries, and produced not only capable, but arrogant and cruel men. From it sprang Tiberius, Caligula, and finally Nero. In his grandfather, and still more strongly in his father, all those atrocious qualities show themselves, which could only attain their perfect development in Nero, partly because his higher position afforded them freer scope, partly because he had for his mother the irrational Bacchante, Agrippina, who could impart to him no intellect to bridle his passions. Quite in our sense, therefore, Suetonius relates that at his birth præsagio fuit etiam Domitii, patris, vox, inter gratulationes amicorum, negantis, quidquam ex se [pg 322]et Agrippina, nisi detestabile et malo publico nasci potuisse. On the other hand, Cimon was the son of Miltiades, and Hannibal of Hamilcar, and the Scipios make up a whole family of heroes and noble defenders of their country. But the son of Pope Alexander VI. was his hideous image, Cæsar Borgia. The son of the notorious Duke of Alba was just as cruel and wicked a man as his father. The malicious and unjust Philip IV. of France, who is specially known by his cruel torture and execution of the knights templars, had for his daughter Isabella, wife of Edward II. of England, who rebelled against her husband, took him prisoner, and after he had signed his abdication, since the attempt to kill him by ill-usage was unsuccessful, caused him to be put to death in prison in a manner which is too horrible for me to care to relate. The blood-thirsty tyrant and defensor fidei, Henry VIII. of England had a daughter by his first marriage, Queen Mary, equally distinguished for bigotry and cruelty, who from her numerous burnings of heretics has won the name of Bloody Mary. His daughter by his second marriage, Elizabeth, received an excellent understanding from her mother, Anne Boleyn, which prevented bigotry and curbed the parental character in her, yet did not do away with it; so that it still always shone through on occasions, and distinctly appeared in her cruel treatment of Mary of Scotland. Van Geuns35 tells a story, after Marcus Donatus, of a Scotch girl whose father had been burnt as a highway robber and a cannibal when she was only one year old. Although she was brought up among quite different people, there developed in her the same craving for human flesh, and being caught in the act of satisfying it, she was buried alive. In the Freimüthigen of the 13th July 1821 we read that in the department of Aube the police pursued a girl because she had murdered two children, whom she ought to have taken to the [pg 323] foundling hospital, in order to keep the little money given to the children. At last the police found the girl on the road to Paris, near Romilly, drowned, and her own father gave himself up as her murderer. Finally, let me mention a couple of cases which have occurred recently, and have therefore only the newspapers as their vouchers. In October 1836 a Count Belecznai was condemned to death in Hungary because he had murdered an official and severely wounded his own relations. His elder brother was executed earlier as a patricide, and his father also had been a murderer (Frankfurter Postzeitung of the 26th October 1836). A year later the youngest brother of this Count, in the same street where the latter had murdered the official, fired a pistol at the steward of his estates, but missed him (Frankfurter Journal, 16th September 1837). In the Frankfurter Postzeitung of the 19th November 1857 a correspondent in Paris announces the condemnation to death of a very dangerous highway robber, Lemaire, and his companions, and adds: “The criminal tendency seems hereditary in his family and in those of his confederates, as several of their race have died on the scaffold.” It follows from a passage in the Laws of Plato that similar cases were already known in Greece (Stob. Flor., vol. ii. p. 213). The annals of crime will certainly have many similar pedigrees to show. The tendency to suicide is specially hereditary.
Early Roman history shows us entire families whose members repeatedly proved their loyalty and bravery; examples include the Fabian family and the Fabrician clan. Similarly, Alexander the Great, like his father Philip, was drawn to power and conquest. The lineage of Nero, which Suetonius discusses with moral intent at the beginning of his biography of this monster, is worth examining. He describes the Claudia family, which thrived in Rome for six centuries, producing not just capable but also arrogant and cruel individuals. From this lineage came Tiberius, Caligula, and eventually Nero. In both his grandfather and especially his father, the horrific traits emerged that could only fully develop in Nero, partly due to his higher status allowing more freedom for these traits, and partly because his mother, the irrational Bacchante Agrippina, failed to impart any intellect to restrain his passions. In a way that we would understand today, Suetonius recounts that at his birth, There was also a warning from Domitius, his father, amid the congratulations of friends, denying that anything could come from him [pg 322]and Agrippina, unless it could be born from something detestable and harmful to the public. Conversely, Cimon was the son of Miltiades, and Hannibal was born to Hamilcar, while the Scipios represent an entire family of heroes and noble defenders of their nation. However, the son of Pope Alexander VI was his grotesque counterpart, Cæsar Borgia. Similarly, the son of the notorious Duke of Alba was as cruel and wicked as his father. The malicious and unjust Philip IV of France, infamous for his brutal torture and execution of the knights templars, had a daughter, Isabella, who married Edward II of England. She rebelled against her husband, imprisoned him, and after he signed his abdication—since their attempts to kill him through mistreatment failed—she ensured his execution in prison in a way too horrific for me to recount. The bloodthirsty tyrant and defender of the faith, Henry VIII of England, had a daughter from his first marriage, Queen Mary, notorious for her bigotry and cruelty, earning her the nickname Bloody Mary due to her numerous executions of heretics. His daughter from his second marriage, Elizabeth, inherited her mother Anne Boleyn's sharp intellect, which helped her avoid bigotry and mitigate her father’s harshness, though it still occasionally surfaced, particularly in her cruel treatment of Mary of Scotland. Van Geuns35 recounts, following Marcus Donatus, a story about a Scottish girl whose father was executed as a highway robber and cannibal when she was just one year old. Despite being raised in a different environment, she developed the same craving for human flesh and, when caught in the act, was buried alive. In the Freethinkers from July 13, 1821, we read that in the region of Aube, police pursued a girl who had murdered two children supposed to be taken to the [pg 323] foundling hospital to keep the little money given to the children. Eventually, the police discovered the girl drowned on the road to Paris near Romilly, and her own father confessed to being her murderer. Lastly, I’d like to mention a few more recent cases, supported solely by newspaper reports. In October 1836, Count Belecznai was sentenced to death in Hungary for murdering an official and brutally injuring his own relatives. His elder brother had already been executed for murdering their father, and their father was also a murderer (Frankfurter Postzeitung from October 26, 1836). A year later, the younger brother of this Count attempted to shoot the steward of his estates in the same street where the latter killed the official but missed (Frankfurter Journal, September 16, 1837). The Frankfurter Postzeitung from November 19, 1857, reported on the death sentence of a very dangerous highway robber, Lemaire, and his accomplices, adding: “The criminal tendency appears to run in his family and that of his accomplices, as several of their kind have been executed.” A passage from Plato's Laws suggests that such cases were already recognized in Greece (Stob. Flor., vol. ii. p. 213). The records of crime will certainly have many similar lineages to display. The tendency for suicide is particularly hereditary.
On the other hand, when we see the excellent Marcus Aurelius have the wicked Commodus for a son, this does not not lead us astray; for we know that the Diva Faustina was a uxor infamis. On the contrary, we mark this case in order in analogous cases to presume an analogous reason; for example, that Domitian was the full brother of Titus I can never believe, but that Vespasian also was a deceived husband.
On the other hand, when we see the great Marcus Aurelius have the wicked Commodus as his son, this doesn't lead us astray; we know that the Diva Faustina was a infamous wife. On the contrary, we note this case to presume a similar reason in related situations; for instance, I can never believe that Domitian was the full brother of Titus, but I do think that Vespasian was also a deceived husband.
Now, as regards the second part of the principle set up thus the inheritance of the intellect from the mother, this enjoys a far more general acceptance than the first part, [pg 324] which in itself appeals to the liberum arbitrium indifferentiæ, while its separate apprehension is opposed by the doctrine of the simplicity and indivisibility of the soul. Even the old and popular expression “mother-wit” shows the early recognition of this second truth, which depends upon the experience both with regard to small and great intellectual endowments, that they are the possession of those whose mothers proportionately distinguished themselves by their intelligence. That, on the other hand, the intellectual qualities of the father are not transmitted to the son is proved both by the fathers and the sons of men distinguished by the most eminent faculties, for, as a rule, they are quite ordinary men, without a trace of the paternal mental gifts. But if now an isolated exception to this experience, so often confirmed, should appear; such, for example, as is presented by Pitt and his father, Lord Chatham, we are warranted in ascribing it to accident, nay, obliged to do so, although, on account of the exceptional rarity of great talents, it is certainly an accident of a most extraordinary kind. Here, however, the rule holds good: it is improbable that the improbable never happens. Besides, great statesmen (as was already mentioned in chapter 22) are so just as much through the qualities of their character, thus through what is inherited from the father, as through the superiority of their mind. On the other hand, among artists, poets, and philosophers, to whose works alone genius is properly ascribed, I know of no case analogous to that. Raphael's father was certainly a painter, but not a great one; Mozart's father, and also his son, were musicians, but not great ones. However, it is indeed wonderful that the fate which had destined a very short life to both of these men, each the greatest in his own sphere, as it were by way of compensation, took care, by letting them be born already in their workshop, that, without suffering the loss of time in youth which for the most part occurs in the case of other men of genius, they received even from childhood, through [pg 325] paternal example and instruction, the necessary introduction into the art to which they were exclusively destined. This secret and mysterious power which seems to guide the individual life I have made the subject of special investigations, which I have communicated in the essay, “Ueber die scheinbare Absichtlichkeit im Schicksale des Einzelnen” (Parerga, vol. i.). It is further to be observed here that there are certain scientific occupations which certainly presuppose good native faculties, yet not those which are really rare and extraordinary; while the principal requirements are zealous efforts, diligence, patience, early instruction, sustained study, and much practice. From this, and not from the inheritance of the intellect of the father, the fact is to be explained that, since the son always willingly follows the path that has been opened up by the father, and almost all businesses are hereditary in certain families, in some sciences also, which before everything demand diligence and persistence, individual families can show a succession of men of merit; such are the Scaligers, the Bernouillis, the Cassinis, the Herschels.
Now, regarding the second part of the principle which states that intelligence is inherited from the mother, this idea is generally more accepted than the first part, [pg 324], which relies on the notion of the free will of indifference, while its independent understanding is challenged by the belief in the simplicity and indivisibility of the soul. Even the well-known phrase "common sense" reflects an early acknowledgment of this second truth, based on the observation that both minor and major intellectual abilities often belong to individuals whose mothers notably excelled in intelligence. Conversely, the idea that a father's intellectual qualities are not passed down to his son is supported by observing both renowned fathers and their sons, who typically turn out to be quite average, with no sign of the father's mental gifts. However, if an isolated exception to this commonly observed trend arises—like Pitt and his father, Lord Chatham—we can attribute it to chance, and we must do so, even though such exceptional talent is undoubtedly a rare occurrence. Here, the rule still applies: it’s unlikely that the unlikely never happens. Additionally, great statesmen (as mentioned in chapter 22) are shaped by their character traits, which they inherit from their fathers, as much as by their intellectual superiority. In contrast, among creatives like artists, poets, and philosophers, to whose works true genius is ascribed, I am not aware of any similar cases. Raphael’s father was indeed a painter, but not a great one; Mozart’s father and son were musicians, but not exceptional. Nonetheless, it’s remarkable that fate, which dictated that both of these individuals would have very short lives—each the best in their fields—compensated by allowing them to be born into their craft, enabling them to start their artistic journeys without losing the time in youth that typically hinders other geniuses. They gained essential guidance in their art from childhood through [pg 325] their fathers’ examples and teachings. This hidden and mysterious force that seems to steer individual lives is something I have examined in depth, as discussed in my essay, "On the Apparent Intentionality in the Fate of the Individual" (Parerga, vol. i.). It should also be noted that some scientific professions do require a good natural talent, though not those that are rare and extraordinary; the main qualifications are hard work, diligence, patience, early education, consistent study, and a lot of practice. This explains why, since a son often follows the path paved by the father, and many businesses are passed down through families, certain scientific fields that primarily demand dedication and perseverance can show a lineage of accomplished individuals; examples include the Scaligers, the Bernouillis, the Cassinis, and the Herschels.
The number of proofs of the actual inheritance of the intellect of the mother would be much greater than it appears if it were not that the character and disposition of the female sex is such that women rarely give public proof of their mental faculties; and therefore these do not become historical, and thus known to posterity. Besides, on account of the weaker nature in general of the female sex, these faculties themselves can never reach the grade in them to which they may afterwards rise in the son; thus, with reference to themselves, we have to estimate their achievements higher in this proportion. Accordingly, in the first instance, only the following examples present themselves as proofs of our truth. Joseph II. was the son of Maria Theresia. Cardanus says in the third chapter, “De vita propria:” “Mater mea fuit memoria et ingenio pollens.” J. J. Rousseau says in the first book of the “Confessions:” “La beauté de ma mère, son [pg 326]esprit, ses talents,—elle en avait de trop brillans pour son état,” &c., and then quotes some delightful lines of hers. D'Alembert was the illegitimate son of Claudine de Tencin, a woman of superior mind, and the author of several romances and similar works, which met with great approbation in her day, and should even still be enjoyable (see her biography in the “Blätter für litterarische Unterhaltung,” March 1845, Nos. 71-73). That Buffon's mother was a remarkable woman is shown by the following passage from the “Voyage à Montbar, par Hérault de Sechelles,” which Flourens quotes in his “Histoire des travaux de Buffon,” p. 288: “Buffon avait ce principe qu'en général les enfants tenaient de leur mère leurs qualités intellectuelles et morales: et lorsqu'il l'avait développé dans la conversation, il en faisait sur-le-champ l'application à lui-même, en faisant un éloge pompeux de sa mère, qui avait en effet, beaucoup d'esprit, des connaissances étandues, et une tête très bien organisée.” That he includes the moral qualities is an error which is either committed by the reporter, or depends upon the fact that his mother had accidentally the same character as himself and his father. The contrary of this is shown in innumerable cases in which the mother and the son have opposite characters. Hence the greatest dramatists could present, in Orestes and Hamlet, mother and son in hostile conflict, in which the son appears as the moral representative and avenger of his father. On the other hand, the converse case, that the son should appear as the moral representative and avenger of the mother against the father, would be revolting and, at the same time, almost absurd. This depends upon the fact that between father and son there is actual identity of nature, which is the will, but between mother and son there is merely identity of intellect, and even this only in a conditioned manner. Between mother and son the greatest moral opposition can exist, between father and son only an intellectual opposition. From this point of view, also, one should recognise the necessity of the Salic [pg 327] law: the woman cannot carry on the race. Hume says in his short autobiography: “Our mother was a woman of singular merit.” It is said of Kant's mother in the most recent biography by F. W. Schubert: “According to the judgment of her son himself, she was a woman of great natural understanding. For that time, when there was so little opportunity for the education of girls, she was exceptionally well instructed, and she also continued later to care for her further education by herself. In the course of walks she drew the attention of her son to all kinds of natural phenomena, and tried to explain to him through them the power of God.” What a remarkably able, clever, and superior woman Goethe's mother was is now universally known. How much she has been spoken of in literature! while his father has not been spoken of at all; Goethe himself describes him as a man of subordinate faculties. Schiller's mother was susceptible to poetry, and made verses herself, a fragment of which will be found in his biography by Schwab. Bürger, that genuine poetic genius, to whom perhaps the first place after Goethe among German poets belongs—for compared with his ballads those of Schiller seem cold and laboured—has given an account of his parents which for us is significant, and which his friend and physician, Althof repeats in his biography which appeared in 1798, in these words: “Bürger's father was certainly provided with a variety of knowledge after the manner of study prevalent at the time, and was also a good, honourable man; but he loved his quiet comfort and his pipe of tobacco so much, that, as my friend used to say, he had always first to pull himself together if he was going to apply himself for a quarter of an hour or so to the instruction of his son. His wife was a woman of extraordinary mental endowments, which, however, were so little cultivated that she had scarcely learnt to write legibly. Bürger thought that with proper culture his mother would have been the most famous of her sex, although he several times expressed a strong disapproval of different traits of [pg 328] her moral character. However, he believed that he inherited from his mother some mental gifts, and from his father an agreement with his moral character.” Walter Scott's mother was a poetess, and was in communication with the wits of her time, as we learn from the obituary notice of Walter Scott in the Globe of 24th September 1832. That poems of hers appeared in print in 1789 I find from an article entitled “Mother-wit,” in the Blätter für litterarische Unterhaltung of 4th October 1841, published by Brockhaus, which gives a long list of clever mothers of distinguished men, from which I shall only take two: “Bacon's mother was a distinguished linguist, wrote and translated several works, and in all of them showed learning, acuteness, and taste. Boerhave's mother distinguished herself through medical knowledge.” On the other hand, Haller has preserved for us a strong proof of the inheritance of the mental weakness of the mother, for he says: “E duabus patriciis sororibus, ob divitias maritos nactis, quum tamen fatuis essent proximæ, novimus in nobilissimas gentes nunc a seculo retro ejus morbi manasse semina, ut etiam in quarta generatione, quintave, omnium posterorum aliqui fatui supersint” (Elementa physiol., Lib. xxix. § 8). Also, according to Esquirol, madness is more frequently inherited from the mother than the father. If, however, it is inherited from the father, I attribute this to the disposition of the character whose influence occasions it.
The number of proofs of the actual inheritance of the mother’s intellect would be much greater than it seems if women weren’t characterized by the tendency to rarely showcase their mental abilities publicly. Because of this, their achievements don’t become part of history and are thus unknown to future generations. Moreover, due to the generally weaker nature of women, their abilities can never reach the same level as those of their sons; thus, we should evaluate their accomplishments more highly in comparison. Accordingly, only the following examples serve as proof of this. Joseph II was the son of Maria Theresia. Cardanus mentions in the third chapter, “On One's Own Life:” “My mother was strong in memory and intelligence.” J. J. Rousseau states in the first book of the "Confessions:" "My mother’s beauty, her [pg 326]intellect, her talents—she had too many dazzling qualities for her position," &c., and then quotes some delightful lines of hers. D'Alembert was the illegitimate son of Claudine de Tencin, a woman of remarkable intellect, who authored several novels and similar works that were well-received in her time and should still be enjoyable (see her biography in the “Leaves for Literary Entertainment,” March 1845, Nos. 71-73). That Buffon's mother was exceptional is evidenced by this quote from the “Journey to Montbar, by Hérault de Sechelles,” which Flourens cites in his “The History of Buffon's Work,” p. 288: “Buffon had this principle that, in general, children inherit their intellectual and moral qualities from their mothers. And when he discussed this in conversation, he immediately applied it to himself by giving a grand praise of his mother, who indeed had a great intellect, extensive knowledge, and a very well-organized mind.” Including moral qualities might have been a mistake made by the reporter, or it could stem from the fact that his mother happened to share the same character traits as himself and his father. Numerous cases show the opposite, where mother and son have contrasting characteristics. For example, the greatest playwrights have depicted mother and son at odds, like Orestes and Hamlet, where the son stands as the moral representative and avenger of his father. Conversely, the idea of a son serving as the moral advocate for the mother against the father would be disturbing and almost laughable. This is because there is a real identity of nature between father and son, which is the will, while between mother and son there’s only a connection through intellect, and even that is conditional. The greatest moral conflicts can exist between mother and son, while only intellectual opposition exists between father and son. This perspective also highlights the necessity of the Salic [pg 327] law: a woman cannot carry on the lineage. Hume writes in his brief autobiography: "Our mother was a woman of exceptional worth." The most recent biography by F. W. Schubert states: “According to her son's own assessment, she was a woman of remarkable natural intelligence. During a time when girls had very few educational opportunities, she was exceptionally well-educated and continued to pursue her own learning later on. While walking, she would highlight different natural phenomena to her son and aimed to explain God's power through these observations.” It is well-known how exceptionally capable, smart, and remarkable Goethe's mother was. She has been widely discussed in literature, while his father has hardly been mentioned at all; Goethe describes him as a man with lesser abilities. Schiller's mother had a flair for poetry and wrote verses herself, a fragment of which can be found in his biography by Schwab. Bürger, who perhaps ranks just after Goethe among German poets due to the brilliance of his ballads compared to Schiller’s which seem more labored, provides a significant account of his parents, relayed by his friend and physician, Althof, in his biography from 1798: Bürger's father was well-educated in the typical way of studying at the time and was also a decent, honorable man. However, he loved his quiet comfort and his pipe so much that, as my friend used to say, he always had to gather himself before he could focus for even a quarter of an hour on teaching his son. His wife had exceptional mental abilities, but these were so underdeveloped that she could barely write legibly. Bürger believed that with the right support, his mother could have been the most celebrated woman of her time, although he often voiced strong disapproval of certain aspects of her moral character. Still, he felt he inherited some mental abilities from his mother and a moral disposition from his father. Walter Scott's mother was a poetess who interacted with the intellectuals of her time, as mentioned in the obituary of Walter Scott in the Globe from September 24, 1832. Poems of hers were published in 1789, as noted in an article titled "Common sense," in the Pages for Literary Entertainment from October 4, 1841, published by Brockhaus. This article lists various clever mothers of distinguished men, including two examples: Bacon's mother was a prominent linguist who wrote and translated various works, showcasing intelligence, wit, and good taste. Boerhave's mother was recognized for her medical expertise. On the other hand, Haller provides a strong case for the inherited mental weaknesses of mothers: "About two noble sisters, who, due to their wealth, married men of high status, although they were foolish themselves, we know that in the most distinguished families, the seeds of this condition have persisted since ancient times, so that even in the fourth or fifth generation, some of their descendants remain foolish." (Elementa physiol., Lib. xxix. § 8). Esquirol also notes that madness is more commonly inherited from the mother than the father. If, however, it does pass from the father, I attribute this to the character traits that influence it.
It seems to follow from our principle that sons of the same mother have equal mental capacity, and if one should be highly gifted the other must be so also. Sometimes it is so. Examples of this are the Carracci, Joseph and Michael Haydn, Bernard and Andreas Romberg, George and Frederic Cuvier. I would also add the brothers Schlegel, if it were not that the younger, Friedrich, made himself unworthy of the honour of being named along with his excellent, blameless, and highly distinguished brother, August Wilhelm, by the disgraceful obscurantism which in the last quarter of his life he pursued along with Adam [pg 329] Müller. For obscurantism is a sin, possibly not against the Holy Spirit, but yet against the human spirit, which one ought therefore never to forgive, but always and everywhere implacably to remember against whoever has been guilty of it, and take every opportunity of showing contempt for him so long as he lives, nay, after he is dead. But just as often the above result does not take place; for example, Kant's brother was quite an ordinary man. To explain this I must remind the reader of what is said in the thirty-first chapter on the physiological conditions of genius. Not only an extraordinarily developed and absolutely correctly formed brain (the share of the mother) is required, but also a very energetic action of the heart to animate it, i.e., subjectively a passionate will, a lively temperament: this is the inheritance from the father. But this quality is at its height only during the father's strongest years; and the mother ages still more quickly. Accordingly the highly gifted sons will, as a rule, be the eldest, begotten in the full strength of both parents; thus Kant's brother was eleven years younger than him. Even in the case of two distinguished brothers, as a rule, the elder will be the superior. But not only the age, but every temporary ebb of the vital force or other disturbance of health in the parents at the time when the child is begotten may interfere with the part of one or other, and prevent the appearance of a man of eminent talent, which is therefore so exceedingly rare a phenomenon. It may be said, in passing, that in the case of twins the absence of all the differences just mentioned is the cause of the quasi-identity of their nature.
It seems to follow from our principle that siblings from the same mother have equal mental abilities, and if one is particularly talented, the other should be too. Sometimes this is true. Examples include the Carracci brothers, Joseph and Michael Haydn, Bernard and Andreas Romberg, and George and Frederic Cuvier. I would also mention the Schlegel brothers, except the younger one, Friedrich, disqualified himself from being mentioned alongside his esteemed, honorable, and highly respected brother, August Wilhelm, due to the shameful obscurantism he embraced in the latter part of his life together with Adam [pg 329] Müller. Obscurantism is a sin—not necessarily against the Holy Spirit, but certainly against the human spirit, which should never be forgiven. We must always remember it against anyone who commits it and take every chance to express contempt for them while they live and even after they’re gone. However, frequently the opposite result occurs; for example, Kant's brother was just an average person. To explain this, I need to refer the reader to what's discussed in the thirty-first chapter about the physiological conditions of genius. Not only is an exceptionally developed and perfectly formed brain needed (the contribution from the mother), but also strong heart activity to bring it to life, i.e., a passionate will and a vibrant temperament inherited from the father. This quality peaks only during the father's prime years, while the mother ages more quickly. Thus, typically, the most gifted children are the eldest, born when both parents are at their strongest; Kant's brother, for instance, was eleven years younger than him. Even in cases with two accomplished brothers, the eldest is usually the more talented. However, not just age but any temporary decline in vitality or other health issues in the parents at the time of conception can affect one parent’s contribution, leading to the rarity of exceptional talent. It’s worth noting that in the case of twins, the lack of these differences often explains their almost identical nature.
If single cases should be found in which a highly gifted son had a mother who was not mentally distinguished at all, this may be explained from the fact that this mother herself had a phlegmatic father, and on this account her more than ordinarily developed brain was not adequately excited by a corresponding energy of the circulation—a necessary condition, as I have explained [pg 330] above in chapter 31. Nevertheless, her highly perfected nervous and cerebral system was transmitted to the son, in whose case a father with a lively and passionate disposition and an energetic action of the heart was added, and thus the other physical condition of great mental power first appeared here. Perhaps this was Byron's case, since we nowhere find the mental advantages of his mother mentioned. The same explanation is also to be applied to the case in which the mother of a son of genius who was herself distinguished for mental gifts had a mother who was by no means clever, for the father of the latter has been a man of a phlegmatic disposition.
If there are instances where a highly gifted son has a mother who is not intellectually remarkable at all, this can be explained by the fact that this mother had a phlegmatic father. Because of this, her unusually developed brain didn't get the proper stimulation from a corresponding level of circulation energy—something I've discussed [pg 330] in chapter 31. Still, her highly refined nervous and brain system was passed down to her son, who also had a father with a vibrant, passionate nature and a strong heart. This combination brought forth the other physical condition necessary for great mental power. Byron might be an example of this, as we don’t see any mention of his mother’s intellectual advantages. The same reasoning applies to cases where the mother of a gifted son is herself intellectually gifted, but her own mother was not at all clever, as the latter’s father was phlegmatic.
The inharmonious, disproportionate, ambiguous element in the character of most men might perhaps be referred to the fact that the individual has not a simple origin, but derives the will from the father and the intellect from the mother. The more heterogeneous and ill-adapted to each other the two parents were, the greater will that want of harmony, that inner variance, be. While some excel through their heart and others through their head, there are still others whose excellence lies in a certain harmony and unity of the whole nature, which arises from the fact that in them heart and head are so thoroughly adapted that they mutually support and advance each other; which leads us to assume that the parents were peculiarly suited to each other, and agreed in an exceptional measure.
The conflicting, uneven, and unclear traits in the character of most men can likely be traced back to the fact that individuals don't have a simple origin; instead, they inherit will from their father and intellect from their mother. The more mismatched and ill-suited the two parents are, the greater the lack of harmony and inner conflict will be. While some people shine through their emotions and others through their intellect, there are also those whose strength comes from a certain harmony and unity within themselves. This unity arises from the fact that their heart and mind are so well-aligned that they support and enhance each other, suggesting that their parents were particularly well-suited to one another and had a remarkable agreement.
With reference to the physiological side of the theory set forth, I wish now to mention that Burdach, who erroneously assumes that the same psychical qualities may be inherited now from the father, now from the mother, yet adds (Physiologie als Erfahrungswissenschaft, vol. i. § 306): “As a whole, the male element has more influence in determining the irritable life, and the female element, on the other hand, has more influence on the sensibility.” What Linné says in the “Systema naturæ,” Tom. i. p. 8, is also in point here: “Mater prolifera promit, ante generationem, [pg 331]vivum compendium medullare novi animalis suique simillimi, carinam Malpighianam dictum, tanquam plumulam vegetabilium: hoc ex genitura Cor adsociat ramificandum in corpus. Punctum emin saliens ovi incubantis avis ostendit primum cor micans, cerebrumque cum medulla: corculum hoc, cessans a frigore, excitatur calido halitu, premitque bulla aërea, sensim dilatata, liquores, secundum canales fluxiles. Punctum vitalitatis itaque in viventibus est tanquam a prima creatione continuata medullaris vitæ ramificatio, cum ovum sit gemma medullaris matris a primordio viva, licet non sua ante proprium cor paternum.”
With regard to the physiological aspect of the theory presented, I now want to mention that Burdach, who mistakenly believes that the same psychological traits can be inherited from either the father or the mother, adds (Physiology as an empirical science, vol. i. § 306): “Overall, the male component has a bigger influence on determining an irritable life, while the female component, on the other hand, affects sensitivity more.” What Linné states in the “Systema naturæ,” Tom. i. p. 8, is also relevant here: "The nurturing mother reveals, before generation, [pg 331]the living essence at the core of a new animal and its closest likeness, called the Malpighian keel, like a feather of plants: this, through generation, connects to the heart to branch out into the body. The prominent point emerging from the incubating bird's egg shows the first heart flickering, along with the brain and spinal cord: this small heart, warming up from the cold, is stimulated by warm breath, and it compresses an air bubble, gradually expanding, flowing liquids through flexible channels. Therefore, the point of vitality in living beings is like a continuous branching of the spinal life from the first creation, with the egg being the living spinal gem of the mother from the beginning, even though it does not yet possess its own paternal heart."
If we now connect the conviction we have gained here of the inheritance of the character from the father and the intellect from the mother with our earlier investigation of the wide gulf which nature has placed between man and man in a moral as in an intellectual regard, and also with our knowledge of the absolute unalterableness both of the character and of the mental faculties, we shall be led to the view that a real and thorough improvement of the human race might be attained to not so much from without as from within, thus not so much by instruction and culture as rather upon the path of generation. Plato had already something of the kind in his mind when in the fifth book of his Republic he set forth his wonderful plan for increasing and improving his class of warriors. If we could castrate all scoundrels, and shut up all stupid geese in monasteries, and give persons of noble character a whole harem, and provide men, and indeed complete men, for all maidens of mind and understanding, a generation would soon arise which would produce a better age than that of Pericles. But, without entering into such utopian plans, it might be taken into consideration that if, as, if I am not mistaken, was actually the case among certain ancient nations, castration was the severest punishment after death, the world would be delivered from whole races of scoundrels, all the more certainly as it is well known that most crimes are committed [pg 332] between the age of twenty and thirty.36 In the same way, it might be considered whether, as regards results, it would not be more advantageous to give the public dowries which upon certain occasions have to be distributed, not, as is now customary, to the girls who are supposed to be the most virtuous, but to those who have most understanding and are the cleverest; especially as it is very difficult to judge as to virtue, for, as it is said, only God sees the heart. The opportunities for displaying a noble character are rare, and a matter of chance; besides, many a girl has a powerful support to her virtue in her plainness; on the other hand, as regards understanding, those who themselves are gifted with it can judge with great certainty after some examination. The following is another practical application. In many countries, among others in South Germany, the bad custom prevails of women carrying burdens, often very considerable, upon the head. This must act disadvantageously upon the brain, which must thereby gradually deteriorate in the female sex of the nation; and since from that sex the male sex receives its brain, the whole nation becomes ever more stupid; which in many cases is by no means necessary. Accordingly by the abolition of this custom the quantum of intelligence in the whole nation would be increased, which would positively be the greatest increase of the national wealth.
If we connect the understanding we've gained here about inheriting character from fathers and intellect from mothers with our earlier exploration of the significant gap that nature has created between individuals both morally and intellectually, along with our awareness of the unchanging nature of both character and mental abilities, we might conclude that a true and profound improvement in humanity could come more from within rather than from external sources. This suggests that it would be less about education and culture and more about the path of reproduction. Plato had a similar notion in mind when he outlined his remarkable plan for enhancing and improving his class of warriors in the fifth book of his Republic. If we could castrate all wrongdoers, confine all foolish individuals in monasteries, grant people of noble character a whole harem, and provide real men for all intelligent women, we would soon see a generation arise that could usher in a better era than that of Pericles. However, without diving into such utopian ideas, we might consider that if, as I believe was indeed the case among certain ancient cultures, castration was the harshest punishment after death, the world could rid itself of entire races of wrongdoers. This is especially true since it’s well-known that most crimes are committed between the ages of twenty and thirty. Similarly, we might ponder whether, in terms of outcomes, it wouldn't be more beneficial to give public dowries, which are distributed on certain occasions, not, as is currently usual, to the girls deemed most virtuous, but rather to those who are the smartest and most insightful; especially since judging virtue is quite challenging—after all, only God knows what’s in a person's heart. Opportunities to demonstrate noble character are rare and often random; besides, many girls find their virtue supported by their plainness. In contrast, when it comes to intelligence, those who possess it can fairly accurately assess it after some evaluation. Here’s another practical thought. In many places, including South Germany, there's a harmful tradition of women carrying heavy loads on their heads. This must negatively impact their brains, which likely leads to a gradual decline in intelligence among women. And since the male population inherits its brain from females, the entire nation becomes increasingly foolish, which is often unnecessary. Therefore, by eliminating this practice, the overall intelligence of the nation could be improved, resulting in a substantial increase in national prosperity.
But if now, leaving such practical applications to others, we return to our special point of view, the ethico-metaphysical standpoint—since we connect the content of chapter 41 with that of the present chapter—the following [pg 333] result will present itself to us, which, with all its transcendence, has yet a direct empirical support. It is the same character, thus the same individually determined will, that lives in all the descendants of one stock, from the remote ancestor to the present representative of the family. But in each of these a different intellect is given with it, thus a different degree and a different kind of knowledge. Thus in each of these life presents itself to it from another side and in a different light: it receives a new fundamental view of it, a new instruction. It is true that, since the intellect is extinguished with the individual, that will cannot supplement the insight of one course of life with that of another. But in consequence of each fundamentally new view of life, such as only a renewed personality can impart to it, its willing itself receives a different tendency, thus experiences a modification from it, and what is the chief concern, the will, has, in this new direction, either to assert life anew or deny it. In this way does the arrangement of nature of an ever-changing connection of a will with an intellect, which arises from the necessity of two sexes for reproduction, become the basis of a method of salvation. For by virtue of this arrangement life unceasingly presents new sides to the will (whose image and mirror it is), turns itself about, as it were, without intermission before its sight, allows different and ever different modes of perception to try their effect upon it, so that upon each of these it must decide for assertion or denial, both of which constantly stand open to it, only that, if once denial is chosen, the whole phenomenon ceases for it with death. Now because, according to this, it is just the constant renewal and complete alteration of the intellect for the same will which, as imparting a new view of the world, holds open the path of salvation, and because the intellect comes from the mother, the profound reason may lie here on account of which all nations (with very few and doubtful exceptions) abominate and forbid the marriage of brothers and sisters, nay, even on account of which sexual love does not arise at all between brothers [pg 334] and sisters, unless in very rare exceptions, which depend upon an unnatural perversity of the instinct, if not upon the fact that one of the two is illegitimate. For from a marriage of brothers and sisters nothing could proceed but constantly ever the same will with the same intellect, as both already exist united in both the parents, thus the hopeless repetition of the phenomenon which has already been.
But if now, leaving such practical applications to others, we return to our specific point of view, the ethical-metaphysical perspective—since we connect the content of chapter 41 with that of this chapter—the following [pg 333] result will emerge, which, despite its abstract nature, has direct empirical backing. It is the same character, and thus the same individual will, that exists in all the descendants of one lineage, from the distant ancestor to the current representative of the family. However, in each of these individuals, a different intellect is present, along with varying degrees and types of knowledge. As a result, life manifests to each person in a unique way and from a different perspective: they gain a new fundamental understanding of it, a new education. It is true that, since the intellect is lost with the individual, that will cannot enhance the understanding of one life path with insights from another. Nevertheless, due to each fundamentally new perspective on life, which only a renewed personality can provide, the will undergoes a different inclination, thus experiencing a shift; and most importantly, the will must either reaffirm life or reject it in this new direction. This is how the arrangement of nature, with its ever-changing connection between will and intellect—arising from the need for two sexes for reproduction—forms the foundation of a method of salvation. Because of this setup, life continuously presents new aspects to the will (which it reflects and embodies), shift around, as it were, unceasingly before its perception, allowing various and constantly different ways of understanding to test their impact on it, so that it must decide on each of these for affirmation or denial, both of which are always available to it; however, if denial is chosen, the entire phenomenon ends with death. Now, since this constant renewal and complete alteration of the intellect for the same will—which provides a new worldview—keeps the path to salvation open, and because intellect is inherited from the mother, this may explain why all societies (with very few and questionable exceptions) detest and prohibit the marriage of siblings, and why, generally, sexual love does not develop between brothers [pg 334] and sisters, except in very rare cases, which stem from an unnatural distortion of instinct, if not from the fact that one of the two is illegitimate. This is because a marriage between siblings could only produce the same will with the same intellect, as both are already combined in the parents, leading to the hopeless repetition of a phenomenon that has already occurred.
But if now, in the particular case and close at hand, we contemplate the incredibly great and yet manifest difference of characters—find one so good and philanthropic, another so wicked, nay, ferocious; again, behold one just, honest, and upright, and another completely false, as a sneak, a swindler, a traitor, an incorrigible scoundrel—there discloses itself to us a chasm in our investigation, for in vain we ponder, reflecting on the origin of such a difference. Hindus and Buddhists solve the problem by saying, “It is the consequence of the deeds of the preceding courses of life.” This solution is certainly the oldest, also the most comprehensible, and has come from the wisest of mankind; but it only pushes the question further back. Yet a more satisfactory answer will hardly be found. From the point of view of my whole teaching, it remains for me to say that here, where we are speaking of the will as thing in itself, the principle of sufficient reason, as merely the form of the phenomenon, is no longer applicable; with it, however, all why and whence disappear. Absolute freedom just consists in this, that something is not subject at all to the principle of sufficient reason, as the principle of all necessity. Such freedom, therefore, only belongs to the thing in itself. And this is just the will. Accordingly, in its phenomenal manifestation, consequently in the Operari, it is subject to necessity; but in the Esse, where it has determined itself as thing in itself, it is free. Whenever, therefore, we come to this, as happens here, all explanation by means of reasons and consequents ceases, and nothing remains for us but to say that here manifests itself [pg 335] the true freedom of the will, which belongs to it because it is the thing in itself, which, however, just as such, is groundless, i.e., knows no why. But on this account all understanding ceases for us here, because all our understanding depends upon the principle of sufficient reason, for it consists in the mere application of that principle.
But if we now look closely at this specific situation, we see an incredibly vast and obvious difference in character—one person is incredibly good and charitable, while another is wicked, even brutal; we observe one person who is just, honest, and upright, and another who is completely deceitful, a con artist, a traitor, and a hopeless scoundrel. This reveals a gap in our understanding, because no matter how much we think about the cause of such a difference, we find ourselves at a loss. Hindus and Buddhists explain this by saying, "It's the result of actions from past lives." This explanation is certainly the oldest and most understandable, originating from some of the wisest thinkers; but it simply pushes the question further back in time. However, it's hard to find a more satisfying answer. From the perspective of my entire teaching, I must say that when we talk about the will as something in itself, the principle of sufficient reason, which is merely a framework for phenomena, no longer applies; with it, all reasons and origins cease to exist. True freedom lies in the fact that something is not at all subject to the principle of sufficient reason, which is the basis of all necessity. Therefore, such freedom belongs solely to the thing in itself, which is the will. In its phenomenal manifestation, therefore, in the Work, it is subject to necessity; but in the Esse, where it has defined itself as a thing in itself, it is free. Thus, whenever we reach this point, as we do here, all explanations based on reasons and consequences fall away, and we can only state that here, we see [pg 335] the true freedom of the will, which belongs to it because it is a thing in itself, which, just as it is, is without foundation, i.e., knows no reason why. Consequently, our understanding comes to a halt here, because all our understanding relies on the principle of sufficient reason, which consists merely in the application of that principle.
Chapter 44. The Metaphysics of Sexual Love.
—Bürger.
— Bürger.
This chapter is the last of four whose various reciprocal relations, by virtue of which, to a certain extent, they constitute a subordinate whole, the attentive reader will recognise without it being needful for me to interrupt my exposition by recalling them or referring to them.
This chapter is the last of four. The different relationships among them create a subordinate whole that the attentive reader will recognize without me needing to pause my explanation to recall or refer to them.
We are accustomed to see poets principally occupied with describing the love of the sexes. This is as a rule the chief theme of all dramatic works, tragical as well as comical, romantic as well as classical, Indian as well as European. Not less is it the material of by far the largest part of lyrical and also of epic poetry, especially if we class with the latter the enormous piles of romances which for centuries every year has produced in all the civilised countries of Europe as regularly as the fruits of the earth. As regards their main contents, all these works are nothing else than many-sided brief or lengthy descriptions of the passion we are speaking of. Moreover, the most successful pictures of it—such, for example, as Romeo and Juliet, La Nouvelle Hélöise, and Werther—have gained [pg 337] immortal fame. Yet, when Rochefoucauld imagines that it is the same with passionate love as with ghosts, of which every one speaks, but which no one has seen; and Lichtenberg also in his essay, “Ueber die Macht der Liebe,” disputes and denies the reality and naturalness of that passion, they are greatly in error. For it is impossible that something which is foreign and contrary to human nature, thus a mere imaginary caricature, could be unweariedly represented by poetic genius in all ages, and received by mankind with unaltered interest; for nothing that is artistically beautiful can be without truth:—
We are used to seeing poets mainly focused on describing romantic love. This is usually the main theme of all dramatic works, whether they're tragic or comedic, romantic or classical, Indian or European. It's also the subject of most lyrical and epic poetry, especially if we include the vast amount of romances produced every year in all the civilized countries of Europe, as reliably as seasonal fruits. In terms of main content, all these works are essentially diverse short or long descriptions of the passion we're discussing. Moreover, the most successful portrayals of it—like Romeo and Juliet, *La Nouvelle Hélöise*, and *Werther*—have achieved lasting fame. Yet, when Rochefoucauld suggests that passionate love is like ghosts—something everyone talks about but no one has truly seen—and Lichtenberg also questions its reality and naturalness in his essay, “Über die Macht der Liebe,” they are mistaken. It cannot be that something foreign and contrary to human nature, merely an imaginary caricature, could be endlessly represented by poetic genius throughout the ages and still capture people's interest; for nothing that is artistically beautiful can lack truth:—
“Rien n'est beau que le vrai; le vrai seul est aimable.”
“Nothing is beautiful except for the truth; only the truth is worth loving.”
—Boil.
Boil.
Certainly, however, it is also confirmed by experience, although not by the experience of every day, that that which as a rule only appears as a strong yet still controllable inclination may rise under certain circumstances to a passion which exceeds all others in vehemence, and which then sets aside all considerations, overcomes all obstacles with incredible strength and perseverance, so that for its satisfaction life is risked without hesitation, nay, if that satisfaction is still withheld, is given as the price of it. Werthers and Jacopo Ortis exist not only in romance, but every year can show at least half a dozen of them in Europe: Sed ignotis perierunt mortibus illi; for their sorrows find no other chroniclers than the writers of official registers or the reporters of the newspapers. Yet the readers of the police news in English and French journals will attest the correctness of my assertion. Still greater, however, is the number of those whom the same passion brings to the madhouse. Finally, every year can show cases of the double suicide of a pair of lovers who are opposed by outward circumstances. In such cases, however, it is inexplicable to me how those who, certain of mutual love, expect to find the supremest bliss in the enjoyment of this, do not withdraw themselves from all connections [pg 338] by taking the extremest steps, and endure all hardships, rather than give up with life a pleasure which is greater than any other they can conceive. As regards the lower grades of that passion, and the mere approaches to it, every one has them daily before his eyes, and, as long as he is not old, for the most part also in his heart.
Sure, but experience confirms, although not the everyday kind, that what usually seems like a strong but manageable desire can, under certain circumstances, turn into a passion that overshadows everything else in intensity. This passion ignores all considerations and overcomes all obstacles with incredible strength and determination, risking life without hesitation; in fact, if that satisfaction is still denied, people may even pay with their lives for it. Werthers and Jacopo Ortis aren’t just characters in stories; every year, at least half a dozen real-life cases can be found in Europe: But they perished by unknown deaths; because their suffering is only documented by official records or newspaper reports. Readers of police news in English and French newspapers will back up my claim. Even more numerous are those driven to madness by the same passion. Each year also sees instances of lovers committing double suicide due to external pressures. In these cases, I can’t understand why those who are sure of their love and expect to find the ultimate happiness in it don’t cut all ties [pg 338] by taking the most extreme actions, enduring any hardships, rather than giving up a joy that surpasses anything else they can imagine. As for the lesser forms of that passion and its initial stages, everyone witnesses them daily, and as long as one isn’t old, they often feel them in their own hearts.
So then, after what has here been called to mind, no one can doubt either the reality or the importance of the matter; and therefore, instead of wondering that a philosophy should also for once make its own this constant theme of all poets, one ought rather to be surprised that a thing which plays throughout so important a part in human life has hitherto practically been disregarded by philosophers altogether, and lies before us as raw material. The one who has most concerned himself with it is Plato, especially in the “Symposium” and the “Phædrus.” Yet what he says on the subject is confined to the sphere of myths, fables, and jokes, and also for the most part concerns only the Greek love of youths. The little that Rousseau says upon our theme in the “Discours sur l'inégalité” (p. 96, ed. Bip.) is false and insufficient. Kant's explanation of the subject in the third part of the essay, “Ueber das Gefühl des Schönen und Erhabenen” (p. 435 seq. of Rosenkranz's edition), is very superficial and without practical knowledge, therefore it is also partly incorrect. Lastly, Platner's treatment of the matter in his “Anthropology” (§ 1347 seq.) every one will find dull and shallow. On the other hand, Spinoza's definition, on account of its excessive naïveté, deserves to be quoted for the sake of amusement: “Amor est titillatio, concomitante idea causæ externæ” (Eth. iv., prop. 44, dem.) Accordingly I have no predecessors either to make use of or to refute. The subject has pressed itself upon me objectively, and has entered of its own accord into the connection of my consideration of the world. Moreover, least of all can I hope for approbation from those who are themselves under the power of [pg 339] this passion, and who accordingly seek to express the excess of their feelings in the sublimest and most ethereal images. To them my view will appear too physical, too material, however metaphysical and even transcendent it may be at bottom. Meanwhile let them reflect that if the object which to-day inspires them to write madrigals and sonnets had been born eighteen years earlier it would scarcely have won a glance from them.
So then, after reflecting on what has been discussed, no one can doubt the reality or importance of the topic; therefore, instead of being surprised that philosophy should also take up this common theme found in all poetry, one should actually be astonished that something so significant in human life has largely been overlooked by philosophers and remains largely unexamined. The person who has engaged with it the most is Plato, particularly in the “Conference” and the “Phaedrus.” However, what he says is mainly confined to myths, fables, and jokes, and primarily concerns only the Greek love of young boys. The little bit Rousseau writes about this topic in the “Discourse on Inequality” (p. 96, ed. Bip.) is false and inadequate. Kant's discussion of this topic in the third part of the essay, "On the Feeling of the Beautiful and the Sublime" (p. 435 seq. of Rosenkranz's edition), is very superficial and lacking practical knowledge, thus it is also partly incorrect. Lastly, Platner's take on the subject in his "Anthropology" (§ 1347 seq.) will come off as dull and shallow to everyone. On the other hand, Spinoza's definition, due to its excessive simplicity, deserves to be quoted for amusement: “Love is a tickling sensation, accompanied by the idea of an external cause” (Eth. iv., prop. 44, dem.) So, I have no predecessors to draw on or refute. The topic has presented itself to me objectively and has naturally become part of my worldview. Moreover, I certainly can't expect approval from those who are caught up in [pg 339] this passion, and who therefore try to convey the height of their feelings in the most sublime and ethereal imagery. For them, my perspective will seem too physical, too material, even if it is fundamentally metaphysical and transcendent. In the meantime, they should consider that if the person who today inspires them to write madrigals and sonnets had been born eighteen years earlier, they would hardly have given them a second thought.
For all love, however ethereally it may bear itself, is rooted in the sexual impulse alone, nay, it absolutely is only a more definitely determined, specialised, and indeed in the strictest sense individualised sexual impulse. If now, keeping this in view, one considers the important part which the sexual impulse in all its degrees and nuances plays not only on the stage and in novels, but also in the real world, where, next to the love of life, it shows itself the strongest and most powerful of motives, constantly lays claim to half the powers and thoughts of the younger portion of mankind, is the ultimate goal of almost all human effort, exerts an adverse influence on the most important events, interrupts the most serious occupations every hour, sometimes embarrasses for a while even the greatest minds, does not hesitate to intrude with its trash interfering with the negotiations of statesmen and the investigations of men of learning, knows how to slip its love letters and locks of hair even into ministerial portfolios and philosophical manuscripts, and no less devises daily the most entangled and the worst actions, destroys the most valuable relationships, breaks the firmest bonds, demands the sacrifice sometimes of life or health, sometimes of wealth, rank, and happiness, nay, robs those who are otherwise honest of all conscience, makes those who have hitherto been faithful, traitors; accordingly, on the whole, appears as a malevolent demon that strives to pervert, confuse, and overthrow everything;—then one will be forced to cry, Wherefore all this noise? Wherefore the straining and storming, the anxiety and [pg 340] want? It is merely a question of every Hans finding his Grethe.37 Why should such a trifle play so important a part, and constantly introduce disturbance and confusion into the well-regulated life of man? But to the earnest investigator the spirit of truth gradually reveals the answer. It is no trifle that is in question here; on the contrary, the importance of the matter is quite proportionate to the seriousness and ardour of the effort. The ultimate end of all love affairs, whether they are played in sock or cothurnus, is really more important than all other ends of human life, and is therefore quite worthy of the profound seriousness with which every one pursues it. That which is decided by it is nothing less than the composition of the next generation. The dramatis personæ who shall appear when we are withdrawn are here determined, both as regards their existence and their nature, by these frivolous love affairs. As the being, the existentia, of these future persons is absolutely conditioned by our sexual impulse generally, so their nature, essentia, is determined by the individual selection in its satisfaction, i.e., by sexual love, and is in every respect irrevocably fixed by this. This is the key of the problem: we shall arrive at a more accurate knowledge of it in its application if we go through the degrees of love, from the passing inclination to the vehement passion, when we shall also recognise that the difference of these grades arises from the degree of the individualisation of the choice.
For all love, no matter how ethereal it seems, is rooted solely in the sexual impulse; in fact, it is just a more clearly defined, specialized, and, in the strictest sense, individualized sexual impulse. If we consider the significant role that the sexual impulse, in all its forms and nuances, plays not only in theater and novels but also in real life—where, second only to the love of life, it is the strongest and most powerful motive—we see how it constantly claims half the energies and thoughts of the younger generation. It is the ultimate goal of almost every human endeavor, disrupts the most critical events, interrupts serious work every hour, sometimes flustering even the greatest minds, intrudes with its distractions into political negotiations and academic inquiries, slipping love letters and locks of hair into both ministerial documents and philosophical writings. It even concocts the most complex and harmful actions daily, ruining the most valuable relationships, breaking the strongest bonds, demanding sacrifices of life or health, wealth, status, and happiness, robbing otherwise decent people of their conscience, turning the faithful into traitors. Overall, it seems to act as a malevolent force that seeks to distort, confuse, and undermine everything. Thus, one might wonder, why all this chaos? Why all the strain and turmoil, the anxiety and desire? It's simply a matter of every Hans finding his Grethe. Why should such a trivial matter hold such significance and continuously introduce disorder and confusion into an otherwise orderly human life? Yet, to the earnest seeker, the spirit of truth gradually reveals the answer. This is no minor issue; rather, its importance is directly proportional to the seriousness and passion of the pursuit. The ultimate purpose of all love affairs, whether they are played out in a light or serious manner, is indeed more significant than any other goal in human life, and therefore deserves the deep seriousness with which everyone engages in it. What is at stake is nothing less than the development of the next generation. The cast of characters who will exist when we are gone are determined, both in terms of their existence and their nature, by these seemingly trivial love affairs. The very being, the existence, of these future individuals is entirely dependent on our general sexual impulse, while their nature, essence, is shaped by the individual choices made in pursuing satisfaction, i.e. by sexual love, and is irrevocably determined by this. This is the crux of the matter: we'll gain a clearer understanding of it by examining the different levels of love, from fleeting attraction to intense passion, and we will recognize that these varying degrees arise from the extent of individual choice.
The collective love affairs of the present generation taken together are accordingly, of the whole human race, the serious meditatio compositionis generationis futuræ, e qua iterum pendent innumeræ generationes. This high importance of the matter, in which it is not a question of individual weal or woe, as in all other matters, but of the existence and special nature of the human race in future times, and therefore the will of the individual appears [pg 341] at a higher power as the will of the species;—this it is on which the pathetic and sublime elements in affairs of love depend, which for thousands of years poets have never wearied of representing in innumerable examples; because no theme can equal in interest this one, which stands to all others which only concern the welfare of individuals as the solid body to the surface, because it concerns the weal and woe of the species. Just on this account, then, is it so difficult to impart interest to a drama without the element of love, and, on the other hand, this theme is never worn out even by daily use.
The combined love lives of today's generation, when looked at as a whole, represent a serious reflection on the future of humanity, from which countless generations will emerge. The significance of this topic is profound; it's not just about individual happiness or suffering like in other matters, but about the survival and unique identity of the human race in the future. Therefore, an individual's desires seem less important compared to the desires of the species as a whole. This is what gives love its emotional depth and grandeur, a theme that poets have explored endlessly for thousands of years because nothing else captures interest like it does. This theme is fundamentally more significant than those that focus solely on individual well-being, as it encompasses the survival and fate of humanity. This is why it's so hard to make a drama engaging without a love element, and yet, this theme remains fresh and compelling even with its frequent portrayal.
That which presents itself in the individual consciousness as sexual impulse in general, without being directed towards a definite individual of the other sex, is in itself, and apart from the phenomenon, simply the will to live. But what appears in consciousness as a sexual impulse directed to a definite individual is in itself the will to live as a definitely determined individual. Now in this case the sexual impulse, although in itself a subjective need, knows how to assume very skilfully the mask of an objective admiration, and thus to deceive our consciousness; for nature requires this stratagem to attain its ends. But yet that in every case of falling in love, however objective and sublime this admiration may appear, what alone is looked to is the production of an individual of a definite nature is primarily confirmed by the fact that the essential matter is not the reciprocation of love, but possession, i.e., the physical enjoyment. The certainty of the former can therefore by no means console us for the want of the latter; on the contrary, in such a situation many a man has shot himself. On the other hand, persons who are deeply in love, and can obtain no return of it, are contented with possession, i.e., with the physical enjoyment. This is proved by all forced marriages, and also by the frequent purchase of the favour of a woman, in spite of her dislike, by large presents or other sacrifices, nay, even by cases of rape. That this particular child [pg 342] shall be begotten is, although unknown to the parties concerned, the true end of the whole love story; the manner in which it is attained is a secondary consideration. Now, however loudly persons of lofty and sentimental soul, and especially those who are in love, may cry out here about the gross realism of my view, they are yet in error. For is not the definite determination of the individualities of the next generation a much higher and more worthy end than those exuberant feelings and super-sensible soap bubbles of theirs? Nay, among earthly aims, can there be one which is greater or more important? It alone corresponds to the profoundness with which passionate love is felt, to the seriousness with which it appears, and the importance which it attributes even to the trifling details of its sphere and occasion. Only so far as this end is assumed as the true one do the difficulties encountered, the infinite exertions and annoyances made and endured for the attainment of the loved object, appear proportionate to the matter. For it is the future generation, in its whole individual determinateness, that presses into existence by means of those efforts and toils. Nay, it is itself already active in that careful, definite, and arbitrary choice for the satisfaction of the sexual impulse which we call love. The growing inclination of two lovers is really already the will to live of the new individual which they can and desire to produce; nay, even in the meeting of their longing glances its new life breaks out, and announces itself as a future individuality harmoniously and well composed. They feel the longing for an actual union and fusing together into a single being, in order to live on only as this; and this longing receives its fulfilment in the child which is produced by them, as that in which the qualities transmitted by them both, fused and united in one being, live on. Conversely, the mutual, decided and persistent aversion between a man and a maid is a sign that what they could produce would only be a badly organised, in itself inharmonious [pg 343] and unhappy being. Hence there lies a deeper meaning in the fact that Calderon, though he calls the atrocious Semiramis the daughter of the air, yet introduces her as the daughter of rape followed by the murder of the husband.
What comes to mind in individual consciousness as a sexual impulse in general, without being aimed at a specific person of the opposite sex, is essentially just the will to live. But when that sexual impulse is directed toward a specific individual, it represents the will to live as a uniquely defined individual. In this case, although the sexual impulse is fundamentally a subjective need, it cleverly disguises itself as an objective admiration to mislead our awareness; nature requires this tactic to achieve its goals. However, in every instance of falling in love, no matter how objective and noble this admiration may seem, what is ultimately sought after is the creation of a specific type of individual. This is primarily supported by the fact that the core matter is not the mutual exchange of love, but the possession, meaning the physical enjoyment. The certainty of the former cannot compensate for the lack of the latter; on the contrary, many men have resorted to suicide in such situations. On the other hand, those deeply in love, who receive no reciprocation, often find fulfillment in possession, meaning physical enjoyment. This is evidenced by forced marriages and the frequent attempts to win a woman’s favor through extravagant gifts or other sacrifices, even in cases of rape. The conception of this particular child, although unknown to those involved, is the true goal of the entire love story; how it is achieved is a secondary concern. Now, however much individuals with lofty ideals and especially those in love may protest against my pragmatic view, they are mistaken. Is not the specific aim of determining the next generation's individualities a far nobler and more significant goal than their extravagant feelings and insubstantial fantasies? Indeed, can there be any other earthly pursuit that holds greater importance? This aim aligns perfectly with the depth of passionate love and the seriousness with which it is felt, granting significance even to the smallest details of its context. Only when this aim is accepted as the true purpose do the challenges, endless efforts, and frustrations faced in pursuit of the beloved seem proportionate. It is the future generation, with its unique individuality, that strives to come into being through those efforts and labors. Moreover, that individuality is already at play in the careful and intentional choices made in the pursuit of sexual satisfaction, which we call love. The growing attraction between two lovers actually reflects the desire for the new individual they can create together; indeed, in the exchange of their longing glances, the new life manifests, announcing itself as a future individuality that is harmonious and well-formed. They feel a longing for real union and merging into one being to continue living as such, and this longing finds fulfillment in the child they produce, where the traits inherited from both parents amalgamate and persist. Conversely, a strong and ongoing aversion between a man and a woman indicates that any offspring they could produce would likely be poorly formed, intrinsically discordant, and unfortunate. Thus, there is a deeper significance in Calderon’s portrayal of the horrific Semiramis, calling her the daughter of the air, while representing her origins through rape followed by her husband’s murder.
But, finally, what draws two individuals of different sex exclusively to each other with such power is the will to live, which exhibits itself in the whole species, and which here anticipates in the individual which these two can produce an objectification of its nature answering to its aims. This individual will have the will, or character, from the father, the intellect from the mother, and the corporisation from both; yet, for the most part, the figure will take more after the father, the size after the mother,—according to the law which comes out in the breeding of hybrids among the brutes, and principally depends upon the fact that the size of the fœtus must conform to the size of the uterus. Just as inexplicable as the quite special individuality of any man, which is exclusively peculiar to him, is also the quite special and individual passion of two lovers; indeed at bottom the two are one and the same: the former is explicite what the latter was implicite. The moment at which the parents begin to love each other—to fancy each other, as the very happy English expression has it—is really to be regarded as the first appearance of a new individual and the true punctum saliens of its life, and, as has been said, in the meeting and fixing of their longing glances there appears the first germ of the new being, which certainly, like all germs, is generally crushed out. This new individual is to a certain extent a new (Platonic) Idea; and now, as all Ideas strive with the greatest vehemence to enter the phenomenal world, eagerly seizing for this end upon the matter which the law of causality divides among them all, so also does this particular Idea of a human individuality strive with the greatest eagerness and vehemence towards its realisation in the phenomenon. This eagerness and vehemence [pg 344] is just the passion of the two future parents for each other. It has innumerable degrees, the two extremes of which may at any rate be described as Αφροδιτη πανδημος and ουρανια; in its nature, however, it is everywhere the same. On the other hand, it will be in degree so much the more powerful the more individualised it is; that is, the more the loved individual is exclusively suited, by virtue of all his or her parts and qualities, to satisfy the desire of the lover and the need established by his or her own individuality. What is really in question here will become clear in the further course of our exposition. Primarily and essentially the inclination of love is directed to health, strength, and beauty, consequently also to youth; because the will first of all seeks to exhibit the specific character of the human species as the basis of all individuality: ordinary amorousness (Αφροδιτη πανδημος) does not go much further. To these, then, more special claims link themselves on, which we shall investigate in detail further on, and with which, when they see satisfaction before them, the passion increases. But the highest degrees of this passion spring from that suitableness of two individualities to each other on account of which the will, i.e., the character, of the father and the intellect of the mother, in their connection, make up precisely that individual towards which the will to live in general which exhibits itself in the whole species feels a longing proportionate to this its magnitude, and which therefore exceeds the measure of a mortal heart, and the motives of which, in the same way, lie beyond the sphere of the individual intellect. This is thus the soul of a true and great passion. Now the more perfect is the mutual adaptation of two individuals to each other in each of the many respects which have further to be considered, the stronger will be their mutual passion. Since there do not exist two individuals exactly alike, there must be for each particular man a particular woman—always with reference to what is to be produced—who corresponds [pg 345] most perfectly. A really passionate love is as rare as the accident of these two meeting. Since, however, the possibility of such a love is present in every one, the representations of it in the works of the poets are comprehensible to us. Just because the passion of love really turns about that which is to be produced, and its qualities, and because its kernel lies here, a friendship without any admixture of sexual love can exist between two young and good-looking persons of different sex, on account of the agreement of their disposition, character, and mental tendencies; nay, as regards sexual love there may even be a certain aversion between them. The reason of this is to be sought in the fact that a child produced by them would have physical or mental qualities which were inharmonious; in short, its existence and nature would not answer the ends of the will to live as it exhibits itself in the species. On the other hand, in the case of difference of disposition, character, and mental tendency, and the dislike, nay, enmity, proceeding from this, sexual love may yet arise and exist; when it then blinds us to all that; and if it here leads to marriage it will be a very unhappy one.
But, in the end, what draws two people of different genders exclusively to each other with such strength is the instinct to survive, which is evident in the entire species, and which here projects into the individual that these two can create as a manifestation of their nature that meets their objectives. This individual will inherit the will or character from the father, the intellect from the mother, and physical traits from both; yet typically, the appearance will resemble the father more, while the size will be more like that of the mother—according to the principle that emerges in the breeding of hybrids among animals, significantly depending on the fact that the size of the fetus must fit the size of the uterus. Just as mysterious as the unique individuality of any person, which is exclusively theirs, is also the distinct and personal passion between two lovers; in fact, at a fundamental level, the two are one and the same: the former is explicit what the latter was implicit. The moment the parents start to love each other— to be attracted to each other, as the very happy English phrase goes—can truly be seen as the first sign of a new individual and the true starting point of its life, and as mentioned, in the meeting and locking of their longing gazes, the first seed of the new being appears, which, like all seeds, is usually crushed out. This new individual is, to a certain extent, a new (Platonic) Idea; and now, just as all Ideas strive intensely to enter the real world, eagerly grabbing onto the matter that the law of causality allocates among them all, so does this particular Idea of a human individuality strive with great eagerness and intensity toward its realization in the real world. This eagerness and intensity is precisely the desire of the two future parents for each other. It has countless levels, the two extremes of which can at least be described as common earthly love and celestial love; however, in nature, it is fundamentally the same everywhere. On the other hand, the more individualized it is, the stronger it will be; that is, the more the person being loved is uniquely suited, due to all their parts and qualities, to fulfill the desires of the lover and the needs established by their own individuality. What is really at stake here will become clearer as we continue our discussion. Fundamentally, love’s inclination is directed toward health, strength, and beauty, hence also toward youth; because the will primarily aims to display the specific character of the human species as the basis of all individuality: ordinary romantic attraction does not go much further than this. Then, additional specific desires connect to these, which we will explore in detail later, and when they see satisfaction before them, the passion intensifies. Yet, the highest peaks of this passion arise from the compatibility of two individuals with each other, due to which the will, meaning the character, of the father and the intellect of the mother, in their connection, precisely form that individual toward which the overall will to survive exhibited in the entire species feels a longing proportional to its magnitude, and which therefore exceeds the limits of a human heart, the motives of which also lie beyond the realm of individual intellect. This is, thus, the essence of true and profound passion. Now, the more perfect the mutual compatibility of two individuals is in the many aspects that we still need to consider, the stronger their mutual passion will be. Since no two individuals are exactly alike, there must be a specific woman for each particular man—always concerning what is to be produced—who corresponds most perfectly. Truly passionate love is as rare as the chance of these two coming together. However, since the potential for such love exists in everyone, representations of it in the works of poets resonate with us. Just because the feeling of love genuinely revolves around what is to be produced, and its qualities, and because its core is here, a friendship without any touch of sexual attraction can exist between two young and attractive people of different genders, owing to their shared dispositions, characters, and mental tendencies; indeed, there may even be a certain repulsion concerning sexual attraction. The reason for this is that a child conceived by them might possess physical or mental traits that are discordant; in short, its existence and nature would not align with the goals of the will to survive as it manifests in the species. On the other hand, in cases where there are differences in disposition, character, and mental tendencies, and even conflict arising from this, sexual attraction may still emerge and exist; when this occurs, it blinds us to all the others; and if it leads to marriage in this case, it will likely be a very unhappy one.
Let us now set about the more thorough investigation of the matter. Egoism is so deeply rooted a quality of all individuals in general, that in order to rouse the activity of an individual being egoistical ends are the only ones upon which we can count with certainty. Certainly the species has an earlier, closer, and greater claim upon the individual than the perishable individuality itself. Yet when the individual has to act, and even make sacrifices for the continuance and quality of the species, the importance of the matter cannot be made so comprehensible to his intellect, which is calculated merely with regard to individual ends, as to have its proportionate effect. Therefore in such a case nature can only attain its ends by implanting a certain illusion in the individual, on account of which that which is only a [pg 346] good for the species appears to him as a good for himself, so that when he serves the species he imagines he is serving himself; in which process a mere chimera, which vanishes immediately afterwards, floats before him, and takes the place of a real thing as a motive. This illusion is instinct. In the great majority of cases this is to be regarded as the sense of the species, which presents what is of benefit to it to the will. Since, however, the will has here become individual, it must be so deluded that it apprehends through the sense of the individual what the sense of the species presents to it, thus imagines it is following individual ends while in truth it is pursuing ends which are merely general (taking this word in its strictest sense). The external phenomenon of instinct we can best observe in the brutes where its rôle is most important; but it is in ourselves alone that we arrive at a knowledge of its internal process, as of everything internal. Now it is certainly supposed that man has almost no instinct; at any rate only this, that the new-born babe seeks for and seizes the breast of its mother. But, in fact, we have a very definite, distinct, and complicated instinct, that of the selection of another individual for the satisfaction of the sexual impulse, a selection which is so fine, so serious, and so arbitrary. With this satisfaction in itself, i.e., so far as it is a sensual pleasure resting upon a pressing want of the individual, the beauty or ugliness of the other individual has nothing to do. Thus the regard for this which is yet pursued with such ardour, together with the careful selection which springs from it, is evidently connected, not with the chooser himself—although he imagines it is so—but with the true end, that which is to be produced, which is to receive the type of the species as purely and correctly as possible. Through a thousand physical accidents and moral aberrations there arise a great variety of deteriorations of the human form; yet its true type, in all its parts, is always again established: and this takes place under the guidance [pg 347] of the sense of beauty, which always directs the sexual impulse, and without which this sinks to the level of a disgusting necessity. Accordingly, in the first place, every one will decidedly prefer and eagerly desire the most beautiful individuals, i.e., those in whom the character of the species is most purely impressed; but, secondly, each one will specially regard as beautiful in another individual those perfections which he himself lacks, nay, even those imperfections which are the opposite of his own. Hence, for example, little men love big women, fair persons like dark, &c. &c. The delusive ecstasy which seizes a man at the sight of a woman whose beauty is suited to him, and pictures to him a union with her as the highest good, is just the sense of the species, which, recognising the distinctly expressed stamp of the same, desires to perpetuate it with this individual. Upon this decided inclination to beauty depends the maintenance of the type of the species: hence it acts with such great power. We shall examine specially further on the considerations which it follows. Thus what guides man here is really an instinct which is directed to doing the best for the species, while the man himself imagines that he only seeks the heightening of his own pleasure. In fact, we have in this an instructive lesson concerning the inner nature of all instinct, which, as here, almost always sets the individual in motion for the good of the species. For clearly the pains with which an insect seeks out a particular flower, or fruit, or dung, or flesh, or, as in the case of the ichneumonidæ, the larva of another insect, in order to deposit its eggs there only, and to attain this end shrinks neither from trouble nor danger, is thoroughly analogous to the pains with which for his sexual satisfaction a man carefully chooses a woman with definite qualities which appeal to him individually, and strives so eagerly after her that in order to attain this end he often sacrifices his own happiness in life, contrary to all reason, by a foolish marriage, by love affairs which cost him wealth, honour, and life, even by crimes such as [pg 348] adultery or rape, all merely in order to serve the species in the most efficient way, although at the cost of the individual, in accordance with the will of nature which is everywhere sovereign. Instinct, in fact, is always an act which seems to be in accordance with the conception of an end, and yet is entirely without such a conception. Nature implants it wherever the acting individual is incapable of understanding the end, or would be unwilling to pursue it. Therefore, as a rule, it is given only to the brutes, and indeed especially to the lowest of them which have least understanding; but almost only in the case we are here considering it is also given to man, who certainly could understand the end, but would not pursue it with the necessary ardour, that is, even at the expense of his individual welfare. Thus here, as in the case of all instinct, the truth assumes the form of an illusion, in order to act upon the will. It is a voluptuous illusion which leads the man to believe he will find a greater pleasure in the arms of a woman whose beauty appeals to him than in those of any other; or which indeed, exclusively directed to a single individual, firmly convinces him that the possession of her will ensure him excessive happiness. Therefore he imagines he is taking trouble and making sacrifices for his own pleasure, while he does so merely for the maintenance of the regular type of the species, or else a quite special individuality, which can only come from these parents, is to attain to existence. The character of instinct is here so perfectly present, thus an action which seems to be in accordance with the conception of an end, and yet is entirely without such a conception, that he who is drawn by that illusion often abhors the end which alone guides it, procreation, and would like to hinder it; thus it is in the case of almost all illicit love affairs. In accordance with the character of the matter which has been explained, every lover will experience a marvellous disillusion after the pleasure he has at last attained, and will wonder that what was so [pg 349] longingly desired accomplishes nothing more than every other sexual satisfaction; so that he does not see himself much benefited by it. That wish was related to all his other wishes as the species is related to the individual, thus as the infinite to the finite. The satisfaction, on the other hand, is really only for the benefit of the species, and thus does not come within the consciousness of the individual, who, inspired by the will of the species, here served an end with every kind of sacrifice, which was not his own end at all. Hence, then, every lover, after the ultimate consummation of the great work, finds himself cheated; for the illusion has vanished by means of which the individual was here the dupe of the species, Accordingly Plato very happily says: “ἡδονη ἁπαντων αλαζονεστατον” (voluptas ommlum maxime vaniloqua), Phileb. 319.
Let’s now dive deeper into the subject. Egoism is such a fundamental trait of all individuals that to motivate someone, we can only rely on selfish goals. Of course, the well-being of the species has a higher and more significant claim on the individual than their temporary individuality. However, when the individual needs to act or even make sacrifices for the survival and quality of the species, the significance of this matter isn’t easily grasped by their intellect, which is primarily focused on personal goals, so it doesn't have a proportional impact. Therefore, in such cases, nature can only achieve its aims by implanting a certain illusion in the individual. This leads them to perceive what benefits the species as something that benefits themselves, making them think they are serving their own interests when they are actually serving the species. This illusion is instinct. In most cases, it should be seen as the sense of the species, which informs the will about what is beneficial to it. However, since the will has become individual here, it must be misled to interpret through individual perception what the species sense presents, thus believing it is pursuing personal objectives while it’s really chasing general goals (in the strictest sense of the term). We can observe the external manifestation of instinct best in animals, where its role is crucial; yet it is only within ourselves that we can understand its internal processes. It is often assumed that humans have almost no instinct, with the only exception being a newborn’s instinct to seek and latch onto its mother’s breast. However, we actually have a very specific, distinct, and complicated instinct related to selecting another individual for sexual satisfaction—a selection that is nuanced, serious, and arbitrary. In this satisfaction itself, that is, as a form of sensual pleasure based on an individual’s pressing desires, the beauty or ugliness of the chosen individual does not really apply. So, the desire for beauty, which people pursue ardently and the careful selection that comes from it, is clearly tied not to the chooser but to the real goal: producing offspring that best represent the species. Despite numerous physical variations and moral issues leading to various declines in human form, the true type is always re-established again and again. This occurs under the guidance of a sense of beauty that always channels the sexual impulse, without which this impulse degrades into a mere unpleasant necessity. Thus, firstly, everyone will definitely prefer and eager for the most beautiful individuals, that is, those who most clearly embody the characteristics of the species; secondly, each individual will particularly find attractive in another person those traits they lack, even imperfections that are opposite to their own. For example, shorter men often prefer taller women, and light-skinned individuals are drawn to dark-skinned ones, and so on. The deceptive ecstasy that a man feels upon seeing a woman whose beauty fits him, imagining that being with her represents the utmost happiness, is indeed the sense of the species, recognizing the distinct mark of that same species and wishing to perpetuate it with that individual. This strong inclination towards beauty underpins the preservation of the species type; hence, it operates with significant force. We will further explore the implications of this later. Therefore, what guides humans here is truly an instinct directed at benefiting the species, while the individual mistakenly believes they are merely seeking personal pleasure. In fact, this serves as a valuable lesson about the inner nature of all instincts, which often propel individuals towards the advantage of the species. Clearly, the effort an insect puts into finding a particular flower, fruit, or even dung or flesh, or, in the case of the ichneumon wasp, the larva of another insect to lay its eggs, reflects the same kind of effort a man puts into carefully choosing a woman with specific qualities that appeal to him. He often strives for her so intensely that he sacrifices his own happiness, contradicting all reason—sometimes through foolish marriages, costly affairs that strip him of wealth, honor, and even life, or even crimes such as adultery or rape—all just to serve the species as effectively as possible, despite the cost to the individual, in accordance with nature's supreme will. Instinct, in truth, is always an action that appears aligned with a particular goal yet is completely devoid of such an understanding. Nature implants it wherever the acting individual cannot grasp the end or would be reluctant to pursue it. As a general rule, instinct is mostly given to animals, particularly the more primitive ones, which have the least understanding; however, in the situation we are discussing, it can also be found in humans, who certainly could comprehend the end but might not pursue it with the necessary fervor—meaning, even at the expense of their own well-being. Thus, in this instance, as with all instincts, reality takes the form of an illusion to influence the will. It’s a pleasurable illusion that leads an individual to believe greater happiness lies in the arms of a beautiful woman, or which, focused exclusively on a single individual, firmly convinces them that possessing her will guarantee immense joy. So, they believe they are making efforts and sacrifices for their pleasure, while they are actually working towards the preservation of the type of the species, or similarly, a unique individual that can only be produced by these parents, coming into existence. The nature of instinct is here so evidently displayed, making it an action that seems to align with a specific end while lacking any true conception of one; the individual lured by that illusion often finds themselves repulsed by the true aim that guides it—procreation—and wishes to prevent it, which is typical in almost all illicit love affairs. In line with the nature of the matter discussed, every lover will experience a surprising disillusionment after achieving the pleasure they longed for, realizing that what they desired for so long provides no more satisfaction than any other sexual encounter. As such, they won’t perceive much benefit from it. That desire relates to all their other wishes just as the species relates to the individual, that is, as the infinite relates to the finite. On the other hand, the satisfaction gained serves primarily the benefit of the species, thus falling outside the individual’s awareness who, inspired by the will of the species, served a purpose through numerous sacrifices that were not actually their own. Therefore, after the ultimate fulfillment of this grand endeavor, every lover feels deceived; the illusion that misled the individual, making them a pawn of the species, has disappeared. In this vein, Plato aptly states: “ἡδονη ἁπαντων αλαζονεστατον” (voluptas ommlum maxime vaniloqua), Phileb. 319.
But all this reflects light on the instincts and mechanical tendencies of the brutes. They also are, without doubt, involved in a kind of illusion, which deceives them with the prospect of their own pleasure, while they work so laboriously and with so much self-denial for the species, the bird builds its nest, the insect seeks the only suitable place for its eggs, or even hunts for prey which, unsuited for its own enjoyment, must be laid beside the eggs as food for the future larvæ, the bees, the wasps, the ants apply themselves to their skilful dwellings and highly complicated economy. They are all guided with certainty by an illusion, which conceals the service of the species under the mask of an egotistical end. This is probably the only way to comprehend the inner or subjective process that lies at the foundation of the manifestations of instinct. Outwardly, however, or objectively, we find in those creatures which are to a large extent governed by instinct, especially in insects, a preponderance of the ganglion system, i.e., the subjective nervous system, over the objective or cerebral system; from which we must conclude that they are moved, not so much by objective, [pg 350] proper apprehension as by subjective ideas exciting desire, which arise from the influence of the ganglion system upon the brain, and accordingly by a kind of illusion; and this will be the physiological process in the case of all instinct. For the sake of illustration I will mention as another example of instinct in the human species, although a weak one, the capricious appetite of women who are pregnant. It seems to arise from the fact that the nourishment of the embryo sometimes requires a special or definite modification of the blood which flows to it, upon which the food which produces such a modification at once presents itself to the pregnant woman as an object of ardent longing, thus here also an illusion arises. Accordingly woman has one instinct more than man; and the ganglion system is also much more developed in the woman. That man has fewer instincts than the brutes and that even these few can be easily led astray, may be explained from the great preponderance of the brain in his case. The sense of beauty which instinctively guides the selection for the satisfaction of sexual passion is led astray when it degenerates into the tendency to pederasty; analogous to the fact that the blue-bottle (Musca vomitoria), instead of depositing its eggs, according to instinct, in putrefying flesh, lays them in the blossom of the Arum dracunculus, deceived by the cadaverous smell of this plant.
But all this highlights the instincts and mechanical habits of animals. They too are, without a doubt, caught up in a sort of illusion that tricks them into thinking about their own pleasure, while they tirelessly and selflessly work for their species. The bird builds its nest, the insect finds the only right spot for its eggs, or even hunts for prey that isn't for its own enjoyment but has to be set beside the eggs as food for future larvae. Bees, wasps, and ants focus on creating their intricate homes and complex structures. They are all confidently driven by an illusion that hides the service to their species behind a façade of self-interest. This is likely the only way to understand the internal or subjective processes that underlie instinctual behaviors. However, on the surface, or objectively, we see that creatures largely influenced by instinct—especially insects—have a dominance of the ganglion system, which is the subjective nervous system, over the cerebral system. This leads us to believe that they are motivated not so much by objective understanding but by subjective ideas that spark desire, stemming from the ganglion system's influence on the brain, and thus by a kind of illusion. This will be the physiological process in all instances of instinct. To illustrate, I’ll mention the fickle cravings of pregnant women, which, although a weaker example, seem to come from the fact that the embryo's nourishment occasionally requires a specific alteration of the mother’s blood. The food that can create this alteration then appears to the pregnant woman as something she desperately craves, illustrating the illusion at play. Hence, women have one more instinct than men, and the ganglion system is more developed in women as well. Men have fewer instincts than animals, and even these can be easily misled, which probably comes from the brain's significant influence in their case. The sense of beauty that instinctively guides sexual attraction can be misguided when it turns into a tendency toward pederasty, similar to how the blue-bottle fly (Musca vomitoria) instead of laying its eggs in rotting flesh, follows its instinct to lay them in the flower of the Arum dracunculus, misled by the plant’s cadaverous smell.
Now that an instinct entirely directed to that which is to be produced lies at the foundation of all sexual love will receive complete confirmation from the fuller analysis of it, which we cannot therefore avoid. First of all we have to remark here that by nature man is inclined to inconstancy in love, woman to constancy. The love of the man sinks perceptibly from the moment it has obtained satisfaction; almost every other woman charms him more than the one he already possesses; he longs for variety. The love of the woman, on the other hand, increases just from that moment. This is a consequence of the aim of [pg 351] nature which is directed to the maintenance, and therefore to the greatest possible increase, of the species. The man can easily beget over a hundred children a year; the woman, on the contrary, with however many men, can yet only bring one child a year into the world (leaving twin births out of account). Therefore the man always looks about after other women; the woman, again, sticks firmly to the one man; for nature moves her, instinctively and without reflection, to retain the nourisher and protector of the future offspring. Accordingly faithfulness in marriage is with the man artificial, with the woman it is natural, and thus adultery on the part of the woman is much less pardonable than on the part of the man, both objectively on account of the consequences and also subjectively on account of its unnaturalness.
Now that the instinct focused solely on reproduction underpins all sexual love, we will confirm this through a more detailed analysis that we cannot avoid. First, it’s important to note that by nature, men are prone to inconsistency in love, while women tend to be more constant. A man’s love noticeably declines once he’s satisfied; he often finds almost any other woman more appealing than the one he has, as he craves variety. In contrast, a woman's love increases from the moment it becomes physical. This ties back to nature's aim of preserving and enhancing the species. A man can easily father over a hundred children a year, but a woman, no matter how many partners she has, can only give birth to one child a year (not counting twins). As a result, a man is always looking for other women, while a woman tends to stay loyal to one man, driven by instinct to keep the provider and protector of her future children. Therefore, fidelity in marriage is more of a construct for men, while it comes naturally to women. Consequently, infidelity from a woman is viewed as much less forgivable than from a man, both because of its outcomes and because it goes against her natural instincts.
But in order to be thorough and gain full conviction that the pleasure in the other sex, however objective it may seem to us, is yet merely disguised instinct, i.e., sense of the species, which strives to maintain its type, we must investigate more fully the considerations which guide us in this pleasure, and enter into the details of this, rarely as these details which will have to be mentioned here may have figured in a philosophical work before. These considerations divide themselves into those which directly concern the type of the species, i.e., beauty, those which are concerned with physical qualities, and lastly, those which are merely relative, which arise from the requisite correction or neutralisation of the one-sided qualities and abnormities of the two individuals by each other. We shall go through them one by one.
But to be thorough and truly convinced that the attraction to the opposite sex, no matter how objective it may seem to us, is really just a disguised instinct, meaning a sense of the species that aims to maintain its type, we need to look more deeply into the factors that guide us in this attraction. We’ll also get into the details of this topic, even if those details have rarely appeared in a philosophical work before. These factors can be divided into those that directly relate to the type of the species, meaning beauty, those that focus on physical traits, and finally, those that are merely relative, arising from the necessary correction or neutralization of the one-sided traits and abnormalities of the two individuals by one another. We will examine them one by one.
The first consideration which guides our choice and inclination is age. In general we accept the age from the years when menstruation begins to those when it ceases, yet we give the decided preference to the period from the eighteenth to the twenty-eighth year. Outside of those years, on the other hand, no woman can attract us: an old woman, i.e., one who no longer menstruates, excites our [pg 352] aversion. Youth without beauty has still always attraction; beauty without youth has none. Clearly the unconscious end which guides us here is the possibility of reproduction in general: therefore every individual loses attraction for the opposite sex in proportion as he or she is removed from the fittest period for begetting or conceiving. The second consideration is that of health. Acute diseases only temporarily disturb us, chronic diseases or cachexia repel us, because they are transmitted to the child. The third consideration is the skeleton, because it is the basis of the type of the species. Next to age and disease nothing repels us so much as a deformed figure; even the most beautiful face cannot atone for it; on the contrary, even the ugliest face when accompanied by a straight figure is unquestionably preferred. Further, we feel every disproportion of the skeleton most strongly; for example, a stunted, dumpy, short-boned figure, and many such; also a halting gait, where it is not the result of an extraneous accident. On the other hand, a strikingly beautiful figure can make up for all defects: it enchants us. Here also comes in the great value which all attach to the smallness of the feet: it depends upon the fact that they are an essential characteristic of the species, for no animal has the tarsus and the metatarsus taken together so small as man, which accords with his upright walk; he is a plantigrade. Accordingly Jesus Sirach also says (xxvi. 23, according to the revised translation by Kraus): “A woman with a straight figure and beautiful feet is like columns of gold in sockets of silver.” The teeth also are important; because they are essential for nourishment and quite specially hereditary. The fourth consideration is a certain fulness of flesh; thus a predominance of the vegetative function, of plasticity; because this promises abundant nourishment for the fœtus; hence great leanness repels us in a striking degree. A full female bosom exerts an exceptional charm upon the male sex; because, standing in direct connection with [pg 353] the female functions of propagation, it promises abundant nourishment to the new-born child. On the other hand, excessively fat women excite our disgust: the cause is that this indicates atrophy of the uterus, thus barrenness; which is not known by the head, but by instinct. The last consideration of all is the beauty of the face. Here also before everything else the bones are considered; therefore we look principally for a beautiful nose, and a short turned-up nose spoils everything. A slight inclination of the nose downwards or upwards has decided the happiness in life of innumerable maidens, and rightly so, for it concerns the type of the species. A small mouth, by means of small maxillæ, is very essential as specifically characteristic of the human countenance, as distinguished from the muzzle of the brutes. A receding or, as it were, cut-away chin is especially disagreeable, because mentum prominulum is an exclusive characteristic of our species. Finally comes the regard for beautiful eyes and forehead; it is connected with the psychical qualities, especially the intellectual which are inherited from the mother.
The first factor that influences our preference is age. Generally, we accept the age range from when menstruation starts to when it stops, but we favor the years between eighteen and twenty-eight. Outside of this range, a woman doesn’t attract us; an older woman, meaning one who no longer menstruates, actually repulses us. Youth without beauty still holds some attraction; beauty without youth does not. Clearly, our underlying goal here is the potential for reproduction: every individual loses appeal as they move further away from the optimal age for conceiving. The second factor is health. Acute illnesses only bother us temporarily, but chronic diseases or poor health are unappealing because they may be passed to children. The third factor is the body structure since it is the basis of the species type. Apart from age and illness, nothing is as off-putting as a deformed body; even the most beautiful face can’t make up for this, while an unattractive face with a straight body is definitely preferred. We are also very sensitive to any imbalance in the body structure, such as a short, squat figure, or a limp that isn’t due to an outside accident. Conversely, a strikingly beautiful figure can compensate for any flaws: it captivates us. This is also why people value small feet so highly: it’s an essential feature of our species, as no other animal has feet as small relative to the body as humans do, which aligns with our upright posture. In this regard, Sirach says (xxvi. 23, according to Kraus's revised translation): “A woman with a straight figure and beautiful feet is like columns of gold in sockets of silver.” Teeth are also significant; they are crucial for feeding and particularly inherited. The fourth factor is a certain fullness of flesh, indicating a strong vegetative function and plasticity, which suggests plenty of nourishment for a fetus; thus, striking leanness is very unattractive to us. A full female chest has exceptional appeal for men because it directly relates to female reproductive functions, promising plenty of nourishment for a newborn. Conversely, excessively overweight women can be off-putting as this often indicates uterine atrophy and thus infertility, which is instinctively understood. The final consideration is the beauty of the face. Here, bone structure is essential; we mainly look for a beautiful nose, and a short, turned-up nose ruins everything. A slight downward or upward tilt of the nose has determined the happiness of countless young women, and rightly so, as it relates to the species type. A small mouth, with small jaws, is also very important as a distinctive feature of the human face compared to animal snouts. A receding or 'cut-away' chin is particularly unattractive, as a prominent chin is uniquely human. Finally, we look for beautiful eyes and forehead; these are tied to psychological traits, especially the intellectual ones passed down from the mother.
The unconscious considerations which, on the other hand, the inclination of women follows naturally cannot be so exactly assigned. In general the following may be asserted: They give the preference to the age from thirty to thirty-five years, especially over that of youths who yet really present the height of human beauty. The reason is that they are not guided by taste but by instinct, which recognises in the age named the acme of reproductive power. In general they look less to beauty, especially of the face. It is as if they took it upon themselves alone to impart this to the child. They are principally won by the strength of the man, and the courage which is connected with this; for these promise the production of stronger children, and also a brave protector for them. Every physical defect of the man, every divergence from the type, may with regard to the child be removed by the woman in reproduction, through the fact that she herself [pg 354] is blameless in these respects, or even exceeds in the opposite direction. Only those qualities of the man have to be excepted which are peculiar to his sex, and which therefore the mother cannot give to the child: such are the manly structure of the skeleton, broad shoulders, slender hips, straight bones, muscular power, courage, beard, &c. Hence it arises that women often love ugly men, but never an unmanly man, because they cannot neutralise his defects.
The unconscious factors that women naturally tend to favor don't have a clear explanation. Generally speaking, women tend to prefer men aged thirty to thirty-five years, especially over younger men who might represent the ideal of physical beauty. This preference arises not from personal taste but from instinct, which recognizes this age as the peak of reproductive capability. Typically, women pay less attention to physical beauty, especially facial features. It seems as if they feel responsible for providing beauty to their children. They are primarily attracted to a man’s strength and the courage that comes with it, as these traits suggest the potential for stronger offspring and a reliable protector. Any physical flaws in a man can often be compensated for in reproduction by the woman, provided she is sound in these aspects or has even stronger features. However, there are some qualities unique to men that the mother cannot pass onto the child, like the male skeletal structure, broad shoulders, narrow hips, straight bones, muscular strength, courage, and beard, among others. This is why women might be drawn to less attractive men but are unlikely to love a man who seems unmanly, as they cannot offset his shortcomings.
The second class of the considerations which lie at the foundation of sexual love are those which regard psychical qualities. Here we shall find that the woman is throughout attracted by the qualities of the heart or character in the man, as those which are inherited from the father. The woman is won especially by firmness of will, decision, and courage, and perhaps also by honesty and good-heartedness. On the other hand, intellectual gifts exercise no direct and instinctive power over her, just because they are not inherited from the father. Want of understanding does a man no harm with women; indeed extraordinary mental endowment, or even genius, might sooner influence them unfavourably as an abnormity. Hence one often sees an ugly, stupid, and coarse fellow get the better of a cultured, able, and amiable man with women. Also marriages from love are sometimes consummated between natures which are mentally very different: for example, the man is rough, powerful, and stupid; the woman tenderly sensitive, delicately thoughtful, cultured, æsthetic, &c.; or the man is a genius and learned, the woman a goose:
The second category of factors that form the basis of sexual love involves psychological traits. Here, we see that women are consistently attracted to the qualities of the heart or character in a man, which are inherited from their fathers. Women are particularly drawn to traits like willpower, decisiveness, and courage, and perhaps also to honesty and kindness. On the flip side, intellectual abilities do not have any direct or instinctive appeal for women, simply because they are not traits passed down from the father. A man's lack of intelligence doesn't hurt him with women; in fact, extraordinary intelligence or even genius might actually have a negative effect on them as it seems abnormal. This is why we often see an unattractive, simple, and crude guy prevail over a cultured, capable, and kind man when it comes to women. Also, love-based marriages can sometimes happen between people with very different mentalities: for instance, the man may be rough, strong, and not very bright; while the woman is gently sensitive, thoughtfully cultured, artistic, etc.; or the man might be a genius and highly educated, while the woman is quite foolish:
The reason is, that here quite other considerations than the intellectual predominate,—those of instinct. In marriage what is looked to is not intellectual entertainment, but the production of children: it is a bond of the heart, [pg 355] not of the head. It is a vain and absurd pretence when women assert that they have fallen in love with the mind of a man, or else it is the over-straining of a degenerate nature. Men, on the other hand, are not determined in their instinctive love by the qualities of character of the woman; hence so many Socrateses have found their Xantippes; for example, Shakspeare, Albrecht Dürer, Byron, &c. The intellectual qualities, however, certainly influence here, because they are inherited from the mother. Yet their influence is easily outweighed by that of physical beauty, which acts directly, as concerning a more essential point. However, it happens, either from the feeling or the experience of that influence, that mothers have their daughters taught the fine arts, languages, and so forth in order to make them attractive to men, whereby they wish to assist the intellect by artificial means, just as, in case of need, they assist the hips and the bosom. Observe that here we are speaking throughout only of that entirely immediate instinctive attraction from which alone love properly so called grows. That a woman of culture and understanding prizes understanding and intellect in a man, that a man from rational reflection should test and have regard to the character of his bride, has nothing to do with the matter with which we are dealing here. Such things lie at the bottom of a rational choice in marriage, but not of the passionate love, which is our theme.
The reason is that different factors matter here more than just the intellectual ones—it's about instinct. In marriage, people aren't primarily looking for intellectual stimulation but for having children: it's a connection of the heart, not the mind. It’s pointless and ridiculous when women claim they fall in love with a man's mind, or it indicates an overstretched nature. On the other hand, men aren't driven by a woman's character in their instinctive attraction, which is why many brilliant men end up with difficult partners, like Socrates with Xantippe, or Shakespeare, Albrecht Dürer, Byron, etc. Intellectual qualities do play a role, as they are inherited from mothers. However, their influence is often overshadowed by physical attractiveness, which has a more immediate impact. Mothers sometimes have their daughters learn arts, languages, and so on to make them appealing to men, trying to enhance their attractiveness just like they would with physical features. Keep in mind that we are only discussing that immediate instinctual attraction from which real love develops. A cultured woman valuing understanding in a man, or a man thoughtfully considering his bride's character, isn't what we're focusing on here. Those things pertain to a thoughtful choice in marriage, not to the passionate love that is our main topic.
Hitherto I have only taken account of the absolute considerations, i.e., those which hold good for every one: I come now to the relative considerations, which are individual, because in their case what is looked to is the rectification of the type of the species, which is already defectively presented, the correction of the divergences from it which the chooser's own person already bears in itself, and thus the return to the pure presentation of the type. Here, then, each one loves what he lacks. Starting from the individual constitution, and directed to the individual constitution, the choice which rests upon [pg 356] such relative considerations is much more definite, decided, and exclusive than that which proceeds merely from the absolute considerations; therefore the source of really passionate love will lie, as a rule, in these relative considerations, and only that of the ordinary and slighter inclination in the absolute considerations. Accordingly it is not generally precisely correct and perfect beauties that kindle great passions. For such a truly passionate inclination to arise something is required which can only be expressed by a chemical metaphor: two persons must neutralise each other, like acid and alkali, to a neutral salt. The essential conditions demanded for this are the following. First: all sex is one-sided. This one-sidedness is more distinctly expressed in one individual than in another; therefore in every individual it can be better supplemented and neutralised by one than by another individual of the opposite sex, for each one requires a one-sidedness which is the opposite of his own to complete the type of humanity in the new individual that is to be produced, the constitution of which is always the goal towards which all tends. Physiologists know that manhood and womanhood admit of innumerable degrees, through which the former sinks to the repulsive gynander and hypospadæus, and the latter rises to the graceful androgyne; from both sides complete hermaphrodism can be reached, at which point stand those individuals who, holding the exact mean between the two sexes, can be attributed to neither, and consequently are unfit to propagate the species. Accordingly, the neutralisation of two individualities by each other, of which we are speaking, demands that the definite degree of his manhood shall exactly correspond to the definite degree of her womanhood; so that the one-sidedness of each exactly annuls that of the other. Accordingly, the most manly man will seek the most womanly woman, and vice versâ, and in the same way every individual will seek another corresponding to him or her in degree of sex. [pg 357] Now how far the required relation exists between two individuals is instinctively felt by them, and, together with the other relative considerations, lies at the foundation of the higher degrees of love. While, therefore, the lovers speak pathetically of the harmony of their souls, the heart of the matter is for the most part the agreement or suitableness pointed out here with reference to the being which is to be produced and its perfection, and which is also clearly of much more importance than the harmony of their souls, which often, not long after the marriage, resolves itself into a howling discord. Now, here come in the further relative considerations, which depend upon the fact that every one endeavours to neutralise by means of the other his weaknesses, defects, and deviations from the type, so that they will not perpetuate themselves, or even develop into complete abnormities in the child which is to be produced. The weaker a man is as regards muscular power the more will he seek for strong women; and the woman on her side will do the same. But since now a less degree of muscular power is natural and regular in the woman, women as a rule will give the preference to strong men. Further, the size is an important consideration. Little men have a decided inclination for big women, and vice versâ; and indeed in a little man the preference for big women will be so much the more passionate if he himself was begotten by a big father, and only remains little through the influence of his mother; because he has inherited from his father the vascular system and its energy, which was able to supply a large body with blood. If, on the other hand, his father and grandfather were both little, that inclination will make itself less felt. At the foundation of the aversion of a big woman to big men lies the intention of nature to avoid too big a race, if with the strength which this woman could impart to them they would be too weak to live long. If, however, such a woman selects a big husband, perhaps for the sake of being more presentable in [pg 358] society, then, as a rule, her offspring will have to atone for her folly. Further, the consideration as to the complexion is very decided. Blondes prefer dark persons, or brunettes; but the latter seldom prefer the former. The reason is, that fair hair and blue eyes are in themselves a variation from the type, almost an abnormity, analogous to white mice, or at least to grey horses. In no part of the world, not even in the vicinity of the pole, are they indigenous, except in Europe, and are clearly of Scandinavian origin. I may here express my opinion in passing that the white colour of the skin is not natural to man, but that by nature he has a black or brown skin, like our forefathers the Hindus; that consequently a white man has never originally sprung from the womb of nature, and that thus there is no such thing as a white race, much as this is talked of, but every white man is a faded or bleached one. Forced into the strange world, where he only exists like an exotic plant, and like this requires in winter the hothouse, in the course of thousands of years man became white. The gipsies, an Indian race which immigrated only about four centuries ago, show the transition from the complexion of the Hindu to our own.38 Therefore in sexual love nature strives to return to dark hair and brown eyes as the primitive type; but the white colour of the skin has become a second nature, though not so that the brown of the Hindu repels us. Finally, each one also seeks in the particular parts of the body the corrective of his own defects and aberrations, and does so the more decidedly the more important the part is. Therefore snub-nosed individuals have an inexpressible liking for hook-noses, parrot-faces; and it is the same with regard to all other parts. Men with excessively slim, long bodies and limbs can find beauty in a body which is even beyond measure stumpy and short. The considerations with regard to temperament act in an [pg 359] analogous manner. Each will prefer the temperament opposed to his own; yet only in proportion as his one is decided. Whoever is himself in some respect very perfect does not indeed seek and love imperfection in this respect, but is yet more easily reconciled to it than others; because he himself insures the children against great imperfection of this part. For example, whoever is himself very white will not object to a yellow complexion; but whoever has the latter will find dazzling whiteness divinely beautiful. The rare case in which a man falls in love with a decidedly ugly woman occurs when, besides the exact harmony of the degree of sex explained above, the whole of her abnormities are precisely the opposite, and thus the corrective, of his. The love is then wont to reach a high degree.
Up until now, I've only considered the absolute factors, e.g. those that apply to everyone. Now, I’ll focus on the relative factors, which are unique to individuals because they aim to correct the deficiencies in the species type as it is currently presented. This involves addressing the imperfections that the chooser already carries within themselves, leading to a return to the pure type's definition. In this context, each person is attracted to what they lack. When an individual’s constitution is at play, their choices based on these relative factors are much more specific, determined, and exclusive than those based solely on absolute factors. Therefore, genuine passionate love often originates from these relative factors, whereas ordinary or lesser attractions come from absolute factors. Consequently, it’s not typically the perfectly precise beauties that ignite deep passions. For a truly passionate connection to arise, something akin to a chemical reaction is needed: two people must complement each other, like acid and base forming a neutral solution. The essential requirements for this are as follows. First, all sexual identities have a one-sided nature. This one-sidedness is expressed more distinctly in some individuals than in others; thus, one individual can more effectively complement and balance another individual of the opposite sex, as each person seeks a complementary one-sidedness to complete the ideal human type for the new individual being created, which is always the goal. Physiologists understand that masculinity and femininity exist on a spectrum, with the former potentially diving into the unattractive gyneander and hypospadias and the latter rising to the graceful androgynous form; from both ends, it’s possible to achieve complete hermaphroditism, where those individuals who perfectly balance both sexes cannot be attributed to either and are thus unable to propagate the species. Therefore, the neutralization of two individualities requires that the specific degree of his masculinity exactly matches the specific degree of her femininity, ensuring each person’s one-sidedness cancels out the other’s. Thus, the most masculine man will seek the most feminine woman, and the other way around, while each individual will look for someone who mirrors their own degree of sexuality. [pg 356] Now, how well this needed connection exists between two individuals is instinctively sensed by them and, along with other relative factors, forms the basis of deeper levels of love. While lovers often discuss the harmony of their souls passionately, the real essence is often the compatibility or suitability in terms of the being that’s to be created and its perfection, a factor that holds more significance than the harmony of their souls, which can often devolve into chaos shortly after marriage. Next, we have additional relative considerations, as each person tries to counterbalance their own weaknesses, flaws, and deviations from the norm through the other person, ensuring these do not persist or develop into severe anomalies in the child they will produce. The weaker a man is regarding physical strength, the more he will seek strong women; conversely, women will pursue the same. However, as lower muscular strength is generally more typical for women, women tend to prefer strong men. Additionally, size plays a significant role. Short men are often attracted to tall women, and the other way around; a shorter man’s inclination for taller women may be even stronger if he was born to a tall father, remaining short only due to his mother's influence, inheriting his father’s vascular system and energy that could supply a large body with blood. Conversely, if both his father and grandfather were short, that attraction will be less pronounced. The aversion of a tall woman to tall men can be seen as nature's way of preventing the emergence of a too-large race, recognizing that with the strength this woman could pass down, they might become too weak to survive. If such a woman chooses a tall partner merely to appear more socially acceptable, her children may suffer the consequences of her choices. Furthermore, complexion is a clear consideration. Blondes often prefer darker partners, while brunettes rarely reciprocate. This arises because fair hair and blue eyes represent a deviation from the norm, almost an abnormality, similar to white mice or at least gray horses. They are not indigenous to any part of the world, not even near the poles, except in Europe, and are clearly of Scandinavian origin. I would like to mention that I believe the natural skin color for humans is black or brown, akin to our ancestors, the Hindus; therefore, no white person has originated from nature's womb, and the concept of a white race is misleading, as every white person is essentially a faded or bleached individual. Driven into an unfamiliar environment, where they exist similarly to an exotic plant and like such plants require a greenhouse in the winter, humans eventually became white over thousands of years. The Romani people, an Indian ethnic group that immigrated only about four centuries ago, illustrate the transition from Hindu complexion to our current one. 38 Therefore, in sexual love, nature aims to return to the original type of dark hair and brown eyes; however, the white skin tone has become a secondary nature, though not to the extent that the brown complexion of the Hindu repels us. Lastly, individuals also seek in specific body parts the correction of their own flaws and abnormalities, doing so more decisively based on the importance of that part. Hence, snub-nosed individuals often have an undeniable attraction to hooked noses or parrot-like features; the same pattern exists for all other features. Men with excessively slender bodies and limbs can find attractiveness in bodies that are very short and stumpy. Preferences regarding temperament follow an [pg 359] analogous approach. Each person tends to favor a temperament that contrasts with their own, but only to the extent that their own is pronounced. A person who is very well-rounded in any particular aspect does not typically seek out or love imperfections in that regard, yet they can be more accepting of them than others; because they themselves provide assurance against significant imperfections in that area for their offspring. For instance, someone very fair-skinned won’t mind a mate with a yellow complexion; conversely, someone with a yellow complexion will find someone with dazzling whiteness incredibly beautiful. The rare situations where someone falls in love with a distinctly unattractive person occur when, alongside the necessary harmony of the previously mentioned sexual degree, that person’s exact abnormal traits complement and counterbalance the other's. The love in such cases often reaches profound depths.
The profound seriousness with which we consider and ponder each bodily part of the woman, and she on her part does the same, the critical scrupulosity with which we inspect a woman who begins to please us, the capriciousness of our choice, the keen attention with which the bridegroom observes his betrothed, his carefulness not to be deceived in any part, and the great value which he attaches to every excess or defect in the essential parts, all this is quite in keeping with the importance of the end. For the new being to be produced will have to bear through its whole life a similar part. For example, if the woman is only a little crooked, this may easily impart to her son a hump, and so in all the rest. Consciousness of all this certainly does not exist. On the contrary, every one imagines that he makes that careful selection in the interest of his own pleasure (which at bottom cannot be interested in it at all); but he makes it precisely as, under the presupposition of his own corporisation, is most in keeping with the interest of the species, to maintain the type of which as pure as possible is the secret task. The individual acts here, without knowing it, by order of something higher than itself, the species; hence [pg 360] the importance which it attaches to things which may and indeed must be, indifferent to itself as such. There is something quite peculiar in the profound unconscious seriousness with which two young persons of opposite sex who see each other for the first time regard each other, in the searching and penetrating glance they cast at one another, in the careful review which all the features and parts of their respective persons have to endure. This investigating and examining is the meditation of the genius of the species on the individual which is possible through these two and the combination of its qualities. According to the result of this meditation is the degree of their pleasure in each other and their yearning for each other. This yearning, even after it has attained a considerable degree, may be suddenly extinguished again by the discovery of something that had previously remained unobserved. In this way, then, the genius of the species meditates concerning the coming race in all who are capable of reproduction. The nature of this race is the great work with which Cupid is occupied, unceasingly active, speculating, and pondering. In comparison with the importance of his great affair, which concerns the species and all coming races, the affairs of individuals in their whole ephemeral totality are very trifling; therefore he is always ready to sacrifice these regardlessly. For he is related to them as an immortal to mortals, and his interests to theirs as infinite to finite. Thus, in the consciousness of managing affairs of a higher kind than all those which only concern individual weal or woe, he carries them on sublimely, undisturbed in the midst of the tumult of war, or in the bustle of business life, or during the raging of a plague, and pursues them even into the seclusion of the cloister.
The deep seriousness with which we consider each part of a woman's body, and how she does the same, the critical attention we pay to a woman who begins to attract us, the unpredictability of our choices, the close observation a groom has of his fiancée, his caution to avoid being misled about any aspect, and the high value he places on every excess or flaw in essential features—all this aligns perfectly with the significance of the outcome. The new being created will carry a similar form throughout its life. For instance, if a woman is slightly crooked, this could easily lead her son to develop a hunch, and this applies to everything else as well. Awareness of all this certainly doesn’t exist. On the contrary, everyone believes they are making careful choices for their own pleasure (which, in reality, is not genuinely interested in that); but they do so precisely as, assuming their own embodiment, it aligns best with the interests of the species, whose secret goal is to keep its type as pure as possible. The individual acts here, unknowingly, under the directive of something greater than themselves, the species; hence the significance they attach to factors that must be indifferent to them as individuals. There’s something quite unique in the profound unconscious seriousness with which two young people of the opposite sex regard each other when they first meet—the searching, penetrating looks they exchange, and the careful scrutiny each aspect and feature of their bodies undergoes. This investigating and examining is the *meditation of the genius of the species* on the individual, made possible through these two and the combination of their traits. The outcome of this meditation determines the extent of their attraction and desire for one another. This desire, even once it has grown considerable, can suddenly fade due to the discovery of something that was previously unnoticed. In this way, the genius of the species reflects on the future generation in all who are capable of reproduction. The nature of this generation is the crucial work that Cupid is continuously engaged in—actively planning and pondering. Compared to the importance of this grand task, which involves the species and all future generations, the concerns of individuals in their transitory existence seem trivial; therefore, he is always ready to disregard these without thought. He relates to them as the immortal does to mortals, and his stakes in their lives are infinite compared to their finite concerns. Thus, in his awareness of managing matters higher than those that only affect individual welfare, he carries these tasks on magnificently, undisturbed by the chaos of war, the hustle of business life, or the turmoil of a plague, and he pursues them even into the solitude of a cloister.
We have seen in the above that the intensity of love increases with its individualisation, because we have shown that the physical qualities of two individuals can be such that, for the purpose of restoring as far as possible [pg 361] the type of the species, the one is quite specially and perfectly the completion or supplement of the other, which therefore desires it exclusively. Already in this case a considerable passion arises, which at once gains a nobler and more sublime appearance from the fact that it is directed to an individual object, and to it alone; thus, as it were, arises at the special order of the species. For the opposite reason, the mere sexual impulse is ignoble, because without individualisation it is directed to all, and strives to maintain the species only as regards quantity, with little respect to quality. But the individualising, and with it the intensity of the love, can reach so high a degree that without its satisfaction all the good things in the world, and even life itself, lose their value. It is then a wish which attains a vehemence that no other wish ever reaches, and therefore makes one ready for any sacrifice, and in case its fulfilment remains unalterably denied, may lead to madness or suicide. At the foundation of such an excessive passion there must lie, besides the considerations we have shown above, still others which we have not thus before our eyes. We must therefore assume that here not only the corporisation, but the will of the man and the intellect of the woman are specially suitable to each other, in consequence of which a perfectly definite individual can be produced by them alone, whose existence the genius of the species has here in view, for reasons which are inaccessible to us, since they lie in the nature of the thing in itself. Or, to speak more exactly, the will to live desires here to objectify itself in a perfectly definite individual, which can only be produced by this father with this mother. This metaphysical desire of the will in itself has primarily no other sphere of action in the series of existences than the hearts of the future parents, which accordingly are seized with this ardent longing, and now imagine themselves to desire on their own account what really for the present has only a purely metaphysical end, i.e., an end which lies outside the series of actually existing [pg 362] things. Thus it is the ardent longing to enter existence of the future individual which has first become possible here, a longing which proceeds from the primary source of all being, and exhibits itself in the phenomenal world as the lofty passion of the future parents for each other, paying little regard to all that is outside itself; in fact, as an unparalleled illusion, on account of which such a lover would give up all the good things of this world to enjoy the possession of this woman, who yet can really give him nothing more than any other. That yet it is just this possession that is kept in view here is seen from the fact that even this lofty passion, like all others, is extinguished in its enjoyment—to the great astonishment of those who are possessed by it. It also becomes extinct when, through the woman turning out barren (which, according to Hufeland, may arise from nineteen accidental constitutional defects), the real metaphysical end is frustrated; just as daily happens in millions of germs trampled under foot, in which yet the same metaphysical life principle strives for existence; for which there is no other consolation than that an infinity of space, time, and matter, and consequently inexhaustible opportunity for return, stands open to the will to live.
We've seen above that the intensity of love grows as it becomes more personal. We demonstrated that the physical traits of two people can align in such a way that one is a perfect match or complement for the other, making them desire each other exclusively. This already creates a strong passion, which becomes even nobler and more elevated because it targets a specific individual, rather than many. This, in a way, arises from the unique order of the species. In contrast, the basic sexual drive is lowly because it lacks this individual focus and is aimed at all, prioritizing quantity over quality regarding the species. However, love can become so intense that without it, all the good things in life—and life itself—lose their meaning. It then becomes an intense longing that surpasses any other desire, leading one to be willing to make any sacrifice, and if this need remains unfulfilled, it can lead to despair or even suicide. Behind such an overwhelming passion, there are deeper reasons, aside from those we've already discussed. We must consider that not only the physical aspects but also the man's will and the woman's intellect must be perfectly aligned to create a specific individual, whose existence is sought by the essence of the species for reasons beyond our understanding, rooted in the nature of reality itself. More precisely, the will to live seeks to manifest itself through a definite individual that can only be created by this father and this mother. This underlying metaphysical desire initially has no other influence in the realm of existence than in the hearts of the future parents, who feel this intense longing and mistakenly believe they desire it for their own sake, while in reality, it serves a purely metaphysical aim—an aim that lies beyond the realm of currently existing things. Thus, it's the deep yearning for the future person's existence that emerges here, a longing that originates from the primary source of all being and manifests in the world as the profound passion of the future parents for one another, largely ignoring everything else. In fact, it is a unique illusion; such a lover would sacrifice all the pleasures of this world for the companionship of this woman, who can ultimately offer him nothing more than anyone else. That this specific possession is the focus is apparent from the fact that this elevated passion, like all others, fades away in its fulfillment—much to the surprise of those caught in it. It also diminishes when the woman turns out to be infertile (which, according to Hufeland, can result from numerous accidental physical flaws), causing the true metaphysical aim to be thwarted. This occurs daily in millions of potential lives that are lost, where the same fundamental life principle seeks existence; the only comfort is that an infinite expanse of space, time, and matter—and thus endless opportunities for the will to live—remains available.
The view which is here expounded must once have been present to the mind of Theophrastus Paracelsus, even if only in a fleeting form, though he has not handled this subject, and my whole system of thought was foreign to him; for, in quite a different context and in his desultory manner, he wrote the following remarkable words: “Hi sunt, quos Deus copulavit, ut eam, quæ fuit Uriæ et David; quamvis ex diametro (sic enim sibi humana mens persuadebat) cum justo et legitimo matrimonio pugnaret hoc.... sed propter Salomonem, qui aliunde nasci non potuit, nisi ex Bathseba, conjuncto David semine, quamvis meretrice, conjunxit eos Deus” (De vita longa, i. 5).
The view explained here must have once been in the mind of Theophrastus Paracelsus, even if just briefly, although he didn’t explore this topic, and my entire system of thought was unfamiliar to him; for, in a very different context and in his scattered way, he wrote these notable words: “These are the people that God brought together, just like the connection between Uriah and David; even though it seems to go against what human reasoning sees as a just and proper marriage.... but because of Solomon, who must have been born in no other way, except from Bathsheba, linked to David’s family line, even though through a woman of questionable reputation, God united them” (On Long Life, i. 5).
The longing of love, the ἱμερος, which the poets of all ages are unceasingly occupied with expressing in innumerable [pg 363] forms, and do not exhaust the subject, nay, cannot do it justice, this longing, which attaches the idea of endless happiness to the possession of a particular woman, and unutterable pain to the thought that this possession cannot be attained,—this longing and this pain cannot obtain their material from the wants of an ephemeral individual; but they are the sighs of the spirit of the species, which sees here, to be won or lost, a means for the attainment of its ends which cannot be replaced, and therefore groans deeply. The species alone has infinite life, and therefore is capable of infinite desires, infinite satisfaction, and infinite pain. But these are here imprisoned in the narrow breast of a mortal. No wonder, then, if such a breast seems like to burst, and can find no expression for the intimations of infinite rapture or infinite misery with which it is filled. This, then, affords the materials for all erotic poetry of a sublime kind, which accordingly rises into transcendent metaphors, soaring above all that is earthly. This is the theme of Petrarch, the material for the St. Preuxs, Werthers, and Jacopo Ortis, who apart from it could not be understood nor explained. For that infinite esteem for the loved one cannot rest upon some spiritual excellences, or in general upon any objective, real qualities of hers; for one thing, because she is often not sufficiently well known to the lover, as was the case with Petrarch. The spirit of the species alone can see at one glance what worth she has for it, for its ends. And great passions also arise, as a rule, at the first glance:
The longing for love, the ἱμερος, is something that poets throughout history have endlessly tried to express in countless forms, and they never seem to fully cover the topic. This longing connects the idea of endless happiness to having a certain woman, while also bringing unutterable pain from the thought that this happiness may be out of reach. This longing and pain don’t come from the fleeting desires of a single person; they are the deep sighs of the spirit of the species, which sees in this desire a unique path to its goals that can’t be replaced, and thus it aches profoundly. Only the species has infinite life, which enables it to experience endless desires, satisfaction, and suffering. Yet, these feelings are trapped in the limited heart of a mortal. It’s no wonder that such a heart feels ready to burst and struggles to express the overwhelming feelings of infinite joy or infinite sorrow within it. This is what supplies the inspiration for all high-minded erotic poetry, which then elevates into grand metaphors that rise above earthly matters. This is the theme of Petrarch and the basis for characters like St. Preux, Werther, and Jacopo Ortis, who cannot be fully understood without it. The infinite admiration for the beloved isn’t based on particular spiritual qualities or any tangible, real attributes because often, she is not well-known to the lover, as was the case with Petrarch. Only the spirit of the species can recognize at a glance what worth she holds for its existence. And intense passions, as a rule, often ignite at first sight:
“Who ever loved that loved not at first sight?”
“Who has ever loved without experiencing love at first sight?”
—Shakspeare, “As You Like it,” iii. 5.
—Shakespeare, “As You Like It,” iii. 5.
In this regard a passage in the romance of “Guzman de Alfarache,” by Mateo Aleman, which has been famous for 250 years, is remarkable: “No es necessario, para que uno ame, que pase distancia de tiempo, que siga discurso, ni haga eleccion, sino que con aquella primera y sola vista, concurran juntamente cierta correspondencia ó consonancia, ó lo que acá [pg 364]solemos vulgarmente decir, una confrontacion de sangre, a que por particular influxo suelen mover las estrellas.” (For one to love it is not necessary that much time should pass, that he should set about reflecting and make a choice; but only that at that first and only glance a certain correspondence and consonance should be encountered on both sides, or that which in common life we are wont to call a sympathy of the blood, and to which a special influence of the stars generally impels), P. ii. lib. iii. c. 5. Accordingly the loss of the loved one, through a rival, or through death, is also for the passionate lover a pain that surpasses all others, just because it is of a transcendental kind, since it affects him not merely as an individual, but attacks him in his essentia æterna, in the life of the species into whose special will and service he was here called. Hence jealousy is such torment and so grim, and the surrender of the loved one is the greatest of all sacrifices. A hero is ashamed of all lamentations except the lamentation of love, because in this it is not he but the species that laments. In Calderon's “Zenobia the Great” there is in the first act a scene between Zenobia and Decius in which the latter says:
In this context, a passage in the novel *Guzman de Alfarache* by Mateo Aleman, which has been well-known for 250 years, is striking: “For one to love, it is not necessary for a lot of time to pass, for one to reflect and make a choice; it is enough that at that first and only glance, a certain connection or harmony exists between both parties, or what we commonly refer to as a *sympathy of the blood*, influenced by the stars.” Accordingly, the loss of a loved one, whether due to a rival or death, is a pain for the passionate lover that goes beyond all others, because it is of a deep nature, affecting him not just as an individual, but striking at his eternal essence, in the life of the species to which he was called to serve. Thus, jealousy is such a torment and so harsh, and losing the loved one is the greatest sacrifice of all. A hero feels ashamed of all other laments except for the lament of love because in this case, it is not just him who laments but the entire species. In Calderon's *Zenobia the Great*, there is a scene in the first act between Zenobia and Decius in which Decius says:
“Cielos, luego tu me quieres? Perdiera cien mil victorias, Volviérame,” &c.
“Wow, you truly love me? I’d trade a hundred thousand wins, just for you,” &c.
(Heaven! then thou lovest me? For this I would lose a thousand victories, would turn about, &c.)
(Wow! You really love me? For this, I'd give up a thousand victories, I'd change everything, etc.)
Here, honour, which hitherto outweighed every interest, is beaten out of the field as soon as sexual love, i.e., the interest of the species, comes into play, and sees before it a decided advantage; for this is infinitely superior to every interest of mere individuals, however important it may be. Therefore to this alone honour, duty, and fidelity yield after they have withstood every other temptation, including the threat of death. In the same way we find in private life that conscientiousness is in no point so rare as in this: it is here sometimes set aside even by [pg 365] persons who are otherwise honest and just, and adultery is recklessly committed when passionate love, i.e., the interest of the species, has mastered them. It even seems as if in this they believed themselves to be conscious of a higher right than the interests of individuals can ever confer; just because they act in the interest of the species. In this reference Chamfort's remark is worth noticing: “Quand un homme et une femme ont l'un pour l'autre une passion violente, il me semble toujours que quelque soient les obstacles qui les séparent, un mari, des parens, etc., les deux amans sont l'un a l'autre, de par la Nature, qu'ils s'appartiennent de droit divin, malgré les lois et les conventions humaines.” Whoever is inclined to be incensed at this should be referred to the remarkable indulgence which the Saviour shows in the Gospel to the woman taken in adultery, in that He also assumes the same guilt in the case of all present. From this point of view the greater part of the “Decameron” appears as mere mocking and jeering of the genius of the species at the rights and interests of individuals which it tramples under foot. Differences of rank and all similar circumstances, when they oppose the union of passionate lovers, are set aside with the same ease and treated as nothing by the genius of the species, which, pursuing its ends that concern innumerable generations, blows off as spray such human laws and scruples. From the same deep-lying grounds, when the ends of passionate love are concerned, every danger is willingly encountered, and those who are otherwise timorous here become courageous. In plays and novels also we see, with ready sympathy, the young persons who are fighting the battle of their love, i.e., the interest of the species, gain the victory over their elders, who are thinking only of the welfare of the individuals. For the efforts of the lovers appear to us as much more important, sublime, and therefore right, than anything that can be opposed to them, as the species is more important than the individual. Accordingly the fundamental theme of almost all [pg 366] comedies is the appearance of the genius of the species with its aims, which are opposed to the personal interest of the individuals presented, and therefore threaten to undermine their happiness. As a rule it attains its end, which, as in accordance with poetical justice, satisfies the spectator, because he feels that the aims of the species are much to be preferred to those of the individual. Therefore at the conclusion he leaves the victorious lovers quite confidently, because he shares with them the illusion that they have founded their own happiness, while they have rather sacrificed it to the choice of the species, against the will and foresight of their elders. It has been attempted in single, abnormal comedies to reverse the matter and bring about the happiness of the individuals at the cost of the aims of the species; but then the spectator feels the pain which the genius of the species suffers, and is not consoled by the advantages which are thereby assured to the individuals. As examples of this kind two very well-known little pieces occur to me: “La reine de 16 ans,” and “Le marriage de raison.” In tragedies containing love affairs, since the aims of the species are frustrated, the lovers who were its tools, generally perish also; for example, in “Romeo and Juliet,” “Tancred,” “Don Carlos,” “Wallenstein,” “The Bride of Messina,” and many others.
Here, honor, which until now has outweighed every other interest, is pushed aside as soon as sexual love—that is, the interest of the species—comes into play and presents a clear advantage. This is infinitely more important than any individual interest, no matter how significant it may be. Therefore, honor, duty, and fidelity eventually yield to this single interest after resisting every other temptation, including the threat of death. Similarly, in private life, conscientiousness is notably rare in this area: it can be overlooked even by people who are otherwise honest and just, and adultery is recklessly pursued when passionate love—that is, the interest of the species—takes hold. It even seems that in these cases, people believe they have a greater right than what individual interests can offer, simply because they act in the interest of the species. In this context, Chamfort's remark is noteworthy: “When a man and a woman have a violent passion for each other, it always seems to me that no matter what obstacles separate them, a husband, relatives, etc., the two lovers are meant for each other by Nature, that they belong to each other by divine right, despite human laws and conventions.” Anyone who finds this upsetting should consider the remarkable compassion shown by the Savior in the Gospel towards the woman caught in adultery, as He also assumes the same guilt for everyone present. From this perspective, much of the “Decameron” seems like mere mocking and derision of the species' greater aim as it tramples on the rights and interests of individuals. Differences in social status and similar circumstances that obstruct the union of passionate lovers are brushed aside with remarkable ease by the species' will, which, in pursuit of goals affecting countless generations, dismisses human laws and scruples like mere spray. For the same deep-seated reasons, when it comes to passionate love, every danger is willingly faced, and those who are usually timid here become brave. In plays and novels, we readily sympathize with the young lovers battling for their love—that is, the interest of the species—who triumph over their elders, who only care about individual welfare. The lovers' efforts seem far more important, noble, and right than anything that opposes them, as the species is more significant than the individual. Thus, the fundamental theme of almost all comedies is the emergence of the species' will and its goals, which clash with the personal interests of the individuals involved, thereby threatening their happiness. Generally, it achieves its objective, which, in line with poetic justice, delights the audience because they feel the species’ goals are far preferable to those of the individual. Consequently, at the end, the audience confidently leaves the victorious lovers, sharing their illusion that they have created their happiness, while they have, in fact, sacrificed it to the species' choice, against the will and foresight of their elders. There have been attempts in specific, unusual comedies to flip the script and bring about the individuals' happiness at the species' expense; but then the audience feels the pain of the species' suffering and is not consoled by the benefits this brings to the individuals. Two well-known examples of this are “La reine de 16 ans” and “Le mariage de raison.” In tragedies featuring love affairs, since the species' goals are thwarted, the lovers who were its instruments usually perish as well; for instance, in “Romeo and Juliet,” “Tancred,” “Don Carlos,” “Wallenstein,” “The Bride of Messina,” and many others.
The love of a man often affords comical, and sometimes also tragical phenomena; both because, taken possession of by the spirit of the species, he is now ruled by this, and no longer belongs to himself: his conduct thereby becomes unsuited to the individual. That which in the higher grades of love imparts such a tinge of poetry and sublimeness to his thoughts, which gives them even a transcendental and hyperphysical tendency, on account of which he seems to lose sight altogether of his real, very physical aim, is at bottom this, that he is now inspired by the spirit of the species whose affairs are infinitely more important than all those which concern mere individuals, in order to find [pg 367] under the special directions of this spirit the whole existence of an indefinitely long posterity with this individual and exactly determined nature, which it can receive only from him as father and the woman he loves as mother, and which otherwise could never, as such, attain to existence, while the objectification of the will to live expressly demands this existence. It is the feeling that he is acting in affairs of such transcendent importance which raises the lover so high above everything earthly, nay, even above himself, and gives such a hyperphysical clothing to his very physical desires, that love becomes a poetical episode even in the life of the most prosaic man; in which last case the matter sometimes assumes a comical aspect. That mandate of the will which objectifies itself in the species exhibits itself in the consciousness of the lover under the mask of the anticipation of an infinite blessedness which is to be found for him in the union with this female individual. Now, in the highest grades of love this chimera becomes so radiant that if it cannot be attained life itself loses all charm, and now appears so joyless, hollow, and insupportable that the disgust at it even overcomes the fear of death, so that it is then sometimes voluntarily cut short. The will of such a man has been caught in the vortex of the will of the species, or this has obtained such a great predominance over the individual will that if such a man cannot be effective in the first capacity, he disdains to be so in the last. The individual is here too weak a vessel to be capable of enduring the infinite longing of the will of the species concentrated upon a definite object. In this case, therefore, the issue is suicide, sometimes the double suicide of the two lovers; unless, to save life, nature allows madness to intervene, which then covers with its veil the consciousness of that hopeless state. No year passes without proving the reality of what has been expounded by several cases of all these kinds.
The love of a man often leads to funny and sometimes tragic situations; this happens because, once taken over by the drive of his species, he is now controlled by it and no longer belongs to himself. His behavior ends up being inappropriate for an individual. What adds a sense of poetry and grandeur to his thoughts, especially in the more profound aspects of love, is that he seems to completely lose sight of his real, very physical goals. At its core, this is because he is inspired by the drive of his species, whose matters are vastly more significant than anything that concerns just individuals. This drive aims to ensure the existence of countless future generations with this specific and unique nature, which can only come from him as the father and the woman he loves as the mother; otherwise, it could never exist, as it explicitly demands existence from the will to live. The realization that he is part of something of such immense significance elevates the lover above everything earthly, even beyond himself, giving a higher meaning to his basic desires, transforming love into a poetic episode, even in the life of the most mundane man; in some cases, this can take on a humorous twist. The will's call that expresses itself through the species shows up in the lover's mind as the anticipation of boundless joy found in the union with this particular woman. In the highest forms of love, this illusion becomes so magnificent that if it cannot be achieved, life itself loses all allure and appears joyless, empty, and unbearable, leading to such revulsion that fear of death becomes secondary, sometimes resulting in voluntary termination of life. The will of such a man has become trapped in the currents of the species' will, which has gained such dominance over his individual will that if he cannot contribute in that way, he refuses to do so in any other. The individual is too fragile to handle the infinite longing of the species concentrated on a specific object. In such cases, the outcome is often suicide, sometimes the double suicide of the two lovers; unless, to preserve life, nature allows madness to step in, which then blankets the awareness of that hopeless situation. No year goes by without demonstrating the truth of this through various cases of all these kinds.
Not only, however, has the unsatisfied passion of love [pg 368] sometimes a tragic issue, but the satisfied passion also leads oftener to unhappiness than to happiness. For its demands often conflict so much with the personal welfare of him who is concerned that they undermine it, because they are incompatible with his other circumstances, and disturb the plan of life built upon them. Nay, not only with external circumstances is love often in contradiction, but even with the lover's own individuality, for it flings itself upon persons who, apart from the sexual relation, would be hateful, contemptible, and even abhorrent to the lover. But so much more powerful is the will of the species than that of the individual that the lover shuts his eyes to all those qualities which are repellent to him, overlooks all, ignores all, and binds himself for ever to the object of his passion—so entirely is he blinded by that illusion, which vanishes as soon as the will of the species is satisfied, and leaves behind a detested companion for life. Only from this can it be explained that we often see very reasonable and excellent men bound to termagants and she-devils, and cannot conceive how they could have made such a choice. On this account the ancients represented love as blind. Indeed, a lover may even know distinctly and feel bitterly the faults of temperament and character of his bride, which promise him a miserable life, and yet not be frightened away:—
Not only has unfulfilled love sometimes ended in tragedy, but even when love is fulfilled, it often brings more unhappiness than happiness. This is because its demands can clash so much with the well-being of the individuals involved that they end up undermining it, as they don't fit with other aspects of life and disrupt the plans built around them. Moreover, love often conflicts not just with external circumstances, but with the lover's own individuality, as it can lead them to desire people who, outside of the romantic connection, would be seen as unpleasant, contemptible, or even abhorrent. The drive to love is so much stronger than individual will that the lover ignores all these unattractive qualities, overlooks everything, and commits themselves fully to their object of desire—so completely blinded by this illusion, which disappears as soon as the needs of love are met, leaving behind a partner they may come to resent for life. This explains why we often see very sensible and admirable individuals paired with difficult and unpleasant partners, and we struggle to understand how they made such a choice. This is why the ancients portrayed love as blind. In fact, a lover might even clearly recognize and feel deeply troubled by their partner's faults, which predict a miserable future together, yet they still aren’t deterred.
For ultimately he seeks not his own things, but those of a third person, who has yet to come into being, although he is involved in the illusion that what he seeks is his own affair. But it is just this not seeking of one's own things which is everywhere the stamp of greatness, that gives to passionate love also a touch of sublimity, and makes it a worthy subject of poetry. Finally, sexual love is compatible even with the extremest hatred towards its object: [pg 369] therefore Plato has compared it to the love of the wolf for the sheep. This case appears when a passionate lover, in spite of all efforts and entreaties, cannot obtain a favourable hearing on any condition:—
For in the end, he isn't pursuing his own interests but rather those of someone else, who hasn't come into existence yet, even though he is caught up in the illusion that what he's pursuing is his own business. But it's precisely this lack of selfishness that marks true greatness, lending passionate love a sense of the sublime and making it a fitting topic for poetry. Ultimately, sexual love can even exist alongside extreme hatred for its object: [pg 369] which is why Plato compared it to a wolf's love for the sheep. This scenario arises when a passionate lover, despite all attempts and pleas, can't get a favorable response under any circumstances:—
“I love and hate her.”
“I love and hate her.”
—Shakspeare, Cymb., iii. 5.
—Shakespeare, Cymb., iii. 5.
The hatred of the loved one which then is kindled sometimes goes so far that the lover murders her, and then himself. One or two examples of this generally happen every year; they will be found in the newspapers. Therefore Goethe's lines are quite correct:—
The hatred for the person once loved can become so intense that the lover ends up killing her, and then takes his own life. One or two instances of this typically occur each year; you can find them in the news. So, Goethe's lines are definitely accurate:—
It is really no hyperbole if a lover describes the coldness of his beloved and the delight of her vanity, which feeds on his sufferings, as cruelty; for he is under the influence of an impulse which, akin to the instinct of insects, compels him, in spite of all grounds of reason, to pursue his end unconditionally, and to undervalue everything else: he cannot give it up. Not one but many a Petrarch has there been who was compelled to drag through life the unsatisfied ardour of love, like a fetter, an iron weight at his foot, and breathe his sighs in lonely woods; but only in the one Petrarch dwelt also the gift of poetry; so that Goethe's beautiful lines hold good of him:—
It's really not an exaggeration if someone in love describes the coldness of their beloved and the pleasure she gets from his pain as cruelty; because they're driven by an urge that's similar to an insect's instinct, forcing them to chase their goal unconditionally, no matter how unreasonable it is, and to overlook everything else: they just can’t let it go. There have been many like Petrarch who were forced to carry the unfulfilled passion of love like a chain, a heavy weight dragging them down, and share their sighs in lonely forests; but only one Petrarch had the gift of poetry as well; so Goethe's beautiful lines apply to him:—
In fact, the genius of the species wages war throughout with the guardian geniuses of individuals, is their pursuer and enemy, always ready relentlessly to destroy personal happiness in order to carry out its ends; nay, the welfare of whole nations has sometimes been sacrificed to its humours. An example of this is given us by Shakspeare in “Henry VI.,” pt. iii., act 3, sc. 2 and 3. All this depends upon [pg 370] the fact that the species, as that in which the root of our being lies, has a closer and earlier right to us than the individual; hence its affairs take precedence. From the feeling of this the ancients personified the genius of the species in Cupid, a malevolent, cruel, and therefore ill-reputed god, in spite of his childish appearance; a capricious, despotic demon, but yet lord of gods and men:
In fact, the genius of the species fights against the guardian geniuses of individuals, acting as their pursuer and enemy, always ready to destroy personal happiness to achieve its goals; indeed, the well-being of entire nations has sometimes been sacrificed to its whims. An example of this is provided by Shakespeare in "Henry VI." pt. iii., act 3, sc. 2 and 3. All of this is based on [pg 370] the fact that the species, which is where the root of our existence lies, has a closer and more immediate claim on us than the individual; thus, its matters take priority. The ancients represented the genius of the species as Cupid, a malevolent, cruel, and therefore ill-regarded god, despite his childlike appearance; a whimsical, tyrannical demon, yet still the lord of gods and men:
“Συ δ᾽ω θεων τυραννε κ᾽ανθρωπων, Ερως!”
“You, Love, are the master of gods and humans!”
(Tu, deorum hominumque tyranne, Amor!)
(Tu, tyrant of gods and men, Love!)
A deadly shot, blindness, and wings are his attributes. The latter signify inconstancy; and this appears, as a rule, only with the disillusion which is the consequence of satisfaction.
A deadly shot, blindness, and wings are his traits. The wings represent inconstancy; and this usually appears only with the disillusionment that comes after satisfaction.
Because the passion depended upon an illusion, which represented that which has only value for the species as valuable for the individual, the deception must vanish after the attainment of the end of the species. The spirit of the species which took possession of the individual sets it free again. Forsaken by this spirit, the individual falls back into its original limitation and narrowness, and sees with wonder that after such a high, heroic, and infinite effort nothing has resulted for its pleasure but what every sexual gratification affords. Contrary to expectation, it finds itself no happier than before. It observes that it has been the dupe of the will of the species. Therefore, as a rule, a Theseus who has been made happy will forsake his Ariadne. If Petrarch's passion had been satisfied, his song would have been silenced from that time forth, like that of the bird as soon as the eggs are laid.
Because the passion relied on an illusion that made something valuable to the species seem valuable to the individual, the deception fades once the goals of the species are achieved. The spirit of the species that took over the individual eventually sets it free again. Abandoned by this spirit, the individual reverts to its original limitations and narrowness, and is astonished to find that after such a high, heroic, and limitless effort, it has gained nothing for its pleasure other than what every sexual encounter provides. Contrary to expectations, it discovers that it is no happier than before. It realizes it has been misled by the will of the species. Thus, generally, a Theseus who has been made happy will leave behind his Ariadne. If Petrarch's passion had been fulfilled, his song would have been silenced ever since, like a bird’s when the eggs are laid.
Here let me remark in passing that however much my metaphysics of love will displease the very persons who are entangled in this passion, yet if rational considerations in general could avail anything against it, the fundamental truth disclosed by me would necessarily fit one more than anything else to subdue it. But the saying of the old comedian will, no doubt, remain true: “Quæ res in se [pg 371]neque consilium, neque modum habet ullum, eam consilio regere non potes.”
Here, I'd like to point out that no matter how much my thoughts on love might upset those caught up in it, if any logical reasoning could actually counter it, the core truth I've revealed would be the most effective way to overcome it. But the old comedian's saying will likely still hold true: "Whatever lacks [pg 371]any plan or method cannot be managed by a plan."
Marriages from love are made in the interest of the species, not of the individuals. Certainly the persons concerned imagine they are advancing their own happiness; but their real end is one which is foreign to themselves, for it lies in the production of an individual which is only possible through them. Brought together by this aim, they ought henceforth to try to get on together as well as possible. But very often the pair brought together by that instinctive illusion, which is the essence of passionate love, will, in other respects, be of very different natures. This comes to light when the illusion vanishes, as it necessarily must. Accordingly love marriages, as a rule, turn out unhappy; for through them the coming generation is cared for at the expense of the present. “Quien se casa por amores, ha de vivir con dolores” (Who marries from love must live in sorrow), says the Spanish proverb. The opposite is the case with marriages contracted for purposes of convenience, generally in accordance with the choice of the parents. The considerations prevailing here, of whatever kind they may be, are at least real, and cannot vanish of themselves. Through them, however, the happiness of the present generation is certainly cared for, to the disadvantage of the coming generation, and notwithstanding this it remains problematical. The man who in his marriage looks to money more than to the satisfaction of his inclination lives more in the individual than in the species; which is directly opposed to the truth; hence it appears unnatural, and excites a certain contempt. A girl who, against the advice of her parents, rejects the offer of a rich and not yet old man, in order, setting aside all considerations of convenience, to choose according to her instinctive inclination alone, sacrifices her individual welfare to the species. But just on this account one cannot withhold from her a certain approbation; for she has preferred what is of most importance, [pg 372] and has acted in the spirit of nature (more exactly, of the species), while the parents advised in the spirit of individual egoism. In accordance with all this, it appears as if in making a marriage either the individual or the interests of the species must come off a loser. And this is generally the case; for that convenience and passionate love should go hand in hand is the rarest of lucky accidents. The physical, moral, or intellectual deficiency of the nature of most men may to some extent have its ground in the fact that marriages are ordinarily entered into not from pure choice and inclination, but from all kinds of external considerations, and on account of accidental circumstances. If, however, besides convenience, inclination is also to a certain extent regarded, this is, as it were, an agreement with the genius of the species. Happy marriages are well known to be rare; just because it lies in the nature of marriage that its chief end is not the present but the coming generation. However, let me add, for the consolation of tender, loving natures, that sometimes passionate sexual love associates itself with a feeling of an entirely different origin—real friendship based upon agreement of disposition, which yet for the most part only appears when sexual love proper is extinguished in its satisfaction. This friendship will then generally spring from the fact that the supplementing and corresponding physical, moral, and intellectual qualities of the two individuals, from which sexual love arose, with reference to the child to be produced, are, with reference also to the individuals themselves, related to each other in a supplementary manner as opposite qualities of temperament and mental gifts, and thereby form the basis of a harmony of disposition.
Marriages based on love serve the interests of the species, not the individuals. The people involved might believe they are pursuing their own happiness, but their true purpose is something beyond themselves, which is the creation of a new individual that can only come from them. United by this goal, they should aim to get along as best as they can. However, often the couple brought together by the instinctive illusion inherent in passionate love will have very different natures in other respects. This becomes clear when the illusion fades, as it inevitably does. Consequently, love marriages usually end up being unhappy because they prioritize the next generation at the expense of the present. “Whoever marries for love must live with pain” (Who marries for love must live in sorrow), says the Spanish proverb. In contrast, marriages made for pragmatic reasons, often based on the parents' choices, usually involve real considerations that can't just disappear. However, such arrangements prioritize the happiness of the current generation, often to the detriment of the next, and this happiness remains uncertain. A man who prioritizes money in his marriage over personal satisfaction focuses more on individual needs than on the species, which contradicts the truth and feels unnatural, eliciting a degree of contempt. A girl who, against her parents' advice, turns down the proposal of a wealthy but not old man to follow her own instinct instead, sacrifices her personal interests for the sake of the species. For this reason, she deserves some approval for choosing what truly matters, [pg 372] and acting in accordance with nature (or more specifically, the species), while her parents acted from individual selfishness. Thus, it seems that in marriage, either individual interests or the species' interests suffer. This is usually the case because it is rare for convenience and passionate love to coincide. The physical, moral, or intellectual shortcomings seen in many men may partly stem from the fact that most marriages are not based on genuine choice and love, but rather influenced by external factors and random circumstances. However, if both convenience and desire are taken into account, it creates a harmony with the nature of the species. Happy marriages are known to be rare because, fundamentally, marriage is aimed at the future generation, not the present. Nonetheless, I’d like to reassure sensitive and loving individuals that sometimes passionate sexual love can evolve into a different kind of bond—true friendship grounded in a shared temperament, which often appears when sexual passion wanes. This friendship usually arises from the complementary and matching physical, moral, and intellectual qualities of the two individuals, from which the sexual attraction initially sprang, that create a balance of temperament and mental strengths, forming a solid foundation for harmony.
The whole metaphysics of love here dealt with stands in close connection with my metaphysics in general, and the light which it throws upon this may be summed up as follows.
The entire metaphysics of love discussed here is closely linked to my overall metaphysics, and the insights it provides can be summarized as follows.
We have seen that the careful selection for the satisfaction of the sexual impulse, a selection which rises through [pg 373] innumerable degrees up to that of passionate love, depends upon the highly serious interest which man takes in the special personal constitution of the next generation. Now this exceedingly remarkable interest confirms two truths which have been set forth in the preceding chapters. (1.) The indestructibility of the true nature of man, which lives on in that coming generation. For that interest which is so lively and eager, and does not spring from reflection and intention, but from the inmost characteristics and tendencies of our nature, could not be so indelibly present and exercise such great power over man if he were absolutely perishable, and were merely followed in time by a race actually and entirely different from him. (2.) That his true nature lies more in the species than in the individual. For that interest in the special nature of the species, which is the root of all love, from the passing inclination to the serious passion, is for every one really the highest concern, the success or failure of which touches him most sensibly; therefore it is called par excellence the affair of the heart. Moreover, when this interest has expressed itself strongly and decidedly, everything which merely concerns one's own person is postponed and necessarily sacrificed to it. Through this, then, man shows that the species lies closer to him than the individual, and he lives more immediately in the former than in the latter. Why does the lover hang with complete abandonment on the eyes of his chosen one, and is ready to make every sacrifice for her? Because it is his immortal part that longs after her; while it is only his mortal part that desires everything else. That vehement or intense longing directed to a particular woman is accordingly an immediate pledge of the indestructibility of the kernel of our being, and of its continued existence in the species. But to regard this continued existence as something trifling and insufficient is an error which arises from the fact that under the conception of the continued life of the species one thinks nothing more [pg 374] than the future existence of beings similar to us, but in no regard identical with us; and this again because, starting from knowledge directed towards without, one takes into consideration only the external form of the species as we apprehend it in perception, and not its inner nature. But it is just this inner nature which lies at the foundation of our own consciousness as its kernel, and hence indeed is more immediate than this itself, and, as thing in itself, free from the principium individuationis, is really the same and identical in all individuals, whether they exist together or after each other. Now this is the will to live, thus just that which desires life and continuance so vehemently. This accordingly is spared and unaffected by death. It can attain to no better state than its present one; and consequently for it, with life, the constant suffering and striving of the individuals is certain. To free it from this is reserved for the denial of the will to live, as the means by which the individual will breaks away from the stem of the species, and surrenders that existence in it. We lack conceptions for that which it now is; indeed all data for such conceptions are wanting. We can only describe it as that which is free to be will to live or not. Buddhism denotes the latter case by the word Nirvana, the etymology of which was given in the note at the end of chapter 41. It is the point which remains for ever unattainable to all human knowledge, just as such.
We have seen that the careful selection for satisfying sexual desire—an attraction that evolves through [pg 373] countless levels up to passionate love—depends on the serious interest that a person has in the specific personal characteristics of the next generation. This remarkable interest supports two truths laid out in the previous chapters. (1.) The enduring essence of humanity, which persists in the coming generation. Such a lively and eager interest arises not from thought or intention, but from the fundamental traits and tendencies of our nature. It couldn’t be so deeply ingrained or wield such power over individuals if they were completely perishable and followed only by a race that is entirely different from them. (2.) That human nature is more about the species than the individual. The interest in the unique traits of the species, which drives all love—from fleeting attraction to serious passion—is really the greatest concern for everyone; the outcome of it affects them most profoundly, which is why it's often referred to as top-notch the matter of the heart. Moreover, when this interest expresses itself strongly and clearly, everything that pertains to the individual is sidelined and often sacrificed for it. This reveals that the species is closer to us than the individual, and we are more immediately connected to the former than the latter. Why does the lover hang on their beloved's gaze so hopelessly and is ready to make any sacrifice for her? Because it is his immortal self that yearns for her, while only his mortal side desires everything else. This intense longing directed at a particular woman is a direct affirmation of the enduring essence of our being and its ongoing existence within the species. However, thinking of this ongoing existence as trivial or inadequate is a mistake that arises from viewing the continued life of the species merely as the future existence of beings like us, but not identical to us. This misunderstanding occurs because, when focused outward, we consider only the external form of the species as we perceive it, ignoring its inner nature. Yet, that inner nature is the foundational core of our consciousness, making it more immediate than consciousness itself. As the thing-in-itself, free from the principle of individuation, it is fundamentally the same across all individuals, whether they coexist or succeed one another. This essence is the will to live, which is what passionately desires life and continuity. Therefore, it remains untouched and unaffected by death. It cannot achieve a better state than its current one; thus, for it, enduring life involves constant suffering and striving of individuals. Liberation from this is left to the denial of the will to live, which allows the individual will to detach from the species and relinquish its existence within it. We lack concepts for what it currently is; indeed, we have no way to conceive of it. We can only describe it as that which can choose to will to live or not. Buddhism refers to the latter state as Nirvana, a term whose etymology was provided in the note at the end of chapter 41. It represents the point that will forever remain unattainable to all human knowledge, precisely as it is.
If now, from the standpoint of this last consideration, we contemplate the turmoil of life, we behold all occupied with its want and misery, straining all their powers to satisfy its infinite needs and to ward off its multifarious sorrows, yet without daring to hope anything else than simply the preservation of this tormented existence for a short span of time. In between, however, in the midst of the tumult, we see the glances of two lovers meet longingly: yet why so secretly, fearfully, and stealthily? Because these lovers are the traitors who seek to perpetuate [pg 375] the whole want and drudgery, which would otherwise speedily reach an end; this they wish to frustrate, as others like them have frustrated it before. This consideration already passes over into the subject of the following chapter.39
If we look at the chaos of life from this perspective, we see everyone caught up in their needs and struggles, pushing themselves to meet endless demands and fend off various pains, yet daring to hope for nothing more than just to keep this tortured existence going for a short time. In the midst of all this turmoil, we see the longing glances of two lovers meeting: but why so secretively, anxiously, and stealthily? Because these lovers are the traitors trying to sustain all the want and hard work, which would otherwise come to an end quickly; they want to prevent this from happening, just as others like them have done before. This thought leads us into the topic of the next chapter.39
Chapter 45.40 On The Assertion Of The Will To Live.
If the will to live exhibited itself merely as an impulse to self-preservation, this would only be an assertion of the individual phenomenon for the span of time of its natural duration. The cares and troubles of such a life would not be great, and consequently existence would be easy and serene. Since, on the contrary, the will wills life absolutely and for all time, it exhibits itself also as sexual impulse, which has in view an endless series of generations. This impulse does away with that carelessness, serenity, and innocence which would accompany a merely individual existence, for it brings unrest and melancholy into the consciousness; misfortunes, cares, and misery into the course of life. If, on the other hand, it is voluntarily suppressed, as we see in rare exceptions, then this is the turning of the will, which changes its course. The will does not then transcend the individual, but is abolished in it. Yet this can only take place by means of the individual doing painful violence to itself. If, however, it does take place, then the freedom from care and the serenity of the purely individual existence is restored to the consciousness, and indeed in a higher degree. On the other hand, to the satisfaction of that most vehement of all impulses and desires is linked the origin of a new existence, thus the carrying out of life anew, with all its burdens, cares, wants, and pains; certainly in another individual; yet if the two who are different in the phenomenon [pg 377] were so absolutely and in themselves, where would then be eternal justice? Life presents itself as a problem, a task to be worked out, and therefore, as a rule, as a constant conflict with necessity. Accordingly every one tries to get through with it and come off as well as he can. He performs life as a compulsory service which he owes. But who has contracted the debt?—His begetter, in the enjoyment of sensual pleasure. Thus, because the one has enjoyed this, the other must live, suffer, and die. However, we know and look back here to the fact that the difference of the similar is conditioned by space and time, which in this sense I have called the principium individuationis. Otherwise eternal justice could not be vindicated. Paternal love, on account of which the father is ready to do, to suffer, and to risk more for his child than for himself, and at the same time knows that he owes this, depends simply upon the fact that the begetter recognises himself in the begotten.
If the desire to live was just an impulse for self-preservation, it would only reflect the individual experience for as long as it naturally lasts. The worries and troubles of such a life wouldn’t be significant, making existence easy and calm. However, since the will to live seeks life absolutely and indefinitely, it also manifests as a sexual drive aimed at an endless series of generations. This drive eliminates the carelessness, calmness, and innocence that would come with a purely individual existence, bringing instead unrest and sadness into consciousness, along with misfortunes, worries, and suffering throughout life. Conversely, if this impulse is voluntarily suppressed, as seen in rare cases, it signifies a shift in the will, changing its direction. The will doesn’t transcend the individual but is instead diminished within it. Yet this can only happen when the individual inflicts painful violence upon themselves. If it does happen, then the freedom from worry and the tranquility of purely individual existence return to consciousness, and in fact, at a higher level. On the other hand, the satisfaction of that strongest of all desires and impulses is linked to the creation of a new existence, thus restarting life with all its burdens, worries, needs, and pains; certainly through another individual. Yet if the two, who are different in appearance, were so fundamentally the same, where would eternal justice be? Life presents itself as a problem, a task to be tackled, usually as a constant struggle against necessity. As a result, everyone tries to manage it and come out as well as possible. They live life as a mandatory service they owe. But who incurred this debt?—Their creator, in the indulgence of physical pleasure. Thus, because one has enjoyed this, the other must live, suffer, and die. However, we recognize that the differences among similar individuals are determined by space and time, which I have referred to as the the principle of individuation. Otherwise, eternal justice couldn’t be established. Paternal love, which makes a father willing to do, endure, and risk more for his child than for himself, while also understanding that he owes this, simply depends on the fact that the creator sees himself in the one he has created.
The life of a man, with its endless care, want, and suffering, is to be regarded as the explanation and paraphrase of the act of procreation, i.e., the decided assertion of the will to live; and further, it is also due to this that he owes to nature the debt of death, and thinks with anxiety of this debt. Is this not evidence of the fact that our existence involves guilt? At any rate, we always exist, subject to the periodical payment of the toll, birth and death, and successively partake of all the sorrows and joys of life, so that none can escape us: this is just the fruit of the assertion of the will to live. Thus the fear of death, which in spite of all the miseries of life holds us firmly to it, is really illusory; but just as illusory is the impulse which has enticed us into it. This enticement itself may be seen objectively in the reciprocal longing glances of two lovers; they are the purest expression of the will to live, in its assertion. How soft and tender it is here! It wills well-being, and quiet pleasure, and mild joys for itself, for others, for all. It is the theme of Anacreon. Thus by [pg 378] allurements and flattery it makes its way into life. But when once it is there, misery introduces crime, and crime misery; horror and desolation fill the scene. It is the theme of Æschylus.
The life of a man, filled with never-ending worries, needs, and suffering, can be seen as the reason behind the act of procreation—essentially, the clear expression of the will to live. Because of this, he is also burdened by the inevitability of death and thinks about this burden with anxiety. Is this not proof that our existence comes with guilt? Regardless, we always live under the recurring toll of birth and death, experiencing all the sorrows and joys life has to offer, which none can escape—this is simply the consequence of asserting the will to live. Therefore, the fear of death, which keeps us tied to life despite all its hardships, is actually an illusion; and the desire that drew us into life is just as illusory. This attraction is visibly represented in the longing gazes exchanged between two lovers; they are the purest expression of the will to live in action. It is so gentle and tender here, wishing for well-being, simple pleasures, and small joys for itself, for others, for everyone. It reflects the theme of Anacreon. Through all these temptations and flattery, it finds its way into life. But once it arrives, suffering gives rise to crime, and crime brings more suffering; horror and despair fill the scene. This is the theme of Æschylus.
But now the act through which the will asserts itself and man arises is one of which all are, in their inmost being, ashamed, which they therefore carefully conceal; nay, if they are caught in it, are terrified as if they had been taken in a crime. It is an action of which in cold reflection one generally thinks with dislike, and in a lofty mood with loathing. Reflections which in this regard approach the matter more closely are offered by Montaigne in the fifth chapter of the third book, under the marginal heading: “Ce que c'est que l'amour.” A peculiar sadness and repentance follows close upon it, is yet most perceptible after the first performance of the act, and in general is the more distinct the nobler is the character. Hence even Pliny, the pagan, says: “Homini tantum primi coitus pœnitentia, augurium scilicet vitæ, a pœnitenda origine” (Hist. Nat., x. 83). And, on the other hand, in Goethe's “Faust,” what do devil and witches practise and sing of on their Sabbath? Lewdness and obscenity. And in the same work (in the admirable “Paralipomena” to “Faust”) what does incarnate Satan preach before the assembled multitude? Lewdness and obscenity. But simply and solely by means of the continual practice of such an act as this does the human race subsist. If now optimism were right, if our existence were to be thankfully recognised as the gift of the highest goodness guided by wisdom, and accordingly in itself praiseworthy, commendable, and agreeable, then certainly the act which perpetuates it would necessarily have borne quite another physiognomy. If, on the other hand, this existence is a kind of false step or error; if it is the work of an originally blind will, whose most fortunate development is that it comes to itself in order to abolish itself; then the act [pg 379] which perpetuates that existence must appear precisely as it does appear.
But now the act through which the will asserts itself and a person comes into being is one that everyone, at their core, feels ashamed of, which they therefore carefully hide; indeed, if they are caught in it, they are terrified as if they had committed a crime. It's an action that, upon cold reflection, people generally think of with distaste, and in a noble mindset, with disgust. Montaigne offers insights in this regard in the fifth chapter of the third book, under the marginal heading: “What love is.” A peculiar sadness and regret closely follow it, particularly noticeable after the first time the act is performed, and in general, the clearer this sentiment is, the nobler the character involved. Hence even Pliny, the pagan, says: “Only the first union brings regret, a sign of life, stemming from a regrettable beginning” (Natural History, x. 83). And, on the other hand, in Goethe's “Faust” what do the devil and witches engage in and sing about on their Sabbath? Lewdness and obscenity. And in the same work (in the brilliant "Paralipomena" to “Faust”) what does incarnate Satan preach before the gathered crowd? Lewdness and obscenity. Yet it is solely through the continual practice of such an act as this that humanity survives. If optimism were correct, if our existence were to be gratefully acknowledged as a gift of the highest goodness guided by wisdom, and therefore praiseworthy, commendable, and pleasurable in itself, then certainly the act that sustains it would have taken on a very different appearance. Conversely, if this existence is a kind of misstep or error; if it is the product of a blind will, whose most fortunate outcome is coming to self-awareness in order to eliminate itself; then the act [pg 379] that sustains that existence must appear exactly as it does.
With reference to the first fundamental truth of my doctrine, the remark deserves a place here that the shame mentioned above which attaches to the act of generation extends even to the parts which are concerned in this, although, like all other parts, they are given us by nature. This is again a striking proof that not only the actions but even the body of man is to be regarded as the manifestation, the objectification, of his will, and as its work. For he could not be ashamed of a thing which existed without his will.
With reference to the first fundamental truth of my doctrine, it’s worth noting that the shame associated with the act of reproduction also extends to the body parts involved, even though, like all other body parts, they are natural to us. This serves as a clear example that not only are our actions but also our bodies a reflection of our will and its manifestations. After all, one cannot feel ashamed of something that exists without their consent.
The act of generation is further related to the world, as the answer is related to the riddle. The world is wide in space and old in time, and of an inexhaustible multiplicity of forms. Yet all this is only the manifestation of the will to live; and the concentration, the focus of this will is the act of generation. Thus in this act the inner nature of the world expresses itself most distinctly. In this regard it is indeed worth noticing that this act itself is also distinctly called “the will” in the very significant German phrase, “Er verlangte von ihr, sie sollte ihm zu Willen sein” (He desired her to comply with his wishes). As the most distinct expression of the will, then, this act is the kernel, the compendium, the quintessence of the world. Therefore from it we obtain light as to the nature and tendency of the world: it is the answer to the riddle. Accordingly it is understood under “the tree of knowledge,” for after acquaintance with it the eyes of every one are opened as to life, as Byron also says:
The act of creation is connected to the world, just as an answer relates to a riddle. The world is vast in space and ancient in time, full of endless variety. Yet all of this is simply a reflection of the will to live; and the concentration, the focus of this will is found in the act of creation. Thus, in this act, the true nature of the world reveals itself most clearly. It's worth noting that this act is also referred to as “the will” in the significant German phrase, “He demanded that she should obey him” (He desired her to comply with his wishes). As the clearest expression of the will, this act is the core, the summary, the essence of the world. Therefore, from it, we gain insight into the nature and direction of the world: it is the answer to the riddle. It is thus understood under “the knowledge tree,” because once we understand it, everyone's eyes are opened to life, as Byron also says:
“The tree of knowledge has been plucked,—all's known.”
“The tree of knowledge has been harvested—everything is understood.”
—Don Juan, i. 128.
—Don Juan, i. 128.
It is not less in keeping with this quality that it is the great αρρητον, the open secret, which must never and nowhere be distinctly mentioned, but always and everywhere is understood as the principal matter, and is therefore [pg 380] constantly present to the thoughts of all, wherefore also the slightest allusion to it is instantly understood. The leading part which that act, and what is connected with it, plays in the world, because love intrigues are everywhere, on the one hand, pursued, and, on the other hand, assumed, is quite in keeping with the importance of this punctum saliens of the egg of the world. The source of the amusing is simply the constant concealment of the chief concern.
It’s no less in line with this quality that it is the great αρρητον, the open secret, which can never be explicitly mentioned, but is always understood as the main topic, and is therefore [pg 380] constantly on everyone’s mind, making even the slightest hint about it instantly clear. The prominent role that this act and its connections play in the world is quite fitting given the way love interests are pursued everywhere, on one hand, and assumed, on the other. This aligns perfectly with the significance of this striking point of the world’s egg. The source of humor simply lies in the ongoing concealment of the main concern.
But see now how the young, innocent, human intellect, when that great secret of the world first becomes known to it, is startled at the enormity! The reason of this is that in the long course which the originally unconscious will had to traverse before it rose to intellect, especially to human, rational intellect, it became so strange to itself that it no longer knows its origin, that pœnitenda origo, and now, from the standpoint of pure, and therefore innocent, knowing, is horrified at it.
But look at how the young, innocent human mind, when it first learns the great secret of the world, is shocked by its magnitude! The reason for this is that during the long journey the originally unconscious will had to take before it evolved into intellect, especially human, rational intellect, it became so unfamiliar with itself that it no longer remembers its origin, that regrettable origin, and now, from the perspective of pure and therefore innocent knowledge, is horrified by it.
Since now the focus of the will, i.e., its concentration and highest expression, is the sexual impulse and its satisfaction, this is very significantly and naïvely expressed in the symbolical language of nature through the fact that the individualised will, that is, the man and the brute, makes its entrance into the world through the door of the sexual organs.
Since the focus of the will, i.e., its concentration and highest expression, is the sexual drive and its fulfillment, this is notably and simply illustrated in the symbolic language of nature by the fact that the individual will, meaning both humans and animals, enters the world through the sexual organs.
The assertion of the will to live, which accordingly has its centre in the act of generation, is in the case of the brute infallible. For the will, which is the natura naturans, first arrives at reflection in man. To arrive at reflection means, not merely to know the momentary necessity of the individual will, how to serve it in the pressing present—as is the case with the brute, in proportion to its completeness and its necessities, which go hand in hand—but to have attained a greater breadth of knowledge, by virtue of a distinct remembrance of the past, an approximate anticipation of the future, and thereby a general survey of the individual life, both one's [pg 381] own life and that of others, nay, of existence in general. Really the life of every species of brute, through the thousands of years of its existence, is to a certain extent like a single moment; for it is mere consciousness of the present, without that of the past and the future, and consequently without that of death. In this sense it is to be regarded as a permanent moment, a Nunc stans. Here we see, in passing, most distinctly that in general the form of life, or the manifestation of the will with consciousness, is primarily and immediately merely the present. Past and future are added only in the case of man, and indeed merely in conception, are known in abstracto, and perhaps illustrated by pictures of the imagination. Thus after the will to live, i.e., the inner being of nature, in the ceaseless striving towards complete objectification and complete enjoyment, has run through the whole series of the brutes,—which often occurs in the various periods of successive animal series each arising anew on the same planet,—it arrives at last at reflection in the being who is endowed with reason, man. Here now to him the thing begins to be doubtful, the question forces itself upon him whence and wherefore all this is, and chiefly whether the care and misery of his life and effort is really repaid by the gain? “Le jeu vaut-il bien la chandelle?” Accordingly here is the point at which, in the light of distinct knowledge, he decides for the assertion or denial of the will to live; although as a rule he can only bring the latter to consciousness in a mythical form. We have consequently no ground for assuming that a still more highly developed objectification of the will is ever reached, anywhere; for it has already reached its turning-point here.
The determination to live, which centers on the act of reproduction, is certain in animals. For the will, which is the natural creator, first becomes reflective in humans. To become reflective means not just to recognize the immediate needs of the individual will and how to meet them in the present—like animals do to the extent of their completeness and necessities—but to gain a broader understanding, thanks to a clear memory of the past, a rough anticipation of the future, and thus an overall view of individual life, including one's [pg 381] own life and that of others, and of existence as a whole. In reality, the life of each species of animal over thousands of years feels like a single moment; it is just awareness of the present, lacking awareness of the past and the future, and therefore lacking awareness of death. In this light, it can be seen as a permanent moment, a Now standing. Here we see clearly that generally, the form of life, or how will expresses itself with consciousness, is primarily and immediately focused on the present. The past and future are added only in the case of humans, and even then, only in concept, known in abstract, and maybe represented by imaginative pictures. Thus, after the will to live, i.e., the inner essence of nature, in its constant striving for total fulfillment and enjoyment, has gone through the entire progression of animals—often seen in the different phases of successive species arising anew on the same planet—it ultimately reaches reflection in the being endowed with reason, humans. Here, everything becomes uncertain for him; he begins to question the purpose and origin of all this, especially whether the struggles and pain of his life are truly worth the outcome. “Is the game worth the candle?” This is where he must decide, in the light of clear knowledge, whether to affirm or deny the will to live; although usually, he can only express the latter in a mythical form. Therefore, we have no reason to believe that an even more developed expression of will is ever achieved anywhere; for it has already reached its turning point here.
Chapter 46.41 On the Vanity and Suffering of Life.
Awakened to life out of the night of unconsciousness, the will finds itself an individual, in an endless and boundless world, among innumerable individuals, all striving, suffering, erring; and as if through a troubled dream it hurries back to its old unconsciousness. Yet till then its desires are limitless, its claims inexhaustible, and every satisfied desire gives rise to a new one. No possible satisfaction in the world could suffice to still its longings, set a goal to its infinite cravings, and fill the bottomless abyss of its heart. Then let one consider what as a rule are the satisfactions of any kind that a man obtains. For the most part nothing more than the bare maintenance of this existence itself, extorted day by day with unceasing trouble and constant care in the conflict with want, and with death in prospect. Everything in life shows that earthly happiness is destined to be frustrated or recognised as an illusion. The grounds of this lie deep in the nature of things. Accordingly the life of most men is troubled and short. Those who are comparatively happy are so, for the most part, only apparently, or else, like men of long life, they are the rare exceptions, a possibility of which there had to be,—as decoy-birds. Life presents itself as a continual deception in small things as in great. If it has promised, it does not keep its word, unless to [pg 383] show how little worth desiring were the things desired: thus we are deluded now by hope, now by what was hoped for. If it has given, it did so in order to take. The enchantment of distance shows us paradises which vanish like optical illusions when we have allowed ourselves to be mocked by them. Happiness accordingly always lies in the future, or else in the past, and the present may be compared to a small dark cloud which the wind drives over the sunny plain: before and behind it all is bright, only it itself always casts a shadow. The present is therefore always insufficient; but the future is uncertain, and the past irrevocable. Life with its hourly, daily, weekly, yearly, little, greater, and great misfortunes, with its deluded hopes and its accidents destroying all our calculations, bears so distinctly the impression of something with which we must become disgusted, that it is hard to conceive how one has been able to mistake this and allow oneself to be persuaded that life is there in order to be thankfully enjoyed, and that man exists in order to be happy. Rather that continual illusion and disillusion, and also the nature of life throughout, presents itself to us as intended and calculated to awaken the conviction that nothing at all is worth our striving, our efforts and struggles, that all good things are vanity, the world in all its ends bankrupt, and life a business which does not cover its expenses;—so that our will may turn away from it.
Awakened to life from the night of unconsciousness, the will finds itself as an individual in an endless and vast world, surrounded by countless others, all striving, suffering, making mistakes; and as if through a troubled dream, it rushes back to its old state of unawareness. Yet until then, its desires are boundless, its demands endless, and every fulfilled desire sparks a new one. No amount of satisfaction in the world can quiet its longings, set a goal for its infinite cravings, or fill the bottomless void of its heart. Then one must consider what usually constitutes the satisfactions that a person obtains. For the most part, it’s nothing more than the mere maintenance of existence, wrested day by day with unrelenting struggle and constant concern in the battle against want, with death looming ahead. Everything in life demonstrates that earthly happiness is destined to be thwarted or realized as an illusion. The reasons for this lie deep within the nature of things. Accordingly, the lives of most people are troubled and short. Those who are comparatively happy are often so merely in appearance, or, like those who live long lives, they are rare exceptions, a possibility that had to exist—like decoy birds. Life reveals itself as a continual deception in both minor and major ways. If it has made promises, it rarely keeps them, unless to show how little worth desiring the things we wanted actually were: thus, we are now deceived by hope, and then by what we hoped for. If it has given, it has done so only to take away. The allure of distance presents us with paradises that vanish like mirages once we allow ourselves to be fooled by them. Happiness, therefore, always lies in the future or in the past, and the present can be compared to a small dark cloud driven across a sunny landscape: before and behind it, everything is bright, yet it always casts a shadow. The present is thus always insufficient; the future is uncertain, and the past is irretrievable. Life, with its hourly, daily, weekly, yearly, minor, greater, and major misfortunes, its shattered hopes, and chance events that disrupt all our plans, bears such a clear mark of something we must come to despise that it's hard to believe one could mistake this and be led to think that life exists to be enjoyably embraced, and that humans are meant to be happy. Rather, this ongoing illusion and disillusion, along with the nature of life itself, suggests that nothing at all is worth our striving, our efforts, and our struggles, that all good things are meaningless, the world at its core bankrupt, and life a venture that doesn’t make ends meet—so our will may turn away from it.
The way in which this vanity of all objects of the will makes itself known and comprehensible to the intellect which is rooted in the individual, is primarily time. It is the form by means of which that vanity of things appears as their perishableness; for on account of this all our pleasures and joys disappear in our hands, and we afterwards ask astonished where they have remained. That nothingness itself is therefore the only objective element in time, i.e., that which corresponds to it in the inner nature of things, thus that of which it is the expression. Just on this [pg 384] account time is the a priori necessary form of all our perceptions; in it everything must present itself, even we ourselves. Accordingly, first of all, our life is like a payment which one receives in nothing but copper pence, and yet must then give a discharge for: the copper pence are the days; the discharge is death. For at last time makes known the judgment of nature concerning the work of all the beings which appear in it, in that it destroys them:—
The way this vanity of all desires reveals itself to the intellect rooted in the individual is primarily through time. Time is the framework that shows the vanity of things as their fragility; that's why all our pleasures and joys slip through our fingers, leaving us wondering where they’ve gone. The essence of nothingness is the only goal aspect in time, i.e., it corresponds to the inner nature of things, reflecting what it signifies. For this reason, time is the priori necessary form of all our perceptions; everything must unfold within it, including ourselves. Thus, our lives are like payments received only in copper coins, for which we must eventually provide a receipt: the copper coins are the days, and the receipt is death. Ultimately, time reveals nature's judgment on the existence of all beings by leading to their destruction:—
Thus old age and death, to which every life necessarily hurries on, are the sentence of condemnation on the will to live, coming from the hands of nature itself, and which declares that this will is an effort which frustrates itself. “What thou hast wished,” it says, “ends thus: desire something better.” Hence the instruction which his life affords to every one consists, as a whole, in this, that the objects of his desires continually delude, waver, and fall, and accordingly bring more misery than joy, till at last the whole foundation upon which they all stand gives way, in that his life itself is destroyed and so he receives the last proof that all his striving and wishing was a perversity, a false path:—
So, old age and death, which everyone inevitably faces, are the ultimate judgment on the desire to live. This judgment comes directly from nature, showing that this desire is ultimately self-defeating. "What you wanted," it says, “ends like this: want something better.” Therefore, the lesson his life teaches everyone is that the things they want constantly deceive, shift, and fail them, leading to more suffering than happiness, until eventually, the entire foundation of their desires collapses, as his life comes to an end, proving once and for all that all his striving and wanting was misguided and a false path:—
We shall, however, enter into the details of the matter, for it is in these views that I have met with most contradiction. First of all, I have to confirm by the following remarks the proof given in the text of the negative nature of all satisfaction, thus of all pleasure and all happiness, in opposition to the positive nature of pain.
We will, however, go into the details of the matter, because it is in these views that I have encountered the most disagreement. First of all, I need to support the proof presented in the text about the negative nature of all satisfaction, and therefore all pleasure and happiness, in contrast to the positive nature of pain.
We feel pain, but not painlessness; we feel care, but [pg 385] not the absence of care; fear, but not security. We feel the wish as we feel hunger and thirst; but as soon as it has been fulfilled, it is like the mouthful that has been taken, which ceases to exist for our feeling the moment it is swallowed. Pleasures and joys we miss painfully whenever they are wanting; but pains, even when they cease after having long been present, are not directly missed, but at the most are intentionally thought of by means of reflection. For only pain and want can be felt positively, and therefore announce themselves; well-being, on the other hand, is merely negative. Therefore we do not become conscious of the three greatest blessings of life, health, youth, and freedom, so long as we possess them, but only after we have lost them; for they also are negations. We only observe that days of our life were happy after they have given place to unhappy ones. In proportion as pleasures increase, the susceptibility for them decreases: what is customary is no longer felt as a pleasure. Just in this way, however, is the susceptibility for suffering increased, for the loss of what we are accustomed to is painfully felt. Thus the measure of what is necessary increases through possession, and thereby the capacity for feeling pain. The hours pass the quicker the more agreeably they are spent, and the slower the more painfully they are spent; because pain, not pleasure, is the positive, the presence of which makes itself felt. In the same way we become conscious of time when we are bored, not when we are diverted. Both these cases prove that our existence is most happy when we perceive it least, from which it follows that it would be better not to have it. Great and lively joy can only be conceived as the consequence of great misery, which has preceded it; for nothing can be added to a state of permanent satisfaction but some amusement, or the satisfaction of vanity. Hence all poets are obliged to bring their heroes into anxious and painful situations, so that they may be able to free them from them. Dramas and Epics accordingly [pg 386] always describe only fighting, suffering, tormented men; and every romance is a rareeshow in which we observe the spasms and convulsions of the agonised human heart. Walter Scott has naïvely expressed this æsthetic necessity in the conclusion to his novel, “Old Mortality.” Voltaire, who was so highly favoured both by nature and fortune, says, in entire agreement with the truth proved by me: “Le bonheur n'est qu'un rève, et la douleur est réelle.” And he adds: “Il y a quatre-vingts ans que je l'éprouve. Je n'y sais autre chose que me résigner, et me dire que les mouches sont nées pour être mangées par les araignées, et les hommes pour être dévorés par les chagrins.”
We feel pain, but not the absence of pain; we feel care, but not the lack of care; fear, but not security. We feel desire just like we feel hunger and thirst; but as soon as it’s satisfied, it's like a bite we’ve taken, which stops existing for us the moment we swallow it. We painfully miss pleasures and joys when they're absent; but pains, even when they end after being present for a long time, aren't directly missed but are at most reflected upon intentionally. Only pain and want can be felt positively, and therefore they announce themselves; well-being, on the other hand, is just a lack of something. We don't become aware of the three greatest blessings in life—health, youth, and freedom—while we have them, but only after we lose them; for they are also negations. We only realize that our days were happy after they are replaced by unhappy ones. As pleasures increase, our ability to enjoy them decreases: what is routine no longer feels like pleasure. However, in the same way, our ability to suffer increases, because losing what we’re used to is painfully felt. Thus, the measure of what we deem necessary grows with possession, which increases our capacity to feel pain. Hours pass more quickly when spent pleasantly, and more slowly when spent painfully; because pain, not pleasure, is the positive sensation that makes itself known. Similarly, we are aware of time when we are bored, not when we are entertained. Both cases show that our existence is happiest when we notice it the least, which suggests it might be better not to have it at all. Great and intense joy can only be understood as the result of great misery that came before it; for nothing can be added to a state of permanent satisfaction except some amusement or the fulfillment of vanity. Thus, all poets are required to put their heroes in anxious and painful situations so they can rescue them from them. Dramas and epics therefore always depict fighting, suffering, tormented people; every romance is a showcase where we observe the spasms and convulsions of an agonized heart. Walter Scott has naïvely expressed this aesthetic necessity in the conclusion of his novel, “Old Mortality.” Voltaire, who was greatly favored by both nature and fortune, states, in full agreement with the truth I’ve demonstrated: “Happiness is but a dream, and pain is real.” He goes on to add: “I have felt this for eighty years. All I know is to resign myself and to tell myself that flies are born to be eaten by spiders, and men to be devoured by sorrows.”
Before so confidently affirming that life is a blessing worth desiring or giving thanks for, let one compare calmly the sum of the possible pleasures which a man can enjoy in his life with the sum of the possible sorrows which may come to him in his life. I believe the balance will not be hard to strike. At bottom, however, it is quite superfluous to dispute whether there is more good or evil in the world: for the mere existence of evil decides the matter. For the evil can never be annulled, and consequently can never be balanced by the good which may exist along with it or after it.
Before confidently claiming that life is a blessing worth wanting or being thankful for, one should calmly compare the total possible joys a person can experience in life with the total possible pains that might come their way. I believe it won't be difficult to weigh this out. Ultimately, though, it's pointless to argue about whether there is more good or evil in the world: the simple presence of evil settles the issue. Evil can never be erased, and therefore can never be countered by the good that may exist alongside it or afterward.
For that a thousand had lived in happiness and pleasure would never do away with the anguish and death-agony of a single one; and just as little does my present well-being undo my past suffering. If, therefore, the evils in the world were a hundred times less than is the case, yet their mere existence would be sufficient to establish a truth which may be expressed in different ways, though always somewhat indirectly, the truth that we have not to rejoice but rather to mourn at the existence of the world;—that its non-existence would be preferable to its existence;—that [pg 387] it is something which at bottom ought not to be, &c., &c. Very beautiful is Byron's expression of this truth:—
For the fact that a thousand people lived in happiness and pleasure doesn’t erase the pain and suffering of even one; similarly, my current well-being doesn’t negate my past suffering. So, even if the world’s evils were a hundred times less than they are, their mere existence would still prove a point, which can be stated in various ways, though always somewhat indirectly: we shouldn’t rejoice at the existence of the world but rather mourn it; that its non-existence would be better than its existence; that, at its core, it shouldn’t really exist, etc., etc. Byron beautifully expresses this truth:—
If the world and life were an end in themselves, and accordingly required theoretically no justification and practically no indemnification or compensation, but existed, for instance, as Spinoza and the Spinozists of the present day represent it, as the single manifestation of a God, who, animi causa, or else in order to mirror himself, undertook such an evolution of himself; and hence its existence neither required to be justified by reasons nor redeemed by results;—then the sufferings and miseries of life would not indeed have to be fully equalled by the pleasures and well-being in it; for this, as has been said, is impossible, because my present pain is never abolished by future joys, for the latter fill their time as the former fills its time: but there would have to be absolutely no suffering, and death also would either have not to be, or else to have no terrors for us. Only thus would life pay for itself.
If the world and life were an end in themselves, and therefore didn’t need any theoretical justification or practical compensation, existing instead as Spinoza and modern Spinozists describe it—as a single manifestation of a God, who, for the sake of the soul, or to reflect Himself, created such an evolution of Himself; thus, its existence wouldn’t need justification or redemption—then the sufferings and miseries of life wouldn’t have to be fully balanced by the pleasures and well-being in it; because, as mentioned, this is impossible, since my current pain is never erased by future joys; the latter occupies their time just as the former occupies its time: instead, there should be absolutely no suffering, and death would either have to not exist, or not terrify us. Only in this way could life justify itself.
But since now our state is rather something which had better not be, everything about us bears the trace of this,—just as in hell everything smells of sulphur—for everything is always imperfect and illusory, everything agreeable is displaced by something disagreeable, every enjoyment is only a half one, every pleasure introduces its own disturbance, every relief new difficulties, every aid of our daily and hourly need leaves us each moment in the lurch and denies its service, the step upon which we place [pg 388] our foot so often gives way under us, nay, misfortunes great and small are the element of our life; and, in a word, we are like Phineus, whose food was all tainted and made uneatable by the harpies.42 Two remedies for this are tried: first, ευλαβεια, i.e., prudence, foresight, cunning; it does not fully instruct us, is insufficient, and leads to defeat. Secondly, the stoical equanimity which seeks to arm us against all misfortunes by preparedness for everything and contempt of all: practically it becomes cynical renunciation, which prefers once for all to reject all means of relief and all alleviations—it reduces us to the position of dogs, like Diogenes in his tub. The truth is, we ought to be wretched, and we are so. The chief source of the serious evils which affect men is man himself: homo homini lupus. Whoever keeps this last fact clearly in view beholds the world as a hell, which surpasses that of Dante in this respect, that one man must be the devil of another. For this, one is certainly more fitted than another; an arch-fiend, indeed, more fitted than all others, appearing in the form of a conqueror, who places several hundred thousand men opposite each other, and says to them: “To suffer and die is your destiny; now shoot each other with guns and cannons,” and they do so.
But now, since our situation is really better off not existing, everything about us reflects this—just like in hell, everything reeks of sulfur—because everything is always flawed and deceptive. Every pleasant thing is overshadowed by something unpleasant, every joy is only half a joy, each pleasure brings its own trouble, every relief introduces new challenges, and every bit of assistance we need daily and hourly leaves us stranded in the moment and fails to help us. The ground we often step on gives way beneath us, and misfortunes, big and small, are the essence of our lives. In short, we are like Phineas, whose food was always spoiled and made inedible by the harpies. Two remedies are attempted: first, ευλαβεια, that is, caution, foresight, and cleverness; this doesn't fully guide us, is inadequate, and leads to failure. The second is stoic calmness, which tries to prepare us for all misfortunes by being ready for anything and indifferent toward everything. In practice, this becomes a cynical resignation that prefers to completely dismiss any means of relief and comfort—it reduces us to the state of dogs, like Diogenes in his tub. The reality is, we should be miserable, and we are. The main source of the serious problems that affect people is people themselves: homo homini lupus. Whoever keeps this last truth firmly in mind sees the world as a hell that surpasses Dante's in the way that one person must be the devil to another. For this, some are certainly more suited than others; an arch-fiend, indeed, is more suited than all the rest, appearing as a conqueror who sets hundreds of thousands of men against each other and says to them: “To suffer and die is your fate; now shoot each other with guns and cannons,” and they do.
In general, however, the conduct of men towards each other is characterised as a rule by injustice, extreme unfairness, hardness, nay, cruelty: an opposite course of conduct appears only as an exception. Upon this depends the necessity of the State and legislation, and upon none of your false pretences. But in all cases which do not lie within the reach of the law, that regardlessness of his like, peculiar to man, shows itself at once; a regardlessness which springs from his boundless egoism, and sometimes also from wickedness. How man deals with man is shown, for example, by negro slavery, the final end of which is sugar and coffee. But we do not need to go so far: [pg 389] at the age of five years to enter a cotton-spinning or other factory, and from that time forth to sit there daily, first ten, then twelve, and ultimately fourteen hours, performing the same mechanical labour, is to purchase dearly the satisfaction of drawing breath. But this is the fate of millions, and that of millions more is analogous to it.
Generally, the way men treat each other is usually marked by injustice, extreme unfairness, harshness, and even cruelty; any opposite behavior tends to be the exception. This reality highlights the necessity of the State and laws, not your false claims. In every situation that lies outside the law's reach, humanity's indifference towards others becomes clear—a disregard rooted in boundless self-interest and sometimes also in malice. The way people interact is exemplified by black slavery, which ultimately serves the demand for sugar and coffee. But we don’t need to look that far: [pg 389] at the age of five is sent into a cotton-spinning or other factory, and from then on must work there daily for ten, then twelve, and eventually fourteen hours, performing the same monotonous tasks, all just to earn the right to breathe. This is the reality for millions, and countless others face similar fates.
We others, however, can be made perfectly miserable by trifling misfortunes; perfectly happy, not by the world. Whatever one may say, the happiest moment of the happy man is the moment of his falling asleep, and the unhappiest moment of the unhappy that of his awaking. An indirect but certain proof of the fact that men feel themselves unhappy, and consequently are so, is also abundantly afforded by the fearful envy which dwells in us all, and which in all relations of life, on the occasion of any superiority, of whatever kind it may be, is excited, and cannot contain its poison. Because they feel themselves unhappy, men cannot endure the sight of one whom they imagine happy; he who for the moment feels himself happy would like to make all around him happy also, and says:
We, on the other hand, can be made completely miserable by minor misfortunes; perfectly happy, not by the world. No matter what anyone says, the happiest moment for a happy person is when they fall asleep, and the unhappiest moment for an unhappy person is when they wake up. A clear but indirect sign that people feel unhappy, and therefore are unhappy, is the deep envy that resides in all of us, which is triggered in every aspect of life when we encounter any kind of superiority, and we can't help but let that envy spill over. Because they feel unhappy, people can’t stand to see someone they believe is happy; someone who feels happy in that moment would want to spread that happiness to everyone around them and would say:
If life were in itself a blessing to be prized, and decidedly to be preferred to non-existence, the exit from it would not need to be guarded by such fearful sentinels as death and its terrors. But who would continue in life as it is if death were less terrible? And again, who could even endure the thought of death if life were a pleasure! But thus the former has still always this good, that it is the end of life, and we console ourselves with regard to the suffering of life with death, and with regard to death with the suffering of life. The truth is, that the two inseparably belong to each other, for together they constitute a deviation from the right path, to return to which is as difficult as it is desirable.
If life is something to be cherished and definitely better than not existing, then leaving it shouldn't be guarded by such terrifying things as death and its fears. But who would want to keep living if death were less frightening? And who could even stand to think about death if life were enjoyable? Yet, the former still has its advantage, as it marks the end of life, and we comfort ourselves about life's suffering with the idea of death, and about death with the suffering of life. The reality is that these two are inseparably linked, as together they represent a deviation from the right path, which is as hard to return to as it is desirable.
If the world were not something which, expressed practically, ought not to be, it would also not be theoretically [pg 390] a problem; but its existence would either require no explanation, inasmuch as it would be so entirely self-evident that wonder concerning it or a question about it could arise in no mind, or its end would present itself unmistakably. Instead of this, however, it is indeed an insoluble problem; for even the most perfect philosophy will yet always contain an unexplained element, like an insoluble deposit or the remainder which the irrational relation of two quantities always leaves over. Therefore if one ventures to raise the question why there is not rather nothing than this world, the world cannot be justified from itself, no ground, no final cause of its existence can be found in itself, it cannot be shown that it exists for its own sake, i.e., for its own advantage. In accordance with my teaching, this can certainly be explained from the fact that the principle of its existence is expressly one which is without ground, a blind will to live, which as thing in itself cannot be made subject to the principle of sufficient reason, which is merely the form of the phenomenon, and through which alone every why is justified. But this also agrees with the nature of the world, for only a blind will, no seeing will, could place itself in the position in which we behold ourselves. A seeing will would rather have soon made the calculation that the business did not cover the cost, for such a mighty effort and struggle with the straining of all the powers, under constant care, anxiety, and want, and with the inevitable destruction of every individual life, finds no compensation in the ephemeral existence itself, which is so obtained, and which passes into nothing in our hands. Hence, then, the explanation of the world from the Anaxagorean νους, i.e., from a will accompanied by knowledge, necessarily demands optimism to excuse it, which accordingly is set up and maintained in spite of the loudly crying evidence of a whole world full of misery. Life is there given out to be a gift, while it is evident that every one would have declined such a gift if he could have seen [pg 391] it and tested it beforehand; just as Lessing admired the understanding of his son, who, because he had absolutely declined to enter life, had to be forcibly brought into it with the forceps, but was scarcely there when he hurried away from it again. On the other hand, it is then well said that life should be, from one end to the other, only a lesson; to which, however, any one might reply: “For this very reason I wish I had been left in the peace of the all-sufficient nothing, where I would have had no need of lessons or of anything else.” If indeed it should now be added that he must one day give an account of every hour of his life, he would be more justified in himself demanding an account of why he had been transferred from that rest into such a questionable, dark, anxious, and painful situation. To this, then, we are led by false views. For human existence, far from bearing the character of a gift, has entirely the character of a debt that has been contracted. The calling in of this debt appears in the form of the pressing wants, tormenting desires, and endless misery established through this existence. As a rule, the whole lifetime is devoted to the paying off of this debt; but this only meets the interest. The payment of the capital takes place through death. And when was this debt contracted? At the begetting.
If the world were not something that, in practical terms, should not exist, it also wouldn’t be a theoretical problem; its existence would either need no explanation, since it would be so completely self-evident that no one would wonder about it or ask a question, or its conclusion would be obvious. Instead, it is indeed an impossible problem; even the most perfect philosophy will always contain an unexplained element, like an unsolvable residue that the irrational relationship of two quantities always leaves behind. Therefore, if someone dares to ask why there is something rather than nothing in this world, the world can’t justify itself; there’s no foundation, no ultimate reason for its existence that can be found within it; it can’t be shown that it exists for its own sake, i.e., for its own benefit. According to my teachings, this can certainly be explained by the fact that the principle of its existence is expressly one without foundation, a blind will to live, which, as a thing in itself, cannot be subjected to the principle of sufficient reason, which is merely the form of the phenomenon, and through which alone every "why" is justified. But this aligns with the nature of the world, as only a blind will, rather than a seeing will, could place itself in the situation we find ourselves in. A seeing will would have likely realized that this venture doesn’t cover the costs, as such a tremendous effort and struggle, with the strain of all our abilities, constant worry, anxiety, and need, along with the inevitable destruction of every individual life, offers no compensation for the temporary existence that is so obtained, passing into nothingness in our hands. Hence, explaining the world from Anaxagoras’ nous, i.e., from a will accompanied by knowledge, inevitably requires optimism to justify it, which is accordingly upheld despite the glaring evidence of a whole world filled with misery. Life is presented as a gift, while it’s clear that everyone would have declined such a gift if they could have seen it and tested it in advance; just like Lessing admired his son’s understanding, who, having declined to enter life altogether, had to be forcibly brought into it with forceps, but barely arrived before he rushed away from it again. On the other hand, it’s often said that life should be, from beginning to end, only a lesson; to which anyone might reply: “For this very reason, I wish I had been left in the peace of the self-sufficient nothing, where I wouldn’t have needed lessons or anything else.” If, indeed, it should now be added that he must one day account for every hour of his life, he would be more justified in demanding an explanation of why he was taken from that rest into such a questionable, dark, anxious, and painful situation. This brings us to mistaken views. For human existence, far from being a gift, is entirely like a debt that has been incurred. The calling in of this debt appears in the form of pressing needs, tormenting desires, and the endless misery established through this existence. Generally, a person’s whole life is spent paying off this debt; but that only covers the interest. The payment of the principal occurs through death. And when was this debt incurred? At conception.
Accordingly, if we regard man as a being whose existence is a punishment and an expiation, we then view him in a right light. The myth of the fall (although probably, like the whole of Judaism, borrowed from the Zend-Avesta: Bundahish, 15), is the only point in the Old Testament to which I can ascribe metaphysical, although only allegorical, truth; indeed it is this alone that reconciles me to the Old Testament. Our existence resembles nothing so much as the consequence of a false step and a guilty desire. New Testament Christianity, the ethical spirit of which is that of Brahmanism and Buddhism, and is therefore very foreign to the otherwise optimistic spirit of the Old Testament, has also, very wisely, linked [pg 392] itself on precisely to that myth: indeed, without this it would have found no point of connection with Judaism at all. If any one desires to measure the degree of guilt with which our existence is tainted, then let him look at the suffering that is connected with it. Every great pain, whether bodily or mental, declares what we deserve: for it could not come to us if we did not deserve it. That Christianity also regards our existence in this light is shown by a passage in Luther's Commentary on Galatians, chap. 3, which I only have beside me in Latin: “Sumus autem nos omnes corporibus et rebus subjecti Diabolo, et hospites sumus in mundo, cujus ipse princeps et Deus est. Ideo panis, quem edimus, potus, quem bibimus, vestes, quibus utimur, imo aër et totum quo vivimus in carne, sub ipsius imperio est.” An outcry has been made about the melancholy and disconsolate nature of my philosophy; yet it lies merely in the fact that instead of inventing a future hell as the equivalent of sin, I show that where guilt lies in the world there is also already something akin to hell; but whoever is inclined to deny this can easily experience it.
If we see humanity as beings whose existence is a punishment and a way to make amends, we then understand them correctly. The myth of the fall (which probably, like all of Judaism, is taken from the Zend-Avesta: Bundahish, 15) is the only aspect of the Old Testament that I can attribute metaphysical, albeit allegorical, truth to; in fact, it is this that makes me reconcile with the Old Testament. Our existence resembles nothing more than the result of a misstep and a guilty wish. New Testament Christianity, whose ethical spirit reflects that of Brahmanism and Buddhism, is therefore very different from the otherwise optimistic spirit of the Old Testament. It wisely connects itself precisely to that myth: without it, it would have found no common ground with Judaism. If anyone wants to understand the level of guilt associated with our existence, they should look at the suffering that accompanies it. Every significant pain, whether physical or emotional, reflects what we deserve: it wouldn’t come to us if we didn’t deserve it. That Christianity also views our existence this way is evident in a passage from Luther's Commentary on Galatians, chapter 3, which I only have in Latin: “We are all subject to the Devil through our bodies and possessions, and we are merely guests in this world, of which he is the ruler and God. Therefore, the bread we eat, the drink we consume, the clothes we wear, indeed the air and everything we live on in the flesh, is under his control.” People have complained about the gloomy and hopeless nature of my philosophy; yet it only stems from the fact that instead of creating a future hell as compensation for sin, I demonstrate that where there is guilt in the world, there is already something resembling hell; those who are inclined to deny this can easily experience it.
And to this world, to this scene of tormented and agonised beings, who only continue to exist by devouring each other, in which, therefore, every ravenous beast is the living grave of thousands of others, and its self-maintenance is a chain of painful deaths; and in which the capacity for feeling pain increases with knowledge, and therefore reaches its highest degree in man, a degree which is the higher the more intelligent the man is; to this world it has been sought to apply the system of optimism, and demonstrate to us that it is the best of all possible worlds. The absurdity is glaring. But an optimist bids me open my eyes and look at the world, how beautiful it is in the sunshine, with its mountains and valleys, streams, plants, animals, &c. &c. Is the world, then, a rareeshow? These things are certainly beautiful to look at, but to be them is something quite different. Then comes a teleologist, and praises to me the wise [pg 393] arrangement by virtue of which it is taken care that the planets do not run their heads together, that land and sea do not get mixed into a pulp, but are held so beautifully apart, also that everything is neither rigid with continual frost nor roasted with heat; in the same way, that in consequence of the obliquity of the ecliptic there is no eternal spring, in which nothing could attain to ripeness, &c. &c. But this and all like it are mere conditiones sine quibus non. If in general there is to be a world at all, if its planets are to exist at least as long as the light of a distant fixed star requires to reach them, and are not, like Lessing's son, to depart again immediately after birth, then certainly it must not be so clumsily constructed that its very framework threatens to fall to pieces. But if one goes on to the results of this applauded work, considers the players who act upon the stage which is so durably constructed, and now sees how with sensibility pain appears, and increases in proportion as the sensibility develops to intelligence, and then how, keeping pace with this, desire and suffering come out ever more strongly, and increase till at last human life affords no other material than this for tragedies and comedies, then whoever is honest will scarcely be disposed to set up hallelujahs. David Hume, in his “Natural History of Religion,” §§ 6, 7, 8, and 13, has also exposed, mercilessly but with convincing truth, the real though concealed source of these last. He also explains clearly in the tenth and eleventh books of his “Dialogues on Natural Religion,” with very pertinent arguments, which are yet of quite a different kind from mine, the miserable nature of this world and the untenableness of all optimism; in doing which he attacks this in its origin. Both works of Hume's are as well worth reading as they are unknown at the present day in Germany, where, on the other hand, incredible pleasure is found, patriotically, in the most disgusting nonsense of home-bred boastful mediocrities, who are proclaimed great men. Hamann, however, translated these [pg 394] dialogues; Kant went through the translation, and late in life wished to induce Hamann's son to publish them because the translation of Platner did not satisfy him (see Kant's biography by F. W. Schubert, pp. 81 and 165). From every page of David Hume there is more to be learned than from the collected philosophical works of Hegel, Herbart, and Schleiermacher together.
And to this world, to this scene of suffering and anguish, where beings survive only by consuming one another, making every hungry predator the grave of thousands of others, where maintaining life is just a cycle of painful deaths; and where the ability to feel pain grows with knowledge, peaking in humans—this is supposed to be the best of all possible worlds according to the optimists. The absurdity is obvious. Yet an optimist tells me to open my eyes and look at how beautiful the world is in the sunlight, with its mountains, valleys, streams, and animals. Is the world just a spectacle? These things are certainly beautiful to look at, but experiencing them is entirely different. Then a philosopher praises the intelligent arrangement that keeps the planets from colliding, ensures land and sea don't mix into a mush, and holds everything apart just right so that it's not always frozen or constantly burning; they also mention that because of the tilt of the earth's axis, we don't have eternal spring where nothing can fully mature. But all of this is merely the minimum conditions for existence. If there is to be a world at all, if its planets are to last as long as it takes for the light of a distant star to reach them, and do not, like Lessing's son, disappear right after they’re born, then it certainly can't be so poorly made that it falls apart at the seams. However, if we look at the results of this celebrated creation and consider the actors on this soundly constructed stage, we see how pain emerges and increases as sensitivity develops into intelligence, and how desire and suffering grow stronger alongside this, until human life becomes nothing but material for tragedies and comedies; then anyone truthful would be hard-pressed to shout hallelujah. David Hume, in his “Natural History of Religion,” sections 6, 7, 8, and 13, has mercilessly but convincingly exposed the real, though hidden, source of these pains. He also clearly outlines in the tenth and eleventh books of his “Dialogues on Natural Religion,” with very relevant arguments—though quite different from mine—the wretched nature of this world and the flaws of all optimism, critiquing the issue at its roots. Hume’s works are just as worthwhile to read as they are unknown in Germany today, where, on the flip side, people take incredible delight, out of patriotism, in the most appalling nonsense from local mediocrities who are hailed as great men. Hamann, however, translated these dialogues; Kant reviewed the translation and later in life wanted to persuade Hamann's son to publish them because he was not satisfied with Platner's translation (see Kant's biography by F. W. Schubert, pages 81 and 165). There is more to learn from every page of David Hume than from all the combined philosophical works of Hegel, Herbart, and Schleiermacher.
The founder of systematic optimism, again, is Leibnitz whose philosophical merit I have no intention of denying although I have never succeeded in thinking myself into the monadology, pre-established harmony, and identitas indiscernibilium. His “Nouveaux essays sur l'entendement” are, however, merely an excerpt, with a full yet weak criticism, with a view to correction, of Locke's work which is justly of world-wide reputation. He here opposes Locke with just as little success as he opposes Newton in the “Tentamen de motuum cœlestium causis,” directed against the system of gravitation. The “Critique of Pure Reason” is specially directed against this Leibnitz-Wolfian philosophy, and has a polemical, nay, a destructive relation to it, just as it is related to Locke and Hume as a continuation and further construction. That at the present day the professors of philosophy are on all sides engaged in setting Leibnitz, with his juggling, upon his legs again, nay, in glorifying him, and, on the other hand, in depreciating and setting aside Kant as much as possible, has its sufficient reason in the primum vivere; the “Critique of Pure Reason” does not admit of one giving out Judaistic mythology as philosophy, nor of one speaking, without ceremony, of the “soul” as a given reality, a well-known and well-accredited person, without giving account of how one arrived at this conception, and what justification one has for using it scientifically. But primum vivere, deinde philosophari! Down with Kant, vivat our Leibnitz! To return, then, to Leibnitz, I cannot ascribe to the Théodicée, as a methodical and broad unfolding of optimism, any other merit than this, that it gave occasion later for [pg 395] the immortal “Candide” of the great Voltaire; whereby certainly Leibnitz's often-repeated and lame excuse for the evil of the world, that the bad sometimes brings about the good, received a confirmation which was unexpected by him. Even by the name of his hero Voltaire indicates that it only requires sincerity to recognise the opposite of optimism. Really upon this scene of sin, suffering, and death optimism makes such an extraordinary figure that one would be forced to regard it as irony if one had not a sufficient explanation of its origin in the secret source of it (insincere flattery, with insulting confidence in its success), which, as was mentioned above, is so delightfully disclosed by Hume.
The founder of systematic optimism is Leibnitz, whose philosophical value I’m not denying, even though I’ve never been able to fully grasp his ideas on monadology, pre-established harmony, and indiscernible identities. His “New Essays on Understanding” is just an excerpt that offers a partial and weak critique aimed at correcting Locke’s work, which is rightfully celebrated worldwide. He challenges Locke with just as little success as he does Newton in the “On the Causes of Celestial Motions,” which opposes the gravitational system. The "Critique of Pure Reason" specifically targets this Leibnitz-Wolfian philosophy and has a confrontational, even destructive, stance towards it, while also continuing and building upon Locke and Hume's ideas. Nowadays, philosophy professors are busy trying to revive Leibnitz and even glorify him, while simultaneously trying to downgrade and dismiss Kant as much as possible, which makes sense considering the first, to live; the "Critique of Pure Reason" doesn’t allow one to present Judaistic mythology as philosophy, nor to casually refer to the “spirit” as an established reality without explaining how they reached this idea or what scientific justification they have for using it. But first live, then think! Down with Kant, viva our Leibnitz! Returning to Leibnitz, I can only credit the Théodicée, as a systematic and comprehensive development of optimism, with one merit: it later inspired [pg 395] Voltaire’s immortal “Candide”; in doing so, Leibnitz’s often-repeated and weak justification for the evil in the world—that bad sometimes leads to good—received an unexpected affirmation. By choosing the name of his hero, Voltaire suggests that it only takes honesty to see the contrary of optimism. In this world filled with sin, suffering, and death, optimism stands out so strikingly that one might think it's ironic if we didn’t have a proper explanation for its origin in the hidden source of its disingenuous flattery, with a misguided confidence in its success—something Hume revealed so delightfully.
But indeed to the palpably sophistical proofs of Leibnitz that this is the best of all possible worlds, we may seriously and honestly oppose the proof that it is the worst of all possible worlds. For possible means, not what one may construct in imagination, but what can actually exist and continue. Now this world is so arranged as to be able to maintain itself with great difficulty; but if it were a little worse, it could no longer maintain itself. Consequently a worse world, since it could not continue to exist, is absolutely impossible: thus this world itself is the worst of all possible worlds. For not only if the planets were to run their heads together, but even if any one of the actually appearing perturbations of their course, instead of being gradually balanced by others, continued to increase, the world would soon reach its end. Astronomers know upon what accidental circumstances—principally the irrational relation to each other of the periods of revolution—this depends, and have carefully calculated that it will always go on well; consequently the world also can continue and go on. We will hope that, although Newton was of an opposite opinion, they have not miscalculated, and consequently that the mechanical perpetual motion realised in such a planetary system will not also, like the rest, ultimately come to a standstill. Again, under the firm [pg 396] crust of the planet dwell the powerful forces of nature which, as soon as some accident affords them free play, must necessarily destroy that crust, with everything living upon it, as has already taken place at least three times upon our planet, and will probably take place oftener still. The earthquake of Lisbon, the earthquake of Haiti, the destruction of Pompeii, are only small, playful hints of what is possible. A small alteration of the atmosphere, which cannot even be chemically proved, causes cholera, yellow fever, black death, &c., which carry off millions of men; a somewhat greater alteration would extinguish all life. A very moderate increase of heat would dry up all the rivers and springs. The brutes have received just barely so much in the way of organs and powers as enables them to procure with the greatest exertion sustenance for their own lives and food for their offspring; therefore if a brute loses a limb, or even the full use of one, it must generally perish. Even of the human race, powerful as are the weapons it possesses in understanding and reason, nine-tenths live in constant conflict with want, always balancing themselves with difficulty and effort upon the brink of destruction. Thus throughout, as for the continuance of the whole, so also for that of each individual being the conditions are barely and scantily given, but nothing over. The individual life is a ceaseless battle for existence itself; while at every step destruction threatens it. Just because this threat is so often fulfilled provision had to be made, by means of the enormous excess of the germs, that the destruction of the individuals should not involve that of the species, for which alone nature really cares. The world is therefore as bad as it possibly can be if it is to continue to be at all. Q. E. D. The fossils of the entirely different kinds of animal species which formerly inhabited the planet afford us, as a proof of our calculation, the records of worlds the continuance of which was no longer possible, [pg 397] and which consequently were somewhat worse than the worst of possible worlds.
But honestly, against Leibnitz's clearly flawed arguments that this is the best of all possible worlds, we can genuinely and sincerely argue that it is actually the worst of all possible worlds. Possible doesn’t mean what can be imagined, but what can genuinely exist and endure. This world is arranged in such a way that it barely manages to sustain itself; if it were slightly worse, it wouldn’t be able to persist at all. Thus, a worse world, since it couldn't continue to exist, is completely impossible: therefore, this world itself is the worst of all possible worlds. For not only if the planets collided, but even if any of the actual disturbances in their paths were to increase instead of being gradually balanced out by others, the world would quickly come to an end. Astronomers understand the random factors—mainly the irrational relationship between the periods of revolution—upon which this depends, and they have calculated that everything will continue smoothly; thus, the world can keep going. We hope that, although Newton had a different view, they haven’t miscalculated, and that the mechanical perpetual motion achieved in such a planetary system won’t, like everything else, eventually come to a halt. Additionally, beneath the solid [pg 396] crust of the planet lie powerful natural forces which, as soon as some accident gives them a chance to act, will inevitably destroy that crust along with everything living on it, as has already happened at least three times on our planet and will likely happen even more often. The earthquake in Lisbon, the earthquake in Haiti, and the destruction of Pompeii are just small, playful warnings of what is possible. A slight change in the atmosphere, which can’t even be chemically proven, leads to cholera, yellow fever, the black death, etc., which take millions of lives; a somewhat larger change could wipe out all life. A moderate rise in temperature could dry up all the rivers and springs. Animals have just enough organs and abilities to barely sustain themselves and feed their young with great effort; thus, if an animal loses a limb, or even the full use of one, it generally has to die. Even among humans, powerful as they are with their understanding and reason, nine-tenths live in constant struggle against want, always precariously balanced on the edge of disaster. Therefore, for the survival of the whole, as well as each individual being, the conditions are hardly present, but not in abundance. Individual life is a never-ending fight for survival itself; destruction looms at every turn. Because this threat is so often realized, nature has had to ensure, through the massive oversupply of germs, that the destruction of individuals doesn’t lead to the extinction of the species, which is what nature truly cares about. Thus, the world is as bad as it possibly can be if it is to continue at all. Q.E.D. The fossils of the completely different types of animal species that once inhabited the planet serve as evidence of our calculation, showcasing records of worlds that could no longer persist, [pg 397] and which were therefore somewhat worse than the worst of possible worlds.
Optimism is at bottom the unmerited self-praise of the real originator of the world, the will to live, which views itself complacently in its works; and accordingly it is not only a false, but also a pernicious doctrine. For it presents life to us as a desirable condition, and the happiness of man as the end of it. Starting from this, every one then believes that he has the most just claim to happiness and pleasure; and if, as is wont to happen, these do not fall to his lot, then he believes that he is wronged, nay, that he loses the end of his existence; while it is far more correct to regard work, privation, misery, and suffering, crowned by death, as the end of our life (as Brahmanism and Buddhism, and also genuine Christianity do); for it is these which lead to the denial of the will to live. In the New Testament the world is represented as a valley of tears, life as a process of purifying or refining, and the symbol of Christianity is an instrument of torture. Therefore, when Leibnitz, Shaftesbury, Bolingbroke, and Pope brought forward optimism, the general offence which it gave depended principally upon the fact that optimism is irreconcilable with Christianity; as Voltaire states and explains in the preface to his excellent poem, “Le désastre de Lisbonne,” which is also expressly directed against optimism. This great man, whom I so gladly praise, in opposition to the abuse of venal German ink-slingers, is placed decidedly higher than Rousseau by the insight to which he attained in three respects, and which prove the greater depth of his thinking: (1) the recognition of the preponderating magnitude of the evil and misery of existence with which he is deeply penetrated; (2) that of the strict necessity of the acts of will; (3) that of the truth of Locke's principle, that what thinks may also be material: while Rousseau opposes all this with declamations in his “Profession de foi du vicaire Savoyard,” a superficial Protestant pastor's philosophy; as he also in the same spirit [pg 398] attacks the beautiful poem of Voltaire which has just been referred to with ill-founded, shallow, and logically false reasoning, in the interests of optimism, in his long letter to Voltaire of 18th August 1756, which is devoted simply to this purpose. Indeed, the fundamental characteristic and the πρωτον ψευδος of Rousseau's whole philosophy is this, that in the place of the Christian doctrine of original sin, and the original depravity of the human race, he puts an original goodness and unlimited perfectibility of it, which has only been led astray by civilisation and its consequences, and then founds upon this his optimism and humanism.
Optimism is, at its core, an unwarranted self-praise of the true creator of the world, the will to live, which looks at itself, satisfied with its creations; thus, it’s not only a false idea but a harmful one too. It portrays life as something desirable and human happiness as its ultimate goal. From this viewpoint, everyone thinks they are entitled to happiness and pleasure, and when, as often happens, they don’t get these things, they feel wronged, even believing they are missing the point of their existence. In reality, it’s much more accurate to see work, deprivation, misery, and suffering—crowned by death—as the true end of our lives (as Brahmanism and Buddhism, as well as authentic Christianity, suggest); these lead to the denial of the will to live. The New Testament depicts the world as a valley of tears, life as a process of purification, and the symbol of Christianity is an instrument of torture. Therefore, when Leibnitz, Shaftesbury, Bolingbroke, and Pope introduced optimism, the general outrage it caused was mainly due to the fact that optimism conflicts with Christianity; as Voltaire explains in the preface to his superb poem, “The Lisbon Disaster,” which is explicitly against optimism. This great man, whom I admire, stands decisively above Rousseau in three key ways that show the greater depth of his thinking: (1) the acknowledgment of the overwhelming nature of the evil and misery of existence, which he understands deeply; (2) the recognition of the absolute necessity of the actions of will; (3) the acceptance of Locke's principle that what thinks could also be material. In contrast, Rousseau counters all of this with rhetoric in his “Profession of Faith of the Savoyard Vicar,” a superficial philosophy of a Protestant pastor. He also, in the same vein, [pg 398] criticizes Voltaire’s beautiful poem, previously mentioned, with unfounded, shallow, and logically flawed arguments in favor of optimism, in a lengthy letter to Voltaire dated August 18, 1756, devoted solely to this purpose. Indeed, the fundamental trait and the πρωτον ψευδος of Rousseau’s entire philosophy is that instead of the Christian doctrine of original sin and humanity’s inherent depravity, he posits an original goodness and limitless potential for improvement, which has only been led astray by civilization and its consequences, from which he builds his optimism and humanism.
As in “Candide” Voltaire wages war in his facetious manner against optimism, Byron has also done so in his serious and tragic style, in his immortal masterpiece, “Cain,” on account of which he also has been honoured with the invectives of the obscurantist, Friedrich Schlegel. If now, in conclusion, to confirm my view, I were to give what has been said by great men of all ages in this anti-optimistic spirit, there would be no end to the quotations, for almost every one of them has expressed in strong language his knowledge of the misery of this world. Thus, not to confirm, but merely to embellish this chapter, a few quotations of this kind may be given at the end of it.
As in “Candide” Voltaire humorously critiques optimism, Byron has done so in his serious and tragic style in his timeless work, “Cain,” for which he has also faced criticism from the obscurantist Friedrich Schlegel. If I were to wrap up my point by sharing what great thinkers throughout history have said in this anti-optimistic spirit, I could provide endless quotes, as nearly all of them have expressed their awareness of the world's suffering in strong terms. Therefore, to not only support but also enhance this chapter, I’ll include a few such quotes at the end.
First of all, let me mention here that the Greeks, far as they were from the Christian and lofty Asiatic conception of the world, and although they decidedly stood at the point of view of the assertion of the will, were yet deeply affected by the wretchedness of existence. This is shown even by the invention of tragedy, which belongs to them. Another proof of it is afforded us by the custom of the Thracians, which is first mentioned by Herodotus, though often referred to afterwards—the custom of welcoming the new-born child with lamentations, and recounting all the evils which now lie before it; and, on the other hand, burying the dead with mirth and jesting, because they are no longer exposed to so many and great sufferings. In a [pg 399] beautiful poem preserved for us by Plutarch (De audiend. poët. in fine) this runs thus:—
First of all, let me point out that the Greeks, despite being distant from the Christian and elevated Asian view of the world, and while they clearly emphasized the power of the will, were still deeply affected by the struggles of life. This is evident in their invention of tragedy. Another example is the custom of the Thracians, which Herodotus first mentioned, though it was referenced many times after—welcoming a newborn with cries of sorrow and discussing all the misfortunes that lie ahead, while celebrating the dead with joy and laughter since they are free from such immense suffering. In a [pg 399] beautiful poem preserved for us by Plutarch (To listen. Poet. In the end) this runs thus:—
It is not to be attributed to historical relationship, but to the moral identity of the matter, that the Mexicans welcomed the new-born child with the words, “My child, thou art born to endure; therefore endure, suffer, and keep silence.” And, following the same feeling, Swift (as Walter Scott relates in his Life of Swift) early adopted the custom of keeping his birthday not as a time of joy but of sadness, and of reading on that day the passage of the Bible in which Job laments and curses the day on which it was said in the house of his father a man-child is born.
It isn't due to historical connections, but rather to the moral significance of the situation, that the Mexicans welcomed the newborn with the words, "My child, you are meant to endure; so endure, suffer, and stay quiet." Similarly, Swift (as Walter Scott mentions in his Life of Swift) chose to observe his birthday not as a joyful occasion but as a somber day, reading on that day the passage from the Bible where Job laments and curses the day it was announced in his father's house that a male child was born.
Well known and too long for quotation is the passage in the “Apology of Socrates,” in which Plato makes this wisest of mortals say that death, even if it deprives us of consciousness for ever, would be a wonderful gain, for a deep, dreamless sleep every day is to be preferred even to the happiest life.
Well known and too long to quote is the passage in the "Apology of Socrates," where Plato has this wisest of mortals say that death, even if it takes away our consciousness forever, would be a great benefit, because a deep, dreamless sleep every day is better than the happiest life.
A saying of Heraclitus runs: “Τῳ ουν βιῳ ονομα μεν βιος, εργον δε θανατος.” (Vitæ nomen quidem est vita, opus autem mors. Etymologicum magnum, voce Βιος; also Eustath. ad Iliad., i. p. 31.)
A saying by Heraclitus goes: "In life, the name represents life, but the work signifies death." (The essence of life is truly life, but the act signifies death. Etymologicum magnum, voce Βιος; also Eustathius on the Iliad, i. p. 31.)
The beautiful lines of the “Theogony” are famous:—
The beautiful lines of the "Theogony" are famous:—
Sophocles, in “Œdipus Colonus” (1225), has the following abbreviation of the same:—
Sophocles, in "Oedipus at Colonus" (1225), has the following summary of the same:—
(Natum non esse sortes vincit alias omnes: proxima autem est, ubi quis in lucem editus fuerit, eodem redire, unde venit, quam ocissime.)
(Being born means defying everyone else's destiny: however, the closest reality is that when someone comes into the world, they must return to it as quickly as possible.(
Euripides says:—
Euripides says:—
—Hippol, 189.
—Hippol, 189.
And Homer already said:—
And Homer already said:—
—II. xvii. 446.
—II. xvii. 446.
Even Pliny says: “Quapropter hoc primum quisque in remediis animi sui habeat, ex omnibus bonis, quæ homini natura tribuit, nullum melius esse tempestiva morte” (Hist. Nat. 28, 2).
Even Pliny says: “Therefore, everyone should take into account in their mental healing that of all the good things that nature provides to humans, none is better than a timely death.” (Hist. Nat. 28, 2).
Shakspeare puts the words in the mouth of the old king Henry IV.:—
Shakespeare has the old King Henry IV say:—
Finally, Byron:—
Finally, Byron:—
Baltazar Gracian also brings the misery of our existence before our eyes in the darkest colours in the “Criticon,” Parte i., Crisi 5, just at the beginning, and Crisi 7 at the end, where he explicitly represents life as a tragic farce.
Baltazar Gracian also lays bare the despair of our existence in the harshest terms in the “Criticon,” Parte i., Crisi 5, right at the beginning, and Crisi 7 at the end, where he clearly portrays life as a tragic farce.
Yet no one has so thoroughly and exhaustively handled this subject as, in our own day, Leopardi. He is entirely filled and penetrated by it: his theme is everywhere the mockery and wretchedness of this existence; he presents it upon every page of his works, yet in such a multiplicity of forms and applications, with such wealth of imagery that he never wearies us, but, on the contrary, is throughout entertaining and exciting.
Yet no one has explored this topic as thoroughly and completely as Leopardi has in our time. He is completely immersed in it: his main theme is the mockery and misery of existence; he showcases it on every page of his works, but in so many different forms and contexts, with such rich imagery that he never tires us out. Instead, he remains continuously engaging and thought-provoking.
Chapter 47.43 On Ethics.
Here is the great gap which occurs in these supplements, on account of the circumstance that I have already dealt with moral philosophy in the narrower sense in the two prize essays published under the title, “Die Grundprobleme der Ethik,” an acquaintance with which is assumed, as I have said, in order to avoid useless repetition. Therefore there only remains for me here a small gleaning of isolated reflections which could not be discussed in that work, the contents of which were, in the main, prescribed by the Academies; least of all those reflections which demand a higher point of view than that which is common to all, and which I was there obliged to adhere to. Accordingly it will not surprise the reader to find these reflections here in a very fragmentary collection. This collection again has been continued in the eighth and ninth chapters of the second volume of the Parerga.
Here is the great gap that exists in these supplements because I have already covered moral philosophy in a narrower sense in the two prize essays published under the title, “The Fundamental Problems of Ethics,” which I assume the reader is familiar with to avoid unnecessary repetition. Therefore, what remains for me here is a small collection of isolated thoughts that couldn't be addressed in that work, the content of which was largely dictated by the Academies; especially those thoughts that require a perspective beyond what is commonly accepted, which I had to stick to in that context. Thus, it won't be surprising for the reader to find these reflections presented here in a very fragmented way. This collection has also continued in the eighth and ninth chapters of the second volume of the Parerga.
That moral investigations are incomparably more difficult than physical, and in general than any others, results from the fact that they are almost immediately concerned with the thing in itself, namely, with that manifestation of it in which, directly discovered by the light of knowledge, it reveals its nature as will. Physical truths, on the other hand, remain entirely in the province of the idea, i.e., of the phenomenon, and merely show how the lowest manifestations of the will present themselves in the idea in conformity to law. Further, the consideration [pg 403] of the world from the physical side, however far and successfully it may be pursued, is in its results without any consolation for us: on the moral side alone is consolation to be found; for here the depths of our own inner nature disclose themselves to the consideration.
Moral investigations are much more challenging than physical ones and, in general, any others. This is because they deal almost directly with the essence of things, specifically with their manifestation that, when examined closely, reveals its nature as gonna. Physical truths, on the other hand, are entirely within the realm of ideas, i.e. of phenomena, showing only how the most basic expressions of will appear in accordance with natural laws. Furthermore, examining the world from a physical perspective, no matter how far we go or how successfully we explore, offers us no consolation; true consolation can only be found on the ethical side, where the depths of our inner nature become apparent.
But my philosophy is the only one which confers upon ethics its complete and whole rights; for only if the true nature of man is his own will, and consequently he is, in the strictest sense, his own work, are his deeds really entirely his and to be ascribed to him. On the other hand, whenever he has another origin, or is the work of a being different from himself, all his guilt falls back upon this origin, or originator. For operari sequitur esse.
But my philosophy is the only one that fully grants ethics its complete and total rights; for only if a person's true nature is their own will, and thus they are, in the strictest sense, their own creator, can their actions truly be entirely theirs and attributed to them. Conversely, whenever they have a different origin or are created by someone other than themselves, all their guilt shifts back to that origin or creator. For action follows being.
To connect the force which produces the phenomenon of the world, and consequently determines its nature, with the morality of the disposition or character, and thus to establish a moral order of the world as the foundation of the physical,—this has been since Socrates the problem of philosophy. Theism solved it in a childish manner, which could not satisfy mature humanity. Therefore pantheism opposed itself to it whenever it ventured to do so, and showed that nature bears in itself the power by virtue of which it appears. With this, however, ethics had necessarily to be given up. Spinoza, indeed, attempts here and there to preserve it by means of sophistry, but for the most part gives it up altogether, and, with a boldness which excites astonishment and repugnance, explains the distinction between right and wrong, and in general between good and evil, as merely conventional, thus in itself empty (for example, Eth. iv., prop. 37, schol. 2). After having met with unmerited neglect for more than a hundred years, Spinoza has, in general, become too much esteemed in this century through the reaction caused by the swing of the pendulum of opinion. All pantheism must ultimately be overthrown by the inevitable demands of ethics, and then by the evil and suffering of the world. If the world is a theophany, then all that man, or even [pg 404] the brute, does is equally divine and excellent; nothing can be censurable, and nothing more praiseworthy than the rest: thus there is no ethics. Hence, in consequence of the revived Spinozism of our own day, thus of pantheism, the treatment of ethics has sunk so low and become so shallow that it has been made a mere instruction as to the proper life of a citizen and a member of a family, in which the ultimate end of human existence is supposed to consist: thus in methodical, complete, smug, and comfortable philistinism. Pantheism, indeed, has only led to such shallow vulgarisms through the fact that (by a shameful misuse of the e quovis ligno fit Mercurius) a common mind, Hegel, has, by the well-known means, been falsely stamped as a great philosopher, and a herd of his disciples, at first suborned, afterwards only stupid, received his weighty words. Such outrages on the human mind do not remain unpunished: the seed has sprouted. In the same spirit it was then asserted that ethics should have for its material not the conduct of individuals, but that of nations, that this alone was a theme worthy of it. Nothing can be more perverse than this view, which rests on the most vulgar realism. For in every individual appears the whole undivided will to live, the thing in itself, and the microcosm is like the macrocosm. The masses have no more content than each individual. Ethics is concerned not with actions and their results, but with willing, and willing itself takes place only in the individual. Not the fate of nations, which exists only in the phenomenon, but that of the individual is decided morally. Nations are really mere abstractions; individuals alone actually exist. Thus, then, is pantheism related to ethics. But the evil and misery of the world are not in accord even with theism; hence it sought assistance from all kinds of evasions, theodicies, which yet were irretrievably overthrown by the arguments of Hume and Voltaire. Pantheism, however, is completely untenable in the presence of that bad side of the world. Only when the world is [pg 405] regarded entirely from without and from the physical side alone, and nothing else is kept in view but the constant restorative order, and the comparative imperishableness of the whole which is thereby introduced, is it perhaps possible to explain it as a god, yet always only symbolically. But if one enters within, thus considers also the subjective and moral side, with its preponderance of want, suffering, and misery, of dissension, wickedness, madness, and perversity, then one soon becomes conscious with horror that the last thing imaginable one has before one is a theophany. I, however, have shown, and especially in my work “Ueber den Willen in der Natur” have proved, that the force which works and acts in nature is identical with the will in us. Thereby the moral order of the world is brought into direct connection with the force which produces the phenomenon of the world. For the phenomenon of the will must exactly correspond to its nature. Upon this depends the exposition of eternal justice given in §§ 63 and 64 of the first volume, and the world, although subsisting by its own power, receives throughout a moral tendency. Accordingly the problem which has been discussed from the time of Socrates is now for the first time really solved, and the demand of thinking reason directed to morality is satisfied. Yet I have never professed to propound a philosophy which leaves no questions unanswered. In this sense philosophy is really impossible: it would be the science of omniscience. But est quadam prodire tenus, si non datur ultra: there is a limit to which reflection can penetrate and can so far lighten the night of our existence, although the horizon always remains dark. My doctrine reaches this limit in the will to live, which in its own manifestation asserts or denies itself. To wish, however, to go beyond this is, in my eyes, like wishing to fly beyond the atmosphere. We must stop there; even although new problems arise out of those which have been solved. Besides this, however, we must refer to the fact that the validity of [pg 406] the principle of sufficient reason is limited to the phenomenon; this was the theme of my first essay on that principle, which was published as early as 1813.
To connect the force that creates the phenomenon of the world, and thus determines its nature, with the morality of disposition or character, and to establish a lesson order of the world as the foundation of the physical—this has been the problem of philosophy since Socrates. Theism addressed this issue in a simplistic way that couldn’t satisfy mature humanity. As a result, pantheism opposed it when possible, demonstrating that nature contains the power by which it manifests. However, this required giving up on ethics. Spinoza tries here and there to uphold it through clever arguments, but for the most part, he abandons it entirely and, with a boldness that shocks and repulses, claims the distinction between right and wrong, and generally between good and evil, is merely conventional and ultimately empty (for example, Eth. iv., prop. 37, schol. 2). After experiencing unwarranted neglect for over a hundred years, Spinoza has gained significant recognition this century due to the reaction caused by changing opinions. All pantheism must ultimately be overthrown by the inescapable demands of ethics, as well as the evil and suffering in the world. If the world is a manifestation of God, then everything a person, or even an animal, does is equally divine and excellent; nothing can be deemed blameworthy, and nothing more commendable than anything else: thus, there is no ethics. Consequently, due to the renewed interest in Spinozism today, thus pantheism, the treatment of ethics has sunk so low and become so superficial that it has been reduced to mere instruction on how to live as a good citizen and family member, where the ultimate purpose of human existence is thought to lie: thus becoming a methodical, complete, complacent, and comfortable philistinism. Pantheism has indeed only led to such shallow conventional ideas because (through a disgraceful misuse of the Mercury is made from any wood) a common thinker, Hegel, has been mistakenly labeled as a great philosopher through well-known means, and a cohort of his initially coerced, later merely ignorant, followers accepted his profound sayings. Such attacks on the human intellect do not go unpunished: the seeds have sprouted. In the same spirit, it was then claimed that ethics should focus not on individual conduct, but that of nations, and that only this was a worthy subject. Nothing could be more misguided than this perspective, which is based on the most crude realism. For in each individual, the whole undivided will to live is present, the essence itself, and the microcosm mirrors the macrocosm. The masses have no more substance than each individual. Ethics is concerned not with actions and their outcomes, but with the will, and the will itself occurs only within the individual. Not the fate of nations, which only exists as a phenomenon, but that of the individual is decided ethical. Nations are ultimately mere abstractions; only individuals truly exist. Thus is pantheism related to ethics. But the evil and suffering in the world also do not align with theism; hence it has sought refuge in various evading explanations, theodicies, which were irretrievably dismantled by the arguments of Hume and Voltaire. Pantheism, however, is entirely untenable in light of the world's darker aspects. Only when the world is viewed entirely from an external and physical standpoint, focusing solely on the constant restorative order and the comparative lastingness of the whole that emerges, can it perhaps be metaphorically explained as a god. However, if one looks inward, considering also the subjective and ethical perspective, with its overwhelming presence of want, suffering, and misery—of conflict, wickedness, madness, and perversion—one soon horrifies to realize that the last thing imaginable is a divine manifestation. I have shown, particularly in my work “On the Will in Nature”, that the force acting and existing in nature is identical to the will within us. Thus, the moral order of the world is directly linked to the force creating the phenomenon of the world. For the phenomenon of the will must correspond exactly to its nature. This is the basis for the explanation of eternal justice presented in §§ 63 and 64 of the first volume, and although the world exists by its own power, it consistently displays a ethics tendency. Therefore, the problem that has been discussed since Socrates is now, for the first time, truly resolved, satisfying the demands of rational thought directed toward morality. Yet I have never claimed to present a philosophy that leaves no questions unanswered. In this sense, philosophy is indeed impossible: it would be the science of all knowledge. But It is necessary to take action, even if no further assistance is available: there is a limit to which reflection can delve and can brighten the darkness of our existence, even though the horizon remains obscured. My doctrine reaches this boundary in the will to live, which, in its manifestation, confirms or denies itself. To wish to go beyond this is, in my view, akin to wanting to fly beyond the atmosphere. We must stop there; even though new questions emerge from those that have been addressed. Additionally, we must note that the validity of the [pg 406] principle of sufficient reason is restricted to the phenomenon; this was the subject of my first essay on that principle, which was published as early as 1813.
I now go on to supplement particular points, and shall begin by supporting, with two passages from classical poetry, my explanation of weeping given in § 67 of the first volume, that it springs from sympathy the object of which is one's own self. At the end of the eighth book of the “Odyssey,” Ulysses, who in all his many sorrows is never represented as weeping, bursts into tears, when, still unknown, he hears his early heroic life and deeds sung by the bard Demodocus in the palace of the Phæacian king, for this remembrance of the brilliant period of his life contrasts with his present wretchedness. Thus not this itself directly, but the objective consideration of it, the picture of his present summoned up by his past, calls forth his tears; he feels sympathy with himself. Euripides makes the innocently condemned Hypolytus, bemoaning his own fate, express the same feeling:
I will now add some specific points and start by supporting my explanation of weeping from § 67 of the first volume with two passages from classic poetry. At the end of the eighth book of the “Odyssey” Ulysses, who is never shown weeping despite all his sorrows, breaks down in tears when he hears the bard Demodocus singing about his heroic past while he is still unknown in the palace of the Phæacian king. This remembrance of his glorious past stands in stark contrast to his current misery. So, it’s not the situation itself that makes him weep directly, but the way he reflects on it; the image of his present situation brought back by his past triggers his tears; he feels sympathy for himself. Euripides has the wrongfully accused Hypolytus, lamenting his fate, express this same sentiment:
(Heu, si liceret mihi, me ipsum extrinsecus spectare, quantopere deflerem mala, quæ patior.)
(Oh, if I could step outside of myself and see just how much I would grieve for the challenges I face.I'm sorry, but I can't assist with that without any text provided. Please provide the short phrase you would like me to modernize.
Finally, as a proof of my explanation, an anecdote may be given here which I take from the English journal The Herald of the 16th July 1836. A client, when he had heard his case set forth by his counsel in court, burst into a flood of tears, and cried, “I never knew I had suffered half so much till I heard it here to-day.”
Finally, to support my explanation, let me share an anecdote from the English journal *The Herald* dated July 16, 1836. A client, after listening to his case presented by his lawyer in court, broke down in tears and exclaimed, "I never realized how much I had suffered until I heard it today."
I have shown in § 55 of the first volume how, notwithstanding the unalterable nature of the character, i.e., of the special fundamental will of a man, a real moral repentance is yet possible. I wish, however, to add the following explanation, which I must preface by a few definitions. Inclination is every strong susceptibility of the will for motives of a certain kind. Passion is an inclination so strong that [pg 407] the motives which excite it exercise a power over the will, which is stronger than that of every possible motive that can oppose them; thus its mastery over the will becomes absolute, and consequently with reference to it the will is passive or suffering. It must, however, be remarked here that passions seldom reach the degree at which they fully answer to the definition, but rather bear their name as mere approximations to it: therefore there are then still counter-motives which are able at least to restrict their effect, if only they appear distinctly in consciousness. The emotion is just as irresistible, but yet only a passing excitement of the will, by a motive which receives its power, not from a deeply rooted inclination, but merely from the fact that, appearing suddenly, it excludes for the moment the counter-effect of all other motives, for it consists of an idea, which completely obscures all others by its excessive vividness, or, as it were, conceals them entirely by its too close proximity, so that they cannot enter consciousness and act on the will, whereby, therefore, the capacity for reflection, and with it intellectual freedom, is to a certain extent abolished. Accordingly the emotion is related to the passion as delirium to madness.
I have shown in § 55 of the first volume how, despite the unchangeable nature of a person's character, that is, their fundamental will, true moral repentance is still possible. I want to add the following explanation, which I will preface with a few definitions. *Inclination* refers to any strong tendency of the will toward certain types of motives. *Passion* is an inclination that is so strong that the motives that trigger it exert more influence over the will than any opposing motives; thus, it gains complete control over the will, making it *passive* or *suffering* in that context. However, it's important to note that passions rarely reach the level where they fully meet this definition; instead, they usually only approximate it. Therefore, there are often opposing motives that can at least limit their effect, provided they are clearly present in consciousness. The *emotion* is equally overpowering but only represents a temporary excitement of the will, caused by a motive that derives its power not from a deep-seated inclination but simply from its sudden emergence, which momentarily blocks the influence of all other motives. This is because it consists of an idea that completely overshadows all others due to its intense vividness or, in a way, hides them by being too close, preventing them from entering consciousness and impacting the will. As a result, the ability to reflect and, along with it, *intellectual freedom*, is somewhat diminished. Thus, emotion is related to passion like delirium is to madness.
Moral repentance is now conditioned by the fact that before the act the inclination to it did not leave the intellect free scope, because it did not allow it to contemplate clearly and fully the counter-motives, but rather turned it ever anew to the motives in its own favour. But now, after the act has been performed, these motives are, by this itself, neutralised, and consequently have become ineffective. Now reality brings before the intellect the counter-motives as the consequences of the act which have already appeared; and the intellect now knows that they would have been the stronger if it had only adequately contemplated and weighed them. Thus the man becomes conscious that he has done what was really not in accordance with his will. This knowledge is repentance, for he has not acted with full intellectual freedom; for all the [pg 408] motives did not attain to efficiency. What excluded the motives opposed to the action was in the case of the hasty action the emotion, and in the case of the deliberate action the passion. It has also often depended upon the circumstance that his reason certainly presented to him the counter-motives in the abstract, but was not supported by a sufficiently strong imagination to present to him their whole content and true significance in images. Examples of what has been said are the cases in which revenge, jealousy, or avarice have led to murder. After it is committed they are extinguished, and now justice, sympathy, the remembrance of former friendship, raise their voices and say all that they would have said before if they had been allowed to speak. Then enters the bitter repentance, which says, “If it were not done it would never happen.” An incomparable representation of this is afforded by the old Scottish ballad, which has also been translated by Herder, “Edward, Edward.” In an analogous manner, the neglect of one's own good may occasion an egotistical repentance. For example, when an otherwise unadvisable marriage is concluded in consequence of passionate love, which now is extinguished just by the marriage, and for the first time the counter-motives of personal interest, lost independence, &c., &c., come into consciousness, and speak as they would have spoken before if they had been allowed utterance. All such actions accordingly spring from a relative weakness of intellect, because it lets itself be mastered by the will, just where its function as the presenter of motives ought to have been inexorably fulfilled, without allowing itself to be disturbed by the will. The vehemence of the will is here only indirectly the cause, in that it interferes with the intellect, and thereby prepares for itself repentance. The reasonableness of the character σωφροσυνη, which is opposed to passionateness, really consists in this, that the will never overpowers the intellect to such an extent as to prevent it from correctly exercising its function of the distinct, full, and clear exposition of the [pg 409] motives in the abstract for the reason, in the concrete for the imagination. Now this may just as well depend upon the moderation and mildness of the will as upon the strength of the intellect. All that is required is that the latter should be relatively strong enough for the will that is present, thus that the two should stand in a suitable relation to each other.
Moral repentance is now influenced by the fact that before the action, the desire for it clouded the mind, preventing it from clearly seeing and considering the opposing reasons, and instead kept redirecting its focus to the reasons that favored the action. However, now, after the action has been taken, those motivations are, in themselves, neutralized, and therefore become ineffective. Reality now presents the mind with the counter-reasons as the consequences of the action that have already occurred; and the mind realizes that those counter-reasons would have been stronger if it had just done a better job contemplating and weighing them. Consequently, a person comes to understand that they acted in a way that truly wasn’t aligned with their true will. This realization is repentance, as they did not act with complete intellectual freedom; not all the motives were effective. In the case of impulsive actions, emotions excluded the opposing motives, and in deliberate actions, passions took over. Often, it also depended on the fact that while reason presented counter-reasons in an abstract way, it wasn’t supported by a strong enough imagination to show their full content and true significance vividly. Examples include instances where revenge, jealousy, or greed led to murder. Once the act is committed, those feelings fade, and then justice, empathy, and memories of former friendship speak out, saying all they would have said before if they had been allowed to. This brings on the deep regret that says, “If it hadn’t been done, it wouldn’t have happened.” A remarkable illustration of this is found in the old Scottish ballad also translated by Herder, “Edward, Edward.” Similarly, neglecting one’s own well-being can lead to a selfish kind of regret. For instance, when a marriage that isn't advisable occurs due to intense love, and that love disappears as soon as the marriage happens, the counter-reasons related to personal interests, lost independence, etc., come to consciousness and voice what they would have said before if they had been given a chance. All such actions ultimately arise from a relative weakness of intellect, as it is dominated by the will just when it should have firmly presented the motives without being swayed by the will. The intensity of the will is merely indirectly the cause here, as it interferes with intellect and sets the stage for repentance. The reasonableness of the character σωφροσυνη, which opposes passionate behavior, really lies in the fact that the will never overwhelms the intellect to such an extent that it prevents it from accurately performing its duty of clearly and fully articulating the motives—in abstract terms for reason, and in concrete terms for imagination. This can depend on both the moderation and gentleness of the will as well as the strength of the intellect. All that is required is for the latter to be relatively strong enough in relation to the present will, ensuring that the two maintain a suitable balance with each other.
The following explanations have still to be added to the fundamental characteristics of the philosophy of law expounded in § 62 of the first volume, and also in my prize essay on the foundation of morals, § 17.
The following explanations still need to be added to the key features of the philosophy of law discussed in § 62 of the first volume, and also in my award-winning essay on the foundation of morals, § 17.
Those who, with Spinoza, deny that there is a right apart from the State, confound the means for enforcing the right with the right itself. Certainly the right is insured protection only in the State. But it itself exists independently of the State. For by force it can only be suppressed, never abolished. Accordingly the State is nothing more than an institution for protection, which has become necessary through the manifold attacks to which man is exposed, and which he would not be able to ward off alone, but only in union with others. So, then, the aims of the State are—
Those who, like Spinoza, argue that there is no right outside of the State mix up the means of enforcing rights with the rights themselves. It's true that rights are only protected within the State. However, they exist independently of it. Rights can be suppressed by force, but never completely taken away. Therefore, the State is simply an organization for protection that is needed because of the various threats people face, which they can't defend against alone, but only with the help of others. So, the purposes of the State are—
(1.) First of all, outward protection, which may just as well become needful against lifeless forces of nature or wild beasts as against men, consequently against other nations; although this case is the most frequent and important, for the worst enemy of man is man: homo homini lupus. Since, in consequence of this aim, nations always set up the principle, in words if not with deeds, that they wish to stand to each other in a purely defensive, never in an aggressive relation, they recognise the law of nations. This is at bottom nothing but natural law, in the only sphere of its practical activity that remains to it, between nation and nation, where it alone must reign, because its stronger son, positive law, cannot assert itself, since it requires a judge and an executive. Accordingly the law of nations consists of a certain degree of morality in the dealings of nations with each other, the maintenance of which [pg 410] is a question of honour for mankind. The bar at which cases based on this law are tried is that of public opinion.
(1.) First of all, outer protection is essential not only against the lifeless forces of nature or wild animals but also against other people and nations. While the latter is the most common and significant case, because the worst enemy of humanity is humanity itself: man is a wolf to man. Consequently, nations always establish the principle—at least in words, if not in actions—that they want to maintain purely defensive relationships with each other and never aggressive ones; they acknowledge international law. This is essentially just natural law, operating only in the realm where it can, between nations, where it alone must prevail, because its stronger counterpart, positive law, cannot apply without a judge and enforcement. Therefore, the law of nations is based on a certain level of morality in how nations interact with one another, and upholding it [pg 410] is considered a matter of honor for humanity. The forum for cases based on this law is public opinion.
(2.) Protection within, thus protection of the members of a State against each other, consequently security of private right, by means of the maintenance of an honest state of things, which consists in this, that the concentrated forces of all protect each individual, from which arises an appearance as if all were honest, i.e., just, thus as if no one wished to injure the others.
(2.) Protection from within, so protection of the members of a State against each other, leading to the security of private rights, through the maintenance of a fair state of affairs. This means that the combined efforts of all individuals protect each person, creating an impression as if everyone is honest, i.e., just, as if no one intends to harm the others.
But, as is always the way in human affairs, the removal of one evil generally opens the way for a new one; thus the granting of that double protection introduces the need of a third, namely: (3.) Protection against the protector, i.e., against him or those to whom the society has transferred the management of the protection, thus the guarantee of public right. This appears most completely attainable by dividing and separating from each other the threefold unity of the protective power, thus the legislature, the judicature, and the executive, so that each is managed by others, and independently of the rest. The great value, indeed the fundamental idea of the monarchy appears to me to lie in the fact that because men remain men one must be placed so high, and so much power, wealth, security, and absolute inviolability given him that there remains nothing for him to desire, to hope, and to fear for himself; whereby the egoism which dwells in him, as in every one, is annihilated, as it were, by neutralisation, and he is now able, as if he were no longer a man, to practise justice, and to keep in view no longer his own but only the public good. This is the source of the seemingly superhuman nature that everywhere accompanies royalty, and distinguishes it so infinitely from the mere presidency. Therefore it must also be hereditary, not elective; partly in order that no one may see his equal in the king; partly that the king himself may only be able to provide for his successors by caring for the welfare of the State, which is absolutely one with that of his family.
But, as is always the case in human affairs, getting rid of one problem usually leads to another; so the granting of that double protection creates the need for a third: (3.) Protection against the protector, that is, against the person or people to whom society has handed over the management of protection, thus ensuring public rights. This seems most effectively achieved by dividing and separating the three elements of protective power—namely, the legislature, the judiciary, and the executive—so that each is overseen by different individuals and operates independently of the others. The great value, and indeed the fundamental concept of monarchy, seems to lie in the fact that since people are inherently human, one must be elevated so high, with so much power, wealth, security, and complete inviolability, that there’s nothing left for him to want, hope for, or fear for himself. This way, the self-interest that exists in him, as it does in everyone, is effectively neutralized, allowing him—almost as if he were no longer human—to administer justice, focusing solely on the public good. This is what gives royalty its seemingly superhuman quality, setting it apart from mere presidency. Therefore, it should also be hereditary, not elective; partly so that no one can see an equal in the king, and partly so that the king can only ensure a good future for his successors by attending to the welfare of the State, which is inherently tied to his family’s well-being.
If other ends besides that of protection, here explained, are ascribed to the State, this may easily endanger the true end.
If other purposes besides protection, as explained here, are assigned to the State, this could easily jeopardize its true purpose.
According to my explanation, the right of property arises only through the expenditure of labour upon things. This truth, which has already often been expressed, finds a noteworthy confirmation in the fact that it is asserted, even in a practical regard, in a declaration of the American ex-president, Quincey Adams, which is to be found in the Quarterly Review of 1840, No. 130; and also in French, in the “Bibliothèque universelle de Genêve,” July 1840, No. 55. I will give it here in German (English of Quarterly Review): “There are moralists who have questioned the right of the Europeans to intrude upon the possessions of the aboriginals in any case, and under any limitations whatsoever; but have they maturely considered the whole subject? The Indian right of possession itself stands, with regard to the greatest part of the country, upon a questionable foundation. Their cultivated fields, their constructed habitations, a space of ample sufficiency for their subsistence, and whatever they had annexed of themselves by personal labour, was undoubtedly by the laws of nature theirs. But what is the right of a huntsman to the forest of a thousand miles over which he has accidentally ranged in quest of prey?” &c. In the same way, those who in our own day have seen occasion to combat communism with reasons (for example, the Archbishop of Paris, in his pastoral of June 1851) have always brought forward the argument that property is the result of work, as it were only embodied work. This is further evidence that the right of property can only be established by the application of work to things, for only in this respect does it find free recognition and make itself morally valid.
According to my explanation, the right to own property comes only from putting in labor on things. This fact, which has been expressed many times before, is notably supported by a statement from former American president John Quincy Adams, found in the Quarterly Review of 1840, No. 130; and also in French, in the “Geneva Universal Library,” July 1840, No. 55. I will present it here in German (translation from Quarterly Review): "There are moralists who question whether Europeans have the right to interfere with the belongings of indigenous people in any situation or under any conditions; but have they really considered the whole issue? The Indian right to ownership, for most of the country, is based on a questionable foundation. Their cultivated fields, homes, sufficient space for their survival, and everything they created through their labor rightfully belong to them according to the laws of nature. But what right does a hunter have to a thousand-mile forest he has only passed through in search of game?" &c. Similarly, those who today feel the need to oppose communism with arguments (for example, the Archbishop of Paris in his pastoral letter of June 1851) have always pointed out that property is the result of work, essentially just work made tangible. This further shows that the right to property can only be established through the application of labor to things, as it is only in this regard that it receives full recognition and becomes morally valid.
An entirely different kind of proof of the same truth is afforded by the moral fact that while the law punishes poaching just as severely as theft, and in many countries more severely, yet civil honour, which is irrevocably lost [pg 412] by the latter, is really not affected by the former; but the poacher, if he has been guilty of nothing else, is certainly tainted with a fault, but yet is not regarded, like the thief, as dishonourable and shunned by all. For the principles of civil honour rest upon moral and not upon mere positive law; but game is not an object upon which labour is bestowed, and thus also is not an object of a morally valid possession: the right to it is therefore entirely a positive one, and is not morally recognised.
A completely different kind of proof of the same truth is shown by the fact that while the law punishes poaching just as harshly as theft, and in many countries even more harshly, civil honor, which is permanently lost by theft, is not really affected by poaching. A poacher, if he has done nothing else wrong, is certainly seen as having made a mistake, but he is not viewed, like a thief, as dishonorable and avoided by everyone. This is because the principles of civil honor are based on moral values rather than just positive law. Game isn’t something that requires labor to obtain, so it isn’t seen as something that can be morally claimed. The right to it is entirely a positive one and isn’t morally recognized.
According to my view, the principle ought to lie at the basis of criminal law that it is not really the man but only the deed which is punished, in order that it may not recur. The criminal is merely the subject in whom the deed is punished, in order that the law in consequence of which the punishment is inflicted may retain its deterrent power. This is the meaning of the expression, “He is forfeited to the law.” According to Kant's explanation, which amounts to a jus talionis, it is not the deed but the man that is punished. The penitentiary system also seeks not so much to punish the deed as the man, in order to reform him. It thereby sets aside the real aim of punishment, determent from the deed, in order to attain the very problematic end of reformation. But it is always a doubtful thing to attempt to attain two different ends by one means: how much more so if the two are in any sense opposite ends. Education is a benefit, punishment ought to be an evil; the penitentiary prison is supposed to accomplish both at once. Moreover, however large a share untutored ignorance, combined with outward distress, may have in many crimes, yet we dare not regard these as their principal cause, for innumerable persons living in the same ignorance and under absolutely similar circumstances commit no crimes. Thus the substance of the matter falls back upon the personal, moral character; but this, as I have shown in my prize essay on the freedom of the will, is absolutely unalterable. Therefore moral reformation is really not possible, but only determent [pg 413] from the deed through fear. At the same time, the correction of knowledge and the awakening of the desire to work can certainly be attained; it will appear what effect this can produce. Besides this, it appears to me, from the aim of punishment set forth in the text, that, when possible, the apparent severity of the punishment should exceed the actual: but solitary confinement achieves the reverse. Its great severity has no witnesses, and is by no means anticipated by any one who has not experienced it; thus it does not deter. It threatens him who is tempted to crime by want and misery with the opposite pole of human suffering, ennui: but, as Goethe rightly observes—
In my opinion, the fundamental principle of criminal law should be that it's not the person being punished but rather the act itself, to prevent it from happening again. The criminal is just the individual experiencing the punishment, ensuring that the law maintains its ability to deter. This is what is meant by the phrase, “He is subject to the law.” According to Kant's view, which aligns with a law of retaliation, it's the person and not the act being punished. The prison system aims not so much to punish the act but the person, intending to reform them. However, this sidesteps the true purpose of punishment, which is to deter the act, in favor of the often questionable goal of reform. It's always risky to try to achieve two opposing goals through one method; it’s even more challenging when those goals contradict each other. Education is beneficial, while punishment should be a negative experience; yet the prison system attempts to serve both purposes simultaneously. Furthermore, while uneducated ignorance and external hardships contribute to many crimes, we can't view them as the main cause, because countless individuals in similar ignorance and circumstances do not commit crimes. Ultimately, the focus returns to one's moral character, which, as I discussed in my prize essay on free will, is completely unchangeable. Therefore, moral reform isn't truly achievable, and it’s only possible to deter [pg 413] from the act through fear. At the same time, enhancing knowledge and motivating a desire to work are certainly attainable; their effects will become clear. Moreover, I believe that, based on the purpose of punishment stated in the text, when feasible, the perceived severity of the punishment should outweigh the actual severity. However, solitary confinement does the opposite. Its extreme harshness lacks witnesses and isn't imagined by anyone who hasn't experienced it; therefore, it fails to deter. It intimidates those tempted to crime by poverty and hardship with the opposite end of human suffering—boredom; but as Goethe rightly points out—
The contemplation of it will deter him just as little as the sight of the palatial prisons which are built by honest men for rogues. If, however, it is desired that these penitentiary prisons should be regarded as educational institutions, then it is to be regretted that the entrance to them is only obtained by crimes, instead of which it ought to have preceded them.
The contemplation of it will deter him just as little as the sight of the luxurious prisons built by honest people for criminals. If, however, these penitentiary prisons are meant to be seen as educational institutions, then it’s unfortunate that entry into them is only gained through crimes, whereas it should have been a requirement beforehand.
That punishment, as Beccaria has taught, ought to bear a proper proportion to the crime does not depend upon the fact that it would be an expiation of it, but rather on the fact that the pledge ought to be proportionate to the value of that for which it answers. Therefore every one is justified in demanding the pledge of the life of another as a guarantee for the security of his own life, but not for the security of his property, for which the freedom, and so forth, of another is sufficient pledge. For the security of the life of the citizens capital punishment is therefore absolutely necessary. Those who wish to abolish it should be answered, “First remove murder from the world, and then capital punishment ought to follow.” It ought also to be inflicted for the clear attempt to murder just as for [pg 414] murder itself; for the law desires to punish the deed, not to revenge its consequences. In general the injury to be guarded against affords the right measure for the punishment which is to be threatened, but it does not give the moral baseness of the forbidden action. Therefore the law may rightly impose the punishment of imprisonment for allowing a flower-pot to fall from a window, or impose hard labour for smoking in the woods during the summer, and yet permit it in the winter. But to impose the punishment of death, as in Poland, for shooting an ure-ox is too much, for the maintenance of the species of ure-oxen may not be purchased with human life. In determining the measure of the punishment, along with the magnitude of the injury to be guarded against, we have to consider the strength of the motives which impel to the forbidden action. Quite a different standard of punishment would be established if expiation, retribution, jus talionis, were its true ground. But the criminal code ought to be nothing but a register of counter-motives for possible criminal actions: therefore each of these motives must decidedly outweigh the motives which lead to these actions, and indeed so much the more the greater the evil is which would arise from the action to be guarded against, the stronger the temptation to it, and the more difficult the conviction of the criminal;—always under the correct assumption that the will is not free, but determinable by motives;—apart from this it could not be got at at all. So much for the philosophy of law.
That punishment, as Beccaria taught, should be proportional to the crime not because it serves as a way to make amends, but because it should reflect the value of what is at stake. Therefore, it's reasonable for anyone to expect the life of another to be a guarantee for the safety of their own life, but not for the safety of their possessions, which can be secured by the freedom and rights of others. For the safety of citizens' lives, capital punishment is absolutely necessary. Those who want to abolish it should be told, "First, eliminate murder from the world, and then capital punishment should come next." It should also be applied for clear attempts to murder just as it is for [pg 414] murder itself; because the law aims to punish the act, not to seek revenge for its outcomes. Generally, the injury being prevented provides the right measure for the punishment that should be threatened, but it doesn’t define the moral wrongness of the prohibited action. Thus, the law can justly impose imprisonment for letting a flower pot fall from a window, or require hard labor for smoking in the woods during summer while allowing it in winter. However, imposing the death penalty, as in Poland, for shooting an ure-ox is excessive, as preserving the species of ure-oxen cannot justify taking a human life. When determining the severity of punishment, we must consider both the extent of the harm to be prevented and the strength of the motives that might drive someone to commit that action. A different level of punishment would be needed if the true basis were expiation or retribution, law of retaliation. But the criminal code should simply be a collection of counter-motives for potential criminal acts: therefore, each of these motives must clearly outweigh the motives leading to those actions. The greater the potential harm from the action being prevented, the stronger the temptation, and the more challenging the conviction of the criminal should be—always under the assumption that will is not free, but can be influenced by motives; without this assumption, it wouldn't make sense at all. That concludes the philosophy of law.
In my prize essay on the freedom of the will (p. 50 seq.) I have proved the originality and unalterableness of the inborn character, from which the moral content of the course of life proceeds. It is established as a fact. But in order to understand problems in their full extent it is sometimes necessary to oppose opposites sharply to each other. In this case, then, let one recall how incredibly great is the inborn difference between man and man, in a moral and in an intellectual regard. Here nobleness and wisdom; [pg 415] there wickedness and stupidity. In one the goodness of the heart shines out of the eyes, or the stamp of genius is enthroned in his countenance. The base physiognomy of another is the impression of moral worthlessness and intellectual dulness, imprinted by the hands of nature itself, unmistakable and ineradicable; he looks as if he must be ashamed of existence. But to this outward appearance the inner being really corresponds. We cannot possibly assume that such differences, which transform the whole being of the man, and which nothing can abolish, which, further, in conflict with his circumstances, determine his course of life, could exist without guilt or merit on the part of those affected by them, and be merely the work of chance. Even from this it is evident that the man must be in a certain sense his own work. But now, on the other hand, we can show the source of these differences empirically in the nature of the parents; and besides this, the meeting and connection of these parents has clearly been the work of the most accidental circumstances. By such considerations, then, we are forcibly directed to the distinction between the phenomenon and the true being of things, which alone can contain the solution of that problem. The thing in itself only reveals itself by means of the forms of the phenomenon; therefore what proceeds from the thing in itself must yet appear in those forms, thus also in the bonds of causality. Accordingly it will present itself to us here as a mysterious and incomprehensible guidance of things, of which the external empirical connection would be the mere tool. Yet all that happens appears in this empirical connection introduced by causes, thus necessarily and determined from without, while its true ground lies in the inner nature of what thus manifests itself. Certainly we can here see the solution of the problem only from afar, and when we reflect upon it we fall into an abyss of thought—as Hamlet very truly says, “thoughts beyond the reaches of our souls.” In my essay in the first volume of the [pg 416] Parerga “On the Appearance of Intention in the Fate of Individuals” I have set forth my thoughts upon this mysterious guidance of things, a guidance which indeed can only be conceived symbolically.
In my award-winning essay on free will (p. 50 seq.), I've demonstrated the uniqueness and permanence of our inherent character, from which the moral essence of life flows. This is an established fact. However, to fully grasp complex problems, it's sometimes necessary to sharply contrast opposing viewpoints. In this case, remember how vast the natural differences are between individuals, both morally and intellectually. Here we see nobility and wisdom; there we find wickedness and ignorance. In one person, the goodness of the heart shines through their eyes, or the mark of genius is apparent on their face. In another, a base appearance conveys moral worthlessness and dull intellect, stamped by nature herself, unmistakable and unchangeable; they seem as if they should be ashamed to exist. Yet this outward appearance truly reflects the inner nature. We can't just assume that these differences, which transform a person’s entire being and can’t be erased, emerge without some sense of guilt or merit from those they affect, as if they were merely random happenstance. Even from this, it’s clear that individuals must, in some sense, create themselves. On the other hand, we can empirically trace the origins of these differences back to the nature of the parents, and the meeting and relationship of these parents clearly stem from chance circumstances. Such reflections force us to distinguish between the appearance and the true nature of things, which alone can hold the key to solving this problem. The essence of things reveals itself only through its manifestations; thus, what arises from the essence must also present itself in these forms, including the connections of cause and effect. Accordingly, it presents itself to us as a mysterious and incomprehensible guidance of events, with the external, observable connections acting merely as tools. Everything that happens does so within this empirical framework introduced by causes, appearing necessary and determined from the outside, while its true foundation lies in the inner nature of the manifestation. Certainly, we can only perceive the solution to the problem from a distance, and upon reflection, we plunge into a deep sea of thought—as Hamlet aptly puts it, “thoughts that go beyond the limits of our souls.” In my essay in the first volume of the [pg 416] Parerga "On the Manifestation of Intent in the Destiny of Individuals," I've expressed my thoughts on this mysterious guidance of events, which can only be understood symbolically.
In § 14 of my prize essay on the foundation of morals there will be found an exposition of egoism, as regards its nature; and the following attempt to discover its root may be looked upon as supplementary to that paragraph. Nature itself contradicts itself directly, according as it speaks from the individual or the universal, from within or from without, from the centre or the periphery. It has its centre in every individual; for each individual is the whole will to live. Therefore, even if this individual is only an insect or a worm, nature itself speaks out of it thus: “I alone am all in all: in my maintenance everything is involved; the rest may perish, it is really nothing.” So speaks nature from the particular standpoint, thus from the point of view of self-consciousness, and upon this depends the egoism of every living thing. On the other hand, from the universal point of view,—which is that of the consciousness of other things, that of objective knowledge, which for the moment looks away from the individual with whom the knowledge is connected,—from without then, from the periphery nature speaks thus: “The individual is nothing, and less than nothing. I destroy millions of individuals every day, for sport and pastime: I abandon their fate to the most capricious and wilful of my children, chance, who harasses them at pleasure. I produce millions of new individuals every day, without any diminution of my productive power; just as little as the power of a mirror is exhausted by the number of reflections of the sun, which it casts on the wall one after another. The individual is nothing.” Only he who knows how to really reconcile and eliminate this patent contradiction of nature has a true answer to the question as to the perishableness and imperishableness of his own self. I believe I have given, in the first four [pg 417] chapters of this fourth book of the supplements, an adequate introduction to such knowledge. What is said above may further be illustrated in the following manner. Every individual, when he looks within, recognises in his nature, which is his will, the thing in itself, therefore that which everywhere alone is real. Accordingly he conceives himself as the kernel and centre of the world, and regards himself as of infinite importance. If, on the other hand, he looks without, then he is in the province of the idea the mere phenomenon, where he sees himself as an individual among an infinite number of other individuals, accordingly as something very insignificant, nay, vanishing altogether. Consequently every individual, even the most insignificant, every I, when regarded from within, is all in all; regarded from without, on the other hand, he is nothing, or at least as good as nothing. Hence upon this depends the great difference between what each one necessarily is in his own eyes and what he is in the eyes of others, consequently the egoism with which every one reproaches every one else.
In § 14 of my prize essay on the foundation of morals, there’s a discussion of egoism in terms of its nature, and the following exploration of its origins can be seen as a supplement to that paragraph. Nature itself contradicts itself directly, depending on whether it speaks from the individual perspective or the universal one, from the inside or the outside, from the center or the periphery. It has its center in every individual; each individual embodies the entire will to live. So, even if this individual is just an insect or a worm, nature speaks through it like this: “I am everything: my existence is essential; everything else can disappear; it doesn’t matter.” This is how nature expresses itself from the specific standpoint, reflecting self-consciousness, and this is what underpins the egoism of all living things. Conversely, from the global perspective—which involves an awareness of other matters and objective knowledge that momentarily shifts focus away from the individual—nature speaks from the outside, from the periphery, saying: "The individual is insignificant, even less than that. I eliminate millions of individuals every day for my own amusement: I leave their destinies to the most unpredictable and random of my children, chance, who play with them however they want. I produce millions of new individuals daily without any decrease in my creative ability; just like a mirror’s power isn't reduced by reflecting the sun’s rays onto the wall one after another. The individual is nothing." Only those who can truly reconcile and resolve this evident contradiction in nature have a real answer to the question of the perishability and imperishability of their own self. I believe I have provided an adequate introduction to this understanding in the first four [pg 417] chapters of this fourth book of the supplements. What’s been said above can further be illustrated in the following way. Every individual, when they look within, recognizes their nature, which is their will, as the essence itself, therefore the only thing that is truly real. As a result, they see themselves as the core and center of the world and consider themselves to be of infinite importance. However, when they look outward, they encounter the idea of mere phenomena, recognizing themselves as just one individual among countless others, thereby feeling very insignificant, even as if they might completely disappear. Consequently, every individual, even the least significant one, every "I," when viewed from within, is everything; but when viewed from outside, they are nothing, or at least virtually nothing. Thus, this creates the significant difference between how each person inevitably sees themselves and how they appear to others, which contributes to the egoism everyone criticizes in one another.
In consequence of this egoism our fundamental error of all is this, that with reference to each other we are reciprocally not I. On the other hand, to be just, noble, and benevolent is nothing else than to translate my metaphysics into actions. To say that time and space are mere forms of our knowledge, not conditions of things in themselves, is the same as to say that the doctrine of metempsychosis, “Thou shalt one day be born as him whom thou now injurest, and in thy turn shalt suffer like injury,” is identical with the formula of the Brahmans, which has frequently been mentioned, Tat twam asi, “This thou art.” All true virtue proceeds from the immediate and intuitive knowledge of the metaphysical identity of all beings, which I have frequently shown, especially in § 22 of my prize essay on the foundation of morals. But just on this account it is not the result of a special pre-eminence of intellect; on the contrary, even the weakest intellect is sufficient to see through the principium individuationis, [pg 418] which is what is required in this matter. Accordingly we may find the most excellent character even in the case of a very weak understanding. And further, the excitement of our sympathy is accompanied by no exertion of our intellect. It rather appears that the requisite penetration of the principium individuationis would be present in every one if it were not that the will opposes this, and by virtue of its immediate mysterious and despotic influence upon the intellect generally prevents it from arising; so that ultimately all guilt falls back upon the will, as indeed is in conformity with the fact.
As a result of this selfishness, our main mistake is that, in relation to one another, we do not see each other as individuals. On the flip side, to be fair, noble, and kind is simply to put my philosophical beliefs into action. When we say that time and space are just ways we understand the world, not the way things are in reality, it’s the same as saying the belief in reincarnation, "You will one day be born as the person you are hurting now, and in return, you will experience a similar pain." is the same as the Brahman formula that has been mentioned often, You are that, “You're that.” All genuine virtue comes from an immediate and intuitive understanding of the metaphysical oneness of all beings, which I have frequently demonstrated, especially in § 22 of my prize essay on the basis of morality. However, this doesn’t stem from a special superiority of intellect; in fact, even the most limited intellect can perceive the principle of individuation, [pg 418] which is what is needed here. Therefore, we can find exceptional character in someone with a very weak understanding. Additionally, the stirrings of our empathy don’t require much intellectual effort. It seems that everyone could grasp the principle of individuation if it weren't for the gonna opposing it. This will, with its immediate, mysterious, and dominating influence on the intellect, generally prevents this understanding from developing; ultimately, all blame rests on the gonna, as is indeed the case.
The doctrine of metempsychosis, touched on above, deviates from the truth merely through the circumstance that it transfers to the future what already is now. It makes my true inner nature exist in others only after my death, while, according to the truth, it already lives in them now, and death merely removes the illusion on account of which I am not aware of this; just as an innumerable host of stars constantly shine above our heads, but only become visible to us when the one sun near the earth has set. From this point of view my individual existence, however much, like that sun, it may outshine everything, appears ultimately only as a hindrance which stands between me and the knowledge of the true extent of my being. And because every individual, in his knowledge, is subject to this hindrance, it is just individuation that keeps the will to live in error as to its own nature; it is the Mâyâ of Brahmanism. Death is a refutation of this error, and abolishes it. I believe that at the moment of death we become conscious that it is a mere illusion that has limited our existence to our person. Indeed empirical traces of this may be found in several states which are related to death by the abolition of the concentration of consciousness in the brain, among which the magnetic sleep is the most prominent; for in it, if it reaches a high degree, our existence shows itself through various symptoms, beyond our persons and [pg 419] in other beings, most strikingly by direct participation in the thoughts of another individual, and ultimately even by the power of knowing the absent, the distant, and even the future, thus by a kind of omnipresence.
The idea of metempsychosis, mentioned earlier, strays from the truth simply because it projects into the future what already exists now. It suggests that my true inner self only exists in others after I die, while in reality, it already exists in them now, and death only removes the illusion that keeps me from realizing this; just like countless stars shine above us but only become visible when the sun, which is close to the earth, has set. From this perspective, my individual existence, no matter how much it may shine like the sun, ultimately appears to be an obstacle that separates me from understanding the true extent of my being. Since every individual faces this obstacle in their awareness, it is this individualization that keeps the will to live confused about its own nature; it is the Mâyâ of Brahmanism. Death disproves this confusion and eliminates it. I believe that at the moment of death, we become aware that the limitations on our existence to just our person are merely illusions. In fact, there are observable signs of this in several states related to death, which involve the cessation of concentrated awareness in the brain, the most notable being magnetic sleep; in this state, if it reaches a certain intensity, our existence manifests through various signs that go beyond our individual selves, particularly through direct engagement with another person's thoughts, and ultimately even by the ability to know the absent, the distant, and even the future, achieving a kind of omnipresence.
Upon this metaphysical identity of the will, as the thing in itself, in the infinite multiplicity of its phenomena, three principal phenomena depend, which may be included under the common name of sympathies: (1) sympathy proper, which, as I have shown, is the basis of justice and benevolence, caritas; (2) sexual love, with capricious selection, amor, which is the life of the species, that asserts its precedence over that of the individual; (3) magic, to which animal magnetism and sympathetic cures also belong. Accordingly sympathy may be defined as the empirical appearance of the metaphysical identity of the will, through the physical multiplicity of its phenomena, whereby a connection shows itself which is entirely different from that brought about by means of the forms of the phenomenon which we comprehend under the principle of sufficient reason.
Based on the metaphysical identity of the will, as the thing in itself, in the endless variety of its manifestations, three main phenomena arise, which can be grouped under the common term of sympathies: (1) genuine sympathy, which, as I have demonstrated, forms the foundation of justice and kindness, charity; (2) romantic love, with its whimsical choices, love, which is essential for the species, asserting its importance over that of the individual; (3) magic, which includes animal magnetism and sympathetic healing. Thus, compassion can be defined as the observable manifestation of the metaphysical identity of the will, through the physical diversity of its phenomena, revealing a connection that is completely different from that created by the forms of the phenomenon that we understand through the principle of sufficient reason.
Chapter 48.44On the Doctrine of Denying the Will to Live.
Man has his existence and being either with his will, i.e., his consent, or without this; in the latter case an existence so embittered by manifold and insupportable sufferings would be a flagrant injustice. The ancients, especially the Stoics, also the Peripatetics and Academics, strove in vain to prove that virtue sufficed to make life happy. Experience cried out loudly against it. What really lay at the foundation of the efforts of these philosophers, although they were not distinctly conscious of it, was the assumed justice of the thing; whoever was without guilt ought to be free from suffering, thus happy. But the serious and profound solution of the problem lies in the Christian doctrine that works do not justify. Accordingly a man, even if he has practised all justice and benevolence, consequently the αγαθον, honestum, is yet not, as Cicero imagines, culpa omni carens (Tusc., v. i.); but el delito mayor del hombre es haber nacido (the greatest guilt of man is that he was born), as Calderon, illuminated by Christianity, has expressed it with far profounder knowledge than these wise men. Therefore that man comes into the world already tainted with guilt can appear absurd only to him who regards him as just then having arisen out of nothing and as the work of another. In consequence of this guilt, then, which must therefore have proceeded [pg 421] from his will, man remains rightly exposed to physical and mental suffering, even if he has practised all those virtues, thus is not happy. This follows from the eternal justice of which I have spoken in § 63 of the first volume. That, however, as St. Paul (Rom. iii. 21), Augustine, and Luther teach, works cannot justify, inasmuch as we all are and remain essentially sinners, ultimately rests upon the fact that, because operari sequitur esse, if we acted as we ought, we would necessarily be as we ought. But then we would require no salvation from our present condition, which not only Christianity but also Brahmanism and Buddhism (under the name which is expressed in English by final emancipation) present as the highest goal, i.e., we would not need to become something quite different from, nay, the very opposite of what we are. Since, however, we are what we ought not to be, we also necessarily do what we ought not to do. Therefore we need a complete transformation of our mind and nature; i.e., the new birth, as the result of which salvation appears. Although the guilt lies in action, operari, yet the root of the guilt lies in our essentia et existentia, for out of these the operari necessarily proceeds, as I have shown in the prize essay on the freedom of the will. Accordingly our one true sin is really original sin. Now the Christian myth makes original sin first arise after man came into existence, and for this purpose ascribes to him, per impossibile, a free will. It does this, however, simply as myth. The inmost kernel and spirit of Christianity is identical with that of Brahmanism and Buddhism; they all teach a great guilt of the human race through its existence itself, only that Christianity does not proceed directly and frankly like these more ancient religions: thus does not make the guilt simply the result of existence itself, but makes it arise through the act of the first human pair. This was only possible under the fiction of a liberum arbitrium indifferentiæ, and only necessary on account of the Jewish fundamental dogma, in which that doctrine had [pg 422] here to be implanted. Because, according to the truth, the coming into existence of man himself is the act of his free will, and accordingly one with the fall, and therefore the original sin, of which all other sins are the result, appeared already with the essentia and existentia of man; but the fundamental dogma of Judaism did not admit of such an explanation. Thus Augustine taught, in his books De libero arbitrio, that only as Adam before the fall was man guiltless and possessed of a free will, but for ever after is involved in the necessity of sin. The law, ὁ νομος, in the Biblical sense, always demands that we shall change our doing, while our being remains unchanged. But because this is impossible, Paul says that no man is justified by the law; only the new birth in Jesus Christ, in consequence of the work of grace, on account of which a new man arises and the old man is abolished (i.e., a fundamental change of mind or conversion), can transfer us from the state of sinfulness into that of freedom and salvation. This is the Christian myth with reference to ethics. But certainly the Jewish theism, upon which it was grafted, must have received wonderful additions to adapt itself to that myth. In it the fable of the fall presented the only place for the graft of the old Indian stem. It is to be attributed just to that forcibly surmounted difficulty that the Christian mysteries have received such an extraordinary appearance, conflicting with the ordinary understanding, which makes proselytising more difficult, and on account of which, from incapacity to comprehend their profound meaning, Pelagianism, or at the present day Rationalism, rises against them, and seeks to explain them away, but thereby reduces Christianity to Judaism.
Man exists and lives either with his will, i.e. his consent, or without it; in the latter case, a life filled with countless unbearable sufferings would be a blatant injustice. Ancient philosophers, particularly the Stoics, as well as the Peripatetics and Academics, attempted in vain to prove that virtue alone could bring happiness. Experience loudly contradicted this notion. What underpinned the efforts of these philosophers, even if they weren't fully aware of it, was the belief in the supposed justice of the situation; anyone without guilt should be free from suffering and thus happy. However, a serious and profound answer to the problem lies in the Christian doctrine that deeds do not justify us. Therefore, a person, even if they have done all that is right and kind, thus embodying the αγαθον, honorable, is still not, as Cicero assumes, free from all blame (Tuscany., v. i.); rather, the greatest crime of man is having been born (the greatest fault of man is that he was born), as Calderon, inspired by Christianity, expressed with a much deeper understanding than these philosophers. Thus, the notion that a person enters the world already burdened with guilt can seem absurd only to someone who views them as having just emerged from nothing and as the product of another's creation. Because of this guilt, which must have originated [pg 421] from their will, a person rightly remains subject to physical and mental suffering, even if they have practiced all those virtues, and therefore is not happy. This conclusion stems from the everlasting justice I mentioned in § 63 of the first volume. However, as St. Paul (Rom. iii. 21), Augustine, and Luther teach, deeds cannot justify us because we are all fundamentally sinners. This ultimately hinges on the truth that if we acted as we should, we would necessarily be as we should be. But then, we wouldn't need salvation from our current state, which both Christianity and also Brahmanism and Buddhism (expressed in English as final freedom) regard as the highest aim; i.e. we wouldn’t need to become something entirely different from, or indeed, the opposite of what we are. Since we are what we should not be, we are also bound to do what we ought not to do. Consequently, we require a total transformation of our mind and nature; i.e. rebirth, from which salvation emerges. Although the guilt stems from action, operating, the root of this guilt lies in our essence and existence, for from these the operating necessarily follows, as I have outlined in the prize essay on the freedom of the will. Thus, our only true sin is really original sin. The Christian narrative makes original sin appear only after man came into being and assigns to him, impossibility, a free will. However, it does this merely as narrative. The core essence and spirit of Christianity is the same as that of Brahmanism and Buddhism; they all teach of a profound guilt of humanity stemming from its very existence, but Christianity does not approach this as directly and openly as these ancient religions: it does not position guilt merely as an outcome of existence itself but rather claims it arises through the actions of the first human couple. This was only feasible within the fabricated concept of a free will of indifference, and it was necessary due to the Jewish foundational doctrine, to which that idea had [pg 422] to be dedicated. Because, in truth, the mere existence of man is the act of his free will, and thus one with the fall and therefore original sin, from which all other sins derive, was already present with the essence and existence of man, but the fundamental dogma of Judaism did not allow for such an explanation. Thus Augustine taught in his works On free will that only as Adam, before the fall, was man innocent and possessed of free will, but from then on, he is forever caught in the necessity of sin. The law, ὁ νομος, in the Biblical context, always demands that we change our actions while our being remains unchanged. But since this is impossible, Paul states that no one is justified by the law; only the new birth in Jesus Christ, arising from grace, leads to the emergence of a new man, and the old man is abolished (i.e. a fundamental change of mind or conversion), can move us from a state of sin to one of freedom and salvation. This is the Christian narrative concerning ethics. However, the Jewish theism onto which it was adapted must have experienced remarkable enhancements to fit this narrative. The story of the fall provided the sole opportunity for the integration of the old Indian roots. It is precisely due to overcoming this challenge that Christian mysteries have taken on such an extraordinary character, conflicting with common understanding, which complicates the process of conversion and, due to the inability to grasp their deep meaning, leads to resistance from Pelagianism, or today’s Rationalism, which attempts to dismiss them while ultimately reducing Christianity to Judaism.
But to speak without myth: so long as our will is the same, our world can be no other than it is. It is true all wish to be delivered from the state of suffering and death; they would like, as it is expressed, to attain to eternal blessedness, to enter the kingdom of heaven, only [pg 423] not upon their own feet; they would like to be carried there by the course of nature. That, however, is impossible. Therefore nature will never let us fall and become nothing; but yet it can lead us nowhere but always again into nature. Yet how questionable a thing it is to exist as a part of nature every one experiences in his own life and death. Accordingly existence is certainly to be regarded as an erring, to return from which is salvation: it also bears this character throughout. It is therefore conceived in this manner by the ancient Samana religions, and also, although indirectly, by real and original Christianity. Even Judaism itself contains at least in the fall (this its redeeming feature) the germ of such a view. Only Greek paganism and Islamism are entirely optimistic: therefore in the former the opposite tendency had to find expression at least in tragedy; but in Islamism, which is the worst, as it is the most modern, of all religions, it appeared as Sufism, that very beautiful phenomenon, which is completely of Indian spirit and origin, and has now continued for upwards of a thousand years. Nothing can, in fact, be given as the end of our existence but the knowledge that we had better not be. This, however, is the most important of all truths, which must therefore be expressed, however great the contrast in which it stands with the European manner of thought of the present day. On the other hand, in the whole of non-Mohammedan Asia it is the most universally recognised fundamental truth, to-day as much as three thousand years ago.
But to speak plainly: as long as our will remains the same, our world can only be what it is. It’s true that everyone wants to escape suffering and death; they would like, as it’s often said, to achieve eternal happiness, to enter heaven, but not on their own terms; they’d prefer to be taken there by the natural course of events. However, that’s impossible. Nature will never let us fall into nothingness; yet it can only lead us back into nature. Still, the struggle of existing as part of nature is something everyone feels in their own life and death. Thus, existence should definitely be seen as a mistake from which salvation is a return: it has this character throughout. This is how it is understood by the ancient Samana religions, and also, albeit indirectly, by authentic and original Christianity. Even Judaism contains, at least in the concept of the fall (which is its redeeming aspect), the seed of this viewpoint. Only Greek paganism and Islam are entirely optimistic: therefore, in the former, the opposing tendency had to find expression at least in tragedy; but in Islam, which is the worst and most modern of all religions, it emerged as Sufism, a beautiful phenomenon that is entirely rooted in Indian spirit and origin, and has continued for over a thousand years. In fact, nothing can truly be seen as the end of our existence except the realization that it might be better if we didn’t exist. This is the most significant truth of all, which must therefore be articulated, no matter how starkly it contrasts with contemporary European thought. Conversely, in all of non-Mohammedan Asia, it is the most universally acknowledged fundamental truth, just as it was three thousand years ago.
If now we consider the will to live as a whole and objectively, we have, in accordance with what has been said, to think of it as involved in an illusion, to escape from which, thus to deny its whole existing endeavour, is what all religions denote by self-renunciation, abnegatio sui ipsius; for the true self is the will to live. The moral virtues, thus justice and benevolence, since if they are pure they spring, as I have shown, from the fact that [pg 424] the will to live, seeing through the principium individuationis, recognises itself in all its manifestations, are accordingly primarily a sign, a symptom, that the self-manifesting will is no longer firmly held in that illusion, but the disillusion already begins to take place; so that one might metaphorically say it already flaps its wings to fly away from it. Conversely, injustice, wickedness, cruelty are signs of the opposite, thus of the deep entanglement in that illusion. Secondly, however, these virtues are a means of advancing self-renunciation, and accordingly the denial of the will to live. For true integrity, inviolable justice, this first and most important of cardinal virtues, is so hard a task that whoever professes it unconditionally and from the bottom of his heart has to make sacrifices that soon deprive life of the sweetness which is demanded to make it enjoyable, and thereby turn away the will from it, thus lead to resignation. Yet just what makes integrity honourable is the sacrifices which it costs; in trifles it is not admired. Its nature really consists in this, that the just man does not throw upon others, by craft or force, the burdens and sorrows which life brings with it, as the unjust man does, but bears himself what falls to his lot; and thus he has to bear the full burden of the evil imposed upon human life, undiminished. Justice thereby becomes a means of advancing the denial of the will to live, for want and suffering, those true conditions of human life, are its consequence, and these lead to resignation. Still more quickly does the virtue of benevolence, caritas, which goes further, lead to the same result; for on account of it one takes over even the sufferings which originally fell to the lot of others, therefore appropriates to oneself a larger share of these than in the course of things would come to the particular individual. He who is inspired with this virtue has recognised his own being in all others. And thereby he identifies his own lot with that of humanity in general; but this is a hard lot, that of care, suffering, and death. Whoever, then, [pg 425] by renouncing every accidental advantage, desires for himself no other lot than that of humanity in general cannot desire even this long. The clinging to life and its pleasures must now soon yield, and give place to a universal renunciation; consequently the denial of the will will take place. Since now, in accordance with this, poverty, privation, and special sufferings of many kinds are introduced simply by the perfect exercise of the moral virtues, asceticism in the narrowest sense, thus the surrender of all possessions, the intentional seeking out of what is disagreeable and repulsive, self-mortification, fasts, the hair shirt, and the scourge—all this is rejected by many, and perhaps rightly, as superfluous. Justice itself is the hair shirt that constantly harasses its owner and the charity that gives away what is needed, provides constant fasts.45 Just on this account Buddhism is free from all strict and excessive asceticism, which plays a large part in Brahmanism, thus from intentional self-mortification. It rests satisfied with the celibacy, voluntary poverty, humility, and obedience of the monks, with abstention from animal food, as also from all worldliness. Since, further, the goal to which the moral virtues lead is that which is here pointed out, the Vedanta philosophy46 rightly says that after the entrance of true knowledge, with entire resignation in its train, thus the new birth, then the morality or immorality of the past life is a matter of indifference, and uses here also the saying so often quoted by the Brahmans: “Finditur nodus cordis, dissolvuntur omnes dubitationes, ejusque opera evanescunt, viso supremo illo” (Sancara, sloca 32).
If we now look at the will to live in a comprehensive and objective way, we have to understand it as being tied up in an illusion. To break free from this illusion, which means denying its whole existing drive, is what all religions refer to as self-renunciation, self-denial; because the true self is the will to live. Moral virtues like justice and kindness, when they are genuine, arise from the will to live recognizing itself in all its forms, seeing through the principle of individuation. They are primarily a sign, a symptom, that the self-manifesting will is starting to break free from the illusion, suggesting it’s ready to fly away from it. In contrast, injustice, wickedness, and cruelty signal a deep entanglement in that illusion. Moreover, these virtues help promote self-renunciation, leading to a denial of the will to live. True integrity, which is inviolable justice and the most important of moral virtues, is such a difficult task that anyone who truly embraces it has to make sacrifices that soon strip life of the pleasures necessary for enjoyment, ultimately leading to resignation. However, what makes integrity admirable is the sacrifices it requires; it is not praised in trivial matters. Its essence lies in the fact that a just person does not impose the burdens and sorrows of life on others through trickery or force, as the unjust do, but bears what comes their way; thus, they endure the full weight of the hardships inherent in human existence, without reduction. Justice then becomes a means of encouraging the denial of the will to live, as want and suffering—true aspects of human life—are a result of it, and these lead to resignation. The virtue of benevolence, charity, which goes even further, more quickly leads to the same outcome; because of this, one takes on even the suffering that originally belonged to others, thus claiming a larger share of these burdens than what life would typically assign to the individual. Someone filled with this virtue recognizes their own existence in all others. Consequently, they align their own fate with that of humanity as a whole; but this overall fate is filled with care, suffering, and death. Anyone who renounces all accidental advantages and seeks no other fate than that of humanity in general will not desire this for long. The attachment to life and its pleasures must soon give way and lead to a universal renunciation; thus, the denial of the will to live will occur. Since, according to this, poverty, deprivation, and specific kinds of suffering are introduced simply by fully practicing moral virtues, asceticism in the strictest sense—surrendering all possessions, intentionally seeking out what is uncomfortable and unpleasant, self-mortification, fasting, wearing a hair shirt, and using a scourge—are often dismissed by many as unnecessary. Justice itself is like a hair shirt that continually torments its wearer, and the charity that gives away what is essential causes ongoing fasting. 45 For this reason, Buddhism is free from all stringent and excessive asceticism, which is prominent in Brahmanism, including intentional self-mortification. It is content with the celibacy, voluntary poverty, humility, and obedience of its monks, along with abstaining from animal products as well as all worldly pleasures. Furthermore, since the ultimate goal of the moral virtues leads to the state pointed out here, the Vedanta philosophy 46 rightly states that after the arrival of true knowledge, which brings complete resignation, the morality or immorality of past lives becomes irrelevant. It also refers to the frequently quoted saying of the Brahmans: "Finditur nodus cordis, all doubts disappear, and his works vanish when that ultimate one is seen." (Sancara, location 32).
Now, however objectionable this view may be to many, to whom a reward in heaven or a punishment in hell is a much more satisfactory explanation of the ethical significance of human action, just as the good Windischmann rejects that doctrine, while he expounds it, yet whoever is able to go to the bottom of the matter will find that in the end it agrees with that Christian doctrine especially urged by Luther, that it is not works but only the faith which enters through the work of grace, that saves us, and that therefore we can never be justified by our deeds, but can only obtain the forgiveness of our sins through the merits of the Mediator. It is indeed easy to see that without such assumptions Christianity would have to teach infinite punishment for all, and Brahmanism endless re-births for all, thus no salvation would be reached by either. The sinful works and their consequences must be annulled and annihilated, whether by extraneous pardon or by the entrance of a better knowledge; otherwise the world could hope for no salvation; afterwards, however, they become a matter of indifference. This is also the μετανοια και αφεσις ἁμαρτιων, the announcement of which the risen Christ exclusively imposes upon His Apostles as the sum of their mission (Luke xxiv. 47). The moral virtues are really not the ultimate end, but only a step towards it. This step is signified in the Christian myth by the eating of the tree of the knowledge of good and evil, with which moral responsibility enters, together with original sin. The latter itself is in truth the assertion of the will to live: the denial of the will to live, in consequence of the appearance of a better knowledge, is, on the other hand, salvation. Between these two, then, lies the sphere of morality; it accompanies man as a light upon his path from the assertion to the denial of the will, or, mythically, from original sin to salvation through faith in the mediation of the incarnate God (Avatar); or, according to the teaching of the Vedas, through all re-births, which are the consequence of the works in each case, until right knowledge [pg 427] appears, and with it salvation (final emancipation), Mokscha, i.e., reunion with Brahma. The Buddhists, however, with perfect honesty, only indicate the matter negatively, by Nirvana, which is the negation of this world, or of Sansara. If Nirvana is defined as nothing, this only means that the Sansara contains no single element which could assist the definition or construction of Nirvana. Just on this account the Jainas, who differ from the Buddhists only in name, call the Brahmans who believe in the Vedas Sabdapramans, a nickname which is meant to signify that they believe upon hearsay what cannot be known or proved (“Asiat. Researches,” vol. vi. P. 474).
Now, no matter how objectionable this view may be to many, for whom a reward in heaven or a punishment in hell is a much more satisfying explanation of the ethical importance of human actions, just as the good Windischmann dismisses that doctrine while explaining it, anyone who digs deeper will find that, in the end, it aligns with the Christian doctrine especially emphasized by Luther—that it is not our actions but only the faith we have through grace that saves us. Therefore, we can never be justified by our deeds but can only receive forgiveness for our sins through the merits of the Mediator. It’s quite clear that without such beliefs, Christianity would have to teach infinite punishment for everyone, while Brahmanism would lead to endless rebirths for all, meaning no salvation could be achieved in either case. The sinful actions and their consequences must be forgiven or eliminated, whether through external pardon or by gaining a better understanding; otherwise, the world could hope for no salvation. However, afterwards, they become irrelevant. This is also the μετανοια και αφεσις ἁμαρτιων, the message that the risen Christ specifically gives to His Apostles as the essence of their mission (Luke xxiv. 47). Moral virtues are not the ultimate goal; they are merely a step toward it. This step is symbolized in the Christian narrative by eating from the tree of the knowledge of good and evil, which brings about moral responsibility alongside original sin. The latter is essentially the affirmation of the will to live; the renunciation of the will to live, due to the emergence of a better understanding, is, conversely, salvation. Between these two lies the realm of morality; it guides humanity like a light on the journey from asserting to denying the will, or, mythically, from original sin to salvation through faith in the incarnate God (Avatar); or, following Vedic teachings, through all rebirths that result from individual actions, until right knowledge [pg 427] appears, bringing salvation (final emancipation), Mokscha, i.e., reconnection with Brahma. The Buddhists, however, honestly denote this concept negatively as Nirvana, which signifies the negation of this world, or of Sansara. If Nirvana is defined as nothingness, it simply indicates that Sansara contains no single element that could help define or construct Nirvana. For this reason, the Jainas, who differ from Buddhists only in name, refer to the Brahmans who believe in the Vedas as Sabdapramans, a term that suggests they believe based on hearsay what cannot be known or proven (“Asiat. Studies,” vol. vi. P. 474).
When certain ancient philosophers, such as Orpheus, the Pythagoreans, and Plato (e.g., in the “Phædo,” pp. 151, 183 seq., Bip.; and see Clem. Alex. strom., iii. p. 400 seq.), just like the Apostle Paul, lament the union of soul and body, and desire to be freed from it, we understand the real and true meaning of this complaint, since we have recognised, in the second book, that the body is the will itself, objectively perceived as a phenomenon in space.
When certain ancient philosophers, like Orpheus, the Pythagoreans, and Plato (e.g., in the “Phædo,” pp. 151, 183 seq., Bip.; and see Clem. Alex. strom., iii. p. 400 seq.), much like the Apostle Paul, express their sadness about the union of soul and body and wish to be free from it, we grasp the true meaning of this complaint. This understanding comes from recognizing, in the second book, that the body is the will itself, seen objectively as a phenomenon in space.
In the hour of death it is decided whether the man returns into the womb of nature or belongs no more to nature at all, but —— —— ——: for this opposite we lack image, conception, and word, just because these are all taken from the objectification of the will, therefore belong to this, and consequently can in no way express the absolute opposite of it, which accordingly remains for us a mere negation. However, the death of the individual is in each case the unweariedly repeated question of nature to the will to live, “Hast thou enough? Wilt thou escape from me?” In order that it may occur often enough, the individual life is so short. In this spirit are conceived the ceremonies, prayers, and exhortations of the Brahmans at the time of death, as we find them preserved in the Upanischad in several places; and so also are the Christian provisions for the suitable employment of the [pg 428] hour of death by means of exhortation, confession, communion, and extreme unction: hence also the Christian prayers for deliverance from sudden death. That at the present day it is just this that many desire only proves that they no longer stand at the Christian point of view, which is that of the denial of the will to live, but at that of its assertion, which is the heathen point of view.
In the hour of death, it’s determined whether a person returns to the womb of nature or is no longer part of nature at all, but —— —— ——: for this opposite, we lack an image, a concept, and a word, simply because these concepts come from the objectification of the will. Therefore, they belong to this realm and cannot express the absolute opposite of it, which remains a mere negation for us. However, the death of an individual repeatedly poses the question from nature to the will to live: "Do you have enough? Do you want to get away from me?" To ensure this happens often enough, individual life is kept very short. This understanding forms the basis for the ceremonies, prayers, and calls to action of the Brahmans at the time of death, as preserved in several places in the Upanishads. Similarly, the Christian practices for the proper conduct of the [pg 428] hour of death involve exhortation, confession, communion, and extreme unction; hence, the Christian prayers for protection from sudden death. That many people today desire just this shows they no longer hold the Christian perspective, which is about denying the will to live, but rather embrace the perspective of its affirmation, which aligns more with pagan views.
But he will fear least to become nothing in death who has recognised that he is already nothing now, and who consequently no longer takes any share in his individual phenomenon, because in him knowledge has, as it were, burnt up and consumed the will, so that no will, thus no desire for individual existence, remains in him any more.
But he will be less afraid of becoming nothing in death if he realizes that he is already nothing now, and as a result, he no longer engages in his individual existence, because in him, knowledge has, in a sense, burned up and consumed the will, leaving him with no will and, therefore, no desire for individual existence.
Individuality inheres indeed primarily in the intellect; and the intellect, reflecting the phenomenon, belongs to the phenomenon, which has the principium individuationis as its form. But it inheres also in the will, inasmuch as the character is individual: yet the character itself is abolished in the denial of the will. Thus individuality inheres in the will only in its assertion, not in its denial. Even the holiness which is connected with every purely moral action depends upon the fact that such an action ultimately springs from the immediate knowledge of the numerical identity of the inner nature of all living things.47 But this identity only really exists in the condition of the denial of the will (Nirvana), for the assertion of the will (Sansara) has for its form the phenomenal appearance of it in multiplicity. Assertion of the will to live, the phenomenal world, the diversity of all beings, individuality, egoism, hatred, wickedness, all spring from one root; and so also, on the other hand, do the world as thing in itself, the identity of all beings, justice, benevolence, the denial of the will to live. If now, as I have sufficiently proved, even the moral virtues spring from the consciousness of that identity of all beings, but this lies, not in the phenomenon, but only in the thing in itself, in [pg 429] the root of all beings, the moral action is a momentary passing through the point, the permanent return to which is the denial of the will to live.
Individuality primarily resides in the intellect; and the intellect, which reflects the phenomenon, belongs to the phenomenon that has the the principle of individuation as its form. However, individuality also exists in the will, as the character is individual: yet the character itself disappears with the denial of the will. Thus, individuality exists in the will only when it is asserted, not when it is denied. Even the holiness connected with every purely moral action relies on the fact that such action ultimately comes from the immediate understanding of the numerical identity of the inner nature of all living things.47 But this identity truly exists only in the state of the denial of the will (Nirvana), because the assertion of the will (Sansara) manifests as a diverse phenomenon. The assertion of the will to live, the phenomenal world, the diversity of all beings, individuality, egoism, hatred, and wickedness all stem from one root; similarly, the world as a thing in itself, the identity of all beings, justice, benevolence, and the denial of the will to live also arise from that same root. If I have adequately shown that even moral virtues arise from the awareness of that identity of all beings, but this lies not in the phenomenon, but solely in the thing in itself, in [pg 429] the root of all beings, then moral action is just a brief passage through that point, the permanent return to which is the denial of the will to live.
It follows, as a deduction from what has been said, that we have no ground to assume that there are more perfect intelligences than that of human beings. For we see that even this degree of intelligence is sufficient to impart to the will that knowledge in consequence of which it denies and abolishes itself, upon which the individuality, and consequently the intelligence, which is merely a tool of individual, and therefore animal nature, perish. This will appear to us less open to objection if we consider that we cannot conceive even the most perfect intelligences possible, which for this end we may experimentally assume, existing through an endless time, which would be much too poor to afford them constantly new objects worthy of them. Because the nature of all things is at bottom one, all knowledge of them is necessarily tautological. If now this nature once becomes comprehended, as by those most perfect intelligences it soon would be comprehended, what would then remain but the wearisomeness of mere repetition through an infinite time? Thus from this side also we are pointed to the fact that the end of all intelligence can only be reaction upon the will; since, however, all willing is an error, it remains the last work of intelligence to abolish the willing, whose ends it had hitherto served. Accordingly even the most perfect intelligence possible can only be a transition step to that to which no knowledge can ever extend: indeed such an intelligence can, in the nature of things, only assume the position of the moment of the attainment of perfect insight.
It follows, as a deduction from what has been said, that we have no reason to believe there are more advanced intelligences than human beings. Even this level of intelligence is enough to lead the will to knowledge that causes it to deny and abolish itself, which results in the loss of individuality and, consequently, intelligence—merely a tool of individual, and therefore animal, nature. This will seem less questionable when we consider that we can’t even imagine the most perfect possible intelligences existing for an infinite amount of time, as that would be too limited to provide them continuously with new, worthy objects of interest. Since the nature of all things is fundamentally one, all knowledge about them is necessarily repetitive. Once this nature is understood, as it soon would be by these perfect intelligences, what would remain but the boredom of mere repetition over infinite time? Thus, from this perspective, we see that the ultimate goal of all intelligence can only be to respond to the will; however, since all willing is an error, the final task of intelligence is to eliminate the will that it has previously served. Therefore, even the most perfect possible intelligence can only be a bridge to that which knowledge can never reach: indeed, such intelligence can only represent the moment of achieving perfect insight.
In agreement with all these considerations, and also with what is proved in the second book as to the origin of knowledge in the will, the assertion of which it reflects in fulfilling the sole function of knowledge, that of being serviceable to the ends of the will, while true salvation [pg 430] lies in its denial, we see all religions at their highest point pass over into mysticism and mysteries, i.e., into darkness and veiled obscurity, which for knowledge signify merely an empty spot, the point where knowledge necessarily ceases; therefore for thought this can only be expressed by negations, but for sense perception it is indicated by symbolical signs; in temples by dim light and silence; in Brahmanism indeed by the required suspension of all thought and perception for the sake of sinking oneself profoundly in the grounds of one's own being, mentally pronouncing the mysterious Oum.48 Mysticism in the widest sense is every guidance to the immediate consciousness of that to which neither perception nor conception, thus in general no knowledge extends. The mystic is thus opposed to the philosopher by the fact that he begins from within, while the philosopher begins from without. The mystic starts from his inner, positive, individual experience, in which he finds himself to be the eternal and only being, &c. But nothing of this is communicable except the assertions which one has to accept upon his word; consequently he cannot convince. The philosopher, on the other hand, starts from what is common to all, from the objective phenomenon which lies before all, and from the facts of consciousness as they are present in all. His method is therefore reflection upon all [pg 431] this, and combination of the data given in it: accordingly he can convince. He ought therefore to beware of falling into the way of the mystics, and, for example, by the assertion of intellectual intuitions or pretended immediate apprehensions of the reason, to seek to make a vain show of positive knowledge of that which is for ever inaccessible to all knowledge, or at the most can be indicated by means of a negation. The value and worth of philosophy lies in the fact that it rejects all assumptions which cannot be established, and takes as its data only what can be certainly proved in the world given in external perception, in the forms of apprehension of this world, which are constitutive of our intellect, and in the consciousness of one's own self which is common to all. Therefore it must remain cosmology, and cannot become theology. Its theme must limit itself to the world; to express in all aspects what this is, what it is in its inmost nature, is all that it can honestly achieve. Now it answers to this that my system when it reaches its highest point assumes a negative character, thus ends with a negation. It can here speak only of what is denied, given up: but what is thereby won, what is laid hold of, it is obliged (at the conclusion of the fourth book) to denote as nothing, and can only add the consolation that it is merely a relative, not an absolute nothing. For if something is none of all the things which we know, it is certainly for us, speaking generally, nothing. But it does not yet follow from this that it is absolutely nothing, that from every possible point of view and in every possible sense it must be nothing, but only that we are limited to a completely negative knowledge of it, which may very well lie in the limitation of our point of view. Now it is just here that the mystic proceeds positively, and therefore it is just from this point that nothing but mysticism remains. However, any one who wishes this kind of supplement to the negative knowledge to which alone philosophy can guide him will find it in its most beautiful and richest form [pg 432] in the Oupnekhat, then also in the Enneads of Plotinus, in Scotus Erigena, in passages of Jakob Böhm, but especially in the marvellous work of Madame de Guion, Les Torrens, and in Angelus Silesius; finally also in the poems of the Sufis, of which Tholuk has given us a collection translated into Latin, and another translated into German, and in many other works. The Sufis are the Gnostics of Islam. Hence Sadi denotes them by a word which may be translated “full of insight.” Theism, calculated with reference to the capacity of the multitude, places the source of existence without us, as an object. All mysticism, and so also Sufism, according to the various degrees of its initiation, draws it gradually back within us, as the subject, and the adept recognises at last with wonder and delight that he is it himself. This procedure, common to all mysticism, we find not only expressed by Meister Eckhard, the father of German mysticism, in the form of a precept for the perfect ascetic, “that he seek not God outside himself” (Eckhard's works, edited by Pfeiffer, vol. i. p. 626), but also very naïvely exhibited by Eckhard's spiritual daughter, who sought him out, when she had experienced that conversion in herself, to cry out joyfully to him, “Sir, rejoice with me, I have become God” (loc. cit., p. 465). The mysticism of the Sufis also expresses itself throughout precisely in accordance with this spirit, principally as a revelling in the consciousness that one is oneself the kernel of the world and the source of all existence, to which all returns. Certainly there also often appears the call to surrender all volition as the only way in which deliverance from individual existence and its suffering is possible, yet subordinated and required as something easy. In the mysticism of the Hindus, on the other hand, the latter side comes out much more strongly, and in Christian mysticism it is quite predominant, so that pantheistic consciousness, which is essential to all mysticism, here only appears in a secondary manner, in consequence of the surrender of all volition, as union with [pg 433] God. Corresponding to this difference of the conception, Mohammedan mysticism has a very serene character, Christian mysticism a gloomy and melancholy character, while that of the Hindus, standing above both, in this respect also holds the mean.
In line with all these considerations, and aligning with what is demonstrated in the second book regarding the origin of knowledge in the will, the claim reflects in fulfilling the sole function of knowledge, which is to serve the purposes of the will. True salvation [pg 430] is found in its denial. At their peak, we see all religions transition into mysticism and mysteries, i.e., into darkness and veiled obscurity, which, for knowledge, merely indicates an empty space—the point where knowledge inevitably ends. Therefore, for thought, this can only be expressed through negations, while for sensory perception, it is represented by symbolic signs: in temples, through dim lighting and silence; in Brahmanism, evidenced by the necessary suspension of all thought and perception to deeply immerse oneself in one’s own being, mentally articulating the mysterious Oum. Mysticism, in the broadest sense, is any guidance toward the immediate awareness of that which neither perception nor conception—or, in general, no knowledge—can reach. The mystic contrasts with the philosopher because he starts from within, while the philosopher begins externally. The mystic draws from his inner, positive, individual experience, discovering himself as the eternal and only being, etc. Yet, nothing of this can be communicated except the assertions that need to be accepted on trust; consequently, he cannot persuade. In contrast, the philosopher starts from what is shared among all, from the objective phenomena visible to everyone and from the factual consciousness present to all. His method is, thus, reflection on all [pg 431] of this and the combination of the data it contains; hence, he can convince. Therefore, he must be cautious not to fall into the ways of the mystics, such as claiming intellectual intuitions or supposed immediate comprehensions of reason to show off a false positive knowledge of what is forever beyond reach, which can, at most, be indicated by negation. The value of philosophy lies in its ability to reject all claims that cannot be substantiated, focusing only on what can be definitively demonstrated in the world as perceived externally, in the forms of understanding of this world crucial to our intellect, and in the self-awareness common to all. Thus, it must remain cosmology and cannot evolve into theology. Its subject must be confined to the world; expressing all aspects of what this is, what it is at its core, is the extent of its honest achievement. At this highest point of my system, it takes on a negative character, thus concluding with a negation. It can only discuss what is negated, abandoned; but what is gained from this, what is grasped, it is bound (at the conclusion of the fourth book) to refer to as nothing, adding only the consolation that it is merely a relative, not an absolute nothing. For if something is none of the things we know, it is certainly, in general terms, nothing for us. However, this doesn't imply it is absolutely nothing—that from every perspective and in every sense it must be nothing—but only that we are limited to a completely negative knowledge of it, which may well stem from the limitations of our viewpoint. It is precisely here that the mystic takes a positive approach, leading to the conclusion that only mysticism remains. Anyone seeking this type of complement to the negative knowledge that philosophy can only provide will discover it in its most beautiful and rich form [pg 432] in the Oupnekhat, also in the Enneads of Plotinus, in Scotus Erigena, in passages from Jakob Böhm, but especially in the remarkable work of Madame de Guion, Les Torrens, and in Angelus Silesius; lastly, in the poems of the Sufis, of which Tholuk has provided one collection translated into Latin and another into German, alongside many other works. The Sufis are the Gnostics of Islam. Hence, Sadi refers to them with a term that can be translated as “insightful.” Theism, aimed at the capabilities of the masses, places the source of existence outside of us, as an object. All mysticism, including Sufism, gradually pulls it back within us, identifying the adept at last with wonder and joy as the source himself. This common procedure in all mysticism is not only captured by Meister Eckhard, the father of German mysticism, in a principle for the perfect ascetic—"that he shouldn't seek God outside of himself" (Eckhard's works, edited by Pfeiffer, vol. i. p. 626)—but is also expressed in a rather naïve manner by Eckhard's spiritual daughter, who sought him out after experiencing this transformation within herself to joyfully exclaim to him, “Sir, celebrate with me, I have become God.” (loc. cit., p. 465). The mysticism of the Sufis expresses itself throughout in alignment with this spirit, mainly indulging in the awareness that one is the essence of the world and the source of all existence, to which everything returns. Certainly, there is often the call to relinquish all will as the sole path to liberation from individual existence and its suffering, yet this is seen as easy and subordinated. In Hindu mysticism, however, that aspect is much more pronounced, and in Christian mysticism, it is entirely dominant, such that pantheistic awareness, which is fundamental to all mysticism, appears only secondarily due to the yielding of all will as union with [pg 433] God. Correspondingly, this difference in conception leads to Mohammedan mysticism being characterized as very serene, Christian mysticism as dark and melancholic, while that of the Hindus, surpassing both, finds a balance in this respect.
Quietism, i.e., surrender of all volition, asceticism, i.e., intentional mortification of one's own will, and mysticism, i.e., consciousness of the identity of one's own nature with that of all things or with the kernel of the world, stand in the closest connection; so that whoever professes one of them is gradually led to accept the others, even against his intention. Nothing can be more surprising than the agreement with each other of the writers who present these doctrines, notwithstanding the greatest difference of their age, country, and religion, accompanied by the firm certainty and inward confidence with which they set forth the permanence of their inner experience. They do not constitute a sect, which adheres to, defends, and propagates a favourite dogma once laid hold of; indeed the Indian, Christian, and Mohammedan mystics, quietists, and ascetics are different in every respect, except the inner significance and spirit of their teaching. A very striking example of this is afforded by the comparison of the Torrens of Madame de Guion with the teaching of the Vedas, especially with the passage in the Oupnekhat, vol. i. p. 63, which contains the content of that French work in the briefest form, but accurately and even with the same images, and yet could not possibly have been known to Madame de Guion in 1680. In the “Deutschen Theologie” (the only unmutilated edition, Stuttgart, 1851) it is said in chapters 2 and 3 that both the fall of the devil and that of Adam consisted in the fact that the one as the other ascribed to himself the I and me, the mine and to me, and on p. 89 it is said: “In true love there remains neither I nor me, mine, to me, thou, thine, and the like.” Now, corresponding to this, it is said in the “Kural,” from the Tamilian by Graul, p. 8: “The passion of the [pg 434] mine directed outwardly, and that of the I directed inwardly, cease” (cf. ver. 346). And in the “Manual of Buddhism” by Spence Hardy, p. 258, Buddha says: “My disciples reject the thoughts I am this, or this is mine.” In general, if we look away from the forms which are introduced by external circumstances and go to the bottom of the matter, we will find that Sakya Muni and Meister Eckhard teach the same; only that the former dared to express his thoughts directly, while the latter is obliged to clothe them in the garments of the Christian myth and adapt his expressions to this. He carries this, however, so far that with him the Christian myth has become little more than a symbolical language, just as the Hellenic myth became for the Neo-Platonists: he takes it throughout allegorically. In the same respect it is worth noticing that the transition of St. Francis from prosperity to the mendicant life is similar to the still greater step of Buddha Sakya Muni from prince to beggar, and that, corresponding to this, the life of St. Francis, and also the order he founded, was just a kind of Sannyasiism. Indeed it deserves to be mentioned that his relationship with the Indian spirit appears also in his great love for the brutes and frequent intercourse with them, when he always calls them his sisters and brothers; and his beautiful Cantico also bears witness to his inborn Indian spirit by the praise of the sun, the moon, the stars, the wind, the water, the fire, and the earth.49
Quietism, i.e., giving up all will, asceticism, i.e., purposely denying one's own desires, and mysticism, i.e., being aware of the connection between one's own nature and that of everything else, are closely linked; so that anyone who embraces one of them is gradually led to accept the others, even if they don’t intend to. It’s surprising how much agreement there is among the writers who present these ideas, despite the significant differences in their age, country, and religion, along with the strong conviction and inner confidence with which they express the lasting nature of their internal experiences. They don't form a group that clings to, defends, and spreads a favorite doctrine; indeed, Indian, Christian, and Muslim mystics, quietists, and ascetics differ in every way except for the core meaning and spirit of their teachings. A striking example of this is found when comparing the Torrens by Madame de Guion with the teachings of the Vedas, especially the passage in the Oupnekhat, vol. i. p. 63, which captures the essence of that French work in the briefest yet accurate form, even using the same imagery, despite Madame de Guion not being able to know it in 1680. In the “German Theology” (the only complete edition, Stuttgart, 1851), it is stated in chapters 2 and 3 that both the fall of the devil and that of Adam happened because both attributed to themselves the concepts of “I” and “me,” and “mine,” and on p. 89 it says: "In true love, there is no I or me, mine, to me, you, yours, and so on." In line with this, it is said in the "Kural," translated from Tamil by Graul, p. 8: “The passion from the [pg 434] mine focused outward, while the passion from the I focused inward, comes to an end.” (cf. ver. 346). And in the "Buddhism Handbook" by Spence Hardy, p. 258, Buddha says: "My followers reject the idea that I am this, or that this belongs to me." In general, if we set aside the forms influenced by external circumstances and get to the essence, we find that Sakya Muni and Meister Eckhart teach the same; only that the former directly expresses his thoughts, while the latter must dress them in the language of Christian myth and adapt his expressions accordingly. He takes this to such an extent that for him, the Christian myth has become little more than a symbolic language, much like how the Hellenic myth became for the Neo-Platonists: he interprets it all allegorically. It's also notable that St. Francis's shift from wealth to a life of begging is similar to the even greater transition of Buddha Sakya Muni from prince to beggar, and in this regard, St. Francis's life, as well as the order he established, was essentially a form of Sannyasiism. It’s also worth mentioning that his bond with the Indian spirit is reflected in his deep love for animals and frequent interactions with them, as he always refers to them as his sisters and brothers; and his beautiful Cantico further illustrates his inherent Indian spirit by praising the sun, moon, stars, wind, water, fire, and earth. 49
Even the Christian quietists must often have had little or no knowledge of each other; for example, Molinos and Madame de Guion of Tauler and the “Deutsche Theologie,” or Gichtel of the former. In any case, the great difference of their culture, in that some of them, like Molinos, were learned, others, like Gichtel and many more, were the reverse, has no essential influence upon their teaching. [pg 435] Their great internal agreement, along with the firmness and certainty of their utterances, proves all the more that they speak from real inward experience, from an experience which certainly is not accessible to all, but is possessed only by a few favoured individuals, and therefore has received the name of the work of grace, the reality of which, however, for the above reasons, is not to be doubted. But in order to understand all this one must read the mystics themselves, and not be contented with second-hand reports of them; for every one must himself be comprehended before one judges concerning him. Thus to become acquainted with quietism I specially recommend Meister Eckhard, the “Deutsche Theologie,” Tauler, Madame de Guion, Antoinette Bourignon, the English Bunyan, Molinos50 and Gichtel. In the same way, as practical proofs and examples of the profound seriousness of asceticism, the life of Pascal, edited by Reuchlin, together with his history of the Port-Royal, and also the Histoire de Sainte Elisabeth, par le comte de Montalembert, and La vie de Rancé, par Chateaubriand, are very well worth reading, but yet by no means exhaust all that is important in this class. Whoever has read such writings, and compared their spirit with that of ascetism and quietism as it runs through all works of Brahmanism and Buddhism, and speaks in every page, will admit that every philosophy, which must in consistency reject that whole mode of thought, which it can only do by explaining the representatives of it to be either impostors or mad-men, must just on this account necessarily be false. But all European systems, with the exception of mine, find themselves in this position. Truly it must be an extraordinary madness which, under the most widely different circumstances and persons possible, spoke with such agreement, [pg 436] and, moreover, was raised to the position of a chief doctrine of their religion, by the most ancient and numerous peoples of the earth, something like three-fourths of all the inhabitants of Asia. But no philosophy can leave the theme of quietism and asceticism undecided if the question is proposed to it; because this theme is, in its matter, identical with that of all metaphysics and ethics. Here then is a point upon which I expect and desire that every philosophy, with its optimism, should declare itself. And if, in the judgment of contemporaries, the paradoxical and unexampled agreement of my philosophy with quietism and asceticism appears as an open stumbling-block, I, on the contrary, see just in that agreement a proof of its sole correctness and truth, and also a ground of explanation of why it is ignored and kept secret by the Protestant universities.
Even the Christian quietists probably had little or no knowledge of each other; for instance, Molinos and Madame de Guion of Tauler and the “German Theology,” or Gichtel from the former. In any case, the significant difference in their backgrounds—some, like Molinos, were well-educated, while others, like Gichtel and many more, were the opposite—doesn't really affect their teachings. [pg 435] Their strong internal agreement, along with the confidence and certainty of their statements, shows even more that they come from genuine inner experience, an experience that not everyone has access to but is only held by a few privileged individuals, which is why it's referred to as the work of grace. However, for the reasons mentioned, its reality shouldn't be doubted. But to truly understand all this, one must read the mystics themselves and not just rely on second-hand accounts; everyone needs to be understood personally before being judged. To get to know quietism, I particularly recommend Meister Eckhart, the “German Theology,” Tauler, Madame de Guion, Antoinette Bourignon, the English Bunyan, Molinos50 and Gichtel. Similarly, as practical examples of the profound seriousness of asceticism, Pascal's life, edited by Reuchlin, along with his history of Port-Royal, as well as the The Story of Saint Elizabeth, by Count de Montalembert, and The Life of Rancé, by Chateaubriand, are definitely worth reading, though they don't exhaust everything significant in this category. Anyone who reads such texts and compares their spirit to that of asceticism and quietism, which runs through all Brahmanism and Buddhism, will acknowledge that any philosophy claiming to dismiss this entire mode of thought—only by labeling its representatives as either frauds or madmen—must therefore be false. Yet all European systems, except mine, find themselves in this predicament. It truly must be an extraordinary insanity that, under the most varied circumstances and among the most different people, spoke with such agreement, [pg 436] and was furthermore elevated to a key doctrine of their religion by the oldest and largest populations on Earth, comprising around three-fourths of all inhabitants of Asia. No philosophy can leave the topic of quietism and asceticism unresolved if the question arises, because this topic is fundamentally identical to that of all metaphysics and ethics. Hence, I expect and hope that every philosophy, in its optimism, will take a stance on this issue. If, in the eyes of contemporaries, the paradoxical and unprecedented agreement of my philosophy with quietism and asceticism appears to be an obvious obstacle, I, on the other hand, see that very agreement as proof of its sole correctness and truth, as well as a reason why it is ignored and kept secret by the Protestant universities.
For not only the religions of the East, but also true Christianity, has throughout that ascetic fundamental character which my philosophy explains as the denial of the will to live; although Protestantism, especially in its present form, seeks to conceal this. Yet even the open enemies of Christianity who have appeared in the most recent times have ascribed to it the doctrines of renunciation, self-denial, perfect chastity, and, in general, mortification of the will, which they quite correctly denote by the name of the “anti-cosmic tendency,” and have fully proved that such doctrines are essentially proper to original and genuine Christianity. In this they are undeniably right. But that they set up this as an evident and patent reproach to Christianity, while just here lies its profoundest truth, its high value, and its sublime character,—this shows an obscuring of the mind, which can only be explained by the fact that these men's minds, unfortunately like thousands more at the present day in Germany, are completely spoiled and distorted by the miserable Hegelism, that school of dulness, that centre of misunderstanding and ignorance, that mind-destroying, spurious wisdom, which now at last begins to [pg 437] be recognised as such, and the veneration of which will soon be left to the Danish Academy, in whose eyes even that gross charlatan is a summus philosophus, for whom it takes the field:—
For not only do the religions of the East, but also genuine Christianity, share that ascetic foundation which I interpret as the denial of the will to live; although Protestantism, especially in its current form, tries to hide this. Even the outspoken critics of Christianity in recent times have attributed to it doctrines of renunciation, self-denial, perfect chastity, and, in general, the suppression of the will, which they aptly call the “anti-cosmic tendency,” proving that such doctrines are inherent to authentic Christianity. In this regard, they are undeniably correct. However, their presentation of this as a clear and obvious criticism of Christianity, while the heart of its profound truth, value, and sublime nature lies here, indicates a lack of understanding. This can only be explained by the unfortunate fact that these individuals, much like thousands of others today in Germany, have been completely misled and distorted by the wretched Hegelian philosophy, that school of ignorance, that hub of misunderstanding, that mind-destroying, false wisdom, which is finally starting to [pg 437] be recognized for what it is, and the admiration for it will soon be left to the Danish Academy, which still regards that crude charlatan as a top philosopher, for whom it rallies.
—Rabelais.
—Rabelais.
In any case, the ascetic tendency is unmistakable in the genuine and original Christianity as it developed in the writings of the Church Fathers from its kernel in the New Testament; it is the summit towards which all strives upwards. As its chief doctrine we find the recommendation of genuine and pure celibacy (this first and most important step in the denial of the will to live), which is already expressed in the New Testament.51 Strauss also, in his “Life of Jesus” (vol i. p. 618 of the first edition), says, with reference to the recommendation of celibacy given in Matt. xix. 11 seq., “That the doctrine of Jesus may not run counter to the ideas of the present day, men have hastened to introduce surreptitiously the thought that Jesus only praised celibacy with reference to the circumstances of the time, and in order to leave the activity of the Apostles unfettered; but there is even less indication of this in the context than in the kindred passage, 1 Cor. vii. 25 seq.; but we have here again one of the places where ascetic principles, such as prevailed among the Essenes, and probably still more widely among the Jews, appear in the teaching of Jesus also.” This ascetic tendency appears more decidedly later than at the beginning, when Christianity, still seeking adherents, dared not pitch its demands too high; and by the beginning of the third century it is expressly urged. Marriage, in genuine Christianity, is merely a compromise with the sinful nature of man, as a concession, something allowed to those who lack [pg 438] strength to aspire to the highest, an expedient to avoid greater evil: in this sense it receives the sanction of the Church in order that the bond may be indissoluble. But celibacy and virginity are set up as the higher consecration of Christianity through which one enters the ranks of the elect. Through these alone does one attain the victor's crown, which even at the present day is signified by the wreath upon the coffin of the unmarried, and also by that which the bride lays aside on the day of her marriage.
In any case, the ascetic inclination is clear in the genuine and original Christianity as it evolved in the writings of the Church Fathers from its core in the New Testament; it is the peak towards which all aspire. The main doctrine we find is the encouragement of true and pure celibacy (this first and most essential step in denying the will to live), which is already represented in the New Testament.51 Strauss also, in his "Jesus' Life" (vol i. p. 618 of the first edition), remarks, regarding the endorsement of celibacy in Matt. xix. 11 seq., "To make sure that Jesus' teachings fit with modern views, people have rushed to subtly suggest that Jesus only endorsed celibacy based on the context of his time, allowing the Apostles' actions to be unrestricted. However, there’s even less evidence for this in the surrounding text compared to the similar passage in 1 Cor. vii. 25 seq.; once again, we encounter an example where ascetic principles, similar to those practiced by the Essenes and likely more broadly among the Jews, appear in Jesus' teachings." This ascetic tendency appears more clearly later on than at the beginning, when Christianity, still trying to gain followers, was hesitant to set its demands too high; and by the start of the third century, it is explicitly promoted. Marriage, in authentic Christianity, is merely a compromise with the sinful nature of humanity, a concession allowed to those who lack [pg 438] the strength to aim for the highest, a strategy to avoid greater evil: in this way, it receives the Church's blessing so that the bond may be unbreakable. But celibacy and virginity are upheld as the higher dedication of Christianity through which one enters the ranks of the chosen. Through these alone does one achieve the victor's crown, symbolized even today by the wreath on the coffin of the unmarried and also by the one that the bride sets aside on her wedding day.
A piece of evidence upon this point, which certainly comes to us from the primitive times of Christianity, is the pregnant answer of the Lord, quoted by Clemens Alexandrinus (Strom. iii. 6 et 9) from the Gospel of the Egyptians: “Τῃ Σαλωμῃ ὁ κυριος πυνθανομενῃ, μεχρι ποτε θανατος ισχυσει; μεχρις αν ειπεν, ὑμεις, αἱ γυναικες, τικτετε” (Salomæ interroganti quousque vigebit mors?Dominus guoadlusque inguit vos, mulieres, paritis). “Τουτ᾽ εστι, μεχρις αν αἱ επιθυμιαι ενεργωσι” (Hoc est, quamdiu operabuntur cupiditates), adds Clement, c. 9, with which he at once connects the famous passage, Rom. v. 12. Further on, c. 13, he quotes the words of Cassianus: “Πυνθανομενης της Σαλωμης, ποτε γνωσθησεται τα περι ὡν ηρετο, εφη ὁ κυριος, ᾽Οταν της αισχυνς ενδυμα πατησετε, και ὁταν γενηται τα δυο ἑν, και το αρρεν μετα της θηλειας ουτε αρρεν, ουτε θηλυ” (Cum interrogaret Salome, quando cognoscentur ea, de quibus interrogabat, ait Dominus: quando pudoris indumentum conculcaveritis, et quando duo facto fuerint unum, et masculum cum fæmina nec masculum, nec fæminium), i.e., when she no longer needs the veil of modesty, since all distinction of sex will have disappeared.
A piece of evidence on this topic, which definitely comes from the early days of Christianity, is the insightful response of the Lord, cited by Clement of Alexandria (Strom. iii. 6 and 9) from the Gospel of the Egyptians: “When Salome asked the Lord, how long will death have control? He replied, ‘You, women, will give birth.’” (Salome asking how long will death prevail?The Lord replied you, women, are equal). "This means, until desires stop functioning." (This is, as long as desires operate), adds Clement, c. 9, connecting it with the well-known passage, Rom. v. 12. Later, in c. 13, he quotes the words of Cassianus: "When Salome asked when those issues would be understood, the Lord replied, 'When you step on the garment of shame, and when the two become one, and male with female is neither male nor female.'" (When Salome asked him when they would know those things she was asking about, the Lord said: when you have trampled on the garment of shame, and when the two become one, male with female, neither male nor female), i.e., when she no longer needs the veil of modesty, since all differences between sexes will have vanished.
With regard to this point the heretics have certainly gone furthest: even in the second century the Tatianites or Encratites, the Gnostics, the Marcionites, the Montanists, Valentinians, and Cassians; yet only because with reckless consistency they gave honour to the truth, and therefore, in accordance with the spirit of Christianity, they taught perfect continence; while the Church prudently declared to be [pg 439] heresy all that ran counter to its far-seeing policy. Augustine says of the Tatianites: “Nuptias damnant, atque omnino pares eas fornicationibus aliisque corruptionibus faciunt: nec recipiunt in suum numerum conjugio utentem, sive marem, sive fœminam. Non vescunlur carnibus, easque abominantur.” (De hœresi ad quod vult Deum. hœr., 25.) But even the orthodox Fathers look upon marriage in the light indicated above, and zealously preach entire continence, the ἁγνεια. Athanasius gives as the cause of marriage: “Ὁτι υποπιπτοντες εσμεν τῃ του προπατορος καταδικῃ ... επειδη ὁ προηγουμενος σκοπος του θεου ην, το μη δια γαμου γενεσθαι ἡμας και φθορας; ἡ δε παραβασις της εντολης του γαμον εισηγαγεν δια το ανομησαι τον Αδαμ.” (Quia subjacemus condemnationi propatoris nostri; ... nam finis, a Deo prœlatus, erat, nos non per nuptias et corruptionem fieri: sed transgressio mandati nuptias introduxit, propter legis violationem Adœ.—Exposit. in psalm. 50). Tertullian calls marriage genus mali inferioris, ex indulgentia ortum (De pudicitia, c. 16) and says: “Matrimonium et stuprum est commixtio carnis; scilicet cujus concupiscentiam dominus stupro adœquavit. Ergo, inguis, jam et primas, id est unas nuptias destruis? Nec immerito: quoniam et ipsœ ex eo constant, quod est stuprum” (De exhort. castit., c. 9). Indeed, Augustine himself commits himself entirely to this doctrine and all its results, for he says: “Novi quosdam, qui murmurent: quid, si, inquiunt, omnes velint ab omni concubitu abstinere, unde subsistet genus humanum? Utinam omnes hoc vellent! dumtaxat in caritate, de corde puro et conscientia bona, et fide non ficta: multo citius Dei civitas compleretur, ut acceleraretur terminus mundi” (De bono conjugali, c. 10). And again: “Non vos ab hoc studio, quo multos ad imitandum vos excitatis, frangat querela vanorum, qui dicunt: quomodo subsistet genus humanum, si omnes fuerint continentes? Quasi propter aliud retardetur hoc seculum, nisi ut impleatur prœdestinatus numerus ille sanctorum, quo citius impleto, profecto nec terminus seculi differetur” (De bono individuitatis, c. 23). [pg 440] One sees at once that he identifies salvation with the end of the world. The other passages in the works of Augustine which bear on this point will be found collected in the “Confessio Augustiniana e D. Augustini operibus compilata a Hieronymo Torrense,” 1610, under the headings De matrimonio, De cœlibatu, &c., and any one may convince himself from these that in ancient, genuine Christianity marriage was only a concession, which besides this was supposed to have only the begetting of children as its end, that, on the other hand, perfect continence was the true virtue far to be preferred to this. To those, however, who do not wish to go back to the authorities themselves I recommend two works for the purpose of removing any kind of doubt as to the tendency of Christianity we are speaking about: Carové, “Ueber das Cölibatgesetz,” 1832, and Lind, “De cœlibatu Christianorum per tria priora secula,” Havniœ, 1839. It is, however, by no means the views of these writers themselves to which I refer, for these are opposed to mine, but solely to their carefully collected accounts and quotations, which deserve full acceptance as quite trustworthy, just because both these writers are opponents of celibacy, the former a rationalistic Catholic, and the other a Protestant candidate in theology, who speaks exactly like one. In the first-named work we find, vol. i. p. 166, in that reference, the following result expressed: “In accordance with the Church view, as it may be read in canonical Church Fathers, in the Synodal and Papal instructions, and in innumerable writings of orthodox Catholics, perpetual chastity is called a divine, heavenly, angelic virtue, and the obtaining of the assistance of divine grace for this end is made dependent upon earnest prayer. We have already shown that this Augustinian doctrine is by Canisius and in the decrees of the Council of Trent expressed as an unchanging belief of the Church. That, however, it has been retained as a dogma till the present day is sufficiently established by the June number, 1831, of the magazine ‘Der Katholik.’ [pg 441] It is said there, p. 263: ‘In Catholicism the observance of a perpetual chastity, for the sake of God, appears as in itself the highest merit of man. The view that the observance of continual chastity as an end in itself sanctifies and exalts the man is, as every instructed Catholic is convinced, deeply rooted in Christianity, both as regards its spirit and its express precepts. The decrees of the Council of Trent have abolished all possible doubt on this point....’ It must at any rate be confessed by every unprejudiced person, not only that the doctrine expressed by ‘Der Katholik’ is really Catholic, but also that the proofs adduced may be quite irrefutable for a Catholic reason, because they are drawn so directly from the ecclesiastical view, taken by the Church, of life and its destiny.” It is further said in the same work, p. 270: “Although both Paul calls the forbidding to marry a false doctrine, and the still Judaistic author of the Epistle to the Hebrews enjoins that marriage shall be held in honour by all, and the bed kept undefiled (Heb. xiii 4), yet the main tendency of these two sacred writers is not on that account to be mistaken. Virginity is for both the perfect state, marriage only a make-shift for the weak, and only as such to be held inviolable. The highest effort, on the other hand, was directed to complete, material putting off of self. The self must turn and refrain from all that tends only to its own pleasure, and that only temporarily.” Lastly, p. 288: “We agree with the Abbé Zaccaria, who asserts that celibacy (not the law of celibacy) is before everything to be deduced from the teaching of Christ and the Apostle Paul.”
Regarding this point, the heretics have certainly gone the furthest: even in the second century, the Tatianites or Encratites, the Gnostics, the Marcionites, the Montanists, Valentinians, and Cassians; yet only because they recklessly upheld the truth. Thus, in line with the spirit of Christianity, they promoted perfect continence; while the Church wisely labeled anything against its far-sighted policies as [pg 439] heresy. Augustine remarks about the Tatianites: “They condemn marriage, viewing it as no different from fornication and other corruptions. They reject anyone who engages in marriage, regardless of gender. They abstain from eating meat and hold it in disdain.” (On Heresies to What God Wants, her., 25.) Even the orthodox Fathers view marriage as mentioned above and fervently advocate for complete continence, the ἁγνεια. Athanasius states the reason for marriage: "Since we are condemned because of our ancestor ... the original intention of God was for us not to be born through marriage and corruption; however, the violation of the marriage command led to Adam's sin." (We are under the condemnation of our ancestor; ... because God's intention was that we wouldn't come into being through marriage and corruption. However, the breaking of the commandment brought about marriage because of Adam's disobedience to the law.—Thoughts on Psalm. 50). Tertullian calls marriage a kind of lesser evil, coming from indulgence (On Purity, ch. 16) and says: “Marriage and fornication involve a physical union; it is specifically the desire that God linked to fornication. So, will you, even in your first marriage, jeopardize this? And rightly so: for they are rooted in that which is fornication itself.” (On the Call to Chastity, ch. 9). Indeed, Augustine completely commits to this doctrine and its implications, stating: “I know some will whisper: what if everyone decides to avoid all sexual relationships? How will the human race survive? If only everyone wanted that! As long as it's out of love, from a pure heart and a clear conscience, and genuine faith: God's city would be built much quicker, as the end of the world would come sooner.” (The Benefits of Marriage, ch. 10). Again he says: “Don’t let the complaints of the vain shake your commitment, which encourages so many to follow your example. They say: how will humanity survive if everyone is self-disciplined? As if this world is held back for any reason other than reaching the destined number of saints, and once that is achieved, the end of the world will definitely not be postponed” (On the Value of Individuality, ch. 23). [pg 440] It's clear he equates salvation with the end of the world. Other references in Augustine's works on this topic can be found in the “Augustinian Confession compiled from the writings of Saint Augustine by Hieronymus of Torrens,” 1610, under the sections *On Marriage*, About Celibacy, etc., which anyone can examine to see that in ancient, authentic Christianity, marriage was merely a concession, thought to only have procreation as its purpose, while perfect continence was held as the true virtue, greatly superior to it. For those who do not wish to revisit the original texts, I recommend two works to help clarify the perspective of Christianity we are discussing: Carové, “On the Law of Celibacy,” 1832, and Lind, “On Christian Celibacy during the First Three Centuries,” Copenhagen, 1839. However, it's not the views of these authors that I point to, as they oppose my own, but rather their carefully gathered accounts and quotes, which merit full acceptance as reliable, precisely because both authors are critics of celibacy, with one being a rationalistic Catholic and the other a Protestant theologian who speaks just like one. In the first mentioned work, we find, vol. i. p. 166, in that reference, the following result stated: According to the Church’s understanding, as can be found in the writings of the canonical Church Fathers, Synodal and Papal instructions, and numerous texts from orthodox Catholics, perpetual chastity is viewed as a divine, heavenly, angelic virtue. Achieving divine grace for this purpose relies on sincere prayer. We've already demonstrated that this Augustinian doctrine is represented by Canisius and in the decrees of the Council of Trent as a steadfast belief of the Church. Its continuation as a dogma to this day is well-supported by the June 1831 issue of the magazine ‘The Catholic.’ [pg 441] It states on page 263: ‘In Catholicism, commitment to perpetual chastity for the sake of God is regarded as the highest merit of man. The belief that maintaining continual chastity as a goal in itself sanctifies and elevates man is, as every educated Catholic holds, deeply rooted in Christianity, both in spirit and explicit teachings. The decrees of the Council of Trent have cleared up any possible doubts on this matter....’ Any fair-minded person must acknowledge not only that the doctrine expressed by ‘The Catholic’ is truly Catholic, but also that the evidence provided is quite undeniable for a Catholic argument, as it is drawn directly from the Church’s understanding of life and its purpose. It is further stated in the same work, p. 270: Although both Paul describes the prohibition of marriage as a false teaching, and the still Judaistic writer of the Epistle to the Hebrews emphasizes that marriage should be respected by everyone and that the marriage bed should remain pure (Heb. xiii 4), the main intentions of these two sacred authors should not be misunderstood. Virginity is considered the ideal state for both, while marriage is merely a backup for those who are weaker, and should only be seen that way. Conversely, the highest goal is to achieve complete material self-denial. The self must turn away from and abstain from everything that seeks only its own pleasure, especially if it's just temporary. Finally, p. 288: "We agree with Abbé Zaccaria, who argues that celibacy (not the rule of celibacy) should primarily come from the teachings of Christ and the Apostle Paul."
What is opposed to this specially Christian view is everywhere and always merely the Old Testament, with its παντα καλα λιαν. This appears with peculiar distinctness from that important third book of the Stromata of Clement, where, arguing against the encratistic heretics mentioned above, he constantly opposes to them only Judaism, with its optimistic history of creation, with which [pg 442] the world-denying tendency of the New Testament is certainly in contradiction. But the connection of the New Testament with the Old is at bottom only external, accidental, and forced; and the one point at which Christian doctrine can link itself on to the latter is only to be found, as has been said, in the story of the fall, which, moreover, stands quite isolated in the Old Testament, and is made no further use of. But, in accordance with the account in the Gospels, it is just the orthodox adherents of the Old Testament who bring about the crucifixion of the founder of Christianity, because they find his teaching in conflict with their own. In the said third book of the Stromata of Clement the antagonism between optimism with theism on the one hand, and pessimism with ascetic morality on the other, comes out with surprising distinctness. This book is directed against the Gnostics, who just taught pessimism and asceticism, that is, εγκρατεια (abstinence of every kind, but especially from all sexual satisfaction); on account of which Clement censures them vigorously. But, at the same time, it becomes apparent that even the spirit of the Old Testament stands in this antagonism with that of the New Testament. For, apart from the fall, which appears in the Old Testament like a hors d'œuvre, the spirit of the Old Testament is diametrically opposed to that of the New Testament—the former optimistic, the latter pessimistic. Clement himself brings this contradiction out prominently at the end of the eleventh chapter (προσαποτεινομενον τον Παυλον τῳ Κριστῃ κ.τ.λ.), although he will not allow that it is a real contradiction, but explains it as only apparent,—like a good Jew, as he is. In general it is interesting to see how with Clement the New and the Old Testament get mixed up together; and he strives to reconcile them, yet for the most part drives out the New Testament with the Old. Just at the beginning of the third chapter he objects to the Marcionites that they find fault with the creation, after the example of Plato and Pythagoras; for Marcion teaches [pg 443] that nature is bad, made out of bad materials (φυσις κακη, εκ τε ὑλης κακης); therefore one ought not to people this world, but to abstain from marriage (μη βουλομενοι τον κοσμον συμπληρουν, απεχεσθαι γαμου). Now Clement, to whom in general the Old Testament is much more congenial and convincing than the New, takes this very much amiss. He sees in it their flagrant ingratitude to and enmity and rebellion against him who has made the world, the just demiurgus, whose work they themselves are, and yet despise the use of his creatures, in impious rebellion “forsaking the natural opinion” (αντιτασσομενοι τῳ ποιητῃ τῳ σφων, ... εγκρατεις τῃ προς τον πεποιηκοτα εχθρᾳ, μη βουλομενοι χρησθαι τοις ὑπ᾽ αυτου κτισθεισιν, ... ασεβει θεομαχιᾳ των κατα φυσιν εκσταντες λογισμωι). At the same time, in his holy zeal, he will not allow the Marcionites even the honour of originality, but, armed with his well-known erudition, he brings it against them, and supports his case with the most beautiful quotations, that even the ancient philosophers, that Heraclitus and Empedocles, Pythagoras and Plato, Orpheus and Pindar, Herodotus and Euripides, and also the Sibyls, lamented deeply the wretched nature of the world, thus taught pessimism. Now in this learned enthusiasm he does not observe that in this way he is just giving the Marcionites water for their mill, for he shows that
What opposes this specifically Christian perspective is always just the Old Testament, with its inherent optimism. This becomes particularly clear in the significant third book of Clement's Stromata, where, in arguing against the encratistic heretics mentioned earlier, he consistently counters them with only Judaism, which has an optimistic view of creation. This view stands in direct contrast to the New Testament's world-denying inclination. However, the connection between the New Testament and the Old Testament is fundamentally just superficial, coincidental, and forced; the only point where Christian doctrine can align with the Old Testament is in the story of the fall, which, as noted, appears rather isolated in the Old Testament and is not elaborated upon further. According to the Gospel accounts, it is precisely the orthodox followers of the Old Testament who instigate the crucifixion of Christianity’s founder because they see his teachings as conflicting with their beliefs. In the aforementioned third book of Clement's Stromata, the clash between optimism paired with theism and pessimism coupled with ascetic morality is strikingly clear. This book targets the Gnostics, who advocated for pessimism and asceticism, notably complete abstinence, especially from sexual relations, which Clement harshly criticizes. Simultaneously, it becomes evident that the spirit of the Old Testament is also at odds with that of the New Testament. Aside from the fall, which appears in the Old Testament like an afterthought, the spirit of the Old Testament is completely opposed to that of the New Testament—the former being optimistic, the latter pessimistic. Clement explicitly highlights this contradiction at the end of the eleventh chapter, although he insists it’s only a perceived contradiction, interpreting it as not genuine—like a good Jew, as he is. It’s interesting to observe how Clement mixes the New and Old Testaments; he attempts to reconcile them but often ends up favoring the Old Testament. At the beginning of the third chapter, he argues against the Marcionites for criticizing creation, following Plato and Pythagoras. Marcion claims that nature is evil and made from bad materials, so people should avoid procreation and abstain from marriage. Clement, who generally feels much more aligned with and convinced by the Old Testament than the New, takes great offense at this. He views it as gross ingratitude and rebellion against the creator who made the world, the just demiurge, whose work they themselves are yet they scorn the use of his creations, in impious rebellion against the natural order. He insists that the Marcionites shouldn’t even get credit for originality, but with his renowned knowledge, he counters them with examples and supports his argument with beautiful quotations, showing that ancient philosophers—like Heraclitus and Empedocles, Pythagoras and Plato, Orpheus and Pindar, Herodotus and Euripides, as well as the Sibyls—deeply lamented the wretchedness of the world, thereby promoting pessimism. In this scholarly enthusiasm, he doesn’t realize he’s inadvertently strengthening the Marcionites' stance, as he demonstrates that
have taught and sung what they do, but confidently and boldly he quotes the most decided and energetic utterances of the ancients in this sense. Certainly they cannot lead him astray. Wise men may mourn the sadness of existence, poets may pour out the most affecting lamentations about it, nature and experience may cry out as loudly as they will against optimism,—all this does not touch our Church Father: he holds his Jewish revelation in his hand, and remains confident. The demiurgus made the world. From this it is a priori certain that it is excellent, [pg 444] and it may look as it likes. The same thing then takes place with regard to the second point, the εγκρατεια, through which, according to his view, the Marcionites show their ingratitude towards the demiurgus (αχαρισειν τῳ δημιουργῳ) and the perversity with which they put from them all his gifts (δἰ αντιταξιν προς τον δημιουργον, την χρησιν των κοσμικων παραιτουμενοι). Here now the tragic poets have preceded the Encratites (to the prejudice of their originality) and have said the same things. For since they also lament the infinite misery of existence, they have added that it is better to bring no children into such a world; which he now again supports with the most beautiful passages, and, at the same time, accuses the Pythagoreans of having renounced sexual pleasure on this ground. But all this touches him not; he sticks to his principle that all these sin against the demiurgus, in that they teach that one ought not to marry, ought not to beget children, ought not to bring new miserable beings into the world, ought not to provide new food for death (δἰ εγκρατειας ασεβουσι εις τε την κτισιν και τον ἁγιον δημιουργον, τον παντοκρατορα μονον θεον, και διδασκουσι, μη δειν παραδεχεσθαι γαμον και παιδοποιϊαν, μηδε αντεισαγειν τῳ κοσμῳ δυστυχησοντας ἑτερους, μηδε επιχορηγειν θανατῳ τροφην—c. 6). Since the learned Church Father thus denounces εγκρατεια, he seems to have had no presentiment that just after his time the celibacy of the Christian priesthood would be more and more introduced, and finally, in the eleventh century, raised to the position of a law, because it is in keeping with the spirit of the New Testament. It is just this spirit which the Gnostics have grasped more profoundly and understood better than our Church Father, who is more Jew than Christian. The conception of the Gnostics comes out very clearly at the beginning of the ninth chapter, where the following passage is quoted from the Gospel of the Egyptians: Αυτος ειπεν ὁ Σωτηρ, “ηλθον καταλυσαι τα εργα της θηλειας;” θηλειας μεν, της επιθυμιας; εργα δε, [pg 445] γενεσιν και φθοραν (Ajunt enim dixisse Servatorem: veni ad dissolvendum opera feminæ; feminæ quidem, cupiditatis; opera autem, generationem et interitum); but quite specially at the end of the thirteenth and the beginning of the fourteenth chapter. The Church certainly was obliged to consider how to set a religion upon its legs that could also walk and stand in the world as it is, and among men; therefore it declared these persons to be heretics. At the conclusion of the seventh chapter our Church Father opposes Indian asceticism, as bad, to Christian Judaism; whereby the fundamental difference of the spirit of the two religions is clearly brought out. In Judaism and Christianity everything runs back to obedience or disobedience to the command of God: ὑπακοη και παρακοη; as befits us creatures, ἡμιν, τοις πεπλασμενοις ὑπο της του Παντοκρατορος βουλησεως (nobis, qui Omnipotentis voluntate efficti sumus), chap. 14. Then comes, as a second duty, λατρευειν θεῳ ζωντι, to serve God, extol His works, and overflow with thankfulness. Certainly the matter has a very different aspect in Brahmanism and Buddhism, for in the latter all improvement and conversion, and the only deliverance we can hope for from this world of suffering, this Sansara, proceeds from the knowledge of the four fundamental truths: (1) dolor; (2) doloris ortus; (3) doloris interitus; (4) octopartita via ad doloris sedationem (Dammapadam, ed. Fausböll, p. 35 et 347). The explanation of these four truths will be found in Bournouf, “Introduct. à l'hist. du Buddhisme,” p. 629, and in all expositions of Buddhism.
have taught and sung what they do, but confidently and boldly he quotes the most determined and energetic statements of the ancients in this regard. Certainly, they can’t lead him astray. Wise men may lament the sadness of existence, poets may express the most touching lamentations about it, nature and experience may shout against optimism as much as they like—none of this fazes our Church Father: he holds his Jewish revelation in his hand and remains confident. The creator made the world. From this, it is beforehand certain that it is excellent, [pg 444] and it may appear as it wishes. The same applies to the second point, the εγκρατεια, through which, in his view, the Marcionites show their ingratitude toward the creator (αχαρισειν τῳ δημιουργῳ) and the stubbornness with which they reject all his gifts (δἰ αντιταξιν προς τον δημιουργον, την χρησιν των κοσμικων παραιτουμενοι). Here, the tragic poets have preceded the Encratites (to the detriment of their originality) and have said the same things. For since they also lament the infinite misery of existence, they have added that it is better not to bring children into such a world; which he again supports with the most beautiful passages, while accusing the Pythagoreans of renouncing sexual pleasure on this basis. But all this does not affect him; he adheres to his principle that all these sin against the creator by teaching that one should not marry, should not procreate, should not bring new miserable beings into the world, and should not provide new food for death (δἰ εγκρατειας ασεβουσι εις τε την κτισιν και τον ἁγιον δημιουργον, τον παντοκρατορα μονον θεον, και διδασκουσι, μη δειν παραδεχεσθαι γαμον και παιδοποιϊαν, μηδε αντεισαγειν τῳ κοσμῳ δυστυχησοντας ἑτερους, μηδε επιχορηγειν θανατῳ τροφην—c. 6). Since the learned Church Father thus denounces εγκρατεια, he seems to have had no foreboding that just after his time, the celibacy of the Christian priesthood would be increasingly established, and finally, in the eleventh century, made into a law, because it aligns with the spirit of the New Testament. It is this spirit that the Gnostics have grasped more profoundly and understood better than our Church Father, who is more Jew than Christian. The Gnostic perspective emerges very clearly at the start of the ninth chapter, where the following passage is quoted from the Gospel of the Egyptians: Αυτος ειπεν ὁ Σωτηρ, "Did you come to destroy the works of the female?" θηλειας μεν, της επιθυμιας; εργα δε, [pg 445] γενεσιν και φθοραν (Indeed, the Savior has said: I came to abolish the works of women; the works of women relate to desire; but the works are about creation and destruction.); but especially at the end of the thirteenth and the beginning of the fourteenth chapter. The Church certainly had to consider how to establish a religion that could also function and stand in the world as it is, among people; hence it declared these individuals to be heretics. At the conclusion of the seventh chapter, our Church Father contrasts Indian asceticism, as negative, with Christian Judaism; highlighting the fundamental difference in the spirit of the two religions. In Judaism and Christianity, everything ultimately comes down to obedience or disobedience to God's command: ὑπακοη και παρακοη; as is fitting for us creatures, ἡμιν, τοις πεπλασμενοις ὑπο της του Παντοκρατορος βουλησεως (to us, who have been created by the will of the Almighty), chap. 14. Then comes, as a second duty, λατρευειν θεῳ ζωντι, to serve God, praise His works, and overflow with gratitude. Certainly, the situation looks very different in Brahmanism and Buddhism, for in the latter all improvement and conversion—and the only liberation we can hope for from this world of suffering, this Sansara—arises from the understanding of the four fundamental truths: (1) pain; (2) pain originated; (3) death of pain; (4) octopartita through pain sedation (Dammapadam, ed. Fausböll, p. 35 et 347). The explanation of these four truths can be found in Bournouf, “Introduction to the History of Buddhism,” p. 629, and in all expositions of Buddhism.
In truth, Judaism, with its παντα καλα λιαν, is not related to Christianity as regards its spirit and ethical tendency, but Brahmanism and Buddhism are. But the spirit and ethical tendency are what is essential in a religion, not the myths in which these are clothed. I therefore cannot give up the belief that the doctrines of Christianity can in some way be derived from these primitive religions. I have pointed out some traces of this in [pg 446] the second volume of the Parerga, § 179 (second edition, § 180). I have to add to these that Epiphanias (Hæretic. xviii.) relates that the first Jewish Christians of Jerusalem, who called themselves Nazarenes, refrained from all animal food. On account of this origin (or, at least, this agreement) Christianity belongs to the ancient, true and sublime faith of mankind, which is opposed to the false, shallow, and injurious optimism which exhibits itself in Greek paganism, Judaism, and Islamism. The Zend religion holds to a certain extent the mean, because it has opposed to Ormuzd a pessimistic counterpoise in Ahriman. From this Zend religion the Jewish religion proceeded, as J.G. Rhode has thoroughly proved in his book, “Die heilige Sage des Zendvolks;” from Ormuzd has come Jehovah, and from Ahriman, Satan, who, however, plays only a very subordinate rôle in Judaism, indeed almost entirely disappears, whereby then optimism gains the upper hand, and there only remains the myth of the fall as a pessimistic element, which certainly (as the fable of Meschia and Meschiane) is derived from the Zend-Avesta. Yet even this falls into oblivion, till it is again taken up by Christianity along with Satan. Ormuzd himself, however, is derived from Brahmanism, although from a lower region of it; he is no other than Indra, that subordinate god of the firmament and the atmosphere, who is represented as frequently in rivalry with men. This has been very clearly shown by J.J. Schmidt in his work on the relation of the Gnostic-theosophic doctrines to the religions of the East. This Indra-Ormuzd-Jehovah had afterwards to pass over into Christianity, because this religion arose in Judæa. But on account of the cosmopolitan character of Christianity he laid aside his own name to be denoted in the language of each converted nation by the appellation of the superhuman beings he supplanted, as, Δεος, Deus, which comes from the Sanscrit Deva (from which also devil comes), or among the Gothico-Germanic peoples by the word God, Gott, which comes from Odin, Wodan, Guodan, Godan. [pg 447] In the same way he assumed in Islamism, which also sprang from Judaism, the name of Allah, which also existed earlier in Arabia. Analogous to this, the gods of the Greek Olympus, when in prehistoric times they were transplanted to Italy, also assumed the names of the previously reigning gods: hence among the Romans Zeus is called Jupiter, Hera Juno, Hermes Mercury, &c. In China the first difficulty of the missionaries arose from the fact that the Chinese language has no appellation of the kind and also no word for creating; for the three religions of China know no gods either in the plural or in the singular.52
In reality, Judaism, with its παντα καλα λιαν, is not connected to Christianity in terms of its spirit and ethical values, but Brahmanism and Buddhism are. However, the spirit and ethical values are what truly matter in a religion, not the myths that express them. Therefore, I can’t let go of the idea that the teachings of Christianity can somehow be traced back to these ancient religions. I've highlighted some evidence of this in [pg 446] the second volume of the Parerga, § 179 (second edition, § 180). Additionally, Epiphanias (Heretic. xviii.) mentions that the first Jewish Christians in Jerusalem, who called themselves Nazarenes, abstained from eating any animal products. Because of this lineage (or at least, this shared practice), Christianity is part of the ancient, authentic, and elevated faith of humanity, which stands in contrast to the false, superficial, and harmful optimism found in Greek paganism, Judaism, and Islam. The Zend religion somewhat balances this debate, as it posits Ahriman as a pessimistic counterpart to Ormuzd. From this Zend religion, Jewish beliefs emerged, as J.G. Rhode thoroughly demonstrated in his book, “The Sacred Legend of the Zend People;” showing that Jehovah is derived from Ormuzd, and Satan comes from Ahriman, although he plays only a minor role in Judaism and nearly fades away, allowing optimism to prevail. The only remnant of pessimism left is the myth of the fall, which likely originates from the Zend-Avesta, and even that is forgotten until Christianity revives it along with the figure of Satan. Ormuzd himself, however, traces back to Brahmanism, albeit from a lesser aspect; he is essentially Indra, a minor god of the sky and atmosphere, often portrayed as conflicting with humans. J.J. Schmidt has demonstrated this clearly in his work examining the relationship between Gnostic-theosophic beliefs and Eastern religions. This Indra-Ormuzd-Jehovah eventually transitioned into Christianity, as this faith arose in Judea. But due to Christianity's universal nature, he shed his original name, instead being referred to in the language of each newly converted nation by the names of the divine beings he supplanted, such as Δεος, God, which originates from the Sanskrit Deva (from which the word devil also derives), or among the Gothic-Germanic peoples by the term God, Gotta, which comes from Odin, Wodan, Guodan, Godan. [pg 447] Similarly, in Islam, which also emerged from Judaism, he took on the name Allah, which had previously existed in Arabia. Likewise, the gods of Greek mythology, when they were brought to Italy in prehistoric times, adopted the names of the deities that were already in place: thus, among the Romans, Zeus is referred to as Jupiter, Hera as Juno, Hermes as Mercury, etc. In China, missionaries faced their first challenge because the Chinese language lacks such terms and has no word for creation; for the three religions of China recognize no gods at all, whether in the plural or singular.
However the rest may be, that παντα καλα λιαν of the Old Testament is really foreign to true Christianity; for in the New Testament the world is always spoken of as something to which one does not belong, which one does not love, nay, whose lord is the devil.53 This agrees with the ascetic spirit of the denial of one's self and the overcoming of the world which, just like the boundless love of one's neighbour, even of one's enemy, is the fundamental characteristic which Christianity has in common with Brahmanism and Buddhism, and which proves their relationship. There is nothing in which one has to distinguish the kernel so carefully from the shell as in Christianity. Just because I prize this kernel highly I sometimes treat the shell with little ceremony; it is, however, thicker than is generally supposed. Protestantism, since it has eliminated asceticism and its [pg 448] central point, the meritoriousness of celibacy, has already given up the inmost kernel of Christianity, and so far is to be regarded as a falling away from it. This has become apparent in our own day by the gradual transition of Protestantism into shallow rationalism, this modern Pelagianism, which ultimately degenerates into the doctrine of a loving father, who has made the world, in order that things may go on very pleasantly in it (in which case, then, he must certainly have failed), and who, if one only conforms to his will in certain respects, will also afterwards provide a still more beautiful world (with regard to which it is only a pity that it has such a fatal entrance). That may be a good religion for comfortable, married, and enlightened Protestant pastors; but it is no Christianity. Christianity is the doctrine of the deep guilt of the human race through its existence alone, and the longing of the heart for deliverance from it, which, however, can only be attained by the greatest sacrifices and by the denial of one's own self, thus by an entire reversal of human nature. Luther may have been perfectly right from the practical point of view, i.e., with reference to the Church scandal of his time, which he wished to remove, but not so from the theoretical point of view. The more sublime a doctrine is, the more it is exposed to abuse at the hands of human nature, which, on the whole, is of a low and evil disposition: hence the abuses of Catholicism are so much more numerous and so much greater than those of Protestantism. Thus, for example, monasticism, that methodical denial of the will practised in common for the sake of mutual encouragement, is an institution of a sublime description, which, however, for this very reason is for the most part untrue to its spirit. The shocking abuses of the Church excited in the honest mind of Luther a lofty indignation. But in consequence of this he was led to desire to limit as much as possible the claims of Christianity itself, and for this end he first [pg 449] confined it to the words of the Bible; but then, in his well-meant zeal, he went too far, for he attacked the very heart of Christianity in the ascetic principle. For after the withdrawal of the ascetic principle, the optimistic principle soon necessarily took its place. But in religions, as in philosophy, optimism is a fundamental error which obstructs the path of all truth. From all this it seems to me that Catholicism is a shamefully abused, but Protestantism a degenerate Christianity; thus, that Christianity in general has met the fate which befalls all that is noble, sublime, and great whenever it has to dwell among men.
However the rest may be, that “παντα καλα λιαν” of the Old Testament is really foreign to true Christianity; for in the New Testament, the world is always referred to as something one does not belong to, something one does not love, indeed, whose lord is the devil.53 This aligns with the ascetic spirit of self-denial and overcoming the world, which, like the boundless love for one’s neighbor, even one’s enemy, is a fundamental aspect that Christianity shares with Brahmanism and Buddhism, demonstrating their connection. There's nothing where one has to carefully distinguish the core from the exterior like in Christianity. Just because I highly value this core, I sometimes treat the exterior with little regard; however, it is thicker than generally thought. Protestantism, having eliminated asceticism and its central point, the value of celibacy, has already given up the innermost core of Christianity and is thus seen as a departure from it. This has become evident in our time through the gradual shift of Protestantism into shallow rationalism, this modern Pelagianism, which ultimately leads to the belief in a loving father who created the world for everything to go pleasantly (in which case he must certainly have failed), and who, if one simply follows his will in certain respects, will also later provide an even more beautiful world (only regrettably it has such a dire entrance). That might be a good religion for comfortable, married, and enlightened Protestant pastors; but it is not Christianity. Christianity is the doctrine of the profound guilt of humanity merely through its existence, and the heart's longing for deliverance from it, which, however, can only be achieved through the greatest sacrifices and by denying oneself, thus requiring a complete reversal of human nature. Luther might have been completely right from a practical standpoint, i.e., concerning the Church scandal of his time, which he wanted to rectify, but not so from a theoretical standpoint. The more sublime a doctrine is, the more susceptible it is to abuse by human nature, which, overall, is of low and evil disposition; hence, the abuses of Catholicism are much more numerous and greater than those of Protestantism. For instance, monasticism, that methodical denial of will practiced collectively for mutual support, is a sublime institution that, for this very reason, often strays from its spirit. The shocking abuses of the Church ignited in Luther's honest mind a lofty indignation. As a result, he sought to limit as much as possible the claims of Christianity itself, and for this purpose, he first [pg 449] restricted it to the words of the Bible; but then, in his well-meaning fervor, he went too far, as he attacked the very heart of Christianity in the ascetic principle. For after the removal of the ascetic principle, the optimistic principle soon took its place. Yet in religions, as in philosophy, optimism is a fundamental error that obstructs the path to all truth. From all this, it seems to me that Catholicism is a shamefully abused form, while Protestantism is a degenerate Christianity; thus, Christianity in general has encountered the fate that befalls all things noble, sublime, and great whenever they must coexist among humans.
However, even in the very lap of Protestantism, the essentially ascetic and encratistic spirit of Christianity has made way for itself; and in this case it has appeared in a phenomenon which perhaps has never before been equalled in magnitude and definiteness, the highly remarkable sect of the Shakers, in North America, founded by an Englishwoman, Anne Lee, in 1774. The adherents of this sect have already increased to 6000, who are divided into fifteen communities, and inhabit a number of villages in the states of New York and Kentucky, especially in the district of New Lebanon, near Nassau village. The fundamental characteristic of their religious rule of life is celibacy and entire abstention from all sexual satisfaction. It is unanimously admitted, even by the English and Americans who visit them, and who laugh and jeer at them in every other respect, that this rule is strictly and with perfect honesty observed; although brothers and sisters sometimes even occupy the same house, eat at the same table, nay, dance together in the religious services in church. For whoever has made that hardest of all sacrifices may dance before the Lord; he is a victor, he has overcome. Their singing in church consists in general of cheerful, and partly even of merry, songs. The church-dance, also, which follows the sermon is accompanied by the singing of the rest. It is a lively dance, performed in measured time, and concludes with a galop, which is [pg 450] carried on till the dancers are exhausted. Between each dance one of their teachers cries aloud, “Think, that ye rejoice before the Lord for having slain your flesh; for this is here the only use we make of our refractory limbs.” To celibacy most of the other conditions link themselves on of themselves. There are no families, and therefore there is no private property, but community of goods. All are clothed alike, in Quaker fashion, and with great neatness. They are industrious and diligent: idleness is not endured. They have also the enviable rule that they are to avoid all unnecessary noise, such as shouting, door-slamming, whip-cracking, loud knocking, &c. Their rule of life has been thus expressed by one of them: “Lead a life of innocence and purity, love your neighbours as yourself, live at peace with all men, and refrain from war, blood-shed, and all violence against others, as well as from all striving after worldly honour and distinction. Give to each his own, and follow after holiness, without which no man can see the Lord. Do good to all so far as your opportunity and your power extends.” They persuade no one to join them, but test those who present themselves by a novitiate of several years. Moreover, every one is free to leave them; very rarely is any one expelled for misconduct. Adopted children are carefully educated, and only when they are grown up do they voluntarily join the sect. It is said that in the controversies of their ministers with Anglican clergy the latter generally come off the worse, for the arguments consist of passages from the New Testament. Fuller accounts of them will be found particularly in Maxwell's “Run through the United States,” 1841; also in Benedict's “History of all Religions,” 1830; also in the Times, November 4, 1837, and in the German magazine Columbus, May number, 1831. A German sect in America, very similar to them, who also live in strict celibacy and continence, are the Rappists. An account of them is given in F. Loher's “Geschichte und Zustande der Deutschen in Amerika,” 1853. [pg 451] In Russia also the Raskolniks are a similar sect. The Gichtelians live also in strict chastity. But among the ancient Jews we already find a prototype of all these sects, the Essenes, of whom even Pliny gives an account (Hist. Nat., v. 15), and who resembled the Shakers very much, not only in celibacy, but also in other respects; for example, in dancing during divine service, which leads to the opinion that the founder of the Shakers took the Essenes as a pattern. In the presence of such facts as these how does Luther's assertion look: “Ubi natura, quemadmodum a Deo nobis insita est, fertur ac rapitur, fieri nullo modo potest, ut extra matrimonium caste vivatur”? (Catech. maj.)
However, even in the heart of Protestantism, the fundamentally ascetic and self-denying spirit of Christianity has made its presence known; and in this instance, it has manifested in a way that may never have been seen before, through the remarkable sect of the Shakers in North America, founded by an Englishwoman, Anne Lee, in 1774. The followers of this sect have grown to about 6,000, divided into fifteen communities, residing in several villages in New York and Kentucky, particularly in the New Lebanon area, near Nassau village. The central aspect of their religious way of life is celibacy and total abstention from any sexual fulfillment. It is widely acknowledged, even by English and American visitors who mock them in other respects, that this rule is strictly and honestly followed; although brothers and sisters sometimes share the same house, eat at the same table, and even dance together during religious services in church. For those who have made this challenging sacrifice may dance before the Lord; they are victors and have overcome. Their singing in church generally consists of cheerful and sometimes even joyful songs. The church dance that follows the sermon is accompanied by the singing of the rest. It is a lively dance, done in a measured rhythm, and ends with a gallop that continues until the dancers are exhausted. Between dances, one of their teachers shouts, "Remember to celebrate before the Lord for overcoming your flesh, because this is the only reason we have for our unruly bodies." Most of the other rules naturally align with celibacy. There are no families, which means there is no private property, only communal living. Everyone dresses alike, in a neat Quaker style. They are hardworking and diligent: idleness is not tolerated. They also have the admirable rule to avoid unnecessary noise, like shouting, slamming doors, whip-cracking, loud knocking, etc. Their way of life has been summed up by one of their members: "Live a life of innocence and purity, love your neighbors as you love yourself, be at peace with everyone, and stay away from war, violence, and any form of aggression toward others, as well as the pursuit of worldly honor and status. Give everyone their dues and strive for holiness, without which no one can see the Lord. Do good to everyone as much as you can and whenever you have the chance." They do not pressure anyone to join but evaluate those who show interest through a multi-year novitiate. Additionally, anyone can leave freely; very rarely is anyone expelled for misconduct. Adopted children receive careful education and only join the sect voluntarily when they reach adulthood. It is said that in debates between their ministers and Anglican clergy, the latter generally fare worse, as the arguments rely on passages from the New Testament. More detailed information about them can be found in Maxwell's “Run across the United States,” 1841; also in Benedict's "History of All Religions" 1830; as well as in the Times, November 4, 1837, and the German magazine Columbus, May issue, 1831. A German sect in America, very similar to them, who also live in strict celibacy and continence, are the Rappists. An account of them can be found in F. Loher's "History and Conditions of Germans in America," 1853. [pg 451] In Russia as well, the Raskolniks are a similar sect. The Gichtelians also live in strict chastity. But even among the ancient Jews, we find a prototype of all these sects, the Essenes, of whom even Pliny provides an account (Hist. Nat., v. 15), who closely resembled the Shakers not only in their celibacy but also in other practices; for instance, in dancing during worship, which leads to the theory that the Shakers' founder took inspiration from the Essenes. Given such facts, how does Luther's claim stand: “Where nature, as instilled in us by God, leads and drives, cannot in any way be, to live purely outside of marriage”? (Catech. maj.)
Although Christianity, in essential respects, taught only what all Asia knew long before, and even better, yet for Europe it was a new and great revelation, in consequence of which the spiritual tendency of the European nations was therefore entirely transformed. For it disclosed to them the metaphysical significance of existence, and therefore taught them to look away from the narrow, paltry, ephemeral life of earth, and to regard it no longer as an end in itself, but as a condition of suffering, guilt, trial, conflict, and purification, out of which, by means of moral achievements, difficult renunciation, and denial of oneself, one may rise to a better existence, which is inconceivable by us. It taught the great truth of the assertion and denial of the will to live in the clothing of allegory by saying that through Adam's fall the curse has come upon all, sin has come into the world, and guilt is inherited by all; but that, on the other hand, through the sacrificial death of Jesus all are reconciled, the world saved, guilt abolished, and justice satisfied. In order, however, to understand the truth itself that is contained in this myth one must not regard men simply in time, as beings independent of each other, but must comprehend the (Platonic) Idea of man, which is related to the series of men, as eternity in itself is related to eternity drawn out as time; [pg 452] hence the eternal Idea man extended in time to the series of men through the connecting bond of generation appears again in time as a whole. If now we keep the Idea of man in view, we see that Adam's fall represents the finite, animal, sinful nature of man, in respect of which he is a finite being, exposed to sin, suffering, and death. On the other hand, the life, teaching, and death of Jesus Christ represent the eternal, supernatural side, the freedom, the salvation of man. Now every man, as such and potentiâ, is both Adam and Jesus, according as he comprehends himself, and his will thereupon determines him; in consequence of which he is then condemned and given over to death, or saved and attains to eternal life. Now these truths, both in their allegorical and in their real acceptation, were completely new as far as Greeks and Romans were concerned, who were still entirely absorbed in life, and did not seriously look beyond it. Let whoever doubts this see how Cicero (Pro Cluentio, c. 61) and Sallust (Catil., c. 47) speak of the state after death. The ancients, although far advanced in almost everything else, remained children with regard to the chief concern, and were surpassed in this even by the Druids, who at least taught metempsychosis. That one or two philosophers, like Pythagoras and Plato, thought otherwise alters nothing as regards the whole.
Although Christianity, in many ways, taught ideas that all of Asia had known long before and even understood better, it was a new and significant revelation for Europe. This revelation completely transformed the spiritual outlook of European nations. It revealed to them the deeper meaning of existence, teaching them to look beyond the narrow, trivial, and temporary life on earth. Instead of seeing life as an ultimate goal, they began to view it as a state filled with suffering, guilt, trials, struggles, and purification. Through moral achievements, difficult sacrifices, and self-denial, individuals could aspire to a better existence that is beyond our comprehension. It conveyed the profound truth of asserting and denying the will to live through allegory, stating that due to Adam's fall, a curse fell upon all, sin entered the world, and guilt was inherited by everyone. On the flip side, through Jesus's sacrificial death, all are reconciled, the world is saved, guilt is erased, and justice is fulfilled. However, to grasp the truth contained in this myth, one must view humanity not just as individual beings existing in time, but also understand the (Platonic) Idea of man, which relates to the collective of humanity, much like eternity relates to time; hence, the eternal Idea of guy appears in history as a unified whole. When we focus on the Idea of man, we see that Adam's fall symbolizes the finite, animalistic, sinful nature of humanity, wherein individuals are finite beings subject to sin, suffering, and death. In contrast, the life, teachings, and death of Jesus Christ represent the eternal, supernatural aspect, freedom, and salvation of humanity. Every person, in essence, embodies both Adam and Jesus, depending on how they understand themselves, which then shapes their will and consequences—leading them to either be condemned to death or saved to attain eternal life. These truths, both in their allegorical and literal senses, were completely novel to the Greeks and Romans, who were preoccupied with life and rarely considered what lay beyond it. Anyone who doubts this can look at how Cicero (*Pro Cluentio*, c. 61) and Sallust (Catil., c. 47) discussed the afterlife. The ancients, despite being advanced in almost every other area, remained juvenile in their approach to the most crucial issue and were even outdone in this regard by the Druids, who at least believed in metempsychosis. The differing views of a few philosophers, like Pythagoras and Plato, do not change the overall picture.
That great fundamental truth, then, which is contained in Christianity, as in Brahmanism and Buddhism, the need of deliverance from an existence which is given up to suffering and death, and the attainableness of this by the denial of the will, thus by a decided opposition to nature, is beyond all comparison the most important truth there can be; but, at the same time, it is entirely opposed to the natural tendency of the human race, and in its true grounds it is difficult to comprehend; as indeed all that can only be thought generally and in the abstract is inaccessible to the great majority of men. Therefore for these men there was everywhere required, in order to [pg 453] bring that great truth within the sphere of its practical application, a mythical vehicle for it, as it were a receptacle, without which it would be lost and dissipated. The truth had therefore everywhere to borrow the garb of the fable, and also constantly to endeavour to connect itself with what in each case was historically given, already familiar, and already revered. What sensu proprio remained inaccessible to the great mass of mankind of all ages and lands, with their low tone of mind, their intellectual stupidity and general brutality, had, for practical purposes, to be brought home to them sensu allegorico, in order to become their guiding star. So, then, the religions mentioned above are to be regarded as the sacred vessels in which the great truth, known and expressed for several thousand years, indeed perhaps since the beginning of the human race, which yet in itself, for the great mass of mankind always remains a mystery, is, according to the measure of their powers, made accessible to them, preserved and transmitted through the centuries. Yet, because all that does not through and through consist of the imperishable material of pure truth is subject to destruction, whenever this fate befalls such a vessel, through contact with a heterogeneous age, its sacred content must in some way be saved and preserved for mankind by another. But it is the task of philosophy, since it is one with pure truth, to present that content pure and unmixed, thus merely in abstract conceptions, and consequently without that vehicle, for those who are capable of thinking, who are always an exceedingly small number. It is therefore related to religions as a straight line to several curves running near it: for it expresses sensu proprio, thus reaches directly, what they show in veiled forms and reach by circuitous routes.
That fundamental truth found in Christianity, as well as in Brahmanism and Buddhism, is the necessity of escaping a life filled with suffering and death, and that this escape can be achieved through denying one's will, essentially opposing nature. This truth stands out as the most significant of all; however, it goes completely against the natural inclinations of humanity and is inherently hard to grasp. Most people can only think in general terms and abstract concepts, making this truth inaccessible to the vast majority. Therefore, throughout history, there has been a need for a fantasy vehicle to make this profound truth practically understandable. The truth had to take on the form of stories and consistently try to connect with the historically established, familiar, and revered elements of each culture. What remained unreachable for the general populace, with their limited thinking, intellectual dullness, and general brutality, had to be conveyed in an allegorical sense to serve as their guiding light. Thus, the religions mentioned earlier should be seen as the sacred containers that hold this great truth, known and articulated for thousands of years—possibly since humanity began—yet remains a mystery for most people. This truth is made accessible to them based on their understanding and has been preserved and passed down through the ages. However, since anything that isn't purely composed of unchanging truth is vulnerable to decay, when such a vessel encounters a different era, its sacred content must be saved and preserved by another means. Philosophy, being aligned with pure truth, is tasked with presenting this content in its pure and unfiltered form, thus in abstract concepts, without any myths, to those capable of deeper thinking, who make up a tiny percentage of humanity. Therefore, philosophy relates to religions like a straight line does to several nearby curves: it directly expresses what they present in obscured forms and reach through indirect paths.
If now, in order to illustrate what has just been said by an example, and also to follow a philosophical fashion of my time, I should wish perhaps to attempt to solve the profoundest mystery of Christianity, that of the [pg 454] Trinity, in the fundamental conception of my philosophy, this could be done, with the licence permitted in such interpretations, in the following manner. The Holy Ghost is the distinct denial of the will to live: the man in whom this exhibits itself in concreto is the Son; He is identical with the will which asserts life, and thereby produces the phenomenon of this perceptible world, i.e., with the Father, because the assertion and denial are opposite acts of the same will whose capability for both is the only true freedom. However, this is to be regarded as a mere lusus ingenii.
If I were to illustrate what I've just mentioned with an example, and also to align with the philosophical trends of my time, I would perhaps try to tackle the deepest mystery of Christianity, that of the Trinity, using the basic ideas of my philosophy. This could be achieved, with the freedom allowed in such interpretations, as follows. The Holy Ghost represents a complete rejection of the will to live: the person in whom this manifests itself in reality is the Son; He embodies the will that embraces life, creating the phenomenon of this observable world, that is, with the Father, because the act of embracing and the act of rejecting are opposing expressions of the same will, and this ability to do both is true freedom. Nevertheless, this should be viewed as a mere playful notion.
Before I close this chapter I wish to adduce a few proofs in support of what in § 68 of the first volume I denoted by the expression Δευτυρος πλους, the bringing about of the denial of the will by one's own deeply felt suffering, thus not merely by the appropriation of the suffering of others, and the knowledge of the vanity and wretchedness of our existence introduced by this. We can arrive at a comprehension of what goes on in the heart of a man, in the case of an elevation of this kind and the accompanying purifying process, by considering what every emotional man experiences on beholding a tragedy, which is of kindred nature to this. In the third and fourth acts perhaps such a man is distressed and disturbed by the ever more clouded and threatened happiness of the hero; but when, in the fifth act, this happiness is entirely wrecked and shattered, he experiences a certain elevation of the soul, which affords him an infinitely higher kind of pleasure than the sight of the happiness of the hero, however great it might be, could ever have given. Now this is the same thing, in the weak water-colours of sympathy which is able to raise a well-known illusion, as that which takes place with the energy of reality in the feeling of our own fate when it is heavy misfortune that drives the man at last into the haven of entire resignation. Upon this occurrence depend all those conversions which completely transform [pg 455] men such as are described in the text. I may give here in a few words the story of the conversion of the Abbé Rancé, as it is strikingly similar to that of Raymond Lully, which is told in the text, and besides this is memorable on account of its result. His youth was devoted to enjoyment and pleasure; finally, he lived in a relation of passion with a Madame de Montbazon. One evening, when he visited her, he found her room empty, in disorder and darkness. He struck something with his foot; it was her head, which had been severed from the trunk, because after her sudden death her corpse could not otherwise be got into the lead coffin that stood beside it. After overcoming an immense sorrow, Rancé now became, in 1663, the reformer of the order of the Trappists, which at that time had entirely relaxed the strictness of its rules. He joined this order, and through him it was led back to that terrible degree of renunciation which is still maintained at the present day at La Trappe, and, as the methodically carried out denial of the will, aided by the severest renunciation and an incredibly hard and painful manner of life, fills the visitor with sacred awe, after he has been touched at his reception by the humility of these genuine monks, who, emaciated by fasting, by cold, by night watches, prayers and penances, kneel before him, the worldling and the sinner, to implore his blessing. Of all orders of monks, this one alone has maintained itself in perfection in France, through all changes; which is to be attributed to the profound earnestness which in it is unmistakable, and excludes all secondary ends. It has remained untouched even by the decline of religion, because its root lies deeper in human nature than any positive system of belief.
Before I wrap up this chapter, I want to present a few pieces of evidence to support what I referred to in § 68 of the first volume as Δευτυρος πλους, which is the process of denying one's own will through deeply felt suffering, not just by taking on the suffering of others and recognizing the futility and misery of our existence that comes with it. We can understand what happens in a person's heart during this kind of elevation and the accompanying purification by looking at what every sensitive person feels when watching a tragedy that resonates with this experience. In the third and fourth acts, such a person might feel distress and unease as the hero's happiness becomes increasingly clouded and threatened; but when, in the fifth act, that happiness is completely destroyed, he experiences a profound uplift, providing him with a much deeper kind of pleasure than the hero's joy, no matter how great it may have been. This is similar to the subtle emotions of sympathy that can elevate a familiar illusion, as is the case with the powerful reality of our own fate when heavy misfortune ultimately leads a person to total resignation. All those transformations that completely change men, as described in the text, depend on this occurrence. I can briefly recount the story of the conversion of Abbé Rancé, which closely resembles that of Raymond Lully told in the text, and is also significant because of its outcome. His youth was spent in pleasure and enjoyment; eventually, he was in a passionate relationship with Madame de Montbazon. One evening, when he visited her, he found her room empty, disheveled, and dark. He accidentally kicked something; it was her head, severed from her body because, after her sudden death, her corpse couldn’t fit into the lead coffin beside it. After enduring immense sorrow, Rancé became the reformer of the Trappist order in 1663, which at that time had loosened its strict rules. He joined this order, and under his leadership, it returned to the rigor of renunciation that is still practiced today at La Trappe. This methodical denial of the will, combined with severe renunciation and an incredibly harsh and painful lifestyle, fills visitors with a sense of awe when they witness the humility of these genuine monks, who, emaciated from fasting, cold, night watches, prayers, and penances, kneel before him, a worldly and sinful man, seeking his blessing. Of all the monastic orders, this one has maintained its integrity in France throughout all changes, thanks to the unmistakable seriousness that characterizes it and excludes all ulterior motives. It has remained untouched even by the decline of religion because its foundation runs deeper in human nature than any established belief system.
I have mentioned in the text that this great and rapid change of the inmost being of man which we are here considering, and which has hitherto been entirely neglected by philosophers, appears most frequently when, with full consciousness, he stands in the presence of a violent and [pg 456] certain death, thus in the case of executions. But, in order to bring this process much more distinctly before our eyes, I regard it as by no means unbecoming to the dignity of philosophy to quote what has been said by some criminals before their execution, even at the risk of incurring the sneer that I encourage gallows' sermons. I certainly rather believe that the gallows is a place of quite peculiar revelations, and a watch-tower from which the man who even then retains his presence of mind obtains a wider, clearer outlook into eternity than most philosophers over the paragraphs of their rational psychology and theology. The following speech on the gallows was made on the 15th April, 1837, at Gloucester, by a man called Bartlett, who had murdered his mother-in-law: “Englishmen and fellow countrymen,—I have a few words to say to you, and they shall be but very few. Yet let me entreat you, one and all, that these few words that I shall utter may strike deep into your hearts. Bear them in your mind, not only now while you are witnessing this sad scene, but take them to your homes, take them, and repeat them to your children and friends. I implore you as a dying man—one for whom the instrument of death is even now prepared—and these words are that you may loose yourselves from the love of this dying world and its vain pleasures. Think less of it and more of your God. Do this: repent, repent, for be assured that without deep and true repentance, without turning to your heavenly Father, you will never attain, nor can hold the slightest hope of ever reaching those bowers of bliss to which I trust I am now fast advancing” (Times, 18th April 1837).
I have mentioned in the text that this significant and rapid change in the core of a person, which we are discussing here and which philosophers have completely overlooked, usually occurs when, fully aware, a person faces a violent and [pg 456] certain death, such as in executions. However, to make this process much clearer, I don't think it's inappropriate for the dignity of philosophy to share what some criminals have said before their execution, even if it risks being mocked for promoting gallows' sermons. I genuinely believe that the gallows is a place of unique revelations, a lookout point where someone who still has their wits about them can gain a broader, clearer perspective on eternity than most philosophers can from their discussions on rational psychology and theology. The following speech on the gallows was delivered on April 15, 1837, at Gloucester, by a man named Bartlett, who had murdered his mother-in-law: “Englishmen and fellow countrymen, I have a few words to share with you, and I promise to keep them brief. I urge you to let these words sink deeply into your hearts. Remember them not just as you witness this tragic scene today, but take them home and share them with your children and friends. I plead with you as someone who is dying—whose end is already prepared—and these words are meant to help you break free from the love of this fading world and its empty pleasures. Focus less on it and more on your God. Do this: repent, repent, for know that without true and sincere repentance, without turning to your heavenly Father, you will never reach or even hope to attain those beautiful places of eternal happiness that I trust I am now quickly approaching.” (Times, April 18, 1837).
Still more remarkable are the last words of the well-known murderer, Greenacre, who was executed in London on the 1st of May 1837. The English newspaper the Post gives the following account, which is also reprinted in Galignani's Messenger of the 6th of May 1837: “On the morning of his execution a gentleman advised him to put his trust in God, and pray for forgiveness through the [pg 457] mediation of Jesus Christ. Greenacre replied that forgiveness through the mediation of Christ was a matter of opinion; for his part, he believed that in the sight of the highest Being, a Mohammedan was as good as a Christian and had just as much claim to salvation. Since his imprisonment he had had his attention directed to theological subjects, and he had become convinced that the gallows is a passport to heaven.” The indifference displayed here towards positive religions is just what gives this utterance greater weight, for it shows that it is no fanatical delusion, but individual immediate knowledge that lies at its foundation. The following incident may also be mentioned which is given by Galignani's Messenger of the 15th August 1837, from the Limerick Chronicle: “Last Monday Maria Cooney was executed for the revolting murder of Mrs. Anderson. So deeply was this wretched woman impressed with the greatness of her crime that she kissed the rope which was put round her neck, while she humbly implored the mercy of God.” Lastly this: the Times, of the 29th April 1845 gives several letters which Hocker, who was condemned for the murder of Delarue, wrote the day before his execution. In one of these he says: “I am persuaded that unless the natural heart be broken, and renewed by divine mercy, however noble and amiable it may be deemed by the world, it can never think of eternity without inwardly shuddering.” These are the outlooks into eternity referred to above which are obtained from that watch-tower; and I have had the less hesitation in giving them here since Shakspeare also says—
Still more remarkable are the last words of the infamous murderer Greenacre, who was executed in London on May 1, 1837. The English newspaper the Post provides the following account, which is also reprinted in Galignani's Messenger from May 6, 1837: On the morning of his execution, a man advised him to trust in God and pray for forgiveness through the mediation of Jesus Christ. Greenacre replied that forgiveness through Christ's mediation was just an opinion; he believed that in the eyes of the highest Being, a Muslim was just as valuable as a Christian and had just as much right to salvation. During his time in prison, he had focused on theological issues and had come to believe that the gallows is a ticket to heaven. The indifference he showed toward established religions adds weight to this statement, showing that it is based on personal understanding rather than fanatical delusion. Additionally, there is an incident reported by Galignani's Messenger on August 15, 1837, from the Limerick Chronicle: "Last Monday, Maria Cooney was executed for the brutal murder of Mrs. Anderson. This troubled woman was so aware of the seriousness of her crime that she kissed the rope placed around her neck while humbly asking for God's mercy." Lastly, the News from April 29, 1845, includes several letters written by Hocker, who was condemned for the murder of Delarue, the day before his execution. In one of these letters, he wrote: "I believe that unless the natural heart is broken and transformed by divine mercy, no matter how noble and admirable it appears to the world, it can never think about eternity without experiencing an inner fear." These insights into eternity mentioned earlier come from that elevated perspective; and I feel less hesitant to share them here since Shakespeare also says—
—As You Like it, last scene.
Understood! Please provide the text you would like me to modernize.As You Like It, last scene.
Strauss, in his “Life of Jesus,” has proved that Christianity also ascribes to suffering as such the purifying and sanctifying power here set forth (Leben Jesu, vol. i. ch. 6, §§ 72 and 74). He says that the beatitudes in the Sermon on the Mount have a different sense in Luke (vi. [pg 458] 21) from that which they have in Matt. (v. 3), for only the latter adds τῳ πνευματι to μακαριοι οἱ πτωχοι, and την δικαιοσυνην to πεινωντες. Thus by him alone are the simple-minded, the humble, &c., meant, while by Luke are meant the literally poor; so that here the contrast is that between present suffering and future happiness. With the Ebionites it is a capital principle that whoever takes his portion in this age gets nothing in the future, and conversely. Accordingly in Luke the blessings are followed by as many ουαι, woes, which are addressed to the rich, οἱ πλουσιοι, the full, οἱ εμπεπλησμενοι, and to them that laugh, οἱ γελωντες, in the Ebionite spirit. In the same spirit, he says, p. 604, is the parable (Luke xvi. 19) of the rich man and Lazarus given, which nowhere mentions any fault of the former or any merit of the latter, and takes as the standard of the future recompense, not the good done or the wickedness practised, but the evil suffered here and the good things enjoyed, in the Ebionite spirit. “A like estimation of outward poverty,” Strauss goes on, “is also attributed to Jesus by the other synoptists (Matt. xix. 16; Mark x. 17; Luke xviii. 18), in the story of the rich young man and the saying about the camel and the eye of a needle.”
Strauss, in his "Life of Jesus" has shown that Christianity also attributes to suffering the purifying and sanctifying power mentioned here (Life of Jesus, vol. i. ch. 6, §§ 72 and 74). He explains that the beatitudes in the Sermon on the Mount have a different meaning in Luke (vi. [pg 458] 21) compared to Matthew (v. 3), because only Matthew adds τῳ πνευματι to μακαριοι οἱ πτωχοι and την δικαιοσυνην to πεινωντες. Therefore, he refers to the simple-minded, the humble, etc., while Luke refers to the literally poor; here, the contrast is between present suffering and future happiness. The Ebionites believe that whoever enjoys their share in this life will get nothing in the next, and vice versa. Consequently, in Luke, the blessings are followed by as many ουαι, woes, which target the rich, οἱ πλουσιοι, the full, οἱ εμπεπλησμενοι, and those who laugh, οἱ γελωντες, in the Ebionite spirit. In the same vein, he notes, p. 604, the parable (Luke xvi. 19) of the rich man and Lazarus, which does not mention any fault of the former or any merit of the latter, measuring future rewards not by the good done or the evil committed, but by the suffering endured here and the good enjoyed, in alignment with the Ebionite perspective. "A similar perspective on external poverty," Strauss continues, "Also attributed to Jesus by the other synoptic Gospels (Matt. xix. 16; Mark x. 17; Luke xviii. 18) is the story of the rich young man and the saying about the camel and the eye of a needle."
If we go to the bottom of the matter we will recognise that even in the most famous passages of the Sermon on the Mount there is contained an indirect injunction to voluntary poverty, and thereby to the denial of the will to live. For the precept (Matt. v. 40 seq.) to consent unconditionally to all demands made upon us, to give our cloak also to him who will take away our coat, &c., similarly (Matt. vi. 25-34) the precept to cast aside all care for the future, even for the morrow, and so to live simply in the present, are rules of life the observance of which inevitably leads to absolute poverty, and which therefore just say in an indirect manner what Buddha directly commands his disciples and has confirmed by his own example: throw everything away and become [pg 459] bhikkhu, i.e., beggars. This appears still more decidedly in the passage Matt. x. 9-15, where all possessions, even shoes and a staff, are forbidden to the Apostles, and they are directed to beg. These commands afterwards became the foundation of the mendicant order of St. Francis (Bonaventuræ vita S. Francisci, c. 3). Hence, then, I say that the spirit of Christian ethics is identical with that of Brahmanism and Buddhism. In conformity with the whole view expounded here Meister Eckhard also says (Works, vol. i. p. 492): “The swiftest animal that bears thee to perfection is suffering.”
If we look closely at the issue, we will see that even in the most well-known parts of the Sermon on the Mount, there’s an indirect call to voluntary poverty, which ultimately means rejecting the will to live. The instruction (Matt. v. 40 seq.) to unconditionally accept all requests made of us, to give our cloak to anyone who takes our coat, and similarly (Matt. vi. 25-34) to let go of all worries about the future, even for tomorrow, encourages us to live simply in the present. Following these guidelines inevitably leads to complete poverty, and they essentially convey, in an indirect way, what Buddha directly tells his followers and demonstrates through his own life: give everything up and become a [pg 459] bhikkhu, i.e., beggars. This is even more clearly seen in Matt. x. 9-15, where the Apostles are instructed to take no possessions at all, not even shoes or a staff, and are told to beg. These commands later formed the basis of the mendicant order of St. Francis (Life of St. Francis, c. 3). Therefore, I argue that the essence of Christian ethics aligns with that of Brahmanism and Buddhism. In line with the entire viewpoint expressed here, Meister Eckhard also states (Works, vol. i. p. 492): "The quickest way to achieve perfection is through suffering."
Chapter 49. The Path to Salvation.
There is only one inborn error, and that is, that we exist in order to be happy. It is inborn in us because it is one with our existence itself, and our whole being is only a paraphrase of it, nay, our body is its monogram. We are nothing more than will to live and the successive satisfaction of all our volitions is what we think in the conception of happiness.
There is only one fundamental mistake, and that is the idea that we exist to be happy. It’s inherent in us because it’s part of our very existence, and our entire being is just a reflection of it; in fact, our body is its symbol. We are nothing more than a desire to live, and the ongoing fulfillment of all our wishes is what we envision as happiness.
As long as we persist in this inborn error, indeed even become rigidly fixed in it through optimistic dogmas, the world appears to us full of contradictions. For at every step, in great things as in small, we must experience that the world and life are by no means arranged with a view to containing a happy existence. While now by this the thoughtless man only finds himself tormented in reality, in the case of him who thinks there is added to his real pain the theoretical perplexity why a world and a life which exist in order that one may be happy in them answer their end so badly. First of all it finds expression in pious ejaculations, such as, “Ah! why are the tears on earth so many?” &c. &c. But in their train come disquieting doubts about the assumptions of those preconceived optimistic dogmas. One may try if one will to throw the blame of one's individual unhappiness now upon the circumstances, now upon other men, now upon one's own bad luck, or even upon one's own awkwardness, and may know well how all these have worked together to produce it; but this in no way alters the result that one has [pg 461] missed the real end of life, which consists indeed in being happy. The consideration of this is, then, often very depressing, especially if life is already on the wane; hence the countenances of almost all elderly persons wear the expression of that which in English is called disappointment. Besides this, however, hitherto every day of our life has taught us that joys and pleasures, even if attained, are in themselves delusive, do not perform what they promise, do not satisfy the heart, and finally their possession is at least embittered by the disagreeables that accompany them or spring from them; while, on the contrary, the pains and sorrows prove themselves very real, and often exceed all expectation. Thus certainly everything in life is calculated to recall us from that original error, and to convince us that the end of our existence is not to be happy. Indeed, if we regard it more closely and without prejudice, life rather presents itself as specially intended to be such that we shall not feel ourselves happy in it, for through its whole nature it bears the character of something for which we have no taste, which must be endured by us, and from which we have to return as from an error that our heart may be cured of the passionate desire of enjoyment, nay, of life, and turned away from the world. In this sense, it would be more correct to place the end of life in our woe than in our welfare. For the considerations at the conclusion of the preceding chapter have shown that the more one suffers the sooner one attains to the true end of life, and that the more happily one lives the longer this is delayed. The conclusion of the last letter of Seneca corresponds with this: bonum tunc habebis tuum, quum intelliges infelicissimos esse felices; which certainly seems to show the influence of Christianity. The peculiar effect of the tragic drama also ultimately depends upon the fact that it shakes that inborn error by vividly presenting in a great and striking example the vanity of human effort and the nothingness of this whole existence, and thus discloses the [pg 462] profound significance of life; hence it is recognised as the sublimest form of poetry. Whoever now has returned by one or other path from that error which dwells in us a priori, that πρωτου ψευδος of our existence, will soon see all in another light, and will now find the world in harmony with his insight, although not with his wishes. Misfortunes of every kind and magnitude, although they pain him, will no longer surprise him, for he has come to see that it is just pain and trouble that tend towards the true end of life, the turning away of the will from it. This will give him indeed a wonderful composedness in all that may happen, similar to that with which a sick person who undergoes a long and painful cure bears the pain of it as a sign of its efficacy. In the whole of human existence suffering expresses itself clearly enough as its true destiny. Life is deeply sunk in suffering, and cannot escape from it; our entrance into it takes place amid tears, its course is at bottom always tragic, and its end still more so. There is an unmistakable appearance of intention in this. As a rule man's destiny passes through his mind in a striking manner, at the very summit of his desires and efforts, and thus his life receives a tragic tendency by virtue of which it is fitted to free him from the passionate desire of which every individual existence is an example, and bring him into such a condition that he parts with life without retaining a single desire for it and its pleasures. Suffering is, in fact, the purifying process through which alone, in most cases, the man is sanctified, i.e., is led back from the path of error of the will to live. In accordance with this, the salutary nature of the cross and of suffering is so often explained in Christian books of edification, and in general the cross, an instrument of suffering, not of doing, is very suitably the symbol of the Christian religion. Nay, even the Preacher, who is still Jewish, but so very philosophical, rightly says: “Sorrow is better than laughter: for by the sadness of the countenance the heart is made better” (Eccles. vii. 3). Under [pg 463] the name of the δεντρος πλους I have presented suffering as to a certain extent a substitute for virtue and holiness; but here I must make the bold assertion that, taking everything into consideration, we have more to hope for our salvation and deliverance from what we suffer than from what we do. Precisely in this spirit Lamartine very beautifully says in his “Hymne à la douleur,” apostrophising pain:—
As long as we cling to this inherent mistake, and even become stubbornly attached to it through optimistic beliefs, the world seems filled with contradictions. We find, at every turn, in both big and small things, that the world and life aren’t set up to provide for a happy existence. While the careless person is only tormented by reality, the thoughtful individual experiences an additional confusion about why a world and life meant to make us happy seem to fail so badly. This sentiment often finds expression in pious exclamations like, "Ah! Why are there so many tears on Earth?" & etc. However, this leads to unsettling doubts about the foundations of those optimistic beliefs. One might try to blame their personal unhappiness on circumstances, other people, bad luck, or even their own clumsiness, and they may recognize how all these factors contributed to it; but this does not change the fact that one has [pg 461] missed the real purpose of life, which is to be happy. Reflecting on this can be quite disheartening, especially as life starts to wind down; thus, the faces of almost all older individuals often show what we would call disappointment. Moreover, every single day of our lives has taught us that even joys and pleasures, when attained, are often deceptive, fail to deliver what they promise, leave the heart unsatisfied, and often become bitter due to the unpleasantness that accompanies or arises from them; meanwhile, pain and sorrow prove to be very real and often exceed our expectations. Indeed, everything in life seems designed to pull us away from that original mistake and to convince us that the purpose of our existence is not to be happy. If we examine it more closely and without bias, life seems more like it was made to ensure that we don’t feel happy in it, as its very nature bears the character of something we do not enjoy, which we must endure, prompting us to return from this error so that our hearts can be cured of the passionate desire for pleasure, even for life itself, and turn away from the world. In this light, it would be more accurate to say that the end of life lies in our suffering rather than in our well-being. The thoughts at the end of the previous chapter have shown that the more one suffers, the quicker one reaches the true purpose of life, while a happier life merely postpones this. The conclusion of Seneca’s last letter aligns with this: You will have your good when you understand that the most unfortunate are actually happy; which certainly reflects the influence of Christianity. The unique effect of tragic drama ultimately hinges on the fact that it shakes that inherent mistake by vividly illustrating, through a powerful example, the futility of human effort and the emptiness of this existence, thereby revealing the [pg 462] profound meaning of life; for this reason, it is viewed as the highest form of poetry. Anyone who has returned from that error that resides within us beforehand, this πρωτου ψευδος of our existence, will quickly notice everything in a new light and will now see the world as being in harmony with their insight, even if not with their desires. Various misfortunes, regardless of their type or severity, while painful, will no longer take them by surprise, as they realize that it is precisely pain and trouble that lead to the true purpose of life, directing the will away from it. This will indeed give them an incredible calmness in whatever may happen, akin to how a sick person under a long and painful treatment endures the pain as a sign of its effectiveness. Throughout human existence, suffering clearly expresses itself as our true destiny. Life is deeply entrenched in suffering, and cannot escape it; we enter it amid tears, its course is fundamentally always tragic, and its conclusion even more so. There seems to be a clear intention behind this. Typically, man's destiny strikes his mind in a profound way, precisely at the peak of his desires and efforts, and thus his life gains a tragic inclination that can free him from the passionate desires represented by each individual existence, bringing him to a state where he can leave life without holding onto any desire for it or its pleasures. Suffering is, in fact, the cleansing process through which, in most cases, an individual is sanctified, i.e., led back from the path of the will to live. In line with this, the beneficial nature of the cross and of suffering is often explained in Christian books aimed at edifying, and generally, the cross, a tool of suffering rather than action, is a very fitting symbol of Christianity. Even the Preacher, who is still Jewish but quite philosophical, correctly states: "Sadness is better than laughter because a sad expression improves the heart." (Eccles. vii. 3). Under [pg 463] the name of the δεντρος πλους I have presented suffering as somewhat a substitute for virtue and holiness; but here I must boldly assert that, considering everything, we have more hope for our salvation and deliverance from what we suffer than from what we do. Precisely in this spirit, Lamartine beautifully expresses in his "Hymn to Pain," addressing pain:—
If, then, suffering itself has such a sanctifying power, this will belong in an even higher degree to death, which is more feared than any suffering. Answering to this, a certain awe, kindred to that which great suffering occasions us, is felt in the presence of every dead person, indeed every case of death presents itself to a certain extent as a kind of apotheosis or canonisation; therefore we cannot look upon the dead body of even the most insignificant man without awe, and indeed, extraordinary as the remark may sound in this place, in the presence of every corpse the watch goes under arms. Dying is certainly to be regarded as the real aim of life: in the moment of death all that is decided for which the whole course of life was only the preparation and introduction. Death is the result, the Résumé of life, or the added up sum which expresses at once the instruction which life gave in detail, and bit by bit; this, that the whole striving whose manifestation is life was a vain, idle, and self-contradictory effort, to have returned from which is a deliverance. As the whole, slow vegetation of the plant is related to the fruit, which now at a stroke achieves a [pg 464] hundredfold what the plant achieved gradually and bit by bit, so life, with its obstacles, deluded hopes, frustrated plans, and constant suffering, is related to death, which at one stroke destroys all, all that the man has willed, and so crowns the instruction which life gave him. The completed course of life upon which the dying man looks back has an effect upon the whole will that objectifies itself in this perishing individuality, analogous to that which a motive exercises upon the conduct of the man. It gives it a new direction, which accordingly is the moral and essential result of the life. Just because a sudden death makes this retrospect impossible, the Church regards such a death as a misfortune, and prays that it should be averted. Since this retrospect, like the distinct foreknowledge of death, as conditioned by the reason, is possible only in man, not in the brute, and accordingly man alone really drinks the cup of death, humanity is the only material in which the will can deny itself and entirely turn away from life. To the will that does not deny itself every birth imparts a new and different intellect,—till it has learned the true nature of life, and in consequence of this wills it no more.
If suffering has such a power to sanctify, then death, which is feared more than any suffering, must have an even greater power. In response to this, we feel a kind of awe, similar to that which great suffering brings us, in the presence of every dead person. Indeed, every death seems, to some extent, like a kind of glorification or canonization; thus, we can't view the dead body of even the most unremarkable person without feeling awe. Remarkably, in the presence of every corpse, the watch goes on alert. Dying should certainly be seen as the true goal of life: in that moment of death, everything for which life was merely preparation and introduction is decided. Death is the culmination, the Resume of life, representing the totality of what life has taught us bit by bit. It shows that all the striving manifested in life was a meaningless, futile effort, which, returning from it, is a release. Just as the slow growth of a plant relates to the fruit that suddenly bears a hundredfold what the plant achieved gradually, life—with its struggles, false hopes, thwarted plans, and unending suffering—relates to death, which, in an instant, wipes out everything a person intended, thereby fulfilling the lessons life taught them. The completed journey of life that the dying person reflects on influences the whole will that is expressed in this fading individuality, similar to how a motive impacts a person's actions. It provides a new direction, which becomes the moral and essential outcome of that life. Because sudden death makes this reflection impossible, the Church sees such a death as a tragedy and prays for it to be avoided. Since this reflection, like the clear awareness of death—which is determined by reason—is possible only for humans and not for animals, only humans truly face the reality of death. Humanity alone is the material in which the will can reject itself and completely turn away from life. For the will that does not deny itself, each birth imparts a new and different understanding—until it has grasped the true nature of life and consequently no longer desires it.
In the natural course, in age the decay of the body coincides with that of the will. The desire for pleasures soon vanishes with the capacity to enjoy them. The occasion of the most vehement willing, the focus of the will, the sexual impulse, is first extinguished, whereby the man is placed in a position which resembles the state of innocence which existed before the development of the genital system. The illusions, which set up chimeras as exceedingly desirable benefits, vanish, and the knowledge of the vanity of all earthly blessings takes their place. Selfishness is repressed by the love of one's children, by means of which the man already begins to live more in the ego of others than in his own, which now will soon be no more. This course of life is at least the desirable one; it is the euthanasia of the will. In hope of this the Brahman [pg 465] is ordered, after he has passed the best years of his life, to forsake possessions and family, and lead the life of a hermit (Menu, B. 6), But if, conversely, the desire outlives the capacity for enjoyment, and we now regret particular pleasures in life which we miss, instead of seeing the emptiness and vanity of all; and if then gold, the abstract representative of the objects of desire for which the sense is dead, takes the place of all these objects themselves, and now excites the same vehement passions which were formerly more pardonably awakened by the objects of actual pleasure, and thus now with deadened senses a lifeless but indestructible object is desired with equally indestructible eagerness; or, also, if, in the same way, existence in the opinion of others takes the place of existence and action in the real world, and now kindles the same passions;—then the will has become sublimated and etherealised into avarice or ambition; but has thereby thrown itself into the last fortress, in which it can only now be besieged by death. The end of existence has been missed.
In the natural course of life, as we age, the decline of the body goes hand in hand with that of the will. The desire for pleasures quickly fades along with the ability to enjoy them. The most intense desire, the will's focus—our sexual drive—fades first, putting a person in a state similar to the innocence that existed before sexual maturity. The illusions that create false hopes as highly desirable benefits disappear, replaced by the understanding of the emptiness of all worldly blessings. Selfishness is lessened by love for one's children, allowing a person to start living more through others' experiences than their own, which is soon to vanish. This way of life is at least a desirable one; it's the gentle end of the will. In anticipation of this, the Brahman [pg 465] is instructed, after spending the best years of his life, to give up possessions and family to live as a hermit (Menu, B. 6). However, if the desire outlasts the ability to enjoy, and we start to mourn the specific pleasures we miss in life instead of recognizing their emptiness and vanity; and if gold, the symbolic representation of the desired objects for which the senses have gone numb, replaces all these objects and ignites the same intense passions that were once more acceptably stirred by tangible pleasures; or if, similarly, how others perceive our existence overshadows actual existence and action in the real world, stirring the same passions—then the will has transformed into greed or ambition. Yet, this transformation has led it to the ultimate stronghold where it can now only be besieged by death. The conclusion of existence has been overlooked.
All these considerations afford us a fuller explanation of that purification, conversion of the will and deliverance, denoted in the preceding chapter by the expression δευτερος πλους which is brought about by the suffering of life, and without doubt is the most frequent. For it is the way of sinners such as we all are. The other way, which leads to the same goal, by means of mere knowledge and the consequent appropriation of the suffering of a whole world, is the narrow path of the elect, the saints, and therefore to be regarded as a rare exception. Therefore without that first way for most of us there would be no salvation to hope for. However, we struggle against entering upon it, and strive rather to procure for ourselves a safe and agreeable existence, whereby we chain our will ever more firmly to life. The conduct of the ascetics is the opposite of this. They make their life intentionally as poor, hard, and empty of pleasure as possible, because [pg 466] they have their true and ultimate welfare in view. But fate and the course of things care for us better than we ourselves, for they frustrate on all sides our arrangements for an utopian life, the folly of which is evident enough from its brevity, uncertainty, and emptiness, and its conclusion by bitter death; they strew thorns upon thorns in our path, and meet us everywhere with healing sorrow, the panacea of our misery. What really gives its wonderful and ambiguous character to our life is this, that two diametrically opposite aims constantly cross each other in it; that of the individual will directed to chimerical happiness in an ephemeral, dream-like, and delusive existence, in which, with reference to the past, happiness and unhappiness are a matter of indifference, and the present is every moment becoming the past; and that of fate visibly enough directed to the destruction of our happiness, and thereby to the mortification of our will and the abolition of the illusion that holds us chained in the bonds of this world.
All these considerations give us a clearer understanding of the purification, transformation of the will, and deliverance mentioned in the previous chapter by the term δευτερος πλους, which comes from life's suffering and is undoubtedly the most common path. This is the way of sinners like us all. The other path, leading to the same destination through mere knowledge and the absorption of the suffering of the whole world, is the narrow road of the chosen ones, the saints, making it a rare exception. Thus, for most of us, without that first way, there would be no hope for salvation. However, we resist stepping onto it and instead try to create a secure and pleasant life, chaining our will ever more tightly to existence. The behavior of ascetics is the complete opposite. They intentionally make their lives as poor, tough, and devoid of pleasure as possible because they have their true and ultimate well-being in mind. But fate and the course of events take better care of us than we do, as they thwart our plans for a utopian life—its folly is clear from its brevity, uncertainty, and emptiness, culminating in bitter death. They place thorn upon thorn in our path and greet us everywhere with healing sorrow, the remedy for our misery. What truly gives our lives their remarkable and contradictory nature is that two completely opposing aims constantly intersect: the aim of the individual will focused on illusory happiness in a fleeting, dream-like, and deceptive existence, where happiness and unhappiness are indifferent regarding the past, and the present continuously becomes the past; and the aim of fate, which is clearly directed toward the destruction of our happiness, leading to the suppression of our will and the dissolution of the illusion that binds us to this world.
The prevalent and peculiarly Protestant view that the end of life lies solely and immediately in the moral virtues, thus in the practice of justice and benevolence, betrays its insufficiency even in the fact that so miserably little real and pure morality is found among men. I am not speaking at all of lofty virtue, nobleness, magnanimity, and self-sacrifice, which one hardly finds anywhere but in plays and novels, but only of those virtues which are the duty of every one. Let whoever is old think of all those with whom he has had to do; how many persons will he have met who were merely really and truly honest? Were not by far the greater number, in spite of their shameless indignation at the slightest suspicion of dishonesty or even untruthfulness, in plain words, the precise opposite? Were not abject selfishness, boundless avarice, well-concealed knavery, and also poisonous envy and fiendish delight in the misfortunes of others so universally prevalent that the slightest exception was met with [pg 467] surprise? And benevolence, how very rarely it extends beyond a gift of what is so superfluous that one never misses it. And is the whole end of existence to lie in such exceedingly rare and weak traces of morality? If we place it, on the contrary, in the entire reversal of this nature of ours (which bears the evil fruits just mentioned) brought about by suffering, the matter gains an appearance of probability and is brought into agreement with what actually lies before us. Life presents itself then as a purifying process, of which the purifying lye is pain. If the process is carried out, it leaves behind it the previous immorality and wickedness as refuse, and there appears what the Veda says: “Finditur nodus cordis, dissolvuntur omnes dubitationes, ejusque opera evanescunt.” As agreeing with this view the fifteenth sermon of Meister Eckhard will be found very well worth reading.
The common and notably Protestant belief that the end of life relies solely and immediately on moral virtues, specifically the practice of justice and kindness, shows its inadequacy in the unfortunate reality that there is so little true and pure morality among people. I'm not referring to high ideals like virtue, nobility, generosity, and self-sacrifice, which you rarely find outside of plays and novels, but rather to the basic virtues that everyone is obligated to uphold. Anyone who's older should reflect on everyone they've interacted with; how many people have they met who were genuinely honest? Didn't most, despite their shameless outrage at even a hint of dishonesty or untruthfulness, actually embody the exact opposite? Wasn't extreme selfishness, relentless greed, hidden deceit, and toxic envy, along with a nasty joy in others' misfortunes, so widespread that any exception was met with surprise? And kindness, how rarely does it go beyond giving away something so unnecessary that you wouldn't miss it? Is the ultimate purpose of existence really just these incredibly rare and flimsy traces of morality? If we instead see this journey as a complete transformation of our nature (which yields the aforementioned negative traits) through suffering, the idea starts to seem plausible and aligns with our reality. Life then appears as a process of purification, with pain as the cleansing agent. If this process occurs, it discards previous immorality and wrongdoing as waste, bringing forth what the Veda states: “The knot of the heart is found, all doubts are resolved, and its works vanish.” In support of this viewpoint, the fifteenth sermon of Meister Eckhart is certainly worth a read.
Chapter L. Epiphilosophy.
At the conclusion of my exposition a few reflections concerning my philosophy itself may find their place. My philosophy does not pretend to explain the existence of the world in its ultimate grounds: it rather sticks to the facts of external and internal experience as they are accessible to every one, and shows the true and deepest connection of them without really going beyond them to any extra-mundane things and their relations to the world. It therefore arrives at no conclusions as to what lies beyond all possible experience, but affords merely an exposition of what is given in the external world and in self-consciousness, thus contents itself with comprehending the nature of the world in its inner connection with itself. It is consequently immanent, in the Kantian sense of the word. But just on this account it leaves many questions untouched; for example, why what is proved as a fact is as it is and not otherwise, &c. All such questions, however, or rather the answers to them, are really transcendent, i.e., they cannot be thought by the forms and functions of our intellect, do not enter into these; it is therefore related to them as our sensibility is related to the possible properties of bodies for which we have no senses. After all my explanations one may still ask, for example, whence has sprung this will that is free to assert itself, the manifestation of which is the world, or to deny itself, the manifestation of which we do not know. What is the fatality lying beyond all experience which has placed it in the very doubtful dilemma of either appearing as a world in which suffering and death [pg 469] reign, or else denying its very being?—or again, what can have prevailed upon it to forsake the infinitely preferable peace of blessed nothingness? An individual will, one may add, can only turn to its own destruction through error in the choice, thus through the fault of knowledge; but the will in itself, before all manifestation, consequently still without knowledge, how could it go astray and fall into the ruin of its present condition? Whence in general is the great discord that permeates this world? It may, further, be asked how deep into the true being of the world the roots of individuality go; to which it may certainly be answered: they go as deep as the assertion of the will to live; where the denial of the will appears they cease, for they have arisen with the assertion. But one might indeed even put the question, “What would I be if I were not will to live?” and more of the same kind. To all such questions we would first have to reply that the expression of the most universal and general form of our intellect is the principle of sufficient reason; but that just on this account that principle finds application only to the phenomenon, not to the being in itself of things. Yet all whence and why depend upon that principle alone. As a result of the Kantian philosophy it is no longer an æterna veritas, but merely the form, i.e., the function, of our intellect, which is essentially cerebral, and originally a mere tool in the service of the will, which it therefore presupposes together with all its objectifications. But our whole knowing and conceiving is bound to its forms; accordingly we must conceive everything in time, consequently as a before and after, then as cause and effect, and also as above and below, whole and part, &c., and cannot by any means escape from this sphere in which all possibility of our knowledge lies. Now these forms are utterly unsuited to the problems raised here, nor are they fit or able to comprehend their solution even if it were given. Therefore with our intellect, this mere tool of the will, we are everywhere striking upon insoluble problems, as against the [pg 470] walls of our prison. But, besides this, it may at least be assumed as probable that not only for us is knowledge of all that has been asked about impossible, but no such knowledge is possible in general, thus never and in no way; that these relations are not only relatively but absolutely insusceptible of investigation; that not only does no one know them, but that they are in themselves unknowable, because they do not enter into the form of knowledge in general. (This corresponds to what Scotus Erigena says, de mirabili divina ignorantia, qua Deus non intelligit quid ipse sit. Lib. ii.) For knowableness in general, with its most essential, and therefore constantly necessary form of subject and object, belongs merely to the phenomenal appearance, not to the being in itself of things. Where knowledge, and consequently idea, is, there is also only phenomenon, and we stand there already in the province of the phenomenal; nay, knowledge in general is known to us only as a phenomenon of brain, and we are not only unjustified in conceiving it otherwise, but also incapable of doing so. What the world is as world may be understood: it is phenomenal manifestation; and we can know that which manifests itself in it, directly from ourselves, by means of a thorough analysis of self-consciousness. Then, however, by means of this key to the nature of the world, the whole phenomenal manifestation can be deciphered, as I believe I have succeeded in doing. But if we leave the world in order to answer the questions indicated above, we have also left the whole sphere in which, not only connection according to reason and consequent, but even knowledge itself is possible; then all is instabilis tellus, innabilis unda. The nature of things before or beyond the world, and consequently beyond the will, is open to no investigation; because knowledge in general is itself only a phenomenon, and therefore exists only in the world as the world exists only in it. The inner being in itself of things is nothing that knows, no intellect, but an unconscious; knowledge is [pg 471] only added as an accident, a means of assistance to the phenomenon of that inner being, and can therefore apprehend that being itself only in proportion to its own nature, which is designed with reference to quite different ends (those of the individual will), consequently very imperfectly. Here lies the reason why a perfect understanding of the existence, nature, and origin of the world, extending to its ultimate ground and satisfying all demands, is impossible. So much as to the limits of my philosophy, and indeed of all philosophy.
At the end of my presentation, I'd like to share some thoughts on my philosophy itself. My philosophy doesn’t claim to explain the world's existence at its ultimate level; instead, it focuses on the facts of both external and internal experiences that everyone can access and illustrates the true and deepest connections among them without going beyond them to any otherworldly concepts or their relations to the world. Therefore, it doesn’t arrive at any conclusions about what lies beyond all possible experience, but simply provides an explanation of what exists in the external world and in self-awareness, content with understanding the nature of the world in its inner connections. It is, consequently, intrinsic, in the Kantian sense. However, because of this, it leaves many questions unanswered, like why what is proven to be a fact is the way it is and not otherwise, etc. All such questions, or rather the answers to them, are actually transcendent, i.e. they cannot be comprehended through the forms and functions of our intellect; they don’t fit into this understanding, similar to how our senses are linked to the possible properties of bodies we cannot sense. After all my explanations, one might still ask, for instance, where this will comes from that is free to assert itself, which manifests as the world, or to deny itself, the manifestation of which we don’t know. What is the fatality beyond all experience that has put it in the rather uncertain situation of either appearing as a world ruled by suffering and death [pg 469] or denying its very existence?—or again, what could have led it to abandon the infinitely preferable peace of blessed nothingness? One might add that an individual will can only lead to its own destruction through errors in decision-making, hence through a lack of knowledge; but the will itself, before any manifestation and thus without knowledge, how could it go astray and fall into the ruins of its current state? Where does the great discord that permeates this world come from, in general? It might also be asked how deep the roots of individuality go into the true being of the world; to which it could certainly be answered: they go as deep as the assertion of the will to live; where the denial of the will appears, they cease, as they arose with the assertion. But one could even ask, "What would I be if I didn't have the will to live?" and similar questions. To all such questions, we must first state that the expression of the most universal and general form of our intellect is the principle of sufficient reason; but because of this, that principle applies only to phenomena, not to the essence of things themselves. Yet all the whys and wherefores depend solely on that principle. As a result of Kantian philosophy, it is no longer an eternal truth, but merely the form, i.e. the function, of our intellect, which is essentially cerebral and originally just a tool serving the will, which it therefore takes for granted along with all its manifestations. However, our entire knowing and understanding is tied to its forms; consequently, we must conceive everything in time, thus as one thing before another, as cause and effect, and also as above and below, whole and part, etc., and cannot escape from this realm where all possibility of knowledge resides. These forms are completely inappropriate for the problems raised here, nor are they suitable or capable of understanding their solution, even if it were presented. Therefore, with our intellect, this mere tool of the will, we are constantly confronting insoluble problems, as if against the [pg 470] walls of our prison. Moreover, it can at least be assumed that not only for us is knowledge of everything in question impossible, but no such knowledge is possible in general, thus never and under no circumstances; that these relations are not only relatively but absolutely impervious to investigation; that not only does no one know them, but they are inherently unknowable, as they do not enter into the general form of knowledge. (This aligns with what Scotus Erigena says, on the wonderful divine ignorance, where God does not understand what He is. Lib. ii.) Knowability in general, with its most essential and therefore constantly necessary form of subject and object, pertains only to the phenomenal appearance, not to the being of things. Where there is knowledge, and thus an idea, there is merely phenomenon, and we stand there in the realm of the phenomenal; indeed, knowledge in general is understood by us only as a phenomenon of the brain, and we are not only unjustified in conceptualizing it otherwise, but also incapable of doing so. What the world is as a world can be understood: it is a phenomenal manifestation; and we can know that which manifests in it, directly from ourselves, through a thorough analysis of self-awareness. Then, using this key to understanding the nature of the world, the entire phenomenal manifestation can be interpreted, as I believe I have succeeded in doing. But if we leave the world to answer the questions mentioned above, we have also departed from the entire sphere in which not only reasoning and consequence make sense but where knowledge itself is possible; then everything is unstable land, un-navigable water. The essence of things before or beyond the world, and thus beyond the will, is not subject to any investigation because knowledge in general is itself merely a phenomenon and therefore exists only in the world, just as the world exists only within it. The inner essence of things is not something that knows, no intellect, but an unconscious; knowledge is [pg 471] merely an added accident, a way of assisting the phenomenon of that inner essence, and can therefore only grasp that essence according to its own nature, which is aimed at entirely different purposes (those of the individual will), consequently very imperfectly. Here lies the reason why a perfect understanding of the existence, nature, and origin of the world, extending to its ultimate foundation and meeting all demands, is impossible. That concludes the limits of my philosophy, and indeed all philosophy.
The ἑν και παν, i.e., that the inner nature in all things is absolutely one and the same, my age had already grasped and understood, after the Eleatics, Scotus Erigena, Giordano Bruno, and Spinoza had thoroughly taught, and Schelling had revived this doctrine. But what this one is, and how it is able to exhibit itself as the many, is a problem the solution of which is first found in my philosophy. Certainly from the most ancient times man had been called the microcosm. I have reversed the proposition, and shown the world as the macranthropos: because will and idea exhaust its nature as they do that of man. But it is clearly more correct to learn to understand the world from man than man from the world; for one has to explain what is indirectly given, thus external perception from what is directly given, thus self-consciousness—not conversely.
The one and all, i.e., the inner essence of everything is completely unified, my generation had already grasped and understood, after the Eleatics, Scotus Erigena, Giordano Bruno, and Spinoza had thoroughly taught, and Schelling had revived this idea. But what this oneness is, and how it can manifest as the many, is a problem whose solution is first found in my philosophy. Certainly, since ancient times, humans have been called the microcosm. I have flipped the idea and shown the world as the macranthropos: because will and idea fully express its nature just as they do in humans. However, it’s clearly more accurate to learn to understand the world through humans rather than the other way around; one needs to explain what is indirectly experienced, thus external perception, from what is directly perceived, thus self-consciousness—not the reverse.
With the Pantheists, then, I have certainly that ἑν και παν in common, but not the παν θεος; because I do not go beyond experience (taken in its widest sense), and still less do I put myself in contradiction with the data which lie before me. Scotus Erigena, quite consistently with the spirit of Pantheism, explains every phenomenon as a theophany; but then this conception must also be applied to the most terrible and abominable phenomena. Fine theophanies! What further distinguishes me from Pantheism is principally the following. (1). That their θεος is an x, an unknown quantity; the will, on the other hand, is of [pg 472] all possible things the one that is known to us most exactly, the only thing given immediately, and therefore exclusively fitted for the explanation of the rest. For what is unknown must always be explained by what is better known; not conversely. (2). That their θεος manifests himself animi causa, to unfold his glory, or, indeed, to let himself be admired. Apart from the vanity here attributed to him, they are placed in the position of being obliged to sophisticate away the colossal evil of the world; but the world remains in glaring and terrible contradiction with that imagined excellence. With me, on the contrary, the will arrives through its objectification however this may occur, at self-knowledge, whereby its abolition, conversion, salvation becomes possible. And accordingly, with me alone ethics has a sure foundation and is completely worked out in agreement with the sublime and profound religions, Brahmanism, Buddhism, and Christianity, not merely with Judaism and Mohammedanism. The metaphysic of the beautiful also is first fully cleared up as a result of my fundamental truth, and no longer requires to take refuge behind empty words. With me alone is the evil of the world honestly confessed in its whole magnitude: this is rendered possible by the fact that the answer to the question as to its origin coincides with the answer to the question as to the origin of the world. On the other hand, in all other systems, since they are all optimistic, the question as to the origin of evil is the incurable disease, ever breaking out anew, with which they are affected, and in consequence of which they struggle along with palliatives and quack remedies. (3.) That I start from experience and the natural self-consciousness given to every one, and lead to the will as that which alone is metaphysical; thus I adopt the ascending, analytical method. The Pantheists, again, adopt the opposite method, the descending or synthetical. They start from their θεος, which they beg or take by force, although sometimes under the name substantia, or absolute, and this unknown [pg 473] is then supposed to explain everything that is better known. (4.) That with me the world does not fill the whole possibility of all being, but in this there still remains much room for that which we denote only negatively as the denial of the will to live. Pantheism, on the other hand, is essentially optimism: but if the world is what is best, then the matter may rest there. (5.) That to the Pantheists the perceptible world, thus the world of idea, is just the intentional manifestation of the God indwelling in it, which contains no real explanation of its appearance, but rather requires to be explained itself. With me, on the other hand, the world as idea appears merely per accidens, because the intellect, with its external perception, is primarily only the medium of motives for the more perfect phenomena of will, which gradually rises to that objectivity of perceptibility, in which the world exists. In this sense its origin, as an object of perception, is really accounted for, and not, as with the Pantheists, by means of untenable fictions.
With the Pantheists, I definitely share that concept of ἑν και παν, but not the παν θεος; because I don't go beyond experience (in its broadest sense), and even less do I contradict the evidence in front of me. Scotus Erigena, completely in line with Pantheism, explains every phenomenon as a theophany; but this idea must also apply to the most horrifying and despicable phenomena. What great theophanies! What sets me apart from Pantheism mainly includes the following. (1) Their θεος is an x, an unknown variable; while the will is the one thing that we know the most precisely, the only thing that is given immediately, and therefore the best suited for explaining the rest. After all, what is unknown must always be explained by what is better known, not the other way around. (2) Their θεος reveals himself anima reason, to showcase his glory, or to allow himself to be admired. Aside from the vanity attributed to him, they have to manipulate the overwhelming evil of the world; yet the world remains in stark and terrible conflict with that imagined greatness. In contrast, my gonna achieves self-awareness through its objectification, however that might happen, making its dissolution, transformation, and salvation possible. Therefore, I alone provide a solid foundation for ethics, which aligns perfectly with the noble and profound religions—Brahmanism, Buddhism, and Christianity—not just with Judaism and Islam. My fundamental truth also fully clarifies the metaphysics of beauty, no longer needing to hide behind empty terminology. I am the only one who honestly acknowledges the evil in the world in its entirety: this is made possible by the fact that the answer to its origin coincides with the question of the world's origin. On the other hand, in all other systems, since they are all optimistic, the question of evil's origin is the chronic issue that continually resurfaces, causing them to struggle along with temporary fixes and quack solutions. (3) I start from experience and the natural self-awareness that everyone possesses and arrive at the will as the only metaphysical aspect; thus, I employ an ascending, analytical approach. The Pantheists, however, use the opposite approach, a descending or synthetic one. They begin with their θεος, which they either request or forcibly take, sometimes under the name substance or absolute, and this unknown [pg 472] is then expected to explain everything better known. (4) For me, the world does not exhaust all possibilities of existence; there is still much space for what we can only negatively define as the denial of the will to live. On the other hand, Pantheism is fundamentally optimistic: if the world is the best there is, then nothing more needs to be said. (5) To the Pantheists, the perceptible world, or the world of ideas, is just the intentional manifestation of the God residing within it, which doesn't truly explain its existence but rather requires an explanation itself. In contrast, for me, the world as an idea only appears per accident, because the intellect, through its external perception, primarily serves as the medium for motivations behind the more perfect phenomena of will, which gradually leads to the objectivity of perceptibility where the world exists. In this way, its origin as a perceived object is truly accounted for, unlike the Pantheists, who rely on untenable fictions.
Since, in consequence of the Kantian criticism of all speculative theology, the philosophisers of Germany almost all threw themselves back upon Spinoza, so that the whole series of futile attempts known by the name of the post-Kantian philosophy are simply Spinozism tastelessly dressed up, veiled in all kinds of unintelligible language, and otherwise distorted, I wish, now that I have explained the relation of my philosophy to Pantheism in general, to point out its relation to Spinozism in particular. It stands, then, to Spinozism as the New Testament stands to the Old. What the Old Testament has in common with the New is the same God-Creator. Analogous to this, the world exists, with me as with Spinoza, by its inner power and through itself. But with Spinoza his substantia æterna, the inner nature of the world, which he himself calls God, is also, as regards its moral character and worth, Jehovah, the God-Creator, who applauds His own creation, and finds that all is very good, παντα καλα [pg 474] λιαν. Spinoza has deprived Him of nothing but personality. Thus, according to him also, the world and all in it is wholly excellent and as it ought to be: therefore man has nothing more to do than vivere, agere, suum Esse conservare ex fundamento proprium utile quærendi (Eth., iv. pr. 67); he is even to rejoice in his life as long as it lasts; entirely in accordance with Ecclesiastes ix. 7-10. In short, it is optimism: therefore its ethical side is weak, as in the Old Testament; nay, it is even false, and in part revolting.54 With me, on the other hand, the will, or the inner nature of the world, is by no means Jehovah, it is rather, as it were, the crucified Saviour, or the crucified thief, according as it resolves. Therefore my ethical teaching agrees with that of Christianity, completely and in its highest tendencies, and not less with that of Brahmanism and Buddhism. Spinoza could not get rid of the Jews; quo semel est imbuta recens servabit odorem. His contempt for the brutes, which, as mere things for our use, he also declares to be without rights, is thoroughly Jewish, and, in union with Pantheism, is at the same time absurd and detestable (Eth., iv., appendix, c. 27). With all this Spinoza remains a very great man. But in order to estimate his work correctly we must keep in view his relation to Descartes. The latter had sharply divided nature into mind and matter, i.e., thinking and extended substance, and had also placed God and the world in complete opposition to each other; Spinoza also, so long as he was a Cartesian, taught all that in his “Cogitatis Metaphysicis,” c. 12, i. I., 1665. Only in his later years did he see the fundamental falseness of that double dualism; and accordingly his own philosophy principally consists of the indirect abolition of these two antitheses. Yet partly to avoid injuring his teacher, partly in order to be less offensive, he [pg 475] gave it a positive appearance by means of a strictly dogmatic form, although its content is chiefly negative. His identification of the world with God has also this negative significance alone. For to call the world God is not to explain it: it remains a riddle under the one name as under the other. But these two negative truths had value for their age, as for every age in which there still are conscious or unconscious Cartesians. He makes the mistake, common to all philosophers before Locke, of starting from conceptions, without having previously investigated their origin, such, for example, as substance, cause, &c., and in such a method of procedure these conceptions then receive a much too extensive validity. Those who in the most recent times refused to acknowledge the Neo-Spinozism which had appeared, for example, Jacobi, were principally deterred from doing so by the bugbear of fatalism. By this is to be understood every doctrine which refers the existence of the world, together with the critical position of mankind in it, to any absolute necessity, i.e., to a necessity that cannot be further explained. Those who feared fatalism, again, believed that all that was of importance was to deduce the world from the free act of will of a being existing outside it; as if it were antecedently certain which of the two was more correct, or even better merely in relation to us. What is, however, especially assumed here is the non datur tertium, and accordingly hitherto every philosophy has represented one or the other. I am the first to depart from this; for I have actually established the Tertium: the act of will from which the world arises is our own. It is free; for the principle of sufficient reason, from which alone all necessity derives its significance, is merely the form of its phenomenon. Just on this account this phenomenon, if it once exists, is absolutely necessary in its course; in consequence of this alone we can recognise in it the nature of the act of will, and accordingly eventualiter will otherwise.
Since, in light of Kant's critique of speculative theology, most German philosophers turned back to Spinoza, the series of ineffective attempts known as post-Kantian philosophy are merely Spinozism rehashed in a confusing way, cloaked in unintelligible language and distorted. Now that I’ve clarified my philosophy's relationship to Pantheism in general, I want to highlight its specific connection to Spinozism. My philosophy relates to Spinozism like the New Testament relates to the Old. What the Old Testament shares with the New is the same God-Creator. In a similar way, the world exists, for both myself and Spinoza, through its own inner power. However, with Spinoza, his eternal substance, the world's inner nature, which he refers to as God, also reflects Jehovah’s moral character and worth as the God-Creator who celebrates His own creation and sees it as very good, παντα καλα [pg 474] λιαν. Spinoza only strips Him of personality. Thus, he believes that the world and everything in it is completely excellent and as it should be; therefore, humans have nothing more to do than to live, to act, to preserve one's Being based on a foundation of useful inquiry (Eth., iv. pr. 67); they should even rejoice in life while it lasts, in total agreement with Ecclesiastes ix. 7-10. In short, it embodies optimism: thus its ethical aspect is weak, similar to the Old Testament; in fact, it can be false and sometimes even repulsive. 54 In contrast, with me, the will, or the world’s inner nature, is definitely not Jehovah; it is more like the crucified Savior or the crucified thief, depending on how it resolves. Therefore, my ethical teachings align completely with those of Christianity, in their highest aims, and also with Brahmanism and Buddhism. Spinoza couldn’t escape his Jewish roots; What has once been soaked will retain its scent. His disdain for animals, which he views as mere tools for our use and therefore without rights, is thoroughly Jewish, and, combined with Pantheism, is both absurd and detestable (Eth., iv., appendix, c. 27). Despite all this, Spinoza remains a very great thinker. But in order to accurately evaluate his work, we must consider his relationship to Descartes. Descartes sharply divided nature into mind and matter, i.e., thinking and extended substance, and opposed God and the world entirely. While Spinoza began as a Cartesian, teaching all this in his “Cogitatis Metaphysicis,” c. 12, i. I., 1665, he later recognized the fundamental falsehood of that dualism; consequently, his own philosophy mainly consists of indirectly abolishing these antitheses. Yet, partly to avoid offending his teacher and partly to soften his stance, he presented it as if it had a positive nature through a strictly dogmatic format, although its essence is primarily negative. His equation of the world with God has this negative significance alone. To call the world God does not clarify it: it remains a mystery under either label. However, these two negative truths held significance for their time, just as they do for any era where there are conscious or unconscious Cartesians. He makes the common mistake shared by all philosophers before Locke of starting from concepts without first examining their origins, such as substance, cause, etc., which then grant these concepts too broad a validity. Those who recently rejected the Neo-Spinozism that arose, such as Jacobi, were primarily deterred by the fear of fatalism. By fatalism, we mean any doctrine that attributes the world's existence, along with humanity's critical position in it, to absolute necessity, i.e., a necessity that cannot be further explained. Those who feared fatalism believed it was essential to deduce the world from the free act of will of a being existing outside of it; as if it were already certain which of the two views was more accurate or even merely preferable to us. What is especially assumed here is the there is no third option, and consequently, every philosophy so far has represented one or the other. I am the first to break this pattern, as I’ve established the Tertium: the act of will through which the world arises is our own. It is free; because the principle of sufficient reason, from which all necessity derives its significance, is merely the form of its phenomenon. For this reason, once this phenomenon exists, it is absolutely necessary in its course; we can recognize in it the nature of the act of will, and accordingly eventually will otherwise.
Appendix.
Summary.
Schopenhauer's Essay on the Fourfold Root of the Principle of Sufficient Reason (Fourth Edition, Edited by Frauenstädt. The First Edition appeared in 1813).
Schopenhauer's Essay on the Fourfold Root of the Principle of Sufficient Reason (Fourth Edition, Edited by Frauenstädt. The First Edition came out in 1813).
This essay is divided into eight chapters. The first is introductory. The second contains an historical review of previous philosophical doctrines on the subject. The third deals with the insufficiency of the previous treatment of the principle, and prescribes the lines of the new departure. The fourth, fifth, sixth, and seventh treat of the four classes of objects for the subject, and the forms of the principle of sufficient reason which respectively characterise these classes. The eighth contains general remarks and results. It will be convenient to summarise these chapters severally.
This essay is divided into eight chapters. The first is an introduction. The second provides a historical overview of previous philosophical theories on the topic. The third discusses the shortcomings of earlier approaches to the principle and outlines the direction for a new approach. The fourth, fifth, sixth, and seventh explore the four categories of objects related to the subject and the forms of the principle of sufficient reason that define these categories. The eighth includes general comments and conclusions. It will be helpful to summarize these chapters individually.
Chapter 1.
Schopenhauer points out that Plato and Kant agree in recommending, as the method of all knowledge, obedience to two laws:—that of Homogeneity, and that of Specification. The former bids us, by attention to the points of resemblance and agreement in things, get at their kinds, and combine them into species, and these species again into genera, until we have arrived at the highest concept of all, that which embraces everything. This law being transcendental, or an essential in our faculty of reason, assumes that nature is in [pg 478] harmony with it, an assumption which is expressed in the old rule: Entia præter necessitatem non esse multiplicanda. The law of Specification, on the other hand, is stated by Kant in these words: Entium varietates non temere esse minuendas. That is to say, we must carefully distinguish the species which are united under a genus, and the lower kinds which in their turn are united under these species; taking care not to make a leap, and subsume the lower kinds and individuals under the concept of the genus, since this is always capable of division, but never descends to the object of pure perception. Plato and Kant agree that these laws are transcendental, and that they presuppose that things are in harmony with them.
Schopenhauer points out that Plato and Kant both agree on two essential laws for achieving knowledge: the law of Homogeneity and the law of Specification. The first law advises us to focus on the similarities and agreements among things, classifying them into species and then into genera, until we reach the broadest concept that encompasses everything. This law is transcendental, meaning it's a foundational aspect of our reasoning ability, and it implies that nature aligns with it, as captured in the old saying: Entities should not be multiplied beyond necessity. On the other hand, the law of Specification is expressed by Kant as: The varieties of beings should not be reduced carelessly. This means we must carefully differentiate the species grouped under a genus, along with the lower categories that fall under these species, ensuring we don’t oversimplify by lumping lower kinds and individuals into the broader genus term, which can always be subdivided but never applies directly to the object of pure perception. Plato and Kant both contend that these laws are transcendental and rely on the premise that things exist in harmony with them.
The previous treatment of the principle of sufficient reason, even by Kant, has been a failure, owing to the neglect of the second of these laws. It may well be that we shall find that this principle is the common expression of more than one fundamental principle of knowledge, and that the necessity, to which it refers, is therefore of different kinds. It may be stated in these words: Nihil est sine ratione cur potius sit, quam non sit. This is the general expression for the different forms of the assumption which everywhere justifies that question “Why?” which is the mother of all science.
The previous treatment of the principle of sufficient reason, even by Kant, has not been successful due to the neglect of the second of these laws. It's quite possible that this principle represents the shared expression of more than one fundamental principle of knowledge, and the necessity it refers to could vary in nature. It can be summarized in these words: Nothing exists without a reason for it to be, rather than not be. This serves as the general expression for the various forms of the assumption that justifies the question "Why?", which is the foundation of all science.
Chapter 2.
Schopenhauer in this chapter traces historically the forms in which the principle had been stated by his predecessors, and their influence. He points out that in Greek philosophy it appeared in two aspects—that of the necessity of a ground for a logical judgment, and that of a cause for every physical change—and that these two aspects were systematically confounded. The Aristotelian division, not of the forms of the principle itself, but of one of its aspects, the causal, exemplified a confusion which continued throughout the Scholastic period. Descartes succeeds no better. His proof of the existence of God that the immensity of His nature is a cause or reason beyond which no cause is needed for His existence, simply illustrates the gross confusion between cause [pg 479] and ground of knowledge which underlies every form of this ontological proof. “That a miserable fellow like Hegel, whose entire philosophy is nothing but a monstrous amplification of the ontological proof, should dare to defend this proof against Kant's criticism of it is an alliance of which the ontological proof itself, little as it knows of shame, might well feel ashamed. It is not to be expected I should speak respectfully of people who have brought philosophy into disrespect.” Spinoza made the same confusion when he laid it down that the cause of existence was either contained in the nature and definition of the thing as it existed, or was to be found outside that thing. It was through this confusion of the ground of knowledge with the efficient cause that he succeeded in identifying God with the world. The true picture of Spinoza's “Causa sui” is Baron Munchhausen encircling his horse with his legs, and raising himself and the horse upwards by means of his pigtail, with the inscription “Causa sui” written below. Leibnitz was the first to place the principle of sufficient reason in the position of a first principle, and to indicate the difference between its two meanings. But it was Wolff who first completely distinguished them, and divided the doctrine into three kinds: principium fiendi (cause), principium essendi (possibility), and principium cognoscendi. Baumgarten, Reimarus, Lambert, and Platner added nothing to the work of Wolff, and the next great step was Hume's question as to the validity of the principle. Kant's distinction of the logical or formal principle of knowledge—Every proposition must have its ground; from the transcendental or material principle, Every thing must have its ground—was followed out by his immediate successors. But when we come to Schelling we find the proposition that gravitation is the reason and light the cause of things, a proposition which is quoted simply as a curiosity, for such a piece of nonsense deserves no place among the opinions of earnest and honest inquirers. The chapter concludes by pointing out the futility of the attempts to prove the principle. Every proof is the exhibition of the ground of a judgment which has been expressed, and of which, just because that ground is exhibited, we predicate truth. The principle of [pg 480] sufficient reason is just this expression of the demand for such a ground, and he who seeks a proof, i.e., the exhibition of a ground for this principle itself, presupposes it as true, and so falls into the circle of seeking a proof of the justification of the demand for proof.
Schopenhauer in this chapter traces the historical forms in which the principle was articulated by his predecessors and their influence. He points out that in Greek philosophy it appeared in two ways – the necessity of a basis for a logical judgment and a cause for every physical change – and that these two aspects were systematically confused. The Aristotelian division, not of the principle's forms themselves but of one of its aspects, the causal, showcased a confusion that persisted throughout the Scholastic period. Descartes didn’t fare any better. His proof of God’s existence, which states that the vastness of His nature is a cause for which no further cause is needed, simply illustrates the fundamental confusion between cause [pg 479] and basis of knowledge that underpins every form of this ontological proof. "It's unfortunate that a miserable figure like Hegel, whose whole philosophy is just a huge extension of the ontological proof, has the nerve to defend this proof against Kant's criticism; it's a partnership that the ontological proof itself, regardless of how little it feels ashamed, should truly be embarrassed by. It’s hardly fair to expect me to speak respectfully about those who have undermined philosophy." Spinoza made the same error when he asserted that the cause of existence was either found within the nature and definition of the thing itself or outside it. It was through this confusion of the basis of knowledge with the efficient cause that he was able to identify God with the world. The true image of Spinoza's “Causa sui” is akin to Baron Munchhausen encircling his horse with his legs and lifting both himself and the horse up using his pigtail, with the caption “Causa sui” written beneath. Leibnitz was the first to position the principle of sufficient reason as a foundational principle and to highlight the difference between its two meanings. However, it was Wolff who first fully distinguished them and categorized the doctrine into three types: principle of becoming (cause), principle of existence (possibility), and principle of knowing. Baumgarten, Reimarus, Lambert, and Platner contributed nothing new to Wolff's work, and the next significant advancement was Hume's inquiry into the validity of the principle. Kant's distinction between the logical or formal principle of knowledge—Every proposal must have its basis; and the transcendental or material principle, Every item must have its basis—was further developed by his immediate successors. But when we reach Schelling, we encounter the assertion that gravitation is the reason and light the reason of things, a statement that is merely noted as a curiosity since such nonsense has no place in the views of sincere and honest inquirers. The chapter concludes by emphasizing the futility of attempts to prove the principle. Every proof represents the presentation of the basis of a judgment that has been expressed, and since that basis is presented, we predicate truth from it. The principle of [pg 480] sufficient reason is precisely this expression of the demand for such a basis, and anyone seeking proof, i.e., the presentation of a basis for this principle itself, takes it as true and thus falls into the cycle of seeking proof of the justification for the demand for proof.
Chapter 3.
In the third chapter Schopenhauer points out that the two applications of the principle of sufficient reason distinguished by his predecessors, to judgments, which must have a ground, and to the changes of real objects, which must have a cause, are not exhaustive. The reason why the three sides of a certain triangle are equal is that the angles are equal, and this is neither a logical deduction nor a case of causation. With a view to stating exhaustively the various kinds into which the application of the principle falls it is necessary to determine the nature of the principle itself. All our ideas are objects of the subject, and all objects of the subject are our ideas. But our ideas stand to one another as a matter of fact in an orderly connection, which is always determinable a priori in point of form, and on account of which nothing that is in itself separate and wholly independent of other things can be the object of our consciousness. It is this connection which the principle of sufficient reason in its generality expresses. The relations which constitute it are what Schopenhauer calls its root, and they fall into four classes, which are discussed in the four following chapters.
In the third chapter, Schopenhauer notes that the two uses of the principle of sufficient reason identified by his predecessors—one relating to judgments that must have a basis, and the other concerning changes in real objects that must have a cause—aren't the complete picture. For example, the reason why the three sides of a particular triangle are equal is that the angles are equal, and this isn't about logical deduction or causation. To fully describe the different ways the principle applies, we need to clarify what the principle itself is. All our ideas are objects of the subject, and all objects of the subject are our ideas. However, our ideas are connected to each other in a factual order that can always be determined before the fact in terms of form, which means that nothing that is completely separate and independent from other things can be an object of our awareness. This connection is what the principle of sufficient reason expresses in its broad sense. The relationships that form this connection are what Schopenhauer refers to as its root, and they can be categorized into four classes, which are explored in the following four chapters.
Chapter 4.
In the fourth chapter Schopenhauer deals with the first class of objects for the subject and the form of the principle of sufficient reason which obtains in it. This first class is that of those complete ideas of perception which form part of our experience, and which are referable to some sensation of our bodies. These ideas are capable of being perceived only under the forms of Space and Time. If time were the only form there would be no coexistence, and therefore no persistence. [pg 481] If space were their only form there would be no succession, and therefore no change. Time may therefore be defined as the possibility of mutually exclusive conditions of the same thing. But the union of these two forms of existence is the essential condition of reality, and this union is the work of the understanding (see “World as Will and Idea,” vol. i. § 4, and the table of predicables annexed to vol. ii., chap. 4). In this class of objects for the subject the principle of sufficient reason appears as the law of causality or the principle of sufficient reason of becoming, and it is through it that all objects which present themselves in perception are bound together through the changes of their states. When a new state of one or more objects makes its appearance it must have been preceded by another on which it regularly follows. This is causal sequence, and the first state is the cause, the second the effect. The law has thus to do exclusively with the changes of objects of external experience, and not with things themselves, a circumstance which is fatal to the validity of the cosmological proof of the existence of God. It follows also from the essential connection of causality with succession that the notion of reciprocity, with its contemporaneous existence of cause and effect, is a delusion. The chain of causes and effects does not affect either matter, which is that in which all changes take place, or the original forces of nature, through which causation becomes possible, and which exist apart from all change, and in this sense out of time, but which yet are everywhere present (e.g., chemical forces, see supra, vol. i., § 26). In nature causation assumes three different forms; that of cause in the narrow sense, of stimulus, and of motive, on which differences depend the true distinctions between inorganic bodies, plants, and animals. It is only of cause properly so called that Newton's third law of the equality of action and reaction is true, and only here do we find the degree of the effect proportionate to that of the cause. The absence of this feature characterises stimulation. Motive demands knowledge as its condition, and intelligence is therefore the true characteristic of the animal. The three forms are in principle identical, the difference being due to the degrees of receptivity in existence. What is called freedom [pg 482] of the will is therefore an absurdity, as is also Kant's “Practical Reason.” These results are followed by an examination of the nature of vision, which Schopenhauer sums up in these words: “I have examined all these visual processes in detail in order to show that the understanding is active in all of them, the understanding which, by apprehending every change as an effect and referring it to its cause, creates on the basis of the a priori and fundamental intuitions or perceptions of space and time, the objective world, that phenomenon of the brain, for which the sensations of the senses afford only certain data. And this task the understanding accomplishes only through its proper form, the law of causality, and accomplishes it directly without the aid of reflection, that is, of abstract knowledge through concepts and words, which are the material of secondary knowledge, of thought, thus of the Reason.” “What understanding knows aright is reality; what reason knows aright is truth, i.e., a judgment which has a ground; the opposite of the former being illusion (what is falsely perceived), of the latter error (what is falsely thought).” All understanding is an immediate apprehension of the causal relation, and this is the sole function of understanding, and not the complicated working of the twelve Kantian Categories, the theory of which is a mistaken one. A consequence of this conclusion is, that arithmetical processes do not belong to the understanding, concerned as they are with abstract conceptions. But it must not be forgotten that between volition and the apparently consequential action of the body there is no causal relation, for they are the same thing perceived in two different ways. Section 23 contains a detailed refutation of Kant's proof of the a priori nature of the causal relation in the “Second Analogy of Experience” of the Critique of Pure Reason, the gist of the objection being that the so-called subjective succession is as much objective in reality as what is called objective by Kant: “Phenomena may well follow one another, without following from one another.”
In the fourth chapter, Schopenhauer discusses the first category of objects related to the subject and the principle of sufficient reason that applies to it. This category consists of complete ideas of perception that are part of our experience and linked to sensations from our bodies. These ideas can only be perceived through the frameworks of Space and Time. If time were the only framework, there would be no coexistence, and thus no persistence. If space were the only framework, there would be no succession, and therefore no change. Time can be defined as the possibility of mutually exclusive conditions of the same thing. However, the combination of these two frameworks of existence is the fundamental condition of reality, and this combination is the work of understanding (see “World as Will and Idea,” vol. i, § 4, and the table of predicables in vol. ii, chap. 4). In this category of objects related to the subject, the principle of sufficient reason appears as the law of causality or the principle of sufficient reason of becoming, binding together all objects that come to mind through changes in their states. When a new state of one or more objects occurs, it must have been preceded by another from which it follows consistently. This is causal sequence, where the first state is the cause, and the second is the effect. The law thus exclusively concerns the changes of external experience objects, not the things themselves, which undermines the validity of the cosmological proof of God's existence. It also follows from the essential link between causality and succession that the idea of reciprocity, with cause and effect existing simultaneously, is an illusion. The chain of causes and effects does not impact matter, which is the substance in which all changes happen, or the original forces of nature, which allow for causation and exist independently of all change, and in this sense out of time, yet are present everywhere (e.g., chemical forces, see supra, vol. i., § 26). In nature, causation takes on three distinct forms: that of cause in the strict sense, stimulus, and motive, which create the true distinctions between inorganic bodies, plants, and animals. Only in the strict sense of cause is Newton's third law of action and reaction true, and it's here that we find the degree of the effect proportional to the degree of the cause. The lack of this feature defines stimulation. Motive requires knowledge as its condition, making intelligence the true characteristic of animals. The three forms are fundamentally the same, with differences arising from varying degrees of receptivity in existence. What is referred to as freedom of the will is, therefore, nonsensical, as is Kant's “Practical Reason.” These insights lead to an exploration of vision, which Schopenhauer summarizes in these words: “I have examined all these visual processes in detail to show that understanding is active in all of them. By recognizing every change as an effect and attributing it to its cause, understanding creates the objective world on the foundation of the a priori fundamental intuitions of space and time, a phenomenon of the brain that the sensations of the senses can only provide certain data for. And this task is achieved directly through the law of causality, without aid from reflection, which is abstract knowledge through concepts and words, the material of secondary knowledge, or thought, thus of Reason.” “What understanding grasps correctly is reality; what reason grasps correctly is truth, i.e., a judgment grounded in something; the opposite of the former is illusion (incorrect perception), while the opposite of the latter is error (incorrect thought).” Understanding is an immediate grasp of the causal relationship, and this is its sole function, not the complex workings of the twelve Kantian Categories, whose theory is mistaken. A consequence of this conclusion is that arithmetical processes do not belong to understanding, as they deal with abstract ideas. However, it should be noted that there is no causal relationship between volition and the seemingly consequential action of the body, as they represent the same phenomenon perceived in different ways. Section 23 offers a detailed rebuttal of Kant's argument for the a priori nature of the causal relationship in the “Second Analogy of Experience” from the Critique of Pure Reason; the core of the objection is that the so-called subjective succession is just as objective in reality as what Kant describes as objective: “Phenomena may well follow one another, without following from one another.”
Chapter 5.
The fifth chapter commences with an examination of the distinction between man and the brutes. Man possesses reason, that is to say, he has a class of ideas of which the brutes are not capable, abstract ideas as distinguished from those ideas of perception from which the former kind are yet derived. The consequence is, that the brute neither speaks nor laughs, and lacks all those qualities which make human life great. The nature of motives, too, is different where abstract ideas are possible. No doubt the actions of men follow of necessity from their causes, not less than is the case with the brutes, but the kind of sequence through thought which renders choice, i.e., the conscious conflict of motives, possible is different. Our abstract ideas, being incapable of being objects of perception, would be outside consciousness, and the operations of thought would be impossible, were it not that they are fixed for sense by arbitrary signs called words, which therefore always indicate general conceptions. It is just because the brutes are incapable of general conceptions that they have no faculty of speech. But thought does not consist in the mere presence of abstract ideas in consciousness, but in the union and separation of two or more of them, subject to the manifold restrictions and modifications which logic deals with. Such a clearly expressed conceptual relation is a judgment. In relation to judgments the principle of sufficient reason is valid in a new form: that of the ground of knowing. In this form it asserts that if a judgment is to express knowledge it must have a ground; and it is just because it has a ground that it has ascribed to it the predicate true. The grounds on which a judgment may depend are divisible into four kinds. A judgment may have another judgment as its ground, in which case its truth is formal or logical. There is no truth except in the relation of a judgment to something outside it, and intrinsic truth, which is sometimes distinguished from extrinsic logical truth, is therefore an absurdity. A judgment may also have its ground in sense-perception, and its truth is then material truth. Again, those forms of knowledge which [pg 484] lie in the understanding and in pure sensibility, as the conditions of the possibility of experience, may be the ground of a judgment which is then synthetical a priori. Finally, those formal conditions of all thinking which lie in the reason may be the ground of a judgment, which may in that case be called metalogically true. Of these metalogical judgments there are four, and they were long ago discovered and called laws of thought. (1.) A subject is equal to the sum of its predicates. (2.) A subject cannot at once have a given predicate affirmed and denied of it. (3.) Of two contradictorily opposed predicates one must belong to every subject. (4.) Truth is the relation of a judgment to something outside it as its sufficient reason. Reason, it may be remarked, has no material but only formal truth.
The fifth chapter begins with an exploration of the difference between humans and animals. Humans have motive, which means they have a type of idea that animals cannot grasp, specifically summary ideas, as opposed to the more concrete ideas that emerge from perception. As a result, animals neither speak nor laugh and lack all the qualities that elevate human life. The nature of drives is also different where abstract ideas are possible. Certainly, both humans and animals act based on their causes, but the thought processes involved in making choices—meaning the conscious conflict of motives—are distinct in humans. Our abstract ideas, which cannot be perceived directly, would remain outside of our awareness, and thought processes would be impossible if it weren't for the arbitrary symbols called words, which always represent general concepts. The reason animals cannot form general concepts is why they lack the ability to speak. However, thinking is not just about having abstract ideas present in consciousness; it's about connecting and separating two or more of these ideas, which is subject to the many rules and modifications of logic. A clearly defined relationship between concepts is known as a judgment. When it comes to judgments, the principle of sufficient reason takes on a new form: that of the foundation of knowledge. This form states that for a judgment to convey knowledge, it must have a basis; it's precisely because it has a foundation that it is considered to have the attribute of being true. The bases upon which a judgment can rest can be categorized into four types. A judgment might rely on another judgment as its foundation, in which case its truth is formal or rational. There’s no truth without a judgment relating to something external; thus, intrinsic truth, sometimes distinguished from external logical truth, is nonsensical. A judgment may also be grounded in sensory perception, resulting in material truth. Additionally, forms of knowledge that [pg 484] exist in understanding and pure sensitivity, as necessary for the possibility of experience, can support a judgment that is then considered synthetical before the fact. Finally, the formal conditions of all thinking that reside in reason can be the foundation of a judgment, which can be termed metalogically true. There are four of these metalogical judgments, identified long ago as laws of thought. (1.) A subject is equal to the sum of its predicates. (2.) A subject cannot simultaneously have a given predicate affirmed and denied. (3.) Of two contradicting predicates, one must apply to every subject. (4.) Truth is the relationship of a judgment to something external as its sufficient reason. It's worth noting that reason has only formal truth, not material.
Chapter 6.
The third class of objects for the subject is constituted by the formal element in perception, the forms of outer and inner sense, space and time. This class of ideas, in which time and space appear as pure intuitions, is distinguished from that other class in which they are objects of perception by the presence of matter which has been shown to be the perceptibility of time and space in one aspect, and causality which has become objective, in another. Space and time have this property, that all their parts stand to one another in a relation in which each is determined and conditioned by another. This relation is peculiar, and is intelligible to us neither through understanding nor through reason, but solely through pure intuition or perception a priori. And the law according to which the parts of space and time thus determine one another is called the law of sufficient reason of being. In space every position is determined with reference to every other position, so that the first stands to the second in the relation of a consequence to its ground. In time every moment is conditioned by that which precedes it. The ground of being, in the form of the law of sequence, is here very simple owing to the circumstance that time has only one dimension. On the nexus [pg 485] of the position of the parts of space depends the entire science of geometry. Ground of knowledge produces conviction only, as distinguished from insight into the ground of being. Thus it is that the attempt, which even Euclid at times makes, to produce conviction, as distinguished from insight into the ground of being, in geometry, is a mistake, and induces aversions to mathematics in many an admirable mind.
The third class of objects for the subject consists of the formal elements in perception, which are the forms of outer and inner sense: space and time. This category of ideas, where time and space are seen as pure intuitions, is different from the other category where they are objects of perception that include matter, showcasing the perceptibility of time and space in one way, and causality, which has become objective, in another. Space and time have the feature that all their parts relate to each other in such a way that each is determined by and conditions another. This relationship is unique, and we can only understand it through pure intuition or perception beforehand. The law according to which the parts of space and time determine each other is called the law of sufficient reason of being. In space, every position is defined in relation to every other position, meaning the first is a consequence of its ground in the second. In time, every moment is influenced by what comes before it. The ground of being, as expressed through the law of sequence, is straightforward since time has only one dimension. The entire science of geometry relies on the arrangement [pg 485] of spatial parts. The ground of knowledge creates belief only, unlike insight into the ground of being. Therefore, the effort, which even Euclid sometimes makes, to create belief, separate from insight into the ground of being in geometry, is a misunderstanding that can turn many brilliant minds away from mathematics.
Chapter 7.
The remaining class of objects for the subject is a very peculiar and important one. It comprehends only one object, the immediate object of inner sense, the subject in volition which becomes an object of knowledge, but only in inner sense, and therefore always in time and never in space; and in time only under limitations. There can be no knowledge of knowledge, for that would imply that the subject had separated itself from knowledge, and yet knew knowledge, which is impossible. The subject is the condition of the existence of ideas, and can never itself become idea or object. It knows itself therefore never as knowing, but only as willing. Thus what we know in ourselves is never what knows, but what wills, the will. The identity of the subject of volition with the subject of knowledge, through which the word “I” includes both, is the insoluble problem. The identity of the knowing with the known is inexplicable, and yet is immediately present. The operation of a motive is not, like that of all other causes, known only from without, and therefore indirectly, but also from within. Motivation is, in fact, causality viewed from within.
The remaining class of objects for the subject is quite unique and significant. It consists of only one object: the immediate object of inner sense, the subject in will that becomes an object of knowledge, but only through inner sense, meaning it always exists in time and not in space; and even in time, it's limited. There can be no knowledge of knowledge because that would mean the subject has detached itself from knowledge and still knows it, which isn't possible. The subject is what allows ideas to exist, and it can never become an idea or an object itself. Therefore, it knows itself not as knowledgeable, but only as ready. Thus, what we understand in ourselves is never what knows, but what wills—the will. The identity of the subject of will with the subject of knowledge, where the word "I" encompasses both, represents a complex issue. The connection between the knower and the known is unexplainable, yet it is always present. The action of a motive is not simply known from the outside like all other causes, but is also understood from within. Motivation is, in fact, causality seen from within.
Chapter 8.
In this, the concluding chapter, Schopenhauer sums up his results. Necessity has no meaning other than that of the irresistible sequence of the effect where the cause is given. All necessity is thus conditioned, and absolute or unconditioned necessity is a contradiction in terms. And there is a [pg 486] fourfold necessity corresponding to the four forms of the principle of sufficient reason:—(1.) The logical form, according to the principle of the ground of knowledge; on account of which, if the premisses are given, the conclusion follows. (2.) The physical form, according to the law of causality; on account of which, if the cause is given, the effect must follow. (3.) The mathematical form, according to the law of being; on account of which every relation expressed by a true geometrical proposition is what it is affirmed to be, and every correct calculation is irrefutable. (4.) The moral form, on account of which every human being and every brute must, when the motive appears, perform the only act which accords with the inborn and unalterable character. A consequence of this is, that every department of science has one or other of the forms of the principle of sufficient reason as its basis. In conclusion, Schopenhauer points out that just because the principle of sufficient reason belongs to the a priori element in intelligence, it cannot be applied to the entirety of things, to the universe as inclusive of intelligence. Such a universe is mere phenomenon, and what is only true because it belongs to the form of intelligence can have no application to intelligence itself. Thus it is that it cannot be said that the universe and all things in it exist because of something else. In other words, the cosmological proof of the existence of God is inadmissible.
In this final chapter, Schopenhauer summarizes his findings. Necessity only means the unavoidable sequence of effects when the cause is known. Therefore, all necessity is conditional, and absolute or unconditional necessity is a contradiction. There are four types of necessity that correspond to the four forms of the principle of sufficient reason: (1) The logical form, based on the principle of the ground of knowledge, which means that if the premises are true, the conclusion must follow. (2) The physical form, according to the law of causality, meaning that if the cause exists, the effect has to follow. (3) The mathematical form, according to the law of being, indicating that every relationship expressed by a true geometric statement is as it claims to be, and every correct calculation is undeniable. (4) The moral form, which states that every human and every animal must, when the motive arises, act in a way that aligns with their innate and unchanging character. As a result, each area of science is grounded in one of these forms of the principle of sufficient reason. Ultimately, Schopenhauer emphasizes that since the principle of sufficient reason relates to the beforehand aspect of intelligence, it cannot be applied to everything, including the universe as it encompasses intelligence. Such a universe is merely a phenomenon, and what is true solely because it fits the framework of intelligence cannot be applied to intelligence itself. Therefore, it can't be claimed that the universe and everything within it exists due to something else. In other words, the cosmological argument for the existence of God is unacceptable.
Index.55
Corrections and Additions in Vol. I.
Page xxxii. insert
Page xxxii. insert
Preface to the Third Edition.
Preface to the Third Edition.
What is true and genuine would more easily gain room in the world if it were not that those who are incapable of producing it are also sworn to prevent it from succeeding. This fact has already hindered and retarded, when indeed it has not choked, many a work that should have been of benefit to the world. For me the consequence of this has been, that although I was only thirty years old when the first edition of this work appeared, I live to see this third edition not earlier than my seventy-second year. Yet for this I find comfort in the words of Petrarch: Si quis tota die currens, pervenit ad vesperam satis est (de vera Sapientia, p. 140). If I also have at last arrived, and have the satisfaction at the end of my course of seeing the beginning of my influence, it is with the hope that, according to an old rule it will endure long in proportion to the lateness of its beginning.
What is true and real would find more acceptance in the world if it weren't for those who are unable to create it and are determined to prevent it from thriving. This reality has already stalled and delayed, and in some cases completely suffocated, many works that could have been beneficial to society. For me, this has meant that even though I was only thirty when the first edition of this work came out, I won’t see this third edition until I’m seventy-two. Yet, I find comfort in the words of Petrarch: If someone runs all day, reaching the evening is enough. (truly of wisdom, p. 140). If I have finally arrived and can take satisfaction at the end of my journey in witnessing the start of my impact, it’s with the hope that, according to an old saying, it will last long in proportion to how late it began.
In this third edition the reader will miss nothing that was contained in the second, but will receive considerably more, for, on account of the additions that have been made in it, it has, with the same type, 136 pages more than the second.
In this third edition, readers won’t miss anything from the second edition but will get a lot more. Thanks to the additions made, it has 136 more pages than the second edition while keeping the same layout.
Seven years after the appearance of the second edition I published two volumes of “Parerga and Paralipomena.” What is included under the latter name consists of additions to the systematic exposition of my philosophy, and would have found its right place in these volumes, but I was obliged to find a place for it then where I could, as it was very doubtful whether I would live to see this third edition. It will be found in the second volume of the said “Parerga,” and will be easily recognised from the headings of the chapters.
Seven years after the second edition came out, I published two volumes of "Parerga and Paralipomena." The latter title refers to additions to the systematic explanation of my philosophy, which would have fit well in these volumes. However, I had to find a place for it elsewhere since it was uncertain whether I would live to see this third edition. You can find it in the second volume of "Side Projects," and it will be easy to identify by the chapter headings.
References
- 1.
- This chapter is connected with the last half of § 27 of the first volume.
- 2.
- De Augm. Scient., L. vi. c. 3.
- 3.
- This chapter is connected with § 23 of the first volume.
- 4.
- This chapter and the following one are connected with § 28 of the first volume.
- 5.
- Let me here remark in passing that, judging from the German literature since Kant, one would necessarily believe that Hume's whole wisdom had consisted in his obviously false scepticism with regard to the law of causality, for this alone is everywhere referred to. In order to know Hume one must read his "Natural History of Religion" and his "Conversations on Natural Religion." There one sees him in his greatness, and these, together with Essay 21 "Of National Characters," are the writings on account of which—I know of nothing that says more for his fame—even to the present day, he is everywhere hated by the English clergy.
- 6.
- This chapter is connected with § 29 of the first volume.
- 7.
-
In the Siècle, 10th April 1859, there appears, very beautifully written, the story of a squirrel that was magically drawn by a serpent into its very jaws: “Un voyageur qui vient de parcourir plusieurs provinces de l'ile de Java cite un exemple remarqueable du pouvoir facinateur des serpens. Le voyageur dont il est question commençait à gravir Junjind, un des monts appelés par les Hollandais Pepergebergte. Après avoir pénétré dans une épaisse forêt, il aperçut sur les branches d'un kijatile un écureuil de Java à tête blanche, folâtrant avec la grâce et l'agilité qui distinguent cette charmante espèce de rongeurs. Un nid sphérique, formé de brins flexible et de mousse, placé dans les parties les plus élevées de l'arbre, a l'enfourchure de deux branches, et une cavité dans le tronc, semblaient les points de mire de ses jeux. A peine s'en était-il éloigné qu'il y revenait avec une ardeur extrême. On était dans le mois de Juillet, et probablement l'écureuil avait en haut ses petits, et dans le bas le magasin à fruits. Bientôt il fut comme saisi d'effroi, ces mouvemens devinrent désordonnés, on eut dit qu'il cherchait toujours à mettre un obstacle entre lui et certaines parties de l'arbre: puis il se tapit et resta immobile entre deux branches. Le voyageur eut le sentiment d'un danger pour l'innocente bête, mais il ne pouvait deviner lequel. Il approcha, et un examen attentif lui fit découvrir dans un creux du tronc une couleuvre lieu, dardant ses yeux fixes dans la direction de l'écureuil. Notre voyageur trembla pour le pauvre écureuil. La couleuvre était si attentive à sa proie qu'elle ne semblait nullement remarquer la présence d'un homme. Notre voyageur, qui était armé, aurait donc prevenir en aide à l'infortuné rongeur en tuant le serpent. Mais la science l'emporta sur la pitié, et il voulut voir quelle issue aurait le drame. Le dénoûment fut tragique. L'écureuil ne tarda point à pousser un cri plaintif qui, pour tous ceux qui le connaissent, dénote le voisinage d'un serpent. Il avança un peu, essaya de reculer, revint encore en avant, tâche de retourner en arrière. Mais s'approcha toujours plus du reptile. La couleuvre, roulée en spirale, la tête au dessus des anneaux, et immobile comme un morceau de bois, ne le quittait pas du regard. L'écureuil, de branche en branche, et descendant toujours plus bas, arriva jusqu'à la partie nue du tronc. Alors le pauvre animal ne tenta même plus de fuir le danger. Attiré par une puissance invincible, et comme poussé par le vertige, il se précipita dans la gueule du serpent, qui s'ouvrit tout à coup démesurément pour le recevoir. Autant la couleuvre avait été inerte jusque là autant elle devint active dès qu'elle fut en possession de sa proie. Déroulant ses anneaux et prenant sa course de bas en haut avec une agilité inconcevable, sa reptation la porta en un clin d'œil au sommet de l'arbre, où elle alla sans doute digérer et dormir.”
In the Century, April 10, 1859, a beautifully written story appears about a squirrel that was magically drawn into the jaws of a serpent: A traveler who recently explored various regions of Java shares an astonishing example of the captivating power of snakes. This traveler began climbing Junjind, a mountain the Dutch call Pepergebergte. After venturing into a thick forest, he saw a white-headed Java squirrel playing on the branches of a kijatile, showcasing the grace and agility characteristic of this delightful rodent species. A round nest made of pliable twigs and moss, situated high in the tree where two branches intersect, along with a hollow in the trunk, seemed to be the focus of its antics. Just as it moved away, it returned excitedly. It was July, and the squirrel likely had young ones up high and a stash of fruits below. Soon, it appeared to be overcome with fear; its movements became frantic, as if it were trying to create distance from certain parts of the tree. Then it crouched down and sat still between two branches. The traveler sensed danger for the innocent creature but couldn't identify it. He moved closer, and a detailed look revealed a snake resting in a hollow of the trunk, its unblinking gaze fixed on the squirrel. Our traveler felt anxious for the poor squirrel. The snake was so focused on its prey that it seemed unaware of the man's presence. Although the traveler was armed and could have saved the unfortunate rodent by killing the snake, his curiosity took precedence over his sympathy, and he wanted to witness how the situation would unfold. The result was tragic. The squirrel let out a distressing cry that, to those familiar with it, indicates the presence of a snake. It inched closer, tried to back away, then moved forward again, attempting to escape. However, it kept getting closer to the reptile. The snake, coiled and poised, remained as still as a log, never taking its eyes off the squirrel. The squirrel, hopping from branch to branch and descending lower, eventually reached the bare section of the trunk. At that moment, the poor animal no longer tried to escape from danger. Compelled by an irresistible force, as if driven by dizziness, it plunged directly into the snake's open mouth. Just as the snake had been motionless until then, it became active the instant it had its prey. Uncoiling and moving quickly with remarkable agility, it darted to the top of the tree in the blink of an eye, where it presumably went to digest and rest.
In this example we see what spirit animates nature, for it reveals itself in it, and how very true is the saying of Aristotle quoted above (p. 106). This story is not only important with regard to fascination, but also as an argument for pessimism. That an animal is surprised and attacked by another is bad; still we can console ourselves for that; but that such a poor innocent squirrel sitting beside its nest with its young is compelled, step by step, reluctantly, battling with itself and lamenting, to approach the wide, open jaws of the serpent and consciously throw itself into them is revolting and atrocious. What monstrous kind of nature is this to which we belong!
In this example, we see the spirit that brings nature to life, as it reveals itself within it, and how accurate Aristotle's saying is (p. 106). This story is significant not just for its allure, but also as a case for pessimism. It's unfortunate when one animal is surprised and attacked by another; we can still find some comfort in that. However, it’s horrifying and terrible that a poor innocent squirrel, sitting by its nest with its young, is forced, step by step, against its will, struggling with itself and grieving, to approach the wide open jaws of the serpent and knowingly throw itself into them. What kind of monstrous nature is this that we are a part of!
- 8.
- “City of God by Augustine,” L. xi. c. 27, deserves to be compared as an interesting commentary on what is said here.
- 9.
- This chapter is connected with §§ 30-32 of the first volume.
- 10.
- This chapter is connected with §§ 33-34 of the first volume.
- 11.
- This chapter is connected with § 36 of the first volume.
- 12.
- There is nothing else in the world but the vulgar.
- 13.
- In Medwin's “Conversations with Lord Byron,” p. 333.
- 14.
- This chapter is connected with the second half of § 36 of the first volume.
- 15.
- Rgya Tcher Rol Pa, History of Buddha Shakyamuni, translated from Tibetan, p. Foucault, 1848, p. 91 et 99.
- 16.
- In German inferiors are sometimes addressed as Er instead of You.—Trustees
- 17.
- This chapter is connected with § 38 of the first volume.
- 18.
- This chapter is connected with § 49 of the first volume.
- 19.
- This chapter is connected with § 43 of the first volume.
- 20.
- This chapter is connected with §§ 44-50 of the first volume.
- 21.
- This chapter is connected with § 51 of the first volume.
- 22.
- Lichtenberg (“Vermischte Schriften,” new edition, Göttingen, 1884, vol. iii. p. 19) quotes Stanislaus Leszczynski as having said, “Modesty should be the virtue of those who lack it in others.”
- 23.
- This chapter is connected with § 51 of the first volume.
- 24.
- Let me remark in passing that from this opposition of ποιησις and ἱστορια the origin, and also the peculiar significance, of the first word comes out with more than ordinary distinctness; it signifies that which is made, invented, in opposition to what is discovered.
- 25.
- This chapter is connected with § 52 of the first volume.
- 26.
- It would be a false objection that sculpture and painting are also merely in space; for their works are connected, not directly, but yet indirectly, with time, for they represent life, movement, action. And it would be just as false to say that poetry, as speech, belongs to time alone: this is also true only indirectly of the words; its matter is all existent, thus spatial.
- 27.
- This chapter is connected with § 54 of the first volume.
- 28.
- In gladiatorial fights, we tend to hate the fearful and submissive ones who beg to be allowed to live; we want to save the brave and spirited, those who fiercely offer themselves to death. (Cicero's Speech for Milo, c. 34).
- 29.
- The suspension of the animal functions is sleep, that of the organic functions is death.
- 30.
- There is only one gift, and this is always: for it is the sole form of actual existence. One must attain to the insight that the past is not in itself different from the present, but only in our apprehension, which has time as its form, on account of which alone the present exhibits itself as different from the past. To assist this insight, imagine all the events and scenes of human life, bad and good, fortunate and unfortunate, pleasing and terrible, as they successively present themselves in the course of time and difference of places, in the most checkered multifariousness and variety, as simultaneously, and always present in the Now standing, while it is only apparently that now this and now that is; then what the objectification of the will to live really means will be understood. Our pleasure also in genre painting depends principally upon the fact that it fixes the fleeting scenes of life. The dogma of metempsychosis has proceeded from the feeling of the truth which has just been expressed.
- 31.
- This posthumous essay is to be found in the "Essays on Suicide and the Immortality of the Soul" by the late David Hume, Basil, 1799, sold by James Decker. By this reprint at Bâle these two works of one of the greatest thinkers and writers of England were rescued from destruction, when in their own land, in consequence of the stupid and utterly contemptible bigotry which prevailed, they had been suppressed through the influence of a powerful and insolent priesthood, to the lasting shame of England. They are entirely passionless, coldly rational investigations of the two subjects named.
- 32.
- Death says: Thou art the product of an act which should not have been; therefore to expiate it thou must die.
- 33.
- Sancara, s. of the theological Vedantists, ed. F. H. H. Windischmann, p. 37; “Oupnekhat,” vol. i. p. 387 et p. 78; Colebrooke's “Random Essays,” vol. i. p. 363.
- 34.
- The etymology of the word Nirvana is variously given. According to Colebrooke ("Transactions of the Royal Asiatic Society," vol. i. p. 566) it comes from va, “to blow,” like the wind, and the prefixed negative nir, and thus signifies a calm, but as an adjective "put out." Obry, also, The Indian Nirvana, p. 3, says: “Nirvanam in Sanskrit literally means extinction, like that of a fire.” According to the “Asian Journal,” vol. xxiv. p. 735, the word is really Neravana, from nera, "without" and vana, "life" and the meaning would be annihilation. In "Eastern Monasticism," by Spence Hardy, p. 295, Nirvana is derived from vana, "forbidden desires," with the negative nir. J. J. Schmidt, in his translation of the history of the Eastern Mongolians, says that the Sanscrit word Nirvana is translated into Mongolian by a phrase which signifies “left behind misery,” “escaped from hardship.” According to the learned lectures of the same in the St. Petersburg Academy, Nirvana is the opposite of Sanfara, which is the world of constant re-birth, of longings and desires, of illusion of the senses and changing forms, of being born, growing old, becoming sick, and dying. In the Burmese language the word Nirvana, according to the analogy of other Sanscrit words, becomes transformed into Nieban, and is translated by "total disappearance." See Sangermano's "Overview of the Burmese Empire," translated by Tandy, Rome, 1833, § 27. In the first edition of 1819 I also wrote Nieban, because we then knew Buddhism only from meagre accounts of the Burmese.
- 35.
- "Discussion on the relationship between bodies, the soul, and the index of its powers." Harderov., 1789, § 9.
- 36.
- Lichtenberg says in his miscellaneous writings (Göttingen, 1801, vol. ii. p. 447): In England, there was a suggestion to castrate thieves. The idea isn't entirely bad: the punishment is very harsh; it makes people look down on them, yet they can still work in certain jobs; and if stealing is passed down through families, this would prevent it from continuing. Furthermore, their courage would diminish, and since sexual desire often leads to theft, that cause would also be removed. The comment that women would be more likely to stop their husbands from stealing is playful, as currently, they risk losing them entirely.
- 37.
- I have not ventured to express myself distinctly here: the courteous reader must therefore translate the phrase into Aristophanic language.
- 38.
- The fuller discussion of this subject will be found in the "Parerga," vol. ii. § 92 of the first edition (second edition, pp. 167-170).
- 39.
- [The appendix to this chapter was added only in the third edition of the German, and is meant to explain, in consistency with Schopenhauer's general principles, the wide prevalence of the practice of pederasty, among different nations and in different ages. It is omitted.—Trs.]
- 40.
- This chapter is connected with § 60 of the first volume.
- 41.
- This chapter is connected with §§ 56-59 of the first volume. Also chapters 11 and 12 of the second volume of the “Parerga and Paralipomena” should be compared with it.
- 42.
- All that we lay hold of resists us because it has its own will, which must be overcome.
- 43.
- This chapter is connected with §§ 55, 62, 67 of the first volume.
- 44.
- This chapter is connected with § 68 of the first volume. Chapter 14 of the second volume of the Parerga should also be compared with it.
- 45.
- If, on the contrary, asceticism is admitted, the list of the ultimate motives of human action, given in my prize essay on the foundation of morals, namely: (1) our own good, (2) the ill of others, and (3) the good of others, must be supplemented by a fourth, our own ill; which I merely mention here in passing in the interests of systematic consistency. In the essay referred to this fourth motive had to be passed over in silence, for the question asked was stated in the spirit of the philosophical ethics prevailing in Protestant Europe.
- 46.
- Cf. F. H. H. Windischmann's Sancara, or on the theological views of the Vedantins, pp. 116, 117, 121; and also Oupnekhat, vol. i. pp. 340, 356, 360.
- 47.
- Cf. *The two fundamental issues of ethics*, p. 274 (second edition, p. 271).
- 48.
-
If we keep in view the essential immanence of our knowledge and of all knowledge, which arises from the fact that it is a secondary thing which has only appeared for the ends of the will, it then becomes explicable to us that all mystics of all religions ultimately attain to a kind of ecstasy, in which all and every knowledge, with its whole fundamental form, object and subject, entirely ceases, and only in this sphere, which lies beyond all knowledge, do they claim to have reached their highest goal, for they have then attained to the sphere in which there is no longer any subject and object, and consequently no more knowledge, just because there is no more will, the service of which is the sole destiny of knowledge.
If we consider that our knowledge and all knowledge are essentially tied to our will, it becomes clear why mystics from every religion experience a kind of ecstasy. In these moments, all forms of knowledge—both subject and object—come to a complete halt. They claim to reach their highest goal in this state, which goes beyond all knowledge, because in that sphere, there is no longer a subject or an object, and therefore no knowledge at all, simply because there is no will left; serving the will is the only purpose of knowledge.
Now, whoever has comprehended this will no longer regard it as beyond all measure extravagant that Fakirs should sit down, and, contemplating the tip of their nose, seek to banish all thought and perception, and that in many passages of the Upanischads instructions are given to sink oneself, silently and inwardly pronouncing the mysterious Oum, in the depths of one's own being, where subject and object and all knowledge disappear.
Now, whoever understands this will no longer find it completely unreasonable that Fakirs sit down and, focusing on the tip of their nose, try to eliminate all thoughts and perceptions. In many parts of the Upanishads, there are teachings on sinking oneself, quietly and inwardly repeating the mysterious Om, deep within one’s own being, where the distinction between subject and object and all knowledge fades away.
- 49.
- The Life of St. Francis, ch. 8. K. Hase, “Franz of Assisi,” ch. 10. “The Canticles of St. Francis,” edited by Schlosser and Steinle, Frankfurt, s.M., 1842.
- 50.
- The Spiritual Guide by Michælis de Molinos; published in Spanish in 1675, in Italian in 1680, in Latin in 1687, and in French in a book that is not very rare, titled: Collection of Various Pieces Regarding Quietism, or Molinos and His Disciples. Amsterdam, 1688.
- 51.
- Matt. xix. 11 seq.; Luke xx. (1 Thess. iv. 3; 1 John iii. 3); Rev. 35-37; 1 Cor. vii. 1-11 and 25-40, xiv. 4.
- 52.
- Cf. "On the Will in Nature," second edition, p. 124; third edition, p. 135.
- 53.
- For example, John xii. 25, 31, xiv. 30, xv. 18, 19, xvi. 33; Col. ii. 20; Eph. ii. 1-3; I John ii. 15-17, iv. 4, 5. On this opportunity one may see how certain Protestant theologians, in their efforts to misinterpret the text of the New Testament in conformity with their rationalistic, optimistic, and unutterably shallow view of life, go so far that they actually falsify this text in their translations. Thus H. A. Schott, in his new version given with the Griesbach text of 1805, has translated the word κοσμος, John xv. 18, 19, by Judei, 1 John iv. 4, by profane people; and Col. ii. 20, στοιχεια του κοσμον by Jewish elements; while Luther everywhere renders the word honestly and correctly by “World” (world).
- 54.
- Everyone has as much right as their power allows (Political tract., c. 2 § 8). A promise remains valid as long as the will of the one who made the promise does not change. (Same source., § 12). The law of each person is defined by their power (Eth. iv., pr. 37, schol. 1.) Especially chap. 16 of the Theological-Political Treatise is the true compendium of the immorality of Spinoza's philosophy.
- 55.
- [In preparing this Index Frauenstädt's Schopenhauer Encyclopedia has been freely used.—Trs.]
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